Updates to New Chemicals Regulations Under the Toxic Substances Control Act (TSCA), 102773-102800 [2024-28870]
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Federal Register / Vol. 89, No. 243 / Wednesday, December 18, 2024 / Rules and Regulations 102773
TABLE 1—EPA-APPROVED NON-REGULATORY AND QUASI-REGULATORY MEASURES—Continued
[Excluding certain resolutions and statutes, which are listed in tables 2 and 3, respectively] 1
Applicable geographic
or nonattainment area
or title/subject
Name of SIP provision
*
*
*
*
State submittal date
EPA approval date
*
*
Explanation
*
1 Table
1 is divided into three parts: Clean Air Act Section 110(a)(2) State Implementation Plan Elements (excluding Part D Elements and
Plans), Part D Elements and Plans (other than for the Metropolitan Phoenix or Tucson Areas), and Part D Elements and Plans for the Metropolitan Phoenix and Tucson Areas.
*
*
*
*
*
3. Section 52.145 is amended by
adding paragraph (o) to read as follows:
■
§ 52.145
Visibility protection.
*
*
*
*
*
(o) Disapproval. On August 15, 2022,
the Arizona Department of
Environmental Quality submitted the
‘‘State Implementation Plan Revision:
Regional Haze Program (2018–2028).’’
(1) The following portions of the
‘‘State Implementation Plan Revision:
Regional Haze Program (2018–2028)’’
are disapproved because they do not
meet the applicable requirements of
Clean Air Act sections 169A and 169B
and the Regional Haze Rule in 40 CFR
51.301 through 51.308.
(i) Chapters 2, 6.1, 6.2, 6.3, 7, 8, 9, and
10;
(ii) Appendices B, C, D, E, F, G, H, I,
J, and L.
■ 4. Section 52.147 is amended by
adding paragraph (f) to read as follows:
§ 52.147
Interstate transport.
*
*
*
*
*
(f) Disapproval. The SIPs submitted
on December 11, 2015 and September
24, 2018 do not meet the requirements
of Clean Air Act section
110(a)(2)(D)(i)(II) (interfere with
measures in any other state to protect
visibility, only) for the 2012 PM2.5
NAAQS and the 2015 ozone NAAQS,
respectively.
[FR Doc. 2024–29508 Filed 12–17–24; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 68, 372, 703, 720, 721,
723, 725, and 761
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[EPA–HQ–OPPT–2022–0902; FRL–7906–02–
OCSPP]
RIN 2070–AK65
Updates to New Chemicals
Regulations Under the Toxic
Substances Control Act (TSCA)
Environmental Protection
Agency (EPA).
AGENCY:
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ACTION:
Final rule.
The Environmental Protection
Agency (EPA or the Agency) is
amending the new chemicals procedural
regulations under the Toxic Substances
Control Act (TSCA). These amendments
align the regulatory text with the
amendments to TSCA’s new chemicals
review provisions contained in the
Frank R. Lautenberg Chemical Safety for
the 21st Century Act, enacted on June
22, 2016, will improve the efficiency of
EPA’s review processes, and update the
regulations based on existing policies
and experience implementing the New
Chemicals Program. This final rule
includes amendments that will increase
the quality of information initially
submitted in new chemicals notices and
improve the Agency’s processes for
timely, effective completion of
individual risk assessments and the new
chemicals review process overall. EPA
is also finalizing several amendments to
the regulations for low volume
exemptions (LVEs) and low release and
exposure exemptions (LoREXs), which
will require EPA approval of an
exemption notice prior to
commencement of manufacture, make
per- and polyfluoroalkyl substances
(PFAS) categorically ineligible for these
exemptions, and provide that certain
persistent, bioaccumulative, toxic (PBT)
chemical substances are ineligible for
these exemptions.
DATES: This final rule is effective
January 17, 2025.
ADDRESSES: The docket for this action,
identified by docket identification (ID)
number EPA–HQ–OPPT–2022–0902, is
available online at https://
www.regulations.gov. Additional
instructions for visiting the docket,
along with more information about
dockets generally, is available at https://
www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: For
technical information contact: Tyler
Lloyd, New Chemicals Division
(7405M), Office of Pollution Prevention
and Toxics, Environmental Protection
Agency, 1200 Pennsylvania Ave. NW,
Washington, DC 20460–0001; telephone
SUMMARY:
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number: (202) 564–4016; e-mail address:
lloyd.tyler@epa.gov.
For general information contact: The
TSCA-Hotline, ABVI-Goodwill, 422
South Clinton Ave., Rochester, NY
14620; telephone number: (202) 554–
1404; e-mail address: TSCA-Hotline@
epa.gov.
SUPPLEMENTARY INFORMATION:
I. Executive Summary
A. Does this action apply to me?
You may be potentially affected by
this action if you intend to manufacture
a new chemical substance, or
manufacture or process a chemical
substance for a significant new use. The
following list of North American
Industrial Classification System
(NAICS) codes is not intended to be
exhaustive, but rather provides a guide
to help readers determine whether this
document applies to them. Potentially
affected entities may include:
• Chemical Manufacturers (NAICS
code 325).
• Petroleum and Coal Products
(NAICS code 324).
• Merchant Wholesalers, Nondurable
Goods (NAICS code 424).
This list details the types of entities
that EPA is aware could potentially be
regulated by this action. Other types of
entities not listed could also be
regulated. To determine whether your
entity is regulated by this action, you
should carefully examine the
applicability criteria found in 40 CFR
720.22, 721.5, 723.50, and 725.1. If you
have questions regarding the
applicability of this action, please
consult the technical person listed
under FOR FURTHER INFORMATION
CONTACT.
B. What is the Agency’s authority for
taking this action?
EPA is promulgating this rule
pursuant to its authority in TSCA
section 5 (15 U.S.C. 2604). Section
5(a)(1) of the Toxic Substances Control
Act (TSCA), 15 U.S.C. 2604(a)(1), as
amended by the Frank R. Lautenberg
Chemical Safety for the 21st Century
Act of 2016 (Pub. L. 114–182) (herein
referred to as the ‘‘2016 Lautenberg
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Amendments’’), provides that no
person, as defined at 40 CFR 720.3, may
manufacture (which includes import
under TSCA) a new chemical substance
or manufacture or process a chemical
substance for a use which EPA has
determined is a significant new use,
unless at least 90 days prior to such
manufacture or processing that person
submits a notice to EPA containing the
information required by TSCA section
5(d). EPA must conduct a review of the
notice, make one of five possible
determinations pertaining to the
likelihood of unreasonable risk of injury
to health or the environment, and take
any actions required as a result of that
determination, all within the applicable
review period. The submitted notice
must include the information described
in TSCA section 5(d)(1): insofar as
known to the submitter or reasonably
ascertainable, information described in
certain provisions of TSCA section
8(a)(2) (e.g., chemical identity, use, and
exposure information); in the form and
manner prescribed by EPA, information
in the possession or control of the
submitter related to the health or
environmental effects of the chemical
substance; and a description of any
other information concerning the
environmental and health effects of the
chemical substance, insofar as known to
the submitter or reasonably
ascertainable.
C. What action is the Agency taking?
EPA is promulgating amendments to
the procedural regulations at 40 CFR
parts 720, 721, and 725 to align with the
requirements in TSCA section 5, as
amended by the 2016 Lautenberg
Amendments, and to make additional
updates. EPA is amending the
regulations to specify that EPA must
make a determination on each PreManufacture Notice (PMN), Significant
New Use Notice (SNUN), and Microbial
Commercial Activity Notice (MCAN)
received before the submitter may
commence manufacturing or processing
of the chemical substance that is the
subject of the notice, and to list the five
possible determinations and the actions
required in association with those
determinations. In addition, EPA is
finalizing amendments that will clarify
the level of detail expected for the
information that a submitter is required
to include in a PMN, SNUN, or
exemption notice in order for the notice
to be considered complete. EPA is also
finalizing amendments to the
procedures for reviewing PMNs and
SNUNs; specifically, procedures for
addressing PMNs and SNUNs that have
errors or are incomplete or that are
amended during the applicable review
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period. Additionally, EPA is finalizing
several amendments to the regulations
at 40 CFR 723.50 for LVEs and LoREXs.
These amendments would require EPA
approval of an exemption notice before
the submitter may commence
manufacture, allow EPA to inform an
LVE or LoREX holder when the
chemical substance that is the subject of
the exemption becomes subject to a
significant new use rule (SNUR) under
TSCA and the chemical identity is
confidential, make PFAS categorically
ineligible for these exemptions, and
make certain PBTs ineligible for these
exemptions. Finally, EPA is amending
the regulations pertaining to
suspensions for all TSCA section 5
notices to allow submitters to request
suspensions for up to 30 days via oral
or e-mail request. This final rule takes
into consideration comments received
on the proposed rule (88 FR 34100, May
26, 2023 (FRL–7906–01–OCSPP)).
Details on the final rule requirements,
including modifications from the
proposal, are explained in Unit III.
D. Why is the Agency taking this action?
Under amended TSCA, EPA must
review all notices submitted under
TSCA section 5(a)(1) and make a
determination pertaining to the risks of
new chemical substances or significant
new uses of chemical substances
described in such notices before they
can proceed to the marketplace. Before
the 2016 Lautenberg Amendments,
TSCA allowed the PMN or SNUN
submitter to commence manufacturing
or processing upon expiration of the
review period unless EPA made an
affirmative finding of unreasonable risk.
Under amended TSCA, EPA must
review all notices submitted under
TSCA section 5(a)(1) and make a
determination pertaining to the risks of
every new chemical substance or
significant new use of a chemical
substance described in such notices
before they can proceed to the
marketplace. To reflect and better meet
these requirements, EPA is amending
the procedural regulations codified at 40
CFR parts 720, 721, and 725 and making
additional updates based on existing
policies or lessons learned from
administering the New Chemicals
Program since TSCA was amended in
2016.
EPA is also finalizing amendments
that will clarify the information that is
required to be included in PMNs,
SNUNs, and exemption notices to
reduce the need to redo all or part of the
risk assessment (‘‘rework’’) due to late
submissions of information. This action
is expected to reduce rework of risk
assessments by minimizing requests
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from submitters to amend their PMNs,
SNUNs, or exemption notices with
additional information after the review
period has commenced. The Agency is
also finalizing amendments to make
clear the procedures that will be
employed if submitters amend their
PMNs or SNUNs during the applicable
review period.
EPA is amending the regulations for
LVEs and LoREXs so that submitters
may not commence manufacture until
EPA has issued a decision for the
exemption notice, to better ensure that
manufacture under LVEs and LoREXs
will not present an unreasonable risk.
Additionally, EPA is promulgating
amendments that allow the Agency to
notify submitters if a chemical
substance for which they hold an LVE
or LoREX is or becomes subject to a
proposed or final SNUR and the
chemical identity is confidential, so that
chemical manufacturers are made aware
that they may be subject to additional
TSCA requirements. EPA is also
finalizing amendments to make PFAS
categorically ineligible for an LVE or
LoREX, which would ensure that all
new PFAS are reviewed through the full
PMN process. In addition, EPA is
making certain PBTs ineligible for these
exemptions, to better manage risks
associated with PBT chemical
substances that have anticipated
environmental releases and potentially
unreasonable exposures to humans or
environmental organisms.
Lastly, EPA is promulgating
amendments that will allow informal
(oral or e-mail) requests for review
period suspensions of up to 30 days to
reduce the number of repeated requests
for 15-day suspensions, because EPA
believes that e-mail may be more
expedient than oral communication for
many submitters.
E. What are the estimated incremental
impacts of this action?
EPA has evaluated the costs and
benefits of this rulemaking and
provided an Economic Analysis (EA) of
the potential impacts associated with
this rule, titled ‘‘Economic Analysis for
the Final Rule: Updates to New
Chemicals Regulations under the Toxic
Substances Control Act’’ (Ref. 1), which
is available in the docket and briefly
summarized here. The benefits of the
rule include increased efficiency in both
the submission and review processes for
notices submitted through the PMN
form. The changes under this rule
would clarify the information
requirements on the PMN form in the
Agency’s Central Data Exchange (CDX)
to make more transparent the level of
detail that EPA needs in order to make
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a reasoned evaluation. As submitters
provide more complete information in
their initial submissions, the changes
under this rule are expected to reduce
the frequency with which PMNs,
SNUNs, and exemption notices are
amended with additional information
and the amount of rework of risk
assessments that the Agency conducts
following such amendments.
In addition, the more detailed and
comprehensive 90-day review afforded
to PMNs allows EPA to make a more
informed hazard determination for
PFAS, leading to improvement in the
expected outcome of these decisions.
More informed decision making about a
PFAS’s potential risks is likely to result
in a reduction in the cost of risk-based
decision making about the PFAS, and an
improvement in the expected outcome
of the decisions.
As a result of the changes presented
in this rule, the total annual burden to
industry is expected to decrease by
approximately 4,528 hours, while total
annual costs to industry submitters are
expected to have a net increase of
approximately $203,150. The Agency is
expected to experience an annual cost
savings of approximately $1,117,132.
II. Background
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A. What did EPA propose?
On May 26, 2023 (88 FR 34100; FRL–
7906–01–OCSPP), EPA proposed
amendments intended to align the
regulatory text with the amendments to
TSCA’s new chemicals review
provisions contained in the 2016
Lautenberg Amendments, to improve
the efficiency of EPA’s review
processes, and update the regulations
based on existing policies and
experience implementing the New
Chemicals Program. Additionally, the
proposal included amendments that
would reduce the need to redo all or
part of a risk assessment by improving
information initially submitted in new
chemicals notices, which should also
help reduce the length of time that new
chemicals notices are under review.
EPA also proposed several amendments
to the regulations for LVEs and LoREXs,
which included requiring EPA approval
of an exemption notice prior to
commencement of manufacture, making
PFAS categorically ineligible for these
exemptions, and providing that certain
PBT chemical substances would be
made ineligible for these exemptions,
consistent with EPA’s 1999 PBT policy.
Lastly, the proposal included
amendments related to the suspension
of the review period.
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B. How did the 2016 Lautenberg
Amendments change TSCA section 5?
As enacted in 1976, TSCA provided
EPA with authority to require reporting,
recordkeeping, and testing, and to issue
restrictions relating to chemical
substances and/or mixtures. TSCA
section 5(a)(1) required that a person
submit to EPA a notice at least 90 days
before commencing manufacture of a
new chemical substance or manufacture
or processing of a chemical substance
for a use which EPA determined to be
a significant new use. Under the 1976
law, EPA was not obligated to make a
determination or finding regarding
unreasonable risk for each notice
submitted under TSCA section 5(a)(1).
EPA’s obligations with respect to
making determinations on notices
submitted under TSCA section 5(a)(1)
fundamentally changed with the
passage of the 2016 Lautenberg
Amendments. The 2016 Lautenberg
Amendments added a new paragraph to
TSCA at section 5(a)(3) titled ‘‘Review
and Determination,’’ under which EPA
must review and make one of five
determinations pertaining to the
likelihood of risk on all notices received
under TSCA section 5(a)(1), which
include PMNs, SNUNs and MCANs,
within the applicable review period.
EPA’s obligation to take action after
making a determination on a notice
submitted under TSCA section 5(a)(1)
also changed with the passage of the
2016 Lautenberg Amendments.
The 2016 Lautenberg Amendments
require EPA to review each notice
submitted under TSCA section 5(a)(1),
make a determination on that notice,
and take the action required in
association with that determination
within the applicable review period.
Under TSCA section 5(i)(3), the
‘‘applicable review period’’ means 90
days from the date EPA receives a notice
under TSCA section 5(a)(1), or up to 180
days from that date if EPA extends the
applicable review period according to
the provisions in TSCA section 5(c). The
2016 Lautenberg Amendments also
added a new paragraph at TSCA section
5(a)(4) explaining that a failure by EPA
to render a determination within the
applicable review period would not
relieve EPA of any requirement to make
such determination, but would, with
certain exceptions, result in a fee refund
to the notice submitter.
TSCA section 5(h) was not
significantly amended by the 2016
Lautenberg Amendments. TSCA section
5(h) provides EPA the authority to
exempt a person from certain TSCA
section 5 requirements under certain
situations. EPA developed the current
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LVE and LoREX regulations in 1995
pursuant to TSCA section 5(h)(4) (60 FR
16336, March 29, 1995). See Unit II. of
the May 26, 2023, proposed rule (88 FR
34100) for further discussion of the 2016
Lautenberg Amendments.
C. How are the new chemicals
regulations structured?
EPA’s regulations related to TSCA
section 5 are codified in Title 40,
Chapter I, Subchapter R of the Code of
Federal Regulations (CFR). They
include:
• Regulations pertaining to PMNs,
which are codified at 40 CFR part 720;
• Regulations pertaining to SNUNs,
which are codified at 40 CFR part 721;
• Regulations pertaining to certain
exemptions, which are codified at 40
CFR part 723; and
• Regulations pertaining to MCANs
and microorganism-related exemptions,
which are codified at 40 CFR part 725.
The information requirements
codified for PMNs in 40 CFR 720.45
generally also apply to SNUNs under 40
CFR part 721 (see 40 CFR 721.1(c) and
721.25(a), which cross-reference 40 CFR
part 720) and to LVEs and LoREXs
submitted under 40 CFR 723.50 (see 40
CFR 723.50(e)(2), which crossreferences 40 CFR 720.45). As a result,
the amendments to the requirements in
40 CFR 720.45 apply to PMNs and also
to SNUNs, LVEs, and LoREXs. The
review procedures for PMNs codified in
40 CFR part 720 generally also apply to
SNUNs under 40 CFR part 721 (see 40
CFR 721.25(c)) but not to exemptions
under 40 CFR part 723, so the
amendments to the part 720 review
procedures promulgated by this action
apply to PMNs and SNUNs but not to
such exemptions. Neither the
information requirements nor the
review procedures in 40 CFR part 720
apply to MCANs or microorganismrelated exemptions under 40 CFR part
725, so EPA is also finalizing certain
amendments to the MCAN and
microorganism-related exemption
regulations at 40 CFR part 725.
D. Did EPA receive public comments on
the proposed rule?
EPA received 51 public comments on
the proposed rule. Commenters
included potentially affected
businesses, trade associations,
environmental and public health
advocacy groups, unions, and other
Federal agencies. In this preamble, EPA
has responded to many of the significant
comments on the proposed rule;
however, the more comprehensive
version of EPA’s response to comments
for this rulemaking can be found in the
Response to Comments document (Ref.
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2). The Response to Comments
document summarizes all the comments
relevant to the proposal and EPA’s
response to those comments. In the
Response to Comments document, EPA
also discusses any changes to and
clarifications from the proposed rule
made in this final rule.
III. Overview of the Final Rule
This final rule is based on the May 26,
2023, proposed rule (88 FR 34100) and
in consideration of the public comments
received on the proposed rule.
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A. Amendments To Conform
Regulations to 2016 Lautenberg
Amendments
EPA is amending the PMN procedural
regulations at 40 CFR part 720 to align
them with the notice review and
determination requirements in TSCA
section 5, as amended by the 2016
Lautenberg Amendments. These
procedural regulations also generally
apply to SNUNs under 40 CFR part 721
(see 40 CFR 721.1(c) and 721.25(c)).
EPA is also promulgating similar
changes to the MCAN procedural
regulations at 40 CFR part 725 to align
them with the same notice review and
determination requirements added by
the 2016 Lautenberg Amendments. EPA
has been implementing the amended
statutory requirements but, prior to this
rulemaking, had not yet codified these
updates into the new chemicals
procedural regulations. The
amendments specify that EPA must
make a determination on each PMN,
SNUN, and MCAN received before the
submitter may commence
manufacturing (which includes
importing) or processing and lists the
five possible determinations and the
actions required in association with
those determinations. EPA is also
adding definitions for new terms and to
update existing terminology introduced
by the 2016 Lautenberg Amendments.
1. Commencement of Manufacture or
Processing
As proposed, EPA is finalizing
amendments at 40 CFR 720.75(d) by
removing outdated language allowing
the submitter to commence manufacture
of a chemical substance when the
review period expires and adding new
language specifying that EPA must issue
a determination and take any required
action on each PMN before manufacture
may commence. EPA is also finalizing
an amendment to 40 CFR 721.25(d) to
state that any person submitting a
SNUN shall not manufacture or process
a chemical substance for a significant
new use until EPA has issued a
determination with respect to the
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significant new use and taken the
actions required in association with that
determination. Likewise, EPA is
finalizing an amendment at 40 CFR
725.170(b) and (c) by removing similar
outdated language allowing the
submitter to commence manufacture of
a new microorganism or manufacture or
processing of a microorganism for a
significant new use when the review
period expires and adding new language
specifying that EPA must issue a
determination and take any required
action on each MCAN before
manufacture or processing may
commence.
Some comments on the proposal
challenged the EPA’s description of how
the New Chemicals Program operated
prior to the passage of the 2016
Lautenberg Amendments and suggested
that the 2016 Lautenberg Amendments
had only minor impacts on the Program.
EPA disagrees with these comments, as
prior to the 2016 Lautenberg
Amendments, EPA was not required to
conduct a review of and issue a
determination for every notice.
Following the 2016 Lautenberg
Amendments, EPA must review all
notices submitted under TSCA section
5(a)(1) and make a determination
pertaining to the risks of a new chemical
or significant new use of an existing
chemical before it is allowed into the
marketplace. For a detailed response to
these and other comments, please see
the Response to Comments document
(Ref. 2).
2. Required Determinations and
Associated Actions
As proposed, EPA is finalizing
amendments at 40 CFR 720.75(d) and
725.170 by listing the five possible
determinations that EPA must make for
each PMN, SNUN, or MCAN it receives.
EPA is also finalizing amendments to 40
CFR 720.75(d) and 725.170(b) to
describe the actions that EPA must take
in association with its determination for
a PMN, SNUN, or MCAN. EPA is
codifying those actions, which EPA has
been implementing, as applicable, for
every PMN, SNUN, and MCAN since
the 2016 Lautenberg Amendments, to be
clear about EPA’s review process to the
public.
After EPA issues an order under
TSCA section 5(e) or (f) and the
applicable review period concludes, the
submitter may submit studies, tests,
reports, or other additional information.
If EPA concludes from an assessment of
the additional information that one or
more of the prohibitions or limitations
contained in the order are no longer
necessary to protect against an
unreasonable risk of injury to health or
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the environment, EPA may modify or
revoke the prohibitions or limitations of
the order. If EPA determines that none
of the order terms are warranted after
assessment of the additional
information, EPA may revoke all the
requirements of the order.
Several comments on the proposed
rule asserted that EPA not only has the
authority to revoke or lessen restrictions
in an order after it has been issued, but
also can and must strengthen
protections in an order based on new
information received on a chemical
substance that demonstrates the order is
insufficient to protect against
unreasonable risk. The commenters
further urged EPA to clarify that an
order may be modified based on new
information obtained from any source,
not solely the submitter. EPA agrees
with these commenters and a detailed
response is available in the Response to
Comments document (Ref. 2). Upon
consideration of these comments, EPA
is modifying the proposed amendments
at 40 CFR 720.75(d)(3) and 725.170(b)(3)
to clarify that new information may be
received from any source, and to add
that where such information
demonstrates that the prohibitions or
limitations of the order are not sufficient
to protect against an unreasonable risk
of injury to health or the environment,
EPA may modify the order or take other
action, as appropriate, to the extent
necessary to protect against such risk.
3. Other Updates
As proposed, EPA is finalizing
amendments to the regulation that will
replace the undefined terms ‘‘notice
period,’’ ‘‘notification period,’’
‘‘statutory review period,’’ and ‘‘notice
review period’’ with the term
‘‘applicable review period’’ throughout
40 CFR part 720 to conform to the new
terminology in TSCA section 5 added by
the 2016 Lautenberg Amendments. EPA
is also finalizing an amendment to add,
as proposed, a definition for ‘‘applicable
review period’’ to 40 CFR 720.3, which
EPA would define as the period starting
on the date EPA receives a complete
notice under section 5(a)(1) of the Act
and ending 90 days after that date or on
such date as is provided for in sections
5(b)(1) or 5(c) of the Act. In response to
the proposed amendment adding a
definition for ‘‘applicable review
period,’’ commenters expressed
difficulty in determining what EPA
considers to be a complete notice and
requested that the Agency clearly define
what constitutes a notice that is
‘‘complete.’’ EPA considers a complete
notice to be a notice that meets all the
procedural requirements indicated in
720.65(c)(1) (e.g. a notice that includes
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a company signature, is submitted via
CDX, includes a second copy of the
submission with all confidential
information deleted, includes the
payment identity number, etc.) and
includes all required information that is
known to or reasonably ascertainable by
the submitter, as described in 720.45
and 720.50. A submission that fails to
meet the statutory information
requirements is incomplete, and EPA is
justified in refusing to review the notice
until the information is received. In the
Response to Comments document (Ref.
2), EPA discusses in more detail the
longstanding definition of ‘‘known to or
reasonably ascertainable by’’ and its
application in specific contexts.
After considering the comments, EPA
is finalizing an amendment to add a
definition for ‘‘potentially exposed or
susceptible subpopulation’’ (PESS) to 40
CFR 720.3. For this rule, EPA is defining
‘‘potentially exposed or susceptible
subpopulation’’ as proposed and using
the same definition that was proposed
and finalized as part of the rulemaking
entitled ‘‘Procedures for Chemical Risk
Evaluation under the Toxic Substances
Control Act (TSCA)’’ (89 FR 37028, May
3, 2024 (FRL–8529–02–OCSPP)).
As a primary matter, the inclusion of
‘‘overburdened communities’’ in the list
of example subpopulations in this
definition is not itself a determination.
Rather, it is an example of a
subpopulation that EPA may identify as
a PESS in future risk assessments, and
it is reflective of the reality that, in
addition to groups like children and
pregnant women, there are communities
of people that may experience
disproportionate environmental risks
from chemicals due to greater exposure
or susceptibility to environmental and
health harms.
EPA proposed to add a regulatory
definition of PESS that includes the
term ‘‘overburdened communities’’ in
the list of example subpopulations. This
term, which is an addition to the
examples provided in the statutory
definition of PESS at TSCA section
3(12), reflects the Agency’s
understanding and acknowledgment
that a chemical substance may
disproportionately expose and/or may
disproportionately impact communities
already experiencing disproportionate
and adverse human health or
environmental burdens. Such
disproportionality can be as a result of
greater exposure or vulnerability to
environmental hazards, lack of
opportunity for public participation, or
other factors. Increased exposure or
vulnerability may be attributable to an
accumulation of negative or lack of
positive environmental, health,
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economic, or social conditions within
these populations or places. The term
describes situations where multiple
factors, including both environmental
and socio-economic stressors, may act
cumulatively to impact health and the
environment and contribute to
persistent environmental health
disparities. These situations may apply
to communities with environmental
justice concerns.
While some commenters on the
proposed rule objected to the inclusion
of ‘‘overburdened communities,’’ EPA
believes that it is appropriate to include
‘‘overburdened communities’’ as an
example subpopulation in the definition
of PESS. Congress’ inclusion of ‘‘such
as’’ in the statutory definition provides
EPA with clear discretion to go beyond
the statute’s list of examples. EPA
further disagrees that this addition is
substantively changing the criteria for
identification of PESS (i.e., greater
exposure or susceptibility and greater
risk than general population).
EPA does not believe it is necessary
to define ‘‘overburdened communities’’
as part of this rule. In the same way that
EPA considers whether children or
workers or the elderly are a PESS in the
context of a specific risk assessment,
EPA will look to whether
‘‘overburdened communities’’ may
become subject to exposure or could be
more susceptible than the general
population. EPA does not intend for this
term to be confined to a location or
geographic proximity but would use
reasonably available information for
each new chemical substance or
significant new use to determine the
inclusion of specific communities.
Those who could potentially experience
‘‘greater exposure’’ could include
individuals or communities that would
experience higher levels of exposure to
a chemical substance due to geography
(e.g., fenceline communities in close
proximity to facilities that could emit
air pollutants or living near potential
effluent releases to water), unique
exposure pathways that differ from
those of the general population (e.g.,
Tribal communities where reliance on
subsistence fishing may result in
increased exposure via ingestion), and/
or aggregate exposure via multiple
conditions of use (e.g., a worker
potentially exposed to the chemical
substance who also lives in close
proximity to the facility that may also
release the chemical substance through
air emissions).
In making these additions to 40 CFR
720.3, EPA is also revising the overall
format used to list the definitions in 40
CFR 720.3, by removing the
designations for each definition and
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adopting the alphabetical listing
approach consistent with the
recommendation of the Office of the
Federal Register (OFR). See page 2–27 of
the OFR’s Document Drafting
Handbook, August 2018 Edition
(Revision 2.1, dated October 2023),
https://www.archives.gov/federalregister/write/ddh/. Specifically, EPA is
using the revise and republish
instructions in the regulatory text of this
final rule to reflect the addition of the
two definitions and the adoption of the
recommended undesignated
alphabetical listing format for this
definition section. This change also
requires corresponding technical
corrections to the citation in several
other regulations. The existing
definitions and these other regulations
are otherwise unchanged. Conforming
edits to remove the designations for the
definitions in 40 CFR 720.3 are being
made to 40 CFR 68.115, 372.38, 703.3,
and 761.3.
EPA is also promulgating an update to
40 CFR 720.70(b) by revising paragraph
(b)(3). Some commenters opposed EPA’s
proposal to remove the regulatory-only
requirement in 40 CFR 720.70(b)(3) to
publish a list of test data submitted in
accordance with 40 CFR 720.50(a) in the
TSCA section 5(d)(2) notice of receipt.
EPA disagrees with these comments. As
EPA explained in the preamble to the
proposed rule (88 FR 34100, May 26,
2023), the Agency believes that its
objective of providing such information
to the public is now better achieved
through ChemView than through
publication in the Federal Register.
Through ChemView, the Agency
currently makes the section 5 notice,
including test data submitted with it,
publicly available generally within 5
business days of receipt, subject to
confidentiality protections. EPA is
finalizing the change to 720.70(b)(3) as
proposed. For additional response to the
comments received on the amendments
to 40 CFR 720.70(b)(3), see the Response
to Comments document (Ref. 2).
B. Amendments Related to Notice
Information Requirements
EPA is promulgating amendments to
the notice information requirements at
40 CFR 720.45, as well as corresponding
changes to the PMN form in CDX, to
clarify the level of detail expected for
information that must be submitted to
EPA in PMN, SNUN, and certain
exemption notices. EPA is finalizing
these amendments largely as proposed,
with most changes representing minor
clarifications to the proposed regulatory
text in response to the comments.
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1. Background
A notice submitted under TSCA
section 5(a)(1) must include the
information described in TSCA section
5(d)(1): (1) insofar as known to the
submitter or reasonably ascertainable,
information described in certain
provisions of TSCA section 8(a)(2); (2)
in the form and manner prescribed by
EPA, information in the possession or
control of the submitter related to the
health or environmental effects of any
manufacture, processing, distribution in
commerce, use, or disposal of the
chemical substance or any article
containing such substance; and (3) a
description of any other information
concerning the environmental and
health effects of the chemical substance,
insofar as known to the submitter or
reasonably ascertainable. EPA has
promulgated regulations detailing these
information requirements in 40 CFR
720.45 and 720.50.
EPA has developed an application
form in CDX to collect such information
from submitters. The user guide for CDX
is listed in the references section of this
final rule and can be found in the
docket (Ref. 3). This form is prescribed
by EPA for submission of PMNs,
SNUNs, LVEs, LoREXs, and test
marketing exemption (TME)
applications. In this preamble, EPA
refers to the form as the ‘‘PMN form’’ for
simplicity, but the changes outlined in
this section would impact the other
types of notices that use the same form
(i.e., PMNs, SNUNs, LVEs, LoREXs, and
TMEs).
EPA has observed that most section 5
notices do not contain all required
information at the level of detail that
EPA needs to perform refined risk
assessments. As described in the
preamble of the proposed rule, these
deficiencies frequently result in EPA
using conservative assumptions in its
risk assessments due to lack of available
data, which can create delays in the
timeline for case completion,
particularly when submitters provide
information to EPA late in a case’s
review in response to risk estimates
stemming from the lack of available
data. In recent years, EPA has issued
guidance documents (Ref. 3 and 4),
established pre-screen processes for
incoming cases, and conducted outreach
efforts (Ref. 5) to make clearer to
submitters the level of detail necessary
for timely review of their chemicals, as
well as to minimize the need for costly
rework of case assessment materials.
EPA believes that amending the notice
information requirements at 40 CFR
720.45 to specify the level of detail
needed, as well as building that
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additional detail into the CDX user
interface, will help submitters provide
more detailed section 5 notices and help
to minimize the need for EPA to use
default values and conservative
assumptions in its risk assessments due
to the lack of available data. Therefore,
EPA is finalizing the amendments to the
notice information requirements at 40
CFR 720.45 as well as the corresponding
changes to the PMN form in CDX largely
as described in the proposed rule.
2. Changes to 40 CFR 720.45, 40 CFR
720.50, and the PMN Form
EPA is amending 40 CFR 720.45 and
the PMN form in CDX to clarify the
information requirements for a notice.
Specifically, EPA is adding details to
certain information requirements
already contained in 40 CFR 720.45.
EPA is also adding additional reporting
fields to the PMN form to reflect these
details. In this action, EPA is adding
these details as separate, unique
information requirements in 40 CFR
720.45 and making corresponding
changes to the PMN form to clarify the
level of detail needed for EPA’s review
of section 5 notices and to ensure that
the fields in the PMN form are
consistent with the regulations. In some
cases, information requested in the PMN
form is not clearly required in the
720.45 regulations, so EPA is adding
those details to 40 CFR 720.45 to ensure
that the regulations and PMN form are
as consistent as possible. Although EPA
is finalizing these amendments largely
as they were described in the proposed
rule, changes, mostly to improve clarity,
have been made to some amendments in
response to comments received by EPA.
In response to comments, EPA is also
finalizing additional amendments to the
regulations at 720.45 and 720.50, as well
as to the PMN form in CDX, that further
add clarity and better align the PMN
form with the regulations. See Ref. 6,
which includes tables that detail the
changes that are being made to 40 CFR
720.45, 720.50, and the CDX interface
per this final rule. Additionally, EPA
has amended 40 CFR 723.50(e) to
update a cross-reference to 40 CFR
720.45 based on the amendments made
in this rule.
Consistent with TSCA section 5(d)(1),
for all information requirements under
40 CFR 720.45, submitters are only
required to provide information to the
extent that it is known to or reasonably
ascertainable by the submitter, as
defined at 40 CFR 720.3. Under the
amendments to 40 CFR 720.45, a
submitter is required to include in the
PMN form the detailed information
finalized in this action, along with all
other information already required, to
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the extent the information is known to
or reasonably ascertainable by the
submitter. This is an important point
because a submitter may not know or be
able to reasonably ascertain certain
details about the chemical substance
that is the subject of the notice, such as
details about manufacturing, processing,
or use sites not controlled by the
submitter. In those situations, EPA will
make conservative assumptions and use
default values for any information that
is not known to or reasonably
ascertainable by the submitter and
therefore not provided in the PMN form.
Based on a public comment, EPA is
adding language to 720.50(c) to clarify
that submitters can submit additional
information not otherwise required by
720.50(a)–(b) to facilitate EPA’s review
of the notice.
a. Physical and Chemical Properties and
Environmental Fate Characteristics
The first set of detailed information
requirements that EPA is adding to 40
CFR 720.45 concerns the physical and
chemical properties and environmental
fate characteristics of the chemical
substance (see Table 1 in Ref. 6).
Currently, if submitters have physicalchemical or environmental fate test
data, they must provide the test data or
a standard literature citation in
accordance with 720.50(a)(2)–(3). EPA
collects physical and chemical
properties test data required by 40 CFR
720.50, ‘‘Submission of test data and
other data concerning the health and
environmental effects of a substance,’’
in two ways. First, the CDX user
interface prompts the submitter to
attach relevant documents, such as test
data, to the PMN form using an
attachment function. Second, the PMN
form includes a CDX user interface
screen with form fields for physical and
chemical properties available for
completion via a pick list. Data
provided in the PMN form via CDX may
be pulled from the test data provided by
submitters per 720.50(a)(2)–(3), or the
data can be submitted as standalone
information for which submitters do not
have underlying test data. EPA believes
that the information requirements in 40
CFR 720.45 should reflect the PMN form
fields. EPA is therefore adding relevant
physical and chemical properties
information requirements in a new
provision at 40 CFR 720.45(j)(1) that are
already specified within the PMN form.
Submitters must submit physicalchemical and environmental fate
information in the corresponding PMN
form fields in accordance with new
paragraph 720.45(j), which is added as
described in the proposed rule.
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EPA is also adding several
information requirements to 40 CFR
720.45(j)(1) that are not already
specified within the PMN form for
physical and chemical properties.
Specifically, EPA is requiring that data
on surface tension and ultraviolet–
visible (UV–VIS) absorption, as well as
any particle size distribution analysis,
be submitted as part of the PMN form,
to the extent it is known to or
reasonably ascertainable by the
submitter. One commenter requested
that EPA clarify the language outlined
in the proposed rule for the particle size
distribution analysis data requirement
to make it clear that it includes both the
analysis method as well as any data
used to develop the particle size
distribution value, a suggestion that
EPA is incorporating in this final rule.
Two commenters requested that EPA
include several amendments to the
nanomaterial morphology requirements
outlined in the proposed rule,
recommendations that EPA considers to
be overly prescriptive and as such is
declining to finalize. Additionally, after
considering these comments, EPA
anticipates that the proposed
requirements at 40 CFR 720.45(j)(1) for
information on aspect ratio, thickness,
and number of layers or walls for
nanomaterials are likely to be applicable
only to a narrow subset of
nanomaterials. Because this information
would not be relevant to most
nanomaterials, EPA will not include the
proposed nanomaterial data
requirements in the final regulations.
For all other amendments to 40 CFR
720.45(j), as was proposed in the May
2023 proposed rule, EPA will also add
fields for attaching associated data on
the physical and chemical properties
screen of the PMN form.
As proposed, EPA is also adding
information requirements for the
environmental fate characteristics of the
chemical substance (see Table 1 in Ref.
6) to 40 CFR 720.45(j)(2). Environmental
fate characteristics test data are already
required by 40 CFR 720.50; however,
this provision does not describe in
detail what these relevant
characteristics include. In addition, this
information is already collected by EPA
as attachments to the PMN form;
however, fields for environmental fate
characteristics are not yet included on
the CDX user interface screen pick list.
EPA is thus adding the relevant
environmental fate characteristics to the
information requirements at 40 CFR
720.45(j)(2) and form fields to the PMN
form by expanding the pick list.
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b. Categories of Use
The next set of changes that EPA is
finalizing at 40 CFR 720.45 relates to the
categories of use of the chemical
substance (see Table 2 in Ref. 6). The
requirements being finalized include
detailed information on commercial and
consumer uses, which already have
form fields in the PMN form in CDX.
Although the regulations at 40 CFR
720.45(f) previously required a
description of intended categories of use
by function and application, the
estimated percent of production volume
devoted to each category of use, and the
percent of the new substance in the
formulation for each commercial or
consumer use, certain details on
commercial and consumer uses were
not specified. The added information
requirements include the types of
products or articles that would
incorporate the new chemical substance
(e.g., household cleaners, plastic
articles), how and where a product or
article incorporating the new chemical
substance would be used (e.g., spray
applied indoors, brushed on outdoor
surfaces), consumption rates and
frequency and duration of use for
products or articles containing the new
chemical substance, and information
related to the use of products or articles
containing the new chemical substance
by potentially exposed or susceptible
subpopulations. Additionally, EPA is
finalizing at 40 CFR 720.45(f) a
requirement to designate applicable
consumer and commercial product
categories using Organization for
Economic Co-operation and
Development (OECD)-based functional
use codes, which would create
consistency with TSCA section 8(a)
Chemical Data Reporting (CDR)
requirements in 40 CFR part 711. EPA
is finalizing corresponding changes to
the PMN form fields in CDX for this
data element. EPA is also finalizing
amendments to 40 CFR 721.25 to ensure
that submitters of SNUNs include in
their notice both a description of the
intended categories of use, as required
by 40 CFR 720.45(f)(1), and of all known
categories of use, to the extent known to
or reasonably ascertainable by the
submitter. Such categories of use may
include uses that are ongoing and not
subject to a significant new use rule
(SNUR). Such information is valuable
for EPA in determining necessary
regulatory action should potential risks
be identified during review of a SNUN.
