Environmental Defense Fund, et al.; Response to Objections and Requests for a Public Hearing, 86290-86305 [2024-25120]
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86290
Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Proposed Rules
CONSUMER PRODUCT SAFETY
COMMISSION
16 CFR Part 1421
[Docket No. CPSC–2021–0014]
Notice of Availability and Request for
Comment: Data Regarding Debris
Penetration Hazards for Recreational
Off-Highway Vehicles and Utility Task/
Terrain Vehicles; Extension of
Comment Period
Consumer Product Safety
Commission.
ACTION: Proposed rule; extension of
comment period.
AGENCY:
The U.S. Consumer Product
Safety Commission (Commission or
CPSC) published a notice of proposed
rulemaking (NPR) in July 2022 to
address debris penetration hazards for
recreational off-highway vehicles
(ROVs) and utility task/terrain vehicles
(UTVs). On October 4, 2024, the
Commission published a notice of
availability and request for comment
(NOA) to announce the availability of,
and to seek comments on, details about
incident data relevant to the NPR. The
NOA invited the public to submit
written comments during a 30-day
comment period ending on November 4,
2024. In response to a request for an
extension of the NOA comment period,
the Commission is extending the
comment period to December 4, 2024.
DATES: The comment period for the
proposed rule published on October 4,
2024, at 89 FR 80831, is extended.
Submit comments by December 4, 2024.
ADDRESSES: Submit comments,
identified by Docket No. CPSC–2021–
0014, by any of the following methods:
Electronic Submissions: Submit
electronic comments to the Federal
eRulemaking Portal at: https://
www.regulations.gov. Follow the
instructions for submitting comments.
CPSC does not accept comments
submitted by email, except as described
below. CPSC encourages you to submit
electronic comments by using the
Federal eRulemaking Portal.
Mail/Hand Delivery/Courier Written
Submissions: Submit comments by
mail/hand delivery/courier to: Office of
the Secretary, U.S. Consumer Product
Safety Commission, 4330 East West
Highway, Bethesda, MD 20814;
telephone: (301) 504–7479. If you wish
to submit confidential business
information, trade secret information, or
other sensitive or protected information
that you do not want to be available to
the public, you may submit such
comments by mail, hand delivery, or
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SUMMARY:
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courier, or you may email them to: cpscos@cpsc.gov.
Instructions: All submissions must
include the agency name and docket
number. CPSC may post all comments
without change, including any personal
identifiers, contact information, or other
personal information provided, to:
https://www.regulations.gov. Do not
submit electronically: confidential
business information, trade secret
information, or other sensitive or
protected information that you do not
want to be available to the public. If you
wish to submit such information, please
submit it according to the instructions
for mail/hand delivery/courier written
submissions.
Docket: To read background
documents or comments received, go to:
https://www.regulations.gov, insert
Docket No. CPSC–2021–0014 in the
‘‘Search’’ box, and follow the prompts.
FOR FURTHER INFORMATION CONTACT: Han
Lim, Project Manager, Office of Hazard
Identification and Reduction,
Directorate for Engineering Sciences,
U.S. Consumer Product Safety
Commission, 5 Research Place,
Rockville, MD 20850; telephone: (301)
987–2327; email: hlim@cpsc.gov.
SUPPLEMENTARY INFORMATION:
A. Background
Section 7(a) of the Consumer Product
Safety Act authorizes the Commission to
promulgate a mandatory consumer
product safety standard that sets forth
performance or labeling requirements
for a consumer product, if such
requirements are reasonably necessary
to prevent or reduce an unreasonable
risk of injury. 15 U.S.C. 2056(a). Under
this statutory authority, in 2021, the
Commission initiated a rulemaking to
reduce the risk of injuries and deaths
associated with penetration of ROVs
and UTVs by debris such as fallen tree
branches. The Commission published
an advance notice of proposed
rulemaking (ANPR) on May 11, 2021 (86
FR 25817), and an NPR on July 21, 2022
(87 FR 43688).1
On October 4, 2024 (89 FR 80831), the
Commission published in the Federal
Register a notice of availability and
request for comment to announce the
availability of, and to seek comments
on, details about incident data relevant
to the NPR. The NOA invited the public
to submit written comments during a
30-day comment period ending on
November 4, 2024.
1 On December 21, 2022, the Commission also
published a notice of availability and request for
comment on a report from SEA, Ltd. titled ‘‘Study
of Debris Penetration of Recreational Off-Highway
Vehicle (ROV) Proof-of-Concept (POC) Floorboard
Guards’’ (87 FR 78037).
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B. Comment Period Extension
On October 8, 2024, the Outdoor
Power Equipment Institute (OPEI) and
the Recreational Off-Highway Vehicle
Association (ROHVA) submitted a
request to extend the public comment
period of the NOA for an additional 30
days to December 4, 2024. In particular,
OPEI and ROHVA asserted that, given
the volume of the data and the format
in which CPSC has provided access to
the data,2 a 30-day extension is
necessary to permit OPEI, ROHVA, and
other members of the public to have a
meaningful opportunity to comment.
The Commission has considered OPEI’s
and ROHVA’s request to extend the
comment period. Currently, the
comment period is due to close on
November 4, 2024. To provide the
public additional time to review and
comment on the data, the Commission
will grant the requested 30-day
extension of the comment period, until
December 4, 2024.3
Alberta E. Mills,
Secretary, Consumer Product Safety
Commission.
[FR Doc. 2024–25132 Filed 10–29–24; 8:45 am]
BILLING CODE 6355–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Parts 175, 176, 177, and 178
[Docket No. FDA–2016–F–1253]
Environmental Defense Fund, et al.;
Response to Objections and Requests
for a Public Hearing
AGENCY:
Food and Drug Administration,
HHS.
Notification; response to
objections and denial of public hearing
requests.
ACTION:
The Food and Drug
Administration (FDA or we) received
objections and requests for a public
hearing submitted by the Environmental
Defense Fund, Learning Disabilities
Association of America, Center for Food
Safety, Center for Environmental Health,
Center for Science in the Public Interest,
Breast Cancer Prevention Partners,
Defend our Health, and Alaska
Community Action on Toxics on the
denial of a food additive petition (FAP
SUMMARY:
2 To obtain access to the data, a request can be
submitted to: https://forms.office.com/g/
Yz4tNFdhDp; a website link to access the data will
be sent to the email address provided.
3 The Commission voted (4–1) on October 22,
2024, to publish this document.
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6B4815) requesting that we revoke
specified regulations to no longer
provide for the food contact use of 28
ortho-phthalates. We are overruling the
objections and denying the requests for
a public hearing.
DATES: October 30, 2024.
FOR FURTHER INFORMATION CONTACT:
Jessica Urbelis, Office of Food Chemical
Safety, Dietary Supplements, and
Innovation, Human Foods Program,
Food and Drug Administration, 5001
Campus Dr., College Park, MD 20740,
240–402–5187; or Carrol Bascus, Office
of Policy, Regulations and Information,
Human Foods Program, Food and Drug
Administration, 5001 Campus Dr.,
College Park, MD 20740, 240–402–2378.
SUPPLEMENTARY INFORMATION:
I. Background
In the Federal Register of May 20,
2016 (81 FR 31877), we announced the
filing of a food additive petition (FAP
6B4815) (petition) submitted by the
Breast Cancer Fund (now Breast Cancer
Prevention Partners), Center for
Environmental Health, Center for Food
Safety, Center for Science in the Public
Interest, Clean Water Action, Consumer
Federation of America, Earthjustice,
Environmental Defense Fund,
Improving Kids’ Environment, Learning
Disabilities Association of America, and
Natural Resources Defense Council
(hereinafter, petitioners).
The petition, received March 18,
2016, initially requested that we amend
or revoke specified food additive
regulations under parts 175, 176, 177,
and 178 (21 CFR parts 175, 176, 177,
and 178) to no longer provide for the
food contact uses of 30 substances that
the petition identified as orthophthalates. Additionally, petitioners
requested that we amend regulations in
part 181 (21 CFR part 181) related to
prior-sanctioned uses of five orthophthalates and issue a new regulation in
part 189 (21 CFR part 189) prohibiting
the use of eight specific ortho-phthalates
in food contact articles. We declined to
file these portions of the submissions as
a food additive petition because those
requests were not within the scope of a
food additive petition (81 FR 31877 at
31878).
Following our May 20, 2016,
announcement that we had filed the
food additive petition, the petitioners
provided supplementary information on
October 8, 2016, and August 24, 2017
(see FAP 6B4815 regarding orthophthalates/Responses to September 1,
2016, request from Tom Neltner, Breast
Cancer Fund, et al., dated October 8,
2016, and August 24, 2017) (Supp.,
October 8, 2016, and Supp., August 24,
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2017, respectively). In the October 8,
2016, supplement, the petitioners also
requested that FDA remove two
substances from the petitioner’s original
list of 30 substances, stating that they
are not ortho-phthalates (Supp., October
8, 2016 at 2). Consequently, the subject
of the food additive petition was limited
to food additive regulations for 28 orthophthalates. In addition, regarding the
certain portions of the submissions that
we declined to file as a food additive
petition because those requests were not
within the scope of a food additive
petition, on April 19, 2016, the
petitioners submitted a citizen petition
containing those requests (see Citizen
Petition from Nancy Buermeyer, Breast
Cancer Fund, et al., submitted to the
Dockets Management Staff, Food and
Drug Administration, dated April 19,
2016 (Comment ID FDA–2016–P–1171–
0001) (citizen petition). Specifically, the
citizen petition requested that we
initiate rulemaking to remove the prior
sanctions in part 181 for five orthophthalates and that we add a new
section to part 189 prohibiting the use
of eight ortho-phthalates (citizen
petition at 1 through 2). On May 12,
2022, we denied the citizen petition.
The core premise of FAP 6B4815 was
that the 28 subject ortho-phthalates are
chemically and pharmacologically
related and should therefore be treated
as a class for purposes of evaluating
their safety. The petitioners argued that
a single purported acceptable daily
intake (ADI) for one substance should be
applied to the purported class of 28
ortho-phthalates and that the
cumulative exposure to all 28 orthophthalates significantly exceeded the
purported ADI for the one substance
petitioners selected, thereby rendering
the entire purported class unsafe for use
as food additives.
In the Federal Register of May 20,
2022 (87 FR 31066), we announced that
we were denying FAP 6B4815. In that
Federal Register document (hereinafter,
denial order), we explained that the
petition did not provide sufficient
information to support a finding that
there is no longer a reasonable certainty
of no harm for the authorized uses of the
proposed class of 28 ortho-phthalates.
As an additional matter, based on the
information available to FDA, the denial
order stated that we did not have a basis
to conclude that dietary exposure levels
from the authorized ortho-phthalates
exceed a safe level (87 FR 31066 at
31075). The denial order advised that
objections and requests for a hearing
were due by June 21, 2022 (87 FR
31066). Subsequently, we received one
submission from a group of eight
objectors that raised several objections
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and requests for hearing in response to
the denial order.
Following receipt of FAP 6B4815 in
March 2016, on June 25, 2018, we
received a food additive petition (FAP
8B4820) submitted by the Flexible Vinyl
Alliance (hereinafter, the abandonment
petition). The abandonment petition
proposed that we amend our food
additive regulations in parts 175, 176,
177, and 178 to revoke the approvals of
25 plasticizer substances that the
petition identified as ortho-phthalates
for various food contact applications
because such uses were permanently
abandoned. In response to the
abandonment petition, we issued a final
rule on May 20, 2022 (87 FR 31080)
amending the food additive regulations
in parts 175, 176, 177, and 178 to revoke
the authorization of the 25 substances
that were the subject of the petition for
various food contact applications (the
abandonment final order). FDA issued
the abandonment final order
concurrently with its denial order for
FAP 6B4815. On May 20, 2022, we also
issued a request for information (RFI)
seeking scientific data and information
on current uses, use levels, dietary
exposure, and safety data for orthophthalates that remain authorized for
use in food contact applications (87 FR
31090). The objections and requests for
hearing we received refer to the denial
order, citizen petition, abandonment
final order, and RFI.
Ortho-phthalates also are included on
FDA’s list of chemicals in the food
supply that are under review (see
https://www.fda.gov/food/foodchemical-safety/list-select-chemicalsfood-supply-under-fda-review). We are
committed to continuing the evaluation
of all relevant scientific information and
data to determine whether additional
regulatory action regarding orthophthalates is warranted to ensure the
safety of all authorized food contact
uses of ortho-phthalates.
II. Objections and Requests for Hearing
Section 409(f)(1) of the Federal Food,
Drug, and Cosmetic Act (FD&C Act) (21
U.S.C. 348(f)(1)) provides that, within
30 days after publication of an order
denying a food additive petition, any
person adversely affected by such order
may file objections, specifying with
particularity the provisions of the order
deemed objectionable, stating
reasonable grounds therefor, and
requesting a public hearing upon such
objections.
Under our regulations at 21 CFR
171.110, objections and requests for a
hearing relating to food additive
regulations are governed by part 12 (21
CFR part 12). Under § 12.22(a), each
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objection must: (1) be submitted on or
before the 30th day after the date of
publication of the final rule; (2) be
separately numbered; (3) specify with
particularity the provision of the
regulation or proposed order objected
to; (4) specifically state each objection
on which a hearing is requested (failure
to request a hearing on an objection
constitutes a waiver of the right to a
hearing on that objection); and (5)
include a detailed description and
analysis of the factual information to be
presented in support of the objection if
a hearing is requested (failure to include
a description and analysis for an
objection constitutes a waiver of the
right to a hearing on that objection).
We received one submission, on June
21, 2022, from the Environmental
Defense Fund, Learning Disabilities
Association of America, Center for Food
Safety, Center for Environmental Health,
Center for Science in the Public Interest,
Breast Cancer Prevention Partners,
Defend Our Health, and Alaska
Community Action on Toxics
(hereinafter, objectors) (see Objections
and Request for Evidentiary Public
Hearing Regarding FDA’s Denial of
Phthalates Food Additive Petition (FAP
6B4815)), submitted by Katherine K. O’
Brien, Earthjustice, dated June 21, 2022,
to the Dockets Management Staff, Food
and Drug Administration (Comment ID
FDA–2016–F–1253–0462) (Objections).
The submission raises eight specific
objections to the denial and requests
hearings on six objections.
III. Standards for Granting a Hearing
The criteria for granting a hearing are
set out in § 12.24(b). Under that
regulation, a hearing will be granted if
the material submitted by an objector
shows that: (1) there is a genuine and
substantial factual issue for resolution at
a hearing (a hearing will not be granted
on issues of policy or law); (2) the
factual issue can be resolved by
available and specifically identified
reliable evidence (a hearing will not be
granted on the basis of mere allegations
or denials or general descriptions of
positions and contentions); (3) the data
and information submitted, if
established at a hearing, would be
adequate to justify resolution of the
factual issue in the way sought by the
objector (a hearing will be denied if the
data and information submitted are
insufficient to justify the factual
determination urged, even if accurate);
(4) resolution of the factual issue in the
way sought by the objector is adequate
to justify the action requested (a hearing
will not be granted on factual issues that
are not determinative with respect to the
action requested, e.g., if the action
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would be the same even if the factual
issue were resolved in the way sought);
(5) the action requested is not
inconsistent with any provision in the
FD&C Act or any FDA regulation
particularizing statutory standards (the
proper procedure in those
circumstances is for the person
requesting the hearing to petition for an
amendment or waiver of the regulation
involved); and (6) the requirements in
other applicable regulations, e.g., 21
CFR 10.20, 12.21, 12.22, 314.200,
514.200, and 601.7(a), and in the
document issuing the final regulation or
the notice of opportunity for a hearing
are met.
In general, in an administrative
proceeding under section 409(f) of the
FD&C Act, FDA is authorized to issue a
decision without holding a part 12
hearing when a party’s objections do not
raise a genuine and material issue of fact
that, if proved in that party’s favor,
would suffice to warrant the relief
requested (see Community Nutrition
Inst. v. Young, 773 F.2d 1356, 1364
(D.C. Cir. 1985), cert. denied, 475 U.S.
1123 (1986); see also Vermont Dep’t of
Pub. Serv. v. FERC, 817 F.2d 127, 140
(D.C. Cir. 1987)). A party seeking a
hearing must meet a ‘‘threshold burden
of tendering evidence suggesting the
need for a hearing’’ (Costle v. Pacific
Legal Foundation, 445 U.S. 198, 214–
215 (1980), citing Weinberger v. Hynson,
Westcott & Dunning, Inc., 412 U.S. 609,
620–621 (1973)). An allegation that a
hearing is necessary to ‘‘sharpen the
issues’’ or to ‘‘fully develop the facts’’
does not meet this test (Georgia Pacific
Corp. v. EPA, 671 F.2d 1235, 1241 (9th
Cir. 1982)). If a hearing request fails to
identify sufficient factual evidence that
would be the subject of a hearing, there
is no reason to hold one. In judicial
proceedings, a court is authorized to
issue summary judgment without an
evidentiary hearing whenever it finds
that there are no genuine issues of
material fact in dispute, and a party is
entitled to judgement as a matter of law
(see Rule 56, Federal Rules of Civil
Procedure). The same principle applies
to administrative proceedings (§ 12.24).
In reviewing whether an objecting party
made ‘‘an adequate proffer of evidence’’
to show that an ‘‘actual dispute
exist[s],’’ courts consider whether the
dispute lies in ‘‘a highly technical area
[within] the agency’s expertise’’ (see
Cerro Wire & Cable Co. v. FERC, 677
F.2d 124, 129 (D.C. Cir. 1982)).
A hearing request must not only
contain evidence, but that evidence also
must raise a material issue of fact
‘‘concerning which a meaningful
hearing might be held’’ (Pineapple
Growers Ass’n of Haw. v. FDA, 673 F.2d
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1083, 1085 (9th Cir. 1982)). Where the
issues raised in the objection are, even
if true, legally insufficient to alter the
decision, an agency need not grant a
hearing (see Dyestuffs and Chemicals,
Inc. v. Flemming, 271 F.2d 281, 286 (8th
Cir. 1959), cert. denied, 362 U.S. 911
(1960)). A hearing is justified only if the
objections are made in good faith and if
they raise ‘‘ ‘material’ issues of fact’’
(Pineapple Growers Ass’n, 673 F.2d at
1085 (quoting Pactra Indus., Inc. v.
CPSC, 555 F.2d 677, 684 (9th Cir.
1977)). The issues raised in objections
‘‘must be material to the question
involved; that is, the legality of the
order attached’’ (Pineapple Growers
Ass’n, 673 F.2d at 1085 (quoting
Dyestuffs and Chemicals, 271 F.2d at
286)). A hearing need not be held to
resolve questions of law and policy (see
Kourouma v. FERC, 723 F.3d 274, 278
(D.C. Cir. 2013) (citing Citizens for
Allegan County, Inc. v. FPC, 414 F.2d
1125, 1128 (D.C. Cir. 1969)); Sun Oil Co.
v. FPC, 256 F.2d 233, 240 (5th Cir.
1958)).
IV. Analysis of Objections and
Response to Hearing Requests
The submission from the
Environmental Defense Fund et al.,
contains eight numbered objections,
some with multiple parts, and six
requests for a hearing. We address each
objection below, as well as any evidence
and/or information filed in support of
each. For each objection that requests a
hearing, we evaluate whether the
objection and any evidence and/or
information submitted in support of it
satisfies the standards for granting a
hearing in § 12.24(b).
A. Objection 1
In Objection 1, the objectors argue
that ‘‘FDA unlawfully placed on the
petitioners the burden of proving that
the approved food-additive uses of
phthalates are not safe’’ (Objections at
8). The objectors assert that ‘‘this legal
error infected FDA’s entire analysis and
requires FDA to withdraw’’ its order
denying FAP 6B4815 (Objections at 13).
Because this objection raises a purely
legal dispute, no hearing is warranted to
adjudicate it (§ 12.24(b)(1)). Even if a
hearing were available, the objectors did
not request one with respect to this
objection and, therefore, waive any right
to a hearing (§ 12.22(a)(4)). The only
remaining issue on this objection, then,
is whether it establishes that FDA’s
order denying FAP 6B4815 should be
modified or revoked. As described
below, we conclude that the objectors
have not established a basis for
modifying or revoking the denial order.
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In Objection 1, the objectors assert
that FDA reviewed FAP 6B4815 under
an incorrect legal standard. The
objectors argue that FDA must not
expect revocation petitions to
demonstrate the lack of safety of the
food additives whose approvals the
petitions seek to revoke. The objectors
state that ‘‘parties petitioning FDA to
revoke approval of a food additive on
safety grounds do not bear the burden
of proving that the additive is unsafe,
i.e., that it will cause harm to human
health under the intended conditions of
use’’ (Objections at 9). Placing such a
burden on the party seeking revocation
would, the objectors assert, ‘‘be
inconsistent with the Food Act’s central
premise for food-additive regulation,
namely, that food additives are
presumptively unsafe and may not be
used unless the available evidence
establishes with ‘reasonable certainty’
that their use ‘will be safe’ ’’ (id.
(quoting section 409(c)(3)(A) of the
FD&C Act)). (The reference to the ‘‘Food
Act’’ is a reference to the FD&C Act.)
The objectors also assert that FDA’s
basis for denying FAP 6B4815 is
inconsistent with our regulations. The
objectors point to § 171.130 (21 CFR
171.130), which provides that petitions
seeking amendments or repeals of
existing food additive approvals must
‘‘include an assertion of facts, supported
by data, showing that new information
exists with respect to the food additive
or that new uses have been developed
or old uses abandoned, that new data
are available as to toxicity of the
chemical, or that experience with the
existing regulation may justify its
amendment or repeal’’ (Objections at
10). The objectors interpret this
regulation to mean that repeal petitions
are required only to ‘‘[tender] new
information regarding a food additive’s
toxicity or otherwise demonstrating that
amendment or repeal of the additive’s
authorization may be justified’’ but do
not bear ‘‘the burden of persuasion on
the ultimate question of an additive’s
safety’’ (id.). Therefore, the objectors
contend, ‘‘the burden of persuasion on
the ultimate question of safety lies with
the party advocating for continued
authorization of the product’’ (id. at 11).
The objectors state that FDA applied an
incorrect standard to evaluating FAP
6B4815 because ‘‘FDA did not assess in
the Order whether the petitioners
provided ‘new information’ regarding
the ‘toxicity of the chemical[s]’ at issue,
as its regulations require, nor whether
that information ‘establish[es] the
existence of safety questions significant
enough to support a finding that there
is no longer a reasonable certainty of no
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harm from the currently approved
uses’ ’’ (id. at 12 (quoting § 171.130(b)
and the denial order at 87 FR 31066 at
31067)).
The objectors state that their position
is consistent with League of United
Latin Am. Citizens v. Regan, 996 F.3d
673 (9th Cir. 2021), a case involving the
U.S. Environmental Protection Agency’s
(EPA’s) regulation of pesticides
(Objections at 10–11). The objectors
further state their position is consistent
with FDA’s statement in a final rule
concerning the food additive olestra (61
FR 3118, January 30, 1996) as well as
the standard FDA applied in revoking
food-additive authorizations for certain
long-chain perfluorinated compounds
(81 FR 5, January 4, 2016) (Objections at
12).
The crux of these arguments is that
‘‘FDA unlawfully placed the burden of
proof regarding the safety of the
phthalate additives on the petitioners,
asserting that FDA need only revoke a
food additive authorization if presented
with new evidence that ‘approved
additives are in fact unsafe’ ’’
(Objections at 12 (emphasis in original)).
Finally, the objectors criticize FDA’s
approach in denying FAP 6B4815 on the
same day that we amended our
regulations to no longer provide for
most phthalates to be used in food
contact applications because these uses
were abandoned by industry (Objections
at 12). The objectors state that the
abandonment action ‘‘significantly
altered the scope of food-additive
authorizations for phthalates that
remain in effect, and for which a safety
evaluation is still required’’ (id.). The
objectors state that our action ‘‘reflects
FDA’s erroneous position that it may
leave the extant food-additive
authorizations in effect unless and until
petitioners prove that they are in fact
unsafe’’ (id. at 12–13).
FDA Response: We disagree with the
assertion that FDA applied an incorrect
legal standard in evaluating FAP
6B4815. It is fundamental that a food
additive petition—whether requesting
an authorization, modification, or
repeal—must provide sufficient support
for its request.
We denied FAP 6B4815 because it
failed to provide sufficient support for
its request to revoke the authorization
for the 28 ortho-phthalates that were the
subject of the petition. In reviewing FAP
6B4815, we observed that the petition
was premised on three distinct
assertions (which, for ease of reference,
we referred to as Assertions A, B, and
C). Assertion A claimed that the 28
subject ortho-phthalates are chemically
and pharmacologically related and
should therefore be treated as a class for
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purposes of evaluating their safety.
Under Assertion B, the petition
proposed applying a purported ADI for
di(2-ethylhexyl) phthalate (DEHP) to all
28 ortho-phthalates (i.e., the petition
proposed applying the proposed ADI to
the entire purported class). Assertion C
stated that the estimated daily intake
(EDI) for the asserted class of 28 orthophthalates significantly exceeded the
proposed ADI, thus rendering the
purported class unsafe for their
authorized uses as food contact
substances. Our denial order explained
in detail why the petition did not
adequately support any of these three
assertions. Consequently, we concluded
that the petition did not contain
sufficient data to support a finding that
there is no longer a reasonable certainty
of no harm from the approved uses (87
FR 31066 at 31075). As an additional
matter, we noted that, based on the
information available to FDA, we did
not have a basis to conclude that dietary
exposure levels from authorized orthophthalates exceeded a safe level (id.).
