<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2007/10/03?registers=between Sun, 28 Apr 2024 01:22:27 -0700 Sun, 28 Apr 2024 01:22:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2007/10/03?registers=between Notice - Performance Review Board https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19564.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19564.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19564 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19564.pdf Notice - Ocean Transportation Intermediary License Applicants https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19563.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19563.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19563 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19563.pdf Notice - Ocean Transportation Intermediary License Revocations https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19561.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19561.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19561 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19561.pdf Notice - Ocean Transportation Intermediary License Reissuance https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19560.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19560.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19560 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19560.pdf Rule - Member Inspection of Credit Union Books, Records, and Minutes https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19557.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19557.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19557 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19557.pdf Notice - Privacy Act of 1974; Privacy Act System of Records https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19541.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19541.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19541 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19541.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Codify the Hybrid Price Check Parameter https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19540.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19540.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19540 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19540.pdf Notice - American Capital Strategies, Ltd.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19539.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19539.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19539 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19539.pdf Notice - Rydex ETF Trust, et al. https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19538.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19538.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19538 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19538.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Three Months https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19537.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19537.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19537 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19537.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to Representation of Parties in Arbitration and Mediation https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19536.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19536.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19536 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19536.pdf Notice - Self-Regulatory Organizations; NYSEArca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 7.34 and 7.35 https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19535.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19535.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19535 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19535.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Procedures With Respect To Processing of Certain Voluntary Events in Its Reorganization Service and Clarifying Legal Considerations Set Forth in Its Procedures Relating To Usage of Information Obtained by Participants https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19534.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19534.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19534 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19534.pdf Notice - Notice of Permits Issued Under the Antarctic Conservation Act of 1978 https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19510.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19510.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19510 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19510.pdf Notice - Formations of, Acquisitions by, and Mergers of Bank Holding Companies https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19509.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19509.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19509 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19509.pdf Notice - Change in Bank Control Notices, Acquisition of Shares of Bank or Bank Holding Companies; Correction https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19508.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19508.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19508 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19508.pdf Notice - Advisory Committee on Reactor Safeguards (ACRS); Meeting of the ESBWR Subcommittee; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19503.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19503.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19503 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19503.pdf Notice - Advisory Committee on Nuclear Waste and Materials Meeting on Planning and Procedures; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19502.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19502.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19502 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19502.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Extension and Expansion of the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19500.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19500.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19500 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19500.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change Relating to the Extension and Expansion of a Pilot Program To Quote Certain Option Series in Increments of $0.01 https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19499.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19499.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19499 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19499.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval to a Proposed Rule Change Relating to an Extension and Expansion of the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19498.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19498.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19498 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19498.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Extension and Expansion of the Options Quoting Pilot Program https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19497.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19497.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19497 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19497.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change To Extend and Expand the Pilot Program To Quote Certain Options in Pennies https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19496.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19496.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19496 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19496.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to a Proposed Rule Change Regarding the Extension and Expansion of the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19495.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19495.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19495 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19495.pdf Notice - Advisory Committee on Reactor Safeguards (ACRS) Meeting of the Subcommittee on Early Site Permits; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19494.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19494.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19494 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19494.pdf Notice - Request To Amend a License To Export High-Enriched Uranium https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19492.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19492.