<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2013/12/04?registers=between Sun, 06 Apr 2025 21:36:22 -0700 Sun, 06 Apr 2025 21:36:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2013/12/04?registers=between Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-29062.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-29062.html Wed, 04 Dec 2013 00:00:00 -0800 2013-29062 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-29062.pdf Notice - Notice of Agreements Filed https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-29013.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-29013.html Wed, 04 Dec 2013 00:00:00 -0800 2013-29013 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-29013.pdf Notice - Information Collection Being Reviewed by the Federal Communications Commission Under Delegated Authority https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-29001.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-29001.html Wed, 04 Dec 2013 00:00:00 -0800 2013-29001 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-29001.pdf Notice - Information Collections Being Submitted for Review and Approval to the Office of Management and Budget https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-29000.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-29000.html Wed, 04 Dec 2013 00:00:00 -0800 2013-29000 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-29000.pdf Notice - Notice of Public Information Collection(s) Being Reviewed by the Federal Communications Commission, Comments Requested. https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28999.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28999.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28999 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28999.pdf Notice - Notice of Public Information Collection(s) Being Reviewed by the Federal Communications Commission, Comments Requested. https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28998.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28998.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28998 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28998.pdf Notice - Notice of Public Information Collection(s) Being Reviewed by the Federal Communications Commission, Comments Requested. https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28997.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28997.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28997 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28997.pdf Notice - Public Quarterly Meeting of the Board of Directors https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28986.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28986.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28986 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28986.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28977.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28977.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28977 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28977.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rules 4314 (Securities Loans and Borrowings), 4330 (Customer Protection-Permissible Use of Customers' Securities) and 4340 (Callable Securities) in the Consolidated FINRA Rulebook, as Modified by Partial Amendments No. 1 and No. 2 https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28976.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28976.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28976 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28976.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend FINRA Rule 5131 (New Issue Allocations and Distributions) https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28975.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28975.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28975 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28975.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rules 13, 70.25, 107C and 1000 To Adopt a New Order Type Called a Midpoint Passive Liquidity Order https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28973.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28973.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28973 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28973.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending NYSE MKT Rules 13-Equities, 70.25-Equities, 107C-Equities and 1000-Equities To Adopt a New Order Type Called a Midpoint Passive Liquidity Order https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28972.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28972.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28972 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28972.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Under NYSE Arca Equities Rule 8.600 Shares of Nine Series of the IndexIQ Active ETF Trust https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28971.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28971.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28971 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28971.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 31 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28970.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28970.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28970 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28970.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Rule 12.6 To Conform to FINRA Rule 5320 Relating to Trading Ahead of Customer Orders https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28969.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28969.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28969 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28969.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Approving a Proposed Rule Change To Amend BYX Rule 12.6 To Conform to FINRA Rule 5320 Relating to Trading Ahead of Customer Orders https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28968.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28968.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28968 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28968.pdf Proposed Rule - Production of Nonpublic Records and Testimony of OPIC Employees in Legal Proceedings https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28954.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28954.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28954 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28954.pdf Proposed Rule - Freedom of Information https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28914.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28914.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28914 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28914.pdf Proposed Rule - Commission Seeks Comment on Licensing Models and Technical Requirements in the 3550-3650 MHz Band https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28254.html https://regulations.justia.com/regulations/fedreg/2013/12/04/2013-28254.html Wed, 04 Dec 2013 00:00:00 -0800 2013-28254 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-12-04/pdf/2013-28254.pdf