<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2011/08/03?registers=between Sun, 19 May 2024 14:29:30 -0700 Sun, 19 May 2024 14:29:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2011/08/03?registers=between Proposed Rule - Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants https://regulations.justia.com/regulations/fedreg/2011/08/03/C1-2011-16758.html https://regulations.justia.com/regulations/fedreg/2011/08/03/C1-2011-16758.html Wed, 03 Aug 2011 00:00:00 -0700 C1-2011-16758 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/C1-2011-16758.pdf Notice - General Services Administration Acquisition Regulation; Submission for OMB Review; Sealed Bidding https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19699.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19699.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19699 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19699.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend Article 20, Rule 9 (Cancellation of Transactions) and Interpretation and Policy .01 Thereunder Regarding the Cancellation of the Stock Leg of Stock-Option Transactions Done on the Exchange https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19690.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19690.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19690 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19690.pdf Notice - Mail Classification Schedule Change https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19669.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19669.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19669 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19669.pdf Notice - Agenda and Notice of Public Meeting of the New Jersey Advisory Committee to the U.S. Commission on Civil Rights https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19668.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19668.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19668 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19668.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Creating a New Definition of “Foreign Securities Affiliate,” Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19647.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19647.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19647 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19647.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Creating a New Definition of “Foreign Securities Affiliate,” Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19646.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19646.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19646 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19646.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2210 (Communications With the Public), 2212 (Use of Investment Companies Rankings in Retail Communications), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), 2214 (Requirements for the Use of Investment Analysis Tools), 2215 (Communications With the Public Regarding Security Futures), and 2216 (Communications With the Public About Collateralized Mortgage Obligations (CMOs)) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19645.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19645.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19645 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19645.pdf Notice - Agency Information Collection Activities: Notice of Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19642.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19642.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19642 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19642.pdf Proposed Rule - Petition for Rulemaking Submitted by the California Association of Marriage and Family Therapists https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19639.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19639.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19639 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19639.pdf Notice - Qualification of Connection Assemblies for Nuclear Power Plants https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19638.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19638.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19638 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19638.pdf Notice - Agency Information Collection Activities: Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19619.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19619.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19619 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19619.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an “All-or-None” Order Type https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19612.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19612.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19612 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19612.pdf Notice - Notice of Proposals To Engage in Permissible Nonbanking Activities or To Acquire Companies That Are Engaged in Permissible Nonbanking Activities https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19606.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19606.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19606 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19606.pdf Notice - Post Office Closing https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19576.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19576.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19576 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19576.pdf Notice - Certain Products Containing Interactive Program Guides and Parental Controls Technology; Notice of Commission Decision Not To Review an Initial Determination Terminating the Investigation on the Basis of the Parties' Settlement https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19571.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19571.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19571 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19571.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change to Provide Specific Authority to Use an Auction Process as One of the Means to Liquidate a Defaulting Clearing Member's Accounts https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19564.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19564.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19564 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19564.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. To Amend the BOX Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19563.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19563.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19563 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19563.pdf Notice - Agency Information Collection Activities: Announcement of Board Approval Under Delegated Authority and Submission to OMB https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19562.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19562.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19562 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19562.pdf Proposed Rule - Retail Foreign Exchange Transactions (Regulation NN) https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19535.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19535.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19535 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19535.pdf Rule - Security Ratings https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19421.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19421.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19421 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19421.pdf Rule - Large Trader Reporting https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19419.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19419.html Wed, 03 Aug 2011 00:00:00 -0700 2011-19419 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19419.pdf Rule - Third Party Testing for Certain Children's Products; Toys: Requirements for Accreditation of Third Party Conformity Assessment Bodies https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-18962.html https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-18962.html Wed, 03 Aug 2011 00:00:00 -0700 2011-18962 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-18962.pdf