Rights of Way, 96535-96554 [2024-28348]
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Federal Register / Vol. 89, No. 234 / Thursday, December 5, 2024 / Rules and Regulations
vessel and a Federal, State, and local
officer designated by or assisting the
Captain of the Port, USCG Sector Corpus
Christi (COTP) in the enforcement of the
security zone.
(2) Persons or vessels desiring to enter
or pass through the zones must request
permission from the COTP Sector
Corpus Christi on VHF–FM channel 16
or by telephone at 361–939–0450.
(3) If permission is granted, all
persons and vessels must comply with
all lawful orders and directions of the
COTP or the COTP’s designated
representative.
(d) Information broadcasts. The COTP
or a designated representative will
inform the public through Broadcast
Notices to Mariners (BNMs) and Marine
Safety Information Bulletins (MSIBs) of
the enforcement times and dates for this
security zone.
Dated: November 29, 2024.
J.J. Andrew,
Captain, U.S. Coast Guard, Captain of the
Port (Acting), Sector Corpus Christi.
[FR Doc. 2024–28477 Filed 12–4–24; 8:45 am]
BILLING CODE 9110–04–P
DEPARTMENT OF THE INTERIOR
National Park Service
36 CFR Parts 1 and 14
[NPS–WASO–PPFL–38951; Docket No.
NPS–2024–0004; PPWOPPFLL0;
PPMPSPD1Y.YM0000]
Background
RIN 1024–AE75
The National Park System includes
any area of land or water administered
by the NPS. 54 U.S.C. 100501. The
mission of the NPS is to preserve
unimpaired the natural and cultural
resources and values of the National
Park System for the enjoyment of this
and future generations. 54 U.S.C.
100101. Since it was created in 1916,
the National Park System has expanded
to 431 units covering more than 85
million acres in all 50 states, the District
of Columbia, and U.S. territories. A
general statutory authority, codified at
54 U.S.C. 100902, allows the Secretary
of the Interior, acting through the NPS,
to issue ROW permits for public utilities
and communication facilities within
System units. Specifically, this
authority authorizes the NPS to issue
ROW permits for:
• electrical plants, poles, and lines for
the generation, transmission, and
distribution of electrical power;
Legal Authority for ROWs
Rights of Way
National Park Service, Interior.
Final rule.
AGENCY:
ACTION:
The National Park Service
(NPS) revises regulations governing the
application, processing, and issuance of
right-of-way (ROW) permits for lands
and waters administered by the NPS. A
ROW permit authorizes the use of such
lands and waters for the operation and
maintenance of infrastructure associated
with utilities such as fiber, water lines,
power lines, and cellular antennas. The
revisions align NPS processes more
closely with those of other Department
of the Interior (DOI) bureaus by allowing
for a pre-application meeting,
identifying a common standard
application form, and broadening
methods the NPS can use to determine
fair market value. This rule clarifies the
SUMMARY:
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process for permitting construction
related to a ROW permit, makes updates
that reflect current technology and
standard practices, and integrates
applicable laws that have been
implemented since the regulations were
first promulgated in 1980.
DATES: This rule is effective January 6,
2025.
ADDRESSES: The comments received on
the proposed rule are available on
https://www.regulations.gov in Docket
No. NPS–2024–0004.
FOR FURTHER INFORMATION CONTACT:
Kevin McKay, Branch Chief, Realty
Management, National Park Service,
Land Resources Division. Phone: (303)
978–6760; email: Kevin_McKay@
nps.gov. Individuals in the United
States who are deaf, deafblind, hard of
hearing, or have a speech disability may
dial 711 (TTY, TDD, or TeleBraille) to
access telecommunications relay
services. Individuals outside the United
States should use the relay services
offered within their country to make
international calls to the point-ofcontact in the United States. In
compliance with the Providing
Accountability Through Transparency
Act of 2023, the plain language
summary of this rule is available on
https://www.regulations.gov in the
docket for this rulemaking.
SUPPLEMENTARY INFORMATION:
• telephone and telegraph purposes;
• canals, ditches, pipes and pipe
lines, flumes, tunnels, or other water
conduits and water plants, dams, and
reservoirs used to promote irrigation or
mining or quarrying, or the
manufacturing or cutting of timber or
lumber, or the supplying of water for
domestic, public, or any other beneficial
uses;
• poles and lines for communication
purposes; and
• radio, television, and other forms of
communication transmitting, relay, and
receiving structures and facilities.
The NPS may not issue a ROW permit
for any purpose that is not identified in
54 U.S.C. 100902, unless the NPS is
separately authorized to do so by law,
such as through the Alaska National
Interest Lands Conservation Act
(ANILCA) or legislation specific to a
System unit. In limited circumstances
such as where authorized by legislation
specific to a System unit, or where
exclusively serving NPS facilities or
authorized concessioner facilities, the
NPS may issue ROW permits to utilities
for the operation and maintenance of
petroleum product pipelines.
Under the general authority in 54
U.S.C. 100902, a ROW shall be allowed
within a National Park System unit only
on the approval of the Secretary, acting
through the NPS. The NPS may issue a
ROW permit only on a finding that the
ROW is not incompatible with the
public interest. The statute establishes
duration and size limits for ROWs and
authorizes the NPS to revoke ROW
permits. The Secretary, acting through
the NPS, is authorized to implement the
statute through regulations.
Before 1980, the NPS managed ROW
permits under Bureau of Land
Management (BLM) regulations at 43
CFR 2800. Those regulations no longer
applied to System units after BLM
revised them in 1980. That same year,
the NPS promulgated its own
regulations (45 FR 47092) that matched
the provisions of 43 CFR 2800, with
some editorial changes. The NPS
regulations are codified at 36 CFR part
14 and have not been revised since,
except for minor changes in 1995 (60 FR
55789 at 55791) and 2018 (83 FR 2069).
The NPS regulations are organized into
eight subparts, with an Appendix, as
follows:
Subpart of 36 CFR part 14
Sections
Subpart A—Rights-of-Way: General .............................................................................................................................................
Subpart B—Nature of Interest .......................................................................................................................................................
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14.1–14.2
14.5–14.10
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Federal Register / Vol. 89, No. 234 / Thursday, December 5, 2024 / Rules and Regulations
Subpart of 36 CFR part 14
Sections
Subpart C—Procedures .................................................................................................................................................................
Subpart D—Under Title 23, U.S.C. (Interstate and Defense Highway System) ...........................................................................
Subpart E—Power Transmission Lines, General ..........................................................................................................................
Subpart F—Principles and Procedures, Power Transmission Lines ............................................................................................
Subpart G –Radio and Television Sites ........................................................................................................................................
Subpart H—Telephone and Telegraph Lines ................................................................................................................................
Appendix A to Part 14 ...................................................................................................................................................................
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NPS Administration of ROWs
The NPS’s authority to grant ROWs
within System units is discretionary,
provided the allowed use is not
incompatible with the public interest.
When the NPS evaluates a request for a
ROW permit, it considers whether the
use will be consistent with applicable
laws and policies that govern the
administration of the System.
Applicable laws include, but are not
limited to, the NPS Organic Act and the
National Historic Preservation Act
(NHPA). Applicable policies include,
but are not limited to, 2006 NPS
Management Policies, Reference Manual
53B: Rights of Way, and guidance and
planning documents for particular
System units. ROW infrastructure
proposed by permit applicants is not
always compatible with the purposes for
which the National Park System or the
particular System unit was established,
or with the protection of the resources
and values of the System unit where it
would be located. The NPS, to the
greatest extent possible, seeks to
minimize impacts to resources, visitors,
and employees from the construction,
installation, and maintenance and
operation of infrastructure in System
units. For this reason, it only issues
ROW permits when there is no
practicable alternative to the use of
lands and waters within a System unit.
After this evaluation process, the NPS
may determine that the proposed use is
not appropriate in the System unit and
location requested and deny the request.
When they are approved, ROW permits
most commonly allow for the operation
and maintenance of common utilities
such as fiber, water, and power lines, as
well as cellular antennas and associated
equipment such as cell towers. The NPS
issues ROW permits to Federal, State,
and local governments, Tribes, citizens,
and organizations of the United States,
including corporations, associations,
partnerships, and non-profit
organizations. Power companies and
broadband providers (including cellular
companies) regularly request ROW
permits from the NPS. Unlike a deeded
easement or fee simple ownership, a
ROW permit does not convey or imply
any property interest in the lands and
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waters subject to the ROW. Permittees
may use a ROW permit only for the
allowed uses and subject to permit
terms and conditions that protect
System unit resources, values, and
visitors.
Summary of Public Comments
The NPS published a proposed rule in
the Federal Register on June 10, 2024
(89 FR 48850). The NPS accepted public
comments on the proposed rule for 60
days via the mail, hand delivery, and
the Federal eRulemaking Portal at
https://www.regulations.gov. Comments
were accepted through August 9, 2024.
The NPS received 16 comments on the
proposed rule. The NPS received
comments from operators, associations,
utilities, non-governmental
organizations, Indian Tribes, a State
government, and private individuals.
Commenters generally supported the
proposed rule, with some offering
clarifying language for the final rule.
After considering public comments and
after additional review, the NPS made
five changes to the rule. The first change
revises the first sentence of paragraph
(a) in § 14.1 to clarify that the
regulations in part 14 will be applied
consistent with applicable Federal law.
The second change revises the
definition of ‘‘Special use permit for
construction’’ for consistency with the
definition of ‘‘Right-of-way permit’’ to
include language that these permits do
not convey any property interest in
lands or waters. The third change
includes a citation to clarify the
authority under which the NPS will
retain a portion of the use and
occupancy fees to cover the costs of
administering the ROW program. The
fourth change clarifies that the NPS has
discretion to decide whether it will
include costs incurred for initial
discussions (including pre-application
meetings) in the application charge. The
fifth change adds a new § 14.19 about
severability (discussed below). A
summary of the pertinent issues raised
in the comments and NPS responses is
provided below. The NPS does not
summarize or respond to comments
regarding property interests, such as
easements and retained rights, held by
private parties on lands and waters
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14.20–14.38
14.50–14.61
14.70–14.71
14.75–14.78
14.90–14.91
14.95–14.96
N/A
within System units because ROW
permits do not convey property
interests.
1. Comment: An Indian Tribe stated
the rule should require consultation
throughout the permitting process. An
Alaska Native Claims Settlement Act
Corporation (ANCSA Corporation)
stated the rule should address the NPS’s
obligation to consult with ANCSA
Corporations on the same basis as
Indian Tribes.
NPS Response: The NPS and the DOI
recognize the importance of their
responsibility to consult with Tribes
and take seriously their duties to (1)
fulfill their legal obligations to identify,
protect, and conserve Tribal trust
resources; (2) carry out their trust
relationship with Tribes and Tribal
members; and (3) invite Tribes to
consult on a government-to-government
basis whenever there is a Departmental
Action with Tribal Implications. (512
DM 4). Further, it is DOI policy to
recognize and fulfill its legal obligations
to consult with ANCSA Corporations on
the same basis as Indian Tribes under
Executive Order 13175 (512 DM 6).
Paragraph (a)(1) of § 14.5 of the rule
states that the NPS will issue a ROW
permit only if the proposed use of lands
and waters, and operation and
maintenance of infrastructure are
consistent with applicable laws and
policies, including statutes governing
administration of the National Park
System, regulations, and NPS planning
documents. Pursuant to DOI policy,
during this evaluation the NPS will
consider whether issuing the ROW
permit would require consultation with
Tribes or ANCSA Corporations. If so,
the NPS will consult with those Tribes
and ANCSA Corporations before issuing
the ROW permit.
2. Comment: An Indian Tribe raised a
concern that during the permit renewal
process, the NPS could only consider
impacts that occurred during the
previous permit period, resulting in
renewal decisions made with
inadequate information.
NPS Response: The NPS seeks to
facilitate meaningful dialogue and
collaboration with Tribes to ensure that
it respects their rights and interests as
the steward of cultural resources within
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park areas. Section 14.12 of the rule
addresses the ROW permit renewal
process. This section clarifies that a
ROW permit renewal means the
issuance of a new, separate, consecutive
ROW permit that the NPS approves
before the expiration of an existing
permit to authorize the continued use of
lands and waters and the operation and
maintenance of infrastructure. Timely
requests for renewals allow the NPS to
evaluate the continued appropriateness
of the existing use and to complete
required compliance actions. The NPS
reviews the decision file for the existing
ROW permit for any infractions,
problems, or concerns. The NPS also
may consider other, relevant
information in its decision-making
process that is not directly related to
impacts that have occurred under the
existing permit. If the NPS decides to
renew a ROW permit, the new permit
may have modified terms and
conditions and special stipulations that
are necessary to address impacts to
resources.
3. Comment: An Indian Tribe stated
that the rule should specifically allow
the NPS to suspend or terminate a ROW
permit for a failure to appropriately
mitigate archaeological, cultural, or
environmental impacts identified
through consultation between the NPS
and affected Tribes.
NPS Response: The NPS
acknowledges the importance of
mitigating impacts to resources caused
by ROW permittees. Section 14.15
allows the NPS to suspend or terminate
a ROW permit at any time, and states
that the permittee may be provided an
opportunity to cure the cause of the
suspension or termination. Grounds for
suspension or termination include
resource protection concerns, failure to
comply with ROW permit terms and
conditions, and failure to comply with
any provision in part 14. Failure to
complete required mitigations would
constitute grounds for suspension or
termination for one or more of those
reasons. It would raise concerns about
the impacted resources. It would
constitute a failure to comply with
standard permit terms and conditions
that require mitigation. It also could
constitute a failure to comply with
section 14.9 and paragraph (c)(5) of
§ 14.10, which allow the NPS to require
mitigation for impacts to resources that
are caused by permitted activities.
A standard term and condition of
every ROW permit requires the
permittee to suspend activities and
notify the Superintendent upon
discovery of archeological,
paleontological, or historical resources,
or threated or endangered species
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within or near the permitted area. When
this occurs, the NPS will begin
consultation with relevant Tribes if the
affected resources have tribal
implications under DOI policy. This
consultation will include the
identification of required mitigations.
4. Comment: Two commenters
expressed concern that the rule would
require the NPS to specify all operation
and maintenance activities in the ROW
permit and suggested instead that the
NPS adopt the approach taken by the
United States Forest Service (USFS) and
the BLM that give permittees the option
to submit an operation and maintenance
plan with their permit application.
NPS Response: Nothing in this rule
prevents an applicant from submitting a
separate operation and maintenance
plan or any other relevant information
or additional documentation in support
of their application. The NPS will use
everything submitted to develop the
ROW permit. Paragraph (a) of § 14.10
states that a ROW permit will authorize
the permittee to conduct specific
operation and maintenance, and that
operation and maintenance not
specifically authorized in the permit
requires written authorization or an
amended permit. This provision is
important because the ROW is the
authorizing legal instrument. A ROW
permit can authorize activities,
however, that are not stated in the
permit itself. The NPS and the permittee
can agree to incorporate an operation
and maintenance plan by reference or as
an attachment to the permit. These
plans can be beneficial by identifying
with more specificity the time, place,
and manner for conducting authorized
activities.
5. Comment: Two commenters
encouraged the NPS to give permittees
more flexibility to manage vegetation
within and adjacent to the permitted
area, including during unplanned
emergencies. Specifically, these
commenters encouraged the NPS to
revise the proposed definition of
‘‘Operation and maintenance’’ to be
consistent with the BLM’s definition at
43 CFR 2801.5 and suggested the NPS
add definitions for the terms ‘‘vegetation
management’’ and ‘‘hazard trees’’.
NPS Response: Vegetation
management activities, including time,
place, manner, and coordination
requirements in both emergency and
non-emergency situations, that are
authorized in a ROW permit have been
evaluated through required compliance
actions that are necessary to understand
potential impacts to park resources and
visitors. Unauthorized vegetation
management activities, within or
outside of the permitted area, have not
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been properly evaluated and therefore
require additional compliance actions
and permitting. During the permitting
process, the NPS may request and the
applicant may provide information in
support of vegetation management
activities that will be authorized under
the permit, including activities that will
be allowed in emergency situations.
The NPS declines to revise the
definition of ‘‘Operation and
maintenance’’ to be consistent with the
definition used by BLM. The statutory
framework, mission, and mandates of
the NPS are different from those of the
BLM, and therefore the regulatory
framework for managing ROWs on NPSadministered lands is necessarily
different. The NPS also declines to
define the terms ‘‘vegetation
management’’ and ‘‘hazard tree’’ as they
are defined in BLM regulations. These
terms are not used in this rule. Each
ROW permit will, as appropriate,
identify authorized practices for
vegetation management that may
include tree trimming or removal. This
approach will allow the NPS to tailor
the authorized vegetation management
activities to the specific circumstances
of each permit.
6. Comment: One commenter asked
the NPS to clarify how it will determine
if an amendment to authorized uses and
locations will be deemed ‘‘significant’’
and therefore require the permittee to
submit another complete ROW permit
application. Two commenters asked the
NPS to adopt the BLM definition of
‘‘substantial deviation’’ in 43 CFR
2801.5 in order to clarify what activities
are allowed without additional written
authorization or permitting, including
vegetation management actions.
NPS Response: Section 14.14
establishes procedures for amending an
existing ROW permit. Paragraph (b)(2)
states that significant modifications,
changes, or additions to the authorized
uses may require the submission of
another complete ROW permit
application. Amendments to an existing
ROW permit may address operation and
maintenance, the use and occupancy
fee, a new permittee as a result of an
approved transfer, or other terms and
conditions. The NPS will determine
whether the amendments require a new
application on a case-by-case basis
considering the specific circumstances
of the request. An example of a
significant change is a request to add
new infrastructure outside of the
permitted area. In this case, the NPS
would likely require the permittee to
submit an application for a new ROW
permit.
The NPS declines to adopt the BLM
definition of ‘‘substantial deviation’’ in
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this rule. As stated above, the statutory
framework, mission, and mandates of
the NPS are different from those of the
BLM, and therefore the regulatory
framework for managing ROWs on NPSadministered lands is necessarily
different. Broad and general exceptions
to what is deemed significant would
remove the NPS’s ability to adequately
evaluate potential impacts to park
resources, values, and visitors from
significant changes to authorized
activities. These types of changes
should be addressed through a thorough
permit application process and related
compliance actions.
7. Comment: Two commenters
questioned why the NPS would remove
the permit term and condition in
existing paragraph (d) of § 14.9 that
directs permittees to take reasonable
action to prevent and suppress fires on
or near the lands occupied by the ROW.
One commenter stated the NPS should
adopt BLM’s framework addressing
prevention and suppression of wildfires
which requires ROW permittees to do
everything reasonable to prevent and
suppress wildfires on or adjacent to the
ROW area.
NPS Response: Allowing permittees
to take unilateral action to prevent and
suppress wildfire is no longer consistent
with NPS practice and policy regarding
fire prevention and suppression. The
NPS has comprehensive policies
regarding fire prevention and
suppression, and it is important to allow
those policies to operate without
potential conflict with actions taken by
permittees. (See Management Policies
4.5, Director’s Order #18: Wildland Fire
Management, Reference Manual 18,
Director’s Order #58: Structural Fire
Management, Reference Manual 58).
The NPS requires fire management
plans for all System units that have
burnable vegetation. Regarding
particular ROWs, emergency operations
and activities procedures are often case
specific and appropriately stated in the
ROW permit. Rather than give
permittees a broad and general authority
to take actions they deem reasonable,
the NPS prefers to work with the
permittee to establish the ‘‘reasonable’’
measures a permit holder may take to
prevent fires in the permitted area,
based on professional fire management
expertise, specific knowledge of park
resources, visitor use patterns, local
weather patterns, fire history, science,
and ecology.
8. Comment: One commenter
recommended that the rule require the
NPS to give permittees an opportunity
to engage with the agency before NPSinitiated amendments are made to a
ROW permit.
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NPS Response: The NPS always
endeavors to maintain professional
relationships and open communication
with permittees; however, many
decisions regarding permit management
are at the sole discretion of the NPS. If
the NPS initiates an amendment, it will
provide adequate notice to the permittee
in accordance with paragraph (a) of
§ 14.14.
9. Comment: Two commenters asked
the NPS to state in the rule that publicly
regulated utilities are not required to
show proof of acceptable financial
assurance and liability insurance.
NPS Response: This rule does not
mandate that all ROW permittees
provide proof of acceptable financial
assurance and liability insurance.
Paragraph (h) of § 14.4 states that the
NPS may require such proof as
appropriate to the proposed project. The
NPS makes decisions about the need to
provide proof of acceptable financial
assurance and liability insurance on a
case-by-case basis to ensure protection
of the public and NPS interests. There
is no reason to exempt publicly
regulated utilities from such
requirements in all circumstances, even
though some of them may be required
to have reserves under applicable law.
10. Comment: One commenter stated
the NPS should not be able to reverse
its position regarding the not
incompatible with the public interest
and no practicable alternative
determinations once it issues a
conditionally approved ROW permit to
the applicant.
NPS Response: A conditionally
approved ROW permit is developed by
NPS staff at the System unit and sent to
the applicant for review and signature.
This step in the permitting process
benefits the applicant by providing
them with a document that will be
submitted for final approval by an NPS
signing official. This provides the
applicant with some indication of what
might be approved and gives them an
opportunity to sign the permit
indicating to the NPS signing official
that the permittee has agreed to specific
authorizations, terms and conditions.
Issuance of a conditional permit does
not constitute final determinations of
not incompatible with the public
interest and no practicable alternative.
Those determinations are final only
when an appropriate NPS official signs
and issues the ROW permit.
11. Comment: One commenter
questioned the NPS’s authority to
require an applicant to demonstrate that
there is no practicable alternative to
location of the infrastructure within the
National Park System in order to obtain
a ROW permit. Another commenter
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supported this requirement but
requested that the NPS clarify that
differential location costs to the
permittee should not be factor in this
determination.
NPS Response: The NPS is
responsible for the protection of
resources within units of the National
Park System, consistent with the
purposes for which each System unit
was established. The NPS, to the
greatest extent possible, seeks to
minimize impacts to resources, visitors,
and employees from the construction,
installation, maintenance and operation
of infrastructure in System units. For
this reason, the NPS issues ROW
permits only when there is no
practicable alternative to the use of
lands and waters within a System unit.
Applicants should have a demonstrable
need to use NPS-administered lands or
waters because the result of such use
will impact the System unit. The NPS
considers the totality of the
circumstances when making these
determinations. The relative cost of
where the infrastructure could be
located could be one factor because at
some point costs can make a project
prohibitive.
12. Comment: One commenter urged
the NPS to allow electronic filing of
ROW permit applications.
NPS Response: This rule does not
mandate a particular method of filing a
ROW permit application. The NPS
accepts paper submissions and
electronic submissions with digital
signatures. Other methods may become
available in the future and this rule will
accommodate appropriate options.
13. Comment: One commenter asked
the NPS to revise the definition of
‘‘permitted area’’ to require the
identification of access routes to
infrastructure and to guarantee the right
of access.
NPS Response: The NPS always
considers access in ROW permitting and
includes identified and agreed upon
routes in the permitted area when
necessary. Access routes may be subject
to change for various reasons including
resource management concerns,
changing conditions, and visitor use and
enjoyment concerns. This rule defines a
ROW permit as a discretionary and
revocable special use permit issued by
the NPS to authorize the use of lands
and waters, and operation and
maintenance. The definition states that
a ROW permit does not grant, convey,
or imply transfer of title to any interest
in, including a leasehold or easement
interest in, the lands or waters
authorized for use. Paragraph (f)(4) of
§ 14.4 states that rights of access are not
granted under a ROW permit and that
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access routes and means of access in
ROW permits are revocable at the
discretion of the NPS. Permittees may
access ROWs only as may be stated in
the ROW permit.
14. Comment: One commenter
recommended the rule require the NPS
to provide utilities with sufficient
access for anticipated operation and
maintenance and allow permittees to
maintain access routes even in locations
outside of the permitted area to ensure
that the permittee can access its
facilities.
NPS Response: The NPS authorizes
access on a case-by-case basis after a
compliance process that evaluates
potential impacts to System unit
resources, values, and visitors. Access
routes are resource, time, place, and
manner specific, and are influenced by
the purposes, values, and resources of
the System unit. Requiring the NPS to
provide ‘‘sufficient’’ access could lead
to disagreement about what routes and
means of access are sufficient. The NPS
may in its discretion issue separate
permits for activities outside of a
permitted area but only after it has
completed required compliance actions.
15. Comment: One commenter asked
the NPS to clarify how it will regulate
means of access to a permitted area and
to state that permittees may use
whatever means of access is appropriate
for planned operation and maintenance.
NPS Response: The NPS considers
means of access in the permitting
process and evaluates them through the
same compliance processes that apply
to other aspects of the ROW. Means of
access can have very different impacts
to resources and visitors. Access by an
all-terrain vehicle will have different
impacts than access by a conventional
motor vehicle such as a truck. Some
areas may only be accessible by certain
means of access such as snow machines,
cranes, and helicopters. The NPS must
maintain control over the authorized
means of access in order to adequately
protect resources and visitors. Allowing
permittees to use whatever means of
access they deem appropriate would
prevent the NPS from exercising
management responsibly for the affected
System unit.
16. Comment: Two commenters
suggested that the NPS include
construction activities within the scope
of a ROW permit.
NPS Response: Initial construction of
infrastructure generally requires a larger
permitted area with equipment and
activities that are not relevant to longterm operation and maintenance, and it
is therefore permitted separately. In the
past, permittees have relied upon
outdated language in ROW permits that
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had authorized initial construction to
take unauthorized actions outside of the
permitted area related to ongoing
operation and maintenance. As has been
stated, unauthorized actions have not
been evaluated for potential impacts to
System unit resources, values and
visitors and therefore need additional
compliance and permitting before they
may occur.
17. Comment: One commenter
suggested that the NPS remove the
ability for the NPS to require applicants
to provide an affidavit stating that all
other required land rights, water rights,
permits, certifications, approvals, and
authorizations necessary for a viable
project have been secured. Another
commenter suggested that the affidavit
should be required in all cases.
NPS Response: The NPS declines to
make any changes to paragraph (f) of
§ 14.11. As stated above, the NPS seeks
to minimize impacts to System unit
resources to the greatest extent possible
from the construction of infrastructure
in park areas. The NPS would not meet
this standard if it issued special use
permits (SUPs) for construction, with
resulting impacts, when the permittee
does not have the authorizations
required to operate a viable project in
the ROW. This concern is most present
when operation and maintenance
activities within the ROW will be part
of a larger project occurring outside of
the National Park System. In other
situations, such as when the NPS has
verified that all other necessary
approvals have been obtained, an
affidavit may not be necessary and
therefore requiring it in every case
would result in unnecessary delays.
18. Comment: Some commenters
encouraged the NPS to establish
timelines for notifying applicants
whether an application is complete.
NPS Response: The final rule
encourages the applicant to request a
pre-application meeting with the NPS to
help the NPS understand the scope of
the request and to advise potential
applicants, early in the permitting
process, about permitting considerations
and procedures, and possible timelines.
The NPS endeavors to provide prompt
notice to applicants regarding the
completeness of their application after
receipt of an initial application. Notice
may be delayed, however, by practical
challenges related to the complexity of
the proposal and the administrative
capacity at the System unit to process
the application. Completing the permit
application accurately and providing
supporting documentation is crucial to
an efficient process. So are maintaining
open lines of communication and
responding promptly to requests for
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96539
additional information or clarification.
Given all of the variables including any
externally required timelines that
influence the permitting process, the
NPS prefers to omit timelines from the
rule.
20. Comment: Two commenters
suggested that rule should allow the
NPS to extend the term of a ROW permit
by more than one year. Another
commenter asked the NPS to provide
more flexibility in the ROW permit
renewal process so that ROW holders
seeking timely renewal do not find
themselves in trespass due to the NPS’s
failure or inability to renew the ROW
before the expiration of the current
term.
NPS Response: The purpose of
allowing amendments to ROW permits
is to allow the NPS and the permittee to
agree upon minor changes to authorized
uses or to the terms and conditions that
apply to such uses. As a general matter,
the term of ROW permit is fixed so that
the NPS has the opportunity to
reevaluate the uses that have been
authorized under the existing permit to
ensure that those uses should continue
consistent with the standards for issuing
ROWs in park areas. The NPS
recognizes, however, that ROW
permitting processes can experience
delays. Allowing an amendment to
extend the term by one year enables the
NPS and the permittee enter into a new
ROW permit before the existing term
expires.