In the final rule, this provision appears
in a new paragraph (e) of 40 CFR 721.25
rather than as an addition to paragraph
(c), and the text was rephrased slightly
for clarification. One commenter
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requested that EPA include a provision
at 40 CFR 720.45(f) that would require
submitters with chemicals having more
than 10 intended uses to designate
codes only for the 10 uses that represent
the largest proportion of the anticipated
production volume of the chemical, a
suggestion that EPA is finalizing. EPA,
however, will still require submitters to
identify in the free form text field of the
PMN form all intended or known uses
of the chemical substance.
c. Details Concerning Manufacture,
Processing, and Use
The third set of information
requirements that EPA is finalizing at 40
CFR 720.45 is information related to
where and how the chemical substance
will be manufactured, processed, or
used. These requirements apply to sites
controlled by submitters as well as sites
controlled by others, and although the
information requirements that EPA is
finalizing are similar for both, different
types of activities often occur at
submitter-controlled sites versus those
at sites controlled by others (e.g.,
manufacturing versus processing).
Moreover, activities at sites controlled
by others are typically not as well
characterized by submitters compared to
descriptions of the submitters’ own
activities, since in many cases the
identity and number of sites controlled
by others is unknown to and not
reasonably ascertainable by the
submitters when a notice is submitted.
As such, some slight differences exist in
the requirements EPA is finalizing for
information related to sites controlled
by submitters versus sites controlled by
others. See Ref. 6 for more details.
Both for sites controlled by submitters
and for sites controlled by others, EPA
is adding information requirements for
site addresses (see Table 3 and Table 5
in Ref. 6). For submitter-controlled sites,
EPA is also adding requirements for a
description of whether a particular
chemical substance is manufactured or
processed via batch or continuous
production, as well as the amount of the
chemical substance manufactured or
processed in each batch and/or
timeframe (see Tables 3, 4, and 5 in Ref.
6). These information requirements
already have a corresponding form field
in the PMN form in CDX because they
are each covered by the existing
information requirements in 40 CFR
720.45(g)(1) and (2) and (h) for a process
description of operations at such sites.
Since these information requirements
were not specified in the regulations,
EPA is finalizing them at 40 CFR
720.45(g)(1) and (2) for sites controlled
by the submitter and 40 CFR
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720.45(h)(1) and (2) for sites not
controlled by the submitter.
EPA is also adding requirements for
detailed information about the process
diagram or description for each site
controlled by the submitter (see Table 4
in Ref. 6) and for each site not
controlled by the submitter (see Table 5
in Ref. 6). These data elements were
previously required but not expressly
included in the list of required data
elements in 40 CFR 720.45. They
include descriptions of the identity,
approximate weight per batch or per day
for continuous production, and entry
point of all starting materials and
feedstocks; the identity, approximate
weight per batch or per day for
continuous production, and entry point
of all products, recycle streams, and
wastes, including frequency of any
equipment cleaning; the type of
containers used for interim storage and
transport of the chemical substance; and
identification, by number, of any points
of release. EPA is finalizing
requirements for this information at 40
CFR 720.45(g)(2) and (h)(2) and in new
fields in the PMN form to clarify the
level of detail needed and to ensure that
the regulations and PMN form are
consistent.
One commenter noted that an existing
data requirement related to
manufacturing, processing, use, and
disposal of chemical substances subject
to section 5 notification is ambiguous in
its scope. 40 CFR 720.45(d) requires
submitters to describe any byproducts
resulting from the manufacture,
processing, use, and disposal of a
chemical substance, and the commenter
requested that EPA clarify whether its
definition of byproduct includes
‘‘degradation products’’. In the
Response to Comments document (Ref.
2), EPA notes that byproducts are
distinct from degradants and that
information on degradants is required
under the information requirements
outlined in 720.45(j)(2).
d. Worker Exposure
EPA is also finalizing requirements
for details about the possible worker
exposures at each site controlled by the
submitter (see Table 6 in Ref. 6), and at
each site not controlled by the submitter
(see Table 7 in Ref. 6). These
requirements include types of potential
worker exposure (e.g., dermal,
inhalation), descriptions of any
protective equipment and engineering
controls in place, the moisture content
of the chemical substance (if a solid),
and the percentage of the chemical
substance in the formulation at the time
of exposure. In addition, for sites
controlled by others, these requirements
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also include worker activities and
descriptions of the physical form of the
chemical substance (consistent with
information requirements for sites
controlled by the submitter). Although
these details are already covered by the
existing information requirements in 40
CFR 720.45(g)(3) and (h) regarding
worker exposure information, and some
already have a corresponding form field
in the PMN form in CDX, EPA is
finalizing them as separate, unique
information requirements at 40 CFR
720.45(g)(3) and (h)(3) and in new fields
in the PMN form to clarify the level of
detail needed and to ensure that the
regulations and PMN form are
consistent. One commenter requested
that EPA revise the proposed text at 40
CFR 720.45(g)(3) and (h)(3) to clarify
that the worker exposure information
required in 40 CFR 720.45(g)(3)(ii)-(viii)
and (h)(3)(ii)-(viii) pertains to each
worker activity occurring during the
manufacturing, processing, and use of
the chemical substance, as identified
pursuant to 720.45(g)(3)(i) and
720.45(h)(3)(i). EPA has incorporated
this suggestion in the final rule because
it provides additional clarity to
submitters.
Several commenters made requests
related to worker exposure that, if
accepted by EPA, would affect the
structure of and level of detail contained
in the PMN form in CDX. For example,
one commenter requested that EPA
allow submitters to assign a ‘‘Letter of
Activity’’ (a field in CDX to link specific
worker activities to operations described
in the corresponding manufacturing
diagram) to activities at submittercontrolled sites; the option to assign a
Letter of Activity already exists for
activities at sites controlled by others.
Another commenter requested that EPA
include in the PMN form dropdown
options for ‘‘Worker Activity’’ and
‘‘Worker Category’’ for sites controlled
by others—dropdown options that
currently exist for submitter-controlled
sites in the PMN form. EPA is finalizing
all of the aforementioned suggestions by
making corresponding changes to the
CDX interface. EPA, however, also
received several additional suggestions
related to worker exposures that EPA is
choosing not to adopt. More information
on the comments received relating to
worker exposure and EPA’s responses
can be found in the Response to
Comments document (Ref. 2).
Additionally, EPA is finalizing
proposed amendments to 40 CFR
720.45(g)(3) and (h)(3) to ensure that
submitters include worker exposure
information from exempt manufacture
or related use of the chemical substance
under 40 CFR 720.30 (e.g., manufacture
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of the chemical substance under the
byproduct or impurity exemptions) at
each site where the chemical substance
will be manufactured, processed, or
used, if known or reasonably
ascertainable. However, to avoid any
confusion occasioned by the
abbreviated, non-exhaustive list of
exemption examples that appeared in a
parenthetical in the proposed regulatory
text, the final rule does not include the
proposed parenthetical and streamlines
the text by simply cross-referencing 40
CFR 720.30.
e. Environmental Releases
EPA is finalizing information
requirements concerning the potential
environmental releases at each site
controlled by the submitter (see Table 8
in Ref. 6) and at each site not controlled
by the submitter (see Table 9 in Ref. 6).
EPA is requiring descriptions of the type
of release (e.g., transport, interim
storage, disposal, equipment cleaning),
as well as the amount of the chemical
substance released directly to the
environment or into a control
technology. EPA is finalizing an
amendment to require a description of
the amount of the chemical substance
released to the environment after use of
a control technology. EPA is also
requiring for equipment cleaning
releases a description of the frequency
of equipment cleaning and what is used
to clean equipment. EPA is also
requiring for transport and storage
releases a description of how the
chemical substance or the product
containing the chemical substance is
transported from the site and stored, as
well as information about the containers
used. For releases into air, EPA is
requiring Clean Air Act operating
permit numbers and a description of
any Leak Detection and Repair program
the site has implemented; one
commenter requested that EPA amend
the language for this data element to
require a description of the type of
control technology used to treat stack air
releases, which EPA is finalizing. For
releases into water, EPA is requiring
National Pollutant Discharge
Elimination System (NPDES) permit
numbers and information on the
waterbodies and other destinations into
which the release occurs; one
commenter requested that EPA also
require a description of any outfall
numbers associated with the known
points of release associated with the
NPDES permit number(s), a suggestion
that EPA is finalizing. For releases into
wastewater treatment plants, EPA is
requiring information on the publicly
owned treatment works (POTW) into
which the release occurs. For the
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requirement concerning information on
POTW, one commenter requested that
EPA amend this data requirement to
also specifically request information
concerning privately owned treatment
works to which releases might occur,
the type of wastewater technology
employed at any treatment facilities,
and the known or estimated treatment
efficiency at these facilities—all of
which are suggestions that EPA is
finalizing. In addition, for sites
controlled by others, these requirements
also include a description of the media
of release consistent with the
requirement for sites controlled by the
submitter.
Although each of these detailed data
elements are already covered by the
existing information requirements in 40
CFR 720.45(g)(4) and (h) regarding
environmental releases, and some
already have a corresponding form field
in the PMN form in CDX, EPA is
finalizing them as separate, unique
information requirements at 40 CFR
720.45(g)(4) and (h)(4) and in new fields
in the PMN form to clarify the level of
detail needed and to ensure that the
regulations and PMN form are
consistent.
EPA is finalizing amendments to 40
CFR 720.45(g) and (h) to make their
formatting and the information required
in both consistent. EPA recognizes that
a submitter may not possess such
information about sites not controlled
by the submitter. As mentioned
elsewhere in this preamble and in the
Response to Comments document (Ref.
2), submitters are only required to
supply information that is known to or
reasonably ascertainable by them, as
defined at 40 CFR 720.3.
Additionally, EPA is finalizing
amendments to 40 CFR 720.45(g)(4) and
720.45(h)(4) to ensure that submitters
include environmental release
information from exempt manufacture
or related use of the chemical
substances under 40 CFR 720.30 (e.g.,
manufacture of the chemical substance
under the byproduct or impurity
exemptions) at each site where the
chemical substance will be
manufactured, processed, or used, if
known or reasonably ascertainable.
However, to avoid any confusion
occasioned by the abbreviated, nonexhaustive list of exemption examples
that appeared in a parenthetical in the
proposed regulatory text, the final rule
does not include the proposed
parenthetical and streamlines the text
by simply cross-referencing 40 CFR
720.30.
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f. Pollution Prevention Information
Lastly, EPA is adding optional
pollution prevention information at 40
CFR 720.45(k) as proposed. The PMN
form in CDX currently includes an
optional text field and attachment
function for submitters who wish to
provide pollution prevention
information about the chemical
substance, such as information about
using alternative fuel sources, reducing
the use of water and chemical inputs,
modifying a production process to
produce less waste, implementing water
and energy conservation practices, or
substituting for riskier existing
products.
3. Other Modifications to the PMN Form
in CDX
In addition to the amendments
intended to clarify the information
requirements for a notice and the
corresponding changes to the PMN form
in CDX outlined in Unit III.B.1. and 2.,
EPA is also adding statements with
accompanying check boxes to certain
screens of the PMN form (such as when
transitioning between the various
worksheets completed by the submitter)
that indicate that information fields can
only be left blank if such information is
not known to or reasonably
ascertainable by the submitter.
Additionally, a statement would warn
the submitter of the potential
consequences of leaving the field blank
and later amending the field. If a field
is left blank, EPA generally follows the
scientifically informed approach to
make conservative assumptions and use
appropriate default values when
assessing risk, which could result in
more stringent risk management
requirements than might be directed if
data were provided showing such
assumptions or default values were not
necessary to use. If a field that has been
left blank is later amended during the
review process, EPA may declare the
original submission incomplete (see
Unit III.C.3. for a more detailed
discussion on notice amendments
indicating that the original submission
was incomplete). Several commenters
expressed concerns about the potential
burden posed by the inclusion of these
check boxes in the CDX workflow,
concerns with which EPA disagrees.
While the inclusion of check boxes
might require submitters to spend
slightly more time preparing the PMN
form for their section 5 notices, EPA
believes that the improved quality of
submissions resulting from this, and the
other changes being finalized to the
CDX environment, will save submitters,
as well as EPA, more time, and
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resources in the long run. This check
box approach does not have a
corresponding regulatory change, as it is
consistent with the existing
requirements to provide all information
that is known to or reasonably
ascertainable by the submitter and
EPA’s longstanding practice to use
conservative assumptions and default
values in the absence of information.
The ICR document accompanying this
final rule describes the potential
modifications to each screen of the PMN
form (Ref. 7).
Some commenters made requests
related to the CDX enhancements
outlined in the proposed rule that EPA
is addressing in this final rule. First, two
commenters requested that EPA include
in the enhancements to the CDX
interface an option for submitters to, if
data are not provided for a particular
data element, explain why this
information is not known or reasonably
ascertainable, a suggestion that EPA will
incorporate. Another commenter
requested that EPA allow submitters to
access a ‘‘beta version’’ of the enhanced
CDX environment before rolling out the
changes to the broader CDX
environment. EPA will make efforts to
do so and plans to share more
information with stakeholders via
outreach once this final rule is
published. The CDX enhancements
described in this rulemaking will not be
finalized upon publication or effective
date of the final rule. The enhancements
will take time to develop, and EPA will
make the updated CDX interface
reflecting these changes publicly
available as soon as resources allow.
However, submitters are currently able
to include all information for the newly
specified data elements described in
this preamble and the amended
regulatory text as generic attachments in
the current CDX workflow. EPA will
share additional guidance and conduct
outreach with stakeholders prior to the
rollout of the changes to CDX and will
work to extend flexibility to submitters
in the event that issues arise related to
discrepancies between the regulations
and the PMN form before the CDX
enhancements can be implemented.
C. Amendments Related To Pre-Screen,
Incomplete Submissions, Correcting
Errors, and New Information
EPA is finalizing amendments to the
regulations regarding how EPA
acknowledges the receipt of a notice to
account for EPA’s pre-screen process
and to clarify the start of the applicable
review period, particularly when a
notice contains errors or is incomplete.
EPA is also finalizing amendments to
align the process for correcting errors in
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the notice with the existing process for
incomplete submissions. EPA is further
clarifying that an initial notice
submission may later be deemed
incomplete if the submitter submits
additional information at any time
during the review period that was
known to or reasonably ascertainable by
the submitter at the time of initial notice
submission. Finally, EPA is
promulgating amendments that clarify
that new information about a chemical
substance under EPA review must be
submitted electronically via CDX and
that certain notification to EPA of new
information may be made by e-mail.
1. Pre-Screening Procedures
EPA is finalizing amendments to 40
CFR 720.65(a) to codify the pre-screen
process that EPA conducts prior to
moving forward to the risk assessment
process. The new language would
clarify, for purposes of transparency,
EPA’s current pre-screen practice as
described in Unit III.C.1 of the proposed
rule preamble. EPA is also finalizing an
amendment to 40 CFR 720.70 to clarify
that a notice of receipt will be published
in the Federal Register after EPA
receives a complete notice, rather than
merely receiving the notice, to
accommodate the pre-screening
procedures. Additionally, based on
public comments, EPA is amending 40
CFR 723.50(e)(3) to add a description of
current pre-screen procedures and
update/clarify the process for
completing an incomplete LVE or
LoREX notice, which will better align
with similar changes made to 40 CFR
720.65 and with existing electronic
submission requirements.
One comment on the proposal
asserted that EPA should include in
section 5 prescreen a review of all CBI
claims for consistency with sections
14(b) and (c) of TSCA and treat any
submission that includes a CBI claim
that appears to be inconsistent with the
requirements of these sections as
‘‘erroneous or incomplete.’’ EPA
disagrees with these comments as
assuring that every CBI claim is
consistent with section 14(b) and (c) of
TSCA would require a substantive
review of each claim, which is well
beyond the CBI review requirements
described in TSCA section 14(g). For a
more detailed response regarding CBI
review during pre-screen, please see the
Response to Comments document (Ref.
2).
2. Correcting Errors in Notices
As proposed, EPA is finalizing
amendments at 40 CFR 720.65(a) and (b)
to state that if EPA receives a notice
with errors and EPA requests (as part of
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the pre-screen process or, at latest,
within 30 days of receipt of the notice)
that the submitter remedy such errors,
the applicable review period will not
begin until EPA receives a corrected
notice. This will align the process for
correcting errors with the current
process in 40 CFR 720.65 for correcting
an incomplete notice.
3. Notice Amendments Indicating
Original Notice was Incomplete
EPA is finalizing amendments at 40
CFR 720.65(c)(2) and to 40 CFR
720.65(c)(5)(iii) (moved to
720.65(d)(5)(iii)), to clearly
communicate and clarify that EPA may
deem an original notice incomplete, and
restart the review period at Day 1, if a
submitter provides required information
during the applicable review period
without demonstrating that it was not
known to or reasonably ascertainable by
the submitter at the time of the initial
notice submission. Additionally, EPA is
updating the reference to 40 CFR
720.80(b)(2) at 40 CFR 720.65(c)(vii) to
instead point to 40 CFR 703.5(c) because
the 2023 CBI rule (88 FR 37155, June 7,
2023) moved the language that was
previously at 720.80(b)(2) to a new
section at 40 CFR 703.5.
As stated in the proposal for this rule
(88 FR 34100, May 26, 2023), EPA is
changing the longstanding practice of
accepting amendments that contain
required information that was known or
reasonably ascertainable at the time of
the original submission and then
accepting a request to suspend the
review period under 40 CFR 720.75(b).
As explained in Unit II.B., the 2016
Lautenberg Amendments impose
additional obligations on EPA. EPA
believes that exercising its discretionary
authority under the existing regulations
to declare an original submission
incomplete and restart the applicable
review period upon submission of the
complete notice (e.g., when an
amendment is submitted that makes a
notice complete) is appropriate in order
for EPA to efficiently meet current
statutory requirements. Several
comments on the proposed rule objected
to these amendments, stating that
submitters often are prompted to
generate new or additional information
during the review period to rebut
unforeseen or conservative assumptions
made by EPA. To address this comment
and assist with efficient review, EPA is
also amending the notice information
requirements at 40 CFR 720.45 to
specify the level of detail needed to
perform refined risk assessments, as
well as building that additional detail
into the CDX user interface, which is
detailed in Unit III.B of both the
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proposed rule (88 FR 34100, May 26,
2023) and this final rule. By specifying
more detailed information requirements
in 40 CFR 720.45 and data fields in the
CDX user interface, EPA should receive
more complete submissions upfront and
help to minimize the need for EPA to
use default values and conservative
assumptions in its risk assessment due
to a lack of available data. The Agency,
however, reiterates that the submitter is
required to provide all required
information that is known or reasonably
ascertainable at the time of the initial
submission and not in reaction to risk
assessment findings. Submitters must
provide all information required by 40
CFR 720.45 and 720.50 upfront to
satisfy the requirement of submitting a
complete notice.
In response to the proposal, EPA
received a comment asking that the
Agency provide submitters with an
opportunity to explain why information
submitted as part of an amendment
should not result in restarting the
applicable review period. Under the
amendment to 40 CFR 720.65(c)(2)
being finalized in this action, the
submitter of additional or revised
information during the review period
must demonstrate to EPA’s satisfaction
that the information was not known to
or reasonably ascertainable by the
submitter at the time of the original
submission to preclude an EPA
determination that the original notice
was incomplete. Amendments to a
notice that will not be considered as
amendments indicating that the original
notice was incomplete are: (1)
Amendments based on new data (as
described at 40 CFR 720.40(f) and
720.50(a)(4)); (2) Administrative, nonsubstantive amendments (e.g., submitter
contact information); and (3)
Amendments made at the request of
EPA. EPA, however, will take case-bycase facts into consideration when
determining whether a late submission
of information indicates that a notice
was incomplete when originally
submitted. If a submitter disagrees with
EPA’s determination that the original
notice submission was incomplete, the
submitter may object according to the
existing procedures at 40 CFR
720.65(c)(4) and (5), as amended in this
final rule, which updates and moves
these provisions to 40 CFR 720.65(d)(4)
and (5).
As explained in the proposed rule, a
notice submitted under TSCA section
5(a)(1) is statutorily required to include
the information described in TSCA
section 5(d)(1) insofar as it is known to
the submitter or reasonably
ascertainable. In response to various
procedural amendments proposed in
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this rulemaking, EPA received
comments asking the Agency to further
define ‘‘known to or reasonably
ascertainable by’’ beyond the current
definition at 40 CFR 720.3. While EPA
understands and recognizes the desire
to have a more explicitly defined list of
criteria or more detailed definition of
‘‘known to or reasonably ascertainable
by,’’ EPA believes that it is not possible
to define ‘‘known to or reasonably
ascertainable by’’ more explicitly—as
was stated in the 1983 final rule entitled
‘‘Premanufacture Notification;
Premanufacture Notice Requirements
and Review Procedures’’ (Ref. 8) and
restated in the May 2023 proposed rule
(88 FR 34100). EPA has not, in this
rulemaking, proposed or finalized any
amendment to or undertaken any
substantive reconsideration,
reexamination, or reinterpretation of the
existing definition at 40 CFR 720.3. That
said, to assist submitters, EPA has
provided additional discussion and
examples as to what is meant by
‘‘known to or reasonably ascertainable
by’’ in the Response to Comments
document (Ref. 2).
proactively inform LVE and LoREX
holders if the chemical substance that is
the subject of the LVE or LoREX
becomes subject to a SNUR and the
chemical identity is CBI, or if it is listed
on the confidential portion of the TSCA
Inventory; (3) PFAS are categorically
ineligible for these exemptions; and (4)
certain PBT chemical substances are
ineligible for these exemptions.
LVE and LoREX regulations are
promulgated under the statutory
authority of TSCA section 5(h)(4), 15
U.S.C. 2604(h)(4), which provides that
EPA may, upon application and by rule,
exempt the manufacturer of any new
chemical substance from all or part of
the requirements of TSCA section 5 if
EPA determines that the manufacture,
processing, distribution in commerce,
use, or disposal of such chemical
substance, or that any combination of
such activities, ‘‘will not present an
unreasonable risk of injury to health or
the environment, including an
unreasonable risk to a potentially
exposed or susceptible subpopulation
identified by [EPA] under the
conditions of use.’’
4. Notifying EPA of the Receipt of New
Information on a Chemical Substance
Under Review
EPA is finalizing amendments to 40
CFR 720.40(f), 40 CFR 720.50(a)(4)(ii),
and 40 CFR 723.50(i) to clarify that new
information about a chemical substance
under EPA review must be submitted
electronically via CDX, consistent with
the general electronic submission
requirements in 40 CFR 720.40(a). In
addition, when submitters receive new
information within five days of the end
of the review period, EPA is amending
the regulations to allow submitters to
notify EPA by e-mail of the receipt of
new information. Although the
regulatory text in 40 CFR 720.40(f) and
40 CFR 723.50(i) are similar, the
regulatory text provided along with the
proposed rule erroneously showed only
the proposed changes to 40 CFR
720.40(f) and did not show proposed
changes to 40 CFR 723.50(i). This was
an oversight and the regulatory text
accompanying this final rule
consistently amends both 40 CFR
720.40(f) and 40 CFR 723.50(i).
1. Amendments to Expiration of LVE
and LoREX Review Period
EPA is finalizing, as proposed,
amendments to the LVE and LoREX
regulations at 40 CFR 723.50(g) to
require a notification of approval of an
LVE or LoREX from EPA prior to
commencement of manufacture of the
chemical substance under the
exemption. Prior to the promulgation of
this amendment, 40 CFR 723.50(g)(2)
provided that the submitter may begin
manufacture of a chemical substance
under an LVE or LoREX upon expiration
of the 30-day review period if EPA had
taken no action. As described in Unit
III.A., EPA is also amending the
regulations that allow submitters to
begin manufacture or processing of
chemical substances for which a PMN,
MCAN, or SNUN was submitted upon
expiration of the review period, so that
those regulations would require a
determination from EPA prior to
commencement of manufacture or
processing of such substances. As
discussed in Unit III.A., these changes
to 40 CFR 720.75, 721.25(d), and
725.170 are being made to conform
those regulations to the 2016 Lautenberg
Amendments. EPA is finalizing similar
amendments to the LVE and LoREX
regulations at 40 CFR 723.50 to align
with the amendments to the PMN,
SNUN, and MCAN regulations and with
the statutory framework and to better
ensure that chemical substances
manufactured under LVEs and LoREXs
will not present an unreasonable risk.
D. Amendments to Low Volume
Exemptions and Low Release and
Exposure Exemptions
EPA is promulgating several
amendments to the current LVE and
LoREX regulations. Specifically, EPA is
finalizing amendments so that: (1)
submitters may not commence
manufacture until EPA has approved
the LVE or LoREX notice; (2) EPA may
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2. Notification of LVE and LoREX
Holders if the Chemical Substance is
Subject to a SNUR or Listed on the
Confidential Portion of the TSCA
Inventory
EPA is finalizing amendments to 40
CFR 723.50 to allow EPA to inform an
LVE or LoREX holder whenever the
chemical substance that is the subject of
that LVE or LoREX becomes subject to
a proposed or final SNUR that describes
the chemical substance by a generic
chemical name due to a confidentiality
claim for its specific chemical identity.
This amendment would, as a courtesy,
help inform LVE and LoREX holders of
regulatory requirements that they may
have otherwise been unable to
determine on their own without
submitting an inquiry to EPA (also
known as a bona fide notice) pursuant
to 40 CFR 721.11. In the proposed rule
(88 FR 34100, May 26, 2023), EPA stated
that the Agency did not intend to
proactively inform current LVE and
LoREX holders about SNURs that
predate this rule and that EPA would
only start the practice of notifying LVE
and LoREX holders subject to this
amendment after the date of the final
rule. However, upon consideration of
public comments in support of notifying
current exemption holders of
preexisting SNURs, EPA intends,
subject to availability of resources, to
notify current LVE and LoREX holders
about preexisting SNURs that describe
the chemical substance by a generic
chemical name. Given current resource
constraints, however, EPA is unable to
provide a timeline for when it will begin
and complete this notification effort. A
lack of receipt of this courtesy notice
that a chemical substance is subject to
a SNUR does not excuse chemical
manufactures and processors from
complying with any existing
regulations. LVE and LoREX holders
who wish to determine whether their
chemical substance is subject to a SNUR
may always submit an inquiry to EPA
(also known as a bona fide notice)
pursuant to 40 CFR 721.11.
In response to public comments, in
addition to notifying LVE and LoREX
holders when they are subject to a
SNUR, EPA also intends, subject to
availability of resources, to begin
notifying LVE or LoREX submitters if a
substance is added to the confidential
portion of the TSCA Inventory as a
result of filings by a different submitter
that claimed the specific chemical
identity of the substance as confidential.
As of February 7, 2024, more than 460
LVEs and LoREXs that were granted by
EPA pertain to chemical substances that
are now listed on the TSCA Inventory.
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Once on the Inventory, a chemical
substance may be subject to additional
requirements under TSCA. Of the more
than 390 chemical substances covered
by these LVE and LoREX, approximately
125 are on the confidential portion of
the TSCA Inventory. Without notice by
EPA or by submitting a bona fide notice,
a submitter is unlikely to know their
substance is listed on the confidential
portion of the Inventory, unless they
also submitted the PMN and subsequent
Notice of Commencement that led to the
Inventory listing of the substance. While
EPA intends to begin providing notice
to exemption holders whose chemical
substance now appears on the
confidential portion of the TSCA
Inventory, EPA does not intend to
provide notice to those who hold
granted LVEs or LoREXs pertaining to
chemical substances whose specific
chemical identities are added to the
public portion of the TSCA Inventory
due to the additional resources this
would require and to the fact this
information is publicly available.
In response to public comment, EPA
affirms that once a chemical substance
is added to the Inventory, an LVE or
LoREX (or any other exemption from
PMN requirements) is no longer
necessary to manufacture the chemical
substance and thus any approved LVE
or LoREX is no longer binding on the
manufacturer. The premanufacture
notice requirements of TSCA section
5(a)(1), the relevant statutory exemption
authority at TSCA section 5(h)(4), and
the LVE/LoREX regulations at 40 CFR
723.50 all apply to manufacturers of
new chemical substances, yet a
chemical substance is no longer a ‘‘new
chemical substance’’ as defined in
TSCA section 3(11) once it is added to
the Inventory. While EPA intends to
begin providing notice to LVE and
LoREX submitters once their substance
is listed on the confidential portion of
the Inventory, EPA does not intend to
formally revoke these exemptions under
the process described in 40 CFR
723.50(h)(2), as that process pertains to
new chemical substances for which
manufacture is not otherwise permitted
in the absence of a PMN or applicable
exemption.
The amendments to the regulations at
40 CFR 723.50 establish that a granted
LVE or LoREX notice demonstrates a
bona fide intent to manufacture the
substance, such that a disclosure to an
LVE or LoREX holder that the substance
is the subject of a proposed or final rule
under Part 721 or similarly that the
substance is on the confidential portion
of the TSCA Inventory will not be
considered public disclosure of
confidential business information under
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section 14 of the Act. EPA is not
amending the procedures in 40 CFR
723.50(l) for asserting and protecting
confidential business information.
3. Making PFAS Categorically Ineligible
for LVEs and LoREXs
EPA is finalizing amendments to limit
the scope of the LVE and LoREX
exemptions that were first promulgated
in accordance with TSCA 5(h)(4) in
1985 and 1995 respectively (50 FR
16477 (April 26, 1985) and 60 FR 16346
(March 29, 1995)). TSCA 5(h)(4) allows,
but does not require, the Administrator
to exempt the manufacturer of any new
chemical substance from all or part of
the requirements of TSCA section 5 in
certain circumstances. The statute does
not specify any circumstances under
which the Administrator would be
required to provide an exemption and
EPA’s action here is consistent with its
authority under 5(h)(4) to create and/or
define the scope of exemptions. These
amendments make PFAS categorically
ineligible for LVEs and LoREXs going
forward, using a structural definition of
PFAS for purposes of the LVE and
LoREX regulations. Upon the effective
date of this rule, any LVE or LoREX
notice for a PFAS that is submitted to
the Agency will be denied upon receipt
without substantive review. This
includes any chemical substance where
any of the reasonably anticipated
metabolites, environmental
transformation products, byproducts, or
reasonably anticipated impurities are a
PFAS. Persons who wish to
manufacture a PFAS not on the TSCA
Inventory will be required to submit a
PMN at least 90 days prior to
commencing manufacture for a nonexempt commercial purpose. The
definition for PFAS that EPA is
finalizing is aligned with the recently
finalized TSCA section 8(a)(7) rule (88
FR 70516, October 11, 2023) and the
Inactive PFAS SNUR (89 FR 1822,
January 11, 2024). Although PFAS
would no longer be eligible for LVE or
LoREX, there may be case-specific
circumstances where a use of a new
PFAS or a new use of an existing PFAS
may be needed by a federal agency to
meet its mission or is required in order
to meet another critical need. EPA will
work with other federal agencies to
expedite review of such cases.
Furthermore, EPA recognizes the critical
role that many new chemicals play,
including some PFAS, in the
manufacture of semiconductors. The
new chemicals program now prioritizes
notices for chemicals used in sectors
supported by the Creating Helpful
Incentives to Produce Semiconductors
(CHIPS) and Science Act and the
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Inflation Reduction Act’s (IRA) climate
goals. Since beginning the process of
prioritizing CHIPS and Science Act and
IRA related chemicals, EPA now
reviews these new chemicals in a third
of the time compared to other sectors.
The Agency believes these key sectors
are important to growing new jobs as
part of the Biden-Harris
Administration’s domestic
manufacturing initiatives. For some new
chemicals needed by the semiconductor
sector, such as photo-acid generators,
EPA’s multi-year collaborative effort
with the sector has resulted in a
regulatory pathway for dozens of these
chemicals, and recent submittals have
had review timeframes of under 90
days.
As noted in the proposed rule, EPA’s
New Chemicals Program began
implementing a new policy for
reviewing and managing LVE notices for
PFAS in April 2021. In an April 27,
2021, press release announcing the new
PFAS LVE policy (Ref. 9), the Agency
stated that ‘‘[g]iven the complexity of
PFAS chemistry, potential health
effects, and their longevity and
persistence in the environment, an LVE
notice for a PFAS is unlikely to be
eligible for this kind of exemption under
the regulations.’’ Since 2021, EPA has
reviewed 8 LVE notices for PFAS,
which were each reviewed on a case-bycase basis. Each of the 8 PFAS were
determined to be ineligible for an LVE
due to the risks identified and/or an
inability to complete the review in 30
days as a result of the complexities of
the review or uncertainties in the
assessment. EPA has never received or
approved any PFAS LoREX notices.
Each of the 8 PFAS that were the
subject of LVE notices reviewed since
2021, or the reasonably anticipated
metabolites and environmental
transformation products of those PFAS,
was determined to be a PBT chemical
substance. In 5 of the 8 cases, however,
the PBT designation included noted
uncertainties for each of the substances
reviewed. If EPA is unable to score a
characteristic (e.g., B ‘‘unknown’’ for
bioaccumulation), the characteristic is
still considered to be potentially a 2 or
higher for the purposes of identifying
potential PBTs (Ref. 10). In many cases,
additional uncertainties were identified
for the potential routes of exposure,
which included exposures to workers,
the general population, a potentially
exposed or susceptible subpopulation
(e.g., consumers, infants), or the
environment. PFAS present a challenge
for EPA to evaluate because there is
often insufficient information to
quantify the risk they may pose and
consequently make effective decisions
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about how to regulate them (Ref. 11). As
currently described in the regulations,
EPA may determine that a new chemical
substance is ineligible for an LVE or
LoREX if there are issues concerning
toxicity or exposure that require further
review which cannot be accomplished
within the 30-day review period. EPA
notes that the shortened 30-day review
period for LVEs and LoREX is one of the
major benefits of these exemptions as it
allows companies to introduce new
chemical substances more quickly into
commerce. The 30-day review period
provides a screen for EPA to identify
any new chemical substances with
issues that require more detailed and
comprehensive review and analysis,
such as that available in a full PMN
review. See 60 FR 16336. Given the
shortened 30-day review of an LVE
along with the inability to require
testing or impose additional restrictions
under a section 5(e) or 5(f) order, EPA
was unable to address those
uncertainties which would be necessary
to conclude that the substance would
not present an unreasonable risk. Since
all of the 8 PFAS that were the subject
of LVE notices were deemed ineligible
for the exemption, the submitters were
required to submit a PMN if they
wanted to move forward with the
manufacture of the new chemical
substances.
For the purpose of making PFAS
ineligible for LVEs and LoREXs, EPA is
defining ‘‘PFAS’’ using a structural
definition. In this rule, EPA defines
PFAS to mean a chemical substance that
contains at least one of these three
structures:
(1) R-(CF2)-CF(R′)R″, where both the
CF2 and CF moieties are saturated
carbons;
(2) R-CF2OCF2-R′, where R and R′ can
either be F, O, or saturated carbons; or
(3) CF3C(CF3)R′R″, where R′ and R″
can either be F or saturated carbons.
Manufacturers of substances that do
not meet this structural definition and
of substances where any of the
reasonably anticipated metabolites,
environmental transformation products,
byproducts, or reasonably anticipated
impurities do not meet this structural
definition remain eligible to submit an
LVE or LoREX notice.
In opposition to these amendments,
EPA received comments asserting that
because PFAS are a broad category of
chemicals, any proposed regulatory
action on PFAS should not group PFAS
into a single category. Comments also
asserted that there was no scientific
basis or risk-based evidence for making
PFAS ineligible for LVEs and LoREXs.
EPA agrees with the comments that
PFAS are a broad category of chemical
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substances with common toxicological
properties, exposures, or uses, and notes
that the assessment and management of
these substances for regulatory purposes
should generally be done on a case-bycase basis or as groups of substances
with common toxicological properties,
exposures, or uses. Furthermore, EPA
believes that any assessment of PFAS
should be done in line with the
scientific standards, weight of scientific
evidence, and consideration of any
reasonably available information as
outlined in section 26 of TSCA. The
amendment to make PFAS ineligible for
LVEs and LoREXs, however, is not
based on an assessment of all PFAS or
any PFAS and does not impose risk
management restrictions on any PFAS
substance. The decision to make PFAS
ineligible for LVEs and LoREXs is not a
determination of risk for all or any
PFAS. While the current state of science
and EPA’s understanding of PFAS has
motivated the decision to make all
PFAS ineligible for LVEs and LoREXs,
these amendments are not based on EPA
findings that particular PFAS chemicals,
or all chemicals qualifying as PFAS
under this rule, may present
unreasonable risks of injury to human
health or the environment under the
conditions of use due to levels of
hazards and exposures identified and
evaluated by EPA. Rather, due to the
scientific complexities or uncertainties
associated with assessing PFAS and the
lack of data on most PFAS with regards
to toxicity and exposure to human
health and the environment, EPA
expects in most cases to be unable to
determine pursuant to TSCA section
5(h)(4) that a PFAS ‘‘will not present an
unreasonable risk’’ under the conditions
of use within the 30-day review period
provided for LVE and LoREX notices.
This action is a procedural action based
on EPA’s experience administering
TSCA and reviewing LVEs for PFAS.
Additionally, making PFAS ineligible
for the LVE and LoREX exemptions may
in fact reduce burden in many instances
by avoiding the submission and review
of LVEs that are ultimately denied and
required to be resubmitted and reviewed
anew through the PMN review process.
Furthermore, the New Chemicals
Program developed the PFAS
Framework to help ensure that the
Program effectively and efficiently
reviews and makes appropriate
decisions on new PFAS or significant
new uses of existing PFAS reviewed
through PMNs and SNUNs. The PFAS
Framework will guide EPA’s review of
PFAS under TSCA section 5, ensuring
consistency and efficiency in its review
of incoming submissions while
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advancing the Agency’s goals to ensure
protection of public health and the
environment. Please see the Response to
Comments document that accompanies
this rule for a more detailed discussion
of and response to the comments
received on the amendments to make
PFAS categorically ineligible for LVEs
and LoREXs (Ref. 2).
The definition for PFAS promulgated
at 40 CFR 723.50 does not include
substances that only have a single
fluorinated carbon or unsaturated
fluorinated moieties (e.g., fluorinated
aromatic rings and olefins), which are
more susceptible to chemical
transformation than their saturated
counterparts, and therefore less likely to
persist in the environment. These
potentially degradable substances, if
submitted to EPA in a LVE or LoREX
notice, would still be evaluated by EPA
and a decision made to either deny or
grant the exemption.
The three-part structural definition for
PFAS includes fluoropolymers.
Fluoropolymers are made using
fluorinated monomers, and often
fluorinated processing aides, which
contributes to the release of PFAS. In
addition, the disposal of fluoropolymers
may also result in PFAS releases. EPA
has been concerned about potential
risks of fluoropolymers for more than a
decade. On January 27, 2010 (75 FR
4295, 1/27/2010), EPA amended the
‘polymer exemption rule,’ to exclude
from eligibility polymers containing as
an integral part of their composition,
except as impurities, certain
perfluoroalkyl moieties consisting of a
CF3- or longer chain length. EPA issued
this amendment because, based on
information at the time, EPA could no
longer conclude that these polymers
will not present an unreasonable risk to
human health or the environment under
the terms of the polymer exemption
rule, which is the determination
necessary to support an exemption
under section 5(h)(4) of TSCA. While
some comments stated that
fluoropolymers are safe, there remains
debate on the toxicity of fluoropolymers
especially when considering their entire
life cycle (Ref. 12). EPA’s decision to
include fluoropolymers as part of the
amendment to make PFAS ineligible for
LVEs and LoREXs, however, was not
based on hazard, exposure, or risk.
