National Primary Drinking Water Regulations for Lead and Copper: Improvements (LCRI), 86418-86667 [2024-23549]
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Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 141 and 142
[EPA–HQ–OW–2022–0801; FRL–5423.2–02–
OW]
RIN 2040–AG16
National Primary Drinking Water
Regulations for Lead and Copper:
Improvements (LCRI)
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
In December 2023, the U.S.
Environmental Protection Agency (EPA)
requested comment on the proposed the
Lead and Copper Rule Improvements
(LCRI), which informed the revisions to
the National Primary Drinking Water
Regulation (NPDWR) for lead and
copper. After consideration of public
comment on the LCRI, and consistent
with the provisions set forth under the
Safe Drinking Water Act (SDWA), the
EPA is finalizing revisions to the
NPDWR for lead and copper. In this
rule, the agency is finalizing
requirements for drinking water systems
to replace lead and certain galvanized
service lines. The final rule also
removes the lead trigger level, reduces
the lead action level to 0.010 mg/L, and
strengthens tap sampling procedures to
improve public health protection and
simplify implementation relative to the
2021 Lead and Copper Rule Revisions
(LCRR). Further, this final rule
strengthens corrosion control treatment,
public education and consumer
awareness, requirements for small
systems, and sampling in schools and
child care facilities. The final rule will
significantly reduce the adverse human
health impacts of exposure to toxic lead
in drinking water.
DATES: Effective date: This final rule is
effective on December 30, 2024.
Judicial review: For judicial review
purposes, this final rule is promulgated
as of October 30, 2024.
Compliance dates: The compliance
date for the revisions to 40 CFR part
141, subpart I, is set forth in § 141.80(a).
The compliance date for the revisions to
40 CFR 141.2 and 141.31 is November
1, 2027. The compliance date for the
changes made to 40 CFR part 141,
subpart O, is set forth in § 141.152(a).
The compliance date for the changes to
40 CFR part 141, subpart Q (§ 141.202
and appendices A and B) is November
1, 2027.
ADDRESSES: The EPA has established a
docket for this action under Docket ID
No. EPA–HQ–OW–2022–0801. All
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SUMMARY:
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documents in the docket are listed on
the https://www.regulations.gov
website. Although listed in the index,
some information is not publicly
available, e.g., Confidential Business
Information or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available electronically through https://
www.regulations.gov.
FOR FURTHER INFORMATION CONTACT:
Michael Goldberg, Office of Ground
Water and Drinking Water, Standards
and Risk Management Division (Mail
Code 4607M), Environmental Protection
Agency, 1200 Pennsylvania Ave. NW,
Washington, DC 20460; telephone
number: 202–564–1379; email address:
LCRI@epa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
II. General Information
A. What does the final LCRI require?
B. Does this action apply to me?
C. Dates for Compliance
III. Background
A. Overview of Lead and Lead Exposures
Through Drinking Water
B. Human Health Effects of Lead and
Copper
C. Regulatory History
D. Statutory Authority
E. Anti-backsliding Analysis of LCRI
Relative to LCR and LCRR
F. White House Lead Pipe and Paint Action
Plan and EPA’s Strategy To Reduce Lead
Exposures and Disparities in U.S.
Communities
G. Bipartisan Infrastructure Law and Other
Financial Resources
H. Lead Exposure and Environmental
Justice, Equity, and Federal Civil Rights
IV. Final Revisions to 40 CFR Part 141,
Subpart I, Control of Lead and Copper
A. Regulatory Approach
B. Service Line Replacement
C. Service Line Replacement Plan
D. Service Line Inventory
E. Tap Sampling for Lead and Copper
F. Corrosion Control Treatment
G. Water Quality Parameter Monitoring
H. Distribution System and Site
Assessment
I. Compliance Alternatives for a Lead
Action Level Exceedance for Small
Community Water Systems and NonTransient Non-Community Water
Systems
J. Public Education
K. Additional Requirements for Systems
With Multiple Lead Action Level
Exceedances
L. Lead Sampling at Schools and Child
Care Facilities
M. Copper
N. System Reporting and Recordkeeping
Requirements
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O. Other Proposed Revisions to 40 CFR
Part 141
V. Rule Implementation and Enforcement
A. General
B. What are the rule compliance dates?
C. State Primacy and Special Primacy
Requirements
D. State Reporting and Recordkeeping
Requirements
VI. Economic Analysis
A. Summary of Public Comments and the
EPA’s Response
B. Affected Entities and Major Data
Sources Used To Develop the Baseline
C. Overview of the Cost-Benefit Model
D. Cost Analysis
E. Benefits Analysis
F. Cost-Benefit Comparison
G. Alternative Regulatory Options
Considered
VII. Statutory and Executive Order Reviews
A. Executive Order 12866 (Regulatory
Planning and Review) and Executive
Order 14094 (Modernizing Regulatory
Review)
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act (RFA)
D. The Unfunded Mandates Reform Act
(UMRA)
E. Executive Order 13132 (Federalism)
F. Executive Order 13175 (Consultation
and Coordination With Indian Tribal
Governments)
G. Executive Order 13045 (Protection of
Children From Environmental Health
and Safety Risks)
H. Executive Order 13211 (Actions That
Significantly Affect Energy Supply,
Distribution, or Use)
I. National Technology Transfer and
Advancement Act of 1995
J. Executive Order 12898 (Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations) and Executive Order 14096
(Revitalizing Our Nation’s Commitment
to Environmental Justice for All)
K. Consultations With the Science
Advisory Board (SAB) and the National
Drinking Water Advisory Council
(NDWAC)
L. Consultation With the Department of
Health and Human Services Under
SDWA Section 1412(d)
M. Congressional Review Act (CRA)
VIII. Severability
IX. References
I. Executive Summary
The United States Environmental
Protection Agency’s (EPA) mission is to
protect human health and the
environment. The EPA is finalizing the
Lead and Copper Rule Improvements
(LCRI) to significantly reduce the risk of
exposure to lead through drinking
water. There is no known safe level of
lead in drinking water. Exposure to
drinking water contaminated with lead
can cause serious human health impacts
including neurodevelopmental
problems in children and heart disease
in adults. Young children and pregnant
people are especially susceptible to the
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impacts of lead exposure. Reducing lead
in drinking water will reduce the risk of
negative neurodevelopmental outcomes
for children as well as reduce a range of
health risks to adults. This final rule
builds on the 2021 Lead and Copper
Rule Revisions (LCRR) and the pre-2021
Lead and Copper Rule (LCR), originally
promulgated in 1991.
The EPA conducted a review of the
2021 LCRR in accordance with
Executive Order 13990 1 and announced
its intention to strengthen the 2021
LCRR with this new rulemaking, the
LCRI, to address key issues and
opportunities identified in the review.
This final LCRI addresses the priorities
the EPA identified in the 2021 LCRR
review, including the equitable
replacement of lead service lines (LSLs)
in the nation, improving identification
of where LSLs are located, and
triggering action in communities most at
risk of lead exposure, and streamlined
and improved implementation of the
rule relative to the 2021 LCRR. This
final LCRI is the culmination of
numerous meaningful consultations
with stakeholders and the public during
the 2021 LCRR review, engagements and
consultations held to support the
development of the LCRI, and public
comments received on the proposed
LCRI.
The LCRI makes important
advancements in protecting children
and adults from the significant and
irreversible health effects of exposure to
lead in drinking water. These
advancements are scientifically based
and incorporate drinking water system
best practices. The final rule strengthens
the lead and copper rule in five focus
areas: (1) achieving lead pipe
replacement within 10 years, (2)
locating legacy lead pipes, (3) improving
tap sampling, (4) lowering the lead
action level, and (5) strengthening
protections to reduce exposure. The
final rule also includes compliance
dates and an updated benefits and costs
analysis. Each of these topics is
summarized below, in sequential order.
Achieving Lead Pipe Replacement
Within 10 Years
This final rule provides a
fundamental shift to a more preventive
approach to lead in drinking water. This
is based on the EPA’s experience in
implementing the lead rule for many
years. Specifically, based on over 30
years of implementing the 1991 LCR,
the EPA has determined that requiring
lead service line replacement (LSLR)
1 Protecting Public Health and the Environment
and Restoring Science to Tackle the Climate Crisis
(86 FR 7037, January 20, 2021).
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based on tap sampling and 90th
percentile lead levels alone is
insufficient to protect public health.
LSLs are a source of lead exposure in
drinking water, even when systems are
optimized at or below the lead action
level.
The science is clear that there is no
known safe level of lead in drinking
water, especially for children. Among
other effects, lead exposure can cause
damage to the brain and kidneys and
can interfere with the production of red
blood cells that carry oxygen to all parts
of the body. In children, even low levels
of lead exposure can cause cognitive
health effects like lower intelligence
quotient (IQ) as well as learning and
behavioral problems. In adults, health
effects include elevated risk of heart
disease, high blood pressure, kidney or
nervous system problems, and cancer.
In the LCRI, the EPA is requiring
water systems to replace all lead and
certain galvanized service lines
(specifically, galvanized requiring
replacement (GRR) service lines) under
their control no later than 10 years after
the compliance date. The LCRI
provides, in limited circumstances,
additional time for some systems to
complete systemwide full service line
replacement. Water systems must
replace lead and GRR service lines
under their control regardless of the
lead levels occurring in tap or other
drinking water samples. Replacing lead
and GRR service lines will significantly
reduce lead releases into drinking water.
In addition, while consistently welloperated and optimized corrosion
control treatment (CCT) is generally
effective at reducing lead to low levels,
elimination of lead and GRR service
lines will result in even greater public
health protection by eliminating a
significant lead exposure source and
will minimize the impacts of CCT
implementation errors that have been
documented over the years.
Historically, lead service lines,2 as
well as lead-bearing fixtures and solder,
were commonly used in water
distribution systems as well as in home
plumbing. While replacing LSLs does
not eliminate all lead exposures from
tap water because plumbing systems
2 The EPA does not believe that there are lead
water mains in the United States and, if they do
occur, it is extremely rare. The poor structural
integrity of lead pipes that are more than two inches
in diameter means that lead was primarily used in
pipes of smaller diameter such as service lines.
Conversely, the water mains that distribute water
throughout a city or town tend to be six inches or
larger in diameter. The common water main
materials include ductile iron, PVC, asbestos
cement, high-density polyethylene (HDPE), and
concrete steel. The oldest water mains are cast iron
and asbestos cement (Folkman, 2018).
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inside homes and buildings (i.e.,
premise plumbing) can also contain lead
components, replacing LSLs removes a
key source of lead in drinking water.
Where present, LSLs represent the
greatest lead exposure source through
drinking water (Sandvig et al., 2008).3
Buildings and homes built before 1986
often have LSLs connecting their
plumbing system to the main water
supply line under the street. These LSLs
can deteriorate or corrode, releasing
lead particles into the drinking water
(Sandvig et al., 2008). Modeling done as
part of the LCRI economic analysis
confirms that LSL presence significantly
contributes to drinking water lead levels
(USEPA, 2024a).
Locating Legacy Lead Pipes
Knowing where lead pipes are located
is critical to replacing them efficiently
and equitably, as well as for informing
consumers (i.e., persons served) so they
can take actions to reduce their
exposure to lead. The LCRI builds upon
the 2021 LCRR’s requirement for water
systems to create an initial inventory, to
regularly update their inventory, and to
identify the material of all service lines
by the mandatory service line
replacement deadline. Under the final
LCRI, all water systems are required to
make their service line inventories
publicly available. Water systems must
use a validation process to ensure the
service line inventory is accurate. Water
systems are also required to track lead
connectors in their inventories and
replace them as they are encountered.
Improving Tap Sampling
The final LCRI makes key changes to
the required protocol for tap sampling
informed by best practices already being
deployed at the local and State level.
Under the LCRI, water systems are
required to collect first- and fifth-liter
tap samples at sites with LSLs and use
the higher of the two values when
determining compliance. This method
will better represent water that has been
stagnant both within the LSL and the
premise plumbing. This will help water
systems better understand the
effectiveness of their CCT.
3 Sandvig et al. (2008) found that LSLs
contributed an average of approximately 50 to 75
percent of the total lead mass measured at the tap,
while premise piping and the faucet contributed
approximately 20 to 35 percent and 1 to 3 percent,
respectively. At sites with no LSL, premise piping
and the faucet contributed a greater percentage of
lead mass to the total lead mass measured at the tap
(approximately 55 percent and 12 percent,
respectively), while main samples ranged from
approximately 3 to 15 percent.
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Lowering the Lead Action Level
The final LCRI lowers the lead action
level from 0.015 mg/L to 0.010 mg/L.
When a water system exceeds the lead
action level, it is required to inform the
public, take actions associated with
CCT, and employ public education
measures to reduce lead exposure. For
example, a system may be required to
install or adjust CCT to reduce lead that
leaches into drinking water. Actions
resulting from a lowered lead action
level will improve public health
benefits because they will require
systems to take actions to reduce lead
exposure sooner. The EPA also
emphasizes the many final rule
requirements that will result in
additional public health benefits
irrespective of systemwide lead levels,
recognizing there is no safe level of lead
in drinking water. For example, the final
rule requires full service line
replacement and public education
provisions independent of a system’s
90th percentile lead level.
Strengthening Protections To Reduce
Exposure
The final LCRI requires water systems
with continually high lead levels to
conduct additional outreach to
consumers and make filters certified to
reduce lead in drinking water available
to all consumers. These additional
actions can reduce consumer exposure
to higher levels of lead in drinking
water while the water system works to
reduce systemwide lead levels (e.g.,
achieving 100 percent replacement of
lead and GRR service lines, installing or
re-optimizing optimal corrosion control
treatment (OCCT)), which may take
years to fully implement.
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Benefits and Costs Analysis
As part of its Health Risk Reduction
and Cost Analysis (HRRCA), the EPA
evaluated quantifiable and
nonquantifiable health risk reduction
benefits and costs associated with the
final LCRI. At a two percent discount
rate, the EPA estimates the quantifiable
annual benefits of the final rule will be
$13.49 to $25.14 billion and the
quantifiable annual costs of the rule will
be $1.47 to $1.95 billion in 2022 dollars.
The EPA Administrator confirms the
determination made at proposal that the
quantified and nonquantifiable benefits
of the final LCRI justify the quantified
and nonquantifiable costs.
To evaluate these benefits and costs,
the EPA determined which entities
would be affected by the LCRI,
quantified costs using available data,
and described nonquantifiable costs.
The EPA quantified benefits by
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estimating and monetizing avoided
reductions in IQ, cases of attentiondeficit/hyperactivity disorder (ADHD)
in children, lower birth weights in
children, and cases of cardiovascular
disease premature mortality in adults
associated with lead and GRR service
line replacement, CCT installation and
re-optimization, the use of point-of-use
devices as a small system compliance
option, and the temporary use of pointof-use devices and water filters in
systems with multiple lead action level
exceedances. Prior efforts to quantify
benefits associated with reducing lead
in drinking water have focused on
neurodevelopmental outcomes in
children because of the lifelong impact
on their ability to thrive. The current
benefits assessment also incorporates
recent scientific analyses that allow
better quantification of benefits to adults
associated with reductions in lead
exposure.
There are many additional benefits of
the LCRI that the EPA assessed
qualitatively. For example, the
requirements for water systems to issue
public education (including using
languages of the communities where
systems serve a large proportion of
consumers with limited English
proficiency), to make the inventory of
service line and connector materials
publicly available, and to make the
service line replacement plan publicly
available will promote the public’s
behaviors to reduce their exposure to
lead in drinking water. Health benefits
qualitatively evaluated include reduced
incidence of renal effects, reproductive
and developmental effects (apart from
ADHD), immunological effects,
neurological effects (apart from
children’s IQ), and cancer.
In addition, persons served by
systems required to install or reoptimize OCCT under the final LCRI
and living in homes with premise
plumbing containing lead will receive
health benefits from reduced lead
exposure that were not quantified in the
analysis of the final rule. Increased use
of CCT resulting from the final LCRI’s
lower lead action level and improved
tap sampling may have a beneficial
secondary effect of reducing copper
levels and avoiding certain negative
health impacts of copper, such as acute
gastrointestinal conditions and health
effects associated with Wilson’s Disease.
Other nonquantifiable co-benefits
associated with the increased use of
corrosion inhibitors resulting from the
LCRI’s lower lead action level and
improved tap sampling include
extending the useful life of plumbing
components and appliances (e.g., water
heaters), reduced plumbing
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maintenance costs, reduced treated
water loss from the distribution system
due to leaks, and reduced potential
liability and damages from broken pipes
in buildings.
To support eliminating LSLs, the
Infrastructure Investment and Jobs Act
(Pub. L. 117–58), also referred to as the
Bipartisan Infrastructure Law (BIL),
included $15 billion specifically
appropriated for LSLR projects and
associated activities directly connected
to the identification and replacement of
LSLs. The BIL also included over $11.7
billion for the Drinking Water State
Revolving Fund General Supplemental,
which can also be used for lead service
line replacement as well as other
drinking water projects. The agency
notes the costs cited above do not take
into account this available funding
source. The EPA is also providing
significant technical assistance to
communities through efforts such as the
‘‘Get the Lead Out Initiative’’ and ‘‘Lead
Service Line Replacement
Accelerators,’’ which assist efforts to
conduct service line replacement.
Compliance and Public Process
Water systems must comply with the
requirements of the LCRI starting three
years after promulgation of this final
rule. The EPA is requiring water
systems to comply with select
requirements introduced in the 2021
LCRR that the agency did not propose
to change in the LCRI, starting on
October 16, 2024. This includes the
2021 LCRR initial LSL inventory,
notification of service line material, and
associated reporting requirements.
Water systems must also comply with
the Tier 1 public notification (PN)
requirement for a lead action level
exceedance that was introduced under
the 2021 LCRR starting October 16,
2024. Please see section V.B.3 of this
preamble for a full discussion of the
provisions with a compliance date of
October 16, 2024. The final LCRI
otherwise requires water systems to
comply with the pre-2021 LCR (and not
the 2021 LCRR) between October 16,
2024, and the LCRI compliance date so
that water systems can directly
transition from the regulatory scheme of
the LCR to the LCRI.
II. General Information
The final Lead and Copper Rule
Improvements (LCRI) builds upon the
previous lead and copper rules. The
LCRI revises the most recent lead and
copper rule, the 2021 Lead and Copper
Rule Revisions (LCRR), which was
promulgated on January 15, 2021 (86 FR
4198, USEPA, 2021a). Key revisions in
the LCRI address the opportunities for
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improvement identified in the ‘‘Review
of the National Primary Drinking Water
Regulation: Lead and Copper Rule
Revisions’’ (or LCRR review) including
proactively and equitably replacing all
lead service lines (LSLs), strengthening
compliance with tap sampling to better
identify communities most at risk of
elevated lead in drinking water to better
compel actions to reduce health risks,
reducing the complexity of the
regulation, and ensuring that the rule is
more understandable (86 FR 71574,
USEPA, 2021b). The United States
Environmental Protection Agency (EPA)
developed the LCRI considering the
input received in numerous meaningful
consultations and engagements over
several years, including during the
LCRR review and in stakeholder
outreach conducted to inform the
development of the proposed and final
LCRI, along with almost 200,000 public
comments submitted to the docket as
well as oral comments provided to the
EPA during the public hearing held
January 16, 2024, for the proposed LCRI.
A. What does the final LCRI require?
The LCRI requires full service line
replacement of lead and galvanized
requiring replacement (GRR) service
lines under the control of the water
system, regardless of the system’s 90th
percentile lead level. Water systems are
required to complete replacements
within 10 years of the LCRI compliance
date. There is a limited exception for
systems with a high proportion of
service lines requiring replacement:
they are eligible for a deferred deadline
if they meet a specified threshold and
receive State approval. Systems with
deferred deadlines and States must
regularly assess whether they can
complete the replacement at a faster
rate. Water systems must identify all
service lines of unknown composition
(‘‘unknown service lines’’) to replace all
lead and GRR service lines by the
replacement deadline. Systems must
also track lead connectors in their
inventories and replace them whenever
encountered during normal operations.
All water systems with non-lead service
lines in their inventories must validate
the methods used to categorize those
service lines as non-lead with some
exceptions. All water systems with
known or potential lead or GRR service
lines must prepare and make publicly
accessible a service line replacement
plan which can facilitate the equitable
replacement of all lead or GRR service
lines by the replacement deadline.
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The final LCRI reduces the lead action
level from 0.015 mg/L to 0.010 mg/L,
which will result in more water systems
installing and re-optimizing optimal
corrosion control treatment (OCCT) and
providing public education to reduce
drinking water lead exposure. Systems
that exceed the lead action level three
or more times in a five-year period must
take additional actions to provide public
education and make filters available.
The rule updates the tap sampling
protocol by requiring systems to collect
a first-liter sample (in addition to the
fifth-liter sample required by the 2021
LCRR) at structures with LSLs and then
use the higher of the first- or fifth-liter
sample values at the LSL sites when
calculating the 90th percentile. The
first- and fifth-liter sample values
represent water that has been stagnant
in premise plumbing (plumbing within
buildings) and within the service line,
respectively, and therefore, more
accurately identify where higher lead
levels might be present compared to
sampling the first liter or the fifth liter
alone. Systems must prioritize sampling
at sites most likely to contain lead and
use this data to calculate the 90th
percentile. The LCRI requires most
systems with lead and GRR service lines
to start (or continue) standard
monitoring. Additionally, any system
with a 90th percentile lead level above
the LCRI lead action level, based on the
system’s results from the most recent
tap monitoring period prior to the
compliance date, will need to start (or
continue) standard monitoring. The EPA
updated the requirements for systems
with insufficient Tier 1 and Tier 2 sites
to meet their minimum required number
of samples to use the highest sample
results from Tiers 1, 2, and the next
highest available tiers (equal to the
minimum required number of samples)
to calculate the 90th percentile. Sample
site tiers are used to prioritize sampling
locations and were first introduced in
the 1991 LCR.
The LCRI requires States to set
optimal water quality parameters
(OWQPs) for medium systems (serving
greater than 10,000 persons and fewer
than or equal to 50,000 persons) that are
required to optimize or re-optimize
corrosion control treatment (CCT).
These systems must meet those
parameters to demonstrate that OCCT is
being maintained. The rule allows all
systems to defer OCCT or re-optimized
OCCT (but maintain any existing CCT)
if they can replace all lead and GRR
service lines at a minimum percent
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annual rate within five years or less.
Water systems with lead and GRR
services lines and OCCT that are
meeting their OWQPs are not required
to re-optimize their OCCT more than
once following a lead action level
exceedance after the compliance date.
After systems remove all of their lead
and GRR service lines, they must reoptimize again if they exceed the lead
action level. In addition, water systems
may be required to re-optimize by the
State at any time. Systems not required
to re-optimize under the final rule still
have to meet other requirements,
including for public education if there
are multiple action level exceedances
(see sections IV.J and IV.K of this
preamble).
The LCRI updates public education
requirements, instituting changes to
content and delivery frequency for more
proactive messaging about lead in
drinking water and actions individuals
can take to reduce their exposure. It
includes requirements to make
information about lead in drinking
water more accessible to consumers
including individuals with limited
English proficiency. The LCRI also
introduces new public education
requirements for lead and copper.
The LCRI revises the small system
compliance flexibility provision to
eliminate LSLR as a compliance option,
as all systems must conduct mandatory
service line replacement regardless of
their 90th percentile lead level. The
eligibility threshold for the flexibility
for community water systems (CWSs) is
lowered to those serving 3,300 or fewer
persons.
The LCRI retains the requirements
from the 2021 LCRR for CWSs to
conduct sampling and public education
in schools and child care facilities but
expands the available waivers to
include sampling efforts conducted
prior to the rule compliance date,
including sampling conducted through
the Water Infrastructure Improvements
for the Nation (WIIN) Act grant program.
The LCRI also restructures and clarifies
areas of the rule that did not change to
make the rule more implementable.
Exhibit 1 compares the major
differences among the pre-2021 Lead
and Copper Rule (LCR), 2021 LCRR, and
the final LCRI. Asterisks (*) in the pre2021 LCR and 2021 LCRR column
denote requirements that are retained in
the final LCRI, and these requirements
are, therefore, not repeated in the final
LCRI column.
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EXHIBIT 1—COMPARISON OF THE 2021 LCRR, PROPOSED LCRI, AND FINAL LCRI REQUIREMENTS
Pre-2021 LCR
2021 LCRR
Final LCRI
Service Line Inventory
• Systems were required to complete a materials
evaluation by the time of initial sampling.
• No requirement to regularly update materials evaluation.
• All systems must develop an initial lead service
line (LSL) inventory by October 16, 2024, that includes all service lines, regardless of ownership,
categorized as lead, non-lead, galvanized requiring
replacement (GRR), and unknown.*
• The inventory must be made publicly accessible
and available online for systems serving >50,000
persons.*
• The publicly available inventory must include a locational identifier for each lead and GRR service
line.
• The LSL inventory must be updated based on the
system’s tap sampling frequency but no more than
annually.
• All systems must review specified information that
describes connector materials and locations.
• Systems must include each identified connector in
their baseline inventory by the LCRI compliance
date.
• Connector material categories include lead, nonlead, unknown, and no connector present.
• The inventory must include a street address with
each service line and connector, if available.
• The inventory must be updated annually.
• Systems must include in their inventories the total
number of each type of service line, the number of
lead and unknown connectors, the number of full
lead and GRR service line replacements, and the
number of partial lead and GRR service line repla
cements.
• Systems must respond to customer inquiries on incorrect material categorizations within 60 days.
• Systems must validate the accuracy of their methods to categorize non-lead service lines in their inventory no later than 7 years after the compliance
date by the end of the calendar year unless on a
shortened or deferred deadline.
Æ The validation pool includes all non-lead service
lines except for those installed after the applicable Federal, State, or local lead ban; visually inspected at a minimum of two points on the pipe
exterior; or previously replaced.
Æ Systems may submit previous validation efforts
in lieu of the LCRI requirements if they are at
least as stringent as the requirements, and
States must review and approve of these previous efforts.
• Systems must identify all unknown service lines by
their mandatory service line replacement deadline.
Service Line Replacement
ddrumheller on DSK120RN23PROD with RULES2
Replacement Plan
• No requirement.
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Replacement Plan
• All systems with at least one lead, GRR, or unknown service line must develop an LSLR plan by
the compliance date.
• The plan must include a strategy to prioritize service line replacement.*
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Replacement Plan
• All systems with at least one lead, GRR, or unknown service line must develop the service line
replacement plan by the compliance date. The plan
includes the elements from the LCRR as well as
two new elements: (1) a strategy to inform customers and consumers (persons served) about the
plan and replacement program and (2) an identification of any legal requirements or water tariff
agreement provisions that affect a system’s ability
to gain access to conduct full service line replacement.
• The service line replacement plan must include additional plan elements if the system has at least
one lead-lined galvanized service line or if the system is eligible for a deferred deadline.
• Service line replacement plan must be publicly accessible; and available online for systems serving
>50,000 persons.
• The plan must be updated annually to include any
new or updated information and submitted to the
State on an annual basis.
• By the compliance date, systems eligible for and
planning to use deferred deadlines must include in
the plan information on what the system identifies
as the earliest deadline and fastest feasible rate to
replace lead and GRR service lines that is no
slower than 39 annual replacements per 1,000
service connections.
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Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
86423
EXHIBIT 1—COMPARISON OF THE 2021 LCRR, PROPOSED LCRI, AND FINAL LCRI REQUIREMENTS—Continued
Pre-2021 LCR
2021 LCRR
ddrumheller on DSK120RN23PROD with RULES2
LSLR
• Replacement program requirements are based on
the lead 90th percentile (P90) lead level, CCT installation, and/or source water treatment.
• Systems conducting LSLR must annually replace at
least 7 percent of LSLs in their distribution system.
• Systems must replace the LSL portion they own
and offer to replace the private portion. Systems
are not required to bear the cost of replacing the
private portion.a
• Full LSLR, partial LSLR, and LSLs with lead sample results ≤ 0.015 mg/L (‘‘test-outs’’) count toward
the 7 percent replacement rate.
• Systems can discontinue LSLR after 2 consecutive
6-month monitoring periods at or below the lead action level.
• Requires replacement of LSLs only (i.e., no GRR
service lines).
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Final LCRI
LSLR
• Replacement program requirements are dependent
on P90 lead level for CWSs serving >10,000 persons:
Æ If P90 > 0.015 mg/L: Must fully replace 3 percent of lead and GRR service lines per year
based upon a 2-year rolling average (mandatory
replacement) for at least 4 consecutive 6-month
monitoring periods.
Æ If P90 > 0.010 mg/L but ≤ 0.015 mg/L: Implement a goal-based LSLR program and consult
the primacy agency (or State) on replacement
goals for 2 consecutive 1-year monitoring periods.
• CWSs serving ≤10,000 persons and all non-transient, non-community water systems (NTNCWSs)
that select LSLR as their compliance option must
complete LSLR within 15 years if P90 > 0.015 mg/
L. See the Small System Flexibility section of this
exhibit.
• Annual LSLR rate is applied to the number of lead
and GRR service lines when the system first exceeds the trigger or action level plus the number of
unknown service lines at the beginning of the year.
• Only full LSLR (replacement of the entire length of
the service line) counts toward mandatory rate*
and goal-based rate.
• All systems must replace their portion of an LSL if
notified by consumer of private side replacement
within 45 days of notification of the private replacement. If the system cannot replace the system’s
portion within 45 days, it must notify the State and
replace the system’s portion within 180 days.*
• Following each service line replacement, systems
must:
Æ Provide pitcher filters or point-of-use devices
and 6 months of replacement cartridges to each
customer after replacement.* Provide pitcher filters and cartridges before the affected portion of
the line or the fully replaced service line is returned to service.*
Æ Offer to collect a lead tap sample at locations
served by the replaced line within 3 to 6 months
after replacement.*
• Requires replacement of lead connectors when encountered.*
• Systems must make 2 good faith efforts to engage
customers about LSLR.
• Systems conducting partial LSLR must offer to replace the remaining portion of the service line.
• Systems must replace service lines by a shorter
deadline if determined feasible by the State.*
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• By the end of the second program year, the State
is required to determine in writing whether a system with a deferred deadline is replacing lead and
GRR service lines at the fastest feasible rate, either by approving the continued use of that deferred deadline or by setting the fastest feasible
rate for the system. In addition to annual updates,
systems with deferred deadlines must submit their
plan every three years with updated information
about why the replacement rate is still the fastest
feasible. The State must review this information
and determine in writing if the system with a deferred deadline is still replacing lead and GRR
service lines at the fastest feasible rate, either by
approving the continued use of that deferred deadline or by setting the fastest feasible rate.
Service Line Replacement
• Replacement program requirements are independent of systems’ P90 lead levels.
• All CWSs and NTNCWSs with one or more lead,
GRR, or unknown service line in their inventory
must replace lead and GRR service lines under
their control within 10 years, unless subject to a
shortened or deferred deadline.
• Systems must replace service lines at a cumulative
average annual rate of 10 percent, unless subject
to a shortened or deferred deadline.
• Cumulative average replacement rate is applied to
the total number of unknown, lead, and GRR service lines in the baseline inventory minus the number of unknown service lines that have been determined to be non-lead since the baseline inventory.
• Systems that would have to annually replace more
than 39 service lines per 1,000 service connections
are eligible for deferred deadlines longer than 10
years.
• States are required to set a shorter deadline for a
system where it determines that a shorter deadline
is feasible.
• Where property owner consent is required for a
system to access the service line, systems must
make a reasonable effort (at least 4 attempts) to
engage property owners about full service line replacement.
• Systems conducting partial service line replacement, if not prohibited by the rule, must make a
reasonable effort (at least 4 attempts) to engage
property owners about full service line replacements for infrastructure projects that impact service
lines and offer to replace the remaining portion of
the service line not under their control within 45
days if replaced in coordination with an emergency
repair.a
E:\FR\FM\30OCR2.SGM
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86424
Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
EXHIBIT 1—COMPARISON OF THE 2021 LCRR, PROPOSED LCRI, AND FINAL LCRI REQUIREMENTS—Continued
Pre-2021 LCR
2021 LCRR
Final LCRI
LSL-Related Outreach
• If a system replaces its portion only:
Æ Provide notification to affected residences within
45 days prior to replacement on possible elevated short-term lead levels and measures to
minimize exposure.*
Æ Include offer to collect lead tap sample within 72
hours of replacement.
Æ Provide test results within 3 business days after
receiving results.
LSL-Related Outreach
• Notify consumers annually if they are served by a
lead, GRR, or unknown service line.*
• Provide notice and educational materials to consumers during water-related work that could disturb
LSLs.
• Provide filters to consumers for disturbances to a
lead, GRR, or unknown service line caused by replacement of an inline water meter, water meter
setter, or connector.
• Systems subject to goal-based program must:
Æ Conduct targeted outreach that encourages consumers with LSLs to participate in the LSLR program.
Æ Conduct an additional outreach activity if they
fail to meet their goal.
• Systems required to conduct LSLR must include
information about the LSLR program in public education (PE) materials that are provided in response
to P90 > action level.*
Service Line-Related Outreach
• Provide notice and educational materials during
water-related work that could disturb lead, GRR, or
unknown service lines, including disturbances due
to inventorying efforts, to consumers within 24
hours or before the service line is returned to service, and to customers within 30 days.
• Provide filters to consumers for disturbances to a
lead, GRR, or unknown service line caused by replacement of an inline water meter, water meter
setter, connector, or water main.
• If a CWS does not meet the mandatory service line
replacement rate, the CWS must conduct additional public outreach activities to encourage customers with lead, GRR, and unknown service lines
to participate in the service line replacement program.
• Removes goal-based program outreach activities.
Action Level and Trigger Level
• P90 level above lead action level of 0.015 mg/L or
copper action level of 1.3 mg/L requires additional
actions.
• Lead action level exceedance requires 7 percent
LSLR (includes partial replacements), CCT recommendation and possible study and installation,
and PE within 60 days after the end of the monitoring period.
• P90 level above lead action level of 0.015 mg/L or
copper action level of 1.3 mg/L requires more actions than the previous rule.
• Defines lead trigger level as P90 > 0.010 mg/L and
triggers additional planning, monitoring, and treatment requirements.
• Lead action level exceedance requires 3 percent
full LSLR, OCCT installation or re-optimization, PE,
and public notification (PN) within 24 hours.
• Trigger level exceedance requires goal-based
LSLR and steps taken towards CCT installation or
re-optimization.
• Removes the lead trigger level.
• P90 level above lead action level of 0.010 mg/L or
copper action level of 1.3 mg/L requires actions including installing or re-optimizing CCT, and PE as
well as Tier 1 PN (for lead action level
exceedances).
• Mandatory full service line replacement of lead and
GRR service lines is independent of P90 lead levels.
ddrumheller on DSK120RN23PROD with RULES2
Lead and Copper Tap Sampling
Sample Site Selection
• Prioritizes collection of samples from sites with
sources of lead in contact with drinking water.
• Highest priority given to sites served by copper
pipes with lead solder installed after 1982 or containing lead pipes and sites served by LSLs.
• Systems must collect 50 percent of samples from
LSLs, if available.
Sample Site Selection
• Prioritizes collecting samples from sites served by
LSLs. All samples must be collected from sites
served by LSLs, if available.*
• Equal priority to copper pipes with lead solder, irrespective of installation date.*
• Adds 2 tiers to prioritize sampling at lead and GRR
service line sites above sites with copper with lead
solder.*
Sample Collection and Inclusion in 90th Percentile
Calculation
• Requires collection of the first-liter sample after
water has sat stagnant for a minimum of 6 hours.
Sample Collection and Inclusion in 90th Percentile
Calculation
• Requires collection of the fifth-liter sample in
homes with LSLs after water has sat stagnant for a
minimum of 6 hours.
• Requires first-liter sample collection in homes without LSLs.*
• Requires systems with insufficient Tier 1 and 2
sites to meet the minimum number of samples required by calculating the P90 from all Tier 1 and 2
sites and the highest samples from the next highest tier to equal the minimum number required.
• Prohibits inclusion of samples collected under findand-fix in the P90 calculation.*
• Adds requirement that samples must be collected
in wide-mouth bottles.*
• Prohibits sampling instructions that include recommendations for aerator cleaning/removal and
pre-stagnation flushing prior to sample collection.*
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Sample Site Selection
• Combines the tap sample site selection tiering criteria for CWSs and NTNCWSs.
• Removes galvanized service line or premise
plumbing formerly downstream of a lead connector
from Tier 3 sites.
• Removes requirement for replacement sampling
sites to be selected within reasonable proximity.
• Clarifies that sites are considered no longer available for sampling after customer refusal or non-response after two outreach attempts.
Sample Collection and Inclusion in 90th Percentile
Calculation
• Requires collection of the first- and fifth-liter samples in structures with LSLs after water has sat
stagnant for a minimum of 6 hours.
• Requires systems with insufficient Tier 1 and 2
sites to meet the minimum number of samples required by calculating the P90 from the highest
sample values from the highest tiers sampled
equal to the minimum number required.
• Requires the higher value of the first- and fifth-liter
lead concentration in structures with LSLs to be
used to calculate the P90 value for lead.
• Prohibits inclusion of samples following service line
replacement in the P90 calculation. Prohibits the
inclusion of more than one sample per site in each
P90 calculation.
• Revises the definition of a wide-mouth bottle.
E:\FR\FM\30OCR2.SGM
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Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
86425
EXHIBIT 1—COMPARISON OF THE 2021 LCRR, PROPOSED LCRI, AND FINAL LCRI REQUIREMENTS—Continued
Pre-2021 LCR
2021 LCRR
Final LCRI
Monitoring Frequency
• Samples are analyzed for both lead and copper.
• Systems must collect standard number of samples
based on population; semi-annually unless they
qualify for reduced monitoring.
• Systems can qualify for annual or triennial monitoring at reduced number of sites. Monitoring
schedule based on the number of consecutive
years meeting the following criteria:
Æ Serves ≤50,000 persons and P90 is at or below
the lead and copper action levels.
Æ Serves any population size, meets State-specified optimal water quality parameters (OWQPs),
and P90 ≤ lead action level.
• Triennial monitoring also applies to any system with
lead P90 ≤ 0.005 mg/L and copper P90 ≤ 0.65 mg/
L for 2 consecutive 6-month monitoring periods.
• Based on rule criteria, systems serving ≤ 3,300 persons can apply for a 9-year monitoring waiver.*
Monitoring Frequency
• Samples are analyzed for lead and copper, only
copper, or only lead. This occurs when lead monitoring is conducted more frequently or at more
sites than copper, and at LSL sites where a fifthliter sample is only analyzed for lead.*
• Lead monitoring schedule is based on the P90
level for all systems as follows:
Æ P90 > 0.015 mg/L: Semi-annually at the standard number of sites.
Æ P90 > 0.010 mg/L but ≤ 0.015 mg/L: Annually at
the standard number of sites.
Æ P90 ≤ 0.010 mg/L: Annually at the standard
number of sites and triennially at reduced number of sites using same criteria as the LCR except copper P90 level is not considered.
• Initial standard monitoring required for systems
with lead and GRR service lines, and any system
that does not sample under the requirements of
the LCRR by the compliance date.
• Systems must conduct standard monitoring if they
exceed the action level, have a water quality parameter (WQP) excursion, and other criteria.
Monitoring Frequency
• Monitoring schedule is based on both the P90 for
lead and copper for all systems. Systems may retain or qualify for reduced monitoring based on the
number of consecutive tap monitoring periods:
Æ P90 ≤ action level for 2 consecutive 6-month periods: Annual monitoring at standard number of
sites for lead and reduced number of sites for
copper.
Æ P90 < practical quantitation limit (PQL) for 2
consecutive periods: Triennial monitoring at the
reduced number of sites for both lead and copper.
• Initial standard monitoring schedule required for
most systems with lead and/or GRR service lines
in their inventory on the compliance date.
• Additional criterion for when systems must start
standard monitoring: Systems with no lead or GRR
service lines in their inventory on the compliance
date must start standard monitoring if they identify
a lead or GRR service line in the future.
ddrumheller on DSK120RN23PROD with RULES2
Corrosion Control Treatment (CCT) and Water Quality Parameters (WQPs)
CCT
• Systems serving > 50,000 persons were required to
install treatment by January 1, 1997, with limited
exception.
• Systems serving ≤ 50,000 that exceed lead and/or
copper action level(s) are subject to CCT requirements (e.g., CCT recommendation, study if required by the State, CCT installation). They can
discontinue CCT steps if no longer exceed both action levels for 2 consecutive 6-month monitoring periods.
• Systems must operate CCT to meet any OWQPs
designated by the State that define optimal CCT.
• There is no requirement for systems to re-optimize.
CCT
• Specifies CCT requirements for systems with P90
lead level >0.010 mg/L but ≤ 0.015 mg/L:
Æ No CCT: Must conduct a CCT study if required
by the State.
Æ With CCT: Must follow the steps for re-optimizing CCT, as specified in the rule.
• Systems with P90 lead level >0.015 mg/L:
Æ No CCT: Must complete CCT installation regardless of subsequent P90 levels if system has
started to install CCT.
Æ With CCT: Must re-optimize CCT.
• CWSs serving ≤ 10,000 persons and all
NTNCWSs can select an option other than CCT to
address lead. See the Small System Flexibility section of this exhibit.
CCT Options
Includes alkalinity and pH adjustment, calcium hardness adjustment, and phosphate or silicate-based
corrosion inhibitor.
WQPs
• No CCT: pH, alkalinity, calcium, conductivity, temperature, orthophosphate (if phosphate-based inhibitor is used), silica (if silica-based inhibitor is used).
• With CCT: pH, alkalinity, and based on type of CCT
either orthophosphate, silica, or calcium.
WQP Monitoring
• Systems serving >50,000 persons must conduct
regular WQP monitoring at entry points and within
the distribution system.
• Systems serving ≤ 50,000 persons conduct monitoring only in those periods that exceed the lead or
copper action level.
• Contains provisions to sample at reduced number
of sites in distribution system less frequency for all
systems meeting their OWQPs.
CCT Options
Removes calcium hardness as an option and specifies any phosphate inhibitor must be
orthophosphate.*
WQPs
• Eliminates WQPs related to calcium hardness (i.e.,
calcium, conductivity, and temperature).*
• All other parameters are the same as in the LCR.*
Sanitary Survey Review
Treatment must be reviewed during sanitary surveys;
no specific requirement to assess CCT or WQPs.
Sanitary Survey Review
CCT and WQP data must be reviewed during sanitary surveys against most recent CCT guidance
issued by the EPA.*
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WQP Monitoring
• Systems serving >50,000 persons must conduct
regular WQP monitoring at entry points and within
the distribution system.
• Systems serving ≤50,000 persons must continue
WQP monitoring until they no longer exceed the
lead and/or copper action level(s) for 2 consecutive
6-month monitoring periods.
• To qualify for reduced WQP distribution monitoring,
P90 lead level must be ≤ 0.010 mg/L and the system must meet its OWQPs.*
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CCT
• Systems with P90 lead level >0.010 mg/L:
Æ No CCT: Must install CCT regardless of their
subsequent P90 levels if they have started to install CCT.
Æ With CCT: Must re-optimize OCCT.
Æ Systems with OCCT and lead and GRR service
lines meeting OWQPs need only re-optimize
OCCT once after the compliance date, unless
required to do so by the State.
Æ Systems with OCCT that exceed the lead action
level after removing all lead and GRR service
lines will need to re-optimize again.
• CWSs serving ≤ 3,300 persons and all NTNCWSs
can select an option other than CCT to address
lead. See the Small System Flexibility section of
this exhibit.
• Deferred OCCT or re-optimized OCCT for systems
that can complete removal of 100 percent of lead
and GRR service lines within 5 years or less of the
date they are triggered into CCT steps. Systems
with CCT must maintain CCT during the 5-year-orless service line replacement program.
CCT Options
No changes from the LCRR.
WQPs
No changes from the LCRR.
WQP Monitoring
• Systems with CCT (unless deemed optimized)
serving >10,000 persons must conduct regular
WQP monitoring at entry points and within the distribution system.
• Systems serving ≤10,000 persons and systems
without CCT serving >10,000 persons but ≤50,000
persons that exceed the lead and/or copper action
level(s) must conduct WQP monitoring until they
no longer exceed lead and/or copper action
level(s) for 2 consecutive 6-month monitoring periods.
• Systems without CCT serving >10,000 persons but
≤50,000 persons that exceed the lead action level
that are required to install CCT, must continue to
conduct WQP monitoring.
Sanitary Survey Review
No changes from the LCRR.
E:\FR\FM\30OCR2.SGM
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86426
Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
EXHIBIT 1—COMPARISON OF THE 2021 LCRR, PROPOSED LCRI, AND FINAL LCRI REQUIREMENTS—Continued
Pre-2021 LCR
2021 LCRR
Final LCRI
Find-and-Fix
No required follow-up samples or additional actions if
an individual sample exceeds the lead action level.
Find-and-Fix
If individual tap samples >0.015 mg/L lead, find-andfix steps include:
• Conduct WQP monitoring at or near the site
>0.015 mg/L.
• Collect tap sample at the same tap sample site
within 30 days.*
Æ For LSL, collect any liter or sample volume.*
• Perform needed corrective action.*
• Document customer refusal or non-response after
2 attempts.*
• Provide information to local and State health officials.*
Distribution System and Site Assessment (DSSA)
• Changes the name from ‘‘Find-and-Fix’’ to ‘‘Distribution System and Site Assessment’’ to describe
this requirement more precisely.
• Requirements from the LCRR affect systems with
individual tap samples >0.010 mg/L lead.
• Clarifies that the distribution system sample location must be within a half mile radius of each site
with a result >0.010 mg/L.
• Water systems without CCT are not required to
collect WQP samples for the DSSA CCT assessment.
Small System Flexibility
No provisions for systems to elect an alternative treatment approach but sets specific requirements for
CCT and LSLR.
Allows CWSs serving ≤10,000 persons and all
NTNCWSs to implement an alternate compliance
option to address lead with State approval:
• Systems with lead P90 > 0.010 mg/L recommend
CCT, LSLR, provision and maintenance of point-ofuse (POU) devices, or replacement of all leadbearing plumbing materials.
• If the system’s P90 lead level > 0.015 mg/L, the
system must implement the compliance option.
Allows CWSs serving ≤ 3,300 persons and all
NTNCWSs with P90 levels > lead action level and
≤ copper action level to conduct the following actions in lieu of CCT requirements to address lead
with State approval:
• Choose a compliance option: (1) provision and
maintenance of POU devices or (2) replacement of
all lead-bearing plumbing materials.
• Removes the compliance option to conduct LSLR
in 15 years.
Maintains option for systems following CCT requirements:
• With CCT: Collect WQPs and evaluate compliance
options and OCCT.
• No CCT: Evaluate compliance options and CCT.
Public Education and Outreach
ddrumheller on DSK120RN23PROD with RULES2
• Systems with P90 > lead action level must provide
PE to customers about lead sources, health effects,
measures to reduce lead exposure, and additional
information sources.
• Systems with P90 > lead action level must offer
lead tap sampling to customers who request it.
• Systems must provide lead consumer notice to individuals served at tested taps within 30 days of
learning results.
• For water systems serving a large proportion of
consumers with limited English proficiency, PE materials must contain information in the appropriate
language(s) regarding the importance of the materials or information on where consumers can get a
translated copy or assistance in other languages.
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• Water systems must provide updated lead health
effects language in PN and PE materials. CWSs
must provide updated health effects language in
the Consumer Confidence Reports (CCR).
• For water systems serving a large proportion of
consumers with limited English proficiency, PE materials must contain information in the appropriate
language(s) regarding the importance of the materials or information on where consumers can get a
translated copy or assistance in other languages.
• If P90 > lead action level:
Æ LCRR PN and LCR PE requirements apply.
Æ Water systems must offer to sample the tap for
lead for any customer who requests it.
• Water systems must provide the lead consumer
notice to consumers whose individual tap sample
is >0.015 mg/L lead as soon as practicable but no
later than 3 calendar days.
• CWSs must provide information to local and State
health agencies.*
Also see the Public Notification, Consumer Confidence Report, and LSL-Related Outreach sections of this exhibit.
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• Revises the mandatory lead health effects language to improve completeness and clarity.
• Water systems must provide the updated health effects language in PN and all PE materials. CWSs
must provide updated health effects language in
the CCR.
• For water systems serving a large proportion of
consumers with limited English proficiency, all PE
materials must contain information in the appropriate language(s) regarding the importance of the
materials and information on where consumers can
get a translated copy or assistance in other languages.
• Water systems must deliver consumer notice of
lead and copper tap sampling results to consumers
whenever their tap is sampled as soon as practicable but no later than 3 business days after receiving the results, regardless of the level.
• If P90 > lead action level:
Æ LCRR PN requirements apply.
Æ Water systems must conduct PE no later than
60 days after the end of each tap sampling period until the system no longer exceeds the action level unless the State approves an extension.
Æ Water systems must deliver PE materials to bill
paying customers and every service connection
address served.
• Water systems with multiple lead action level
exceedances (at least 3 action level exceedances
in a 5-year period) must conduct additional public
outreach activities and make filters available.
Water systems must submit a filter distribution plan
to the State within 60 days of the second action
level exceedance, and the State will have 60 days
to review. The State has discretion to allow the
system to discontinue outreach activities and filter
provision earlier if it completes actions to reduce
lead levels.
• Water systems must offer to sample the tap for
lead for any consumer with a lead, GRR, or unknown service line who requests it.
Also see the Public Notification, Consumer Confidence Report, and Service Line Related Outreach
sections of this exhibit.
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Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
86427
EXHIBIT 1—COMPARISON OF THE 2021 LCRR, PROPOSED LCRI, AND FINAL LCRI REQUIREMENTS—Continued
Pre-2021 LCR
2021 LCRR
Final LCRI
Public Notification
• If P90 > action level:
Æ No PN required for P90 > action level.
• Tier 2 PN required for violations to §§ 141.80
through 141.85.
• Tier 3 PN required for violations to §§ 141.86
through 141.89.
Also see the Public Education and Outreach section
of this exhibit.
• If P90 > lead action level:
Æ Systems must notify consumers of P90 > action
level within 24 hours (Tier 1 PN). Systems must
comply by October 16, 2024.
• Tier 2 PN required for violations to §§ 141.80 (except paragraph (c)) through 141.84, 141.85(a)
through (c) and (h), and 141.93.
• Tier 3 PN required for violations to §§ 141.86
through 141.90.
Also see the Public Education and Outreach section
of this exhibit.
• If P90 > lead action level of 0.010 mg/L:
Æ LCRR Tier 1 PN requirements apply, but for the
LCRI action level of 0.010 mg/L.
• Tier 2 PN required for violations to §§ 141.80 (except paragraph (c)) through 141.84, 141.85(a)
through (c) (except paragraph (c)(3)), (h), and (j),
and 141.93.
• Tier 3 PN required for violations to §§ 141.86
through 141.90 and 141.92.
• Water systems must provide updated lead health
effects language in PN.
Also see the Public Education and Outreach section
of this exhibit.
Consumer Confidence Report
• All CWSs must provide educational material in the
annual CCR.
• CWSs must provide updated health effects language in the CCR.
• All CWSs are required to include information on
how to access the LSL inventory and how to access the results of all tap sampling in the CCR.
• Revises the mandatory health effects language to
improve accuracy and clarity.
• Revises the mandatory lead health effects language and informational statement as well as includes additional information about risk of lead exposure in the informational statement about lead in
the CCR to improve completeness and clarity.
• CWSs must provide updated health effects language in the CCR.
• CWSs must include a statement in the CCR about
the system sampling for lead in schools and child
care facilities and direct the public to contact their
school or child care facility for further information.
• CWSs with lead, GRR, or unknown service lines
must include a statement in the CCR about how to
access the service line inventory and replacement
plan.
Also see the Public Education and Outreach section
of this exhibit.
Change in Source or Treatment
Systems on a reduced tap monitoring schedule must
obtain prior State approval before changing their
source or treatment.
Systems on any tap monitoring schedule must obtain
prior State approval before changing their source
or treatment. These systems must also resume a
standard lead and copper tap monitoring schedule.*
No changes from the LCRR.
Source Water Monitoring and Treatment
Periodic source water monitoring for lead and copper
is required for systems with:
• Source water treatment; or
• P90 > action level and no source water treatment.
States can waive continued source water monitoring
for lead and copper if the:*
• System has already conducted source water monitoring for a previous P90 > action level;
• State has determined that source water treatment
is not required; and
• System has not added any new water sources.
Updated cross-reference to requirement for conducting standard monitoring when there is a source
water addition.
Lead in Drinking Water at Schools and Child Care Facilities
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• Does not include separate testing and education
program for CWSs at schools and child care facilities.
• Schools and child care facilities that are classified
as NTNCWSs must sample for lead and copper.*
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• CWSs must provide annual public education materials to all schools and licensed child care facilities
they serve.
• CWSs must conduct sampling at 20 percent of elementary schools and 20 percent of licensed child
care facilities they serve per year and conduct
sampling at secondary schools on request for first
testing cycle (5 years) and conduct sampling on request of all schools and child care facilities thereafter.
• Sample results must be provided to each sampled
school/child care facility, State, and local or State
health department.
• Excludes schools and licensed child care facilities
constructed on or after January 1, 2014.
• Waives sampling in schools and child care facilities
that were sampled under a State or other program
after October 16, 2024.
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Expands on LCRR requirements to include:
• Waivers for CWSs to sample in schools and licensed child care facilities they serve during the
first 5-year testing cycle if the facility has been
sampled between January 1, 2021, and the LCRI
compliance date.
• Requires CWSs to include a statement about the
opportunity for schools and licensed child care facilities to be sampled in the CCR.
• Excludes schools and licensed child care facilities
constructed or that had full plumbing replacement
on or after January 1, 2014 and that are also not
served by a lead, GRR, or unknown service line.
• Includes clarifications on the applicability of the requirements and on the content of public education
material CWSs must provide to schools and licensed child care facilities.
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EXHIBIT 1—COMPARISON OF THE 2021 LCRR, PROPOSED LCRI, AND FINAL LCRI REQUIREMENTS—Continued
Pre-2021 LCR
2021 LCRR
Final LCRI
States must report information to the EPA that includes, but is not limited to:
• All P90 lead levels for systems serving > 3,300 persons, and only levels > 0.015 mg/L for smaller systems.
• Only copper P90 levels above the copper action
level for all systems.
• Systems that are required to initiate LSLR and the
date replacement must begin.
• Systems for which OCCT has been designated.
States must keep records on information that includes, but is not limited to:
• Records of the currently applicable or most recent
State determinations, including all supporting information and an explanation of the technical basis for
each decision.
State primacy requirements include, but are not limited to:
• Designating OCCT.
• Designating source water treatment methods.
• Verifying service line replacement schedules.
States must report information to the EPA that includes, but is not limited to:
• All lead and copper P90 levels for all system
sizes.*
• The number of lead, GRR, and unknown service
lines for every water system.*
• The goal-based or mandatory replacement rate
and the date each system must begin LSLR.
• OCCT status of all systems including OWQPs
specified by the State.*
• For systems triggered into source water treatment,
the State-designated date or determination for no
treatment required.*
States must keep records on information that includes, but is not limited to:
• LSLR plans.*
• Compliance sampling pools.*
• Determinations related to source water treatment.*
• Determinations related to compliance alternatives
for small CWSs and NTNCWSs.*
• LSL inventories.*
State primacy requirements include, but are not limited to:
• Reviewing service line inventory.*
• Approving LSLR goals.
• Determining if a faster LSLR rate is feasible.*
• Defining school and child care program and determining if State or local testing program is at least
as stringent as Federal requirements.
• Verifying compliance with ‘‘Find-and-Fix’’ requirements.*
• Reviewing any change in source water treatment.*
Primacy Agency (or State) Requirements
States must report information to the EPA that includes, but is not limited to:
• The current numbers of lead, GRR, unknown, and
non-lead service lines, lead connectors, and unknown connectors in each system’s inventory.
• The numbers and types of service lines replaced
and the replacement rate for every system conducting mandatory service line replacement.
• The deadline for the system to complete replacement of all lead and GRR service lines.
• The expected date of completion of service line replacement.
• The lead P90 levels of systems with an action level
exceedance within 15 days of the end of the monitoring period or, if earlier, within 24 hours of receiving the notice from the system.
• The result of the State’s determination as to whether the deferred deadline is the fastest feasible, the
deadline at the fastest feasible rate, and the reasons for the State’s decision.
States must keep records on information that includes, but is not limited to:
• Samples that do not meet the six-hour minimum
stagnation time.
• Determinations concerning systems eligible for deferred deadlines for service line replacement.
State primacy requirements include, but are not limited to:
• Identify State laws that pertain to a water system’s
access to conduct full service line replacement.
• Make determinations about systems eligible for
service line replacement deferred deadlines.
• Make determinations about which water systems
serve a large proportion of consumers with limited
English proficiency and provide technical assistance to those systems required to meet the requirements to provide translated PE or translation
assistance to their consumers.
• Review and approve inventory validations.
a See
section IV.B.4 of this preamble for further information on cost sharing.
Note: P90 means 90th percentile level.
B. Does this action apply to me?
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The entities regulated by this action
are CWSs and non-transient noncommunity water systems (NTNCWSs).
A CWS, as defined in § 141.2, is ‘‘a
public water system which serves at
least fifteen service connections used by
year-round residents or regularly serves
at least twenty-five year-round
residents.’’ The definition in § 141.2 for
a NTNCWS is ‘‘a public water system
that is not a [CWS] and that regularly
serves at least 25 of the same persons
over 6 months per year.’’ The following
table provides examples of the regulated
entities under this rule:
Category
Examples of potentially affected entities
Public water systems .........................................................
State and Tribal government agencies ..............................
CWSs; NTNCWSs.
Agencies responsible for developing, ensuring compliance with, and enforcing National Primary Drinking Water Regulations (NPDWRs).
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities that could
be affected by this action. This table
includes the types of entities that the
EPA is now aware could potentially be
regulated by this action. To determine
whether your entity is regulated by this
action, this final rule should be
carefully examined.
As part of this action for the LCRI,
‘‘State’’ refers to the agency of the State,
Tribal, or territorial government that has
jurisdiction over public water systems
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consistent with the definition of ‘‘State’’
in 40 CFR 141.2. During any period
when a State or Tribal government does
not have primary enforcement
responsibility pursuant to section 1413
of the Safe Drinking Water Act (SDWA),
the term ‘‘State’’ means the relevant
Regional Administrator of the EPA. For
questions regarding the applicability of
this action to a particular entity, consult
the person listed in the FOR FURTHER
INFORMATION CONTACT section.
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C. Dates for Compliance
Water systems must begin to comply
with the LCRI three years after
promulgation of this final rule. In
accordance with SDWA section
1412(b)(10), the Administrator, or a
State (in the case of an individual
system), may allow up to two additional
years to comply with a treatment
technique if the Administrator or State
(in the case of an individual system)
determines that additional time is
necessary for capital improvements.
Where a State, or the EPA where it has
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primacy, chooses to provide such an
extension, the system would have up to
five years from the rule’s promulgation
date to begin compliance with the
treatment technique. The EPA is not
providing a two-year extension
nationwide because the EPA has not
determined that an additional two years
is necessary for water systems
nationwide to complete capital
improvements to begin compliance with
the LCRI. Starting on the compliance
date, systems must begin mandatory
service line replacement programs that
must be completed within 10 years for
the vast majority of systems. Systems
must also begin conducting the
improved tap sampling and if their tap
sampling results show they exceeded
the action level, systems may be
required to install new or re-optimized
corrosion control treatment.
Under SDWA section 1416, States
may exempt water systems from any
treatment technique requirement for no
more than three years after the
otherwise applicable compliance date.
For a small system that does not serve
more than 3,300 persons and which
needs financial assistance for the
necessary improvements, an exemption
may be renewed for one or more twoyear periods, but not to exceed a total
of six years. No exemption may be
granted without a finding that:
• Due to compelling factors (which
may include economic factors,
including qualification of the public
water system as a system serving a
disadvantaged community pursuant to
SDWA section 1452(d)),4 the public
water system is unable to comply with
such contaminant level or treatment
technique requirement, or to implement
measures to develop an alternative
source of water supply;
• The public water system was in
operation on the effective date of such
contaminant level or treatment
technique requirement, or, for a system
that was not in operation by that date,
only if no reasonable alternative source
of drinking water is available to such
new system;
• The granting of the exemption will
not result in an unreasonable risk to
health; and
• Management or restructuring
changes (or both) cannot reasonably be
4 The term ‘‘disadvantaged community’’ used in
SDWA section 1416 here refers to the statutory
definition of ‘‘disadvantaged community’’ provided
at SDWA section 1452(d)(3): ‘‘[T]he term
‘disadvantaged community’ means the service area
of a public water system that meets affordability
criteria established after public review and
comment by the State in which the public water
system is located. The Administrator may publish
information to assist States in establishing
affordability criteria.’’
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made that will result in compliance
with this title, or if compliance cannot
be achieved, improve the quality of the
drinking water.
III. Background
A. Overview of Lead and Lead
Exposures Through Drinking Water
Lead is toxic to humans and animals,
causing harmful health effects. Lead is
a naturally occurring element found in
small amounts in the Earth’s crust. Lead
and lead compounds have been used in
a wide variety of products found in and
around homes, including paint,
ceramics, pipes and plumbing materials,
solders, gasoline, batteries, ammunition,
and cosmetics. Lead can enter drinking
water when plumbing materials that
contain lead corrode, especially where
the water is highly acidic or has a low
mineral content that is more likely to
corrode pipes and fixtures. The most
common sources of lead in drinking
water are lead pipes, faucets, and
fixtures. In homes with lead pipes that
connect the home to the water main (or
other conduit for distributing water to
individual consumers or groups of
consumers), also known as lead service
lines or LSLs, these pipes are typically
the most significant source of lead in
water (Sandvig et al., 2008). Lead pipes
are more likely to be found in older
cities and homes built before 1986
(Laquatra, 2014). Among homes without
LSLs, the most common source of lead
in drinking water is from brass or
chrome-plated brass faucets and
plumbing with lead solder (Laquatra,
2014).
The LCRI regulates approximately
67,000 community water systems
(CWSs) and non-transient noncommunity water systems (NTNCWSs)
in the United States of varying sizes and
containing varying numbers of LSLs in
their service area. A CWS is a public
water system that supplies water to the
same population year-round. A
NTNCWS is a public water system that
regularly supplies water to at least 25 of
the same people at least six months per
year. Some examples are schools,
factories, office buildings, and hospitals
which have their own water systems.
B. Human Health Effects of Lead and
Copper
1. Lead
Exposure to lead can cause harmful
health effects for people of all ages,
especially pregnant people, infants, and
young children (Centers for Disease
Control and Prevention (CDC), 2022a;
CDC, 2022b; CDC, 2023). Lead has acute
and chronic impacts on the body. Lead
exposure causes damage to the brain
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86429
and kidneys and can interfere with the
production of red blood cells that carry
oxygen to all parts of the body (Agency
for Toxic Substances and Disease
Registry (ATSDR), 2020).
Developing fetuses, infants, and
young children are most susceptible to
the harmful health effects of lead
(ATSDR, 2020). Exposure to lead is
known to present serious health risks to
the brain and nervous system of
children (USEPA, 2013; USEPA, 2024b).
Young children and infants are
particularly vulnerable to the physical,
cognitive, and behavioral effects of lead
due to their sensitive developmental
stages. There is no known safe level of
exposure to lead. Scientific studies have
demonstrated that there is an increased
risk of health effects in children even
when their blood lead levels are less
than 3.5 micrograms per deciliter (CDC,
2022c) and in adults even when blood
lead levels are less than 10 micrograms
per deciliter (National Toxicology
Program (NTP), 2012). Low-level lead
exposure is of particular concern for
children because their growing bodies
absorb more lead per pound than adults
do, and their developing brains and
nervous systems are more sensitive to
the damaging effects of lead (ATSDR,
2020).
The United States Environmental
Protection Agency (EPA) estimates that
drinking water can make up at least 20
percent of a person’s total exposure to
lead (56 FR 26548, USEPA, 1991). When
a child is not routinely exposed to other
sources of lead (e.g., dust from legacy
lead paint or legacy contaminated soils),
most of their exposure may come from
drinking water. Infants who consume
mostly formula mixed with tap water
can, depending on the level of lead in
the water and other sources of lead in
the home, receive 40 to 60 percent of
their exposure to lead from drinking
water used in the formula (53 FR 31516,
USEPA, 1988; Stanek et al., 2020).
Scientists have linked lead’s effects on
the brain with lowered intelligence
quotient (IQ) and attention disorders in
children, among other health impacts
(USEPA, 2024b; USEPA, 2013; Lanphear
et al., 2019; Ji et al., 2018). In 1991, the
EPA established a maximum
contaminant level goal (MCLG) for lead
of zero. The Safe Drinking Water Act
(SDWA) requires the EPA to set MCLGs
at the level at which no known or
anticipated adverse effects on the health
of persons would occur, allowing for a
margin of safety. The EPA established
the MCLG of zero in part due to lead
being a probable carcinogen and due to
there being no clear threshold below
which there are no risks of some non-
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carcinogenic health effects (56 FR
26460, USEPA, 1991).
Blood lead levels are an indication of
current exposure. Over time, lead can
accumulate in the body. Lead is stored
in a person’s bones, binding to calcium,
and it can be released later in life. For
example, when calcium is mobilized in
the pregnant person’s body during
pregnancy, lead is released from the
pregnant person’s bones and can pass to
the fetus. Lead can also be passed
through breastmilk to the nursing infant
or child. Lead exposure can result in
serious health effects to the developing
fetus and infant. Studies document
increased risk of miscarriage (Xu et al.,
2012; Tolunay et al., 2016), low birth
weight (Goto et al., 2021; Hu et al., 2021;
Rodosthenous et al., 2017; Taylor et al.,
2015), and preterm birth (USEPA,
2024b; Fisher et al., 2023). In utero and
early childhood exposure to lead is
associated with increased risk to the
baby’s brain and/or nervous system,
manifesting as, for instance, an
increased risk of learning or behavioral
problems in life (USEPA, 2024b;
USEPA, 2013).
As noted above, studies also have
documented an association between
adult blood lead levels and increased
risk of cardiovascular disease,
manifesting as an increase in risk of
cardiovascular disease premature
mortality. Occupational exposure to
lead is associated with significant health
effects in adults as well, particularly
renal and gastrointestinal. The 2013 and
2024 Integrated Science Assessments for
Lead (USEPA, 2013; USEPA, 2024b), the
U.S. Department of Health and Human
Services (HHS) National Toxicology
Program (NTP) Monograph on Health
Effects of Low-Level Lead (NTP, 2012),
the Agency for Toxic Substances and
Disease Registry (ATSDR) 2020
Toxicological Profile for Lead (ATSDR,
2020), and peer-reviewed studies have
documented associations between lead
and cancer (Wei and Zhu, 2020) as well
as lead and adverse cardiovascular (Park
and Han, 2021), renal (Harari et al.,
2018), reproductive (Shi et al., 2021; Lee
et al., 2020), immunological (Krueger
and Wade, 2016), and neurological
effects (Andrew et al., 2022). The EPA’s
Integrated Science Assessment for Lead
(USEPA, 2024b) and Integrated Risk
Information System (IRIS) Chemical
Assessment Summary (USEPA, 2004a)
provide additional health effects
information on lead. For a more detailed
explanation of the health effects
associated with lead for children and
adults, see appendix D of the final Lead
and Copper Rule Improvements (LCRI)
Economic Analysis (USEPA, 2024a).
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2. Copper
Copper is an essential trace element
required for several metabolic processes;
however, excess copper intake is toxic
and linked to various adverse health
effects. Acute gastrointestinal
conditions are the most common
adverse health effects observed among
adults and children. Chronic exposure
to copper is particularly a concern for
people with Wilson’s disease, an
autosomal recessive genetic disorder of
copper metabolism affecting 1 in 30,000
individuals (Ala et al., 2007). These
individuals are prone to copper
accumulation in body tissue, which can
lead to liver damage, neurological, and/
or psychiatric symptoms (Dorsey and
Ingerman, 2004). Additional
information on the health effects
associated with copper are available in
appendix E of the Final LCRI Economic
Analysis (USEPA, 2024a).
C. Regulatory History
Exercising its longstanding authority
under SDWA, on June 7, 1991, the EPA
promulgated the Lead and Copper Rule
(LCR) with the goal of improving public
health by reducing lead and copper
levels at consumer taps (56 FR 26460,
USEPA, 1991). The LCR established
MCLGs of 0 mg/L for lead and 1.3 mg/
L for copper. In addition, the LCR
established a National Primary Drinking
Water Regulation (NPDWR) consisting
of treatment technique requirements
that include lead service line
replacement (LSLR), corrosion control
treatment (CCT), source water treatment,
and public education. The LCR
established requirements for community
water systems (CWSs) and non-transient
non-community water systems
(NTNCWSs) to conduct monitoring at
consumer taps. The rule established
action levels of 0.015 mg/L for lead and
1.3 mg/L for copper. If more than 10
percent of tap sample results (i.e., the
90th percentile value of tap sample
concentrations), collected during any
monitoring period, exceed the action
level, water systems must take actions
including installing and/or optimizing
CCT, conducting public education,
treating source water if it contributes to
lead and copper levels at the tap, and
replacing LSLs if the system continues
to exceed the action level after
completing CCT steps and installing
CCT. An action level exceedance is not
a violation of the rule; however, failure
to take the subsequent required actions
(e.g., LSLR, CCT, public education)
results in a violation of the treatment
technique or monitoring and reporting
requirements.
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On January 12, 2000, the EPA
promulgated minor revisions to the LCR
(LCRMR) (65 FR 1950, USEPA, 2000a).
These minor revisions streamlined the
LCR, promoted consistent national
implementation, and reduced the
reporting burden on affected entities.
The LCRMR did not change the MCLGs
or action levels for lead and copper nor
change the rule’s basic requirements.
One of the provisions of the LCRMR
required States to report the 90th
percentile lead value for all water
systems serving greater than 3,300
persons. States were required to report
the 90th percentile lead value for water
systems serving 3,300 or fewer persons
only if the water system exceeds the
action level. The new reporting
requirements became effective in 2002.5
From 2000 to 2004, the District of
Columbia experienced incidences of
elevated drinking water lead levels,
prompting the EPA to undertake a
review of the LCR to determine
‘‘whether elevated drinking water lead
levels were a national problem’’ and to
identify actions to improve rule
implementation (72 FR 57784, USEPA,
2007a; USEPA, 2007b; Brown et al.,
2011). The EPA specifically considered
the number of systems that failed to
meet the lead action level, if a
significant percentage of the population
received water that exceeded the action
level, how well the LCR worked to
reduce drinking water lead levels, and
if the rule was being effectively
implemented, particularly with respect
to monitoring and public education
requirements. As part of the national
review, the EPA held four expert
workshops to discuss elements of the
LCR, collected and evaluated lead
concentration data and other
information required under the LCR,
and evaluated State implementation
efforts to better understand challenges
and needs experienced by States and
water systems. In March 2005, the EPA
released a Drinking Water Lead
Reduction Plan, outlining a series of
short- and long-term goals to improve
implementation of the LCR, including
revisions to the LCR (USEPA, 2005). On
October 10, 2007, the EPA promulgated
a set of short-term regulatory revisions
and clarifications (72 FR 57782, USEPA,
2007a). The short-term revisions
strengthened implementation of the LCR
in the areas of monitoring, treatment,
customer awareness, LSLR, and
improving compliance with the public
education requirements.
5 In 2004, the EPA published minor corrections to
the LCR to reinstate text that was inadvertently
removed from the rule during the previous revision
(69 FR 38850, USEPA, 2004b).
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Long-term issues, requiring additional
research and input, were identified for
a subsequent set of rule revisions. The
EPA conducted extensive engagement
with stakeholders to inform subsequent
rule development, including a 2011
Scientific Advisory Board (SAB)
consultation on the science of partial
LSLR that found that partial LSLR does
not reliably reduce drinking water lead
levels in the long term and may cause
short-term elevated drinking water lead
levels following the replacement
(USEPA, 2011a). The EPA specifically
sought input from small entity
stakeholders through the Small Business
Advocacy Review Panel (SBAR) process
under section 609(b) of the RFA, as
amended by the Small Business
Regulatory Enforcement Fairness Act
(SBREFA). The EPA also requested that
the National Drinking Water Advisory
Council (NDWAC) form a Working
Group in 2014 to provide advice to the
NDWAC as it develops
recommendations for the revisions to
the LCR (NDWAC, 2015). In 2016, the
EPA released a white paper
summarizing NDWAC
recommendations and identifying key
areas for rule development, noting that
‘‘lead crises in Washington, DC, and in
Flint, Michigan, and the subsequent
national attention focused on lead in
drinking water in other communities,
have underscored significant challenges
in the implementation of the current
rule, including a rule structure that for
many systems only compels protective
actions after public health threats have
been identified’’ (USEPA, 2016a).
Notably, the white paper discussed the
issue of mandatory, proactive LSLR as
an opportunity to eliminate a primary
source of lead in drinking water rather
than only replacing LSLs after a lead
action level exceedance, and how to
address lead exposure risks resulting
from partial LSLR. The
recommendations also emphasized the
importance of enforceable goals for
LSLR, recognizing the significant lead
exposure risks that can accompany
partial service line replacements. Other
issues identified include the need for
stronger CCT requirements, including
re-evaluation after source water or
treatment changes, improved tap
sampling procedures to address
concerns about practices used to avoid
action level exceedances, and increased
public transparency such as access to
information about LSLs and sharing of
data.
The EPA intended to address these
long-term issues in the 2021 Lead and
Copper Rule Revisions (LCRR), which
was promulgated on January 15, 2021
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(86 FR 4198, USEPA, 2021a). The 2021
LCRR focuses on six key areas for
revision: identifying sites with
significant sources of lead in drinking
water, strengthening CCT requirements,
closing loopholes in LSLR requirements,
increasing sampling reliability,
improving risk communication, and
introducing a new lead sampling
requirement at schools and child care
facilities as part of public education.
Specifically, the 2021 LCRR includes
new requirements for water systems to
develop, and make publicly accessible,
LSL inventories and annually notify
consumers if they are served by an LSL,
GRR service line, or service line of
unknown material. Additionally, the
2021 LCRR removes provisions allowing
partial service line replacement or ‘‘testouts’’ (i.e., where a service line sample
measures below the lead action level) to
count towards LSLR requirements. The
rule also revises monitoring
requirements to prioritize sampling at
sites most likely to contain lead sources,
require a fifth-liter sample be taken at
LSL sites, and prohibit the use of
language in sampling instructions that
may result in samples that
underestimate lead levels.
The 2021 LCRR also establishes a lead
trigger level at 0.010 mg/L to require
systems to take actions before an action
level exceedance, including taking steps
to plan for CCT installation, reoptimizing CCT if the system already
installed CCT, establishing a goal-based
LSLR program, and increasing
monitoring frequency. The 2021 LCRR
makes several changes to the CCT
requirements and establishes a
requirement for water systems to
conduct follow-up actions at sites with
individual compliance sample
concentrations exceeding 0.015 mg/L.
In the 2021 LCRR, the EPA also
revised its Public Notification (PN) Rule
in 40 CFR part 141, subpart Q, to make
changes to the reporting requirements
for action level exceedances. These
changes implemented the 2016
amendments to section 1414 of SDWA
that required public notification within
24 hours if the system exceeds the lead
action level. In the 2021 LCRR, the EPA
also revised the Consumer Confidence
Report (CCR) Rule in 40 CFR part 141,
subpart O, to require the report to
include the range of lead and copper tap
sampling results and information on
how to access lead tap sampling results
and the service line inventory. The EPA
also revised the mandatory lead health
effects language and informational
statement about lead that must be
included in the CCR.
The 2021 LCRR adds new public
education requirements, including
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requirements to notify persons served
by a known or suspected LSL and
timely (24 hour) notification of
individuals when their lead tap
sampling results exceed the lead action
level of 0.015 mg/L. The 2021 LCRR also
requires systems above the trigger level
to conduct goal-based LSLR and also to
conduct additional public outreach
activities about lead in drinking water
and opportunities to replace LSLs if the
system fails to meet the goal
replacement rate established after a
trigger level exceedance.
The 2021 LCRR also adds a new small
system flexibility provision for CWSs
serving 10,000 or fewer persons and all
NTNCWSs. Those systems that
exceeded the trigger level can choose
one out of four compliance options (i.e.,
CCT, LSLR, point-of-use devices,
replacement of lead-bearing plumbing)
to implement if the system exceeds the
lead action level.
On January 20, 2021, President Joseph
R. Biden issued Executive Order 13990,
Protecting Public Health and the
Environment and Restoring Science to
Tackle the Climate Crisis (86 FR 7037,
January 20, 2021). Executive Order
13990 required Federal agencies to
‘‘review and . . . take action to address
the promulgation of Federal regulations
and other actions during the last 4 years
that conflict[ed] with’’ the ‘‘national
objectives,’’ as provided in the executive
order, including to ‘‘be guided by the
best science and be protected by
processes that ensure the integrity of
Federal decision-making’’ to promote
and protect public health and advance
environmental justice, among others.
The EPA was required to review the
LCRR because the EPA promulgated the
LCRR within the time frame specified
by the executive order, and the LCRR
addresses public health through
drinking water.
Additionally, after promulgation of
the LCRR, the EPA heard from
stakeholders on a range of concerns
about the LCRR, including the lack of
requirements or incentives to replace all
LSLs, the inclusion of the trigger level
that made the rule unnecessarily
complicated, and the implementation
burdens on systems and States.
To allow the EPA to engage with
stakeholders and review the LCRR
before it took effect, on March 12, 2021,
the EPA published the ‘‘National
Primary Drinking Water Regulations:
Lead and Copper Rule Revisions; Delay
of Effective Date’’ (86 FR 14003, USEPA,
2021c), which delayed the effective date
of the LCRR from March 16, 2021, to
June 17, 2021. On the same day, the
EPA published the ‘‘National Primary
Drinking Water Regulations: Lead and
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Copper Rule Revisions; Delay of
Effective and Compliance Dates’’ (86 FR
14063, USEPA, 2021d), which proposed
further delaying the effective date of
LCRR to December 16, 2021, to allow
the EPA to ‘‘conduct a review of the
LCRR and consult with stakeholders,
including those who have been
historically underserved by, or subject
to discrimination in, Federal policies
and programs prior to the LCRR going
into effect’’ (86 FR 14063, USEPA,
2021d). On June 16, 2021, the EPA
issued a final rule delaying the LCRR
effective date to December 16, 2021, and
the compliance date from January 16,
2024, to October 16, 2024, ‘‘to maintain
the same time period between the
effective date and the compliance date
in the LCRR’’ (86 FR 31941, USEPA,
2021e).
As part of the LCRR review, the EPA
held a series of virtual engagements
from April to August 2021 to obtain
public input on the LCRR. Consistent
with Executive Order 13990, the EPA
engaged with States, Tribes, water
systems, the public, environmental
advocates, and environmental justice
organizations. The EPA also sought
input from community stakeholders in
places that have concerns due to lead in
drinking water, particularly from
individuals and communities that are
most at-risk of exposure to lead in
drinking water.
During this process, the EPA hosted a
series of 10 virtual community
roundtables with stakeholders in:
Pittsburgh, PA; Newark, NJ; Malden,
MA; Washington, DC; Newburgh, NY;
Benton Harbor and Highland Park, MI;
Flint and Detroit, MI; Memphis, TN;
Chicago, IL; and Milwaukee, WI. Each
roundtable included a range of
participants representing local
governments, community organizations,
environmental groups, local public
water utilities, and public officials.
Participants shared their experiences
with lead in their communities and
provided the EPA with oral and written
comments on the LCRR. The EPA also
held a roundtable with representatives
from Tribes and Tribal communities, a
national stakeholder association
roundtable, a national co-regulator
meeting, two public listening sessions,
and a meeting with organizations
representing elected officials.
Summaries of the meetings and written
comments from the public can be found
in the docket, EPA–HQ–OW–2021–0255
at https://regulations.gov/.
On December 17, 2021, the EPA
published the results of the LCRR
review (86 FR 71574, USEPA, 2021b).
The EPA described the comments
received as part of the public
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engagement efforts conducted as part of
the LCRR review and determined that
there are regulatory and non-regulatory
actions the agency can take to reduce
drinking water lead exposure. While the
EPA found that the LCRR improved
public health protection relative to the
LCR, the agency also concluded that
there are significant opportunities to
further improve the rule to support the
goal of proactively removing LSLs and
protecting public health more equitably
(86 FR 71574, USEPA, 2021b). The EPA
also announced in the LCRR review that
the effective date of the LCRR published
on June 16, 2021, would continue to be
December 16, 2021, to support nearterm development of actions to reduce
lead in drinking water (86 FR 71574,
USEPA, 2021b). At the same time, the
EPA committed to developing a new
proposed rule, the LCRI, to strengthen
key elements of the rule. The EPA
identified the following policy
objectives informed by the LCRR
review: ‘‘Replacing 100 percent of lead
service lines is an urgently needed
action to protect all Americans from the
most significant source of lead in
drinking water systems; equitably
improving public health protection for
those who cannot afford to replace the
customer-owned portions of their LSLs;
improving the methods to identify and
trigger action in communities that are
most at risk of elevated drinking water
lead levels; and exploring ways to
reduce the complexity of the
regulations’’ (86 FR 71574; USEPA,
2021b). The EPA also stated that it did
not expect to propose changes to the
requirements for information to be
submitted in the initial LSL inventory or
the associated October 16, 2024,
compliance date. The EPA described the
importance of maintaining this date,
stating that ‘‘continued progress to
identify LSLs is integral to lead
reduction efforts regardless of potential
revisions to the rule. The inventory
provides critical information on the
locations of potentially high drinking
water lead exposure within and across
public water systems, which will allow
for quick action to reduce exposure’’ (86
FR 71579, USEPA, 2021b). Specifically,
the EPA noted that development of
inventories nationwide over the nearterm would assist water systems, States,
Tribes, and the Federal Government in
determining the prevalence of these lead
sources and would, among other things,
enable water systems to begin planning
for LSLR and apply for funding.
On December 6, 2023, the EPA
published the proposed LCRI for public
review and comment (84 FR 84878,
USEPA, 2023a). The proposal included
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advancements in protecting people from
the health effects from exposures to lead
in drinking water. These advancements
are based on the science and existing
practices utilized by drinking water
systems. Key provisions in the proposal
include requiring virtually all water
systems across the country to replace
LSLs within 10 years, locating legacy
lead pipes, improving tap sampling,
lowering the lead action level, and
strengthening protections to reduce
exposure. The EPA proposed to retain
the 2021 LCRR requirements and
associated October 16, 2024, compliance
date for the initial service line
inventory; notifications to consumers
served by a lead, galvanized requiring
replacement (GRR), or lead status
unknown service lines; Tier 1 public
notification of a lead action level
exceedance; and associated reporting
requirements.
D. Statutory Authority
1. Establishment and Review of National
Primary Drinking Water Regulations
The EPA is publishing revisions to the
NPDWR for lead and copper under the
authority of SDWA, 42 U.S.C. 300f et
seq., including sections 1412, 1413,
1414, 1417, 1445, and 1450. SDWA is
the primary Federal law that protects
the tap water provided to consumers by
water systems across the country.
Congress passed SDWA in 1974,
responding to ‘‘accumulating evidence
that our drinking water contains unsafe
levels of a large variety of
contaminants.’’ Envtl. Def. Fund, Inc. v.
Costle, 578 F.2d 337, 339 (D.C. Cir.
1978). In passing SDWA, Congress
intended to ensure ‘‘that water supply
systems serving the public meet
minimum national standards for
protection of public health.’’ H.R. Rep.
No. 93–1185, at 1 (1974), reprinted in
1974 U.S.C.C.A.N. 6454. The primary
regulatory tool for this protection is
section 1412 of SDWA under which the
EPA is authorized to issue standards for
drinking water served by water systems.
These standards—entitled ‘‘National
Primary Drinking Water Regulations’’
(NPDWRs)—are accompanied by
‘‘maximum contaminant level goal[s]’’
(MCLG), which are set, for each
contaminant, at the level at which there
are no known or anticipated adverse
human health effects with an adequate
margin of safety. 42 U.S.C. 300g–1(a)(3)
and (b)(4). Lead and copper are subject
to existing NPDWRs. Based on the
health effects described above, in 1991,
the EPA established the MCLG for lead
at 0 mg/L, and the MCLG for copper at
1.3 mg/L.
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SDWA section 1412(b)(9) states that
‘‘The Administrator shall, not less often
than every 6 years, review and revise, as
appropriate, each national primary
drinking water regulation promulgated
under this subchapter. Any revision of
a national primary drinking water
regulation shall be promulgated in
accordance with this section, except
that each revision shall maintain, or
provide for greater, protection of the
health of persons.’’ 42 U.S.C. 300g–
1(b)(9). When the EPA promulgates a
revised NPDWR, the agency follows the
applicable procedures and requirements
in section 1412 of SDWA, including
those related to: (1) the use of best
available, peer-reviewed science and
supporting studies; (2) presentation of
information on public health effects that
is comprehensive, informative, and
understandable; and (3) analysis of the
health risk reduction benefits and costs.
SDWA section 1412(b)(3)(A)–(C), 42
U.S.C. 300g–1(b)(3)(A)–(C).
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2. Establishment of the Lead and Copper
Rule as a Treatment Technique
Section 1412(b)(7)(A) of SDWA
authorizes the EPA to ‘‘promulgate a
national primary drinking water
regulation that requires the use of a
treatment technique in lieu of
establishing a maximum contaminant
level, if the Administrator makes a
finding that it is not economically or
technologically feasible to ascertain the
level of the contaminant.’’ 42 U.S.C.
300g–1(b)(7)(A).
In accordance with SDWA section
1412(b)(7)(A), in 1991, the EPA
promulgated the LCR, which established
a treatment technique in lieu of a
maximum contaminant level (MCL) for
lead and copper (56 FR 26460, USEPA,
1991). The EPA’s 1991 decision to
promulgate a treatment technique rule
for lead and copper instead of an MCL
was upheld by the United States Court
of Appeals for the District of Columbia
Circuit. American Water Works
Association v. EPA, 40 F.3d 1266, 1270–
71 (D.C. Cir. 1994). For discussion on
the EPA’s findings and rationale
supporting the agency’s determination
to continue to regulate lead and copper
using a treatment technique rule, see
section IV.A of this preamble.
3. Prevention of Adverse Health Effects
to the Extent Feasible
In establishing treatment technique
requirements, the Administrator is
required to identify those treatment
techniques ‘‘which, in the
Administrator’s judgment, would
prevent known or anticipated adverse
effects on the health of persons to the
extent feasible’’ (SDWA section
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1412(b)(7)(A)). ‘‘Feasible’’ is defined in
section 1412(b)(4)(D) of SDWA as
‘‘feasible with the use of the best
technology, treatment techniques and
other means which the Administrator
finds, after examination for efficacy
under field conditions and not solely
under laboratory conditions, are
available (taking cost into
consideration).’’ Feasibility is based on
the best technology, treatment
techniques, or other means, that have
been tested beyond the laboratory under
full-scale conditions, as opposed to
generally available technology; the
technology need not be in widespread,
full-scale use (SDWA section
1412(b)(4)(D)). Further, in selecting the
best available technology, treatment
techniques, and other means, the EPA
evaluates the ability of the technology to
reduce the level of the contaminant, and
the technological and economic
feasibility of the technologies being
considered, as required under SDWA
section 1412(b)(4)(D) (56 FR 26482,
USEPA, 1991). In short, ‘‘feasible’’ in
this context means technically possible
and affordable. See SDWA section 1412
(b)(4)(D); City of Portland v. EPA, 507
F.3d 706 (D.C. Cir. 2007) (upholding the
EPA’s treatment technique rule for
Cryptosporidium and the agency’s
interpretation that ‘‘feasible’’ means
technically possible and affordable).
Therefore, to meet the statutory
standard, the EPA must evaluate three
primary components for a treatment
technique: (1) the effectiveness of a
technology, treatment technique, or
other means in reducing exposure to a
contaminant to protect public health; (2)
the affordability of the technology,
treatment technique, or other means;
and (3) whether the technology,
treatment technique, or other means is
technically possible. Each of these three
components and the ‘‘to the extent
feasible’’ standard in the statute are
discussed in sequential order in this
section.
First, SDWA requires the EPA to
establish NPDWRs to protect public
health to reduce exposure to drinking
water contaminants. Notably, the public
health protection goal for NPDWRs
under SDWA is the same for a MCL and
a treatment technique. SDWA requires
the EPA set an MCL ‘‘as close to the
maximum contaminant level goal
[MCLG] as is feasible’’ (SDWA section
1412(b)(4)(B)). Because the MCLG is set
at the level at which no known or
anticipated adverse effects on the health
of persons occur, SDWA’s standard for
a treatment technique rule—to ‘‘prevent
known or anticipated adverse effects on
the health of persons to the extent
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feasible’’—is essentially the same as the
standard for an MCL (SDWA section
1412(b)(4)(A) and section 1412(b)(7)(A)).
As Congress explained in SDWA
legislative history, NPDWRs ‘‘are to be
protective of public health. While cost
and technology are factors to be
considered . . . the first priority of the
Act is to protect human health by
reducing or preventing human exposure
to potentially harmful contaminants in
drinking water.’’ 1986 U.S.C.C.A.N.
1566, 1570, S. REP. 99–56 (1985). In
establishing NPDWRs, where an agency
action is based on science, SDWA
directs the EPA to use the best available
peer-reviewed science and supporting
studies conducted in accordance with
sound and objective scientific practices,
as well as data collected by accepted
methods or best available methods
(SDWA section 1412(b)(3)(A)).
Second, in evaluating feasibility
under SDWA section 1412(b)(4)(D) and
section 1412(b)(7)(A), the EPA also must
‘‘take costs into consideration.’’ The
legislative history of this provision
makes it clear that this aspect of
feasibility is to be evaluated relative to
‘‘what may reasonably be afforded by
large metropolitan or regional public
water systems’’ (H.R. Rep. No. 93–1185
(1974), reprinted in 1974 U.S.C.C.A.N.
6454, 6471). See also S. Rep. No. 104–
169, at 3 (1995) (feasibility is based on
best available technology affordable to
‘‘large’’ systems).6 The statutory
framework for establishing an MCL or
treatment technique rule also supports
this approach of considering costs in
determining the feasibility of an MCL or
treatment technique rule. If the EPA
cannot identify any affordable
technologies for a particular category of
small systems, the statute requires the
EPA to identify variance technologies
that ‘‘achieve the maximum reduction
or inactivation efficiency that is
affordable’’ and protective of public
health (SDWA section 1412(b)(15)(A)
and (B)). As a result, the EPA may not
reject a treatment technique because it
is unaffordable to small systems.
Third, with respect to the technical
possibility 7 component of the feasibility
standard, for lead and copper drinking
6 Where the term ‘‘affordable’’ appears throughout
the preamble to describe this aspect of the
definition of ‘‘feasible’’ in SDWA section
1412(b)(4)(D), it refers to ‘‘what may reasonably be
afforded by large metropolitan or regional public
water systems.’’
7 Note, given that the definition for ‘‘feasible’’ at
SDWA section 1412(b)(4)(D) provides for the use of
‘‘treatment techniques and other means’’ in
addition to ‘‘technology,’’ the terms ‘‘technological’’
and ‘‘technical’’ are used interchangeably herein for
purposes of discussing feasibility to be more
inclusive of the different types of treatment
techniques that may be encompassed in a NPDWR.
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water rules beginning with LCR, the
EPA has consistently considered
‘‘whether a technology has been shown
to be effective’’ by water systems and ‘‘is
compatible with other water treatment
processes’’ (56 FR 26482, USEPA 1991).
The EPA has evaluated additional
factors for lead and copper NPDWRs
that may affect the ability of water
systems to administer and implement
rules, depending on the unique
technologies, treatments, and other
means available to reduce lead and
copper in drinking water. Specifically,
the EPA has historically considered
other factors, such as the national
availability of necessary capital
improvement resources and supplies,
labor, and specialized expertise, as
supported by the best available
information and the learned experiences
and expertise from water systems,
States, and other stakeholders. When
promulgating a rule consisting of
multiple treatment technique
requirements, the EPA considers
whether each treatment technique is
feasible and whether implementation of
the full suite of treatment techniques is
feasible.
When the EPA assesses technical
possibility, it may consider system size.
In contrast to affordability, which is
evaluated relative to only large
metropolitan or regional water systems,
the EPA evaluates technical possibility
without that limitation. As previously
stated, there is legislative history and
case law that clearly provides Congress
intended the statute to be technologyforcing and thus, that cost
considerations were to be based on what
is affordable only for large metropolitan
or regional water systems. Absent any
further limitation in SDWA, the best
interpretation of the statute is to assess
what is technically possible for
treatment techniques by evaluating
whether there are relevant, system-sizebased considerations.
SDWA section 1412(b)(7)(A) also
directs the EPA to evaluate the most
stringent or health protective level for a
treatment technique because treatment
techniques must ‘‘prevent known or
anticipated adverse effects on the health
of persons to the extent feasible.’’ See
City of Portland v. EPA, 507 F.3d 706
(D.C. Cir. 2007) (finding that SDWA
requires the EPA to choose a treatment
technique that is the most stringent
feasible).
Interpreting the phrase ‘‘prevent . . .
to the extent feasible’’ in this section to
require treatment techniques provide
the most health protection feasible
accords with the plain text of SDWA
section 1412(b)(7)(A), as well as SDWA
section 1412 as a whole, and the
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associated legislative history. First, in
1974, the statute required the EPA to
evaluate feasibility based on whether
treatment techniques are ‘‘generally
available’’ with cost taken into account
based on ‘‘what may reasonably be
afforded by large metropolitan or
regional public water systems. In 1986,
however, ‘‘generally available’’ was
changed to ‘‘best available’’ in the
definition of feasibility, ‘‘to assure that
such standards reflect the full extent of
current technology capability to move
toward achievement of the health effects
goal.’’ 1986 U.S.C.C.A.N. 1566, 1570–71,
S. REP. 99–56 (1985).
Second, SDWA specifies that the EPA
may promulgate treatment techniques
that are less stringent or health
protective than feasible only in two
narrow circumstances. The first such
circumstance is SDWA section
1412(b)(5), under which the EPA may
require the use of a treatment technique
to achieve a contaminant level other
than the feasible level if attaining the
feasible level would result in an
increase in the health risk posed by
drinking water by increasing the
concentration of other contaminants or
by interfering with the efficacy of
drinking water treatment techniques or
processes that are used to comply with
other NPDWRs. The second
circumstance is SDWA section
1412(b)(6)(A), under which, if the EPA
determines that the benefits of a
treatment technique would not justify
the costs of compliance, the EPA may
promulgate a treatment technique for
the contaminant that maximizes health
risk reduction benefits at a cost that is
justified by the benefits. As a result,
interpreting ‘‘prevent . . . to the extent
feasible’’ at SDWA section 1412(b)(7)(A)
as anything other than what is the most
stringent or health protective feasible
level for a treatment technique would
make these two statutory exemptions
meaningless and unnecessary. See City
of Portland v. EPA, 507 F.3d 706, 712
(D.C. Cir. 2007) (‘‘But if ‘feasible’ meant
that the technique’s benefits justified its
costs, [SDWA] section [1412](b)(6)(A)—
which allows EPA to use cost-benefit
analysis to set less stringent standards
than the most feasible—would be
surplusage.’’ (Emphasis added)).
In summary, the best interpretation of
the statutory standard for treatment
techniques requires consideration of the
terms used and defined in SDWA
section 1412(b)(4) and section
1412(b)(7)(A), as described in this part
of the preamble. Specifically, under
SDWA section 1412(b)(7)(A), the EPA
must prescribe the best available
technologies, treatment techniques, or
other means that are effective at
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preventing adverse health effects from
lead and copper in drinking water to the
greatest extent that are both affordable
for large systems, and which are
technically possible.
Beginning with the LCR in 1991, the
EPA has consistently evaluated
feasibility for this treatment technique
rule in accordance with SDWA section
1412(b)(4) and section 1412(b)(7)(A). As
the EPA explained in the preamble to
the 1991 LCR, ‘‘[t]he goal of this rule is
to provide maximum human health
protection by reducing the lead and
copper levels at consumers’ taps to as
close to the MCLG as is feasible’’ (56 FR
26478, USEPA, 1991). Each of the best
available technologies, treatment
techniques, and other means specified
in the LCRI—service line replacement,
CCT, and public education—prevent
known or anticipated adverse health
effects to the extent feasible.
Evaluating Feasibility for Each
Treatment Technique
The LCRI is a treatment technique
rule composed of four separate
‘‘technologies, treatment techniques or
other means,’’ specifically: service line
replacement, CCT, public education,
and source water treatment.8 The EPA
chose this approach because multiple
technologies, treatments, and other
means are effective at reducing public
health risks associated with lead and
copper contamination in drinking water.
Since the first proposed NPDWR for
lead and copper, the LCR, in 1988, the
EPA has evaluated a combination of
treatment techniques to address lead
contamination in drinking water, given
the complexity inherent in lead
contamination and the need for a multifaceted approach to managing it (53 FR
31537, USEPA 1988; see section IV.A of
this preamble about the characterization
and complex nature of lead drinking
water contamination). While the
requirements for lead and copper
NPDWRs have changed over time based
on the best available information and
the lived and learned experiences of
water systems, communities, and States,
these NPDWRs have maintained the
same four treatment techniques for
service line replacement, CCT, public
education, and source water treatment.
Consistent with SDWA section
1412(b)(7)(A), the EPA evaluates
feasibility at the level of a treatment
technique, rather than evaluating the
feasibility of each sub-element of a
treatment technique (‘‘the Administrator
8 Note, the EPA is not including a discussion of
feasibility for source water treatment, because it is
not being amended by this final rule. For the EPA’s
feasibility determination for source water treatment,
see the final LCR (56 FR 26482, USEPA 1991).
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shall identify those treatment
techniques which, in the
Administrator’s judgment, would
prevent known or anticipated adverse
effects on the health of persons to the
extent feasible. Such regulations shall
specify each treatment technique
known to the Administrator which
meets the requirements of this
paragraph, but the Administrator may
grant a variance from any specified
treatment technique in accordance with
section 300g–4(a)(3) of this title.’’
(emphasis added)). The EPA reasonably
followed the statutory standard to
evaluate feasibility for ‘‘each treatment
technique . . . which meets the
requirements’’ at SDWA section
1412(b)(7)(A).
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4. Notice and Recordkeeping
Requirements
Section 1414(c)(1) of SDWA requires
public water systems to provide public
notice in certain specified situations,
such as when the system has failed to
comply with an applicable treatment
technique requirement, or if the water
system is subject to a variance or
exemption. SDWA section 1414(c)(2)
states that the Administrator ‘‘shall by
regulation . . . prescribe the manner,
frequency, form, and content for giving
notice.’’ 42 U.S.C. 300g–3(c)(2). The
EPA first promulgated the PN Rule in
2000 and subsequently revised it with
the issuance of new or revised NPDWRs.
This final rule includes revisions to the
PN Rule related to the LCRI.
Section 1414(c)(1)(D) of SDWA, as
amended by the Water Infrastructure
Improvements for the Nation (WIIN)
Act, requires public water systems to
provide notice to the public if the water
system exceeds the lead action level. 42
U.S.C. 300g–3(c)(1)(D). Section
1414(c)(2)(C) of SDWA specifies
additional requirements related to the
public notice if the action level
exceedance has the potential to have
serious adverse effects on human health
as a result of a short-term exposure,
including that the public notice must
‘‘be distributed as soon as practicable,
but not later than 24 hours’’ after the
water system learns of the action level
exceedance, and that the system must
report the exceedance to both the State
and the Administrator within that same
time period (42 U.S.C. 300g–3(c)(2)(C)(i)
and (iii)). If a water system or State does
not issue the required public notice for
an exceedance of the lead action level,
SDWA section 1414(c)(2)(D) directs the
EPA to issue the required public notice
‘‘not later than 24 hours after the
Administrator is notified of the
exceedance.’’
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In the final rule preamble for the 2021
LCRR, the EPA determined that a lead
action level exceedance has the
potential to have serious adverse health
effects on humans as a result of shortterm exposure (86 FR 4240, USEPA,
2021a). The EPA also explained that it
interprets SDWA section
1414(c)(2)(C)(iii) to require systems to
report only lead action level
exceedances to the Administrator
because the EPA does not have any
obligation to issue a notice for other
violations of drinking water standards
in States with primacy, and therefore,
the EPA does not need to be notified of
those other situations.
SDWA section 1414(c)(4) requires the
EPA to issue regulations to require each
CWS to provide a periodic report to
each customer of the system. The EPA
first promulgated CCR regulations in
1998. (40 CFR part 141, subpart O) On
May 24, 2024, the EPA promulgated
significant revisions to the CCR Rule.
(89 FR 45980, USEPA, 2024c) This final
rule includes further revisions to the
CCR Rule related to the LCRI.
SDWA section 1417(a)(2) provides
that public water systems ‘‘shall identify
and provide notice to persons that may
be affected by lead contamination of
their drinking water’’ where the
contamination results from the lead
content of the construction materials of
the public water distribution system
and/or corrosivity of the water supply
sufficient to cause leaching of lead.
Notice must be provided
‘‘notwithstanding the absence of a
violation of any national drinking water
standard.’’ 42 U.S.C. 300g–6(a)(2)(A)(i)
and (ii). This rule requires water
systems to identify, notify, and provide
public education to persons when they
are served by construction materials that
contain may lead (lead, GRR, and
unknown service lines) and when the
corrosivity of the water supply is
sufficient to cause leaching of lead.
SDWA section 1445(a) provides that
every person who is subject to a
requirement under SDWA or who is a
grantee shall establish and maintain
records, make reports, conduct
monitoring, and provide information to
the Administrator as reasonably
required by regulation to assist the
Administrator in establishing
regulations under SDWA, in
determining compliance with SDWA, in
administering any financial assistance
program under SDWA, in evaluating the
health risks of unregulated
contaminants, and in advising the
public of such risks. In requiring public
water systems to monitor under SDWA
section 1445(a), the Administrator may
take into consideration the system size
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and the contaminants likely to be found
in the system’s drinking water. 42
U.S.C. 300j–4(a).
5. Primacy Enforcement of National
Primary Drinking Water Regulations
While the EPA always retains its
independent enforcement authority,
pursuant to SDWA section 1413(a), the
agency may authorize States, Territories,
and Tribes to have primary
responsibility for administration and
enforcement of primary drinking water
regulations and related requirements
applicable to public water systems
within their jurisdiction (‘‘primacy’’).9
Where the EPA has not approved
primacy, the EPA implements the
drinking water standards. The EPA may
grant primacy when the agency
determines that the State has adopted
regulations that are no less stringent
than the promulgated NPDWR, among
other conditions. 42 U.S.C. 300g–2(a)
and 40 CFR part 142. At this time, 49
States and the Navajo Nation have
primary enforcement responsibility for
public water systems in their
jurisdictions.
To retain primary enforcement
responsibility for public water systems,
States must adopt regulations that are
no less stringent than any new or
revised NPDWRs promulgated in 40
CFR part 141 and request the EPA to
approve a program revision. States must
submit complete and final applications
for approval of a program revision no
later than two years after promulgation
of the new or revised regulation unless
the EPA grants the State a two-year
extension. The EPA must approve or
deny complete and final State primacy
applications within 90 days of
submission to the EPA. See 42 U.S.C.
300g–2(b)(2) and 40 CFR 142.12(d). In
some cases, a State that has an approved
primacy program for each existing
NPDWR may qualify for interim primary
enforcement authority for a new or
revised NPDWR while the EPA’s
decision on the primacy application is
9 For purposes of simplicity in this preamble, the
term ‘‘primacy agencies’’ and ‘‘States’’ are used
interchangeably to refer to States, Tribes, and
Territories with primacy, and the Regional
Administrator of EPA, where the EPA is acting as
the primacy agency. The term ‘‘State’’ is defined in
40 CFR 141.2 to mean the agency of the State or
Tribal government which has jurisdiction over
public water systems. During any period when a
State or Tribal government does not have primary
enforcement responsibility pursuant to section 1413
of SDWA, the term ‘‘State’’ means the Regional
Administrator, U.S. Environmental Protection
Agency. The term ‘‘State’’ is defined in 40 CFR
142.2 to include one of the States of the United
States, the District of Columbia, the Commonwealth
of Puerto Rico, the Virgin Islands, Guam, American
Samoa, the Commonwealth of the Mariana Islands,
the Trust Territory of the Pacific islands, or an
eligible Indian Tribe.
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pending. See 42 U.S.C. 300g–2(c) and 40
CFR 142.12(e). SDWA section 1413(b)(1)
requires the EPA to establish regulations
governing the primacy application and
review process ‘‘with such
modifications as the Administrator
deems appropriate.’’ In addition to
revisions to the NPDWR for lead and
copper, the CCR Rule, and the PN Rule,
this final rule includes changes to the
primacy requirements related to this
rule.
SDWA section 1450 authorizes the
Administrator to prescribe such
regulations as are necessary or
appropriate to carry out the
Administrators functions under the Act.
42 U.S.C. 300j–9.
E. Anti-Backsliding Analysis of LCRI
Relative to LCR and LCRR
Section 1412(b)(9) of SDWA is known
as the ‘‘anti-backsliding’’ provision.
Under this provision, the EPA is
required to ensure that ‘‘each revision’’
of a national primary drinking water
regulation ‘‘shall maintain, or provide
for greater, protection of the health of
persons.’’ The EPA has analyzed this
rule against this standard using a
framework that gives meaning to the
text, structure, and purpose of the antibacksliding provision, and is the best
reading of the statutory provision. The
term ‘‘each revision’’ is naturally read to
refer to a revision of a ‘‘national primary
drinking water regulation,’’ meaning
that each new rule that revises the older
regulation, shall maintain, or provide
for greater health protection. The plain
meaning of ‘‘revision’’ is broad in scope
and contemplates that one revision may
contain multiple parts. The word
‘‘revision’’ is defined as ‘‘[t]he action or
an act of revising something; critical or
careful examination or perusal of a text,
judgment, code, etc., with a view to
making corrections, amendments, or
improvements.’’ Revision, definition
2.a. (in the context of a legal change),
Oxford English Dictionary (3d ed. 2010).
Thus, when analyzing whether ‘‘each
revision’’ allows for backsliding, SDWA
section 1412(b)(9)’s plain meaning asks
the EPA to compare the whole of a new
rule (i.e., the ‘‘revision’’ at issue) against
the whole of the prior rule to assess
whether the revision maintains or
improves upon health protections.
This is particularly true for a
treatment technique regulation. A
treatment technique rule is not centered
on a single compliance level, but rather
on an integrated set of actions designed
to reduce the overall level of exposure
to a contaminant. Therefore, in
assessing whether a new treatment
technique rule maintains or provides for
greater health protection relative to the
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existing rule, the EPA evaluates the
treatment technique rule as a whole, not
on a component-by-component or
provision-by-provision basis. As
described in the 2021 LCRR rulemaking,
the backsliding analysis for a treatment
technique rule is ‘‘based on an
assessment of public health protection
as a result of implementation of a rule
as a whole, rather than a comparison of
numerical benchmarks within the
treatment technique rule’’ (86 FR 4216,
USEPA, 2021a). Therefore, when
analyzing the LCRI against the antibacksliding standard, the EPA assessed
the level of public health protection
resulting from implementation of the
whole of the final LCRI (i.e., the
‘‘revision’’). Because water systems are
required to comply with the LCR until
October 16, 2024, when water systems
would have been required to comply
with the 2021 LCRR in the absence of
the LCRI, the EPA conducted two antibacksliding analyses to compare the
LCRI against the whole of the LCR and
then separately against the whole of the
2021 LCRR to assess whether the new
rule will maintain or improve public
health protection relative to both prior
baselines.
The EPA has found the final LCRI will
improve public health protection over
either the LCR or 2021 LCRR in
accordance with SDWA section
1412(b)(9). Below is a more detailed
breakdown of some of the most
significant components that make the
LCRI, as a whole, more protective than
either the LCR or 2021 LCRR. The
central feature of the LCRI is the
mandatory replacement of lead and GRR
service lines regardless of a water
system’s 90th percentile lead level. This
is a more health protective approach
relative to either the LCR or 2021 LCRR
baseline because removing lead and
GRR service lines eliminates a
significant source of lead from the
distribution system. Replacing lead and
GRR service lines has been shown to
significantly reduce lead levels in
drinking water (Camara et al., 2013;
Deshommes et al., 2018; Trueman et al.,
2016), which improves public health by
reducing the associated health impacts
from lead exposures.
The LCR only requires water systems
to replace LSLs systemwide if a system
exceeds the lead action level and allows
them to stop replacements once their
90th percentile lead level is below the
lead action level. The 2021 LCRR
requires systems to replace lead and
GRR service lines if they exceed the lead
action level, and to initiate a goal-based
replacement program if they exceed the
lead trigger level. In contrast, the LCRI
requires systemwide replacement of
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lead and GRR service lines regardless of
90th percentile lead levels and at a
faster replacement rate. By eliminating
these major lead sources, the LCRI will
result in significant public health
benefits. While the EPA projected that a
total of 339,000 to 555,000 lead and
GRR service lines under control of water
systems would be replaced under the
2021 LCRR over a 35-year period, the
LCRI requires replacement of all lead
and GRR service lines under control of
the system (USEPA, 2020a, Exhibit C–1)
within 10 years for most water systems.
This is a key element of the LCRI and
is intended to provide both broader and
more certain lead risk reduction than
any of the prior lead rules. The EPA
projects that all lead and GRR service
lines will be replaced under the LCRI
over the period covered by the
economic analysis. Specifically, the
EPA estimates that 6.7 million lead and
GRR service lines will be replaced
within the 10-year mandatory
replacement window and the remaining
approximately 200,000 lines will be
replaced in the following years for
systems with deferred replacement
deadlines. Thus, the number replaced
among all systems nationwide is
expected to be substantially greater than
under the 2021 LCRR (USEPA, 2024d).
Note that under the LCRI, like the 2021
LCRR, there are also about 2 million
lead connectors that are required to be
replaced when they are encountered by
the water system (i.e., during water
main replacement). For additional
information on the EPA’s estimated
numbers of lead content service lines
see chapter 3, section 3.4.4, of the final
LCRI Economic Analysis (USEPA,
2024a).
In addition, the LCRI makes changes
to the treatment technique for CCT that
will maintain or improve public health
protection. These changes include
lowering the lead action level to 0.010
mg/L from 0.015 mg/L under the LCR
and the 2021 LCRR. The LCRI lead
action level thus requires water systems
to take actions (e.g., install or reoptimize CCT, conduct public
education) both sooner and at lower
lead levels than under the LCR or the
2021 LCRR. Similarly, the LCRI’s
requirement to use the higher result of
the first- and fifth-liter tap samples at
LSL sites will result in more systems
installing or re-optimizing optimal
corrosion control treatment (OCCT) one
or more times after the LCRI compliance
date, as well as notifying and educating
the public about health risks from lead.
Several other changes to the LCRI
warranted specific anti-backsliding
analysis. First, the EPA is revising the
OCCT requirements to no longer require
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most systems with CCT that exceed the
lead action level to re-optimize their
OCCT multiple times before they
complete their service line replacement
program if they re-optimized once after
the compliance date for LCRI and are
meeting their optimal water quality
parameters (OWQPs). However, the
LCRI maintains or improves public
health protection for those systems.
Public health protection will be
maintained because systems already
conducting OCCT or having reoptimized OCCT will be required to
continue to operate that treatment.
Public health protections will also be
maintained or improved because the
LCRI requires systems that continue to
exceed the lead action level to conduct
additional public education activities
and make filters available if they have
‘‘multiple lead action level
exceedances’’ (see section IV.K of this
preamble). The EPA anticipates
additional health benefits from this
change to the CCT requirements because
systems and States can prioritize
resources for these types of mitigation
activities and, most importantly, lead
service line replacement. These
requirements will achieve greater public
health benefits overall for systems with
lead service lines by facilitating the
removal of the most significant source of
lead in drinking water and are more
likely to lower the level of lead in tap
samples compared to repeating OCCT
re-optimization steps that may not
achieve further reductions. Also, if there
have been no significant source water or
treatment changes (actions which
themselves can require a CCT study), a
new re-optimization study is likely to
yield the same outcomes as a previous
study. These systems will have reoptimized once after the compliance
date for the LCRI and persistently high
lead levels can be mitigated by targeted
public education activities and the
availability of filters.
In addition, the final LCRI requires
systems that exceed the lead action level
after they have replaced all lead and
GRR service lines to install or reoptimize OCCT to tailor CCT based on
the new conditions where lead and GRR
service lines are no longer the most
significant sources of lead. This can
result in maintaining or improving
health protection because systems may
achieve better performing CCT when the
study is designed to optimize treatment
based on the new system characteristics.
Further, regardless of whether a system
is conducting service line replacement,
the final LCRI maintains the rule
provision in § 141.82(h) that allows the
State to modify its decision for OCCT or
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re-optimized OCCT on its own initiative
or in response to a request by a water
system or other interested party.
In addition, the 2021 LCRR allows
CWSs serving 10,000 persons or fewer
and all NTNCWSs which exceed the
lead action level to choose between four
compliance options: replace lead and
GRR service lines, install and maintain
OCCT, conduct full replacement of leadbearing plumbing, or install and
maintain point-of-use devices, while
systems serving greater than 10,000
persons were required to replace lead
and GRR service lines and install or reoptimize CCT. The LCRI requires all
water systems with lead or GRR service
lines to conduct mandatory service line
replacement regardless of lead levels.
Accordingly, under the LCRI, small
water systems with lead and/or GRR
service lines are required to remove
these significant sources of lead and
may not choose between service line
replacement and other options to
protect against lead exposures if they
exceed the lead action level. Instead,
small CWSs serving 3,300 persons or
fewer (reduced from 10,000 persons or
fewer under the 2021 LCRR) and all
NTNCWSs can choose among the
remaining three options if approved by
the State. This reduced threshold
ensures appropriate application of the
remaining options. Thus, the LCRI
provides greater protection of public
health than the 2021 LCRR for small
systems with lead or GRR service lines
that exceed the lead action level. As
compared to the pre-2021 LCR, the LCRI
improves the level of public health
protection provided by the rule for
systems without lead or GRR service
lines that serve less than 3,300 persons
that exercise this compliance flexibility;
these systems will be subject to the
lower action level and improved public
education, including lead sampling at
schools and child care facilities. For
systems with lead or GRR service lines
that serve less than 3,300 persons that
exercise this compliance flexibility, the
lower action level, coupled with a
mandatory service line replacement
requirement, increases the level of
health protection at those systems as
compared to the pre-2021 LCR.
The EPA is requiring additional
improvements across other parts of LCRI
that will result in some actions taken
both at lower lead levels and other
actions that must be taken regardless of
lead levels to better protect public
health. Exhibit 1 in section II.A of this
preamble summarizes these changes and
illustrates comparisons among the pre2021 LCR, the 2021 LCRR, and the final
LCRI requirements.
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As a whole, therefore, the LCRI
improves public health protection
relative to the LCR or the 2021 LCRR.
This conclusion is supported by a
comparison of the monetized health
benefits. See chapter 5, section 5.6.2,
and appendix F of the final LCRI
Economic Analysis (USEPA, 2024a) for
2021 LCRR to LCRI monetized estimated
health benefits comparisons and
appendix C, of the final LCRI Economic
Analysis for pre-2021 LCR to LCRI
monetized estimated cost and health
benefits comparisons.
Through this revision of the NPDWR
for lead and copper, the EPA is
requiring a more stringent and
comprehensive set of lead reduction
requirements compared to the LCR or
the 2021 LCRR, including mandatory
service line replacement; changes to the
treatment technique for CCT; and more
robust and meaningful public
education. Therefore, the EPA expects
the LCRI, as a whole, will improve
public health protections relative to the
LCR and the 2021 LCRR in accordance
with SDWA section 1412(b)(9).
As part of the anti-backsliding
analysis that the LCRI, as a whole,
would improve public health protection
relative to the LCR and the 2021 LCRR,
the EPA also evaluated the impact of
requiring water systems to comply with
the LCR instead of the 2021 LCRR (with
some limited exceptions) between
October 16, 2024, and the compliance
date of the LCRI. Through the
consultations the EPA conducted as part
of the 2021 LCRR review, as well as the
engagements and consultations the EPA
held to support the development of the
proposed and final LCRI, including
public comments received, many
stakeholders, including States and water
systems, provided feedback on the
challenge of implementing successive
changes to the LCR over a short period
of time, such as the inefficient use of
time and resources needed to prepare to
implement requirements that could be
different or no longer apply in the rule’s
next iteration and public confusion
about rapidly changing requirements.
Because of these challenges, as
explained further below, the EPA is
requiring that water systems continue to
implement the pre-2021 LCR
requirements between promulgation of
the LCRI and the compliance date of
three years after promulgation. In
addition, the EPA is requiring water
systems to implement the 2021 LCRR
requirements for the initial service line
inventory, notification to persons served
by known or potential LSLs, Tier 1
public notification of lead action level
exceedances, and associated reporting
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requirements (see section V.B of this
preamble for further discussion).
The EPA previously recognized that
the LCRR is an improvement in public
health protection over the LCR,
especially in light of the inventory
requirements of the 2021 LCRR.
Notwithstanding the EPA’s elimination
of certain LCRR compliance deadlines
in the LCRI, the EPA expects greater
health benefits from the LCRI. The
improvement of public health
attributable to the 2021 LCRR compared
to the LCR is based primarily on the
changes to the treatment technique
requirements of LSLR, OCCT, and
public education—actions that occur
over extended periods of time in
response to tap sampling results that
exceed certain thresholds. The EPA
does not expect those projected
improvements from the 2021 LCRR
would have been realized between the
October 16, 2024, compliance date for
the 2021 LCRR and the compliance date
of the LCRI. Moreover, the EPA expects
that, if compliance with the entire 2021
LCRR were required starting October 16,
2024, it would negatively affect water
systems’ abilities to comply with the
LCRI to realize the greater health risk
reduction benefits of the LCRI.
Since LCRI compliance is required in
the third year of the 2021 LCRR
implementation, systems and States
would be simultaneously tasked with
implementation of two different rules at
the same time they are engaged in the
startup activities for the LCRI. The
startup activities for water systems
include reading and training on the rule
to understand its new requirements,
creating a staffing plan, and securing
funds for compliance among other
requirements such as developing a
baseline inventory and service line
replacement plan. The startup activities
for a State include adopting State
regulations, modifying data systems,
and conducting internal and external
training. If water systems are required to
simultaneously implement the entire
2021 LCRR for the first time and prepare
for LCRI compliance, the EPA expects
that it would be beyond the capacity of
water systems, States, and the EPA
where direct implementation occurs,
and therefore, the expected benefits of
one or both rules would not be realized
(see section V.B of this preamble for
further discussion).
Allowing water systems to transition
from compliance with the LCR to
compliance with the LCRI, while
requiring systems to comply with the
2021 LCRR’s initial inventory
requirements in the interim, will result
in more full service line replacements
and, thus, broader and faster health risk
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reduction than if adequate planning for
LCRI compliance did not take place
because of the diversion of scarce
system and State resources towards
short-term implementation of the 2021
LCRR.
F. White House Lead Pipe and Paint
Action Plan and the EPA’s Strategy To
Reduce Lead Exposures and Disparities
in U.S. Communities
The development of the LCRI is a key
action of the Lead Pipe and Paint Action
Plan, released by the Biden-Harris
Administration in 2021 (The White
House, 2021). The aim of the plan is to
mobilize resources from across the
Federal Government through funding
made available from the Infrastructure
Investment and Jobs Act, also referred to
as the Bipartisan Infrastructure Law
(BIL), to reduce lead exposure from
pipes and paint containing lead. The
plan includes a goal of eliminating all
LSLs and remediating lead paint.
In October 2022, the EPA published
the ‘‘Strategy to Reduce Lead Exposures
and Disparities in U.S. Communities’’
(or ‘‘Lead Strategy’’) to ‘‘advance EPA’s
work to protect all people from lead
with an emphasis on high-risk
communities’’ (USEPA, 2022a). This
agency-wide Lead Strategy promotes
environmental justice in communities
challenged with lead exposure and
includes four key goals: (1) reduce
community exposures to lead sources;
(2) identify communities with high lead
exposures and improve their health
outcomes; (3) communicate more
effectively with stakeholders; and (4)
support and conduct critical research to
inform efforts to reduce lead exposures
and related health risks. The LCRI is a
key action within the EPA’s Lead
Strategy and ‘‘reflects EPA’s
commitment to fulfilling the BidenHarris Administration’s historic
commitment of resources to replace lead
pipes and support lead paint removal
under the Lead Pipe and Paint Action
Plan’’ (USEPA, 2022a).
G. Bipartisan Infrastructure Law and
Other Financial Resources
There are a number of pathways for
systems to receive support for LSLR and
related activities, including low- to nocost financing through the Drinking
Water State Revolving Fund (DWSRF);
lead remediation grants under
authorities established by the WIIN Act
and incorporated into SDWA at sections
1459A, 1459B, and 1464; and low-cost
financing from the Water Infrastructure
Finance and Innovation Act (WIFIA)
program. The EPA strongly encourages
water systems to evaluate these
available funding opportunities to
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support LCRI implementation and full
LSLR. Water systems are encouraged to
contact their State’s DWSRF program to
learn about project eligibilities,
requirements, and how to apply for
assistance through the DWSRF.
The BIL appropriated $30.7 billion in
supplemental DWSRF funding over a
five year period and reemphasized the
importance of LSLR under the DWSRF
program by including $15 billion
specifically appropriated for ‘‘lead
service line replacement projects and
associated activities directly connected
to the identification, planning, design,
and replacement of lead service lines.’’
Full service line replacement is an
eligible expenditure under the DWSRF
regardless of the ownership of the
property on which the service line is
located. The BIL LSLR, BIL General
Supplemental, and base program
appropriations can pay for LSLR and
related activities.
The BIL requires that States provide
49 percent of their LSLR and General
Supplemental capitalization grant
amounts as additional subsidization in
the form of principal forgiveness and/or
grants to disadvantaged communities, as
defined under SDWA section
1452(d)(3). Assistance provided as
additional subsidization does not need
to be repaid. If available, additional
subsidization can be used to cover the
cost of customer-side LSLR. State
DWSRF programs are strongly
encouraged to prioritize available
additional subsidization for this
purpose.
In May 2024, the White House
highlighted its efforts to accelerate
progress towards the elimination of
LSLs in the United States (The White
House, 2024a). The President
announced the availability of $3 billion
in funding for LSLR, part of the $15
billion in dedicated BIL DWSRF
funding for LSLR. For example, as part
of this available BIL DWSRF funding,
the President announced $76 million for
LSLR in the State of North Carolina, for
a total distribution of $250 million in
BIL DWSRF to communities in North
Carolina over the first three years of BIL
implementation. In addition, the
DWSRF program is part of the Justice40
Initiative, which has the goal that 40
percent of the overall benefits of certain
Federal investments flow to
disadvantaged communities.
Additionally, several cities demonstrate
the significance of BIL funding in
assisting communities to equitably
replace their LSLs as quickly as feasible.
Pittsburgh, Pennsylvania has received
over $40 million in BIL funding and is
on track to eliminate LSLs in its city by
2026. The City of Milwaukee, Wisconsin
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is receiving over $30 million in BIL
funding for LSLR through the DWSRF,
putting the city on track to replace all
its LSLs within 10 years instead of the
initially estimated 60 years (The White
House, 2024a; 2024b).
Corrosion control planning and
design, LSL inventories and
replacement plans, and associated
capital infrastructure projects are
eligible for DWSRF funding under the
DWSRF General Supplemental
appropriation under the BIL as well as
the DWSRF annual base appropriations.
However, CCT is not an eligible activity
for DWSRF funding from the $15 billion
specifically appropriated in BIL for
LSLR and associated activities. States
may use DWSRF set-aside funds to
assist water systems’ development of
corrosion control strategies and LSL
inventories and replacement plans.
Under the DWSRF, State programs are
authorized to reserve a portion of their
capitalization grants as set-asides that
can be spent on non-infrastructure
purposes. Set-asides can fund State
programs, technical assistance and
training for water utilities (such as
educational opportunities for operators),
and other activities that support
achieving the public health protection
objectives of SDWA. Set-asides taken
from BIL LSLR capitalization grants
must be used to either administer the
capitalization grant or for eligible
projects and activities that meet the
statutory purpose of these LSLR funds.
Activities must be directly connected to
the identification, planning, design, and
replacement of LSLs. Examples of
eligible projects and activities from BIL
LSLR set-aside funds include, but are
not limited to, planning and design for
LSLR; developing or updating service
line inventories; providing technical
assistance, education, and outreach; and
non-routine sampling that is not for
compliance purposes.
The WIIN Act established three
drinking water grant programs
incorporated into SDWA that are
available to support activities to reduce
lead exposures in drinking water. The
Reducing Lead in Drinking Water grant
program awards funding for the
reduction of lead in drinking water in
disadvantaged communities, as defined
under SDWA section 1452(d)(3). This
grant program focuses on two priority
areas: (1) Reduction of lead exposures in
the nation’s drinking water systems
through water infrastructure and
treatment improvements and (2)
reduction of children’s exposure to lead
in drinking water at schools and child
care facilities (USEPA, 2022b). The
Voluntary School and Child Care Lead
Testing and Reduction grant program
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awards funding to States, Territories,
and Tribes to assist local and Tribal
educational agencies in voluntary
testing and remediation for lead
contamination in drinking water at
schools and child care facilities (USEPA
and USHHS, 2023). The Small,
Underserved, and Disadvantaged
Communities grant program awards
funding to States, Territories, and Tribes
to assist public water systems in
underserved, small, and disadvantaged
communities in meeting SDWA
requirements, including the lead and
copper NPDWRs (USEPA, 2021f).
The EPA also administers the WIFIA
program, a Federal credit program, to
accelerate investment in the nation’s
water infrastructure by providing longterm, low-cost supplemental loans for
regionally and nationally significant
projects, including those eligible for
funding through DWSRFs (USEPA,
2023b). The WIFIA program can provide
financial assistance for LSLR projects.
The City of Chicago is using its $336
million WIFIA loan to assist with
replacing LSLs serving single family
homes and small multi-unit buildings
citywide whenever there is a leak or
break on a lead line or when performing
water and sewer main updates. The City
of Philadelphia received a commitment
of over $340 million in WIFIA financial
assistance to upgrade its water system,
including an initial $19.8 million WIFIA
loan that will help modernize critical
infrastructure by replacing
approximately 160 LSLs and 13 miles of
water mains.
The EPA’s water technical assistance
(WaterTA) supports communities to
identify water challenges; develop
plans; build technical, managerial, and
financial capacity; and develop
application materials to access water
infrastructure funding that results in
more communities with applications for
Federal funding, quality water
infrastructure and reliable water
services. The EPA collaborates with
States, Tribes, Territories, communities,
and other key stakeholders to
implement WaterTA efforts. For
example, numerous Environmental
Finance Centers (EFCs) are available to
help underserved communities that
have struggled to access Federal
funding, such as DWSRF funding, to
receive the support they need to access
resources for water infrastructure
improvements, including LSLR. The
EFCs each have their own workplans
and many of them include a focus on
small systems. Additionally, the
Training and Technical Assistance to
Improve Water Quality and Enable
Small PWSs to Provide Safe Drinking
Water grant program provides training
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and technical assistance to small
systems to achieve and maintain
compliance with SDWA. The grant
program serves two main functions for
small PWSs—to build their financial
and managerial capacity to provide safe
drinking water over the long term and
to improve water quality and
sustainable operations.
As part of WaterTA efforts, the EPA
utilized BIL funds to establish the Lead
Service Line Replacement (LSLR)
Accelerators initiative and the Get the
Lead Out (GLO) Initiative. These
initiatives further the EPA’s
administration of the BIL DWSRF
funding for LSLR by helping
underserved communities access funds
from the BIL to accelerate the
replacement of LSLs, which pose risks
to the health of children and families.
In January 2023, the EPA announced
the LSLR Accelerators initiative
(USEPA, 2023c). This pilot initiative
provides targeted technical assistance
services to four States—Connecticut,
Pennsylvania, New Jersey, and
Wisconsin—working with 40
communities across those States in 2023
and 2024. The EPA is providing direct
technical assistance to guide
communities through the process of
LSLR, including support in developing
LSLR plans, conducting inventories to
identify lead pipes, increasing
community outreach and education
efforts, and supporting applications for
Federal funding. In addition to
providing direct technical assistance to
communities, the Accelerators initiative
is supporting these States in
strategically deploying funding from the
BIL for LSLR while developing best
practices that can serve as a roadmap for
other State programs. In light of the
ongoing success of the LSLR
Accelerators pilot, the GLO Initiative
launched in November 2023 to expand
LSLR technical assistance to
approximately 200 communities across
the country. The GLO Initiative will
work with water systems to develop a
roadmap for identification and full
replacement of all LSLs, including
associated activities such as developing
a service line inventory, community
engagement plan, LSL replacement
plan, and a DWSRF application with
active involvement from the
community. The EPA will use the
lessons learned from the GLO
Initiative’s direct technical assistance to
develop tools, best practices, and peer
exchange and learning that help
communities nationwide address
barriers to lead pipe replacement. While
the EPA recognizes external funding
may not be available for all systems, all
systems can benefit from these lessons
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learned. For additional information on
EPA funding, see https://www.epa.gov/
ground-water-and-drinking-water/
funding-lead-service-line-replacement.
For additional information on technical
assistance, see https://www.epa.gov/
water-infrastructure/water-technicalassistance-waterta. In addition, for
information on available funding and
technical resources for lead service line
replacement in small and disadvantaged
communities please see https://
www.epa.gov/sites/default/files/202012/documents/ej_lslr_funding_sourcesfinal.pdf.
In addition to the EPA-administered
funding for service line replacement and
other lead reduction actions, other
Federal programs outside of the EPA
offer significant opportunities to further
support these actions. Examples include
Federal and State funds from the
American Rescue Plan (ARP),
Community Development Block Grant
(CDBG) programs through the U.S.
Department of Housing and Urban
Development (HUD), Rural
Development through the U.S.
Department of Agriculture (USDA), and
the Public Works Program through the
U.S. Department of Commerce
Economic Development Administration
(EDA).
ARP funds are eligible to fund LSLR
as well as replacement of internal
plumbing and faucets and fixtures in
schools and child care centers.
Recipients of the ARP State and Local
Fiscal Recovery Funds budgeted over
$519 million for projects to remediate
lead in drinking water as of April 2024
(USDT, 2024). For example,
Washington, DC, budgeted $30 million
to increase funding available to assist
residents in replacing LSLs to their
homes. Additionally, Buffalo, New
York, will use $10 million to expand its
existing program to remove LSLs in
1,000 additional homes (Department of
the Treasury, n.d.). Following a lead-inwater crisis, the City of Benton Harbor,
Michigan, replaced all its LSLs within
two years using ARP funding (The
White House, 2024a). The City of St.
Paul, Minnesota, received $16 million
in ARP funds which has enabled the
city to target replacement of all LSLs by
2032 at no cost to residents.
HUD CDBG programs support
community development through
activities that address needs, such as
infrastructure, economic development
projects, public facilities installation,
and community centers (USHUD, 2020).
In 2017, North Providence, Rhode
Island, utilized CDBG funding from
HUD to replace customer-side LSLs
(USEPA, 2023d). HUD’s Healthy Homes
Production grant program and Healthy
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Homes Supplements to HUD’s Lead
Hazard Reduction grant programs are
available to address a wide range of
housing-related hazards including LSLR
(USHUD, 2023).
USDA Rural Development provides a
variety of grant and loan programs to
rural communities, organizations,
businesses, and individuals to finance
infrastructure repair and replacement,
including LSLR (USEPA, 2020b). The
EDA Public Works Program supports
physical infrastructure improvements in
economically distressed communities
(USEPA, 2020b).
States are using the available Federal
funding sources as well as providing
their own funding to support LSLR. As
of February 2023, Illinois EPA has
provided almost $89 million for LSLR
(IEPA, 2023). Illinois EPA’s DWSRF is
providing funding to numerous systems’
LSLR projects, including over $4
million in funding for the City of
Sycamore and $3.9 million for the City
of Batavia (IEPA, 2023). Other States are
also providing funding for LSLR. New
York’s LSLR Program received $20
million in State funding in 2017 and an
additional $10 million in 2019 for
communities meeting specific eligibility
characteristics, including income,
measured blood lead levels, and age of
homes (NYDOH, 2019). The State of
Minnesota approved $240 million for
replacing LSLs, mapping and inventory
activities, and informing residents about
the benefits of LSLR. The funding was
used to establish an LSLR grant
program, where the awarded grants
must cover 100 percent of the cost of
replacing the customer’s portion of an
LSL and prioritize replacing LSLs that
are an imminent threat to public health
and safety, areas with children, lowerincome residents, and where
replacements will provide the most
efficient use of the grant funding (such
as in coordination with main
replacement) (State of Minnesota, 2023).
The funding will be available beginning
in 2024 until June 30, 2033, which
corresponds to the year the State has set
as their official goal for replacing all
LSLs (State of Minnesota, 2023).
Regional authorities, like the
Massachusetts Water Resources
Authority (MWRA), are also providing
funding to support LSLR. MWRA
provided $100 million in loan funds for
LSL investigation and replacement
projects in their metropolitan Boston
communities (MWRA, 2023).
The EPA developed ‘‘Strategies to
Achieve Full Lead Service Line
Replacement,’’ which is a guidance
document that discusses funding
sources including additional ways
systems have financed full LSLR
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(USEPA, 2019a). For example, the City
of Green Bay, Wisconsin, used funding
from a stadium tax to fund customerside LSLR (USEPA, 2019a). The EPA
also developed ‘‘Funding and Technical
Resources for Lead Service Line
Replacement in Small and
Disadvantaged Communities,’’ which is
a guide to help small and disadvantaged
communities identify potential Federal
funding sources and technical
assistance for LSLR (USEPA, 2020b).
H. Lead Exposure and Environmental
Justice, Equity, and Federal Civil Rights
1. Environmental Justice
Stakeholder feedback and the EPA’s
environmental justice analysis informed
the agency’s understanding of how the
LCRI could affect communities with
environmental justice concerns. As
described in section IV.C of the LCRI
proposal (88 FR 84898, USEPA, 2023a),
the EPA developed the proposed
revisions after engaging with
community stakeholders in cities with
concerns about lead in drinking water
during the LCRR review and by holding
two public listening sessions on the
topic of environmental justice to
support the LCRI rulemaking. The EPA
also prepared an environmental justice
analysis for the proposed rule to inform
the EPA’s understanding of how the
proposed LCRI could impact
communities with environmental justice
concerns (USEPA, 2023e).
The EPA is finalizing requirements
that are anticipated to achieve more
equitable human health protection
outcomes, especially in how service line
replacement programs are planned and
implemented. For example, the LCRI
has a requirement for water systems to
make their service line replacement
plans publicly accessible to inform their
communities about how they will
prioritize service line replacement (see
section IV.C of this preamble). The
rule’s requirements will also help to
ensure that communication about the
replacement program and the risks of
lead in drinking water are more
accessible to all consumers including
individuals with limited English
proficiency. See section V.B.9 of the
proposed LCRI for further discussion
(88 FR 84927, USEPA, 2023a). In
addition, as discussed in the previous
section, Federal funds are available to
support equity including BIL funds that
require that States provide 49 percent of
their LSLR and General Supplemental
capitalization grant amounts as
additional subsidization in the form of
principal forgiveness and/or grants to
disadvantaged communities, as defined
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under SDWA 1452(d)(3) (see section
III.G of this preamble).
2. Applicability of Federal Civil Rights
Laws
The EPA enforces and ensures
compliance with Federal civil rights
laws that together prohibit
discrimination on the bases of race,
color, national origin (including limitedEnglish proficiency), disability, sex and
age, respectively title VI of the Civil
Rights Act of 1964 (title VI), section 504
of the Rehabilitation Act of 1973
(section 504), title IX of the Education
Amendments of 1972 (title IX), section
13 of the Federal Water Pollution
Control Act Amendments of 1972
(section 13), and the Age Discrimination
Act of 1975. The EPA’s
nondiscrimination regulations at 40 CFR
parts 5 and 7 implement these Federal
civil rights statutes and contain
important civil rights requirements for
applicants and recipients of EPA
financial assistance.
All applicants for and recipients of
EPA financial assistance have an
affirmative obligation to comply with
these laws, as do any subrecipients of
the primary recipient, and any
successor, assignee, or transferee of a
recipient, but excluding the ultimate
beneficiary of the assistance.
The Federal civil rights laws prohibit
discrimination based on race, color,
national origin (including limitedEnglish proficiency), disability, sex, and
age in any program or activity of
applicants for and recipients of EPA
financial assistance. Accordingly, water
systems that apply for or receive EPA
financial assistance must take
reasonable steps to provide meaningful
access to their programs and activities to
individuals with limited-English
proficiency. Recipients must provide
individuals with disabilities an equal
opportunity to participate in or benefit
from their programs and activities.
When developing service line
replacement plans, water systems that
are recipients or subrecipients of EPA
financial assistance must ensure
compliance with Federal civil rights
laws and the EPA’s nondiscrimination
regulations. As a best practice,
recipients may consider including as
one component of such a plan an
analysis of the demographic data that
recipients of EPA financial assistance
are required to collect under 40 CFR
7.85(a). The EPA encourages water
systems to engage with local
community-based organizations and
community members about the service
line replacement process and in the
development of the service line
replacement plan. The EPA also
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encourages States to consider if any
State law or regulation may create
barriers that could lead to challenges for
water systems to meet their obligations
under Federal civil rights laws and the
EPA’s nondiscrimination regulations.
To support this effort, the LCRI has a
special primacy requirement for States
to identify any potential barriers to full
service line replacement, which is
discussed further in section V.C of this
preamble.
IV. Final Revisions to 40 CFR Part 141,
Subpart I, Control of Lead and Copper
A. Regulatory Approach
Section 1412(b)(7)(A) of SDWA
authorizes the United States
Environmental Protection Agency (EPA)
Administrator ‘‘to promulgate a national
primary drinking water regulation that
requires the use of a treatment
technique in lieu of establishing an
MCL, if the Administrator makes a
finding that it is not economically or
technologically feasible to ascertain the
level of the contaminant’’ (42 U.S.C.
300g–1(b)(7)(A)). In the 1991 Lead and
Copper Rule (LCR), the EPA evaluated
the best information available at the
time consistent with the statutory
standard and determined that lead and
copper met the criteria for establishing
a treatment technique rule. For the Lead
and Copper Rule Improvements (LCRI),
the EPA is again finding, as it has
consistently done since 1991, that an
MCL for lead is not feasible because ‘‘it
is not feasible to ascertain the level of
the contaminant’’ within the meaning of
the Act. While it is economically and
technologically feasible to detect the
presence and/or amount of lead in a
water sample, it is not feasible to
ascertain the level of lead such that the
EPA can set an MCL within the purpose
of the statute: i.e., a level of lead
applicable to the entire system that
accurately reflects both consumers’
exposure to the contaminant and the
public water system’s contribution to
that exposure or ability to control it.
Specifically, as described in more
detail below, the EPA considered
whether the level of lead and copper
can be ascertained at the tap, whether it
was possible to determine single
national numerical standards for lead
and copper at the tap that is reflective
of the effectiveness of treatment applied
by water systems, and the feasibility of
establishing MCLs for lead and copper
when lead and copper are present in
both water systems’ distribution system
and building premise plumbing. In
making this finding, the EPA conducted
a new analysis of the issue by reevaluating the information and data and
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analyses underlying the EPA’s
conclusion in the 1991 LCR and
evaluating the new information and data
available since the 1991 LCR was
promulgated.
The primary rationale for
promulgating the LCR as a treatment
technique rule was due to the nature of
lead and copper contamination. As the
EPA described in 1991, and is still
accurate today, lead and copper do not
generally occur in source water, but
instead are introduced in drinking water
by the corrosive action of water in
contact with plumbing materials
containing lead and copper. These
sources of lead and copper were and
continue to be present in both the water
system’s distribution system and in
plumbing materials in homes, as
discussed further below. In 1991, the
EPA explained that lead and copper
levels at the tap can be highly variable
‘‘due to many factors including the
amount of lead and copper in the
resident’s plumbing or in the PWS’s
distribution system . . . temperature,
age of plumbing components, chemical
and physical characteristics of
distributed water, and the length of time
water is in contact with those materials’’
(56 FR 26473, USEPA, 1991). The EPA
noted that while it is feasible to
accurately measure the level of lead or
copper in an individual sample, the
inherent variability across sites and
systems makes it ‘‘technologically
infeasible to ascertain whether the lead
or copper level at a tap at a single point
in time represents effective application
of the best available treatment
technology’’ (53 FR 31527, USEPA,
1988). The EPA discussed how if the
agency were to select an MCL, it must
be ‘‘as close as feasible’’ to the
maximum contaminant level goal
(MCLG) in accordance with the
statutory standard. The EPA analyzed
lead and copper tap sampling data to
determine if there is a ‘‘precise level [of
lead] at the tap’’ that could be feasibly
met by large water systems if they were
to apply treatments representing best
available technology to the water
systems themselves (56 FR 26473,
USEPA, 1991). The EPA found that even
when minimizing some of the sources of
variability (e.g., the time the water is in
contact with the plumbing materials,
age and type of plumbing material), lead
and copper levels still varied
considerably. Lead and copper levels
varied at the same system both before
and after the application of corrosion
control treatment (CCT), between
different systems, and between
individual homes within the same
system (56 FR 26473–26475, USEPA,
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1991). The EPA concluded that because
of the sources of variability described
above, there is no precise level that
would be generally considered
‘‘feasible’’ based upon application of
best available treatment in all water
systems and further found that the level
that is as close as ‘‘feasible’’ to an MCLG
would vary in systems throughout the
country based on the sources of lead
and copper, the corrosivity of the water,
and how the water chemistry responds
to CCT (56 FR 26473, USEPA, 1991).
Second, in the development of the
1991 LCR the EPA explained that an
additional challenge for establishing
MCLs for lead and copper was that
much of the lead and copper sources are
privately owned and/or are outside of
the control of the public water system
(PWS), such as premise plumbing.
During the development of the 1991
LCR, the EPA received comments
stating that by ‘‘only establish[ing]
MCLs for lead and copper for the water
as it leaves the control of the public
water system’’ (56 FR 26472, USEPA,
1991), and therefore monitoring for
compliance in the distribution system
(e.g., the entry point to the distribution
system), could the EPA reduce some of
the variability associated with lead and
copper levels and address the problem
of water system responsibility for
conditions outside of their control.
However, the agency determined that
setting an MCL for lead and copper at
the point the water leaves the control of
the PWS would be inconsistent with the
Safe Drinking Water Act (SDWA)
definition of an MCL as ‘‘the maximum
level allowed of a contaminant in water
which is delivered to any user of a
public water system.’’ Specifically, the
EPA reasoned that MCLs for lead and
copper would have to be assessed with
monitoring at customers’ taps to
accurately represent the level of the
contaminants in drinking water
delivered to the user, noting that, ‘‘EPA
has established monitoring
requirements for inorganic and organic
contaminants that require monitoring in
the distribution system because this is
easier and provides just as accurate an
assessment of tap levels as tap sampling
itself’’ (56 FR 26478, USEPA, 1991). In
contrast, the EPA determined that
monitoring for lead and copper in the
distribution system for compliance with
MCLs ‘‘would not adequately protect
the public from lead and copper
introduced by the interaction of
corrosive water delivered by the PWS
with lead and copper-bearing materials
in the homeowners’ plumbing’’ (56 FR
26472–26473, USEPA, 1991). Despite
the fact that some lead and copper
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sources may be outside the control of
the water system, including premise
plumbing sources, the EPA determined
that ‘‘public water systems can affect, at
least to some degree, water tap lead and
copper levels through adjustment of the
corrosivity of water delivered by the
water system’’ (56 FR 26473, USEPA,
1991). However, as explained in the
1991 LCR rulemaking, due to the factors
described above (e.g., variability of lead
and copper in drinking water, treatment
effectiveness, and sources of lead and
copper), water systems can affect
drinking water corrosivity, but not in a
manner that would make it technically
feasible to set an MCL applicable to all
systems. As explained above, the EPA is
reaffirming that it is not feasible to
ascertain the level of lead such that the
EPA can set an MCL within the purpose
of the statute: i.e., a level of lead
applicable to the entire system that
accurately reflects both consumers’
exposure to the contaminant and the
public water system’s contribution to
that exposure or ability to control it.
Third, the EPA reasoned in the 1991
rulemaking that the definition of a PWS
under SDWA precludes the agency from
promulgating a ‘‘regulation that holds a
[public water system] liable for
conditions that are beyond its control’’
(56 FR 26476, USEPA, 1991). In the
1991 rulemaking, the EPA posited that
an MCL would not be considered
‘‘feasible’’ if a significant number of
water systems would be in
noncompliance due to conditions
outside of their control, such as lead
exposures from customer’s premise
plumbing within buildings. The EPA
contemplated an alternative approach of
establishing MCLs that would meet the
statutory standard for an MCL in SDWA
section 1412(b)(4)(B) and
1412(b)(4)(D)—‘‘as close to the
maximum contaminant level goal as is
feasible’’—i.e., ‘‘feasible with the use of
the best available technology, treatment
techniques and other means which the
Administrator finds, after examination
for efficacy under field conditions and
not solely under laboratory conditions,
are available (taking cost into
consideration.)’’ The resulting MCLs
would need to be high enough to enable
most systems to meet them after
installing treatment (while accounting
for the variability of lead and copper
levels that would persist after treatment
installation, given the sources of lead
and copper). However, the EPA found
that such an approach would lead ‘‘to
unnecessarily high exposures of
significant segments of the population’’
and noted that systems below this
higher MCL ‘‘would not be required to
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install any treatment to be in
compliance’’ (56 FR 26477, USEPA,
1991). Therefore, the EPA concluded
that such an approach would be
inconsistent with the objective of the
statute to prevent ‘‘known or anticipated
adverse effects on the health of persons
to the extent feasible’’ (SDWA 1412
(b)(7)(A)). As explained above, the EPA
is reaffirming that it is not feasible to
ascertain the level of lead such that the
EPA can set an MCL within the purpose
of the statute.
Considering the above facts, analyses,
and statutory requirements, the EPA
concluded that it was not feasible to set
MCLs for lead and copper and
promulgated the 1991 LCR that is
comprised of four treatment techniques:
CCT, source water treatment, lead
service line replacement (LSLR), and
public education. As described in
section III.C of this preamble, the EPA
introduced action levels for lead and
copper to implement the treatment
technique requirements in the rule. The
action levels are not based on a level of
exposure but rather are designed to
determine the systemwide effectiveness
of corrosion control and are compared
to the 90th percentile of lead and copper
samples collected from consumer taps
to determine if the water system must
take actions under the rule. In 1991, the
EPA explained how the action levels are
not MCLs, and they do not function as
MCLs (56 FR 26488, USEPA, 1991). For
more information about action levels,
including the lead action level the EPA
is finalizing in the LCRI and the EPA’s
determination about why an action level
was not an MCL under the LCR and is
still not an MCL under the final LCRI,
see section IV.F.4 of this preamble.
The EPA’s 1991 decision to
promulgate a treatment technique rule
for lead was challenged and upheld by
the D.C. Circuit Court of Appeals
(American Water Works Association v.
EPA (AWWA), 40 F.3d 1266, 1270–71
(D.C. Cir. 1994)). Because the Court
agreed with the EPA’s analysis,
described above, that it is not feasible to
ascertain the level of lead in drinking
water, the Court upheld the EPA’s
decision not to implement an MCL for
lead (AWWA, F.3d 1266, 1270–71).
As described in the proposed LCRI,
the EPA re-evaluated whether a
treatment technique rule in lieu of an
MCL is consistent with the statute. As
part of the agency’s analysis, the EPA reevaluated the information considered
and conclusions made in promulgating
the LCR in 1991, in addition to the best
information and data available in more
than 30 years since the LCR was
promulgated, including from
stakeholder feedback received during
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the LCRR review. Based on the analysis
conducted, the EPA has determined that
information and factors consistent with
SDWA that cause lead and copper
variation identified in the 1991 LCR and
supported in the 2021 LCRR continue to
apply today. Therefore, the EPA is
finding that it is not feasible to ascertain
the level of the contaminant and the
EPA thus is not establishing MCLs for
lead and copper. The EPA received
comments stating that the EPA must
promulgate an MCL for lead, as
described below. However, commenters
did not raise any new arguments that
change the agency’s analysis and
understanding of this issue. For the final
LCRI, the EPA is reaffirming the
findings and rationale presented in the
proposed LCRI (88 FR 84907–84910,
USEPA, 2023a) and as discussed below.
New information available since the
1991 LCR continues to show that the
variability of lead and copper levels
make it infeasible to ascertain the level
of the contaminant, and any level that
could be feasibly set would not provide
the protection from lead exposure that
can be provided by the treatment
technique. Several reasons contribute to
the EPA’s determination on lead and
copper variation supporting the use of a
treatment technique. First, as noted in
the LCR, ‘‘lead release can be
unpredictable over time and across
households, can originate from many
sources owned by the water system and
the customer, can vary based on the
sample technique used, and can be
affected by customer water use habits’’
(53 FR 31527, USEPA, 1988). Studies
continue to show that the levels of lead
and copper measured at the tap after
treatment are variable due to several
factors including, but not limited to, the
amount of lead in any individual site’s
plumbing, the age of plumbing
components, the physical and chemical
characteristics of the water, the length of
time water is in contact with material,
and consumer water use patterns
(Triantafyllidou et al., 2021). Studies
show that lead levels can widely vary at
a single site depending on the sampling
protocol (Del Toral et al., 2013; Lytle et
al., 2019; Lytle et al., 2021; Masters et
al., 2021; Triantafyllidou et al., 2015).
For example, Del Toral et al. (2013)
showed that there was significant
variability in lead concentrations from
water samples collected at the same site
as well as among different lead service
line (LSL) sites across Chicago, Illinois.
The EPA’s analysis of 2019 State of
Michigan Lead Tap Monitoring Data as
part of the 2021 LCRR (see docket item
no. EPA–HQ–OW–2017–0300–1617)
also demonstrated variability among
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collected water samples grouped by
combinations of LSL status, CCT status,
and liter sampled (USEPA, 2020c,
Exhibit F–4). Even when using the same
sampling protocol, variation in lead at a
single site can still occur due to water
use patterns and highly variable release
of particulate lead (Clark et al., 2014;
Masters et al., 2016; Xie and Giammar,
2011).
As described in the proposed LCRI,
the EPA analyzed lead data from the
dataset collected for the Six-Year
Review 4 (2012 to 2019) for systems
with different characteristics (e.g., CCT
and LSL status) to further evaluate how
lead and copper levels at the tap can
vary. The EPA used the Federal version
of the Safe Drinking Water Information
System (SDWIS/Fed) (2012 to 2020)
data and information on LSL status to
select a subset of 7,161 systems with
identified CCT and LSL status (USEPA,
2023a). The EPA conducted a similar
analysis to the one used for the 1991
LCR, by evaluating the magnitude of
difference between two points in the
distribution (i.e., the ratio of the 90th
percentile and 50th percentile) as a
measure of variability (56 FR 26474,
USEPA, 1991). The results of the
analysis developed for the LCRI show
high variability across systems for both
lead and copper. Lead and copper levels
vary both between systems, and at the
same system across various years,
regardless of CCT and LSL status. In
some cases, systems had some tap
samples with high levels of lead and
copper and other samples where no
concentrations were detected. This
information confirms that lead and
copper variability persist at the tap in
water systems across the nation. See
Exhibits 2 and 3 of the LCRI proposal
for results and additional details (88 FR
84907–84908, USEPA, 2023a).
Commenters did not dispute that lead
and copper levels are variable at the tap.
Second, the conditions of plumbing
materials also continue to vary from
water system to water system, and from
site to site within a water system, such
that lead in drinking water continues to
be subject to high levels of variability.
Studies have shown that LSLs are the
predominant contributor of lead in
drinking water where they are present.
A study published by the American
Water Works Association (AWWA)
Research Foundation found that LSLs
contribute an estimated 50 to 70 percent
of the mass of lead at the tap for sites
served by LSLs (Sandvig et al., 2008).
Another study found that removal of
LSLs resulted in an average reduction of
lead content at the tap by 86 percent
(Lytle et al., 2019). However, while
removal of LSLs is critical to reducing
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lead in drinking water, premise
plumbing materials also continue to be
a source of lead in drinking water
(Elfland, 2010; Kimbrough, 2007;
Rockey et al., 2021). In addition,
premise plumbing materials can be a
source of particulate lead. For example,
brass particles and lead solder particles
were identified as the cause of severe
tap water contaminations during three
field investigations in North Carolina
and Washington, DC (Triantafyllidou
and Edwards, 2012). This means that
even where systems remove all LSLs,
CCT must be continued because of the
lead and copper sources that will
remain in the premise plumbing of
consumers’ homes and other buildings
(USEPA, 2020c), and in lead connectors.
Systems without LSLs can exceed the
lead action level, for example, due to
the corrosion of premise plumbing
containing lead. Under the 2021 Lead
and Copper Rule Revisions (LCRR), the
EPA estimated between 2.3 and 4.7
percent of community water systems
(CWSs) without LSLs will exceed the
current lead action level of 0.015 mg/L
(USEPA, 2020d, chapter 3, Exhibit 3–
25). Thus, the factors that cause lead
and copper variation will continue to
exist.
Third, despite changes to the
allowable amount of lead in ‘‘lead free’’
plumbing, many older buildings can
still be a source of lead. Some
commenters asserted that LSLs have
overtaken household plumbing as the
dominant source of lead contamination
due to the revised ‘‘lead free’’ standard.
However, these commenters
misconstrue SDWA section 1417
requirements. SDWA section 1417
prohibits the use of any pipe, any pipe
or plumbing fitting or fixture, solder, or
flux in the installation or repair of any
PWS or in plumbing in a residential or
nonresidential facility that provides
water for human consumption that is
not ‘‘lead free’’ as defined in section
1417(d). The 2011 Reduction of Lead in
Drinking Water Act revised the
definition of ‘‘lead free’’ in SDWA
section 1417(d) from eight percent to a
weighted average of 0.25 percent,10
lowering the amount of lead that may be
in plumbing materials used in repairs or
new installations starting in 2014. The
EPA’s Lead Free Rule (85 FR 54236,
USEPA, 2020c) requires third-party
certification for new plumbing products
10 The term ‘‘lead free’’ provided here is defined
under SDWA section 1417(d) as follows: ‘‘[T]he
term ‘lead free’ means—(A) not containing more
than 0.2 percent lead when used with respect to
solder and flux; and (B) not more than a weighted
average of 0.25 percent lead when used with respect
to the wetted surfaces of pipes, pipe fittings,
plumbing fittings, and fixtures.’’
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as of September 1, 2023. However,
SDWA section 1417 does not require
anyone to replace previously installed
plumbing materials that are not ‘‘lead
free’’ as currently defined, and many
buildings in the U.S. were constructed
prior to 2014. Accordingly, the revisions
to the ‘‘lead free’’ definition alone do
not change the prevalence of legacy lead
sources. Further, even products that
meet the new definition of ‘‘lead free’’
may contain trace amounts of lead that
can leach into drinking water (42 U.S.C.
300g–6(d)(1)). Therefore, premise
plumbing in these buildings will
continue to be a source of lead in
drinking water. As illustrated both in
peer-reviewed studies and through
reported compliance data, lead levels
vary at single sites over time, between
sites within a system, and between
systems, both for systems with and
without LSLs and CCT.
Some commenters asserted that the
agency’s reasons for not setting an MCL
for lead are inconsistent, stating that the
EPA’s primary rationale is based on not
holding water systems responsible for
sources of lead not owned by the water
system while including provisions in
the 2021 LCRR and the LCRI for LSLs
that apply regardless of water system
ownership (e.g., service line inventory,
service line replacement, and tap
sampling requirements). This argument
misconstrues the comprehensive set of
reasons for the EPA’s decision to not set
an MCL for lead. In deciding whether to
set an MCL for a particular contaminant
or set a treatment technique rule, the
primary focus of the statutory analysis
is not on who is ‘‘responsible’’ for the
sources of lead in drinking water, but
whether it is feasible to ascertain the
level of lead in drinking water. As
described above, the variability of lead
and copper levels make it
‘‘technologically infeasible to ascertain
whether the lead or copper level at a tap
at a single point in time represents
effective application of the best
available treatment technology’’ (53 FR
31527, USEPA, 1988). While premise
plumbing is a contributor to lead and
copper at the tap, the EPA found, and
continues to find, that the quality of
water delivered to customers can be
controlled by systems regardless of
whether the system physically controls
all lead sources and that ‘‘water systems
can affect, at least to some degree, water
tap lead and copper levels through
adjustment of the corrosivity of water
delivered by the system’’ (56 FR 26473,
USEPA, 1991). For example, studies
indicate that CCT can reduce drinking
water lead levels at the tap (Cardew,
2009; Hayes et al., 2008; Tully et al.,
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2019). However, while water systems
can affect drinking water corrosivity,
they cannot do so in a way that allows
the EPA to set an MCL due to factors
such as variability of lead and copper in
drinking water, treatment effectiveness,
and the sources of lead and copper as
discussed above. Additionally, if the
EPA were to establish an MCL despite
these factors, it would be based on the
principle that the MCL would set a level
that could be met by most systems
(taking into account variability in tap
levels among systems after treatment),
resulting in a level too high to be health
protective as water systems below this
high level would not be required to take
any actions. Therefore, a treatment
technique rule for lead and copper is
also more health protective than an
MCL would be.
Some commenters claimed that,
because the LCR requires water systems
to conduct tap sampling and take
actions based on action levels, the EPA
has found it feasible to ascertain lead
levels for the purposes of a treatment
technique, and therefore the EPA must
set an MCL for lead. The EPA notes that
the ability to accurately measure the
level of a contaminant in a single
sample is not equivalent to finding that
it is ‘‘feasible to ascertain the level of
the contaminant’’ for purposes of
establishing a rule that prevents lead
exposure consistent with SDWA. The
measurement of lead or copper in a
single sample alone does not indicate
the extent of corrosion of lead and
copper from plumbing materials (53 FR
31527, USEPA, 1988). As noted above,
the EPA found that there is no precise
level of lead at the tap that can be
achieved through application of the best
available treatment due to the high
variability of lead at the tap. The EPA
has also demonstrated that the key
factors that led to the agency
establishing a treatment technique rule
for lead and copper still apply today.
Therefore, it is not feasible to ascertain
the level of lead for the purposes of
establishing an MCL.
Additionally, the EPA notes that these
commenters misconstrue the difference
between the action level and an MCL.
Due to the factors described above, the
lead action level is not a precise
statistical analysis of the effectiveness of
treatment, but rather is a general
screening level developed for use as a
tool to simplify and enable
implementation of the CCT treatment
technique (see section IV.F.4 of this
preamble for discussion of how the
action level was developed). One key
difference between action levels and
MCLs is that exceeding an action level
alone is not a violation of the rule, but
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rather a system is in violation if it fails
to take required actions following an
action level exceedance. While the lead
action level is a numerical value, it is
not equivalent to an MCL either in
function or in terms of how it is derived
(56 FR 26488, USEPA, 1991).
Some commenters claimed that the
EPA has established MCLs for other
drinking water contaminants, such as
disinfection byproducts (71 FR 388,
USEPA, 2006), and that EPA has stated
that such contaminants are similarly
prone to sampling variability. However,
the preamble for the Stage 2
Disinfectants and Disinfection
Byproducts Rule does not suggest that
disinfection byproduct sampling is
subject to the same level of sampling
variability as lead sampling or that
disinfection byproducts are so affected
by sampling variability that it impacts
the ability of water systems to
accurately ascertain disinfection
byproduct contamination from water
samples (71 FR 388, 394, USEPA, 2006).
Specifically, there is no discussion of
the disinfection byproduct levels
measured in the distribution systems
and used for compliance as being
unrepresentative of the levels in water
delivered to consumers at the tap.
Disinfection byproduct levels can vary
based on factors such as residence time
in the system, pipe diameter, location
where disinfectants are added, and
water temperature (71 FR 394, USEPA,
2006). Water systems are required to
sample at different sites across the
distribution system to account for this
variability. However, the greater
variability in lead and copper materials
from sampling site to sampling site and
the lead and copper levels in water at
individual taps within the system is one
difference between the lead and copper
and the disinfection byproduct rules.
While both rules require systems to
evaluate water quality within the
distribution system, due to the reasons
stated above, the LCR also requires
sampling at consumer taps, which is
inherently variable across sites due to
factors including differences in premise
plumbing within homes. Sampling in
the distribution system for lead and
copper would not be representative of
the levels of lead and copper at the tap.
Put simply, there is no indication that
the level of purported sampling
‘‘variability’’ associated with
disinfection byproducts can be
reasonably compared to that of lead
contamination in drinking water.
Another critical distinction between
lead and disinfection byproducts is that,
unlike lead, disinfection byproducts
arise from water systems disinfecting
the water supply. Water systems
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introduce disinfectants, such as chlorine
and chloramine, into the drinking water
supply (71 FR 394, USEPA, 2006).
These disinfectants interact with
organic and inorganic material in source
waters to form disinfection byproducts.
Water systems can control and account
for the formation of disinfection
byproducts, such as through source
water treatment to reduce precursors
(e.g., total organic carbon) that can lead
to disinfection byproduct formation
when these precursors come into
contact with disinfectants. On the other
hand, lead is rarely found in source
water (86 FR 4231, USEPA, 2021a) and
instead enters drinking water through
corrosion in lead pipes and fixtures,
sometimes from lead pipes and fixtures
outside the direct control of the water
system. As such, there is no
inconsistency between regulating
disinfection byproducts through an
MCL while finding that a treatment
technique is necessary for lead.
Considering the above information
and analysis, the EPA is determining
that the same conditions that prompted
the agency to promulgate a treatment
technique rule for lead and copper in
1991 still exist today and justify
continued use of a treatment technique
rule for regulating lead and copper. This
includes the nature of lead
contamination, where much of the lead
in drinking water continues to originate
in the distribution system and from
sources outside the control of water
systems (e.g., premise plumbing), the
condition and composition of water
systems’ plumbing and distribution
system varying from system to system,
and the variability of lead and copper
levels at the tap. In addition to finding
that it is not feasible to set an MCL for
lead and copper at the tap, the EPA also
notes the benefit of a treatment
technique. As noted above, the EPA can
set requirements that compel the system
to take various actions to reduce
exposure to lead in drinking water,
while an MCL would not compel action
until, and unless, the MCL is exceeded
(USEPA, 2020b). The EPA is prohibited
from requiring a specific treatment
when promulgating an MCL (see SDWA
section 1412(b)(4)(E)). For example, the
agency would not be authorized to
require all water systems to conduct
mandatory service line replacement or
some of public education requirements
as part of an MCL rule.
The conditions that led the agency to
make the findings necessary to
promulgate a treatment technique rule
for lead and copper in 1991 still apply
and are supported by an evaluation of
the best information and data available
since the LCR was promulgated. For
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these reasons, the agency is continuing
to regulate lead and copper through four
treatment techniques: (1) service line
replacement, (2) CCT, (3) public
education, and (4) source water
treatment.
B. Service Line Replacement
1. Overview
There is no safe level of lead in
drinking water. More than 30 years after
the EPA promulgated the 1991 LCR, the
use of lead and galvanized requiring
replacement (GRR) service lines to
deliver water poses a continual threat of
significant adverse health effects. Where
present, LSLs are the most significant
source of lead in drinking water. Even
when water systems with lead and GRR
service lines have implemented optimal
corrosion control treatment (OCCT),
lead can still be released from these
service lines. In addition, improper
implementation of tap sampling and
OCCT requirements in the LCR has
resulted in significant increases in lead
levels that are unaddressed and cause
increased exposure to lead in drinking
water for consumers in multiple water
systems. As a result, this final rule
modifies the National Primary Drinking
Water Regulation (NPDWR) for lead by
mandating service line replacement of
lead and GRR service lines regardless of
tap sampling results or corrosion control
efforts.
The final LCRI requires mandatory
replacement of both lead and GRR
service lines. Under the 2021 LCRR,
galvanized service lines that currently
are or ever were downstream of lead or
unknown service lines are considered to
be ‘‘galvanized requiring replacement’’
service lines (§ 141.2) because the risk of
high lead levels from these service lines
is comparable to that of LSLs. Where the
system is unable to demonstrate that a
galvanized service line ‘‘never was’’
downstream of an LSL, it must
categorize the service line as GRR.
Galvanized service lines downstream of
a lead connector are not required to be
replaced because the risk is not as
significant.
The final rule requires replacement of
the entire service line, such that no
portion of a lead or GRR service line
remains. Partial lead or GRR service line
replacements do not prevent known or
anticipated adverse health effects and
may cause adverse health effects;
however, water systems may, in limited
circumstances, need to conduct partial
service line replacements as part of an
emergency repair or to facilitate the
completion of planned infrastructure
work (separate from service line
replacement activities, such as water
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main replacement) that would disturb
the service line. Accordingly, the rule
(1) prohibits water systems from
conducting a partial lead or GRR service
line replacement, except in the
mentioned limited circumstances, and
(2) requires water systems that conduct
partial service line replacement to
comply with notification requirements
and other measures to mitigate the
potential increased levels of lead as a
result of the partial replacement (section
IV.B.5).
The EPA is authorized to promulgate
NPDWRs for PWSs and not for
individual property owners. Under
SDWA, a PWS is defined to include
service lines (‘‘distribution facilities’’) if
they are ‘‘under control’’ of the operator
of the PWS and ‘‘used primarily in
connection with’’ the system (SDWA
section 1401(4)(A)). Therefore, the
requirement in the final LCRI for PWSs
to fully replace lead and GRR service
lines applies only to service lines
‘‘under control’’ of the operator of the
PWS and ‘‘used primarily in connection
with’’ the system (section IV.B.3).
Where a water system has access (e.g.,
legal access, physical access) to conduct
full service line replacement, the service
line is under its control, and the water
system must replace the service line.
The LCRI does not delineate or establish
the criteria for determining whether a
system has access to conduct full
service line replacement; that
determination is governed by State or
local law or water tariff agreements. The
LCRI does not presume that customer
consent is required for a system to gain
access to conduct full service line
replacement, yet the final rule
recognizes that customer consent may
be a prerequisite for access in some
States and municipalities because, in
some cases, service lines may only be
under control of the water system when
the customer provides consent to
replace the customer-owned portion of
the line. For that reason, where property
owner consent is required under State
or local law, the LCRI requires that the
water system at a minimum make a
‘‘reasonable effort’’ (four attempts) to
obtain property owner consent, and if
the customer does not consent to the
replacement, the system is not required
to make further attempts to gain access
to replace the service line until there is
a change in property ownership.
The final LCRI establishes a deadline
for water systems to complete their
service line replacement program within
10 years (section IV.B.6), unless the
State sets a shorter deadline for the
system (section IV.B.7) or the system is
eligible and plans to use a deferred
deadline (section IV.B.8). The EPA
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determined that a 10-year replacement
deadline is feasible for the vast majority
of water systems. However, the number
and proportion of service lines requiring
replacement can vary significantly
among systems, making it difficult to
identify a single deadline that
represents the fastest feasible rate of
replacement for all systems across the
nation. In recognition of the strong
possibility that some systems may be
able to replace all of their lead and GRR
service lines on a faster schedule, and
to ensure that the rule meets the
statutory standard for a treatment
technique rule to ‘‘prevent known or
anticipated adverse effects on the health
of persons to the extent feasible’’
(SDWA section 1412(b)(7)(A)), the rule
requires the State to set a shortened
deadline if the State determines an
earlier replacement deadline is feasible
for the system.
On the other hand, to ensure that the
rule’s service line replacement deadline
is not infeasible for a large number of
systems, the final rule includes a
pathway for a water system to defer its
replacement deadline if the system
meets specific threshold criteria
established in the rule, while also
requiring that the State periodically
evaluate whether the deferred deadline
and associated replacement rate the
system identifies are the fastest feasible.
Systems on a deferred deadline must
regularly provide their State with
information on the deadline and rate
they consider as the fastest feasible to
support their continued eligibility for a
deferred deadline, and the State must
periodically approve the system’s
continued use of the deferred deadline
and associated replacement rate or
determine a faster replacement rate. The
EPA determined that setting a deadline
of 10 years and incorporating
procedures for reducing or extending
that time frame on a case-by-case basis
will ensure that the LCRI requires water
systems to replace lead and GRR service
lines as quickly as is feasible.
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2. Mandatory Service Line Replacement
a. Rationale and Proposed LCRI
Revisions
Lead service line replacement is a
highly effective treatment technique for
reducing lead levels in drinking water.
It has been part of the EPA’s NPDWR for
lead since 1991. The LCRI makes a
fundamental improvement to the LSLR
treatment technique in the LCR
NPDWR. The 1991 LCR requires
systems that exceed the lead action level
of 0.015 mg/L to replace LSLs
systemwide at a mandatory replacement
rate and allows these systems to stop
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replacing LSLs if the system ceases to
exceed the action level. Under the 1991
LCR, systems could meet the mandatory
replacement rate by partially replacing
the system-owned portion of the LSL or
through ‘‘test-outs’’ of individual service
lines. However, research conducted
after 1991 revealed that LSLR is highly
effective at reducing lead levels in
drinking water only where the entire
LSL is replaced (Deshommes et al.,
2017; Trueman et al., 2016; USEPA,
2011a). Thus, the 2021 LCRR
maintained the approach of the 1991
LCR to require replacement if a system
exceeds the action level of 0.015 mg/L,
but reduced the replacement rate to
three percent per year. The 2021 LCRR
also required systems to replace the
entire LSL, prohibited ‘‘test-outs’’, and
required systems that exceed the lead
trigger level of 0.010 mg/L to replace
lead and GRR service lines at a goalbased replacement rate until the system
ceases to exceed the lead trigger level.
The 2021 LCRR also required water
systems to provide notification and risk
mitigation actions, including the
provision of pitcher filters, when a
service line replacement was conducted.
In the 2021 LCRR review, the EPA
noted the ‘‘urgency of fully removing all
lead service lines’’ and acknowledged
that under the 2021 LCRR, millions of
LSLs would be left in place, resulting in
‘‘generations of Americans being at risk
of significant lead exposure through
their drinking water’’ (86 FR 71577,
USEPA, 2021b). During the 2021 LCRR
review, the EPA listened to the nation’s
concerns on lead in drinking water
through two days of public listening
sessions, 12 community and stakeholder
roundtables, and two co-regulator and
elected official meetings. Nearly all
commenters expressed support for the
goal of full replacement of all the
nation’s LSLs. Commenters frequently
suggested that the agency mandate
replacement of all LSLs over a defined
time (e.g., 10 to 15 years) regardless of
drinking water lead levels, ban all or
certain partial service line replacements,
and increase financial support for LSLR
from the EPA and other Federal
agencies (86 FR 71576, USEPA, 2021b).
These stakeholder recommendations
reflect a widespread awareness that
LSLs pose a continued threat to public
health that cannot be quickly and fully
remedied through installation or reoptimization of CCT.
Consistent with the statutory
direction when promulgating a
treatment technique rule, the EPA
proposed in the LCRI mandatory full
service line replacement of all lead and
GRR service lines, regardless of lead
levels, because full replacement will
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prevent to the extent feasible the known
or anticipated significant adverse threat
to public health caused by the presence
of these service lines. Mandatory full
service line replacement prevents
known adverse health effects because it
reduces lead levels in drinking water
more than other risk mitigation actions
and treatment, such as OCCT, flushing,
and public education. Even when a
system’s 90th percentile lead level is
relatively low, full service line
replacement is the only risk mitigation
action that permanently removes the
lead source and associated exposure
risk. Although OCCT can be effective at
reducing lead levels, it requires
consistent proper operation, water
quality parameter monitoring, and tap
sampling to ensure it is effective at
reducing lead levels. The EPA’s
experience with implementing the LCR
for over 30 years has shown that
improper implementation of tap
sampling and CCT has resulted in
significant increases in lead levels that
were unaddressed and caused increased
exposure to lead in drinking water for
consumers in multiple water systems
(e.g., Edwards and Dudi, 2004; Lytle et
al., 2020; Sarver, 2019; USEPA 2023f).
Additionally, in recent years, systems
ranging from small to large have
experienced high lead levels despite
having installed OCCT and maintained
compliance with the LCR OCCT
requirements (Masters et. al, 2021). In
addition, when elevated levels of lead
are detected, OCCT can take years to
study and implement, and some
systems, based on the water chemistry
in their source water and distribution
systems, may face challenges optimizing
CCT, leaving their consumers at a higher
risk of lead exposure compared to other
communities. Recognizing that there is
no known safe level of lead in drinking
water, removing the largest sources of
lead in drinking water (lead and GRR
service lines where present) can reduce
lead levels more than OCCT alone or in
combination with public education and
other risk mitigation activities.
Furthermore, lead particulates can be
released sporadically or as a result of
service line disturbances even in
systems that have well-operated OCCT
and have measured generally low lead
levels (Del Toral et al., 2013;
Triantafyllidou et al., 2007). Thus,
systems with 90th percentile levels
below the lead action level or even the
lead practical quantitation limit (PQL)
may still have higher lead levels at
individual sites served by lead and GRR
service lines. These higher lead levels
then result in increased lead exposure to
the consumers served, but without any
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requirement for systemwide follow-up
actions such as CCT, public education,
or LSLR. Cases of lead poisoning in
children have been documented and
attributed to drinking water in
communities whose systemwide lead
levels remained below the lead action
level (Triantafyllidou et al., 2007;
Triantafyllidou and Edwards, 2012).
i. Scope of Mandatory Service Line
Replacement
The pre-2021 LCR did not require
galvanized service lines to be replaced.
A galvanized service line that currently
is or previously was downstream of an
LSL can contribute to lead in drinking
water and resulting lead exposure to
consumers (USEPA, 2020d) and,
therefore, is considered a ‘‘galvanized
requiring replacement’’ or GRR service
line under the 2021 LCRR. Such GRR
service lines can adsorb particulate lead
initially mobilized from the upstream
LSL, which can later be released back
into the drinking water even after
removal of the LSL (McFadden et al.,
2011). The 2021 LCRR’s inclusion of
GRR service lines in the full service line
replacement requirements ensures that
all galvanized service lines currently or
previously downstream of an LSL will
be treated the same as an LSL under the
service line replacement requirements
(USEPA, 2020d). The proposed LCRI
maintained the 2021 LCRR requirements
for water systems to fully replace both
lead and GRR service lines in their
distribution systems.
The 2021 LCRR did not require
replacement of galvanized service lines
downstream of a lead connector.
Galvanized service lines downstream of
a lead connector may contribute lead
into drinking water, but for the 2021
LCRR, the EPA did not find it
appropriate to categorize these service
lines as ‘‘galvanized requiring
replacement’’ if these lines were not
currently or previously downstream
from an LSL (USEPA, 2020e). The EPA
determined that it was not feasible to
include a requirement for all systems to
inventory lead connectors; therefore,
they cannot be used to categorize a
galvanized line as needing to be
replaced under the LCRR (USEPA,
2020e). Additionally, the EPA did not
want LSLR to be slowed by including
galvanized service lines downstream of
a lead connector in the total number of
service lines requiring replacement. The
2021 LCRR requires lead connectors to
be tracked and replaced as they are
encountered during normal operations.
The EPA did not propose in the LCRI to
expand the definition of a GRR service
line to include galvanized service lines
downstream of a lead connector for the
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same reasons identified in the 2021
LCRR, but the agency did request public
comment on this topic.
The EPA maintained the 2021 LCRR
requirement to provide notification and
risk mitigation measures, including
pitcher filters, where full service line
replacements were conducted to
account for potential temporary
increases in lead levels and further
prevent the potential for known adverse
health effects.
b. Summary of Public Comments and
the EPA’s Response
Many commenters supported the
proposed requirement for water systems
to replace lead and GRR service lines
regardless of 90th percentile lead levels,
highlighting the benefits of service line
replacement to eliminate the risk of lead
exposure posed by these significant lead
sources. A few commenters stated that
CCT is effective at reducing lead in
drinking water, and therefore,
mandatory service line replacement
should not be required. After
consideration of all the comments on
this issue, the agency is requiring full
replacement of lead and GRR service
lines in the final rule. Replacement of
lead and GRR service lines can
substantially reduce the risk of lead
exposure from drinking water because
lead and GRR service lines can release
lead even when systemwide lead levels
are low (Triantafyllidou et al., 2007).
Many water systems have proactively
and voluntarily replaced LSLs (USEPA,
2024d), and the States of Illinois,
Michigan, New Jersey, and Rhode Island
have passed State laws and regulations
requiring mandatory service line
replacement independent of their tap
monitoring results. Proactive and
voluntary measures alone, however,
cannot achieve replacement of 100
percent of lead and GRR service lines as
quickly as feasible. A national mandate
ensures public health protection for
customers and consumers served by
these service lines, including
populations most sensitive to the effects
of and communities disproportionately
impacted by lead exposure, in States or
water systems that do not have
mandatory or proactive replacement
programs.
One comment claimed that the
proposed LCRI implicates the major
questions doctrine, violates the
commerce clause, is ‘‘unworkable,
underfunded, and unnecessary,’’ and is
arbitrary and capricious. The comment
was based on the erroneous assumption
that the LCRI regulates homeowners.
The EPA disagrees with these
characterizations of the proposed rule.
Regarding the major questions doctrine,
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the comment claimed that the proposed
LCRI implicates the major questions
doctrine because of a substantial
expansion in scope, stating that the
‘‘greater the scope of the proposed
action, the clearer that Congressional
authorization must be’’ (State of Kansas
and Office of Attorney General of
Kansas, 2024). Contrary to the
comment’s assumption, however, the
EPA has authority under SDWA to
regulate PWSs, not homeowners. As a
result, the LCRI regulates PWSs and
their distribution systems; it does not
regulate indoor plumbing or require
homeowners to take any actions.
Moreover, the LSLR has been a central
part of the LCR’s treatment technique as
far back as the original 1991 LCR and
continuing through the 2021 LCRR. The
LCRI’s mandatory service line
replacement requirement differs from
the 1991 LCR and 2021 LCRR LSLR
requirements in two ways, but neither
difference represents an expansion of
scope, so the major questions doctrine is
not applicable to the LCRI’s service line
replacement requirements. The first
difference is that the LCRI requires
water systems to conduct a full service
line replacement program independent
of their tap monitoring results. The EPA
notes that the 2021 LCRR and 1991 LCR
both also require systems to conduct
mandatory LSLR if a system exceeds the
lead action level. The EPA does not
view the LCRI’s similar requirement to
be an expansion of scope simply
because the requirement applies
independent of tap water monitoring
results. Rather, imposing that
requirement irrespective of tap
monitoring results follows directly from
SDWA’s statutory mandate in light of
current information. SDWA requires the
EPA to promulgate NPDWRs that
‘‘prevent known or anticipated adverse
effects on the health of persons to the
extent feasible’’ (SDWA 1412(b)(7)(A)).
As section IV.B.1 of this preamble
explains, the EPA’s finding that a
mandatory, systemwide service line
replacement program irrespective of tap
monitoring results is essential to meet
this statutory requirement, as the
requirement is both feasible and
prevents known or anticipated health
effects of lead exposure from drinking
water. For more information, see section
IV.B.1 of this preamble.
The second difference between the
LCRI and the LCR and 2021 LCRR is
that the LCRI removes statements about
service line ownership and
responsibility to pay for full service line
replacement. This change does not
expand the scope of this rule; in fact,
the EPA made the change to better align
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the rule with SDWA’s definition of a
‘‘public water system’’ and to clarify
that the EPA is not directing through
this rule how a water system should
cover the costs of compliance with a
NPDWR. How a system chooses to cover
the costs or allocate the costs among
users are matters of State and local law
beyond the scope of the EPA’s authority
under section 1412 of SDWA. Because
State and local governments regulate
how water systems charge for services
they provide to their customers, and the
EPA has no explicit statutory authority
to regulate in an NPDWR how water
systems charge for their services, under
the LCRI, the EPA has removed all
statements in the prior rule about
service line ownership and
responsibility to pay.
The EPA disagrees that the LCRI is
‘‘unworkable, underfunded, and
unnecessary,’’ particularly, the
commenter’s assertion that almost none
of the cost of the rule is offset by the
Federal Government. On the contrary,
the Bipartisan Infrastructure Law (BIL)
dedicates $15 billion in funding for
service line inventory and replacement,
and other Federal funding is also
available to support implementation of
the LCRI (see section III.G of this
preamble). The final tranche of this BIL
DWSRF funding for lead service line
inventory and replacement will be
appropriated in Fiscal Year 2026;
however, funds will remain available for
the EPA to obligate (i.e., award) to States
during the fiscal year in which they are
appropriated and the following fiscal
year, consistent with SDWA section
1452(a)(1)(C). After the second fiscal
year of availability, any unobligated
funds would be reallotted by the EPA to
other States, as described in SDWA
section 1452(a)(1)(E). The EPA notes
that its economic analyses for the
proposed and final rules do not account
for external funding, such as from BIL,
in the calculation of PWS costs and
household cost to residents in CWSs.
Furthermore, the agency also did not
rely upon external funding, such as
from BIL, to support its finding that the
proposed and final rules are affordable
in accordance with SDWA’s definition
of ‘‘feasible’’ in section 1412(b)(4)(D) for
NPDWRs (‘‘what may reasonably be
afforded by large metropolitan or
regional public water systems.’’) The
EPA finds the LCRI as a whole is
affordable. For discussion on the
affordability of service line replacement,
please see section IV.B.6 and IV.B.9 of
this preamble and the final rule’s
Technical Support Document (USEPA,
2024d). For CCT, please see section
IV.F.1 of this preamble. For public
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education, please see sections IV.J.1 and
IV.K.1 of this preamble. Note that the
EPA is not including a discussion for
source water treatment because those
requirements are not being amended by
this final rule. For the EPA’s feasibility
determination for source water
treatment, see the final LCR (56 FR
26482, USEPA 1991). In addition, the
EPA evaluated the cumulative impact of
the LCRI requirements as a whole to
household costs by system size, which
are discussed in the EPA’s Economic
Analysis for the final LCRI (USEPA,
2024c) in section 4.3.7.3 and shown in
Exhibit 7 and Exhibit 8 in section VI.D.2
of this preamble.
The EPA disagrees that the LCRI is
‘‘arbitrary and capricious.’’ The
comment claimed the rule would cost
the States, PWSs, and households
billions ‘‘without resulting in any
measured benefit, and the agency lacks
clear Congressional authorization to
impose these burdens, and the proposed
rule does not adequately explain why it
is departing from past practice’’ (State of
Kansas and Office of Attorney General
of Kansas, 2024). The claim that the
proposed rule had no measured benefit
is simply untrue. The final rule’s
economic analysis showed that the
monetized net annualized incremental
benefits range from $12.0 billion to
$23.2 billion (in 2022 dollars,
discounted at two percent) as well as
many unquantified benefits, and these
benefits justify the costs (USEPA, 2024a,
chapter 6, section 6.3). As described
above, the EPA has clear authority to
promulgate the LCRI under SDWA
section 1412. The proposed rule also
explained at length the factors it
considered when proposing a
mandatory service line replacement
requirement irrespective of lead levels
(USEPA, 2023a).
Some commenters suggested that
water systems’ mandatory service line
replacement programs should extend to
replacement of the lead connector
because they are a source of lead in
drinking water. The EPA agrees that
lead connectors can contribute lead into
drinking water and encourages their
replacement to reduce lead in drinking
water. The LCRI maintains the 2021
LCRR’s requirement that lead
connectors must be replaced when they
are encountered by the water system
(e.g., during water main replacements).
The EPA disagrees, however, that the
LCRI should require systems to locate
and then replace all connectors in the
system. Lead and GRR service lines,
where present, are the most significant
source of lead in drinking water.
Incorporating a requirement for
replacement of lead connectors into the
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10-year service line replacement could
take significant time and resources away
from replacing lead and GRR service
lines. Systems would be required to
identify where all lead connectors are
and then replace them in addition to the
lead and GRR service lines.
Furthermore, this would not be feasible
within the 10-year replacement
timeframe required for replacing lead
and GRR service lines, and adding this
requirement would, therefore, delay
replacement of the most significant
sources of lead exposure in drinking
water. The LCRI requires that the
system’s inventory include information
about lead connectors based on
available information, but the rule does
not require systems to engage in a
proactive effort to collect additional
information to locate all lead connectors
that may be in the system. Many water
systems do not have information on the
presence or location of lead connectors
in their distribution system, but systems
conducting a service line inventory may
find that they have records of
connectors, and systems may encounter
connectors while conducting service
line replacements as well as conducting
repairs and maintenance work.
Accordingly, the LCRI requires water
systems that do have records on the
location of lead connectors to include
them in their inventory and replace
connectors encountered during service
line replacement and other work.
Some commenters argued that
galvanized service lines downstream of
a lead connector should be classified as
requiring replacement (a ‘‘GRR’’) under
the system’s mandatory service line
replacement program, while other
commenters stated that including such
lines in mandatory replacement
requirements could significantly impact
a system’s ability to complete their
service line replacement program within
10 years. The EPA disagrees with
including galvanized service lines
downstream of a lead connector in the
mandatory replacement program. In
order to prioritize replacement of the
most significant contributors of lead in
drinking water, the final rule does not
define galvanized service lines that are
or were downstream of a lead connector
as GRR service lines, and, thus, they are
not inventoried or replaced as such (see
section IV.O.3 of this preamble).
c. Final Rule Requirements
The final LCRI requires water systems
to conduct full service line replacement
of lead and GRR service lines regardless
of their 90th percentile lead levels.
Partial service line replacement and
‘‘test-outs’’ at individual service lines do
not count towards mandatory full
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service line replacement. Lead
connectors must be replaced where
encountered during normal system
operations and service line replacement
unless the connector is not under the
control of the system.
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3. Service Lines Under the Control of
the System
a. Rationale and Proposed LCRI
Revisions
The EPA is authorized by SDWA to
regulate PWSs to include any
‘‘distribution facilities under control of
the operator of such system and used
primarily in connection with such
system’’ (SDWA section 1401(4)(A)). In
some cases, service line ownership is
shared between customers and PWSs; in
other cases, service lines are owned in
their entirety either by customers or by
PWSs and used by PWSs to distribute
water. Under the LCR, a water system is
required to replace only the portion of
the service line that is owned by the
system and offer to replace the portion
of the line not owned by the system. As
a result, for the LCR, ‘‘under control’’ of
the water system was interpreted as
ownership of the service line. The LCR
does not identify how ownership of the
service line would be determined. The
LCR explicitly states that a water system
is not required to pay for replacement of
the portion of the service line that is not
owned by the system, or to conduct the
replacement of the privately-owned
portion of the service line where the
owner chooses not to pay for
replacement of the privately-owned
portion of the line, or where replacing
the privately-owned portion of the
service line is precluded by State, local,
or common law.
Under the 2021 LCRR, water systems
are required to conduct full LSLR, and
only full LSLR counts towards a
system’s mandatory replacement rate. A
system remains in compliance if it is
unable to meet the mandatory
replacement rate because a customer
refuses to participate in the replacement
program or does not respond to the
system after two good faith efforts to
reach the customer. Under the 2021
LCRR, a system must conduct a full
service line replacement regardless of
ownership if the customer consents to
the replacement of their portion of the
line. However, the 2021 LCRR does not
require a water system to pay for
replacement of the portion of the line
that is ‘‘customer-owned’’ and not
owned by the system. The cumulative
effect of these provisions is that a water
system is required to conduct full LSLR
where the customer consents to the
replacement and agrees to cover the cost
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of the replacement or the water system
chooses to cover the full cost of the
replacement.
The proposed LCRI builds on 2021
LCRR’s requirement to conduct full
LSLR, but the proposed rule did not
make any assumptions about customer
consent or payment requirements or
assume that there are no other potential
barriers to the system’s ability to access
the service line to conduct a full
replacement. Under the proposed LCRI,
full replacement of all lead and GRR
service lines is required wherever a
system can access the service line in
order to conduct a full replacement. The
EPA does not have the authority under
SDWA section 1412 to specify whether
customer consent is required for a water
system to gain access to a service line,
nor does the EPA have the authority
under SDWA section 1412 to determine
that a water system is or is not
responsible for the cost of the service
line, or how those costs should be
allocated among rate payers, as these are
matters determined by State or local
law. In addition, the EPA recognizes
that there may be other barriers that
prevent a system from gaining access to
conduct a full service line replacement
on a case-by-case basis (e.g., threats to
the safety of system personnel due to
site characteristics). Accordingly, in the
proposed LCRI, the EPA proposed to
treat a service line as ‘‘under control’’ of
the system wherever the system has
access (e.g., legal access, physical
access) to conduct a full service line
replacement.
Under the proposed LCRI, a water
system’s obligation to conduct full
service line replacement extends to
those service lines under control of the
system, i.e., those service lines that the
system can access to conduct a full
service line replacement. If a system
does not have access to conduct a full
service line replacement, it is not
required by the rule to replace the lead
or GRR service line, but it must
document the reasons that the water
system does not have access and
include any specific laws, regulations,
and/or water tariff agreements that affect
the system’s ability to gain access to
conduct full service line replacement
identified in the service line
replacement plan. The system must
provide this documentation to the State.
The proposal also included
requirements for systems to make
reasonable efforts (four attempts using
two different communication methods)
to obtain property owner consent where
a water system has legal access to
conduct full service line replacement
only if the property owner consent is
obtained, where the number of attempts
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was doubled relative to the 2021 LCRR
requirement and the use of multiple
communication methods was
incorporated to better reach property
owners and increase participation in
service line replacement programs
(USEPA, 2021b). If the system is unable
to obtain property owner consent after
four attempts, the system is not required
to replace the service line. However, the
system would need to offer full service
line replacement within six months of
any change in property ownership and
make four attempts to obtain property
owner consent within one year of the
change in property ownership. The EPA
proposed that requirement to continue
to apply until a water system no longer
has lead, GRR, or unknown service lines
in their inventory. The purpose of this
requirement is to ensure that water
systems give property owners an
adequate notice and opportunity to
provide any necessary consent for
service line replacement. The EPA also
proposed that any water system that was
not able to obtain property owner
consent after making a reasonable effort
must certify to the State the number of
service lines not replaced due to
property owners not providing consent
where consent is required by State or
local law.
The EPA did not propose to delineate
the prerequisites or elements of
‘‘access’’ that a system would need to
conduct full service line or connector
replacement because of the wide
variation of relevant State and local
laws and water tariff agreements as well
as the potential for these to change over
time. The proposed LCRI also
emphasized the many possible
approaches water systems could use to
overcome access barriers to conduct full
service line replacement, some of which
may be unique to the system (88 FR
84925, USEPA, 2023a).
The proposed LCRI included several
rule provisions designed to increase
transparency and incentivize systems to
find ways to overcome barriers to a
water system’s ability to gain access to
conduct full service line replacement.
First, the EPA proposed to require water
systems to identify legal barriers (e.g.,
laws, ordinances, and water tariff
agreements) to gaining access for full
service line replacement in their service
line replacement plans and make the
plans publicly accessible, which may
facilitate action by the community
served to overcome those barriers (see
section IV.C of this preamble for more
information on the replacement plan).
Second, the proposed rule provides a
pathway for systems to defer optimizing
or re-optimizing CCT and conducting
costly and complex pipe rig/loop
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studies by replacing all lead and GRR
service lines in their distribution system
within five years at a rate of a minimum
of 20 percent of lines per year. To take
advantage of this proposed pathway,
systems must have access to fully
replace all lead and GRR service lines in
their inventories and identify all
unknown service lines within five years.
Third, the EPA expects systems to be
motivated to find ways to access each
lead and GRR service line for
replacement because removing these
significant lead sources can reduce the
system’s 90th percentile lead level,
which, in turn, would decrease the
likelihood of a lead action level
exceedance and the subsequent need to
(1) install (and maintain) or re-optimize
OCCT (that could involve costly CCT
studies), (2) replace lead-bearing
plumbing or install point-of-use filters
(for small systems that choose not to
install or re-optimize CCT), and (3)
make filters available along with
additional public outreach if the system
meets the requirements for multiple
lead action level exceedances. With the
most significant lead sources replaced,
systems would also have a lower
likelihood of measuring higher lead
levels, which are tied to the Tier 1
public notification requirements after a
lead action level exceedance (also
referred to as the 24-hour public
notification) and Distribution System
and Site Assessment (DSSA)
requirements. Fourth, systems without
lead and GRR service lines that exceed
the action level due to other sources of
lead (i.e., premise plumbing) would be
able to conduct less costly, complex,
and time-consuming CCT studies, such
as metal coupon tests, should they be
required to initiate OCCT steps. Fifth,
the more rigorous sampling of the firstand fifth-liter samples at LSL sites could
also be avoided where systems accessed
and replaced all lead and GRR service
lines. Sixth, systems that have replaced
all their lead and GRR service lines
would have to meet fewer public
education requirements. For example,
systems without lead, GRR, or unknown
service lines would not have to conduct
the proposed notification and risk
mitigation requirements after a service
line disturbance or the annual
notification of service line material type
to consumers served by these lines.
Seventh, public education requirements
in the LCRI are designed to inform
consumers about the adverse health
effects associated with lead in drinking
water and risk reduction measures,
including full service line replacement,
which may result in more customers
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providing access (where property owner
consent is required for legal access).
b. Summary of Public Comments and
the EPA’s Response
The EPA received many comments on
the provision in § 141.84(d)(2) of the
proposed LCRI stating that ‘‘[w]here a
water system has access (e.g., legal
access, physical access) to conduct full
service line replacement, the service
line is under its control, and the water
system must replace the service line.’’
On one end of the spectrum, several
commenters stated that the EPA’s
interpretation of ‘‘control’’ as access is
beyond the EPA’s authority under the
SDWA. Many of these commenters
argued that the EPA should not change
its prior interpretation of ‘‘control’’ as
exclusively tied to ownership. Some of
these commenters argued that service
lines, or service lines not owned by the
system, are not covered by the
definition of ‘‘public water system’’ in
section 1401(4) of SDWA at all and are
therefore beyond the reach of a NPDWR;
several others asserted that control
should be interpreted as ownership and
without ownership, or if the service line
is on private property, then the service
line is not under control of the system.
Several commenters raised practical and
policy concerns associated with
conducting a lead service line
replacement on private property. On the
other end of the spectrum, several
commenters stated that the EPA’s
interpretation of ‘‘control’’ as access is
too narrow and will create a loophole
allowing systems to avoid conducting
service line replacement wherever they
determine that they lack access. These
commenters argue that the EPA should
structure the rule to either deem service
lines as under control of the system (or
require States to do so as a condition of
primacy) or create a rebuttable
presumption that service lines are under
control of the system, as promulgated by
the EPA in the 1991 LCR.
The EPA disagrees with commenters
on both ends of the spectrum.
Commenters advocating that the EPA
interpret ‘‘public water system’’ to
include either no service lines or only
service lines ‘‘owned’’ by the system
ignore the statutory definition of
‘‘public water system’’ which is tied to
control, not ownership. Moreover, these
comments fail to comport with both
SDWA’s mandate in section
1412(b)(7)(A) for the EPA to identify
treatment technique requirements that
prevent known or anticipated adverse
effects to the health of persons to the
extent feasible and SDWA’s requirement
in section 1412(b)(9) for any revision of
an existing NPDWR to maintain, or
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provide for greater protection of the
health of persons. Full lead service line
replacement prevents known or
anticipated adverse effects to the health
of persons and it is feasible even where
water systems do not own any portion
of the service line. Partial service line
replacement does not prevent known or
anticipated adverse effects to the health
of persons, and may result in continued
exposure and short-term increased
levels of lead in drinking water. For
those reasons, the EPA promulgated the
2021 LCRR to require water systems to
conduct full service line replacements
even if they do not own the service line,
as long as the customer provides
consent and to ensure that partial
replacements would not be conducted
as a result of a NPDWR. The LCRI
similarly requires full service line
replacement even when the system does
not own the service line and it does not
require or allow partial service line
replacement to meet the replacement
requirement of the rule and in doing so,
the EPA is consistent with the statutory
definition of ‘‘public water system’’ and
meets the requirements in section
1412(b)(7)(A) and 1412(b)(9). None of
the commenters that advocate for the
EPA to limit the service line
replacement requirements to portions of
the service line owned by the system, or
give credit for partial replacements,
explain how such a rule would be
consistent with section 1412(b)(7)(A)
and 1412(b)(9).
The term ‘‘public water system’’ is
defined in SDWA section 1401(4) as ‘‘a
system for the provision to the public of
water for human consumption through
pipes or other constructed conveyances,
if such system has at least fifteen service
connections or regularly serves at least
twenty-five individuals. Such term
includes (i) any collection, treatment,
storage, and distribution facilities under
control of the operator of such system
and used primarily in connection with
such system, and (ii) any collection or
pretreatment storage facilities not under
such control which are used primarily
in connection with such system.’’
The plain language of the first
sentence of this definition includes
service lines because they are ‘‘pipes’’
used for the ‘‘provision of water to the
public’’ through ‘‘service connections’’
that ‘‘serve . . . individuals.’’ The
second sentence explains further that
the definition includes ‘‘distribution
facilities under control of the operator
of such system’’ (emphasis added).
Service lines are used to distribute
water to consumers and as such, are part
of the system’s ‘‘distribution facilities.’’
Therefore, the EPA does not agree with
commenters that state that service lines
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are not part of the definition of ‘‘public
water system’’ and thus outside of EPA
jurisdiction because they are not
covered by either the first or second
sentence. Such an interpretation would
be inconsistent with the statutory text
and the EPA’s longstanding
implementation of the statutory
definition of ‘‘public water system.’’
Service lines are pipes through which
drinking water flows to the customer as
part of distribution facilities under
control of the operator. Service lines are
directly connected to the water mains
that are directly connected to the
treatment facility or storage facilities.
These are all interconnected to convey
drinking water to the building for
consumption and the flow of drinking
water through these pipes is controlled
by the water system.
Moreover, there is nothing in the
definition that suggests the distribution
facility must be owned by the public
water system or any basis to read that
requirement into the phrase ‘‘under
control of the operator of such system.’’
Public water system operators may not
be the same entity that ‘‘owns’’ the
system of pipes, service connections,
collection, treatment, storage, and
distribution facilities. Therefore, the
question is not whether the public water
system ‘‘owns’’ the service line, but
whether it is ‘‘under control of the
operator of the system.’’
In addition, the interpretation of the
‘‘control’’ within the definition of
‘‘public water system’’ to mean ‘‘access’’
is consistent with the dictionary
definitions of the terms ‘‘control’’ and
‘‘under control’’. As a verb, ‘‘control’’
means ‘‘to exercise restraining or
directing influence over’’ (MerriamWebster Dictionary. Retrieved August
27, 2024, from https://www.merriamwebster.com/dictionary/
control#dictionary-entry-1). As a noun,
‘‘control’’ means ‘‘an act or instance of
controlling’’ and also ‘‘power or
authority to guide or manage’’ (MerriamWebster Dictionary. Retrieved August
27, 2024, from (n) https://www.merriamwebster.com/dictionary/control). The
phrase ‘‘under control’’ is defined in the
Oxford English Dictionary as ‘‘subject to
a restraining or controlling influence,
esp. so as not to cause damage or harm;
(of a situation) so as to be managed
competently or dealt with successfully.’’
Oxford University Press (2024, March).
‘‘under control’’ in control (n). Oxford
English Dictionary. Retrieved August 27,
2024, from https://doi.org/10.1093/
OED/6427628422. The interpretation of
service lines as ‘‘under control’’ of a
water system whenever the system has
‘‘access (e.g., legal access, physical
access) to conduct full service line
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replacement’’ is consistent with these
definitions. If the water system can, as
a factual matter, gain access over the
service line to disconnect it from use
and replace it with a new line, then the
water system is directing influence over
the line and exercises power or
authority to manage it and it is subject
to a restraining or controlling influence
of the system—i.e., ‘‘under control’’ of
the system.
At the same time, the EPA does not
have the authority to assert in an
NPDWR that a water system has
‘‘control’’ of any particular part of the
system’s distribution facilities, such as
all service lines. Commenters that
advocate for a rule that ‘‘deems’’ all
service lines as under control of the
system (or requires states to do so as a
condition of primacy) disregard the
limits on the EPA’s authority to
establish a ‘‘primary drinking water
regulation’’ that ‘‘applies to public water
systems’’ (SDWA 1401(1)(A)) and
establish requirements under section
1413 of SDWA for ‘‘primary
enforcement responsibility for public
water systems.’’ The EPA cannot ignore
the definition of ‘‘public water system’’
in section 1401(4) of SDWA, which, as
explained above, applies only to the
extent the operator has ‘‘control’’ of the
system. The EPA cannot simply
declare—contrary to the record (LSLR
Collaborative, n.d.b) (see comment IDs
EPA–HQ–OW–2022–0801–0845 and
EPA–HQ–OW–2022–0801–1328 in the
LCRI docket EPA–HQ–OW–2022–0801
for example)—that all service lines are
‘‘under control’’ of a water system for
purposes of replacement. Instead,
whether a service line is under the
control of the water system will depend
on: (1) The relevant laws that authorize
and/or condition a water system’s
ability to exert control over the line in
order to replace it and (2) whether, as
a factual matter, a water system can gain
physical access to the service line in
order to conduct a full replacement.
Accordingly, as noted above, the rule
does not make any assumptions about
customer consent or payment
requirements or assume that there are
no other potential barriers to the
system’s ability to access the service
line to conduct a full replacement.
Instead, under the LCRI, full
replacement of all lead and GRR service
lines is required wherever a system can
access the service line in order to
conduct a full replacement and not
where a system does not have access to
conduct full service line replacement.
See § 141.84(d)(2).
Accordingly, the EPA rejects the
approaches advocated by commenters
on both ends of the spectrum that would
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require the EPA to go beyond the plain
language of the statute to use a narrower
or broader definition of ‘‘public water
system’’ to reduce or expand a water
system’s responsibility for replacing
lead service lines. In the final rule, the
EPA is requiring full lead service line
only ‘‘[w]here a water system has access
(e.g., legal access, physical access) to
conduct full service line replacement’’
to meet the mandates of section
1412(b)(7)(A) and 1412(b)(9) while
staying within the bounds of the EPA’s
authority under SDWA to regulate
‘‘public water systems’’ as defined in
section 1401(4).
Some commenters agreed with the
EPA’s interpretation of control to mean
access. Other commenters agreed with
the EPA’s proposed approach, but they
described it as vague and subject to
different interpretations. Commenters
recommended that the EPA include
specific criteria to specify when a water
system has access to prevent systems
from defining access too narrowly in
attempts to avoid mandatory service
line replacement. Another commenter
provided an example of specific access
criteria: (1) whether the system can
safely enter the property, (2) whether
the system can safely conduct the
replacement, and (3) whether the system
has obtained the property owner’s
consent, if consent is required for
access. The EPA agrees that these
criteria are reasonable and appropriate
for a system to consider in evaluating
whether it has the requisite access. In
fact, physical access is explicitly
referenced in the regulatory text:
‘‘Where a water system has access (e.g.,
legal access, physical access) to conduct
full service line replacement, the service
line is under its control.’’ However, the
EPA disagrees that the final rule should
include mandated criteria applicable to
all water systems because a water
system’s ability to obtain access to a
service line to conduct a full service line
replacement is governed by State law,
local law, and/or water tariff agreements
and may include requirements for
customer cost sharing for to conduct the
replacement. Thus, systems should have
some flexibility to accommodate
specific circumstances affecting access
that this rule may not be able to predict.
More prescriptive criteria for
determining where a service line is
under the control of a system than
‘‘access to conduct full service line
replacement’’ might be overly broad
and, therefore, beyond the EPA’s
authority to regulate, or the criteria may
be too narrow and, therefore, not
adequately protective of public health to
meet the requirement of SDWA section
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1412(b)(7)(A) to prevent known or
anticipated adverse health effects of
persons to the extent feasible.
Some commenters were concerned
that defining control as where systems
have access could result in water
systems leaving LSLs unreplaced by
claiming a lack of access to any portions
of LSLs, such as those on private
property. The final rule is structured to
mitigate this concern. The rule requires
replacement of all lead and GRR service
lines under the control of the water
system. Where a water system has
access to conduct full service line
replacement, the service line is under its
control, even if it is located on private
property, and the water system must
replace the service line. For service
lines in which the water system does
not have access to conduct a
replacement, the water system must
document the reason for lack of access
and provide this documentation to the
State. Submitting documentation to the
State explaining why the water system
does not have access to a service line
provides the information needed for
oversight of this rule requirement and
allows States to ensure water systems
are replacing lines in which they have
access.
Where the system has access to
conduct full replacement only if
property owner consent is obtained, the
system must make a reasonable effort to
obtain consent through at least four
outreach attempts using two different
methods of communication. The EPA
expects this outreach will support
communication between property
owners and the water system to improve
access. In addition, the EPA is finalizing
requirements in the LCRI that provide
incentives for systems to overcome
barriers to access or may increase a
water system’s ability to gain access to
conduct full service line replacement,
such as deferring an OCCT study to
replace all lead and GRR service line in
the distribution system and identifying
legal barriers in laws, ordinances, or
water tariff agreements to service line
access in the replacement plan. (See
section IV.B.3.a of this preamble). The
EPA provided several examples in the
proposal on a range of strategies that
systems, municipalities, and States have
used to overcome both financial and
non-financial barriers to full service line
replacement in the proposed LCRI, even
where laws require customers to
provide consent or payment to replace
their portion of the service line (88 FR
84926, USEPA 2023a). Example
strategies are also discussed later in this
section. Additionally, funding and nonregulatory actions can increase water
system access to service lines for full
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replacement (see section III.G of this
preamble).
Where water systems are unable to
gain access to conduct a full service line
replacement, water systems are not in
violation of the treatment technique if
they fail to replace these service lines by
their replacement deadline because they
are not under the control of the system.
Water systems must continue to publish
the addresses of those service lines in
the publicly accessible inventory,
deliver annual notification of service
line material to the consumer, and make
a reasonable effort to gain access of the
service line for full service line
replacement when the property changes
ownership.
Some commenters recommended that
the EPA interpret ‘‘under control of’’ the
water system as including only those
service lines that are owned by the
system, as the EPA did in the 2000 LCR
Minor Revisions (USEPA, 2000a). The
EPA disagrees with these commenters.
The EPA interprets the phrase ‘‘under
control of’’ as distinct from
‘‘ownership’’ in SDWA. The term
‘‘control’’ is not defined in SDWA, and
use of the phrase ‘‘under control of’’
instead of the more commonly used
phrase ‘‘owned by’’ suggested that
Congress had a different concept in
mind. Moreover, the EPA has never
concluded that SDWA mandates an
interpretation of ‘‘control’’ to mean
ownership exclusively. In the 1996
proposal to revise the 1991 LCR, the
EPA considered two different
interpretations of ‘‘control’’, one
interpretation that would require
replacement of the system-owned
portion of the service line along with an
offer to replace the customer-owned
portion at the customer’s expense, and
another interpretation that would
require replacement of the systemowned portion of the service line as
well as any additional portions the
system has the authority to replace. In
the final LCR published in 2000, the
EPA expressed concern that the broader
definition of control ‘‘could result in
unintended delays and other
complications’’ and, therefore, the ‘‘EPA
believe[d] it [was] appropriate to equate
‘control’ with ‘ownership’ to eliminate
potential legal confusion and delays in
implementing the Rule’’ (65 FR 1950,
1962, USEPA, 2000a).
As discussed in the LCRI proposal,
since the 2000 LCR rulemaking, there
are many examples of water systems
that have carried out successful service
line replacement programs to fully
replace LSLs regardless of ownership
status. There are several documented
examples of systems that have
completed or made substantial progress
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conducting full replacement of service
lines not entirely owned by the system,
including Denver, CO, Flint, MI,
Trenton, NJ, York, PA, and projects in
multiple communities through the
Massachusetts Water Resource
Authority (USEPA, 2024d).
Additionally, the proposed LCRI
includes several examples of
communities that changed local
ordinances to facilitate full replacement
in areas where service lines are not
entirely owned by the system (88 FR
84926, USEPA, 2023a). Additionally,
States have passed laws to facilitate full
service line replacement. For example,
Pennsylvania passed laws to allow rate
funds to be used to replace LSLs on
private property that did not change
ownership of the service line or impose
any other duties following system
funding or replacement of the service
line, unless determined to be necessary
by the system (Pennsylvania General
Assembly, 2017). The proposed LCRI
also describes the two laws New Jersey
passed to facilitate full service line
replacement both financially and with
respect to private property access. The
laws grant municipalities the authority
to adopt an ordinance that allows water
systems to enter private property to
conduct LSLR (Ruiz, 2019) and
authorizes them to replace LSLs on
private property if the work is an
environmental infrastructure project
and funded either by loans from the
New Jersey Infrastructure Bank or by
loans issued through the New Jersey
Department of Environmental Protection
(State of New Jersey, 2020). Since the
proposed LCRI was published, an
Indiana law requires water utilities to
work with the owners of buildings,
structures, or dwellings with LSLs to
replace their portions of the service line
upon request by the water utility
(Indiana General Assembly, 2024). If the
owner refuses or does not respond, the
utility or the utility’s agent may enter
the property to replace the customer’s
portion of the LSL without the owner’s
permission or to disconnect water
service to the property if prevented by
the owner. Under the law, the nonowner occupant of a property can grant
physical access for service line
replacement, where the utility and
occupant are ‘‘held harmless’’ by and
not liable to the property owner with
respect to the entry or replacement
(Indiana General Assembly, 2024).
These State laws do not change
ownership of the service line but show
that water systems can obtain access to
conduct full service line replacement
without owning the line.
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Some commenters recommended that
the EPA explicitly state in the rule that
water systems control all service lines
based on an assumption that without
that assertion, LSLs will remain in use
around the country. The EPA does not
have the authority to assert in an
NPDWR that a water system has control
of any particular part of the system’s
distribution facilities, such as all service
lines. The examples provided in the
previous paragraph from Pennsylvania,
New Jersey, and Indiana highlight ways
States and local governments can
change laws or ordinances to facilitate
water system access to conduct full
service line replacement. In addition,
the EPA is finalizing several rule
requirements and flexibilities that may
lead to an increase a water system’s
access to conduct full service line
replacement (see section IV.B.3.a of this
preamble).