The statement in paragraph (c) of
§ 14.11 that infrastructure left behind
after the expiration of a ROW permit
will be considered in trespass is
necessary to help ensure that
infrastructure is not abandoned with
resulting impacts to the System unit.
The NPS endeavors to work with
permittees to effectuate timely renewals
of existing ROW permits to the
maximum extent possible.
21. Comment: One commenter asked
the NPS to clarify that 50 years will be
the standard ROW permit term unless
the NPS determines that a 50-year term
would be inappropriate, on a case-bycase basis, for the specific project and
System unit.
NPS Response: The NPS evaluates
each request for a ROW permit on a
case-by-case basis. This rule states the
NPS may issue a permit for a term of up
to 50 years when determined
appropriate and consistent with
applicable law and policy. NPS declines
to set a standard permit term in this rule
in order to maintain discretion and
flexibility to establish terms that are
appropriate to the uses and
circumstances presented by each
request.
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22. Comment: One commenter stated
the NPS should reduce the use and
occupancy fee associated with access
routes.
NPS Response: This rulemaking does
not establish the amount of use and
occupancy fees in any case. A use and
occupancy fee is owed to the United
States in an amount equal to the fair
market value for the use and occupancy
of federally owned lands and waters
within the National Park System under
a ROW permit. Use and occupancy fees
are charged as a single fee for all of the
authorized uses within the permitted
area, including any routes or means of
access. They are not charged or
evaluated separately.
23. Comment: One commenter
recommended that the rule state that the
NPS will include administrative costs
incurred to hold pre-application
meetings in permit application fees.
NPS Response: The NPS does not
typically recover its costs for preapplication meetings in permit
application fees. This may occur,
however, if the potential applicant
requests more than one meeting or
makes demands that result in the NPS
expending more time and resources
than normal. The NPS prefers to
maintain discretion to include these
costs in the permit application fee or
not, depending upon the circumstances.
The NPS has revised the rule to clarify
that it has discretion to decide whether
it will include costs incurred for initial
discussions (including pre-application
meetings) in the application charge.
24. Comment: One commenter asked
the NPS to provide typical or expected
charges for processing permit
applications, and to clarify how it will
determine fair market value when it
assess the use and occupancy fee.
NPS Response: The NPS may recover
its costs incurred to provide necessary
services associated with SUPs,
including ROW permits and SUPs for
construction. 54 U.S.C. 103104. This
includes costs incurred to process
permit applications and manage
permitted activities. More specifically,
they may include costs associated with
compliance actions that evaluate
potential impacts; appraisals of fair
market value; reviewing applications
and related materials, drafting
correspondence and permits;
management discussions regarding the
proposal and any changes; and resource
surveys of the proposed permit area.
The amount charged is based on actual
costs incurred by the NPS and is
therefore specific to each application
and permit. The rule provides a formula
for calculating the minimum charge
based upon two hours of staff time at
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the permit coordinator and
superintendent level (as applicable).
NPS staff can discuss cost recovery in a
pre-application meeting and explain the
types of costs that are included in a bill
for collection.
Under the existing regulations, the
amount charged as a use and occupancy
fee must be determined by an appraisal
of fair market value. This rule will allow
the NPS to use any DOI-approved
valuation method to determine fair
market value, providing more flexibility
and efficiency that should decrease
administrative costs to the NPS.
25. Comment: Several commenters
requested revisions to the provisions
about co-location. One commenter
stated that the requirement that
applicants must design new
infrastructure to accommodate future
co-location should not lead the NPS to
require co-location in every situation.
Other commenters asked the NPS to
revise this paragraph to include some
additional considerations, such as cost,
feasibility, and likelihood of future
requests for co-location.
NPS Response: The purpose of the
design requirement in paragraph (g)(1)
of § 14.4 is to preserve the opportunity
to co-locate infrastructure in the future.
The NPS recognizes co-location is not
appropriate in all circumstances and
this rule does not mandate it. This is
consistent with paragraph (g)(2) which
acknowledges that some infrastructure
will be placed in new or undisturbed
locations. The considerations identified
in paragraph (g)(1) do not apply to the
NPS’s decision to require co-location or
not, those considerations apply to the
applicants design of infrastructure. The
NPS considers many factors when
determining if co-location is
appropriate, including cost, feasibility,
and the likelihood of future requests.
26. Comment: One commenter
suggested that the NPS not require a
ROW permit for co-locating
infrastructure on an existing permitted
structure.
NPS Response: The NPS states a
preference for co-location in the rule
because co-location reduces incremental
impacts to System unit resources by
adding infrastructure to locations that
have already been disturbed. There are
still impacts from installing co-located
infrastructure, however, in addition to
impacts from operation and
maintenance including routes and
means of access. For these reasons, the
NPS must maintain management control
of co-located infrastructure using a
ROW permit.
27. Comment: Several commenters
asked about potential conflicts between
the provisions of this rule and other
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applicable Federal laws. One
commenter recommended the rule
require the NPS to approve or deny a
complete application for a ROW permit
and a SUP for construction within 270
days, consistent with the MOBILE NOW
Act. Several commenters stated there
were conflicts with ANILCA and its
implementing regulations, requesting
clarity and seeking edits to the rule.
NPS Response: The NPS understands
that other Federal laws may apply to its
management of ROWs in System units,
and will follow all such laws to the
extent they apply in any particular
situation. To be inclusive and to avoid
inadvertently creating inconsistencies or
gaps regarding other applicable laws,
the NPS does not address the provisions
of any other Federal law in this rule.
The NPS has clarified, however, that the
regulations in part 14 apply consistent
with applicable Federal law by adding
‘‘Consistent with applicable Federal
law,’’ to the beginning of paragraph (a)
of § 14.1. This includes, but is not
limited to, possibly applicable Federal
law such as Title XI of ANILCA
(Transportation and Utility Systems In
and Across, and Access Into,
Conservation System Units) and its
implementing regulations in 43 CFR
part 36 for managing ROWs in Alaska.
To the extent there is an irreconcilable
conflict between applicable Federal law
and part 14, the other applicable Federal
law will control.
28. Comment: One commenter
encouraged the NPS to define the terms
‘‘mitigation’’ and ‘‘public interest.’’
NPS Response: These terms are
undefined because the meaning of each
term is dependent upon the particular
context and circumstances of the
situation in which they are used. The
permit negotiation process is an
opportunity to reach a mutual
understanding of the meaning of these
terms that is context-specific, This
approach facilitates effective
communication and collaboration
among all parties involved and greater
flexibility as needed in each situation.
As necessary and appropriate, agreedupon definitions can then be included
in permits, providing a clear reference
point for compliance and enforcement.
Final Rule
The NPS further explains each of the
changes to NPS regulations below. In
addition to the changes described in
more detail below, this rule simplifies
how the regulations are organized by
replacing the eight existing subparts
with sections that have clear and
concise titles addressing ROW
permitting for all types of use and
infrastructure. Sections 14.5, 14.20,
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14.27, 14.32, 14.35, 14.53, 14.75, and
14.77 of the existing regulations have no
content. This rule replaces § 14.5 and
removes the rest. This rule removes
Appendix A because the forms in this
Appendix are outdated and no longer
used by the NPS. This rule removes an
authority citation to 23 U.S.C. 317 from
part 14. This authority addresses
highway easement deeds, which are not
authorized through ROW permits.
Many of the changes remove or
update outdated provisions to reflect
current policies and practices. The
changes in this rule will improve ROW
permitting processes and align them
more closely with those of other DOI
bureaus, to the extent practicable and
consistent with applicable law. This
rule will improve the NPS’s ability to
protect resources and values, public
health and safety, and visitor experience
from potential impacts from the use of
lands and waters within System units
under a ROW permit, including from
the operation and maintenance of
infrastructure. The revised regulations
will be easier for prospective and
current permittees to find and
understand, which will improve the
effectiveness of NPS ROW program.
maintenance of infrastructure under a
ROW permit will be (1) consistent with
applicable statutory authorities,
including the NPS Organic Act; (2)
protect lands, waters, and resources of
the System; and (3) protect visitor uses
and experiences, as well as promote the
health and safety of the public and NPS
employees and volunteers.
This rule revises 36 CFR 1.2(b) and (d)
to add references to part 14. This
clarifies that, under paragraph (b), the
regulations in part 14 generally do not
apply on non-federally owned lands and
waters or on Indian tribal trust lands
located within System boundaries; and
that, under paragraph (d), the
regulations in Part 14 do not prohibit
administrative activities conducted by
the NPS or its agents. These changes
reflect current NPS practice and will
have no impact on the NPS’s
administration of ROWs in System
units.
§ 14.2
Definitions for This Part
Final rule
14.2 Definitions for
this part.
Section-by-Section Analysis of the
Changes
§ 14.1
Purpose and Scope
Final rule
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14.1 Purpose and
scope.
N/A ............................
Existing regulations
14.1 Applicability.
1.2 Applicability and
scope.
Existing regulations in § 14.1 state
that the regulations in part 14 apply to
all Federally owned or controlled lands
administered by the NPS. This
provision is unnecessary because the
applicability and scope of NPS
regulations in Title 36, Chapter I of the
Code of Federal Regulations (36 CFR),
which includes part 14, are defined in
36 CFR 1.2. This section states in
paragraph (a)(1) that the regulations
apply to all persons entering, using,
visiting, or otherwise within the
boundaries of federally owned lands
and waters administered by the NPS.
New paragraph (a) in § 14.1 states that
regulations in part 14 establish
procedures an entity must follow when
applying for a ROW permit and
provisions under which the NPS may
authorize a ROW permit within a
National Park System unit, consistent
with applicable Federal law. New
paragraph (b) states that the regulations
in part 14 ensure that the use of lands
and waters, and operation and
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Existing regulations
• 14.2 Definitions.
• 14.6 In form of
easement, license,
or permit.
This rule revises § 14.2 of the existing
regulations, which defines terms used in
part 14. This rule removes the definition
of ‘‘Superintendent’’ because it is
already defined in 36 CFR 1.4. This rule
removes the definition of ‘‘Park’’
because it is superfluous with the
definitions of ‘‘park area’’ and ‘‘National
Park System’’ in 36 CFR 1.4. This rule
removes the definitions of ‘‘Authorized
Officer,’’ ‘‘Construction work,’’
‘‘Director,’’ and ‘‘Secretary’’ because
those terms are not used in the revised
regulations. This rule removes the
definition of ‘‘Project’’ because that term
is no longer used the way it is defined.
Removing unnecessary defined terms
will make the regulations more concise.
This rule replaces the term ‘‘right-ofway’’ with a new term ‘‘right-of-way
permit’’ that is more specific and clearer
about what may be authorized, as
explained below. This rule defines nine
new terms in § 14.2, which are
explained below. Revised § 14.2 lists
defined terms in alphabetical order
without paragraph designations.
New Definitions
This rule adds the term ‘‘Applicant’’
to mean an entity that has applied for
a special use permit for construction of
infrastructure or a ROW permit for use
of lands and waters and operation or
maintenance of infrastructure. Adding
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96541
this term will allow the NPS to
distinguish applicants from permittees,
who have been issued valid permits, in
the regulations.
This rule adds the term ‘‘Co-location’’
to mean the placement of infrastructure
on or in existing authorized
infrastructure owned or controlled by
another or within an area authorized for
use by another. This common industry
practice is important for applicants to
consider when designing infrastructure
proposals and for the NPS to consider
when assessing potential impacts to
resources, values, and visitors.
This rule adds the term ‘‘Entity’’ to
mean a party including, but not limited
to, Federal, State, and local
governments, Tribes, citizens, and
organizations of the United States,
including corporations, associations,
partnerships, and non-profit
organizations.
This rule adds the term
‘‘Infrastructure’’ to mean equipment,
facilities, installations, or uses that the
NPS may authorize under a ROW permit
pursuant to statutory authority, with
specific reference to 54 U.S.C. 100902.
This rule adds the term ‘‘Operation
and maintenance’’ to mean the use of
infrastructure, the means of access, and
associated service on a routine and ongoing basis to ensure good order, safe
conditions, and timely repair, all as
specifically authorized in a ROW
permit.
This rule adds the term ‘‘Permitted
area’’ to mean the area authorized for
construction under a special use permit,
and use of lands and waters, and
operation and maintenance of
infrastructure under a ROW permit,
including routes and means of access
through a System unit.
This rule adds the term ‘‘Permittee’’ to
mean an entity that holds a valid special
use permit for construction or ROW
permit for use of lands and waters, and
operation and maintenance of
infrastructure. Adding this term helps
distinguish entities that have valid
permits from those that have expired or
invalid authorizations, and from
applicants who have requested a permit
but do not yet have one.
This rule adds a definition for ‘‘Rightof-way permit’’ to mean a discretionary
and revocable special use permit, issued
by the NPS to authorize the use of lands
and waters within System units for the
operation and maintenance of
infrastructure. The definition states that
a ROW permit does not convey property
interests in lands or waters. These
statements in the new definition make
portions of § 14.6 of the existing
regulations, which make similar
statements, unnecessary.
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This rule adds the term ‘‘Special use
permit for construction’’ to mean a
discretionary and revocable special use
permit issued by the NPS to authorize
construction of infrastructure and
associated construction activities within
System units. Like that for ROW
permits, this definition states that these
permits do not convey property interests
in lands or waters. These permits can
authorize initial construction of
infrastructure, addition of
infrastructure, removal of infrastructure,
and maintenance and repair activities
not included in the ROW permit.
Adding this term will distinguish
activities authorized under ROW
permits from those authorized under
special use permits for construction.
§ 14.3
Pre-Application Meeting
Final rule
14.3 Pre-application
meeting.
Existing regulation
N/A.
This section of the final rule
establishes a new provision encouraging
potential permit applicants to contact
the superintendent of the System unit to
schedule a pre-application meeting to
discuss the proposed project and the
permitting process. The U.S. Fish and
Wildlife Service (FWS) uses preapplication meetings for the same
purpose. Although it would benefit the
applicant and the NPS in most cases,
this rule does not require a preapplication meeting because it may be
unnecessary when the potential
applicant and NPS staff are sufficiently
familiar with the project and permitting
process, such as with certain ROW
permit renewals. This rule states that
through a pre-application meeting, the
NPS may provide early notice to
potential applicants about applicable
law and policy, documentation
requirements, an expected timeline, and
potential costs.
The goal of a pre-application meeting
is to improve the permitting process
through increased regulatory certainty.
Pre-application meetings make the
permitting process more efficient and
transparent. Permit processing is
delayed when applicants provide
incomplete information to the NPS. The
amount and type of documentation the
NPS requires to process an application
varies depending on whether the
request is for new infrastructure where
environmental disturbance will occur,
or existing infrastructure where limited
additional use of the infrastructure may
have minimal or no new environmental
impacts. A pre-application meeting
enables the NPS to understand the
scope of the request and advise
potential applicants, early in the
permitting process, about permitting
considerations and procedures, such as:
elements of a complete permit
application, permit approval standards,
natural and cultural resource concerns,
visitor resource concerns, public health
and safety concerns, park planning
documents, land use restrictions (e.g.,
wilderness), proposed location,
proposed infrastructure, method and
means of access, and potential fees. In
addition, a pre-application meeting
Final rule
14.4(d) Maps ............................................................................................
14.4(e) Water rights ..................................................................................
14.4(f) Access ...........................................................................................
14.4(g) Co-location ...................................................................................
14.4(h) Financial assurance and liability insurance .................................
14.4(i) Additional information ....................................................................
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The following paragraphs explain
how each paragraph of the new § 14.4
changes existing regulations about the
permit application process.
14.4(a) Complete Application
Requirement
Existing regulations in § 14.28 state
that when an application is incomplete
or does not conform with law, the NPS
may either provide an applicant with an
opportunity to correct deficiencies in a
ROW permit application or reject the
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§ 14.4 Right-of-Way Permit
Application
This section of the rule updates
procedures for submitting a ROW
permit application. Under the existing
regulations, application requirements
are addressed in multiple subparts and
sections in part 14. This rule
consolidates all application
requirements into a single section. This
will make it easier for applicants to
identify what is required to submit a
complete ROW application. Complete
and timely applications allow the NPS
to evaluate a proposal’s potential effects
and to conduct its compliance
responsibilities under applicable
Federal statutes such as the National
Environmental Policy Act (NEPA) and
the NHPA. The table below identifies
how this rule reorganizes all of the
existing application process
requirements into a new § 14.4.
Existing regulations
14.4(a) Complete application requirement ...............................................
14.4(b) Application form ...........................................................................
14.4(c) Applicant documentation ..............................................................
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provides the applicant an opportunity to
ask questions and receive comments
from the NPS about the proposed ROW
before submitting an application.
The NPS may charge fees to recover
administrative costs incurred from preapplication meetings in certain
circumstances. This may occur if there
are multiple meetings requested by a
potential applicant or where there are
unusual demands made on NPS staff or
leadership in terms of time or NPS
resources on behalf of the potential
applicant. Cost recovery will be
collected in accordance with § 14.7 of
the revised regulations (discussed
below).
14.28 Incomplete application and reports.
14.21 Form.
14.23 Showing as to organizations required of corporations.
14.24 Showing as to citizenship required.
14.25(a) Maps.
14.25(b) Evidence of water right.
14.7 Right of ingress and egress to a primary right-of-way.
N/A.
14.22(a)(11) Reimbursement of costs.
N/A.
application outright. New paragraph (a)
of § 14.4 states the NPS will not begin
processing a ROW permit application
until it has determined the applicant
has complied with the requirements in
part 14, including the submission of all
required information. This change
reflects existing practice because the
NPS does not reject incomplete
applications. Instead, the NPS informs
applicants that they must provide
additional information to complete the
application before the NPS will begin
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formal review and processing. This
practice is consistent with how other
DOI bureaus handle incomplete
applications and prevents the NPS from
expending limited staff resources
processing incomplete applications that
do not have enough information to
allow for a proper evaluation. Paragraph
(a) further states that making this
determination does not guarantee the
NPS will issue a ROW permit.
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14.4(b) Application Form
Existing regulations in § 14.21 require
the applicant to include some general
information with an application (e.g., a
statement that the application is made
pursuant to existing regulations, a
citation to the statutory authority for the
ROW, and a description of the purposes
of the ROW), but do not require
applications to be submitted on a
specific form.
New paragraph (b) of § 14.4 requires
applicants to use Standard Form 299
Application for Transportation and
Utility Systems and Facilities on
Federal Lands (SF–299) for all requests
for ROW permits. Requiring the use of
this form is consistent with Executive
Order 13821, ‘‘Streamlining and
Expediting Requests to Locate
Broadband Facilities in Rural America,’’
dated January 8, 2018, which requires
all Federal property managing agencies
to use the SF–299, or the applicable
common form approved by the General
Services Administration at the time of
the application. The NPS and most
Federal property managing agencies
(e.g., BLM, USFS, FWS) already use this
form for applicants seeking to operate
and maintain infrastructure on lands
administered by those agencies.
Paragraph (b) also requires that
applicants provide all materials
required in the SF–299 and elsewhere in
part 14. If materials have been provided
in connection with a ROW permit
previously issued by the NPS for the
same System unit, then the NPS may
decide that the applicant is not required
to resubmit those materials, provided
the previous date of filing, place of
filing, and existing ROW permit number
are included in the new application.
This provision will reduce the
regulatory burden on applicants by
ensuring that the NPS requests only the
documentation that it requires to
process an application. Finally,
paragraph (b) requires applicants or
their authorized representatives to sign
the SF–299 and requires applicants to
submit the application charge pursuant
to § 14.7.
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14.4(c) Applicant Documentation
In paragraph (c) of this section, this
rule consolidates and updates
information requirements currently
codified in § 14.23 for applicants that
are corporations, and in § 14.24 for
applicants that are individuals or
associations of individuals. New
paragraph (c)(1) contains required
information for corporations. These
requirements are not substantively
different than what is currently required
in § 14.23. New paragraph (c)(2)
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contains required information for
partnerships, limited liability
companies, and similar entities. These
requirements are not substantively
different than what is currently required
in § 14.24 for associations of
individuals. For individuals, new
paragraph (c)(3) states applications must
be accompanied by evidence of U.S.
citizenship. This final rule omits
outdated and extraneous language in
existing § 14.24 about naturalization and
marital status.
14.4(d) Maps
Existing regulations in § 14.25(a)
contain detailed mapping requirements
that are overly prescriptive and
outdated. For example, the existing
regulations require applicants to prepare
maps on tracing linen, or on tracing
paper having a 100 percent rag content.
New paragraph (d) of § 14.4 simply
requires maps to meet current NPS
mapping standards. This would allow
applicants to submit digital maps,
which reflect current mapping
technology. The NPS retains discretion
to require an official land survey, legal
description, and digital information
when helpful or necessary to adequately
assess an application. Consistent with
current practice, new paragraph (d) also
requires that maps, at a minimum,
include the area proposed to be
included in the ROW, including the
placement of infrastructure, proposed
access point and routes (including use
of existing roads), and other areas
associated with the ROW.
14.4(e) Water Rights
Existing paragraph (b) of § 14.25
allows the NPS to conditionally grant a
ROW permit if doing so is a prerequisite
for obtaining evidence of a water right
from a State official. This provision has
not been used by the NPS ROW Program
and puts the NPS in the position of
expending resources on speculative
projects. Similar to the existing
regulations, new paragraph (e) of § 14.4
requires, unless otherwise required by
Federal law, that applicants requesting
authorization to operate and maintain
infrastructure to support the storage,
diversion, conveyance, or use of water,
include proof of a valid water right from
the appropriate State official or State
law as part of a complete application.
This ensures that, for such projects, the
NPS only issues ROW permits to
applicants that hold valid water rights.
14.4(f) Access
Existing regulations in § 14.7 allow
the NPS to grant to a ROW holder an
additional ROW for ingress and egress
to the primary ROW. The additional
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96543
ROW must be reasonably necessary to
facilitate the use of the primary ROW,
and may include the right to construct,
operate, and maintain facilities
necessary for ingress and egress. The
regulations require the ROW holder to
apply for the additional ROW in a
similar manner that it applied for the
primary ROW.
This rule creates an efficiency by
removing the need to apply for an
additional ROW for routes of access. As
part of a complete ROW permit
application, new paragraph (f) requires
the applicant include a description of
proposed access routes and means of
access. This rule states that access
routes and means of access will be
limited to existing roads, or existing or
NPS-approved routes, trails, or access
points. The NPS has no general legal
authority to authorize other entities to
establish new roads in a System unit,
including for purposes of accessing
ROWs. For this reason, this rule states
that ROW permits will not authorize the
construction of new roads, unless
specifically authorized by statute.
Lastly, new paragraph (f) states that
ROW permits do not grant a right of
access and that agreed-upon access
routes and means of access are
discretionary and revocable. This
statement will preclude requests that
rights of access be expressly established
in ROW permits, or that that they are
implied by ROW permits that have been
issued.
14.4(g) Co-Location
This rule creates a new regulatory
provision to encourage the co-location
of infrastructure in System units. The
co-location of equipment can
consolidate infrastructure in a
geographic location and, at the same
time, influence the footprint and
dimensions of infrastructure at a
particular site. For example, the location
and design of a cell tower that would
accommodate multiple cell antennae
will be larger than a single user tower
but may prevent towers in multiple
locations. While there are cases where
the installation of new or additional
uses on existing infrastructure is not
technologically possible or needs to be
accomplished in a certain manner to
avoid technical interference or conflict
between the uses, whenever possible
and visually acceptable, all utilities
should share a common corridor.
Consistent with this goal, new
paragraph (g) requires applicants to
design new infrastructure to
accommodate future co-location to the
greatest extent possible considering the
potential impacts to System unit
resources, values, public health and
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safety, and visitor experience. This
paragraph also requires the applicant to
demonstrate that they have evaluated all
options for co-location with existing
infrastructure prior to proposing a new
or undisturbed location for
infrastructure. Finally, the paragraph
states that entities proposing to colocate infrastructure must obtain a
separate ROW permit.
§ 14.5 Review of Complete Right-ofWay Permit Applications
14.4(h) Financial Assurance and
Liability Insurance
Section 14.5 of this rule explains how
the NPS evaluates complete ROW
permit applications. Paragraph (a)
establishes standards that each ROW
permit application must meet in order
for the NPS to issue ROW permits.
Paragraph (a)(1) states that the NPS will
only issue a ROW permit if the
applicant’s proposal is not incompatible
with the public interest and is
consistent with applicable laws,
including the laws governing
administration of the National Park
System, regulations, policy, and NPS
planning documents. In part, this
provision will ensure that the NPS
meets its responsibility under the NPS
Organic Act to conserve resources in the
National Park System in such manner
that will leave them unimpaired for the
enjoyment of this and future
generations. 54 U.S.C. 100101.
Paragraph (a)(2) requires the applicant
to demonstrate that there is no
practicable alternative to location of the
infrastructure within the National Park
System. This provision is consistent
with question 13 of the SF–299 which
requires applicants to explain whether
alternative locations exist and, if so,
why they were not chosen, and why it
is necessary to occupy Federal lands.
Paragraph (b) states that the NPS, after
completing review of an application at
the System unit, will notify the
applicant in writing that the ROW
application is conditionally approved,
or denied with an explanation. If a ROW
permit is conditionally approved, the
NPS will send the applicant a final
version of the ROW permit for signature.
Paragraph (c) requires the applicant to
sign a conditionally approved ROW
permit prior to its execution by the NPS.
These requirements also apply to
amended ROW permits, including
transfers which are documented by an
amendment. This is stated in paragraph
(c) in § 14.13 and paragraph (e) of
§ 14.14 of the final rule. Paragraph (c)(2)
clarifies that no ROW permit is valid
until it has been executed by the NPS,
which may not occur, in some cases, if
further review by the NPS results in a
determination that the ROW would not
meet the standards identified in
paragraph (a). Execution by the NPS
Financial assurance ensures that in
the event an operator becomes insolvent
or defaults on its financial obligations
under a ROW permit, in particular
obligations to reclaim and restore the
permitted area, adequate funds will be
available for reclamation. The
requirement for liability insurance
ensures that the Federal Government
does not assume any liability associated
with the permittee’s activities and that
the permittee is covered for injuries to
persons or property caused by
permittee’s activities.
Existing paragraphs (a)(11)–(14) of
§ 14.22 authorize the NPS to require an
applicant to furnish security in an
amount acceptable to the NPS for costs
incurred to administer the ROW permit,
including application costs, compliance
costs, monitoring costs, and costs for
protection and rehabilitation, and make
certain permittees liable for such costs.
These provisions are unnecessarily
complicated and inconsistent with
current practice because the NPS does
not require financial assurance for
administrative costs. Instead, this rule
creates a new paragraph (h) of § 14.4
that states the NPS may require
applicants to provide proof of
acceptable financial assurance and
liability insurance, as appropriate to the
proposed project. This statement is
more consistent with how the NPS and
other agencies address financial
assurance and liability insurance.
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14.4(i) Additional Information
The NPS evaluates each application
on a case-by-case basis depending on
the scope, location, and nature of the
proposed activity. This rule creates a
new provision in paragraph (i) that
specifically states that the NPS may
require additional relevant information
from an applicant before the
superintendent will consider the
application complete.
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Final rule
14.5 Review of complete right-of-way
permit applications.
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Existing regulation
N/A.
Sfmt 4700
represents final approval of a ROW
permit.
Paragraph (d) allows the NPS, in its
discretion, to suspend or terminate the
application process at any time prior to
execution of a ROW permit by the NPS
if the applicant (1) is delinquent in
paying any cost recovery, use and
occupancy fees, or other debts to the
Federal Government; (2) has an
unresolved criminal or civil violation
with the Federal Government; (3) has
been notified that it is liable for
damages under the System Unit
Resource Protection Act (SURPA), 54
U.S.C. 100721–100725, for injuries to
System resources, or has not resolved or
fully paid response costs and damages
under SURPA; or (4) has caused
unpermitted resource damage, impacts
to visitors, management problems, or
the applicant has violated the terms and
conditions of any permit issued by a
Federal agency, including the NPS. This
behavior and conduct provision is
consistent with regulations for other
Federal agencies. See, for example, 43
CFR 2804.25(b) and 2808.12 (BLM); and
36 CFR 251.54(e) (USFS). It gives fair
notice to applicants that they must
resolve the issues of behavior and
conduct identified in paragraph (d)
prior to applying for a ROW permit from
the NPS.
