Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2011/08/03?limit=200®isters=between&mode=atom2025-01-07T19:23:09-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2011/08/03/C1-2011-16758.htmlProposed Rule - Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:00C1-2011-16758Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/C1-2011-16758.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19699.htmlNotice - General Services Administration Acquisition Regulation; Submission for OMB Review; Sealed Bidding2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19699Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19699.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19690.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend Article 20, Rule 9 (Cancellation of Transactions) and Interpretation and Policy .01 Thereunder Regarding the Cancellation of the Stock Leg of Stock-Option Transactions Done on the Exchange2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19690Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19690.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19669.htmlNotice - Mail Classification Schedule Change2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19669.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19668.htmlNotice - Agenda and Notice of Public Meeting of the New Jersey Advisory Committee to the U.S. Commission on Civil Rights2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19668Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19668.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19647.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Creating a New Definition of “Foreign Securities Affiliate,” Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19647Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19647.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19646.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Creating a New Definition of “Foreign Securities Affiliate,” Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19646Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19646.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19645.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2210 (Communications With the Public), 2212 (Use of Investment Companies Rankings in Retail Communications), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), 2214 (Requirements for the Use of Investment Analysis Tools), 2215 (Communications With the Public Regarding Security Futures), and 2216 (Communications With the Public About Collateralized Mortgage Obligations (CMOs)) in the Consolidated FINRA Rulebook2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19645Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19645.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19642.htmlNotice - Agency Information Collection Activities: Notice of Submission for OMB Review; Comment Request2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19642Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19642.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19639.htmlProposed Rule - Petition for Rulemaking Submitted by the California Association of Marriage and Family Therapists2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19639Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19639.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19638.htmlNotice - Qualification of Connection Assemblies for Nuclear Power Plants2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19638Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19638.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19619.htmlNotice - Agency Information Collection Activities: Proposed Collection; Comment Request2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19619Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19619.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19612.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an “All-or-None” Order Type2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19612Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19612.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19606.htmlNotice - Notice of Proposals To Engage in Permissible Nonbanking Activities or To Acquire Companies That Are Engaged in Permissible Nonbanking Activities2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19606Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19606.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19576.htmlNotice - Post Office Closing2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19576Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19576.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19571.htmlNotice - Certain Products Containing Interactive Program Guides and Parental Controls Technology; Notice of Commission Decision Not To Review an Initial Determination Terminating the Investigation on the Basis of the Parties' Settlement2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19571Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19571.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19564.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change to Provide Specific Authority to Use an Auction Process as One of the Means to Liquidate a Defaulting Clearing Member's Accounts2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19564Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19564.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19563.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. To Amend the BOX Fee Schedule2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19563Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19563.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19562.htmlNotice - Agency Information Collection Activities: Announcement of Board Approval Under Delegated Authority and Submission to OMB2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19562Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19562.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19535.htmlProposed Rule - Retail Foreign Exchange Transactions (Regulation NN)2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19535Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19535.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19421.htmlRule - Security Ratings2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19421Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19421.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19419.htmlRule - Large Trader Reporting2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19419Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19419.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-18962.htmlRule - Third Party Testing for Certain Children's Products; Toys: Requirements for Accreditation of Third Party Conformity Assessment Bodies2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-18962Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-18962.pdf