Fluoropolymers are no less complicated
to review than nonpolymeric PFAS, and
the Agency expects it would need the
longer 90-day review for a PMN.
At the time of finalizing this
rulemaking, EPA is not revoking
previously granted LVEs for PFAS. EPA,
however, may take future action on a
case-by-case basis to revoke previously
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granted LVEs for PFAS, which would be
done in accordance with the existing
regulations at 40 CFR 723.50(h)(2). EPA
believes that the revocation of any
existing LVE should be done on a caseby-case basis. While there are well
identified hazards for many PFAS and
PFAS studies have repeatedly found
harm to human health, EPA has not
determined that PFAS as an entire
category of chemical substances do not
meet the ‘‘will not present unreasonable
risk of injury to health or the
environment’’ standard of TSCA section
5(h)(4). As noted previously, EPA’s
decision to make future PFAS ineligible
for LVEs is not based on hazard or risk
but is instead based on EPA’s
experience administering TSCA and
reviewing LVEs for PFAS (please see the
Response to Comments document for a
more detailed discussion (Ref. 2)).
As EPA continues to consider
previously granted PFAS LVEs, EPA
will take into consideration the
concerns raised about the potential
impacts to domestic semiconductor and
electric vehicle industry, national
defense, or other critical applications.
The Biden-Harris Administration is
committed to restoring U.S. leadership
in semiconductor and electric vehicle
manufacturing, supporting good-paying
jobs across those supply chains, and
advancing U.S. economic and national
security. EPA’s Framework for
Addressing New PFAS and New Uses of
PFAS (PFAS Framework) (Ref. 10)
outlines EPA’s planned approach when
reviewing new PFAS and new uses of
existing PFAS. The application of the
PFAS Framework will help ensure that
new PFAS won’t harm human health
and the environment and allows that
certain PFAS be used when exposures
and releases can be mitigated, which is
critical for important sectors like
semiconductors. Under the framework,
EPA expects that some PBT PFAS will
not result in worker, general population
or consumer exposure and are not
expected to result in releases to the
environment, such as when PFAS are
used in a closed system with
occupational protections as is generally
the practice in the manufacture of some
semiconductors and other electronic
components. Additionally, EPA
continues to work cooperatively with
companies who wish to voluntarily
withdraw previously granted LVEs for
PFAS. As of April 1, 2024, 56 LVEs have
been withdrawn through EPA’s PFAS
Low Volume Exemption Stewardship
Program.
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4. Codifying EPA’s Policy Concerning
PBT Chemicals and LVEs and LoREXs
EPA is finalizing amendments to 40
CFR 723.50(d) that would codify EPA’s
long-standing practice that, whenever
EPA identifies a chemical substance
under LVE or LoREX review (or any
reasonably anticipated metabolites,
environmental transformation products,
or byproducts of the substance, or any
reasonably anticipated impurities in the
substance) as PBT with anticipated
environmental releases and potentially
unreasonable exposures to humans or
environmental organisms, that
substance would be ineligible for the
LVE or LoREX. As noted in Unit III.D.3.,
the LVE and LoREX exemptions were
first promulgated in accordance with
TSCA section 5(h)(4) in 1985 and 1995
respectively (50 FR 16477, April 26,
1985 (FRL–2742–1) and 60 FR 16346,
March 29, 1995 (FRL–4923–1)). TSCA
section 5(h)(4) allows, but does not
require, the Administrator to exempt the
manufacturer of any new chemical
substance from all or part of the
requirements of TSCA section 5 in
certain circumstances. The statute does
not specify any circumstances under
which the Administrator would be
required to provide an exemption and
EPA’s action here is consistent with
both its long-standing practice and with
its authority under TSCA section 5(h)(4)
to create and/or define the scope of
exemptions.
On November 4, 1999, EPA issued its
policy statement identifying a category
for PBT new chemical substances (Ref.
13). The 1999 policy statement formally
acknowledged PBT chemical substances
as a category based on shared
characteristics to facilitate
premanufacture assessment and
regulation. In response to the proposed
amendment to the LVE and LoREX
regulations, EPA received comment
asserting that the Agency cannot
categorically make all PBT chemicals
ineligible for LVEs and LoREXs. EPA
did not propose to categorically make
all PBT chemicals ineligible for LVEs
and LoREXs and is not doing so in this
final rule. Rather, EPA proposed and is
finalizing amendments to 40 CFR
723.50(d) to codify that whenever EPA
identifies a chemical substance under
LVE or LoREX review (or any
reasonably anticipated metabolites,
environmental transformation products,
or byproducts of the substance, or any
reasonably anticipated impurities in the
substance) as PBT with anticipated
environmental releases and potentially
unreasonable exposures to humans or
environmental organisms, that
substance would be ineligible for the
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LVE or LoREX. In order to effectuate
these amendments for individual
exemption notices, EPA would first
need to review the exemption notice to
determine if the substance is a PBT and
then review the environmental releases
and exposures to humans or
environmental organisms to determine
if releases and exposures are expected.
Only after EPA has reviewed the
hazards and exposures, will EPA make
a decision to either grant or deny an
LVE or LoREX for a PBT chemical
substance.
Based on EPA’s experience
administering LVEs and LoREXs, EPA
expects that most exemptions for PBT
chemical substances will not be granted.
However, EPA agrees that there are
instances where PBT chemical
substances can be managed under an
exemption. EPA may receive an
exemption notice for a PBT chemical
substance that will not result in worker,
general population, or consumer
exposure and that is not expected to
result in releases to the environment,
such as chemical substances used in a
closed system to make semiconductors
or other electronic components. In such
a negligible exposure and
environmental release scenario where
worker exposure is fully mitigated and
general population exposures are not
expected, if EPA has sufficient
information on the substance and the
conditions of use to ensure that such
PBT chemical substances can be
disposed of properly and no consumer
exposure is expected, EPA generally
expects to grant the exemption.
EPA is defining ‘‘PBT chemical
substance’’ for purposes of 40 CFR
723.50 as ‘‘a chemical substance
possessing characteristics of persistence
(P) in the environment, accumulation in
biological organisms (bioaccumulation
(B)), and toxicity (T) resulting in
potential risks to humans and
ecosystems. For more information on
EPA’s Policy on new chemical
substances that are PBT, see EPA’s 1999
policy statement (64 FR 60194;
November 4, 1999).’’
E. Amendments Related to Suspensions
of the Review Period
As proposed, EPA is finalizing
amendments to 40 CFR 720.75(b)(2) to
allow PMN, SNUN, LVE, and LoREX
submitters to request a suspension of
the notice review period for up to 30
days orally or in writing, including by
e-mail, without the need for a formal,
written request submitted to EPA via
CDX using e-PMN software. EPA is
similarly finalizing amendments to 40
CFR 725.54(c) to permit MCAN
submitters to request suspensions for up
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to 30 days orally or in writing, including
by e-mail, without the need for a formal,
written request submitted to EPA via
CDX using e-PMN software. Some
comments to the proposal took issue
with increasing the number of
suspension days made through oral or email communication from 15 to 30 days.
These comments suggested such an
amendment would result in less
frequent communication from EPA
regarding the status of a new chemical
review. EPA disagrees with these
comments, as the amendments would
allow the submitter to request up to a
30-day suspension through oral or email communication; however,
submitters will still be allowed to
suspend the review period for a shorter
amount of time if preferred. For a more
detailed response to the comments
regarding the amendments relating to
suspensions of the review period, please
see the Response to Comments
document (Ref. 2).
F. Severability
As explained in this preamble, EPA is
finalizing several different types of
amendments in this rule, including
amendments related to: commencement
of manufacture or processing; required
determinations and associated actions;
terminology and definitions; notice
information requirements; pre-screening
procedures; correcting errors in notices;
incomplete notices; notification of the
receipt of new information; expiration
of the LVE and LoREX review period;
notification of LVE and LoREX holders
regarding certain other actions involving
their chemical substance; PFAS
ineligibility for LVE and LoREX
exemptions; certain PBT ineligibility for
LVE and LoREX exemptions; and
suspensions of the review period. Each
type of amendment functions
independently, serves a discrete
purpose, and is intended to be severable
from the other amendments. In the
event of litigation staying, remanding, or
invalidating a portion of EPA’s
amendments in this rule, EPA intends to
preserve all other amendments in this
rule to the fullest extent possible. For
example, the amendment to the LVE
and LoREX regulations making PFAS
ineligible for such exemptions functions
independently from the amendment to
those regulations making certain PBTs
ineligible for the exemptions, such that
if either ineligibility provision were
stayed or invalidated, it would have no
effect on the other, and EPA intends that
the other would remain effective.
Similarly, any stay or invalidation of the
amendment making PFAS ineligible for
the LVE and LoREX exemptions would
have no effect on amendments related to
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incomplete notices, and vice versa.
These specific examples are not
intended to be exhaustive, but rather
illustrative of scenarios that reflect
EPA’s overarching intent that each type
of amendment be severable.
Furthermore, within the broader
category of amendments to notice
information requirements, the rule
includes a number of discrete
amendments pertaining to different
types of information. Each of these
specific amendments to notice
information requirements functions
independently and is intended to be
severable from the others. As an
example, if amended information
requirements regarding the categories of
use of the chemical substance were to be
stayed or invalidated, it would have no
effect on amended information
requirements regarding worker
exposure, and vice versa.
The limited circumstance in which
severability is not intended is where a
single type of amendment involved
changes to multiple paragraphs or
sections of the regulations. For example,
in cases where EPA is finalizing the
same or similar amendment in multiple
parts of the CFR for conformity (e.g.,
where an amendment to part 721, 723,
or 725 is intended merely to conform to
the same or similar amendment in part
720), severability is not intended
between those provisions. In addition,
were the amendment making PFAS
ineligible for LVE and LoREX
exemptions to be invalidated, the
related amendment defining PFAS for
purposes of that ineligibility provision
would no longer be necessary or
helpful. However, EPA does intend
severability in the inverse scenario: if
the definition of PFAS were stayed or
invalidated, EPA intends severability of
all other amendments, including the
amendment making PFAS ineligible for
LVEs and LoREX.
IV. References
The following is a listing of the
documents that are specifically
referenced in this Federal Register
notice. The docket includes these
documents and other information
considered by EPA, including
documents that are referenced within
the documents that are included in the
docket, even if the referenced document
is not physically located in the docket.
For assistance in locating these other
documents, please consult the technical
person listed under FOR FURTHER
INFORMATION CONTACT.
1. EPA. Economic Analysis for the Final
Rule: Updates to New Chemicals
Regulations under the Toxic Substances
Control Act. December 2024.
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2. EPA. Response to Comments on the
Proposed Rule Updates to New
Chemicals Regulations Under the Toxic
Substances Control Act (TSCA).
December 2024.
3. EPA. Central Data Exchange Online User
Guide. Accessible at: https://
cdx.epa.gov/About/UserGuide.
4. EPA. Points to Consider When Preparing
TSCA New Chemical Notification. OMB
Control No.: 2070–0012. June 2018.
Accessible at: https://www.epa.gov/
reviewing-new-chemicals-under-toxicsubstances-control-act-tsca/pointsconsider-when-preparing-tsca.
5. EPA. TSCA New Chemical Engineering
Initiative to Increase Transparency and
Reduce Rework. Accessible at: https://
www.epa.gov/reviewing-new-chemicalsunder-toxic-substances-control-act-tsca/
tsca-new-chemical-engineering.
6. EPA. Tables Detailing the Final
Amendments to Add Details to 40 CFR
720.45 Reporting Requirements and
Enhancements to the CDX Reporting
Form. December 2024.
7. EPA. Supporting Statement for an
Information Collection Request (ICR)
Under the Paperwork Reduction Act
(PRA); TSCA Section 5 Premanufacture
Review of New Chemical Substances and
Significant New Use Rules for New and
Existing Chemical Substances (Revision);
EPA ICR No. 1188.15; OMB Control No.
2070–0038]. December 2024.
8. EPA. Premanufacture Notification;
Premanufacture Notice Requirements
and Review Procedures; Final Rule.
Federal Register. 48 FR 21722; May 13,
1983 (TSH–FRL 2998–5).
9. EPA. Press Release: EPA Announces
Changes to Prevent Unsafe New PFAS
from Entering the Market. April 27, 2021.
10. EPA. Framework for TSCA New
Chemicals Review of PFAS
Premanufacture Notices (PMNs) and
Significant New Use Notices (SNUNs).
June 2023.
11. Executive Office of the President of the
United States. Per- and Polyfluoroalkyl
Substances Report. March 2023.
12. Lohmann, Rainer, et al. Are
fluoropolymers really of low concern for
human and environmental health and
separate from other PFAS?
Environmental science & technology
54.20 (2020): 12820–12828.
13. EPA. Policy Statement on Category for
Persistent, Bioaccumulative, and Toxic
New Chemical Substances. Federal
Register. (64 FR 60194, November 4,
1999) (FRL–6097–7).
V. Statutory and Executive Order
Reviews
Additional information about these
statutes and Executive Orders can be
found at https://www.epa.gov/lawsregulations/laws-and-executive-orders.
A. Executive Orders 12866: Regulatory
Planning and Review and 14094:
Modernizing Regulatory Review
This action is a ‘‘significant regulatory
action’’ as defined in Executive Order
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12866, as amended by Executive Order
14094 (88 FR 21879, April 11, 2023).
Accordingly, EPA submitted this action
to the Office of Management and Budget
(OMB) for Executive Order 12866
review. Documentation of any changes
made in response to the Executive Order
12866 review is available in the docket.
The EPA prepared an economic analysis
of the potential impacts associated with
this action. This analysis, ‘‘Economic
Analysis for the Final Rule: Updates to
New Chemicals Regulations under the
Toxic Substances Control Act’’ (Ref. 1),
is also available in the docket.
B. Paperwork Reduction Act (PRA)
The information collection activities
in this rule have been submitted to OMB
for review and approval under the PRA
(44 U.S.C. 3501 et seq.). The Information
Collection Request (ICR) document that
EPA prepared has been assigned EPA
ICR No. 1188.15 (Ref. 7). This ICR
represents a revision to the currently
approved ICR that covers the
information collection activities
contained in the existing regulations.
The Economic Analysis covers the
incremental changes from this action.
You can find copies of the Economic
Analysis and ICR in the docket, and the
ICR is briefly summarized here.
Respondents/affected entities: Certain
chemical manufacturers (including
importers) and processors (see Unit
I.A.).
Respondent’s obligation to respond:
Mandatory under TSCA section 5.
Estimated number of respondents:
560.
Frequency of response: On occasion.
Total estimated incremental burden:
Estimates show that this rule will
decrease existing approved ICR burden
by 4,528 hours per year. Burden is
defined at 5 CFR 1320.3(b).
Total estimated incremental cost:
Estimates show that this rule will
increase existing approved ICR costs by
$203,150 per year. This includes $0
annualized capital or operation and
maintenance costs.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in title 40
of the CFR are listed in 40 CFR part 9.
When OMB approves this ICR, the
Agency will announce that approval in
the Federal Register and publish a
technical amendment to 40 CFR part 9
to display the OMB control number for
the approved information collection
activities contained in this final rule.
EPA did not receive any comments on
the ICR revision that was posted with
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the proposed rule. EPA prepared a
Response to Comments document (Ref.
2) that summarizes all the comments
relevant to the proposal, including
comments affecting the Agency’s burden
estimates related to the rule.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA, 5 U.S.C. 601 et seq. The
Agency’s basis is briefly summarized
here and is detailed in the Economic
Analysis (Ref. 1).
The majority of firms that submit a
TSCA section 5 notice will realize either
no change or a decrease in costs
associated with form submission.
However, EPA expects that firms that
submit LVE notices for PFAS will incur
an estimated cost of approximately
$61,049 per notice due to the greater
burden and non-labor costs associated
with submitting a PMN form. EPA
estimates that 98 percent of small firms
(184 firms) will have cost impacts of
less than 1 percent of revenues, less
than 1 percent (1 firm) will have cost
impacts between 1 and 3 percent of
revenues, and 1 percent (2 firms) will
have cost impacts greater than 3 percent
of revenues.
D. Unfunded Mandates Reform Act
(UMRA)
This action does not contain an
unfunded mandate of $100 million
(adjusted annually for inflation) or more
as described in UMRA, 2 U.S.C. 1531–
1538, and does not significantly or
uniquely affect small governments. EPA
has concluded that this action imposes
no enforceable duty on any state, local
or Tribal governments because, based on
EPA’s experience with reviewing TSCA
section 5 actions, state, local and Tribal
governments have not been impacted
and EPA does not have any reasons to
believe that any state, local, or Tribal
government would engage in the
activities such that they would be
impacted by this rulemaking.
In addition, given that the estimated
incremental cost on the private sector is
expected to be less than $50,000 (Ref. 1),
EPA has concluded that this rulemaking
is not expected to result in expenditures
by the private sector of $183 million or
more in any one year ($100 million in
1995$ adjusted for inflation using the
CDP implicit price deflator).
E. Executive Order 13132: Federalism
This action does not have federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999), because it will not have
substantial direct effects on the states,
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on the relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have Tribal
implications as specified in Executive
Order 13175 (65 FR 67249, November 9,
2000), because it will not have
substantial direct effects on Tribal
governments, on the relationship
between the Federal Government and
the Indian tribes, or on the distribution
of power and responsibilities between
the Federal government and Indian
tribes.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
EPA interprets Executive Order 13045
(62 FR 19885, April 23, 1997) as
applying only to those regulatory
actions that concern environmental
health or safety risks that the EPA has
reason to believe may
disproportionately affect children, per
the definition of ‘‘covered regulatory
action’’ in section 2–201 of the
Executive Order. Therefore, this action
is not subject to Executive Order 13045
because it does not concern an
environmental health risk or safety risk.
Since this action does not concern
human health risks, EPA’s Policy on
Children’s Health also does not apply.
This procedural rule would align the
implementing regulations codified at 40
CFR parts 720, 721, and 725 with
amended TSCA and make additional
updates based on existing policies or
lessons learned from administering the
New Chemicals Program since TSCA
was amended in 2016.
Although this procedural rule itself
would not directly affect the level of
protection provided to human health or
the environment, EPA expects that the
rule would improve the Agency’s
consideration of risks to children—in
furtherance of EPA’s Policy on
Children’s Health—and other PESS. In
turn, EPA anticipates that the
amendments would help better inform
the Agency’s determinations for each
new chemical substance or significant
new use for which it received a notice
under TSCA section 5(a)(1), pertaining
to the likelihood of unreasonable risk to
human health or the environment under
known, intended or reasonably foreseen
conditions of use. EPA uses an
integrated approach that draws on
knowledge and experience across
disciplinary and organizational lines to
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Federal Register / Vol. 89, No. 243 / Wednesday, December 18, 2024 / Rules and Regulations 102789
identify and evaluate concerns
regarding health and environmental
effects, and exposure and release.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not a ‘‘significant
energy action’’ as defined in Executive
Order 13211 (66 FR 28355, May 22,
2001), because it is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy.
khammond on DSK9W7S144PROD with RULES
I. National Technology Transfer and
Advancement Act (NTTAA)
This rulemaking does not involve
technical standards under the NTTAA
section 12(d), 15 U.S.C. 272.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations and Executive
Order 14096: Revitalizing Our Nation’s
Commitment to Environmental Justice
for All
EPA believes that this type of action
does not concern human health or
environmental conditions and therefore
cannot be evaluated with respect to
potentially disproportionate and
adverse effects on communities with
environmental justice concerns in
accordance with Executive Orders
12898 (59 FR 7629, February 16, 1994)
and 14096 (88 FR 25251, April 26,
2023). This action is procedural in
nature. Therefore, EPA believes that it is
not practicable to assess whether the
human health or environmental
conditions that exist prior to this action
result in disproportionate and adverse
effects on communities with
environmental justice concerns.
Although this action does not concern
human health or environmental
conditions, EPA identifies and
addresses environmental justice
concerns by finalizing, among other
things, the regulatory definition of PESS
to include overburdened communities,
the Agency believes that this action
would assist EPA and others in
determining the potential exposures,
hazards and risks to overburdened
communities associated with the
manufacture, processing, distribution in
commerce, use, or disposal of the new
chemical substances and significant
new uses of chemical substances subject
to this rulemaking. EPA anticipates that
the inclusion of overburdened
communities among the PESS
considered in the Agency’s review of a
TSCA section 5 submission would also
enable the Agency, if necessary, to
design appropriate future risk
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management actions to address an
unreasonable risk that the Agency may
determine is presented by that chemical
substance and to consider how such risk
management actions would affect
communities with environmental justice
concerns.
K. Congressional Review Act (CRA)
This action is subject to the CRA, 5
U.S.C. 801 et seq., and the EPA will
submit a rule report to each House of
the Congress and to the Comptroller
General of the United States. This action
is not a ‘‘major rule’’ as defined by 5
U.S.C. 804(2).
List of Subjects
40 CFR Part 68
Administrative practice and
procedure, Air pollution control,
Chemicals, Environmental protection,
Hazardous substances.
§ 372.38
PART 703—CONFIDENTIALITY
CLAIMS
5. The authority citation for part 703
continues to read as follows:
■
Authority: 15 U.S.C. 2613.
§ 703.3
PART 720—PREMANUFACTURE
NOTIFICATION
7. The authority citation for part 720
continues to read as follows:
■
Authority: 15 U.S.C. 2604, 2607, and 2613.
Environmental protection, Reporting
and recordkeeping requirements, Toxic
substances.
40 CFR Part 703
Chemicals, Confidential business
information, Environmental protection,
Exports, Hazardous substances, Imports,
Reporting and recordkeeping
requirements.
40 CFR Parts 720, 721, 723, and 725
Environmental protection, Chemicals,
Hazardous materials, Reporting and
recordkeeping requirements.
Dated: December 3, 2024.
Michal Freedhoff,
Assistant Administrator, Office of Chemical
Safety and Pollution Prevention.
Therefore, for the reasons set forth in
the preamble, 40 CFR chapter I is
amended as follows:
PART 68—CHEMICAL ACCIDENT
PREVENTION PROVISIONS
1. The authority citation for part 68
continues to read as follows:
■
Authority: 42 U.S.C. 7412(r), 7601(a)(1),
7661–7661f.
Threshold determination.
2. Amend § 68.115(b)(5) by revising
the citation ‘‘§ 720.3(ee)’’ to read
‘‘§ 720.3.’’
■
PART 372—TOXIC CHEMICAL
RELEASE REPORTING: COMMUNITY
RIGHT-TO-KNOW
3. The authority citation for part 372
continues to read as follows:
■
Authority: 42 U.S.C. 11023 and 11048.
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Definitions.
6. Amend § 703.3 by:
a. Revising in the introductory text the
citation ‘‘§ 720.3(ff)’’ to read ‘‘§ 720.3;’’
■ b. Revising in the definition for
‘‘Health and safety study’’ the citation
‘‘§ 720.3(k)’’ to read ‘‘§ 720.3.’’
■
■
40 CFR Part 372
§ 68.115
Exemptions.
4. Amend § 372.38(d) by revising the
citation ‘‘§ 720.3(ee)’’ to read ‘‘§ 720.3.’’
■
Sfmt 4700
§ 720.1
Scope.
8. Amend § 720.1 by removing the
phrase ‘‘The rule’’ and adding in its
place the phrase ‘‘This part’’ wherever
it appears.
■ 9. Revise and republish § 720.3 to read
as follows:
■
§ 720.3
Definitions.
In addition to the definitions under
section 3 of the Act, 15 U.S.C. 2602, the
following definitions apply to this part.
Act means the Toxic Substances
Control Act, 15 U.S.C. 2601 et seq.
Applicable review period means the
period starting on the date EPA receives
a complete notice under section 5(a)(1)
of the Act and ending 90 days after that
date or on such date as is provided for
in sections 5(b)(1) or 5(c) of the Act.
Article means a manufactured item:
(1) Which is formed to a specific
shape or design during manufacture;
(2) Which has end use function(s)
dependent in whole or in part upon its
shape or design during end use; and
(3) Which has either no change of
chemical composition during its end
use or only those changes of
composition which have no commercial
purpose separate from that of the article
and that may occur as described in
§ 720.30(h)(5), except that fluids and
particles are not considered articles
regardless of shape or design.
Byproduct means a chemical
substance produced without a separate
commercial intent during the
manufacture, processing, use, or
disposal of another chemical substance
or mixture.
Byproduct material, source material,
and special nuclear material have the
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meanings contained in the Atomic
Energy Act of 1954, 42 U.S.C. 2014 et
seq. and the regulations issued under it.
Central Data Exchange or CDX means
EPA’s centralized electronic document
receiving system, or its successors.
Chemical substance means any
organic or inorganic substance of a
particular molecular identity, including
any combination of such substances
occurring in whole or in part as a result
of a chemical reaction or occurring in
nature, and any chemical element or
uncombined radical, except that
‘‘chemical substance’’ does not include:
(1) Any mixture;
(2) Any pesticide when manufactured,
processed, or distributed in commerce
for use as a pesticide;
(3) Tobacco or any tobacco product;
(4) Any source material, special
nuclear material, or byproduct material;
(5) Any pistol, firearm, revolver,
shells, or cartridges; or
(6) Any food, food additive, drug,
cosmetic, or device, when
manufactured, processed, or distributed
in commerce for use as a food, food
additive, drug, cosmetic, or device.
Commerce means trade, traffic,
transportation, or other commerce:
(1) Between a place in a State and any
place outside of such State; or
(2) Which affects trade, traffic,
transportation, or commerce between a
place in a State and any place outside
of such State.
Cosmetic, device, drug, food, and food
additive have the meanings contained in
the Federal Food, Drug, and Cosmetic
Act, 21 U.S.C. 321 et seq., and the
regulations issued under it. In addition,
the term ‘‘food’’ includes poultry and
poultry products, as defined in the
Poultry Products Inspection Act, 21
U.S.C. 453 et seq.; meats and meat food
products, as defined in the Federal Meat
Inspection Act, 21 U.S.C. 60 et seq.; and
eggs and egg products, as defined in the
Egg Products Inspection Act, 21 U.S.C.
1033 et seq.
Customs territory of the United States
means the 50 States, Puerto Rico, and
the District of Columbia.
Director means the Director of the
EPA Office of Pollution Prevention and
Toxics (OPPT).
Distribute in commerce means to sell
in commerce, to introduce or deliver for
introduction into commerce, or to hold
after introduction into commerce.
EPA means the U.S. Environmental
Protection Agency.
e-PMN software means electronicPMN software created by EPA for use in
preparing and submitting
Premanufacture Notices (PMNs) and
other TSCA section 5 notices and
support documents electronically to the
Agency.
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Health and safety study or study
means any study of any effect of a
chemical substance or mixture on health
or the environment or on both,
including underlying data and
epidemiological studies, studies of
occupational exposure to a chemical
substance or mixture, toxicological,
clinical, and ecological, or other studies
of a chemical substance or mixture, and
any test performed under the Act.
Chemical identity is always part of a
health and safety study.
(1) Not only is information which
arises as a result of a formal, disciplined
study included, but other information
relating to the effects of a chemical
substance or mixture on health or the
environment is also included. Any data
that bear on the effects of a chemical
substance on health or the environment
would be included.
(2) Examples include:
(i) Long- and short-term tests of
mutagenicity, carcinogenicity, or
teratogenicity; data on behavioral
disorders; dermatoxicity;
pharmacological effects; mammalian
absorption, distribution, metabolism,
and excretion; cumulative, additive, and
synergistic effects; acute, subchronic,
and chronic effects; and structure/
activity analyses.
(ii) Tests for ecological or other
environmental effects on invertebrates,
fish, or other animals, and plants,
including acute toxicity tests, chronic
toxicity tests, critical life stage tests,
behavioral tests, algal growth tests, seed
germination tests, plant growth or
damage tests, microbial function tests,
bioconcentration or bioaccumulation
tests, and model ecosystem (microcosm)
studies.
(iii) Assessments of human and
environmental exposure, including
workplace exposure, and impacts of a
particular chemical substance or
mixture on the environment, including
surveys, tests, and studies of: Biological,
photochemical, and chemical
degradation; air, water, and soil
transport; biomagnification and
bioconcentration; and chemical and
physical properties, e.g., boiling point,
vapor pressure, evaporation rates from
soil and water, octanol/water partition
coefficient, and water solubility.
(iv) Monitoring data, when they have
been aggregated and analyzed to
measure the exposure of humans or the
environment to a chemical substance or
mixture.
(v) Any assessments of risk to health
and the environment resulting from the
manufacture, processing, distribution in
commerce, use, or disposal of the
chemical substance.
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Importer means any person who
imports a chemical substance, including
a chemical substance as part of a
mixture or article, into the customs
territory of the United States.
‘‘Importer’’ includes the person
primarily liable for the payment of any
duties on the merchandise or an
authorized agent acting on his or her
behalf. The term also includes, as
appropriate:
(1) The consignee.
(2) The importer of record.
(3) The actual owner if an actual
owner’s declaration and superseding
bond has been filed in accordance with
19 CFR 141.20; or
(4) The transferee, if the right to draw
merchandise in a bonded warehouse has
been transferred in accordance with 19
CFR part 144, subpart C. (See ‘‘principal
importer.’’)
Impurity means a chemical substance
which is unintentionally present with
another chemical substance.
Intermediate means any chemical
substance that is consumed, in whole or
in part, in chemical reactions used for
the intentional manufacture of another
chemical substance(s) or mixture(s), or
that is intentionally present for the
purpose of altering the rates of such
chemical reactions.
Inventory means the list of chemical
substances manufactured or processed
in the United States that EPA compiled
and keeps current under section 8(b) of
the Act.
Known to or reasonably ascertainable
by means all information in a person’s
possession or control, plus all
information that a reasonable person
similarly situated might be expected to
possess, control, or know.
Manufacture means to produce or
manufacture in the United States or
import into the customs territory of the
United States.
Manufacture for commercial purposes
means:
(1) To manufacture with the purpose
of obtaining an immediate or eventual
commercial advantage for the
manufacturer, and includes, among
other things, ‘‘manufacture’’ of any
amount of a chemical substance or
mixture.
(2) The term also applies to
substances that are produced
coincidentally during the manufacture,
processing, use, or disposal of another
substance or mixture, including
byproducts that are separated from that
other substance or mixture and
impurities that remain in that substance
or mixture. Byproducts and impurities
without separate commercial value are
nonetheless produced for the purpose of
obtaining a commercial advantage, since
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they are part of the manufacture of a
chemical substance for commercial
purposes.
Manufacture solely for export means
to manufacture for commercial purposes
a chemical substance solely for export
from the United States under the
following restrictions on activities in the
United States:
(1) Distribution in commerce is
limited to purposes of export or
processing solely for export as defined
in § 721.3 of this chapter.
(2) The manufacturer and any person
to whom the substance is distributed for
purposes of export or processing solely
for export (as defined in § 721.3 of this
chapter), may not use the substance
except in small quantities solely for
research and development in
accordance with § 720.36.
Manufacturer means a person who
imports, produces, or manufactures a
chemical substance. A person who
extracts a component chemical
substance from a previously existing
chemical substance or a complex
combination of substances is a
manufacturer of that component
chemical substance. A person who
contracts with a manufacturer to
manufacture or produce a chemical
substance is also a manufacturer if:
(1) The manufacturer manufactures or
produces the substance exclusively for
that person; and
(2) That person specifies the identity
of the substance and controls the total
amount produced and the basic
technology for the plant process.
Mixture means any combination of
two or more chemical substances if the
combination does not occur in nature
and is not, in whole or in part, the result
of a chemical reaction; except ‘‘mixture’’
does include:
(1) Any combination which occurs, in
whole or in part, as a result of a
chemical reaction if the combination
could have been manufactured for
commercial purposes without a
chemical reaction at the time the
chemical substances comprising the
combination were combined, and if all
of the chemical substances comprising
the combination are not new chemical
substances; and
(2) Hydrates of a chemical substance
or hydrated ions formed by association
of a chemical substance with water, so
long as the nonhydrated form is itself
not a new chemical substance.
New chemical substance means any
chemical substance which is not
included on the Inventory.
Nonisolated intermediate means any
intermediate that is not intentionally
removed from the equipment in which
it is manufactured, including the
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reaction vessel in which it is
manufactured, equipment which is
ancillary to the reaction vessel, and any
equipment through which the chemical
substance passes during a continuous
flow process, but not including tanks or
other vessels in which the substance is
stored after its manufacture.
Person means any natural person,
firm, company, corporation, jointventure, partnership, sole
proprietorship, association, or any other
business entity, any State or political
subdivision thereof, any municipality,
any interstate body, and any
department, agency or instrumentality
of the Federal Government.
Pesticide has the meaning contained
in the Federal Insecticide, Fungicide,
and Rodenticide Act, 7 U.S.C. 136 et
seq. and the regulations issued under it.
Possession or control means in
possession or control of the submitter,
or of any subsidiary, partnership in
which the submitter is a general partner,
parent company, or any company or
partnership which the parent company
owns or controls, if the subsidiary,
parent company, or other company or
partnership is associated with the
submitter in the research, development,
test marketing, or commercial marketing
of the chemical substance in question.
(A parent company owns or controls
another company if the parent owns or
controls 50 percent or more of the other
company’s voting stock. A parent
company owns or controls any
partnership in which it is a general
partner). Information is included within
this definition if it is:
(1) In files maintained by submitter’s
employees who are:
(i) Associated with research,
development, test marketing, or
commercial marketing of the chemical
substance in question.
(ii) Reasonably likely to have such
data.
(2) Maintained in the files of other
agents of the submitter who are
associated with research, development,
test marketing, or commercial marketing
of the chemical substance in question in
the course of their employment as such
agents.
Potentially exposed or susceptible
subpopulation means a group of
individuals within the general
population identified by EPA who, due
to either greater susceptibility or greater
exposure, may be at greater risk than the
general population of adverse health
effects from exposure to a chemical
substance or mixture, such as infants,
children, pregnant women, workers, the
elderly, or overburdened communities.
Principal importer means the first
importer who, knowing that a new
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chemical substance will be imported
rather than manufactured domestically,
specifies the identity of the chemical
substance and the total amount to be
imported. Only persons who are
incorporated, licensed, or doing
business in the United States may be
principal importers.
Process means the preparation of a
chemical substance or mixture, after its
manufacture, for distribution in
commerce:
(1) In the same form or physical state
as, or in a different form or physical
state from, that in which it was received
by the person so preparing such
substance or mixture, or
(2) As part of a mixture or article
containing the chemical substance or
mixture.
Processor means any person who
processes a chemical substance or
mixture.
Small quantities solely for research
and development (or ‘‘small quantities
solely for purposes of scientific
experimentation or analysis or chemical
research on, or analysis of, such
substance or another substance,
including such research or analysis for
the development of a product’’) means
quantities of a chemical substance
manufactured or processed or proposed
to be manufactured or processed solely
for research and development that are
not greater than reasonably necessary
for such purposes.
State means any State of the United
States and the District of Columbia, the
Commonwealth of Puerto Rico, the
Virgin Islands, Guam, the Canal Zone,
American Samoa, the Northern Mariana
Islands, and any other territory or
possession of the United States.
Support documents means material
and information submitted to EPA in
support of a TSCA section 5 notice,
including but not limited to,
correspondence, amendments (if notices
for these amendments were submitted
prior to January 19, 2016), and test data.
The term ‘‘support documents’’ does not
include orders under TSCA section 5(e)
(either consent orders or orders imposed
pursuant to TSCA section 5(e)(2)(B)).
Technically qualified individual
means a person or persons:
(1) Who, because of education,
training, or experience, or a
combination of these factors, is capable
of understanding the health and
environmental risks associated with the
chemical substance which is used under
his or her supervision;
(2) Who is responsible for enforcing
appropriate methods of conducting
scientific experimentation, analysis, or
chemical research to minimize such
risks; and
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(3) Who is responsible for the safety
assessments and clearances related to
the procurement, storage, use, and
disposal of the chemical substance as
may be appropriate or required within
the scope of conducting a research and
development activity.
Test data means data from a formal or
informal test or experiment, including
information concerning the objectives,
experimental methods and materials,
protocols, results, data analyses,
recorded observations, monitoring data,
measurements, and conclusions from a
test or experiment.
Test marketing means the distribution
in commerce of no more than a
predetermined amount of a chemical
substance, mixture, or article containing
that chemical substance or mixture, by
a manufacturer or processor, to no more
than a defined number of potential
customers to explore market capability
in a competitive situation during a
predetermined testing period prior to
the broader distribution of that chemical
substance, mixture, or article in
commerce.
United States, when used in the
geographic sense, means all of the
States.
§ 720.30
[Amended]
10. Amend § 720.30 by revising the
citations ‘‘§ 720.3(e)’’ in paragraph (a)
and ‘‘720.3(u)’’ in paragraph (b) to both
read ‘‘§ 720.3.’’
■ 11. Amend § 720.40 by revising
paragraph (f) to read as follows:
■
§ 720.40
General.
*
*
*
*
*
(f) New information. During the
applicable review period, if the
submitter possesses, controls, or knows
of new information that materially adds
to or changes the information included
in the notice, the submitter must submit
that information to EPA within ten days
of receiving the new information, but no
later than five days before the end of the
applicable review period. The new
information must be submitted
electronically to EPA via CDX and must
clearly identify the submitter and the
notice to which the new information is
related. If the new information becomes
available during the last five days of the
applicable review period, the submitter
must immediately inform its EPA
contact for that notice by telephone or
e-mail and submit the new information
electronically to EPA via CDX.
*
*
*
*
*
■ 12. Amend § 720.45 by:
■ a. Revising paragraphs (a)(4) and (5),
and (f) through (h); and
■ b. Adding paragraphs (j) and (k).
The revisions and additions read as
follows:
§ 720.45 Information that must be included
in the notice form.
*
*
*
*
*
(a) * * *
(4) If an importer submitting the
notice cannot provide all the
information specified in paragraphs
(a)(1) and (2) of this section because it
is claimed as confidential by the foreign
supplier of the substance, the importer
must have the foreign supplier follow
the procedures in paragraph (a)(3) of
this section and provide the correct
chemical identity information specified
in paragraphs (a)(1) and (2) of this
section directly to EPA in a joint
submission or as a letter of support to
the notice, which clearly references the
importer’s notice and PMN User Fee
Identification Number. The applicable
review period will commence upon
receipt of both the notice and the
complete, correct information, in
accordance with § 720.65.
(5) If a manufacturer cannot provide
all the information specified in
paragraphs (a)(1) and (2) of this section
because the new chemical substance is
manufactured using a reactant having a
specific chemical identity claimed as
confidential by its supplier, the
manufacturer must submit a notice
directly to EPA containing all the
information known by the manufacturer
about the chemical identity of the
reported substance and its proprietary
reactant. In addition, the manufacturer
must ensure that the supplier of the
confidential reactant submit a letter of
support directly to EPA providing the
specific chemical identity of the
confidential reactant, including the
CASRN, if available, and the
appropriate PMN or exemption number,
if applicable. The letter of support must
reference the manufacturer’s name and
PMN Fee Identification Number. The
applicable review period will
commence upon receipt of the notice,
the letter of support, and the complete,
correct information, in accordance with
§ 720.65.
*
*
*
*
*
(f)(1) A description of the intended
category or categories of consumer or
commercial use by function and
application, which includes a
description of the following:
(i) The estimated percent of
production volume devoted to each
category of use.
(ii) The percent of the new chemical
substance in the formulation for each
commercial or consumer use.
