<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2019/07/12?registers=between Thu, 02 May 2024 15:31:57 -0700 Thu, 02 May 2024 15:31:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2019/07/12?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14936.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14936.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14936 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14936.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14935.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14935.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14935 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14935.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14930.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14930.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14930 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14930.pdf Notice - Agency Information Collection Activities: Proposed Collection Renewal; Comment Request (OMB No. 3064-0046; -0113; and -0169) https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14877.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14877.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14877 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14877.pdf Notice - Agency Information Collection Activities: Announcement of Board Approval Under Delegated Authority and Submission to OMB https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14874.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14874.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14874 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14874.pdf Notice - Solicitation of Statements of Interest for Membership on the Insurance Policy Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14873.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14873.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14873 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14873.pdf Notice - Agency Information Collection Activities: Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14854.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14854.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14854 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14854.pdf Notice - Procurement List; Proposed Additions and Deletions https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14819.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14819.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14819 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14819.pdf Notice - Procurement List; Additions and Deletions https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14818.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14818.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14818 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14818.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule for XSP Fees and PAR Official Fees https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14815.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14815.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14815 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14815.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Technical Correction and Other Non-Substantive Changes to FINRA Rules https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14814.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14814.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14814 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14814.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange To Develop and Publish Certain Long-Term Policies https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14813.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14813.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14813 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14813.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Complex Order Pricing https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14812.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14812.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14812 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14812.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BYX Equities Trading Platform as It Relates to Pricing for Orders Routed to Cboe EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14811.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14811.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14811 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14811.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BZX Equities Trading Platform as It Relates to Pricing for Orders Routed To Cboe EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14810.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14810.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14810 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14810.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Update Its Rules Related to Complex Orders and Trading Halts https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14809.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14809.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14809 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14809.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Fee Schedule Applicable to its Equities Trading Platform To Adopt a New Cross-Asset Volume Tier https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14808.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14808.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14808 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14808.pdf Notice - Meeting Notice https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14804.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14804.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14804 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14804.pdf Notice - Agency Information Collection Activities: Proposed Collection Renewal; Comment Request (OMB No. 3064-0174; and -0191) https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14802.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14802.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14802 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14802.pdf Proposed Rule - Notice of Opportunity To Comment on a Request for a General Statement of Policy or Guidance on Revoking Union-Dues Assignments https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14651.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14651.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14651 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14651.pdf Proposed Rule - Federal Acquisition Regulation: Requirements for DD Form 254, Contract Security Classification Specification https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14379.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-14379.html Fri, 12 Jul 2019 00:00:00 -0700 2019-14379 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-14379.pdf Rule - Form CRS Relationship Summary; Amendments to Form ADV https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-12376.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-12376.html Fri, 12 Jul 2019 00:00:00 -0700 2019-12376 Rule https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-12376.pdf Rule - Commission Interpretation Regarding the Solely Incidental Prong of the Broker-Dealer Exclusion From the Definition of Investment Adviser https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-12209.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-12209.html Fri, 12 Jul 2019 00:00:00 -0700 2019-12209 Rule https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-12209.pdf Rule - Commission Interpretation Regarding Standard of Conduct for Investment Advisers https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-12208.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-12208.html Fri, 12 Jul 2019 00:00:00 -0700 2019-12208 Rule https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-12208.pdf Rule - Regulation Best Interest: The Broker-Dealer Standard of Conduct https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-12164.html https://regulations.justia.com/regulations/fedreg/2019/07/12/2019-12164.html Fri, 12 Jul 2019 00:00:00 -0700 2019-12164 Rule https://www.govinfo.gov/content/pkg/FR-2019-07-12/pdf/2019-12164.pdf