Finally, the significant Federal
funding sources, such as the $15 billion
from the BIL, can help increase water
system access to conduct full service
line replacement. For example, property
owners may be more likely to agree to
replace their portion if the cost is
subsidized or offered at no cost. (See
section III.G of this preamble on funding
for service line replacement.)
Additionally, the final rule’s public
education requirements may increase
customer access where property owner
consent is legally required to obtain
access to conduct a full service line
replacement. (See sections IV.B.3.a and
IV.J.2.a of this preamble and ‘‘Public
Education and Engagement’’ in the
proposed LCRI preamble (88 FR 84921,
USEPA, 2023a) for more information
and examples of systems that have
increased customer participation in
service line replacement programs
through their public education.)
c. Final Rule Requirements
In the final rule, where a water system
has access (e.g., legal access, physical
access) to conduct full lead or GRR
service line replacement, the service
line is under its control, and the system
must replace the service line. Where a
water system does not have access to
conduct full service line replacement,
the water system is not required by this
rule to replace the line, but the water
system must document the reasons why
the water system does not have access.
The EPA is not including specific
provisions to delineate where a system
has access to conduct a full
replacement. Annually, the system must
submit to the State documentation of
the reasons for each line that is not
replaced due to lack of access. Along
with other information listed in
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§ 141.90(e)(8), the system must annually
submit to the State the total number of
lead and GRR service lines that are not
replaced because the system does not
have access to conduct full replacement.
The water system must identify any
laws, regulations, and/or water tariff
agreements that affect the water
system’s ability to gain access to
conduct full lead and GRR service line
replacement, including the citation to
the specific laws, regulations, or water
tariff agreement provisions and include
them in their service line replacement
plan as well as the publicly accessible
version of the plan.
The final LCRI requires that where a
water system has access to conduct a
full service line replacement only if
property owner consent is obtained, the
water system must make a ‘‘reasonable
effort’’ to obtain property owner
consent. A reasonable effort must
include at least four attempts to engage
the property owner using at least two
different methods of communication
(e.g., in-person conversation, phone call,
text message, email, written letter,
postcard, or information left at the door
such as a door hanger) before the
applicable deadline of mandatory
service line replacement. The State may
require systems to conduct additional
attempts and may require specific
outreach methods to be used. Within six
months of any change in ownership of
the property, the water system must
offer full service line replacement to any
new property owner. Within one year of
any change in ownership of the
property, the system must make a
‘‘reasonable effort’’ to obtain the
property owner’s consent. The EPA
expects that changes in property
ownership have likely occurred when
water service is initiated or service is
transferred such as when there is a
customer name or an account change on
a water billing account. If the water
system is unable to obtain consent from
the current property owner after making
a ‘‘reasonable effort’’ to obtain it, the
water system is not required under the
LCRI to replace the line. This
requirement applies to systems until all
lead and GRR service lines are replaced
in the distribution system. Annually,
the system must submit to the State
documentation of each reasonable effort
conducted where the system was not
able to obtain property owner consent
where consent is required by State or
local law. The submission for each
documented reasonable effort is
required by the January 30 after the
system has completed all four (or more,
if required) attempts to engage the
property owner as described in
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§ 141.84(d)(3)(i) and, if applicable, the
January 30 after the specified timeframe
(e.g., within one year of any change in
property ownership).
4. Payment for Full Service Line
Replacement
a. Rationale and Proposed LCRI
Revisions
As noted above, the 1991 LCR and
2021 LCRR include statements affirming
that, while water systems must offer to
replace the customer’s portion of a
service line, systems are not required to
bear the cost of replacement of the
portion of the LSL not owned by the
water system. For the LCRI proposal, the
EPA removed these statements from the
regulation, recognizing that how a water
system covers the costs of compliance
with an NPDWR cannot be Federally
mandated by the EPA in an NPDWR
under SDWA. The EPA does not have
statutory authority to allocate payment;
rather, State and local governments
regulate how water systems provide and
charge for services to their customers.
Consistent with this approach, the
proposed rule did not include a
prohibition on cost sharing for full
service line replacement. While the EPA
strongly encourages systems to offer full
service line replacement at no cost to
the customer, a prohibition on cost
sharing in the rule is outside the EPA’s
authority and would result in a lengthy
legal challenge creating uncertainty that
would delay implementation of the rule
and further delay service line
replacement.
b. Summary of Public Comments and
the EPA’s Response
Some commenters recommended that
the EPA require water systems to pay for
full service line replacement or to
prohibit cost sharing, highlighting
potential environmental justice
concerns for customers who are unable
to afford to replace their portion of the
service line. The EPA strongly
encourages water systems to offer full
service line replacement at no cost to
the customer; SDWA does not provide
authority for the agency to direct how a
water system covers the costs of
compliance with an NPDWR and the
EPA has not used its section 1412
authority under SDWA to do so. This is
a matter of State and local law, as the
State and local governments regulate
how water systems provide and charge
for services to their customers. The EPA
remains concerned, as it did in the
proposal, that any attempt to use an
NPDWR to assert Federal authority over
how water systems charge for their
services would be met with a protracted
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legal challenge that would delay
implementation of the rule and further
delay service line replacement. Thus,
the final rule does not prohibit cost
sharing or mandate how water systems
must pay for customer-side service line
replacements.
The EPA strongly encourages
customer-side service line replacement
to be offered at no direct cost to the
customer wherever possible.
Subsidizing customer-side service line
replacement in whole or in part may
result in higher overall participation in
the replacement program and
potentially reduce disparities created
where service line replacement is less
accessible to lower-income individuals
(Baehler et al., 2022; Environmental
Defense Fund (EDF), 2020). The EPA
highlights the significant Federal
funding available that can facilitate full
service line replacement (see section
III.G of this preamble).
c. Final Rule Requirements
The final rule eliminates regulatory
text stating that water systems are not
required to bear the cost of replacement
of the portion of the service line that
they do not own. The EPA strongly
encourages water system to offer full
service line replacement at no direct
cost to the customer wherever possible,
but this is not a requirement of the
LCRI. The final LCRI remains neutral on
how water systems provide and charge
for services to their customers.
5. Partial Service Line Replacement
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a. Rationale and Proposed LCRI
Revisions
Research shows that partial service
line replacement does not reliably
reduce lead levels in drinking water and
can sometimes temporarily increase
these levels (Deshommes et al., 2017;
USEPA, 2011a). For the LCRI, the EPA
proposed prohibiting partial service line
replacements unless conducted in
coordination with emergency repair or
planned infrastructure projects that
affect the service line. Planned
infrastructure work could include water
infrastructure or capital improvement
projects that do not solely replace lead
and GRR service lines as part of a
service line replacement program.
Examples include, but are not limited
to, water main replacement, meter
replacement, and transportation-related
construction projects. The proposed
prohibition was intended to ‘‘ensure
that the rule itself does not cause
additional partial replacements to be
conducted solely for the purpose of LSL
or GRR service line replacement’’ (88 FR
84918, USEPA, 2023a), which could
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cause negative public health outcomes.
While partial service line replacement
has the potential to temporarily increase
lead levels in drinking water, an
outright ban on the practice could be
infeasible (USEPA, 2020e). For example,
water systems conducting emergency
main replacement may require the
removal of at least a portion of the LSL
due to the alignment or spacing
requirements to connect the new main
with existing service lines (USEPA,
2020e; USEPA, 2023i). Additionally, in
the case of some emergency repairs, a
partial replacement may be necessary to
ensure prompt restoration of water
service to the consumer. Water service
is critical to public health as it provides
water for drinking, cooking, and
sanitation. Water systems that conduct
full service line replacement in
coordination with planned
infrastructure work may realize public
health benefits, efficiencies, and cost
savings; however, the agency recognizes
that there may be barriers to a system’s
access to service lines on private
property. In the proposed rule, the EPA
sought comment on this approach to
limiting, but not prohibiting all partial
service line replacements, and whether
the exclusion should be limited to only
certain types of infrastructure work.
Lead and GRR service lines are likely
to undergo significant disturbance as a
result of planned infrastructure work or
emergency repairs, thereby increasing
the risk from all lead sources that
remain following the emergency repair
or infrastructure work. To address the
increased risk from this disturbance, the
EPA proposed to retain the 2021 LCRR
notification and risk mitigation
requirements for partial service line
replacement, including requirements for
the system to notify the consumer of the
risks of the partial replacement and
actions they may take to minimize lead
exposure, provide a pitcher filter or
point-of-use device certified to reduce
lead in drinking water and six months’
worth of replacement cartridges,
provide flushing instructions, and offer
to take a tap sample between three and
six months following the completion of
the partial replacement. The LCRI also
proposed to require water systems
conducting a partial replacement to
install a dielectric coupling separating
the remaining portion of the service line
and the new portion of the service line,
unless the new portion is made of
plastic. A dielectric coupling between
the replaced line and the partial lead or
GRR service line reduces the risks of
galvanic corrosion between lead and
other metallic pipes that causes lead
release as documented in previous lab-
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scale studies (DeSantis et al., 2018;
Triantafyllidou and Edwards, 2011;
Wang et al., 2012). Multiple laboratory
experiments using harvested pipes
showed substantial decreases in lead
release when the electric connection is
broken or dielectric couplings are
inserted (Clark et al., 2013; St. Clair et
al., 2016; Wang et al., 2013),
demonstrating the value of requiring the
insertion of such couplings. This is
consistent with the EPA’s Science
Advisory Board (SAB) 2011 report that
‘‘[i]nsertion of a lead-free dielectric
eliminates galvanic corrosion at the new
pipe junction by breaking the electrical
circuit between the new and old pipes,’’
concluding that ‘‘insertion of a
dielectric will likely reduce lead levels
in tap water’’; although, the SAB also
noted that ‘‘it cannot confidently
estimate the magnitude of the
reductions because the contribution of
galvanic corrosion and depositional
corrosion to drinking water lead levels
has not been quantified’’ (USEPA,
2011a).
The EPA proposed in the LCRI to
retain the 2021 LCRR requirements that
apply to a water system when a
customer initiates a partial replacement
of an LSL. If the water system is notified
that a customer intends to conduct a
partial lead or GRR service line
replacement, the system must replace
the remaining portion of the line within
45 days (or notify the State within 30
days to complete the replacement no
later than 180 days) of the date the
customer conducted the partial
replacement and provide notification
and risk mitigation measures. The EPA
also proposed in the LCRI to retain the
2021 LCRR requirement that, if the
system is notified or otherwise learns of
a customer-initiated replacement that
has occurred within the previous 6
months, the system must replace any
remaining portion of the affected service
line within 45 days of becoming aware
of the replacement and provide
notification and risk mitigation
measures.
b. Summary of Public Comments and
the EPA’s Response
Some commenters agreed with the
proposed approach of banning partial
service line replacement unless
conducted as part of an emergency
repair or in coordination with planned
infrastructure work, stating that partial
replacement may be necessary in some
emergency scenarios and in
coordination with planned
infrastructure work; for example, if a
disturbance to the service line is
unavoidable and the water system
cannot gain access to conduct a full lead
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service line replacement (e.g., a
customer refuses to allow replacement
of the customer-owned portion of the
service line). Other commenters thought
partial replacements should be banned
in all situations, including as part of an
emergency repair, or that they should be
banned in all situations except as part
of an emergency repair. These
commenters highlighted the potential
for partial replacements to result in
temporarily elevated lead levels in
drinking water and potential
disproportionate impacts to customers
who cannot afford to replace their
portion of the service line.
While partial replacements can cause
lead levels to temporarily increase, the
EPA shares commenters’ concerns about
potentially disproportionate impacts to
customers who cannot afford to replace
their portion of the service line where
water systems require customer cost
sharing. The final rule does not prohibit
all types of partial replacements because
the EPA is concerned that an outright
ban on partial service line replacement
is infeasible. For example, water main
replacement may require the removal of
at least a portion of the LSL due to the
alignment or spacing requirements to
connect the new main to existing
service lines (USEPA, 2020e; USEPA,
2023i), and maintaining water service is
critical to public health as it provides
water for drinking, cooking, and
sanitation. The EPA recognizes there are
situations following planned
infrastructure work or emergency repair
in which full service line replacement is
not possible, such as when the water
system is prohibited by law from
replacing all or a portion of the service
line without customer consent and the
customer has not provided consent.
While the final LCRI does not further
limit the circumstances when partials
may occur following emergency repair
or planned infrastructure work (other
than to exclude service line replacement
projects from planned infrastructure
work), the EPA has clarified in the final
rule where a water system has access to
conduct full service line replacement,
the system must fully replace the
service line. The EPA has also clarified
in the final LCRI for protocols for
planned partial service line replacement
(i.e., planned infrastructure work that
impacts service lines) that where a
system has access to conduct full
service line replacement only if
property owner consent is obtained, the
water system must make a ‘‘reasonable
effort’’ to obtain property owner
consent. The EPA strongly encourages
water systems to create plans, such as
by developing standard operating
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procedures, for planned infrastructure
work, emergency repair, and planning
for contingency costs should lead
service lines be discovered.
Instead of prohibiting the water
system from conducting a partial
replacement in planned infrastructure
work or emergency repair, the final rule
requires the water system to take risk
mitigation measures to minimize the
risk of lead exposure in drinking water
to the persons served by the affected
service line, including providing public
education, a filter and replacement
cartridges certified to reduce lead in
drinking water, and an offer to take a
follow-up tap sample after replacement.
In addition to these mitigation
measures, the final rule requirements for
the service line inventory, replacement
plan, and public education as well as
the EPA-administered financial
assistance for full LSLR are aimed at
reducing the likelihood that water
systems will need to conduct partial
service line replacements as part of an
emergency repair or in coordination
with planned infrastructure work. A
discussion of the requirements and
support to facilitate systems gaining
access to conduct full service line
replacement is included in section
IV.B.3 of this preamble.
The EPA notes that full service line
replacement is also a goal of the
DWSRF. While full LSLR is the desired
outcome of all DWSRF assistance for
LSLR, the logistics involved with
coordinating LSLR with planned
infrastructure projects may dictate that
partial replacement of a service line is
necessary if disturbance to the service
line is unavoidable and the water
system cannot gain access to conduct a
full lead service line replacement (e.g.,
a customer refuses to allow replacement
of the customer-owned portion of the
service line). For the purposes of
oversight and confirming eligibility,
State programs must require borrowers
to document customer refusals, which
could consist of any of the following: a
refusal signed by the customer,
documentation of a verbal statement
refusing replacement, or documentation
of no response after multiple attempts to
reach the customer regarding full LSLR.
State programs are required to report
this information to the EPA (USEPA,
2024i).
A partial LSLR may only be funded by
the DWSRF where the water system
shows all of the following: that the
partial LSLR is done in conjunction
with planned infrastructure work, that
disturbance to that service line is
unavoidable because of the planned
infrastructure work, and that the water
system has documented customer
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refusal showing it cannot gain access to
that property to conduct a full LSLR
following multiple attempts (USEPA,
2024i).
Some commenters also recommended
that the EPA not prohibit partial service
line replacement under any
circumstances and highlighted the
effectiveness of public education and
risk mitigation measures to reduce
exposure following the elevated lead
levels that can result from a partial
replacement. The EPA does not agree
that partial service line replacement
should be permitted under all
circumstances. The prohibition in the
final rule ensures that water systems do
not conduct any partial replacements
that would occur outside of an
emergency repair or coordination with
planned infrastructure work that
impacts service lines and that is not
solely service line replacement. Partial
replacement has not been shown to
reliably reduce lead levels and is known
to temporarily increase them. In some
cases, increases in lead levels could
extend over longer timeframes (Dore et.
al, 2019). Although the final rule
requires water systems to provide
information and filters to consumers to
reduce their risk to lead exposure where
partial replacements are unavoidable,
these requirements are short-term
measures, and the EPA emphasizes the
importance of its prohibition of partial
replacements except in certain
circumstances. The EPA considers
avoiding the short-term increases in
lead levels caused by partial
replacements preferable to conducting
risk mitigation measures to reduce lead
levels after a partial replacement. Lead
exposures continue to remain when
partial replacements occur. In addition,
risk mitigation measures such as filters
or flushing protocols may not always be
utilized by or correctly implemented by
consumers. For example, existing
flushing procedures that call for 30
minutes of flushing at every tap in the
home, to be repeated every two weeks,
(i.e., AWWA, 2017) may be challenging
to follow, time intensive, and expensive
for some consumers.
Some commenters were concerned
that the requirement for water systems
to replace the remaining portion of a
service line when a customer initiates
replacement of their private side service
line could worsen environmental justice
impacts by allowing customers who can
pay for their replacement to ‘‘jump the
line’’ as opposed to those who cannot
afford to conduct their own private-side
replacement. While the EPA appreciates
these environmental justice concerns,
the increases in lead levels following a
customer-initiated partial lead or GRR
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service line replacement could pose an
increased risk of adverse health effects,
and this risk will be highest
immediately following the replacement.
Thus, replacing the system’s portion of
the affected service line and providing
notification and risk mitigation
measures as required is necessary to
prevent adverse health effects to the
extent feasible.
c. Final Rule Requirements
The final LCRI defines partial service
line replacement as the replacement of
any portion of a lead or GRR service line
that leaves in service any length of lead
or GRR service line upon completion of
the work. The final rule prohibits water
systems from conducting partial service
line replacement, except when the
replacement is conducted as part of an
emergency repair or in coordination
with planned infrastructure work that
impacts service lines (excluding
planned infrastructure work solely for
the purposes of lead or GRR service line
replacement). The final rule clarifies
that where a water system has access to
conduct full service line replacement
the water system must fully replace the
service line. Where a water system
conducts a partial lead or GRR service
line replacement, the system must
install a dielectric coupling separating
the remaining service line and the
newly installed service line, unless the
newly installed service line is made of
plastic. Where a water system conducts
partial service line replacement, the
final rule requires the system to comply
with the notification and risk mitigation
requirements.
Where a partial replacement is to be
conducted in coordination with planned
infrastructure work that impacts service
lines, the system must notify the
property owner, or the owner’s
authorized agent, as well as non-owner
occupant(s) served by the affected
service line at least 45 days prior to the
replacement and offer the opportunity
to fully replace the service line. Before
the affected service line is returned to
service, the water system must provide
the consumer with the following:
written notification that explains that
the consumer may experience a
temporary increase of lead levels in
their drinking water due to the
replacement; contact information for the
water system; written information about
a procedure for the consumer to flush
service lines and premise plumbing of
particulate lead following the partial
replacement; and a pitcher filter or
point-of-use device that is certified by
an American National Standards
Institute (ANSI) accredited certifier to
reduce lead along with six months’
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worth of replacement cartridges. The
final rule clarifies that where a water
system has access to conduct full
service line replacement only if
property owner consent is obtained, the
water system must make a ‘‘reasonable
effort’’ to obtain property owner consent
to replace the remaining portion of the
service line. The reasonable effort must
be completed before the partial lead
service line replacement.
Where partial service line
replacement is conducted due to an
emergency repair, systems must provide
the same notification and risk mitigation
measures to consumers as when
conducting a planned partial
replacement before the line is returned
to service; however, the system must
offer to replace the remaining portion of
the service line created by the
emergency repair within 45 days.
Where the customer intends to
replace their portion of a lead or GRR
service line, the final rule requires that
water systems replace their remaining
portion of the service line at the same
time as, or as soon as practicable after,
but no later than 45 days from the date
the customer conducted their partial
replacement and provide notification
and risk mitigation measures. The water
system must notify the State within 30
days to complete the replacement no
later than 180 days from the date the
customer conducted their partial
replacement. Where the water system is
notified or otherwise learns that a
customer-initiated replacement
occurred within the previous six
months, the system must replace any
remaining portion of the service line
within 45 days from the day of
becoming aware of the customerinitiated replacement as well as provide
notification and risk mitigation
measures within 24 hours of becoming
aware of the customer-initiated
replacement. Where the water system is
notified or otherwise learns of a
customer-initiated replacement that
occurred more than six months in the
past, the LCRI does not require the
system to replace the remaining portion
of the service line within a certain
number of days. Instead, the remaining
portion of the lead or GRR service line
must be identified in the system’s
inventory and replaced as part of
mandatory service line replacement. For
any replacement prompted by a
customer-initiated replacement, the
final rule requires notification and risk
mitigation measures be provided to the
persons served by the affected service
line.
In the final LCRI, partial service line
replacement does not count towards
mandatory full service line replacement.
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On an annual basis, water systems must
report to the State the number of partial
lead and GRR service line replacements
that have been conducted in the
preceding program year and the address
associated with each partial
replacement (§ 141.90(e)(8)(iii)). Water
systems must also annually update that
number in their inventories. Public
education to notify customers of their
service line material must continue
annually until the entire lead or GRR
service line is replaced. Within six
months of any change in ownership of
the property, the system must first reach
out to the new owner with an offer to
replace the remaining lead or GRR
portion of the service line. Systems may
use new service initiation or service
transfer to a new customer to identify
when there is a change in ownership.
Within one year of any change in
ownership of the property, the system
must make a reasonable effort to obtain
the property owner’s consent to conduct
full service line replacement. If the new
property owner declines the
replacement, the water system must
continue to provide annual notification
of their service line material until the
entire lead or GRR service line is
replaced.
The final rule requires the provision
of filters following partial service line
replacement to mitigate potential
increases in lead release to drinking
water. These requirements are intended
to further protect public health in the
event of increased lead release following
a disruption of the scale caused by these
events.
6. Time Frame for Full Service Line
Replacement
a. Rationale and Proposed LCRI
Revisions
Under the LCR, systems must conduct
LSLR after the system exceeds the lead
action level at a rate of seven percent
per year, corresponding to a 15-year
deadline to replace all LSLs. However,
the rule allowed systems to use partial
LSLR and sampling (‘‘test-outs’’) for
individual service lines to count toward
the replacement rate. Under the 2021
LCRR, systems must replace the entire
service line at a rate of three percent per
year if they exceed the lead action level,
corresponding to an approximately 33year deadline to replace all lead and
GRR service lines. The 2021 LCRR does
not allow partial replacement and ‘‘testouts’’ to count towards the replacement
rate.
For the proposed LCRI, the EPA
proposed a 10-year deadline for water
systems to replace all lead and GRR
service lines under their control. In
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recognition of the wide variation among
systems with respect to the number and
proportion of lead and GRR service lines
in their distribution systems, the
proposed LCRI included two provisions
to adjust the time frame for LSLR. To
ensure that the rule meets the statutory
standard for a treatment technique rule
to ‘‘prevent known or anticipated
adverse effects on the health of persons
to the extent feasible,’’ the EPA
proposed to retain the requirement that
the State establish a shortened deadline
if the State determines it is feasible for
a water system (e.g., by considering the
number of lead and GRR service lines in
a system’s inventory) (see section IV.B.7
of this preamble). To ensure that the
rule’s service line replacement deadline
is not infeasible for systems with a large
number or proportion of lead and GRR
service lines, the EPA proposed
provisions for systems to apply for a
deferred deadline (see section IV.B.8 of
this preamble).
For the proposed LCRI, the EPA
utilized new evidence available after the
promulgation of the 2021 LCRR to
determine the feasibility of conducting
full service line replacement by a set
deadline. During the development of the
2021 LCRR, there was a lack of data
regarding the number of lead and GRR
service lines in systems as well as very
few broad service line replacement
mandates in large geographic regions, or
State laws requiring such. The EPA was
only aware of a limited number of
systems that had or were proactively
conducting service line replacement.
For the proposed LCRI, however, new
and higher quality evidence and data
were available to more accurately assess
the feasibility of requiring full service
line replacement by a set deadline.
Many systems have documented the
voluntary completion of both service
line inventories and full service line
replacement programs (USEPA, 2023a;
USEPA, 2023k). In addition, four State
(Illinois, Michigan, New Jersey, and
Rhode Island) service line replacement
laws suggest that States expect broad,
mandatory service line replacement by
a set deadline to be ‘‘technically
possible’’ given the thousands of
systems required to conduct service line
replacement simultaneously within and
across these States. Specifically,
Michigan requires replacement of all
lead and galvanized previously
downstream of LSLs starting in 2021, to
be completed by 2041. Illinois requires
replacement of all LSLs starting in 2027,
with the timeline determined by the
number of lead and galvanized lines (if
the galvanized lines are downstream of
lead). Both New Jersey and Rhode
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Island require all LSLs and galvanized
service lines (irrespective of whether
there is or was an upstream LSL) to be
replaced in 10 years unless the system
is granted an extension by the State
(State of New Jersey, 2021a; State of
Rhode Island, 2023a). Michigan and
New Jersey have several years of
experience implementing their service
line replacement laws that were
promulgated in 2021, demonstrating the
feasibility of the States’ replacement
requirements. The EPA notes that these
four States have approximately one-fifth
of the lead content service lines in the
country (1.9 lead content lines out of 9.0
million estimated lead content lines)
and have among the most LSLs in the
country (USEPA, 2023l; USEPA, 2024n).
Finally, BIL and other funding has
become available after the 2021 LCRR
promulgation to support lead and GRR
service line replacement projects, which
in turn further supports the feasibility of
setting a 10-year replacement deadline
because this requirement is a primary
driver of the proposed rule costs.
For the LCRI proposal, the EPA’s
feasibility analysis used data from
official sources documenting service
line replacement rates that had been
achieved in systems nationwide. The
EPA used data from 30 systems serving
more than 50,000 persons that had
maintained proactive LSLR programs to
ensure the resulting rate reflected the
technically possible rate of replacement
that may reasonably be afforded by a
large system; in doing so, EPA used the
definition of ‘‘large system’’ that has
historically been used in the LCR, such
as for CCT requirements. The EPA then
normalized the systems’ replacement
rates by the estimated number of
households served by each water
system. The EPA calculated the 95th
percentile of the annual replacements
per households served to set as the
national threshold reflecting the fastest
feasible annual replacements per
household served that systems could
achieve under a 10-year deadline, which
equaled 0.039 annual replacements per
household served. The EPA used the
95th percentile rather than the
maximum rate achieved by any one of
the 30 systems to avoid setting the perhousehold rate based on the rate
achieved by an individual system as
that may not accurately reflect the
conditions at a wide variety of systems
subject to the replacement requirements
in the rule. The analysis also used the
results of the 7th Drinking Water
Infrastructure Needs Survey and
Assessment (referred to as ‘‘Needs
Survey’’), which was conducted in
2021. The data was published and used
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in the feasibility analysis in 2023
(USEPA, 2023l), providing better
estimates on the number of lead, GRR,
and unknown service lines in
individual systems and nationwide than
were available during the development
of the 2021 LCRR. The EPA used data
from the Needs Survey to estimate the
number of systems that would exceed
the 0.039 annual replacements per
household served threshold and
determined that mandatory service line
replacement in 10 years or less is
technically possible and affordable for
96 to 99 percent of all systems (USEPA,
2023k).
b. Summary of Public Comments and
the EPA’s Response
Several commenters suggested that
the 10-year deadline is not practical or
feasible. Some comments simply
asserted, without explanation, that a 10year deadline was not feasible. Other
commenters stated that the EPA had not
adequately demonstrated feasibility,
that the 10-year deadline was not
feasible without the availability of
substantial additional funding, and that
the systems used in the feasibility
analysis were not appropriate for
determining replacement feasibility for
typical systems under the LCRI. The
EPA disagrees that feasibility of a 10year replacement deadline was not
adequately demonstrated. In the
feasibility analysis for the proposed
rule, as in the updated analysis for the
final rule, the EPA examined annual
replacement rate data from water
systems that are conducting or have
finished conducting service line
replacement. Due to the complexity of
service line replacement and the
numerous variables that affect
replacement rates, many of which are
specific to each water system or even
each site within a water system,
modeling or projecting future service
line replacement rates is highly
uncertain. Thus, basing the feasibility
analysis on available data from
replacement programs that have already
been conducted by real world systems
provides the soundest basis for
evaluating the technical possibility and
affordability of mandatory service line
replacement requirements and for
establishing a deadline in a national
rule covering a wide variety of systems
(also see preamble sections IV.B.7 and
IV.B.8 for shortened and deferred
deadlines).
The EPA considered comments on
data for use in the agency’s analysis,
such as whether the EPA should include
replacement rate data from systems with
‘‘exceptional’’ circumstances, systems
serving 50,000 persons or fewer, and
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four water systems that provided data in
their public comments. Details on each
aspect of the feasibility analysis are
provided in subsequent paragraphs. In
summary, the final LCRI’s updated
feasibility analysis excluded
replacement rate data from Newark, NJ,
and included replacement rate data
from systems serving populations
greater than 10,000 persons and from
three of the four systems that provided
replacement rate data.11 In total, the
dataset used for the final rule’s service
line replacement feasibility analysis
included replacement rates from 44
water systems. The 95th percentile of
these data is 39 annual replacements per
1,000 service connections (see section
IV.B.8 of this preamble for an
explanation on the use of service
connections instead of households
served). This information demonstrates
that, based upon the best available
service line replacement data, it is
technically possible and affordable for
water systems to replace lead and GRR
service lines at a rate of 39 annual
replacements per 1,000 service
connections (USEPA, 2024d).
Some commenters suggested that the
EPA should not use systems with
‘‘exceptional’’ circumstances, such as
Flint, MI, and Newark, NJ, in its
analysis because they claimed that the
average system would not be able to
complete service line replacement as
quickly as these systems. These
commenters asserted that these water
systems were exceptional because they
had significant external financial
subsidies, were in the midst of much
larger lead in drinking water crises, and
had taken steps to initiate their
replacement programs prior to the
construction period referenced in the
EPA’s analysis. These commenters also
pointed out that inclusion of these
‘‘exceptional’’ systems in the dataset
influence the per-household threshold,
even when using the 95th percentile,
and that they should be excluded from
the dataset entirely to avoid any
influence on the per-household rate
threshold.
The EPA acknowledged in its
feasibility analysis for the proposed
LCRI that two systems (Flint, MI, and
Newark, NJ) received substantial
external funding. For the proposed
LCRI, the EPA selected the 95th
percentile of the per-household rate to
set the fastest feasible rate while
11 Replacement rate data for one system was
provided by a State, which did not include the
name or any identifying information for the system.
Therefore, the annual replacements per service
connection or per household served could not be
calculated, and data from this system was not
included in the feasibility analysis (USEPA, 2024d).
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avoiding setting the rate at the
maximum recorded annual
replacements per household rate of a
single system. For the final LCRI, the
EPA considered the replacement rate
data for both Flint, MI, and Newark, NJ,
separately as described below.
With respect to Newark, NJ, the EPA
became aware after publication of the
proposed rule of an ongoing formal
investigation by the City of Newark and
the NJ Department of Environmental
Protection (DEP) into whether a
contractor for the Newark LSLR program
conducted partial service line
replacements instead of full
replacements in some homes (City of
Newark, 2024). The formal audit is
seeking to determine the number of
partial replacements that may have
taken place (City of Newark, 2024). The
uncertainties associated with ongoing
audit of the Newark LSLR data could
potentially affect the rate at which full
service line replacement was conducted
because a partial service line
replacement could be completed more
quickly than a full replacement. As of
August 2024, the results of the audit are
not yet available. Because of the new
uncertainty this investigation raises
with respect to the Newark data and the
importance of moving expeditiously to
promulgate the final LCRI, the EPA has
excluded the replacement rate data from
Newark, NJ, from the quantitative
analysis for determining the feasibility
threshold rate for service line
replacement. Nevertheless, Newark’s
LSLR program provides qualitative
evidence in support of finding that it is
technically possible to conduct a full
service line replacement program across
a large metropolitan or regional PWS in
a short period of time. For example,
Newark employed 20 service line
replacement crews simultaneously
during their program to replace more
than 20,000 lead and GRR service lines
in less than three years (City of Newark,
2020).
With respect to Flint, MI, the EPA
disagrees with commenters that the
City’s replacement rate data should be
excluded from the dataset used to
calculate the feasible rate threshold.
Flint received financial and technical
assistance for its replacement program
as well as substantial press coverage;
however, the EPA does not agree that
this support and media coverage
warrant exclusion from the feasibility
analysis. The replacement rate data in
Flint represents the annual
replacements per 1,000 service
connections averaged over the period
from 2016 to 2022, when the City of
Flint reported having replaced 97
percent of its service lines requiring
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replacement (City of Flint, n.d.). Thus,
while nearly 8,000 of the approximately
10,000 replacements conducted in Flint
were completed over a 2-year period
between March 2016 and April 2018
(City of Flint, 2019), the EPA uses an
average rate across six years in its
feasibility analysis. Thus, the EPA’s
analysis uses an average annual rate that
does not rely solely upon the initial
replacement rates at the height of the
lead crisis. In addition, while Flint
received financial subsidies for service
line replacement, data from the U.S.
Census Bureau shows that Flint had a
high poverty rate in 2015, measured at
41 percent (U.S. Census Bureau, 2015a).
This is significantly higher than the
2015 national average poverty rate of
13.5 percent (U.S. Census Bureau,
2015b). Thus, other cities will have
fewer economic challenges than Flint
and may be less reliant on external
funding to support service line
replacement.
One commenter suggested that the
proposed replacement rate and timeline
are not feasible for large systems,
particularly when ‘‘large’’ systems are
defined as systems that serve more than
10,000 persons rather than those that
serve more than 50,000 persons. The
commenter noted that a system size of
less than 10,000 persons served is used
to assess ‘‘small system impacts under
SBREFA and is also the breakpoint used
in SDWA for small systems’’. In light of
this comment, the EPA reconsidered its
decision to assess feasibility based only
on the 30 systems serving more than
50,000 persons in the proposed rule. In
the final rule, the agency included an
additional 12 systems (serving between
10,000 and 50,000 persons) in the
analysis. Of these 12 systems, 10 are
within metropolitan statistical areas as
defined by the Office of Management
and Budget (OMB) for statistical use
(OMB, 2021), supporting that these
systems may represent large
metropolitan or regional PWSs. In
addition, including such systems
increased the sample size of the EPA’s
dataset, which can improve the
assessment of feasibility of mandatory
full service line replacement for a wider
variety of systems. The EPA also agrees
with the commenters noting that a cut
off of 10,000 persons served aligns with
the SDWA breakpoint for small systems
and the small system impact analysis
under SBREFA.
The EPA did not include replacement
rate data identified from two systems
serving 10,000 persons or fewer in the
feasibility analysis for the final rule. In
assessing the affordability aspect of
feasibility for purposes of an NPDWR,
the EPA evaluates costs to large
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metropolitan or regional PWSs, not
small PWSs. Additionally, both small
systems had substantially higher annual
replacements per 1,000 service
connections. Small systems having
higher replacement rates is not
unexpected in this scenario due to
smaller systems having fewer service
lines overall and, therefore, fewer lines
to replace compared to larger systems.
Individual service line replacement has
generally similar cost and time needed
regardless of system size. Despite
potential resource limitations small
systems may face, fewer lead and GRR
service lines require less time and fewer
resources, making 100 percent
replacement relatively easier to
complete for small systems than for
large systems with similar percentages
of lead and GRR service lines in their
inventory. Additionally, service line
replacement contrasts to centralized
treatment operations, where the same
treatment unit is employed at the
treatment plant for different system
sizes, and, therefore, systems can take
advantage of the economy of scale
present in installing and maintaining
these treatments.
For the final LCRI, the EPA retained
from the proposal the use of the 95th
percentile to set the fastest feasible
annual replacements per 1,000 service
connections that water systems
nationwide can achieve within 10 years.
The EPA did not select the maximum
number of annual replacements per
1,000 connections in the dataset to
represent the fastest feasible rate
because the agency did not intend for
any single system with potentially
unique circumstances to determine the
rate for a broad range of systems covered
by a national rule.
Commenters suggested that the EPA
evaluate the feasibility of alternative
deadlines to 10 years. Some commenters
suggested a shorter deadline, such as
five years or eight years, to ensure that
no system that could meet an earlier
deadline would fail to do so. Other
commenters suggested longer deadlines
(such as 15 years), suggesting that 10
years is not feasible. After consideration
of all the comments and the available
data, the EPA determined that 10 years
is at feasible deadline for most systems
(USEPA, 2024d). Under the statute, the
final LCRI must meet the standard of
preventing lead health effects ‘‘to the
extent feasible,’’ which means that the
service line replacement rate must be
both feasible and the fastest feasible. If
a shorter national deadline was set, such
as five years, this would compromise
implementation of the rule since a larger
number of systems would be eligible for
a deferred deadline under the final rule
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criterion or seek exemptions or
variances. Setting a shorter deadline
nationwide in the rule could also
impact States and some water systems’
ability to effectively comply with other
aspects of the rule to support and
manage an effective replacement
program, including the inventory
development and validation and
maintenance of an updated service line
replacement plan. In addition, a more
compressed schedule for all systems
nationwide could more significantly
impact supply chains for materials as
well as impact worker availability,
which some commenters raised as areas
of concern. All of these factors indicate
that a national deadline shorter than 10
years could be infeasible for many water
systems across the United States. The
EPA maintains that for some individual
water systems, such as those with a
small proportion or total number of lead
and GRR service lines, a rate faster than
10 years could still be feasible.
Furthermore, using the 10-year
replacement deadline helps streamline
the rule and facilitate implementation, a
priority identified in the 2021 LCRR
review. The 10-year deadline represents
the EPA’s best approximation of the
fastest feasible service line replacement
rate for most systems, and therefore, it
is the default deadline. In recognition of
the strong possibility that depending on
the specific circumstances, which may
evolve over time, many systems will be
able to replace all their lead and GRR
service lines even faster than their
replacement deadline (i.e., 10 years,
deferred deadline), the LCRI requires
States to set shortened deadlines where
it is feasible. For example, for systems
with a small proportion of lead and GRR
service lines, it may be feasible to
complete replacement within a much
shorter period than 10 years and at a
more rapid rate than 10 percent of lines
per year. In addition, it may be less
efficient to conduct replacement over a
10-year period than a shorter timeline.
For example, Central Arkansas Water,
which serves approximately 205,000
service connections, identified and
replaced all 115 remaining LSLs in 14
months. A 10-year replacement program
for this system would lead to
approximately 12 service line
replacements per year, which is less
efficient and could lead to an increased
need of resources considering
replacement crews would be needed
over a much longer period of time
(Sweeney, 2020; Central Arkansas
Water, 2022).
In addition to failure to meet the
‘‘feasibility’’ requirements in the statute,
a shorter mandatory replacement
deadline in the final LCRI would likely
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result in a greater number of water
systems seeking exemptions from the
treatment technique requirements.
Systems may seek an exemption from
the LCRI’s treatment technique to obtain
additional time to complete their service
line replacement programs in
accordance with requirements under
§§ 142.50 through 142.57. To obtain an
exemption, systems must expend
resources demonstrating eligibility for
the exemption. States and the EPA
would need to expend resources to
evaluate the exemption request, hold
public hearings, and consider the public
input prior to approving or denying an
exemption providing a later compliance
date. The EPA thinks that system, State,
and EPA resources are better expended
on inventorying and replacing lead and
GRR service lines than evaluating
exemptions. The EPA’s decision to
establish a 10-year replacement
deadline with limited criteria for
extensions will also reduce the
resources spent issuing exemptions for
the requirements.
Commenters recommended that
instead of a national deadline
established in the LCRI, the replacement
rate for each State or system be
determined at the State or local level on
a case-by-case basis, as these entities
would have a better understanding of
system specific challenges or advantages
that would allow them to determine the
fastest feasible rate. While no single
deadline in a national-level regulation
can represent the fastest feasible
deadline for each of the nearly 66,000
individual systems nationwide that are
required to comply with the LCRI, the
EPA disagrees that replacement rates
should be solely determined at the State
or local level. States or local levels of
government determining deadlines
would make implementation more
challenging, place significant burden on
States to determine either State- or
system-specific deadlines, and
complicate State oversight with a
resulting hodge-podge of deadlines. The
LCRI’s approach of a 10-year deadline
that may be adjusted up or down is
essentially a hybrid approach of single
deadline and a case-by-case
determination that best meets SDWA
standards for a NPDWR, while giving
due consideration to the variability
among systems, and is more streamlined
and implementable than a case-by-case
determination. While States may be in
a better position to determine an
individual system’s unique
characteristics and challenges, it is
beyond their resource capacity to make
this determination on a case-by-case
basis for each system and unnecessary
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in light of the EPA’s feasibility analysis
using actual data.
Some commenters recommended use
of a binning system in the LCRI, similar
to that employed in the Illinois LSLR
requirements (which assigns systems to
one of six default replacement deadlines
based on the number of LSLs in a
system), rather than a fixed rate and
three-year rolling average. In the 1991
LCR, the EPA acknowledged that ‘‘it is
difficult to determine a uniform,
national replacement schedule
applicable to all public water systems
because the circumstances faced by
systems can vary substantially,
depending upon the number of lead
lines in a system and system size’’ and
that large systems with few lines could
replace lines on the fastest schedule,
while systems with high percentages of
LSLs would take the longest to complete
replacement (56 FR 26508, USEPA,
1991). For the 1991 LCR, the EPA had
considered alternate ways to structure
the LSLR rate to take into account
system size and the number of LSLs in
the system. The EPA found that such an
approach, while accounting for various
factors affecting feasibility for
individual systems, can yield
‘‘inappropriate results’’ in some cases,
requiring systems to complete
replacement on an ‘‘inordinately fast’’
schedule that would not be feasible (56
FR 26460, USEPA, 1991). The 1991 LCR
proposal gives the example where the
number of replacements required per
year corresponds to a fixed percentage
(e.g., 10 percent) of the total number of
service lines in the system. Under a
construct where a system must replace
10 percent of all its service lines, a large
system with 200,000 non-LSLs and
50,000 LSLs would need to replace all
their LSLs in just 2.5 years (i.e.,
replacing 20,000 LSLs per year at an
annual rate of 40 percent) and there are
no data to support that such a rate is
feasible. The EPA also considered using
a binning approach but determined it
could create implementation challenges
and add complexity to the rule, which
runs counter to the priority identified in
the 2021 LCRR review to simplify the
rule. The final LCRI provides a single
replacement rate but with some
flexibility to shorten or lengthen
schedules in individual cases; this is
much simpler than a multiple bin
scheme. Because a binning approach
would add significant and unnecessary
complexity to the rule and the LCRI
already provides flexibility to alter the
deadline in appropriate cases, the EPA
has determined that the approach in the
final rule, with a national 10-year
deadline, and deferred deadline criteria
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for a limited number eligible systems,
and with the requirement for the State
to set a faster rate where feasible, is a
simpler and more implementable
approach to assure LSLs are replaced at
the fastest feasible rate.
i. Additional Discussion of Affordability
Some commenters stated that, because
there exists substantial evidence of
water systems conducting service line
replacement, the technology itself is
clearly affordable. The EPA agrees with
commenters that service line
replacement is an affordable technology,
and the technology has been required by
the rule since the 1991 LCR, albeit at
differing scales. As noted previously,
service line replacement is unlike
centralized treatment in that the total
cost is dependent upon the number of
service lines replaced rather than the
cost of the treatment itself. The cost per
customer, if costs of replacement are
spread to all rate-paying customers, is
also dependent on the proportion of
lead and GRR service lines to total
service lines in the distribution system.
Thus, based on the fastest feasible rate
established by already completed
service line replacements, 10-year
service line replacement was
demonstrated to be technically possible
and reasonably afforded for
approximately 98 percent of systems
(see section IV.B.8 of this preamble for
a discussion on deferred deadlines).
Some commenters suggested that
replacement of all LSLs in 10 years
would not be affordable for water
systems because they would have to rely
on the ability of their local communities
to pay for replacements, that more State
or Federal funding will be needed, or
that the EPA had not adequately
demonstrated affordability in the
Economic Analysis of the proposed rule.
The EPA disagrees that the 10-year
deadline is not affordable and that the
agency has not demonstrated its
affordability. The final rule feasibility
analysis for service line replacement
examines replacement rates achieved by
systems and concludes that the rates
achieved in this analysis are the highest
rates for which currently available data
can demonstrate to have been
reasonably afforded water by systems
(USEPA, 2024d). As noted above, the
analysis demonstrates that, based upon
the best available service line
replacement data, it is technically
possible and affordable for water
systems to replace lead and GRR service
lines at a rate of 39 annual replacements
per 1,000 service connections. While
some of the identified systems received
varying amounts of financial assistance
to support service line replacement, the
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EPA did not consider the availability of
external funding in its calculation of
household costs in the economic
analysis. Costs of the service line
replacement requirement were
calculated over the entire 35-year period
of analysis and per-household costs of
implementation of the entire rule (not
limited to LSLR) were estimated based
on system size, water source, and
ownership (see Exhibit 6 in section VI
of this preamble for annualized service
line replacement cost and Exhibits 7
and 8 for total rule cost per household).
Implementation costs to systems and
States were also considered in the
affirmation of the cost-benefit
determination (see Exhibit 10 of this
preamble for total annualized rule cost
including PWS and State
implementation and section VI.F.3 of
this preamble (Reaffirm Cost-Benefit
Determination)). The EPA notes that
there is significant funding available to
support service line replacement, and
the EPA expects that the additional
funding from BIL will increase the
affordability of the achieved
replacement rates (see section III.G of
this preamble for further discussion on
funding).
c. Final Rule Requirements
The final rule establishes a 10-year
deadline for water systems to replace all
lead and GRR service lines under their
control. In recognition of the wide
variation among systems with respect to
the number and proportion of lead and
GRR service lines in their distribution
systems, the final LCRI also includes
provisions for systems to apply for a
deferred deadline (see section IV.B.8 of
this preamble) and provisions for States
to require systems to replace all lead or
GRR lines under a shortened deadline
(see section IV.B.7 of this preamble).
7. Mandatory Service Line Replacement
Rate
a. Rationale and Proposed LCRI
Revisions
The 1991 LCR requirement to replace
(or ‘‘test out’’ individual service lines) at
a rate of seven percent per year is
calculated on an annual basis
(§§ 141.84(b)(1) and 141.90(e)(1)
through (3)). The 2021 LCRR
replacement requirements of three
percent per year following a lead action
level exceedance and at a ‘‘goal-based
rate’’ determined by the State following
a lead trigger level exceedance must be
calculated using a two-year rolling
average.
For the LCRI, the EPA proposed a
minimum average annual replacement
rate of 10 percent for most systems,
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calculated as a 3-year rolling average.
Water systems would be required to
average the annual percentages of
service lines replaced in the preceding
three years of the replacement program,
beginning at the end of the third
‘‘program year’’ and annually thereafter.
The EPA proposed for a ‘‘program year’’
to be measured from the LCRI
compliance date. The agency proposed
a rolling average across a three-year
period to account for stakeholder
concerns about the potential annual
variability and temporary disruptions or
shortages that impede a system’s ability
to replace service lines, such as supply
chain delays, workforce limitations,
natural disasters or extreme weather,
and difficulties gaining access for full
service line replacement. The EPA
anticipated that this approach would
provide water systems with flexibility
during the initial years of their
replacement programs to create and
manage their programs, adjust and plan
for market corrections in labor and
supplies, apply for and obtain funding,
and obtain advice on applicable laws,
regulations, or water tariff agreements
associated with the replacement of lead
and GRR service lines. The EPA sought
comment on how to calculate
compliance with a service line
replacement deadline and the average
annual rolling rate construct, including
the complexity of the construct.
The EPA proposed in the LCRI to
require water systems to calculate the
percent of service lines replaced for
each year using the replacement pool
and the annual number of service lines
replaced. The proposed LCRI included
requirements for water systems to
calculate the baseline replacement pool
by adding the total number of lead,
GRR, and unknown service lines in the
baseline inventory submitted by the
compliance date. To calculate the
number of lead and GRR service lines a
system would need to replace in a given
program year, the EPA proposed to
require systems to divide the most upto-date replacement pool by the total
number of years allowed to complete
mandatory service line replacement
(e.g., 10 years). At the beginning of each
replacement program year, water
systems must update the replacement
pool to account for inventory updates
and recalculate the annual number of
service line replacements needed to
meet the replacement rate. The EPA
proposed to require that water systems
update their replacement pools by: (1)
Subtracting unknown service lines that
are identified as non-lead from the
replacement pool and (2) adding any
non-lead lines found to be lead or GRR
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service lines. As proposed, unknown
service lines identified to be lead or
GRR service lines are recategorized in
the replacement pool, but they do not
change the number of lines because they
have already been counted in the
number of lines for determining the
replacement pool.
The EPA proposed to not limit the
replacement rate to service lines solely
under the control of the system. The
proposed rule did not permit water
systems to subtract lead and GRR
service lines that are not under the
control of the system from the
replacement pool nor count them
towards the annual number of service
lines replaced. All water systems are
subject to mandatory service line
replacement and must replace all lead
and GRR service lines; however,
systems are not required by this rule to
replace lead and GRR service lines that
are not under the control of the system.
As discussed in section IV.B.3 of this
preamble, control is not static, and
service lines can come under the control
of the system at any time as
circumstances change. Counting lead
and GRR service lines that are not under
the control of the system as ‘‘replaced’’
provides water systems would not be
appropriate as they could become under
the control of the water systems as well
as this would disincentivize systems
from actively seeking opportunities to
replacing these lines in the future such
as outreach with community members,
which does not protect public health to
the extent feasible. The replacement
pool provides the water system with a
full account of the historic and current
lead and GRR service lines in the
system, regardless of the system’s access
or lack thereof at one point in time,
starting at the LCRI compliance date.
Removing these lines from the
replacement pool does not remove their
risk to consumers.
The proposed LCRI also included
requirements on what full lead and GRR
service line replacements must count
towards the number of service lines
replaced and the average annual
replacement rate. Full service line
replacements would count towards the
replacement rate in the following
instances: (1) where the replacement
results in the entire service line to be
categorized as non-lead in the
inventory, (2) where a non-lead service
lines is installed for use and the lead or
GRR service line is disconnected from
the water main or other service line, and
(3) where the system physically
disconnects a service line that is not in
use and does not install a new non-lead
line because there is no service line in
use (the system must not reconnect the
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line to resume service). Service line
replacements would not count towards
the replacement rate in the following
instances: (1) Where the service line is
partially replaced, (2) where a lead,
GRR, or unknown service line is
determined to be non-lead, (3) where
only a lead connector is replaced, and
(4) where pipe lining or coating
technologies are used while the lead or
GRR service line remains in use. The
EPA proposed for unknown service
lines identified as non-lead to not count
towards the number of service lines
replaced because such a requirement
could inadvertently incentivize water
systems to delay the identification of the
material of unknown service lines so
water systems could claim
‘‘replacement’’ credit for when lead or
GRR service lines have not been
replaced, thereby delaying the public
health benefits of replacement to
consumers served by a lead or GRR
service line.
b. Summary of Public Comments and
the EPA’s Response
Some commenters stated that the
proposed three-year rolling average is
complex and may be difficult to
implement. Other commenters
supported the proposed approach, with
one commenter noting that the LCRI is
inherently complex, and the EPA struck
a reasonable balance. Some commenters
stated that using a cumulative average
approach to track compliance with
LSLR would provide more flexibility for
water systems than a three-year rolling
average and accounts for the potential
that replacements become more
challenging towards the end of program
when customers are harder to reach or
because the replacements are conducted
individually as opposed to in
coordination with infrastructure work
where replacement may be more
efficient.
The EPA agrees with commenters that
a cumulative average is simpler to
understand and calculate than a threeyear rolling average. Simplifying the
rule to ease implementation was
identified in the 2021 LCRR review as
a priority for the final rule. Rather than
calculating an average within a rolling
three-year window, a water system
calculates the average rate of
replacement from the beginning of the
program. For example, for a water
system with a 10-year mandatory
replacement deadline, at the end of the
fourth program year, the system must
have replaced at least 40 percent of the
lines in the replacement pool. With a
three-year rolling average, the system
averages the replacement rate in
program years two, three, and four,
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whereas with a cumulative average, all
replacements conducted since the
compliance date are included in the
calculation (i.e., average of rates
summed for years one, two, three, and
four). A cumulative average has the
additional benefit of providing more
flexibility for water systems that may
experience challenges that temporarily
disrupt replacement progress. For
example, for a water system that is on
track to complete replacement by the
program deadline under a rolling threeyear average, it would be possible to be
in violation if they replaced fewer than
10 percent of the replacement pool over
a few consecutive years because only
three years of the replacement program
are considered in the calculation.
Especially toward the end of the service
line replacement program, remaining
property owners with lead or GRR
service lines may be harder to reach,
and the remaining replacements may
need to be conducted individually
instead of conducted more efficiently in
coordination with other replacements or
infrastructure work. A cumulative
average will assure that systems that
were ahead of their replacement
schedule initially would not necessarily
be in violation if their replacement rate
slows as a result of these difficulties.
The final rule includes a requirement
for systems to meet a cumulative
average rather than a three-year rolling
average.
The EPA emphasizes that systems
should not slow their replacement rate
simply because they have ‘‘banked on’’
service line replacements in earlier
years of the program. However, the EPA
does not anticipate this practice
occurring because of the many
requirements and incentives that the
final rule contains to ensure water
systems are replacing lead and GRR
service lines as quickly as feasible. For
example, the final rule provides a
pathway for water systems to defer CCT
steps and avoid a more burdensome
OCCT study if they replace all
remaining lead and GRR service lines in
five years or less (see section IV.F.2.d of
this preamble). Additionally,
replacement of these significant lead
sources is likely to reduce the systems
90th percentile lead levels, thereby
reducing the likelihood of a lead action
level exceedance and associated
required actions (e.g., OCCT,
systemwide public education, Tier 1
PN). States also must set a faster rate
where feasible, which would also apply
if the system intentionally slowed their
replacement rate. Additionally, the final
LCRI retains from proposal the
inclusion of unknown service lines in
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the replacement pool, which
incentivizes more rapid identification of
unknown lines.
The EPA received mixed comments
about whether to require water systems
to meet the minimum service line
replacement rate in each of the first
three program years following the
compliance date. Some commenters
said that waiting until the third program
year to assess compliance with the
replacement rate could allow water
systems to more effectively scale up
their replacement program by engaging
in planning and bidding on contractors
and to identifying unknowns, whereas
other commenters said that requiring
earlier demonstration of compliance
would allow States to enforce sooner
and noted that systems already have the
three years prior to the compliance date
to become prepared for the replacement
requirement.
The EPA agrees that requiring
calculation and reporting of compliance
with service line replacement three
years after the compliance date provides
water systems with additional time
beyond the three-year period between
promulgation and the compliance date
for the rule before assessment with the
cumulative average replacement rate is
measured. While the EPA anticipates
that water systems will use the three
years prior to the compliance date to
prepare for mandatory replacement,
water systems will continue to build
capacity for their service line
replacement programs, identify service
line materials, and initiate mandatory
full service line replacement that is
required during the first few years of the
program starting upon the compliance
date. By requiring the cumulative
average replacement rate to be
calculated starting at the end of the
third program year, water systems are
provided with additional flexibility to
scale up their program and provide
more time to enact policies to facilitate
full service line replacement. Under a
cumulative rate measured at the end of
year three, water systems will be
required to have replaced an average of
10 percent of the replacement pool per
year, or 30 percent by the end of year
three. This is the equivalent number of
replacements that water systems would
have been required to complete by the
end of year three if the rate was
measured annually, but this approach
provides more flexibility for
fluctuations in the annual percent
replaced, especially during the first few
years after the compliance date.
Additionally, this requirement could
also facilitate service line replacement
prioritization as well as facilitate
efficiencies in service line replacement.
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Therefore, the EPA is requiring that the
cumulative average replacement rate be
calculated starting at the end of the
third program year. The EPA adds the
text ‘‘water systems must start
mandatory service line replacement
programs no later than the compliance
date specified in § 141.80(a)(3)’’ to
§ 141.84(d)(4)(i) to clarify that water
systems must comply with service line
replacement on the LCRI compliance
date and not by three years following
the LCRI compliance date. Rather, water
systems are required to meet the
cumulative average replacement rate of
10 percent, first assessed at the end of
three program years following the
compliance date and annually
thereafter.
Several commenters expressed
concerns over the inclusion of unknown
service lines in the replacement pool.
Commenters stated that the proposed
approach could result in noncompliance where many unknown
service lines remain that are, in fact,
non-lead (e.g., the system runs out of
known lead or GRR service lines to
replace because its inventory contains
only unknown lines, and, thus, cannot
complete the required number of
replacements). The EPA disagrees with
commenters that unknown service lines
should be excluded from the calculation
of the number of required annual
replacements for multiple reasons. First,
the identification of unknown service
lines in a timely manner is important for
public health and transparency, and
including unknown lines in the
replacement rate incentivizes their
identification as quickly as feasible. By
identifying unknown lines early in the
replacement program, systems can avoid
the situation where they run out of lead
and GRR service lines to replace,
leading to non-compliance. Second, a
requirement to exclude unknown
service lines from their replacement
pool could itself lead to a situation
where the system is not in compliance.
For example, if a system determines that
many of their unknown lines are lead or
GRR service lines later in the
replacement program, those systems
could be in jeopardy of non-compliance
with their service line replacement
deadline because they had not set an
appropriate replacement rate in the
initial years of the program and may not
be able to complete the replacement of
the remaining lead and GRR service
lines by the deadline. Third, systems
have had ample notice to start
identifying the material of unknown
service lines. The 2021 LCRR requires
initial inventories to be submitted by
October 16, 2024, and systems will have
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another three years following
promulgation of the LCRI to complete
their LCRI baseline inventory.
Furthermore, existing State regulations
already require completion of service
line inventories (i.e., identification of all
unknown lines) on shorter timelines.
Rhode Island finalized an inventory and
replacement law in 2023, which
requires initial inventories in 2024 and
a completed inventory in 2026 and
Illinois signed their law in 2021, which
required initial inventories in 2022 and
final inventories by 2024 (USEPA
2023a, Section D.1; Illinois General
Assemble, 2021; State of Rhode Island,
2023a). Illinois’s experience is
instructive. Its law prompted most
systems to complete service line
inventory and identify unknown service
lines prior to the compliance date, and
the median system had no unknown
service lines remaining as of 2022
(USEPA, 2024d). Fourth, the EPA
provided guidance and support
materials for identifying service line
materials and continues to provide
guidance and technical assistance to
facilitate water system progress in
identifying unknown lines. In 2022, the
agency developed Guidance for
Developing and Maintaining a Service
Line Inventory (USEPA, 2022c),
inventory templates (https://
www.epa.gov/ground-water-anddrinking-water/revised-lead-andcopper-rule), and fact sheets (USEPA,
2023o), and in 2023, provided the small
entity compliance guide for developing
service line inventories (USEPA,
2023n). Additionally, the EPA’s Get the
Lead Out (GLO) Initiative provides
technical assistance to communities to
accelerate LSLR, including inventory
development. Finally, funding from BIL
and other sources is available for
systems to identify and replace service
lines (see section III.G of this preamble).
For all these reasons, water systems that
do not want to include unknown service
lines in their replacement rate
calculation have sufficient opportunity
to remedy that by identifying unknown
service lines prior to the LCRI
compliance date to avoid noncompliance with service line
replacement requirements due to high
numbers of unknown service lines.
The EPA received comments about
specific situations that commenters
believed would merit recalculating the
replacement rate. For example, some
commenters suggested that the water
system should get credit for a service
line replacement when a line previously
characterized as a lead or GRR service
line is determined to be non-lead. The
EPA disagrees that systems should be
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allowed to count identification of lead
and GRR service lines as non-lead as a
service line replacement. While the EPA
appreciates the effort required to
identify a non-lead line previously
thought to require replacement,
allowing systems to count as a
replacement the reclassification of a
lead or GRR service line to a non-lead
service line would create a disincentive
for systems to accurately characterize
service lines in the inventory. Sufficient
checks to prevent this from
disincentivizing systems to create
accurate inventories would greatly
complicate the rule. Additionally, the
EPA is concerned that, if water systems
are allowed to count non-lead
identifications as replacements, water
systems could delay replacing known
lead and GRR service lines by focusing
efforts on identifying unknown lines
that are more likely to be non-lead.
Under the final rule, systems can
subtract any lead, GRR, or unknown
service lines newly discovered to be
non-lead service lines from their
replacement pool, which can reduce the
number of service lines they are
required to replace in the following
program years; however, systems cannot
count a reclassification as a
replacement.
Some commenters similarly argued
that water systems should not be
penalized when property owners do not
cooperate with providing access for a
full replacement and to allow customer
refusals to count as replacements. The
EPA requires systems to conduct four
outreach attempts per property owner to
gain access and strongly encourages
water systems take steps to ensure the
likelihood of gaining access to conduct
full service line replacement, such as
seeking out alternate funding sources
and engaging in comprehensive
communication with their customers.
The EPA disagrees with crediting water
systems that are unable to gain access
with a count towards full replacement
because it could disincentivize efforts to
obtain access. Therefore, customer
refusals do not count as a service line
replacement, and water systems must
retain that service line as part of their
replacement pool. The EPA also
disagrees that water systems will be
penalized if a property owner does not
provide access. Water systems that do
not replace all their lead or GRR service
lines by the deadline because they lack
access are not in violation of the
treatment technique. Additionally, the
final rule adds text in
§ 141.84(d)(5)(iv)(A) stating that a water
system is not required to meet the
cumulative average replacement rate if
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that system has, after the compliance
date, replaced all lead and GRR service
lines in the replacement pool that are
under the control of the system,
identified all unknown service lines in
the inventory, and documented and
submitted to the State the reasons the
system does not currently have access to
conduct full replacement of the
remaining lead and GRR service lines in
the replacement pool. Those systems,
however, are required to continue to
document the reasons the system does
not have access, show those unreplaced
service lines in the publicly available
inventory, conduct tap sampling at
these sites (where the sites are included
in the sampling pool and the water
system has access to sample), and notify
consumers annually about their service
line material, until those service lines
are replaced. If service lines previously
not under the control of the system
come under the control of the system at
any point prior to the removal of all lead
and GRR service lines, these service
lines are required to be replaced at the
fastest feasible rate as described in
§ 141.84(d).
The EPA received comments
requesting procedures for the rare
occurrence of a lead or GRR service line
and the need to simplify the compliance
for systems with no or few lead or GRR
service lines. The EPA agrees there
should be a path for the rare lead or
GRR service line that may be discovered
and has therefore added a provision to
the final LCRI that should a lead or GRR
service line be discovered in a system
with only non-lead service lines in their
inventory, the system must replace the
affected service line as soon as
practicable but no later than 180 days
after the date the service line is
discovered. The agency also recognized
in some circumstances, such as freezing
conditions, it may not be practicable to
conduct full service line replacement
within 180 days after the date of
discovery and therefore the system may
request State approval for an extension
of no later than one year after the date
the service line was discovered to
replace the affected service line. The
request for an extension must be made
no later than 90 days after the date of
discovery of the affected service line.
The EPA strongly encourages systems to
replace lead and GRR services lines as
fast as feasible. Once systems are
comprised of only non-lead service lines
implementation burden can be reduced
as certain requirements of the LCRI are
no longer applicable such as public
education of service line material and
first- and fifth-liter samples at LSL sites.
The EPA notes systems that replace all
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the discovered lead or GRR service lines
prior to the start of the next tap
monitoring period would not need to
restart standard monitoring as described
in § 141.86(c)(2)(iii)(H).
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c. Final Rule Requirements
The final LCRI requires water systems
to replace lead and GRR service lines at
an average annual replacement rate of
10 percent calculated across a
cumulative period, unless the system is
eligible for a deferred deadline (see
section IV.B.8 of this preamble) or
required to replace service lines on a
shortened deadline. The first
cumulative average replacement rate
must be assessed at the end of the third
program year and is calculated by
dividing the cumulative percent of
service lines replaced by the number of
completed program years (three in this
case). Annually thereafter, at the end of
each program year, systems must assess
the cumulative average replacement rate
by dividing the most recent cumulative
percent of service lines replaced by the
number of completed program years.
The cumulative average replacement
rate for systems on a 10-year deadline is
10 percent or greater each program year,
and all water systems must make up any
deficient percentages of their
replacement rate for any program year
by the applicable deadline for
completing mandatory service line
replacement.
The final LCRI adds a definition for
‘‘program year’’ in § 141.84(d)(5)(iii).
The first mandatory service line
replacement program year runs from the
compliance date to the end of the next
calendar year (December 31, 2028), and
every program year thereafter is a
calendar year (January 1 to December
31). A program year is a term used
throughout the replacement and
reporting requirements. The term is
used to streamline reporting
requirements (see section IV.N.1 of this
preamble for more information) and
describe annual activities for mandatory
service line replacement.
The final rule also removes the
regulatory text related to calculating the
annual percent of service lines replaced
and adds the term ‘‘cumulative percent
of service lines replaced’’. To calculate
the cumulative percent of service lines
replaced, at the end of each program
year, water systems must divide the
total number of lead and GRR service
lines replaced thus far in the program by
the number of service lines within the
replacement pool. The cumulative
average replacement rate for systems on
a 10-year deadline must be 10 percent
or greater each program year.
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Where the State determines that a
shortened replacement deadline is
feasible for a water system (e.g., by
considering the number of lead and GRR
service lines in a system’s inventory),
the system must replace service lines by
the State-determined deadline and by a
faster minimum replacement rate. The
State must make this determination in
writing and notify the system of its
finding. The State must set a shortened
deadline at any time throughout a
system’s replacement program if a State
determines a shorter deadline is
feasible. This requirement also applies
to systems eligible for a deferred
deadline (see section IV.B.8 of this
preamble). If the State determines a
shortened deadline is feasible, systems
must replace lead and GRR service lines
at an average annual replacement rate
calculated by dividing 100 by the
number of years needed to meet the
shortened deadline determined by the
State, expressed as a percentage. For
example, if a State determines a system
can feasibly complete mandatory service
line replacement on a shortened
deadline no faster than 5 years, the
system’s average annual replacement
rate would equal 100/5, or 20 percent.
Systems must comply with the
cumulative average replacement rate,
where the first cumulative average
replacement rate is assessed at the end
of the program year that is at least one
year after the shortened deadline
determination, as determined by the
State. If the system’s shortened
replacement deadline is less than three
years, compliance is assessed on a
schedule determined by the State.
Under the final LCRI, if a lead or GRR
service line is discovered when the
system’s inventory is comprised of only
non-lead service lines, the system must
update their replacement pool with the
discovered service line. The system
must also comply with the requirements
to conduct a full service line
replacement of the affected service line
as soon as practicable but no later than
180 days after the date the service line
is discovered. Where a system
determines that it is not practicable to
conduct a full replacement within 180
days after the date of discovery, such as
due to freezing ground conditions, the
system may request State approval for
an extension of no later than one year
after date the line was discovered to
replace the affected line. The request for
an extension must be made no later than
90 days after the date of the discovery
of the affected service line. See section
IV.D.2 of this preamble for related
inventory requirements in the proposed
and final rules.
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8. Deferred Deadlines
a. Rationale and Proposed LCRI
Revisions
In the proposed rule, the EPA
recognized that the default 10-year
replacement deadline may be infeasible
for some systems due to the large
number or proportion of lines that
would need to be replaced in 10 years.
For these systems, the EPA proposed
two ways that a system could establish
eligibility for a deferred deadline to
conduct service line replacements. The
first eligibility criterion was proposed
for systems with a high proportion of
lead and GRR service lines in their
distribution system relative to their total
number of households served. The EPA
used the feasibility analysis in the
proposed LCRI to determine the fastest
per-household replacement rate
demonstrated to be affordable for
systems with a high ratio of lead and
GRR service lines. This feasibility
analysis resulted in a value of 0.039
annual replacements per household
served (39 replacements per 1,000
households served) (USEPA, 2023k).
Also, see section IV.B.6.a of this
preamble. In the proposed preamble, the
EPA noted that the per-household
replacement rate identifies an
‘‘affordability threshold’’; however, the
fact that replacements were conducted
also demonstrates that replacement at
these rates is technically possible for
these water systems. For more
information, see the Technical Support
Document for the proposed LCRI
(referred to as ‘‘proposed TSD’’; USEPA,
2023k).
The proposed rule included a second
deferred deadline eligibility criterion for
systems that would be required to
replace greater than 10,000 service lines
per year under the proposed 10-year
deadline. The EPA selected 10,000 as
the proposed upper threshold for what
is technically possible based on the
replacement rate achieved in Newark,
NJ, between January and March 2020
and the projected replacement rate that
Detroit, MI, announced it would
achieve. The EPA projected that only
three to six systems nationwide would
have more than 100,000 lines requiring
replacement to qualify for a deferred
deadline based on this criterion.
In the proposed rule, the EPA also
highlighted that the requirement for the
State to set a faster replacement rate
where feasible also applies to systems
eligible for a deferred deadline. Thus,
the deadline calculated according to the
EPA eligibility criteria would serve as
the maximum allowable time to
complete replacement and the State
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could reduce that time if they determine
the system can achieve a faster rate.
The EPA sought comment on the
approach and basis of a deferred
deadline for service line replacement at
systems with a high proportion of lead
and GRR service lines in their
distribution system relative to the
number of households served, the
proposed threshold of 0.039 average
annual number of replacements per
household served, the proposed
threshold of 10,000 annual
replacements for systems with
atypically high numbers of lead and
GRR service lines, and an alternate
threshold of 8,000 annual replacements.
The EPA also requested any data
available that would further inform the
value for annual replacements per
household served and the threshold for
maximum annual replacement.
b. Summary of Public Comments and
the EPA’s Response
Some commenters recommended that
deferred deadlines be removed from the
rule because the statute does not require
that a treatment technique be feasible
for every single system in the nation.
They recommended that, instead of
deferred deadlines, water systems apply
for variances to the 10-year service line
replacement deadline or negotiate new
deadlines through enforcement actions.
The commenters stated that, because
some large, regional water systems have
replaced all their LSLs in 10 years or
less, this service line replacement
deadline has been demonstrated to be
technically possible and reasonably
afforded by large systems. The EPA
agrees that SDWA does not require the
EPA to demonstrate the feasibility of a
NPDWR for every single water system,
and the EPA acknowledges that SDWA
includes provisions for variances and
exemptions to address the possibility
that not all water systems will be able
to comply with an NPDWR by the
compliance date. At the same time, the
EPA recognizes that 500 to 700 systems
are not likely to be able to replace all
lead and GRR lines within 10 years
(USEPA, 2024d). Furthermore, if 500 to
700 systems applied for a variance or
exemption, the significant time and
resources involved in the State’s and the
EPA’s review and approval of these
requests would significantly hamper
implementation and enforcement of the
service line replacement requirements
and other treatment techniques in the
LCRI, and require significant EPA
resources, which could strain the EPA’s
efforts to publish guidance, properly
oversee enforcement of the rule, and
provide technical assistance to systems
and States. Similarly, it is not realistic
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to assume that together States or the
EPA would have adequate resources to
devote to between 500 and 700
enforcement actions at approximately
the same time to address the systems for
whom a 10-year replacement deadline is
infeasible. Instead, the final rule uses a
process for establishing deferred
deadlines to manage the systems for
which a 10-year deadline is expected to
be infeasible, based on the EPA’s
current analysis. Fewer annual service
line replacements allow the system to
spread the costs and replacement efforts
of the replacement program across
additional years to make the LCRI’s
replacement provision feasible. The
final rule’s deferred deadline provision
also includes additional measures to
ensure that systems meeting the criteria
for a deferred deadline are required to
replace service lines more quickly if a
faster rate is feasible for the system (also
see section IV.C of this preamble for
service line replacement plan
requirements). The EPA intends to
create guidance to assist States in
determining a system’s fastest feasible
replacement rate.
Some commenters supported the
deferred deadline option for systems
with a high proportion of lead and GRR
service lines using the 0.039 annual
replacements per household threshold.
Some commenters recommended that
the EPA use the number of service
connections, rather than the number of
households, to ease implementation as
the number of service connections is
already reported to the State via the
service line inventory, whereas the
number of households served may not
be readily available to systems, and
ambiguities in what constitutes a
‘‘household’’ could lead to inconsistent
application of the LCRI nationwide.
Additionally, the use of households may
be a less meaningful measure to assess
the scale of service line replacements
needed; multi-household properties are
generally served by a single service line.
The EPA agrees that the number of
connections provides a better estimate
of the proportion of service lines that
require replacement. The proportion of
service lines requiring replacement,
rather than the total number of service
lines requiring replacement, was the
basis for normalizing service line
replacement rates by system size, and,
thus, it is important that the method of
normalization maintains this
proportion. The EPA also agrees that
revising the deferred deadline eligibility
criterion to use per connection rather
than per household simplifies the rule
and eases implementation, which was
identified in the 2021 LCRR review as
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a priority for the final rule. Finally, the
use of service connections rather than
households served does not result in
major differences in the total number of
systems projected to be eligible for a
deferred deadline as compared to the
use of households served (USEPA,
2024d). For these reasons, the final rule
uses the number of connections to
calculate the final rule’s deferral
threshold. The EPA refers to this
threshold in the final rule as 39 annual
replacements per 1,000 service
connections rather than 0.039 annual
replacements per service connection
because this representation of the
deferral option is more understandable
and can ease implementation.
Some commenters claimed that the
0.039 replacements per household
deferral rate threshold was too low and
too many systems would be eligible,
while other commenters said that it was
too high and should be lowered to allow
more systems to defer their deadlines.
The EPA does not agree with arbitrarily
lowering or raising the deferral
threshold and notes that these
commenters did not offer an alternate
feasibility analysis to use instead of the
proposed rule’s feasibility analysis. The
EPA derived the threshold for the final
rule based on the EPA’s updated
feasibility analysis and the conversion
to a per connection metric. Thus, the
final rule’s per-connection threshold is
based on the best available data from the
EPA’s analysis of replacement rates
actually achieved by systems (USEPA,
2024d). Therefore, the identified fastest
feasible rate represents the fastest
demonstrated rate to be both technically
possible and affordable, using the
currently available data, and there
would be no basis for increasing or
decreasing the threshold. There are
many factors that can influence the
technical possibility of a service line
replacement rate, including seasonal
weather changes that shorten
construction, practical limitations on
the number of street closures and
interfering with other system
operations, etc. By using replacement
rate data from various real-world
systems, such factors and any other
encountered by these systems, are
incorporated into the analysis of
technical feasibility.
The EPA received comments about
the data used to support the proposed
deferral option for systems that would
be required to replace more than 10,000
service lines per year to meet the 10year deadline as well as the extended
replacement timelines that resulted
from it. Some commenters suggested
that the 10,000 per year threshold is not
feasible due to constraints such as
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weather conditions, holidays, traffic
disruptions, and logistical and planning
limitations, and that a threshold of
8,000 service lines per year is more
realistic or achievable. Other
commenters suggested, without detailed
explanations, that 8,000 replacements
per year would not be a feasible
standard. Other commenters suggested
the EPA lower the threshold to 6,000 or
7,000 replacements per year, based on
anecdotal experience of replacement
rates at water systems. Other
commenters suggested that Newark
data, which was used to support the
proposed rule’s 10,000 threshold,
should not be used in this
determination at all because
commenters theorized that much higher
replacement rates could be achieved by
cities that are much larger than Newark
(commenters specifically mentioned
Chicago, IL, and New York, NY, as
examples), due to their relatively larger
population size and associated
resources. Other commenters argued
that the Newark data should not be used
for opposite reasons, stating that
Newark was aided by substantial
funding, technical assistance, and news
coverage of service line replacement
that helped Newark conduct an
accelerated service line replacement
program that is unlikely to be replicated
nationwide. Some commenters were
also concerned that the deferred
deadline threshold of 10,000 allows
some systems to defer their service line
replacement deadline by decades, up to
45 years in the case of Chicago. These
commenters said that given the harms of
lead exposure from lead and GRR
service lines and the urgency of service
line replacement, these systems should
be required to complete service line
replacement sooner.
The EPA agrees with commenters
recommending removing this deferred
deadline option. For the final rule, the
EPA has eliminated the deferral option
based on a maximum number of annual
replacements. The EPA made this
change for several reasons. First, two
deferral options unnecessarily
complicate the implementation of the
rule, as only three systems are estimated
to be eligible for this deferral option,
and two of those systems are estimated
to also be eligible for the per-connection
deferral option. Second, the EPA agrees
with commenters that the underlying
data used to determine the replacement
maximum might not reflect replacement
feasibility, given that the three systems
estimated to be eligible were all larger
than the system whose underlying
replacement data was used to determine
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the proposed replacement maximum
(Newark, NJ).
Additionally, the EPA acknowledges
the challenge in establishing a single
number of replacements per year upper
threshold limit, based upon replacement
data from one system (Newark, NJ) and
projected data from a second system
(Detroit, MI), to apply to all systems
nationwide and which will continue to
apply over the coming years. Therefore,
due to the lack of replacement rate data
on the scale required for systems with
more than 100,000 service lines
requiring replacement, it is not possible
to determine a maximum number of
replacements per year for such systems
and setting a static national maximum
based on two cities has limitations in
this situation (see section IV.B.6 of this
preamble on feasibility).
Some commenters suggested that
systems with deferred deadlines should
be required to conduct additional
actions to protect public health while
their replacement program is ongoing.
Other commenters opposed such
requirements, stating that these systems
would have the most challenges in
conducting service line replacement and
that additional required actions to
protect public health would take away
resources from the systems’ replacement
program. The EPA does not agree with
requiring additional actions to protect
public health and agrees that additional
requirements could draw resources
away from service line replacement
itself and prevent service line
replacement from occurring at the
fastest feasible rate.
The EPA shares commenter concerns
that the maximum replacement deferral
option could result in some systems
having deferred deadlines that could go
beyond multiple decades, which is
inconsistent with the urgency of
achieving lead and GRR service line
replacement as quickly as feasible.
Some commenters also suggested that
the required replacement rate should
increase over time due to increases in
expertise, experience, and new
technologies, especially after the 10-year
deadline when most other programs
have finished replacements and there is
excess capacity in terms of available
equipment and trained workforce. The
EPA agrees that conditions can change
over the course of a replacement
program, such as the provision of new
funding, expanded access to service
lines (such as passage of a State or local
law that overcomes barriers to access),
or increased contractor availability as
many systems finish their replacement
programs. Additionally, the EPA agrees
that systems that are eligible for the
deferred deadline may be able to
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complete service line replacement
earlier than the deferred deadline, thus
the final rule provides that systems
eligible for a deferred deadline may be
put on a shorter deadline where the
State determines it is feasible. The final
rule builds on this concept by allowing
a system that is eligible for a deferred
deadline to begin its service line
replacement program using a deferred
deadline, and associated cumulative
average replacement rate, that is no
longer than needed to conduct at least
39 annual replacements per 1,000
service connections per year; the system
must identify the deferred deadline and
associated cumulative average
replacement rate that it is using in its
service line replacement plan along
with other information supporting the
system’s determination that a faster rate
is not feasible (as described in
§ 141.84(c)(1)(x)). Then, as soon as
practicable, but no later than the end of
the second program year, the State must
evaluate the system’s deferred deadline
and associated cumulative average
replacement rate to determine if it is the
fastest feasible rate for the system. The
State must either approve the continued
use of this replacement rate, or, if the
State determines a faster rate of
replacement is feasible, the State must
set a new deferred deadline and
replacement rate to ensure that the
system is conducting service line
replacement at the fastest feasible rate.
The State must review the replacement
rate information submitted by the
system in their service line replacement
plan every three years to ensure that the
deferred deadline and associated
replacement rate is regularly assessed
and updated throughout the
replacement program, and that systems
eligible for deferred deadlines are
continuing to replace service lines at the
fastest feasible rate. These provisions
are intended to inform the State’s
determination of whether the
replacement rate is the fastest feasible.
This process will also allow systems
and States to respond to changing
conditions to ensure they are replacing
service lines as quickly as feasible (see
sections IV.B.6 through 8 of this
preamble).
Some commenters suggested that
replacement timelines be determined by
a system’s 90th percentile lead level or
CCT status and that systems with lower
lead levels should be allowed to start
later or given additional time to
complete their replacement program.
The EPA disagrees with this
recommendation for several reasons.
There is no safe level of lead in drinking
water and the EPA is not aware of data
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showing that accelerated service line
replacement is less feasible for systems
with lower lead levels. As such, the
recommendation is inconsistent with
the SDWA requirement to promulgate
NPDWRs that ‘‘prevent known or
anticipated adverse effects on the health
of persons to the extent feasible’’
(SDWA 1412(b)(7)(A)). The need for
service line replacement at the fastest
rate feasible is described further in
section IV.B.2 of this preamble.
c. Final Rule Requirements
The final rule includes a deferred
deadline option for systems with a high
proportion of lead and GRR service lines
to total service lines. The final rule sets
the deferral threshold at 39 annual
replacements per 1,000 connections
based on the updated feasibility analysis
(see section IV.B.2 of this preamble) and
conversion from a per-household metric
to per-connection. To reduce the
complexity of this deferral option, the
final rule refers to the threshold as 39
annual replacements per 1,000
connections instead of 0.039
replacements per connection per year.
Additionally, the final rule is not
including the second deferral option for
systems required to replace more than
10,000 service lines per year.
To ensure that systems continue to
replace at the fastest feasible rate
throughout their replacement program,
the final rule requires the State to set a
faster replacement rate where feasible.
The final rule also requires States to
regularly make determinations in
writing that the deferred deadline and
associated replacement rate is the fastest
feasible, based on the initial service line
replacement plan and subsequent
updates from the system. More
specifically, by the end of the second
program year, and every three years
thereafter, the State must evaluate the
system’s use of the deferred deadline
and associated replacement rate to
determine if it is the fastest feasible rate
for the system. The State must either
approve the continued use of the
deferred deadline and associated
replacement rate, or set a new
replacement deadline and associated
replacement rate so that replacements
are conducted as fast as is feasible for
the system. States must report these
determinations to the EPA. In their
publicly accessible replacement plan,
systems with deferred deadlines must
document their deferred deadline and
associated replacement rate, which must
be at least 39 annual replacements per
1,000 service connections or faster if
feasible, the annual number of
replacements required, the length of
time (in years and months), the date of
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completion, and other information
supporting the system’s determination
that replacing lead and GRR service line
by an earlier date and faster rate is not
feasible. These systems must also
provide in their plans additional
information (e.g., the annual number of
service lines replaced, the total number
of known lead and galvanized requiring
replacement lines remaining, status of
identifying unknown service lines, etc.)
that supports the system’s deferred
deadline and associated replacement
rate. The EPA intends to issue guidance
to assist States in determining the fastest
feasible rate for systems.
9. Summary of the Feasibility of
Mandatory Service Line Replacement
a. Overview
In considering the full record for this
rulemaking, the EPA concluded that the
mandatory service line replacement
requirement is feasible. It applies only
to service lines that a system can access
in order to conduct a full service line
replacement. It recognizes that State or
local laws, or water tariff agreements, as
well as a customer’s consent, may affect
a system’s ability to access a service line
to conduct a full replacement. It
establishes a 10-year deadline, with a
pathway for a small percentage of
systems to obtain a deferred deadline,
while requiring States to set a faster rate
where feasible. This approach ensures
that service line replacement
requirements do not overburden
primacy States with case-by-case
feasibility determinations, requests for
variances or exemptions, or enforcement
actions. The EPA has committed to
developing guidance to assist States in
evaluating relevant data to determine
the fastest feasible replacement deadline
for a system and improve their ability to
set faster rates where feasible.
b. Summary of Public Comments and
the EPA’s Response
Some commenters theorized that in
the past, systems with replacement rates
documented by the EPA were able to
replace lead and GRR service lines more
quickly than future systems will be due
to the lack of ‘‘administrative burden
and associated rigidity of the proposed
LCRI framework’’ and that the feasibility
analysis for the proposed LCRI did not
take this into account. The EPA does not
agree with these comments and
highlights that mandatory service line
replacement and other LCRI provisions
will increase the replacement rates
relative to previous voluntary programs
(see section IV.B.6 of this preamble for
further discussion). Additionally, other
rule requirements could increase public
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support and knowledge of service line
replacement and benefit future service
line replacement programs. For
example, the public education
requirements in the rule, such as annual
notification to consumers that their
residence is served by a lead or GRR
service line and making inventory with
addresses and service line replacement
plan publicly available, will create
greater awareness of the remaining lead
and GRR service lines and result in
more property owners interested in
participating in the LSLR program. Risk
reduction measures, including for full
service line replacement, will aid in
garnering public support or broader
awareness of replacement programs (see
section IV.J.2.a of this preamble and
‘‘Public Education and Engagement’’ in
the proposed LCRI for examples of
public education and community
engagement supporting service line
replacement efforts).
Furthermore, the EPA has launched
several technical assistance programs
specifically to assist with service line
replacement, including the Lead Service
Line Replacement Accelerators and the
GLO Initiative. Since January 2023, the
EPA partnered with 40 communities
across four States (Connecticut, New
Jersey, Pennsylvania, and Wisconsin)
through the LSLR Accelerators pilot
program to address existing barriers and
accelerate progress towards LSL
identification and replacement (USEPA,
2023m). The GLO Initiative takes the
lessons learned and best practices from
the LSLR Accelerators program to
expand LSLR technical assistance to
approximately 200 additional
underserved and disadvantaged
communities (USEPA, 2024e). The EPA
has also published resources for
developing and maintaining service line
inventories (USEPA, 2022c; USEPA,
2023n; USEPA, 2023o) and for planning
and conducting service line replacement
(USEPA, 2023p). In addition to the EPA
resources, lessons learned, best
practices, and other previous experience
documented and publicly shared by
water utilities and drinking water
organizations will provide further
resources for systems as they manage
mandatory service line replacement
programs. The EPA is aware of
additional systems that have conducted
or are beginning to conduct their
replacement programs (EDF, 2024),
which will provide further learning
opportunities for other systems to
develop and optimize their service line
replacement programs. Documents
describing lessons learned and advice
for future systems, which have
previously been published (e.g., LSLR
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Collaborative, Denver Water Lessons
Learned; see the full list in the final TSD
(USEPA, 2024d)), are also expected to
continue to evolve as service line
replacement programs continue. As
another recently announced example,
the mayors of the cities of Chicago, IL,
Milwaukee, WI, and Detroit, MI, pledge
through the Great Lakes Lead
Partnership to facilitate close,
purposeful collaboration among mayors
and water utilities to surmount common
challenges, highlight emerging best
practices, and replicate successes from
city to city (City of Detroit, 2024).
Furthermore, unprecedented funding is
available from BIL and other sources to
support service line inventory and
replacement efforts (see section III.G of
this preamble).
i. Additional Discussion of Technical
Possibility
In the proposed LCRI’s feasibility
analysis, the EPA explicitly assumed
that the market would correct for any
potential shortages in labor, filters, or
material for service line replacement,
especially because compliance with the
mandatory replacement requirement
would not begin until three years after
the compliance date. The EPA sought
comment on this assumption and the
ability of the market to respond to the
service line replacement requirements.
Some commenters, including relevant
labor and industry associations, agree
that the market can meet the demand for
the potential shortages, while other
commenters expressed concern about
potential shortages when conducting
required replacement simultaneously
with other systems. While these
commenters listed anecdotal examples
of the amount of time it currently takes
to receive various materials, these data
do not show that a 10-year deadline will
be infeasible for a large volume of
systems, as they are reflecting the
conditions within a single system at the
one point in time, rather than the
conditions at a national level at the
LCRI compliance date (i.e., 2027), when
mandatory service line replacement
must begin. Based on the record and
comments as summarized below, the
EPA disagrees that nationwide service
line replacement in 10 years would be
challenged or rendered infeasible by
supply chain delays, labor shortages,
and competition for workers and
materials.
As discussed in the proposed LCRI,
simultaneous full service line
replacement over a large geographic area
remains feasible (i.e., no market or labor
shortages), as demonstrated by the fact
that LSLR has been simultaneously
conducted in several places in recent
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years (e.g., Flint, MI, Newark, NJ,
Denver, CO, etc.). Furthermore, four
States (Illinois, Michigan, New Jersey,
Rhode Island) require systems to
conduct mandatory service line
replacement are all currently in effect.
These States also have relatively high
lead and GRR service line prevalence
compared to other States (see section
V.B.2 of the proposed preamble (88 FR
84912, USEPA, 2023a)), which suggests
that these States also expect full service
line replacement to be successfully
implemented over a large geographic
area simultaneously.
Additionally, commenters were
concerned about the ability of the
market to meet the demands of full
service line replacement, including
concerns about the availability of filters,
contractors and plumbers, and
replacement materials. Some
commenters also raised concerns about
the potential for increased prices or
‘‘price gouging’’ due to higher demand
and competition. Some commenters
requested that the EPA undertake a
comprehensive assessment of labor and
material markets. The record continues
to support the agency’s assumption at
proposal that the market will correct for
any potential shortages in the three
years before the LCRI compliance date.
The EPA obtained confirmatory data
with respect to the share of the copper
and PVC pipe supply as well as the
share of domestic copper and PVC
production needed to achieve full
replacement to better understand the
potential impacts on the availability of
these materials. Assuming that all water
systems replace lines with a single
material (which represents the upper
bound because systems may utilize a
combination of materials), the EPA
estimates that full service line
replacement will require 35.61 million
pounds of copper, or 2.06 percent of the
average annual share of domestic
production, and 57.09 million pounds
of PVC, or 0.22 percent of the average
annual share of domestic production
(ICF, 2024a). Accounting for the
proportions of different materials used
in service line replacement, the EPA
estimates that the share of domestic
production necessary to meet the
estimated raw material demands is 0.84
percent for copper and 0.07 percent for
PVC (Lee & Meehan, 2017). Thus, the
LCRI should not create significant raw
material demands, and the market
should be able to adjust to meet the
modest increase in demand created by
the LCRI. Three companies from the
copper industry affirmed their readiness
to ensure a seamless supply of copper
for the increased demands from the
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LCRI and mentioned taking various
steps to upgrade operations, hiring new
personnel, adding shifts to their existing
infrastructure, and investing in a copper
tube mill (Copper Development
Association Inc. (CDA), 2024a).
Additionally, the Copper Development
Association, the market development,
engineering and information services
arm of the copper industry, stated that
there is sufficient domestic supply of
copper to meet the need for replacing
lead pipes (CDA, 2024b).
One commenter from a State with
many rural communities expressed their
concern that the filter market would be
dominated by larger cities and States,
making filters harder for smaller
systems to access and more expensive.
To address these comments, the EPA
obtained the confirmatory data with
respect to filter availability to meet all
of the filter provisions of the final rule
(i.e., multiple lead action level
exceedances, full or partial service line
replacements, certain service line
disturbances, small system flexibility).
The data from multiple sources confirm
the EPA’s assumption that the filter
market will sufficiently expand to meet
these needs over the next 10 years. For
example, one source estimates the
market will reach $120.38 billion by
2032 with a compound annual growth
rate of 10.79 percent and is projected to
nearly triple in size in the next decade
(Razgaitis, 2023). The EPA also
examined filter usage in Denver Water’s
Lead Reduction Program (LRP) to assess
if they encountered filter supply issues
during LRP implementation. The full
program began in 2020 with nearly
100,000 households participating and a
calculated filter adoption rate of 80
percent (Harvard School of Public
Health, 2024). Surveys from Denver LRP
indicate that 93 percent of households
filter their drinking water using filters
from Denver Water with 68 percent
report using filtered water for cooking
(Harvard School of Public Health, 2024).
Additionally, the EPA found that other
States are turning to filters to reduce
levels of lead in drinking water. For
example, Michigan’s Filter First law
requires schools and child centers to
develop a drinking water management
plan, install filters, and test filtered
water for lead. These State laws assume
the market will be able to meet the
demands of the program. Finally, two
commenters, one representing a filter
manufacturer and the other representing
the point-of-entry and point-of-use filter
manufacturing industry, both indicated
their expectations that the industry will
be able to meet the increased filter
demand resulting from the LCRI (Docket
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ID EPA–HQ–OW–2022–0801, Comment
submitted by the Brita brand and The
Clorox Company, Comment submitted
by Water Quality Association (WQA)).
Some commenters had concerns about
the availability of workers to conduct
service line replacement within 10 years
while other commenters agreed that the
labor market can meet the demand
created by the mandatory service line
replacement provisions. One
commenter, representing a trade union,
highlighted its numerous training
programs and affirmed its capacity to
develop the workforce to complete
LSLR within the next 10 years
(Laborers’ International Union of North
America (LIUNA), 2024). In the
proposed LCRI, the EPA had noted its
assumption that the three years before
water systems must begin to conduct
service line replacement would give the
market time to adjust and correct for any
potential labor shortages. While some
commenters noted that the construction
and infrastructure sectors reported
backlogs for eight to nine months in
2023, those backlogs are not a measure
of hardship, as backlogs do not suggest
that construction firms are behind
schedule or having difficulties
completing contracted jobs, but rather
there is consistent work indicating a
safer investment for building capacity.
The greater the duration of the backlog,
‘‘the more comfortable contractors can
be with their near-term economic
circumstances’’ (Associated Builders
and Contractors, 2023). In response to
comments and to evaluate whether the
EPA’s assumption regarding the market
is correct, the EPA reviewed data such
as the projected job growth in labor
markets that are relevant to service line
replacement to evaluate the demand
created by the final rule’s service line
replacement requirements, including
plumbers and pipefitters, as well as
operators of heavy equipment. A study
from the United Association of Union
Plumbers and Pipefitters in partnership
with the BW Research Partnership for
E2 concluded that lead pipe
replacement programs would create an
estimated 26,900 construction jobs per
year in 10 years, plus additional jobs
through supply chain effects. More
specifically, the study estimates that 10
percent of the newly created jobs would
be in pipefitting occupations and 7.2
percent would be in pipelaying/
pipefitting occupations (E2, 2021).
Those findings exceed the EPA estimate
using anecdotal evidence that it will
take the full-time equivalent of 17,000
crews to replace 8.8 million lead and
GRR service lines per year with
replacement efforts involving
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approximately 3.6 percent of the pipe
worker labor force and 3.5 percent of the
excavator workforce (ICF, 2024b). The
studies determining the percentage of
the workforce necessary to meet the
LCRI are reinforced by activities around
the country. Unions—the Laborers’
International Union of North America,
the United Association of Plumbers and
Pipefitters, and the International Union
of Operating Engineers to name three—
are already training workers in LSLR
and putting them to work across the
country (The White House, 2024a).
Additionally, the White House has
created nine White House Workforce
Hub cities to train and connect
American workers to jobs created by the
BIL funding and other Federal
investments (The White House, 2024b).
The EPA documented in the proposed
rule two water systems (Detroit, MI, and
Newark, NJ) and one State (Rhode
Island) that have planned or already
implemented apprenticeship or training
programs to increase contractor capacity
during upcoming LSLR projects (see
section V.B.2 of the proposed preamble
(88 FR 84912, USEPA, 2023a)). These
studies and activities demonstrate that
the skilled workforce is sufficiently
robust to meet the demands of the final
LCRI’s service line replacement
requirement and will be supplemented
by additional job training.
C. Service Line Replacement Plan
1. Rationale and Proposed LCRI
Revisions
The service line replacement plan is
a critical element of the LCRI. A welldeveloped plan can facilitate timely
compliance with the mandatory service
line replacement requirements and,
therefore, provide greater public health
protection and replacement program
efficiency. Under the 2021 LCRR, the
EPA required systems to submit an
LSLR plan by October 16, 2024, so water
systems could (1) quickly commence a
systemwide replacement program
following a lead trigger level or action
level exceedance and (2) be ready to
complete customer-initiated LSLR
requests regardless of their 90th
percentile lead level. The LSLR plan
requirements promulgated in the 2021
LCRR required all water systems with at
least one lead, GRR, or unknown service
line to create and submit to the State a
replacement plan containing sufficiently
detailed information on six elements: a
strategy for determining the material of
unknown service lines, a procedure for
conducting LSLR, an approach to
informing customers before
replacement, a flushing procedure for
customers, a prioritization plan (based
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on, but not limited to, known LSLs and
LSLR for communities of concern and
populations most sensitive to the effects
of lead), and a funding strategy. Systems
serving more than 10,000 persons must
also include in the plan a recommended
LSLR goal-based rate in the event of a
lead trigger level exceedance.
For the LCRI, the EPA proposed to
expand the 2021 LCRR LSLR plan to
require two additional elements. For the
first new element, systems must develop
a communication strategy to inform
residential and non-residential
customers (property owners) and
consumers (e.g., tenants) served by the
system about the service line
replacement plan and program. This
proposed plan element assures that both
the consumers and owners of rental
properties are aware of the water
system’s program to replace lead and
GRR service lines and ensures that both
tenants and their landlords have
information about the program. The
second new element requires the
identification of any laws, regulations,
and/or water tariff agreements that affect
the system’s ability to gain access to
conduct full service line replacements,
such as any requirements for customer
consent or customer cost-sharing. In the
proposal, the EPA explained that this
element would support and encourage
water systems to comply with the
requirement to conduct full service line
replacement, especially given that the
water system’s self-identified elements
of control determine whether the water
system must conduct replacement. The
requirement to make these potential
access barriers public would also
facilitate public engagement on the
effect of State or local laws or water
tariff agreements on a system’s access
for full service line replacement.
In addition to the new elements, the
proposed LCRI modified the plan
element requiring a funding strategy to
specifically require systems to describe
whether and how the system intends to
assist customers who are unable to pay
for replacement where the water system
intends to charge customers for the cost
of all or any portion of the replacement
because it is authorized or required to
do so under State or local law or water
tariff agreement. In addition, the EPA
proposed to require that the plan be
made available to the public, and
systems serving more than 50,000
persons must make the plan publicly
available online. Finally, the EPA
proposed to remove the element for
systems serving more than 10,000
people to recommend a goal-based
replacement rate because the agency
proposed to eliminate the lead trigger
level.
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The proposed rule did not require
water systems to update their plan,
however the EPA sought comment on a
requirement for systems to update their
service line replacement plans if there
are any changes, such as changes to
laws and policies applicable to full
service line replacement. The public
accessibility requirements, together with
the plan’s additional and revised
elements, were proposed to ensure that
property owners and consumers have
information about the water system’s
plans for conducting service line
replacements, including any
requirements for customer consent or
cost-sharing.
2. Summary of Public Comments and
the EPA’s Response
Some commenters suggested the EPA
require more specific prioritization
criteria for service line replacement in
the plan. Some commenters specifically
recommended that water systems be
required to prioritize replacement in
accordance with health and
socioeconomic indicators, and at
hospitals, nursing homes, child care
facilities, schools, and for disadvantaged
consumers. Some commenters also
suggested that the EPA should provide
guidance for developing service line
replacement plans, including a
template, and provide technical
assistance to help systems design and
implement their prioritization strategies.
The EPA disagrees that the national
requirements for the replacement plan
should be required to include more
specific prioritization criteria because
every community is different, and each
community is better positioned to
identify the best way to prioritize
service line replacement. For example,
one water system may serve a
community with housing that also
contains lead paint, so the water system
could prioritize replacement in that
community to reduce disparities in
potential lead exposures. The EPA
encourages water systems to engage
with their citizens when devising
prioritization strategies to better
understand their communities’ needs.
The final LCRI aims to advance
equitable service line replacement by
enhancing transparency between the
water system and the community on the
practices adopted and progress made
towards replacing all lead and GRR
service lines under the control of the
system, e.g., by requiring the service
line inventory and plan to be made
publicly accessible or available and by
adding or revising elements in the plan.
Making the replacement plan available
to the public will increase community
awareness of the prioritization strategy,
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the laws affecting the system’s ability to
gain access to conduct full service line
replacement, and the replacement
program. Publication of the service line
inventory will ensure water systems can
be held accountable by the community
for replacing lead and GRR service lines
in accordance with their plans.
Some commenters recommended that
water systems with lead connectors or
connectors of unknown material should
be required to develop a replacement
plan (even if the system does not have
any lead, GRR, or unknown service
lines) that includes a strategy to identify
and replace them. The EPA disagrees
with these comments because the plan
is intended to support the systems’
compliance with the requirements to
replace all lead and GRR service lines,
and there is no requirement in the LCRI
for systems to establish a program to
locate and replace lead connectors other
than those that would be replaced with
a lead or GRR service line, or connectors
that are otherwise encountered by the
system.
Other commenters agreed with the
EPA’s proposed requirement that
systems identify State and local laws,
and water tariff agreements that affect a
water systems ability to gain access to
conduct full service line replacement
because they may increase transparency
around a utility’s processes and
potentially enhancing public discussion
around changes to align laws and
policies to support expanded access and
swift and equitable service line
replacement. Commenters also affirmed
the EPA’s expectation that this
requirement could help resolve
confusion and lack of clarity around
what, if any, impact such State and local
provisions actually have on access and
financing issues. The final LCRI requires
systems to include the citations to the
specific laws, regulations, or water tariff
agreement provisions. In some cases,
this exercise may help systems realize
that they already have access to the full
service line for replacement. Moreover,
making this information publicly
available may facilitate public
engagement on the effect of these laws
and water tariff agreements on a
system’s access for full service line
replacement. The EPA has included
examples of systems, localities, and
States, such as the 2024 act passed by
the State of Indiana (Indiana General
Assembly, 2024), that have successfully
changed existing laws or agreements to
overcome access barriers in section
IV.B.3 of this preamble.
The EPA received comments about
lead-lined galvanized service lines, with
some recommending that discovery of
one lead-lined galvanized service line
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should prompt the system to assume all
galvanized service lines are lead-lined.
The EPA agrees that lead-lined
galvanized service lines can contribute
significant amounts of lead in drinking
water, and, as the agency previously
stated in the 2021 LCRR and proposed
LCRI, these service lines are covered by
the definition of an LSL (USEPA, 2022c;
USEPA, 2023a) because a portion of the
service line is made of lead. The EPA
disagrees that discovery of one leadlined galvanized line should, as some
commenters recommended, require the
system to categorize all galvanized
service lines in the distribution system
as lead-lined. The EPA found only
limited information about the
prevalence of these service lines
nationwide, and commenters did not
provide data to support the assumption
that if one lead-lined galvanized service
line is discovered, all galvanized service
lines in the system are lead-lined. To
address the possibility that systems may
have (or find in the future) lead-lined
galvanized service lines, the EPA is
finalizing a new requirement for
systems that identify any lead-lined
galvanized service lines to include in
their service line replacement plan a
strategy to determine the extent of the
use of lead-lined galvanized service
lines in the distribution system (see
section IV.D.1.b.iv of this preamble). If
a water system is aware of their
presence in the distribution system, this
plan requirement can help systems
understand how widespread their use
may be.
Under the proposed LCRI, the EPA
sought comment on whether the service
line replacement plan should be
updated if there are any changes, such
as changes to laws and policies
applicable to full service line
replacement. Some commenters
supported a requirement to update the
plan, noting that there may be changes
that impact full service line
replacement. One commenter stated that
updates to the plan should be required
no sooner than the next service line
inventory update or no sooner than 12
months after the previous submission,
whichever is longer. Other commenters
stated that systems should be required
to update the plan if there are changes
to applicable legal or contractual
provisions or the service line inventory.
The EPA agrees that water systems
should update their plans to accurately
reflect the current service line
replacement plan, including any
applicable laws, regulations, or water
tariff agreements. Maintaining an up-todate service line replacement plan will
facilitate customer and consumer
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engagement and cooperation with the
system’s service line replacement
program as well as State oversight.
The EPA is also revising the plan
requirements for water systems that are
eligible for and plan to use a deferred
deadline in response to comments that
that plans may need to be updated for
changes in circumstances. The system
and the State will regularly evaluate the
system’s use of the deferred deadline
and associated replacement rate, which
may change over time as conditions
change. These systems must document
in the plan (1) the basis for the system’s
eligibility for a deferred deadline,
showing that 10 percent of the total
number know lead and GRR service
lines in the replacement pool exceeds
39 annual replacements per 1,000
service connections and any additional
supporting information, (2) the fastest
feasible replacement rate and associated
deferred deadline that the system has
identified in which it can complete its
replacement program, which may not to
be less than 39 annual replacements per
1,000 service connections, and (3)
information supporting the system’s
determination that an earlier deadline
and faster rate than 39 annual
replacements per 1,000 service
connections is not feasible. The EPA
expects this information may change as
systems identify unknown service lines
and update their replacement pools,
which may affect the total number of
known lead and GRR service lines and
the annual number of replacements
required. These requirements will
provide the State with information
necessary for its determination of the
system’s ability to replace service lines
at a faster rate; however, the State may
also require the system to provide
additional information for the State to
consider in its assessment of the
continued use of a deferred deadline
and the fastest feasible replacement rate.
Requiring systems to include
information about their deferred
deadlines in the replacement plan along
with the system’s justification as to why
it thinks one is necessary also improves
transparency between the system and
the public by explaining the reasons
why the system may take longer than 10
years to replace all lead and GRR service
lines.
Some commenters recommended that
the EPA require more systems to make
their service line replacement plans
publicly available online by reducing
the threshold to systems serving greater
than 10,000 persons rather than systems
serving more than 50,000 persons, as
proposed. One commenter
recommended that there should be no
threshold and all systems should
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publish their plans online. The EPA
disagrees with this suggestion because
the EPA is concerned about the
feasibility and ability of systems serving
50,000 people or fewer to maintain and
update websites. In addition, the
threshold is consistent with the recently
promulgated requirement for systems
serving more than 50,000 persons to
make the Consumer Confidence Report
available online (USEPA, 2024c).
3. Final Rule Requirements
Under the final rule, all water systems
with at least one lead, GRR, or unknown
service line in their inventory must
create a service line replacement plan
by the LCRI compliance date. It is
important that systems have developed
a comprehensive and detailed plan by
the compliance date so that systems
have planned for important aspects of
their service line replacement program
and can implement their program
accordingly and begin replacing lead
and GRR service lines upon the
compliance date if not sooner. The EPA
is retaining most of the service line
replacement plan elements that were
proposed. This includes the
requirements for water systems to
include in their service line replacement
plans: (1) A description of a strategy to
identify the material of all unknown
service lines in the inventory; (2) a
standard operating procedure for
conducting full service line replacement
(e.g., techniques to replace service lines,
plans for procurement of materials, or
plans for utilizing contractors); (3) a
communication strategy to inform
consumers and customers before a full
or partial lead or GRR service line
replacement; (4) a procedure for
consumers and customers to flush
service lines and premise plumbing of
particulate lead following disturbance of
a lead, GRR, or unknown service line
following full or partial replacement of
a lead or GRR service line; (5) a funding
strategy for conducting service line
replacement; (6) a communication
strategy to inform residential and nonresidential customers and consumers
(e.g., property owners, renters, and
tenants) served by the water system
about the service line replacement plan
and program; and (7) identification of
any laws, regulations, and water tariff
agreements that affect the water
system’s ability to gain access to
conduct full lead and GRR service line
replacement, including the citation to
the specific laws, regulations, or water
tariff agreement provisions.
The final LCRI clarified the plan
element requiring systems to create a
prioritization strategy. The final rule
clarifies the prioritization strategy must
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be based on factors including but not
limited to known lead and GRR service
lines and community-specific factors,
such as populations disproportionately
impacted by lead and populations most
sensitive to the effects of lead. This
clarification does not change the intent
of the proposed LCRI requirement, but
instead clarifies the plan element to
include community-specific factors.
Every community is different, and each
community is better positioned to
identify the best way to prioritize
service line replacement.
The final LCRI also includes new plan
requirements for any water system that
identifies any lead-lined galvanized
service lines in the development of the
service line inventory (the baseline
inventory or any update). One
requirement consists of developing a
strategy to determine the extent of the
use of lead-lined galvanized service
lines in distribution system and
categorizing (or recategorize if they were
categorized as non-lead) the lines as
LSLs for mandatory service line
replacement. Lead-lined galvanized
service lines contain a lead inner lining
and are, therefore, considered LSLs in
the final rule. If a water system is aware
of their presence in the distribution
system, it is important to understand
how widespread their use may be to
accurately identify all LSLs in the
distribution system.
For a water system that is eligible for
and plans to use a deferred deadline, the
plan must include the following items.
First, the system must include
documentation of the system’s
eligibility for a deferred deadline that
shows that 10 percent of the total
number of known lead and galvanized
requiring replacement service lines in
the replacement pool exceeds 39 annual
replacements per 1,000 service
connections. Second, the system must
include documentation detailing
mandatory service line replacement
under a deferred deadline at the fastest
rate that system identifies as feasible,
including the annual number of
replacements required, the length of
time (in years and months), the date of
completion, and the associated
cumulative average replacement rate the
system considers to be the fastest
feasible but no slower than the
replacement rate corresponding to 39
annual replacements per 1,000 service
connections, as well as the annual
number of replacements required, the
length of time (in years and months),
and the date of completion for this
deadline and replacement rate. Third,
the system must include information
supporting the system’s determination
that replacing lead and GRR service
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lines at a shorter deadline and faster rate
than identified in the plan is not
feasible.
The final LCRI also requires water
systems to annually update the service
line replacement plan to reflect any new
or updated information, including any
changes that affect the system’s ability
to conduct mandatory full service line
replacement (e.g., new State or local
laws and water tariff agreements, a new
strategy for identifying the material of
unknown service lines based on
inventory validation, or lessons learned
from risk communication efforts in the
community), and to submit these
updates to the State annually. If the plan
does not need to be updated, the water
system may then certify to the State that
the plan has no updates. Water systems
may cease annual certifications to the
State when there are no lead, GRR, and
unknown service lines left in the
inventory.
Systems with deferred deadlines, in
addition to annual updates, must every
three years after the initial submission
of the plan, update their replacement
plan with the latest: (1) Documentation
of the system’s eligibility for a deferred
deadline; (2) documentation detailing
the system’s identified replacement rate
for completing mandatory service line
replacement under a deferred deadline;
and (3) information supporting the
system’s determination that replacing
lead and GRR service lines at a shorter
deadline and faster rate than
documented in the plan is not feasible
(see section IV.B.8 of this preamble for
more information on deferred
deadlines). The State will then review
these updates and determine by the end
of the fifth program year, and every
three program years thereafter, if a
shorter deadline and faster rate are
feasible. The State must also report to
the EPA the system’s expected
completion date and an explanation for
why this date is the fastest feasible.
Under the final LCRI, water systems
are required to make their plan publicly
accessible, and systems serving more
than 50,000 persons must make the plan
available online. The publicly accessible
plan must also reflect any updates no
later than the deadline to submit the
updated plan to the State.
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D. Service Line Inventory
1. Baseline Inventory and General
Inventory Requirements
a. Rationale and Proposed LCRI
Requirement
A comprehensive and accurate service
line inventory is critical to a water
system’s ability to inform consumers
that may be affected by lead
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contamination in their drinking water
and to comply with the requirements in
this rule to identify the material of
unknown service lines and replace lead
and GRR service lines by a specified
deadline. The service line inventory
provides the foundation for a water
system to address a significant source of
lead in drinking water, lead and GRR
service lines, and strengthen public
health protection. Inventories are also
critical for developing tap sampling
plans and conducting targeted public
education. Inventories can help water
systems and consumers (persons served
at a service connection) determine the
source of high lead levels in drinking
water at a home or building and the
possible solutions for reducing exposure
to lead.
Inventories are critical to the EPA’s
administration of targeted funding and
financial assistance programs, such as
the WIIN Act lead remediation grants,
low- to no-cost financing through the
DWSRF, including supplemental
funding from the BIL, and low-cost
financing through the WIFIA program
(see section III.G of this preamble for
more information on the BIL and other
financial resources). In America’s Water
Infrastructure Act of 2018, Congress
recognized the importance of increasing
the understanding about the extent of
LSLs in the nation by mandating the
EPA to include an assessment of costs
to replace LSLs in the 7th Drinking
Water Infrastructure Needs Survey and
Assessment (referred to as the Needs
Survey) to inform the distribution of
DWSRF BIL LSL funding to States.
The proposed LCRI built upon the
LSL inventory requirements in the 2021
LCRR. Under the 2021 LCRR, all water
systems must develop an initial
inventory of service lines using
available records, make it publicly
accessible or available, and submit it to
the State by October 16, 2024. The EPA
did not propose to change the LCRR
initial inventory compliance date to
ensure that systems make continued
progress towards inventory
development. However, the EPA
proposed in the LCRI to require all
water systems to update the LCRR
initial inventory with information about
connector materials and locations along
with any new information on service
lines by the rule compliance date (three
years after promulgation). The updated
initial inventory, referred to as the
baseline inventory, aims to better
position water systems to immediately
begin mandatory full service line
replacement upon the LCRI compliance
date and to better protect public health
by improving transparency and
consumer awareness of where they are
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served by service lines and connectors
that contain lead.
In the 2021 LCRR, the EPA
determined that it is practical and
feasible for water systems to prepare an
initial inventory by October 16, 2024,
and update it because the rule did not
impose a deadline on water systems to
determine the composition of every
service line categorized as lead status
unknown or ‘‘unknown’’ (USEPA,
2020e). The EPA also considers
submission of the baseline inventory by
the LCRI compliance date to be feasible
because: (1) Systems are not required to
identify all unknown service lines until
the mandatory service line replacement
deadline, (2) systems have had
opportunities to gather information
about their service lines to meet the
requirements of the 1991 LCR, including
conducting materials evaluations for tap
sampling and for systems that exceeded
the LCR’s lead action level, where
systems identified the number of LSLs,
(3) several States have already required
water systems to create service line
inventories, and (4) systems are required
to review available records and submit
an LCRR initial inventory by October
16, 2024.
For the LCRI, the EPA proposed to
also require water systems to include
connector materials in their service line
inventories. The EPA proposed to
require systems to conduct a review of
specified sources (e.g., construction and
plumbing codes, records, and other
documentation) on connectors, similar
to the requirement for systems to review
these specified sources for service line
material information under the 2021
LCRR, and to identify and track
connector material when encountered
during normal operations and when
lead connectors are replaced. The EPA
proposed to require the inclusion of
lead connectors in the inventory
because it provides additional
information to the system and public on
potential sources of lead in drinking
water, which could prompt actions to
reduce lead exposure and provide
systems with information to consider
during Distribution System and Site
Assessment (DSSA). As stated in the
‘‘Guidance for Developing and
Maintaining a Service Line Inventory’’
(or the LCRR Inventory Guidance)
document, this information would allow
systems to track and manage this
potential source of lead, improve asset
management, and increase transparency
with consumers (USEPA, 2022c). As
stated in the proposal, tracking the
locations of connectors, including
replaced lead connectors, can provide
additional information relevant to assess
potential health risks, considering lead
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from an upstream source can adsorb
onto galvanized pipe over time.
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b. Summary of Public Comments and
the EPA’s Response
i. Baseline Inventory
The EPA received many comments on
the inclusion of lead connectors in the
baseline inventory and review of
specified sources for connector
materials. Some commenters supported
the proposed requirement because
connectors can be a source of lead
contamination. One State commenter
noted that the inclusion of these
requirements is consistent with that
State’s regulatory approach regarding
connectors and that the deadline to
submit the LCRI baseline inventory
three years after rule promulgation is
ample time for systems to check their
records. Some commenters
recommended stricter requirements,
such as physically verifying each
connector of unknown material or
‘‘never lead’’ connector. Other
commenters disagreed with the
proposed requirement for various
reasons, including (1) the value is not
clear for inventorying connectors when
the proposed rule already requires water
systems to remove lead connectors upon
encounter, (2) the burden and
inefficiency to require a review of
specified sources for connectors when
systems have already begun or
completed a review for service lines, (3)
the burden it would impose on States to
send out new inventory templates to all
their systems, (4) the limited public
health benefit, and (5) the lack of
available records for connectors. Many
commenters stated that they were under
the impression that the EPA would not
change the 2021 LCRR inventory
requirements in the LCRI. Commenters
also requested the inclusion of
connectors to be optional to align the
proposed requirements with past
inventorying requirements. Some
commenters that opposed the
requirement to conduct a review of
specified sources for connector
materials generally were, however, in
support of identifying connector
materials and locations when
encountered during normal operations.
Lastly, commenters asked the EPA to
specify which connectors along the
service line must be included in the
inventory, how many connectors
needed to be reported along the line,
and if multiple connectors along the
line needed to have unique
identification.
The EPA acknowledges the burden
associated with including a review of
specified sources for connector
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materials and locations in the LCRI
baseline inventory. The EPA also
understands that some systems may lack
records on connector materials.
However, the agency disagrees that it is
not practical or feasible to conduct a
review of specified sources and include
information on connector materials
based on those sources in the LCRI
baseline inventory. Systems in some
States (i.e., Illinois, Michigan, and New
Jersey) have already begun inventorying
lead connectors because lead connectors
are included in the State definitions of
an LSL. The sources that systems must
review are clearly stated in the final
rule. Systems also do not need to rereview sources of service lines that they
have already reviewed if they know that
connector materials were not denoted in
them. The EPA also determined that it
is practical and feasible for water
systems to prepare the baseline
inventory by the rule compliance date
(three years after rule promulgation; see
section IV.D.1.a of this preamble for
more information).
The EPA also disagrees that including
connectors in the inventory provides
limited benefits to public health.
Inventoried lead connectors can provide
additional information to the public on
potential sources of lead in drinking
water, both from the lead connector
itself and from lead that might have
adsorbed onto galvanized service lines
or premise plumbing that are currently
or were previously downstream of the
connector. Although lead connectors are
expected to contribute less to lead in
drinking water when compared to LSLs
because they are shorter in length, lead
connectors are still a source of lead that
may contribute to lead in drinking
water. Commenters did not provide
information or data to support
concluding that it is not feasible for
systems to conduct a review of
applicable sources for connectors and to
track connectors during normal
operations. Lastly, all connectors
identified along a service line must be
included in the inventory. The LCRR
Inventory Guidance (USEPA, 2022c)
provides recommendations on how to
uniquely label service lines at the same
address, which may be applied to a
configuration of multiple connectors
along the same service line and,
therefore, the same address.
The EPA received comments on the
proposed categories for connector
materials in the baseline inventory.
Commenters asked for the ‘‘replaced
lead’’ category to be made optional due
to the increase in workload to identify
where lead connectors have been
replaced in the past, to focus time and
resources on higher priority inventory
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and replacement activities, the lack of
clarity on the intent for including the
category, and the potential for customer
confusion due to the lack of clarity on
what actions, if any, should be taken
based on this information. One
commenter stated that the category is
inconsistent with categories for service
lines, which do not keep track of where
LSLs have been replaced. Another
commenter stated that, if an entire
service line has been replaced, there is
no reason to ‘‘alarm the public’’ by
noting the connectors that were
previously made of lead. The same
commenter was also confused as to why
the categories did not mimic the service
line categories more (e.g., lead,
galvanized, non-lead, or unknown).
Other commenters found the distinction
between certain categories to be unclear,
noting an example of copper service
lines falling under the ‘‘never lead’’ and
‘‘no connector present’’ categories
because they do not have connectors,
and asked for clarification on locations
where there are no records available.
One commenter stated all connector
categorizations were unnecessary,
whereas another commenter supported
the connector categorizations as
proposed.
The agency agrees with commenters
who raised concerns about tracking
replaced lead connectors when the
entire service line has been replaced as
well as the concerns about potential for
customer confusion of the ‘‘replaced
lead’’ category and what actions
consumers should take, consistency
with the service line material categories,
and commenters’ confusion on
inventorying connectors based on the
proposed rule categorizations. The
categories for service lines did not
include replaced LSLs or replaced GRR
service lines, which was inconsistent
with the categories for connectors that
include replaced lead. Therefore, the
agency is revising the final LCRI to
remove the ‘‘replaced lead’’ and ‘‘never
lead’’ connector material categories and
add a new ‘‘non-lead’’ category. Water
systems would categorize replaced lead
connectors and never lead connectors as
‘‘non-lead,’’ and they would categorize
sites where the lead connector was
removed and no non-lead connector
replaced it as ‘‘no connector present.’’
These finalized requirements simplify
and streamline the proposed
requirements by removing the separate
category for replaced lead. The EPA
encourages water systems include
additional subcategories for non-lead
connectors or sites with no connectors
present, such as whether a lead
connector was replaced at or removed
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from the location. Locations of where
lead connectors were previously
replaced may provide the water system
with additional information,
particularly when investigating the
cause of elevated lead under the DSSA
requirements. This additional
information could also be useful to
consumers, such as if they have a
downstream galvanized service line or
downstream galvanized premise
plumbing that might have adsorbed lead
particulates released from the upstream
lead connector. Additionally, water
systems improving their water
infrastructure by fully replacing old,
galvanized service lines that are
downstream of a known lead connector
or replaced lead connector are eligible
for BIL DWSRF LSLR capitalization
grants to conduct these improvements
(USEPA, 2022d). See section IV.D.1.c of
this preamble for more information on
the final LCRI requirements for
connector material categorization.
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ii. Inventory All Service Lines
Under the final LCRI, as proposed, all
CWSs and non-transient noncommunity water systems (NTNCWSs)
must update their LCRR initial
inventories to create a baseline
inventory of all service lines in the
distribution system. No service line is to
be excluded, regardless of water system
size, system characteristics, service line
ownership, actual or intended use of the
service line, historical tap sampling
results, or service line installation date.
The inventory requirements include all
service lines connected to the
distribution system including service
lines with no known potable
applications, such as those designated
for fire suppression or emergencies, as
well as service lines connected to vacant
or abandoned buildings even if the
buildings are unoccupied and water
service is turned off.
The EPA received comments stating
that the agency should not require water
systems to inventory service lines with
non-potable applications (i.e., fire
suppression lines), service lines at
abandoned properties, and service lines
installed after lead bans became
effective, such as Federal, State, or local
bans. Commenters stated that fire
suppression lines are typically larger
than lead or GRR service lines and are
used for non-potable purposes. One
commenter stated that the limited
resources available to water systems
would be better directed towards
activities with greater benefit to public
health because inventorying fire
suppression lines provides limited
benefit to public health.
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The EPA disagrees with commenters
that suggested service lines with nonpotable applications should be excluded
from the inventory requirements. A
requirement to inventory only those
lines that are currently being used for
potable purposes or may be used for
potable purposes is administratively
unworkable. Moreover, it could expose
consumers to lead in drinking water
from lead or GRR service lines because
the water system is not aware of all
actual uses of the water service by
consumers, which could include
potable uses, e.g., industrial workers
potentially drinking water at the facility
or agricultural workers filling up water
bottles from a close by tap that is
primarily used for irrigation. Service
lines, as defined by the rule, are used for
the distribution of potable water;
therefore, regardless of their current or
intended use, they are capable of being
used for potable purposes. The
possibility that the potable water may in
fact be used exclusively for non-potable
applications at some point in time does
not preclude the possibility that the
potable water could in fact be used for
human consumption or that these
service lines could be repurposed in the
future for potable uses. For example,
these service lines may be repurposed
for potable use during a natural disaster
or other major emergency or may be
repurposed for new residential use.
Furthermore, the EPA is concerned that
any exclusion of service lines to LCRI
requirements based on anticipated or
intended use could erroneously exclude
some service lines from other LCRI
requirements (e.g., service line
replacement, public education, and tap
sampling). The final rule similarly does
not exclude service lines connected to
abandoned or vacant properties from the
service line inventory because of the
potential for these sites to be occupied
by consumers in the future. An NPDWR
provision that applies to only where the
water is actually used for human
consumption is administratively
unworkable, difficult to implement, and
would introduce unnecessary
complexity into the rule, which would
run counter to the EPA’s commitment to
simplifying the rule. By including all
service lines in the inventory, water
systems can avoid these potential harms
to public health.
The EPA received comments stating
that the agency should not require water
systems to inventory service lines on
private property. Commenters also
asked whether water systems must
inventory service lines downstream of a
master meter (also called, ‘‘mass meter’’)
or other single point of connection.
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Commenters stated that CWSs should
not be responsible for inventorying and
taking subsequent actions for what they
characterize as distribution systems that
are maintained by someone other than
the water system and ‘‘only connected
to the water system by virtue of the sale
of water through a mass meter.’’
Commenters noted that the definition of
a service line may create a responsibility
for buildings on a college campus,
manufactured housing communities,
apartment complexes, etc., where the
system does not have the authority,
control, or responsibility beyond the
connection point. Commenters
suggested that the regulated system
should not be burdened by these groups
of connections beyond a master meter,
which they implicitly assume are
separate and/or unregulated PWSs.
The EPA disagrees with commenters
that service lines on private property
should not be inventoried. Therefore,
the final rule, like the 2021 LCRR,
requires water systems to include in
their inventory all service lines that are
connected to the distribution system,
regardless of ownership. Because all
service lines are connected to the PWS’s
distribution system, they are accessible
at that juncture to the PWS in order to
allow for identification. If the service
line is connected to the distribution
system, then the water system should be
aware of its composition in order to
comply with the requirements in the
rule to provide public education to
persons served by lead and GRR service
lines and to replace these lines if they
are under the control of the system.
Under the 1991 LCR, systems have been
able to identify service line materials
even where the service lines traverse
private property to comply with the tap
sampling and service line replacement
requirements, and water systems have
been developing an inventory of all
service lines connected to a distribution
system, regardless of ownership, to
comply with the 2021 LCRR.
In some situations, an apartment
complex, manufactured housing
community, or other multi-family or
multi-unit entity will have a master
meter at the property line of the
community. If these communities are
considered part of or within a CWS or
NTNCWS service area, then that water
system is required to inventory all
service lines, even if they are beyond a
master meter, just as the system is
required to inventory service lines
between a water main and a singlefamily residence regardless of the
presence of a meter between the water
main and the building inlet. As stated
above, the inventory must include all
service lines connected to the public
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water distribution system. If the group
of connections beyond a master meter
meets the definition of a PWS (i.e., serve
at least 15 service connections or 25
persons for 60 days per year) and
receives some or all of its finished water
from one or more wholesale systems, it
would meet the EPA’s definition of
consecutive system (§ 141.2, definition
of ‘‘consecutive system’’). Consecutive
systems that are CWSs or NTNCWSs
must complete and submit the LCRR
initial inventory to their State by
October 16, 2024, and follow the
requirements of the LCRI. Some of these
systems may meet the criteria that
allows a system to not comply with
NPDWRs under SDWA section 1411 and
§ 141.3. The EPA encourages systems to
contact their State for questions
concerning the application of these
criteria to a specific system.
iii. Methods To Categorize and Identify
Service Lines
The EPA received comments on
methods for service line material
identification. Some commenters stated
that water systems should be able to use
the age of the service line and the
effective date of the lead ban as well as
statistical approaches (like interpolation
and predictive modelling) to categorize
a service line as non-lead. These and
other commenters also stated that the
EPA should prescribe acceptable
methods for service line identification
along the entire line and provide
guidance on how to determine whether
an emerging method is acceptable. One
commenter stated that every service line
should not need to be ‘‘manually
verified,’’ and a different commenter
stated that, if a utility has identified 10
percent of their service lines as nonlead, the rest of the service lines should
be assumed to be non-lead. Another
commenter stated that NTNCWSs
should be allowed to use sampling as a
preliminary assessment to determine the
potential presence of LSLs before using
more invasive investigative methods
that may disrupt facility operations.
Another commenter stated that
unknown service line identification
should be risk-based (e.g., taking into
account the probability an LSL exists
and identifying unknown lines based on
that probability).
The EPA disagrees that the agency
should prescribe a list of acceptable
methods for service line identification
beyond the list of specified sources in
the rule, which allows for the use of
additional sources and new
technologies developed in the future to
aid in determining service line material
if approved or required by the State. The
EPA proposed to require systems to
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review certain specified sources
described in § 141.84(b)(2)(i) through
(iii). Water systems may use the age of
the service line and the date of the
applicable lead ban to categorize service
lines because such records fall under
the sources of information that systems
must review as described in
§ 141.84(b)(2)(ii). Water systems may
use any sources that are or previously
have been approved or required by their
States. While the EPA disagrees with
commenters that the rule should
prescribe a list of additional specific
acceptable methods for identifying
service line materials at the national
level, the EPA notes that it has
published the LCRR Inventory Guidance
that discusses available methods that
water systems could use with State
approval (USEPA, 2022c). The agency
has also published other guidance
documents on developing and
maintaining service line inventories
including a general fact sheet, inventory
template, and small entity compliance
guidance (USEPA, 2023n; USEPA,
2023o).
The EPA disagrees that the inventory
should include additional ‘‘risk-based’’
categorizations for unknown service
lines (e.g., likely lead versus unlikely
lead). Water systems may choose to
include this type of information, and the
EPA notes that, in § 141.84(a)(3), the
definition of a lead status unknown
service line indicates that water systems
can provide additional information
regarding their unknown service lines as
long as the inventory clearly
distinguishes unknown lines from those
where the categorization of the material
is based on the applicable sources of
information specified in § 141.84(b)(2)
(e.g., records, codes, inspections, and
other documentation). There is nothing
in the rule that would preclude systems
from providing additional information
in the inventory to describe the basis for
the categorization or the likelihood that
the service line is made of lead. For
example, a system that adds
subcategories, such as ‘‘unknown—
likely lead’’ and ‘‘unknown—not likely
lead,’’ may use that information to
prioritize identifying service lines
suspected or likely to be lead. The EPA
agrees that the LCRI should not
preclude the inclusion of this type of
information, but the agency does not
agree that all water systems should be
required to include this level of
categorization as it would add burden,
make the rule more complex, and could
take time and resources away from
identifying unknown service lines.
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iv. Lead-Lined Galvanized Service Lines
The EPA received comments about
lead-lined galvanized service lines in
the proposed rule. Commenters
recommended that the EPA require
water systems that identify lead-lined
galvanized service lines in their
distribution system to categorize all
galvanized lines in those systems as
lead-lined galvanized service lines and
replace them. Because these pipes can
be difficult to detect and verify, these
commenters said all galvanized lines
should be assumed to be lead to protect
public health. One commenter stated
that the EPA should require water
systems to check for lead lining in
galvanized service lines using specific
technologies and to update the EPA’s
guidance on service line inventories to
incorporate lessons learned from
systems with lead-lined galvanized
service lines.
The EPA agrees that lead-lined
galvanized service lines can contribute
significant amounts of lead in drinking
water, and, as the agency previously
stated in the 2021 LCRR Inventory
Guidance and proposed LCRI, these
service lines are covered by the
definition of an LSL (USEPA, 2022c;
USEPA, 2023a) because a portion of the
service line is made of lead. Therefore,
as clarified in the final LCRI, any leadlined pipe is required to be categorized
as an LSL in the inventory and is treated
as an LSL for all other requirements in
the rule, such as mandatory service line
replacement, public education, tap
sample tiering, and risk mitigation.
The EPA disagrees with the
suggestion that water systems should be
required to categorize all galvanized
service lines in the system as LSLs if
there is at least one lead-lined
galvanized service line in the
distribution system. During the proposal
and development of the final rule, the
EPA conducted a web search and found
limited information about the existence
or past installation of lead-lined
galvanized service lines in about 30
communities in varying amounts, where
the majority of these communities are in
the State of Massachusetts (City of
Rochester, n.d.; Klemick et al., 2024;
MWRA, 2023; Sedimentary Ores, n.d.).
The information collected provided no
data about the prevalence of lead-lined
galvanized service lines nationwide or
whether these lines, some of which
were installed over a century ago, have
already been replaced. Additionally,
commenters did not provide data to
support the assumption that, if one leadlined galvanized service line is found,
then all galvanized lines in the system
are lined with lead. Because the EPA
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could not find nor was the agency
provided with significant data on the
prevalence of lead-lined galvanized
service lines nationwide, the agency
does not agree with requiring that all
galvanized service lines be designated
as lined with lead based on the presence
of one or a small number of galvanized
lines lined with lead in a system. States
or localities may use information
specific to their region to better inform
this type of assumption. To address the
possibility that systems may have (or
find in the future) lead-lined galvanized
service lines, the EPA is finalizing a
new requirement for systems that
identify any lead-lined galvanized
service lines to include in their service
line replacement plan a strategy to
determine the extent of the use of leadlined galvanized service lines in the
distribution system (see section IV.C of
this preamble). Water systems can check
GRR service lines currently or
previously downstream of LSLs to
evaluate whether they are lined with
lead when they are replaced under the
mandatory service line replacement
program. The average service life of cast
iron and ductile iron pipe is 40 years
(Florida Department of State, 2010), and
any lead-lined galvanized service lines
are expected to be approximately a
minimum of 40 years old by the LCRI
compliance date in late 2027 because
installation of new lead-lined
galvanized lines would have been
prohibited under section 1417 of
SDWA, given the Federal lead ban that
was enacted in June 1986 and enforced
through State and local plumbing codes
no later than June 1988. Additionally, as
water systems replace old, galvanized
service lines (in addition to replacing
GRR service lines during mandatory
replacement) over time and improve
their water infrastructure to reduce
water loss, respond to service line
breaks, remediate low water pressure to
buildings, and increase efficiency across
the system, they will have opportunities
to check whether any galvanized service
lines are lined with lead and remove
them from their distribution system.
c. Final Rule Requirements
For the final LCRI, all water systems
are required to develop a baseline
inventory that includes the material of
each service line and identified
connector that is connected to the
public water distribution system
regardless of ownership status and
intended use. Water systems must
develop the baseline inventory by the
LCRI compliance date in § 141.80(a) by
updating the LCRR initial service line
inventory with any new information on
service line materials from the
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applicable sources described in
§ 141.84(b)(2) and information on
connector materials identified through a
review of specified sources. Systems are
required to review specified sources of
information, such as construction and
plumbing codes, permits, and records,
that describe connector material and
locations; and systems may use other
sources of information not listed if
approved or required by the State. The
system may categorize a service line or
connector as non-lead where the service
line is determined through an evidencebased record, method, or technique to
not be a lead or GRR service line. The
final LCRI includes a definition of
newly regulated PWSs in § 141.2, where
these systems are required to develop a
baseline inventory on a schedule
established by the State that does not
exceed three years from the date the
system is subject to NPDWRs (see
section IV.O.3 of this preamble).
For the final LCRI, water systems
must conduct a review of specified
sources on connector materials and
include information on connector
materials in their service line
inventories. Water systems must
identify connector materials as they are
encountered during normal operations
and update the inventory to include the
newly encountered connector.
Connector materials must be categorized
in the inventory as either lead, non-lead,
unknown, or no connector present. The
lead category is for connectors made of
lead. The unknown category is for
connectors that are identified through
an available source, but the material of
the connector is not known or
documented in the source. Systems are
not required to document connector
materials and locations where the
system’s review of specified sources and
lack of encounters during normal
operations have not revealed whether
there is or is not a known connector at
the location. The non-lead category is
for connectors that are determined
through an evidence-based record,
method, or technique not to be made of
lead. Water systems may include
additional information such as the
specific material of a non-lead
connector (e.g., copper or galvanized) as
an alternative to categorizing it as ‘‘nonlead.’’ Water systems may also provide
more information regarding their nonlead connectors, such as whether a lead
connector was replaced at the location.
Lastly, the ‘‘no connector present’’
category is for where there is no
connector at the location, such as
locations where the connector was
removed or locations where there never
was a connector, e.g., in instances where
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the service line directly connects a
water main to a building inlet.
2. Inventory Updates and Discrepancies
a. Rationale and Proposed LCRI
Requirements
For the LCRI, the EPA proposed that
water systems update the inventory
annually. Under the 2021 LCRR,
systems are required to update the
inventory and submit it to the State on
the same frequency as the system’s tap
sampling and monitoring schedule, but
no more frequently than annually.
Decoupling the inventory update
submissions from the tap sampling and
monitoring schedule was proposed to:
(1) Ensure the system is providing upto-date information to consumers on an
annual basis and (2) enhance
compliance with the mandatory service
line replacement requirements, which
are assessed annually, and annual
public education requirements. Annual
inventory updates also increase
transparency for consumers and States
relative to the 2021 LCRR, which
allowed inventory updates every three
years. Consistency between annual
updates and other LCRI requirements
would reduce discrepancies between
the information, i.e., the service line
material in the inventory may not match
the material provided in the consumer
notification if the inventory is not
updated annually. For example, water
systems would need to update their
inventories over time because service
line material categorizations may
change as service line materials are
identified over time through normal
operations, targeted investigations of
unknown service lines, and service line
replacements.
For the LCRI, the EPA also proposed
that water systems include the total
number of lead, GRR, and unknown
service lines, the number of lead
connectors in the inventory, and the
number of full lead and GRR service
line replacements completed with each
inventory update submitted to the State
and to make them available in the
publicly accessible inventories to
improve transparency and customer
tracking of inventory and service line
replacement progress. This information
is also important for compliance and
enforcement of the mandatory service
line replacement requirements and for
the EPA’s administration of financial
assistance programs.
The EPA proposed to expand the 2021
LCRR requirement for a water system to
update their inventory by the next
submission deadline if a system,
including a system whose inventory
previously consisted solely of non-lead
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service lines, discovers a lead or GRR
service line. The agency proposed to
require systems to add the discovered
lead or GRR service line to the
replacement pool for the mandatory
service line replacement program. The
agency also proposed to require systems
to replace the service line within six
months of discovery if the system’s
inventory only contained non-lead
lines, such as after the system finished
mandatory service line replacement.
Systems must then comply with any
additional actions required by the State.
This requirement ensures that systems
update the inventory with the newly
discovered lead or GRR service line and
replace the line accordingly.
Additionally, the EPA proposed to
require water systems to respond to
consumer inquiries of a suspected
incorrect categorization of their service
line material in the inventory with an
offer to inspect the service line within
60 days of receiving the notification.
The EPA explained that this would
provide another opportunity for the
system to assess the accuracy of its
inventory to inform potential actions to
remedy discrepancies at the individual
site and throughout the distribution
system more broadly (88 FR 84935,
USEPA, 2023a). For example, if a
consumer previously replaced a service
line that is still listed as lead or GRR
based on a historical record, the system
can correctly recategorize that service
line material.
b. Summary of Public Comments and
the EPA’s Response
The majority of commenters
supported the proposed requirement for
inventories to be updated and submitted
to the State annually. Some commenters
stated that submission of annual
updates to the State would be too
frequent and burdensome, especially for
smaller systems with few staff. One
commenter requested that inventories
be updated ‘‘as needed’’ as replacement
programs progress.
The EPA disagrees with commenters
that it is unnecessarily burdensome for
systems to submit updated inventories
to the State on an annual basis and
make them available to the public no
later than the deadline for the State
submission. Annual inventory updates
increase transparency for consumers
and States and are essential to comply
with the annual consumer notification
and mandatory service line replacement
requirements. Water systems will need
to update their inventories over time as
service line material categorizations
change as a result of replacement and
validation and as the materials of
unknown service lines are identified.
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The EPA expects water systems to
update their inventories in real time or
regularly throughout the year as new
data becomes available, which will
lessen the burden with preparing,
submitting to the State, and publishing
the updated inventory for the public.
Annual submission to the State of
updated inventories will allow systems
time to compile the updated
information while assisting States in
ensuring compliance with requirements,
including public education and service
line replacement. Water systems are
subject to several annual reporting
requirements in NPDWRs and have
demonstrated the ability to prepare
annual reports.
The EPA received comments on the
content of the inventory updates. One
commenter stated that, to simplify
inventory updates, systems with online
inventories should only have to notify
their States annually with summary
information of any updates and provide
them with instructions on how to access
the online inventories. The commenter
noted that it would be unnecessary to
annually re-submit an online inventory
to the State. Another commenter
advocated including additional
information in the summary of
information provided with each update,
such as the number of partial LSLRs
conducted. Some commenters also
stated that the updated inventories
should include the number of
abandoned or disconnected LSLs and
lead connectors left in the ground
because they are concerned abandoned
sections of lead pipe in the ground may
later contribute to soil and ground water
contamination.
The EPA agrees that systems should
be able to provide States with summary
information and instructions on how to
access online inventories in lieu of
submitting the entire inventory because,
together, the summary information and
instructions to the online inventory are
effectively the same as submitting full
documentation for the updated
inventory as described in § 141.84(b);
they fulfill the same purpose of ensuring
State and public access to the most upto-date inventory information on at least
an annual basis. Therefore, the EPA is
revising the final LCRI to allow water
systems that make the publicly
accessible inventory and its subsequent
updates available online (e.g., an online
map or downloadable file on a website)
the flexibility to provide instructions on
how to access the updated inventory
information instead of preparing a fixed
copy of the entire updated inventory
(which includes the summary
information), submitting it to the State,
and making it available to the public on
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an annual basis. These systems will
only need to provide the summary
information regarding service line
material identification and replacement
as specified in § 141.84(b)(2)(iv) and
instructions on how to access the
updated inventory to their States.
Systems that utilize this flexibility must
ensure the required summary
information is publicly available online
(e.g., listed on the same web page as the
online map) to fulfill the inventory
updates requirement. A State may also
request their water systems who take
advantage of this option to provide them
with an indication of where changes
have occurred since the previous
submitted inventory because this would
allow States to focus on where changes
were made.
The EPA agrees with commenters
requesting additional items in the list of
summary information to be included
and submitted with the inventory. As a
result, the EPA is revising the proposed
list of information water systems must
include with each updated inventory to
also contain the total number of each of
the following: non-lead service lines in
the inventory, connectors of unknown
material in the inventory, and the
number of partial lead and GRR service
line replacements that have been
conducted in each preceding program
year. This provides consumers with
additional information to understand
their public water distribution system
and the potential risks of lead exposure
in their drinking water. By including the
number of partial service line
replacements conducted each year, the
State and consumers can more easily
monitor the system’s compliance with
service line replacement requirements.
The EPA recommends that systems
include the number of lead service lines
and connectors that remain in the
ground after ‘‘abandon-in-place’’ or
‘‘pipe splitting’’ practices are used to
replace these pipes; however, this
information is not required to be
included in the inventory or service line
replacement plan. Tracking information
on these lead materials would ensure
that this locational information exists
should the system or the public need
such information in the future.
However, once the service line is cut, it
is not a part of the water service (see
code 9.14 in the LCRI Response to
Comments document for more
information, USEPA, 2024k).
The EPA received comments on the
proposed requirement that water
systems must offer to inspect a service
line that a consumer suspects is
incorrectly categorized. Commenters
stated that the EPA should allow
systems to provide available
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documentation on why a service line is
categorized as such and allow follow-up
actions (e.g., phone calls, emails, and
submitted photos) with the consumer to
determine if visually inspecting the
service line is necessary. One
commenter stated that systems should
be allowed a longer period to inspect
service lines where the material is
unknown. Another commenter stated
that systems should inspect the service
line within 60 days rather than only
offering the inspection within 60 days.
The EPA agrees that there are several
effective ways for a water system to
respond to a customer request for
inspection besides on-site visual
inspection. The EPA is not specifying
the timeframe for which water systems
would need to conduct the inspection,
recognizing (1) the actions that are most
appropriate can vary across systems
(e.g., on-site visual inspection of the
pipe exterior; virtual inspection such as
a photo or video submission from the
consumer or a video call with the
consumer) and (2) the system-specific
conditions, such as freezing ground
conditions in some climates, can impact
when certain types of inspections can be
conducted. A visual inspection of the
pipe conducted remotely can be as
effective as an on-site inspection and
will reduce the burden on a system to
respond to consumer notifications of
suspected incorrect categorizations of
service line materials. The EPA did not
propose to require water systems to offer
to inspect and follow through with the
inspection within 60 days and has
clarified that rule text accordingly.
Additionally, the agency is revising the
final rule to require systems to offer
inspection within 30 days of receiving
the notification from the consumer or
the customer (if different from the
person served at that service
connection). The 30-day period to offer
to inspect is required to ensure timely
follow-up with the consumer or
customer has occurred.
c. Final Rule Requirements
The final LCRI retains the proposed
requirement for water systems to
continue to update their service line
inventories until their inventories
contain only non-lead service lines,
non-lead connectors, or no connectors
present. Systems with lead, GRR, or
unknown service lines, lead connectors,
or connectors of unknown material must
submit the inventory updates to the
State annually and make the update
available to the public no later than the
deadline for submitting it to the State.
Systems must update the inventories
based on the sources of information
specified in the rule, other sources of
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information approved or required by
their States, their mandatory service line
replacement programs, and encounters
during normal operations.
Inventories must be updated with
information from any encounters with
service line or connector materials,
service line inspections, and
replacements that have occurred since
the previous update. Systems must also
report summary information that
includes the total number of service
lines for each service line material
category (lead, GRR, unknown, and nonlead), the total number of lead
connectors, and the total number of
connectors of unknown material as well
as the number of full lead and GRR
service line replacements and the
number of partial lead and GRR service
line replacements that have been
conducted in each preceding program
year. A water system that makes the
publicly accessible inventory and its
subsequent updates available online
(e.g., online map or downloadable file
on a website) has the option to submit
to the State the summary information
regarding service line material
identification and replacement as
specified in § 141.84(b)(2)(iv) and
instructions on how to access the
updated inventory in lieu of providing
a fixed copy of the entire updated
inventory that includes the required
summary information. A system that
uses this option must ensure the
summary information is publicly
available online.
All water systems that discover a lead
or GRR service line that was previously
inventoried as non-lead must update
their inventories, notify the State in
accordance with the reporting
requirements, and comply with any
additional actions required by the State
to address the inventory inaccuracy.
The final LCRI requirements to replace
the discovered lead or GRR service lines
have been moved to § 141.84(d)(4)(ii)
and are discussed in section IV.B.7.c of
this preamble.
If a consumer or customer (if different
from the person served at that service
connection) notifies the water system of
a suspected incorrect categorization of
their service line material in the
inventory, the system must respond to
the consumer or customer within 30
days of receiving the notification to
make an offer to inspect the service line.
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3. Public Accessibility of the Inventory
and the Inclusion of Addresses in the
Publicly Accessible Inventory
a. Rationale and Proposed LCRI
Requirements
Publicly accessible inventories can
facilitate community engagement and
improve transparency. These
inventories inform the public of the
location of possible lead exposures and
provide transparency to the State and
the public of system progress on service
line identification and replacement. In
turn, publicly accessible inventories can
help protect public health by making
this information broadly available. For
the LCRI, the EPA built upon the 2021
LCRR’s publicly accessible inventory
requirements by proposing that water
systems make not only service line
materials accessible to the public, but
also connector materials and the street
address of each identified service line
and connector.
The proposed LCRI retained the 2021
LCRR requirement for systems serving
greater than 50,000 persons to make the
publicly accessible inventory available
online. This threshold was set in the
2021 LCRR because of the potential
burden associated with digitizing and
hosting the inventory online for smaller
systems (USEPA, 2020e). It is feasible
for large systems to host their
inventories online (USEPA, 2020e). In
the proposed LCRI, the EPA sought
comment on changing the threshold.
The 2021 LCRR requires water
systems to create and maintain an
inventory that includes the specific
addresses associated with each service
line connected to the water system, but
the 2021 LCRR does not require the
publicly accessible inventory to include
the specific addresses of lead or GRR
service lines; instead, water systems are
permitted to use a ‘‘location identifier,’’
which could be a street address, block,
intersection, or landmark. For the LCRI,
the EPA proposed to require water
systems to include a street address
associated with each service line and
connector in the publicly accessible
inventory; where a street address is not
available for an individual service line
or connector, the EPA proposed that
systems use a unique locational
identifier. The EPA proposed this
requirement to increase transparency
with their consumers about the
locations and materials of service lines
and connectors connected to their
residences or other buildings they may
occupy (e.g., places of employment and
child care facilities). This ensures that
all persons served by a lead, GRR, or
unknown service line have access to
this information, not just those
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consumers who received targeted public
education from the system. As stated in
the proposal, including addresses in the
publicly accessible inventory is critical
to make more people aware of their risk
to lead in drinking water because the
requirements for notification may not be
sufficient to reach all persons at or who
use that site (e.g. where the persons
served are short-term residents in nonowner occupied buildings, parents and
guardians of children at in-home child
care facilities, and residents of longterm care facilities). Additionally, it is
feasible for systems to make publicly
accessible the specific addresses where
connectors and lead, GRR, unknown,
and non-lead service lines are located,
as demonstrated by the fact that several
systems are already publishing service
line inventories containing addresses
(88 FR 84936, USEPA, 2023a).
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b. Summary of Public Comments and
the EPA’s Response
The EPA received comments
supporting and opposing the proposed
requirement to include street addresses
in the publicly accessible inventory.
Some commenters supported the
proposed requirement because it
provides transparency, builds
accountability and trust with the public,
makes people aware of their risk of lead
in drinking water, and, if searchable by
address, can provide information to
prospective buyers and renters and
create an incentive for property owners
to provide consent for full service line
replacement.
Some commenters opposed the
inclusion of specific addresses in the
publicly accessible inventory for a range
of reasons. Some commenters noted that
sites, such as those in very rural areas,
with water service may not have street
addresses and, instead, water systems
typically have Global Positioning
System (GPS) coordinates for those
properties. Some commenters suggested
addresses are unnecessary because
consumers served by lead, GRR, and
unknown service lines will receive an
annual notification of service line
material. Some commenters questioned
the EPA’s authority for the requirement
and expressed concerns, without
explanation, about potential liability
and complications due to privacy laws.
Some commenters suggested that the
requirement would discourage property
owners from providing consent to
identify service line material using field
investigation methods like potholing
and act as a disincentive for water
systems serving less than 50,000
persons from posting their inventory
online.
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The EPA agrees that, in some cases, a
site may not have a street address. In
these cases, the final rule allows water
systems to assign a non-address
locational identifier (e.g., a block,
intersection, or landmark) to a service
line or connector. The final rule adds
GPS coordinates as a potential example
of a non-address locational identifier
that can be used in circumstances where
a street address does not exist.
The EPA disagrees with commenters
that the agency has no need or clear
authority to require addresses be
included in the publicly accessible
inventory. This provision is authorized
under SDWA section 1412(b)(7)(A)
because, as explained below, it prevents
known or anticipated adverse effects on
the health of persons. In addition,
SDWA section 1417(a)(2) requires
‘‘[e]ach owner or operator of a public
water system’’ to ‘‘identify and provide
notice to persons that may be affected
by lead contamination of their drinking
water where such contamination results
from [. . .] the lead content in the
construction materials of the public
water distribution system.’’ A publicly
accessible inventory with street
addresses ensures that all persons
served by a lead, GRR, or unknown line
have access to this information, not just
those consumers who received targeted
public education from the system. The
requirements for notification (such as
the requirements for annual notification
of known or potential lead service line
material) may not be sufficient to reach
all persons at or who consume water at
that site, such as where the persons
served are short-term residents and
visitors, parents and guardians at child
care facilities, residents of long-term
care facilities, and employees. The
inclusion of addresses in the publicly
accessible inventories also strengthens
public health protection by
incentivizing property owners to
identify and replace service lines.
In light of the public health benefit of
this requirement, the EPA does not
agree that the rule should not require
the use of street addresses in the
publicly accessible inventory due to the
perceived concerns that water systems
could face potential liability for the
public disclosure of this information.
No commenters provided any detail to
explain the basis for their concerns
about potential liability. Many water
systems across the nation have
published or made publicly available
inventories that include street
addresses, such as the City of Columbus
Department of Public Utilities, OH; the
City of Grand Forks, ND; the City of
Lincoln, NE; the City of Somerville, MA;
the City of Troy Department of Public
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Utilities, NY; the City of Wheaton Water
Division, IL; DC Water, DC; Marshfield
Utilities, WI; Pittsburgh Water and
Sewer Authority, PA; and Saint Paul
Regional Water Services, MN. All
systems in New Jersey are required to
include the locations of all service lines
in their inventories, and systems serving
3,300 persons or more are required to
host their inventories on their websites
(State of New Jersey, 2021b).
Additionally, the Rhode Island State
Department of Health plans to publish
and maintain an online map of the
specific location of each service line and
identify whether it is a lead or unknown
service line (State of Rhode Island,
2023b).
The EPA received comments on the
threshold to make a publicly accessible
inventory available online. Commenters
stated that the EPA should maintain the
threshold at systems serving more than
50,000 persons because smaller systems
are less likely to have the resources to
comply with the requirement,
implementation of the various NPDWRs
would be easier and more streamlined if
the thresholds for making information
available online were more aligned
across NPDWRs, and the uncertainty
about whether the requirement would
be feasible for medium systems. One
commenter stated that that the EPA
should not revisit the threshold but
should instead incentivize online
posting of the inventory by eliminating
detailed data submissions to the State
for all systems that meet the following
requirements: post the inventory online,
update the online inventory with new
information as required by the rule, and
provide the inventory website to the
State. Conversely, other commenters
stated that the threshold should be
either lowered to include medium
systems (systems serving more than
10,000 persons) or the threshold should
be eliminated, requiring all water
systems to make the inventory publicly
available online. Commenters stated
several reasons for lowering the
threshold, such as: (1) The lack of
readily accessible information about
water systems can be a barrier to
participation in the replacement
program, trust in the system, and
successful prevention of the risk of lead
exposure from drinking water for
homeowners and tenants; (2) more
water systems are capable of posting
their inventories online; and (3) sharing
critical information appropriately is one
of the most important and least
expensive tools for public health
protection, public transparency, and
public education. One commenter
representing a State noted that a
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threshold of 10,000 persons could be
feasible if inventories can be made
available online via an online file
sharing services instead of a website.
Another commenter representing a State
noted that their experience shows that
systems serving more than 10,000
persons have the resources and capacity
to make their inventories available on
the municipal or water system website.
One commenter stated that States
should be authorized to post the
inventories on their own website for
individual water systems and serve as a
central database, where systems would
only have to post an external link to the
State’s website on their websites for
consumers to easily access.
The EPA agrees that publicly
accessible information about inventories
is important to all consumers as
provided by the LCRI public education
requirements. However, as discussed
below, the EPA disagrees that the
threshold for requiring the inventory be
available online should be lowered from
50,000 persons served and, therefore,
the EPA is retaining the threshold of
systems serving more than 50,000
persons in the final LCRI. When
developing the final LCRR, the EPA
determined that this threshold is
feasible for larger systems as mentioned
in section IV.D.3.a of this preamble.
This threshold also is consistent with
other requirements, including the CCR
requirements. The EPA selected this
threshold because it is feasible for
systems serving over 50,000 persons to
publish the inventory online (USEPA,
2020e). For systems serving 50,000
persons or fewer, however, the potential
burden associated with digitizing and
hosting the inventory online is greater
and would likely take resources away
from developing the inventory,
identifying unknown service lines, and
conducting lead and GRR service line
replacement. As stated above, systems
serving 50,000 persons or fewer are
given the flexibility to choose how they
make their inventories accessible to the
public. The EPA anticipates that
systems serving 50,000 persons or fewer
that have the ability may choose to host
their inventories online as this would
ease their inventory submission burden
to the State as well as provide a
convenient way for their customers and
consumers to access the inventory.
Additionally, States may set a lower
threshold if they choose.
However, the EPA agrees with the
suggested incentive for systems that
post their inventories online, and, as
discussed in section IV.D.2 of this
preamble, the final LCRI provides water
systems that make their inventory and
its subsequent updates available online
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(e.g., an online map or downloadable
file on a website) along with the
summary information regarding service
line material identification and
replacement as specified in
§ 141.84(b)(2)(iv) the option to provide
instructions to access to the online
inventory and the summary information
to the State in lieu of providing a fixed
copy of the entire inventory as
described in § 141.84(b). Additionally,
the EPA notes that inventories can be
made available online via online file
sharing services. The LCRR Inventory
Guidance states that, for systems that
may not have the capacity for online
GIS mapping applications, there are
other online data sharing methods that
better fit the needs of these systems and
their consumers, such as through an
online cloud-based data sharing, online
spreadsheet, file transfer protocol (FTP)
server, or a downloadable format linked
to text or an image on the system’s
website (USEPA, 2022c). Furthermore,
the EPA agrees that States and their
systems may take this approach to
publishing the baseline inventories and
subsequent updates to the inventory
online and satisfy this part of the
requirements; however, systems will
still need to annually report the
information regarding service line
material inspections and replacements
to their States.
c. Final Rule Requirements
The final LCRI requires water systems
to make their service line inventories
publicly accessible. The publicly
accessible inventory must include the
material and street address of each
service line and identified connector in
the service line inventory. Where a
street address is not available for an
individual service line or connector, a
unique locational identifier (e.g., block,
GPS coordinates, intersection, or
landmark) may be used instead. The
publicly accessible inventory must
reflect any updates to the inventory no
later than the deadline to submit the
updated inventory to the State,
including the listed information
regarding service line material
identification and replacement that has
occurred since the previous update.
Water systems serving greater than
50,000 persons must make the publicly
accessible inventory available online.
When a water system has no lead,
GRR, or unknown service lines and no
known lead connectors or connectors of
unknown material in their distribution
system, the system may use a written
statement in lieu of a publicly accessible
inventory. The written statement must
include a general description of all
applicable sources used in the inventory
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to determine that the distribution
system does not have any lead, GRR, or
unknown service lines, known lead
connectors, and connectors of unknown
material. Water systems, including those
with publicly accessible inventories
consisting only of a written statement,
must include instructions to access the
publicly accessible inventory in their
CCRs.
4. Inventory Validation
a. Rationale and Proposed LCRI
Requirements
Accurate service line inventories are
essential to ensure replacement of all
lead and GRR service lines. The EPA
heard, through stakeholder engagement,
concern for accuracy in inventories. To
increase the accuracy of service line
inventories, the EPA proposed that
water systems must validate a subset of
the non-lead service lines in their
inventory. The proposed validation
requirement would test the reliability of
certain methods, techniques, and
alternative sources of information used
to identify service lines as non-lead and
facilitate action to remedy any
discrepancies that may be discovered as
a result of the validation as well as
provide systems, States, and consumers
with additional confidence in the
accuracy of the inventory. The EPA
proposed to require the inclusion of all
non-lead service lines in the validation
pool unless the service lines were
identified through the specified sources
listed in § 141.84(b)(2)(i) through (iii)
such as construction and plumbing
codes and water system records, visual
inspection of the pipe exterior at a
minimum of two points, or previously
replaced lead or GRR service lines. The
EPA proposed to require water systems
to confirm the service line material of a
random sample of non-lead service lines
from the validation pool using a visual
inspection of pipe exterior at a
minimum of two points and provide the
validation results to the State. Under the
proposal, systems would be required to
validate the number of service lines
necessary to achieve a 95 percent
confidence level. For more information
on the methodology used to determine
the minimum number of validations
required based on a system’s validation
pool, see the ‘‘Technical Support
Document for the Proposed LCRI’’
(USEPA, 2023k). The EPA proposed to
require systems to complete the
validation by year 7 of a 10-year
replacement program to allow time for
the system to address potential issues
identified in the validation process and
complete replacement by the deadline.
For systems subject to a deferred
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deadline for service line replacement,
the State would be required to set a
deadline no later than three years prior
to the deadline for replacement.
b. Summary of Public Comments and
the EPA’s Response
Some commenters support including
a validation requirement in the LCRI to
ensure inventory accuracy, enhance the
effectiveness of the service line
replacement plans (e.g., inform the
methods used to identify service lines of
unknown or unconfirmed material),
build trust, and help ease concern over
using State-approved methods like
predictive modelling and emerging
identification technologies. Conversely,
other commenters oppose a validation
requirement because it diverts time and
resources from service line replacement
and is unnecessary because they assert
that systems using predictive modelling
(if approved by the State) already
complete some form of validation
process for their models. One
commenter suggested that the rule
require water systems to validate their
inventories only after any inaccuracies
are found, and another commenter
suggested the rule allow systems to
either visually verify the material of all
service lines in 10 years or complete the
proposed validation requirement by the
7-year deadline. Some commenters
suggested that the rule waive, or allow
a State to waive, the validation
requirements if the water system
completed an inventory validation prior
to the promulgation of the LCRI.
The EPA agrees with the commenters
that support the inventory validation
requirements for the reasons mentioned:
ensuring inventory accuracy, enhancing
the effectiveness of the service line
replacement plans (e.g., inform the
methods used to identify service lines of
unknown or unconfirmed material),
building trust with the public, and
increasing confidence in the reliability
of State-approved methods like
predictive modelling and emerging
identification technologies. The
validation process does not divert time
and resources from the service line
replacement requirements but rather
supports the effective implementation of
the service line replacement
requirements. Inventory validation
increases the confidence of consumers,
systems, States, and the EPA that the
methods used to categorize non-lead
service lines in the inventory are
accurate and that systems are truly
replacing all lead and GRR service lines
in their distribution system. In addition,
the deadline for validation provides
systems with ample time to complete
the validation process and will allow
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systems to combine validation efforts
with normal operations and service line
replacement activities to increase
efficiency of validation.
The agency also acknowledges the
concern for water systems that have
already completed inventory
validations, including systems that
conducted previous validation efforts to
develop and train predictive models.
Therefore, the EPA is finalizing a
flexibility for systems to be able to make
a written request to the State to approve
a waiver of the inventory validation
requirements if the system completed
validation efforts prior to the
compliance date that are at least as
stringent as the LCRI requirements.
In the proposed LCRI, the EPA
requested comment on its proposed
methodology to calculate the minimum
number of validations systems would be
required to perform. The EPA’s
proposed methodology set the size of
the validation pool to achieve a 95
percent confidence level or, for systems
with relatively few of these service
lines, to validate 20 percent of the nonlead service lines in their validation
pools. Some commenters supported the
methodology and stated that the
approach is reasonable. One commenter
recommended that the EPA increase the
number of validations required for
larger systems. On the other hand, some
commenters questioned why the EPA
maintained an expected sample
proportion of 0.5 even though it
provides the most conservative number
of validations required and why the
agency does not allow each water
system’s ‘‘consultant’’ to develop a
testing program that achieves a 95
percent confidence level at a sample
proportion catered to each system. The
same commenters stated that the EPA
should clarify the validation
calculations, e.g., the data used to
determine the expected sample
proportion, the relevant comparison
between the number of validations
required and the validation pool, and
where the EPA derived its formulas for
determining the number of validations
required.
The EPA used a conservative sample
proportion of 0.5 because the agency
does not have sufficient data to estimate
a sample proportion specific to
discovering a non-lead service line as a
lead or GRR service line and, therefore,
used 0.5 to ensure the minimum
number of validations required is
statistically significant in all systems
nationwide regardless of the possibility
for a more precise sample proportion at
an individual system’s level. A sample
proportion of 0.5 is used when a better
estimate is unavailable (Daniel and
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Cross, 2013). The EPA disagrees that
water systems or their designated
consultants should be required to
conduct a testing program or pilot study
to estimate the sample proportion prior
to conducting inventory validation
because conducting a testing program or
pilot study would be resource intensive
and add burden to systems. The
validation requirements ensure systems
do not need to do that by setting a
procedure at the national level.
The EPA derived the equations to
calculate the minimum number of
validations required from the formulas
used to assess the distribution of the
sample mean when sampling without
replacement by using the finite
population correction factor (Daniel and
Cross, 2013). The minimum number of
validations required is the sample size
of a finite population when sampling
without replacement, and the validation
pool is the assumed finite population
size. See the ‘‘Technical Support
Document for the Final Lead and
Copper Rule Improvements’’ (final TSD)
for an expanded derivation of the
minimum number of validations
required for a system’s validation pool
of non-lead service lines (USEPA,
2024d).
In the proposed LCRI, the EPA
requested public comment on whether
non-lead service lines that were
categorized based on records should be
subject to the validation requirements.
Some commenters encouraged the EPA
to include non-lead service lines
categorized based on historical records
in the validation pool. For example, one
commenter recommended that the
agency require service lines categorized
based on records unless the records
show the lines were installed,
inspected, or replaced after the effective
date of a local lead ban. Another
commenter suggested requiring a
random sampling of historical records
because the initial inventory
requirements in the 2021 LCRR did not
require systems to identify the specific
source used to categorize service lines.
Other commenters were concerned that
the reliability of historical records may
vary across systems and provided
examples of systems having inaccurate
records. For example, one commenter
mentioned that, in Flint, Michigan,
inspections during a service line
replacement project revealed that 24
percent of the service lines identified as
copper based on historical records were
actually made of lead (372 out of 1,489
service lines; BlueConduit, 2020).
Commenters provided the example of
the Lead Free DC task force, where the
task force found that 20 percent of
service lines identified as copper
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through historical records were actually
made of lead (Betanzo and Attal, 2022).
A commenter representing a State also
noted that some systems within their
jurisdiction have found that historical
records have been inaccurate.
In addition to these examples of
inaccurate historical records raised by
commenters, the EPA is aware of other
data showing that historical records can
be unreliable sources of information for
service line material categorization. As
the EPA noted in the LCRR Inventory
Guidance, only 63 percent of the
Pittsburgh Water and Sewer Authority’s
historical records were accurate because
of the service line repair and
maintenance activities that have taken
place since the records were created
(USEPA, 2022c). In addition, a 2023
study on the accuracy of service line
identification methods found that, of the
159 control homes, records for 90
percent of the 99 known LSL sites were
accurate, whereas records for 3 percent
of the 60 non-lead service line sites
accurately identified the service line
material (Smart et al., 2023). Therefore,
the EPA is revising the final LCRI to
require the validation pool to include
records of non-lead service lines. The
EPA agrees, however, that records
showing that the service line was
installed after the effective date that the
Federal, State, or local lead ban in the
validation pool would have been
enforced (June 19, 1988, if there was no
enforcement of a State or local lead ban
prior to that date) would be more
reliable because these regulatory
changes marked a change in system and
plumbing practices nationally, where
previous studies show instances of
inaccurate records prior to these
regulatory dates.
The EPA received comments on the
proposed 7-year deadline for water
systems to complete inventory
validation when the system is subjected
to a 10-year mandatory service line
replacement deadline or only has nonlead service lines in their inventory.
Some commenters supported the
proposed deadline because it would
allow systems three years before the
deadline for service line replacement to
implement changes if inaccuracies are
found. Conversely, other commenters
questioned whether requiring inventory
validation efforts to be conducted
within the first seven years is the best
use of water system resources, instead
recommending that validation be
completed after (1) all unknown service
lines have been identified to be
representative of all non-lead service
lines that could be included in the
validation pool or (2) all known lead
and GRR service lines are removed, so
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water systems can focus on lead and
GRR service line replacement. Another
commenter stated that the EPA should
require inventory validation to be
completed within the first three years of
rule promulgation, or no later than
halfway through the mandatory service
line replacement timeline if extra time
has been granted, because the proposed
deadline is ‘‘far too late.’’
The EPA agrees with the commenters
that supported the seven-year deadline
because the deadline allows systems
three years to address potential
discrepancies found by the validation.
The agency proposed a seven-year
deadline to allow water systems to focus
on identifying unknown service lines as
well as validate service lines identified
during the replacement program using
field investigation techniques and
alternative sources of information
approved by the State. The EPA
disagrees with the commenters that
questioned whether the inventory
validation requirement would be
representative of all potential non-lead
service lines to be added to the
validation pool if validation is
completed before water systems identify
all unknown service lines. If a system
complies with the inventory validation
process sometime before seven years
into the replacement program, it is
expected to be reliable because the
sources of information the system
would be using are expected to be the
same in the beginning years of inventory
development to the end, especially if
the validation results provide further
confidence in the use of those sources,
unless the system is approved or
required by the State to use another
source or method of identification. In
that instance, if a system discovers a
lead or GRR service line where a nonlead line was inventoried, the system is
required to notify the State with the
methods used to categorize the service
line material and comply with any
additional actions required by the State
to address the inventory inaccuracy.
Conducting inventory validation before
the deadline for mandatory service line
replacement allows the system time to
investigate certain methods used to
categorize non-lead service lines if
discrepancies are found during the
validation process before they complete
replacement.
The EPA received comments on the
proposed rule’s requirements to address
discrepancies found during the
validation process. Some commenters
advocated for requirements for water
systems to take actions to increase the
accuracy of their inventories if they
identify discrepancies during the
validation process because failure to
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include concrete steps to improve
inventories could undermine the trust
and reliability of the document that is
the ‘‘backbone’’ of LCRI compliance
(BlueConduit, 2024; Office of the
People’s Counsel for the District of
Columbia (OPC–DC), 2024). One
commenter recommended that water
systems that inaccurately identify lead
or GRR service lines as non-lead should
be required to submit a plan to their
States about how they will increase the
accuracy of their inventories.
The EPA agrees that, when inventory
discrepancies are identified during the
validation process, remedial actions can
improve the inventory’s accuracy. The
final LCRI requires water systems to
submit to the State a list of the locations
of any non-lead service lines identified
to be a lead or GRR service line through
the validation along with the methods
used to categorize those service lines.
The final LCRI also requires systems to
comply with any additional actions
required by the State to address the
inventory inaccuracies found during the
validation process. Given the range of
possible reasons for inventory
inaccuracies, the EPA expects States to
be better suited to identify the
appropriate actions systems must take to
improve the accuracy of their
inventories. A single, prescribed
approach in a national rule could be
overly broad and unnecessary if, for
example, there is only one misidentified
line, or inadequate to remedy the
problem if the validation shows
widespread inaccuracies of
categorizations. Moreover, it would not
adequately capture the broad range of
potential responses that could improve
inventory accuracy. Instead, the
appropriate remedy is best identified on
a system-specified basis tailored to the
system’s specific inventory inaccuracies
and potential systemwide issues
discovered during inventory validation.
c. Final Rule Requirements
In the final LCRI, the EPA made
clarifying revisions to ensure the
requirements are clear based on
comments received. Under
§ 141.84(b)(5) of the final rule, water
systems must validate the accuracy of
the methods used to categorize service
lines as non-lead. First, water systems
must identify a ‘‘validation pool’’ of
service lines that were determined to be
non-lead through specific sources and
exclude service lines determined to be
non-lead through: (1) Records showing
the service line was installed after the
effective date of the Federal lead ban
(June 19, 1988), or after the compliance
date of a State or local law prohibiting
the use of service lines that do not meet
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the 1986 definition of lead free in
accordance with SDWA section 1417,
whichever is earlier, (2) visual
inspection of the pipe exterior at a
minimum of two points, or (3)
previously replaced lead or GRR service
lines. Previous visual inspections of the
pipe exterior must consist of an
inspection of at least two points.
Previous lead or GRR service line
replacements may also be excluded
when identified during their review of
specified sources. The EPA compiled a
list of the lead ban provisions by State
in appendix D of the LCRR Inventory
Guidance (USEPA, 2022c); however,
water systems should verify the
compliance date for any local or State
lead ban before using a date earlier than
June 19, 1988.
Under the LCRI, water systems must
confirm the service line material of a
random sample of non-lead service lines
from the validation pool by visual
inspection of the pipe exterior at a
minimum of two points. Visual
inspection of the pipe exterior could be
conducted by, but not limited to,
potholing, viewing the service line
material in the meter pit or stop box, or
viewing the service line entering the
building. Where ownership is shared,
the water system must conduct at least
one visual inspection on each portion of
the service line (i.e., one inspection on
the system-owned portion and one
inspection on the customer-owned
portion of the service line). Where
ownership is shared and only one
portion of the service line is included in
the validation pool, systems must
conduct at least one point of visual
inspection on the unconfirmed portion
of the service line. For example, a nonlead service line is included in the
validation pool because the systemowned portion of the line is made of
copper due to a previous partial LSLR
and the customer-owned portion of the
line is estimated to be non-lead based
on the materials observed in other
homes built around the same time in the
same neighborhood. The system will
need to confirm that the customerowned portion of the service line is nonlead through at least one point of visual
inspection of the pipe exterior.
The size of the random sample of nonlead service lines from the validation
pool is based on the number of service
lines a water system needs to validate,
at a minimum, to achieve a 95 percent
confidence level (USEPA, 2023k;
USEPA, 2024d). To achieve the 95
percent confidence level, the EPA
requires water systems with more than
1,500 non-lead service lines in their
validation pool to confirm the material
at between 322 and 384 sites, as
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specified in the rule, depending on the
specific size of the validation pool.
Systems with 1,500 or fewer non-lead
service lines in their validation pools
must validate at least 20 percent of the
total number of non-lead lines in the
pool. If physical access to private
property is necessary to complete the
validation and the water system is
unable to gain access, the system is not
required to validate the service line
material at that site. Instead, the system
must randomly select a new service line
from their validation pool to conduct
the validation.
Once water systems have completed
their inventory validation, they must
submit to the State the results of the
validation by the applicable deadline
based on the system’s mandatory service
line replacement program. Systems
required to replace lead and GRR
service lines in 10 years or less must
complete their inventory validations no
later than December 31 following seven
years after the LCRI compliance date.
Systems who have reported only nonlead service lines are also subject to the
validation requirement and must
complete inventory validation no later
than December 31 following seven years
after the LCRI compliance date. Where
States have required systems to replace
service lines on a shortened deadline,
the State is required to set a deadline for
the validation. Systems that are eligible
for and plan to use deferred deadlines
must complete inventory validation by
a deadline established by the State to be
no later than three years prior to the
deferred deadline. Systems must submit
the results of the inventory validation.
The final rule clarifies that the results of
the inventory validation must also
include the submission of the specific
version (including the date) of the
inventory that was used to determine
the number of non-lead lines included
in the validation pool in order to
provide the State with the information
needed to assess the inventory
validation. The system must comply
with any additional actions required by
the State to address inaccuracies in the
inventory.
The final LCRI was updated to also
include a flexibility for water systems
that have previously conducted
inventory validation efforts that, at a
minimum, are as stringent as the LCRI
inventory validation requirements.
Water systems may make a written
request to the State to approve a waiver
of the inventory validation
requirements. To obtain a waiver, the
system must submit documentation to
the State by the LCRI compliance date
to demonstrate that they conducted an
inventory validation effort that is at
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least as stringent as the validation
requirements specified in the rule and
obtain written approval of the waiver
from the State.
5. Deadline To Identify All Unknown
Service Lines
a. Rationale and Proposed LCRI
Requirements
For the LCRI, the EPA proposed to
require water systems to identify the
material of all service lines categorized
as unknown in the inventory by the
system’s deadline to complete
mandatory full service line replacement
for several reasons. Using the same
deadline for these two requirements
eliminates the need for a separate set of
requirements for this purpose, such as a
minimum rate for identifying unknown
service lines. In the LCRI proposal, the
EPA also explained that this approach
prevents additional rule complexity as
well as reporting and tracking burden, a
priority identified in the EPA’s 2021
LCRR review notice to assure that States
and water systems can effectively
implement the LCRI. It also provides
systems with flexibility to plan a full
service line replacement program that
meets local needs. Without a separate
and earlier deadline to identify
unknown service lines, systems can
plan to identify service line materials in
tandem with other infrastructure work,
such as water main or meter
replacement, as they are planned to
occur in the proceeding years up until
the deadline for service line
replacement. This could allow water
systems to identify service line
materials more efficiently as they will
already be onsite and, in some cases,
may encounter the service line material
directly as they perform other planned
work. This efficiency could reduce the
overall costs and time to identify service
line materials. Aligning the service line
replacement and inventory completion
deadline could improve inventory
information quality because systems
could take additional time to develop an
inventory with an emphasis on accuracy
by choosing, for example, a more timeconsuming technique that is also more
reliable. Finally, in the proposed LCRI,
the EPA noted that new technologies for
identifying service line materials may be
developed in coming years and existing
technologies may be refined; therefore,
aligning the deadline for service line
replacement and inventory completion
will allow systems to use these new or
refined technologies on a greater
proportion of their unknown lines.
For the proposed LCRI, the EPA
determined that it is feasible (i.e.,
technically possible and reasonably
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affordable relative to a large system) for
water systems to create a complete and
accurate inventory of service line
materials by the proposed service line
replacement deadline to support the
treatment technique for mandatory
service line replacement. For the 1991
LCR, the EPA anticipated that systems
that were triggered into an LSLR
program should be able to locate their
LSLs and provide this information in 8
to 10 years even with poor records of
service line materials (56 FR 26507,
USEPA, 1991). The EPA also evaluated
more recent efforts by systems to replace
all their LSLs and complete their
inventories in 10 years or less. Seven
States have inventory laws (i.e.,
California, Illinois, Michigan, New
Jersey, Ohio, Rhode Island, and
Wisconsin), which together comprise
nearly a third of the Nation’s estimated
lead content service lines (32 percent;
3.2 million lead content lines out of an
estimated 9.0 million lead content lines)
(USEPA, 2023l), meaning that these
systems will have made progress on
their inventories beyond the 2021 LCRR
requirements. These State laws indicate
that an inventory requirement is
feasible, and inventory data show
relatively low incidence of unknown
service lines in some States as well as
rapid progress towards identification of
their unknown service line materials
(USEPA, 2023k). The One-Time Update
to the Needs Survey indicates that many
participating systems have made
substantial progress on identifying
unknown service lines (median
percentage of unknown lines per system
is 6.5 percent); however, other
participating systems have made much
less progress or have not yet reported
service line statuses (USEPA, 2023l;
USEPA, 2024d). Furthermore, four
States (Illinois, Michigan, New Jersey,
and Rhode Island) passed State laws
that require LSLR by a specified
deadline. For these systems, inventory
completion is required to comply with
the mandatory LSLR requirements. For
example, Michigan law requires their
applicable water systems to submit a
preliminary materials inventory by
January 2020 and a complete materials
inventory, including verification
methodology and results, by January
2025, which is a five-year deadline to
identify all unknown service lines
(Michigan Administrative Rules, 2023).
The Illinois Environmental Protection
Agency (IEPA) first required their CWSs
to submit an inventory by April 2018 in
the repealed Public Act 099–0922 along
with annual updates. Under the 2022
Lead Service Line Replacement and
Notification Act, IEPA required systems
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to submit a complete material inventory
by April 2024 (Illinois General
Assembly, 2021), which gave their
systems six years to identify all
unknown service lines. Finally, the EPA
is aware of several water systems who
have fully eliminated LSLs from their
distribution system at a rapid pace,
which would not be possible if
unknown service lines remained in the
system’s inventory (USEPA, 2023k).
b. Summary of Public Comments and
the EPA’s Response
Many commenters supported keeping
the deadline to identify unknown
service lines and the deadline to
complete mandatory service line
replacement consolidated because it
streamlines administrative processes,
allows systems to focus more time and
resources on replacing lead and GRR
service lines and identifying unknown
service lines, and provides the type of
flexibility to allow for inventory efforts
to be tailored to individual system
needs and replacement programs.
Conversely, other commenters
supported an earlier deadline to identify
unknown service lines before the
replacement deadline, ranging from
three years after promulgation of the
LCRI to three years before the 10-year
replacement deadline to reduce the
possibility of noncompliance with the
service line replacement deadline. Some
commenters also suggested the final rule
should include a requirement for
systems to meet interim deadlines to
identify unknown service lines and
remove unknown lines from the
replacement pool.
The EPA disagrees with commenters
requesting an earlier deadline for
identifying all unknown service lines,
noting that a single deadline streamlines
administrative processes, allows time
and resources to focus on both replacing
lead and GRR service lines and
identifying unknown service lines, and
provides flexibility for water systems.
Therefore, the EPA is finalizing the
requirement for systems to identify all
unknown service lines by the applicable
mandatory service line replacement
deadline, as proposed. In doing so, the
EPA will prevent complicating the rule.
The 2021 LCRR requires water
systems to review available sources and
submit an initial inventory by October
16, 2024, and the EPA has been
recommending through its LCRR
Inventory Guidance that systems should
identify unknown service lines (USEPA,
2022c). Therefore, the EPA expects
water systems will be prepared to make
necessary progress to identify unknown
service lines without setting an earlier
deadline for inventory completion.
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c. Final Rule Requirements
In the final LCRI, water systems are
required to categorize the material of all
unknown service lines in the inventory
by the system’s deadline to complete
mandatory full service line replacement.
E. Tap Sampling for Lead and Copper
1. Rationale and Proposed LCRI
Revisions
Tap sampling for lead and copper is
required to evaluate CCT performance
using the action level and serves ‘‘to
identify the need for additional
treatment and to ensure that adequate
treatment is installed’’ (56 FR 26514,
USEPA, 1991). Specifically, the purpose
of tap sampling is to identify situations
where the water is too corrosive, and
therefore, can trigger additional actions
that water systems are required to take
to reduce lead and copper exposure,
including by reducing the corrosivity of
water in a system by installing or reoptimizing OCCT, or through public
education. Conversely, tap sampling
itself is not intended to assess exposure
to lead and copper from drinking water
because the sampling protocol is
designed to assess CCT by targeting the
highest levels of lead and copper
typically present at the tap, representing
the high end of actual human exposures
(USEPA, 1988), rather than designed to
capture typical exposure to consumers.
In turn, a system’s compliance with the
treatment technique rule is not based on
tap sampling results alone, but rather on
compliance with actions triggered by
those results.
The EPA designed tap sampling
requirements in the LCR primarily to
evaluate the corrosion of lead and
copper sources present in the
distribution system. Water systems are
required to sample at sites with a higher
potential to contribute lead and copper
using a sampling protocol to ‘‘assess the
degree to which a system has minimized
corrosivity for lead and copper’’ (56 FR
26520, USEPA, 1991). Tap sampling
under the rule is not intended to
represent typical drinking water
consumption or exposure; rather, again,
it is intended to determine the
effectiveness of OCCT and whether
corresponding actions are needed to
reduce lead levels (USEPA, 2020e).
a. First- and Fifth-Liter Sampling
In the LCRI, the EPA proposed that
systems must take first-and-fifth-literpaired samples for lead at LSL sites and
use the higher of the two values to
calculate the 90th percentile lead level.
This requirement would improve
identification of sites with higher levels
of lead at the tap and better determine
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when OCCT or re-optimized OCCT in
the system is necessary. The
requirement to take a fifth-liter sample
was first promulgated under the 2021
LCRR, while the requirement to take a
first-liter sample is from the 1991 LCR.
Based on evidence from Del Toral et al.,
2013, Deshommes et al., 2016, Masters
et al., 2021, and Betanzo et al., 2021 that
lead released from LSLs is not reliably
captured in just the first- or fifth-liter
sample alone, as discussed in the
preamble to the proposed LCRI, the EPA
proposed that systems must collect both
liters during the same sampling event
when sampling at sites with LSLs (88
FR 84930, USEPA, 2023a).
Both first- and fifth-liter samples have
been determined to provide information
relevant to assess CCT. At the time of
the 2021 LCRR, the EPA determined
that fifth-liter samples increase the
likelihood that samples capture water
that has been sitting in contact with
LSLs. The EPA recognized that the
variability of plumbing configurations
does not allow for a single prescribed
sample volume to capture the highest
lead level at every site; however, the
EPA reviewed data from Sandvig et al.
(2008), Del Toral et al. (2013), and Lytle
et al. (2019) in support of selecting the
fifth-liter sample in the final 2021 LCRR
as a screen that is likely to detect higher
lead levels than first-liter samples alone
(86 FR 4226, USEPA, 2021a). In the
proposed LCRI, the EPA also cited
Masters et al. (2021) and Deshommes et
al. (2016) in support of maintaining the
requirement to collect a fifth-liter
sample from the 2021 LCRR (88 FR
84929, USEPA, 2023a).
First-liter samples, which have been
implemented as the compliance
sampling protocol since the 1991 LCR,
are useful for capturing water that has
been sitting in contact with premise
plumbing. For LCRI, the EPA reviewed
implementation data from Michigan’s
revised LCR that shows that some
samples collected at LSL sites measure
higher lead levels in the first liter than
the fifth. Michigan’s requirement under
State law to use the higher lead level of
the two samples to calculate the 90th
percentile lead level has resulted in
more systems exceeding the lead action
level of 0.015 mg/L than only collecting
either the first- or fifth-liter sample
(Betanzo at al., 2021). In addition to data
from Michigan, the EPA is aware of
studies that have evaluated lead
sampling data collected from multiple
liters at the same site in cities including
Washington, DC, Flint, Michigan, and
Chicago, Illinois. The data compiled in
these studies similarly show variability
in which liter contains the highest lead
level. These data also suggest that
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collecting two samples and using the
higher of the first- and fifth-liter lead
values at LSL sites captures lead
presence more effectively than
collecting only one sample (Masters et
al., 2021; Mishrra et al., 2021).
For the LCRI, the EPA proposed to
continue collecting only first-liter
samples at Tier 3 sites comprised of
sites with lead connectors and sites with
galvanized service lines and/or
galvanized premise plumbing that were
ever downstream of an LSL or
connector. The EPA proposed that the
first liter is more appropriate for
galvanized service lines because they
contribute lead primarily through the
release of lead particulate. Because the
mobilization of particulate lead can be
highly variable, depending upon
changes in pressure and flow volume,
velocity, and/or direction (Schock,
1990), particulate release is not captured
consistently in any individual sample.
The EPA proposed that the first liter is
also more appropriate for lead
connectors because detectable
contributions of lead from lead
connectors are most likely to occur as a
result of particulate lead that has
dislodged from the pipe and is caught
in premise plumbing, such as faucet
aerators (Deshommes et al., 2016; Lytle
et al., 2019). It is also difficult to
identify a single designated service line
sample volume that would capture
water that has stagnated in a lead
connector, which are short in length and
typically installed closer to the water
main. Additionally, water traveling from
the lead connector to the faucet will
undergo dispersion, resulting in lower
concentrations of lead at the tap. At the
time of proposal, the EPA acknowledged
that particulate lead is challenging to
predict and could occur in any sample
volume. However, the first liter has been
documented to capture the highest
fraction of particulate lead (Deshommes
et al., 2010). Therefore, to capture
particulate lead release from lead
connectors and from galvanized service
lines and/or galvanized premise
plumbing that were ever downstream of
an LSL or connector, the first liter
presents the highest likelihood of a
single sample capturing particulate lead.
b. Tiering of Sampling Sites
The EPA proposed three revisions to
the tiering criteria as promulgated under
the 2021 LCRR. The EPA proposed to
update the definition for Tier 1 and Tier
2 sites to include sites with premise
plumbing made of lead due to the high
potential of lead contributions
associated with premise plumbing made
of lead. By ‘‘premise plumbing made of
lead’’, the proposal refers to premise
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plumbing that consists of pure lead
pipes, rather than pipes made from
metal alloys that may contain lead
content. When sampled, systems would
follow the first-liter sampling protocol
at sites with lead premise plumbing,
unless the site is also served by an LSL,
which would require first- and fifth-liter
sampling. The EPA also proposed to
correct the Tier 3 description from the
2021 LCRR that inadvertently described
a galvanized site currently downstream
of an LSL as Tier 3 when it is a site
served by an LSL and would meet the
criteria of a Tier 1 or 2 site. The
proposal removes the term ‘‘currently’’
from the Tier 3 provision to implement
this correction. While the EPA
described in the final 2021 LCRR
preamble the agency’s intention for
galvanized service lines to be included
in Tier 3, the 2021 LCRR Tier 3
provision includes only sites which
‘‘contain galvanized lines,’’ which refers
to premise plumbing material and not
service lines. As such, the EPA also
proposed to clarify that sites served by
galvanized service lines or containing
galvanized premise plumbing that are
identified as ever being downstream of
an LSL or a lead connector in the past
are included in Tier 3.
The EPA also proposed several
revisions and additions for sites
included in Tier 3. In addition to
maintaining sites with galvanized
premise plumbing that are downstream
from a lead connector in Tier 3, the EPA
proposed to expand the sites included
in Tier 3 to also include any sites with
galvanized premise plumbing or served
by galvanized service lines that were
ever served by a lead connector in the
past. While the EPA was not aware of
information at the time of the proposed
LCRI regarding the national extent of
homes containing galvanized premise
plumbing that are downstream of a lead
source, the addition of galvanized
premise plumbing is consistent with the
inclusion of galvanized service lines
that were ever downstream of an LSL as
sites with a higher potential to
contribute lead to drinking water than
sites in Tiers 4 and 5. Like galvanized
service lines downstream of an LSL
discussed in section IV.E.1.a of this
preamble, galvanized premise plumbing
that is downstream of a lead source can
also adsorb and release lead primarily
through particulate release.
The EPA also proposed to include in
Tier 3 sites with any non-lead service
line material or non-lead premise
plumbing that are currently served by a
lead connector. With the proposed
revisions to inventory requirements to
include information on lead connectors,
some systems will have improved
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knowledge of sites with lead connectors.
The EPA proposed that sites with lead
connectors are not Tier 1 or 2, but Tier
3, based on the EPA’s priorities for the
proposed LCRI to identify sites through
sampling with the highest lead levels
and the difficulty in detecting lead
contributions for lead connectors, which
is similar to galvanized service lines
discussed in section IV.E.1.a of this
preamble. At the time of proposal, the
EPA cited Deshommes et al. (2016) and
Lytle et al. (2019) that show detectable
contributions of lead from lead
connectors are most likely to occur as a
result of particulate lead that has
dislodged from the pipe and is caught
in premise plumbing, such as faucet
aerators. The EPA recognized that, due
to the limited length of lead connectors,
the amount of lead contributed from
them is expected to be less than from
LSLs, which are typically much longer
in length, where all other aspects of the
pipes are equal. Under the proposal,
Tier 3 would include: (1) Sites served by
galvanized service lines that ever were
downstream of an LSL or lead
connector; (2) sites with galvanized
premise plumbing that ever were
downstream of an LSL or lead
connector; and (3) other sites currently
served by a lead connector (e.g., a site
served by a copper service line
downstream of lead connector.) The
EPA proposed to maintain the criteria
for Tier 4 and Tier 5.
c. Sample Site Selection
For LCRI, the EPA did not propose
any changes to the requirement for
systems to select replacement sampling
sites within a reasonable proximity. In
the proposed LCRI, as maintained from
the 2021 LCRR, systems must sample
from the same sites in consecutive tap
monitoring periods and, when unable to
do so, must select a replacement site
that meets the same tiering criteria and
is within reasonable proximity of the
original site.
The EPA also did not propose any
changes to the requirement for systems
to sample sites from the highest tier
available (Tier 1 is the highest and Tier
5 is the lowest), as well as the
requirement for systems to collect 100
percent of samples from available LSL
sites. The proposed LCRI specifies that
systems may choose alternate sampling
sites when they are not able to gain
access to a site.
d. Frequency and Quantity of Sampling
In LCRI, the EPA proposed revisions
to tap sampling frequency requirements
to conform with the proposed
elimination of the trigger level. The EPA
proposed to maintain six-month
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monitoring as the standard monitoring
frequency, as well as the pathway to
triennial monitoring for any system that
does not exceed the PQL for two
consecutive monitoring periods. With
the proposed elimination of the trigger
level, the EPA proposed that small and
medium systems monitoring annually
would qualify for triennial monitoring if
they do not exceed the lead and copper
action levels for three consecutive years.
The EPA also proposed to maintain the
pathway to annual monitoring for any
system that does not exceed the action
level for two consecutive six-month tap
monitoring periods, at the lower
proposed action level of 0.010 mg/L.
Also, the EPA proposed to maintain the
nine-year reduced monitoring waiver.
The EPA did not propose any changes
to the minimum number of samples
required to be collected by systems. The
proposed rule maintained the
requirement for systems on annual
reduced monitoring to collect and
analyze the standard number of samples
for lead and a reduced number of
samples for copper.
e. Standard Monitoring
In LCRI, the EPA proposed that
systems with unknown sites in their
inventory at the compliance date would
be required to conduct standard sixmonth monitoring in the first six-month
tap sampling period following the
compliance date. These systems would
be in addition to the 2021 LCRR
requirement, which was maintained in
the proposed LCRI, that any systems
with lead and/or GRR service lines in
their inventory at the compliance date
conduct standard monitoring beginning
with the first full six-month monitoring
period after the compliance date. The
proposed requirement to begin standard
monitoring following the compliance
date was accompanied by the proposed
requirement for systems to submit an
updated site sample plan to the State
prior to the first tap monitoring period,
as described in section IV.N of this
preamble. The EPA proposed that
systems with lead, GRR, and unknown
service lines sample under the standard
monitoring schedule to ensure that
systems with the highest potential for
lead, and which are most impacted by
the changes to sampling protocol, could
determine whether they are exceeding
the new action level as soon as
practicable to determine next steps such
as remediation activities through CCT or
public education to protect public
health. Systems required to conduct
standard monitoring in accordance with
this requirement would need to
complete two consecutive, six-month
tap monitoring periods before they
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could qualify for a reduced monitoring
schedule.
f. 90th Percentile Value Calculation and
Inclusion of Additional Samples
The EPA proposed to maintain the
LCRR approach for calculating the 90th
percentile level when a system with
LSLs does not have enough sites in
Tiers 1 and 2 to meet the minimum
number of samples required.
Specifically, a system must use all
samples collected at Tier 1 and 2 sites
and only the highest results from
samples collected at Tier 3, 4, and 5
sites (in that order) to meet the
minimum number of samples. For
example, if a system is required to
collect 100 samples and the system
collects 80 samples at Tier 1 and 2 sites,
and 30 at Tier 3 sites, the system would
have to use the 80 samples from Tier 1
and 2 sites and only the 20 samples
with the highest lead concentration
from the Tier 3 sites. While the EPA was
not aware of situations where higher
concentrations in lower tiers are
expected, as discussed in the preamble
to the proposed LCRI (88 FR 84932,
USEPA, 2023a), the purpose of this
proposed requirement was to prevent
systems from collecting additional
samples from sites less likely to contain
lead (i.e., Tiers 3, 4, and 5) to reduce
their 90th percentile lead value.
The EPA proposed to clarify that
water systems seeking to reduce
monitoring frequency or cease specific
actions under the rule, including CCT
and public education-related
requirements, cannot do so with fewer
than the required minimum number of
samples. For example, a small or
medium system without CCT would be
allowed to propose stopping the CCT
steps using data showing the system is
at or below the lead action level for two
consecutive tap monitoring periods. As
described in the preamble to the
proposed LCRI, systems have been
advised in past EPA guidance to
calculate 90th percentile lead and/or
copper levels even when there are
insufficient samples (88 FR 84932,
USEPA 2004c, USEPA 2023a). Under
the proposed rule, the data showing the
system has a 90th percentile lead level
at or below the lead action level must
be calculated from a compliance data set
of at least the minimum number of
samples required. In other words, a
system with an insufficient number of
samples cannot use the results to reduce
treatment technique actions. The EPA
proposed this clarification to improve
implementation. In addition, the agency
is concerned that water systems may
purposefully fail to comply with the
minimum monitoring requirements in
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an attempt to reduce required
compliance actions through provisions
intended for systems with demonstrated
lower lead or copper levels.
The EPA proposed to exclude
additional samples collected as part of
required monitoring following full or
partial service line replacement from the
90th percentile calculation. The 2021
LCRR requires water systems to use
results of any additional monitoring
(e.g., consumer-requested samples) in
the 90th percentile calculation if the
samples meet the tiering and sample
protocol requirements. At the time of
the LCRI proposal, the EPA was
concerned that water systems may
include samples from follow-up
monitoring following full or partial
replacement that may not be known to
meet the correct sampling tier and may
not be reflective of corrosion control
performance.
The EPA proposed to maintain
flexibility for systems sampling at sites
in response to customer requests to use
alternative sample volumes and
stagnation times. The EPA proposed a
revision to require these samples to
include sample volumes representative
of both premise plumbing and the
service line when the customer is served
by a lead, GRR, or unknown service line
(see section IV.J of this preamble for
details on consumer-requested
sampling). The EPA also proposed to
maintain the requirement for these
additional samples to be included in the
90th percentile calculation only if the
sample meets the compliance site
tiering and sampling protocol, including
stagnation time, sample volume, and
whether the sample is collected within
the tap sampling period.
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g. Wide-Mouth Bottles
The EPA proposed a revised
definition of wide-mouth bottles for tap
sampling to address uncertainty around
which diameter should be measured. In
the proposed LCRI, the EPA clarified the
definition for wide-mouth bottles to
specify it means bottles that are one liter
in volume with a mouth, the outer
diameter of which measures at least 55
mm wide (see section IV.O.3 of this
preamble).
h. Sample Invalidation
The EPA proposed that States have
the authority to invalidate samples not
collected in accordance with
§ 141.86(b)(1), including requirements
for minimum stagnation period, sample
volume, sample bottle characteristics,
sample collection location, and rules
regarding sampling instructions. The
EPA proposed that this authority is in
addition to the existing authority under
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the 2000 LCR for States to invalidate
samples not collected in accordance
with the tiering criteria in § 141.86(a)(4).
The proposed revision would allow
States to invalidate samples based on
information regarding sample
collection. For example, the rule
specifies collection of samples at a
kitchen or bathroom sink cold-water
tap. If a sample was taken at a hose bib,
States could invalidate that sample
because it would not meet the sample
collection criteria.
i. Practical Quantitation Limit
The PQL is defined at 40 CFR 141.2
as the minimum concentration of an
analyte (substance) that can be
measured with a high degree of
confidence that the analyte is present at
or above that concentration. PQL is the
level established in a regulation to
identify the lowest reliable
concentration of an analyte laboratories
are able to measure.
For the proposed LCRI, the EPA
reconsidered the practical quantitation
limit used in the LCR to see if there was
evidence to support lowering it. The
lead practical quantitation limit is
currently set at 0.005 mg/L and is
incorporated into the National
Environmental Laboratory Accreditation
Conference (NELAC) Institute (The
NELAC Institute, 2021) accreditation
process. NELAC was established by the
EPA in 1995 to develop consensus
national standards for environmental
laboratory accreditation. These
established standards work to ensure
the quality of environmental data from
lab to lab. The EPA also received data,
during the development of the proposed
LCRI, from a company that conducts
proficiency testing and at that time, the
agency was not aware of data to support
proposing to lower the PQL (‘‘Lead
Drinking Water Proficiency Testing Data
(2016–2022)’’ available in the LCRI
docket EPA–HQ–OW–2022–0801). The
EPA also noted that while the method
detection limit (MDL) of lead can be as
low as 0.0006 mg/L under certain EPA
approved methods (Diebler, 2013), the
PQL is set higher than the method
detection limit to account for analytical
variability, along with the EPA’s
standard practice of adding an
uncertainty factor of 5–10 (53 FR 31550,
USEPA, 1988). Thus, the EPA proposed
that the current practical quantification
limit of 0.005 mg/L is consistent with
published detection limits. Further, the
EPA was not aware of national-scale
data evaluating lead detection limits, or
on the number or percentage of labs
nationwide measuring lower levels. The
EPA was not aware of any additional
evidence to support lowering the
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current lead PQL below 0.005 mg/L in
the proposed LCRI.
2. Summary of Comments and the EPA’s
Response
a. First- and Fifth-Liter Sampling
The EPA received many comments
supporting the proposed sampling
protocol, including the use of the higher
of the first- and fifth-liter sample in the
90th percentile calculation. These
commenters stated that the first- and
fifth-liter protocol better assesses
situations with a higher potential of lead
faced by consumers. Some commenters
expressed concern that the fifth-liter
sample does not adequately represent
CCT performance. Other commenters
asserted that the fifth-liter sample
should not be used for multi-family sites
because it is not possible to meet the
intent of sampling, including both
capturing water in contact with the
service line and meeting the six-hour
minimum stagnation time. Some that
supported the proposed protocol
requested that it be applied in
additional situations, such as at Tier 3
sites and at sites following service line
removal.
The EPA agrees with comments in
support of requiring systems to collect
the first- and fifth-liter samples at sites
served by LSLs. As discussed in the
proposed LCRI under section V.C.1, the
EPA evaluated implementation data
from Michigan’s revised LCR that shows
some first-liter samples collected at LSL
sites measure higher lead levels than
fifth-liter samples collected at the same
sites (Betanzo at al., 2021). The EPA
cited Masters et al. (2021) and Mishrra
et al. (2021) which also show results
where the first and fifth liters are more
effective than either sample alone at
indicating the presence of lead in
drinking water.
The EPA disagrees that the fifth-liter
sample should not be used for
compliance sampling. The EPA
acknowledged in the final LCRR
preamble that the fifth-liter sample may
not correspond to the sample volume
with the highest lead levels in all cases,
but selected it as a sample ‘‘more
representative of lead concentrations in
service lines than the first-liter sample’’
and ‘‘most likely to contain the water
that remained stagnant within a
customer-owned portion LSL’’ (86 FR
4226, USEPA, 2021a). This remains true
for multi-family residences where the
LSL may reside at a location farther than
that captured by the fifth liter, but the
fifth liter, as compared to the first liter,
will capture water that has undergone
less dispersion since the LSL. For this
reason, the EPA does not agree that the
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fifth liter should not be used at multifamily residences. The EPA also
disagrees that the fifth liter cannot be
used to assess CCT performance. Both
first- and fifth-liter samples seek to
identify situations with high lead levels,
specifically by selecting the water
volumes most likely to contain elevated
lead levels, that can be remedied by
adjustments to CCT and public
education outreach.
The EPA does not agree the first- and
fifth-liter sampling protocol should be
applied to Tier 3 sites. As previously
discussed in IV.E.1.a of this preamble,
the fifth liter does not help to assess
CCT performance in situations such as
galvanized service lines where
particulate lead is the most likely
contributor to lead in drinking water
and lead connectors where lead
components are situated far from the tap
and undergo dispersion prior to
reaching the tap. Specifically, in these
situations, a first-liter sample is more
appropriate to evaluate CCT as it will
capture water in contact with
particulate lead trapped in premise
plumbing.
The EPA also requested comment on
‘‘the applicability of alternate sampling
protocols to assess CCT performance,
increase customer participation, and
other relevant factors.’’ Commenters
requested that only the fifth liter be
used to calculate the 90th percentile
since systems are not required to
remove premise plumbing features
containing lead. Similarly, commenters
cited concerns over the requirement to
leave aerators in place during sampling
because systems do not have to clean
aerators with trapped particulate. Other
commenters expressed support for only
using the first liter in 90th percentile
calculations, since the lead and copper
NPDWRs implemented to date have
only required systems to take first-liter
samples and thus, fifth-liter samples
would be a departure from tap sampling
used in the past to evaluate CCT
performance. The EPA interprets this
comment to indicate that the commenter
feels a long record of sampling under a
single protocol offers valuable
information when applying the data to
decisions regarding CCT. One
commenter requested the EPA further
study the potential of random daytime
sampling as a method that better
represents lead and copper exposure
and is easier to implement, since the
method does not require a set stagnation
period. Lastly, the EPA also received a
request to allow the use of updated leadsensing technology, such as a rapid
biosensor test that can evaluate the
presence of lead above 0.010 mg/L in
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water, as part of a CCT evaluation
protocol.
The EPA disagrees with only
requiring systems to consider the fifthliter sample in calculating the 90th
percentile and also disagrees that
systems are not responsible for
controlling for lead in premise
plumbing through CCT, including lead
trapped in faucet aerators. While
systems are not required to remove lead
premise plumbing materials, the EPA
determined in the LCR that water
systems can affect lead levels at the tap
by adjusting the corrosivity of the water
delivered to consumer so it will not
leach lead from multiple sources of lead
in the distribution system, including
premise plumbing (see section IV.A of
this preamble for further discussion on
the EPA’s regulatory approach).
Additionally, as described in the
proposed LCRI in section V.C.1 (88 FR
84929, USEPA, 2023a), the first-liter
sample can capture higher levels of lead
from LSLs than the fifth-liter sample in
some conditions. Specifically, when
water chemistry results in the formation
of relatively fragile scales, maximum
lead values have been documented in
the first liter of sampling at some homes
in Flint, Michigan (Lytle et al., 2019),
Washington, DC (Clark et al., 2014),
Providence, Rhode Island (Clark et al.,
2014), and Chicago, Illinois (Masters et
al., 2021). The lead release captured in
the first liter is attributed primarily to
lead particles that can become detached,
such as from the LSL or from galvanized
pipes that are or were downstream of
lead pipes, and have accumulated in the
premise plumbing. Therefore, the EPA
finds that systems should continue to
sample the first liter, as required under
the 1991 LCR, in addition to the fifth
liter, as incorporated from the 2021
LCRR, to best identify situations where
CCT is operating insufficiently to
prevent lead in drinking water.
The EPA disagrees that past use of
first-liter sampling prevents the agency
from adopting a new protocol based on
new and updated information because
prior requirements, including tap
sampling protocols, do not limit the
agency’s ability to update lead and
copper NPDWRs based on the bestavailable scientific and technical
information and the learned experiences
of States and systems. The first- and
fifth-liter sampling protocol has been
implemented for several years at the
State-level in Michigan and is
accompanied by evidence
demonstrating that the protocol
proposed by the EPA is better able to
identify lead presence than the first- or
fifth-liter sample alone (Betanzo et al.,
2021). The EPA disagrees that the first-
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and fifth-liter sampling protocol is less
effective for evaluating CCT than the
first-liter sampling protocol. The firstand fifth-liter sampling protocol is
suitable for compliance testing because
it uses the same basis for evaluation of
CCT performance as was used for the
first-liter sampling protocol—that is,
whether lead is released as either
dissolved or particulate lead. The EPA
agrees that systems’ history of first-liter
sampling since the 1991 LCR will offer
systems valuable information about
their CCT performance and adds that
the fifth-liter samples will improve the
information available to make decisions
regarding CCT. Additionally, as
previously discussed in IV.E.1.a of this
section, the EPA finds that the fifth liter
can capture water in contact with the
service line in many, though not all,
sites. Further, the EPA disagrees that the
change is too difficult for systems and
States to implement. Without revisions
in the LCRI, a fifth-liter-only protocol is
in effect under the 2021 LCRR. The EPA
is adding the fifth-liter sample, which
many systems are currently preparing to
implement, to the existing first-liter
sample to improve the monitoring
technique for detection of lead at
drinking water taps when service line
sources of lead are known.
The EPA acknowledges that a
protocol with reduced stagnation time
can ease consumer sampling burdens.
However, no commenters submitted,
and the EPA does not find that there is,
sufficient information to select random
daytime sampling and other alternative
sampling technologies in lieu of the
current sampling protocol for the
assessment of CCT, especially for
sampling water in contact with the
service line. The first-liter and the firstand fifth-liter sampling protocols in the
LCRI are required in combination with
tiering criteria that prioritize sites with
the highest potential exposure to lead
and copper to conduct targeted
assessments of systemwide CCT
performance. The agency does not agree
that these alternative sampling
methodologies have been shown to
provide equal or improved public health
protection as a compliance strategy
without further study.
Regarding comments requesting that
the EPA consider the use of rapid at
home testing for lead in drinking water
for regulatory compliance, the EPA does
not agree that there currently is a role
for rapid at-home lead-sensing
technology for assessment of the
effectiveness of CCT. Generally, at-home
lead-sensing technologies can be
characterized as qualitative because
they do not assess the contribution of
particulate lead. Qualitative, at-home
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tests are useful for assessing the
potential presence of lead in drinking
water but not for making quantitative
assessments; nor do they account for the
variability of lead levels as discussed in
section IV.A of this preamble.
b. Tiering of Sampling Sites
For the proposed LCRI, the EPA
requested comment on the sites
included in Tier 3 and whether all of
the proposed sites should be included
in Tier 3, if additional sites should be
included, or if some should be included
in a different, lower priority tier, such
as Tier 4. Specifically, comment on
whether sites served by galvanized
service lines or containing galvanized
premise plumbing that are identified as
ever being downstream of an LSL or
lead connector should be included in
the same tier as other sites with a
current lead connector (e.g., copper
service line downstream of a lead
connector). The EPA received comments
on the sites proposed to be prioritized
in Tier 3, including requests to move
sites with galvanized service lines
downstream of a previously removed
lead connector and sites with lead
connectors to a lower tier than sites
with lead solder, which were proposed
to be included in Tier 4. In support of
this recommended revision,
commenters described data showing
that lead levels at sites served by
galvanized service lines downstream of
previously removed lead connectors
were consistently lower than lead levels
at sites with lead solder. However, these
commenters did not provide the data
described to the EPA. The EPA also
received comments both in support of,
and stating concerns with, including
sites characterized by premise plumbing
in the tiering criteria. The latter
commenters articulated concerns over
whether systems would be required to
inspect plumbing within structures to
determine whether they contain
material that would place the structure
in a sampling tier, such as Tier 1 or 2
for sites with lead premise plumbing
and Tier 3 for sites with galvanized
premise plumbing. Some commenters
provided support for including lead
connectors in Tier 3 and agreed
connectors should be in lower tiers than
sites served by LSLs. Lastly, the EPA
received requests to simplify the tiering
structure, including suggestions to
remove premise plumbing
characteristics and a suggestion to
remove multi-family versus singlefamily structure characteristics.
Commenters asserted that complicated
tiering is difficult to implement when
homeowners are the ones conducting
sampling.
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The EPA agrees that galvanized
service lines downstream of a
previously removed lead connector are
likely to present a lower likelihood of
contributing to lead in drinking water
than sites with galvanized service lines
downstream of a previously removed
LSL (Tier 3) as well as sites with lead
solder (Tier 4). Lead connectors are
shorter in length than LSLs and the
length of LSL has been correlated with
the amount of lead released
(Deshommes 2016). Thus, a relatively
shorter upstream lead connector may
lead to less buildup of lead-containing
scale on downstream galvanized pipe
scale than an upstream LSL. For the
final LCRI, Tier 5 includes sites that are
representative of sites throughout the
distribution system. Where galvanized
service lines downstream of a
previously removed connector are
representative of sites throughout the
distribution system, they would be
sampled in Tier 5.
As proposed, the EPA placed sites
with lead connectors in Tier 3. The EPA
agrees with commenters that sites with
lead connectors should be tiered below
sites with LSLs in Tiers 1 and 2. The
EPA also emphasizes that sites with
minor variations in the likelihood of
lead contributions do not need to be
prioritized into separate tiers since
further divisions within tiers would
result in smaller pools of sites that are
likely to be insufficient to equal or
exceed the minimum required number
of samples. All samples included in the
90th percentile calculation are given
equal weight in the 90th percentile
calculation, including samples from
different tiers and samples with
different probability of lead contribution
within the same tier. The equal weight
given in the 90th percentile calculation
means that even if sites are prioritized
differently for sample collection, once
they are sampled and if used in the
calculation of the 90th percentile, each
site contributes equally in the
calculation. Sites such as those grouped
under Tier 3, each of which may have
slightly higher or lower likelihood of
contributing lead to drinking water, will
all be included in the 90th percentile
calculation. Therefore, while the types
of sites included in Tier 3 may have
slight differences in the likelihood of
contributing lead, in many cases,
systems will likely need to sample at
multiple types of Tier 3 sites to meet
their minimum required number of sites
and consider those samples equally for
compliance purposes.
As previously stated, the EPA
disagrees that systems should not be
required to sample for lead in drinking
water when the lead sources are in
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premise plumbing. Premise plumbing,
like service lines, is impacted by the
corrosivity of the tap water. Thus,
preventing the leaching of lead and
copper from premise plumbing as a
result of water corrosivity is under the
control of water systems. The purpose of
sampling at sites with premise
plumbing known to contain lead is to
alert the system to potential corrosion
control issues leading to elevated lead
in such sites. Commenters opposed to
including premise plumbing in site
tiering may be incorrectly characterizing
the requirement to identify premise
plumbing materials in their service line
inventory. The LCRI does not require
water systems to conduct material
inventories for premise plumbing as
required for service lines (§ 141.84(a));
however, the LCRI does require that
sites with lead premise plumbing and
galvanized premise plumbing material
ever having been downstream of a LSL
be included as part of site sample
collection if known to the water system.