(iii) The types of products or articles
that would incorporate the new
chemical substance (e.g., household
cleaners, plastic articles).
(iv) Information related to the use of
products or articles containing the new
chemical substance by potentially
exposed or susceptible subpopulations.
(v) How and where a product or
article containing the new chemical
substance would be used (e.g., spray
applied indoors, brushed on outdoor
surfaces).
(vi) Consumption rates and frequency
and duration of use of products or
articles containing the new chemical
substance.
(2) Using the applicable codes listed
in Table 1 to paragraph (f)(2), submitters
must designate the consumer and
commercial product category or
categories that best describe the
consumer and commercial products in
which the new chemical substance is
intended or known to be used. When
more than 10 codes apply to the
consumer or commercial products in
which the new chemical substance is
intended or known to be used,
submitters should only designate the 10
product categories that represent the
highest proportion of the anticipated
production volume.
TABLE 1 TO PARAGRAPH (f)(2)—CODES FOR REPORTING CONSUMER AND COMMERCIAL PRODUCT CATEGORIES
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Code
Category
Chemical Substances in Furnishing, Cleaning, Treatment Care Products
CC101 ..............
CC102
CC103
CC104
CC105
..............
..............
..............
..............
VerDate Sep<11>2014
Construction and building materials covering large surface areas including stone, plaster, cement, glass and ceramic articles;
fabrics, textiles, and apparel.
Furniture & furnishings including plastic articles (soft); leather articles.
Furniture & furnishings including stone, plaster, cement, glass, and ceramic articles; metal articles; or rubber articles.
Leather conditioner.
Leather tanning, dye, finishing, impregnation, and care products.
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Federal Register / Vol. 89, No. 243 / Wednesday, December 18, 2024 / Rules and Regulations 102793
TABLE 1 TO PARAGRAPH (f)(2)—CODES FOR REPORTING CONSUMER AND COMMERCIAL PRODUCT CATEGORIES—
Continued
Code
CC106
CC107
CC108
CC109
CC110
CC111
CC112
CC113
CC114
CC115
CC116
CC117
CC118
CC119
CC120
CC121
CC122
CC123
CC124
CC125
CC126
CC127
CC128
CC129
CC130
CC131
CC132
CC133
CC134
CC135
CC136
CC137
CC138
Category
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
Textile (fabric) dyes.
Textile finishing and impregnating/surface treatment products.
All-purpose foam spray cleaner.
All-purpose liquid cleaner/polish.
All-purpose liquid spray cleaner.
All-purpose waxes and polishes.
Appliance cleaners.
Drain and toilet cleaners (liquid).
Powder cleaners (floors).
Powder cleaners (porcelain).
Dishwashing detergent (liquid/gel).
Dishwashing detergent (unit dose/granule).
Dishwashing detergent liquid (hand-wash).
Dry cleaning and associated products.
Fabric enhancers.
Laundry detergent (unit-dose/granule).
Laundry detergent (liquid).
Stain removers.
Ion exchangers.
Liquid water treatment products.
Solid/Powder water treatment products.
Liquid body soap.
Liquid hand soap.
Solid bar soap.
Air fresheners for motor vehicles.
Continuous action air fresheners.
Instant action air fresheners.
Anti-static spray.
Apparel finishing, and impregnating/surface treatment products.
Insect repellent treatment.
Pre-market waxes, stains, and polishes applied to footwear.
Post-market waxes, and polishes applied to footwear (shoe polish).
Waterproofing and water-resistant sprays.
Chemical Substances in Construction, Paint, Electrical, and Metal Products
CC201
CC202
CC203
CC204
CC205
CC206
CC207
CC208
CC209
CC210
CC211
CC212
CC213
CC214
CC215
CC216
CC217
CC218
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
CC219
CC220
CC221
CC222
..............
..............
..............
..............
Fillers and putties.
Hot-melt adhesives.
One-component caulks.
Solder.
Single-component glues and adhesives.
Two-component caulks.
Two-component glues and adhesives.
Adhesive/Caulk removers.
Aerosol spray paints.
Lacquers, stains, varnishes, and floor finishes.
Paint strippers/removers.
Powder coatings.
Radiation curable coatings.
Solvent-based paint.
Thinners.
Water-based paint.
Construction and building materials covering large surface areas, including wood articles.
Construction and building materials covering large surface areas, including paper articles; metal articles; stone, plaster, cement, glass, and ceramic articles.
Machinery, mechanical appliances, electrical/electronic articles.
Other machinery, mechanical appliances, electronic/electronic articles.
Construction and building materials covering large surface areas, including metal articles.
Electrical batteries and accumulators.
khammond on DSK9W7S144PROD with RULES
Chemical Substances in Packaging, Paper, Plastic, Toys, Hobby Products
CC301
CC302
CC303
CC304
CC305
CC306
CC307
CC308
CC309
..............
..............
..............
..............
..............
..............
..............
..............
..............
VerDate Sep<11>2014
Packaging (excluding food packaging), including paper articles.
Other articles with routine direct contact during normal use, including paper articles.
Packaging (excluding food packaging), including rubber articles; plastic articles (hard); plastic articles (soft).
Other articles with routine direct contact during normal use including rubber articles; plastic articles (hard).
Toys intended for children’s use (and child dedicated articles), including fabrics, textiles, and apparel; or plastic articles (hard).
Adhesives applied at elevated temperatures.
Cement/concrete.
Crafting glue.
Crafting paint (applied to body).
15:22 Dec 17, 2024
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102794 Federal Register / Vol. 89, No. 243 / Wednesday, December 18, 2024 / Rules and Regulations
TABLE 1 TO PARAGRAPH (f)(2)—CODES FOR REPORTING CONSUMER AND COMMERCIAL PRODUCT CATEGORIES—
Continued
Code
CC310
CC311
CC312
CC313
CC314
CC315
CC316
CC317
Category
..............
..............
..............
..............
..............
..............
..............
..............
Crafting paint (applied to craft).
Fixatives and finishing spray coatings.
Modelling clay.
Correction fluid/tape.
Inks in writing equipment (liquid).
Inks used for stamps.
Toner/Printer cartridge.
Liquid photographic processing solutions.
Chemical Substances in Automotive, Fuel, Agriculture, Outdoor Use Products
CC401
CC402
CC403
CC404
CC405
CC406
CC407
CC408
CC409
CC410
CC411
CC412
CC413
CC414
CC415
CC416
CC417
CC418
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
Exterior car washes and soaps.
Exterior car waxes, polishes, and coatings.
Interior car care.
Touch up auto paint.
Degreasers.
Liquid lubricants and greases.
Paste lubricants and greases.
Spray lubricants and greases.
Anti-freeze liquids.
De-icing liquids.
De-icing solids.
Lock deicers/releasers.
Cooking and heating fuels.
Fuel additives.
Vehicular or appliance fuels.
Explosive materials.
Agricultural non-pesticidal products.
Lawn and garden care products.
Chemical Substances in Products not Described by Other Codes
khammond on DSK9W7S144PROD with RULES
CC980 ..............
CC990 ..............
Other (specify).
Non-TSCA use.
(g) For sites controlled by the
submitter:
(1) The identity and address of each
site where the new chemical substance
will be manufactured, processed, or
used.
(2) A process description of each
manufacture, processing, and use
operation which includes a diagram of
the major unit operations and chemical
conversions; indication of whether
batch or continuous manufacturing or
processing occurs at the site, and the
amount manufactured or processed per
batch or per day if continuous and per
year; the identity, approximate weight
per batch or per day for continuous
production, and entry point of all
starting materials and feedstocks
(including reactants, solvents, catalysts,
etc.); the identity, approximate weight
per batch or per day for continuous
production, and entry point of all
products, recycle streams, and wastes,
including frequency of any equipment
cleaning; the type of interim storage and
transport containers used; and the
points of release of the new chemical
substance numbered. If the new
chemical substance is released to two
media at the same step in the process,
VerDate Sep<11>2014
15:22 Dec 17, 2024
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assign a second number for the second
medium.
(3) Worker exposure information for
each worker activity anticipated or
known to occur during manufacture,
processing, or use of the new chemical
substance, including worker exposure
information from exempt manufacture
or related use of the new chemical
substance under § 720.30. This
information includes:
(i) A description of each worker
activity.
(ii) Type of potential worker exposure
(e.g., dermal, inhalation).
(iii) Protective equipment in place, if
any, including a description of the kind
of gloves, protective clothing, goggles, or
respirator that limit worker exposure.
(iv) Engineering controls in place, if
any.
(v) Physical form of the new chemical
substance to which workers may be
exposed and moisture content if
physical form is solid.
(vi) The percent of new chemical
substance in formulation at time of
worker exposure.
(vii) The number of workers
reasonably likely to be exposed.
(viii) The duration of activities.
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(4) Information on known or
anticipated release of the new chemical
substance to the environment, including
releases from the exempt manufacture
or related use of the new chemical
substance under § 720.30. This
information includes the type of release
(e.g., transport, interim storage,
disposal, equipment cleaning), the
quantity of the new chemical substance
released directly to the environment, the
quantity of the new chemical substance
released into control technology, the
quantity of the new chemical substance
released to the environment after
control technology, the media of release,
the type of control technology used, and
the following additional information
based on the type of release:
(i) For equipment cleaning releases,
frequency of equipment cleaning and
what is used to clean the equipment.
(ii) For transport and storage releases,
how the new chemical substance or
product containing the new chemical
substance is transported from the site
and stored, whether dedicated
containers are used, whether the
cleaning and disposal of the containers
is under the submitter’s control, the
container cleaning method, the
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frequency of container cleaning, and the
amount of release per container
cleaning.
(iii) For releases into air, Clean Air
Act operating permit numbers, a
description of any Leak Detection and
Repair program in accordance with 40
CFR parts 60, 61, 63, 65, 264 or 265
(related to the monitoring and
management of fugitive releases) the site
has implemented, and the type of air
pollution control technologies used at
the site to treat the stack releases that
will contain the new chemical
substance.
(iv) For releases into water, the
National Pollutant Discharge
Elimination System (NPDES) permit
number(s), outfall numbers, the name(s)
of the waterbody into which the release
occurs, and other destination(s) into
which the release occurs.
(v) For releases into wastewater
treatment plants, the name(s) of the
publicly owned treatment works
(POTW) or privately owned treatment
works into which the release occurs and
the corresponding NPDES permit
number(s), the type of wastewater
treatment technology or technologies
employed, and a description of the
known or expected treatment efficiency.
(h) For sites not controlled by the
submitter:
(1) The identity and address of each
site where the new chemical substance
will be manufactured, processed, or
used.
(2) A description of each type of
processing and use operation involving
the new chemical substance, including
identification of the estimated number
of processing or use sites; a process
description of each operation which
includes a diagram of the major unit
operations and chemical conversions;
the identity, approximate weight per
batch or per day for continuous
production, and entry point of all
starting materials and feedstocks
(including reactants, solvents, catalysts,
etc.); the identity, approximate weight
per batch or per day for continuous
production, and entry point of all
products, recycle streams, and wastes,
including frequency of any equipment
cleaning; the type of interim storage and
transport containers used; and the
points of release of the new chemical
substance numbered. If the new
chemical substance is released to two
media at the same step in the process,
assign a second number for the second
medium.
(3) Worker exposure information for
each worker activity anticipated or
known to occur during manufacture,
processing, or use of the new chemical
substance, including worker exposure
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15:22 Dec 17, 2024
Jkt 265001
information from exempt manufacture
or related use of the new chemical
substance under § 720.30. This
information includes:
(i) A description of each worker
activity.
(ii) Type of potential worker exposure
(e.g., dermal, inhalation).
(iii) Protective equipment in place, if
any, including a description of the kind
of gloves, protective clothing, goggles, or
respirator that limit worker exposure, if
any.
(iv) Engineering controls in place if
any.
(v) Physical form of the new chemical
substance to which workers may be
exposed and moisture content if
physical form is solid.
(vi) The percent of the new chemical
substance in formulation at time of
worker exposure.
(vii) The number of workers
reasonably likely to be exposed.
(viii) The duration of activities.
(4) Information on known or
anticipated release of the new chemical
substance to the environment, including
releases from the exempt manufacture
or related use of the new chemical
substance under § 720.30. This
information includes the type of release
(e.g., transport, interim storage,
disposal, equipment cleaning), the
quantity of the new chemical substance
released directly to the environment, the
quantity of the new chemical substance
released into control technology, the
quantity of the new chemical substance
released to the environment after
control technology, the media of release,
the type of control technology used, and
the following additional information
based on the type of release:
(i) For equipment cleaning releases,
frequency of equipment cleaning and
what is used to clean the equipment.
(ii) For transport and storage releases,
how the new chemical substance or
product containing the new chemical
substance will be transported from the
site and stored, whether dedicated
containers are used, whether the
cleaning and disposal of the containers
is under the submitter’s control, the
container cleaning method, the
frequency of container cleaning, and the
amount of release of the new chemical
substance per container cleaning.
(iii) For releases into air, Clean Air
Act operating permit numbers, a
description of any Leak Detection and
Repair program in accordance with 40
CFR parts 60, 61, 63, 65, 264 or 265
(related to the monitoring and
management of fugitive releases) the site
has implemented, and the type of air
pollution control technologies used at
the site to treat the stack releases that
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will contain the new chemical
substance.
(iv) For releases into water, the
National Pollutant Discharge
Elimination System (NPDES) permit
number(s), outfall numbers, the name(s)
of the waterbody into which the release
occurs, and other destination(s) into
which the release occurs.
(v) For releases into wastewater
treatment plants, the name(s) of the
publicly owned treatment works
(POTW) or privately owned treatment
works into which the release occurs and
the corresponding NPDES permit
number(s), the type of wastewater
treatment technology or technologies
employed, and a description of the
known or expected treatment efficiency.
*
*
*
*
*
(j) The physical and chemical
properties and environmental fate
characteristics of the new chemical
substance, which include the following:
(1) For physical and chemical
properties, such information includes
boiling point, sublimation, density/
relative density, dissociation constant,
explodability, flammability, melting
point, octanol/water partition
coefficient, particle size distribution,
particle size distribution analysis (i.e.,
analysis method and data used to
develop the particle size distribution),
the physical state of the neat substance,
pH, solubility, vapor pressure,
volatilization from water, volatilization
from soil, spectra, UV–VIS absorption
data, and surface tension.
(2) For environmental fate
characteristics, such information
includes hydrolysis, photolysis, aerobic
and anaerobic biodegradation,
atmospheric oxidation half-lives,
Henry’s law constant, adsorption/
desorption coefficient, bioaccumulation
or bioconcentration factor, Incineration
Removal Efficiency (Destruction and
Removal Efficiencies or DREs), and
Sewage Treatment (WWTP) Removals.
(k) Information about pollution
prevention efforts, such as using
alternative fuel sources, reducing the
use of water and chemical inputs,
modifying a production process to
produce less waste, or implementing
water and energy conservation
practices, or substituting for riskier
existing products. Inclusion of this
information is optional.
■ 13. Amend § 720.50 by revising
paragraphs (a)(4)(ii) and adding
paragraph (c) to read as follows:
§ 720.50 Submission of test data and other
data concerning the health and
environmental effects of a substance.
(a) * * *
(4) * * *
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102796 Federal Register / Vol. 89, No. 243 / Wednesday, December 18, 2024 / Rules and Regulations
(ii) If a test or experiment is
completed before the applicable review
period ends, the person must submit the
study, report, or test data electronically
to EPA via CDX, as specified in
paragraph (a)(3)(i) of this section, within
ten days of receiving it, but no later than
five days before the end of the review
period. If the test or experiment is
completed during the last five days of
the review period, the submitter must
inform its EPA contact for that notice by
telephone or e-mail prior to the end of
the review period and submit the study,
report, or test data electronically to EPA
via CDX.
*
*
*
*
*
(c) Other information. A person may
submit other information, not otherwise
required in this section, to facilitate
EPA’s review of the notice.
*
*
*
*
*
■ 14. Revise § 720.65 to read as follows:
khammond on DSK9W7S144PROD with RULES
§ 720.65 Acknowledgement of receipt of a
notice; errors in the notice; incomplete
submissions; and false and misleading
statements.
(a) Notification to the submitter. (1)
EPA will acknowledge receipt of each
notice by sending a letter via CDX or
U.S. mail to the submitter that identifies
the premanufacture notice number
assigned to the new chemical substance
and date on which the applicable
review period begins as described in
paragraph (a)(2) of this section.
(2) Before EPA sends an
acknowledgement of receipt of a notice
pursuant to paragraph (a)(1) of this
section, EPA will conduct a pre-screen
of the notice, typically taking 2–3 days
and according to the criteria under
paragraphs (b)(1) and (c)(1) of this
section.
(i) If EPA concludes that the notice
contains errors warranting remedy or is
incomplete, EPA will notify the
submitter according to paragraph (d)(3)
of this section. The applicable review
period will not begin. Once the
submitter corrects the errors or
incomplete submission according to the
requirements provided by EPA and resubmits the notice to EPA, EPA will
follow the procedures of paragraph
(a)(2) of this section.
(ii) If EPA does not identify errors or
determine the notice to be incomplete
during screening, EPA will notify the
submitter according to paragraph (a)(1)
of this section. The applicable review
period will begin on the date EPA
received the complete notice.
(b) Errors in the notice. (1) Within 30
days of receipt of the notice, EPA may
request that the submitter remedy errors
in the notice. The following are
examples of such errors:
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15:22 Dec 17, 2024
Jkt 265001
(i) Typographical errors that cause
data to be misleading or answers to any
questions to be unclear.
(ii) Contradictory information.
(iii) Ambiguous statements or
information.
(2) The applicable review period does
not begin for notices containing errors
that EPA asks the submitter to remedy
until corrections are made following the
procedures of paragraph (d) of this
section.
(c) Incomplete submissions. (1) A
submission is not complete, and the
applicable review period does not begin,
if:
(i) The wrong person submits the
notice form.
(ii) The submitter does not sign the
notice form.
(iii) Some or all of the information in
the notice or the attachments are not in
English, except for published scientific
literature.
(iv) The submitter does not submit the
notice in the manner set forth in
§ 720.40(a)(2).
(v) The submitter does not provide
information that is required by section
5(d)(1)(B) and (C) of the Act and
§ 720.50.
(vi) The submitter does not provide
information required by § 720.45 or
indicate that it is not known to or
reasonably ascertainable by the
submitter.
(vii) The submitter does not submit a
second copy of the submission with all
confidential information deleted for the
public file, as required by § 703.5(c).
(viii) The submitter does not include
any information required by section
5(b)(1) of the Act and pursuant to a rule
promulgated under section 4 of the Act,
as required by § 720.40(g).
(ix) The submitter does not submit
data which the submitter believes show
that the chemical substance will not
present an unreasonable risk of injury to
health or the environment, if EPA has
listed the chemical substance under
section 5(b)(4) of the Act, as required in
§ 720.40(h).
(x) The submitter does not include an
identifying number and a payment
identity number as required by
§ 700.45(e)(3).
(2) The submission may be declared
incomplete if at any time during the
applicable review period the submitter
submits additional or revised
information without demonstrating to
EPA’s satisfaction that the additional or
revised information in the amended
notice was not known to or reasonably
ascertainable by the submitter at the
time of initial notice submission (e.g.,
new information as described in
§ 720.40(f) or information from testing
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in progress at the time of the original
submission, as described in
§ 720.50(a)(4)), unless it relates to
administrative or non-substantive
amendments (e.g., changing the
technical point of contact) or
amendments made at the request of
EPA.
(d) Corrections to errors in the notice
or incomplete submissions. (1) If EPA
receives an incomplete submission or
seeks remedy of errors identified in a
notice, EPA will notify the submitter
within 30 days of receipt that the
submission contains errors or is
incomplete and that the applicable
review period will not begin until EPA
receives a correct and complete notice.
(2) If EPA obtains additional
information during the applicable
review period that indicates the original
submission was incomplete, EPA may
declare the submission incomplete
within 30 days after EPA obtains the
additional information and so notify the
submitter.
(3) The notification that a submission
contains errors or is incomplete under
paragraph (d)(1) or (2) of this section
will include:
(i) A statement of the basis of EPA’s
determination that the submission
contains errors or is incomplete.
(ii) The requirements for correcting
the errors or incomplete submission.
(iii) Information on procedures under
paragraph (d)(4) of this section for filing
objections to the determination or
requesting modification of the
requirements for completing the
submission.
(4) Within ten days after receipt of
notification by EPA that a submission
contains errors or is incomplete, the
submitter may file written objections
requesting that EPA accept the
submission as a complete notice or
modify the requirements necessary to
complete the submission.
(5) EPA will consider the objections
filed by the submitter and determine:
(i) Whether the submission was
complete or incomplete, or whether to
modify the requirements for completing
the submission. EPA will notify the
submitter in writing of EPA’s response
within ten days of receiving the
objections.
(ii) If EPA determines, in response to
the objection, that the submission was
complete, the applicable review period
will be deemed suspended on the date
EPA declared the notice incomplete and
will resume on the date that the notice
is declared complete. The submitter
need not correct the notice as EPA
originally requested. If EPA can
complete its review within 90 days from
the date of the original submission, EPA
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Federal Register / Vol. 89, No. 243 / Wednesday, December 18, 2024 / Rules and Regulations 102797
may inform the submitter that the
running of the review period will
resume on the date EPA originally
declared it incomplete.
(iii) If EPA modifies the requirements
for completing the submission or affirms
its original determination that the
submission contains errors or is
incomplete, or if no objections are filed,
the applicable review period will begin
(or if previously begun, will restart at
Day 1) when EPA receives a complete
notice.
(e) Materially false or misleading
statements. If EPA discovers at any time
that a person submitted materially false
or misleading statements in the notice,
EPA may find that the notice was
incomplete from the date it was
submitted and take any other
appropriate action.
■ 15. Amend § 720.70 by revising
paragraphs (a) and (b)(3) to read as
follows:
§ 720.70
Notice in the Federal Register.
(a) Filing notice of receipt. In
accordance with section 5(d)(2) of the
Act, after EPA has received a complete
notice, EPA will file a notice of receipt
with the Office of the Federal Register
including the information specified in
paragraph (b) of this section.
(b) * * *
(3) For test data submitted in
accordance with § 720.40(g), a summary
of the data received will be published.
*
*
*
*
*
■ 16. Amend § 720.75 by:
■ a. Revising the section heading;
■ b. Removing the phrase ‘‘notice
review period’’ and adding in its place
the phrase ‘‘applicable review period,’’
wherever it appears; and
■ c. Revising paragraphs (a), (b), (c)(4)
introductory text, (c)(4)(iii), and (d).
The revisions read as follows:
khammond on DSK9W7S144PROD with RULES
§ 720.75 Applicable review period and
determination.
(a) Length of applicable review period.
The applicable review period specified
in section 5(a) of the Act runs for 90
days from the date EPA receives a
complete notice, or the date EPA
determines the notice is complete under
§ 720.65(d), unless the Agency extends
the applicable review period under
section 5(c) of the Act and paragraph (c)
of this section.
(b) Suspension of the running of the
applicable review period. (1) A
submitter may voluntarily suspend the
running of the applicable review period
if EPA agrees. If EPA does not agree, the
review period will continue to run, and
EPA will notify the submitter. A
submitter may request a suspension at
any time during the applicable review
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15:22 Dec 17, 2024
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period. The suspension must be for a
specified period of time.
(2) Requests for suspensions. (i) A
request for a suspension of 30 days or
less may be made orally, including by
telephone, or in writing, including by email, to the submitter’s EPA contact for
that notice. Any request for a
suspension exceeding 30 days must be
submitted in the manner set forth in
paragraph (b)(2)(ii) of this section. The
running of the applicable review period
will be suspended upon approval of the
oral or written request by EPA.
(ii) Requests for suspensions
exceeding 30 days must be submitted
electronically to EPA via CDX using ePMN software. Requests for suspensions
of 30 days or less may also be submitted
electronically to EPA via CDX using ePMN software. See § 720.40(a)(2)(ii) for
information on how to access the e-PMN
software. The running of the applicable
review period will be suspended upon
approval of the request submitted
electronically to EPA via CDX using ePMN software by EPA.
(c) * * *
(4) The following are examples of
situations in which EPA may find that
good cause exists for extending the
applicable review period:
*
*
*
*
*
(iii) EPA has received significant
additional information during the
applicable review period, which was
not known to or reasonably
ascertainable by the submitter at the
time of initial notice submission.
(d) Determinations. (1) Within the
applicable review period, EPA will
make one of the following five
determinations, as set forth in section
5(a)(3) of the Act:
(i) The chemical substance presents
an unreasonable risk of injury to health
or the environment, as set forth in
section 5(a)(3)(A) of the Act.
(ii) Information available to EPA is
insufficient to permit a reasoned
evaluation of the health and the
environmental effects of the relevant
chemical substance, as set forth in
section 5(a)(3)(B)(i) of the Act.
(iii) In the absence of sufficient
information to permit EPA to make such
an evaluation, the chemical substance
may present an unreasonable risk of
injury to health or the environment, as
set forth in section 5(a)(3)(B)(ii)(I) of the
Act.
(iv) The chemical substance is or will
be produced in substantial quantities,
and such substance either enters or may
reasonably be anticipated to enter the
environment in substantial quantities or
there is or may be significant or
substantial human exposure to the
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substance, as set forth in section
5(a)(3)(B)(ii)(II) of the Act.
(v) The chemical substance is not
likely to present an unreasonable risk of
injury to health or the environment, as
set forth in section 5(a)(3)(C) of the Act.
(2) EPA will take the following
actions required in association with the
determination:
(i) For determinations described in
paragraph (d)(1)(i) of this section, EPA
will issue the submitter an order to
prohibit or limit the manufacture,
processing, distribution in commerce,
use, or disposal of the chemical
substance, or any combination of such
activities, to the extent necessary to
protect against an unreasonable risk of
injury to health or the environment, as
set forth in section 5(f) of the Act, or
will issue a proposed rule under section
6(a) of the Act, as set forth in section 5(f)
of the Act.
(ii) For determinations described in
paragraphs (d)(1)(ii), (iii), or (iv) of this
section, EPA will issue the submitter an
order to prohibit or limit the
manufacture, processing, distribution in
commerce, use, or disposal of the
chemical substance, or any combination
of such activities, to the extent
necessary to protect against an
unreasonable risk of injury to health or
the environment, as set forth in section
5(e) of the Act. EPA may issue an order
under section 5(e) of the Act that
requires certain testing to be conducted
and presented to EPA after the
applicable review period has concluded.
(iii) For determinations described in
paragraph (d)(1)(v) of this section, EPA
will issue the submitter a document
containing EPA’s final determination
and will submit for publication in the
Federal Register a statement of the
finding, as set forth in section 5(g) of the
Act. Upon EPA’s issuance of the
determination document, the submitter
may commence the manufacture of the
chemical substance without waiting for
the end of the applicable review period.
(3) EPA may modify or revoke the
prohibitions and limitations in an order
issued under paragraph (d)(2)(i) or (ii) of
this section after the applicable review
period has ended if EPA receives
additional testing, studies, reports, or
other information that EPA determines,
upon review, demonstrate that such
prohibitions or limitations are no longer
necessary to protect against an
unreasonable risk of injury to health or
the environment. Where such
information demonstrates that the
prohibitions or limitations of the order
are not sufficient to protect against an
unreasonable risk of injury to health or
the environment, EPA may modify the
order or take other action, as
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appropriate, to the extent necessary to
protect against such risk.
(4) No person submitting a notice in
response to the requirements of this part
may manufacture a chemical substance
subject to this part until EPA has issued
a determination in accordance with
paragraph (d)(1) of this section and
taken the associated action required
under paragraph (d)(2) of this section.
*
*
*
*
*
PART 721—SIGNIFICANT NEW USES
OF CHEMICAL SUBSTANCES
17. The authority citation for part 721
continues to read as follows:
■
Authority: 15 U.S.C. 2604, 2607, and
2625(c).
18. Amend § 721.25 by:
a. Revising paragraph (d); and
b. Adding paragraph (e).
The revisions and additions read as
follows:
■
■
■
§ 721.25 Notice requirements and
procedures.
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*
*
*
*
*
(d) Any person submitting a
significant new use notice in response
to the requirements of this part shall not
manufacture or process a chemical
substance identified in subpart E of this
part for a significant new use until EPA
has issued a determination with respect
to the significant new use and taken the
actions required in association with that
determination in accordance with the
procedures for new chemical substances
at § 720.75(d) of this chapter.
(e) When submitting a significant new
use notice, in addition to providing a
description of the intended categories of
consumer or commercial use by
function and application as required by
§ 720.45(f)(1) of this chapter, the
submitter must also provide, to the
extent known to or reasonably
ascertainable by the submitter, a
description of known categories of
consumer or commercial use by
function and application.
■ 19. Amend §§ 721.10647(a)(1),
721.10844(a)(1), 721.10929(a)(1),
721.11149(a)(1), 721.11179(a)(1),
721.11361(a)(1)(iii), and 721.11712(a)(1)
by revising the citation ‘‘720.3(c)’’ to
read ‘‘720.3.’’
■ 20. Amend § 721.11777(b) by revising
the citations ‘‘720.3(w)’’ and ‘‘720.3(d)’’
to read ‘‘720.3.’’
PART 723–PREMANUFACTURE
NOTIFICATION EXEMPTIONS
21. The authority citation for part 723
continues to read as follows:
■
Authority: 15 U.S.C. 2604.
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22. Amend § 723.50 by:
a. Revising paragraphs (a)(1);
b. Adding paragraphs (b)(11) and (12);
c. Revising paragraphs (d);
d. Adding paragraphs (e)(2)(xiv);
e. Revising paragraphs (e)(3), (g),
(h)(2)(v), and (i); and
■ f. Adding paragraph and (p).
The revisions and additions read as
follows:
■
■
■
■
■
■
§ 723.50 Chemical substances
manufactured in quantities of 10,000
kilograms or less per year, and chemical
substances with low environmental
releases and human exposures.
(a) * * *
(1) This section grants an exemption
from the premanufacture notice
requirements of section 5(a)(1)(A)(i) of
the Toxic Substances Control Act (15
U.S.C. 2604(a)(1)(A)) for the
manufacture of:
*
*
*
*
*
(b) * * *
(11) PFAS or per- and poly-fluoroalkyl
substance means a chemical substance
that contains at least one of these three
structures:
(i) R–(CF2)–CF(R′)R″, where both the
CF2 and CF moieties are saturated
carbons;
(ii) R–CF2OCF2–R′, where R and R′
can either be F, O, or saturated carbons;
or
(iii) CF3C(CF3)R′R″, where R′ and R″
can either be F or saturated carbons.
(12) PBT chemical substance means a
chemical substance possessing
characteristics of persistence (P) in the
environment, accumulation in
biological organisms (bioaccumulation
(B)), and toxicity (T) resulting in
potential risks to humans and
ecosystems. For more information on
EPA’s Policy on new chemical
substances that are PBTs, see EPA’s
1999 policy statement (64 FR 60194,
November 4, 1999 (FRL–6097–7)).
*
*
*
*
*
(d) Chemical substances that cannot
be manufactured under this exemption.
A new chemical substance cannot be
manufactured under this section,
notwithstanding satisfaction of the
criterion of paragraph (c)(1) or (2) of this
section, if EPA determines, in
accordance with paragraph (g) of this
section, that the substance, any
reasonably anticipated metabolites,
environmental transformation products,
or byproducts of the substance, or any
reasonably anticipated impurities in the
substance, under anticipated conditions
of manufacture, processing, distribution
in commerce, use, or disposal of the
new chemical substance:
(1) May cause:
(i) Serious acute (lethal or sublethal)
effects;
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Fmt 4700
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(ii) Serious chronic (including
carcinogenic and teratogenic) effects; or
(ii) Significant environmental effects.
(2) Or is:
(i) A PFAS.
(ii) A PBT chemical substance with
anticipated environmental releases and
potentially unreasonable exposures to
humans or environmental organisms.
*
*
*
*
*
(e) * * *
(2) * * *
(xiv) Physical and chemical properties
and environmental fate characteristics
(§ 720.45(j)).
(3) Incomplete notices. EPA will
conduct a pre-screen of the notice,
typically taking 2–3 days and according
to the criteria under paragraph (e)(2) of
this section. If EPA concludes that the
notice is incomplete, EPA will notify
the submitter and the review period will
not begin. Once the submitter corrects
the errors or incomplete submission
according to the requirements provided
by EPA and re-submits the notice to
EPA, the review period will begin. If
EPA does not identify errors or
determine the notice to be incomplete
during screening, the review period will
begin on the date EPA received the
complete notice.
*
*
*
*
*
(g) Review period. (1) EPA will review
the notice submitted under paragraph
(e) of this section to determine whether
manufacture of the new chemical
substance is eligible for the exemption.
The review period will run for 30 days
from the date EPA receives a complete
notice. To provide additional time to
address any unresolved issues
concerning an exemption application,
the exemption applicant may, at any
time during the review period, request
a suspension of the review period
pursuant to the provisions of § 720.75(b)
of this chapter.
(2) No person submitting a notice
under paragraph (e) of this section may
manufacture the new chemical
substance until EPA notifies the
submitter that the new chemical
substance meets the terms of this
section.
(h) * * *
(2) * * *
(v) If the Agency determines that
manufacture of the new chemical
substance does not meet the terms of
this section and that the manufacturer
did not act with due diligence and in
good faith to meet the terms of this
section, the manufacturer must cease
any continuing manufacture,
processing, distribution in commerce,
and use of the new chemical substance
within 7 days of the written notification
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under paragraph (h)(2)(iii) of this
section. The manufacturer may not
resume manufacture, processing,
distribution in commerce, and use of the
new chemical substance until it submits
a notice under section 5(a)(1) of the Act
and part 720 of this chapter and EPA
has made one of the five determinations
as set forth in section 5(a)(3) of the Act
and taken the action required in
association with that determination.
*
*
*
*
*
(i) Additional information. If the
manufacturer of a new chemical
substance under the terms of this
exemption obtains test data or other
information indicating that the new
chemical substance may not qualify
under terms of this section, the
manufacturer must submit these data or
information to EPA within 15 working
days of receipt of the information. If,
during the notice review period
specified in paragraph (g) of this
section, the submitter obtains
possession, control, or knowledge of
new information that materially adds to,
changes, or otherwise makes
significantly more complete the
information included in the notice, the
submitter must submit that information
to EPA within ten days of receiving the
new information, but no later than five
days before the end of the applicable
review period. The new information
must be submitted electronically to EPA
via CDX and must clearly identify the
submitter and the exemption notice to
which the new information is related. If
the new information becomes available
during the last 5 days of the notice
review period, the submitter must
immediately inform its EPA contact for
that notice by telephone or e-mail and
submit the new information
electronically to EPA via CDX.
*
*
*
*
*
(p) Subject to a significant new use
rule or listed on TSCA Inventory. If a
significant new use rule is proposed or
finalized in part 721 of this chapter for
a chemical substance described by a
generic chemical name or if the specific
chemical identity of a chemical
substance is listed on the confidential
portion of the TSCA Inventory, EPA
may make reasonable efforts to notify
any persons who may also manufacture
the same chemical substance under the
terms of this section. A disclosure to a
person with an approved exemption
under this section that the chemical
substance is subject to a proposed or
final rule in part 721 of this chapter or
is listed on the confidential portion of
the TSCA Inventory will not be
considered public disclosure of
confidential business information under
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15:22 Dec 17, 2024
Jkt 265001
section 14 of the Act. The notification
will inform manufacturers subject to the
terms of this section that the chemical
substance is subject to a proposed or
final significant new use rule under
section 5(a)(2) of the Act or is listed on
the TSCA Inventory, and identify the
proposed or final section in subpart E of
part 721 of this chapter that pertains to
the chemical substance or the generic
name for that substance listed on the
public portion of the TSCA Inventory,
as applicable.
PART 725–REPORTING
REQUIREMENTS AND REVIEW
PROCESSES FOR MICROORGANISMS
23. The authority citation for part 725
continues to read as follows:
■
Authority: 15 U.S.C. 2604, 2607, 2613, and
2625.
24. Amend § 725.8(c)(1) by revising
the citation ‘‘720.3(e)’’ to read ‘‘720.3.’’
■ 25. Amend § 725.54 by revising
paragraphs (b)(1), (c) and (d) to read as
follows:
■
§ 725.54
Suspension of the review period.
*
*
*
*
*
(b)(1) Request for suspension. A
request for suspension may only be
submitted in a manner set forth in this
paragraph. The request for suspension
also may be made orally, including by
telephone, or in writing, including by email, to the submitter’s EPA contact for
that notice, subject to paragraph (c) of
this section.
*
*
*
*
*
(c) An oral or written request for
suspension may be granted by EPA for
a maximum of 30 days only. Requests
for longer suspension must only be
submitted in the manner set forth in
paragraph (b)(2) of this section.
(d) If the submitter has not made a
previous oral or written request, the
running of the applicable review period
is suspended as of the date of receipt of
the CDX submission by EPA.
■ 26. Amend § 725.60 by revising
paragraph (a)(1) to read as follows:
§ 725.60 Withdrawal of submission by the
submitter.
(a)(1) Withdrawal of notice by the
submitter. A submitter may withdraw a
notice during the applicable review
period by submitting a statement of
withdrawal in a manner set forth in this
paragraph. The withdrawal is effective
upon receipt of the CDX submission by
EPA.
*
*
*
*
*
■ 27. Amend § 725.170 by:
■ a. Revising paragraphs (a) and (b); and
■ b. Removing paragraph (c).
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Fmt 4700
Sfmt 4700
The revisions read as follows.
§ 725.170
EPA review of the MCAN.
*
*
*
*
*
(a) Length of the review period. The
MCAN review period specified in
section 5(a) of the Act runs for 90 days
from the date EPA receives a complete
MCAN, or the date EPA determines the
MCAN is complete under § 725.33,
unless the Agency extends the period
under section 5(c) of the Act and
§ 725.56.
(b) Determinations. (1) Within the
applicable review period, EPA will
make one of the following five
determinations on the microorganism,
as set forth in section 5(a)(3) of the Act:
(i) The microorganism presents an
unreasonable risk of injury to health or
the environment, as set forth in section
5(a)(3)(A) of the Act.
(ii) Information available to EPA is
insufficient to permit a reasoned
evaluation of the health and the
environmental effects of the
microorganism, as set forth in section
5(a)(3)(B)(i) of the Act.
(iii) In the absence of sufficient
information to permit EPA to make such
an evaluation, the microorganism may
present an unreasonable risk of injury to
health or the environment, as set forth
in section 5(a)(3)(B)(ii)(I) of the Act.
(iv) The microorganism is or will be
produced in substantial quantities, and
such substance either enters or may
reasonably be anticipated to enter the
environment in substantial quantities or
there is or may be significant or
substantial human exposure to the
substance, as set forth in section
5(a)(3)(B)(ii)(II) of the Act.
(v) The microorganism is not likely to
present an unreasonable risk of injury to
health or the environment, as set forth
in section 5(a)(3)(C) of the Act.
(2) EPA will take the following
actions required in association with the
determination.
(i) For determinations described in
paragraph (b)(1)(i) of this section, EPA
will issue the submitter an order to
prohibit or limit the manufacture,
processing, distribution in commerce,
use, or disposal of the microorganism,
or any combination of such activities, to
the extent necessary to protect against
an unreasonable risk of injury to health
or the environment, as set forth in
section 5(f) of the Act, or will issue a
proposed rule under section 6(a) of the
Act, as set forth in section 5(f) of the
Act.
(ii) For determinations described in
paragraphs (b)(1)(ii), (iii), or (iv), EPA
will issue the submitter an order to
prohibit or limit the manufacture,
processing, distribution in commerce,
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102800 Federal Register / Vol. 89, No. 243 / Wednesday, December 18, 2024 / Rules and Regulations
use, or disposal of the microorganism,
or any combination of such activities, to
the extent necessary to protect against
an unreasonable risk of injury to health
or the environment, as set forth in
section 5(e) of the Act. EPA may issue
an order under section 5(e) of the Act
that requires certain testing to be
conducted and presented to EPA after
the applicable review period has
concluded.