We stated that, as new information
becomes available to us, we will
continue to examine such data as
appropriate to assess whether there
remains a reasonable certainty of no
harm (id.).
Objection 1 rests on a flawed
interpretation of the FD&C Act’s legal
framework governing food additives—in
particular, its provisions concerning the
premarket review of food additives.
Under this framework, food additives
are deemed unsafe and prohibited
except to the extent FDA authorizes
their use (see, e.g., sections 301(a),
301(k), and 409(a) of the FD&C Act (21
U.S.C. 331(a), 331(k), and 348(a))).
Section 409 of the FD&C Act sets forth
a process under which a person can
submit a petition requesting that FDA
issue a regulation prescribing the
conditions under which a food additive
may be safely used (see section 409(b)(1)
of the FD&C Act). The statute specifies
that a person must support such a
petition by supplying the data specified
in section 409(b)(2) of the FD&C Act.
After a person submits a petition
seeking approval of a food additive’s
use, FDA may issue a regulation
authorizing the use only if the data
before us establish that the proposed use
of the food additive will be safe (see
section 409(c)(3)(A) of the FD&C Act).
In addition to establishing the
procedure for issuing regulations
authorizing food additives, Congress
directed FDA to establish a regulatory
procedure prescribing how regulations
authorizing food additives may be
amended or repealed (see section 409(i)
of the FD&C Act). Importantly, the
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statute specifies that this regulatory
‘‘procedure shall conform to the
procedure provided in this section for
the promulgation of such regulations’’
(id.) (emphasis added) (section 409(i) of
the FD&C Act). FDA’s regulation at
§ 171.130 establishes the procedure by
which interested persons may petition
FDA for amending or repealing a food
additive authorization.
FDA’s approach to evaluating FAP
6B4815 was fully consistent with the
legal framework described above. The
provisions of section 409 of the FD&C
Act make clear that the evidentiary
burden to support authorization of a
food additive’s use lies with the
petitioner seeking such authorization
(see section 409(b) and (c) of the FD&C
Act). Given the FD&C Act’s directive
that the regulatory procedure for
amending or repealing an authorization
‘‘shall conform’’ to the statutory
procedure for granting an authorization,
it follows that a person seeking
amendment or repeal likewise must
provide a well-supported petition
adequately justifying such action. See
section 409(i) of the FD&C Act; In re
Nat. Res. Def. Council, 645 F.3d 400,
403 (D.C. Cir. 2011) (‘‘When a food
additive petition seeks to amend an
existing regulation, the petitioner must
include full information on each
proposed change’’) (internal quotations
and citations omitted). FDA’s denial
order thoroughly explained why the
petition did not provide adequate
evidence to support its requested
postmarket remedy: the repeal of
already-authorized food additive uses.
This conclusion did not conflict in any
way with the premarket review
framework invoked by the objectors.
Moreover, to the extent the objectors
contend that FDA disregarded any
general statutory obligation to remove
unsafe products from the market, we
note that we have made no finding that
the subject food additives are unsafe.
Indeed, our denial order stated that we
did not have a basis to conclude that
dietary exposure levels from authorized
ortho-phthalates exceeded a safe level
(87 FR 31066 at 31075).
The objectors’ argument that FDA
disregarded its own regulations is also
in error. This argument relies on a
portion of § 171.130(b) providing that
petitions for amendment or repeal must
include an assertion of facts, supported
by data, showing that new information
exists. Citing this excerpt, the objectors
maintain that this regulation
‘‘establishes that petitioners seeking
revocation of a food-additive regulation
bear a burden of production—
specifically, the burden of tendering
new information regarding a food
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additive’s toxicity or otherwise
demonstrating that amendment or
repeal of the additive’s authorization
may be justified’’ (Objections at 10). To
the extent that the objectors assert that
a repeal petition need only point to the
existence of new toxicity data, this
argument disregards the concluding
sentence of § 171.130(b).
The concluding sentence provides
that new data must be furnished in the
form specified in § 171.1 (21 CFR 171.1)
for submitting petitions. Under
§ 171.1(c), a petition must include ‘‘full
reports of investigations made with
respect to the safety of the food
additive.’’ In addition, § 171.1(c)
provides that a petition ‘‘may be
regarded as incomplete unless it
includes full reports of adequate tests
reasonably applicable to show whether
or not the food additive will be safe for
its intended use.’’ Further, under
§ 171.1(c), for petitions seeking
modification of existing regulations
issued pursuant to section 409(c)(1)(A)
of the FD&C Act (i.e., a regulation
authorizing the use of a food additive
under specified conditions), ‘‘full
information on each proposed change
that is to be made in the original
regulation must be submitted.’’
Accordingly, petitions seeking
revocation of a food additive regulation
must do more than merely identify the
existence of new toxicity studies. See
also In re NRDC, 645 F.3d at 403
(considering petition to repeal existing
food additive authorization and citing
§ 171.1 to conclude that food additive
petitions seeking to amend existing food
additive authorizations must include
full information on each proposed
change). Thus, FDA’s regulations make
clear that repeal petitions such as FAP
6B4815 must include adequate
supporting information. We therefore
acted consistently with our regulations
when we evaluated FAP 6B4815 to
determine whether its assertions were
supported and whether the petition
contained sufficient data to support a
finding that there is no longer a
reasonable certainty of no harm from the
currently approved uses.
Next, the objectors maintain that
FDA’s approach in evaluating FAP
6B4815 was inconsistent with the
following: (1) the League of United Latin
Am. Citizens v. Regan, 996 F.3d 673
(9th Cir. 2021), a case involving EPA’s
regulation of pesticides; (2) an FDA
statement in a food additive proceeding
involving olestra; and (3) FDA’s action
on three specific perfluoroalkyl ethylcontaining food-contact substances. We
address each of these in turn.
First: The League of United Latin Am.
Citizens (LULAC) case cited by the
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objectors is not germane because its
holding was based on a distinct
statutory scheme applicable to
pesticides under section 408 of the
FD&C Act (21 U.S.C. 346a) and factual
circumstances different from the facts
underlying this proceeding. In that case,
EPA had received a petition asking the
agency to prohibit foods that contained
any residue of the insecticide,
chlorpyrifos (996 F.3d at 673). EPA
argued that the agency could leave in
effect tolerances for the pesticide while
the agency continued to evaluate the
science (id. at 688). The LULAC court
held that EPA has a continuing
obligation under section 408 of the
FD&C Act to ensure the safety of
established pesticide tolerances that
were previously found to be safe (id. at
691) (finding that EPA ‘‘has its own
continuing duty under [section 408 of
the FD&C Act] to determine whether a
tolerance that was once thought to be
safe still is’’). The court’s conclusion
regarding EPA’s continuing obligation
was based on statutory language in
section 408 of the FD&C Act that is
materially different from the language in
section 409 of the FD&C Act at issue in
this proceeding.
Under section 408(b)(2)(A)(i) of the
FD&C Act, EPA ‘‘may establish or leave
in effect a tolerance for a pesticide
chemical residue in or on a food only
if the Administrator determines that the
tolerance is safe’’ (emphasis added). In
contrast, section 409 of the FD&C Act
does not contain anything comparable
to the ‘‘leave in effect a tolerance . . .
only if the Administrator determines
that the [substance] is safe’’ language in
section 408, which was the linchpin for
the LULAC court’s conclusion that EPA
had ‘‘a continuous duty’’ to determine
whether a tolerance for a pesticide
chemical reside is safe (id. at 692
(‘‘[Section 408 of the FD&C Act]
imposes a continuous duty upon the
EPA by permitting it to ‘leave in effect’
a tolerance ‘only’ if it finds it is safe. To
‘leave’ something in effect means ‘to
cause or allow [it] to be or remain in a
specified condition. Denying the 2007
Petition caused the chlorpyrifos
tolerances to remain in place . . . . But
in so doing, the EPA did not
‘[determine] that the tolerance is
safe.’ ’’)) (Compare Sec. 409 of the FD&C
Act).
Further, unlike section 408 of the
FD&C Act, section 409 of the FD&C Act
directs FDA to establish procedures for
repealing food additive authorizations
that ‘‘shall conform’’ to the statutory
procedure for promulgating
authorizations, under which the
evidentiary burden to support
authorization of a food additive’s use
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lies with the petitioner seeking such
authorization (see section 409(c) and (i)
of the FD&C Act). Given the statutory
framework established in section 409 of
the FD&C Act and the ways in which it
differs from the framework established
in section 408 of the FD&C Act, it was
entirely reasonable that FDA assessed
the information in the objectors’ repeal
petition to determine whether there was
sufficient data to establish the existence
of safety questions significant enough to
support a finding that there is no longer
a reasonable certainty of no harm from
the approved ortho-phthalates’ uses.
Furthermore, the factual circumstances
are distinct. In LULAC, the record
showed that EPA ‘‘repeatedly
determined’’ that the pesticide at issue
was unsafe under the approved
tolerance levels. Here, however, FDA
has never determined the orthophthalates at issue in this proceeding to
be unsafe. Instead, our denial order
explained that FDA did not have a basis
to conclude that dietary exposure levels
from approved ortho-phthalates exceed
a safe level (87 FR 31066 at 31075).
Second: The objectors cite as support
for their argument the following
statement in the Federal Register
document announcing FDA’s decision
to approve olestra: ‘‘It is important to
recognize that to institute a proceeding
to limit or revoke the approval of
olestra, FDA would not be required to
show that olestra is unsafe. Rather, the
agency would only need to show that
based upon new evidence, FDA is no
longer able to conclude that the
approved use of olestra is safe, i.e., that
there is no longer a reasonable certainty
of no harm from the use of the additive’’
(Objections at 11 (quoting 61 FR 3118 at
3169)). The objectors also refer to a
statement in the olestra proceeding
where FDA stated that ‘‘in any
proceeding to [withdraw] or limit the
approval of olestra, Procter and Gamble
would have the burden to establish the
safety of the additive’’ (Objections at 11,
n. 39 (quoting 61 FR 3118 at 3169); see
also § 12.87(c)). The objectors cite these
excerpts from the olestra proceeding as
support for the following proposition:
‘‘FDA has stated plainly that when FDA
is in the position of raising concerns
about the safety of a food additive or
other product that it has previously
authorized, the agency bears only an
initial burden of producing new
information that calls into question its
previous safety finding; the burden of
persuasion on the ultimate question of
safety lies with the party advocating for
continued authorization of the product’’
(Objections at 11). However, contrary to
the objectors’ suggestion, FDA did not
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say or imply that we would initiate
revocation proceedings based merely on
new information that might ‘‘[call] into
question its previous safety finding,’’
nor did FDA say or imply that we would
be required to initiate such a proceeding
upon being presented with such
information. Instead, FDA stated that, to
initiate the withdrawal process, we
would ‘‘need to show that based upon
new evidence, FDA is no longer able to
conclude that the approved use of
olestra is safe, i.e., that there is no longer
a reasonable certainty of no harm from
the use of the additive’’ (61 FR 3118 at
3169). Subsequently, in a hearing
regarding the withdrawal of olestra, we
stated that the sponsor, Procter and
Gamble, would then have the burden of
establishing safety (id. (citing
§ 12.87(c)). Our review of FAP 6B4815
was entirely consistent with the
statements from the olestra proceeding
cited by the objectors as to the evidence
necessary to initiate the process of
repealing a food additive authorization.
In reviewing FAP 6B4815, we
concluded that its assertions were not
adequately supported, and therefore, the
petition did not contain sufficient data
to support a finding that there is no
longer a reasonable certainty of no harm
from the currently approved uses of the
subject ortho-phthalate food additives
(87 FR 31066 at 31075). Accordingly, we
did not grant the petition’s request that
we institute proceedings to repeal the
authorizations that were the subject of
FAP 6B4815.
Third: Regarding FDA’s action to
revoke the authorizations for the food
additive uses of three specific
perfluoroalkyl-ethyl-containing foodcontact substances (see 81 FR 5), the
objectors state that FDA did so ‘‘based
on data raising ‘significant questions as
to the safety of the authorized uses’ ’’
(Objections at 9). However, the
objectors’ characterization of what
FDA’s perfluoroalkyl ethyl action was
‘‘based on’’ misunderstands the basis for
that action. FDA stated in the
perfluoroalkyl ethyl order that ‘‘we
conclude that there is no longer a
reasonable certainty of no harm for the
food contact use of these [substances]’’
and that we were, therefore, taking the
revocation action (81 FR 5 at 7).
FDA did not state that the
perfluoroalkyl ethyl revocation action
was being instituted based on a finding
of ‘‘significant questions’’ in isolation.
Instead, FDA stated that ‘‘[i]n order for
FDA to grant a petition that seeks an
amendment to a food additive
regulation based upon new data
concerning the toxicity of the food
additive, such data must be adequate for
FDA to conclude that there is no longer
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86295
a reasonable certainty of no harm for the
intended use of the substance’’ (81 FR
5 at 7) (FDA’s statements in the orthophthalates denial order were consistent,
see 87 FR 31066 at 31067).
Finally, the objectors criticize FDA’s
approach in denying FAP 6B4815 on the
same day that we amended our
regulations to no longer provide for 25
ortho-phthalates to be used in food
contact applications because these uses
were abandoned by industry (i.e., the
abandonment final order). We issued
the abandonment final order in response
to a separate food additive petition that
was based on abandonment, not safety
(see 87 FR 31080). While the objectors
assert that our decision to take action
based on abandonment ‘‘reflects FDA’s
erroneous position that it may leave the
extant food-additive authorizations in
effect unless and until petitioners prove
that they are in fact unsafe,’’ this
assertion is unsupported.
We did not deny FAP 6B4815 for the
reason that the petition failed to prove
that the ortho-phthalates are in fact
unsafe (i.e., they cause harm under their
intended conditions of use); that was
not the necessary showing. Instead, we
denied FAP 6B4815 because the
assertions in the petition were not
adequately supported and the petition
did not contain sufficient data to
support a finding that there is no longer
a reasonable certainty of no harm from
the approved uses (i.e., FAP 6B4815 did
not contain sufficient data to support a
finding that there is no longer a
reasonable certainty in the minds of
competent scientists that the substances
are not harmful under the conditions of
their intended use, see § 170.3(i) (21
CFR 170.3(i)). Our denial order (87 FR
31066) correctly stated that a petition
that seeks to amend or repeal existing
regulations based on safety must contain
sufficient data to establish the existence
of safety questions significant enough to
support a finding that there is no longer
a reasonable certainty of no harm from
the currently approved uses (see 87 FR
31066 at 31067 (citing section 409(c) of
the FD&C Act) (describing the data
requirements); §§ 171.1 through 171.130
(prescribing food additive petition
regulations)).
For all these reasons, we disagree
with the objectors’ assertion that we
committed any legal error that justifies
modifying or revoking our denial order.
B. Objection 2
In Objection 2, the objectors state that
‘‘FDA unlawfully failed to evaluate the
safety of the food-additive uses of
phthalates that remain authorized’’
(Objections at 13). The objectors refer to
the fact that FDA issued the denial order
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on the same day that we issued the
abandonment final order, which
amended our regulations to remove food
additive authorizations for the use of 25,
but not all, authorized ortho-phthalates
that were the subject of FAP 6B4815
(see 87 FR 31080). FDA took this action
based on evidence that the authorized
food additive uses of most, but not all,
of those ortho-phthalates were
abandoned (id. at 31086). We did not
receive evidence showing abandonment
for the following five ortho-phthalates
that remain authorized as food additives
for specified uses: diisononyl phthalate
(DINP) (CAS No. 28553–12–0),
diisodecyl phthalate (DIDP) (CAS No.
26761–40–0), di(2-ethylhexyl) phthalate
(DEHP) (CAS No. 117–81–7),
dicyclohexyl phthalate (DCHP) (CAS
No. 84–61–7), and diallyl phthalate
(DAP) (CAS No. 131–17–9, for use as a
monomer). Therefore, the food additive
authorizations for these five orthophthalates remain in place.
The objectors assert that FDA failed to
meet its obligation to oversee the safety
of the food supply by not conducting a
new safety analysis for these five orthophthalates that remain authorized as
food additives (Objections at 13). The
objectors assert that FDA failed to
satisfy its obligations to evaluate
whether FAP 6B4815 contained ‘‘ ‘new
data . . . that would justify amendment’
of the applicable authorizations’’ by
assessing both ‘‘the data and
information in the petition and other
available relevant material.’ ’’ (id. at 14
(quoting 81 FR 7, FDA’s revocation of
certain perfluoroalkyl ethyl-containing
food-contact substances)). The objectors
also state that FDA’s separate RFI (87 FR
31090) regarding the still-authorized
ortho-phthalates constituted an
‘‘attempt to kick the proverbial can
down the road’’ that discredits FDA’s
assertion in its response to FAP 6B4815
that it had adequately assessed currently
available research regarding phthalates,
and that ‘‘unlawfully . . . defer[red]’’
consideration of an ‘‘[issue] that FDA
was required to address—years ago—in
response to [FAP 6B4815]’’ (id. at 15–
16).
The objectors do not request a
hearing. Therefore, the objectors waive
their right to a hearing on this objection
(§ 12.22(a)(4)). The only remaining issue
on Objection 2, then, is whether it
establishes that FDA’s order denying
FAP 6B4815 should be modified or
revoked. As described below, we
conclude that the objectors have not
established a basis for modifying or
revoking the denial order.
FDA Response: We do not agree with
the objectors’ assertions that FDA’s
response to FAP 6B4815 was unlawful
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because FDA did not conduct a new
safety analysis of DINP, DIDP, DEHP,
DCHP, and DAP; i.e., the five orthophthalates that were the subject of their
petition that still have food additive
authorizations in effect. When we
originally authorized the use of these
five additives, we concluded that the
use of the food additives satisfied the
statutory safety standard.
FAP 6B4815 did not identify
deficiencies with our original approval
of phthalates for food contact use.
Instead, FAP 6B4815 proposed a classbased grouping approach for evaluating
the safety of the subject orthophthalates. In FAP 6B4815, the
petitioners proposed that the
authorizations should be revoked
because, according to the petition: the
subject ortho-phthalates share common
chemical and pharmacological
characteristics that justify grouping
them as a class; a single ADI value from
one ortho-phthalate should be applied
to all members of the proposed class
collectively; and both the EDI value for
select phthalates as well as the
cumulative estimated daily intake for
the proposed class significantly exceeds
the purported ADI value for the
proposed class. In Objection 2, the
objectors turn their attention to the
phthalates that remain authorized as
food additives. Regarding these orthophthalates that remain authorized, we
conducted additional analysis by
evaluating, in a supplementary
memorandum, whether the core premise
of FAP 6B4815 (i.e., the assertion that
the subject ortho-phthalates should be
grouped as a class for purposes of a
safety assessment) could be applied to
the five still-authorized orthophthalates. Our review used the
information contained in the petition as
well as other available information,
including assessments from other
regulatory bodies (Ref. 1). In that
memorandum, which we made publicly
available on the docket, we explained
why the information before us did not
support the grouping of these five
substances for purposes of a safety
assessment (id.). We based this
conclusion on the structural variations
and the differences in metabolites,
metabolism, and toxicological endpoints
across the substances. We described
these differences and the scientific
literature we reviewed in the
memorandum (id.).
Objection 2 urges us to disregard the
very approach for analyzing food
additive safety that the petitioners
proposed in FAP 6B4815. Specifically,
Objection 2 asserts that FDA committed
legal error by not conducting a new
safety assessment for the five still-
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authorized ortho-phthalates even
though FDA analyzed these substances
in accordance with the class-grouping
approach proposed by FAP 6B4815.
Therefore, Objection 2 ignores the fact
that we assessed the appropriateness of
class grouping the five still-authorized
ortho-phthalates (Ref. 1). Objection 2
largely recasts the arguments made in
Objection 1 but with respect to the five
still-authorized ortho-phthalates. It does
this by citing FDA’s statement in the
Federal Register document in which we
authorized olestra, where we referred to
‘‘the agency’s continuing obligation to
oversee the safety of the food supply’’
(61 FR 3118 at 3168; see also Objections
at 13–14 and 16).
Our responses to Objection 1’s
assertions apply with equal force to
Objection 2’s assertions that we are
required to conduct a new safety
assessment with respect to the five stillauthorized ortho-phthalates; as
explained earlier, a petition that seeks to
amend or repeal existing regulations
based on safety must contain sufficient
data to establish the existence of safety
questions significant enough to support
a finding that there is no longer a
reasonable certainty of no harm from the
currently approved uses. This standard
for review is consistent with FDA’s
actions in the olestra proceeding.
Moreover, the administrative record
makes it clear that we satisfied our
duties in reviewing FAP 6B4815. We
reviewed the assertions in FAP 6B4815
in detail. In a separate memorandum,
we evaluated the five still-authorized
ortho-phthalates, using the same core
premise of class grouping proposed in
FAP 6B4815 (Ref. 1).
Objection 2 also accuses FDA of
publishing its RFI (87 FR 31090) to
‘‘unlawfully . . . defer its evaluation of
whether the agency’s current
authorizations for food-contact uses of
phthalates are in fact safe’’ (Objections
at 15). However, our publication of the
RFI, which sought scientific data and
information on current uses, use levels,
dietary exposure, and safety data of
certain ortho-phthalates, was intended
to seek any data that we do not possess,
which ‘‘may add to our knowledge of
ortho-phthalates that remain authorized
for use’’ (see 87 FR 31090–31091). The
fact that we sought data from the public
to inform our oversight of authorized
ortho-phthalates does not reflect any
deficiency in our evaluation of the
specific assertions in FAP 6B4815 based
on the information that was in the
record.
Objection 2 also takes issue with
FDA’s response to a comment to the
docket concerning FAP 6B4815, in
which we stated that ‘‘FDA is aware of
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the research that has been conducted
with respect to phthalates and that FDA
considered ‘the research in its
evaluation of the petition’ ’’ (Objections
at 14 (quoting 87 FR 31066 at 31076)).
The objectors criticize FDA for not
disclosing how we considered ‘‘the
research that has been conducted with
respect to phthalates’’ (Objections at 14).
The objectors also assert that FDA’s
statement about having considered the
research related to phthalates ‘‘cannot
be credited’’ given that we issued the
RFI on the same day that we denied
FAP 6B4815. The statements that the
objectors excerpt in Objection 2 were
made in response to comments that
referred to literature describing
phthalates as hormone disrupting
chemicals that are linked to certain
adverse health outcomes (see 87 FR
31066 at 31076). We responded to the
comments by stating that we are
generally aware of the research on
phthalates and considered the research
cited in the comments (id.).
The denial order, as well as the
memoranda we made publicly available
when we published the denial order
(specifically, the chemistry
memorandum, the toxicology
memorandum, and the memorandum
evaluating the five still-authorized
ortho-phthalates), demonstrate that we
considered the numerous research
studies in the administrative record,
including the research cited in the
comments (Refs. 1, 3, and 4). While we
are generally aware of updated
toxicological and use information that is
publicly available, we published the RFI
so that we could obtain a more complete
picture of the data relevant to the
general safety, dietary exposure, and
usage of ortho-phthalates, which may
include data that stakeholders have not
made public (see 87 FR 31090).
Objection 2 also includes certain
other arguments. In the last paragraph of
Objection 2, the objectors repeat
arguments they made in Objection 1
regarding the type of evidence that FAP
6B4815 was required to proffer
(Objections at 16). Because we address
these arguments in response to
Objection 1, we do not repeat our
evaluation of these arguments here. A
footnote in Objection 2 also refers to the
premarket review requirements for food
additives (Objections at 14, n.48).
However, as explained in response to
Objection 1, FAP 6B4815 is a request for
postmarket action, and our response to
the petition did not conflict with the
premarket review framework invoked by
the objectors. Additionally, Objection 2
asserts that FDA should have evaluated
FAP 6B4815 to determine whether it
presented new data (Objections at 16).
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As explained in our response to
Objection 1 regarding the olestra
proceeding, repeal petitions must do
more than merely point to the existence
of new data.
For these reasons, we disagree with
the objectors’ assertion that we
committed any legal error that justifies
modifying or revoking our denial order.
C. Objection 3
In Objection 3, the objectors argue
that FDA’s denial order ‘‘fails to address
new toxicity information that raises
significant questions about the safety of
the approved food-additive uses of
phthalates’’ (Objections at 17). In
particular, the objectors state that new
information became available since
petitioners last supplemented the record
for FAP 6B4815 in 2017. The objectors
point to numerous studies and
declarations concerning the health
effects of ortho-phthalates. Most of these
studies and declarations were submitted
to the docket dedicated to their citizen
petition addressing ortho-phthalates. In
light of these studies and declarations,
the objectors state that FDA should not
have allowed DAP, DCHP, DEHP, DINP,
and DIDP to remain authorized for foodcontact use ‘‘without addressing the
substantial body of relevant toxicity
information’’ (Objections at 17).