Systems should include sites with lead
premise plumbing as Tier 1 or 2 and
galvanized premise plumbing ever
having been downstream of a LSL as
Tier 3 when they are aware of the
material composition; however, again,
the LCRI does not require systems to
proactively identify or inventory where
lead premise plumbing exists for
purposes of meeting the tiering
requirements. Systems may encounter
premise plumbing in the course of
normal operations including through
service line identification and
replacement that would provide
information to inform tier site selection.
The EPA disagrees with commenter
suggestions to remove premise
plumbing from sample tiering, for
reasons described above, and with
suggestions to combine single-family
and multi-family structures. The 2021
LCRR maintained the tiering structure
established in the LCR for prioritized,
targeted monitoring of sites with a
higher potential for lead contribution to
drinking water, with the highest priority
tiers (Tiers 1 and 2) comprised of sites
with LSLs representing the sites with
the highest potential to contribute lead.
Tier 1 sites include single-family
structures served by LSLs and Tier 2
sites include multi-family residences
served by LSLs. The Tier 2 sites serve
to distinguish multi-family structures
with lead as sites with a higher potential
to contribute lead to drinking water than
Tier 3 sites, which are sites that are
served by a lead connector or sites
served by a galvanized service line or
containing galvanized premise
plumbing that are identified as ever
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having been downstream of a lead
service line. In addition, the EPA did
not include multi-family structures in
Tier 1 because they have more complex
plumbing layouts compared to singlefamily structures in Tier 1. While the
fifth-liter sample increases the chance of
detecting water that has been sitting in
contact with an LSL, generally, it is
more difficult to detect corrosion
control issues in multi-family structures
as compared to single-family structures.
c. Sample Site Selection
The EPA received comments
regarding the selection of replacement
sites from the sampling pool when
previously sampled sites are no longer
accessible, and the timing under which
systems can sample at replacement
sites, including sites that are in a lower
tier. Specifically, as mandatory service
line replacement is underway,
commenters expressed concern over
identifying replacement sites as the
number of sites in Tiers 1 and 2
diminish. Commenters expressed
concern that the requirement for
systems to sample at 100 percent of LSL
sites under § 141.86(a)(3) could make
them repeatedly return to homes with
LSLs that have refused or declined to
respond to requests for sampling.
Commenters requested the EPA better
describe how and when sites can be
considered unavailable. Another
comment suggested that systems should
be required to maintain records on
customer refusals for tap sampling for
customers with Tier 1 sites.
Commenters noted this recordkeeping
would help States ensure that no Tier 1
sites are missed by systems.
Commenters also expressed concern
over the requirement for systems to
replace unavailable sampling sites with
locations in a reasonable proximity.
These commenters stated it could be
difficult for systems to interpret the
meaning of ‘‘reasonable proximity.’’
The EPA agrees that systems should
be able to consider sites unavailable
when customers refuse to participate in
tap sampling, recognizing the tap
sampling sites are within structures
such as homes, and that this would
constitute a lack of access by the system
to conduct tap sampling at that site (see
section IV.A of this preamble for details
on control). As such, the EPA added a
provision to the final LCRI at
§ 141.86(a)(4) to allow systems to
consider sites unavailable for tap
sampling after a customer refuses to
participate or a customer does not
respond after two outreach attempts.
In addition, the EPA agrees in part
with requests to add system reporting
requirements to help States review
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when customer refusals lead to a lack of
access for tap sampling and systems
sample at replacement sites. To assist
State tracking of system activities
related to selection of replacement sites,
the EPA added a requirement to the
final LCRI at § 141.90(a)(2)(viii) for
systems to report the number of
customer refusals to participate in tap
sampling during each tap sampling
period. This requirement is in addition
to existing reporting requirements under
§ 141.90(a)(2)(v) for systems to provide
an explanation for any site sampled for
compliance monitoring that was not
sampled in the previous tap monitoring
period.
The EPA also agrees that the 2021
LCRR requirement to identify
replacement sites within a reasonable
proximity as this could be challenging
to interpret and is no longer needed
with the LCRI requirement of mandatory
service line replacement. Therefore, the
EPA removed this requirement in the
final LCRI.
The EPA requested comment on
‘‘whether State authority to specify
sampling locations when a system is
conducting reduced monitoring should
apply regardless of the number of taps
meeting sample site criteria.’’
Commenters expressed that States may
not have the appropriate information to
specify locations, or if they have that
knowledge, they may not have the
resources or capacity to do so. Others
expressed that States will likely not
exercise their authority to specify
locations, but the authority may come in
use from time to time.
The EPA disagrees that States do not
have the information necessary to
specify accurately tiered locations since
systems are required to report their
inventory of service line material to the
State under § 141.90(e). States have
access to information provided by
systems, submitted via both site sample
plans and service line material
inventories, and are able to review
them, as needed, to determine if the
selected sampling pool should be
modified to prioritize sampling at sites
with a higher potential for lead
contribution. State review of sampling
locations can be helpful to assess
system-specific situations where the
selection of sites, even when the
selection meets rule requirements,
underestimates the potential for lead in
the systems drinking water (Stratton, et
al., 2023). The final LCRI maintains the
authority for States to require
modifications to site sample plans, but
does not require that States review and
approve them. The option to review site
sample plans enables States to prioritize
resources for the systems most in need
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of oversight. The EPA encourages States
to review site sample plans to provide
feedback to systems to ensure that their
sampling approach meets the
requirements under the LCRI, instead of
waiting until sample results are
submitted to the State to alert systems
to issues in the sampling approach that
could result in the need to resample,
such as due to incorrect tiering.
The EPA also received a comment
requesting clarification on whether sites
with installed point-of-use treatment
can be sampled for lead and copper
when the point-of-use device is
bypassed. Installed point-of-use devices
are those attached to premise plumbing
and deliver treated water through a tap.
While point-of-use devices can be
bypassed, such that samples can be
collected through premise plumbing
without passing through the point-ofuse device, doing so requires a more
complex sampling protocol. The EPA
disagrees with increasing the
complexity of tap sampling in this way
and did not make changes to the final
LCRI to allow for sampling at bypassed
sites. Therefore, the final LCRI does not
allow sites with installed point-of-use or
point-of-entry devices to be selected for
compliance tap sampling, except in
water systems using these devices at all
service connections for primary
drinking water taps to meet other
primary and secondary drinking water
standards as under § 141.93(c)(1).
d. Frequency and Quantity of Sampling
The EPA received comments
regarding the number of sites sampled
and the frequency of sampling.
i. Minimum Number of Sites
Some commenters were concerned
that the reduced minimum number of
sites required for systems on reduced
monitoring is insufficient and
recommended that systems always
collect at the standard minimum
number of sites regardless of their
monitoring schedule. Other commenters
supported the use of a reduced number
of monitoring sites but suggested the
EPA simplify and reduce burden on
systems by requiring those on annual
reduced monitoring to sample at a
reduced number of sites for both lead
and copper instead of the current
requirement to sample at the standard
number of sites for lead and the reduced
number of sites for copper.
The EPA disagrees with commenters
stating the number of sampling sites
required for reduced monitoring is too
low or that all systems should sample at
the same number of sites. Reduced
sampling requirements effectively
prioritize sampling resources, including
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State time and effort, to systems with
the highest potential for lead and copper
in drinking water. Additionally, the
lower lead action level means that
systems must meet a stricter threshold
to qualify for reduced monitoring. The
EPA is maintaining the requirements for
reduced monitoring in the final LCRI;
systems can only qualify for a reduced
minimum number of monitoring sites
after they have demonstrated low levels
of lead in at least two consecutive tap
monitoring periods. At their discretion,
systems remain able to collect samples
above the minimum number required,
including samples taken by customer
request under § 141.85(c) that meet the
requirements for compliance lead and
copper samples.
The EPA does not agree that requiring
different minimum numbers of sites for
annual monitoring of lead and of copper
is too burdensome or confusing for
systems because the same sample can be
used for both lead and copper analysis.
The tiering criteria for site selection is
not dependent on whether the sample is
collected for both lead and copper
analysis or only lead analysis. Systems
only need to collect one first-liter or
first-and-fifth-liter-paired sample from
sites equal to the standard minimum
number of sites to meet the
requirements of annual reduced
monitoring according to
§ 141.86(d)(2)(i). All samples collected
from the standard minimum number of
sites are analyzed for lead. Then,
systems are only required to analyze a
portion of those samples equal to the
reduced minimum required number of
copper monitoring sites, thus reducing
the costs of sample analysis.
The EPA maintains that a standard
number of monitoring sites for lead for
systems on an annual reduced
monitoring schedule is reasonable and
disagrees with comments that systems
on annual reduced monitoring should
sample at a reduced number of sites for
both lead and copper. The purpose of
reduced monitoring is to alleviate
sampling burdens on systems with a
lower potential of lead and copper
occurrence in drinking water, while
maintaining a minimum level of
monitoring commensurate to the
likelihood of deviations in CCT
performance. Systems on annual
reduced monitoring already have a
reduced burden by sampling once
instead of twice per year, thereby
representing a burden reduction even
when sampling at the standard number
of sites for lead. Furthermore, triennial
reduced monitoring, where systems
sample every three years at a reduced
number of sites for both lead and
copper, is allowed only after systems
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have met more rigorous requirements of
three years at or below the action level
or one year at or below the PQL and
systems with CCT must also maintain
their OWQPs. Reduced monitoring on a
triennial schedule is reserved for the
systems with the lowest potential of
lead and copper in drinking water, as
evidenced by consistently low levels of
lead. The final LCRI maintains the
standard number of sites for lead on an
annual monitoring schedule due to the
critical role of sampling in assessing
issues in CCT performance and the goal
of preventing adverse health effects
from lead to the extent feasible. See
section IV.M of this preamble for details
on the LCRI approach to copper.
ii. Nine-Year Waiver
Some commenters recommended the
EPA eliminate the nine-year waiver to
limit the amount of time between
sampling. The EPA disagrees that the
nine-year waivers, which includes the
copper waiver and lead waiver, should
be eliminated. The nine-year waivers,
which have been a part of the lead and
copper NPDWRs since the 2000 LCR,
offer flexibility to the smallest systems,
and requires that those systems meet
strict criteria to receive a waiver.
Specifically, water systems must meet
both a materials criteria (§ 141.86(g)(1))
and a monitoring criteria
(§ 141.86(g)(2)). Water systems may
qualify for a lead and/or copper waiver
to monitor at a nine-year frequency only
if they certify to the State that the
system has no lead and/or coppercontaining plumbing materials in their
system, including premise plumbing,
and have sampling results that do not
exceed the lead and/or copper PQLs,
respectively. The nine-year waivers
provide very small systems with the
lowest potential for lead and/or copper
a potential pathway to allocate limited
resources for other purposes. The nineyear waivers are not available to larger
systems since it is not feasible for larger
systems to determine a complete
absence of plumbing materials
containing lead and/or copper in their
distribution system and premise
plumbing.
iii. Sampling During Mandatory Service
Line Replacement
The EPA also received feedback that
sampling during mandatory service line
replacement would place too much
burden on systems. In response, some
commenters requested the EPA waive
sampling requirements until service line
replacement is completed to help
systems meet service line replacement
deadlines. The EPA does not agree that
systems should be allowed to waive or
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otherwise suspend sampling during
service line replacement because it is
important and feasible for systems to
maintain the treatment technique for
CCT and public education during
service line replacement, which
includes maintaining OCCT and taking
public education actions following an
action level exceedance. Tap sampling
is a critical component for both
assessing CCT performance and
requiring certain public education
activities. Further, systems have been
conducting sampling under the LCR for
many years and already have processes
and experience in place to continue
conducting monitoring.
e. Standard Monitoring
The EPA requested comment on
whether a phased or alternative
approach should be considered for
systems required to begin standard
monitoring and required to submit site
sample plans to the State by the start of
the first full tap sampling period
following the compliance date.
Commenters expressed concerns over
the ability of States to review new site
sample plans in a short timeframe, lab
capacity and supply chain issues, and
the ability of systems to simultaneously
implement additional monitoring
requirements while conducting
mandatory service line replacement.
Commenters offered several suggestions
for phased and alternate approaches.
Commenters suggested that systems be
phased into standard monitoring based
on system size, such as an approach
similar to one employed under another
EPA rule, the Stage 2 Disinfection Byproducts Rule. Commenters
recommended large systems should
comply with standard monitoring first.
These commenters argued this option
would offer the most public health
protection since large systems combined
serve the greatest total number of
people, while allowing smaller systems,
which serve fewer people and typically
have more limited resources, more time
before beginning standard monitoring.
Other commenters suggested that small
systems should comply soonest
followed by medium systems and then
large systems, as small systems have the
least complex site sample plans and
require the least review. These
commenters indicated that site sample
plans from larger systems, which
sample at the greatest number of sites,
will require more time for States to
review them. Other commenters
suggested that systems be staggered
according to the value of their 90th
percentile lead level, where systems
with the highest lead levels would be
required to begin standard monitoring
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before systems with lower lead levels.
This approach would prioritize State
and system resources to review and
implement sampling at the greatest
number of sites and with the highest
frequency for systems with the highest
potential for lead and copper in
drinking water. Additionally, the EPA
received comment that all systems
should be required to conduct two
rounds of standard monitoring as a
result of promulgating the LCRI, with
varied suggestions ranging from one
year after promulgation to dates
staggered for the first few years after the
compliance date. Lastly, the EPA
received suggestions for exemptions
conducting standard monitoring at the
compliance date, including systems
with State-approved supplemental
monitoring programs and systems
already implementing first- and fifthliter monitoring at LSL sites.
The EPA agrees that the rule should
both limit the burden on systems and
States and prioritize actions that are
most protective of public health to the
extent feasible. To facilitate these goals,
the EPA is finalizing requirements at
§ 141.86(c)(2)(i) for only those systems
with any lead and/or GRR service lines
in their inventory at the compliance
date and at § 141.86(c)(2)(ii) for any
system at the compliance date whose
most recent 90th percentile lead and/or
copper levels exceed the action levels
under the LCRI to conduct standard
monitoring starting with the first full tap
monitoring period after the compliance
date. The EPA does not agree that
systems with known lead-contributing
service lines should delay monitoring,
since it is important to assess CCT with
the updated tap sampling protocol for
systems with known sources of lead.
Systems without known lead and GRR
service lines in their inventory at the
compliance date will only be required to
conduct standard monitoring if they do
not qualify for reduced monitoring,
including meeting the lead and copper
action levels under the LCRI. This
incentivizes systems to identify and
replace all lead and GRR service lines in
their distribution system before the
compliance date, resulting in the public
health benefits of service line
replacement to be realized more
quickly. Additionally, systems with lead
and GRR service lines that adopt the
sampling protocol under the LCRI prior
to the compliance date and measure
90th percentile levels at or below the
LCRI action levels are not required to
conduct standard monitoring at the
compliance date. More specifically, for
systems with lead and GRR service lines
to stay on reduced monitoring, the
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complete sampling protocol must
include the first- and fifth-liter sampling
protocol at sites served by LSLs as
described in § 141.86(b)(1)(ii), all
sample collection requirements in
§ 141.86(b)(1) and (3) (such as
stagnation times and sample volume),
and priority tiering requirements to
sample at sites served by lead and GRR
service lines as described in § 141.86(a).
The EPA is not finalizing the
proposed requirement to require
systems with unknown sites but no lead
and/or GRR service line sites in their
inventory at the compliance date to start
standard six-month monitoring in the
first six-month tap sampling period
following the LCRI compliance date.
The EPA has determined that systems
with known lead and GRR service lines
have the greatest potential to have lead
that can be better identified with the
revised tap sampling protocols. By
requiring these systems to implement
the revised tiering and tap sampling
protocols as soon as possible, the final
rule facilitates expedited identification
of systems that need to take additional
actions based on their tap sampling
results to reduce drinking water lead
exposure and protect public health.
Systems with unknown service lines but
without at least one known lead and/or
GRR service line on the LCRI
compliance date will not have to meet
the standard monitoring requirements
under the LCRI unless they identify a
known lead or GRR service line among
their unknown lines or are required by
another provision in the LCRI, such as
exceeding the action level or conducting
source water/treatment changes. The
EPA estimates that many of the systems
with either all unknown service lines or
a combination of unknown and nonlead service lines are small water
systems. This conclusion is based on an
evaluation of the 7th Drinking Water
Information Needs Survey and
Assessment, which indicated that an
estimated 44 percent of small systems
serving 3,300 persons or fewer,
approximately 20,000 systems, have
either all service lines of unknown
material or some service lines of
unknown materials and non-lead
service lines (USEPA, 2024a, chapter 3).
The EPA believes these systems will
better be able to focus time and
resources on the service line materials
inventory requirement to determine the
material of all unknown service lines
which can lead to improved public
health protection such as the
replacement of an LSL. The EPA notes
that these systems would be required to
start standard monitoring on the
compliance date if their most recent
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90th percentile level exceeds 0.010
mg/L (§ 141.86(c)(2)(ii)).
Allowing systems with unknowns to
focus on developing their inventory can
result in greater public health benefits
by prioritizing the investigation of
unknowns, which could lead to the
identification of lead and/or GRR
service lines. Additionally, the final
LCRI, under § 141.86(c)(2)(iii)(H),
requires that if a system identifies a lead
or GRR service line at any time, it is
required to conduct standard
monitoring in the next six-month tap
sampling period. Therefore, systems
cannot avoid standard monitoring by
postponing development of their service
line materials inventory. If a system
identifies a lead and/or GRR service line
in its inventory, it must sample at the
highest tiered sites according to the final
LCRI’s revised tiering and tap sampling
protocols until all lead and GRR service
lines are replaced. Water systems
without lead or GRR service lines in
their inventory must start standard
monitoring if they subsequently
discover a lead or GRR service line in
the distribution system, unless the
system replaces all the identified service
lines prior to the start of the next tap
monitoring period. If a system can
replace those service lines prior to the
next tap monitoring period, it would be
a system with no lead and/or GRR
service lines and therefore, would not
need to start standard monitoring. The
EPA does not anticipate that this
requirement will disincentivize water
systems from developing their inventory
in order to avoid standard monitoring.
Because the service line replacement
pool includes unknowns, water systems
are strongly incentivized to investigate
the material of unknowns to reduce the
annual number of replacements they
must conduct (i.e., where unknowns are
determined to be non-lead).
Additionally, the identification of
unknowns as non-lead service lines can
reduce system burden in other rule
areas, such as providing annual public
education to persons served by
unknown service lines and risk
mitigation measures following service
line disturbance.
Systems on reduced monitoring that
are not required to start standard
monitoring at the first six-month tap
sampling period following the LCRI
compliance date will continue reduced
monitoring in accordance with the
requirements of the LCRI. Systems that
do not meet the reduced monitoring
criteria, including measuring 90th
percentile lead and copper levels at or
below the action levels of 0.010 mg/L
and 1.3 mg/L, respectively, in the tap
sampling period prior to the compliance
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date, must begin standard monitoring at
the first six-month monitoring period
following the LCRI compliance date.
Nearly all systems, except some systems
on a nine-year waiver, will conduct
their first tap monitoring period under
the rule within three years of the
compliance date. In contrast, systems
not in compliance with the
requirements of § 141.86(c)(2)(i), or in
exceedance of the action levels under
the LCRI at the compliance date, will
begin their first tap monitoring period in
January or July following the
compliance date, whichever is sooner.
The EPA encourages States to adopt
LCRI sampling requirements prior to the
compliance date to assist systems with
implementing the new requirements
and reducing the number of systems
required to start or continue standard
monitoring at the same time.
The EPA does not agree that all
systems need to begin conducting
standard monitoring following
promulgation of the LCRI, whether soon
after promulgation or phased in over a
few years. The purpose of the
requirement for some systems to begin
conducting standard monitoring as soon
as possible after the compliance date is
so that systems with the highest risk of
lead in drinking water can determine,
under updated sampling and tiering
requirements, whether they have
exceeded the action level under the
LCRI and must conduct additional
actions to prevent lead exposure and
protect public health. Systems without
lead and/or GRR service lines in their
inventory at the compliance date
represent systems with a lower risk and
therefore, are not required to change
their monitoring frequency at the
compliance date unless they do not
qualify for reduced monitoring. Systems
may still be required to begin
conducting standard monitoring
following the compliance date if they
meet any of the criteria in
§ 141.86(c)(2)(iii) or if they exceed the
lead or copper action level under the
LCRI in the tap monitoring period
immediately preceding or on the
compliance date according to
§ 141.86(c)(2)(ii). The EPA added the
requirement at § 141.86(c)(2)(ii), and
maintained the provision at
§ 141.86(c)(2)(iii)(A) to require systems
exceeding the lead or copper action
level to begin standard monitoring. The
EPA considers 90th percentile levels as
current until the next 90th percentile is
calculated following a subsequent tap
sampling period. Thus, under the LCRI,
systems with their most recent 90th
percentile lead values that exceed 0.010
mg/L will be required to begin standard
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monitoring upon the compliance date.
The addition at § 141.86(c)(2)(ii)
clarifies that this requirement applies to
all systems using their most recent 90th
percentile lead levels.
The EPA disagrees with suggestions
made by commenters to stagger or
postpone the requirement for some
systems, as summarized above, to
conduct standard monitoring following
the compliance date because the
suggestions offered would either require
additional State burden to track
changing monitoring frequencies for
several years following compliance or
would not prioritize systems with the
highest risk of lead in drinking water.
The EPA considered suggestions to
stagger requirements to begin standard
monitoring following the compliance
date by system size or by 90th percentile
lead level and the agency does not
anticipate that the solutions offered
would substantially reduce
administrative burden or enhance
public protection for systems as part of
the CCT or public education. Further,
the EPA determined that staggering by
90th percentile lead level is not
dissimilar from sampling requirements
triggered by the lead action level where
systems with high 90th percentile lead
levels would already be required to
conduct standard monitoring. Therefore,
staggering by 90th percentile lead level
captures systems that are already likely
to sample at a higher frequency due to
their 90th percentile levels. Instead, the
EPA selected a solution for requiring
systems to return to standard
monitoring that would also capture
systems that measure low levels of lead
under the LCR but have known sources
of lead in the form of lead and/or GRR
service lines. Thus, the EPA is finalizing
the approach to require systems with
lead and galvanized requiring
replacement service lines in their
inventory at the LCRI compliance date
to conduct standard monitoring, and for
other systems to otherwise monitor in
accordance with the requirements of the
LCRI.
Some commenters expressed concern
that it is infeasible to require systems to
begin standard monitoring at the same
time because States will have to review
too many site sample plans at the same
time. The EPA disagrees with the
commenters’ interpretation of the
proposed and now final requirement for
States to review site sample plans. In
the preamble to the 2021 LCRR, the EPA
indicated that States could review and
approve site sample plans that include
locations and tiering criteria of sites
identified for sampling (USEPA, 2021a).
While systems must submit site sample
plans to the State (§ 141.90(a)(1)(i))
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under the final LCRI, States do not have
to review and approve them. For the
final LCRI, the EPA is clarifying that
States nonetheless may review and
approve site plans; however, they do not
have to do so prior to a system’s first tap
sampling period after the compliance
date. Though States are not required to
review site sample plans, States are
required to review similar information
on sample locations and tiering criteria
after systems have completed sampling.
At the end of each tap sampling period,
systems must submit the results of
sampling along with documentation of
the location of each site and information
to support the site selection according to
tiering criteria (§ 141.90(a)(2)(i)). This is
the same information as required in the
site sample plan under § 141.90(a)(1)(i).
States may, at their discretion and at a
time of their choosing, review site
selection criteria in the site sample
plans to assist system compliance with
tap sampling requirements. The EPA
encourages States to prioritize review of
these plans to ensure and support
compliance with the tap sampling
requirements. The LCRI incorporates
requirements from the 2021 LCRR for
States to require changes to the site
sample plan, including the authority to
specify sites for compliance tap
sampling (§ 141.86(a)(1)).
f. 90th Percentile Value Calculation and
Inclusion of Additional Samples
The EPA requested comment on the
potential inclusion of samples from
lower-priority tiers (i.e., Tiers 3 through
5) that have a higher lead or copper
concentration than samples from Tier 1
and Tier 2 sites for calculating the 90th
percentile value for systems that do not
have a sufficient number of samples
from Tier 1 and 2 sites to meet the
minimum number of samples required.
The EPA received a range of comments.
Some supported the proposed approach
to include the highest samples from
lower tiers and others suggested the
samples with the highest lead and
copper concentrations be included
regardless of tier.
Additionally, the EPA requested
comment and any relevant data on the
number and tiering of samples used to
calculate the 90th percentile lead and/
or copper levels for systems with LSLs
for purposes of assessing the
effectiveness of CCT. Specifically,
whether samples from non-lead service
line sites that have higher lead
concentrations than samples from LSL
sites should be included and whether
these higher values should replace
lower values from LSL sites in the 90th
percentile calculation, including at
systems that are collecting compliance
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samples from all Tier 1 and 2 sites. The
EPA received a range of comments, with
some requesting that the highest
samples be included regardless of tier,
and other comments asking for Tiers 1
and 2 to be prioritized. Some
commenters specified that the
compliance samples with the highest
lead and copper concentrations should
be considered, while others did not
specify the specific type of samples
(e.g., compliance, consumer-requested)
that should be included as part of the
90th percentile calculation. The EPA
received a suggestion to consider all
samples collected regardless of tier,
including consumer-requested samples,
and for systems to calculate the 90th
percentile based on the highest samples
equal in number to the minimum
number required in all cases. The
commenters noted such an approach
would take the strictest stance on
preventing the 90th percentile from
being diluted due to samples with lower
lead concentrations.
The EPA also received
recommendations that additional
samples should have limited inclusion
in the 90th percentile calculation,
including recommending that additional
samples only be included when they are
consumer-requested samples that meet
the same tiering and protocol
requirements as compliance samples.
Some commenters were concerned
about the potential for these additional
samples to alter the system’s
compliance dataset because they would
not necessarily be included in the sites
identified in the site sample plan. Some
commenters stated that including
additional samples that were not
collected for compliance in the 90th
percentile calculation would assess the
highest levels of lead regardless of
cause, and may not represent CCT
performance, especially if samples
would be included without
consideration of tiering priorities.
Additional concerns raised by
commenters included the potential to
include duplicate samples from sites
sampled multiple times in a sampling
period, and the potential for additional
samples to be geographically clustered.
Some commenters had concerns that
systems would reduce voluntary
supplemental monitoring programs if
the sample results would potentially be
included in their 90th percentile
calculation, with a suggestion that
systems only include additional
samples up to the minimum number of
required samples. Other commenters
stated concerns over the applicability of
samples to assess CCT if they are
collected within other sampling
programs, including voluntary programs
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conducted by systems, and particularly
if those programs are not designed to
take compliance samples and may not
have information on site tiering. Lastly,
the EPA received comments that the
proposed rule was unclear about which
additional samples can and cannot be
included in the 90th percentile
calculation.
The EPA agrees that Tiers 1 and 2
represent the highest risk of lead in
drinking water. The EPA uses tiering to
prioritize sites selected for tap sampling
according to the likelihood of having
elevated lead levels based on the
presence of service lines and plumbing
materials most likely to contribute lead
to drinking water. Therefore, tiering
supports public health protection under
SDWA by capturing the highest levels of
lead typically at the tap, which in turn
indicate the need to assess the
effectiveness of CCT in order to
maximize reducing exposure of lead in
drinking water and inform next steps to
control lead releases. The EPA agrees
that water systems should not be
allowed to ‘‘dilute’’ the 90th percentile
with compliance samples from lowerpriority tiers when a system does not
have enough Tier 1 and 2 sites to meet
the minimum number of required
samples. The EPA also did not receive
any data during public comment to
support the inclusion of all samples
from lower tiers that, though unlikely,
have higher lead levels than higher tier
sites for the purposes of assessing CCT.
The final LCRI, the EPA is maintaining
the proposed approach to require water
systems to use samples from Tiers 1, 2,
and from the next higher available tier
(i.e., Tier 3, 4, or 5) only up to the
minimum number of required samples.
The EPA agrees that a high lead value
indicates a public health risk regardless
of tier and individual sites with a lead
result above 0.010 mg/L require the
system to investigate the site as part of
Distribution System and Site
Assessment (see section IV.H of this
preamble).
The EPA notes CCT is also assessed
at each individual site with a lead result
above 0.010 mg/L, including at lower or
unknown tiers, under the rule’s
Distribution System and Site
Assessment requirements See section
IV.H of this preamble for more details.
All sampling results must be submitted
to the State, regardless of whether the
sample is used in the 90th percentile
value calculation. The State has the
authority to take action, including reevaluation of approved OCCT, as a
result of high lead values resulting from
consumer-requested sampling.
The EPA also agrees that the proposed
90th percentile calculation is complex
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because water systems, or the State, will
be required to separate out the Tier 1
and 2 samples and identify only the
samples with the highest lead and
copper concentrations from the next
highest tier (i.e., Tier 3, 4, and 5) in
order to meet the minimum required
number of samples. The EPA has
simplified the 90th percentile value
calculation procedure for systems with
insufficient Tier 1 and 2 sites to meet
the minimum number required. For the
final LCRI, systems must include
samples from each tier at which the
system conducted compliance sampling.
Then, systems must use the highest
samples from among those samples
equal to the minimum number of
samples required to calculate the 90th
percentile. While the EPA anticipates in
many cases that this approach will not
yield different results than what the
EPA proposed because of the higher
likelihood of lead in samples collected
at Tier 1 and 2 sites, the EPA is making
this change in the final LCRI to simplify
the calculation and streamline the rule
in response to comments. For the final
LCRI, the EPA also clarified how
systems that sample at a mix of Tiers 1
and 2 and lower tiered sites (i.e., Tiers
3, 4, and 5) but do not sample at enough
sites to meet the minimum number
required can still calculate 90th
percentile values. While systems that do
not sample at the minimum number of
sites required are in violation of the
rule, systems must calculate 90th
percentile values from the samples
collected in order to prevent systems
from avoiding an action level
exceedance by undersampling. Systems
with less than the minimum number of
samples must calculate their 90th
percentile values based on the total
number of samples, rather than the
minimum number of samples required
(§ 141.80(c)(3)(iii)(G)). This calculation
is the same as one that is used for
systems sampling only at Tiers 3
through 5 sites.
The EPA disagrees with restricting the
number of samples that can be used to
calculate the 90th percentile in
situations where systems have sufficient
Tier 1 and 2 sites to meet the minimum
number of samples and are collecting
compliance samples at those sites. The
EPA also disagrees with requiring water
systems to use the highest tap samples
regardless of tier to calculate the 90th
percentile for systems in those
situations. The EPA introduced the
tiering criteria to prioritize sampling at
sites most likely to contain lead and
does not anticipate that there will be
many instances where systems have
samples from lower priority tiered sites
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with higher lead results than those at
Tier 1 and 2 sites. In the 2021 LCRR, the
EPA expanded tiering from three tiers to
five tiers in order to make lead service
lines the highest priority and to help
prioritize sampling at the highest risk
lead sources when systems do not have
lead service lines (86 FR 4225, USEPA,
2021a). Tiers 1 and 2 represent sites
with lead sources that, when present,
have the greatest contribution to lead in
drinking water. See section IV.E.2.b of
this preamble for additional discussion
on the prioritization of sites within each
tier. The EPA acknowledges concerns
that water systems may collect
additional samples in efforts to dilute
the 90th percentile level but disagrees
with prohibiting systems from using
more than the minimum number of
required samples when a system is
sampling at sites within the same tier.
Additional samples collected within the
same priority tier do not represent
dilution because they share the same
likelihood of lead contributions. Rather,
additional data that meets the tiering
and sampling protocol requirements can
provide better systems-wide assessment
of CCT performance at those sites. The
EPA notes that water systems are not
permitted to collect compliance samples
from a lower tier if the system has
sufficient number of sites at a higher tier
under § 141.86(a). For example, a
system with enough Tier 1 and 2 sites
to meet the minimum number of
samples required may not collect
samples from lower-priority tiered sites
for inclusion in the 90th percentile
calculation. This is to ensure that water
systems prioritize sampling from higher
tier sites while sites remain available
and prevents diluting the 90th
percentile by including samples from
lower tiers that are likely to have lower
lead concentrations. The EPA is only
limiting the number of samples used for
the 90th percentile calculation in the
situation where a system does not have
enough Tier 1 and 2 sites to meet the
required minimum number of samples
to limit the dilution of the 90th
percentile calculation when a system
has a mix of samples from lead service
line sites and lower tiered sites. The
EPA is also not limiting the number of
samples used for the 90th percentile
calculation in the situation where a
system is collecting all compliance
samples at sites in Tiers 3 through 5 but
the agency notes as described in the
regulatory text under § 141.86(a) water
systems must prioritize compliance
sampling at the highest tier available.
For example, for a water system to use
Tier 4 sites it must have an insufficient
number of Tier 1 through 3 sites. A CWS
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with insufficient Tier 1, Tier 2, and Tier
3 sampling sites shall complete its
sampling pool with ‘‘Tier 4 sampling
sites’’.
As noted above, some commenters
were unclear whether the rule requires
systems to include consumer-requested
samples as part of the 90th percentile
calculation, particularly if the samples
do not match the tier of compliance
samples. The EPA agrees with
commenters that consumer-requested
sampling is conducted for public
education purposes and are not required
to use the same protocol as required for
compliance sampling nor collected
according to the site sample plan. Water
systems develop site sampling plans to
ensure compliance sample sites meet
the tiering criteria and to maintain
consistency in sample site locations that
meet the required tiers between
sampling periods. The EPA is concerned
that requiring water systems to include
consumer-requested samples regardless
of tier will make it more difficult for
water systems and States to verify that
sampling tiering and protocol were
accurately followed, and that lack of
consistency in sample sites used for the
90th percentile calculations may make it
more difficult for water systems to
identify potential issues with CCT.
Therefore, the EPA is finalizing the
proposed requirement for consumerrequested samples to be included in the
90th percentile calculation only if the
sampling meets the compliance
sampling tiering and protocol.
In the final LCRI, systems are required
to offer sampling to any site with a lead
or GRR service line (§ 141.85(c)(2)), and
to offer lead sampling to any site,
regardless of service line material type,
following a lead action level exceedance
(ALE) (§ 141.85(c)(1)). These sample
results may produce additional valuable
information regarding CCT performance
as well as provide consumers with
information about lead in drinking
water. The EPA agrees that any samples
that do not meet the same criteria as
compliance samples collected in
accordance with § 141.86(a) and (b)
should not be included in the 90th
percentile calculation as it may dilute
the 90th percentile level, but disagrees
that all consumer-requested samples
should be excluded. Samples that meet
the same tier and protocol as the
required compliance samples offer
additional information to water systems
to evaluate CCT performance at those
sites and must be included in the 90th
percentile calculation (§ 141.86(e)). The
EPA also disagrees that these
requirements will disincentivize
voluntary programs. The EPA is aware
that systems may offer sampling under
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different protocols (e.g., sequential
sampling) to provide consumers with
information about lead in their drinking
water. The EPA clarified in the final
LCRI at § 141.86(b)(1)(iv) that systems
have flexibility to use alternate
sampling protocols for consumerrequested samples. Consumer-requested
sampling in accordance with § 141.85(c)
maintains flexibility but specifies that
water systems sampling at lead service
line sites must offer samples that
capture water in contact with both the
lead service line and the premise
plumbing. Systems may choose to use
the standard compliance sampling
protocol for consumer-requested
samples for ease of implementation
(e.g., one set of sampling instructions)
and to address challenges with
identifying enough participation in
compliance sampling to obtain the
minimum number of required samples.
Alternatively, water systems may
choose to devise alternate protocols to
assess site-specific water quality issues.
However, samples collected in
accordance with § 141.85(c) that do not
meet the appropriate tier and protocol
requirements of § 141.86(a) and (b) may
not be included in the 90th percentile
calculation in accordance with
§ 141.86(e). See section IV.J of this
preamble for more information on
requirements for consumer-requested
samples. When multiple samples that
meet the standard compliance tap
sampling requirements are collected
from the same site during a tap
sampling period, the EPA agrees
including each of these in the 90th
percentile calculation can result in an
inaccurate reflection of CCT
performance. In the final rule, only the
highest sample reading from that site
can be included in the 90th percentile
calculation (§ 141.86(e)).
g. Wide-Mouth Bottles
The EPA requested comment on the
proposed updated definition of widemouth bottles, that is ‘‘bottles that are
one liter in volume with a mouth,
whose outer diameter measures at least
55 millimeter wide,’’ and specifically on
the availability of qualifying bottles. The
EPA received comments noting concern
that the definition of wide-mouth
bottles with a minimum of 55
millimeter outer diameter is too
restrictive based on the sizes of one-liter
bottles available commercially.
Commenters suggested that a 40
millimeter inner diameter is more
representative of commercially available
bottles, given that suppliers typically
categorize products by the inner
diameter of the opening, and is still
sufficient to maintain the benefits of
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collecting samples in a wide-mouth
bottle. The EPA agrees that the
definition of a wide-mouth bottle
should describe items that are readily
and commercially available to systems
and revised the definition of widemouth bottles for the final LCRI to
include an inner diameter that measures
at least 40 millimeter diameter. The EPA
also anticipates that this change to
accommodate commercial availability of
wide mouth bottles, per commenters’
concerns, will not impact the
functionality of wide-mouth bottles to
allow for sample collection with the tap
fully open. The EPA also heard concern
that restricting other characteristics of
the sample bottle, such as size, shape,
color, and material, reduces options for
systems to creatively develop customer
sampling solutions around the more
complex first- and-fifth-liter paired
sample protocol. The EPA confirms that
there is no restriction on bottle size,
shape, color, or material aside from
being one liter in volume with a mouth
measuring a minimum of 40 millimeter
inner diameter.
h. Sample Invalidation
The EPA received comments
supporting revisions that allow the State
to invalidate samples not collected in
accordance with requirements.
Commenters asked that the invalidation
authority be expanded, such as to
include samples incorrectly collected
from sites with point-of-use or point-ofentry devices. The EPA agrees that sites
with point-of-use or point-of-entry
devices are not suitable for compliance
tap sampling and has revised the final
rule to allow States to invalidate based
on any site selection criteria in
§ 141.86(a). When information on site
characteristics includes information that
a point-of-use or point-of-entry device is
installed, States may use that
information to determine whether the
sample is invalid. A site with a pointof-use or point-of-entry device may be
eligible for sampling under Tier 5, such
as when the site is representative of
other sites in the system and the system
has no sites in Tiers 1–4. The final rule
gives States the authority to invalidate
samples based on any site selection
criteria under § 141.86(a), and finalizes
proposed language to give States
additional authority for invalidation
based on sample collection criteria
under § 141.86(b)(1), including
minimum stagnation time and sample
volume.
Additionally, the EPA requested
comment and data, including modeling
and sampling data, on potential
maximum stagnation times, and
specifically how stagnation times
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inform corrosion rates. Many
commenters suggested setting a
maximum time for stagnation under
sample collection criteria, beyond
which samples could be invalidated.
Commenters did not offer data to
support a scientific reason for any
suggested maximum stagnation times
provided in their comment. One
commenter advocated against setting a
maximum time for stagnation since
stagnant water may still be used for
human consumption and thus
represents water delivered under the
control of systems. The EPA clarifies
that systems have the authority to
review sample collection criteria as
reported by consumers, and to request
replacement samples if the system
believes that the sample is not
representative of water in the
distribution system. However, systems
may not challenge samples after they
have been sent for analysis. This
provision prevents systems from
targeting samples with high lead and
copper readings to submit for
invalidation.
The EPA received comments
requesting the EPA extend the time
allowed for acidification of samples
following sample collection.
Commenters expressed that there is no
scientific difference with respect to
sample analysis between acidification
after two weeks and acidification after
four weeks and noted extending the
acidification window would allow
systems to batch more samples and
process them more efficiently. The EPA
did not receive data in support of these
comments to consider an extended
acidification window and is not aware
of data that would support such a
change. Therefore, the EPA is unable to
assess the validity of these comments
and is not amending the proposed LCRI
requirements for the time for sample
acidification.
i. Practical Quantitation Limit
The EPA received comments on the
lead PQL suggesting that the EPA
should consider lowering the lead PQL
from 0.005 mg/L. Many of these
commenters suggested lowering the lead
PQL to 0.001 mg/L, the current lead
MDL in the LCRI. These commenters
presented studies of individual labs
demonstrating the use of an EPA
method able to achieve MDLs below the
0.005 mg/L lead PQL.
The EPA disagrees with lowering the
lead PQL below the level of 0.005 mg/
L. As discussed in the proposed LCRI,
due to the lack of national-scale data
demonstrating lead MDLs at levels
significantly lower than the current
MDL of 0.001 mg/l, there is not enough
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scientific evidence to lower the PQL.
Compared to the PQL, the MDL is the
minimum measured concentration of a
substance that can be reported with 99
percent confidence that the measured
concentration is distinguishable from
method blank results (§ 136.2(f)). The
current lead PQL is based on the
approved MDLs of the analytical
methods for lead detection in
§ 141.23(k)(1). Based on these methods,
the EPA established the MDL for lead as
0.001 mg/L in § 141.89(a)(1)(iii), and the
PQL is established with a margin of
error around demonstrated MDLs. The
EPA is not aware of sufficient evidence
to show the widespread analytical
capability of laboratories for lower
MDLs. Additionally, the commenters
arguing for a lower PQL did not provide
the EPA with national scale date that
demonstrates widespread analytical
capability for lower MDLs, so the EPA
is retaining the requirement for the lead
PQL at 0.005 mg/L.
3. Final Rule Requirements
a. First- and Fifth-Liter Sampling
The final LCRI requires water systems
to take first- and fifth-liter paired
samples for lead at LSL sites
(§ 141.86(b)) and use the higher of the
two values to calculate the 90th
percentile lead level (§ 141.80(c)(ii)(A)
and § 141.80(c)(iii)(A)). For sites that are
Tier 1 or Tier 2 because they have lead
premise plumbing only and no LSLs,
only the first liter must be sampled. The
final rule maintains that systems
continue to collect first-liter samples at
Tiers 3, 4, and 5 sites.
b. Tiering of Sampling Sites
For LCRI, the EPA is finalizing the
tiers for sampling sites as proposed with
minor modifications (§ 141.86(a)(4)).
Tier 1 sampling sites are single-family
structures with either premise plumbing
made of lead and/or are served by an
LSL. Tier 2 sampling sites are buildings,
including multiple-family residences,
with premise plumbing made of lead
and/or served by an LSL. The rule
promulgates corrections to Tiers 1 and
2 that were inadvertently dropped from
the 2021 LCRR, such that lead premise
plumbing is included in Tiers 1 and 2.
Tier 3 sampling sites are sites that are
served by a lead connector. Tier 3 sites
are also sites served by a galvanized
service line or containing galvanized
premise plumbing that are identified as
ever having been downstream of an LSL.
Tier 3 for community water systems
only includes single-family structures.
Tier 4 sampling sites are sites that
contain copper premise plumbing with
lead solder installed before the effective
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Tier 4 for community water systems
only includes single-family structures.
Tier 5 sampling sites are sites that are
representative of sites throughout the
distribution system. For purpose of
§ 141.86(a), a representative site is a site
in which the plumbing materials used at
that site would be commonly found at
other sites served by the water system.
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c. Sample Site Selection
Under the final LCRI, each water
system must identify potential tap
sampling sites and submit a site sample
plan to the State by the start of the
system’s first lead and copper tap
monitoring period (§ 141.90(a)(1)(i)).
States have the authority to require
systems to modify site sample plans or
use specific sampling sites (see section
IV.N of this preamble on reporting for
additional details). The EPA encourages
States to evaluate site sample plans
prior to the start of a systems’ tap
sampling period to ensure site locations
meet the requirements of the LCRI.
Water systems must select sampling
sites from the highest tier available as
described above in accordance with
§ 141.86(a). The final rule continues to
require systems to sample at the same
sites between tap monitoring periods.
The final rule removes the requirement
to select replacement sample sites
within reasonable proximity when
systems are unable to access previously
sampled sites to provide more flexibility
for systems and in recognition of the
difficulty in selecting similar sites while
service line replacement is underway.
In the final rule, the EPA is also
clarifying that sample sites are no longer
available for sampling following either a
customer refusal for participation or
customer non-response after a system
conducts two outreach attempts. The
number of customer refusals for
compliance sampling must be submitted
to the State. These requirements will
enable systems, particularly those
required to conduct 100 percent of
samples at sites served by LSL or with
lead premise plumbing under
§ 141.86(a)(3), to move on to subsequent
tiers once all potential sites in a higher
tier are unavailable. Systems that expect
to be short of sites in a particular tier
may commence sampling at lower tiers
to meet the minimum number of
required samples by the reporting
deadline. Systems must document
reasons for site unavailability when they
are not included in the compliance
dataset and they were not previously
documented as unavailable, such as for
LSL sites that must be sampled under
§ 141.86(a)(3).
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d. Frequency and Quantity of Sampling
With the elimination of the trigger
level in the final rule, the EPA is
finalizing the revised tap sampling
frequency requirements as proposed
(§ 141.86(c) and (d)). Any system that is
at or below the lead action level of 0.010
mg/L and copper action level of 1.3 mg/
L for two consecutive six-month tap
monitoring periods qualifies for annual
reduced monitoring. Any system that
meets the lead PQL of 0.005 mg/L and
copper PQL of 0.65 mg/L for two
consecutive tap monitoring periods
qualifies for triennial reduced
monitoring. Small and medium systems
that meet the action level for three
consecutive years (which may include a
combination of standard and annual
reduced monitoring) qualify for
triennial reduced monitoring. The LCRI
does not include any changes to the
nine-year reduced monitoring waiver,
nor any changes to the minimum
number of sample sites required under
standard and reduced monitoring.
e. Standard Monitoring
In the final rule, systems with lead or
GRR service lines in their inventory on
the LCRI compliance date must begin
standard monitoring in the first sixmonth tap monitoring period after the
compliance date, unless they adopt tap
sampling protocols according to the
final LCRI prior to the compliance date.
Specifically, systems with lead and GRR
service lines do not need to begin
standard monitoring if they conduct
sampling meeting the tap sampling
protocol including the first- and fifthliter sampling protocol at sites served by
LSLs as described in § 141.86(b)(1)(ii),
all sample collection requirements in
§ 141.86(b)(1) and (3) (such as
stagnation times and sample volume),
and priority tiering requirements to
sample at sites served by lead and GRR
service lines as described in § 141.86(a).
Since there are no substantive changes
to the sampling protocol and tiering
criteria for systems with service lines of
unknown material and/or non-lead
service lines, these systems are not
required to begin standard monitoring
in the first full tap monitoring period
after the compliance date, unless
required to begin standard monitoring
under other rule provisions such as
exceeding the action level or changing
source water or treatment. If later, these
systems discover lead and/or GRR
service lines in their distribution system
(unless the system replaces all the
discovered service lines prior to the
start of the next tap monitoring period),
or otherwise meet any of the criteria in
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§ 141.86(c)(2)(iii)(H), they must begin
standard monitoring.
The final rule’s requirement to begin
standard monitoring is similar to the
requirement under the 2021 LCRR that
all systems with lead or GRR service
lines must begin standard monitoring
immediately following the compliance
date. The LCRI clarifies that if systems
with known lead and/or GRR service
lines conduct monitoring meeting the
new tap sampling protocol requirements
(first- and fifth-liter sampling, all
sample collection requirements in
§ 141.86(b)(1) and (3), and priority
tiering requirements of the LCRI) prior
to the compliance date, they do not
need to begin standard monitoring,
unless their most recent 90th percentile
lead and/or copper results exceed the
action level. The EPA is aware of some
systems, such as in Michigan, that may
meet these requirements prior to the
compliance date. The agency
encourages all systems and States to
consider early adoption of these
requirements to help systems determine
their 90th percentile levels under the
LCRI requirements as soon as possible
and to reduce the number of systems
beginning standard monitoring upon the
compliance date. These requirements
are critical to ensuring that systems with
known sources of lead in drinking water
can determine as soon as practicable
following the compliance date whether
additional actions are needed to address
situations with a higher potential of lead
exposures faced by consumers.
To continue on reduced monitoring,
systems must meet the criteria in
§ 141.86(d) based on 90th percentile
lead and copper levels at or below the
lead and copper action levels and/or the
lead and copper PQLs. As the final LCRI
lowers the lead action level to 0.010 mg/
L, systems with 90th percentile lead
levels above 0.010 mg/L during the tap
sampling period prior to the compliance
date will not be able to continue on
reduced monitoring and must conduct
standard monitoring in the first full tap
monitoring period following the
compliance date. This requirement is
also clarified under § 141.86(c)(2)(ii)
which requires all systems with a most
recent 90th percentile lead level above
0.010 mg/L or a most recent 90th
percentile copper level above 1.3 mg/L
to begin standard monitoring at the
compliance date.
The final LCRI also requires an update
to the cross-reference under
§ 141.83(a)(4) regarding the requirement
for systems to conduct standard
monitoring following installation of
source water treatment under
§ 141.86(c)(2)(iii)(F), due to the
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f. 90th Percentile Value Calculation and
Inclusion of Additional Samples
For systems with a sufficient number
of Tier 1 and 2 sites to meet the
minimum number required, systems
must only use samples collected at Tier
1 and 2 sites to calculate the 90th
percentile (§ 141.80(c)(3)(ii)). These
systems may not include samples from
Tier 3, 4, or 5. For systems sampling at
Tier 1 and 2 sites that do not have
sufficient Tier 1 and 2 sites to meet the
minimum required number of samples,
systems must calculate the 90th
percentile concentration using the
highest samples from the highest tiers
with available sampling sites equal to
the minimum number of samples
required (§ 141.80(c)(3)(iii)). For systems
only sampling at Tier 3 through 5 sites,
they must calculate the 90th percentile
value using samples collected at the
highest tiers with available sampling
sites from Tiers 3 through 5
(§ 141.80(c)(3)(i)).
The EPA is clarifying in the final LCRI
that additional samples collected
according to the requirements for
compliance samples described in
§ 141.86(a) and (b), must be considered
for determinations, such as calculating
the 90th percentile. The final LCRI
requires systems (or States) to use
consumer-requested samples
(§ 141.85(c)) that meet the requirements
of § 141.86(a) and (b) to calculate the
system’s 90th percentile level. Systems
may collect consumer-requested
samples according to different protocols
than what is required for lead and
copper compliance samples in
§ 141.86(b). However, only consumerrequested samples collected in
accordance with the requirements of
§ 141.86(a) and (b) may be used in the
90th percentile calculation. Systems
may not include samples collected as
part of DSSA (see section IV.H of this
preamble) or follow-up samples
collected as a result of monitoring after
service line replacement (see section
IV.B of this preamble) in the 90th
percentile calculation.
The EPA recognizes that requirements
for systems to offer consumer-requested
sampling may result in sampling at sites
more than once during a tap sampling
period. The final rule adds a
requirement that systems are required to
include only the highest sample from
among all those collected at a site
during the same tap sampling period
that also meets the requirements for a
compliance sample (§ 141.86(e)).
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g. Wide-Mouth Bottles
In response to comments provided
during the public comment period, for
the final LCRI, the EPA is revising the
definition of wide-mouth bottle to
reduce the minimum ‘‘inner diameter’’
from 55 to 40 millimeters. See section
IV.O.3 of this preamble for further
discussion on definitions.
h. Sample Invalidation
The final LCRI includes specific
language providing States opportunities
to invalidate samples which were
collected in a manner that did not meet
the sample collection criteria under
§ 141.86(b)(1). The final LCRI also
includes revised language to allow
States to invalidate samples based on
any incorrect site selection criteria
under § 141.86(a), including samples
collected incorrectly at sites with
installed point-of-use and/or point-ofentry devices. In addition, systems may
make determinations for resampling on
a site-by-site basis, prior to submitting
samples for analysis, for when samples
are not representative of regular water
usage.
i. Practical Quantitation Limit
The final LCRI retains the lead PQL of
0.005 mg/L.
F. Corrosion Control Treatment
1. Rationale and Proposed LCRI
Revisions
a. Feasibility of the CCT Treatment
Technique
CCT refers to methods (e.g.,
alkalinity/pH adjustment, addition of
corrosion inhibitors) that water systems
can take to reduce the leaching of lead
and copper into drinking water from
drinking water infrastructure, such as
service lines and premise plumbing.
CCT is one of the four treatment
techniques the EPA promulgated in the
LCR. At § 141.2, OCCT is defined as the
‘‘corrosion control treatment that
minimizes the lead and copper
concentrations at users’ taps while
ensuring that the treatment does not
cause the water system to violate any
national primary drinking water
regulations.’’ In the LCR, the EPA stated
that CCT was an ‘‘important element of
the final treatment technique [rule]’’
because ‘‘most of the lead and copper
found in drinking water is caused by
corrosion of materials containing lead
and copper in the distribution system
and in the plumbing systems of
privately owned buildings’’ (56 FR
26479, USEPA, 1991). After examining
the data available at the time on the
effectiveness of corrosion control
treatment on reducing lead in tap water,
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the use of corrosion control treatment in
full-scale systems, and the cost of these
technologies to large water systems, the
EPA concluded in the LCR that this
treatment technology is feasible within
the meaning of section 1412(b)(5) of
SDWA (56 FR 26486, USEPA, 1991). For
the LCRI, the EPA evaluated the
feasibility of the CCT treatment
technique in accordance with SDWA
sections 1412(b)(4)(D) and 1412(b)(7)
and as described in section III.D.3 of
this preamble and finds CCT to be
effective, affordable for large systems,
technically feasible, and prevents
known or anticipated health effects to
the extent feasible.
First, the EPA found that CCT is
effective and available for use. The EPA
determined in the 1991 LCR that
available data demonstrated the
effectiveness of CCT for reducing lead
and copper at the tap. The EPA also
acknowledged the challenge of
quantifying the effectiveness of CCT in
terms of developing a single numeric
value or specific level of treatment that
is feasible for all water systems (see
section IV.A of this preamble). This is
in part due to water system-specific
characteristics including the physical
and chemical properties of the source
water, the material composition of the
distribution system, lead and copper
content of premise plumbing, consumer
water use habits, and other factors. In
addition, the EPA determined that CCT
had been used in water distribution
systems for many years demonstrating
its efficacy under field conditions (56
FR 26485–26486, USEPA, 1991). CCT
also continues to be a ‘‘best technology,
treatment technique[s] or other means’’
for use by water systems in accordance
with the definition for feasibility at
SDWA section 1412(b)(4)(D). As noted
in the LCRI proposal, based on many
years of implementation of the LCR with
thousands of PWSs utilizing corrosion
control strategies, the EPA determined
that these treatments are still effective at
reducing lead and copper levels at the
tap (88 FR 84937, USEPA, 2023a).
Additionally, the EPA identified
research which continues to show that
CCT effectively reduces lead and copper
from leaching into drinking water
(Hayes and Hydes, 2012; Roy and
Edwards, 2020; Tam and Elefsiniotis,
2009; Vijayashanthar et al., 2023). For
example, an estimated 99 percent of
water systems serving more than 50,000
persons currently use CCT (chapter 3,
Exhibits 3–6 and 3–7, USEPA, 2024a).
Therefore, CCT is an effective treatment
technique in accordance with SDWA
section 1412(b)(4)(D).
Second, the EPA determined in 1991
that CCT was affordable because the
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costs of alkalinity adjustment, pH
adjustment, and the addition of
corrosion inhibitors were reasonable for
large water systems (56 FR 26485–
26486, USEPA, 1991). Although not
required for determining what may
reasonably be afforded by large water
systems to meet the feasibility standard
for CCT as a treatment technique at
SDWA section 1412(b)(7)(A) (see section
III.D.3 of this preamble), the EPA later
evaluated the affordability of
compliance technologies for small
systems in accordance with the 1996
amendments to SDWA and determined
that CCT is affordable for all system
sizes (63 FR 42039, USEPA, 1998a;
USEPA, 1998b). For the LCRI, the EPA
continues to find CCT affordable. In
addition, the EPA evaluated the
cumulative impact of the LCRI
requirements as a whole to household
costs by system size, which are
discussed in the EPA’s ‘‘Economic
Analysis for the Final Lead and Copper
Rule Improvements’’ (USEPA, 2024a) in
section 4.3.7.3 of this preamble.
Third, the EPA has determined CCT is
technically feasible. There are several
factors the agency considered to assess
technical feasibility for systems to
implement CCT in accordance with
SDWA. This includes considering the
capacity of systems to evaluate and
implement CCT. As discussed above,
CCT has been shown to be a best
available treatment technique, effective
at reducing lead and copper in drinking
water. The EPA notes that water systems
of all sizes have implemented CCT
under the 1991 LCR (USEPA, 2024a,
chapter 3, section 3.3.3). However, there
are technical challenges for water
systems with regard to CCT that the
agency considered when developing
CCT requirements for the 1991 LCR and
in the final LCRI that affect technical
feasibility. As described in the proposal,
CCT expertise is highly technical
because corrosion chemistry is complex
and theoretical predictions are rarely
sufficient to fully understand treatment
performance in a system (Tully et al.,
2019; 88 FR 84942, USEPA, 2023a). This
is because unlike technologies used to
treat source water contaminants, the use
of corrosion control technologies does
not remove the contaminants, such as
lead and copper, from drinking water
directly; instead, these treatment
technologies prevent these
contaminants from being introduced
into drinking water by corrosion of
plumbing materials. As discussed in
section IV.A of this preamble, factors
such as the amount of lead or copper in
the distribution system and premise
plumbing, water chemistry, stagnation
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time, and water use patterns result in
variability of lead and copper levels at
the tap. While the EPA determined that
water systems can address water
corrosivity by using corrosion control
treatment, it is ‘‘technologically
infeasible to ascertain whether the lead
and copper level at the tap at a single
point in time represents effective
application of the best available
treatment technology’’ (53 FR 31527,
USEPA, 1988). In other words, corrosion
control is system specific and there is
no single numerical standard capable of
adequately reflecting the application of
the best available treatment in all
systems. Lead and copper levels vary
considerably both before and after the
application of corrosion control
treatment, between different systems,
and between individual buildings
within the same system (56 FR 26473–
26475, USEPA, 1991). See section IV.A
of this preamble for the EPA’s analysis
supporting setting a treatment technique
for lead in lieu of an MCL. Because
corrosion control treatment is systemspecific, the unique factors of a system
may pose particular challenges that
require technical expertise including
designing and conducting corrosion
control studies and providing
recommendations for treatment.
Furthermore, as noted in the 1991 LCR,
there are additional technical challenges
of mitigating potential secondary effects
of corrosion control treatment,
including potential increased levels of
disinfection byproducts and
precipitation of other metals such as
iron and manganese which may lead to
a decrease in health protection (56 FR
26487, USEPA, 1991). Literature shows
that these types of challenges continue
to be a factor in applying CCT (e.g.,
Schock et al., 2008).
In addition, the EPA is aware that
some water systems may lack the
expertise to design and implement CCT
without assistance from outside
technical experts and the State,
particularly smaller water systems.
These systems typically require the
most extensive level of interaction with
States with regards to evaluating,
selecting, implementing, and overseeing
OCCT. The burden on large systems is
typically lower as they tend to be more
sophisticated and generally require less
technical support (56 FR 26492, USEPA,
1991). While larger systems serve the
majority of the U.S. population, small
systems comprise the vast majority of
PWSs. Out of 66,947 CWSs and
NTNCWSs subject to the requirements
of the LCR, 62,518 (93 percent) serve
10,000 persons or fewer and 57,330 (86
percent) serve 3,300 persons or fewer
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(USEPA, 2024a, chapter 3, section
3.3.1). Therefore, because many smaller
water systems often require additional
technical assistance and oversight from
the State to implement CCT, the
capacity of States to provide such
assistance affects the technical
feasibility for systems. Additionally, as
described in the LCRI proposal, the EPA
is concerned about the lack of technical
experts available nationally to assist
water systems in planning for and
implementing OCCT on an ongoing
basis, which may otherwise alleviate
some of the burden on water systems
and States (88 FR 84942, USEPA,
2023a). Based on years of LCR
implementation, the EPA is aware that
water systems, particularly small
systems, face these technical challenges.
Fourth, as discussed in section III.D.3
of this preamble, the EPA considered
how the technical factors regarding
technical feasibility above (i.e.,
variability of lead in drinking water,
system-specific nature of CCT, technical
expertise, and capacity for States to
provide assistance to smaller systems)
affect the EPA’s ability to establish
requirements for the CCT treatment
technique to ‘‘prevent known or
anticipated health effects to the extent
feasible’’ in accordance with SDWA
section 1412(b)(7)(A). In the LCR, for the
purposes of meeting the statutory
feasibility standard for a treatment
technique, the EPA considered the
balance of these technical factors with
ensuring the CCT treatment technique
was the most health protective. The EPA
also clarified in the proposed LCRI how
the agency considered the technical
factors, including administrative
burden, in developing the CCT
requirements.
In the LCR, and retained in the LCRI,
as described below, the EPA developed
action level and tap sampling
requirements, among others, to make
CCT feasible for water systems,
consistent with SDWA section
1412(b)(7)(A). The action levels in
particular address the technical
feasibility challenges detailed above. In
the LCR, the EPA introduced action
levels for lead and copper to simplify
implementation of the rule. Specifically,
these action levels were introduced ‘‘as
a method to limit the number of PWSs
that would need to complete a detailed
demonstration that they have installed
corrosion control treatment to minimize
lead and/or copper levels at taps’’ (56
FR 26488, USEPA, 1991). The EPA
discussed in the proposed LCRI (88 FR
84906–84910, USEPA, 2023a) and
reaffirms in section IV.A of this
preamble, that the agency established a
treatment technique rule for lead and
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copper because it is not
‘‘technologically feasible to ascertain the
level of the contaminant’’ (42 U.S.C.
300g–1(b)(7)(A)) at the tap. As noted
above, it is not technically feasible or
possible to determine a precise level of
lead and copper at the tap that
represents the application of best
available treatment across systems, in
part due to the specific characteristics of
each system (e.g., composition of the
distribution system, presence of lead
and copper in premise plumbing,
physical and chemical water
characteristics, consumer water use
habits). Because the resulting lead and
copper levels from application of the
best available treatment is system
specific, selection of the lead and
copper action levels is not based on a
precise statistical evaluation of
treatment data for all systems. Instead,
the action levels were selected based on
the lead and copper levels in water
systems with OCCT for the purpose of
making the CCT treatment technique
technically feasible (see section IV.F.4
of this preamble).
In the LCR, the EPA set the action
levels for lead and copper at 0.015 mg/
L and 1.3 mg/L, respectively. Because of
the limitations of predicting CCT
efficacy, tap sampling is necessary both
before and after implementation of
treatment to assess its performance (56
FR 26486, USEPA, 1991). Under the
LCR, small and medium systems
demonstrated they were optimized by
measuring 90th percentile lead levels at
or below the action level. The EPA used
90th percentile lead data from systems
with OCCT to select the action level as
a level the EPA determined was
generally representative of what systems
with OCCT were meeting. The EPA
required large systems to conduct a
detailed demonstration of OCCT
regardless of 90th percentile levels
because large systems served the
greatest number of people and had ‘‘the
greatest technological capabilities and
access to technical support and other
resources that would enable them to
perform the sophisticated treatment
manipulations that might further reduce
lead levels’’ (56 FR 26492, USEPA,
1991). However, the EPA also
acknowledged that some systems
already at or below the action level
(which was determined to be generally
representative of OCCT) may not be able
to reduce their lead levels further (56 FR
26492, USEPA, 1991) because of the
system-specific nature of OCCT.
Likewise, some systems may not be able
to meet the action level even after
installing OCCT, because of factors that
lead to high lead variability at the tap
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(e.g., water chemistry, composition and
condition of the distribution system,
lead content in plumbing materials).
The action level is not a health-based
number in that it is not established
based on human health risks to lead, but
rather is a tool to make the treatment
technique feasible for systems. As a
level that is generally representative of
OCCT, the action level prompts a
detailed OCCT demonstration for water
systems (e.g., conducting a study,
treatment recommendation). However,
whenever a system is required to
conduct a detailed OCCT demonstration
and installation, the system must
identify and apply the best technology
in their system in accordance with
§ 141.2, and not simply apply the
treatment sufficient to meet a specified
level. The action level supports the
public health benefits that can be
realized through CCT while addressing
some of the technical feasibility
challenges described above, by limiting
the need for detailed optimization
demonstrations for small and medium
systems at or below the action level.
This made ‘‘implementation of the rule
administratively workable’’ (56 FR
26492, USEPA, 1991) and thus, CCT
technologically possible compared to
requiring small and medium systems to
conduct detailed OCCT demonstrations
regardless of their tap sampling results.
Tap sampling is therefore used in
conjunction with the action level to
address this technical challenge.
The EPA is clarifying its statement in
the LCRI proposal that the action level
is used to ‘‘ensure the rule is
implementable for small and medium
systems’’ (88 FR 84940, USEPA, 2023a)
as the action level also triggers actions
for large systems. The EPA notes that
while large systems were required to
conduct a detailed demonstration of
optimization since LCR, systems of any
size with CCT, including large systems,
use the action level to prompt
installation or re-optimization of OCCT
(§ 141.81(a)(1)(i), (a)(2)(i), and (a)(3)(i) in
the 2021 LCRR). Accordingly, the action
level serves a function for all system
sizes in the CCT treatment technique.
Some large systems never had to
conduct a detailed demonstration
because their lead levels were at or
below the PQL of 0.005 mg/L, and
therefore, they were deemed optimized.
If those large systems exceed the PQL,
they must conduct a detailed OCCT
demonstration. Future re-optimization
of these systems is prompted by an
action level exceedance. Large systems
with CCT installed that have lead levels
at or below the PQL but later exceed the
PQL may also be required by the State
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to re-optimize even if at or below the
action level.
The EPA is finalizing revisions to
several elements of the CCT treatment
technique, including the lead action
level, that support the feasibility of the
CCT treatment technique as a whole,
consistent with SDWA section
1412(b)(7)(A). For the LCRI, the EPA is
maintaining the approach of using the
action level, in addition to finalizing
other revisions, in furtherance of the
feasibility of the CCT treatment
technique. This includes tap sampling
requirements that are designed to better
capture the lead levels of water in
contact with sources of lead, including
changes to the sampling protocol and
site tiering (see section IV.E of this
preamble). The EPA estimates that this
change will result in more systems’
exceeding the action level and
evaluating CCT compared to the LCR
(88 FR 84940, USEPA, 2023a; USEPA,
2024a, chapter 3, section 3.3.5). The
EPA is also requiring most systems with
lead and GRR service lines to conduct
standard monitoring at the compliance
date (see section IV.E.3.e of this
preamble). This would require systems
that are most likely to have higher levels
of lead in drinking water, to monitor
with the updated tap sampling protocol
and assess 90th percentile lead levels
against the action level after the first full
six-month tap monitoring period after
the LCRI compliance date, to ensure
timely action is taken in response to
elevated lead levels, if necessary.
However, the EPA is maintaining the
use of tap sampling in combination with
the action level to determine when
systems must install and re-optimize
OCCT. The agency accounted for these
revised tap sampling requirements in
selecting the final action level (see
section IV.F.4 of this preamble). In the
final LCRI, the EPA has reduced the
lead action level to 0.010 mg/L.
Specifically, the EPA identified 0.010
mg/L as being generally representative
of OCCT based on updated data and
over 30 years of LCR implementation
experience (see section IV.F.4 of this
preamble for a discussion on the action
level analysis). In selecting this action
level, the EPA considered what is
technically possible for small and
medium systems in light of the
identified challenges that still exist,
including their fewer resources and
more limited technical capacity
compared to large systems and a limited
number of CCT experts available
nationally. Therefore, the EPA has
determined that an action level of 0.010
mg/L would support the treatment
technique for CCT overall, in addition to
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other elements of this treatment
technique, and is the most health
protective level technically possible; it
thus meets the feasibility standard at
SDWA section 1412(b)(7)(A).
In addition to reducing the action
level to 0.010 mg/L, the EPA established
other requirements and flexibilities that
would help address some of the
technical challenges with CCT to ensure
the treatment technique overall is
feasible, some of which are discussed in
this section. For example, the LCRI
includes an option for water systems
that are able to complete service line
replacement at a mandatory minimum
annual rate within five years or less to
defer OCCT evaluation, which for large
and medium systems with LSLs,
involves conducting pipe rig/loop
studies (§ 141.81(d)(1)(i) and (e)(1)(i)).
The EPA anticipates that this option
will address some of the technical
concerns for systems that are able to
remove a significant source of lead in
their system within the five-year time
period and which would otherwise be
required to study and implement OCCT.
For those systems, OCCT evaluation
may no longer be necessary after service
line replacement due to the removal of
the most significant contributor of lead,
or the CCT evaluation would be much
less complex (e.g., coupon or desktop
study). During the five-year period after
the compliance date for the LCRI, this
provision will lead to less competition
for outside corrosion control experts or
system-State consultations on the
appropriate corrosion control treatment
as these systems complete their LSLR
programs, which can ease
implementation burden for systems
otherwise required under the LCRI to
optimize or re-optimize OCCT during
this period after an action level or PQL
exceedance. This is especially
compelling for smaller systems that may
be capable of completing service line
replacement in less time, but doing so
while simultaneously conducting OCCT
evaluation and installation would
exacerbate the existing technical
challenges detailed above. Therefore,
this new provision helps to ensure the
technical feasibility of the CCT
treatment technique, in addition to
supporting the feasibility of other rule
revisions, including mandatory service
line replacement, and to maximize the
public health protection of the LCRI as
an NPDWR overall.
Additionally, the EPA is finalizing the
proposed provision in § 141.81(a) that
water systems that have re-optimized
once after a lead action level exceedance
and continually met all WQPs while
they are completing their service line
replacement program, are not required
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to re-optimize again in response to
subsequent lead action level
exceedances unless or until all lead and
GRR service lines have been removed or
required by the State (§ 141.81(a)(1)
through (3)). As noted above, the EPA is
aware that there are systems with OCCT
that are not capable of reducing lead
levels below the action level. The EPA
anticipates that this will continue to be
the case for some systems under the
LCRI with updated tap sampling
requirements and a lower action level.
Also, water distribution systems will be
undergoing changes in the form of
mandatory service line replacement.
The re-optimization requirements in the
final LCRI are intended to prevent water
systems from continually conducting reoptimization studies while
simultaneously implementing their
service line replacement program when
further reduction in lead levels is
unlikely due to various water systemspecific factors (e.g., water chemistry,
composition of distribution system, lead
in premise plumbing). This will also
reduce burdens associated with the
system-State interactions on reoptimized OCCT, and like the flexibility
described in the paragraph above, is
intended to address the technical
challenges that impact the feasibility of
the CCT treatment technique.
Furthermore, as noted above, there may
be challenges mitigating the secondary
effects of CCT on drinking water quality
(e.g., increased risk of other
contaminants) that may limit the
effectiveness of OCCT for the purposes
of reducing lead and copper levels.
While the EPA is not requiring water
systems to re-optimize more than once
while they are conducting service line
replacement as described above, the
agency has added the requirement for
systems that have removed all lead and
GRR service lines that subsequently
exceed the lead action level to reoptimize. The EPA expects that with the
largest source of lead in drinking water
removed, the optimal corrosion control
may differ and systems can more
appropriately address corrosion in the
changed distribution system and better
address health risks from lead
remaining in premise plumbing.
Additionally, water systems could
potentially reduce CCT costs by
changing their treatment, as appropriate,
due to the removal of a significant lead
source. Therefore, this requirement
combined with the State discretion to
require water systems to re-optimize
will help to ensure the CCT treatment
technique is both technically feasible
and protects public health to the extent
feasible. The EPA is retaining the
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definition of OCCT that requires water
systems to minimize lead and copper
concentrations at user’s tap while
ensuring that the treatment does not
cause the water system to violate any
NPDWRs (§ 141.2). The EPA also
introduced in the 2021 LCRR
flexibilities for small water systems to
implement an alternative option to CCT
if approved by the State (see section IV.I
of this preamble).
Given the analysis above and in
accordance with the statutory standard,
the EPA finds that the CCT treatment
technique for LCRI meets the feasibility
standard in accordance with SDWA
section 1412(b)(7)(A). CCT continues to
be a best available technology effective
at preventing adverse health effects from
lead and copper in drinking water to the
greatest extent that is both affordable
and technically possible given the final
requirements in LCRI.
In addition to finding the CCT
treatment technique for LCRI is feasible,
the EPA also evaluated the water system
burden of CCT in the context of other
important actions water systems will be
taking to reduce lead levels in drinking
water. Notably, all water systems are
required to conduct LSLR regardless of
lead levels (see section IV.B of this
preamble), which the EPA estimates
will increase both water system and
State burden. Therefore, the EPA finds
that the CCT requirements also help to
support the feasibility of the separate
but complementary treatment technique
for mandatory service line replacement
to address the multiple and unique
sources of lead contamination as part of
this NPDWR.
b. 2021 LCRR CCT Requirements
This section includes a brief summary
of CCT requirements in the 2021 LCRR
that are important context for the EPA’s
proposed and final changes in LCRI and
the EPA’s responses to comments,
addressed in section IV.F.2 of this
preamble.
Under the 2021 LCRR, medium and
large systems are required to install or
re-optimize OCCT in response to a lead
or copper action level exceedance.
Medium and large system with LSLs
that exceed the lead action level are
required to harvest lead pipes from the
distribution system and conduct flowthrough pipe rigs to evaluate options for
OCCT or re-optimized OCCT. Large
systems with CCT that exceed the lead
PQL of 0.005 mg/L may be required to
re-optimize their OCCT. Large systems
without CCT that exceed the lead PQL
are required to complete steps to install
CCT.
Under the 2021 LCRR, in the case of
a trigger level exceedance for systems
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without CCT, small and medium
systems must recommend their
approach to CCT to their primacy
agency (except for small systems that
select other compliance alternatives).
Unless there is a subsequent action level
exceedance, small and medium water
systems without CCT are not required to
conduct a subsequent corrosion control
study. In the 2021 LCRR, the EPA also
clarified that the continued operation
and maintenance of OCCT and reoptimized OCCT requirements apply to
consecutive systems in § 141.82(g),
including those distributing water that
has been treated for corrosion control by
another system. For context, a
consecutive system is defined at § 141.2
as ‘‘a public water system that receives
some or all of its finished water from
one or more wholesale systems.
Delivery may be through a direct
connection or through the distribution
system of one or more consecutive
systems.’’
c. LCRI Proposed CCT Revisions
For the LCRI, the EPA proposed
several changes for CCT including
removing the trigger level, lowering the
lead action level, adopting regulatory
flexibilities for some systems
simultaneously complying with
mandatory service line replacement
requirements, and changing the water
quality parameter monitoring
requirements for medium systems. The
EPA also proposed new or revised
regulatory text to streamline
implementation of the rule. This section
includes a brief summary of these
proposed changes and the agency’s
primary rationale for each one. System
sizes discussed below in CCT
requirements include, as defined in
§ 141.2, small systems (serves 10,000
persons or fewer); medium systems
(serves greater than 10,000 persons and
less than or equal to 50,000 persons);
and large systems (serves more than
50,000 persons).
Under the LCRI, the EPA proposed to
eliminate the lead trigger level and to
require systems to install or re-optimize
OCCT after an exceedance of the
proposed lead action level of 0.010 mg/
L. As stated at proposal, streamlining
the rule to only use an action level
reduces the complexity of the rule. As
a result of eliminating the trigger level,
reducing the lead action level, and
including a more rigorous tap sampling
protocol, the EPA anticipates more
systems could exceed the lead action
level even when re-optimized than
under the LCRR, especially in the first
few years after the compliance date for
LCRI where systems would also
implementing the mandatory service
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line replacement requirements under
the proposed LCRI. Thus, the EPA
proposed in § 141.81(a) that systems
that have re-optimized once after the
LCRI compliance date and continuously
meet optimal water quality parameters
(OWQPs) would not be required to reoptimize again if there are subsequent
action level exceedances, unless
required by the State. While the lead
action level is intended to be generally
representative of effective OCCT, the
EPA recognizes that there may be some
instances where systems would be
unable to meet the proposed lowered
lead action level of 0.010 mg/L because
tap water lead levels can be influenced
by other factors. As discussed in the
proposed LCRI, lead level variability at
a single site can occur due to water use
patterns and physical disturbances of
pipes causing particulate release (see
sections V.A and V.E.1 of proposed
LCRI preamble (88 FR 84878, USEPA,
2023a)). Elevated lead levels due to
these factors would not be reflective of
the performance of the corrosion control
treatment. For systems that have already
evaluated the CCT options under the reoptimization process, resources would
be better devoted to other lead
mitigation activities, such as replacing
lead and galvanized service lines, rather
than repeating the same steps. However,
States may require such systems to
conduct a corrosion control study. In
addition, the EPA is retaining the 2021
LCRR requirements that States may
require a system to conduct a corrosion
control study to re-evaluate corrosion
control treatment for purposes such as
to obtain State approval for a long-term
treatment change or addition of a new
source in the LCRI. The proposed LCRI
had duplicate language for the
notification requirement in §§ 141.81(h)
and 141.90(a)(4). The final LCRI
consolidates most of the requirements in
§ 141.81(h) with a cross-reference in
§ 141.90(a)(4). The EPA also revised the
second sentence in § 141.81(h) to clarify
language regarding the State’s discretion
to require actions to ensure that the
system will operate and maintain OCCT.
As proposed, States would retain the
discretion to modify previous
designations of OCCT and re-optimized
OCCT based on their own determination
or in response to a request by a water
system if the State concludes that a
change is necessary to ensure the system
continues to optimize corrosion control
treatment (§ 141.82(h)). The EPA also
proposed that States can require the
system to conduct additional CCT
studies. The EPA anticipates that
removing sources of lead in drinking
water, such as through mandatory LSLR,
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would reduce the number of systems
that exceed the lead action level over
time. In the meantime, water systems
would be required to continue to
operate and maintain their re-optimized
OCCT as demonstrated through
monitoring for OWQPs, and comply
with other proposed mitigation
measures (e.g., conduct public outreach
and make filters available for systems
with multiple lead action level
exceedances) to reduce exposure to lead
in drinking water.
At § 141.81(f), the EPA also proposed
to allow a system with a lead action
level exceedance to defer installing or
re-optimizing OCCT if the system can
replace 100 percent of its LSLs and GRR
service lines within five years of the
date the system first exceeds the lead
action level. The purpose of this
proposed requirement would be to
allow systems to avoid the costly and
time-consuming process of conducting a
harvested LSL pipe rig/loop CCT study
and installing the corresponding OCCT
when the identified treatment would
not be tailored for the system’s longterm distribution system conditions
without LSLs. As the EPA estimated at
proposal, it generally takes
approximately five years to complete
the CCT evaluation and installation
process: 30 months to construct a pipe
rig/loop and conduct a treatment study
followed by 30 months to install the
State-approved OCCT and an additional
one year to conduct follow-up
monitoring (see section V.E.1 in the
proposed LCRI (88 FR 84937, USEPA,
2023a)). If a system is on track to replace
all its lead and GRR service lines within
five years, the optimal treatment
identified by a costly and timeconsuming pipe rig/loop study may no
longer be the optimal treatment after all
LSLs and GRR service lines are
replaced. This is because the pipe rig/
loop studies are based on lead pipes in
the water system and if all of those are
replaced, the results of the pipe rig/loop
study would likely be no longer
relevant. Following 100 percent lead
and GRR service line replacement, a
different and less resource-intensive
study, such as a coupon or desk study,
evaluating OCCT on current conditions
in the system would be more
appropriate.
Under this proposed option, eligible
systems would only be allowed to defer
optimizing or re-optimizing OCCT if
water systems meet both of the
following two requirements: (1)
Annually replace at least 20 percent of
their remaining service lines that
require replacement (in accordance with
the proposed § 141.84(d)(5)(v)); and (2)
have no lead, GRR, or unknown service
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lines remaining at the end of the fiveyear period. Systems would need to
ensure they have access to replace all
lead and GRR service lines in their
inventories and have identified all
unknown service lines in their
inventory. During this five-year period,
eligible systems would still be required
to meet all other rule requirements
including public notification, public
education, and if applicable, public
education following multiple action
level exceedances, including making
filters available. Systems with CCT that
elect this option would be required to
continue operating their existing CCT
throughout those five years.
The EPA anticipates that greater
overall public health benefits could
result from replacing all lead and GRR
service lines within five years compared
to implementing the requirement to
install or re-optimize OCCT with a
lower action level because the most
significant sources of lead in drinking
water, when present, would be removed
from the system (Sandvig et al., 2008).
Additionally, this proposed requirement
would allow water systems to dedicate
more staffing and financial resources to
solely replacing lead and GRR service
lines within five years rather than being
required to divide these resources
between completing mandatory service
line replacement and conducting a pipe
loop study with results that may no
longer be applicable following 100
percent replacement of lead and GRR
service lines.
As further provided in the proposed
requirements, large and medium
systems unable to replace a minimum of
20 percent of the lead or GRR service
lines in a system’s distribution system
annually or unable to replace 100
percent of their lead and GRR service
lines within five years must proceed
with the harvested pipe rig/loop study
and install or re-optimize OCCT. The
pipe loop requirements would apply to
any small system required by the State
to conduct a pipe rig/loop study.
Small systems unable to replace a
minimum of 20 percent of the lead or
GRR service lines in a system’s
distribution system annually or replace
100 percent of the lead and GRR service
lines in a system’s distribution system
within five years would be required to
recommend OCCT or re-optimized
OCCT; and all NTNCWSs and the subset
of CWSs serving 3,300 persons or fewer
would be required to propose a small
system compliance option and
implement the State-approved approach
(see section IV.I of this preamble for
further discussion on compliance
alternatives for CWSs serving 3,300
persons or fewer and NTNCWSs). Water
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systems that replace 100 percent of the
lead and GRR service lines in this fiveyear period but subsequently exceed the
action level (or the PQL for large
systems without CCT) after the
compliance date for the LCRI would be
required to proceed with meeting the
proposed CCT requirements for systems
with only non-lead service lines.
In addition, the EPA proposed
changes to expedite when States can
approve CCT re-optimization treatment
changes for systems. Under the 2021
LCRR, States can approve existing CCT
re-optimization modifications without
requiring a new CCT study for systems
that have 90th percentile lead levels
between the trigger level of 0.010 mg/L
and the lead action level of 0.015 mg/
L. For the LCRI, the EPA proposed to
eliminate the trigger level and to lower
the lead action level to 0.010 mg/L.
Concurrently, the EPA also proposed
that States may approve, without a new
CCT study, a CCT re-optimization
treatment change for a system that
exceeds the proposed action level for
lead, but which previously conducted a
CCT study. In developing the CCT
change, the State would be required to
evaluate a water system’s past CCT
study results. The EPA proposed this
update because it would expedite
treatment changes, allowing the benefits
of treatment modifications to be realized
sooner and avoiding a redundant CCT
study that may not produce different
results from previous studies. The
treatment recommendation and CCT
study process can take multiple years to
complete. The CCT study and State
designation of re-optimized OCCT based
on the results of that study under
§ 141.81(d)(3) and (4), respectively takes
two additional years. For water systems
with existing CCT, the water system
may be able to alter the existing
treatment (e.g., increase pH and/or
orthophosphate dose) without a new
CCT study on a much faster timeframe
rather than waiting for study results that
may indicate that same change.
The EPA proposed modifications to
the CCT studies that may be required in
the event of a lead action level
exceedance for small systems with
LSLs. Under the 2021 LCRR, small
systems that chose CCT and exceed the
action level are required to propose a
treatment option to the State. The State
may require small systems to conduct
corrosion studies using a pipe rig/loop
(§ 141.82(c)(3)). For the 2021 LCRR, the
EPA also recommended that small
systems serving 10,000 persons or fewer
with LSLs that exceed the lead action
level choose the LSLR small system
flexibility option rather than CCT
because the cost of the pipe rig/loop
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studies would be approximately equal
to the cost of replacing 55 LSLs (USEPA,
2020e). However, as discussed in
section V.G of the proposed LCRI (88 FR
84944, USEPA, 2023a), the EPA
proposed to remove the LSLR option
from the small system flexibility options
because LSLR would be mandatory
under the proposed LCRI. Therefore, the
EPA proposed under the LCRI to
exclude small systems with LSLs
serving 10,000 persons or fewer from
having to conduct a pipe rig/loop study
because these systems often lack the
technical expertise required to design
and construct and operate the pipe rig/
loop. Instead, these small systems could
better focus limited resources on
replacing lead and GRR service lines,
that would otherwise be dedicated to a
pipe rig/loop if they exceed the lead
action level and are required to identify
OCCT or a small system compliance
flexibility option. Under the proposed
LCRI, the State may require a pipe rig/
loop study for a small system if the State
determines that the small system has the
technical capabilities to conduct such a
study (see § 141.82(c)(3) for large and
medium systems with LSLs and other
systems as required by the State to
conduct pipe rig/loop studies).
In addition, the EPA proposed to
require that States designate OWQPs for
medium systems that must install or reoptimize OCCT after exceeding the lead
action level (§ 141.81(a)(2)(i)). The EPA
also proposed that States designate
OWQPs for medium systems with CCT
that have not exceeded the action level
(§ 141.81(a)(ii)). While the State could
require medium systems with OCCT to
meet OWQPs in the 2021 LCRR, the
EPA proposed in the LCRI that States
must establish OWQPs for medium
systems with CCT and that these
systems must meet their OWQPs. This
proposed requirement would allow
States to better assess whether these
types of medium systems are
maintaining their OCCT or re-optimized
OCCT, as well as provide better day-today process control since source water
quality can vary both daily and
seasonally.
The EPA proposed to streamline some
requirements in § 141.80, which
resulted in the EPA proposing to move
a 2021 LCRR provision from
§ 141.80(d)(4) to § 141.81(h). This
requirement is for systems to notify the
State before a long-term treatment
change or the addition of a new source,
and that States must review and
approve the change or addition before it
can be implemented by the system. This
allows the State to require the water
system to take additional actions to
control corrosion. However, the EPA
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notes the provision remains unchanged
in substance from the 2021 LCRR.
2. Summary of Comments and the EPA’s
Response
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a. Consecutive Systems
The EPA received comments about
consecutive systems and the
responsibilities for wholesale versus
distribution systems related to CCT and
DSSA requirements. Commenters asked
the EPA to clarify which systems were
supposed to monitor WQPs in the
distribution system and which system is
responsible if parameters are outside the
designated range. Commenters also
requested the EPA clarify which system
would be required under the LCRI to
conduct CCT studies and which system
would be required to install it.
To respond to these comments, it is
important to first provide additional
context for consecutive systems
requirements and the EPA guidance
beginning with the 1991 LCR that goes
beyond the specific rule areas and
changes proposed for LCRI. In the
preamble of the 1991 final LCR rule, the
EPA strongly discouraged States and
systems from using § 141.29 to modify
monitoring requirements, noting that
§ 141.29 allows a State to modify the
monitoring requirements imposed by
specific regulations when a public water
system supplies water to one or more
other public water systems if the
interconnection of the systems justifies
treating them as a single system for
monitoring purposes. EPA did not
believe that modification by States of
the monitoring requirements of the rule,
as provided in § 141.29, would be
appropriate because the primary source
of high lead or copper levels at the tap
is materials within the distribution
system itself. Treating multiple water
suppliers as one system would not
distinguish between the different
systems that may have different
amounts of lead or copper materials in
the distribution system and thus require
different treatment strategies to reduce
these levels. This contrasts with other
contaminants where the contaminant
level is uniform throughout the
distribution system. EPA did not
envision situations where multiple
water systems should be considered as
one system for purposes of § 141.29 and,
therefore, strongly discourages States
from allowing the modification to the
monitoring requirements. (56 FR 26513,
USEPA, 1991)
After the 1991 LCR was published,
the EPA received proposals from several
States and water systems to consolidate
tap water and water quality parameter
monitoring in consecutive water
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systems under § 141.29. In response to
the proposals, the EPA issued a water
supply guidance on January 10, 1992,
entitled ‘‘Consecutive Systems
Regulated under the National Primary
Drinking Water Regulation for Lead and
Copper’’ (USEPA, 1992). This guidance
discusses the elements the EPA
recommends should be included in the
consecutive system agreements for the
lead and copper rule, including those
related to CCT. This guidance indicates
that State proposals should identify the
systems that would be responsible for
completing the CCT requirements. In
the guidance, the EPA states the agency
expects that the wholesale or ‘‘parent’’
supply would be responsible for
corrosion control throughout the entire
service area. However, the EPA also
notes that depending upon contractual
agreements, the size and configuration
of the satellite system(s), and the
distance from the parent treatment
facility, individual CCT may need to be
installed at a point or points other than
the parent plant.
While the EPA recognizes the
implementation confusion raised by
commenters with regard to CCT
requirements for wholesale versus
consecutive systems, as defined at
§ 141.2, the EPA disagrees with the
commenters’ requests to make changes
to the LCRI to address these concerns.
These questions are better addressed at
the State level for the following reasons.
In the more than 30 years since the
guidance was published, the EPA has
promulgated or revised a number of
regulations that can impact CCT. In
particular, disinfection, disinfection byproducts, and filtration treatment
strategies can impact CCT. Given this
additional complexity and the
previously stated configuration factors
in the guidance, the roles and
responsibilities of the wholesale and
consecutive systems regarding CCT
should be worked out, on a system
specific level, with the State. The EPA
recommends any updates to a
consecutive system agreement should
discuss updated roles and
responsibilities and also include how
they relate to the DSSA under
§ 141.82(j), including water quality
parameter monitoring in the distribution
system, follow-up tap sampling at sites
that exceed 0.010 mg/L, the treatment
recommendation required under
§ 141.82(j)(3), and any distribution
system actions or modifications of
corrosion control treatment that result
from the DSSA process. The EPA plans
to update guidance on these topics after
the LCRI is finalized.
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b. Pipe Rig/Loop Studies
The EPA received comments related
to pipe rig/loop studies. Some
commenters claimed the EPA was being
overly prescriptive by mandating when
pipe rig/loop studies must occur noting
they did not think harvested pipe rigs
were necessary to assess OCCT. Other
commenters suggested that pipe rig/loop
studies should be optional or at a State’s
discretion or requested that the use of
pipe rigs/loops be scaled back in the
final rule because of the cost and
complexity of pipe rig/loop studies
(both in conducting the study and
reviewing results from the study).
Several commenters stated the
mandatory pipe rig/loop requirements
in the proposed LCRI should not apply
to small systems because they believed
pipe rig/loop studies are too costly and
complex for small systems. Some
commenters objected to the use of
coupon studies because they asserted
coupon studies do not evaluate the
impact of corrosion control alternatives
on the existing pipe scale in the
distribution systems, which is evaluated
in a harvested lead pipe rig/loop study.
Under the 2021 LCRR, small systems
can choose a small system flexibility
option, including LSLR and OCCT, but
due to mandatory LSLR for all systems,
the flexibility to choose LSLR was not
included in the proposed LCRI.
Therefore, the EPA proposed under the
LCRI to exclude small systems with
LSLs serving 10,000 persons or fewer
from having to conduct a pipe rig/loop
study because these systems often lack
the technical expertise required to
design and construct and operate the
pipe rig/loop and they could better
focus limited resources that would be
dedicated to a pipe rig/loop on
replacing their LSLs. However, the EPA
stated in the proposed LCRI preamble
that States could require small systems
to conduct a pipe rig/loop study if the
State determines that the small system
has the technical capabilities to conduct
such a study.
The EPA disagrees with commenters
that suggested pipe rig/loop studies for
all systems should be optional or at a
State’s discretion. The EPA is retaining
the mandatory pipe rig/loop study
requirements as proposed in the LCRI
under § 141.81(d)(1) and (e)(1) for the
subset of medium and large systems that
will need to install or re-optimize OCCT
(except those that meet the requirements
under § 141.81(f) to replace all lead and
GRR service lines in five years or less,
or § 141.81(d)(1)(iv) for systems waived
by the State that meet specific
requirements). Systems, such as those
with source water or treatment changes,
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need to understand how changes in
their corrosion control affect the
existing pipe scale of LSLs. A pipe rig/
loop study using harvested lead pipe
from the distribution systems effectively
demonstrates how that scale will
interact with the CCT options and will
provide vital information to determine
the OCCT option. The EPA agrees with
commenters that stated that coupon
studies should have a limited role when
evaluating impacts of corrosion control
alternatives on existing pipe scales. The
EPA proposed that coupon studies can
be used to reduce the number of options
that are evaluated in the harvested pipe
rig/loop study, but cannot be used
instead of the pipe rig/loop study
because they do not evaluate the impact
of the CCT options on the existing scale
(§ 141.82(c)(3)).
In response to the commenter raising
concerns about small systems’
conducting mandatory pipe rig/loop
studies, this was not a proposed
requirement. The EPA excluded small
systems from the proposed LCRI
requirements for systems that must
conduct a mandatory pipe rig/loop
study because they often lack the
technical knowledge and expertise to
design and construct and operate the
pipe rig. However, the EPA maintains
that States could require small systems
to conduct a pipe rig/loop study if the
State determines that the small system
has the technical capabilities to conduct
such a study under 40 CFR 141.82(c)(3).
c. Re-Optimization for Systems Meeting
Optimal Water Quality Parameters
Many commenters supported the
proposed revisions from the 2021 LCRR
in § 141.81(a)(1) through (3) to no longer
require systems, unless required by the
State, to re-optimize OCCT if they have
already conducted CCT studies to reoptimize once following the compliance
date for LCRI, continue to meet OWQPs
designated by the State, and continue to
operate and maintain their existing
OCCT. The reasons cited by these
commenters include that reoptimization takes extensive study and
review and systems need to focus on
other aspects of the rule and that it
could become a paperwork exercise as
systems are only able to control things
at the entry point to the distribution
system. Some commenters asked the
EPA to provide States discretion to
require systems to re-optimize OCCT
even if they meet the criteria in
§ 141.81(a)(1)(i), (a)(2)(i), and (a)(3)(i)
because the system might not be truly
optimized or the treatment might not be
effective at addressing lead or copper
issues at that particular system. Some
commenters did not support this change
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in the proposed LCRI and wanted the
EPA to continue to require systems to
re-optimize after action level
exceedances, unless the State has
determined after a full and carefully
documented consideration that reoptimization is not needed. The reasons
cited by the commenters include that
EPA’s rationale assumes that the water
system and the State properly identified
the single optimal CCT for the system in
the one re-optimization process. The
commenters also noted that the EPA’s
rationale describing that repeated action
level exceedances may result from
factors other than the performance of
CCT is at odds with the EPA’s rationale
for setting the action level at 0.010 mg/
L, which is supported by data as being
generally representative of OCCT.
The EPA agrees in part with
commenters who supported removing
the requirement to re-optimize OCCT in
certain instances. The EPA also agrees
with commenters who support
providing States with discretion to
require systems to re-optimize even if
they meet the criteria in § 141.81(a)(1)
through (3). The EPA finalized the
requirements in § 141.81(a)(1) through
(3) and added language to each section
clarifying that the State may require a
system to re-optimize under § 141.82(h).
The EPA agrees that under some
circumstances, treatment could be reevaluated and adjusted, and States are
in the best position to determine
whether a system must re-optimize. As
discussed in the preamble to the
proposed LCRI, States have the ability
in LCRR to require re-optimization
under § 141.82(h), which allows for the
State to modify treatment decisions for
OCCT and re-optimized OCCT. The EPA
has added clarifying language in
§ 141.81(a)(1) through (3) that the State
can require a system to re-optimize
under the existing provision in
§ 141.82(h). The State can modify its
decision for either OCCT or the OWQPs
for OCCT. Under § 141.82(h), States can
require a system to conduct a CCT study
to support modification of the existing
treatment. Water systems or other
interested parties can also request a
modification of the determination of
OCCT with supporting documentation
under this section of the rule. For the
final LCRI, the EPA made edits to
§ 141.81(a)(1) through (3) to clarify that
States have the discretion to require
systems to re-optimize under
§ 141.82(h).
The EPA added a re-optimization
requirement in the final LCRI for
systems that exceed the lead action level
after completing the removal of all lead
and GRR service lines and have no lead
status unknown service lines remaining
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in their inventory (§ 141.81(a)(1)(iii),
(a)(2)(iii), and (a)(3)(iii)). The EPA
added the requirement for systems that
have removed all lead and GRRs service
lines that subsequently exceed the lead
action level to re-optimize because the
EPA expects that after removing the
most significant source of lead in
drinking water, optimal corrosion
control may change and systems may
need to adjust their CCT once the most
significant source of lead has been
removed following study of corrosion
control. While this long-term treatment
change would also be covered by the
requirements in § 141.81(h), there could
be situations where the scaled-back CCT
leads to an action level exceedance and
the need for that OCCT to be reoptimized. Therefore, the EPA made
this change for the final LCRI in partial
response to commenters by trying to
balance the need for the realities of reoptimizing CCT and the need for reoptimization during and after service
line replacement given competing
system requirements and the changes in
the distribution system. This is similar
to the requirement in § 141.81(f) for
systems deferring OCCT while
completing a LSLR program within five
or less years.
The EPA disagrees in part with
commenters who want the EPA to
continue to require systems to reoptimize unless the State has
determined after a full and carefully
documented consideration that reoptimization is not needed. Under this
provision, eligible systems will have
already performed two optimizations,
their initial optimization and the reoptimization under LCRI, which
includes specific benchmarks that must
be evaluated. The EPA anticipates
repeating the same steps using the same
tools more than once after the LCRI
compliance date in systems with LSLs
is unlikely to produce different results.
Water systems with LSLs completing
their replacement program may only
qualify for this provision if they have
already re-optimized once after the
compliance date for LCRI, continue
meeting their OWQPs designated by the
State, and continue to operate and
maintain their OCCT. Systems that
experience a long-term change in
treatment or source water must notify
the State, and the State may require
additional monitoring or take other
actions, such as treatment studies, to
ensure water systems maintain minimal
levels of corrosion control in the
distribution system. In addition, as
discussed above, the EPA also included
a requirement in the final LCRI for
systems that have replaced all lead and
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GRR service lines to re-optimize again if
they exceed the lead action level, in
addition to the ability for States to
require systems re-optimize under
§ 141.81(h).
As noted in the proposed LCRI, the
EPA recognizes that there may be some
instances where systems may be unable
to meet the proposed lowered lead
action level of 0.010 mg/L because tap
water lead levels can be influenced by
other factors. As discussed in the
proposed LCRI, lead level variability at
individual sites can occur due to water
use patterns and physical disturbances
of pipes causing particulate release.
Elevated lead levels due to these factors
may not reflect the performance of CCT.
The resources of systems that have
already evaluated the CCT options
under the re-optimization process
would be better devoted to other
mitigation activities (e.g., conduct
public outreach and make filters
available for systems with multiple lead
action level exceedances) rather than
repeating the same steps.
d. Deferred OCCT
Many commenters supported the
proposed OCCT deferral option if a
system removed 100 percent of service
lines within five years, but others
expressed concern that the option
required systems to replace portions of
lead or GRRs service lines that are
beyond their control, which would
conflict with the requirements under
SDWA.
To address the confusion about
replacing lines beyond the control of the
water system the agency is clarifying the
final rule language at § 141.81(f) to
confirm that systems must conduct full
replacement of all lead and GRR service
lines to be eligible and that no lead,
GRR, or unknown service lines remain
in the system’s service line inventory at
the end of the five-year-or-less period
(§ 141.81(f)(1)(iii)). The OCCT deferral
option is a compliance alternative for
systems that have or can obtain access
to all lead, GRR, and unknown lines;
nothing in the rule requires systems to
exercise this option.
Instead, the EPA strongly encourages
systems that would like to exercise this
deferral option to work to obtain control
to replace each lead and GRR service
line in order to take advantage of this
provision. The EPA recommends
systems identify ways to address some
of the potential challenges typically
associated with service line
replacement, including obtaining access
to a customer’s property where consent
is required and overcoming potential
funding and financing barriers to
complete customer-side replacements.
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Potential strategies could include
community outreach to promote the
service line replacement program to
increase participation. While neither
SDWA section 1412 nor the LCRI
require water systems to pay for
customer-side replacements (see section
IV.B.4 of this preamble), the EPA also
encourages systems to pursue financing
to remove 100 percent of service lines
within five years or less. For example,
some systems utilizing this OCCT
deferral option will no longer need to
conduct the mandatory pipe rig/loop
study, which the EPA estimates to cost
between $308,000 and $377,000
depending upon the complexity of the
study, if they complete 100 percent
service line replacement within the fiveyear-or-less period (USEPA, 2024a,
chapter 4, section 4.3.3). Those systems
may be able to allocate the funds that
would have been used for pipe rig/loop
studies to replace customers’ portions of
lines instead, similar to what the City of
Madison, Wisconsin did regarding
potential avoided sewage costs for
phosphorus removal if orthophosphate
had to be added for corrosion control
(Sandvig et al., 2008).
The EPA also received comments
questioning whether the proposed
regulatory language ‘‘within five years’’
only applied to systems completing
their programs in five years or would
also apply to systems completing those
programs in less than five years. Other
commenters expressed concerns about a
system’s ability to replace lines on a
schedule less than five years. The EPA
also received comments that were
concerned whether a water system
could use the full five-year period to
avoid optimizing or re-optimizing OCCT
during that period when it is feasible for
them to complete 100 percent service
line replacement in less than five years.
The EPA agrees with commenters that
‘‘within five years’’ is somewhat
ambiguous and could create
implementation confusion or be
unnecessarily limiting to only apply to
systems completing their programs in
five years. For the final LCRI, the EPA
is clarifying that the requirement
encompasses systems completing 100
percent service line replacement in five
years or less by modifying the regulatory
text at § 141.81(f)(1)(i)(A) and (B) to read
‘‘in five years or less’’ instead of ‘‘within
five years.’’ This approach is consistent
with the EPA’s rationale at proposal.
Specifically, the five-year timeframe is
based on the time it would take for a
system to construct and conduct a pipe
rig/loop study, make a treatment
recommendation based on that study,
and install and operate the Stateapproved OCCT (88 FR 84937, USEPA,
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2023a). The results of a pipe loop study
may no longer be applicable following
100 percent replacement of lead and
GRR service lines. The EPA anticipates
that there will be greater health benefits
from replacing all lead and GRR services
line in five years or less compared to if
the system were required to complete
the CCT steps and take longer than five
years to complete LSLR, because a
significant source of lead will be
removed from the system (see section
IV.F.1.a of this preamble). Like systems
completing their LSLR program in five
years, systems completing their
programs in less than five years would
be less far along in the optimization/reoptimization process. The costs to
conduct a pipe rig/loop study would be
best used to accelerate the LSLR
program.
With respect to the concern that water
systems may use the full five years even
if it is feasible for the system to
complete 100 percent service line
replacement in less than five years, the
State must set a faster replacement rate
if feasible (§ 142.16(d)(6)) and the
agency does not intend for the deferral
option in § 141.81(f) to supersede a
determination that it is feasible for a
system to complete replacement in less
than five years. Accordingly, the EPA
revised the regulatory language for the
final LCRI to specify how systems with
a replacement timeframe of less than
five years will be required to proceed
under this option and how to calculate
their annual replacement rate to ensure
the systems meet their shorter
replacement deadline. Systems must
replace their lead or GRR service lines
in less than five years if the State
determines that a replacement deadline
of less than five years is the fastest rate
feasible or if they have less than five
years left to complete their replacement
program, based on their applicable
mandatory replacement deadline.
This clarification necessitated
additional changes to the regulatory text
at § 141.81(f) to ensure this provision, as
whole, was consistent throughout the
rule and consistent with a parallel
requirement for shortened service line
replacement program deadlines, at
§ 141.84(d)(5)(v). In addition, these
changes make the OCCT deferral option
more workable for systems and States.
For systems that can replace lead or
GRR service lines in less than five years,
the mandatory minimum annual
replacement rate percentage to achieve
100 percent replacement at the end of
their five-year-or-less period would not
be 20 percent. Therefore, the EPA
changed the 20 percent mandatory
minimum annual replacement rate to an
annual replacement rate in
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§ 141.81(f)(1)(ii) based on the total
number of years for replacement in
§ 141.81(f)(1)(i). This corresponds with
and gives meaning to the modification
clarifying that systems completing 100
percent service line replacement in less
than five years will need a different
minimum annual rate to add up to 100
percent. This will make it easier for
systems to adopt a mandatory minimum
annual replacement rate depending on
their replacement program and LSL
inventories. For example, systems
removing 100 percent of their service
lines in four years must do so at an
annual minimum rate of 25 percent of
those service lines each year, compared
to a system completing service line
replacement in three years at a
minimum annual rate of 33 percent of
service lines each year, barring the need
to replace lines faster, as provided in the
requirements at § 141.81 and discussed
below.
As discussed in section IV.B.6 of this
preamble, the EPA recognizes that some
water systems will be able to replace
service lines faster than the 10-year
replacement deadline, such as systems
that have few lead and GRR service
lines. The EPA identified multiple water
systems that have completed or are
expected to completely replace all lead
or GRR service lines within five years
(USEPA, 2024d), which corresponds to
a 20 percent or greater annual
replacement rate. The EPA expects that
these types of systems may elect to use
this OCCT deferral option. The EPA also
anticipates this option being used by
systems that are replacing their lines at
an annual rate less than 20 percent, but
could exceed the lead action level later
in their service line replacement
program. Therefore, these systems may
be able to feasibly replace at least 20
percent of their remaining lead and GRR
service lines annually.
Further, to make this deferral option
more consistent with the service line
replacement provisions at § 141.81(f)(4)
and provide States with the ability to
monitor and ensure system compliance,
the EPA revised the provision to require
that systems provide written
documentation to the State about the
number of lead and GRR service lines
replaced. In addition, to ensure that
systems’ service line replacement
programs maximize public health
protection and avoid the need for a
system to allocate limited resources to
conduct a pipe rig/loop study to install
or re-optimize OCCT when a system’s
service line composition is changing,
the final rule clarifies that systems must
complete their service line replacement
program as fast as is feasible at
§ 141.81(f)(1)(i). This text also helps to
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clarify that the requirement for systems
on a shortened service line replacement
deadline at § 141.81(f)(1)(i)(C) applies
for systems availing themselves of this
deferral option, but in a way that is
consistent with the requirements of
§ 141.81(f)(1). Since the maximum
length of the replacement program
under § 141.81(f) is five years and all
lead and GRRs service lines must be
replaced, different annual replacement
rates must be applied to these systems
than those under § 141.84(d)(5). The
EPA also added dates and reference
points mirroring other parts of the
proposed and final LCRI service line
replacement and inventory
requirements to make this provision
clearer and more implementable.
e. Long-Term Source or Treatment
Change
The EPA also received comments
stating the language in § 141.81(h) on
notification requirements for upcoming
long-term change in treatment or source
is confusing. In the proposed LCRI,
language from § 141.90(a)(3) under the
2021 LCRR was moved to § 141.81(h) as
it relates to the notification and
approval requirements before a longterm treatment change or addition of a
new source. The proposed LCRI
changed some of the 2021 LCRR
language and made an inadvertent error
stating that actions could be required to
ensure that the system maintains
minimal levels of corrosion control
rather than to ensure the system will
operate and maintain optimal corrosion
control treatment. To reduce confusion,
in the final LCRI, the EPA has reverted
back to the 2021 LCRR language related
to OCCT in § 141.81(h) and has
included the examples of long-term
treatment changes in §§ 141.90(a)(4) and
141.81(h) to ensure these examples are
considered long-term treatment changes.
3. Final Rule Requirements
The EPA is finalizing most CCT
requirements as proposed, except for
clarifying some regulatory text in light
of public comments received. In
addition, the EPA is making some
changes to the OCCT deferral option for
systems that can complete 100 percent
replacement of full lead and GRR
service lines in five years or less at a
minimum annual rate in response to
comments raising questions about
eligibility requirements and how this
option would be implemented by
systems and States, among others. The
EPA is also including a requirement for
systems without lead and GRR service
lines to re-optimize again if they exceed
the lead action level after completing
their service line replacement program.
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The final LCRI requires water systems
that exceed the action level to optimize
or re-optimize their OCCT. Consistent
with the proposal for LCRI, the EPA is
eliminating the 2021 LCRR trigger level
and finalizing revisions to expedite
when States can approve an existing
CCT modification for re-optimization
under § 141.81(d)(1)(iv). Systems,
depending on their size, must either
conduct treatment studies or consult
with the State to determine the most
appropriate treatment steps. The EPA is
maintaining the 2021 LCRR requirement
in § 141.82(g) for continued operation
and maintenance for OCCT and reoptimized OCCT for all systems,
including consecutive systems.
The EPA is also finalizing the
requirement that large and medium
systems with LSLs that must optimize
or re-optimize OCCT, and cannot meet
the existing treatment modification or
the five-year or less replacement of all
lead and GRR service lines requirements
in § 141.81(d)(1)(iv) or (f), will need to
conduct a mandatory harvested pipe rig/
loop study (§ 141.81(d)(1)(i) and
(e)(1)(i)). Under the final LCRI
§ 141.82(c)(3), small systems would not
be required to conduct a harvested pipe
rig/loop study, unless required to do so
by the State.
In addition, the EPA is finalizing the
requirements at § 141.81(a)(1)(i)(A),
(a)(2)(i)(A), and (a)(3)(i)(A) that systems
with lead and GRR service lines must
only re-optimize once after the
compliance date of the rule if they meet
the following criteria listed in of
§ 141.81(a)(1)(i) and (ii), (a)(2)(i) and (ii),
and (a)(3)(i) and (ii) of the rule: the
system has already once re-optimized
OCCT, currently meets OWQPs
designated by the State, continues to
operate OCCT, and the State is not
requiring re-optimization under
§ 141.82(h). The EPA also included a
requirement under § 141.81(a)(1)
through (3) for systems that have
completed their service line
replacement program and have no lead,
galvanized requiring replacement, or
lead status unknown service lines
remaining in their inventory to reoptimize again if they exceed the lead
action level. In addition, the EPA also
added § 141.81(a)(1)(ii), (a)(2)(ii), and
(a)(3)(ii) to ensure it is clear that States
have the discretion to require systems to
re-optimize based on § 141.82(h).
The EPA is finalizing the OCCT
deferral option for systems that can
remove all lead and GRR service lines
in five years or less at § 141.81(f). For
the final LCRI, the EPA is clarifying
some regulatory text from the proposal,
and adding some associated
requirements for the OCCT deferral
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option for systems that can complete
lead and GRR service line replacement
in five years or less. These changes
address concerns raised by commenters
that systems could use the full five years
to avoid optimizing or re-optimizing
OCCT when it is feasible for them to
complete 100 percent service line
replacement in fewer than five years
(see § 141.81(f)(1)). For a more in-depth
discussion of the final LCRI
requirements for the OCCT deferral
option, please see section IV.F.2.d of
this preamble.
The EPA is finalizing the revisions to
the existing treatment modification that
States can allow without an additional
CCT study under § 141.81(d)(1)(iv) for
re-optimization for some systems. The
EPA is finalizing the revisions under
§ 141.81(a)(2) that medium systems with
CCT (except those that meet
§ 141.81(b)(3)) need to demonstrate
OCCT by meeting OWQPs (as discussed
in section IV.G of this preamble). The
EPA is also finalizing other nonsubstantive textual and structural
changes, as proposed, that streamline
and clarify the rule language in order to
improve implementation of the
requirements. For example, the EPA has
reverted back to the 2021 LCRR
language related to OCCT in § 141.81(h)
and has included the examples of longterm treatment changes in
§§ 141.90(a)(4) and 141.81(h) to ensure
these examples are considered longterm treatment changes.
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4. Lead Action Level and Trigger Level
a. Rationale and Proposed LCRI
Revisions
In the 1991 LCR, the EPA set the
action levels for lead and copper at
0.015 mg/L and 1.3 mg/L, respectively.
As discussed in section IV.F.1 of this
preamble, the EPA introduced lead and
copper action levels in the LCR as a tool
to limit the number of PWSs that would
need to complete a detailed CCT
demonstration and/or install OCCT. The
EPA stated that its selection of values
for the action levels ‘‘reflects EPA’s
assessment of a level that is generally
representative of effective corrosion
control treatment and [it] is therefore,
useful as a tool for simplifying the
implementation of the treatment
technique’’ (56 FR 26490, USEPA,
1991). In 1991, the EPA evaluated
treatment data from 39 medium size
systems without LSLs and 11 with LSLs
and selected a 90th percentile lead level
of 0.015 mg/L that was ‘‘generally
representative’’ of OCCT, while
acknowledging that some systems may
not be able to achieve that level. Not
only is there no precise level of lead and
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copper at the tap that reflects
application of effective CCT in water
systems nationally, but the EPA further
noted that CCT demonstration studies
‘‘cannot be expected to predict the
precise lead and copper levels at the
tap’’ and that ‘‘relying solely on
laboratory studies to predict the
effectiveness of corrosion control
treatment would not indicate the levels
of lead or copper at taps’’ (56 FR 26486,
USEPA, 1991). Accordingly, the EPA
relied on tap sampling data to
characterize CCT performance for
reducing lead and copper levels at the
tap.
Under the LCR, systems serving
50,000 persons or fewer systems
demonstrated they were optimized by
meeting the action level of 0.015 mg/L
as the level generally representative of
effective corrosion control treatment.
Systems serving over 50,000 persons
were required to conduct a detailed
demonstration of OCCT regardless of
90th percentile levels unless they
measured 90th percentile lead levels
below the PQL of 0.005 mg/L and were
deemed optimized. As noted in section
III.C of this preamble, the EPA
introduced the lead trigger level of 0.010
mg/L in the 2021 LCRR to prompt water
systems to take proactive actions prior
to an action level exceedance, including
studying and/or re-optimizing OCCT.
Additionally, systems of any size with
CCT are required under the 2021 LCRR
to re-optimize if they exceed the action
level.
For the LCRI, the EPA proposed to
eliminate the lead trigger level and
lower the lead action level to 0.010 mg/
L. These changes were proposed to
address priorities identified in the LCRR
review, including reducing the
complexity of the rule and re-evaluating
options to consolidate the action level
and trigger level, as well as feedback the
EPA heard during the development of
the proposed LCRI (86 FR 71578–71579,
USEPA, 2021b). As described in the
proposed LCRI preamble, the EPA
evaluated the trigger level with respect
to complexity, implementation, and the
public communication challenge
associated with two lead levels.
Additionally, the EPA considered
lowering the lead action levels in the
context of other proposed changes in the
LCRI, including service line
replacement irrespective of lead levels
and a revised tap sampling protocol
designed to better characterize lead
levels in drinking water (88 FR 84939,
USEPA, 2023a).
In the proposed LCRI preamble, the
EPA evaluated potential lead action
levels of 0.015 mg/L, 0.010 mg/L, and
0.005 mg/L (88 FR 84939–84942,
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USEPA, 2023a). The EPA considered
several factors when selecting the
proposed lead action level of 0.010 mg/
L. Specifically, the EPA selected an
action level of 0.010 mg/L as the
preferred alternative at proposal because
it is supported by past CCT performance
data as being generally representative of
OCCT when adjusted for the LCRI tap
sampling protocol. The EPA found that
the ability of systems to limit the
corrosivity of water in the distribution
system has greatly improved over the
past 30 years of LCR implementation
and that more recent data supports a
lower level as being a more appropriate
screen for determining which small
systems and medium systems without
CCT are required to conduct a detailed
OCCT demonstration, and for which all
systems with CCT, including large
systems, are required to re-optimize.
The EPA also considered factors
affecting technical feasibility that the
action level concept is intended to
address for the purposes of making the
CCT treatment technique feasible (see
section IV.F.1 of this preamble). These
factors include the administrative
burden on water systems required to
install or re-optimize OCCT after a lead
action level exceedance, the availability
of technical experts to support CCT
implementation, and the technological
limitations of reliably measuring lead
levels (i.e., the PQL) (88 FR 84941–
84942, USEPA, 2023a). These technical
feasibility considerations are in addition
to the agency’s evaluating requirements
for the CCT treatment technique in the
context of other actions that would be
required by systems in the LCRI,
including service line replacement.
b. Summary of Comments and the EPA’s
Response
i. Lead Action Level
The EPA received a range of
comments on the value for the lead
action level. Many commenters
supported reducing the lead action level
to 0.010 mg/L stating that it is a
reasonable level for evaluating CCT and
would prompt more water systems to
take actions to reduce lead levels. Other
commenters disagreed and stated that
the EPA should maintain the current
lead action level at 0.015 mg/L. Some of
these commenters indicated that the
EPA did not demonstrate in the
proposal that water systems can reliably
achieve 0.010 mg/L and that the
requirements are not feasible,
specifically when combined with the
proposed changes to the tap sampling
protocol, sample site tiering, and 90th
percentile calculation instructions.
Other commenters supported a
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reduction in the lead action level but
stated that the EPA must reduce the
level to 0.005 mg/L or lower, citing
public health benefits that would result
from actions taken at lower levels and
stating that there is no safe level of lead
in drinking water. The EPA also
received comments that disagreed with
the agency’s analyses used to support
proposing a lower action level of 0.010
mg/L and not 0.005 mg/L, including that
the EPA used past CCT performance
data that does not reflect how effective
CCT can be, stating that systems have
not been trying to reduce lead and
copper levels in drinking water to ‘‘as
low as possible’’ under the LCR, and
that the CCT requirements in the LCR
do not reflect advances in corrosion
control science. Additionally, a few
commenters stated that the EPA must
use a different percentile other than the
90th percentile to compare against the
action level. Specifically, some stated
that the EPA must use a higher
percentile (e.g., 95th, 98th, 99th) or a
maximum level because doing so would
result in more systems having action
level exceedances and therefore be
required to take actions. They added
that the 90th percentile allows lead
levels to be higher than the action level
at more individual sites than a higher
percentile would and noted that the
water system is not required to take
action at those sites. Another
commenter stated that the EPA should
use a measure of central tendency (e.g.,
median) because the 90th percentile is
too conservative in the context of other
risk reduction measures in the LCRI
including public education and LSLR.
The EPA disagrees with commenters
who stated that the EPA must set the
lead action level at a level that is
‘‘reliably achievable’’ by water systems.
These commenters misconstrue the
function and purpose of the lead action
level. The action level is used to
evaluate CCT, and it is set at a level that
the EPA determined is generally
representative of optimized CCT such
that the overall treatment technique for
CCT is feasible in accordance with
SDWA section 1412(b)(7)(A). The action
level is not independently evaluated for
feasibility. The action level is one
element of the treatment technique. The
EPA evaluates the entirety of the
treatment technique (i.e., CCT) for
feasibility. Based on the plain reading of
the statutory requirements for
determining the feasibility of a
treatment technique, the action level
supports the agency’s feasibility
determination for CCT (see section
IV.F.1 of this preamble) but it is not
required to meet the feasibility standard
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at SDWA section 1412(b)(7)(A) on its
own. For further discussion see the
regulatory history section on feasibility
in section III.D.3 of this preamble.
Additionally, water systems are not
required to achieve the action level
under the LCRI; the action level is not
an MCL and serves a different purpose
than an MCL. Notably, the action level
is not a health-based level and it does
not determine the compliance status of
a system like an MCL does. If a system
fails to meet the action level either
initially or after the installation of
treatment, the system is not in violation
of the rule providing the water system
complies with the CCT requirements
(e.g., CCT has been optimized or reoptimized). It is for the same reason that
the EPA disagrees with commenters
who stated that the EPA must set the
action level to a level as close to the
MCLG of 0 mg/L as feasible. As
discussed in detail in section IV.A of
this preamble, the EPA established a
treatment technique rule for lead and
copper because it is not ‘‘economically
or technologically feasible to ascertain
the level of the contaminant’’ (42 U.S.C.
300g–1(b)(7)(A)). The action level is not
an MCL and is not required to adhere to
the statutory standard applied to MCLs.
The EPA notes that there were
comments both for and against the
EPA’s proposed action level of 0.010
mg/L. For the final LCRI, the EPA is
setting the lead action level at 0.010 mg/
L. The EPA considered several factors
when selecting its proposed lower lead
action level of 0.010 mg/L. The EPA’s
primary consideration was the finding
that an action level of 0.010 mg/L is
supported by past CCT performance
data as being generally representative of
OCCT. More recent and higher quality
lead data are available from over 30
years of implementing LCR, which
allowed the EPA to reassess which level
is generally representative of OCCT
using data from systems with CCT. The
EPA disagrees with commenters who
argued that past CCT performance data
do not reflect effective CCT in part
because systems were not required
under the LCR to reduce lead levels to
‘‘as low as possible.’’ The EPA reasoned
that 90th percentile lead levels from
systems with CCT, collected through
LCR reporting, is the best available data
for determining a revised action level.
As discussed in section IV.F.1 of this
preamble, while CCT is effective at
reducing lead and copper levels in
drinking water, there are other
secondary effects of treatment which
may prevent a water system from
reducing lead levels to ‘‘as low as
possible’’ with CCT, including that the
treatment could lead to increased levels
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of other compounds which are also
public health risks. The EPA defines
OCCT as the ‘‘best’’ treatment technique
for the purposes of this rule (see SDWA
section 1412(b)(4)(D)) as ‘‘corrosion
control treatment that minimizes the
lead and copper concentrations at users’
taps while ensuring that the treatment
does not cause the water system to
violate any National Primary Drinking
Water Regulations’’ (§ 141.2). When the
State evaluates the CCT studies and sets
OWQPs, they are required to do so in a
manner to reduce lead and copper
concentrations as low as technically
possible while ensuring compliance
with other NPDWRs. Historical data
from systems with CCT collected
through LCR reporting reflect real world
conditions that account for protecting
public health from other contaminants
in addition to lead and copper.
Specifically, systems that have installed
OCCT under the LCR are controlling
corrosion to reduce lead and copper
concentrations accounting for the
unique characteristics of their water
system, such as water chemistries and
other potential contaminants.
Furthermore, these commenters did
not offer alternative data for the EPA to
consider, nor detail how the EPA should
account for how lead and copper
concentrations at the tap would differ
based on if the LCR had included a
different set of requirements (e.g., a
different definition of OCCT in § 141.2).
Additionally, it is not possible for the
agency to predict how lead and copper
levels would be different based on
theoretical studies. As noted in the 1991
LCR, ‘‘relying solely on laboratory
studies to predict the effectiveness of
corrosion control treatment would not
indicate the level of lead or copper at
taps’’ (56 FR 26486, USEPA 1991). More
recent literature shows that theoretical
predictions may not align with realword conditions. For example, Tully et
al. (2019) evaluated model predictions
of LSL systems and found that 13 out of
22 systems evaluated did not follow
model predictions of scale formation
and lead release, demonstrating the
importance of pilot studies to evaluate
and optimize CCT and corresponding
tap sampling for demonstrating
performance. Therefore, the EPA used
90th percentile lead levels from systems
with CCT, collected through LCR
reporting, for determining a revised
action level and to inform a
determination of OCCT feasibility
because it is the best available data.
To inform the selection of the lead
action level, the EPA identified a 90th
percentile lead level that is generally
representative of OCCT. As discussed in
section IV.F.1 of this preamble the
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action level is not based on a precise
statistical evaluation of treatment at all
systems. Rather, the EPA considered
90th percentile lead levels reported to
the EPA’s Safe Drinking Water
Information System (SDWIS) over the
years 2012–2020 for community water
systems (of all sizes) with known LSL
and CCT status (i.e., information on
whether a system has LSL sites and
whether the system has installed CCT).
For the final LCRI, the EPA updated the
number of evaluated systems from 6,529
in the proposal to 6,551 systems (see
USEPA, 2024a, chapter 3, sections
3.3.3–3.3.5 for how the agency
determined LSL and CCT status and
lead 90th percentile values for these
systems). While the agency considered
data from all systems with known CCT
and LSL status, the data from systems
with CCT installed is particularly
relevant in identifying a level generally
representative of OCCT. The available
lead 90th percentile data were collected
using the tap sampling protocol and
tiering criteria in the LCR. Contrary to
the suggestion of some commenters, in
selecting a lower action level, the EPA
took into account that changes to the tap
sampling protocol and site selection
criteria in the LCRI will likely affect
some water systems’ 90th percentile
lead levels. To account for the
differences in the tap sampling
requirements under the LCR and the
LCRI, the EPA developed adjustment
ratios. The EPA developed an
adjustment ratio using first- and fifthliter tap sample data from the State of
Michigan to account for the LCRI
requirement for LSL systems to collect
both first- and fifth-liter samples and
use the higher value to calculate the
90th percentile. An analysis of LCR
compliance data in Slabaugh et al.
(2015) that compared lead 90th
percentile values from samples
collected from all LSL sites to lead 90th
percentiles from samples collected from
both lead and non-LSL sites was used to
develop an adjustment ratio to account
for the requirement introduced in the
2021 LCRR and retained in the final
LCRI that LSL systems collect all
samples from LSL sites where possible.
The reported 90th percentile values
were multiplied with the adjustment
ratios to estimate what the values would
be if they were collected in accordance
with the LCRI. This adjustment
accounts for changes in the sampling
protocol and tiering and this
methodology has the benefit of being
applicable to a large set of data to
evaluate a level of generally
representative OCCT. The action level
analysis conducted in the LCRI is more
robust than what was available to the
agency when it first selected a lead
action level of 0.015 mg/L (56 FR 26484,
USEPA, 1991). See the final LCRI
Economic Analysis (USEPA, 2024a,
chapter 3, section 3.3.5) for additional
details about the multiplier approach
and the associated uncertainties.
The EPA categorized the 6,551
systems based on combinations of LSL
and CCT status using their highest 90th
percentile lead level (as adjusted for the
LCRI sampling protocol) reported over
the 2012 to 2020 analysis period to
estimate the percentage of systems at or
below the potential lower action levels
(‘‘Analysis of reported 90th percentile
values from 2012–2020 for final
LCRI.xlsx’’ in the LCRI docket). The
EPA specifically evaluated 0.015 mg/L,
0.010 mg/L, and 0.005 mg/L because
they correspond to the LCR lead action
level, the 2021 LCRR lead trigger level,
and the lead PQL, respectively. Their
estimates are presented in Exhibit 2 by
LSL and CCT status.
EXHIBIT 2—PERCENT OF SYSTEMS BY LSL AND CCT STATUS WITH LEAD LEVELS AT OR BELOW POTENTIAL LEAD ACTION
LEVELS ADJUSTED FOR THE FINAL LCRI SAMPLING PROTOCOL
[2012–2020]
P90 2 ≤ 0.015
mg/L
(%)
LSL and CCT status
(number of systems) 1
No LSLs/CCT (2,062) ..................................................................................................................
LSLs/CCT (1,277) ........................................................................................................................
No LSLs/No CCT (2,731) ............................................................................................................
LSLs/No CCT (481) .....................................................................................................................
95
73
95
80
P90 2 ≤ 0.010
mg/L
(%)
92
60
91
64
P90 2 ≤ 0.005
mg/L
(%)
82
38
78
37
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1 Data from 6,551 community water systems with known CCT and LSL status. See ‘‘Analysis of reported 90th percentile values from 2012–
2020 for final LCRI.xlsx’’ in EPA–HQ–OW–2022–0801.
2 Systems categorized based on their highest lead 90th percentile (P90) value reported (SDWIS 2012–2020).
When accounting for the final LCRI
sampling requirements, the EPA
estimates between 60 and 92 percent of
the 6,551 systems evaluated are at or
below the revised action level of 0.010
mg/L (Exhibit 2). The EPA notes that
while up to 82 percent of non-LSL
systems with CCT are estimated to be at
or below 0.005 mg/L, only 38 percent of
the evaluated systems with LSLs are
expected to be at or below that level.
This is far below half of the 1,227 LSL
systems with CCT that the EPA
evaluated. Therefore, 0.005 mg/L is not
generally representative of OCCT,
particularly for LSL systems. The EPA
also discussed in the LCRI proposal how
the action level cannot be set below the
lead PQL of 0.005 mg/L, which
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represents the limitations of reliably
measuring lead levels (88 FR 84942,
USEPA, 2023a). The EPA received
comments which agreed that the action
level should not be set lower than the
lead PQL. The EPA also received
comments requesting the agency reevaluate if 0.005 mg/L should remain
the PQL for lead. See section IV.E.2.i of
this preamble for further discussion of
the PQL and the public comments
received.
The EPA acknowledges that a higher
percentage of systems are estimated to
meet the previous action level of 0.015
mg/L (i.e., 73 to 95 percent); however,
a large and generally representative
number of systems can also meet 0.010
mg/L and therefore, it is also technically
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possible for systems to meet an action
level of 0.010 mg/L as part of the
treatment technique for CCT.
Additionally, while the action level is
not an MCL, an action level of 0.010 mg/
L would trigger more systems into
detailed optimization demonstrations or
re-optimization than an action level of
0.015 mg/L and will likely contribute to
a greater reduction in lead levels at
those systems, thereby supporting more
public health benefits that can be
realized through CCT. Because the EPA
finds that both 0.010 mg/L and 0.015
mg/L are technically possible for
systems based on the data, the EPA
cannot maintain an action level of 0.015
mg/L. Given the best available and most
recent information, 0.015 mg/L would
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not support the greatest level of health
protection to the extent feasible for the
CCT treatment technique compared to
0.010 mg/L. Additionally, because the
EPA is removing the lead trigger level in
the LCRI, a lead action level higher than
0.010 mg/L would result in CCT
requirements applying for systems at
higher lead levels relative to the 2021
LCRR (see section III.E of this preamble
for the agency’s anti-backsliding
analysis).
Furthermore, a lead action level of
0.010 mg/L is supported by the available
data. As noted in the proposal, the EPA
acknowledges that when the agency
selected 0.015 mg/L as the action level
in the 1991 LCR, a small percentage of
LSL systems with CCT in the dataset
were able to meet this level. However,
at that time, the EPA acknowledged the
limitations of the available data
including the small sample size (e.g., 39
systems without LSLs and 11 systems
with LSLs), and challenges of
‘‘extrapolating generalized estimates of
treatment performance . . . which are
collected from relatively few, like-sized
systems operated under relatively
favorable natural water quality
conditions’’ (56 FR 26491, USEPA,
1991). Also, the EPA noted that the
systems evaluated for the LCR were not
yet attempting to minimize lead levels
per the definition of OCCT in § 141.2.
For the LCRI, the dataset to evaluate the
action level is a much larger dataset
compared to the 1991 LCR dataset,
comprised of 90th percentile values
collected under the requirements of the
LCR, from systems of various sizes and
OCCT and LSL status and is informed
by analysis of lead samples that are all
collected at LSL sites and a dataset from
the State of Michigan that includes a
similar sampling protocol as the LCRI.
Therefore, this recent larger dataset is of
higher quality than the 1991 LCR
dataset for selection of the action level
in LCRI, and the EPA finds that 0.010
mg/L is reasonably representative of
lead levels that can be achieved in
systems after they install OCCT.
The EPA also disagrees with
commenters indicating that the EPA
must use a different statistic to compare
against the action level. In 1991, the
EPA chose a 90th percentile statistic to
simplify the LCR’s requirements.
Specifically, the EPA had considered
using a 95th percentile but chose a 90th
percentile value so that systems would
not be required to perform a more
complex calculation based on the
results of the monitoring. For example,
the 95th percentile of 30 samples is the
28.5th highest sample result whereas
the 90th percentile is the 27th highest
result. Additionally, water systems have
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decades of experience using and
calculating 90th percentile values and
submitting that information to States.
For these same reasons, the EPA does
not agree that a measure of central
tendency should be used in the rule.
While the commenter claims that CCT
efficacy can be evaluated through a
central tendency statistic, changing the
metric for evaluating CCT efficacy after
over 30 years for implementation would
likely cause confusion and
compatibility issues with past datasets.
Retaining a 90th percentile statistic
maintains consistency, which enhances
implementability. Furthermore, as
discussed in section IV.F.1 of this
preamble and in this section, an action
level of 0.010 mg/L based on a 90th
percentile supports the technical
feasibility of the CCT treatment
technique.
The EPA also disagrees with using a
maximum lead value (i.e., the highest
collected sample) for comparison with
the lead action level. Using a maximum
value against the action level would
mean that a single sample would
prompt an action level exceedance. As
discussed in section IV.A of this
preamble, lead and copper levels at the
tap are highly variable due to a variety
of factors and a single tap sample at a
single site is not necessarily
representative of conditions in the
system. As described in section IV.F.1 of
this preamble, the purpose of the action
level is to evaluate the CCT of the
system. Therefore, using a single sample
to prompt systemwide actions would
not be appropriate.
The EPA notes that commenters
suggesting a higher percentile state that
doing so would result in more action
level exceedances. In the LCRI, the EPA
is finalizing requirements that will
result in more action level exceedances
relative to the LCR, including reducing
the lead action level to 0.010 mg/L and
new tap sampling protocol and tiering
requirements. The EPA has considered
the feasibility of the CCT treatment
technique as a whole in the context of
these changes (see section IV.F.1 of this
preamble). Additionally, the agency
disagrees with commenters who assert
that water systems are not required to
take actions when a percentage of
collected samples are higher than the
level used for the action level (i.e., up
to 10 percent of samples in a 90th
percentile). The LCRI includes
requirements at both individual sites
and systemwide that are not dependent
on the 90th percentile level. For
example, water systems are required to
conduct Distribution System and Site
Assessment at sites exceeding 0.010 mg/
L including when the system’s 90th
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percentile is at or below the lead action
level (see section IV.H of this preamble).
Additionally, water systems are
required to conduct public education
independent of the water system’s 90th
percentile lead levels, such as providing
information to consumers at all sites
that are sampled regardless of the
individual lead result (see section
IV.J.4.b of this preamble) and including
information about lead in the CCR (see
section IV.O.1.c of this preamble). And
importantly, under the LCRI, water
systems must now also conduct lead
and GRR service line replacement
regardless of tap sample results (see
section IV.B of this preamble).
ii. Additional Factors Supporting
Selection of the Lead Action Level
The EPA also received comments on
the anticipated benefits and tradeoffs of
a lower action level, including for
public health and administrative burden
on systems and States. Some
commenters supported an action level
of 0.010 mg/L but noted that the lower
action level will increase the number of
systems required to conduct CCT
actions, thereby increasing the burden
on States and water systems. Some of
these commenters expressed concern
with reducing the action level below
0.010 m/L, citing technical challenges
including the administrative burden on
systems and States and the need to
consider resources to implement other
aspects of the rule including service line
replacement. The commenters believed
these issues would be exacerbated if the
EPA selected an action level of 0.005
mg/L. Some noted factors such as the
lack of national CCT expertise. Several
States provided information about
burden estimates for their States and
impact to their operating budget for CCT
requirements if the EPA were to
decrease the action level to 0.005 mg/L.
Some commenters disagreed, stating
that because there is no safe level of
lead, the public health benefits should
be considered over any administrative
burden or lack of expertise. A few
commenters indicated that the EPA
must base its determination of an action
level based on what is both affordable
for large metropolitan systems and
technically possible to achieve and base
a determination on every single water
system, and that the EPA may not
consider administrative burden or
availability of technical experts as
factors under the statute for selecting an
action level. The commenters noted that
even if there are concerns about the
capacity of smaller water systems to
study and install CCT, small systems are
permitted to select an alternative
compliance option besides CCT.
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The EPA disagrees with commenters
that the agency cannot consider factors
such as administrative burden,
availability of technical experts, and
other technical factors in selecting the
action level. In section IV.F.1 of this
preamble, the EPA discussed the factors
that impact technical feasibility, and
how the agency introduced the concept
of the action level, among other
requirements, such that the CCT
treatment technique is feasible in
accordance with SDWA section 1412.
The EPA is not evaluating the feasibility
of the action level as an independent
component, but rather in the context of
the treatment technique as a whole (see
section III.D.3 of this preamble). For the
LCRI, the EPA considered technical
challenges including administrative
burden, availability of national experts,
and the technological limitations of
reliably measuring lead levels when
selecting an action level that supports
the overall feasibility of the CCT
treatment technique. The final LCRI
clarifies how the agency evaluated these
factors consistent with the statutory
feasibility standard (see section IV.F.1 of
this preamble). The EPA disagrees that
only large systems, compared to other
size systems, must be considered for the
purposes of determining what is
feasible. While SDWA legislative history
and case law specifies that a NPDWR
must be affordable ‘‘relative to a large
regional or metropolitan water system,’’
there is no such limitation for
determining what is technically
possible; and therefore, the best
interpretation of the statute is the EPA
should evaluate what is ‘‘technically
possible’’ relative to all size systems.
See section III.C of this preamble for the
background on statutory authority and
discussion of feasibility.
For the LCRI, the EPA considered the
administrative burden on systems and
States with respect to a lower action
level, specifically for smaller systems
that lack the technical resources of large
systems and require additional State
input and technical assistance. As
discussed in section IV.F.1 of this
preamble, the EPA found that requiring
all water systems to study and install
OCCT without considering their tap
levels would ‘‘impose an unworkable
administrative burden on States’’ (56 FR
26492, USEPA, 1991). This was
particularly compelling for small and
medium systems because of the
technical challenges many of those
systems may face meaning they
‘‘generally will require the most
extensive input from States in
evaluating, selecting, and overseeing
implementation of optimal corrosion
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control treatment’’ (56 FR 26492,
USEPA, 1991). Therefore, State capacity
to provide this input and support to
water systems affects the feasibility of
the CCT treatment technique for water
systems.
For the LCRI, the EPA used data from
the 6,551 water systems of all sizes with
known CCT and LSL status and reported
90th percentile values in SDWIS from
2012–2020 (see Exhibit 2) to select 0.010
mg/L as a level that is generally
representative of OCCT as the lead
action level. To further inform whether
the selected level of 0.010 mg/L
supports the action level’s purpose of
addressing the technical feasibility of
the CCT treatment technique, the EPA
used the same data to estimate how
many CWSs are likely to exceed various
potential action levels nationally to
demonstrate the estimated burden on
systems and States (see Exhibits 4.1 and
4.2, USEPA, 2024d).
CCT requirements may take systems
several years to complete and include
multiple interactions with the State. The
administrative burden for the State
includes activities, such as reviewing
CCT study results, setting OWQPs, and
reviewing OWQP data (USEPA, 2024a,
chapter 4, section 4.4.3). Particularly for
LSL systems, CCT studies can require
additional time and technical expertise
(e.g., conducting pipe rig/loop studies),
which in turn will likely require
additional State oversight. The EPA
estimated that a higher percentage of
systems are estimated to exceed 0.010
mg/L than 0.015 mg/L nationally, but it
is not a significant increase (see Exhibit
4.2, USEPA, 2024d). While this will
increase burden on systems and States
relative to retaining an action level of
0.015 mg/L, more benefits can be
realized through more systems
evaluating and installing CCT.
Conversely, the number of systems
expected to exceed 0.005 mg/L is almost
double that of 0.010 mg/L and triple that
of 0.015 mg/L. Systems are expected to
exceed in each system size category, and
the EPA expects the number of systems
to exceed 0.005 mg/L would exacerbate
existing technical challenges for both
systems and States. Thus, lowering the
action level beyond 0.010 mg/L could
affect the State’s ability to provide
meaningful input to individual systems
and adequately oversee OCCT
implementation statewide and
consequently impact the technical
feasibility for water systems. Based on
updated data and over 30 years of LCR
implementation experience, the EPA
finds that while a lead action level of
0.010 mg/L will increase the burden on
water systems relative to 0.015 mg/L,
that burden is technically possible to
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the extent feasible to support the EPA’s
determination that the CCT treatment
technique is feasible in accordance with
SDWA (see section IV.F.1 of this
preamble).
As discussed in the LCRI proposal,
the EPA also considered that the
significant State resources required to
oversee OCCT studies and
implementation could affect the State’s
ability to oversee other proposed
requirements in the LCRI (88 FR 84942,
USEPA, 2023a). Specifically, the EPA is
concerned that if the agency sets the
action level at a level that may not be
generally representative of OCCT (e.g.,
0.005 mg/L), that too many water
systems would be required to conduct a
detailed demonstration to determine
OCCT, which would impact their ability
to reduce lead levels through service
line replacement and other actions
under the rule due to competing
resources, and that this could result in
less public health protection overall. For
example, if a significant number of
small water systems were
simultaneously required by the State to
conduct CCT studies and take other
actions associated with an action level
exceedance, it could strain State
resources to simultaneously oversee
requirements for full lead and
galvanized service line replacements,
which are the most significant source of
lead in drinking water, where present.
The EPA estimates that a higher
percentage of systems with LSLs (both
with and without CCT) nationally, will
exceed each of the action levels
evaluated as compared to those without
LSLs, and may require additional
technical assistance (Exhibit 4.1.,
USEPA, 2024d). This is especially
compelling at 0.005 mg/L because the
EPA has estimated that 0.005 mg/L is
not generally representative of OCCT,
particularly for systems with LSLs (see
Exhibit 2). Therefore, water system
resources would be better directed
towards reducing lead levels through
service line replacement, and therefore,
achieving greater health protection,
rather than attempting to optimize or reoptimize OCCT when above 0.005 mg/
L because it may not lead to a reduction
in lead levels for system who are
optimized above 0.005 mg/L.
Conversely, almost twice the percentage
of the systems with LSLs and CCT in
Exhibit 2 meet 0.010 mg/L compared to
0.005 mg/L, so there is a higher
potential for lead reduction in systems
optimizing or re-optimizing OCCT when
above 0.010 mg/L. The EPA notes that
regardless of the value of the lead action
level, States will also have an increased
level of administrative burden in the
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final LCRI relative to the current rule
due to requirements for water systems to
conduct service line replacement along
with other additional public education
requirements (USEPA, 2024a, chapter 4,
sections 4.4.4 and 4.4.6). Additionally,
while large systems are typically more
technologically sophisticated and have
access to more resources than small and
medium systems, there will be large
systems with LSLs that will need to
conduct pipe rig/loop studies as a result
of the rule. Commenters representing
States and water systems have noted
that few States and systems have
experience with these types of complex
studies, which likely will also require
additional oversight (see section IV.F.1
of this preamble for discussion of CCT
study requirements).
In the proposed LCRI, the EPA
discussed the national availability of
technical experts as an additional factor
to consider in setting the action level in
terms of how the action level prompts
systems to conduct detailed
demonstrations of OCCT (88 FR 84942,
USEPA, 2023a). The EPA is concerned
that constraints on the availability of
expertise would pose significant
challenges if the action level were
reduced to 0.005 mg/L. The EPA notes
that some States and water systems
indicated that lack of technical expertise
was one reason why the agency should
not lower the action level to 0.005 mg/
L. As discussed in section IV.F.1 of this
preamble, small systems are unlikely to
have in-house experts to design
corrosion control optimization and may
lack staff with relevant experience in
installing and operating OCCT. The
ability to hire outside experts is limited
by national availability. The EPA
received comments offering suggestions
for actions the EPA can take to
incentivize additional training of CCT
experts. However, the commenters did
not explain how this gap could be
addressed by the LCRI rule compliance
date. The EPA notes that knowledge of
relevant chemistry alone is usually not
sufficient to perform comprehensive
CCT studies and operation. Experts
typically rely on knowledge gained
through practical on-the-job experience
that cannot otherwise be replicated. The
EPA anticipates that systems and States
would encounter challenges acquiring
this technical expertise, if too many
systems are simultaneously conducting
CCT evaluations, such as with an action
level of 0.005 mg/L.
The EPA notes that some States
provided their own estimates of
administrative burden based on action
level exceedances in public comments
in support of these considerations. One
State noted that there are 640 water
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systems in their State subject to lead
and copper sampling. They noted that
there have been 117 action level
exceedances since 2013 (18.3 percent of
systems), but that if the action level
were 0.005 mg/L, almost half of their
water systems would have been
required to study and install CCT. They
also noted that CCT requires higher
certification levels for operators and
additional on-going training. Another
State indicated that a lower action level
would require more systems to conduct
detailed OCCT demonstrations and
thereby increase the need for State
interaction by two to five times
depending on the final action level, thus
requiring additional staff and increases
to State operating budget for CCT
requirements alone. Specifically, they
stated that a decrease in the action level
to 0.005 mg/L would lead to a six
percent increase in their personnel and
indirect cost budget that would require
additional funding. As discussed in
section IV.F.1 of this preamble, the
action level construct is intended to
address the technical challenges
associated with CCT. The EPA has
determined that an action level of 0.010
mg/L would support the treatment
technique for CCT, in addition to other
elements of this treatment technique, in
meeting the feasibility standard at
SDWA section 1412(b)(7)(A). For the
reasons discussed above, the EPA has
determined that if the agency set the
action level at 0.005 mg/L, the action
level would not function as intended to
address the described technical
challenges in a way that makes the CCT
treatment technique feasible. The EPA
has considered these additional factors
relating to technical feasibility and for
the reasons described above is revising
the action level to 0.010 mg/L and not
0.005 mg/L, and is not retaining the LCR
action level of 0.015 mg/L.
Removal of Lead Trigger Level
The EPA received comments
indicating almost universal support for
removing the lead trigger level.
Commenters generally agreed that the
trigger level increased the rule
complexity and some noted the
confusion of explaining two separate
lead levels to the public.
For the final LCRI, the EPA is
removing the lead trigger level. The EPA
introduced the lead trigger level in the
2021 LCRR to take certain actions
including optimizing or re-optimizing
OCCT, replacing LSLs, and educating or
notifying the public. The purpose of the
trigger level was to prompt proactive
actions including conducting CCT
studies, re-optimizing OCCT, and
conducting goal-based LSLR to prepare
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for a more rapid response should they
later exceed the lead action level (88 FR
84939, USEPA, 2023a). The EPA agrees
with commenters that the trigger level
increased the complexity of the rule and
that explaining the purpose and
function of trigger level would likely be
challenging for water systems and
confusing to the public. The EPA also
notes the redundancy of several of the
actions in LCRI, including the new
requirement for water systems to
conduct mandatory lead and galvanized
service line replacement regardless of
lead levels, with actions that would
have resulted if the agency kept the
trigger level from the 2021 LCRR.
Separate Action Level for Public
Education
In the proposed LCRI, the EPA
requested comment on whether the
agency should use a different action
level to trigger public education
activities compared to CCT. Many
commenters disagreed with the concept
of establishing a separate action level for
public education, with some noting that
it would increase complexity of the rule.
However, many commenters also
emphasized that the action level is not
a health-based level and that the MCLG
is set at 0 mg/L, while citing the health
benefits of public education at lower
levels. One commenter supported the
selection of 0.010 mg/L as an
appropriate level to prompt CCT
evaluation but supported selection of a
lower level for water systems to be
required to conduct public education
activities for that reason.
The EPA agrees that establishing a
separate action level for public
education would increase the
complexity of the rule. In the final LCRI,
the EPA is finalizing a single lead action
level at 0.010 mg/L. The EPA agrees
with commenters that the action level is
not a health-based level but rather is set
at a level that is generally representative
of OCCT. The EPA noted in the LCR that
while water system actions including
CCT are expected to reduce lead
drinking water levels, ‘‘there are
situations where elevated lead levels
will persist at consumers’ taps during or
even after these efforts’’ (56 FR 26500,
USEPA, 1991). For the LCRI, the EPA
requires the use of the action level for
some systemwide public education
activities but has added new
requirements that are intended to
strengthen the public education
requirements. These include clear
statements that there is ‘‘no safe level of
lead’’ in public education materials, and
additional public education
requirements that are not associated
with the action level that are intended
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to reduce exposure to lead in drinking
water. Public education requirements
that are not triggered by a lead action
level exceedance include information
about lead in the CCR, notification of
lead, GRR, and unknown service lines,
and notification of tap sample results.
These communications include
information on the health effects of lead
and steps consumers can take to reduce
exposure. See section IV.J.1 of this
preamble for a discussion of the
feasibility of the public education
treatment technique and sections IV.J.4
and IV.O.1 of this preamble for a
discussion of the final LCRI public
education and CCR requirements,
respectively.
c. Final Rule Requirements
For the LCRI, the EPA is finalizing the
lead action level of 0.010 mg/L. The
EPA is also finalizing the revision to
remove the lead trigger level of 0.010
mg/L that was previously introduced in
the 2021 LCRR, such that there is a
single level used to prompt water
system actions in the final rule for LCRI.
For discussion about the specific CCT,
public education, and tap sampling
requirements that water systems will be
required to follow based on lead action
levels, see sections IV.F.2, IV.F.3, IV.J,
and IV.E of this preamble, respectively.
G. Water Quality Parameter Monitoring
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1. Rationale and Proposed LCRI
Revisions
Water quality parameters (WQPs) are
an important component of the
treatment technique for CCT because
they are monitored to gauge CCT
implementation to ensure its continued
effectiveness. WQPs can include pH,
alkalinity, orthophosphate, and silicate.
OWQPs are the values of the WQPs that
are associated with optimized or reoptimized OCCT. Systems must monitor
WQPs at taps and at entry points to the
distribution system for pH and, when
applicable, alkalinity, orthophosphate,
silica, and any additional parameter set
by the State.
Under § 141.87, the proposed LCRI
would require all systems with OCCT
serving 10,001 to 50,000 persons to
monitor for WQPs regardless of the lead
and copper levels, except those systems
whose 90th percentile lead level is at or
below the PQL of 0.005 mg/L, in
accordance with § 141.81(b)(3). This
proposed change would increase the
number of water systems conducting
WQP monitoring. Systems serving
greater than 50,000 persons are already
required to monitor for WQPs regardless
of lead and copper levels, unless
deemed optimized under § 141.81(b)(3).
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By extending this requirement to all
water systems with OCCT serving
greater than 10,000 persons, any
changes in WQPs could be evaluated
more quickly to determine if reoptimizing OCCT is warranted; this
could reduce the time needed for water
systems serving between 10,001 and
50,000 persons to evaluate and optimize
OCCT under the LCRI. The EPA
proposed to maintain the authority for
States to require any system, including
a system serving 10,000 persons or
fewer, to monitor WQPs more frequently
and/or with more parameters beyond
the minimum requirements of the rule.
Also, the proposed LCRI clarified that
States can designate additional WQPs to
determine the effectiveness of CCT (i.e.,
in addition to pH or an orthophosphate
residual). While this requirement was
included in the LCR (and maintained in
the LCRR) under § 141.82, the proposed
LCRI revisions were intended to clarify
the implementation of this already
available option by including the
designation of State-specified
parameters in the list of required
parameters under § 141.87.
The proposed LCRI did not change
the 2021 LCRR requirement to add WQP
monitoring sites to the sites that must be
sampled by a system in each WQP
monitoring period when those sites are
sampled as a result of activities under
DSSA in § 141.82(j). The purpose of
keeping these new sites in the
monitoring pool, until the pool is at
least twice the number of minimum
monitoring sites required under
§ 141.87(b)(1)(i), is to ensure that sites
with previous high lead levels are fully
benefitting from installed CCT.
2. Summary of Public Comments and
the EPA’s Responses
The EPA received comments
recommending the EPA require WQP
monitoring for more systems, such as
requiring all systems, regardless of CCT
status, to conduct WQP monitoring. The
EPA disagrees with requiring systems
without OCCT installed to monitor for
WQPs because the purpose of
monitoring for WQPs is to ensure
optimal operating parameters for CCT.
Monitoring for WQPs in systems
without OCCT would have little benefit
since there would be no State-approved
parameters that would represent the
optimal range for CCT performance as
developed through a prerequisite CCT
study; therefore, there would be no
baseline parameters for comparison.
Another commenter requested that
small systems be required to continue
WQP monitoring once they have started,
such as following a lead action level
exceedance. The EPA recognizes that
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continuous WQP monitoring can be
beneficial for some small systems with
OCCT by offering more frequent
feedback regarding their CCT
implementation. Therefore, in the LCRI,
the EPA has maintained the authority
for States to require small systems with
or without designated OWQPs to start or
continue WQP monitoring beyond the
minimum requirements of the rule
(§ 141.87(b)(4)(iv) and (b)(3)(iii),
respectively). However, the EPA
disagrees with requiring small systems
to continue to conduct WQP monitoring
regardless of lead levels due to the
limited resources of small systems.
WQP monitoring and compliance lead
and copper tap sampling are two
methods for monitoring OCCT. To
balance the trade-off between
monitoring and burden, all small
systems are required under the LCRI to
continually monitor lead and copper
through tap sampling (see section IV.E
of this preamble). In comparison, only
those small systems with CCT with the
most concerns of high lead or copper
levels, by exceeding a lead or copper
action level, are required to monitor
WQPs under LCRI (§ 141.87(b)(4)(ii)).
Additionally, any system with
individual sites exceeding the action
level must add those sites to the ongoing
list of locations monitored for WQP
parameters (§ 141.87(b)(1)(i)). Under
LCRI, small systems that are allowed to
stop WQP monitoring and subsequently
restart must sample at the list of
locations that includes added sites, thus
offering added public health protection
to ensure that installed CCT is reaching
all sites within the distribution system.
Lastly, since not all small systems will
need to install CCT following an ALE,
such as those opting for small system
flexibility, continued WQP monitoring
would cause undue burden on those
systems which, due to a lack of WQP
baseline based on designated CCT,
receive no benefit from WQP
monitoring. The WQP monitoring
requirements for small systems in the
final LCRI allow small systems to
prioritize limited resources for
determining whether WQPs are within
designated OWQP ranges in a way that
is technically possible for these size
systems in contrast to larger systems
and ensure protection of public health
by prioritizing small systems with the
highest lead and copper concerns.
The EPA received comments stating
that calcium, conductivity, and
temperature should be re-added to the
list of required parameters for WQP
monitoring for the reason that these
parameters have the potential to affect
lead release. The 2021 LCRR removed
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calcium carbonate stabilization as an
option for CCT and therefore, the
requirement to monitor associated
WQPs related to calcium hardness (i.e.,
calcium, conductivity, and temperature)
were also eliminated. In the 2021 LCRR,
the EPA agreed with commenters that
said calcium carbonate stabilization has
not been shown to be an effective
corrosion control treatment strategy
(USEPA, 2020e). The EPA continues to
agree there is a lack of support in the
available literature for the use of
calcium carbonate stabilization in
reducing tap lead levels. For LCRI, the
EPA is incorporating the 2021 LCRR
determination to remove calcium
carbonate stabilization as an option for
CCT and excluding calcium,
conductivity, and temperature from
WQP monitoring. As described in the
preamble to the 2021 LCRR, systems
that have State-designated OCCT based
on calcium carbonate stabilization can
continue to rely on the designated
treatment, including monitoring of any
State-designated parameters in addition
to the minimum rule requirements (86
FR 4230, USEPA 2021a). However, as
calcium carbonate stabilization is no
longer an option for OCCT as finalized
in the 2021 LCRR, systems that exceed
the action level may not re-optimize
using calcium carbonate stabilization.
With the removal of the treatment
option, calcium, conductivity, and
temperature are not relevant for most
systems and requiring monitoring of
these parameters is unnecessary. The
EPA also received comments to
streamline and simplify the list of
required parameters, further supporting
the EPA’s decision to not add
previously removed parameters.
The EPA received comments on the
requirement at § 141.87(b)(1)(i) for
systems to add WQP monitoring sites to
the standard minimum number of sites
required to be sampled during each
WQP monitoring period when those
sites were sampled for WQP parameters
under the DSSA. These commenters
cited concerns that this requirement
could result in a continuously changing
minimum sampling pool and increase
overall rule complexity for systems. The
EPA disagrees with removing this
requirement because the relatively few
number of sites that could be added as
a result of monitoring under DSSA is
technically possible for systems and a
reasonably ensures that the public
health protection associated with
ensuring OCCT is fully implemented
throughout the distribution system. The
standard number of monitoring sites for
WQPs ranges from one site for systems
serving 500 or fewer persons to 25 sites
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for systems serving greater than 100,000
persons. The maximum possible
number of required monitoring sites is
50, which the EPA finds to be
technically possible for the largest
systems. The additional number of
added sites is capped at not more than
twice the minimum number of sites per
system size. Therefore, the EPA is
retaining the 2021 LCRR requirement to
require systems to conduct ongoing
sampling at added sites to monitor
OCCT implementation at sites in the
distribution system with past elevated
lead levels. The EPA disagrees that the
minimum sites would be continuously
changing or overly complex for systems
since sites are only added as a result of
DSSA, and changes to the monitoring
pool require a State determination to
switch out sites for newer ones that can
better assess effectiveness and/or
remove sites during sanitary survey
evaluation of OCCT § 141.82(j)(1)(ii)(B).
The EPA also received comments
requesting that WQP monitoring
generally play a larger role in the rule,
such as being used to assess CCT in
place of lead and copper tap sampling.
The EPA disagrees that WQP monitoring
should be used in lieu of lead and
copper tap sampling because the agency
continues to find that both lead and
copper tap sampling and WQP
monitoring must be used to evaluate
CCT performance in accordance with
the LCRI requirements for systems. Tap
sampling and WQP monitoring provide
systems and States with different data
points that are critical to inform
different aspects of CCT. WQP
monitoring provides data to evaluate if
OCCT is implemented with sufficient
levels of corrosion control throughout
the distribution system. Lead and
copper tap sampling offers direct data
about OCCT effectiveness; namely, the
levels of the contaminants for which
corrosion is being controlled. Thus, the
EPA maintains that WQPs alone are not
sufficient for evaluating OCCT
performance for any system, and that
lead and copper tap sampling continues
to be a necessary component of the LCRI
and NPDWRs for lead and copper to
evaluate CCT.
The EPA also received comment
requesting systems be required to make
WQP monitoring results publicly
available to increase system
transparency and public accountability.
The EPA disagrees that making WQP
monitoring results publicly available
would result in meaningful benefits for
public awareness and education because
interpreting WQP results requires
technical and system-specific
knowledge of the CCT as designed.
Communicating to the public-at-large
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how to interpret WQP monitoring data
would require additional information
and potential technical support. More
relevant to consumers is information
about whether the system has met their
designated OWQP range; systems with
more than nine OWQP excursions, that
is, WQP readings outside the designated
range, in a monitoring period must issue
a Tier 2 public notification in
accordance with § 141.203 and must
report the violation in their CCR. Thus,
the EPA finds that the burden on
systems to make WQP results publicly
available in a meaningful way along
with the necessary context for
interpretation of the results would
outweigh the potential benefits.
Commenters requested that systems
be required to collect additional
information under WQP monitoring to
better inform them about their CCT,
including by monitoring for WQP
parameters at taps more frequently, such
as monitoring for WQPs during each tap
sampling period or increasing WQP
monitoring at taps to quarterly.
Commenters also recommended
additional monitoring requirements for
WQP parameters in untreated source
water (i.e., at the point of water intake).
The EPA does not agree to changes to
WQP monitoring at taps because the
LCRI requires systems to sample at a
regular frequency throughout the
monitoring period for consistent and
continuous monitoring of WQPs and to
reflect seasonal variability of source
water quality (§ 141.87(a) through (c)).
While CCT is designed to account for
seasonal variability, sampling for WQPs
at one point in time does not offer
information about CCT implementation
at another point in time. Unanticipated
interactions between seasonal factors,
source water quality, and CCT
implementation can result in WQP
excursions even when previous samples
fall within OWQP ranges. The LCRI also
continues to require the addition of
monitoring sites when systems sample
sites under Distribution System and Site
Assessment, with a maximum number
of sites twice the standard minimum
required (§ 141.87(b)(1)(i)). These
requirements ensure that system
monitoring is prioritized by establishing
sampling sites and a sampling frequency
that targets information collection most
beneficial to monitoring OCCT
implementation. The EPA has also
previously heard in public comments
for the LCRR review that conducting
distribution system sampling of WQPs
within homes is difficult, particularly
because certified samplers are required.
The EPA does not agree that benefits
from further increasing the WQP tap
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sampling requirements will outweigh
the additional burden of in-home
sampling. Lastly, the EPA does not agree
that mandatory monitoring for WQP
parameters at the water intake is
necessary to ensure proper
implementation of OCCT because OCCT
is designed to alter the composition of
treated water. WQPs in untreated water
are neither an indication of corrosivity
in the finished water, nor an indicator
of the effectiveness of OCCT
implementation. Independently, system
operators may choose to monitor water
at the point of intake to assist
implementation of OCCT, but the EPA
does not agree that such monitoring
should be required of all systems with
OCCT. The EPA agrees that switching
source water can raise issues with
OCCT; therefore, the LCRI requires
systems with an upcoming addition of
new source water or long-term change
in treatment to notify States and to
resume standard monitoring for lead
and copper (§§ 141.90(a)(4)
and 141.86(c)(2)(iii)(G), respectively).
This allows States to modify designated
CCT, as necessary.
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3. Final Rule Requirements
The final LCRI requires all medium
systems with OCCT to continually
monitor WQPs, with an exception for
medium systems whose 90th percentile
lead level is at or below the PQL of
0.005 mg/L, in accordance with
§ 141.81(b)(3). In the final rule, large
and medium systems (systems serving
greater than 10,000 persons) with OCCT
are required to conduct WQP
monitoring, and small systems serving
10,000 or fewer persons with OCCT
must conduct WQP monitoring after
exceeding the action level. The final
rule maintains the 2021 LCRR provision
that provides State authority to set
additional WQPs beyond those specified
in the rule, and to require any system
with OCCT to conduct WQP monitoring
more frequently and/or for more
parameters than those required by the
rule.
The final rule also incorporates the
2021 LCRR requirements for systems
with OCCT conducting WQP monitoring
for DSSA under § 141.82(j) (formerly
known as ‘‘find-and-fix’’) to add those
sites to the WQP monitoring sampling
pool. Systems are not required to add
DSSA sites if the number of sites in the
sampling pool is at least twice the
standard minimum number of samples.
See section IV.H of this preamble for
further discussion on DSSA
requirements.
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H. Distribution System and Site
Assessment
1. Rationale and Proposed LCRI
Revisions
In the 2021 LCRR, the EPA introduced
the ‘‘find-and-fix’’ provision for the first
time in a lead and copper NPDWR to
potentially identify the cause of and
actions to address localized elevated
lead levels in drinking water. More
specifically, this provision requires
water systems to collect follow-up tap
samples at sites where lead levels
exceed 0.015 mg/L under the LCRR tap
sampling. The 2021 LCRR requires
water systems to collect follow-up lead
tap samples no more than 30 days after
they receive the results of the sample
that exceeds 0.015 mg/L. The water
system must also sample at a new WQP
site that is on the same size water main
in the same pressure zone and located
within a half mile of the location with
the action level exceedance within five
days of receiving the sample results.
Small water systems without CCT have
up to 14 days to collect the samples.
Water systems must also attempt to
determine the cause of the exceedance
and propose an action or a ‘‘fix’’ to
address the cause of the exceedance.
Further, States have six months to
approve any action recommended by a
system or require the system take an
alternative action.
For the LCRI, the EPA proposed to
maintain the requirement for systems to
collect follow-up tap samples at sites
that exceed the lead action level,
specified as 0.010 mg/L. The EPA heard
concerns in the LCRR review and
stakeholder engagements held to inform
the agency’s development of the
proposed LCRI that the term ‘‘find-andfix’’ is an inaccurate title for this section
and should be changed because it
implies the water system will or be able
to implement the ‘‘fix’’ in all cases
(USEPA, 2023i). For example, one
stakeholder commented on how the
cause of the lead level could be a
premise plumbing issue that the water
system may not be authorized to ‘‘fix.’’
Recognizing that the ‘‘fix’’ to address the
exceedance may be outside of the
control of the water system, among
other potential implementation
challenges, the EPA proposed to rename
this section, ‘‘Distribution System and
Site Assessment’’, to more accurately
reflect these requirements. Consistent
with the EPA’s proposed change to the
lead action level for the LCRI, systems
would be required to conduct the DSSA
requirements for any sampling site that
exceeds 0.010 mg/L.
In addition, the EPA proposed to
clarify the requirements under the 2021
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LCRR for assessing CCT under Step 1 at
§ 141.82(j)(1). Specifically, the EPA
proposed that systems would be
required to identify a DSSA WQP
sample location within a half-mile
‘‘radius’’ of each site with a test result
above 0.010 mg/L. The 2021 LCRR
required sample locations be within a
half-mile of the location with an action
level exceedance of 0.015 mg/L. The
proposal added ‘‘radius’’ and clarified
the lead action level of 0.010 mg/L.
The proposed LCRI also maintained
the requirement from the 2021 LCRR
that systems serving 10,000 persons or
fewer without CCT can have up to 14
days from the date they receive sample
results above the action level to take
WQP samples in the distribution system
as opposed to the other systems serving
more than 10,000 persons that only have
5 days (§ 141.82(j)(1)).
2. Summary of Public Comments and
the EPA’s Responses
The EPA received comments noting
concern for the number of systems,
especially small systems, that would be
triggered into this requirement from
individual tap samples exceeding 0.010
mg/L. Commenters requested that States
be provided discretion to forego this
requirement for small systems if the
underlying cause of the action level is
clear by evaluating monthly reporting.
Other commenters noted the DSSA
requirement should be triggered by a
lower level of lead, such as the PQL.
The EPA disagrees that States should be
provided discretion to forego the DSSA
requirements. Identifying sources of
lead in drinking water is a critical
component to mitigating lead and
improving public health protection.
Also, a system may not exceed the lead
action level, but can still have 10
percent of tap samples above 0.010 mg/
L and it is important to understand
whether it is a localized problem or is
due to water quality issues in the
distribution system. To reduce the
burden of the DSSA requirements the
EPA is maintaining the 2021 LCRR
provision that caps the number of
distribution system WQP sites in
response to DSSA requirements that
must be added to twice the minimum
number of required WQP sites. The final
LCRI also removes requirements for
WQP monitoring for systems without
CCT. In addition, the EPA is
maintaining the provision that systems
in the process of optimizing or reoptimizing do not need to submit
treatment recommendations to the State
as they are already undergoing
treatment processes to reduce lead
exposures in drinking water.
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The EPA received comments
requesting that the DSSA WQP
monitoring be scaled back from the
requirements proposed in LCRI. Some
commenters suggested States should be
given discretion to require when
systems take DSSA actions. The EPA
disagrees with scaling back DSSA WQP
monitoring actions beyond the proposed
requirements or leaving the decision to
the State because the EPA finds that all
of the current requirements are
necessary to evaluate elevated levels of
lead. As described in the 2021 LCRR,
the intent of the required WQP sample
for water systems with CCT is to help
determine if CCT is optimized, if
additional WQP sites are needed, and/
or if WQPs set by the State are being met
(86 FR 4235; USEPA 2021a). However,
the EPA notes the DSSA requirement
includes provisions that address some
concerns raised by commenters. The
minimum number of required sites
ranges from 1 to 25 sites, therefore
doubling leads to a range of 2 to 50 sites
as the maximum. This is less than the
required number of monitoring sites for
total coliform in the distribution system;
therefore, this requirement is not
requiring water systems to sample at a
number of sites that they have not
already shown to be capable of
handling. The proposed and final rule
language provides States with discretion
to determine whether these additional
newer sites can better assess the
effectiveness of CCT once the system
has reached the cap
(§ 141.82(j)(1)(ii)(B)).
Other commenters requested that the
rule clarify whether only systems
required to meet OWQPs to demonstrate
OCCT would need to potentially add
new sites under DSSA requirements in
§ 141.82(j)(1)(ii)(B). The addition of
WQP sites under § 141.82(j)(1)(ii)(B)
only applies to systems required to meet
OWQPs to demonstrate OCCT.
Therefore, the EPA revised the final
DSSA rule requirements to include a
statement that systems without CCT do
not have to collect WQP data. These
systems would not typically have OCCT
or any pH, alkalinity adjustment, or
inhibitor addition processes. Since they
would not be adjusting these parameters
in response to a sample over 0.010 mg/
L, the EPA expects WQP monitoring
would be unlikely to catch any shortterm variations of these parameters in
the natural water quality, especially up
to 14 days after the system receives the
tap sampling results. In addition, these
systems would not have any Statedesignated optimized WQPs to compare
against new WQP sampling results.
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3. Final Rule Requirements
The EPA is finalizing the revision to
rename this section, ‘‘Distribution
System and Site Assessment’’ to more
accurately reflect these requirements.
The EPA is finalizing the clarification
under Step 1 for assessing CCT that
requires water systems to take a DSSA
WQP sample at a location within a halfmile ‘‘radius’’ of each site with a lead
result above 0.010 mg/L. In addition, the
EPA revised the final LCRI to exclude
small systems without CCT from
conducting the WQP monitoring under
Step 1 of the DSSA process. These
systems are still required to conduct the
other steps of the DSSA process.
I. Compliance Alternatives for a Lead
Action Level Exceedance for Small
Community Water Systems and NonTransient Non-Community Water
Systems
1. Rationale and Proposed LCRI
Requirements
In the 2021 LCRR, the EPA included
alternative compliance options for
systems serving 10,000 or fewer persons
and all non-transient non-community
water systems (NTNCWS) where a State
or Tribe that has primacy elects to adopt
the alternative compliance provision.
Systems that exceed the lead trigger
level must choose among four
compliance options: replace all lead
service lines within 15 years, install and
maintain optimal CCT, install and
maintain point-of-use treatment devices
at each household or building, or
replace all lead-bearing plumbing
materials on a schedule specified by the
State but not to exceed one year. States
seeking primacy are not required to
adopt the compliance alternative
provision in which case systems must
comply with the requirements for OCCT
and LSLR in the 2021 LCRR. While the
EPA previously determined that OCCT
is an affordable technology for water
systems of all sizes (see section IV.F.1.a
of this preamble) (USEPA, 1998b), small
systems may still have technical
difficulties implementing this
technology. The agency recognizes that
it is often difficult for smaller systems
to find operators that have the advanced
skills to implement and maintain OCCT.
Additionally, smaller systems may face
challenges retaining those operators
once they have acquired advanced
skills. Because maintaining OCCT is an
ongoing process and finding and
retaining skilled operators can be
especially challenging for very small
systems (systems serving 3,300 or fewer
persons), point-of-use filtration and
plumbing replacement options may be
better options for some systems.
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Operator turnover or poor oversight of
OCCT can reduce the effectiveness of
the system’s ability to prevent lead
corrosion, even resulting in increases of
lead in drinking water (USEPA, 2016b).
Because of the challenges that small
systems face in implementing OCCT,
point-of-use devices and plumbing
replacements can be effective alternative
compliance technologies for small
systems, and therefore, the rule allows
systems the option to seek State
approval to use one of them as an
alternative to OCCT.
The EPA proposed in the LCRI to
maintain a compliance flexibility
provision in § 141.93 with some
modifications. The EPA proposed to
lower the eligibility threshold for CWSs
from those serving 10,000 or fewer
persons to 3,300 or fewer persons. Due
to the proposed LCRI requirement to
replace all LSLs irrespective of lead
levels, the EPA also proposed to remove
LSLR as an option for small system
compliance flexibility. The proposed
LCRI compliance alternatives to OCCT
include installing and maintaining
point-of-use devices or replacement of
all lead-bearing plumbing. If a system
chooses, and a State approves the pointof-use device compliance option, the
system would be required to provide,
install, and maintain the device(s) in
each household and each building
served by the water system, including
monitoring one third of the point-of-use
devices each year, with all devices being
monitored within a three-year cycle. In
addition, the system must provide
public education regarding how to use
the device. If the system has control
over all plumbing in its buildings, and
is not served by lead, galvanized
requiring replacement, or unknown
service lines it may seek State approval
to implement the replacement of leadbearing plumbing compliance option. In
that case, the water system would be
required to replace all plumbing that
does not meet the definition as ‘‘lead
free’’ on a schedule established by the
State not to exceed one year.
In the LCRI, the EPA proposed to
make these alternatives available to
CWSs serving 3,300 persons or fewer
persons and all NTNCWSs that have
had an action level exceedance. This is
because the EPA has determined that
the point-of-use device and replacement
of lead-bearing plumbing options are
impractical for systems serving 3,301 to
10,000 consumers (88 FR 84878). If
systems that request the use of an
alternative have OCCT, they would still
be required to operate and maintain it
until the State determines, in writing,
that it is no longer necessary.
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The EPA also proposed to consolidate
the small system flexibility provisions
in § 141.93 and remove cross-references
to § 141.93 in other rule sections
(except for those in § 141.90). This
approach comports with the EPA’s goal
in the 2021 LCRR review notice of
simplifying the rule and streamlining
rule requirements. It also recognizes that
States seeking primacy for the LCRI are
not required to adopt the small system
compliance flexibility provision. It will
be helpful for the small system
flexibility provision in the Federal rule
to be separate and therefore severable
from the remainder of the LCRI because
it would allow those States to
incorporate the LCRI by reference
without the need for extensive revisions
to the remainder of the LCRI.
2. Summary of Comments and the EPA’s
Response
Some commenters agreed with
maintaining small system flexibility
because of the financial, administrative,
and economic challenges small systems
may face and how the LCRI addresses
this by giving small systems the option
to choose either point-of-use device
installation or replacement of leadbearing plumbing instead of reoptimizing OCCT. One comment
expressed concern that small system
flexibility provisions would be more
burdensome as small systems would
need more expertise to implement the
alternative compliance options. Another
comment stated that alternative
compliance options are less stringent
and that small systems should still
implement CCT and LSLR.
The EPA agrees with commenters
supporting the inclusion of a small
system flexibility and disagrees that it
would be a burden for small systems to
implement. Small CWSs and NTNCWSs
tend to have more limited technical
capacity to implement complex
treatment technique rules such as the
LCR (USEPA, 2011b). For instance, great
expertise is needed for systems to
identify the OCCT and WQP monitoring
to assure that lead and copper levels are
reduced to the extent feasible. The
determination of the OCCT is specific to
each water system because it is based on
the specific chemistry of the system’s
source water and must be designed and
implemented to take into account
treatments used to comply with other
applicable drinking water standards (56
FR 26487, USEPA, 1991). System
operators that do not already have it
may be required to obtain advanced
certification to properly operate and
maintain OCCT.
Many small CWSs face challenges in
reliably providing safe drinking water to
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their customers and consistently
meeting the requirements of SDWA and
NPDWRs (USEPA, 2011b). Long-term
compliance challenges affect public
health protection. Therefore, small
system flexibility provides small
systems alternatives to CCT that may be
more easily implementable while still
being effective in minimizing lead in
water.
The EPA disagrees that the alternative
compliance options would not be as
protective as OCCT. While the EPA has
determined that CCT is a feasible
treatment technique for all system sizes,
for systems serving 3,300 or fewer
persons, the EPA determined point-ofuse filtration and replacement of all
lead-bearing plumbing can be as
effective as CCT in minimizing exposure
to lead in water for small systems (88 FR
84945, USEPA 2023a; SDWA section
1412(b)(7)(A)).
Commenters provided feedback on
the EPA’s proposed eligibility threshold
for the small system flexibility
alternatives. Some commenters were in
favor of the proposed threshold of 3,300.
Other commenters noted 3,300 was too
high of a threshold for systems to
effectively implement the compliance
alternatives. Some of these commenters
recommended a threshold closer to 500
persons. Other commenters prefer a
threshold of 10,000 as in the 2021
LCRR. One stated justification for
raising the threshold to 10,000 was that
it maintained the flexibility for systems
that could implement the alternatives
and that systems would not implement
the alternatives if not feasible for them.
Commenters also stated the EPA should
not set a threshold for CWSs as the
agency did not set a size threshold for
NTNCWSs.
The EPA agrees with commenters that
support a small system threshold of
3,300 and agrees with commenters
stating it is not likely practical or
effective for systems serving more than
3,300 persons to implement the
compliance options remaining after the
removal of LSLR. In addition, the pointof-use provision and the replacement of
all lead-bearing plumbing compliance
alternatives are not easily
implementable by water systems serving
over 3,300 persons. In the LCRI
proposal, the EPA described an example
scenario in which a system that serves
3,301 consumers would have to provide
and maintain approximately 1,000
point-of-use devices (88 FR 84878,
USEPA, 2023a). Every year, at least 300
point-of-use devices would have to be
monitored by the water system, which
would require a significant coordination
effort and over 300 household visits by
the water system. The burden required
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to undertake this compliance alternative
and implement it correctly would be
difficult for a water system serving more
than 3,300 persons to carry out given
financial, administrative, and technical
limitations. To implement the
replacement of lead-bearing plumbing,
the system would have to own or have
access to replace all premise plumbing
in the residences and buildings they
serve, which the EPA expects would be
highly unlikely for water systems
serving over 3,300 persons. The final
small system compliance options are
impractical for systems serving more
than 3,300 persons and will not likely
be effectively implemented as an
alternative to OCCT as system size
increases.
The EPA disagrees with commenters
advocating for a lower eligibility
threshold in the LCRI, however, nothing
in the LCRI precludes States from using
a lower eligibility threshold. The EPA
determined the small system
alternatives could be effectively
implemented by systems serving up to
(and including) 3,300 consumers.
Nevertheless, this may not be the case
for some small systems, which is also
why the State must approve any small
system alternative. For instance, pointof-use devices have been recognized by
the EPA as effective and affordable
variance technologies for water systems
serving up to 3,300 consumers (USEPA,
1998b). These treatment techniques are
as effective at lead risk reduction for
this category of systems as OCCT. For
replacement of lead-bearing plumbing,
for many small systems serving 3,300
persons or under, it is more likely they
may control or have access to all the
water infrastructure to make any
necessary replacements compared to
systems serving more than 3,300
persons. In contrast, systems serving
more than 3,300 persons are less likely
to face the same challenges with
maintaining CCT than smaller systems,
but they would face more challenges in
implementing a system-wide point-ofuse or plumbing replacement option
than systems serving 3,300 or fewer
persons that meets the requirements
associated with those options. Given
those implementation challenges, for
systems serving more than 3,300
persons, unlike smaller-sized systems,
these options are unlikely to be as
effective as OCCT. The EPA also
disagrees that CWSs should not have a
threshold since NTNCWSs do not have
a threshold. NTNCWSs are much more
likely to control their entire system and
the buildings they serve; therefore it is
more likely that they can effectively
implement the small system flexibilities
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when serving populations greater than
3,300 persons.
Some commenters expressed concern
about the possibility of point-of-use
filters underperforming, potentially due
to the unique water chemistry of each
drinking water system. Other comments
expressed skepticism that a filter
program could be an adequate
alternative to OCCT. The EPA disagrees
with commenters expressing concern
that the installation of point-of-use
devices is not an effective alternative to
OCCT at systems serving 3,300 persons
or less. As explained above, because of
the challenges that small systems face in
implementing OCCT, point-of-use
devices can be an effective alternative
compliance technology for small
systems. While the EPA recognizes that
drinking water chemistry does vary by
system, the final LCRI has device
installation and maintenance
requirements that water systems must
follow to ensure that point-of-use
devices are consistently working
properly. For instance, the final LCRI
requires that filters be independently
certified by a third party to meet the
ANSI standard applicable to the specific
type of point-of-use unit to reduce lead
in drinking water. This is to ensure that
filters are of an adequate quality prior to
installation. The LCRI also requires that
the devices must be maintained in
accordance with the manufacturer’s
recommendations to ensure the filter
continues to be effective. This can
include ensuring filter cartridges are
changed as appropriate and resolving
any operational issues. The devices
must also include mechanical warnings
to inform the user if the device is having
operational problems. The final rule
also includes regular testing
requirements to ensure the filters’
continued efficacy. Specifically, water
systems must monitor one-third of all
point-of-use devices every year, such
that every three years all installed
devices will have undergone monitoring
(§ 141.93(c)(1)(iv)). The samples must be
taken after water passes through the
POU device to assess the device’s
performance. If any sample does exceed
0.010 mg/L, the water system must
notify the persons served by the POU
device and/or building management no
later than one business day of receiving
the tap sample results. The system must
then document and complete corrective
action within 30 days after the detected
exceedance to ensure that filters are
back to adequately performing. In
addition, the LCRI requires systems that
implement the point-of-use device
option to provide instructions upon
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delivery of the device to help ensure
consumers use the devices properly.
Commenters noted the challenge of
notifying persons served by the POU
device and/or building management no
later than 24 hours after the results are
received by the water system if the
samples exceed the lead action level, as
proposed in the LCRI for systems
utilizing the point-of-use compliance
option in § 141.93(c)(1)(iv). The EPA
agrees that there are situations when the
point-of-use monitoring results may be
challenging to provide within 24 hours,
such as if results are received over a
weekend. Therefore, the EPA is revising
the final LCRI to require water systems
conducting point-of-use monitoring
under § 141.93(c)(1)(iv) to provide
notification to consumers within one
business day of receiving a sample that
exceeds 0.010 mg/L instead of 24 hours
as proposed. The EPA also notes the
point-of-use devices are required to
include mechanical warnings to ensure
consumers are notified of operational
problems under § 141.93(c)(1)(iii).
Therefore, consumers would know if
their point-of-use device is not
performing properly immediately, not
just based on a sample result, and can
contact the water system and take other
appropriate steps to prevent exposure
while the issue is addressed.
Commenters highlighted that some
NTNCWS serve industrial facilities that
may use potable water for nonconsumptive uses (i.e., cooling water).
In these cases, commenters suggested
that premise plumbing replacement that
transports water not consumed by
humans be exempt from replacement
because the water would not be
consumed by humans and therefore,
allegedly, no humans would be exposed
to lead from drinking water. The EPA
recognizes that there may be a diverse
range of water uses across NTNCWS,
including for non-potable uses. The EPA
provides two alternative compliance
options: point-of-use filters or the
replacement of lead-bearing plumbing.
In this case, the NTNCWS could choose
the option to install point-of-use filters
at every tap that is used for cooking
and/or drinking in non-residential
buildings. A commenter suggested that
NTNCWS should be exempt from LSLR
if it installs point-of-use devices. The
EPA disagrees with exempting
NTNCWSs from LSLR. As noted in the
LSLR section (section IV.B), LSLs, when
present, are the most significant source
of lead in drinking water, and it is
essential that they be replaced as
quickly as feasible. LSLR removes the
source of lead exposure whereas pointof-use devices reduce exposures to lead.
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The EPA also received comments
supporting strengthened public
education requirements to ensure
people use point-of-use devices
appropriately. The EPA agrees with
commenters that support requiring
public education to ensure proper use of
point-of-use devices. In addition to
requiring public education along with
point-of-use devices that informs users
how to properly use a point-of-use
device, the EPA is adding a new
requirement in § 141.93(c)(1)(v)(A) for
the final LCRI that public education
materials must also meet requirements
of § 141.85(a)(1)(ii) through (iv) that
includes information on health effects of
lead, sources of lead, and steps the
consumer can take to reduce their
exposure to lead in drinking water.
3. Final Rule Requirements
The EPA is finalizing revisions in the
LCRI to lower the eligibility threshold to
CWSs serving 3,300 or fewer persons
and all NTNCWSs, and removing LSLR
as a compliance option. The EPA is
adding a revision to § 141.93(c)(1)(iv) in
the final LCRI for the water system to
notify consumers, customers, and/or
building management when a point-ofuse sample exceeds 0.010 mg/L within
one business day (rather than 24 hours).
The final rule also finalizes the
consolidation of the small system
flexibility provisions in § 141.93 and
removes cross-references to § 141.93 in
other rule sections. In addition to
requiring public education along with
point-of-use devices that informs users
how to properly use a point-of-use
device, the EPA is adding a new
requirement in § 141.93(c)(1)(v) for the
final LCRI that public education
materials must also meet requirements
of § 141.85(a)(1)(ii) through (iv).
J. Public Education
1. Rationale and Feasibility of Public
Education
Public education is one of the four
components of the treatment technique
rule the EPA promulgated in 1991, in
addition to LSLR, CCT, and source
water treatment (56 FR 26500, USEPA,
1991). As described in section III.D of
this preamble, in establishing treatment
technique requirements, the
Administrator is required to identify
those treatment techniques ‘‘which, in
the Administrator’s judgment, would
prevent known or anticipated adverse
effects on the health of persons to the
extent feasible.’’ 42 U.S.C. 300g–
1(b)(7)(A). ‘‘Feasible’’ is defined in
section 1412(b)(4)(D) of SDWA as
‘‘feasible with the use of the best
technology, treatment techniques and
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other means which the Administrator
finds, after examination for efficacy
under field conditions and not solely
under laboratory conditions, are
available (taking cost into
consideration).’’ See section III.D.3 of
this preamble for discussion of how the
EPA considers feasibility.
Public education is effective for
reducing lead exposure in drinking
water. In the 1991 LCR, the agency
explained that while actions such as
CCT and LSLR will address a ‘‘large
portion of the lead problem in drinking
water,’’ there are ‘‘situations where
elevated lead levels will persist at
consumers’ taps during or even after
these efforts. In these cases, it will be
important for consumers to take actions
in their homes (such as flushing tap
water or replacing fixtures) to reduce
their exposures to lead’’ (56 FR 26500,
USEPA, 1991). Public education was not
intended to substitute for the other
treatment techniques of the LCR, but
rather to supplement and support them.
Public education, particularly when
combined with other actions and
policies to reduce public health hazards,
is an effective way to improve public
health by influencing people’s
knowledge, beliefs, and behaviors. It
may also promote service line
replacement by encouraging property
owners, including landlords of multifamily residences, to allow access for
replacements. In developing the 1991
LCR, the EPA conducted pilot studies to
evaluate the effectiveness of public
education in reducing consumer
exposure to lead in drinking water (56
FR 26500, USEPA, 1991). The agency
found that ‘‘well-designed and
effectively implemented programs can
change the knowledge and/or behavior
of audiences and thereby reduce
individual exposures’’ (56 FR 26501,
USEPA, 1991). The EPA concluded that
public education is an ‘‘effective
method for reducing exposure to lead in
drinking water by raising consumers’
awareness of the problem and,
consequently, modifying behavior that
reduces their exposure’’ (56 FR 26501,
USEPA, 1991). By reducing exposure,
public education thereby reduces the
risk of experiencing adverse health
effects. The literature continues to
support the effectiveness of public
education programs for risk reduction
for a variety of contaminants (Harding
and Anadu, 2000; Jordan et al., 2003;
Greene et al., 2015; Brown et al., 2017;
Lilje and Mosler, 2018; Neri et al.,
2018).
It is feasible for PWSs to conduct
public education. Since 1991, water
systems have demonstrated that it is
technically possible to conduct various
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lead public education activities,
including both systemwide activities
following an ALE (public education,
consumer-requested sampling programs)
and focused outreach to particular
groups (e.g., individual customers at
sites sampled for lead, organizations
that serve pregnant people, infants, and
young children) as required by the
original rule and subsequent revisions.
The final LCRI requirements both rely
on and build upon similar types of
actions in the LCR, including notifying
and conducting consumer-requested
sampling to subsets of consumers (e.g.,
people served by known or potential
LSLs). Therefore, the EPA does not
anticipate water systems will experience
new technical challenges in conducting
the LCRI public education requirements.
Additionally, the EPA found in the 1991
LCR that public education is affordable
for large systems (56 FR 26501, USEPA,
1991). The total national annualized
costs for the LCRI public education
requirements are estimated to range
from $234.3 to $244.5 million in 2022
dollars, discounted at two percent (see
the final LCRI Economic Analysis
(USEPA, 2024a), chapter 4, section
4.3.6).
Public education, whether conducted
after a lead action level exceedance or
independent of a water system’s lead
levels, also prevents known or
anticipated adverse health effects. The
1991 LCR required water systems to
conduct public education after an ALE
as ‘‘a supplemental program either
while the PWS is working to reduce
lead levels through corrosion control,
source water treatment, or LSLR, or after
such actions fail to meet the lead action
level’’ (56 FR 26500, USEPA, 1991). In
the LCRI, the EPA is retaining public
education requirements following a lead
action level exceedance. As discussed in
the LCRI proposal, a systemwide lead
action level exceedance triggers water
systems to take action to reduce lead
levels, such as installing or reoptimizing OCCT. While the tap
sampling protocol was designed to
assess CCT efficacy and not typical
exposure (see section IV.E of this
preamble), lead levels in individual tap
samples could potentially represent
water being consumed by individuals,
given the potential for consumption of
water that has been stagnant and in
contact with leaded materials,
especially in the mornings and upon
returning home from work or school
when the water has not been used for
some time. Although the action level is
not health-based (there is no safe level
of lead; see section IV.F of this
preamble) and the 90th percentile is not
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a good metric for determining
individual health risks associated with
lead exposure, an ALE indicates higher
lead levels systemwide and potential
corrosion issues, and therefore, public
education can help consumers take
steps to reduce their exposure to
potentially higher lead levels at their
tap. In addition, because actions such as
OCCT and LSLR may take years to
implement and systems may repeatedly
exceed the lead action level during that
time, the EPA is introducing additional
requirements for water systems with
recurring lead action level exceedances
to further enhance public education on
how consumers can reduce their
exposure (see section IV.K of this
preamble for discussion).
The EPA is also strengthening public
education requirements unassociated
with specific lead levels in the LCRI. On
the one hand, the EPA understands that
requiring additional systemwide public
education in response to a level lower
than the action level may reduce its
efficacy. For example, in the 2000
Public Notification (PN) Rule, the EPA
discussed limiting the number of
instances of violations or situations that
require Tier 1 PN to increase the
effectiveness of those notices thereby
leading to greater health protection (65
FR 25995, USEPA, 2000b). Similarly,
the EPA noted that the use of urgent
language in lower tiered notices could
hinder the effectiveness of the more
immediate notices (65 FR 25995, 26001,
USEPA, 2000b). As introduced under
the 2021 LCRR, a lead action level
exceedance also requires Tier 1 public
notification within 24 hours. The
requirements in the LCRI are intended
to ensure the effectiveness and impact
of the public education requirements
without overwhelming consumers with
information.
On the other hand, the EPA
recognizes that public education
irrespective of the lead action level
prevents known or anticipated adverse
health effects. Drinking water can
contain lead, sometimes at very high
levels, and may cause adverse health
effects whether or not there is a
systemwide action level exceedance.
Exposure to lead in drinking water can
vary between individual homes, and
sampling conducted to evaluate CCT
performance may not reflect risks at
every site. Therefore, public education
only associated with action level
exceedances is not sufficient.
Consumers can take actions to reduce
their individual exposure to lead in
drinking water, especially at sites with
significant sources of lead (e.g., LSLs).
Furthermore, public education directed
at consumers with known or potential
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LSLs supports the LSLR requirements
by increasing consumer awareness and
engagement. The EPA requires water
systems to conduct public education
independent of lead levels in a variety
of contexts (e.g., individual notices of
tap sample results, notifications to
people served by known or potential
LSLs, lead information in the CCR, and
public education and sampling in
schools and child care facilities)
because public education not associated
with the action level can produce
benefits by prompting consumers to take
actions that reduce their exposure.
Therefore, the EPA is retaining
systemwide public education
requirements based on the lead action
level and strengthening public
education requirements unassociated
with specific lead levels in the LCRI.
These public education requirements
are feasible and prevent known or
anticipated adverse health effects to the
extent feasible.
2. Proposed LCRI Revisions
The EPA proposed in the LCRI to
retain the overall framework of the
public education provisions in the 2021
LCRR with some revisions. The public
education requirements under the 2021
LCRR include providing public
education with consumers’ individual
lead tap sampling results; notification
and public education for consumers
served by a lead, GRR, or lead status
unknown service line; public education
to persons affected by a disturbance to
a lead, GRR, or lead status unknown
service line; and public education about
the system’s goal-based LSLR program
when a system exceeds the lead trigger
level. The 2021 LCRR also requires
water systems to conduct public
outreach activities if they exceed the
trigger level and fail to meet their LSLR
goal rate. Systems must also conduct
several public education actions if they
exceed the lead action level, including
delivering public education materials to
customers, public health agencies, and
organizations that serve pregnant people
and children, as well as other public
education activities. In addition, all
CWSs must conduct annual outreach to
local and State health agencies about
‘‘find-and-fix’’ (renamed as Distribution
System and Site Assessment in the
LCRI). Small CWSs and NTNCWSs that
select point-of-use devices as their
compliance option in response to a lead
action level exceedance must provide
public education materials to inform
users how to properly use point-of-use
devices to maximize the units’
effectiveness in reducing lead levels in
drinking water. These public education
provisions are required under § 141.85
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of the 2021 LCRR. There are also public
education related requirements in other
parts of the 2021 LCRR, which are
described further in other sections of
this preamble. For example, § 141.92
requires lead sampling and public
education in schools and child care
facilities (see section IV.L of this
preamble). In addition, § 141.84(d) and
(e) of the 2021 LCRR include
requirements for water systems to
provide public education to consumers
during partial and full LSLR. There are
also requirements for a CCR, which
must include information about lead
and copper in drinking water under the
CCR Rule (see section IV.O.1 of this
preamble), and public notification for
lead action level exceedances and
violations to the LCR under the PN Rule
(see section IV.O.2 of this preamble).
For the LCRI, the EPA proposed to
retain the overall framework of the
public education provisions in the 2021
LCRR with revisions to (1) increase the
likelihood that the public education
activities are effective in preventing
adverse effects of lead on the health of
persons to the extent feasible, and (2)
conform to proposed changes to other
aspects of the rule such as the removal
of the lead trigger level. The EPA also
proposed new public education
requirements for copper. These
proposed changes are described below.
a. Service Line Related Outreach
i. Required Public Education To
Encourage Participation in Full Service
Line Replacement
Because there is no trigger level in the
LCRI, the EPA proposed to remove the
2021 LCRR’s public education
requirements related to service lines
that apply as a result of a trigger level
exceedance (§ 141.85(g) and (h) of the
2021 LCRR).
The EPA proposed in the LCRI to
require outreach activities to encourage
customer participation in LSLR for
water systems that fail to meet the
proposed LCRI’s mandatory
replacement rate (§ 141.85(h)). These
water systems would be required to
conduct outreach at least once in the
year following the failure to meet the
mandatory service line replacement rate
and annually thereafter until the water
system meets the replacement rate or
until there are no lead, GRR, or
unknown service lines remaining in the
inventory, whichever occurs first. (See
section V.H.2 of the proposed LCRI
preamble (88 FR 84947, USEPA, 2023a)
for a description of the proposed
activities.)
Under the proposed LCRI, water
systems with lead, GRR, or unknown
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service lines would also be required to
provide information about the service
line replacement program to consumers
through other public education
including materials provided after a
lead action level exceedance and the
notification of service line material;
CWSs would also provide this
information in the CCR (see section
IV.O.1 of this preamble for information
about CCR requirements).
Findings from a study on voluntary
LSLR grant programs in Trenton, NJ
suggest that programs are more effective
at increasing customer participation in
LSLR when they use extensive public
outreach and education (e.g.,
community meetings, door-to-door
visits, mailings, and social media)
(Klemick et al., 2024). As described in
the proposed LCRI preamble, Chelsea,
MA and Detroit, MI provide additional
examples demonstrating how effective
public education and community
engagement can be to support service
line replacement efforts (LSLR
Collaborative, n.d.d; City of Detroit,
2023). The EPA’s proposed requirement
for additional outreach for systems that
fail to meet the mandatory service line
replacement rate similarly seeks to help
water systems to engage their
communities and raise awareness about
risk from lead and GRR service lines
and their replacement program to
encourage greater participation in the
service line replacement program. As
described in the proposed LCRI
preamble, many of the activities the
EPA proposed in the LCRI are consistent
with recommendations from AWWA
and the LSLR Collaborative for outreach
to encourage customer participation in
LSLR (AWWA, 2022; LSLR
Collaborative, n.d.e). Some of these
activities are also responsive to feedback
heard during the National Drinking
Water Advisory Council (NDWAC)
consultation for the proposed LCRI, in
which NDWAC members described the
importance of engaging with community
members and community groups to
provide public education (NDWAC,
2022, see section on ‘‘Consultation on
Proposed National Primary Drinking
Water Regulation: Lead and Copper
Rule Improvements’’).
ii. Notification of Service Line Material
Under the LCRI, the EPA proposed
revisions to the requirements for
notification of a lead, GRR, or unknown
service line (§ 141.85(e)). Specifically,
the EPA proposed requiring the same
notification content requirements for
LSLs and GRR service lines since both
increase the risk of exposure to lead. In
the 2021 LCRR, only notices to
households with LSLs are required to
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include information about programs that
provide financing solutions to assist
property owners with replacement of
their portion of the service line, and a
statement that the water system is
required to replace its portion of the
service line when the property owner
notifies the system that they are
replacing their portion of it. The EPA
proposed in the LCRI to require water
systems to include this information in
notices for households with either lead
or GRR service lines. In addition, the
EPA proposed to require water systems
to include information in all notices
(households with lead, GRR, and
unknown service lines) on how to
obtain a copy of the service line
replacement plan, or view the plan on
the internet if the system is required to
make the plan available online, neither
of which are required under the 2021
LCRR. The EPA proposed to require all
notices to include steps consumers can
take to reduce exposure to lead in
drinking water that meet the
requirements of § 141.85(a)(1)(iv), which
contains proposed content updates,
including information about using a
filter certified to reduce lead. The EPA
also proposed that the notices for
persons served by a lead or GRR service
line include instructions for consumers
to notify the water system if they think
the material categorization is incorrect
(e.g., if the service line is categorized as
lead in the inventory but is actually
non-lead). The EPA proposed that water
systems follow up with consumers who
notify the water system that they think
the material is incorrect, verify the
correct service line material, and update
the inventory (see section IV.D of this
preamble). In addition, to help ensure
that consumers are aware of the EPA’s
proposed requirement in § 141.85(c) that
water systems must offer to sample the
tap of any consumer served by a lead,
GRR, or unknown service lines who
requests it (see section IV.J.2.c.i of this
preamble), the EPA proposed that the
notice of service line material include a
statement about this requirement.
iii. Notification of a Service Line
Disturbance
The EPA proposed revising the
requirement for notification of a
disturbance to a lead, GRR, or unknown
service line (§ 141.85(g) of the proposed
LCRI) to also include disturbances from
actions such as physical actions or
vibrations that could result in pipe scale
dislodging and associated release of
particulate lead. This is consistent with
the type of disturbances that could be
caused due to inventorying efforts, such
as potholing, and conforms with the
recommendations in the LCRR
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inventory guidance (USEPA, 2022c).
The EPA also proposed revisions to
clarify that reconnecting a service line
to the water main is an example of an
action that could cause a disturbance
requiring notification and requested
comment on whether to require
distribution of filters for this type of
disturbance. The EPA also proposed
requiring the notification of a
disturbance to be provided to both the
customer and the persons at the service
connection.
b. Individual Notification of Tap
Sampling Results
i. Lead
The EPA proposed requiring
consumer notification of an individual’s
lead tap sampling results within three
calendar days of the water system
receiving the results, regardless of
whether the results exceed the lead
action level (§ 141.85(d)). In contrast,
the 2021 LCRR requires notification
within three calendar days only for
results that exceed 0.015 mg/L (the 2021
LCRR lead action level), while water
systems have 30 days to notify
consumers of results at or below 0.015
mg/L. The EPA proposed this change in
response to stakeholder concerns about
the lead action level being incorrectly
interpreted as a health-based level.
Because there is no safe level of lead in
drinking water, setting delivery time
frames based on how an individual
sample compares to the lead action level
is likely to contribute to this
misinterpretation. The EPA’s proposed
delivery within three calendar days
would allow all consumers whose taps
were sampled for lead to be quickly
notified of their results and informed of
steps they can take to reduce exposure.
Water systems would be required to
deliver the notice either electronically
(e.g., email or text message), by phone,
hand delivery, by mail (postmarked
within three days of the system learning
of the results), or by another method
approved by the State. Water systems
that choose to deliver the notice by
phone would be required to follow up
with a written notice hand delivered or
postmarked within 30 days of the water
system learning of the results; the EPA
notes that while the proposed LCRI
preamble correctly described the EPA’s
intent, the regulatory text of the
proposed rule incorrectly referred to
written follow-up being required after
either phone or electronic delivery and
incorrectly referred to the time frame for
written follow-up as three days. As
noted in the proposed LCRI preamble,
written follow-up would allow greater
information accessibility and would
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allow consumers to keep a copy of their
results to use as a reference in the
future, including the steps they can take
to reduce exposure to lead in drinking
water, and the other information
provided in the notice. This written
follow-up would also enable States to
verify the content of the notice, which
would be difficult to do if the notice
were only delivered by phone.
ii. Copper
Under the LCRI, the EPA proposed to
require water systems to provide
consumer notice of an individual’s
copper tap sampling results
(§ 141.85(d)). The proposed content
requirements for this notice are
described in section V.H.3 of the
proposed LCRI (88 FR 84949, USEPA,
2023a), along with the EPA’s rationale
for introducing this new copper public
education requirement. The EPA
proposed the same three-calendar-day
time frame and delivery methods for
notification of copper tap sampling
results as for lead. This allows for
simplicity and administrative ease. In
cases where copper samples are
collected at the same time as lead, the
EPA proposed to allow systems to
combine the lead and copper results and
required information into a single
notice. This further simplifies
implementation and reduces
administrative burden.
c. Other Public Education Materials
i. Supplemental Monitoring and
Notification
The EPA proposed to require systems
to offer to sample the tap water for lead
for any consumer served by a lead, GRR,
or unknown service line that requests it
(§ 141.85(c)). Since LSLs and GRR
service lines increase the risk of
exposure to lead in drinking water, the
EPA believes this proposed requirement
would encourage more people who are
at greater risk of lead exposure to have
their tap sampled to find out if there is
lead in their drinking water and what
actions they can take to reduce their risk
of exposure. The EPA also proposed to
require the system to notify consumers
of the results of supplemental tap
sampling so they are informed and can
decide to take any needed steps to
reduce their exposure to lead in their
drinking water. Systems would be
required to provide consumers with
these results in the same three-day time
frame required for results of compliance
tap sampling in accordance with
§ 141.85(d).
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ii. Public Education After a Lead Action
Level Exceedance
Under the LCRI, the EPA proposed
that water systems must conduct the
public education activities under
§ 141.85(b)(2) for CWSs and
§ 141.85(b)(4) for NTNCWSs within 60
days of the end of the tap sampling
period in which a lead action level
exceedance occurred, even if an
exceedance also occurred in the
previous tap sampling period (i.e., ‘‘a
consecutive action level exceedance’’).
This would ensure that consumers
receive information following every lead
action level exceedance, instead of
waiting 12 months where two lead
action level exceedances were
consecutive.
The EPA also proposed to clarify that
water systems must repeat the public
education activities until the system is
at or below the lead action level, and
that the calculated 90th percentile level
at or below the lead action level must
be based on at least the minimum
number of required samples under
§ 141.86 in order for the system to be
able to discontinue public education.
The EPA proposed to allow a State
that grants an extension for a water
system to conduct the public education
activities, to make the deadline no more
than 180 days after the end of the tap
sampling period in which the lead
action level exceedance occurred. The
EPA also proposed to restrict the
extension such that it would only apply
to the public education activities in
§ 141.85(b)(2)(ii) through (vi) (i.e.,
delivery of public education materials to
public health agencies and other
organizations; submitting a press
release; implementing additional
activities like public meetings) and
would not apply to delivery of public
education materials to consumers under
§ 141.85(b)(2)(i).
Under the LCRI, the EPA proposed to
require the public education materials
be delivered to every service connection
address served, in addition to the bill
paying customer. The EPA proposed
this change to better ensure that renters
receive this important information so
that they can decide to take any needed
steps to reduce their exposure to lead in
drinking water.
The EPA also proposed revisions to
clarify that CWSs must deliver
‘‘written’’ public education materials to
customers and service connections,
rather than limiting the delivery to only
printed materials. Similarly, the EPA
proposed revisions to clarify that the
required content of public education
materials would not only apply to
printed materials, but written materials
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more broadly. Written materials can
include printed as well as digital
materials delivered via email. The EPA
proposed this update given the
increasing use of electronic methods for
accessing information and so that water
systems can choose the most
appropriate format for providing public
education to the persons they serve.
The EPA proposed that States would
only be allowed to approve changes to
the content requirements of the public
education materials if the State
determines the changes are more
protective of human health. The EPA
proposed this revision to ensure that
information provided in public
education materials is most protective of
human health and in recognition that
some water systems may need to
provide more tailored information to
their community in order to provide
greater public health protection (e.g.,
systems with many lead, GRR, or lead
status unknown service lines).
The EPA proposed to require the
public education materials to include
information about lead, GRR, and
unknown service lines for systems that
have lead, GRR, or unknown service
lines. In addition to the required LSL
information, the EPA proposed that
systems must include information about
replacing GRR service lines, identifying
the material of unknown service lines,
and accessing the service line
replacement plan. Systems with known
lead connectors or connectors of
unknown material in their inventory
would be required to include
information in the public education
materials about how consumers can
access the inventory. The EPA also
proposed to require that the public
education materials include instructions
for consumers to notify the water system
if they think the service line material
classification is incorrect. The EPA
proposed to require all water systems,
including NTNCWSs, to include
information in the public education
materials about lead in plumbing
components and about how consumers
can get their water tested, including
information about the proposed
provision of supplemental monitoring
and notification in § 141.85(c).
The EPA also proposed requiring
public education materials to include
additional steps that consumers can take
to reduce their exposure to lead in
drinking water, including explaining
that using a filter certified by an ANSI
accredited certifier to reduce lead is
effective in reducing lead levels in
drinking water. (See section V.H.4 of the
proposed LCRI (88 FR 84950, USEPA,
2023a) for additional revisions the EPA
proposed to the public education
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content requirements.) The EPA’s
proposed revisions to the mandatory
lead health effects language are
described in section IV.J.2.d.i of this
preamble.
iii. Public Education for Small System
Compliance Flexibility Point-of-Use
Devices
The EPA proposed moving the public
education requirements for small water
system compliance flexibility point-ofuse devices from § 141.85 to § 141.93, so
that the small system compliance
flexibility provisions are all in the same
rule section (see section IV.I of this
preamble).
d. Requirements for Language Updates
and Accessibility
i. Lead Health Effects Language
The EPA proposed to require the lead
health effects language in public
education materials to begin with a
statement that there is no safe level of
lead in drinking water. This was
proposed to address concerns about
water systems with detectable lead
levels below the lead action level
making statements that downplay or
detract from the health effects language.
The EPA reiterates that the lead action
level is not a health-based level and
there is no safe level of lead in drinking
water. The agency previously
established an MCLG for lead of zero.
The EPA also proposed revisions to
the language to clarify that it identifies
some and not all the health effects of
lead, and to encourage consumers to
consult their health care provider for
more information about their risks.
Health care providers are an important,
trusted source of information about lead
for consumers and are influential in
encouraging consumers to take actions,
particularly for those at highest risk
from lead in drinking water (Jennings
and Duncan, 2017; Griffin and
Dunwoody, 2000). In addition to noting
the risk to all age groups, the EPA
proposed adding language to highlight
the risks to pregnant people, infants
(both formula-fed and breastfed), and
young children. The EPA also proposed
revisions to simplify the language so
that it is easier for consumers to
understand. The EPA proposed the
following revised mandatory lead health
effects language in the proposed LCRI:
There is no safe level of lead in drinking
water. Exposure to lead in drinking water can
cause serious health effects in all age groups,
especially pregnant people, infants (both
formula-fed and breastfed), and young
children. Some of the health effects to infants
and children include decreases in IQ and
attention span. Lead exposure can also result
in new or worsened learning and behavior
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problems. The children of persons who are
exposed to lead before or during pregnancy
may be at increased risk of these harmful
health effects. Adults have increased risks of
heart disease, high blood pressure, kidney or
nervous system problems. Contact your
health care provider for more information
about your risks.
The same wording would be required
for use in the health effects description
in the public notifications for a lead
action level exceedance and treatment
technique violations as well as in the
CCR.
ii. Translation Requirements
To ensure greater protection of
consumers with limited English
proficiency, the EPA proposed to
require all the public education
materials under 40 CFR 141.85 to
include: (1) Information in the
appropriate language(s) for the
community the water system serves
regarding the importance of the
materials, and (2) contact information
for persons served by the water system
to obtain a translated copy of the
materials or assistance in the
appropriate language, or the materials
must be translated into the appropriate
language. This would be required for
systems that serve a large proportion of
consumers with limited English
proficiency, as determined by the State.
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3. Summary of Comments and the EPA’s
Response
a. Feasibility of Public Education
Requirements
In the proposed LCRI, the EPA
requested comment on the proposed
determination that the public education
treatment technique is feasible and
prevents known or anticipated adverse
health effects to the extent feasible.
While some commenters agreed, others
thought the proposed public education
requirements did not go far enough to
protect public health while still others
thought they may overwhelm
consumers and that the proposed time
frames of some of the public education
requirements (e.g., consumer notices of
tap sampling results) were not feasible
for many water systems. In light of these
comments, the final LCRI includes
revisions that make public education
more health protective without reducing
its efficacy, for example, by clarifying
the required text about the risks of lead
in drinking water and requiring more
frequent public messaging about those
risks and steps consumers can take to
protect their health (see section IV.J.3.f
of this preamble). The agency is also
adjusting the time frame for consumer
notices of tap sampling results to three
business days (instead of the proposed
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three calendar days) to be feasible for
water systems, given the significant
increase in notices required, while still
ensuring that consumers receive
information as quickly as feasible (see
section IV.J.3.d of this preamble).
b. Streamlining Public Education
Requirements
The EPA requested comment on
additional ways to streamline public
education and associated certification
requirements. Commenters expressed
concerns about the complexity of the
public education and associated
reporting requirements and the burden
on water systems to conduct them.
Some commenters suggested ways to
simplify or streamline the public
education and associated certification
requirements by reducing the number of
public education requirements or
aligning due dates for public education
reporting requirements. The EPA
disagrees with reducing the number of
public education requirements because
they are necessary to inform consumers
and prevent adverse health effects and
the agency determined they are feasible
(see section IV.J.1 of this preamble).
However, the EPA agrees that
streamlining public education reporting
requirements would ease administrative
burdens for both water systems and
States. Thus, the EPA is combining
deadlines for when water systems must
report information about public
education to the State (see section
IV.N.1 of this preamble for the reporting
requirements).
Some commenters suggested the EPA
provide communication templates for
water systems to assist them with
conducting the public education
requirements. The EPA agrees with this
recommendation and intends to provide
public education resources and
templates to assist water systems and
States.