(iii) Following determinations
described in paragraph (b)(1)(v) of this
section, EPA will issue the submitter a
document containing EPA’s final
determination and will submit for
publication in the Federal Register a
statement of the finding, as set forth in
section 5(g) of the Act. Upon EPA’s
issuance of the determination
document, the submitter may
commence the manufacture of the
microorganism without waiting for the
end of the applicable review period.
(3) EPA may modify or revoke the
prohibitions and limitations in an order
issued under paragraph (b)(2)(i) or (ii) of
this section after the applicable review
period has ended if EPA receives
additional information, testing, studies,
or reports that EPA determines, upon
review, demonstrate that such
prohibitions or limitations are no longer
necessary to protect against an
unreasonable risk of injury to health or
the environment. Where such
information demonstrates that the
prohibitions or limitations of the order
are not sufficient to protect against an
unreasonable risk of injury to health or
the environment, EPA may modify the
order or take other action, as
appropriate, to the extent necessary to
protect against such risk.
(4) No person submitting an MCAN in
response to the requirements of this
subpart may manufacture a
microorganism subject to this subpart
until EPA has issued a determination in
accordance with paragraph (b)(1) of this
section and taken the associated action
required under paragraph (b)(2) of this
section.
*
*
*
*
*
khammond on DSK9W7S144PROD with RULES
PART 761—POLYCHLORINATED
BIPHENYLS (PCBs)
MANUFACTURING, PROCESSING,
DISTRIBUTION IN COMMERCE, AND
USE PROHIBITIONS
28. The authority citation for part 761
continues to read as follows:
■
Authority: 15 U.S.C. 2605, 2607, 2611,
2614, and 2616.
29. In § 761.3 amend the definition for
‘‘Importer’’ by removing the citation
■
VerDate Sep<11>2014
15:22 Dec 17, 2024
Jkt 265001
copy of this document may also be
downloaded from the Office of the
Federal Register’s website at
www.federalregister.gov and the
[FR Doc. 2024–28870 Filed 12–17–24; 8:45 am]
Government Publishing Office’s website
BILLING CODE 6560–50–P
at www.GovInfo.gov.
SUPPLEMENTARY INFORMATION: The
DEPARTMENT OF TRANSPORTATION Americans with Disabilities Act (ADA)
directs the Architectural and
Office of the Secretary
Transportation Barriers Compliance
Board (U.S. Access Board, or the Board)
49 CFR Part 37
to issue minimum guidelines for
accessible design to guide the U.S.
[Docket No. DOT–OST–2024–0090]
Department of Justice (DOJ) and the U.S.
RIN 2105–AF05
Department of Transportation (DOT) in
the development of ADA accessibility
Transportation for Individuals With
standards. See 42 U.S.C. 12204(a). On
Disabilities; Adoption of Accessibility
August 8, 2023, the Board issued its
Standards for Pedestrian Facilities in
final rule on Public Rights-of-Way
the Public Right-of-Way
Accessibility Guidelines (PROWAG).
(88 FR 53604).
AGENCY: Office of the Secretary (OST),
Title II of the ADA sets forth
U.S. Department of Transportation (DOT
accessibility requirements applicable to
or the Department).
public entities. Under Title II, Part B,
ACTION: Final rule.
DOT is authorized to implement the
SUMMARY: The Department of
ADA relating to nondiscrimination in
Transportation (DOT or the Department) the provision of public transportation
is amending its Americans with
services. See 42 U.S.C. 12149(a). The
Disabilities Act regulations to adopt,
ADA directs DOT to adopt standards for
without modification, the Architectural
accessible public transportation
and Transportation Barriers Compliance facilities that are ‘‘consistent with’’ final
Board’s Accessibility Guidelines for
minimum accessibility guidelines
Pedestrian Facilities in the Public Right- issued by the Board. Id. at section
of-Way (PROWAG) as DOT’s regulatory
12149(b). Similarly, Title III of the ADA
standards for new construction and
directs DOT to adopt regulations
alterations of transit stops in the public
implementing the transportation
right-of-way.
provisions of Title III, applicable to
DATES: This rule is effective January 17,
private entities that provide specified
2025.
public transportation services and
provides that any standards adopted
FOR FURTHER INFORMATION CONTACT: For
under such regulations must be
general questions, Holly Ceasar-Fox,
‘‘consistent with’’ final minimum
Office of the General Counsel, U.S.
accessibility guidelines adopted by the
Department of Transportation, (202)
366–7420, holly.ceasarfox@dot.gov. For Access Board. Id. at sections 12186(a),
(c).
legal questions related to PROWAG,
Under these authorities, DOT issued a
James T. Esselman, Office of Chief
notice of proposed rulemaking (NPRM)
Counsel, Federal Highway
to adopt the PROWAG into DOT’s ADA
Administration, (202) 366–6181,
regulations on August 22, 2024 (89 FR
james.esselman@dot.gov. For legal
67922). The NPRM proposed to adopt
questions related to transit, Diane
the entirety of the PROWAG into DOT’s
Alexander, Office of Chief Counsel,
ADA regulations but noted that DOT’s
Federal Transit Administration, (202)
366–3101, diane.alexander@dot.gov. For independent regulatory authority under
the ADA extends only to the
questions related to intercity or highaccessibility of public transportation
speed rail, Linda Martin, Federal
Railroad Administration, Office of Chief facilities. See 42 U.S.C. 12149(a),
Counsel, 202–689–9408, Linda.Martin@ 12186(a), (c). As a result, the NPRM
proposed that in adopting the PROWAG
dot.gov.
into DOT’s ADA regulations, DOT will
Electronic Access and Filing: This
apply only those provisions applicable
document, the notice of proposed
to new construction and alterations of
rulemaking (NPRM), all comments
transit stops in the public right-of-way.
received, and all background material
PROWAG R210 requires transit stops
may be viewed online at
and transit shelters to comply with
www.regulations.gov using the docket
number listed above. Electronic retrieval technical requirements set forth in
help and guidelines are available on the PROWAG R309. Elements required to be
accessible under PROWAG R309
website. It is available 24 hours each
include the boarding and alighting area
day, 365 days each year. An electronic
‘‘§ 720.3(l)’’ and adding in its place
‘‘§ 720.3.’’
*
*
*
*
*
PO 00000
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Fmt 4700
Sfmt 4700
E:\FR\FM\18DER1.SGM
18DER1
Agencies
[Federal Register Volume 89, Number 243 (Wednesday, December 18, 2024)]
[Rules and Regulations]
[Pages 102773-102800]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-28870]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 68, 372, 703, 720, 721, 723, 725, and 761
[EPA-HQ-OPPT-2022-0902; FRL-7906-02-OCSPP]
RIN 2070-AK65
Updates to New Chemicals Regulations Under the Toxic Substances
Control Act (TSCA)
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA or the Agency) is
amending the new chemicals procedural regulations under the Toxic
Substances Control Act (TSCA). These amendments align the regulatory
text with the amendments to TSCA's new chemicals review provisions
contained in the Frank R. Lautenberg Chemical Safety for the 21st
Century Act, enacted on June 22, 2016, will improve the efficiency of
EPA's review processes, and update the regulations based on existing
policies and experience implementing the New Chemicals Program. This
final rule includes amendments that will increase the quality of
information initially submitted in new chemicals notices and improve
the Agency's processes for timely, effective completion of individual
risk assessments and the new chemicals review process overall. EPA is
also finalizing several amendments to the regulations for low volume
exemptions (LVEs) and low release and exposure exemptions (LoREXs),
which will require EPA approval of an exemption notice prior to
commencement of manufacture, make per- and polyfluoroalkyl substances
(PFAS) categorically ineligible for these exemptions, and provide that
certain persistent, bioaccumulative, toxic (PBT) chemical substances
are ineligible for these exemptions.
DATES: This final rule is effective January 17, 2025.
ADDRESSES: The docket for this action, identified by docket
identification (ID) number EPA-HQ-OPPT-2022-0902, is available online
at https://www.regulations.gov. Additional instructions for visiting
the docket, along with more information about dockets generally, is
available at https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: For technical information contact:
Tyler Lloyd, New Chemicals Division (7405M), Office of Pollution
Prevention and Toxics, Environmental Protection Agency, 1200
Pennsylvania Ave. NW, Washington, DC 20460-0001; telephone number:
(202) 564-4016; e-mail address: [email protected].
For general information contact: The TSCA-Hotline, ABVI-Goodwill,
422 South Clinton Ave., Rochester, NY 14620; telephone number: (202)
554-1404; e-mail address: [email protected].
SUPPLEMENTARY INFORMATION:
I. Executive Summary
A. Does this action apply to me?
You may be potentially affected by this action if you intend to
manufacture a new chemical substance, or manufacture or process a
chemical substance for a significant new use. The following list of
North American Industrial Classification System (NAICS) codes is not
intended to be exhaustive, but rather provides a guide to help readers
determine whether this document applies to them. Potentially affected
entities may include:
Chemical Manufacturers (NAICS code 325).
Petroleum and Coal Products (NAICS code 324).
Merchant Wholesalers, Nondurable Goods (NAICS code 424).
This list details the types of entities that EPA is aware could
potentially be regulated by this action. Other types of entities not
listed could also be regulated. To determine whether your entity is
regulated by this action, you should carefully examine the
applicability criteria found in 40 CFR 720.22, 721.5, 723.50, and
725.1. If you have questions regarding the applicability of this
action, please consult the technical person listed under FOR FURTHER
INFORMATION CONTACT.
B. What is the Agency's authority for taking this action?
EPA is promulgating this rule pursuant to its authority in TSCA
section 5 (15 U.S.C. 2604). Section 5(a)(1) of the Toxic Substances
Control Act (TSCA), 15 U.S.C. 2604(a)(1), as amended by the Frank R.
Lautenberg Chemical Safety for the 21st Century Act of 2016 (Pub. L.
114-182) (herein referred to as the ``2016 Lautenberg
[[Page 102774]]
Amendments''), provides that no person, as defined at 40 CFR 720.3, may
manufacture (which includes import under TSCA) a new chemical substance
or manufacture or process a chemical substance for a use which EPA has
determined is a significant new use, unless at least 90 days prior to
such manufacture or processing that person submits a notice to EPA
containing the information required by TSCA section 5(d). EPA must
conduct a review of the notice, make one of five possible
determinations pertaining to the likelihood of unreasonable risk of
injury to health or the environment, and take any actions required as a
result of that determination, all within the applicable review period.
The submitted notice must include the information described in TSCA
section 5(d)(1): insofar as known to the submitter or reasonably
ascertainable, information described in certain provisions of TSCA
section 8(a)(2) (e.g., chemical identity, use, and exposure
information); in the form and manner prescribed by EPA, information in
the possession or control of the submitter related to the health or
environmental effects of the chemical substance; and a description of
any other information concerning the environmental and health effects
of the chemical substance, insofar as known to the submitter or
reasonably ascertainable.
C. What action is the Agency taking?
EPA is promulgating amendments to the procedural regulations at 40
CFR parts 720, 721, and 725 to align with the requirements in TSCA
section 5, as amended by the 2016 Lautenberg Amendments, and to make
additional updates. EPA is amending the regulations to specify that EPA
must make a determination on each Pre-Manufacture Notice (PMN),
Significant New Use Notice (SNUN), and Microbial Commercial Activity
Notice (MCAN) received before the submitter may commence manufacturing
or processing of the chemical substance that is the subject of the
notice, and to list the five possible determinations and the actions
required in association with those determinations. In addition, EPA is
finalizing amendments that will clarify the level of detail expected
for the information that a submitter is required to include in a PMN,
SNUN, or exemption notice in order for the notice to be considered
complete. EPA is also finalizing amendments to the procedures for
reviewing PMNs and SNUNs; specifically, procedures for addressing PMNs
and SNUNs that have errors or are incomplete or that are amended during
the applicable review period. Additionally, EPA is finalizing several
amendments to the regulations at 40 CFR 723.50 for LVEs and LoREXs.
These amendments would require EPA approval of an exemption notice
before the submitter may commence manufacture, allow EPA to inform an
LVE or LoREX holder when the chemical substance that is the subject of
the exemption becomes subject to a significant new use rule (SNUR)
under TSCA and the chemical identity is confidential, make PFAS
categorically ineligible for these exemptions, and make certain PBTs
ineligible for these exemptions. Finally, EPA is amending the
regulations pertaining to suspensions for all TSCA section 5 notices to
allow submitters to request suspensions for up to 30 days via oral or
e-mail request. This final rule takes into consideration comments
received on the proposed rule (88 FR 34100, May 26, 2023 (FRL-7906-01-
OCSPP)). Details on the final rule requirements, including
modifications from the proposal, are explained in Unit III.
D. Why is the Agency taking this action?
Under amended TSCA, EPA must review all notices submitted under
TSCA section 5(a)(1) and make a determination pertaining to the risks
of new chemical substances or significant new uses of chemical
substances described in such notices before they can proceed to the
marketplace. Before the 2016 Lautenberg Amendments, TSCA allowed the
PMN or SNUN submitter to commence manufacturing or processing upon
expiration of the review period unless EPA made an affirmative finding
of unreasonable risk. Under amended TSCA, EPA must review all notices
submitted under TSCA section 5(a)(1) and make a determination
pertaining to the risks of every new chemical substance or significant
new use of a chemical substance described in such notices before they
can proceed to the marketplace. To reflect and better meet these
requirements, EPA is amending the procedural regulations codified at 40
CFR parts 720, 721, and 725 and making additional updates based on
existing policies or lessons learned from administering the New
Chemicals Program since TSCA was amended in 2016.
EPA is also finalizing amendments that will clarify the information
that is required to be included in PMNs, SNUNs, and exemption notices
to reduce the need to redo all or part of the risk assessment
(``rework'') due to late submissions of information. This action is
expected to reduce rework of risk assessments by minimizing requests
from submitters to amend their PMNs, SNUNs, or exemption notices with
additional information after the review period has commenced. The
Agency is also finalizing amendments to make clear the procedures that
will be employed if submitters amend their PMNs or SNUNs during the
applicable review period.
EPA is amending the regulations for LVEs and LoREXs so that
submitters may not commence manufacture until EPA has issued a decision
for the exemption notice, to better ensure that manufacture under LVEs
and LoREXs will not present an unreasonable risk. Additionally, EPA is
promulgating amendments that allow the Agency to notify submitters if a
chemical substance for which they hold an LVE or LoREX is or becomes
subject to a proposed or final SNUR and the chemical identity is
confidential, so that chemical manufacturers are made aware that they
may be subject to additional TSCA requirements. EPA is also finalizing
amendments to make PFAS categorically ineligible for an LVE or LoREX,
which would ensure that all new PFAS are reviewed through the full PMN
process. In addition, EPA is making certain PBTs ineligible for these
exemptions, to better manage risks associated with PBT chemical
substances that have anticipated environmental releases and potentially
unreasonable exposures to humans or environmental organisms.
Lastly, EPA is promulgating amendments that will allow informal
(oral or e-mail) requests for review period suspensions of up to 30
days to reduce the number of repeated requests for 15-day suspensions,
because EPA believes that e-mail may be more expedient than oral
communication for many submitters.
E. What are the estimated incremental impacts of this action?
EPA has evaluated the costs and benefits of this rulemaking and
provided an Economic Analysis (EA) of the potential impacts associated
with this rule, titled ``Economic Analysis for the Final Rule: Updates
to New Chemicals Regulations under the Toxic Substances Control Act''
(Ref. 1), which is available in the docket and briefly summarized here.
The benefits of the rule include increased efficiency in both the
submission and review processes for notices submitted through the PMN
form. The changes under this rule would clarify the information
requirements on the PMN form in the Agency's Central Data Exchange
(CDX) to make more transparent the level of detail that EPA needs in
order to make
[[Page 102775]]
a reasoned evaluation. As submitters provide more complete information
in their initial submissions, the changes under this rule are expected
to reduce the frequency with which PMNs, SNUNs, and exemption notices
are amended with additional information and the amount of rework of
risk assessments that the Agency conducts following such amendments.
In addition, the more detailed and comprehensive 90-day review
afforded to PMNs allows EPA to make a more informed hazard
determination for PFAS, leading to improvement in the expected outcome
of these decisions. More informed decision making about a PFAS's
potential risks is likely to result in a reduction in the cost of risk-
based decision making about the PFAS, and an improvement in the
expected outcome of the decisions.
As a result of the changes presented in this rule, the total annual
burden to industry is expected to decrease by approximately 4,528
hours, while total annual costs to industry submitters are expected to
have a net increase of approximately $203,150. The Agency is expected
to experience an annual cost savings of approximately $1,117,132.
II. Background
A. What did EPA propose?
On May 26, 2023 (88 FR 34100; FRL-7906-01-OCSPP), EPA proposed
amendments intended to align the regulatory text with the amendments to
TSCA's new chemicals review provisions contained in the 2016 Lautenberg
Amendments, to improve the efficiency of EPA's review processes, and
update the regulations based on existing policies and experience
implementing the New Chemicals Program. Additionally, the proposal
included amendments that would reduce the need to redo all or part of a
risk assessment by improving information initially submitted in new
chemicals notices, which should also help reduce the length of time
that new chemicals notices are under review. EPA also proposed several
amendments to the regulations for LVEs and LoREXs, which included
requiring EPA approval of an exemption notice prior to commencement of
manufacture, making PFAS categorically ineligible for these exemptions,
and providing that certain PBT chemical substances would be made
ineligible for these exemptions, consistent with EPA's 1999 PBT policy.
Lastly, the proposal included amendments related to the suspension of
the review period.
B. How did the 2016 Lautenberg Amendments change TSCA section 5?
As enacted in 1976, TSCA provided EPA with authority to require
reporting, recordkeeping, and testing, and to issue restrictions
relating to chemical substances and/or mixtures. TSCA section 5(a)(1)
required that a person submit to EPA a notice at least 90 days before
commencing manufacture of a new chemical substance or manufacture or
processing of a chemical substance for a use which EPA determined to be
a significant new use. Under the 1976 law, EPA was not obligated to
make a determination or finding regarding unreasonable risk for each
notice submitted under TSCA section 5(a)(1). EPA's obligations with
respect to making determinations on notices submitted under TSCA
section 5(a)(1) fundamentally changed with the passage of the 2016
Lautenberg Amendments. The 2016 Lautenberg Amendments added a new
paragraph to TSCA at section 5(a)(3) titled ``Review and
Determination,'' under which EPA must review and make one of five
determinations pertaining to the likelihood of risk on all notices
received under TSCA section 5(a)(1), which include PMNs, SNUNs and
MCANs, within the applicable review period. EPA's obligation to take
action after making a determination on a notice submitted under TSCA
section 5(a)(1) also changed with the passage of the 2016 Lautenberg
Amendments.
The 2016 Lautenberg Amendments require EPA to review each notice
submitted under TSCA section 5(a)(1), make a determination on that
notice, and take the action required in association with that
determination within the applicable review period. Under TSCA section
5(i)(3), the ``applicable review period'' means 90 days from the date
EPA receives a notice under TSCA section 5(a)(1), or up to 180 days
from that date if EPA extends the applicable review period according to
the provisions in TSCA section 5(c). The 2016 Lautenberg Amendments
also added a new paragraph at TSCA section 5(a)(4) explaining that a
failure by EPA to render a determination within the applicable review
period would not relieve EPA of any requirement to make such
determination, but would, with certain exceptions, result in a fee
refund to the notice submitter.
TSCA section 5(h) was not significantly amended by the 2016
Lautenberg Amendments. TSCA section 5(h) provides EPA the authority to
exempt a person from certain TSCA section 5 requirements under certain
situations. EPA developed the current LVE and LoREX regulations in 1995
pursuant to TSCA section 5(h)(4) (60 FR 16336, March 29, 1995). See
Unit II. of the May 26, 2023, proposed rule (88 FR 34100) for further
discussion of the 2016 Lautenberg Amendments.
C. How are the new chemicals regulations structured?
EPA's regulations related to TSCA section 5 are codified in Title
40, Chapter I, Subchapter R of the Code of Federal Regulations (CFR).
They include:
Regulations pertaining to PMNs, which are codified at 40
CFR part 720;
Regulations pertaining to SNUNs, which are codified at 40
CFR part 721;
Regulations pertaining to certain exemptions, which are
codified at 40 CFR part 723; and
Regulations pertaining to MCANs and microorganism-related
exemptions, which are codified at 40 CFR part 725.
The information requirements codified for PMNs in 40 CFR 720.45
generally also apply to SNUNs under 40 CFR part 721 (see 40 CFR
721.1(c) and 721.25(a), which cross-reference 40 CFR part 720) and to
LVEs and LoREXs submitted under 40 CFR 723.50 (see 40 CFR 723.50(e)(2),
which cross-references 40 CFR 720.45). As a result, the amendments to
the requirements in 40 CFR 720.45 apply to PMNs and also to SNUNs,
LVEs, and LoREXs. The review procedures for PMNs codified in 40 CFR
part 720 generally also apply to SNUNs under 40 CFR part 721 (see 40
CFR 721.25(c)) but not to exemptions under 40 CFR part 723, so the
amendments to the part 720 review procedures promulgated by this action
apply to PMNs and SNUNs but not to such exemptions. Neither the
information requirements nor the review procedures in 40 CFR part 720
apply to MCANs or microorganism-related exemptions under 40 CFR part
725, so EPA is also finalizing certain amendments to the MCAN and
microorganism-related exemption regulations at 40 CFR part 725.
D. Did EPA receive public comments on the proposed rule?
EPA received 51 public comments on the proposed rule. Commenters
included potentially affected businesses, trade associations,
environmental and public health advocacy groups, unions, and other
Federal agencies. In this preamble, EPA has responded to many of the
significant comments on the proposed rule; however, the more
comprehensive version of EPA's response to comments for this rulemaking
can be found in the Response to Comments document (Ref.
[[Page 102776]]
2). The Response to Comments document summarizes all the comments
relevant to the proposal and EPA's response to those comments. In the
Response to Comments document, EPA also discusses any changes to and
clarifications from the proposed rule made in this final rule.
III. Overview of the Final Rule
This final rule is based on the May 26, 2023, proposed rule (88 FR
34100) and in consideration of the public comments received on the
proposed rule.
A. Amendments To Conform Regulations to 2016 Lautenberg Amendments
EPA is amending the PMN procedural regulations at 40 CFR part 720
to align them with the notice review and determination requirements in
TSCA section 5, as amended by the 2016 Lautenberg Amendments. These
procedural regulations also generally apply to SNUNs under 40 CFR part
721 (see 40 CFR 721.1(c) and 721.25(c)). EPA is also promulgating
similar changes to the MCAN procedural regulations at 40 CFR part 725
to align them with the same notice review and determination
requirements added by the 2016 Lautenberg Amendments. EPA has been
implementing the amended statutory requirements but, prior to this
rulemaking, had not yet codified these updates into the new chemicals
procedural regulations. The amendments specify that EPA must make a
determination on each PMN, SNUN, and MCAN received before the submitter
may commence manufacturing (which includes importing) or processing and
lists the five possible determinations and the actions required in
association with those determinations. EPA is also adding definitions
for new terms and to update existing terminology introduced by the 2016
Lautenberg Amendments.
1. Commencement of Manufacture or Processing
As proposed, EPA is finalizing amendments at 40 CFR 720.75(d) by
removing outdated language allowing the submitter to commence
manufacture of a chemical substance when the review period expires and
adding new language specifying that EPA must issue a determination and
take any required action on each PMN before manufacture may commence.
EPA is also finalizing an amendment to 40 CFR 721.25(d) to state that
any person submitting a SNUN shall not manufacture or process a
chemical substance for a significant new use until EPA has issued a
determination with respect to the significant new use and taken the
actions required in association with that determination. Likewise, EPA
is finalizing an amendment at 40 CFR 725.170(b) and (c) by removing
similar outdated language allowing the submitter to commence
manufacture of a new microorganism or manufacture or processing of a
microorganism for a significant new use when the review period expires
and adding new language specifying that EPA must issue a determination
and take any required action on each MCAN before manufacture or
processing may commence.
Some comments on the proposal challenged the EPA's description of
how the New Chemicals Program operated prior to the passage of the 2016
Lautenberg Amendments and suggested that the 2016 Lautenberg Amendments
had only minor impacts on the Program. EPA disagrees with these
comments, as prior to the 2016 Lautenberg Amendments, EPA was not
required to conduct a review of and issue a determination for every
notice. Following the 2016 Lautenberg Amendments, EPA must review all
notices submitted under TSCA section 5(a)(1) and make a determination
pertaining to the risks of a new chemical or significant new use of an
existing chemical before it is allowed into the marketplace. For a
detailed response to these and other comments, please see the Response
to Comments document (Ref. 2).
2. Required Determinations and Associated Actions
As proposed, EPA is finalizing amendments at 40 CFR 720.75(d) and
725.170 by listing the five possible determinations that EPA must make
for each PMN, SNUN, or MCAN it receives. EPA is also finalizing
amendments to 40 CFR 720.75(d) and 725.170(b) to describe the actions
that EPA must take in association with its determination for a PMN,
SNUN, or MCAN. EPA is codifying those actions, which EPA has been
implementing, as applicable, for every PMN, SNUN, and MCAN since the
2016 Lautenberg Amendments, to be clear about EPA's review process to
the public.
After EPA issues an order under TSCA section 5(e) or (f) and the
applicable review period concludes, the submitter may submit studies,
tests, reports, or other additional information. If EPA concludes from
an assessment of the additional information that one or more of the
prohibitions or limitations contained in the order are no longer
necessary to protect against an unreasonable risk of injury to health
or the environment, EPA may modify or revoke the prohibitions or
limitations of the order. If EPA determines that none of the order
terms are warranted after assessment of the additional information, EPA
may revoke all the requirements of the order.
Several comments on the proposed rule asserted that EPA not only
has the authority to revoke or lessen restrictions in an order after it
has been issued, but also can and must strengthen protections in an
order based on new information received on a chemical substance that
demonstrates the order is insufficient to protect against unreasonable
risk. The commenters further urged EPA to clarify that an order may be
modified based on new information obtained from any source, not solely
the submitter. EPA agrees with these commenters and a detailed response
is available in the Response to Comments document (Ref. 2). Upon
consideration of these comments, EPA is modifying the proposed
amendments at 40 CFR 720.75(d)(3) and 725.170(b)(3) to clarify that new
information may be received from any source, and to add that where such
information demonstrates that the prohibitions or limitations of the
order are not sufficient to protect against an unreasonable risk of
injury to health or the environment, EPA may modify the order or take
other action, as appropriate, to the extent necessary to protect
against such risk.
3. Other Updates
As proposed, EPA is finalizing amendments to the regulation that
will replace the undefined terms ``notice period,'' ``notification
period,'' ``statutory review period,'' and ``notice review period''
with the term ``applicable review period'' throughout 40 CFR part 720
to conform to the new terminology in TSCA section 5 added by the 2016
Lautenberg Amendments. EPA is also finalizing an amendment to add, as
proposed, a definition for ``applicable review period'' to 40 CFR
720.3, which EPA would define as the period starting on the date EPA
receives a complete notice under section 5(a)(1) of the Act and ending
90 days after that date or on such date as is provided for in sections
5(b)(1) or 5(c) of the Act. In response to the proposed amendment
adding a definition for ``applicable review period,'' commenters
expressed difficulty in determining what EPA considers to be a complete
notice and requested that the Agency clearly define what constitutes a
notice that is ``complete.'' EPA considers a complete notice to be a
notice that meets all the procedural requirements indicated in
720.65(c)(1) (e.g. a notice that includes
[[Page 102777]]
a company signature, is submitted via CDX, includes a second copy of
the submission with all confidential information deleted, includes the
payment identity number, etc.) and includes all required information
that is known to or reasonably ascertainable by the submitter, as
described in 720.45 and 720.50. A submission that fails to meet the
statutory information requirements is incomplete, and EPA is justified
in refusing to review the notice until the information is received. In
the Response to Comments document (Ref. 2), EPA discusses in more
detail the longstanding definition of ``known to or reasonably
ascertainable by'' and its application in specific contexts.
After considering the comments, EPA is finalizing an amendment to
add a definition for ``potentially exposed or susceptible
subpopulation'' (PESS) to 40 CFR 720.3. For this rule, EPA is defining
``potentially exposed or susceptible subpopulation'' as proposed and
using the same definition that was proposed and finalized as part of
the rulemaking entitled ``Procedures for Chemical Risk Evaluation under
the Toxic Substances Control Act (TSCA)'' (89 FR 37028, May 3, 2024
(FRL-8529-02-OCSPP)).
As a primary matter, the inclusion of ``overburdened communities''
in the list of example subpopulations in this definition is not itself
a determination. Rather, it is an example of a subpopulation that EPA
may identify as a PESS in future risk assessments, and it is reflective
of the reality that, in addition to groups like children and pregnant
women, there are communities of people that may experience
disproportionate environmental risks from chemicals due to greater
exposure or susceptibility to environmental and health harms.
EPA proposed to add a regulatory definition of PESS that includes
the term ``overburdened communities'' in the list of example
subpopulations. This term, which is an addition to the examples
provided in the statutory definition of PESS at TSCA section 3(12),
reflects the Agency's understanding and acknowledgment that a chemical
substance may disproportionately expose and/or may disproportionately
impact communities already experiencing disproportionate and adverse
human health or environmental burdens. Such disproportionality can be
as a result of greater exposure or vulnerability to environmental
hazards, lack of opportunity for public participation, or other
factors. Increased exposure or vulnerability may be attributable to an
accumulation of negative or lack of positive environmental, health,
economic, or social conditions within these populations or places. The
term describes situations where multiple factors, including both
environmental and socio-economic stressors, may act cumulatively to
impact health and the environment and contribute to persistent
environmental health disparities. These situations may apply to
communities with environmental justice concerns.
While some commenters on the proposed rule objected to the
inclusion of ``overburdened communities,'' EPA believes that it is
appropriate to include ``overburdened communities'' as an example
subpopulation in the definition of PESS. Congress' inclusion of ``such
as'' in the statutory definition provides EPA with clear discretion to
go beyond the statute's list of examples. EPA further disagrees that
this addition is substantively changing the criteria for identification
of PESS (i.e., greater exposure or susceptibility and greater risk than
general population).
EPA does not believe it is necessary to define ``overburdened
communities'' as part of this rule. In the same way that EPA considers
whether children or workers or the elderly are a PESS in the context of
a specific risk assessment, EPA will look to whether ``overburdened
communities'' may become subject to exposure or could be more
susceptible than the general population. EPA does not intend for this
term to be confined to a location or geographic proximity but would use
reasonably available information for each new chemical substance or
significant new use to determine the inclusion of specific communities.
Those who could potentially experience ``greater exposure'' could
include individuals or communities that would experience higher levels
of exposure to a chemical substance due to geography (e.g., fenceline
communities in close proximity to facilities that could emit air
pollutants or living near potential effluent releases to water), unique
exposure pathways that differ from those of the general population
(e.g., Tribal communities where reliance on subsistence fishing may
result in increased exposure via ingestion), and/or aggregate exposure
via multiple conditions of use (e.g., a worker potentially exposed to
the chemical substance who also lives in close proximity to the
facility that may also release the chemical substance through air
emissions).
In making these additions to 40 CFR 720.3, EPA is also revising the
overall format used to list the definitions in 40 CFR 720.3, by
removing the designations for each definition and adopting the
alphabetical listing approach consistent with the recommendation of the
Office of the Federal Register (OFR). See page 2-27 of the OFR's
Document Drafting Handbook, August 2018 Edition (Revision 2.1, dated
October 2023), https://www.archives.gov/federal-register/write/ddh/.
Specifically, EPA is using the revise and republish instructions in the
regulatory text of this final rule to reflect the addition of the two
definitions and the adoption of the recommended undesignated
alphabetical listing format for this definition section. This change
also requires corresponding technical corrections to the citation in
several other regulations. The existing definitions and these other
regulations are otherwise unchanged. Conforming edits to remove the
designations for the definitions in 40 CFR 720.3 are being made to 40
CFR 68.115, 372.38, 703.3, and 761.3.
EPA is also promulgating an update to 40 CFR 720.70(b) by revising
paragraph (b)(3). Some commenters opposed EPA's proposal to remove the
regulatory-only requirement in 40 CFR 720.70(b)(3) to publish a list of
test data submitted in accordance with 40 CFR 720.50(a) in the TSCA
section 5(d)(2) notice of receipt. EPA disagrees with these comments.
As EPA explained in the preamble to the proposed rule (88 FR 34100, May
26, 2023), the Agency believes that its objective of providing such
information to the public is now better achieved through ChemView than
through publication in the Federal Register. Through ChemView, the
Agency currently makes the section 5 notice, including test data
submitted with it, publicly available generally within 5 business days
of receipt, subject to confidentiality protections. EPA is finalizing
the change to 720.70(b)(3) as proposed. For additional response to the
comments received on the amendments to 40 CFR 720.70(b)(3), see the
Response to Comments document (Ref. 2).
B. Amendments Related to Notice Information Requirements
EPA is promulgating amendments to the notice information
requirements at 40 CFR 720.45, as well as corresponding changes to the
PMN form in CDX, to clarify the level of detail expected for
information that must be submitted to EPA in PMN, SNUN, and certain
exemption notices. EPA is finalizing these amendments largely as
proposed, with most changes representing minor clarifications to the
proposed regulatory text in response to the comments.
[[Page 102778]]
1. Background
A notice submitted under TSCA section 5(a)(1) must include the
information described in TSCA section 5(d)(1): (1) insofar as known to
the submitter or reasonably ascertainable, information described in
certain provisions of TSCA section 8(a)(2); (2) in the form and manner
prescribed by EPA, information in the possession or control of the
submitter related to the health or environmental effects of any
manufacture, processing, distribution in commerce, use, or disposal of
the chemical substance or any article containing such substance; and
(3) a description of any other information concerning the environmental
and health effects of the chemical substance, insofar as known to the
submitter or reasonably ascertainable. EPA has promulgated regulations
detailing these information requirements in 40 CFR 720.45 and 720.50.
EPA has developed an application form in CDX to collect such
information from submitters. The user guide for CDX is listed in the
references section of this final rule and can be found in the docket
(Ref. 3). This form is prescribed by EPA for submission of PMNs, SNUNs,
LVEs, LoREXs, and test marketing exemption (TME) applications. In this
preamble, EPA refers to the form as the ``PMN form'' for simplicity,
but the changes outlined in this section would impact the other types
of notices that use the same form (i.e., PMNs, SNUNs, LVEs, LoREXs, and
TMEs).
EPA has observed that most section 5 notices do not contain all
required information at the level of detail that EPA needs to perform
refined risk assessments. As described in the preamble of the proposed
rule, these deficiencies frequently result in EPA using conservative
assumptions in its risk assessments due to lack of available data,
which can create delays in the timeline for case completion,
particularly when submitters provide information to EPA late in a
case's review in response to risk estimates stemming from the lack of
available data. In recent years, EPA has issued guidance documents
(Ref. 3 and 4), established pre-screen processes for incoming cases,
and conducted outreach efforts (Ref. 5) to make clearer to submitters
the level of detail necessary for timely review of their chemicals, as
well as to minimize the need for costly rework of case assessment
materials. EPA believes that amending the notice information
requirements at 40 CFR 720.45 to specify the level of detail needed, as
well as building that additional detail into the CDX user interface,
will help submitters provide more detailed section 5 notices and help
to minimize the need for EPA to use default values and conservative
assumptions in its risk assessments due to the lack of available data.
Therefore, EPA is finalizing the amendments to the notice information
requirements at 40 CFR 720.45 as well as the corresponding changes to
the PMN form in CDX largely as described in the proposed rule.
2. Changes to 40 CFR 720.45, 40 CFR 720.50, and the PMN Form
EPA is amending 40 CFR 720.45 and the PMN form in CDX to clarify
the information requirements for a notice. Specifically, EPA is adding
details to certain information requirements already contained in 40 CFR
720.45. EPA is also adding additional reporting fields to the PMN form
to reflect these details. In this action, EPA is adding these details
as separate, unique information requirements in 40 CFR 720.45 and
making corresponding changes to the PMN form to clarify the level of
detail needed for EPA's review of section 5 notices and to ensure that
the fields in the PMN form are consistent with the regulations. In some
cases, information requested in the PMN form is not clearly required in
the 720.45 regulations, so EPA is adding those details to 40 CFR 720.45
to ensure that the regulations and PMN form are as consistent as
possible. Although EPA is finalizing these amendments largely as they
were described in the proposed rule, changes, mostly to improve
clarity, have been made to some amendments in response to comments
received by EPA. In response to comments, EPA is also finalizing
additional amendments to the regulations at 720.45 and 720.50, as well
as to the PMN form in CDX, that further add clarity and better align
the PMN form with the regulations. See Ref. 6, which includes tables
that detail the changes that are being made to 40 CFR 720.45, 720.50,
and the CDX interface per this final rule. Additionally, EPA has
amended 40 CFR 723.50(e) to update a cross-reference to 40 CFR 720.45
based on the amendments made in this rule.
Consistent with TSCA section 5(d)(1), for all information
requirements under 40 CFR 720.45, submitters are only required to
provide information to the extent that it is known to or reasonably
ascertainable by the submitter, as defined at 40 CFR 720.3. Under the
amendments to 40 CFR 720.45, a submitter is required to include in the
PMN form the detailed information finalized in this action, along with
all other information already required, to the extent the information
is known to or reasonably ascertainable by the submitter. This is an
important point because a submitter may not know or be able to
reasonably ascertain certain details about the chemical substance that
is the subject of the notice, such as details about manufacturing,
processing, or use sites not controlled by the submitter. In those
situations, EPA will make conservative assumptions and use default
values for any information that is not known to or reasonably
ascertainable by the submitter and therefore not provided in the PMN
form.
Based on a public comment, EPA is adding language to 720.50(c) to
clarify that submitters can submit additional information not otherwise
required by 720.50(a)-(b) to facilitate EPA's review of the notice.
a. Physical and Chemical Properties and Environmental Fate
Characteristics
The first set of detailed information requirements that EPA is
adding to 40 CFR 720.45 concerns the physical and chemical properties
and environmental fate characteristics of the chemical substance (see
Table 1 in Ref. 6). Currently, if submitters have physical-chemical or
environmental fate test data, they must provide the test data or a
standard literature citation in accordance with 720.50(a)(2)-(3). EPA
collects physical and chemical properties test data required by 40 CFR
720.50, ``Submission of test data and other data concerning the health
and environmental effects of a substance,'' in two ways. First, the CDX
user interface prompts the submitter to attach relevant documents, such
as test data, to the PMN form using an attachment function. Second, the
PMN form includes a CDX user interface screen with form fields for
physical and chemical properties available for completion via a pick
list. Data provided in the PMN form via CDX may be pulled from the test
data provided by submitters per 720.50(a)(2)-(3), or the data can be
submitted as standalone information for which submitters do not have
underlying test data. EPA believes that the information requirements in
40 CFR 720.45 should reflect the PMN form fields. EPA is therefore
adding relevant physical and chemical properties information
requirements in a new provision at 40 CFR 720.45(j)(1) that are already
specified within the PMN form. Submitters must submit physical-chemical
and environmental fate information in the corresponding PMN form fields
in accordance with new paragraph 720.45(j), which is added as described
in the proposed rule.