The information that the objectors
identify in Objection 3 includes studies
that they describe as linking DEHP
exposure to developmental toxicity,
developmental neurotoxicity, adult
neurotoxicity, reproductive toxicity,
endocrine disruption, hepatoxicity,
metabolic toxicity, immunotoxicity, and
epigenetic alterations (id. at 17–18). The
objectors describe these studies as
‘‘provid[ing] evidence for a number of
DEHP-related adverse health outcomes,
including altered adult sex behavior,
delayed puberty, insulin sensitivity,
obesity, hypothyroidism, cognitive
impairment, and even depressive-link
behaviors’’ (Objections at 18). The
objectors further assert that animal
studies have linked DINP exposure to
hepatoxicity and exacerbated nerve cell
damages and decline in learning and
memory, as well as elevated cholesterol
(id.). In addition, the objectors assert
that two studies ‘‘found that phthalate
mixtures induced reproductive tract
malformations in male rats’’ and point
to epidemiological studies they describe
as ‘‘providing relevant toxicity
information’’ with respect to
associations between DEHP and
multiple adverse health outcomes (id. at
18). The objectors reference studies they
describe as linking DINP and/or DEHP
to insulin resistance, delayed puberty
onset in boys, preterm birth, and
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neurodevelopmental harm (id. at 19).
The objectors further point to certain
publications by federal and European
agencies (id.). Finally, the objectors
point to the declarations they submitted
to FDA that assert that phthalate
exposure causes harm (id. at 20). The
objectors request a hearing on Objection
3. They state that the hearing would
address ‘‘whether the many years’ worth
of data and information regarding the
human health hazards of phthalates
found in the diet presented in support
of the Petition and Objections raise
significant questions regarding the
safety of the authorized food-additive
uses of DAP, DCHP, DEHP, DINP, and
DIDP’’ (Objections at 21).
FDA Response: To justify a hearing on
this objection, it is not enough for the
objectors to simply name health effects
linked to the still-authorized orthophthalates or to list publications and
declarations that address the topic of
ortho-phthalates generally. The
objectors cite numerous recent studies
and publications but do not provide
meaningful analysis or explanation for
why these materials support a finding
that there are significant questions about
the safety of the still-authorized orthophthalates for their currently authorized
conditions of use. The objectors’ mere
citation of these studies and
declarations is not adequate to justify
resolution in the objectors’ favor of the
factual question about safety of the stillauthorized food additive uses of orthophthalates; the existence of toxicity
findings, alone, is insufficient to
establish significant questions about
whether there is no longer a reasonable
certainty of no harm for an authorized
use and is, therefore, insufficient to
justify resolution of the factual question
of safety (§ 12.24(b)(3)).
All substances exhibit toxic effects at
high enough exposure levels, and most
substances exhibit an exposure
threshold below which they do not
exhibit a toxic effect. To support an
assertion that the authorized use of a
substance is unsafe or presents
significant safety questions, it is not
sufficient to cite studies that indicate
that a substance is associated with a
toxic effect; rather, that effect must be
placed in the context of exposure. For
this reason, when evaluating the safety
of a substance, scientists will often
determine the ‘‘dose-response’’
relationship of substance exposure and
toxic effect.
To establish with reasonable certainty
whether a food additive is harmful
under its intended conditions of use,
FDA considers the projected human
dietary exposure to the food additive,
the additive’s toxicological data, and
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other available relevant information
(such as published literature). To
determine safety, one approach we may
use is to compare the estimated dietary
intake of the food additive to an ADI
level established by appropriate
toxicological data. An ADI is the
amount of a substance that is considered
safe to consume each day over the
course of a person’s lifetime (Ref. 2).
The ADI is typically based on an
evaluation of toxicological studies to
determine the highest appropriate
experimental exposure dose level in
animal studies that was shown to cause
no adverse effect (also known as the noobserved-adverse-effect level, or
NOAEL), divided by an appropriate
safety factor (id.). A calculated dietary
exposure to the food additive (i.e., the
EDI) at or below the ADI is considered
consistent with a reasonable certainty of
no harm (id.).
The objectors list publications of
various animal and in vitro studies in
Objection 3, yet they do not attempt to
address whether the publications are
relevant to assessing an appropriate
ADI, calculating an EDI, or whether the
dietary exposure could result in a toxic
effect (i.e., the estimated daily exposure
exceeds an appropriate ADI). The
petitioners proposed an ADI in their
underlying food additive petition, but
our denial order explained why the
proposed ADI was not supported and
Objection 3 does not address or
otherwise engage with FDA’s identified
concerns. Furthermore, the ADI that
FAP 6B4815 proposed in the underlying
petition was not based on any of the
studies cited in Objection 3.
The information provided in
Objection 3 consists largely of studies
that link some phthalates to certain
identified health effects. Some studies
are useful for hazard identification to
determine additional hypotheses for
future research, but these studies are not
designed to provide information to
show at which threshold level of dietary
exposure these effects may occur. Such
hazard identification is the first step in
a risk assessment, but the existence of
a possible effect does not necessarily
mean that the effect is the appropriate
endpoint to use for a risk assessment,
that the effect will occur at the level of
the substance in the diet, or that the
substance is in fact unsafe for its
intended use. As the hazard
identification studies do not examine a
dose-response relationship, these data
are not adequate for identifying a
NOAEL to perform a risk assessment for
the food contact uses of the stillauthorized phthalates. The data from
such hazard identification studies are,
therefore, not adequate to establish
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significant questions about whether
there is no longer a reasonable certainty
of no harm from the authorized uses and
are insufficient to justify resolution of
the factual question of safety.
The other information the objectors
cite in Objection 3 includes
epidemiological studies. While
epidemiological studies may suggest a
possibility of occurrence of an effect,
they are generally not useful for risk
assessment due to a lack of control of
confounders such as dietary, medical,
and lifestyle factors, socioeconomic
status, and characterization of past
exposures. Some studies may also
include self-reported data by the test
subjects which increases the potential
for biases and inaccuracies, making it
challenging to establish a consistent and
reliable relationship between the cause
and effect. Therefore, although
epidemiological studies may be
considered supplementary to the
available toxicological data for
conducting a safety evaluation, in
general, they are not suitable to provide
primary or sufficient basis for
performing a risk assessment.
The objection also cites the two
declarations that were also submitted to
the docket for the ortho-phthalates
citizen petition. The declarations cite
numerous epidemiological studies and a
few animal studies that provide
information on potential hazard
identification. The declarations do not
provide any dietary exposure estimates
for the remaining five phthalates from
their authorized food additive uses or
additional supporting information for
assessing the safety of the uses of the
phthalates studied as food contact
substances.
The Federal and European
publications cited in Objection 3 are the
‘‘Toxicological Profile for DEHP’’
released by the Agency for Toxic
Substances and Disease Registry
(‘‘ATSDR’’) (Ref. 5), the ‘‘Technical
Report on the Toxicology and
Carcinogenesis Studies of Di(2etyhylhexyl) Phthalate’’ (Ref. 6) released
by the National Toxicology Program
(NTP), and an updated risk assessment
of DEHP, DBP, BBP, DINP, and DIDP
(Ref. 7) for use in food-contact materials
released by the European Food Safety
Authority (EFSA). Objection 3 states
that these studies ‘‘provide novel
insights and weight of evidence
analyses that are relevant to the safety
reevaluations that FDA must conduct’’
(Objections at 19). However, the
objection does not provide any
explanation for how these studies
would be adequate to assess the safety
of the substances’ authorized food
additive uses and, therefore, the
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objection does not establish that these
studies create significant questions
about whether there is no longer a
reasonable certainty of no harm such
that they would resolve the factual
question of safety.
The objection also cites two doseresponse studies to state that
‘‘examining the cumulative effects of
several phthalates (including DCHP and
DEHP) found that phthalate mixtures
induced reproductive tract
malformations in male rats at doses well
below those associated with harm from
individual chemicals’’ (Objections at
18). However, the objection fails to
mention that, while the study
referenced (Conley, et al. 2021) (Ref. 8)
did include two of the five phthalates
that still have food additive uses in the
United States (DEHP and DCHP), the
study examined effects using a mixture
of nine phthalates and five nonphthalate pesticides cumulatively,
which cannot separate adverse effects
caused by either a single phthalate,
group of phthalates, or the nonphthalate pesticides. Similarly, the
other study referenced (Conley, et al.
2018) (Ref. 12) dosed the rats using a
mixture of 18 chemicals, which
included 9 phthalates (including DEHP
and DCHP) and nine non-phthalate
pesticides or drugs. Therefore, the two
dose-response studies cited in Objection
3 do not directly address the safety of
the food contact uses of the five stillauthorized ortho-phthalate food
additives.
For these reasons, the objectors failed
to demonstrate how the cited studies,
publications, declarations, and facts
asserted would be sufficient to justify
resolution of the safety question in the
objectors’ favor. The objectors did not
justify why the studies cited in
Objection 3 would establish questions
significant enough to support a finding
that there is no longer reasonable
certainty of no harm or that there are
‘‘significant questions regarding the
safety of the authorized food-additive
uses of DAP, DCHP, DEHP, DINP, and
DIDP.’’ In other words, the objectors did
not establish that the information in the
record is adequate to justify their factual
assertion regarding safety. Accordingly,
§ 12.24(b)(3) supports denial of the
request for the hearing. A hearing will
not be granted when the information
cited is not sufficient to support the
factual assertion (§ 12.24(b)(3)).
Furthermore, a hearing will not be
held unless resolution of the factual
issue in the way sought by the objector
is adequate to justify the action
requested (§ 12.24(b)(4)). In Objection 3,
the objectors alter the action requested
from what they originally sought in FAP
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6B4815, which was the revocation of
food additive approvals for 28 orthophthalates. They now seek a hearing
‘‘regarding the safety of . . . DAP,
DCHP, DEHP, DINP, and DIDP’’
(Objections at 21)—the five orthophthalates that remain authorized for
use as food additives. This objection
does not demonstrate how the outcome
of the proceeding would be different if
the factual issues addressed in this
objection were resolved in the way
sought, because this objection does not
address the underlying requested action.
The underlying requested action was
that FDA revoke the food additive
authorizations for the 28 subject orthophthalates based on their grouping as a
class. The basis for the underlying
requested action was that FDA should:
(1) consider the 28 subject orthophthalates to be a single class of
chemically and pharmacologically
related substances for safety evaluation;
(2) apply FAP 6B4815’s proposed ADI to
the purported class; and (3) determine
that the EDI for the class exceeds that
ADI. However, Objection 3 focuses only
on five of the 28 ortho-phthalates and
asks that we take action with respect to
these five. Thus, we are denying the
request for a hearing in Objection 3
because a hearing will not be granted on
factual issues that are not determinative
of the action requested in the
proceeding (§ 12.24(b)(4)).
It is important to note that the
objectors claim that our denial order
was deficient because it did not address
questions they failed to ask, and to take
actions they failed to request, in the
petition that is the subject of this
proceeding.1 Such matters are outside
the scope of the process set forth in
section 409(f)(1) of the FD&C Act, which
requires objections to ‘‘[to specify] . . .
the provisions of the [denial] order
deemed objectionable.’’ Because this
objection and the corresponding request
for a hearing seek determinations
regarding issues that are outside the
scope of the provisions of FDA’s denial
order, the objection and hearing request
are improper. The assertions and
information cited in Objection 3
regarding the health effects of the five
still-authorized ortho-phthalate food
additives would not change our
conclusion that the requested action in
FAP 6B4815 to remove the food contact
1 While FDA is denying this request for a hearing,
we again note that, in the Federal Register of May
20, 2022, we issued an RFI seeking scientific data
and information on current uses, use levels, dietary
exposure, and safety data for ortho-phthalates that
remain authorized for use in food contact
applications (87 FR 31090). Any future evaluation
may be informed by, among other things,
appropriate scientific data and information
submitted in response to the RFI.
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authorizations for a purported class of
28 ortho-phthalates was not adequately
supported. A hearing will not be granted
unless resolution of a factual issue in
the way sought by the objector is
adequate to justify the action requested
(§ 12.24(b)(4)). This conclusion does not
change the fact that FDA may, in the
future, consider a subset of orthophthalates that remain authorized for
use in food contact applications to be a
single class of chemically and
pharmacologically related substances
for purposes of a safety evaluation.
D. Objection 4
In Objection 4, the objectors take the
position that we misapplied section
409(c)(5)(B) of the FD&C Act, which
provides that, in determining whether a
food additive is safe under section 409
of the FD&C Act, FDA is to ‘‘consider
among other relevant factors’’ the
cumulative effect of such additive in the
diet of man or animals, taking into
account any chemically or
pharmacologically related substance or
substances in such diet. The objectors
assert that to ‘‘conduct the safety
evaluations the Food Act demands, FDA
must withdraw the Order and properly
apply the statutory standard for
chemically or pharmacologically related
substances to account for the
cumulative effects of all related
phthalates in the diet’’ (Objections at
26). Because this objection raises a
purely legal dispute, no hearing is
warranted to adjudicate it
(§ 12.24(b)(1)). Even if a hearing were
available, the objectors did not request
one with respect to this objection and
therefore waive any right to a hearing
(§ 12.22(a)(4)). The only remaining issue
on Objection 4, then, is whether the
objection establishes that FDA’s order
denying FAP 6B4815 should be
modified or revoked. As described
below, we conclude that the objectors
have not established a basis for
modifying or revoking of the denial
order.
The objectors assert that while the
denial order ‘‘does not articulate FDA’s
interpretation of what constitutes a
‘related’ substance,’’ FDA nevertheless
‘‘applied an erroneous interpretation of
‘chemically or pharmacologically
related’ substances for which the Food
Act mandates a cumulative effects
analysis’’ (Objections at 22). In
describing our review of FAP 6B4815,
the objectors assert that FDA ‘‘appeared
to interpret’’ this provision of the FD&C
Act as only applying if substances that
are known to share all of the following
three factors: ‘‘(1) well-defined
similarities in chemical structure, and
(2) a common defined toxicological
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endpoint, and (3) a common mechanism
of action associated with that common
endpoint’’ (internal quotations omitted)
(Objections at 23). The objectors
disagree with this purported
requirement and state that ‘‘FDA’s
regulations make the focus on common
effects, as opposed to a common
mechanism of action’’ (citing
§ 170.18(a)) (Objections at 24). The
objectors assert the proper focus is on
common health effects (id.). The
objectors state, ‘‘it would be irrational
and contrary to the Food Act’s safety
mandate to ignore the cumulative effects
of substances in the diet that are known
to contribute to the same adverse health
effect because the mechanism of action
is not known to be the same for both
substances or is not known at all’’ (id.).
Finally, the objectors assert in Objection
4 that we ‘‘erred in asserting that it is
only required to consider the
cumulative effects of substances that
would be suitable for grouping into a
single category for risk assessment’’
(internal quotations omitted) (id.).
FDA Response: Objection 4 questions
FDA’s evaluation of the claim made in
FAP 6B4815 that the 28 subject orthophthalates are chemically and
pharmacologically related and should
therefore be treated as a class for
purposes of evaluating their safety. In
describing FDA’s evaluation of this
claim, the objectors assert that FDA
required all of the following three
factors to be satisfied: ‘‘(1) well-defined
similarities in chemical structure, and
(2) a common defined toxicological
endpoint, and (3) a common mechanism
of action associated with that common
endpoint’’ (Objections at 23). As support
for the proposition that FDA imposed
such a requirement, Objection 4 cites to
both the denial order and FDA’s
toxicology memorandum supporting the
denial order (Ref. 4).
There is no place in the denial order
where we imposed such a requirement.
In the denial order, we noted that other
regulatory and scientific bodies have
grouped phthalates based on these three
considerations (87 FR 31066 at 31071).
We also noted in our denial order that
FAP 6B4815’s approach to class
grouping was not consistent with the
approach taken by other regulatory and
scientific bodies, given that FAP 6B4815
identified the work of those other bodies
as a basis for the requested action (id.).
To support their claim in Objection 4
that FDA required FAP 6B4815 to
satisfy the three factors that the
objectors identify, the objectors cite
page 10 of our toxicology memorandum
for FAP 6B4815 (Ref. 4). The toxicology
memorandum, however, did not suggest
that FDA required the three factors as a
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condition for grouping. Rather, this
portion of the toxicology memorandum
addressed the claim in FAP 6B4815 that
the 28 subject ortho-phthalates have
similar health effects. In doing so, the
toxicology memorandum noted that
while FAP 6B4815 asserted that all
ortho-phthalates must be assumed to
have ‘‘reproductive/developmental, and
endocrine health effects,’’ the terms
‘‘reproductive, developmental, and
endocrine effects are broad terms that
cover a wide range of toxicological
effects that are not necessarily similar
and can be caused by a variety of
mechanisms.’’
The toxicology memorandum also
noted that the endocrine system is a
generic term which encompasses
multiple organs and multiple hormonal
pathways, and disruption of different
hormonal pathways may not result in
common health outcomes (i.e., are not
related). The toxicology memorandum
further stated that the proposed
grouping of phthalates based on these
broad terms was not consistent with the
types of grouping undertaken by other
scientific bodies. As with the denial
order, the toxicology memorandum
discussed the considerations underlying
the groupings undertaken by these other
scientific bodies because FAP 6B4815
pointed to the evaluations by these
bodies as support for the requested
action—not because FDA was
presenting or imposing the three factors
that the objectors identify. Thus,
Objection 4 is incorrect in asserting that
FDA required the three factors the
objectors identify.
Likewise, the objectors
mischaracterize FDA’s denial order by
stating that, in assessing whether the
subject ortho-phthalates are
pharmacologically related, we erred in
assessing whether the 28 orthophthalates exhibit a common
mechanism of action; the objectors state
that the more appropriate focus is
whether there are common health
effects (Objections at 24). According to
Objection 4, ‘‘it would be irrational and
contrary to the Food Act’s safety
mandate to ignore the cumulative effects
of substances in the diet that are known
to contribute to the same adverse health
effect because the mechanism of action
is not known to be the same for both
substances or is not known at all’’ (id.).
In fact, we did evaluate the claim in
FAP 6B4815 regarding common health
effects, and our denial order explained
why this claim was lacking.
Specifically, our denial order explained
that the generalized assertion in FAP
6B4815 that all the cited effects are
pharmacologically related because they
‘‘result from the effects of ortho-
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phthalates on the endocrine system’’
does not acknowledge that the
endocrine system is a generic term that
encompasses multiple organs and
multiple hormonal pathways (87 FR
31066 at 31070). A substance that
exhibits activity in one hormonal
pathway may not have any effect on a
different hormonal pathway, and
disruption of different hormonal
pathways may not result in common
health outcomes (id.).
Our denial order also explained that
the claim in FAP 6B4815 that all
studied ortho-phthalates demonstrate
similar effects on the endocrine system
was directly contradicted by data cited
in the petition (id.). We explained that
one of the most commonly studied
pharmacological effects for phthalates is
antiandrogenicity and that the data cited
in the petitioners’ literature search
indicates that, among the 12 phthalates
with available toxicological information,
seven phthalates exhibit antiandrogenic
effects, but four phthalates have been
shown to not exhibit antiandrogenic
effects (id. at 31070 through 31071).
Thus, FDA’s evaluation of FAP 6B4815
did, in fact, evaluate whether the 28
ortho-phthalates have common health
effects. Objection 4, therefore, errs in
suggesting that FDA’s evaluation was
‘‘irrational and contrary to the Food
Act’’ by virtue of disregarding evidence
that the 28 ortho-phthalates cause
common health effects.
Finally, Objection 4 is misplaced in
asserting that FDA’s denial order
maintained that FDA ‘‘is only required
to consider the cumulative effects of
substances that would be suitable for
grouping into a single ‘category for risk
assessment’ ’’ (Objections at 24). FDA’s
denial document made no such
statement. The internal quotation
appears to refer to the following
sentence in our denial order: ‘‘the
common functional group rationale
should be supported with a discussion
of any structural variations within that
common functional group definition
and an explanation of why the
chemical-structural differences between
members would not impact the
suitability of the category for risk
assessment’’ (87 FR 31066 at 31069)
(emphasis added). Contrary to the claim
in Objection 4, this sentence does not
announce any legal interpretation
regarding when FDA may consider the
cumulative effects of different food
additives. Rather, it addresses one of the
rationales offered by FAP 6B4815 for
grouping the 28 ortho-phthalates: that
the substances share a common
functional group. In the sentence that
petitioners quote from in Objection 4,
we explain the type of scientific
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evidence that is recommended to
support an assertion of a common
functional group, as outlined in the
Organization for Economic Co-operation
and Development (OECD) guidance that
the original petition cites as support of
its assertion that the 28 ortho-phthalates
share a common functional group (Ref.
9).
For these reasons, we disagree with
the assertion in Objection 4 that FDA
committed legal error that justifies
modifying or revoking our denial order.
We also note that, even if there was a
legal error with FDA’s application of
section 409(c)(5)(B) of the FD&C Act,
our resolution of FAP 6B4815 would
have been the same. Our denial order
did not rest solely on the question of
whether the 28 ortho-phthalates should
be considered a class for purposes of
safety evaluation. Our denial order also
rested on our conclusion that petitioners
did not adequately support the other
key assertions in FAP 6B4815 (i.e., the
assertion proposing a purported ADI for
DEHP, the assertion that the purported
ADI should be applied to all 28
phthalates, and the assertion that the
EDI for the asserted class of orthophthalates significantly exceeds the
proposed ADI). Thus, even if FAP
6B4815 had established that there was
sufficient evidence to support treating
the 28 subject ortho-phthalates as a
class, FDA would have denied the
petition because it failed to establish the
two subsequent assertions supporting
the petition’s request to revoke the
authorizations of such substances.
E. Objection 5, 5–A, 5–B, and 5–C
In Objection 5, the objectors argue
that ‘‘FDA acted arbitrarily and
unlawfully’’ by not considering the
relatedness of smaller groups of orthophthalates (Objections at 26). The
objection contends that the relatedness
of different groups of ortho-phthalates
would mean that ‘‘FDA must consider
their cumulative effects’’ (id. at 26). The
premise of this objection is that FDA’s
denial order erred in analyzing the
relatedness of all the 28 orthophthalates that were the subject of FAP
6B4815, because on the same day that
FDA issued the denial order we also
issued the abandonment order. In
Objection 5, the objectors assert that
FDA’s analysis of the relatedness of the
28 ortho-phthalates was ‘‘irrational on
its face’’ (id.). The objectors separate
Objection 5 into three separate subobjections. In each sub-objection, the
objectors propose that FDA grant a
public hearing to determine that the
proposed groupings of phthalates show
that the phthalates are chemically or
pharmacologically ‘‘related.’’ The
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specific groupings proposed in
Objection 5 are:
(A) A group of nine ortho-phthalates,
consisting of the five ortho-phthalates
that remain approved as food additives
following FDA’s abandonment order
combined with four ortho-phthalates
that are authorized for use as foodcontact substances because they were
sanctioned prior to the food additive
amendments to the FD&C Act (i.e., they
are prior sanctioned). A ‘‘prior
sanction’’ is ‘‘an explicit approval
granted with respect to use of a
substance in food prior to September 6,
1958,’’ by the FDA or the United States
Department of Agriculture, pursuant to
the FD&C Act, the Poultry Products
Inspection Act, or the Meat Inspection
Act (§ 170.3(l)). The term ‘‘prior
sanction’’ derives from section 201(s)(4)
of the FD&C Act (21 U.S.C. 321(s)(4)),
which excepts from the definition of a
‘‘food additive’’ any substance ‘‘used in
accordance with a sanction or approval
granted prior to’’ September 6, 1958, the
date of enactment of the Food Additives
Amendment to the FD&C Act. Before
that date, FDA had approved specific
uses of various food-contact materials or
food ingredients by issuing letters and
other statements that stated that in
FDA’s view these substances were ‘‘not
considered unsafe,’’ that they did ‘‘not
present a hazard,’’ or that FDA ‘‘did not
object to their use.’’
The nine ortho-phthalates that are at
issue in this sub-objection are Di(2ethylhexyl) phthalate (DEHP),
Dicyclohexyl phthalate (DCHP),
Diisononyl phthalate (DINP), Diisodecyl
phthalate (DIDP), Dialyl phthalate
(DAP), Diethyl phthalate (DEP), Butyl
phthalyl butyl glycolate (BPBG),
Diisooctyl phthalate (DIOP), and Ethyl
phthalyl ethyl glycolate (EPEG). The
objectors assert that these nine orthophthalates should be grouped because
they are ‘‘chemically related’’ and
grouping them due to a common
functional group would be consistent
with the Organization for Economic Cooperation and Development (OECD)
Guidance on Grouping Chemicals
(Objections at 28).
(B) A group of seven ortho-phthalates,
which consist of a subgroup of the nine
ortho-phthalates that remain either
approved in our food additive
regulations or authorized because they
are prior sanctioned. These orthophthalates are DCHP, DEHP, DINP,
DAP, DEP, DIDP, and DIOP. The
objectors state that these orthophthalates are ‘‘pharmacologically
related substances on account of their
common effect on developmental
toxicity’’ (Objections at 31).
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(C) A group of four ortho-phthalates,
which consist of a subgroup of the nine
ortho-phthalates that remain approved
in our food additive regulations or
authorized because they are prior
sanctioned. These ortho-phthalates are
DCHP, DEHP, DINP, and DIOP. The
objectors state that these orthophthalates should be considered
cumulatively ‘‘based on their structural
similarity and common antiandrogenic
effects associated with the mechanism
of action of reduced fetal testosterone
production’’ (Objections at 35).