§ 14.6
Application Withdrawal
Final rule
14.6 Application withdrawal.
Existing regulation
N/A.
This rule adds a new provision in
§ 14.6 that clarifies application
withdrawal procedures. Paragraph (a)
allows an applicant to withdraw an
application at any time during the
application process. Paragraph (b)
creates a presumption, without further
notice to the applicant, that the
applicant has withdrawn its application
if at any time during the permitting
process an applicant fails to respond to
a written communication from the NPS
for a period of 90 days or longer. The
NPS has experienced situations where
an applicant demonstrates interest in
seeking a ROW permit, engages NPS
staff, begins an application process, and
then abandons the proposal without
notifying the NPS. Superintendents and
other System unit staff have competing
responsibilities and new applications
for ROW permits are added to already
developed workplans and workloads.
This provision will help
superintendents and other NPS staff
prioritize active projects and devote
limited resources toward serious and
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timely proposals. Paragraph (c) clarifies
that once a permit application is
withdrawn or presumed withdrawn, the
permitting process is terminated. If the
applicant wishes to restart the
application process, it must submit a
new SF–299 (or other approved
common form).
§ 14.7
Cost Recovery
Final rule
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14.7 Cost recovery ....
Existing regulations
• 14.22 Reimbursement of costs.
• 14.37 Reimbursement of costs.
The NPS has authority to recover
actual costs it incurs to administer
special use permits, including ROW
permits and special use permits for
construction, under 54 U.S.C. 103104.
Existing sections 14.22 and 14.37
address the reimbursement of
administrative costs to the NPS incurred
both before and after the ROW permit is
issued. These provisions are outdated
because they were written before the
NPS received its current statutory
authority to recover costs under 54
U.S.C. 103104.
This rule replaces sections 14.22 and
14.37 with a new § 14.7 that addresses
how the NPS recovers administrative
costs from ROW permit applicants and
permittees. Paragraph (a) states that the
NPS will recover all costs from
applicants and permittees under 54
U.S.C. 1030104 according to NPS cost
recovery policy. This rule states that
cost recovery can include administrative
costs for withdrawn or denied
applications and suspended or
terminated ROW permits. Paragraph (b)
requires applicants to pay an initial
application charge, unless waived by
the NPS pursuant to NPS cost recovery
policy, and describes how the NPS
calculates a minimum application
charge based upon a reasonable estimate
of the least amount of employee time
needed to process applications.
Paragraph (b) also clarifies that the
minimum application charge will
include costs incurred by the NPS for
reviewing an application for
completeness; and that the NPS has
discretion to include costs incurred for
initial discussions (including preapplication meetings). This does not
represent the entirety of costs that may
be recovered.
§ 14.8
Use and Occupancy Fee
Final rule
14.8 Use and occupancy fee.
Existing regulation
14.26 Payment required; exceptions;
default; revision of
charges.
A use and occupancy fee is owed to
the United States in an amount equal to
the fair market value for the use and
occupancy of federally owned lands and
waters within the National Park System
under a ROW permit. Existing § 14.26 is
outdated and overly prescriptive,
particularly in setting a valuation
method. The existing regulations require
an appraisal in every case to make a fair
market value determination. Appraisals
can be costly and time consuming and
in some circumstances are not necessary
to determine fair market value.
This rule replaces existing § 14.26
with a new § 14.8. Paragraph (a)
establishes the requirement that, subject
to the exemptions in paragraph (e), all
permittees must pay a use and
occupancy fee to the NPS. Paragraph (b)
states that the use and occupancy fee
will be the fair market value of the use
and occupancy of federally owned lands
and waters under the ROW permit, as
determined by the NPS. Subparagraph
(b)(1) allows the NPS to adopt any DOIapproved method to determine the use
and occupancy fee. This approach is
consistent with a current rulemaking
action by the FWS.1 It will reduce the
time and cost necessary to determine
the fair market value of many ROWs in
System units and therefore make the
application process faster and less
expensive for applicants. Paragraph
(b)(2) states that costs for administration
of the ROW program will be collected
by the NPS in accordance with OMB
Circular A–25, Memorandum for Heads
of Executive Departments and
Establishments: User Charges at the
current indirect cost rate. These funds
will be retained as cost recovery under
54 U.S.C. 103104 from the use and
occupancy fees collected on ROW
permits. Use and occupancy fees not
retained for cost recovery will be
returned to the Treasury. Paragraph
(b)(3) gives the NPS discretion to
consider exempt and non-exempt uses
and users in determining the use and
occupancy fee. When there is a mix of
potentially exempt and non-exempt
uses or users served by infrastructure,
the potentially exempt uses or users
may be eligible for a use and occupancy
fee exemption on sufficiently discrete
1 To view the FWS rulemaking action, search for
‘‘FWS–HQ–NWRS–2019–0017’’ on https://
www.regulations.gov.
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96545
identifiable portions of the
infrastructure that exclusively serve the
exempt uses or users.
Market conditions that affect the
value of the use and occupancy of
Federal lands and waters in System
units can, and often do, change during
the term of a ROW permit. Paragraph (c)
allows the NPS to re-evaluate the use
and occupancy fee at any time during
the term of the ROW permit, but at a
minimum every 10 years, so that the
American taxpayer receives fair market
value for the use and occupancy of the
Federal lands and waters subject to the
ROW. Paragraph (d) states that the use
and occupancy fee will be re-evaluated
during permit renewal and when a
subsequent ROW permit is issued for
infrastructure that was authorized under
an expired ROW permit that was not
renewed in a timely manner.
Paragraph (e) updates the exemptions
from paying a use and occupancy fee.
Exemptions are discretionary, and
infrastructure must be used exclusively
for one or more of the qualifying
criteria. This rule largely maintains the
exemptions in existing paragraph (c) of
§ 14.26, but clarifies circumstances
where exemptions may be available.
This rule removes the exemption for
irrigation projects because it is not a
common use within System units.
Similarly, this rule replaces exemptions
for non-profit and Rural Electrification
Administration projects with a
discretionary exemption for projects
that clearly support the public interest
and the mission and values of the
System unit.
§ 14.9
Resource Impact Considerations
Final rule
Existing regulation
14.9 Resource impact
considerations.
14.6 In form of easement, license, or
permit.
14.9(b), (c), (e), and
(g) Terms and conditions.
Existing regulations at § 14.6 allow
permittees to use materials removed
during construction elsewhere along the
same ROW in the construction of the
same project. Existing regulations in
§ 14.9 require ROW permittees to agree
to specific terms and conditions that
prescriptively address mitigation for
various types of impacts to System unit
resources during construction and
maintenance operations. Paragraph (b)
addresses the disposition of vegetative
and other material cut, uprooted, or
otherwise accumulated during
construction and maintenance.
Paragraph (c) addresses soil and
resource conservation and protection
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measures, such as weed control.
Paragraph (e) addresses roads, fences,
and trails that are destroyed or injured
from construction work. Paragraph (g)
addresses reimbursement for
merchantable timber that is cut,
removed, or destroyed in the
construction and maintenance of the
project.
Because potential mitigation actions
will vary among System units, and even
within a System unit, based on the
nature and scope of each permitted
activity, this rule replaces the special
allowance in § 14.6 and the prescriptive
requirements referenced above for a new
§ 14.9 that makes general statements
about disposition, mitigation, and
compensation resulting from resource
damage. This section states that the NPS
may direct the use and disposition of all
disturbed resources and may require a
permittee to mitigate or compensate for
impacts to resources and lost uses from
permitted activities. Although not stated
in this rule, compensation collected by
the NPS may be retained under 54
U.S.C. 100724(a) and used for mitigation
actions taken by the NPS on behalf of
the permittee.
with § 14.31 of the existing regulations,
which requires written approval for
deviations. This rule replaces existing
§ 14.31 with paragraph (a) of new
§ 14.10 and with new § 14.14 (Right-ofway permit amendment) discussed
below.
Paragraph (b) of this section states
that the NPS will issue a ROW permit
for a term that is consistent with
applicable law and policy and may be
up to 50 years when determined
appropriate by the NPS. Paragraph (c)
requires permittees to agree to a smaller
set of minimum terms and conditions in
every approved ROW permit. Some of
these terms and conditions are similar
to those in existing § 14.9, but more
clearly reflect current NPS general
practices and policies. Because the NPS
evaluates each request for a ROW permit
on a case-by-case basis, this rule allows
the NPS to require additional terms and
conditions, or makes modifications to
the terms and conditions in the
regulation, that could be used to address
resource, management, or public health
and safety concerns that are specific to
the particular project and System unit.
§ 14.10
§ 14.11 Special Use Permit for
Construction
Terms and Conditions
Final rule
Existing regulation
14.10 Terms and conditions.
14.9 Terms and conditions.
14.31 Deviation from
approved right-ofway.
Existing § 14.9 contains a list of terms
and conditions that every permittee
must agree to comply with in a ROW
permit, except for those that are waived
by the Secretary in a particular case.
Some of the terms and conditions in this
list are outdated or unnecessarily
specific and are therefore no longer
necessary. For example, an existing term
and condition in paragraph (d) directs
permittees to prevent and suppress fires.
This is no longer consistent with NPS
practice and policy regarding fire
prevention and suppression.
This rule replaces existing § 14.9 with
new § 14.10. Paragraph (a) of § 14.10
states that the ROW permit will
authorize specific operation and
maintenance activities and that any
such activities not specifically
authorized in the ROW permit will
require an additional written
authorization or amended ROW permit.
This is necessary to allow the NPS to
evaluate potential new impacts to
System unit resources, values, and
visitors, including impacts to public
health and safety and the visitor
experience. This statement is consistent
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14.11 Special use
permit for construction.
Existing regulation
14.29 Timely construction.
Existing § 14.29 requires permittees to
complete construction of infrastructure
under a ROW permit in no more than
five years or ten years for good cause.
This rule removes these requirements
because they are no longer meaningful
to current NPS practice regarding the
construction of infrastructure operated
and maintained under a ROW permit.
As noted in previous sections, a ROW
permit authorizes the use of Federal
lands and waters and the operation and
maintenance of specific infrastructure
within a System unit. Construction
activities have a shorter duration and
have potential impacts to System unit
resources, values, public health and
safety, and visitor experience that are
different than those posed by operation
and maintenance. Construction
activities can include activities
associated with the addition,
adjustment, exchange, or removal of
infrastructure. Construction of
infrastructure is an integral step in and
can occur at different stages after a ROW
permit is issued. For these reasons, the
NPS authorizes the construction of
infrastructure under a separate special
use permit.
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This rule creates a new § 14.11 that
addresses the application process for
obtaining a special use permit for
construction. Paragraphs (a) (c) requires
a separate special use permit before a
ROW permittee initiates construction
activities, requires the special use
permit applicant to use the current
special use permit application form, and
requires the special use permit
applicant to submit a complete
application to the NPS before the NPS
will process the application. Paragraph
(d) states that the NPS will only issue
a special use permit for construction
either simultaneously with the
execution of a ROW permit, or after a
ROW permit has been executed. This
will ensure that the NPS permits
construction activities only when the
use of the lands or waters is authorized
and for infrastructure that has been
separately approved for operation and
maintenance. Paragraph (e) identifies
information that must be submitted on
an application for a special use permit
for construction, including construction
drawings, an equipment list, a
construction schedule, maps, and a
restoration plan (as applicable). During
the pre-application meeting and the
initial processing of the permit, the NPS
may request additional information
from the applicant related to
construction activities. The NPS cost
recovery authority 54 U.S.C. 103104
applies to special use permits for
construction and the NPS will recover
costs consistent with NPS policy.
The NPS has issued special use
permits for construction of
infrastructure that is part of a larger
project occurring outside of the System
unit, and then the permittee has been
unable to secure the remaining permits
and rights to complete the larger project.
This has resulted in unnecessary
impacts to System unit resources. To
help avoid these outcomes, paragraph (f)
allows the NPS to require an applicant
for a special use permit for construction
to provide an affidavit stating that all
other required land rights, water rights,
permits, certifications, approvals, and
authorizations necessary for a viable
project have been secured.
§ 14.12
Right-of-Way Permit Renewal
Final rule
14.12 Right-of-way
permit renewal.
Existing regulation
N/A.
Section 14.12 of this rule establishes
procedures that permittees must follow
prior to the expiration of an existing
ROW permit to obtain a new ROW
permit in time for associated
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infrastructure to remain where it is in
the System unit. Paragraph (a) explains
that, in practice, a ROW permit renewal
is actually the issuance of a new,
separate ROW permit that is approved
before the expiration of an existing
ROW permit for the use of lands and
waters, and the operation and
maintenance of the same infrastructure,
and that the new ROW permit may
contain new terms and conditions, as
applicable. These new terms and
conditions could change the use and
occupancy fee and requirements for
financial assurance and liability
insurance. Paragraphs (b)(1) and (b)(2)
encourage permittees to submit
complete applications for new ROW
permits, following the procedures in
§ 14.4, at least six months prior to the
expiration of an existing ROW permit in
order to complete a timely renewal.
Paragraph (b)(3) states that the term of
a ROW permit may only be reestablished for a new and continuous
term through timely renewal. Paragraph
(b)(4) states that the decision to renew
a ROW permit is at the discretion of the
NPS. Paragraph (c) clarifies that if a
ROW permit expires prior to the
issuance of a renewal, the infrastructure
that had been authorized under the
ROW permit will, upon expiration, be
considered in trespass under § 14.15.
§ 14.13
Right-of-Way Permit Transfer
Final rule
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14.13 Right-of-way
permit transfer.
Existing regulations
• 14.36 Method of filing.
• 14.37 Reimbursement of costs.
ROW permit transfers are necessary if
a current permittee intends to convey
ownership or control of and
responsibility for associated
infrastructure to a new entity. This rule
replaces existing § 14.36 with a new
§ 14.13 that reflects current procedures
used by the NPS for the transfer of a
ROW permit. The new section is
substantively similar to existing § 14.36.
Paragraph (a) explains when ROW
permit transfers are necessary.
Paragraphs (b)(1) and (b)(2) require the
existing permittee to submit a written
transfer request and the new permittee
to submit a notice of acceptance and
agreement to comply with the terms and
conditions of the ROW permit, plus
information that must be submitted by
the existing and new permittees.
Paragraph (c) clarifies that the existing
permittee will remain responsible for
compliance with the terms and
conditions of the ROW permit,
including all financial obligations,
unless and until a transfer is approved
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in writing by the NPS. This rule
removes existing § 14.37, which requires
a nonrefundable payment of $25 for all
filings for permit transfers as a form of
cost recovery. The NPS no longer
charges this fee, which would not come
close to offsetting the administrative
costs of transferring a permit, and
instead charges a cost recovery fee
commensurate with actual
administrative costs under 54 U.S.C.
103104.
§ 14.14 Right-of-Way Permit
Amendment
amendment requests in writing with
information necessary for the NPS to
evaluate the request. In paragraph (d)(7),
this rule allows the NPS to require
additional informational necessary to
properly evaluate a requested
amendment. Paragraph (e) states that
decisions to approve amendments are at
the discretion of the NPS, and that any
approved amendment is deemed part of
the original ROW permit.
§ 14.15 Right-of-Way Permit
Suspension and Termination
Final rule
Final rule
14.14 Right-of-way
permit amendment.
Existing regulation
14.31 Deviation from
approved right-ofway.
This rule establishes procedures for
amending an existing ROW permit in a
new § 14.14. Paragraph (a) allows a
permittee to request or the NPS to
initiate an amendment to a ROW permit.
This paragraph also states that if the
NPS initiates an amendment, it will
provide notice to the permittee.
Paragraph (b) states that an amendment
could address infrastructure, location,
access, operation and maintenance
activities, the use and occupancy fee, a
new permittee as a result of an approved
transfer, or other terms and conditions.
Paragraphs (b)(1) and (b)(2) state that
amendments to authorized uses,
including infrastructure, or to
authorized locations will require the
permittee to submit some or all of the
materials that are required for new
applications under § 14.4, and if the
amendments are significant, the
submission of a completely new
application under § 14.4. An example of
a significant amendment would be a
request to add new infrastructure
outside of the approved permitted area.
These provisions are consistent with
existing § 14.31, which requires an
amended application for substantial
deviations, and would be replaced by
these new paragraphs of § 14.14 and by
new paragraph (a) of new § 14.9 (Terms
and conditions) discussed above.
As explained above, § 14.12 of this
rule states that the full term of a ROW
permit can only be reset if the permit is
renewed in a timely manner. The NPS
recognizes, however, that there may be
barriers that arise that prevent timely
renewal. For this reason, paragraph (c)
of § 14.14 allows the NPS to extend the
term of an existing ROW permit by
amendment, for up to one year, if there
is a reasonable delay or ongoing good
faith negotiations regarding the renewal
of an expiring ROW permit. Paragraph
(d) requires the permittee to submit
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96547
14.15 Right-of-way
permit suspension
and termination.
Existing regulations
• 14.30 Nonconstruction, abandonment
or nonuse.
• 14.33 Order of cancellation.
Section 14.30 of the existing
regulations allows the NPS to cancel
ROW permits for failure to construct
within the period allowed and for
abandonment or nonuse. Section 14.33
of the existing regulations allows the
NPS to cancel ROW permits for any
violation of the regulations or permit
terms and conditions. This rule replaces
these provisions with a new § 14.15 that
addresses termination of a ROW permit
by either the NPS or the permittee,
suspension of a ROW permit by the
NPS, and for the first time in regulations
creates an opportunity for permittees to
cure the cause of the suspension or
termination. Paragraph (a) states that at
any time upon written notice provided
to the permittee, the NPS may suspend
or terminate all or any part of the permit
without liability or expense to the
United States. If the NPS intends to
suspend or terminate all or part of a
ROW permit, paragraph (b) allows the
NPS to provide the permittee with an
opportunity to cure the cause of the
suspension or termination prior to it
taking effect. Paragraph (c) lists the most
common specific reasons for suspension
and termination of a ROW permit, and
also states that the NPS may suspend or
terminate a ROW permit at its
discretion. If a permittee seeks to
terminate a ROW permit, paragraph (d)
requires the permittee to provide
written notice to the NPS and identify
the desired date of termination.
Paragraph (e) states that, upon
suspension, the permittee remains
responsible for fulfilling all obligations
under the permit, including payment of
any use and occupancy fees and cost
recovery due. Paragraph (f) states that,
upon termination, the permittee remains
responsible for fulfilling all permit
obligations, including required
payments, restoration and reclamation
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activities. The ongoing duties and
responsibilities are meant to protect the
American taxpayer from incurring the
permittee’s liabilities and financial
responsibilities.
§ 14.16
Trespass
Final rule
14.16 Trespass .........
Existing regulation
14.8 Unauthorized
occupancy.
Section 14.8 of the existing
regulations states that occupancy and
use of Federal lands without authority
will result in prosecution and liability
for trespass. This rule replaces this
section with more comprehensive
regulations about trespass in a new
§ 14.16. Paragraph (a) expressly
prohibits any uses, activities, or
infrastructure not specifically
authorized under a valid ROW permit or
other legal authorization and states that
such uses are considered a trespass
against the United States. Paragraph (b)
allows the NPS to require an entity in
trespass to immediately remove the
infrastructure and cease the uses or
associated activities, and to pursue
additional legal remedies, penalties, and
fees. Paragraph (c) allows the NPS to
continue to enforce the terms and
conditions of an expired ROW permit,
including the collection of cost recovery
and use and occupancy fees. Paragraph
(d) allows the NPS to require an entity
to apply for a permit that authorizes
maintenance activities on infrastructure
in trespass. This permit would not cure
the trespass and be considered only to
maintain the safety of the infrastructure,
and to protect public health and safety,
visitor experience, or the resources and
values of the System unit.
§ 14.17
Penalties
Final rule
14.17 Penalties .........
N/A ............................
Existing regulation
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14.18 Restoration and
reclamation.
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14.19 Severability .....
Existing regulation
14.38 Disposal of
property on termination of right-ofway.
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Severability
Final rule
Restoration and Reclamation
Final rule
§ 14.19
N/A.
1.3 Penalties.
This rule adds a new provision in
§ 14.17 and makes a corresponding
revision to § 1.3 so that a violation of
any regulation in part 14 or any term
and conditions of a ROW permit may
result in criminal penalties provided
under 18 U.S.C. 1865, including fine,
imprisonment, or both.
§ 14.18
Existing § 14.38 gives permittees at
least six months to remove property and
improvements from the ROW before
they become the property of the United
States. This provision is replaced by
subparagraph (c)(7) of § 14.10 of this
rule, which requires as a standard term
and condition of each ROW permit that
the permittee remove all infrastructure
from the permitted area within at least
six months of the expiration or
termination of the ROW permit.
New § 14.18 of this rule establishes
procedures and requirements for site
restoration and reclamation in addition
to those included in the terms and
conditions of a ROW permit. Paragraph
(a) requires the permittee, after the
expiration or termination of the ROW
permit, to restore or reclaim the
permitted area to NPS standards
directed and approved by the NPS. If
the required reclamation and restoration
activities are not addressed in the
approved ROW permit, the NPS may
require the permittee to apply for and
obtain a separate special use permit
authorizing those activities, with
appropriate terms and conditions. The
special use permit will establish a
reasonable schedule for completion of
all reclamation and restoration activities
under the permit. If those activities are
not completed within a reasonable
period of time, or according to the
schedule established in the special use
permit, paragraph (b) makes the
permittee liable to the NPS for all costs
associated with reclamation or
restoration of the permitted area
undertaken by the NPS, or its
contractor, to the satisfaction of the
NPS. Paragraph (b) also states that the
permittee’s liability for such costs
survives the expiration or termination of
the ROW permit.
Existing regulation
N/A.
The NPS intends the regulations in
this rule to be severable. If any portion
of this final rule were to be stayed or
invalidated by a reviewing court, the
remaining elements would continue to
provide the NPS with important and
independently effective tools relating to
the administration of its ROW program.
Hence, if a court prevents any provision
of this rule from taking effect, that
should not affect the other parts of the
rule. The remaining provisions would
remain in force because they could still
operate sensibly.
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Compliance With Other Laws,
Executive Orders and Department
Policy
Regulatory Planning and Review
(Executive Orders 12866 and 13563 and
14094)
Executive Order (E.O.) 14094 amends
E.O. 12866 and reaffirms the principles
of E.O. 12866 and E.O 13563 and states
that regulatory analysis should facilitate
agency efforts to develop regulations
that serve the public interest, advance
statutory objectives, and are consistent
with E.O. 12866 and E.O. 13563.
Regulatory analysis, as practicable and
appropriate, shall recognize distributive
impacts and equity, to the extent
permitted by law. E.O. 13563
emphasizes further that regulations
must be based on the best available
science and that the rulemaking process
must allow for public participation and
an open exchange of ideas. We
developed this rule in a manner
consistent with these requirements.
E.O. 12866, as reaffirmed by E.O.
13563 and amended and reaffirmed by
E.O. 14094, provides that the Office of
Information and Regulatory Affairs
(OIRA) in the Office of Management and
Budget (OMB) will review all significant
rules. OIRA determined that this final
rule is not significant.
Regulatory Flexibility Act (5 U.S.C. 601
et seq.)
The Regulatory Flexibility Act (RFA)
(5 U.S.C. 601 et seq.) generally requires
that Federal agencies prepare a
regulatory flexibility analysis for rules
subject to the notice-and-comment
rulemaking requirements under the
Administrative Procedure Act (5 U.S.C.
500 et seq.), if the rule would have a
significant economic impact, whether
detrimental or beneficial, on a
substantial number of small entities. See
5 U.S.C. 601–612. Congress enacted the
RFA to ensure that government
regulations do not unnecessarily or
disproportionately burden small
entities. Small entities include small
businesses, small governmental
jurisdictions, and small not-for-profit
enterprises.
This rule will benefit small businesses
by streamlining NPS regulations for
permitting ROWs and thereby reducing
the amount of time that NPS requires to
issue many ROW permits. This rule
suggests optional pre-application
meetings to provide small businesses
with information early in the process
about the NPS’s estimated time and cost
to evaluate and process a ROW permit
application, increasing regulatory
certainty. The NPS reviewed the Small
Business Size standards for the affected
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industries and determined that a large
share of the entities in the affected
industries are small businesses as
defined by the Small Business Act. The
NPS believes, however, that the impact
on the small entities is not significant
because this rule will impact a small
number of small entities, and those
effects would not be economically
significant. In summary, the NPS has
considered whether this rule will result
in a significant economic impact on a
substantial number of small entities.
The NPS certifies that this rule will not
have a significant economic impact on
a substantial number of small business
entities. Therefore, a regulatory
flexibility analysis is not required.
Congressional Review Act
This rule is not a major rule under 5
U.S.C. 804(2). This rule:
(a) Does not have an annual effect on
the economy of $100 million or more.
(b) Will not cause a major increase in
costs or prices for consumers,
individual industries, Federal, State, or
local government agencies, or
geographic regions.
(c) Does not have significant adverse
effects on competition, employment,
investment, productivity, innovation, or
the ability of U.S.-based enterprises to
compete with foreign-based enterprises.
Unfunded Mandates Reform Act (2
U.S.C. 1501 et seq.)
This rule will not impose an
unfunded mandate on Tribal, State, or
local governments or the private sector
of more than $100 million per year. This
rule does not have a significant or
unique effect on Tribal, State, or local
governments or the private sector. It
addresses public use of national park
lands and imposes no requirements on
other agencies or governments. A
statement containing the information
required by the Unfunded Mandates
Reform Act (2 U.S.C. 1531 et seq.) is not
required.
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Takings (Executive Order 12630)
This rule will not effect a taking of
private property or otherwise have
takings implications under Executive
Order 12630. A takings implication
assessment is not required.
Federalism (Executive Order 13132)
Under the criteria in section 1 of
Executive Order 13132, this rule does
not have sufficient federalism
implications to warrant the preparation
of a federalism summary impact
statement. This rule only affects the use
of federally-administered lands and
waters. It has no outside effects on other
areas. This rule affects the NPS’s
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administration of the ROW Program and
has no substantial, direct effects on the
States, on the relationships between the
Federal Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government. A federalism
summary impact statement is not
required.
Civil Justice Reform (Executive Order
12988)
This rule complies with the
requirements of Executive Order 12988.
This rule:
(a) Meets the criteria of section 3(a)
requiring that all regulations be
reviewed to eliminate errors and
ambiguity and be written to minimize
litigation; and
(b) Meets the criteria of section 3(b)(2)
requiring that all regulations be written
in clear language and contain clear legal
standards.
Consultation With Indian Tribes and
ANCSA Corporations (Executive Order
13175 and Department Policy)
The DOI strives to strengthen its
government-to-government relationship
with Indian Tribes through a
commitment to consultation with Indian
Tribes and recognition of their right to
self-governance and Tribal sovereignty.
The NPS has evaluated this rule under
the criteria in Executive Order 13175
and under the DOI’s Tribal consultation
policy and has determined that tribal
consultation is not required because this
rule will not have a substantial direct
effect on federally recognized Indian
Tribes. This rule has no impact on
Tribal lands, as it applies only to ROW
permits issued by the NPS for the use
and occupancy of lands and waters, and
interests in lands and waters,
administered by the NPS within System
units. Indian tribes have jurisdiction
over their own lands, subject to the
Secretary’s trust responsibility. There
will be opportunities for consultation
with Tribes on individual ROW
permitting decisions. Paragraph (a)(1) of
§ 14.5 of this rule states that the NPS
will issue a ROW permit only if the
proposed operation and maintenance of
infrastructure are consistent with
applicable laws and policies, including
statutes governing administration of the
National Park System, regulations, and
NPS planning documents. This
evaluation will include consideration of
whether issuing the ROW permit would
cause a significant impact to one or
more Tribes and, if so, the NPS will
consult with potentially affected Tribes
prior to issuing the permit under
Executive Order 13175.
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96549
Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.)
