Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twenty-Eighth Amendment to the Second Restatement of the CTA Plan and Twenty-Ninth Amendment to the Restated CQ Plan, 22128-22130 [2025-09260]
Download as PDF
22128
Federal Register / Vol. 90, No. 99 / Friday, May 23, 2025 / Notices
of SOL,8 as measured by the
performance of the CME CF SolanaDollar Reference Rate—New York
Variant (the ‘‘Index’’), adjusted for the
Trust’s expenses and other liabilities.9
In seeking to achieve its investment
objective, the Trust will hold SOL and
will value the Shares daily based on the
Index.10 The Trust’s assets will only
consist of SOL, cash, and cash
equivalents.11 When the Trust sells or
redeems its Shares, it will do so in cash
transactions with authorized
participants in blocks of 10,000
Shares.12
ddrumheller on DSK120RN23PROD with NOTICES1
III. Proceedings To Determine Whether
To Approve or Disapprove SR–
CboeBZX–2025–011 and Grounds for
Disapproval Under Consideration
The Commission is instituting
proceedings pursuant to Section
19(b)(2)(B) of the Act 13 to determine
whether the proposed rule change
should be approved or disapproved.
Institution of proceedings is appropriate
at this time in view of the legal and
policy issues raised by the proposed
rule change. Institution of proceedings
does not indicate that the Commission
has reached any conclusions with
respect to any of the issues involved.
Rather, the Commission seeks and
encourages interested persons to
provide comments on the proposed rule
change.
Pursuant to Section 19(b)(2)(B) of the
Act,14 the Commission is providing
notice of the grounds for disapproval
under consideration. The Commission is
instituting proceedings to allow for
additional analysis of the proposed rule
change’s consistency with Section
6(b)(5) of the Act, which requires,
among other things, that the rules of a
national securities exchange be
‘‘designed to prevent fraudulent and
manipulative acts and practices’’ and
‘‘to protect investors and the public
interest.’’ 15
The Commission asks that
commenters address the sufficiency of
the Exchange’s statements in support of
the proposal, which are set forth in the
Notice, in addition to any other
comments they may wish to submit
8 The Exchange states that SOL is a digital asset,
which serves as the unit of account on the opensource, peer-to-peer Solana network. See id. at
9784.
9 See id. at 9787. 21Shares US LLC is the sponsor
of the Trust, Delaware Trust Company is the trustee,
and Coinbase Custody Trust Company, LLC is the
custodian for the Trust’s SOL. See id. at 9783, 9786.
10 See id. at 9787.
11 See id. at 9786.
12 See id.
13 15 U.S.C. 78s(b)(2)(B).
14 Id.
15 15 U.S.C. 78f(b)(5).
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about the proposed rule change. In
particular, the Commission seeks
comment on whether the proposal to list
and trade Shares of the Trust, which
would hold SOL, is designed to prevent
fraudulent and manipulative acts and
practices or raises any new or novel
concerns not previously contemplated
by the Commission.
IV. Procedure: Request for Written
Comments
The Commission requests that
interested persons provide written
submissions of their views, data, and
arguments with respect to the issues
identified above, as well as any other
concerns they may have with the
proposal. In particular, the Commission
invites the written views of interested
persons concerning whether the
proposal is consistent with Section
6(b)(5) or any other provision of the Act,
and the rules and regulations
thereunder. Although there do not
appear to be any issues relevant to
approval or disapproval that would be
facilitated by an oral presentation of
views, data, and arguments, the
Commission will consider, pursuant to
Rule 19b–4, any request for an
opportunity to make an oral
presentation.16
Interested persons are invited to
submit written data, views, and
arguments regarding whether the
proposed rule change should be
approved or disapproved by June 13,
2025. Any person who wishes to file a
rebuttal to any other person’s
submission must file that rebuttal by
June 27, 2025.