FDA Response: Even if the objectors’
statements regarding the asserted
relatedness of these different groups of
ortho-phthalates were shown to be
correct, the outcome of FDA’s denial
order would not be altered. FAP 6B4815
did not seek to establish the relatedness
of these different groups of orthophthalates, consisting of both food
additives and prior sanctioned
substances, for purposes of safety
assessment. Rather, FAP 6B4815
proposed that FDA take a different
approach. Specifically, FAP 6B4815
requested that we treat 28 orthophthalates authorized for food contact
use in our food additive regulations as
a class, apply a single ADI to the
purported class, and then compare
exposure estimates for the 28-member
class to the proposed ADI. FAP 6B4815
did not ask us to consider these
proposed groups of nine, seven, and
four ortho-phthalates. As Objection 5
does not demonstrate how the outcome
of this proceeding would be different
based on the new assertions of the new
proposed groupings, we deny the
request for a hearing. A hearing will not
be granted unless resolution of a factual
issue in the way sought by the objector
is adequate to justify the action
requested (§ 12.24(b)(4)). As courts have
recognized, the issues raised in
objections ‘‘must be material to the
question involved; that is, the legality of
the order attached’’ (Pineapple Growers
Ass’n of Haw., 673 F.2d at 1085).
The objectors claim that our denial
order was deficient because it did not
address questions they failed to ask, and
to take actions they failed to request, in
the petition that is the subject of this
proceeding. Such matters are outside
the scope of the process set forth in
section 409(f)(1) of the FD&C Act, which
requires objections to ‘‘[to specify] . . .
the provisions of the [denial] order
deemed objectionable.’’ The type of
information necessary to consider for
grouping chemicals for safety
assessment is complex and proposing
new groupings at the objection phase—
when those groupings were not within
the scope of the denial order—does not
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allow for full consideration of the
complex scientific issues involved (see
e.g., Ref. 1). Because Objection 5 and the
corresponding request for a hearing seek
determinations regarding issues that are
outside the scope of the provisions of
FDA’s denial order, the objection and
hearing request are improper.
Separately, the objectors claim that
FDA’s review of FAP 6B4815 failed to
account for our abandonment order
(Objections at 26). We disagree. On the
same day that we issued our denial
order, we published a detailed
memorandum in which we addressed
the purported relatedness of the five
ortho-phthalates that remained
approved as food additives following
FDA’s action on the abandonment
petition (Ref. 1). FDA evaluated whether
the five still-approved ortho-phthalates
should be treated as a class for purposes
of safety assessment and concluded that
the five substances should not be
grouped together for safety assessment.
We based this conclusion on the
structural variations and the differences
in metabolites, metabolism, and
toxicological endpoints across the
substances. We described these
differences in the memorandum that is
in the docket (id.).
F. Objection 6
In Objection 6, the objectors assert
that FDA should have treated a group of
eight ortho-phthalates as a class because
the eight ortho-phthalates, are
‘‘antiandrogenic and are likely present
in the diet’’ (Objections at 38). The eight
ortho-phthalates that Objection 6
identifies for treatment as a class are
Di(2-ethylhexyl) phthalate (DEHP),
Dicyclohexyl phthalate (DCHP),
Diisononyl phthalate (DINP), Diisooctyl
phthalate (DIOP), Butyl benzyl
phthalate (BBP), Dibutyl phthalate
(DBP), Diisobutyl phthalate (DiBP), and
Dihexyl phthalate (DnHexP). The eight
ortho-phthalates are a subset of the 28
ortho-phthalates that were the subject of
FAP 6B4815. This proposed class
consists of a subgroup of the orthophthalates that remain approved for
food-contact use under our food
additive regulations (DCHP, DEHP, and
DINP), one that is prior sanctioned
(DIOP), and four that are no longer
authorized for food-contact use due to
our abandonment order (DiBP, DBP,
BBP, and DnHexP). The objection
contends that the relatedness of these
eight ortho-phthalates triggers FDA’s
obligation to take into account their
cumulative effect, and the fact that
FDA’s denial order did not identify
them as a class means that FDA acted
‘‘contrary to the Food Act and its
regulations by failing to account for the
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cumulative effects of dietary exposure’’
to this proposed group (id.).
The objectors request a hearing on
Objection 6. They state that the hearing
would address ‘‘whether FDA
unlawfully failed to consider the
cumulative effects of phthalates in the
diet that are chemically or
pharmacologically related to phthalates
that remain approved for food-additive
use’’ (internal quotations omitted)
(Objections at 39 through 40). The
objectors state that at a hearing they
would ‘‘offer expert testimony regarding
the presence of BBP, DBP, DIBP, and
DnHP in the diet; the chemical and
pharmacological relationship among
these substances and DEHP, DINP,
DCHP, and DIOP; and the approach or
approaches FDA could take to
appropriately account for the
cumulative effects of these substances’’
(id. at 40).
FDA Response: Even if the objectors’
asserted statements regarding the
chemical and pharmacological
relatedness of this group of eight orthophthalates were shown to be correct, the
outcome of FDA’s denial order would
not be altered. The underlying
proceeding did not address the
relatedness of this smaller group of
ortho-phthalates for purposes of safety
assessment. FAP 6B4815 proposed that
FDA take a different course of action.
Specifically, as stated earlier, FAP
6B4815 requested that we group
together 28 ortho-phthalates approved
for food contact use in our food additive
regulations, apply a single ADI to the
purported class, and then compare
exposure estimates for the 28-member
class to the proposed ADI. FAP 6B4815
did not ask us to consider this new
proposed group of eight orthophthalates.
As Objection 6 does not demonstrate
how the outcome of this proceeding
would be different if the assertions
regarding the new proposed grouping in
Objection 6 were shown to be correct,
we deny the request for the hearing. A
hearing request will not be granted
unless resolution of a factual issue in
the way sought by the objector is
adequate to justify the action requested
(§ 12.24(b)(4)). As courts have
recognized, the issues raised in
objections ‘‘must be material to the
question involved; that is, the legality of
the order attached’’ (see Pineapple
Growers Ass’n of Hawaii, 673 F.2d at
1085). With this Objection, petitioners
would have us address a question that
was not involved in the underlying
proceeding. As noted earlier, the
objectors claim that our denial order
was deficient because it did not address
questions they failed to ask, and to take
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actions they failed to request, in the
petition that is the subject of this
proceeding. However, such matters are
outside the scope of the process set forth
in section 409(f)(1) of the FD&C Act,
which requires objections to ‘‘[to
specify] . . . the provisions of the
[denial] order deemed objectionable.’’
Because Objection 6 and the
corresponding request for a hearing seek
determinations regarding issues that are
outside the scope of the provisions of
FDA’s denial order, the objection and
hearing request are improper.
Additionally, FDA did consider the
relatedness of the 28 ortho-phthalates
that were the subject of FAP 6B4815 as
well as the five ortho-phthalates that
remain approved for food-contact use in
our food additive regulations and did
not find that the substances should be
grouped as a class for purposes of safety
assessment (87 FR 31066 at 31075 and
Ref. 1).
G. Objection 7
In Objection 7, the objectors argue
that ‘‘FDA erred insofar as it required
the petitioners to prove that current
dietary exposure to the approved
phthalates exceeds a safe level’’
(Objections at 40). The objectors assert
that FDA’s evaluation of the information
in FAP 6B4815 related to exposure ‘‘is
contrary to the applicable statutory and
regulatory provisions, the proper burden
of proof, and FDA’s past practice’’
(Objections at 42). Because this
objection raises a purely legal dispute,
no hearing is warranted to adjudicate it
(§ 12.24(b)(1)). Even if a hearing were
available, the objectors did not request
one with respect to this objection and
therefore waive any right to a hearing
(§ 12.22(a)(4)). The only remaining issue
on Objection 7, then, is whether this
objection establishes that FDA’s order
denying FAP 6B4815 should be
modified or revoked. As described
below, we conclude that the objectors
have not established a basis for
modifying or revoking the denial order.
In Objection 7, the objectors assert
that, while FDA is to consider exposure
data when approving new food
additives, ‘‘FDA’s regulation governing
petitions to amend or repeal food
additive regulations does not require the
petitioners to tender exposure data’’
(Objections at 40). The objectors
contend that, rather than requiring
repeal petitions to provide exposure
data, FDA’s regulations provide that
repeal petitions ‘‘may be based solely on
‘new data as to the toxicity of the
chemical’ or other ‘new information’
showing ‘that experience with the
existing regulation may justify its
amendment or repeal’ ’’ (quoting
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§ 171.130(b)) (id.). The objectors
acknowledge that § 171.130(b) provides
for new data to be furnished in the form
specified in § 171.1 but argue that ‘‘[t]o
the extent that the substantive
requirements of section 171.1 are
applicable to petitions seeking
revocation or repeal of food additive
regulations, that provision also does not
require exposure data’’ (Objections at
41). The objectors further state that ‘‘to
the extent that FDA interprets [§ 171.1]
to require exposure information, it must
apply that requirement in a manner that
comports with the burden of production
the Food Act places on petitioners
seeking revocation of food additive
authorizations based on safety
concerns,’’ such that ‘‘FDA cannot
lawfully require such petitioners to
tender data proving that existing
exposure to the additives at issue and
related substances is unsafe’’ (id. at 41).
The objectors assert that FDA’s action
on certain long-chain perfluorinated
compounds (81 FR 5) was consistent
with this interpretation (id. at 41
through 42).
FDA Response: We disagree with the
assertion that we applied an incorrect
legal standard in evaluating FAP
6B4815. We reviewed the exposure
information provided in FAP 6B4815
based on the petition’s specific
assertions. FAP 6B4815 asserted that the
estimated dietary exposure for the
asserted class of ortho-phthalates
significantly exceeded the proposed ADI
for the purported class, and the petition
included dietary exposure estimates for
select phthalates. In our denial order,
we evaluated the proposed dietary
exposure values and explained why
they were not adequately supported.
Specifically, we observed that FAP
6B4815 did not account for: (1) The
imprecision of relying on exposures
estimates derived from biomonitoring
studies to assess dietary exposure; (2)
the diverse parameters used in the cited
dietary exposure analyses to determine
which analysis, if any, most accurately
reflects true U.S. dietary exposure; and
(3) the contradiction in reported dietary
exposure values between those analyses
(87 FR 31066 at 31075; see also Ref. 3).
Under our food additive regulations,
petitioners must do more than request
changes to FDA’s food additive
regulations. Petitioners must provide
support for the requested changes. Food
additive petitions seeking amendments
to existing authorizations ‘‘must include
full information on each proposed
change’’ (In re Natural Resources
Defense Council, 645 F.3d 400, 403
(D.C. Cir. 2011) (internal quotations and
citations omitted)). Here, FAP 6B4815
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included dietary exposure estimates,
and our denial order evaluated those
estimates and explained why they were
lacking. In doing so, we did not advance
any new standards for the type of
information that must be included in
repeal petitions.
Further, our denial order was not
inconsistent with our action on longchain perfluorinated compounds. In that
action, we evaluated available exposure
information and explained why we were
not able to determine migration of the
relevant food contact substances (FCSs)
into food as a result of their approved
food-contact use. For this reason, FDA
was unable to calculate consumer
exposure to the substances in a manner
which would allow a quantitative
assessment of the safety of that
exposure. However, FDA’s review noted
that available data demonstrate that
long-chain perfluorocarboxylic acids
and fluorotelomer alcohols biopersist in
animals and that this biopersistence also
occurs in humans. Although available
migration information did not allow a
quantitative assessment of the safety of
exposure to these FCSs, the
reproductive and development toxicity
of the three food contact substances
could be qualitatively assessed in the
context of biopersistence and the
expectation that chronic dietary
exposure to these substances would
result in a systemic exposure to the
substances or their metabolic byproducts at levels higher than their
daily dietary exposure (81 FR 5 at 7).
There is not comparable evidence in the
administrative record for FAP 6B4815 to
allow FDA to conclude that there is no
longer a reasonable certainty of no harm
regarding the subject ortho-phthalates
for their intended use in the absence of
adequate exposure information. While
FDA had a basis for qualitatively
assessing exposure in the action on
long-chained perfluorinated
compounds, the record here does not
support that approach.
For these reasons, we disagree with
the objectors’ assertion that FDA
committed any legal error that justifies
modifying or revoking our denial order.
H. Objection 8
The final objection argues that
‘‘contrary to FDA’s conclusion, the
available exposure information raises
serious safety questions regarding the
approved food additive uses of
phthalates’’ (Objections at 43). The
objectors request a hearing on Objection
8 and state that the hearing would
address whether biomonitoring data
from the National Health and Nutrition
Examination Survey (NHANES) ‘‘and
other available exposure information
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together establish significant questions
concerning the safety of the food
additive uses of phthalates that remain
approved’’ (Objections at 49). The
objectors state that ‘‘FDA did not
address this issue in the order. Instead,
it dismissed the NHANES
biomonitoring data provided with the
Petition based on arguments that are
legally and factually unsupported, and
it did not evaluate the most recent
NHANES data in conjunction with
ATSDR’s MRL for DEHP’’ (id. at 49).
FDA Response: A hearing will not be
granted on factual issues that are not
determinative with respect to the action
requested (§ 12.24(b)(4)). In this
objection, the objectors challenge our
evaluation of the information they
provided in FAP 6B4815 related to
exposure. However, our denial order
made clear that our evaluation of
exposure data was not the sole reason
we denied FAP 6B4815. Instead, we
based our denial on the lack of adequate
support for each of the three assertions
made in FAP 6B4815: (1) that the 28
ortho-phthalates should be treated as a
class for purposes of evaluating their
safety; (2) that a purported ADI for
DEHP should be applied to all 28 orthophthalates that were the subject of the
petition; and (3) that the EDI for the
asserted class of ortho-phthalates
significantly exceeded the proposed
ADI, thus rendering the purported class
unsafe for their use as food contact
substances. Our denial order explained
in detail why the petition did not
adequately support any of these three
assertions. Because we found that the
petition was not adequately supported,
we concluded that the petition did not
contain sufficient data to support a
finding that there is no longer a
reasonable certainty of no harm from the
approved uses (87 FR 31066 at 31075).
To the extent that Objection 8 is based
on the premise that FDA’s evaluation of
the exposure data was determinative to
how we evaluated FAP 6B4815, that
premise is incorrect. Even if FDA were
to have found, as Objection 8 urges, that
the data in the record show that the
exposure to certain ortho-phthalates
significantly exceeds the ADI proposed
by FAP 6B4815 for the reference orthophthalate selected (DEHP), such a
finding would not have answered the
antecedent questions of whether the 28
ortho-phthalates should be treated as a
class or whether the proposed ADI for
the selected ortho-phthalate should be
applied to the purported class of 28
ortho-phthalates. Because FDA’s
conclusion regarding exposure data in
the record was not determinative with
respect to the repeal action requested in
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FAP 6B4815, the objectors’ request for a
hearing on this subject is denied.
In addition, we are denying the
request for a hearing on this objection
because the data and information
identified by the objectors in support of
the objection, even if established at a
hearing, would not be adequate to
justify the factual determination about
unsafe exposure urged by the objectors
(see § 12.24(b)(3)). This is for two
distinct reasons.
First, Objection 8 claims that ‘‘diet is
a major, if not primary, source of
exposure to the phthalates at issue’’
(Objections at 43). The objection points
to the 2014 report from the Chronic
Hazard Advisory Panel on Phthalates
and Phthalate Alternatives (CHAP
report), two declarations that cite the
CHAP report as support, and a
statement in ATSDR’s 2022
toxicological profile of DEHP that ‘‘the
principal route of human exposure to
DEHP is oral,’’ and that the ingestion of
food accounts for the majority of total
oral exposure to DEHP (Objections at
45) (Ref. 10). The objectors state that
FDA’s denial order ‘‘does not dispute
the CHAP’s conclusions regarding the
primacy of diet as an exposure source
for multiple approved phthalates and
related substances’’ and that FDA ‘‘must
qualitatively consider’’ conclusions by
CHAP or ATSDR that diet is a ‘‘critically
important source of exposure to DEHP
and other phthalates at issue’’ (id. at 45).
This criticism is misplaced. Even if FDA
were to reach the general conclusion
that the diet is a major source of
exposure to approved ortho-phthalates,
that would not answer the question of
whether or not a specific approved food
additive use is safe. Regarding the
CHAP report, it did not answer the
question of whether specific food
additive uses of ortho-phthalates are
safe. To the extent that this objection
asserts that FDA did not evaluate the
CHAP report in responding to FAP
6B4815, that is not the case. The denial
order and FDA’s supporting memoranda
discussed the CHAP report at length
(Refs. 3 and 4). Regarding ATSDR’s
report on DEHP, this report states that
the intake approximations calculated for
DEHP indicate that the general
population is exposed to DEHP at levels
that are 3–4 orders of magnitude lower
than those observed to cause adverse
health effects in animal studies.
Accordingly, the ATSDR report does not
justify resolution of the factual question
about unsafe exposure in the objectors’
favor.
The second reason the data and
information identified by the objectors
in support of the objection, even if
established at a hearing, would not be
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adequate to justify resolution of the
factual question about unsafe exposure
relates to FDA’s evaluation of
biomonitoring studies. Objection 8
asserts that ‘‘FDA irrationally dismissed
the relevance of biomonitoring data
from the CDC’s NHANES, which tracks
metabolites of DEHP, DCHP, DEP, and
DINP, among other phthalates, in
human urine’’ (Objections at 45). The
objectors assert that FDA’s denial order
was mistaken in stating that petitioners
relied on biomonitoring data ‘‘alone’’ as
information presented in the petition
established the primacy of diet as a
source of exposure to multiple
phthalates (Objections at 46). The
objectors state that ‘‘the NHANES
biomonitoring data must be evaluated in
light of evidence that most human
exposures to these phthalates come from
the diet’’ (id.). Here, the objectors make
several claims that are not supported.
We did not, in fact, dismiss the
potential relevance of biomonitoring
evidence presented in the petition.
Rather, our denial order specifically
noted that human biomonitoring studies
can be ‘‘part of an appropriate
postmarket approach to determine
dietary exposure for a substance that is
already authorized for use as a food
contact substance’’ (87 FR 31066 at
31074). However, we also explained that
‘‘many factors should be addressed to
determine the suitability of any given
dataset for determining dietary
exposure’’ (id.). We explained that the
approach of directly comparing
biomonitoring-based exposure values to
a proposed ADI for the purpose of
assessing the safety of a food additive is
not scientifically appropriate (id.).
Relying on biomonitoring data alone
does not differentiate the amount of
exposure that results from the diet
compared to environmental and other
sources (id.). Because FAP 6B4815 did
not account for these limitations by
addressing how the biomonitoring data
accounts for dietary exposure, we
concluded that the petition’s direct
comparison of biomonitoring-based
exposure values to the purported ADI
was scientifically flawed. Our
evaluation did not amount to a
summary dismissal. We considered the
information provided in the petition
and found it lacking. The objectors’
claim that we stated that FAP 6B4815
relied on biomonitoring data ‘‘alone’’ is
also wrong. In our denial order, we
discussed other evidence in FAP
6B4815 that was related to exposure
(and identified shortcomings with the
petition’s evaluation of that data) (id.).
Thus, the record shows that we
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considered all relevant exposure-related
data included in the petition.
The objectors’ claims regarding the
primacy of the diet and FDA’s dismissal
of biomonitoring data, even if
established at a hearing, would not be
sufficient to justify resolution of the
factual conclusion urged by the
objectors (§ 12.24(b)(3)). These claims
were intended to support a conclusion
that the available exposure information
raises serious safety questions regarding
the approved food-additive uses of
phthalates. The information presented
to support these claims do not provide
a factual basis for determining that any
ortho-phthalates have unsafe dietary
exposure levels or that there are
significant safety questions regarding
the dietary exposure levels because
these claims do not proffer evidence of
unsafe dietary exposure levels for any
ortho-phthalates with authorized uses.
These arguments do not provide a basis
for a hearing.
A separate argument that objectors
put forth in Objection 8 purports to
provide more direct data regarding
exposure. The objectors described a new
exposure analysis and provided a
supporting memorandum (Objections at
48, n. 174) that calculated EDIs for 10
phthalates (DEHP, BBP, DBP, DIBP,
DCHP, DEP, DIDP, DINP, DMP, and
DnOP) using urinary metabolite
concentrations from the most recent
NHANES biomonitoring data (collection
occurred from 2015 to 2016). The
objectors state that the EDI estimate for
DEHP (at the 90th and 95th percentiles)
is above the 0.10 micrograms per
kilogram body weight per day
intermediate minimal risk level (MRL)
for oral exposure established for DEHP
by ATSDR in 2022 (id. at 48). The
objectors state that this ‘‘indicate[s]
unsafe exposure levels across the U.S.
population’’ (id.). As explained in our
denial order and above, relying on
biomonitoring data alone to calculate an
exposure estimate does not differentiate
the amount of exposure that results from
the diet compared to other sources.
Neither the objectors nor the supporting
memorandum accounts for these
limitations by addressing how the
biomonitoring data is representative of
an estimate to dietary exposure only.
Furthermore, the MRL for DEHP cited
by the objectors was determined based
on a single study that used only one
dose level and only a limited number of
animals. Due to the use of a single dose
and limited animals, there is not enough
supporting information to rely on this
value for the purposes of a safety
assessment for DEHP or to apply it as a
value for risk assessments of the other
substances cited by the objectors.
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The objectors also assert that certain
studies involving mixtures of orthophthalates ‘‘underscore the need for
FDA to consider the available exposure
information in response to these
objections, and the importance of
cumulative effects analysis to that
assessment’’ (Objections at 49). The
objectors state that ‘‘EPA scientists
[who] have documented the magnitude
of the cumulative effect of mixtures of
anti-androgenic ortho-phthalates, and
mixtures of anti-androgenic orthophthalates and other substances with
similar anti-androgenic effects.
Collectively, these studies found that
ortho-phthalates in mixtures with
structurally and pharmacologically
related substances induced antiandrogenic effects at doses that were
orders of magnitude lower than those
associated with anti-androgenic effects
of individual phthalates’’ (id. at 48).
However, the objectors do not provide
any dietary exposures to the proposed
related anti-androgenic substances in
the diet, nor do they identify what those
related anti-androgenic substances are.
While the Howdeshell (2017) (Ref. 11)
and Conley et al., (2018 and 2021) (Refs.
8 and 12) studies demonstrate some
additive effects of mixtures of antiandrogenic substances, the Conley et al.,
(2018 and 2021) studies also report a
level of exposure of these phthalate and
non-phthalate mixtures where no
antiandrogenic effects were detected.
Likewise, beyond the MRL for DEHP,
the objectors do not provide a suitable
safe level or a risk assessment value to
compare that cumulative dietary
exposure level for the purposes of
conducting a safety assessment. The
objectors do not demonstrate how
determining that anti-androgenic effects
from multiple substances may be
additive would demonstrate Objection
8’s assertion that the available exposure
information raises serious safety
questions regarding the approved foodadditive uses of phthalates.
Separately, the objectors contend that
FDA committed legal error in evaluating
the exposure information included in
FAP 6B4815. The objectors assert that
FDA evaluated their petition ‘‘as if diet
were the sole source of exposure to the
approved phthalates,’’ which Objection
8 describes as being in tension with the
‘‘among other relevant factors’’ text in
section 409(c)(5) of the FD&C Act
(Objections at 46). The applicability of
the ‘‘among other relevant factors’’ text
in section 409(c)(5) of the FD&C Act is
a legal issue, and a hearing will not be
granted on issues of law (§ 12.24(b)(1)).
We note that, in determining whether a
food additive is safe under section
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409(c)(5) of the FD&C Act, FDA is to
‘‘consider among other relevant factors’’
the following: (1) probable consumption
of the additive; (2) cumulative effect of
such additive ‘‘in the diet of man or
animals, taking into account any
chemically or pharmacologically related
substance or substances in such diet;’’
and (3) safety factors ‘‘generally
recognized’’ by qualified experts ‘‘as
appropriate for the use of animal
experimentation data.’’
Section 409(c)(5) of the FD&C Act
does not impose a ‘‘legal obligation’’ for
FDA to consider exposure from nondietary sources in determining safety.
Rather, section 409(c)(5) of the FD&C
Act makes clear that FDA has discretion
to review a number of factors to
determine whether a food additive is
safe. Besides the factors enumerated in
subparagraphs (A), (B), and (C), section
409(c)(5) of the FD&C Act gives us
discretion to decide, in our scientific
expertise, whether there are other
factors that are ‘‘relevant’’ to the safety
of a food additive in the context of a
particular petition. Moreover, the text of
subparagraphs (A) and (B), which
contemplate FDA considering foodrelated uses in assessing safety,
provides additional support that it is not
required for FDA to consider exposure
from non-dietary sources as a relevant
factor. Specifically, subparagraph (A)
states that in determining safety, the
Secretary shall consider ‘‘the probable
consumption of the additive and of any
substance formed in or on food because
of the use of the additive,’’ and
subparagraph (B) refers to the diet of
man or animals’’ (emphasis added).
Subparagraph 409(c)(5)(C) of the FD&C
Act, which directs FDA to consider
safety factors that ‘‘are generally
recognized as appropriate for the use of
animal experimentation data,’’ does not
suggest that FDA must consider
exposure from non-dietary sources.
