Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2011/05/12?limit=200®isters=between&mode=atom2024-05-18T00:13:27-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11840.htmlNotice - Sunshine Act Notice2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11840Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11840.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11789.htmlNotice - Sunshine Act Meeting2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11789Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11789.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11760.htmlNotice - Order of Suspension of Trading; In the Matter of Diversified Investors Corp. (n/k/a Diverse Holdings Corp.), Drew Resources (n/k/a Galloway Energy, Inc.), DTI Medical Corp., DTLL, Inc. (n/k/a Solstice Resorts, Inc.), and Dunn's Supply Store, Inc.2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11760Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11760.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11686.htmlNotice - Agency Information Collection Activities; Proposed Collection; Comment Request; Extension2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11686Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11686.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11681.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Extend a Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11681Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11681.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11680.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change Related to the Individual Trading Pause Pilot and CBSX Market-Maker Quoting Obligations2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11680Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11680.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11675.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Extend a Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11675Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11675.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11674.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Change To Add All NMS Stocks to the Single Securities Circuit Breaker Pilot Program2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11674Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11674.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11673.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Its Rules To Extend a Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility to All NMS Stocks and To Make Conforming Changes to Market Maker Quoting Obligations2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11673Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11673.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11672.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11 To Include Additional Securities in the Pilot by Which Such Rule Operates and Amending NYSE Arca Equities Rule 7.23 To Simplify Certain Aspects of the Text While Also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Rule 7.112011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11672Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11672.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11669.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Rule 3100(a)(4) To Include Additional Securities in the Pilot by Which Such Rule Operates2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11669.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11660.htmlNotice - Georgia Disaster Number GA-000322011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11660Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11660.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11659.htmlNotice - California Disaster #CA-00170 Declaration of Economic Injury2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11659Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11659.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11658.htmlNotice - Tennessee Disaster Number TN-000512011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11658Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11658.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11647.htmlNotice - Granular Polytetrafluoroethylene Resin From Italy; Scheduling of an Expedited Five-Year Review Concerning the Antidumping Duty Order on Granular Polytetrafluoroethylene Resin From Italy2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11647Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11647.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11646.htmlNotice - Wisconsin Disaster Number WI-000292011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11646Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11646.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11645.htmlNotice - Alabama Disaster Number AL-000362011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11645Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11645.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11636.htmlNotice - Formations of, Acquisitions by, and Mergers of Bank Holding Companies2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11636Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11636.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11635.htmlNotice - Purified Carboxymethylcellulose From Finland, Mexico, Netherlands and Sweden2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11635Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11635.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11633.htmlNotice - Louisiana Disaster # LA-000372011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11633Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11633.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11632.htmlNotice - Notice of Receipt of Complaint; Solicitation of Comments Relating to the Public Interest2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11632Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11632.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11631.htmlNotice - Iowa Disaster #IA-000302011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11631Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11631.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11630.htmlNotice - Alabama Disaster Number AL-000362011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11630Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11630.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11628.htmlNotice - Connecticut Disaster #CT-00021 Declaration of Economic Injury2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11628Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11628.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11627.htmlNotice - Submission for OMB Review; Comment Request2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11627Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11627.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11626.htmlNotice - Submission for OMB Review; Comment Request2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11626Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11626.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11625.htmlNotice - Submission for OMB Review; Comment Request2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11625Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11625.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11624.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11624Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11624.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11623.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Provide Flexibility to the Options Clearing Corporation With Respect to Its Obligations To Pay Settlement Amounts to Clearing Members Generally as Well as in Emergency Situations2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11623Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11623.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11622.htmlNotice - PennantPark Investment Corporation, et al.; Notice of Application2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11622Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11622.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11619.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Midpoint Peg Post-Only Order2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11619Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11619.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11618.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Rules 11.13 and 11.142011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11618Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11618.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11617.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Rules 11.13 and 11.142011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11617Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11617.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11616.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend IM-4120-3 To Include Additional Securities in the Pilot by Which Such Rule Operates and Amend Rule 4613(a) To Simplify Certain Aspects of the Text While Also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Price Move Percentages That Trigger a Circuit Breaker Pilot Pause2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11616Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11616.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11615.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4120(a)(11) To Include Additional Securities in the Pilot by Which Such Rule Operates and Amend Rule 4613(a) To Simplify Certain Aspects of the Text While Also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Rule 4120(a)(11)2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11615Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11615.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11614.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) and FINRA Rule 6272 (Character of Quotations) To Include all NMS Stocks2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11614Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11614.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11613.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change by International Securities Exchange to Amend ISE Rule 21022011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11613Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11613.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11612.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Rule 80C-NYSE Amex Equities To Include Additional Securities in the Pilot by Which Such Rule Operates and Amending Rule 104-NYSE Amex Equities To Simplify Certain Aspects of the Text While Also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Rule 80C2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11612Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11612.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11611.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 80C To Include Additional Securities in the Pilot by Which Such Rule Operates and Amending Rule 104 To Simplify Certain Aspects of the Text While Also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Rule 80C2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11611Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11611.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11610.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Create a Listing Market on the Exchange2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11610Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11610.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11609.htmlNotice - Submission for OMB Review; Preventing Personal Conflicts of Interest for Contractor Employees Performing Acquisition Functions2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11609Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11609.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11606.htmlNotice - Ocean Transportation Intermediary License; Reissuance2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11606Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11606.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11603.htmlNotice - Ocean Transportation Intermediary License; Applicants2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11603Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11603.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11602.htmlNotice - Ocean Transportation Intermediary License; Revocation2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11602Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11602.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11600.htmlNotice - Ocean Transportation Intermediary License; Rescission of Order of Revocation2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11600Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11600.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11585.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Treatment of Customer Orders and the Prohibition Against Trading Ahead of Customer Orders2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11585Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11585.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11584.htmlNotice - Self-Regulatory Organizations; The NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Establish a Qualified Contingent Cross Order for Execution on the Floor of the Exchange2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11584Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11584.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11583.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-11583Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11583.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-10881.htmlProposed Rule - Capital Requirements of Swap Dealers and Major Swap Participants2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-10881Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-10881.pdfhttps://regulations.justia.com/regulations/fedreg/2011/05/12/2011-10880.htmlProposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants2011-05-12T00:00:00-07:002011-05-12T00:00:00-07:002011-10880Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-10880.pdf