Comments may be submitted by any
of the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include file number SR–
CboeBZX–2025–011 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
16 Section 19(b)(2) of the Act, as amended by the
Securities Acts Amendments of 1975, Public Law
94–29 (June 4, 1975), grants the Commission
flexibility to determine what type of proceeding—
either oral or notice and opportunity for written
comments—is appropriate for consideration of a
particular proposal by a self-regulatory
organization. See Securities Acts Amendments of
1975, Senate Comm. on Banking, Housing & Urban
Affairs, S. Rep. No. 75, 94th Cong., 1st Sess. 30
(1975).
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Fmt 4703
Sfmt 4703
All submissions should refer to file
number SR–CboeBZX–2025–011. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. Do not include personal
identifiable information in submissions;
you should submit only information
that you wish to make available
publicly. We may redact in part or
withhold entirely from publication
submitted material that is obscene or
subject to copyright protection. All
submissions should refer to file number
SR–CboeBZX–2025–011 and should be
submitted on or before June 13, 2025.
Rebuttal comments should be submitted
by June 27, 2025.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.17
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025–09253 Filed 5–22–25; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–103069; File No. SR–CTA/
CQ–2025–01]
Consolidated Tape Association; Notice
of Filing and Immediate Effectiveness
of the Twenty-Eighth Amendment to
the Second Restatement of the CTA
Plan and Twenty-Ninth Amendment to
the Restated CQ Plan
May 19, 2025.
Pursuant to Section 11A of the
Securities Exchange Act of 1934
17 17
E:\FR\FM\23MYN1.SGM
CFR 200.30–3(a)(57).
23MYN1
Federal Register / Vol. 90, No. 99 / Friday, May 23, 2025 / Notices
(‘‘Act’’),1 and Rule 608 thereunder,2
notice is hereby given that on May 4,
2025, the Participants 3 in the Second
Restatement of the Consolidated Tape
Association (‘‘CTA’’) Plan and the
Restated Consolidated Quotation (‘‘CQ’’)
Plan (‘‘CTA/CQ Plans’’ or ‘‘Plans’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) a proposal
to amend the Plans. The amendments
represent the Twenty-Eighth
Amendment to the Second Restatement
to the CTA Plan and Twenty-Ninth
Amendment to the Restated CQ Plan
(‘‘Amendments’’). Under the
Amendments, the Participants propose
to amend the Plans to reflect that NYSE
Chicago, Inc., has changed its name to
NYSE Texas, Inc. and to make changes
to certain names and address of other
exchanges.4
The proposed Amendments have been
filed by the Participants pursuant to
Rule 608(b)(3)(ii) under Regulation
NMS 5 as concerned solely with the
administration of the Plans and as
‘‘Ministerial Amendments’’ under both
Section IV(b) of the CTA Plan and
Section IV(c) of the CQ Plan. As a result,
the Amendments can be submitted by
the Chairman of the Plans’ Operating
Committee and become effective upon
filing.
The Commission is publishing this
notice to solicit comments on the
Amendments from interested persons.
Set forth in Sections I and II is the
statement of the purpose and summary
of the Amendments, along with the
information required by Rules 608(a)
and 601(a) under the Act, as prepared
and submitted by the Participants.
I. Rule 608(a)
1. Purpose of the Amendment
The above-captioned amendments
effectuate a change to reflect the new
name of NYSE Chicago, Inc.: NYSE
Texas, Inc. The amendment also makes
1 15
U.S.C. 78k–1(a)(3).
CFR 242.608.
3 The Participants are: Cboe BYX Exchange, Inc.,
Cboe BZX Exchange, Inc., Cboe EDGA Exchange,
Inc., Cboe EDGX Exchange, Inc., Cboe Exchange,
Inc., Financial Industry Regulatory Authority, Inc.,
Investors’ Exchange LLC, Long Term Stock
Exchange, Inc., MEMX LLC, MIAX PEARL, LLC,
Nasdaq BX, Inc., Nasdaq ISE, LLC, Nasdaq PHLX,
Inc., The Nasdaq Stock Market LLC, New York
Stock Exchange LLC, NYSE American LLC, NYSE
Arca, Inc., NYSE Chicago, Inc., and NYSE National,
Inc.