[[Page 102779]]
EPA is also adding several information requirements to 40 CFR
720.45(j)(1) that are not already specified within the PMN form for
physical and chemical properties. Specifically, EPA is requiring that
data on surface tension and ultraviolet-visible (UV-VIS) absorption, as
well as any particle size distribution analysis, be submitted as part
of the PMN form, to the extent it is known to or reasonably
ascertainable by the submitter. One commenter requested that EPA
clarify the language outlined in the proposed rule for the particle
size distribution analysis data requirement to make it clear that it
includes both the analysis method as well as any data used to develop
the particle size distribution value, a suggestion that EPA is
incorporating in this final rule. Two commenters requested that EPA
include several amendments to the nanomaterial morphology requirements
outlined in the proposed rule, recommendations that EPA considers to be
overly prescriptive and as such is declining to finalize. Additionally,
after considering these comments, EPA anticipates that the proposed
requirements at 40 CFR 720.45(j)(1) for information on aspect ratio,
thickness, and number of layers or walls for nanomaterials are likely
to be applicable only to a narrow subset of nanomaterials. Because this
information would not be relevant to most nanomaterials, EPA will not
include the proposed nanomaterial data requirements in the final
regulations. For all other amendments to 40 CFR 720.45(j), as was
proposed in the May 2023 proposed rule, EPA will also add fields for
attaching associated data on the physical and chemical properties
screen of the PMN form.
As proposed, EPA is also adding information requirements for the
environmental fate characteristics of the chemical substance (see Table
1 in Ref. 6) to 40 CFR 720.45(j)(2). Environmental fate characteristics
test data are already required by 40 CFR 720.50; however, this
provision does not describe in detail what these relevant
characteristics include. In addition, this information is already
collected by EPA as attachments to the PMN form; however, fields for
environmental fate characteristics are not yet included on the CDX user
interface screen pick list. EPA is thus adding the relevant
environmental fate characteristics to the information requirements at
40 CFR 720.45(j)(2) and form fields to the PMN form by expanding the
pick list.
b. Categories of Use
The next set of changes that EPA is finalizing at 40 CFR 720.45
relates to the categories of use of the chemical substance (see Table 2
in Ref. 6). The requirements being finalized include detailed
information on commercial and consumer uses, which already have form
fields in the PMN form in CDX. Although the regulations at 40 CFR
720.45(f) previously required a description of intended categories of
use by function and application, the estimated percent of production
volume devoted to each category of use, and the percent of the new
substance in the formulation for each commercial or consumer use,
certain details on commercial and consumer uses were not specified. The
added information requirements include the types of products or
articles that would incorporate the new chemical substance (e.g.,
household cleaners, plastic articles), how and where a product or
article incorporating the new chemical substance would be used (e.g.,
spray applied indoors, brushed on outdoor surfaces), consumption rates
and frequency and duration of use for products or articles containing
the new chemical substance, and information related to the use of
products or articles containing the new chemical substance by
potentially exposed or susceptible subpopulations. Additionally, EPA is
finalizing at 40 CFR 720.45(f) a requirement to designate applicable
consumer and commercial product categories using Organization for
Economic Co-operation and Development (OECD)-based functional use
codes, which would create consistency with TSCA section 8(a) Chemical
Data Reporting (CDR) requirements in 40 CFR part 711. EPA is finalizing
corresponding changes to the PMN form fields in CDX for this data
element. EPA is also finalizing amendments to 40 CFR 721.25 to ensure
that submitters of SNUNs include in their notice both a description of
the intended categories of use, as required by 40 CFR 720.45(f)(1), and
of all known categories of use, to the extent known to or reasonably
ascertainable by the submitter. Such categories of use may include uses
that are ongoing and not subject to a significant new use rule (SNUR).
Such information is valuable for EPA in determining necessary
regulatory action should potential risks be identified during review of
a SNUN. In the final rule, this provision appears in a new paragraph
(e) of 40 CFR 721.25 rather than as an addition to paragraph (c), and
the text was rephrased slightly for clarification. One commenter
requested that EPA include a provision at 40 CFR 720.45(f) that would
require submitters with chemicals having more than 10 intended uses to
designate codes only for the 10 uses that represent the largest
proportion of the anticipated production volume of the chemical, a
suggestion that EPA is finalizing. EPA, however, will still require
submitters to identify in the free form text field of the PMN form all
intended or known uses of the chemical substance.
c. Details Concerning Manufacture, Processing, and Use
The third set of information requirements that EPA is finalizing at
40 CFR 720.45 is information related to where and how the chemical
substance will be manufactured, processed, or used. These requirements
apply to sites controlled by submitters as well as sites controlled by
others, and although the information requirements that EPA is
finalizing are similar for both, different types of activities often
occur at submitter-controlled sites versus those at sites controlled by
others (e.g., manufacturing versus processing). Moreover, activities at
sites controlled by others are typically not as well characterized by
submitters compared to descriptions of the submitters' own activities,
since in many cases the identity and number of sites controlled by
others is unknown to and not reasonably ascertainable by the submitters
when a notice is submitted. As such, some slight differences exist in
the requirements EPA is finalizing for information related to sites
controlled by submitters versus sites controlled by others. See Ref. 6
for more details.
Both for sites controlled by submitters and for sites controlled by
others, EPA is adding information requirements for site addresses (see
Table 3 and Table 5 in Ref. 6). For submitter-controlled sites, EPA is
also adding requirements for a description of whether a particular
chemical substance is manufactured or processed via batch or continuous
production, as well as the amount of the chemical substance
manufactured or processed in each batch and/or timeframe (see Tables 3,
4, and 5 in Ref. 6). These information requirements already have a
corresponding form field in the PMN form in CDX because they are each
covered by the existing information requirements in 40 CFR 720.45(g)(1)
and (2) and (h) for a process description of operations at such sites.
Since these information requirements were not specified in the
regulations, EPA is finalizing them at 40 CFR 720.45(g)(1) and (2) for
sites controlled by the submitter and 40 CFR
[[Page 102780]]
720.45(h)(1) and (2) for sites not controlled by the submitter.
EPA is also adding requirements for detailed information about the
process diagram or description for each site controlled by the
submitter (see Table 4 in Ref. 6) and for each site not controlled by
the submitter (see Table 5 in Ref. 6). These data elements were
previously required but not expressly included in the list of required
data elements in 40 CFR 720.45. They include descriptions of the
identity, approximate weight per batch or per day for continuous
production, and entry point of all starting materials and feedstocks;
the identity, approximate weight per batch or per day for continuous
production, and entry point of all products, recycle streams, and
wastes, including frequency of any equipment cleaning; the type of
containers used for interim storage and transport of the chemical
substance; and identification, by number, of any points of release. EPA
is finalizing requirements for this information at 40 CFR 720.45(g)(2)
and (h)(2) and in new fields in the PMN form to clarify the level of
detail needed and to ensure that the regulations and PMN form are
consistent.
One commenter noted that an existing data requirement related to
manufacturing, processing, use, and disposal of chemical substances
subject to section 5 notification is ambiguous in its scope. 40 CFR
720.45(d) requires submitters to describe any byproducts resulting from
the manufacture, processing, use, and disposal of a chemical substance,
and the commenter requested that EPA clarify whether its definition of
byproduct includes ``degradation products''. In the Response to
Comments document (Ref. 2), EPA notes that byproducts are distinct from
degradants and that information on degradants is required under the
information requirements outlined in 720.45(j)(2).
d. Worker Exposure
EPA is also finalizing requirements for details about the possible
worker exposures at each site controlled by the submitter (see Table 6
in Ref. 6), and at each site not controlled by the submitter (see Table
7 in Ref. 6). These requirements include types of potential worker
exposure (e.g., dermal, inhalation), descriptions of any protective
equipment and engineering controls in place, the moisture content of
the chemical substance (if a solid), and the percentage of the chemical
substance in the formulation at the time of exposure. In addition, for
sites controlled by others, these requirements also include worker
activities and descriptions of the physical form of the chemical
substance (consistent with information requirements for sites
controlled by the submitter). Although these details are already
covered by the existing information requirements in 40 CFR 720.45(g)(3)
and (h) regarding worker exposure information, and some already have a
corresponding form field in the PMN form in CDX, EPA is finalizing them
as separate, unique information requirements at 40 CFR 720.45(g)(3) and
(h)(3) and in new fields in the PMN form to clarify the level of detail
needed and to ensure that the regulations and PMN form are consistent.
One commenter requested that EPA revise the proposed text at 40 CFR
720.45(g)(3) and (h)(3) to clarify that the worker exposure information
required in 40 CFR 720.45(g)(3)(ii)-(viii) and (h)(3)(ii)-(viii)
pertains to each worker activity occurring during the manufacturing,
processing, and use of the chemical substance, as identified pursuant
to 720.45(g)(3)(i) and 720.45(h)(3)(i). EPA has incorporated this
suggestion in the final rule because it provides additional clarity to
submitters.
Several commenters made requests related to worker exposure that,
if accepted by EPA, would affect the structure of and level of detail
contained in the PMN form in CDX. For example, one commenter requested
that EPA allow submitters to assign a ``Letter of Activity'' (a field
in CDX to link specific worker activities to operations described in
the corresponding manufacturing diagram) to activities at submitter-
controlled sites; the option to assign a Letter of Activity already
exists for activities at sites controlled by others. Another commenter
requested that EPA include in the PMN form dropdown options for
``Worker Activity'' and ``Worker Category'' for sites controlled by
others--dropdown options that currently exist for submitter-controlled
sites in the PMN form. EPA is finalizing all of the aforementioned
suggestions by making corresponding changes to the CDX interface. EPA,
however, also received several additional suggestions related to worker
exposures that EPA is choosing not to adopt. More information on the
comments received relating to worker exposure and EPA's responses can
be found in the Response to Comments document (Ref. 2).
Additionally, EPA is finalizing proposed amendments to 40 CFR
720.45(g)(3) and (h)(3) to ensure that submitters include worker
exposure information from exempt manufacture or related use of the
chemical substance under 40 CFR 720.30 (e.g., manufacture of the
chemical substance under the byproduct or impurity exemptions) at each
site where the chemical substance will be manufactured, processed, or
used, if known or reasonably ascertainable. However, to avoid any
confusion occasioned by the abbreviated, non-exhaustive list of
exemption examples that appeared in a parenthetical in the proposed
regulatory text, the final rule does not include the proposed
parenthetical and streamlines the text by simply cross-referencing 40
CFR 720.30.
e. Environmental Releases
EPA is finalizing information requirements concerning the potential
environmental releases at each site controlled by the submitter (see
Table 8 in Ref. 6) and at each site not controlled by the submitter
(see Table 9 in Ref. 6). EPA is requiring descriptions of the type of
release (e.g., transport, interim storage, disposal, equipment
cleaning), as well as the amount of the chemical substance released
directly to the environment or into a control technology. EPA is
finalizing an amendment to require a description of the amount of the
chemical substance released to the environment after use of a control
technology. EPA is also requiring for equipment cleaning releases a
description of the frequency of equipment cleaning and what is used to
clean equipment. EPA is also requiring for transport and storage
releases a description of how the chemical substance or the product
containing the chemical substance is transported from the site and
stored, as well as information about the containers used. For releases
into air, EPA is requiring Clean Air Act operating permit numbers and a
description of any Leak Detection and Repair program the site has
implemented; one commenter requested that EPA amend the language for
this data element to require a description of the type of control
technology used to treat stack air releases, which EPA is finalizing.
For releases into water, EPA is requiring National Pollutant Discharge
Elimination System (NPDES) permit numbers and information on the
waterbodies and other destinations into which the release occurs; one
commenter requested that EPA also require a description of any outfall
numbers associated with the known points of release associated with the
NPDES permit number(s), a suggestion that EPA is finalizing. For
releases into wastewater treatment plants, EPA is requiring information
on the publicly owned treatment works (POTW) into which the release
occurs. For the
[[Page 102781]]
requirement concerning information on POTW, one commenter requested
that EPA amend this data requirement to also specifically request
information concerning privately owned treatment works to which
releases might occur, the type of wastewater technology employed at any
treatment facilities, and the known or estimated treatment efficiency
at these facilities--all of which are suggestions that EPA is
finalizing. In addition, for sites controlled by others, these
requirements also include a description of the media of release
consistent with the requirement for sites controlled by the submitter.
Although each of these detailed data elements are already covered
by the existing information requirements in 40 CFR 720.45(g)(4) and (h)
regarding environmental releases, and some already have a corresponding
form field in the PMN form in CDX, EPA is finalizing them as separate,
unique information requirements at 40 CFR 720.45(g)(4) and (h)(4) and
in new fields in the PMN form to clarify the level of detail needed and
to ensure that the regulations and PMN form are consistent.
EPA is finalizing amendments to 40 CFR 720.45(g) and (h) to make
their formatting and the information required in both consistent. EPA
recognizes that a submitter may not possess such information about
sites not controlled by the submitter. As mentioned elsewhere in this
preamble and in the Response to Comments document (Ref. 2), submitters
are only required to supply information that is known to or reasonably
ascertainable by them, as defined at 40 CFR 720.3.
Additionally, EPA is finalizing amendments to 40 CFR 720.45(g)(4)
and 720.45(h)(4) to ensure that submitters include environmental
release information from exempt manufacture or related use of the
chemical substances under 40 CFR 720.30 (e.g., manufacture of the
chemical substance under the byproduct or impurity exemptions) at each
site where the chemical substance will be manufactured, processed, or
used, if known or reasonably ascertainable. However, to avoid any
confusion occasioned by the abbreviated, non-exhaustive list of
exemption examples that appeared in a parenthetical in the proposed
regulatory text, the final rule does not include the proposed
parenthetical and streamlines the text by simply cross-referencing 40
CFR 720.30.
f. Pollution Prevention Information
Lastly, EPA is adding optional pollution prevention information at
40 CFR 720.45(k) as proposed. The PMN form in CDX currently includes an
optional text field and attachment function for submitters who wish to
provide pollution prevention information about the chemical substance,
such as information about using alternative fuel sources, reducing the
use of water and chemical inputs, modifying a production process to
produce less waste, implementing water and energy conservation
practices, or substituting for riskier existing products.
3. Other Modifications to the PMN Form in CDX
In addition to the amendments intended to clarify the information
requirements for a notice and the corresponding changes to the PMN form
in CDX outlined in Unit III.B.1. and 2., EPA is also adding statements
with accompanying check boxes to certain screens of the PMN form (such
as when transitioning between the various worksheets completed by the
submitter) that indicate that information fields can only be left blank
if such information is not known to or reasonably ascertainable by the
submitter. Additionally, a statement would warn the submitter of the
potential consequences of leaving the field blank and later amending
the field. If a field is left blank, EPA generally follows the
scientifically informed approach to make conservative assumptions and
use appropriate default values when assessing risk, which could result
in more stringent risk management requirements than might be directed
if data were provided showing such assumptions or default values were
not necessary to use. If a field that has been left blank is later
amended during the review process, EPA may declare the original
submission incomplete (see Unit III.C.3. for a more detailed discussion
on notice amendments indicating that the original submission was
incomplete). Several commenters expressed concerns about the potential
burden posed by the inclusion of these check boxes in the CDX workflow,
concerns with which EPA disagrees. While the inclusion of check boxes
might require submitters to spend slightly more time preparing the PMN
form for their section 5 notices, EPA believes that the improved
quality of submissions resulting from this, and the other changes being
finalized to the CDX environment, will save submitters, as well as EPA,
more time, and resources in the long run. This check box approach does
not have a corresponding regulatory change, as it is consistent with
the existing requirements to provide all information that is known to
or reasonably ascertainable by the submitter and EPA's longstanding
practice to use conservative assumptions and default values in the
absence of information. The ICR document accompanying this final rule
describes the potential modifications to each screen of the PMN form
(Ref. 7).
Some commenters made requests related to the CDX enhancements
outlined in the proposed rule that EPA is addressing in this final
rule. First, two commenters requested that EPA include in the
enhancements to the CDX interface an option for submitters to, if data
are not provided for a particular data element, explain why this
information is not known or reasonably ascertainable, a suggestion that
EPA will incorporate. Another commenter requested that EPA allow
submitters to access a ``beta version'' of the enhanced CDX environment
before rolling out the changes to the broader CDX environment. EPA will
make efforts to do so and plans to share more information with
stakeholders via outreach once this final rule is published. The CDX
enhancements described in this rulemaking will not be finalized upon
publication or effective date of the final rule. The enhancements will
take time to develop, and EPA will make the updated CDX interface
reflecting these changes publicly available as soon as resources allow.
However, submitters are currently able to include all information for
the newly specified data elements described in this preamble and the
amended regulatory text as generic attachments in the current CDX
workflow. EPA will share additional guidance and conduct outreach with
stakeholders prior to the rollout of the changes to CDX and will work
to extend flexibility to submitters in the event that issues arise
related to discrepancies between the regulations and the PMN form
before the CDX enhancements can be implemented.
C. Amendments Related To Pre-Screen, Incomplete Submissions, Correcting
Errors, and New Information
EPA is finalizing amendments to the regulations regarding how EPA
acknowledges the receipt of a notice to account for EPA's pre-screen
process and to clarify the start of the applicable review period,
particularly when a notice contains errors or is incomplete. EPA is
also finalizing amendments to align the process for correcting errors
in
[[Page 102782]]
the notice with the existing process for incomplete submissions. EPA is
further clarifying that an initial notice submission may later be
deemed incomplete if the submitter submits additional information at
any time during the review period that was known to or reasonably
ascertainable by the submitter at the time of initial notice
submission. Finally, EPA is promulgating amendments that clarify that
new information about a chemical substance under EPA review must be
submitted electronically via CDX and that certain notification to EPA
of new information may be made by e-mail.
1. Pre-Screening Procedures
EPA is finalizing amendments to 40 CFR 720.65(a) to codify the pre-
screen process that EPA conducts prior to moving forward to the risk
assessment process. The new language would clarify, for purposes of
transparency, EPA's current pre-screen practice as described in Unit
III.C.1 of the proposed rule preamble. EPA is also finalizing an
amendment to 40 CFR 720.70 to clarify that a notice of receipt will be
published in the Federal Register after EPA receives a complete notice,
rather than merely receiving the notice, to accommodate the pre-
screening procedures. Additionally, based on public comments, EPA is
amending 40 CFR 723.50(e)(3) to add a description of current pre-screen
procedures and update/clarify the process for completing an incomplete
LVE or LoREX notice, which will better align with similar changes made
to 40 CFR 720.65 and with existing electronic submission requirements.
One comment on the proposal asserted that EPA should include in
section 5 prescreen a review of all CBI claims for consistency with
sections 14(b) and (c) of TSCA and treat any submission that includes a
CBI claim that appears to be inconsistent with the requirements of
these sections as ``erroneous or incomplete.'' EPA disagrees with these
comments as assuring that every CBI claim is consistent with section
14(b) and (c) of TSCA would require a substantive review of each claim,
which is well beyond the CBI review requirements described in TSCA
section 14(g). For a more detailed response regarding CBI review during
pre-screen, please see the Response to Comments document (Ref. 2).
2. Correcting Errors in Notices
As proposed, EPA is finalizing amendments at 40 CFR 720.65(a) and
(b) to state that if EPA receives a notice with errors and EPA requests
(as part of the pre-screen process or, at latest, within 30 days of
receipt of the notice) that the submitter remedy such errors, the
applicable review period will not begin until EPA receives a corrected
notice. This will align the process for correcting errors with the
current process in 40 CFR 720.65 for correcting an incomplete notice.
3. Notice Amendments Indicating Original Notice was Incomplete
EPA is finalizing amendments at 40 CFR 720.65(c)(2) and to 40 CFR
720.65(c)(5)(iii) (moved to 720.65(d)(5)(iii)), to clearly communicate
and clarify that EPA may deem an original notice incomplete, and
restart the review period at Day 1, if a submitter provides required
information during the applicable review period without demonstrating
that it was not known to or reasonably ascertainable by the submitter
at the time of the initial notice submission. Additionally, EPA is
updating the reference to 40 CFR 720.80(b)(2) at 40 CFR 720.65(c)(vii)
to instead point to 40 CFR 703.5(c) because the 2023 CBI rule (88 FR
37155, June 7, 2023) moved the language that was previously at
720.80(b)(2) to a new section at 40 CFR 703.5.
As stated in the proposal for this rule (88 FR 34100, May 26,
2023), EPA is changing the longstanding practice of accepting
amendments that contain required information that was known or
reasonably ascertainable at the time of the original submission and
then accepting a request to suspend the review period under 40 CFR
720.75(b).
As explained in Unit II.B., the 2016 Lautenberg Amendments impose
additional obligations on EPA. EPA believes that exercising its
discretionary authority under the existing regulations to declare an
original submission incomplete and restart the applicable review period
upon submission of the complete notice (e.g., when an amendment is
submitted that makes a notice complete) is appropriate in order for EPA
to efficiently meet current statutory requirements. Several comments on
the proposed rule objected to these amendments, stating that submitters
often are prompted to generate new or additional information during the
review period to rebut unforeseen or conservative assumptions made by
EPA. To address this comment and assist with efficient review, EPA is
also amending the notice information requirements at 40 CFR 720.45 to
specify the level of detail needed to perform refined risk assessments,
as well as building that additional detail into the CDX user interface,
which is detailed in Unit III.B of both the proposed rule (88 FR 34100,
May 26, 2023) and this final rule. By specifying more detailed
information requirements in 40 CFR 720.45 and data fields in the CDX
user interface, EPA should receive more complete submissions upfront
and help to minimize the need for EPA to use default values and
conservative assumptions in its risk assessment due to a lack of
available data. The Agency, however, reiterates that the submitter is
required to provide all required information that is known or
reasonably ascertainable at the time of the initial submission and not
in reaction to risk assessment findings. Submitters must provide all
information required by 40 CFR 720.45 and 720.50 upfront to satisfy the
requirement of submitting a complete notice.
In response to the proposal, EPA received a comment asking that the
Agency provide submitters with an opportunity to explain why
information submitted as part of an amendment should not result in
restarting the applicable review period. Under the amendment to 40 CFR
720.65(c)(2) being finalized in this action, the submitter of
additional or revised information during the review period must
demonstrate to EPA's satisfaction that the information was not known to
or reasonably ascertainable by the submitter at the time of the
original submission to preclude an EPA determination that the original
notice was incomplete. Amendments to a notice that will not be
considered as amendments indicating that the original notice was
incomplete are: (1) Amendments based on new data (as described at 40
CFR 720.40(f) and 720.50(a)(4)); (2) Administrative, non-substantive
amendments (e.g., submitter contact information); and (3) Amendments
made at the request of EPA. EPA, however, will take case-by-case facts
into consideration when determining whether a late submission of
information indicates that a notice was incomplete when originally
submitted. If a submitter disagrees with EPA's determination that the
original notice submission was incomplete, the submitter may object
according to the existing procedures at 40 CFR 720.65(c)(4) and (5), as
amended in this final rule, which updates and moves these provisions to
40 CFR 720.65(d)(4) and (5).
As explained in the proposed rule, a notice submitted under TSCA
section 5(a)(1) is statutorily required to include the information
described in TSCA section 5(d)(1) insofar as it is known to the
submitter or reasonably ascertainable. In response to various
procedural amendments proposed in
[[Page 102783]]
this rulemaking, EPA received comments asking the Agency to further
define ``known to or reasonably ascertainable by'' beyond the current
definition at 40 CFR 720.3. While EPA understands and recognizes the
desire to have a more explicitly defined list of criteria or more
detailed definition of ``known to or reasonably ascertainable by,'' EPA
believes that it is not possible to define ``known to or reasonably
ascertainable by'' more explicitly--as was stated in the 1983 final
rule entitled ``Premanufacture Notification; Premanufacture Notice
Requirements and Review Procedures'' (Ref. 8) and restated in the May
2023 proposed rule (88 FR 34100). EPA has not, in this rulemaking,
proposed or finalized any amendment to or undertaken any substantive
reconsideration, reexamination, or reinterpretation of the existing
definition at 40 CFR 720.3. That said, to assist submitters, EPA has
provided additional discussion and examples as to what is meant by
``known to or reasonably ascertainable by'' in the Response to Comments
document (Ref. 2).
4. Notifying EPA of the Receipt of New Information on a Chemical
Substance Under Review
EPA is finalizing amendments to 40 CFR 720.40(f), 40 CFR
720.50(a)(4)(ii), and 40 CFR 723.50(i) to clarify that new information
about a chemical substance under EPA review must be submitted
electronically via CDX, consistent with the general electronic
submission requirements in 40 CFR 720.40(a). In addition, when
submitters receive new information within five days of the end of the
review period, EPA is amending the regulations to allow submitters to
notify EPA by e-mail of the receipt of new information. Although the
regulatory text in 40 CFR 720.40(f) and 40 CFR 723.50(i) are similar,
the regulatory text provided along with the proposed rule erroneously
showed only the proposed changes to 40 CFR 720.40(f) and did not show
proposed changes to 40 CFR 723.50(i). This was an oversight and the
regulatory text accompanying this final rule consistently amends both
40 CFR 720.40(f) and 40 CFR 723.50(i).
D. Amendments to Low Volume Exemptions and Low Release and Exposure
Exemptions
EPA is promulgating several amendments to the current LVE and LoREX
regulations. Specifically, EPA is finalizing amendments so that: (1)
submitters may not commence manufacture until EPA has approved the LVE
or LoREX notice; (2) EPA may proactively inform LVE and LoREX holders
if the chemical substance that is the subject of the LVE or LoREX
becomes subject to a SNUR and the chemical identity is CBI, or if it is
listed on the confidential portion of the TSCA Inventory; (3) PFAS are
categorically ineligible for these exemptions; and (4) certain PBT
chemical substances are ineligible for these exemptions.
LVE and LoREX regulations are promulgated under the statutory
authority of TSCA section 5(h)(4), 15 U.S.C. 2604(h)(4), which provides
that EPA may, upon application and by rule, exempt the manufacturer of
any new chemical substance from all or part of the requirements of TSCA
section 5 if EPA determines that the manufacture, processing,
distribution in commerce, use, or disposal of such chemical substance,
or that any combination of such activities, ``will not present an
unreasonable risk of injury to health or the environment, including an
unreasonable risk to a potentially exposed or susceptible subpopulation
identified by [EPA] under the conditions of use.''
1. Amendments to Expiration of LVE and LoREX Review Period
EPA is finalizing, as proposed, amendments to the LVE and LoREX
regulations at 40 CFR 723.50(g) to require a notification of approval
of an LVE or LoREX from EPA prior to commencement of manufacture of the
chemical substance under the exemption. Prior to the promulgation of
this amendment, 40 CFR 723.50(g)(2) provided that the submitter may
begin manufacture of a chemical substance under an LVE or LoREX upon
expiration of the 30-day review period if EPA had taken no action. As
described in Unit III.A., EPA is also amending the regulations that
allow submitters to begin manufacture or processing of chemical
substances for which a PMN, MCAN, or SNUN was submitted upon expiration
of the review period, so that those regulations would require a
determination from EPA prior to commencement of manufacture or
processing of such substances. As discussed in Unit III.A., these
changes to 40 CFR 720.75, 721.25(d), and 725.170 are being made to
conform those regulations to the 2016 Lautenberg Amendments. EPA is
finalizing similar amendments to the LVE and LoREX regulations at 40
CFR 723.50 to align with the amendments to the PMN, SNUN, and MCAN
regulations and with the statutory framework and to better ensure that
chemical substances manufactured under LVEs and LoREXs will not present
an unreasonable risk.
2. Notification of LVE and LoREX Holders if the Chemical Substance is
Subject to a SNUR or Listed on the Confidential Portion of the TSCA
Inventory
EPA is finalizing amendments to 40 CFR 723.50 to allow EPA to
inform an LVE or LoREX holder whenever the chemical substance that is
the subject of that LVE or LoREX becomes subject to a proposed or final
SNUR that describes the chemical substance by a generic chemical name
due to a confidentiality claim for its specific chemical identity. This
amendment would, as a courtesy, help inform LVE and LoREX holders of
regulatory requirements that they may have otherwise been unable to
determine on their own without submitting an inquiry to EPA (also known
as a bona fide notice) pursuant to 40 CFR 721.11. In the proposed rule
(88 FR 34100, May 26, 2023), EPA stated that the Agency did not intend
to proactively inform current LVE and LoREX holders about SNURs that
predate this rule and that EPA would only start the practice of
notifying LVE and LoREX holders subject to this amendment after the
date of the final rule. However, upon consideration of public comments
in support of notifying current exemption holders of preexisting SNURs,
EPA intends, subject to availability of resources, to notify current
LVE and LoREX holders about preexisting SNURs that describe the
chemical substance by a generic chemical name. Given current resource
constraints, however, EPA is unable to provide a timeline for when it
will begin and complete this notification effort. A lack of receipt of
this courtesy notice that a chemical substance is subject to a SNUR
does not excuse chemical manufactures and processors from complying
with any existing regulations. LVE and LoREX holders who wish to
determine whether their chemical substance is subject to a SNUR may
always submit an inquiry to EPA (also known as a bona fide notice)
pursuant to 40 CFR 721.11.
In response to public comments, in addition to notifying LVE and
LoREX holders when they are subject to a SNUR, EPA also intends,
subject to availability of resources, to begin notifying LVE or LoREX
submitters if a substance is added to the confidential portion of the
TSCA Inventory as a result of filings by a different submitter that
claimed the specific chemical identity of the substance as
confidential. As of February 7, 2024, more than 460 LVEs and LoREXs
that were granted by EPA pertain to chemical substances that are now
listed on the TSCA Inventory.
[[Page 102784]]
Once on the Inventory, a chemical substance may be subject to
additional requirements under TSCA. Of the more than 390 chemical
substances covered by these LVE and LoREX, approximately 125 are on the
confidential portion of the TSCA Inventory. Without notice by EPA or by
submitting a bona fide notice, a submitter is unlikely to know their
substance is listed on the confidential portion of the Inventory,
unless they also submitted the PMN and subsequent Notice of
Commencement that led to the Inventory listing of the substance. While
EPA intends to begin providing notice to exemption holders whose
chemical substance now appears on the confidential portion of the TSCA
Inventory, EPA does not intend to provide notice to those who hold
granted LVEs or LoREXs pertaining to chemical substances whose specific
chemical identities are added to the public portion of the TSCA
Inventory due to the additional resources this would require and to the
fact this information is publicly available.
In response to public comment, EPA affirms that once a chemical
substance is added to the Inventory, an LVE or LoREX (or any other
exemption from PMN requirements) is no longer necessary to manufacture
the chemical substance and thus any approved LVE or LoREX is no longer
binding on the manufacturer. The premanufacture notice requirements of
TSCA section 5(a)(1), the relevant statutory exemption authority at
TSCA section 5(h)(4), and the LVE/LoREX regulations at 40 CFR 723.50
all apply to manufacturers of new chemical substances, yet a chemical
substance is no longer a ``new chemical substance'' as defined in TSCA
section 3(11) once it is added to the Inventory. While EPA intends to
begin providing notice to LVE and LoREX submitters once their substance
is listed on the confidential portion of the Inventory, EPA does not
intend to formally revoke these exemptions under the process described
in 40 CFR 723.50(h)(2), as that process pertains to new chemical
substances for which manufacture is not otherwise permitted in the
absence of a PMN or applicable exemption.
The amendments to the regulations at 40 CFR 723.50 establish that a
granted LVE or LoREX notice demonstrates a bona fide intent to
manufacture the substance, such that a disclosure to an LVE or LoREX
holder that the substance is the subject of a proposed or final rule
under Part 721 or similarly that the substance is on the confidential
portion of the TSCA Inventory will not be considered public disclosure
of confidential business information under section 14 of the Act. EPA
is not amending the procedures in 40 CFR 723.50(l) for asserting and
protecting confidential business information.
3. Making PFAS Categorically Ineligible for LVEs and LoREXs
EPA is finalizing amendments to limit the scope of the LVE and
LoREX exemptions that were first promulgated in accordance with TSCA
5(h)(4) in 1985 and 1995 respectively (50 FR 16477 (April 26, 1985) and
60 FR 16346 (March 29, 1995)). TSCA 5(h)(4) allows, but does not
require, the Administrator to exempt the manufacturer of any new
chemical substance from all or part of the requirements of TSCA section
5 in certain circumstances. The statute does not specify any
circumstances under which the Administrator would be required to
provide an exemption and EPA's action here is consistent with its
authority under 5(h)(4) to create and/or define the scope of
exemptions. These amendments make PFAS categorically ineligible for
LVEs and LoREXs going forward, using a structural definition of PFAS
for purposes of the LVE and LoREX regulations. Upon the effective date
of this rule, any LVE or LoREX notice for a PFAS that is submitted to
the Agency will be denied upon receipt without substantive review. This
includes any chemical substance where any of the reasonably anticipated
metabolites, environmental transformation products, byproducts, or
reasonably anticipated impurities are a PFAS. Persons who wish to
manufacture a PFAS not on the TSCA Inventory will be required to submit
a PMN at least 90 days prior to commencing manufacture for a non-exempt
commercial purpose. The definition for PFAS that EPA is finalizing is
aligned with the recently finalized TSCA section 8(a)(7) rule (88 FR
70516, October 11, 2023) and the Inactive PFAS SNUR (89 FR 1822,
January 11, 2024). Although PFAS would no longer be eligible for LVE or
LoREX, there may be case-specific circumstances where a use of a new
PFAS or a new use of an existing PFAS may be needed by a federal agency
to meet its mission or is required in order to meet another critical
need. EPA will work with other federal agencies to expedite review of
such cases. Furthermore, EPA recognizes the critical role that many new
chemicals play, including some PFAS, in the manufacture of
semiconductors. The new chemicals program now prioritizes notices for
chemicals used in sectors supported by the Creating Helpful Incentives
to Produce Semiconductors (CHIPS) and Science Act and the Inflation
Reduction Act's (IRA) climate goals. Since beginning the process of
prioritizing CHIPS and Science Act and IRA related chemicals, EPA now
reviews these new chemicals in a third of the time compared to other
sectors. The Agency believes these key sectors are important to growing
new jobs as part of the Biden-Harris Administration's domestic
manufacturing initiatives. For some new chemicals needed by the
semiconductor sector, such as photo-acid generators, EPA's multi-year
collaborative effort with the sector has resulted in a regulatory
pathway for dozens of these chemicals, and recent submittals have had
review timeframes of under 90 days.
As noted in the proposed rule, EPA's New Chemicals Program began
implementing a new policy for reviewing and managing LVE notices for
PFAS in April 2021. In an April 27, 2021, press release announcing the
new PFAS LVE policy (Ref. 9), the Agency stated that ``[g]iven the
complexity of PFAS chemistry, potential health effects, and their
longevity and persistence in the environment, an LVE notice for a PFAS
is unlikely to be eligible for this kind of exemption under the
regulations.'' Since 2021, EPA has reviewed 8 LVE notices for PFAS,
which were each reviewed on a case-by-case basis. Each of the 8 PFAS
were determined to be ineligible for an LVE due to the risks identified
and/or an inability to complete the review in 30 days as a result of
the complexities of the review or uncertainties in the assessment. EPA
has never received or approved any PFAS LoREX notices.
Each of the 8 PFAS that were the subject of LVE notices reviewed
since 2021, or the reasonably anticipated metabolites and environmental
transformation products of those PFAS, was determined to be a PBT
chemical substance. In 5 of the 8 cases, however, the PBT designation
included noted uncertainties for each of the substances reviewed. If
EPA is unable to score a characteristic (e.g., B ``unknown'' for
bioaccumulation), the characteristic is still considered to be
potentially a 2 or higher for the purposes of identifying potential
PBTs (Ref. 10). In many cases, additional uncertainties were identified
for the potential routes of exposure, which included exposures to
workers, the general population, a potentially exposed or susceptible
subpopulation (e.g., consumers, infants), or the environment. PFAS
present a challenge for EPA to evaluate because there is often
insufficient information to quantify the risk they may pose and
consequently make effective decisions
[[Page 102785]]
about how to regulate them (Ref. 11). As currently described in the
regulations, EPA may determine that a new chemical substance is
ineligible for an LVE or LoREX if there are issues concerning toxicity
or exposure that require further review which cannot be accomplished
within the 30-day review period. EPA notes that the shortened 30-day
review period for LVEs and LoREX is one of the major benefits of these
exemptions as it allows companies to introduce new chemical substances
more quickly into commerce. The 30-day review period provides a screen
for EPA to identify any new chemical substances with issues that
require more detailed and comprehensive review and analysis, such as
that available in a full PMN review. See 60 FR 16336. Given the
shortened 30-day review of an LVE along with the inability to require
testing or impose additional restrictions under a section 5(e) or 5(f)
order, EPA was unable to address those uncertainties which would be
necessary to conclude that the substance would not present an
unreasonable risk. Since all of the 8 PFAS that were the subject of LVE
notices were deemed ineligible for the exemption, the submitters were
required to submit a PMN if they wanted to move forward with the
manufacture of the new chemical substances.
For the purpose of making PFAS ineligible for LVEs and LoREXs, EPA
is defining ``PFAS'' using a structural definition. In this rule, EPA
defines PFAS to mean a chemical substance that contains at least one of
these three structures:
(1) R-(CF2)-CF(R')R'', where both the CF2 and CF moieties are
saturated carbons;
(2) R-CF2OCF2-R', where R and R' can either be F, O, or saturated
carbons; or
(3) CF3C(CF3)R'R'', where R' and R'' can either be F or saturated
carbons.
Manufacturers of substances that do not meet this structural
definition and of substances where any of the reasonably anticipated
metabolites, environmental transformation products, byproducts, or
reasonably anticipated impurities do not meet this structural
definition remain eligible to submit an LVE or LoREX notice.
In opposition to these amendments, EPA received comments asserting
that because PFAS are a broad category of chemicals, any proposed
regulatory action on PFAS should not group PFAS into a single category.
Comments also asserted that there was no scientific basis or risk-based
evidence for making PFAS ineligible for LVEs and LoREXs. EPA agrees
with the comments that PFAS are a broad category of chemical substances
with common toxicological properties, exposures, or uses, and notes
that the assessment and management of these substances for regulatory
purposes should generally be done on a case-by-case basis or as groups
of substances with common toxicological properties, exposures, or uses.
Furthermore, EPA believes that any assessment of PFAS should be done in
line with the scientific standards, weight of scientific evidence, and
consideration of any reasonably available information as outlined in
section 26 of TSCA. The amendment to make PFAS ineligible for LVEs and
LoREXs, however, is not based on an assessment of all PFAS or any PFAS
and does not impose risk management restrictions on any PFAS substance.
The decision to make PFAS ineligible for LVEs and LoREXs is not a
determination of risk for all or any PFAS. While the current state of
science and EPA's understanding of PFAS has motivated the decision to
make all PFAS ineligible for LVEs and LoREXs, these amendments are not
based on EPA findings that particular PFAS chemicals, or all chemicals
qualifying as PFAS under this rule, may present unreasonable risks of
injury to human health or the environment under the conditions of use
due to levels of hazards and exposures identified and evaluated by EPA.
Rather, due to the scientific complexities or uncertainties associated
with assessing PFAS and the lack of data on most PFAS with regards to
toxicity and exposure to human health and the environment, EPA expects
in most cases to be unable to determine pursuant to TSCA section
5(h)(4) that a PFAS ``will not present an unreasonable risk'' under the
conditions of use within the 30-day review period provided for LVE and
LoREX notices. This action is a procedural action based on EPA's
experience administering TSCA and reviewing LVEs for PFAS.
Additionally, making PFAS ineligible for the LVE and LoREX
exemptions may in fact reduce burden in many instances by avoiding the
submission and review of LVEs that are ultimately denied and required
to be resubmitted and reviewed anew through the PMN review process.
Furthermore, the New Chemicals Program developed the PFAS Framework to
help ensure that the Program effectively and efficiently reviews and
makes appropriate decisions on new PFAS or significant new uses of
existing PFAS reviewed through PMNs and SNUNs. The PFAS Framework will
guide EPA's review of PFAS under TSCA section 5, ensuring consistency
and efficiency in its review of incoming submissions while advancing
the Agency's goals to ensure protection of public health and the
environment. Please see the Response to Comments document that
accompanies this rule for a more detailed discussion of and response to
the comments received on the amendments to make PFAS categorically
ineligible for LVEs and LoREXs (Ref. 2).