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19492 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19492.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10(6) (Dealings With Specialists) https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19490.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19490.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19490 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19490.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Implement the New Issue Information Dissemination Service for Municipal Securities https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19489.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19489.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19489 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19489.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 124 (Odd-Lot Orders) https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19488.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19488.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19488 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19488.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Short Interest Reporting https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19487.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19487.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19487 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19487.pdf Notice - Interest Rates https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19483.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19483.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19483 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19483.pdf Notice - National Small Business Development Center Advisory Board Public Meeting https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19482.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19482.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19482 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19482.pdf Notice - Commercial Availability of Fabric and Yarns in AGOA Countries: Certain Denim https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19476.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19476.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19476 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19476.pdf Notice - Certain Pasta From Italy and Turkey https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19472.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19472.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19472 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19472.pdf Rule - Amendments To Incorporate a Statement Regarding the “Sole and Exclusive” Nature of the Authority That the Regulations of the Office of Government Ethics Confer on Executive Branch Departments and Agencies https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19470.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19470.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19470 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19470.pdf Rule - Amendment to Regulations Governing the Filing of Proof of Financial Responsibility https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19464.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19464.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19464 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19464.pdf Notice - Solid Urea From Russia and Ukraine https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19456.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19456.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19456 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19456.pdf Notice - Illinois Disaster # IL-00010 https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19389.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19389.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19389 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19389.pdf Notice - Privacy Act of 1974 Republication of Systems of Records Notices https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19351.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19351.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19351 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19351.pdf Rule - Use of Campaign Funds for Donations to Non-Federal Candidates and Any Other Lawful Purpose Other Than Personal Use https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19260.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19260.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19260 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19260.pdf Rule - Exemptions for Banks Under Section 3(a)(5) of the Securities Exchange Act of 1934 and Related Rules https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19093.html https://regulations.justia.com/regulations/fedreg/2007/10/03/E7-19093.html Wed, 03 Oct 2007 00:00:00 -0700 E7-19093 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/E7-19093.pdf Notice - Sunshine Act; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4933.html https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4933.html Wed, 03 Oct 2007 00:00:00 -0700 07-4933 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/07-4933.pdf Notice - In the Matter of ConnectAJet.com, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4916.html https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4916.html Wed, 03 Oct 2007 00:00:00 -0700 07-4916 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/07-4916.pdf Notice - In the Matter of China Expert Technology, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4915.html https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4915.html Wed, 03 Oct 2007 00:00:00 -0700 07-4915 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/07-4915.pdf Notice - Granting of Request for Early Termination of the Waiting Period Under the Premerger Notification Rules https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4889.html https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4889.html Wed, 03 Oct 2007 00:00:00 -0700 07-4889 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/07-4889.pdf Proposed Rule - Alternate Fracture Toughness Requirements for Protection Against Pressurized Thermal Shock Events https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4887.html https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4887.html Wed, 03 Oct 2007 00:00:00 -0700 07-4887 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/07-4887.pdf Proposed Rule - Consideration of Aircraft Impacts for New Nuclear Power Reactor Designs https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4886.html https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4886.html Wed, 03 Oct 2007 00:00:00 -0700 07-4886 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/07-4886.pdf Notice - Notice of Meeting https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4879.html https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4879.html Wed, 03 Oct 2007 00:00:00 -0700 07-4879 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/07-4879.pdf Notice - Federal Acquisition Regulation; Information Collection; Duty-Free Entry https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4874.html https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4874.html Wed, 03 Oct 2007 00:00:00 -0700 07-4874 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/07-4874.pdf Notice - Federal Acquisition Regulation; Information Collection; Buy American Act Certificate https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4873.html https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4873.html Wed, 03 Oct 2007 00:00:00 -0700 07-4873 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/07-4873.pdf Notice - Federal Acquisition Regulation; Information Collection; Standard Form 28, Affidavit of Individual Surety https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4872.html https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4872.html Wed, 03 Oct 2007 00:00:00 -0700 07-4872 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/07-4872.pdf Notice - Federal Acquisition Regulation; Information Collection; Submission for OMB Review; Statement and Acknowledgment (Standard Form 1413) https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4871.html https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4871.html Wed, 03 Oct 2007 00:00:00 -0700 07-4871 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/07-4871.pdf Rule - Definitions of Terms and Exemptions Relating to the “Broker” Exceptions for Banks https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4769.html https://regulations.justia.com/regulations/fedreg/2007/10/03/07-4769.html Wed, 03 Oct 2007 00:00:00 -0700 07-4769 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-10-03/pdf/07-4769.pdf