4 See Letter from Jeff Kimsey, Chair, to Vanessa
Countryman, Secretary, Commission dated May 4,
2025. In addition to the change to reflect the name
change of NYSE Chicago, Inc. to NYSE Texas, Inc.,
the Participants also propose to make changes to
reflect the past name changes of AMEX to NYSE
American and of NSX to NYSE National, as well as
to update the address of NYSE National.
5 17 CFR 241.608(b)(2).
ddrumheller on DSK120RN23PROD with NOTICES1
2 17
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22129
some changes to certain names of other
exchanges.
2. Reporting Requirements
Not applicable.
2. Governing or Constituent Documents
Not applicable.
3. Manner of Collecting, Processing,
Sequencing, Making Available and
Disseminating Last Sale Information
Not applicable.
3. Implementation of Amendment
Because the amendments constitute
‘‘Ministerial Amendments’’ under both
Section IV(b) of the CTA Plan and
Section IV(c) under the CQ Plan, the
Chairman of the Plan’s Operating
Committee may submit the amendments
to the Commission on behalf of the
Participants in the Plans. Because the
Participants designate the amendments
as concerned solely with the
administration of the Plans, the
amendments become effective upon
filing with the Commission.
4. Manner of Consolidation
Not applicable.
5. Standards and Methods Ensuring
Promptness, Accuracy and
Completeness of Transaction Reports
Not applicable.
6. Rules and Procedures Addressed to
Fraudulent or Manipulative
Dissemination
Not applicable.
4. Development and Implementation
Phases
Not applicable.
7. Terms of Access to Transaction
Reports
5. Analysis of Impact on Competition
The amendments do not impose any
burden on competition because they
simply effectuate changes in the names
of Participants. For the same reasons,
the Participants do not believe that the
amendments introduce terms that are
unreasonably discriminatory for
purposes of Section 11A(c)(1)(D) of the
Exchange Act.
8. Identification of Marketplace of
Execution
6. Written Understanding or Agreements
Relating to Interpretation of, or
Participation in, Plan
Not applicable.
7. Approval by Sponsors in Accordance
With Plan
See Item 3 above.
8. Description of Operation of Facility
Contemplated by the Proposed
Amendment
Not applicable.
9. Terms and Conditions of Access
Not applicable.
10. Method of Determination and
Imposition, and Amount of, Fees and
Charges
Not applicable.
11. Method and Frequency of Processor
Evaluation
Not applicable.
12. Dispute Resolution
Not applicable.
II. Regulation NMS Rule 601(a)
1. Equity Securities for Which
Transaction Reports Shall Be Required
by the Plan
Not applicable.
PO 00000
Frm 00074
Fmt 4703
Sfmt 4703
Not applicable.
Not applicable.
III. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed
Amendments are consistent with the
Act. Comments may be submitted by
any of the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include file number SR–
CTA/CQ–2025–01 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to file
number SR–CTA/CQ–2025–01. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, and all written statements
with respect to the proposed
Amendments that are filed with the
Commission, and all written
communications relating to the
proposed Amendments between the
Commission and any person, other than
E:\FR\FM\23MYN1.SGM
23MYN1
22130
Federal Register / Vol. 90, No. 99 / Friday, May 23, 2025 / Notices
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
offices of the Participants. Do not
include personal identifiable
information in submissions; you should
submit only information that you wish
to make available publicly. We may
redact in part or withhold entirely from
publication submitted material that is
obscene or subject to copyright
protection. All submissions should refer
to file number SR–CTA/CQ/2025–01
and should be submitted on or before
June 13, 2025.
The application was filed
on February 20, 2025, and amended on
April 29, 2025.
FILING DATES:
[Investment Company Act Release No.