Some commenters recommended
requiring water systems to develop and
submit a public education plan or
communication strategy to the State to
streamline regulatory reporting and
State review and approval. Some
commenters stated this would also help
systems to have public education
materials prepared ahead of time. While
the EPA agrees that a public education
plan could be helpful to water systems
and encourages water systems to do so
where appropriate, the agency is not
introducing such a requirement at this
time due to the additional
administrative burden for water systems
and States. In addition, the timing and
need for certain public education can
vary such as public education following
a lead action level exceedance or
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multiple lead action level exceedances,
and it may not make sense for systems
and States to spend limited resources on
public education plans that will not be
implemented.
c. Service Line Related Outreach
i. Required Public Education To
Encourage Participation in Full Service
Line Replacement
In the proposed LCRI, the EPA
requested comment on whether the
types and timing of outreach activities
proposed for systems failing to meet the
mandatory service line replacement rate
are appropriate and whether other
activities should be considered. Some
commenters supported the proposed
activities; some recommended requiring
systems to do more of these activities
than proposed and to require that at
least one activity involve face-to-face
contact. Some commenters requested
more information on the required
outreach activities, such as the options
of conducting a social media campaign
and visiting targeted customers. Some
commenters cautioned against the EPA
being overly prescriptive on the types of
required activities, recommending that
systems have flexibility to tailor
outreach and community partnerships
to their community, similar to some
comments received regarding the
additional proposed activities for
systems with multiple lead action level
exceedances (see section IV.K.2 of this
preamble).
The EPA encourages water systems to
conduct additional public outreach;
however, the agency disagrees with
requiring systems to conduct a greater
number of activities than proposed
because requiring water systems to
conduct at least one additional activity
if they do not meet the LSLR rate is
sufficient to encourage customer
participation in the service line
replacement program without detracting
from water systems’ efforts to meet the
other public education requirements
and requirements of the LCRI more
broadly. The proposed LCRI includes
several other public education
requirements that provide consumers
with information about lead, GRR, and
unknown service lines described in
section IV.J.2.a of this preamble.
Therefore, the EPA is finalizing the
number and types of activities as
proposed.
The EPA agrees with commenters
about the effectiveness of direct
customer and consumer contact in
community outreach. AWWA’s 2022
Lead Communications Guide and
Toolkit and the LSLR Collaborative
describe direct customer and/or
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consumer contact as particularly
effective methods of communicating
about LSLR (AWWA, 2022; LSLR
Collaborative, n.d.e). That is why the
LCRI includes several options for faceto-face activities, including conducting
a public meeting, participating in a
community event, and visiting targeted
customers. However, the EPA also
agrees with commenters that the
requirements should not be overly
prescriptive and that water systems
should have flexibility to develop an
activity that works best for their
community. During the Small Business
Advocacy Review for the proposed
LCRI, the EPA also received feedback
that face-to-face contact is particularly
effective for engaging smaller
communities, especially those with a
higher percentage of older adults
(USEPA, 2023j). However, this might
not be the most appropriate option for
a larger system, which might determine
that a social media campaign and
visiting targeted customers is more
appropriate. Therefore, the LCRI offers a
variety of activities for systems to
choose from so that they can tailor the
outreach to the community they serve.
While some commenters requested
more information about what kind of
social media campaign would meet the
outreach requirement (e.g., the number
or frequency of social media posts, the
types of social media networks), the
EPA decided not to prescribe this level
of detail as it will depend on the water
system and community as well as the
social media platform chosen to
distribute information. A water system
may consider collaborating with
community partners and/or conducting
a focus group with community members
to determine what kind of social media
campaign would be most effective for
the community it serves.
Some commenters recommended
removing the options to visit targeted
customers or to send certified mail to all
customers and consumers served by
LSLs and GRR service lines, noting that
these would be time intensive and
expensive for water systems. Some
commenters also noted that customers
ignore certified mail rendering it
ineffective. Given the benefits of face-toface contact, the EPA disagrees with
commenters who recommended
removing visiting targeted customers as
an option. Water systems for which this
option is not feasible have many other
options to choose from in the rule. The
EPA also disagrees with
recommendations to remove certified
mail as an option; the purpose of
certified mail as an option is to offer
another opportunity for mailed public
education about the replacement
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program and to ensure that the
consumer receives it. Systems that find
certified mail not to be an effective
method of outreach in their
communities can choose another option.
The EPA is retaining these options
because they are necessary to provide
flexibility for system outreach that best
meets the needs of their community.
Some commenters said the number of
outreach activities required should
depend on system size. The EPA
proposed and maintained in the final
LCRI requirements based on system size
including that systems serving 3,300 or
fewer persons must conduct at least one
of any of the activities listed in
§ 141.85(h) while systems serving more
than 3,300 persons must conduct at
least one of the activities from
§ 141.85(h)(2)(i) through (iv) or at least
two of the activities from
§ 141.85(h)(2)(v) through (viii).
Some commenters requested
clarification on when systems can
discontinue the outreach activities. The
EPA notes that a water system can
discontinue the activities once the
system meets the required replacement
rate or after there are no lead, GRR, or
unknown service lines remaining in the
inventory, whichever occurs first. For
example, a water system that has only
replaced 35 percent by Year 4 of the
LSLR program would not meet the
required rate and therefore would have
to start conducting the additional
outreach activities. The water system
would have to be back on track with at
least 50 percent replaced by the end of
Year 5 to discontinue the activities.
Some commenters expressed concerns
with the proposed requirement for
additional outreach being imposed as a
penalty for systems that fail to meet the
replacement rate. The EPA clarifies that
the purpose of the additional outreach
is to help water systems achieve greater
customer participation in their LSLR
programs so that they can get back on
track towards replacing all LSLs in 10
years. LSLR programs that incorporate
extensive community outreach have
demonstrated how effective public
education can be in increasing LSLR
participation (Klemick et al., 2024; City
of Detroit, 2023; LSLR Collaborative,
n.d.d). To clarify this intention in the
final rule, the EPA is calling this
requirement ‘‘Outreach activities to
encourage participation in full service
line replacement’’ rather than the
proposed ‘‘Outreach activities for failure
to meet the lead service line
replacement rate.’’
ii. Notification of Service Line Material
The EPA requested comment on
whether to require additional public
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education requirements to encourage
service line replacement faster than the
10-year replacement deadline. Some
commenters recommended maintaining
the notification of a lead, GRR, or
unknown service line requirement as
annual, while some commenters
recommended increasing the frequency
to every six months. In contrast, some
commenters questioned whether
increased frequency of this notification
would have an impact on public health.
In the final rule, the EPA is maintaining
the notification as annual. Between this
annual notification and other
requirements for water systems to
provide information about the publicly
available service line inventory and
service line replacement plan (e.g., CCR,
public education after a lead action
level exceedance) and the requirement
for systems to offer to sample the tap for
lead for any consumer served by a lead,
GRR, or unknown service line who
requests it, the EPA believes these
public education requirements will
encourage swift service line
replacement without overburdening
water systems and detracting from their
efforts to identify and replace LSLs.
The EPA also requested comment on
whether the agency should require
systems to annually notify consumers if
they are served by a lead connector,
similar to the required notifications for
sites with lead, GRR, or lead status
unknown service lines. Some
commenters recommended requiring
notification of a lead connector. Some
commenters said if lead connectors are
required in the service line inventory,
notifying the consumer should also be
required. However, some commenters
said if lead connectors are not actively
required to be replaced, then systems
should not be required to notify
consumers of their presence. In the final
rule, the EPA is not requiring annual
notification of lead connectors to
individuals served by lead connectors.
For the final LCRI, the EPA is requiring
water systems to include identified
connectors in their service line
inventory (see section IV.D.1 of this
preamble). Consumers have access to
the publicly available service line
inventories to determine if they are
served by a lead connector. Information
about how to access the service line
inventory is required in notifications of
a service line that is known to or may
potentially contain lead, public
education materials provided after a
lead ALE (see section IV.J.4.c of this
preamble), and the widely distributed
CCR (see section IV.O.1 of this
preamble). The EPA is also maintaining
the requirement for water systems to
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replace lead connectors as encountered
(see section IV.B of this preamble).
Given the differences in how service
lines and connectors are required to be
identified and replaced and their
associated risks of lead exposure, the
EPA determined that it is sufficient to
require water systems to provide
consumers with information on how
they can access the inventory to find out
if they are served by a lead connector
rather than requiring an annual
notification of connector material. The
EPA is requiring notifications for
persons served by a lead, GRR, or lead
status unknown service line to raise
awareness to consumers that they are
consuming drinking water served by a
service line that may contribute lead to
drinking water, educate them about
identification and replacement
(therefore likely increasing replacement
participation), and steps they can take to
reduce exposure to lead in drinking
water. The EPA is not requiring water
systems to identify all lead connectors
in their distribution system, unless they
can be identified through available
information, and is requiring water
systems to replace lead connectors
when encountered. This is because lead
connectors are expected to contribute
less to exposures from lead in drinking
water when compared to LSLs because
they are shorter in length and to enable
water systems to prioritize funding and
staffing resources towards replacement
of lead and GRR service lines and
identifying unknown service lines.
Providing direct notification to
consumers with lead connector
materials would provide limited
information in terms of location (for
those with unknown connectors) and
replacement opportunities.
iii. Notification of a Service Line
Disturbance
The EPA received comments on the
requirement for notification of a
disturbance to a lead, GRR, or unknown
service line. The EPA proposed in the
LCRI to require notification, including
providing public education materials
and flushing instructions, to customers
and persons served by the water system
that are served by a lead, GRR, or
unknown service line following actions
taken by a water system that cause a
disturbance to the service line. The EPA
proposed that this includes actions that
result in a shut off or bypass of water
to an individual or group of service
lines such as operating a valve on a
service line or meter setter, or
reconnecting a service line to the main.
The EPA proposed that water systems
must provide filters when the
disturbance results from the
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replacement of an inline water meter,
water meter setter, or connector, and
requested comment on whether to
require provision of filters for
disturbances resulting from replacement
of a water main, in addition to the
proposed requirement for public
education materials and flushing
instructions. Some commenters
expressed support for providing filters
for disturbances caused by water main
replacement, noting that lead releases
from these disturbances are
unpredictable and flushing would not
suffice. Other commenters were
opposed to any notification requirement
for disturbances caused by water main
replacement, expressing concerns that
water systems would have to provide
notification on multiple occasions since
water main replacement can be a multiday process.
The EPA is requiring that when the
water main replacement results in a
service line being physically cut, water
systems must provide persons served at
that service connection with a pitcher
filter or point-of-use device certified by
an ANSI accredited certifier to reduce
lead, instructions to use the filter, and
six months of filter replacement
cartridges, in addition to the proposed
public education materials and flushing
instructions. Water systems would
provide the filters to consumers at the
same time as the public education
materials and flushing instructions so
such a requirement would not require
any additional outreach effort. In the
final rule, the EPA is requiring
provision of filters for disturbances to a
lead, GRR, or unknown service line
caused by replacement of an inline
water meter, water meter setter,
connector, or water main to increase
public health protection since all these
replacements involve cutting pipe,
which can cause lead releases in the
water when LSLs or GRR service lines
are present (Lewis et al., 2017; Camara
et al., 2013; Del Toral et al., 2013).
Some commenters supported the
proposed revision to add significant
disturbances caused by inventorying
efforts to the types of disturbances that
would require notification. However,
other commenters perceived this
designation as being too open-ended,
stating that compliance would be
infeasible and that there is not a
technical basis for this proposed
requirement. For these reasons, they
recommended removing the proposed
regulatory text ‘‘or other actions that
cause a disturbance to a service line or
group of service lines, such as
undergoing physical action or vibration
that could result in pipe scale
dislodging and associated release of
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particulate lead.’’ The EPA is
maintaining the proposed requirement
in the final rule. First, the EPA disagrees
with the claim that there is no technical
basis for this requirement. Field
methods used for inventory efforts can
disturb a service line or group of service
lines such that lead is released and puts
consumers at risk of exposure to lead in
drinking water (Hensley et al., 2021).
The regulatory text specifies actions that
result in ‘‘pipe scale dislodging and
associated release of particulate lead’’
that would put consumers at increased
risk of lead exposure and therefore
necessitate notifying consumers so they
can decide to take precautions to
prevent adverse health effects. It is for
these same technical reasons that the
EPA included recommendations in the
agency’s LCRR inventory guidance to
notify consumers about the potential for
temporarily elevated lead levels and
provide them with information about
reducing lead levels following an LSL or
GRR disturbance during excavation
(USEPA, 2022c). Second, the EPA
believes it is feasible for water systems
to notify consumers when there is a
disturbance to a service line or group of
service lines that could result in pipe
scale dislodging and associated release
of particulate lead and disagrees that
this type of disturbance is too broad for
water systems to comply with the
requirement. However, the EPA is
making the following small correction to
the punctuation in the final regulatory
text ‘‘or other actions that cause a
disturbance to a service line or group of
service lines, such as undergoing
physical action or vibration, that could
result in pipe scale dislodging and
associated release of particulate lead’’ to
clarify that the agency is specifically
referring to disturbances resulting in
pipe scale dislodging and associated
release of particulate lead whereas the
proposed regulatory text could have
been interpreted as any disturbances to
a service line or group of service lines.
Some commenters expressed concerns
about the feasibility of notifying a
customer before returning the line to
service or within 24 hours if the
customer does not reside at the service
connection (e.g., a customer who is a
property owner and renting their
property). The EPA agrees with these
concerns, and in the final rule, the
agency is allowing water systems up to
30 days after the disturbance to notify
customers who are not at the service
connection (i.e., non-resident property
owner) since they would not likely be
consuming the water and therefore
would not likely be exposed to the
potentially elevated lead levels caused
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by the disturbance. Although a nonresident customer may not be at risk of
exposure (such as a rental property
owner), it is appropriate to notify the
customer if infrastructure work is
conducted on their property. In
addition, there may be situations where
the non-resident customer could
consume drinking water at their
property. Water systems must still
notify persons at the service connection
of the disturbance before the service line
is returned to service or within 24 hours
of the disturbance if service was not
shut off or bypassed.
d. Individual Notification of Tap
Sampling Results
In the proposed LCRI, the EPA
requested data, analyses, and comments
on the proposed determination that
water systems are capable of providing
consumer notices of individual tap
sampling results within three calendar
days of learning of those results,
regardless of whether the results exceed
the lead or copper action level, or if a
longer time frame is needed (e.g., three
business days, seven calendar days, 14
calendar days). Many commenters
expressed concerns with the feasibility
of the proposed three calendar-day time
frame, particularly if a system receives
results before a weekend or holiday, and
recommended the EPA extend the
deadline for systems to deliver
consumer notice of lead and copper tap
sampling results, including on-request.
Suggested time frames included three
business days, five business days (or
seven calendar days), 10 days, 14 days,
or 30 days for all results. Some
commenters recommended allowing
more time for results that do not exceed
the action level or the practical
quantitation limit. On the other hand,
some commenters recommended
maintaining the proposed three calendar
days for notification of all results or
shortening the time frame to 24 hours.
The EPA disagrees with including
different timeframes based on lead
levels found as there is no safe level in
drinking water and consumers should
be made aware of any lead in their
individual tap sample results as soon as
possible. There is no safe level of lead
in drinking water and while the tap
sampling protocol is designed to inform
assessment of CCT, as discussed above
an individual tap could potentially
represent water being consumed by
individuals and therefore individual
results are useful to provide to the
consumer. Recognizing implementation
concerns, the EPA determined having a
single time frame for delivery of
notifications simplifies implementation
and reporting. In addition, providing all
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tap sample results in the same, timely
manner is important to build trust with
consumers who often must be willing to
participate in the sampling. After
considering public comments and the
increased number of consumer
notifications of tap sampling results
required under the LCRI, the EPA has
determined that it may not be feasible
for water systems to provide consumer
notification within three calendar days.
Therefore, the final rule requires water
systems to provide consumer notice of
lead or copper tap sampling results as
soon as practicable but no later than
three business days of the system
learning of the results. Three business
days rather than three calendar days
alleviates concerns raised about
notification requirements on weekends
and holidays, recognizing water systems
may not have staff available to conduct
notification. This is the same time frame
regardless of lead or copper levels and
includes both tap sampling results from
lead and copper tap water monitoring
carried out under the requirements of
§ 141.86 as well as consumer-requested
tap sampling results from supplemental
tap water monitoring carried out under
the requirements of § 141.85(c). The
EPA notes that there are many approved
delivery methods for this notification,
including electronic delivery (e.g.,
email, text message, notification in
water system portal) so that water
systems can choose the most suitable
option for the persons they serve and so
that they are able to meet the three
business day time frame.
Some commenters noted a
discrepancy between the preamble and
regulatory text with regards to the
proposed written follow-up that would
be required for systems that deliver the
notice orally by phone. The preamble to
the proposed rule correctly stated that
written follow-up would be required for
notices delivered by phone within 30
days of the system learning of the
results. The regulatory text incorrectly
referred to this written follow-up as
being required for notices delivered by
phone or electronically, and also
incorrectly stated that it would be
required within three days of the system
learning of the results. The EPA
corrected this in the final rule which
requires written follow-up only for
notices delivered by phone call or voice
message since this would be an oral
communication and consumers need
access to a written copy of the results
and other information such as steps to
reduce their risk of exposure to lead in
drinking water. The purpose of allowing
water systems to deliver the notification
by a voice phone call is to make it easier
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for systems to notify consumers of their
tap sampling results as quickly as
possible within three business days,
since some systems may not be able to
deliver the notice using other methods
such as mail within this time frame or
other methods such as electronic
delivery may not be appropriate for
their community. The final rule requires
this written follow-up within 30 days,
and not three days, as the latter would
defeat the purpose of the phone delivery
option and would be redundant with a
system simply delivering the written
notice within three business days,
which is already an option.
Some commenters requested
clarification on when the delivery time
frame begins, and specifically when a
water system is considered to have
‘‘learned of’’ the results. This can vary
for water systems depending on how the
water system learns of the results. Some
systems have their own labs where they
know the results as soon as their labs
analyze the samples. Other systems
send their results to private labs, and
the systems would learn of the results
potentially by mail, fax, email, or other
means. The EPA is not prescribing how
systems must learn of the results. In any
case, once the system learns of the
results, it then has up to three business
days to deliver the consumer notice.
Some commenters requested
clarification on the time frame for
copper tap sampling results and onrequest sampling results. The EPA notes
that the same notification time frame
applies to all lead and copper sampling
results. In cases where copper samples
are collected at the same time as lead,
systems can combine the lead and
copper results and required information
into a single notice. The EPA expects
that this would simplify
implementation by allowing systems to
deliver both the lead and copper results
and associated required information at
the same time.
Some commenters appeared to
conflate the notice of individual tap
sampling results with the Tier 1 public
notification that is required within 24
hours of a systemwide lead action level
exceedance (based on the 90th
percentile calculation). The EPA notes
that this requirement concerns tap
sampling results from an individual site
and is different from the 90th percentile
calculation of a system’s lead levels,
which requires 24-hour public
notification (see section IV.O.2 of this
preamble), and public education within
60 days when there is a systemwide
lead action level exceedance (see
section IV.J.4.c.ii of this preamble).
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e. Supplemental Monitoring and
Notification
In the proposed LCRI, the EPA
requested comment on whether the
proposed requirement for water systems
to offer lead sampling to consumers
with lead, GRR, or unknown service
lines in the notice of service line
material is effective at reducing adverse
health effects. The EPA also requested
comment on the proposed requirement
for water systems to deliver consumerinitiated test results within three
calendar days of obtaining those results.
Some commenters agreed that offering
lead sampling is effective at reducing
adverse health effects. However, some
commenters expressed concerns with
the burden on water systems relative to
the level of risk reduction the proposed
requirement could achieve. Some noted
that it would be difficult for water
systems to budget for an uncertain
amount of sampling and recommended
a cap on the number of samples that the
water system would have to pay for or
a cap on water system spending on
consumer-requested sampling. Some
commenters recommended only offering
sampling to persons served by LSLs and
GRR service lines, but not unknowns.
Some commenters requested
clarification on what exactly it means
for a water system to ‘‘offer’’ sampling
and whether the water system would be
required to pay for analyzing the
sample. Some commenters stated that
the rule should specify that this
sampling be done at no charge to the
individual consumer. The EPA also
requested comment on the proposed
requirement for water systems to deliver
consumer-initiated test results within
three calendar days of obtaining those
results. Some commenters supported
the three-day time frame proposed for
delivery of consumer-requested
sampling results, while others expressed
concerns noting that it would
disincentivize systems from offering free
lead testing to consumers.
The EPA agrees with commenters that
offering lead tap sampling to consumers
with lead, GRR, or unknown service
lines is effective at reducing adverse
health effects and disagrees with
commenters that it has limited risk
reduction relative to the burden on
water systems. As stated in the
proposal, lead and GRR service lines
can increase the risk of exposure to lead
in drinking water (88 FR 84878, 84950,
USEPA, 2023a). This requirement will
encourage more people who are at
greater risk of lead exposure to have
their tap sampled to find out if there is
lead in their drinking water and what
actions they can take to reduce their risk
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of exposure, thereby reducing adverse
health effects. The EPA disagrees with
withholding the offer for lead sampling
from consumers served by unknown
service lines as they may also
potentially contain lead which increases
the risk of exposure for these
consumers. The EPA does not agree that
this requirement has limited risk
reduction relative to the burden on
water systems. This requirement could
be implemented similarly to other lead
tap sampling regularly conducted by the
water system such as providing
consumers with sampling materials and
instructions, collecting tap samples,
analyzing samples in-house or
commercially, and informing consumers
of the results. The rule also provides
that consumer-requested sampling does
not have to conform to compliance
sampling requirements to provide
flexibility and meet the needs of
consumer requests; however, at sites
served by a lead, GRR, or lead status
unknown service line the samples must
capture both water in contact with
premise plumbing and water in contact
with the service line. With regards to
who bears the cost of consumerrequested sampling, as described in the
LCRI proposal, the requirement to offer
sampling does not address how a water
system would cover the cost of the
sampling. The EPA does not direct how
a water system covers the costs of
compliance with a NPDWR as this is, at
its core, a matter of State and local law.
State and local governments regulate
how water systems allocate costs for
services provided to their customers.
Therefore, the final rule does not
include any specifications as to the
entity responsible for the cost of
consumer-requested sampling. (See
section IV.J.4.b of this preamble about
the time frame for delivery of lead tap
sampling results).
f. Public Education After a Lead Action
Level Exceedance
In the proposed LCRI, the EPA
requested comment and supporting data
on the capacity of water systems to
conduct some or all of the required
public education activities in 30 days,
or another period of time that is less
than 60 days, after the end of the tap
sampling period in which a systemwide
lead ALE occurs. Most commenters
recommended maintaining the time
frame as 60 days after the end of the tap
sampling period in which the lead ALE
occurred, stating that a shorter time
frame of 30 days would be difficult or
would not be feasible for many systems.
However, some commenters stated it
would be feasible to conduct the public
education requirements within 30 days.
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Some commenters recommended that
the EPA consider increasing the time
frame to 90 days. Some commenters
recommended requiring different time
frames based on the size of the system
and also different time frames for the
different public education activities
required after a lead ALE (e.g., different
time frames for delivery of public
education materials to consumers and
organizations, submitting a press
release, etc.).
The EPA is maintaining the 60-day
time frame for conducting public
education after a lead ALE. The EPA
believes that systems need the 60 days
after the end of the tap sampling period
to develop and/or update public
education materials, consult with the
State, identify the organizations that
they need to share these materials with,
plan activities (e.g., public meetings,
public service announcements) in
consultation with the State, and submit
a press release, among other public
education tasks required under
§ 141.85(b)(2) for CWSs and
§ 141.85(b)(4) for NTNCWSs. Given the
increase in lead ALEs that may occur as
a result of the reduced lead action level
and revised tap sampling protocol,
water systems will likely have more
ALEs leading to the need to conduct
more public education, in addition to
the 24-hour Tier 1 public notification of
a lead ALE. For this reason, the EPA
disagrees with shortening the deadline
for conducting public education. In
addition, since the PN Rule requires all
water systems to conduct public
notification within 24 hours of the
system learning of a lead ALE,
consumers will have already received
information about the situation,
potential adverse health effects, and
actions they should take. The EPA
disagrees with increasing the time frame
to 90 days as water systems have
demonstrated for decades their ability to
conduct the public education
requirements within 60 days, and the
rule already allows water systems to
apply to States for an extension if they
are unable to meet this time frame. The
extension would only apply to the
activities in § 141.85(b)(2)(ii) through
(vi) for CWSs (or § 141.85(b)(4)(i) and
(ii) for NTNCWSs) and would not apply
to delivery of public education materials
directly to consumers under
§ 141.85(b)(2)(i) because, as
demonstrated by the many years this
requirement has been in place, it is
feasible for systems to distribute public
education materials to consumers
within 60 days. The EPA disagrees with
requiring different time frames for
conducting the public education
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requirements based on system size as
the rule already includes fewer public
education requirements for systems
exceeding the lead action level that
serve 3,300 or fewer persons (see
§ 141.85(b)(9) of the LCRI).
The EPA received many comments on
the content of public education
materials, including both public
education materials after a lead ALE as
well as other public education materials
that require some of the same content.
Some commenters expressed concerns
about water systems including incorrect
or misleading information in public
education materials about the safety of
their drinking water. The EPA notes that
the rule specifies that if water systems
include additional information in public
education materials beyond what the
EPA has required, this additional
information must be consistent with the
required information. Any changes
made to required information must be
approved by the State as more
protective of human health. In addition,
water systems are required, and have
been required since 2007, to provide
States with a copy of all public
education materials required under
§ 141.85 prior to delivery, in accordance
with § 141.85(a)(1). This means that
States should be aware of any incorrect
or misleading statements that systems
include in public education materials
and have a chance to intervene to
ensure the information is corrected prior
to delivery to consumers. Additionally,
the State may require the system to
submit for review and approval the
content of the materials prior to
delivery. This is specified under
§ 141.85(a)(1) of the rule; however, there
is not a corresponding reporting
requirement in § 141.90(f), which may
lead systems and States to overlook this
requirement. To ensure systems and
States are aware of this existing
requirement and thereby encourage
stronger rule implementation, in the
final LCRI the EPA has added a
reporting requirement to § 141.90(f) that
reiterates this same requirement for
systems to submit copies of public
education materials to the State prior to
delivery. This State oversight should be
adequate to help ensure that public
education materials do not include
inaccurate information about lead in
drinking water and thereby provide for
greater public health protection. The
EPA also believes that the proposed
revisions made to the lead health effects
language that the EPA is finalizing,
including requiring an explicit
statement that there is no safe level of
lead in drinking water, will help ensure
that consumers have a more accurate
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understanding of the risks of lead in
their drinking water.
Some commenters recommended
adding language to public education
materials about the risk of lead exposure
even when tap results at a given point
in time do not detect lead. The EPA also
heard these concerns from some
NDWAC members in the NDWAC
Public Meeting on the final LCRI
(NDWAC, 2024). In response to
commenters’ concerns, the EPA has
updated the content requirements for
public education materials in
§ 141.85(a)(1)(iii)(B) to require water
systems to explain that lead levels may
vary and therefore lead exposure is
possible even when tap sampling results
do not detect lead at one point in time,
in addition to the requirements to
provide information on the sources of
lead in drinking water. This information
would apply to any public education
materials that are required to meet the
content requirements of
§ 141.85(a)(1)(iii)(B), which include the
consumer notice of lead tap sampling
results, public education distributed
after a systemwide lead action level
exceedance, and public education
distributed by systems that do not meet
the mandatory LSLR rate. The EPA is
also requiring the CCR to include
similar information in its informational
statement about lead. The EPA believes
that this added information will also
help to ensure that consumers have a
more accurate understanding of the
risks of lead in their drinking water so
they can decide whether to take
additional protective measures and
which ones are appropriate for their
situation (e.g., remove lead plumbing,
remove LSL, use a filter certified to
reduce lead).
The proposed LCRI would have
required CWSs to deliver public
education and DSSA information to
local and State health agencies by mail
or another method approved by the
State, similar to the 2021 LCRR (see
§ 141.85(i)). Some commenters
recommended that water systems be
allowed to deliver these materials by
email, noting that email would make it
easier to reach the appropriate person
and attach data. The EPA agrees with
commenters that email delivery of this
information would facilitate data
sharing and therefore the agency has
added email as an allowed delivery
method in the final rule.
g. Translation of Public Education
Materials
The EPA proposed to require all
public education materials under
§ 141.85 to include (1) information in
the appropriate language(s) regarding
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the importance of the materials, and (2)
contact information for persons served
by the water system to obtain a
translated copy of the materials, request
assistance in the appropriate language,
or the materials must be translated into
the appropriate language.
Many commenters supported the
proposed translation requirements to
help overcome language barriers and
make public education materials about
lead in drinking water more accessible
and understandable to a wider
community, noting that they would
support greater environmental justice.
Some commenters requested
clarification on the meaning of a ‘‘large
proportion’’ of consumers with limited
English proficiency. The rule specifies
that this proportion is determined by
the State; moreover, this phrase has
been a part of the LCR since 2007 (72
FR 57782, USEPA, 2007a) and the same
phrase has been used in the CCR Rule
(§ 141.153(h)) and PN Rule
(§ 141.205(c)(2)) translation
requirements after which this provision
was originally modeled. Some
commenters requested clarification on
what constitutes ‘‘limited English
proficiency.’’ As stated in the proposed
LCRI preamble, individuals with limited
English proficiency include those who
do not speak English as their primary
language and who have a limited ability
to read, write, speak, or understand
English.
In the proposed LCRI, the EPA
requested information and data on when
a system provides translated materials
to consumers with limited English
proficiency, what resources are used to
translate materials (e.g., State resources,
community organizations), and what
barriers water systems may face in
providing accurate translated materials.
The EPA also requested comment on
whether the agency should require
States, as a condition of primacy, to
provide translation support to water
systems that are unable to do so for
public education materials to consumers
with limited English proficiency.
Some commenters supported
requiring States to provide translation
assistance to systems, while others were
opposed and expressed concerns about
cost and expertise for many States.
Some commenters noted States have
had difficulty with acquiring translation
services for public notices and also
expressed concern with the accuracy of
translation services that water systems
obtain on their own. Some commenters
said it would be infeasible for States to
provide translated public education
materials to consumers without
additional EPA assistance. The EPA
received many comments requesting
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that the agency provide translation
resources and translated templates to
assist water systems and States. The
EPA intends to provide templates of
public education materials that provide
greater accessibility to consumers,
including in multiple languages to assist
water systems. In response to
commenters’ concerns about States’
capacity to provide translation support,
the EPA is requiring that States provide
technical assistance to systems in
communities with a large proportion of
consumers with limited English
proficiency, as a condition of primacy
for the LCRI. This is consistent with the
EPA’s Final CCR Rule Revisions, which
include a similar requirement (89 FR
45980, USEPA, 2024c). The EPA
believes that it should be feasible for
States to provide technical assistance to
water systems. Depending on the State’s
capacity, this could be as simple as
providing resources for water systems to
translate their public education
materials, including EPA-provided
translations of required content for
public education materials (e.g., health
effects language, definitions) and
translated templates of public education
materials through a website. This can
also include providing water systems
with information on how consumers can
contact the State for translation
assistance upon request.
4. Final Rule Requirements
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a. Service Line Related Outreach
i. Required Public Education To
Encourage Participation in Full Service
Line Replacement
In the final LCRI, the EPA is
requiring, as proposed with minor
revisions, outreach activities to
encourage customer participation in full
service line replacement for CWSs that
do not meet the mandatory service line
replacement rate calculated across a
cumulative period as required under
§ 141.84(d)(5). For the final LCRI, the
EPA is revising the proposed
requirement to account for the change
from a rolling three year period to a
cumulative period (see section IV.B of
this preamble). These water systems
must conduct the outreach at least once
in the year following the calendar year
for which the system does not meet
their cumulative average replacement
rate and annually thereafter until the
water system meets the replacement rate
or until there are no lead, GRR, or
unknown service lines remaining in the
inventory, whichever occurs first. The
EPA is also revising the proposed
requirement to specify that it only
applies to CWSs, whereas the proposed
requirement would have applied to all
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water systems that do not meet the
service line replacement rate. In the
final rule, CWSs serving more than
3,300 persons must conduct at least one
of the following activities to discuss
their service line replacement program
and opportunities for replacement and
to distribute public education materials:
• Conduct a public meeting;
• Participate in a community event to
provide information about its service
line replacement program;
• Contact customers by phone call or
voice message, text message, email, or
door hanger; or
• Use another method approved by
the State to discuss the service line
replacement program and opportunities
for replacement.
Alternatively, CWSs serving more
than 3,300 persons must conduct at
least two of the following activities:
• Send certified mail to customers
and persons served by LSLs or GRR
service lines to inform them about the
water system’s service line replacement
program and opportunities for
replacement;
• Conduct a social media campaign;
• Conduct outreach via the media
including newspaper, television, or
radio; or
• Visit targeted customers (e.g.,
customers in areas with lower service
line replacement participation rates) to
discuss the service line replacement
program and opportunities for
replacement.
CWSs serving 3,300 persons or fewer
must conduct at least one activity from
either set of options. The final rule
excludes NTNCWSs from this
requirement as a NTNCWS would likely
own its entire system and therefore
would not likely have consumers to
engage with. In the proposed rule, one
of the activities included conducting a
townhall meeting; the final rule revised
this to be a public meeting more
generally since a townhall meeting may
imply government involvement. The
option to send certified mail to
customers and persons served by lead or
GRR service lines to inform them about
the water system’s service line
replacement program and opportunities
for replacement is separate from, and
cannot be substituted by, the
notification of service line material
required under § 141.85(e).
ii. Notification of Service Line Material
In the LCRI, the EPA is finalizing the
clarifications to the requirement for
water systems with lead, GRR, or
unknown service lines in their
inventory to notify customers and
consumers if they are served by one of
these service lines, as proposed. The
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EPA is requiring the same notification
content requirements for lead and GRR
service lines since both increase the risk
of exposure to lead. In addition, all
notices (lead, GRR, and unknown
service lines) are required to include
information about accessing the service
line replacement plan and steps
consumers can take to reduce exposure
to lead in drinking water. These notices
must meet the requirements of
§ 141.85(a)(1)(iv) which contains
finalized revisions to update content
requirements, including information
about using a filter certified to reduce
lead. The public education materials for
lead and GRR service lines must include
instructions for consumers to notify the
water system if they think the material
categorization is incorrect (e.g., if the
service line is categorized as lead in the
inventory but is actually non-lead).
Water systems must follow up with
consumers that notify the water system
that they think the material is incorrect,
verify the correct service line material,
and update the inventory as appropriate
(see section IV.D of this preamble). In
addition, the notice must include a
statement that water systems must offer
to sample the tap water of any consumer
served by a lead, GRR, or unknown
service line who requests it in
accordance with § 141.85(c).
iii. Notification of a Service Line
Disturbance
Notification of service line
disturbance is required following
actions taken by a water system that
cause a disturbance (§ 141.85(g) of the
proposed LCRI but updated to
§ 141.85(f) in the final LCRI). This
includes actions that result in a shut off
or bypass of water to an individual
service line or a group of service lines
(e.g., operating a valve on a service line
or meter setter, or reconnecting a service
line to the main). This can also include
other actions that cause a disturbance to
a service line or group of service lines,
such as undergoing physical action or
vibration, that could result in pipe scale
dislodging and associated release of
particulate lead (e.g., disturbances
following inventorying efforts). For
these disturbances, water systems are
required to provide persons at the
service connection with public
education materials and instructions for
a flushing procedure to remove
particulate lead.
For some disturbances, water systems
are required to provide persons at the
service connection with public
education materials and pitcher filters
or point-of-use devices certified by an
ANSI accredited certifier to reduce lead,
along with filter instructions and filter
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replacement cartridges. This is the case
when the disturbance results from the
replacement of an inline water meter,
water meter setter, or connector. Under
the final rule, the EPA has added a
requirement that water systems must
also provide filters when the
disturbance results from the
replacement of a water main whereby
the service line pipe is physically cut
(§ 141.85(f)(2)). The EPA is requiring
distribution of filters in these situations
because disturbances that involve
physically cutting a service line that is
known to or may potentially contain
lead are particularly at risk of causing
elevated lead levels in the drinking
water (Lewis et al., 2017; Camara et al.,
2013; Del Toral et al., 2013). In the final
rule, the EPA is also requiring that water
systems provide instructions for a
flushing procedure to remove
particulate lead for these disturbances
so that persons at the service connection
are provided this additional information
for reducing lead in drinking water.
In the final rule, the public education
materials provided after a disturbance
must meet the content requirements in
§ 141.85(a)(1)(ii) through (iv), which
describe health effects of lead and steps
consumers can take to reduce their
exposure, as proposed. The EPA is also
requiring the public education materials
to include the information on lead, GRR,
and unknown service lines specified in
§ 141.85(a)(1)(vi) so that customers and
persons at the service connection
receive information about opportunities
for replacing lead and GRR service lines
and identifying the material of unknown
service lines.
Water systems that cause a
disturbance to a lead, GRR, or unknown
service line are required to notify
persons both at the service connection
and customers. Water systems must
notify persons at the service connection
of the disturbance before the service line
is returned to service or within 24 hours
of the disturbance if service was not
shut off or bypassed. In the final rule,
the EPA is providing water systems up
to 30 days after the disturbance to notify
customers who do not reside at the
service connection (e.g., a customer who
is a property owner and renting their
property) since they would not be
consuming the water and therefore
would not be exposed to the potentially
elevated lead levels caused by the
disturbance but should still be notified
since the disturbance affects their
property.
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b. Individual Notification of Tap
Sampling Results
i. Lead
The EPA is finalizing the requirement
for water systems to provide notification
to consumers of their individual lead
tap sampling results within three
business days of learning of the results.
The EPA revised the proposed
requirement from three calendar days to
three business days for the final rule.
This includes notification of results
from compliance tap sampling as well
as consumer-requested sampling in
accordance with § 141.85(d) and (c),
respectively. The same time frame
applies to all lead levels, regardless of
whether an individual sample’s lead
levels exceed 0.010 mg/L (the lead
action level). Water systems can deliver
the notice either electronically (e.g.,
email or text message), by phone call or
voice message, hand delivery, by mail
(postmarked within three business days
of the system learning of the results), or
by another method approved by the
State. Water systems that choose to
deliver the notice orally by phone
would be required to follow up with a
written notice hand delivered or
postmarked within 30 days of the water
system learning of the results. In
addition to including the proposed
content requirements, the final rule also
requires the notice of lead tap sampling
results to include information about
possible sources of lead in drinking
water that meets the requirements of
§ 141.85(a)(1)(iii)(B), which includes
explaining that lead exposure from
drinking water is still possible even if
tap sampling results do not detect lead
at one point in time. This is in addition
to the other information that the EPA is
requiring in the final LCRI, including
the mandatory lead health effects
language provided in § 141.85(a)(1)(ii)
and steps consumers can take to reduce
their risk of exposure provided in
§ 141.85(a)(1)(iv), among other
information.
ii. Copper
Water systems must also provide
notification to consumers of their
individual copper tap sampling results
within three business days of learning of
the results. The EPA is requiring the
same delivery methods for notification
of copper tap sampling results as for
lead. In cases where copper samples are
collected at the same time as lead,
systems can combine the lead and
copper results and required information
into a single notice. Similar to the notice
of lead tap sampling results, the notice
of copper tap sampling results must
include the results of copper tap water
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monitoring for the tap that was tested,
an explanation of the health effects of
copper as provided in appendix B to
subpart Q of part 141 (Standard Health
Effects Language for Public
Notification), a list of steps consumers
can take to reduce exposure to copper
in drinking water, and contact
information for the water system. The
notice must also provide the MCLG and
the action level for copper, both of
which are 1.3 mg/L, and the definitions
for these two terms from § 141.153(c).
c. Other Public Education Materials
i. Supplemental Monitoring and
Notification
The EPA is finalizing the
requirements, as proposed, for water
systems to offer to sample the tap for
lead for any consumer served by a lead,
GRR, or unknown service line that
requests it. Systems must deliver results
of this on-request sampling in the same
time frame of three business days
required for results of compliance tap
sampling. The EPA revised the
proposed requirement from three
calendar days to three business days.
The EPA is finalizing flexibility for
water systems to determine the
sampling protocol for this supplemental
monitoring, as proposed in the LCRI.
For sites with a lead, GRR, or unknown
service line, the sampling must capture
the water stagnant in the service line as
well as any premise plumbing (e.g.,
first- and fifth-liter samples, sequential
sampling, flush samples); however, the
water system can determine the
particular sampling protocol to capture
water in the service line and premise
plumbing.
The EPA is also clarifying in the final
rule that when there is a systemwide
lead action level exceedance, water
systems must offer to sample the tap for
lead for any consumer that requests it,
and not just customers. As noted above,
results of this on-request sampling must
be delivered within three business days.
ii. Public Education After a Lead Action
Level Exceedance
Under the final LCRI, CWSs that
exceed the lead action level must
deliver public education materials to
bill paying customers and every service
connection address served, as proposed.
The public education materials must be
written, meaning they can be printed
(i.e., delivered by mail or hand) or
electronic (i.e., delivered by email)
materials. However, the public
education cannot be oral (i.e., delivered
by phone call or voice message), unless
this is done in addition to one of the
other allowed delivery formats. The
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EPA is requiring CWSs to conduct the
public education activities under
§ 141.85(b)(2) and NTNCWSs to conduct
the public education activities under
§ 141.85(b)(4) within 60 days of the end
of the tap sampling period in which the
exceedance occurred (i.e., June 30 or
December 31 for standard monitoring, or
September 30 or the last day of an
alternative four-month tap sampling
period approved by the State for annual
and reduced monitoring). The public
education activities must always be
conducted within this 60-day time
frame, instead of allowing systems to
wait 12 months to conduct public
education when there are consecutive
action level exceedances as previously
required. If a State grants an extension
for a water system to conduct the public
education activities, the deadline must
not extend beyond six months after the
end of the tap sampling period in which
the lead action level exceedance
occurred. Extensions can only be
granted for the activities in
§ 141.85(b)(2)(ii) through (vi) for CWSs
and the activities in § 141.85(b)(4)(i) and
(ii) for NTNCWSs. The proposed rule
inadvertently left out this extension
provision for NTNCWSs; therefore, the
final rule includes a technical correction
to reinstate the extension provision for
NTNCWSs. These requirements in the
final LCRI are the same as proposed,
with the technical correction.
In the final LCRI, the EPA also revised
the regulatory language in
§ 141.85(b)(2)(ii)(A) and (B) to clarify
that the purpose of the requirements for
community water systems to deliver
public education materials to local
public health agencies and other
organizations after a lead action level
exceedance is to reach ‘‘consumers’’
(i.e., people who drink the water) who
are most at risk rather than ‘‘customers’’
of the water system who may be paying
the bill but not drinking the water (i.e.,
a customer who is a property owner and
renting their property). This is a
clarifying edit which does not impact
the activities that community water
systems must conduct.
The EPA is finalizing the proposed
content requirements with some
additional required content in response
to comments received on the proposed
LCRI. Public education materials must
include information about lead, GRR,
and unknown service lines not only if
the system has LSLs, but also GRR and
unknown service lines. In addition to
required LSL information, systems must
include information about replacing
GRR service lines and identifying the
material of unknowns as well as
information on how to access the
system’s service line replacement plan.
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Where the water system intends for
customer payment for a portion of the
replacement where it is required or
authorized by State or local law or a
water tariff agreement, the notice must
also include information about
financing solutions to assist property
owners with replacement of their
portion of a lead or GRR service line.
Systems with known or unknown lead
connectors in their inventory must also
include information in the public
education materials about accessing the
inventory. The public education
materials must include instructions for
consumers to notify the water system if
they think the material classification is
incorrect.
All water systems, including
NTNCWSs, must include information in
the public education materials about
lead in plumbing components and about
how consumers can get their water
tested, including information about the
provision of supplemental monitoring
and notification in § 141.85(c). In
response to comments received on the
proposed LCRI, the EPA is requiring the
public education materials to explain
that lead levels may vary and therefore
lead exposure is possible even when tap
sampling results do not detect lead at
one point in time (§ 141.85(a)(1)(iii)(B)).
The EPA is requiring public education
materials to include additional steps
that consumers can take to reduce their
exposure to lead in drinking water,
including explaining that using a filter
certified to reduce lead by an ANSI
accredited certifier is effective in
reducing lead levels in drinking water.
Water systems must emphasize
additional measures to reduce exposure
to lead in drinking water for pregnant
people, infants, and young children
since they are at higher risk of adverse
health effects from lead exposure. Water
systems must also provide additional
information about flushing the pipes,
including noting that consumers served
by LSLs and GRR service lines may
need to flush for longer periods. In
addition, water systems must include
contact information for the State and/or
local health department so that
consumers can contact them for more
information about lead. States may only
approve changes to the content
requirements of the public education
materials if the State determines the
changes are more protective of human
health. This information is required not
only in public education after a lead
action level exceedance but any of the
public education requirements that cite
the steps for reducing exposure to lead
in drinking water in § 141.85(a)(1)(iv),
such as the consumer notice of lead tap
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sampling results and the notification of
service line material.
iii. Public Education to Local and State
Health Agencies
For the final LCRI, the EPA is
allowing CWSs to provide local and
State health agencies with public
education and DSSA information via
mail, email, or another method
approved by the State (see § 141.85(i)).
d. Requirements for Language Updates
and Accessibility
i. Lead Health Effects Language
For the final LCRI, the EPA is
requiring the revised lead health effects
language in public education materials,
as proposed and previously described in
section IV.J.2.d.i of this preamble.
ii. Translation Requirements
The EPA is requiring in the final rule
all public education materials under
§ 141.85 to include (1) information in
the appropriate language(s) regarding
the importance of the materials, and (2)
information where persons served by
the water system may obtain a
translated copy of the materials, or
request assistance in the appropriate
language(s), or the materials must be
translated into the appropriate
language(s). For the final rule, the EPA
is also adding a requirement that States,
as a condition of primacy for the LCRI,
provide technical assistance to systems
in meeting the requirement to provide
translation assistance in communities
with a large proportion of consumers
with limited English proficiency. This
can include providing water systems
with contact information for inclusion
in the system’s public education
materials where consumers can contact
the State for translation assistance upon
request. Other examples of technical
assistance include providing resources
for water systems to translate their
public education materials, including
EPA-provided translations of required
content for public education materials
(e.g., health effects language,
definitions) and translated templates
through a website.
K. Additional Requirements for Systems
With Multiple Lead Action Level
Exceedances
1. Rationale and Proposed LCRI
Revisions
While water systems must take
actions to reduce lead levels in response
to a systemwide lead ALE, such as
installing or re-optimizing OCCT, these
actions can take several years to be fully
implemented. Consequently, the LCRI
proposed requiring water systems to
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conduct public education activities and
make filters that are certified to reduce
lead available to consumers in the event
of multiple lead action level
exceedances. These actions are intended
to provide greater public health
protection to drinking water consumers
by educating consumers about filters
and increasing the likelihood of their
use. The EPA proposed requiring water
systems to take additional actions in
response to three lead ALEs within a
rolling five-year period. Multiple ALEs
are indicative of recurring high lead
levels that warrant additional measures
while OCCT and mandatory service line
replacement are being implemented, or
that longer-term measures are not
effective at reducing lead levels below
the action level (e.g., a system that has
re-optimized once and is meeting
optimal water quality parameters). The
EPA proposed the five-year period
because it generally takes systems that
long to conduct an OCCT study and to
install treatment.
Three lead ALEs (in five years) is also
used to identify water systems with a
pattern of higher lead levels over time.
Many water systems have one or two
ALEs and do not have another, so three
action level exceedances are a better
indicator of longer-term problems. See
the final LCRI Economic Analysis
(USEPA, 2024a) chapter 3, section 3.3.5,
Exhibit 3–31 for additional information
on the percent of systems with two
ALEs that go on to experience three
ALEs. In addition, having three or more
lead ALEs within five years is a sign
that consumers are being continually
exposed to elevated lead levels.
To prevent known or anticipated
adverse health effects to the extent
feasible, the EPA believes that while
these water systems are taking actions to
reduce lead in drinking water and
continue to experience higher lead
levels, they must provide additional
public education on lead in drinking
water and steps consumers can take to
reduce their exposure, including how to
properly use a filter, and make filters
available to their consumers. Public
education is effective for reducing lead
exposures in drinking water, by
influencing individuals’ knowledge,
beliefs, and behaviors, for example by
making them aware of lead in their
drinking water and actions they can take
to reduce their exposure (see section
IV.J.1 of this preamble). In addition,
recent filter effectiveness studies
conducted by the EPA have shown that
properly installed and operated filters
certified by an ANSI accredited certifier
to reduce lead are effective at reducing
lead in drinking water (Bosscher et al.,
2019; Tang et al., 2023; Tully et al.,
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2023). Access is one factor that
influences uptake of public health
interventions. When filters or point-ofuse devices and instructions on their
proper use are made more accessible,
consumers are more likely to use them
(Reese et al., 2023; Mulhern et al., 2022).
The EPA is requiring the public
education materials to discuss the use of
filters certified to reduce lead as one of
the steps people can take to reduce their
exposure to lead. Making filters
available to consumers when a water
system has multiple action level
exceedances enhances existing public
education messaging and reduces lead
exposure if the filters are used properly.
The EPA also finds that it is affordable
and technically possible for water
systems to make filters available for
their consumers, as demonstrated by
numerous systems that have provided
filters to some or all consumers or as
part of service line replacement
programs, many of these at no direct
cost to the consumer. Examples of
communities that have implemented
filter programs include Newark, New
Jersey (City of Newark, n.d.); Pittsburgh,
Pennsylvania (City of Pittsburgh, n.d.);
Kalamazoo, Michigan (City of
Kalamazoo, 2023); Benton Harbor,
Michigan (Berrien County Health
Department, 2023); Elgin, Illinois (City
of Elgin, 2023); and Denver, Colorado
(City of Denver, 2023). Furthermore, the
EPA has made adjustments in the final
LCRI to require water systems to start
developing a plan for making filters
available earlier so that the provision of
filters to consumers is not unnecessarily
delayed (see section IV.K of this
preamble).
Under the proposed LCRI, if during a
rolling five-year period there are three
systemwide lead action level
exceedances, a water system would be
required to make available to all
consumers pitcher filters or point-of-use
devices that are certified by an ANSI
accredited certifier to reduce lead, six
months of replacement cartridges, and
instructions for use within 60 days after
the end of the tap sampling period in
which it met the criteria for multiple
lead action level exceedances.
Replacement cartridges would be made
available until there are no longer three
action level exceedances in a rolling
five-year period. No later than 30 days
after the system has third ALE during a
rolling five-year period, the water
system would be required to provide a
filter distribution plan to the State, and
the State would be required to review
and approve the plan within 15 days. If
there is a subsequent ALE, the system
would not be required to submit another
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filter plan unless the State requires it or
if there are any changes to the filter
plan. The filter plan would include a
description of which methods the
system will use to make filters and
cartridges available and a description of
how the system will address any
barriers to consumers obtaining filters.
In addition, the water system would be
required to carry out at least one
community outreach activity. This
activity must discuss the multiple lead
ALEs, the steps the system is taking to
reduce lead in drinking water, and
measures consumers can take to reduce
their exposure to lead. The EPA
proposed the following community
outreach activities for systems with
multiple ALEs: (1) conducting a
townhall meeting; (2) participating in a
community event where the system can
make information about ongoing lead
exceedances available to the public; (3)
contacting customers by phone call or
voice message, text message, email, or
door hanger; (4) conducting a social
media campaign; and/or (5) using
another method approved by the State.
The water system would be required to
conduct at least one of the
aforementioned activities once every six
months. The EPA included these
outreach requirements to increase
transparency and protect public health
by providing consumers information on
how to minimize their risk of lead
exposure. Water systems would be able
to discontinue these measures when
they no longer have met the criteria of
three ALEs within a rolling five-year
period.
2. Summary of Comments and the EPA’s
Response
The EPA received comments both in
support and opposed to the proposed
requirement for water systems to
conduct additional measures (i.e.,
outreach activities and making filters
available) in response to multiple ALEs.
Some thought the proposed requirement
should provide greater public health
protection by requiring delivery of
filters to all consumers, including at no
charge. Others recommended that the
EPA require water systems to make
water filters available to only those
customers served by lead, GRR, and
unknown service lines, due to the cost
of the filters as well as logistical
challenges associated with making
filters available to all consumers,
especially for large water systems.
The EPA disagrees with the
recommendation to limit the
requirement to make point-of-use
devices and pitcher filters only available
to households or consumers that are
currently being served by a lead, GRR,
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or unknown service line. The EPA
recognizes that LSLs are a significant
source of lead in drinking water;
however, lead can also enter drinking
water from other sources, such as
premise plumbing, affecting persons
with or without LSLs. Therefore,
availability of point-of-use devices and
pitcher filters to all consumers ensures
greater protection of the public from
lead exposure in communities with
recurring high lead levels.
The EPA recognizes the possible
economic and logistical challenges that
some systems may face in making
available point-of-use devices or pitcher
filters to all consumers. The EPA
disagrees with comments that assumed
or recommended water systems provide
filters directly to all consumers. The
proposed LCRI regulatory text at
§ 141.85(j) regarding the requirement for
systems to make available to all
consumers pitcher filters or point-of-use
devices does not mean that systems are
required to deliver filters, although that
would be one option for a system to
meet the requirement to make filters
available. The rule allows systems (with
the approval of the State) to determine
the most appropriate way to meet the
requirements, without prescribing
specifically how systems must meet that
requirement. For example, a system may
decide to use more than one way to
make filters available, such as operating
a distribution center combined with
providing at-home delivery on request,
to accommodate consumers with
different accessibility needs based on
transportation and other considerations.
The EPA requested comment on using
the proposed criteria of three ALEs in a
rolling five-year period to identify
systems with ‘‘multiple ALEs.’’ Some
commenters raised issues with setting
the criteria for ‘‘multiple ALEs’’ at three
ALEs in five years and suggested
alternative criteria. For example, a
commenter suggested that the number of
exceedances in the ‘‘multiple ALEs’’
criteria should be based on the number
of customers. Another commenter stated
that the three ALEs in five years metric
would be ‘‘at odds’’ with these same
systems’ ability to remove LSLs over the
same five-year period because systems
would have to allocate limited resources
to simultaneously implement both
requirements. On the other hand, some
commenters stated that three ALEs is
‘‘too lenient’’ or that the filter provision
should be required after a single lead
ALE, rather than three.
After consideration of these
comments, the EPA is finalizing the
criteria for multiple lead ALEs
consistent with the proposal;
specifically, a system with at least three
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lead ALEs in a rolling five-year period
must meet the public education
treatment technique requirements at
§ 141.85(j). The five-year timeframe was
selected because it typically takes five
years to study, select, install, and
operate OCCT. The EPA disagrees with
requiring filters be made available after
one ALE as the system will be
undertaking multiple activities
following a single ALE including public
education described in section IV.J.4.c
of this preamble that will advise
consumers to take actions to reduce
their exposure, among other ongoing
public education activities (see section
IV.J.4 of this preamble). Following the
ALE the system will be involved in
activities to install or re-optimize OCCT,
as appropriate (see section IV.F.3 of this
preamble). Three ALEs is a more
accurate indicator of sustained high lead
levels that would not be timely reduced
by new or re-optimized CCT and which
therefore merits the rule requirement to
make filters available to reduce these
exposures over a sustained period.
Some commenters recommended
requiring water systems to submit the
filter plan after the second ALE rather
than the third ALE. Similarly, another
commenter recommended requiring
water systems to start working on filter
plans earlier than the proposed 30 days
after the third ALE to have more time
to provide filters. The EPA agrees with
comments that recommend requiring
submission of a filter plan after the
second ALE instead of the third ALE.
This provides water systems more time
to prepare to make filters available by
requiring water systems to submit the
filter distribution plan to the State
within 60 days after the second ALE in
five years rather than within 30 days of
the third ALE. The State will also have
60 days to review and approve the plan,
rather than the proposed 15 days. This
provides States with time to engage with
the systems on their filter plans, as
appropriate, and coordinate to address
challenges with making filters available
to consumers. By requiring systems to
submit the filter plan after the second
ALE, systems will be more likely to
successfully implement the plan should
the water system have a third ALE.
Following approval of the filter plan,
the water system will have time to
resolve any potential logistical and
financial challenges in advance of when
they may need to implement the filter
plan should the water system exceed the
lead action level for a third time in a
five-year period. The EPA encourages
systems to plan for making filters and
cartridges available at no direct cost to
low-income consumers, at a minimum.
In addition, the water system has 60
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days from the end of the tap sampling
period when the third ALE occurs to
implement the plan and make filters
available to all consumers.
Some commenters raised concerns
about the proposed 60-day timeframe
for water systems to make filters
available after multiple ALEs.
Specifically, some commenters
questioned whether it would be feasible
for water systems to make filters
available to all consumers within 60
days. In particular, some commenters
mentioned that pitcher filters would be
hard to obtain and provide to consumers
within that timeframe. Another
commenter requested that water systems
be allowed to request a time extension
to make filters available. In contrast, the
EPA also received comments requesting
a shorter timeframe for making filters
available as proposed. A commenter
suggested that water systems should be
able to deliver filters in 30 days.
The EPA disagrees that 60 days may
not be enough time for water systems to
obtain and make filters available to
consumers. The final LCRI requires
filters be made available 60 days after
the end of the tap sampling period when
the third ALE occurs (§ 141.85(j)(2)).
Since systems will have already
prepared the filter plan following the
second ALE, with the 60-day time limit
in mind, they will be prepared to
implement it, such as procuring the
initial allocation of filters and handling
the logistics of making them available to
their consumers quickly. As a result, 60
days is a feasible amount of time needed
to make filters available to consumers.
Also, the EPA disagrees with shortening
the time to make filters available to 30
days because that may not provide
water systems sufficient time to
implement their plan.
The EPA requested comment on the
market’s ability to correct for potential
material shortages and provide enough
filters to comply with the proposed
LCRI. For the proposed LCRI, the EPA
assumed that the market would correct
for any potential shortages, including
for filters, in the three years before the
LCRI compliance date. The EPA
received comments from a filter
manufacturer and a filter certification
association supporting the EPA’s
assumption that the market would
correct for potential shortages, noting
that water systems would be able to
purchase many types of filters in large
quantities. The EPA also found
additional data on the growing water
filtration market that confirms the EPA’s
assumption in the proposed rule that
the market would correct on its own to
meet the demands expected as a result
of the LCRI requirements (ICF, 2024c).
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Some commenters raised concerns
about the supply of filters if many water
systems have to implement these
measures at the same time, but did not
provide any information to support the
concern. Therefore, for the final LCRI,
the EPA affirms its assumption at
proposal that the market has the ability
to correct for potential material
shortages and provide enough filters for
systems to with multiple ALEs meet the
requirement to make filters available to
all consumers.
Some commenters provided input on
the proposed public education activities
for systems with multiple lead ALEs. A
commenter suggested increasing the use
of public awareness campaigns. Another
commenter suggested requiring water
systems with multiple ALEs to conduct
at least two public education activities
rather than only one additional activity
as proposed to be able to reach more
people. Another commenter suggested
that the required outreach activity in the
rule should be based on system size;
larger water systems should be required
to conduct more frequent and more
extensive outreach than small systems
(e.g., media campaigns) since they serve
a larger population.
The EPA recognizes the importance of
public education, which is why the
LCRI requires systems with multiple
ALEs to conduct a community outreach
activity in § 141.85(j)(4)(i) through (v) in
addition to the public education
activities that are required in the event
of each single lead ALE in § 141.85(b).
The EPA expects this additional
community outreach activity will better
protect public health than the public
education required by a single ALE
alone by prompting consumers to take
voluntary actions to reduce their
exposure to lead during periods of
recurrent action level exceedances by
providing information to consumers
about the multiple ALEs, steps the water
system is taking to reduce lead, how
consumers can minimize their lead
risks, and how to obtain a filter certified
to reduce lead. As provided in the final
LCRI at § 141.85(j)(4), the community
outreach activity must: (1) discuss the
multiple ALEs that have occurred; (2)
lay out the steps the water system is
taking to reduce lead in drinking water;
(3) inform consumers of measures they
can take to reduce their risk; and (4)
provide information on how to obtain a
filter. The EPA disagrees with requiring
two additional outreach activities,
instead of one additional activity every
six months, for water systems with
multiple ALEs because these water
systems are already required to conduct
three other outreach activities and other
public education tasks following every
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lead ALE in accordance with
§ 141.85(b)(2). The EPA believes the
requirement for at least one additional
outreach activity every six months and
making filters available in accordance
with § 141.85(j), along with the other
public education requirements under
§ 141.85(b)(2), will ensure consumers
have access to information and
resources to reduce their risk of lead
exposure while water systems are
working to address the underlying
problem through longer-term efforts like
OCCT and LSLR. However, the EPA
notes that these requirements do not
prohibit water systems from
implementing additional and other
types of outreach activities from the list
in § 141.85(j)(4). Systems may do more
outreach than required to best meet the
needs of their community. In addition,
the EPA disagrees with specifying the
type and frequency of the outreach
activity based on system size because
the agency does not want to limit water
system’s ability to choose the most
effective activity, as the water system is
in the best position to determine how to
reach all their consumers, based on the
community they serve. Therefore, the
final LCRI provides water systems the
flexibility to consider communityspecific information, such as water
system size, to inform which one of the
five outreach options for outreach
activities offered in the LCRI the water
system chooses to conduct. As noted
above, the agency believes requiring at
least one outreach activity every six
months is sufficient and the water
system may conduct additional
activities as needed.
The EPA requested comment on
whether to allow systems with multiple
lead action level exceedances to consult
with the State on alternative
requirements and for States to
determine the appropriate action. Most
commentors supported authorizing the
State to determine appropriate actions
as alternatives to the LCRI requirements.
The main justification provided by
commenter is that States have a better
understanding of the unique situations
of water systems and determine more
appropriate actions tailored to the water
system.
The EPA does not agree with these
comments. The EPA determined that
when any systems has multiple ALEs,
additional public education is needed
and making filters available to
consumers will prevent adverse public
health impacts as a result of the
sustained ALEs. Systems are free to
implement additional measures
appropriate for their community. As
there is no safe level of lead exposure
from drinking water, a sustained ALES
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is indicative of the need for these
specific additional actions to help
expeditiously reduce exposure to lead
in drinking water while the system
works to comply with the OCCT
requirements triggered by the ALE, or if
longer-term measures to control
corrosion and remove service lines are
not effective at reducing systemwide
lead levels to below the action level.
Nevertheless, the EPA agrees that some
level of State involvement is important
to help ensure the water system has an
appropriate plan in place and therefore,
is requiring the State to approve the
system’s filter plan. In the final rule, the
requirement of state approval of the
filter plan will give the State an
opportunity to work with the water
system to develop a plan to make filters
available for all consumers.
The EPA requested comment on
whether to include a provision where
the State has discretion to allow systems
to discontinue actions to address a
sustained ALE sooner than otherwise
required if the system has taken tangible
actions to reduce lead levels in response
to multiple ALEs. In the proposed LCRI
preamble, the EPA gave the example of
a system that has taken actions ‘‘e.g.,
installs OCCT or re-optimized CCT,
completed mandatory service line
replacement and is at or below the lead
action level for two consecutive
monitoring periods.’’ Commenters
generally supported the approach to
provide the State with that discretion;
one commenter disagreed with it.
Another commenter recommended
changing the LCRI to allow water
systems to discontinue the actions.
The EPA agrees with commenters that
States should be able to allow water
systems with multiple ALEs to
discontinue the required actions if the
water system is at or below the lead
action level for two consecutive tap
monitoring periods and if the water
system has taken actions to reduce lead
levels. The EPA is including this
discretionary authority in the final LCRI
because the additional actions taken to
reduce lead levels, such as re-optimized
OCCT or completed LSLR program, and
lack of ALEs are indications that lead
corrosion is being controlled. Therefore,
the final rule adds a provision to give
States the discretion to allow a water
system to discontinue the required
actions under § 141.85(j) taken after
multiple ALEs earlier if: (1) the system
has taken actions to reduce lead levels,
such as re-optimized OCCT or
completed LSLR; and (2) the system is
at or below the lead action level for two
consecutive tap monitoring periods.
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3. Final Rule Requirements
For the LCRI, the EPA is finalizing
requirements for water systems related
to multiple lead action level
exceedances at § 141.85(j). Water
systems are required to take additional
actions if the system exceeds the lead
action level three times during a rolling
five-year period. The first rolling fiveyear period ends five years after the
compliance date specified in
§ 141.80(a)(3) followed by assessments
every six months thereafter. No later
than 60 days after the tap sampling
period in which a water system meets
the criteria described above, a water
system must make available to all
consumers pitcher filters or point-of-use
devices certified by an ANSI accredited
certifier to reduce lead, six months of
replacement cartridges, and instructions
for use. A water system must continue
to make replacement cartridges
available until the system meets the
requirements to discontinue actions as
described below.
To provide additional time for
systems to prepare for filter availability,
the final LCRI requires water systems to
submit a filter plan to the State no later
than 60 days after the system exceeds
the lead action level for the second time
in a rolling five-year period
(§ 141.85(j)(3)). This plan would
include: (1) a description of the methods
that would be used to make filters and
filter cartridges available to consumers
and (2) a description of how the system
will address any barriers in making
these filters available. The State must
review and approve the system’s filter
plan within 60 days. This provides time
for the State to engage with the water
system on the filter plan, as needed, and
time for the system to make any
necessary updates before the need to
implement the plan.
In addition to providing filters,
following the third action level
exceedance in a five-year rolling period,
the final LCRI requires water system to
conduct at least one community
outreach activity in addition to the
required outreach specified in the
public education section (see
§ 141.85(b)(2)) for systems that exceed
the lead action level. The EPA is
clarifying for the final LCRI that water
systems must conduct at least one of the
activities within six months of the start
of the tap monitoring period after the
most recent lead ALE. In the proposed
rule, one of the activities included
conducting a townhall meeting; the final
rule revised this to be a public meeting
more generally since a townhall meeting
may imply government involvement.
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Under the final LCRI, water systems
may discontinue making filters or pointof-use devices available and conducting
community outreach activities when
there are no longer three ALEs in a fiveyear period (§ 141.85(j)(6)). The final
LCRI provides States discretion to allow
a water system to discontinue these
additional requirements earlier if the
system is at or below the action level for
two consecutive tap monitoring periods
and the water system has taken actions
to reduce lead levels (e.g., re-optimized
OCCT, completed LSLR) (§ 141.85(j)(6)).
L. Lead Sampling at Schools and Child
Care Facilities
1. Rationale and Proposed LCRI
Revisions
For LCRI, the EPA proposed to retain
many of the 2021 LCRR requirements in
§ 141.92 for CWSs to conduct public
education and sample for lead in the
schools and licensed child care facilities
they serve. Children are especially
vulnerable to lead exposure and spend
a significant amount of time in these
facilities. While the EPA is aware that
some States have requirements for lead
sampling in schools and child care
facilities, including several States that
have passed new laws since the LCRR
was promulgated, the EPA is also aware
that some schools or child care facilities
have not been or are not being tested
under existing State or local
requirements or through other voluntary
programs (USGAO, 2018; USEPA,
2023a, chapter 3, section 3.3.10).
Accordingly, many schools or child care
facilities may not have experience with
lead in drinking water testing. The EPA
promulgated these requirements in the
2021 LCRR as part of the public
education treatment technique in order
to educate schools and licensed child
care facilities about the risk from lead in
premise plumbing and the importance
of sampling for lead in drinking water,
to provide these entities with some
experience testing for lead in drinking
water, and to help inform their
decisions to mitigate lead risks,
including by establishing their own
sampling programs (86 FR 4232,
USEPA, 2021a; USEPA, 2020e). This
includes providing schools and child
care facilities with the EPA’s ‘‘3Ts for
Reducing Lead in Drinking Water in
Schools and Child Care Facilities—A
Training, Testing and Taking Action
Approach (3Ts),’’ which was developed
to assist schools, child care facilities,
and States with addressing lead
exposure (USEPA, 2018).
While larger buildings such as schools
are not likely to be served by LSLs,
premise plumbing may contain lead.
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Additionally, large buildings, such as
schools, can have a higher potential for
elevated lead levels. This is because,
even when large buildings are served by
a water system with well-operated
OCCT, they may have lead in drinking
water due to lead in premise plumbing,
larger and more complex plumbing
configurations, and inconsistent water
use patterns (e.g., summer, holiday, or
other breaks) that can result in longer
stagnation times (88 FR 84956, USEPA,
2023a; Barn et al., 2014; Deshommes et
al., 2016; Proctor et al., 2020). As
described in the proposed LCRI
preamble, due to these factors, a water
system’s 90th percentile lead level is not
necessarily reflective of lead levels in
schools, and water system adjustments
to OCCT will likely not address elevated
lead levels in schools. Therefore, setting
additional treatment technique
requirements for corrosion control
would not be effective (88 FR 84957,
USEPA, 2023a). Therefore, the EPA has
determined that public education and
sampling at schools and child care
facilities is an element of the treatment
technique rule for public education and
not CCT. Accordingly, the EPA
determined the public education
treatment technique is feasible for the
reasons cited in section IV.J.1 of this
preamble, including for CWSs to
conduct public education and sampling
at these facilities to contribute to
increased awareness of lead in drinking
water in these facilities (88 FR 84957,
USEPA, 2023a). Also see section IV.L.2
of this preamble for a discussion of the
EPA’s authority to require CWSs to
conduct these activities.
For LCRI, the EPA proposed to retain
the requirements from the 2021 LCRR
for CWSs to conduct public education
and sampling in the schools and
licensed child care facilities that they
serve. The EPA proposed minor changes
to clarify the intent of the provisions
and proposed two new waiver
provisions in § 141.92(h) to increase the
flexibility of States to waive sampling
requirements for CWSs where they
would be duplicative of alternative
sampling programs that would meet the
requirements. The EPA also proposed to
reduce the time frame from annually to
30 days for when CWSs must submit
sampling results to the State and State
and local health agencies.
In developing public education and
sampling requirements for schools and
child care facilities under the 2021
LCRR and LCRI, the EPA is authorized
under SDWA to establish NPDWRs that
are legally enforceable standards for
PWSs as defined in SDWA section
1401(4) and § 141.2. The EPA does not
have the authority under SDWA section
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1412 to require schools and child care
facilities that are not regulated as PWSs
to act under an NPDWR. The EPA did
not propose public education and
sampling requirements for schools and
child care facilities that are regulated as
PWSs because these facilities must
comply with NPDWRs, including the
LCRI, unlike schools and child care
facilities that are not PWSs. This
includes requirements to monitor for
lead and copper in drinking water
(§ 141.86), conduct public education
(§ 141.85), conduct mandatory LSLR
(§ 141.84), optimize or re-optimize
OCCT (§§ 141.81 and 141.82) or
implement a small system flexibility as
applicable (§ 141.93). Requiring schools
and child care facilities that are
regulated PWSs to comply with the
requirements of § 141.92 would be
duplicative. The EPA intended for these
requirements to only apply to CWSs as
part of the public education treatment
technique to educate the schools and
licensed child care facilities they serve
on the risks of lead in their buildings so
that schools and child care facilities can
take voluntary actions.
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2. Summary of Public Comments and
the EPA’s Response
a. General Requirements
The EPA received comments stating
that the school and child care sampling
requirements should be removed from
the final rule because the EPA does not
have the authority under SDWA to
require PWSs to sample at these
locations. Conversely, the EPA received
comments requesting that the EPA
require water systems to take additional
actions in schools and child care
facilities, including installing filters
certified to reduce lead in drinking
water and more frequent and
comprehensive tap sampling. These
commenters indicated that the proposed
requirements are not effective as a
component of the public education
treatment technique because they will
not protect children’s health. They
stated that the sampling would be only
voluntary and limited, and would not
require water systems to take
remediation actions or publicly post
results. In turn, they provided
corresponding suggestions for new or
more stringent requirements for
addressing lead in schools and child
care facilities.
The EPA disagrees with commenters
who stated that the EPA does not have
the authority to include requirements
for school and child care lead sampling
under SDWA. The EPA notes that it is
not accurate for commenters to frame
the EPA’s school and child care
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sampling requirements under LCRI as
regulating those facilities in lieu of
water systems. As stated above, the EPA
is authorized under SDWA section 1412
to establish NPDWRs that are legally
enforceable standards for PWSs as
defined in SDWA section 1401(4) and
§ 141.2. Therefore, the EPA has the
authority under SDWA section 1412 to
require CWSs, which are a subset of
PWSs, to comply with lead tap water
requirements, which include
conducting public education and
sampling for lead in schools and child
care facilities as part of the treatment
technique for public education. Further,
the EPA’s authority to promulgate the
requirement for CWSs to conduct public
education and sampling at these
facilities is under the EPA’s authority to
promulgate a treatment technique rule
to ‘‘prevent known or anticipated
adverse effects on the health of persons
to the extent feasible’’ (SDWA section
1412(b)(7)(A)). As noted above, children
are especially vulnerable to lead
exposure and spend a large portion of
their day in schools and child care
facilities. As part of the feasibility
demonstration for public education (see
section IV.J.1 of this preamble) and in
accordance with SDWA section
1412(b)(7)(A), the EPA determined it is
feasible for CWSs to conduct public
education and sampling at these
facilities to contribute to their increased
awareness of lead in drinking water and
thus facilitate actions that the schools
and child care facilities, or the families
of children who attend, can take to
reduce lead exposures. Therefore, the
EPA is authorized to and made the
requisite determination under SDWA
section 1412(b)(7)(A) to promulgate a
treatment technique for public
education and to include water system
sampling requirements at schools and
child care facilities that are feasible and
can reduce lead exposures. In addition,
consistent with every lead and copper
NPDWR, CWSs already routinely
conduct public education activities to
customers within their service area and
have experience with conducting
consumer-requested sampling (see
§ 141.85(c), 56 FR 26500–26503,
USEPA, 1991). As described in section
IV.L.1 of this preamble, the sampling
requirements are part of public
education to educate schools and child
care facilities and their users about the
risks from lead in premise plumbing
and the importance of sampling for lead
in drinking water, to provide them with
some experience testing for lead in
drinking water, and help inform their
decisions to mitigate lead risks, as
appropriate, including potentially
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establishing their own testing program
for which Federal funding is available
(see section III.G of this preamble).
The EPA also disagrees with
commenters who stated that the EPA
should require water systems to install
filters in all schools and child care
facilities either in lieu of or in addition
to sampling. As discussed in section
IV.L.1 of this preamble, elevated lead
levels in larger buildings such as
schools are generally due to conditions
outside of the water system’s control
(e.g., complex premise plumbing
arrangements, inconsistent water use
patterns), and persist even in systems
with well-operated OCCT. While it is
within the control of water systems to
conduct public education activities and
sampling, water systems are typically
not in control of premise plumbing in
schools and child care facilities. While
water systems could have access to
drinking water outlets in schools and
child care facilities to install and
maintain filters (e.g., if a school or child
care facility gives a PWS permission to
access the property for this purpose),
the EPA notes that premise plumbing is
typically not part of the PWS
distribution system and CWSs typically
are therefore not responsible for taking
such actions. Notably, the ‘‘filter-first’’
legislation cited by commenters impose
requirements on schools and child care
facilities, not on PWSs, to install filters,
conduct sampling, and ensure
maintenance (e.g., City of Philadelphia,
2022; State of Michigan, 2023).
Additionally, requiring water systems
to install and maintain filters in all the
schools and child care facilities they
serve would impose a significant
financial and technical burden on water
systems. While commenters argue that
installing and maintaining filters is
more cost effective than a sampling
program, the agency notes that the
commenters assumed a sampling
program that included sampling of all
outlets used for human consumption
twice a year and replacement of 40
percent of the faucets sampled with
lead-free components in the first year.
This assumption is significantly more
expansive than the requirements for
CWSs under § 141.92. See section
IV.L.2.d of this preamble for a
discussion on the scope and frequency
of sampling. Furthermore, as stated in
section IV.L.1 of this preamble, the
purpose of these requirements is to
provide public education to schools and
child care facilities in the form of
information about the risks of lead in
their facilities, experience with how to
sample for lead, and the 3Ts guidance
to inform potential actions (e.g.,
additional sampling, remediation,
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installation of filters). Installation and
maintenance of filters in all schools and
child care facilities served by a water
system is outside of the intended scope
of the requirements and is not necessary
to fulfill the stated purpose of the
requirements as a public education
program under the public education
treatment technique. Therefore, schools
and child care facilities and not water
systems are generally responsible for
addressing premise plumbing and
remediation actions within their
buildings, including installing filters
and/or bottle filling stations. For further
discussion and additional reasons
supporting the EPA’s decision not to
require water systems install and
maintain filters in addition to sampling
requirements as part of public
education, see discussion of
remediation in section e. below.
The EPA also disagrees that the
requirements will not be effective for
the purposes of providing public
education to schools and child care
facilities because the LCRI does not
include a specific frequency or number
of samples (e.g., semi-annually or
annually, all taps used for cooking and
drinking), or requires remediation
activities, or specific reporting
requirements, as suggested by the
commenters. In promulgating these
requirements as part of LCRI, the EPA
does not intend for them to be a
replacement for more comprehensive
testing in schools and child care
facilities. The EPA anticipates they will
be effective to achieve their intended
purposes of providing schools and child
care facilities information about lead
risks in their buildings and experience
with testing for lead to help inform
decisions for addressing lead, as stated
above. As noted in section V.L.1 of this
preamble, the EPA is aware that many
schools and child care facilities are not
knowledgeable about drinking water
lead risks and currently do not receive
direct information from an entity such
as the water system or the State about
lead in drinking water and approaches
to reduce risk (USGAO, 2018; final LCRI
Economic Analysis (USEPA, 2024a),
section 3.10.10). Furthermore, as noted
above, many schools and child care
facilities do not have direct experience
with sampling. The EPA previously
developed guidance for schools and
child care facilities (i.e., the 3Ts) to
assist in addressing lead in drinking
water. There have been significant
Federal resources provided to States to
support voluntary programs (88 FR
84957, USEPA, 2023a). The EPA
anticipates that the requirements in
§ 141.92 will build upon these non-
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regulatory efforts and increase school
and child care facility awareness of lead
in drinking water in their buildings and
provide them with tools to take
additional actions. For a discussion on
the limitations of requiring schools and
child care facilities to participate in
sampling, see the below section c on
public education and outreach.
b. Applicability
The EPA received public comments
about which schools and child care
facilities are covered by the
requirements for school and child care
sampling in § 141.92(a). The EPA
received comments supporting the
proposed revision for water systems to
submit an initial list of the schools and
child care facilities that they serve to the
State by the LCRI compliance date.
However, some commenters indicated
that States should not be required to
review the list for accuracy, stating that
State drinking water programs do not
have enough information or resources to
assess the validity of the list. The EPA
also received public comments
requesting clarification as to whether
schools and child care facilities not
covered under the requirements in
§ 141.92(a) must be included on the list.
The EPA also received comments that
the EPA should not exclude schools and
child care facilities that were
constructed or had full plumbing
replacement after January 1, 2014 or the
date a State adopted standards that meet
the definition of lead free in accordance
with section 1417 of SDWA; these
comments noted that lead-free plumbing
materials could still contain lead. The
EPA received comment that schools and
child care facilities that are served by a
lead, GRR, or unknown service line
should not be excluded. The EPA also
received comments stating the agency
should require schools and child care
facilities that are regulated as NTNCWSs
to take additional actions, such as
installing filters on all outlets used for
cooking and drinking.
The EPA is finalizing the proposed
requirement for water systems to submit
the initial list of schools and child care
facilities to the State by the LCRI
compliance date in § 141.92(b)(1). The
EPA proposed this requirement because
while the 2021 LCRR required CWSs to
develop a list of schools and child care
facilities that they serve by the rule
compliance date and to send an updated
list to the State or certify that the list has
not changed at least once every five
years, there was no initial requirement
to submit the list to the State by the
compliance date. The submission of the
initial list at the time systems must
begin to comply with the requirements
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of § 141.92 rather than five years later is
a necessary prerequisite for State
oversight and to ensure compliance
with regulatory provisions that support
health protection and public education
in schools and child care facilities (88
FR 84956, USEPA, 2023a). The EPA
disagrees with commenters who
indicated that the State should not
review the list for accuracy. While
States may not be able to confirm every
individual entry on the list, States must
ensure that systems have appropriately
applied the definitions of schools and
child care facilities in § 141.2 to identify
the schools and child care facilities they
serve. Additionally, the EPA anticipates
that State drinking water programs may
be able to access information about
schools and licensed child care facilities
from other State or local agencies to
assist CWSs in developing the lists. The
EPA anticipates States may be in a good
position to help systems, hence, this
requirement facilitates that support. The
expectation for State review is described
in § 142.16(d)(12). See section V.C of
this preamble for more discussion about
the special primacy requirements
associated with § 141.92.
While § 141.92(a) exempts CWSs from
conducting public education and
sampling in schools and child care
facilities based on the date of adoption
of the revised ‘‘lead-free’’ definition in
accordance with section 1417 of SDWA,
the EPA agrees that it is ambiguous
whether these excluded facilities must
be included on the list of schools and
child care facilities served by the CWS
in § 141.92(b). The provision in
§ 141.92(a)(1) requires CWSs to conduct
public education and lead monitoring at
the schools and licensed child care
facilities they serve with the stated
exceptions. The list is intended to assist
CWSs in fulfilling the public education
and sampling requirements of § 141.92
and for State oversight. The EPA did not
intend for CWSs to include schools and
licensed child care facilities on the list
that are excluded under § 141.92(a). The
agency notes the requirements for
conducting public education in schools
and child care facilities in § 141.92(c)
and sampling in § 141.92(d) and (e) all
reference the schools and licensed child
care facilities identified in the list in
§ 141.92(b). To be responsive to these
commenters and provide clarity, the
EPA added the phrase ‘‘that meet the
criteria of paragraph (a)’’ in
§ 141.92(b)(1) in the final LCRI.
The EPA disagrees with commenters
who said that water systems should
conduct public education and school
sampling in facilities regardless of
construction date. The EPA excluded
facilities based on the date of adoption
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of the revised ‘‘lead-free’’ definition in
accordance with section 1417 of SDWA
because these facilities are not likely to
contain significant lead sources
(USEPA, 2020c). As noted in section
IV.A of this preamble, plumbing
certified as ‘‘lead free’’ may still have an
allowable level of lead; however,
contribution of lead to drinking water
from these sources is low. Additionally,
plumbing replacement with new
plumbing materials is frequently
conducted as a remediation approach to
address sources of lead. Water system
resources are best used for public
education and sampling in schools and
child care facilities with more
significant sources of lead rather than at
sites with lead-free plumbing. If schools
or child care facilities that are newly
constructed or have conducted
plumbing replacements to remove
sources of lead have potential concerns
about lead in drinking water, those
facilities can choose to conduct their
own sampling. However, the EPA is not
requiring CWSs to conduct public
education and lead sampling at these
schools and child care facilities in the
final LCRI.
The EPA agrees that any school or
child care facility that has undergone
full plumbing replacement or were
constructed after the date of the ‘‘lead
free’’ definition was adopted should not
be excluded if they are served by LSLs.
LSLs were generally not constructed
with an interior diameter greater than
two inches, therefore they are typically
connected to single family homes or
buildings with limited number of units
(USEPA, 2022c). While larger schools
and child care facilities are therefore
unlikely to be served by an LSL, it
would be inconsistent to exclude
schools and child care facilities on the
basis of meeting the ‘‘lead free’’
definition unless the service line is also
non-lead. The EPA notes that this is
consistent with the criteria for full
plumbing replacement for small systems
under § 141.93(c)(2). The EPA is
revising § 141.92(a)(1) in the final LCRI
to add a clause § 141.92(a)(1)(ii), which
specifies that the schools and child care
facilities that were constructed or had
full plumbing replacement after the
‘‘lead free’’ date are not served by a lead,
GRR, or unknown service line.
The EPA disagrees with commenters
who suggest the EPA set different
requirements for schools and child care
facilities that are regulated as
NTNCWSs. The EPA notes these
commenters did not provide sufficient
information supporting their
recommendations about specific
requirements for the agency to be able
to evaluate how or why these water
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systems should be regulated differently.
In the 2021 LCRR and in the LCRI
proposal, the EPA did not propose
requiring NTNCWSs that are also
schools and child care facilities to meet
the requirements of this section. The
purpose of the requirements in § 141.92
is to further public education for
schools and child care facilities that are
served by CWSs. Schools and child care
facilities that are regulated as PWSs
already have knowledge about lead
sources in their buildings and
experience with actions like sampling
and remediation. The agency notes that
these NTNCWSs are required to take
other actions under the LCRI as
applicable that would address lead in
these facilities including public
education, service line replacement, and
potential installation of treatment or
implementation of a small system
flexibility. Therefore, the requirements
of § 141.92 would be duplicative and
would not provide the public education
benefits as intended for schools and
child care facilities that are not PWSs.
Based on the EPA’s intent to regulate all
NTNCWSs the same across the LCRI and
the lack of information submitted, the
final rule does not include different
requirements for schools that are
NTNCWSs.
c. Outreach to Schools and Licensed
Child Care Facilities
Some commenters disagreed with the
agency’s different proposed approaches
for outreach to elementary schools and
child care facilities versus secondary
schools for the first five years after the
compliance date. Some commenters
stated that all schools and child care
facilities should be treated the same,
with the more direct outreach that is
required for elementary schools and
child care facilities to be extended to
secondary schools. Others suggested
only requiring CWSs to offer sampling
on request and not require systems to
attempt to schedule sampling for the
elementary schools and child care
facilities during the first five years
following the LCRI compliance date,
stating that it would simplify the rule.
These commenters indicated that all
sampling is ‘‘voluntary’’ because
elementary schools and child care
facilities can decline sampling or not
respond to outreach when contacted by
the water system during the first five
years. Some commenters stated that the
EPA should make the sampling
mandatory such that all schools and
child care facilities are sampled, stating
that a voluntary program will lead to
schools and child care facilities not
being sampled for lead. The EPA also
received comments suggesting that the
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EPA allow CWSs to only conduct
outreach to a school district or central
office that manages child care facilities
instead of each individual site, stating
that individual outreach would
circumvent official lines of
communication. Still others requested
that the agency specify that CWSs are
not required to provide information
related to a lead action level exceedance
under the requirement in § 141.92(c) for
CWSs to provide information to schools
and licensed child care facilities
consistent with § 141.85(a)(1), stating
such information would not be relevant.
The EPA disagrees with commenters
who stated that all schools and child
care facilities should be treated the same
under § 141.92. The EPA notes that the
primary difference between the CWS
requirements for elementary schools
and child care facilities and secondary
schools is the type of outreach that the
system must conduct. The EPA is
maintaining different requirements for
CWS outreach to elementary schools
and child care facilities compared to
secondary schools during the first five
years following the LCRI compliance
date because children under the age of
six are at the greatest risk of adverse
health effects due to lead exposure
(CDC, 2022a). Requiring CWSs to
conduct more intensive outreach to
elementary schools and child care
facilities relative to secondary schools
during the first five years after the LCRI
compliance date prioritizes sampling in
the facilities serving children with the
greatest risks associated with lead
exposure and provides this group of
schools and child care facilities with the
opportunity to have more direct
information. Specifically, the final LCRI
requires water systems to provide more
direct outreach to these schools and
child care facilities in the first five years
by mandating the water system make at
least two separate outreach attempts to
schedule sampling. Conversely, CWSs
are required to provide an annual notice
to secondary schools who must request
sampling. This approach will reduce the
overall burden on CWSs to conduct
outreach and enable them to focus on
facilities with the subpopulation most
susceptible to experiencing health risks
from lead while still maintaining an
opportunity for secondary schools to be
sampled if they request it. It is for these
same reasons that the EPA disagrees
with commenters who say that CWSs
should only offer sampling on request to
the elementary schools and licensed
child care facilities as required for the
secondary schools. While the EPA
agrees with commenters who said that
the sampling requirements are voluntary
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on the part of the school or child care
facility, the EPA estimated in the 2021
LCRR that the more extensive outreach
for elementary schools and child care
facilities was likely to result in a higher
level of participation relative to sending
out letters offering sampling to schools
and child care facilities (86 FR 4232,
USEPA, 2021a). Regardless of the
outreach required, all schools and
licensed child care facilities served by
the systems have the same opportunity
to be sampled and at the same
frequency.
The EPA acknowledges that some
schools and child care facilities will
decline or not respond to CWS outreach.
However, the EPA disagrees with
commenters that the agency can require
that all schools and child care facilities
be sampled. The EPA is authorized
under SDWA to establish NPDWRs that
are legally enforceable standards that
apply to PWSs as defined in SDWA
section 1401(4) and § 141.2. The EPA
does not have the authority under
SDWA section 1412 to require schools
and child care facilities that are not
regulated as PWSs to act under an
NPDWR to either allow CWSs to sample
within the schools and child care
facilities or to require the facilities
themselves to conduct sampling or
undertake other actions. Therefore, the
EPA does not have the authority to
require a school or child care facility to
allow a CWS to conduct sampling.
Schools and child care facilities may not
consent to tap sampling in their
buildings and CWSs do not have control
over these facilities. Additionally, a
CWS cannot be in violation of the LCRI
where a school or child care facility
declined to participate in lead sampling
because CWSs do not generally have
control over these facilities.
The EPA disagrees with commenters
who stated that CWSs should only be
required to conduct outreach to
administrative entities, such as school
districts or central offices, instead of
individual schools and child care
facilities. As described in section IV.L.1
of this preamble, these requirements are
part of the public education treatment
technique. As such, it is important that
each school and licensed child care
facility receive the required information
about lead in drinking water directly
from the CWS. While CWSs may wish
to and can choose to involve an
administrative entity as part of school
and child care facility outreach, such as
copying these entities on the outreach
materials or working with them in some
way, the EPA does not agree that
offering this information to individual
facilities would overstep the
administrative chain of command. For
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example, individual schools typically
have their own school-specific
administration and facilities
management in addition to school
district-wide administration. Schools
and child care facilities can determine
for themselves if they must consult with
a central office or other administrative
entity before proceeding with lead
sampling. Additionally, neither the EPA
nor the CWS can require an entity such
as a school district or central office to
disseminate information to individual
schools and child care facilities. The
requirements are intended to provide
each school and child care facility with
information about the health risks of
lead, the 3Ts, and information about
sampling. The agency notes that there
may be instances where collaborating
with school districts or other entities
may help encourage participation and
build connections between schools and
child care facilities and water systems.
However, the agency also anticipates
that information may not be
disseminated to the individual schools
and child care facilities and that
coordinating sampling and answering
questions through an intermediary may
be inefficient. While a CWS may choose
to include outreach to an administrative
entity (e.g., a school district), the agency
is not allowing CWSs to conduct
outreach to these entities in place of
outreach to the schools or child care
facilities they serve. The EPA is
concerned that the suggested revision
would reduce the effectiveness of the
requirements by reducing the likelihood
that individual schools and child care
facilities would receive the information.
The EPA agrees with the comment
that the information about health risks
that CWSs are required to be provided
schools and child care facilities under
§ 141.92(c)(1) should not include
information that refers to a lead action
level exceedance, because it is not
relevant for the purposes of § 141.92.
Therefore, the EPA is revising
§ 141.92(c)(1) in the final LCRI to
specify CWSs must provide information
about health risks from lead in drinking
water consistent with § 141.85(a)(1)(ii)
through (iv) and (vi). This omits only
the content in § 141.85(a)(1) that is
directly related to a lead action level
exceedance. The agency notes that a
school or child care facility would
receive public education that includes
all of the information in § 141.85(a)(1) if
the system has an action level
exceedance in accordance with
§ 141.85(b).
d. Sampling
The EPA requested comments about
whether the agency should require
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CWSs to collect more samples and/or
more frequently in schools and child
care facilities. The EPA received many
comments stating that the EPA should
require more frequent sampling at more
taps. Suggestions included requiring
water systems to sample at all taps used
for human consumption, and increasing
the frequency to three years, annually,
or every six months. Some of these
commenters stated that limited
sampling is not useful as a public
education tool because the samples are
not representative of the entire building
and could lead to a false sense of
security if lead is not detected.
Conversely, many commenters also
stated that the EPA should not increase
the required minimum number of
samples of five samples per school and
two per child care facility, or the
sampling frequency, for reasons
including that the proposed provisions
are sufficient for public education
purposes and increased burden on water
systems may distract from other actions
under the LCRI. Some commenters
supported the proposed requirements
stating that the purpose of the
requirements is public education. Some
commenters also indicated that schools
and child care facilities can conduct
additional sampling, if desired. The
EPA also received comments stating that
sampling is not necessarily effective as
a public education tool due to
variability in lead levels over time and
suggested different requirements for the
EPA to require CWSs to install filters
certified to reduce lead in schools and
child care facilities with periodic
sampling to ensure efficacy.
In the final LCRI, the EPA is
maintaining the requirements for CWSs
to collect at least five samples per
school and two per child care facility
when sampling for lead. The EPA agrees
with commenters that samples at one
tap are not representative of all taps
within a building but disagrees that the
sampling will lead to a false sense of
security. The purpose of the
requirements in § 141.92 are for public
education. Tap sampling is one but not
the only way to provide information to
schools and child care facilities about
lead in their buildings. The sampling in
§ 141.92 serves as an initial sample set
for lead risks within schools and child
care facilities and coupled with the
public education materials (e.g., the
EPA’s 3Ts guidance), are intended to
encourage schools and child care
facilities to take additional actions,
including additional comprehensive
sampling. As noted in section V.L.1 of
this preamble, the EPA is aware that
many schools or child care facilities
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lack knowledge and experience
regarding lead sampling in schools and
child care facilities. CWSs are required
to provide schools and child care
facilities with a copy of the EPA’s 3Ts
guidance prior to sampling. The EPA’s
3Ts guidance clearly encourages schools
and child care facilities to conduct
comprehensive sampling as part of
routine building maintenance and
provides tools to assist them in these
efforts. Additionally, the EPA is
concerned that increasing the number of
required samples and frequency of
sampling will place an increased burden
on water systems and divert time and
resources from other requirements
under the LCRI, such as LSLR. The EPA
received comments from water systems
noting the large number of schools and
child care facilities they serve. For
example, one system stated that they
serve approximately 2,000 elementary
schools and child care facilities and
would be required to collect up to 1,000
samples per year under § 141.92 if the
schools and child care facilities agree to
be sampled. They noted that this
sampling effort is a significant increase
over what is required for compliance
(e.g., 400 samples per year under
standard monitoring if collecting firstand fifth-liter samples at each site). The
EPA notes that increasing sampling to
all taps used for human consumption
and/or increasing the frequency would
significantly increase burden and likely
make this provision unworkable. Rather,
the initial sampling offered by the water
system coupled with the information in
the 3Ts is sufficient to educate schools
and child care facilities on the steps
they can take to reduce lead risks in
their facilities, including steps such as
routine sampling and installation of
filters. The EPA does not agree that
additional samples are needed to fulfill
the intent of the requirements and
therefore is not increasing the number of
samples or sampling frequency in the
final LCRI.
e. Remediation
Some commenters stated that the EPA
should set a school-specific action level
that would require either schools and
child care facilities or CWSs to take
actions based on the sampling results,
asserting that otherwise, the
requirements would not protect
children from lead exposure. Some of
these commenters highlighted existing
State requirements that include action
levels for schools and require
remediation, citing these as support for
the EPA to consider requiring similar
actions. Some commenters stated that
the EPA should require CWSs to install
filters certified to reduce lead, such as
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bottle filling stations, in all schools and
child care facilities, citing ‘‘filter-first’’
legislation adopted in States, such as
Michigan. These commenters indicated
that lead may be present in drinking
water regardless of tap sample results
due to variability, and that filters are
necessary to protect public health. Other
commenters agreed with the EPA’s
proposed approach for CWSs to provide
schools and child care facilities with the
results and remediation
recommendations consistent with the
EPA’s 3Ts.
The EPA does not agree that § 141.92
should include an action level for use at
schools and child care facilities
whereby systems are required to take
remediation actions if the level is
exceeded. Commenters included a range
of suggestions for how such a level
would function, including various
suggestions for levels (e.g., 0.010 mg/L,
0.005 mg/L, 0.001 mg/L), who would be
responsible for the remediation action
(e.g., the school or child care facility,
the water systems), and how it would be
applied (e.g., to individual taps, not
specified). See the discussion on the
public education purpose of § 141.92 in
section IV.L.2.a of this preamble for why
water systems are not required to
conduct remediation activities as part of
these requirements. The examples of
State-level requirements that include
‘‘action levels’’ to require remediation or
filter-first legislation offered by
commenters do not impose
requirements on PWSs. These laws
require schools and child care facilities
to conduct sampling and/or take
specific actions, such as installing and
maintaining filters certified to reduce
lead. These examples of State
requirements are fundamentally
different than the proposed
requirements for the LCRI because
PWSs are generally not the entities
required to carry out these actions.
Further, since the EPA can only regulate
PWSs in NPDWRs under SDWA section
1412, the examples are not consistent
with the EPA’s authority. Even if the
EPA did set an action level for use by
schools or child care facilities in the
LCRI, the EPA would not have the
authority under SDWA section 1412 to
require schools and child care facilities
that are not regulated as PWSs to take
specific actions at that level. Therefore,
it would be unenforceable and likely
cause confusion. Instead, the EPA is
requiring CWSs to provide schools and
child care facilities with the 3Ts, which
includes resources to help schools and
child care facilities identify potential
lead sources and reduce their lead
levels. The 3Ts recommends that
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schools and child care facilities reduce
their lead levels to the lowest levels
possible, recognizing there is no safe
level of lead in drinking water. While
not required under § 141.92, the EPA
encourages schools and child care
facilities to prioritize any remediation
efforts based on the highest results or
areas of concern (e.g., older fixtures,
classrooms serving younger children).
However, the EPA recognizes the
authority of States to impose
requirements on schools and child care
facilities and included a waiver
provision in § 141.92(h) for States to
waive requirements for CWSs when
schools and/or child care facilities are
otherwise sampled, including through
State laws and regulations on schools
and child care facilities. See the section
g on waivers below for discussion on
State ability to offer waivers for
alternative requirements.
f. Providing Results
The EPA requested comment on if
CWSs should be required to make the
school sampling results publicly
available. Some commenters stated that
the EPA should not require CWSs to
make results public stating that schools
and child care facilities are responsible
for communicating results. A few
commenters indicated that if the public
learns the sampling results from the
water system rather than from the
school or child care facility, that it
would establish an adversarial
relationship between the water system
and the school or child care facility.
Other commenters disagreed and stated
that schools and child care facilities
may not share results with staff and
users of the building and their families
and that CWSs should be required to
disseminate results to the public. Some
commenters agreed with the EPA’s
proposed approach for CWSs to include
a statement in the CCR informing the
public that sampling is available to
schools and child care facilities and
direct them to contact their school or
child care facility for more information,
while others disagreed (see section
IV.O.1 of this preamble for more
information on this proposed
requirement).
The EPA acknowledges the concerns
from commenters about whether
sampled schools and child care facilities
will share results and other information
with occupants of the buildings and the
public. The EPA did not propose for
CWSs to make results public due to the
additional time and resources such a
requirement would impose (88 FR
84959, USEPA, 2023a). Additionally,
CWSs would not likely be in the best
position to answer questions from the
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public, including about why a school or
child care facility declined or did not
opt to participate in sampling or what
the school or child care facility is doing
to address any lead issues in their
buildings. The EPA has heard from
some commenters that schools and
child care facilities should
communicate with the users of their
buildings. While the EPA does not have
the authority under SDWA section 1412
to require schools and child care
facilities that are not PWSs to take this
action, the EPA strongly encourages
them to share results and other relevant
information as outlined in the 3Ts
guidance. The EPA expects that many
schools and child care facilities have
experience with sharing such
information (88 FR 84959, USEPA,
2023a). However, to increase public
transparency, the EPA proposed and is
finalizing a requirement for CWSs to
include a statement in the CCR about
school and child care facility lead
sampling and direct members of the
public to their local school or child care
facility for information. The EPA
received many comments supporting
the proposed provision. The EPA
intends for this requirement to help
raise awareness among the general
public and to incentivize schools and
child care facilities to be proactive about
sharing information. See section IV.O.1
of this preamble for further discussion
of the final CCR requirement.
The EPA is also requiring in the final
rule for CWSs to submit any sampling
results to the State and to State and
local health agencies within 30 days,
but as soon as practicable, after CWSs
receive the results. The EPA reduced the
time from annually under the 2021
LCRR to within 30 days in the final
LCRI such that the State, and State and
local health agencies would know about
sampling results in a timely manner,
especially if the school or child care
facility does not share the results. These
State and local agencies can use this
information to determine if they should
take additional steps such as working
with schools and child care facilities to
address lead in their buildings or
establishing requirements such as those
as discussed below. The EPA notes that
States may voluntarily choose to
disseminate sampling results to the
public (e.g., posting on a website).
g. Waivers
The EPA received many comments
detailing existing State requirements for
school and/or child care facility
sampling and requested that the EPA
allow States to waive the sampling
requirements for water systems. Many
commenters stated that the EPA should
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provide flexibility for States to issue
waivers for recent or ongoing alternative
programs. Some commenters also
requested clarification on conditions for
waivers and when they can be obtained.
The EPA requested comment on two
new waiver provisions in the proposed
LCRI. The EPA received comments on
whether the EPA should allow States to
waive the sampling requirements of
§ 141.92 in schools and child care
facilities that had been sampled
between January 1, 2021 and the LCRI
compliance date for the first five-year
sampling cycle after the compliance
date. Many commenters supported this
provision but stated that the EPA should
extend this date to as early as January
1, 2014, citing the new lead-free
standards and stating that sampling
conducted over this time period should
‘‘count’’ towards compliance with the
LCRI.
The EPA also requested comment on
the agency’s proposal to allow States to
waive the sampling requirements of
§ 141.92 in schools and child care
facilities that install and maintain filters
on all outlets used for cooking and
drinking. Additionally, the EPA
requested comment on whether this
should only be allowed if the schools
and child care facilities are required by
State or local law to install and maintain
them. Some commenters did not
support limiting the waivers based on
State or local law stating that the
provision should be flexible to
maximize the number of eligible CWSs.
Other commenters did not support the
requirement as proposed, with some
noting that it would be difficult for a
water system to know which schools
and child care facilities maintain filters.
Some States indicated they would not
offer waivers for schools and child care
facilities that use filters without an
existing requirement, stating sampling
or other maintenance requirements are
necessary to determine efficacy.
The EPA is aware that some States
have requirements for lead sampling in
schools and child care facilities (see the
final LCRI Economic Analysis (USEPA,
2024a, chapter 3, section 3.3.10.2.1)).
Many of these regulations require
recurring sampling of all outlets used
for cooking and drinking and may
require remediation actions (e.g.,
Minnesota Statutes 2023, section
121A.335; New Jersey Administrative
Code [N.J.A.C.], section 6A:26–12.4; 10
New York Codes, Rules and Regulations
[NYCRR] Subpart 67–4; State of
Vermont, 2019). The majority of these
existing laws impose requirements
directly on schools and child care
facilities, and do not involve PWSs. The
EPA included waiver provisions in the
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LCRR recognizing that it would be
duplicative to require CWSs to conduct
public education and sampling in
schools and child care facilities that are
already being sampled under an
alternative program. The EPA also
included provisions for waivers to cover
schools and child care facilities sampled
under voluntary programs, including
those funded under SDWA section
1464(d). The EPA also emphasizes that
the alternative voluntary programs are
not required to involve the water system
or be administered by the State drinking
water program for the State to issue a
waiver. For example, in some States, the
Department of Education may
administer voluntary sampling efforts
using a grant awarded under SDWA
section 1464(d).
The EPA notes several commenters
cited various State requirements and
asked the agency if they would qualify
for a waiver. Other commenters
requested flexibility to offer waivers
even if the sampling was not conducted
in alignment with the requirements of
§ 141.92. The EPA has included criteria
in § 141.92(h) for States to determine if
the alternative program is at least as
stringent as the sampling requirements
in § 141.92. Although commenters’
requests that the agency evaluate
whether any programs would qualify for
a waiver under the final LCRI, the final
rule leaves this to the State and includes
flexibilities in sample frequency,
number, and protocol provided the
overall program is at least as stringent
as the requirements in LCRI. For
example, a State requirement for all
schools to be sampled once every six
years but all outlets used for cooking
and drinking are sampled and some
remediation is required could be eligible
for a waiver. Similarly, a program using
a different sampling protocol may
qualify for a waiver if outlets are
sampled and remediation is required.
The EPA also clarified that waivers can
apply to groups of schools and licensed
child care facilities (e.g., all public
elementary schools), may not exceed the
time period covered by the sampling
conducted under an alternative
program, and automatically expire at the
end of any 12-month period during
which sampling is not conducted. Once
a school or child care facility is no
longer covered under a waiver, the CWS
must fulfill the sampling requirements
of § 141.92 at that site. Additionally,
States can issue waivers at any time
given that laws or programs may be
established after the LCRI compliance
date.
As described above, many
commenters requested that the EPA
require actions such as requiring all
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schools and child care facilities to
participate in sampling (i.e., mandatory
sampling), require remediation actions,
and filter installation. As discussed in
section V.L.1 of this preamble, the EPA
does not have the authority under
SDWA to require schools and child care
facilities that are not regulated as PWSs
to take these actions. However, there are
many examples of States under State
law that have successfully adopted such
requirements (see the final LCRI
Economic Analysis (USEPA, 2024a,
chapter 3, section 3.3.10.2). Other
Federal agencies may also issue
requirements under their statutory
authorities. In 2019, 14 Federal and
non-Federal partners signed a
Memorandum of Understanding (MOU)
on Reducing Lead Levels in Schools and
Child Care Facilities to voluntarily
support and encourage schools and
child care facilities to conduct
sampling, remediation, and
communication activities to reduce lead
risks in their facilities (USEPA, 2019b).
The signatories to the MOU agreed to
encourage schools and child care
facilities to take actions to address lead
in their facilities, which could include
regulations promulgated under their
respective legal authorities or other nonregulatory initiatives like public
education and outreach and technical
assistance. Notably, on August 21, 2024,
the Administration for Children and
Families within the U.S. Department of
Health and Human Services (HHS)
issued a final rule ‘‘Supporting the Head
Start Workforce and Consistent Quality
Programming,’’ which requires Head
Start programs in facilities where lead
may exist to develop a plan to prevent
children from being exposed to lead in
water, including sampling and
inspection at least every two years, and
remediation as needed (89 FR 67720,
USHHS, 2024). Additionally, on March
24, 2023, the EPA and the HHS issued
a joint letter to governors, encouraging
State and local governments to use
Federal funding to address lead in
schools and child care facilities.
Specifically, the letter encourages
governments to ‘‘establish or strengthen
child care licensing and monitoring
requirements to test for and address lead
in early childhood settings along with
funding to support the associated costs’’
and promote the use of the EPA’s 3Ts
guidance (USEPA and USHHS, 2023).
The EPA strongly encourages States to
adopt lead testing requirements for
schools and child care facilities, using a
variety of means, including
incorporating requirements in State and
local licensing of schools and child care
facilities. States are likely better
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positioned than the EPA to administer
lead testing and remediation programs
because States can establish regulations
for schools and child care facilities that
would provide for greater consistency of
education, testing, remediation
activities, and public communication
across all schools and child care
facilities throughout a State.
Additionally, States can directly apply
for and have access to funding to
support schools and child care facilities
that may not be available to CWSs. If a
State chooses to adopt requirements for
schools and child care facilities, the
State may waive the sampling
requirements of § 141.92 for CWSs in
the schools and licensed child care
facilities covered by the alternative
requirements. In the final rule, the EPA
has provided a range of criteria for
waivers such that States have the
flexibility to establish alternative
programs (§ 141.92(h)).
The EPA proposed allowing States to
waive water systems from the sampling
requirements in § 141.92 for the first
five years after the LCRI compliance
date in schools and child care facilities
that had been sampled between January
1, 2021 and the LCRI compliance date.
As proposed in LCRI, CWSs would be
required to sample at the request of any
school or child care facility they serve
after the first five-year cycle (i.e.,
starting five years after the rule
compliance date) unless the State grants
a waiver for an ongoing alternative
program. The EPA notes general support
for this concept and is finalizing the
requirement. The EPA disagrees with
extending the cut-off date to as early as
January 1, 2014. The EPA proposed to
limit the cut-off date to January 1, 2021.
While the EPA recognizes that some
schools and child care facilities may
have been sampled under a one-time
requirement or voluntary program as
early as 2014, extending the cut-off date
would result in an extended time period
in which a school or child care facility
would not be eligible for sampling
under the LCRI. For example, if a school
that had been last sampled in 2014 was
covered by a waiver for the first fiveyear sampling period, the school would
not receive an offer for sampling from
the CWS until six years after the LCRI
compliance date, or almost 15 years
from when they were last sampled. In
contrast, schools and licensed child care
facilities have the opportunity to be
sampled at least once every five years by
their CWS under the LCRI.
Additionally, the EPA proposed a cutoff
date prior to the LCRI compliance date
in response to concerns that many
schools and child care facilities are
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currently being tested for lead under
existing State or local requirements and
through WIIN grant funded efforts and
should be allowed to ‘‘count.’’
Specifically, such a provision is
intended to ensure that the final LCRI
will not incentivize the delay of any
voluntary school or child care facility
lead sampling efforts in order to align
with the LCRI compliance dates. The
EPA encourages States to use available
Federal funding, including WIIN grants,
to conduct sampling in school and child
care facilities as soon as practicable.
Federally funded efforts could reduce
the burden on CWSs, particularly
during the first five-year cycle after the
LCRI compliance date. Additionally,
many schools and child care facilities
were closed in 2020 due to the COVID–
19-related shutdowns. The agency
estimates that any data collected during
2020 COVID–19-related closures would
be unrepresentative due to low water
usage and longer than normal stagnation
times. Based on the reasons described
above, the EPA is not extending the
January 1, 2021, cut-off date in the final
rule. The EPA notes that CWSs are not
required to sample if a school or child
care facility declines or does not
respond to the offer to sample. Schools
or child care facilities that have
previously been sampled and may have
taken steps to address lead in their
buildings may likely not respond to the
offer for sampling.
The EPA is finalizing the provision
allowing States to waive the sampling
requirements of § 141.92 for CWSs in
schools and child care facilities that
install or maintain filters certified to
reduce lead on all outlets used for
cooking and drinking as proposed. The
EPA proposed this requirement to
account for regulatory and voluntary
efforts to install filters certified to
reduce lead in schools and child care
facilities. The EPA is aware that some
States have specific requirements
including requirements to periodically
sample or maintain filters, or for schools
to only install filters if results are above
a certain threshold (e.g., 0.005 mg/L).
The EPA requested comment on
whether waivers should only be issued
if there is a State or local requirement
for installation and maintenance but
decided to finalize the provision as
proposed to maximize flexibility. The
EPA acknowledges the implementation
concerns raised by commenters,
including that States or water systems
may not be aware of which schools or
child care facilities may be utilizing
filters. However, the waiver will apply
where the water system is aware of such
school and child care facilities and will
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encourage voluntary and proactive
actions to reduce lead in drinking water.
The EPA expects that water systems will
work with their States if they are aware
of schools and child care facilities that
have taken actions to install and
maintain these devices. States may also
choose to issue waivers if the State has
enacted ‘‘filter-first’’ legislation, which
require filters to be installed and
maintained.
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3. Final Rule Requirements
a. Applicability
For the final LCRI, the EPA is
requiring all CWSs to conduct public
education and lead sampling in all
schools and licensed child care facilities
they serve (§ 141.92). The EPA is
finalizing the proposed revisions
clarifying the exclusion for schools and
licensed child care facilities that were
constructed or had full plumbing
replacement after January 1, 2014 or the
date the State adopted standards that
meet the definition of lead free in
accordance with section 1417 of SDWA,
whichever is earlier and is renumbering
this provision from § 141.92(a)(1) to
§ 141.92(a)(1)(i). The EPA is adding a
revision in the final LCRI to specify that
the excluded schools and licensed child
care facilities must not be served by a
lead, GRR, or unknown service line as
a new clause in § 141.92(a)(1)(ii). The
EPA is finalizing the revisions
specifying that these requirements do
not apply to NTNCWSs, including
schools and child care facilities that are
regulated as PWSs (§ 141.92(a)(2)). The
EPA is also finalizing the proposed
reorganization of § 141.92 that clarifies
the requirements of this section
compared to the 2021 LCRR and more
clearly states the requirements in plain
language.
All CWSs are required to develop a
list of all elementary and secondary
schools and licensed child care facilities
they serve. The EPA is adding a revision
in the final LCRI to clarify in
§ 141.92(b)(1) that schools and licensed
child care facilities that are excluded
under § 141.92(a) are not required to be
included on the list. The EPA is
finalizing the proposed requirement for
CWSs to submit the initial list to the
State by the LCRI compliance date in
accordance with § 141.92(b). CWSs are
not required to include schools and
child care facilities on the list that do
not meet the applicability requirements
in § 141.92(a), such as a school
constructed after January 1, 2014. CWSs
must update the list at least once every
five years following the LCRI
compliance date and submit it to the
State or certify that no changes have
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been made to the list in accordance with
§ 141.92(b)(2).
b. Outreach to Schools and Licensed
Child Care Facilities
All CWSs must conduct public
education about the health risks of lead
in drinking water to all elementary
schools, secondary schools, and child
care facilities on their list in accordance
with § 141.92(c) at least annually. The
EPA is adding a revision in the final
LCRI to clarify that the information on
the health risks in drinking water must
be consistent with the content
requirements of § 141.85(a)(1)(ii)
through (iv) and (vi). Within the first
five years following the LCRI
compliance date, CWSs must notify the
elementary schools and licensed child
care facilities they serve that they are
eligible for lead sampling
(§ 141.92(c)(2)(i)). The notice must
include a proposed schedule for the
water system to conduct the sampling
and a copy of the EPA’s 3Ts guidance.
CWSs must provide this notice to at
least 20 percent of the elementary
schools and child care facilities they
serve per year such that each elementary
school and child care facility on the list
receives the outreach during the first
five-year sampling cycle after the rule
compliance date (§ 141.92(d)(1)).
Additionally, CWSs must notify all
secondary schools annually that they
may request lead sampling from the
water system (§ 141.92(c)(2)(ii)). Starting
in the sixth year following the rule
compliance date, all CWSs must
annually notify all the elementary
schools, secondary schools, and
licensed child care facilities they serve
that the water system will sample at the
request of the school or child care
facility (§ 141.92(c)(3)).
c. Sampling Frequency
The EPA is retaining requirements
from proposal for water systems to
conduct sampling in 20 percent of the
elementary schools and 20 percent of
the licensed child care facilities they
serve per year for the first five years
after the rule compliance date until all
facilities are sampled or are considered
non-responsive (§ 141.92(d)(1)). If an
elementary school or licensed child care
facility either declines the offer for
sampling or is non-responsive after at
least two outreach attempts, the CWS
may count the facility under the 20
percent for that year (§ 141.92(d)(1)(i)).
However, the CWS must include
information about the schools and child
care facilities that either did not
respond or declined sampling in a
report submitted to the State as
described in § 141.90(i)(3) (see section
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IV.N of this preamble). Starting in the
sixth year following the compliance
date, CWSs must sample any elementary
school or licensed child care facility
that requests sampling. Starting with the
rule compliance date, CWSs must
sample any secondary school if
requested (§ 141.92(e)). When
conducting sampling on request, CWSs
are not required to sample more than 20
percent of the schools or licensed child
care facilities they serve per year and
may defer requests above 20 percent to
the next year (§ 141.92(d)(2)(i) and
(e)(2)). A CWS is not required to sample
an eligible school or child care facility
more than once in a five-year period. If
a school or child care facility is added
to the list in § 141.92(b), the CWS must
conduct the outreach in § 141.92(c)(1)
such that all elementary schools and
child care facilities receive one round of
proactive outreach from the water
system prior to only being offered
sampling on request (§ 141.92(d)(3)).
d. Sampling
The EPA is retaining the proposed
sampling protocol requirements in the
final LCRI in § 141.92(f). When
conducting sampling, CWSs must
collect at least five samples per school
and two samples per child care facility
in accordance with § 141.92(f)(1). If
there are not enough taps available to
meet the required minimum number of
samples, CWSs must collect a sample
from all the taps used to provide water
for human consumption. Samples may
be collected from outlets with point-ofuse devices only if there are point-of-use
devices on all outlets typically used to
provide water for human consumption.
Samples must be collected according to
the protocol in § 141.92(f)(2). Samples
may be collected by the CWS, the school
or child care facility staff, or another
appropriately trained individual
(§ 141.92(f)(3)).
e. Providing Sample Results
The EPA is finalizing the proposed
requirements in § 141.92(g)(1) for water
systems to provide results to the
sampled school or child care facility,
the State and local health agencies and
the State as soon as practicable but
within 30 days of receiving the results.
See section IV.N of this preamble for
school and child care facility reporting
and section IV.O.1 for requirements for
CWSs to include information about
school and child care facility sampling
opportunities in the Consumer
Confidence Report. The EPA is retaining
the requirements for water systems to
provide information about remediation
(e.g., the EPA’s 3Ts or other related
materials) to the sampled schools and
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child care facilities along with sample
results in § 141.92(g)(1)(i)).
f. Waivers
The EPA is finalizing the proposed
provision in § 141.92(h)(5) allowing
States to waive the sampling
requirements for water systems in
§ 141.92 for the first five years following
the final LCRI compliance date for any
schools or child care facilities that were
sampled between January 1, 2021 and
the LCRI compliance date that meet the
requirements of this section. CWSs must
conduct the sampling requirements of
§ 141.92 for all other eligible schools
and licensed child care facilities.
Additionally, CWSs must conduct the
sampling requirements in all the schools
and licensed child care facilities on the
list in § 141.92(b) starting in the sixth
year after the LCRI compliance date,
unless those facilities are covered by a
different waiver under § 141.92(h).
The EPA is also finalizing the
proposed provision allowing States to
waive the sampling requirements for
water systems in § 141.92 for any
schools or licensed child care facilities
that install and maintain filters certified
to reduce lead (§ 141.92(h)(1)(iv)). The
EPA is retaining the other waiver
provisions introduced in the 2021 LCRR
and proposed for LCRI including
allowing States to waive sampling
requirements for water systems to
sample in schools and child care
facilities that are covered by alternative
testing programs that are at least as
stringent as the sampling requirements
in § 141.92 as provided in § 141.92(h).
CWSs are required to fulfill all the
requirements of § 141.92 in the subset of
schools and licensed child care facilities
they serve that are not covered by a
waiver or once a waiver no longer
applies (§ 141.92(h)(2) and (3)).
M. Copper
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1. Rationale and Proposed LCRI
Requirements
Copper is an essential trace element
required for several metabolic processes;
however, excess copper intake is toxic
and linked to various adverse health
effects. Acute gastrointestinal
conditions are the most common
adverse health effects observed among
adults and children. Chronic exposure
to copper is particularly a concern for
people with Wilson’s disease, an
autosomal recessive genetic disorder of
copper metabolism affecting 1 in 30,000
individuals (Ala et al., 2007). These
individuals are prone to copper
accumulation in body tissue, which can
lead to liver damage, neurological, and
psychiatric symptoms (Dorsey and
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Ingerman, 2004). Additional
information on the health effects
associated with copper are available in
appendix E of the final LCRI Economic
Analysis (USEPA, 2024a).
Under the LCRI, the EPA proposed to
require water systems to provide
customer notice of an individual’s
copper tap sampling results. Similar to
the notice for lead tap sampling results,
the notice for copper tap sampling
results must include the results of
copper tap water monitoring for the tap
that was tested, an explanations of the
health effects of copper as provided in
appendix B to subpart Q of part 141
(Standard Health Effects Language for
Public Notification), a list of steps
consumers can take to reduce exposure
to copper in drinking water, and contact
information for the water system. The
EPA proposed that systems must
provide all consumer notices of
individual copper tap sampling results
as soon as practicable but no later than
three calendar days after the water
system learns of the tap monitoring
result and any notifications conducted
by mail must be postmarked within
three days. The EPA proposed the
notice must also provide the MCLG and
action level for copper, both of which
are 1.3 mg/L and the definitions for
these two terms from § 141.153(c). The
EPA proposed to allow systems to
combine the lead and copper results and
required information into a single notice
in cases where copper and lead samples
are collected at the same time. This
would also include notification of
results from on-request tap sampling
required under § 141.85(c).
2. Summary of Comments and the EPA’s
Response
The EPA received several comments
on the proposed LCRI about the
regulation of copper. The EPA received
comments focused on creating separate
sampling requirements for lead and
copper. Commenters requested that
water systems collect copper and lead
samples from different locations, with
copper samples focusing on locations
with expected high concentrations of
copper (i.e., sites with newly installed
copper service lines). Commenters
noted the proposed LCRI targets sites
most likely to have elevated lead levels
and not necessarily sites that may have
elevated copper levels.
The EPA disagrees with creating
separate sampling pools for lead and
copper. The sample site selection
criteria at § 141.86(a)(4) require
sampling from sites with the highest
risk (lead) followed by sites that have
copper pipes (Tier 4 sites). Tier 5
includes sites that are representative of
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86545
sites throughout the distribution system
that can include sites served by copper
pipes. Commenters also noted the
challenges with recruiting volunteers to
collect tap samples, which would
further be exacerbated by requiring
additional separate sites for copper. In
addition, maintaining two sample pools,
one for lead and one for copper, would
further complicate the rule. Recognizing
the inherent complexity of the tap
sampling requirements for the LCR, the
agency did not develop a separate
tiering structure for copper sites to ease
implementation.
Moreover, because the sources of lead
and copper in drinking water are
generally the same (i.e., corrosion from
fixtures of pipes containing the metal),
and because the treatment technology
for elevated copper levels is also the
primary treatment for lead (i.e.,
reducing corrosion in the distribution
system), it is rational to group these two
contaminants into a single rule (56 FR
26490, USEPA 1991). Additionally, both
lead and copper require sampling at
taps, rather than at the entry point of the
distribution. While the EPA did not
propose many revisions to address
copper, the rule revisions will also
reduce copper levels. Treatments to
control for lead are also effective at
controlling for copper, such as pH and
alkalinity adjustment and
orthophosphate inhibitors. For example,
installing and re-optimizing OCCT for
systems above the lead action level will
likely reduce copper levels. Although
the tiering structure for the final LCRI
has not changed with regard to copper,
Tier 4 includes sites with copper lines;
thus sampling will occur at higher-risk
copper sites when the higher risk lead
sites are no longer available.
Additional comments on copper
included encouraging the EPA to
reassess public education requirements
for copper. These comments requested
the EPA require water systems to inform
their users when a system exceeds the
copper action level, in a manner similar
to how water systems are required to
inform their users when a system
exceeds the lead action level. The EPA
disagrees with requiring water systems
to inform their users of a copper ALE.
The LCRI requires water systems to
issue Tier 2 Public Notification if the
system has a treatment technique
violation in response to a copper ALE.
In addition, a water system must report
copper tap sampling compliance
information in its CCR under
§ 141.153(d), along with the new
requirement for water systems to
provide notification to consumers of
their individual copper tap sampling
results under § 141.85(d). The EPA
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expects that elevated copper levels may
be addressed by CCT, in addition to
systems’ providing the appropriate
health effects language to consumers
through public notification or the CCR,
thus protecting individuals at most risk
of adverse health effects due to copper
exposure (i.e., those with Wilson’s
Disease). Additionally, the health
impacts of acute copper exposure versus
acute lead exposure are vastly different.
Exposure to lead poses serious health
risks to the brain and nervous system of
children, while copper exposure causes
gastrointestinal distress for a majority of
the population, except for those with
Wilson’s Disease who should be aware
of all potential exposure sources of
copper. Therefore, the EPA finds it is
reasonable to rely on these requirements
for public health protection from copper
for purposes of the treatment technique
for public education in lieu of adding
others, as requested by commenters.
3. Final Rule Requirements
The final LCRI retains the proposed
changes to copper including the timing
of the notification for an individual’s
copper tap sampling result. Water
systems must provide notification of the
tap sampling result as soon as
practicable but no later than three
business days and any notifications by
mail must be postmarked within three
business days of the system’s learning of
the tap sampling results as stated in
§ 141.85(d)(2). In cases where copper
samples are collected at the same time
as lead, systems are permitted to
combine lead and copper results and
required information into a single
notice. The EPA expects that this will
simplify the implementation of the rule
by allowing systems to deliver both the
lead and copper results and associated
required information at the same time.
N. System Reporting and Recordkeeping
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1. System Reporting Requirements
a. Rationale and Proposed LCRI
Revisions
The EPA proposed in the LCRI to
revise water system reporting
requirements in accordance with other
proposed changes to the LCRI (§ 141.90).
The proposed revisions to these sections
were primarily driven by the changes
and additions to the corresponding
requirements in other sections of the
proposed LCRI to ensure consistency
and completeness of reporting
requirements. Revisions proposed in
other parts of the rule affect reporting of
tap sampling results for LSL sites,
documentation requirements for
customer refusals, reporting
requirements for systems with multiple
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lead action level exceedances,
compliance with the service line
inventory and replacement
requirements, and reporting
requirements for systems with schools
and child care facilities. System
reporting requirements should match
the LCRI requirements to inform State
decision-making and improve
implementation and oversight.
The EPA proposed modifying the tap
sampling reporting requirements for
systems sampling at LSL sites to report
both first- and fifth-liter sample results
in accordance with the updated tap
sampling protocol.
In the 2021 LCRR, systems are
required to report summary numbers of
lead, GRR, and unknown service lines
when they submit their service line
material inventory. The LCRI proposal
expanded the inventory reporting
requirements to include lead connectors
and non-lead service lines, beginning
with the baseline inventory due by the
LCRI compliance date.
Under the 2021 LCRR, systems with
LSLs are required to begin conducting
standard tap monitoring within one year
of the rule compliance date, and submit
a site sample plan to the State for review
prior to the start of the first tap
monitoring period. In LCRI, the EPA
proposed to expand this requirement to
start standard monitoring to all systems
with lead, GRR, and/or unknown
service lines.
The EPA proposed to require that all
systems conducting service line
replacement report their compliance
with the service line inventory and
replacement requirements to the State.
Each year, systems would be required to
submit inventory summary information,
including the current number of LSLs,
GRR service lines, unknown service
lines, non-lead service lines, and lead
connectors. They would also be
required to report information on their
replacement program, including the
total number and street addresses of
locations where full, partial, and GRR
service lines and lead connectors were
replaced. The EPA also proposed that
systems report the total number of
unknown service lines determined to be
non-lead and the street address of any
service line inventoried as non-lead that
is later discovered to be a lead or GRR
service line. Under the LCRI proposal,
systems would be required to certify to
the State the number of service lines not
replaced due to property owners not
providing consent to conduct service
line replacement.
As part of the reporting requirements,
systems must certify that various
requirements have been completed. The
EPA proposed two required
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certifications for systems conducting
public education and making filters
available following multiple lead action
level exceedances. First, they must
certify to the State that they conducted
at least one required outreach activity in
the previous year. Second, they must
certify that they complied with filter
availability requirements in the
previous year by providing a copy of the
filter distribution plan and the number
of filters provided each tap sampling
period.
The EPA proposed improvements to
the reporting requirements for water
systems with schools or child care
facilities. The EPA proposed to require
systems to submit the initial list of
schools and child care facilities they
serve by the rule compliance date. The
EPA also proposed to require systems
provide the results of school and child
care sampling to the State within 30
days of receiving them (see section IV.L
of this preamble). The 2021 LCRR
requires water systems to submit a
summary report to the State containing
information about school and child care
sampling during the prior calendar year,
including the number of schools and
child care facilities sampled and the
number of elementary schools and child
care facilities that declined or did not
respond to attempts for sampling. The
EPA proposed in the LCRI that the
report must also include the names of
the schools and child care facilities. The
EPA anticipated that this would help
States identify which schools and child
care facilities have not been sampled
and why.
b. Summary of Comments and the EPA’s
Response
The EPA received comments stating
there were too many system reporting
requirements and recommended the
EPA remove requirements or decrease
the number of requirements. These
commenters stated that multiple and
different types of reporting requirements
are too burdensome both on the systems
that must complete the reporting
requirements and on the States that
must review them.
In response to these comments, the
EPA reviewed all system reporting
requirements for the LCRI. The EPA
disagrees with these commenters
because the agency determined that
each of the reporting requirements in
the proposal provide information that is
essential to public health protection or
the implementation of the rule. The EPA
acknowledges that there are several
reporting requirements associated with
this rule. However, the LCRI is a
complex rule with multiple components
that requires adequate system reporting
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to provide the necessary data for public
health protection and effective oversight
and enforcement.
The EPA received comments stating
that there were too many dates
throughout the year when systems
would be required to report information
to the State. Reporting requirements in
the proposed LCRI included reporting
sampling results, service line inventory
information and certifications that
required actions had been taken by
systems. To reduce complexity and
administrative burden, some of these
commenters suggested the final rule
should align the frequency of some of
the certifications to streamline the
reporting requirements. The EPA agrees
with these commenters that a more
streamlined set of reporting dates would
help ease confusion and reduce burden
for systems and States. For the final
LCRI the EPA has limited the total
number of dates throughout the year
when reporting will be required by
aligning the reporting schedules to the
greatest extent possible. Specifically, the
EPA adjusted the reporting deadlines in
§ 141.90(a)(1)(ii), (a)(3)(i), (e)(3) through
(10) and (13), and (f)(3), (6) through (8),
and (10). The majority of the reporting
elements are now required on either the
date three years after the compliance
date, 10 days after the tap sampling
period, or annually by January 30. Other
reporting elements retain different
reporting dates due to the specific
nature of those reporting requirements.
The items that must be reported on
the date three years after the compliance
date are generally items that are
associated with the service line
inventory. Examples of this are the
initial inventory and documentation of
previous inventory validation efforts
that have been completed by the system
prior to the LCRI. These items are
necessary at the compliance date
because they provide information that
systems will need to comply with the
LCRI.
The items that must be reported 10
days after the tap sampling period are
generally associated with tap sample
results from that tap sampling period.
These results provide information vital
to understanding public health risk,
such as concentrations of lead and
copper in drinking water at consumers’
taps. The reporting results can also lead
to system requirements for taking action
to protect public health triggered by the
90th percentile lead and copper values,
such as follow up sampling and public
education. Since this information may
lead to actions by systems or
individuals to protect public health,
these items must be reported relatively
quickly.
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The items that must be reported
annually by January 30 are generally
related to the LSL replacement program,
the service line inventory, public
education summaries, or other
certifications provided by systems that
they are meeting the various
requirements of the LCRI. These items
are less time sensitive and therefore can
be reported on an annual basis. The date
of January 30 was selected because
many reporting items in the proposal
and the 2021 LCRR would already occur
on this date. The emphasis of January 30
meant that for the final LCRI, the EPA
changed some reporting items, mostly
certifications associated with public
education and outreach, from a July 1
date to January 30. The EPA maintained
the annual frequency for these items
because the EPA did not receive
comments stating that the frequency
was inappropriate. However, the EPA
aligned the reporting dates to respond to
comments that suggested that a more
streamlined approach would reduce
confusion and burden for systems and
States.
In addition, the EPA modified the
regulatory language describing the
January 30 date in some instances for
clarity and consistency, without
changing the reporting date. For
example, the proposal used terms such
as ‘‘30 days after the end of the calendar
year’’ or ‘‘30 days after the end of the
program year’’ to describe January 30.
This could result in confusion about the
actual reporting deadline, when the EPA
intends for all applicable reporting
requirements to be met annually by
January 30. Hence, for the final LCRI,
the EPA amended language in § 141.90
of the rule to consistently say ‘‘annually
by January 30.’’
The EPA also adjusted reporting
requirements to match the change from
proposal in the designation of the
program year. The agency made this
change to reduce implementation
burden. For the final LCRI, the EPA
added the definition for program year to
§§ 141.90(e) and 141.84(d)(5)(iii) to
clarify that the first mandatory service
line replacement ‘‘program year’’ is from
the compliance date specified in
§ 141.80(a)(3) to the end of the next
calendar year and that every subsequent
program year is aligned with the
calendar year. This means that the first
program year will be slightly longer
than one calendar year and subsequent
program years will be one calendar year
long. All program years, including the
first program year, will end on
December 31. The reporting deadlines
for many items in the proposal were
dates stated in relation to the program
year (e.g., ‘‘no later than 30 days after
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the end of each program year’’). The
EPA changed many of these deadlines to
cite specific days throughout the year
(e.g., ‘‘annually by January 30’’) for
clarity. While the language describing
the date has changed, these systems still
have the same amount of time for
reporting since they are still 30 days
after the program year. The revised
language and the alignment of program
year to calendar year responds to
comments that a more streamlined
approach will reduce confusion and
burden.
Finally, there are some reporting
requirements that have different
reporting dates. These types of
requirements generally fall into two
categories. This first category is items
that require fast action, often sooner
than 10 days, due to an interest in
public health protection, such as
certification that public education
materials were delivered appropriately
after a lead action level exceedance.
Public health is protected by quick
reporting because the reporting can
result in action taken by the system or
the public to protect from the risk of
lead or copper contamination in their
drinking water. The second category is
an item that is relatively uncommon but
will lead to a major change in the
system’s requirements under the rule,
such as the discovery of an LSL in a
system that was previously thought to
be free of LSLs. In these cases, the
system will often need to take action to
modify their operations and it would
not be appropriate to wait for up to a
year to begin. These specific
circumstances are not appropriate for
the agency to make changes in the final
LCRI to align these requirements with
the other more common ones previously
discussed.
The EPA received comments
concerning the requirement to report tap
sampling results within 10 days of the
end of the tap sampling period, which
is the period when systems must collect
samples within the tap monitoring
period. Some commenters felt that it
would not be possible to meet this
deadline, and instead this reporting
should be tied to the tap monitoring
period. These commenters reasoned that
for samples taken near the end of the tap
sampling period, there is not sufficient
time for systems to send them to a
laboratory, receive the results, perform
the 90th percentile calculations, and
report to the State all within ten days.
The EPA disagrees with these
commenters because there is a high
public health value of having systems
report results to States within 10 days
of the tap sampling period. This is
because high levels of lead or copper, as
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indicated by tap sample results, require
quick action by water systems to protect
public health. These actions include
conducting public education so
consumers can take informed actions to
protect their health and reducing
exposure to these contaminants through
CCT. In addition, ensuring the State
receives the 90th percentile data within
10 days will allow the State to provide
oversight should actions need to be
taken to protect public health. The EPA
also notes water systems have flexibility
as to when tap sampling occurs within
the tap sampling period. Systems do not
need to wait to the last day of the tap
sampling period if the system is
concerned about receiving laboratory
results in time to calculate the 90th
percentile and provide results to the
State within 10 days. Therefore, the EPA
determined 10 days is an appropriate
timeframe.
The EPA received several suggestions
for minor technical changes to the
reporting requirements in the areas of
system reporting, mainly for consistency
with other sections of the rule, clarity,
and understandability of the regulatory
text. The EPA agrees that consistency,
clarity and understandability are
important goals for the LCRI. Therefore,
the EPA agrees with advancing these
goals and adjusted the LCRI
accordingly. In general, these changes
did not substantially impact the
requirements of the rule.
For example, the EPA received
comments noting that in many locations
in § 141.90, some language was used
inconsistently. In the proposal, words
like ‘‘certify,’’ ‘‘document,’’ and
‘‘demonstrate’’ were used
interchangeably. The EPA agrees that
terminology should be used consistently
to ease implementation of the LCRI.
Therefore, for the final LCRI, the EPA
revised § 141.90 to consistently use
‘‘certify’’ to document whether a system
has completed a rule requirement when
data or other details are not required.
This revision occurs at § 141.90(a)(2)(iii)
and (f)(4) and (7). Conversely, in
§ 141.90(e)(10), the EPA changed the
language from ‘‘certify’’ to ‘‘submit’’ to
reflect that the reporting requirement is
the number of service lines, not simply
to notify the State that the requirement
has been met.
In the proposal language in
§ 141.90(a)(2)(iii), commenters noted
that the requirement for systems to
document that the results of monitoring
will be made publicly available was
presented in a way that could be
perceived to require documentation of
an action that would happen in the
future and that this would be difficult
to document and enforce. The EPA
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agrees with these comments that the
way this requirement was worded
would be challenging for systems to
implement. Therefore, the EPA has
revised the final requirement to be a
certification of an action that has
occurred in the previous tap monitoring
period.
c. Final Rule Requirements
The final LCRI contains minor textual
revisions to enhance the clarity of
§ 141.90 and to ensure that all the
reporting requirements are consistent
with other provisions of the rule. The
EPA also streamlined many of the
reporting requirements of the rule.
For the final LCRI, the EPA revised
the reporting requirements for tap
monitoring for lead and copper and for
distribution system and entry point
monitoring for water quality parameters
to provide clarifications and update
references. The EPA also made changes
to clarify that the tap sampling protocol
must meet the requirements of
§ 141.86(b) and to clarify that if a system
modifies its protocol, it must be
submitted to the State prior to the next
tap sampling period (§ 141.90(a)(1)(ii)).
The EPA revised § 141.90(a)(2)(iii) to
require the system to certify that they
made the results from the preceding tap
monitoring period publicly available.
The proposed LCRI required the system
to certify they would make the results
public in the future, which would have
been difficult to enforce. The EPA also
revised this section to be consistent
with the rest of the LCRI by replacing
the word ‘‘documentation’’ with
‘‘certification.’’
For the final LCRI, the EPA added a
provision (§ 141.90(a)(2)(viii)) to require
systems to report the number of sites
with non-responsive customers or
customer refusals during the tap
sampling. The agency is adding this
clarification to be consistent with
requirements in § 141.86(a)(4).
The final LCRI added a requirement
for systems qualifying under
§ 141.86(b)(3) to submit updated
documentation when there are changes
to standing times and/or locations for
substitute compliance tap samples
(§ 141.90(a)(3)(i)). The agency is adding
this clarification to be consistent with
other requirements in § 141.86(b)(3).
In the proposal, § 141.90(a)(4)
contained language that described
system and State requirements when
implementing a new source or a longterm treatment change. The EPA
determined this language is substantive
language about system and State
requirements beyond reporting.
Therefore, the EPA added this language
to § 141.81(h), because § 141.81 contains
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requirements concerning corrosion
control treatment requirements, which
are most closely related to requirements
concerning implementing a new source
or a long-term treatment change. The
EPA has also retained identical language
in § 141.90(a)(4) to reflect the
importance of the requirement and to
emphasize both the substantive and
reporting aspects of the requirement.
The EPA added language to
§ 141.90(c)(5), which applies to systems
that choose to defer OCCT because they
can complete service line replacement
in five years or less at a minimum
annual rate, as described in § 141.81(f).
The language in the proposal stated that
these systems must certify that they
have completed their mandatory service
line replacement program. The EPA
added language to clarify that the
system may also certify that they have
met the minimum annual replacement
rate calculated under § 141.81(f)(1)(ii).
The agency added this text for clarity
and it does not change the requirements
of this section from the proposal.
For the final LCRI, the EPA added a
description of ‘‘program year’’ to the
service line inventory and replacement
reporting requirements (§ 141.90(e)) to
provide clarity and ease
implementation. This description is also
provided under the service line
replacement requirements
(§ 141.84(d)(5)(iii)). The EPA is adding
this description for clarity and ease of
implementation.
The final LCRI requires systems to
submit a baseline inventory that
includes a summary of the total
numbers of each of the following
(§ 141.90(e)(2)): lead, GRR, unknown,
and non-lead service lines, lead
connectors, and connectors of unknown
material. The EPA is adding this
clarification to be consistent with other
requirements in § 141.84(a)(2) through
(4).
For the final LCRI, the EPA added a
requirement (§ 141.90(e)(3)(ii)) for
systems to certify annually that there
have been no changes to their service
line replacement program, or if there
have been changes, they must submit a
revised service line replacement plan.
This requirement is necessary to give
States appropriate awareness and
oversight on any potential changes to
the plan. This reporting requirement is
consistent with the new requirement in
the LCRI for systems to annually update
their replacement plan (§ 141.84(c)). For
more information on this requirement,
see section IV.C of this preamble.
For the final LCRI, the EPA added a
provision (§ 141.90(e)(3)(iii)) that
requires systems eligible for the deferred
deadline provisions for LSLR to report
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updated service line replacement plan
information to the State at intervals
described in § 141.84(d)(5)(vi) (see
section IV.C of this preamble). The EPA
added this language to be consistent
with the requirements in
§ 141.84(d)(5)(vi).
The LCRI proposal required systems
to submit the updated LSL inventory to
the State. The EPA added clarifying
language to § 141.90(e)(4) stating that a
water system may provide instructions
to the State on how to access the
updated LSL inventory online instead of
submitting the entire inventory to the
State. The EPA expects this will help
reduce the administrative burden
associated with this requirement on
systems and States.
The EPA included a new requirement
at § 141.90(e)(8)(i) for systems to report
the number of connectors of unknown
material as part of their inventory. The
EPA added this language to be
consistent with requirements in
§§ 141.84(b)(2)(iv) and
142.15(c)(4)(iii)(D). For more
information about the documenting
connectors of unknown material in the
inventory, please see section IV.D.1 of
this preamble.
The EPA included a requirement in
the final LCRI in § 141.90(e)(9) for
systems to submit to the State the
specific version (including the date) of
the service line inventory used to
determine the number of non-lead
service lines used when the number of
non-lead service lines in the validation
pool was determined. The EPA included
this requirement to be consistent with
requirements found in § 141.84(b)(5)(v).
For more information on requirements
for inventory validation, please see
section IV.D.4 of this preamble.
The EPA modified § 141.90(e)(10) to
enhance the clarity of the language.
Specifically, the text now makes it clear
that the system must provide
documentation of service lines not
replaced for systems that lack access, as
described in § 141.84(d)(2). In addition,
the language clearly states that for
systems that lack access because of lack
of owner consent where consent is
required by State or local law, the
system must provide documentation of
each reasonable effort conducted by the
system as described in § 141.84(d)(3).
The EPA also moved the requirement to
report the total number of lead and
galvanized requiring replacement
service lines not replaced because the
system does not have access to conduct
full service line replacement from
§ 141.90(e)(10) to § 141.90(e)(8)(ix)
because it is summary information that
is similar to the other items in the latter
section. The EPA moved this provision
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for clarity and the move does not
substantively impact the requirement.
For the final LCRI, the EPA added
clarifying language to the public
education reporting requirements
(§ 141.90(f)(1)) for systems to submit a
copy of all written materials to the State
prior to delivery. The EPA also added a
provision to provide the State discretion
to require approval of the written
materials prior to their delivery. This
language is consistent with the language
in § 141.85(a)(1) of the LCRI. In
addition, the EPA clarified that systems
that have previously submitted to the
State a list of newspapers, radio
stations, television stations, and
facilities and organizations to which the
system delivered public education
materials, do not need to resubmit this
list, unless required to do so by the State
(§ 141.90(f)(2)).
The EPA added clarifications to
§ 141.90(f)(3) on the reporting
requirement to send an example copy of
the consumer notification of tap
sampling results to the State along with
a certification that the notification has
been distributed in a manner consistent
with the requirements of § 141.85(d).
This requirement applies to all tap
sampling results, including those used
to calculate the 90th percentile value as
described in § 141.86 and consumerrequested samples outside the tap
sampling period for systems on reduced
monitoring. The new text clarifies that
some items must be reported 30 days
following the end of the tap sampling
period and that some items must be
reported annually by January 30. The
different schedules are necessary
because certain types of tap sampling,
such as consumer-requested samples,
may occur outside the tap sampling
period. The EPA made this change for
clarity and to allow for deadlines that
made sense for samples that may be
taken outside the tap sampling period.
For the final LCRI, the EPA reordered
the school and child care facility
sampling at § 141.90(i) to clarify that if
systems report they do not serve schools
or child care facilities, they must
continue to certify that they do not serve
schools or child care facilities. If they do
begin to serve one or more schools or
child care facilities, they must meet the
requirements of the rest of the section.
The EPA made this change because
language in the proposal could be read
to provide that the systems would not
be required to monitor for new schools
or child care facilities after initially
reporting none served. The EPA finds it
critical that all new or newly identified
schools and child care facilities are
subject to the remaining reporting
requirements of this section. In
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addition, the EPA reorganized sections
§ 141.90(i)(3)(iii) through (vi) to make
the sections more readable and
understandable. However, the EPA did
not make substantive changes to these
sections for the final rule.
O. Other Proposed Revisions to 40 CFR
Part 141
1. Consumer Confidence Report Rule
(40 CFR Part 141, Subpart O)
a. Rationale and Proposed LCRI
Revisions
All CWSs are required by SDWA to
provide their customers at least once a
year with a CCR, a drinking water
quality report that summarizes the state
of their drinking water supply. The CCR
must include information about the
water system, sources of water, detected
contaminants including lead,
compliance with drinking water rules
including the lead and copper rules, as
well as other information. CCR
requirements are described in the CCR
Rule (40 CFR part 141, subpart O),
which is part of the 1996 Right to Know
provisions of SDWA. On May 24, 2024,
the EPA published a final rule to
strengthen the CCR Rule (89 FR 45980,
USEPA, 2024c). The EPA revised the
CCR Rule in accordance with America’s
Water Infrastructure Act (AWIA) of 2018
and to improve the readability, clarity,
and understandability of CCRs as well
as the accuracy of the information
presented, improve risk communication
in CCRs, incorporate electronic delivery
options, provide supplemental
information regarding lead levels and
control efforts, and require systems who
serve 10,000 or more persons to provide
CCRs to customers biannually (twice per
year). Under the LCRI, the EPA
proposed to revise the lead and copper
related requirements of the CCR to
further enhance risk communication
and provide additional information
about sampling in schools and child
care facilities and the service line
replacement plan. These proposed
revisions are described below.
i. Lead Information Statement
All CWSs are required to include an
informational statement about lead in
drinking water in their CCRs. The lead
information statement is intended to
help ensure vulnerable populations or
their caregivers receive information at
least once a year on how to reduce their
risk of exposure to lead in drinking
water. In the LCRI, the EPA proposed to
revise the lead information statement.
The proposed revisions included
providing information about the risks of
lead to all age groups, additional
measures consumers can take to reduce
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exposure to lead in drinking water, new
language recommending flushing for
water used in cooking and formula
feeding, and using filters properly.
Revisions to the lead information
statement were in response to various
stakeholder comments, including
feedback received as part of the LCRR
review engagements, public meetings on
environmental justice considerations
and other stakeholder meetings held to
support the development of the
proposed LCRI (USEPA, 2023g; USEPA,
2023h), written public comments
submitted to the LCRI docket following
the environmental justice meetings
(Docket ID EPA–HQ–OW–2022–0801),
and written comments submitted on the
proposed CCR Rule Revisions (Docket
ID EPA–HQ–OW–2022–0260). The
proposed revised information statement
about lead was as follows and as
described in the proposed LCRI:
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Lead can cause serious health effects in
people of all ages, especially pregnant
people, infants (both formula-fed and
breastfed), and young children. Lead in
drinking water is primarily from materials
and parts used in service lines and home
plumbing. [INSERT NAME OF UTILITY] is
responsible for providing high quality
drinking water and removing lead pipes, but
cannot control the variety of materials used
in the plumbing in your home. You can help
protect yourself and your family by
identifying and removing lead materials
within your home plumbing and taking steps
to reduce your family’s risk. Using a filter,
certified by an American National Standards
Institute accredited certifier to reduce lead, is
effective in reducing lead exposures. Follow
the instructions provided with the filter to
ensure the filter is used properly. Use only
cold water for drinking, cooking, and making
baby formula. Boiling water does not remove
lead from water. Before using tap water for
drinking, cooking, or making baby formula,
flush your pipes for several minutes. You can
do this by running your tap, taking a shower,
doing laundry or a load of dishes. If you have
a lead service line or galvanized requirement
replacement service line you may need to
flush your pipes for a longer period. If you
are concerned about lead in your water and
wish to have your water tested, contact
[INSERT NAME OF UTILITY and CONTACT
INFORMATION]. Information on lead in
drinking water, testing methods, and steps
you can take to minimize exposure is
available at https://www.epa.gov/safewater/
lead.
ii. Mandatory Lead Health Effects
Language
Under the CCR Rule Revisions, CWSs
are required to include in the report the
mandatory lead or copper health effects
language listed in appendix A to subpart
O of part 141 when they fail to take one
or more actions prescribed by
§ 141.80(d), § 141.81, § 141.82, § 141.83,
§ 141.84, or § 141.93. With the LCRI, the
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EPA proposed to require CWSs to
include the mandatory lead or copper
health effects language when they fail to
take one or more actions prescribed by
§§ 141.80 through 141.93. This would
expand the requirement to apply to
more situations, such as failing to meet
the public education requirements in
§ 141.85 or requirements for sampling in
schools and child care facilities under
§ 141.92, so that consumers are more
informed of the health effects of lead
and copper. Additionally, the proposed
LCRI revised the mandatory lead health
effects language as described in the
LCRI proposal and provided in section
J.2.d of this preamble to clarify health
effects in all age groups and include
information about contacting your
health care provider for more
information. The EPA proposed the
same health effects language in public
education and public notification about
lead in the proposed LCRI.
iii. Other Requirements
The EPA proposed, under § 141.153,
to require that water systems include in
the CCR a statement that the water
system is required to sample for lead in
schools and licensed child care facilities
as requested by the facility, in
accordance with § 141.92 of the
proposed LCRI, to direct relevant
members of the public to contact their
school or child care facility for further
information about potential sampling
results.
In the LCRI, the EPA proposed to
require water systems to make their
service line replacement plan publicly
available. Accordingly, the EPA also
proposed to require CWSs with lead,
GRR, or unknown service lines in their
inventory to include in the CCR
information on how to obtain a copy of
the service line replacement plan or for
systems serving more than 50,000
persons, how to view the plan on the
internet. Including information about
how to access the plan in the CCR
would further increase transparency
about the service line replacement
process, accessibility of the plan, and
consumer awareness about service line
replacement in their community.
The EPA proposed in the LCRI to
expand the 2021 LCRR requirement to
include a statement on the service line
inventories to also include information
on known lead connectors or unknown
connectors.
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b. Summary of Comments and the EPA’s
Response
i. Comments on Language About the
Safety of Water in the CCR
The EPA received comments
concerning systems using misleading
language in the CCR about the safety of
the water in relation to lead and copper.
Commenters were concerned that water
systems have used language in the CCR
suggesting a community’s water was
safe with respect to lead because it met
the lead action level or was in
compliance with the rule. Commenters
argued this suggestion contradicted the
EPA’s messaging that there is no level
of lead without health risks. Some
commenters also expressed concerns
with the language about consumers
having their water tested if they are
concerned about lead, noting that a onetime test could be misleading. In
response to commenters’ concerns about
statements indicating the water is safe if
the system’s sampling results are below
the lead action level and in regulatory
compliance, the EPA has updated the
lead information statement
(§ 141.154(d)(1)) required in the CCR to
note that there is still a risk of lead
exposure even when tap results at a
given point do not detect lead. The EPA
also notes that the existing CCR Rule in
§ 141.153(h)(5) states that systems may
include such additional information as
they deem necessary for public
education consistent with, and not
detracting from, the purposes of the
report. As noted in the Final CCR Rule
Revisions, ‘‘the EPA interprets these
provisions as precluding misleading
statements by water systems because
such statements would detract from the
purpose of the report by downplaying
the situational information and
potential risks to consumers served by
the system’’ (89 FR 45980, USEPA,
2024c). In addition, as noted in the
Final CCR Rule Revisions, the EPA
intends to work with stakeholders on
developing CCR communication tools
and guidance to continue to support
CCRs that are accurate, clear,
understandable, and readable with
regards to lead as well as other
contaminants (89 FR 45980, USEPA,
2024c).
Some commenters wrote that the CCR
should include information about how
common lead is not only in service lines
but in premise plumbing and that the
CCR should discuss all sources of lead
in drinking water. The EPA notes that
the lead information statement has
included, since the 2007 LCR revisions
and maintained in the LCRI, language
that service lines and home plumbing
are the primary sources of lead in
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drinking water. The EPA requires the
statement to include information on
sources of lead exposure recognizing
there could be sources beyond the
control of the water system, such as
premise plumbing, to help inform the
consumer of all potential lead drinking
water risks so they can take proactive
steps to protect their health. The lead
information statement recommends that
consumers identify and remove any lead
plumbing parts from their home and
includes additional steps to help reduce
their exposure to lead in drinking water
such as using a filter certified to reduce
lead.
Some commenters asked the EPA to
adopt language in the CCR lead
informational statement that
recommends all consumers at all times
use a filter certified to remove lead. The
EPA disagrees with these commenters
because not all consumers have lead
plumbing or are served by service lines
that are known to or potentially contain
lead. However, the EPA notes that the
lead information statement includes
filters as an effective option for reducing
lead exposure and emphasizes their
proper use (§ 141.154(d)(1)).
Some commenters expressed concerns
with the CCR’s proposed lead
information statement being too long,
particularly the added steps for
consumers to reduce their exposure to
lead in drinking water. Some
commenters recommended including
this information in guidance instead so
that water systems have more flexibility
in how they present the information.
The EPA disagrees with removing this
mandatory language from the CCR as it
is necessary to inform consumers of
actions they can take to reduce their risk
of exposure to lead in drinking water
and thereby prevent known or
anticipated adverse health effects to the
extent feasible. In addition, the rule has
allowed, since the 2007 LCR revisions,
water systems to write their own
informational statement in consultation
with the State in accordance with
§ 141.154(d)(2). Under the scope of the
revised CCR Rule, the EPA revised
§ 141.154(d)(2) to require approval of an
alternative educational statement from
the CWS’s primacy agency to use in the
CCR. Therefore, water systems may
make adjustments to the way they
present the information with approval
of the State.
ii. Comments on Inclusion of
Replacement Plan Information in the
CCR
The EPA proposed in the LCRI to
require CWSs with lead, GRR, or lead
status unknown service lines to include
in the CCR information about the
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service line replacement plan and how
to obtain a copy of the replacement
plan. The EPA received comments
supporting the inclusion of this
information in the CCR and is retaining
these requirements in the final LCRI.
The final rule states that for systems
with lead, GRR, or lead status unknown
service lines in the systems inventory
pursuant to § 141.84(a) and (b), the CCR
must include information on how to
obtain a copy of the service line
replacement plan or view the plan on
the internet if the system is required to
make the service line replacement plan
available online (§ 141.153(h)(8)(iii)).
iii. Comments on Including Statement
About School Sampling in the CCR
The EPA requested comment in the
proposed LCRI on the proposed
requirement for systems to provide an
informational statement in the CCR
about school and child care sampling
requirements and that consumers can
contact the school or child care facility
about any potential sampling results.
The EPA received mostly supportive
comments for this provision to be
included in the final LCRI. The EPA
also received comments noting the
inclusion of this information in the CCR
could potentially make the CCR more
confusing due to the report already
being complicated. While the EPA
acknowledges commenters’ concerns
about the amount of information in the
CCR, the agency is maintaining this
requirement in the final rule given the
public health benefit this information
provides. Since the EPA does not have
the authority under SDWA to require
schools and child care facilities to share
their sampling results, the agency is
requiring this CCR provision to help
ensure that consumers are aware of the
school and child care sampling
requirements and that they can reach
out to the school or child care facility
about any potential sampling results.
Directing consumers to contact the
school or child care facility connects the
consumer with the entity who can better
respond to any follow-up questions as
well such as questions regarding next
steps including any remediation actions.
The final rule retains the proposed
requirement to include an informational
statement in the CCR about school and
child care sampling requirements with a
slight modification to be clearer that the
system should direct consumers to
contact the school or child care facility
for further information about potential
sampling results as stated in
§ 141.153(h)(8)(v).
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c. Final Rule Requirements
i. Lead Information Statement
In the final LCRI, the EPA is revising
the lead information statement with
minor modifications in response to
comments that recommended adding
language to the CCR about the risk of
lead exposure even when tap results at
a given point in time do not detect lead.
The EPA is finalizing the below lead
information statement that includes
changes made in the proposed LCRI as
well as additional changes made in
response to comments received on the
proposed LCRI:
Lead can cause serious health effects in
people of all ages, especially pregnant
people, infants (both formula-fed and
breastfed), and young children. Lead in
drinking water is primarily from materials
and parts used in service lines and in home
plumbing. [INSERT NAME OF SYSTEM] is
responsible for providing high quality
drinking water and removing lead pipes but
cannot control the variety of materials used
in the plumbing in your home. Because lead
levels may vary over time, lead exposure is
possible even when your tap sampling results
do not detect lead at one point in time. You
can help protect yourself and your family by
identifying and removing lead materials
within your home plumbing and taking steps
to reduce your family’s risk. Using a filter,
certified by an American National Standards
Institute accredited certifier to reduce lead, is
effective in reducing lead exposures. Follow
the instructions provided with the filter to
ensure the filter is used properly. Use only
cold water for drinking, cooking, and making
baby formula. Boiling water does not remove
lead from water. Before using tap water for
drinking, cooking, or making baby formula,
flush your pipes for several minutes. You can
do this by running your tap, taking a shower,
doing laundry or a load of dishes. If you have
a lead service line or galvanized requiring
replacement service line, you may need to
flush your pipes for a longer period. If you
are concerned about lead in your water and
wish to have your water tested, contact
[INSERT NAME OF SYSTEM and CONTACT
INFORMATION]. Information on lead in
drinking water, testing methods, and steps
you can take to minimize exposure is
available at https://www.epa.gov/safewater/
lead.
ii. Mandatory Lead Health Effects
Language
In the final rule, the EPA is finalizing
the mandatory health effects language,
as proposed, listed in appendix A to
subpart O of part 141 to be included in
the CCR when a CWS fails to take one
or more actions prescribed by §§ 141.80
through 141.93. Additionally, the rule
finalizes the lead health effects
language, as proposed and provided in
section IV.J.2.d of this preamble.
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iii. Other Requirements
The final LCRI requires water systems
to include in the CCR a general
statement that the CWS is required to
sample for lead in schools and licensed
child care facilities in accordance with
§ 141.92 (see § 141.153(h)(8)(v)). This
provision will help ensure that
consumers are aware of the school and
child care sampling requirements and
that they can reach out to schools or
child care facilities about any potential
sampling results. Due to comments
received on the proposed LCRI, this
language has been modified for the final
LCRI to be clearer that the system
should direct consumers to contact the
school or child care facility for further
information about potential sampling
results in accordance with § 141.92. The
school and child care facility can
provide additional information to the
sampling results including next steps
such as any remediation actions.
The final rule requires that the CCR
expand the service line inventory
statement to include information on
known and unknown lead connectors
such that the statement describes that a
service line inventory (including
inventories with no lead, GRR, lead
status unknown, known lead connectors
or unknown connectors) has been
prepared and the statement must
include instructions on how to access
the inventory (§ 141.153(h)(8)(ii)).
The final LCRI requires water systems
to make the service line replacement
plan publicly available (see section IV.C
of this preamble for more information
about the replacement plan).
Additionally, CWSs with lead,
galvanized requiring replacement, or
lead status unknown service lines in
their inventory are required to include
in the CCR information on how to
obtain a copy of the service line
replacement plan or for systems serving
more than 50,000 persons, how to view
the plan on the internet
(§ 141.153(h)(8)(iii)).
The CCR Rule Revisions (89 FR
45980, USEPA, 2024c) moved the CCR
requirement for a service line inventory
statement from § 141.153(d)(4)(xi) to
§ 141.153(h)(8)(ii) and the requirement
for information about accessing
complete lead tap sampling data from
§ 141.153(d)(4)(xii) to § 141.153(h)(8)(i)
of the CFR. Therefore, the final LCRI is
also moving other requirements that
were proposed in § 141.153(d)(4) to
§ 141.153(h)(8); these include the
statement about the service line
replacement plan and school sampling.
In addition, the CCR Rule Revisions
added a requirement for information
about corrosion control efforts in
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§ 141.153(h)(8)(iii) which the final LCRI
moved to § 141.153(h)(8)(iv) in order to
keep the requirements related to
information on the service line
inventory and replacement plan
together.
2. Public Notification Rule (40 CFR Part
141, Subpart Q)
a. Rationale and Proposed LCRI
Revisions
The EPA promulgated a Public
Notification (PN) Rule in 40 CFR part
141, subpart Q, in 2000 (65 FR 26035,
USEPA, 2000b). This PN Rule
implements section 1414(c)(1) and (2) of
SDWA. The PN Rule requires water
systems to provide public notification of
any failure of the water system to
comply with a maximum contaminant
level, a prescribed treatment technique,
or failure to perform required water
quality monitoring, or testing
procedures; any variance or exemption
the system has been granted, or failure
to comply with the requirements of any
schedule set under a variance or
exemption; or reporting and
recordkeeping violations under subpart
Y; and certain specified situations such
as the occurrence of a waterborne
disease outbreak or emergency and the
availability of unregulated contaminant
monitoring data (see § 141.201, table 1).
In 2016, Congress amended sections
1414(c)(1) and (2) of SDWA, in the
Water Infrastructure Improvements for
the Nation (WIIN) Act, to require the
EPA’s implementing regulations to
‘‘specify notification procedures for’’
public notice no later than 24 hours
after the water system learns of each
exceedance of the action level for lead
prescribed under § 141.80(c) of 40 CFR
part 141, ‘‘or a prescribed level of lead
that the Administrator establishes for
public education or notification in a
successor regulation promulgated
pursuant to section 1412’’ if the
exceedance ‘‘has the potential to have
serious adverse effects on human health
as a result of short term exposure’’ (42
U.S.C. 300g–3(c)(1)(D) and (c)(2)(C)). In
the 2021 LCRR rulemaking, the EPA
determined that ‘‘such exceedances [of
the lead action level] have the potential
to have serious adverse health effects on
human health as a result of short-term
exposure’’ and therefore warranted the
same treatment as other situations
currently categorized as Tier 1
violations subject to the 24-hour
notification requirements (86 FR 4239–
4240, USEPA, 2021a). Under the
revisions to subpart Q introduced in the
2021 LCRR, CWSs and NTNCWSs with
a lead action level exceedance must
provide public notice to persons served
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by the system within 24 hours of
learning of the action level exceedance;
that is, within 24 hours of the system
receiving and calculating the 90th
percentile value, or after the data is
submitted to the State and the State
calculates the 90th percentile. The
notice must be in a form and manner
reasonably calculated to reach all
persons served, as described in the PN
Rule (§ 141.202(c)). A copy of the notice
must also be sent to both the State and
the EPA Administrator in accordance
with the public notification reporting
requirements of § 141.31(d), which was
also amended in the 2021 LCRR. This
notice to the Administrator for a lead
action level exceedance is needed
because section 1414(c)(2)(C)(iii) of
SDWA was amended by the WIIN Act
to require that such notifications be
provided to the Administrator in
addition to the State to allow the EPA
to identify whether the agency must
provide notice where required in
section 1414(c)(2)(D). It provides that if
a State with primacy enforcement
responsibility or the water system has
not issued a notice for a lead action
level exceedance that has the potential
to have serious adverse effects as a
result of short-term exposure, the
Administrator is required to issue the
notice. Because the EPA does not have
any obligation to issue a Tier 1 public
notice for violations of other drinking
water standards in States with primacy,
there is no need for the EPA to be
notified in those other Tier 1 situations.
In addition to lead action level
exceedances, there are violations that
also require public notification for both
lead and copper (see appendix A to
subpart Q of part 141). Tier 2 public
notification is required for a treatment
technique violation for both lead and
copper no later than 30 days after the
system learns of the violation. Under the
revisions to subpart Q introduced in the
2021 LCRR, this includes violations to
§§ 141.80 through 141.84, which
describe compliance dates of the rule,
the action level, CCT, source water
treatment, and service line inventory
and replacement requirements;
however, § 141.80(c), which describes
exceedances of the lead action level, is
excluded from the Tier 2 public
notification requirements since lead
action level exceedances require Tier 1
public notification. Tier 2 public
notification is also required for
violations to § 141.85(a) through (c) and
(h), which concern the content of public
education materials and inclusion of
information for consumers with limited
English proficiency, delivery of public
education after a lead action level
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exceedance, supplemental monitoring
for lead when there is a systemwide
lead action level exceedance, and
outreach activities for community water
systems that fail to meet the LSLR goal
under the 2021 LCRR. In addition, Tier
2 public notification is required for
violations to § 141.93, which describes
flexibilities for small water systems to
comply with the rule.
As described in section IV.J.2.c of this
preamble, the EPA proposed in the LCRI
to require consumer notification of
supplemental monitoring results for
lead under § 141.85(c)(3); the EPA
proposed to exclude this from the Tier
2 public notification requirements in
subpart Q as this pertains to notification
of supplemental sampling conducted at
individual tap sampling sites, rather
than systemwide. In addition, as
discussed in section IV.J.2.a of this
preamble, the EPA proposed in the LCRI
to revise § 141.85(h) to require outreach
activities for systems that fail to meet
the average annual replacement rate,
instead of the goal LSLR rate as required
under the 2021 LCRR. Violations to this
proposed requirement would require
Tier 2 public notification under the
proposed LCRI. The EPA also proposed
to revise subpart Q to require Tier 2
public notification for violations to the
proposed additional public education
and filter requirements for water
systems with multiple lead action level
exceedances under § 141.85(j). See
section IV.J of this preamble for more
information about the proposed public
education requirements. Tier 3 public
notification is required for monitoring
and testing procedure violations for
both lead and copper no later than one
year after the system learns of the
violation or begins operating under a
variance or exemption. These include
violations to §§ 141.86 through 141.90
of the 2021 LCRR and proposed LCRI.
The EPA also proposed to require Tier
3 public notification for violations to
§ 141.92; as with violations to other
monitoring and testing requirements,
the EPA believes that the public should
be notified when water systems fail to
conduct required sampling in schools
and child care facilities.
The EPA also proposed to make
conforming changes to the PN Rule as
a result of changes the agency proposed
to make in the proposed LCRI and the
CCR related to the standard health
effects language for lead in appendix B
to subpart Q of part 141, to be consistent
with the proposed revised lead health
effects language required in public
education and the CCR. See section
IV.J.2.d of this preamble for more
information about the proposed revised
mandatory lead health effects language.
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b. Summary of Comments and the EPA’s
Response
Some commenters opposed the Tier 1
24-hour public notification requirement
for a lead action level exceedance. Some
commenters recommended only
requiring Tier 1 public notification for
a lead action level exceedance to
customers served by a lead, GRR, or lead
status unknown service line. The EPA
notes that the PN Rule requires water
systems to provide public notices to
‘‘persons served by the water system.’’
The EPA also believes it is important for
all persons served by a water system to
be notified of a systemwide lead action
level exceedance in the same time
frame. While people served by a lead,
GRR, or unknown service line are at
higher risk of exposure to lead in
drinking water than those who are not,
other people may also be exposed
through lead-containing plumbing,
particularly if there is a systemwide
issue such as increased corrosivity of
the water. Therefore, it is important for
all persons served by the system to be
notified so they can decide whether to
take protective actions to reduce their
potential exposure to lead in drinking
water.
Some commenters disagreed with the
Tier 1 designation for a lead action level
exceedance, arguing that lead does not
pose ‘‘acute’’ public health risks like
other Tier 1 situations and expressed
concerns with lead ALEs being
determined based on the 90th
percentile. The EPA has determined that
exceedances of the lead action level
have the potential to have serious
adverse health effects on human health
as a result of short-term exposure and
therefore warrant the same treatment as
other situations currently categorized as
Tier 1 violations subject to the 24-hour
notification requirements. While the
lead action level is not a health-based
level, there is no safe level of lead in
drinking water and the MCLG for lead
is zero. In addition, there are life stages
(e.g., early childhood) where any lead
exposure is especially problematic
(USEPA, 2013; American Academy of
Pediatrics, 2024).
Some commenters requested that
systems start the process to distribute
the public notice of a lead action level
exceedance within 24 hours, but not
have to complete delivery within 24
hours. The EPA notes that the PN Rule
requires systems to deliver all Tier 1
public notices within 24 hours; this
requirement is not limited to lead action
level exceedances as other situations
also can require a Tier 1 public notice
(see § 141.202). Moreover, the EPA has
determined that it is feasible for water
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systems to provide Tier 1 public notice
of a lead action level exceedance within
24 hours of the system learning of the
exceedance. The EPA notes that the PN
Rule provides water systems with
several delivery options to ensure the
Tier 1 public notice reaches all persons
served within 24 hours, including use of
broadcast media, posting the notice in
conspicuous locations throughout the
service area, hand delivery of the notice,
or using another method approved by
the primacy agency (§ 141.202(c)).
Systems can prepare to provide the
notice by creating a notification
template in advance and may choose
from several options for distribution of
a public notification that make it
feasible to provide the notice to all
persons served by the system within 24
hours of learning of the exceedance.
Some commenters requested that to
ensure consistent messaging in public
notifications, the EPA standardize the
language or provide resources and
materials. They stated that this would
also reduce the burden on systems to
develop the notices and on States to
ensure their quality and accuracy. The
PN Rule includes minimum
requirements for what kind of
information must be included in public
notices (see § 141.205(a) and (b)) for
many drinking water contaminants,
including standardized health effects
language for lead and copper as well as
other standardized language that applies
to any drinking water contaminants.
States have the authority to implement
their own requirements for additional
standardized language (see
§ 142.16(a)(1)). In addition, the EPA has
already provided public notification
resources and templates to assist water
systems and States with the revisions to
subpart Q introduced in the 2021 LCRR.
These templates provide consistent
language that also enables water systems
to provide system-specific information
about the sources of lead in their
community and the actions the water
system is taking to reduce lead levels.
See https://www.epa.gov/dwreginfo/
lead-and-copper-rule-implementationtools#TIER_1. The EPA also intends to
provide updated resources, templates,
and example public notification
materials to assist water systems and
States with the revisions to subpart Q
introduced in the LCRI.
Some commenters requested that the
materials should use plain language and
be translated to different languages. The
PN Rule requires that the public notices
do not include overly technical
language (§ 141.205(c)(1)). The PN Rule
also includes multilingual requirements
for public notices (§ 141.205(c)(2)). The
PN Rule requires water systems serving
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a large proportion of non-English
speaking consumers, as determined by
the primacy agency, to contain
information in the appropriate
language(s) regarding the importance of
the notice or contain a telephone
number or address where persons
served may contact the water system to
obtain a translated copy of the notice or
to request assistance in the appropriate
language.
Some commenters stated that failure
to sample for lead in schools and child
care facilities, in accordance with
§ 141.92, should not be a Tier 3
violation. The EPA disagrees and notes
that monitoring and testing procedure
violations constitute Tier 3 violations,
therefore it is appropriate for this to
include violations to monitoring
requirements for lead in schools and
child care facilities. As noted earlier, the
EPA believes that the public should be
notified when water systems fail to
conduct required sampling in schools
and child care facilities. Tier 3
violations require public notification no
later than one year after the system
learns of the violation. The EPA notes
that if the State has issued a waiver
under § 141.92(h), the water system
would not be in violation for not
sampling in the schools and child care
facilities covered by the waiver (see
section IV.L.2 of this preamble for a
discussion on waivers for school and
child care facility sampling).
c. Final Rule Requirements
Under the LCRI, a lead action level
exceedance will continue to trigger the
requirement for Tier 1 public
notification as required in section
1414(c)(2)(C) of SDWA. The EPA has
concluded that lead action level
exceedances have the potential to have
serious adverse effects on human health
as a result of short-term exposure.
SDWA mandates that notice in such a
situation be distributed ‘‘as soon as
practicable, but not later than 24 hours
after the PWS learns of the violation or
exceedance.’’ While the feasibility
analysis the EPA conducts in
establishing a NPDWR is not a
prerequisite to implementation of this
statutory mandate, water systems have
been complying with the Tier 1 24-hour
notice requirement for other situations
besides a lead action level exceedance
since the May 6, 2002, compliance date
of the PN Rule, and therefore should
also be able to do so for lead action level
exceedances.
Because the EPA is not prescribing a
level of lead for public notification in
the LCRI that is different from the lead
action level in § 141.80(c), the EPA is
updating appendix A to subpart Q of
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part 141 to reflect the agency’s revised
lead action level of 0.010 mg/L in the
contaminant description in the left
column (see section IV.F.4 of this
preamble for more information about
the action level). As noted in the
proposed LCRI (88 FR 84968, USEPA,
2023a), water systems must comply
with this provision starting October 16,
2024. Beginning on that date, systems
must comply with the Tier 1 PN
requirement for a lead action level of
0.015 mg/L, and beginning on the final
LCRI compliance date, systems must
comply with the revised lead action
level of 0.010 mg/L (see section IV.F.4
of this preamble).
Water systems required to conduct
Tier 1 public notification for a lead
action level exceedance must send a
copy of the notice to the Administrator
and head of the primacy agency within
24 hours of learning of the exceedance
in accordance with § 141.31(d)(2).
Within 10 days of completing the public
notification requirements, the water
system must also send certification of
compliance along with a copy of the
distributed notice to the primacy agency
(§ 141.31(d)(1)); this reporting
requirement also applies to all other
public notices required under the PN
Rule (40 CFR part 141, subpart Q).
When the EPA amended § 141.31(d)
in the 2021 LCRR to add the
requirement for providing a copy of the
Tier 1 public notice of a lead action
level exceedance to the Administrator
and head of the primacy agency within
24 hours of learning of the exceedance
(§ 141.31(d)(2)), the agency
inadvertently removed the pre-existing
requirement in § 141.31(d)(1) to provide
copies of Tier 1 public notices for
violations and situations involving
drinking water contaminants other than
lead (e.g., violations of the MCL for E.
coli, waterborne disease outbreaks, etc.)
to the primacy agency. The 2021 LCRR
amendment also inadvertently left out a
requirement for water systems to
provide a copy of the distributed Tier 1
public notice for a lead action level
exceedance when certifying compliance
to the primacy agency. In the LCR, prior
to the revisions introduced by the 2021
LCRR, a copy of all distributed public
notices was required to be provided
with certification to the primacy agency
within 10 days of completing the public
notification requirements. For the final
LCRI, the EPA is making technical
corrections to the requirements by
restoring the text that was deleted in the
2021 LCRR version of §; 141.31(d)(1) to
prevent these errors introduced in the
2021 LCRR from being implemented.
This technical correction will ensure
that representative copies of all
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distributed public notices must be
provided to the primacy agency with
certification within 10 days of
completing the public notification
requirements, in addition to requiring a
copy of Tier 1 public notices of lead
action level exceedances to the
Administrator and head of the primacy
agency within 24 hours. The EPA is
requiring water systems to continue to
comply with § 141.31(d)(1) as codified
on July 1, 2020, between October 16,
2024, and the LCRI compliance date to
avoid any lapse in requirements (see
section V.B of this preamble for
discussion of compliance dates).
The EPA is finalizing revisions to the
lead and copper violations that require
Tier 2 and Tier 3 public notification in
appendix A to subpart Q of part 141.
Water systems must conduct Tier 2
public notification for treatment
technique violations to §§ 141.80
(except paragraph (c)) through 141.84
and 141.85(a) through (c) (except
paragraph (c)(3)), which describe
compliance dates of the rule, CCT,
source water treatment, service line
inventory and replacement
requirements, the content of public
education materials and inclusion of
information for consumers with limited
English proficiency, delivery of public
education after a lead action level
exceedance, and supplemental
monitoring for lead. As noted earlier,
§ 141.80(c) which describes exceedances
of the lead action level is excluded from
the Tier 2 public notification
requirements since lead action level
exceedances require Tier 1 public
notification. The EPA is also excluding
from the Tier 2 public notification
requirements violations to
§ 141.85(c)(3), which requires a water
system to notify a consumer of their
supplemental lead sampling results
under the LCRI. In addition, Tier 2
public notification is required for
violations to § 141.93, which describes
flexibilities for small water systems to
comply with the rule. The EPA is
finalizing requirements for water
systems to conduct Tier 2 public
notification for violations to § 141.85(h),
which requires outreach activities for
systems that do not meet the mandatory
service line replacement rate, and
§ 141.85(j), which requires additional
public education and filter requirements
for water systems with multiple lead
action level exceedances under the
LCRI. Tier 3 public notification will be
required for lead and copper monitoring
and testing procedure violations to
§§ 141.86 through 141.90 and 141.92,
which concern tap water monitoring,
water quality parameter monitoring,
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source water monitoring, analytical
methods, reporting requirements, and
sampling for lead in schools and child
care facilities.
The EPA is finalizing conforming
changes to the PN Rule as a result of
changes the agency is making in the
LCRI and the CCR related to the
standard health effects language for lead
in appendix B to subpart Q of part 141,
to be consistent with the revised lead
health effects language required in
public education and the CCR. See
section IV.J.2.d of this preamble for
more information about the revised
mandatory lead health effects language.
3. Definitions
a. Rationale and Proposed Requirements
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In accordance with the EPA’s goal to
simplify the LCRI, the EPA proposed
new and revised definitions for
inclusion in § 141.2 (USEPA, 2023a).
The EPA proposed new definitions to
conform to new regulatory requirements
and updated existing definitions to
conform to changes made to existing
requirements. For the LCRI, the EPA
proposed new and updated definitions
for ‘‘action level,’’ ‘‘child care facility,’’
‘‘connector,’’ ‘‘Distribution System and
Site Assessment,’’ ‘‘find-and-fix,’’
‘‘galvanized requiring replacement,’’
‘‘lead service line,’’ ‘‘lead status
unknown service line,’’ ‘‘newly
regulated public water system,’’ ‘‘partial
service line replacement,’’ ‘‘service
line,’’ ‘‘small water system,’’ ‘‘tap
monitoring period,’’ ‘‘tap sampling
period,’’ and ‘‘wide-mouth bottle.’’ The
EPA proposed to remove the definition
of ‘‘full service line replacement,’’
‘‘gooseneck, pigtail, or connector,’’
‘‘partial lead service line replacement,’’
‘‘trigger level,’’ and ‘‘tap sample
monitoring period.’’ The EPA also
proposed minor revisions to select
definitions for ‘‘elementary school,’’
‘‘galvanized service line,’’ ‘‘pitcher
filter,’’ ‘‘secondary school,’’ ‘‘mediumsize water system’’ (renamed and
updated as ‘‘medium water system’’),
‘‘optimal corrosion control treatment,’’
‘‘tap sampling protocol,’’ and ‘‘system
without corrosion control treatment.’’
The LCRI proposal contains how the
EPA proposed to add, revise, or remove
the definitions listed above.
b. Summary of Comments and the EPA’s
Response
Commenters suggested various
revisions to the proposed definition of
‘‘service line,’’ which was defined as ‘‘a
portion of pipe which connects the
water main to the building inlet. Where
a building is not present, the service
line connects the water main to the
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outlet.’’ Commenters noted that there
may be some situations where a water
main does not exist in the system (e.g.,
a single building with a service line
connecting the wellhouse to the
building), and, therefore, the definition
should be revised accordingly to
accommodate for other distribution
system configurations. The EPA
acknowledges that water mains may not
be present in all cases where there are
service lines, as described in the EPA’s
‘‘Developing and Maintaining a Service
Line Inventory: Small Entity
Compliance Guide’’ (or LCRR Small
Systems Guidance) guidance document,
which includes examples of service
lines that are not connected to a water
main (e.g., connected to a pressure tank
or if they draw water directly from a
well) (USEPA, 2023n). Thus, the EPA is
defining service line in the final rule to
reflect that service lines may be
connected to a ‘‘water main’’ or ‘‘other
conduit for distributing water to
individual consumers or groups of
consumers.’’ The reference to ‘‘water
main’’ in the proposed definition was
for descriptive purposes, and
commenters did not identify a technical,
policy, or legal reason to exclude service
lines in the absence of a water main.
This addition to the definition clarifies
that the descriptive term ‘‘water main’’
was not intended to reduce the scope of
the service line inventory or
replacement requirements that apply to
all services lines (i.e., the lines that
distribute water from the PWS’s conduit
for moving water from its source to its
customers and consumers).
Commenters recommended that the
EPA exclude pipes not anticipated for
potable use from the service line
definition because they would not result
in human lead exposure. The EPA
disagrees with this recommendation.
The service lines covered by the rule
may be used for the distribution of
potable water regardless of whether that
is their intended use. Water lines used
exclusively for non-potable applications
does not preclude the possibility that
the water lines could in fact be used for
human consumption as well. An
NPDWR provision that applies only to
where the water is actually used for
human consumption is administratively
unworkable and difficult to implement.
See section IV.D.1 of this preamble for
information related to inventorying all
service lines in a water system’s service
area regardless of intended potable or
non-potable applications.
Commenters suggested that the EPA
clarify whether water lines in a
community downstream from a master
meter or other single point of
connection meet the proposed
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definition of ‘‘service line.’’ In some
situations, an apartment complex,
manufactured housing community, or
other multi-family entity will have a
master meter at the property line of the
community. If these communities are
considered part of or within a CWS or
NTNCWS service area, then that water
system is required to inventory all
service lines, even if they are beyond a
master meter, just as the system is
required to inventory service lines
between a water main and a singlefamily residence regardless of the
presence of a meter between the water
main and the building inlet. See section
IV.D.1 of this preamble for information
related to master meters and
inventorying all service lines in a water
system’s service area.
Some commenters disagreed with the
EPA’s proposed deletion of references to
ownership in the service line definition.
Commenters were concerned that
without mention of ownership, water
systems could define a service line in
multiple parts, such as the portion that
is system owned. The EPA disagrees
with these comments because the
ownership is not relevant to the
system’s ability to inventory or replace
service lines; instead, it is based on
control, which the final rule equates to
access. Additionally, statements about
access or control are related to
regulatory requirements, are included in
§ 141.84, and are less suited for
inclusion in the service line definition.
See section IV.B of this preamble for
further discussion on access and
control. The EPA also notes that the
final definition includes the entire
service line, stating that the service line
connects to the building inlet (or the
outlet where a building is not present).
Commenters recommended that the
EPA clarify or define the term ‘‘building
inlet’’ within its service line definition.
Because there are a multitude of
plumbing configurations that can exist,
it can be challenging to encapsulate all
potential configurations in a single,
national-level definition. However, the
term ‘‘building inlet’’ best encapsulates
these configurations. Commenters
expressed concerns with use of the term
‘‘building inlet’’ because systems may
interpret the definition in a way that
results in short service line segments
remaining in place past the building
inlet after full service line replacement.
The final LCRI mandates full LSLR,
which requires the removal of all lead
material along the service line and
associated lead connector.
While some commenters agreed with
the proposed connector length of two
feet in their comments on the proposed
rule, others stated that their water
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system uses connectors greater than two
feet (e.g., three, four, and five feet) and
recommended the EPA update the
connector definition to account for these
longer connectors. While no commenter
provided additional data beyond
anecdotes from their system and State,
the EPA evaluated data on connector
length from current manufacturers
websites and historical sources while
considering the lengths recommended
by commenters (The Cadmus Group,
2024a; 2024b). Many recent sources
define lead connectors at two feet;
however, it is unclear if these sources
cite this length because it was included
in the EPA’s LCRR Inventory Guidance
(USEPA, 2022c). The EPA did not find
connectors currently sold by
manufacturers, instead finding
information suggesting connectors are
not currently used in drinking water
infrastructure because modern flexible
alternatives for piping eliminate the
need for them. While the EPA found
generally limited data, one historical
plumbing and heating materials
catalogue showed lead connectors sold
and widely distributed at lengths
ranging from 18 to 36 inches (USEPA,
2022c). Thirty-six inches (three feet)
was one of the pipe lengths
recommended by commenters.
Accordingly, the EPA chose to update
the connector definition to encompass
lead pipes up to three feet in length.
While individual water systems
indicated in their comments use of
connectors in greater length, one of the
primary goals of the LCRI is to replace
lead and GRR service lines as quickly as
feasible. Lead pipes are anticipated to
contribute more lead into drinking
water with increasing length
(Deshommes et al., 2016; Sandvig et al.,
2008), so defining these longer lead
pipes as connectors instead of LSLs
would exclude them from the system’s
service line replacement program,
resulting in potentially delayed
replacement from these significant lead
sources.
Commenters also stated that the
connector definition should exclude
reference to a specific length, as water
systems may not know the length of
connectors in their distribution system.
The EPA acknowledges that some
systems may lack records which
indicate connector length; however,
other commenters supported the clarity
that a defined length provides for water
systems and States to distinguish
whether a lead pipe is subject to
requirements for lead connectors or
LSLs (i.e., inventorying, replacement,
tap sampling, and public education).
Additionally, the EPA is concerned that
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lack of a clear definition could create a
loophole by which systems avoid
replacing LSLs as part of their service
line replacement program by classifying
them as connectors. Thus, the final LCRI
defines connector as piping limited to
three feet that can be bent and is used
for connections between service piping,
typically connecting the service line to
the main.
The EPA received comments
suggesting that the EPA should remove
the clause that galvanized service lines
that ‘‘ever were’’ downstream of an LSL
be considered GRR, or the GRR
definition should not include
galvanized service lines where systems
are unable to show no upstream LSL has
ever been in place. Such commenters
argued that the lead exposure risks to
public health decrease over time and
that systems should be permitted to
conduct studies and adapt their
replacement strategy based on observed
GRR service line lead levels and sitespecific conditions in their water
system. One commenter provided
sampling data from GRR service lines in
its system showing lead levels similar to
non-lead lines in that system to
demonstrate the lower risk of lead
release of GRR service lines. The EPA
disagrees that galvanized service lines
that were ever downstream of an LSL
stop being a risk of lead exposure after
any period of time. In the proposed
LCRI, the EPA referenced a study
showing that galvanized service lines
downstream of LSLs could trigger lead
releases over the remaining pipe
lifetime depending on the depth of the
lead scales in the pipes (McFadden et
al., 2011). Thus, even low lead levels
measured during a GRR service line’s
lifetime may not indicate the end of a
public health risk, and future water
quality changes or disturbances could
still cause release of lead. These lead
particulate releases may not be captured
by tap sampling referenced by the
commenter. Therefore, the EPA is
finalizing the requirements for this
definition to include galvanized service
lines that were ever downstream of an
LSL, regardless of how long ago the LSL
may have been replaced.
The EPA recognizes that some
systems may lack records demonstrating
there never was an upstream LSL. The
final LCRI includes these galvanized
service lines in the definition of an GRR
service line due to the importance of
ensuring all GRR service lines are
replaced. While this may result in the
replacement of some galvanized service
lines that were never downstream of an
LSL, this broad approach ensures that
all GRR service lines, which can
contribute significant lead into drinking
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water, are replaced as quickly as
feasible. In this scenario, the final
LCRI’s definition of GRR service lines
include these service lines as GRR to
ensure these potentially significant lead
sources are not left out of the system’s
service line replacement program. The
EPA expects that as water systems’
inventories improve, they may gain
additional information that can help
identify which GRR service lines were
never downstream of an LSL, avoiding
the costs to replace galvanized service
lines that were never downstream of an
LSL. The LCRR Inventory Guidance
recommends that water systems treat
the inventory as a ‘‘living dataset that is
continuously improved over time as the
inventory is updated’’ (USEPA, 2022c).
As water systems gain experience with
their inventory and utilize additional
methods to categorize service line
materials, such as predictive modeling,
water systems may be able to better
distinguish between galvanized service
lines that are GRR service lines and
those which are non-lead.
The EPA disagrees that galvanized
service lines with upstream lead
connectors should be classified as GRR
service lines. While any source of lead,
including lead connectors, can
potentially contribute lead which can
adsorb onto downstream galvanized
service lines, the final rule’s service line
replacement requirements are designed
to prioritize replacement of the most
significant contributors of lead into
drinking water (i.e., LSLs and GRR
service lines) as quickly as feasible.
Galvanized service lines downstream of
an LSL, which may be tens of feet long,
are likely to contribute more lead into
drinking water than a galvanized line
downstream of a lead connector, which
the final rule defines as no greater than
three feet in length. Additionally, the
proposed rule notes that the poor
condition of galvanized lines may result
in these pipes breaking or bursting
during construction following repressurization after main replacement or
replacement of a service line or
connector, necessitating replacement of
the entire service line. Replacing
galvanized service lines downstream of
a lead connector (including replacing
the lead connector as encountered) in
conjunction with other infrastructure
work, as opposed to replacing them as
part of the system’s mandatory service
line replacement program in the LCRI,
would not only allow systems to
prioritize removing the most significant
lead sources (i.e., LSLs and GRR service
lines) as quickly as feasible, it would
also facilitate a more cost-efficient
approach to update drinking water
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infrastructure that would allow more
resources to be devoted to replacement
of lead and GRR service lines.
The EPA is revising the proposed
definition of ‘‘wide-mouth bottles.’’
While the proposed definition used
outer diameter to specify the minimum
mouth width, commenters noted that
inner diameter is the more typical
specification. Commenters also raised
concerns about the supply and
commercial availability of bottles using
the proposed 55-millimeter outer
diameter threshold and colored or tinted
bottles, the latter which some water
systems use to better distinguish
between the first- and fifth-liter samples
from the second, third, and fourth liters
for sampling at LSL sites. The EPA
agrees with multiple commenters’
recommendations for the EPA to use the
inner-diameter and to reduce the size to
40 millimeters. The final rule’s
definition includes a reduced innerdiameter mouth width of 40
millimeters. This revision addresses
commenters’ concerns about using more
common diameter specifications as well
as concerns about adequate bottle
availability while maintaining sufficient
width for sample collection at full flow
when lead is most likely to be detected.
One commenter also noted that the
proposed rule retained the 2021 LCRR
definition for ‘‘first draw sample;’’
however, under the proposed LCRI, the
phrase ‘‘first draw’’ is found in just one
portion of the regulatory language,
under § 141.92(f)(2)(i), and that in all
other locations where ‘‘first draw’’ is
used in the 2021 LCRR, the term ‘‘first
draw’’ is replaced with ‘‘first-liter.’’ The
commenter recommended that the EPA
delete the definition for ‘‘first draw
sample’’ and provide a definition for
‘‘first-liter sample’’ instead. The EPA
agrees with the commenter and,
therefore, made this change for the final
LCRI, adding that it would improve rule
implementation and be consistent with
having a definition which specifies
‘‘fifth-liter sample.’’
c. Final Rule Requirements
For the final rule, the EPA is making
several revisions to the proposed
definitions proposed for § 141.2. The
EPA is revising the proposed definition
of ‘‘service line’’ to include pipes which
are not connected to water mains, as
service lines may be connected to other
conduits for distributing water to
individual consumers or groups of
consumers (e.g., a direct connection
from a well to a single building). The
EPA is increasing the proposed defined
connector length from two to three feet.
The EPA is also revising the proposed
definition of ‘‘wide-mouth bottle’’ to
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reduce the diameter from 55 millimeters
to 40 millimeters, and to specify that the
diameter refers to the inner diameter.
The EPA is maintaining the following
new or updated definitions from the
proposed LCRI: ‘‘action level,’’ ‘‘child
care facility,’’ ‘‘Distribution System and
Site Assessment,’’ ‘‘galvanized requiring
replacement service line,’’ ‘‘lead service
line,’’ ‘‘lead status unknown service
line,’’ ‘‘newly regulated public water
system,’’ ‘‘partial service line
replacement,’’ ‘‘small water system,’’
‘‘tap monitoring period,’’ and ‘‘tap
sampling period.’’
The EPA is also maintaining proposed
minor revisions to the following
definitions: ‘‘elementary school,’’
‘‘galvanized service line,’’ ‘‘pitcher
filter,’’ ‘‘secondary school,’’ ‘‘mediumsize water system’’ (revised as ‘‘medium
water system’’), ‘‘optimal corrosion
control treatment,’’ ‘‘tap sampling
protocol,’’ and ‘‘system without
corrosion control treatment.’’ The final
rule eliminates the following
definitions: ‘‘find-and-fix,’’ ‘‘full service
line replacement,’’ ‘‘gooseneck, pigtail,
or connector,’’ ‘‘partial lead service line
replacement,’’ ‘‘lead trigger level,’’ and
‘‘tap sample monitoring period.’’
In the final LCRI, the EPA is adding
a new definition for ‘‘first-liter sample’’
and eliminating the definition for ‘‘first
draw sample.’’ The definitions are
worded slightly differently but similarly
reference the first one-liter sample of tap
water collected in accordance with the
rule’s required tap sampling protocol.
V. Rule Implementation and
Enforcement
A. General
1. Rationale and Proposed Requirements
The United States Environmental
Protection Agency (EPA) proposed
requirements to the National Primary
Drinking Water Regulation (NPDWR) for
lead and copper to improve its oversight
and enforcement. For example, the EPA
proposed to eliminate the trigger level,
(see section IV.F.4 of this preamble),
simplify the small system flexibility
provision (see section IV.I.1 of this
preamble), streamline public education
following elevated lead measurements
(see section IV.J.2 of this preamble),
increase reporting by both States (see
section V.D of this preamble) and
systems (see section IV.N of this
preamble), and require enhanced
sampling for detecting corrosion control
issues in lead service line (LSL) systems
(see section IV.L.1 of this preamble).
The EPA intends to develop guidance
and support materials to support
implementation and enforcement of the
Lead and Copper Rule Improvements
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(LCRI). The agency has already
developed materials and technical
assistance to support service line
inventory and lead service line
replacement (LSLR) including guidance
on service line inventories.
Additionally, the EPA has launched
several technical assistance programs
specifically to assist with LSLR,
including the Lead Service Line
Replacement (LSLR) Accelerators and
the Get the Lead Out (GLO) Initiative.
2. Summary of Comments and the EPA’s
Response
Commenters expressed general
concern that the proposed rule placed
additional workload burden on States
and that more resources in the form of
funding, staffing, and time would be
needed to effectively implement the
rule. The EPA has estimated the
additional costs for States to implement
and enforce the rule in the proposed
and final rules. See the final LCRI
Economic Analysis (USEPA, 2024a)
chapter 4, section 4.4 for more
information about State costs and
chapter 6 of the final LCRI Economic
Analysis for the overall costs and
benefits of the final rule. The EPA
worked to streamline State requirements
for the final LCRI wherever possible (see
section V.D of this preamble for a
discussion on reporting and
recordkeeping). While States will have
additional responsibilities under the
final LCRI compared to previous
versions of the rule, the rule will also
provide greater health risk reduction
benefits and thus justifies the associated
costs (see chapter 3, section 6.3 of the
final LCRI Economic Analysis). See
section III.G of this preamble for
information on available funding
sources to support implementation of
the LCRI requirements.
Commenters also expressed concerns
that the additional burdens on States
would be compounded by additional
burdens associated with the EPA’s final
NPDWR for six per- and polyfluoroalkyl
substance (PFAS), which had yet to be
finalized at the time the comment
period was open for the LCRI. The EPA
notes that Safe Drinking Water Act
(SDWA) section 1412(b)(3)(C)(i)(III)
requires that the agency consider the
costs and benefits that will result solely
a result of compliance with the
proposed rule and not resulting from
other proposed or final regulations.
Therefore, the EPA did not include costs
and benefits associated with the PFAS
rule in the final LCRI Economic
Analysis. However, the agency did
consider the costs to States and
regulated water systems of
implementing the new PFAS rule in the
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Economic Analysis for the PFAS
NPDWR (USEPA, 2024f, Section 5).
Commenters noted that the
complexity of the reporting and
recordkeeping requirements on both
States and systems in the LCRI require
an appropriate data system to manage
the data requirements of the LCRI. Some
commenters also specifically mentioned
the need for updates to the Safe
Drinking Water Information System
(SDWIS) to match the reporting
requirements of the LCRI. Commenters
also expressed a concern that these
updates would not be possible in time
for LCRI implementation. The EPA
remains committed to providing high
quality tools to assist States with their
implementation of the LCRI. The EPA
intends to support states’ data
management needs through both
SDWIS/State and the development of
Drinking Water State Federal Tribal
Information Exchange System (DW
SFTIES). The EPA intends to have
SDWIS State available for State use by
the compliance date of the LCRI. The
EPA is currently developing the DW
SFTIES, which is an updated system
that will replace SDWIS. The EPA will
also work closely with State program
and information technology staff on
LCRI needs for DW SFTIES
development. The EPA intends to
provide LCRI Data Entry Instructions,
which will provide detailed guidance to
States regarding the LCRI monitoring,
recordkeeping, and reporting
requirements.
Commenters recommended that the
EPA strengthen reporting requirements
to increase enforcement of the LCRI
provisions. Some commenters noted the
LCRI must have timely and transparent
reporting requirements to ensure
compliance. For the final rule, the EPA
carefully considered all reporting
requirements to ensure that the required
reporting elements provide value to the
State and/or the EPA for oversight or
enforcement, and do not create
unnecessary burdens. (See section IV.N
of this preamble for discussion on
reporting and recordkeeping
requirements of the final LCRI.)
Commenters suggested that the LCRI
should require direct electronic
reporting of sample results from labs
and/or systems to a database shared by
the EPA and the States. The EPA
requires reporting by the States to
submit quarterly and annual reports in
a format prescribed by the agency in
§ 142.15(a). At this time, States use
SDWIS/Fed to meet these reporting
requirements. While the EPA does not
require direct electronic reporting of
sample results from systems, the EPA
recently promulgated the Consumer
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B. What are the rule compliance dates?
a lead action level exceedance under
subpart Q that was introduced under the
2021 LCRR, and that systems must
comply with that provision starting
October 16, 2024. The EPA did not
propose to change the compliance date
of the revisions to 40 CFR part 141,
subpart O, that were included under the
2021 LCRR. With these noted
exceptions, the EPA proposed a direct
transition from the LCR to the LCRI for
all rule provisions so that States and
water systems could focus their
resources on preparing and updating
service line inventories and conducting
Tier 1 PNs following lead action level
exceedances, in addition to preparing
for LCRI requirements, such as
preparing their service line replacement
plan (88 FR 84967, USEPA, 2023a).
The EPA requested comment on these
proposed compliance dates and also
whether it is practicable for water
systems to implement any of the
proposed LCRI requirements sooner
than three years from the date the LCRI
is finalized. Specifically, the EPA
requested comment on whether water
systems should be required to conduct
the risk mitigation measures after full
and partial service line replacement and
service line disturbances and related
reporting requirements (§§ 141.84(h),
141.85(g), and 141.90(e)(6) and (f)(6) of
the proposed LCRI). The EPA received
a range of comments on these issues
including requests for both earlier and
later LCRI compliance dates.
1. Rationale and Proposed LCRI
Revisions
2. Summary of Public Comments and
the EPA’s Response
In the LCRR review notification
published on December 17, 2021, the
agency stated its intention to propose
revisions to the 2021 LCRR compliance
deadlines ‘‘only for components of the
rule that the Agency will propose to
significantly revise’’ (86 FR 71580,
USEPA, 2021b) in the LCRI. In the
proposed LCRI, the EPA proposed to
replace most of the 2021 LCRR with the
LCRI and proposed to require certain
2021 LCRR requirements to apply
between the 2021 LCRR’s October 16,
2024, compliance date and the final
LCRI compliance date.
The EPA proposed a compliance date
of three years after the promulgation of
the final LCRI and proposed for water
systems to continue to comply with the
LCR (§§ 141.80 through 141.91) until
that date, except for the 2021 LCRR’s
initial LSL inventory, notification of
service line material, and the associated
reporting requirements. The EPA also
stated that the agency was not changing
the compliance date for the Tier 1
public notification (PN) requirement for
a. Requirements for Water Systems
Between October 16, 2024, and the LCRI
Compliance Date
Confidence Report (CCR) Rule Revisions
to require States to submit compliance
monitoring data to the EPA (89 FR
45980, USEPA 2024c).
3. Implementation and Enforcement of
the Final Rule
The final rule will provide for
improved oversight and enforcement of
the NPDWR for lead and copper relative
to the Lead and Copper Rule (LCR) and
2021 Lead and Copper Rule Revisions
(LCRR). The EPA intends to develop
and provide guidance and tools to
support rule implementation. The EPA
provides water technical assistance
(WaterTA) which supports communities
to build technical, financial, and
managerial capacity that results in more
communities with applications for
Federal funding, quality water
infrastructure, and reliable water
services. The EPA has also launched the
GLO Initiative in light of the ongoing
success of the LSLR Accelerator pilot to
expand LSLR technical assistance to
communities across the country. The
EPA additionally outlines funding that
can be used for LCRI implementation
such as through the Drinking Water
State Revolving Fund (DWSRF),
Reducing Lead in Drinking Water
grants, the Water Infrastructure Finance
and Innovation Act (WIFIA) program,
and other Federal and State funding
opportunities (see section III.G of this
preamble).
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The EPA received comments
supporting the EPA’s proposal to have
water systems continue to comply with
the requirements of the LCR, except for
the few requirements introduced in the
2021 LCRR that the EPA proposed to
maintain, until the LCRI compliance
date. According to commenters,
complying with requirements
introduced in the 2021 LCRR that the
EPA proposed to replace in the LCRI
would not be an appropriate use of
resources and could distract water
systems from preparing to comply with
the LCRI. Commenters stated that the
EPA should delay the compliance date
for submitting the initial inventory to
provide water systems more time to
accurately identify service line material
according to the EPA guidance. Several
commenters also requested that EPA
clarify the compliance dates for the
LSLR and tap sampling plans and the
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compliance tap sampling requirements
introduced in the 2021 LCRR.
The EPA also received comments
from water systems and utility
organizations asking the agency to delay
the provisions that water systems will
not be required to comply with starting
on October 16, 2024, by at least one
year, prior to finalizing the LCRI. The
commenters stated that until the final
LCRI is promulgated, water systems will
assume they are required to comply
with all the requirements of the 2021
LCRR starting October 16, 2024, and
may invest time and resources on
requirements that may be revised in the
final LCRI.
The EPA notes the broad commenter
support for requiring water systems to
transition directly from the LCR to the
LCRI. Commenters cited wasted time
and resources complying with parts of
the LCRR that will be replaced with the
LCRI instead of preparing for
implementation of the LCRI. The EPA
agrees that water systems should
continue to comply with the pre-2021
LCR until the LCRI compliance date,
with the exceptions identified in
§ 141.80(a) (i.e., the initial LSL
inventory, notification of service line
material, and the associated reporting
requirements, and Tier 1 PN following
a lead action level exceedance). The
EPA is finalizing significant changes
relative to the 2021 LCRR meaning that
many requirements in the 2021 LCRR
will be rendered obsolete upon the LCRI
compliance date. For example, in the
final LCRI, the EPA is removing the lead
trigger level and many of the associated
actions that are required after a trigger
level exceedance, including reporting to
States, which could demand significant
resources. Additionally, as discussed in
the proposed rule, many of the 2021
LCRR requirements are interrelated, so
changes to one rule area impact other
areas (see 88 FR 84967–84968, USEPA,
2023a). Accordingly, the EPA is not
requiring water systems to comply with
requirements under the 2021 LCRR that
will be replaced under the final LCRI
prior to the LCRI compliance date,
because of the significant level of effort
required of water systems to plan for
compliance with the LCRI, as well as
the complexity of the 2021 LCRR.
Because of the limited time and
resources available to water systems and
States, their time and resources are
better spent complying with the
specifically identified 2021 LCRR
requirements with a compliance date of
October 16, 2024 (as noted above),
preparing to implement the final LCRI,
and voluntarily replacing LSLs ahead of
the LCRI compliance date using
resources that are currently available,
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such as the Bipartisan Infrastructure
Law (BIL) funding. Requiring water
systems and States to implement the
2021 LCRR in its entirety between
October 16, 2024, and the compliance
date of the LCRI would waste these
limited resources and compromise the
ability of systems and States to
effectively implement the LCRI, and
thereby delay the greater public health
benefits associated with implementation
of the LCRI. For example, by focusing
States’ and systems’ efforts on
establishing service line replacement
programs rather than implementing
2021 LCRR provisions that have been
changed or eliminated, the LCRI will
result in systems removing more lead
and galvanized requiring replacement
(GRR) service lines, which, where LSLs
are present, they are the most significant
source of drinking water lead exposure.
The EPA is maintaining the October
16, 2024, compliance date for selected
requirements first promulgated in the
2021 LCRR rulemaking that the agency
is not significantly revising in the final
LCRI. Some minor changes were made
to ensure consistency across
requirements. In the final rule, the EPA
is correcting the citations in
§ 141.80(a)(4)(i) for the reporting
requirements associated with
notifications of a known or potential
LSL as codified on July 1, 2023
(§ 141.90(e)(13) and (f)(4)). Additionally,
for the final LCRI, the EPA is not
requiring water systems to comply with
§ 141.84(a)(6) as codified on July 1,
2023. This requirement references
submitting an updated inventory to the
State in accordance with § 141.90(e)(3)
and requires water systems to update
the publicly available inventory no less
frequently than the required updates to
the State. The requirement in
§ 141.90(e)(3) as promulgated in the
2021 LCRR ties the timing of submission
of the inventory to the State to the
applicable tap monitoring frequency.
Under the LCRI, systems are required to
prepare and submit the baseline
inventory by the compliance date of the
LCRI, and all systems will be required
to update that inventory on an annual
basis (§§ 141.84(b)(1) and 141.90(e)(4)).
Implementation of a requirement to
update the LCRR inventory based on
monitoring schedules for only the three
years before the LCRI compliance date
would be challenging for States and
systems to manage while also preparing
the updated initial inventory to comply
with the LCRI. Many systems are on
reduced monitoring and therefore, many
systems would only submit an update
once, if at all during those three years.
For example, water systems that do not
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monitor between submitting an initial
inventory and the LCRI compliance date
would not be required to submit an
updated inventory, or water systems
who are on triennial monitoring would
only be required to submit an update
once. Additionally, water systems will
be preparing to submit the LCRI
baseline inventory by the LCRI
compliance date, and submission of
updates to the 2021 LCRR initial
inventory would likely distract from
that effort. State resources are best
directed towards the LCRI baseline
inventory and service line replacement.
Additionally, not requiring an annual
update of the 2021 LCRR inventory until
the LCRI compliance date would not
decrease public health protection in the
short-term. The EPA notes that between
October 16, 2024, and the LCRI
compliance date, water systems are
required to identify and track service
line materials in the inventory on an
ongoing basis (§ 141.84(a)(5) as codified
on July 1, 2023) and comply with the
public education requirement to notify
persons served by a lead, GRR, or
unknown service line. Because these
requirements will remain applicable
prior to the LCRI compliance date,
public health protection will not be
diminished by the EPA not requiring
water systems to submit an updated
version of the 2021 LCRR initial service
line inventory to the State prior to the
LCRI compliance date. The EPA
encourages water systems to continue to
identify unknown service lines and
conduct replacements prior to the LCRI
compliance date while developing the
LCRI baseline inventory. Water systems
that update their initial LCRR inventory
during this interim period to identify
the material of any unknown service
lines will reduce their burden if any of
the lines are non-lead because they
would no longer be required to provide
annual notification of service line
material to persons served by that
service line.
The EPA is not changing the October
16, 2024, compliance date for Tier 1 PN
following a lead action level exceedance
for the reasons provided in the LCRI
proposal (88 FR 84968, USEPA, 2023a).
Between October 16, 2024, and the LCRI
compliance date, water systems are
required to conduct Tier 1 PN following
an exceedance of the lead pre-LCRI
action level of 0.015 mg/L. The EPA
notes that the compliance date for the
new lead action level of 0.010 mg/L is
three years from the date the final LCRI
is published. In the final LCRI, the EPA
is retaining the October 16, 2024, date
for additional associated provisions,
such as the use of the mandatory health
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effects language in § 141.85(a)(1)(ii) as
introduced in the 2021 LCRR starting
October 16, 2024. This change will
ensure consistency in messaging
between the Tier 1 PN notices after a
lead action level exceedance and any
public education materials that are
distributed prior to the LCRI compliance
date. The EPA also notes that systems
must comply with the reporting
requirements in § 141.31(d)(2) as
codified on July 1, 2023, which requires
the water system to provide a copy of
the Tier 1 notice for a lead action level
exceedance to the Administrator and to
the head of the primacy agency as soon
as practicable, but not later than 24
hours after the system learns of the
exceedance. However, in the final LCRI,
the EPA is requiring water systems to
continue to comply with § 141.31(d) as
codified on July 1, 2020, between
October 16, 2024, and the LCRI
compliance date. This is to correct an
error introduced in the 2021 LCRR that
inadvertently removed the requirement
for water systems to submit a
representative copy of other types of
Tier 1 notices to the State when
certifying the system has complied with
the notice requirements. See section
IV.O.2 of this preamble for further
discussion. Additionally, in the final
LCRI, the EPA is also retaining the
October 16, 2024, compliance date for
the reporting requirement in
§ 141.90(h)(3) as codified on July 1,
2023. This provision requires States to
provide the results of the 90th
percentile lead and copper calculations,
in writing, to the water system within
15 days of the end of the tap sampling
period in instances where the State
calculates the water system’s 90th
percentile level. The EPA is maintaining
the October 16, 2024, compliance date
for this provision in the final LCRI to
facilitate timely compliance with the
Tier 1 PN requirement for a lead action
level exceedance.
In the final LCRI, the EPA is also
adding specific citations in
§ 141.80(a)(4)(i) to identify which
requirements apply during the time
period between October 16, 2024, and
the LCRI compliance date that relate to
the provisions discussed in the
proposal. For example, the EPA is
clarifying that between October 16, 2024
and the LCRI compliance date water
systems must comply with the
definitions in § 141.2 as codified on July
1, 2020, that correspond to the
requirements in §§ 141.80 through
141.91 as codified on July 1, 2020. See
section V.B.3, § 141.80(a)(4), and section
II.C of this preamble for additional
information.
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The EPA disagrees with commenters
who indicate that the agency should
change the compliance date for
submitting the initial inventory. Water
systems and States are aware of and
should be prepared to meet this
deadline. The EPA provided Guidance
for Developing and Maintaining a
Service Line Inventory in August 2022
(USEPA, 2023n). The EPA’s December
17, 2021, Federal Register notification
on the review of the LCRR and the
December 6, 2023, proposed LCRI
specifically stating that the agency
expected systems to submit an initial
inventory by October 16, 2024 (86 FR
71574, 71579, USEPA, 2021b; 88 FR
84968, USEPA, 2023a). Inventories are
critical to support lead reduction efforts
because they help systems identify the
location of lead and GRR service lines,
allow customers to know if they are
served by those lines, and evaluate the
extent of these sources in the drinking
water system. With the inventory, water
systems will be able to conduct the
required notification of persons served
by a lead, GRR, or unknown service line
and provide them with steps they can
take to reduce their lead exposure.
Additionally, the inventory is integral to
help water systems take actions that will
facilitate compliance with the LCRI:
identify sampling locations; determine
the extent of lead and GRR service lines
within their systems; plan for service
line replacement, including applying for
grants and loans; and replace lead and
GRR service lines.
The EPA also disagrees with
commenters requesting that the agency
formally delay the 2021 LCRR
requirements prior to the final LCRI.
