Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2011/04/13?limit=200®isters=between&mode=atom2025-01-07T19:18:56-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-9103.htmlNotice - Records Schedules; Availability and Request for Comments2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-9103Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-9103.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-9060.htmlNotice - RINO International Corporation; Order of Suspension of Trading2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-9060Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-9060.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-9053.htmlNotice - National Science Board; Sunshine Act Meetings; Notice2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-9053Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-9053.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-9030.htmlNotice - Sunshine Act Meeting; Deletion of Agenda Items From April 7, 2011, Open Meeting2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-9030Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-9030.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-9007.htmlNotice - In the Matter of Indiana Michigan Power Company; DC Cook Nuclear Plant Independent Spent Fuel Installation; Order Modifying License (Effective Immediately)2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-9007Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-9007.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-9003.htmlNotice - Notice of Agreements Filed2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-9003Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-9003.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8957.htmlNotice - Projects Approved or Rescinded for Consumptive Uses of Water2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8957Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8957.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8923.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to API Fees2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8923Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8923.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8922.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Rule 103B-NYSE Amex Equities To Modify the Application of the Exchange's Designated Market Maker Allocation Policy in the Event of a Merger Involving One or More Listed Companies2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8922Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8922.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8921.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Cap and a Service Fee2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8921Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8921.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8920.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Exchange Rule 103B To Modify the Application of the Exchange's Designated Market Maker Allocation Policy in the Event of a Merger Involving One or More Listed Companies2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8920Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8920.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8919.htmlRule - Technical Amendment to Rule 19b-4: Filings With Respect to Proposed Rule Changes by Self-Regulatory Organizations2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8919Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8919.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8918.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Allow the Listing and Trading of a P.M.-Settled S&P 500 Index Option Product2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8918Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8918.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8917.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Effective Hours of Rule 4753(c)2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8917Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8917.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8916.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Require Public Disclosure of Any Access or Post-Transaction Fees for Executions Against a Public Quotation in an OTC Equity Security2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8916.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8914.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify an Initial Listing Standard for the Nasdaq Global Select Market2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8914Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8914.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8913.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Rules 2360, 2361, 2370, 6951 to FINRA Rule Changes2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8913Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8913.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8911.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 2360, 2361, 2370, and 6951 To Reflect Changes to Corresponding FINRA Rules2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8911Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8911.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8910.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8910Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8910.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8905.htmlNotice - Committee Management; Renewals2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8905Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8905.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8897.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Promissory Note Proceedings2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8897Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8897.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8896.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating To Motions in Arbitration2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8896Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8896.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8873.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation date of FINRA Rule 2090 (Know Your Customer) and FINRA Rule 2111 (Suitability)2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8873.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8872.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Time Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt Additional Criteria for Listing Commodity Stockpiling Companies That Have Indicated That Their Business Plan Is To Buy and Hold Commodities2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8872.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8871.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8871Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8871.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8865.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8865Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8865.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8856.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the $2.50 Strike Price Program2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8856Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8856.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8855.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C, Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, if Adopted, Applies2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8855Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8855.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8851.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGA Rule 11.9 To Introduce Additional Routing Options to the Rule2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8851Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8851.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8850.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.9 To Introduce Additional Routing Options to the Rule2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8850Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8850.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8849.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8849Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8849.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8848.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Pilot Program Related to Clearly Erroneous Execution Reviews2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8848Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8848.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8847.htmlNotice - NASA Advisory Council; Audit, Finance and Analysis Committee; Meeting2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8847Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8847.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8845.htmlNotice - NASA Advisory Council; Space Operations Committee; Meeting.2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8845Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8845.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8844.htmlNotice - National Environmental Policy Act; Sounding Rockets Program; Poker Flat Research Range2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8844Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8844.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8842.htmlNotice - Notice of Possible Shutdown of Investigative Activities2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8842Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8842.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8832.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Amend Phlx Rule 1001A, Position Limits2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8832.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8831.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8831Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8831.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8829.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Pilot Program Related to Clearly Erroneous Execution Reviews2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8829Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8829.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8825.htmlNotice - National Endowment for the Arts; Arts Advisory Panel2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8825Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8825.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8821.htmlNotice - Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8821Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8821.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8809.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2128 To Extend the Pilot Program2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8809Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8809.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8808.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, if Adopted, Applies2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8808Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8808.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8807.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, if Adopted, Applies2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8807Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8807.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8806.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8806Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8806.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8805.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8805Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8805.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8804.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Close of Trading Hours for Expiring End of Week and End of Month Expirations2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8804Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8804.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8803.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Establish a Qualified Contingent Cross Order2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8803Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8803.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8802.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC To Expand the Number of Components in the PHLX Gold/Silver SectorSM2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8802Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8802.pdfhttps://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8801.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Legal Certainty for the Trading of Futures on the CBOE Gold ETF Volatility Index2011-04-13T00:00:00-07:002011-04-13T00:00:00-07:002011-8801Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8801.pdf