Therefore, the objectors’ argument that
non-dietary exposure must be part of the
safety analysis under section 409(c)(5)
of the FD&C Act is incorrect. While the
objectors state that other federal
agencies ‘‘frequently consider
background exposures when evaluating
and regulating harmful chemicals,’’ we
administer the FD&C Act and not
authorities that are applicable to other
Federal agencies.
V. Summary and Conclusions
After evaluating the objections, we
conclude that the submission does not
provide a basis to support modifying or
revoking the denial of FAP 6B4815.
Therefore, we are overruling the
objections and denying the requests for
a public hearing.
VerDate Sep<11>2014
16:12 Oct 29, 2024
Jkt 265001
VI. References
The following references marked with
an asterisk (*) are on display at the
Dockets Management Staff, (HFA–305),
Food and Drug Administration, 5630
Fishers Lane, Rm. 1061, Rockville, MD
20852, 240–402–7500 and are available
for viewing by interested persons
between 9 a.m. and 4 p.m., Monday
through Friday; they also are available
electronically at https://
www.regulations.gov. References
without asterisks are not on public
display at https://www.regulations.gov
because they have copyright restriction.
Some may be available at the website
address, if listed. References without
asterisks are available for viewing only
at the Dockets Management Staff.
Although FDA verified the website
addresses in this document, please note
that websites are subject to change over
time.
1. * FDA Memorandum from J. Urbelis to
Administrative File for Food Additive
Petition (FAP) 6B4815, May 11, 2022.
2. * FDA, Guidance for Industry,
‘‘Toxicological Principles for the Safety
Assessment of Food Ingredients:
Redbook 2000,’’ July 2007 (available at
https://www.fda.gov/media/79074/
download).
3. * FDA Chemistry Memorandum from R.
Brinas to J. Urbelis, May 11, 2022.
4. * FDA Toxicology Memorandum from T–
F. Cheng to J. Urbelis, May 11, 2022.
5. * Agency for Toxic Substances and Disease
Registry (ATSDR) ‘‘Toxicological Profile
for Di(2-ethylhexyl) Phthalate (DEHP),’’
January 2022.
6. * ‘‘NTP Technical Report on the
Toxicology and Carcinogenesis Studies
of Di(2-ethylhexyl) Phthalate
Administered in Feed to Sprague Dawley
Rats,’’ December 2021.
7. European Food Safety Authority Panel on
Food Contact Materials, Enzymes and
Processing Aids, ‘‘Update of the Risk
Assessment of Di-Butylphthalate (DBP),
Butyl-Benzyl-Phthalate (BBP), Bis(2ethylhexyl)Phthalate (DEHP), DiIsononylphthalate (DINP) and DiIsodecylphthalate (DIDP) for Use in Food
Contact Materials,’’ European Food
Safety Authority Journal, 17(12):5838,
2019.
8. Conley, J., C.S. Lambright, N. Evans, et. al.,
‘‘A Mixture of 15 Phthalates and
Pesticides Below Individual Chemical
No Observed Adverse Effects Levels
(NOAELs) Produces Reproductive Tract
Malformations in the Male Rat,’’
Environment International, 156:106615,
2021.
9. ** 2014 Organization for Economic
Cooperation and Development (OECD)
Guidance on Grouping of Chemicals.
10. ** 2014 Chronic Hazard Advisory Panel
(CHAP) on Phthalates and Phthalate
Alternatives Final Report.
11. Howdeshell, K., A.K. Hotchkiss, L.E. Gray
Jr., et al., ‘‘Cumulative Effects of
Antiandrogenic Chemical Mixtures and
PO 00000
Frm 00019
Fmt 4702
Sfmt 4702
86305
Their Relevance to Human Health Risk
Assessment,’’ International Journal of
Hygiene and Environmental Health 220
(2Pt A):179, 2017.
12. Conley, J., C.S. Lambright, N. Evans, et.
al., ‘‘Mixed Antiandrogenic Chemicals at
Low Individual Doses Produce
Reproductive Tract Malformations in the
Male Rat,’’ Toxicological Sciences
164(1):166, 2018.
Dated: October 22, 2024.
Kimberlee Trzeciak,
Deputy Commissioner for Policy, Legislation,
and International Affairs.
[FR Doc. 2024–25120 Filed 10–29–24; 8:45 am]
BILLING CODE 4164–01–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R08–OAR–2024–0207; FRL–12341–
01–R8]
Air Plan Approval; Revisions to
Colorado Common Provisions
Regulation
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing to approve
revisions to the Common Provisions
Regulation of the Colorado State
Implementation Plan (SIP). These
revisions were submitted by the State of
Colorado in response to the EPA’s June
12, 2015, Findings of Substantial
Inadequacy and ‘‘SIP call’’ for certain
provisions in the SIP related to
affirmative defenses applicable to excess
emissions during startup, shutdown,
and malfunction (SSM) events. The EPA
is proposing approval of these SIP
revisions because the Agency has
determined that they are in accordance
with the requirements for SIP provisions
under the Clean Air Act (CAA or the
Act).
SUMMARY:
Written comments must be
received on or before November 29,
2024.
DATES:
Submit your comments,
identified by Docket ID No. EPA–R08–
OAR–2024–0207, to the Federal
Rulemaking Portal: https://
www.regulations.gov. Follow the online
instructions for submitting comments.
Once submitted, comments cannot be
edited or removed from https://
www.regulations.gov. The EPA may
publish any comment received to its
public docket. Do not submit
electronically any information you
consider to be Confidential Business
ADDRESSES:
E:\FR\FM\30OCP1.SGM
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Agencies
[Federal Register Volume 89, Number 210 (Wednesday, October 30, 2024)]
[Proposed Rules]
[Pages 86290-86305]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-25120]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Parts 175, 176, 177, and 178
[Docket No. FDA-2016-F-1253]
Environmental Defense Fund, et al.; Response to Objections and
Requests for a Public Hearing
AGENCY: Food and Drug Administration, HHS.
ACTION: Notification; response to objections and denial of public
hearing requests.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA or we) received
objections and requests for a public hearing submitted by the
Environmental Defense Fund, Learning Disabilities Association of
America, Center for Food Safety, Center for Environmental Health,
Center for Science in the Public Interest, Breast Cancer Prevention
Partners, Defend our Health, and Alaska Community Action on Toxics on
the denial of a food additive petition (FAP
[[Page 86291]]
6B4815) requesting that we revoke specified regulations to no longer
provide for the food contact use of 28 ortho-phthalates. We are
overruling the objections and denying the requests for a public
hearing.
DATES: October 30, 2024.
FOR FURTHER INFORMATION CONTACT: Jessica Urbelis, Office of Food
Chemical Safety, Dietary Supplements, and Innovation, Human Foods
Program, Food and Drug Administration, 5001 Campus Dr., College Park,
MD 20740, 240-402-5187; or Carrol Bascus, Office of Policy, Regulations
and Information, Human Foods Program, Food and Drug Administration,
5001 Campus Dr., College Park, MD 20740, 240-402-2378.
SUPPLEMENTARY INFORMATION:
I. Background
In the Federal Register of May 20, 2016 (81 FR 31877), we announced
the filing of a food additive petition (FAP 6B4815) (petition)
submitted by the Breast Cancer Fund (now Breast Cancer Prevention
Partners), Center for Environmental Health, Center for Food Safety,
Center for Science in the Public Interest, Clean Water Action, Consumer
Federation of America, Earthjustice, Environmental Defense Fund,
Improving Kids' Environment, Learning Disabilities Association of
America, and Natural Resources Defense Council (hereinafter,
petitioners).
The petition, received March 18, 2016, initially requested that we
amend or revoke specified food additive regulations under parts 175,
176, 177, and 178 (21 CFR parts 175, 176, 177, and 178) to no longer
provide for the food contact uses of 30 substances that the petition
identified as ortho-phthalates. Additionally, petitioners requested
that we amend regulations in part 181 (21 CFR part 181) related to
prior-sanctioned uses of five ortho-phthalates and issue a new
regulation in part 189 (21 CFR part 189) prohibiting the use of eight
specific ortho-phthalates in food contact articles. We declined to file
these portions of the submissions as a food additive petition because
those requests were not within the scope of a food additive petition
(81 FR 31877 at 31878).
Following our May 20, 2016, announcement that we had filed the food
additive petition, the petitioners provided supplementary information
on October 8, 2016, and August 24, 2017 (see FAP 6B4815 regarding
ortho-phthalates/Responses to September 1, 2016, request from Tom
Neltner, Breast Cancer Fund, et al., dated October 8, 2016, and August
24, 2017) (Supp., October 8, 2016, and Supp., August 24, 2017,
respectively). In the October 8, 2016, supplement, the petitioners also
requested that FDA remove two substances from the petitioner's original
list of 30 substances, stating that they are not ortho-phthalates
(Supp., October 8, 2016 at 2). Consequently, the subject of the food
additive petition was limited to food additive regulations for 28
ortho-phthalates. In addition, regarding the certain portions of the
submissions that we declined to file as a food additive petition
because those requests were not within the scope of a food additive
petition, on April 19, 2016, the petitioners submitted a citizen
petition containing those requests (see Citizen Petition from Nancy
Buermeyer, Breast Cancer Fund, et al., submitted to the Dockets
Management Staff, Food and Drug Administration, dated April 19, 2016
(Comment ID FDA-2016-P-1171-0001) (citizen petition). Specifically, the
citizen petition requested that we initiate rulemaking to remove the
prior sanctions in part 181 for five ortho-phthalates and that we add a
new section to part 189 prohibiting the use of eight ortho-phthalates
(citizen petition at 1 through 2). On May 12, 2022, we denied the
citizen petition.
The core premise of FAP 6B4815 was that the 28 subject ortho-
phthalates are chemically and pharmacologically related and should
therefore be treated as a class for purposes of evaluating their
safety. The petitioners argued that a single purported acceptable daily
intake (ADI) for one substance should be applied to the purported class
of 28 ortho-phthalates and that the cumulative exposure to all 28
ortho-phthalates significantly exceeded the purported ADI for the one
substance petitioners selected, thereby rendering the entire purported
class unsafe for use as food additives.
In the Federal Register of May 20, 2022 (87 FR 31066), we announced
that we were denying FAP 6B4815. In that Federal Register document
(hereinafter, denial order), we explained that the petition did not
provide sufficient information to support a finding that there is no
longer a reasonable certainty of no harm for the authorized uses of the
proposed class of 28 ortho-phthalates. As an additional matter, based
on the information available to FDA, the denial order stated that we
did not have a basis to conclude that dietary exposure levels from the
authorized ortho-phthalates exceed a safe level (87 FR 31066 at 31075).
The denial order advised that objections and requests for a hearing
were due by June 21, 2022 (87 FR 31066). Subsequently, we received one
submission from a group of eight objectors that raised several
objections and requests for hearing in response to the denial order.
Following receipt of FAP 6B4815 in March 2016, on June 25, 2018, we
received a food additive petition (FAP 8B4820) submitted by the
Flexible Vinyl Alliance (hereinafter, the abandonment petition). The
abandonment petition proposed that we amend our food additive
regulations in parts 175, 176, 177, and 178 to revoke the approvals of
25 plasticizer substances that the petition identified as ortho-
phthalates for various food contact applications because such uses were
permanently abandoned. In response to the abandonment petition, we
issued a final rule on May 20, 2022 (87 FR 31080) amending the food
additive regulations in parts 175, 176, 177, and 178 to revoke the
authorization of the 25 substances that were the subject of the
petition for various food contact applications (the abandonment final
order). FDA issued the abandonment final order concurrently with its
denial order for FAP 6B4815. On May 20, 2022, we also issued a request
for information (RFI) seeking scientific data and information on
current uses, use levels, dietary exposure, and safety data for ortho-
phthalates that remain authorized for use in food contact applications
(87 FR 31090). The objections and requests for hearing we received
refer to the denial order, citizen petition, abandonment final order,
and RFI.
Ortho-phthalates also are included on FDA's list of chemicals in
the food supply that are under review (see https://www.fda.gov/food/food-chemical-safety/list-select-chemicals-food-supply-under-fda-review). We are committed to continuing the evaluation of all relevant
scientific information and data to determine whether additional
regulatory action regarding ortho-phthalates is warranted to ensure the
safety of all authorized food contact uses of ortho-phthalates.
II. Objections and Requests for Hearing
Section 409(f)(1) of the Federal Food, Drug, and Cosmetic Act (FD&C
Act) (21 U.S.C. 348(f)(1)) provides that, within 30 days after
publication of an order denying a food additive petition, any person
adversely affected by such order may file objections, specifying with
particularity the provisions of the order deemed objectionable, stating
reasonable grounds therefor, and requesting a public hearing upon such
objections.
Under our regulations at 21 CFR 171.110, objections and requests
for a hearing relating to food additive regulations are governed by
part 12 (21 CFR part 12). Under Sec. 12.22(a), each
[[Page 86292]]
objection must: (1) be submitted on or before the 30th day after the
date of publication of the final rule; (2) be separately numbered; (3)
specify with particularity the provision of the regulation or proposed
order objected to; (4) specifically state each objection on which a
hearing is requested (failure to request a hearing on an objection
constitutes a waiver of the right to a hearing on that objection); and
(5) include a detailed description and analysis of the factual
information to be presented in support of the objection if a hearing is
requested (failure to include a description and analysis for an
objection constitutes a waiver of the right to a hearing on that
objection).
We received one submission, on June 21, 2022, from the
Environmental Defense Fund, Learning Disabilities Association of
America, Center for Food Safety, Center for Environmental Health,
Center for Science in the Public Interest, Breast Cancer Prevention
Partners, Defend Our Health, and Alaska Community Action on Toxics
(hereinafter, objectors) (see Objections and Request for Evidentiary
Public Hearing Regarding FDA's Denial of Phthalates Food Additive
Petition (FAP 6B4815)), submitted by Katherine K. O' Brien,
Earthjustice, dated June 21, 2022, to the Dockets Management Staff,
Food and Drug Administration (Comment ID FDA-2016-F-1253-0462)
(Objections). The submission raises eight specific objections to the
denial and requests hearings on six objections.
III. Standards for Granting a Hearing
The criteria for granting a hearing are set out in Sec. 12.24(b).
Under that regulation, a hearing will be granted if the material
submitted by an objector shows that: (1) there is a genuine and
substantial factual issue for resolution at a hearing (a hearing will
not be granted on issues of policy or law); (2) the factual issue can
be resolved by available and specifically identified reliable evidence
(a hearing will not be granted on the basis of mere allegations or
denials or general descriptions of positions and contentions); (3) the
data and information submitted, if established at a hearing, would be
adequate to justify resolution of the factual issue in the way sought
by the objector (a hearing will be denied if the data and information
submitted are insufficient to justify the factual determination urged,
even if accurate); (4) resolution of the factual issue in the way
sought by the objector is adequate to justify the action requested (a
hearing will not be granted on factual issues that are not
determinative with respect to the action requested, e.g., if the action
would be the same even if the factual issue were resolved in the way
sought); (5) the action requested is not inconsistent with any
provision in the FD&C Act or any FDA regulation particularizing
statutory standards (the proper procedure in those circumstances is for
the person requesting the hearing to petition for an amendment or
waiver of the regulation involved); and (6) the requirements in other
applicable regulations, e.g., 21 CFR 10.20, 12.21, 12.22, 314.200,
514.200, and 601.7(a), and in the document issuing the final regulation
or the notice of opportunity for a hearing are met.
In general, in an administrative proceeding under section 409(f) of
the FD&C Act, FDA is authorized to issue a decision without holding a
part 12 hearing when a party's objections do not raise a genuine and
material issue of fact that, if proved in that party's favor, would
suffice to warrant the relief requested (see Community Nutrition Inst.
v. Young, 773 F.2d 1356, 1364 (D.C. Cir. 1985), cert. denied, 475 U.S.
1123 (1986); see also Vermont Dep't of Pub. Serv. v. FERC, 817 F.2d
127, 140 (D.C. Cir. 1987)). A party seeking a hearing must meet a
``threshold burden of tendering evidence suggesting the need for a
hearing'' (Costle v. Pacific Legal Foundation, 445 U.S. 198, 214-215
(1980), citing Weinberger v. Hynson, Westcott & Dunning, Inc., 412 U.S.
609, 620-621 (1973)). An allegation that a hearing is necessary to
``sharpen the issues'' or to ``fully develop the facts'' does not meet
this test (Georgia Pacific Corp. v. EPA, 671 F.2d 1235, 1241 (9th Cir.
1982)). If a hearing request fails to identify sufficient factual
evidence that would be the subject of a hearing, there is no reason to
hold one. In judicial proceedings, a court is authorized to issue
summary judgment without an evidentiary hearing whenever it finds that
there are no genuine issues of material fact in dispute, and a party is
entitled to judgement as a matter of law (see Rule 56, Federal Rules of
Civil Procedure). The same principle applies to administrative
proceedings (Sec. 12.24). In reviewing whether an objecting party made
``an adequate proffer of evidence'' to show that an ``actual dispute
exist[s],'' courts consider whether the dispute lies in ``a highly
technical area [within] the agency's expertise'' (see Cerro Wire &
Cable Co. v. FERC, 677 F.2d 124, 129 (D.C. Cir. 1982)).
A hearing request must not only contain evidence, but that evidence
also must raise a material issue of fact ``concerning which a
meaningful hearing might be held'' (Pineapple Growers Ass'n of Haw. v.
FDA, 673 F.2d 1083, 1085 (9th Cir. 1982)). Where the issues raised in
the objection are, even if true, legally insufficient to alter the
decision, an agency need not grant a hearing (see Dyestuffs and
Chemicals, Inc. v. Flemming, 271 F.2d 281, 286 (8th Cir. 1959), cert.
denied, 362 U.S. 911 (1960)). A hearing is justified only if the
objections are made in good faith and if they raise `` `material'
issues of fact'' (Pineapple Growers Ass'n, 673 F.2d at 1085 (quoting
Pactra Indus., Inc. v. CPSC, 555 F.2d 677, 684 (9th Cir. 1977)). The
issues raised in objections ``must be material to the question
involved; that is, the legality of the order attached'' (Pineapple
Growers Ass'n, 673 F.2d at 1085 (quoting Dyestuffs and Chemicals, 271
F.2d at 286)). A hearing need not be held to resolve questions of law
and policy (see Kourouma v. FERC, 723 F.3d 274, 278 (D.C. Cir. 2013)
(citing Citizens for Allegan County, Inc. v. FPC, 414 F.2d 1125, 1128
(D.C. Cir. 1969)); Sun Oil Co. v. FPC, 256 F.2d 233, 240 (5th Cir.
1958)).
IV. Analysis of Objections and Response to Hearing Requests
The submission from the Environmental Defense Fund et al., contains
eight numbered objections, some with multiple parts, and six requests
for a hearing. We address each objection below, as well as any evidence
and/or information filed in support of each. For each objection that
requests a hearing, we evaluate whether the objection and any evidence
and/or information submitted in support of it satisfies the standards
for granting a hearing in Sec. 12.24(b).
A. Objection 1
In Objection 1, the objectors argue that ``FDA unlawfully placed on
the petitioners the burden of proving that the approved food-additive
uses of phthalates are not safe'' (Objections at 8). The objectors
assert that ``this legal error infected FDA's entire analysis and
requires FDA to withdraw'' its order denying FAP 6B4815 (Objections at
13). Because this objection raises a purely legal dispute, no hearing
is warranted to adjudicate it (Sec. 12.24(b)(1)). Even if a hearing
were available, the objectors did not request one with respect to this
objection and, therefore, waive any right to a hearing (Sec.
12.22(a)(4)). The only remaining issue on this objection, then, is
whether it establishes that FDA's order denying FAP 6B4815 should be
modified or revoked. As described below, we conclude that the objectors
have not established a basis for modifying or revoking the denial
order.
[[Page 86293]]
In Objection 1, the objectors assert that FDA reviewed FAP 6B4815
under an incorrect legal standard. The objectors argue that FDA must
not expect revocation petitions to demonstrate the lack of safety of
the food additives whose approvals the petitions seek to revoke. The
objectors state that ``parties petitioning FDA to revoke approval of a
food additive on safety grounds do not bear the burden of proving that
the additive is unsafe, i.e., that it will cause harm to human health
under the intended conditions of use'' (Objections at 9). Placing such
a burden on the party seeking revocation would, the objectors assert,
``be inconsistent with the Food Act's central premise for food-additive
regulation, namely, that food additives are presumptively unsafe and
may not be used unless the available evidence establishes with
`reasonable certainty' that their use `will be safe' '' (id. (quoting
section 409(c)(3)(A) of the FD&C Act)). (The reference to the ``Food
Act'' is a reference to the FD&C Act.)
The objectors also assert that FDA's basis for denying FAP 6B4815
is inconsistent with our regulations. The objectors point to Sec.
171.130 (21 CFR 171.130), which provides that petitions seeking
amendments or repeals of existing food additive approvals must
``include an assertion of facts, supported by data, showing that new
information exists with respect to the food additive or that new uses
have been developed or old uses abandoned, that new data are available
as to toxicity of the chemical, or that experience with the existing
regulation may justify its amendment or repeal'' (Objections at 10).
The objectors interpret this regulation to mean that repeal petitions
are required only to ``[tender] new information regarding a food
additive's toxicity or otherwise demonstrating that amendment or repeal
of the additive's authorization may be justified'' but do not bear
``the burden of persuasion on the ultimate question of an additive's
safety'' (id.). Therefore, the objectors contend, ``the burden of
persuasion on the ultimate question of safety lies with the party
advocating for continued authorization of the product'' (id. at 11).
The objectors state that FDA applied an incorrect standard to
evaluating FAP 6B4815 because ``FDA did not assess in the Order whether
the petitioners provided `new information' regarding the `toxicity of
the chemical[s]' at issue, as its regulations require, nor whether that
information `establish[es] the existence of safety questions
significant enough to support a finding that there is no longer a
reasonable certainty of no harm from the currently approved uses' ''
(id. at 12 (quoting Sec. 171.130(b) and the denial order at 87 FR
31066 at 31067)).
The objectors state that their position is consistent with League
of United Latin Am. Citizens v. Regan, 996 F.3d 673 (9th Cir. 2021), a
case involving the U.S. Environmental Protection Agency's (EPA's)
regulation of pesticides (Objections at 10-11). The objectors further
state their position is consistent with FDA's statement in a final rule
concerning the food additive olestra (61 FR 3118, January 30, 1996) as
well as the standard FDA applied in revoking food-additive
authorizations for certain long-chain perfluorinated compounds (81 FR
5, January 4, 2016) (Objections at 12).
The crux of these arguments is that ``FDA unlawfully placed the
burden of proof regarding the safety of the phthalate additives on the
petitioners, asserting that FDA need only revoke a food additive
authorization if presented with new evidence that `approved additives
are in fact unsafe' '' (Objections at 12 (emphasis in original)).
Finally, the objectors criticize FDA's approach in denying FAP
6B4815 on the same day that we amended our regulations to no longer
provide for most phthalates to be used in food contact applications
because these uses were abandoned by industry (Objections at 12). The
objectors state that the abandonment action ``significantly altered the
scope of food-additive authorizations for phthalates that remain in
effect, and for which a safety evaluation is still required'' (id.).
The objectors state that our action ``reflects FDA's erroneous position
that it may leave the extant food-additive authorizations in effect
unless and until petitioners prove that they are in fact unsafe'' (id.
at 12-13).
FDA Response: We disagree with the assertion that FDA applied an
incorrect legal standard in evaluating FAP 6B4815. It is fundamental
that a food additive petition--whether requesting an authorization,
modification, or repeal--must provide sufficient support for its
request.
We denied FAP 6B4815 because it failed to provide sufficient
support for its request to revoke the authorization for the 28 ortho-
phthalates that were the subject of the petition. In reviewing FAP
6B4815, we observed that the petition was premised on three distinct
assertions (which, for ease of reference, we referred to as Assertions
A, B, and C). Assertion A claimed that the 28 subject ortho-phthalates
are chemically and pharmacologically related and should therefore be
treated as a class for purposes of evaluating their safety. Under
Assertion B, the petition proposed applying a purported ADI for di(2-
ethylhexyl) phthalate (DEHP) to all 28 ortho-phthalates (i.e., the
petition proposed applying the proposed ADI to the entire purported
class). Assertion C stated that the estimated daily intake (EDI) for
the asserted class of 28 ortho-phthalates significantly exceeded the
proposed ADI, thus rendering the purported class unsafe for their
authorized uses as food contact substances. Our denial order explained
in detail why the petition did not adequately support any of these
three assertions. Consequently, we concluded that the petition did not
contain sufficient data to support a finding that there is no longer a
reasonable certainty of no harm from the approved uses (87 FR 31066 at
31075). As an additional matter, we noted that, based on the
information available to FDA, we did not have a basis to conclude that
dietary exposure levels from authorized ortho-phthalates exceeded a
safe level (id.). We stated that, as new information becomes available
to us, we will continue to examine such data as appropriate to assess
whether there remains a reasonable certainty of no harm (id.).
