<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2009/10/28?registers=between Sun, 19 May 2024 11:13:40 -0700 Sun, 19 May 2024 11:13:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2009/10/28?registers=between Notice - Government in the Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-26104.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-26104.html Wed, 28 Oct 2009 00:00:00 -0700 E9-26104 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-26104.pdf Notice - Certain Variable Speed Wind Turbines and Components Thereof; Notice of Commission Determination To Extend the Deadline for Public Submissions on Remedy, the Public Interest, and Bonding, and for Responses to All Remedy, Public Interest, and Bonding Submissions https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-26019.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-26019.html Wed, 28 Oct 2009 00:00:00 -0700 E9-26019 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-26019.pdf Notice - Codification of Accounting and Financial Reporting Standards Contained in the AICPA Statements on Auditing Standards https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25998.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25998.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25998 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25998.pdf Proposed Rule - Periodic Reporting Rules https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25994.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25994.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25994 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25994.pdf Notice - Notice of Agreements Filed https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25982.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25982.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25982 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25982.pdf Notice - Ocean Transportation Intermediary License; Applicants https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25962.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25962.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25962 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25962.pdf Notice - Ocean Transportation Intermediary License; Revocations https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25961.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25961.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25961 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25961.pdf Proposed Rule - Standard for Recreational Off-Highway Vehicles https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25959.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25959.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25959 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25959.pdf Notice - Notice of Public Information Collection Being Reviewed by the Federal Communications Commission, Comments Requested https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25948.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25948.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25948 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25948.pdf Notice - Small and Medium-Sized Enterprises: Overview of Participation in U.S. Exports https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25947.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25947.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25947 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25947.pdf Notice - Office of the Commissioner; Cost-of-Living Increase and Other Determinations for 2010 https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25930.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25930.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25930 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25930.pdf Notice - Notice of Public Information Collection Being Reviewed by the Federal Communications Commission, Comments Requested https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25920.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25920.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25920 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25920.pdf Notice - Notice of Public Information Collection Being Reviewed by the Federal Communications Commission, Comments Requested https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25919.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25919.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25919 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25919.pdf Notice - Change in Bank Control Notices; Acquisition of Shares of Bank or Bank Holding Companies https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25904.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25904.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25904 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25904.pdf Rule - Amendment of Agency Procedures for Probable Cause Hearings https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25900.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25900.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25900 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25900.pdf Notice - World Chance Logistics (Hong Kong), Ltd. and Yu, Chi Shing, a.k.a. Johnny Yu-Possible Violations of Section 10 of the Shipping Act of 1984; Order of Investigation and Hearing https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25877.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25877.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25877 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25877.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Define Asset-Backed Securities, Mortgage-Backed Securities, and Other Similar Securities as TRACE-Eligible Securities and Require the Reporting of Transactions in Such Securities to TRACE https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25875.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25875.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25875 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25875.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA's Rules Governing Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25873.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25873.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25873 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25873.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2060 (Use of Information Obtained in Fiduciary Capacity) and 5290 (Order Entry and Execution Practices) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25872.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25872.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25872 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25872.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to Historical ISE Open/Close Trade Profile Fees https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25832.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25832.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25832 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25832.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Chicago Board Options Exchange Stock Exchange Fees Schedule Related to Stock Component of Stock-Option Cross Trade https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25831.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25831.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25831 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25831.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Interpretation and Policy .13 to Rule 5.3 https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25830.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25830.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25830 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25830.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obligations of Lead Market Makers https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25829.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25829.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25829 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25829.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC To Amend ISE Rules Relating to the Minimum Size Requirement for Quotations https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25828.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25828.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25828 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25828.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Retroactively Waiving the Cancellation Fee https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25827.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25827.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25827 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25827.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Regarding Listing Certain Options at $1 Strike Price Intervals Below $200 and Listing Certain Options at $2.50 Strike Price Intervals Below $200 https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25826.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25826.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25826 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25826.pdf Proposed Rule - Small Business Size Regulations; 8(a) Business Development/Small Disadvantaged Business Status Determinations https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25416.html https://regulations.justia.com/regulations/fedreg/2009/10/28/E9-25416.html Wed, 28 Oct 2009 00:00:00 -0700 E9-25416 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-10-28/pdf/E9-25416.pdf