This rule does not contain any new
collections of information that require
approval by the Office of Management
and Budget (OMB) under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.). OMB has previously approved
the information collection requirements
associated with the NPS’s use of
Common Form SF–299 and assigned
OMB Control Number 0596–0249
(expires 1/31/2027); and the currently
approved NPS form 10–930, assigned
OMB Control Number 1024–0026
(expires 7/31/27). You may view the
information collection request(s) at
https://www.reginfo.gov/public/do/
PRAMain. An agency may not conduct
or sponsor, and a person is not required
to respond to, a collection of
information unless it displays a
currently valid OMB control number.
National Environmental Policy Act of
1969 (NEPA; 42 U.S.C. 4321 et seq.)
This rule does not constitute a major
federal action significantly affecting the
quality of the human environment. A
detailed statement under NEPA is not
required because this rule is covered by
a categorical exclusion. This rule is
covered by the categorical exclusion in
Section 3.2.H of the NPS NEPA
Handbook (2015), which allows for the
following to be categorically excluded:
‘‘policies, directives, regulations, and
guidelines that are of an administrative,
financial, legal, technical, or procedural
nature, or whose environmental effects
are too broad, speculative, or conjectural
to lend themselves to meaningful
analysis and will later be subject to the
NEPA process, either collectively or
case-by-case.’’ The NPS has determined
that this rule does not involve any of the
extraordinary circumstances listed in 43
CFR 46.215 that would require further
analysis under NEPA.
Alternatively, NPS NEPA Handbook
Section 3.3.A.8 allows for the following
to be categorically excluded:
‘‘Modifications or revisions to existing
regulations or the promulgation of new
regulations for NPS-administered areas,
provided the modifications, revisions,
or new regulations do not:
a. Increase public use to the extent of
compromising the nature and character
of the area or causing physical damage
to it,
b. Introduce noncompatible uses that
might compromise the nature and
characteristics of the area or cause
physical damage to it,
c. Conflict with adjacent ownerships
or land uses, or
d. Cause a nuisance to adjacent
owners or occupants.’’
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Effects on the Energy Supply (Executive
Order 13211)
Executive Order 13211 (Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use) requires agencies
to prepare statements of energy effects
when undertaking certain actions. This
rule will not significantly affect energy
supplies, distribution, or use. Moreover,
this rule is not a significant regulatory
action as determined by OIRA, and the
OIRA administrator has not designated
this rule as a significant energy action.
Therefore, this action is not a significant
energy action, and no statement of
energy effects is required.
List of Subjects
36 CFR Part 1
National parks, Penalties, Reporting
and recordkeeping requirements, and
Signs and symbols.
36 CFR Part 14
Electric power, Highways and roads,
Public lands-rights-of-way.
In consideration of the foregoing, the
National Park Service amends 36 CFR
parts 1 and 14, as set forth below:
PART 1—GENERAL PROVISIONS
The authority citation for part 1
continues to read as follows:
■ 1. Authority: 54 U.S.C. 100101,
100751, 320102.
§ 1.2
[Amended]
2. In § 1.2(b) and (d), remove the word
‘‘and’’ after ‘‘part 7,’’ and add the phrase
‘‘, and part 14’’ after ‘‘part 13’’.
[Amended]
3. In § 1.3(a), remove the phrase ‘‘parts
12 and 13 of this chapter’’ and add in
its place the phrase ‘‘parts 12, 13, and
14 of this chapter’’.
■ 4. Revise part 14 to read as follows:
■
PART 14—RIGHTS-OF-WAY
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Sec.
14.1
14.2
14.3
14.4
14.5
Purpose and scope.
Definitions for this part.
Pre-application meeting.
Right-of-way permit application.
Review of a complete right-of-way
permit application.
14.6 Application withdrawal.
14.7 Cost recovery.
14.8 Use and occupancy fee.
14.9 Resource impact considerations.
14.10 Terms and conditions.
14.11 Special use permit for construction.
14.12 Right-of-way permit renewal.
14.13 Right-of-way permit transfer.
14.14 Right-of-way permit amendment.
14.15 Right-of-way permit suspension and
termination.
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Trespass.
Penalties.
Restoration and reclamation.
Severability.
Authority: 54 U.S.C. 100902; 54 U.S.C.
100751; 54 U.S.C. 103104; 31 U.S.C. 9701
§ 14.1
Purpose and scope.
(a) Consistent with applicable Federal
law, the regulations in this part
establish procedures an entity must
follow when applying for a right-of-way
permit and provisions under which the
NPS may authorize a right-of-way
permit within a National Park System
unit, under applicable current or future
statutory authority, whether the
statutory authority is System-wide or
specific to a System unit.
(b) The regulations in this part ensure
that use of lands and waters, and the
operation and maintenance of
infrastructure under a right-of-way
permit will:
(1) Comply with all applicable
statutory authorities, including the NPS
Organic Act (54 U.S.C. 100101 et seq.);
(2) Protect lands, waters, and
resources of the National Park System;
and
(3) Protect visitor uses and
experiences within the National Park
System, as well as promote the health
and safety of the public and NPS
employees and volunteers.
§ 14.2
■
§ 1.3
14.16
14.17
14.18
14.19
Definitions for this part.
Applicant means an entity that has
submitted an application for a right-ofway permit or an application for a
special use permit for construction.
Co-location means the placement of
infrastructure on or in authorized
infrastructure owned or controlled by
another or within an area authorized for
use by another.
Entity means a party including, but
not limited to, Federal, State, and local
governments, Tribes, citizens, and
organizations of the United States,
including corporations, associations,
partnerships, and non-profit
organizations.
Infrastructure means public utilities
and power and communications
facilities, as described in 54 U.S.C.
100902, and any other equipment,
facility, installation or use that the NPS
may authorize under a right-of-way
permit.
Operation and maintenance means
the use of infrastructure for purposes
specifically authorized in a right-of-way
permit, including means of access and
actions associated with its service on a
routine and on-going basis to ensure
good order, safe conditions, and timely
repair.
Permitted area means the land or
water mapped, described, and
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authorized for use of lands and waters,
and operation and maintenance in a
right-of-way permit or for construction
in a special use permit for construction,
and may include routes and means of
access.
Permittee means an entity that holds
a current, fully executed right-of-way
permit or a special use permit for
construction.
Right-of-way permit means a
discretionary and revocable special use
permit issued by the NPS to authorize
the use of lands and waters, and
operation and maintenance. A right-ofway permit does not grant, convey, or
imply transfer of title to any interest in,
including a leasehold or easement
interest in, the lands or waters
authorized for use.
Special use permit for construction
means a discretionary and revocable
special use permit issued by the NPS to
authorize the construction of
infrastructure, or construction activities
associated with infrastructure, within
the National Park System. A special use
permit for construction does not grant,
convey, or imply transfer of title to any
interest in, including a leasehold or
easement interest in, the lands or waters
authorized for use.
§ 14.3
Pre-application meeting.
Prior to submitting an application for
a right-of-way permit, the potential
applicant should contact the
superintendent of the System unit that
would be affected by the project to
schedule a pre-application meeting to
discuss the project and the permitting
process along with applicable law and
policy. Through a pre-application
meeting, the NPS may inform the
potential applicant about
documentation needed to make an
application complete, and provide the
potential applicant with an expected
timeline and potential costs the NPS
will incur to review and process the
application.
§ 14.4
Right-of-way permit application.
(a) Complete application requirement.
The NPS will not begin processing a
right-of-way permit application until it
has determined the applicant has
complied with the requirements in this
part, including the submission of all
required information. Making this
determination does not guarantee the
NPS will issue a right-of-way permit.
(b) Application form. (1) To request a
right-of-way permit, applicants must
submit a complete Standard Form 299,
Application for Transportation, Utility
Systems, Telecommunications and
Facilities on Federal Lands and Property
(SF–299), or the applicable common
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form approved by the General Services
Administration at the time of the
application, including all materials
required in the SF–299 and this part, to
the superintendent of the System unit.
If materials required in this part were
previously filed with the superintendent
for the issuance of another right-of-way
permit for the same System unit, the
NPS may decide the applicant is not
required to resubmit these materials,
provided the previous date of filing,
place of filing, and existing right-of-way
permit number are included in the new
application.
(2) The SF–299 must be signed by the
applicant or applicant’s authorized
representative.
(3) The applicant must submit the
application charge pursuant to § 14.7 of
this part.
(c) Applicant documentation. Only
citizens, corporations, partnerships, and
associations of the United States are
eligible to apply for a right-of-way
permit.
(1) Corporations. An application by a
corporation must include:
(i) A copy of its charter or articles of
incorporation, duly certified by the
proper official of the State where the
corporation was organized.
(ii) A copy of the law under which the
corporation was formed and proof of
organization and good standing under
the same.
(iii) If a corporation is operating in a
State other than its State of
incorporation, a certificate of good
standing from the proper official of the
State where it is operating that it has
complied with the laws of that State
governing foreign corporations
operating in such State.
(iv) An affidavit from the appropriate
individual at the corporation certifying:
(A) The corporation’s ability to do
business in the State or States where the
affected park area is located;
(B) The corporation’s ability to file an
application for the stated purpose; and
(C) The ability of the individual filing
the application to bind and sign for the
corporation for purposes of the
application.
(2) Partnerships, limited liability
companies, and similar entities. An
application by an association of
individuals with legal standing must be
accompanied by:
(i) A certified copy of articles of
association or other current governing
documents, if any, indicating
appropriate signature authority and
authority to file the application. If these
articles or documents do not exist, all
members must sign the application.
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(ii) Evidence of U.S. citizenship for
each individual member of the
association.
(3) Individuals. An application by an
individual must be accompanied by
evidence of U.S. citizenship.
(d) Maps. (1) Applicants must provide
a map that meets current NPS mapping
standards, showing at a minimum:
(i) The area proposed to be included
in the right-of-way permit, including the
placement of proposed infrastructure;
and
(ii) Proposed access points and routes
(including uses of existing roads), and
other areas associated with the right-ofway permit.
(2) The NPS may require an official
land survey, legal description, and
digital information.
(e) Water Rights. Unless otherwise
required by Federal law, applications
requesting authorization to operate and
maintain infrastructure to support the
storage, diversion, conveyance, or use of
water, must include proof of the
applicant’s valid water right from the
appropriate State official or State law.
(f) Access. (1) The applicant must
include a description of proposed access
routes and means of access.
(2) Access routes and means of access
will be limited to existing roads, or
existing or NPS-approved routes, trails,
or access points.
(3) Unless otherwise provided by law,
the NPS will not authorize new roads by
a right-of-way permit.
(4) No right of access is granted under
a right-of-way permit. Access routes and
means of access identified in a right-ofway permit are revocable at the
discretion of the NPS.
(g) Co-location. (1) The applicant
must design infrastructure to
accommodate co-location to the greatest
extent possible after consideration of
potential impacts to park area resources,
values, public health and safety, and
visitor experience.
(2) Before proposing a new or
undisturbed location for infrastructure,
the applicant must demonstrate that
they have evaluated all options for colocation with existing infrastructure.
(3) Each entity seeking to co-locate
will be required to have a separate rightof-way permit.
(h) Financial assurance and liability
insurance. As appropriate to the
proposed project, the NPS may require
proof of acceptable financial assurance
and liability insurance.
(i) Additional Information. The NPS
may require in writing that applicants
submit additional information before an
application is considered complete.
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96551
§ 14.5 Review of a complete right-of-way
permit application.
(a) Standards of review. (1) The NPS
will issue a right-of-way permit only if
the proposed use of lands and waters,
and operation and maintenance are not
incompatible with the public interest
and consistent with applicable laws and
policies, including statutes governing
administration of the National Park
System, regulations, and NPS planning
documents.
(2) Except where Federal law provides
otherwise, the NPS will issue a right-ofway permit only if the applicant has
demonstrated that there is no
practicable alternative to locating the
infrastructure within the National Park
System.
(b) Managerial findings. After
completing review of an application, the
NPS will notify the applicant in writing
that the right-of-way permit is:
(1) Conditionally approved; or
(2) Denied, with an explanation.
(c) Execution of right-of-way permits.
The applicant must sign a conditionally
approved right-of-way permit prior to
execution by the NPS. No right-of-way
permit is valid until it has been
executed by the NPS.
(d) Behavior and conduct. At any time
during the application process for a
right-of-way permit, the NPS may, in its
discretion, suspend or end the
application process if the applicant:
(1) Is delinquent in paying any cost
recovery, use and occupancy fees, or
other debts to the Federal Government;
(2) Has an unresolved criminal or
civil violation with the Federal
Government;
(3) Has been notified that they are
liable for damages under the System
Unit Resource Protection Act (SURPA),
54 U.S.C. 100721–100725, for injuries to
park area resources, or have not
resolved or fully paid response costs
and damages under SURPA; or
(4) Has caused unpermitted resource
damage, impacts to visitors,
management problems, or the applicant
has violated the terms and conditions of
any permit issued by a Federal agency,
including the NPS.
§ 14.6
Application withdrawal.
(a) An applicant may withdraw an
application at any time during the
permitting process.
(b) If at any time during the
permitting process an applicant does
not respond to a written communication
from the NPS within 90 days, the NPS
may presume that the application has
been withdrawn without further notice
to the applicant.
(c) When an application is withdrawn
or presumed withdrawn, the permitting
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process is terminated and the applicant
must resubmit a new application
pursuant to § 14.4 of this part.
§ 14.7
Cost recovery.
(a) The NPS will recover all costs
from applicants and permittees
pursuant to 54 U.S.C. 103104, according
to NPS cost recovery policy, even in the
case of withdrawn or denied
applications, and suspended or
terminated right-of-way permits. In
addition to the application charge
referred to in paragraph (b) of this
section, the NPS may recover other
actual costs incurred in processing an
application for a right-of-way permit or
special use permit for construction,
including, but not limited to, costs
incurred from completion of required
compliance and reviews, appraisal or
valuation related costs, and costs
incurred from monitoring or managing
permittee activities during the term of a
permit.
(b) An applicant must pay an
application charge with each
application for a right-of-way permit
unless this charge is waived by the NPS
pursuant to NPS cost recovery policy.
The application charge will include
costs incurred by the NPS for review of
the application to determine if it is
complete. At its discretion, the NPS also
may include costs incurred for initial
discussions (including pre-application
meetings) in the application charge.
(1) The minimum application charge
for a right-of-way permit is the cost of
two hours of the System unit permit
coordinator’s time, plus one hour of
their supervisor’s time, including
overhead costs.
(2) If the System unit permit
coordinator is the superintendent, then
the minimum application charge is the
cost of two hours of the
superintendent’s time, including
overhead costs.
(3) The application charge addresses
the costs incurred by the NPS in
initially discussing and reviewing an
application for completeness and does
not constitute all of the costs that the
NPS may recover.
khammond on DSK9W7S144PROD with RULES
§ 14.8
Use and occupancy fee.
(a) Every permittee must pay a use
and occupancy fee to the NPS for the
use and occupancy of federally owned
lands and waters within the National
Park System, except as provided in
paragraph (e) of this section.
(b) The use and occupancy fee will be
the fair market value of the use and
occupancy of federally owned lands and
waters under the right-of-way permit.
(1) The NPS may adopt any method
approved by the Department of the
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Interior to determine the use and
occupancy fee.
(2) Costs for administration of the
right-of-way program will be collected
by the NPS in accordance with OMB
Circular A–25 at the current indirect
cost rate and will be retained as cost
recovery under 54 U.S.C. 103104 out of
the use and occupancy fees collected on
right-of-way permits issued.
(3) If a permittee’s infrastructure is for
both exempt and non-exempt uses or
users, as provided in paragraphs (e)(1)
through (4) of this section, only those
discrete portions that serve exempt uses
or users may be eligible for exemption
from the use and occupancy fee.
(c) The use and occupancy fee may be
re-evaluated at any time during the term
of a right-of-way permit at the discretion
of the NPS, but at a minimum will be
re-evaluated every 10 years.
(d) The use and occupancy fee will be
re-evaluated when a right-of-way permit
is renewed under § 14.12 of this part
and when a subsequent right-of-way
permit is issued for infrastructure that
was authorized under an expired rightof-way permit that was not renewed in
a timely manner.
(e) A permittee may be exempt from
paying a use and occupancy fee if their
infrastructure is exclusively:
(1) Used by a Federal Government
agency, including the NPS;
(2) Serving the purposes of an
authorized use and occupancy for
which the NPS is already receiving
compensation that was determined in
consideration of services provided by
the permittee;
(3) Operated or used by a Tribal,
State, or local government for a direct
non-commercial use; or
(4) For a project that is clearly in the
public interest and consistent with the
purposes and values of the park area.
§ 14.9
Resource impact considerations.
The NPS may direct the use and
disposition of resources disturbed under
a right-of-way permit. The permittee
may be required to mitigate or
compensate for permitted impacts to
NPS resources and lost uses.
§ 14.10
Terms and conditions.
(a) A right-of-way permit will
authorize the permittee to conduct
specific operation and maintenance.
Operation and maintenance not
specifically authorized in the right-ofway permit requires written
authorization or an amended right-ofway permit.
(b) The NPS will issue a right-of-way
permit for a term that is consistent with
applicable law and policy and may be
up to 50 years when determined
appropriate by the NPS.
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(c) A permittee, by accepting a rightof-way permit, agrees and consents to
comply with and be bound by the
following terms and conditions, and any
additional terms and conditions or
modifications that may be required by
the NPS in a right-of-way permit:
(1) To comply with all applicable
laws and policies, including NPS
regulations and planning documents.
(2) To ensure that all of its employees,
agents, officers, contractors, and
subcontractors comply with all of the
terms and conditions of the right-of-way
permit and requirements of this part.
(3) To pay the United States the full
value of all damage to the lands, waters,
or other property of the United States
caused by permittee or permittee’s
employees, agents, officers, contractors,
and subcontractors, and to indemnify
the United States against any liability
for damages to life, person, or property
arising from operation and maintenance;
except that where a right-of-way permit
is issued to a State or other government
agency whose power to assume liability
by agreement is limited by law, such
State or agency shall indemnify the
United States as provided above to the
extent allowed by law.
(4) That the exercise of authorized
activities under a right-of-way permit
will not unduly interfere with the
management, administration, or
disposal by the United States of any
land, waters, structures, or interests in
land or waters affected thereby. The
permittee must agree and consent to the
use and occupancy by the United States,
its grantees, permittees, licensees,
invitees, and lessees of any part of the
permitted area not actually occupied for
the purpose of the right-of-way permit
to the extent that such use does not
materially interfere with the full and
safe utilization thereof by the permittee.
(5) That except as expressly
authorized by the right-of-way permit or
subsequently approved in writing by the
NPS, the permittee may not move,
remove, alter, damage, or destroy any
park area resources, including
vegetation, within the permitted area or
other areas of the System unit. As
directed by the NPS, the permittee must
take all reasonable measures to avoid or
minimize damage to park area
resources. The NPS may require
mitigation or compensation for
permitted impacts to System unit
resources authorized under this permit.
The NPS may also direct the use and
disposition of the disturbed resources.
(6) That the NPS will have a right of
access at any time to the permitted area.
(7) That, unless an extension is
granted in writing by the NPS, within 6
months after the expiration or
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termination of the right-of-way permit,
the permittee will have completed
removal of all infrastructure from the
permitted area, as well as restoration
and reclamation of the permitted area,
to NPS standards directed and approved
by the NPS. Any infrastructure not
removed within that time will be
deemed abandoned and will be
disposed of in accordance with
applicable Federal law, and the
permittee will be liable for all costs
incurred by the NPS that are associated
with removing and disposing of such
infrastructure, as well as with
restoration and reclamation of the
permitted area, to the satisfaction of the
NPS. This obligation will survive the
termination or expiration of a right-ofway permit.
(8) That the right-of-way permit terms
and conditions, use and occupancy fee,
and other stipulations and provisions
may be modified during a right-of-way
permit transfer, amendment, or renewal
process.
khammond on DSK9W7S144PROD with RULES
§ 14.11 Special use permit for
construction.
(a) Permit requirement. Applicants
must apply for and obtain a separate
special use permit for construction prior
to beginning construction associated
with a right-of-way permit.
(b) Application form. The applicant
must use the currently approved
application form for a special use
permit.
(c) Complete application. The NPS
will not begin processing an application
for a special use permit for construction
until the NPS has reviewed the
application and determined that it is
complete.
(d) Associated right-of-way permit.
The NPS will only issue a special use
permit for construction simultaneously
or after it issues an associated right-ofway permit.
(e) Application information. (1) The
applicant must include all of the
information required by the currently
approved special use permit application
form. This information must include, at
a minimum, the following information:
(i) Description of proposed activity.
(ii) Requested location.
(iii) Proposed schedule, including
proposed start and end dates, and
interim activities.
(iv) List of equipment.
(2) The applicant is encouraged to
attach additional pages with
information useful in evaluating the
permit request, including:
(i) Construction drawings.
(ii) A map showing areas for
construction activities, including
staging areas and access routes.
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15:50 Dec 04, 2024
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(iii) A construction area restoration
plan, as applicable.
(3) The NPS may require additional
information by written request.
(f) Affidavit. Prior to issuing a special
use permit for construction, the NPS
may require the applicant to provide an
affidavit stating that all other required
land rights, water rights, permits,
certifications, approvals, and
authorizations necessary for a viable
project have been secured.
§ 14.12
Right-of-way permit renewal.
(a) Right-of-way permit renewal
means the issuance of a new, separate,
consecutive right-of-way permit, in
response to a timely right-of-way permit
application, for a new term and with
new terms and conditions, as
applicable.
(b) A permittee must submit a new,
complete right-of-way permit
application to continue use of lands and
waters, and operation and maintenance
of infrastructure beyond the term of a
current right-of-way permit, unless the
current right-of-way permit is extended
under § 14.14(c) of this part.
(1) Permittees are encouraged to
submit a timely, complete application at
least six months prior to expiration of
their current right-of-way permit.
(2) Renewal applications must meet
the criteria in § 14.4 of this part.
(3) The term of a right-of-way permit
may only be reset for a new and
continuous term by renewal.
(4) The decision to renew a right-ofway permit is at the discretion of the
NPS.
(c) If a right-of-way permit expires
prior to issuance of a renewal, the
infrastructure that had been authorized
under the right-of-way permit will,
upon expiration, be considered in
trespass under § 14.16 of this part.
§ 14.13
Right-of-way permit transfer.
(a) Right-of-way permit transfers are
necessary when a current permittee
intends to convey ownership or control
of and responsibility for the use and
lands and waters, and operation and
maintenance to a new entity.
(b) The NPS will not consider a
transfer request until both of the
following have occurred:
(1) The current permittee has
provided a written request to the NPS
that is signed by a representative legally
authorized to bind the permittee, that
contains the permit number and a
statement clearly describing the reason
for the requested transfer.
(2) The new entity has provided the
NPS with written notice of its
acceptance of and agreement to comply
with the terms and conditions of the
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96553
existing right-of-way permit. The
written notice must be signed by a
representative legally authorized to bind
the new entity, and must contain the
following information:
(i) Name of the entity;
(ii) Address and phone number of the
entity;
(iii) Name, title, and contact
information of the representative of the
entity assuming responsibility for the
right-of-way permit;
(iv) Statement affirming that the
existing permitted uses, permitted areas,
and purposes specified in the right-ofway permit remain the same;
(v) Proof of acceptable financial
assurance and liability insurance, if
required as a condition of the right-ofway permit, or requested as a
modification by the NPS;
(vi) Proof of eligibility and suitability
to hold a right-of-way permit as required
by § 14.4 and § 14.5 of this part; and
(vii) Any additional information that
the NPS may require by written request.
(c) The decision to approve a transfer
is at the discretion of the NPS. A rightof-way permit transfer will be
documented as an amendment to the
existing right-of-way permit and will be
reviewed and executed using the
procedures that apply to the review and
execution of right-of-way permits in
paragraphs (a)–(d) in § 14.5 of this part.
(d) Unless and until a transfer is
approved in writing by the NPS, the
current permittee named on the right-ofway permit will remain responsible for
compliance with the terms and
conditions of the right-of-way permit,
including all financial obligations.
§ 14.14
Right-of-way permit amendment.
(a) A permittee may request or the
NPS may initiate an amendment to a
right-of-way permit. If the NPS initiates
an amendment, it will provide notice to
the permittee.
(b) An amendment to an existing
right-of-way permit may address
operation and maintenance, the use and
occupancy fee, a new permittee as a
result of an approved transfer, or other
terms and conditions.
(1) If a permittee requests an
amendment to a right-of-way permit that
would modify, change, or add to the
authorized uses or locations, then the
NPS may require the permittee to
include some or all of the materials
required under § 14.4.
(2) If modifications, changes, or
additions to the authorized uses or
locations proposed by the permittee are
deemed significant by the NPS, then the
NPS may require the permittee to
submit a complete right-of-way permit
application requesting a new right-ofway permit.
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(c) An amendment may not alter the
term of a right-of-way permit, except for
a single extension of up to one year to
prevent expiration of the right-of-way
permit when there is a reasonable delay
or ongoing good faith negotiations
regarding renewal of an expiring rightof-way permit.
(d) Requests by the permittee for an
amendment to a right-of-way permit
must be in writing, signed by a
representative legally authorized to bind
the permittee, and must contain the
following information:
(1) Right-of-way permit number;
(2) Permittee name;
(3) System unit name;
(4) Description of the activities and
infrastructure authorized by the right-ofway permit;
(5) Description of the proposed
amendment;
(6) Description of the purpose or
justification for the requested
amendment; and
(7) Other information required by the
NPS.
(e) The decision to approve an
amendment is at the discretion of the
NPS. Amendments will be reviewed and
executed using the procedures that
apply to the review and execution of
right-of-way permits in paragraphs (a)
through (c) in § 14.5. An approved
amendment is deemed to be a part of the
original right-of-way permit.
khammond on DSK9W7S144PROD with RULES
§ 14.15 Right-of-way permit suspension
and termination.
(a) At any time during the term of a
right-of-way permit and upon written
notice provided to the permittee, the
NPS may suspend or terminate all or
any part of the right-of-way permit
without liability or expense to the
United States.
(b) If the NPS intends to suspend or
terminate all or part of a right-of-way
permit, the permittee may be provided
an opportunity to cure the cause prior
to commencement of the suspension or
termination.
(c) Reasons for suspension or
termination include, but are not limited
to:
(1) Visitor and resource protection
concerns;
(2) Failure to comply with right-ofway permit terms and conditions;
(3) Failure to comply with any
provision of this part; or
(4) Abandonment or nonuse.
(d) A permittee may terminate a rightof-way permit by providing a written
notice of termination to the NPS that is
signed by the permittee’s authorized
representative and identifies the desired
date of termination.
(e) Upon suspension, the permittee
remains responsible for fulfilling all
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obligations under the permit, including
payment of any use and occupancy fees
and cost recovery due.
(f) Upon termination, the permittee
will remain responsible for fulfilling all
obligations under the permit, including:
(1) Payment of any use and occupancy
fees and any cost recovery due;
(2) Restoration and reclamation of the
permitted area; and
(3) Any other terms and conditions
that survive the termination of the rightof-way permit.
§ 14.16
Trespass.
(a) Any uses, activities, or
infrastructure not specifically
authorized under a valid right-of-way
permit or other legal authorization are
prohibited and considered a trespass
against the United States.
(b) The NPS may require an entity in
trespass to immediately remove any of
its infrastructure in trespass or cease the
uses or associated activities and may
pursue any additional legal remedy,
penalty, or fees available.
(c) The NPS may continue to enforce
the terms and conditions of an expired
right-of-way permit, including
collection of cost recovery and use and
occupancy fees. An entity with an
expired right-of-way permit has no
authorization for continued use of lands
and waters, and operation and
maintenance, and those uses and
associated infrastructure are considered
a trespass.
(d) The NPS may require an entity to
apply for a permit to authorize
maintenance activities on infrastructure
considered in trespass. Any permit
issued for maintenance will not
authorize the presence of the
infrastructure. A maintenance permit
will be considered only for activities
that are required to maintain the safety
of the infrastructure, and to protect
public health and safety, visitor
experience, or the resources and values
of the park area.
§ 14.17
Penalties.
Violation of any section of this part,
including any term and condition of a
right-of-way permit, may result in fine
or imprisonment, or both, in accordance
with 36 CFR 1.3.
§ 14.18
Restoration and reclamation.