35593; File No. 812–15704]
An
order granting the requested relief will
be issued unless the Commission orders
a hearing. Interested persons may
request a hearing on any application by
emailing the SEC’s Secretary at
Secretarys-Office@sec.gov and serving
the Applicants with a copy of the
request by email, if an email address is
listed for the relevant Applicant below,
or personally or by mail, if a physical
address is listed for the relevant
Applicant below. Hearing requests
should be received by the Commission
by 5:30 p.m. on June 16, 2025, and
should be accompanied by proof of
service on the Applicants, in the form
of an affidavit or, for lawyers, a
certificate of service. Pursuant to rule 0–
5 under the Act, hearing requests should
state the nature of the writer’s interest,
any facts bearing upon the desirability
of a hearing on the matter, the reason for
the request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
emailing the Commission’s Secretary at
Secretarys-Office@sec.gov.
Global X Venture Fund, et al.
ADDRESSES:
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025–09260 Filed 5–22–25; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
May 19, 2025.
Securities and Exchange
Commission (‘‘Commission’’ or ‘‘SEC’’).
ACTION: Notice.
AGENCY:
ddrumheller on DSK120RN23PROD with NOTICES1
Disruptive Technologies Fund I, LP,
Mirae Asset Disruptive Technologies
Fund II, LP, Mirae Asset Partner
Opportunities Fund I, LP, Mirae Asset
AB Co-Invest, LP.
Notice of application for an order
under sections 17(d) and 57(i) of the
Investment Company Act of 1940 (the
‘‘Act’’) and rule 17d–1 under the Act to
permit certain joint transactions
otherwise prohibited by sections 17(d)
and 57(a)(4) of the Act and rule 17d–1
under the Act.
SUMMARY OF APPLICATION: Applicants
request an order to permit certain
business development companies
(‘‘BDCs’’) and closed-end management
investment companies to co-invest in
portfolio companies with each other and
with certain affiliated investment
entities.
APPLICANTS: Global X Venture Fund,
Global X Management Company LLC,
Mirae Asset Global Investments (USA)
LLC, Mirae Asset Global Investments
(Hong Kong) Limited, Mirae Asset
Capital Life Science, Inc., Mirae Asset
6 17
CFR 200.30–3(a)(85).
VerDate Sep<11>2014
16:58 May 22, 2025
Jkt 265001
HEARING OR NOTIFICATION OF HEARING:
The Commission:
Secretarys-Office@sec.gov. Applicants:
Margaret Mo, Esq., Global X
Management Company LLC, mmo@
globalxetfs.com, and Ryan P. Briezek,
Esq., Ryan.Brizek@stblaw.com, and
Jaqueline Edwards, Esq.,
Jacqueline.Edwards@stblaw.com, both
of Simpson Thacher & Bartlett LLP.
FOR FURTHER INFORMATION CONTACT:
Thomas Ahmadifar, Branch Chief,
Stephan N. Packs, Senior Counsel, or
Daniele Marchesani, Assistant Chief
Counsel, at (202) 551–6825 (Division of
Investment Management, Chief
Counsel’s Office).
For
Applicants’ representations, legal
analysis, and conditions, please refer to
Applicants’ First Amended and Restated
Application, dated April 29, 2025,
which may be obtained via the
Commission’s website by searching for
the file number at the top of this
document, or for an Applicant using the
Company name search field, on the
SEC’s EDGAR system.
The SEC’s EDGAR system may be
searched at www.sec.gov/edgar/
searchedgar/companysearch.
SUPPLEMENTARY INFORMATION:
PO 00000
Frm 00075
Fmt 4703
Sfmt 4703
You may also call the SEC’s Office of
Investor Education and Advocacy at
(202) 551–8090.
For the Commission, by the Division of
Investment Management, under delegated
authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025–09264 Filed 5–22–25; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–103064; File No. SR–
CboeBZX–2025–014]
Self-Regulatory Organizations; Cboe
BZX Exchange, Inc.; Order Instituting
Proceedings To Determine Whether To
Approve or Disapprove a Proposed
Rule Change To List and Trade Shares
of the VanEck Solana Trust Under BZX
Rule 14.11(e)(4), Commodity-Based
Trust Shares
May 19, 2025.
