<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2017/02/08?registers=between Fri, 03 May 2024 16:23:38 -0700 Fri, 03 May 2024 16:23:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2017/02/08?registers=between Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02712.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02712.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02712 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02712.pdf Notice - Sunshine Act Meeting; National Science Board https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02706.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02706.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02706 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02706.pdf Notice - Sunshine Act Meeting; Additional Item https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02636.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02636.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02636 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02636.pdf Notice - NASA Advisory Council; Science Committee; Ad Hoc Task Force on Big Data; Meeting https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02600.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02600.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02600 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02600.pdf Notice - Agency Information Collection Activities: Submission for OMB Review; National Survey of Unbanked and Underbanked Households (3064-0167); Comment Request https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02593.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02593.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02593 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02593.pdf Notice - Notice of Agreements Filed https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02590.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02590.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02590 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02590.pdf Notice - Notice of Receipt of Complaint; Solicitation of Comments; Relating to the Public Interest https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02584.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02584.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02584 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02584.pdf Notice - Formations of, Acquisitions by, and Mergers of Bank Holding Companies https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02581.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02581.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02581 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02581.pdf Notice - Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02580.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02580.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02580 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02580.pdf Notice - Formations of, Acquisitions by, and Mergers of Bank Holding Companies https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02579.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02579.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02579 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02579.pdf Notice - Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02578.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02578.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02578 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02578.pdf Notice - Program-Specific Guidance About Exempt Distribution Licenses https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02574.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02574.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02574 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02574.pdf Notice - Tennessee Disaster #TN-00101 https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02566.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02566.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02566 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02566.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02555.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02555.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02555 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02555.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rules 4.5 Through 4.16 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02554.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02554.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02554 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02554.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02553.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02553.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02553 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02553.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 100, 404, 519C and Adopt MIAX PEARL 1018 https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02552.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02552.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02552 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02552.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515, Execution of Orders and Quotes https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02551.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02551.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02551 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02551.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Adopt the Rule 900A Series https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02550.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02550.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02550 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02550.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rules 4.5 Through 4.16 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02549.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02549.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02549 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02549.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, Bats BZX Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the Bats EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ BX, Inc., the NASDAQ PHLX, Inc., Miami International Securities Exchange, LLC, and MIAX PEARL Concerning Options-Related Market Surveillance https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02548.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02548.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02548 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02548.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, Bats BZX Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, Bats EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ BX, Inc., the NASDAQ PHLX, Inc., Miami International Securities Exchange, LLC, and MIAX PEARL, LLC Concerning Options-Related Sales Practice Matters https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02547.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02547.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02547 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02547.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., BOX Options Exchange LLC, Chicago Board Options Exchange, Incorporated, C2 Options Exchange, Incorporated, Chicago Stock Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, Investors Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, The NASDAQ Stock Market LLC, NASDAQ BX, Inc., NASDAQ PHLX, Inc., National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02546.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02546.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02546 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02546.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Functionality Offered by the Exchange's Options Platform To Adopt Qualified Contingent Cross Orders https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02545.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02545.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02545 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02545.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing of Proposed Rule Change To Amend IEX Rule 16.135 To Adopt Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02544.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02544.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02544 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02544.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC ; Notice of Filing of a Proposed Rule Change by To Adopt Rules 1701-1712 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02543.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02543.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02543 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02543.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Adopt Consolidated Audit Trail Compliance Rule (Rules 1701-1712) To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02542.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02542.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02542 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02542.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Granting Approval of a Proposed Rule Change To Amend Rule 5050 Series of Options Contracts Open for Trading To Provide for the Listing and Trading on the Exchange of RealDayTM https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02541.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02541.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02541 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02541.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Rules Regarding the CAT NMS Plan https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02540.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02540.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02540 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02540.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt the Rule Series 11.600 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02539.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02539.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02539 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02539.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Implement Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02538.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02538.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02538 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02538.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of a Proposed Rule Change To Adopt the Rule 16000 Series To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02537.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02537.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02537 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02537.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Block Trades https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02536.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02536.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02536 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02536.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rules 4.5 Through 4.16 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02535.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02535.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02535 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02535.pdf Notice - Proposed Information Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02527.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02527.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02527 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02527.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02455.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-02455.html Wed, 08 Feb 2017 00:00:00 -0800 2017-02455 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-02455.pdf Proposed Rule - Alternative Capital https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-01713.html https://regulations.justia.com/regulations/fedreg/2017/02/08/2017-01713.html Wed, 08 Feb 2017 00:00:00 -0800 2017-01713 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2017-02-08/pdf/2017-01713.pdf