(a) After expiration or termination of
the right-of-way permit, the permittee
must restore or reclaim the permitted
area to standards directed and approved
by the NPS.
(b) If restoration or reclamation is not
completed within a reasonable time or
in accordance with a schedule
established in a special use permit for
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the restoration and reclamation
activities, the permittee will be liable to
the NPS for all costs of restoring and
reclaiming the permitted area
undertaken by the NPS, or its
contractor, to the satisfaction of the
NPS. This obligation will survive the
termination or expiration of a right-ofway permit.
§ 14.19
Severability.
If a court holds any provisions of the
regulations in this part or their
applicability to any person or
circumstances invalid, the remainder of
these rules and their applicability to
other people or circumstances will not
be affected.
Shannon A. Estenoz,
Assistant Secretary for Fish and Wildlife and
Parks.
[FR Doc. 2024–28348 Filed 12–4–24; 8:45 am]
BILLING CODE P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R10–OAR–2023–0583, FRL–11575–
03–R10]
Air Plan Approval; ID; Revisions to Air
Quality Regulations
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
The Environmental Protection
Agency (EPA) is approving revisions to
the Idaho State Implementation Plan
(SIP) submitted on May 8, 2023, and
May 13, 2024. The revisions update the
adoption by reference of specific
Federal standards and reference
methods and streamline the Idaho air
quality regulations by repealing
outdated provisions, striking
duplicative terms, and simplifying rule
language.
DATES: This final rule is effective
January 6, 2025.
ADDRESSES: The EPA has established a
docket for this action under Docket ID
No. EPA–R10–OAR–2023–0583. All
documents in the docket are listed on
the https://www.regulations.gov
website. Although listed in the index,
some information is not publicly
available, e.g., Confidential Business
Information or other information the
disclosure of which is restricted by
statute. Certain other material, such as
copyrighted material, is not placed on
the internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
SUMMARY:
E:\FR\FM\05DER1.SGM
05DER1
Agencies
[Federal Register Volume 89, Number 234 (Thursday, December 5, 2024)]
[Rules and Regulations]
[Pages 96535-96554]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-28348]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF THE INTERIOR
National Park Service
36 CFR Parts 1 and 14
[NPS-WASO-PPFL-38951; Docket No. NPS-2024-0004; PPWOPPFLL0;
PPMPSPD1Y.YM0000]
RIN 1024-AE75
Rights of Way
AGENCY: National Park Service, Interior.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The National Park Service (NPS) revises regulations governing
the application, processing, and issuance of right-of-way (ROW) permits
for lands and waters administered by the NPS. A ROW permit authorizes
the use of such lands and waters for the operation and maintenance of
infrastructure associated with utilities such as fiber, water lines,
power lines, and cellular antennas. The revisions align NPS processes
more closely with those of other Department of the Interior (DOI)
bureaus by allowing for a pre-application meeting, identifying a common
standard application form, and broadening methods the NPS can use to
determine fair market value. This rule clarifies the process for
permitting construction related to a ROW permit, makes updates that
reflect current technology and standard practices, and integrates
applicable laws that have been implemented since the regulations were
first promulgated in 1980.
DATES: This rule is effective January 6, 2025.
ADDRESSES: The comments received on the proposed rule are available on
https://www.regulations.gov in Docket No. NPS-2024-0004.
FOR FURTHER INFORMATION CONTACT: Kevin McKay, Branch Chief, Realty
Management, National Park Service, Land Resources Division. Phone:
(303) 978-6760; email: [email protected]. Individuals in the United
States who are deaf, deafblind, hard of hearing, or have a speech
disability may dial 711 (TTY, TDD, or TeleBraille) to access
telecommunications relay services. Individuals outside the United
States should use the relay services offered within their country to
make international calls to the point-of-contact in the United States.
In compliance with the Providing Accountability Through Transparency
Act of 2023, the plain language summary of this rule is available on
https://www.regulations.gov in the docket for this rulemaking.
SUPPLEMENTARY INFORMATION:
Background
Legal Authority for ROWs
The National Park System includes any area of land or water
administered by the NPS. 54 U.S.C. 100501. The mission of the NPS is to
preserve unimpaired the natural and cultural resources and values of
the National Park System for the enjoyment of this and future
generations. 54 U.S.C. 100101. Since it was created in 1916, the
National Park System has expanded to 431 units covering more than 85
million acres in all 50 states, the District of Columbia, and U.S.
territories. A general statutory authority, codified at 54 U.S.C.
100902, allows the Secretary of the Interior, acting through the NPS,
to issue ROW permits for public utilities and communication facilities
within System units. Specifically, this authority authorizes the NPS to
issue ROW permits for:
electrical plants, poles, and lines for the generation,
transmission, and distribution of electrical power;
telephone and telegraph purposes;
canals, ditches, pipes and pipe lines, flumes, tunnels, or
other water conduits and water plants, dams, and reservoirs used to
promote irrigation or mining or quarrying, or the manufacturing or
cutting of timber or lumber, or the supplying of water for domestic,
public, or any other beneficial uses;
poles and lines for communication purposes; and
radio, television, and other forms of communication
transmitting, relay, and receiving structures and facilities.
The NPS may not issue a ROW permit for any purpose that is not
identified in 54 U.S.C. 100902, unless the NPS is separately authorized
to do so by law, such as through the Alaska National Interest Lands
Conservation Act (ANILCA) or legislation specific to a System unit. In
limited circumstances such as where authorized by legislation specific
to a System unit, or where exclusively serving NPS facilities or
authorized concessioner facilities, the NPS may issue ROW permits to
utilities for the operation and maintenance of petroleum product
pipelines.
Under the general authority in 54 U.S.C. 100902, a ROW shall be
allowed within a National Park System unit only on the approval of the
Secretary, acting through the NPS. The NPS may issue a ROW permit only
on a finding that the ROW is not incompatible with the public interest.
The statute establishes duration and size limits for ROWs and
authorizes the NPS to revoke ROW permits. The Secretary, acting through
the NPS, is authorized to implement the statute through regulations.
Before 1980, the NPS managed ROW permits under Bureau of Land
Management (BLM) regulations at 43 CFR 2800. Those regulations no
longer applied to System units after BLM revised them in 1980. That
same year, the NPS promulgated its own regulations (45 FR 47092) that
matched the provisions of 43 CFR 2800, with some editorial changes. The
NPS regulations are codified at 36 CFR part 14 and have not been
revised since, except for minor changes in 1995 (60 FR 55789 at 55791)
and 2018 (83 FR 2069). The NPS regulations are organized into eight
subparts, with an Appendix, as follows:
------------------------------------------------------------------------
Subpart of 36 CFR part 14 Sections
------------------------------------------------------------------------
Subpart A--Rights-of-Way: General.................... 14.1-14.2
Subpart B--Nature of Interest........................ 14.5-14.10
[[Page 96536]]
Subpart C--Procedures................................ 14.20-14.38
Subpart D--Under Title 23, U.S.C. (Interstate and 14.50-14.61
Defense Highway System).............................
Subpart E--Power Transmission Lines, General......... 14.70-14.71
Subpart F--Principles and Procedures, Power 14.75-14.78
Transmission Lines..................................
Subpart G -Radio and Television Sites................ 14.90-14.91
Subpart H--Telephone and Telegraph Lines............. 14.95-14.96
Appendix A to Part 14................................ N/A
------------------------------------------------------------------------
NPS Administration of ROWs
The NPS's authority to grant ROWs within System units is
discretionary, provided the allowed use is not incompatible with the
public interest. When the NPS evaluates a request for a ROW permit, it
considers whether the use will be consistent with applicable laws and
policies that govern the administration of the System. Applicable laws
include, but are not limited to, the NPS Organic Act and the National
Historic Preservation Act (NHPA). Applicable policies include, but are
not limited to, 2006 NPS Management Policies, Reference Manual 53B:
Rights of Way, and guidance and planning documents for particular
System units. ROW infrastructure proposed by permit applicants is not
always compatible with the purposes for which the National Park System
or the particular System unit was established, or with the protection
of the resources and values of the System unit where it would be
located. The NPS, to the greatest extent possible, seeks to minimize
impacts to resources, visitors, and employees from the construction,
installation, and maintenance and operation of infrastructure in System
units. For this reason, it only issues ROW permits when there is no
practicable alternative to the use of lands and waters within a System
unit.
After this evaluation process, the NPS may determine that the
proposed use is not appropriate in the System unit and location
requested and deny the request. When they are approved, ROW permits
most commonly allow for the operation and maintenance of common
utilities such as fiber, water, and power lines, as well as cellular
antennas and associated equipment such as cell towers. The NPS issues
ROW permits to Federal, State, and local governments, Tribes, citizens,
and organizations of the United States, including corporations,
associations, partnerships, and non-profit organizations. Power
companies and broadband providers (including cellular companies)
regularly request ROW permits from the NPS. Unlike a deeded easement or
fee simple ownership, a ROW permit does not convey or imply any
property interest in the lands and waters subject to the ROW.
Permittees may use a ROW permit only for the allowed uses and subject
to permit terms and conditions that protect System unit resources,
values, and visitors.
Summary of Public Comments
The NPS published a proposed rule in the Federal Register on June
10, 2024 (89 FR 48850). The NPS accepted public comments on the
proposed rule for 60 days via the mail, hand delivery, and the Federal
eRulemaking Portal at https://www.regulations.gov. Comments were
accepted through August 9, 2024. The NPS received 16 comments on the
proposed rule. The NPS received comments from operators, associations,
utilities, non-governmental organizations, Indian Tribes, a State
government, and private individuals. Commenters generally supported the
proposed rule, with some offering clarifying language for the final
rule. After considering public comments and after additional review,
the NPS made five changes to the rule. The first change revises the
first sentence of paragraph (a) in Sec. 14.1 to clarify that the
regulations in part 14 will be applied consistent with applicable
Federal law. The second change revises the definition of ``Special use
permit for construction'' for consistency with the definition of
``Right-of-way permit'' to include language that these permits do not
convey any property interest in lands or waters. The third change
includes a citation to clarify the authority under which the NPS will
retain a portion of the use and occupancy fees to cover the costs of
administering the ROW program. The fourth change clarifies that the NPS
has discretion to decide whether it will include costs incurred for
initial discussions (including pre-application meetings) in the
application charge. The fifth change adds a new Sec. 14.19 about
severability (discussed below). A summary of the pertinent issues
raised in the comments and NPS responses is provided below. The NPS
does not summarize or respond to comments regarding property interests,
such as easements and retained rights, held by private parties on lands
and waters within System units because ROW permits do not convey
property interests.
1. Comment: An Indian Tribe stated the rule should require
consultation throughout the permitting process. An Alaska Native Claims
Settlement Act Corporation (ANCSA Corporation) stated the rule should
address the NPS's obligation to consult with ANCSA Corporations on the
same basis as Indian Tribes.
NPS Response: The NPS and the DOI recognize the importance of their
responsibility to consult with Tribes and take seriously their duties
to (1) fulfill their legal obligations to identify, protect, and
conserve Tribal trust resources; (2) carry out their trust relationship
with Tribes and Tribal members; and (3) invite Tribes to consult on a
government-to-government basis whenever there is a Departmental Action
with Tribal Implications. (512 DM 4). Further, it is DOI policy to
recognize and fulfill its legal obligations to consult with ANCSA
Corporations on the same basis as Indian Tribes under Executive Order
13175 (512 DM 6). Paragraph (a)(1) of Sec. 14.5 of the rule states
that the NPS will issue a ROW permit only if the proposed use of lands
and waters, and operation and maintenance of infrastructure are
consistent with applicable laws and policies, including statutes
governing administration of the National Park System, regulations, and
NPS planning documents. Pursuant to DOI policy, during this evaluation
the NPS will consider whether issuing the ROW permit would require
consultation with Tribes or ANCSA Corporations. If so, the NPS will
consult with those Tribes and ANCSA Corporations before issuing the ROW
permit.
2. Comment: An Indian Tribe raised a concern that during the permit
renewal process, the NPS could only consider impacts that occurred
during the previous permit period, resulting in renewal decisions made
with inadequate information.
NPS Response: The NPS seeks to facilitate meaningful dialogue and
collaboration with Tribes to ensure that it respects their rights and
interests as the steward of cultural resources within
[[Page 96537]]
park areas. Section 14.12 of the rule addresses the ROW permit renewal
process. This section clarifies that a ROW permit renewal means the
issuance of a new, separate, consecutive ROW permit that the NPS
approves before the expiration of an existing permit to authorize the
continued use of lands and waters and the operation and maintenance of
infrastructure. Timely requests for renewals allow the NPS to evaluate
the continued appropriateness of the existing use and to complete
required compliance actions. The NPS reviews the decision file for the
existing ROW permit for any infractions, problems, or concerns. The NPS
also may consider other, relevant information in its decision-making
process that is not directly related to impacts that have occurred
under the existing permit. If the NPS decides to renew a ROW permit,
the new permit may have modified terms and conditions and special
stipulations that are necessary to address impacts to resources.
3. Comment: An Indian Tribe stated that the rule should
specifically allow the NPS to suspend or terminate a ROW permit for a
failure to appropriately mitigate archaeological, cultural, or
environmental impacts identified through consultation between the NPS
and affected Tribes.
NPS Response: The NPS acknowledges the importance of mitigating
impacts to resources caused by ROW permittees. Section 14.15 allows the
NPS to suspend or terminate a ROW permit at any time, and states that
the permittee may be provided an opportunity to cure the cause of the
suspension or termination. Grounds for suspension or termination
include resource protection concerns, failure to comply with ROW permit
terms and conditions, and failure to comply with any provision in part
14. Failure to complete required mitigations would constitute grounds
for suspension or termination for one or more of those reasons. It
would raise concerns about the impacted resources. It would constitute
a failure to comply with standard permit terms and conditions that
require mitigation. It also could constitute a failure to comply with
section 14.9 and paragraph (c)(5) of Sec. 14.10, which allow the NPS
to require mitigation for impacts to resources that are caused by
permitted activities.
A standard term and condition of every ROW permit requires the
permittee to suspend activities and notify the Superintendent upon
discovery of archeological, paleontological, or historical resources,
or threated or endangered species within or near the permitted area.
When this occurs, the NPS will begin consultation with relevant Tribes
if the affected resources have tribal implications under DOI policy.
This consultation will include the identification of required
mitigations.
4. Comment: Two commenters expressed concern that the rule would
require the NPS to specify all operation and maintenance activities in
the ROW permit and suggested instead that the NPS adopt the approach
taken by the United States Forest Service (USFS) and the BLM that give
permittees the option to submit an operation and maintenance plan with
their permit application.
NPS Response: Nothing in this rule prevents an applicant from
submitting a separate operation and maintenance plan or any other
relevant information or additional documentation in support of their
application. The NPS will use everything submitted to develop the ROW
permit. Paragraph (a) of Sec. 14.10 states that a ROW permit will
authorize the permittee to conduct specific operation and maintenance,
and that operation and maintenance not specifically authorized in the
permit requires written authorization or an amended permit. This
provision is important because the ROW is the authorizing legal
instrument. A ROW permit can authorize activities, however, that are
not stated in the permit itself. The NPS and the permittee can agree to
incorporate an operation and maintenance plan by reference or as an
attachment to the permit. These plans can be beneficial by identifying
with more specificity the time, place, and manner for conducting
authorized activities.
5. Comment: Two commenters encouraged the NPS to give permittees
more flexibility to manage vegetation within and adjacent to the
permitted area, including during unplanned emergencies. Specifically,
these commenters encouraged the NPS to revise the proposed definition
of ``Operation and maintenance'' to be consistent with the BLM's
definition at 43 CFR 2801.5 and suggested the NPS add definitions for
the terms ``vegetation management'' and ``hazard trees''.
NPS Response: Vegetation management activities, including time,
place, manner, and coordination requirements in both emergency and non-
emergency situations, that are authorized in a ROW permit have been
evaluated through required compliance actions that are necessary to
understand potential impacts to park resources and visitors.
Unauthorized vegetation management activities, within or outside of the
permitted area, have not been properly evaluated and therefore require
additional compliance actions and permitting. During the permitting
process, the NPS may request and the applicant may provide information
in support of vegetation management activities that will be authorized
under the permit, including activities that will be allowed in
emergency situations.
The NPS declines to revise the definition of ``Operation and
maintenance'' to be consistent with the definition used by BLM. The
statutory framework, mission, and mandates of the NPS are different
from those of the BLM, and therefore the regulatory framework for
managing ROWs on NPS-administered lands is necessarily different. The
NPS also declines to define the terms ``vegetation management'' and
``hazard tree'' as they are defined in BLM regulations. These terms are
not used in this rule. Each ROW permit will, as appropriate, identify
authorized practices for vegetation management that may include tree
trimming or removal. This approach will allow the NPS to tailor the
authorized vegetation management activities to the specific
circumstances of each permit.
6. Comment: One commenter asked the NPS to clarify how it will
determine if an amendment to authorized uses and locations will be
deemed ``significant'' and therefore require the permittee to submit
another complete ROW permit application. Two commenters asked the NPS
to adopt the BLM definition of ``substantial deviation'' in 43 CFR
2801.5 in order to clarify what activities are allowed without
additional written authorization or permitting, including vegetation
management actions.
NPS Response: Section 14.14 establishes procedures for amending an
existing ROW permit. Paragraph (b)(2) states that significant
modifications, changes, or additions to the authorized uses may require
the submission of another complete ROW permit application. Amendments
to an existing ROW permit may address operation and maintenance, the
use and occupancy fee, a new permittee as a result of an approved
transfer, or other terms and conditions. The NPS will determine whether
the amendments require a new application on a case-by-case basis
considering the specific circumstances of the request. An example of a
significant change is a request to add new infrastructure outside of
the permitted area. In this case, the NPS would likely require the
permittee to submit an application for a new ROW permit.
The NPS declines to adopt the BLM definition of ``substantial
deviation'' in
[[Page 96538]]
this rule. As stated above, the statutory framework, mission, and
mandates of the NPS are different from those of the BLM, and therefore
the regulatory framework for managing ROWs on NPS-administered lands is
necessarily different. Broad and general exceptions to what is deemed
significant would remove the NPS's ability to adequately evaluate
potential impacts to park resources, values, and visitors from
significant changes to authorized activities. These types of changes
should be addressed through a thorough permit application process and
related compliance actions.
7. Comment: Two commenters questioned why the NPS would remove the
permit term and condition in existing paragraph (d) of Sec. 14.9 that
directs permittees to take reasonable action to prevent and suppress
fires on or near the lands occupied by the ROW. One commenter stated
the NPS should adopt BLM's framework addressing prevention and
suppression of wildfires which requires ROW permittees to do everything
reasonable to prevent and suppress wildfires on or adjacent to the ROW
area.
NPS Response: Allowing permittees to take unilateral action to
prevent and suppress wildfire is no longer consistent with NPS practice
and policy regarding fire prevention and suppression. The NPS has
comprehensive policies regarding fire prevention and suppression, and
it is important to allow those policies to operate without potential
conflict with actions taken by permittees. (See Management Policies
4.5, Director's Order #18: Wildland Fire Management, Reference Manual
18, Director's Order #58: Structural Fire Management, Reference Manual
58). The NPS requires fire management plans for all System units that
have burnable vegetation. Regarding particular ROWs, emergency
operations and activities procedures are often case specific and
appropriately stated in the ROW permit. Rather than give permittees a
broad and general authority to take actions they deem reasonable, the
NPS prefers to work with the permittee to establish the ``reasonable''
measures a permit holder may take to prevent fires in the permitted
area, based on professional fire management expertise, specific
knowledge of park resources, visitor use patterns, local weather
patterns, fire history, science, and ecology.
8. Comment: One commenter recommended that the rule require the NPS
to give permittees an opportunity to engage with the agency before NPS-
initiated amendments are made to a ROW permit.
NPS Response: The NPS always endeavors to maintain professional
relationships and open communication with permittees; however, many
decisions regarding permit management are at the sole discretion of the
NPS. If the NPS initiates an amendment, it will provide adequate notice
to the permittee in accordance with paragraph (a) of Sec. 14.14.
9. Comment: Two commenters asked the NPS to state in the rule that
publicly regulated utilities are not required to show proof of
acceptable financial assurance and liability insurance.
NPS Response: This rule does not mandate that all ROW permittees
provide proof of acceptable financial assurance and liability
insurance. Paragraph (h) of Sec. 14.4 states that the NPS may require
such proof as appropriate to the proposed project. The NPS makes
decisions about the need to provide proof of acceptable financial
assurance and liability insurance on a case-by-case basis to ensure
protection of the public and NPS interests. There is no reason to
exempt publicly regulated utilities from such requirements in all
circumstances, even though some of them may be required to have
reserves under applicable law.
10. Comment: One commenter stated the NPS should not be able to
reverse its position regarding the not incompatible with the public
interest and no practicable alternative determinations once it issues a
conditionally approved ROW permit to the applicant.
NPS Response: A conditionally approved ROW permit is developed by
NPS staff at the System unit and sent to the applicant for review and
signature. This step in the permitting process benefits the applicant
by providing them with a document that will be submitted for final
approval by an NPS signing official. This provides the applicant with
some indication of what might be approved and gives them an opportunity
to sign the permit indicating to the NPS signing official that the
permittee has agreed to specific authorizations, terms and conditions.
Issuance of a conditional permit does not constitute final
determinations of not incompatible with the public interest and no
practicable alternative. Those determinations are final only when an
appropriate NPS official signs and issues the ROW permit.
11. Comment: One commenter questioned the NPS's authority to
require an applicant to demonstrate that there is no practicable
alternative to location of the infrastructure within the National Park
System in order to obtain a ROW permit. Another commenter supported
this requirement but requested that the NPS clarify that differential
location costs to the permittee should not be factor in this
determination.
NPS Response: The NPS is responsible for the protection of
resources within units of the National Park System, consistent with the
purposes for which each System unit was established. The NPS, to the
greatest extent possible, seeks to minimize impacts to resources,
visitors, and employees from the construction, installation,
maintenance and operation of infrastructure in System units. For this
reason, the NPS issues ROW permits only when there is no practicable
alternative to the use of lands and waters within a System unit.
Applicants should have a demonstrable need to use NPS-administered
lands or waters because the result of such use will impact the System
unit. The NPS considers the totality of the circumstances when making
these determinations. The relative cost of where the infrastructure
could be located could be one factor because at some point costs can
make a project prohibitive.
12. Comment: One commenter urged the NPS to allow electronic filing
of ROW permit applications.
NPS Response: This rule does not mandate a particular method of
filing a ROW permit application. The NPS accepts paper submissions and
electronic submissions with digital signatures. Other methods may
become available in the future and this rule will accommodate
appropriate options.
13. Comment: One commenter asked the NPS to revise the definition
of ``permitted area'' to require the identification of access routes to
infrastructure and to guarantee the right of access.
NPS Response: The NPS always considers access in ROW permitting and
includes identified and agreed upon routes in the permitted area when
necessary. Access routes may be subject to change for various reasons
including resource management concerns, changing conditions, and
visitor use and enjoyment concerns. This rule defines a ROW permit as a
discretionary and revocable special use permit issued by the NPS to
authorize the use of lands and waters, and operation and maintenance.
The definition states that a ROW permit does not grant, convey, or
imply transfer of title to any interest in, including a leasehold or
easement interest in, the lands or waters authorized for use. Paragraph
(f)(4) of Sec. 14.4 states that rights of access are not granted under
a ROW permit and that
[[Page 96539]]
access routes and means of access in ROW permits are revocable at the
discretion of the NPS. Permittees may access ROWs only as may be stated
in the ROW permit.
14. Comment: One commenter recommended the rule require the NPS to
provide utilities with sufficient access for anticipated operation and
maintenance and allow permittees to maintain access routes even in
locations outside of the permitted area to ensure that the permittee
can access its facilities.
NPS Response: The NPS authorizes access on a case-by-case basis
after a compliance process that evaluates potential impacts to System
unit resources, values, and visitors. Access routes are resource, time,
place, and manner specific, and are influenced by the purposes, values,
and resources of the System unit. Requiring the NPS to provide
``sufficient'' access could lead to disagreement about what routes and
means of access are sufficient. The NPS may in its discretion issue
separate permits for activities outside of a permitted area but only
after it has completed required compliance actions.
15. Comment: One commenter asked the NPS to clarify how it will
regulate means of access to a permitted area and to state that
permittees may use whatever means of access is appropriate for planned
operation and maintenance.
NPS Response: The NPS considers means of access in the permitting
process and evaluates them through the same compliance processes that
apply to other aspects of the ROW. Means of access can have very
different impacts to resources and visitors. Access by an all-terrain
vehicle will have different impacts than access by a conventional motor
vehicle such as a truck. Some areas may only be accessible by certain
means of access such as snow machines, cranes, and helicopters. The NPS
must maintain control over the authorized means of access in order to
adequately protect resources and visitors. Allowing permittees to use
whatever means of access they deem appropriate would prevent the NPS
from exercising management responsibly for the affected System unit.
16. Comment: Two commenters suggested that the NPS include
construction activities within the scope of a ROW permit.
NPS Response: Initial construction of infrastructure generally
requires a larger permitted area with equipment and activities that are
not relevant to long-term operation and maintenance, and it is
therefore permitted separately. In the past, permittees have relied
upon outdated language in ROW permits that had authorized initial
construction to take unauthorized actions outside of the permitted area
related to ongoing operation and maintenance. As has been stated,
unauthorized actions have not been evaluated for potential impacts to
System unit resources, values and visitors and therefore need
additional compliance and permitting before they may occur.
17. Comment: One commenter suggested that the NPS remove the
ability for the NPS to require applicants to provide an affidavit
stating that all other required land rights, water rights, permits,
certifications, approvals, and authorizations necessary for a viable
project have been secured. Another commenter suggested that the
affidavit should be required in all cases.
NPS Response: The NPS declines to make any changes to paragraph (f)
of Sec. 14.11. As stated above, the NPS seeks to minimize impacts to
System unit resources to the greatest extent possible from the
construction of infrastructure in park areas. The NPS would not meet
this standard if it issued special use permits (SUPs) for construction,
with resulting impacts, when the permittee does not have the
authorizations required to operate a viable project in the ROW. This
concern is most present when operation and maintenance activities
within the ROW will be part of a larger project occurring outside of
the National Park System. In other situations, such as when the NPS has
verified that all other necessary approvals have been obtained, an
affidavit may not be necessary and therefore requiring it in every case
would result in unnecessary delays.
18. Comment: Some commenters encouraged the NPS to establish
timelines for notifying applicants whether an application is complete.
NPS Response: The final rule encourages the applicant to request a
pre-application meeting with the NPS to help the NPS understand the
scope of the request and to advise potential applicants, early in the
permitting process, about permitting considerations and procedures, and
possible timelines. The NPS endeavors to provide prompt notice to
applicants regarding the completeness of their application after
receipt of an initial application. Notice may be delayed, however, by
practical challenges related to the complexity of the proposal and the
administrative capacity at the System unit to process the application.
Completing the permit application accurately and providing supporting
documentation is crucial to an efficient process. So are maintaining
open lines of communication and responding promptly to requests for
additional information or clarification. Given all of the variables
including any externally required timelines that influence the
permitting process, the NPS prefers to omit timelines from the rule.
20. Comment: Two commenters suggested that rule should allow the
NPS to extend the term of a ROW permit by more than one year. Another
commenter asked the NPS to provide more flexibility in the ROW permit
renewal process so that ROW holders seeking timely renewal do not find
themselves in trespass due to the NPS's failure or inability to renew
the ROW before the expiration of the current term.
NPS Response: The purpose of allowing amendments to ROW permits is
to allow the NPS and the permittee to agree upon minor changes to
authorized uses or to the terms and conditions that apply to such uses.
As a general matter, the term of ROW permit is fixed so that the NPS
has the opportunity to reevaluate the uses that have been authorized
under the existing permit to ensure that those uses should continue
consistent with the standards for issuing ROWs in park areas. The NPS
recognizes, however, that ROW permitting processes can experience
delays. Allowing an amendment to extend the term by one year enables
the NPS and the permittee enter into a new ROW permit before the
existing term expires.