Objection 1 rests on a flawed interpretation of the FD&C Act's
legal framework governing food additives--in particular, its provisions
concerning the premarket review of food additives. Under this
framework, food additives are deemed unsafe and prohibited except to
the extent FDA authorizes their use (see, e.g., sections 301(a),
301(k), and 409(a) of the FD&C Act (21 U.S.C. 331(a), 331(k), and
348(a))). Section 409 of the FD&C Act sets forth a process under which
a person can submit a petition requesting that FDA issue a regulation
prescribing the conditions under which a food additive may be safely
used (see section 409(b)(1) of the FD&C Act). The statute specifies
that a person must support such a petition by supplying the data
specified in section 409(b)(2) of the FD&C Act. After a person submits
a petition seeking approval of a food additive's use, FDA may issue a
regulation authorizing the use only if the data before us establish
that the proposed use of the food additive will be safe (see section
409(c)(3)(A) of the FD&C Act).
In addition to establishing the procedure for issuing regulations
authorizing food additives, Congress directed FDA to establish a
regulatory procedure prescribing how regulations authorizing food
additives may be amended or repealed (see section 409(i) of the FD&C
Act). Importantly, the
[[Page 86294]]
statute specifies that this regulatory ``procedure shall conform to the
procedure provided in this section for the promulgation of such
regulations'' (id.) (emphasis added) (section 409(i) of the FD&C Act).
FDA's regulation at Sec. 171.130 establishes the procedure by which
interested persons may petition FDA for amending or repealing a food
additive authorization.
FDA's approach to evaluating FAP 6B4815 was fully consistent with
the legal framework described above. The provisions of section 409 of
the FD&C Act make clear that the evidentiary burden to support
authorization of a food additive's use lies with the petitioner seeking
such authorization (see section 409(b) and (c) of the FD&C Act). Given
the FD&C Act's directive that the regulatory procedure for amending or
repealing an authorization ``shall conform'' to the statutory procedure
for granting an authorization, it follows that a person seeking
amendment or repeal likewise must provide a well-supported petition
adequately justifying such action. See section 409(i) of the FD&C Act;
In re Nat. Res. Def. Council, 645 F.3d 400, 403 (D.C. Cir. 2011)
(``When a food additive petition seeks to amend an existing regulation,
the petitioner must include full information on each proposed change'')
(internal quotations and citations omitted). FDA's denial order
thoroughly explained why the petition did not provide adequate evidence
to support its requested postmarket remedy: the repeal of already-
authorized food additive uses. This conclusion did not conflict in any
way with the premarket review framework invoked by the objectors.
Moreover, to the extent the objectors contend that FDA disregarded
any general statutory obligation to remove unsafe products from the
market, we note that we have made no finding that the subject food
additives are unsafe. Indeed, our denial order stated that we did not
have a basis to conclude that dietary exposure levels from authorized
ortho-phthalates exceeded a safe level (87 FR 31066 at 31075).
The objectors' argument that FDA disregarded its own regulations is
also in error. This argument relies on a portion of Sec. 171.130(b)
providing that petitions for amendment or repeal must include an
assertion of facts, supported by data, showing that new information
exists. Citing this excerpt, the objectors maintain that this
regulation ``establishes that petitioners seeking revocation of a food-
additive regulation bear a burden of production--specifically, the
burden of tendering new information regarding a food additive's
toxicity or otherwise demonstrating that amendment or repeal of the
additive's authorization may be justified'' (Objections at 10). To the
extent that the objectors assert that a repeal petition need only point
to the existence of new toxicity data, this argument disregards the
concluding sentence of Sec. 171.130(b).
The concluding sentence provides that new data must be furnished in
the form specified in Sec. 171.1 (21 CFR 171.1) for submitting
petitions. Under Sec. 171.1(c), a petition must include ``full reports
of investigations made with respect to the safety of the food
additive.'' In addition, Sec. 171.1(c) provides that a petition ``may
be regarded as incomplete unless it includes full reports of adequate
tests reasonably applicable to show whether or not the food additive
will be safe for its intended use.'' Further, under Sec. 171.1(c), for
petitions seeking modification of existing regulations issued pursuant
to section 409(c)(1)(A) of the FD&C Act (i.e., a regulation authorizing
the use of a food additive under specified conditions), ``full
information on each proposed change that is to be made in the original
regulation must be submitted.'' Accordingly, petitions seeking
revocation of a food additive regulation must do more than merely
identify the existence of new toxicity studies. See also In re NRDC,
645 F.3d at 403 (considering petition to repeal existing food additive
authorization and citing Sec. 171.1 to conclude that food additive
petitions seeking to amend existing food additive authorizations must
include full information on each proposed change). Thus, FDA's
regulations make clear that repeal petitions such as FAP 6B4815 must
include adequate supporting information. We therefore acted
consistently with our regulations when we evaluated FAP 6B4815 to
determine whether its assertions were supported and whether the
petition contained sufficient data to support a finding that there is
no longer a reasonable certainty of no harm from the currently approved
uses.
Next, the objectors maintain that FDA's approach in evaluating FAP
6B4815 was inconsistent with the following: (1) the League of United
Latin Am. Citizens v. Regan, 996 F.3d 673 (9th Cir. 2021), a case
involving EPA's regulation of pesticides; (2) an FDA statement in a
food additive proceeding involving olestra; and (3) FDA's action on
three specific perfluoroalkyl ethyl-containing food-contact substances.
We address each of these in turn.
First: The League of United Latin Am. Citizens (LULAC) case cited
by the objectors is not germane because its holding was based on a
distinct statutory scheme applicable to pesticides under section 408 of
the FD&C Act (21 U.S.C. 346a) and factual circumstances different from
the facts underlying this proceeding. In that case, EPA had received a
petition asking the agency to prohibit foods that contained any residue
of the insecticide, chlorpyrifos (996 F.3d at 673). EPA argued that the
agency could leave in effect tolerances for the pesticide while the
agency continued to evaluate the science (id. at 688). The LULAC court
held that EPA has a continuing obligation under section 408 of the FD&C
Act to ensure the safety of established pesticide tolerances that were
previously found to be safe (id. at 691) (finding that EPA ``has its
own continuing duty under [section 408 of the FD&C Act] to determine
whether a tolerance that was once thought to be safe still is''). The
court's conclusion regarding EPA's continuing obligation was based on
statutory language in section 408 of the FD&C Act that is materially
different from the language in section 409 of the FD&C Act at issue in
this proceeding.
Under section 408(b)(2)(A)(i) of the FD&C Act, EPA ``may establish
or leave in effect a tolerance for a pesticide chemical residue in or
on a food only if the Administrator determines that the tolerance is
safe'' (emphasis added). In contrast, section 409 of the FD&C Act does
not contain anything comparable to the ``leave in effect a tolerance .
. . only if the Administrator determines that the [substance] is safe''
language in section 408, which was the linchpin for the LULAC court's
conclusion that EPA had ``a continuous duty'' to determine whether a
tolerance for a pesticide chemical reside is safe (id. at 692
(``[Section 408 of the FD&C Act] imposes a continuous duty upon the EPA
by permitting it to `leave in effect' a tolerance `only' if it finds it
is safe. To `leave' something in effect means `to cause or allow [it]
to be or remain in a specified condition. Denying the 2007 Petition
caused the chlorpyrifos tolerances to remain in place . . . . But in so
doing, the EPA did not `[determine] that the tolerance is safe.' ''))
(Compare Sec. 409 of the FD&C Act).
Further, unlike section 408 of the FD&C Act, section 409 of the
FD&C Act directs FDA to establish procedures for repealing food
additive authorizations that ``shall conform'' to the statutory
procedure for promulgating authorizations, under which the evidentiary
burden to support authorization of a food additive's use
[[Page 86295]]
lies with the petitioner seeking such authorization (see section 409(c)
and (i) of the FD&C Act). Given the statutory framework established in
section 409 of the FD&C Act and the ways in which it differs from the
framework established in section 408 of the FD&C Act, it was entirely
reasonable that FDA assessed the information in the objectors' repeal
petition to determine whether there was sufficient data to establish
the existence of safety questions significant enough to support a
finding that there is no longer a reasonable certainty of no harm from
the approved ortho-phthalates' uses. Furthermore, the factual
circumstances are distinct. In LULAC, the record showed that EPA
``repeatedly determined'' that the pesticide at issue was unsafe under
the approved tolerance levels. Here, however, FDA has never determined
the ortho-phthalates at issue in this proceeding to be unsafe. Instead,
our denial order explained that FDA did not have a basis to conclude
that dietary exposure levels from approved ortho-phthalates exceed a
safe level (87 FR 31066 at 31075).
Second: The objectors cite as support for their argument the
following statement in the Federal Register document announcing FDA's
decision to approve olestra: ``It is important to recognize that to
institute a proceeding to limit or revoke the approval of olestra, FDA
would not be required to show that olestra is unsafe. Rather, the
agency would only need to show that based upon new evidence, FDA is no
longer able to conclude that the approved use of olestra is safe, i.e.,
that there is no longer a reasonable certainty of no harm from the use
of the additive'' (Objections at 11 (quoting 61 FR 3118 at 3169)). The
objectors also refer to a statement in the olestra proceeding where FDA
stated that ``in any proceeding to [withdraw] or limit the approval of
olestra, Procter and Gamble would have the burden to establish the
safety of the additive'' (Objections at 11, n. 39 (quoting 61 FR 3118
at 3169); see also Sec. 12.87(c)). The objectors cite these excerpts
from the olestra proceeding as support for the following proposition:
``FDA has stated plainly that when FDA is in the position of raising
concerns about the safety of a food additive or other product that it
has previously authorized, the agency bears only an initial burden of
producing new information that calls into question its previous safety
finding; the burden of persuasion on the ultimate question of safety
lies with the party advocating for continued authorization of the
product'' (Objections at 11). However, contrary to the objectors'
suggestion, FDA did not say or imply that we would initiate revocation
proceedings based merely on new information that might ``[call] into
question its previous safety finding,'' nor did FDA say or imply that
we would be required to initiate such a proceeding upon being presented
with such information. Instead, FDA stated that, to initiate the
withdrawal process, we would ``need to show that based upon new
evidence, FDA is no longer able to conclude that the approved use of
olestra is safe, i.e., that there is no longer a reasonable certainty
of no harm from the use of the additive'' (61 FR 3118 at 3169).
Subsequently, in a hearing regarding the withdrawal of olestra, we
stated that the sponsor, Procter and Gamble, would then have the burden
of establishing safety (id. (citing Sec. 12.87(c)). Our review of FAP
6B4815 was entirely consistent with the statements from the olestra
proceeding cited by the objectors as to the evidence necessary to
initiate the process of repealing a food additive authorization. In
reviewing FAP 6B4815, we concluded that its assertions were not
adequately supported, and therefore, the petition did not contain
sufficient data to support a finding that there is no longer a
reasonable certainty of no harm from the currently approved uses of the
subject ortho-phthalate food additives (87 FR 31066 at 31075).
Accordingly, we did not grant the petition's request that we institute
proceedings to repeal the authorizations that were the subject of FAP
6B4815.
Third: Regarding FDA's action to revoke the authorizations for the
food additive uses of three specific perfluoroalkyl-ethyl-containing
food-contact substances (see 81 FR 5), the objectors state that FDA did
so ``based on data raising `significant questions as to the safety of
the authorized uses' '' (Objections at 9). However, the objectors'
characterization of what FDA's perfluoroalkyl ethyl action was ``based
on'' misunderstands the basis for that action. FDA stated in the
perfluoroalkyl ethyl order that ``we conclude that there is no longer a
reasonable certainty of no harm for the food contact use of these
[substances]'' and that we were, therefore, taking the revocation
action (81 FR 5 at 7).
FDA did not state that the perfluoroalkyl ethyl revocation action
was being instituted based on a finding of ``significant questions'' in
isolation. Instead, FDA stated that ``[i]n order for FDA to grant a
petition that seeks an amendment to a food additive regulation based
upon new data concerning the toxicity of the food additive, such data
must be adequate for FDA to conclude that there is no longer a
reasonable certainty of no harm for the intended use of the substance''
(81 FR 5 at 7) (FDA's statements in the ortho-phthalates denial order
were consistent, see 87 FR 31066 at 31067).
Finally, the objectors criticize FDA's approach in denying FAP
6B4815 on the same day that we amended our regulations to no longer
provide for 25 ortho-phthalates to be used in food contact applications
because these uses were abandoned by industry (i.e., the abandonment
final order). We issued the abandonment final order in response to a
separate food additive petition that was based on abandonment, not
safety (see 87 FR 31080). While the objectors assert that our decision
to take action based on abandonment ``reflects FDA's erroneous position
that it may leave the extant food-additive authorizations in effect
unless and until petitioners prove that they are in fact unsafe,'' this
assertion is unsupported.
We did not deny FAP 6B4815 for the reason that the petition failed
to prove that the ortho-phthalates are in fact unsafe (i.e., they cause
harm under their intended conditions of use); that was not the
necessary showing. Instead, we denied FAP 6B4815 because the assertions
in the petition were not adequately supported and the petition did not
contain sufficient data to support a finding that there is no longer a
reasonable certainty of no harm from the approved uses (i.e., FAP
6B4815 did not contain sufficient data to support a finding that there
is no longer a reasonable certainty in the minds of competent
scientists that the substances are not harmful under the conditions of
their intended use, see Sec. 170.3(i) (21 CFR 170.3(i)). Our denial
order (87 FR 31066) correctly stated that a petition that seeks to
amend or repeal existing regulations based on safety must contain
sufficient data to establish the existence of safety questions
significant enough to support a finding that there is no longer a
reasonable certainty of no harm from the currently approved uses (see
87 FR 31066 at 31067 (citing section 409(c) of the FD&C Act)
(describing the data requirements); Sec. Sec. 171.1 through 171.130
(prescribing food additive petition regulations)).
For all these reasons, we disagree with the objectors' assertion
that we committed any legal error that justifies modifying or revoking
our denial order.
B. Objection 2
In Objection 2, the objectors state that ``FDA unlawfully failed to
evaluate the safety of the food-additive uses of phthalates that remain
authorized'' (Objections at 13). The objectors refer to the fact that
FDA issued the denial order
[[Page 86296]]
on the same day that we issued the abandonment final order, which
amended our regulations to remove food additive authorizations for the
use of 25, but not all, authorized ortho-phthalates that were the
subject of FAP 6B4815 (see 87 FR 31080). FDA took this action based on
evidence that the authorized food additive uses of most, but not all,
of those ortho-phthalates were abandoned (id. at 31086). We did not
receive evidence showing abandonment for the following five ortho-
phthalates that remain authorized as food additives for specified uses:
diisononyl phthalate (DINP) (CAS No. 28553-12-0), diisodecyl phthalate
(DIDP) (CAS No. 26761-40-0), di(2-ethylhexyl) phthalate (DEHP) (CAS No.
117-81-7), dicyclohexyl phthalate (DCHP) (CAS No. 84-61-7), and diallyl
phthalate (DAP) (CAS No. 131-17-9, for use as a monomer). Therefore,
the food additive authorizations for these five ortho-phthalates remain
in place.
The objectors assert that FDA failed to meet its obligation to
oversee the safety of the food supply by not conducting a new safety
analysis for these five ortho-phthalates that remain authorized as food
additives (Objections at 13). The objectors assert that FDA failed to
satisfy its obligations to evaluate whether FAP 6B4815 contained ``
`new data . . . that would justify amendment' of the applicable
authorizations'' by assessing both ``the data and information in the
petition and other available relevant material.' '' (id. at 14 (quoting
81 FR 7, FDA's revocation of certain perfluoroalkyl ethyl-containing
food-contact substances)). The objectors also state that FDA's separate
RFI (87 FR 31090) regarding the still-authorized ortho-phthalates
constituted an ``attempt to kick the proverbial can down the road''
that discredits FDA's assertion in its response to FAP 6B4815 that it
had adequately assessed currently available research regarding
phthalates, and that ``unlawfully . . . defer[red]'' consideration of
an ``[issue] that FDA was required to address--years ago--in response
to [FAP 6B4815]'' (id. at 15-16).
The objectors do not request a hearing. Therefore, the objectors
waive their right to a hearing on this objection (Sec. 12.22(a)(4)).
The only remaining issue on Objection 2, then, is whether it
establishes that FDA's order denying FAP 6B4815 should be modified or
revoked. As described below, we conclude that the objectors have not
established a basis for modifying or revoking the denial order.
FDA Response: We do not agree with the objectors' assertions that
FDA's response to FAP 6B4815 was unlawful because FDA did not conduct a
new safety analysis of DINP, DIDP, DEHP, DCHP, and DAP; i.e., the five
ortho-phthalates that were the subject of their petition that still
have food additive authorizations in effect. When we originally
authorized the use of these five additives, we concluded that the use
of the food additives satisfied the statutory safety standard.
FAP 6B4815 did not identify deficiencies with our original approval
of phthalates for food contact use. Instead, FAP 6B4815 proposed a
class-based grouping approach for evaluating the safety of the subject
ortho-phthalates. In FAP 6B4815, the petitioners proposed that the
authorizations should be revoked because, according to the petition:
the subject ortho-phthalates share common chemical and pharmacological
characteristics that justify grouping them as a class; a single ADI
value from one ortho-phthalate should be applied to all members of the
proposed class collectively; and both the EDI value for select
phthalates as well as the cumulative estimated daily intake for the
proposed class significantly exceeds the purported ADI value for the
proposed class. In Objection 2, the objectors turn their attention to
the phthalates that remain authorized as food additives. Regarding
these ortho-phthalates that remain authorized, we conducted additional
analysis by evaluating, in a supplementary memorandum, whether the core
premise of FAP 6B4815 (i.e., the assertion that the subject ortho-
phthalates should be grouped as a class for purposes of a safety
assessment) could be applied to the five still-authorized ortho-
phthalates. Our review used the information contained in the petition
as well as other available information, including assessments from
other regulatory bodies (Ref. 1). In that memorandum, which we made
publicly available on the docket, we explained why the information
before us did not support the grouping of these five substances for
purposes of a safety assessment (id.). We based this conclusion on the
structural variations and the differences in metabolites, metabolism,
and toxicological endpoints across the substances. We described these
differences and the scientific literature we reviewed in the memorandum
(id.).
Objection 2 urges us to disregard the very approach for analyzing
food additive safety that the petitioners proposed in FAP 6B4815.
Specifically, Objection 2 asserts that FDA committed legal error by not
conducting a new safety assessment for the five still-authorized ortho-
phthalates even though FDA analyzed these substances in accordance with
the class-grouping approach proposed by FAP 6B4815. Therefore,
Objection 2 ignores the fact that we assessed the appropriateness of
class grouping the five still-authorized ortho-phthalates (Ref. 1).
Objection 2 largely recasts the arguments made in Objection 1 but with
respect to the five still-authorized ortho-phthalates. It does this by
citing FDA's statement in the Federal Register document in which we
authorized olestra, where we referred to ``the agency's continuing
obligation to oversee the safety of the food supply'' (61 FR 3118 at
3168; see also Objections at 13-14 and 16).
Our responses to Objection 1's assertions apply with equal force to
Objection 2's assertions that we are required to conduct a new safety
assessment with respect to the five still-authorized ortho-phthalates;
as explained earlier, a petition that seeks to amend or repeal existing
regulations based on safety must contain sufficient data to establish
the existence of safety questions significant enough to support a
finding that there is no longer a reasonable certainty of no harm from
the currently approved uses. This standard for review is consistent
with FDA's actions in the olestra proceeding. Moreover, the
administrative record makes it clear that we satisfied our duties in
reviewing FAP 6B4815. We reviewed the assertions in FAP 6B4815 in
detail. In a separate memorandum, we evaluated the five still-
authorized ortho-phthalates, using the same core premise of class
grouping proposed in FAP 6B4815 (Ref. 1).
Objection 2 also accuses FDA of publishing its RFI (87 FR 31090) to
``unlawfully . . . defer its evaluation of whether the agency's current
authorizations for food-contact uses of phthalates are in fact safe''
(Objections at 15). However, our publication of the RFI, which sought
scientific data and information on current uses, use levels, dietary
exposure, and safety data of certain ortho-phthalates, was intended to
seek any data that we do not possess, which ``may add to our knowledge
of ortho-phthalates that remain authorized for use'' (see 87 FR 31090-
31091). The fact that we sought data from the public to inform our
oversight of authorized ortho-phthalates does not reflect any
deficiency in our evaluation of the specific assertions in FAP 6B4815
based on the information that was in the record.
Objection 2 also takes issue with FDA's response to a comment to
the docket concerning FAP 6B4815, in which we stated that ``FDA is
aware of
[[Page 86297]]
the research that has been conducted with respect to phthalates and
that FDA considered `the research in its evaluation of the petition' ''
(Objections at 14 (quoting 87 FR 31066 at 31076)). The objectors
criticize FDA for not disclosing how we considered ``the research that
has been conducted with respect to phthalates'' (Objections at 14). The
objectors also assert that FDA's statement about having considered the
research related to phthalates ``cannot be credited'' given that we
issued the RFI on the same day that we denied FAP 6B4815. The
statements that the objectors excerpt in Objection 2 were made in
response to comments that referred to literature describing phthalates
as hormone disrupting chemicals that are linked to certain adverse
health outcomes (see 87 FR 31066 at 31076). We responded to the
comments by stating that we are generally aware of the research on
phthalates and considered the research cited in the comments (id.).
The denial order, as well as the memoranda we made publicly
available when we published the denial order (specifically, the
chemistry memorandum, the toxicology memorandum, and the memorandum
evaluating the five still-authorized ortho-phthalates), demonstrate
that we considered the numerous research studies in the administrative
record, including the research cited in the comments (Refs. 1, 3, and
4). While we are generally aware of updated toxicological and use
information that is publicly available, we published the RFI so that we
could obtain a more complete picture of the data relevant to the
general safety, dietary exposure, and usage of ortho-phthalates, which
may include data that stakeholders have not made public (see 87 FR
31090).
Objection 2 also includes certain other arguments. In the last
paragraph of Objection 2, the objectors repeat arguments they made in
Objection 1 regarding the type of evidence that FAP 6B4815 was required
to proffer (Objections at 16). Because we address these arguments in
response to Objection 1, we do not repeat our evaluation of these
arguments here. A footnote in Objection 2 also refers to the premarket
review requirements for food additives (Objections at 14, n.48).
However, as explained in response to Objection 1, FAP 6B4815 is a
request for postmarket action, and our response to the petition did not
conflict with the premarket review framework invoked by the objectors.
Additionally, Objection 2 asserts that FDA should have evaluated FAP
6B4815 to determine whether it presented new data (Objections at 16).
As explained in our response to Objection 1 regarding the olestra
proceeding, repeal petitions must do more than merely point to the
existence of new data.
For these reasons, we disagree with the objectors' assertion that
we committed any legal error that justifies modifying or revoking our
denial order.
C. Objection 3
In Objection 3, the objectors argue that FDA's denial order ``fails
to address new toxicity information that raises significant questions
about the safety of the approved food-additive uses of phthalates''
(Objections at 17). In particular, the objectors state that new
information became available since petitioners last supplemented the
record for FAP 6B4815 in 2017. The objectors point to numerous studies
and declarations concerning the health effects of ortho-phthalates.
Most of these studies and declarations were submitted to the docket
dedicated to their citizen petition addressing ortho-phthalates. In
light of these studies and declarations, the objectors state that FDA
should not have allowed DAP, DCHP, DEHP, DINP, and DIDP to remain
authorized for food-contact use ``without addressing the substantial
body of relevant toxicity information'' (Objections at 17).
The information that the objectors identify in Objection 3 includes
studies that they describe as linking DEHP exposure to developmental
toxicity, developmental neurotoxicity, adult neurotoxicity,
reproductive toxicity, endocrine disruption, hepatoxicity, metabolic
toxicity, immunotoxicity, and epigenetic alterations (id. at 17-18).
The objectors describe these studies as ``provid[ing] evidence for a
number of DEHP-related adverse health outcomes, including altered adult
sex behavior, delayed puberty, insulin sensitivity, obesity,
hypothyroidism, cognitive impairment, and even depressive-link
behaviors'' (Objections at 18). The objectors further assert that
animal studies have linked DINP exposure to hepatoxicity and
exacerbated nerve cell damages and decline in learning and memory, as
well as elevated cholesterol (id.). In addition, the objectors assert
that two studies ``found that phthalate mixtures induced reproductive
tract malformations in male rats'' and point to epidemiological studies
they describe as ``providing relevant toxicity information'' with
respect to associations between DEHP and multiple adverse health
outcomes (id. at 18). The objectors reference studies they describe as
linking DINP and/or DEHP to insulin resistance, delayed puberty onset
in boys, preterm birth, and neurodevelopmental harm (id. at 19). The
objectors further point to certain publications by federal and European
agencies (id.). Finally, the objectors point to the declarations they
submitted to FDA that assert that phthalate exposure causes harm (id.
at 20). The objectors request a hearing on Objection 3. They state that
the hearing would address ``whether the many years' worth of data and
information regarding the human health hazards of phthalates found in
the diet presented in support of the Petition and Objections raise
significant questions regarding the safety of the authorized food-
additive uses of DAP, DCHP, DEHP, DINP, and DIDP'' (Objections at 21).