The definition for PFAS promulgated at 40 CFR 723.50 does not
include substances that only have a single fluorinated carbon or
unsaturated fluorinated moieties (e.g., fluorinated aromatic rings and
olefins), which are more susceptible to chemical transformation than
their saturated counterparts, and therefore less likely to persist in
the environment. These potentially degradable substances, if submitted
to EPA in a LVE or LoREX notice, would still be evaluated by EPA and a
decision made to either deny or grant the exemption.
The three-part structural definition for PFAS includes
fluoropolymers. Fluoropolymers are made using fluorinated monomers, and
often fluorinated processing aides, which contributes to the release of
PFAS. In addition, the disposal of fluoropolymers may also result in
PFAS releases. EPA has been concerned about potential risks of
fluoropolymers for more than a decade. On January 27, 2010 (75 FR 4295,
1/27/2010), EPA amended the `polymer exemption rule,' to exclude from
eligibility polymers containing as an integral part of their
composition, except as impurities, certain perfluoroalkyl moieties
consisting of a CF3- or longer chain length. EPA issued this amendment
because, based on information at the time, EPA could no longer conclude
that these polymers will not present an unreasonable risk to human
health or the environment under the terms of the polymer exemption
rule, which is the determination necessary to support an exemption
under section 5(h)(4) of TSCA. While some comments stated that
fluoropolymers are safe, there remains debate on the toxicity of
fluoropolymers especially when considering their entire life cycle
(Ref. 12). EPA's decision to include fluoropolymers as part of the
amendment to make PFAS ineligible for LVEs and LoREXs, however, was not
based on hazard, exposure, or risk. Fluoropolymers are no less
complicated to review than nonpolymeric PFAS, and the Agency expects it
would need the longer 90-day review for a PMN.
At the time of finalizing this rulemaking, EPA is not revoking
previously granted LVEs for PFAS. EPA, however, may take future action
on a case-by-case basis to revoke previously
[[Page 102786]]
granted LVEs for PFAS, which would be done in accordance with the
existing regulations at 40 CFR 723.50(h)(2). EPA believes that the
revocation of any existing LVE should be done on a case-by-case basis.
While there are well identified hazards for many PFAS and PFAS studies
have repeatedly found harm to human health, EPA has not determined that
PFAS as an entire category of chemical substances do not meet the
``will not present unreasonable risk of injury to health or the
environment'' standard of TSCA section 5(h)(4). As noted previously,
EPA's decision to make future PFAS ineligible for LVEs is not based on
hazard or risk but is instead based on EPA's experience administering
TSCA and reviewing LVEs for PFAS (please see the Response to Comments
document for a more detailed discussion (Ref. 2)).
As EPA continues to consider previously granted PFAS LVEs, EPA will
take into consideration the concerns raised about the potential impacts
to domestic semiconductor and electric vehicle industry, national
defense, or other critical applications. The Biden-Harris
Administration is committed to restoring U.S. leadership in
semiconductor and electric vehicle manufacturing, supporting good-
paying jobs across those supply chains, and advancing U.S. economic and
national security. EPA's Framework for Addressing New PFAS and New Uses
of PFAS (PFAS Framework) (Ref. 10) outlines EPA's planned approach when
reviewing new PFAS and new uses of existing PFAS. The application of
the PFAS Framework will help ensure that new PFAS won't harm human
health and the environment and allows that certain PFAS be used when
exposures and releases can be mitigated, which is critical for
important sectors like semiconductors. Under the framework, EPA expects
that some PBT PFAS will not result in worker, general population or
consumer exposure and are not expected to result in releases to the
environment, such as when PFAS are used in a closed system with
occupational protections as is generally the practice in the
manufacture of some semiconductors and other electronic components.
Additionally, EPA continues to work cooperatively with companies who
wish to voluntarily withdraw previously granted LVEs for PFAS. As of
April 1, 2024, 56 LVEs have been withdrawn through EPA's PFAS Low
Volume Exemption Stewardship Program.
4. Codifying EPA's Policy Concerning PBT Chemicals and LVEs and LoREXs
EPA is finalizing amendments to 40 CFR 723.50(d) that would codify
EPA's long-standing practice that, whenever EPA identifies a chemical
substance under LVE or LoREX review (or any reasonably anticipated
metabolites, environmental transformation products, or byproducts of
the substance, or any reasonably anticipated impurities in the
substance) as PBT with anticipated environmental releases and
potentially unreasonable exposures to humans or environmental
organisms, that substance would be ineligible for the LVE or LoREX. As
noted in Unit III.D.3., the LVE and LoREX exemptions were first
promulgated in accordance with TSCA section 5(h)(4) in 1985 and 1995
respectively (50 FR 16477, April 26, 1985 (FRL-2742-1) and 60 FR 16346,
March 29, 1995 (FRL-4923-1)). TSCA section 5(h)(4) allows, but does not
require, the Administrator to exempt the manufacturer of any new
chemical substance from all or part of the requirements of TSCA section
5 in certain circumstances. The statute does not specify any
circumstances under which the Administrator would be required to
provide an exemption and EPA's action here is consistent with both its
long-standing practice and with its authority under TSCA section
5(h)(4) to create and/or define the scope of exemptions.
On November 4, 1999, EPA issued its policy statement identifying a
category for PBT new chemical substances (Ref. 13). The 1999 policy
statement formally acknowledged PBT chemical substances as a category
based on shared characteristics to facilitate premanufacture assessment
and regulation. In response to the proposed amendment to the LVE and
LoREX regulations, EPA received comment asserting that the Agency
cannot categorically make all PBT chemicals ineligible for LVEs and
LoREXs. EPA did not propose to categorically make all PBT chemicals
ineligible for LVEs and LoREXs and is not doing so in this final rule.
Rather, EPA proposed and is finalizing amendments to 40 CFR 723.50(d)
to codify that whenever EPA identifies a chemical substance under LVE
or LoREX review (or any reasonably anticipated metabolites,
environmental transformation products, or byproducts of the substance,
or any reasonably anticipated impurities in the substance) as PBT with
anticipated environmental releases and potentially unreasonable
exposures to humans or environmental organisms, that substance would be
ineligible for the LVE or LoREX. In order to effectuate these
amendments for individual exemption notices, EPA would first need to
review the exemption notice to determine if the substance is a PBT and
then review the environmental releases and exposures to humans or
environmental organisms to determine if releases and exposures are
expected. Only after EPA has reviewed the hazards and exposures, will
EPA make a decision to either grant or deny an LVE or LoREX for a PBT
chemical substance.
Based on EPA's experience administering LVEs and LoREXs, EPA
expects that most exemptions for PBT chemical substances will not be
granted. However, EPA agrees that there are instances where PBT
chemical substances can be managed under an exemption. EPA may receive
an exemption notice for a PBT chemical substance that will not result
in worker, general population, or consumer exposure and that is not
expected to result in releases to the environment, such as chemical
substances used in a closed system to make semiconductors or other
electronic components. In such a negligible exposure and environmental
release scenario where worker exposure is fully mitigated and general
population exposures are not expected, if EPA has sufficient
information on the substance and the conditions of use to ensure that
such PBT chemical substances can be disposed of properly and no
consumer exposure is expected, EPA generally expects to grant the
exemption.
EPA is defining ``PBT chemical substance'' for purposes of 40 CFR
723.50 as ``a chemical substance possessing characteristics of
persistence (P) in the environment, accumulation in biological
organisms (bioaccumulation (B)), and toxicity (T) resulting in
potential risks to humans and ecosystems. For more information on EPA's
Policy on new chemical substances that are PBT, see EPA's 1999 policy
statement (64 FR 60194; November 4, 1999).''
E. Amendments Related to Suspensions of the Review Period
As proposed, EPA is finalizing amendments to 40 CFR 720.75(b)(2) to
allow PMN, SNUN, LVE, and LoREX submitters to request a suspension of
the notice review period for up to 30 days orally or in writing,
including by e-mail, without the need for a formal, written request
submitted to EPA via CDX using e-PMN software. EPA is similarly
finalizing amendments to 40 CFR 725.54(c) to permit MCAN submitters to
request suspensions for up
[[Page 102787]]
to 30 days orally or in writing, including by e-mail, without the need
for a formal, written request submitted to EPA via CDX using e-PMN
software. Some comments to the proposal took issue with increasing the
number of suspension days made through oral or e-mail communication
from 15 to 30 days. These comments suggested such an amendment would
result in less frequent communication from EPA regarding the status of
a new chemical review. EPA disagrees with these comments, as the
amendments would allow the submitter to request up to a 30-day
suspension through oral or e-mail communication; however, submitters
will still be allowed to suspend the review period for a shorter amount
of time if preferred. For a more detailed response to the comments
regarding the amendments relating to suspensions of the review period,
please see the Response to Comments document (Ref. 2).
F. Severability
As explained in this preamble, EPA is finalizing several different
types of amendments in this rule, including amendments related to:
commencement of manufacture or processing; required determinations and
associated actions; terminology and definitions; notice information
requirements; pre-screening procedures; correcting errors in notices;
incomplete notices; notification of the receipt of new information;
expiration of the LVE and LoREX review period; notification of LVE and
LoREX holders regarding certain other actions involving their chemical
substance; PFAS ineligibility for LVE and LoREX exemptions; certain PBT
ineligibility for LVE and LoREX exemptions; and suspensions of the
review period. Each type of amendment functions independently, serves a
discrete purpose, and is intended to be severable from the other
amendments. In the event of litigation staying, remanding, or
invalidating a portion of EPA's amendments in this rule, EPA intends to
preserve all other amendments in this rule to the fullest extent
possible. For example, the amendment to the LVE and LoREX regulations
making PFAS ineligible for such exemptions functions independently from
the amendment to those regulations making certain PBTs ineligible for
the exemptions, such that if either ineligibility provision were stayed
or invalidated, it would have no effect on the other, and EPA intends
that the other would remain effective. Similarly, any stay or
invalidation of the amendment making PFAS ineligible for the LVE and
LoREX exemptions would have no effect on amendments related to
incomplete notices, and vice versa. These specific examples are not
intended to be exhaustive, but rather illustrative of scenarios that
reflect EPA's overarching intent that each type of amendment be
severable.
Furthermore, within the broader category of amendments to notice
information requirements, the rule includes a number of discrete
amendments pertaining to different types of information. Each of these
specific amendments to notice information requirements functions
independently and is intended to be severable from the others. As an
example, if amended information requirements regarding the categories
of use of the chemical substance were to be stayed or invalidated, it
would have no effect on amended information requirements regarding
worker exposure, and vice versa.
The limited circumstance in which severability is not intended is
where a single type of amendment involved changes to multiple
paragraphs or sections of the regulations. For example, in cases where
EPA is finalizing the same or similar amendment in multiple parts of
the CFR for conformity (e.g., where an amendment to part 721, 723, or
725 is intended merely to conform to the same or similar amendment in
part 720), severability is not intended between those provisions. In
addition, were the amendment making PFAS ineligible for LVE and LoREX
exemptions to be invalidated, the related amendment defining PFAS for
purposes of that ineligibility provision would no longer be necessary
or helpful. However, EPA does intend severability in the inverse
scenario: if the definition of PFAS were stayed or invalidated, EPA
intends severability of all other amendments, including the amendment
making PFAS ineligible for LVEs and LoREX.
IV. References
The following is a listing of the documents that are specifically
referenced in this Federal Register notice. The docket includes these
documents and other information considered by EPA, including documents
that are referenced within the documents that are included in the
docket, even if the referenced document is not physically located in
the docket. For assistance in locating these other documents, please
consult the technical person listed under FOR FURTHER INFORMATION
CONTACT.
1. EPA. Economic Analysis for the Final Rule: Updates to New
Chemicals Regulations under the Toxic Substances Control Act.
December 2024.
2. EPA. Response to Comments on the Proposed Rule Updates to New
Chemicals Regulations Under the Toxic Substances Control Act (TSCA).
December 2024.
3. EPA. Central Data Exchange Online User Guide. Accessible at:
https://cdx.epa.gov/About/UserGuide.
4. EPA. Points to Consider When Preparing TSCA New Chemical
Notification. OMB Control No.: 2070-0012. June 2018. Accessible at:
https://www.epa.gov/reviewing-new-chemicals-under-toxic-substances-control-act-tsca/points-consider-when-preparing-tsca.
5. EPA. TSCA New Chemical Engineering Initiative to Increase
Transparency and Reduce Rework. Accessible at: https://www.epa.gov/reviewing-new-chemicals-under-toxic-substances-control-act-tsca/tsca-new-chemical-engineering.
6. EPA. Tables Detailing the Final Amendments to Add Details to 40
CFR 720.45 Reporting Requirements and Enhancements to the CDX
Reporting Form. December 2024.
7. EPA. Supporting Statement for an Information Collection Request
(ICR) Under the Paperwork Reduction Act (PRA); TSCA Section 5
Premanufacture Review of New Chemical Substances and Significant New
Use Rules for New and Existing Chemical Substances (Revision); EPA
ICR No. 1188.15; OMB Control No. 2070-0038]. December 2024.
8. EPA. Premanufacture Notification; Premanufacture Notice
Requirements and Review Procedures; Final Rule. Federal Register. 48
FR 21722; May 13, 1983 (TSH-FRL 2998-5).
9. EPA. Press Release: EPA Announces Changes to Prevent Unsafe New
PFAS from Entering the Market. April 27, 2021.
10. EPA. Framework for TSCA New Chemicals Review of PFAS
Premanufacture Notices (PMNs) and Significant New Use Notices
(SNUNs). June 2023.
11. Executive Office of the President of the United States. Per- and
Polyfluoroalkyl Substances Report. March 2023.
12. Lohmann, Rainer, et al. Are fluoropolymers really of low concern
for human and environmental health and separate from other PFAS?
Environmental science & technology 54.20 (2020): 12820-12828.
13. EPA. Policy Statement on Category for Persistent,
Bioaccumulative, and Toxic New Chemical Substances. Federal
Register. (64 FR 60194, November 4, 1999) (FRL-6097-7).
V. Statutory and Executive Order Reviews
Additional information about these statutes and Executive Orders
can be found at https://www.epa.gov/laws-regulations/laws-and-executive-orders.
A. Executive Orders 12866: Regulatory Planning and Review and 14094:
Modernizing Regulatory Review
This action is a ``significant regulatory action'' as defined in
Executive Order
[[Page 102788]]
12866, as amended by Executive Order 14094 (88 FR 21879, April 11,
2023). Accordingly, EPA submitted this action to the Office of
Management and Budget (OMB) for Executive Order 12866 review.
Documentation of any changes made in response to the Executive Order
12866 review is available in the docket. The EPA prepared an economic
analysis of the potential impacts associated with this action. This
analysis, ``Economic Analysis for the Final Rule: Updates to New
Chemicals Regulations under the Toxic Substances Control Act'' (Ref.
1), is also available in the docket.
B. Paperwork Reduction Act (PRA)
The information collection activities in this rule have been
submitted to OMB for review and approval under the PRA (44 U.S.C. 3501
et seq.). The Information Collection Request (ICR) document that EPA
prepared has been assigned EPA ICR No. 1188.15 (Ref. 7). This ICR
represents a revision to the currently approved ICR that covers the
information collection activities contained in the existing
regulations. The Economic Analysis covers the incremental changes from
this action. You can find copies of the Economic Analysis and ICR in
the docket, and the ICR is briefly summarized here.
Respondents/affected entities: Certain chemical manufacturers
(including importers) and processors (see Unit I.A.).
Respondent's obligation to respond: Mandatory under TSCA section 5.
Estimated number of respondents: 560.
Frequency of response: On occasion.
Total estimated incremental burden: Estimates show that this rule
will decrease existing approved ICR burden by 4,528 hours per year.
Burden is defined at 5 CFR 1320.3(b).
Total estimated incremental cost: Estimates show that this rule
will increase existing approved ICR costs by $203,150 per year. This
includes $0 annualized capital or operation and maintenance costs.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for EPA's
regulations in title 40 of the CFR are listed in 40 CFR part 9. When
OMB approves this ICR, the Agency will announce that approval in the
Federal Register and publish a technical amendment to 40 CFR part 9 to
display the OMB control number for the approved information collection
activities contained in this final rule.
EPA did not receive any comments on the ICR revision that was
posted with the proposed rule. EPA prepared a Response to Comments
document (Ref. 2) that summarizes all the comments relevant to the
proposal, including comments affecting the Agency's burden estimates
related to the rule.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA, 5
U.S.C. 601 et seq. The Agency's basis is briefly summarized here and is
detailed in the Economic Analysis (Ref. 1).
The majority of firms that submit a TSCA section 5 notice will
realize either no change or a decrease in costs associated with form
submission. However, EPA expects that firms that submit LVE notices for
PFAS will incur an estimated cost of approximately $61,049 per notice
due to the greater burden and non-labor costs associated with
submitting a PMN form. EPA estimates that 98 percent of small firms
(184 firms) will have cost impacts of less than 1 percent of revenues,
less than 1 percent (1 firm) will have cost impacts between 1 and 3
percent of revenues, and 1 percent (2 firms) will have cost impacts
greater than 3 percent of revenues.
D. Unfunded Mandates Reform Act (UMRA)
This action does not contain an unfunded mandate of $100 million
(adjusted annually for inflation) or more as described in UMRA, 2
U.S.C. 1531-1538, and does not significantly or uniquely affect small
governments. EPA has concluded that this action imposes no enforceable
duty on any state, local or Tribal governments because, based on EPA's
experience with reviewing TSCA section 5 actions, state, local and
Tribal governments have not been impacted and EPA does not have any
reasons to believe that any state, local, or Tribal government would
engage in the activities such that they would be impacted by this
rulemaking.
In addition, given that the estimated incremental cost on the
private sector is expected to be less than $50,000 (Ref. 1), EPA has
concluded that this rulemaking is not expected to result in
expenditures by the private sector of $183 million or more in any one
year ($100 million in 1995$ adjusted for inflation using the CDP
implicit price deflator).
E. Executive Order 13132: Federalism
This action does not have federalism implications as specified in
Executive Order 13132 (64 FR 43255, August 10, 1999), because it will
not have substantial direct effects on the states, on the relationship
between the national government and the states, or on the distribution
of power and responsibilities among the various levels of government.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have Tribal implications as specified in
Executive Order 13175 (65 FR 67249, November 9, 2000), because it will
not have substantial direct effects on Tribal governments, on the
relationship between the Federal Government and the Indian tribes, or
on the distribution of power and responsibilities between the Federal
government and Indian tribes.
G. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
EPA interprets Executive Order 13045 (62 FR 19885, April 23, 1997)
as applying only to those regulatory actions that concern environmental
health or safety risks that the EPA has reason to believe may
disproportionately affect children, per the definition of ``covered
regulatory action'' in section 2-201 of the Executive Order. Therefore,
this action is not subject to Executive Order 13045 because it does not
concern an environmental health risk or safety risk. Since this action
does not concern human health risks, EPA's Policy on Children's Health
also does not apply. This procedural rule would align the implementing
regulations codified at 40 CFR parts 720, 721, and 725 with amended
TSCA and make additional updates based on existing policies or lessons
learned from administering the New Chemicals Program since TSCA was
amended in 2016.
Although this procedural rule itself would not directly affect the
level of protection provided to human health or the environment, EPA
expects that the rule would improve the Agency's consideration of risks
to children--in furtherance of EPA's Policy on Children's Health--and
other PESS. In turn, EPA anticipates that the amendments would help
better inform the Agency's determinations for each new chemical
substance or significant new use for which it received a notice under
TSCA section 5(a)(1), pertaining to the likelihood of unreasonable risk
to human health or the environment under known, intended or reasonably
foreseen conditions of use. EPA uses an integrated approach that draws
on knowledge and experience across disciplinary and organizational
lines to
[[Page 102789]]
identify and evaluate concerns regarding health and environmental
effects, and exposure and release.
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not a ``significant energy action'' as defined in
Executive Order 13211 (66 FR 28355, May 22, 2001), because it is not
likely to have a significant adverse effect on the supply,
distribution, or use of energy.
I. National Technology Transfer and Advancement Act (NTTAA)
This rulemaking does not involve technical standards under the
NTTAA section 12(d), 15 U.S.C. 272.
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations and
Executive Order 14096: Revitalizing Our Nation's Commitment to
Environmental Justice for All
EPA believes that this type of action does not concern human health
or environmental conditions and therefore cannot be evaluated with
respect to potentially disproportionate and adverse effects on
communities with environmental justice concerns in accordance with
Executive Orders 12898 (59 FR 7629, February 16, 1994) and 14096 (88 FR
25251, April 26, 2023). This action is procedural in nature. Therefore,
EPA believes that it is not practicable to assess whether the human
health or environmental conditions that exist prior to this action
result in disproportionate and adverse effects on communities with
environmental justice concerns. Although this action does not concern
human health or environmental conditions, EPA identifies and addresses
environmental justice concerns by finalizing, among other things, the
regulatory definition of PESS to include overburdened communities, the
Agency believes that this action would assist EPA and others in
determining the potential exposures, hazards and risks to overburdened
communities associated with the manufacture, processing, distribution
in commerce, use, or disposal of the new chemical substances and
significant new uses of chemical substances subject to this rulemaking.
EPA anticipates that the inclusion of overburdened communities among
the PESS considered in the Agency's review of a TSCA section 5
submission would also enable the Agency, if necessary, to design
appropriate future risk management actions to address an unreasonable
risk that the Agency may determine is presented by that chemical
substance and to consider how such risk management actions would affect
communities with environmental justice concerns.
K. Congressional Review Act (CRA)
This action is subject to the CRA, 5 U.S.C. 801 et seq., and the
EPA will submit a rule report to each House of the Congress and to the
Comptroller General of the United States. This action is not a ``major
rule'' as defined by 5 U.S.C. 804(2).
List of Subjects
40 CFR Part 68
Administrative practice and procedure, Air pollution control,
Chemicals, Environmental protection, Hazardous substances.
40 CFR Part 372
Environmental protection, Reporting and recordkeeping requirements,
Toxic substances.
40 CFR Part 703
Chemicals, Confidential business information, Environmental
protection, Exports, Hazardous substances, Imports, Reporting and
recordkeeping requirements.
40 CFR Parts 720, 721, 723, and 725
Environmental protection, Chemicals, Hazardous materials, Reporting
and recordkeeping requirements.
Dated: December 3, 2024.
Michal Freedhoff,
Assistant Administrator, Office of Chemical Safety and Pollution
Prevention.
Therefore, for the reasons set forth in the preamble, 40 CFR
chapter I is amended as follows:
PART 68--CHEMICAL ACCIDENT PREVENTION PROVISIONS
0
1. The authority citation for part 68 continues to read as follows:
Authority: 42 U.S.C. 7412(r), 7601(a)(1), 7661-7661f.
Sec. 68.115 Threshold determination.
0
2. Amend Sec. 68.115(b)(5) by revising the citation ``Sec.
720.3(ee)'' to read ``Sec. 720.3.''
PART 372--TOXIC CHEMICAL RELEASE REPORTING: COMMUNITY RIGHT-TO-KNOW
0
3. The authority citation for part 372 continues to read as follows:
Authority: 42 U.S.C. 11023 and 11048.
Sec. 372.38 Exemptions.
0
4. Amend Sec. 372.38(d) by revising the citation ``Sec. 720.3(ee)''
to read ``Sec. 720.3.''
PART 703--CONFIDENTIALITY CLAIMS
0
5. The authority citation for part 703 continues to read as follows:
Authority: 15 U.S.C. 2613.
Sec. 703.3 Definitions.
0
6. Amend Sec. 703.3 by:
0
a. Revising in the introductory text the citation ``Sec. 720.3(ff)''
to read ``Sec. 720.3;''
0
b. Revising in the definition for ``Health and safety study'' the
citation ``Sec. 720.3(k)'' to read ``Sec. 720.3.''
PART 720--PREMANUFACTURE NOTIFICATION
0
7. The authority citation for part 720 continues to read as follows:
Authority: 15 U.S.C. 2604, 2607, and 2613.
Sec. 720.1 Scope.
0
8. Amend Sec. 720.1 by removing the phrase ``The rule'' and adding in
its place the phrase ``This part'' wherever it appears.
0
9. Revise and republish Sec. 720.3 to read as follows:
Sec. 720.3 Definitions.
In addition to the definitions under section 3 of the Act, 15
U.S.C. 2602, the following definitions apply to this part.
Act means the Toxic Substances Control Act, 15 U.S.C. 2601 et seq.
Applicable review period means the period starting on the date EPA
receives a complete notice under section 5(a)(1) of the Act and ending
90 days after that date or on such date as is provided for in sections
5(b)(1) or 5(c) of the Act.
Article means a manufactured item:
(1) Which is formed to a specific shape or design during
manufacture;
(2) Which has end use function(s) dependent in whole or in part
upon its shape or design during end use; and
(3) Which has either no change of chemical composition during its
end use or only those changes of composition which have no commercial
purpose separate from that of the article and that may occur as
described in Sec. 720.30(h)(5), except that fluids and particles are
not considered articles regardless of shape or design.
Byproduct means a chemical substance produced without a separate
commercial intent during the manufacture, processing, use, or disposal
of another chemical substance or mixture.
Byproduct material, source material, and special nuclear material
have the
[[Page 102790]]
meanings contained in the Atomic Energy Act of 1954, 42 U.S.C. 2014 et
seq. and the regulations issued under it.
Central Data Exchange or CDX means EPA's centralized electronic
document receiving system, or its successors.
Chemical substance means any organic or inorganic substance of a
particular molecular identity, including any combination of such
substances occurring in whole or in part as a result of a chemical
reaction or occurring in nature, and any chemical element or uncombined
radical, except that ``chemical substance'' does not include:
(1) Any mixture;
(2) Any pesticide when manufactured, processed, or distributed in
commerce for use as a pesticide;
(3) Tobacco or any tobacco product;
(4) Any source material, special nuclear material, or byproduct
material;
(5) Any pistol, firearm, revolver, shells, or cartridges; or
(6) Any food, food additive, drug, cosmetic, or device, when
manufactured, processed, or distributed in commerce for use as a food,
food additive, drug, cosmetic, or device.
Commerce means trade, traffic, transportation, or other commerce:
(1) Between a place in a State and any place outside of such State;
or
(2) Which affects trade, traffic, transportation, or commerce
between a place in a State and any place outside of such State.
Cosmetic, device, drug, food, and food additive have the meanings
contained in the Federal Food, Drug, and Cosmetic Act, 21 U.S.C. 321 et
seq., and the regulations issued under it. In addition, the term
``food'' includes poultry and poultry products, as defined in the
Poultry Products Inspection Act, 21 U.S.C. 453 et seq.; meats and meat
food products, as defined in the Federal Meat Inspection Act, 21 U.S.C.
60 et seq.; and eggs and egg products, as defined in the Egg Products
Inspection Act, 21 U.S.C. 1033 et seq.
Customs territory of the United States means the 50 States, Puerto
Rico, and the District of Columbia.
Director means the Director of the EPA Office of Pollution
Prevention and Toxics (OPPT).
Distribute in commerce means to sell in commerce, to introduce or
deliver for introduction into commerce, or to hold after introduction
into commerce.
EPA means the U.S. Environmental Protection Agency.
e-PMN software means electronic-PMN software created by EPA for use
in preparing and submitting Premanufacture Notices (PMNs) and other
TSCA section 5 notices and support documents electronically to the
Agency.
Health and safety study or study means any study of any effect of a
chemical substance or mixture on health or the environment or on both,
including underlying data and epidemiological studies, studies of
occupational exposure to a chemical substance or mixture,
toxicological, clinical, and ecological, or other studies of a chemical
substance or mixture, and any test performed under the Act. Chemical
identity is always part of a health and safety study.
(1) Not only is information which arises as a result of a formal,
disciplined study included, but other information relating to the
effects of a chemical substance or mixture on health or the environment
is also included. Any data that bear on the effects of a chemical
substance on health or the environment would be included.
(2) Examples include:
(i) Long- and short-term tests of mutagenicity, carcinogenicity, or
teratogenicity; data on behavioral disorders; dermatoxicity;
pharmacological effects; mammalian absorption, distribution,
metabolism, and excretion; cumulative, additive, and synergistic
effects; acute, subchronic, and chronic effects; and structure/activity
analyses.
(ii) Tests for ecological or other environmental effects on
invertebrates, fish, or other animals, and plants, including acute
toxicity tests, chronic toxicity tests, critical life stage tests,
behavioral tests, algal growth tests, seed germination tests, plant
growth or damage tests, microbial function tests, bioconcentration or
bioaccumulation tests, and model ecosystem (microcosm) studies.
(iii) Assessments of human and environmental exposure, including
workplace exposure, and impacts of a particular chemical substance or
mixture on the environment, including surveys, tests, and studies of:
Biological, photochemical, and chemical degradation; air, water, and
soil transport; biomagnification and bioconcentration; and chemical and
physical properties, e.g., boiling point, vapor pressure, evaporation
rates from soil and water, octanol/water partition coefficient, and
water solubility.
(iv) Monitoring data, when they have been aggregated and analyzed
to measure the exposure of humans or the environment to a chemical
substance or mixture.
(v) Any assessments of risk to health and the environment resulting
from the manufacture, processing, distribution in commerce, use, or
disposal of the chemical substance.
Importer means any person who imports a chemical substance,
including a chemical substance as part of a mixture or article, into
the customs territory of the United States. ``Importer'' includes the
person primarily liable for the payment of any duties on the
merchandise or an authorized agent acting on his or her behalf. The
term also includes, as appropriate:
(1) The consignee.
(2) The importer of record.
(3) The actual owner if an actual owner's declaration and
superseding bond has been filed in accordance with 19 CFR 141.20; or
(4) The transferee, if the right to draw merchandise in a bonded
warehouse has been transferred in accordance with 19 CFR part 144,
subpart C. (See ``principal importer.'')
Impurity means a chemical substance which is unintentionally
present with another chemical substance.
Intermediate means any chemical substance that is consumed, in
whole or in part, in chemical reactions used for the intentional
manufacture of another chemical substance(s) or mixture(s), or that is
intentionally present for the purpose of altering the rates of such
chemical reactions.
Inventory means the list of chemical substances manufactured or
processed in the United States that EPA compiled and keeps current
under section 8(b) of the Act.
Known to or reasonably ascertainable by means all information in a
person's possession or control, plus all information that a reasonable
person similarly situated might be expected to possess, control, or
know.
Manufacture means to produce or manufacture in the United States or
import into the customs territory of the United States.
Manufacture for commercial purposes means:
(1) To manufacture with the purpose of obtaining an immediate or
eventual commercial advantage for the manufacturer, and includes, among
other things, ``manufacture'' of any amount of a chemical substance or
mixture.
(2) The term also applies to substances that are produced
coincidentally during the manufacture, processing, use, or disposal of
another substance or mixture, including byproducts that are separated
from that other substance or mixture and impurities that remain in that
substance or mixture. Byproducts and impurities without separate
commercial value are nonetheless produced for the purpose of obtaining
a commercial advantage, since
[[Page 102791]]
they are part of the manufacture of a chemical substance for commercial
purposes.
Manufacture solely for export means to manufacture for commercial
purposes a chemical substance solely for export from the United States
under the following restrictions on activities in the United States:
(1) Distribution in commerce is limited to purposes of export or
processing solely for export as defined in Sec. 721.3 of this chapter.
(2) The manufacturer and any person to whom the substance is
distributed for purposes of export or processing solely for export (as
defined in Sec. 721.3 of this chapter), may not use the substance
except in small quantities solely for research and development in
accordance with Sec. 720.36.
Manufacturer means a person who imports, produces, or manufactures
a chemical substance. A person who extracts a component chemical
substance from a previously existing chemical substance or a complex
combination of substances is a manufacturer of that component chemical
substance. A person who contracts with a manufacturer to manufacture or
produce a chemical substance is also a manufacturer if:
(1) The manufacturer manufactures or produces the substance
exclusively for that person; and
(2) That person specifies the identity of the substance and
controls the total amount produced and the basic technology for the
plant process.
Mixture means any combination of two or more chemical substances if
the combination does not occur in nature and is not, in whole or in
part, the result of a chemical reaction; except ``mixture'' does
include:
(1) Any combination which occurs, in whole or in part, as a result
of a chemical reaction if the combination could have been manufactured
for commercial purposes without a chemical reaction at the time the
chemical substances comprising the combination were combined, and if
all of the chemical substances comprising the combination are not new
chemical substances; and
(2) Hydrates of a chemical substance or hydrated ions formed by
association of a chemical substance with water, so long as the
nonhydrated form is itself not a new chemical substance.
New chemical substance means any chemical substance which is not
included on the Inventory.
Nonisolated intermediate means any intermediate that is not
intentionally removed from the equipment in which it is manufactured,
including the reaction vessel in which it is manufactured, equipment
which is ancillary to the reaction vessel, and any equipment through
which the chemical substance passes during a continuous flow process,
but not including tanks or other vessels in which the substance is
stored after its manufacture.
Person means any natural person, firm, company, corporation, joint-
venture, partnership, sole proprietorship, association, or any other
business entity, any State or political subdivision thereof, any
municipality, any interstate body, and any department, agency or
instrumentality of the Federal Government.
Pesticide has the meaning contained in the Federal Insecticide,
Fungicide, and Rodenticide Act, 7 U.S.C. 136 et seq. and the
regulations issued under it.
Possession or control means in possession or control of the
submitter, or of any subsidiary, partnership in which the submitter is
a general partner, parent company, or any company or partnership which
the parent company owns or controls, if the subsidiary, parent company,
or other company or partnership is associated with the submitter in the
research, development, test marketing, or commercial marketing of the
chemical substance in question. (A parent company owns or controls
another company if the parent owns or controls 50 percent or more of
the other company's voting stock. A parent company owns or controls any
partnership in which it is a general partner). Information is included
within this definition if it is:
(1) In files maintained by submitter's employees who are:
(i) Associated with research, development, test marketing, or
commercial marketing of the chemical substance in question.
(ii) Reasonably likely to have such data.
(2) Maintained in the files of other agents of the submitter who
are associated with research, development, test marketing, or
commercial marketing of the chemical substance in question in the
course of their employment as such agents.
Potentially exposed or susceptible subpopulation means a group of
individuals within the general population identified by EPA who, due to
either greater susceptibility or greater exposure, may be at greater
risk than the general population of adverse health effects from
exposure to a chemical substance or mixture, such as infants, children,
pregnant women, workers, the elderly, or overburdened communities.
Principal importer means the first importer who, knowing that a new
chemical substance will be imported rather than manufactured
domestically, specifies the identity of the chemical substance and the
total amount to be imported. Only persons who are incorporated,
licensed, or doing business in the United States may be principal
importers.
Process means the preparation of a chemical substance or mixture,
after its manufacture, for distribution in commerce:
(1) In the same form or physical state as, or in a different form
or physical state from, that in which it was received by the person so
preparing such substance or mixture, or
(2) As part of a mixture or article containing the chemical
substance or mixture.
Processor means any person who processes a chemical substance or
mixture.
Small quantities solely for research and development (or ``small
quantities solely for purposes of scientific experimentation or
analysis or chemical research on, or analysis of, such substance or
another substance, including such research or analysis for the
development of a product'') means quantities of a chemical substance
manufactured or processed or proposed to be manufactured or processed
solely for research and development that are not greater than
reasonably necessary for such purposes.
State means any State of the United States and the District of
Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, Guam,
the Canal Zone, American Samoa, the Northern Mariana Islands, and any
other territory or possession of the United States.
Support documents means material and information submitted to EPA
in support of a TSCA section 5 notice, including but not limited to,
correspondence, amendments (if notices for these amendments were
submitted prior to January 19, 2016), and test data. The term ``support
documents'' does not include orders under TSCA section 5(e) (either
consent orders or orders imposed pursuant to TSCA section 5(e)(2)(B)).
Technically qualified individual means a person or persons:
(1) Who, because of education, training, or experience, or a
combination of these factors, is capable of understanding the health
and environmental risks associated with the chemical substance which is
used under his or her supervision;
(2) Who is responsible for enforcing appropriate methods of
conducting scientific experimentation, analysis, or chemical research
to minimize such risks; and
[[Page 102792]]
(3) Who is responsible for the safety assessments and clearances
related to the procurement, storage, use, and disposal of the chemical
substance as may be appropriate or required within the scope of
conducting a research and development activity.
Test data means data from a formal or informal test or experiment,
including information concerning the objectives, experimental methods
and materials, protocols, results, data analyses, recorded
observations, monitoring data, measurements, and conclusions from a
test or experiment.
Test marketing means the distribution in commerce of no more than a
predetermined amount of a chemical substance, mixture, or article
containing that chemical substance or mixture, by a manufacturer or
processor, to no more than a defined number of potential customers to
explore market capability in a competitive situation during a
predetermined testing period prior to the broader distribution of that
chemical substance, mixture, or article in commerce.
United States, when used in the geographic sense, means all of the
States.
Sec. 720.30 [Amended]
0
10. Amend Sec. 720.30 by revising the citations ``Sec. 720.3(e)'' in
paragraph (a) and ``720.3(u)'' in paragraph (b) to both read ``Sec.
720.3.''
0
11. Amend Sec. 720.40 by revising paragraph (f) to read as follows:
Sec. 720.40 General.
* * * * *
(f) New information. During the applicable review period, if the
submitter possesses, controls, or knows of new information that
materially adds to or changes the information included in the notice,
the submitter must submit that information to EPA within ten days of
receiving the new information, but no later than five days before the
end of the applicable review period. The new information must be
submitted electronically to EPA via CDX and must clearly identify the
submitter and the notice to which the new information is related. If
the new information becomes available during the last five days of the
applicable review period, the submitter must immediately inform its EPA
contact for that notice by telephone or e-mail and submit the new
information electronically to EPA via CDX.
* * * * *
0
12. Amend Sec. 720.45 by:
0
a. Revising paragraphs (a)(4) and (5), and (f) through (h); and
0
b. Adding paragraphs (j) and (k).
The revisions and additions read as follows:
Sec. 720.45 Information that must be included in the notice form.
* * * * *
(a) * * *
(4) If an importer submitting the notice cannot provide all the
information specified in paragraphs (a)(1) and (2) of this section
because it is claimed as confidential by the foreign supplier of the
substance, the importer must have the foreign supplier follow the
procedures in paragraph (a)(3) of this section and provide the correct
chemical identity information specified in paragraphs (a)(1) and (2) of
this section directly to EPA in a joint submission or as a letter of
support to the notice, which clearly references the importer's notice
and PMN User Fee Identification Number. The applicable review period
will commence upon receipt of both the notice and the complete, correct
information, in accordance with Sec. 720.65.
(5) If a manufacturer cannot provide all the information specified
in paragraphs (a)(1) and (2) of this section because the new chemical
substance is manufactured using a reactant having a specific chemical
identity claimed as confidential by its supplier, the manufacturer must
submit a notice directly to EPA containing all the information known by
the manufacturer about the chemical identity of the reported substance
and its proprietary reactant. In addition, the manufacturer must ensure
that the supplier of the confidential reactant submit a letter of
support directly to EPA providing the specific chemical identity of the
confidential reactant, including the CASRN, if available, and the
appropriate PMN or exemption number, if applicable. The letter of
support must reference the manufacturer's name and PMN Fee
Identification Number. The applicable review period will commence upon
receipt of the notice, the letter of support, and the complete, correct
information, in accordance with Sec. 720.65.
* * * * *
(f)(1) A description of the intended category or categories of
consumer or commercial use by function and application, which includes
a description of the following:
(i) The estimated percent of production volume devoted to each
category of use.
(ii) The percent of the new chemical substance in the formulation
for each commercial or consumer use.
(iii) The types of products or articles that would incorporate the
new chemical substance (e.g., household cleaners, plastic articles).
(iv) Information related to the use of products or articles
containing the new chemical substance by potentially exposed or
susceptible subpopulations.