The statement in paragraph (c) of Sec. 14.11 that infrastructure
left behind after the expiration of a ROW permit will be considered in
trespass is necessary to help ensure that infrastructure is not
abandoned with resulting impacts to the System unit. The NPS endeavors
to work with permittees to effectuate timely renewals of existing ROW
permits to the maximum extent possible.
21. Comment: One commenter asked the NPS to clarify that 50 years
will be the standard ROW permit term unless the NPS determines that a
50-year term would be inappropriate, on a case-by-case basis, for the
specific project and System unit.
NPS Response: The NPS evaluates each request for a ROW permit on a
case-by-case basis. This rule states the NPS may issue a permit for a
term of up to 50 years when determined appropriate and consistent with
applicable law and policy. NPS declines to set a standard permit term
in this rule in order to maintain discretion and flexibility to
establish terms that are appropriate to the uses and circumstances
presented by each request.
[[Page 96540]]
22. Comment: One commenter stated the NPS should reduce the use and
occupancy fee associated with access routes.
NPS Response: This rulemaking does not establish the amount of use
and occupancy fees in any case. A use and occupancy fee is owed to the
United States in an amount equal to the fair market value for the use
and occupancy of federally owned lands and waters within the National
Park System under a ROW permit. Use and occupancy fees are charged as a
single fee for all of the authorized uses within the permitted area,
including any routes or means of access. They are not charged or
evaluated separately.
23. Comment: One commenter recommended that the rule state that the
NPS will include administrative costs incurred to hold pre-application
meetings in permit application fees.
NPS Response: The NPS does not typically recover its costs for pre-
application meetings in permit application fees. This may occur,
however, if the potential applicant requests more than one meeting or
makes demands that result in the NPS expending more time and resources
than normal. The NPS prefers to maintain discretion to include these
costs in the permit application fee or not, depending upon the
circumstances. The NPS has revised the rule to clarify that it has
discretion to decide whether it will include costs incurred for initial
discussions (including pre-application meetings) in the application
charge.
24. Comment: One commenter asked the NPS to provide typical or
expected charges for processing permit applications, and to clarify how
it will determine fair market value when it assess the use and
occupancy fee.
NPS Response: The NPS may recover its costs incurred to provide
necessary services associated with SUPs, including ROW permits and SUPs
for construction. 54 U.S.C. 103104. This includes costs incurred to
process permit applications and manage permitted activities. More
specifically, they may include costs associated with compliance actions
that evaluate potential impacts; appraisals of fair market value;
reviewing applications and related materials, drafting correspondence
and permits; management discussions regarding the proposal and any
changes; and resource surveys of the proposed permit area. The amount
charged is based on actual costs incurred by the NPS and is therefore
specific to each application and permit. The rule provides a formula
for calculating the minimum charge based upon two hours of staff time
at the permit coordinator and superintendent level (as applicable). NPS
staff can discuss cost recovery in a pre-application meeting and
explain the types of costs that are included in a bill for collection.
Under the existing regulations, the amount charged as a use and
occupancy fee must be determined by an appraisal of fair market value.
This rule will allow the NPS to use any DOI-approved valuation method
to determine fair market value, providing more flexibility and
efficiency that should decrease administrative costs to the NPS.
25. Comment: Several commenters requested revisions to the
provisions about co-location. One commenter stated that the requirement
that applicants must design new infrastructure to accommodate future
co-location should not lead the NPS to require co-location in every
situation. Other commenters asked the NPS to revise this paragraph to
include some additional considerations, such as cost, feasibility, and
likelihood of future requests for co-location.
NPS Response: The purpose of the design requirement in paragraph
(g)(1) of Sec. 14.4 is to preserve the opportunity to co-locate
infrastructure in the future. The NPS recognizes co-location is not
appropriate in all circumstances and this rule does not mandate it.
This is consistent with paragraph (g)(2) which acknowledges that some
infrastructure will be placed in new or undisturbed locations. The
considerations identified in paragraph (g)(1) do not apply to the NPS's
decision to require co-location or not, those considerations apply to
the applicants design of infrastructure. The NPS considers many factors
when determining if co-location is appropriate, including cost,
feasibility, and the likelihood of future requests.
26. Comment: One commenter suggested that the NPS not require a ROW
permit for co-locating infrastructure on an existing permitted
structure.
NPS Response: The NPS states a preference for co-location in the
rule because co-location reduces incremental impacts to System unit
resources by adding infrastructure to locations that have already been
disturbed. There are still impacts from installing co-located
infrastructure, however, in addition to impacts from operation and
maintenance including routes and means of access. For these reasons,
the NPS must maintain management control of co-located infrastructure
using a ROW permit.
27. Comment: Several commenters asked about potential conflicts
between the provisions of this rule and other applicable Federal laws.
One commenter recommended the rule require the NPS to approve or deny a
complete application for a ROW permit and a SUP for construction within
270 days, consistent with the MOBILE NOW Act. Several commenters stated
there were conflicts with ANILCA and its implementing regulations,
requesting clarity and seeking edits to the rule.
NPS Response: The NPS understands that other Federal laws may apply
to its management of ROWs in System units, and will follow all such
laws to the extent they apply in any particular situation. To be
inclusive and to avoid inadvertently creating inconsistencies or gaps
regarding other applicable laws, the NPS does not address the
provisions of any other Federal law in this rule. The NPS has
clarified, however, that the regulations in part 14 apply consistent
with applicable Federal law by adding ``Consistent with applicable
Federal law,'' to the beginning of paragraph (a) of Sec. 14.1. This
includes, but is not limited to, possibly applicable Federal law such
as Title XI of ANILCA (Transportation and Utility Systems In and
Across, and Access Into, Conservation System Units) and its
implementing regulations in 43 CFR part 36 for managing ROWs in Alaska.
To the extent there is an irreconcilable conflict between applicable
Federal law and part 14, the other applicable Federal law will control.
28. Comment: One commenter encouraged the NPS to define the terms
``mitigation'' and ``public interest.''
NPS Response: These terms are undefined because the meaning of each
term is dependent upon the particular context and circumstances of the
situation in which they are used. The permit negotiation process is an
opportunity to reach a mutual understanding of the meaning of these
terms that is context-specific, This approach facilitates effective
communication and collaboration among all parties involved and greater
flexibility as needed in each situation. As necessary and appropriate,
agreed-upon definitions can then be included in permits, providing a
clear reference point for compliance and enforcement.
Final Rule
The NPS further explains each of the changes to NPS regulations
below. In addition to the changes described in more detail below, this
rule simplifies how the regulations are organized by replacing the
eight existing subparts with sections that have clear and concise
titles addressing ROW permitting for all types of use and
infrastructure. Sections 14.5, 14.20,
[[Page 96541]]
14.27, 14.32, 14.35, 14.53, 14.75, and 14.77 of the existing
regulations have no content. This rule replaces Sec. 14.5 and removes
the rest. This rule removes Appendix A because the forms in this
Appendix are outdated and no longer used by the NPS. This rule removes
an authority citation to 23 U.S.C. 317 from part 14. This authority
addresses highway easement deeds, which are not authorized through ROW
permits.
Many of the changes remove or update outdated provisions to reflect
current policies and practices. The changes in this rule will improve
ROW permitting processes and align them more closely with those of
other DOI bureaus, to the extent practicable and consistent with
applicable law. This rule will improve the NPS's ability to protect
resources and values, public health and safety, and visitor experience
from potential impacts from the use of lands and waters within System
units under a ROW permit, including from the operation and maintenance
of infrastructure. The revised regulations will be easier for
prospective and current permittees to find and understand, which will
improve the effectiveness of NPS ROW program.
Section-by-Section Analysis of the Changes
Sec. 14.1 Purpose and Scope
------------------------------------------------------------------------
Final rule Existing regulations
------------------------------------------------------------------------
14.1 Purpose and scope.................... 14.1 Applicability.
N/A....................................... 1.2 Applicability and scope.
------------------------------------------------------------------------
Existing regulations in Sec. 14.1 state that the regulations in
part 14 apply to all Federally owned or controlled lands administered
by the NPS. This provision is unnecessary because the applicability and
scope of NPS regulations in Title 36, Chapter I of the Code of Federal
Regulations (36 CFR), which includes part 14, are defined in 36 CFR
1.2. This section states in paragraph (a)(1) that the regulations apply
to all persons entering, using, visiting, or otherwise within the
boundaries of federally owned lands and waters administered by the NPS.
New paragraph (a) in Sec. 14.1 states that regulations in part 14
establish procedures an entity must follow when applying for a ROW
permit and provisions under which the NPS may authorize a ROW permit
within a National Park System unit, consistent with applicable Federal
law. New paragraph (b) states that the regulations in part 14 ensure
that the use of lands and waters, and operation and maintenance of
infrastructure under a ROW permit will be (1) consistent with
applicable statutory authorities, including the NPS Organic Act; (2)
protect lands, waters, and resources of the System; and (3) protect
visitor uses and experiences, as well as promote the health and safety
of the public and NPS employees and volunteers.
This rule revises 36 CFR 1.2(b) and (d) to add references to part
14. This clarifies that, under paragraph (b), the regulations in part
14 generally do not apply on non-federally owned lands and waters or on
Indian tribal trust lands located within System boundaries; and that,
under paragraph (d), the regulations in Part 14 do not prohibit
administrative activities conducted by the NPS or its agents. These
changes reflect current NPS practice and will have no impact on the
NPS's administration of ROWs in System units.
Sec. 14.2 Definitions for This Part
------------------------------------------------------------------------
Final rule Existing regulations
------------------------------------------------------------------------
14.2 Definitions for this part............ 14.2 Definitions.
14.6 In form of
easement, license, or
permit.
------------------------------------------------------------------------
This rule revises Sec. 14.2 of the existing regulations, which
defines terms used in part 14. This rule removes the definition of
``Superintendent'' because it is already defined in 36 CFR 1.4. This
rule removes the definition of ``Park'' because it is superfluous with
the definitions of ``park area'' and ``National Park System'' in 36 CFR
1.4. This rule removes the definitions of ``Authorized Officer,''
``Construction work,'' ``Director,'' and ``Secretary'' because those
terms are not used in the revised regulations. This rule removes the
definition of ``Project'' because that term is no longer used the way
it is defined. Removing unnecessary defined terms will make the
regulations more concise. This rule replaces the term ``right-of-way''
with a new term ``right-of-way permit'' that is more specific and
clearer about what may be authorized, as explained below. This rule
defines nine new terms in Sec. 14.2, which are explained below.
Revised Sec. 14.2 lists defined terms in alphabetical order without
paragraph designations.
New Definitions
This rule adds the term ``Applicant'' to mean an entity that has
applied for a special use permit for construction of infrastructure or
a ROW permit for use of lands and waters and operation or maintenance
of infrastructure. Adding this term will allow the NPS to distinguish
applicants from permittees, who have been issued valid permits, in the
regulations.
This rule adds the term ``Co-location'' to mean the placement of
infrastructure on or in existing authorized infrastructure owned or
controlled by another or within an area authorized for use by another.
This common industry practice is important for applicants to consider
when designing infrastructure proposals and for the NPS to consider
when assessing potential impacts to resources, values, and visitors.
This rule adds the term ``Entity'' to mean a party including, but
not limited to, Federal, State, and local governments, Tribes,
citizens, and organizations of the United States, including
corporations, associations, partnerships, and non-profit organizations.
This rule adds the term ``Infrastructure'' to mean equipment,
facilities, installations, or uses that the NPS may authorize under a
ROW permit pursuant to statutory authority, with specific reference to
54 U.S.C. 100902.
This rule adds the term ``Operation and maintenance'' to mean the
use of infrastructure, the means of access, and associated service on a
routine and on-going basis to ensure good order, safe conditions, and
timely repair, all as specifically authorized in a ROW permit.
This rule adds the term ``Permitted area'' to mean the area
authorized for construction under a special use permit, and use of
lands and waters, and operation and maintenance of infrastructure under
a ROW permit, including routes and means of access through a System
unit.
This rule adds the term ``Permittee'' to mean an entity that holds
a valid special use permit for construction or ROW permit for use of
lands and waters, and operation and maintenance of infrastructure.
Adding this term helps distinguish entities that have valid permits
from those that have expired or invalid authorizations, and from
applicants who have requested a permit but do not yet have one.
This rule adds a definition for ``Right-of-way permit'' to mean a
discretionary and revocable special use permit, issued by the NPS to
authorize the use of lands and waters within System units for the
operation and maintenance of infrastructure. The definition states that
a ROW permit does not convey property interests in lands or waters.
These statements in the new definition make portions of Sec. 14.6 of
the existing regulations, which make similar statements, unnecessary.
[[Page 96542]]
This rule adds the term ``Special use permit for construction'' to
mean a discretionary and revocable special use permit issued by the NPS
to authorize construction of infrastructure and associated construction
activities within System units. Like that for ROW permits, this
definition states that these permits do not convey property interests
in lands or waters. These permits can authorize initial construction of
infrastructure, addition of infrastructure, removal of infrastructure,
and maintenance and repair activities not included in the ROW permit.
Adding this term will distinguish activities authorized under ROW
permits from those authorized under special use permits for
construction.
Sec. 14.3 Pre-Application Meeting
------------------------------------------------------------------------
Final rule Existing regulation
------------------------------------------------------------------------
14.3 Pre-application meeting.............. N/A.
------------------------------------------------------------------------
This section of the final rule establishes a new provision
encouraging potential permit applicants to contact the superintendent
of the System unit to schedule a pre-application meeting to discuss the
proposed project and the permitting process. The U.S. Fish and Wildlife
Service (FWS) uses pre-application meetings for the same purpose.
Although it would benefit the applicant and the NPS in most cases, this
rule does not require a pre-application meeting because it may be
unnecessary when the potential applicant and NPS staff are sufficiently
familiar with the project and permitting process, such as with certain
ROW permit renewals. This rule states that through a pre-application
meeting, the NPS may provide early notice to potential applicants about
applicable law and policy, documentation requirements, an expected
timeline, and potential costs.
The goal of a pre-application meeting is to improve the permitting
process through increased regulatory certainty. Pre-application
meetings make the permitting process more efficient and transparent.
Permit processing is delayed when applicants provide incomplete
information to the NPS. The amount and type of documentation the NPS
requires to process an application varies depending on whether the
request is for new infrastructure where environmental disturbance will
occur, or existing infrastructure where limited additional use of the
infrastructure may have minimal or no new environmental impacts. A pre-
application meeting enables the NPS to understand the scope of the
request and advise potential applicants, early in the permitting
process, about permitting considerations and procedures, such as:
elements of a complete permit application, permit approval standards,
natural and cultural resource concerns, visitor resource concerns,
public health and safety concerns, park planning documents, land use
restrictions (e.g., wilderness), proposed location, proposed
infrastructure, method and means of access, and potential fees. In
addition, a pre-application meeting provides the applicant an
opportunity to ask questions and receive comments from the NPS about
the proposed ROW before submitting an application.
The NPS may charge fees to recover administrative costs incurred
from pre-application meetings in certain circumstances. This may occur
if there are multiple meetings requested by a potential applicant or
where there are unusual demands made on NPS staff or leadership in
terms of time or NPS resources on behalf of the potential applicant.
Cost recovery will be collected in accordance with Sec. 14.7 of the
revised regulations (discussed below).
Sec. 14.4 Right-of-Way Permit Application
This section of the rule updates procedures for submitting a ROW
permit application. Under the existing regulations, application
requirements are addressed in multiple subparts and sections in part
14. This rule consolidates all application requirements into a single
section. This will make it easier for applicants to identify what is
required to submit a complete ROW application. Complete and timely
applications allow the NPS to evaluate a proposal's potential effects
and to conduct its compliance responsibilities under applicable Federal
statutes such as the National Environmental Policy Act (NEPA) and the
NHPA. The table below identifies how this rule reorganizes all of the
existing application process requirements into a new Sec. 14.4.
------------------------------------------------------------------------
Final rule Existing regulations
------------------------------------------------------------------------
14.4(a) Complete application 14.28 Incomplete application
requirement. and reports.
14.4(b) Application form............... 14.21 Form.
14.4(c) Applicant documentation........ 14.23 Showing as to
organizations required of
corporations.
14.24 Showing as to citizenship
required.
14.4(d) Maps........................... 14.25(a) Maps.
14.4(e) Water rights................... 14.25(b) Evidence of water
right.
14.4(f) Access......................... 14.7 Right of ingress and
egress to a primary right-of-
way.
14.4(g) Co-location.................... N/A.
14.4(h) Financial assurance and 14.22(a)(11) Reimbursement of
liability insurance. costs.
14.4(i) Additional information......... N/A.
------------------------------------------------------------------------
The following paragraphs explain how each paragraph of the new
Sec. 14.4 changes existing regulations about the permit application
process.
14.4(a) Complete Application Requirement
Existing regulations in Sec. 14.28 state that when an application
is incomplete or does not conform with law, the NPS may either provide
an applicant with an opportunity to correct deficiencies in a ROW
permit application or reject the application outright. New paragraph
(a) of Sec. 14.4 states the NPS will not begin processing a ROW permit
application until it has determined the applicant has complied with the
requirements in part 14, including the submission of all required
information. This change reflects existing practice because the NPS
does not reject incomplete applications. Instead, the NPS informs
applicants that they must provide additional information to complete
the application before the NPS will begin formal review and processing.
This practice is consistent with how other DOI bureaus handle
incomplete applications and prevents the NPS from expending limited
staff resources processing incomplete applications that do not have
enough information to allow for a proper evaluation. Paragraph (a)
further states that making this determination does not guarantee the
NPS will issue a ROW permit.
[[Page 96543]]
14.4(b) Application Form
Existing regulations in Sec. 14.21 require the applicant to
include some general information with an application (e.g., a statement
that the application is made pursuant to existing regulations, a
citation to the statutory authority for the ROW, and a description of
the purposes of the ROW), but do not require applications to be
submitted on a specific form.
New paragraph (b) of Sec. 14.4 requires applicants to use Standard
Form 299 Application for Transportation and Utility Systems and
Facilities on Federal Lands (SF-299) for all requests for ROW permits.
Requiring the use of this form is consistent with Executive Order
13821, ``Streamlining and Expediting Requests to Locate Broadband
Facilities in Rural America,'' dated January 8, 2018, which requires
all Federal property managing agencies to use the SF-299, or the
applicable common form approved by the General Services Administration
at the time of the application. The NPS and most Federal property
managing agencies (e.g., BLM, USFS, FWS) already use this form for
applicants seeking to operate and maintain infrastructure on lands
administered by those agencies.
Paragraph (b) also requires that applicants provide all materials
required in the SF-299 and elsewhere in part 14. If materials have been
provided in connection with a ROW permit previously issued by the NPS
for the same System unit, then the NPS may decide that the applicant is
not required to resubmit those materials, provided the previous date of
filing, place of filing, and existing ROW permit number are included in
the new application. This provision will reduce the regulatory burden
on applicants by ensuring that the NPS requests only the documentation
that it requires to process an application. Finally, paragraph (b)
requires applicants or their authorized representatives to sign the SF-
299 and requires applicants to submit the application charge pursuant
to Sec. 14.7.
14.4(c) Applicant Documentation
In paragraph (c) of this section, this rule consolidates and
updates information requirements currently codified in Sec. 14.23 for
applicants that are corporations, and in Sec. 14.24 for applicants
that are individuals or associations of individuals. New paragraph
(c)(1) contains required information for corporations. These
requirements are not substantively different than what is currently
required in Sec. 14.23. New paragraph (c)(2) contains required
information for partnerships, limited liability companies, and similar
entities. These requirements are not substantively different than what
is currently required in Sec. 14.24 for associations of individuals.
For individuals, new paragraph (c)(3) states applications must be
accompanied by evidence of U.S. citizenship. This final rule omits
outdated and extraneous language in existing Sec. 14.24 about
naturalization and marital status.
14.4(d) Maps
Existing regulations in Sec. 14.25(a) contain detailed mapping
requirements that are overly prescriptive and outdated. For example,
the existing regulations require applicants to prepare maps on tracing
linen, or on tracing paper having a 100 percent rag content. New
paragraph (d) of Sec. 14.4 simply requires maps to meet current NPS
mapping standards. This would allow applicants to submit digital maps,
which reflect current mapping technology. The NPS retains discretion to
require an official land survey, legal description, and digital
information when helpful or necessary to adequately assess an
application. Consistent with current practice, new paragraph (d) also
requires that maps, at a minimum, include the area proposed to be
included in the ROW, including the placement of infrastructure,
proposed access point and routes (including use of existing roads), and
other areas associated with the ROW.
14.4(e) Water Rights
Existing paragraph (b) of Sec. 14.25 allows the NPS to
conditionally grant a ROW permit if doing so is a prerequisite for
obtaining evidence of a water right from a State official. This
provision has not been used by the NPS ROW Program and puts the NPS in
the position of expending resources on speculative projects. Similar to
the existing regulations, new paragraph (e) of Sec. 14.4 requires,
unless otherwise required by Federal law, that applicants requesting
authorization to operate and maintain infrastructure to support the
storage, diversion, conveyance, or use of water, include proof of a
valid water right from the appropriate State official or State law as
part of a complete application. This ensures that, for such projects,
the NPS only issues ROW permits to applicants that hold valid water
rights.
14.4(f) Access
Existing regulations in Sec. 14.7 allow the NPS to grant to a ROW
holder an additional ROW for ingress and egress to the primary ROW. The
additional ROW must be reasonably necessary to facilitate the use of
the primary ROW, and may include the right to construct, operate, and
maintain facilities necessary for ingress and egress. The regulations
require the ROW holder to apply for the additional ROW in a similar
manner that it applied for the primary ROW.
This rule creates an efficiency by removing the need to apply for
an additional ROW for routes of access. As part of a complete ROW
permit application, new paragraph (f) requires the applicant include a
description of proposed access routes and means of access. This rule
states that access routes and means of access will be limited to
existing roads, or existing or NPS-approved routes, trails, or access
points. The NPS has no general legal authority to authorize other
entities to establish new roads in a System unit, including for
purposes of accessing ROWs. For this reason, this rule states that ROW
permits will not authorize the construction of new roads, unless
specifically authorized by statute. Lastly, new paragraph (f) states
that ROW permits do not grant a right of access and that agreed-upon
access routes and means of access are discretionary and revocable. This
statement will preclude requests that rights of access be expressly
established in ROW permits, or that that they are implied by ROW
permits that have been issued.
14.4(g) Co-Location
This rule creates a new regulatory provision to encourage the co-
location of infrastructure in System units. The co-location of
equipment can consolidate infrastructure in a geographic location and,
at the same time, influence the footprint and dimensions of
infrastructure at a particular site. For example, the location and
design of a cell tower that would accommodate multiple cell antennae
will be larger than a single user tower but may prevent towers in
multiple locations. While there are cases where the installation of new
or additional uses on existing infrastructure is not technologically
possible or needs to be accomplished in a certain manner to avoid
technical interference or conflict between the uses, whenever possible
and visually acceptable, all utilities should share a common corridor.
Consistent with this goal, new paragraph (g) requires applicants to
design new infrastructure to accommodate future co-location to the
greatest extent possible considering the potential impacts to System
unit resources, values, public health and
[[Page 96544]]
safety, and visitor experience. This paragraph also requires the
applicant to demonstrate that they have evaluated all options for co-
location with existing infrastructure prior to proposing a new or
undisturbed location for infrastructure. Finally, the paragraph states
that entities proposing to co-locate infrastructure must obtain a
separate ROW permit.
14.4(h) Financial Assurance and Liability Insurance
Financial assurance ensures that in the event an operator becomes
insolvent or defaults on its financial obligations under a ROW permit,
in particular obligations to reclaim and restore the permitted area,
adequate funds will be available for reclamation. The requirement for
liability insurance ensures that the Federal Government does not assume
any liability associated with the permittee's activities and that the
permittee is covered for injuries to persons or property caused by
permittee's activities.
Existing paragraphs (a)(11)-(14) of Sec. 14.22 authorize the NPS
to require an applicant to furnish security in an amount acceptable to
the NPS for costs incurred to administer the ROW permit, including
application costs, compliance costs, monitoring costs, and costs for
protection and rehabilitation, and make certain permittees liable for
such costs. These provisions are unnecessarily complicated and
inconsistent with current practice because the NPS does not require
financial assurance for administrative costs. Instead, this rule
creates a new paragraph (h) of Sec. 14.4 that states the NPS may
require applicants to provide proof of acceptable financial assurance
and liability insurance, as appropriate to the proposed project. This
statement is more consistent with how the NPS and other agencies
address financial assurance and liability insurance.
14.4(i) Additional Information
The NPS evaluates each application on a case-by-case basis
depending on the scope, location, and nature of the proposed activity.
This rule creates a new provision in paragraph (i) that specifically
states that the NPS may require additional relevant information from an
applicant before the superintendent will consider the application
complete.
Sec. 14.5 Review of Complete Right-of-Way Permit Applications
------------------------------------------------------------------------
Final rule Existing regulation
------------------------------------------------------------------------
14.5 Review of complete right-of-way N/A.
permit applications.
------------------------------------------------------------------------
Section 14.5 of this rule explains how the NPS evaluates complete
ROW permit applications. Paragraph (a) establishes standards that each
ROW permit application must meet in order for the NPS to issue ROW
permits. Paragraph (a)(1) states that the NPS will only issue a ROW
permit if the applicant's proposal is not incompatible with the public
interest and is consistent with applicable laws, including the laws
governing administration of the National Park System, regulations,
policy, and NPS planning documents. In part, this provision will ensure
that the NPS meets its responsibility under the NPS Organic Act to
conserve resources in the National Park System in such manner that will
leave them unimpaired for the enjoyment of this and future generations.
54 U.S.C. 100101. Paragraph (a)(2) requires the applicant to
demonstrate that there is no practicable alternative to location of the
infrastructure within the National Park System. This provision is
consistent with question 13 of the SF-299 which requires applicants to
explain whether alternative locations exist and, if so, why they were
not chosen, and why it is necessary to occupy Federal lands.
Paragraph (b) states that the NPS, after completing review of an
application at the System unit, will notify the applicant in writing
that the ROW application is conditionally approved, or denied with an
explanation. If a ROW permit is conditionally approved, the NPS will
send the applicant a final version of the ROW permit for signature.
Paragraph (c) requires the applicant to sign a conditionally
approved ROW permit prior to its execution by the NPS. These
requirements also apply to amended ROW permits, including transfers
which are documented by an amendment. This is stated in paragraph (c)
in Sec. 14.13 and paragraph (e) of Sec. 14.14 of the final rule.
Paragraph (c)(2) clarifies that no ROW permit is valid until it has
been executed by the NPS, which may not occur, in some cases, if
further review by the NPS results in a determination that the ROW would
not meet the standards identified in paragraph (a). Execution by the
NPS represents final approval of a ROW permit.
Paragraph (d) allows the NPS, in its discretion, to suspend or
terminate the application process at any time prior to execution of a
ROW permit by the NPS if the applicant (1) is delinquent in paying any
cost recovery, use and occupancy fees, or other debts to the Federal
Government; (2) has an unresolved criminal or civil violation with the
Federal Government; (3) has been notified that it is liable for damages
under the System Unit Resource Protection Act (SURPA), 54 U.S.C.
100721-100725, for injuries to System resources, or has not resolved or
fully paid response costs and damages under SURPA; or (4) has caused
unpermitted resource damage, impacts to visitors, management problems,
or the applicant has violated the terms and conditions of any permit
issued by a Federal agency, including the NPS. This behavior and
conduct provision is consistent with regulations for other Federal
agencies. See, for example, 43 CFR 2804.25(b) and 2808.12 (BLM); and 36
CFR 251.54(e) (USFS). It gives fair notice to applicants that they must
resolve the issues of behavior and conduct identified in paragraph (d)
prior to applying for a ROW permit from the NPS.
Sec. 14.6 Application Withdrawal
------------------------------------------------------------------------
Final rule Existing regulation
------------------------------------------------------------------------
14.6 Application withdrawal............... N/A.
------------------------------------------------------------------------
This rule adds a new provision in Sec. 14.6 that clarifies
application withdrawal procedures. Paragraph (a) allows an applicant to
withdraw an application at any time during the application process.
Paragraph (b) creates a presumption, without further notice to the
applicant, that the applicant has withdrawn its application if at any
time during the permitting process an applicant fails to respond to a
written communication from the NPS for a period of 90 days or longer.