Formally delaying the 2021 LCRR prior
to the final LCRI is unnecessary because
the final LCRI largely replaces
provisions in the 2021 LCRR in this
action. Additionally, a delay of the 2021
LCRR requirements would have
required a separate rulemaking and
diverted agency resources from other
actions, including finalizing the LCRI. It
is also unnecessary because the final
LCRI largely replaces the 2021 LCRR in
this action. The EPA disagrees that
water systems must assume they must
comply with the 2021 LCRR starting
October 16, 2024. The EPA recognizes
the uncertainty caused by the LCRI
rulemaking, but also notes the agency’s
efforts to help water systems and States
make informed decisions in light of the
uncertainty. For example, in the
December 17, 2021, Federal Register
notification, the agency stated it did not
intend to change the compliance dates
for the initial service line inventory,
notification of service line material, or
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the Tier 1 PN notice for a lead ALE.
Similarly, the EPA stated that the
agency ‘‘also expects to propose to delay
the October 16, 2024, deadline for
submitting LSLR and tap sampling
plans so that systems can incorporate
any potential revisions made through
the LCRI rulemaking’’ (82 FR 71580,
USEPA, 2021b). The EPA provided
additional clarity in the proposed LCRI
by proposing for water systems to
continue to comply with the LCR
between October 16, 2024, and the LCRI
compliance date, with limited
exceptions. Additionally, on April 17,
2024, the EPA released a fact sheet and
frequently asked questions document on
the 2021 LCRR compliance and
encouraged water systems to focus
resources on complying with the
provisions introduced in the 2021 LCRR
for which EPA did not intend to change
the October 16, 2024, compliance date
(USEPA, 2024g; USEPA, 2024h).
b. LCRI Compliance Date
The EPA received comments
supporting the agency’s proposal for
setting the LCRI rule compliance date
three years after the rule is finalized,
noting the complexity of the rule and
need for time to prepare to implement
the requirements. Some of these
commenters stated that it is not
practicable to set compliance dates for
any LCRI requirements earlier than
three years. The EPA also received
comment that the agency should
provide an additional nationwide twoyear extension to the LCRI compliance
date as provided under SDWA section
1412(b)(10). The comment indicated the
extension would be for capital
improvements in the form of LSLR.
Conversely, some commenters stated
that some of the LCRI requirements do
not substantially differ from the 2021
LCRR requirements and requested that
the EPA set earlier compliance dates for
the LCRI for some or all of the
requirements (e.g., no later than one
year after rule publication). These
commenters stated that a faster
compliance schedule would maximize
public health benefits and better align
with Federal funding sources currently
available to assist water systems.
Section 1412(b)(10) of SDWA
provides that NPDWRs shall take effect
three years after promulgation ‘‘unless
the Administrator determines that an
earlier date is practicable.’’ The EPA
agrees with commenters that the
complexity of the LCRI and time needed
to prepare to implement the final rule
support a compliance date three years
from the date the rule is promulgated.
Providing water systems three years
from the date the LCRI is finalized
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provides the amount of time necessary
for States to work with water systems to
prepare to comply with the final LCRI
requirements, which includes revisions
to most of the provisions introduced in
the 2021 LCRR. The EPA disagrees with
commenters that indicate one year is
sufficient. The LCRI is complex and
while some aspects may have
similarities with 2021 LCRR
requirements, it is different and water
systems will need time to plan for and
implement these changes. For example,
new requirements for tap sampling,
changes in tap sampling schedules for
many water systems, a lower lead action
level and the actions prompted by that
level, including corrosion control
treatment (CCT) requirements and new
requirements for multiple ALEs, will
require significant water system and
State resources to prepare to implement.
Furthermore, these requirements are all
highly interrelated, and therefore setting
different compliance dates for different
provisions would increase rule
complexity further, create
implementation challenges, and may
lead to widespread non-compliance (88
FR 84969, USEPA, 2023a).
Specifically, one of the key features of
the LCRI is for all water systems to
identify and replace all lead and GRR
service lines as quickly as feasible,
regardless of system lead levels. While
some systems are voluntarily initiating
service line replacement programs due
to historic funding provided under the
BIL, many systems have not or are not
currently conducting service line
replacement. Many systems have not
been required to conduct LSLR under
the LCR and may not have experience
developing replacement programs.
Water systems and States have noted the
potential challenges of implementing
replacement programs effectively,
including availability of equipment and
supplies, difficulty securing funding,
and hiring crews to complete
replacements. The EPA is working with
States and water systems to demonstrate
best practices for overcoming or
mitigating these challenges through the
technical assistance initiatives, Lead
Service Line Replacement Accelerators
(USEPA, 2023c) and the Get the Lead
Out (GLO) Initiative (USEPA, 2024e).
The three-year period after
promulgation of the final LCRI is for
systems to plan for compliance,
including hiring additional staff,
soliciting bids for contractors, securing
grants or other types of funding, and
continuing to improve inventories to
ensure that they are better positioned to
conduct mandatory service line
replacement. It would also provide time
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for the market to correct for potential
shortages in resources or workers.
Additionally, the EPA is concerned
that not providing water systems
enough time to prepare to implement
these requirements could undermine
their efficacy. For example, as discussed
in section IV.B of this preamble, water
systems must be prepared to conduct a
variety of actions that if not adequately
prepared for, may result in fewer service
line replacements. The EPA anticipates
that water systems will use the threeyear period prior to the LCRI
compliance date to identify unknowns,
develop their service line replacement
plan, identify barriers to full service line
replacement, and develop outreach
materials that are intended to support
full service line replacement.
Additionally, an earlier compliance date
for all the other LCRI requirements
besides mandatory LSLR would divert
resources from planning for mandatory
service line replacement and may delay
a system’s ability to start replacing lead
and GRR service lines.
The EPA also disagrees with
providing a nationwide two-year
extension to the compliance date under
SDWA section 1412(b)(10). As described
in section II.C of this preamble, in
accordance with SDWA section
1412(b)(10), the Administrator, or a
State (in the case of an individual
system), may allow up to two additional
years to comply with a treatment
technique if the Administrator or State
(in the case of an individual system)
determines that additional time is
necessary for capital improvements.
Where a State, or the EPA where it has
primacy, chooses to provide such an
extension, the system would have up to
five years from the rule’s promulgation
date to begin compliance with the
treatment technique. The EPA has not
determined that an additional two years
is necessary for water systems
nationwide to make capital
improvements to begin compliance with
the LCRI. Systems have been subject to
more stringent requirements for LSLR
and CCT since the promulgation for the
2021 LCRR that allowed time to prepare
and obtain funding for any necessary
capital improvements. Moreover, there
is significant funding available through
the BIL and other sources for LSL
identification and replacement. The
EPA has also been working with States
to provide extensive technical
assistance to water systems to replace
LSLs. Additionally, as noted above, the
EPA is providing water systems three
years before the LCRI compliance date
to identify unknowns and prepare for
service line replacement, which may
include voluntarily replacing lead and
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GRR service lines. The EPA has
determined that a cumulative average 10
percent per year replacement schedule
is feasible in the LCRI and provides
deferred deadline options for some
systems (section IV.B.8). Furthermore,
the commenter does not indicate why
an additional two years is necessary for
capital improvements in the form of
LSLR to comply with the requirements
of the LCRI.
c. Early Implementation of LCRI Risk
Mitigation Provisions
The EPA requested comment on
whether the agency should require
water systems to comply with the LCRI
requirements for risk mitigation after a
full or partial service line replacement,
service line disturbances, and associated
reporting upon the effective date of the
LCRI. Commenters supported such a
requirement citing the similarity of the
LCRI requirements to those first
introduced in the 2021 LCRR and the
value of providing health protective
measures sooner while water systems
are conducting service line replacement.
Others disagreed on the grounds that it
would be impracticable to implement
these requirements upon the effective
date of the LCRI. Some commenters
supported voluntary implementation of
the provisions prior to the LCRI
compliance date.
The EPA agrees that a compliance
date earlier than three years after
promulgation is not practicable and
therefore, implementation of the LCRI
risk mitigation requirements prior to
that date should be voluntary. As noted
in the proposal, while the EPA expects
that earlier implementation of these
actions would reduce lead exposure,
setting an earlier implementation date
for these select LCRI requirements
would result in systems complying with
a mix of requirements across three
versions of the CFR (i.e., as amended by
LCR, LCRR, and LCRI). The EPA is
concerned about this complexity and
that it could divert resources away from
preparing to comply with the other LCRI
requirements. In addition, water
systems would not likely have time to
prepare to implement this requirement
by October 16, 2024, the 2021 LCRR
compliance date. As described above,
setting an implementation date between
October 16, 2024 and the LCRI
compliance date would introduce
confusion and complexity for
implementation, reporting, and
recordkeeping. The EPA strongly
encourages water systems to voluntarily
implement these provisions as best
practices prior to the LCRI compliance
date. The EPA’s May 1, 2024
memorandum ‘‘Implementing Lead
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Service Line Replacement Projects
Funded by the Drinking Water State
Revolving Fund’’ details the risk
mitigation measures, including followup tap sampling, point-of-use devices
and pitcher filters, that are eligible
under the DWSRF funding (USEPA,
2024i). Additionally, States can require
water systems to implement these
provisions early.
3. Final Rule Requirements
For the final LCRI, the EPA is setting
the compliance dates for the LCRI
revisions to 40 CFR 141.2 and 141.31
and subparts I, Q, and O of part 141 to
three years after the publication date of
this final rule in the Federal Register
(see section II.C of this preamble).
The EPA is also specifying provisions
as codified in the CFR on July 1, 2020,
and on July 1, 2023, that water systems
must comply with between October 16,
2024, and the LCRI compliance date, in
accordance with § 141.80(a)(4)(i).
Beginning on October 16, 2024, water
systems are required to comply with the
requirements of §§ 141.2, 141.31(d), and
141.80 through 141.91 as codified on
July 1, 2020. In addition, water systems
will also be required to comply with the
provisions listed in Exhibit 3 as codified
on July 1, 2023.
EXHIBIT 3—REQUIREMENTS INTRODUCED IN THE 2021 LCRR THAT WATER SYSTEMS MUST COMPLY WITH BETWEEN
OCTOBER 16, 2024, AND THE LCRI COMPLIANCE DATE
Citation
(CFR codified July 1, 2023)
Description
§ 141.84(a)(1) through (10) (excluding paragraphs (a)(6) and
(7)).
§ 141.90(e)(1) ...........................................................................
§ 141.85(e) ................................................................................
§ 141.85(a)(1)(ii) .......................................................................
§ 141.90(e)(13) and (f)(4) .........................................................
§ 141.90(h)(3) ...........................................................................
§§ 141.201(a)(3)(vi) and 141.202(a)(10) ..................................
§§ 141.201(c)(3) and 141.31(d)(2) ...........................................
40 CFR part 141, appendix A to subpart Q, section I.C.1 (excluding § 141.90, except paragraphs (e)(1) and (13) and
(f)(4)).
40 CFR part 141, appendix B to subpart Q, section D.23 ......
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1 As
Initial public service line inventory development.
Submission of initial inventory to the State.
Initial and annual notification of known or potential service line containing lead.
Revised lead health effects language.
Annual reporting and certification of the notifications in § 141.85(e) to the State.
State provides results of the 90th percentile lead calculations, in writing, to the
water system within 15 days of the end of the tap sampling period (if applicable).
Tier 1 PN for exceedance of the lead action level as specified in § 141.80(c).1
Submit copy of Tier 1 PN for a lead action level exceedance to the head of the
primacy agency and the EPA administrator no later than 24 hours after the
system learns of the exceedance.
Tier 3 PN required for: failure to notify persons served at service connections of
a known or potential service line containing lead and failure to submit initial inventory to the State by October 16, 2024.
Revised lead health effects language for required PN.
codified on July 1, 2020.
Additionally, starting October 16,
2024, failure to conduct the reporting
requirements in Exhibit 3 (i.e.,
§ 141.90(e)(1) and (13) and (f)(4)) require
Tier 3 PN in accordance with 40 CFR
part 141, appendix A to subpart Q. Tier
3 PN for failure to conduct other
requirements in § 141.90 will not begin
until the LCRI compliance date
associated with those provisions.
The EPA notes that the CCR
requirements in 40 CFR part 141,
subpart O, that were revised under the
2021 LCRR rulemaking also have a
compliance date of October 16, 2024, in
accordance with § 141.152(a). The one
exception is the requirement for water
systems to notify consumers in the CCR
that complete lead tap sampling data are
available for review and include
information on how to access the data
(§ 141.153(d)(4)(xii) as codified July 1,
2023, and renumbered to
§ 141.153(h)(8)(i) in the final CCR Rule
(89 FR 45980, USEPA, 2024c)), which
has a compliance date of three years
after the publication of the LCRI. This
is because the current requirements for
tap sampling and calculating the 90th
percentile are subject to the LCRI
compliance date. The compliance date
for systems to notify the public that this
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data is publicly available should not be
earlier than the compliance date for the
data collection to avoid administrative
complications of these piecemeal
implementation of these related
provisions.
C. State Primacy and Special Primacy
Requirements
1. Rationale and Proposed LCRI
Revisions
SDWA authorizes the EPA to
promulgate and enforce NPDWRs
(SDWA section 1412 and 1414). States
that have been approved by the EPA for
primary enforcement authority may also
enforce drinking water standards under
State law. SDWA section 1413 and the
EPA’s implementing regulations set
forth the requirements that primacy
agencies (States) must meet to obtain
and maintain primary enforcement
responsibility (primacy) for its public
water systems (PWSs). These include:
(1) adopting drinking water regulations
that are no less stringent than Federal
NPDWRs under section 1412(a) and
1412(b) of SDWA, as well as the CCR
Rule and the PN Rule under section
1414 of SDWA; (2) adopting and
implementing adequate procedures for
enforcement; (3) keeping records and
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making reports available on activities
that the EPA requires by regulation; (4)
issuing variances and exemptions (if
allowed by the State) under conditions
no less stringent than allowed by SDWA
sections 1415 and 1416; and (5)
adopting and being capable of
implementing an adequate plan for the
provision of safe drinking water under
emergency situations. The regulations in
40 CFR part 142 set out the specific
program implementation requirements
for States, Tribes, and Territories to
obtain and maintain primacy for the
Public Water System Supervision
(PWSS) Program, as authorized under
section 1413 of the SDWA.
PWSs in these primacy States must
then comply with both sets of State and
Federal regulations, although in
practice, PWSs would only comply with
the more stringent of the two
regulations. Generally, primacy States
monitor compliance with regulations;
however, the EPA can also take
enforcement actions against water
systems for failure to comply with
NPDWRs. The EPA conducts annual
reviews of State programs and can also
withdraw primacy under certain
circumstances (see § 142.17).
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Under § 142.12(b), all primacy
agencies are required to submit a
revised program to the EPA for approval
within two years of promulgation of the
final LCRI or request an extension of up
to two years in certain circumstances. In
order to be granted an extension, a
primacy agency will be required to meet
certain requirements as deemed
appropriate by the EPA on a case-bycase basis to ensure adequate
implementation and enforcement of the
LCRI until the program revision is
approved. To be approved for a program
revision, primacy agencies are required
to adopt revisions at least as stringent as
the revised LCR, CCR, and PN leadrelated provisions. To obtain primacy
for this rule, primacy applications must
address the general requirements
specified in subpart B of part 142. The
EPA proposed special primacy
requirements for the lead and copper
NPDWR (§ 142.16(d)), to ensure
compliance with the revised State
requirements described in the LCRI.
To retain primary enforcement
authority, States must adopt revisions at
least as stringent as the provisions in 40
CFR part 141, subpart I (Control of Lead
and Copper); §§ 141.153, 141.154,
141.201, and 141.202; appendix A to
subpart O of part 141 ([Consumer
Confidence Report] Regulated
Contaminants); appendix A to subpart Q
of part 141 (NPDWR Violations and
Other Situations Requiring Public
Notice); and appendix B to subpart Q of
part 141 (Standard Health Effects
Language for Public Notification).
In the proposed LCRI, the EPA
proposed revising the existing special
primacy requirements by modifying
some, and establishing new, special
primacy requirements for States as a
condition of primacy. The EPA
proposed to eliminate the special
primacy requirement related to systems’
goal-based service line replacement
programs, given the proposed LCRI
requirement for mandatory service line
replacement. The EPA also proposed a
new special primacy requirement that
States would be required to identify
State laws, including statutes and
constitutional provisions, relevant to a
water system’s ability to obtain access to
conduct a full service line replacement
and notify water systems in writing
whether such laws exist or not. States
would be required to provide this
notification by the compliance date and
within six months of the enactment of
new or revised State law that pertains to
access. The purpose of this requirement
is to ensure States are informing systems
about requirements under State law and
provide consistent interpretation of
State law across the State. The State is
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the appropriate entity to compile this
information because many systems are
unlikely to have expertise to make these
interpretation determinations.
Consistent interpretation of laws
regarding access is important because
mandatory full service line replacement
of lead and GRR service lines is an
important component of the LCRI to
protect public health to the extent
feasible and compliance should be
enforced uniformly within States.
Under the 2021 LCRR, like the 1991
LCR, States must determine if a greater
mandatory LSLR rate is feasible and to
notify the system of its determination in
writing. The EPA proposed to modify
this to require States to set a shortened
deadline at any time throughout a
system replacement program if the State
determines a shorter deadline is
feasible. The EPA also proposed
requiring States to establish an
appropriate deadline to complete
inventory validation when they
determine a shortened deadline is
feasible. The purpose of these
requirements is to ensure that States are
meeting their responsibilities to make
determinations on whether a faster
mandatory LSLR rate is feasible. State
oversight of the service line replacement
rate is essential because lead and GRR
service lines are a major source of lead
in drinking water so increasing the
replacement rate when feasible will
have significant public health benefits.
The EPA also proposed modifications
to special primacy requirements under
the LCRI with respect to the
requirement for States to set a deadline
for systems to prepare an updated
inventory where they find discrepancies
in their inventory. The 2021 LCRR only
requires States to set this deadline
where water systems identify an LSL
that was categorized as non-lead in the
inventory. In the LCRI, the EPA
proposed inclusion of GRRs because
these are included in the proposed
service line replacement requirements
and may also be improperly identified.
In addition, the EPA proposed inclusion
of lead connectors in the inventory and
requiring systems that have inventories
with no lead connectors and no
unknown connectors to update their
inventory if a lead connector is found.
Therefore, the EPA proposed a
requirement for States to set a deadline
for systems to prepare an updated
inventory in these cases.
The EPA also proposed, related to
monitoring for lead in schools and child
care facilities, requiring States to
describe how the State will determine if
an alternative lead sampling program is
as ‘‘stringent as the Federal
requirements’’ including how the State
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will use the definitions of elementary
schools, secondary schools, and child
care facilities as defined in § 141.2 to
issue waivers. The EPA also proposed
that States describe how they will meet
the requirement to review the lists of
schools and child care facilities
submitted by CWSs to ensure entries
conform to the definitions of school and
child care facility in § 141.2, and that
States would be required to ensure that
the list of schools and child care
facilities is complete. Prior to proposal,
the EPA received questions about the
LCRR requirement for States to define
schools and child care facilities. The
EPA is aware that the types of facilities
that meet the definition of child care
facility under § 141.2 may differ among
States (e.g., which facilities are licensed
by the State). However, it is not the
EPA’s intention for States to develop
new definitions for schools and child
care facilities for purposes of complying
with the new rule. In LCRI, the EPA
proposed the definition of ‘‘child care
facility.’’
The EPA proposed requiring that
States verify that systems have complied
with follow-up requirements following a
single site sampled above the action
level. Under the 2021 LCRR, this
requirement was part of ‘‘find-and-fix’’.
In the proposed LCRI, this requirement
was relabeled as Distribution System
and Site Assessment (see section IV.H of
this preamble). This change was
proposed to be consistent with the
terminology in the rest of the LCRI and
is not a substantive change in
requirements from the 2021 LCRR.
2. Summary of Public Comments and
the EPA’s Response
a. Identifying State Laws Pertaining to
Access
The EPA received comments both in
favor of and against the special primacy
requirement in § 142.16(d)(8) for States
to identify State laws, including statutes
and constitutional provisions, that
pertain to a water system’s access to
conduct full service line replacement
and to notify water systems in writing
whether any such laws exist or not.
Commenters against this provision
stated that individual systems should be
responsible for determining which laws,
statutes, or constitutional provisions
apply to their system and that there
would be additional State burden
associated with this research.
Commenters in favor of this provision
felt that it would be a benefit to systems
to have access to this information. The
EPA retained this requirement in the
final rule because while the EPA
acknowledges that this provision will
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require additional effort by States, there
is value and efficiency in having the
State provide consistent information to
all systems in the State. In addition,
States are better positioned to interpret
State laws or statutes than individual
water systems. Neither the proposed nor
final rule require States to identify
specific local laws relevant to a water
system’s ability to obtain access to
conduct a full service line replacement.
b. Setting Shortened Replacement
Deadlines
In the proposal, the EPA requested
comment on whether States, as a
condition of primacy, or the EPA when
it is directly implementing the program,
should be required to set initial
shortened service line replacement
deadlines by a certain timeframe, such
as no later than 60 days after the
compliance date. Many commenters
responded to this request for comment
by saying that shortened deadlines are
not feasible and that States should not
have the authority to set shortened
deadlines. (See section IV.B.7 of this
preamble for more information about
the EPA’s determination to require
States to evaluate shortened
replacement deadlines.) Those who
commented on defining the timeframe
for the decision about shortened
deadlines were split on the need to
establish a specific timeframe for the
State’s decision. Some supported a
shorter timeframe, citing the need to
establish shortened deadlines quickly
for faster public health protection and to
establish predictability for systems.
Some supported longer timeframes or
no timeframes at all, citing the State
burden of evaluating complex
information for multiple systems
simultaneously before reaching a
conclusion. For systems that are not
eligible for deferred deadlines, the EPA
decided not to include a specific
timeframe for State decisions on
shortened service line replacement
deadlines in the final LCRI because the
conditions for which a system may be
able to replace at a faster rate may
change throughout the replacement
program. Therefore, the LCRI language
in § 141.84(d)(5)(v) requires the State to
make a shortened deadline
determination at any time throughout a
system’s replacement program when a
State determines a shorter deadline is
feasible, which would include within 60
days of the compliance date. This would
address the burden concerns expressed
by some commenters by not requiring
States to review all replacement
programs at the same time, but also
provide the flexibility to make
shortened deadline decisions as early as
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possible to enhance public health and
provide predictability for systems. This
also allows States to use information
obtained during the replacement period
through inventory investigations that
may inform the State’s decision to
require a shorter deadline. The EPA
intends to develop guidance to assist
States in making shortened deadline
determinations. For systems that are
eligible for deferred deadlines, the EPA
included specific deadlines for State
decisions on whether the deferred
deadline and associated replacement
rate identified by the system is the
fastest feasible. Specifically, States are
required under § 141.84(d)(5)(vi)(C) to
make determinations as soon as
practicable, but no later than the end of
the second program year and every three
years thereafter. This is not expected to
significantly impact State burden
because of the small number of systems
that will be eligible for deferred
deadlines. (See section IV.B.8 of this
preamble for more information on State
requirements for making these
determinations and the public health
value of these provisions.)
c. Deferred Deadlines
The EPA requested comment on
whether to require the State, as a
condition of primacy, to approve the use
of the deferred deadline provision
where the water system qualifies for it
and/or whether to require the State to
assess whether it would be feasible for
a system to meet the 10-year deadline or
a shorter deadline even if the system
meets the regulatory criteria for the
deferred deadline. The EPA received
mixed comments in response to this
request. Some commenters favored
requiring States to approve the use of
the deferred deadline provisions and
not permitting States to set shorter
deadlines for systems that qualify and
apply for deferred deadlines, as
described in § 141.84(d)(5)(vi). These
commenters stated that this placed
additional burden on States and that
systems could be subject to arbitrary
decisions by States about deferred
deadlines. Other commenters stated that
States should always be required to
assess whether systems that meet the
requirements of § 141.84(d)(5)(vi) could
meet the standard 10-year deadline and
therefore a special primacy condition is
appropriate because extremely long
timeframes for replacement could put
people at risk for much longer than
necessary.
The EPA agrees that due to the
urgency to complete lead and GRR
service line replacement as quickly as
feasible, States should be required to
regularly evaluate whether shorter
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deadlines are feasible for systems
eligible for a deferred deadline. The
LCRI maintains the proposed
requirement for States to set a shortened
deadline at any time throughout a
system replacement program if the State
determines a shorter deadline is
feasible. The final LCRI also contains
new provisions that require States to
evaluate, as soon as practicable, but no
later than the end of the second program
year and every three years thereafter,
and either approve the continued use of
the deferred deadline and replacement
rate as the fastest feasible for the system,
or set a shorter deferred deadline and
identify an associated replacement rate
to ensure the system is replacing service
lines at the fastest feasible rate for the
system (see section IV.B.8 of this
preamble). The LCRI requires States to
determine whether the system’s
recommended deferred deadline and
associated cumulative average
replacement rate are the fastest feasible
to conduct mandatory service line
replacement. In addition, the EPA
cannot preclude a State from adopting
or enforcing more stringent
requirements, consistent with other
SDWA regulations.
d. Translation Support
In the preamble for the proposal, the
EPA requested comment on ‘‘Whether
the Agency should require States, as a
condition of primacy, to provide
translation support to water systems
that are unable to do so for public
education materials to consumers with
limited English proficiency.’’ (See
section IV.J.3.g of this preamble for the
EPA’s response to these comments.) The
EPA elected to include a special
primacy requirement to require States to
provide technical assistance to systems
in meeting the requirement to provide
translation assistance to consumers with
limited English proficiency. The EPA
selected this approach because it is
consistent with the approach in the
Final CCR Rule Revisions (89 FR 45980,
USEPA, 2024c).
3. Final Rule Requirements
The EPA retained the proposed
special primacy requirements, with
minor editorial revisions for clarity, to
ensure effective oversight and
implementation of the LCRI by States. In
addition to finalizing the proposed
items, the EPA made minor adjustments
to include provisions that implement
other requirements of the LCRI as
described below. State primacy
requirements are located in § 142.16(d).
The EPA included § 142.16(d)(9) in
the final LCRI, which requires, as a
condition of primacy, States to make
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determinations about systems eligible
for deferred deadlines, including
determining if the deferred deadline is
the fastest feasible or whether a faster
deadline is feasible, and reporting the
results of these determinations to the
EPA. This requirement is necessary to
implement State requirements in
§§ 141.84(d)(5)(vi) and
142.15(c)(4)(iii)(H). The EPA intends to
issue guidance to assist States in making
determinations on the fastest feasible
deadlines for service line replacement.
For more information on the changes to
the deferred deadlines provisions,
please see section IV.B.8 of this
preamble.
The EPA included a special primacy
requirement in § 142.16(d)(5)(ii) for
States to provide or require the review
of inventory validation efforts,
including making determinations on
whether previous validation efforts are
at least as stringent as the requirements
and providing written approval to the
system, and requiring additional actions
for systems based on the results of the
inventory validations. This requirement
is necessary to implement State
requirements in § 141.84(b)(5).
The EPA also included a special
primacy requirement in § 142.16(d)(10)
to require States, as a condition of
primacy, to make determinations about
which water systems serve a large
proportion of consumers with limited
English proficiency and provide
technical assistance to these systems in
meeting the requirement to provide
translation assistance in these
communities. This requirement is
necessary to implement State
requirements in § 141.85(b)(1).
D. State Reporting and Recordkeeping
Requirements
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1. State Recordkeeping Requirements
a. Rationale and Proposed LCRI
Revisions
State recordkeeping provisions are
essential elements of the LCRI because
they ensure that States and the EPA
have the data and information they need
in order to ensure effective
implementation and enforcement of the
rule. State recordkeeping requirements
are located in § 142.14 of the final rule.
The EPA proposed several changes to
State recordkeeping requirements to
conform with changes proposed
elsewhere in the proposed LCRI.
Because the EPA proposed eliminating
the trigger level and requiring
mandatory full service line replacement,
the EPA also proposed removing
recordkeeping requirements for any
State determinations of LSLR goal rates.
The EPA proposed changing instances
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of LSLR to ‘‘service line replacement’’
and ‘‘lead and galvanized requiring
replacement service lines’’ to reflect the
proposed mandatory full service line
replacement requirements of both lead
and GRR service lines. The EPA also
proposed clarifying that the requirement
in § 142.14(d)(8)(ix) for States to
maintain records of system-specific
determinations for some NTNCWSs and
CWSs to collect non-first draw samples
refers to samples that do not meet the
minimum six-hour stagnation time.
The EPA also proposed clarifying
existing requirements regarding the
length of the records retention period.
The EPA requires each State with
primacy enforcement responsibility to
retain records listed under § 142.14(d)
for not less than 12 years. States must
maintain records of all currently
applicable or most recent State
determinations, including all supporting
information and technical basis for each
decision, under § 142.14(d)(8).
Revisions to the LCR in 2000 added a
requirement that if no change is made
to the State determinations under
§ 142.14(d)(8) during the 12-year
retention period, that the State must
retain the record until a new decision,
determination, or designation has been
issued. The EPA proposed revising
§ 142.14(d)(8) in the LCRI to clarify the
existing record retention requirement
and improve implementation. The EPA
also proposed changing the order of
provisions in § 142.14(d)(8) to improve
readability.
The EPA also proposed moving
requirements for States to maintain
records of service line replacement
plans, service line inventories, and
compliance sampling pools to
§ 142.14(d)(9) with other reports and
information submitted under § 141.90.
The EPA proposed this change to
improve organization and clarity
because these records are not State
determinations. Because the EPA
proposed requiring systems to complete
a baseline service line material
inventory by the rule compliance date,
the EPA also proposed requiring that
States maintain records on these
baseline inventories in addition to the
initial service line inventory and any
required updates to the inventory.
b. Summary of Public Comments and
the EPA’s Response
In the proposal, the EPA requested
comment on whether States should be
required to maintain records related to
Distribution System and Site
Assessments (DSSA) conducted by
water systems. Some commenters stated
that this information would be valuable
to States and therefore should be
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maintained. Other commenters stated
that retaining this information would
cause additional burdens for States with
no additional benefit. Some commenters
not in favor of State maintenance of
records indicated that systems should
be required to maintain the information
and make it available to the State upon
request. Some commenters also
expressed concern that the data systems
that are used to store State data may not
be set up to store this information. The
EPA agrees with commenters concerned
about the burden of such a requirement
for States to maintain records on DSSAs
and therefore is not adding a
requirement to do so in the final LCRI.
The EPA also received general
comments about State burden and
agrees that adding such a requirement
would increase the overall burden of the
LCRI on States. The EPA does not want
to create additional unnecessary burden
on the States so they can focus on
implementing the requirements of the
LCRI that have important direct public
health benefits such as LSLR, CCT, and
public education, among other things.
The EPA notes that States will be
receiving DSSA information from
systems as required in § 141.90(g)(1) and
that the final rule (§ 142.14(d)(8))
requires the State to retain all currently
applicable or most recent State
determinations, including supporting
information, for all decisions regarding
the LCRI. To the extent that DSSA
information was used in State decision
making, it must be retained under this
provision. Should States need
information on DSSA sites they can
request this information from the water
system.
In the proposal, the EPA requested
comment on ‘‘whether States should be
required to maintain documentation of
determinations of more stringent
implementation, including but not
limited to conditions or approvals
related to reduced compliance
monitoring and additional information
required to conduct a review or
designate OCCT.’’ Some commenters
stated support for maintaining this
information, while other commenters
did not. One commenter stated that the
provisions of § 142.14(a) and (d)(8)
require States to maintain records on
which their decisions are made, so a
specific requirement on more stringent
implementation would be redundant.
The EPA agrees that the requirements in
this request for comment would be
redundant based on § 142.14(d)(8) and
therefore has not made any additions to
the final LCRI regulatory text that
require maintaining this type of
documentation.
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c. Final Rule Requirements
State recordkeeping requirements
found in § 142.14(d)(8) through (10) in
the proposal were all finalized without
substantive changes from the proposal.
Minor revisions to these sections in the
final LCRI include updates for
clarification and organizational
purposes. Additional revisions were
made to match revisions in other
sections of the final rule with
corresponding revisions or to correct
references to other sections of the rule.
The final LCRI adds § 142.14(d)(8)(v),
which requires State to keep records of
designations of optimal water quality
parameters (OWQPs), as a technical
correction to ensure consistency with
§ 142.15(c)(4)(iii)(C), which requires
States to report this information to the
EPA on a quarterly basis. These
requirements mirror the requirements
for States to designate and review
OWQPs under § 141.82(f). This should
not require any additional effort by
States because States are required to
report this information, so they would
need to collect it. The rest of the items
in § 142.14(d) were renumbered to
accommodate this inserted requirement.
The final LCRI also adds
§ 142.14(d)(8)(ix) to correspond to the
addition of a new requirement for
additional system reporting and State
approvals for systems that are eligible
for deferred deadlines provisions in
their LSLR program as defined in
§ 141.84(d)(5)(vi). There is a
corresponding State reporting
requirement for this information,
therefore the States must retain this
information. For more information on
the revisions to the deferred deadlines
provisions, please see section V.B of this
preamble.
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2. State Reporting Requirements
a. Rationale and Proposed LCRI
Revisions
State reporting provisions are
essential elements of the LCRI because
they ensure that States and the EPA
have the data and information they need
to ensure effective implementation and
enforcement of the rule. State reporting
requirements are located in § 142.15 of
the finalized rule.
The EPA proposed making two
changes to quarterly State reporting to
conform with the changes proposed
elsewhere in the LCRI. In the 2021
LCRR, States were required to report
summary numbers of LSLs, GRR service
lines, and unknown service lines, as
reported by systems in their mandatory
service line inventories. The EPA
proposed requiring in the LCRI to
expand the inventories to include lead
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connectors and non-lead service lines
and to require States to report totals for
these additional categories per system.
In the 2021 LCRR, goal-based LSLR was
introduced in addition to mandatory
LSLR upon an action level exceedance
and requires States to report the date
that systems must begin LSLR for all
systems required to do so. As the LCRI
proposed mandatory service line
replacement irrespective of measured
lead levels, the EPA proposed that
States instead report the calculated
replacement deadline for each system
under either the proposed mandatory
10-year deadline, shortened deadlines,
or under proposed options for deferred
deadlines. In addition, the EPA
proposed requiring States to report the
number and type of service lines
replaced each year, as reported by
systems.
The EPA also proposed consolidating
reporting requirements in
§ 142.15(c)(4)(i) and (iii). Under LCRR,
the EPA removed dates differentiating
reports submitted by States to the EPA
prior to January 1, 2000, and those
submitted after January 1, 2002,
resulting in some duplicative
requirements. Specifically, the EPA
proposed maintaining requirements for
States to report the date of CCT and
source water treatment related
milestones (e.g., the date CCT study
results are submitted to the State, date
of OCCT installation is complete) and
removing duplicative requirements such
as reporting the systems with action
level exceedances given that States are
required under LCRI to report the 90th
percentile values of all water systems in
addition to the first and last days of the
tap monitoring period. These reporting
elements are necessary for the EPA’s
enforcement and oversight.
The EPA also proposed changing
State reporting to implement section
1414(c)(2)(D) of SDWA, as amended by
the Water Infrastructure Improvements
for the Nation (WIIN) Act. This
provision requires the EPA to issue a
Tier 1 PN of a system’s lead action level
exceedance if a system fails to do so;
however, the EPA would need to know
of the action level exceedance to
conduct the notice. Therefore, the EPA
proposed requiring that States submit
the 90th percentile lead level for any
system with an action level exceedance
within 15 days following the end of
each applicable tap monitoring period
or within 24 hours of receiving
notification of a lead action level
exceedance from a water system,
whichever is earlier.
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b. Summary of Public Comments and
the EPA’s Responses
Commenters expressed general
concern that the proposed rule placed
additional burden on States and that
more resources in the form of funding,
staffing and time would be needed by
States to effectively implement the rule.
The EPA has accounted for costs to
States to implement and enforce the rule
in the proposed and final rules. While
the costs to States have increased in the
final rule relative to the currently
implemented LCRR provisions, the
increase in State burden is needed to
ensure the improvements to the LCRI,
including increased public health
protection, are correctly implemented
and enforced. See section VI.D.3 of this
preamble for more information about
State costs.
Commenters also expressed concerns
that the additional burdens on States
would be compounded by additional
burdens associated with the EPA’s final
NPDWR for six PFAS. Under the
requirements in SDWA section
1412(b)(3)(C), Economic Analyses for
NPDWRs must be conducted using the
costs and benefits associated with the
rule under consideration only and are
not permitted to factor in costs or
benefits associated with other proposed
or final EPA regulations. Therefore,
costs and benefits associated with the
PFAS rule have not been included in
the final LCRI Economic Analysis and it
is not appropriate to factor any PFAS
burden considerations into the EPA’s
decision-making on the LCRI. The EPA
also notes that while there are new
requirements the States must perform in
the LCRI and other recent regulations,
including PFAS, many of the State
requirements for the LCRI are the same
or similar to existing regulations.
Therefore, States will be in a good
position to continue the similar
requirements while adapting to the new
requirements. States will have three
years between the final rule date and the
compliance date to prepare for the new
requirements.
Commenters expressed that the
complexity of the reporting and
recordkeeping requirements of the LCRI
require an appropriate data system to
manage the data requirements of the
LCRI. Some commenters also
specifically mentioned the need for
updates to the Safe Drinking Water
Information System (SDWIS) and/or the
Drinking Water State Federal Tribal
Information Exchange System (DW
SFTIES) to match the reporting
requirements of the LCRI. Commenters
also expressed a concern that these
updates would not be possible in time
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for LCRI implementation. The EPA
remains committed to providing high
quality tools to assist States with their
implementation of NPDWRs. The EPA
intends to support the data management
needs of primacy agencies for the LCRI
through the Drinking Water State
Federal Tribal Information Exchange
System (DW SFTIES) development
project, and to have a product available
for State use by the compliance date of
the LCRI. The EPA will work closely
with State program and information
technology staff on LCRI database needs
and on overall SDWIS modernization.
The EPA is intending to provide LCRI
Data Entry Instructions (DEIs). The LCRI
DEIs will provide detailed guidance to
primacy agencies regarding the LCRI
monitoring, recordkeeping, and
reporting requirements.
Commenters recommended that the
EPA strengthen reporting requirements
to ensure improved enforcement of the
LCRI provisions. Some comments
suggested that the proposed rule, in
their view, lacked timely and
transparent reporting needed to assure
compliance. The EPA does not agree
that the reporting requirements in the
LCRI are insufficient to support effective
enforcement. The EPA added further
reporting requirements to align with
new requirements for the final LCRI as
described in section IV.N of this
preamble. The EPA carefully considered
all reporting requirements to ensure that
all required reporting elements provided
some value to the State and/or the EPA
for public health or enforcement. Some
commenters suggested that the LCRI
should require direct electronic
reporting of sample results from labs
and/or systems to a database shared by
the EPA and the States. The EPA did not
include such a requirement because the
EPA does not wish to place overly
prescriptive requirements on States on
how reporting should be done. The EPA
acknowledges that in some States, direct
electronic reporting may be an option
for systems to report to States. However,
not all systems and States are set up for
this type of reporting therefore it is not
appropriate to require it in the LCRI.
The EPA notes the LCRI does not
prohibit States from setting up direct
electronic reporting. In addition, the
EPA notes that the recently promulgated
Consumer Confidence Rule Revisions
include a requirement for States to
submit compliance monitoring data
annually to EPA for all NPDWRs
beginning in 2027, which will improve
the EPA’s ability to fulfill oversight
responsibilities under SDWA, including
those associated with the LCRI. Prior to
adoption of DW SFTIES, the EPA will
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facilitate primacy agency reporting to
minimize reporting burden. A primacy
agency could submit CMD using one of
two formats: (1) As a data extract using
the EPA’s SDWIS State Data Extraction
Tool; or (2) As an extracted copy of its
database and database documentation
(USEPA, 2024c).
Commenters expressed concern with
the deadline of 15 days after the
sampling period to calculate the 90th
percentile and report the results to the
EPA. Commenters pointed out that the
systems have up to 10 days to submit
the results to the State, which means in
some circumstances the State would
only have five days to perform the
analysis necessary to calculate the 90th
percentile and report to the EPA. Since
the language does not say five business
days, it could become even more
challenging to meet in cases where a
weekend is within the five-day window.
The final LCRI retains the 10-day
reporting timeframe for systems and the
15-day reporting timeframe for States.
The EPA determined that these
timeframes are appropriate, and that
systems and States will be able to meet
these deadlines. The EPA acknowledges
that in some cases the States may have
a short turnaround time to complete the
calculations and the reporting
requirement, however, the public health
interest in receiving this information in
a timely manner is extremely important.
When a system has an action level
exceedance, there are various actions
that systems, States, or the EPA must
take in order to alert the public to the
potential risks to their health. Section
1414(c)(2)(D) of SDWA, as amended by
the WIIN Act, requires the EPA to issue
a Tier 1 PN (a 24-hour notification) of
a system’s lead action level exceedance
if a system fails to do so. The EPA
would need to know of the action level
exceedance to conduct the notice. Given
the public health interest in issuing the
Tier 1 notice in a timely manner, in
cases where the EPA is issuing the
notice, the EPA must be made aware in
an appropriate timeframe.
c. Final Rule Requirements
The EPA finalized proposed State
reporting requirements found in
§ 142.15(c)(4)(iii)(B) through (G) without
substantive changes from the proposal.
The agency made minor adjustments
from the proposal for clarification and
organizational purposes. The EPA made
additional revisions to align with
revisions in other sections of the final
rule with corresponding revisions or to
correct references to other sections of
the rule.
The EPA made a technical correction
to the Reports by States section
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(§ 142.15). Specifically, the agency
added language to the introductory
paragraph (§ 142.15(c)(4)) to clarify that
the requirement for States to report the
90th percentile calculation for systems
that exceed the action level to the EPA
is not a quarterly requirement as
originally stated in the introduction. In
the proposal, this language was not
consistent with the language in
§ 142.15(c)(4)(iii)(G) in the proposal and
final rule, which requires 15 days of the
end of the tap sampling period.
The EPA added new State reporting
requirements in § 142.15(c)(4)(iii)(H).
These new requirements correspond to
new State requirements in
§ 141.84(d)(5)(vi) to review service line
replacement plans for those systems that
are eligible for deferred deadlines and
make determinations as to whether a
shortened deferred deadline is feasible.
Under this provision, States are required
to report the result of the State’s
determination as to whether the
deferred deadline is the fastest feasible,
the deadline at the fastest feasible rate,
and the reasons for the State’s decision.
For more information on the changes to
the deferred deadlines provisions,
please see section IV.B.8 of this
preamble.
VI. Economic Analysis
This section summarizes the final
Lead and Copper Rule Improvements
(LCRI) Economic Analysis supporting
document (USEPA, 2024a), which was
prepared in compliance with Safe
Drinking Water Act (SDWA) section
1412(b)(3)(C). This analysis is
commonly called the Health Risk
Reduction Cost Analysis (HRRCA).
SDWA section 1412(b)(3)(C)(i) lists the
analytical elements of the required
HRRCA as follows: (1) quantifiable and
non-quantifiable health risk reduction
benefits; (2) quantifiable and nonquantifiable health risk reduction
benefits from reductions in co-occurring
contaminants; (3) quantifiable and nonquantifiable costs that are likely to occur
solely as a result of compliance; (4)
incremental costs and benefits of rule
options; (5) effects of the contaminant
on the general population and sensitive
subpopulations including infants,
children, pregnant women, the elderly,
and individuals with a history of serious
illness; (6) any increased health risks
that may occur as a result of
compliance, including risks associated
with co-occurring contaminants; and (7)
other relevant factors such as
uncertainties in the analysis and factors
with respect to the degree and nature of
the risk.
Based on this final LCRI HRRCA
analysis, the United States
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Environmental Protection Agency (EPA)
Administrator reaffirms the finding
made at proposal, under SDWA section
1412(b)(4)(C), that the estimated
quantified and non-quantifiable benefits
of the regulation justify the quantified
and non-quantifiable costs.
In this analysis, the EPA assumes that
the LCRI National Primary Drinking
Water Regulation (NPDWR) will be
promulgated in 2024. The agency
estimated the year or years in which all
costs and benefits accrue over a 35-year
period of analysis. The 35-year window
was selected to capture costs associated
with rule implementation as well as
water systems conducting service line
replacement and installing and
operating optimal corrosion control
treatment (OCCT). The EPA accounts for
the Illinois, New Jersey, Michigan, and
Rhode Island State-required service line
replacement programs in the regulatory
analysis baseline, so that the estimated
final LCRI cost will not double count
the service line replacement costs
already required by States.
The EPA annualized the estimated
future streams of costs and benefits that
accrue from compliance activities
occurring over this same period of
analysis symmetrically. The EPA does
not capture the effects of compliance
with the final LCRI after the end of the
period of analysis, although, the agency
does account for benefits that continue
to accrue in the future from compliance
activities that occur during the 35-year
window. Costs and benefits are
presented as annualized values in 2022
dollars. The EPA determined the
present value of these costs and benefits
using a discount rate of two percent as
prescribed by the Office of Management
and Budget (OMB) Circular A–4 (OMB,
2023).
Estimated benefits, in terms of health
risk reduction from the final LCRI,
result from the activities performed by
water systems, which are expected to
reduce risk to the public from exposure
to lead and copper in drinking water at
the tap. The EPA quantifies and
monetizes some of this health risk
reduction from lead exposure by
estimating the decrease in lead
exposures accruing to both children and
adults from the installation and reoptimization of OCCT, service line
replacement, the implementation of
point-of-use filter devices, and the
provision of pitcher filters in systems
with multiple action level exceedances
and by quantifying and monetizing the
resulting increases in intelligence
quotient (IQ) in children zero to seven
years old, and reductions in incidents of
low birth weight, attention-deficit/
hyperactivity disorder (ADHD) in
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children, and adult cardiovascular
disease premature mortality.
A. Summary of Public Comments and
the EPA’s Response
The EPA published an economic
analysis for the proposed rule in
accordance with SDWA section
1412(b)(3)(C) (USEPA, 2023q). The
proposed rule Economic Analysis and
the appendices to the proposed rule
Economic Analysis can be found in the
rule docket, under the document ID
number EPA–HQ–OW–2022–0801–
0712. The EPA requested comment,
information, and data on all aspects of
the proposed rulemaking including the
Economic Analysis.
The EPA received comments and data
submissions. As a result of the new
information submitted by commenters
and additional data obtained by the EPA
in response to comments, the agency
has improved the estimates of costs and
benefits for the final rule.
Commenters indicated that the EPA
should be using a two percent discount
rate when calculating the annualized
social costs and benefits of the LCRI, not
the three and seven percent rates used
in the proposed rule analysis. The EPA
agrees with the commenters and notes
that the U.S. White House and OMB
recently finalized and re-issued the A–
4 benefit-cost analysis guidance (OMB,
2023), and the update includes new
guidance to use a social discount rate of
two percent. The updated OMB Circular
A–4 states that the discount rate should
equal the real (inflation-adjusted) rate of
return on long-term U.S. government
debt which provides an approximation
of the social rate of time preference. For
the LCRI, the OMB Circular A–4 does
not require the agency to follow the
updated guidance for this final
rulemaking; however, the guidance does
encourage ‘‘to the extent feasible and
appropriate, as determined in
consultation with OMB, agencies should
follow this Circular’s guidance earlier
than these effective dates.’’ Given the
OMB’s statement encouraging early
implementation of the Circular A–4
guidance and public input received on
the discount rates considered by the
EPA in the proposed LCRI, for this final
rule, the EPA estimated national
benefits and costs at the two percent
discount rate and incorporated those
results into the final LCRI Economic
Analysis (USEPA, 2024a). Because the
EPA provided cost estimates discounted
at three and seven percent for the
proposed LCRI based on OMB guidance,
which was in effect at the time of the
proposed rule analysis (OMB, 2003), the
agency has also calculated the cost
impacts at both the three and seven
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percent discount rates. See the final
LCRI Economic Analysis (USEPA,
2024a), appendix F for results.
Commenters requested that the EPA
should show the costs of the LCRI over
each year of the period of analysis. The
EPA agrees that having information on
the distribution of cost over the course
of the period of analysis can be useful
in understanding impacts to regulated
entities. Providing this information is
also consistent with OMB Circular A–4
(OMB, 2023) guidance. See the final
LCRI Economic Analysis (USEPA,
2024a), chapter 6, section 6.3 for the
undiscounted annual costs and benefits
of the final LCRI.
Commenters suggested that the
agency should include the social cost of
the incremental greenhouse gas
emissions that might result from
compliance with the final LCRI. The
EPA disagrees with commenters that
SDWA requires the EPA to quantify and
consider the climate disbenefits
associated with GHG emission increases
from this final rule in the HRRCA. The
HRRCA requirements of SDWA 1412
(b)(3)(C)(i)(III) require the agency to
analyze ‘‘quantifiable and
nonquantifiable costs . . . that are likely
to occur solely as a result of compliance
with the maximum contaminant level’’.
Therefore, the EPA considered as part of
its HRRCA analysis the compliance
costs to facilities, including the costs to
purchase electricity for the operation of
OCCT at drinking water treatment
facilities and fuel costs for the use of
construction and transport vehicles in
the replacement of lead and galvanized
requiring replacement (GRR) service
lines. Also, the agency did not include
in the HRRCA analysis the climate
disbenefits from GHG emissions
associated with producing the
electricity needed to operate CCT and
the combustion of the fuel used in the
replacement of service lines because
these impacts do not qualify as
compliance costs to public water
systems (PWSs).
The EPA is committed to
understanding and addressing climate
change impacts in carrying out the
agency’s mission of protecting human
health and the environment. While the
EPA is not required by SDWA
1412(b)(3)(C) to consider climate
disbenefits under the HRRCA the
agency has estimated the potential
climate disbenefits from the operation of
OCCT at drinking water treatment
facilities and the use of construction
and transport vehicles in the
replacement of lead and galvanized
requiring replacement (GRR) service
lines. The EPA’s final rule is based on
the EPA’s record-based analysis of the
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statutory factors in SDWA 1412(b), and
this disbenefits analysis is presented
solely for the purpose of complying
with the directives in E.O. 12866
(Regulatory Planning and Review). OMB
Circular A–4 states ‘‘[l]ike other benefits
and costs, an effort should be made to
quantify and monetize additional effects
when feasible and appropriate’’ (OMB,
2023). The scope of the monetized
climate disbenefits analysis is limited to
the climate impacts associated with the
incremental GHG emissions from the
operation of OCCT at drinking water
treatment facilities and the use of
construction and transport vehicles in
the replacement of lead and galvanized
requiring replacement (GRR) service
lines required under the final LCRI. See
section VI.E.10 of this preamble for a
summary of the EPA’s assessment of the
final rule’s incremental greenhouse gas
emissions, and see chapter 5, section 5.9
of the final LCRI Economic Analysis
(USEPA, 2024a) for additional detail on
the analysis.
Commenters raised a number of
points associated with the general
concept that the EPA should consider,
in this LCRI rulemaking, including the
potential financial impacts to affected
drinking water systems of the LCRI,
other ongoing capital management
obligations, Clean Water Act (CWA)
compliance obligations (for combined
sewer and drinking water systems),
climate change related expenditures,
and a number of other regulations
proposed by the EPA. One of the
commenters highlighted the proposed
per- and polyfluoroalkyl substances
(PFAS) NPDWR, which since the
closure of the LCRI proposed rule
comment period was finalized on April
10, 2024, indicating that overlapping
compliance schedules will create
affordability issues. A commenter also
indicated that the agency should
consider the percentages of systems
likely to make treatment changes due to
PFAS NPDWR maximum contaminant
level (MCL) exceedances and how that
would impact the costs associated with
LCRI requirements. The other proposed
rules mentioned by commenters were
the Comprehensive Environmental
Response, Compensation, and Liability
Act (CERCLA) hazardous substance
designation, the Stage 3 Microbial and
Disinfection Byproducts NPDWR
rulemaking, and the CWA designated
use and water quality criteria
rulemaking for the Delaware River.
Commentors indicated that the EPA
cannot impose a cumulative regulatory
burden on communities that is not
economically sustainable or leads to
inadequate resources for other key
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public health protections. In response,
the EPA notes that the HRRCA, required
by SDWA, excludes costs that result
from compliance with other regulations.
Specifically, SDWA section
1412(b)(3)(C)(i)(III) requires that the
EPA include quantifiable and nonquantifiable costs that are likely to occur
solely as a result of compliance with the
rule including monitoring, treatment,
and other costs and excluding costs
resulting from compliance with other
proposed or promulgated regulations.
The agency also notes that the impact
from other non-NPDWR regulations
(e.g., CWA water quality standards),
aging water infrastructure, and nonrevenue water control are not part of the
evaluation of routine compliance in
drinking water regulations and, thus, are
not accounted for in the EPA’s cost
analysis. Nonetheless, the EPA has not
identified any other drinking water
regulations or requirements that will
inhibit compliance with the final LCRI,
nor should the final LCRI regulation
significantly impair compliance with
other regulations (e.g., installing a
treatment technology to comply with
the PFAS NPDWR MCLs does not
inhibit a system from taking action to
meet OCCT requirements under the
final LCRI). The potential
implementation overlap between the
PFAS NPDWR (now final) and the LCRI
could potentially result in a large
number of public water systems (PWSs)
and States facing rule start-up,
administrative, and sampling/service
line inventory costs associated with
both rules within a few years after the
promulgation of the rules. Also, the
more significant costs of installing and
operating OCCT and/or conducting full
service line replacement along with
installing and operating PFAS treatment
technology in a similar time frame are
expected to fall on some systems. The
EPA does not have sufficiently detailed
lead/GRR service line information and
90th percentile lead tap sample data,
and PFAS occurrence data to explore
the potential treatment cost interactions
of the two rules. However, it is feasible
for water systems to comply with both
regulations by taking appropriate
mitigating actions, potentially similar to
the ones outlined in the PFAS NPDWR
Best Available Technologies (BAT) and
Small Systems Compliance
Technologies (SSCT) Support Document
(see the PFAS BAT/SSCT Support
Document, USEPA 2024j) to address the
impacts that PFAS treatment may have
on CCT. This is especially true in light
of increased funding available under the
BIL, including $11.7 billion in DWSRF
funding that can be used for PFAS
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treatment and lead service line
replacement, $15 billion in dedicated
funding for service line replacement,
and $9 billion in dedicated funding for
emerging contaminants in drinking
water, especially PFAS ($4 billion in
DWSRF emerging contaminants funds
and $5 billion from the Emerging
Contaminants in Small or
Disadvantaged Communities (EC–SDC)
grant program). Note, the EPA
reasonably anticipates BIL funding is
likely to be able to support a substantial
portion of the initial capital costs of the
final PFAS rule. (See section 1.5 in the
LCRI Response to Comment document
and section 2.4 of the PFAS Response to
comment document (USEPA, 2024k;
USEPA, 2024l).) The EPA also notes that
the extended five-year compliance date
for meeting the PFAS MCLs may
provide implementation flexibility for
those systems facing the potential for
simultaneous installation of PFAS and
OCCT treatment technologies. The EPA
acknowledges the potential that
operational adjustments may be
necessary to adjust the corrosivity of
finished water if treatment is installed
to meet the PFAS NPDWR MCLs. Ion
exchange resins or reverse osmosis, for
instance, may make water more
corrosive if post-treatment stabilization
(e.g., pH adjustment) is not performed.
However, the increase in corrosivity is
short-lived after an ion exchange media
change-out (see the PFAS BAT/SSCT
Support Document, USEPA 2024j) and
would likely not create the long-term
water chemistry issues that would
trigger the LCRI study requirements
associated with significant treatment
changes nor significant adjustment to
LCRI corrosion control treatment (CCT).
Systems using reverse osmosis would
likely need post-treatment stabilization
to address corrosivity although as part
of the PFAS regulatory analysis the EPA
found that it is highly unlikely that
drinking water systems would select
this technology largely due to the
challenges presented by managing the
treatment residuals, in fact the final
PFAS analysis assumed that no systems
would implement reverse osmosis (see
chapter 5 of the Economic Analysis for
the Final PFAS NPDWR (USEPA,
2024f)). Given this information, the EPA
made no changes to its baseline
assumptions on existing pH levels in
finished water nationally, so the PFAS
NPDWR was found to have no
quantifiable impact on the final LCRI
Economic Analysis modeling, although
the EPA acknowledges that it is possible
that LCRI CCT costs may be
underestimated based on the impact of
PFAS treatment.
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The EPA received a number of
comments indicating that the agency
under costed service line replacement.
Commenters did not provide adequate
rationales or supporting data for altering
the agency’s proposed rule national
level service line replacement cost
methodology and estimated cost range.
The EPA maintains the 7th Drinking
Water Infrastructure Needs Survey and
Assessment (DWINSA) survey as the
source of service line replacement unit
costs. The EPA agrees with commenters
that unit costs for service line
replacement can vary greatly: the full
range of service line replacement unit
costs considered in the DWINSA data
set is $1,248 to $15,837. A wide range
of costs is also cited by CDM Smith
(2022) and Betanzo and Speight (2024).
The EPA evaluated both its existing and
new data, obtained as a result of the
public comment process, including the
DWINSA dataset, the CDM Smith report
(2022), individual service line
replacement costs reported by
commenters, and the Betanzo and
Speight (2024) literature review and
engineering cost estimate. Based on the
EPA’s review, which is provided in
appendix A of the final LCRI Economic
Analysis (USEPA, 2024a), the EPA
maintained the DWINSA as the primary
source of data for service line
replacement unit cost estimates. The
DWINSA collects actual project and
asset data from a stratified random
statistical sample of water systems,
which minimizes bias and uncertainty
in the survey and results. No other data
source provided detailed project-level
data as required by the DWINSA. The
DWINSA 12 cost dataset contains
responses from small, medium, and
large systems and from urban and rural
systems, representing 31 water systems
in 13 States across EPA Regions 1, 2, 3,
5, 7, and 8 and representing States in
the Northeast, the Midwest, and the
West. These systems serve populations
ranging from 3,000 to over 2,000,000
persons, although the dataset includes
more projects for systems serving more
than 10,000 persons, which is consistent
with the relative prevalence of lead
content service lines in these systems.
The dataset includes a mix of project
types including targeted service line
replacement for sensitive
subpopulations, replacement of lead
pipes and GRR service lines when
found, and service line replacement in
coordination with water main
12 Note 7th DWINSA service line replacement
costs data come from 2021 survey effort. The
replacement cost data was not targeted for update
as part of the additional one-time update that took
place in 2023.
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replacement. The EPA adjusted the
DWINSA reported costs to account for
regional differences in prices to produce
a national average. Each service line
replacement cost estimate, from a given
system replacement project, is weighted
by the DWINSA sample weights, which
reflect the probability that each system
is included in the sample. Each project
was also weighted by the number of
service lines included in the project to
capture the relative importance of the
project cost estimate in comparison with
the total dataset. The weighted values
were then used to estimate descriptive
statistics for the cost of service line
replacement per line. Overall, the
DWINSA dataset provides the most
complete picture of the range of possible
service line replacement costs. As
described in chapter 4, section 4.2.2.2 of
the final LCRI Economic Analysis
(USEPA, 2024a), the EPA uses the 25th
and 75th percentile values to provide a
range of national costs for the final LCRI
that reflect the degree of uncertainty in
the average service line replacement
unit cost ($6,507 and $8,519 for a full
service line replacement). The EPA did
not use the minimum and maximum
values, from the 33 DWINSA reported
projects,13 for this bounding exercise
given that applying these figures to 100
percent of service line replacements
seemed unreasonably extreme. Using
minimum and maximum values would
have produced a national estimate range
greater than what is warranted given the
uncertainty in the distribution of service
line replacement unit costs.
A commenter raised concerns that the
EPA may be overestimating both
baseline and changes in drinking water
lead exposure by its use of modeled
fifth-liter water lead concentration
values (calculated based on the agency’s
drinking water lead concentration
profile data) as a proxy for exposure in
the proposed rule benefits analysis. The
EPA reassessed its water lead
concentration modeling and given
recent findings (Urbanic et al., 2022)
from the comparison of composite
samples, which approximate lead
exposure given water use patterns at a
residence, and profile samples, where a
volume weighted average lead
concentration was calculated, at sites in
two cities, the agency chose to use a
volume weighted average lead
concentration calculated using data
from the first 10 liters of profile data in
approximating exposure at the tap for
the final LCRI benefits analysis.
The Association of State Drinking
Water Administrators (ASDWA)
provided the EPA with an updated LCRI
13 Note
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2024 version of their Costs of States
Transactions Study (CoSTS) model
which estimated the first five years of
total and incremental burden to States
for implementing the proposed LCRI.
Burden totals from this model were
significantly higher for some State
oversight activities than those estimated
by the EPA for the proposed LCRI. The
EPA carefully evaluated the information
and assumptions in the updated 2024
CoSTS model and used a subset of the
information from the model to assist in
the development of revised State burden
estimates for the cost analysis of the
final rule. The EPA compared the peractivity State burden estimates in the
ASDWA 2024 CoSTS model to those
included in the proposed rule and to
those included in the 2020 CoSTS
model, which ASDWA provided as part
of the 2021 Lead and Copper Rule
Revisions (LCRR) rulemaking, and
selected the higher burden estimates for
use in the cost estimates for the final
rule. The EPA revised cost estimates for
a number of State activities including:
the review and approval of the small
system flexibility option, reviewing
initial lead monitoring data and
preparing systems for any new
requirements under the LCRI, reviewing
changes in tap sampling locations,
reviewing monitoring results and 90th
percentile calculations, reviewing
school and child care facility testing
program materials, reviewing CCT study
data and determining the type of OCCT
to be installed, reviewing CCT study
data and determining the needed OCCT
adjustment, reviewing CCT guidance
and its applicability to individual
PWSs, consulting on required actions in
response to a treatment change,
reviewing the filter plan, reviewing
annual service line inventory updates,
reviewing the annual service line
replacement program report, and
reviewing copies of consumer notices
and certifications. In addition to this list
of updated burden variables, several
estimates in the ASDWA 2024 CoSTS
model were consistent with the
proposed rule requiring no update for
the final rule analysis. These included
the implementation and administration
activities, reviewing sample
invalidation requests, reviewing water
quality parameter (WQP) sampling data
and compliance with OWQPs,
reviewing source water monitoring
results, consulting with the system prior
to any Distribution System and Site
Assessment CCT adjustments, reviewing
the report on Distribution System and
Site Assessment responses, reviewing
point-of-use public education materials,
reviewing the inventory validation
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report, reviewing the service line
replacement plan, participating in joint
communication efforts with local and
State health departments, and
consulting with community water
systems (CWSs) on other public
education activities in response to a
lead action level exceedance. Overall,
the updated burden values will result in
higher estimated State and total costs for
the final rule when compared to the
burden estimates used in the analysis of
the proposed rule. See chapter 4 of the
final LCRI Economic Analysis for more
detail on the information the EPA used
from the ASDWA CoSTS models in the
adjustment of State cost variables
(USEPA, 2024a).
B. Affected Entities and Major Data
Sources Used To Develop the Baseline
The entities potentially affected by
the final LCRI are PWSs classified as
either CWSs or NTNCWSs and primacy
agencies (States). In the economic
modeling performed, the EPA uses the
Safe Drinking Water Information System
Fed Data Warehouse (SDWIS/Fed) to
derive the number of CWSs and nontransient non-community water systems
(NTNCWSs), 49,529 and 17,418,
respectively. The agency also assumed,
for modeling purposes, 56 primacy
agencies.14
The EPA used a number of data
sources to develop the drinking water
86571
industry characterization for the
regulatory analysis. Exhibit 4 (Exhibit
3–1 in chapter 3 of the final LCRI
Economic Analysis (USEPA, 2024a))
lists the major data sources, describes
the data used from each source, and
explains how it was used in the
estimation of the regulatory analysis
baseline, which corresponds to the 2021
LCRR.15 Additional detailed
descriptions of these data sources and
how they were used in the
characterization of baseline industry
conditions can be found in chapter 3 of
the final LCRI Economic Analysis
(USEPA, 2024a).
EXHIBIT 4—DATA SOURCES USED TO DEVELOP THE BASELINE FOR THE FINAL LCRI
Data source
Baseline data derived from the source
SDWIS/Fed fourth quarter 2020 ‘‘frozen’’ dataset 1 .................
• PWS inventory, including population served, number of service connections,
source water type, and water system type. Also used to identify NTNCWSs
that are schools and child care facilities.
• Status of CCT, including identification of water systems with CCT and the proportion of water systems serving ≤50,000 persons that installed CCT in response to the pre-2021 LCR.
• Analysis of lead 90th percentile concentrations to identify water systems
below, at, or above the lead and/or copper action levels at the start of rule implementation by LSL status, i.e., presence or absence of LSLs for the pre-2021
LCR, 2021 LCRR, and LCRI. Used in concert with data from Michigan described below for the LCRI.2
• The proportion of water systems that are on various reduced monitoring schedules for lead tap and WQP monitoring.
• The frequency of source and treatment changes and those source changes
that can result in additional source water monitoring.
• Number of distribution system entry points per drinking water system for systems that were not included in the UCMR 3 dataset.
• PWS labor rates.
• Number of distribution system entry points per drinking water system.
• Service line material characterization.
• Service line replacement costs.
• Service line material characterization.
• Design and average daily flow per system.
2006 CWSS (USEPA, 2009) ....................................................
UCMR 3 (2013–2015) ..............................................................
7th DWINSA and Supplemental One-time Update ..................
State service line information ...................................................
Geometries and Characteristics of Public Water Systems
(USEPA, 2000c).
Six-Year Review 3 ICR Occurrence Dataset (2006–2011) .....
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State of Michigan Lead and Copper Compliance Monitoring
Data (Michigan EGLE, 2019–2021).
• Baseline distribution of pH for various CCT conditions.
• Baseline orthophosphate dose for CCT.
• Analysis of the ratio of fifth- to first-liter lead tap samples to estimate the increase in lead 90th percentile levels for LSL systems based on the use of the
higher of the first- or fifth-liter sample result. Ratios are applied to SDWIS/Fed
system level lead 90th percentile data to identify systems below, at, or above
the action level under the final LCRI by LSL status.
• Percent of individual samples exceeding 0.010 mg/L for the final LCRI.
Acronyms: AWWA = American Water Works Association; CCT = corrosion control treatment; CWSS = Community Water System Survey;
DWINSA = Drinking Water Infrastructure Needs Assessment; ICR = Information Collection Request; LCR = Lead and Copper Rule; LCRR =
Lead and Copper Rule Revisions; LCRI = Lead and Copper Rule Improvements; LSL = lead service line; Michigan EGLE = Michigan Department
of Environment, Great Lakes, and Energy; NTNCWS = non-transient non-community water system; public water system; SDWIS/Fed = Safe
Drinking Water Information System/Federal version; UCMR 3 = Third Unregulated Contaminant Monitoring Rule; USEPA = United States Environmental Protection Agency; WQP = water quality parameter.
Note:
1 Contains information reported through December 31, 2020.
2 A system’s lead 90th percentile level is a key factor in determining a system’s requirements under the pre-2021 LCR, 2021 LCRR, and final
LCRI.
14 The 56 primacy agencies include 49 States
(excluding Wyoming), Puerto Rico, Guam, United
States Virgin Islands, American Samoa, North
Mariana Islands, and Navajo Nation. For cost
modeling purposes, the EPA also included the
District of Columbia (DC) as a primacy agency when
assigning burden and costs of the rule although
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some of these costs are incurred by the actual
primacy agency, EPA Region 3.
15 Note that the EPA provides an alternative
regulatory analysis, which assumes a pre-2021 LCR
baseline during the 35-year period of analysis
starting in 2024, in appendix C of the final LCRI EA
(USEPA, 2024a). Because PWSs and Primacy
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Agencies will likely not have implemented the
parts of the 2021 LCRR associated with compliance
dates after October 16, 2024, the agency is
providing this alternative baseline analysis that
describes LCRI incremental costs and benefits
relative to a non-LCRR state of the industry.
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C. Overview of the Cost-Benefit Model
The EPA used its SafeWater Lead and
Copper Rule (LCR) model to analyze the
costs and benefits of the final LCRI. For
a detailed description of the model, see
chapter 5 of the Economic Analysis for
the Final Lead and Copper Rule
Revisions (USEPA, 2020d). The EPA
originally developed the SafeWater LCR
model because of the need to model
costs and benefits where significant
variability existed in both regulated
entity characteristics in the baseline and
regulatory compliance scenarios, a fact
that remains true of the analysis for the
final LCRI. PWSs will face different
compliance scenarios depending on the
size and type of the water system; the
presence of lead, GRR, and unknown
service lines; water quality; and existing
corrosion controls. In addition, PWSs
will also face different unit costs based
on water system baseline characteristics
including size, type, and number of
entry points (e.g., labor rates, and CCT
capital and operation and maintenance
unit costs).
One of the strengths of the SafeWater
LCR model is that it incorporates a large
degree of variability across water system
baseline characteristics that influence
compliance and costs. For example,
under the final LCRI, PWSs will face
different compliance scenarios and costs
depending on their size, primary source
water type, number of entry points to
the distribution system, number of lead
and GRR service lines in their
distribution system, and existing in
place corrosion controls. The SafeWater
LCR model also includes variability in
compliance characteristics like different
labor rates and the number of tap and
WQP samples required by system size.
One limitation of the cost-benefit
analysis is that the EPA does not have
all of the PWS-specific data needed to
fully reflect baseline and compliance
variability across PWSs, therefore, the
SafeWater LCR model applies a ‘‘model
PWS’’ approach. From a set of system
baseline characteristic data, including
system type, system size, and primary
water source, the EPA defined 72 PWS
categories, or strata, in the SafeWater
LCR model. The 72 PWS categories
consist of each combination of PWS
type (2), PWS population size category
(9), PWS primary source water (2), and
PWS public/private ownership (2). See
the final LCRI Economic Analysis
(USEPA, 2024a), chapter 4, section 4.2.1
for more information on model strata.
The SafeWater LCR model creates
model PWSs that represent systems in
each category by combining the PWSspecific data available in SDWIS/Fed
with data on baseline and compliance
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characteristics available at the PWS
category level. When categorical data
are point estimates, every model PWS in
a category is assigned the same value.
When the EPA has probabilistic data
representing system variability, the
SafeWater LCR model assigns each
model PWS a value sampled from the
distribution. Examples of the
distributional data inputs that
characterize variability in the SafeWater
LCR model include the burden for PWSs
and State staff to conduct tasks like
sampling and compliance
documentation and review. These
distributions are assumed to be
independent, which is a limitation of
the model.
While the model system approach
allows for a good characterization of
variability across PWSs, it is less exact
than if the EPA had complete
information on each PWS. Because of
this model PWS approach, the
SafeWater LCR model does not output
any results at the PWS level, but rather,
outputs cost (and benefit) estimates at
the PWS category, or strata. For
additional information on the data
sources used in the estimation of costs
see chapter 3 and chapter 4, sections
4.2.2, 4.3, 4.4, and 4.5 of the final LCRI
Economic Analysis (USEPA, 2024a).
Chapter 3 of the final LCRI Economic
Analysis describes in greater detail the
baseline data elements, their
derivations, and the inherent sources of
uncertainty in the developed data
elements (USEPA, 2024a). The EPA
estimates the incremental costs and
benefits of the final LCRI relative to a
baseline, as described in chapter 3, that
assumes compliance with the 2021
LCRR and other State regulations
requiring lead service line replacement
(Illinois, Michigan, New Jersey, and
Rhode Island) and tap sampling in
schools and child cares (17 States and
the District of Columbia) that go beyond
the 2021 LCRR requirements. Chapter 4,
sections 4.3 and 4.4 of the final LCRI
Economic Analysis discuss how each
data element is used in the estimation
of costs. The chapter also provides
examples and references to how these
data were developed, and the
uncertainty associated with specific
data elements. Chapter 5 of the final
LCRI Economic Analysis provides detail
on the water lead concentrations under
the baseline conditions (e.g., presence of
a lead service line (LSL) and CCT) and
the functions used to quantify benefit
categories, their derivations, and the
inherent sources of uncertainty
associated with the use of those
functions (USEPA, 2024a). All
significant uncertainties of this
economic analysis are described in the
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following sections of the final LCRI
Economic Analysis (USEPA, 2024a).
Chapter 3, section 3.4 and Exhibit 3–78
outline uncertainties associated with the
analytical baseline and water system
compliance characteristics. The
SafeWater LCR model and cost
uncertainty is discussed in chapter 4,
section 4.2.2 and Exhibit 4–2. Also, for
a discussion of the uncertainties in the
benefits analysis, see chapter 5, section
5.7 and Exhibit 5–41.
The SafeWater LCR model follows
each model PWS, which represents a
cohort of systems with the same
characteristics, in the sample through
each year of the period of analysis (35
years) and determines how the PWS
will comply with each requirement of
the final rule, estimating the yearly
compliance cost and tracking the impact
of the compliance actions on drinking
water lead concentrations and the
resultant effects on health outcomes. It
also tracks how other events, such as
changing a water source or treatment,
effect the water system’s compliance
requirements for the next year. The
estimated costs and benefits for each
model PWS are weighted, so they
represent the number of actual PWSs
known to have similar characteristics
(e.g., population served, entry points to
the distribution system, etc.). Then, the
summary statistics are calculated,
including total quantified costs of the
regulatory requirement, total quantified
benefits of the regulatory requirement,
the variability in PWS-level costs (e.g.,
5th and 95th percentile system costs),
and the variability in household-level
costs.16
This treatment technique rulemaking,
and therefore the SafeWater LCR model,
is complex, incorporating multiple
triggers (e.g., action level exceedance,
single sample exceedance, multiple
action level exceedances) that require
multiple and varying compliance
actions (e.g., CCT installation or re16 The exception to the use of model PWSs and
the assignment of system characteristics data in the
SafeWater LCR model is the 24 very large water
systems serving more than one million persons.
Because of the small number of water systems in
this size category, the uniqueness of their system
characteristics, and the potential large impact of
these systems on estimated national costs and
benefits, the EPA collected information on very
large water systems’ CCT practices and chemical
doses, pH measurements and pH adjustment
practices, number of LSLs, service populations, and
average annual flow rates for each entry point to the
distribution system. When facility-specific data
were available, the EPA used them to estimate
compliance costs and benefits for the very large
water systems. If data were not available, the EPA
assigned baseline characteristics using the same
process as previously described. See chapter 4,
section 4.2.3 of the final LCRI Economic Analysis
for a summary of the data the EPA collected on
these very large systems (USEPA, 2024a).
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optimization, Distribution System and
Site Assessment, public education, and
temporary filter distribution) that also
require a large number of inputs for the
estimation of total compliance costs and
benefits. Many of these inputs, which
are specific to the assessment of the
costs and benefits of the final LCRI, are
uncertain.
The EPA determined that the agency
does not have enough information to
perform a probabilistic uncertainty
analysis as part of the SafeWater LCR
model analysis for this rule. Instead, to
capture uncertainty, the EPA estimated
compliance costs and benefits using the
SafeWater LCR model under low and
high bracketing scenarios. For costs, the
bracketing scenarios are defined by the
following three cost drivers: the number
of PWSs that will exceed the action
level under the revised tap sampling
requirements; the cost of service line
replacement; and the cost of CCT. The
low and high scenarios for benefits are
driven by: the number of PWSs that will
exceed the action level under the
revised tap sampling requirements (the
same variable which is used to define
the low and high cost scenarios); the
concentration-response functions that
characterize how reductions in blood
lead levels (caused by changes in lead
exposure) translate into estimates of
avoided IQ reductions, cases of ADHD,
and cardiovascular disease premature
mortality; and high and low estimates of
the ADHD cost of illness. These low and
high scenarios are defined by the
assignment of low and high values for
the set of cost and benefit drivers listed
above. Detailed descriptions of these
variables and the derivation of their
values under the low and high scenarios
can be found in chapters 4 and 5 of the
final LCRI Economic Analysis (USEPA,
2024a). Due to the data limitations
mentioned above, with the exception of
the uncertain variables that define the
difference between the low and high
scenarios, the remaining baseline water
system and compliance characteristics
are treated as certain and remain
constant across the scenarios. While this
limits the full description of the
uncertainty in the monetized cost and
benefit estimates, it does allow the EPA
to clearly define the uncertainty
characterized in the cost-benefit range
provided by the low and high scenarios
and maintains consistency between the
estimation of costs and benefits for the
baseline (2021 LCRR) and final LCRI
(e.g., number of systems with lead and/
or GRR service lines and percent of
connections that are lead and/or GRR
service lines).
When evaluating the economic
impacts on PWSs and households, the
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EPA uses the estimated PWS cost of
capital to discount future costs, as this
best represents the actual costs of
compliance that water systems would
incur over time. The EPA used data
from the 2006 Community Water
System Survey (CWSS) to estimate the
PWS cost of capital. The 2006 CWSS is
the most recent CWSS available. The
EPA calculated the overall weighted
average cost of capital (across all
funding sources and loan periods) for
each size/ownership category, weighted
by the percentage of funding from each
source. The cost of capital for each CWS
size category and ownership category is
shown in appendix B of the final LCRI
Economic Analysis (USEPA, 2024a).
Since similar cost of capital information
is not available for NTNCWSs, the EPA
used the CWS cost of capital when
calculating the annualized cost per
NTNCWS. The EPA’s estimated total
capital cost may be greater than the
costs water systems actually bear when
complying with the LCRI’s regulatory
requirements because low or no interest
loans and grants are available from State
and local governments, EPA programs,
and other Federal agencies. See section
III.G of this preamble for more
information on available funding. The
availability of funds from government
sources, while potentially reducing the
impart of the regulatory costs to
individual PWSs, does not reduce the
social cost of capital to society, which
looks at the total opportunity cost of the
capital expenditures.
The EPA projects that rule
implementation activities will begin
immediately after rule promulgation.
These activities will include one-time
PWS and State costs for staff to read the
LCRI, become familiar with the rule
provisions, and develop training
materials and train employees on the
new rule requirements. States will also
incur burden hours associated with
adopting the rule into State
requirements, updating their LCR
program policies and practices, and
modifying data management systems.
PWSs will incur costs to comply with
the service line inventory requirements,
service line materials notification
requirements, development of the
service line replacement plan, updating
their lead tap sampling plan and the
requirement for public notification
following an exceedance of 0.015 mg/L
(2021 LCRR lead action level) in years
one through three of the 35-year period
of analysis. The EPA expects that water
systems will begin complying with all
other LCRI rule requirements three years
after promulgation, or in year four of the
analysis.
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Some requirements of the final LCRI
must be implemented by water systems
regardless of their water quality and tap
sampling results (e.g., service line
inventory updates, service line
replacement, and CWS school and child
care facility sampling programs).
However, other significant cost drivers
are a function of a water system’s 90th
percentile lead tap sample value.
Because a water system’s lead 90th
percentile value is important to
determining certain regulatory
requirements and costs and benefits
under the final LCRI, the SafeWater LCR
model tracks each model PWS’s 90th
percentile value over each annual time
step in the model. The 90th percentile
value, and if it exceeds the action level,
dictates actions including, but not
limited to, tap sampling and water
quality parameter monitoring schedules,
the installation or re-optimization of
OCCT, the installation of point-of-use
devices or pitcher filters at water
systems selecting this treatment option
instead of CCT as part of the small
system flexibilities under the final LCRI,
and certain public education
requirements.17 Under the final LCRI,
the SafeWater LCR model assumes a
PWS’s 90th percentile tap sample values
will drop at or below the action level
once they: (1) install or re-optimize
OCCT; 18 or (2) install point-of-use
devices. PWSs that remove all service
lines with lead content are also assigned
a new 90th percentile tap sample value
with a low likelihood of an action level
exceedance. When the PWS no longer
has a 90th percentile tap sample value
above the action level, it incurs lower
sampling and public education costs.
The SafeWater LCR model allows for
future increases in 90th percentile lead
values as a result of changes in source
water and treatment. The likelihood of
these events occurring has been derived
from SDWIS/Fed data (see chapter 3,
section 3.3.9 of the final LCRI Economic
Analysis (USEPA, 2024a)). When a
change in source water or treatment
occurs in a modeled year, a new 90th
percentile value is assigned to the water
system. This value may be higher or
lower than the current value, thus
potentially triggering new corrective
17 Distribution System and Site Assessment
adjustments to CCT are required for a single lead
tap sample exceedance of the action level of 0.010
mg/L. The provision of temporary pitcher filters is
triggered by multiple action level exceedances. Both
of these compliance requirements are also
positively associated with system level 90th
percentile tap sample values.
18 The SafeWater LCR model implements a
required systemwide Distribution System and Site
Assessment activity as a change in pH which is
equivalent to pH adjustments associated with CCT
installation or re-optimization in the model.
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actions. In the model, if a water system
already has ‘‘optimized’’ CCT in place,
it is assumed that no additional action
is needed and that the current treatment
is adequate; therefore, the 90th
percentile value will not change.
D. Cost Analysis
This section summarizes the cost
elements and estimates the total cost of
compliance for the baseline (2021
LCRR), the final LCRI, and the
incremental cost of the final LCRI,
under both the low- and high-cost
scenarios, discounted at two percent.19
The EPA presents the estimated PWS
rule costs; the calculated distributions
of incremental annualized costs by
primary water source and size category
for households served by CWSs; and the
estimated costs to States for
implementation and administration of
the rule.20 This section also quantifies
the potential increase in phosphates that
would result from the increased use of
corrosion inhibitors under the rule,
quantifies the resulting cost for treating
to remove the additional phosphates at
downstream wastewater treatment
plants that may be constrained by
nutrient discharge limits, and discusses
the ecological impacts that may result
from increased phosphorus loads to
surface waters.
1. Public Water System Costs
The EPA provides estimates of the
LCRI regulatory requirement costs that
accrue to PWSs for the following cost
components: rule implementation and
administration, sampling, service line
inventory and replacement, CCT, pointof-use program (if a small system selects
this compliance option), and public
education and outreach. For the purpose
of developing the PWS costs for each of
these rule components, the EPA further
subdivided these groupings into subcomponents and activities to be
completed by systems implementing the
LCRI requirements. For most activities,
water systems will incur labor unit costs
(e.g., PWS staff participate in training).
Systems will also incur unit capital and
operation and maintenance costs for a
number of activities (e.g., installation of
CCT). Exhibit 5 (Exhibit 4–6 in the final
LCRI Economic Analysis (USEPA,
2024a)) provides an overview of the rule
components, subcomponents, and
activities for which the EPA estimates
water system unit costs for the rule.
Detailed information on the derivation
of unit costs associated with each
activity can be found in the final LCRI
Economic Analysis (USEPA, 2024a)
sections identified in Exhibit 5.
EXHIBIT 5—PWS COST COMPONENTS, SUBCOMPONENTS, AND ACTIVITIES ORGANIZED BY SECTION 1
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Component
Activities 2
Subcomponents
4.3.1: PWS Implementation and
Administrative Costs.
4.3.1.1: PWS One-Time Implementation and Administrative
Costs.
4.3.2: PWS Sampling Costs ...........
4.3.2.1: PWS Lead Tap Sampling
4.3.2.2: PWS Lead Water Quality
Parameter Monitoring.
19 The EPA is reporting final LCRI social costs
using the 2 percent discount rate to be consistent
with revised guidance from OMB (OMB Circular A–
4, 2023). Because the EPA provided cost estimates
discounted at 3 and 7 percent for the proposed LCRI
based on OMB guidance which was in effect at the
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(a) Read and understand the rule.
(b) Assign personnel and resources for rule implementation.
(c) Participate in training and technical assistance provided by the
State during rule implementation.
(d) Provide small system flexibility option recommendation to the
State.
(a) Update sampling instructions for lead tap sampling and submit to
the State.
(b) Contact homes to establish new 100 percent LSL tap sampling
pool.
(c) Update and submit tap sampling plan to the State.
(d) Report any changes in sampling locations to the State.
(e) Confer with the State on initial lead sampling data and status
under the LCRI.
(f) Obtain households for each round of lead tap sampling.
(g) Offer incentives to households to encourage participation in lead
tap sampling program.
(h) Ship tap sampling material and instructions to participating households.
(i) Collect lead tap samples.
(j) Determine if a sample should be rejected and not analyzed.
(k) Analyze lead tap samples in-house or commercially.
(l) Prepare and submit sample invalidation request to the State.
(m) Inform consumers of tap sample results.
(n) Certify to the State that results were reported to consumers.
(o) Submit request to renew 9-year monitoring waiver to the State.
(p) Submit sampling results and 90th percentile calculation to the
State.
(q) Oversee the customer-initiated lead sampling program.
(r) Ship tap sampling material and instructions to participating households for customer-initiated lead sampling program.
(s) Collect lead tap samples for customer-initiated lead sampling program.
(t) Analyze lead tap samples in-house or commercially for customerinitiated lead sampling program.
(u) Inform customers of lead tap sample results for customer-initiated
lead sampling program.
(v) Collect lead WQP samples from the distribution system.
(w) Analyze lead WQP samples from the distribution system.
time of the proposed rule analysis (OMB Circular
A–4, 2003), the agency has also calculated the cost
impacts at both the 3 and 7 percent discount rates.
See the final LCRI Economic Analysis (USEPA,
2024a) appendix F for results.
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20 Note that reporting costs are represented in the
cost totals provided in the estimates below, but a
separate summary of the reporting costs required by
the Paperwork Reduction Act can be found in
section VII.B of this preamble.
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EXHIBIT 5—PWS COST COMPONENTS, SUBCOMPONENTS, AND ACTIVITIES ORGANIZED BY SECTION 1—Continued
Component
Activities 2
Subcomponents
4.3.2.3: PWS Copper Water Quality Parameter Monitoring.
4.3.2.4: PWS Source Water Monitoring.
4.3.2.5.1: CWS School and Child
Care Facility Lead Sampling
Costs—First Five-Year Cycle.
4.3.2.5.2: CWS School and Child
Care Facility Lead Sampling
Costs—Second Five-Year Cycle
On.
4.3.3: PWS Corrision Control Costs
4.3.3.1: CCT Installation ................
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4.3.3.2: Re-optimization of Existing
Corrosion Control Treatment.
4.3.3.3: DSSA Costs .....................
4.3.3.4: System Lead CCT Routine Costs.
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(x) Collect lead WQP samples from entry points.
(y) Analyze lead WQP samples from entry points.
(z) Report lead WQP sampling data and compliance with OWQPs to
the State.
(aa) Collect copper WQP samples from the distribution system.
(bb) Analyze copper WQP samples from the distribution system.
(cc) Collect copper WQP samples from entry points.
(dd) Analyze copper WQP samples from entry points.
(ee) Report copper WQP sampling data and compliance with
OWQPs to the State.
(ff) Collect source water samples.
(gg) Analyze source water samples.
(hh) Report source water monitoring results to the State.
(ii) Create a list of schools and child care facilities served by CWS
and submit to State.
(jj) Develop lead outreach materials for schools and child care facilities.
(kk) Prepare and distribute initial letters explaining the sampling program and the EPA’s 3Ts Toolkit.
(ll) Contact elementary school or child care facility to determine and
finalize its sampling schedule (one-time) or contact secondary
school to offer sampling (annual).
(mm) Contact school or child care facility to coordinate sample collection logistics.
(nn) Conduct walkthrough at school or child care facility before the
start of sampling.
(oo) Travel to collect samples.
(pp) Collect samples.
(qq) Analyze samples.
(rr) Provide sampling results to tested facilities.
(ss) Discuss sampling results with the school or child care facility.
(tt) Conduct detailed discussion of high sampling results with schools
and child care facilities.
(uu) Report school and child care facility sampling results to the
State.
(vv) Prepare and provide annual report on school and child care facility sampling program to the State.
(ww) Update the list of schools and child care facilities and submit to
the State.
(xx) Contact schools and child care facilities to offer sampling.
(yy) Contact the school or child care facility to coordinate sample collection logistics.
(zz) Conduct walkthrough at school or child care facility before the
start of sampling.
(aaa) Travel to collect samples.
(bbb) Collect samples.
(ccc) Analyze samples.
(ddd) Provide sampling results to tested facilities.
(eee) Discuss sampling results with the school and child care facility.
(fff) Conduct detailed discussion of high sampling results with schools
and child care facilities.
(ggg) Report school and child care facility sampling results to the
State.
(hhh) Prepare and provide annual report on school and child care facility sampling program to the State.
(a) Conduct a CCT study.
(b) Install CCT (PO4, PO4 with post treatment, pH adjustment, or
modify pH).
(c) Revise CCT study.
(d) Re-optimize existing CCT.
(e) Contact customers and collect follow-up tap sample.
(f) Analyze follow-up lead tap sample.
(g) Collect distribution system WQP sample.
(h) Analyze distribution system WQP sample.
(i) Review incidents of systemwide events and other system conditions.
(j) Consult with the State prior to making CCT changes.
(k) Report follow-up sample results and overall DSSA responses to
the State.
(l) Review CCT guidance.
(m) Provide WQP data to the State and discuss during sanitary survey.
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Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
EXHIBIT 5—PWS COST COMPONENTS, SUBCOMPONENTS, AND ACTIVITIES ORGANIZED BY SECTION 1—Continued
Component
Activities 2
Subcomponents
4.3.4: PWS Service Line Inventory
and Replacement Costs.
4.3.4.1: Service Line Inventory ......
4.3.4.2: Service Line Replacement
Plan.
4.3.4.3: Physical Service Line Replacements.
4.3.4.4: Ancillary Service Line Replacement Activities.
4.3.5: PWS POU-Related Costs
(Small System Compliance Option).
4.3.5.1: POU Device Installation
and Maintenance.
4.3.5.2: POU Ancillary Activities ....
4.3.6: PWS Lead Public Education,
Outreach, and Notification Costs.
4.3.6.1: Consumer Notice ..............
ddrumheller on DSK120RN23PROD with RULES2
4.3.6.2: Activities Regardless of
Lead 90th Percentile Level.
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(n) Notify and consult with the State on required actions in response
to source water change.
(o) Notify and consult with the State on required actions in response
to treatment change.
(a) Conduct records review for connector materials.
(b) Compile and submit connector updated LCRR inventory (baseline
inventory) to the State.
(c) Identify material for unknown service lines.
(d) Report annual inventory updates to the State.
(e) Conduct field investigations for inventory validation.
(f) Report validation results to the State.
(g) Develop initial service line replacement plan and submit to the
State for review.
(h) Identify funding options for full service line replacements.
(i) Include information on deferred deadline and associated replacement rate in the service line replacement plan.
(j) Update service line replacement plan annually or certify no
changes.
(k) Provide an undated recommendation of the deferred deadline and
associated replacement rate.
(l) Systems replace lead and GRR service lines.
(m) Contact customers and conduct site visits prior to service line replacement.
(n) Deliver filters and 6 months of replacement cartridges at time of
service line replacement.
(o) Collect tap sample post-service line replacement.
(p) Analyze post-service line replacement tap sample.
(q) Inform customers of tap sample result.
(r) Submit annual report on service line replacement program to the
State.
(a) Provide, monitor, and maintain POU devices.
(b) Develop POU plan and submit to the State.
(c) Develop public education materials and submit to the State.
(d) Print POU education materials.
(e) Obtain households for POU monitoring.
(f) Deliver POU monitoring materials and instructions to participating
households.
(g) Collect tap samples after POU installation.
(h) Determine if sample should be rejected and not analyzed.
(i) Analyze POU tap samples.
(j) Prepare and submit sample invalidation request to the State.
(k) Inform customers of POU tap sample results.
(l) Certify to the State that POU tap results were reported to customers.
(m) Prepare and submit annual report on POU program to the State.
(a) Develop lead consumer notice materials and submit to the State
for review.
(b) Provide a copy of the consumer notice and certification to the
State.
(c) Update CCR language.
(d) Develop new customer outreach plan.
(e) Develop approach for improved public access to lead health-related information and tap sample results.
(f) Establish a process for public access to information on known or
potential lead content service line locations and tap sample results.
(g) Maintain a process for public access to lead health information,
known or potential lead content service line locations, and tap sample results.
(h) Respond to customer request for known or potential lead content
service line information.
(i) Respond to requests from realtors, home inspectors, and potential
home buyers for known or potential lead content service line information.
(j) Develop a list of local and State health agencies.
(k) Develop lead outreach materials for local and State health agencies and submit to the State for review.
(l) Deliver lead outreach materials for local and State health agencies.
(m) Develop public education materials for known or potential lead
content service line disturbances and submit to the State.
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Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
86577
EXHIBIT 5—PWS COST COMPONENTS, SUBCOMPONENTS, AND ACTIVITIES ORGANIZED BY SECTION 1—Continued
Component
Activities 2
Subcomponents
(n) Deliver public education for service line disturbances.
(o) Deliver filters and 6 months of replacement cartridges during disturbances of service lines.
(p) Develop inventory-related outreach materials and submit to the
State for review.
(q) Distribute inventory-related outreach materials.
(r) Provide translation services for public education materials.
(s) Certify to the State that lead outreach was completed.3
(t) Update mandatory language for lead ALE public education and
submit to the State for review.
(u) Deliver lead ALE public education materials to all customers.
(v) Post notice to website.
(w) Prepare press release.
(x) Contact public health agencies to obtain additional organizations
and update recipient list.
(y) Notify public health agencies and other organizations.
(z) Consult with State on other public education activities.
(aa) Implement other public education activities.
(bb) Develop plan for making filters available and submit to the State
for review.
(cc) Develop outreach materials for systems with multiple lead ALEs
and submit to the State for review.
(dd) Conduct enhanced public education for systems with multiple
lead ALEs.
(ee) Consult with State on filter program for systems with multiple
lead ALEs.
(ff) Administer filter program for systems with multiple lead ALEs.
(gg) Make filters available due to multiple lead ALEs.
4.3.6.3: Public Education Activities
in Response to Lead ALE.
4.3.6.4: Public Education Activities
in Response to Multiple Lead
ALEs.
Acronyms: 3Ts = ‘‘3Ts for Reducing Lead in Drinking Water in Schools and Child Care Facilities Toolkit: A Training, Testing, and Taking Action
Approach (Revised Manual)’’; ALE = action level exceedance; CCR = consumer confidence report; CCT = corrosion control treatment; CWS =
community water system; DSSA = Distribution System and Site Assessment; GRR = galvanized requiring replacement; OCCT = optimal corrosion control treatment; OWQPs = optimal water quality parameters; PO4 = orthophosphate; POU = point-of-use; PWS = public water system;
WQP = water quality parameter.
Notes:
1 Numbering and lettering in the exhibit represents the section in the final LCRI Economic Analysis document (USEPA, 2024a), where additional information on the definition of and derivation of burden and cost for each activity is located. Systems will also incur burden for recordkeeping activities under the LCRI, such as retaining records of decisions, supporting documentation, technical basis for decisions, and documentation submitted by the system. The EPA has included burden for recordkeeping with each activity when applicable as opposed to providing
separate burden estimates.
2 The EPA assigned a unique letter identification (ID) for each activity under a given rule component. Activities are generally organized with upfront, one-time activities first followed by ongoing activities.
3 This certification is inclusive of outreach activities in sections 4.3.6.1 through 4.3.6.4 in the final LCRI Economic Analysis.
The EPA uses the derived unit costs
associated with each regulatory activity
from Exhibit 5 as inputs to the
SafeWater LCR model, which estimates
low and high scenario PWS total costs
for the baseline (2021 LCRR) and the
final LCRI.21 Baseline total costs are
then subtracted from the LCRI total
costs to determine the incremental costs
of the new regulatory requirements
under the final LCRI for both the lowand high-cost scenarios. These total
PWS incremental costs are presented as
annualized values, discounted at two
percent in Exhibit 6. The estimated total
PWS incremental annualized costs of
the final LCRI range from $1.45 to $1.95
billion, in 2022 dollars, when a two
percent discount rate is applied. The
exhibits also detail the proportion of the
annualized costs attributable to each
rule component. For estimated total and
incremental costs by subcomponent see
chapter 4, section 4.3 of the final LCRI
Economic Analysis (USEPA, 2024a).
EXHIBIT 6—ESTIMATED NATIONAL TOTAL MONETIZED ANNUALIZED PWS RULE COSTS—2 PERCENT DISCOUNT RATE
[Millions of 2022 USD]
PWS annual costs
Low estimate
ddrumheller on DSK120RN23PROD with RULES2
Rule component
Baseline
Sampling ..................................................
PWS Service Line Replacement * ...........
Corrosion Control Technology .................
Point-of Use Device Installation and
Maintenance .........................................
Public Education and Outreach ...............
21 For additional information on how the
SafeWater LCR model uses unit cost date to
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LCRI
High estimate
Incremental
Baseline
Incremental
$134.0
84.6
552.0
$166.0
1,259.0
591.1
$32.0
1,174.4
39.1
$143.6
124.5
647.8
$176.2
1,763.9
692.9
$32.6
1,639.4
45.1
2.4
69.6
5.1
267.3
2.7
197.7
5.9
72.1
9.6
302.2
3.7
230.1
estimate PWS costs, see chapter 4, section 4.3 of the
final LCRI Economic Analysis (USEPA, 2024a).
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86578
Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
EXHIBIT 6—ESTIMATED NATIONAL TOTAL MONETIZED ANNUALIZED PWS RULE COSTS—2 PERCENT DISCOUNT RATE—
Continued
[Millions of 2022 USD]
PWS annual costs
Low estimate
Rule component
Baseline
Rule Implementation and Administration
Total Annual PWS Costs ..................
LCRI
High estimate
Incremental
Baseline
LCRI
Incremental
0.1
3.4
3.3
0.2
3.4
3.2
842.7
2,291.9
1,449.2
994.1
2,948.2
1,954.1
* Service line replacement includes full and partial lead and GRR service line replacements.
Previous Baseline costs are projected over the 35-year period of analysis and are affected by the EPA’s assumptions on three uncertain variables that vary between the low- and high-cost scenarios. For the LCRR Economic Analysis (USEPA, 2020d), the EPA assumed that the cost of
customer-side service line replacements made under the goal-based replacement rate would be paid for by households. The agency also assumed that system-side service line replacements under the goal-based replacement rate and all service line replacements (both customer-side
and systems-side) would be paid by the PWS under the three percent mandatory replacement rate. The EPA made these modeling assumptions
based on the different levels of regulatory responsibility systems faced operating under a goal-based replacement rate versus a mandatory replacement rate. While systems would not be subject to a potential violation for not meeting the target replacement rate under the goal-based replacement requirement, under the three percent mandatory replacement rate, the possibility of a violation could motivate more systems to meet
the target replacement rate even if they had to adopt customer incentive programs that would shift the cost of replacing customer-side service
lines from customers to the system. To be consistent with these LCRR modeling assumptions, under the LCRI, the EPA assumed that mandatory replacement costs would fall only on systems. Therefore, the negative incremental values reported for the ‘‘Household Service Line Replacement Costs’’ category do not represent a net cost savings to households. They represent an assumed shift of the estimated service line replacement costs from households to systems. The EPA has insufficient information to estimate the actual service line replacement cost-sharing relationship between customers and systems at a national level for this analysis.
2. Annualized Per-Household Costs
The SafeWater LCR cost model
calculates the annualized cost per
household by first calculating the cost
per gallon of water produced by the
CWS. This cost per gallon represents the
cost incurred by the system to comply
with the requirements of the LCRI. This
is a total cost for the system that
includes the rule implementation and
administration, sampling, service line
inventory and replacement, CCT, pointof-use program (if a small system selects
this compliance option), and public
education and outreach component
costs. Because of uncertainty in three
important LCRI cost input variables,
discussed in section VI.C of this
preamble, the agency developed lowand high-cost scenarios. These scenarios
produce a range in the estimated cost
per gallon and two estimates for
annualized per household costs.
The SafeWater LCR model multiplies
these low and high scenario costs per
gallon by the average annual household
consumption (in gallons) to determine
the cost per household per year
associated with increased costs borne by
the CWS. Exhibits 7 and 8 (Exhibits 4–
139 and 4–140 in chapter 4 of the final
LCRI Economic Analysis) show the
distributions of incremental annualized
costs for CWS households by primary
water source and size category. Note
that the percentiles represent the
distribution of average household costs
across CWSs in a category, not the
distribution of costs across all
households in a CWS category.22
EXHIBIT 7—ESTIMATED ANNUALIZED INCREMENTAL COST PER HOUSEHOLD BY COMMUNITY WATER SYSTEM CATEGORY—
LOW SCENARIO
[2022 USD]
ddrumheller on DSK120RN23PROD with RULES2
Ownership
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Public ..............
Public ..............
Public ..............
Public ..............
Public ..............
Source water
Ground
Ground
Ground
Ground
Ground
Ground
Ground
Ground
Surface
Surface
Surface
Surface
Surface
Surface
Surface
Surface
Surface
Ground
Ground
Ground
Ground
Ground
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
Size
Less than 100 ..........................................
101 to 500 ...............................................
501 to 1,000 ............................................
1,001 to 3,300 .........................................
3,301 to 10,000 .......................................
10,001 to 50,000 .....................................
50,001 to 100,000 ...................................
100,001 to 1,000,000 ..............................
Less than 100 ..........................................
101 to 500 ...............................................
501 to 1,000 ............................................
1,001 to 3,300 .........................................
3,301 to 10,000 .......................................
10,001 to 50,000 .....................................
50,001 to 100,000 ...................................
100,001 to 1,000,000 ..............................
Greater than 1,000,000 ...........................
Less than 100 ..........................................
101 to 500 ...............................................
501 to 1,000 ............................................
1,001 to 3,300 .........................................
3,301 to 10,000 .......................................
22 Note that, although the EPA assumed in the
cost analysis that systems would pay for customerside service line replacement, it is possible that, in
some systems, individual homeowners may bear a
much greater annual household burden that
includes the customer-side service line
VerDate Sep<11>2014
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Mean
Jkt 265001
$67.10
22.50
4.60
2.70
8.50
6.50
7.50
4.70
59.20
17.70
4.30
2.60
9.70
5.50
7.00
5.70
1.90
52.20
14.80
3.70
2.00
7.10
10th
percentile
$28.10
6.40
1.20
0.60
¥0.20
0.10
0.00
0.00
23.40
5.60
1.50
0.60
0.30
0.20
0.00
0.00
1.30
23.40
4.90
1.20
0.50
0.20
replacement. The EPA estimates the cost of
removing the customer-owned portion of a service
line to range from $1,920 to $5,400, with a central
tendency (median) of $3,273. The percentage of
customers in each water system paying the higher
customer-side service line replacement costs
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25th
percentile
50th
percentile
$39.80
11.40
1.60
0.90
0.60
0.60
0.30
0.20
32.80
8.40
1.90
0.70
0.80
0.50
2.00
0.20
1.30
31.60
7.40
1.60
0.70
0.60
$57.80
19.40
3.00
1.60
5.00
6.40
8.70
3.80
50.90
15.00
2.80
1.40
6.40
4.70
7.90
6.10
2.40
43.50
11.80
2.50
1.30
4.30
75th
percentile
$89.00
28.10
6.10
3.60
14.50
11.20
11.70
8.50
78.60
22.40
5.20
3.20
15.30
9.60
10.90
9.70
2.40
69.50
18.60
4.40
2.50
11.30
90th
percentile
$117.00
43.50
8.50
4.80
25.00
14.30
13.90
9.70
106.40
33.70
8.70
4.60
26.20
13.00
13.80
12.10
2.60
93.90
28.10
6.70
3.50
19.30
depends on the number of lead and GRR service
lines in the water system, the rate of replacement,
and the details of the water system’s service line
replacement program.
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Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
86579
EXHIBIT 7—ESTIMATED ANNUALIZED INCREMENTAL COST PER HOUSEHOLD BY COMMUNITY WATER SYSTEM CATEGORY—
LOW SCENARIO—Continued
[2022 USD]
Ownership
Public
Public
Public
Public
Public
Public
Public
Public
Public
Public
Public
Public
Public
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
..............
Source water
Ground
Ground
Ground
Ground
Surface
Surface
Surface
Surface
Surface
Surface
Surface
Surface
Surface
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
Size
Mean
10,001 to 50,000 .....................................
50,001 to 100,000 ...................................
100,001 to 1,000,000 ..............................
Greater than 1,000,000 ...........................
Less than 100 ..........................................
101 to 500 ...............................................
501 to 1,000 ............................................
1,001 to 3,300 .........................................
3,301 to 10,000 .......................................
10,001 to 50,000 .....................................
50,001 to 100,000 ...................................
100,001 to 1,000,000 ..............................
Greater than 1,000,000 ...........................
4.50
5.20
5.20
0.60
54.30
12.60
3.50
2.00
7.90
5.00
5.90
6.50
2.40
10th
percentile
0.10
0.00
0.00
0.30
21.00
4.40
1.30
0.50
0.50
0.20
0.00
0.10
0.30
25th
percentile
50th
percentile
0.50
0.90
1.20
0.30
29.70
6.30
1.60
0.70
0.80
0.60
0.40
0.50
0.60
4.00
6.00
6.30
0.80
52.50
10.20
2.40
1.20
5.30
4.60
6.50
7.60
2.00
75th
percentile
7.30
8.20
8.00
0.80
72.20
15.50
4.20
2.30
12.90
8.40
9.50
10.00
2.40
90th
percentile
10.20
9.90
9.60
0.90
90.30
23.60
6.40
3.40
20.60
11.10
11.80
12.10
5.00
Notes: Rows are not included for system categories that contain zero systems. Detailed rows may not add exactly to the total due to independent rounding.
When evaluating the economic impacts on PWSs, the EPA uses the estimated PWS cost of capital to discount future costs (not the 2 percent discount rate used to
evaluate social costs and benefit) because this best represents the actual costs of compliance that water systems would incur over time. For more information on cost
of capital, see the final LCRI Economic Analysis chapter 4, section 4.2.3.3.
EXHIBIT 8—ESTIMATED ANNUALIZED INCREMENTAL COST PER HOUSEHOLD BY COMMUNITY WATER SYSTEM CATEGORY—
HIGH SCENARIO
[2022 USD]
Funding
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Private ............
Public ..............
Public ..............
Public ..............
Public ..............
Public ..............
Public ..............
Public ..............
Public ..............
Public ..............
Public ..............
Public ..............
Public ..............
Public ..............
Public ..............
Public ..............
Public ..............
Public ..............
Public ..............
Source Water
Ground
Ground
Ground
Ground
Ground
Ground
Ground
Ground
Surface
Surface
Surface
Surface
Surface
Surface
Surface
Surface
Surface
Ground
Ground
Ground
Ground
Ground
Ground
Ground
Ground
Ground
Surface
Surface
Surface
Surface
Surface
Surface
Surface
Surface
Surface
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
...........
Size
Mean
Less than 100 ..........................................
101 to 500 ...............................................
501 to 1,000 ............................................
1,001 to 3,300 .........................................
3,301 to 10,000 .......................................
10,001 to 50,000 .....................................
50,001 to 100,000 ...................................
100,001 to 1,000,000 ..............................
Less than 100 ..........................................
101 to 500 ...............................................
501 to 1,000 ............................................
1,001 to 3,300 .........................................
3,301 to 10,000 .......................................
10,001 to 50,000 .....................................
50,001 to 100,000 ...................................
100,001 to 1,000,000 ..............................
Greater than 1,000,000 ...........................
Less than 100 ..........................................
101 to 500 ...............................................
501 to 1,000 ............................................
1,001 to 3,300 .........................................
3,301 to 10,000 .......................................
10,001 to 50,000 .....................................
50,001 to 100,000 ...................................
100,001 to 1,000,000 ..............................
Greater than 1,000,000 ...........................
Less than 100 ..........................................
101 to 500 ...............................................
501 to 1,000 ............................................
1,001 to 3,300 .........................................
3,301 to 10,000 .......................................
10,001 to 50,000 .....................................
50,001 to 100,000 ...................................
100,001 to 1,000,000 ..............................
Greater than 1,000,000 ...........................
$64.60
22.00
4.80
2.80
11.20
8.90
10.60
6.50
57.20
16.70
4.40
2.80
12.50
7.50
9.80
8.00
2.50
51.70
15.00
4.00
2.30
8.70
6.20
7.30
7.20
0.80
52.90
12.60
3.60
2.20
9.90
7.00
8.20
9.10
3.20
10th
percentile
$25.50
4.60
1.00
0.50
¥1.70
0.10
0.00
0.00
20.90
2.60
1.20
0.50
¥0.50
0.10
0.00
0.00
1.60
22.20
4.40
1.20
0.40
¥0.60
0.10
0.00
0.00
0.30
19.40
3.80
1.10
0.40
0.10
0.20
0.00
0.00
0.30
25th
percentile
50th
percentile
$35.50
9.40
1.50
0.80
0.60
0.50
0.10
0.20
29.90
6.90
1.80
0.70
0.70
0.60
2.20
0.10
1.60
29.40
6.40
1.50
0.70
0.50
0.50
1.50
2.00
0.30
28.50
5.40
1.50
0.60
0.70
0.60
0.40
0.60
0.80
$55.40
18.70
2.90
1.50
6.20
8.00
12.00
6.10
49.30
13.30
2.70
1.20
7.10
4.90
10.90
8.50
3.20
44.40
11.50
2.50
1.20
4.40
5.70
8.40
8.60
1.10
50.30
9.80
2.30
1.20
5.80
6.20
9.00
10.50
2.60
75th
percentile
$87.40
27.70
6.50
3.70
19.50
15.40
16.70
11.70
79.90
21.20
5.60
3.40
20.30
13.10
15.30
14.00
3.20
71.70
18.80
4.80
2.70
15.00
10.50
11.70
11.00
1.10
71.00
15.80
4.60
2.60
17.00
11.70
13.50
14.10
3.30
90th
percentile
$115.80
46.80
11.00
5.20
34.00
20.40
20.10
13.80
108.10
35.10
9.70
5.20
36.60
18.20
19.40
16.90
3.40
92.10
30.60
8.20
4.30
26.30
14.40
14.20
13.50
1.20
90.50
25.50
7.60
4.00
27.90
16.00
16.70
17.00
6.90
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Notes: Rows are not included for system categories that contain zero systems. Detailed rows may not add exactly to the total due to independent rounding.
When evaluating the economic impacts on PWSs, the EPA uses the estimated PWS cost of capital to discount future costs (not the two percent discount rate used
to evaluate social costs and benefit) because this best represents the actual costs of compliance that water systems would incur over time. For more information on
cost of capital, see the final LCRI Economic Analysis chapter 4, section 4.2.3.3.
3. State Costs
For each of the PWS cost components
and subcomponents, previously
described in section VI.D.1 of this
preamble, States (i.e., primacy agencies)
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have associated costs. Exhibit 9 (Exhibit
4–141 in the final LCRI Economic
Analysis (USEPA, 2024a)) provides a
list of the State activities, organized by
LCRI cost component and
subcomponent groups, for which the
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EPA developed unit costs. Detailed
information on the derivation of the unit
costs associated with each State activity
can be found in the sections of the final
LCRI Economic Analysis identified in
Exhibit 9.
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EXHIBIT 9—STATE COST COMPONENTS, SUBCOMPONENTS, AND ACTIVITIES ORGANIZED BY SECTION 1
Subcomponents
4.4.1: State Implementation and
Administrative Costs.
4.4.1.1: State Start-up Implementation and Administrative Activities.
4.4.2: State
Costs.
Sampling
Related
4.4.3: State CCT Related Costs .....
4.4.4: State Service Line Inventory
and Replacement Related Costs.
4.4.5: State POU Related Costs .....
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Activities 2
Component
4.4.6: State Public Education-Related Costs.
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(a) Adopt rule and develop program.
(b) Modify data management systems.
(c) Provide system training and technical assistance.
(d) Provide staff training.
(e) Review and approve small system flexibility option.
4.4.1.2: State Annual Implementa- (f) Coordinate with the EPA.
tion and Administrative Activities. (g) Provide ongoing technical assistance.
(h) Report to SDWIS/Fed.
(i) Train staff for annual administration.
4.4.2.1: State Lead Tap Sampling (a) Provide templates for revised sampling instructions and conduct
Costs.
review.
(b) Review updated sampling plan.
(c) Review initial lead monitoring data and prepare systems for status
under the LCRI.
(d) Review change in tap sample locations.
(e) Review 9-year monitoring waiver renewal.
(f) Review sample invalidation requests.
(g) Review consumer notification certifications.
(h) Review monitoring results and 90th percentile calculations.
4.4.2.2: State Lead WQP Sam- (i) Review lead WQP sampling data and compliance with OWQPs.
pling Costs.
4.4.2.3: State Copper WQP Moni- (j) Review copper WQP sampling data and compliance with OWQPs.
toring Costs.
4.4.2.4: State Source Water Moni- (k) Review source water monitoring results.
toring Costs.
4.4.2.5: State School Sampling (l) Review list of schools and child care facilities.
Costs.
(m) Provide templates on school and child care facility testing program.
(n) Review school and child care facility testing program materials.
(o) Review school and child care facility sampling results after individual sampling events.
(p) Review annual reports on school and child care facility lead in
drinking water testing program.
4.4.3.1: CCT Installation ................ (a) Review CCT study and determine type of CCT to be installed.
(b) Set OWQPs after CCT installation.
4.4.3.2: Re-optimization ................. (c) Review CCT study and determine needed OCCT adjustment.
(d) Reset OWQPs after CCT re-optimization.
4.4.3.3: State DSSA Costs ............ (e) Consult with system prior to any DSSA CCT adjustments.
(f) Review report on DSSA responses.
4.4.3.4: State Lead CCT Routine (g) Review CCT guidance and applicability to individual PWSs.
Costs.
(h) Review water quality data with PWSs during sanitary survey.
(i) Consult on required actions in response to source water change.
(j) Consult on required actions in response to treatment change.
4.4.4.1: Service Line Inventory (a) Review connector updated LCRR initial inventory (baseline invenCosts.
tory).
(b) Review annual service line inventory updates.
(c) Review inventory validation report.
4.4.4.2: Service Line Replacement (d) Review initial service line replacement plan.
Plan Review Costs.
(e) Review information on deferred deadline and associated replacement rate in the service line replacement plan and determine fastest feasible rate.
(f) Review annually updated service line replacement plan or certification of no change.
(g) Conduct triennial review of water system updated recommended
deferred deadline and associated replacement rate and determine
fastest feasible rate.
4.4.4.3: Service Line Replacement (h) Review annual service line replacement program report.
Report Review Costs.
4.4.5.1: One-Time POU Program (a) Review POU plan.
Costs.
(b) Provide templates for POU outreach materials.
(c) Review POU public education materials.
4.4.5.2: Ongoing POU Program (d) Review sample invalidation request for POU monitoring.
Costs.
(e) Review customer notification certifications.
(f) Review annual POU program report.
4.4.6.1: Consumer Notice .............. (a) Provide templates for consumer notice materials.
(b) Review lead consumer notice materials.
(c) Review copy of the consumer notice and certification.
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86581
EXHIBIT 9—STATE COST COMPONENTS, SUBCOMPONENTS, AND ACTIVITIES ORGANIZED BY SECTION 1—Continued
Subcomponents
Activities 2
4.4.6.2: Activities Regardless of
the Lead 90th Percentile Level.
(d) Provide templates for updated CCR language.
(e) Provide templates for local and State health department lead outreach.
(f) Review lead outreach materials for local and State health departments.
(g) Participate in joint communication efforts with local and State
health departments.
(h) Provide templates for service line disturbance outreach materials.
(i) Review public education materials for service line disturbances.
(j) Provide templates for inventory-related outreach materials.
(k) Review inventory-related outreach materials.
(l) Provide technical assistance to PWSs for public education materials.
(m) Review public education certifications.
(n) Provide templates for updated public education materials for systems with a lead ALE.
(o) Review revised lead language for systems with a lead ALE.
(p) Consult with CWS on other public education activities in response
to lead ALE.
(q) Review plan for making filters available.
(r) Provide templates for systems with multiple lead ALEs.
(s) Review outreach materials provided by systems with multiple lead
ALEs.
(t) Consult on filter program for systems with multiple lead ALEs.
Component
4.4.6.3: Public Education Activities
in Response to Lead ALE.
4.4.6.4: Public Education Activities
in Response to Multiple Lead
ALEs.
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Acronyms: ALE = action level exceedance; CCR = Consumer Confidence Report; CCT = corrosion control treatment; CWS = community water
system; DSSA = Distribution System and Site Assessment; LCRI = Lead and Copper Rule Improvements; LSL = lead service line; LSLR = lead
service line replacement; OWQPs = optimal water quality parameters; POU = point-of-use; PWS = public water system; SDWIS/Fed = Safe
Drinking Water Act Information System/Federal version; WQP = water quality parameter.
Notes:
1 Numbering and lettering in the exhibit represents the sections in the final LCRI Economic Analysis (USEPA, 2024a), where additional information on the definition of and derivation of burden and cost for each activity is located. States will also incur burden for recordkeeping activities
under the final LCRI, such as retaining records of decisions, supporting documentation, technical basis for decisions, and documentation submitted by the system. The EPA has included burden for recordkeeping with each activity when applicable as opposed to providing separate burden estimates.
2 The EPA assigned a unique letter of identification (ID) for each activity under a given rule component. Activities are generally organized with
upfront, one-time activities first followed by ongoing activities. Note that these activities are different than the activities identified for PWSs in Exhibit 5.
In the SafeWater LCR model, the
majority of the costs associated with
States are determined on a per water
system basis. State activities and costs
are largely driven by the rule
requirements for individual water
systems. The exception is the
implementation and administrative
costs that are tallied on a per-State basis.
The per-water-system State costs and
per-State costs are summed to obtain
aggregate costs for this category. For
additional information on how the
SafeWater LCR model uses unit cost
data to estimate State costs, see chapter
4, section 4.4 of the final LCRI
Economic Analysis (USEPA, 2024a).
The SafeWater LCR cost model
estimates that States will incur
monetized incremental estimated
annualized costs that range from $28
million to $26 million under the lowand high-cost scenarios, respectively,
when presented in 2022 dollars and
discounted at the two percent rate.
4. Costs Impacts Associated With
Additional Phosphate Usage
Adding orthophosphate CCT creates a
protective inner coating on pipes that
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can inhibit lead leaching. However,
once phosphate is added to the public
water distribution system, some of this
incremental loading remains in the
water stream as it flows into wastewater
treatment plants (WWTPs) downstream.
This generates treatment costs for
certain WWTPs. In addition, at those
locations where treatment does not
occur, water with elevated phosphorus
concentrations may discharge to water
bodies and induce certain ecological
impacts. Due to many water systems
operating both the wastewater and
drinking water systems, the EPA is
evaluating the costs of additional
phosphate usage for informational
purposes. Because these costs are
associated with wastewater treatment to
meet Clean Water Act regulatory
requirements, they are not ‘‘likely to
occur solely as a result of compliance’’
with the final LCRI, and, therefore, are
not costs considered as part of the
HRRCA under SDWA, section
1412(b)(3)(C)(i)(III).
To estimate the potential fate of the
orthophosphate added at PWSs, the EPA
developed a conceptual mass balance
model. The EPA applied this conceptual
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model to estimate the increase in
loading at WWTPs, given an initial
loading from corrosion control at water
treatment plants. The WWTPs could
incur costs because of upstream
orthophosphate additions if they have
permit discharge limits for phosphorus
parameters. The percentage of WWTPs
with phosphorus limits has increased
over time. From 2007 to 2024,23 in
annual percentage rate terms, the
growth rate in the percentage of WWTPs
with phosphorus limits is 3.4 percent
(see chapter 4, section 4.5.1 of the final
LCRI Economic Analysis; USEPA,
2024a).
The EPA applied the growth rate
observed from 2007 to 2024 to estimate
the anticipated percentage of WWTPs
with phosphorus limits in future years.
This growth rate results in an estimated
61 percent of WWTPs with phosphorus
discharge limits after 35 years. Applied
23 The agency used WWTP phosphorus limit data
from the EPA’s Discharge Monitoring Report (DMR)
‘‘Water Pollutant Loading Tool’’ using search
criteria limiting results to the phosphorus
parameter group and WWTPs only. The DMR Water
Pollutant Loading Tool data is only available from
2007 onward.
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as the percentage of WWTPs that need
to take treatment actions, this estimate
is likely conservative.
The specific actions a WWTP might
need to take to maintain compliance
with a National Pollution Discharge
Elimination System (NPDES)
phosphorus permit limit will depend on
the type of treatment present at the
WWTP and the corresponding
phosphorus removal provided. Based on
a review of NPDES data, it is likely that
most of the WWTPs that already have
phosphorus limits have some type of
treatment to achieve the limit.
Some treatment processes can
accommodate incremental increases in
influent loading and still maintain their
current removal efficiency. Such
processes might not need significant
adjustment to maintain their existing
phosphorus removal efficiency, given an
incremental increase. Other treatment
processes may need modifications to
their design or operation to maintain
their removal efficiency in the face of an
influent loading increase.
The EPA derived a unit cost of $5.44
per pound for removing incremental
phosphorus (for additional information,
see chapter 4, section 4.5.1 of the final
LCRI Economic Analysis; USEPA,
2024a). This unit cost includes the cost
of additional chemical consumption and
the operating cost of additional sludge
processing and disposal. The costs a
WWTP could incur depend on the
magnitude of the loading increase
relative to the specific WWTP’s effluent
permit limit. The WWTPs whose
current discharge concentrations are
closer to their limit are more likely to
have to act. The WWTPs whose current
treated water concentrations are well
below their limit are less likely to incur
costs but might, under certain
conditions, incur costs (e.g., when
phosphorus removal achieved by
technology in place at a WWTP is
sensitive to incremental phosphorus
loading increases and must be modified
to continue to meet the limit).
Furthermore, future phosphorus limits
could be more stringent than existing
limits.
Therefore, the EPA conservatively
assumed that any WWTP with a
discharge limit for phosphorus
parameters could incur costs.
Accordingly, in calculating costs, the
EPA used the anticipated percentage of
WWTPs with phosphorus discharge
limits as the likelihood that incremental
orthophosphate loading from a drinking
water system would reach a WWTP
with a limit. The EPA combined this
likelihood and the unit cost (previously
estimated) with incremental phosphorus
loadings to calculate incremental costs
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to WWTPs for each year of the period
of analysis. The incremental annualized
cost that the WWTPs would incur to
remove additional phosphorous
associated with the LCRI, under the
low- and high-cost scenario, ranges from
$120,000 to $300,000 at a two percent
discount rate.
The EPA estimates that WWTP
treatment reduces phosphorus loads
reaching water bodies by 59 percent, but
they are not eliminated. The rule’s
national-level total incremental
phosphorus loads reaching water bodies
are projected to change over the period
of analysis from the low/high scenario
range of 225,000 to 272,000 pounds 15
years after promulgation to the low/high
scenario range of 216,000 to 260,000
pounds at year 35. Note that the EPA
model assumes that once CCT is
installed or re-optimized phosphate use
remains constant over the remainder of
the period of analysis. Because most
CCT implementation is carried out prior
to complete LSL removal and the model
does not allow for reductions in the use
of phosphate after systems remove all
their lead content service lines the
EPA’s CCT cost estimates and
phosphorus loading estimates to both
WWTPs and receiving waterbodies may
be overestimated. See chapter 4, section
4.5.2 of the final LCRI Economic
Analysis (USEPA, 2024a) for
information on how loading estimates
are calculated. The ecological impacts of
these increased phosphorous loadings
are highly localized: total incremental
phosphorus loadings will depend on the
amount and timing of the releases,
characteristics of the receiving water
body, effluent discharge rate, existing
total phosphorus levels, and weather
and climate conditions. Detailed,
spatially explicit information on
effluents and on receiving water bodies
does not exist in a form suitable for this
analysis. Rather, to evaluate the
potential ecological impacts of the rule,
the EPA evaluated the significance of
the national-level phosphorus loadings
compared to other phosphorous sources
in the terrestrial ecosystem.
To put these phosphorus loadings in
context, estimates from the U.S.
Geological Survey (USGS) Spatially
Referenced Regression On Watershed
Attributes (SPARROW) model suggest
that anthropogenic sources deposit
roughly 750 million pounds of total
phosphorus per year (USEPA, 2019c).
The total phosphorus loadings from the
LCRI high-cost scenario would
contribute about 0.5 percent (3.6
million/750 million) of total phosphorus
entering receiving waterbodies in a
given year, and the incremental amount
of total phosphorus associated with the
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final LCRI relative to the baseline (2021
LCRR) grows only 0.03 percent
(260,000/750 million). At the national
level, the EPA expects total phosphorus
entering waterbodies as a result of the
final LCRI update to be small, relative
to the total phosphorus load deposited
annually from all other sources.
National average load impacts may
obscure localized ecological impacts in
some circumstances, but the existing
data do not allow an assessment as to
whether this incremental load will
induce ecological impacts in particular
areas. It is possible, however, that
localized impacts may occur in certain
water bodies without restrictions on
phosphate influents or in locations with
existing elevated phosphate levels.
An increase in phosphorus loadings
can lead to economic impacts and
undesirable aesthetic impacts. Excess
nutrient pollution can cause
eutrophication (excessive plant and
algae growth) in lakes, reservoirs,
streams, and estuaries throughout the
United States. Eutrophication, by
inducing primary production, leads to
seasonal decomposition of additional
biomass and consumption of oxygen,
creating a state of hypoxia (or low
oxygen) within the water body. In
extreme cases, the low- to no-oxygen
states can create dead zones, or areas in
the water where aquatic life cannot
survive. Studies indicate that
eutrophication can decrease aquatic
diversity for this reason (e.g., Dodds et
al., 2009). Eutrophication may also
stimulate the growth of harmful algal
blooms (HABs) or over-abundant algae
or cyanobacteria populations. Algal
blooms can seriously harm the aquatic
ecosystem by blocking sunlight and
creating diurnal swings in oxygen levels
because of overnight respiration. Such
conditions can starve and deplete
aquatic species. In addition, rapid
photosynthesis may consume dissolved
inorganic carbon and elevate pH levels
(Chislock et al., 2013). Certain types of
phosphorous-fueled cyanobacterial
blooms may produce toxins to both
humans and aquatic life. These toxins
can include microcystins (liver toxins)
and neurotoxins. This issue is
particularly prevalent in lakes or other
slow-flowing water bodies. HABs
producing cyanotoxins that occur in
sources in drinking water can impact
drinking water (USEPA, 2024m). HAB
events have also directly or indirectly
contributed to fish kill events by
causing the absorption or ingestion of
toxins, or by creating conditions of
limited sunlight and oxygen (Glibert et
al., 2005). In addition to lethal impacts
on aquatic organisms, toxins produced
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by HABs can harm terrestrial wildlife
and livestock that are exposed to toxins
in sufficient levels (Backer, 2002;
Chislock et al., 2013).
5. Total Monetized Costs
The estimated annualized low- and
high-cost scenarios, discounted at two
percent, that PWSs, households,24 and
States will incur in complying with the
baseline (2021 LCRR), the final LCRI,
and incrementally are summarized in
Exhibit 10. The estimated total
monetized incremental annualized cost
of the final LCRI range from $1.47 to
$1.95 billion at a two percent discount
rate, in 2022 dollars. The exhibit also
details the proportion of the annualized
costs attributable to each rule
component.
EXHIBIT 10—ESTIMATED NATIONAL MONETIZED ANNUALIZED RULE COSTS—2 PERCENT DISCOUNT RATE
[Millions of 2022 USD]
PWS annual costs
Low estimate
Rule component
Baseline
LCRI
High estimate
Incremental
Baseline
LCRI
Incremental
Sampling ..................................................
PWS Service Line Replacement * ...........
Corrosion Control Technology .................
Point-of Use Installation and Maintenance ....................................................
Public Education and Outreach ...............
Rule Implementation and Administration
$134.0
84.6
552.0
$166.0
1,259.0
591.1
$32.0
1,174.4
39.1
$143.6
124.5
647.8
$176.2
1,763.9
692.9
$32.6
1,639.4
45.1
2.4
69.6
0.1
5.1
267.3
3.4
2.7
197.7
3.3
5.9
72.1
0.2
9.6
302.2
3.4
3.7
230.1
3.2
Total Annual PWS Costs ..................
Household Service Line Replacement
Costs ** .................................................
State Rule Implementation and Administration ....................................................
Wastewater Treatment Plant Costs *** ....
842.7
2,291.9
1,449.2
994.1
2,948.2
1,954.1
8.1
0.0
¥8.1
26.4
0.0
¥26.4
38.4
3.0
66.1
3.0
27.7
0.0
41.8
4.8
67.6
5.1
25.8
0.3
Total Annual Rule Costs ...................
892.2
2,361.0
1,468.8
1,067.1
3,020.9
1,953.8
Note: Previous Baseline costs are projected over the 35-year period of analysis and are affected by the EPA’s assumptions on three uncertain
variables which vary between the low- and high-cost scenarios.
* Service line replacement includes full and partial lead and GRR service line replacements.
** The EPA in the LCRR Economic Analysis (USEPA, 2020d) assumed that the cost of customer-side service line replacements made under
the goal-based replacement rate would be paid for by households. The agency also assumed that system-side service line replacements under
the goal-based replacement rate and all service line replacements (both customer-side and systems-side) would be paid by the PWS under the 3
percent mandatory replacement rate. The EPA made these modeling assumptions based on the different levels of regulatory responsibility systems faced operating under a goal-based replacement rate versus a mandatory replacement rate. While systems would not be subject to a potential violation for not meeting the target replacement rate under the goal-based replacement requirement, under the 3 percent mandatory replacement rate, the possibility of a violation could motivate more systems to meet the target replacement rate even if they had to adopt customer
incentive programs that would shift the cost of replacing customer-side service lines from customers to the system. To be consistent with these
LCRR modeling assumptions, under the LCRI, the EPA assumed that mandatory replacement costs would fall only on systems. Therefore, the
negative incremental values reported for the ‘‘Household Service Line Replacement Costs’’ category do not represent a net cost savings to
households. They represent an assumed shift of the estimated service line replacement costs from households to systems. The EPA has insufficient information to estimate the actual service line replacement cost-sharing relationship between customers and systems at a national level for
this analysis.
*** Due to many water systems operating both the wastewater and drinking water systems, the EPA is evaluating the costs of additional phosphate usage for informational purposes. Because these costs are not incurred by the public water system, these costs are not ‘‘likely to occur
solely as a result of compliance’’ with the LCRI, and, therefore, are not costs considered as part of HRRCA under SDWA section
1412(b)(3)(C)(i)(III).
Acronyms: LCRI = Lead and Copper Rule Improvements; PWS = public water system.
The final LCRI is expected to result in
significant health benefits, since both
lead and copper are associated with
adverse health effects. Lead is a highly
toxic pollutant that can damage
neurological, cardiovascular,
immunological, developmental, and
other major body systems (USEPA,
2024b). The EPA is particularly
concerned about ongoing exposure
experienced by children because lead
can affect brain development, which
impacts lifelong level of function.
Additionally, children, through their
physiology and water ingestion
requirements, may be at higher risk.
Research shows that, on average,
formula-fed infants and young children
consume more drinking water per day
on a body weight basis than adolescents.
Using the USDA Continuing Survey of
Food Intakes by Individuals (CSFII)
data, (Kahn and Stralka, 2008)
demonstrated this trend is most
pronounced in children under one year
of age who drink more than double the
amount older children and adults drink
per kg of body weight. Additionally,
children absorb two to four times more
lead than adults through the
gastrointestinal tract (Mushak, 1991;
WHO, 2011; and Ziegler et al., 1978). No
safe blood lead level in children has
been identified (CDC, 2024). The EPA
assessed the quantification potential of
those health endpoints identified in the
agency’s lead integrated science
24 Note that as part of the baseline (LCRR)
analysis of service line replacement costs the EPA
assumed that customer-side service line
replacements under the goal-based service line
replacement program would be paid by the
household. For the estimation of LCRI service line
replacement costs the EPA assumed that all
replacement cost would be borne by the PWS.
These differing costing assumptions result in the
positive household costs (not accruing to PWSs)
reported under the baseline (LCRR) cost estimates
while no household service line replacement costs
are reported under the LCRI. These assumptions
also result in decreased incremental costs for the
LCRI under household service line replacement
costs, but the cost of replacing the customer portion
of service lines is now included, by assumption, in
the LCRI incremental costs for PWS service line
replacement.
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E. Benefits Analysis
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assessments (ISAs) (2013 and 2024) and
the NTP monograph (NTP, 2012), and
summarized in appendix D of the final
LCRI Economic Analysis (USEPA,
2024a). The EPA’s health risk reduction
and benefits assessment of the LCRI
requirements concentrates on
quantification and monetization of the
estimated impact of reductions in lead
exposure on four health endpoints: IQ
values and cases of ADHD in children,
lower birth weights in children of
women of childbearing age, and cases of
cardiovascular disease premature
mortality in adults. The EPA has
focused on these four health endpoints
as the dose-response functions for these
quantified health endpoints have been
extensively reviewed by the agency and
in the case of reductions in IQ losses,
low birth weight and cardiovascular
mortality, externally peer reviewed.
Also, the approach used for IQ has been
used in multiple rulemakings and
undergone SAB review. As explained in
appendix D of the final LCRI Economic
Analysis (USEPA, 2024a), there are
additional non-quantified lead health
impacts to both children and adults that
will be realized as a result of this
rulemaking including: cardiovascular
morbidity effects, renal effects,
reproductive and developmental effects
(apart from ADHD), immunological
effects, neurological effects (apart from
children’s IQ), and cancer. Therefore,
the quantified benefits of this rule likely
underestimate the true social benefits.
Although copper is an essential
element for health, excess intake of
copper has been associated with several
adverse health effects. Most commonly,
excess exposure to copper results in
gastrointestinal symptoms such as
nausea, vomiting, and diarrhea
(National Research Council, 2000). In
susceptible populations, such as
individuals with genetic disorders (i.e.,
Wilson’s Disease) or predispositions to
accumulate copper, chronic exposure to
excess copper can result in liver
toxicity. Because household level data
on the changes in copper concentrations
that result from changes in CCT are not
available, this analysis does not quantify
any potential benefits from reduced
copper exposure that may result from
the rule. See appendix E in the final
LCRI Economic Analysis (USEPA,
2024a) for additional copper health
impact information.
1. Modeled Drinking Water Lead
Concentrations
In updating the EPA’s drinking water
lead concentrations for the LCRI, the
agency built upon the data and models
used in the analysis for the 2021 LCRR.
Detailed information on the residential
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lead concentration data and modeling
from the 2021 LCRR can be found in
chapter 6 of the final LCRR Economic
Analysis (USEPA, 2020d). In the 2021
LCRR analysis, the EPA collected and
used data on lead concentrations and
information regarding LSL 25 and CCT
status, location, and date of sample
collection, representing 14 water
systems across the United States and
Canada. The EPA updated this data for
the LCRI analysis by initially identifying
eight additional sampling datasets.26
After close assessment, it was
determined that seven of the datasets
had data availability and study design
issues and could not be included.27
Only the 532 samples collected from the
City of Clarksburg, WV, in fall to winter
of 2021 could be added to the lead
concentration dataset, resulting in a
total of 18,571 samples collected from
1,657 homes in 16 cities representing 15
city water systems. The EPA grouped
the samples into LSL status categories
(‘‘LSL,’’ ‘‘Partial LSL,’’ and ‘‘No LSL’’).
The samples were also grouped by CCT
treatment, assigning status as having
‘‘None,’’ ‘‘Partial,’’ or ‘‘Representative.’’
‘‘Partial’’ includes those water systems
with some pH adjustment and lower
doses of a phosphate corrosion
inhibitor, but this treatment is not
optimized. ‘‘Representative’’ are those
water systems in the dataset that have
higher doses of phosphate inhibitors,
which are considered optimized in the
model. For additional information, see
chapter 5, section 5.2.1 of the final LCRI
Economic Analysis (USEPA, 2024a).
The EPA fit several regression models,
following the same methodology from
the 2021 LCRR benefits analysis (see
chapter 6, section 6.2.2 of the final
LCRR Economic Analysis (USEPA,
2020d), of tap water lead concentrations
as predicted by LSL presence (‘‘LSL’’ or
‘‘No LSL’’), LSL extent (‘‘Partial LSL’’),
CCT status, and ‘‘profile liter.’’ ‘‘Profile
liter’’ is the cumulative volume a
sample represented within a
consecutive sampling series at a single
location and time. Models that describe
the profile liter accounted for the
variation among sampling events,
sampling sites, and city. The water lead
concentrations exhibited a right-skewed
distribution; therefore, the variable was
25 Note, no GRR lines are part of the profile
dataset. See below in this section for a discussion
of assumed GRR water lead concentrations.
26 The EPA identified 8 datasets from Clarksburg,
WV, Cleveland, OH, Chicago, IL, Kalamazoo, MI,
Parchment, MI, Flint, MI, Galesburg, IL, and
Sebring, OH, with drinking water lead samples
collected from 2016 to 2021.
27 For additional information on the assessment of
the lead concentration data, see chapter 5, section
5.2.1 of the final LCRI Economic Analysis (USEPA,
2024a).
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log-transformed to provide a better
modeled fit of the data. The EPA
selected one of the regression models
based on its fit and parsimony and used
it to produce simulated lead
concentrations for use in the benefits
analysis (see Exhibit 5–8 in chapter 5 of
the final LCRI Economic Analysis). The
selected model suggests that besides
water system, residence (sampling
location), and sampling event, the
largest effects on lead concentration in
tap water come from the presence of
LSLs and the number of liters drawn
since the last stagnation period.
Although CCT can reduce lead
concentrations from LSLs and other
sources of lead, such as residential
plumbing fixtures, the presence or
absence of CCT produces smaller effects
on water lead concentration than the
presence or absence of LSLs. Because
locations with LSLs are more likely to
have high lead concentrations than
those without, CCT reduces water lead
concentrations more in homes served by
LSLs than in those not served by LSLs.
See Exhibit 5–9 in chapter 5, section
5.2.2 of the final LCRI Economic
Analysis (USEPA, 2024a) for additional
details and estimated regression
coefficients. The regression results
indicate that, although CCT can
significantly reduce water lead
concentrations, the removal of LSLs in
systems with representative CCT will
still reduce water lead concentrations.
To statistically control for some
sources of variability in the input data,
the EPA, following the 2021 LCRR
analysis, did not use summary statistics
from the original data directly in
estimating the effects of LSL and CCT
status. Instead, the EPA produced
simulated mean lead concentrations for
500,000 samples based on the selected
regression model. These concentrations
were simulated for the first 10 profile
liter values taken after stagnation. The
simulations were performed on the logscale to conform to the fitted model
(which used a log-transformed water
lead concentration variable) and
converted to the original scale to
produce geometric means and geometric
standard deviations. Geometric means
are more representative of the central
tendency of a right-skewed distribution
than are arithmetic means and prevent
overestimation of the impact of water
lead levels on estimated blood lead
levels and resulting benefits values. The
simulated sample concentrations
represent new estimates for the updated
lead concentration dataset. These
simulations rely on estimates of
variability and uncertainty from the
regression model (described above) and
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given information on LSL and CCT
status. For more detail regarding this
analysis, see chapter 5, section 5.2.2 of
the final LCRI Economic Analysis
(USEPA, 2024a). Individual estimates
are best thought of as the central
tendency for a lead tap sample
concentration, given regression model
parameters and estimated variance. The
simulated samples represent the volume
weighted average lead concentration
using data from the first 10 liters of
profile data, approximating lead
exposure at the tap for the final LCRI
benefits analysis.
The EPA estimates that improving
CCT will produce significant reductions
in lead tap water concentration overall.
However, in the case of ‘‘no LSL’’
presence, the final model produced
predictions of drinking water
concentrations that overlapped almost
completely for all CCT conditions.28 In
the available profile data, there were no
statistically significant differences in
measured water lead concentrations
between the different CCT scenarios
when LSLs were not present, likely
because, apart from and compared to
LSLs, the remaining sources of lead in
86585
residential plumbing (old solder and
brass) are small and contribute far less
lead to a multi-liter sequential sampling
profile. Therefore, the EPA used the
pooled estimate of predicted drinking
water concentrations for all residences
with no LSL presence, regardless of CCT
condition, for the main analysis in
chapter 5 of the final LCRI Economic
Analysis (USEPA, 2024a).29
Uncertainties in the water modeling are
discussed in section 5.2.5 and in section
5.7, Exhibit 5–36 of the final LCRI
Economic Analysis (USEPA, 2024a).
EXHIBIT 11—LSL AND CCT SCENARIOS AND SIMULATED GEOMETRIC MEAN TAP WATER LEAD CONCENTRATIONS AND
STANDARD DEVIATIONS FOR THE FIRST TEN LITERS DRAWN AFTER STAGNATION FOR EACH COMBINATION OF LSL
AND CCT STATUS (EXHIBIT INCLUDES ASSUMED GRR, POU, AND PITCHER FILTER WATER LEAD CONCENTRATIONS)
LSL status
Simulated
mean of log
lead
(μg/L)
CCT status
LSL .................................................... None .................................................
Partial LSL/GRR ............................... None .................................................
No LSL .............................................. None .................................................
LSL .................................................... Partial ...............................................
Partial LSL/GRR ............................... Partial ...............................................
No LSL .............................................. Partial ...............................................
LSL .................................................... Representative .................................
Partial LSL/GRR ............................... Representative .................................
No LSL .............................................. Representative .................................
POU and pitcher filters ....................................................................................
Simulated
SD a of log
lead
2.67
1.92
b ¥0.19
2.07
1.35
b ¥0.19
1.45
0.76
b ¥0.19
b ¥0.19
1.32
1.33
b 1.33
1.33
1.33
b 1.33
1.33
1.33
b 1.33
b 1.33
Simulated
geometric
mean lead
(μg/L)
14.38
6.85
b 0.83
7.93
3.84
b 0.83
4.27
2.14
b 0.83
b 0.83
Simulated
geometric
SD a of lead
3.75
3.77
b 3.78
3.77
3.78
b 3.78
3.78
3.78
b 3.78
b 3.78
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Acronyms: LSL = lead service line; CCT = corrosion control treatment; POU = point-of-use; SD = standard deviation.
a Standard deviations reflect ‘‘among-sampling event’’ variability.
b Simulated results were pooled to produce a common estimate for homes with no LSL presence across CCT conditions. Also, thee ‘‘No LSL’’
values were used for POU and pitcher filter lead tap concentrations.
Note: GRR service line water lead concentrations are assumed to equal ‘‘Partial LSL’’ concentrations.
In the estimation of the benefits of the
final LCRI, each modeled person within
a water system is assigned to one of the
estimated drinking water lead
concentrations in Exhibit 11, depending
on CCT, point-of-use, pitcher filter, and
LSL/GRR service line status. Note that
the EPA assumes GRR service lines
produce water lead concentrations
equivalent to the ‘‘Partial LSL’’ status,
therefore, all households served by GRR
service lines will have a starting water
lead concentration equal to one of the
three possible ‘‘Partial LSL’’ categories:
‘‘Partial LSL/None CCT’’, ‘‘Partial LSL/
Partial CCT’’, ‘‘Partial LSL/
representative CCT’’. The EPA estimated
benefits under both the low and high
scenarios used in the final LCRI analysis
to characterize uncertainty in the
estimates. With regard to benefits, the
low and high scenarios differ by the
following: the number of PWSs that will
exceed the action level under the
revised tap sampling requirements; the
concentration-response functions that
characterize how reductions in blood
lead levels (caused by changes in lead
exposure) translate into estimates of
avoided IQ reductions, cases of ADHD,
and cardiovascular disease premature
mortality; and high and low estimates of
the ADHD cost of illness. See chapter 4,
section 4.2 for an overview of the
SafeWater LCR model and chapter 5,
section 5.5 for a summary of the
variables driving the benefit scenarios in
the final LCRI Economic Analysis
(USEPA, 2024a). The EPA predicted the
status of each system under the low and
high scenarios prior to rule
implementation and in each year of rule
implementation for both the baseline
(2021 LCRR) and final LCRI. Depending
on the timing of required actions that
can change CCT, point-of-use device,
pitcher filter, and LSL/GRR service line
status under both the baseline (2021
LCRR) and final LCRI low- and highscenario model runs, changes in lead
concentrations and resultant blood lead
levels are predicted every year for the
total population served by the systems
for the 35-year period of analysis. In the
primary benefits analysis for the final
rule, improvements to CCT and the use
of installed point-of-use devices are
28 The EPA does not think that there are lead
water mains in the country. Water mains are
typically 6 to 16 inches in diameter whereas service
lines have a smaller diameter. The common water
main materials include ductile iron, PVC, asbestos
cement, HDPE, and concrete steel (Folkman, 2018).
LSLs are typically two inches or less in diameter
(LSLR Collaborative, 2021).
29 Note that, in the economic analysis, the EPA
does not make restrictive assumptions in pairing
specific CCT and LSL statuses. It is not improbable
to have systems with CCT in place where no LSLs
are present. The pre-2021 LCR requires all systems
serving more than 50,000 persons to install CCT.
Systems may also install CCT for other reasons
apart from the LCR. Also, a number of systems have
had 90th percentile tap sample values above the
action level that require CCT even where LSLs are
not present due to initial corrosivity of the water
and secondary sources of lead like old brass and
solder. It is possible for a system to have LSLs, but
no CCT, because the existing water chemistry in a
system may be non-corrosive and, therefore, lead
90th percentile lead tap sample values may be
lower than the action level. The EPA combined data
from two sources to estimate the percent of CCT
systems with LSLs (SDWIS/Fed and Needs Survey
data). See sections 3.3.3 and 3.3.4 of the final LCRI
Economic Analysis (USEPA, 2024a) for additional
details.
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only predicted for individuals in
households with LSL/GRRs prior to
implementation of the baseline (2021
LCRR) and final LCRI requirements
(consistent with the discussion above
about the limits of the data for
predicting the impact of CCT when
LSLs are not present). In the model,
LSL/GRR service line removals are
predicted by water system and year for
both the baseline (2021 LCRR) and final
LCRI and multiplied by the average
number of persons per household
(across demographic categories) to
determine the number of people shifting
from one LSL/GRR service line status to
another. To predict the changes in lead
exposure that result from an
improvement in CCT, the EPA assumes
the entire LSL/GRR service line
population of a water system will move
to the new CCT status at the same time.
The EPA also assumes that when a
small system implements point-of-use
devices under the LCRI’s small system
compliance flexibilities the entire water
system moves to a drinking water lead
concentration equivalent to the ‘‘No
LSL/Representative CCT’’ status in
Exhibit 11, which implies that everyone
in households in a distribution system
with LSLs/GRR service lines is properly
using the point-of-use devices. See
section IV.I of this preamble for
additional information on the
compliance alternatives available to
small CWSs and NTNCWSs. As part of
the multiple action level exceedance
requirements under the final LCRI, the
EPA assumes that 100 percent of a water
system’s population with lead, GRR,
and unknown service lines will request
and receive pitcher filters or point-ofuse devices and, hence, will move to a
water lead concentration equivalent to
the ‘‘No LSL/Representative CCT’’ status
in Exhibit 11. This assumption implies
that everyone who receives a pitcher
filter or point-of-use device is using it
properly. See section IV.K of this
preamble for additional information on
the regulatory requirements associated
with multiple action level exceedances.
See chapter 5, section 5.3 of the final
LCRI Economic Analysis (USEPA,
2024a) for more detailed information on
the number of people switching lead
concentration categories under the low
and high scenarios.
2. Blood Lead Modeling
The EPA has determined that health
impact functions exist in the literature,
so that the agency can quantify the
improvements from the decreases in
water lead concentrations that result
from implementation of the final LCRI.
The four health endpoints the EPA
quantifies are increased IQ values and
reduced cases of ADHD in children,
reductions in lower birth weights in
children of women of childbearing age,
and reduced cases of cardiovascular
disease premature mortality in adults.
As a prerequisite to estimating the
impact to these health endpoints, the
EPA must first use the drinking water
lead concentration data the agency
developed to determine the potential
impact to blood lead levels from the
regulatory requirements under the
baseline (2021 LCRR) and the final LCRI
for both children aged zero to seven
years, using the coupled Stochastic
Human Exposure and Dose Simulation
Multimedia (SHEDS-multimedia) model
and the Integrated Exposure and Uptake
Biokinetic model (SHEDS-Pb, formerly
known as SHEDS-IEUBK), and children
eight years old through adulthood with
the All Ages Lead Model (AALM)
version 3.
3. Estimating Blood Lead Levels in
Children (0–7 year olds)
Consistent with the 2021 LCRR
benefits analysis, the EPA estimated the
distribution of blood lead levels in
children, aged zero to seven, using the
EPA’s SHEDS-Multimedia model
coupled with its IEUBK model. For
further information on SHEDS-Pb model
development and evaluation, refer to
Zartarian et al. (2017). As a first step in
estimating the blood lead levels, the
EPA utilized the SHEDS-Multimedia
model, which can estimate distributions
of lead exposure using a two-stage
Monte Carlo sampling process, given
input lead concentrations in various
media and human behavior data from
the EPA’s Consolidated Human Activity
Database (CHAD) and the Centers for
Disease Control and Prevention’s (CDC)
National Health and Nutrition
Examination Survey (NHANES).
SHEDS-Multimedia, in this case, uses
individual time-activity diaries from the
CDC’s NHANES and the EPA’s CHAD
for children aged zero to seven to
simulate longitudinal activity diaries.
Information from these diaries is then
combined with relevant lead input
distributions (e.g., outdoor air lead
concentrations) to estimate exposure.
Drinking water tap concentrations for
each of the modeled LSL and CCT
scenarios were used as the drinking
water inputs to SHEDS-Multimedia. For
more detail on the other lead exposure
pathways that are held constant as
background in the model, see chapter 5,
section 5.4 of the final LCRI Economic
Analysis (USEPA, 2024a).
In the SHEDS-Pb coupled
methodology, the SHEDS model takes
the place of the exposure and variability
components of the IEUBK model by
generating a probability distribution of
lead intakes across media. These intakes
are multiplied by route-specific (e.g.,
inhalation and ingestion) absorption
fractions to obtain a distribution of lead
uptakes (see Exhibit 5–17 in chapter 5,
section 5.4 of the final LCRI Economic
Analysis; USEPA, 2024a). This step is
consistent with the uptake estimation
that would normally occur within the
IEUBK model. The media-specific
uptakes can be summed across exposure
routes to give total lead uptake per day.
Next, the EPA used age-based
relationships derived from the IEUBK
model, through the use of a polynomial
regression analysis, to relate these total
lead uptakes to blood lead levels.
Exhibit 12 presents modeled SHEDS-Pb
blood lead levels in children by year of
life and LSL presence, CCT status, and
pitcher filter or point-of-use device. The
blood lead levels in this exhibit
represent what children’s blood lead
levels would be if they lived under the
corresponding LSL or GRR service line,
point-of-use device, pitcher filter, and
CCT status combination for their entire
lives. Note that when ‘‘No LSL’’ is the
beginning or post-rule state, 0.83 mg/L
(the simulated geometric mean) is the
assumed concentration across all levels
of CCT status (none, partial, or
representative). As previously noted, the
extent to which changes in CCT status
make meaningful differences in lead
concentrations for those without lead or
GRR service lines cannot be determined
from the data available to the EPA in
this analysis.
EXHIBIT 12—MODELED SHEDS-Pb GEOMETRIC MEAN BLOOD LEAD LEVELS IN CHILDREN FOR EACH POSSIBLE DRINKING
WATER LEAD EXPOSURE SCENARIO FOR EACH YEAR OF LIFE
Lead service line status
LSL ...............................
Partial LSL/GRR ...........
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(μg/L)
Corrosion control
treatment status
None ............................
None ............................
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GM blood lead level (μg/dL) b for specified year of life
0–1 a
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1.98
2–3
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2.01
3–4
I
2.78
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2.01
4–5
5–6
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2.95
2.08
6–7
I
2.61
1.84
Avg. c
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86587
EXHIBIT 12—MODELED SHEDS-Pb GEOMETRIC MEAN BLOOD LEAD LEVELS IN CHILDREN FOR EACH POSSIBLE DRINKING
WATER LEAD EXPOSURE SCENARIO FOR EACH YEAR OF LIFE—Continued
Lead service line status
No LSL ..........................
LSL ...............................
Partial LSL/GRR ...........
No LSL ..........................
LSL ...............................
Partial LSL/GRR ...........
No LSL ..........................
POU or pitcher filter ......
Water
concentration
(μg/L)
Corrosion control
treatment status
None ............................
Partial ...........................
Partial ...........................
Partial ...........................
Representative .............
Representative .............
Representative .............
......................................
0.83
7.93
3.84
0.83
4.27
2.14
0.83
0.83
GM blood lead level (μg/dL) b for specified year of life
0–1 a
1.19
3.27
2.18
1.19
2.36
1.65
1.19
1.19
1–2
1.28
2.11
1.64
1.28
1.72
1.47
1.28
1.28
2–3
3–4
1.30
2.13
1.66
1.30
1.73
1.45
1.30
1.30
1.28
2.10
1.68
1.28
1.74
1.47
1.28
1.28
4–5
1.30
2.08
1.64
1.30
1.73
1.46
1.30
1.30
5–6
1.39
2.21
1.72
1.39
1.80
1.51
1.39
1.39
6–7
1.10
1.95
1.47
1.10
1.53
1.28
1.10
1.10
Avg. c
1.26
2.27
1.71
1.26
1.80
1.47
1.26
1.26
a Blood lead levels for the first year of life are based on regression from IEUBK for 0.5- to 1-year-olds only.
b These values represent the blood lead for a child living with the LSL/CCT status in the columns to the left. Each year blood lead corresponding to actual modeled
child is summed and divided by 7 in the model to estimate lifetime average blood lead.
c This column contains calculated average lifetime blood lead levels assuming a child lived in the corresponding LSL/GRR service line, CCT, POU, or pitcher filter
scenario for their entire life.
4. Estimating Older Child and Adult
Blood Lead Levels
In order to estimate the changes in
blood lead levels in individuals from
eight years old through adulthood
(referred to here as adults) associated
with the final LCRI, the EPA selected
the AALM version 3. The AALM tool is
primarily intended for ‘‘quantitatively
relating lead (Pb) exposures from
environmental media that occur over
the life time to Pb levels and
concentrations in blood, other body
tissues, and excreta’’ (USEPA, 2019d).
The tool consists of a lead exposure
model and a lead biokinetics model.
User inputs for selected environmental
media (soil, dust, water, air, and food)
are used in the exposure model to
predict lead intake per day for a
simulated individual, accounting for sex
and age differences. Lead absorption by
inhalation or ingestion is simulated in
the biokinetics model to calculate the
daily total rate of lead transfer to the
central compartment. The AALM tool
produces an estimate of lead
concentration in various tissues and
excreta, including estimates of blood
lead levels over a lifetime.
The water concentrations calculated
for each combination of LSL and CCT
status from the EPA’s regression
modeling (see Exhibit 11 in section
VI.E.1 of this preamble) was used to
estimate the distribution of blood lead
levels in males and females aged 8 to 79
years using the EPA’s AALM tool. Each
distinct LSL and CCT scenario was
modeled and represented by water lead
concentrations. Each scenario was run
for females and males as the AALM tool
requires that each sex be modeled
separately. Model inputs include: water
intake rates per age group, which are the
same across sexes and were obtained
from the EPA’s 2011 Exposure Factors
Handbook (Table 3–1); lead intake from
food for each age group, which varies by
sex and was calculated using values
from appendix C of the AALM
Technical Support Document (USEPA,
2019d); lead concentrations in soil and
dust, which are consistent for all age
groups and calculated as a weighted
average based on data from the U.S.
Department of Housing and Urban
Development’s (HUD) American
Healthy Homes Survey (AHHS) I and II
Lead Findings report (USHUD, 2021);
soil and dust intake rates by age group
up to age 21 were estimated by
Ozkaynak et al. (2022), which used the
EPA’s SHEDS Soil and Dust model; and
an air lead concentration of 0.01 mg/m3
was used for all age groups and sexes
based on national air monitoring results
reporting in Cavender (2013).
The AALM modeling output provides
the yearly estimated blood lead level
(mg/dL) by age from 8 to 79 years for
each status combination of sex, LSL,
CCT, and point-of-use device or pitcher
filter. For additional detailed
information on the AALM inputs and
modeling results, see chapter 5, section
5.4.2 of the final LCRI Economic
Analysis (USEPA, 2024a). A summary of
the AALM results by sex are presented
in Exhibit 13.
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EXHIBIT 13—ESTIMATES OF GEOMETRIC MEAN BLOOD LEAD LEVELS IN OLDER CHILDREN AND ADULTS (AGES 8–79) FOR
EACH POSSIBLE DRINKING WATER LEAD EXPOSURE SCENARIO
Geometric mean blood lead level (μg/dL) for specified age group 1 in years from the AALM
Lead service
line status
Corrosion control
treatment status
Sex
LSL ..........................
None .......................
Partial LSL/GRR .....
None .......................
No LSL ....................
None .......................
LSL ..........................
Partial .....................
Partial LSL/GRR .....
Partial .....................
No LSL ....................
Partial .....................
LSL ..........................
Representative .......
Partial LSL/GRR .....
Representative .......
No LSL ....................
Representative .......
Male ........................
Female ....................
Male ........................
Female ....................
Male ........................
Female ....................
Male ........................
Female ....................
Male ........................
Female ....................
Male ........................
Female ....................
Male ........................
Female ....................
Male ........................
Female ....................
Male ........................
Female ....................
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1.25
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0.85
0.80
0.74
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0.87
0.85
0.79
0.80
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16–19
1.28
1.44
1.00
1.10
0.77
0.83
1.04
1.15
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0.77
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0.98
0.82
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0.77
0.83
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20–29
1.70
1.99
1.30
1.47
0.98
1.06
1.36
1.55
1.14
1.26
0.98
1.06
1.16
1.29
1.05
1.15
0.98
1.06
30–39
1.82
2.14
1.35
1.53
0.97
1.03
1.42
1.62
1.16
1.28
0.97
1.03
1.19
1.32
1.05
1.14
0.97
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40–49
1.92
2.27
1.37
1.56
0.94
1.00
1.45
1.66
1.16
1.28
0.94
1.00
1.19
1.32
1.03
1.12
0.94
1.00
30OCR2
50–59
1.98
2.35
1.39
1.59
0.92
0.98
1.47
1.70
1.15
1.28
0.92
0.98
1.19
1.32
1.02
1.11
0.92
0.98
60–69
1.36
1.56
1.36
1.56
0.88
0.94
1.45
1.67
1.12
1.25
0.88
0.94
1.16
1.29
0.99
1.07
0.88
0.94
70–79
1.94
2.31
1.34
1.53
0.85
0.91
1.42
1.65
1.10
1.22
0.85
0.91
1.13
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EXHIBIT 13—ESTIMATES OF GEOMETRIC MEAN BLOOD LEAD LEVELS IN OLDER CHILDREN AND ADULTS (AGES 8–79) FOR
EACH POSSIBLE DRINKING WATER LEAD EXPOSURE SCENARIO—Continued
Geometric mean blood lead level (μg/dL) for specified age group 1 in years from the AALM
Lead service
line status
Corrosion control
treatment status
Sex
POU or pitcher filter
.................................
Male ........................
Female ....................
8–15
0.80
0.74
16–19
0.77
0.83
20–29
30–39
0.98
1.06
0.97
1.03
40–49
0.94
1.00
50–59
0.92
0.98
60–69
0.88
0.94
70–79
0.85
0.91
1 The estimated values reported in this exhibit represent the mean blood lead level for the ages specified in the range. The AALM tool reports age-specific, yearly
blood lead levels for each single year age that are used in the SafeWater LCR benefits model.
5. Quantifying and Monetizing Health
Endpoints
The EPA quantified and monetized
the change in four health endpoints in
the final LCRI Economic Analysis. The
endpoints are reductions: in IQ values
and cases of ADHD in children, lower
birth weights in children of women of
childbearing age, and cases of
cardiovascular disease premature
mortality in adults. The concentration
response functions for the four
quantified health endpoints that have
been extensively reviewed by the
agency 30 and in the case of reductions
in IQ losses, low birth weight and
cardiovascular disease premature
mortality, externally peer reviewed.
Also, the approach used for IQ has been
used in multiple prior rulemakings and
undergone SAB review. The subsections
below outline the methods the EPA
used in analysis of each of these
endpoints.
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6. Estimating IQ Benefits
The EPA uses the SHEDS-Pb
estimated set of potential geometric
mean blood lead levels for children zero
to seven years of age (presented in
Exhibit 12 in section VI.E.3 of this
preamble) as inputs in the modeling of
IQ benefits for the final LCRI. The
benefits analysis uses lifetime average
blood lead values to determine
estimates of avoided IQ loss that
correspond to reductions in water lead
concentrations resulting from changes
in LSL/GRR, point-of-use device,
pitcher filter, and CCT status at some
point in a representative child’s life
(between ages zero and seven), and
those made prior to the child’s birth for
those born seven years after the baseline
(2021 LCRR) or final LCRI resulted in a
30 The EPA undertook a rigorous process to
identify concentration response functions to
quantify benefits. This included reviewing all
available studies which could be used to develop
quantitative relationships between changes in lead
exposure and/or changes in blood lead levels and
changes in health endpoints. The EPA evaluated the
studies for quality and potential biases. The EPA
then drafted a separate report for each health
endpoint. In addition to the quality review findings,
each report provides quantitative estimates, based
on the identified functions, of potential changes in
the health endpoint and was reviewed by EPA
experts and/or externally peer reviewed.
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water lead concentration status change.
Therefore, the SafeWater LCR model, in
each year of the analysis, calculates IQ
benefits based on the cohort, or percent
of the modeled population, that turns
seven years of age in the year being
analyzed. The SafeWater LCR model, for
both the baseline (2021 LCRR) and final
LCRI, tracks PWS implementation over
the 35-year period of analysis. This data
allows the model to determine the
number of children that fall within each
of the 11 possible LSL/GRR service line,
CCT, point-of-use device, and pitcher
filter lead exposure scenarios for each of
the seven years prior to the year being
modeled. The model then calculates a
set of average lifetime blood lead levels
for the possible LSL/GRR service line,
CCT, point-of-use device, and pitcher
filter exposure scenarios. The average
lifetime blood lead levels are affected by
both the change in LSL/GRR service
line, CCT, point-of-use device, and
pitcher filter status, and the years zero
to seven in which the status change
occurs. The model then applies these
average lifetime blood lead level values
to the appropriate percentage of the
seven-year-old cohort (the percent of
seven year olds that are estimated to
experience the scenarios represented by
the average lifetime blood lead levels)
for that analysis year under both the
baseline (2021 LCRR) and final LCRI
requirements. The change in average
lifetime blood lead levels for the sevenyear-old cohort is then used to
determine the incremental benefit of
avoided IQ losses for both the baseline
(2021 LCRR) and final LCRI.
In order to relate the child’s estimated
average lifetime blood lead level to an
estimate of avoided IQ loss, the EPA
selected concentration-response
functions based on lifetime blood lead
levels from two studies. For the high
estimate function, the agency used a
study by Lanphear et al. (2019). For the
low estimate, the EPA selected the
independent analysis by Crump et al.
(2013), which is based on the same data
used in Lanphear et al. (2019). Since the
regulatory requirements are expected to
reduce chronic exposures to lead, the
EPA selected lifetime blood lead levels
as the most appropriate measure to
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evaluate benefits, with lifetime defined
for purposes of this particular analysis
as age zero to seven. No threshold has
been identified for the neurological
effects of lead (Budtz-J2014
19:10 Oct 29, 2024
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avoided cases of ADHD associated with
reductions in lead exposure; as
discussed below the approach for
quantifying such benefits will continue
to evolve as our understanding of the
potential relationship improves. As
described in appendix D, the USEPA
ISA (2024b) strengthened the
conclusions of the 2013 ISA and
concluded that there was a causal
relationship between lead exposure and
inattention, impulsivity, and
hyperactivity in children based on
recent studies of children with group
mean BLLs ≤5 mg/dL. The 2024 ISA
states that ‘‘prospective studies of
ADHD, including a study of clinical
ADHD that controlled for parental
education and SES [Socioeconomic
status], although not quality of parental
caregiving reported positive
associations’’ (USEPA, 2024b. p. IS–30).
The causes of ADHD are not fully
understood, but research suggests a
number of potential causes, including
genetics, exposure to environmental
toxins, prenatal cigarette smoking or
alcohol intake, and brain changes (Tripp
et al., 2009; Pliszka et al., 2007). The
EPA’s 2013 lead ISA stated that in
children, ‘‘attention was associated with
biomarkers of Pb exposure representing
several different lifestages and time
periods. Prospective studies did not
examine a detailed Pb biomarker
history, and results do not identify an
individual critical lifestage, time period,
or duration of Pb exposure associated
with attention decrements in children.
Associations in prospective studies for
attention decrements with tooth Pb
level, early childhood average and
lifetime average blood Pb levels point to
an effect of cumulative Pb exposure.’’
The 2024 ISA addresses the
uncertainties presented in the 2013 ISA
by stating that ‘‘The largest uncertainty
addressed by the recent evidence base is
the previous lack of prospective studies
examining ADHD (Appendix 3.5.2.4–
3.5.2.5). The bulk of the recent evidence
comprises prospective studies that
establish the temporality of the
association between Pb [lead] exposure
and parent or teacher ratings of ADHD
symptoms and clinical ADHD. Across
studies, associations were observed with
tooth Pb concentrations, childhood
BLLs (<6 mg/dL), and with maternal or
cord BLLs (2–5 mg/dL).’’ The available
studies relating blood lead to ADHD use
one-time BLLs, while it is possible that
cumulative exposure is also important.
However, one-time and cumulative
measures of BLLs in children are often
correlated. Therefore, the EPA has
chosen diagnosed cases of ADHD as an
endpoint in this benefits analysis,
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because literature exists linking ADHD
diagnosis to these monetizable
outcomes. The larger body of literature
on attention, impulsivity, and
hyperactivity symptoms in children
supports this association. The EPA
chose a higher and lower concentrationresponse function for the estimates of
avoided cases to partially address the
uncertainty in the most appropriate
function to use in estimating avoided
cases due to the rule. Additional future
research will help to further understand
the critical exposure window (thus
exposure metric), the mode of action of
lead in the development of ADHD and/
or related symptoms, and the interplay
with genetic factors and exposures to
other substances.
The approach used to quantify ADHD
here is based on review and analysis
that Abt Associates (Abt Associates,
2022a conducted under contract to the
EPA. The benefits analysis uses average
blood lead values to determine
estimates of avoided diagnosed ADHD
cases that correspond to reductions in
water lead concentrations resulting from
changes in LSL, point-of-use device,
pitcher filter, and CCT status. The EPA
used the concentration-response
functions from two studies to bracket
the estimated number of ADHD cases
avoided. The EPA’s high estimate is
based on a study by Froelich et al.
(2009), and the low estimate is based on
a study by Ji et al. (2018). The EPA
utilized the AALM estimated set of
potential geometric mean blood lead
levels for the 8- to 15-year-old age group
(presented in Exhibit 13 in section
VI.E.4 of this preamble) as inputs in the
modeling of ADHD benefits when using
the Froelich et al. (2009) concentration
response function to estimate the high
scenario. Because Ji et al. (2018)
measured early childhood blood lead
levels in their study, the EPA used the
set of potential geometric mean blood
lead levels estimated by the SHEDS-Pb
model (shown in Exhibit 12 in section
VI.E.3 of this preamble) as the input
values for the Ji et al. (2018)
concentration response function for the
low ADHD benefits scenario.
As described above in section VI.E of
this preamble, the SafeWater LCR
model, with the strengths and
limitations characterized in section VI.C
of this preamble and sections 4.2.2 and
5.7 of the final LCRI Economic Analysis
(USEPA, 2024a), is able to track the
population in water systems that are
affected by changes in LSL/GRR service
line, point-of-use device, pitcher filter,
and CCT status and the resultant
changes in water and blood lead
concentration for each population group
per year of the 35-year period of
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analysis. These changes in blood lead
levels for each population group are
then used to estimate the number of
avoided cases of ADHD using the
Froelich et al. (2009) function for the
high benefits scenario and the Ji et al.
(2018) function for the low benefits
scenario.
The EPA uses information on ADHD
costs estimated from Doshi et al. (2012)
in the monetization step. The Doshi et
al. (2012) costs include incremental
child and adolescent costs for patient
and family health care, family
productivity losses, educational
expenses, and justice system expenses.
The cost estimate also includes
incremental adult patient and family
health care and justice system costs. The
adult costs are adjusted downward to
account for the fact that not all ADHD
cases persist into adulthood. Because
there is uncertainty over what percent of
ADHD cases persist into adulthood, the
EPA uses a high and low estimate of the
ADHD cost of illness based on a high
and low estimate of ADHD persistence
into adulthood. The high estimate
assumes that 90 percent of childhood
cases of ADHD persist into adulthood,
based on Sibley et al. (2022). The low
estimate is based on Barbaresi et al.
(2013), which reports a 29.3 percent
persistence rate. The high and low
persistence rates are both used to adjust
the Doshi et al. (2012) healthcare and
justice system benefits realized at ages
18 and older for an avoided case of
ADHD diagnosed in childhood.
In order to apply these avoided cost
values in the benefits analysis, the EPA
produced two net present value
estimates for all avoided ADHD costs
incurred through age 64. The first value
used the Doshi et al. (2012) costs
adjusted by the 29.3 percent adult
persistence rate discounted back to age
seven for use with Ji et al. (2018) in the
estimation of the low benefit scenario (Ji
et al. (2018) used blood lead levels
measured in young children). The
second value used the Doshi et al.
(2012) costs adjusted by the 90 percent
adult persistence rate discounted back
to age 11 for use with the Froelich et al.
(2009) function in estimating the high
benefits scenario (Froelich et al. (2009)
used blood lead levels measured in
children 8 to 15 years of age so the EPA
selected age 11 as the average value).
The net present values of both the low
and high avoided costs were computed
using a two percent discount rate. The
costs were also adjusted to 2022 dollars.
The estimated per-case ADHD avoided
costs under the high benefits scenario
and discounted at a two percent rate to
age 11 is $184,194. The per-case ADHD
avoided costs under the low benefits
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scenario and discounted at a two
percent rate to age seven is $128,559.
The estimated number of ADHD cases
avoided under the low and high benefits
scenarios in each year of the 35-year
period of analysis was then multiplied
by the corresponding net present value
to compute the avoided cost per year.
This annual stream of benefits was
annualized at two percent over the 35year period of analysis, and further
discounted to year one of the period of
analysis. See Exhibit 14 in section
VI.E.10 of this preamble for the
estimated benefit from avoided ADHD
cases from lead and GRR service line
replacement, CCT installation and reoptimization, point-of-use device
program operation, and the provision of
pitcher filters in systems with multiple
ALEs as a result of the baseline (2021
LCRR), the final LCRI, and the
incremental difference between the two
sets of regulatory requirements under
both the low and high scenarios. For
detailed information on the
quantification and monetization of the
ADHD benefits associated with the final
LCRI see chapter 5, sections 5.5.3 and
5.5.4 of the final LCRI Economic
Analysis (USEPA, 2024a).
8. Estimated Low Birth Weight Benefits
Blood lead levels from the AALM tool
for women of childbearing age (17 to 45
years of age) were used to estimate
reduced lower birth weight in infants.
The concentration response function
characterizing the relationship between
changes in female blood lead level and
reductions in lower birth weight in
infants comes from a study by Zhu et al.
(2010). The agency used the Zhu et al.
(2010) function for both the low- and
high-benefits scenarios because the EPA
did not identify a second concentration
response function based on a similarly
high-quality dataset and analysis;
however, several other smaller studies
were identified that support the
relationship between lead exposures
and reduced birth weight (see the final
LCRI Economic Analysis (USEPA,
2024a), appendix D, section D.3.6 and
Abt Associates (2022b) for additional
material on the relationship between
maternal blood lead and changes in
birth weight). The choice of Zhu et al.
(2010) was peer reviewed (Versar, 2015).
The valuation of changes in birth
weight is based on a review and analysis
that Abt Associates (2022b) conducted,
which was finalized after undergoing
peer review coordinated by the EPA.
Their analysis of U.S. Department of
Health and Human Services, Medical
Expenditure Panel Survey data found
that birth weight in the very low birth
weight/low birth weight and normal
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ranges influences inpatient hospital
stays. In the EPA’s LCRI analysis,
annual average inpatient expenditures
(avoided costs) by initial birth weight
(2–10 pounds) are the product of: (1) the
predicted probability of having at least
one medical event in the period, and (2)
the mean conditional expenditures (i.e.,
conditional on observing at least one
medical event in the period). The mean
conditional expenditures have been
estimated based on projected initial
birth weight and projected increases in
weight of 0.04, 0.11, and 0.22 pounds.
Generally, as initial birth weight
increases, the size of avoided
expenditures deceases. Similarly, as
expected increase in weight goes up, the
avoided costs increase. For example, at
a starting birth weight of 3.3 pounds, an
increase in birth weight of 0.22 pounds
results in a decrease in inpatient
hospital expenditures of $1,652 (2010$),
but the cost saving is less than $100 at
a starting birth weight of 5.5 pounds. In
applying the average inpatient avoided
cost values to the LCRI case, the EPA
adjusted the study’s 2010 cost estimates
to 2022 dollars. The agency also
assumed that baseline birth weights for
the affected infants are equal to the
distribution of birth weights in the
United States. See Exhibit 14
(discounted at two percent), in section
VI.E.10 of this preamble, for the
estimated benefit from avoided low
birth weight impacts from lead and GRR
service line replacement, CCT
installation and re-optimization, pointof-use device program operation, and
the provision of pitcher filters in
systems with multiple action level
exceedances as a result of the LCRR, the
final LCRI, and the incremental
difference between the two sets of
regulatory requirements under both the
low and high scenarios. For detailed
information on the quantification and
monetization of the low birth weight
benefits associated with the final LCRI
see chapter 5, sections 5.5.5 and 5.5.6 of
the final LCRI Economic Analysis
(USEPA, 2024a).
9. Estimated Cardiovascular Disease
Premature Mortality Benefits
The EPA’s estimation of benefits from
avoided cardiovascular disease (CVD)
associated premature mortality follows
the methodology outlined in Brown et
al. (2020) and Abt Associates (2023).
The latter document is a revised report
incorporating feedback from an
independent peer review of an earlier
draft of the report (MDB Incorporated,
2019) that articulated the strengths and
limitations of our understanding of the
relationship between lead exposure and
cardiovascular disease premature
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mortality, and thus the strengths and
limitations of the method presented.
These strengths and limitations are
discussed in more detail in the final
LCRI Economic Analysis, chapter 5
(USEPA, 2024a). In order to bracket the
reduction in CVD premature mortality
risk avoided, and the calculated
monetized benefits, associated with
reductions in blood lead levels resulting
from lead and GRR service line
replacement, CCT installation and reoptimization, point-of-use device
program operation, and pitcher filter
distribution accruing under the final
LCRI, the EPA selected two
concentration response functions. The
high scenario function is based on the
blood lead level <5 mg/dL analysis in
Lanphear et al. (2018), and the low
scenario function is based on Aoki et al.
(2016). While additional concentration
response functions for this relationship
are available as detailed in Brown et al.
(2020) and Abt Associates (2023), these
two functions represent, respectively,
the highest and lowest changes in
cardiovascular disease premature
mortality associated with a given change
in adult blood lead level available in
peer-reviewed studies estimating
continuous functions using high quality,
nationally representative datasets. The
EPA will evaluate new and novel data
as they become available, and will
consider updating this methodology for
estimating cardiovascular premature
mortality effects of changes in adult lead
exposure as appropriate.
In order to value the reduced CVD
premature mortality risk, the EPA uses
the same approach it uses in estimating
the benefits associated in reductions of
particulate matter and ozone in air
pollution regulations. Specifically, the
EPA draws on the published academic
surveys about how much people are
willing to pay for small reductions in
their risks of dying from adverse health
conditions that may be caused by
environmental pollution. In the
scientific literature, these estimates of
willingness to pay for small reductions
in mortality risks are often referred to as
the ‘‘value of a statistical life.’’ This is
because these values are typically
reported in units that match the
aggregate dollar amount that a large
group of people would be willing to pay
for a reduction in their individual risks
of dying in a year, such that we would
expect one fewer death among the group
during that year on average. The EPA’s
value of a statistical life was adjusted to
2022 dollars, and the resulting value of
$12.98 million was applied to each
avoided case, or reduction in population
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risk resulting in one fewer CVD death.32
Avoided cases of CVD premature
mortality are estimated for each annual
time step, over the 35-year period of
analysis in the SafeWater LCR model,
for all adults ages 40 to 79, using the
yearly blood lead levels modeled by the
AALM, and shown in Exhibit 13, for
both the low and high scenarios (as
defined by the concentration response
functions and the estimated range of
PWSs that will exceed the action level
under the baseline (2021 LCRR) and
final LCRI).
Under both scenarios, the SafeWater
LCR model is able to track the
population in water systems that are
affected by changes in LSL/GRR service
line, point-of-use device, pitcher filter,
and CCT status and the resultant
changes in water and blood lead
concentration for each population group
per year of the 35-year period of
analysis. These changes in blood lead
levels for each population group are
then used to estimate the number of
avoided cases of CVD premature
mortality using the <5 mg/dL Lanphear
et al. (2018) function in the high
scenario and the Aoki et al. (2016)
function for the low scenario, assuming
baseline cases of CVD premature
mortality due to lead follow the same
distribution of all cardiovascular
mortality cases in the U.S. population.
See Exhibit 14 (discounted at two
percent), in section VI.E.10 of this
preamble, for the estimated benefit from
avoided CVD premature mortality risk
from lead and GRR service line
replacement, CCT installation and reoptimization, point-of-use device
program operation, and the provision of
pitcher filters in systems with multiple
ALEs as a result of the baseline (2021
LCRR), the final LCRI, and the
incremental difference between the two
sets of regulatory requirements under
both the low and high scenarios. For
detailed information on the
quantification and monetization of the
CVD premature mortality benefits
associated with the final LCRI see
chapter 5, sections 5.5.7 and 5.5.8 of the
final LCRI Economic Analysis (USEPA,
2024a).
32 The EPA uses a value of a statistical life (VSL)
of $12.98 million, which is estimated using the
EPA’s (2014) recommended VSL of $4.8 million in
1990 dollars and EPA’s (2014) recommended
method for adjusting the VSL for income growth
and inflation. The $4.8 value in 1990 dollars is
updated to the $12.98 million in 2022 dollars by
adjusting for inflation using the U.S. Bureau of
Labor Statistics’ (2019) Consumer Price Index and
adjusting it for income growth using real gross
domestic product (GDP) per capita and an income
elasticity of 0.4.
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10. Total Monetized Benefits
Exhibit 13 shows the estimated,
monetized national annualized total
benefits, under the low and high
scenarios,33 associated with the baseline
(2021 LCRR), the final LCRI, and the
increment of change between the two,
discounted at two percent. The benefits
from the final LCRI result from the
activities performed by water systems
which are expected to reduce risk to the
public from exposure to lead in drinking
water at the tap. The EPA quantifies and
monetizes some of this health risk
reduction from lead exposure by
estimating the decrease in lead
exposures accruing to both children and
adults from the installation and reoptimization of CCT, service line
replacement, the implementation of
point-of-use filter devices, and the
provision of pitcher filters in systems
with multiple ALEs.34 The total and
incremental benefits reported are
subdivided into estimated health
endpoint benefits stemming from
avoided reductions in IQ and cases of
ADHD in children, lower birth weights
in children of women of childbearing
age, and cases of CVD premature
mortality in adults. The estimated
monetized benefits associated with
avoided premature mortality are much
larger than those associated with
neurodevelopmental impacts in
children. Still the public health impact
of this regulation is important for
children given the life-long impact of
the early life health effects, the potential
of health impacts from cumulative lead
exposures, and the fact that there are
several other avoided health impacts
that were not quantified. See appendix
D of the final LCRI Economic Analysis
(USEPA, 2024a) for additional
information on the non-quantified
health impacts of lead exposure.
The total annualized monetized
benefits range from $13.5 to $25.1
billion at a two percent discount rate in
2022 dollars. The Exhibit 14 also details
the proportion of the annualized
33 The low and high benefits scenarios are defined
by: differences in the estimated number of systems
experiencing lead ALEs based on calculated lead
tap sampling 90th percentile values; the
concentration-response functions that characterize
how reductions in blood lead levels (caused be
changes in lead exposure) translate into estimates
of avoided IQ reductions, cases of ADHD, and CVD
premature mortality; two alternative high and low
valuations for an IQ point; and high and low
estimates of the ADHD cost of illness.
34 Note that because of the lack of granularity in
the assembled lead concentration profile data, with
regard to CCT status when samples were collected
(see section VI.E.1 of this preamble), the benefits of
small improvements in CCT, like those resulting
from the Distribution System and Site Assessment
rule requirements, cannot be quantified in the
model.
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benefits attributable to each health
endpoint category of monetizable
benefit. For additional information on
estimated health endpoint benefits
subdivided by final LCRI regulatory
activity see chapter 5 of the final LCRI
Economic Analysis (USEPA, 2024a). See
section VI.F.2 of this preamble for
information on non-quantifiable
benefits. In addition to the uncertainties
in the dose response functions and the
quantification of the economic impacts
noted above and in chapter 5 of the final
LCRI Economic Analysis (USEPA,
2024a), the estimated benefits are
contingent on the assumptions in the
baseline—principally, whether or not
the provisions of the prior 2021 LCRR
to remove LSLs have been successfully
met. Therefore, the EPA provides in
appendix C of the final LCRI Economic
Analysis for the final rule (USEPA,
2024a) estimated national costs and
benefits of the LCRI utilizing the
regulatory requirements of the pre-2021
LCR as a baseline.
EXHIBIT 14—ESTIMATED NATIONAL MONETIZED ANNUAL BENEFITS—2 PERCENT DISCOUNT RATE
[millions of 2022 USD]
Low estimate
Baseline
LCRI
High estimate
Incremental
Baseline
LCRI
Incremental
Annual IQ Benefits ...................................
Annual Low-Birth Weight Benefits ...........
Annual ADHD Benefits ............................
Annual Adult CVD Premature Mortality
Benefits .................................................
$1,208.5
1.0
33.6
$6,831.3
5.4
196.3
$5,622.8
4.4
162.7
$3,279.0
1.8
179.9
$10,963.0
5.7
599.5
$7,684.0
3.9
419.6
1,750.7
9,454.3
7,703.6
8,174.9
25,210.0
17,035.1
Total Annual Benefits .......................
2,993.8
16,487.3
13,493.5
11,635.6
36,778.2
25,142.6
Acronyms: LCRI = Lead and Copper Rule Improvements; IQ = intelligence quotient; ADHD = attention-deficit/hyperactivity disorder; CVD = cardiovascular disease.
The EPA is committed to
understanding and addressing climate
change impacts in carrying out the
agency’s mission of protecting human
health and the environment. While the
EPA is not required by SDWA
1412(b)(3)(C)(i)(III) to consider climate
disbenefits under the HRRCA, the
agency has estimated the potential
climate disbenefits caused by increased
greenhouse gas (GHG) emissions
associated with the operation of CCT at
drinking water treatment facilities and
the use of construction and transport
vehicles in the replacement of lead and
GRR service lines. As explained in
section VI.A of this preamble, this
disbenefits analysis is presented solely
for the purpose of complying with
Executive Order 12866. The EPA
analysis found that the climate
disbenefits of the final LCRI from CO2,
CH4, and N2O emissions associated with
increased electricity use in the
operation of CCT at drinking water
treatment facilities and the direct
combustion of fossil fuels from the use
of construction and transport vehicles in
the replacement of lead and GRR service
lines resulted in monetized annualized
values that range from $2.1 million
under the low scenario to $2.0 million
under the high scenario discounted at
two percent, in 2022 dollars. These
disbenefit values constitute less than
0.02- 0.01 percent of the monetized
benefits of the rule, at a two percent
discount rate, under the low and high
scenarios, respectively. Note that the
EPA did not quantify the potential
emissions changes associated with the
production and delivery of CCT
chemicals, the construction required for
the installation of CCT technology, and
the production and transport of copper
and plastic replacement piping and
plumbing components. The EPA
recognizes that many activities directly
and indirectly associated with drinking
water treatment produce GHG
emissions; however, the agency
determined that it could not accurately
quantify all the potential factors that
could increase and decrease greenhouse
gas emissions that are not solely
attributable to the onsite CCT operations
and service line replacement field
operations directly required by the rule.
The EPA also notes that this analysis
uses the 2021 LCRR as a baseline in
order to calculate the incremental GHG
emissions.
F. Cost-Benefit Comparison
This section summarizes and
describes the numeric relationship
between the monetized incremental
costs and benefits of the final LCRI
regulatory requirements. The section
also discusses both the non-monetized
costs and benefits of the rulemaking.
Exhibit 15 compares the annualized
monetized incremental costs and
benefits of the final LCRI for the low
and high scenarios. The net annualized
incremental monetized benefits, under
the low and high scenarios, range from
$12.0 to $23.2 billion at a two percent
discount rate in 2022 dollars.
EXHIBIT 15—COMPARISON OF ESTIMATED MONETIZED NATIONAL ANNUALIZED INCREMENTAL COSTS TO BENEFITS OF THE
LCRI—2 PERCENT DISCOUNT RATE
[millions 2022 USD]
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PWS annual costs
Low scenario
High scenario
Annualized Incremental Costs .................................................................................................................................
Annualized Incremental Benefits .............................................................................................................................
$1,468.8
13,493.5
$1,953.8
25,142.6
Annual Net Benefits ..........................................................................................................................................
12,024.7
23,188.8
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1. Non-Monetized and Non-Quantified
Costs
The final LCRI is expected to result in
additional phosphate being added to
drinking water to reduce the amount of
lead leaching into the water in the
distribution system. Although the
downstream ecological impacts are not
‘‘likely to occur solely as a result of
compliance’’ with the final LCRI, and
therefore are not costs considered as
part of the HRRCA under SDWA,
section 1412(b)(3)(C)(i)(III), the EPA for
informational purposes has quantified
incremental phosphorus loadings and
outlined potential downstream
ecological impacts. The EPA’s cost
model estimated that, nationwide, the
final LCRI may result in post-WWTP
total incremental phosphorus loads to
receiving waterbodies increasing over
the period of analysis, under the low
and high scenarios, by a range of
225,000 to 272,000 pounds fifteen years
after promulgation, and by a range of
216,000 to 260,000 pounds at year 35.
At the national level, under the high
scenario, this additional phosphorous
loading to waterbodies is relatively
small, less than 0.03 percent of the total
phosphorous load deposited annually
from all other anthropogenic sources.
However, national average receiving
waterbody phosphorus load impacts
may obscure significant localized
ecological impacts. Impacts, such as
eutrophication, may occur in water
bodies without restrictions on
phosphate deposits, or in locations with
existing elevated phosphate levels. See
chapter 4, section 4.5.2 of the final LCRI
Economic Analysis (USEPA, 2024a) for
additional information.
The EPA also notes that there exist
unquantified costs associated with
service line replacement. Costs
associated with the disruption of normal
traffic patterns in communities
implementing service line replacement
programs are not accounted for in the
monetized cost estimates of the rule.
This impact to traffic could be
significant in localized areas where
lead, GRR, and unknown service lines
are co-located with high traffic roads.
During service line replacement,
worksite activities and characteristics
have the potential to increase car and
pedestrian accidents. Also given the
necessity to shut off water service to
buildings and residences during service
line replacement, the probability of fire
damage and negative health/sanitation
impacts may increase. Given that
service line replacement takes a
relatively small amount of time (four
hours on average), the low probability of
accidents and fire, the advance notice
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provided to building occupants, and
alternative local sources of water
available in emergencies (e.g., fire
hydrants) it is unlikely that these
unquantified costs are nationally
significant.
2. Non-Quantified and Non-Monetized
Benefits
In addition to the benefits monetized
in the final LCRI analysis for reductions
in lead exposure, there are several other
benefits that are not quantified. The risk
of adverse health effects due to lead
exposure that are expected to decrease
as a result of the final LCRI are
summarized in appendix D of the final
LCRI Economic Analysis (USEPA,
2024a) and are expected to affect both
children and adults. The EPA focused
its non-quantified impacts assessment
on the endpoints identified using two
comprehensive U.S. Government
documents summarizing the literature
on lead exposure health impacts. These
documents are the EPA’s Integrated
Science Assessment for Lead (ISA)
(USEPA, 2024b); and the U.S.
Department of Human and Health
Services’ National Toxicology Program
(NTP) Monograph on Health Effects of
Low-Level Lead (NTP, 2012). Both
sources present comprehensive reviews
of the literature as of the time of
publication on the risk of adverse health
effects associated with lead exposure.
The EPA summarized those endpoints
to which either the EPA ISA or the NTP
Lead Monograph assigned one of the top
two tiers of confidence in the
relationship between lead exposure and
the risk of adverse health effects. These
endpoints include cardiovascular
morbidity effects, renal effects,
reproductive and developmental effects
(apart from ADHD and low birth weight
initial hospitalization), immunological
effects, neurological effects (apart from
children’s IQ), and cancer.
There are a number of final LCRI
requirements that reduce lead exposure
to both children and adults that the EPA
could not quantify. The final rule will
require additional lead public education
requirements that target consumers
directly, schools and child care
facilities, health agencies, and people
living in homes with lead and GRR
service lines. Increased education will
lead to additional averting behavior on
the part of the exposed public, resulting
in reductions in the negative impacts of
lead. The rule will also require the
development of service line inventories
that include additional information on
lead connectors and make the location
of the lead content service lines publicly
accessible. This will give potentially
exposed consumers more information
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and will provide potential home buyers
with this information as well.
Homeowners may request LSL/GRR
service line removal earlier than a water
system might otherwise plan on
replacing the line. The benefits of
moving these lead and GRR service line
removals forward in time are not
quantified in the analysis of the final
LCRI. Because of the lack of granularity
in the lead tap water concentration data
available to the EPA for the regulatory
analysis, the benefits of small
improvements in CCT to individuals
residing in homes with lead content
service lines, like those modeled under
the Distribution System and Site
Assessment requirements, are not
quantified.
The EPA also did not quantify the
CCT benefits of reduced lead exposure
from lead-containing plumbing
components (not including from lead
and/or GRR service lines) to individuals
who reside in both: (1) homes that have
lead and/or GRR service lines but also
have other lead-containing plumbing
components, and (2) those that do not
have lead and/or GRR service lines but
do have lead-containing plumbing
components.35 The EPA has determined
that the final LCRI requirements may
result in reduced lead exposure to the
occupants of both these types of
buildings as a result of improved
monitoring and additional actions to
optimize CCT. In the analysis of the
LCRI, the number of both homes served
by lead and/or GRR service lines and
homes not served by lead and/or GRR
service lines potentially affected by
water systems increasing their corrosion
control during the 35-year period of
analysis is 5.2 million in the low
scenario and 9.1 million in the high
scenario. Some of these households may
have leaded plumbing materials apart
from lead or GRR service lines,
including lead connectors, leaded brass
fixtures, and lead solder. These
households could potentially see
reductions in tap water lead
concentrations.
Some researchers have pointed to the
potential for CCT cobenefits associated
with reduced corrosion, or material
damage, to plumbing pipes, fittings, and
fixture, and appliances that use water
35 Although the EPA estimated an average lead
concentration for the first 10 liters of drinking water
to inform the water lead concentration estimates
used to quantify benefits the EPA could not
calculate the CCT benefits associated with lead
containing plumbing components (apart from lead
and/or GRR service lines), because the EPA used a
pooled estimate for all CCT conditions in
residences with no lead and/or GRR service lines
in place (See the Final LCRI Economic Analysis
(USEPA(2024a) chapter 5, section 5.2.3 for
additional information).
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owned by both water systems and
homeowners (Levin, 2023). The
corrosion inhibitors used by systems
that are required to install or reoptimize OCCT as a result of the final
LCRI are expected to result in additional
benefits associated with the increased
useful life of the plumbing components
and appliances (e.g., water heaters),
reduced maintenance costs, reduced
treated water loss from the distribution
system due to leaks, and reduced
potential liability and damages from
broken pipes in buildings that receive
treated water from the system. The
replacement of GRR service lines may
also lead to reduced treated water loss
from the distribution system due to
leaks (AwwaRF and DVGWTechnologiezentrum Wasser, 1996). The
EPA did not have sufficient information
to estimate these impacts nationally for
the final rule analysis.
Additionally, the risk of adverse
health effects associated with copper
that are expected to be reduced by the
final LCRI are summarized in appendix
E of the final LCRI Economic Analysis
(USEPA, 2024a). These risks include
acute gastrointestinal symptoms, which
are the most common adverse effect
observed among adults and children. In
sensitive groups, there may be
reductions in chronic hepatic effects,
particularly for those with rare
conditions such as Wilson’s disease and
children pre-disposed to genetic
cirrhosis syndromes. These diseases
disrupt copper homeostasis, leading to
excessive accumulation that can be
worsened by excessive copper ingestion
(National Research Council, 2000).
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3. Reaffirm Cost-Benefit Determination
When proposing an NPDWR, SDWA
section 1412(b)(4)(C) requires that the
Administrator shall publish a
determination as to whether the benefits
of the proposed rule justify, or do not
justify, the costs based on the analysis
conducted under SDWA section
1412(b)(3)(C). Note the SDWA section
1412(b)(3)(C) analysis the HRRCA, the
components of which are described in
introduction to section VI. For the
proposed LCRI, the Administrator
determined that the quantified and nonquantifiable benefits of the proposed
LCRI NPDWR justified the quantifiable
and non-quantifiable costs.
The EPA fully weighed the costs and
benefits of the final rule HRRCA
analysis, as discussed in the final LCRI
Economic Analysis of the action, the
agency considered the monetized values
(discounted at two percent in addition
to those discounted at three and seven
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percent,36) the potential impacts of the
non-quantifiable uncertainties, the nonquantifiable costs and benefits, and
public comments received by the agency
related to the quantitative and
qualitative assessment of the costs and
benefits. For the final rule, the EPA is
reaffirming the Administrator’s
determination made at proposal that the
quantified and non-quantifiable benefits
of the rule justify its quantified and nonquantifiable costs.
As indicated in section VI.F of this
preamble, the monetized costs and
benefits result in net annualized
incremental benefits that range from
$12.0 to $23.2 billion under the low and
high scenarios at a two percent discount
rate in 2022 dollars. The EPA estimated
the monetized net benefits of the final
LCRI under low and high bracketing
scenarios in order to capture the
variability in system characteristics and
the significant uncertainty associated
with a set of lead specific data inputs
which drive both the estimated costs
and benefits in the SafeWater LCR
model. With regard to costs, the
uncertain variables which define the
measurable difference between the low
and high scenarios, are the number of
PWSs that will exceed the lead action
level under the revised tap sampling
requirements, the cost of lead and GRR
service line replacement, and the cost of
CCT. The difference between low and
high benefits scenarios are driven by the
number of PWSs that will exceed the
action level under the revised tap
sampling requirements; the
concentration response functions that
estimate the impact lead concentrations
have on avoided reductions in IQ, cases
of ADHD in children, and cases of
cardiovascular disease premature
mortality in adults; and high and low
estimates of the ADHD cost of illness.
There are also a number of potentially
significant non-quantifiable and nonmonetized costs and benefits that
weight into the reaffirmation of the
determination of benefits justifying
costs. On the cost side of the equation
the EPA considered the potential
temporary costs associated with service
line replacement including traffic
congestion, increased probability of
vehicular and pedestrian accidents, fire
36 The EPA used the two percent discount rate as
prescribed by the Office of Management and
Budget’s updated Circular A–4 (OMB Circular A–
4, 2023). Because the EPA provided cost estimates
discounted at three and seven percent for the
proposed LCRI based on OMB guidance which was
in effect at the time of the proposed rule analysis
(OMB Circular A–4, 2003), the agency has also
calculated the cost impacts at both the three and
seven percent discount rates. See the final LCRI
Economic Analysis (USEPA, 2024a), appendix F for
results.
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damage, and negative sanitation
impacts. With regard to benefits, the
final LCRI will reduce the nonquantifiable harmful impacts of lead
exposure which include cardiovascular
morbidity effects, renal effects,
reproductive and developmental effects
(apart from ADHD and low birth weight
initial hospitalization), immunological
effects, neurological effects (apart from
children’s IQ), and cancer. The EPA
analysis did not quantify the impacts
from changes in consumer averting
behavior, such as flushing lines before
drinking water is drawn, filter use, or
customer-initiated service line
replacement due to the final LCRI’s
additional lead public education
requirements that target all potential
affected consumers directly, schools and
child care facilities, health agencies, and
people living in homes with lead and
GRR service lines; and the development
of service line inventories that include
lead connector information with the
requirement for public access to the
information. The analysis was also
unable to quantify the potentially
significant benefits of reducing lead
concentrations in drinking water from:
all households with leaded plumbing
inside the home in water systems where
the final LCRI requires installation or reoptimization of OCCT; and all
households in systems implementing
small improvements in OCCT because
of the Distribution System and Site
Assessment final rule requirements.
Corrosion inhibitors used by systems
that are required to install or reoptimize OCCT as a result of the final
LCRI would experience an additional
benefit in terms of the increased useful
life of the plumbing components and
appliances (e.g., water heaters), reduced
maintenance costs, reduced treated
water loss from the distribution system
due to leaks, and reduced potential
liability and damages from broken pipes
in buildings that receive treated water
from the system. The final LCRI is also
expected to reduce the potential for
negative copper exposure heath
impacts. Taken as a group the quantified
and non-quantifiable benefits outweigh
the quantified and non-quantifiable
costs leading to the determination that
the final LCRI’s benefits justify the
costs.
Note that although not included in the
SDWA HRRCA analysis the EPA, as part
of its Executive Order 12866 assessment
of the final LCRI, has also considered:
(1) the monetized cost and nonquantifiable negative environmental
impacts the incremental phosphorus
loadings to WWTPs and receiving
waterbodies cause by the increased use
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of orthophosphate as a corrosion
inhibitor; and (2) the climate disbenefits
resulting from the greenhouse gas
emissions associated with increased
energy consumption as a result of the
regulatory requirements of the final
LCRI.37 In the case of additional
phosphorus loadings, the EPA estimates
that incremental national annualized
WWTP costs associated with the final
LCRI will range from $120,000 to
$300,000 at a two percent discount rate
in 2022 dollars.38 In addition to the
monetized impacts increased
phosphorus reaching receiving
waterbodies raises the potential for nonquantified costs associated with
eutrophication, HABs, and other
significant localized ecological impacts.
With regard to the disbenefits resulting
from greenhouse gas emissions, the EPA
analysis found that the climate
disbenefits of the final LCRI from CO2,
CH4, and N2O emissions associated
with increased electricity use in the
operation of CCT at drinking water
treatment facilities and the direct
combustion of fossil fuels from the use
of construction and transport vehicles in
the replacement of LSLs and GRR
service lines resulted in monetized
annualized values that range from $2.1
million under the low scenario to $2.0
million under the high scenario
discounted at two percent, in 2022
dollars. These disbenefit values
constitute less than 0.02–0.01 percent of
the monetized benefits of the rule, at a
two percent discount rate, under the
low and high scenarios, respectively.
For additional information on the
impacts of the additional phosphorus
loadings at WWTPs and receiving
waterbodies, and the climate disbenefits
of incremental greenhouse gas
emissions see the final LCRI Economic
Analysis (USEPA, 2024a), chapter 4,
section 4.5, and chapter 5, section 5.9,
respectively.
G. Alternative Regulatory Options
Considered
The Office of Management and Budget
recommends that ‘‘it is generally
informative to explore modifications of
some or all of a regulation’s key
individual attributes or provisions’’
(OMB, 2023). Pursuant to this guidance,
the EPA considered alternative
regulatory options when developing the
86595
final LCRI related to: the required lead
action level; the service line
replacement rate; the definition of lead
content to be replaced as part of the
service line replacement program; the
potential for deferred deadlines under
the service line replacement program;
changes to the lead tap sampling
schedule; the filter requirements under
a multiple lead ALE program; and the
size threshold of the small system
compliance flexibility. Due to the large
number of alternative options
considered, this analysis uses the high
scenario assumptions to illustrate how
their monetized benefits and costs
compare to those of the final LCRI. Also
note that EPA has feasibility concerns
with the implementation of some of the
alternative options analyzed which
raises the level of uncertainty associated
with the estimated cost and benefit
values for those alternatives. The agency
has noted in the following subsections
the alternative options impacted by
feasibility concerns. Exhibit 16 provides
a detailed summary of the final LCRI
requirements and the alternative options
considered.
EXHIBIT 16—SUMMARY OF ALTERNATIVE OPTIONS CONSIDERED FOR THE FINAL LCRI
Area
Alternative option considered
Lead Action Level ................
1. Lead Action Level of ≤0.015 mg/L ..............................
2. Lead Action Level of ≤0.005 mg/L
Service lines are replaced at an annual rate of 7% .......
Service Line Replacement
Rate.
Definition of Lead Content to
be Replaced.
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SLR Deferred Deadline ........
Systems must replace lead service lines and galvanized lines previously downstream of lead lines or
unknown lead content lines, and lead connectors and
galvanized lines previously downstream of lead connectors.
1. Systems may be given a deferred deadline for finishing all LSL and GRR replacements resulting in a
maximum rate which is the lower of 10,000 lines per
year or 39 replacements per 1,000 connections per
year (proposed rule—with change to connections per
year from households per year).
2. Systems may be given a deferred deadline for finishing all LSL and GRR replacements resulting in a
maximum rate which is the lower of 8,000 lines per
year or 39 replacements per 1,000 connections per
year.
37 Because these costs are not incurred by the
public water system, these costs are not ‘‘likely to
occur solely as a result of compliance’’ with the
final LCRI, and, therefore, are not costs considered
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Lead AL of ≤0.010 mg/L (proposed rule).
Service lines are replaced at an annual rate of 10%
(proposed rule).
Systems must replace lead service lines and galvanized lines previously downstream of lead lines or
unknown lead content lines. Lead connectors are replaced when encountered (proposed rule).
Systems may be given a deferred deadline for finishing
all lead and GRR service line replacements resulting
in a maximum rate of 39 replacements per 1,000
connections.
as part of the HRRCA under SDWA, section
1412(b)(3)(C)(i)(III).
38 The EPA included the monetized estimated
cost of WWTP phosphorus removal in it estimated
total cost values in the final LCRI economic analysis
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in order to conservatively demonstrate the potential
impact to PWSs given the fact that many systems
operate both the drinking water and wastewater
systems, however these costs are not part of the
HRRCA under SDWA.
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EXHIBIT 16—SUMMARY OF ALTERNATIVE OPTIONS CONSIDERED FOR THE FINAL LCRI—Continued
Area
Alternative option considered
Final LCRI
Lead Tap Sampling ..............
All systems return to standard 6-month monitoring with
an ALE. Systems with lead, GRR, and/or unknown
service lines at the compliance date conduct standard 6-month monitoring at the compliance date and
non-lead service line systems remain on LCR monitoring schedule until new LCRI protocol sampling
may change P90. When (and if) a non-lead system
finds a lead or GRR service line they return to 6month monitoring. (proposed rule). Systems that
sampled using the new protocol and are below the
LCRI action level prior to the compliance date may
qualify to retain their current schedule.
Systems with at least 2 lead ALEs in a rolling 5-year
period must prepare and submit a filter plan to State.
Systems with at least 3 lead ALEs in a rolling 5-year
period must:
1. Make filters available to all customers with lead,
GRR, and unknown lead content service lines.
2. Deliver filters directly to all customers.
CWSs that serve 10,000 or fewer persons, and all
NTNCWSs, are provided compliance flexibility when
they exceed the action level.
All systems return to standard 6-month monitoring with
an ALE. Systems with lead and GRR service lines
return to standard 6-month monitoring at compliance
date. Unknown and non-lead service line systems remain on LCR monitoring schedule until new LCRI
protocol sampling may change P90. When (and if) a
non-lead/all unknown system finds a lead or GRR
service line they return to 6-month monitoring. Systems with lead and GRR service lines that sampled
using the new protocol and are below the LCRI action level prior to the compliance date may qualify to
retain their current schedule.
Systems with at least 2 lead ALEs in a rolling 5-year
period must prepare and submit a filter plan to State.
Systems with at least 3 lead ALEs in a rolling 5-year
period must make filters available to all customers
(proposed rule—with filter plan being required after 2
ALEs instead of 3 ALEs for the final rule).
Multiple ALE Filter Programs
Small System Flexibility .......
CWSs that serve 3,300 or fewer persons, and all
NTNCWSs, are provided compliance flexibility when
they exceed the action level (proposed rule).
Acronyms: LCRI = Lead and Copper Rule Improvements; GRR = galvanized requiring replacement; ALE = action level exceedance; CWS =
community water system; NTNCWS = non-transient, non-community water system; LSL = lead service line; GRR = galvanized requiring replacement service line; P90 = calculated 90th percentile lead tap sample.
Note: (Proposed Rule) indicates if a final rule component or alternative option were originally considered as part of the proposed LCRI.
1. Alternative Lead Action Levels
Exhibit 17 and Exhibit 18 compare the
quantified costs and benefits of the final
LCRI to the quantified costs and benefits
at an action level of 0.015 mg/L holding
all other final LCRI rule requirements
constant. Results in these tables are
provided for the high scenario at a two
percent discount rate.39
EXHIBIT 17—ESTIMATED NATIONAL ANNUALIZED RULE COST COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE
LEAD ACTION LEVEL OPTION (AL >0.015 mg/L)—HIGH SCENARIO—2 PERCENT DISCOUNT RATE
[Millions of 2022 USD]
Final rule
Alternative option
(AL ≤0.015 mg/L)
PWS annual costs
ddrumheller on DSK120RN23PROD with RULES2
Baseline
LCRI
Incremental
Baseline
LCRI
Incremental
Sampling ..................................................
PWS SLR .................................................
Corrosion Control Technology .................
Point-of Use Installation and Maintenance ....................................................
Public Education and Outreach ...............
Rule Implementation and Administration
$143.6
124.5
647.8
$176.2
1,763.9
692.9
$32.6
1,639.4
45.1
$143.6
124.5
647.8
$168.1
1,765.2
621.1
$24.5
1,640.7
¥26.7
5.9
72.1
0.2
9.6
302.2
3.4
3.7
230.1
3.2
5.9
72.1
0.2
5.6
274.7
3.4
¥0.3
202.6
3.2
Total Annual PWS Costs ..................
Household SLR Costs .............................
State Rule Implementation and Administration ....................................................
994.1
26.4
2,948.2
0.0
1,954.1
¥26.4
994.1
26.4
2,838.1
0.0
1,844.0
¥26.4
41.8
67.6
25.8
41.8
66.2
24.4
Wastewater Treatment Plant Costs ..
4.8
5.1
0.3
4.8
3.3
¥1.5
39 Note the following for all cost results in this
section VI.G Alternative Regulatory Options
Considered: The EPA in the 2021 LCRR economic
analysis (USEPA, 2020b) assumed that the cost of
customer-side service line replacements made
under the goal-based replacement requirement
would be paid for by households. The agency also
assumed that system-side service line replacements
under the goal-based replacement requirement and
full service line replacements (both customer-side
and systems-side) would be paid by the PWS under
the three percent mandatory replacement
requirement. The EPA made these modeling
assumptions based on the different levels of
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regulatory responsibility systems faced operating
under a goal-based replacement requirement versus
a mandatory replacement requirement. While
systems would not be subject to a potential
violation for not meeting the replacement target
under the goal-based replacement requirement, the
possibility of a violation under the three percent
mandatory replacement requirement could motivate
more systems to meet the replacement target even
if they decided that it was necessary to adopt
customer incentive programs that would shift the
cost of replacing customer-side service lines from
customers to the system. To be consistent with
these 2021 LCRR modeling assumptions, under the
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final LCRI, the EPA assumed that mandatory
replacement costs would fall only on systems.
Therefore, the negative incremental values reported
for the ‘‘Household SLR Costs’’ category do not
represent a net cost savings to households. They
represent an assumed shift of the estimated service
line replacement costs from households to systems.
The EPA has insufficient information to estimate
the actual service line replacement cost sharing
relationship between customers and systems at the
national level of analysis.
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86597
EXHIBIT 17—ESTIMATED NATIONAL ANNUALIZED RULE COST COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE
LEAD ACTION LEVEL OPTION (AL >0.015 mg/L)—HIGH SCENARIO—2 PERCENT DISCOUNT RATE—Continued
[Millions of 2022 USD]
Final rule
Alternative option
(AL ≤0.015 mg/L)
PWS annual costs
Baseline
Total Annual Rule Costs ...................
LCRI
1,067.1
Incremental
3,020.9
1,953.8
Baseline
LCRI
1,067.1
2,907.6
Incremental
1,840.5
Acronyms: AL = action level; LCRI = Lead and Copper Rule Improvements; PWS = public water system; SLR = lead service line replacement;
USD = United States dollar.
Notes:
(1) Previous Baseline costs are projected over the 35-year period of analysis and are affected by the EPA’s assumptions on three uncertain
variables which vary between the low and high cost scenarios.
(2) Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
EXHIBIT 18—ESTIMATED NATIONAL ANNUAL BENEFIT COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE LEAD
ACTION LEVEL OPTION (AL >0.015 mg/L)—HIGH SCENARIO—2 PERCENT DISCOUNT RATE
[Millions of 2022 USD]
Final rule
Baseline
Alternative option
(AL ≤0.015 mg/L)
LCRI
Incremental
Baseline
LCRI
Incremental
Annual IQ Benefits ...................................
Annual Low-Birth Weight Benefits ...........
Annual ADHD Benefits ............................
Annual Adult CVD Premature Mortality
Benefits .................................................
$3,279.0
1.8
179.9
$10,963.0
5.7
599.5
$7,684.0
3.9
419.6
$3,279.0
1.8
179.9
$10,586.0
5.5
580.4
$7,307.0
3.7
400.5
8,174.9
25,210.0
17,035.1
8,174.9
24,203.4
16,028.5
Total Annual Benefits .......................
11,635.6
36,778.2
25,142.6
11,635.6
35,375.3
23,739.7
Acronyms: ADHD = attention-deficit/hyperactivity disorder; AL = action level; CVD = cardiovascular disease; IQ = intelligence quotient; LCRI =
Lead and Copper Rule Improvements; USD = United States dollar.