(v) How and where a product or article containing the new chemical
substance would be used (e.g., spray applied indoors, brushed on
outdoor surfaces).
(vi) Consumption rates and frequency and duration of use of
products or articles containing the new chemical substance.
(2) Using the applicable codes listed in Table 1 to paragraph
(f)(2), submitters must designate the consumer and commercial product
category or categories that best describe the consumer and commercial
products in which the new chemical substance is intended or known to be
used. When more than 10 codes apply to the consumer or commercial
products in which the new chemical substance is intended or known to be
used, submitters should only designate the 10 product categories that
represent the highest proportion of the anticipated production volume.
Table 1 to Paragraph (f)(2)--Codes for Reporting Consumer and Commercial
Product Categories
------------------------------------------------------------------------
Code Category
------------------------------------------------------------------------
Chemical Substances in Furnishing, Cleaning, Treatment Care Products
------------------------------------------------------------------------
CC101.................... Construction and building materials covering
large surface areas including stone,
plaster, cement, glass and ceramic articles;
fabrics, textiles, and apparel.
CC102.................... Furniture & furnishings including plastic
articles (soft); leather articles.
CC103.................... Furniture & furnishings including stone,
plaster, cement, glass, and ceramic
articles; metal articles; or rubber
articles.
CC104.................... Leather conditioner.
CC105.................... Leather tanning, dye, finishing,
impregnation, and care products.
[[Page 102793]]
CC106.................... Textile (fabric) dyes.
CC107.................... Textile finishing and impregnating/surface
treatment products.
CC108.................... All-purpose foam spray cleaner.
CC109.................... All-purpose liquid cleaner/polish.
CC110.................... All-purpose liquid spray cleaner.
CC111.................... All-purpose waxes and polishes.
CC112.................... Appliance cleaners.
CC113.................... Drain and toilet cleaners (liquid).
CC114.................... Powder cleaners (floors).
CC115.................... Powder cleaners (porcelain).
CC116.................... Dishwashing detergent (liquid/gel).
CC117.................... Dishwashing detergent (unit dose/granule).
CC118.................... Dishwashing detergent liquid (hand-wash).
CC119.................... Dry cleaning and associated products.
CC120.................... Fabric enhancers.
CC121.................... Laundry detergent (unit-dose/granule).
CC122.................... Laundry detergent (liquid).
CC123.................... Stain removers.
CC124.................... Ion exchangers.
CC125.................... Liquid water treatment products.
CC126.................... Solid/Powder water treatment products.
CC127.................... Liquid body soap.
CC128.................... Liquid hand soap.
CC129.................... Solid bar soap.
CC130.................... Air fresheners for motor vehicles.
CC131.................... Continuous action air fresheners.
CC132.................... Instant action air fresheners.
CC133.................... Anti-static spray.
CC134.................... Apparel finishing, and impregnating/surface
treatment products.
CC135.................... Insect repellent treatment.
CC136.................... Pre-market waxes, stains, and polishes
applied to footwear.
CC137.................... Post-market waxes, and polishes applied to
footwear (shoe polish).
CC138.................... Waterproofing and water-resistant sprays.
------------------------------------------------------------------------
Chemical Substances in Construction, Paint, Electrical, and Metal
Products
------------------------------------------------------------------------
CC201.................... Fillers and putties.
CC202.................... Hot-melt adhesives.
CC203.................... One-component caulks.
CC204.................... Solder.
CC205.................... Single-component glues and adhesives.
CC206.................... Two-component caulks.
CC207.................... Two-component glues and adhesives.
CC208.................... Adhesive/Caulk removers.
CC209.................... Aerosol spray paints.
CC210.................... Lacquers, stains, varnishes, and floor
finishes.
CC211.................... Paint strippers/removers.
CC212.................... Powder coatings.
CC213.................... Radiation curable coatings.
CC214.................... Solvent-based paint.
CC215.................... Thinners.
CC216.................... Water-based paint.
CC217.................... Construction and building materials covering
large surface areas, including wood
articles.
CC218.................... Construction and building materials covering
large surface areas, including paper
articles; metal articles; stone, plaster,
cement, glass, and ceramic articles.
CC219.................... Machinery, mechanical appliances, electrical/
electronic articles.
CC220.................... Other machinery, mechanical appliances,
electronic/electronic articles.
CC221.................... Construction and building materials covering
large surface areas, including metal
articles.
CC222.................... Electrical batteries and accumulators.
------------------------------------------------------------------------
Chemical Substances in Packaging, Paper, Plastic, Toys, Hobby Products
------------------------------------------------------------------------
CC301.................... Packaging (excluding food packaging),
including paper articles.
CC302.................... Other articles with routine direct contact
during normal use, including paper articles.
CC303.................... Packaging (excluding food packaging),
including rubber articles; plastic articles
(hard); plastic articles (soft).
CC304.................... Other articles with routine direct contact
during normal use including rubber articles;
plastic articles (hard).
CC305.................... Toys intended for children's use (and child
dedicated articles), including fabrics,
textiles, and apparel; or plastic articles
(hard).
CC306.................... Adhesives applied at elevated temperatures.
CC307.................... Cement/concrete.
CC308.................... Crafting glue.
CC309.................... Crafting paint (applied to body).
[[Page 102794]]
CC310.................... Crafting paint (applied to craft).
CC311.................... Fixatives and finishing spray coatings.
CC312.................... Modelling clay.
CC313.................... Correction fluid/tape.
CC314.................... Inks in writing equipment (liquid).
CC315.................... Inks used for stamps.
CC316.................... Toner/Printer cartridge.
CC317.................... Liquid photographic processing solutions.
------------------------------------------------------------------------
Chemical Substances in Automotive, Fuel, Agriculture, Outdoor Use
Products
------------------------------------------------------------------------
CC401.................... Exterior car washes and soaps.
CC402.................... Exterior car waxes, polishes, and coatings.
CC403.................... Interior car care.
CC404.................... Touch up auto paint.
CC405.................... Degreasers.
CC406.................... Liquid lubricants and greases.
CC407.................... Paste lubricants and greases.
CC408.................... Spray lubricants and greases.
CC409.................... Anti-freeze liquids.
CC410.................... De-icing liquids.
CC411.................... De-icing solids.
CC412.................... Lock deicers/releasers.
CC413.................... Cooking and heating fuels.
CC414.................... Fuel additives.
CC415.................... Vehicular or appliance fuels.
CC416.................... Explosive materials.
CC417.................... Agricultural non-pesticidal products.
CC418.................... Lawn and garden care products.
------------------------------------------------------------------------
Chemical Substances in Products not Described by Other Codes
------------------------------------------------------------------------
CC980.................... Other (specify).
CC990.................... Non-TSCA use.
------------------------------------------------------------------------
(g) For sites controlled by the submitter:
(1) The identity and address of each site where the new chemical
substance will be manufactured, processed, or used.
(2) A process description of each manufacture, processing, and use
operation which includes a diagram of the major unit operations and
chemical conversions; indication of whether batch or continuous
manufacturing or processing occurs at the site, and the amount
manufactured or processed per batch or per day if continuous and per
year; the identity, approximate weight per batch or per day for
continuous production, and entry point of all starting materials and
feedstocks (including reactants, solvents, catalysts, etc.); the
identity, approximate weight per batch or per day for continuous
production, and entry point of all products, recycle streams, and
wastes, including frequency of any equipment cleaning; the type of
interim storage and transport containers used; and the points of
release of the new chemical substance numbered. If the new chemical
substance is released to two media at the same step in the process,
assign a second number for the second medium.
(3) Worker exposure information for each worker activity
anticipated or known to occur during manufacture, processing, or use of
the new chemical substance, including worker exposure information from
exempt manufacture or related use of the new chemical substance under
Sec. 720.30. This information includes:
(i) A description of each worker activity.
(ii) Type of potential worker exposure (e.g., dermal, inhalation).
(iii) Protective equipment in place, if any, including a
description of the kind of gloves, protective clothing, goggles, or
respirator that limit worker exposure.
(iv) Engineering controls in place, if any.
(v) Physical form of the new chemical substance to which workers
may be exposed and moisture content if physical form is solid.
(vi) The percent of new chemical substance in formulation at time
of worker exposure.
(vii) The number of workers reasonably likely to be exposed.
(viii) The duration of activities.
(4) Information on known or anticipated release of the new chemical
substance to the environment, including releases from the exempt
manufacture or related use of the new chemical substance under Sec.
720.30. This information includes the type of release (e.g., transport,
interim storage, disposal, equipment cleaning), the quantity of the new
chemical substance released directly to the environment, the quantity
of the new chemical substance released into control technology, the
quantity of the new chemical substance released to the environment
after control technology, the media of release, the type of control
technology used, and the following additional information based on the
type of release:
(i) For equipment cleaning releases, frequency of equipment
cleaning and what is used to clean the equipment.
(ii) For transport and storage releases, how the new chemical
substance or product containing the new chemical substance is
transported from the site and stored, whether dedicated containers are
used, whether the cleaning and disposal of the containers is under the
submitter's control, the container cleaning method, the
[[Page 102795]]
frequency of container cleaning, and the amount of release per
container cleaning.
(iii) For releases into air, Clean Air Act operating permit
numbers, a description of any Leak Detection and Repair program in
accordance with 40 CFR parts 60, 61, 63, 65, 264 or 265 (related to the
monitoring and management of fugitive releases) the site has
implemented, and the type of air pollution control technologies used at
the site to treat the stack releases that will contain the new chemical
substance.
(iv) For releases into water, the National Pollutant Discharge
Elimination System (NPDES) permit number(s), outfall numbers, the
name(s) of the waterbody into which the release occurs, and other
destination(s) into which the release occurs.
(v) For releases into wastewater treatment plants, the name(s) of
the publicly owned treatment works (POTW) or privately owned treatment
works into which the release occurs and the corresponding NPDES permit
number(s), the type of wastewater treatment technology or technologies
employed, and a description of the known or expected treatment
efficiency.
(h) For sites not controlled by the submitter:
(1) The identity and address of each site where the new chemical
substance will be manufactured, processed, or used.
(2) A description of each type of processing and use operation
involving the new chemical substance, including identification of the
estimated number of processing or use sites; a process description of
each operation which includes a diagram of the major unit operations
and chemical conversions; the identity, approximate weight per batch or
per day for continuous production, and entry point of all starting
materials and feedstocks (including reactants, solvents, catalysts,
etc.); the identity, approximate weight per batch or per day for
continuous production, and entry point of all products, recycle
streams, and wastes, including frequency of any equipment cleaning; the
type of interim storage and transport containers used; and the points
of release of the new chemical substance numbered. If the new chemical
substance is released to two media at the same step in the process,
assign a second number for the second medium.
(3) Worker exposure information for each worker activity
anticipated or known to occur during manufacture, processing, or use of
the new chemical substance, including worker exposure information from
exempt manufacture or related use of the new chemical substance under
Sec. 720.30. This information includes:
(i) A description of each worker activity.
(ii) Type of potential worker exposure (e.g., dermal, inhalation).
(iii) Protective equipment in place, if any, including a
description of the kind of gloves, protective clothing, goggles, or
respirator that limit worker exposure, if any.
(iv) Engineering controls in place if any.
(v) Physical form of the new chemical substance to which workers
may be exposed and moisture content if physical form is solid.
(vi) The percent of the new chemical substance in formulation at
time of worker exposure.
(vii) The number of workers reasonably likely to be exposed.
(viii) The duration of activities.
(4) Information on known or anticipated release of the new chemical
substance to the environment, including releases from the exempt
manufacture or related use of the new chemical substance under Sec.
720.30. This information includes the type of release (e.g., transport,
interim storage, disposal, equipment cleaning), the quantity of the new
chemical substance released directly to the environment, the quantity
of the new chemical substance released into control technology, the
quantity of the new chemical substance released to the environment
after control technology, the media of release, the type of control
technology used, and the following additional information based on the
type of release:
(i) For equipment cleaning releases, frequency of equipment
cleaning and what is used to clean the equipment.
(ii) For transport and storage releases, how the new chemical
substance or product containing the new chemical substance will be
transported from the site and stored, whether dedicated containers are
used, whether the cleaning and disposal of the containers is under the
submitter's control, the container cleaning method, the frequency of
container cleaning, and the amount of release of the new chemical
substance per container cleaning.
(iii) For releases into air, Clean Air Act operating permit
numbers, a description of any Leak Detection and Repair program in
accordance with 40 CFR parts 60, 61, 63, 65, 264 or 265 (related to the
monitoring and management of fugitive releases) the site has
implemented, and the type of air pollution control technologies used at
the site to treat the stack releases that will contain the new chemical
substance.
(iv) For releases into water, the National Pollutant Discharge
Elimination System (NPDES) permit number(s), outfall numbers, the
name(s) of the waterbody into which the release occurs, and other
destination(s) into which the release occurs.
(v) For releases into wastewater treatment plants, the name(s) of
the publicly owned treatment works (POTW) or privately owned treatment
works into which the release occurs and the corresponding NPDES permit
number(s), the type of wastewater treatment technology or technologies
employed, and a description of the known or expected treatment
efficiency.
* * * * *
(j) The physical and chemical properties and environmental fate
characteristics of the new chemical substance, which include the
following:
(1) For physical and chemical properties, such information includes
boiling point, sublimation, density/relative density, dissociation
constant, explodability, flammability, melting point, octanol/water
partition coefficient, particle size distribution, particle size
distribution analysis (i.e., analysis method and data used to develop
the particle size distribution), the physical state of the neat
substance, pH, solubility, vapor pressure, volatilization from water,
volatilization from soil, spectra, UV-VIS absorption data, and surface
tension.
(2) For environmental fate characteristics, such information
includes hydrolysis, photolysis, aerobic and anaerobic biodegradation,
atmospheric oxidation half-lives, Henry's law constant, adsorption/
desorption coefficient, bioaccumulation or bioconcentration factor,
Incineration Removal Efficiency (Destruction and Removal Efficiencies
or DREs), and Sewage Treatment (WWTP) Removals.
(k) Information about pollution prevention efforts, such as using
alternative fuel sources, reducing the use of water and chemical
inputs, modifying a production process to produce less waste, or
implementing water and energy conservation practices, or substituting
for riskier existing products. Inclusion of this information is
optional.
0
13. Amend Sec. 720.50 by revising paragraphs (a)(4)(ii) and adding
paragraph (c) to read as follows:
Sec. 720.50 Submission of test data and other data concerning the
health and environmental effects of a substance.
(a) * * *
(4) * * *
[[Page 102796]]
(ii) If a test or experiment is completed before the applicable
review period ends, the person must submit the study, report, or test
data electronically to EPA via CDX, as specified in paragraph (a)(3)(i)
of this section, within ten days of receiving it, but no later than
five days before the end of the review period. If the test or
experiment is completed during the last five days of the review period,
the submitter must inform its EPA contact for that notice by telephone
or e-mail prior to the end of the review period and submit the study,
report, or test data electronically to EPA via CDX.
* * * * *
(c) Other information. A person may submit other information, not
otherwise required in this section, to facilitate EPA's review of the
notice.
* * * * *
0
14. Revise Sec. 720.65 to read as follows:
Sec. 720.65 Acknowledgement of receipt of a notice; errors in the
notice; incomplete submissions; and false and misleading statements.
(a) Notification to the submitter. (1) EPA will acknowledge receipt
of each notice by sending a letter via CDX or U.S. mail to the
submitter that identifies the premanufacture notice number assigned to
the new chemical substance and date on which the applicable review
period begins as described in paragraph (a)(2) of this section.
(2) Before EPA sends an acknowledgement of receipt of a notice
pursuant to paragraph (a)(1) of this section, EPA will conduct a pre-
screen of the notice, typically taking 2-3 days and according to the
criteria under paragraphs (b)(1) and (c)(1) of this section.
(i) If EPA concludes that the notice contains errors warranting
remedy or is incomplete, EPA will notify the submitter according to
paragraph (d)(3) of this section. The applicable review period will not
begin. Once the submitter corrects the errors or incomplete submission
according to the requirements provided by EPA and re-submits the notice
to EPA, EPA will follow the procedures of paragraph (a)(2) of this
section.
(ii) If EPA does not identify errors or determine the notice to be
incomplete during screening, EPA will notify the submitter according to
paragraph (a)(1) of this section. The applicable review period will
begin on the date EPA received the complete notice.
(b) Errors in the notice. (1) Within 30 days of receipt of the
notice, EPA may request that the submitter remedy errors in the notice.
The following are examples of such errors:
(i) Typographical errors that cause data to be misleading or
answers to any questions to be unclear.
(ii) Contradictory information.
(iii) Ambiguous statements or information.
(2) The applicable review period does not begin for notices
containing errors that EPA asks the submitter to remedy until
corrections are made following the procedures of paragraph (d) of this
section.
(c) Incomplete submissions. (1) A submission is not complete, and
the applicable review period does not begin, if:
(i) The wrong person submits the notice form.
(ii) The submitter does not sign the notice form.
(iii) Some or all of the information in the notice or the
attachments are not in English, except for published scientific
literature.
(iv) The submitter does not submit the notice in the manner set
forth in Sec. 720.40(a)(2).
(v) The submitter does not provide information that is required by
section 5(d)(1)(B) and (C) of the Act and Sec. 720.50.
(vi) The submitter does not provide information required by Sec.
720.45 or indicate that it is not known to or reasonably ascertainable
by the submitter.
(vii) The submitter does not submit a second copy of the submission
with all confidential information deleted for the public file, as
required by Sec. 703.5(c).
(viii) The submitter does not include any information required by
section 5(b)(1) of the Act and pursuant to a rule promulgated under
section 4 of the Act, as required by Sec. 720.40(g).
(ix) The submitter does not submit data which the submitter
believes show that the chemical substance will not present an
unreasonable risk of injury to health or the environment, if EPA has
listed the chemical substance under section 5(b)(4) of the Act, as
required in Sec. 720.40(h).
(x) The submitter does not include an identifying number and a
payment identity number as required by Sec. 700.45(e)(3).
(2) The submission may be declared incomplete if at any time during
the applicable review period the submitter submits additional or
revised information without demonstrating to EPA's satisfaction that
the additional or revised information in the amended notice was not
known to or reasonably ascertainable by the submitter at the time of
initial notice submission (e.g., new information as described in Sec.
720.40(f) or information from testing in progress at the time of the
original submission, as described in Sec. 720.50(a)(4)), unless it
relates to administrative or non-substantive amendments (e.g., changing
the technical point of contact) or amendments made at the request of
EPA.
(d) Corrections to errors in the notice or incomplete submissions.
(1) If EPA receives an incomplete submission or seeks remedy of errors
identified in a notice, EPA will notify the submitter within 30 days of
receipt that the submission contains errors or is incomplete and that
the applicable review period will not begin until EPA receives a
correct and complete notice.
(2) If EPA obtains additional information during the applicable
review period that indicates the original submission was incomplete,
EPA may declare the submission incomplete within 30 days after EPA
obtains the additional information and so notify the submitter.
(3) The notification that a submission contains errors or is
incomplete under paragraph (d)(1) or (2) of this section will include:
(i) A statement of the basis of EPA's determination that the
submission contains errors or is incomplete.
(ii) The requirements for correcting the errors or incomplete
submission.
(iii) Information on procedures under paragraph (d)(4) of this
section for filing objections to the determination or requesting
modification of the requirements for completing the submission.
(4) Within ten days after receipt of notification by EPA that a
submission contains errors or is incomplete, the submitter may file
written objections requesting that EPA accept the submission as a
complete notice or modify the requirements necessary to complete the
submission.
(5) EPA will consider the objections filed by the submitter and
determine:
(i) Whether the submission was complete or incomplete, or whether
to modify the requirements for completing the submission. EPA will
notify the submitter in writing of EPA's response within ten days of
receiving the objections.
(ii) If EPA determines, in response to the objection, that the
submission was complete, the applicable review period will be deemed
suspended on the date EPA declared the notice incomplete and will
resume on the date that the notice is declared complete. The submitter
need not correct the notice as EPA originally requested. If EPA can
complete its review within 90 days from the date of the original
submission, EPA
[[Page 102797]]
may inform the submitter that the running of the review period will
resume on the date EPA originally declared it incomplete.
(iii) If EPA modifies the requirements for completing the
submission or affirms its original determination that the submission
contains errors or is incomplete, or if no objections are filed, the
applicable review period will begin (or if previously begun, will
restart at Day 1) when EPA receives a complete notice.
(e) Materially false or misleading statements. If EPA discovers at
any time that a person submitted materially false or misleading
statements in the notice, EPA may find that the notice was incomplete
from the date it was submitted and take any other appropriate action.
0
15. Amend Sec. 720.70 by revising paragraphs (a) and (b)(3) to read as
follows:
Sec. 720.70 Notice in the Federal Register.
(a) Filing notice of receipt. In accordance with section 5(d)(2) of
the Act, after EPA has received a complete notice, EPA will file a
notice of receipt with the Office of the Federal Register including the
information specified in paragraph (b) of this section.
(b) * * *
(3) For test data submitted in accordance with Sec. 720.40(g), a
summary of the data received will be published.
* * * * *
0
16. Amend Sec. 720.75 by:
0
a. Revising the section heading;
0
b. Removing the phrase ``notice review period'' and adding in its place
the phrase ``applicable review period,'' wherever it appears; and
0
c. Revising paragraphs (a), (b), (c)(4) introductory text, (c)(4)(iii),
and (d).
The revisions read as follows:
Sec. 720.75 Applicable review period and determination.
(a) Length of applicable review period. The applicable review
period specified in section 5(a) of the Act runs for 90 days from the
date EPA receives a complete notice, or the date EPA determines the
notice is complete under Sec. 720.65(d), unless the Agency extends the
applicable review period under section 5(c) of the Act and paragraph
(c) of this section.
(b) Suspension of the running of the applicable review period. (1)
A submitter may voluntarily suspend the running of the applicable
review period if EPA agrees. If EPA does not agree, the review period
will continue to run, and EPA will notify the submitter. A submitter
may request a suspension at any time during the applicable review
period. The suspension must be for a specified period of time.
(2) Requests for suspensions. (i) A request for a suspension of 30
days or less may be made orally, including by telephone, or in writing,
including by e-mail, to the submitter's EPA contact for that notice.
Any request for a suspension exceeding 30 days must be submitted in the
manner set forth in paragraph (b)(2)(ii) of this section. The running
of the applicable review period will be suspended upon approval of the
oral or written request by EPA.
(ii) Requests for suspensions exceeding 30 days must be submitted
electronically to EPA via CDX using e-PMN software. Requests for
suspensions of 30 days or less may also be submitted electronically to
EPA via CDX using e-PMN software. See Sec. 720.40(a)(2)(ii) for
information on how to access the e-PMN software. The running of the
applicable review period will be suspended upon approval of the request
submitted electronically to EPA via CDX using e-PMN software by EPA.
(c) * * *
(4) The following are examples of situations in which EPA may find
that good cause exists for extending the applicable review period:
* * * * *
(iii) EPA has received significant additional information during
the applicable review period, which was not known to or reasonably
ascertainable by the submitter at the time of initial notice
submission.
(d) Determinations. (1) Within the applicable review period, EPA
will make one of the following five determinations, as set forth in
section 5(a)(3) of the Act:
(i) The chemical substance presents an unreasonable risk of injury
to health or the environment, as set forth in section 5(a)(3)(A) of the
Act.
(ii) Information available to EPA is insufficient to permit a
reasoned evaluation of the health and the environmental effects of the
relevant chemical substance, as set forth in section 5(a)(3)(B)(i) of
the Act.
(iii) In the absence of sufficient information to permit EPA to
make such an evaluation, the chemical substance may present an
unreasonable risk of injury to health or the environment, as set forth
in section 5(a)(3)(B)(ii)(I) of the Act.
(iv) The chemical substance is or will be produced in substantial
quantities, and such substance either enters or may reasonably be
anticipated to enter the environment in substantial quantities or there
is or may be significant or substantial human exposure to the
substance, as set forth in section 5(a)(3)(B)(ii)(II) of the Act.
(v) The chemical substance is not likely to present an unreasonable
risk of injury to health or the environment, as set forth in section
5(a)(3)(C) of the Act.
(2) EPA will take the following actions required in association
with the determination:
(i) For determinations described in paragraph (d)(1)(i) of this
section, EPA will issue the submitter an order to prohibit or limit the
manufacture, processing, distribution in commerce, use, or disposal of
the chemical substance, or any combination of such activities, to the
extent necessary to protect against an unreasonable risk of injury to
health or the environment, as set forth in section 5(f) of the Act, or
will issue a proposed rule under section 6(a) of the Act, as set forth
in section 5(f) of the Act.
(ii) For determinations described in paragraphs (d)(1)(ii), (iii),
or (iv) of this section, EPA will issue the submitter an order to
prohibit or limit the manufacture, processing, distribution in
commerce, use, or disposal of the chemical substance, or any
combination of such activities, to the extent necessary to protect
against an unreasonable risk of injury to health or the environment, as
set forth in section 5(e) of the Act. EPA may issue an order under
section 5(e) of the Act that requires certain testing to be conducted
and presented to EPA after the applicable review period has concluded.
(iii) For determinations described in paragraph (d)(1)(v) of this
section, EPA will issue the submitter a document containing EPA's final
determination and will submit for publication in the Federal Register a
statement of the finding, as set forth in section 5(g) of the Act. Upon
EPA's issuance of the determination document, the submitter may
commence the manufacture of the chemical substance without waiting for
the end of the applicable review period.
(3) EPA may modify or revoke the prohibitions and limitations in an
order issued under paragraph (d)(2)(i) or (ii) of this section after
the applicable review period has ended if EPA receives additional
testing, studies, reports, or other information that EPA determines,
upon review, demonstrate that such prohibitions or limitations are no
longer necessary to protect against an unreasonable risk of injury to
health or the environment. Where such information demonstrates that the
prohibitions or limitations of the order are not sufficient to protect
against an unreasonable risk of injury to health or the environment,
EPA may modify the order or take other action, as
[[Page 102798]]
appropriate, to the extent necessary to protect against such risk.
(4) No person submitting a notice in response to the requirements
of this part may manufacture a chemical substance subject to this part
until EPA has issued a determination in accordance with paragraph
(d)(1) of this section and taken the associated action required under
paragraph (d)(2) of this section.
* * * * *
PART 721--SIGNIFICANT NEW USES OF CHEMICAL SUBSTANCES
0
17. The authority citation for part 721 continues to read as follows:
Authority: 15 U.S.C. 2604, 2607, and 2625(c).
0
18. Amend Sec. 721.25 by:
0
a. Revising paragraph (d); and
0
b. Adding paragraph (e).
The revisions and additions read as follows:
Sec. 721.25 Notice requirements and procedures.
* * * * *
(d) Any person submitting a significant new use notice in response
to the requirements of this part shall not manufacture or process a
chemical substance identified in subpart E of this part for a
significant new use until EPA has issued a determination with respect
to the significant new use and taken the actions required in
association with that determination in accordance with the procedures
for new chemical substances at Sec. 720.75(d) of this chapter.
(e) When submitting a significant new use notice, in addition to
providing a description of the intended categories of consumer or
commercial use by function and application as required by Sec.
720.45(f)(1) of this chapter, the submitter must also provide, to the
extent known to or reasonably ascertainable by the submitter, a
description of known categories of consumer or commercial use by
function and application.
0
19. Amend Sec. Sec. 721.10647(a)(1), 721.10844(a)(1), 721.10929(a)(1),
721.11149(a)(1), 721.11179(a)(1), 721.11361(a)(1)(iii), and
721.11712(a)(1) by revising the citation ``720.3(c)'' to read
``720.3.''
0
20. Amend Sec. 721.11777(b) by revising the citations ``720.3(w)'' and
``720.3(d)'' to read ``720.3.''
PART 723-PREMANUFACTURE NOTIFICATION EXEMPTIONS
0
21. The authority citation for part 723 continues to read as follows:
Authority: 15 U.S.C. 2604.
0
22. Amend Sec. 723.50 by:
0
a. Revising paragraphs (a)(1);
0
b. Adding paragraphs (b)(11) and (12);
0
c. Revising paragraphs (d);
0
d. Adding paragraphs (e)(2)(xiv);
0
e. Revising paragraphs (e)(3), (g), (h)(2)(v), and (i); and
0
f. Adding paragraph and (p).
The revisions and additions read as follows:
Sec. 723.50 Chemical substances manufactured in quantities of 10,000
kilograms or less per year, and chemical substances with low
environmental releases and human exposures.
(a) * * *
(1) This section grants an exemption from the premanufacture notice
requirements of section 5(a)(1)(A)(i) of the Toxic Substances Control
Act (15 U.S.C. 2604(a)(1)(A)) for the manufacture of:
* * * * *
(b) * * *
(11) PFAS or per- and poly-fluoroalkyl substance means a chemical
substance that contains at least one of these three structures:
(i) R-(CF2)-CF(R')R'', where both the CF2 and CF moieties are
saturated carbons;
(ii) R-CF2OCF2-R', where R and R' can either be F, O, or saturated
carbons; or
(iii) CF3C(CF3)R'R'', where R' and R'' can either be F or saturated
carbons.
(12) PBT chemical substance means a chemical substance possessing
characteristics of persistence (P) in the environment, accumulation in
biological organisms (bioaccumulation (B)), and toxicity (T) resulting
in potential risks to humans and ecosystems. For more information on
EPA's Policy on new chemical substances that are PBTs, see EPA's 1999
policy statement (64 FR 60194, November 4, 1999 (FRL-6097-7)).
* * * * *
(d) Chemical substances that cannot be manufactured under this
exemption. A new chemical substance cannot be manufactured under this
section, notwithstanding satisfaction of the criterion of paragraph
(c)(1) or (2) of this section, if EPA determines, in accordance with
paragraph (g) of this section, that the substance, any reasonably
anticipated metabolites, environmental transformation products, or
byproducts of the substance, or any reasonably anticipated impurities
in the substance, under anticipated conditions of manufacture,
processing, distribution in commerce, use, or disposal of the new
chemical substance:
(1) May cause:
(i) Serious acute (lethal or sublethal) effects;
(ii) Serious chronic (including carcinogenic and teratogenic)
effects; or
(ii) Significant environmental effects.
(2) Or is:
(i) A PFAS.
(ii) A PBT chemical substance with anticipated environmental
releases and potentially unreasonable exposures to humans or
environmental organisms.
* * * * *
(e) * * *
(2) * * *
(xiv) Physical and chemical properties and environmental fate
characteristics (Sec. 720.45(j)).
(3) Incomplete notices. EPA will conduct a pre-screen of the
notice, typically taking 2-3 days and according to the criteria under
paragraph (e)(2) of this section. If EPA concludes that the notice is
incomplete, EPA will notify the submitter and the review period will
not begin. Once the submitter corrects the errors or incomplete
submission according to the requirements provided by EPA and re-submits
the notice to EPA, the review period will begin. If EPA does not
identify errors or determine the notice to be incomplete during
screening, the review period will begin on the date EPA received the
complete notice.
* * * * *
(g) Review period. (1) EPA will review the notice submitted under
paragraph (e) of this section to determine whether manufacture of the
new chemical substance is eligible for the exemption. The review period
will run for 30 days from the date EPA receives a complete notice. To
provide additional time to address any unresolved issues concerning an
exemption application, the exemption applicant may, at any time during
the review period, request a suspension of the review period pursuant
to the provisions of Sec. 720.75(b) of this chapter.
(2) No person submitting a notice under paragraph (e) of this
section may manufacture the new chemical substance until EPA notifies
the submitter that the new chemical substance meets the terms of this
section.
(h) * * *
(2) * * *
(v) If the Agency determines that manufacture of the new chemical
substance does not meet the terms of this section and that the
manufacturer did not act with due diligence and in good faith to meet
the terms of this section, the manufacturer must cease any continuing
manufacture, processing, distribution in commerce, and use of the new
chemical substance within 7 days of the written notification
[[Page 102799]]
under paragraph (h)(2)(iii) of this section. The manufacturer may not
resume manufacture, processing, distribution in commerce, and use of
the new chemical substance until it submits a notice under section
5(a)(1) of the Act and part 720 of this chapter and EPA has made one of
the five determinations as set forth in section 5(a)(3) of the Act and
taken the action required in association with that determination.
* * * * *
(i) Additional information. If the manufacturer of a new chemical
substance under the terms of this exemption obtains test data or other
information indicating that the new chemical substance may not qualify
under terms of this section, the manufacturer must submit these data or
information to EPA within 15 working days of receipt of the
information. If, during the notice review period specified in paragraph
(g) of this section, the submitter obtains possession, control, or
knowledge of new information that materially adds to, changes, or
otherwise makes significantly more complete the information included in
the notice, the submitter must submit that information to EPA within
ten days of receiving the new information, but no later than five days
before the end of the applicable review period. The new information
must be submitted electronically to EPA via CDX and must clearly
identify the submitter and the exemption notice to which the new
information is related. If the new information becomes available during
the last 5 days of the notice review period, the submitter must
immediately inform its EPA contact for that notice by telephone or e-
mail and submit the new information electronically to EPA via CDX.
* * * * *
(p) Subject to a significant new use rule or listed on TSCA
Inventory. If a significant new use rule is proposed or finalized in
part 721 of this chapter for a chemical substance described by a
generic chemical name or if the specific chemical identity of a
chemical substance is listed on the confidential portion of the TSCA
Inventory, EPA may make reasonable efforts to notify any persons who
may also manufacture the same chemical substance under the terms of
this section. A disclosure to a person with an approved exemption under
this section that the chemical substance is subject to a proposed or
final rule in part 721 of this chapter or is listed on the confidential
portion of the TSCA Inventory will not be considered public disclosure
of confidential business information under section 14 of the Act. The
notification will inform manufacturers subject to the terms of this
section that the chemical substance is subject to a proposed or final
significant new use rule under section 5(a)(2) of the Act or is listed
on the TSCA Inventory, and identify the proposed or final section in
subpart E of part 721 of this chapter that pertains to the chemical
substance or the generic name for that substance listed on the public
portion of the TSCA Inventory, as applicable.
PART 725-REPORTING REQUIREMENTS AND REVIEW PROCESSES FOR
MICROORGANISMS
0
23. The authority citation for part 725 continues to read as follows:
Authority: 15 U.S.C. 2604, 2607, 2613, and 2625.
0
24. Amend Sec. 725.8(c)(1) by revising the citation ``720.3(e)'' to
read ``720.3.''
0
25. Amend Sec. 725.54 by revising paragraphs (b)(1), (c) and (d) to
read as follows:
Sec. 725.54 Suspension of the review period.
* * * * *
(b)(1) Request for suspension. A request for suspension may only be
submitted in a manner set forth in this paragraph. The request for
suspension also may be made orally, including by telephone, or in
writing, including by e-mail, to the submitter's EPA contact for that
notice, subject to paragraph (c) of this section.
* * * * *
(c) An oral or written request for suspension may be granted by EPA
for a maximum of 30 days only. Requests for longer suspension must only
be submitted in the manner set forth in paragraph (b)(2) of this
section.
(d) If the submitter has not made a previous oral or written
request, the running of the applicable review period is suspended as of
the date of receipt of the CDX submission by EPA.
0
26. Amend Sec. 725.60 by revising paragraph (a)(1) to read as follows:
Sec. 725.60 Withdrawal of submission by the submitter.
(a)(1) Withdrawal of notice by the submitter. A submitter may
withdraw a notice during the applicable review period by submitting a
statement of withdrawal in a manner set forth in this paragraph. The
withdrawal is effective upon receipt of the CDX submission by EPA.
* * * * *
0
27. Amend Sec. 725.170 by:
0
a. Revising paragraphs (a) and (b); and
0
b. Removing paragraph (c).
The revisions read as follows.
Sec. 725.170 EPA review of the MCAN.
* * * * *
(a) Length of the review period. The MCAN review period specified
in section 5(a) of the Act runs for 90 days from the date EPA receives
a complete MCAN, or the date EPA determines the MCAN is complete under
Sec. 725.33, unless the Agency extends the period under section 5(c)
of the Act and Sec. 725.56.
(b) Determinations. (1) Within the applicable review period, EPA
will make one of the following five determinations on the
microorganism, as set forth in section 5(a)(3) of the Act:
(i) The microorganism presents an unreasonable risk of injury to
health or the environment, as set forth in section 5(a)(3)(A) of the
Act.
(ii) Information available to EPA is insufficient to permit a
reasoned evaluation of the health and the environmental effects of the
microorganism, as set forth in section 5(a)(3)(B)(i) of the Act.
(iii) In the absence of sufficient information to permit EPA to
make such an evaluation, the microorganism may present an unreasonable
risk of injury to health or the environment, as set forth in section
5(a)(3)(B)(ii)(I) of the Act.
(iv) The microorganism is or will be produced in substantial
quantities, and such substance either enters or may reasonably be
anticipated to enter the environment in substantial quantities or there
is or may be significant or substantial human exposure to the
substance, as set forth in section 5(a)(3)(B)(ii)(II) of the Act.
(v) The microorganism is not likely to present an unreasonable risk
of injury to health or the environment, as set forth in section
5(a)(3)(C) of the Act.
(2) EPA will take the following actions required in association
with the determination.
(i) For determinations described in paragraph (b)(1)(i) of this
section, EPA will issue the submitter an order to prohibit or limit the
manufacture, processing, distribution in commerce, use, or disposal of
the microorganism, or any combination of such activities, to the extent
necessary to protect against an unreasonable risk of injury to health
or the environment, as set forth in section 5(f) of the Act, or will
issue a proposed rule under section 6(a) of the Act, as set forth in
section 5(f) of the Act.
(ii) For determinations described in paragraphs (b)(1)(ii), (iii),
or (iv), EPA will issue the submitter an order to prohibit or limit the
manufacture, processing, distribution in commerce,
[[Page 102800]]
use, or disposal of the microorganism, or any combination of such
activities, to the extent necessary to protect against an unreasonable
risk of injury to health or the environment, as set forth in section
5(e) of the Act. EPA may issue an order under section 5(e) of the Act
that requires certain testing to be conducted and presented to EPA
after the applicable review period has concluded.
(iii) Following determinations described in paragraph (b)(1)(v) of
this section, EPA will issue the submitter a document containing EPA's
final determination and will submit for publication in the Federal
Register a statement of the finding, as set forth in section 5(g) of
the Act. Upon EPA's issuance of the determination document, the
submitter may commence the manufacture of the microorganism without
waiting for the end of the applicable review period.
(3) EPA may modify or revoke the prohibitions and limitations in an
order issued under paragraph (b)(2)(i) or (ii) of this section after
the applicable review period has ended if EPA receives additional
information, testing, studies, or reports that EPA determines, upon
review, demonstrate that such prohibitions or limitations are no longer
necessary to protect against an unreasonable risk of injury to health
or the environment. Where such information demonstrates that the
prohibitions or limitations of the order are not sufficient to protect
against an unreasonable risk of injury to health or the environment,
EPA may modify the order or take other action, as appropriate, to the
extent necessary to protect against such risk.
(4) No person submitting an MCAN in response to the requirements of
this subpart may manufacture a microorganism subject to this subpart
until EPA has issued a determination in accordance with paragraph
(b)(1) of this section and taken the associated action required under
paragraph (b)(2) of this section.
* * * * *
PART 761--POLYCHLORINATED BIPHENYLS (PCBs) MANUFACTURING,
PROCESSING, DISTRIBUTION IN COMMERCE, AND USE PROHIBITIONS
0
28. The authority citation for part 761 continues to read as follows:
Authority: 15 U.S.C. 2605, 2607, 2611, 2614, and 2616.
0
29. In Sec. 761.3 amend the definition for ``Importer'' by removing
the citation ``Sec. 720.3(l)'' and adding in its place ``Sec.
720.3.''
* * * * *
[FR Doc. 2024-28870 Filed 12-17-24; 8:45 am]
BILLING CODE 6560-50-P