<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2014/05/28?registers=between Tue, 22 Apr 2025 12:45:33 -0700 Tue, 22 Apr 2025 12:45:33 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2014/05/28?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12485.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12485.html Wed, 28 May 2014 00:00:00 -0700 2014-12485 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12485.pdf Notice - Agency Information Collection Activities: Submission for the Office of Management and Budget (OMB) Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12344.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12344.html Wed, 28 May 2014 00:00:00 -0700 2014-12344 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12344.pdf Notice - Morgan Stanley Smith Barney LLC and Morgan Stanley Global Investment Solutions; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12246.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12246.html Wed, 28 May 2014 00:00:00 -0700 2014-12246 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12246.pdf Notice - Consent Based Social Security Number Verification (CBSV) Service https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12242.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12242.html Wed, 28 May 2014 00:00:00 -0700 2014-12242 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12242.pdf Notice - Privacy Act of 1974: Systems of Records. https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12234.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12234.html Wed, 28 May 2014 00:00:00 -0700 2014-12234 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12234.pdf Notice - Beverly Hills Bancorp Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12231.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12231.html Wed, 28 May 2014 00:00:00 -0700 2014-12231 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12231.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the Use of Derivative Instruments by PIMCO Total Return Exchange Traded Fund https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12230.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12230.html Wed, 28 May 2014 00:00:00 -0700 2014-12230 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12230.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 11.1 to Shorten the Operating Hours for the Post-Regular Trading Hours Trading Session https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12229.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12229.html Wed, 28 May 2014 00:00:00 -0700 2014-12229 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12229.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading Shares of Hull Tactical US ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12228.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12228.html Wed, 28 May 2014 00:00:00 -0700 2014-12228 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12228.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To List and Trade on the Exchange Options on Shares of the iShares MSCI Mexico Index Fund https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12227.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12227.html Wed, 28 May 2014 00:00:00 -0700 2014-12227 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12227.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 2121 (Fair Prices and Commissions), Supplementary Material .01 (Mark-Up Policy) and Supplementary Material .02 (Additional Mark-Up Policy For Transactions in Debt Securities, Except Municipal Securities) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12226.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12226.html Wed, 28 May 2014 00:00:00 -0700 2014-12226 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12226.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12225.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12225.html Wed, 28 May 2014 00:00:00 -0700 2014-12225 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12225.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change To Eliminate Preferred Stock and Corporate Bonds as Acceptable Forms of Margin Assets https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12224.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12224.html Wed, 28 May 2014 00:00:00 -0700 2014-12224 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12224.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes To Establish an Institutional Liquidity Program on a One-Year Pilot Basis https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12223.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12223.html Wed, 28 May 2014 00:00:00 -0700 2014-12223 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12223.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1614 https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12222.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12222.html Wed, 28 May 2014 00:00:00 -0700 2014-12222 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12222.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 98 To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information and Make Conforming Changes to Other Exchange Rules https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12221.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12221.html Wed, 28 May 2014 00:00:00 -0700 2014-12221 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12221.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 98 To Adopt a Principles-based Approach To Prohibit the Misuse of Material Nonpublic Information and Make Conforming Changes to Other Exchange Rules https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12220.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12220.html Wed, 28 May 2014 00:00:00 -0700 2014-12220 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12220.pdf Notice - Diffusion-Annealed, Nickel-Plated Flat-Rolled Steel Products From Japan; Determination https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12219.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12219.html Wed, 28 May 2014 00:00:00 -0700 2014-12219 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12219.pdf Rule - Multiemployer Plans; Valuation and Notice Requirements https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12154.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-12154.html Wed, 28 May 2014 00:00:00 -0700 2014-12154 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-12154.pdf Rule - Regulations Under the Fur Products Labeling Act https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-11047.html https://regulations.justia.com/regulations/fedreg/2014/05/28/2014-11047.html Wed, 28 May 2014 00:00:00 -0700 2014-11047 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-05-28/pdf/2014-11047.pdf