Note: Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
Exhibit 19 and Exhibit 20 compare the
quantified costs and benefits of the final
LCRI to the quantified costs and benefits
at an action level of 0.005 mg/L holding
all other final LCRI rule requirements
constant. Results in these tables are
provided for the high scenario at a two
percent discount rate. Note that the
estimated results for the alternative
option, which assumes water systems
can achieve lead levels at or below a
lead action level of ≤0.005 mg/L, must
be viewed as having a higher degree of
uncertainty. Although the EPA has
adjusted action level exceedance data
that allows for the calculation of the
cost and benefits of this alternative, the
agency has concerns about the
feasibility of implementing this option.
See section IV.F.4 of this preamble for
a detailed discussion of the lead action
level and its function to support the
feasibility of the CCT treatment
technique. Given the concerns over
feasibility and therefore the uncertainty
associated with the estimated costs and
benefits of this alternative option, the
EPA is discounting the fact that
estimated net benefits for this
alternative option are greater than the
estimated net benefits for the final LCRI.
The final LCRI maintains the lead action
level at ≤0.010 mg/L.
EXHIBIT 19—ESTIMATED NATIONAL ANNUALIZED RULE COST COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE
LEAD ACTION LEVEL OPTION (AL >0.005 mg/L)—HIGH SCENARIO—2 PERCENT DISCOUNT RATE
[Millions of 2022 USD]
Final rule
Alternative option
(AL ≤0.005 mg/L)
PWS annual costs
ddrumheller on DSK120RN23PROD with RULES2
Baseline
LCRI
Incremental
Baseline
LCRI
Incremental
Sampling ..................................................
PWS SLR .................................................
Corrosion Control Technology .................
Point-of Use Installation and Maintenance ....................................................
Public Education and Outreach ...............
Rule Implementation and Administration
$143.6
124.5
647.8
$176.2
1,763.9
692.9
$32.6
1,639.4
45.1
$143.6
124.5
647.8
$198.7
1,762.4
819.4
$55.1
1,637.9
171.6
5.9
72.1
0.2
9.6
302.2
3.4
3.7
230.1
3.2
5.9
72.1
0.2
15.7
374.2
3.6
9.8
302.1
3.4
Total Annual PWS Costs ..................
994.1
2,948.2
1,954.1
994.1
3,174.0
2,179.9
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86598
Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
EXHIBIT 19—ESTIMATED NATIONAL ANNUALIZED RULE COST COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE
LEAD ACTION LEVEL OPTION (AL >0.005 mg/L)—HIGH SCENARIO—2 PERCENT DISCOUNT RATE—Continued
[Millions of 2022 USD]
Final rule
Alternative option
(AL ≤0.005 mg/L)
PWS annual costs
Baseline
LCRI
Incremental
Baseline
LCRI
Incremental
Household SLR Costs .............................
State Rule Implementation and Administration ....................................................
Wastewater Treatment Plant Costs .........
26.4
0.0
¥26.4
26.4
0.0
¥26.4
41.8
4.8
67.6
5.1
25.8
0.3
41.8
4.8
71.7
8.2
29.9
3.4
Total Annual Rule Costs ...................
1,067.1
3,020.9
1,953.8
1,067.1
3,253.9
2,186.8
Acronyms: AL = action level; LCRI = Lead and Copper Rule Improvements; PWS = public water system; SLR = lead service line replacement;
USD = United States dollar.
Notes:
(1) Previous Baseline costs are projected over the 35-year period of analysis and are affected by EPA’s assumptions on three uncertain variables which vary between the low and high cost scenarios.
(2) Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
EXHIBIT 20—ESTIMATED NATIONAL ANNUAL BENEFIT COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE LEAD
ACTION LEVEL OPTION (AL >0.005 mg/L)—HIGH SCENARIO—2 PERCENT DISCOUNT RATE
[Millions of 2022 USD]
Final rule
Baseline
Alternative option
(AL ≤0.005 mg/L)
LCRI
Incremental
Baseline
LCRI
Incremental
Annual IQ Benefits ...................................
Annual Low-Birth Weight Benefits ...........
Annual ADHD Benefits ............................
Annual Adult CVD Premature Mortality
Benefits .................................................
$3,279.0
1.8
179.9
$10,963.0
5.7
599.5
$7,684.0
3.9
419.6
$3,279.0
1.8
179.9
$11,651.2
6.0
634.9
$8,372.2
4.2
455.0
8,174.9
25,210.0
17,035.1
8,174.9
27,044.4
18,869.5
Total Annual Benefits .......................
11,635.6
36,778.2
25,142.6
11,635.6
39,336.5
27,700.9
Acronyms: ADHD = attention-deficit/hyperactivity disorder; AL = action level; CVD = cardiovascular disease; IQ = intelligence quotient; LCRI =
Lead and Copper Rule Improvements; SLR = lead service line replacement; USD = United States dollar.
Note: Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
2. Alternative Service Line Replacement
Rate
Exhibit 21 and Exhibit 22 compare the
quantified costs and benefits of the final
LCRI to the quantified costs and benefits
of the rule with an alternative service
line replacement rate of seven percent,
holding all other rule requirements
constant. Results are provided for the
high scenario at a two percent discount
rate.
EXHIBIT 21—ESTIMATED NATIONAL ANNUALIZED RULE COST COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE
SERVICE LINE REPLACEMENT OPTION (SLR RATE = 7%)—HIGH SCENARIO—2 PERCENT DISCOUNT RATE
[Millions of 2022 USD]
Final rule
Alternative option
(SLR Rate = 7%)
PWS Annual Costs
ddrumheller on DSK120RN23PROD with RULES2
Baseline
LCRI
Incremental
Baseline
LCRI
Incremental
Sampling ..................................................
PWS SLR .................................................
Corrosion Control Technology .................
Point-of Use Installation and Maintenance ....................................................
Public Education and Outreach ...............
Rule Implementation and Administration
$143.6
124.5
647.8
$176.2
1,763.9
692.9
$32.6
1,639.4
45.1
$143.6
124.5
647.8
$176.1
1,672.2
696.0
$32.5
1,547.7
48.2
5.9
72.1
0.2
9.6
302.2
3.4
3.7
230.1
3.2
5.9
72.1
0.2
10.2
341.0
3.4
4.3
268.9
3.2
Total Annual PWS Costs ..................
994.1
2,948.2
1,954.1
994.1
2,898.9
1,904.8
Household SLR Costs .............................
State Rule Implementation and Administration ....................................................
26.4
0.0
¥26.4
26.4
0.0
¥26.4
41.8
67.6
25.8
41.8
67.7
25.9
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Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
86599
EXHIBIT 21—ESTIMATED NATIONAL ANNUALIZED RULE COST COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE
SERVICE LINE REPLACEMENT OPTION (SLR RATE = 7%)—HIGH SCENARIO—2 PERCENT DISCOUNT RATE—Continued
[Millions of 2022 USD]
Final rule
Alternative option
(SLR Rate = 7%)
PWS Annual Costs
Baseline
LCRI
Incremental
Baseline
LCRI
Incremental
Wastewater Treatment Plant Costs .........
4.8
5.1
0.3
4.8
5.2
0.4
Total Annual Rule Costs ...................
1,067.1
3,020.9
1,953.8
1,067.1
2,971.8
1,904.7
Acronyms: LCRI = Lead and Copper Rule Improvements; PWS = public water system; SLR = lead service line replacement; USD = United
States dollar.
Notes: (1) Previous Baseline costs are projected over the 35-year period of analysis and are affected by the EPA’s assumptions on three uncertain variables which vary between the low- and high-cost scenarios.
(2) Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
EXHIBIT 22—ESTIMATED NATIONAL ANNUAL BENEFIT COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE SERVICE
LINE REPLACEMENT OPTION (SLR RATE = 7%)—HIGH SCENARIO—2 PERCENT DISCOUNT RATE
[Millions of 2022 USD]
Final rule
Baseline
Alternative option
(SLR Rate = 7%)
LCRI
Incremental
Baseline
LCRI
Incremental
Annual IQ Benefits ...................................
Annual Low-Birth Weight Benefits ...........
Annual ADHD Benefits ............................
Annual Adult CVD Premature Mortality
Benefits .................................................
$3,279.0
1.8
179.9
$10,963.0
5.7
599.5
$7,684.0
3.9
419.6
$3,279.0
1.8
179.9
$9,994.8
5.2
540.5
$6,715.8
3.4
360.6
8,174.9
25,210.0
17,035.1
8,174.9
22,997.8
14,822.9
Total Annual Benefits .......................
11,635.6
36,778.2
25,142.6
11,635.6
33,538.3
21,902.7
Acronyms: ADHD = attention-deficit/hyperactivity disorder; CVD = cardiovascular disease; IQ = intelligence quotient; LCRI = Lead and Copper
Rule Improvements; SLR = lead service line replacement USD = United States dollar.
Note: Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
ddrumheller on DSK120RN23PROD with RULES2
3. Alternative Definition of Lead
Content Service Lines To Be Replaced
Exhibit 23 and Exhibit 24 compare the
quantified costs and benefits of the final
LCRI to the quantified costs and benefits
of requiring all lead connectors and all
galvanized lines downstream and
previously downstream from lead
connectors be replaced along with LSLs
and galvanized service lines
downstream of LSLs or unknown lead
content service lines at the 10 percent
annual replacement rate. Results are
provided for the high scenario at the
two percent discount rate. As discussed
in sections IV.B.2 and IV.O.3 of this
preamble, both the complete
inventorying and mandatory removal of
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lead connectors and galvanized service
lines downstream and previously
downstream of lead connectors is not
feasible without significantly delaying
the replacement of lead and GRR service
lines. Therefore, note that although the
EPA was able to estimate costs and
benefits for this alternative option, using
7th DWINSA survey data on lead
content service lines, the estimated
results are uncertain and likely
overestimate both costs and benefits
since full lead and GRR service line
replacement is assumed to still occur
within the required 10 year window
(except for those systems on deferred
deadlines) when in fact these
replacement may be delayed as a result
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of implementing the requirements of
this option. Given the concerns over
feasibility and therefore the uncertainty
associated with the estimated costs and
benefits of this alternative option (note
benefits estimates would be
overestimated to a larger extent than
costs), the EPA is discounting the fact
that estimated net benefits for this
alternative option are greater than the
estimated net benefits for the final LCRI.
The final LCRI maintains the final rules
requirement to replace all LSLs and
galvanized service lines downstream of
LSLs or unknown lead content service
lines at the 10 percents annual
replacement rate (except for those
systems on deferred deadlines).
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EXHIBIT 23—ESTIMATED NATIONAL ANNUALIZED RULE COST COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE
OPTION INCLUDING LEAD CONNECTORS IN DEFINITION OF SERVICE LINES TO BE REPLACED—HIGH SCENARIO—2
PERCENT DISCOUNT RATE
[Millions of 2022 USD]
Final rule
Baseline
LCRI
Incremental
Alternative option
(lead connectors and galvanized lines
previously downstream of lead connectors must
be replaced)
Baseline
PWS Annual Costs
Sampling ..................................................
PWS SLR .................................................
Corrosion Control Technology .................
Point-of Use Installation and Maintenance ....................................................
Public Education and Outreach ...............
Rule Implementation and Administration
LCRI
Incremental
$143.6
124.5
647.8
$176.2
1,763.9
692.9
$32.6
1,639.4
45.1
$143.6
124.5
647.8
$176.4
1,921.7
701.3
$32.8
1,797.2
53.5
5.9
72.1
0.2
9.6
302.2
3.4
3.7
230.1
3.2
5.9
72.1
0.2
9.7
306.6
3.4
3.8
234.5
3.2
Total Annual PWS Costs ..................
Household SLR Costs .............................
State Rule Implementation and Administration ....................................................
Wastewater Treatment Plant Costs .........
994.1
26.4
2,948.2
0.0
1,954.1
¥26.4
994.1
26.4
3,119.1
0.0
2,125.0
¥26.4
41.8
4.8
67.6
5.1
25.8
0.3
41.8
4.8
67.9
5.3
26.1
0.5
Total Annual Rule Costs ...................
1,067.1
3,020.9
1,953.8
1,067.1
3,192.3
2,125.2
Acronyms: LCRI = Lead and Copper Rule Improvements; SLR = lead service line replacement; PWS = public water system; USD = United
States dollar.
Notes: (1) Previous Baseline costs are projected over the 35-year period of analysis and are affected by the EPA’s assumptions on three uncertain variables which vary between the low and high cost scenarios.
(2) Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
EXHIBIT 24—ESTIMATED NATIONAL ANNUAL BENEFIT COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE OPTION
INCLUDING LEAD CONNECTORS IN DEFINITION OF SERVICE LINES TO BE REPLACED—HIGH SCENARIO—2 PERCENT
DISCOUNT RATE
[Millions of 2022 USD]
Final rule
Baseline
LCRI
Incremental
Alternative option
(lead connectors and galvanized lines
previously downstream of lead connectors must
be replaced)
Baseline
LCRI
Incremental
Annual IQ Benefits ...................................
Annual Low-Birth Weight Benefits ...........
Annual ADHD Benefits ............................
Annual Adult CVD Premature Mortality
Benefits .................................................
$3,279.0
1.8
179.9
$10,963.0
5.7
599.5
$7,684.0
3.9
419.6
$3,279.0
1.8
179.9
$12,646.8
6.4
684.8
$9,367.8
4.6
504.9
8,174.9
25,210.0
17,035.1
8,174.9
28,943.5
20,768.6
Total Annual Benefits .......................
11,635.6
36,778.2
25,142.6
11,635.6
42,281.5
30,645.9
Acronyms: ADHD = attention-deficit/hyperactivity disorder; CVD = cardiovascular disease; IQ = intelligence quotient; LCRI = Lead and Copper
Rule Improvements; USD = United States dollar.
Note: Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
ddrumheller on DSK120RN23PROD with RULES2
4. Alternative Service Line Replacement
Deferred Deadline
Exhibit 25 and Exhibit 26 compare the
quantified costs and benefits of the final
LCRI to the quantified costs and benefits
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under an alternative service line
replacement deferred deadline which
would allow systems to replace lead and
GRR service lines at a maximum rate
equal to the lower of two alternatives:
(1) 10,000 lines per year; or (2) 39
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replacements per 1000 connections per
year, holding all other rule requirements
constant. Results are provided for the
high scenario at a two percent discount
rate.
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86601
EXHIBIT 25—ESTIMATED NATIONAL ANNUALIZED RULE COST COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE
DEFERRED DEADLINE OPTION (ADDING MAX RATE OF 10,000 SL PER YEAR)—HIGH SCENARIO—2 PERCENT DISCOUNT RATE
[millions of 2022 USD]
Final rule
PWS Annual Costs
Baseline
LCRI
Incremental
Alternative option
(SL replacement deferred deadline with
additional potential maximum rate of 10,000 SL
per year)
Baseline
LCRI
Incremental
Sampling ..................................................
PWS SLR .................................................
Corrosion Control Technology .................
Point-of Use Installation and Maintenance ....................................................
Public Education and Outreach ...............
Rule Implementation and Administration
$143.6
124.5
647.8
$176.2
1,763.9
692.9
$32.6
1,639.4
45.1
$143.6
124.5
647.8
$176.0
1,763.1
692.8
$32.4
1,638.6
45.0
5.9
72.1
0.2
9.6
302.2
3.4
3.7
230.1
3.2
5.9
72.1
0.2
9.7
302.4
3.4
3.8
230.3
3.2
Total Annual PWS Costs ..................
994.1
2,948.2
1,954.1
994.1
2,947.4
1,953.3
Household SLR Costs .............................
State Rule Implementation and Administration ....................................................
Wastewater Treatment Plant Costs .........
26.4
0.0
¥26.4
26.4
0.0
¥26.4
41.8
4.8
67.6
5.1
25.8
0.3
41.8
4.8
67.6
5.0
25.8
0.2
Total Annual Rule Costs ...................
1,067.1
3,020.9
1,953.8
1,067.1
3,020.0
1,952.9
Acronyms: LCRI = Lead and Copper Rule Improvements; PWS = public water system; SL = service line; SLR = lead service line replacement;
USD = United Stated dollar.
Notes: (1) Previous Baseline costs are projected over the 35-year period of analysis and are affected by the EPA’s assumptions on three uncertain variables which vary between the low and high cost scenarios.
(2) Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
EXHIBIT 26—ESTIMATED NATIONAL ANNUAL BENEFIT COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE DEFERRED DEADLINE OPTION (ADDING MAX RATE OF 10,000 SL PER YEAR)—HIGH SCENARIO—2 PERCENT DISCOUNT
RATE
[Millions of 2022 USD]
Final rule
Baseline
LCRI
Incremental
Alternative option
(SL replacement deferred deadline with
additional potential maximum rate of 10,000 SL
per year)
Baseline
LCRI
Incremental
Annual IQ Benefits ...................................
Annual Low-Birth Weight Benefits ...........
Annual ADHD Benefits ............................
Annual Adult CVD Premature Mortality
Benefits .................................................
$3,279.0
1.8
179.9
$10,963.0
5.7
599.5
$7,684.0
3.9
419.6
$3,279.0
1.8
179.9
$10,960.3
5.7
599.3
$7,681.3
3.9
419.4
8,174.9
25,210.0
17,035.1
8,174.9
25,203.7
17,028.8
Total Annual Benefits .......................
11,635.6
36,778.2
25,142.6
11,635.6
36,769.0
25,133.4
ddrumheller on DSK120RN23PROD with RULES2
Acronyms: ADHD = attention-deficit/hyperactivity disorder; CVD = cardiovascular disease; IQ = intelligence quotient; LCRI = Lead and Copper
Rule Improvements; SL = service line; USD = United States dollar.
Note: Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
Exhibit 27 and Exhibit 28 compare the
quantified costs and benefits of the final
LCRI to the quantified costs and benefits
under an alternative service line
replacement deferred deadline which
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would allow systems to replace lead and
GRR service lines at a maximum rate
equal to the lower of two alternatives:
(1) 8,000 lines per year; or (2) 39
replacements per 1000 connections per
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year, holding all other rule requirements
constant. Results are provided for the
high scenario at a two percent discount
rate.
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Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
EXHIBIT 27—ESTIMATED NATIONAL ANNUALIZED RULE COST COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE
DEFERRED DEADLINE OPTION (ADDING MAX RATE OF 8,000 SL PER YEAR)—HIGH SCENARIO—2 PERCENT DISCOUNT RATE
[Millions of 2022 USD]
Final rule
PWS Annual Costs
Baseline
LCRI
Incremental
Alternative option
(SL replacement deferred deadline with
additional potential maximum rate of 8,000 SL
per year)
Baseline
LCRI
Incremental
Sampling ..................................................
PWS SLR .................................................
Corrosion Control Technology .................
Point-of Use Installation and Maintenance ....................................................
Public Education and Outreach ...............
Rule Implementation and Administration
$143.6
124.5
647.8
$176.2
1,763.9
692.9
$32.6
1,639.4
45.1
$143.6
124.5
647.8
$176.0
1,761.8
692.8
$32.4
1,637.3
45.0
5.9
72.1
0.2
9.6
302.2
3.4
3.7
230.1
3.2
5.9
72.1
0.2
9.7
302.7
3.4
3.8
230.6
3.2
Total Annual PWS Costs ..................
Household SLR Costs .............................
State Rule Implementation and Administration ....................................................
Wastewater Treatment Plant Costs .........
994.1
26.4
2,948.2
0.0
1,954.1
¥26.4
994.1
26.4
2,946.4
0.0
1,952.3
¥26.4
41.8
4.8
67.6
5.1
25.8
0.3
41.8
4.8
67.6
5.0
25.8
0.2
Total Annual Rule Costs ...................
1,067.1
3,020.9
1,953.8
1,067.1
3,019.0
1,951.9
Acronyms: LCRI = Lead and Copper Rule Improvements; PWS = public water system; SL = service line; SLR = lead service line replacement;
USD = United Stated dollar.
Notes: (1) Previous Baseline costs are projected over the 35-year period of analysis and are affected by the EPA’s assumptions on three uncertain variables which vary between the low and high cost scenarios.
(2) Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
EXHIBIT 28—ESTIMATED NATIONAL ANNUAL BENEFIT COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE DEFERRED DEADLINE OPTION (ADDING MAX RATE OF 8,000 SL PER YEAR)—HIGH SCENARIO—2 PERCENT DISCOUNT
RATE
[Millions of 2022 USD]
Final rule
Baseline
LCRI
Incremental
Alternative option
(SL replacement deferred deadline with
additional potential maximum rate of 8,000 SL
per year)
Baseline
Annual IQ Benefits ...................................
Annual Low-Birth Weight Benefits ...........
Annual ADHD Benefits ............................
Annual Adult CVD Premature Mortality
Benefits .................................................
Total Annual Benefits .......................
LCRI
Incremental
$3,279.0
1.8
179.9
$10,963.0
5.7
599.5
$7,684.0
3.9
419.6
$3,279.0
1.8
179.9
$10,943.3
5.7
598.3
$7,664.3
3.9
418.4
8,174.9
11,635.6
25,210.0
36,778.2
17,035.1
25,142.6
8,174.9
11,635.6
25,164.0
36,711.3
16,989.1
25,075.7
ddrumheller on DSK120RN23PROD with RULES2
Acronyms: ADHD = attention-deficit/hyperactivity disorder; CVD = cardiovascular disease; IQ = intelligence quotient; LCRI = Lead and Copper
Rule Improvements; SL = service line; USD = United States dollar.
Note: Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
5. Alternative Lead Tap Sampling
Standard Monitoring Requirements
Under the final LCRI, there are a
number of criteria that can result in a
system’s starting standard six-month
lead tap sample monitoring. Systems are
required to conduct six-month lead tap
sample monitoring if the system:
exceeds an action level at the
compliance date; has known lead and/
or GRR service lines at the LCRI
compliance date; or discovers any lead
and/or GRR service lines after the
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compliance date (unless the system
replaces all the discovered service lines
prior to the next tap monitoring period),
in addition to other criteria unchanged
from the LCRR. Note that under the final
LCRI requirements, non-lead and nonlead/unknown service line systems
remain on their existing LCR monitoring
schedule at the rule compliance date.
They remain on their previous tap
sampling schedule until new sampling,
which is compliant with the LCRI
sampling protocols, may change the
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system’s calculated 90th percentile to
exceed the action level. Also, systems
with lead and GRR service lines that
sampled using the new LCRI protocol
(i.e., correct priority tiering sites, correct
sample volume, and either first-liter
sample (at non-LSL service line sites) or
first- and fifth-liter samples (at sites
with LSLs)) and are below the LCRI
action level prior to the compliance date
may qualify to retain their current tap
sampling schedule. As part of the
development of the final rule, the EPA
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considered an alternative option that
would also require systems with
unknown lead content service lines
(even when no lead and/or GRR service
lines are known to be present in the
system) to conduct standard six-month
monitoring.
The EPA’s analysis of this alternative
option found that the expected increase
in sampling cost and potential increase
in benefits associated with systems
(non-lead/unknown and 100 percent
unknown) taking earlier corrective
action as a result of action level
exceedances were small and did not
affect estimated nation annualized costs
and benefits at the EPA $100,000
significant digit level. Therefore, the
EPA is not presenting exhibits
characterizing the differences between
the estimated costs and benefit of the
final rule and the lead tap sampling
alternative option. However, it is
important to note that the EPA has
feasibility concerns associated with the
alternative option. The additional cost
and burden to PWSs and States would
draw resources away from the
implementation of other LCRI rule
components such as CCT and public
education, and the implementation of
tap sampling in higher risk locations.
See section IV.E of this preamble for
further discussion. Because of these
concerns it is likely that the estimated
cost and benefit of the alternative option
are less certain than those of the final
rule.
6. Alternative Temporary Filter
Programs for Systems With Multiple
Lead Action Level Exceedances
The final LCRI includes a requirement
that systems with at least two lead ALEs
in a rolling year-year period must
prepare and submit a filter plan to the
State. In addition, if a system has three
or more ALEs in a rolling five-year
period, it must make filters available to
all consumers in the distribution
system. The EPA assessed two
additional alternative filter programs
while developing the final rule. Under
86603
both alternatives, systems with at least
two ALEs in a rolling five-year period
will follow the final rule requirements
to develop and submit to the State a
filter plan. For systems with at least
three ALEs in a rolling five-year
window, alternative one would require
systems to make temporary filters
available to all customers having lead,
GRR, and unknown lead content service
lines. Alternative two would require
systems to directly deliver temporary
filters to all customers in the
distribution system.
Exhibit 29 compares the quantified
costs of the final LCRI to the quantified
costs of requiring systems with at least
three ALEs in a rolling five-year
window to make filters available to
customers with lead, GRR, or unknown
lead content service lines. Under this
alternative temporary filter option, all
other final LCRI rule requirements have
been held constant. Cost results are
provided for the high scenario at the
two percent discount rate.
EXHIBIT 29—ESTIMATED NATIONAL ANNUALIZED RULE COST COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE
TEMPORARY FILTERS PROGRAM FOR MULTIPLE ALE SYSTEMS OPTION (FILTERS MADE AVAILABLE TO LEAD, GRR,
AND UNKNOWN SERVICE LINE CUSTOMERS ONLY)—HIGH SCENARIO—2 PERCENT DISCOUNT RATE
[Millions of 2022 USD]
Final rule
PWS Annual Costs
Baseline
LCRI
Incremental
Alternative option (temporary filters made
available to lead, GRR, and unknown lead
content service line customers only in systems
meeting multiple ALE criteria)
Baseline
LCRI
Incremental
Sampling ..................................................
PWS SLR .................................................
Corrosion Control Technology .................
Point-of Use Installation and Maintenance ....................................................
Public Education and Outreach ...............
Rule Implementation and Administration
$143.6
124.5
647.8
$176.2
1,763.9
692.9
$32.6
1,639.4
45.1
$143.6
124.5
647.8
$176.1
1,763.9
692.9
$32.5
1,639.4
45.1
5.9
72.1
0.2
9.6
302.2
3.4
3.7
230.1
3.2
5.9
72.1
0.2
9.6
274.8
3.4
3.7
202.7
3.2
Total Annual PWS Costs ..................
994.1
2,948.2
1,954.1
994.1
2,920.7
1,926.6
Household SLR Costs .............................
State Rule Implementation and Administration ....................................................
Wastewater Treatment Plant Costs .........
26.4
0.0
¥26.4
26.4
0.0
¥26.4
41.8
4.8
67.6
5.1
25.8
0.3
41.8
4.8
67.6
5.1
25.8
0.3
Total Annual Rule Costs ...................
1,067.1
3,020.9
1,953.8
1,067.1
2,993.4
1,926.3
ddrumheller on DSK120RN23PROD with RULES2
Acronyms: ALE = action level exceedance; LCRI = Lead and Copper Rule Improvements; PWS = public water system; LSL = lead service line;
GRR = galvanized requiring replacement service line; SLR = lead service line replacement; United States dollar.
Notes: (1) Previous Baseline costs are projected over the 35-year period of analysis and are affected by the EPA’s assumptions on three uncertain variables which vary between the low and high cost scenarios.
(2) Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
Because the EPA’s benefit analysis
cannot quantify benefits from reducing
lead exposures at residences that do not
initially have lead or GRR service lines,
the estimated benefits for this option are
equal to those estimated for the final
rule and therefore are not repeated. See
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Exhibit 14 for the estimated benefits of
both the final LCRI and this alternative
option. A discussion of the EPA’s lead
concentration data can be found in
section VI.E.1 of this preamble. The
quantified benefits of the final rule are
in fact a more accurate representation of
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the alternative option where filters
would not be made available to nonlead, GRR, and unknown service line
customers. The analysis for the final
LCRI was not able to quantify the
potential benefits of filter use at nonlead and GRR households, resulting in
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Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
an underestimate of benefits. Therefore,
although not shown in the estimated
values, the benefits of the final LCRI are
likely larger than those of the alternative
option.
Exhibit 30 compares the quantified
costs of the final LCRI to the quantified
costs of requiring systems with at least
three ALEs in a rolling five-year
window to directly deliver filters to all
customers in the distribution system.
Results are provided for the high
scenario at a two percent discount rate.
Again, the EPA does not present benefit
values for this option. The monetized
benefits are equivalent to those of the
final LCRI, see Exhibit 14. Given
concerns over the potential to
underestimate the cost impact of the
final LCRI multiple ALE filter program,
which is dependent on the number of
customers in a system that chose to
obtain a filter from the PWS, the EPA
assumed a 100 percent customer filter
pick-up rate. This assumption, made to
ensure a conservative assessment of the
cost impacts of the program could lead
to a potential overestimate of the
benefits of such a program. However,
this potential to overestimate benefits is
tempered by the fact that, as discussed
above, the EPA can only calculate
benefits accruing to households that
initially have lead or GRR service lines.
Therefore, although benefits accruing to
this household group may be
overestimated, the increased assumed
pick-up rate among the non-lead and
GRR service line households do not
affect estimated benefits. So, given that
both the final LCRI and the direct
delivery of filters option assume 100
percent filter use rates in the estimation
of benefits, the estimated benefits are
equal and likely overestimated. It seems
reasonable to postulate that the filter use
rate may be higher for the direct
delivery option, given the increased
level of effort required of consumers to
pick-up a filter from a PWS designated
location under the LCRI (although the
EPA has no documented information to
indicated this is true) and therefore this
option would result in greater benefits.
Note, however, that the EPA has
feasibility concerns, discussed in
section IV.K.2 of this preamble, with the
required direct delivery of temporary
filters to all customers. Therefore, the
alternative option costs and benefits are
more uncertain and may be
overestimated because the values
assume timely implementation of the
requirement.
Because the EPA is unable to quantify
benefits from reducing lead exposures at
residences that do not initially have
lead or GRR service lines and given the
concerns over the feasibility of requiring
direct delivery of temporary filters to all
customers, the EPA cannot wholly rely
on estimates of net benefits to determine
the optimal temporary filter program
regulatory requirements when systems
have multiple ALEs. Although the
estimated net benefits for the ‘‘only
make filters available to customers with
lead, GRR, or unknown lead content
service lines’’ are greater than those
estimated for the final rule the EPA has
determined that the additional nonquantifiable potential benefits
associated with lead reductions at
households that did not initially have
lead or GRR service lines outweighs the
additional cost of the final rule program.
Also as stated above the EPA has
feasibility concerns with the option
requiring direct delivery to all
customers. The final rule requires that,
if a system has three or more ALEs in
a rolling five-year period, it must make
filters available to all consumers in the
distribution system.
EXHIBIT 30—ESTIMATED NATIONAL ANNUALIZED RULE COST COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE
TEMPORARY FILTERS PROGRAM FOR MULTIPLE ALE SYSTEMS OPTION (DELIVER FILTERS TO ALL CUSTOMERS)—
HIGH SCENARIO—2 PERCENT DISCOUNT RATE
[Millions of 2022 USD]
Final rule
Alternative option (deliver temporary filters
directly to all customers in systems meeting
multiple ALE criteria)
PWS Annual Costs
Baseline
LCRI
Incremental
ddrumheller on DSK120RN23PROD with RULES2
Baseline
LCRI
Incremental
Sampling ..................................................
PWS SLR .................................................
Corrosion Control Technology .................
Point-of Use Installation and Maintenance ....................................................
Public Education and Outreach ...............
Rule Implementation and Administration
$143.6
124.5
647.8
$176.2
1,763.9
692.9
$32.6
1,639.4
45.1
$143.6
124.5
647.8
$176.1
1,763.9
692.9
$32.5
1,639.4
45.1
5.9
72.1
0.2
9.6
302.2
3.4
3.7
230.1
3.2
5.9
72.1
0.2
9.6
308.1
3.4
3.7
236.0
3.2
Total Annual PWS Costs ..................
994.1
2,948.2
1,954.1
994.1
2,954.0
1,959.9
Household SLR Costs .............................
State Rule Implementation and Administration ....................................................
Wastewater Treatment Plant Costs .........
26.4
0.0
¥26.4
26.4
0.0
¥26.4
41.8
4.8
67.6
5.1
25.8
0.3
41.8
4.8
67.6
5.1
25.8
0.3
Total Annual Rule Costs ...................
1,067.1
3,020.9
1,953.8
1,067.1
3,026.7
1,959.6
Acronyms: ALE = action level exceedance; LCRI = Lead and Copper Rule Improvements; PWS = public water system; SL = service line; SLR
= lead service line replacement; United States dollar.
Notes: (1) Previous Baseline costs are projected over the 35-year period of analysis and are affected by the EPA’s assumptions on three uncertain variables which vary between the low and high cost scenarios.
(2) Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
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Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
7. Alternative Size Threshold for Small
System Compliance Flexibility
Exhibit 31 and Exhibit 32 compare the
quantified costs and benefits of the final
LCRI to the quantified costs and benefits
for an alternative option where the
small system compliance flexibility size
threshold for CWSs is equal to systems
serving 10,000 or fewer persons. The
final LCRI sets the small system
compliance flexibility threshold at
systems serving 3,300 or fewer persons.
Note under both the final rule and the
assessed alternative NTNCWSs are
allowed compliance flexibility. Results
are provided for the high scenario at a
two percent discount rate. The
estimated costs and benefits under the
alternative small system compliance
flexibility threshold, of systems serving
up to 10,000 persons, assumes the
effective implementation of POU in
place of system wide CCT. As discussed
in section IV.I of this preamble the
agency finds that in CWSs serving
greater than 3,300 persons it is highly
unlikely that POU programs, given their
complexity, will be implemented
effectively and could not make a
determination that a POU program is as
effective as CCT at minimizing exposure
86605
to lead in water for systems serving
more than 3,300 persons. Therefore,
under the alternative threshold option
the estimated costs and, to a larger
degree, the estimated benefits are
uncertain. Given the concerns over
feasibility and therefore the uncertainty
associated with the estimated costs and
benefits of this alternative option, the
EPA is discounting the fact that
estimated net benefits for this
alternative option are greater than the
estimated net benefits for the final LCRI.
The final rule sets the small system
compliance flexibility threshold at
systems serving 3,300 or fewer persons.
EXHIBIT 31—ESTIMATED NATIONAL ANNUALIZED RULE COST COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE
SMALL SYSTEM FLEXIBILITY OPTION (FLEXIBILITY FOR CWSS SERVING UP TO 10,000 PERSONS)—HIGH SCENARIO—
2 PERCENT DISCOUNT RATE
[Millions of 2022 USD]
Final rule
Alternative option (small system flexibility for
CWSs serving up to 10,000 persons)
PWS Annual Costs
Baseline
LCRI
Incremental
Baseline
LCRI
Incremental
Sampling ..................................................
PWS SLR .................................................
Corrosion Control Technology .................
Point-of Use Installation and Maintenance ....................................................
Public Education and Outreach ...............
Rule Implementation and Administration ............................................
$143.6
124.5
647.8
$176.2
1,763.9
692.9
$32.6
1,639.4
45.1
$143.6
124.5
647.8
$176.0
1,763.9
692.7
$32.4
1,639.4
44.9
5.9
72.1
9.6
302.2
3.7
230.1
5.9
72.1
9.6
302.0
3.7
229.9
0.2
3.4
3.2
0.2
3.4
3.2
Total Annual PWS Costs ..................
994.1
2,948.2
1,954.1
994.1
2,947.6
1,953.5
Household SLR Costs .............................
State Rule Implementation and Administration ....................................................
Wastewater Treatment Plant Costs .........
26.4
0.0
¥26.4
26.4
0.0
¥26.4
41.8
4.8
67.6
5.1
25.8
0.3
41.8
4.8
67.6
5.2
25.8
0.4
Total Annual Rule Costs ...................
1,067.1
3,020.9
1,953.8
1,067.1
3,020.4
1,953.3
Acronyms: CWS = community water system; LCRI = Lead and Copper Rule Improvements; SLR = lead service line replacement; PWS = public water system; United States dollar.
Notes: (1) Previous Baseline costs are projected over the 35-year period of analysis and are affected by the EPA’s assumptions on three uncertain variables which vary between the low and high cost scenarios.
(2) Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
EXHIBIT 32—ESTIMATED NATIONAL ANNUAL BENEFIT COMPARISON BETWEEN THE FINAL LCRI AND ALTERNATIVE SMALL
SYSTEM FLEXIBILITY OPTION (FLEXIBILITY FOR CWSS SERVING UP TO 10,000 PERSONS)—HIGH SCENARIO—2 PERCENT DISCOUNT RATE
[Millions of 2022 USD]
Final rule
ddrumheller on DSK120RN23PROD with RULES2
Baseline
Alternative option (small system flexibility for
CWSs serving up to 10,000 persons)
LCRI
Incremental
Baseline
LCRI
Incremental
Annual IQ Benefits ...................................
Annual Low-Birth Weight Benefits ...........
Annual ADHD Benefits ............................
Annual Adult CVD Premature Mortality
Benefits .................................................
$3,279.0
1.8
179.9
$10,963.0
5.7
599.5
$7,684.0
3.9
419.6
$3,279.0
1.8
179.9
$10,963.1
5.7
599.5
$7,684.1
3.9
419.6
8,174.9
25,210.0
17,035.1
8,174.9
25,210.5
17,035.6
Total Annual Benefits .......................
11,635.6
36,778.2
25,142.6
11,635.6
36,778.8
25,143.2
Acronyms: ADHD = attention-deficit/hyperactivity disorder; CVD = cardiovascular disease; CWS = community water system; IQ = intelligence
quotient; LCRI = Lead and Copper Rule Improvements; USD = United States dollar.
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Note: Very small differences in results between the final rule and the regulatory option are due to inter-run variability in the SafeWater LCR
model, and/or rounding, and should not be interpreted at true differences between the costs and benefits of the final rule and the alternative
option.
The EPA’s analysis of the alternative
regulatory options found that the
following options had estimated annual
net benefits greater than the final LCRI:
(1) setting the action level to 0.005 mg/
L; (2) including lead connectors and
galvanized service lines previously
downstream of lead connectors in the
definition of lead content requiring
replacement; (3) requiring systems with
multiple action level exceedances to
make temporary filters available to
households with lead, GRR, or unknown
lead content service lines; and (4)
allowing systems serving up to 10,000
persons the ability to utilize the small
system compliance flexibility options.
From a purely economic standpoint that
would mean these four options are
preferable to the final LCRI. However,
three of these options were not selected,
in place of the final rule, because of
questionable technical feasibility.
SDWA section 1412(b)(4)(D) says the
term ‘‘feasible’’ means feasible with the
use of the best technology, treatment
techniques and other means which the
Administrator finds, after examination
for efficacy under field conditions and
not solely under laboratory conditions,
are available. The EPA has discussed
the agency’s feasibility concerns with
regard to: setting the action level to
0.005 mg/L; including lead connectors
and galvanized service lines previously
downstream of lead connectors in the
definition of lead content requiring
replacement; and allowing systems
serving up to 10,000 persons the ability
to utilize the small system compliance
flexibility options, in preceding sections
of this preamble. Regarding setting the
action level at a level below 0.010 mg/
L, the EPA has expressed concern
associated with feasibility. See section
IV.F.4 of this preamble for information
on feasibility. When considering the
inclusion of lead connectors and
galvanized service lines previously
downstream of lead connectors in the
set of service lines that must be actively
replaced, the EPA was concerned about
how these activities might pull
resources away from the removal of lead
and GRR service lines that pose a greater
exposure risk. See sections IV.B.2 and
IV.O.3 of this preamble for a detailed
discussion. In the case of setting the
threshold for the small system flexibility
option to include systems serving up to
10,000 persons or fewer, despite the
modeling results showing an increase
net benefits under this option, the EPA
finds that the complexity of
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implementing point-of-use filtration at
all residences in a system serving 3,300
to 10,000 individuals, or potentially
1,300 to 4,000 separate locations, cannot
be correctly captured in the estimated
cost structure within the economic
model and makes this option infeasible.
See section IV.I of this preamble for
additional information on point-of-use
feasibility. In addition, the monetized
benefits associated with the
implementation of CCT are known to be
underestimated given the potential
reductions in lead exposure at homes
without lead and GRR service lines in
a system implementing CCT which is
not captured in the EPA benefit
estimates. The CCT benefits also do not
capture reduced water loss, plumbing
repair cost, and water damage costs
associated with the increased use of
corrosion control. See section VI.F.2. of
this preamble for more information on
the unquantified impacts. See section
IV.F of this preamble for additional
information on corrosion control
treatment. With regard to estimated
annual net benefits being greater for the
alternative option where systems with
multiple action level exceedances
would be required to only make
temporary filters available to
households with lead, GRR, or unknown
lead content service lines, the EPA has
highlighted the inability of the benefits
analysis to monetize positive health
impact from reduced lead exposure at
non-lead and GRR service line locations
which leads to an underestimate of final
LCRI benefits relative to the benefits
estimated for this alternative option.
Note also that the EPA made a
conservative costing assumption that
100 percent of households that are
eligible to receive a filter would pick-up
a filter when made available. The EPA
has very little information on what the
actual pick-up rate may be but it is
possible that the rate could be
significantly less than 100 percent and
therefore the costs for both the final
LCRI and this alternative multiple ALE
temporary filters program are
overestimated, and given the fact that
the final LCRI is making filters available
to all households in a system its
estimated costs are likely overestimated
to a greater extent than the alternative
option. Because of the similar annual
estimated net benefits between the two
alternatives, only $27.5 million in 2022
dollars, and the benefit and cost
estimation uncertainties outlined above
the EPA cannot rely on the relative size
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of the estimated net benefits in selecting
between these options. Therefore, the
EPA selected the final LCRI multiple
ALE option because it protects
individuals in systems with multiple
ALEs that do not have lead, GRR, or
unknown service lines, were as the
alternative option while addressing
most of the exposure issues in lead, GRR
service line systems today does not
cover systems with multiple ALEs and
no lead, GRR, or unknown service lines.
The alternative option will also
effectively sunset as all unknowns are
identified and lead and GRR service
lines are replaced (13 years except for
systems on approved differed deadlines)
leaving consumers in systems with
chronic ALEs and no lead or GRR
service lines to be exposed to
potentially high levels of lead coming
from premise plumbing. The final rule
addresses this issue into the future by
requiring filters be made available to all
customers in systems with multiple
ALEs.
In the case of the alternative lead tap
sample monitoring requirements that
would have systems with unknown lead
content service lines start standard sixmonth lead tap sampling at the LCRI
compliance date, the EPA’s monetized
cost and benefit estimates were too close
to conclusively determine if this
alternative option or the final LCRI has
greater net benefits. Due to the
potentially high volume of systems
required to start standard monitoring,
the EPA did not select to move forward
with this alternative lead tap sampling
option. One concern is the ability of the
States to handle the increased demands
of overseeing the potentially large
number of systems requiring sampling
assistance during the compressed time
period immediately following the rule
compliance date. Another concern is
that requiring systems with unknowns
to start standard six-month lead tap
sampling would affect a large number of
small systems, as the EPA estimates that
45 percent of small systems, or 20,200
systems, have an inventory with
unknown material service lines and no
lead or GRR service lines. Lastly, the
EPA considered a phased approach to
include systems with unknowns in the
standard monitoring requirements but
decided that the complexity of a phased
approach was not commensurate with
the benefits, as nearly all systems will
conduct monitoring within three years
of the rule promulgation based on their
LCR sampling schedule. See section
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IV.E of this preamble for additional
information on lead tap sampling.
VII. Statutory and Executive Order
Reviews
Additional information about these
statutes and Executive orders can be
found at https://www.epa.gov/lawsregulations/laws-and-executive-orders.
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A. Executive Order 12866 (Regulatory
Planning and Review) and Executive
Order 14094 (Modernizing Regulatory
Review)
This action is a ‘‘significant regulatory
action’’, as defined under section 3(f)(1)
of Executive Order 12866, as amended
by Executive Order 14094. Accordingly,
the United States Environmental
Protection Agency (EPA) submitted this
action to the Office of Management and
Budget (OMB) for Executive Order
12866 review. Documentation of any
changes made in response to the
Executive Order 12866 review is
available in the docket. The EPA
prepared an analysis of the potential
costs and benefits associated with this
action. This analysis, the Economic
Analysis for the Final Lead and Copper
Rule Improvements or final LCRI
Economic Analysis (USEPA, 2024a), is
also available in the docket and is
summarized in section VI of this
preamble.
B. Paperwork Reduction Act (PRA)
The information collection activities
in this final rule have been submitted
for approval to the OMB under the PRA.
The Information Collection Request
(ICR) document that the EPA prepared
has been assigned the EPA ICR number
2788.02 and OMB control number
2040–NEW. You can find a copy of the
ICR in the docket for this rule, and it is
briefly summarized here. The
information collection requirements are
not enforceable until OMB approves
them.
The paperwork burden associated
with this final rule consists of the
burden imposed on systems to read and
understand the LCRI as well as the
burden associated with certain new or
revised collections of information.
Specifically, public water systems
(PWSs) will have to assign personnel
and devote resources to implement the
rule. In addition, public water systems
will need to attend training sessions and
receive technical assistance from their
State during implementation of the
LCRI. Furthermore, PWSs will have to
update the 2021 LCRR initial inventory
and include information on lead
connectors and submit the updated
inventory to the State. For the PWSs
that have lead, GRR, or unknown
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service lines, a service line replacement
plan will need to be developed. PWSs
will need to develop, submit to the
State, and annually distribute public
education materials on service line
material type to those consumers served
by lead, GRR, or unknown service lines.
Systems must also update and submit to
the State a tap site sample plan.
Likewise, the paperwork burden for
States include reading and
understanding the LCRI. The State will
have to adopt the rule and develop
programs to implement the LCRI. This
may result in the State modifying their
data system while implementing the
LCRI. Also, the State will have to
provide staff with training and technical
assistance as well as provide water
systems with training and technical
assistance for implementation of the
LCRI. The State is also responsible for
reviewing the updated LCRR initial
inventories (referred to as the baseline
inventory in the LCRI) which will
contain lead connector information and
PWS demonstrations and written
statements of only non-lead service
lines, non-lead connectors, or no
connectors present from systems in lieu
of a publicly accessible inventory as
well as reviewing service line
replacement plans. States will have to
review service line replacement plans.
States will have to review language for
public education materials on service
line material type. States must also
review updated tap site sample plans.
The information collected under the
ICR is critical to States and other
authorized entities that have been
granted primacy (i.e., primary
enforcement authority) for the LCRI.
These authorized entities are
responsible for overseeing the LCRI
implementation by certain public water
systems within their jurisdiction. States
would utilize these data to determine
compliance, designate additional
treatment controls to be installed, and
establish enforceable operating
parameters. The collected information is
also necessary for PWSs. PWSs would
use these data to demonstrate
compliance, assess treatment options,
operate and maintain installed
treatment equipment, and communicate
water quality information to consumers
served by the water system. States
would also be required to report a
subset of these data to the EPA. The
EPA would utilize the information to
protect public health by ensuring
compliance with the LCRI, measuring
progress toward meeting the LCRI’s
goals, and evaluating the
appropriateness of State implementation
activities. No confidential information
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would be collected as a result of this
ICR.
Respondents/affected entities:
Respondents would include owners and
operators of public water systems who
must report to their State, and States,
who must report to the Federal
Government.
Respondent’s obligation to respond:
The collection requirements are
mandatory under sections 1401(1)(D),
1445(a)(1)(A), and 1413(a)(3) of SDWA.
Estimated number of respondents:
67,003; includes 56 primacy agencies
and 66,947 public water systems.
Frequency of response: For the first
three years after the final rule is
published, the majority of the responses
are required once, with some outliers
being required annually.
Total estimated burden: 3,987,886
hours (per year). Burden is defined at 5
CFR 1320.3(b).
Total estimated cost: $348,472,952
(per year), includes $166,786,198 in
annualized capital or operation &
maintenance costs.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for the EPA’s regulations in 40
CFR are listed in 40 CFR part 9. When
OMB approves this ICR, the agency will
announce that approval in the Federal
Register and publish a technical
amendment to 40 CFR part 9 to display
the OMB control number for the
approved information collection
activities contained in this final rule.
C. Regulatory Flexibility Act (RFA)
Pursuant to section 603 and 609(b) of
the RFA, the EPA prepared an initial
regulatory flexibility analysis (IRFA) for
the proposed rule and convened a Small
Business Advocacy Review (SBAR)
Panel to obtain advice and
recommendations from small entity
representatives that potentially would
be subject to the rule’s requirements.
Summaries of the IRFA and Panel
recommendations are presented in the
proposed rule at 88 FR 85040 (USEPA,
2023a).
As required by section 604 of the
RFA, the EPA prepared a final
regulatory flexibility analysis (FRFA) for
this action. The FRFA addresses the
issues raised by public comments on the
IRFA for the proposed rule. The
complete FRFA is available for review
in section 7.4 of the final LCRI
Economic Analysis in the docket and is
summarized here.
For purposes of assessing the impacts
of this final rule on small entities, the
EPA considered small entities to be
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water systems serving 10,000 persons or
fewer. This is the threshold specified by
Congress in the 1996 Amendments to
the Safe Drinking Water Act (SDWA) for
small water system flexibility
provisions. As required by the RFA, the
EPA proposed using this alternative
definition in the Federal Register (63 FR
7620, USEPA, 1998c), requested public
comment, consulted with the Small
Business Administration (SBA), and
finalized the alternative definition in
the agency’s Consumer Confidence
Reports (CCR) regulation (63 FR 44524,
USEPA, 1998d). As stated in the final
CCR rule (USEPA, 1998d), the
alternative definition would apply to all
future drinking water regulations.
The EPA used the Federal Safe
Drinking Water Information System
(SDWIS/Federal) data from the fourth
quarter 2020 to identify about 63,000
small public water systems (PWSs) that
may be impacted by the final LCRI. A
small PWS serves between 25 and
10,000 persons. These water systems
include over 45,000 community water
systems (CWSs) that serve year-round
residents and more than 17,000 nontransient non-community (NTNCWSs)
that serve the same persons at least six
months per year (e.g., a water system
that is an office park or church). The
EPA used data from the 7th Drinking
Water Infrastructure Needs Survey and
Assessment (DWINSA or Needs Survey)
and its supplemental one-time update to
estimate that, of the total number of
small systems serving 10,000 persons or
fewer, 22,235 CWSs and 434 NTNCWSs
have service lines with lead content,
potential lead content, or unknown
content. For additional information on
the development of estimated counts of
systems with potential lead content
service lines, see the final Economic
Analysis document section 3.4.4
(USEPA, 2024a). The percent of small
systems that are estimated to exceed the
lead action level (0.010 mg/L) ranges
from 4.4 to 38.9 percent depending on
the variation between projected lowand high-cost scenarios of 90th
percentile lead tap sample values and
the presence of LSLs in systems (see
Exhibits 7–3, 7–4, and 7–5 in the final
Economic Analysis for more
information; USEPA, 2024a).
SDWA is the core statute addressing
drinking water quality at the Federal
level. Under SDWA, the EPA sets public
health goals and enforceable standards
for drinking water quality. The EPA
promulgated the LCR NPDWR to require
PWSs to minimize lead and copper in
drinking water by reducing water
corrosivity and preventing lead and
copper from leaching from premise
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plumbing and drinking water
distribution system components.
The regulatory revisions in the LCRI
will strengthen public health protection
and improve rule implementation. The
final rule includes requirements that
can be categorized as follows:
conducting a service line inventory that
includes lead connectors and is updated
annually; requiring mandatory full
service line replacement under the
control of water systems; improving tap
sampling; installing or re-optimizing
corrosion control treatment (CCT);
enhancing lead tap and water quality
parameter monitoring; evaluating sites
with lead tap sample results above 0.010
mg/L to assess issues with CCT
performance in the distribution system;
utilizing pitcher filters and point-of-use
devices; improving customer outreach;
and revising reporting and
recordkeeping requirements. The
regulatory requirement categories can
also be thought of as the main cost
categories affecting small systems.
States are required to implement
operator certification (and
recertification) programs per SDWA
section 1419 to ensure operators of
CWSs and NTNCWSs, including small
water system operators, have the
appropriate level of certification.
The EPA solicited small entity
stakeholder input during the
development of the LCRI. Sections VII.E
and VII.F of this preamble contain
detailed information on stakeholder
outreach during the rulemaking process,
including material on the federalism
and Tribal consultation processes,
respectively. The EPA also specifically
sought input from small entity
stakeholders through the SBAR Panel
process. On November 15, 2022, the
EPA’s Small Business Advocacy
Chairperson convened the Panel, which
consisted of the Chairperson, the
Director of the Standards and Risk
Management Division within the EPA’s
Office of Ground Water and Drinking
Water, the Administrator of the Office of
Information and Regulatory Affairs
within the OMB, and the Chief Counsel
for Advocacy of the SBA. The SBAR
Panel process was completed on May
31, 2023. Detailed information on the
overall panel process can be found in
the panel report available in the LCRI
docket (EPA–HQ–OW–2022–0801).
The EPA received comments on the
rule proposal, including from the
Deputy Chief Counsel for the Office of
Advocacy of the SBA, on the impact and
cost burden for small water systems and
their consumers. The SBA commented
on Federal funding availability and
access for small systems, upcoming and
competing compliance needs (e.g., per-
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and polyfluoroalkyl substances in
drinking water and as a hazardous
substance), the effect of potential
increases to ratepayer costs for
disadvantaged communities and the
complexity of the updated tap sampling
protocol for small systems with LSLs.
The SBA recommended that the EPA
revise its cost estimates for the LCRI to
account for the stated concerns, revise
the environmental justice analysis to
include the impact of rate increases
caused by the rule on disadvantaged
communities, and work with small
entities to ensure they have the
personnel and resources necessary to
achieve compliance with the LCRI
requirements. The EPA discussed
Federal funding and technical
assistance avenues for systems,
including small systems, in the
preamble of the proposed LCRI (88 FR
84878, USEPA, 2023a) and in section
III.G of this preamble. For additional
discussion on the SBA’s and others’
comments on funding and technical
assistance, see sections III.G and III.D of
this preamble. For the EPA’s response to
the SBA’s recommendations, see section
VI of this preamble for the cost
estimates and section VII.J of this
preamble for more information on the
environmental justice analysis.
The SBA commented on the
feasibility of the proposed 10-year
replacement deadline, noting that,
‘‘under the RFA, the EPA is required to
examine whether alternative timetables
or requirements would be appropriate to
help small systems comply with the
LCRI’’ and recommending that the
agency revise and extend service line
replacement deadlines for small
systems. The SBA also commented on
the ability of small systems to access
private property for service line
replacement. For the EPA’s discussion
on the feasibility of the mandatory
service line replacement requirement,
which is based on a sample of systems
currently conducting replacement
programs, see section IV.B of this
preamble. The LCRI also includes the
deferred deadlines provision, where any
system with a high proportion of known
lead and GRR service lines to service
connections may defer their mandatory
replacement deadline to a calculated
later date (see section IV.B.8 of this
preamble for more information). The
EPA discussed customer access barriers
and provided examples of successful
systems in the preamble for the
proposed LCRI. The final LCRI includes
a requirement for systems to make a
reasonable effort to obtain property
owner consent.
Under the final rule requirements,
small CWSs serving 3,300 or fewer
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persons and all NTNCWSs with a 90th
percentile lead value above the lead
action level of 0.010 mg/L may choose
an alternative compliance option to
CCT, including installing and
maintaining point-of-use devices or
removing all lead-bearing plumbing
material from the system. As discussed
in section IV.F.1 of this preamble, the
EPA previously determined that optimal
corrosion control treatment (OCCT) is
an affordable technology for all size
systems (63 FR 42039, USEPA, 1998a;
USEPA, 1998b). However, allowing the
smallest systems (serving 3,300 or fewer
persons) and all NTNCWSs to utilize
these alternative compliance options
provides these systems with flexibility
in complying with the LCRI that may
still have technical difficulties
implementing CCT. These alternative
compliance options are as effective at
reducing risk from lead in drinking
water for this category of systems as
CCT. See section IV.I of this preamble
for more information on these
requirements.
In addition to the small system
flexibility provisions for action level
exceedances, there are other flexibilities
included in the rule, such as in tap
sampling, CCT, and public education,
that will ensure sufficient public health
protection for the communities served.
For instance, systems serving 3,300
persons or fewer may apply to the State
to reduce the frequency of tap sampling
and monitoring to once every nine years
if the system demonstrates that the
distribution system and drinking water
supply plumbing are free of lead- and
copper-containing materials. The EPA
clarified in the final LCRI that waivers
approved by the State in writing prior
to the LCRI effect date, rather than April
11, 2000, are still in effect unless the
system no longer meets the 90th
percentile of 0.005 mg/L for lead and
0.65 mg/L and the system does not meet
the ineligibility criteria. In addition
§ 141.86(g)(7)(ii) was removed as it is no
longer applicable. Systems serving
10,000 persons or fewer are only
required to install or re-optimize
corrosion control treatment if they
exceed the action level, whereas most
systems with CCT serving between
10,001 and 50,000 persons must now
optimize their CCT similar to systems
serving more than 50,000 persons as
well as meet optimized water quality
parameters. Systems serving 3,300
persons or fewer that exceed the lead
action level do not have to submit a
press release to media outlets as long as
they meet the requirement to distribute
public education materials to all
households served. Also, systems
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serving 3,300 persons or fewer that
exceed the lead action level must only
complete one additional public outreach
activity, whereas larger systems must
complete three activities.
Another form of flexibility provided
to all water systems, but that is most
likely to benefit small systems, is the
provision that systems with at least one
lead or GRR service line and a lead
action level exceedance (or lead
practical quantitation limit (PQL)
exceedance for large systems) may defer
installing or re-optimizing OCCT as they
replace all lead and GRR service lines in
five years or less at a mandatory
minimum annual rate. This provision
allows systems to avoid the expense of
having to conduct studies, such as a
pipe loop study, prior to installing or reoptimizing OCCT while the system
configurations are changing. In addition,
this allows systems to prioritize the
health protection afforded by mandatory
full service line replacement. At the end
of the five-year-or-less period, the
system must remove all lead and GRR
service lines (the system must have
access to all lead and GRR service lines)
and identify the material of all unknown
service lines, replacing any lines found
to be lead or GRR service lines. For
systems with approximately 50 LSLs or
fewer, most or all the lines can be
replaced for the cost of the pipe rig/loop
study, given the cost of a pipe loop
study for small systems ($307,744) and
assuming that the costs for a full service
line replacement will range between
$6,507 and $8,519, the estimated 25th
and 75th percentile cost estimates
derived by the EPA using 7th DWINSA
data (USEPA, 2024a). If the system had
an action level exceedance after
completing mandatory service line
replacement within five years or less,
the system could evaluate corrosion
control treatments with much less
expensive coupon or desktop studies
(chapter 4, section 4.3.3, USEPA 2024a).
See section IV.F of this preamble for
more information on this flexibility.
The EPA assessed the degree to which
the final LCRI small system flexibilities
would mitigate compliance costs. The
EPA is estimating low- and high-cost
scenarios to characterize uncertainty in
the cost model results. These scenarios
are functions of assigning different
input values (low and high) to a number
of variables that affect the relative cost
of the small system compliance options.
The number of systems serving 3,300 or
fewer persons that choose to install and
maintain point-of-use devices under the
final LCRI range from 2,406 to 4,066,
serving between 250,048 and 474,266
persons. The total monetized
annualized cost for small systems under
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the low-and high-cost scenarios range
from $277 to $313 million discounted at
two percent. The low and high scenarios
also produce between $1.4 and $2.5
billion in small system total monetized
annualized benefits discounted at two
percent. See chapter 7, section 7.4.5 of
the final LCRI Economic Analysis for a
breakdown of cost and benefit estimates
by small system size sub-categories.
Under the final LCRI, the number of
small CWSs that will experience
incremental annual costs of more than
one percent of revenues ranges from
35,895 to 37,069 (80 percent to 82
percent of all small CWSs) and the
number of small CWSs that will have
annual incremental costs exceeding 3
percent of revenues ranges from 26,993
to 27,568 (60 percent to 61 percent of
small CWSs). Lead-bearing plumbing
was not analyzed in the EPA’s costbenefit model. See chapter 7, section 7.4
of the final LCRI Economic Analysis for
more information on the
characterization of the impacts under
the final rule.
The EPA has considered an
alternative approach to provide
regulatory flexibility to small water
systems. The alternative would make
small system flexibility available to all
NTNCWSs and CWSs serving up to
10,000 persons when a system has an
action level exceedance. Systems that
meet the criteria may choose from
among the following compliance
options: (1) optimizing existing CCT or
installing new CCT; (2) installing and
maintaining point-of-use devices at all
locations being served; or (3) removal of
all lead-bearing plumbing material from
the system. Note that the EPA’s costbenefit model does not include an
analysis of the removal of lead-bearing
plumbing. The total monetized
annualized cost for the high scenario
under the alternative small system
compliance option is $500,000 less than
the final LCRI at a two percent discount
rate. The alternative small system
compliance option also results in
increased monetized annualized
benefits under the high scenario equal
to $600,000 at a two percent discount
rate. Note that the SafeWater Lead and
Copper Rule (LCR) model cost
minimization calculations producing
these results do not capture the impact
of the feasibility concerns associated
with implementing point-of-use at
systems serving over 3,300 persons. See
Exhibits 31 and 32 in section VI.G.7 of
this preamble for a more detailed
comparison of the costs and benefits of
the final LCRI and this alternative small
system flexibility compliance
requirement. Also see chapter 7, section
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7.4 and chapter 8, section 8.8 of the
final LCRI Economic Analysis for
additional information on the analysis
of the alternative approach (USEPA,
2024a).
In addition, the EPA will develop a
Small Entity Compliance Guide to help
small entities comply with this rule.
The EPA plans to develop the Small
System Compliance Guide within the
first three years after promulgating the
rule and make it available on the EPA’s
LCRI website.
D. The Unfunded Mandates Reform Act
(UMRA)
This action contains a Federal
mandate that may result in expenditures
of $174 million in 2022$ ($100 million
in 1995$ adjusted for inflation using the
GDP implicit price deflator) or more as
described in UMRA, 2 U.S.C. 1531–
1538, for State, local, and Tribal
governments, in the aggregate, or the
private sector in any one year.
Accordingly, the EPA prepared a
written statement required under
section 202 of UMRA. The statement is
included in the docket for this action
(see chapter 7, section 7.5 of the final
LCRI Economic Analysis (USEPA,
2024a)) and is briefly summarized here.
The EPA conducted a cost analysis of
the final rule as required under SDWA,
UMRA, and Executive Order 12866. For
additional detail on the analysis see
section VI of this preamble and chapters
4 and 6 of the final LCRI Economic
Analysis (USEPA, 2024a). The EPA
finds that under the low-cost scenario,
the highest annual incremental cost over
the 35-year period of analysis is
estimated to happen in the fourth year
after rule promulgation. In this year,
publicly owned PWSs are expected to
have undiscounted incremental costs of
$3.8 billion, privately owned PWSs are
expected to have undiscounted
incremental costs of $700 million, and
States will have undiscounted
incremental costs of $119 million.
Under the high-cost scenario, the
highest annual incremental cost over the
35-year period of analysis is estimated
to happen in the eighth year after rule
promulgation. In this year, publicly
owned PWSs are expected to have
undiscounted incremental costs of $5.9
billion, privately owned PWSs are
expected to have undiscounted
incremental costs of $875 million, and
States will have undiscounted
incremental costs of $40 million.
Therefore, the final LCRI has projected
estimated total undiscounted costs for
the high cost year of the period of
analysis that range from $4.6 billion to
$6.8 billion in 2022 dollars and is
therefore subject to the requirements of
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Sections 202 of UMRA. The EPA notes
that the Federal Government is
providing potential sources of funds to
offset some of those direct compliance
costs of the LCRI, including $15 billion
as part of the Bipartisan Infrastructure
Law. However, the rule’s costs still
exceed $174 million for a given year
even when considering currently
available Federal funds.
Consistent with the intergovernmental
consultation provisions of UMRA
section 204, the EPA consulted with
governmental entities affected by this
rule. The EPA describes the
government-to-government dialogue and
comments from State, local, and Tribal
governments in sections VII.E and VII.F
of this preamble.
Consistent with UMRA section 205,
the EPA identified and analyzed a
reasonable number of regulatory
alternatives to determine the treatment
technique requirements in the final
LCRI. See section VI.G of this preamble
and chapter 8 of the final LCRI
Economic Analysis (USEPA, 2024a) for
descriptions and analysis of alternative
options that were considered.
This action may significantly or
uniquely affect small governments. The
EPA consulted with small governments
concerning regulatory requirements that
might significantly or uniquely affect
them. The EPA describes this
consultation in the Regulatory
Flexibility Act (RFA), section VII.C of
this document.
E. Executive Order 13132 (Federalism)
The EPA concluded that this action
has federalism implications because it
imposes substantial direct compliance
costs on State or local governments, and
the Federal Government will not
provide the funds necessary to pay
those costs. However, the EPA notes
that the Federal Government is
providing a potential source of funds to
offset some of those direct compliance
costs through the Bipartisan
Infrastructure Law. The EPA estimates
that the net change in primacy agency
related costs for State, local, and Tribal
governments in the aggregate is between
$25.8 and $27.7 million in 2022 dollars
at a two percent discount rate (USEPA,
2024a).
The EPA provides the following
federalism summary impact statement.
The EPA consulted with State and local
officials early in the process of
developing the proposed action to
permit them to have meaningful and
timely input into its development. On
October 13, 2022, the EPA held a
federalism consultation through a
virtual meeting. The EPA invited the
following national organizations
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representing State and local officials to
that meeting: the National Governor’s
Association, the National Conference of
State Legislatures, the Council of State
Governments, the National League of
Cities, the U.S. Conference of Mayors,
the National Association of Counties,
the International City/County
Management Association, the National
Association of Towns and Townships,
the Council of State Governments,
County Executives of America, and the
Environmental Council of the States.
The EPA also invited the Association of
State Drinking Water Administrators,
the Association of Metropolitan Water
Agencies, the National Rural Water
Association, the American Water Works
Association, the Association of State
and Territorial Health Officials, the
National Association of County and City
Health Officials, the American Public
Works Association, the Association of
Clean Water Administrators, the
Western States Water Council, the
African American Mayors Association,
the National Association of State
Attorneys General, the Western
Governors’ Association, the National
School Board Association, the American
Association of School Administrators,
and the Council of the Great City
Schools to participate in the meeting.
Representatives from 15 organizations
participated in the meeting.
The EPA also provided the members
of the various associations an
opportunity to provide input during
follow-up meetings. The EPA received
requests for additional meetings and
held meetings with the Association of
State Drinking Water Administrators
and member States on October 5, 2022,
and November 2, 2022.
In addition to input received during
the meeting on October 13, 2022, the
EPA provided an opportunity to receive
written input within 60 days after the
date of that meeting. A summary report
of the views expressed during the
federalism consultation meeting and
written submissions is available in the
docket (EPA–HQ–OW–2022–0813).
F. Executive Order 13175 (Consultation
and Coordination With Indian Tribal
Governments)
This action has Tribal implications
because it imposes substantial direct
compliance costs on Tribal
governments, and the Federal
Government will not provide funds
necessary to pay all of those direct
compliance costs. There are 996 PWSs
serving Tribal communities, where 87 of
them are federally-owned (USEPA,
2024a). The final LCRI Economic
Analysis estimated that the total
annualized incremental costs placed on
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all systems serving Tribal communities
ranges from $5.9 to $7.2 million
(USEPA, 2024a). The EPA notes that
these estimated impacts will not fall
evenly across all Tribal systems. The
LCRI small system flexibility provisions
offer regulatory relief by providing
flexibilities for CWSs serving 3,300 or
fewer persons and all NTNCWSs that
choose alternatives to CCT, such as
installation and maintenance of pointof-use devices and replacement of leadbearing materials to address lead in
drinking water. This flexibility may
result in LCRI implementation cost
savings for many Tribal systems since
89 percent of Tribal CWSs serve 3,300
or fewer persons and 16 percent of all
Tribal systems are NTNCWSs (USEPA,
2024a). Lastly, the EPA notes that the
Federal Government is providing a
potential source of funds to offset some
of those direct compliance costs through
the Bipartisan Infrastructure Law (BIL).
Tribal communities may apply for
funding and technical assistance to
support reduction of lead in drinking
water through the Drinking Water
Infrastructure Grants Tribal Set-Aside
Program, specifically, the Lead Service
Line Replacement Supplemental
funding, which includes $60 million per
year for five years (fiscal year (FY)
2022–FY 2026) from the Bipartisan
Infrastructure Law to supports lead
service line identification and
replacement in water systems serving
Tribes. The EPA also provides support
to Tribal communities through Tribal
Grant Programs established under the
WIIN Act, specifically the Reducing
Lead in Drinking Water Tribal Grant
Program that supports lead reduction
projects for public water systems that
serve Tribal communities and the
Voluntary School and Childcare Lead
Testing and Reduction Tribal Grant
Program to support lead testing in
drinking water at any school or child
care facility, public or private, that
serves federally recognized Tribal
populations.
The EPA consulted with federally
recognized Tribal officials early in the
process of developing this action to
permit them to have meaningful and
timely input into its development.
Between October 6, 2022, and December
9, 2022, the EPA consulted with
federally recognized Indian Tribes. The
consultation included two national
webinars with interested Tribes on
October 27, 2022, and November 9,
2022, during which the EPA provided
an overview of proposed rulemaking
information and requested input. A total
of 11 Tribal representatives participated
in the two webinars. The EPA received
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oral comments from one commenter
who supported the EPA’s proposal to
collect both first- and fifth-liter samples
at lead service line sites and use the
higher of the two in the lead 90th
percentile calculation. The same
commenter also asked if EPA has any
programs that provide tap sampling
assistance in Tribal homes. The EPA did
not receive any written consultation
comments from Tribal organizations
during the comment period that
followed the webinars. Over the course
of the rulemaking, the agency did not
receive any consultation requests from
Tribal nations. Lastly, the EPA did not
receive any written or oral comments
from Tribal representatives on the
proposed rule. A summary report of the
views expressed during Tribal
consultations is available in the docket
(EPA–HQ–OW–2022–0801).
The EPA has met the needs of Tribes
that were made known during the
development of the LCRI. Specifically,
for in-home sampling of lead and
copper, the EPA intends to develop
guidance documents to assist water
systems in implementing the LCRI
requirements, including tap sampling.
Further, water systems serving Tribes
can apply for WIIN grants to support
both compliance tap sampling and the
requirement for systems to offer
supplemental sampling by consumer
request.
G. Executive Order 13045 (Protection of
Children From Environmental Health
and Safety Risks)
Executive Order 13045 directs Federal
agencies to include an evaluation of the
health and safety effects of the planned
regulation on children in Federal health
and safety standards and explain why
the regulation is preferable to
potentially effective and reasonably
feasible alternatives. This action is
subject to Executive Order 13045
because it is a significant regulatory
action under section 3(f)(1) of Executive
Order 12866. The EPA believes that the
environmental health or safety risk
addressed by this action has a
disproportionate effect on children as
developing fetuses, infants, and young
children are most susceptible to the
harmful health effects of lead (ATSDR,
2020). Accordingly, the EPA evaluated
the environmental health or safety
effects of lead found in drinking water
on children and estimated the risk
reduction and health endpoint impacts
to children associated with treatment to
reduce lead in drinking water including
the adoption and optimization of CCT
technologies and the replacement of
LSLs and GRR service lines. The results
of these evaluations are included in
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chapter 5, sections 5.6 and 5.8, and
appendix D of the final LCRI Economic
Analysis (USEPA, 2024a) and described
in section VI of this preamble. Copies of
the final LCRI Economic Analysis and
supporting information are available in
the docket (EPA–HQ–OW–2022–0801).
Furthermore, the EPA’s Policy on
Children’s Health also applies to this
action. Information on how the Policy
was applied is available in section III.B
of this preamble.
H. Executive Order 13211 (Actions That
Significantly Affect Energy Supply,
Distribution, or Use)
This action is not a ‘‘significant
energy action,’’ because it is not likely
to have a significant adverse effect on
the supply, distribution, or use of
energy. The water systems affected by
this action do not generally generate
power. In addition, this action does not
propose to regulate any aspect of energy
distribution because the water systems
that would be regulated by the LCRI
already use electrical service providers.
Finally, the EPA determined that the
incremental energy used to implement
CCT at drinking water systems and
replace LSLs and GRR service lines in
response to the regulatory requirements
is minimal. As such, the EPA does not
anticipate that this final rule would
have a significant adverse effect on the
supply, distribution, or use of energy.
I. National Technology Transfer and
Advancement Act of 1995
This action involves technical
standards. The requirements under the
LCRI may involve existing voluntary
consensus standards because the LCRI
requires additional monitoring for lead
and copper. The EPA’s monitoring and
sampling methodologies generally
include voluntary consensus standards
developed by agencies, such as the
American National Standards Institute
(ANSI) and other similar types of
entities wherever the EPA deems these
methodologies appropriate for
compliance monitoring. The rule
includes requirements to use filters that
are certified by an ANSI-accredited
certifier. Additional information is
available in sections IV.B and IV.I of
this preamble. The LCRI does not,
however, change any methodological
requirements for monitoring or sample
analysis. Additional information is
available in section IV.E of this
preamble. The EPA notes that in some
cases, the LCRI revises the required
frequency and number of lead tap
samples.
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J. Executive Order 12898 (Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations) and Executive
Order 14096 (Revitalizing Our Nation’s
Commitment to Environmental Justice
for All)
The EPA believes that the human
health or environmental conditions that
exist prior to this action result in or
have the potential to result in
disproportionate and adverse human
health or environmental effects on
communities with environmental justice
concerns. The EPA found in the
literature review conducted as part of
the environmental justice analysis for
the LCRI that there are environmental
justice concerns associated with lead
exposure in the baseline. With respect
to the EPA’s case study analysis, the
data indicate a range of environmental
justice concerns associated with
baseline LSL presence. The EPA
anticipates the LCRI will not create
disproportionate and adverse human
health or environmental effects on
communities with environmental justice
concerns under Executive Order 14096
(88 FR 25251, April 21, 2023); see also
Executive Order 12898 (59 FR 7629,
February 16, 1994). The EPA believes
that this action is likely to reduce
existing disproportionate and adverse
effects on communities with
environmental justice concerns. The
EPA expects that the LCRI will reduce
differential impacts associated with lead
exposure from drinking water compared
to the baseline identified in the
environmental justice analysis. The
documentation for this finding,
including additional details on the
methodology, results, and conclusions,
are included in the EPA’s
Environmental Justice Analysis for the
Proposed Lead and Copper Rule
Improvements Report and is available in
the public docket for this action (EPA–
HQ–OW–2022–0801).
Executive Order 12898 first
established Federal executive policy on
environmental justice. Executive Order
14096 supplemented Executive Order
12898, and among other things, directs
Federal agencies, as appropriate and
consistent with applicable law, to build
upon and strengthen their commitment
to deliver environmental justice to all
communities across America through an
approach that is informed by scientific
research, high-quality data, and
meaningful Federal engagement with
communities with environmental justice
concerns.
Consistent with the agency’s
‘‘Technical Guidance for Assessing
Environmental Justice in Regulatory
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Analysis’’ (USEPA, 2016c), the EPA
conducted an environmental justice
analysis for the LCRI to assess impacts
anticipated to result from the proposed
LCRI (USEPA, 2023a). The analysis
builds on and advances the analysis
conducted under the LCRR, which
evaluated baseline exposure to lead in
drinking water. The LCRI’s
environmental justice analysis
evaluated potential environmental
justice concerns associated with lead in
drinking water in the baseline and the
proposed LCRI, including consideration
of whether potential environmental
justice concerns would be created or
mitigated by the proposed LCRI relative
to the baseline. The EPA compiled
recent peer-reviewed research on the
relationship between lead exposure and
socioeconomic status and found that
Black, Indigenous, and People of Color
(BIPOC) and/or low-income populations
are at higher risk of lead exposure and
associated health risks. The EPA’s
literature review identified some trends
indicating disproportionate and adverse
human health risk for exposure to lead
in populations of color and low-income
populations, and also that populations
of children in households occupied by
people of color and/or low-income
households are disproportionately at
risk of exposure to lead in drinking
water because they are more likely to
live in housing built when LSLs were
more commonly used. The EPA also
conducted an analysis of seven case
study cities and found a range of
outcomes with respect to the
sociodemographic and housing unit
variables in areas served by LSLs in the
cities investigated. In addition to LSL
presence, the EPA considered housing
age and traffic proximity as indicators of
other potential lead exposure pathways.
Updated inventories are similarly not
widely available yet; however, some
systems have published updated
inventories online. In the environmental
justice analysis for the LCRI, the EPA
evaluated service line inventories from
seven water systems to estimate baseline
exposure to lead in drinking water using
LSL presence as a proxy for lead
exposure (USEPA, 2023e). The EPA
found a range of outcomes with respect
to the sociodemographic and housing
unit variables in areas served by LSLs in
the cities investigated. While the EPA
found that block groups with LSLs often
had higher percentages of low-income
residents, renters, and People of Color
(specifically, Black, Hispanic, or
linguistically isolated individuals)
compared to block groups without LSLs,
there was little evidence that the
number of LSLs per capita was
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positively correlated with block group
demographic characteristics for these
seven case studies. However, block
groups with the highest number of LSLs
per capita (top quartile) had a notably
larger percentage of Black residents than
the service area as a whole for six case
studies. Two other measures (traffic
density and pre-1960 housing) were
included to capture the possibility of
other sources of lead. The analysis
results showed that pre-1960 housing is
notably higher in block groups with
LSLs compared to those without. The
percent of housing built prior to 1960
was also positively correlated with the
number of LSLs per capita for every case
study and was also elevated in the top
quartile compared to the service area as
a whole. A separate EPA analysis also
revealed that LSL prevalence in
Cincinnati, OH, and Grand Rapids, MI,
was a stronger predictor of the
prevalence of elevated blood lead levels
compared with the EPA’s EJScreen 2017
Lead Paint EJ Index or the U.S.
Department of Housing and Urban
Development’s Deteriorated Paint Index
(Tornero-Velez et al., 2023).
Taken together, these findings support
the concern that adverse health effects
associated with lead exposure from
LSLs may be inequitably distributed
with respect to LSL presence. While the
limited number of water systems
included in the analysis do not permit
conclusions to be made about
environmental justice and LSL presence
outside of the context of these
individual systems, the analysis does
point to several findings. The analysis
demonstrated significant differences in
socioeconomic and housing
characteristics and the prevalence of
LSLs across these systems. It also
demonstrated the importance of
considering the specific characteristics
within the individual system context.
Taken together, these findings support
the concern that adverse health effects
associated with lead exposure from
LSLs may be inequitably distributed
with respect to LSL presence in some
systems.
Statistical analysis did not identify
strong associations between LSLR and
the characteristics of the Census block
group in which they occurred (e.g.,
socioeconomic and housing
characteristics) in any of the case
studies. This is because, in general, at
the time of the analysis either no LSLs
or relatively few LSLs have been
removed in the locations of the case
studies, which affects the EPA’s ability
to quantify a relationship. Conversely,
in the case study of the water system in
Newark, New Jersey, almost all LSLs
were removed in a short period of time,
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similarly obscuring the relationship
between removals and the
socioeconomic and housing unit
variables. Nevertheless, the EPA
recognizes the potential that even in a
water system where there are no
environmental justice concerns with
respect to LSL presence, the sequence
and timing in which lead and GRR
service lines are replaced by a system’s
service line replacement program can
potentially create a concern. For
example, research on a voluntary LSLR
program in Trenton, New Jersey, found
that owner-occupied and higher valued
properties were more likely to
participate in the program (Klemick et
al., 2024). Many LCRI provisions will
have the effect of preventing or
minimizing environmental justice
concerns from being created within the
replacement program, as well as other
requirements that can make full
replacements and information more
accessible to all customers (section
III.H). The EPA expects that LCRI
provisions, such as service line
replacement prioritization, would
reduce baseline differential impacts
associated with lead exposure from
drinking water. In sections III.G and
III.H of this preamble, the EPA also
highlights external funding available to
support full service line replacement, as
well as water systems’ obligations under
Federal civil rights laws.
Additionally, on October 25, 2022,
and November 1, 2022, the EPA held
public meetings related to
environmental justice and the
development of the proposed LCRI. The
meetings provided an opportunity for
the EPA to share information and for
individuals to offer input on
environmental justice considerations
related to the development of the
proposed LCRI and how to more
equitably address lead in drinking water
issues in their communities.
During the meetings and in
subsequent written comments, the EPA
received public comment on topics
including disproportionate exposure to
lead and its health effects among BIPOC
and low-income communities; lead
service line replacement (LSLR)
funding; methods to prioritize LSLR;
access to LSLR for renters; filter
distribution and use during LSLR;
lowering the lead action level;
establishing an maximum contaminant
level (MCL) for lead; updating the lead
health effects language required for
public education, public notification,
and the CCR; ensuring that public
education and public notification
reaches communities that are most at
risk; first- and fifth-liter lead tap
sampling; remediating lead identified
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through sampling in schools and child
care facilities; environmental justice
concerns with corrosion control studies;
community engagement; and regulatory
enforcement and oversight. For more
information on the public meetings,
please refer to the Public Meeting on
Environmental Justice Considerations
for the Development of the Proposed
Lead and Copper Rule Improvements
(LCRI) Meeting Summary for each of the
meeting dates in the public docket at
https://www.regulations.gov/docket/
EPA-HQ-OW-2022-0801. Written public
comments can also be found in the
docket.
1. Summary of Public Comments and
the EPA’s Response
The EPA received several comments
regarding the agency’s LCRI
environmental justice analysis, in
addition to general comments about
environmental justice and equity in
response to lead contamination of
drinking water broadly. Commenters
stated that low-income and BIPOC
communities are disproportionately
impacted by lead exposure from LSLs.
Furthermore, commenters expressed
that LCRI is a meaningful step forward
to help many communities experiencing
inequities due to several different and
cumulative factors, including a lack of
resources and investment. Commenters
further suggested that analyzing
disparities and inequities of
environmental exposures is necessary to
address environmental justice concerns.
The EPA agrees that identifying and
addressing disproportionate and adverse
human health or environmental effects,
as appropriate and consistent with
applicable law, is essential for
environmental justice considerations.
Some commenters alleged perceived
deficiencies in the environmental
justice analysis for LCRI based on
proposed rule requirements with
potential impacts on communities with
environmental justice concerns. Since
those comments were more specifically
about individual rule requirements
compared to how the EPA implemented
the directives in Executive Orders 12898
and 14096, as allowed under SDWA, the
EPA has responded to those comments
in the relevant sections of the preamble
and Response to Comments document
(see section III.H of this preamble and
section 22.10.1 of the Response to
Comments document (USEPA, 2024k).
The EPA received comments
concerning environmental justice and
equity with respect to service line
replacement and service line
replacement plans. The agency’s
responses to comments are addressed in
those sections and the LCRI Response to
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Comments (see sections IV.B and IV.C of
this preamble and section 9 of the
Response to Comments document
(USEPA, 2024k)). Commenters
recommended that the agency require
systems to prioritize criteria for service
line replacement in the final rule for
communities with the greatest burden
from lead exposure and that Federal
funding should be allocated to
communities with the highest
concentration of LSLs. Commenters
stated that the costs of service line
replacement should not fall on the
customers, especially given that, in their
view, many communities with
environmental justice concerns have not
been prioritized in past public works
investments. Commenters concluded
that further disparities could be created
if customers are required to pay to
replace their portion of the LSL. While
the EPA acknowledges the concern of
the potential environmental justice
impacts of paying for service line
replacement, the agency has not used its
section 1412 authority under SDWA to
direct how a water system covers the
costs of compliance with a NPDWR,
which is, at its core, a matter of State
and local law. There is no explicit
statutory authority for EPA to do so;
State and local governments regulate
how water systems provide and charge
for services to their customers.
However, there is an unprecedented
amount of Federal funds available to
cover LSLR, such as from the BIL. BIL
requires that States provide 49 percent
of their LSLR and General Supplemental
capitalization grant amounts as
additional subsidization in the form of
principal forgiveness and/or grants to
disadvantaged communities, as defined
under SDWA section 1452(d)(3).
Additional Federal funding sources,
such as the Housing and Urban
Development Community Development
Block Grants, U.S. Department of
Agriculture Rural Development, and the
U.S. Economic Development
Administration Public Works program,
also provide opportunities for equitable
funding opportunities for communities
to utilize for LSLR. Additional examples
of funding customer-side service line
replacement are given in section III.G of
this preamble.
The final LCRI also includes
requirements for systems regarding their
service line replacement plans to
advance transparency for communities,
including communities with
environmental justice concerns.
Specifically, under LCRI at
§ 141.84(c)(2), systems must make their
service line replacement plan publicly
available. Systems are also required to
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include a prioritization strategy and a
funding strategy for conducting full
service line replacement as part of their
plans.
The EPA received one comment that
stated the agency failed to consider the
implications of the proposed rule on the
affordability of water services and the
associated water rate impacts on BIPOC
households. The commenter stated that
on top of the differential effects of
specific rule provisions within the LCRI,
the EPA must consider impacts of
household water rate increases in
disadvantaged households, opportunity
costs of BIPOC households, and
negative secondary effects the LCRI
requirements will have on households.
The EPA points out that ratemaking is
generally governed by State and local
authorities and the EPA does not have
the authority to control those rates. The
environmental justice analysis was
conducted consistent with SDWA.
K. Consultations With the Science
Advisory Board (SAB) and the National
Drinking Water Advisory Council
In accordance with SDWA sections
1412(d) and 1412(e), the EPA consulted
with the National Drinking Water
Advisory Council (NDWAC) (or the
Council) and the EPA Science Advisory
Board (SAB). The following summarizes
these requirements and consultations.
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1. SAB
SDWA section 1412(e) requires that
the EPA request comments from the
SAB prior to the proposal of any
NPDWR. As required by SDWA section
1412(e), in 2022, the EPA initiated
consultation with the SAB to seek
comments in advance of the publication
of the proposed LCRI. During this
consultation, the EPA asked the SAB to
consider service line inventory data at
select case study locations to advise the
EPA about the most appropriate tools,
indicators, and measures for evaluating
environmental justice with respect to
the presence and replacement of LSLs.
The EPA also asked the SAB to evaluate
the potential environmental justice
impacts of the proposed LCRI in
accordance with Executive Order 12898,
which directs agencies to ‘‘identify and
address the disproportionately high and
adverse human health or environmental
effects of their actions on minority and
low-income populations’’ (E.O. 12898,
1994).
On November 3, 2022, the EPA held
a consultation with the SAB regarding
the agency’s draft case studies for the
proposed LCRI environmental justice
analysis. SAB members were asked to
address the following questions:
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(1.a.) Please comment on the tools/
indicators/metrics, such as the recently
released Environmental Justice Index (EJI)
and Climate and Economic Justice Screening
Tool (CEJST), that EPA should consider using
when developing LSLR case studies to
support the development of the Lead and
Copper Rule Improvements EJ analysis.
(1.b.) Given the identified tools and indices
(i.e., EJScreen, Social Vulnerability Index,
Area Deprivation Index) please comment on
whether there is a sub-set of variables within
the indices which should be given higher
weights in the Lead and Copper Rule
Improvements EJ assessment.
(2) Please comment on the indicator/
measure that is most suitable for studying the
EJ impacts associated with lead service lines
and their replacement.
(3) Please comment on whether any of the
tools or indicators under consideration for
use in the Lead and Copper Rule
Improvements assessment of the drinking
water EJ impacts can help to better assess
lead impacts from other co-located exposure
pathways (e.g., lead paint, soil, and dust) to
inform the EPA’s understanding of lead
exposures from non-drinking water sources.
Materials shared with the SAB are
available in the docket (EPA–HQ–OW–
2022–0801).
In response, the EPA received a range
of recommendations from SAB
members. The recommendations
primarily focused on the tools and
indicators the EPA should use in its
environmental justice analysis to
support the LCRI. SAB members
recommended using indicators from
multiple tools (e.g., EJScreen, Centers
for Disease Control and Prevention
(CDC)’s EJI, CDC/Agency for Toxic
Substances and Disease Registry
(ATSDR) Social Vulnerability Index
(SVI), Area Deprivation Index (ADI)) to
more effectively identify communities
that are disproportionately burdened by
lead exposure and evaluate
environmental justice impacts of LSLs
and LSLR. One member suggested not
using tools that use an index that is
based on different indicators or
composite tools (evaluating multiple
indicators together) (e.g., EJScreen,
CDC’s EJI, CDC/ATSDR SVI, ADI).
Instead, some members advised
extracting and evaluating demographic
and socioeconomic factors from these
tools individually. SAB members
recommended using individual
socioeconomic variables from the 2020
U.S. Census in conjunction with the
American Community Survey (ACS),
CDC’s Minority Health Social
Vulnerability Index (MH SVI), and the
University of South Carolina’s Social
Vulnerability Index (SoVI). One member
recommended relying more heavily on
tools that have finer resolution and use
geographic units at the Census block
group level, such as EJScreen and ADI.
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In addition, SAB members
recommended indicators for studying
LSL and LSLR environmental justice
impacts including minority populations,
low-income population, population
under age five, pre-1960 housing, pre1980 housing, people with disabilities,
single-parent households, occupied
housing units without complete
plumbing, proximity to lead mines,
hazardous waste proximity, superfund
proximity, and particulate matter (PM)
2.5. A few members recommended
including indicators that address
drinking water or infrastructure
vulnerabilities.
Some members suggested that the
EPA focus on indicators most relevant
to children, such as children under age
five, maternal education, birth weight,
and quality of home environment,
because children are most sensitive to
the effects of lead. One member
suggested including a subset of
indicators that are children-specific and
comprise relevant subgroups of persons
under five years and/or 18 years, such
as children belonging to non-white
racial/ethnic groups, children not born
in the U.S., children with disabilities,
and children at or below the poverty
level. Some members pointed out that
race/ethnicity indicators should be
disaggregated to focus on only one race/
ethnicity instead of an aggregate
‘‘people of color’’ indicator.
Some members suggested giving
higher weights to indicators that address
populations disproportionately
vulnerable to lead exposure and its
adverse health effects, such as
population under 5 years old and lowincome communities, because they are
more likely to consume tap water.
Additional indicators suggested for
weighting were location based,
including residential areas near legacy
pollution sites.
Some SAB members suggested
individual indicators from the following
tools be used to consider lead from
other pathways: EJScreen, SVI, ADI, and
EJI. Some SAB members recommended
using proximity to traffic and pre-1960s
housing, as these could indicate
compound lead exposure from
pathways other than drinking water. For
example, proximity to traffic could
correspond to elevated lead in soil due
to past emissions of leaded gasoline,
while pre-1960s housing is more likely
to have lead paint, contributing to lead
in dust and soil.
As a result of the consultation, the
EPA incorporated the suggestions from
the SAB in a study of the environmental
justice implications of the LCRI
(USEPA, 2023e). The EPA evaluated
correlations between per capita LSLs (in
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a Census block group) and different
ethnic groups including American
Indian or Alaska Native, Asian or
Pacific Islander, other or two races,
Hispanic, Non-Hispanic Black, and
Non-Hispanic white. The EPA also
evaluated the relationship between the
presence of LSL and indicators
representing the populations most at
risk of lead exposure such as low
income and children under age five.
Indicators addressing characteristics
that are associated with exposure to
other lead sources were also
incorporated in the study including
structures built prior to 1960 and
proximity to traffic. Additional
information on SAB recommendations
is included in the SAB report available
in the docket (EPA–HQ–OW–2022–
0801).
2. NDWAC
SDWA section 1412(d) requires the
EPA to consult with the NDWAC in
proposing and promulgating any
NPDWR. The EPA met this requirement
for the proposed LCRI on November 30,
2022, when the EPA consulted with the
NDWAC prior to the rule proposal.
During the November 30 consultation
meeting, the EPA provided background
on lead in drinking water and the LCR,
an overview of the LCRR published in
January 2021, and a summary of the
outcome of the EPA’s review of the
LCRR published in the December 2021
Federal Register notification (86 FR
71574). The EPA also discussed topics
for the potential revisions in the
proposed LCRI, including service line
replacement, tap sampling and
compliance, ways to reduce rule
complexity, and small system
flexibilities, to collect input and
generate discussion among NDWAC
members. A summary of the NDWAC
consultation is available in the National
Drinking Water Advisory Council, Fall
2022 Meeting Summary Report
(NDWAC, 2022) and the docket for this
rule (EPA–HQ–OW–2022–0801). The
EPA carefully considered NDWAC
recommendations during the
development of the proposed LCRI.
On January 31, 2024, the EPA
consulted with the NDWAC again.
During the consultation the EPA
provided general background on lead in
drinking water and the LCR. The EPA
provided an overview of the proposed
LCRI including discussing the key
revisions in the proposed rule. The EPA
carefully considered the information
provided by the NDWAC during the
development of the final LCRI. A
summary of the NDWAC input from that
meeting is available in the NDWAC
Summary Report (NDWAC, 2024) and is
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also available in the docket (EPA–HQ–
OW–2022–0801).
L. Consultation With the Department of
Health and Human Services Under
SDWA Section 1412(d)
In accordance with section 1412(d) of
SDWA, the agency consulted with the
Department of Health and Human
Services (HHS). On August 18, 2023, the
EPA consulted with the HHS on the
proposed LCRI and on July 15, 2024, the
EPA consulted with the HHS on the
final rule. The EPA received and
considered comments from the HHS for
both the proposal and final rule through
the interagency review process under
Executive Order 12866, described in
section VII.A of this preamble.
Summaries of the consultation meetings
with the HHS can be found in the
docket (EPA–HQ–OW–2022–0801).
M. Congressional Review Act (CRA)
This action is subject to the CRA, and
the EPA will submit a rule report to
each House of the Congress and to the
Comptroller General of the United
States. This action meets the criteria set
forth in 5 U.S.C. 804(2).
VIII. Severability
The purpose of this section is to
clarify the EPA’s intent with respect to
the severability of the components of
the rule. The major components of the
rule are: (1) a service line inventory, (2)
service line replacement, (3) corrosion
control treatment, (4) public education,
including additional requirements for
multiple lead action level exceedances,
(5) sampling at schools and child care
facilities, and (6) the small system
compliance flexibility option.
If a court finds the EPA erred in its
promulgation of some aspect of this
rule, the EPA expects to request briefing
on whether vacatur, partial vacatur, or
remand would be the appropriate
remedy. While parts of the rule are
interdependent, other parts of the rule
may be easily severed and implemented
or vacated without disrupting the other
parts of the rule. In addition, if one
component of the rule is vacated, the
remaining portions may or may not be
adequate to meet the anti-backsliding
standard for a revised NPDWR. For
example, the LCRI’s adjustments to the
re-optimization requirements were
made in part because systems will be
conducting lead and GRR service line
replacement. The EPA does not intend
those adjustments to take effect in the
absence of a mandatory service line
replacement requirement. Conversely, if
a court were to vacate or partially vacate
some aspect of the corrosion control
treatment requirements, such as the
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86615
action level, the service line
replacement requirements can be
implemented, and the remaining
components of the rule would meet the
anti-backsliding standard in SDWA.
Therefore, with the exceptions noted
below, the EPA expects that additional
briefing would be needed to address
whether the provision at issue is
integral to either the operation of the
rule or the anti-backsliding requirement.
• The service line inventory
requirement is severable from all other
components of the rule, including the
service line replacement requirements.
While it supports the service line
replacement requirements, and the
public education requirement to notify
customers that are served by lead, GRR,
or unknown service lines work in
tandem with the inventory, it is also
critical to the EPA’s administration of
financial assistance programs
authorized under SDWA for the
replacement of service lines. Therefore,
even if the service line replacement
requirements or the public education
requirements are vacated or partially
vacated, the service line inventory
requirements can operate independently
and support the EPA’s non-regulatory
efforts to support the removal of lead
service lines.
• If a court were to vacate any portion
of the school and child care facility
sampling requirements, the remainder
of the rule could be implemented
effectively. School and child care
facility sampling is not integral to the
other components of the rule or the
EPA’s evaluation of whether the rule as
a whole meets the anti-backsliding
provision of SDWA. Similarly, the
school and child care facility sampling
requirements can operate independently
if other components of the rule are
vacated.
• The small system compliance
flexibility option, if vacated, is not
integral to the rule or the underlying
analyses of feasibility of the rule for
small systems. As explained in section
IV.I of this preamble, the EPA structured
this provision so that it could be easily
severed from the remainder of the rule
because States are not required to adopt
this provision to obtain primacy for the
rule, and the EPA expects that some
primacy States will exercise their
discretion to not adopt this flexibility
provision.
• The service line replacement
requirements, together with the service
line inventory, can be implemented if
the court vacates any provisions for (1)
corrosion control treatment, including
the action level, (2) public education
requirements, including additional
requirements for multiple action level
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exceedances, (3) school and child care
facility sampling, and (4) the small
system compliance flexibility option. By
remaining in effect, the service line
replacement provision will significantly
reduce adverse health effects known to
occur as a result of lead contamination
from lead and galvanized service lines.
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1&TocRestrict=n&Toc=&
TocEntry=&QField=&QFieldYear=&
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IntQFieldOp=0&ExtQFieldOp
=0&XmlQuery=&File=D%3A%5Czyfiles
%5CIndex%20Data%5C16thru20
%5CTxt%5C00000024%5CP1012GIX.
txt&User=ANONYMOUS&
Password=anonymous&SortMethod=h
%7C-&MaximumDocuments=1&Fuzzy
Degree=0&ImageQuality=r75g8/r75g8/x
150y150g16/i425&Display
=hpfr&DefSeekPage=x&SearchBack
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List of Subjects
40 CFR Part 141
Environmental protection, Copper,
Indians—lands, Intergovernmental
relations, Lead, Lead service line,
Reporting and recordkeeping
requirements, Water supply.
40 CFR Part 142
Environmental protection,
Administrative practice and procedure,
Copper, Indians—lands,
Intergovernmental relations, Lead, Lead
service line, Reporting and
recordkeeping requirements, Water
supply.
Michael S. Regan,
Administrator.
For the reasons stated in the
preamble, the Environmental Protection
Agency amends 40 CFR parts 141 and
142 as follows:
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Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 / Rules and Regulations
PART 141—NATIONAL PRIMARY
DRINKING WATER REGULATIONS
1. The authority citation for part 141
continues to read as follows:
■
Authority: 42 U.S.C. 300f, 300g–1, 300g–
2, 300g–3, 300g–4, 300g–5, 300g–6, 300j–4,
300j–9, and 300j–11.
2. Amend § 141.2 by:
a. Revising the definitions of ‘‘Action
level’’ and ‘‘Child care facility’’;
■ b. Adding in alphabetical order
definitions for ‘‘Connector’’ and
‘‘Distribution System and Site
Assessment’’;
■ c. Revising the definition of
‘‘Elementary school’’;
■ d. Removing the definitions of ‘‘Findand-fix’’ and ‘‘First draw sample’’;
■ e. Adding in alphabetical order a
definition for ‘‘First-liter sample’’;
■ f. Removing the definition of ‘‘Full
lead service line replacement’’;
■ g. Adding in alphabetical order a
definition for ‘‘Galvanized requiring
replacement service line’’;
■ h. Revising the definition of
‘‘Galvanized service line’’;
■ i. Removing the definition of
‘‘Gooseneck, pigtail, or connector’’;
■ j. Revising the definitions of ‘‘Lead
service line’’ and ‘‘Lead status unknown
service line’’;
■ k. Removing the definitions of ‘‘Lead
trigger level’’ and ‘‘Medium-size water
system’’;
■ l. Adding in alphabetical order
definitions for ‘‘Medium water system’’
and ‘‘Newly regulated public water
system’’;
■ m. Removing the definitions of
‘‘Optimal corrosion control treatment’’
and ‘‘Partial lead service line
replacement’’;
■ n. Adding in alphabetical order
definitions for ‘‘Optimal corrosion
control treatment (OCCT)’’ and ‘‘Partial
service line replacement’’;
■ o. Revising the definitions of ‘‘Pitcher
filter’’ and ‘‘Secondary school’’;
■ p. Adding in alphabetical order a
definition for ‘‘Service line’’;
■ q. Revising the definitions of ‘‘Small
water system’’ and ‘‘System without
corrosion control treatment’’;
■ r. Adding in alphabetical order a
definition for ‘‘Tap monitoring period’’;
■ s. Removing the definition of ‘‘Tap
sampling monitoring period’’; and
■ t. Revising the definitions of ‘‘Tap
sampling period’’, ‘‘Tap sampling
protocol’’, and ‘‘Wide-mouth bottles’’.
The revisions and additions read as
follows:
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■
■
§ 141.2
Definitions.
*
*
*
*
*
Action level, for the purpose of
subpart I of this part only, means the
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concentrations of lead or copper in
water as specified in § 141.80(c) which
determines requirements under subpart
I of this part. The lead action level is
0.010 mg/L and the copper action level
is 1.3 mg/L.
*
*
*
*
*
Child care facility, for the purpose of
subpart I of this part only, means a
location that houses a provider of child
care, day care, or early learning services
to children, as licensed by the State,
local, or Tribal licensing agency.
*
*
*
*
*
Connector, also referred to as a
gooseneck or pigtail, means a short
segment of piping not exceeding three
feet that can be bent and is used for
connections between service piping,
typically connecting the service line to
the main. For purposes of subpart I of
this part, lead connectors are not
considered to be part of the service line.
*
*
*
*
*
Distribution System and Site
Assessment means the requirements
under subpart I of this part, pursuant to
§ 141.82(j), that water systems must
perform at every tap sampling site that
yields a lead result above the lead action
level of 0.010 mg/L.
*
*
*
*
*
Elementary school, for the purpose of
subpart I of this part only, means a
school classified as elementary by State
and local practice and composed of any
span of grades (including pre-school)
not above grade 8.
*
*
*
*
*
First-liter sample, for the purpose of
subpart I of this part only, means a
sample collected of the first one-liter
volume of tap water drawn in
accordance with § 141.86(b).
*
*
*
*
*
Galvanized requiring replacement
service line, for the purpose of subpart
I of this part only, means a galvanized
service line that currently is or ever was
downstream of a lead service line; or is
currently downstream of a lead status
unknown service line. For this
definition, downstream means in the
direction of flow through the service
line. If the water system is unable to
demonstrate that the galvanized service
line was never downstream of a lead
service line, it is a galvanized requiring
replacement service line for purposes of
the service line inventory and
replacement requirements pursuant to
§ 141.84.
Galvanized service line, for the
purpose of subpart I of this part only,
means a service line that is made of iron
or steel that has been dipped in zinc to
prevent corrosion and rusting.
*
*
*
*
*
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Lead service line, for the purpose of
subpart I of this part only, means a
service line that is made of lead or
where a portion of the service line is
made of lead. A lead-lined galvanized
service line is defined as a lead service
line.
Lead status unknown service line, for
the purpose of subpart I of this part
only, means a service line whose pipe
material has not been demonstrated to
be a lead service line, galvanized
requiring replacement service line, or a
non-lead service line pursuant to
§ 141.84(a)(3).
*
*
*
*
*
Medium water system, for the purpose
of subpart I of this part only, means a
water system that serves greater than
10,000 persons and less than or equal to
50,000 persons.
*
*
*
*
*
Newly regulated public water system,
for the purpose of subpart I only, refers
to either:
(1) An existing public water system
that was not subject to National Primary
Drinking Water Regulations in this part
on October 16, 2024, because the system
met the requirements of section 1411 of
the Safe Drinking Water Act and § 141.3;
or
(2) An existing water system that did
not meet the definition of a public water
system in § 141.2 on October 16, 2024.
This term does not include existing
water systems under new or
restructured ownership or management.
*
*
*
*
*
Optimal corrosion control treatment
(OCCT), for the purpose of subpart I of
this part only, means the corrosion
control treatment that minimizes the
lead and copper concentrations at users’
taps while ensuring that the treatment
does not cause the water system to
violate any National Primary Drinking
Water Regulations in this part.
Partial service line replacement, for
the purpose of subpart I of this part
only, means replacement of any portion
of a lead service line or galvanized
requiring replacement service line, as
defined in this section, that leaves in
service any length of lead or galvanized
requiring replacement service line upon
completion of the work.
*
*
*
*
*
Pitcher filter means a non-plumbed
water filtration device, which consists
of a gravity fed water filtration cartridge
and a filtered drinking water reservoir,
that is certified by an American
National Standards Institute accredited
certifier to reduce lead in drinking
water.
*
*
*
*
*
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Secondary school, for the purpose of
subpart I of this part only, means a
school comprising any span of grades
beginning with the next grade following
an elementary school (usually 7, 8, or 9)
and ending with grade 12. Secondary
schools include both junior high schools
and senior high schools and typically
span grades 7 through 12.
*
*
*
*
*
Service line, for the purpose of
subpart I of this part only, means a
portion of pipe that connects the water
main (or other conduit for distributing
water to individual consumers or groups
of consumers) to the building inlet.
Where a building is not present, the
service line connects the water main (or
other conduit for distributing water to
individual consumers or groups of
consumers) to the outlet.
*
*
*
*
*
Small water system, for the purpose of
subpart I of this part only, means a
water system that serves 10,000 persons
or fewer.
*
*
*
*
*
System without corrosion control
treatment, for the purpose of subpart I
of this part, means a water system that
does not have or purchases all of its
water from a system that does not have:
(1) An optimal corrosion control
treatment approved by the State; or
(2) Any pH adjustment, alkalinity
adjustment, and/or corrosion inhibitor
addition resulting from other water
quality adjustments as part of its
treatment train infrastructure.
Tap monitoring period, for the
purpose of subpart I of this part only,
means the period of time during which
each water system must conduct tap
sampling for lead and copper analysis.
The applicable tap monitoring period is
determined by lead and copper
concentrations in tap samples. The
length of the tap monitoring period can
range from six months to nine years.
Tap sampling period, for the purpose
of subpart I of this part only, means the
time period, within a tap monitoring
period, during which the water system
is required to collect samples for lead
and copper analysis.
Tap sampling protocol means the
method for collecting tap samples
pursuant to § 141.86(b).
*
*
*
*
*
Wide-mouth bottles, for the purpose
of subpart I of this part only, means
bottles one liter in volume that have a
mouth with an inner diameter that
measures at least 40 millimeters wide.
■ 3. Amend § 141.31 by revising
paragraph (d) to read as follows:
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§ 141.31
Reporting requirements.
*
*
*
*
*
(d)(1) The public water system, within
10 days of completing the public
notification requirements under subpart
Q of this part for the initial public
notice and any repeat notices, must
submit to the primary agency a
certification that it has fully complied
with the public notification regulations
under subpart Q. The public water
system must include with this
certification a representative copy of
each type of notice distributed,
published, posted, and made available
to the persons served by the system and
to the media.
(2) For Tier 1 notices for a lead action
level exceedance, public water systems
must provide a copy of the Tier 1 notice
to the Administrator and the head of the
primacy agency as soon as practicable,
but not later than 24 hours after the
public water system learns of the
exceedance.
*
*
*
*
*
■ 4. Revise and republish § 141.80 to
read as follows:
§ 141.80
level.
General requirements and action
(a) Applicability, effective date, and
compliance deadlines. The
requirements of this subpart constitute
the national primary drinking water
regulations for lead and copper.
(1) The provisions of this subpart
apply to community water systems and
non-transient, non-community water
systems (in this subpart referred to as
‘‘water systems’’ or ‘‘systems’’) as
defined at § 141.2.
(2) The requirements of this subpart
are effective as of December 30, 2024.
(3) Community water systems and
non-transient non-community water
systems must comply with the
requirements of this subpart no later
than November 1, 2027, except where
otherwise specified in §§ 141.81, 141.84,
141.85, 141.86, and 141.90, or where an
exemption in accordance with 40 CFR
part 142, subpart C or F, has been issued
by the Administrator.
(4)(i) Between October 30, 2024, and
November 1, 2027, community water
systems and non-transient noncommunity water systems must comply
with 40 CFR 141.2, 141.31(d), and
141.80 through 141.91, as codified on
July 1, 2020, except systems must also
comply with 40 CFR 141.84(a)(1)
through (10) (excluding paragraphs
(a)(6) and (7)), 141.85(a)(1)(ii) and (e),
141.90(e)(1) and (13), (f)(4), and (h)(3),
141.201(a)(3)(vi) and (c)(3), and
141.202(a)(10); 40 CFR part 141,
appendix A to subpart Q, entry I.C.1
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(excluding § 141.90, except paragraphs
(e)(1) and (13) and (f)(4)) and entry I.C.2;
40 CFR part 141, appendix B to subpart
Q, entry D.23; and 40 CFR 141.31(d)(2),
as codified on July 1, 2024.
(ii) If an exemption from subpart I of
this part has been issued in accordance
with 40 CFR part 142, subpart C or F,
prior to December 16, 2021, then the
water systems must comply with 40
CFR 141.80 through 141.91, as codified
on July 1, 2020, until the expiration of
that exemption.
(b) Scope. The regulations in this
subpart constitute a treatment technique
rule that includes treatment techniques
to control corrosion, treat source water,
replace service lines, and provide public
education. The regulations in this
subpart include requirements to support
the treatment technique including a
service line inventory, tap sampling,
and monitoring for lead in schools and
child care facilities. Some of the
requirements in this subpart only apply
if there is an exceedance of the lead or
copper action levels, specified in
paragraph (c) of this section, as
measured in samples collected at
consumers’ taps.
(c) Lead and copper action levels and
method for determining whether there is
an exceedance of the action level.
Action levels must be determined based
on tap water samples that must be
considered for inclusion under
§ 141.86(e) for the purpose of
calculating the 90th percentile and
tested using the analytical methods
specified in § 141.89. The action levels
described in this paragraph (c) are
applicable to all sections of subpart I of
this part. Action levels for lead and
copper are as follows:
(1) The lead action level is exceeded
if the 90th percentile concentration of
lead as specified in paragraph (c)(3) of
this section is greater than 0.010 mg/L.
(2) The copper action level is
exceeded if the 90th percentile
concentration of copper as specified in
paragraph (c)(3) of this section is greater
than 1.3 mg/L.
(3) For purposes of this subpart, the
90th percentile concentration must be
derived as follows:
(i) For water systems that do not have
Tier 1 and/or Tier 2 sites and only have
sites identified as Tier 3, 4, or 5 under
§ 141.86(a):
(A) The results of all lead or copper
samples taken during a tap sampling
period and eligible for inclusion in the
90th percentile calculation under
§ 141.86(e) must be placed in ascending
order from the sample with the lowest
concentration of lead or copper to the
sample with the highest concentration
of lead or copper. Each sampling result
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must be assigned a number, in
ascending order beginning with the
number 1 for the sample with the lowest
concentration of lead or copper. The
number assigned to the sample with the
highest concentration must be equal to
the total number of samples taken and
considered for inclusion in the 90th
percentile calculation, in accordance
with § 141.86(e).
(B) The number of samples taken
during the tap sampling period must be
multiplied by 0.9.
(C) The 90th percentile concentration
is the concentration of lead or copper in
the numbered sample yielded after
multiplying the number of samples by
0.9 in paragraph (c)(3)(i)(B) of this
section.
(D) For water systems that collect five
samples per tap sampling period, the
90th percentile concentration is the
average of the highest and second
highest concentration from the results in
paragraph (c)(3)(i)(A) of this section.
(E) For a water system that is allowed
by the State to collect fewer than five
samples in accordance with
§ 141.86(a)(2) or has failed to meet their
required minimum number of samples
and collected fewer than five samples,
the sample result with the highest
concentration from the results in
paragraph (c)(3)(i)(A) of this section is
considered the 90th percentile value.
(ii) For water systems with sites
identified as Tier 1 or 2 under
§ 141.86(a) with sufficient Tier 1 and 2
sites to meet the minimum number of
sites required in § 141.86(c) or (d) as
applicable:
(A) For lead, water systems must
include the higher of the first-liter and
fifth-liter lead sample results at each
Tier 1 and 2 site (or first-liter lead
sample if tiering is based on premise
plumbing) taken during the tap
sampling period in paragraphs
(c)(3)(ii)(B) through (D) of this section.
For copper, water systems must include
all first-liter copper samples collected at
each Tier 1 and 2 site taken during the
tap sampling period. Lead or copper
sample results from Tier 3, 4, or 5 sites
cannot be included in this calculation.
(B) The results of the lead or copper
samples taken during a tap sampling
period and eligible for inclusion in the
90th percentile calculation under
§ 141.86(e) identified in paragraph
(c)(3)(ii)(A) of this section must be
placed in ascending order from the
sample with the lowest concentration to
the sample with the highest
concentration. Each sampling result
must be assigned a number, in
ascending order beginning with the
number 1 for the sample with the lowest
concentration. The number assigned to
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the sample with the highest
concentration must be equal to the total
number of samples.
(C) The number of samples identified
in paragraph (c)(3)(ii)(B) must be
multiplied by 0.9.
(D) The 90th percentile concentration
is the concentration of lead or copper in
the numbered sample yielded after
multiplying the number of samples by
0.9 in paragraph (c)(3)(ii)(C) of this
section.
(E) For water systems that collect
samples from five sites per tap sampling
period, the 90th percentile
concentration is the average of the
highest and second highest
concentration from the results in
paragraph (c)(3)(ii)(B) of this section.
(F) For a water system that is allowed
by the State to collect fewer than five
copper samples or five first-liter-andfifth-liter-paired lead samples in
accordance with § 141.86(a)(2), or has
failed to collect at least five copper
samples or five first-liter-and fifth-literpaired lead samples, the sample result
with the highest concentration from the
results in paragraph (c)(3)(ii)(B) is
considered the 90th percentile value.
(iii) For water systems with sites
identified as Tier 1 or 2 under
§ 141.86(a) with an insufficient number
of Tier 1 or 2 sites to meet the minimum
number of sites required in § 141.86(c)
or (d) as applicable:
(A) For lead, the system must use the
higher value of the first-liter and fifthliter lead sample for each Tier 1 or 2 site
(or first-liter lead sample if tiering is
based on premise plumbing) and the
first-liter lead samples from sites in the
next highest available tier (i.e., Tier 3, 4,
and 5) to meet the minimum number of
sites required in § 141.86(c) or (d)
sampled during a tap sampling period
for the steps in paragraphs (c)(3)(iii)(B)
through (D) of this section. For copper,
the system must use all first-liter copper
samples collected.
(B) The results of all of the lead or
copper samples identified in paragraph
(c)(3)(iii)(A) of this section must be
placed in ascending order from the
sample with the lowest concentration to
the sample with the highest
concentration. The water system must
reduce this list to only include samples
with the highest concentrations such
that the number of sample results equals
the minimum number of sites required
to be sampled by § 141.86(c) or (d), as
applicable. From this reduced list, each
sampling result must be assigned a
number, in ascending order beginning
with the number 1 for the sample with
the lowest concentration. The number
assigned to the sample with the highest
concentration must be equal to the
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minimum number of sites required by
§ 141.86(c) or (d), as applicable.
(C) The number of samples identified
in paragraph (c)(3)(iii)(B) must be
multiplied by 0.9.
(D) The 90th percentile concentration
is the concentration of lead or copper in
the numbered sample yielded after
multiplying the number of samples by
0.9 in paragraph (c)(3)(iii)(C) of this
section.
(E) For water systems that collect
samples from five sites per tap sampling
period, the 90th percentile
concentration is the average of the
highest and second highest
concentration from the results in
paragraph (c)(3)(iii)(B) of this section.
(F) For a water system that is allowed
by the State to collect fewer than five
copper samples or five first-liter-andfifth-liter-paired lead samples in
accordance with § 141.86(a)(2), or has
failed to collect at least five copper
samples or five first-and-fifth—literpaired lead samples, the sample result
with the highest concentration from the
results in paragraph (c)(3)(iii)(B) is
considered the 90th percentile value.
(G) If a water system does not collect
enough samples sufficient to meet the
minimum number of sites required in
§ 141.86(c) or (d), the system must
calculate the 90th percentile lead and
copper levels following the steps in
§ 141.80(c)(3)(i)(A) through (C).
■ 5. Revise § 141.81 to read as follows:
§ 141.81 Applicability of corrosion control
treatment steps to small, medium, and large
water systems.
(a) Corrosion control treatment. All
water systems are required to install,
optimize, or re-optimize optimal
corrosion control treatment (OCCT) in
accordance with this section. This
section sets forth when a system must
complete the corrosion control
treatment steps under paragraph (d) or
(e) of this section based on size, whether
the system has corrosion control
treatment, and whether it has exceeded
the lead practical quantitation limit,
lead action level, and/or the copper
action level.
(1) Large water systems (serving
>50,000 people). (i) Large water systems
with corrosion control treatment that
exceed either the lead action level or
copper action level must complete the
re-optimized OCCT steps specified in
paragraph (d) of this section unless the
system:
(A) Has re-optimized OCCT once
under paragraph (d) of this section after
the compliance date in § 141.80(a)(3);
(B) Is meeting optimal water quality
parameters designated by the State; and
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(C) Is continuing to operate and
maintain corrosion control treatment as
required in § 141.82(g).
(ii) The State may require a large
water system that does not have to reoptimize under paragraphs (a)(1)(i)(A)
through (C) of this section to re-optimize
under § 141.82(h).
(iii) A large water system must meet
the requirements under paragraph (d) of
this section if it exceeds the lead action
level at the end of a tap sampling period
after completing service line
replacement in accordance with the
requirements in § 141.84(d) and there
are no lead, galvanized requiring
replacement, or lead status unknown
service lines remaining in the system’s
inventory.
(iv) Large water systems with
corrosion control treatment with 90th
percentile results as calculated in
accordance with § 141.80(c)(3) that
exceed the lead practical quantitation
limit of 0.005 mg/L but do not exceed
the lead action level or the copper
action level may be required by the
State to complete the re-optimized
OCCT steps in paragraph (d) of this
section.
(v) Large water systems without
corrosion control treatment with 90th
percentile results as calculated in
accordance with § 141.80(c)(3) that
exceed either the lead practical
quantitation limit of 0.005 mg/L or the
copper action level must complete steps
to study and install OCCT, as specified
in paragraph (e) of this section.
(2) Medium water systems (serving
>10,000 and ≤50,000 people). (i)
Medium water systems with corrosion
control treatment that exceed either the
lead action level or copper action level
must complete the re-optimized OCCT
steps specified in paragraph (d) of this
section unless the system:
(A) Has re-optimized OCCT once
under paragraph (d) of this section after
the compliance date in § 141.80(a)(3);
(B) Is meeting optimal water quality
parameters designated by the State; and
(C) Is continuing to operate and
maintain corrosion control treatment as
required in § 141.82(g).
(ii) The State may require a medium
water system that does not have to reoptimize under paragraphs (a)(2)(i)(A)
through (C) of this section to re-optimize
under § 141.82(h).
(iii) After completing service line
replacement in accordance with the
requirements in § 141.84(d) and there
are no lead, galvanized requiring
replacement, or lead status unknown
service lines remaining in the inventory,
if at the end of a subsequent tap
sampling period, the system exceeds the
lead action level, a medium water
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system with corrosion control treatment
must meet the requirements under
paragraph (d) of this section.
(iv) Medium water systems with
corrosion control treatment that do not
exceed either the lead action level or the
copper action level and do not have
optimal water quality parameters
designated by the State must complete
the steps specified in paragraph (d) of
this section starting with step 6 under
paragraph (d)(6) of this section unless
the system is deemed optimized under
paragraph (b)(3) of this section.
(v) Medium water systems without
corrosion control treatment that exceed
either the lead or copper action level
must complete the OCCT steps specified
in paragraph (e) of this section.
(3) Small water systems (serving
≤10,000 people) and non-transient noncommunity water systems. (i) Small and
non-transient non-community water
systems with corrosion control
treatment that exceed either the lead
action level or the copper action level,
must complete the re-optimized OCCT
steps specified in paragraph (d) of this
section unless the system:
(A) Has re-optimized OCCT once
under paragraph (d) of this section after
the compliance date in § 141.80(a)(3);
(B) Is meeting optimal water quality
parameters designated by the State; and
(C) Is continuing to operate and
maintain corrosion control treatment as
required in § 141.82(g).
(ii) The State may require a small
water system that does not have to reoptimize under paragraphs (a)(3)(i)(A)
through (C) of this section to re-optimize
under § 141.82(h).
(iii) After completing service line
replacement in accordance with the
requirements in § 141.84(d) and there
are no lead, galvanized requiring
replacement, or lead status unknown
service lines remaining in the inventory,
if at the end of a subsequent tap
sampling period, the system exceeds the
lead action level, a small water system
with corrosion control treatment must
meet the requirements under paragraph
(d) of this section.
(iv) Small and non-transient noncommunity water systems without
corrosion control treatment that exceed
either the lead action level or copper
action level must complete the
corrosion control treatment steps
specified in paragraph (e) of this
section.
(b) Systems deemed to have optimized
corrosion control. A system without
corrosion control treatment is deemed to
have OCCT as defined in § 141.2 if the
system meets the requirement of either
paragraph (b)(1) or (3) of this section. A
system with corrosion control treatment
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is deemed to have OCCT as defined in
§ 141.2 or re-optimized OCCT if the
system meets the requirements of either
paragraphs (b)(1) and (4) or (b)(3) and
(4) of this section. Systems must submit
documentation of meeting the
applicable requirements to the State in
accordance with § 141.90(c)(1) by the
applicable deadline for submitting tap
sampling results under § 141.90(a)(2).
(1) A medium water system without
corrosion control treatment or a small
water system is deemed to have OCCT
if the water system does not exceed the
lead action level and copper action level
during two consecutive six-month tap
monitoring periods and then remains at
or below the lead action level and
copper action level in all tap sampling
periods conducted in accordance with
§ 141.86.
(i) A small water system with
corrosion control treatment is not
eligible to be deemed to have OCCT
pursuant to this paragraph (b)(1) where
the State has set optimal water quality
parameters (OWQPs) under paragraph
(d) or (e) of this section.
(ii) If a medium water system without
corrosion control treatment or a small
water system deemed to have OCCT
under this paragraph (b)(1) exceeds the
lead action level or copper action level,
the system must follow the
requirements in paragraph (a) of this
section.
(2) [Reserved]
(3) A water system is deemed to have
optimized or re-optimized corrosion
control treatment if it submits tap
sampling results in accordance with
§ 141.86 demonstrating that the 90th
percentile lead level is less than or
equal to the lead practical quantitation
limit of 0.005 mg/L for two consecutive
six-month tap monitoring periods, it
does not exceed the copper action level
for two consecutive six-month tap
monitoring periods, and it does not have
OWQPs designated by the State under
paragraph (d) or (e) of this section.
(i) A system with 90th percentile tap
sampling results that later exceeds the
lead practical quantitation limit of 0.005
mg/L or copper action level during any
tap sampling period is not eligible to be
deemed to have optimized OCCT in
accordance with this paragraph (b)(3)
until the system has completed the
treatment steps specified in paragraph
(d) or (e) of this section.
(ii) A system deemed to have OCCT
in accordance with this paragraph (b)(3)
must continue monitoring for lead and
copper at the tap no less frequently than
once every three calendar years using
the reduced number of sites specified in
§ 141.86(d)(1) and collecting samples at
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times and locations specified in
§ 141.86(d)(2)(iii).
(4) A system with corrosion control
treatment deemed to have OCCT under
this paragraph (b) must continue to
operate and maintain the corrosion
control treatment and also meet any
additional requirements that the State
determines are appropriate to ensure
OCCT is maintained.
(c) [Reserved]
(d) Treatment steps and deadlines for
water systems re-optimizing optimal
corrosion control treatment. Water
systems with corrosion control
treatment that are required to reoptimize optimal corrosion control
treatment under paragraph (a) of this
section must complete the following
steps (described in the referenced
portions of §§ 141.82, 141.86, and
141.87) by the indicated time periods.
Water systems must conduct tap
sampling for lead and copper in
accordance with the requirements of
§ 141.86 while they complete the
corrosion control steps in this section.
(1) Step 1: Initiate mandatory pipe
rig/loop or CCT study or treatment
recommendation. (i) Large or medium
water systems with lead service lines
that exceed the lead action level must
harvest lead service lines from the
distribution system and construct
flowthrough pipe rigs/loops and operate
the rigs/loops with finished water
within one year after the end of the tap
sampling period in which they exceeds
the lead action level. These water
systems must proceed to step 3 in
paragraph (d)(3) of this section and
conduct the corrosion control studies
for re-optimization under paragraph
(d)(3)(i) of this section using the pipe
rigs/loops.
(ii) Large water systems without lead
service lines that exceed the lead action
level or copper action level must
conduct the corrosion control studies
for re-optimization under paragraph
(d)(3)(ii) of this section (step 3).
(iii) A water system other than those
covered in paragraph (d)(1)(i) or (ii) of
this section must recommend reoptimized optimal corrosion control
treatment (§ 141.82(a)) within six
months after the end of the tap sampling
period in which the system exceeded
either the lead action level or copper
action level.
(iv) Systems may make an existing
corrosion control treatment
modification recommendation to the
State within six months after the end of
the tap sampling period in which the
system exceeded the lead action level.
The State must evaluate a system’s past
corrosion control treatment study
results prior to approving an existing
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treatment modification. When a State
approves existing treatment
modifications, the State must specify reoptimized OCCT within 12 months after
the end of the tap sampling period in
which the system exceeded the lead
action level. The system must complete
modifications to corrosion control
treatment to have re-optimized OCCT
installed within six months of the State
specifying re-optimized OCCT. These
systems must proceed to step 6 in
paragraph (d)(6) of this section and
conduct follow-up monitoring.
(2) Step 2: State requires CCT study or
State designates re-optimized OCCT.
Within one year after the end of the tap
sampling period in which a medium
water system without lead service lines
or a small system exceeded the lead
action level or copper action level, the
State may require the water system to
perform corrosion control studies for reoptimization (§ 141.82(c)(2)). If the State
does not require the system to perform
such studies, the State must specify reoptimized optimal corrosion control
treatment (§ 141.82(d)) within the
timeframes specified in paragraphs
(d)(2)(i) and (ii) of this section. The
State must provide its determination to
the system in writing:
(i) For a medium water system, within
one year after the end of the tap
sampling period during which such
water system exceeded the lead action
level or copper action level.
(ii) For a small water system, within
18 months after the end of the tap
sampling period in which such water
system exceeded the lead action level or
copper action level.
(3) Step 3: Study duration. (i) Any
water system with lead service lines that
exceeds the lead action level, in
accordance with paragraph (d)(1)(i) of
this section, must complete the pipe rig/
loop corrosion control treatment studies
and recommend re-optimized OCCT
within 30 months after the end of the
tap sampling period in which the
system exceeded the lead action level.
(ii) If the water system is required to
perform corrosion control studies under
paragraph (d)(1)(ii) or (d)(2) of this
section, the water system must complete
the studies (§ 141.82(c)) and recommend
re-optimized OCCT within 18 months
after the end of the tap sampling period
in which the system exceeded the lead
or copper action level or after the State
requires that such studies be conducted.
(4) Step 4: State designation of reoptimized OCCT based on CCT study
results. The State must designate reoptimized OCCT (§ 141.82(d)) within six
months after the water system
completes paragraph (d)(3)(i) or (ii) of
this section (step 3).
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(5) Step 5: Re-optimized OCCT
installation deadlines. Water systems
must install re-optimized OCCT
(§ 141.82(e)) within one year after the
State completes paragraph (d)(4) of this
section (step 4) or the State completes
paragraph (d)(2)(i) or (ii) of this section
(step 2).
(6) Step 6: Follow-up monitoring.
Water systems must complete standard
monitoring for at least two consecutive
tap monitoring periods under
§ 141.86(c)(2)(iii)(D) and water quality
parameter monitoring under
§ 141.87(b)(3) after completing
paragraph (d)(5) of this section (step 5).
The first tap monitoring period for
standard monitoring must begin on
January 1 or July 1, whichever is sooner,
after completing paragraph (d)(5) (step
5).
(7) Step 7: State sets optimal water
quality parameters (OWQPs). The State
must review the water system’s reoptimized OCCT and designate OWQPs
(§ 141.82(f)) within six months after
completing paragraph (d)(6) of this
section (step 6).
(8) Step 8: Systems meet OWQPs to
demonstrate compliance. Water systems
must comply with the State-designated
OWQPs (§ 141.82(g)) and conduct tap
sampling under § 141.86(c)(2)(iii)(E) and
water quality parameter monitoring
under § 141.87(b)(4).
(e) Treatment steps and deadlines for
systems without corrosion control
treatment. Except as provided in
paragraph (b) of this section, water
systems without corrosion control
treatment must complete the following
corrosion control treatment steps
(described in the referenced portions of
§§ 141.82, 141.86, and 141.87) by the
indicated time periods. Water systems
must conduct tap sampling for lead and
copper in accordance with the
requirements of § 141.86 while they
complete the corrosion control steps in
this section.
(1) Step 1: Initiate mandatory pipe
rig/loop or CCT study or treatment
recommendation. (i) A medium or large
water system with lead service lines that
exceeds the lead action level must
harvest lead pipes from the distribution
system and construct flowthrough pipe
rigs/loops and operate the rigs/loops
with finished water within one year
after the end of the tap sampling period
during which the system exceeded the
lead action level. These water systems
must proceed to step 3 in paragraph
(e)(3) of this section and conduct the
corrosion control studies for
optimization under paragraph (e)(3)(i) of
this section using the pipe rigs/loops.
(ii) Large water systems under
paragraph (a)(1)(v) of this section must
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conduct the corrosion control studies
for optimization under paragraph (e)(3)
of this section (step 3).
(iii) A water system other than those
covered in paragraph (e)(1)(i) or (ii) of
this section must recommend optimal
corrosion control treatment (OCCT)
(§ 141.82(a)) within six months after the
end of the tap sampling period during
which the system exceeded either the
lead action level or copper action level.
(2) Step 2: State requires CCT study or
State designates OCCT. Within one year
after the end of the tap sampling period
in which the water system exceeded the
lead action level or copper action level,
the State may require the water system
to perform corrosion control studies
(§ 141.82(b)(1)) if those studies are not
otherwise required by this subpart. The
State must notify the system in writing
of the requirement in the preceding
sentence. If the State does not require
the system to perform such studies, the
State must specify OCCT (§ 141.82(d))
within the timeframes established in
paragraphs (e)(2)(i) and (ii) of this
section. The State must provide its
determination to the system in writing:
(i) For a medium water system, within
18 months after the end of the tap
sampling period in which such water
system exceeds the lead action level or
copper action level.
(ii) For a small water system, within
24 months after the end of the tap
sampling period in which such water
system exceeds the lead action level or
copper action level.
(3) Step 3: Study duration. (i) Large
and medium water systems with lead
service lines that exceed the lead action
level must complete the corrosion
control treatment studies and
recommend OCCT within 30 months
after the end of the tap sampling period
in which they exceeded the lead action
level.
(ii) If a water system is required to
perform corrosion control studies under
paragraph (e)(1)(ii) or (e)(2) of this
section, the water system must complete
the studies (§ 141.82(c)) and recommend
OCCT within 18 months after the end of
the tap sampling period in which the
system exceeded the lead or copper
action level or the State notifies the
system in writing that such studies must
be conducted.
(4) Step 4: State designation of OCCT
based on CCT study results. The State
must designate OCCT (§ 141.82(d))
within six months after water systems
complete paragraph (e)(3)(i) or (ii) of
this section (step 3).
(5) Step 5: OCCT installation
deadlines. Water systems must install
OCCT (§ 141.82(e)) within 24 months
after the State designates OCCT under
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paragraph (e)(2) or (4) of this section
(step 2 or step 4).
(6) Step 6: Follow-up monitoring.
Water systems must complete standard
monitoring for at least two consecutive
tap monitoring periods under
§ 141.86(c)(2)(iii)(D) and water quality
parameter monitoring under
§ 141.87(b)(3) after completing
paragraph (e)(5) of this section (step 5).
The first tap monitoring period for
standard monitoring must begin on
January 1 or July 1, whichever is sooner,
after completing paragraph (e)(5) (step
5).
(7) Step 7: State sets optimal water
quality parameters (OWQPs). The State
must review the water system’s
installation of treatment and designate
OWQPs (§ 141.82(f)) within six months
after completing paragraph (e)(6) of this
section (step 6).
(8) Step 8: Systems meet OWQPs to
demonstrate compliance. Water systems
must comply with the State-designated
OWQPs (§ 141.82(g)) and conduct tap
sampling under § 141.86(c)(2)(iii)(E) and
water quality parameter monitoring
under § 141.87(b)(4).
(f) Systems with lead or galvanized
requiring replacement service lines that
can complete full service line
replacement in five years or less. (1) A
water system with one or more lead or
galvanized requiring replacement
service lines is not required to complete
the steps under paragraph (d) or (e) of
this section if the system meets all the
following requirements:
(i) Deadline to complete mandatory
service line replacement.
(A) A water system must complete the
service line replacement requirements
under § 141.84(d) in five years or less
from the date of the end of the tap
sampling period in which the system
first exceeds the lead action level; or
(B) A large water system without
corrosion control treatment must
complete the service line replacement
requirements under § 141.84(d) in five
years or less from the date of the end of
the tap sampling period in which the
system’s 90th percentile results first
exceed the lead practical quantitation
limit; and
(C) For a water system with less than
five years remaining to complete
mandatory service line replacement in
accordance with § 141.84(d), the system
must complete the service line
replacement requirements under this
paragraph (f)(1)(i) by that deadline.
(ii) At a minimum, a system must
replace the total number of lead and/or
galvanized requiring replacement
service lines each year, as identified in
that system’s inventory on the date of
the end of the tap sampling period in
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which the system first exceeds the lead
action level or in which the system’s
90th percentile first exceeds the lead
practical quantitation limit, whichever
applies, at an annual rate equally
divided by the total number of years for
service line replacement provided in
paragraph (f)(1)(i) of this section. For
purposes of calculating the annual rate,
the system must replace all lead and
galvanized requiring replacement
service lines within the least number of
years feasible not to exceed five years
from the date of the end of the tap
sampling period in which the system
first exceeds the lead action level or in
which the system’s 90th percentile first
exceeds the lead practical quantitation
limit, whichever applies. If the State
determines a replacement deadline less
than five years is feasible for a water
system, the system must replace service
lines by that deadline and establish an
annual replacement rate based on that
number of years until that deadline.
(iii) By the end of the five-year-or-less
period in paragraph (f)(1)(i) of this
section, the system must have replaced
all lead and galvanized requiring
replacement service lines calculated in
accordance with § 141.84(d)(6) (i.e., no
lead, galvanized requiring replacement
or lead status unknown service lines
remain in the inventory), and identified
the material of all lead status unknown
service lines, completed the inventory
validation requirements in accordance
with § 141.84(b)(5), and replaced all
unknowns found to be lead or
galvanized requiring replacement
service lines.
(iv) Except as provided in this section,
all other requirements in § 141.84(d)
apply.
(2) Throughout the five-year-or-less
period in paragraph (f)(1)(i) of this
section, systems with corrosion control
treatment must continue to operate and
maintain corrosion control treatment in
addition to completing the mandatory
service line replacement requirements
under this section.
(3) A water system that does not
replace lead and/or galvanized requiring
replacement service lines calculated in
accordance with § 141.84(d)(6) at the
minimum annual rate provided in
paragraph (f)(1)(ii) of this section in any
one year of the five-year-or-less period
in paragraph (f)(1)(i) of this section or
complete the service line replacement
requirements under § 141.84(d) in
accordance with paragraph (f)(1)(iii) of
this section, must meet the requirements
under paragraph (d) or (e) of this
section, as applicable, starting
immediately after the system fails to
meet the annual removal requirements
under paragraph (f)(1)(ii).
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(4) At the end of each year of the fiveyear-or-less period, the system must
submit written documentation to the
State about the number of lead and
galvanized requiring replacement
service lines removed that year and
whether the minimum annual
replacement rate in paragraph (f)(1)(ii)
of this section was met. If a system
reports or a State determines that the
system did not meet its minimum
annual replacement rate that year, the
system is no longer eligible to defer the
requirements under paragraph (d) or (e)
of this section, and must meet those
requirements, as applicable.
(5) After completing service line
replacement in accordance with the
requirements in this paragraph (f), a
water system must meet the
requirements under paragraph (d) or (e)
of this section, as applicable, if at the
end of a subsequent tap sampling
period, the system either exceeds the
lead action level or the lead practical
quantitation limit, whichever is
applicable.
(g) Completing corrosion control steps
for small and medium water systems
without corrosion control treatment. (1)
Any small or medium water system
without corrosion control treatment
required to complete the steps in
paragraph (e) of this section that does
not exceed the lead action level and
copper action level during two
consecutive six-month tap monitoring
periods pursuant to § 141.86 prior to the
start of step 3 in paragraph (e)(3) of this
section or prior to or concurrent with
the end of step 4 in paragraph (e)(4) of
this section may stop completing the
steps and is not required to complete
paragraph (e)(3) or (5) (step 3 or step 5),
respectively, except that medium water
systems without corrosion control
treatment and with lead service lines
must complete a corrosion control
treatment study under paragraph
(e)(3)(i) of this section. A 90th percentile
level at or below the lead action level or
copper action level based on less than
the required minimum number of
samples under § 141.86 cannot be used
to meet the requirements of this
paragraph (g)(1). Eligible systems can
only use the exception in this paragraph
(g)(1) once.
(2) Any system that starts step 5 in
accordance with paragraph (e)(5) of this
section must complete all remaining
steps (i.e., steps 6 through 8) in
paragraphs (e)(6) through (8) of this
section and is not permitted to stop the
steps.
(3) Any small or medium water
system without corrosion control
treatment under paragraph (g)(1) of this
section that stopped the steps in
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paragraph (e) of this section and
subsequently exceeds either the lead
action level or copper action level must
complete the corrosion control
treatment steps in paragraph (e)
beginning with the first treatment step
that was not completed.
(4) The State may require a water
system to repeat treatment steps
previously completed by the water
system when the State determines that
this is necessary to implement the
treatment requirements of this section.
The State must notify the system in
writing of such a determination and
explain the basis for its decision.
(h) Notification requirements for
upcoming long-term change in
treatment or source. At a time specified
by the State, or if no specific time is
designated, as early as possible but no
later than six months prior to the
addition of a new source or any longterm change in water treatment, a water
system must submit written
documentation describing the addition
of a new source or long-term change in
treatment to the State. Systems may not
implement the addition of a new source
or long-term treatment change without
State approval. The State must review
and approve the addition of a new
source or long-term change in water
treatment before it can be implemented
by the water system. The State may
require any such water system to take
actions before or after the addition of a
new source or long-term treatment
change to ensure that the water system
will operate and maintain optimal
corrosion control treatment, such as
additional water quality parameter
monitoring, additional lead or copper
tap sampling, and re-evaluating
corrosion control treatment. Examples
of long-term treatment changes include
but are not limited to the addition of a
new treatment process or modification
of an existing treatment process.
Examples of modifications include
switching secondary disinfectants,
switching coagulants (e.g., alum to ferric
chloride), and switching corrosion
inhibitor products (e.g., orthophosphate
to blended phosphate). Long-term
treatment changes can also include dose
changes to existing chemicals if the
system is planning long-term changes to
its finished water pH or residual
inhibitor concentration. Long-term
treatment changes would not include
chemical dose fluctuations associated
with daily raw water quality changes
where a new source has not been added.
■
6. Revise § 141.82 to read as follows:
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§ 141.82 Description of corrosion control
treatment requirements.
This section provides the
requirements for systems and States
designating optimal corrosion control
treatment (OCCT) for a system that is
optimizing or re-optimizing OCCT. All
systems must complete the corrosion
control treatment requirements in this
section as applicable under § 141.81.
(a) System recommendation regarding
corrosion control treatment. (1) Any
system without corrosion control
treatment that is required to recommend
a treatment option in accordance with
§ 141.81(e)(1)(iii) must, based on the
results of lead and copper tap sampling
and water quality parameter monitoring,
recommend designating one or more of
the corrosion control treatments listed
in paragraph (c)(1) of this section to the
State as the optimal corrosion control
treatment for that system. The State may
require the system to conduct additional
water quality parameter monitoring to
assist the State in reviewing the
system’s recommendation.
(2) Any system with corrosion control
treatment that exceeds the lead action
level that is required to recommend a
treatment option to the State in
accordance with § 141.81(d)(1)(iii) must
recommend designating one or more of
the corrosion control treatments listed
in paragraph (c)(2) of this section as the
optimal corrosion control treatment for
that system.
(3) States may waive the requirement
for a system to recommend OCCT if the
State requires the system, in writing, to
complete a corrosion control study
within three months after the end of the
tap sampling period in which the lead
or copper action level exceedance
occurred. These systems must proceed
directly to paragraph (c) of this section
and complete a corrosion control study.
(b) State decision to require studies to
identify initial OCCT under
§ 141.81(e)(2) and re-optimized OCCT
under § 141.81(d)(2). (1) The State may
require any small or medium water
system without corrosion control
treatment that exceeds either the lead
action level or copper action level to
perform corrosion control treatment
studies under paragraph (c)(1) of this
section to identify OCCT for the system.
(2) The State may require any small or
medium water system with corrosion
control treatment exceeding either the
lead action level or copper action level
to perform corrosion control treatment
studies under paragraph (c)(2) of this
section to identify re-optimized OCCT
for the system (i.e., OCCT after a reoptimization evaluation).
(c) Performance of corrosion control
studies. (1) Systems without corrosion
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control treatment required to conduct
corrosion control studies under
§ 141.81(e) must evaluate the
effectiveness of each of the following
treatments, and if appropriate,
combinations of the following
treatments, to identify OCCT for the
system:
(i) Alkalinity and pH adjustment;
(ii) The addition of an
orthophosphate- or a silicate-based
corrosion inhibitor at a concentration
sufficient to maintain an effective
corrosion inhibitor residual
concentration in all test samples;
(iii) The addition of an
orthophosphate-based corrosion
inhibitor at a concentration sufficient to
maintain an orthophosphate residual
concentration of 1 mg/L (as PO4) in all
test samples; and
(iv) The addition of an
orthophosphate-based corrosion
inhibitor at a concentration sufficient to
maintain an orthophosphate residual
concentration of 3 mg/L (as PO4) in all
test samples.
(2) Systems with corrosion control
treatment required to conduct corrosion
control studies under § 141.81(d) must
evaluate the effectiveness of the
following treatments, and if appropriate,
combinations of the following
treatments, to identify re-optimized
OCCT for the system:
(i) Alkalinity and/or pH adjustment or
re-adjustment;
(ii) The addition of an
orthophosphate- or a silicate-based
corrosion inhibitor at a concentration
sufficient to maintain an effective
corrosion inhibitor residual
concentration in all test samples if no
such inhibitor is currently utilized;
(iii) The addition of an
orthophosphate-based corrosion
inhibitor at a concentration sufficient to
maintain an orthophosphate residual
concentration of 1 mg/L (as PO4) in all
test samples unless the current inhibitor
process already meets this residual; and
(iv) The addition of an
orthophosphate-based corrosion
inhibitor at a concentration sufficient to
maintain an orthophosphate residual
concentration of 3 mg/L (as PO4) in all
test samples unless the current inhibitor
process already meets this residual.
(3) Systems must evaluate each of the
corrosion control treatments specified in
paragraph (c)(1) or (2) of this section
individually or, if appropriate, in
combinations, using pipe rig/loop tests,
metal coupon tests, partial-system tests,
and/or analyses based on documented
analogous treatments with similar size
systems that have a similar water
chemistry and similar distribution
system configurations. Large and
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medium water systems with lead service
lines, and other systems as required by
the State, that exceed the lead action
level must conduct pipe rig/loop studies
using harvested lead service lines from
their distribution systems to assess the
effectiveness of corrosion control
treatment options on the existing pipe
scale. Metal coupon tests can be used as
a screen to reduce the number of
options evaluated in the pipe rig/loop
studies to the current water quality and
at least two additional treatment
options.
(4) Systems must measure the
following water quality parameters in
any tests conducted under paragraph
(c)(3) of this section both before and
after evaluating the corrosion control
treatments listed in paragraph (c)(1) or
(2) of this section:
(i) Lead;
(ii) Copper;
(iii) pH;
(iv) Alkalinity;
(v) Orthophosphate as PO4 (when an
orthophosphate-based inhibitor is used);
(vi) Silicate (when a silicate-based
inhibitor is used); and
(vii) Any additional parameters
necessary to evaluate the effectiveness
of a corrosion control treatment as
determined by the State.
(5) Systems must identify all chemical
or physical constraints that limit or
prohibit the use of a particular corrosion
control treatment and document those
constraints by providing either of the
following:
(i) Data and documentation showing a
particular corrosion control treatment
has adversely affected other drinking
water treatment processes when used by
another water system with comparable
water quality characteristics. Systems
using metal coupon tests to screen and/
or pipe rig/loop studies to evaluate
treatment options cannot exclude
treatment strategies from the studies
based on the constraints identified in
this paragraph (c)(5)(i).
(ii) Data and documentation
demonstrating the water system
previously attempted to evaluate a
particular corrosion control treatment
and found the treatment was ineffective
or adversely affects other drinking water
quality treatment processes. Systems
using metal coupon tests to screen and/
or pipe rig/loop studies to evaluate
treatment options cannot exclude
treatment strategies from the studies
based on the constraints identified in
this paragraph (c)(5)(ii), unless the
treatment was found to be ineffective in
a previous pipe rig/loop study.
(6) Systems must evaluate the effect of
the chemicals used for corrosion control
treatment on other drinking water
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quality treatment processes. Systems
using metal coupon tests to screen and/
or pipe rig/loop studies to evaluate
treatment options cannot exclude any of
the required treatment strategies
specified in paragraph (c)(1) or (2) of
this section from the studies based on
the effects identified in this section.
(7) Based on the data and analysis for
each treatment option evaluated under
this paragraph (c), systems must
recommend to the State, in writing, the
treatment option that the corrosion
control studies indicate constitutes
OCCT for that system as defined in
§ 141.2. Systems must provide the State
with a rationale for the OCCT
recommendation and all supporting
documentation specified in paragraph
(c)(1) or (2) and paragraphs (c)(3)
through (7) of this section.
(d) State designation of OCCT and reoptimized OCCT—(1) Designation of
OCCT or re-optimized OCCT. Based on
available information including, where
applicable, studies conducted under
paragraph (c)(1) or (2) of this section
and/or a system’s recommended
corrosion control treatment option, the
State must either approve the corrosion
control treatment option recommended
by the system or designate alternative
corrosion control treatment(s) from
among those listed in paragraph (c)(1) or
(2) of this section, as applicable. The
State must notify the water system, in
writing, of its designation of OCCT or
re-optimized OCCT and explain the
basis for this determination.
(i) When designating OCCT, the State
must consider the effects that additional
corrosion control treatment will have on
water quality parameters and other
drinking water quality treatment
processes.
(ii) If the State requests additional
information to aid its review, the water
system must provide that information.
(2) [Reserved]
(e) Installation of OCCT and reoptimized OCCT. Each system must
install and operate the OCCT or reoptimized OCCT designated by the State
under paragraph (d) of this section
throughout its distribution system.
(f) State review of treatment and
designation of optimal water quality
parameters for OCCT and re-optimized
OCCT. The State must evaluate the
results of all lead and copper tap and
water quality parameter sampling
submitted by the water system and
determine whether the water system has
installed and operated the OCCT
designated by the State in paragraph (d)
of this section. Upon reviewing the
system’s tap and water quality
parameter sampling results, both before
and after the water system installs
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OCCT, or re-optimizes OCCT, the State
must designate each of the following:
(1) A minimum value or a range of
values for pH measured at each entry
point to the distribution system.
(2) A minimum pH value measured in
all distribution system samples. This
value must be equal to or greater than
7.0, unless the State determines that
meeting a pH level of 7.0 is not
technologically feasible or is not
necessary for OCCT.
(3) If a corrosion inhibitor is used, a
minimum concentration or a range of
concentrations for orthophosphate (as
PO4) or silicate measured at each entry
point to the distribution system.
(4) If a corrosion inhibitor is used, a
minimum orthophosphate (as PO4) or
silicate concentration measured in all
tap samples that the State determines is
necessary to form a passivating film on
the interior walls of the pipes of the
distribution system. When
orthophosphate is used, for OCCT
designations for systems previously
without corrosion control treatment, the
orthophosphate concentration must be
equal to or greater than 0.5 mg/L (as
PO4) and for OCCT designations for
systems previously with corrosion
control treatment, the orthophosphate
concentration must be equal to or
greater than 1.0 mg/L, unless the State
determines that meeting the applicable
minimum orthophosphate residual is
not technologically feasible or is not
necessary for OCCT.
(5) If alkalinity is adjusted as part of
OCCT, a minimum concentration or a
range of concentrations for alkalinity,
measured at each entry point to the
distribution system and in all tap
samples.
(6) The values for the applicable water
quality parameters in paragraphs (f)(1)
through (5) of this section must be the
values the State determines reflect
OCCT or re-optimized OCCT for the
water system. The State may designate
values for additional water quality
parameters the State determines reflect
OCCT or re-optimized OCCT for the
water system. The State must notify the
system, in writing, of these
determinations and explain the basis for
its decisions.
(g) Continued operation and
monitoring for OCCT and re-optimized
OCCT. All systems, including those
optimizing or re-optimizing OCCT, must
continue to operate and maintain OCCT,
including maintaining water quality
parameters at or above the minimum
values or within the ranges designated
by the State under paragraph (f) of this
section, in accordance with this
paragraph (g) for all water quality
parameter samples collected under
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§ 141.87(b)(4) through (d). The
requirements of this paragraph (g) apply
to all systems, including consecutive
systems that distribute water that has
been treated to control corrosion by
another system, and any water system
with corrosion control treatment, OCCT,
or re-optimized OCCT that is not
required to monitor water quality
parameters under § 141.87.
(1) Compliance with the requirements
of this paragraph (g) must be determined
every six months, as specified under
§ 141.87(b)(4). A water system is out of
compliance with the requirements of
this paragraph (g) for a six-month period
if it has excursions for any Statespecified parameter on more than nine
days, cumulatively, during the period.
An excursion occurs whenever the daily
value for one or more of the water
quality parameters measured at a
sampling location is below the
minimum value or outside the range
designated by the State. Daily values are
calculated as set out in paragraph (g)(2)
of this section. States have discretion to
not include results of obvious sampling
errors from this calculation. Sampling
errors must still be recorded even when
not included in calculations.
(2)(i) On days when more than one
measurement for the water quality
parameter is collected at the sampling
location, the daily value must be the
average of all results collected at that
sampling location during the same day
regardless of whether they are collected
through continuous monitoring, grab
sampling, or a combination of both. If
EPA has approved an alternative
formula under § 142.16(d)(1)(ii) of this
chapter in the State’s application for a
program revision submitted pursuant to
§ 142.12 of this chapter, the State’s
formula must be used to aggregate
multiple measurements taken at a
sampling point for the water quality
parameters in lieu of the formula in this
paragraph (g)(2).
(ii) On days when only one
measurement for the water quality
parameter is collected at the sampling
location, the daily value must be the
result of that measurement.
(iii) On days when no measurement is
collected for the water quality parameter
at the sampling location, the daily value
must be the daily value calculated on
the most recent day on which the water
quality parameter was measured at the
sampling location.
(h) Modification of State treatment
determination for OCCT and reoptimized OCCT. Upon its own
initiative or in response to a request by
a water system or other interested party,
a State may modify its determination of
OCCT under paragraph (d) of this
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section, or optimal water quality
parameters under paragraph (f) of this
section. A request for modification by a
system or other interested party must be
in writing, explaining why the
modification is appropriate, and
providing supporting documentation.
The State may require a system to
conduct a CCT study to support
modification of the determination of
OCCT or re-optimized OCCT. The State
may modify its determination where it
concludes that such change is necessary
to ensure that the water system
continues to optimize corrosion control
treatment. A revised designation must
be made in writing, set forth the new
treatment requirements and/or optimal
water quality parameters, explain the
basis for the State’s determination, and
provide an implementation schedule for
completing the treatment modifications
for re-optimized corrosion control
treatment.
(i) Treatment decisions by EPA in lieu
of the State on OCCT and re-optimized
OCCT. Pursuant to the procedures in
§ 142.19 of this chapter, the EPA
Regional Administrator may review
OCCT determinations made by a State
under paragraph (d), (f), or (h) of this
section and issue Federal corrosion
control treatment determinations
consistent with the requirements of
paragraph (d), (f), or (h) where the EPA
Regional Administrator finds that:
(1) A State failed to issue a treatment
determination by the applicable
deadlines contained in § 141.81;
(2) A State abused its discretion; or
(3) The technical aspects of a State’s
determination would be indefensible in
a Federal enforcement action taken
against a water system.
(j) Distribution System and Site
Assessment for tap sample sites with
lead results that exceed 0.010 mg/L. The
water system must conduct the
following steps when the lead results
from an individual tap sample site
sampled under § 141.86 exceed 0.010
mg/L and the site is included in the site
sample plan under § 141.86(a)(1):
(1) Step 1: Corrosion control treatment
assessment. Within five days of
receiving the tap sampling results, the
water system must sample at a water
quality parameter site in accordance
with paragraph (j)(1)(ii) of this section
that is on the same size water main in
the same pressure zone and located
within a half mile radius of the site with
the lead result exceeding 0.010 mg/L.
Water systems without corrosion control
treatment are not required to collect
these samples.
(i) The water system must measure
the following water quality parameters:
(A) pH;
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(B) Alkalinity;
(C) Orthophosphate (as PO4), when an
inhibitor containing an orthophosphate
compound is used; and
(D) Silica, when an inhibitor
containing a silicate compound is used.
(ii) The water system must measure at
the following locations:
(A) Water systems with an existing
water quality parameter site that meets
the requirements in this paragraph (j)(1)
can conduct this sampling at that site.
(B) All water systems required to meet
optimal water quality parameters but do
not have an existing water quality
parameter site that meets the
requirements in this paragraph (j)(1)
must add new sites to the minimum
number of sites as described in
§ 141.87(b)(1)(i). Sites must be added
until a system has twice the minimum
number of sites listed in table 1 to
§ 141.87(b)(1)(i). When a system exceeds
twice the number of sites, the State has
discretion to determine if these
additional newer sites can better assess
the effectiveness of the corrosion control
treatment and whether to remove
existing sites during sanitary survey
evaluation of OCCT.
(2) Step 2: Site assessment. Within 30
days of receiving the tap sampling
results, water systems must collect and
analyze a follow-up sample for lead at
any tap sample site that exceeds 0.010
mg/L. These follow-up samples may use
different sample volumes or different
sample collection procedures to assess
the source of elevated lead levels.
Samples collected under this section
must be submitted to the State but
cannot be included in the 90th
percentile calculation for compliance
monitoring under § 141.86. If the water
system is unable to collect a follow-up
sample at a site, the water system must
provide documentation to the State, as
specified in § 141.90(g)(2), explaining
why it was unable to collect a followup sample.
(3) Step 3: Evaluate results and
system treatment recommendation.
Water systems must evaluate the results
of the sampling conducted under
paragraphs (j)(1) and (2) of this section
to determine if either localized or
centralized adjustment of the OCCT or
other distribution system actions are
necessary and submit the
recommendation to the State within six
months after the end of the tap sampling
period in which the site(s) exceeded
0.010 mg/L. Corrosion control treatment
modification may not be necessary to
address every exceedance of 0.010 mg/
L. Other distribution system actions
may include flushing to reduce water
age. Water systems must note the cause
of the elevated lead level, if known from
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the site assessment, in their
recommendation to the State as sitespecific issues can be an important
factor in why the system is not
recommending any adjustment of
corrosion control treatment or other
distribution system actions. Systems in
the process of optimizing or reoptimizing OCCT under paragraphs (a)
through (f) of this section do not need
to submit a treatment recommendation
for distribution system and site
assessment.
(4) Step 4: State approval of treatment
recommendation. The State must
approve the treatment recommendation
or specify a different approach within
six months of completing step 3 as
described in paragraph (j)(3) of this
section and notify the water system in
writing.
(5) Step 5: Modifications to OCCT. If
the State-approved treatment
recommendation requires the water
system to adjust the OCCT process, the
water system must complete
modifications to its corrosion control
treatment within 12 months of receiving
notification from the State as described
in paragraph (j)(4) of this section.
Systems without corrosion control
treatment required to install OCCT must
follow the schedule in § 141.81(e).
(6) Step 6: Follow-up sampling. Water
systems adjusting OCCT must complete
follow-up sampling in accordance with
§§ 141.86(c)(2)(iii)(D) and 141.87(b)(3)
within 12 months after completing step
5 as described in paragraph (j)(5) of this
section and submit sampling results to
the State in accordance with §§ 141.86
and 141.87.
(7) Step 7: State OWQP designation.
For water systems adjusting OCCT, the
State must review the water system’s
modification of corrosion control
treatment and designate optimal water
quality parameters in accordance with
paragraph (f) of this section within six
months of receiving sampling result in
paragraph (j)(6) of this section.
(8) Step 8: Operate in compliance. For
a water system adjusting OCCT, the
water system must operate in
compliance with the State-designated
optimal water quality parameters in
accordance with paragraph (g) of this
section and continue to conduct tap
sampling in accordance with
§§ 141.86(c)(2)(iii)(E) and 141.87(b)(4).
■ 7. Amend § 141.83 by revising
paragraph (a)(4) to read as follows:
§ 141.83 Source water treatment
requirements.
*
*
*
*
*
(a) * * *
(4) Step 4. The system shall complete
follow-up tap water monitoring
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(§ 141.86(c)(2)(iii)(F)) and source water
monitoring (§ 141.88(c)) within 36
months after completion of step 2 as
described in paragraph (a)(2) of this
section.
*
*
*
*
*
■ 8. Revise § 141.84 to read as follows:
§ 141.84 Service line inventory and
replacement requirements.
(a) Service line and connector
inventory development. All water
systems must develop a service line
inventory that identifies the material
and location of each service line
connected to the public water
distribution system. The inventory must
include all service lines connected to
the public water distribution system
regardless of ownership status (e.g.,
where service line ownership is shared,
the inventory includes both the portion
of the service line owned by the water
system and the portion of the service
line owned by the customer). The
inventory must meet the following
requirements:
(1) All water systems are required to
develop an initial inventory and submit
it to the State by October 16, 2024, as
specified in § 141.80(a)(4)(i).
(2) All water systems must develop an
updated initial inventory, known as the
‘‘baseline inventory’’. Systems must
submit the baseline inventory to the
State by the compliance date in
§ 141.80(a)(3). Newly regulated public
water systems, as defined in § 141.2,
must develop a baseline inventory on a
schedule established by the State that
does not exceed three years from the
date the system becomes subject to
National Primary Drinking Water
Regulations in this part. The baseline
inventory must include each service
line and identified connector that is
connected to the public water
distribution system regardless of
ownership status (e.g., where service
line ownership is shared, the inventory
includes both the portion of the service
line owned by the water system and the
portion of the service line owned by the
customer).
(i) For the baseline inventory, water
systems must conduct a review of any
information listed in paragraphs (b)(2)(i)
through (iii) of this section that
describes connector materials and
locations. Water systems must also
conduct a review of any information on
lead and galvanized iron or steel
materials that they have identified
pursuant to § 141.42(d) to identify
connector materials and locations. The
water system may use other sources of
information not listed in paragraphs
(b)(2)(i) through (iii) if approved or
required by the State.
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(ii) Water systems must include each
connector identified in paragraph
(a)(2)(i) of this section in their baseline
inventory. Connector materials must be
categorized in the following manner:
(A) ‘‘Lead’’ where the connector is
made of lead.
(B) ‘‘Non-Lead’’ where the connector
is determined through an evidencebased record, method, or technique not
to be made of lead. Water systems are
not required to identify the specific
material of a non-lead connector;
however, they may use the material
(e.g., copper or galvanized) as an
alternative to categorizing it as ‘‘NonLead’’.
(C) ‘‘Unknown’’ where the material of
the connector is not known.
(D) ‘‘No connector present’’ where
there is no connector at the location
(e.g., where a service line directly
connects a water main to a building
inlet).
(iii) All water systems must include
any new information on service line
materials from all applicable sources
described in paragraph (b)(2) of this
section in the baseline inventory.
(3) Each service line, or portion of the
service line where ownership is shared,
must be categorized in the following
manner:
(i) ‘‘Lead’’ where the service line is a
lead service line as defined in § 141.2.
(ii) ‘‘Galvanized Requiring
Replacement’’ where the service line is
a galvanized requiring replacement
service line as defined in § 141.2.
(iii) ‘‘Non-Lead’’ where the service
line is determined through an evidencebased record, method, or technique not
to be a lead or galvanized requiring
replacement service line. Water systems
are not required to identify the specific
material of a non-lead service line;
however, they may use the material
(e.g., plastic or copper) as an alternative
to categorizing it as ‘‘Non-Lead’’.
(iv) ‘‘Lead Status Unknown’’ or
‘‘Unknown’’ where the service line
material is not known to be lead,
galvanized requiring replacement, or
non-lead, such as where there is no
documented evidence or evidence
reliably supporting material
categorization. Water systems may elect
to provide more information regarding
their unknown service lines as long as
the inventory clearly distinguishes
unknown service lines from those where
the categorization of the material is
based on the categorization methods
approved under paragraph (b)(2) of this
section.
(4) The inventory must include a
street address associated with each
service line and connector. Where a
street address is not available for an
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individual service line or connector, a
unique locational identifier (e.g., block,
Global Positioning System or GPS
coordinates, intersection, or landmark)
may be used.
(5) The inventory must be publicly
accessible.
(i) The publicly accessible inventory
must include the information described
in paragraphs (a)(2) through (4) of this
section and be updated in accordance
with paragraph (b) of this section.
(ii) Water systems serving greater than
50,000 persons must make the publicly
accessible inventory available online.
(6) When a water system has no lead,
galvanized requiring replacement, or
lead status unknown service lines, no
known lead connectors, and no
connectors of unknown material, it may
comply with the requirements in
paragraph (a)(5) of this section using a
written statement in lieu of the publicly
accessible inventory, declaring that the
distribution system has no lead,
galvanized requiring replacement, or
lead status unknown service lines, no
known lead connectors, and no
connectors of unknown material. The
statement must include a general
description of all applicable sources
used in the inventory as described in
paragraphs (a)(1) and (2) and (b)(2) of
this section to make this determination.
(7) Instructions to access the publicly
accessible inventory (including
inventories consisting only of a
statement in accordance with paragraph
(a)(6) of this section) must be included
in the Consumer Confidence Report in
accordance with § 141.153(h)(8)(ii).
(b) Additional requirements for
service line and connector inventory
maintenance. (1) All water systems
must update the baseline inventory of
service lines and connectors developed
in paragraph (a)(2) of this section and
submit the updates to the State on an
annual basis in accordance with
§ 141.90(e)(4). These updates begin one
year after the compliance date in
§ 141.80(a)(3). The publicly accessible
inventory must reflect any updates no
later than the deadline to submit the
updated inventory to the State.
(i) All water systems must identify the
material of all lead status unknown
service lines by the applicable
mandatory service line replacement
deadline in paragraph (d)(4) of this
section.
(ii) Water systems whose inventories
contain only non-lead service lines and
non-lead connectors or no connectors
present are not required to provide
updated inventories to the State or
updates to the publicly accessible
inventory. If, in the future, such a water
system discovers a lead service line,
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galvanized requiring replacement
service line, or lead connector within its
system, the system must notify the State
no later than 60 days after the discovery,
prepare an updated inventory in
accordance with this section on a
schedule established by the State,
replace the lead or galvanized requiring
replacement service line in accordance
with paragraph (d)(4)(ii) of this section,
and replace any lead connector along
the service line in accordance with
paragraph (e) of this section.
(2) Water systems must update the
inventory annually with any new
information acquired from all applicable
sources described in paragraphs (b)(2)
through (4) of this section and follow all
applicable requirements for the
inventory in paragraphs (a) and (b) of
this section. The water system may
update the inventory using other
sources of information not listed in
paragraphs (b)(2)(i) through (iii) of this
section if the use of those sources is
approved or required by the State.
(i) All construction and plumbing
codes, permits, and records or other
documentation that indicate the service
line and connector materials used to
connect structures to the distribution
system.
(ii) All water system records on
service lines and connectors, including
distribution system maps and drawings,
recent or historical records on each
service connection and connector, meter
installation records, historical capital
improvement or master plans, and
standard operating procedures.
(iii) All records of inspections in the
distribution system that indicate the
material composition of the service
connections and connectors that
connect a structure to the distribution
system.
(iv) Water systems must update their
inventory annually based on any lead or
galvanized requiring replacement
service line replacements, service line
material inspections, or lead connector
replacements that have been conducted.
Each updated inventory and subsequent
update to the publicly accessible
inventory must include the following
information regarding service line
material identification and replacement:
(A) The total number of lead service
lines in the inventory;
(B) The total number of galvanized
requiring replacement service lines in
the inventory;
(C) The total number of lead status
unknown service lines in the inventory;
(D) The total number of non-lead
service lines in the inventory;
(E) The total number of lead
connectors in the inventory;
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(F) The total number of connectors of
unknown material in the inventory;
(G) The total number of full lead
service line replacements and full
galvanized requiring replacement
service line replacements that have been
conducted in each preceding program
year as defined in paragraph (d)(5)(iii) of
this section; and
(H) The total number of partial lead
service line replacements and partial
galvanized requiring replacement
service line replacements that have been
conducted in each preceding program
year as defined in paragraph (d)(5)(iii) of
this section.
(v) Water systems must identify
service line material in accordance with
paragraph (a)(3) of this section,
connector material in accordance with
paragraph (a)(2) of this section, and
addresses in accordance with paragraph
(a)(4) of this section as they are
encountered in the course of normal
operations (e.g., checking service line
materials when reading water meters or
performing maintenance activities).
Water systems must update the
inventory annually based on the
identified service line materials,
connector materials and addresses.
(3) Water systems that discover a lead
or galvanized requiring replacement
service line that was previously
inventoried as non-lead must update
their inventory in accordance with
paragraph (b)(2) of this section and, if
applicable, paragraph (b)(1)(ii) of this
section. Water systems must notify the
State in accordance with § 141.90(e) and
comply with any additional actions
required by the State to address the
inventory inaccuracy.
(4) If a consumer or customer (if
different from the person served at that
service connection) notifies the water
system of a suspected incorrect
categorization of their service line
material in the inventory, the system
must respond to the consumer or
customer within 30 days of receiving
the notification to make an offer to
inspect the service line.
(5) All water systems must validate
the accuracy of the non-lead service line
category in the inventory as follows:
(i) The water system must identify a
validation pool consisting of all service
lines categorized as ‘‘non-lead,’’ but
excluding non-lead service lines
identified by the following: records
showing the service line was installed
after June 19, 1988, or after the
compliance date of a State or local law
prohibiting the use of service lines that
do not meet the 1986 definition of lead
free in accordance with section 1417 of
the Safe Drinking Water Act, as
amended in 1986 (Pub. L. 99–339, title
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I, sec. 109(a), 100 Stat. 651) and 40 CFR
141.43(d)(1) and (2), as codified on July
1, 1991, whichever is earlier; visual
inspection of the pipe exterior at a
minimum of two points (e.g.,
excavation, visual inspection in the
meter pit or stop box, or visual
inspection inside the home); or
previously replaced lead or galvanized
requiring replacement service lines.
(ii) The water system must confirm
the service line material of a random
sample (e.g., a sample selected by use of
a random number generator or lottery
method) of non-lead service lines from
the validation pool. Confirmation of
service line material must be done by
visual inspection of the pipe exterior at
a minimum of two points. Where
ownership is shared, the water system
must conduct at least one visual
inspection on each portion of the
service line. Where ownership is shared
and only one portion of the service line
is included in the validation pool,
systems must conduct at least one point
of visual inspection on the unconfirmed
portion of the service line. Water
systems must validate at least as many
service lines as are required in table 1
to this paragraph (b)(5)(ii).
TABLE 1 TO PARAGRAPH (b)(5)(ii)
Size of validation pool
Number of validations
required
<1,500 .......................
20 percent of validation pool.
322.
341.
351.
361.
371.
381.
384.
1,500 to 2,000 ...........
2,001 to 3,000 ...........
3,001 to 4,000 ...........
4,001 to 6,000 ...........
6,001 to 10,000 .........
10,001 to 50,000 .......
>50,000 .....................
(iii) If physical access to private
property is necessary to complete the
validation and the water system is
unable to gain access, the system is not
required to conduct a validation at that
site. The system must replace the site by
randomly selecting a new service line
that meets the requirements of
paragraph (b)(5)(i) of this section to
conduct the validation.
(iv) The deadlines for inventory
validation are:
(A) No later than December 31
following seven years after the
compliance date in § 141.80(a)(3) for
water systems subject to the mandatory
service line replacement deadline in
paragraph (d)(4) of this section or water
systems who have reported only nonlead service lines in their baseline
inventory, submitted to the State in
accordance with § 141.90(e)(9);
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(B) A deadline established by the
State for water systems conducting
mandatory service line replacement on
a shortened deadline for service line
replacement as established by the State
in accordance with paragraph (d)(5)(v)
of this section; or
(C) A deadline established by the
State to be no later than three years
prior to the deadline for completing
mandatory service line replacement if
the water system is eligible for and
plans to use a deferred deadline under
paragraph (d)(5)(vi) of this section or an
extended schedule for mandatory
service line replacement pursuant to an
exemption or a variance.
(v) Water systems that conduct
inventory validation pursuant to this
paragraph (b)(5) must complete the
validation by the applicable deadline
described in paragraph (b)(5)(iv) of this
section, submit the results of the
validation in accordance with
§ 141.90(e)(9), and comply with any
additional actions required by the State
to address inventory inaccuracies. The
system must submit to the State the
specific version (including the date) of
the service line inventory that was used
to determine the number of non-lead
service lines included in the validation
pool in accordance with § 141.90(e)(9).
(vi) Water systems may make a
written request to the State to approve
a waiver of the inventory validation
requirements in this paragraph (b). To
obtain a waiver, the water system must
submit documentation to the State to
demonstrate the system has conducted
an inventory validation that is at least
as stringent as the inventory validation
requirements specified in paragraphs
(b)(5)(i) through (iii) of this section by
the compliance date in § 141.80(a)(3)
and obtain written approval of the
waiver from the State.
(c) Service line replacement plan. All
water systems with one or more lead,
galvanized requiring replacement, or
lead status unknown service lines in
their distribution system must create a
service line replacement plan by the
compliance date in § 141.80(a)(3) and
submit a service line replacement plan
to the State in accordance with
§ 141.90(e). The service line
replacement plan must be sufficiently
detailed to ensure a system is able to
comply with the service line inventory
and replacement requirements in this
section.
(1) The service line replacement plan
must include a description of:
(i) A strategy for determining the
material composition of lead status
unknown service lines in the service
line inventory under paragraph (a) of
this section;
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(ii) A standard operating procedure
for conducting full service line
replacement (e.g., techniques to replace
service lines);
(iii) A communication strategy to
inform consumers (i.e., persons served
at the service connection) and
customers before a full or partial lead or
galvanized requiring replacement
service line replacement consistent with
the requirements for notification and
mitigation in paragraph (h) of this
section;
(iv) A procedure for consumers and
customers to flush service lines and
premise plumbing of particulate lead
following disturbance of a lead,
galvanized requiring replacement, or
lead status unknown service line in
accordance with § 141.85(f) and
following full or partial replacement of
a lead or galvanized requiring
replacement service line consistent with
the requirements for notification and
mitigation in paragraph (h) of this
section;
(v) A strategy to prioritize service line
replacement based on factors including,
but not limited to, known lead and
galvanized requiring replacement
service lines and community-specific
factors, such as populations
disproportionately impacted by lead
and populations most sensitive to the
effects of lead;
(vi) A funding strategy for conducting
service line replacement. Where the
water system intends to charge
customers for the cost to replace all or
a portion of the service line because it
is authorized or required to do so under
State or local law or water tariff
agreement, the funding strategy must
include a description of whether and
how the water system intends to assist
customers who are unable to pay to
replace the portion of the service line
they own;
(vii) A communication strategy to
inform residential and non-residential
customers and consumers (e.g., property
owners, renters, and tenants) served by
the water system about the service line
replacement plan and program; and
(viii) Identification of any laws,
regulations, and/or water tariff
agreements that affect the water
system’s ability to gain access to
conduct full lead and galvanized
requiring replacement service line
replacement, including the citation to
the specific laws, regulations, or water
tariff agreement provisions. This
includes identification of any laws,
regulations, and/or water tariff
agreements that require customer
consent and/or require or authorize
customer cost-sharing.
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(ix) For any water system that
identifies any lead-lined galvanized
service lines in the service line
inventory as described in paragraphs (a)
and (b) of this section, a strategy to
determine the extent of the use of leadlined galvanized service lines in the
distribution system and categorize any
lead-lined galvanized service lines as
lead pursuant to table 2 to paragraph
(d)(6)(iii)(A) of this section.
(x) For any water system that is
eligible for and plans to use a deferred
deadline pursuant to paragraph
(d)(5)(vi) of this section:
(A) Documentation to support the
system’s determination that it is eligible
for a deferred deadline, showing that 10
percent of the total number of known
lead and galvanized requiring
replacement service lines in the
replacement pool exceeds 39 annual
replacements per 1,000 service
connections as calculated in paragraph
(d)(5)(vi)(A) of this section;
(B) Identification of the deferred
deadline and the associated cumulative
average replacement rate that the system
considers to be the fastest feasible but
no slower than a deadline and
replacement rate corresponding to 39
annual replacements per 1,000 service
connections as calculated in paragraph
(d)(5)(vi)(A) of this section, as well as
the annual number of replacements
required, the length of time (in years
and months), and the date of completion
for this deadline and rate; and
(C) Information supporting the
system’s determination that replacing
lead and galvanized requiring
replacement service lines by an earlier
date and faster rate than provided under
the deferred deadline provision in
paragraph (d)(5)(vi) of this section is not
feasible.
(2) The service line replacement plan
must be made accessible to the public.
Water systems serving greater than
50,000 persons must make the plan
available to the public online.
(3) Water systems must annually
update the service line replacement
plan to include any new or updated
information and submit the updates to
the State on an annual basis in
accordance with § 141.90(e). The water
system must make the updated plan
publicly accessible no later than the
deadline to submit the updated plan to
the State.
(i) If there is no new or updated
information to include in the service
line replacement plan since the
previous iteration, the water system may
certify to the State that the plan has no
updates in lieu of resubmitting the plan
unless the system is replacing service
lines in accordance with a deferred
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deadline and paragraph (c)(3)(ii) of this
section applies.
(ii) If there is no new or updated
information to include in the service
line replacement plan and the water
system is replacing service lines in
accordance with a deferred deadline
pursuant to paragraph (d)(5)(vi) of this
section, every three years after the
initial submission of the plan, the
system must update the information
specified in paragraph (c)(1)(x) of this
section to support why the system
continues to need the deferred deadline
and resubmit the plan to the State.
(iii) If there are no longer lead,
galvanized requiring replacement, and
unknown service lines in the inventory
as described in paragraphs (a) and (b) of
this section, water systems are not
required to resubmit the service line
replacement plan or certify to the State
that the plan has no updates.
(d) Mandatory full service line
replacement. (1) All water systems must
replace all lead and galvanized
requiring replacement service lines
under the control of the water system
unless the replacement would leave in
place a partial lead service line.
(2) Where a water system has access
(e.g., legal access, physical access) to
conduct full service line replacement,
the service line is under its control, and
the water system must replace the
service line. Where a water system does
not have access to conduct full service
line replacement, the water system is
not required by this subpart to replace
the line, but the water system must
document the reasons that the water
system does not have access and
include any specific laws, regulations,
and/or water tariff agreements that affect
the water system’s ability to gain access
to conduct full replacement of lead and
galvanized requiring replacement
service lines. The water system must
provide this documentation to the State
pursuant to § 141.90(e)(10).
(i) This subpart does not establish the
criteria for determining whether a
system has access to conduct full
service line replacement. Any
applicable State or local laws or water
tariff agreement requirements to gain
access to conduct full service line
replacement must be identified in the
service line replacement plan as
described in paragraph (c) of this
section.
(ii) [Reserved]
(3) Where a water system has legal
access to conduct full service line
replacement only if property owner
consent is obtained, the water system
must make a ‘‘reasonable effort’’ to
obtain property owner consent. If such
a water system does not obtain consent
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after making a ‘‘reasonable effort’’ to
obtain it from any property owner, then
the water system is not required by this
subpart to replace any portion of the
service line at that address unless there
is a change in ownership of the property
as described in paragraph (d)(3)(ii) of
this section. The water system must
provide documentation of the
reasonable effort to the State pursuant to
§ 141.90(e)(10).
(i) A ‘‘reasonable effort’’ must include
at least four attempts to engage the
property owner using at least two
different methods of communication
(e.g., in-person conversation, phone call,
text message, email, written letter,
postcard, or information left at the door
such as a door hanger) before the
applicable deadline of mandatory
service line replacement as described in
paragraph (d)(4) of this section. The
State may require systems to conduct
additional attempts and may require
specific outreach methods to be used.
(ii) Within six months of any change
in ownership of the property, the water
system must offer full service line
replacement to any new property owner.
Systems may use new service initiation
or service transfer to a new customer to
identify when there is a change in
ownership. Within one year of any
change in ownership of the property,
the system must make a ‘‘reasonable
effort’’ to obtain the property owner’s
consent as described in paragraph
(d)(3)(i) of this section. If the water
system is unable to obtain consent from
the current property owner after making
a ‘‘reasonable effort’’ to obtain it, the
water system is not required under this
subpart to replace the line. This
paragraph (d)(3)(ii) continues to apply
until all lead and galvanized requiring
replacement service lines are replaced.
(4) The deadline for water systems to
replace all lead and galvanized
requiring replacement service lines
under the control of the water system is
no later than 10 program years after the
compliance date specified in
§ 141.80(a)(3) unless the system is
subject to a different deadline under
paragraphs (d)(5)(v) and (vi) of this
section.
(i) Water systems must start
mandatory service line replacement
programs no later than the compliance
date specified in § 141.80(a)(3).
(ii) If a lead or galvanized requiring
replacement service line is discovered
when the system’s inventory is
comprised of only non-lead service
lines, the system must complete the
following requirements:
(A) Update the replacement pool
calculated under paragraph (d)(6)(i) of
this section.
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(B) Conduct a full service line
replacement of the affected service line
as soon as practicable but no later than
180 days after the date the service line
is discovered. Where a system
determines that it is not practicable to
conduct full service line replacement
within 180 days after the date of
discovery (e.g., due to freezing ground
conditions), the system may request
State approval for an extension of no
later than one year after the date the
service line was discovered to replace
the affected service line. The request for
an extension must be made no later than
90 days after the date of discovery of the
affected service line.
(5) Water systems must meet a
minimum cumulative average annual
replacement rate for completing
mandatory service line replacement in
accordance with this paragraph (d)(5):
(i) Annual replacement rate. A water
system must replace lead and
galvanized requiring replacement
service lines as described in paragraph
(d)(6) of this section at an average
annual replacement rate of at least 10
percent calculated across a cumulative
period unless the system is subject to a
shortened replacement rate or eligible
for a deferred replacement rate in
accordance with paragraphs (d)(5)(v)
and (vi) of this section.
(ii) Cumulative percent of service
lines replaced. To calculate the
cumulative percent of service lines
replaced, at the end of each mandatory
service line replacement ‘‘program year’’
as specified in paragraph (d)(5)(iii) of
this section, water systems must divide
the total number of lead and galvanized
requiring replacement service lines
replaced thus far in the program in
accordance with paragraph (d)(6)(iii) of
this section by the number of service
lines within the replacement pool in
accordance with paragraph (d)(6)(i) of
this section.
(iii) Program year. The first
mandatory service line replacement
‘‘program year’’ is from the compliance
date specified in § 141.80(a)(3) to the
end of the next calendar year. Every
program year thereafter is on a calendar
year basis. This paragraph (d)(5)(iii)
applies for the purposes of this section.
(iv) Cumulative average replacement
rate. The annual replacement rate in
paragraph (d)(5)(i) of this section is
assessed annually as a cumulative
average. The first cumulative average
replacement rate must be assessed at the
end of the third program year and is
calculated by dividing the cumulative
percent of service lines replaced in
accordance with paragraph (d)(5)(ii) of
this section by the number of completed
program years (or three in this case).
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Annually thereafter, at the end of each
program year, systems must assess the
cumulative average replacement rate by
dividing the most recent cumulative
percent of service lines replaced in
accordance with paragraph (d)(5)(ii) by
the number of completed program years.
Except as provided in paragraph
(d)(5)(iv)(A) of this section, the
cumulative average replacement rate
must be 10 percent or greater each
program year, and the water system
must replace all lead and galvanized
requiring replacement service lines
under its control by the applicable
deadline for completing mandatory
service line replacement in accordance
with paragraph (d)(4) of this section.
(A) A water system is not required by
this section to meet the cumulative
average replacement rate described in
this paragraph (d)(5) where, after the
compliance date specified in
§ 141.80(a)(3), the system has replaced
all lead and galvanized requiring
replacement service lines in the
replacement pool as described in
paragraph (d)(6)(i) of this section that
are under the control of the system,
identified all unknown service lines in
the inventory, and documented and
submitted to the State the reasons the
system currently does not have access to
conduct full replacement of the
remaining lead and galvanized requiring
replacement service lines in the
replacement pool in accordance with
paragraphs (d)(2) and (3) of this section.
When lead and galvanized requiring
replacement service lines come under
the control of the system, the water
system is required to replace the service
lines as described in this paragraph (d).
This paragraph (d)(5)(iv)(A) continues to
apply until all lead and galvanized
requiring replacement service lines are
replaced.
(B) [Reserved]
(v) Shortened deadline and associated
replacement rate. Where the State
determines that a shortened
replacement deadline is feasible for a
water system (e.g., by considering the
number of lead and galvanized requiring
replacement service lines in a system’s
inventory), the system must replace
service lines by the State-determined
deadline and by a faster minimum
replacement rate in accordance with
paragraph (d)(5)(v)(A) of this section.
The State must make this determination
in writing and notify the system of its
finding. The State must set a shortened
deadline at any time throughout a
system’s replacement program if a State
determines a shorter deadline is
feasible. This paragraph (d)(5)(v) also
applies to systems eligible for a deferred
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deadline as specified in paragraph
(d)(5)(vi) of this section.
(A) Systems must replace lead and
galvanized requiring replacement
service lines at an average annual
replacement rate calculated by dividing
100 by the number of years needed to
meet the shortened deadline determined
by the State, expressed as a percentage.
Systems must comply with the
cumulative average replacement rate in
accordance with paragraph (d)(5)(iv) of
this section, where the first cumulative
average replacement rate is assessed at
the end of the program year that is at
least one year after the shortened
deadline determination, as determined
by the State, unless the shortened
replacement deadline is less than three
years. If the system’s shortened
replacement deadline is less than three
years, the cumulative average
replacement rate must be assessed on a
schedule determined by the State.
(B) [Reserved]
(vi) Deferred deadlines and associated
replacement rates. A water system may
defer service line replacement past the
deadline in paragraph (d)(4) of this
section if the system meets the
following criteria:
(A) If a water system replacing 10
percent of the total number of known
lead and galvanized requiring
replacement service lines in a system’s
replacement pool results in an annual
number of service line replacements by
the water system that exceeds 39 per
1,000 service connections, the system
may complete replacement of all lead
and galvanized requiring replacement
service lines by a deadline that
corresponds to the system conducting
39 annual replacements per 1,000
service connections at a cumulative
average replacement rate assessed in
accordance with paragraph (d)(5)(iv) of
this section. This paragraph (d)(5)(vi)(A)
is also applicable if a water system with
service lines newly under their control,
after previously not having control as
described in paragraph (d)(5)(iv)(A) of
this section, is required to conduct more
than 39 annual replacements per 1,000
service connections. The number of
annual replacements corresponding to
39 annual replacements per 1,000
service connections can be calculated by
multiplying the number of service
connections in a system by 0.039. The
number of years needed to complete
replacement is the total number of
known lead and galvanized requiring
replacement service lines in a system’s
replacement pool divided by the
calculated number of annual
replacements. To calculate the
minimum cumulative average
replacement rate, the system must
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divide 100 by the number of years
needed to achieve replacing 39 annual
replacements per 1,000 service
connections, expressed as a percentage.
(B) Any water system that is eligible
for and plans to use a deferred deadline
must include information, in
accordance with paragraph (c)(1)(x) of
this section, to support the use of a
deferred deadline including identifying
the deadline and associated cumulative
average rate of replacement to meet this
deferred deadline in the system’s initial
service line replacement plan and
subsequent updates to the plan in
accordance with paragraph (c) of this
section. The system must identify an
annual replacement rate that is no less
than 39 annual replacements per 1,000
service connections.
(C) As soon as practicable, but no later
than the end of the second program year
as defined in paragraph (d)(5)(iii) of this
section, and every three years thereafter,
the State must determine in writing
whether the deferred deadline and
associated cumulative average
replacement rate the system
documented in paragraph (c)(1)(x)(B) of
this section are the fastest feasible to
conduct mandatory service line
replacement and either approve the
continued use of this deferred deadline
and replacement rate as the fastest
feasible for the system, or set a shorter
deferred deadline and identify an
associated replacement rate to ensure
the system is replacing service lines at
the fastest feasible rate for the system.
The State must consider information
that includes, but is not limited to, the
system’s submissions of the service line
inventory and replacement plan in
accordance with paragraph (a) through
(c) of this section and information
collected from other water systems
conducting mandatory service line
replacement. The State may require the
system to provide additional
information for the State to consider in
its assessment of the continued use of a
deferred deadline and the fastest
feasible replacement rate.
(D) In the first two program years, the
system must comply with the annual
replacement rate identified in its initial
replacement plan (unless the State
determines a faster rate is feasible
sooner). In subsequent program years,
the system must comply with the
applicable deferred deadline and
associated replacement rate identified in
the State’s written determination of the
deadline and replacement rate in
paragraph (d)(5)(vi)(C) of this section.
(6) Calculation of the replacement
pool, the annual number of
replacements required, and the number
of service lines replaced each year to
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86639
calculate a system’s cumulative average
replacement rate described in paragraph
(d)(5) of this section are as follows:
(i) Replacement pool. To calculate the
replacement pool, systems must add the
total number of lead, galvanized
requiring replacement, and lead status
unknown service lines in the baseline
inventory submitted by the compliance
date specified in § 141.80(a)(3). The
water system must not subtract lead or
galvanized requiring replacement
service lines from the replacement pool
when they are replaced. The water
system must not subtract service lines
that are not under the control of the
system from the replacement pool. At
the beginning of each program year,
water systems must update the
replacement pool according to the
counts of specific types of recategorized
service lines in the inventory annually
thereafter as described in this paragraph
(d)(6)(i):
(A) Unknown service lines that are
identified as non-lead service lines must
be subtracted from the replacement
pool. Unknown service lines that are
identified as lead or galvanized
requiring replacement service lines
must be recategorized appropriately in
the inventory and replacement pool, but
they do not change the number of
service lines in the replacement pool
because recategorization does not
remove these service lines from the
replacement pool.
(B) Non-lead service lines discovered
to be lead or galvanized requiring
replacement service lines must be added
to the replacement pool.
(C) Lead or galvanized requiring
replacement service lines discovered to
be non-lead service lines must be
subtracted from the replacement pool.
(D) Each entire service line must
count only once for purposes of
calculating the replacement pool.
(ii) Annual number of replacements
required. To calculate the number of
lead and galvanized requiring
replacement service lines a system is
required to replace in a given program
year, divide the number of service lines
in the most up-to-date replacement
pool, calculated at the beginning of each
program year, by the total number of
years remaining under paragraph (d)(4)
of this section to complete mandatory
service line replacement (e.g., 10 years).
(iii) Number of service lines replaced.
When calculating the cumulative
average replacement rate, the water
system may only include full service
line replacements of lead or galvanized
requiring replacement service lines
when counting the number of service
lines replaced. Wherever the system
conducts a replacement of a lead or
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galvanized requiring replacement
service line (either a portion of a service
line or the entire service line), the
replacement counts as a full service line
replacement only if, after the
replacement, the entire service line can
be categorized in the inventory as nonlead under paragraph (a)(3)(iii) of this
section.
(A) For purposes of mandatory service
line replacement, systems must count
each entire service line once, including
where ownership of the service line is
shared, with a single material
categorization in accordance with table
2 to this paragraph (d)(6)(iii)(A).
TABLE 2 TO PARAGRAPH (d)(6)(iii)(A)
Customer-owned portion
Lead ...................................................................
Lead ...................................................................
Lead ...................................................................
Lead ...................................................................
Non-lead ............................................................
Non-lead and never previously lead .................
Non-lead ............................................................
Lead ..................................................................
Galvanized Requiring Replacement .................
Non-lead ...........................................................
Lead Status Unknown ......................................
Lead ..................................................................
Non-lead, specifically galvanized pipe material
Non-lead, material other than galvanized pipe
material.
Lead Status Unknown ......................................
Galvanized Requiring Replacement .................
Lead.
Lead.
Lead.
Lead.
Lead.
Non-lead.
Non-lead.
Lead ..................................................................
Galvanized Requiring Replacement .................
Non-lead ...........................................................
Lead Status Unknown ......................................
Lead.
Galvanized Requiring Replacement.
Lead Status Unknown.
Lead Status Unknown.
determined to be a non-lead service
line.
(3) Where only a lead connector is
replaced.
(4) Where pipe lining or coating
technologies are used while the lead or
galvanized requiring replacement
service line remains in use.
(5) Where a water system does not
replace a lead or galvanized requiring
replacement service line because it is
not be under the control of the system
as described in paragraph (d)(2) of this
section.
(e) Replacement of lead connectors
when encountered by a water system. (1)
The water system must replace any lead
connector when encountered during
planned or unplanned water system
infrastructure work unless the connector
is not under the control of the system
(e.g., where the system does not have
and cannot obtain access to conduct the
connector replacement).
(i) Upon replacement of any
connector that is attached to a lead or
galvanized requiring replacement
service line, the water system must
follow risk mitigation measures for
disturbances as specified in
§ 141.85(f)(2).
(ii) Following replacement of a lead
connector, the water system must
update the information on the connector
material and location in its inventory in
accordance with paragraphs (a)(2)(ii)
and (b)(2) of this section.
(2) The water system must comply
with any State or local laws that require
additional connectors to be replaced.
(f) Replacement of a service line
prompted by the customer. If State or
local laws or water tariff agreements do
not prevent customers from conducting
partial lead or galvanized requiring
replacement service line replacements
(‘‘customer-initiated replacements’’), the
water system must meet the following
requirements:
(1) If the water system is notified by
the customer that the customer intends
to conduct a partial lead or galvanized
requiring replacement service line
replacement, the water system must:
(i) Replace the remaining portion of
the lead or galvanized requiring
replacement service line at the same
time as, or as soon as practicable after,
the customer-initiated replacement, but
no later than 45 days from the date the
customer conducted the partial
replacement;
(ii) Provide notification and risk
mitigation measures in accordance with
paragraph (h) of this section, as
applicable, before the affected service
line is returned to service; and
(iii) Notify the State within 30 days if
it cannot meet the deadline in paragraph
(f)(1)(i) of this section and complete the
replacement no later than 180 days from
the date the customer conducted the
partial replacement.
(2) If the water system is notified or
otherwise learns that a customerinitiated replacement occurred within
the previous six months and left in
place the system-owned portion of a
lead or galvanized requiring
replacement service line, the water
system must:
(i) Replace any remaining portion of
the affected service line within 45 days
Non-lead ............................................................
Non-lead, but system is unable to demonstrate
it was not previously Lead.
Lead Status Unknown .......................................
Lead Status Unknown .......................................
Lead Status Unknown .......................................
Lead Status Unknown .......................................
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Categorization for entire
service line
System-owned portion
(B) A full service line replacement is
counted where a non-lead service line is
installed for use and the lead or
galvanized requiring replacement
service line is disconnected from the
water main or other service line. If the
lead or galvanized requiring
replacement service line is disconnected
from the water main or system-owned
portion of the service line but not
removed, the water system must be
subject to a State or local law or have
a written policy to preclude the water
system from reconnecting the lead or
galvanized requiring replacement
service line to the water main or other
service line.
(C) A full service line replacement
may be counted where a system
physically disconnects a service line
that is not in use and the water system
does not install a new non-lead service
line because there is no service line in
use (e.g., at an abandoned property). If
the disconnected lead or galvanized
requiring replacement service line is not
removed, the water system must be
subject to a State or local law or have
a written policy to preclude the water
system from reconnecting the
disconnected service line (i.e., a new
non-lead service line must be installed
if active use is to resume).
(D) Water systems must not count the
following as a full service line
replacement for purposes of this
subpart:
(1) Where the service line is partially
replaced as defined in § 141.2.
(2) Where a lead, galvanized requiring
replacement, or unknown service line is
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Lead Status Unknown.
Galvanized Requiring Replacement.
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from the day of becoming aware of the
customer-initiated replacement; and
(ii) Provide notification and risk
mitigation measures in accordance with
paragraph (h) of this section within 24
hours of becoming aware of the
customer replacement.
(iii) Notify the State within 30 days if
it cannot meet the deadline in paragraph
(f)(2)(i) of this section and complete the
replacement no later than 180 days of
the date the system learns of the
customer-initiated replacement.
(3) When a water system is notified or
otherwise learns of a customer-initiated
replacement of a lead or galvanized
requiring replacement service line that
occurred more than six months in the
past, this section does not require the
water system to complete the lead or
galvanized requiring replacement
service line replacement of the systemowned portion under this paragraph (f).
However, the remaining portion of the
lead or galvanized requiring
replacement service line must be
identified in the inventory in
accordance with paragraph (b) of this
section and replaced in accordance with
paragraph (d) of this section.
(g) Requirements for conducting
partial service line replacements. This
paragraph (g) prohibits water systems
from conducting a partial lead service
line replacement or a partial galvanized
requiring replacement service line
replacement as defined under § 141.2
unless it is conducted as part of an
emergency repair or in coordination
with planned infrastructure work that
impacts service lines, excluding
planned infrastructure work solely for
the purposes of lead or galvanized
requiring replacement service line
replacement. Where a water system has
access to conduct full service line
replacement as specified in paragraph
(d)(2) of this section, the water system
must fully replace the service line.
Where a water system conducts partial
service line replacement, the system
must comply with the notification and
mitigation requirements specified in
paragraphs (h)(1) and (2) of this section.
(1) Whenever a water system conducts
a partial replacement of a lead or
galvanized requiring replacement
service line, the system must include a
dielectric coupling separating the
remaining service line and the replaced
service line (i.e., newly installed service
line) to prevent galvanic corrosion
unless the replaced service line is made
of plastic.
(2) [Reserved]
(h) Protocols for notification and
mitigation for partial and full service
line replacements—(1) Notification and
mitigation requirements for planned
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partial service line replacement.
Whenever a water system plans to
partially replace a lead or galvanized
requiring replacement service line in
coordination with planned
infrastructure work that impacts service
lines, the water system must provide
written notice to the property owner, or
the owner’s authorized agent, as well as
non-owner occupant(s) served by the
affected service line at least 45 days
prior to the replacement. Where a water
system has access to conduct full
service line replacement only if
property owner consent is obtained, the
water system must make a reasonable
effort to obtain property owner consent
to replace the remaining portion of the
service line in accordance with
paragraph (d)(3)(i) of this section. The
reasonable effort must be completed
before the partial lead service line
replacement.
(i) Before the affected service line is
returned to service, the water system
must provide written notification that
explains that consumers may experience
a temporary increase of lead levels in
their drinking water due to the
replacement and that meets the content
requirements of § 141.85(a)(1)(ii)
through (iv) and contact information for
the water system. In instances where
multi-family dwellings or multiple nonresidential occupants are served by the
affected service line to be partially
replaced, the water system may elect to
post the information at a conspicuous
location instead of providing individual
written notification to all residents or
non-residential occupants.
(ii) Before the affected service line is
returned to service, the water system
must provide written information about
a procedure for consumers to flush
service lines and premise plumbing of
particulate lead following partial
replacement of a lead or galvanized
requiring replacement service line.
(iii) Before the affected service line is
returned to service, the water system
must provide the consumer with a
pitcher filter or point-of-use device
certified by an American National
Standards Institute accredited certifier
to reduce lead, six months of
replacement cartridges, and instructions
for use. If the affected service line serves
more than one residence or nonresidential unit (e.g., a multi-unit
building), the water system must
provide a pitcher filter or point-of-use
device, six months of replacement
cartridges and use instructions to every
residential and non-residential unit in
the building.
(iv) The water system must offer to
the consumer to collect a follow up tap
sample between three months and six
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86641
months after the completion of any
partial replacement of a lead service
line. The tap sample must be a first- and
fifth-liter paired sample after at least six
hours of stagnation, following the tap
sampling protocol under § 141.86(b).
The water system must provide the
results of the sample to the persons
served by the service line in accordance
with § 141.85(d).
(2) Notification and mitigation
requirements for emergency partial
service line replacement. Any water
system that creates a partial replacement
of a lead or galvanized requiring
replacement service line due to an
emergency repair must provide notice
and risk mitigation measures to the
persons served by the affected service
line in accordance with paragraphs
(h)(1)(i) through (iv) of this section
before the affected service line is
returned to service. The water system
must offer to the property owner, or the
owner’s authorized agent, to replace the
partial service line created by the
emergency repair within 45 days.
(3) Notification and mitigation
requirements for full service line
replacement. Any water system that
conducts a full lead or galvanized
requiring replacement service line
replacement must provide written
notice to the persons served by the
affected service line before the affected
service line is returned to service;
written notice must be provided to the
owner or the owner’s authorized agent,
no later than 30 days following
completion of the replacement.
(i) The written notification must
explain that consumers may experience
a temporary increase of lead levels in
their drinking water due to the
replacement and must meet the content
requirements of § 141.85(a)(1)(ii)
through (iv) as well as contact
information for the water system. In
instances where multi-family dwellings
or multiple non-residential occupants
are served by the lead or galvanized
requiring replacement service line to be
replaced, the water system may elect to
post the information at a conspicuous
location instead of providing individual
written notification to all persons served
in residential and non-residential units.
(ii) Before the replaced service line is
returned to service, the water system
must provide written information about
a procedure for consumers to flush
service lines and premise plumbing of
particulate lead following full
replacement of a lead or galvanized
requiring replacement service line.
(iii) Before the replaced service line is
returned to service, the water system
must provide the consumer with a
pitcher filter or point-of-use device
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certified by an American National
Standards Institute accredited certifier
to reduce lead, six months of
replacement cartridges, and instructions
for use. If the lead service line serves
more than one residence or nonresidential unit (e.g., a multi-unit
building), the water system must
provide a pitcher filter or point-of-use
device, six months of replacement
cartridges and instructions for use to
every residential and non-residential
unit in the building.
(iv) The water system must offer to
the consumer to collect a follow up tap
sample between three months and six
months after completion of any full
replacement of a lead or galvanized
requiring replacement service line. The
tap sample must be a first-liter sample
after at least six hours of stagnation,
following the tap sampling protocol
under § 141.86(b). The water system
must provide the results of the sample
to the consumer in accordance with
§ 141.85(d).
(i) Reporting to demonstrate
compliance to the State. To demonstrate
compliance with paragraphs (a) through
(h) of this section, a water system must
report to the State the information
specified in § 141.90(e).
■ 9. Revise and republish § 141.85 to
read as follows:
ddrumheller on DSK120RN23PROD with RULES2
§ 141.85 Public education and
supplemental monitoring and mitigation
requirements.
A water system that exceeds the lead
action level based on tap water samples
collected in accordance with § 141.86
must distribute the public education
materials contained in paragraph (a) of
this section in accordance with the
delivery requirements in paragraph (b)
of this section. Water systems that
exceed the lead action level must offer
to sample the tap water of any person
served by the water system who
requests it in accordance with paragraph
(c) of this section. Water systems must
offer to sample for lead in the tap water
of any person served by a lead,
galvanized requiring replacement, or
lead status unknown service line who
requests it in accordance with paragraph
(c) of this section. All water systems
must deliver a consumer notice of lead
tap water monitoring results and copper
tap water monitoring results to persons
served by the water system at sites that
are sampled, as specified in paragraph
(d) of this section. A water system with
lead, galvanized requiring replacement,
or lead status unknown service lines
must deliver public education materials
to persons with a lead, galvanized
requiring replacement, or lead status
unknown service line as specified in
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paragraphs (e) and (f) of this section. All
community water systems that do not
meet the minimum replacement rate for
mandatory service line replacement as
required under § 141.84(d) must
conduct outreach activities as specified
in paragraph (h) of this section. All
community water systems must conduct
annual outreach to local and State
health agencies as outlined in paragraph
(i) of this section. Water systems with
multiple lead action level exceedances,
as specified in paragraph (j)(1) of this
section, must conduct public outreach
and make filters certified to reduce lead
available as specified in paragraphs
(j)(2) through (6) of this section. For
water systems serving a large proportion
of consumers with limited English
proficiency, as determined by the State,
all public education materials required
under this section must comply with the
language requirements in paragraph
(b)(1) of this section.
(a) Content of written public
education materials—(1) Community
water systems and non-transient noncommunity water systems. Water
systems must include the following
elements in written materials (e.g.,
printed or digital brochures and
pamphlets) in the same order as listed
in paragraphs (a)(1)(i) through (vii) of
this section. In addition, language in
paragraphs (a)(1)(i), (ii), and (vii) of this
section must be included in the
materials, exactly as written, except for
the text in brackets for which the water
system must include system-specific
information. States may approve
changes to the content requirements if
the State determines the changes are
more protective of human health. Any
additional information presented by a
water system must be consistent with
the information in paragraphs (a)(1)(i)
through (vii) of this section and be in
plain language that can be understood
by the general public. Water systems
must submit a copy of all written public
education materials to the State prior to
delivery. The State may require the
system to obtain approval of the content
of written public education materials
prior to delivery.
(i) Important information about lead
in your drinking water.
Figure 1 to Paragraph (a)(1)(i)
Important Information About Lead in
Your Drinking Water
[INSERT NAME OF WATER
SYSTEM] found elevated levels of lead
in drinking water in some homes/
buildings. Lead can cause serious health
problems, especially for pregnant
people and young children. Please read
this information closely to see what you
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can do to reduce lead in your drinking
water.
(ii) Health effects of lead.
Figure 2 to Paragraph (a)(1)(ii)
There is no safe level of lead in
drinking water. Exposure to lead in
drinking water can cause serious health
effects in all age groups, especially
pregnant people, infants (both formulafed and breastfed), and young children.
Some of the health effects to infants and
children include decreases in IQ and
attention span. Lead exposure can also
result in new or worsened learning and
behavior problems. The children of
persons who are exposed to lead before
or during pregnancy may be at increased
risk of these harmful health effects.
Adults have increased risks of heart
disease, high blood pressure, kidney or
nervous system problems. Contact your
health care provider for more
information about your risks.
(iii) Sources of lead. (A) Explain what
lead is.
(B) Explain possible sources of lead in
drinking water and how lead enters
drinking water. Include information on
home/building plumbing materials,
service lines, and connectors that may
contain lead and include information
about the definition of lead free as
provided in Safe Drinking Water Act
section 1417 of 1986 and as
subsequently revised in 2011. Explain
that lead levels may vary and therefore
lead exposure is possible even when tap
sampling results do not detect lead at
one point in time.
(C) Discuss other important sources of
lead exposure in addition to drinking
water (e.g., paint).
(iv) Consumer steps to reduce lead
exposure. Discuss the steps the
consumer can take to reduce their
exposure to lead in drinking water.
(A) Explain that using a filter,
certified by an American National
Standards Institute accredited certifier
to reduce lead, is effective in reducing
lead exposures. If the system makes
filters available in accordance with
paragraph (j)(2) of this section, also
include information on how the
consumer can obtain a filter.
(B) Encourage running the water to
flush out the lead. Explain that lead
levels increase over time as water sits in
lead-containing plumbing materials and
regular water usage in the building can
reduce lead levels in drinking water.
Advise consumers served by lead and
galvanized requiring replacement
service lines that they may need to flush
the water for longer periods.
(C) Explain concerns with using hot
water from the tap and specifically
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caution against the use of hot water for
preparing baby formula.
(D) Explain that boiling water does
not reduce lead levels.
(E) Encourage regular cleaning of
faucet aerators.
(F) Discuss other steps consumers can
take to reduce exposure to lead in
drinking water, especially for pregnant
persons, infants, and young children,
such as using alternative sources of
water.
(G) Suggest that parents have their
child’s blood tested for lead. Provide
contact information for the State and/or
local health department.
(H) Tell consumers how to get their
water tested, including information in
accordance with paragraph (c) of this
section.
(v) Levels of lead in drinking water.
Explain why there are elevated levels of
lead in the system’s drinking water (if
known) and what the water system is
doing to reduce the lead levels in
homes/buildings in this area.
(vi) Information on lead, galvanized
requiring replacement, and unknown
service lines. For systems with lead,
galvanized requiring replacement, or
lead status unknown service lines in the
system’s inventory pursuant to
§ 141.84(a) and (b), public education
materials must meet the requirements of
paragraphs (a)(1)(vi)(A) through (G) of
this section. For systems with lead
connectors or connectors of unknown
material in the system’s inventory
pursuant to § 141.84(a) and (b), public
education materials must meet the
requirements of paragraph (a)(1)(vi)(C)
of this section:
(A) Discuss opportunities to replace
lead and galvanized requiring
replacement service lines;
(B) Discuss opportunities to have the
material of a lead status unknown
service line identified;
(C) Include information on how to
obtain a copy of the service line
inventory or view the inventory on the
internet if the system is required to
make the inventory available online so
the consumer can find out if they are
served by a lead, galvanized requiring
replacement, or lead status unknown
service line, or known lead connector or
connector of unknown material;
(D) Include information on how to
obtain a copy of the service line
replacement plan or view the plan on
the internet if the system is required to
make the service line replacement plan
available online;
(E) Include information about
opportunities to replace lead and
galvanized requiring replacement
service lines. Where the water system
intends for customer payment for a
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portion of the replacement where it is
required or authorized by State or local
law or a water tariff agreement, the
notice must include information about
programs that provide financing
solutions to assist property owners with
replacement of their portion of a lead or
galvanized requiring replacement
service line;
(F) Include a statement that the water
system is required to replace its portion
of a lead or galvanized requiring
replacement service line when the
property owner notifies the water
system that they are replacing their
portion of the lead or galvanized
requiring replacement service line; and
(G) Include a statement that provides
instructions for the customer or
consumer to notify the water system if
they disagree with the service line
material categorization in the inventory.
(vii) More information about lead.
Figure 3 to Paragraph (a)(1)(vii)
For more information, contact
[INSERT NAME OF WATER SYSTEM]
at [INSERT WATER SYSTEM PHONE
NUMBER OR EMAIL ADDRESS] [(IF
APPLICABLE), or visit our website at
[INSERT WATER SYSTEM WEBSITE].
For more information on reducing lead
exposure around your home/building
and the health effects of lead, visit
EPA’s website at https://www.epa.gov/
lead or contact your health care
provider.
(2) [Reserved]
(b) Timing, format, and delivery
method of public education materials.
(1) For water systems serving a large
proportion of consumers with limited
English proficiency, as determined by
the State, all public education materials
required under this section must
contain information in the appropriate
language(s) regarding the importance of
the materials and either contain
information on where such consumers
may obtain a translated copy of the
public education materials, or assistance
in the appropriate language(s), or the
materials must be in the appropriate
language(s).
(2) Each time a community water
system exceeds the lead action level
based on tap water samples collected in
accordance with § 141.86, the system
must conduct the public education tasks
under this paragraph (b)(2) within 60
days after the end of the tap sampling
period in which the exceedance
occurred. For community water systems
that are on standard monitoring, the end
of the tap sampling period is June 30 or
December 31. For community water
systems that are required to conduct
monitoring annually or less frequently,
the end of the tap sampling period is
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86643
September 30 of the calendar year in
which the sampling occurs, or, if the
State has established an alternate fourmonth tap sampling period, the last day
of that period.
(i) Deliver written materials meeting
the content requirements of paragraph
(a) of this section to each customer
receiving a bill and to other service
connections to which water is delivered
by the water system. In the case of
multi-family dwellings, the water
system must deliver the written
materials to each unit or post the
information at a conspicuous location.
(ii)(A) Contact consumers who are
most at risk by delivering education
materials that meet the content
requirements of paragraph (a) of this
section to local public health agencies
even if they are not located within the
water system’s service area, along with
an informational notice that encourages
distribution to all of the agencies’
potentially affected customers or
community water system’s users. The
water system must contact the local
public health agencies directly by
phone, email, or in person. If local
public health agencies provide a
specific list of additional communitybased organizations serving populations
at greatest risk from lead exposure (e.g.,
pregnant people, children), including
organizations outside the service area of
the water system, then the system must
deliver education materials that meet
the content requirements of paragraph
(a) to all organizations on the provided
lists.
(B) Contact consumers who are most
at risk by delivering materials that meet
the content requirements of paragraph
(a) of this section to the following
organizations listed in paragraphs
(b)(2)(ii)(B)(1) through (7) of this section
that are located within the water
system’s service area, along with an
informational notice that encourages
distribution to all the organization’s
potentially affected customers or
community water system’s users:
(1) Schools, child care facilities, and
school boards.
(2) Women, Infants and Children
(WIC) and Head Start programs.
(3) Public and private hospitals and
medical clinics.
(4) Pediatricians.
(5) Family planning clinics.
(6) Local welfare agencies.
(7) Obstetricians-gynecologists and
midwives.
(iii) No less often than quarterly,
provide information with each water
bill as long as the system exceeds the
action level for lead. The message on the
water bill must include the statement in
figure 4 to this paragraph (b)(2)(iii)
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exactly as written except for the text in
brackets for which the water system
must include system-specific
information. The message or delivery
mechanism can be modified in
consultation with the State; specifically,
the State may allow a separate mailing
of public education materials to
customers if the water system cannot
place the information on water bills.
Figure 4 to Paragraph (b)(2)(iii)
[INSERT NAME OF WATER
SYSTEM] found elevated levels of lead
in drinking water in some homes/
buildings. Lead can cause serious health
problems. For more information please
contact [INSERT NAME OF WATER
SYSTEM] [or visit (INSERT WATER
SYSTEM WEBSITE)].
(iv) Post material meeting the content
requirements of paragraph (a) of this
section on the water system’s website if
the system serves a population greater
than 50,000. The system must retain
material on the website for as long as
the system exceeds the action level.
(v) Submit a press release to media
outlets including newspaper, television,
and radio stations. The submitted press
release must state the water system
found elevated levels of lead in drinking
water in some homes/buildings and
meet the content requirements of
paragraph (a) of this section.