The NPS has experienced situations where an applicant demonstrates
interest in seeking a ROW permit, engages NPS staff, begins an
application process, and then abandons the proposal without notifying
the NPS. Superintendents and other System unit staff have competing
responsibilities and new applications for ROW permits are added to
already developed workplans and workloads. This provision will help
superintendents and other NPS staff prioritize active projects and
devote limited resources toward serious and
[[Page 96545]]
timely proposals. Paragraph (c) clarifies that once a permit
application is withdrawn or presumed withdrawn, the permitting process
is terminated. If the applicant wishes to restart the application
process, it must submit a new SF-299 (or other approved common form).
Sec. 14.7 Cost Recovery
------------------------------------------------------------------------
Final rule Existing regulations
------------------------------------------------------------------------
14.7 Cost recovery........................ 14.22 Reimbursement
of costs.
14.37 Reimbursement
of costs.
------------------------------------------------------------------------
The NPS has authority to recover actual costs it incurs to
administer special use permits, including ROW permits and special use
permits for construction, under 54 U.S.C. 103104. Existing sections
14.22 and 14.37 address the reimbursement of administrative costs to
the NPS incurred both before and after the ROW permit is issued. These
provisions are outdated because they were written before the NPS
received its current statutory authority to recover costs under 54
U.S.C. 103104.
This rule replaces sections 14.22 and 14.37 with a new Sec. 14.7
that addresses how the NPS recovers administrative costs from ROW
permit applicants and permittees. Paragraph (a) states that the NPS
will recover all costs from applicants and permittees under 54 U.S.C.
1030104 according to NPS cost recovery policy. This rule states that
cost recovery can include administrative costs for withdrawn or denied
applications and suspended or terminated ROW permits. Paragraph (b)
requires applicants to pay an initial application charge, unless waived
by the NPS pursuant to NPS cost recovery policy, and describes how the
NPS calculates a minimum application charge based upon a reasonable
estimate of the least amount of employee time needed to process
applications. Paragraph (b) also clarifies that the minimum application
charge will include costs incurred by the NPS for reviewing an
application for completeness; and that the NPS has discretion to
include costs incurred for initial discussions (including pre-
application meetings). This does not represent the entirety of costs
that may be recovered.
Sec. 14.8 Use and Occupancy Fee
------------------------------------------------------------------------
Final rule Existing regulation
------------------------------------------------------------------------
14.8 Use and occupancy fee................ 14.26 Payment required;
exceptions; default;
revision of charges.
------------------------------------------------------------------------
A use and occupancy fee is owed to the United States in an amount
equal to the fair market value for the use and occupancy of federally
owned lands and waters within the National Park System under a ROW
permit. Existing Sec. 14.26 is outdated and overly prescriptive,
particularly in setting a valuation method. The existing regulations
require an appraisal in every case to make a fair market value
determination. Appraisals can be costly and time consuming and in some
circumstances are not necessary to determine fair market value.
This rule replaces existing Sec. 14.26 with a new Sec. 14.8.
Paragraph (a) establishes the requirement that, subject to the
exemptions in paragraph (e), all permittees must pay a use and
occupancy fee to the NPS. Paragraph (b) states that the use and
occupancy fee will be the fair market value of the use and occupancy of
federally owned lands and waters under the ROW permit, as determined by
the NPS. Subparagraph (b)(1) allows the NPS to adopt any DOI-approved
method to determine the use and occupancy fee. This approach is
consistent with a current rulemaking action by the FWS.\1\ It will
reduce the time and cost necessary to determine the fair market value
of many ROWs in System units and therefore make the application process
faster and less expensive for applicants. Paragraph (b)(2) states that
costs for administration of the ROW program will be collected by the
NPS in accordance with OMB Circular A-25, Memorandum for Heads of
Executive Departments and Establishments: User Charges at the current
indirect cost rate. These funds will be retained as cost recovery under
54 U.S.C. 103104 from the use and occupancy fees collected on ROW
permits. Use and occupancy fees not retained for cost recovery will be
returned to the Treasury. Paragraph (b)(3) gives the NPS discretion to
consider exempt and non-exempt uses and users in determining the use
and occupancy fee. When there is a mix of potentially exempt and non-
exempt uses or users served by infrastructure, the potentially exempt
uses or users may be eligible for a use and occupancy fee exemption on
sufficiently discrete identifiable portions of the infrastructure that
exclusively serve the exempt uses or users.
---------------------------------------------------------------------------
\1\ To view the FWS rulemaking action, search for ``FWS-HQ-NWRS-
2019-0017'' on https://www.regulations.gov.
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Market conditions that affect the value of the use and occupancy of
Federal lands and waters in System units can, and often do, change
during the term of a ROW permit. Paragraph (c) allows the NPS to re-
evaluate the use and occupancy fee at any time during the term of the
ROW permit, but at a minimum every 10 years, so that the American
taxpayer receives fair market value for the use and occupancy of the
Federal lands and waters subject to the ROW. Paragraph (d) states that
the use and occupancy fee will be re-evaluated during permit renewal
and when a subsequent ROW permit is issued for infrastructure that was
authorized under an expired ROW permit that was not renewed in a timely
manner.
Paragraph (e) updates the exemptions from paying a use and
occupancy fee. Exemptions are discretionary, and infrastructure must be
used exclusively for one or more of the qualifying criteria. This rule
largely maintains the exemptions in existing paragraph (c) of Sec.
14.26, but clarifies circumstances where exemptions may be available.
This rule removes the exemption for irrigation projects because it is
not a common use within System units. Similarly, this rule replaces
exemptions for non-profit and Rural Electrification Administration
projects with a discretionary exemption for projects that clearly
support the public interest and the mission and values of the System
unit.
Sec. 14.9 Resource Impact Considerations
------------------------------------------------------------------------
Final rule Existing regulation
------------------------------------------------------------------------
14.9 Resource impact considerations....... 14.6 In form of easement,
license, or permit.
14.9(b), (c), (e), and (g)
Terms and conditions.
------------------------------------------------------------------------
Existing regulations at Sec. 14.6 allow permittees to use
materials removed during construction elsewhere along the same ROW in
the construction of the same project. Existing regulations in Sec.
14.9 require ROW permittees to agree to specific terms and conditions
that prescriptively address mitigation for various types of impacts to
System unit resources during construction and maintenance operations.
Paragraph (b) addresses the disposition of vegetative and other
material cut, uprooted, or otherwise accumulated during construction
and maintenance. Paragraph (c) addresses soil and resource conservation
and protection
[[Page 96546]]
measures, such as weed control. Paragraph (e) addresses roads, fences,
and trails that are destroyed or injured from construction work.
Paragraph (g) addresses reimbursement for merchantable timber that is
cut, removed, or destroyed in the construction and maintenance of the
project.
Because potential mitigation actions will vary among System units,
and even within a System unit, based on the nature and scope of each
permitted activity, this rule replaces the special allowance in Sec.
14.6 and the prescriptive requirements referenced above for a new Sec.
14.9 that makes general statements about disposition, mitigation, and
compensation resulting from resource damage. This section states that
the NPS may direct the use and disposition of all disturbed resources
and may require a permittee to mitigate or compensate for impacts to
resources and lost uses from permitted activities. Although not stated
in this rule, compensation collected by the NPS may be retained under
54 U.S.C. 100724(a) and used for mitigation actions taken by the NPS on
behalf of the permittee.
Sec. 14.10 Terms and Conditions
------------------------------------------------------------------------
Final rule Existing regulation
------------------------------------------------------------------------
14.10 Terms and conditions................ 14.9 Terms and conditions.
14.31 Deviation from
approved right-of-way.
------------------------------------------------------------------------
Existing Sec. 14.9 contains a list of terms and conditions that
every permittee must agree to comply with in a ROW permit, except for
those that are waived by the Secretary in a particular case. Some of
the terms and conditions in this list are outdated or unnecessarily
specific and are therefore no longer necessary. For example, an
existing term and condition in paragraph (d) directs permittees to
prevent and suppress fires. This is no longer consistent with NPS
practice and policy regarding fire prevention and suppression.
This rule replaces existing Sec. 14.9 with new Sec. 14.10.
Paragraph (a) of Sec. 14.10 states that the ROW permit will authorize
specific operation and maintenance activities and that any such
activities not specifically authorized in the ROW permit will require
an additional written authorization or amended ROW permit. This is
necessary to allow the NPS to evaluate potential new impacts to System
unit resources, values, and visitors, including impacts to public
health and safety and the visitor experience. This statement is
consistent with Sec. 14.31 of the existing regulations, which requires
written approval for deviations. This rule replaces existing Sec.
14.31 with paragraph (a) of new Sec. 14.10 and with new Sec. 14.14
(Right-of-way permit amendment) discussed below.
Paragraph (b) of this section states that the NPS will issue a ROW
permit for a term that is consistent with applicable law and policy and
may be up to 50 years when determined appropriate by the NPS. Paragraph
(c) requires permittees to agree to a smaller set of minimum terms and
conditions in every approved ROW permit. Some of these terms and
conditions are similar to those in existing Sec. 14.9, but more
clearly reflect current NPS general practices and policies. Because the
NPS evaluates each request for a ROW permit on a case-by-case basis,
this rule allows the NPS to require additional terms and conditions, or
makes modifications to the terms and conditions in the regulation, that
could be used to address resource, management, or public health and
safety concerns that are specific to the particular project and System
unit.
Sec. 14.11 Special Use Permit for Construction
------------------------------------------------------------------------
Final rule Existing regulation
------------------------------------------------------------------------
14.11 Special use permit for construction. 14.29 Timely construction.
------------------------------------------------------------------------
Existing Sec. 14.29 requires permittees to complete construction
of infrastructure under a ROW permit in no more than five years or ten
years for good cause. This rule removes these requirements because they
are no longer meaningful to current NPS practice regarding the
construction of infrastructure operated and maintained under a ROW
permit. As noted in previous sections, a ROW permit authorizes the use
of Federal lands and waters and the operation and maintenance of
specific infrastructure within a System unit. Construction activities
have a shorter duration and have potential impacts to System unit
resources, values, public health and safety, and visitor experience
that are different than those posed by operation and maintenance.
Construction activities can include activities associated with the
addition, adjustment, exchange, or removal of infrastructure.
Construction of infrastructure is an integral step in and can occur at
different stages after a ROW permit is issued. For these reasons, the
NPS authorizes the construction of infrastructure under a separate
special use permit.
This rule creates a new Sec. 14.11 that addresses the application
process for obtaining a special use permit for construction. Paragraphs
(a) (c) requires a separate special use permit before a ROW permittee
initiates construction activities, requires the special use permit
applicant to use the current special use permit application form, and
requires the special use permit applicant to submit a complete
application to the NPS before the NPS will process the application.
Paragraph (d) states that the NPS will only issue a special use permit
for construction either simultaneously with the execution of a ROW
permit, or after a ROW permit has been executed. This will ensure that
the NPS permits construction activities only when the use of the lands
or waters is authorized and for infrastructure that has been separately
approved for operation and maintenance. Paragraph (e) identifies
information that must be submitted on an application for a special use
permit for construction, including construction drawings, an equipment
list, a construction schedule, maps, and a restoration plan (as
applicable). During the pre-application meeting and the initial
processing of the permit, the NPS may request additional information
from the applicant related to construction activities. The NPS cost
recovery authority 54 U.S.C. 103104 applies to special use permits for
construction and the NPS will recover costs consistent with NPS policy.
The NPS has issued special use permits for construction of
infrastructure that is part of a larger project occurring outside of
the System unit, and then the permittee has been unable to secure the
remaining permits and rights to complete the larger project. This has
resulted in unnecessary impacts to System unit resources. To help avoid
these outcomes, paragraph (f) allows the NPS to require an applicant
for a special use permit for construction to provide an affidavit
stating that all other required land rights, water rights, permits,
certifications, approvals, and authorizations necessary for a viable
project have been secured.
Sec. 14.12 Right-of-Way Permit Renewal
------------------------------------------------------------------------
Final rule Existing regulation
------------------------------------------------------------------------
14.12 Right-of-way permit renewal......... N/A.
------------------------------------------------------------------------
Section 14.12 of this rule establishes procedures that permittees
must follow prior to the expiration of an existing ROW permit to obtain
a new ROW permit in time for associated
[[Page 96547]]
infrastructure to remain where it is in the System unit. Paragraph (a)
explains that, in practice, a ROW permit renewal is actually the
issuance of a new, separate ROW permit that is approved before the
expiration of an existing ROW permit for the use of lands and waters,
and the operation and maintenance of the same infrastructure, and that
the new ROW permit may contain new terms and conditions, as applicable.
These new terms and conditions could change the use and occupancy fee
and requirements for financial assurance and liability insurance.
Paragraphs (b)(1) and (b)(2) encourage permittees to submit complete
applications for new ROW permits, following the procedures in Sec.
14.4, at least six months prior to the expiration of an existing ROW
permit in order to complete a timely renewal. Paragraph (b)(3) states
that the term of a ROW permit may only be re-established for a new and
continuous term through timely renewal. Paragraph (b)(4) states that
the decision to renew a ROW permit is at the discretion of the NPS.
Paragraph (c) clarifies that if a ROW permit expires prior to the
issuance of a renewal, the infrastructure that had been authorized
under the ROW permit will, upon expiration, be considered in trespass
under Sec. 14.15.
Sec. 14.13 Right-of-Way Permit Transfer
------------------------------------------------------------------------
Final rule Existing regulations
------------------------------------------------------------------------
14.13 Right-of-way permit transfer........ 14.36 Method of
filing.
14.37 Reimbursement
of costs.
------------------------------------------------------------------------
ROW permit transfers are necessary if a current permittee intends
to convey ownership or control of and responsibility for associated
infrastructure to a new entity. This rule replaces existing Sec. 14.36
with a new Sec. 14.13 that reflects current procedures used by the NPS
for the transfer of a ROW permit. The new section is substantively
similar to existing Sec. 14.36. Paragraph (a) explains when ROW permit
transfers are necessary. Paragraphs (b)(1) and (b)(2) require the
existing permittee to submit a written transfer request and the new
permittee to submit a notice of acceptance and agreement to comply with
the terms and conditions of the ROW permit, plus information that must
be submitted by the existing and new permittees. Paragraph (c)
clarifies that the existing permittee will remain responsible for
compliance with the terms and conditions of the ROW permit, including
all financial obligations, unless and until a transfer is approved in
writing by the NPS. This rule removes existing Sec. 14.37, which
requires a nonrefundable payment of $25 for all filings for permit
transfers as a form of cost recovery. The NPS no longer charges this
fee, which would not come close to offsetting the administrative costs
of transferring a permit, and instead charges a cost recovery fee
commensurate with actual administrative costs under 54 U.S.C. 103104.
Sec. 14.14 Right-of-Way Permit Amendment
------------------------------------------------------------------------
Final rule Existing regulation
------------------------------------------------------------------------
14.14 Right-of-way permit amendment....... 14.31 Deviation from
approved right-of-way.
------------------------------------------------------------------------
This rule establishes procedures for amending an existing ROW
permit in a new Sec. 14.14. Paragraph (a) allows a permittee to
request or the NPS to initiate an amendment to a ROW permit. This
paragraph also states that if the NPS initiates an amendment, it will
provide notice to the permittee. Paragraph (b) states that an amendment
could address infrastructure, location, access, operation and
maintenance activities, the use and occupancy fee, a new permittee as a
result of an approved transfer, or other terms and conditions.
Paragraphs (b)(1) and (b)(2) state that amendments to authorized uses,
including infrastructure, or to authorized locations will require the
permittee to submit some or all of the materials that are required for
new applications under Sec. 14.4, and if the amendments are
significant, the submission of a completely new application under Sec.
14.4. An example of a significant amendment would be a request to add
new infrastructure outside of the approved permitted area. These
provisions are consistent with existing Sec. 14.31, which requires an
amended application for substantial deviations, and would be replaced
by these new paragraphs of Sec. 14.14 and by new paragraph (a) of new
Sec. 14.9 (Terms and conditions) discussed above.
As explained above, Sec. 14.12 of this rule states that the full
term of a ROW permit can only be reset if the permit is renewed in a
timely manner. The NPS recognizes, however, that there may be barriers
that arise that prevent timely renewal. For this reason, paragraph (c)
of Sec. 14.14 allows the NPS to extend the term of an existing ROW
permit by amendment, for up to one year, if there is a reasonable delay
or ongoing good faith negotiations regarding the renewal of an expiring
ROW permit. Paragraph (d) requires the permittee to submit amendment
requests in writing with information necessary for the NPS to evaluate
the request. In paragraph (d)(7), this rule allows the NPS to require
additional informational necessary to properly evaluate a requested
amendment. Paragraph (e) states that decisions to approve amendments
are at the discretion of the NPS, and that any approved amendment is
deemed part of the original ROW permit.
Sec. 14.15 Right-of-Way Permit Suspension and Termination
------------------------------------------------------------------------
Final rule Existing regulations
------------------------------------------------------------------------
14.15 Right-of-way permit suspension and 14.30
termination. Nonconstruction,
abandonment or nonuse.
14.33 Order of
cancellation.
------------------------------------------------------------------------
Section 14.30 of the existing regulations allows the NPS to cancel
ROW permits for failure to construct within the period allowed and for
abandonment or nonuse. Section 14.33 of the existing regulations allows
the NPS to cancel ROW permits for any violation of the regulations or
permit terms and conditions. This rule replaces these provisions with a
new Sec. 14.15 that addresses termination of a ROW permit by either
the NPS or the permittee, suspension of a ROW permit by the NPS, and
for the first time in regulations creates an opportunity for permittees
to cure the cause of the suspension or termination. Paragraph (a)
states that at any time upon written notice provided to the permittee,
the NPS may suspend or terminate all or any part of the permit without
liability or expense to the United States. If the NPS intends to
suspend or terminate all or part of a ROW permit, paragraph (b) allows
the NPS to provide the permittee with an opportunity to cure the cause
of the suspension or termination prior to it taking effect. Paragraph
(c) lists the most common specific reasons for suspension and
termination of a ROW permit, and also states that the NPS may suspend
or terminate a ROW permit at its discretion. If a permittee seeks to
terminate a ROW permit, paragraph (d) requires the permittee to provide
written notice to the NPS and identify the desired date of termination.
Paragraph (e) states that, upon suspension, the permittee remains
responsible for fulfilling all obligations under the permit, including
payment of any use and occupancy fees and cost recovery due. Paragraph
(f) states that, upon termination, the permittee remains responsible
for fulfilling all permit obligations, including required payments,
restoration and reclamation
[[Page 96548]]
activities. The ongoing duties and responsibilities are meant to
protect the American taxpayer from incurring the permittee's
liabilities and financial responsibilities.
Sec. 14.16 Trespass
------------------------------------------------------------------------
Final rule Existing regulation
------------------------------------------------------------------------
14.16 Trespass............................ 14.8 Unauthorized occupancy.
------------------------------------------------------------------------
Section 14.8 of the existing regulations states that occupancy and
use of Federal lands without authority will result in prosecution and
liability for trespass. This rule replaces this section with more
comprehensive regulations about trespass in a new Sec. 14.16.
Paragraph (a) expressly prohibits any uses, activities, or
infrastructure not specifically authorized under a valid ROW permit or
other legal authorization and states that such uses are considered a
trespass against the United States. Paragraph (b) allows the NPS to
require an entity in trespass to immediately remove the infrastructure
and cease the uses or associated activities, and to pursue additional
legal remedies, penalties, and fees. Paragraph (c) allows the NPS to
continue to enforce the terms and conditions of an expired ROW permit,
including the collection of cost recovery and use and occupancy fees.
Paragraph (d) allows the NPS to require an entity to apply for a permit
that authorizes maintenance activities on infrastructure in trespass.
This permit would not cure the trespass and be considered only to
maintain the safety of the infrastructure, and to protect public health
and safety, visitor experience, or the resources and values of the
System unit.
Sec. 14.17 Penalties
------------------------------------------------------------------------
Final rule Existing regulation
------------------------------------------------------------------------
14.17 Penalties........................... N/A.
N/A....................................... 1.3 Penalties.
------------------------------------------------------------------------
This rule adds a new provision in Sec. 14.17 and makes a
corresponding revision to Sec. 1.3 so that a violation of any
regulation in part 14 or any term and conditions of a ROW permit may
result in criminal penalties provided under 18 U.S.C. 1865, including
fine, imprisonment, or both.
Sec. 14.18 Restoration and Reclamation
------------------------------------------------------------------------
Final rule Existing regulation
------------------------------------------------------------------------
14.18 Restoration and reclamation......... 14.38 Disposal of property
on termination of right-of-
way.
------------------------------------------------------------------------
Existing Sec. 14.38 gives permittees at least six months to remove
property and improvements from the ROW before they become the property
of the United States. This provision is replaced by subparagraph (c)(7)
of Sec. 14.10 of this rule, which requires as a standard term and
condition of each ROW permit that the permittee remove all
infrastructure from the permitted area within at least six months of
the expiration or termination of the ROW permit.
New Sec. 14.18 of this rule establishes procedures and
requirements for site restoration and reclamation in addition to those
included in the terms and conditions of a ROW permit. Paragraph (a)
requires the permittee, after the expiration or termination of the ROW
permit, to restore or reclaim the permitted area to NPS standards
directed and approved by the NPS. If the required reclamation and
restoration activities are not addressed in the approved ROW permit,
the NPS may require the permittee to apply for and obtain a separate
special use permit authorizing those activities, with appropriate terms
and conditions. The special use permit will establish a reasonable
schedule for completion of all reclamation and restoration activities
under the permit. If those activities are not completed within a
reasonable period of time, or according to the schedule established in
the special use permit, paragraph (b) makes the permittee liable to the
NPS for all costs associated with reclamation or restoration of the
permitted area undertaken by the NPS, or its contractor, to the
satisfaction of the NPS. Paragraph (b) also states that the permittee's
liability for such costs survives the expiration or termination of the
ROW permit.
Sec. 14.19 Severability
------------------------------------------------------------------------
Final rule Existing regulation
------------------------------------------------------------------------
14.19 Severability........................ N/A.
------------------------------------------------------------------------
The NPS intends the regulations in this rule to be severable. If
any portion of this final rule were to be stayed or invalidated by a
reviewing court, the remaining elements would continue to provide the
NPS with important and independently effective tools relating to the
administration of its ROW program. Hence, if a court prevents any
provision of this rule from taking effect, that should not affect the
other parts of the rule. The remaining provisions would remain in force
because they could still operate sensibly.
Compliance With Other Laws, Executive Orders and Department Policy
Regulatory Planning and Review (Executive Orders 12866 and 13563 and
14094)
Executive Order (E.O.) 14094 amends E.O. 12866 and reaffirms the
principles of E.O. 12866 and E.O 13563 and states that regulatory
analysis should facilitate agency efforts to develop regulations that
serve the public interest, advance statutory objectives, and are
consistent with E.O. 12866 and E.O. 13563. Regulatory analysis, as
practicable and appropriate, shall recognize distributive impacts and
equity, to the extent permitted by law. E.O. 13563 emphasizes further
that regulations must be based on the best available science and that
the rulemaking process must allow for public participation and an open
exchange of ideas. We developed this rule in a manner consistent with
these requirements.
E.O. 12866, as reaffirmed by E.O. 13563 and amended and reaffirmed
by E.O. 14094, provides that the Office of Information and Regulatory
Affairs (OIRA) in the Office of Management and Budget (OMB) will review
all significant rules. OIRA determined that this final rule is not
significant.
Regulatory Flexibility Act (5 U.S.C. 601 et seq.)
The Regulatory Flexibility Act (RFA) (5 U.S.C. 601 et seq.)
generally requires that Federal agencies prepare a regulatory
flexibility analysis for rules subject to the notice-and-comment
rulemaking requirements under the Administrative Procedure Act (5
U.S.C. 500 et seq.), if the rule would have a significant economic
impact, whether detrimental or beneficial, on a substantial number of
small entities. See 5 U.S.C. 601-612. Congress enacted the RFA to
ensure that government regulations do not unnecessarily or
disproportionately burden small entities. Small entities include small
businesses, small governmental jurisdictions, and small not-for-profit
enterprises.
This rule will benefit small businesses by streamlining NPS
regulations for permitting ROWs and thereby reducing the amount of time
that NPS requires to issue many ROW permits. This rule suggests
optional pre-application meetings to provide small businesses with
information early in the process about the NPS's estimated time and
cost to evaluate and process a ROW permit application, increasing
regulatory certainty. The NPS reviewed the Small Business Size
standards for the affected
[[Page 96549]]
industries and determined that a large share of the entities in the
affected industries are small businesses as defined by the Small
Business Act. The NPS believes, however, that the impact on the small
entities is not significant because this rule will impact a small
number of small entities, and those effects would not be economically
significant. In summary, the NPS has considered whether this rule will
result in a significant economic impact on a substantial number of
small entities. The NPS certifies that this rule will not have a
significant economic impact on a substantial number of small business
entities. Therefore, a regulatory flexibility analysis is not required.
Congressional Review Act
This rule is not a major rule under 5 U.S.C. 804(2). This rule:
(a) Does not have an annual effect on the economy of $100 million
or more.
(b) Will not cause a major increase in costs or prices for
consumers, individual industries, Federal, State, or local government
agencies, or geographic regions.
(c) Does not have significant adverse effects on competition,
employment, investment, productivity, innovation, or the ability of
U.S.-based enterprises to compete with foreign-based enterprises.
Unfunded Mandates Reform Act (2 U.S.C. 1501 et seq.)
This rule will not impose an unfunded mandate on Tribal, State, or
local governments or the private sector of more than $100 million per
year. This rule does not have a significant or unique effect on Tribal,
State, or local governments or the private sector. It addresses public
use of national park lands and imposes no requirements on other
agencies or governments. A statement containing the information
required by the Unfunded Mandates Reform Act (2 U.S.C. 1531 et seq.) is
not required.
Takings (Executive Order 12630)
This rule will not effect a taking of private property or otherwise
have takings implications under Executive Order 12630. A takings
implication assessment is not required.
Federalism (Executive Order 13132)
Under the criteria in section 1 of Executive Order 13132, this rule
does not have sufficient federalism implications to warrant the
preparation of a federalism summary impact statement. This rule only
affects the use of federally-administered lands and waters. It has no
outside effects on other areas. This rule affects the NPS's
administration of the ROW Program and has no substantial, direct
effects on the States, on the relationships between the Federal
Government and the States, or on the distribution of power and
responsibilities among the various levels of government. A federalism
summary impact statement is not required.
Civil Justice Reform (Executive Order 12988)
This rule complies with the requirements of Executive Order 12988.
This rule:
(a) Meets the criteria of section 3(a) requiring that all
regulations be reviewed to eliminate errors and ambiguity and be
written to minimize litigation; and
(b) Meets the criteria of section 3(b)(2) requiring that all
regulations be written in clear language and contain clear legal
standards.
Consultation With Indian Tribes and ANCSA Corporations (Executive Order
13175 and Department Policy)
The DOI strives to strengthen its government-to-government
relationship with Indian Tribes through a commitment to consultation
with Indian Tribes and recognition of their right to self-governance
and Tribal sovereignty. The NPS has evaluated this rule under the
criteria in Executive Order 13175 and under the DOI's Tribal
consultation policy and has determined that tribal consultation is not
required because this rule will not have a substantial direct effect on
federally recognized Indian Tribes. This rule has no impact on Tribal
lands, as it applies only to ROW permits issued by the NPS for the use
and occupancy of lands and waters, and interests in lands and waters,
administered by the NPS within System units. Indian tribes have
jurisdiction over their own lands, subject to the Secretary's trust
responsibility. There will be opportunities for consultation with
Tribes on individual ROW permitting decisions. Paragraph (a)(1) of
Sec. 14.5 of this rule states that the NPS will issue a ROW permit
only if the proposed operation and maintenance of infrastructure are
consistent with applicable laws and policies, including statutes
governing administration of the National Park System, regulations, and
NPS planning documents. This evaluation will include consideration of
whether issuing the ROW permit would cause a significant impact to one
or more Tribes and, if so, the NPS will consult with potentially
affected Tribes prior to issuing the permit under Executive Order
13175.
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.)