FDA Response: To justify a hearing on this objection, it is not
enough for the objectors to simply name health effects linked to the
still-authorized ortho-phthalates or to list publications and
declarations that address the topic of ortho-phthalates generally. The
objectors cite numerous recent studies and publications but do not
provide meaningful analysis or explanation for why these materials
support a finding that there are significant questions about the safety
of the still-authorized ortho-phthalates for their currently authorized
conditions of use. The objectors' mere citation of these studies and
declarations is not adequate to justify resolution in the objectors'
favor of the factual question about safety of the still-authorized food
additive uses of ortho-phthalates; the existence of toxicity findings,
alone, is insufficient to establish significant questions about whether
there is no longer a reasonable certainty of no harm for an authorized
use and is, therefore, insufficient to justify resolution of the
factual question of safety (Sec. 12.24(b)(3)).
All substances exhibit toxic effects at high enough exposure
levels, and most substances exhibit an exposure threshold below which
they do not exhibit a toxic effect. To support an assertion that the
authorized use of a substance is unsafe or presents significant safety
questions, it is not sufficient to cite studies that indicate that a
substance is associated with a toxic effect; rather, that effect must
be placed in the context of exposure. For this reason, when evaluating
the safety of a substance, scientists will often determine the ``dose-
response'' relationship of substance exposure and toxic effect.
To establish with reasonable certainty whether a food additive is
harmful under its intended conditions of use, FDA considers the
projected human dietary exposure to the food additive, the additive's
toxicological data, and
[[Page 86298]]
other available relevant information (such as published literature). To
determine safety, one approach we may use is to compare the estimated
dietary intake of the food additive to an ADI level established by
appropriate toxicological data. An ADI is the amount of a substance
that is considered safe to consume each day over the course of a
person's lifetime (Ref. 2). The ADI is typically based on an evaluation
of toxicological studies to determine the highest appropriate
experimental exposure dose level in animal studies that was shown to
cause no adverse effect (also known as the no-observed-adverse-effect
level, or NOAEL), divided by an appropriate safety factor (id.). A
calculated dietary exposure to the food additive (i.e., the EDI) at or
below the ADI is considered consistent with a reasonable certainty of
no harm (id.).
The objectors list publications of various animal and in vitro
studies in Objection 3, yet they do not attempt to address whether the
publications are relevant to assessing an appropriate ADI, calculating
an EDI, or whether the dietary exposure could result in a toxic effect
(i.e., the estimated daily exposure exceeds an appropriate ADI). The
petitioners proposed an ADI in their underlying food additive petition,
but our denial order explained why the proposed ADI was not supported
and Objection 3 does not address or otherwise engage with FDA's
identified concerns. Furthermore, the ADI that FAP 6B4815 proposed in
the underlying petition was not based on any of the studies cited in
Objection 3.
The information provided in Objection 3 consists largely of studies
that link some phthalates to certain identified health effects. Some
studies are useful for hazard identification to determine additional
hypotheses for future research, but these studies are not designed to
provide information to show at which threshold level of dietary
exposure these effects may occur. Such hazard identification is the
first step in a risk assessment, but the existence of a possible effect
does not necessarily mean that the effect is the appropriate endpoint
to use for a risk assessment, that the effect will occur at the level
of the substance in the diet, or that the substance is in fact unsafe
for its intended use. As the hazard identification studies do not
examine a dose-response relationship, these data are not adequate for
identifying a NOAEL to perform a risk assessment for the food contact
uses of the still-authorized phthalates. The data from such hazard
identification studies are, therefore, not adequate to establish
significant questions about whether there is no longer a reasonable
certainty of no harm from the authorized uses and are insufficient to
justify resolution of the factual question of safety.
The other information the objectors cite in Objection 3 includes
epidemiological studies. While epidemiological studies may suggest a
possibility of occurrence of an effect, they are generally not useful
for risk assessment due to a lack of control of confounders such as
dietary, medical, and lifestyle factors, socioeconomic status, and
characterization of past exposures. Some studies may also include self-
reported data by the test subjects which increases the potential for
biases and inaccuracies, making it challenging to establish a
consistent and reliable relationship between the cause and effect.
Therefore, although epidemiological studies may be considered
supplementary to the available toxicological data for conducting a
safety evaluation, in general, they are not suitable to provide primary
or sufficient basis for performing a risk assessment.
The objection also cites the two declarations that were also
submitted to the docket for the ortho-phthalates citizen petition. The
declarations cite numerous epidemiological studies and a few animal
studies that provide information on potential hazard identification.
The declarations do not provide any dietary exposure estimates for the
remaining five phthalates from their authorized food additive uses or
additional supporting information for assessing the safety of the uses
of the phthalates studied as food contact substances.
The Federal and European publications cited in Objection 3 are the
``Toxicological Profile for DEHP'' released by the Agency for Toxic
Substances and Disease Registry (``ATSDR'') (Ref. 5), the ``Technical
Report on the Toxicology and Carcinogenesis Studies of Di(2-
etyhylhexyl) Phthalate'' (Ref. 6) released by the National Toxicology
Program (NTP), and an updated risk assessment of DEHP, DBP, BBP, DINP,
and DIDP (Ref. 7) for use in food-contact materials released by the
European Food Safety Authority (EFSA). Objection 3 states that these
studies ``provide novel insights and weight of evidence analyses that
are relevant to the safety reevaluations that FDA must conduct''
(Objections at 19). However, the objection does not provide any
explanation for how these studies would be adequate to assess the
safety of the substances' authorized food additive uses and, therefore,
the objection does not establish that these studies create significant
questions about whether there is no longer a reasonable certainty of no
harm such that they would resolve the factual question of safety.
The objection also cites two dose-response studies to state that
``examining the cumulative effects of several phthalates (including
DCHP and DEHP) found that phthalate mixtures induced reproductive tract
malformations in male rats at doses well below those associated with
harm from individual chemicals'' (Objections at 18). However, the
objection fails to mention that, while the study referenced (Conley, et
al. 2021) (Ref. 8) did include two of the five phthalates that still
have food additive uses in the United States (DEHP and DCHP), the study
examined effects using a mixture of nine phthalates and five non-
phthalate pesticides cumulatively, which cannot separate adverse
effects caused by either a single phthalate, group of phthalates, or
the non-phthalate pesticides. Similarly, the other study referenced
(Conley, et al. 2018) (Ref. 12) dosed the rats using a mixture of 18
chemicals, which included 9 phthalates (including DEHP and DCHP) and
nine non-phthalate pesticides or drugs. Therefore, the two dose-
response studies cited in Objection 3 do not directly address the
safety of the food contact uses of the five still-authorized ortho-
phthalate food additives.
For these reasons, the objectors failed to demonstrate how the
cited studies, publications, declarations, and facts asserted would be
sufficient to justify resolution of the safety question in the
objectors' favor. The objectors did not justify why the studies cited
in Objection 3 would establish questions significant enough to support
a finding that there is no longer reasonable certainty of no harm or
that there are ``significant questions regarding the safety of the
authorized food-additive uses of DAP, DCHP, DEHP, DINP, and DIDP.'' In
other words, the objectors did not establish that the information in
the record is adequate to justify their factual assertion regarding
safety. Accordingly, Sec. 12.24(b)(3) supports denial of the request
for the hearing. A hearing will not be granted when the information
cited is not sufficient to support the factual assertion (Sec.
12.24(b)(3)).
Furthermore, a hearing will not be held unless resolution of the
factual issue in the way sought by the objector is adequate to justify
the action requested (Sec. 12.24(b)(4)). In Objection 3, the objectors
alter the action requested from what they originally sought in FAP
[[Page 86299]]
6B4815, which was the revocation of food additive approvals for 28
ortho-phthalates. They now seek a hearing ``regarding the safety of . .
. DAP, DCHP, DEHP, DINP, and DIDP'' (Objections at 21)--the five ortho-
phthalates that remain authorized for use as food additives. This
objection does not demonstrate how the outcome of the proceeding would
be different if the factual issues addressed in this objection were
resolved in the way sought, because this objection does not address the
underlying requested action.
The underlying requested action was that FDA revoke the food
additive authorizations for the 28 subject ortho-phthalates based on
their grouping as a class. The basis for the underlying requested
action was that FDA should: (1) consider the 28 subject ortho-
phthalates to be a single class of chemically and pharmacologically
related substances for safety evaluation; (2) apply FAP 6B4815's
proposed ADI to the purported class; and (3) determine that the EDI for
the class exceeds that ADI. However, Objection 3 focuses only on five
of the 28 ortho-phthalates and asks that we take action with respect to
these five. Thus, we are denying the request for a hearing in Objection
3 because a hearing will not be granted on factual issues that are not
determinative of the action requested in the proceeding (Sec.
12.24(b)(4)).
It is important to note that the objectors claim that our denial
order was deficient because it did not address questions they failed to
ask, and to take actions they failed to request, in the petition that
is the subject of this proceeding.\1\ Such matters are outside the
scope of the process set forth in section 409(f)(1) of the FD&C Act,
which requires objections to ``[to specify] . . . the provisions of the
[denial] order deemed objectionable.'' Because this objection and the
corresponding request for a hearing seek determinations regarding
issues that are outside the scope of the provisions of FDA's denial
order, the objection and hearing request are improper. The assertions
and information cited in Objection 3 regarding the health effects of
the five still-authorized ortho-phthalate food additives would not
change our conclusion that the requested action in FAP 6B4815 to remove
the food contact authorizations for a purported class of 28 ortho-
phthalates was not adequately supported. A hearing will not be granted
unless resolution of a factual issue in the way sought by the objector
is adequate to justify the action requested (Sec. 12.24(b)(4)). This
conclusion does not change the fact that FDA may, in the future,
consider a subset of ortho-phthalates that remain authorized for use in
food contact applications to be a single class of chemically and
pharmacologically related substances for purposes of a safety
evaluation.
---------------------------------------------------------------------------
\1\ While FDA is denying this request for a hearing, we again
note that, in the Federal Register of May 20, 2022, we issued an RFI
seeking scientific data and information on current uses, use levels,
dietary exposure, and safety data for ortho-phthalates that remain
authorized for use in food contact applications (87 FR 31090). Any
future evaluation may be informed by, among other things,
appropriate scientific data and information submitted in response to
the RFI.
---------------------------------------------------------------------------
D. Objection 4
In Objection 4, the objectors take the position that we misapplied
section 409(c)(5)(B) of the FD&C Act, which provides that, in
determining whether a food additive is safe under section 409 of the
FD&C Act, FDA is to ``consider among other relevant factors'' the
cumulative effect of such additive in the diet of man or animals,
taking into account any chemically or pharmacologically related
substance or substances in such diet. The objectors assert that to
``conduct the safety evaluations the Food Act demands, FDA must
withdraw the Order and properly apply the statutory standard for
chemically or pharmacologically related substances to account for the
cumulative effects of all related phthalates in the diet'' (Objections
at 26). Because this objection raises a purely legal dispute, no
hearing is warranted to adjudicate it (Sec. 12.24(b)(1)). Even if a
hearing were available, the objectors did not request one with respect
to this objection and therefore waive any right to a hearing (Sec.
12.22(a)(4)). The only remaining issue on Objection 4, then, is whether
the objection establishes that FDA's order denying FAP 6B4815 should be
modified or revoked. As described below, we conclude that the objectors
have not established a basis for modifying or revoking of the denial
order.
The objectors assert that while the denial order ``does not
articulate FDA's interpretation of what constitutes a `related'
substance,'' FDA nevertheless ``applied an erroneous interpretation of
`chemically or pharmacologically related' substances for which the Food
Act mandates a cumulative effects analysis'' (Objections at 22). In
describing our review of FAP 6B4815, the objectors assert that FDA
``appeared to interpret'' this provision of the FD&C Act as only
applying if substances that are known to share all of the following
three factors: ``(1) well-defined similarities in chemical structure,
and (2) a common defined toxicological endpoint, and (3) a common
mechanism of action associated with that common endpoint'' (internal
quotations omitted) (Objections at 23). The objectors disagree with
this purported requirement and state that ``FDA's regulations make the
focus on common effects, as opposed to a common mechanism of action''
(citing Sec. 170.18(a)) (Objections at 24). The objectors assert the
proper focus is on common health effects (id.). The objectors state,
``it would be irrational and contrary to the Food Act's safety mandate
to ignore the cumulative effects of substances in the diet that are
known to contribute to the same adverse health effect because the
mechanism of action is not known to be the same for both substances or
is not known at all'' (id.). Finally, the objectors assert in Objection
4 that we ``erred in asserting that it is only required to consider the
cumulative effects of substances that would be suitable for grouping
into a single category for risk assessment'' (internal quotations
omitted) (id.).
FDA Response: Objection 4 questions FDA's evaluation of the claim
made in FAP 6B4815 that the 28 subject ortho-phthalates are chemically
and pharmacologically related and should therefore be treated as a
class for purposes of evaluating their safety. In describing FDA's
evaluation of this claim, the objectors assert that FDA required all of
the following three factors to be satisfied: ``(1) well-defined
similarities in chemical structure, and (2) a common defined
toxicological endpoint, and (3) a common mechanism of action associated
with that common endpoint'' (Objections at 23). As support for the
proposition that FDA imposed such a requirement, Objection 4 cites to
both the denial order and FDA's toxicology memorandum supporting the
denial order (Ref. 4).
There is no place in the denial order where we imposed such a
requirement. In the denial order, we noted that other regulatory and
scientific bodies have grouped phthalates based on these three
considerations (87 FR 31066 at 31071). We also noted in our denial
order that FAP 6B4815's approach to class grouping was not consistent
with the approach taken by other regulatory and scientific bodies,
given that FAP 6B4815 identified the work of those other bodies as a
basis for the requested action (id.).
To support their claim in Objection 4 that FDA required FAP 6B4815
to satisfy the three factors that the objectors identify, the objectors
cite page 10 of our toxicology memorandum for FAP 6B4815 (Ref. 4). The
toxicology memorandum, however, did not suggest that FDA required the
three factors as a
[[Page 86300]]
condition for grouping. Rather, this portion of the toxicology
memorandum addressed the claim in FAP 6B4815 that the 28 subject ortho-
phthalates have similar health effects. In doing so, the toxicology
memorandum noted that while FAP 6B4815 asserted that all ortho-
phthalates must be assumed to have ``reproductive/developmental, and
endocrine health effects,'' the terms ``reproductive, developmental,
and endocrine effects are broad terms that cover a wide range of
toxicological effects that are not necessarily similar and can be
caused by a variety of mechanisms.''
The toxicology memorandum also noted that the endocrine system is a
generic term which encompasses multiple organs and multiple hormonal
pathways, and disruption of different hormonal pathways may not result
in common health outcomes (i.e., are not related). The toxicology
memorandum further stated that the proposed grouping of phthalates
based on these broad terms was not consistent with the types of
grouping undertaken by other scientific bodies. As with the denial
order, the toxicology memorandum discussed the considerations
underlying the groupings undertaken by these other scientific bodies
because FAP 6B4815 pointed to the evaluations by these bodies as
support for the requested action--not because FDA was presenting or
imposing the three factors that the objectors identify. Thus, Objection
4 is incorrect in asserting that FDA required the three factors the
objectors identify.
Likewise, the objectors mischaracterize FDA's denial order by
stating that, in assessing whether the subject ortho-phthalates are
pharmacologically related, we erred in assessing whether the 28 ortho-
phthalates exhibit a common mechanism of action; the objectors state
that the more appropriate focus is whether there are common health
effects (Objections at 24). According to Objection 4, ``it would be
irrational and contrary to the Food Act's safety mandate to ignore the
cumulative effects of substances in the diet that are known to
contribute to the same adverse health effect because the mechanism of
action is not known to be the same for both substances or is not known
at all'' (id.). In fact, we did evaluate the claim in FAP 6B4815
regarding common health effects, and our denial order explained why
this claim was lacking. Specifically, our denial order explained that
the generalized assertion in FAP 6B4815 that all the cited effects are
pharmacologically related because they ``result from the effects of
ortho-phthalates on the endocrine system'' does not acknowledge that
the endocrine system is a generic term that encompasses multiple organs
and multiple hormonal pathways (87 FR 31066 at 31070). A substance that
exhibits activity in one hormonal pathway may not have any effect on a
different hormonal pathway, and disruption of different hormonal
pathways may not result in common health outcomes (id.).
Our denial order also explained that the claim in FAP 6B4815 that
all studied ortho-phthalates demonstrate similar effects on the
endocrine system was directly contradicted by data cited in the
petition (id.). We explained that one of the most commonly studied
pharmacological effects for phthalates is antiandrogenicity and that
the data cited in the petitioners' literature search indicates that,
among the 12 phthalates with available toxicological information, seven
phthalates exhibit antiandrogenic effects, but four phthalates have
been shown to not exhibit antiandrogenic effects (id. at 31070 through
31071). Thus, FDA's evaluation of FAP 6B4815 did, in fact, evaluate
whether the 28 ortho-phthalates have common health effects. Objection
4, therefore, errs in suggesting that FDA's evaluation was ``irrational
and contrary to the Food Act'' by virtue of disregarding evidence that
the 28 ortho-phthalates cause common health effects.
Finally, Objection 4 is misplaced in asserting that FDA's denial
order maintained that FDA ``is only required to consider the cumulative
effects of substances that would be suitable for grouping into a single
`category for risk assessment' '' (Objections at 24). FDA's denial
document made no such statement. The internal quotation appears to
refer to the following sentence in our denial order: ``the common
functional group rationale should be supported with a discussion of any
structural variations within that common functional group definition
and an explanation of why the chemical-structural differences between
members would not impact the suitability of the category for risk
assessment'' (87 FR 31066 at 31069) (emphasis added). Contrary to the
claim in Objection 4, this sentence does not announce any legal
interpretation regarding when FDA may consider the cumulative effects
of different food additives. Rather, it addresses one of the rationales
offered by FAP 6B4815 for grouping the 28 ortho-phthalates: that the
substances share a common functional group. In the sentence that
petitioners quote from in Objection 4, we explain the type of
scientific evidence that is recommended to support an assertion of a
common functional group, as outlined in the Organization for Economic
Co-operation and Development (OECD) guidance that the original petition
cites as support of its assertion that the 28 ortho-phthalates share a
common functional group (Ref. 9).
For these reasons, we disagree with the assertion in Objection 4
that FDA committed legal error that justifies modifying or revoking our
denial order. We also note that, even if there was a legal error with
FDA's application of section 409(c)(5)(B) of the FD&C Act, our
resolution of FAP 6B4815 would have been the same. Our denial order did
not rest solely on the question of whether the 28 ortho-phthalates
should be considered a class for purposes of safety evaluation. Our
denial order also rested on our conclusion that petitioners did not
adequately support the other key assertions in FAP 6B4815 (i.e., the
assertion proposing a purported ADI for DEHP, the assertion that the
purported ADI should be applied to all 28 phthalates, and the assertion
that the EDI for the asserted class of ortho-phthalates significantly
exceeds the proposed ADI). Thus, even if FAP 6B4815 had established
that there was sufficient evidence to support treating the 28 subject
ortho-phthalates as a class, FDA would have denied the petition because
it failed to establish the two subsequent assertions supporting the
petition's request to revoke the authorizations of such substances.
E. Objection 5, 5-A, 5-B, and 5-C
In Objection 5, the objectors argue that ``FDA acted arbitrarily
and unlawfully'' by not considering the relatedness of smaller groups
of ortho-phthalates (Objections at 26). The objection contends that the
relatedness of different groups of ortho-phthalates would mean that
``FDA must consider their cumulative effects'' (id. at 26). The premise
of this objection is that FDA's denial order erred in analyzing the
relatedness of all the 28 ortho-phthalates that were the subject of FAP
6B4815, because on the same day that FDA issued the denial order we
also issued the abandonment order. In Objection 5, the objectors assert
that FDA's analysis of the relatedness of the 28 ortho-phthalates was
``irrational on its face'' (id.). The objectors separate Objection 5
into three separate sub-objections. In each sub-objection, the
objectors propose that FDA grant a public hearing to determine that the
proposed groupings of phthalates show that the phthalates are
chemically or pharmacologically ``related.'' The
[[Page 86301]]
specific groupings proposed in Objection 5 are:
(A) A group of nine ortho-phthalates, consisting of the five ortho-
phthalates that remain approved as food additives following FDA's
abandonment order combined with four ortho-phthalates that are
authorized for use as food-contact substances because they were
sanctioned prior to the food additive amendments to the FD&C Act (i.e.,
they are prior sanctioned). A ``prior sanction'' is ``an explicit
approval granted with respect to use of a substance in food prior to
September 6, 1958,'' by the FDA or the United States Department of
Agriculture, pursuant to the FD&C Act, the Poultry Products Inspection
Act, or the Meat Inspection Act (Sec. 170.3(l)). The term ``prior
sanction'' derives from section 201(s)(4) of the FD&C Act (21 U.S.C.
321(s)(4)), which excepts from the definition of a ``food additive''
any substance ``used in accordance with a sanction or approval granted
prior to'' September 6, 1958, the date of enactment of the Food
Additives Amendment to the FD&C Act. Before that date, FDA had approved
specific uses of various food-contact materials or food ingredients by
issuing letters and other statements that stated that in FDA's view
these substances were ``not considered unsafe,'' that they did ``not
present a hazard,'' or that FDA ``did not object to their use.''
The nine ortho-phthalates that are at issue in this sub-objection
are Di(2-ethylhexyl) phthalate (DEHP), Dicyclohexyl phthalate (DCHP),
Diisononyl phthalate (DINP), Diisodecyl phthalate (DIDP), Dialyl
phthalate (DAP), Diethyl phthalate (DEP), Butyl phthalyl butyl
glycolate (BPBG), Diisooctyl phthalate (DIOP), and Ethyl phthalyl ethyl
glycolate (EPEG). The objectors assert that these nine ortho-phthalates
should be grouped because they are ``chemically related'' and grouping
them due to a common functional group would be consistent with the
Organization for Economic Co-operation and Development (OECD) Guidance
on Grouping Chemicals (Objections at 28).
(B) A group of seven ortho-phthalates, which consist of a subgroup
of the nine ortho-phthalates that remain either approved in our food
additive regulations or authorized because they are prior sanctioned.
These ortho-phthalates are DCHP, DEHP, DINP, DAP, DEP, DIDP, and DIOP.
The objectors state that these ortho-phthalates are ``pharmacologically
related substances on account of their common effect on developmental
toxicity'' (Objections at 31).
(C) A group of four ortho-phthalates, which consist of a subgroup
of the nine ortho-phthalates that remain approved in our food additive
regulations or authorized because they are prior sanctioned. These
ortho-phthalates are DCHP, DEHP, DINP, and DIOP. The objectors state
that these ortho-phthalates should be considered cumulatively ``based
on their structural similarity and common antiandrogenic effects
associated with the mechanism of action of reduced fetal testosterone
production'' (Objections at 35).
FDA Response: Even if the objectors' statements regarding the
asserted relatedness of these different groups of ortho-phthalates were
shown to be correct, the outcome of FDA's denial order would not be
altered. FAP 6B4815 did not seek to establish the relatedness of these
different groups of ortho-phthalates, consisting of both food additives
and prior sanctioned substances, for purposes of safety assessment.
Rather, FAP 6B4815 proposed that FDA take a different approach.
Specifically, FAP 6B4815 requested that we treat 28 ortho-phthalates
authorized for food contact use in our food additive regulations as a
class, apply a single ADI to the purported class, and then compare
exposure estimates for the 28-member class to the proposed ADI. FAP
6B4815 did not ask us to consider these proposed groups of nine, seven,
and four ortho-phthalates. As Objection 5 does not demonstrate how the
outcome of this proceeding would be different based on the new
assertions of the new proposed groupings, we deny the request for a
hearing. A hearing will not be granted unless resolution of a factual
issue in the way sought by the objector is adequate to justify the
action requested (Sec. 12.24(b)(4)). As courts have recognized, the
issues raised in objections ``must be material to the question
involved; that is, the legality of the order attached'' (Pineapple
Growers Ass'n of Haw., 673 F.2d at 1085).
The objectors claim that our denial order was deficient because it
did not address questions they failed to ask, and to take actions they
failed to request, in the petition that is the subject of this
proceeding. Such matters are outside the scope of the process set forth
in section 409(f)(1) of the FD&C Act, which requires objections to
``[to specify] . . . the provisions of the [denial] order deemed
objectionable.'' The type of information necessary to consider for
grouping chemicals for safety assessment is complex and proposing new
groupings at the objection phase--when those groupings were not within
the scope of the denial order--does not allow for full consideration of
the complex scientific issues involved (see e.g., Ref. 1). Because
Objection 5 and the corresponding request for a hearing seek
determinations regarding issues that are outside the scope of the
provisions of FDA's denial order, the objection and hearing request are
improper.
Separately, the objectors claim that FDA's review of FAP 6B4815
failed to account for our abandonment order (Objections at 26). We
disagree. On the same day that we issued our denial order, we published
a detailed memorandum in which we addressed the purported relatedness
of the five ortho-phthalates that remained approved as food additives
following FDA's action on the abandonment petition (Ref. 1). FDA
evaluated whether the five still-approved ortho-phthalates should be
treated as a class for purposes of safety assessment and concluded that
the five substances should not be grouped together for safety
assessment. We based this conclusion on the structural variations and
the differences in metabolites, metabolism, and toxicological endpoints
across the substances. We described these differences in the memorandum
that is in the docket (id.).
