<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2006/11/28?registers=between Thu, 09 Jan 2025 03:42:48 -0800 Thu, 09 Jan 2025 03:42:48 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2006/11/28?registers=between Notice - Formations of, Acquisitions by, and Mergers of Bank Holding Companies https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20139.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20139.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20139 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20139.pdf Notice - Change in Bank Control Notices; Acquisition of Shares of Bank or Bank Holding Companies https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20138.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20138.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20138 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20138.pdf Notice - Notice of Agreements Filed https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20135.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20135.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20135 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20135.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Modify an Aspect of the Definition of Independent Director https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20134.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20134.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20134 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20134.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to NYSE Rule 1300 (Gold Shares) and NYSE Rule 51 (Hours of Business) https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20133.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20133.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20133 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20133.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Existing BSE Fee Schedules https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20132.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20132.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20132 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20132.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the MSCI India Equities Index https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20130.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20130.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20130 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20130.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Intermarket Sweep Orders in Nasdaq Securities https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20128.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20128.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20128 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20128.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Hours of Business on the Exchange's Foreign Currency Options Floor https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20127.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20127.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20127 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20127.pdf Notice - Disaster Declaration #10701 and #10702 Louisiana Disaster Number LA-00007 https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20098.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20098.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20098 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20098.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Amendment Nos. 3, 4, and 5 to a Proposed Rule Change Relating to Additional Mark-Up Policy for Transactions in Debt Securities, Except Municipal Securities https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20068.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20068.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20068 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20068.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20055.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20055.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20055 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20055.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to CBOE's Retail Automatic Execution System https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20054.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20054.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20054 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20054.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Definition of Fund Share https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20053.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20053.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20053 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20053.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cash-Settled Interest Rate Futures https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20050.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20050.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20050 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20050.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Definition of Fund Share and Options on Commodity Pool ETFs https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20049.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20049.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20049 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20049.pdf Notice - Consultation Paper on Intraday Liquidity Management and Payment System Risk Policy https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20048.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20048.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20048 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20048.pdf Notice - No FEAR Act Notice https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20046.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20046.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20046 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20046.pdf Notice - Notice of Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9450.html https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9450.html Tue, 28 Nov 2006 00:00:00 -0800 06-9450 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/06-9450.pdf Notice - Notice of Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9448.html https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9448.html Tue, 28 Nov 2006 00:00:00 -0800 06-9448 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/06-9448.pdf Notice - Advisory Committee on the Records of Congress; Meeting https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9442.html https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9442.html Tue, 28 Nov 2006 00:00:00 -0800 06-9442 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/06-9442.pdf Notice - Excepted Service https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9434.html https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9434.html Tue, 28 Nov 2006 00:00:00 -0800 06-9434 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/06-9434.pdf Notice - Notice of Meetings https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9431.html https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9431.html Tue, 28 Nov 2006 00:00:00 -0800 06-9431 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/06-9431.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Rule 8.3 Relating to the Appointment Costs of Certain Classes https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9426.html https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9426.html Tue, 28 Nov 2006 00:00:00 -0800 06-9426 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/06-9426.pdf Proposed Rule - Public Hearing by the Commission To Take Action on Certain Projects; Revision of the SRBC Project Fee Schedule; Final Rule Making; and Incorporation of the Final Rule Making Action in the SRBC Comprehensive Plan https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9411.html https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9411.html Tue, 28 Nov 2006 00:00:00 -0800 06-9411 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/06-9411.pdf