(vi) Implement at least three
additional activities from one or more
categories listed in paragraphs
(b)(2)(vi)(A) through (J) of this section.
The educational content and selection
of these activities must be determined in
consultation with the State.
(A) Public service announcements.
(B) Paid advertisements.
(C) Public area information displays.
(D) Emails to customers.
(E) Public meetings.
(F) Household deliveries.
(G) Targeted individual customer
contact.
(H) Direct material distribution to all
multi-family homes and institutions.
(I) Contact organizations representing
plumbers and contractors to provide
information about lead in drinking
water, sources of lead, and the
importance of using lead free plumbing
materials.
(J) Other methods approved by the
State.
(vii) [Reserved]
(3) A community water system must
repeat the activities in paragraph (b)(2)
of this section until the system is at or
below the lead action level based on tap
water samples collected in accordance
with § 141.86. These repeated activities
must be completed within 60 days of
the end of each tap sampling period. A
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calculated 90th percentile level at or
below the lead action level based on
fewer than the minimum number of
required samples under § 141.86 cannot
be used to meet the requirements of this
paragraph (b)(3).
(4) Within 60 days after the end of
each tap sampling period in which a
lead action level exceedance occurs, a
non-transient non-community water
system must deliver the public
education materials specified by
paragraph (a) of this section as follows:
(i) Post informational posters on lead
in drinking water in a public place or
common area in each of the buildings
served by the system until the system is
at or below the lead action level based
on tap water samples collected in
accordance with § 141.86; and
(ii) Distribute informational
pamphlets and/or brochures on lead in
drinking water to each person served by
the non-transient non-community water
system. The State may allow the system
to utilize electronic transmission in lieu
of or combined with printed materials
as long as it achieves at least the same
coverage.
(iii) For systems that are on standard
monitoring, the end of the tap sampling
period is June 30 or December 31. For
systems that are required to conduct
monitoring annually or less frequently,
the end of the tap sampling period is
September 30 of the calendar year in
which the sampling occurs, or, if the
State has established an alternate tap
sampling period, the last day of that
period.
(5) A non-transient non-community
water system must repeat the tasks
contained in paragraph (b)(4) of this
section until the system is at or below
the lead action level based on tap water
samples collected in accordance with
§ 141.86. These repeated activities must
be completed within 60 days of the end
of each tap sampling period. A
calculated 90th percentile level at or
below the lead action level based on
fewer than the minimum number of
required samples under § 141.86 cannot
be used to meet the requirements of this
provision.
(6) A water system may discontinue
delivery of public education materials if
the system is at or below the lead action
level during the most recent six-month
tap sampling period conducted
pursuant to § 141.86. Such a system
must recommence public education in
accordance with this section if it
subsequently exceeds the lead action
level during any tap sampling period.
(7) A water system may request an
extension from the State, in writing, to
complete the activities in paragraphs
(b)(2)(ii) through (vi) of this section for
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community water systems, or
paragraphs (b)(4)(i) and (ii) of this
section for non-transient noncommunity water systems, as follows:
(i) The extension must be approved in
writing by the State before the 60-day
deadline;
(ii) The State may only grant the
extension on a case-by-case basis if the
system has demonstrated that it is not
feasible to complete the activities in
paragraphs (b)(2)(ii) through (vi) of this
section for community water systems, or
paragraphs (b)(4)(i) and (ii) of this
section for non-transient noncommunity water systems; and
(iii) The activities in paragraph (b)(2)
or (4) of this section must be completed
no later than six months after the end
of the tap sampling period in which the
exceedance occurred.
(8) A community water system
meeting the criteria of paragraphs
(b)(8)(i) and (ii) of this section may
apply to the State, in writing (unless the
State has waived the requirement for
prior State approval), to perform the
tasks listed in paragraphs (b)(4) and (5)
of this section in lieu of the tasks in
paragraphs (b)(2) and (3) of this section
if:
(i) The system is a facility, such as a
prison or a hospital, where the
population served is not capable of or is
prevented from making improvements
to plumbing or installing point-of-use
treatment devices; and
(ii) The system provides water as part
of the cost of services provided and does
not separately charge for water
consumption.
(9) A community water system
serving 3,300 or fewer persons may
limit certain aspects of their public
education programs as follows:
(i) With respect to the requirements of
paragraph (b)(2)(ii) of this section, a
system serving 3,300 or fewer persons
may limit the distribution of the public
education materials required under
paragraph (b)(2)(ii) to facilities and
organizations served by the system that
are most likely to be visited regularly by
pregnant people and children.
(ii) With respect to the requirements
of paragraph (b)(2)(v) of this section, the
State may waive this requirement for
systems serving 3,300 or fewer persons
as long as the system distributes notices
to every household served by the
system.
(iii) With respect to the requirements
of paragraph (b)(2)(vi) of this section, a
system serving 3,300 or fewer persons
must implement at least one of the
activities listed in paragraph (b)(2)(vi).
(c) Supplemental monitoring and
notification of results. (1) A water
system that exceeds the lead action level
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based on tap samples collected in
accordance with § 141.86 must offer to
sample for lead in the tap water of any
person served by the water system who
requests it. At sites served by a lead,
galvanized requiring replacement, or
lead status unknown service line, the
samples must capture both water in
contact with premise plumbing and
water in contact with the service line
(e.g., first- and fifth-liter samples).
(2) Water systems must offer to
sample for lead in the tap water of any
person served by a lead, galvanized
requiring replacement, or lead status
unknown service line who requests it,
regardless of whether the water system
exceeds the lead action level. The
samples must capture both water in
contact with premise plumbing and
water in contact with the service line
(e.g., first- and fifth-liter samples).
(3) All water systems must provide a
consumer notice of the individual tap
results from supplemental tap water
monitoring carried out under the
requirements of this paragraph (c) to the
persons served by the water system at
the specific sampling site from which
the sample was taken (e.g., the
occupants of the building where the tap
was sampled). Water systems must
provide the consumer notice in
accordance with the requirements of
paragraphs (d)(2) through (4) of this
section.
(d) Notification of results—(1) Notice
requirement. All water systems must
provide a consumer notice of the
individual tap results from any lead and
copper tap water monitoring carried out
under the requirements of § 141.86 to
the persons served by the water system
at the specific sampling site from which
the sample was taken (e.g., the
occupants of the building where the tap
was sampled).
(2) Timing of notification. A water
system must provide the consumer
notice as soon as practicable but no later
than three business days after the water
system learns of the tap monitoring
results. Notification by mail must be
postmarked within three business days
of the system learning of the tap
monitoring results.
(3) Content. (i) The consumer notice
for lead must include the results of lead
tap water monitoring for the tap that
was tested, an explanation of the health
effects of lead that meets the
requirements of paragraph (a)(1)(ii) of
this section, information on possible
sources of lead in drinking water that
meets the requirements of paragraph
(a)(1)(iii)(B) of this section, a list of steps
consumers can take to reduce exposure
to lead in drinking water that meets the
requirements of paragraph (a)(1)(iv) of
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this section, and contact information for
the water system. The notice must also
provide the maximum contaminant
level goal and the action level for lead
and the definitions for these two terms
from § 141.153(c).
(ii) The consumer notice for copper
must include the results of copper tap
water monitoring for the tap that was
tested, an explanation of the health
effects of copper as provided in
appendix B to subpart Q of this part, a
list of steps consumers can take to
reduce exposure to copper in drinking
water, and contact information for the
water system. The notice must also
provide the maximum contaminant
level goal and the action level for
copper and the definitions for these two
terms from § 141.153(c).
(4) Delivery. Water systems must
provide consumer notice to persons
served at the tap that was sampled. The
notice must be provided electronically
(e.g., email or text message), by phone
call or voice message, hand delivery, by
mail, or another method approved by
the State. For example, upon approval
by the State, a non-transient noncommunity water system could post the
results in a conspicuous area, such as on
a bulletin board, in the facility to allow
users to review the information. Water
systems that choose to deliver the notice
to consumers by phone call or voice
message must follow up with a written
notice to consumers hand delivered or
postmarked within 30 days of the water
system learning of the tap monitoring
results. The notices of lead and copper
tap sampling results may be combined
in one notice.
(e) Notification of service line that is
known to or may potentially contain
lead—(1) Notification requirements. All
water systems with lead, galvanized
requiring replacement, or lead status
unknown service lines in their
inventory pursuant to § 141.84(a) and
(b) must provide notification of a service
line that is known to or may potentially
contain lead to customers and all
persons served by the water system at
the service connection with a lead,
galvanized requiring replacement, or
lead status unknown service line.
(2) Timing of notification. A water
system must provide notification no
later than 30 days after completion of
the baseline inventory required under
§ 141.84(a)(2) and repeat the notification
no later than 30 days after the deadline
for each annual update to the service
line inventory under § 141.90(e)(4) until
the entire service connection is no
longer a lead, galvanized requiring
replacement, or lead status unknown
service line. For notifications to new
customers, water systems must provide
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the notice at the time of service
initiation.
(3) Content—(i) Persons served by a
confirmed lead service line or
galvanized requiring replacement
service line. The notice must include:
(A) A statement that the person’s
service line is lead or galvanized
requiring replacement as applicable.
(B) An explanation of the health
effects of lead that meets the
requirements of paragraph (a)(1)(ii) of
this section.
(C) Steps persons at the service
connection can take to reduce exposure
to lead in drinking water that meet the
requirements of paragraph (a)(1)(iv) of
this section.
(D) A statement that the consumer can
request to have their tap water sampled
in accordance with paragraph (c) of this
section.
(E) Include information on how to
obtain a copy of the service line
replacement plan or view the plan on
the internet if the system is required to
make the service line replacement plan
available online.
(F) Information about opportunities to
replace lead and galvanized requiring
replacement service lines. Where the
water system intends for customer
payment for a portion of the
replacement where it is required or
authorized by State or local law or a
water tariff agreement, the notice must
include information about programs that
provide financing solutions to assist
property owners with replacement of
their portion of a lead or galvanized
requiring replacement service line.
(G) A statement that the water system
is required to replace its portion of a
lead or galvanized requiring
replacement service line when the
property owner notifies the water
system that they are replacing their
portion of the lead or galvanized
requiring replacement service line.
(H) A statement that provides
instructions for the customer to notify
the water system if they disagree with
the service line material categorization
in the inventory.
(ii) Persons served by a lead status
unknown service line. The notice must
include a statement that the person’s
service line material is unknown but
may be lead, the information in
paragraphs (e)(3)(i)(B) through (E) of this
section, and information about
opportunities to verify the material of
the service line.
(4) Delivery. The notice must be
provided to customers and persons
served by the water system at the
service connection with a lead,
galvanized requiring replacement, or
lead status unknown service line, by
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mail or by another method approved by
the State.
(f) Notification due to a disturbance to
a service line that is known to or may
potentially contain lead. (1) Water
systems that cause disturbance to a lead,
galvanized requiring replacement, or
lead status unknown service line must
provide customers and the persons
served by the water system at the
service connection with information
about the potential for elevated lead
levels in drinking water as a result of
the disturbance. Actions taken by a
water system that cause a disturbance
include actions that result in a shut off
or bypass of water to an individual
service line or a group of service lines
(e.g., operating a valve on a service line
or meter setter, or reconnecting a service
line to the main) or other actions that
cause a disturbance to a service line or
group of service lines, such as
undergoing physical action or vibration,
that could result in pipe scale
dislodging and associated release of
particulate lead. The provided
information must include:
(i) Public education materials that
meet the content requirements in
paragraphs (a)(1)(ii) through (iv) and (vi)
of this section and contact information
for the water system; and
(ii) Instructions for a flushing
procedure to remove particulate lead.
(2) If the disturbance of a lead,
galvanized requiring replacement, or
lead status unknown service line results
from the replacement of an inline water
meter, a water meter setter, or
connector, or from the replacement of a
water main whereby the service line
pipe is physically cut, the water system
must provide the persons served by the
water system at the service connection
with the information in paragraphs
(f)(1)(i) and (ii) of this section and a
pitcher filter or point-of-use device
certified by an American National
Standards Institute accredited certifier
to reduce lead, instructions to use the
filter, and six months of filter
replacement cartridges.
(3)(i) Persons at the service
connection. The water system must
comply with the requirements in this
paragraph (f) for persons served by the
water system at the service connection
before any service line that has been
shut off or bypassed is returned to
service. Where there was a disturbance,
but service was not shut off or bypassed,
the water system must comply with the
requirements in this paragraph (f) as
soon as possible, but not to exceed 24
hours following the disturbance.
(ii) Customers. The water system must
comply with the requirements in
paragraph (f)(1) of this section for
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customers associated with the service
connection who are not persons served
by the water system at the service
connection (e.g., a customer who is a
property owner and renting their
property) no later than 30 days
following the disturbance.
(4) A water system that conducts a
partial or full replacement of a lead or
galvanized requiring replacement
service line must follow procedures in
accordance with the requirements in
§ 141.84(h). Partial or full replacement
of a lead or galvanized requiring
replacement service line is not
considered a ‘‘disturbance’’ for purposes
of this paragraph (f).
(g) [Reserved]
(h) Outreach activities to encourage
participation in full service line
replacement. (1) Community water
systems that do not meet the service line
replacement rate calculated across a
cumulative period as required under
§ 141.84(d)(5) must conduct at least one
outreach activity listed in paragraph
(h)(2) of this section to discuss their
mandatory service line replacement
program and opportunities for
replacement and to distribute public
education materials that meet the
content requirements in paragraph (a) of
this section except paragraphs (a)(1)(i)
and (v) of this section. The water system
must conduct the activity in the year
following the program year for which
the system does not meet their
cumulative average replacement rate
and annually thereafter until the water
system meets the cumulative average
replacement rate or until there are no
lead, galvanized requiring replacement,
or lead status unknown service lines
remaining in the inventory, whichever
occurs first.
(2) For community water systems
serving more than 3,300 persons, the
outreach activity must be one of the
activities identified in paragraphs
(h)(2)(i) through (iv) of this section or
the water system must conduct two
activities listed in paragraphs (h)(2)(v)
through (viii) of this section. For
community water systems serving 3,300
persons or fewer, the outreach activity
must be one of the activities identified
in paragraphs (h)(2)(i) through (viii) of
this section.
(i) Conduct a public meeting.
(ii) Participate in a community event
to provide information about its service
line replacement program.
(iii) Contact customers by phone call
or voice message, text message, email, or
door hanger.
(iv) Use another method approved by
the State to discuss the service line
replacement program and opportunities
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for lead and galvanized requiring
replacement service line replacement.
(v) Send certified mail to customers
and all persons served by the water
system at the service connection with a
lead or galvanized requiring
replacement service line to inform them
about the water system’s service line
replacement program and opportunities
for replacement of the service line.
(vi) Conduct a social media campaign.
(vii) Conduct outreach via the media
including newspaper, television, or
radio.
(viii) Visit targeted customers (e.g.,
customers in areas with lower service
line replacement participation rates) to
discuss the service line replacement
program and opportunities for
replacement.
(i) Public education to local and State
health agencies—(1) Distribution
System and Site Assessment results. All
community water systems must provide
information to local and State health
agencies about Distribution System and
Site Assessment activities conducted in
accordance with § 141.82(j) including
the location of the tap sample site that
exceeded 0.010 mg/L, the result of the
initial tap sample, the result of the
follow up tap sample, the result of water
quality parameter monitoring, and any
distribution system management actions
or corrosion control treatment
adjustments made.
(2) Timing and content. Community
water systems must annually send
Distribution System and Site
Assessment information and copies of
the public education materials provided
under paragraphs (a) and (h) of this
section for actions conducted in the
previous calendar year no later than July
1 of the following year.
(3) Delivery. Community water
systems must send public education
materials and Distribution System and
Site Assessment information to local
and State health agencies by mail,
email, or by another method approved
by the State.
(j) Additional requirements for water
systems with multiple lead action level
exceedances. (1) A water system that
exceeds the lead action level at least
three times in a rolling five-year period,
based on tap water samples collected in
accordance with § 141.86, must conduct
the activities in this section. The first
rolling five-year period begins on the
compliance date in § 141.80(a)(3). If a
water system exceeds the lead action
level at least three times within a fiveyear period, the system must conduct
these actions upon the third action level
exceedance even if the rolling five-year
period has not elapsed.
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(2) No later than 60 days after the tap
sampling period in which a water
system meets the criteria of paragraph
(j)(1) of this section, a water system
must make available to all consumers
pitcher filters or point-of-use devices
certified by an American National
Standards Institute accredited certifier
to reduce lead, six months of
replacement cartridges, and instructions
for use. A water system must continue
to make replacement cartridges
available until the system may
discontinue actions in accordance with
paragraph (j)(6) of this section.
(3) No later than 60 days after a water
system exceeds the lead action level for
the second time in a rolling five-year
period, the water system must submit a
filter plan to the State. The State must
review and approve the filter plan
within 60 days. If the water system
subsequently meets the criteria of
paragraph (j)(1) of this section again, the
water system is not required to resubmit the filter plan, unless the system
has made updates to the plan or
otherwise requested by the State. The
plan must include:
(i) A description of which methods
the system will use to make filters and
replacement cartridges available in
accordance with paragraph (j)(2) of this
section (e.g., operating distribution
facilities, delivering filters when
requested by the consumer); and
(ii) A description of how the system
will address any barriers to consumers
obtaining filters.
(4) A water system that meets the
criteria of paragraph (j)(1) of this section
must conduct a community outreach
activity to discuss the multiple lead
action level exceedances, steps the
system is taking to reduce lead in
drinking water, measures consumers
can take to reduce their risk consistent
with the content requirements of
paragraph (a)(1)(iv) of this section, and
how to obtain a filter certified to reduce
lead as required in paragraph (j)(2) of
this section. This activity is in addition
to the public education activities
required under paragraph (b)(2) of this
section for community water systems,
and under paragraph (b)(4) of this
section for non-transient noncommunity water systems, that exceed
the lead action level. The water system
must conduct at least one activity from
paragraphs (j)(4)(i) through (v) of this
section within six months of the start of
the tap sampling period after the most
recent lead action level exceedance. The
water system must conduct at least one
of the activities in paragraphs (j)(4)(i)
through (v) every six months until the
system no longer meets the criteria of
paragraph (j)(1) of this section.
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(i) Conduct a public meeting.
(ii) Participate in a community event
where the system can make information
about ongoing lead exceedances
available to the public.
(iii) Contact customers by phone call
or voice message, text message, email, or
door hanger.
(iv) Conduct a social media campaign.
(v) Use another method approved by
the State.
(5) A water system that is already
conducting an outreach activity listed in
paragraph (j)(4) of this section in order
to meet the requirements of paragraph
(h) of this section may conduct one
activity that meets the requirements of
paragraphs (j)(4) and (h), unless
otherwise directed by the State.
(6) A water system may discontinue
the requirements of this paragraph (j)
when the system no longer has at least
three lead action level exceedances in a
rolling five-year period, based on tap
water samples collected in accordance
with § 141.86. A calculated 90th
percentile level at or below the lead
action level based on fewer than the
minimum number of required samples
under § 141.86 cannot be used to meet
the requirements of this paragraph (j)(6).
States have the discretion to allow a
water system to discontinue the
requirements of this paragraph (j) earlier
if the system has taken actions to reduce
lead levels (e.g., re-optimized optimal
corrosion control treatment or
completed the service line replacement
program) and the system is at or below
the lead action level for two consecutive
tap monitoring periods.
■ 10. Revise § 141.86 to read as follows:
§ 141.86 Monitoring requirements for lead
and copper in tap water.
All water systems must sample for
lead and copper at taps used to provide
water for human consumption in
accordance with the requirements of
this section.
(a) Sample site location. (1) By the
start of the first tap monitoring period
in which sampling for lead and copper
is required under paragraphs (c) and (d)
of this section, each water system must
identify potential tap sampling sites and
submit a site sample plan to the State as
required in § 141.90(a)(1)(i). States may
require modifications to submitted site
sample plans. Each water system must
identify a pool of tap sampling sites that
will allow the water system to collect
the number of lead and copper tap
samples required in paragraphs (c)(1)
and (d)(1) of this section.
(i) To select sampling sites, a water
system must use information regarding
the material of service lines and
connectors, including lead, copper, and
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galvanized iron or steel, required to be
collected under § 141.84.
(ii) Water systems must identify
locations in the site sample plan by
selecting from sites in the highest tier,
unless the site has been found to be
unavailable, in accordance with
paragraph (a)(4) of this section.
(iii) Sampling sites cannot include
sites with installed point-of-entry (POE)
treatment devices or taps with point-ofuse devices designed to remove
inorganic contaminants, except in water
systems using these devices at all
service connections for primary
drinking water taps to meet other
primary and secondary drinking water
standards as under § 141.93(c)(1).
(2) A water system that has fewer than
five sites with drinking water taps that
can be used for human consumption
meeting the sample site criteria of this
paragraph (a) to reach the required
number of sample sites listed in
paragraphs (c)(1) and (d)(1) of this
section, must collect at least one sample
from each tap and collect additional
samples from those taps on different
days during the tap sampling period to
meet the required number of sites.
Alternatively, the State may allow these
water systems to collect a number of
samples fewer than the number of sites
specified in paragraphs (c)(1) and (d)(1),
provided that 100 percent of all taps
that can be used for human
consumption are sampled. The State
must approve this reduction of the
minimum number of samples in writing
based on a request from the system or
onsite verification by the State.
(3) A water system serving sites with
premise plumbing made of lead and/or
that are served by a lead service line
must collect all samples for monitoring
under this section from sites with
premise plumbing made of lead and/or
served by a lead service line. A water
system that cannot identify enough
sampling sites with premise plumbing
made of lead and/or served by lead
service lines to meet the minimum
number of sites required in paragraphs
(c)(1) and (d)(1) of this section must still
collect samples from every available
site, in accordance with paragraph (a)(4)
of this section, containing premise
plumbing made of lead and/or served by
a lead service line and collect the
remaining samples in accordance with
the tiering requirements under
paragraph (a)(4).
(4) Sampling sites must be selected
from the highest tier available (Tier 1 is
the highest tier and Tier 5 is the lowest
tier). Sites are available unless a
customer refuses to participate in
sampling or a system has made at least
two outreach attempts at a site and has
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not received a response. The number of
customer refusals and non-responses for
compliance sampling during each tap
sampling period must be submitted to
the State in accordance with the
requirements at § 141.90(a)(2)(viii).
Systems may continue conducting
outreach at sites considered unavailable
and may subsequently add such sites to
the site sample plan for any reason,
such as receiving a service initiation
request from a new property owner or
occupant or receiving a new consumer
request for sampling. A system without
a large enough number of sites from a
higher tier to meet the number of sites
required in paragraphs (c)(1) and (d)(1)
of this section may sample sites from
the next highest tier. For water systems
where Tier 2 sites comprise at least 20
percent of the residential structures
served by the community water system,
Tier 2 sites may be sampled even when
Tier 1 sites are available.
(i) Tier 1 sampling sites are singlefamily structures with premise
plumbing made of lead and/or served by
a lead service line.
(ii) Tier 2 sampling sites are
buildings, including multiple-family
residences, with premise plumbing
made of lead and/or served by a lead
service line.
(iii) Tier 3 sampling sites are sites that
are served by a lead connector. Tier 3
sites are also sites served by a
galvanized service line or containing
galvanized premise plumbing identified
as ever having been downstream of a
lead service line. Tier 3 for community
water systems only includes singlefamily structures.
(iv) Tier 4 sampling sites are sites that
contain copper premise plumbing with
lead solder installed before the effective
date of the State’s applicable lead ban.
Tier 4 for community water systems
only includes single-family structures.
(v) Tier 5 sampling sites are sites that
are representative of sites throughout
the distribution system. For purpose of
this paragraph (a), a representative site
is a site in which the plumbing
materials used at that site would be
commonly found at other sites served by
the water system.
(b) Sample collection protocol. (1)
Except for samples described in
paragraphs (b)(1)(iii) and (iv) of this
section, all tap samples collected for
analysis of lead and copper must be one
liter in volume and have stood
motionless in the plumbing system and/
or service line of each sampling site for
at least six hours. Bottles used to collect
samples for analysis must be widemouth, one-liter sample bottles, as
defined at § 141.2. Samples from
residential housing must be collected
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from an interior kitchen or bathroom
sink cold-water tap. Samples from a
nonresidential building must be
collected at an interior cold-water tap
from which water is typically drawn for
human consumption. Samples may be
collected by the system, or the system
may allow members of the public to
collect samples after providing
instructions for collecting samples in
accordance with this paragraph (b)(1).
Sample collection instructions cannot
direct the sample collector to remove or
clean the aerator or flush taps prior to
the start of the minimum six-hour
stagnation period. To protect members
of the public from injury due to
handling nitric acid, samples may be
acidified up to 14 days after the sample
is collected. After acidification to
resolubilize the metals, the sample must
stand in the original container for a
period of time, as specified by the
approved EPA method in § 141.23
selected for sample analysis. If a system
allows members of the public to sample,
the system cannot challenge the
accuracy of the sampling results based
on alleged sample collection errors.
(i) The first-liter sample must be
analyzed for lead and copper at sample
sites where both contaminants are
required to be monitored. At sample
sites where only lead is required to be
monitored, the first-liter sample may be
analyzed for only lead.
(ii) For sites served by a lead service
line, which fall under Tier 1 and Tier 2,
an additional fifth-liter sample must be
collected at the same time as the firstliter sample and must be analyzed for
lead. To collect a first-liter-and-fifthliter-paired sample, systems must
collect tap water in five consecutively
numbered, wide-mouth, one-liter
sample bottles after the water has stood
motionless in the plumbing of each
sampling site, including the lead service
line, for at least six hours without
flushing the tap prior to sample
collection. Systems must collect
samples starting with the first sample
bottle and then fill each subsequently
numbered bottle in consecutive order
until the final bottle is filled, with the
water running constantly while the
samples are being collected. In this
sequence, the first-liter sample is the
first sample collected and the fifth-liter
sample is the final sample collected.
(iii) State-approved samples collected
pursuant to paragraph (b)(3) of this
section may include samples with
stagnation periods less than six hours,
but must meet all the other sample
collection criteria in this paragraph
(b)(1), including being one-liter in
volume using a wide-mouth bottle and
collected at an interior tap from which
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water is typically drawn for human
consumption.
(iv) Systems may use different sample
volumes and/or different sample
collection procedures when they collect
follow-up samples for Distribution
System and Site Assessment under
§ 141.82(j)(2) and consumer-requested
samples under § 141.85(c) to assess the
source of lead. Consumer-requested
samples must be collected in
accordance with § 141.85(c). Systems
must submit these sample results to the
State in accordance with
§ 141.90(a)(2)(i) and (g).
(2) Systems must sample at sites listed
in the site sample plan. Additionally,
systems must prioritize sampling at the
same sites that were sampled in the
previous tap sampling period. If such a
site no longer qualifies under the tiering
criteria or if, for reasons beyond the
control of the water system, the water
system cannot gain access to a sampling
site in order to collect a tap sample, the
system must collect the tap sample from
another site in its site sample plan that
meets the original tiering criteria, where
such a site exists. Systems must report
any change in sites from the previous
tap sampling period, and include an
explanation of why sampling sites have
changed, as required in § 141.90(a)(2)(v).
If changes are needed to the site sample
plan, systems must submit their
updated site sample plan, as required
under § 141.90(a)(1)(i), before the start
of the next tap sampling period
conducted by the system.
(3) A non-transient non-community
water system, or a community water
system that meets the criteria of
§ 141.85(b)(8), that does not have
enough sites with taps from which firstliter samples or first-liter-and-fifth-literpaired samples meeting the six-hour
minimum stagnation time can be
collected, as provided in paragraph
(b)(1) of this section, may apply to the
State in writing to request approval to
substitute first-liter or first-liter-andfifth-liter-paired samples that do not
meet the six-hour minimum stagnation
time. Such systems must collect as
many first-liter or first-liter-and-fifthliter-paired samples from interior taps
used for human consumption as
possible towards meeting the minimum
number of sites required in paragraphs
(c)(1) and (d)(1) of this section. For the
remaining samples to meet the
minimum number required, systems
must identify sampling times and
locations that would likely result in the
longest standing times. The State has
the discretion to waive the requirement
for prior State approval of sites not
meeting the six-hour stagnation time
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in the first six-month tap monitoring
period following November 1, 2027.
(iii) Systems meeting any of the
following criteria:
(A) Any water system that exceeds a
lead or copper action level.
(B) Any system that fails to operate at
or above the minimum value or within
the range of values for the optimal water
quality parameters designated by the
State under § 141.82(f) for more than
nine days in any tap monitoring period
as specified in § 141.87.
(C) Any water system that becomes a
large water system without corrosion
control treatment or any large water
TABLE 1 TO PARAGRAPH (c)(1)
system without corrosion control
treatment whose lead 90th percentile
Standard
exceeds the lead practical quantitation
number of
limit of 0.005 mg/L.
System size
sites for
(number of people served)
lead and
(D) Any water system that installs
copper
OCCT or re-optimizes OCCT as a result
sampling
of exceeding the lead or copper action
>100,000 ...............................
100 level, or any water system that adjusts
10,001 to 100,000 ................
60 OCCT following a Distribution System
3,301 to 10,000 ....................
40 and Site Assessment. Systems
501 to 3,300 .........................
20 conducting standard monitoring under
101 to 500 ............................
10 this criterion must continue standard
≤100 ......................................
5
monitoring until the State designates
new optimal water quality parameters,
(2) Criteria for standard monitoring.
at which point systems must comply
The following systems must conduct
with paragraph (c)(2)(iii)(E) of this
standard monitoring for at least two
section.
consecutive tap monitoring periods
(E) Any water system for which the
beginning January 1 or July 1,
State
has designated new values for
whichever is sooner, following the tap
optimal water quality parameters under
sampling period in which the criterion
§ 141.82.
is met. Systems may then reduce
(F) Any water system that installs
monitoring in accordance with
source
water treatment pursuant to
paragraph (d) of this section.
§ 141.83(a)(3).
(i) All water systems with lead or
(G) Any water system that has notified
galvanized requiring replacement
the State in writing in accordance with
service lines in their inventories as of
§ 141.90(a)(4) of an upcoming addition
November 1, 2027, including those
deemed optimized under § 141.81(b)(3), of a new source or long-term change in
treatment, unless the State determines
must conduct standard monitoring in
that the addition of the new source or
the first six-month tap monitoring
long-term change in treatment is not
period following November 1, 2027,
significant and, therefore, does not
unless the system has, before or by that
warrant more frequent monitoring.
date, met all the following criteria:
(H) Any water system without lead or
(A) The system conducts compliance
monitoring of sites that meet the correct galvanized requiring replacement
service lines in its inventory that
priority tiering targeting sites served by
notifies the State under § 141.90(e)(4)(ii)
lead and galvanized requiring
replacement service lines in accordance of any subsequently discovered lead or
galvanized requiring replacement
with paragraph (a)(4) of this section;
service lines in its distribution system,
(B) The system collects samples in
unless the system replaces all the
accordance with all sample collection
discovered service lines before the start
requirements in paragraphs (b)(1) and
of the next tap monitoring period.
(3) of this section; and
(d) Reduced monitoring based on 90th
(C) The system collects either firstliter samples or first-liter-and-fifth-liter- percentile levels. Reduced monitoring
refers to an annual or triennial tap
paired samples in accordance with
monitoring period. Each annual or
paragraph (b)(1) of this section.
(ii) Any water system whose most
triennial tap monitoring period includes
recent 90th percentile lead and/or
one tap sampling period. The reduced
copper results as of November 1, 2027,
monitoring frequency is based on the
exceeds the lead and/or copper action
90th percentile value for the water
level must conduct standard monitoring system.
ddrumheller on DSK120RN23PROD with RULES2
either through State regulation or
written notification to the system.
(c) Standard monitoring. Standard
monitoring consists of six-month tap
monitoring periods that begin on
January 1 and July 1.
(1) Standard monitoring sites. During
a standard tap monitoring period, a
water system must collect at least one
sample from the number of sites in the
following table 1 to this paragraph
(c)(1). Standard monitoring sites must
be selected in accordance with the
sampling tiers identified in paragraph
(a) of this section.
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(1) Reduced monitoring sites. During
a reduced tap monitoring period, a
water system must collect at least one
sample from the number of sites
specified in table 2 to this paragraph
(d)(1), unless otherwise specified.
Reduced monitoring sites must be
selected in accordance with the
sampling tiers identified in paragraph
(a) of this section. Lead and copper
sampling results collected from pointof-use sites under § 141.93(c)(1) cannot
be used to meet the criteria for reduced
monitoring under this section. States
may specify the locations of sample
sites when a system is conducting
reduced monitoring.
TABLE 2 TO PARAGRAPH (d)(1)
System size
(number of people served)
>100,000 ...............................
10,001 to 100,000 ................
3,301 to 10,000 ....................
501 to 3,300 .........................
101 to 500 ............................
≤100 ......................................
Reduced
minimum
number of
sites for
lead and
copper
sampling
50
30
20
10
5
5
(2) Criteria for reduced monitoring.
Systems are eligible for reduced
monitoring if they meet all the
requirements of this section, including
collecting at least the minimum number
of samples required, for at least two
consecutive tap monitoring periods. The
State may require an eligible system to
conduct more frequent monitoring.
(i) Annual monitoring for any system
size. Any system that does not exceed
the lead and copper action levels and,
for systems with State-designated
OWQPs, also maintains the range of
optimal water quality parameters
designated by the State in accordance
with § 141.82(f), for two consecutive sixmonth tap monitoring periods may
reduce the monitoring frequency to
annual monitoring. Systems with an
annual tap monitoring period must
sample at least the standard number of
sampling sites for lead in paragraph
(c)(1) of this section and at least the
reduced number of sites for copper as
specified in paragraph (d)(1) of this
section. Prior to conducting annual
monitoring, systems must receive a
written determination from the State
approving annual monitoring based on
the State’s review of monitoring,
treatment, and other relevant
information submitted by the system as
required by § 141.90. For systems that
reduce to annual monitoring, the first
annual tap monitoring period must
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begin no later than six months following
the last tap monitoring period.
(ii) Triennial monitoring for small and
medium water systems. Any small or
medium water system that does not
exceed the lead and copper action levels
and, for systems with State-designated
OWQPs, also maintains the range of
optimal water quality parameters
designated by the State in accordance
with § 141.82(f), during three
consecutive years of monitoring,
including monitoring conducted at both
standard and annual frequencies
(standard monitoring completed during
both six-month periods of a calendar
year is considered one year of
monitoring), may reduce the monitoring
frequency to triennial monitoring.
Systems on triennial monitoring must
sample at least the reduced number of
sites for lead and copper in accordance
with paragraph (d)(1) of this section.
Prior to conducting triennial
monitoring, systems must receive a
written determination from the State
approving triennial monitoring based on
the State’s review of monitoring,
treatment, and other relevant
information submitted by the system as
required by § 141.90. For systems that
reduce to triennial monitoring, the first
triennial tap monitoring period must
immediately follow the last annual
monitoring period, and the first
triennial sampling period must begin no
later than three calendar years after the
last calendar year in which the system
sampled.
(iii) Triennial monitoring for any
system size. Any water system that
demonstrates for two consecutive tap
monitoring periods that its 90th
percentile lead level, calculated under
§ 141.80(c)(3), is less than or equal to
0.005 mg/L, the 90th percentile copper
level, calculated under § 141.80(c)(3), is
less than or equal to 0.65 mg/L and, for
systems with State-designated OWQPs,
also maintains the range of optimal
water quality parameters designated by
the State in accordance with § 141.82(f),
may reduce the monitoring frequency to
triennial monitoring. Systems on
triennial monitoring must sample at
least the reduced number of sites for
lead and copper in accordance with
paragraph (d)(1) of this section. Prior to
conducting triennial monitoring,
systems must receive a written
determination from the State approving
triennial monitoring based on the State’s
review of monitoring, treatment, and
other relevant information submitted by
the system as required by § 141.90. For
systems that reduce to triennial
monitoring, the first triennial tap
monitoring period must immediately
follow the last monitoring period, and
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the first triennial tap sampling period
must begin no later than three calendar
years after the last calendar year in
which the system sampled.
(3) Tap sampling period under
reduced monitoring. The tap sampling
period for systems on reduced
monitoring must occur within the
months of June, July, August, or
September, unless the State has
approved a different tap sampling
period in accordance with paragraph
(d)(3)(i) of this section. Only systems on
reduced monitoring can monitor during
a tap sampling period that is shorter
than the tap monitoring period.
(i) The State may approve a different
tap sampling period for systems
collecting samples on reduced
monitoring. An alternative tap sampling
period approved by the State must be a
continuous period of time no longer
than four consecutive months, must
occur entirely within one calendar year,
and must represent a time of normal
operation where the highest levels of
lead are most likely to occur. For a nontransient non-community water system
that does not operate during the months
of June through September and for
which the period of normal operation
where the highest levels of lead are most
likely to occur is not known, the State
must designate a period that represents
normal operation for the system.
(ii) Systems that receive Stateapproval for an alternate tap sampling
period under paragraph (d)(3)(i) of this
section and have been sampling in the
months of June through September must
complete their next tap sampling period
no later than 21 months, if on annual
monitoring, or no later than 45 months,
if on triennial monitoring, following the
end of the previous tap sampling period.
(iii) Systems with waivers granted
pursuant to paragraph (g) of this section
that have been collecting samples
during the months of June through
September and receive State approval to
alter their sampling period as per
paragraph (d)(3)(i) of this section must
collect their next round of samples
before the end of the next nine-year
period.
(e) Inclusion of lead and copper tap
samples for calculation of the 90th
percentile. Water systems and the State
must consider the results of any
sampling conducted in addition to the
minimum number of samples required
in paragraph (c) or (d) of this section, as
applicable, in making any
determinations (i.e., calculating the 90th
percentile lead or copper level in
accordance with § 141.80(c)(3)) under
this subpart if the samples meet the
requirements of paragraphs (a) and (b) of
this section. Consumer-requested
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sampling conducted in accordance with
§ 141.85(c) must be considered if the
sample meets the requirements of
paragraphs (a) and (b). If multiple
samples from the same site, taken
during the same tap sampling period,
meet the requirements of this section for
consideration of the 90th percentile
calculation, only the highest value from
each site can be considered, except for
systems under paragraph (a)(2) of this
section.
(1) Water systems sampling at one or
more Tier 1 and/or Tier 2 sites in a tap
sampling period that are unable to
collect the minimum number of samples
required in paragraph (c) or (d) of this
section from Tier 1 or 2 sites must
consider the lead and copper values
from the next highest tier available in
accordance with paragraph (a) of this
section. If a water system has sufficient
samples after including the samples
from the next highest available tier to
meet the minimum number of samples
required in paragraph (c) or (d), the
system may not consider additional
samples from other available lower tiers.
Systems (or the State) must calculate the
90th percentile lead and copper values
in accordance with § 141.80(c)(3)(iii)
using a total number of samples equal
to the minimum number of samples
required in paragraph (c) or (d). Systems
must submit all additional sampling
results to the State that were not used
in the 90th percentile calculation.
(2) Systems (or the State when the
State is calculating the 90th percentile)
cannot include samples collected as part
of Distribution System and Site
Assessment under § 141.82(j)(2) in the
90th percentile calculation.
(3) Systems (or the State when the
State is calculating the 90th percentile)
cannot include follow-up samples
collected as a result of monitoring after
service line replacement under
§ 141.84(h) in the 90th percentile
calculation.
(f) Invalidation of lead and copper tap
samples used in the calculation of the
90th percentile. A sample invalidated
under this paragraph (f) does not count
towards determining lead or copper
90th percentile levels under
§ 141.80(c)(3) or towards meeting the
minimum monitoring requirements of
paragraph (c) or (d) of this section. The
system must report the results of all
samples to the State and all supporting
documentation for samples the system
believes should be invalidated.
(1) The State may invalidate a lead or
copper tap water sample if at least one
of the following conditions is met:
(i) The laboratory establishes that
improper sample analysis caused
erroneous results.
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(ii) The State determines that a
sample collected for compliance
purposes under this section, that is not
an additional sample collected under
paragraph (e) of this section, was taken
from a site that did not meet the site
selection criteria under paragraph (a) of
this section, such as when sites of a
higher tier were still available.
(iii) The State determines the sample
was collected in a manner that did not
meet the sample collection protocol
under paragraph (b)(1) of this section.
(iv) The sample container was
damaged in transit.
(v) There is a substantial reason to
believe that the sample was subject to
tampering.
(2) To invalidate a sample under
paragraph (f)(1) of this section, the State
must document in writing both the
decision and the rationale for the
decision. States may not invalidate a
sample solely on the grounds that a
follow-up sample result is higher or
lower than that of the original sample.
(3) The water system must collect
replacement samples for any samples
invalidated under this section if, after
the invalidation of one or more samples,
the system has too few samples to meet
the minimum requirements of paragraph
(c)(1) or (d)(1) of this section. Any such
replacement samples must be taken as
soon as possible, but no later than 20
days after the date the State notifies the
system of an invalidated sample or by
the end of the tap sampling period,
whichever occurs later. Replacement
samples taken after the end of the
applicable tap sampling period can only
be used to meet the monitoring
requirements of the applicable tap
monitoring period in paragraph (c) or
(d) of this section and not a subsequent
tap monitoring period. The replacement
samples must be taken at the same
locations as the invalidated samples,
except when the sample is invalidated
due to an error in meeting the site
selection criteria under paragraph (a) of
this section, or a system cannot gain
access for sampling. The replacement
samples must then be taken at locations
that meet the site selection criteria other
than those locations already used for
sampling during the tap monitoring
period.
(g) Monitoring waivers for systems
serving 3,300 or fewer persons. Any
water system serving 3,300 or fewer
persons that meets the criteria of this
paragraph (g) may apply, in writing, to
the State to reduce the frequency of
monitoring for lead and/or copper to
once every nine years. The system must
meet the materials criteria specified in
paragraph (g)(1) of this section and the
monitoring criteria specified in
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paragraph (g)(2) of this section. Systems
meeting only the criteria for lead may
apply for a lead waiver, systems meeting
only the criteria for copper may apply
for a copper waiver, and systems
meeting the criteria for both lead and
copper may apply for a full waiver.
(1) Materials criteria. The system
must demonstrate that its distribution
system and service lines and all
drinking water supply plumbing,
including plumbing conveying drinking
water within all residences and
buildings connected to the system, are
free of lead-containing materials and/or
copper-containing materials, as those
terms are defined in this paragraph
(g)(1), as follows:
(i) Lead. To qualify for a lead waiver,
the water system must certify and
provide supporting documentation to
the State that the system, including the
distribution system and all premise
plumbing, is free of all lead-containing
materials, as follows:
(A) It contains no plastic pipes which
contain lead plasticizers, or plastic
service lines which contain lead
plasticizers; and
(B) It is free of lead service lines,
galvanized requiring replacement
service lines, lead connectors, lead
pipes, lead soldered pipe joints, and
leaded brass or bronze alloy fittings and
fixtures, unless such fittings and
fixtures meet the specifications of any
standard established pursuant to 42
U.S.C. 300g–6(e) (SDWA section
1417(e)).
(ii) Copper. To qualify for a copper
waiver, the water system must certify
and provide supporting documentation
to the State that the system contains no
copper service lines or premise
plumbing.
(2) Monitoring criteria. The system
must have completed at least one sixmonth round of standard tap water
monitoring for lead and copper at sites
approved by the State and from the
number of sites required by paragraph
(c)(1) of this section and demonstrate
that the 90th percentile levels for any
and all rounds of monitoring conducted
since the system became free of all leadcontaining and/or copper-containing
materials, as appropriate, meet the
following criteria.
(i) Lead levels. To qualify for a lead
waiver, the system must demonstrate
that the 90th percentile lead level does
not exceed 0.005 mg/L.
(ii) Copper levels. To qualify for a
copper waiver, the system must
demonstrate that the 90th percentile
copper level does not exceed 0.65 mg/
L.
(3) State approval of waiver
application. The State must notify the
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86651
system of its waiver determination, in
writing, setting forth the basis of its
decision and any condition(s) of an
approved waiver. As a condition of a
waiver, the State may require the system
to perform specific activities (e.g.,
limited monitoring, periodic outreach to
customers to remind them to avoid
installing materials that might void the
waiver) to avoid lead or copper
concentrations of concern in tap water.
The water system must continue
monitoring for lead and copper at the
tap as required by paragraphs (c) and (d)
of this section, as appropriate, until it
receives written notification from the
State that a waiver has been approved.
(4) Monitoring frequency for systems
with waivers. (i) A system with a full
waiver must conduct tap monitoring for
lead and copper in accordance with
paragraph (d) of this section at least
once every nine years. A system with a
full waiver must provide the State with
the materials certification specified in
paragraph (g)(1) of this section for both
lead and copper when submitting their
tap sampling results to the State.
Samples collected every nine years must
be collected no later than every ninth
calendar year.
(ii) A system with a lead waiver or
copper waiver must conduct tap
monitoring for only the waived
contaminant in accordance with
paragraph (d) of this section at least
once every nine years. A system with a
lead waiver or copper waiver must
provide the State with the materials
certification specified in paragraph
(g)(1) of this section for only the waived
contaminant when submitting their tap
sampling results to the State. Also, a
system must continue to monitor for the
non-waived contaminant in accordance
with the requirements of paragraphs (c)
and (d) of this section, as appropriate.
(iii) Any water system with a waiver
must notify the State in writing in
accordance with § 141.90(a)(4) about
any addition of a new source water or
long-term change in treatment, as
described in that section. The State may
add or modify waiver conditions (e.g.,
require recertification that the system is
free of lead-containing and/or coppercontaining materials, require additional
round(s) of monitoring), if the State
deems any modifications are necessary
to address treatment or source water
changes at the system.
(iv) If a system with a waiver becomes
aware that the system is no longer free
of lead-containing or copper-containing
materials, as appropriate (e.g., as a result
of new construction or repairs), the
system must notify the State in writing
no later than 60 days after becoming
aware of such a change.
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(5) Discontinuation of eligibility. A
system with a waiver where any of the
following conditions occurs is not
allowed to continue monitoring under
its waiver:
(i) A system with a full waiver or a
lead waiver no longer satisfies the
materials criteria of paragraph (g)(1)(i) of
this section or has a 90th percentile lead
level greater than 0.005 mg/L.
(ii) A system with a full waiver or a
copper waiver no longer satisfies the
materials criteria of paragraph (g)(1)(ii)
of this section or has a 90th percentile
copper level greater than 0.65 mg/L.
(iii) The State notifies the system, in
writing, that the waiver has been
revoked, setting forth the basis of its
decision.
(6) Requirements following waiver
revocation. A system whose waiver is
revoked may re-apply for a waiver when
it meets the appropriate materials
criteria and monitoring criteria of
paragraphs (g)(1) and (2) of this section.
A system whose waiver is revoked by
the State is subject to the following
corrosion control treatment and lead
and copper tap water monitoring
requirements:
(i) If the system exceeds the lead and/
or copper action level, the system must
implement or re-optimize OCCT in
accordance with the deadlines specified
in § 141.81, and any other applicable
requirements of this subpart.
(ii) If the system is at or below both
the lead and copper action levels, the
system must monitor for lead and
copper at the tap no less frequently than
once every three years using the
reduced number of sampling sites
specified in paragraph (d)(1) of this
section.
(7) Pre-existing waivers. Waivers
approved by the State in writing prior
to the compliance date specified in
§ 141.80(a)(3) are still in effect if the
system has demonstrated that it is both
free of lead-containing and coppercontaining materials, as required by
paragraph (g)(1) of this section and that
its 90th percentile lead levels and 90th
percentile copper levels meet the
criteria of paragraph (g)(2) of this
section, and the system does not meet
the waiver ineligibility criteria of
paragraph (g)(5) of this section.
(h) Publicly accessible tap monitoring
results used in the 90th percentile
calculation. Unless done by the State,
all water systems must make the tap
monitoring results, including data used
in the 90th percentile calculation under
§ 141.80(c)(3), publicly accessible
within 60 days of the end of the tap
sampling period. Under this paragraph
(h), water systems are not required to
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make the addresses of tap sampling sites
publicly accessible.
(1) Large water systems must make
the tap monitoring results and
associated data publicly accessible in a
digital format.
(2) Small and medium water systems
must make the tap monitoring results
and associated data publicly accessible
in either a print or digital format.
(3) Water systems must certify to the
State, in writing, compliance with this
paragraph (h) in accordance with
§ 141.90(a)(2)(iii) and must retain
monitoring data in accordance with the
recordkeeping requirements under
§ 141.91.
■
11. Revise § 141.87 to read as follows:
§ 141.87 Monitoring requirements for
water quality parameters.
All large water systems and all
medium water systems with corrosion
control treatment (unless deemed
optimized under § 141.81(b)(3)), and all
small and medium water systems that
exceed the lead action level or copper
action level must sample and monitor
water quality parameters in addition to
lead and copper in accordance with the
requirements of this section. Any
system may be required to monitor
water quality parameters as determined
by the State, including as provided in
this section.
(a) General requirements—(1)
Distribution system samples for water
quality parameters. (i) Distribution
system samples collected at water taps
must be representative of water quality
throughout the distribution system,
considering the number of persons
served, the different sources of water,
the different treatment methods
employed by the system, and seasonal
variability. Sites selected for sampling
in the distribution system under this
section can be the same as or different
from tap sampling sites targeted for lead
and copper sampling under § 141.86(a).
Systems may consider selecting sites
also used for total coliform sampling
under § 141.21(a)(1). Sites selected for
sampling in the distribution system
under this section must be included in
the site sample plan specified under
§ 141.90(a)(1). The site sample plan
must be updated prior to changes to the
sampling locations.
(ii) Samples collected in the
distribution system must be analyzed
for the following parameters, when
applicable, as specified:
(A) pH;
(B) Alkalinity;
(C) Orthophosphate (as PO4), when an
inhibitor containing an orthophosphate
compound is used;
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(D) Silica, when an inhibitor
containing a silicate compound is used;
and
(E) Any parameters specified by the
State under § 141.82(a)(1) or (f)(6).
(2) Entry point samples for water
quality parameters. (i) Samples
collected at the entry point(s) to the
distribution system must be from
locations representative of each source
water after treatment. If a system draws
water from more than one source water
and the source waters are combined
before distribution, the system must
sample at an entry point to the
distribution system during periods of
normal operating conditions when
water is representative of all sources
typically being used.
(ii) Except as provided in paragraph
(b)(3)(ii) of this section for ground water
systems, the following parameters must
be measured at each entry point to the
distribution system, when applicable, as
specified:
(A) pH;
(B) When alkalinity is adjusted as part
of corrosion control, a reading of the
dosage rate of the chemical used to
adjust alkalinity, and the alkalinity
concentration;
(C) When a corrosion inhibitor is used
as part of corrosion control, a reading of
the dosage rate of the inhibitor used,
and the concentration of
orthophosphate (as PO4) or silica
(whichever is applicable); and
(D) Any parameters specified by the
State under § 141.82(a)(1) or (f)(6).
(b) Standard monitoring for water
quality parameters—(1) Number of
samples—(i) Distribution system
samples. Systems must collect two
distribution system samples for
applicable water quality parameters
during each monitoring period specified
under paragraphs (b)(2) through (4) of
this section from each of the minimum
number of sites listed in table 1 to this
paragraph (b)(1)(i). Systems that collect
distribution system samples for water
quality parameters from additional sites
as a result of the Distribution System
and Site Assessment requirements in
§ 141.82(j) must add those sites to the
minimum number of sites listed in table
1 to this paragraph (b)(1)(i) up to a
maximum of not more than twice the
minimum number of sites.
TABLE 1 TO PARAGRAPH (b)(1)(i)
System size
(number of people served)
>100,000 ...............................
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(b)(2)(i) and (ii) for two consecutive sixmonth monitoring periods beginning the
month immediately following the end of
the tap monitoring period in which the
Minimum
number of
action level exceedance occurred.
System size
sites for
Systems must continue monitoring as
(number of people served)
water
described by paragraphs (b)(3) and (4) of
quality
this section.
parameters
(i) At sites in the distribution system,
10,001 to 100,000 ................
10 collect two samples for:
3,301 to 10,000 ....................
3
(A) pH; and
501 to 3,300 .........................
2
(B) Alkalinity.
101 to 500 ............................
1
(ii) At each entry point to the
≤100 ......................................
1 distribution system, collect all the
applicable parameters listed in
(ii) Samples at entry points. (A)
paragraph (a)(2)(ii) of this section.
Systems without installed or re(3) Monitoring after installation of
optimized OCCT and without StateOCCT or re-optimized OCCT. (i) A
designated optimal water quality
system that modifies or installs OCCT
parameters required to collect entry
pursuant to § 141.81(d)(5) or (e)(5) and
point samples must collect a minimum
is required to conduct follow-up
of two entry point samples for each
monitoring for lead or copper pursuant
applicable water quality parameter at
to § 141.81(d)(6) or (e)(6) must monitor
each entry point to the distribution
for applicable distribution system and
system at least once during each
entry point water quality parameters as
monitoring period specified in
specified in paragraphs (a)(1) and (2) of
paragraph (b)(2) of this section.
this section every six months until the
(B) Systems with installed OCCT or
State designates new water quality
re-optimized OCCT and/or Stateparameter values for OCCT pursuant to
designated optimal water quality
§ 141.82(f). Water systems must collect
parameters required to collect entry
these samples at a regular frequency
point samples, including as provided in throughout the six-month monitoring
paragraph (b)(3)(iii) of this section, must period to reflect seasonal variability.
collect one entry point sample for each
(ii) Any ground water system can
applicable water quality parameter at
limit entry point sampling described in
each entry point to the distribution
paragraph (a)(2) of this section to those
system at least once every two weeks
entry points that are representative of
during each monitoring period the
water quality and treatment conditions
system is required to conduct sampling
throughout the system. If water from
as specified in paragraphs (b)(3) and (4)
untreated ground water sources mixes
and (c) of this section.
with water from treated ground water
(2) Initial sampling for water systems. sources, the system must monitor for
A large water system without corrosion
water quality parameters both at
control treatment must begin monitoring representative entry points receiving
for water quality parameters as specified treatment and representative entry
in paragraphs (b)(2)(i) and (ii) of this
points receiving no treatment. Prior to
section during the first two six-month
the start of any monitoring under this
monitoring periods beginning no later
paragraph (b)(3)(ii), the water system
than January 1 of the calendar year after must provide to the State, written
the system either becomes a large water
information and documentation
system or exceeds the practical
identifying the selected entry points,
quantitation limit for lead. Any medium including information on seasonal
water system without corrosion control
variability, sufficient to demonstrate
treatment that exceeds the lead action
that the sites are representative of water
level or the copper action level must
quality and treatment conditions
begin monitoring for applicable
throughout the system.
distribution system and entry point
(iii) States may require small water
water quality parameters as specified in systems with corrosion control
paragraphs (b)(2)(i) and (ii) for two
treatment for which the State has not
consecutive six-month monitoring
designated optimal water quality
periods beginning the month
parameters that do not exceed the lead
immediately following the end of the
action level or copper action level to
tap monitoring period in which the
conduct water quality parameter
action level exceedance occurred. Any
monitoring as described in this
small water system that exceeds the lead paragraph (b) or the State can develop
or copper action level must begin
its own water quality parameter
monitoring for applicable distribution
monitoring structure for these systems.
system and entry point water quality
(4) Monitoring by systems with Stateparameters as specified in paragraphs
designated optimal water quality
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TABLE 1 TO PARAGRAPH (b)(1)(i)—
Continued
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86653
parameter values for OCCT. Monitoring
must occur at a regular frequency
throughout the monitoring period to
reflect seasonal variability and be
consistent with the requirements in
paragraphs (a)(1) and (2) of this section.
(i) Medium water systems with
corrosion control treatment and all large
water systems must sample for the
applicable water quality parameters
designated by the State and determine
compliance with the requirements of
§ 141.82(g) every six months with the
first six-month monitoring period to
begin on either January 1 or July 1,
whichever comes first, after the State
specifies the optimal values under
§ 141.82(f).
(ii) A small water system with
corrosion control treatment that exceeds
the lead action level or copper action
level must begin monitoring during the
standard six-month tap monitoring
period immediately following the tap
monitoring period in which the action
level exceedance(s) occurs and continue
monitoring until the water system no
longer exceeds the lead action level
and/or copper action level and meets
the State-designated optimal water
quality parameters in two consecutive
six-month tap monitoring periods under
§ 141.86(c). For any small water system
that is subject to a reduced monitoring
frequency pursuant to § 141.86(d) at the
time of the action level exceedance, the
start of the six-month monitoring period
under this paragraph (b)(4)(ii) must
coincide with the start of the tap
monitoring period under § 141.86(c).
(iii) Compliance with State-designated
optimal water quality parameter values
must be determined as specified under
§ 141.82(g).
(iv) States have the discretion to
require systems described in paragraph
(b)(4)(ii) of this section to continue to
monitor optimal water quality
parameters.
(c) Reduced monitoring. (1) A
medium or large water system that
maintains the range of values for the
water quality parameters reflecting
OCCT specified by the State under
§ 141.82(f) and does not exceed the lead
action level or copper action level in
either of the two consecutive six-month
monitoring periods under paragraph
(b)(4) of this section must collect two
distribution system samples for
applicable water quality parameters
specified in paragraph (a)(1)(ii) of this
section from each of the minimum
number of sites listed in table 2 to this
paragraph (c)(1) during each six-month
monitoring period. These water systems
must collect these samples at a regular
frequency throughout the six-month
monitoring period to reflect seasonal
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(3) A water system that conducts
sampling at taps for water quality
parameters annually must collect these
samples at a regular frequency
throughout the year to reflect seasonal
variability.
(4) A water system monitoring at a
reduced frequency that fails to operate
at or within the range of values for the
optimal water quality parameters
designated by the State in § 141.82(f) for
more than nine cumulative days, as
specified in § 141.82(g), in any sixmonth period under paragraph (b)(4) of
this section must resume distribution
TABLE 2 TO PARAGRAPH (c)(1)
system sampling in accordance with the
Reduced
number and frequency requirements in
minimum
paragraph (b)(4). Such a system may
number of
System size
resume annual monitoring for water
sites
for
(number of people served)
quality parameters in the distribution
water
quality
system at the reduced number of sites
parameters
specified in paragraph (c)(1) of this
section after it has completed two
>100,000 ...............................
10
10,001 to 100,000 ................
7 subsequent consecutive six-month
3,301 to 10,000 ....................
3 rounds of monitoring that meet the
501 to 3,300 .........................
2 criteria of paragraph (c)(1) of this
101 to 500 ............................
1 section and/or may resume annual
≤100 ......................................
1 monitoring for water quality parameters
in the distribution system at the reduced
number of sites after it demonstrates
(2)(i) A water system that maintains
the range of values for the water quality through subsequent rounds of
parameters reflecting OCCT specified by monitoring that it meets the criteria of
the State under § 141.82(f) and does not either paragraph (c)(2)(i) or (ii) of this
section.
exceed the lead action level or copper
(5) Any water system monitoring at a
action level during three consecutive
reduced frequency that exceeds the lead
years of monitoring may reduce the
action level or copper action level must
frequency with which it collects
resume standard water quality
distribution system samples for
parameter monitoring beginning with
applicable water quality parameters
the six-month period immediately
specified in paragraph (a)(1)(ii) of this
following the tap monitoring period in
section from each of the minimum
which the action level exceedance(s)
number of sites listed in table 2 to
occurs. When the water system no
paragraph (c)(1) of this section from
longer exceeds the lead action level
every six months to annually. This
and/or copper action level and meets
sampling must begin during the
calendar year immediately following the the State-designated optimal water
quality parameters in two consecutive
end of the monitoring period in which
six-month tap monitoring periods, the
the third consecutive year of six-month
system may then reduce monitoring in
monitoring occurs.
accordance with paragraphs (c)(1) and
(ii) A water system may reduce the
(2) of this section.
frequency with which it collects
(d) Additional monitoring by systems.
distribution system samples for
The results of any monitoring
applicable water quality parameters
conducted in addition to the minimum
specified in paragraph (c)(1) of this
requirements of this section must be
section to every year if it demonstrates
considered by the water system and the
during two consecutive monitoring
State in determining concentrations of
periods that its tap water lead level at
water quality parameters under this
the 90th percentile is less than or equal
section or § 141.82.
to the practical quantitation limit for
lead of 0.005 mg/L, that its tap water
■ 12. Amend § 141.90 by:
copper level at the 90th percentile is
■ a. Revising paragraphs (a), (b), and
less than or equal to 0.65 mg/L as
(c)(1) and (4);
calculated in accordance with
■ b. Adding paragraph (c)(5);
§ 141.80(c)(3), and that it also has
■ c. Revising paragraph (e);
maintained the range of values for the
■ d. Revising and republishing
water quality parameters reflecting
paragraph (f); and
OCCT specified by the State under
■ e. Revising paragraphs (g) through (i)
§ 141.82(f).
and (j)(1) and (2).
ddrumheller on DSK120RN23PROD with RULES2
variability. A system meeting the
requirements of this paragraph (c)(1)
must continue to monitor at the entry
point(s) to the distribution system as
specified in paragraph (a)(2) of this
section. Systems with sites added as a
result of the Distribution System and
Site Assessment requirements in
§ 141.82(j) must continue to sample at
the added sites up to a maximum of not
more than twice the minimum number
of sites specified in table 1 to paragraph
(b)(1)(i) of this section.
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The revisions and addition read as
follows:
§ 141.90
Reporting requirements.
*
*
*
*
*
(a) Reporting requirements for tap
monitoring for lead and copper and for
distribution system and entry point
monitoring for water quality parameters.
(1) By the start of a system’s first lead
and copper tap monitoring period in
§ 141.86(c) and (d), water systems must
submit the following to the State:
(i) A site sample plan, including a list
of tap sample site locations for lead and
copper sampling identified from the
inventory in § 141.84(a), and a list of tap
sampling sites and entry point to the
distribution system sites for water
quality parameter monitoring selected
under § 141.87(a)(1) and (2). Changes to
the site sample plan require systems to
submit an updated site sample plan to
the State before the start of the next tap
sampling period conducted by the
system. The State may require
modifications to the site sample plan as
necessary.
(A) Water systems with lead,
galvanized requiring replacement, and/
or lead status unknown service lines in
the service line inventory conducted
under § 141.84(a) and (b) must evaluate
the tap sampling locations for lead and
copper used in their sampling pool prior
to the start of each tap sampling period,
beginning with the compliance date
specified in § 141.80(a)(3). Evaluations
that result in changes to the site sample
plan require systems to submit an
updated site sample plan to the State
prior to each tap sampling period
conducted by the system.
(B) A water system that cannot
identify enough sampling sites with
premise plumbing made of lead and/or
served by lead service lines to meet the
minimum number of sample sites
required in § 141.86(c)(1) or (d)(1), as
required under § 141.86(a)(3), must
submit documentation, including
documentation of applicable customer
refusals for sampling, in support of the
conclusion that there are an insufficient
number of available sites with premise
plumbing made of lead and/or served by
lead service lines, prior to the next tap
sampling period.
(ii) A copy of the sample collection
instructions that are provided to
individuals who are sampling, which
meets the requirements of § 141.86(b). If
the water system seeks to modify its
sample collection instructions specified
in this paragraph (a)(1)(ii), it must
submit the updated version of the
instructions to the State for review prior
to the next tap sampling period.
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(2) Notwithstanding the requirements
of § 141.31(a), a water system must
report the information specified in
paragraphs (a)(2)(i) through (vii) of this
section, for all lead and copper tap
samples specified in § 141.86 and for all
water quality parameter distribution
system and entry point samples
specified in § 141.87, within the first 10
days following the end of each
applicable sampling period specified in
§§ 141.86 and 141.87, unless the State
has specified an earlier reporting
requirement. For tap sampling periods
with a duration less than six months,
the end of the sampling period is the
last date samples can be collected as
specified in § 141.86.
(i) The results of all tap samples for
lead and copper collected during the tap
sampling period, including results for
both first- and fifth-liter samples
collected at lead service line sites, the
location of each site, and the site
selection criteria under § 141.86(a)(3)
and (4) used as the basis for which the
site was selected for the water system’s
sampling pool;
(ii) Documentation for each tap water
lead or copper sample for which the
water system requests invalidation
pursuant to § 141.86(f);
(iii) With the exception of initial tap
sampling conducted pursuant to
§ 141.86(c)(2)(i), a certification that the
results of monitoring from the tap
monitoring period before the applicable
tap monitoring period described in this
paragraph (a)(2) were made publicly
accessible, as specified in § 141.86(h);
(iv) The 90th percentile lead and
copper concentrations calculated from
lead and copper tap water samples
collected during each tap sampling
period in accordance with
§ 141.80(c)(3), unless the State
calculates the water system’s 90th
percentile lead and copper levels under
paragraph (h) of this section;
(v) With the exception of initial tap
sampling conducted pursuant to
§ 141.86(c)(2)(i), the water system must
identify any site which was not sampled
during the tap monitoring period
previous to the applicable tap
monitoring period described in this
paragraph (a)(2), and include an
explanation of why sampling sites have
changed;
(vi) The results of all tap samples for
water quality parameters that are
required to be collected under
§ 141.87(b) through (d);
(vii) The results of all samples
collected at the entry point(s) to the
distribution system for applicable water
quality parameters under § 141.87(b)
through (d); and
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(viii) The number of sites from which
the system requested customer
participation for sampling during the
tap sampling period and the customer
was either non-responsive after two
attempts or refused to participate.
(3) For a non-transient noncommunity water system, or a
community water system meeting the
criteria of § 141.85(b)(8), that does not
have enough taps that can provide first
liter or first-and fifth-liter paired
samples meeting the six-hour minimum
stagnation time, the water system must
either:
(i) Provide written documentation
identifying standing times and locations
for samples that do not meet the sixhour minimum stagnation time to make
up a system’s sampling pool in order to
meet the minimum number of sites to
sample as required in § 141.86(b)(3) by
the start of the system’s first applicable
tap monitoring period under § 141.86(c),
or if there are changes to the
documentation, prior to the next tap
sampling period, unless the State has
waived prior approval of sample sites
not meeting the six-hour stagnation time
selected by the water system pursuant to
§ 141.86(b)(3); or
(ii) If the State has waived prior
approval of sample sites not meeting the
six-hour stagnation time selected by the
system, identify, in writing, each site
that did not meet the six-hour minimum
stagnation time and the length of
standing time for that particular
substitute sample collected pursuant to
§ 141.86(b)(3) and include this
information with the lead and copper
tap sample results required to be
submitted pursuant to paragraph
(a)(2)(i) of this section.
(4) At a time specified by the State, or
if no specific time is designated, as early
as possible but no later than six months
prior to the addition of a new source or
any long-term change in water
treatment, a water system must submit
written documentation describing the
addition of a new source or long-term
change in treatment to the State.
Systems may not implement the
addition of a new source or long-term
treatment change without State
approval. The State must review and
approve the addition of a new source or
a long-term change in water treatment
before it can be implemented by the
water system. The State may require any
such water system to take actions before
or after the addition of a new source or
long-term treatment change to ensure
that the water system will operate and
maintain optimal corrosion control
treatment, such as additional water
quality parameter monitoring,
additional lead or copper tap sampling,
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86655
and re-evaluating corrosion control
treatment. Examples of long-term
treatment changes include but are not
limited to the addition of a new
treatment process or modification of an
existing treatment process. Examples of
modifications include switching
secondary disinfectants, switching
coagulants (e.g., alum to ferric chloride),
and switching corrosion inhibitor
products (e.g., orthophosphate to
blended phosphate). Long-term
treatment changes can also include dose
changes to existing chemicals if the
system is planning long-term changes to
its finished water pH or residual
inhibitor concentration. Long-term
treatment changes would not include
chemical dose fluctuations associated
with daily raw water quality changes
where a new source has not been added.
(5) Any system serving 3,300 or fewer
persons applying for a monitoring
waiver under § 141.86(g), or subject to a
waiver granted pursuant to
§ 141.86(g)(3), must provide the
following information to the State in
writing by the specified deadline:
(i) By the start of the system’s first
applicable tap monitoring period in
§ 141.86(c) and (d), any water system
applying for a monitoring waiver must
provide the documentation required to
demonstrate that it meets the waiver
criteria of § 141.86(g)(1) and (2) to the
State.
(ii) Prior to the beginning of each tap
monitoring period in which the system
desires to maintain its monitoring
waiver pursuant to § 141.86(g)(2) or (4),
the system must provide the
information required by § 141.86(g)(4)(i)
and (ii) to the State.
(iii) No later than 60 days after it
becomes aware that it is no longer free
of lead-containing and/or coppercontaining material, as appropriate,
each system with a monitoring waiver
must provide written notification to the
State setting forth the circumstances
resulting in the lead-containing and/or
copper-containing materials being
discovered in the system and what
corrective action, if any, the system
plans to take to remove these materials.
(6) Each ground water system that
limits water quality parameter
monitoring to a subset of entry points
under § 141.87(b)(3)(ii) must provide, by
the commencement of such monitoring,
written correspondence to the State that
identifies the selected entry points and
includes information sufficient to
demonstrate that the sites are
representative of water quality and
treatment conditions throughout the
system.
(b) Source water monitoring reporting
requirements. A water system must
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report the following within the first 10
days following the end of each source
water monitoring period (i.e., annually,
per compliance period, per compliance
cycle) specified in § 141.88.
(1) The sampling results for all source
water samples collected in accordance
with § 141.88.
(2) With the exception of the first
round of source water sampling
conducted pursuant to § 141.88(b), the
system must specify any site which was
not sampled during the previous
monitoring period, and include an
explanation of why the sampling point
has changed.
(c) * * *
(1) For water systems demonstrating
that they have already optimized OCCT
without optimized water quality
parameters set by the State, information
required in § 141.81(b)(1) through (3).
*
*
*
*
*
(4) For systems required to install
OCCT or re-optimized OCCT designated
by the State under § 141.82(d), a letter
certifying that the system has completed
installing that treatment.
(5) For systems not required to
complete the corrosion control
treatment steps under § 141.81(f), a
letter certifying that the system has
completed the mandatory service line
replacement program or that the system
has met the minimum annual
replacement rate calculated under
§ 141.81(f)(1)(ii).
*
*
*
*
*
(e) Service line inventory and
replacement reporting requirements. For
the purposes of this paragraph (e), the
first mandatory service line replacement
‘‘program year’’ is from the compliance
date specified in § 141.80(a)(3) to the
end of the next calendar year, where
every program year afterwards is on a
calendar year basis. Water systems must
report the following information to the
State to demonstrate compliance with
the requirements of § 141.84:
(1) No later than October 16, 2024, the
water system must submit an initial
inventory of service lines as required in
§ 141.84(a)(1), including the following:
(i) The number of lead service lines in
the initial inventory;
(ii) The number of galvanized
requiring replacement service lines in
the initial inventory;
(iii) The number of lead status
unknown service lines in the initial
inventory; and
(iv) Where ownership of the service
line is shared, the system must report
the information in paragraphs (e)(1)(i)
through (iii) of this section counting
each full service line only once.
(2) No later than the compliance date
in § 141.80(a)(3), the water system must
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submit to the State a baseline inventory
of service lines and connectors as
required in § 141.84(a)(2) through (4),
including the following:
(i) The total number of lead service
lines in the baseline inventory;
(ii) The total number of galvanized
requiring replacement service lines in
the baseline inventory;
(iii) The total number of lead status
unknown service lines in the baseline
inventory;
(iv) The total number of non-lead
service lines in the baseline inventory;
(v) The total number of lead
connectors in the baseline inventory;
(vi) The total number of connectors of
unknown material in the baseline
inventory; and
(vii) Where ownership of the service
line is shared, the system must report
the information in paragraphs (e)(2)(i)
through (vi) of this section counting
each full service line only once.
(3) Any water system that has
inventoried one or more lead,
galvanized requiring replacement, or
lead status unknown service lines in its
distribution system must:
(i) No later than the compliance date
in § 141.80(a)(3), submit a service line
replacement plan as specified in
§ 141.84(c) to the State.
(ii) By January 30 after the end of the
first program year, and annually by
January 30 thereafter, certify to the State
that there have been no updates to the
service line replacement plan or, if there
have been updates, submit an updated
service line replacement plan. A water
system may provide instructions on
how to access the updated plan online
instead of providing the entire updated
plan to the State.
(iii) Systems replacing service lines
under a schedule based on the deferred
deadlines criteria in § 141.84(d)(5)(vi)
must also meet the requirements
described in § 141.84(c)(3) for
submitting information to the State.
(4) The water system must provide the
State with an updated inventory by
January 30 after the end of the first
program year, and annually by January
30 thereafter. The updated inventory
must conform with inventory
requirements under § 141.84(a) and (b).
A water system must provide the
information regarding service line
material identification and replacement
as specified in § 141.84(b)(2)(iv) if
providing instructions on how to access
the updated inventory online instead of
providing a fixed copy of the entire
updated inventory as described in
§ 141.84(b) to the State.
(i) When the water system has
demonstrated that its inventory does not
contain lead, galvanized requiring
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replacement, and lead status unknown
service lines, and known lead
connectors and connectors of unknown
material, it is no longer required to
submit inventory updates to the State,
except as required in paragraph (e)(4)(ii)
of this section.
(ii) In the case that a water system
meeting the requirements of paragraph
(e)(4)(i) of this section subsequently
discovers any lead or galvanized
requiring replacement service lines or
lead connectors in its distribution
system, it must notify the State within
60 days of discovering the service line(s)
and connector(s) and prepare an
updated inventory in accordance with
§ 141.84(b) on a schedule established by
the State.
(5) By January 30 after the end of the
first program year, and annually by
January 30 thereafter, the water system
must certify to the State that it replaced
any encountered lead connectors in
accordance with § 141.84(e) or that it
encountered no lead connectors during
the calendar year.
(6) By January 30 after the end of the
first program year, and annually by
January 30 thereafter, the water system
must certify to the State that it
conducted the notification and
mitigation requirements for any partial
and full service line replacements in
accordance with § 141.84(h) or that it
conducted no replacements of lead or
galvanized requiring replacement
service lines during the calendar year.
(7) The water system must provide the
following information about customerinitiated lead and galvanized requiring
replacement service line replacements:
(i) By January 30 after the end of the
first program year, and annually by
January 30 thereafter, the water system
must certify that it completed all
customer-initiated lead and galvanized
requiring replacement service line
replacements in accordance with
§ 141.84(f).
(ii) If the water system cannot meet
the 45-day deadline to complete a
customer-initiated lead or galvanized
requiring replacement service line
replacement pursuant to § 141.84(f), it
must notify the State within 30 days
following the replacement deadline.
(8) By January 30 after the end of the
first program year, and annually by
January 30 thereafter, water systems
conducting mandatory service line
replacement pursuant to § 141.84(d)
must submit the following information
to the State:
(i) The following information from the
most recent updated inventory
submitted under paragraph (e)(4) of this
section, in accordance with table 2 to
§ 141.84(d)(6)(iii)(A):
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(A) The total number of lead service
lines in the inventory;
(B) The total number of galvanized
requiring replacement service lines in
the inventory;
(C) The total number of lead status
unknown service lines in the inventory;
(D) The total number of non-lead
service lines in the inventory;
(E) The total number of lead
connectors in the inventory;
(F) The total number of connectors of
unknown material in the inventory; and
(G) Where ownership of the service
line is shared, the system must report
the information in paragraphs
(e)(8)(i)(A) through (F) of this section
counting each full service line only
once;
(ii) The total number of full lead
service line replacements and full
galvanized requiring replacement
service line replacements that have been
conducted in the preceding program
year and the address associated with
each replaced service line;
(iii) The total number of partial lead
service line replacements and partial
galvanized requiring replacement
service line replacements that have been
conducted in the preceding program
year and the address associated with
each partially replaced service line;
(iv) The total number of lead
connectors that have been replaced or
removed in each preceding program
year and the address associated with
each replaced or removed lead
connector;
(v) The number of service lines in the
replacement pool updated at the
beginning of the preceding program year
in accordance with § 141.84(d)(6)(i);
(vi) The total number of lead status
unknown service lines determined to be
non-lead in the preceding program year;
(vii) The address of each non-lead
service line discovered in the preceding
program year to be a lead or galvanized
requiring replacement service line and
the method(s) originally used to
categorize the material of the service
line;
(viii) The applicable deadline for
completion of service line replacement
and the expected date of completion of
service line replacement; and
(ix) The total number of lead and
galvanized requiring replacement
service lines not replaced because the
system does not have access to conduct
full service line replacement.
(9) Systems validating service line
inventories pursuant to § 141.84(b)(5)
must submit a list of the locations of any
non-lead service lines identified to be a
lead or galvanized requiring
replacement service line as well as the
method(s) used to categorize the service
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lines as a result of the assessment. The
system must submit the specific version
(including the date) of the service line
inventory used to determine the number
of non-lead service lines used when the
number of non-lead service lines in the
validation pool was determined. The
system may not use an inventory older
than the inventory update that was
submitted to the State pursuant to
§ 141.84(b)(2)(iv) at the start of the year
in which the validation pool was
determined. The information must be
submitted no later than January 30
following seven years after the
compliance date in § 141.80(a)(3) unless
otherwise specified by the State in
accordance with § 141.84(b)(5)(iv).
Documentation of previous validation
efforts may be submitted by the
compliance date in § 141.80(a)(3) for
approval by the State as described in
§ 141.84(b)(5)(vi).
(10) By January 30 after the end of the
first program year, and annually by
January 30 thereafter, the water system
must submit to the State documentation
of the reasons for each service line not
replaced due to lack of access in
accordance with § 141.84(d)(2). The
system must also submit to the State
documentation of each reasonable effort
conducted where the system was not
able to obtain property owner consent in
accordance with § 141.84(d)(3) where
consent is required by State or local law.
(11) [Reserved]
(12) Any system that collects samples
following a partial or full lead or
galvanized requiring replacement
service line replacement required by
§ 141.84(h)(1)(iv) or (h)(3)(iv) must
report the results to the State within the
first ten days following the month in
which the system receives the results or
as specified by the State. Systems must
also report any additional information
as specified by the State, and in a time
and manner prescribed by the State, to
verify that all partial lead and
galvanized requiring replacement
service line replacement activities have
taken place.
(13) By January 30 after the end of the
first program year, and annually by
January 30 thereafter, the water system
must certify to the State that it offered
to inspect service lines that consumers
who suspected the inventory incorrectly
categorized their service line material
within 30 days of receiving the
customer notification in accordance
with § 141.84(b)(4).
(f) Public education program
reporting requirements. (1) Any water
system conducting public education
requirements in § 141.85 must submit a
copy of all written public education
materials to the State prior to delivery.
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The State may require the system to
obtain approval of the content of written
public education materials prior to
delivery in accordance with
§ 141.85(a)(1).
(2) Any water system that is subject to
the public education requirements in
§ 141.85 must, within 10 days after the
end of each period in which the system
is required to perform public education
in accordance with § 141.85(b), send
written documentation to the State that
contains:
(i) The public education materials that
were delivered, and a statement
certifying that the water system has
delivered the public education materials
that meet the content requirements in
§ 141.85(a) and the delivery
requirements in § 141.85(b); and
(ii) A list of all the newspapers, radio
stations, television stations, and
facilities and organizations to which the
system delivered public education
materials during the period in which the
system was required to perform public
education tasks. Unless required by the
State, a system that previously has
submitted this information need not
resubmit it as long as there have been
no changes in the distribution list and
the system certifies that the public
education materials were distributed to
the same list submitted previously.
(3) Each water system must send an
example copy of the consumer
notification of tap results to the State
along with a certification that the
notification has been distributed in a
manner consistent with the
requirements of § 141.85(d), according
to the schedule as follows:
(i) No later than three months
following the end of the tap sampling
period, for tap samples used to calculate
the 90th percentile value as described in
§ 141.86, an example copy of the
consumer notification provided and a
certification that the notification has
been distributed in a manner consistent
with the requirements of § 141.85(d).
(ii) Annually by January 30, for tap
samples from the previous program year
that are not included in paragraph
(f)(3)(i) of this section, including, but
not limited to consumer-requested
samples outside the tap sampling period
for systems on reduced monitoring, an
example copy of the consumer
notification provided and a certification
that the notification has been
distributed in a manner consistent with
the requirements of § 141.85(d).
(4) Annually by January 30, the water
system must certify to the State that it
delivered annual notification and
service line information materials to
customers and all persons served by the
water system at the service connection
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with a lead, galvanized requiring
replacement, or lead status unknown
service line in accordance with
§ 141.85(e) for the previous calendar
year. The water system must also
provide an example copy of the
notification and information materials
for lead, galvanized requiring
replacement, and lead status unknown
service lines to the State.
(5) [Reserved]
(6) Annually by January 30, the water
system must certify to the State that it
delivered notification to affected
customers and the persons served by the
water system at the service connection
and complied with the filter
requirements after any disturbance of a
service line known to contain or
potentially containing lead in
accordance with § 141.85(f) for the
previous calendar year, or that the water
system has not caused any disturbance
of a service line known to contain or
potentially contain lead, during the
preceding year. The water system must
also submit an example copy of the
notification to the State. Water systems
that are required to provide filters under
§ 141.85(f) must also report the number
of sites with disturbances that require
filters as specified under § 141.85(f) and
number of filters provided.
(7) Annually by January 30, the water
system must certify to the State that it
conducted an outreach activity in
accordance with § 141.85(h) when it
does not meet the service line
replacement rate as specified in
§ 141.84(d) for the previous calendar
year. The water system must also submit
a copy to the State of the outreach
materials provided.
(8) Annually by January 30, the water
system must certify to the State that it
delivered the required distribution
system and site assessment information
and public education materials to the
State and local health departments for
the previous calendar year in
accordance with § 141.85(i).
(9) No later than 60 days after a water
system exceeds the lead action level for
the second time in a rolling five-year
period, the system must submit a filter
plan to the State as specified in
§ 141.85(j)(3). Thereafter, a system is not
required to resubmit a filter plan unless
requested by the State or if the system
has made updates to its plan.
(10) Every six months, specifically by
January 30 and July 30, any water
system that meets the criteria of
multiple lead action level exceedances
in § 141.85(j)(1) must:
(i) Certify compliance with the filter
requirements in the previous six months
(the previous July through December for
January 30 reports and the previous
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January through June for July 30 reports)
in accordance with § 141.85(j)(2) and
report the number of filters provided;
and
(ii) Certify that the water system
completed a public outreach activity in
the previous six months (the previous
July through December for January 30
reports and the previous January
through June for July 30 reports) in
accordance with § 141.85(j)(4) and
submit a copy of the public education
materials provided to consumers.
(g) Reporting of additional monitoring
data. (1) Any water system which
collects more samples than the
minimum required, must report the
results to the State within the first 10
days following the end of the applicable
monitoring period under §§ 141.86,
141.87, and 141.88 during which the
samples are collected. This includes the
monitoring data pertaining to
distribution system and site assessment
pursuant to §§ 141.82(j) and
141.86(b)(1)(iv).
(2) The system must certify to the
State the number of customer refusals or
non-responses for follow-up sampling
under § 141.82(j)(2) it received and
documentation explaining why it was
unable to collect a follow-up sample,
within the first 10 days following the
end of the applicable tap monitoring
period in which an individual sample
exceeded the action level.
(h) Reporting of 90th percentile lead
and copper concentrations where the
State calculates a water system’s 90th
percentile concentrations. A water
system is not required to report the 90th
percentile lead and copper
concentrations measured from all lead
and copper tap water samples collected
during each tap sampling period, as
required by paragraph (a)(2)(iv) of this
section if:
(1) The State has previously notified
the water system that it will calculate
the water system’s 90th percentile lead
and copper concentrations, based on the
lead and copper tap results submitted
pursuant to paragraph (h)(2)(i) of this
section, and the water system provides
the results of lead and copper tap water
samples no later than 10 days after the
end of the applicable tap sampling
period; and
(2) The system has provided the
following information to the State by the
date specified in paragraph (h)(1) of this
section:
(i) The results of all tap samples for
lead and copper including the location
of each site and the site selection
criteria under § 141.86(a)(4) used as the
basis for which the site was selected for
the water system’s sampling pool; and
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(ii) An identification of sampling sites
utilized during the current monitoring
period that were not sampled during
previous monitoring periods, and an
explanation of why sampling sites have
changed; and
(3) The State has provided the results
of the 90th percentile lead and copper
calculations, in writing, to the water
system within 15 days of the end of the
tap sampling period.
(i) Reporting requirements for a
community water system’s public
education and sampling in schools and
child care facilities. (1) A community
water system must provide a list of the
schools and child care facilities they
serve, or provide certification that no
schools or child care facilities are
served, to the State by the compliance
date in § 141.80(a)(3) in accordance with
§ 141.92(b)(1). A water system that
certifies that no schools or child care
facilities are served by the water system
is not required to report the information
in paragraphs (i)(2) and (3) of this
section. Annually by January 30,
beginning one year after the compliance
date in § 141.80(a)(3), the system must
certify that there are no schools or child
care facilities served by the water
system. When the system becomes
aware of one or more schools or child
care facilities that it serves, it must
provide a list to the State and begin to
report the information in paragraphs
(i)(2) and (3) of this section.
(2) A community water system must
report the lead analytical sampling
results for schools and child care
facilities within 30 days of receipt of the
results in accordance with
§ 141.92(g)(1)(iii).
(3) Beginning one year after the
compliance date in § 141.80(a)(3), a
community water system must send a
report to the State annually by January
30 for the previous year’s activity as
calculated from the compliance date in
§ 141.80(a)(3). The report must include
the following:
(i) Certification that the water system
made a good faith effort to identify
schools and child care facilities in
accordance with § 141.92(b). The good
faith effort may include reviewing
customer records and requesting lists of
schools and child care facilities from the
State or other licensing agency. If there
are changes to the list of schools and
child care facilities that a water system
serves, an updated list must be
submitted at least once every five years
in accordance with § 141.92(b)(2). If
there are no changes to the list of
schools or child care facilities the water
system serves, the water system must
certify there are no changes to the list.
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(ii) Certification that the water system
has delivered information about health
risks from lead in drinking water to the
school and child care facilities that they
serve in accordance with § 141.92(c)(1).
(iii) During the first five years after the
compliance date in § 141.80(a)(3),
certification that the water system has
completed the notification and sampling
requirements in § 141.92(c)(2)(i) and
(d)(1) for elementary schools and child
care facilities and the information in
paragraphs (i)(3)(iii)(A) through (E) of
this section.
(A) The number and names of schools
and child care facilities served by the
water system;
(B) The number and names of schools
and child care facilities sampled in the
previous year;
(C) The number and names of
elementary schools and child care
facilities that declined sampling;
(D) The number and names of
elementary schools and child care
facilities that did not respond to
outreach attempts for sampling; and
(E) Information pertaining to outreach
attempts for sampling that were
declined or not responded to by the
elementary school or child care facility.
(iv) During the first five years after the
compliance date in § 141.80(a)(3),
certification that the water system has
completed the notification and sampling
requirements of § 141.92(c)(2)(ii) and (e)
for secondary schools and the
information in paragraphs (i)(3)(iii)(A)
and (B) of this section.
(v) Starting with the sixth year after
the compliance date in § 141.80(a)(3),
the water system must certify
completion of the notification
requirements of § 141.92(c)(3) and
sampling requirements of § 141.92(d)(2)
in elementary schools and child care
facilities and § 141.92(e) for secondary
schools and the information in
paragraphs (i)(3)(iii)(A) and (B) of this
section, thereafter.
(vi) Certification that sampling results
were provided to schools, child care
facilities, and local and State health
departments.
(j) * * *
(1) Small water systems serving 3,300
or fewer and non-transient noncommunity water systems
implementing the point-of-use device
option under § 141.93(c)(1), must report
the results from the tap sampling
required under § 141.93(c)(1)(iv) no later
than 10 days after the end of the tap
sampling period. If corrective action is
not completed within 30 days of a POU
sample exceeding 0.010 mg/L, the
system must provide documentation to
the State within 30 days explaining why
it was unable to correct the issue.
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Unless waived by the State, the water
system must provide documentation to
certify maintenance of the point-of-use
devices.
(2) Small water systems serving 3,300
or fewer and non-transient noncommunity water systems
implementing the small system
compliance flexibility option to replace
all lead-bearing plumbing under
§ 141.93(c)(2) must provide certification
to the State that all lead-bearing material
has been replaced on the schedule
established by the State, within one year
of designation of the option under
§ 141.93(c)(2).
■ 13. Revise § 141.92 to read as follows:
§ 141.92 Monitoring for lead in schools
and child care facilities.
(a) General requirements. (1) All
community water systems must conduct
public education and lead monitoring at
the schools and child care facilities they
serve unless those schools or child care
facilities:
(i) Were constructed or had full
plumbing replacement on or after
January 1, 2014, or the date the State
adopted standards that meet the
definition of lead free in accordance
with section 1417 of the Safe Drinking
Water Act, as amended by the
Reduction of Lead in Drinking Water
Act, whichever is earlier; and
(ii) Are not served by a lead, a
galvanized requiring replacement, or an
unknown service line.
(2) The provisions of this section do
not apply to a school or child care
facility that is regulated as a public
water system.
(b) List of schools and child care
facilities. (1) All community water
systems must compile a list of schools
and child care facilities they serve that
meet the criteria of paragraph (a) of this
section and submit the list to the State
in accordance with § 141.90(i)(1) by the
compliance date specified in
§ 141.80(a)(3).
(2) Within five years following the
compliance date in § 141.80(a)(3) and at
least once every five-year period after,
all community water systems must
either certify in writing to the State
there have been no changes to the list
of schools and child care facilities or
submit a revised list to the State in
accordance with § 141.90(i)(3)(i).
(c) Public education to schools and
child care facilities. (1) At least once a
year beginning with the compliance
date in § 141.80(a)(3), community water
systems must contact all schools and
child care facilities identified by the
system in paragraph (b) of this section
to provide information about the health
risks from lead in drinking water
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consistent with the content
requirements of § 141.85(a)(1)(ii)
through (iv) and (vi).
(2) Within the first five years
following the compliance date in
§ 141.80(a)(3), community water
systems must:
(i) Notify elementary schools and
child care facilities, in accordance with
the frequency requirements in
paragraph (d)(1) of this section, that
they are eligible to be sampled for lead
by the water system. This notice must
include:
(A) A proposed schedule for sampling
at the facility; and
(B) Information about sampling for
lead in schools and child care facilities
(EPA’s 3Ts for Reducing Lead in
Drinking Water Toolkit, EPA–815–B–
18–007, or subsequent EPA guidance).
(ii) Notify all secondary schools
identified in paragraph (b) of this
section at least once a year that they are
eligible to be sampled for lead by the
community water system on request.
The notice must provide:
(A) Information on how to request
sampling for lead at the facility; and
(B) Information about sampling for
lead in schools and child care facilities
(EPA’s 3Ts for Reducing Lead in
Drinking Water Toolkit, EPA–815–B–
18–007, or subsequent EPA guidance).
(3) Starting with the sixth year after
the compliance date in § 141.80(a)(3), a
community water system must contact
all elementary schools, secondary
schools, and child care facilities
identified in paragraph (b) of this
section to notify them that they are
eligible to be sampled for lead by the
community water system on request and
provide the information in paragraphs
(c)(2)(ii)(A) and (B) of this section.
(4) Thirty days prior to any sampling
event, community water systems must
provide schools and child care facilities
with instructions to identify outlets for
lead sampling and prepare for a
sampling event.
(d) Frequency of sampling at
elementary schools and child care
facilities. (1) Within the first five years
following the compliance date in
§ 141.80(a)(3), community water
systems must collect samples from at
least 20 percent of the total of
elementary schools served by the system
per year and at least 20 percent of the
total of child care facilities served by the
system per year, or according to an
alternative schedule approved by the
State, until all elementary schools and
child care facilities identified under
paragraph (b) of this section have been
sampled once or have declined to
participate or are non-responsive.
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(i) Community water systems must
provide documentation to the State in
accordance with § 141.90(i)(3)(iii)(D)
and (E) if an elementary school or child
care facility is non-responsive or
otherwise declines to participate in the
monitoring or education requirements of
this section. For the purposes of this
section:
(A) A community water system may
consider an elementary school or child
care facility non-responsive after the
community water system makes at least
two separate outreach attempts to
contact the facility to schedule sampling
and does not receive any response on
either attempt; and
(B) A community water system may
count a refusal or non-response from an
elementary school or child care facility
as part of the minimum 20 percent of
elementary schools and child care
facilities sampled per year.
(ii) [Reserved]
(2) Starting with the sixth year after
the compliance date in § 141.80(a)(3),
community water systems must conduct
sampling as specified in paragraph (f) of
this section when requested by an
elementary school or child care facility.
(i) A community water system is not
required under this paragraph (d)(2) to
sample more than 20 percent of the
elementary schools and child care
facilities identified in paragraph (b) of
this section in any given year. A
community water system is not required
under this paragraph (d)(2) to sample an
individual elementary school or child
care facility more than once in any fiveyear period.
(ii) [Reserved]
(3) The first time a water system
includes an elementary school or child
care facility in an update to the list of
schools and child care facilities required
to be submitted to the State in paragraph
(b)(2) of this section, the water system
must conduct outreach at those
elementary schools and child care
facilities as specified in paragraph (c)(2)
of this section once prior to conducting
sampling in accordance with paragraph
(d)(2) of this section.
(i) A community water system may
consider an elementary school or child
care facility non-responsive after the
community water system makes at least
two separate outreach attempts to
contact the facility to schedule sampling
and does not receive any response on
either attempt.
(ii) [Reserved]
(e) Frequency of sampling at
secondary schools. (1) Starting with the
compliance date in § 141.80(a)(3),
community water systems must conduct
sampling as specified in paragraph (f) of
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this section when requested by a
secondary school.
(2) A community water system is not
required under this paragraph (e) to
sample more than 20 percent of the
secondary schools identified in
paragraph (b) of this section in any
given year. A community water system
is not required under this paragraph (e)
to sample an individual secondary
school more than once in any five-year
period.
(f) Lead sampling protocol for schools
and child care facilities. (1) Community
water systems must collect five samples
per school and two samples per child
care facility at outlets typically used to
provide water for human consumption.
Except as provided in paragraphs
(f)(1)(iii) through (v) of this section, the
outlets cannot have point-of-use
devices. The community water system
must sample the following types and
number of outlets:
(i) For schools, two drinking water
fountains, one kitchen faucet used for
drinking or cooking, one classroom
faucet or other outlet used to provide
water for human consumption, and one
nurse’s office faucet, as available.
(ii) For child care facilities, one
drinking water fountain, and one of
either a kitchen faucet used for drinking
or cooking or one classroom faucet or
other outlet used to provide water for
human consumption.
(iii) If any school or child care facility
has fewer than the required number of
outlets, the community water system
must sample all outlets used to provide
water for human consumption.
(iv) The community water system may
sample at outlets with point-of-use
devices if the facility has point-of-use
devices installed on all outlets typically
used to provide water for human
consumption of if the school or child
care facility has fewer than the required
number of outlets.
(v) If any school or child care facility
does not contain the type of outlet listed
in paragraphs (f)(1)(i) through (iv) of this
section, the community water system
must collect a sample from another
outlet typically used to provide water
for human consumption as identified by
the facility, to meet the required number
of samples as provided in this paragraph
(f)(1).
(2) Community water systems must
collect the samples from the cold water
tap subject to the following additional
requirements:
(i) Each sample for lead must be a first
draw sample;
(ii) The sample must be 250 ml in
volume;
(iii) The water must have remained
stationary in the plumbing system of the
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sampling site (building) for at least 8 but
no more than 18 hours; and
(iv) Samples must be analyzed using
acidification and the corresponding
analytical methods in § 141.89.
(3) Community water system, school,
or child care facility staff, or other
appropriately trained individuals must
collect samples in accordance with
paragraphs (f)(1) and (2) of this section.
(g) Notification of results. (1)
Community water systems must provide
sampling results, regardless of lead
sample concentration, as soon as
practicable but no later than 30 days
after receipt of the results to:
(i) The sampled school or child care
facility, along with information about
potential options to remediate lead in
drinking water (consistent with EPA’s
3Ts for Reducing Lead in Drinking
Water Toolkit, EPA–815–B–18–007, or
subsequent EPA guidance);
(ii) The local and State health
department; and
(iii) The State in accordance with
§ 141.90(i).
(2) [Reserved]
(h) Alternative school and child care
lead sampling programs. (1) If schools
and child care facilities served by a
community water system are sampled
for lead in drinking water under a State
or local law or program, the State may
exempt one or more community water
system(s) from the sampling
requirements of this section by issuing
a written waiver:
(i) If the sampling meets the frequency
requirements in paragraph (d) of this
section for elementary schools and child
care facilities and paragraph (e) of this
section for secondary schools and the
protocol requirements in paragraph (f)
of this section; or
(ii) If the sampling meets the
frequency requirements in paragraph (d)
of this section for elementary schools
and child care facilities and paragraph
(e) of this section for secondary schools
and the protocol requirements in
paragraph (f) of this section with the
exception of sample size and stagnation
time in paragraphs (f)(2)(ii) and (iii) of
this section and the sampling is
conducted in addition to any of the
following actions to remediate lead in
drinking water:
(A) Disconnect affected fixtures;
(B) Replace affected fixtures with
fixtures certified as lead free; and
(C) Install and maintain point-of-use
devices certified by an American
National Standards Institute accredited
certifier to reduce lead levels; or
(iii) If the sampling is conducted in
schools and child care facilities served
by the community water system less
frequently than once every five years
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and that sampling is conducted in
addition to any of the actions to
remediate lead in drinking water
specified in paragraph (h)(1)(ii) of this
section; or
(iv) If the school or child care facility
maintains point-of-use devices as
defined in § 141.2 on all outlets used to
provide water for human consumption;
or
(v) If the sampling is conducted under
a grant awarded under section 1464(d)
of the SDWA, consistent with the
requirements of the grant and at least
the minimum number of samples
required in paragraph (f) of this section
are collected.
(2) The duration of the waiver cannot
exceed the time period covered by the
sampling and will automatically expire
at the end of any 12-month period
during which sampling is not conducted
at the required number of schools or
child care facilities.
(3) The State must only issue a waiver
to the community water system for the
subset of the schools or child care
facilities served by the system as
designated under paragraph (b) of this
section that are sampled under an
alternative program as described in
paragraph (h)(1) of this section.
(4) The State may issue a written
waiver applicable to more than one
community water system (e.g., one
waiver for all community water systems
subject to a statewide sampling program
that meets the requirements of this
paragraph (h)).
(5) The State may issue a waiver for
community water systems to conduct
the sampling requirements of this
section for the first five years following
the compliance date in § 141.80(a)(3) in
the schools and child care facilities that
were sampled for lead between January
1, 2021, and the compliance date in
§ 141.80(a)(3) that otherwise meets the
requirements of paragraph (h)(1) of this
section.
■ 14. Revise § 141.93 to read as follows:
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§ 141.93 Small water system compliance
flexibility.
Small community water systems
serving 3,300 or fewer persons and all
non-transient non-community water
systems that exceed the lead action
level, but do not exceed the copper
action level, may elect to use this
provision in lieu of the corrosion
control treatment requirements
otherwise applicable to small systems
and non-transient non-community water
systems in § 141.81(a)(3), if approved by
the State. This compliance flexibility is
not available to water systems where the
State has obtained primacy for this
subpart and the State does not adopt
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regulations to provide compliance
flexibility consistent with this section.
(a) Small community water systems
and non-transient non-community water
systems that elect to use this section
must:
(1) For water systems with corrosion
control, collect water quality parameters
in accordance with § 141.87 and, if the
system has not re-optimized OCCT in
accordance with § 141.81(d), evaluate
compliance options in paragraphs (c)(1)
and (2) of this section and corrosion
control treatment under § 141.81(d)(1).
Water systems with corrosion control
treatment in place must continue to
operate and maintain optimal corrosion
control treatment until the State
determines, in writing, that it is no
longer necessary, and meet any
requirements that the State determines
to be appropriate before implementing a
State approved alternative compliance
option described in this section.
(2) For systems without corrosion
control, collect water quality parameters
in accordance with § 141.87 and, if the
system has not installed OCCT in
accordance with § 141.81(e), evaluate
compliance options in paragraphs (c)(1)
and (2) of this section and corrosion
control treatment under § 141.81(e)(1).
(b) The system must make a
compliance option recommendation to
the State within six months of the end
of the tap sampling period in which the
lead action level exceedance occurred.
Within six months of the
recommendation by the water system,
the State must approve or disapprove
the recommendation. If the State
disapproves the recommendation, the
State may designate the other
compliance alternative as an option for
the system. If the State does not
designate the other compliance
alternative as an option for the system,
the system must comply with the
otherwise applicable corrosion control
treatment requirements under
§ 141.81(d) for systems with corrosion
control or § 141.81(e) for systems
without corrosion control treatment.
Water systems must follow the
schedules in § 141.81(d) or (e),
beginning with step 3 in § 141.81(d)(3)
or (e)(3) unless the State specifies
optimal corrosion control treatment
pursuant to either § 141.81(d)(2) or
(e)(2), as applicable. If the system fails
to implement the approved alternative
compliance option, or the State revokes
approval for the alternative compliance
option, then the system must follow the
requirements for small and nontransient non-community water systems
as described under § 141.81(a)(3).
(c)(1) Alternative compliance option:
point-of-use devices. A water system
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86661
that elects the compliance option in this
paragraph (c)(1), must install, maintain,
and monitor POU devices in each
household and each building served by
the water system.
(i)(A) A community water system
must install a minimum of one POU
device (at one tap) in every household
and at every tap that is used for cooking
and/or drinking in every non-residential
building in its distribution system on a
schedule specified by the State, but not
to exceed one year after State approval.
(B) A non-transient non-community
water system must provide a POU
device to every tap that is used for
cooking and/or drinking on a schedule
specified by the State, but not to exceed
three months.
(ii) The POU device must be
independently certified by a third party
to meet the American National
Standards Institute standard applicable
to the specific type of POU unit to
reduce lead in drinking water.
(iii) The POU device must be
maintained by the water system in
accordance with the manufacturer’s
recommendations or on a more frequent
schedule if required by the State to
ensure continued effective filtration,
including but not limited to changing
filter cartridges and resolving any
operational issues. The POU device
must be equipped with mechanical
warnings to ensure that consumers are
automatically notified of operational
problems. The water system must
provide documentation to the State to
certify maintenance of the POU devices,
unless the State waives this
requirement, in accordance with
§ 141.90(j)(1).
(iv) The water system must monitor,
in accordance with this paragraph
(c)(1)(iv), one-third of the POU devices
each year and all POU devices must be
monitored within a three-year cycle.
First liter tap samples collected under
this section must be taken after water
passes through the POU device to assess
its performance. Samples must be one
liter in volume and have had a
minimum 6-hour stagnation time. All
samples must be at or below 0.010 mg/
L. Water systems must report the results
from the tap sampling no later than 10
days after the end of the tap sampling
period in accordance with § 141.90(j)(1).
If a sample exceeds 0.010 mg/L, the
water system must notify the persons
served by the POU device, and/or
building management no later than one
business day of receiving the tap sample
results. The system must document and
take corrective action at each site where
the sample result exceeds the lead
action level. Corrective action must be
completed within 30 days. If the
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corrective action is not completed
within 30 days, the system must provide
documentation to the State within 30
days explaining why it was unable to
correct the issue.
(v) The water system must provide
public education to consumers to
inform them of proper use of POU
devices.
(A) Content. All small community
water systems serving 3,300 or fewer
persons and non-transient noncommunity water systems that are
approved to implement POU devices
under this paragraph (c)(1) must provide
public education materials to inform
users how to properly use POU devices
to maximize the units’ effectiveness in
reducing lead levels in drinking water.
Public education materials must meet
the requirements of § 141.85(a)(1)(ii)
through (iv).
(B) Timing. Water systems must
provide the public education materials
at the time of POU device delivery.
(C) Delivery. Water systems must
provide the public education materials
in person, by mail, or by another
method approved by the State, to
persons at locations where the system
has delivered POU devices.
(vi) The water system must operate
and maintain the POU devices even if
the system is at or below the action level
in future tap monitoring periods until
the system receives State approval to
select the other compliance flexibility
option or follow § 141.81(d) or (e) and
the system has fully implemented it.
(2) Alternative compliance option:
replacement of lead-bearing plumbing.
A water system that has control over all
plumbing in its buildings, and is not
served by lead, galvanized requiring
replacement, or unknown service lines,
must replace all plumbing that does not
meet the definition of ‘‘lead free’’ in
section 1417 of the Safe Drinking Water
Act, as amended by the Reduction of
Lead in Drinking Water Act and any
future amendments applicable at the
time of replacement. The replacement of
all lead-bearing plumbing must occur on
a schedule established by the State but
not to exceed one year. Water systems
must provide certification to the State
that all lead-bearing material has been
replaced in accordance with
§ 141.90(j)(2).
■ 15. Amend § 141.152 by revising
paragraph (a) to read as follows:
§ 141.152
Compliance dates.
(a) Between June 24, 2024, and
December 31, 2026, community water
systems must comply with 40 CFR
141.151 through 141.155 (except
§ 141.153(d)(4)(xii)), as codified on July
1, 2023. Beginning January 1, 2027,
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community water systems must comply
with 40 CFR 141.151 through 141.156
(except § 141.153(8)(h)(i)), as codified
on July 1, 2024. Beginning November 1,
2027, community water systems must
comply with 40 CFR 141.151 through
141.156, as codified on July 1, 2025.
*
*
*
*
*
■ 16. Amend § 141.153 by revising
paragraph (f)(3) and revising and
republishing paragraph (h)(8) to read as
follows:
§ 141.153
Content of the reports.
*
*
*
*
*
(f) * * *
(3) Lead and copper control
requirements prescribed by subpart I of
this part. For systems that fail to take
one or more actions prescribed by
§§ 141.80 through 141.93, the report
must include the applicable language of
appendix A to this subpart for lead,
copper, or both.
*
*
*
*
*
(h) * * *
(8) Systems required to comply with
subpart I of this part.
(i) The report must notify consumers
that complete lead tap sampling data are
available for review and must include
information on how to access the data.
(ii) The report must include a
statement that a service line inventory
(including inventories where the
publicly accessible inventory consists of
a written statement that there are no
lead, galvanized requiring replacement,
or lead status unknown service lines,
known lead connectors or connectors of
unknown material) has been prepared
and include instructions to access the
publicly accessible service line
inventory. If the service line inventory
is available online, the report must
include the direct link to the inventory.
(iii) For systems with lead, galvanized
requiring replacement, or lead status
unknown service lines in the system’s
inventory pursuant to § 141.84(a) and
(b), the report must include information
on how to obtain a copy of the service
line replacement plan or a direct link to
the plan if the system is required to
make the service line replacement plan
available online.
(iv) The report must contain a plainly
worded explanation of the corrosion
control efforts the system is taking in
accordance with subpart I of this part.
Corrosion control efforts consist of
treatment (e.g., pH adjustment,
alkalinity adjustment, or corrosion
inhibitor addition) and other efforts
contributing to the control of the
corrosivity of water (e.g., monitoring to
assess the corrosivity of water). The
system may use one of the following
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templates or use their own explanation
that includes equivalent information.
(A) For systems with State or EPAdesignated Optimal Corrosion Control
Treatment:
(1) Corrosion of pipes, plumbing
fittings, and fixtures may cause lead and
copper to enter drinking water. To
assess corrosion of lead and copper,
[name of system] conducts tap sampling
for lead and copper at selected sites
[insert frequency at which system
conducts tap sampling]. [Name of
system] treats water using [identify
treatment method] to control corrosion,
which was designated as the optimal
corrosion control treatment by [the State
or EPA, as applicable]. To ensure the
treatment is operating effectively, [name
of system] monitors water quality
parameters set by the [the State or EPA,
as applicable] [insert frequency at which
system conducts water quality
parameter monitoring].
(2) If applicable add: [Name of
system] is currently conducting a study
of corrosion control to determine if any
changes to treatment methods are
needed to minimize the corrosivity of
the water.
(B) For systems without State or EPA
designated Optimal Corrosion Control
Treatment:
(1) Corrosion of pipes, plumbing
fittings and fixtures may cause metals,
including lead and copper, to enter
drinking water. To assess corrosion of
lead and copper, [name of system]
conducts tap sampling for lead and
copper at selected sites [insert frequency
at which system conducts tap
sampling].
(2) If applicable, add: [Name of
system] treats water using [identify
treatment method] to control corrosion.
(3) If applicable add: [Name of
system] is currently conducting a study
of corrosion control to determine if any
changes to treatment methods are
needed to minimize the corrosivity of
the water.
(v) The report must include a
statement that the water system is
required to sample for lead in schools
and licensed child care facilities as
requested by the facility and that directs
the public to contact their school or
child care facility for further
information about potential sampling
results.
■ 17. Amend § 141.154 by revising
paragraph (d)(1) to read as follows:
§ 141.154 Required additional health
information.
*
*
*
*
*
(d) * * *
(1) A short informational statement
about lead in drinking water and its
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effects on children. The statement must
include the information in figure 1 to
this paragraph (d)(1):
Figure 1 to Paragraph (d)(1)
Lead can cause serious health effects
in people of all ages, especially pregnant
people, infants (both formula-fed and
breastfed), and young children. Lead in
drinking water is primarily from
materials and parts used in service lines
and in home plumbing. [INSERT NAME
OF SYSTEM] is responsible for
providing high quality drinking water
and removing lead pipes but cannot
control the variety of materials used in
the plumbing in your home. Because
lead levels may vary over time, lead
exposure is possible even when your tap
sampling results do not detect lead at
one point in time. You can help protect
Traditional
MCL in
mg/L
Contaminant
(units)
*
yourself and your family by identifying
and removing lead materials within
your home plumbing and taking steps to
reduce your family’s risk. Using a filter,
certified by an American National
Standards Institute accredited certifier
to reduce lead, is effective in reducing
lead exposures. Follow the instructions
provided with the filter to ensure the
filter is used properly. Use only cold
water for drinking, cooking, and making
baby formula. Boiling water does not
remove lead from water. Before using
tap water for drinking, cooking, or
making baby formula, flush your pipes
for several minutes. You can do this by
running your tap, taking a shower,
doing laundry or a load of dishes. If you
have a lead service line or galvanized
requiring replacement service line, you
To convert for
CCR, multiply
by
*
MCL in
CCR units
*
may need to flush your pipes for a
longer period. If you are concerned
about lead in your water and wish to
have your water tested, contact [INSERT
NAME OF SYSTEM and CONTACT
INFORMATION]. Information on lead in
drinking water, testing methods, and
steps you can take to minimize exposure
is available at https://www.epa.gov/
safewater/lead.
*
*
*
*
*
18. Amend appendix A to subpart O
of part 141 under the heading
‘‘Inorganic contaminants’’ by removing
the entry for ‘‘Lead’’ and adding the
entry ‘‘Lead (mg/L)’’ in its place to read
as follows:
■
Appendix A to Subpart O of Part 141—
Regulated Contaminants
Major sources in
drinking water
MCLG
*
Health effects language
*
*
*
Inorganic contaminants
*
Lead (mg/L) ................
*
AL = 0.010
*
1,000
*
*
*
*
*
*
*
*
19. Amend § 141.202 by revising
paragraph (b)(1) to read as follows:
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■
§ 141.202 Tier 1 Public Notice—Form,
manner, and frequency of notice.
*
*
*
(b) * * *
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*
*
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*
AL = 10 ...
0
*
*
Corrosion of household plumbing systems and service
lines connecting
buildings to water
mains, erosion of
natural deposits.
*
(1) Provide a public notice as soon as
practical but no later than 24 hours after
the system learns of the violation or
situation requiring Tier 1 public notice;
*
*
*
*
*
■ 20. Amend appendix A to subpart Q
of part 141 in section I by revising the
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*
*
There is no safe level of lead in
drinking water. Exposure to
lead in drinking water can
cause serious health effects in
all age groups, especially
pregnant people, infants (both
formula-fed and breastfed),
and young children. Some of
the health effects to infants
and children include decreases
in IQ and attention span. Lead
exposure can also result in
new or worsened learning and
behavior problems. The children of persons who are exposed to lead before or during
pregnancy may be at increased risk of these harmful
health effects. Adults have increased risks of heart disease,
high blood pressure, kidney or
nervous system problems.
Contact your health care provider for more information
about your risks.
Sfmt 4700
*
*
entry ‘‘1. Lead and Copper Rule (TT)’’
under the heading ‘‘C. Lead and Copper
Rule (Action Level for lead is 0.015 mg/
L, for copper is 1.3 mg/L)’’ to read as
follows:
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Appendix A to Subpart Q of Part 141—
NPDWR Violations and Other
Situations Requiring Public Notice 1
MCL/MRDL/TT violations 2
Tier of
public
notice
required
Contaminant
2
*
*
*
*
*
*
1. Violations and other situations not listed
in this table (e.g., failure to prepare
Consumer Confidence Reports), do not
require notice, unless otherwise determined
by the primacy agency. Primacy agencies
may, at their option, also require a more
stringent public notice tier (e.g., Tier 1
MCLG 1 mg/L
Contaminant
141.80 (except paragraph (c))
through
141.84,
141.85(a)
through (c) (except paragraphs
(c)(3)), (h), and (j), and 141.93.
*
Appendix A—Endnotes
Tier of
public
notice
required
Citation
I. * * *
C. Lead and Copper Rule (Action
Level for lead is 0.010 mg/L, for
copper is 1.3 mg/L).
1. Lead and Copper Rule (TT) .......
*
Monitoring & testing procedure violations
*
3
*
*
*
*
MCL 2 mg/L
141.86 through 141.90, 141.92.
*
instead of Tier 2 or Tier 2 instead of Tier 3)
for specific violations and situations listed in
this Appendix, as authorized under
§ 141.202(a) and § 141.203(a).
2. MCL—Maximum contaminant level,
MRDL—Maximum residual disinfectant
level, TT—Treatment technique
*
Citation
*
*
21. Amend appendix B to subpart Q
of part 141 by revising the entry for ‘‘23.
Lead’’ under the heading ‘‘D. Lead and
Copper Rule’’ and endnote 13 to read as
follows:
■
Appendix B to Subpart Q of Part 141—
Standard Health Effects Language for
Public Notification
Standard health effects language for public notification
National Primary Drinking Water Regulations (NPDWR)
*
*
*
*
*
*
*
D. Lead and Copper Rule
23. Lead .................
TT 13 ......................
zero ........................
*
*
*
*
*
Appendix B—Endnotes
Authority: 42 U.S.C. 300f, 300g–1, 300g–
2, 300g–3, 300g–4, 300g–5, 300g–6, 300j–4,
300j–9, and 300j–11.
*
■
*
*
*
*
*
1. MCLG—Maximum contaminant level goal
2. MCL—Maximum contaminant level
23. Amend § 142.14 by revising
paragraphs (d)(8) and (9) and (d)(10)(ii)
to read as follows:
*
§ 142.14
*
*
*
*
*
*
*
*
13. Action Level = 0.010 mg/L
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There is no safe level of lead in drinking water. Exposure to lead in drinking
water can cause serious health effects in all age groups, especially pregnant people, infants (both formula-fed and breastfed), and young children.
Some of the health effects to infants and children include decreases in IQ
and attention span. Lead exposure can also result in new or worsened
learning and behavior problems. The children of persons who are exposed
to lead before or during pregnancy may be at increased risk of these harmful health effects. Adults have increased risks of heart disease, high blood
pressure, kidney or nervous system problems. Contact your health care
provider for more information about your risks.
*
*
*
*
*
PART 142—NATIONAL PRIMARY
DRINKING WATER REGULATIONS
IMPLEMENTATION
22. The authority citation for part 142
continues to read as follows:
■
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Records kept by States.
*
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*
*
*
*
(d) * * *
(8) Records of the currently applicable
or most recent State determinations,
including all supporting information
and an explanation of the technical
basis for each decision, made under the
provisions of 40 CFR part 141, subpart
I, listed in paragraphs (d)(8)(i) through
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*
*
(xix) of this section for the control of
lead and copper. For the records
identified in paragraphs (d)(8)(i)
through (xix), if no change is made to
State determinations during a 12-year
retention period, the State must retain
the record until a new decision,
determination, or designation has been
issued.
(i) Section 141.81(b)—for any water
system deemed to be optimized under
§ 141.81(b) of this chapter, any
conditions imposed by the State on
specific water systems to ensure the
continued operation and maintenance of
corrosion control treatment in place;
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(ii) Sections 141.81(b)(4) and (h) and
141.86(c)(2)(iii)(G) and (g)(4)(iii)—
determinations of additional monitoring
requirements and/or other actions
required to maintain optimal corrosion
control by systems that change
treatment or add a new source of water;
(iii) Section 141.82(b)—decisions to
require a water system to conduct
corrosion control treatment studies;
(iv) Section 141.82(d)—designations
of optimal corrosion control treatment
and any simultaneous compliance
considerations that factored into the
designation;
(v) Section 141.82(f)—designations of
optimal water quality parameters;
(vi) Section 141.83(b)(2)—
determinations of source water
treatment;
(vii) Section 141.83(b)(4)—
designations of maximum permissible
concentrations of lead and copper in
source water;
(viii) Section 141.84(d)(5)(v)—
determinations as to whether a
shortened replacement deadline and
associated replacement rate is feasible
for mandatory full lead and galvanized
requiring replacement service line
replacement;
(ix) Section 141.84(d)(5)(vi)—for
every system using a deferred deadline
and associated replacement rate for their
mandatory service line replacement
program as defined in § 141.84(d)(5)(vi)
of this chapter, every written
determination as to whether a shorter
deadline is feasible, either by approving
continued use of the identified deferred
deadline and rate or by setting a shorter
deadline and faster replacement rate,
including those made by the end of the
second program year, and subsequent
determinations every three years
thereafter;
(x) Section 141.85—system-specific
decisions regarding the content of
written public education materials and/
or the distribution of these materials;
(xi) Section 141.86(b)(3)—systemspecific determinations regarding use of
samples that do not meet the six hour
minimum stagnation time at nontransient non-community water
systems, and community water systems
meeting the criteria of § 141.85(b)(8) of
this chapter, that operate 24 hours a
day;
(xii) Section 141.86(d)—systemspecific designations of sampling
locations for systems subject to reduced
monitoring;
(xiii) Section 141.86(d)(3)—systemspecific determinations pertaining to
alternative sample collection periods for
systems subject to reduced monitoring;
(xiv) Section 141.86(g)—
determinations of small system
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monitoring waivers, waiver
recertifications, and waiver revocations;
(xv) Section 141.87(b)(3)(ii)—
determinations regarding representative
entry point locations at ground water
systems;
(xvi) Sections 141.81(h) and
141.90(a)(4)—evaluation and approval
of water system source water or longterm treatment changes;
(xvii) Sections 141.90(e)(6) and (12)—
system-specific determinations
regarding the submission of information
to demonstrate compliance with partial
lead and galvanized requiring
replacement service line replacement
requirements;
(xviii) Section 141.90(f)—systemspecific decisions regarding the
resubmission of detailed documentation
demonstrating completion of public
education requirements, including
resubmission of filter plans under
§ 141.90(f)(9) of this chapter; and
(xix) Section 141.93—identification of
community water systems and nontransient non-community water systems
utilizing the compliance alternatives,
and the compliance alternative selected
by the water system and the compliance
option approved by the State.
(9) Records of reports and any other
information submitted by PWSs under
§ 141.90 of this chapter, including:
(i) Records of any 90th percentile
values calculated by the State under
§ 141.90(h) of this chapter;
(ii) Completed initial service line
inventories, baseline inventories, and
required updates to inventories and
information under § 141.90(e) of this
chapter;
(iii) Service line replacement plans
under § 141.90(e)(3) of this chapter and
any updates to the plan under
§ 141.90(e)(4) of this chapter; and
(iv) Compliance sampling pools in
site sample plan and any changes to
sampling pools under § 141.90(a)(1) of
this chapter.
(10) * * *
(ii) Verify compliance with the
requirements related to partial or
customer-initiated lead and galvanized
requiring replacement service line
replacement under § 141.84(f), (g), and
(h)(1) and (2), compliance with full
service line replacement under
§ 141.84(h)(3) of this chapter, and
compliance with lead connector
replacement when encountered under
§ 141.84(e) of this chapter; and
*
*
*
*
*
■ 24. Amend § 142.15 by revising and
republishing paragraph (c)(4) to read as
follows:
§ 142.15
*
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*
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*
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*
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86665
(c) * * *
(4) Timing. States must report
quarterly, with the exception of the
requirements in paragraphs (c)(4)(iii)(G)
and (H) of this section, in a format and
on a schedule prescribed by the
Administrator, the following
information related to each system’s
compliance with the treatment
techniques for lead and copper under 40
CFR part 141, subpart I, during the
preceding calendar quarter. Specifically,
States must report as follows:
(i) through (ii) [Reserved]
(iii) States must report the PWS
identification number of each water
system identified in paragraphs
(c)(4)(iii)(A) through (H) of this section.
(A) For each public water system,
regardless of size, all 90th percentile
lead levels calculated during each tap
sampling period specified in § 141.86 of
this chapter, and the first and last days
of the tap sampling period for which the
90th percentile lead level was
calculated.
(B) For each water system, regardless
of size, the 90th percentile copper level
calculated during each tap sampling
period specified in § 141.86 of this
chapter, in which the system exceeds
the copper action level, and the first and
last days of each tap sampling period in
which an exceedance occurred.
(C) For each water system for which
the State has designated optimal water
quality parameters under § 141.82(f) of
this chapter, the specific corrosion
control treatment designated, the date of
the determination, and the paragraph(s)
under § 141.82(f) which the State made
its determination, the water system’s
optimal water quality parameters.
(D) For each water system the total
number of lead service lines, galvanized
requiring replacement service lines, lead
status unknown service lines, non-lead
service lines, lead connectors, and
connectors of unknown material in its
inventory, reported separately.
(E) For each water system required to
conduct mandatory replacement of lead
and galvanized requiring replacement
service lines as specified in § 141.84(d)
of this chapter, the total number and
type of service lines replaced, the
applicable deadline for the system to
complete replacement of all lead and
galvanized requiring replacement
service lines, and the expected date of
completion of mandatory service line
replacement.
(F) For each water system that has
implemented optimal corrosion control
pursuant to § 141.82 of this chapter,
completed applicable source water
treatment requirements pursuant to
§ 141.83 of this chapter, and/or
completed mandatory service line
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replacement requirements pursuant to
§ 141.84(d) of this chapter, and the date
of the State’s determination that these
requirements have been met. The date
reported must be the latest of the
following events:
(1) The date the State received the
results of corrosion control evaluations
under § 141.82(d) or (e) of this chapter
or optimal corrosion control treatment
recommendation by the system;
(2) For systems for which the State
has designated optimal corrosion
control treatment or re-optimized
optimal corrosion control treatment
under § 141.82(d) of this chapter, the
date of the determination and the date
the system completed installation of
treatment as certified under
§ 141.90(c)(4) of this chapter;
(3) The date the State designates
optimal water quality parameters under
§ 141.82(f) of this chapter or deems the
system to have optimized corrosion
control pursuant to § 141.81(b)(1) or (3)
of this chapter;
(4) For systems which the State has
required to install source water
treatment under § 141.83(b)(2) of this
chapter, the date of the determination,
the date the State designates maximum
permissible source water levels under
§ 141.83(b)(4) of this chapter or
determines pursuant to § 141.83(b)(2)
that source water treatment is not
required; or
(5) For systems required to conduct
mandatory service line replacement, the
date the system completes mandatory
service line replacement pursuant to
§ 141.84(d) of this chapter.
(6) For systems not required to
complete the corrosion control
treatment steps under § 141.81(f) of this
chapter, the date the system is required
to complete mandatory service line
replacement pursuant to § 141.84(d) of
this chapter.
(G) Each State which has primary
enforcement responsibility must submit
to the Administrator the 90th percentile
lead concentration calculated during
each tap sampling period in which the
system exceeds the lead action level in
§ 141.80(c)(1) of this chapter within the
first 15 days following the end of each
tap sampling period specified in
§ 141.86 of this chapter or 24 hours of
receiving notification of an action level
exceedance, whichever is earlier.
(H) For each water system that is
eligible for and plans to use a deferred
deadline and associated replacement
rate for their mandatory service line
replacement program as described in
§ 141.84(d)(5)(vi) of this chapter, as soon
as practicable, but no later than the end
of second program year of mandatory
service line replacement as defined in
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§ 141.84(d)(5)(iii) of this chapter, and
every three program years thereafter, the
result of the State’s written
determination as to whether the
deferred deadline and associated
replacement rate are the fastest feasible,
the number of years and months needed
to complete mandatory service line
replacement, the date of completion of
mandatory service line replacement at
the fastest feasible rate, and the reasons
for the State’s determination.
*
*
*
*
*
■ 25. Amend § 142.16 by revising
paragraphs (d)(1)(ii) and (d)(3) through
(10) and adding paragraphs (d)(11)
through (13) to read as follows:
§ 142.16
Special primacy requirements.
*
*
*
*
*
(d) * * *
(1) * * *
(ii) Section 141.82(g)—designating an
alternative approach for aggregating
multiple measurements collected during
the same day for a water quality
parameter at a sampling location, if the
State elects to adopt a formula other
than the one specified in
§ 141.82(g)(2)(i) of this chapter.
*
*
*
*
*
(3) Section 141.90(e)—verifying
compliance with service line
replacement schedules and completion
of all partial lead and galvanized
requiring replacement service line
replacement activities.
(4) Section 141.86(d)(3)(i)—
designating an alternative period for
sample collection for community water
systems subject to reduced monitoring.
(5) Section 141.84(b) as follows—
(i) Providing or requiring the review
of any evidence-based resource,
information, or identification method
for the development of the baseline
inventory or inventory updates.
Requiring water systems whose
inventories contain no lead, galvanized
requiring replacement, or lead status
unknown service lines, no known lead
connectors, and no connectors of
unknown material to prepare an
updated inventory on a schedule
determined by the State if the system
subsequently finds a lead service line,
galvanized requiring replacement
service line, or lead connector within its
system.
(ii) Providing or requiring the review
of inventory validations described in
§ 141.84(b) of this chapter, including
making determinations on whether
previous inventory validations are at
least as stringent as the requirements
specified in § 141.84(b)(5)(i) through
(iii) of this chapter and providing
written approval to the system, and
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requiring additional actions for systems
based on the results of the inventory
validations.
(6) Section 141.84(d)(5)(v)—
determining whether a shortened
service line replacement deadline is
feasible for mandatory lead and
galvanized requiring replacement
service line replacement and notifying
the system of the determination in
writing at any time throughout a
system’s replacement program. For
systems required to replace service lines
in accordance with a shortened
deadline, or for systems eligible for a
deferred deadline, determining the
deadline to complete inventory
validation in accordance with
§ 141.84(b)(5) of this chapter.
(7) Section 141.82—verifying
compliance with Distribution System
and Site Assessment requirements in
accordance with § 141.82(j) of this
chapter.
(8) Section 141.84(d)—identifying
State laws, including statutes and
constitutional provisions, that pertain to
a water system’s access to conduct full
service line replacement and notifying
water systems in writing whether such
laws exist or not by the compliance date
specified in § 141.80(a) of this chapter
and within six months of the enactment
of new or revised State law that pertains
to a water system’s access to conduct
full service line replacement.
(9) Section 141.84(d)(5)(vi)—making
determinations in writing about systems
using deferred deadlines, including
reviewing the systems’ eligibility
calculation and information on deferred
deadlines provided in the service line
replacement plans as described in
§ 141.84(c)(1)(x) of this chapter,
determining whether the deferred
deadline and associated cumulative
average replacement rate are the fastest
feasible or setting a new deferred
deadline and replacement rate at the
fastest feasible for the system, and
reporting the results of these
determinations to EPA as described in
§ 142.15(c)(4)(H).
(10) Section 141.85(b)(1)—making
determinations about which water
systems serve a large proportion of
consumers with limited English
proficiency and providing technical
assistance to those systems in meeting
the requirement of § 141.85(b)(1) of this
chapter to either translate a copy of the
public education materials or provide
translation assistance to consumers with
limited English proficiency. Examples
of technical assistance include
providing water systems with contact
information for inclusion in the
system’s public education materials
where consumers can contact the State
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for translation assistance upon request,
or providing resources for water systems
to translate their public education
materials, including EPA-provided
translations of required content for
public education materials (e.g., health
effects language, definitions) and
translated templates through a website.
(11) Section 141.88 and 141.81(h)—
reviewing any change in source water or
treatment and making related
determinations, including approval;
establishment of additional
requirements to ensure the system will
operate and maintain optimal corrosion
control treatment; and an evaluation of
how this change may impact
compliance with other National Primary
Drinking Water Regulations in part 141
of this chapter.
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(12) Section 141.92—reviewing lists
of schools and child care facilities to
ensure entries conform to the
definitions of school and child care
facility as defined in § 141.2 of this
chapter and is complete.
(13) Section 141.92—determining
whether any existing State or local
testing program for schools and child
care facilities is at least as stringent as
the Federal requirements, including
how the State will use the definitions of
elementary school, secondary school,
and child care facility as defined in
§ 141.2 of this chapter to issue waivers.
*
*
*
*
*
26. In § 142.19, revise paragraph (a)
introductory text and paragraph (a)(2) to
read as follows:
■
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86667
§ 142.19 EPA review of State
implementation of national primary drinking
water regulations for lead and copper.
(a) Pursuant to the procedures in this
section, the Regional Administrator may
review State determinations establishing
corrosion control or source water
treatment requirements for lead or
copper and may issue an order
establishing Federal treatment
requirements for a public water system
pursuant to §§ 141.82(d), (f) and (h) and
141.83(b)(2) and (4) of this chapter
where the Regional Administrator finds
that:
*
*
*
*
*
(2) A State has abused its discretion;
or
*
*
*
*
*
[FR Doc. 2024–23549 Filed 10–18–24; 11:15 am]
BILLING CODE 6560–50–P
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Agencies
[Federal Register Volume 89, Number 210 (Wednesday, October 30, 2024)]
[Rules and Regulations]
[Pages 86418-86667]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-23549]
[[Page 86417]]
Vol. 89
Wednesday,
No. 210
October 30, 2024
Part II
Environmental Protection Agency
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40 CFR Parts 141 and 142
National Primary Drinking Water Regulations for Lead and Copper:
Improvements (LCRI); Final Rule
Federal Register / Vol. 89, No. 210 / Wednesday, October 30, 2024 /
Rules and Regulations
[[Page 86418]]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 141 and 142
[EPA-HQ-OW-2022-0801; FRL-5423.2-02-OW]
RIN 2040-AG16
National Primary Drinking Water Regulations for Lead and Copper:
Improvements (LCRI)
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In December 2023, the U.S. Environmental Protection Agency
(EPA) requested comment on the proposed the Lead and Copper Rule
Improvements (LCRI), which informed the revisions to the National
Primary Drinking Water Regulation (NPDWR) for lead and copper. After
consideration of public comment on the LCRI, and consistent with the
provisions set forth under the Safe Drinking Water Act (SDWA), the EPA
is finalizing revisions to the NPDWR for lead and copper. In this rule,
the agency is finalizing requirements for drinking water systems to
replace lead and certain galvanized service lines. The final rule also
removes the lead trigger level, reduces the lead action level to 0.010
mg/L, and strengthens tap sampling procedures to improve public health
protection and simplify implementation relative to the 2021 Lead and
Copper Rule Revisions (LCRR). Further, this final rule strengthens
corrosion control treatment, public education and consumer awareness,
requirements for small systems, and sampling in schools and child care
facilities. The final rule will significantly reduce the adverse human
health impacts of exposure to toxic lead in drinking water.
DATES: Effective date: This final rule is effective on December 30,
2024.
Judicial review: For judicial review purposes, this final rule is
promulgated as of October 30, 2024.
Compliance dates: The compliance date for the revisions to 40 CFR
part 141, subpart I, is set forth in Sec. 141.80(a). The compliance
date for the revisions to 40 CFR 141.2 and 141.31 is November 1, 2027.
The compliance date for the changes made to 40 CFR part 141, subpart O,
is set forth in Sec. 141.152(a). The compliance date for the changes
to 40 CFR part 141, subpart Q (Sec. 141.202 and appendices A and B) is
November 1, 2027.
ADDRESSES: The EPA has established a docket for this action under
Docket ID No. EPA-HQ-OW-2022-0801. All documents in the docket are
listed on the https://www.regulations.gov website. Although listed in
the index, some information is not publicly available, e.g.,
Confidential Business Information or other information whose disclosure
is restricted by statute. Certain other material, such as copyrighted
material, is not placed on the internet and will be publicly available
only in hard copy form. Publicly available docket materials are
available electronically through https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Michael Goldberg, Office of Ground
Water and Drinking Water, Standards and Risk Management Division (Mail
Code 4607M), Environmental Protection Agency, 1200 Pennsylvania Ave.
NW, Washington, DC 20460; telephone number: 202-564-1379; email
address: [email protected].
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
II. General Information
A. What does the final LCRI require?
B. Does this action apply to me?
C. Dates for Compliance
III. Background
A. Overview of Lead and Lead Exposures Through Drinking Water
B. Human Health Effects of Lead and Copper
C. Regulatory History
D. Statutory Authority
E. Anti-backsliding Analysis of LCRI Relative to LCR and LCRR
F. White House Lead Pipe and Paint Action Plan and EPA's
Strategy To Reduce Lead Exposures and Disparities in U.S.
Communities
G. Bipartisan Infrastructure Law and Other Financial Resources
H. Lead Exposure and Environmental Justice, Equity, and Federal
Civil Rights
IV. Final Revisions to 40 CFR Part 141, Subpart I, Control of Lead
and Copper
A. Regulatory Approach
B. Service Line Replacement
C. Service Line Replacement Plan
D. Service Line Inventory
E. Tap Sampling for Lead and Copper
F. Corrosion Control Treatment
G. Water Quality Parameter Monitoring
H. Distribution System and Site Assessment
I. Compliance Alternatives for a Lead Action Level Exceedance
for Small Community Water Systems and Non-Transient Non-Community
Water Systems
J. Public Education
K. Additional Requirements for Systems With Multiple Lead Action
Level Exceedances
L. Lead Sampling at Schools and Child Care Facilities
M. Copper
N. System Reporting and Recordkeeping Requirements
O. Other Proposed Revisions to 40 CFR Part 141
V. Rule Implementation and Enforcement
A. General
B. What are the rule compliance dates?
C. State Primacy and Special Primacy Requirements
D. State Reporting and Recordkeeping Requirements
VI. Economic Analysis
A. Summary of Public Comments and the EPA's Response
B. Affected Entities and Major Data Sources Used To Develop the
Baseline
C. Overview of the Cost-Benefit Model
D. Cost Analysis
E. Benefits Analysis
F. Cost-Benefit Comparison
G. Alternative Regulatory Options Considered
VII. Statutory and Executive Order Reviews
A. Executive Order 12866 (Regulatory Planning and Review) and
Executive Order 14094 (Modernizing Regulatory Review)
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act (RFA)
D. The Unfunded Mandates Reform Act (UMRA)
E. Executive Order 13132 (Federalism)
F. Executive Order 13175 (Consultation and Coordination With
Indian Tribal Governments)
G. Executive Order 13045 (Protection of Children From
Environmental Health and Safety Risks)
H. Executive Order 13211 (Actions That Significantly Affect
Energy Supply, Distribution, or Use)
I. National Technology Transfer and Advancement Act of 1995
J. Executive Order 12898 (Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations) and Executive Order 14096 (Revitalizing Our Nation's
Commitment to Environmental Justice for All)
K. Consultations With the Science Advisory Board (SAB) and the
National Drinking Water Advisory Council (NDWAC)
L. Consultation With the Department of Health and Human Services
Under SDWA Section 1412(d)
M. Congressional Review Act (CRA)
VIII. Severability
IX. References
I. Executive Summary
The United States Environmental Protection Agency's (EPA) mission
is to protect human health and the environment. The EPA is finalizing
the Lead and Copper Rule Improvements (LCRI) to significantly reduce
the risk of exposure to lead through drinking water. There is no known
safe level of lead in drinking water. Exposure to drinking water
contaminated with lead can cause serious human health impacts including
neurodevelopmental problems in children and heart disease in adults.
Young children and pregnant people are especially susceptible to the
[[Page 86419]]
impacts of lead exposure. Reducing lead in drinking water will reduce
the risk of negative neurodevelopmental outcomes for children as well
as reduce a range of health risks to adults. This final rule builds on
the 2021 Lead and Copper Rule Revisions (LCRR) and the pre-2021 Lead
and Copper Rule (LCR), originally promulgated in 1991.
The EPA conducted a review of the 2021 LCRR in accordance with
Executive Order 13990 \1\ and announced its intention to strengthen the
2021 LCRR with this new rulemaking, the LCRI, to address key issues and
opportunities identified in the review. This final LCRI addresses the
priorities the EPA identified in the 2021 LCRR review, including the
equitable replacement of lead service lines (LSLs) in the nation,
improving identification of where LSLs are located, and triggering
action in communities most at risk of lead exposure, and streamlined
and improved implementation of the rule relative to the 2021 LCRR. This
final LCRI is the culmination of numerous meaningful consultations with
stakeholders and the public during the 2021 LCRR review, engagements
and consultations held to support the development of the LCRI, and
public comments received on the proposed LCRI.
---------------------------------------------------------------------------
\1\ Protecting Public Health and the Environment and Restoring
Science to Tackle the Climate Crisis (86 FR 7037, January 20, 2021).
---------------------------------------------------------------------------
The LCRI makes important advancements in protecting children and
adults from the significant and irreversible health effects of exposure
to lead in drinking water. These advancements are scientifically based
and incorporate drinking water system best practices. The final rule
strengthens the lead and copper rule in five focus areas: (1) achieving
lead pipe replacement within 10 years, (2) locating legacy lead pipes,
(3) improving tap sampling, (4) lowering the lead action level, and (5)
strengthening protections to reduce exposure. The final rule also
includes compliance dates and an updated benefits and costs analysis.
Each of these topics is summarized below, in sequential order.
Achieving Lead Pipe Replacement Within 10 Years
This final rule provides a fundamental shift to a more preventive
approach to lead in drinking water. This is based on the EPA's
experience in implementing the lead rule for many years. Specifically,
based on over 30 years of implementing the 1991 LCR, the EPA has
determined that requiring lead service line replacement (LSLR) based on
tap sampling and 90th percentile lead levels alone is insufficient to
protect public health. LSLs are a source of lead exposure in drinking
water, even when systems are optimized at or below the lead action
level.
The science is clear that there is no known safe level of lead in
drinking water, especially for children. Among other effects, lead
exposure can cause damage to the brain and kidneys and can interfere
with the production of red blood cells that carry oxygen to all parts
of the body. In children, even low levels of lead exposure can cause
cognitive health effects like lower intelligence quotient (IQ) as well
as learning and behavioral problems. In adults, health effects include
elevated risk of heart disease, high blood pressure, kidney or nervous
system problems, and cancer.
In the LCRI, the EPA is requiring water systems to replace all lead
and certain galvanized service lines (specifically, galvanized
requiring replacement (GRR) service lines) under their control no later
than 10 years after the compliance date. The LCRI provides, in limited
circumstances, additional time for some systems to complete systemwide
full service line replacement. Water systems must replace lead and GRR
service lines under their control regardless of the lead levels
occurring in tap or other drinking water samples. Replacing lead and
GRR service lines will significantly reduce lead releases into drinking
water. In addition, while consistently well-operated and optimized
corrosion control treatment (CCT) is generally effective at reducing
lead to low levels, elimination of lead and GRR service lines will
result in even greater public health protection by eliminating a
significant lead exposure source and will minimize the impacts of CCT
implementation errors that have been documented over the years.
Historically, lead service lines,\2\ as well as lead-bearing
fixtures and solder, were commonly used in water distribution systems
as well as in home plumbing. While replacing LSLs does not eliminate
all lead exposures from tap water because plumbing systems inside homes
and buildings (i.e., premise plumbing) can also contain lead
components, replacing LSLs removes a key source of lead in drinking
water. Where present, LSLs represent the greatest lead exposure source
through drinking water (Sandvig et al., 2008).\3\ Buildings and homes
built before 1986 often have LSLs connecting their plumbing system to
the main water supply line under the street. These LSLs can deteriorate
or corrode, releasing lead particles into the drinking water (Sandvig
et al., 2008). Modeling done as part of the LCRI economic analysis
confirms that LSL presence significantly contributes to drinking water
lead levels (USEPA, 2024a).
---------------------------------------------------------------------------
\2\ The EPA does not believe that there are lead water mains in
the United States and, if they do occur, it is extremely rare. The
poor structural integrity of lead pipes that are more than two
inches in diameter means that lead was primarily used in pipes of
smaller diameter such as service lines. Conversely, the water mains
that distribute water throughout a city or town tend to be six
inches or larger in diameter. The common water main materials
include ductile iron, PVC, asbestos cement, high-density
polyethylene (HDPE), and concrete steel. The oldest water mains are
cast iron and asbestos cement (Folkman, 2018).
\3\ Sandvig et al. (2008) found that LSLs contributed an average
of approximately 50 to 75 percent of the total lead mass measured at
the tap, while premise piping and the faucet contributed
approximately 20 to 35 percent and 1 to 3 percent, respectively. At
sites with no LSL, premise piping and the faucet contributed a
greater percentage of lead mass to the total lead mass measured at
the tap (approximately 55 percent and 12 percent, respectively),
while main samples ranged from approximately 3 to 15 percent.
---------------------------------------------------------------------------
Locating Legacy Lead Pipes
Knowing where lead pipes are located is critical to replacing them
efficiently and equitably, as well as for informing consumers (i.e.,
persons served) so they can take actions to reduce their exposure to
lead. The LCRI builds upon the 2021 LCRR's requirement for water
systems to create an initial inventory, to regularly update their
inventory, and to identify the material of all service lines by the
mandatory service line replacement deadline. Under the final LCRI, all
water systems are required to make their service line inventories
publicly available. Water systems must use a validation process to
ensure the service line inventory is accurate. Water systems are also
required to track lead connectors in their inventories and replace them
as they are encountered.
Improving Tap Sampling
The final LCRI makes key changes to the required protocol for tap
sampling informed by best practices already being deployed at the local
and State level. Under the LCRI, water systems are required to collect
first- and fifth-liter tap samples at sites with LSLs and use the
higher of the two values when determining compliance. This method will
better represent water that has been stagnant both within the LSL and
the premise plumbing. This will help water systems better understand
the effectiveness of their CCT.
[[Page 86420]]
Lowering the Lead Action Level
The final LCRI lowers the lead action level from 0.015 mg/L to
0.010 mg/L. When a water system exceeds the lead action level, it is
required to inform the public, take actions associated with CCT, and
employ public education measures to reduce lead exposure. For example,
a system may be required to install or adjust CCT to reduce lead that
leaches into drinking water. Actions resulting from a lowered lead
action level will improve public health benefits because they will
require systems to take actions to reduce lead exposure sooner. The EPA
also emphasizes the many final rule requirements that will result in
additional public health benefits irrespective of systemwide lead
levels, recognizing there is no safe level of lead in drinking water.
For example, the final rule requires full service line replacement and
public education provisions independent of a system's 90th percentile
lead level.
Strengthening Protections To Reduce Exposure
The final LCRI requires water systems with continually high lead
levels to conduct additional outreach to consumers and make filters
certified to reduce lead in drinking water available to all consumers.
These additional actions can reduce consumer exposure to higher levels
of lead in drinking water while the water system works to reduce
systemwide lead levels (e.g., achieving 100 percent replacement of lead
and GRR service lines, installing or re-optimizing optimal corrosion
control treatment (OCCT)), which may take years to fully implement.
Benefits and Costs Analysis
As part of its Health Risk Reduction and Cost Analysis (HRRCA), the
EPA evaluated quantifiable and nonquantifiable health risk reduction
benefits and costs associated with the final LCRI. At a two percent
discount rate, the EPA estimates the quantifiable annual benefits of
the final rule will be $13.49 to $25.14 billion and the quantifiable
annual costs of the rule will be $1.47 to $1.95 billion in 2022
dollars. The EPA Administrator confirms the determination made at
proposal that the quantified and nonquantifiable benefits of the final
LCRI justify the quantified and nonquantifiable costs.
To evaluate these benefits and costs, the EPA determined which
entities would be affected by the LCRI, quantified costs using
available data, and described nonquantifiable costs. The EPA quantified
benefits by estimating and monetizing avoided reductions in IQ, cases
of attention-deficit/hyperactivity disorder (ADHD) in children, lower
birth weights in children, and cases of cardiovascular disease
premature mortality in adults associated with lead and GRR service line
replacement, CCT installation and re-optimization, the use of point-of-
use devices as a small system compliance option, and the temporary use
of point-of-use devices and water filters in systems with multiple lead
action level exceedances. Prior efforts to quantify benefits associated
with reducing lead in drinking water have focused on neurodevelopmental
outcomes in children because of the lifelong impact on their ability to
thrive. The current benefits assessment also incorporates recent
scientific analyses that allow better quantification of benefits to
adults associated with reductions in lead exposure.
There are many additional benefits of the LCRI that the EPA
assessed qualitatively. For example, the requirements for water systems
to issue public education (including using languages of the communities
where systems serve a large proportion of consumers with limited
English proficiency), to make the inventory of service line and
connector materials publicly available, and to make the service line
replacement plan publicly available will promote the public's behaviors
to reduce their exposure to lead in drinking water. Health benefits
qualitatively evaluated include reduced incidence of renal effects,
reproductive and developmental effects (apart from ADHD), immunological
effects, neurological effects (apart from children's IQ), and cancer.
In addition, persons served by systems required to install or re-
optimize OCCT under the final LCRI and living in homes with premise
plumbing containing lead will receive health benefits from reduced lead
exposure that were not quantified in the analysis of the final rule.
Increased use of CCT resulting from the final LCRI's lower lead action
level and improved tap sampling may have a beneficial secondary effect
of reducing copper levels and avoiding certain negative health impacts
of copper, such as acute gastrointestinal conditions and health effects
associated with Wilson's Disease. Other nonquantifiable co-benefits
associated with the increased use of corrosion inhibitors resulting
from the LCRI's lower lead action level and improved tap sampling
include extending the useful life of plumbing components and appliances
(e.g., water heaters), reduced plumbing maintenance costs, reduced
treated water loss from the distribution system due to leaks, and
reduced potential liability and damages from broken pipes in buildings.
To support eliminating LSLs, the Infrastructure Investment and Jobs
Act (Pub. L. 117-58), also referred to as the Bipartisan Infrastructure
Law (BIL), included $15 billion specifically appropriated for LSLR
projects and associated activities directly connected to the
identification and replacement of LSLs. The BIL also included over
$11.7 billion for the Drinking Water State Revolving Fund General
Supplemental, which can also be used for lead service line replacement
as well as other drinking water projects. The agency notes the costs
cited above do not take into account this available funding source. The
EPA is also providing significant technical assistance to communities
through efforts such as the ``Get the Lead Out Initiative'' and ``Lead
Service Line Replacement Accelerators,'' which assist efforts to
conduct service line replacement.
Compliance and Public Process
Water systems must comply with the requirements of the LCRI
starting three years after promulgation of this final rule. The EPA is
requiring water systems to comply with select requirements introduced
in the 2021 LCRR that the agency did not propose to change in the LCRI,
starting on October 16, 2024. This includes the 2021 LCRR initial LSL
inventory, notification of service line material, and associated
reporting requirements. Water systems must also comply with the Tier 1
public notification (PN) requirement for a lead action level exceedance
that was introduced under the 2021 LCRR starting October 16, 2024.
Please see section V.B.3 of this preamble for a full discussion of the
provisions with a compliance date of October 16, 2024. The final LCRI
otherwise requires water systems to comply with the pre-2021 LCR (and
not the 2021 LCRR) between October 16, 2024, and the LCRI compliance
date so that water systems can directly transition from the regulatory
scheme of the LCR to the LCRI.
II. General Information
The final Lead and Copper Rule Improvements (LCRI) builds upon the
previous lead and copper rules. The LCRI revises the most recent lead
and copper rule, the 2021 Lead and Copper Rule Revisions (LCRR), which
was promulgated on January 15, 2021 (86 FR 4198, USEPA, 2021a). Key
revisions in the LCRI address the opportunities for
[[Page 86421]]
improvement identified in the ``Review of the National Primary Drinking
Water Regulation: Lead and Copper Rule Revisions'' (or LCRR review)
including proactively and equitably replacing all lead service lines
(LSLs), strengthening compliance with tap sampling to better identify
communities most at risk of elevated lead in drinking water to better
compel actions to reduce health risks, reducing the complexity of the
regulation, and ensuring that the rule is more understandable (86 FR
71574, USEPA, 2021b). The United States Environmental Protection Agency
(EPA) developed the LCRI considering the input received in numerous
meaningful consultations and engagements over several years, including
during the LCRR review and in stakeholder outreach conducted to inform
the development of the proposed and final LCRI, along with almost
200,000 public comments submitted to the docket as well as oral
comments provided to the EPA during the public hearing held January 16,
2024, for the proposed LCRI.
A. What does the final LCRI require?
The LCRI requires full service line replacement of lead and
galvanized requiring replacement (GRR) service lines under the control
of the water system, regardless of the system's 90th percentile lead
level. Water systems are required to complete replacements within 10
years of the LCRI compliance date. There is a limited exception for
systems with a high proportion of service lines requiring replacement:
they are eligible for a deferred deadline if they meet a specified
threshold and receive State approval. Systems with deferred deadlines
and States must regularly assess whether they can complete the
replacement at a faster rate. Water systems must identify all service
lines of unknown composition (``unknown service lines'') to replace all
lead and GRR service lines by the replacement deadline. Systems must
also track lead connectors in their inventories and replace them
whenever encountered during normal operations. All water systems with
non-lead service lines in their inventories must validate the methods
used to categorize those service lines as non-lead with some
exceptions. All water systems with known or potential lead or GRR
service lines must prepare and make publicly accessible a service line
replacement plan which can facilitate the equitable replacement of all
lead or GRR service lines by the replacement deadline.
The final LCRI reduces the lead action level from 0.015 mg/L to
0.010 mg/L, which will result in more water systems installing and re-
optimizing optimal corrosion control treatment (OCCT) and providing
public education to reduce drinking water lead exposure. Systems that
exceed the lead action level three or more times in a five-year period
must take additional actions to provide public education and make
filters available.
The rule updates the tap sampling protocol by requiring systems to
collect a first-liter sample (in addition to the fifth-liter sample
required by the 2021 LCRR) at structures with LSLs and then use the
higher of the first- or fifth-liter sample values at the LSL sites when
calculating the 90th percentile. The first- and fifth-liter sample
values represent water that has been stagnant in premise plumbing
(plumbing within buildings) and within the service line, respectively,
and therefore, more accurately identify where higher lead levels might
be present compared to sampling the first liter or the fifth liter
alone. Systems must prioritize sampling at sites most likely to contain
lead and use this data to calculate the 90th percentile. The LCRI
requires most systems with lead and GRR service lines to start (or
continue) standard monitoring. Additionally, any system with a 90th
percentile lead level above the LCRI lead action level, based on the
system's results from the most recent tap monitoring period prior to
the compliance date, will need to start (or continue) standard
monitoring. The EPA updated the requirements for systems with
insufficient Tier 1 and Tier 2 sites to meet their minimum required
number of samples to use the highest sample results from Tiers 1, 2,
and the next highest available tiers (equal to the minimum required
number of samples) to calculate the 90th percentile. Sample site tiers
are used to prioritize sampling locations and were first introduced in
the 1991 LCR.
The LCRI requires States to set optimal water quality parameters
(OWQPs) for medium systems (serving greater than 10,000 persons and
fewer than or equal to 50,000 persons) that are required to optimize or
re-optimize corrosion control treatment (CCT). These systems must meet
those parameters to demonstrate that OCCT is being maintained. The rule
allows all systems to defer OCCT or re-optimized OCCT (but maintain any
existing CCT) if they can replace all lead and GRR service lines at a
minimum percent annual rate within five years or less. Water systems
with lead and GRR services lines and OCCT that are meeting their OWQPs
are not required to re-optimize their OCCT more than once following a
lead action level exceedance after the compliance date. After systems
remove all of their lead and GRR service lines, they must re-optimize
again if they exceed the lead action level. In addition, water systems
may be required to re-optimize by the State at any time. Systems not
required to re-optimize under the final rule still have to meet other
requirements, including for public education if there are multiple
action level exceedances (see sections IV.J and IV.K of this preamble).
The LCRI updates public education requirements, instituting changes
to content and delivery frequency for more proactive messaging about
lead in drinking water and actions individuals can take to reduce their
exposure. It includes requirements to make information about lead in
drinking water more accessible to consumers including individuals with
limited English proficiency. The LCRI also introduces new public
education requirements for lead and copper.
The LCRI revises the small system compliance flexibility provision
to eliminate LSLR as a compliance option, as all systems must conduct
mandatory service line replacement regardless of their 90th percentile
lead level. The eligibility threshold for the flexibility for community
water systems (CWSs) is lowered to those serving 3,300 or fewer
persons.
The LCRI retains the requirements from the 2021 LCRR for CWSs to
conduct sampling and public education in schools and child care
facilities but expands the available waivers to include sampling
efforts conducted prior to the rule compliance date, including sampling
conducted through the Water Infrastructure Improvements for the Nation
(WIIN) Act grant program. The LCRI also restructures and clarifies
areas of the rule that did not change to make the rule more
implementable.
Exhibit 1 compares the major differences among the pre-2021 Lead
and Copper Rule (LCR), 2021 LCRR, and the final LCRI. Asterisks (*) in
the pre-2021 LCR and 2021 LCRR column denote requirements that are
retained in the final LCRI, and these requirements are, therefore, not
repeated in the final LCRI column.
[[Page 86422]]
Exhibit 1--Comparison of the 2021 LCRR, Proposed LCRI, and Final LCRI Requirements
----------------------------------------------------------------------------------------------------------------
Pre-2021 LCR 2021 LCRR Final LCRI
----------------------------------------------------------------------------------------------------------------
Service Line Inventory
----------------------------------------------------------------------------------------------------------------
Systems were required to All systems must develop an All systems must
complete a materials evaluation by the initial lead service line (LSL) review specified
time of initial sampling. inventory by October 16, 2024, that information that describes
No requirement to regularly includes all service lines, regardless connector materials and
update materials evaluation. of ownership, categorized as lead, non- locations.
lead, galvanized requiring replacement Systems must
(GRR), and unknown.* include each identified
The inventory must be made connector in their
publicly accessible and available baseline inventory by the
online for systems serving >50,000 LCRI compliance date.
persons.* Connector material
The publicly available categories include lead,
inventory must include a locational non-lead, unknown, and no
identifier for each lead and GRR connector present.
service line. The inventory must
The LSL inventory must be include a street address
updated based on the system's tap with each service line and
sampling frequency but no more than connector, if available.
annually. The inventory must
be updated annually.
Systems must
include in their
inventories the total
number of each type of
service line, the number
of lead and unknown
connectors, the number of
full lead and GRR service
line replacements, and the
number of partial lead and
GRR service line repla
cements.
Systems must
respond to customer
inquiries on incorrect
material categorizations
within 60 days.
........................................ Systems must
validate the accuracy of
their methods to
categorize non-lead
service lines in their
inventory no later than 7
years after the compliance
date by the end of the
calendar year unless on a
shortened or deferred
deadline.
[cir] The validation pool
includes all non-lead
service lines except for
those installed after the
applicable Federal, State,
or local lead ban;
visually inspected at a
minimum of two points on
the pipe exterior; or
previously replaced.
[cir] Systems may submit
previous validation
efforts in lieu of the
LCRI requirements if they
are at least as stringent
as the requirements, and
States must review and
approve of these previous
efforts.
Systems must
identify all unknown
service lines by their
mandatory service line
replacement deadline.
----------------------------------------------------------------------------------------------------------------
Service Line Replacement
----------------------------------------------------------------------------------------------------------------
Replacement Plan Replacement Plan Replacement Plan
No requirement. All systems with at least one All systems with
lead, GRR, or unknown service line must at least one lead, GRR, or
develop an LSLR plan by the compliance unknown service line must
date. develop the service line
The plan must include a replacement plan by the
strategy to prioritize service line compliance date. The plan
replacement.* includes the elements from
the LCRR as well as two
new elements: (1) a
strategy to inform
customers and consumers
(persons served) about the
plan and replacement
program and (2) an
identification of any
legal requirements or
water tariff agreement
provisions that affect a
system's ability to gain
access to conduct full
service line replacement.
........................................ The service line
replacement plan must
include additional plan
elements if the system has
at least one lead-lined
galvanized service line or
if the system is eligible
for a deferred deadline.
Service line
replacement plan must be
publicly accessible; and
available online for
systems serving >50,000
persons.
The plan must be
updated annually to
include any new or updated
information and submitted
to the State on an annual
basis.
........................................ By the compliance
date, systems eligible for
and planning to use
deferred deadlines must
include in the plan
information on what the
system identifies as the
earliest deadline and
fastest feasible rate to
replace lead and GRR
service lines that is no
slower than 39 annual
replacements per 1,000
service connections.
[[Page 86423]]
........................................ By the end of the
second program year, the
State is required to
determine in writing
whether a system with a
deferred deadline is
replacing lead and GRR
service lines at the
fastest feasible rate,
either by approving the
continued use of that
deferred deadline or by
setting the fastest
feasible rate for the
system. In addition to
annual updates, systems
with deferred deadlines
must submit their plan
every three years with
updated information about
why the replacement rate
is still the fastest
feasible. The State must
review this information
and determine in writing
if the system with a
deferred deadline is still
replacing lead and GRR
service lines at the
fastest feasible rate,
either by approving the
continued use of that
deferred deadline or by
setting the fastest
feasible rate.
LSLR LSLR Service Line Replacement
Replacement program requirements Replacement program Replacement
are based on the lead 90th percentile requirements are dependent on P90 lead program requirements are
(P90) lead level, CCT installation, and/ level for CWSs serving >10,000 persons: independent of systems'
or source water treatment. [cir] If P90 > 0.015 mg/L: Must fully P90 lead levels.
Systems conducting LSLR must replace 3 percent of lead and GRR All CWSs and
annually replace at least 7 percent of service lines per year based upon a 2- NTNCWSs with one or more
LSLs in their distribution system. year rolling average (mandatory lead, GRR, or unknown
Systems must replace the LSL replacement) for at least 4 consecutive service line in their
portion they own and offer to replace 6-month monitoring periods. inventory must replace
the private portion. Systems are not [cir] If P90 > 0.010 mg/L but <= 0.015 lead and GRR service lines
required to bear the cost of replacing mg/L: Implement a goal-based LSLR under their control within
the private portion.\a\ program and consult the primacy agency 10 years, unless subject
Full LSLR, partial LSLR, and (or State) on replacement goals for 2 to a shortened or deferred
LSLs with lead sample results <= 0.015 consecutive 1-year monitoring periods. deadline.
mg/L (``test-outs'') count toward the 7 CWSs serving <=10,000 persons Systems must
percent replacement rate. and all non-transient, non-community replace service lines at a
Systems can discontinue LSLR water systems (NTNCWSs) that select cumulative average annual
after 2 consecutive 6-month monitoring LSLR as their compliance option must rate of 10 percent, unless
periods at or below the lead action complete LSLR within 15 years if P90 > subject to a shortened or
level. 0.015 mg/L. See the Small System deferred deadline.
Requires replacement of LSLs Flexibility section of this exhibit. Cumulative average
only (i.e., no GRR service lines). Annual LSLR rate is applied to replacement rate is
the number of lead and GRR service applied to the total
lines when the system first exceeds the number of unknown, lead,
trigger or action level plus the number and GRR service lines in
of unknown service lines at the the baseline inventory
beginning of the year. minus the number of
Only full LSLR (replacement of unknown service lines that
the entire length of the service line) have been determined to be
counts toward mandatory rate* and goal- non-lead since the
based rate. baseline inventory.
All systems must replace their Systems that would
portion of an LSL if notified by have to annually replace
consumer of private side replacement more than 39 service lines
within 45 days of notification of the per 1,000 service
private replacement. If the system connections are eligible
cannot replace the system's portion for deferred deadlines
within 45 days, it must notify the longer than 10 years.
State and replace the system's portion States are
within 180 days.* required to set a shorter
Following each service line deadline for a system
replacement, systems must: where it determines that a
[cir] Provide pitcher filters or point- shorter deadline is
of-use devices and 6 months of feasible.
replacement cartridges to each customer Where property
after replacement.* Provide pitcher owner consent is required
filters and cartridges before the for a system to access the
affected portion of the line or the service line, systems must
fully replaced service line is returned make a reasonable effort
to service.* (at least 4 attempts) to
[cir] Offer to collect a lead tap sample engage property owners
at locations served by the replaced about full service line
line within 3 to 6 months after replacement.
replacement.* Systems conducting
partial service line
replacement, if not
prohibited by the rule,
must make a reasonable
effort (at least 4
attempts) to engage
property owners about full
service line replacements
for infrastructure
projects that impact
service lines and offer to
replace the remaining
portion of the service
line not under their
control within 45 days if
replaced in coordination
with an emergency
repair.\a\
Requires replacement of lead
connectors when encountered.*
Systems must make 2 good faith
efforts to engage customers about LSLR.
Systems conducting partial LSLR
must offer to replace the remaining
portion of the service line.
Systems must replace service
lines by a shorter deadline if
determined feasible by the State.*
[[Page 86424]]
LSL-Related Outreach LSL-Related Outreach Service Line-Related
If a system replaces its portion Notify consumers annually if Outreach
only: they are served by a lead, GRR, or Provide notice and
[cir] Provide notification to affected unknown service line.* educational materials
residences within 45 days prior to Provide notice and educational during water-related work
replacement on possible elevated short- materials to consumers during water- that could disturb lead,
term lead levels and measures to related work that could disturb LSLs. GRR, or unknown service
minimize exposure.* Provide filters to consumers lines, including
[cir] Include offer to collect lead tap for disturbances to a lead, GRR, or disturbances due to
sample within 72 hours of replacement. unknown service line caused by inventorying efforts, to
[cir] Provide test results within 3 replacement of an inline water meter, consumers within 24 hours
business days after receiving results. water meter setter, or connector. or before the service line
Systems subject to goal-based is returned to service,
program must: and to customers within 30
[cir] Conduct targeted outreach that days.
encourages consumers with LSLs to Provide filters to
participate in the LSLR program. consumers for disturbances
[cir] Conduct an additional outreach to a lead, GRR, or unknown
activity if they fail to meet their service line caused by
goal. replacement of an inline
Systems required to conduct water meter, water meter
LSLR must include information about the setter, connector, or
LSLR program in public education (PE) water main.
materials that are provided in response If a CWS does not
to P90 > action level.* meet the mandatory service
line replacement rate, the
CWS must conduct
additional public outreach
activities to encourage
customers with lead, GRR,
and unknown service lines
to participate in the
service line replacement
program.
Removes goal-based
program outreach
activities.
----------------------------------------------------------------------------------------------------------------
Action Level and Trigger Level
----------------------------------------------------------------------------------------------------------------
P90 level above lead action P90 level above lead action Removes the lead
level of 0.015 mg/L or copper action level of 0.015 mg/L or copper action trigger level.
level of 1.3 mg/L requires additional level of 1.3 mg/L requires more actions P90 level above
actions. than the previous rule. lead action level of 0.010
Lead action level exceedance Defines lead trigger level as mg/L or copper action
requires 7 percent LSLR (includes P90 > 0.010 mg/L and triggers level of 1.3 mg/L requires
partial replacements), CCT additional planning, monitoring, and actions including
recommendation and possible study and treatment requirements. installing or re-
installation, and PE within 60 days Lead action level exceedance optimizing CCT, and PE as
after the end of the monitoring period. requires 3 percent full LSLR, OCCT well as Tier 1 PN (for
installation or re-optimization, PE, lead action level
and public notification (PN) within 24 exceedances).
hours. Mandatory full
Trigger level exceedance service line replacement
requires goal-based LSLR and steps of lead and GRR service
taken towards CCT installation or re- lines is independent of
optimization. P90 lead levels.
----------------------------------------------------------------------------------------------------------------
Lead and Copper Tap Sampling
----------------------------------------------------------------------------------------------------------------
Sample Site Selection Sample Site Selection Sample Site Selection
Prioritizes collection of Prioritizes collecting samples Combines the tap
samples from sites with sources of lead from sites served by LSLs. All samples sample site selection
in contact with drinking water. must be collected from sites served by tiering criteria for CWSs
Highest priority given to sites LSLs, if available.* and NTNCWSs.
served by copper pipes with lead solder Equal priority to copper pipes Removes galvanized
installed after 1982 or containing lead with lead solder, irrespective of service line or premise
pipes and sites served by LSLs. installation date.* plumbing formerly
Systems must collect 50 percent Adds 2 tiers to prioritize downstream of a lead
of samples from LSLs, if available. sampling at lead and GRR service line connector from Tier 3
sites above sites with copper with lead sites.
solder.* Removes
requirement for
replacement sampling sites
to be selected within
reasonable proximity.
Clarifies that
sites are considered no
longer available for
sampling after customer
refusal or non-response
after two outreach
attempts.
Sample Collection and Inclusion in 90th Sample Collection and Inclusion in 90th Sample Collection and
Percentile Calculation Percentile Calculation Inclusion in 90th
Requires collection of the first- Requires collection of the Percentile Calculation
liter sample after water has sat fifth-liter sample in homes with LSLs Requires
stagnant for a minimum of 6 hours. after water has sat stagnant for a collection of the first-
minimum of 6 hours. and fifth-liter samples in
Requires first-liter sample structures with LSLs after
collection in homes without LSLs.* water has sat stagnant for
Requires systems with a minimum of 6 hours.
insufficient Tier 1 and 2 sites to meet Requires systems
the minimum number of samples required with insufficient Tier 1
by calculating the P90 from all Tier 1 and 2 sites to meet the
and 2 sites and the highest samples minimum number of samples
from the next highest tier to equal the required by calculating
minimum number required. the P90 from the highest
Prohibits inclusion of samples sample values from the
collected under find-and-fix in the P90 highest tiers sampled
calculation.* equal to the minimum
Adds requirement that samples number required.
must be collected in wide-mouth Requires the
bottles.* higher value of the first-
Prohibits sampling instructions and fifth-liter lead
that include recommendations for concentration in
aerator cleaning/removal and pre- structures with LSLs to be
stagnation flushing prior to sample used to calculate the P90
collection.* value for lead.
Prohibits
inclusion of samples
following service line
replacement in the P90
calculation. Prohibits the
inclusion of more than one
sample per site in each
P90 calculation.
Revises the
definition of a wide-mouth
bottle.
[[Page 86425]]
Monitoring Frequency Monitoring Frequency Monitoring Frequency
Samples are analyzed for both Samples are analyzed for lead Monitoring
lead and copper. and copper, only copper, or only lead. schedule is based on both
Systems must collect standard This occurs when lead monitoring is the P90 for lead and
number of samples based on population; conducted more frequently or at more copper for all systems.
semi-annually unless they qualify for sites than copper, and at LSL sites Systems may retain or
reduced monitoring. where a fifth-liter sample is only qualify for reduced
Systems can qualify for annual analyzed for lead.* monitoring based on the
or triennial monitoring at reduced Lead monitoring schedule is number of consecutive tap
number of sites. Monitoring schedule based on the P90 level for all systems monitoring periods:
based on the number of consecutive years as follows: [cir] P90 <= action level
meeting the following criteria: [cir] P90 > 0.015 mg/L: Semi-annually at for 2 consecutive 6-month
[cir] Serves <=50,000 persons and P90 is the standard number of sites. periods: Annual monitoring
at or below the lead and copper action [cir] P90 > 0.010 mg/L but <= 0.015 mg/ at standard number of
levels. L: Annually at the standard number of sites for lead and reduced
[cir] Serves any population size, meets sites. number of sites for
State-specified optimal water quality [cir] P90 <= 0.010 mg/L: Annually at the copper.
parameters (OWQPs), and P90 <= lead standard number of sites and [cir] P90 < practical
action level. triennially at reduced number of sites quantitation limit (PQL)
Triennial monitoring also using same criteria as the LCR except for 2 consecutive periods:
applies to any system with lead P90 <= copper P90 level is not considered. Triennial monitoring at
0.005 mg/L and copper P90 <= 0.65 mg/L Initial standard monitoring the reduced number of
for 2 consecutive 6-month monitoring required for systems with lead and GRR sites for both lead and
periods. service lines, and any system that does copper.
Based on rule criteria, systems not sample under the requirements of Initial standard
serving <= 3,300 persons can apply for a the LCRR by the compliance date. monitoring schedule
9-year monitoring waiver.* Systems must conduct standard required for most systems
monitoring if they exceed the action with lead and/or GRR
level, have a water quality parameter service lines in their
(WQP) excursion, and other criteria. inventory on the
compliance date.
Additional
criterion for when systems
must start standard
monitoring: Systems with
no lead or GRR service
lines in their inventory
on the compliance date
must start standard
monitoring if they
identify a lead or GRR
service line in the
future.
----------------------------------------------------------------------------------------------------------------
Corrosion Control Treatment (CCT) and Water Quality Parameters (WQPs)
----------------------------------------------------------------------------------------------------------------
CCT CCT CCT
Systems serving > 50,000 persons Specifies CCT requirements for Systems with P90
were required to install treatment by systems with P90 lead level >0.010 mg/L lead level >0.010 mg/L:
January 1, 1997, with limited exception. but <= 0.015 mg/L: [cir] No CCT: Must install
Systems serving <= 50,000 that [cir] No CCT: Must conduct a CCT study CCT regardless of their
exceed lead and/or copper action if required by the State. subsequent P90 levels if
level(s) are subject to CCT requirements [cir] With CCT: Must follow the steps they have started to
(e.g., CCT recommendation, study if for re-optimizing CCT, as specified in install CCT.
required by the State, CCT the rule. [cir] With CCT: Must re-
installation). They can discontinue CCT Systems with P90 lead level optimize OCCT.
steps if no longer exceed both action >0.015 mg/L: [cir] Systems with OCCT and
levels for 2 consecutive 6-month [cir] No CCT: Must complete CCT lead and GRR service lines
monitoring periods. installation regardless of subsequent meeting OWQPs need only re-
Systems must operate CCT to meet P90 levels if system has started to optimize OCCT once after
any OWQPs designated by the State that install CCT. the compliance date,
define optimal CCT. [cir] With CCT: Must re-optimize CCT. unless required to do so
There is no requirement for CWSs serving <= 10,000 persons by the State.
systems to re-optimize. and all NTNCWSs can select an option [cir] Systems with OCCT
other than CCT to address lead. See the that exceed the lead
Small System Flexibility section of action level after
this exhibit. removing all lead and GRR
service lines will need to
re-optimize again.
CWSs serving <=
3,300 persons and all
NTNCWSs can select an
option other than CCT to
address lead. See the
Small System Flexibility
section of this exhibit.
Deferred OCCT or
re-optimized OCCT for
systems that can complete
removal of 100 percent of
lead and GRR service lines
within 5 years or less of
the date they are
triggered into CCT steps.
Systems with CCT must
maintain CCT during the 5-
year-or-less service line
replacement program.
CCT Options CCT Options CCT Options
Includes alkalinity and pH adjustment, Removes calcium hardness as an option No changes from the LCRR.
calcium hardness adjustment, and and specifies any phosphate inhibitor
phosphate or silicate-based corrosion must be orthophosphate.*
inhibitor.
WQPs WQPs WQPs
No CCT: pH, alkalinity, calcium, Eliminates WQPs related to No changes from the LCRR.
conductivity, temperature, calcium hardness (i.e., calcium,
orthophosphate (if phosphate-based conductivity, and temperature).*
inhibitor is used), silica (if silica- All other parameters are the
based inhibitor is used). same as in the LCR.*
With CCT: pH, alkalinity, and
based on type of CCT either
orthophosphate, silica, or calcium.
WQP Monitoring WQP Monitoring WQP Monitoring
Systems serving >50,000 persons Systems serving >50,000 persons Systems with CCT
must conduct regular WQP monitoring at must conduct regular WQP monitoring at (unless deemed optimized)
entry points and within the distribution entry points and within the serving >10,000 persons
system. distribution system. must conduct regular WQP
Systems serving <= 50,000 Systems serving <=50,000 monitoring at entry points
persons conduct monitoring only in those persons must continue WQP monitoring and within the
periods that exceed the lead or copper until they no longer exceed the lead distribution system.
action level. and/or copper action level(s) for 2 Systems serving
Contains provisions to sample at consecutive 6-month monitoring periods. <=10,000 persons and
reduced number of sites in distribution To qualify for reduced WQP systems without CCT
system less frequency for all systems distribution monitoring, P90 lead level serving >10,000 persons
meeting their OWQPs. must be <= 0.010 mg/L and the system but <=50,000 persons that
must meet its OWQPs.* exceed the lead and/or
copper action level(s)
must conduct WQP
monitoring until they no
longer exceed lead and/or
copper action level(s) for
2 consecutive 6-month
monitoring periods.
Systems without
CCT serving >10,000
persons but <=50,000
persons that exceed the
lead action level that are
required to install CCT,
must continue to conduct
WQP monitoring.
Sanitary Survey Review Sanitary Survey Review Sanitary Survey Review
Treatment must be reviewed during CCT and WQP data must be reviewed during No changes from the LCRR.
sanitary surveys; no specific sanitary surveys against most recent
requirement to assess CCT or WQPs. CCT guidance issued by the EPA.*
[[Page 86426]]
Find-and-Fix Find-and-Fix Distribution System and
No required follow-up samples or If individual tap samples >0.015 mg/L Site Assessment (DSSA)
additional actions if an individual lead, find-and-fix steps include: Changes the name
sample exceeds the lead action level. Conduct WQP monitoring at or from ``Find-and-Fix'' to
near the site >0.015 mg/L. ``Distribution System and
Collect tap sample at the same Site Assessment'' to
tap sample site within 30 days.* describe this requirement
[cir] For LSL, collect any liter or more precisely.
sample volume.* Requirements from
Perform needed corrective the LCRR affect systems
action.* with individual tap
Document customer refusal or samples >0.010 mg/L lead.
non-response after 2 attempts.* Clarifies that the
Provide information to local distribution system sample
and State health officials.* location must be within a
half mile radius of each
site with a result >0.010
mg/L.
Water systems
without CCT are not
required to collect WQP
samples for the DSSA CCT
assessment.
----------------------------------------------------------------------------------------------------------------
Small System Flexibility
----------------------------------------------------------------------------------------------------------------
No provisions for systems to elect an Allows CWSs serving <=10,000 persons and Allows CWSs serving <=
alternative treatment approach but sets all NTNCWSs to implement an alternate 3,300 persons and all
specific requirements for CCT and LSLR. compliance option to address lead with NTNCWSs with P90 levels >
State approval: lead action level and <=
Systems with lead P90 > 0.010 copper action level to
mg/L recommend CCT, LSLR, provision and conduct the following
maintenance of point-of-use (POU) actions in lieu of CCT
devices, or replacement of all lead- requirements to address
bearing plumbing materials. lead with State approval:
If the system's P90 lead level Choose a
> 0.015 mg/L, the system must implement compliance option: (1)
the compliance option. provision and maintenance
of POU devices or (2)
replacement of all lead-
bearing plumbing
materials.
Removes the
compliance option to
conduct LSLR in 15 years.
Maintains option for
systems following CCT
requirements:
With CCT: Collect
WQPs and evaluate
compliance options and
OCCT.
No CCT: Evaluate
compliance options and
CCT.
----------------------------------------------------------------------------------------------------------------
Public Education and Outreach
----------------------------------------------------------------------------------------------------------------
Systems with P90 > lead action Water systems must provide Revises the
level must provide PE to customers about updated lead health effects language in mandatory lead health
lead sources, health effects, measures PN and PE materials. CWSs must provide effects language to
to reduce lead exposure, and additional updated health effects language in the improve completeness and
information sources. Consumer Confidence Reports (CCR). clarity.
Systems with P90 > lead action For water systems serving a Water systems must
level must offer lead tap sampling to large proportion of consumers with provide the updated health
customers who request it. limited English proficiency, PE effects language in PN and
Systems must provide lead materials must contain information in all PE materials. CWSs
consumer notice to individuals served at the appropriate language(s) regarding must provide updated
tested taps within 30 days of learning the importance of the materials or health effects language in
results. information on where consumers can get the CCR.
For water systems serving a a translated copy or assistance in For water systems
large proportion of consumers with other languages. serving a large proportion
limited English proficiency, PE If P90 > lead action level: of consumers with limited
materials must contain information in [cir] LCRR PN and LCR PE requirements English proficiency, all
the appropriate language(s) regarding apply. PE materials must contain
the importance of the materials or [cir] Water systems must offer to sample information in the
information on where consumers can get a the tap for lead for any customer who appropriate language(s)
translated copy or assistance in other requests it. regarding the importance
languages. Water systems must provide the of the materials and
lead consumer notice to consumers whose information on where
individual tap sample is >0.015 mg/L consumers can get a
lead as soon as practicable but no translated copy or
later than 3 calendar days. assistance in other
CWSs must provide information languages.
to local and State health agencies.* Water systems must
Also see the Public Notification, deliver consumer notice of
Consumer Confidence Report, and LSL- lead and copper tap
Related Outreach sections of this sampling results to
exhibit. consumers whenever their
tap is sampled as soon as
practicable but no later
than 3 business days after
receiving the results,
regardless of the level.
If P90 > lead
action level:
[cir] LCRR PN requirements
apply.
[cir] Water systems must
conduct PE no later than
60 days after the end of
each tap sampling period
until the system no longer
exceeds the action level
unless the State approves
an extension.
[cir] Water systems must
deliver PE materials to
bill paying customers and
every service connection
address served.
........................................ Water systems with
multiple lead action level
exceedances (at least 3
action level exceedances
in a 5-year period) must
conduct additional public
outreach activities and
make filters available.
Water systems must submit
a filter distribution plan
to the State within 60
days of the second action
level exceedance, and the
State will have 60 days to
review. The State has
discretion to allow the
system to discontinue
outreach activities and
filter provision earlier
if it completes actions to
reduce lead levels.
Water systems must
offer to sample the tap
for lead for any consumer
with a lead, GRR, or
unknown service line who
requests it.
Also see the Public
Notification, Consumer
Confidence Report, and
Service Line Related
Outreach sections of this
exhibit.
[[Page 86427]]
Public Notification
----------------------------------------------------------------------------------------------------------------
If P90 > action level: If P90 > lead action level: If P90 > lead
[cir] No PN required for P90 > action [cir] Systems must notify consumers of action level of 0.010 mg/
level. P90 > action level within 24 hours L:
Tier 2 PN required for (Tier 1 PN). Systems must comply by [cir] LCRR Tier 1 PN
violations to Sec. Sec. 141.80 October 16, 2024. requirements apply, but
through 141.85. Tier 2 PN required for for the LCRI action level
Tier 3 PN required for violations to Sec. Sec. 141.80 of 0.010 mg/L.
violations to Sec. Sec. 141.86 (except paragraph (c)) through 141.84, Tier 2 PN required
through 141.89. 141.85(a) through (c) and (h), and for violations to Sec.
Also see the Public Education and 141.93. Sec. 141.80 (except
Outreach section of this exhibit. Tier 3 PN required for paragraph (c)) through
violations to Sec. Sec. 141.86 141.84, 141.85(a) through
through 141.90. (c) (except paragraph
Also see the Public Education and (c)(3)), (h), and (j), and
Outreach section of this exhibit. 141.93.
Tier 3 PN required
for violations to Sec.
Sec. 141.86 through
141.90 and 141.92.
Water systems must
provide updated lead
health effects language in
PN.
Also see the Public
Education and Outreach
section of this exhibit.
----------------------------------------------------------------------------------------------------------------
Consumer Confidence Report
----------------------------------------------------------------------------------------------------------------
All CWSs must provide CWSs must provide updated Revises the
educational material in the annual CCR. health effects language in the CCR. mandatory lead health
All CWSs are required to effects language and
include information on how to access informational statement as
the LSL inventory and how to access the well as includes
results of all tap sampling in the CCR. additional information
Revises the mandatory health about risk of lead
effects language to improve accuracy exposure in the
and clarity. informational statement
about lead in the CCR to
improve completeness and
clarity.
CWSs must provide
updated health effects
language in the CCR.
CWSs must include
a statement in the CCR
about the system sampling
for lead in schools and
child care facilities and
direct the public to
contact their school or
child care facility for
further information.
CWSs with lead,
GRR, or unknown service
lines must include a
statement in the CCR about
how to access the service
line inventory and
replacement plan.
Also see the Public
Education and Outreach
section of this exhibit.
----------------------------------------------------------------------------------------------------------------
Change in Source or Treatment
----------------------------------------------------------------------------------------------------------------
Systems on a reduced tap monitoring Systems on any tap monitoring schedule No changes from the LCRR.
schedule must obtain prior State must obtain prior State approval before
approval before changing their source or changing their source or treatment.
treatment. These systems must also resume a
standard lead and copper tap monitoring
schedule.*
----------------------------------------------------------------------------------------------------------------
Source Water Monitoring and Treatment
----------------------------------------------------------------------------------------------------------------
Periodic source water monitoring for lead States can waive continued source water Updated cross-reference to
and copper is required for systems with: monitoring for lead and copper if the:* requirement for conducting
Source water treatment; or System has already conducted standard monitoring when
P90 > action level and no source source water monitoring for a previous there is a source water
water treatment. P90 > action level; addition.
State has determined that
source water treatment is not required;
and
System has not added any new
water sources.
----------------------------------------------------------------------------------------------------------------
Lead in Drinking Water at Schools and Child Care Facilities
----------------------------------------------------------------------------------------------------------------
Does not include separate CWSs must provide annual public Expands on LCRR
testing and education program for CWSs education materials to all schools and requirements to include:
at schools and child care facilities. licensed child care facilities they Waivers for CWSs
Schools and child care serve. to sample in schools and
facilities that are classified as CWSs must conduct sampling at licensed child care
NTNCWSs must sample for lead and 20 percent of elementary schools and 20 facilities they serve
copper.* percent of licensed child care during the first 5-year
facilities they serve per year and testing cycle if the
conduct sampling at secondary schools facility has been sampled
on request for first testing cycle (5 between January 1, 2021,
years) and conduct sampling on request and the LCRI compliance
of all schools and child care date.
facilities thereafter. Requires CWSs to
Sample results must be provided include a statement about
to each sampled school/child care the opportunity for
facility, State, and local or State schools and licensed child
health department. care facilities to be
Excludes schools and licensed sampled in the CCR.
child care facilities constructed on or Excludes schools
after January 1, 2014. and licensed child care
Waives sampling in schools and facilities constructed or
child care facilities that were sampled that had full plumbing
under a State or other program after replacement on or after
October 16, 2024. January 1, 2014 and that
are also not served by a
lead, GRR, or unknown
service line.
Includes
clarifications on the
applicability of the
requirements and on the
content of public
education material CWSs
must provide to schools
and licensed child care
facilities.
[[Page 86428]]
Primacy Agency (or State) Requirements
----------------------------------------------------------------------------------------------------------------
States must report information to the EPA States must report information to the States must report
that includes, but is not limited to: EPA that includes, but is not limited information to the EPA
All P90 lead levels for systems to: that includes, but is not
serving > 3,300 persons, and only levels All lead and copper P90 levels limited to:
> 0.015 mg/L for smaller systems. for all system sizes.* The current
Only copper P90 levels above the The number of lead, GRR, and numbers of lead, GRR,
copper action level for all systems. unknown service lines for every water unknown, and non-lead
Systems that are required to system.* service lines, lead
initiate LSLR and the date replacement The goal-based or mandatory connectors, and unknown
must begin. replacement rate and the date each connectors in each
Systems for which OCCT has been system must begin LSLR. system's inventory.
designated. OCCT status of all systems The numbers and
States must keep records on information including OWQPs specified by the types of service lines
that includes, but is not limited to: State.* replaced and the
Records of the currently For systems triggered into replacement rate for every
applicable or most recent State source water treatment, the State- system conducting
determinations, including all supporting designated date or determination for no mandatory service line
information and an explanation of the treatment required.* replacement.
technical basis for each decision. States must keep records on information The deadline for
State primacy requirements include, but that includes, but is not limited to: the system to complete
are not limited to: LSLR plans.* replacement of all lead
Designating OCCT. Compliance sampling pools.* and GRR service lines.
Designating source water Determinations related to The expected date
treatment methods. source water treatment.* of completion of service
Verifying service line Determinations related to line replacement.
replacement schedules. compliance alternatives for small CWSs The lead P90
and NTNCWSs.* levels of systems with an
LSL inventories.* action level exceedance
State primacy requirements include, but within 15 days of the end
are not limited to: of the monitoring period
Reviewing service line or, if earlier, within 24
inventory.* hours of receiving the
Approving LSLR goals. notice from the system.
Determining if a faster LSLR The result of the
rate is feasible.* State's determination as
Defining school and child care to whether the deferred
program and determining if State or deadline is the fastest
local testing program is at least as feasible, the deadline at
stringent as Federal requirements. the fastest feasible rate,
Verifying compliance with and the reasons for the
``Find-and-Fix'' requirements.* State's decision.
Reviewing any change in source States must keep records on
water treatment.* information that includes,
but is not limited to:
Samples that do
not meet the six-hour
minimum stagnation time.
Determinations
concerning systems
eligible for deferred
deadlines for service line
replacement.
State primacy requirements
include, but are not
limited to:
Identify State
laws that pertain to a
water system's access to
conduct full service line
replacement.
Make
determinations about
systems eligible for
service line replacement
deferred deadlines.
Make
determinations about which
water systems serve a
large proportion of
consumers with limited
English proficiency and
provide technical
assistance to those
systems required to meet
the requirements to
provide translated PE or
translation assistance to
their consumers.
Review and approve
inventory validations.
----------------------------------------------------------------------------------------------------------------
\a\ See section IV.B.4 of this preamble for further information on cost sharing.
Note: P90 means 90th percentile level.
B. Does this action apply to me?
The entities regulated by this action are CWSs and non-transient
non-community water systems (NTNCWSs). A CWS, as defined in Sec.
141.2, is ``a public water system which serves at least fifteen service
connections used by year-round residents or regularly serves at least
twenty-five year-round residents.'' The definition in Sec. 141.2 for a
NTNCWS is ``a public water system that is not a [CWS] and that
regularly serves at least 25 of the same persons over 6 months per
year.'' The following table provides examples of the regulated entities
under this rule:
------------------------------------------------------------------------
Examples of potentially affected
Category entities
------------------------------------------------------------------------
Public water systems.............. CWSs; NTNCWSs.
State and Tribal government Agencies responsible for developing,
agencies. ensuring compliance with, and
enforcing National Primary Drinking
Water Regulations (NPDWRs).
------------------------------------------------------------------------
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities that could be affected by this
action. This table includes the types of entities that the EPA is now
aware could potentially be regulated by this action. To determine
whether your entity is regulated by this action, this final rule should
be carefully examined.
As part of this action for the LCRI, ``State'' refers to the agency
of the State, Tribal, or territorial government that has jurisdiction
over public water systems consistent with the definition of ``State''
in 40 CFR 141.2. During any period when a State or Tribal government
does not have primary enforcement responsibility pursuant to section
1413 of the Safe Drinking Water Act (SDWA), the term ``State'' means
the relevant Regional Administrator of the EPA. For questions regarding
the applicability of this action to a particular entity, consult the
person listed in the FOR FURTHER INFORMATION CONTACT section.
C. Dates for Compliance
Water systems must begin to comply with the LCRI three years after
promulgation of this final rule. In accordance with SDWA section
1412(b)(10), the Administrator, or a State (in the case of an
individual system), may allow up to two additional years to comply with
a treatment technique if the Administrator or State (in the case of an
individual system) determines that additional time is necessary for
capital improvements. Where a State, or the EPA where it has
[[Page 86429]]
primacy, chooses to provide such an extension, the system would have up
to five years from the rule's promulgation date to begin compliance
with the treatment technique. The EPA is not providing a two-year
extension nationwide because the EPA has not determined that an
additional two years is necessary for water systems nationwide to
complete capital improvements to begin compliance with the LCRI.
Starting on the compliance date, systems must begin mandatory service
line replacement programs that must be completed within 10 years for
the vast majority of systems. Systems must also begin conducting the
improved tap sampling and if their tap sampling results show they
exceeded the action level, systems may be required to install new or
re-optimized corrosion control treatment.
Under SDWA section 1416, States may exempt water systems from any
treatment technique requirement for no more than three years after the
otherwise applicable compliance date. For a small system that does not
serve more than 3,300 persons and which needs financial assistance for
the necessary improvements, an exemption may be renewed for one or more
two-year periods, but not to exceed a total of six years. No exemption
may be granted without a finding that:
Due to compelling factors (which may include economic
factors, including qualification of the public water system as a system
serving a disadvantaged community pursuant to SDWA section 1452(d)),\4\
the public water system is unable to comply with such contaminant level
or treatment technique requirement, or to implement measures to develop
an alternative source of water supply;
---------------------------------------------------------------------------
\4\ The term ``disadvantaged community'' used in SDWA section
1416 here refers to the statutory definition of ``disadvantaged
community'' provided at SDWA section 1452(d)(3): ``[T]he term
`disadvantaged community' means the service area of a public water
system that meets affordability criteria established after public
review and comment by the State in which the public water system is
located. The Administrator may publish information to assist States
in establishing affordability criteria.''
---------------------------------------------------------------------------
The public water system was in operation on the effective
date of such contaminant level or treatment technique requirement, or,
for a system that was not in operation by that date, only if no
reasonable alternative source of drinking water is available to such
new system;
The granting of the exemption will not result in an
unreasonable risk to health; and
Management or restructuring changes (or both) cannot
reasonably be made that will result in compliance with this title, or
if compliance cannot be achieved, improve the quality of the drinking
water.
III. Background
A. Overview of Lead and Lead Exposures Through Drinking Water
Lead is toxic to humans and animals, causing harmful health
effects. Lead is a naturally occurring element found in small amounts
in the Earth's crust. Lead and lead compounds have been used in a wide
variety of products found in and around homes, including paint,
ceramics, pipes and plumbing materials, solders, gasoline, batteries,
ammunition, and cosmetics. Lead can enter drinking water when plumbing
materials that contain lead corrode, especially where the water is
highly acidic or has a low mineral content that is more likely to
corrode pipes and fixtures. The most common sources of lead in drinking
water are lead pipes, faucets, and fixtures. In homes with lead pipes
that connect the home to the water main (or other conduit for
distributing water to individual consumers or groups of consumers),
also known as lead service lines or LSLs, these pipes are typically the
most significant source of lead in water (Sandvig et al., 2008). Lead
pipes are more likely to be found in older cities and homes built
before 1986 (Laquatra, 2014). Among homes without LSLs, the most common
source of lead in drinking water is from brass or chrome-plated brass
faucets and plumbing with lead solder (Laquatra, 2014).
The LCRI regulates approximately 67,000 community water systems
(CWSs) and non-transient non-community water systems (NTNCWSs) in the
United States of varying sizes and containing varying numbers of LSLs
in their service area. A CWS is a public water system that supplies
water to the same population year-round. A NTNCWS is a public water
system that regularly supplies water to at least 25 of the same people
at least six months per year. Some examples are schools, factories,
office buildings, and hospitals which have their own water systems.
B. Human Health Effects of Lead and Copper
1. Lead
Exposure to lead can cause harmful health effects for people of all
ages, especially pregnant people, infants, and young children (Centers
for Disease Control and Prevention (CDC), 2022a; CDC, 2022b; CDC,
2023). Lead has acute and chronic impacts on the body. Lead exposure
causes damage to the brain and kidneys and can interfere with the
production of red blood cells that carry oxygen to all parts of the
body (Agency for Toxic Substances and Disease Registry (ATSDR), 2020).
Developing fetuses, infants, and young children are most
susceptible to the harmful health effects of lead (ATSDR, 2020).
Exposure to lead is known to present serious health risks to the brain
and nervous system of children (USEPA, 2013; USEPA, 2024b). Young
children and infants are particularly vulnerable to the physical,
cognitive, and behavioral effects of lead due to their sensitive
developmental stages. There is no known safe level of exposure to lead.
Scientific studies have demonstrated that there is an increased risk of
health effects in children even when their blood lead levels are less
than 3.5 micrograms per deciliter (CDC, 2022c) and in adults even when
blood lead levels are less than 10 micrograms per deciliter (National
Toxicology Program (NTP), 2012). Low-level lead exposure is of
particular concern for children because their growing bodies absorb
more lead per pound than adults do, and their developing brains and
nervous systems are more sensitive to the damaging effects of lead
(ATSDR, 2020).
The United States Environmental Protection Agency (EPA) estimates
that drinking water can make up at least 20 percent of a person's total
exposure to lead (56 FR 26548, USEPA, 1991). When a child is not
routinely exposed to other sources of lead (e.g., dust from legacy lead
paint or legacy contaminated soils), most of their exposure may come
from drinking water. Infants who consume mostly formula mixed with tap
water can, depending on the level of lead in the water and other
sources of lead in the home, receive 40 to 60 percent of their exposure
to lead from drinking water used in the formula (53 FR 31516, USEPA,
1988; Stanek et al., 2020). Scientists have linked lead's effects on
the brain with lowered intelligence quotient (IQ) and attention
disorders in children, among other health impacts (USEPA, 2024b; USEPA,
2013; Lanphear et al., 2019; Ji et al., 2018). In 1991, the EPA
established a maximum contaminant level goal (MCLG) for lead of zero.
The Safe Drinking Water Act (SDWA) requires the EPA to set MCLGs at the
level at which no known or anticipated adverse effects on the health of
persons would occur, allowing for a margin of safety. The EPA
established the MCLG of zero in part due to lead being a probable
carcinogen and due to there being no clear threshold below which there
are no risks of some non-
[[Page 86430]]
carcinogenic health effects (56 FR 26460, USEPA, 1991).
Blood lead levels are an indication of current exposure. Over time,
lead can accumulate in the body. Lead is stored in a person's bones,
binding to calcium, and it can be released later in life. For example,
when calcium is mobilized in the pregnant person's body during
pregnancy, lead is released from the pregnant person's bones and can
pass to the fetus. Lead can also be passed through breastmilk to the
nursing infant or child. Lead exposure can result in serious health
effects to the developing fetus and infant. Studies document increased
risk of miscarriage (Xu et al., 2012; Tolunay et al., 2016), low birth
weight (Goto et al., 2021; Hu et al., 2021; Rodosthenous et al., 2017;
Taylor et al., 2015), and preterm birth (USEPA, 2024b; Fisher et al.,
2023). In utero and early childhood exposure to lead is associated with
increased risk to the baby's brain and/or nervous system, manifesting
as, for instance, an increased risk of learning or behavioral problems
in life (USEPA, 2024b; USEPA, 2013).
As noted above, studies also have documented an association between
adult blood lead levels and increased risk of cardiovascular disease,
manifesting as an increase in risk of cardiovascular disease premature
mortality. Occupational exposure to lead is associated with significant
health effects in adults as well, particularly renal and
gastrointestinal. The 2013 and 2024 Integrated Science Assessments for
Lead (USEPA, 2013; USEPA, 2024b), the U.S. Department of Health and
Human Services (HHS) National Toxicology Program (NTP) Monograph on
Health Effects of Low-Level Lead (NTP, 2012), the Agency for Toxic
Substances and Disease Registry (ATSDR) 2020 Toxicological Profile for
Lead (ATSDR, 2020), and peer-reviewed studies have documented
associations between lead and cancer (Wei and Zhu, 2020) as well as
lead and adverse cardiovascular (Park and Han, 2021), renal (Harari et
al., 2018), reproductive (Shi et al., 2021; Lee et al., 2020),
immunological (Krueger and Wade, 2016), and neurological effects
(Andrew et al., 2022). The EPA's Integrated Science Assessment for Lead
(USEPA, 2024b) and Integrated Risk Information System (IRIS) Chemical
Assessment Summary (USEPA, 2004a) provide additional health effects
information on lead. For a more detailed explanation of the health
effects associated with lead for children and adults, see appendix D of
the final Lead and Copper Rule Improvements (LCRI) Economic Analysis
(USEPA, 2024a).
2. Copper
Copper is an essential trace element required for several metabolic
processes; however, excess copper intake is toxic and linked to various
adverse health effects. Acute gastrointestinal conditions are the most
common adverse health effects observed among adults and children.
Chronic exposure to copper is particularly a concern for people with
Wilson's disease, an autosomal recessive genetic disorder of copper
metabolism affecting 1 in 30,000 individuals (Ala et al., 2007). These
individuals are prone to copper accumulation in body tissue, which can
lead to liver damage, neurological, and/or psychiatric symptoms (Dorsey
and Ingerman, 2004). Additional information on the health effects
associated with copper are available in appendix E of the Final LCRI
Economic Analysis (USEPA, 2024a).
C. Regulatory History
Exercising its longstanding authority under SDWA, on June 7, 1991,
the EPA promulgated the Lead and Copper Rule (LCR) with the goal of
improving public health by reducing lead and copper levels at consumer
taps (56 FR 26460, USEPA, 1991). The LCR established MCLGs of 0 mg/L
for lead and 1.3 mg/L for copper. In addition, the LCR established a
National Primary Drinking Water Regulation (NPDWR) consisting of
treatment technique requirements that include lead service line
replacement (LSLR), corrosion control treatment (CCT), source water
treatment, and public education. The LCR established requirements for
community water systems (CWSs) and non-transient non-community water
systems (NTNCWSs) to conduct monitoring at consumer taps. The rule
established action levels of 0.015 mg/L for lead and 1.3 mg/L for
copper. If more than 10 percent of tap sample results (i.e., the 90th
percentile value of tap sample concentrations), collected during any
monitoring period, exceed the action level, water systems must take
actions including installing and/or optimizing CCT, conducting public
education, treating source water if it contributes to lead and copper
levels at the tap, and replacing LSLs if the system continues to exceed
the action level after completing CCT steps and installing CCT. An
action level exceedance is not a violation of the rule; however,
failure to take the subsequent required actions (e.g., LSLR, CCT,
public education) results in a violation of the treatment technique or
monitoring and reporting requirements.
On January 12, 2000, the EPA promulgated minor revisions to the LCR
(LCRMR) (65 FR 1950, USEPA, 2000a). These minor revisions streamlined
the LCR, promoted consistent national implementation, and reduced the
reporting burden on affected entities. The LCRMR did not change the
MCLGs or action levels for lead and copper nor change the rule's basic
requirements. One of the provisions of the LCRMR required States to
report the 90th percentile lead value for all water systems serving
greater than 3,300 persons. States were required to report the 90th
percentile lead value for water systems serving 3,300 or fewer persons
only if the water system exceeds the action level. The new reporting
requirements became effective in 2002.\5\
---------------------------------------------------------------------------
\5\ In 2004, the EPA published minor corrections to the LCR to
reinstate text that was inadvertently removed from the rule during
the previous revision (69 FR 38850, USEPA, 2004b).
---------------------------------------------------------------------------
From 2000 to 2004, the District of Columbia experienced incidences
of elevated drinking water lead levels, prompting the EPA to undertake
a review of the LCR to determine ``whether elevated drinking water lead
levels were a national problem'' and to identify actions to improve
rule implementation (72 FR 57784, USEPA, 2007a; USEPA, 2007b; Brown et
al., 2011). The EPA specifically considered the number of systems that
failed to meet the lead action level, if a significant percentage of
the population received water that exceeded the action level, how well
the LCR worked to reduce drinking water lead levels, and if the rule
was being effectively implemented, particularly with respect to
monitoring and public education requirements. As part of the national
review, the EPA held four expert workshops to discuss elements of the
LCR, collected and evaluated lead concentration data and other
information required under the LCR, and evaluated State implementation
efforts to better understand challenges and needs experienced by States
and water systems. In March 2005, the EPA released a Drinking Water
Lead Reduction Plan, outlining a series of short- and long-term goals
to improve implementation of the LCR, including revisions to the LCR
(USEPA, 2005). On October 10, 2007, the EPA promulgated a set of short-
term regulatory revisions and clarifications (72 FR 57782, USEPA,
2007a). The short-term revisions strengthened implementation of the LCR
in the areas of monitoring, treatment, customer awareness, LSLR, and
improving compliance with the public education requirements.
[[Page 86431]]
Long-term issues, requiring additional research and input, were
identified for a subsequent set of rule revisions. The EPA conducted
extensive engagement with stakeholders to inform subsequent rule
development, including a 2011 Scientific Advisory Board (SAB)
consultation on the science of partial LSLR that found that partial
LSLR does not reliably reduce drinking water lead levels in the long
term and may cause short-term elevated drinking water lead levels
following the replacement (USEPA, 2011a). The EPA specifically sought
input from small entity stakeholders through the Small Business
Advocacy Review Panel (SBAR) process under section 609(b) of the RFA,
as amended by the Small Business Regulatory Enforcement Fairness Act
(SBREFA). The EPA also requested that the National Drinking Water
Advisory Council (NDWAC) form a Working Group in 2014 to provide advice
to the NDWAC as it develops recommendations for the revisions to the
LCR (NDWAC, 2015). In 2016, the EPA released a white paper summarizing
NDWAC recommendations and identifying key areas for rule development,
noting that ``lead crises in Washington, DC, and in Flint, Michigan,
and the subsequent national attention focused on lead in drinking water
in other communities, have underscored significant challenges in the
implementation of the current rule, including a rule structure that for
many systems only compels protective actions after public health
threats have been identified'' (USEPA, 2016a). Notably, the white paper
discussed the issue of mandatory, proactive LSLR as an opportunity to
eliminate a primary source of lead in drinking water rather than only
replacing LSLs after a lead action level exceedance, and how to address
lead exposure risks resulting from partial LSLR. The recommendations
also emphasized the importance of enforceable goals for LSLR,
recognizing the significant lead exposure risks that can accompany
partial service line replacements. Other issues identified include the
need for stronger CCT requirements, including re-evaluation after
source water or treatment changes, improved tap sampling procedures to
address concerns about practices used to avoid action level
exceedances, and increased public transparency such as access to
information about LSLs and sharing of data.
The EPA intended to address these long-term issues in the 2021 Lead
and Copper Rule Revisions (LCRR), which was promulgated on January 15,
2021 (86 FR 4198, USEPA, 2021a). The 2021 LCRR focuses on six key areas
for revision: identifying sites with significant sources of lead in
drinking water, strengthening CCT requirements, closing loopholes in
LSLR requirements, increasing sampling reliability, improving risk
communication, and introducing a new lead sampling requirement at
schools and child care facilities as part of public education.
Specifically, the 2021 LCRR includes new requirements for water systems
to develop, and make publicly accessible, LSL inventories and annually
notify consumers if they are served by an LSL, GRR service line, or
service line of unknown material. Additionally, the 2021 LCRR removes
provisions allowing partial service line replacement or ``test-outs''
(i.e., where a service line sample measures below the lead action
level) to count towards LSLR requirements. The rule also revises
monitoring requirements to prioritize sampling at sites most likely to
contain lead sources, require a fifth-liter sample be taken at LSL
sites, and prohibit the use of language in sampling instructions that
may result in samples that underestimate lead levels.
The 2021 LCRR also establishes a lead trigger level at 0.010 mg/L
to require systems to take actions before an action level exceedance,
including taking steps to plan for CCT installation, re-optimizing CCT
if the system already installed CCT, establishing a goal-based LSLR
program, and increasing monitoring frequency. The 2021 LCRR makes
several changes to the CCT requirements and establishes a requirement
for water systems to conduct follow-up actions at sites with individual
compliance sample concentrations exceeding 0.015 mg/L.
In the 2021 LCRR, the EPA also revised its Public Notification (PN)
Rule in 40 CFR part 141, subpart Q, to make changes to the reporting
requirements for action level exceedances. These changes implemented
the 2016 amendments to section 1414 of SDWA that required public
notification within 24 hours if the system exceeds the lead action
level. In the 2021 LCRR, the EPA also revised the Consumer Confidence
Report (CCR) Rule in 40 CFR part 141, subpart O, to require the report
to include the range of lead and copper tap sampling results and
information on how to access lead tap sampling results and the service
line inventory. The EPA also revised the mandatory lead health effects
language and informational statement about lead that must be included
in the CCR.
The 2021 LCRR adds new public education requirements, including
requirements to notify persons served by a known or suspected LSL and
timely (24 hour) notification of individuals when their lead tap
sampling results exceed the lead action level of 0.015 mg/L. The 2021
LCRR also requires systems above the trigger level to conduct goal-
based LSLR and also to conduct additional public outreach activities
about lead in drinking water and opportunities to replace LSLs if the
system fails to meet the goal replacement rate established after a
trigger level exceedance.
The 2021 LCRR also adds a new small system flexibility provision
for CWSs serving 10,000 or fewer persons and all NTNCWSs. Those systems
that exceeded the trigger level can choose one out of four compliance
options (i.e., CCT, LSLR, point-of-use devices, replacement of lead-
bearing plumbing) to implement if the system exceeds the lead action
level.
On January 20, 2021, President Joseph R. Biden issued Executive
Order 13990, Protecting Public Health and the Environment and Restoring
Science to Tackle the Climate Crisis (86 FR 7037, January 20, 2021).
Executive Order 13990 required Federal agencies to ``review and . . .
take action to address the promulgation of Federal regulations and
other actions during the last 4 years that conflict[ed] with'' the
``national objectives,'' as provided in the executive order, including
to ``be guided by the best science and be protected by processes that
ensure the integrity of Federal decision-making'' to promote and
protect public health and advance environmental justice, among others.
The EPA was required to review the LCRR because the EPA promulgated the
LCRR within the time frame specified by the executive order, and the
LCRR addresses public health through drinking water.
Additionally, after promulgation of the LCRR, the EPA heard from
stakeholders on a range of concerns about the LCRR, including the lack
of requirements or incentives to replace all LSLs, the inclusion of the
trigger level that made the rule unnecessarily complicated, and the
implementation burdens on systems and States.
To allow the EPA to engage with stakeholders and review the LCRR
before it took effect, on March 12, 2021, the EPA published the
``National Primary Drinking Water Regulations: Lead and Copper Rule
Revisions; Delay of Effective Date'' (86 FR 14003, USEPA, 2021c), which
delayed the effective date of the LCRR from March 16, 2021, to June 17,
2021. On the same day, the EPA published the ``National Primary
Drinking Water Regulations: Lead and
[[Page 86432]]
Copper Rule Revisions; Delay of Effective and Compliance Dates'' (86 FR
14063, USEPA, 2021d), which proposed further delaying the effective
date of LCRR to December 16, 2021, to allow the EPA to ``conduct a
review of the LCRR and consult with stakeholders, including those who
have been historically underserved by, or subject to discrimination in,
Federal policies and programs prior to the LCRR going into effect'' (86
FR 14063, USEPA, 2021d). On June 16, 2021, the EPA issued a final rule
delaying the LCRR effective date to December 16, 2021, and the
compliance date from January 16, 2024, to October 16, 2024, ``to
maintain the same time period between the effective date and the
compliance date in the LCRR'' (86 FR 31941, USEPA, 2021e).
As part of the LCRR review, the EPA held a series of virtual
engagements from April to August 2021 to obtain public input on the
LCRR. Consistent with Executive Order 13990, the EPA engaged with
States, Tribes, water systems, the public, environmental advocates, and
environmental justice organizations. The EPA also sought input from
community stakeholders in places that have concerns due to lead in
drinking water, particularly from individuals and communities that are
most at-risk of exposure to lead in drinking water.
During this process, the EPA hosted a series of 10 virtual
community roundtables with stakeholders in: Pittsburgh, PA; Newark, NJ;
Malden, MA; Washington, DC; Newburgh, NY; Benton Harbor and Highland
Park, MI; Flint and Detroit, MI; Memphis, TN; Chicago, IL; and
Milwaukee, WI. Each roundtable included a range of participants
representing local governments, community organizations, environmental
groups, local public water utilities, and public officials.
Participants shared their experiences with lead in their communities
and provided the EPA with oral and written comments on the LCRR. The
EPA also held a roundtable with representatives from Tribes and Tribal
communities, a national stakeholder association roundtable, a national
co-regulator meeting, two public listening sessions, and a meeting with
organizations representing elected officials. Summaries of the meetings
and written comments from the public can be found in the docket, EPA-
HQ-OW-2021-0255 at https://regulations.gov/.
On December 17, 2021, the EPA published the results of the LCRR
review (86 FR 71574, USEPA, 2021b). The EPA described the comments
received as part of the public engagement efforts conducted as part of
the LCRR review and determined that there are regulatory and non-
regulatory actions the agency can take to reduce drinking water lead
exposure. While the EPA found that the LCRR improved public health
protection relative to the LCR, the agency also concluded that there
are significant opportunities to further improve the rule to support
the goal of proactively removing LSLs and protecting public health more
equitably (86 FR 71574, USEPA, 2021b). The EPA also announced in the
LCRR review that the effective date of the LCRR published on June 16,
2021, would continue to be December 16, 2021, to support near-term
development of actions to reduce lead in drinking water (86 FR 71574,
USEPA, 2021b). At the same time, the EPA committed to developing a new
proposed rule, the LCRI, to strengthen key elements of the rule. The
EPA identified the following policy objectives informed by the LCRR
review: ``Replacing 100 percent of lead service lines is an urgently
needed action to protect all Americans from the most significant source
of lead in drinking water systems; equitably improving public health
protection for those who cannot afford to replace the customer-owned
portions of their LSLs; improving the methods to identify and trigger
action in communities that are most at risk of elevated drinking water
lead levels; and exploring ways to reduce the complexity of the
regulations'' (86 FR 71574; USEPA, 2021b). The EPA also stated that it
did not expect to propose changes to the requirements for information
to be submitted in the initial LSL inventory or the associated October
16, 2024, compliance date. The EPA described the importance of
maintaining this date, stating that ``continued progress to identify
LSLs is integral to lead reduction efforts regardless of potential
revisions to the rule. The inventory provides critical information on
the locations of potentially high drinking water lead exposure within
and across public water systems, which will allow for quick action to
reduce exposure'' (86 FR 71579, USEPA, 2021b). Specifically, the EPA
noted that development of inventories nationwide over the near-term
would assist water systems, States, Tribes, and the Federal Government
in determining the prevalence of these lead sources and would, among
other things, enable water systems to begin planning for LSLR and apply
for funding.
On December 6, 2023, the EPA published the proposed LCRI for public
review and comment (84 FR 84878, USEPA, 2023a). The proposal included
advancements in protecting people from the health effects from
exposures to lead in drinking water. These advancements are based on
the science and existing practices utilized by drinking water systems.