I. Introduction
On January 28, 2025, Cboe BZX
Exchange, Inc. (‘‘BZX’’ or ‘‘Exchange’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to list and trade shares
(‘‘Shares’’) of the VanEck Solana Trust
(‘‘Trust’’) under BZX Rule 14.11(e)(4),
Commodity-Based Trust Shares. The
proposed rule change was published for
comment in the Federal Register on
February 18, 2025.3
On March 11, 2025, pursuant to
Section 19(b)(2) of the Act,4 the
Commission designated a longer period
within which to approve the proposed
rule change, disapprove the proposed
rule change, or institute proceedings to
determine whether to disapprove the
proposed rule change.5 This order
institutes proceedings under Section
19(b)(2)(B) of the Act 6 to determine
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 102394
(Feb. 11, 2025), 90 FR 9746 (‘‘Notice’’). Comments
received on the proposed rule change are available
at: https://www.sec.gov/comments/sr-cboebzx-2025014/srcboebzx2025014.htm.
4 15 U.S.C. 78s(b)(2).
5 See Securities Exchange Act Release No.
102587, 90 FR 12427 (Mar. 17, 2025). The
Commission designated May 19, 2025, as the date
by which the Commission shall approve or
disapprove, or institute proceedings to determine
whether to disapprove, the proposed rule change.
6 15 U.S.C. 78s(b)(2)(B).
2 17
E:\FR\FM\23MYN1.SGM
23MYN1
Agencies
[Federal Register Volume 90, Number 99 (Friday, May 23, 2025)]
[Notices]
[Pages 22128-22130]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2025-09260]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-103069; File No. SR-CTA/CQ-2025-01]
Consolidated Tape Association; Notice of Filing and Immediate
Effectiveness of the Twenty-Eighth Amendment to the Second Restatement
of the CTA Plan and Twenty-Ninth Amendment to the Restated CQ Plan
May 19, 2025.
Pursuant to Section 11A of the Securities Exchange Act of 1934
[[Page 22129]]
(``Act''),\1\ and Rule 608 thereunder,\2\ notice is hereby given that
on May 4, 2025, the Participants \3\ in the Second Restatement of the
Consolidated Tape Association (``CTA'') Plan and the Restated
Consolidated Quotation (``CQ'') Plan (``CTA/CQ Plans'' or ``Plans'')
filed with the Securities and Exchange Commission (``Commission'') a
proposal to amend the Plans. The amendments represent the Twenty-Eighth
Amendment to the Second Restatement to the CTA Plan and Twenty-Ninth
Amendment to the Restated CQ Plan (``Amendments''). Under the
Amendments, the Participants propose to amend the Plans to reflect that
NYSE Chicago, Inc., has changed its name to NYSE Texas, Inc. and to
make changes to certain names and address of other exchanges.\4\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78k-1(a)(3).
\2\ 17 CFR 242.608.
\3\ The Participants are: Cboe BYX Exchange, Inc., Cboe BZX
Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc.,
Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc.,
Investors' Exchange LLC, Long Term Stock Exchange, Inc., MEMX LLC,
MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq ISE, LLC, Nasdaq PHLX,
Inc., The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE
American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE
National, Inc.
\4\ See Letter from Jeff Kimsey, Chair, to Vanessa Countryman,
Secretary, Commission dated May 4, 2025. In addition to the change
to reflect the name change of NYSE Chicago, Inc. to NYSE Texas,
Inc., the Participants also propose to make changes to reflect the
past name changes of AMEX to NYSE American and of NSX to NYSE
National, as well as to update the address of NYSE National.
---------------------------------------------------------------------------
The proposed Amendments have been filed by the Participants
pursuant to Rule 608(b)(3)(ii) under Regulation NMS \5\ as concerned
solely with the administration of the Plans and as ``Ministerial
Amendments'' under both Section IV(b) of the CTA Plan and Section IV(c)
of the CQ Plan. As a result, the Amendments can be submitted by the
Chairman of the Plans' Operating Committee and become effective upon
filing.