F. Objection 6
In Objection 6, the objectors assert that FDA should have treated a
group of eight ortho-phthalates as a class because the eight ortho-
phthalates, are ``antiandrogenic and are likely present in the diet''
(Objections at 38). The eight ortho-phthalates that Objection 6
identifies for treatment as a class are Di(2-ethylhexyl) phthalate
(DEHP), Dicyclohexyl phthalate (DCHP), Diisononyl phthalate (DINP),
Diisooctyl phthalate (DIOP), Butyl benzyl phthalate (BBP), Dibutyl
phthalate (DBP), Diisobutyl phthalate (DiBP), and Dihexyl phthalate
(DnHexP). The eight ortho-phthalates are a subset of the 28 ortho-
phthalates that were the subject of FAP 6B4815. This proposed class
consists of a subgroup of the ortho-phthalates that remain approved for
food-contact use under our food additive regulations (DCHP, DEHP, and
DINP), one that is prior sanctioned (DIOP), and four that are no longer
authorized for food-contact use due to our abandonment order (DiBP,
DBP, BBP, and DnHexP). The objection contends that the relatedness of
these eight ortho-phthalates triggers FDA's obligation to take into
account their cumulative effect, and the fact that FDA's denial order
did not identify them as a class means that FDA acted ``contrary to the
Food Act and its regulations by failing to account for the
[[Page 86302]]
cumulative effects of dietary exposure'' to this proposed group (id.).
The objectors request a hearing on Objection 6. They state that the
hearing would address ``whether FDA unlawfully failed to consider the
cumulative effects of phthalates in the diet that are chemically or
pharmacologically related to phthalates that remain approved for food-
additive use'' (internal quotations omitted) (Objections at 39 through
40). The objectors state that at a hearing they would ``offer expert
testimony regarding the presence of BBP, DBP, DIBP, and DnHP in the
diet; the chemical and pharmacological relationship among these
substances and DEHP, DINP, DCHP, and DIOP; and the approach or
approaches FDA could take to appropriately account for the cumulative
effects of these substances'' (id. at 40).
FDA Response: Even if the objectors' asserted statements regarding
the chemical and pharmacological relatedness of this group of eight
ortho-phthalates were shown to be correct, the outcome of FDA's denial
order would not be altered. The underlying proceeding did not address
the relatedness of this smaller group of ortho-phthalates for purposes
of safety assessment. FAP 6B4815 proposed that FDA take a different
course of action. Specifically, as stated earlier, FAP 6B4815 requested
that we group together 28 ortho-phthalates approved for food contact
use in our food additive regulations, apply a single ADI to the
purported class, and then compare exposure estimates for the 28-member
class to the proposed ADI. FAP 6B4815 did not ask us to consider this
new proposed group of eight ortho-phthalates.
As Objection 6 does not demonstrate how the outcome of this
proceeding would be different if the assertions regarding the new
proposed grouping in Objection 6 were shown to be correct, we deny the
request for the hearing. A hearing request will not be granted unless
resolution of a factual issue in the way sought by the objector is
adequate to justify the action requested (Sec. 12.24(b)(4)). As courts
have recognized, the issues raised in objections ``must be material to
the question involved; that is, the legality of the order attached''
(see Pineapple Growers Ass'n of Hawaii, 673 F.2d at 1085). With this
Objection, petitioners would have us address a question that was not
involved in the underlying proceeding. As noted earlier, the objectors
claim that our denial order was deficient because it did not address
questions they failed to ask, and to take actions they failed to
request, in the petition that is the subject of this proceeding.
However, such matters are outside the scope of the process set forth in
section 409(f)(1) of the FD&C Act, which requires objections to ``[to
specify] . . . the provisions of the [denial] order deemed
objectionable.'' Because Objection 6 and the corresponding request for
a hearing seek determinations regarding issues that are outside the
scope of the provisions of FDA's denial order, the objection and
hearing request are improper.
Additionally, FDA did consider the relatedness of the 28 ortho-
phthalates that were the subject of FAP 6B4815 as well as the five
ortho-phthalates that remain approved for food-contact use in our food
additive regulations and did not find that the substances should be
grouped as a class for purposes of safety assessment (87 FR 31066 at
31075 and Ref. 1).
G. Objection 7
In Objection 7, the objectors argue that ``FDA erred insofar as it
required the petitioners to prove that current dietary exposure to the
approved phthalates exceeds a safe level'' (Objections at 40). The
objectors assert that FDA's evaluation of the information in FAP 6B4815
related to exposure ``is contrary to the applicable statutory and
regulatory provisions, the proper burden of proof, and FDA's past
practice'' (Objections at 42). Because this objection raises a purely
legal dispute, no hearing is warranted to adjudicate it (Sec.
12.24(b)(1)). Even if a hearing were available, the objectors did not
request one with respect to this objection and therefore waive any
right to a hearing (Sec. 12.22(a)(4)). The only remaining issue on
Objection 7, then, is whether this objection establishes that FDA's
order denying FAP 6B4815 should be modified or revoked. As described
below, we conclude that the objectors have not established a basis for
modifying or revoking the denial order.
In Objection 7, the objectors assert that, while FDA is to consider
exposure data when approving new food additives, ``FDA's regulation
governing petitions to amend or repeal food additive regulations does
not require the petitioners to tender exposure data'' (Objections at
40). The objectors contend that, rather than requiring repeal petitions
to provide exposure data, FDA's regulations provide that repeal
petitions ``may be based solely on `new data as to the toxicity of the
chemical' or other `new information' showing `that experience with the
existing regulation may justify its amendment or repeal' '' (quoting
Sec. 171.130(b)) (id.). The objectors acknowledge that Sec.
171.130(b) provides for new data to be furnished in the form specified
in Sec. 171.1 but argue that ``[t]o the extent that the substantive
requirements of section 171.1 are applicable to petitions seeking
revocation or repeal of food additive regulations, that provision also
does not require exposure data'' (Objections at 41). The objectors
further state that ``to the extent that FDA interprets [Sec. 171.1] to
require exposure information, it must apply that requirement in a
manner that comports with the burden of production the Food Act places
on petitioners seeking revocation of food additive authorizations based
on safety concerns,'' such that ``FDA cannot lawfully require such
petitioners to tender data proving that existing exposure to the
additives at issue and related substances is unsafe'' (id. at 41). The
objectors assert that FDA's action on certain long-chain perfluorinated
compounds (81 FR 5) was consistent with this interpretation (id. at 41
through 42).
FDA Response: We disagree with the assertion that we applied an
incorrect legal standard in evaluating FAP 6B4815. We reviewed the
exposure information provided in FAP 6B4815 based on the petition's
specific assertions. FAP 6B4815 asserted that the estimated dietary
exposure for the asserted class of ortho-phthalates significantly
exceeded the proposed ADI for the purported class, and the petition
included dietary exposure estimates for select phthalates. In our
denial order, we evaluated the proposed dietary exposure values and
explained why they were not adequately supported. Specifically, we
observed that FAP 6B4815 did not account for: (1) The imprecision of
relying on exposures estimates derived from biomonitoring studies to
assess dietary exposure; (2) the diverse parameters used in the cited
dietary exposure analyses to determine which analysis, if any, most
accurately reflects true U.S. dietary exposure; and (3) the
contradiction in reported dietary exposure values between those
analyses (87 FR 31066 at 31075; see also Ref. 3). Under our food
additive regulations, petitioners must do more than request changes to
FDA's food additive regulations. Petitioners must provide support for
the requested changes. Food additive petitions seeking amendments to
existing authorizations ``must include full information on each
proposed change'' (In re Natural Resources Defense Council, 645 F.3d
400, 403 (D.C. Cir. 2011) (internal quotations and citations omitted)).
Here, FAP 6B4815
[[Page 86303]]
included dietary exposure estimates, and our denial order evaluated
those estimates and explained why they were lacking. In doing so, we
did not advance any new standards for the type of information that must
be included in repeal petitions.
Further, our denial order was not inconsistent with our action on
long-chain perfluorinated compounds. In that action, we evaluated
available exposure information and explained why we were not able to
determine migration of the relevant food contact substances (FCSs) into
food as a result of their approved food-contact use. For this reason,
FDA was unable to calculate consumer exposure to the substances in a
manner which would allow a quantitative assessment of the safety of
that exposure. However, FDA's review noted that available data
demonstrate that long-chain perfluorocarboxylic acids and fluorotelomer
alcohols biopersist in animals and that this biopersistence also occurs
in humans. Although available migration information did not allow a
quantitative assessment of the safety of exposure to these FCSs, the
reproductive and development toxicity of the three food contact
substances could be qualitatively assessed in the context of
biopersistence and the expectation that chronic dietary exposure to
these substances would result in a systemic exposure to the substances
or their metabolic by-products at levels higher than their daily
dietary exposure (81 FR 5 at 7). There is not comparable evidence in
the administrative record for FAP 6B4815 to allow FDA to conclude that
there is no longer a reasonable certainty of no harm regarding the
subject ortho-phthalates for their intended use in the absence of
adequate exposure information. While FDA had a basis for qualitatively
assessing exposure in the action on long-chained perfluorinated
compounds, the record here does not support that approach.
For these reasons, we disagree with the objectors' assertion that
FDA committed any legal error that justifies modifying or revoking our
denial order.
H. Objection 8
The final objection argues that ``contrary to FDA's conclusion, the
available exposure information raises serious safety questions
regarding the approved food additive uses of phthalates'' (Objections
at 43). The objectors request a hearing on Objection 8 and state that
the hearing would address whether biomonitoring data from the National
Health and Nutrition Examination Survey (NHANES) ``and other available
exposure information together establish significant questions
concerning the safety of the food additive uses of phthalates that
remain approved'' (Objections at 49). The objectors state that ``FDA
did not address this issue in the order. Instead, it dismissed the
NHANES biomonitoring data provided with the Petition based on arguments
that are legally and factually unsupported, and it did not evaluate the
most recent NHANES data in conjunction with ATSDR's MRL for DEHP'' (id.
at 49).
FDA Response: A hearing will not be granted on factual issues that
are not determinative with respect to the action requested (Sec.
12.24(b)(4)). In this objection, the objectors challenge our evaluation
of the information they provided in FAP 6B4815 related to exposure.
However, our denial order made clear that our evaluation of exposure
data was not the sole reason we denied FAP 6B4815. Instead, we based
our denial on the lack of adequate support for each of the three
assertions made in FAP 6B4815: (1) that the 28 ortho-phthalates should
be treated as a class for purposes of evaluating their safety; (2) that
a purported ADI for DEHP should be applied to all 28 ortho-phthalates
that were the subject of the petition; and (3) that the EDI for the
asserted class of ortho-phthalates significantly exceeded the proposed
ADI, thus rendering the purported class unsafe for their use as food
contact substances. Our denial order explained in detail why the
petition did not adequately support any of these three assertions.
Because we found that the petition was not adequately supported, we
concluded that the petition did not contain sufficient data to support
a finding that there is no longer a reasonable certainty of no harm
from the approved uses (87 FR 31066 at 31075).
To the extent that Objection 8 is based on the premise that FDA's
evaluation of the exposure data was determinative to how we evaluated
FAP 6B4815, that premise is incorrect. Even if FDA were to have found,
as Objection 8 urges, that the data in the record show that the
exposure to certain ortho-phthalates significantly exceeds the ADI
proposed by FAP 6B4815 for the reference ortho-phthalate selected
(DEHP), such a finding would not have answered the antecedent questions
of whether the 28 ortho-phthalates should be treated as a class or
whether the proposed ADI for the selected ortho-phthalate should be
applied to the purported class of 28 ortho-phthalates. Because FDA's
conclusion regarding exposure data in the record was not determinative
with respect to the repeal action requested in FAP 6B4815, the
objectors' request for a hearing on this subject is denied.
In addition, we are denying the request for a hearing on this
objection because the data and information identified by the objectors
in support of the objection, even if established at a hearing, would
not be adequate to justify the factual determination about unsafe
exposure urged by the objectors (see Sec. 12.24(b)(3)). This is for
two distinct reasons.
First, Objection 8 claims that ``diet is a major, if not primary,
source of exposure to the phthalates at issue'' (Objections at 43). The
objection points to the 2014 report from the Chronic Hazard Advisory
Panel on Phthalates and Phthalate Alternatives (CHAP report), two
declarations that cite the CHAP report as support, and a statement in
ATSDR's 2022 toxicological profile of DEHP that ``the principal route
of human exposure to DEHP is oral,'' and that the ingestion of food
accounts for the majority of total oral exposure to DEHP (Objections at
45) (Ref. 10). The objectors state that FDA's denial order ``does not
dispute the CHAP's conclusions regarding the primacy of diet as an
exposure source for multiple approved phthalates and related
substances'' and that FDA ``must qualitatively consider'' conclusions
by CHAP or ATSDR that diet is a ``critically important source of
exposure to DEHP and other phthalates at issue'' (id. at 45). This
criticism is misplaced. Even if FDA were to reach the general
conclusion that the diet is a major source of exposure to approved
ortho-phthalates, that would not answer the question of whether or not
a specific approved food additive use is safe. Regarding the CHAP
report, it did not answer the question of whether specific food
additive uses of ortho-phthalates are safe. To the extent that this
objection asserts that FDA did not evaluate the CHAP report in
responding to FAP 6B4815, that is not the case. The denial order and
FDA's supporting memoranda discussed the CHAP report at length (Refs. 3
and 4). Regarding ATSDR's report on DEHP, this report states that the
intake approximations calculated for DEHP indicate that the general
population is exposed to DEHP at levels that are 3-4 orders of
magnitude lower than those observed to cause adverse health effects in
animal studies. Accordingly, the ATSDR report does not justify
resolution of the factual question about unsafe exposure in the
objectors' favor.
The second reason the data and information identified by the
objectors in support of the objection, even if established at a
hearing, would not be
[[Page 86304]]
adequate to justify resolution of the factual question about unsafe
exposure relates to FDA's evaluation of biomonitoring studies.
Objection 8 asserts that ``FDA irrationally dismissed the relevance of
biomonitoring data from the CDC's NHANES, which tracks metabolites of
DEHP, DCHP, DEP, and DINP, among other phthalates, in human urine''
(Objections at 45). The objectors assert that FDA's denial order was
mistaken in stating that petitioners relied on biomonitoring data
``alone'' as information presented in the petition established the
primacy of diet as a source of exposure to multiple phthalates
(Objections at 46). The objectors state that ``the NHANES biomonitoring
data must be evaluated in light of evidence that most human exposures
to these phthalates come from the diet'' (id.). Here, the objectors
make several claims that are not supported. We did not, in fact,
dismiss the potential relevance of biomonitoring evidence presented in
the petition. Rather, our denial order specifically noted that human
biomonitoring studies can be ``part of an appropriate postmarket
approach to determine dietary exposure for a substance that is already
authorized for use as a food contact substance'' (87 FR 31066 at
31074). However, we also explained that ``many factors should be
addressed to determine the suitability of any given dataset for
determining dietary exposure'' (id.). We explained that the approach of
directly comparing biomonitoring-based exposure values to a proposed
ADI for the purpose of assessing the safety of a food additive is not
scientifically appropriate (id.). Relying on biomonitoring data alone
does not differentiate the amount of exposure that results from the
diet compared to environmental and other sources (id.). Because FAP
6B4815 did not account for these limitations by addressing how the
biomonitoring data accounts for dietary exposure, we concluded that the
petition's direct comparison of biomonitoring-based exposure values to
the purported ADI was scientifically flawed. Our evaluation did not
amount to a summary dismissal. We considered the information provided
in the petition and found it lacking. The objectors' claim that we
stated that FAP 6B4815 relied on biomonitoring data ``alone'' is also
wrong. In our denial order, we discussed other evidence in FAP 6B4815
that was related to exposure (and identified shortcomings with the
petition's evaluation of that data) (id.). Thus, the record shows that
we considered all relevant exposure-related data included in the
petition.
The objectors' claims regarding the primacy of the diet and FDA's
dismissal of biomonitoring data, even if established at a hearing,
would not be sufficient to justify resolution of the factual conclusion
urged by the objectors (Sec. 12.24(b)(3)). These claims were intended
to support a conclusion that the available exposure information raises
serious safety questions regarding the approved food-additive uses of
phthalates. The information presented to support these claims do not
provide a factual basis for determining that any ortho-phthalates have
unsafe dietary exposure levels or that there are significant safety
questions regarding the dietary exposure levels because these claims do
not proffer evidence of unsafe dietary exposure levels for any ortho-
phthalates with authorized uses. These arguments do not provide a basis
for a hearing.
A separate argument that objectors put forth in Objection 8
purports to provide more direct data regarding exposure. The objectors
described a new exposure analysis and provided a supporting memorandum
(Objections at 48, n. 174) that calculated EDIs for 10 phthalates
(DEHP, BBP, DBP, DIBP, DCHP, DEP, DIDP, DINP, DMP, and DnOP) using
urinary metabolite concentrations from the most recent NHANES
biomonitoring data (collection occurred from 2015 to 2016). The
objectors state that the EDI estimate for DEHP (at the 90th and 95th
percentiles) is above the 0.10 micrograms per kilogram body weight per
day intermediate minimal risk level (MRL) for oral exposure established
for DEHP by ATSDR in 2022 (id. at 48). The objectors state that this
``indicate[s] unsafe exposure levels across the U.S. population''
(id.). As explained in our denial order and above, relying on
biomonitoring data alone to calculate an exposure estimate does not
differentiate the amount of exposure that results from the diet
compared to other sources. Neither the objectors nor the supporting
memorandum accounts for these limitations by addressing how the
biomonitoring data is representative of an estimate to dietary exposure
only. Furthermore, the MRL for DEHP cited by the objectors was
determined based on a single study that used only one dose level and
only a limited number of animals. Due to the use of a single dose and
limited animals, there is not enough supporting information to rely on
this value for the purposes of a safety assessment for DEHP or to apply
it as a value for risk assessments of the other substances cited by the
objectors.
The objectors also assert that certain studies involving mixtures
of ortho-phthalates ``underscore the need for FDA to consider the
available exposure information in response to these objections, and the
importance of cumulative effects analysis to that assessment''
(Objections at 49). The objectors state that ``EPA scientists [who]
have documented the magnitude of the cumulative effect of mixtures of
anti-androgenic ortho-phthalates, and mixtures of anti-androgenic
ortho-phthalates and other substances with similar anti-androgenic
effects. Collectively, these studies found that ortho-phthalates in
mixtures with structurally and pharmacologically related substances
induced anti-androgenic effects at doses that were orders of magnitude
lower than those associated with anti-androgenic effects of individual
phthalates'' (id. at 48). However, the objectors do not provide any
dietary exposures to the proposed related anti-androgenic substances in
the diet, nor do they identify what those related anti-androgenic
substances are. While the Howdeshell (2017) (Ref. 11) and Conley et
al., (2018 and 2021) (Refs. 8 and 12) studies demonstrate some additive
effects of mixtures of anti-androgenic substances, the Conley et al.,
(2018 and 2021) studies also report a level of exposure of these
phthalate and non-phthalate mixtures where no antiandrogenic effects
were detected. Likewise, beyond the MRL for DEHP, the objectors do not
provide a suitable safe level or a risk assessment value to compare
that cumulative dietary exposure level for the purposes of conducting a
safety assessment. The objectors do not demonstrate how determining
that anti-androgenic effects from multiple substances may be additive
would demonstrate Objection 8's assertion that the available exposure
information raises serious safety questions regarding the approved
food-additive uses of phthalates.
Separately, the objectors contend that FDA committed legal error in
evaluating the exposure information included in FAP 6B4815. The
objectors assert that FDA evaluated their petition ``as if diet were
the sole source of exposure to the approved phthalates,'' which
Objection 8 describes as being in tension with the ``among other
relevant factors'' text in section 409(c)(5) of the FD&C Act
(Objections at 46). The applicability of the ``among other relevant
factors'' text in section 409(c)(5) of the FD&C Act is a legal issue,
and a hearing will not be granted on issues of law (Sec. 12.24(b)(1)).
We note that, in determining whether a food additive is safe under
section
[[Page 86305]]
409(c)(5) of the FD&C Act, FDA is to ``consider among other relevant
factors'' the following: (1) probable consumption of the additive; (2)
cumulative effect of such additive ``in the diet of man or animals,
taking into account any chemically or pharmacologically related
substance or substances in such diet;'' and (3) safety factors
``generally recognized'' by qualified experts ``as appropriate for the
use of animal experimentation data.''
Section 409(c)(5) of the FD&C Act does not impose a ``legal
obligation'' for FDA to consider exposure from non-dietary sources in
determining safety. Rather, section 409(c)(5) of the FD&C Act makes
clear that FDA has discretion to review a number of factors to
determine whether a food additive is safe. Besides the factors
enumerated in subparagraphs (A), (B), and (C), section 409(c)(5) of the
FD&C Act gives us discretion to decide, in our scientific expertise,
whether there are other factors that are ``relevant'' to the safety of
a food additive in the context of a particular petition. Moreover, the
text of subparagraphs (A) and (B), which contemplate FDA considering
food-related uses in assessing safety, provides additional support that
it is not required for FDA to consider exposure from non-dietary
sources as a relevant factor. Specifically, subparagraph (A) states
that in determining safety, the Secretary shall consider ``the probable
consumption of the additive and of any substance formed in or on food
because of the use of the additive,'' and subparagraph (B) refers to
the diet of man or animals'' (emphasis added). Subparagraph
409(c)(5)(C) of the FD&C Act, which directs FDA to consider safety
factors that ``are generally recognized as appropriate for the use of
animal experimentation data,'' does not suggest that FDA must consider
exposure from non-dietary sources. Therefore, the objectors' argument
that non-dietary exposure must be part of the safety analysis under
section 409(c)(5) of the FD&C Act is incorrect. While the objectors
state that other federal agencies ``frequently consider background
exposures when evaluating and regulating harmful chemicals,'' we
administer the FD&C Act and not authorities that are applicable to
other Federal agencies.
V. Summary and Conclusions
After evaluating the objections, we conclude that the submission
does not provide a basis to support modifying or revoking the denial of
FAP 6B4815. Therefore, we are overruling the objections and denying the
requests for a public hearing.
VI. References
The following references marked with an asterisk (*) are on display
at the Dockets Management Staff, (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852, 240-
402-7500 and are available for viewing by interested persons between 9
a.m. and 4 p.m., Monday through Friday; they also are available
electronically at https://www.regulations.gov. References without
asterisks are not on public display at https://www.regulations.gov
because they have copyright restriction. Some may be available at the
website address, if listed. References without asterisks are available
for viewing only at the Dockets Management Staff. Although FDA verified
the website addresses in this document, please note that websites are
subject to change over time.
1. * FDA Memorandum from J. Urbelis to Administrative File for Food
Additive Petition (FAP) 6B4815, May 11, 2022.
2. * FDA, Guidance for Industry, ``Toxicological Principles for the
Safety Assessment of Food Ingredients: Redbook 2000,'' July 2007
(available at https://www.fda.gov/media/79074/download).
3. * FDA Chemistry Memorandum from R. Brinas to J. Urbelis, May 11,
2022.
4. * FDA Toxicology Memorandum from T-F. Cheng to J. Urbelis, May
11, 2022.
5. * Agency for Toxic Substances and Disease Registry (ATSDR)
``Toxicological Profile for Di(2-ethylhexyl) Phthalate (DEHP),''
January 2022.
6. * ``NTP Technical Report on the Toxicology and Carcinogenesis
Studies of Di(2-ethylhexyl) Phthalate Administered in Feed to
Sprague Dawley Rats,'' December 2021.
7. European Food Safety Authority Panel on Food Contact Materials,
Enzymes and Processing Aids, ``Update of the Risk Assessment of Di-
Butylphthalate (DBP), Butyl-Benzyl-Phthalate (BBP), Bis(2-
ethylhexyl)Phthalate (DEHP), Di-Isononylphthalate (DINP) and Di-
Isodecylphthalate (DIDP) for Use in Food Contact Materials,''
European Food Safety Authority Journal, 17(12):5838, 2019.
8. Conley, J., C.S. Lambright, N. Evans, et. al., ``A Mixture of 15
Phthalates and Pesticides Below Individual Chemical No Observed
Adverse Effects Levels (NOAELs) Produces Reproductive Tract
Malformations in the Male Rat,'' Environment International,
156:106615, 2021.
9. ** 2014 Organization for Economic Cooperation and Development
(OECD) Guidance on Grouping of Chemicals.
10. ** 2014 Chronic Hazard Advisory Panel (CHAP) on Phthalates and
Phthalate Alternatives Final Report.
11. Howdeshell, K., A.K. Hotchkiss, L.E. Gray Jr., et al.,
``Cumulative Effects of Antiandrogenic Chemical Mixtures and Their
Relevance to Human Health Risk Assessment,'' International Journal
of Hygiene and Environmental Health 220 (2Pt A):179, 2017.
12. Conley, J., C.S. Lambright, N. Evans, et. al., ``Mixed
Antiandrogenic Chemicals at Low Individual Doses Produce
Reproductive Tract Malformations in the Male Rat,'' Toxicological
Sciences 164(1):166, 2018.
Dated: October 22, 2024.
Kimberlee Trzeciak,
Deputy Commissioner for Policy, Legislation, and International Affairs.
[FR Doc. 2024-25120 Filed 10-29-24; 8:45 am]
BILLING CODE 4164-01-P