This rule does not contain any new collections of information that
require approval by the Office of Management and Budget (OMB) under the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). OMB has
previously approved the information collection requirements associated
with the NPS's use of Common Form SF-299 and assigned OMB Control
Number 0596-0249 (expires 1/31/2027); and the currently approved NPS
form 10-930, assigned OMB Control Number 1024-0026 (expires 7/31/27).
You may view the information collection request(s) at https://www.reginfo.gov/public/do/PRAMain. An agency may not conduct or
sponsor, and a person is not required to respond to, a collection of
information unless it displays a currently valid OMB control number.
National Environmental Policy Act of 1969 (NEPA; 42 U.S.C. 4321 et
seq.)
This rule does not constitute a major federal action significantly
affecting the quality of the human environment. A detailed statement
under NEPA is not required because this rule is covered by a
categorical exclusion. This rule is covered by the categorical
exclusion in Section 3.2.H of the NPS NEPA Handbook (2015), which
allows for the following to be categorically excluded: ``policies,
directives, regulations, and guidelines that are of an administrative,
financial, legal, technical, or procedural nature, or whose
environmental effects are too broad, speculative, or conjectural to
lend themselves to meaningful analysis and will later be subject to the
NEPA process, either collectively or case-by-case.'' The NPS has
determined that this rule does not involve any of the extraordinary
circumstances listed in 43 CFR 46.215 that would require further
analysis under NEPA.
Alternatively, NPS NEPA Handbook Section 3.3.A.8 allows for the
following to be categorically excluded: ``Modifications or revisions to
existing regulations or the promulgation of new regulations for NPS-
administered areas, provided the modifications, revisions, or new
regulations do not:
a. Increase public use to the extent of compromising the nature and
character of the area or causing physical damage to it,
b. Introduce noncompatible uses that might compromise the nature
and characteristics of the area or cause physical damage to it,
c. Conflict with adjacent ownerships or land uses, or
d. Cause a nuisance to adjacent owners or occupants.''
[[Page 96550]]
Effects on the Energy Supply (Executive Order 13211)
Executive Order 13211 (Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use) requires
agencies to prepare statements of energy effects when undertaking
certain actions. This rule will not significantly affect energy
supplies, distribution, or use. Moreover, this rule is not a
significant regulatory action as determined by OIRA, and the OIRA
administrator has not designated this rule as a significant energy
action. Therefore, this action is not a significant energy action, and
no statement of energy effects is required.
List of Subjects
36 CFR Part 1
National parks, Penalties, Reporting and recordkeeping
requirements, and Signs and symbols.
36 CFR Part 14
Electric power, Highways and roads, Public lands-rights-of-way.
In consideration of the foregoing, the National Park Service amends
36 CFR parts 1 and 14, as set forth below:
PART 1--GENERAL PROVISIONS
The authority citation for part 1 continues to read as follows:
0
1. Authority: 54 U.S.C. 100101, 100751, 320102.
Sec. 1.2 [Amended]
0
2. In Sec. 1.2(b) and (d), remove the word ``and'' after ``part 7,''
and add the phrase ``, and part 14'' after ``part 13''.
Sec. 1.3 [Amended]
0
3. In Sec. 1.3(a), remove the phrase ``parts 12 and 13 of this
chapter'' and add in its place the phrase ``parts 12, 13, and 14 of
this chapter''.
0
4. Revise part 14 to read as follows:
PART 14--RIGHTS-OF-WAY
Sec.
14.1 Purpose and scope.
14.2 Definitions for this part.
14.3 Pre-application meeting.
14.4 Right-of-way permit application.
14.5 Review of a complete right-of-way permit application.
14.6 Application withdrawal.
14.7 Cost recovery.
14.8 Use and occupancy fee.
14.9 Resource impact considerations.
14.10 Terms and conditions.
14.11 Special use permit for construction.
14.12 Right-of-way permit renewal.
14.13 Right-of-way permit transfer.
14.14 Right-of-way permit amendment.
14.15 Right-of-way permit suspension and termination.
14.16 Trespass.
14.17 Penalties.
14.18 Restoration and reclamation.
14.19 Severability.
Authority: 54 U.S.C. 100902; 54 U.S.C. 100751; 54 U.S.C.
103104; 31 U.S.C. 9701
Sec. 14.1 Purpose and scope.
(a) Consistent with applicable Federal law, the regulations in this
part establish procedures an entity must follow when applying for a
right-of-way permit and provisions under which the NPS may authorize a
right-of-way permit within a National Park System unit, under
applicable current or future statutory authority, whether the statutory
authority is System-wide or specific to a System unit.
(b) The regulations in this part ensure that use of lands and
waters, and the operation and maintenance of infrastructure under a
right-of-way permit will:
(1) Comply with all applicable statutory authorities, including the
NPS Organic Act (54 U.S.C. 100101 et seq.);
(2) Protect lands, waters, and resources of the National Park
System; and
(3) Protect visitor uses and experiences within the National Park
System, as well as promote the health and safety of the public and NPS
employees and volunteers.
Sec. 14.2 Definitions for this part.
Applicant means an entity that has submitted an application for a
right-of-way permit or an application for a special use permit for
construction.
Co-location means the placement of infrastructure on or in
authorized infrastructure owned or controlled by another or within an
area authorized for use by another.
Entity means a party including, but not limited to, Federal, State,
and local governments, Tribes, citizens, and organizations of the
United States, including corporations, associations, partnerships, and
non-profit organizations.
Infrastructure means public utilities and power and communications
facilities, as described in 54 U.S.C. 100902, and any other equipment,
facility, installation or use that the NPS may authorize under a right-
of-way permit.
Operation and maintenance means the use of infrastructure for
purposes specifically authorized in a right-of-way permit, including
means of access and actions associated with its service on a routine
and on-going basis to ensure good order, safe conditions, and timely
repair.
Permitted area means the land or water mapped, described, and
authorized for use of lands and waters, and operation and maintenance
in a right-of-way permit or for construction in a special use permit
for construction, and may include routes and means of access.
Permittee means an entity that holds a current, fully executed
right-of-way permit or a special use permit for construction.
Right-of-way permit means a discretionary and revocable special use
permit issued by the NPS to authorize the use of lands and waters, and
operation and maintenance. A right-of-way permit does not grant,
convey, or imply transfer of title to any interest in, including a
leasehold or easement interest in, the lands or waters authorized for
use.
Special use permit for construction means a discretionary and
revocable special use permit issued by the NPS to authorize the
construction of infrastructure, or construction activities associated
with infrastructure, within the National Park System. A special use
permit for construction does not grant, convey, or imply transfer of
title to any interest in, including a leasehold or easement interest
in, the lands or waters authorized for use.
Sec. 14.3 Pre-application meeting.
Prior to submitting an application for a right-of-way permit, the
potential applicant should contact the superintendent of the System
unit that would be affected by the project to schedule a pre-
application meeting to discuss the project and the permitting process
along with applicable law and policy. Through a pre-application
meeting, the NPS may inform the potential applicant about documentation
needed to make an application complete, and provide the potential
applicant with an expected timeline and potential costs the NPS will
incur to review and process the application.
Sec. 14.4 Right-of-way permit application.
(a) Complete application requirement. The NPS will not begin
processing a right-of-way permit application until it has determined
the applicant has complied with the requirements in this part,
including the submission of all required information. Making this
determination does not guarantee the NPS will issue a right-of-way
permit.
(b) Application form. (1) To request a right-of-way permit,
applicants must submit a complete Standard Form 299, Application for
Transportation, Utility Systems, Telecommunications and Facilities on
Federal Lands and Property (SF-299), or the applicable common
[[Page 96551]]
form approved by the General Services Administration at the time of the
application, including all materials required in the SF-299 and this
part, to the superintendent of the System unit. If materials required
in this part were previously filed with the superintendent for the
issuance of another right-of-way permit for the same System unit, the
NPS may decide the applicant is not required to resubmit these
materials, provided the previous date of filing, place of filing, and
existing right-of-way permit number are included in the new
application.
(2) The SF-299 must be signed by the applicant or applicant's
authorized representative.
(3) The applicant must submit the application charge pursuant to
Sec. 14.7 of this part.
(c) Applicant documentation. Only citizens, corporations,
partnerships, and associations of the United States are eligible to
apply for a right-of-way permit.
(1) Corporations. An application by a corporation must include:
(i) A copy of its charter or articles of incorporation, duly
certified by the proper official of the State where the corporation was
organized.
(ii) A copy of the law under which the corporation was formed and
proof of organization and good standing under the same.
(iii) If a corporation is operating in a State other than its State
of incorporation, a certificate of good standing from the proper
official of the State where it is operating that it has complied with
the laws of that State governing foreign corporations operating in such
State.
(iv) An affidavit from the appropriate individual at the
corporation certifying:
(A) The corporation's ability to do business in the State or States
where the affected park area is located;
(B) The corporation's ability to file an application for the stated
purpose; and
(C) The ability of the individual filing the application to bind
and sign for the corporation for purposes of the application.
(2) Partnerships, limited liability companies, and similar
entities. An application by an association of individuals with legal
standing must be accompanied by:
(i) A certified copy of articles of association or other current
governing documents, if any, indicating appropriate signature authority
and authority to file the application. If these articles or documents
do not exist, all members must sign the application.
(ii) Evidence of U.S. citizenship for each individual member of the
association.
(3) Individuals. An application by an individual must be
accompanied by evidence of U.S. citizenship.
(d) Maps. (1) Applicants must provide a map that meets current NPS
mapping standards, showing at a minimum:
(i) The area proposed to be included in the right-of-way permit,
including the placement of proposed infrastructure; and
(ii) Proposed access points and routes (including uses of existing
roads), and other areas associated with the right-of-way permit.
(2) The NPS may require an official land survey, legal description,
and digital information.
(e) Water Rights. Unless otherwise required by Federal law,
applications requesting authorization to operate and maintain
infrastructure to support the storage, diversion, conveyance, or use of
water, must include proof of the applicant's valid water right from the
appropriate State official or State law.
(f) Access. (1) The applicant must include a description of
proposed access routes and means of access.
(2) Access routes and means of access will be limited to existing
roads, or existing or NPS-approved routes, trails, or access points.
(3) Unless otherwise provided by law, the NPS will not authorize
new roads by a right-of-way permit.
(4) No right of access is granted under a right-of-way permit.
Access routes and means of access identified in a right-of-way permit
are revocable at the discretion of the NPS.
(g) Co-location. (1) The applicant must design infrastructure to
accommodate co-location to the greatest extent possible after
consideration of potential impacts to park area resources, values,
public health and safety, and visitor experience.
(2) Before proposing a new or undisturbed location for
infrastructure, the applicant must demonstrate that they have evaluated
all options for co-location with existing infrastructure.
(3) Each entity seeking to co-locate will be required to have a
separate right-of-way permit.
(h) Financial assurance and liability insurance. As appropriate to
the proposed project, the NPS may require proof of acceptable financial
assurance and liability insurance.
(i) Additional Information. The NPS may require in writing that
applicants submit additional information before an application is
considered complete.
Sec. 14.5 Review of a complete right-of-way permit application.
(a) Standards of review. (1) The NPS will issue a right-of-way
permit only if the proposed use of lands and waters, and operation and
maintenance are not incompatible with the public interest and
consistent with applicable laws and policies, including statutes
governing administration of the National Park System, regulations, and
NPS planning documents.
(2) Except where Federal law provides otherwise, the NPS will issue
a right-of-way permit only if the applicant has demonstrated that there
is no practicable alternative to locating the infrastructure within the
National Park System.
(b) Managerial findings. After completing review of an application,
the NPS will notify the applicant in writing that the right-of-way
permit is:
(1) Conditionally approved; or
(2) Denied, with an explanation.
(c) Execution of right-of-way permits. The applicant must sign a
conditionally approved right-of-way permit prior to execution by the
NPS. No right-of-way permit is valid until it has been executed by the
NPS.
(d) Behavior and conduct. At any time during the application
process for a right-of-way permit, the NPS may, in its discretion,
suspend or end the application process if the applicant:
(1) Is delinquent in paying any cost recovery, use and occupancy
fees, or other debts to the Federal Government;
(2) Has an unresolved criminal or civil violation with the Federal
Government;
(3) Has been notified that they are liable for damages under the
System Unit Resource Protection Act (SURPA), 54 U.S.C. 100721-100725,
for injuries to park area resources, or have not resolved or fully paid
response costs and damages under SURPA; or
(4) Has caused unpermitted resource damage, impacts to visitors,
management problems, or the applicant has violated the terms and
conditions of any permit issued by a Federal agency, including the NPS.
Sec. 14.6 Application withdrawal.
(a) An applicant may withdraw an application at any time during the
permitting process.
(b) If at any time during the permitting process an applicant does
not respond to a written communication from the NPS within 90 days, the
NPS may presume that the application has been withdrawn without further
notice to the applicant.
(c) When an application is withdrawn or presumed withdrawn, the
permitting
[[Page 96552]]
process is terminated and the applicant must resubmit a new application
pursuant to Sec. 14.4 of this part.
Sec. 14.7 Cost recovery.
(a) The NPS will recover all costs from applicants and permittees
pursuant to 54 U.S.C. 103104, according to NPS cost recovery policy,
even in the case of withdrawn or denied applications, and suspended or
terminated right-of-way permits. In addition to the application charge
referred to in paragraph (b) of this section, the NPS may recover other
actual costs incurred in processing an application for a right-of-way
permit or special use permit for construction, including, but not
limited to, costs incurred from completion of required compliance and
reviews, appraisal or valuation related costs, and costs incurred from
monitoring or managing permittee activities during the term of a
permit.
(b) An applicant must pay an application charge with each
application for a right-of-way permit unless this charge is waived by
the NPS pursuant to NPS cost recovery policy. The application charge
will include costs incurred by the NPS for review of the application to
determine if it is complete. At its discretion, the NPS also may
include costs incurred for initial discussions (including pre-
application meetings) in the application charge.
(1) The minimum application charge for a right-of-way permit is the
cost of two hours of the System unit permit coordinator's time, plus
one hour of their supervisor's time, including overhead costs.
(2) If the System unit permit coordinator is the superintendent,
then the minimum application charge is the cost of two hours of the
superintendent's time, including overhead costs.
(3) The application charge addresses the costs incurred by the NPS
in initially discussing and reviewing an application for completeness
and does not constitute all of the costs that the NPS may recover.
Sec. 14.8 Use and occupancy fee.
(a) Every permittee must pay a use and occupancy fee to the NPS for
the use and occupancy of federally owned lands and waters within the
National Park System, except as provided in paragraph (e) of this
section.
(b) The use and occupancy fee will be the fair market value of the
use and occupancy of federally owned lands and waters under the right-
of-way permit.
(1) The NPS may adopt any method approved by the Department of the
Interior to determine the use and occupancy fee.
(2) Costs for administration of the right-of-way program will be
collected by the NPS in accordance with OMB Circular A-25 at the
current indirect cost rate and will be retained as cost recovery under
54 U.S.C. 103104 out of the use and occupancy fees collected on right-
of-way permits issued.
(3) If a permittee's infrastructure is for both exempt and non-
exempt uses or users, as provided in paragraphs (e)(1) through (4) of
this section, only those discrete portions that serve exempt uses or
users may be eligible for exemption from the use and occupancy fee.
(c) The use and occupancy fee may be re-evaluated at any time
during the term of a right-of-way permit at the discretion of the NPS,
but at a minimum will be re-evaluated every 10 years.
(d) The use and occupancy fee will be re-evaluated when a right-of-
way permit is renewed under Sec. 14.12 of this part and when a
subsequent right-of-way permit is issued for infrastructure that was
authorized under an expired right-of-way permit that was not renewed in
a timely manner.
(e) A permittee may be exempt from paying a use and occupancy fee
if their infrastructure is exclusively:
(1) Used by a Federal Government agency, including the NPS;
(2) Serving the purposes of an authorized use and occupancy for
which the NPS is already receiving compensation that was determined in
consideration of services provided by the permittee;
(3) Operated or used by a Tribal, State, or local government for a
direct non-commercial use; or
(4) For a project that is clearly in the public interest and
consistent with the purposes and values of the park area.
Sec. 14.9 Resource impact considerations.
The NPS may direct the use and disposition of resources disturbed
under a right-of-way permit. The permittee may be required to mitigate
or compensate for permitted impacts to NPS resources and lost uses.
Sec. 14.10 Terms and conditions.
(a) A right-of-way permit will authorize the permittee to conduct
specific operation and maintenance. Operation and maintenance not
specifically authorized in the right-of-way permit requires written
authorization or an amended right-of-way permit.
(b) The NPS will issue a right-of-way permit for a term that is
consistent with applicable law and policy and may be up to 50 years
when determined appropriate by the NPS.
(c) A permittee, by accepting a right-of-way permit, agrees and
consents to comply with and be bound by the following terms and
conditions, and any additional terms and conditions or modifications
that may be required by the NPS in a right-of-way permit:
(1) To comply with all applicable laws and policies, including NPS
regulations and planning documents.
(2) To ensure that all of its employees, agents, officers,
contractors, and subcontractors comply with all of the terms and
conditions of the right-of-way permit and requirements of this part.
(3) To pay the United States the full value of all damage to the
lands, waters, or other property of the United States caused by
permittee or permittee's employees, agents, officers, contractors, and
subcontractors, and to indemnify the United States against any
liability for damages to life, person, or property arising from
operation and maintenance; except that where a right-of-way permit is
issued to a State or other government agency whose power to assume
liability by agreement is limited by law, such State or agency shall
indemnify the United States as provided above to the extent allowed by
law.
(4) That the exercise of authorized activities under a right-of-way
permit will not unduly interfere with the management, administration,
or disposal by the United States of any land, waters, structures, or
interests in land or waters affected thereby. The permittee must agree
and consent to the use and occupancy by the United States, its
grantees, permittees, licensees, invitees, and lessees of any part of
the permitted area not actually occupied for the purpose of the right-
of-way permit to the extent that such use does not materially interfere
with the full and safe utilization thereof by the permittee.
(5) That except as expressly authorized by the right-of-way permit
or subsequently approved in writing by the NPS, the permittee may not
move, remove, alter, damage, or destroy any park area resources,
including vegetation, within the permitted area or other areas of the
System unit. As directed by the NPS, the permittee must take all
reasonable measures to avoid or minimize damage to park area resources.
The NPS may require mitigation or compensation for permitted impacts to
System unit resources authorized under this permit. The NPS may also
direct the use and disposition of the disturbed resources.
(6) That the NPS will have a right of access at any time to the
permitted area.
(7) That, unless an extension is granted in writing by the NPS,
within 6 months after the expiration or
[[Page 96553]]
termination of the right-of-way permit, the permittee will have
completed removal of all infrastructure from the permitted area, as
well as restoration and reclamation of the permitted area, to NPS
standards directed and approved by the NPS. Any infrastructure not
removed within that time will be deemed abandoned and will be disposed
of in accordance with applicable Federal law, and the permittee will be
liable for all costs incurred by the NPS that are associated with
removing and disposing of such infrastructure, as well as with
restoration and reclamation of the permitted area, to the satisfaction
of the NPS. This obligation will survive the termination or expiration
of a right-of-way permit.
(8) That the right-of-way permit terms and conditions, use and
occupancy fee, and other stipulations and provisions may be modified
during a right-of-way permit transfer, amendment, or renewal process.
Sec. 14.11 Special use permit for construction.
(a) Permit requirement. Applicants must apply for and obtain a
separate special use permit for construction prior to beginning
construction associated with a right-of-way permit.
(b) Application form. The applicant must use the currently approved
application form for a special use permit.
(c) Complete application. The NPS will not begin processing an
application for a special use permit for construction until the NPS has
reviewed the application and determined that it is complete.
(d) Associated right-of-way permit. The NPS will only issue a
special use permit for construction simultaneously or after it issues
an associated right-of-way permit.
(e) Application information. (1) The applicant must include all of
the information required by the currently approved special use permit
application form. This information must include, at a minimum, the
following information:
(i) Description of proposed activity.
(ii) Requested location.
(iii) Proposed schedule, including proposed start and end dates,
and interim activities.
(iv) List of equipment.
(2) The applicant is encouraged to attach additional pages with
information useful in evaluating the permit request, including:
(i) Construction drawings.
(ii) A map showing areas for construction activities, including
staging areas and access routes.
(iii) A construction area restoration plan, as applicable.
(3) The NPS may require additional information by written request.
(f) Affidavit. Prior to issuing a special use permit for
construction, the NPS may require the applicant to provide an affidavit
stating that all other required land rights, water rights, permits,
certifications, approvals, and authorizations necessary for a viable
project have been secured.
Sec. 14.12 Right-of-way permit renewal.
(a) Right-of-way permit renewal means the issuance of a new,
separate, consecutive right-of-way permit, in response to a timely
right-of-way permit application, for a new term and with new terms and
conditions, as applicable.
(b) A permittee must submit a new, complete right-of-way permit
application to continue use of lands and waters, and operation and
maintenance of infrastructure beyond the term of a current right-of-way
permit, unless the current right-of-way permit is extended under Sec.
14.14(c) of this part.
(1) Permittees are encouraged to submit a timely, complete
application at least six months prior to expiration of their current
right-of-way permit.
(2) Renewal applications must meet the criteria in Sec. 14.4 of
this part.
(3) The term of a right-of-way permit may only be reset for a new
and continuous term by renewal.
(4) The decision to renew a right-of-way permit is at the
discretion of the NPS.
(c) If a right-of-way permit expires prior to issuance of a
renewal, the infrastructure that had been authorized under the right-
of-way permit will, upon expiration, be considered in trespass under
Sec. 14.16 of this part.
Sec. 14.13 Right-of-way permit transfer.
(a) Right-of-way permit transfers are necessary when a current
permittee intends to convey ownership or control of and responsibility
for the use and lands and waters, and operation and maintenance to a
new entity.
(b) The NPS will not consider a transfer request until both of the
following have occurred:
(1) The current permittee has provided a written request to the NPS
that is signed by a representative legally authorized to bind the
permittee, that contains the permit number and a statement clearly
describing the reason for the requested transfer.
(2) The new entity has provided the NPS with written notice of its
acceptance of and agreement to comply with the terms and conditions of
the existing right-of-way permit. The written notice must be signed by
a representative legally authorized to bind the new entity, and must
contain the following information:
(i) Name of the entity;
(ii) Address and phone number of the entity;
(iii) Name, title, and contact information of the representative of
the entity assuming responsibility for the right-of-way permit;
(iv) Statement affirming that the existing permitted uses,
permitted areas, and purposes specified in the right-of-way permit
remain the same;
(v) Proof of acceptable financial assurance and liability
insurance, if required as a condition of the right-of-way permit, or
requested as a modification by the NPS;
(vi) Proof of eligibility and suitability to hold a right-of-way
permit as required by Sec. 14.4 and Sec. 14.5 of this part; and
(vii) Any additional information that the NPS may require by
written request.
(c) The decision to approve a transfer is at the discretion of the
NPS. A right-of-way permit transfer will be documented as an amendment
to the existing right-of-way permit and will be reviewed and executed
using the procedures that apply to the review and execution of right-
of-way permits in paragraphs (a)-(d) in Sec. 14.5 of this part.
(d) Unless and until a transfer is approved in writing by the NPS,
the current permittee named on the right-of-way permit will remain
responsible for compliance with the terms and conditions of the right-
of-way permit, including all financial obligations.
Sec. 14.14 Right-of-way permit amendment.
(a) A permittee may request or the NPS may initiate an amendment to
a right-of-way permit. If the NPS initiates an amendment, it will
provide notice to the permittee.
(b) An amendment to an existing right-of-way permit may address
operation and maintenance, the use and occupancy fee, a new permittee
as a result of an approved transfer, or other terms and conditions.
(1) If a permittee requests an amendment to a right-of-way permit
that would modify, change, or add to the authorized uses or locations,
then the NPS may require the permittee to include some or all of the
materials required under Sec. 14.4.
(2) If modifications, changes, or additions to the authorized uses
or locations proposed by the permittee are deemed significant by the
NPS, then the NPS may require the permittee to submit a complete right-
of-way permit application requesting a new right-of-way permit.
[[Page 96554]]
(c) An amendment may not alter the term of a right-of-way permit,
except for a single extension of up to one year to prevent expiration
of the right-of-way permit when there is a reasonable delay or ongoing
good faith negotiations regarding renewal of an expiring right-of-way
permit.
(d) Requests by the permittee for an amendment to a right-of-way
permit must be in writing, signed by a representative legally
authorized to bind the permittee, and must contain the following
information:
(1) Right-of-way permit number;
(2) Permittee name;
(3) System unit name;
(4) Description of the activities and infrastructure authorized by
the right-of-way permit;
(5) Description of the proposed amendment;
(6) Description of the purpose or justification for the requested
amendment; and
(7) Other information required by the NPS.
(e) The decision to approve an amendment is at the discretion of
the NPS. Amendments will be reviewed and executed using the procedures
that apply to the review and execution of right-of-way permits in
paragraphs (a) through (c) in Sec. 14.5. An approved amendment is
deemed to be a part of the original right-of-way permit.
Sec. 14.15 Right-of-way permit suspension and termination.
(a) At any time during the term of a right-of-way permit and upon
written notice provided to the permittee, the NPS may suspend or
terminate all or any part of the right-of-way permit without liability
or expense to the United States.
(b) If the NPS intends to suspend or terminate all or part of a
right-of-way permit, the permittee may be provided an opportunity to
cure the cause prior to commencement of the suspension or termination.
(c) Reasons for suspension or termination include, but are not
limited to:
(1) Visitor and resource protection concerns;
(2) Failure to comply with right-of-way permit terms and
conditions;
(3) Failure to comply with any provision of this part; or
(4) Abandonment or nonuse.
(d) A permittee may terminate a right-of-way permit by providing a
written notice of termination to the NPS that is signed by the
permittee's authorized representative and identifies the desired date
of termination.
(e) Upon suspension, the permittee remains responsible for
fulfilling all obligations under the permit, including payment of any
use and occupancy fees and cost recovery due.
(f) Upon termination, the permittee will remain responsible for
fulfilling all obligations under the permit, including:
(1) Payment of any use and occupancy fees and any cost recovery
due;
(2) Restoration and reclamation of the permitted area; and
(3) Any other terms and conditions that survive the termination of
the right-of-way permit.
Sec. 14.16 Trespass.
(a) Any uses, activities, or infrastructure not specifically
authorized under a valid right-of-way permit or other legal
authorization are prohibited and considered a trespass against the
United States.
(b) The NPS may require an entity in trespass to immediately remove
any of its infrastructure in trespass or cease the uses or associated
activities and may pursue any additional legal remedy, penalty, or fees
available.
(c) The NPS may continue to enforce the terms and conditions of an
expired right-of-way permit, including collection of cost recovery and
use and occupancy fees. An entity with an expired right-of-way permit
has no authorization for continued use of lands and waters, and
operation and maintenance, and those uses and associated infrastructure
are considered a trespass.
(d) The NPS may require an entity to apply for a permit to
authorize maintenance activities on infrastructure considered in
trespass. Any permit issued for maintenance will not authorize the
presence of the infrastructure. A maintenance permit will be considered
only for activities that are required to maintain the safety of the
infrastructure, and to protect public health and safety, visitor
experience, or the resources and values of the park area.
Sec. 14.17 Penalties.
Violation of any section of this part, including any term and
condition of a right-of-way permit, may result in fine or imprisonment,
or both, in accordance with 36 CFR 1.3.
Sec. 14.18 Restoration and reclamation.
(a) After expiration or termination of the right-of-way permit, the
permittee must restore or reclaim the permitted area to standards
directed and approved by the NPS.
(b) If restoration or reclamation is not completed within a
reasonable time or in accordance with a schedule established in a
special use permit for the restoration and reclamation activities, the
permittee will be liable to the NPS for all costs of restoring and
reclaiming the permitted area undertaken by the NPS, or its contractor,
to the satisfaction of the NPS. This obligation will survive the
termination or expiration of a right-of-way permit.
Sec. 14.19 Severability.
If a court holds any provisions of the regulations in this part or
their applicability to any person or circumstances invalid, the
remainder of these rules and their applicability to other people or
circumstances will not be affected.
Shannon A. Estenoz,
Assistant Secretary for Fish and Wildlife and Parks.
[FR Doc. 2024-28348 Filed 12-4-24; 8:45 am]
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