---------------------------------------------------------------------------
\5\ 17 CFR 241.608(b)(2).
---------------------------------------------------------------------------
The Commission is publishing this notice to solicit comments on the
Amendments from interested persons. Set forth in Sections I and II is
the statement of the purpose and summary of the Amendments, along with
the information required by Rules 608(a) and 601(a) under the Act, as
prepared and submitted by the Participants.
I. Rule 608(a)
1. Purpose of the Amendment
The above-captioned amendments effectuate a change to reflect the
new name of NYSE Chicago, Inc.: NYSE Texas, Inc. The amendment also
makes some changes to certain names of other exchanges.
2. Governing or Constituent Documents
Not applicable.
3. Implementation of Amendment
Because the amendments constitute ``Ministerial Amendments'' under
both Section IV(b) of the CTA Plan and Section IV(c) under the CQ Plan,
the Chairman of the Plan's Operating Committee may submit the
amendments to the Commission on behalf of the Participants in the
Plans. Because the Participants designate the amendments as concerned
solely with the administration of the Plans, the amendments become
effective upon filing with the Commission.
4. Development and Implementation Phases
Not applicable.
5. Analysis of Impact on Competition
The amendments do not impose any burden on competition because they
simply effectuate changes in the names of Participants. For the same
reasons, the Participants do not believe that the amendments introduce
terms that are unreasonably discriminatory for purposes of Section
11A(c)(1)(D) of the Exchange Act.
6. Written Understanding or Agreements Relating to Interpretation of,
or Participation in, Plan
Not applicable.
7. Approval by Sponsors in Accordance With Plan
See Item 3 above.
8. Description of Operation of Facility Contemplated by the Proposed
Amendment
Not applicable.
9. Terms and Conditions of Access
Not applicable.
10. Method of Determination and Imposition, and Amount of, Fees and
Charges
Not applicable.
11. Method and Frequency of Processor Evaluation
Not applicable.
12. Dispute Resolution
Not applicable.
II. Regulation NMS Rule 601(a)
1. Equity Securities for Which Transaction Reports Shall Be Required by
the Plan
Not applicable.
2. Reporting Requirements
Not applicable.
3. Manner of Collecting, Processing, Sequencing, Making Available and
Disseminating Last Sale Information
Not applicable.
4. Manner of Consolidation
Not applicable.
5. Standards and Methods Ensuring Promptness, Accuracy and Completeness
of Transaction Reports
Not applicable.
6. Rules and Procedures Addressed to Fraudulent or Manipulative
Dissemination
Not applicable.
7. Terms of Access to Transaction Reports
Not applicable.
8. Identification of Marketplace of Execution
Not applicable.
III. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed
Amendments are consistent with the Act. Comments may be submitted by
any of the following methods:
Electronic Comments
Use the Commission's internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to [email protected]. Please include
file number SR-CTA/CQ-2025-01 on the subject line.
Paper Comments
Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.
All submissions should refer to file number SR-CTA/CQ-2025-01. This
file number should be included on the subject line if email is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's internet website (https://www.sec.gov/rules/sro.shtml).
Copies of the submission, all subsequent amendments, and all written
statements with respect to the proposed Amendments that are filed with
the Commission, and all written communications relating to the proposed
Amendments between the Commission and any person, other than
[[Page 22130]]
those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for website viewing and
printing in the Commission's Public Reference Room, 100 F Street NE,
Washington, DC 20549, on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the filing also will be available
for inspection and copying at the principal offices of the
Participants. Do not include personal identifiable information in
submissions; you should submit only information that you wish to make
available publicly. We may redact in part or withhold entirely from
publication submitted material that is obscene or subject to copyright
protection. All submissions should refer to file number SR-CTA/CQ/2025-
01 and should be submitted on or before June 13, 2025.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
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\6\ 17 CFR 200.30-3(a)(85).
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Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025-09260 Filed 5-22-25; 8:45 am]
BILLING CODE 8011-01-P