Key provisions in the proposal include requiring virtually all water
systems across the country to replace LSLs within 10 years, locating
legacy lead pipes, improving tap sampling, lowering the lead action
level, and strengthening protections to reduce exposure. The EPA
proposed to retain the 2021 LCRR requirements and associated October
16, 2024, compliance date for the initial service line inventory;
notifications to consumers served by a lead, galvanized requiring
replacement (GRR), or lead status unknown service lines; Tier 1 public
notification of a lead action level exceedance; and associated
reporting requirements.
D. Statutory Authority
1. Establishment and Review of National Primary Drinking Water
Regulations
The EPA is publishing revisions to the NPDWR for lead and copper
under the authority of SDWA, 42 U.S.C. 300f et seq., including sections
1412, 1413, 1414, 1417, 1445, and 1450. SDWA is the primary Federal law
that protects the tap water provided to consumers by water systems
across the country. Congress passed SDWA in 1974, responding to
``accumulating evidence that our drinking water contains unsafe levels
of a large variety of contaminants.'' Envtl. Def. Fund, Inc. v. Costle,
578 F.2d 337, 339 (D.C. Cir. 1978). In passing SDWA, Congress intended
to ensure ``that water supply systems serving the public meet minimum
national standards for protection of public health.'' H.R. Rep. No. 93-
1185, at 1 (1974), reprinted in 1974 U.S.C.C.A.N. 6454. The primary
regulatory tool for this protection is section 1412 of SDWA under which
the EPA is authorized to issue standards for drinking water served by
water systems. These standards--entitled ``National Primary Drinking
Water Regulations'' (NPDWRs)--are accompanied by ``maximum contaminant
level goal[s]'' (MCLG), which are set, for each contaminant, at the
level at which there are no known or anticipated adverse human health
effects with an adequate margin of safety. 42 U.S.C. 300g-1(a)(3) and
(b)(4). Lead and copper are subject to existing NPDWRs. Based on the
health effects described above, in 1991, the EPA established the MCLG
for lead at 0 mg/L, and the MCLG for copper at 1.3 mg/L.
[[Page 86433]]
SDWA section 1412(b)(9) states that ``The Administrator shall, not
less often than every 6 years, review and revise, as appropriate, each
national primary drinking water regulation promulgated under this
subchapter. Any revision of a national primary drinking water
regulation shall be promulgated in accordance with this section, except
that each revision shall maintain, or provide for greater, protection
of the health of persons.'' 42 U.S.C. 300g-1(b)(9). When the EPA
promulgates a revised NPDWR, the agency follows the applicable
procedures and requirements in section 1412 of SDWA, including those
related to: (1) the use of best available, peer-reviewed science and
supporting studies; (2) presentation of information on public health
effects that is comprehensive, informative, and understandable; and (3)
analysis of the health risk reduction benefits and costs. SDWA section
1412(b)(3)(A)-(C), 42 U.S.C. 300g-1(b)(3)(A)-(C).
2. Establishment of the Lead and Copper Rule as a Treatment Technique
Section 1412(b)(7)(A) of SDWA authorizes the EPA to ``promulgate a
national primary drinking water regulation that requires the use of a
treatment technique in lieu of establishing a maximum contaminant
level, if the Administrator makes a finding that it is not economically
or technologically feasible to ascertain the level of the
contaminant.'' 42 U.S.C. 300g-1(b)(7)(A).
In accordance with SDWA section 1412(b)(7)(A), in 1991, the EPA
promulgated the LCR, which established a treatment technique in lieu of
a maximum contaminant level (MCL) for lead and copper (56 FR 26460,
USEPA, 1991). The EPA's 1991 decision to promulgate a treatment
technique rule for lead and copper instead of an MCL was upheld by the
United States Court of Appeals for the District of Columbia Circuit.
American Water Works Association v. EPA, 40 F.3d 1266, 1270-71 (D.C.
Cir. 1994). For discussion on the EPA's findings and rationale
supporting the agency's determination to continue to regulate lead and
copper using a treatment technique rule, see section IV.A of this
preamble.
3. Prevention of Adverse Health Effects to the Extent Feasible
In establishing treatment technique requirements, the Administrator
is required to identify those treatment techniques ``which, in the
Administrator's judgment, would prevent known or anticipated adverse
effects on the health of persons to the extent feasible'' (SDWA section
1412(b)(7)(A)). ``Feasible'' is defined in section 1412(b)(4)(D) of
SDWA as ``feasible with the use of the best technology, treatment
techniques and other means which the Administrator finds, after
examination for efficacy under field conditions and not solely under
laboratory conditions, are available (taking cost into
consideration).'' Feasibility is based on the best technology,
treatment techniques, or other means, that have been tested beyond the
laboratory under full-scale conditions, as opposed to generally
available technology; the technology need not be in widespread, full-
scale use (SDWA section 1412(b)(4)(D)). Further, in selecting the best
available technology, treatment techniques, and other means, the EPA
evaluates the ability of the technology to reduce the level of the
contaminant, and the technological and economic feasibility of the
technologies being considered, as required under SDWA section
1412(b)(4)(D) (56 FR 26482, USEPA, 1991). In short, ``feasible'' in
this context means technically possible and affordable. See SDWA
section 1412 (b)(4)(D); City of Portland v. EPA, 507 F.3d 706 (D.C.
Cir. 2007) (upholding the EPA's treatment technique rule for
Cryptosporidium and the agency's interpretation that ``feasible'' means
technically possible and affordable). Therefore, to meet the statutory
standard, the EPA must evaluate three primary components for a
treatment technique: (1) the effectiveness of a technology, treatment
technique, or other means in reducing exposure to a contaminant to
protect public health; (2) the affordability of the technology,
treatment technique, or other means; and (3) whether the technology,
treatment technique, or other means is technically possible. Each of
these three components and the ``to the extent feasible'' standard in
the statute are discussed in sequential order in this section.
First, SDWA requires the EPA to establish NPDWRs to protect public
health to reduce exposure to drinking water contaminants. Notably, the
public health protection goal for NPDWRs under SDWA is the same for a
MCL and a treatment technique. SDWA requires the EPA set an MCL ``as
close to the maximum contaminant level goal [MCLG] as is feasible''
(SDWA section 1412(b)(4)(B)). Because the MCLG is set at the level at
which no known or anticipated adverse effects on the health of persons
occur, SDWA's standard for a treatment technique rule--to ``prevent
known or anticipated adverse effects on the health of persons to the
extent feasible''--is essentially the same as the standard for an MCL
(SDWA section 1412(b)(4)(A) and section 1412(b)(7)(A)). As Congress
explained in SDWA legislative history, NPDWRs ``are to be protective of
public health. While cost and technology are factors to be considered .
. . the first priority of the Act is to protect human health by
reducing or preventing human exposure to potentially harmful
contaminants in drinking water.'' 1986 U.S.C.C.A.N. 1566, 1570, S. REP.
99-56 (1985). In establishing NPDWRs, where an agency action is based
on science, SDWA directs the EPA to use the best available peer-
reviewed science and supporting studies conducted in accordance with
sound and objective scientific practices, as well as data collected by
accepted methods or best available methods (SDWA section
1412(b)(3)(A)).
Second, in evaluating feasibility under SDWA section 1412(b)(4)(D)
and section 1412(b)(7)(A), the EPA also must ``take costs into
consideration.'' The legislative history of this provision makes it
clear that this aspect of feasibility is to be evaluated relative to
``what may reasonably be afforded by large metropolitan or regional
public water systems'' (H.R. Rep. No. 93-1185 (1974), reprinted in 1974
U.S.C.C.A.N. 6454, 6471). See also S. Rep. No. 104-169, at 3 (1995)
(feasibility is based on best available technology affordable to
``large'' systems).\6\ The statutory framework for establishing an MCL
or treatment technique rule also supports this approach of considering
costs in determining the feasibility of an MCL or treatment technique
rule. If the EPA cannot identify any affordable technologies for a
particular category of small systems, the statute requires the EPA to
identify variance technologies that ``achieve the maximum reduction or
inactivation efficiency that is affordable'' and protective of public
health (SDWA section 1412(b)(15)(A) and (B)). As a result, the EPA may
not reject a treatment technique because it is unaffordable to small
systems.
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\6\ Where the term ``affordable'' appears throughout the
preamble to describe this aspect of the definition of ``feasible''
in SDWA section 1412(b)(4)(D), it refers to ``what may reasonably be
afforded by large metropolitan or regional public water systems.''
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Third, with respect to the technical possibility \7\ component of
the feasibility standard, for lead and copper drinking
[[Page 86434]]
water rules beginning with LCR, the EPA has consistently considered
``whether a technology has been shown to be effective'' by water
systems and ``is compatible with other water treatment processes'' (56
FR 26482, USEPA 1991). The EPA has evaluated additional factors for
lead and copper NPDWRs that may affect the ability of water systems to
administer and implement rules, depending on the unique technologies,
treatments, and other means available to reduce lead and copper in
drinking water. Specifically, the EPA has historically considered other
factors, such as the national availability of necessary capital
improvement resources and supplies, labor, and specialized expertise,
as supported by the best available information and the learned
experiences and expertise from water systems, States, and other
stakeholders. When promulgating a rule consisting of multiple treatment
technique requirements, the EPA considers whether each treatment
technique is feasible and whether implementation of the full suite of
treatment techniques is feasible.
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\7\ Note, given that the definition for ``feasible'' at SDWA
section 1412(b)(4)(D) provides for the use of ``treatment techniques
and other means'' in addition to ``technology,'' the terms
``technological'' and ``technical'' are used interchangeably herein
for purposes of discussing feasibility to be more inclusive of the
different types of treatment techniques that may be encompassed in a
NPDWR.
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When the EPA assesses technical possibility, it may consider system
size. In contrast to affordability, which is evaluated relative to only
large metropolitan or regional water systems, the EPA evaluates
technical possibility without that limitation. As previously stated,
there is legislative history and case law that clearly provides
Congress intended the statute to be technology-forcing and thus, that
cost considerations were to be based on what is affordable only for
large metropolitan or regional water systems. Absent any further
limitation in SDWA, the best interpretation of the statute is to assess
what is technically possible for treatment techniques by evaluating
whether there are relevant, system-size-based considerations.
SDWA section 1412(b)(7)(A) also directs the EPA to evaluate the
most stringent or health protective level for a treatment technique
because treatment techniques must ``prevent known or anticipated
adverse effects on the health of persons to the extent feasible.'' See
City of Portland v. EPA, 507 F.3d 706 (D.C. Cir. 2007) (finding that
SDWA requires the EPA to choose a treatment technique that is the most
stringent feasible).
Interpreting the phrase ``prevent . . . to the extent feasible'' in
this section to require treatment techniques provide the most health
protection feasible accords with the plain text of SDWA section
1412(b)(7)(A), as well as SDWA section 1412 as a whole, and the
associated legislative history. First, in 1974, the statute required
the EPA to evaluate feasibility based on whether treatment techniques
are ``generally available'' with cost taken into account based on
``what may reasonably be afforded by large metropolitan or regional
public water systems. In 1986, however, ``generally available'' was
changed to ``best available'' in the definition of feasibility, ``to
assure that such standards reflect the full extent of current
technology capability to move toward achievement of the health effects
goal.'' 1986 U.S.C.C.A.N. 1566, 1570-71, S. REP. 99-56 (1985).
Second, SDWA specifies that the EPA may promulgate treatment
techniques that are less stringent or health protective than feasible
only in two narrow circumstances. The first such circumstance is SDWA
section 1412(b)(5), under which the EPA may require the use of a
treatment technique to achieve a contaminant level other than the
feasible level if attaining the feasible level would result in an
increase in the health risk posed by drinking water by increasing the
concentration of other contaminants or by interfering with the efficacy
of drinking water treatment techniques or processes that are used to
comply with other NPDWRs. The second circumstance is SDWA section
1412(b)(6)(A), under which, if the EPA determines that the benefits of
a treatment technique would not justify the costs of compliance, the
EPA may promulgate a treatment technique for the contaminant that
maximizes health risk reduction benefits at a cost that is justified by
the benefits. As a result, interpreting ``prevent . . . to the extent
feasible'' at SDWA section 1412(b)(7)(A) as anything other than what is
the most stringent or health protective feasible level for a treatment
technique would make these two statutory exemptions meaningless and
unnecessary. See City of Portland v. EPA, 507 F.3d 706, 712 (D.C. Cir.
2007) (``But if `feasible' meant that the technique's benefits
justified its costs, [SDWA] section [1412](b)(6)(A)--which allows EPA
to use cost-benefit analysis to set less stringent standards than the
most feasible--would be surplusage.'' (Emphasis added)).
In summary, the best interpretation of the statutory standard for
treatment techniques requires consideration of the terms used and
defined in SDWA section 1412(b)(4) and section 1412(b)(7)(A), as
described in this part of the preamble. Specifically, under SDWA
section 1412(b)(7)(A), the EPA must prescribe the best available
technologies, treatment techniques, or other means that are effective
at preventing adverse health effects from lead and copper in drinking
water to the greatest extent that are both affordable for large
systems, and which are technically possible.
Beginning with the LCR in 1991, the EPA has consistently evaluated
feasibility for this treatment technique rule in accordance with SDWA
section 1412(b)(4) and section 1412(b)(7)(A). As the EPA explained in
the preamble to the 1991 LCR, ``[t]he goal of this rule is to provide
maximum human health protection by reducing the lead and copper levels
at consumers' taps to as close to the MCLG as is feasible'' (56 FR
26478, USEPA, 1991). Each of the best available technologies, treatment
techniques, and other means specified in the LCRI--service line
replacement, CCT, and public education--prevent known or anticipated
adverse health effects to the extent feasible.
Evaluating Feasibility for Each Treatment Technique
The LCRI is a treatment technique rule composed of four separate
``technologies, treatment techniques or other means,'' specifically:
service line replacement, CCT, public education, and source water
treatment.\8\ The EPA chose this approach because multiple
technologies, treatments, and other means are effective at reducing
public health risks associated with lead and copper contamination in
drinking water. Since the first proposed NPDWR for lead and copper, the
LCR, in 1988, the EPA has evaluated a combination of treatment
techniques to address lead contamination in drinking water, given the
complexity inherent in lead contamination and the need for a multi-
faceted approach to managing it (53 FR 31537, USEPA 1988; see section
IV.A of this preamble about the characterization and complex nature of
lead drinking water contamination). While the requirements for lead and
copper NPDWRs have changed over time based on the best available
information and the lived and learned experiences of water systems,
communities, and States, these NPDWRs have maintained the same four
treatment techniques for service line replacement, CCT, public
education, and source water treatment.
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\8\ Note, the EPA is not including a discussion of feasibility
for source water treatment, because it is not being amended by this
final rule. For the EPA's feasibility determination for source water
treatment, see the final LCR (56 FR 26482, USEPA 1991).
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Consistent with SDWA section 1412(b)(7)(A), the EPA evaluates
feasibility at the level of a treatment technique, rather than
evaluating the feasibility of each sub-element of a treatment technique
(``the Administrator
[[Page 86435]]
shall identify those treatment techniques which, in the Administrator's
judgment, would prevent known or anticipated adverse effects on the
health of persons to the extent feasible. Such regulations shall
specify each treatment technique known to the Administrator which meets
the requirements of this paragraph, but the Administrator may grant a
variance from any specified treatment technique in accordance with
section 300g-4(a)(3) of this title.'' (emphasis added)). The EPA
reasonably followed the statutory standard to evaluate feasibility for
``each treatment technique . . . which meets the requirements'' at SDWA
section 1412(b)(7)(A).
4. Notice and Recordkeeping Requirements
Section 1414(c)(1) of SDWA requires public water systems to provide
public notice in certain specified situations, such as when the system
has failed to comply with an applicable treatment technique
requirement, or if the water system is subject to a variance or
exemption. SDWA section 1414(c)(2) states that the Administrator
``shall by regulation . . . prescribe the manner, frequency, form, and
content for giving notice.'' 42 U.S.C. 300g-3(c)(2). The EPA first
promulgated the PN Rule in 2000 and subsequently revised it with the
issuance of new or revised NPDWRs. This final rule includes revisions
to the PN Rule related to the LCRI.
Section 1414(c)(1)(D) of SDWA, as amended by the Water
Infrastructure Improvements for the Nation (WIIN) Act, requires public
water systems to provide notice to the public if the water system
exceeds the lead action level. 42 U.S.C. 300g-3(c)(1)(D). Section
1414(c)(2)(C) of SDWA specifies additional requirements related to the
public notice if the action level exceedance has the potential to have
serious adverse effects on human health as a result of a short-term
exposure, including that the public notice must ``be distributed as
soon as practicable, but not later than 24 hours'' after the water
system learns of the action level exceedance, and that the system must
report the exceedance to both the State and the Administrator within
that same time period (42 U.S.C. 300g-3(c)(2)(C)(i) and (iii)). If a
water system or State does not issue the required public notice for an
exceedance of the lead action level, SDWA section 1414(c)(2)(D) directs
the EPA to issue the required public notice ``not later than 24 hours
after the Administrator is notified of the exceedance.''
In the final rule preamble for the 2021 LCRR, the EPA determined
that a lead action level exceedance has the potential to have serious
adverse health effects on humans as a result of short-term exposure (86
FR 4240, USEPA, 2021a). The EPA also explained that it interprets SDWA
section 1414(c)(2)(C)(iii) to require systems to report only lead
action level exceedances to the Administrator because the EPA does not
have any obligation to issue a notice for other violations of drinking
water standards in States with primacy, and therefore, the EPA does not
need to be notified of those other situations.
SDWA section 1414(c)(4) requires the EPA to issue regulations to
require each CWS to provide a periodic report to each customer of the
system. The EPA first promulgated CCR regulations in 1998. (40 CFR part
141, subpart O) On May 24, 2024, the EPA promulgated significant
revisions to the CCR Rule. (89 FR 45980, USEPA, 2024c) This final rule
includes further revisions to the CCR Rule related to the LCRI.
SDWA section 1417(a)(2) provides that public water systems ``shall
identify and provide notice to persons that may be affected by lead
contamination of their drinking water'' where the contamination results
from the lead content of the construction materials of the public water
distribution system and/or corrosivity of the water supply sufficient
to cause leaching of lead. Notice must be provided ``notwithstanding
the absence of a violation of any national drinking water standard.''
42 U.S.C. 300g-6(a)(2)(A)(i) and (ii). This rule requires water systems
to identify, notify, and provide public education to persons when they
are served by construction materials that contain may lead (lead, GRR,
and unknown service lines) and when the corrosivity of the water supply
is sufficient to cause leaching of lead.
SDWA section 1445(a) provides that every person who is subject to a
requirement under SDWA or who is a grantee shall establish and maintain
records, make reports, conduct monitoring, and provide information to
the Administrator as reasonably required by regulation to assist the
Administrator in establishing regulations under SDWA, in determining
compliance with SDWA, in administering any financial assistance program
under SDWA, in evaluating the health risks of unregulated contaminants,
and in advising the public of such risks. In requiring public water
systems to monitor under SDWA section 1445(a), the Administrator may
take into consideration the system size and the contaminants likely to
be found in the system's drinking water. 42 U.S.C. 300j-4(a).
5. Primacy Enforcement of National Primary Drinking Water Regulations
While the EPA always retains its independent enforcement authority,
pursuant to SDWA section 1413(a), the agency may authorize States,
Territories, and Tribes to have primary responsibility for
administration and enforcement of primary drinking water regulations
and related requirements applicable to public water systems within
their jurisdiction (``primacy'').\9\ Where the EPA has not approved
primacy, the EPA implements the drinking water standards. The EPA may
grant primacy when the agency determines that the State has adopted
regulations that are no less stringent than the promulgated NPDWR,
among other conditions. 42 U.S.C. 300g-2(a) and 40 CFR part 142. At
this time, 49 States and the Navajo Nation have primary enforcement
responsibility for public water systems in their jurisdictions.
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\9\ For purposes of simplicity in this preamble, the term
``primacy agencies'' and ``States'' are used interchangeably to
refer to States, Tribes, and Territories with primacy, and the
Regional Administrator of EPA, where the EPA is acting as the
primacy agency. The term ``State'' is defined in 40 CFR 141.2 to
mean the agency of the State or Tribal government which has
jurisdiction over public water systems. During any period when a
State or Tribal government does not have primary enforcement
responsibility pursuant to section 1413 of SDWA, the term ``State''
means the Regional Administrator, U.S. Environmental Protection
Agency. The term ``State'' is defined in 40 CFR 142.2 to include one
of the States of the United States, the District of Columbia, the
Commonwealth of Puerto Rico, the Virgin Islands, Guam, American
Samoa, the Commonwealth of the Mariana Islands, the Trust Territory
of the Pacific islands, or an eligible Indian Tribe.
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To retain primary enforcement responsibility for public water
systems, States must adopt regulations that are no less stringent than
any new or revised NPDWRs promulgated in 40 CFR part 141 and request
the EPA to approve a program revision. States must submit complete and
final applications for approval of a program revision no later than two
years after promulgation of the new or revised regulation unless the
EPA grants the State a two-year extension. The EPA must approve or deny
complete and final State primacy applications within 90 days of
submission to the EPA. See 42 U.S.C. 300g-2(b)(2) and 40 CFR 142.12(d).
In some cases, a State that has an approved primacy program for each
existing NPDWR may qualify for interim primary enforcement authority
for a new or revised NPDWR while the EPA's decision on the primacy
application is
[[Page 86436]]
pending. See 42 U.S.C. 300g-2(c) and 40 CFR 142.12(e). SDWA section
1413(b)(1) requires the EPA to establish regulations governing the
primacy application and review process ``with such modifications as the
Administrator deems appropriate.'' In addition to revisions to the
NPDWR for lead and copper, the CCR Rule, and the PN Rule, this final
rule includes changes to the primacy requirements related to this rule.
SDWA section 1450 authorizes the Administrator to prescribe such
regulations as are necessary or appropriate to carry out the
Administrators functions under the Act. 42 U.S.C. 300j-9.
E. Anti-Backsliding Analysis of LCRI Relative to LCR and LCRR
Section 1412(b)(9) of SDWA is known as the ``anti-backsliding''
provision. Under this provision, the EPA is required to ensure that
``each revision'' of a national primary drinking water regulation
``shall maintain, or provide for greater, protection of the health of
persons.'' The EPA has analyzed this rule against this standard using a
framework that gives meaning to the text, structure, and purpose of the
anti-backsliding provision, and is the best reading of the statutory
provision. The term ``each revision'' is naturally read to refer to a
revision of a ``national primary drinking water regulation,'' meaning
that each new rule that revises the older regulation, shall maintain,
or provide for greater health protection. The plain meaning of
``revision'' is broad in scope and contemplates that one revision may
contain multiple parts. The word ``revision'' is defined as ``[t]he
action or an act of revising something; critical or careful examination
or perusal of a text, judgment, code, etc., with a view to making
corrections, amendments, or improvements.'' Revision, definition 2.a.
(in the context of a legal change), Oxford English Dictionary (3d ed.
2010). Thus, when analyzing whether ``each revision'' allows for
backsliding, SDWA section 1412(b)(9)'s plain meaning asks the EPA to
compare the whole of a new rule (i.e., the ``revision'' at issue)
against the whole of the prior rule to assess whether the revision
maintains or improves upon health protections.
This is particularly true for a treatment technique regulation. A
treatment technique rule is not centered on a single compliance level,
but rather on an integrated set of actions designed to reduce the
overall level of exposure to a contaminant. Therefore, in assessing
whether a new treatment technique rule maintains or provides for
greater health protection relative to the existing rule, the EPA
evaluates the treatment technique rule as a whole, not on a component-
by-component or provision-by-provision basis. As described in the 2021
LCRR rulemaking, the backsliding analysis for a treatment technique
rule is ``based on an assessment of public health protection as a
result of implementation of a rule as a whole, rather than a comparison
of numerical benchmarks within the treatment technique rule'' (86 FR
4216, USEPA, 2021a). Therefore, when analyzing the LCRI against the
anti-backsliding standard, the EPA assessed the level of public health
protection resulting from implementation of the whole of the final LCRI
(i.e., the ``revision''). Because water systems are required to comply
with the LCR until October 16, 2024, when water systems would have been
required to comply with the 2021 LCRR in the absence of the LCRI, the
EPA conducted two anti-backsliding analyses to compare the LCRI against
the whole of the LCR and then separately against the whole of the 2021
LCRR to assess whether the new rule will maintain or improve public
health protection relative to both prior baselines.
The EPA has found the final LCRI will improve public health
protection over either the LCR or 2021 LCRR in accordance with SDWA
section 1412(b)(9). Below is a more detailed breakdown of some of the
most significant components that make the LCRI, as a whole, more
protective than either the LCR or 2021 LCRR. The central feature of the
LCRI is the mandatory replacement of lead and GRR service lines
regardless of a water system's 90th percentile lead level. This is a
more health protective approach relative to either the LCR or 2021 LCRR
baseline because removing lead and GRR service lines eliminates a
significant source of lead from the distribution system. Replacing lead
and GRR service lines has been shown to significantly reduce lead
levels in drinking water (Camara et al., 2013; Deshommes et al., 2018;
Trueman et al., 2016), which improves public health by reducing the
associated health impacts from lead exposures.
The LCR only requires water systems to replace LSLs systemwide if a
system exceeds the lead action level and allows them to stop
replacements once their 90th percentile lead level is below the lead
action level. The 2021 LCRR requires systems to replace lead and GRR
service lines if they exceed the lead action level, and to initiate a
goal-based replacement program if they exceed the lead trigger level.
In contrast, the LCRI requires systemwide replacement of lead and GRR
service lines regardless of 90th percentile lead levels and at a faster
replacement rate. By eliminating these major lead sources, the LCRI
will result in significant public health benefits. While the EPA
projected that a total of 339,000 to 555,000 lead and GRR service lines
under control of water systems would be replaced under the 2021 LCRR
over a 35-year period, the LCRI requires replacement of all lead and
GRR service lines under control of the system (USEPA, 2020a, Exhibit C-
1) within 10 years for most water systems. This is a key element of the
LCRI and is intended to provide both broader and more certain lead risk
reduction than any of the prior lead rules. The EPA projects that all
lead and GRR service lines will be replaced under the LCRI over the
period covered by the economic analysis. Specifically, the EPA
estimates that 6.7 million lead and GRR service lines will be replaced
within the 10-year mandatory replacement window and the remaining
approximately 200,000 lines will be replaced in the following years for
systems with deferred replacement deadlines. Thus, the number replaced
among all systems nationwide is expected to be substantially greater
than under the 2021 LCRR (USEPA, 2024d). Note that under the LCRI, like
the 2021 LCRR, there are also about 2 million lead connectors that are
required to be replaced when they are encountered by the water system
(i.e., during water main replacement). For additional information on
the EPA's estimated numbers of lead content service lines see chapter
3, section 3.4.4, of the final LCRI Economic Analysis (USEPA, 2024a).
In addition, the LCRI makes changes to the treatment technique for
CCT that will maintain or improve public health protection. These
changes include lowering the lead action level to 0.010 mg/L from 0.015
mg/L under the LCR and the 2021 LCRR. The LCRI lead action level thus
requires water systems to take actions (e.g., install or re-optimize
CCT, conduct public education) both sooner and at lower lead levels
than under the LCR or the 2021 LCRR. Similarly, the LCRI's requirement
to use the higher result of the first- and fifth-liter tap samples at
LSL sites will result in more systems installing or re-optimizing
optimal corrosion control treatment (OCCT) one or more times after the
LCRI compliance date, as well as notifying and educating the public
about health risks from lead.
Several other changes to the LCRI warranted specific anti-
backsliding analysis. First, the EPA is revising the OCCT requirements
to no longer require
[[Page 86437]]
most systems with CCT that exceed the lead action level to re-optimize
their OCCT multiple times before they complete their service line
replacement program if they re-optimized once after the compliance date
for LCRI and are meeting their optimal water quality parameters
(OWQPs). However, the LCRI maintains or improves public health
protection for those systems. Public health protection will be
maintained because systems already conducting OCCT or having re-
optimized OCCT will be required to continue to operate that treatment.
Public health protections will also be maintained or improved because
the LCRI requires systems that continue to exceed the lead action level
to conduct additional public education activities and make filters
available if they have ``multiple lead action level exceedances'' (see
section IV.K of this preamble). The EPA anticipates additional health
benefits from this change to the CCT requirements because systems and
States can prioritize resources for these types of mitigation
activities and, most importantly, lead service line replacement. These
requirements will achieve greater public health benefits overall for
systems with lead service lines by facilitating the removal of the most
significant source of lead in drinking water and are more likely to
lower the level of lead in tap samples compared to repeating OCCT re-
optimization steps that may not achieve further reductions. Also, if
there have been no significant source water or treatment changes
(actions which themselves can require a CCT study), a new re-
optimization study is likely to yield the same outcomes as a previous
study. These systems will have re-optimized once after the compliance
date for the LCRI and persistently high lead levels can be mitigated by
targeted public education activities and the availability of filters.
In addition, the final LCRI requires systems that exceed the lead
action level after they have replaced all lead and GRR service lines to
install or re-optimize OCCT to tailor CCT based on the new conditions
where lead and GRR service lines are no longer the most significant
sources of lead. This can result in maintaining or improving health
protection because systems may achieve better performing CCT when the
study is designed to optimize treatment based on the new system
characteristics. Further, regardless of whether a system is conducting
service line replacement, the final LCRI maintains the rule provision
in Sec. 141.82(h) that allows the State to modify its decision for
OCCT or re-optimized OCCT on its own initiative or in response to a
request by a water system or other interested party.
In addition, the 2021 LCRR allows CWSs serving 10,000 persons or
fewer and all NTNCWSs which exceed the lead action level to choose
between four compliance options: replace lead and GRR service lines,
install and maintain OCCT, conduct full replacement of lead-bearing
plumbing, or install and maintain point-of-use devices, while systems
serving greater than 10,000 persons were required to replace lead and
GRR service lines and install or re-optimize CCT. The LCRI requires all
water systems with lead or GRR service lines to conduct mandatory
service line replacement regardless of lead levels. Accordingly, under
the LCRI, small water systems with lead and/or GRR service lines are
required to remove these significant sources of lead and may not choose
between service line replacement and other options to protect against
lead exposures if they exceed the lead action level. Instead, small
CWSs serving 3,300 persons or fewer (reduced from 10,000 persons or
fewer under the 2021 LCRR) and all NTNCWSs can choose among the
remaining three options if approved by the State. This reduced
threshold ensures appropriate application of the remaining options.
Thus, the LCRI provides greater protection of public health than the
2021 LCRR for small systems with lead or GRR service lines that exceed
the lead action level. As compared to the pre-2021 LCR, the LCRI
improves the level of public health protection provided by the rule for
systems without lead or GRR service lines that serve less than 3,300
persons that exercise this compliance flexibility; these systems will
be subject to the lower action level and improved public education,
including lead sampling at schools and child care facilities. For
systems with lead or GRR service lines that serve less than 3,300
persons that exercise this compliance flexibility, the lower action
level, coupled with a mandatory service line replacement requirement,
increases the level of health protection at those systems as compared
to the pre-2021 LCR.
The EPA is requiring additional improvements across other parts of
LCRI that will result in some actions taken both at lower lead levels
and other actions that must be taken regardless of lead levels to
better protect public health. Exhibit 1 in section II.A of this
preamble summarizes these changes and illustrates comparisons among the
pre-2021 LCR, the 2021 LCRR, and the final LCRI requirements.
As a whole, therefore, the LCRI improves public health protection
relative to the LCR or the 2021 LCRR. This conclusion is supported by a
comparison of the monetized health benefits. See chapter 5, section
5.6.2, and appendix F of the final LCRI Economic Analysis (USEPA,
2024a) for 2021 LCRR to LCRI monetized estimated health benefits
comparisons and appendix C, of the final LCRI Economic Analysis for
pre-2021 LCR to LCRI monetized estimated cost and health benefits
comparisons.
Through this revision of the NPDWR for lead and copper, the EPA is
requiring a more stringent and comprehensive set of lead reduction
requirements compared to the LCR or the 2021 LCRR, including mandatory
service line replacement; changes to the treatment technique for CCT;
and more robust and meaningful public education. Therefore, the EPA
expects the LCRI, as a whole, will improve public health protections
relative to the LCR and the 2021 LCRR in accordance with SDWA section
1412(b)(9).
As part of the anti-backsliding analysis that the LCRI, as a whole,
would improve public health protection relative to the LCR and the 2021
LCRR, the EPA also evaluated the impact of requiring water systems to
comply with the LCR instead of the 2021 LCRR (with some limited
exceptions) between October 16, 2024, and the compliance date of the
LCRI. Through the consultations the EPA conducted as part of the 2021
LCRR review, as well as the engagements and consultations the EPA held
to support the development of the proposed and final LCRI, including
public comments received, many stakeholders, including States and water
systems, provided feedback on the challenge of implementing successive
changes to the LCR over a short period of time, such as the inefficient
use of time and resources needed to prepare to implement requirements
that could be different or no longer apply in the rule's next iteration
and public confusion about rapidly changing requirements. Because of
these challenges, as explained further below, the EPA is requiring that
water systems continue to implement the pre-2021 LCR requirements
between promulgation of the LCRI and the compliance date of three years
after promulgation. In addition, the EPA is requiring water systems to
implement the 2021 LCRR requirements for the initial service line
inventory, notification to persons served by known or potential LSLs,
Tier 1 public notification of lead action level exceedances, and
associated reporting
[[Page 86438]]
requirements (see section V.B of this preamble for further discussion).
The EPA previously recognized that the LCRR is an improvement in
public health protection over the LCR, especially in light of the
inventory requirements of the 2021 LCRR. Notwithstanding the EPA's
elimination of certain LCRR compliance deadlines in the LCRI, the EPA
expects greater health benefits from the LCRI. The improvement of
public health attributable to the 2021 LCRR compared to the LCR is
based primarily on the changes to the treatment technique requirements
of LSLR, OCCT, and public education--actions that occur over extended
periods of time in response to tap sampling results that exceed certain
thresholds. The EPA does not expect those projected improvements from
the 2021 LCRR would have been realized between the October 16, 2024,
compliance date for the 2021 LCRR and the compliance date of the LCRI.
Moreover, the EPA expects that, if compliance with the entire 2021 LCRR
were required starting October 16, 2024, it would negatively affect
water systems' abilities to comply with the LCRI to realize the greater
health risk reduction benefits of the LCRI.
Since LCRI compliance is required in the third year of the 2021
LCRR implementation, systems and States would be simultaneously tasked
with implementation of two different rules at the same time they are
engaged in the startup activities for the LCRI. The startup activities
for water systems include reading and training on the rule to
understand its new requirements, creating a staffing plan, and securing
funds for compliance among other requirements such as developing a
baseline inventory and service line replacement plan. The startup
activities for a State include adopting State regulations, modifying
data systems, and conducting internal and external training. If water
systems are required to simultaneously implement the entire 2021 LCRR
for the first time and prepare for LCRI compliance, the EPA expects
that it would be beyond the capacity of water systems, States, and the
EPA where direct implementation occurs, and therefore, the expected
benefits of one or both rules would not be realized (see section V.B of
this preamble for further discussion).
Allowing water systems to transition from compliance with the LCR
to compliance with the LCRI, while requiring systems to comply with the
2021 LCRR's initial inventory requirements in the interim, will result
in more full service line replacements and, thus, broader and faster
health risk reduction than if adequate planning for LCRI compliance did
not take place because of the diversion of scarce system and State
resources towards short-term implementation of the 2021 LCRR.
F. White House Lead Pipe and Paint Action Plan and the EPA's Strategy
To Reduce Lead Exposures and Disparities in U.S. Communities
The development of the LCRI is a key action of the Lead Pipe and
Paint Action Plan, released by the Biden-Harris Administration in 2021
(The White House, 2021). The aim of the plan is to mobilize resources
from across the Federal Government through funding made available from
the Infrastructure Investment and Jobs Act, also referred to as the
Bipartisan Infrastructure Law (BIL), to reduce lead exposure from pipes
and paint containing lead. The plan includes a goal of eliminating all
LSLs and remediating lead paint.
In October 2022, the EPA published the ``Strategy to Reduce Lead
Exposures and Disparities in U.S. Communities'' (or ``Lead Strategy'')
to ``advance EPA's work to protect all people from lead with an
emphasis on high-risk communities'' (USEPA, 2022a). This agency-wide
Lead Strategy promotes environmental justice in communities challenged
with lead exposure and includes four key goals: (1) reduce community
exposures to lead sources; (2) identify communities with high lead
exposures and improve their health outcomes; (3) communicate more
effectively with stakeholders; and (4) support and conduct critical
research to inform efforts to reduce lead exposures and related health
risks. The LCRI is a key action within the EPA's Lead Strategy and
``reflects EPA's commitment to fulfilling the Biden-Harris
Administration's historic commitment of resources to replace lead pipes
and support lead paint removal under the Lead Pipe and Paint Action
Plan'' (USEPA, 2022a).
G. Bipartisan Infrastructure Law and Other Financial Resources
There are a number of pathways for systems to receive support for
LSLR and related activities, including low- to no-cost financing
through the Drinking Water State Revolving Fund (DWSRF); lead
remediation grants under authorities established by the WIIN Act and
incorporated into SDWA at sections 1459A, 1459B, and 1464; and low-cost
financing from the Water Infrastructure Finance and Innovation Act
(WIFIA) program. The EPA strongly encourages water systems to evaluate
these available funding opportunities to support LCRI implementation
and full LSLR. Water systems are encouraged to contact their State's
DWSRF program to learn about project eligibilities, requirements, and
how to apply for assistance through the DWSRF.
The BIL appropriated $30.7 billion in supplemental DWSRF funding
over a five year period and reemphasized the importance of LSLR under
the DWSRF program by including $15 billion specifically appropriated
for ``lead service line replacement projects and associated activities
directly connected to the identification, planning, design, and
replacement of lead service lines.'' Full service line replacement is
an eligible expenditure under the DWSRF regardless of the ownership of
the property on which the service line is located. The BIL LSLR, BIL
General Supplemental, and base program appropriations can pay for LSLR
and related activities.
The BIL requires that States provide 49 percent of their LSLR and
General Supplemental capitalization grant amounts as additional
subsidization in the form of principal forgiveness and/or grants to
disadvantaged communities, as defined under SDWA section 1452(d)(3).
Assistance provided as additional subsidization does not need to be
repaid. If available, additional subsidization can be used to cover the
cost of customer-side LSLR. State DWSRF programs are strongly
encouraged to prioritize available additional subsidization for this
purpose.
In May 2024, the White House highlighted its efforts to accelerate
progress towards the elimination of LSLs in the United States (The
White House, 2024a). The President announced the availability of $3
billion in funding for LSLR, part of the $15 billion in dedicated BIL
DWSRF funding for LSLR. For example, as part of this available BIL
DWSRF funding, the President announced $76 million for LSLR in the
State of North Carolina, for a total distribution of $250 million in
BIL DWSRF to communities in North Carolina over the first three years
of BIL implementation. In addition, the DWSRF program is part of the
Justice40 Initiative, which has the goal that 40 percent of the overall
benefits of certain Federal investments flow to disadvantaged
communities. Additionally, several cities demonstrate the significance
of BIL funding in assisting communities to equitably replace their LSLs
as quickly as feasible. Pittsburgh, Pennsylvania has received over $40
million in BIL funding and is on track to eliminate LSLs in its city by
2026. The City of Milwaukee, Wisconsin
[[Page 86439]]
is receiving over $30 million in BIL funding for LSLR through the
DWSRF, putting the city on track to replace all its LSLs within 10
years instead of the initially estimated 60 years (The White House,
2024a; 2024b).
Corrosion control planning and design, LSL inventories and
replacement plans, and associated capital infrastructure projects are
eligible for DWSRF funding under the DWSRF General Supplemental
appropriation under the BIL as well as the DWSRF annual base
appropriations. However, CCT is not an eligible activity for DWSRF
funding from the $15 billion specifically appropriated in BIL for LSLR
and associated activities. States may use DWSRF set-aside funds to
assist water systems' development of corrosion control strategies and
LSL inventories and replacement plans.
Under the DWSRF, State programs are authorized to reserve a portion
of their capitalization grants as set-asides that can be spent on non-
infrastructure purposes. Set-asides can fund State programs, technical
assistance and training for water utilities (such as educational
opportunities for operators), and other activities that support
achieving the public health protection objectives of SDWA. Set-asides
taken from BIL LSLR capitalization grants must be used to either
administer the capitalization grant or for eligible projects and
activities that meet the statutory purpose of these LSLR funds.
Activities must be directly connected to the identification, planning,
design, and replacement of LSLs. Examples of eligible projects and
activities from BIL LSLR set-aside funds include, but are not limited
to, planning and design for LSLR; developing or updating service line
inventories; providing technical assistance, education, and outreach;
and non-routine sampling that is not for compliance purposes.
The WIIN Act established three drinking water grant programs
incorporated into SDWA that are available to support activities to
reduce lead exposures in drinking water. The Reducing Lead in Drinking
Water grant program awards funding for the reduction of lead in
drinking water in disadvantaged communities, as defined under SDWA
section 1452(d)(3). This grant program focuses on two priority areas:
(1) Reduction of lead exposures in the nation's drinking water systems
through water infrastructure and treatment improvements and (2)
reduction of children's exposure to lead in drinking water at schools
and child care facilities (USEPA, 2022b). The Voluntary School and
Child Care Lead Testing and Reduction grant program awards funding to
States, Territories, and Tribes to assist local and Tribal educational
agencies in voluntary testing and remediation for lead contamination in
drinking water at schools and child care facilities (USEPA and USHHS,
2023). The Small, Underserved, and Disadvantaged Communities grant
program awards funding to States, Territories, and Tribes to assist
public water systems in underserved, small, and disadvantaged
communities in meeting SDWA requirements, including the lead and copper
NPDWRs (USEPA, 2021f).
The EPA also administers the WIFIA program, a Federal credit
program, to accelerate investment in the nation's water infrastructure
by providing long-term, low-cost supplemental loans for regionally and
nationally significant projects, including those eligible for funding
through DWSRFs (USEPA, 2023b). The WIFIA program can provide financial
assistance for LSLR projects. The City of Chicago is using its $336
million WIFIA loan to assist with replacing LSLs serving single family
homes and small multi-unit buildings citywide whenever there is a leak
or break on a lead line or when performing water and sewer main
updates. The City of Philadelphia received a commitment of over $340
million in WIFIA financial assistance to upgrade its water system,
including an initial $19.8 million WIFIA loan that will help modernize
critical infrastructure by replacing approximately 160 LSLs and 13
miles of water mains.
The EPA's water technical assistance (WaterTA) supports communities
to identify water challenges; develop plans; build technical,
managerial, and financial capacity; and develop application materials
to access water infrastructure funding that results in more communities
with applications for Federal funding, quality water infrastructure and
reliable water services. The EPA collaborates with States, Tribes,
Territories, communities, and other key stakeholders to implement
WaterTA efforts. For example, numerous Environmental Finance Centers
(EFCs) are available to help underserved communities that have
struggled to access Federal funding, such as DWSRF funding, to receive
the support they need to access resources for water infrastructure
improvements, including LSLR. The EFCs each have their own workplans
and many of them include a focus on small systems. Additionally, the
Training and Technical Assistance to Improve Water Quality and Enable
Small PWSs to Provide Safe Drinking Water grant program provides
training and technical assistance to small systems to achieve and
maintain compliance with SDWA. The grant program serves two main
functions for small PWSs--to build their financial and managerial
capacity to provide safe drinking water over the long term and to
improve water quality and sustainable operations.
As part of WaterTA efforts, the EPA utilized BIL funds to establish
the Lead Service Line Replacement (LSLR) Accelerators initiative and
the Get the Lead Out (GLO) Initiative. These initiatives further the
EPA's administration of the BIL DWSRF funding for LSLR by helping
underserved communities access funds from the BIL to accelerate the
replacement of LSLs, which pose risks to the health of children and
families.
In January 2023, the EPA announced the LSLR Accelerators initiative
(USEPA, 2023c). This pilot initiative provides targeted technical
assistance services to four States--Connecticut, Pennsylvania, New
Jersey, and Wisconsin--working with 40 communities across those States
in 2023 and 2024. The EPA is providing direct technical assistance to
guide communities through the process of LSLR, including support in
developing LSLR plans, conducting inventories to identify lead pipes,
increasing community outreach and education efforts, and supporting
applications for Federal funding. In addition to providing direct
technical assistance to communities, the Accelerators initiative is
supporting these States in strategically deploying funding from the BIL
for LSLR while developing best practices that can serve as a roadmap
for other State programs. In light of the ongoing success of the LSLR
Accelerators pilot, the GLO Initiative launched in November 2023 to
expand LSLR technical assistance to approximately 200 communities
across the country. The GLO Initiative will work with water systems to
develop a roadmap for identification and full replacement of all LSLs,
including associated activities such as developing a service line
inventory, community engagement plan, LSL replacement plan, and a DWSRF
application with active involvement from the community. The EPA will
use the lessons learned from the GLO Initiative's direct technical
assistance to develop tools, best practices, and peer exchange and
learning that help communities nationwide address barriers to lead pipe
replacement. While the EPA recognizes external funding may not be
available for all systems, all systems can benefit from these lessons
[[Page 86440]]
learned. For additional information on EPA funding, see https://www.epa.gov/ground-water-and-drinking-water/funding-lead-service-line-replacement. For additional information on technical assistance, see
https://www.epa.gov/water-infrastructure/water-technical-assistance-waterta. In addition, for information on available funding and
technical resources for lead service line replacement in small and
disadvantaged communities please see https://www.epa.gov/sites/default/files/2020-12/documents/ej_lslr_funding_sources-final.pdf.
In addition to the EPA-administered funding for service line
replacement and other lead reduction actions, other Federal programs
outside of the EPA offer significant opportunities to further support
these actions. Examples include Federal and State funds from the
American Rescue Plan (ARP), Community Development Block Grant (CDBG)
programs through the U.S. Department of Housing and Urban Development
(HUD), Rural Development through the U.S. Department of Agriculture
(USDA), and the Public Works Program through the U.S. Department of
Commerce Economic Development Administration (EDA).
ARP funds are eligible to fund LSLR as well as replacement of
internal plumbing and faucets and fixtures in schools and child care
centers. Recipients of the ARP State and Local Fiscal Recovery Funds
budgeted over $519 million for projects to remediate lead in drinking
water as of April 2024 (USDT, 2024). For example, Washington, DC,
budgeted $30 million to increase funding available to assist residents
in replacing LSLs to their homes. Additionally, Buffalo, New York, will
use $10 million to expand its existing program to remove LSLs in 1,000
additional homes (Department of the Treasury, n.d.). Following a lead-
in-water crisis, the City of Benton Harbor, Michigan, replaced all its
LSLs within two years using ARP funding (The White House, 2024a). The
City of St. Paul, Minnesota, received $16 million in ARP funds which
has enabled the city to target replacement of all LSLs by 2032 at no
cost to residents.
HUD CDBG programs support community development through activities
that address needs, such as infrastructure, economic development
projects, public facilities installation, and community centers (USHUD,
2020). In 2017, North Providence, Rhode Island, utilized CDBG funding
from HUD to replace customer-side LSLs (USEPA, 2023d). HUD's Healthy
Homes Production grant program and Healthy Homes Supplements to HUD's
Lead Hazard Reduction grant programs are available to address a wide
range of housing-related hazards including LSLR (USHUD, 2023).
USDA Rural Development provides a variety of grant and loan
programs to rural communities, organizations, businesses, and
individuals to finance infrastructure repair and replacement, including
LSLR (USEPA, 2020b). The EDA Public Works Program supports physical
infrastructure improvements in economically distressed communities
(USEPA, 2020b).
States are using the available Federal funding sources as well as
providing their own funding to support LSLR. As of February 2023,
Illinois EPA has provided almost $89 million for LSLR (IEPA, 2023).
Illinois EPA's DWSRF is providing funding to numerous systems' LSLR
projects, including over $4 million in funding for the City of Sycamore
and $3.9 million for the City of Batavia (IEPA, 2023). Other States are
also providing funding for LSLR. New York's LSLR Program received $20
million in State funding in 2017 and an additional $10 million in 2019
for communities meeting specific eligibility characteristics, including
income, measured blood lead levels, and age of homes (NYDOH, 2019). The
State of Minnesota approved $240 million for replacing LSLs, mapping
and inventory activities, and informing residents about the benefits of
LSLR. The funding was used to establish an LSLR grant program, where
the awarded grants must cover 100 percent of the cost of replacing the
customer's portion of an LSL and prioritize replacing LSLs that are an
imminent threat to public health and safety, areas with children,
lower-income residents, and where replacements will provide the most
efficient use of the grant funding (such as in coordination with main
replacement) (State of Minnesota, 2023). The funding will be available
beginning in 2024 until June 30, 2033, which corresponds to the year
the State has set as their official goal for replacing all LSLs (State
of Minnesota, 2023). Regional authorities, like the Massachusetts Water
Resources Authority (MWRA), are also providing funding to support LSLR.
MWRA provided $100 million in loan funds for LSL investigation and
replacement projects in their metropolitan Boston communities (MWRA,
2023).
The EPA developed ``Strategies to Achieve Full Lead Service Line
Replacement,'' which is a guidance document that discusses funding
sources including additional ways systems have financed full LSLR
(USEPA, 2019a). For example, the City of Green Bay, Wisconsin, used
funding from a stadium tax to fund customer-side LSLR (USEPA, 2019a).
The EPA also developed ``Funding and Technical Resources for Lead
Service Line Replacement in Small and Disadvantaged Communities,''
which is a guide to help small and disadvantaged communities identify
potential Federal funding sources and technical assistance for LSLR
(USEPA, 2020b).
H. Lead Exposure and Environmental Justice, Equity, and Federal Civil
Rights
1. Environmental Justice
Stakeholder feedback and the EPA's environmental justice analysis
informed the agency's understanding of how the LCRI could affect
communities with environmental justice concerns. As described in
section IV.C of the LCRI proposal (88 FR 84898, USEPA, 2023a), the EPA
developed the proposed revisions after engaging with community
stakeholders in cities with concerns about lead in drinking water
during the LCRR review and by holding two public listening sessions on
the topic of environmental justice to support the LCRI rulemaking. The
EPA also prepared an environmental justice analysis for the proposed
rule to inform the EPA's understanding of how the proposed LCRI could
impact communities with environmental justice concerns (USEPA, 2023e).
The EPA is finalizing requirements that are anticipated to achieve
more equitable human health protection outcomes, especially in how
service line replacement programs are planned and implemented. For
example, the LCRI has a requirement for water systems to make their
service line replacement plans publicly accessible to inform their
communities about how they will prioritize service line replacement
(see section IV.C of this preamble). The rule's requirements will also
help to ensure that communication about the replacement program and the
risks of lead in drinking water are more accessible to all consumers
including individuals with limited English proficiency. See section
V.B.9 of the proposed LCRI for further discussion (88 FR 84927, USEPA,
2023a). In addition, as discussed in the previous section, Federal
funds are available to support equity including BIL funds that require
that States provide 49 percent of their LSLR and General Supplemental
capitalization grant amounts as additional subsidization in the form of
principal forgiveness and/or grants to disadvantaged communities, as
defined
[[Page 86441]]
under SDWA 1452(d)(3) (see section III.G of this preamble).
2. Applicability of Federal Civil Rights Laws
The EPA enforces and ensures compliance with Federal civil rights
laws that together prohibit discrimination on the bases of race, color,
national origin (including limited-English proficiency), disability,
sex and age, respectively title VI of the Civil Rights Act of 1964
(title VI), section 504 of the Rehabilitation Act of 1973 (section
504), title IX of the Education Amendments of 1972 (title IX), section
13 of the Federal Water Pollution Control Act Amendments of 1972
(section 13), and the Age Discrimination Act of 1975. The EPA's
nondiscrimination regulations at 40 CFR parts 5 and 7 implement these
Federal civil rights statutes and contain important civil rights
requirements for applicants and recipients of EPA financial assistance.
All applicants for and recipients of EPA financial assistance have
an affirmative obligation to comply with these laws, as do any
subrecipients of the primary recipient, and any successor, assignee, or
transferee of a recipient, but excluding the ultimate beneficiary of
the assistance.
The Federal civil rights laws prohibit discrimination based on
race, color, national origin (including limited-English proficiency),
disability, sex, and age in any program or activity of applicants for
and recipients of EPA financial assistance. Accordingly, water systems
that apply for or receive EPA financial assistance must take reasonable
steps to provide meaningful access to their programs and activities to
individuals with limited-English proficiency. Recipients must provide
individuals with disabilities an equal opportunity to participate in or
benefit from their programs and activities.
When developing service line replacement plans, water systems that
are recipients or subrecipients of EPA financial assistance must ensure
compliance with Federal civil rights laws and the EPA's
nondiscrimination regulations. As a best practice, recipients may
consider including as one component of such a plan an analysis of the
demographic data that recipients of EPA financial assistance are
required to collect under 40 CFR 7.85(a). The EPA encourages water
systems to engage with local community-based organizations and
community members about the service line replacement process and in the
development of the service line replacement plan. The EPA also
encourages States to consider if any State law or regulation may create
barriers that could lead to challenges for water systems to meet their
obligations under Federal civil rights laws and the EPA's
nondiscrimination regulations. To support this effort, the LCRI has a
special primacy requirement for States to identify any potential
barriers to full service line replacement, which is discussed further
in section V.C of this preamble.
IV. Final Revisions to 40 CFR Part 141, Subpart I, Control of Lead and
Copper
A. Regulatory Approach
Section 1412(b)(7)(A) of SDWA authorizes the United States
Environmental Protection Agency (EPA) Administrator ``to promulgate a
national primary drinking water regulation that requires the use of a
treatment technique in lieu of establishing an MCL, if the
Administrator makes a finding that it is not economically or
technologically feasible to ascertain the level of the contaminant''
(42 U.S.C. 300g-1(b)(7)(A)). In the 1991 Lead and Copper Rule (LCR),
the EPA evaluated the best information available at the time consistent
with the statutory standard and determined that lead and copper met the
criteria for establishing a treatment technique rule. For the Lead and
Copper Rule Improvements (LCRI), the EPA is again finding, as it has
consistently done since 1991, that an MCL for lead is not feasible
because ``it is not feasible to ascertain the level of the
contaminant'' within the meaning of the Act. While it is economically
and technologically feasible to detect the presence and/or amount of
lead in a water sample, it is not feasible to ascertain the level of
lead such that the EPA can set an MCL within the purpose of the
statute: i.e., a level of lead applicable to the entire system that
accurately reflects both consumers' exposure to the contaminant and the
public water system's contribution to that exposure or ability to
control it.
Specifically, as described in more detail below, the EPA considered
whether the level of lead and copper can be ascertained at the tap,
whether it was possible to determine single national numerical
standards for lead and copper at the tap that is reflective of the
effectiveness of treatment applied by water systems, and the
feasibility of establishing MCLs for lead and copper when lead and
copper are present in both water systems' distribution system and
building premise plumbing. In making this finding, the EPA conducted a
new analysis of the issue by re-evaluating the information and data and
analyses underlying the EPA's conclusion in the 1991 LCR and evaluating
the new information and data available since the 1991 LCR was
promulgated.
The primary rationale for promulgating the LCR as a treatment
technique rule was due to the nature of lead and copper contamination.
As the EPA described in 1991, and is still accurate today, lead and
copper do not generally occur in source water, but instead are
introduced in drinking water by the corrosive action of water in
contact with plumbing materials containing lead and copper. These
sources of lead and copper were and continue to be present in both the
water system's distribution system and in plumbing materials in homes,
as discussed further below. In 1991, the EPA explained that lead and
copper levels at the tap can be highly variable ``due to many factors
including the amount of lead and copper in the resident's plumbing or
in the PWS's distribution system . . . temperature, age of plumbing
components, chemical and physical characteristics of distributed water,
and the length of time water is in contact with those materials'' (56
FR 26473, USEPA, 1991). The EPA noted that while it is feasible to
accurately measure the level of lead or copper in an individual sample,
the inherent variability across sites and systems makes it
``technologically infeasible to ascertain whether the lead or copper
level at a tap at a single point in time represents effective
application of the best available treatment technology'' (53 FR 31527,
USEPA, 1988). The EPA discussed how if the agency were to select an
MCL, it must be ``as close as feasible'' to the maximum contaminant
level goal (MCLG) in accordance with the statutory standard. The EPA
analyzed lead and copper tap sampling data to determine if there is a
``precise level [of lead] at the tap'' that could be feasibly met by
large water systems if they were to apply treatments representing best
available technology to the water systems themselves (56 FR 26473,
USEPA, 1991). The EPA found that even when minimizing some of the
sources of variability (e.g., the time the water is in contact with the
plumbing materials, age and type of plumbing material), lead and copper
levels still varied considerably. Lead and copper levels varied at the
same system both before and after the application of corrosion control
treatment (CCT), between different systems, and between individual
homes within the same system (56 FR 26473-26475, USEPA,
[[Page 86442]]
1991). The EPA concluded that because of the sources of variability
described above, there is no precise level that would be generally
considered ``feasible'' based upon application of best available
treatment in all water systems and further found that the level that is
as close as ``feasible'' to an MCLG would vary in systems throughout
the country based on the sources of lead and copper, the corrosivity of
the water, and how the water chemistry responds to CCT (56 FR 26473,
USEPA, 1991).
Second, in the development of the 1991 LCR the EPA explained that
an additional challenge for establishing MCLs for lead and copper was
that much of the lead and copper sources are privately owned and/or are
outside of the control of the public water system (PWS), such as
premise plumbing. During the development of the 1991 LCR, the EPA
received comments stating that by ``only establish[ing] MCLs for lead
and copper for the water as it leaves the control of the public water
system'' (56 FR 26472, USEPA, 1991), and therefore monitoring for
compliance in the distribution system (e.g., the entry point to the
distribution system), could the EPA reduce some of the variability
associated with lead and copper levels and address the problem of water
system responsibility for conditions outside of their control. However,
the agency determined that setting an MCL for lead and copper at the
point the water leaves the control of the PWS would be inconsistent
with the Safe Drinking Water Act (SDWA) definition of an MCL as ``the
maximum level allowed of a contaminant in water which is delivered to
any user of a public water system.'' Specifically, the EPA reasoned
that MCLs for lead and copper would have to be assessed with monitoring
at customers' taps to accurately represent the level of the
contaminants in drinking water delivered to the user, noting that,
``EPA has established monitoring requirements for inorganic and organic
contaminants that require monitoring in the distribution system because
this is easier and provides just as accurate an assessment of tap
levels as tap sampling itself'' (56 FR 26478, USEPA, 1991). In
contrast, the EPA determined that monitoring for lead and copper in the
distribution system for compliance with MCLs ``would not adequately
protect the public from lead and copper introduced by the interaction
of corrosive water delivered by the PWS with lead and copper-bearing
materials in the homeowners' plumbing'' (56 FR 26472-26473, USEPA,
1991). Despite the fact that some lead and copper sources may be
outside the control of the water system, including premise plumbing
sources, the EPA determined that ``public water systems can affect, at
least to some degree, water tap lead and copper levels through
adjustment of the corrosivity of water delivered by the water system''
(56 FR 26473, USEPA, 1991). However, as explained in the 1991 LCR
rulemaking, due to the factors described above (e.g., variability of
lead and copper in drinking water, treatment effectiveness, and sources
of lead and copper), water systems can affect drinking water
corrosivity, but not in a manner that would make it technically
feasible to set an MCL applicable to all systems. As explained above,
the EPA is reaffirming that it is not feasible to ascertain the level
of lead such that the EPA can set an MCL within the purpose of the
statute: i.e., a level of lead applicable to the entire system that
accurately reflects both consumers' exposure to the contaminant and the
public water system's contribution to that exposure or ability to
control it.
Third, the EPA reasoned in the 1991 rulemaking that the definition
of a PWS under SDWA precludes the agency from promulgating a
``regulation that holds a [public water system] liable for conditions
that are beyond its control'' (56 FR 26476, USEPA, 1991). In the 1991
rulemaking, the EPA posited that an MCL would not be considered
``feasible'' if a significant number of water systems would be in
noncompliance due to conditions outside of their control, such as lead
exposures from customer's premise plumbing within buildings. The EPA
contemplated an alternative approach of establishing MCLs that would
meet the statutory standard for an MCL in SDWA section 1412(b)(4)(B)
and 1412(b)(4)(D)--``as close to the maximum contaminant level goal as
is feasible''--i.e., ``feasible with the use of the best available
technology, treatment techniques and other means which the
Administrator finds, after examination for efficacy under field
conditions and not solely under laboratory conditions, are available
(taking cost into consideration.)'' The resulting MCLs would need to be
high enough to enable most systems to meet them after installing
treatment (while accounting for the variability of lead and copper
levels that would persist after treatment installation, given the
sources of lead and copper). However, the EPA found that such an
approach would lead ``to unnecessarily high exposures of significant
segments of the population'' and noted that systems below this higher
MCL ``would not be required to install any treatment to be in
compliance'' (56 FR 26477, USEPA, 1991). Therefore, the EPA concluded
that such an approach would be inconsistent with the objective of the
statute to prevent ``known or anticipated adverse effects on the health
of persons to the extent feasible'' (SDWA 1412 (b)(7)(A)). As explained
above, the EPA is reaffirming that it is not feasible to ascertain the
level of lead such that the EPA can set an MCL within the purpose of
the statute.
Considering the above facts, analyses, and statutory requirements,
the EPA concluded that it was not feasible to set MCLs for lead and
copper and promulgated the 1991 LCR that is comprised of four treatment
techniques: CCT, source water treatment, lead service line replacement
(LSLR), and public education. As described in section III.C of this
preamble, the EPA introduced action levels for lead and copper to
implement the treatment technique requirements in the rule. The action
levels are not based on a level of exposure but rather are designed to
determine the systemwide effectiveness of corrosion control and are
compared to the 90th percentile of lead and copper samples collected
from consumer taps to determine if the water system must take actions
under the rule. In 1991, the EPA explained how the action levels are
not MCLs, and they do not function as MCLs (56 FR 26488, USEPA, 1991).
For more information about action levels, including the lead action
level the EPA is finalizing in the LCRI and the EPA's determination
about why an action level was not an MCL under the LCR and is still not
an MCL under the final LCRI, see section IV.F.4 of this preamble.
The EPA's 1991 decision to promulgate a treatment technique rule
for lead was challenged and upheld by the D.C. Circuit Court of Appeals
(American Water Works Association v. EPA (AWWA), 40 F.3d 1266, 1270-71
(D.C. Cir. 1994)). Because the Court agreed with the EPA's analysis,
described above, that it is not feasible to ascertain the level of lead
in drinking water, the Court upheld the EPA's decision not to implement
an MCL for lead (AWWA, F.3d 1266, 1270-71).
As described in the proposed LCRI, the EPA re-evaluated whether a
treatment technique rule in lieu of an MCL is consistent with the
statute. As part of the agency's analysis, the EPA re-evaluated the
information considered and conclusions made in promulgating the LCR in
1991, in addition to the best information and data available in more
than 30 years since the LCR was promulgated, including from stakeholder
feedback received during
[[Page 86443]]
the LCRR review. Based on the analysis conducted, the EPA has
determined that information and factors consistent with SDWA that cause
lead and copper variation identified in the 1991 LCR and supported in
the 2021 LCRR continue to apply today. Therefore, the EPA is finding
that it is not feasible to ascertain the level of the contaminant and
the EPA thus is not establishing MCLs for lead and copper. The EPA
received comments stating that the EPA must promulgate an MCL for lead,
as described below. However, commenters did not raise any new arguments
that change the agency's analysis and understanding of this issue. For
the final LCRI, the EPA is reaffirming the findings and rationale
presented in the proposed LCRI (88 FR 84907-84910, USEPA, 2023a) and as
discussed below.
New information available since the 1991 LCR continues to show that
the variability of lead and copper levels make it infeasible to
ascertain the level of the contaminant, and any level that could be
feasibly set would not provide the protection from lead exposure that
can be provided by the treatment technique. Several reasons contribute
to the EPA's determination on lead and copper variation supporting the
use of a treatment technique. First, as noted in the LCR, ``lead
release can be unpredictable over time and across households, can
originate from many sources owned by the water system and the customer,
can vary based on the sample technique used, and can be affected by
customer water use habits'' (53 FR 31527, USEPA, 1988). Studies
continue to show that the levels of lead and copper measured at the tap
after treatment are variable due to several factors including, but not
limited to, the amount of lead in any individual site's plumbing, the
age of plumbing components, the physical and chemical characteristics
of the water, the length of time water is in contact with material, and
consumer water use patterns (Triantafyllidou et al., 2021). Studies
show that lead levels can widely vary at a single site depending on the
sampling protocol (Del Toral et al., 2013; Lytle et al., 2019; Lytle et
al., 2021; Masters et al., 2021; Triantafyllidou et al., 2015). For
example, Del Toral et al. (2013) showed that there was significant
variability in lead concentrations from water samples collected at the
same site as well as among different lead service line (LSL) sites
across Chicago, Illinois. The EPA's analysis of 2019 State of Michigan
Lead Tap Monitoring Data as part of the 2021 LCRR (see docket item no.
EPA-HQ-OW-2017-0300-1617) also demonstrated variability among collected
water samples grouped by combinations of LSL status, CCT status, and
liter sampled (USEPA, 2020c, Exhibit F-4). Even when using the same
sampling protocol, variation in lead at a single site can still occur
due to water use patterns and highly variable release of particulate
lead (Clark et al., 2014; Masters et al., 2016; Xie and Giammar, 2011).
As described in the proposed LCRI, the EPA analyzed lead data from
the dataset collected for the Six-Year Review 4 (2012 to 2019) for
systems with different characteristics (e.g., CCT and LSL status) to
further evaluate how lead and copper levels at the tap can vary. The
EPA used the Federal version of the Safe Drinking Water Information
System (SDWIS/Fed) (2012 to 2020) data and information on LSL status to
select a subset of 7,161 systems with identified CCT and LSL status
(USEPA, 2023a). The EPA conducted a similar analysis to the one used
for the 1991 LCR, by evaluating the magnitude of difference between two
points in the distribution (i.e., the ratio of the 90th percentile and
50th percentile) as a measure of variability (56 FR 26474, USEPA,
1991). The results of the analysis developed for the LCRI show high
variability across systems for both lead and copper. Lead and copper
levels vary both between systems, and at the same system across various
years, regardless of CCT and LSL status. In some cases, systems had
some tap samples with high levels of lead and copper and other samples
where no concentrations were detected. This information confirms that
lead and copper variability persist at the tap in water systems across
the nation. See Exhibits 2 and 3 of the LCRI proposal for results and
additional details (88 FR 84907-84908, USEPA, 2023a). Commenters did
not dispute that lead and copper levels are variable at the tap.
Second, the conditions of plumbing materials also continue to vary
from water system to water system, and from site to site within a water
system, such that lead in drinking water continues to be subject to
high levels of variability. Studies have shown that LSLs are the
predominant contributor of lead in drinking water where they are
present. A study published by the American Water Works Association
(AWWA) Research Foundation found that LSLs contribute an estimated 50
to 70 percent of the mass of lead at the tap for sites served by LSLs
(Sandvig et al., 2008). Another study found that removal of LSLs
resulted in an average reduction of lead content at the tap by 86
percent (Lytle et al., 2019). However, while removal of LSLs is
critical to reducing lead in drinking water, premise plumbing materials
also continue to be a source of lead in drinking water (Elfland, 2010;
Kimbrough, 2007; Rockey et al., 2021). In addition, premise plumbing
materials can be a source of particulate lead. For example, brass
particles and lead solder particles were identified as the cause of
severe tap water contaminations during three field investigations in
North Carolina and Washington, DC (Triantafyllidou and Edwards, 2012).
This means that even where systems remove all LSLs, CCT must be
continued because of the lead and copper sources that will remain in
the premise plumbing of consumers' homes and other buildings (USEPA,
2020c), and in lead connectors. Systems without LSLs can exceed the
lead action level, for example, due to the corrosion of premise
plumbing containing lead. Under the 2021 Lead and Copper Rule Revisions
(LCRR), the EPA estimated between 2.3 and 4.7 percent of community
water systems (CWSs) without LSLs will exceed the current lead action
level of 0.015 mg/L (USEPA, 2020d, chapter 3, Exhibit 3-25). Thus, the
factors that cause lead and copper variation will continue to exist.
Third, despite changes to the allowable amount of lead in ``lead
free'' plumbing, many older buildings can still be a source of lead.
Some commenters asserted that LSLs have overtaken household plumbing as
the dominant source of lead contamination due to the revised ``lead
free'' standard. However, these commenters misconstrue SDWA section
1417 requirements. SDWA section 1417 prohibits the use of any pipe, any
pipe or plumbing fitting or fixture, solder, or flux in the
installation or repair of any PWS or in plumbing in a residential or
nonresidential facility that provides water for human consumption that
is not ``lead free'' as defined in section 1417(d). The 2011 Reduction
of Lead in Drinking Water Act revised the definition of ``lead free''
in SDWA section 1417(d) from eight percent to a weighted average of
0.25 percent,\10\ lowering the amount of lead that may be in plumbing
materials used in repairs or new installations starting in 2014. The
EPA's Lead Free Rule (85 FR 54236, USEPA, 2020c) requires third-party
certification for new plumbing products
[[Page 86444]]
as of September 1, 2023. However, SDWA section 1417 does not require
anyone to replace previously installed plumbing materials that are not
``lead free'' as currently defined, and many buildings in the U.S. were
constructed prior to 2014. Accordingly, the revisions to the ``lead
free'' definition alone do not change the prevalence of legacy lead
sources. Further, even products that meet the new definition of ``lead
free'' may contain trace amounts of lead that can leach into drinking
water (42 U.S.C. 300g-6(d)(1)). Therefore, premise plumbing in these
buildings will continue to be a source of lead in drinking water. As
illustrated both in peer-reviewed studies and through reported
compliance data, lead levels vary at single sites over time, between
sites within a system, and between systems, both for systems with and
without LSLs and CCT.
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\10\ The term ``lead free'' provided here is defined under SDWA
section 1417(d) as follows: ``[T]he term `lead free' means--(A) not
containing more than 0.2 percent lead when used with respect to
solder and flux; and (B) not more than a weighted average of 0.25
percent lead when used with respect to the wetted surfaces of pipes,
pipe fittings, plumbing fittings, and fixtures.''
---------------------------------------------------------------------------
Some commenters asserted that the agency's reasons for not setting
an MCL for lead are inconsistent, stating that the EPA's primary
rationale is based on not holding water systems responsible for sources
of lead not owned by the water system while including provisions in the
2021 LCRR and the LCRI for LSLs that apply regardless of water system
ownership (e.g., service line inventory, service line replacement, and
tap sampling requirements). This argument misconstrues the
comprehensive set of reasons for the EPA's decision to not set an MCL
for lead. In deciding whether to set an MCL for a particular
contaminant or set a treatment technique rule, the primary focus of the
statutory analysis is not on who is ``responsible'' for the sources of
lead in drinking water, but whether it is feasible to ascertain the
level of lead in drinking water. As described above, the variability of
lead and copper levels make it ``technologically infeasible to
ascertain whether the lead or copper level at a tap at a single point
in time represents effective application of the best available
treatment technology'' (53 FR 31527, USEPA, 1988). While premise
plumbing is a contributor to lead and copper at the tap, the EPA found,
and continues to find, that the quality of water delivered to customers
can be controlled by systems regardless of whether the system
physically controls all lead sources and that ``water systems can
affect, at least to some degree, water tap lead and copper levels
through adjustment of the corrosivity of water delivered by the
system'' (56 FR 26473, USEPA, 1991). For example, studies indicate that
CCT can reduce drinking water lead levels at the tap (Cardew, 2009;
Hayes et al., 2008; Tully et al., 2019). However, while water systems
can affect drinking water corrosivity, they cannot do so in a way that
allows the EPA to set an MCL due to factors such as variability of lead
and copper in drinking water, treatment effectiveness, and the sources
of lead and copper as discussed above. Additionally, if the EPA were to
establish an MCL despite these factors, it would be based on the
principle that the MCL would set a level that could be met by most
systems (taking into account variability in tap levels among systems
after treatment), resulting in a level too high to be health protective
as water systems below this high level would not be required to take
any actions. Therefore, a treatment technique rule for lead and copper
is also more health protective than an MCL would be.
Some commenters claimed that, because the LCR requires water
systems to conduct tap sampling and take actions based on action
levels, the EPA has found it feasible to ascertain lead levels for the
purposes of a treatment technique, and therefore the EPA must set an
MCL for lead. The EPA notes that the ability to accurately measure the
level of a contaminant in a single sample is not equivalent to finding
that it is ``feasible to ascertain the level of the contaminant'' for
purposes of establishing a rule that prevents lead exposure consistent
with SDWA. The measurement of lead or copper in a single sample alone
does not indicate the extent of corrosion of lead and copper from
plumbing materials (53 FR 31527, USEPA, 1988). As noted above, the EPA
found that there is no precise level of lead at the tap that can be
achieved through application of the best available treatment due to the
high variability of lead at the tap. The EPA has also demonstrated that
the key factors that led to the agency establishing a treatment
technique rule for lead and copper still apply today. Therefore, it is
not feasible to ascertain the level of lead for the purposes of
establishing an MCL.
Additionally, the EPA notes that these commenters misconstrue the
difference between the action level and an MCL. Due to the factors
described above, the lead action level is not a precise statistical
analysis of the effectiveness of treatment, but rather is a general
screening level developed for use as a tool to simplify and enable
implementation of the CCT treatment technique (see section IV.F.4 of
this preamble for discussion of how the action level was developed).
One key difference between action levels and MCLs is that exceeding an
action level alone is not a violation of the rule, but rather a system
is in violation if it fails to take required actions following an
action level exceedance. While the lead action level is a numerical
value, it is not equivalent to an MCL either in function or in terms of
how it is derived (56 FR 26488, USEPA, 1991).
Some commenters claimed that the EPA has established MCLs for other
drinking water contaminants, such as disinfection byproducts (71 FR
388, USEPA, 2006), and that EPA has stated that such contaminants are
similarly prone to sampling variability. However, the preamble for the
Stage 2 Disinfectants and Disinfection Byproducts Rule does not suggest
that disinfection byproduct sampling is subject to the same level of
sampling variability as lead sampling or that disinfection byproducts
are so affected by sampling variability that it impacts the ability of
water systems to accurately ascertain disinfection byproduct
contamination from water samples (71 FR 388, 394, USEPA, 2006).
Specifically, there is no discussion of the disinfection byproduct
levels measured in the distribution systems and used for compliance as
being unrepresentative of the levels in water delivered to consumers at
the tap. Disinfection byproduct levels can vary based on factors such
as residence time in the system, pipe diameter, location where
disinfectants are added, and water temperature (71 FR 394, USEPA,
2006). Water systems are required to sample at different sites across
the distribution system to account for this variability. However, the
greater variability in lead and copper materials from sampling site to
sampling site and the lead and copper levels in water at individual
taps within the system is one difference between the lead and copper
and the disinfection byproduct rules. While both rules require systems
to evaluate water quality within the distribution system, due to the
reasons stated above, the LCR also requires sampling at consumer taps,
which is inherently variable across sites due to factors including
differences in premise plumbing within homes. Sampling in the
distribution system for lead and copper would not be representative of
the levels of lead and copper at the tap. Put simply, there is no
indication that the level of purported sampling ``variability''
associated with disinfection byproducts can be reasonably compared to
that of lead contamination in drinking water.
Another critical distinction between lead and disinfection
byproducts is that, unlike lead, disinfection byproducts arise from
water systems disinfecting the water supply. Water systems
[[Page 86445]]
introduce disinfectants, such as chlorine and chloramine, into the
drinking water supply (71 FR 394, USEPA, 2006). These disinfectants
interact with organic and inorganic material in source waters to form
disinfection byproducts. Water systems can control and account for the
formation of disinfection byproducts, such as through source water
treatment to reduce precursors (e.g., total organic carbon) that can
lead to disinfection byproduct formation when these precursors come
into contact with disinfectants. On the other hand, lead is rarely
found in source water (86 FR 4231, USEPA, 2021a) and instead enters
drinking water through corrosion in lead pipes and fixtures, sometimes
from lead pipes and fixtures outside the direct control of the water
system. As such, there is no inconsistency between regulating
disinfection byproducts through an MCL while finding that a treatment
technique is necessary for lead.
Considering the above information and analysis, the EPA is
determining that the same conditions that prompted the agency to
promulgate a treatment technique rule for lead and copper in 1991 still
exist today and justify continued use of a treatment technique rule for
regulating lead and copper. This includes the nature of lead
contamination, where much of the lead in drinking water continues to
originate in the distribution system and from sources outside the
control of water systems (e.g., premise plumbing), the condition and
composition of water systems' plumbing and distribution system varying
from system to system, and the variability of lead and copper levels at
the tap. In addition to finding that it is not feasible to set an MCL
for lead and copper at the tap, the EPA also notes the benefit of a
treatment technique. As noted above, the EPA can set requirements that
compel the system to take various actions to reduce exposure to lead in
drinking water, while an MCL would not compel action until, and unless,
the MCL is exceeded (USEPA, 2020b). The EPA is prohibited from
requiring a specific treatment when promulgating an MCL (see SDWA
section 1412(b)(4)(E)). For example, the agency would not be authorized
to require all water systems to conduct mandatory service line
replacement or some of public education requirements as part of an MCL
rule.
The conditions that led the agency to make the findings necessary
to promulgate a treatment technique rule for lead and copper in 1991
still apply and are supported by an evaluation of the best information
and data available since the LCR was promulgated. For these reasons,
the agency is continuing to regulate lead and copper through four
treatment techniques: (1) service line replacement, (2) CCT, (3) public
education, and (4) source water treatment.
B. Service Line Replacement
1. Overview
There is no safe level of lead in drinking water. More than 30
years after the EPA promulgated the 1991 LCR, the use of lead and
galvanized requiring replacement (GRR) service lines to deliver water
poses a continual threat of significant adverse health effects. Where
present, LSLs are the most significant source of lead in drinking
water. Even when water systems with lead and GRR service lines have
implemented optimal corrosion control treatment (OCCT), lead can still
be released from these service lines. In addition, improper
implementation of tap sampling and OCCT requirements in the LCR has
resulted in significant increases in lead levels that are unaddressed
and cause increased exposure to lead in drinking water for consumers in
multiple water systems. As a result, this final rule modifies the
National Primary Drinking Water Regulation (NPDWR) for lead by
mandating service line replacement of lead and GRR service lines
regardless of tap sampling results or corrosion control efforts.
The final LCRI requires mandatory replacement of both lead and GRR
service lines. Under the 2021 LCRR, galvanized service lines that
currently are or ever were downstream of lead or unknown service lines
are considered to be ``galvanized requiring replacement'' service lines
(Sec. 141.2) because the risk of high lead levels from these service
lines is comparable to that of LSLs. Where the system is unable to
demonstrate that a galvanized service line ``never was'' downstream of
an LSL, it must categorize the service line as GRR. Galvanized service
lines downstream of a lead connector are not required to be replaced
because the risk is not as significant.
The final rule requires replacement of the entire service line,
such that no portion of a lead or GRR service line remains. Partial
lead or GRR service line replacements do not prevent known or
anticipated adverse health effects and may cause adverse health
effects; however, water systems may, in limited circumstances, need to
conduct partial service line replacements as part of an emergency
repair or to facilitate the completion of planned infrastructure work
(separate from service line replacement activities, such as water main
replacement) that would disturb the service line. Accordingly, the rule
(1) prohibits water systems from conducting a partial lead or GRR
service line replacement, except in the mentioned limited
circumstances, and (2) requires water systems that conduct partial
service line replacement to comply with notification requirements and
other measures to mitigate the potential increased levels of lead as a
result of the partial replacement (section IV.B.5).
The EPA is authorized to promulgate NPDWRs for PWSs and not for
individual property owners. Under SDWA, a PWS is defined to include
service lines (``distribution facilities'') if they are ``under
control'' of the operator of the PWS and ``used primarily in connection
with'' the system (SDWA section 1401(4)(A)). Therefore, the requirement
in the final LCRI for PWSs to fully replace lead and GRR service lines
applies only to service lines ``under control'' of the operator of the
PWS and ``used primarily in connection with'' the system (section
IV.B.3). Where a water system has access (e.g., legal access, physical
access) to conduct full service line replacement, the service line is
under its control, and the water system must replace the service line.
The LCRI does not delineate or establish the criteria for determining
whether a system has access to conduct full service line replacement;
that determination is governed by State or local law or water tariff
agreements. The LCRI does not presume that customer consent is required
for a system to gain access to conduct full service line replacement,
yet the final rule recognizes that customer consent may be a
prerequisite for access in some States and municipalities because, in
some cases, service lines may only be under control of the water system
when the customer provides consent to replace the customer-owned
portion of the line. For that reason, where property owner consent is
required under State or local law, the LCRI requires that the water
system at a minimum make a ``reasonable effort'' (four attempts) to
obtain property owner consent, and if the customer does not consent to
the replacement, the system is not required to make further attempts to
gain access to replace the service line until there is a change in
property ownership.
The final LCRI establishes a deadline for water systems to complete
their service line replacement program within 10 years (section
IV.B.6), unless the State sets a shorter deadline for the system
(section IV.B.7) or the system is eligible and plans to use a deferred
deadline (section IV.B.8). The EPA
[[Page 86446]]
determined that a 10-year replacement deadline is feasible for the vast
majority of water systems. However, the number and proportion of
service lines requiring replacement can vary significantly among
systems, making it difficult to identify a single deadline that
represents the fastest feasible rate of replacement for all systems
across the nation. In recognition of the strong possibility that some
systems may be able to replace all of their lead and GRR service lines
on a faster schedule, and to ensure that the rule meets the statutory
standard for a treatment technique rule to ``prevent known or
anticipated adverse effects on the health of persons to the extent
feasible'' (SDWA section 1412(b)(7)(A)), the rule requires the State to
set a shortened deadline if the State determines an earlier replacement
deadline is feasible for the system.
On the other hand, to ensure that the rule's service line
replacement deadline is not infeasible for a large number of systems,
the final rule includes a pathway for a water system to defer its
replacement deadline if the system meets specific threshold criteria
established in the rule, while also requiring that the State
periodically evaluate whether the deferred deadline and associated
replacement rate the system identifies are the fastest feasible.
Systems on a deferred deadline must regularly provide their State with
information on the deadline and rate they consider as the fastest
feasible to support their continued eligibility for a deferred
deadline, and the State must periodically approve the system's
continued use of the deferred deadline and associated replacement rate
or determine a faster replacement rate. The EPA determined that setting
a deadline of 10 years and incorporating procedures for reducing or
extending that time frame on a case-by-case basis will ensure that the
LCRI requires water systems to replace lead and GRR service lines as
quickly as is feasible.
2. Mandatory Service Line Replacement
a. Rationale and Proposed LCRI Revisions
Lead service line replacement is a highly effective treatment
technique for reducing lead levels in drinking water. It has been part
of the EPA's NPDWR for lead since 1991. The LCRI makes a fundamental
improvement to the LSLR treatment technique in the LCR NPDWR. The 1991
LCR requires systems that exceed the lead action level of 0.015 mg/L to
replace LSLs systemwide at a mandatory replacement rate and allows
these systems to stop replacing LSLs if the system ceases to exceed the
action level. Under the 1991 LCR, systems could meet the mandatory
replacement rate by partially replacing the system-owned portion of the
LSL or through ``test-outs'' of individual service lines. However,
research conducted after 1991 revealed that LSLR is highly effective at
reducing lead levels in drinking water only where the entire LSL is
replaced (Deshommes et al., 2017; Trueman et al., 2016; USEPA, 2011a).
Thus, the 2021 LCRR maintained the approach of the 1991 LCR to require
replacement if a system exceeds the action level of 0.015 mg/L, but
reduced the replacement rate to three percent per year. The 2021 LCRR
also required systems to replace the entire LSL, prohibited ``test-
outs'', and required systems that exceed the lead trigger level of
0.010 mg/L to replace lead and GRR service lines at a goal-based
replacement rate until the system ceases to exceed the lead trigger
level. The 2021 LCRR also required water systems to provide
notification and risk mitigation actions, including the provision of
pitcher filters, when a service line replacement was conducted.
In the 2021 LCRR review, the EPA noted the ``urgency of fully
removing all lead service lines'' and acknowledged that under the 2021
LCRR, millions of LSLs would be left in place, resulting in
``generations of Americans being at risk of significant lead exposure
through their drinking water'' (86 FR 71577, USEPA, 2021b). During the
2021 LCRR review, the EPA listened to the nation's concerns on lead in
drinking water through two days of public listening sessions, 12
community and stakeholder roundtables, and two co-regulator and elected
official meetings. Nearly all commenters expressed support for the goal
of full replacement of all the nation's LSLs. Commenters frequently
suggested that the agency mandate replacement of all LSLs over a
defined time (e.g., 10 to 15 years) regardless of drinking water lead
levels, ban all or certain partial service line replacements, and
increase financial support for LSLR from the EPA and other Federal
agencies (86 FR 71576, USEPA, 2021b). These stakeholder recommendations
reflect a widespread awareness that LSLs pose a continued threat to
public health that cannot be quickly and fully remedied through
installation or re-optimization of CCT.
Consistent with the statutory direction when promulgating a
treatment technique rule, the EPA proposed in the LCRI mandatory full
service line replacement of all lead and GRR service lines, regardless
of lead levels, because full replacement will prevent to the extent
feasible the known or anticipated significant adverse threat to public
health caused by the presence of these service lines. Mandatory full
service line replacement prevents known adverse health effects because
it reduces lead levels in drinking water more than other risk
mitigation actions and treatment, such as OCCT, flushing, and public
education. Even when a system's 90th percentile lead level is
relatively low, full service line replacement is the only risk
mitigation action that permanently removes the lead source and
associated exposure risk. Although OCCT can be effective at reducing
lead levels, it requires consistent proper operation, water quality
parameter monitoring, and tap sampling to ensure it is effective at
reducing lead levels. The EPA's experience with implementing the LCR
for over 30 years has shown that improper implementation of tap
sampling and CCT has resulted in significant increases in lead levels
that were unaddressed and caused increased exposure to lead in drinking
water for consumers in multiple water systems (e.g., Edwards and Dudi,
2004; Lytle et al., 2020; Sarver, 2019; USEPA 2023f). Additionally, in
recent years, systems ranging from small to large have experienced high
lead levels despite having installed OCCT and maintained compliance
with the LCR OCCT requirements (Masters et. al, 2021). In addition,
when elevated levels of lead are detected, OCCT can take years to study
and implement, and some systems, based on the water chemistry in their
source water and distribution systems, may face challenges optimizing
CCT, leaving their consumers at a higher risk of lead exposure compared
to other communities. Recognizing that there is no known safe level of
lead in drinking water, removing the largest sources of lead in
drinking water (lead and GRR service lines where present) can reduce
lead levels more than OCCT alone or in combination with public
education and other risk mitigation activities. Furthermore, lead
particulates can be released sporadically or as a result of service
line disturbances even in systems that have well-operated OCCT and have
measured generally low lead levels (Del Toral et al., 2013;
Triantafyllidou et al., 2007). Thus, systems with 90th percentile
levels below the lead action level or even the lead practical
quantitation limit (PQL) may still have higher lead levels at
individual sites served by lead and GRR service lines. These higher
lead levels then result in increased lead exposure to the consumers
served, but without any
[[Page 86447]]
requirement for systemwide follow-up actions such as CCT, public
education, or LSLR. Cases of lead poisoning in children have been
documented and attributed to drinking water in communities whose
systemwide lead levels remained below the lead action level
(Triantafyllidou et al., 2007; Triantafyllidou and Edwards, 2012).
i. Scope of Mandatory Service Line Replacement
The pre-2021 LCR did not require galvanized service lines to be
replaced. A galvanized service line that currently is or previously was
downstream of an LSL can contribute to lead in drinking water and
resulting lead exposure to consumers (USEPA, 2020d) and, therefore, is
considered a ``galvanized requiring replacement'' or GRR service line
under the 2021 LCRR. Such GRR service lines can adsorb particulate lead
initially mobilized from the upstream LSL, which can later be released
back into the drinking water even after removal of the LSL (McFadden et
al., 2011). The 2021 LCRR's inclusion of GRR service lines in the full
service line replacement requirements ensures that all galvanized
service lines currently or previously downstream of an LSL will be
treated the same as an LSL under the service line replacement
requirements (USEPA, 2020d). The proposed LCRI maintained the 2021 LCRR
requirements for water systems to fully replace both lead and GRR
service lines in their distribution systems.
The 2021 LCRR did not require replacement of galvanized service
lines downstream of a lead connector. Galvanized service lines
downstream of a lead connector may contribute lead into drinking water,
but for the 2021 LCRR, the EPA did not find it appropriate to
categorize these service lines as ``galvanized requiring replacement''
if these lines were not currently or previously downstream from an LSL
(USEPA, 2020e). The EPA determined that it was not feasible to include
a requirement for all systems to inventory lead connectors; therefore,
they cannot be used to categorize a galvanized line as needing to be
replaced under the LCRR (USEPA, 2020e). Additionally, the EPA did not
want LSLR to be slowed by including galvanized service lines downstream
of a lead connector in the total number of service lines requiring
replacement. The 2021 LCRR requires lead connectors to be tracked and
replaced as they are encountered during normal operations. The EPA did
not propose in the LCRI to expand the definition of a GRR service line
to include galvanized service lines downstream of a lead connector for
the same reasons identified in the 2021 LCRR, but the agency did
request public comment on this topic.
The EPA maintained the 2021 LCRR requirement to provide
notification and risk mitigation measures, including pitcher filters,
where full service line replacements were conducted to account for
potential temporary increases in lead levels and further prevent the
potential for known adverse health effects.
b. Summary of Public Comments and the EPA's Response
Many commenters supported the proposed requirement for water
systems to replace lead and GRR service lines regardless of 90th
percentile lead levels, highlighting the benefits of service line
replacement to eliminate the risk of lead exposure posed by these
significant lead sources. A few commenters stated that CCT is effective
at reducing lead in drinking water, and therefore, mandatory service
line replacement should not be required. After consideration of all the
comments on this issue, the agency is requiring full replacement of
lead and GRR service lines in the final rule. Replacement of lead and
GRR service lines can substantially reduce the risk of lead exposure
from drinking water because lead and GRR service lines can release lead
even when systemwide lead levels are low (Triantafyllidou et al.,
2007). Many water systems have proactively and voluntarily replaced
LSLs (USEPA, 2024d), and the States of Illinois, Michigan, New Jersey,
and Rhode Island have passed State laws and regulations requiring
mandatory service line replacement independent of their tap monitoring
results. Proactive and voluntary measures alone, however, cannot
achieve replacement of 100 percent of lead and GRR service lines as
quickly as feasible. A national mandate ensures public health
protection for customers and consumers served by these service lines,
including populations most sensitive to the effects of and communities
disproportionately impacted by lead exposure, in States or water
systems that do not have mandatory or proactive replacement programs.
One comment claimed that the proposed LCRI implicates the major
questions doctrine, violates the commerce clause, is ``unworkable,
underfunded, and unnecessary,'' and is arbitrary and capricious. The
comment was based on the erroneous assumption that the LCRI regulates
homeowners. The EPA disagrees with these characterizations of the
proposed rule. Regarding the major questions doctrine, the comment
claimed that the proposed LCRI implicates the major questions doctrine
because of a substantial expansion in scope, stating that the ``greater
the scope of the proposed action, the clearer that Congressional
authorization must be'' (State of Kansas and Office of Attorney General
of Kansas, 2024). Contrary to the comment's assumption, however, the
EPA has authority under SDWA to regulate PWSs, not homeowners. As a
result, the LCRI regulates PWSs and their distribution systems; it does
not regulate indoor plumbing or require homeowners to take any actions.
Moreover, the LSLR has been a central part of the LCR's treatment
technique as far back as the original 1991 LCR and continuing through
the 2021 LCRR. The LCRI's mandatory service line replacement
requirement differs from the 1991 LCR and 2021 LCRR LSLR requirements
in two ways, but neither difference represents an expansion of scope,
so the major questions doctrine is not applicable to the LCRI's service
line replacement requirements. The first difference is that the LCRI
requires water systems to conduct a full service line replacement
program independent of their tap monitoring results. The EPA notes that
the 2021 LCRR and 1991 LCR both also require systems to conduct
mandatory LSLR if a system exceeds the lead action level. The EPA does
not view the LCRI's similar requirement to be an expansion of scope
simply because the requirement applies independent of tap water
monitoring results. Rather, imposing that requirement irrespective of
tap monitoring results follows directly from SDWA's statutory mandate
in light of current information. SDWA requires the EPA to promulgate
NPDWRs that ``prevent known or anticipated adverse effects on the
health of persons to the extent feasible'' (SDWA 1412(b)(7)(A)). As
section IV.B.1 of this preamble explains, the EPA's finding that a
mandatory, systemwide service line replacement program irrespective of
tap monitoring results is essential to meet this statutory requirement,
as the requirement is both feasible and prevents known or anticipated
health effects of lead exposure from drinking water. For more
information, see section IV.B.1 of this preamble.
The second difference between the LCRI and the LCR and 2021 LCRR is
that the LCRI removes statements about service line ownership and
responsibility to pay for full service line replacement. This change
does not expand the scope of this rule; in fact, the EPA made the
change to better align
[[Page 86448]]
the rule with SDWA's definition of a ``public water system'' and to
clarify that the EPA is not directing through this rule how a water
system should cover the costs of compliance with a NPDWR. How a system
chooses to cover the costs or allocate the costs among users are
matters of State and local law beyond the scope of the EPA's authority
under section 1412 of SDWA. Because State and local governments
regulate how water systems charge for services they provide to their
customers, and the EPA has no explicit statutory authority to regulate
in an NPDWR how water systems charge for their services, under the
LCRI, the EPA has removed all statements in the prior rule about
service line ownership and responsibility to pay.
The EPA disagrees that the LCRI is ``unworkable, underfunded, and
unnecessary,'' particularly, the commenter's assertion that almost none
of the cost of the rule is offset by the Federal Government. On the
contrary, the Bipartisan Infrastructure Law (BIL) dedicates $15 billion
in funding for service line inventory and replacement, and other
Federal funding is also available to support implementation of the LCRI
(see section III.G of this preamble). The final tranche of this BIL
DWSRF funding for lead service line inventory and replacement will be
appropriated in Fiscal Year 2026; however, funds will remain available
for the EPA to obligate (i.e., award) to States during the fiscal year
in which they are appropriated and the following fiscal year,
consistent with SDWA section 1452(a)(1)(C). After the second fiscal
year of availability, any unobligated funds would be reallotted by the
EPA to other States, as described in SDWA section 1452(a)(1)(E). The
EPA notes that its economic analyses for the proposed and final rules
do not account for external funding, such as from BIL, in the
calculation of PWS costs and household cost to residents in CWSs.
Furthermore, the agency also did not rely upon external funding, such
as from BIL, to support its finding that the proposed and final rules
are affordable in accordance with SDWA's definition of ``feasible'' in
section 1412(b)(4)(D) for NPDWRs (``what may reasonably be afforded by
large metropolitan or regional public water systems.'') The EPA finds
the LCRI as a whole is affordable. For discussion on the affordability
of service line replacement, please see section IV.B.6 and IV.B.9 of
this preamble and the final rule's Technical Support Document (USEPA,
2024d). For CCT, please see section IV.F.1 of this preamble. For public
education, please see sections IV.J.1 and IV.K.1 of this preamble. Note
that the EPA is not including a discussion for source water treatment
because those requirements are not being amended by this final rule.
For the EPA's feasibility determination for source water treatment, see
the final LCR (56 FR 26482, USEPA 1991). In addition, the EPA evaluated
the cumulative impact of the LCRI requirements as a whole to household
costs by system size, which are discussed in the EPA's Economic
Analysis for the final LCRI (USEPA, 2024c) in section 4.3.7.3 and shown
in Exhibit 7 and Exhibit 8 in section VI.D.2 of this preamble.
The EPA disagrees that the LCRI is ``arbitrary and capricious.''
The comment claimed the rule would cost the States, PWSs, and
households billions ``without resulting in any measured benefit, and
the agency lacks clear Congressional authorization to impose these
burdens, and the proposed rule does not adequately explain why it is
departing from past practice'' (State of Kansas and Office of Attorney
General of Kansas, 2024). The claim that the proposed rule had no
measured benefit is simply untrue. The final rule's economic analysis
showed that the monetized net annualized incremental benefits range
from $12.0 billion to $23.2 billion (in 2022 dollars, discounted at two
percent) as well as many unquantified benefits, and these benefits
justify the costs (USEPA, 2024a, chapter 6, section 6.3). As described
above, the EPA has clear authority to promulgate the LCRI under SDWA
section 1412. The proposed rule also explained at length the factors it
considered when proposing a mandatory service line replacement
requirement irrespective of lead levels (USEPA, 2023a).
Some commenters suggested that water systems' mandatory service
line replacement programs should extend to replacement of the lead
connector because they are a source of lead in drinking water. The EPA
agrees that lead connectors can contribute lead into drinking water and
encourages their replacement to reduce lead in drinking water. The LCRI
maintains the 2021 LCRR's requirement that lead connectors must be
replaced when they are encountered by the water system (e.g., during
water main replacements). The EPA disagrees, however, that the LCRI
should require systems to locate and then replace all connectors in the
system. Lead and GRR service lines, where present, are the most
significant source of lead in drinking water. Incorporating a
requirement for replacement of lead connectors into the 10-year service
line replacement could take significant time and resources away from
replacing lead and GRR service lines. Systems would be required to
identify where all lead connectors are and then replace them in
addition to the lead and GRR service lines. Furthermore, this would not
be feasible within the 10-year replacement timeframe required for
replacing lead and GRR service lines, and adding this requirement
would, therefore, delay replacement of the most significant sources of
lead exposure in drinking water. The LCRI requires that the system's
inventory include information about lead connectors based on available
information, but the rule does not require systems to engage in a
proactive effort to collect additional information to locate all lead
connectors that may be in the system. Many water systems do not have
information on the presence or location of lead connectors in their
distribution system, but systems conducting a service line inventory
may find that they have records of connectors, and systems may
encounter connectors while conducting service line replacements as well
as conducting repairs and maintenance work. Accordingly, the LCRI
requires water systems that do have records on the location of lead
connectors to include them in their inventory and replace connectors
encountered during service line replacement and other work.
Some commenters argued that galvanized service lines downstream of
a lead connector should be classified as requiring replacement (a
``GRR'') under the system's mandatory service line replacement program,
while other commenters stated that including such lines in mandatory
replacement requirements could significantly impact a system's ability
to complete their service line replacement program within 10 years. The
EPA disagrees with including galvanized service lines downstream of a
lead connector in the mandatory replacement program. In order to
prioritize replacement of the most significant contributors of lead in
drinking water, the final rule does not define galvanized service lines
that are or were downstream of a lead connector as GRR service lines,
and, thus, they are not inventoried or replaced as such (see section
IV.O.3 of this preamble).
c. Final Rule Requirements
The final LCRI requires water systems to conduct full service line
replacement of lead and GRR service lines regardless of their 90th
percentile lead levels. Partial service line replacement and ``test-
outs'' at individual service lines do not count towards mandatory full
[[Page 86449]]
service line replacement. Lead connectors must be replaced where
encountered during normal system operations and service line
replacement unless the connector is not under the control of the
system.
3. Service Lines Under the Control of the System
a. Rationale and Proposed LCRI Revisions
The EPA is authorized by SDWA to regulate PWSs to include any
``distribution facilities under control of the operator of such system
and used primarily in connection with such system'' (SDWA section
1401(4)(A)). In some cases, service line ownership is shared between
customers and PWSs; in other cases, service lines are owned in their
entirety either by customers or by PWSs and used by PWSs to distribute
water. Under the LCR, a water system is required to replace only the
portion of the service line that is owned by the system and offer to
replace the portion of the line not owned by the system. As a result,
for the LCR, ``under control'' of the water system was interpreted as
ownership of the service line. The LCR does not identify how ownership
of the service line would be determined. The LCR explicitly states that
a water system is not required to pay for replacement of the portion of
the service line that is not owned by the system, or to conduct the
replacement of the privately-owned portion of the service line where
the owner chooses not to pay for replacement of the privately-owned
portion of the line, or where replacing the privately-owned portion of
the service line is precluded by State, local, or common law.
Under the 2021 LCRR, water systems are required to conduct full
LSLR, and only full LSLR counts towards a system's mandatory
replacement rate. A system remains in compliance if it is unable to
meet the mandatory replacement rate because a customer refuses to
participate in the replacement program or does not respond to the
system after two good faith efforts to reach the customer. Under the
2021 LCRR, a system must conduct a full service line replacement
regardless of ownership if the customer consents to the replacement of
their portion of the line. However, the 2021 LCRR does not require a
water system to pay for replacement of the portion of the line that is
``customer-owned'' and not owned by the system. The cumulative effect
of these provisions is that a water system is required to conduct full
LSLR where the customer consents to the replacement and agrees to cover
the cost of the replacement or the water system chooses to cover the
full cost of the replacement.
The proposed LCRI builds on 2021 LCRR's requirement to conduct full
LSLR, but the proposed rule did not make any assumptions about customer
consent or payment requirements or assume that there are no other
potential barriers to the system's ability to access the service line
to conduct a full replacement. Under the proposed LCRI, full
replacement of all lead and GRR service lines is required wherever a
system can access the service line in order to conduct a full
replacement. The EPA does not have the authority under SDWA section
1412 to specify whether customer consent is required for a water system
to gain access to a service line, nor does the EPA have the authority
under SDWA section 1412 to determine that a water system is or is not
responsible for the cost of the service line, or how those costs should
be allocated among rate payers, as these are matters determined by
State or local law. In addition, the EPA recognizes that there may be
other barriers that prevent a system from gaining access to conduct a
full service line replacement on a case-by-case basis (e.g., threats to
the safety of system personnel due to site characteristics).
Accordingly, in the proposed LCRI, the EPA proposed to treat a service
line as ``under control'' of the system wherever the system has access
(e.g., legal access, physical access) to conduct a full service line
replacement.
Under the proposed LCRI, a water system's obligation to conduct
full service line replacement extends to those service lines under
control of the system, i.e., those service lines that the system can
access to conduct a full service line replacement. If a system does not
have access to conduct a full service line replacement, it is not
required by the rule to replace the lead or GRR service line, but it
must document the reasons that the water system does not have access
and include any specific laws, regulations, and/or water tariff
agreements that affect the system's ability to gain access to conduct
full service line replacement identified in the service line
replacement plan. The system must provide this documentation to the
State.
The proposal also included requirements for systems to make
reasonable efforts (four attempts using two different communication
methods) to obtain property owner consent where a water system has
legal access to conduct full service line replacement only if the
property owner consent is obtained, where the number of attempts was
doubled relative to the 2021 LCRR requirement and the use of multiple
communication methods was incorporated to better reach property owners
and increase participation in service line replacement programs (USEPA,
2021b). If the system is unable to obtain property owner consent after
four attempts, the system is not required to replace the service line.
However, the system would need to offer full service line replacement
within six months of any change in property ownership and make four
attempts to obtain property owner consent within one year of the change
in property ownership. The EPA proposed that requirement to continue to
apply until a water system no longer has lead, GRR, or unknown service
lines in their inventory. The purpose of this requirement is to ensure
that water systems give property owners an adequate notice and
opportunity to provide any necessary consent for service line
replacement. The EPA also proposed that any water system that was not
able to obtain property owner consent after making a reasonable effort
must certify to the State the number of service lines not replaced due
to property owners not providing consent where consent is required by
State or local law.
The EPA did not propose to delineate the prerequisites or elements
of ``access'' that a system would need to conduct full service line or
connector replacement because of the wide variation of relevant State
and local laws and water tariff agreements as well as the potential for
these to change over time. The proposed LCRI also emphasized the many
possible approaches water systems could use to overcome access barriers
to conduct full service line replacement, some of which may be unique
to the system (88 FR 84925, USEPA, 2023a).
The proposed LCRI included several rule provisions designed to
increase transparency and incentivize systems to find ways to overcome
barriers to a water system's ability to gain access to conduct full
service line replacement. First, the EPA proposed to require water
systems to identify legal barriers (e.g., laws, ordinances, and water
tariff agreements) to gaining access for full service line replacement
in their service line replacement plans and make the plans publicly
accessible, which may facilitate action by the community served to
overcome those barriers (see section IV.C of this preamble for more
information on the replacement plan). Second, the proposed rule
provides a pathway for systems to defer optimizing or re-optimizing CCT
and conducting costly and complex pipe rig/loop
[[Page 86450]]
studies by replacing all lead and GRR service lines in their
distribution system within five years at a rate of a minimum of 20
percent of lines per year. To take advantage of this proposed pathway,
systems must have access to fully replace all lead and GRR service
lines in their inventories and identify all unknown service lines
within five years. Third, the EPA expects systems to be motivated to
find ways to access each lead and GRR service line for replacement
because removing these significant lead sources can reduce the system's
90th percentile lead level, which, in turn, would decrease the
likelihood of a lead action level exceedance and the subsequent need to
(1) install (and maintain) or re-optimize OCCT (that could involve
costly CCT studies), (2) replace lead-bearing plumbing or install
point-of-use filters (for small systems that choose not to install or
re-optimize CCT), and (3) make filters available along with additional
public outreach if the system meets the requirements for multiple lead
action level exceedances. With the most significant lead sources
replaced, systems would also have a lower likelihood of measuring
higher lead levels, which are tied to the Tier 1 public notification
requirements after a lead action level exceedance (also referred to as
the 24-hour public notification) and Distribution System and Site
Assessment (DSSA) requirements. Fourth, systems without lead and GRR
service lines that exceed the action level due to other sources of lead
(i.e., premise plumbing) would be able to conduct less costly, complex,
and time-consuming CCT studies, such as metal coupon tests, should they
be required to initiate OCCT steps. Fifth, the more rigorous sampling
of the first- and fifth-liter samples at LSL sites could also be
avoided where systems accessed and replaced all lead and GRR service
lines. Sixth, systems that have replaced all their lead and GRR service
lines would have to meet fewer public education requirements. For
example, systems without lead, GRR, or unknown service lines would not
have to conduct the proposed notification and risk mitigation
requirements after a service line disturbance or the annual
notification of service line material type to consumers served by these
lines. Seventh, public education requirements in the LCRI are designed
to inform consumers about the adverse health effects associated with
lead in drinking water and risk reduction measures, including full
service line replacement, which may result in more customers providing
access (where property owner consent is required for legal access).
b. Summary of Public Comments and the EPA's Response
The EPA received many comments on the provision in Sec.
141.84(d)(2) of the proposed LCRI stating that ``[w]here a water system
has access (e.g., legal access, physical access) to conduct full
service line replacement, the service line is under its control, and
the water system must replace the service line.'' On one end of the
spectrum, several commenters stated that the EPA's interpretation of
``control'' as access is beyond the EPA's authority under the SDWA.
Many of these commenters argued that the EPA should not change its
prior interpretation of ``control'' as exclusively tied to ownership.
Some of these commenters argued that service lines, or service lines
not owned by the system, are not covered by the definition of ``public
water system'' in section 1401(4) of SDWA at all and are therefore
beyond the reach of a NPDWR; several others asserted that control
should be interpreted as ownership and without ownership, or if the
service line is on private property, then the service line is not under
control of the system. Several commenters raised practical and policy
concerns associated with conducting a lead service line replacement on
private property. On the other end of the spectrum, several commenters
stated that the EPA's interpretation of ``control'' as access is too
narrow and will create a loophole allowing systems to avoid conducting
service line replacement wherever they determine that they lack access.
These commenters argue that the EPA should structure the rule to either
deem service lines as under control of the system (or require States to
do so as a condition of primacy) or create a rebuttable presumption
that service lines are under control of the system, as promulgated by
the EPA in the 1991 LCR.
The EPA disagrees with commenters on both ends of the spectrum.
Commenters advocating that the EPA interpret ``public water system'' to
include either no service lines or only service lines ``owned'' by the
system ignore the statutory definition of ``public water system'' which
is tied to control, not ownership. Moreover, these comments fail to
comport with both SDWA's mandate in section 1412(b)(7)(A) for the EPA
to identify treatment technique requirements that prevent known or
anticipated adverse effects to the health of persons to the extent
feasible and SDWA's requirement in section 1412(b)(9) for any revision
of an existing NPDWR to maintain, or provide for greater protection of
the health of persons. Full lead service line replacement prevents
known or anticipated adverse effects to the health of persons and it is
feasible even where water systems do not own any portion of the service
line. Partial service line replacement does not prevent known or
anticipated adverse effects to the health of persons, and may result in
continued exposure and short-term increased levels of lead in drinking
water. For those reasons, the EPA promulgated the 2021 LCRR to require
water systems to conduct full service line replacements even if they do
not own the service line, as long as the customer provides consent and
to ensure that partial replacements would not be conducted as a result
of a NPDWR. The LCRI similarly requires full service line replacement
even when the system does not own the service line and it does not
require or allow partial service line replacement to meet the
replacement requirement of the rule and in doing so, the EPA is
consistent with the statutory definition of ``public water system'' and
meets the requirements in section 1412(b)(7)(A) and 1412(b)(9). None of
the commenters that advocate for the EPA to limit the service line
replacement requirements to portions of the service line owned by the
system, or give credit for partial replacements, explain how such a
rule would be consistent with section 1412(b)(7)(A) and 1412(b)(9).
The term ``public water system'' is defined in SDWA section 1401(4)
as ``a system for the provision to the public of water for human
consumption through pipes or other constructed conveyances, if such
system has at least fifteen service connections or regularly serves at
least twenty-five individuals. Such term includes (i) any collection,
treatment, storage, and distribution facilities under control of the
operator of such system and used primarily in connection with such
system, and (ii) any collection or pretreatment storage facilities not
under such control which are used primarily in connection with such
system.''
The plain language of the first sentence of this definition
includes service lines because they are ``pipes'' used for the
``provision of water to the public'' through ``service connections''
that ``serve . . . individuals.'' The second sentence explains further
that the definition includes ``distribution facilities under control of
the operator of such system'' (emphasis added). Service lines are used
to distribute water to consumers and as such, are part of the system's
``distribution facilities.'' Therefore, the EPA does not agree with
commenters that state that service lines
[[Page 86451]]
are not part of the definition of ``public water system'' and thus
outside of EPA jurisdiction because they are not covered by either the
first or second sentence. Such an interpretation would be inconsistent
with the statutory text and the EPA's longstanding implementation of
the statutory definition of ``public water system.'' Service lines are
pipes through which drinking water flows to the customer as part of
distribution facilities under control of the operator. Service lines
are directly connected to the water mains that are directly connected
to the treatment facility or storage facilities. These are all
interconnected to convey drinking water to the building for consumption
and the flow of drinking water through these pipes is controlled by the
water system.
Moreover, there is nothing in the definition that suggests the
distribution facility must be owned by the public water system or any
basis to read that requirement into the phrase ``under control of the
operator of such system.'' Public water system operators may not be the
same entity that ``owns'' the system of pipes, service connections,
collection, treatment, storage, and distribution facilities. Therefore,
the question is not whether the public water system ``owns'' the
service line, but whether it is ``under control of the operator of the
system.''
In addition, the interpretation of the ``control'' within the
definition of ``public water system'' to mean ``access'' is consistent
with the dictionary definitions of the terms ``control'' and ``under
control''. As a verb, ``control'' means ``to exercise restraining or
directing influence over'' (Merriam-Webster Dictionary. Retrieved
August 27, 2024, from https://www.merriam-webster.com/dictionary/control#dictionary-entry-1). As a noun, ``control'' means ``an act or
instance of controlling'' and also ``power or authority to guide or
manage'' (Merriam-Webster Dictionary. Retrieved August 27, 2024, from
(n) https://www.merriam-webster.com/dictionary/control). The phrase
``under control'' is defined in the Oxford English Dictionary as
``subject to a restraining or controlling influence, esp. so as not to
cause damage or harm; (of a situation) so as to be managed competently
or dealt with successfully.'' Oxford University Press (2024, March).
``under control'' in control (n). Oxford English Dictionary. Retrieved
August 27, 2024, from https://doi.org/10.1093/OED/6427628422. The
interpretation of service lines as ``under control'' of a water system
whenever the system has ``access (e.g., legal access, physical access)
to conduct full service line replacement'' is consistent with these
definitions. If the water system can, as a factual matter, gain access
over the service line to disconnect it from use and replace it with a
new line, then the water system is directing influence over the line
and exercises power or authority to manage it and it is subject to a
restraining or controlling influence of the system--i.e., ``under
control'' of the system.
At the same time, the EPA does not have the authority to assert in
an NPDWR that a water system has ``control'' of any particular part of
the system's distribution facilities, such as all service lines.
Commenters that advocate for a rule that ``deems'' all service lines as
under control of the system (or requires states to do so as a condition
of primacy) disregard the limits on the EPA's authority to establish a
``primary drinking water regulation'' that ``applies to public water
systems'' (SDWA 1401(1)(A)) and establish requirements under section
1413 of SDWA for ``primary enforcement responsibility for public water
systems.'' The EPA cannot ignore the definition of ``public water
system'' in section 1401(4) of SDWA, which, as explained above, applies
only to the extent the operator has ``control'' of the system. The EPA
cannot simply declare--contrary to the record (LSLR Collaborative,
n.d.b) (see comment IDs EPA-HQ-OW-2022-0801-0845 and EPA-HQ-OW-2022-
0801-1328 in the LCRI docket EPA-HQ-OW-2022-0801 for example)--that all
service lines are ``under control'' of a water system for purposes of
replacement. Instead, whether a service line is under the control of
the water system will depend on: (1) The relevant laws that authorize
and/or condition a water system's ability to exert control over the
line in order to replace it and (2) whether, as a factual matter, a
water system can gain physical access to the service line in order to
conduct a full replacement. Accordingly, as noted above, the rule does
not make any assumptions about customer consent or payment requirements
or assume that there are no other potential barriers to the system's
ability to access the service line to conduct a full replacement.
Instead, under the LCRI, full replacement of all lead and GRR service
lines is required wherever a system can access the service line in
order to conduct a full replacement and not where a system does not
have access to conduct full service line replacement. See Sec.
141.84(d)(2).
Accordingly, the EPA rejects the approaches advocated by commenters
on both ends of the spectrum that would require the EPA to go beyond
the plain language of the statute to use a narrower or broader
definition of ``public water system'' to reduce or expand a water
system's responsibility for replacing lead service lines. In the final
rule, the EPA is requiring full lead service line only ``[w]here a
water system has access (e.g., legal access, physical access) to
conduct full service line replacement'' to meet the mandates of section
1412(b)(7)(A) and 1412(b)(9) while staying within the bounds of the
EPA's authority under SDWA to regulate ``public water systems'' as
defined in section 1401(4).
Some commenters agreed with the EPA's interpretation of control to
mean access. Other commenters agreed with the EPA's proposed approach,
but they described it as vague and subject to different
interpretations. Commenters recommended that the EPA include specific
criteria to specify when a water system has access to prevent systems
from defining access too narrowly in attempts to avoid mandatory
service line replacement. Another commenter provided an example of
specific access criteria: (1) whether the system can safely enter the
property, (2) whether the system can safely conduct the replacement,
and (3) whether the system has obtained the property owner's consent,
if consent is required for access. The EPA agrees that these criteria
are reasonable and appropriate for a system to consider in evaluating
whether it has the requisite access. In fact, physical access is
explicitly referenced in the regulatory text: ``Where a water system
has access (e.g., legal access, physical access) to conduct full
service line replacement, the service line is under its control.''
However, the EPA disagrees that the final rule should include mandated
criteria applicable to all water systems because a water system's
ability to obtain access to a service line to conduct a full service
line replacement is governed by State law, local law, and/or water
tariff agreements and may include requirements for customer cost
sharing for to conduct the replacement. Thus, systems should have some
flexibility to accommodate specific circumstances affecting access that
this rule may not be able to predict. More prescriptive criteria for
determining where a service line is under the control of a system than
``access to conduct full service line replacement'' might be overly
broad and, therefore, beyond the EPA's authority to regulate, or the
criteria may be too narrow and, therefore, not adequately protective of
public health to meet the requirement of SDWA section
[[Page 86452]]
1412(b)(7)(A) to prevent known or anticipated adverse health effects of
persons to the extent feasible.
Some commenters were concerned that defining control as where
systems have access could result in water systems leaving LSLs
unreplaced by claiming a lack of access to any portions of LSLs, such
as those on private property. The final rule is structured to mitigate
this concern. The rule requires replacement of all lead and GRR service
lines under the control of the water system. Where a water system has
access to conduct full service line replacement, the service line is
under its control, even if it is located on private property, and the
water system must replace the service line. For service lines in which
the water system does not have access to conduct a replacement, the
water system must document the reason for lack of access and provide
this documentation to the State. Submitting documentation to the State
explaining why the water system does not have access to a service line
provides the information needed for oversight of this rule requirement
and allows States to ensure water systems are replacing lines in which
they have access.
Where the system has access to conduct full replacement only if
property owner consent is obtained, the system must make a reasonable
effort to obtain consent through at least four outreach attempts using
two different methods of communication. The EPA expects this outreach
will support communication between property owners and the water system
to improve access. In addition, the EPA is finalizing requirements in
the LCRI that provide incentives for systems to overcome barriers to
access or may increase a water system's ability to gain access to
conduct full service line replacement, such as deferring an OCCT study
to replace all lead and GRR service line in the distribution system and
identifying legal barriers in laws, ordinances, or water tariff
agreements to service line access in the replacement plan. (See section
IV.B.3.a of this preamble). The EPA provided several examples in the
proposal on a range of strategies that systems, municipalities, and
States have used to overcome both financial and non-financial barriers
to full service line replacement in the proposed LCRI, even where laws
require customers to provide consent or payment to replace their
portion of the service line (88 FR 84926, USEPA 2023a). Example
strategies are also discussed later in this section. Additionally,
funding and non-regulatory actions can increase water system access to
service lines for full replacement (see section III.G of this
preamble).
Where water systems are unable to gain access to conduct a full
service line replacement, water systems are not in violation of the
treatment technique if they fail to replace these service lines by
their replacement deadline because they are not under the control of
the system. Water systems must continue to publish the addresses of
those service lines in the publicly accessible inventory, deliver
annual notification of service line material to the consumer, and make
a reasonable effort to gain access of the service line for full service
line replacement when the property changes ownership.
Some commenters recommended that the EPA interpret ``under control
of'' the water system as including only those service lines that are
owned by the system, as the EPA did in the 2000 LCR Minor Revisions
(USEPA, 2000a). The EPA disagrees with these commenters. The EPA
interprets the phrase ``under control of'' as distinct from
``ownership'' in SDWA. The term ``control'' is not defined in SDWA, and
use of the phrase ``under control of'' instead of the more commonly
used phrase ``owned by'' suggested that Congress had a different
concept in mind. Moreover, the EPA has never concluded that SDWA
mandates an interpretation of ``control'' to mean ownership
exclusively. In the 1996 proposal to revise the 1991 LCR, the EPA
considered two different interpretations of ``control'', one
interpretation that would require replacement of the system-owned
portion of the service line along with an offer to replace the
customer-owned portion at the customer's expense, and another
interpretation that would require replacement of the system-owned
portion of the service line as well as any additional portions the
system has the authority to replace. In the final LCR published in
2000, the EPA expressed concern that the broader definition of control
``could result in unintended delays and other complications'' and,
therefore, the ``EPA believe[d] it [was] appropriate to equate
`control' with `ownership' to eliminate potential legal confusion and
delays in implementing the Rule'' (65 FR 1950, 1962, USEPA, 2000a).
As discussed in the LCRI proposal, since the 2000 LCR rulemaking,
there are many examples of water systems that have carried out
successful service line replacement programs to fully replace LSLs
regardless of ownership status. There are several documented examples
of systems that have completed or made substantial progress conducting
full replacement of service lines not entirely owned by the system,
including Denver, CO, Flint, MI, Trenton, NJ, York, PA, and projects in
multiple communities through the Massachusetts Water Resource Authority
(USEPA, 2024d). Additionally, the proposed LCRI includes several
examples of communities that changed local ordinances to facilitate
full replacement in areas where service lines are not entirely owned by
the system (88 FR 84926, USEPA, 2023a). Additionally, States have
passed laws to facilitate full service line replacement. For example,
Pennsylvania passed laws to allow rate funds to be used to replace LSLs
on private property that did not change ownership of the service line
or impose any other duties following system funding or replacement of
the service line, unless determined to be necessary by the system
(Pennsylvania General Assembly, 2017). The proposed LCRI also describes
the two laws New Jersey passed to facilitate full service line
replacement both financially and with respect to private property
access. The laws grant municipalities the authority to adopt an
ordinance that allows water systems to enter private property to
conduct LSLR (Ruiz, 2019) and authorizes them to replace LSLs on
private property if the work is an environmental infrastructure project
and funded either by loans from the New Jersey Infrastructure Bank or
by loans issued through the New Jersey Department of Environmental
Protection (State of New Jersey, 2020). Since the proposed LCRI was
published, an Indiana law requires water utilities to work with the
owners of buildings, structures, or dwellings with LSLs to replace
their portions of the service line upon request by the water utility
(Indiana General Assembly, 2024). If the owner refuses or does not
respond, the utility or the utility's agent may enter the property to
replace the customer's portion of the LSL without the owner's
permission or to disconnect water service to the property if prevented
by the owner. Under the law, the non-owner occupant of a property can
grant physical access for service line replacement, where the utility
and occupant are ``held harmless'' by and not liable to the property
owner with respect to the entry or replacement (Indiana General
Assembly, 2024). These State laws do not change ownership of the
service line but show that water systems can obtain access to conduct
full service line replacement without owning the line.
[[Page 86453]]
Some commenters recommended that the EPA explicitly state in the
rule that water systems control all service lines based on an
assumption that without that assertion, LSLs will remain in use around
the country. The EPA does not have the authority to assert in an NPDWR
that a water system has control of any particular part of the system's
distribution facilities, such as all service lines. The examples
provided in the previous paragraph from Pennsylvania, New Jersey, and
Indiana highlight ways States and local governments can change laws or
ordinances to facilitate water system access to conduct full service
line replacement. In addition, the EPA is finalizing several rule
requirements and flexibilities that may lead to an increase a water
system's access to conduct full service line replacement (see section
IV.B.3.a of this preamble).
Finally, the significant Federal funding sources, such as the $15
billion from the BIL, can help increase water system access to conduct
full service line replacement. For example, property owners may be more
likely to agree to replace their portion if the cost is subsidized or
offered at no cost. (See section III.G of this preamble on funding for
service line replacement.) Additionally, the final rule's public
education requirements may increase customer access where property
owner consent is legally required to obtain access to conduct a full
service line replacement. (See sections IV.B.3.a and IV.J.2.a of this
preamble and ``Public Education and Engagement'' in the proposed LCRI
preamble (88 FR 84921, USEPA, 2023a) for more information and examples
of systems that have increased customer participation in service line
replacement programs through their public education.)
c. Final Rule Requirements
In the final rule, where a water system has access (e.g., legal
access, physical access) to conduct full lead or GRR service line
replacement, the service line is under its control, and the system must
replace the service line. Where a water system does not have access to
conduct full service line replacement, the water system is not required
by this rule to replace the line, but the water system must document
the reasons why the water system does not have access. The EPA is not
including specific provisions to delineate where a system has access to
conduct a full replacement. Annually, the system must submit to the
State documentation of the reasons for each line that is not replaced
due to lack of access. Along with other information listed in Sec.
141.90(e)(8), the system must annually submit to the State the total
number of lead and GRR service lines that are not replaced because the
system does not have access to conduct full replacement. The water
system must identify any laws, regulations, and/or water tariff
agreements that affect the water system's ability to gain access to
conduct full lead and GRR service line replacement, including the
citation to the specific laws, regulations, or water tariff agreement
provisions and include them in their service line replacement plan as
well as the publicly accessible version of the plan.
The final LCRI requires that where a water system has access to
conduct a full service line replacement only if property owner consent
is obtained, the water system must make a ``reasonable effort'' to
obtain property owner consent. A reasonable effort must include at
least four attempts to engage the property owner using at least two
different methods of communication (e.g., in-person conversation, phone
call, text message, email, written letter, postcard, or information
left at the door such as a door hanger) before the applicable deadline
of mandatory service line replacement. The State may require systems to
conduct additional attempts and may require specific outreach methods
to be used. Within six months of any change in ownership of the
property, the water system must offer full service line replacement to
any new property owner. Within one year of any change in ownership of
the property, the system must make a ``reasonable effort'' to obtain
the property owner's consent. The EPA expects that changes in property
ownership have likely occurred when water service is initiated or
service is transferred such as when there is a customer name or an
account change on a water billing account. If the water system is
unable to obtain consent from the current property owner after making a
``reasonable effort'' to obtain it, the water system is not required
under the LCRI to replace the line. This requirement applies to systems
until all lead and GRR service lines are replaced in the distribution
system. Annually, the system must submit to the State documentation of
each reasonable effort conducted where the system was not able to
obtain property owner consent where consent is required by State or
local law. The submission for each documented reasonable effort is
required by the January 30 after the system has completed all four (or
more, if required) attempts to engage the property owner as described
in Sec. 141.84(d)(3)(i) and, if applicable, the January 30 after the
specified timeframe (e.g., within one year of any change in property
ownership).
4. Payment for Full Service Line Replacement
a. Rationale and Proposed LCRI Revisions
As noted above, the 1991 LCR and 2021 LCRR include statements
affirming that, while water systems must offer to replace the
customer's portion of a service line, systems are not required to bear
the cost of replacement of the portion of the LSL not owned by the
water system. For the LCRI proposal, the EPA removed these statements
from the regulation, recognizing that how a water system covers the
costs of compliance with an NPDWR cannot be Federally mandated by the
EPA in an NPDWR under SDWA. The EPA does not have statutory authority
to allocate payment; rather, State and local governments regulate how
water systems provide and charge for services to their customers.
Consistent with this approach, the proposed rule did not include a
prohibition on cost sharing for full service line replacement. While
the EPA strongly encourages systems to offer full service line
replacement at no cost to the customer, a prohibition on cost sharing
in the rule is outside the EPA's authority and would result in a
lengthy legal challenge creating uncertainty that would delay
implementation of the rule and further delay service line replacement.
b. Summary of Public Comments and the EPA's Response
Some commenters recommended that the EPA require water systems to
pay for full service line replacement or to prohibit cost sharing,
highlighting potential environmental justice concerns for customers who
are unable to afford to replace their portion of the service line. The
EPA strongly encourages water systems to offer full service line
replacement at no cost to the customer; SDWA does not provide authority
for the agency to direct how a water system covers the costs of
compliance with an NPDWR and the EPA has not used its section 1412
authority under SDWA to do so. This is a matter of State and local law,
as the State and local governments regulate how water systems provide
and charge for services to their customers. The EPA remains concerned,
as it did in the proposal, that any attempt to use an NPDWR to assert
Federal authority over how water systems charge for their services
would be met with a protracted
[[Page 86454]]
legal challenge that would delay implementation of the rule and further
delay service line replacement. Thus, the final rule does not prohibit
cost sharing or mandate how water systems must pay for customer-side
service line replacements.
The EPA strongly encourages customer-side service line replacement
to be offered at no direct cost to the customer wherever possible.
Subsidizing customer-side service line replacement in whole or in part
may result in higher overall participation in the replacement program
and potentially reduce disparities created where service line
replacement is less accessible to lower-income individuals (Baehler et
al., 2022; Environmental Defense Fund (EDF), 2020). The EPA highlights
the significant Federal funding available that can facilitate full
service line replacement (see section III.G of this preamble).
c. Final Rule Requirements
The final rule eliminates regulatory text stating that water
systems are not required to bear the cost of replacement of the portion
of the service line that they do not own. The EPA strongly encourages
water system to offer full service line replacement at no direct cost
to the customer wherever possible, but this is not a requirement of the
LCRI. The final LCRI remains neutral on how water systems provide and
charge for services to their customers.
5. Partial Service Line Replacement
a. Rationale and Proposed LCRI Revisions
Research shows that partial service line replacement does not
reliably reduce lead levels in drinking water and can sometimes
temporarily increase these levels (Deshommes et al., 2017; USEPA,
2011a). For the LCRI, the EPA proposed prohibiting partial service line
replacements unless conducted in coordination with emergency repair or
planned infrastructure projects that affect the service line. Planned
infrastructure work could include water infrastructure or capital
improvement projects that do not solely replace lead and GRR service
lines as part of a service line replacement program. Examples include,
but are not limited to, water main replacement, meter replacement, and
transportation-related construction projects. The proposed prohibition
was intended to ``ensure that the rule itself does not cause additional
partial replacements to be conducted solely for the purpose of LSL or
GRR service line replacement'' (88 FR 84918, USEPA, 2023a), which could
cause negative public health outcomes. While partial service line
replacement has the potential to temporarily increase lead levels in
drinking water, an outright ban on the practice could be infeasible
(USEPA, 2020e). For example, water systems conducting emergency main
replacement may require the removal of at least a portion of the LSL
due to the alignment or spacing requirements to connect the new main
with existing service lines (USEPA, 2020e; USEPA, 2023i). Additionally,
in the case of some emergency repairs, a partial replacement may be
necessary to ensure prompt restoration of water service to the
consumer. Water service is critical to public health as it provides
water for drinking, cooking, and sanitation. Water systems that conduct
full service line replacement in coordination with planned
infrastructure work may realize public health benefits, efficiencies,
and cost savings; however, the agency recognizes that there may be
barriers to a system's access to service lines on private property. In
the proposed rule, the EPA sought comment on this approach to limiting,
but not prohibiting all partial service line replacements, and whether
the exclusion should be limited to only certain types of infrastructure
work.
Lead and GRR service lines are likely to undergo significant
disturbance as a result of planned infrastructure work or emergency
repairs, thereby increasing the risk from all lead sources that remain
following the emergency repair or infrastructure work. To address the
increased risk from this disturbance, the EPA proposed to retain the
2021 LCRR notification and risk mitigation requirements for partial
service line replacement, including requirements for the system to
notify the consumer of the risks of the partial replacement and actions
they may take to minimize lead exposure, provide a pitcher filter or
point-of-use device certified to reduce lead in drinking water and six
months' worth of replacement cartridges, provide flushing instructions,
and offer to take a tap sample between three and six months following
the completion of the partial replacement. The LCRI also proposed to
require water systems conducting a partial replacement to install a
dielectric coupling separating the remaining portion of the service
line and the new portion of the service line, unless the new portion is
made of plastic. A dielectric coupling between the replaced line and
the partial lead or GRR service line reduces the risks of galvanic
corrosion between lead and other metallic pipes that causes lead
release as documented in previous lab-scale studies (DeSantis et al.,
2018; Triantafyllidou and Edwards, 2011; Wang et al., 2012). Multiple
laboratory experiments using harvested pipes showed substantial
decreases in lead release when the electric connection is broken or
dielectric couplings are inserted (Clark et al., 2013; St. Clair et
al., 2016; Wang et al., 2013), demonstrating the value of requiring the
insertion of such couplings. This is consistent with the EPA's Science
Advisory Board (SAB) 2011 report that ``[i]nsertion of a lead-free
dielectric eliminates galvanic corrosion at the new pipe junction by
breaking the electrical circuit between the new and old pipes,''
concluding that ``insertion of a dielectric will likely reduce lead
levels in tap water''; although, the SAB also noted that ``it cannot
confidently estimate the magnitude of the reductions because the
contribution of galvanic corrosion and depositional corrosion to
drinking water lead levels has not been quantified'' (USEPA, 2011a).
The EPA proposed in the LCRI to retain the 2021 LCRR requirements
that apply to a water system when a customer initiates a partial
replacement of an LSL. If the water system is notified that a customer
intends to conduct a partial lead or GRR service line replacement, the
system must replace the remaining portion of the line within 45 days
(or notify the State within 30 days to complete the replacement no
later than 180 days) of the date the customer conducted the partial
replacement and provide notification and risk mitigation measures. The
EPA also proposed in the LCRI to retain the 2021 LCRR requirement that,
if the system is notified or otherwise learns of a customer-initiated
replacement that has occurred within the previous 6 months, the system
must replace any remaining portion of the affected service line within
45 days of becoming aware of the replacement and provide notification
and risk mitigation measures.
b. Summary of Public Comments and the EPA's Response
Some commenters agreed with the proposed approach of banning
partial service line replacement unless conducted as part of an
emergency repair or in coordination with planned infrastructure work,
stating that partial replacement may be necessary in some emergency
scenarios and in coordination with planned infrastructure work; for
example, if a disturbance to the service line is unavoidable and the
water system cannot gain access to conduct a full lead
[[Page 86455]]
service line replacement (e.g., a customer refuses to allow replacement
of the customer-owned portion of the service line). Other commenters
thought partial replacements should be banned in all situations,
including as part of an emergency repair, or that they should be banned
in all situations except as part of an emergency repair. These
commenters highlighted the potential for partial replacements to result
in temporarily elevated lead levels in drinking water and potential
disproportionate impacts to customers who cannot afford to replace
their portion of the service line.
While partial replacements can cause lead levels to temporarily
increase, the EPA shares commenters' concerns about potentially
disproportionate impacts to customers who cannot afford to replace
their portion of the service line where water systems require customer
cost sharing. The final rule does not prohibit all types of partial
replacements because the EPA is concerned that an outright ban on
partial service line replacement is infeasible. For example, water main
replacement may require the removal of at least a portion of the LSL
due to the alignment or spacing requirements to connect the new main to
existing service lines (USEPA, 2020e; USEPA, 2023i), and maintaining
water service is critical to public health as it provides water for
drinking, cooking, and sanitation. The EPA recognizes there are
situations following planned infrastructure work or emergency repair in
which full service line replacement is not possible, such as when the
water system is prohibited by law from replacing all or a portion of
the service line without customer consent and the customer has not
provided consent. While the final LCRI does not further limit the
circumstances when partials may occur following emergency repair or
planned infrastructure work (other than to exclude service line
replacement projects from planned infrastructure work), the EPA has
clarified in the final rule where a water system has access to conduct
full service line replacement, the system must fully replace the
service line. The EPA has also clarified in the final LCRI for
protocols for planned partial service line replacement (i.e., planned
infrastructure work that impacts service lines) that where a system has
access to conduct full service line replacement only if property owner
consent is obtained, the water system must make a ``reasonable effort''
to obtain property owner consent. The EPA strongly encourages water
systems to create plans, such as by developing standard operating
procedures, for planned infrastructure work, emergency repair, and
planning for contingency costs should lead service lines be discovered.
Instead of prohibiting the water system from conducting a partial
replacement in planned infrastructure work or emergency repair, the
final rule requires the water system to take risk mitigation measures
to minimize the risk of lead exposure in drinking water to the persons
served by the affected service line, including providing public
education, a filter and replacement cartridges certified to reduce lead
in drinking water, and an offer to take a follow-up tap sample after
replacement. In addition to these mitigation measures, the final rule
requirements for the service line inventory, replacement plan, and
public education as well as the EPA-administered financial assistance
for full LSLR are aimed at reducing the likelihood that water systems
will need to conduct partial service line replacements as part of an
emergency repair or in coordination with planned infrastructure work. A
discussion of the requirements and support to facilitate systems
gaining access to conduct full service line replacement is included in
section IV.B.3 of this preamble.
The EPA notes that full service line replacement is also a goal of
the DWSRF. While full LSLR is the desired outcome of all DWSRF
assistance for LSLR, the logistics involved with coordinating LSLR with
planned infrastructure projects may dictate that partial replacement of
a service line is necessary if disturbance to the service line is
unavoidable and the water system cannot gain access to conduct a full
lead service line replacement (e.g., a customer refuses to allow
replacement of the customer-owned portion of the service line). For the
purposes of oversight and confirming eligibility, State programs must
require borrowers to document customer refusals, which could consist of
any of the following: a refusal signed by the customer, documentation
of a verbal statement refusing replacement, or documentation of no
response after multiple attempts to reach the customer regarding full
LSLR. State programs are required to report this information to the EPA
(USEPA, 2024i).
A partial LSLR may only be funded by the DWSRF where the water
system shows all of the following: that the partial LSLR is done in
conjunction with planned infrastructure work, that disturbance to that
service line is unavoidable because of the planned infrastructure work,
and that the water system has documented customer refusal showing it
cannot gain access to that property to conduct a full LSLR following
multiple attempts (USEPA, 2024i).
Some commenters also recommended that the EPA not prohibit partial
service line replacement under any circumstances and highlighted the
effectiveness of public education and risk mitigation measures to
reduce exposure following the elevated lead levels that can result from
a partial replacement. The EPA does not agree that partial service line
replacement should be permitted under all circumstances. The
prohibition in the final rule ensures that water systems do not conduct
any partial replacements that would occur outside of an emergency
repair or coordination with planned infrastructure work that impacts
service lines and that is not solely service line replacement. Partial
replacement has not been shown to reliably reduce lead levels and is
known to temporarily increase them. In some cases, increases in lead
levels could extend over longer timeframes (Dore et. al, 2019).
Although the final rule requires water systems to provide information
and filters to consumers to reduce their risk to lead exposure where
partial replacements are unavoidable, these requirements are short-term
measures, and the EPA emphasizes the importance of its prohibition of
partial replacements except in certain circumstances. The EPA considers
avoiding the short-term increases in lead levels caused by partial
replacements preferable to conducting risk mitigation measures to
reduce lead levels after a partial replacement. Lead exposures continue
to remain when partial replacements occur. In addition, risk mitigation
measures such as filters or flushing protocols may not always be
utilized by or correctly implemented by consumers. For example,
existing flushing procedures that call for 30 minutes of flushing at
every tap in the home, to be repeated every two weeks, (i.e., AWWA,
2017) may be challenging to follow, time intensive, and expensive for
some consumers.
Some commenters were concerned that the requirement for water
systems to replace the remaining portion of a service line when a
customer initiates replacement of their private side service line could
worsen environmental justice impacts by allowing customers who can pay
for their replacement to ``jump the line'' as opposed to those who
cannot afford to conduct their own private-side replacement. While the
EPA appreciates these environmental justice concerns, the increases in
lead levels following a customer-initiated partial lead or GRR
[[Page 86456]]
service line replacement could pose an increased risk of adverse health
effects, and this risk will be highest immediately following the
replacement. Thus, replacing the system's portion of the affected
service line and providing notification and risk mitigation measures as
required is necessary to prevent adverse health effects to the extent
feasible.
c. Final Rule Requirements
The final LCRI defines partial service line replacement as the
replacement of any portion of a lead or GRR service line that leaves in
service any length of lead or GRR service line upon completion of the
work. The final rule prohibits water systems from conducting partial
service line replacement, except when the replacement is conducted as
part of an emergency repair or in coordination with planned
infrastructure work that impacts service lines (excluding planned
infrastructure work solely for the purposes of lead or GRR service line
replacement). The final rule clarifies that where a water system has
access to conduct full service line replacement the water system must
fully replace the service line. Where a water system conducts a partial
lead or GRR service line replacement, the system must install a
dielectric coupling separating the remaining service line and the newly
installed service line, unless the newly installed service line is made
of plastic. Where a water system conducts partial service line
replacement, the final rule requires the system to comply with the
notification and risk mitigation requirements.
Where a partial replacement is to be conducted in coordination with
planned infrastructure work that impacts service lines, the system must
notify the property owner, or the owner's authorized agent, as well as
non-owner occupant(s) served by the affected service line at least 45
days prior to the replacement and offer the opportunity to fully
replace the service line. Before the affected service line is returned
to service, the water system must provide the consumer with the
following: written notification that explains that the consumer may
experience a temporary increase of lead levels in their drinking water
due to the replacement; contact information for the water system;
written information about a procedure for the consumer to flush service
lines and premise plumbing of particulate lead following the partial
replacement; and a pitcher filter or point-of-use device that is
certified by an American National Standards Institute (ANSI) accredited
certifier to reduce lead along with six months' worth of replacement
cartridges. The final rule clarifies that where a water system has
access to conduct full service line replacement only if property owner
consent is obtained, the water system must make a ``reasonable effort''
to obtain property owner consent to replace the remaining portion of
the service line. The reasonable effort must be completed before the
partial lead service line replacement.
Where partial service line replacement is conducted due to an
emergency repair, systems must provide the same notification and risk
mitigation measures to consumers as when conducting a planned partial
replacement before the line is returned to service; however, the system
must offer to replace the remaining portion of the service line created
by the emergency repair within 45 days.
Where the customer intends to replace their portion of a lead or
GRR service line, the final rule requires that water systems replace
their remaining portion of the service line at the same time as, or as
soon as practicable after, but no later than 45 days from the date the
customer conducted their partial replacement and provide notification
and risk mitigation measures. The water system must notify the State
within 30 days to complete the replacement no later than 180 days from
the date the customer conducted their partial replacement. Where the
water system is notified or otherwise learns that a customer-initiated
replacement occurred within the previous six months, the system must
replace any remaining portion of the service line within 45 days from
the day of becoming aware of the customer-initiated replacement as well
as provide notification and risk mitigation measures within 24 hours of
becoming aware of the customer-initiated replacement. Where the water
system is notified or otherwise learns of a customer-initiated
replacement that occurred more than six months in the past, the LCRI
does not require the system to replace the remaining portion of the
service line within a certain number of days. Instead, the remaining
portion of the lead or GRR service line must be identified in the
system's inventory and replaced as part of mandatory service line
replacement. For any replacement prompted by a customer-initiated
replacement, the final rule requires notification and risk mitigation
measures be provided to the persons served by the affected service
line.
In the final LCRI, partial service line replacement does not count
towards mandatory full service line replacement. On an annual basis,
water systems must report to the State the number of partial lead and
GRR service line replacements that have been conducted in the preceding
program year and the address associated with each partial replacement
(Sec. 141.90(e)(8)(iii)). Water systems must also annually update that
number in their inventories. Public education to notify customers of
their service line material must continue annually until the entire
lead or GRR service line is replaced. Within six months of any change
in ownership of the property, the system must first reach out to the
new owner with an offer to replace the remaining lead or GRR portion of
the service line. Systems may use new service initiation or service
transfer to a new customer to identify when there is a change in
ownership. Within one year of any change in ownership of the property,
the system must make a reasonable effort to obtain the property owner's
consent to conduct full service line replacement. If the new property
owner declines the replacement, the water system must continue to
provide annual notification of their service line material until the
entire lead or GRR service line is replaced.
The final rule requires the provision of filters following partial
service line replacement to mitigate potential increases in lead
release to drinking water. These requirements are intended to further
protect public health in the event of increased lead release following
a disruption of the scale caused by these events.
6. Time Frame for Full Service Line Replacement
a. Rationale and Proposed LCRI Revisions
Under the LCR, systems must conduct LSLR after the system exceeds
the lead action level at a rate of seven percent per year,
corresponding to a 15-year deadline to replace all LSLs. However, the
rule allowed systems to use partial LSLR and sampling (``test-outs'')
for individual service lines to count toward the replacement rate.
Under the 2021 LCRR, systems must replace the entire service line at a
rate of three percent per year if they exceed the lead action level,
corresponding to an approximately 33-year deadline to replace all lead
and GRR service lines. The 2021 LCRR does not allow partial replacement
and ``test-outs'' to count towards the replacement rate.
For the proposed LCRI, the EPA proposed a 10-year deadline for
water systems to replace all lead and GRR service lines under their
control. In
[[Page 86457]]
recognition of the wide variation among systems with respect to the
number and proportion of lead and GRR service lines in their
distribution systems, the proposed LCRI included two provisions to
adjust the time frame for LSLR. To ensure that the rule meets the
statutory standard for a treatment technique rule to ``prevent known or
anticipated adverse effects on the health of persons to the extent
feasible,'' the EPA proposed to retain the requirement that the State
establish a shortened deadline if the State determines it is feasible
for a water system (e.g., by considering the number of lead and GRR
service lines in a system's inventory) (see section IV.B.7 of this
preamble). To ensure that the rule's service line replacement deadline
is not infeasible for systems with a large number or proportion of lead
and GRR service lines, the EPA proposed provisions for systems to apply
for a deferred deadline (see section IV.B.8 of this preamble).
For the proposed LCRI, the EPA utilized new evidence available
after the promulgation of the 2021 LCRR to determine the feasibility of
conducting full service line replacement by a set deadline. During the
development of the 2021 LCRR, there was a lack of data regarding the
number of lead and GRR service lines in systems as well as very few
broad service line replacement mandates in large geographic regions, or
State laws requiring such. The EPA was only aware of a limited number
of systems that had or were proactively conducting service line
replacement. For the proposed LCRI, however, new and higher quality
evidence and data were available to more accurately assess the
feasibility of requiring full service line replacement by a set
deadline. Many systems have documented the voluntary completion of both
service line inventories and full service line replacement programs
(USEPA, 2023a; USEPA, 2023k). In addition, four State (Illinois,
Michigan, New Jersey, and Rhode Island) service line replacement laws
suggest that States expect broad, mandatory service line replacement by
a set deadline to be ``technically possible'' given the thousands of
systems required to conduct service line replacement simultaneously
within and across these States. Specifically, Michigan requires
replacement of all lead and galvanized previously downstream of LSLs
starting in 2021, to be completed by 2041. Illinois requires
replacement of all LSLs starting in 2027, with the timeline determined
by the number of lead and galvanized lines (if the galvanized lines are
downstream of lead). Both New Jersey and Rhode Island require all LSLs
and galvanized service lines (irrespective of whether there is or was
an upstream LSL) to be replaced in 10 years unless the system is
granted an extension by the State (State of New Jersey, 2021a; State of
Rhode Island, 2023a). Michigan and New Jersey have several years of
experience implementing their service line replacement laws that were
promulgated in 2021, demonstrating the feasibility of the States'
replacement requirements. The EPA notes that these four States have
approximately one-fifth of the lead content service lines in the
country (1.9 lead content lines out of 9.0 million estimated lead
content lines) and have among the most LSLs in the country (USEPA,
2023l; USEPA, 2024n). Finally, BIL and other funding has become
available after the 2021 LCRR promulgation to support lead and GRR
service line replacement projects, which in turn further supports the
feasibility of setting a 10-year replacement deadline because this
requirement is a primary driver of the proposed rule costs.
For the LCRI proposal, the EPA's feasibility analysis used data
from official sources documenting service line replacement rates that
had been achieved in systems nationwide. The EPA used data from 30
systems serving more than 50,000 persons that had maintained proactive
LSLR programs to ensure the resulting rate reflected the technically
possible rate of replacement that may reasonably be afforded by a large
system; in doing so, EPA used the definition of ``large system'' that
has historically been used in the LCR, such as for CCT requirements.
The EPA then normalized the systems' replacement rates by the estimated
number of households served by each water system. The EPA calculated
the 95th percentile of the annual replacements per households served to
set as the national threshold reflecting the fastest feasible annual
replacements per household served that systems could achieve under a
10-year deadline, which equaled 0.039 annual replacements per household
served. The EPA used the 95th percentile rather than the maximum rate
achieved by any one of the 30 systems to avoid setting the per-
household rate based on the rate achieved by an individual system as
that may not accurately reflect the conditions at a wide variety of
systems subject to the replacement requirements in the rule. The
analysis also used the results of the 7th Drinking Water Infrastructure
Needs Survey and Assessment (referred to as ``Needs Survey''), which
was conducted in 2021. The data was published and used in the
feasibility analysis in 2023 (USEPA, 2023l), providing better estimates
on the number of lead, GRR, and unknown service lines in individual
systems and nationwide than were available during the development of
the 2021 LCRR. The EPA used data from the Needs Survey to estimate the
number of systems that would exceed the 0.039 annual replacements per
household served threshold and determined that mandatory service line
replacement in 10 years or less is technically possible and affordable
for 96 to 99 percent of all systems (USEPA, 2023k).
b. Summary of Public Comments and the EPA's Response
Several commenters suggested that the 10-year deadline is not
practical or feasible. Some comments simply asserted, without
explanation, that a 10-year deadline was not feasible. Other commenters
stated that the EPA had not adequately demonstrated feasibility, that
the 10-year deadline was not feasible without the availability of
substantial additional funding, and that the systems used in the
feasibility analysis were not appropriate for determining replacement
feasibility for typical systems under the LCRI. The EPA disagrees that
feasibility of a 10-year replacement deadline was not adequately
demonstrated. In the feasibility analysis for the proposed rule, as in
the updated analysis for the final rule, the EPA examined annual
replacement rate data from water systems that are conducting or have
finished conducting service line replacement. Due to the complexity of
service line replacement and the numerous variables that affect
replacement rates, many of which are specific to each water system or
even each site within a water system, modeling or projecting future
service line replacement rates is highly uncertain. Thus, basing the
feasibility analysis on available data from replacement programs that
have already been conducted by real world systems provides the soundest
basis for evaluating the technical possibility and affordability of
mandatory service line replacement requirements and for establishing a
deadline in a national rule covering a wide variety of systems (also
see preamble sections IV.B.7 and IV.B.8 for shortened and deferred
deadlines).
The EPA considered comments on data for use in the agency's
analysis, such as whether the EPA should include replacement rate data
from systems with ``exceptional'' circumstances, systems serving 50,000
persons or fewer, and
[[Page 86458]]
four water systems that provided data in their public comments. Details
on each aspect of the feasibility analysis are provided in subsequent
paragraphs. In summary, the final LCRI's updated feasibility analysis
excluded replacement rate data from Newark, NJ, and included
replacement rate data from systems serving populations greater than
10,000 persons and from three of the four systems that provided
replacement rate data.\11\ In total, the dataset used for the final
rule's service line replacement feasibility analysis included
replacement rates from 44 water systems. The 95th percentile of these
data is 39 annual replacements per 1,000 service connections (see
section IV.B.8 of this preamble for an explanation on the use of
service connections instead of households served). This information
demonstrates that, based upon the best available service line
replacement data, it is technically possible and affordable for water
systems to replace lead and GRR service lines at a rate of 39 annual
replacements per 1,000 service connections (USEPA, 2024d).
---------------------------------------------------------------------------
\11\ Replacement rate data for one system was provided by a
State, which did not include the name or any identifying information
for the system. Therefore, the annual replacements per service
connection or per household served could not be calculated, and data
from this system was not included in the feasibility analysis
(USEPA, 2024d).
---------------------------------------------------------------------------
Some commenters suggested that the EPA should not use systems with
``exceptional'' circumstances, such as Flint, MI, and Newark, NJ, in
its analysis because they claimed that the average system would not be
able to complete service line replacement as quickly as these systems.
These commenters asserted that these water systems were exceptional
because they had significant external financial subsidies, were in the
midst of much larger lead in drinking water crises, and had taken steps
to initiate their replacement programs prior to the construction period
referenced in the EPA's analysis. These commenters also pointed out
that inclusion of these ``exceptional'' systems in the dataset
influence the per-household threshold, even when using the 95th
percentile, and that they should be excluded from the dataset entirely
to avoid any influence on the per-household rate threshold.
The EPA acknowledged in its feasibility analysis for the proposed
LCRI that two systems (Flint, MI, and Newark, NJ) received substantial
external funding. For the proposed LCRI, the EPA selected the 95th
percentile of the per-household rate to set the fastest feasible rate
while avoiding setting the rate at the maximum recorded annual
replacements per household rate of a single system. For the final LCRI,
the EPA considered the replacement rate data for both Flint, MI, and
Newark, NJ, separately as described below.
With respect to Newark, NJ, the EPA became aware after publication
of the proposed rule of an ongoing formal investigation by the City of
Newark and the NJ Department of Environmental Protection (DEP) into
whether a contractor for the Newark LSLR program conducted partial
service line replacements instead of full replacements in some homes
(City of Newark, 2024). The formal audit is seeking to determine the
number of partial replacements that may have taken place (City of
Newark, 2024). The uncertainties associated with ongoing audit of the
Newark LSLR data could potentially affect the rate at which full
service line replacement was conducted because a partial service line
replacement could be completed more quickly than a full replacement. As
of August 2024, the results of the audit are not yet available. Because
of the new uncertainty this investigation raises with respect to the
Newark data and the importance of moving expeditiously to promulgate
the final LCRI, the EPA has excluded the replacement rate data from
Newark, NJ, from the quantitative analysis for determining the
feasibility threshold rate for service line replacement. Nevertheless,
Newark's LSLR program provides qualitative evidence in support of
finding that it is technically possible to conduct a full service line
replacement program across a large metropolitan or regional PWS in a
short period of time. For example, Newark employed 20 service line
replacement crews simultaneously during their program to replace more
than 20,000 lead and GRR service lines in less than three years (City
of Newark, 2020).
With respect to Flint, MI, the EPA disagrees with commenters that
the City's replacement rate data should be excluded from the dataset
used to calculate the feasible rate threshold. Flint received financial
and technical assistance for its replacement program as well as
substantial press coverage; however, the EPA does not agree that this
support and media coverage warrant exclusion from the feasibility
analysis. The replacement rate data in Flint represents the annual
replacements per 1,000 service connections averaged over the period
from 2016 to 2022, when the City of Flint reported having replaced 97
percent of its service lines requiring replacement (City of Flint,
n.d.). Thus, while nearly 8,000 of the approximately 10,000
replacements conducted in Flint were completed over a 2-year period
between March 2016 and April 2018 (City of Flint, 2019), the EPA uses
an average rate across six years in its feasibility analysis. Thus, the
EPA's analysis uses an average annual rate that does not rely solely
upon the initial replacement rates at the height of the lead crisis. In
addition, while Flint received financial subsidies for service line
replacement, data from the U.S. Census Bureau shows that Flint had a
high poverty rate in 2015, measured at 41 percent (U.S. Census Bureau,
2015a). This is significantly higher than the 2015 national average
poverty rate of 13.5 percent (U.S. Census Bureau, 2015b). Thus, other
cities will have fewer economic challenges than Flint and may be less
reliant on external funding to support service line replacement.
One commenter suggested that the proposed replacement rate and
timeline are not feasible for large systems, particularly when
``large'' systems are defined as systems that serve more than 10,000
persons rather than those that serve more than 50,000 persons. The
commenter noted that a system size of less than 10,000 persons served
is used to assess ``small system impacts under SBREFA and is also the
breakpoint used in SDWA for small systems''. In light of this comment,
the EPA reconsidered its decision to assess feasibility based only on
the 30 systems serving more than 50,000 persons in the proposed rule.
In the final rule, the agency included an additional 12 systems
(serving between 10,000 and 50,000 persons) in the analysis. Of these
12 systems, 10 are within metropolitan statistical areas as defined by
the Office of Management and Budget (OMB) for statistical use (OMB,
2021), supporting that these systems may represent large metropolitan
or regional PWSs. In addition, including such systems increased the
sample size of the EPA's dataset, which can improve the assessment of
feasibility of mandatory full service line replacement for a wider
variety of systems. The EPA also agrees with the commenters noting that
a cut off of 10,000 persons served aligns with the SDWA breakpoint for
small systems and the small system impact analysis under SBREFA.
The EPA did not include replacement rate data identified from two
systems serving 10,000 persons or fewer in the feasibility analysis for
the final rule. In assessing the affordability aspect of feasibility
for purposes of an NPDWR, the EPA evaluates costs to large
[[Page 86459]]
metropolitan or regional PWSs, not small PWSs. Additionally, both small
systems had substantially higher annual replacements per 1,000 service
connections. Small systems having higher replacement rates is not
unexpected in this scenario due to smaller systems having fewer service
lines overall and, therefore, fewer lines to replace compared to larger
systems. Individual service line replacement has generally similar cost
and time needed regardless of system size. Despite potential resource
limitations small systems may face, fewer lead and GRR service lines
require less time and fewer resources, making 100 percent replacement
relatively easier to complete for small systems than for large systems
with similar percentages of lead and GRR service lines in their
inventory. Additionally, service line replacement contrasts to
centralized treatment operations, where the same treatment unit is
employed at the treatment plant for different system sizes, and,
therefore, systems can take advantage of the economy of scale present
in installing and maintaining these treatments.
For the final LCRI, the EPA retained from the proposal the use of
the 95th percentile to set the fastest feasible annual replacements per
1,000 service connections that water systems nationwide can achieve
within 10 years. The EPA did not select the maximum number of annual
replacements per 1,000 connections in the dataset to represent the
fastest feasible rate because the agency did not intend for any single
system with potentially unique circumstances to determine the rate for
a broad range of systems covered by a national rule.
Commenters suggested that the EPA evaluate the feasibility of
alternative deadlines to 10 years. Some commenters suggested a shorter
deadline, such as five years or eight years, to ensure that no system
that could meet an earlier deadline would fail to do so. Other
commenters suggested longer deadlines (such as 15 years), suggesting
that 10 years is not feasible. After consideration of all the comments
and the available data, the EPA determined that 10 years is at feasible
deadline for most systems (USEPA, 2024d). Under the statute, the final
LCRI must meet the standard of preventing lead health effects ``to the
extent feasible,'' which means that the service line replacement rate
must be both feasible and the fastest feasible. If a shorter national
deadline was set, such as five years, this would compromise
implementation of the rule since a larger number of systems would be
eligible for a deferred deadline under the final rule criterion or seek
exemptions or variances. Setting a shorter deadline nationwide in the
rule could also impact States and some water systems' ability to
effectively comply with other aspects of the rule to support and manage
an effective replacement program, including the inventory development
and validation and maintenance of an updated service line replacement
plan. In addition, a more compressed schedule for all systems
nationwide could more significantly impact supply chains for materials
as well as impact worker availability, which some commenters raised as
areas of concern. All of these factors indicate that a national
deadline shorter than 10 years could be infeasible for many water
systems across the United States. The EPA maintains that for some
individual water systems, such as those with a small proportion or
total number of lead and GRR service lines, a rate faster than 10 years
could still be feasible.
Furthermore, using the 10-year replacement deadline helps
streamline the rule and facilitate implementation, a priority
identified in the 2021 LCRR review. The 10-year deadline represents the
EPA's best approximation of the fastest feasible service line
replacement rate for most systems, and therefore, it is the default
deadline. In recognition of the strong possibility that depending on
the specific circumstances, which may evolve over time, many systems
will be able to replace all their lead and GRR service lines even
faster than their replacement deadline (i.e., 10 years, deferred
deadline), the LCRI requires States to set shortened deadlines where it
is feasible. For example, for systems with a small proportion of lead
and GRR service lines, it may be feasible to complete replacement
within a much shorter period than 10 years and at a more rapid rate
than 10 percent of lines per year. In addition, it may be less
efficient to conduct replacement over a 10-year period than a shorter
timeline. For example, Central Arkansas Water, which serves
approximately 205,000 service connections, identified and replaced all
115 remaining LSLs in 14 months. A 10-year replacement program for this
system would lead to approximately 12 service line replacements per
year, which is less efficient and could lead to an increased need of
resources considering replacement crews would be needed over a much
longer period of time (Sweeney, 2020; Central Arkansas Water, 2022).
In addition to failure to meet the ``feasibility'' requirements in
the statute, a shorter mandatory replacement deadline in the final LCRI
would likely result in a greater number of water systems seeking
exemptions from the treatment technique requirements. Systems may seek
an exemption from the LCRI's treatment technique to obtain additional
time to complete their service line replacement programs in accordance
with requirements under Sec. Sec. 142.50 through 142.57. To obtain an
exemption, systems must expend resources demonstrating eligibility for
the exemption. States and the EPA would need to expend resources to
evaluate the exemption request, hold public hearings, and consider the
public input prior to approving or denying an exemption providing a
later compliance date. The EPA thinks that system, State, and EPA
resources are better expended on inventorying and replacing lead and
GRR service lines than evaluating exemptions. The EPA's decision to
establish a 10-year replacement deadline with limited criteria for
extensions will also reduce the resources spent issuing exemptions for
the requirements.
Commenters recommended that instead of a national deadline
established in the LCRI, the replacement rate for each State or system
be determined at the State or local level on a case-by-case basis, as
these entities would have a better understanding of system specific
challenges or advantages that would allow them to determine the fastest
feasible rate. While no single deadline in a national-level regulation
can represent the fastest feasible deadline for each of the nearly
66,000 individual systems nationwide that are required to comply with
the LCRI, the EPA disagrees that replacement rates should be solely
determined at the State or local level. States or local levels of
government determining deadlines would make implementation more
challenging, place significant burden on States to determine either
State- or system-specific deadlines, and complicate State oversight
with a resulting hodge-podge of deadlines. The LCRI's approach of a 10-
year deadline that may be adjusted up or down is essentially a hybrid
approach of single deadline and a case-by-case determination that best
meets SDWA standards for a NPDWR, while giving due consideration to the
variability among systems, and is more streamlined and implementable
than a case-by-case determination. While States may be in a better
position to determine an individual system's unique characteristics and
challenges, it is beyond their resource capacity to make this
determination on a case-by-case basis for each system and unnecessary
[[Page 86460]]
in light of the EPA's feasibility analysis using actual data.
Some commenters recommended use of a binning system in the LCRI,
similar to that employed in the Illinois LSLR requirements (which
assigns systems to one of six default replacement deadlines based on
the number of LSLs in a system), rather than a fixed rate and three-
year rolling average. In the 1991 LCR, the EPA acknowledged that ``it
is difficult to determine a uniform, national replacement schedule
applicable to all public water systems because the circumstances faced
by systems can vary substantially, depending upon the number of lead
lines in a system and system size'' and that large systems with few
lines could replace lines on the fastest schedule, while systems with
high percentages of LSLs would take the longest to complete replacement
(56 FR 26508, USEPA, 1991). For the 1991 LCR, the EPA had considered
alternate ways to structure the LSLR rate to take into account system
size and the number of LSLs in the system. The EPA found that such an
approach, while accounting for various factors affecting feasibility
for individual systems, can yield ``inappropriate results'' in some
cases, requiring systems to complete replacement on an ``inordinately
fast'' schedule that would not be feasible (56 FR 26460, USEPA, 1991).
The 1991 LCR proposal gives the example where the number of
replacements required per year corresponds to a fixed percentage (e.g.,
10 percent) of the total number of service lines in the system. Under a
construct where a system must replace 10 percent of all its service
lines, a large system with 200,000 non-LSLs and 50,000 LSLs would need
to replace all their LSLs in just 2.5 years (i.e., replacing 20,000
LSLs per year at an annual rate of 40 percent) and there are no data to
support that such a rate is feasible. The EPA also considered using a
binning approach but determined it could create implementation
challenges and add complexity to the rule, which runs counter to the
priority identified in the 2021 LCRR review to simplify the rule. The
final LCRI provides a single replacement rate but with some flexibility
to shorten or lengthen schedules in individual cases; this is much
simpler than a multiple bin scheme. Because a binning approach would
add significant and unnecessary complexity to the rule and the LCRI
already provides flexibility to alter the deadline in appropriate
cases, the EPA has determined that the approach in the final rule, with
a national 10-year deadline, and deferred deadline criteria for a
limited number eligible systems, and with the requirement for the State
to set a faster rate where feasible, is a simpler and more
implementable approach to assure LSLs are replaced at the fastest
feasible rate.
i. Additional Discussion of Affordability
Some commenters stated that, because there exists substantial
evidence of water systems conducting service line replacement, the
technology itself is clearly affordable. The EPA agrees with commenters
that service line replacement is an affordable technology, and the
technology has been required by the rule since the 1991 LCR, albeit at
differing scales. As noted previously, service line replacement is
unlike centralized treatment in that the total cost is dependent upon
the number of service lines replaced rather than the cost of the
treatment itself. The cost per customer, if costs of replacement are
spread to all rate-paying customers, is also dependent on the
proportion of lead and GRR service lines to total service lines in the
distribution system. Thus, based on the fastest feasible rate
established by already completed service line replacements, 10-year
service line replacement was demonstrated to be technically possible
and reasonably afforded for approximately 98 percent of systems (see
section IV.B.8 of this preamble for a discussion on deferred
deadlines).
Some commenters suggested that replacement of all LSLs in 10 years
would not be affordable for water systems because they would have to
rely on the ability of their local communities to pay for replacements,
that more State or Federal funding will be needed, or that the EPA had
not adequately demonstrated affordability in the Economic Analysis of
the proposed rule. The EPA disagrees that the 10-year deadline is not
affordable and that the agency has not demonstrated its affordability.
The final rule feasibility analysis for service line replacement
examines replacement rates achieved by systems and concludes that the
rates achieved in this analysis are the highest rates for which
currently available data can demonstrate to have been reasonably
afforded water by systems (USEPA, 2024d). As noted above, the analysis
demonstrates that, based upon the best available service line
replacement data, it is technically possible and affordable for water
systems to replace lead and GRR service lines at a rate of 39 annual
replacements per 1,000 service connections. While some of the
identified systems received varying amounts of financial assistance to
support service line replacement, the EPA did not consider the
availability of external funding in its calculation of household costs
in the economic analysis. Costs of the service line replacement
requirement were calculated over the entire 35-year period of analysis
and per-household costs of implementation of the entire rule (not
limited to LSLR) were estimated based on system size, water source, and
ownership (see Exhibit 6 in section VI of this preamble for annualized
service line replacement cost and Exhibits 7 and 8 for total rule cost
per household). Implementation costs to systems and States were also
considered in the affirmation of the cost-benefit determination (see
Exhibit 10 of this preamble for total annualized rule cost including
PWS and State implementation and section VI.F.3 of this preamble
(Reaffirm Cost-Benefit Determination)). The EPA notes that there is
significant funding available to support service line replacement, and
the EPA expects that the additional funding from BIL will increase the
affordability of the achieved replacement rates (see section III.G of
this preamble for further discussion on funding).
c. Final Rule Requirements
The final rule establishes a 10-year deadline for water systems to
replace all lead and GRR service lines under their control. In
recognition of the wide variation among systems with respect to the
number and proportion of lead and GRR service lines in their
distribution systems, the final LCRI also includes provisions for
systems to apply for a deferred deadline (see section IV.B.8 of this
preamble) and provisions for States to require systems to replace all
lead or GRR lines under a shortened deadline (see section IV.B.7 of
this preamble).
7. Mandatory Service Line Replacement Rate
a. Rationale and Proposed LCRI Revisions
The 1991 LCR requirement to replace (or ``test out'' individual
service lines) at a rate of seven percent per year is calculated on an
annual basis (Sec. Sec. 141.84(b)(1) and 141.90(e)(1) through (3)).
The 2021 LCRR replacement requirements of three percent per year
following a lead action level exceedance and at a ``goal-based rate''
determined by the State following a lead trigger level exceedance must
be calculated using a two-year rolling average.
For the LCRI, the EPA proposed a minimum average annual replacement
rate of 10 percent for most systems,
[[Page 86461]]
calculated as a 3-year rolling average. Water systems would be required
to average the annual percentages of service lines replaced in the
preceding three years of the replacement program, beginning at the end
of the third ``program year'' and annually thereafter. The EPA proposed
for a ``program year'' to be measured from the LCRI compliance date.
The agency proposed a rolling average across a three-year period to
account for stakeholder concerns about the potential annual variability
and temporary disruptions or shortages that impede a system's ability
to replace service lines, such as supply chain delays, workforce
limitations, natural disasters or extreme weather, and difficulties
gaining access for full service line replacement. The EPA anticipated
that this approach would provide water systems with flexibility during
the initial years of their replacement programs to create and manage
their programs, adjust and plan for market corrections in labor and
supplies, apply for and obtain funding, and obtain advice on applicable
laws, regulations, or water tariff agreements associated with the
replacement of lead and GRR service lines. The EPA sought comment on
how to calculate compliance with a service line replacement deadline
and the average annual rolling rate construct, including the complexity
of the construct.
The EPA proposed in the LCRI to require water systems to calculate
the percent of service lines replaced for each year using the
replacement pool and the annual number of service lines replaced. The
proposed LCRI included requirements for water systems to calculate the
baseline replacement pool by adding the total number of lead, GRR, and
unknown service lines in the baseline inventory submitted by the
compliance date. To calculate the number of lead and GRR service lines
a system would need to replace in a given program year, the EPA
proposed to require systems to divide the most up-to-date replacement
pool by the total number of years allowed to complete mandatory service
line replacement (e.g., 10 years). At the beginning of each replacement
program year, water systems must update the replacement pool to account
for inventory updates and recalculate the annual number of service line
replacements needed to meet the replacement rate. The EPA proposed to
require that water systems update their replacement pools by: (1)
Subtracting unknown service lines that are identified as non-lead from
the replacement pool and (2) adding any non-lead lines found to be lead
or GRR service lines. As proposed, unknown service lines identified to
be lead or GRR service lines are recategorized in the replacement pool,
but they do not change the number of lines because they have already
been counted in the number of lines for determining the replacement
pool.
The EPA proposed to not limit the replacement rate to service lines
solely under the control of the system. The proposed rule did not
permit water systems to subtract lead and GRR service lines that are
not under the control of the system from the replacement pool nor count
them towards the annual number of service lines replaced. All water
systems are subject to mandatory service line replacement and must
replace all lead and GRR service lines; however, systems are not
required by this rule to replace lead and GRR service lines that are
not under the control of the system. As discussed in section IV.B.3 of
this preamble, control is not static, and service lines can come under
the control of the system at any time as circumstances change. Counting
lead and GRR service lines that are not under the control of the system
as ``replaced'' provides water systems would not be appropriate as they
could become under the control of the water systems as well as this
would disincentivize systems from actively seeking opportunities to
replacing these lines in the future such as outreach with community
members, which does not protect public health to the extent feasible.
The replacement pool provides the water system with a full account of
the historic and current lead and GRR service lines in the system,
regardless of the system's access or lack thereof at one point in time,
starting at the LCRI compliance date. Removing these lines from the
replacement pool does not remove their risk to consumers.
The proposed LCRI also included requirements on what full lead and
GRR service line replacements must count towards the number of service
lines replaced and the average annual replacement rate. Full service
line replacements would count towards the replacement rate in the
following instances: (1) where the replacement results in the entire
service line to be categorized as non-lead in the inventory, (2) where
a non-lead service lines is installed for use and the lead or GRR
service line is disconnected from the water main or other service line,
and (3) where the system physically disconnects a service line that is
not in use and does not install a new non-lead line because there is no
service line in use (the system must not reconnect the line to resume
service). Service line replacements would not count towards the
replacement rate in the following instances: (1) Where the service line
is partially replaced, (2) where a lead, GRR, or unknown service line
is determined to be non-lead, (3) where only a lead connector is
replaced, and (4) where pipe lining or coating technologies are used
while the lead or GRR service line remains in use. The EPA proposed for
unknown service lines identified as non-lead to not count towards the
number of service lines replaced because such a requirement could
inadvertently incentivize water systems to delay the identification of
the material of unknown service lines so water systems could claim
``replacement'' credit for when lead or GRR service lines have not been
replaced, thereby delaying the public health benefits of replacement to
consumers served by a lead or GRR service line.
b. Summary of Public Comments and the EPA's Response
Some commenters stated that the proposed three-year rolling average
is complex and may be difficult to implement. Other commenters
supported the proposed approach, with one commenter noting that the
LCRI is inherently complex, and the EPA struck a reasonable balance.
Some commenters stated that using a cumulative average approach to
track compliance with LSLR would provide more flexibility for water
systems than a three-year rolling average and accounts for the
potential that replacements become more challenging towards the end of
program when customers are harder to reach or because the replacements
are conducted individually as opposed to in coordination with
infrastructure work where replacement may be more efficient.
The EPA agrees with commenters that a cumulative average is simpler
to understand and calculate than a three-year rolling average.
Simplifying the rule to ease implementation was identified in the 2021
LCRR review as a priority for the final rule. Rather than calculating
an average within a rolling three-year window, a water system
calculates the average rate of replacement from the beginning of the
program. For example, for a water system with a 10-year mandatory
replacement deadline, at the end of the fourth program year, the system
must have replaced at least 40 percent of the lines in the replacement
pool. With a three-year rolling average, the system averages the
replacement rate in program years two, three, and four,
[[Page 86462]]
whereas with a cumulative average, all replacements conducted since the
compliance date are included in the calculation (i.e., average of rates
summed for years one, two, three, and four). A cumulative average has
the additional benefit of providing more flexibility for water systems
that may experience challenges that temporarily disrupt replacement
progress. For example, for a water system that is on track to complete
replacement by the program deadline under a rolling three-year average,
it would be possible to be in violation if they replaced fewer than 10
percent of the replacement pool over a few consecutive years because
only three years of the replacement program are considered in the
calculation. Especially toward the end of the service line replacement
program, remaining property owners with lead or GRR service lines may
be harder to reach, and the remaining replacements may need to be
conducted individually instead of conducted more efficiently in
coordination with other replacements or infrastructure work. A
cumulative average will assure that systems that were ahead of their
replacement schedule initially would not necessarily be in violation if
their replacement rate slows as a result of these difficulties. The
final rule includes a requirement for systems to meet a cumulative
average rather than a three-year rolling average.
The EPA emphasizes that systems should not slow their replacement
rate simply because they have ``banked on'' service line replacements
in earlier years of the program. However, the EPA does not anticipate
this practice occurring because of the many requirements and incentives
that the final rule contains to ensure water systems are replacing lead
and GRR service lines as quickly as feasible. For example, the final
rule provides a pathway for water systems to defer CCT steps and avoid
a more burdensome OCCT study if they replace all remaining lead and GRR
service lines in five years or less (see section IV.F.2.d of this
preamble). Additionally, replacement of these significant lead sources
is likely to reduce the systems 90th percentile lead levels, thereby
reducing the likelihood of a lead action level exceedance and
associated required actions (e.g., OCCT, systemwide public education,
Tier 1 PN). States also must set a faster rate where feasible, which
would also apply if the system intentionally slowed their replacement
rate. Additionally, the final LCRI retains from proposal the inclusion
of unknown service lines in the replacement pool, which incentivizes
more rapid identification of unknown lines.
The EPA received mixed comments about whether to require water
systems to meet the minimum service line replacement rate in each of
the first three program years following the compliance date. Some
commenters said that waiting until the third program year to assess
compliance with the replacement rate could allow water systems to more
effectively scale up their replacement program by engaging in planning
and bidding on contractors and to identifying unknowns, whereas other
commenters said that requiring earlier demonstration of compliance
would allow States to enforce sooner and noted that systems already
have the three years prior to the compliance date to become prepared
for the replacement requirement.
The EPA agrees that requiring calculation and reporting of
compliance with service line replacement three years after the
compliance date provides water systems with additional time beyond the
three-year period between promulgation and the compliance date for the
rule before assessment with the cumulative average replacement rate is
measured. While the EPA anticipates that water systems will use the
three years prior to the compliance date to prepare for mandatory
replacement, water systems will continue to build capacity for their
service line replacement programs, identify service line materials, and
initiate mandatory full service line replacement that is required
during the first few years of the program starting upon the compliance
date. By requiring the cumulative average replacement rate to be
calculated starting at the end of the third program year, water systems
are provided with additional flexibility to scale up their program and
provide more time to enact policies to facilitate full service line
replacement. Under a cumulative rate measured at the end of year three,
water systems will be required to have replaced an average of 10
percent of the replacement pool per year, or 30 percent by the end of
year three. This is the equivalent number of replacements that water
systems would have been required to complete by the end of year three
if the rate was measured annually, but this approach provides more
flexibility for fluctuations in the annual percent replaced, especially
during the first few years after the compliance date. Additionally,
this requirement could also facilitate service line replacement
prioritization as well as facilitate efficiencies in service line
replacement. Therefore, the EPA is requiring that the cumulative
average replacement rate be calculated starting at the end of the third
program year. The EPA adds the text ``water systems must start
mandatory service line replacement programs no later than the
compliance date specified in Sec. 141.80(a)(3)'' to Sec.
141.84(d)(4)(i) to clarify that water systems must comply with service
line replacement on the LCRI compliance date and not by three years
following the LCRI compliance date. Rather, water systems are required
to meet the cumulative average replacement rate of 10 percent, first
assessed at the end of three program years following the compliance
date and annually thereafter.
Several commenters expressed concerns over the inclusion of unknown
service lines in the replacement pool. Commenters stated that the
proposed approach could result in non-compliance where many unknown
service lines remain that are, in fact, non-lead (e.g., the system runs
out of known lead or GRR service lines to replace because its inventory
contains only unknown lines, and, thus, cannot complete the required
number of replacements). The EPA disagrees with commenters that unknown
service lines should be excluded from the calculation of the number of
required annual replacements for multiple reasons. First, the
identification of unknown service lines in a timely manner is important
for public health and transparency, and including unknown lines in the
replacement rate incentivizes their identification as quickly as
feasible. By identifying unknown lines early in the replacement
program, systems can avoid the situation where they run out of lead and
GRR service lines to replace, leading to non-compliance. Second, a
requirement to exclude unknown service lines from their replacement
pool could itself lead to a situation where the system is not in
compliance. For example, if a system determines that many of their
unknown lines are lead or GRR service lines later in the replacement
program, those systems could be in jeopardy of non-compliance with
their service line replacement deadline because they had not set an
appropriate replacement rate in the initial years of the program and
may not be able to complete the replacement of the remaining lead and
GRR service lines by the deadline. Third, systems have had ample notice
to start identifying the material of unknown service lines. The 2021
LCRR requires initial inventories to be submitted by October 16, 2024,
and systems will have
[[Page 86463]]
another three years following promulgation of the LCRI to complete
their LCRI baseline inventory. Furthermore, existing State regulations
already require completion of service line inventories (i.e.,
identification of all unknown lines) on shorter timelines. Rhode Island
finalized an inventory and replacement law in 2023, which requires
initial inventories in 2024 and a completed inventory in 2026 and
Illinois signed their law in 2021, which required initial inventories
in 2022 and final inventories by 2024 (USEPA 2023a, Section D.1;
Illinois General Assemble, 2021; State of Rhode Island, 2023a).
Illinois's experience is instructive. Its law prompted most systems to
complete service line inventory and identify unknown service lines
prior to the compliance date, and the median system had no unknown
service lines remaining as of 2022 (USEPA, 2024d). Fourth, the EPA
provided guidance and support materials for identifying service line
materials and continues to provide guidance and technical assistance to
facilitate water system progress in identifying unknown lines. In 2022,
the agency developed Guidance for Developing and Maintaining a Service
Line Inventory (USEPA, 2022c), inventory templates (https://www.epa.gov/ground-water-and-drinking-water/revised-lead-and-copper-rule), and fact sheets (USEPA, 2023o), and in 2023, provided the small
entity compliance guide for developing service line inventories (USEPA,
2023n). Additionally, the EPA's Get the Lead Out (GLO) Initiative
provides technical assistance to communities to accelerate LSLR,
including inventory development. Finally, funding from BIL and other
sources is available for systems to identify and replace service lines
(see section III.G of this preamble). For all these reasons, water
systems that do not want to include unknown service lines in their
replacement rate calculation have sufficient opportunity to remedy that
by identifying unknown service lines prior to the LCRI compliance date
to avoid non-compliance with service line replacement requirements due
to high numbers of unknown service lines.
The EPA received comments about specific situations that commenters
believed would merit recalculating the replacement rate. For example,
some commenters suggested that the water system should get credit for a
service line replacement when a line previously characterized as a lead
or GRR service line is determined to be non-lead. The EPA disagrees
that systems should be allowed to count identification of lead and GRR
service lines as non-lead as a service line replacement. While the EPA
appreciates the effort required to identify a non-lead line previously
thought to require replacement, allowing systems to count as a
replacement the reclassification of a lead or GRR service line to a
non-lead service line would create a disincentive for systems to
accurately characterize service lines in the inventory. Sufficient
checks to prevent this from disincentivizing systems to create accurate
inventories would greatly complicate the rule. Additionally, the EPA is
concerned that, if water systems are allowed to count non-lead
identifications as replacements, water systems could delay replacing
known lead and GRR service lines by focusing efforts on identifying
unknown lines that are more likely to be non-lead. Under the final
rule, systems can subtract any lead, GRR, or unknown service lines
newly discovered to be non-lead service lines from their replacement
pool, which can reduce the number of service lines they are required to
replace in the following program years; however, systems cannot count a
reclassification as a replacement.
Some commenters similarly argued that water systems should not be
penalized when property owners do not cooperate with providing access
for a full replacement and to allow customer refusals to count as
replacements. The EPA requires systems to conduct four outreach
attempts per property owner to gain access and strongly encourages
water systems take steps to ensure the likelihood of gaining access to
conduct full service line replacement, such as seeking out alternate
funding sources and engaging in comprehensive communication with their
customers. The EPA disagrees with crediting water systems that are
unable to gain access with a count towards full replacement because it
could disincentivize efforts to obtain access. Therefore, customer
refusals do not count as a service line replacement, and water systems
must retain that service line as part of their replacement pool. The
EPA also disagrees that water systems will be penalized if a property
owner does not provide access. Water systems that do not replace all
their lead or GRR service lines by the deadline because they lack
access are not in violation of the treatment technique. Additionally,
the final rule adds text in Sec. 141.84(d)(5)(iv)(A) stating that a
water system is not required to meet the cumulative average replacement
rate if that system has, after the compliance date, replaced all lead
and GRR service lines in the replacement pool that are under the
control of the system, identified all unknown service lines in the
inventory, and documented and submitted to the State the reasons the
system does not currently have access to conduct full replacement of
the remaining lead and GRR service lines in the replacement pool. Those
systems, however, are required to continue to document the reasons the
system does not have access, show those unreplaced service lines in the
publicly available inventory, conduct tap sampling at these sites
(where the sites are included in the sampling pool and the water system
has access to sample), and notify consumers annually about their
service line material, until those service lines are replaced. If
service lines previously not under the control of the system come under
the control of the system at any point prior to the removal of all lead
and GRR service lines, these service lines are required to be replaced
at the fastest feasible rate as described in Sec. 141.84(d).
The EPA received comments requesting procedures for the rare
occurrence of a lead or GRR service line and the need to simplify the
compliance for systems with no or few lead or GRR service lines. The
EPA agrees there should be a path for the rare lead or GRR service line
that may be discovered and has therefore added a provision to the final
LCRI that should a lead or GRR service line be discovered in a system
with only non-lead service lines in their inventory, the system must
replace the affected service line as soon as practicable but no later
than 180 days after the date the service line is discovered. The agency
also recognized in some circumstances, such as freezing conditions, it
may not be practicable to conduct full service line replacement within
180 days after the date of discovery and therefore the system may
request State approval for an extension of no later than one year after
the date the service line was discovered to replace the affected
service line. The request for an extension must be made no later than
90 days after the date of discovery of the affected service line. The
EPA strongly encourages systems to replace lead and GRR services lines
as fast as feasible. Once systems are comprised of only non-lead
service lines implementation burden can be reduced as certain
requirements of the LCRI are no longer applicable such as public
education of service line material and first- and fifth-liter samples
at LSL sites. The EPA notes systems that replace all
[[Page 86464]]
the discovered lead or GRR service lines prior to the start of the next
tap monitoring period would not need to restart standard monitoring as
described in Sec. 141.86(c)(2)(iii)(H).
c. Final Rule Requirements
The final LCRI requires water systems to replace lead and GRR
service lines at an average annual replacement rate of 10 percent
calculated across a cumulative period, unless the system is eligible
for a deferred deadline (see section IV.B.8 of this preamble) or
required to replace service lines on a shortened deadline. The first
cumulative average replacement rate must be assessed at the end of the
third program year and is calculated by dividing the cumulative percent
of service lines replaced by the number of completed program years
(three in this case). Annually thereafter, at the end of each program
year, systems must assess the cumulative average replacement rate by
dividing the most recent cumulative percent of service lines replaced
by the number of completed program years. The cumulative average
replacement rate for systems on a 10-year deadline is 10 percent or
greater each program year, and all water systems must make up any
deficient percentages of their replacement rate for any program year by
the applicable deadline for completing mandatory service line
replacement.
The final LCRI adds a definition for ``program year'' in Sec.
141.84(d)(5)(iii). The first mandatory service line replacement program
year runs from the compliance date to the end of the next calendar year
(December 31, 2028), and every program year thereafter is a calendar
year (January 1 to December 31). A program year is a term used
throughout the replacement and reporting requirements. The term is used
to streamline reporting requirements (see section IV.N.1 of this
preamble for more information) and describe annual activities for
mandatory service line replacement.
The final rule also removes the regulatory text related to
calculating the annual percent of service lines replaced and adds the
term ``cumulative percent of service lines replaced''. To calculate the
cumulative percent of service lines replaced, at the end of each
program year, water systems must divide the total number of lead and
GRR service lines replaced thus far in the program by the number of
service lines within the replacement pool. The cumulative average
replacement rate for systems on a 10-year deadline must be 10 percent
or greater each program year.
Where the State determines that a shortened replacement deadline is
feasible for a water system (e.g., by considering the number of lead
and GRR service lines in a system's inventory), the system must replace
service lines by the State-determined deadline and by a faster minimum
replacement rate. The State must make this determination in writing and
notify the system of its finding. The State must set a shortened
deadline at any time throughout a system's replacement program if a
State determines a shorter deadline is feasible. This requirement also
applies to systems eligible for a deferred deadline (see section IV.B.8
of this preamble). If the State determines a shortened deadline is
feasible, systems must replace lead and GRR service lines at an average
annual replacement rate calculated by dividing 100 by the number of
years needed to meet the shortened deadline determined by the State,
expressed as a percentage. For example, if a State determines a system
can feasibly complete mandatory service line replacement on a shortened
deadline no faster than 5 years, the system's average annual
replacement rate would equal 100/5, or 20 percent. Systems must comply
with the cumulative average replacement rate, where the first
cumulative average replacement rate is assessed at the end of the
program year that is at least one year after the shortened deadline
determination, as determined by the State. If the system's shortened
replacement deadline is less than three years, compliance is assessed
on a schedule determined by the State.
Under the final LCRI, if a lead or GRR service line is discovered
when the system's inventory is comprised of only non-lead service
lines, the system must update their replacement pool with the
discovered service line. The system must also comply with the
requirements to conduct a full service line replacement of the affected
service line as soon as practicable but no later than 180 days after
the date the service line is discovered. Where a system determines that
it is not practicable to conduct a full replacement within 180 days
after the date of discovery, such as due to freezing ground conditions,
the system may request State approval for an extension of no later than
one year after date the line was discovered to replace the affected
line. The request for an extension must be made no later than 90 days
after the date of the discovery of the affected service line. See
section IV.D.2 of this preamble for related inventory requirements in
the proposed and final rules.
8. Deferred Deadlines
a. Rationale and Proposed LCRI Revisions
In the proposed rule, the EPA recognized that the default 10-year
replacement deadline may be infeasible for some systems due to the
large number or proportion of lines that would need to be replaced in
10 years. For these systems, the EPA proposed two ways that a system
could establish eligibility for a deferred deadline to conduct service
line replacements. The first eligibility criterion was proposed for
systems with a high proportion of lead and GRR service lines in their
distribution system relative to their total number of households
served. The EPA used the feasibility analysis in the proposed LCRI to
determine the fastest per-household replacement rate demonstrated to be
affordable for systems with a high ratio of lead and GRR service lines.
This feasibility analysis resulted in a value of 0.039 annual
replacements per household served (39 replacements per 1,000 households
served) (USEPA, 2023k). Also, see section IV.B.6.a of this preamble. In
the proposed preamble, the EPA noted that the per-household replacement
rate identifies an ``affordability threshold''; however, the fact that
replacements were conducted also demonstrates that replacement at these
rates is technically possible for these water systems. For more
information, see the Technical Support Document for the proposed LCRI
(referred to as ``proposed TSD''; USEPA, 2023k).
The proposed rule included a second deferred deadline eligibility
criterion for systems that would be required to replace greater than
10,000 service lines per year under the proposed 10-year deadline. The
EPA selected 10,000 as the proposed upper threshold for what is
technically possible based on the replacement rate achieved in Newark,
NJ, between January and March 2020 and the projected replacement rate
that Detroit, MI, announced it would achieve. The EPA projected that
only three to six systems nationwide would have more than 100,000 lines
requiring replacement to qualify for a deferred deadline based on this
criterion.
In the proposed rule, the EPA also highlighted that the requirement
for the State to set a faster replacement rate where feasible also
applies to systems eligible for a deferred deadline. Thus, the deadline
calculated according to the EPA eligibility criteria would serve as the
maximum allowable time to complete replacement and the State
[[Page 86465]]
could reduce that time if they determine the system can achieve a
faster rate.
The EPA sought comment on the approach and basis of a deferred
deadline for service line replacement at systems with a high proportion
of lead and GRR service lines in their distribution system relative to
the number of households served, the proposed threshold of 0.039
average annual number of replacements per household served, the
proposed threshold of 10,000 annual replacements for systems with
atypically high numbers of lead and GRR service lines, and an alternate
threshold of 8,000 annual replacements. The EPA also requested any data
available that would further inform the value for annual replacements
per household served and the threshold for maximum annual replacement.
b. Summary of Public Comments and the EPA's Response
Some commenters recommended that deferred deadlines be removed from
the rule because the statute does not require that a treatment
technique be feasible for every single system in the nation. They
recommended that, instead of deferred deadlines, water systems apply
for variances to the 10-year service line replacement deadline or
negotiate new deadlines through enforcement actions. The commenters
stated that, because some large, regional water systems have replaced
all their LSLs in 10 years or less, this service line replacement
deadline has been demonstrated to be technically possible and
reasonably afforded by large systems. The EPA agrees that SDWA does not
require the EPA to demonstrate the feasibility of a NPDWR for every
single water system, and the EPA acknowledges that SDWA includes
provisions for variances and exemptions to address the possibility that
not all water systems will be able to comply with an NPDWR by the
compliance date. At the same time, the EPA recognizes that 500 to 700
systems are not likely to be able to replace all lead and GRR lines
within 10 years (USEPA, 2024d). Furthermore, if 500 to 700 systems
applied for a variance or exemption, the significant time and resources
involved in the State's and the EPA's review and approval of these
requests would significantly hamper implementation and enforcement of
the service line replacement requirements and other treatment
techniques in the LCRI, and require significant EPA resources, which
could strain the EPA's efforts to publish guidance, properly oversee
enforcement of the rule, and provide technical assistance to systems
and States. Similarly, it is not realistic to assume that together
States or the EPA would have adequate resources to devote to between
500 and 700 enforcement actions at approximately the same time to
address the systems for whom a 10-year replacement deadline is
infeasible. Instead, the final rule uses a process for establishing
deferred deadlines to manage the systems for which a 10-year deadline
is expected to be infeasible, based on the EPA's current analysis.
Fewer annual service line replacements allow the system to spread the
costs and replacement efforts of the replacement program across
additional years to make the LCRI's replacement provision feasible. The
final rule's deferred deadline provision also includes additional
measures to ensure that systems meeting the criteria for a deferred
deadline are required to replace service lines more quickly if a faster
rate is feasible for the system (also see section IV.C of this preamble
for service line replacement plan requirements). The EPA intends to
create guidance to assist States in determining a system's fastest
feasible replacement rate.
Some commenters supported the deferred deadline option for systems
with a high proportion of lead and GRR service lines using the 0.039
annual replacements per household threshold. Some commenters
recommended that the EPA use the number of service connections, rather
than the number of households, to ease implementation as the number of
service connections is already reported to the State via the service
line inventory, whereas the number of households served may not be
readily available to systems, and ambiguities in what constitutes a
``household'' could lead to inconsistent application of the LCRI
nationwide. Additionally, the use of households may be a less
meaningful measure to assess the scale of service line replacements
needed; multi-household properties are generally served by a single
service line. The EPA agrees that the number of connections provides a
better estimate of the proportion of service lines that require
replacement. The proportion of service lines requiring replacement,
rather than the total number of service lines requiring replacement,
was the basis for normalizing service line replacement rates by system
size, and, thus, it is important that the method of normalization
maintains this proportion. The EPA also agrees that revising the
deferred deadline eligibility criterion to use per connection rather
than per household simplifies the rule and eases implementation, which
was identified in the 2021 LCRR review as a priority for the final
rule. Finally, the use of service connections rather than households
served does not result in major differences in the total number of
systems projected to be eligible for a deferred deadline as compared to
the use of households served (USEPA, 2024d). For these reasons, the
final rule uses the number of connections to calculate the final rule's
deferral threshold. The EPA refers to this threshold in the final rule
as 39 annual replacements per 1,000 service connections rather than
0.039 annual replacements per service connection because this
representation of the deferral option is more understandable and can
ease implementation.
Some commenters claimed that the 0.039 replacements per household
deferral rate threshold was too low and too many systems would be
eligible, while other commenters said that it was too high and should
be lowered to allow more systems to defer their deadlines. The EPA does
not agree with arbitrarily lowering or raising the deferral threshold
and notes that these commenters did not offer an alternate feasibility
analysis to use instead of the proposed rule's feasibility analysis.
The EPA derived the threshold for the final rule based on the EPA's
updated feasibility analysis and the conversion to a per connection
metric. Thus, the final rule's per-connection threshold is based on the
best available data from the EPA's analysis of replacement rates
actually achieved by systems (USEPA, 2024d). Therefore, the identified
fastest feasible rate represents the fastest demonstrated rate to be
both technically possible and affordable, using the currently available
data, and there would be no basis for increasing or decreasing the
threshold. There are many factors that can influence the technical
possibility of a service line replacement rate, including seasonal
weather changes that shorten construction, practical limitations on the
number of street closures and interfering with other system operations,
etc. By using replacement rate data from various real-world systems,
such factors and any other encountered by these systems, are
incorporated into the analysis of technical feasibility.
The EPA received comments about the data used to support the
proposed deferral option for systems that would be required to replace
more than 10,000 service lines per year to meet the 10-year deadline as
well as the extended replacement timelines that resulted from it. Some
commenters suggested that the 10,000 per year threshold is not feasible
due to constraints such as
[[Page 86466]]
weather conditions, holidays, traffic disruptions, and logistical and
planning limitations, and that a threshold of 8,000 service lines per
year is more realistic or achievable. Other commenters suggested,
without detailed explanations, that 8,000 replacements per year would
not be a feasible standard. Other commenters suggested the EPA lower
the threshold to 6,000 or 7,000 replacements per year, based on
anecdotal experience of replacement rates at water systems. Other
commenters suggested that Newark data, which was used to support the
proposed rule's 10,000 threshold, should not be used in this
determination at all because commenters theorized that much higher
replacement rates could be achieved by cities that are much larger than
Newark (commenters specifically mentioned Chicago, IL, and New York,
NY, as examples), due to their relatively larger population size and
associated resources. Other commenters argued that the Newark data
should not be used for opposite reasons, stating that Newark was aided
by substantial funding, technical assistance, and news coverage of
service line replacement that helped Newark conduct an accelerated
service line replacement program that is unlikely to be replicated
nationwide. Some commenters were also concerned that the deferred
deadline threshold of 10,000 allows some systems to defer their service
line replacement deadline by decades, up to 45 years in the case of
Chicago. These commenters said that given the harms of lead exposure
from lead and GRR service lines and the urgency of service line
replacement, these systems should be required to complete service line
replacement sooner.
The EPA agrees with commenters recommending removing this deferred
deadline option. For the final rule, the EPA has eliminated the
deferral option based on a maximum number of annual replacements. The
EPA made this change for several reasons. First, two deferral options
unnecessarily complicate the implementation of the rule, as only three
systems are estimated to be eligible for this deferral option, and two
of those systems are estimated to also be eligible for the per-
connection deferral option. Second, the EPA agrees with commenters that
the underlying data used to determine the replacement maximum might not
reflect replacement feasibility, given that the three systems estimated
to be eligible were all larger than the system whose underlying
replacement data was used to determine the proposed replacement maximum
(Newark, NJ).
Additionally, the EPA acknowledges the challenge in establishing a
single number of replacements per year upper threshold limit, based
upon replacement data from one system (Newark, NJ) and projected data
from a second system (Detroit, MI), to apply to all systems nationwide
and which will continue to apply over the coming years. Therefore, due
to the lack of replacement rate data on the scale required for systems
with more than 100,000 service lines requiring replacement, it is not
possible to determine a maximum number of replacements per year for
such systems and setting a static national maximum based on two cities
has limitations in this situation (see section IV.B.6 of this preamble
on feasibility).
Some commenters suggested that systems with deferred deadlines
should be required to conduct additional actions to protect public
health while their replacement program is ongoing. Other commenters
opposed such requirements, stating that these systems would have the
most challenges in conducting service line replacement and that
additional required actions to protect public health would take away
resources from the systems' replacement program. The EPA does not agree
with requiring additional actions to protect public health and agrees
that additional requirements could draw resources away from service
line replacement itself and prevent service line replacement from
occurring at the fastest feasible rate.
The EPA shares commenter concerns that the maximum replacement
deferral option could result in some systems having deferred deadlines
that could go beyond multiple decades, which is inconsistent with the
urgency of achieving lead and GRR service line replacement as quickly
as feasible. Some commenters also suggested that the required
replacement rate should increase over time due to increases in
expertise, experience, and new technologies, especially after the 10-
year deadline when most other programs have finished replacements and
there is excess capacity in terms of available equipment and trained
workforce. The EPA agrees that conditions can change over the course of
a replacement program, such as the provision of new funding, expanded
access to service lines (such as passage of a State or local law that
overcomes barriers to access), or increased contractor availability as
many systems finish their replacement programs. Additionally, the EPA
agrees that systems that are eligible for the deferred deadline may be
able to complete service line replacement earlier than the deferred
deadline, thus the final rule provides that systems eligible for a
deferred deadline may be put on a shorter deadline where the State
determines it is feasible. The final rule builds on this concept by
allowing a system that is eligible for a deferred deadline to begin its
service line replacement program using a deferred deadline, and
associated cumulative average replacement rate, that is no longer than
needed to conduct at least 39 annual replacements per 1,000 service
connections per year; the system must identify the deferred deadline
and associated cumulative average replacement rate that it is using in
its service line replacement plan along with other information
supporting the system's determination that a faster rate is not
feasible (as described in Sec. 141.84(c)(1)(x)). Then, as soon as
practicable, but no later than the end of the second program year, the
State must evaluate the system's deferred deadline and associated
cumulative average replacement rate to determine if it is the fastest
feasible rate for the system. The State must either approve the
continued use of this replacement rate, or, if the State determines a
faster rate of replacement is feasible, the State must set a new
deferred deadline and replacement rate to ensure that the system is
conducting service line replacement at the fastest feasible rate. The
State must review the replacement rate information submitted by the
system in their service line replacement plan every three years to
ensure that the deferred deadline and associated replacement rate is
regularly assessed and updated throughout the replacement program, and
that systems eligible for deferred deadlines are continuing to replace
service lines at the fastest feasible rate. These provisions are
intended to inform the State's determination of whether the replacement
rate is the fastest feasible. This process will also allow systems and
States to respond to changing conditions to ensure they are replacing
service lines as quickly as feasible (see sections IV.B.6 through 8 of
this preamble).
Some commenters suggested that replacement timelines be determined
by a system's 90th percentile lead level or CCT status and that systems
with lower lead levels should be allowed to start later or given
additional time to complete their replacement program. The EPA
disagrees with this recommendation for several reasons. There is no
safe level of lead in drinking water and the EPA is not aware of data
[[Page 86467]]
showing that accelerated service line replacement is less feasible for
systems with lower lead levels. As such, the recommendation is
inconsistent with the SDWA requirement to promulgate NPDWRs that
``prevent known or anticipated adverse effects on the health of persons
to the extent feasible'' (SDWA 1412(b)(7)(A)). The need for service
line replacement at the fastest rate feasible is described further in
section IV.B.2 of this preamble.
c. Final Rule Requirements
The final rule includes a deferred deadline option for systems with
a high proportion of lead and GRR service lines to total service lines.
The final rule sets the deferral threshold at 39 annual replacements
per 1,000 connections based on the updated feasibility analysis (see
section IV.B.2 of this preamble) and conversion from a per-household
metric to per-connection. To reduce the complexity of this deferral
option, the final rule refers to the threshold as 39 annual
replacements per 1,000 connections instead of 0.039 replacements per
connection per year. Additionally, the final rule is not including the
second deferral option for systems required to replace more than 10,000
service lines per year.
To ensure that systems continue to replace at the fastest feasible
rate throughout their replacement program, the final rule requires the
State to set a faster replacement rate where feasible. The final rule
also requires States to regularly make determinations in writing that
the deferred deadline and associated replacement rate is the fastest
feasible, based on the initial service line replacement plan and
subsequent updates from the system. More specifically, by the end of
the second program year, and every three years thereafter, the State
must evaluate the system's use of the deferred deadline and associated
replacement rate to determine if it is the fastest feasible rate for
the system. The State must either approve the continued use of the
deferred deadline and associated replacement rate, or set a new
replacement deadline and associated replacement rate so that
replacements are conducted as fast as is feasible for the system.
States must report these determinations to the EPA. In their publicly
accessible replacement plan, systems with deferred deadlines must
document their deferred deadline and associated replacement rate, which
must be at least 39 annual replacements per 1,000 service connections
or faster if feasible, the annual number of replacements required, the
length of time (in years and months), the date of completion, and other
information supporting the system's determination that replacing lead
and GRR service line by an earlier date and faster rate is not
feasible. These systems must also provide in their plans additional
information (e.g., the annual number of service lines replaced, the
total number of known lead and galvanized requiring replacement lines
remaining, status of identifying unknown service lines, etc.) that
supports the system's deferred deadline and associated replacement
rate. The EPA intends to issue guidance to assist States in determining
the fastest feasible rate for systems.
9. Summary of the Feasibility of Mandatory Service Line Replacement
a. Overview
In considering the full record for this rulemaking, the EPA
concluded that the mandatory service line replacement requirement is
feasible. It applies only to service lines that a system can access in
order to conduct a full service line replacement. It recognizes that
State or local laws, or water tariff agreements, as well as a
customer's consent, may affect a system's ability to access a service
line to conduct a full replacement. It establishes a 10-year deadline,
with a pathway for a small percentage of systems to obtain a deferred
deadline, while requiring States to set a faster rate where feasible.
This approach ensures that service line replacement requirements do not
overburden primacy States with case-by-case feasibility determinations,
requests for variances or exemptions, or enforcement actions. The EPA
has committed to developing guidance to assist States in evaluating
relevant data to determine the fastest feasible replacement deadline
for a system and improve their ability to set faster rates where
feasible.
b. Summary of Public Comments and the EPA's Response
Some commenters theorized that in the past, systems with
replacement rates documented by the EPA were able to replace lead and
GRR service lines more quickly than future systems will be due to the
lack of ``administrative burden and associated rigidity of the proposed
LCRI framework'' and that the feasibility analysis for the proposed
LCRI did not take this into account. The EPA does not agree with these
comments and highlights that mandatory service line replacement and
other LCRI provisions will increase the replacement rates relative to
previous voluntary programs (see section IV.B.6 of this preamble for
further discussion). Additionally, other rule requirements could
increase public support and knowledge of service line replacement and
benefit future service line replacement programs. For example, the
public education requirements in the rule, such as annual notification
to consumers that their residence is served by a lead or GRR service
line and making inventory with addresses and service line replacement
plan publicly available, will create greater awareness of the remaining
lead and GRR service lines and result in more property owners
interested in participating in the LSLR program. Risk reduction
measures, including for full service line replacement, will aid in
garnering public support or broader awareness of replacement programs
(see section IV.J.2.a of this preamble and ``Public Education and
Engagement'' in the proposed LCRI for examples of public education and
community engagement supporting service line replacement efforts).
Furthermore, the EPA has launched several technical assistance
programs specifically to assist with service line replacement,
including the Lead Service Line Replacement Accelerators and the GLO
Initiative. Since January 2023, the EPA partnered with 40 communities
across four States (Connecticut, New Jersey, Pennsylvania, and
Wisconsin) through the LSLR Accelerators pilot program to address
existing barriers and accelerate progress towards LSL identification
and replacement (USEPA, 2023m). The GLO Initiative takes the lessons
learned and best practices from the LSLR Accelerators program to expand
LSLR technical assistance to approximately 200 additional underserved
and disadvantaged communities (USEPA, 2024e). The EPA has also
published resources for developing and maintaining service line
inventories (USEPA, 2022c; USEPA, 2023n; USEPA, 2023o) and for planning
and conducting service line replacement (USEPA, 2023p). In addition to
the EPA resources, lessons learned, best practices, and other previous
experience documented and publicly shared by water utilities and
drinking water organizations will provide further resources for systems
as they manage mandatory service line replacement programs. The EPA is
aware of additional systems that have conducted or are beginning to
conduct their replacement programs (EDF, 2024), which will provide
further learning opportunities for other systems to develop and
optimize their service line replacement programs. Documents describing
lessons learned and advice for future systems, which have previously
been published (e.g., LSLR
[[Page 86468]]
Collaborative, Denver Water Lessons Learned; see the full list in the
final TSD (USEPA, 2024d)), are also expected to continue to evolve as
service line replacement programs continue. As another recently
announced example, the mayors of the cities of Chicago, IL, Milwaukee,
WI, and Detroit, MI, pledge through the Great Lakes Lead Partnership to
facilitate close, purposeful collaboration among mayors and water
utilities to surmount common challenges, highlight emerging best
practices, and replicate successes from city to city (City of Detroit,
2024). Furthermore, unprecedented funding is available from BIL and
other sources to support service line inventory and replacement efforts
(see section III.G of this preamble).
i. Additional Discussion of Technical Possibility
In the proposed LCRI's feasibility analysis, the EPA explicitly
assumed that the market would correct for any potential shortages in
labor, filters, or material for service line replacement, especially
because compliance with the mandatory replacement requirement would not
begin until three years after the compliance date. The EPA sought
comment on this assumption and the ability of the market to respond to
the service line replacement requirements. Some commenters, including
relevant labor and industry associations, agree that the market can
meet the demand for the potential shortages, while other commenters
expressed concern about potential shortages when conducting required
replacement simultaneously with other systems. While these commenters
listed anecdotal examples of the amount of time it currently takes to
receive various materials, these data do not show that a 10-year
deadline will be infeasible for a large volume of systems, as they are
reflecting the conditions within a single system at the one point in
time, rather than the conditions at a national level at the LCRI
compliance date (i.e., 2027), when mandatory service line replacement
must begin. Based on the record and comments as summarized below, the
EPA disagrees that nationwide service line replacement in 10 years
would be challenged or rendered infeasible by supply chain delays,
labor shortages, and competition for workers and materials.
As discussed in the proposed LCRI, simultaneous full service line
replacement over a large geographic area remains feasible (i.e., no
market or labor shortages), as demonstrated by the fact that LSLR has
been simultaneously conducted in several places in recent years (e.g.,
Flint, MI, Newark, NJ, Denver, CO, etc.). Furthermore, four States
(Illinois, Michigan, New Jersey, Rhode Island) require systems to
conduct mandatory service line replacement are all currently in effect.
These States also have relatively high lead and GRR service line
prevalence compared to other States (see section V.B.2 of the proposed
preamble (88 FR 84912, USEPA, 2023a)), which suggests that these States
also expect full service line replacement to be successfully
implemented over a large geographic area simultaneously.
Additionally, commenters were concerned about the ability of the
market to meet the demands of full service line replacement, including
concerns about the availability of filters, contractors and plumbers,
and replacement materials. Some commenters also raised concerns about
the potential for increased prices or ``price gouging'' due to higher
demand and competition. Some commenters requested that the EPA
undertake a comprehensive assessment of labor and material markets. The
record continues to support the agency's assumption at proposal that
the market will correct for any potential shortages in the three years
before the LCRI compliance date. The EPA obtained confirmatory data
with respect to the share of the copper and PVC pipe supply as well as
the share of domestic copper and PVC production needed to achieve full
replacement to better understand the potential impacts on the
availability of these materials. Assuming that all water systems
replace lines with a single material (which represents the upper bound
because systems may utilize a combination of materials), the EPA
estimates that full service line replacement will require 35.61 million
pounds of copper, or 2.06 percent of the average annual share of
domestic production, and 57.09 million pounds of PVC, or 0.22 percent
of the average annual share of domestic production (ICF, 2024a).
Accounting for the proportions of different materials used in service
line replacement, the EPA estimates that the share of domestic
production necessary to meet the estimated raw material demands is 0.84
percent for copper and 0.07 percent for PVC (Lee & Meehan, 2017). Thus,
the LCRI should not create significant raw material demands, and the
market should be able to adjust to meet the modest increase in demand
created by the LCRI. Three companies from the copper industry affirmed
their readiness to ensure a seamless supply of copper for the increased
demands from the LCRI and mentioned taking various steps to upgrade
operations, hiring new personnel, adding shifts to their existing
infrastructure, and investing in a copper tube mill (Copper Development
Association Inc. (CDA), 2024a). Additionally, the Copper Development
Association, the market development, engineering and information
services arm of the copper industry, stated that there is sufficient
domestic supply of copper to meet the need for replacing lead pipes
(CDA, 2024b).
One commenter from a State with many rural communities expressed
their concern that the filter market would be dominated by larger
cities and States, making filters harder for smaller systems to access
and more expensive. To address these comments, the EPA obtained the
confirmatory data with respect to filter availability to meet all of
the filter provisions of the final rule (i.e., multiple lead action
level exceedances, full or partial service line replacements, certain
service line disturbances, small system flexibility). The data from
multiple sources confirm the EPA's assumption that the filter market
will sufficiently expand to meet these needs over the next 10 years.
For example, one source estimates the market will reach $120.38 billion
by 2032 with a compound annual growth rate of 10.79 percent and is
projected to nearly triple in size in the next decade (Razgaitis,
2023). The EPA also examined filter usage in Denver Water's Lead
Reduction Program (LRP) to assess if they encountered filter supply
issues during LRP implementation. The full program began in 2020 with
nearly 100,000 households participating and a calculated filter
adoption rate of 80 percent (Harvard School of Public Health, 2024).
Surveys from Denver LRP indicate that 93 percent of households filter
their drinking water using filters from Denver Water with 68 percent
report using filtered water for cooking (Harvard School of Public
Health, 2024). Additionally, the EPA found that other States are
turning to filters to reduce levels of lead in drinking water. For
example, Michigan's Filter First law requires schools and child centers
to develop a drinking water management plan, install filters, and test
filtered water for lead. These State laws assume the market will be
able to meet the demands of the program. Finally, two commenters, one
representing a filter manufacturer and the other representing the
point-of-entry and point-of-use filter manufacturing industry, both
indicated their expectations that the industry will be able to meet the
increased filter demand resulting from the LCRI (Docket
[[Page 86469]]
ID EPA-HQ-OW-2022-0801, Comment submitted by the Brita brand and The
Clorox Company, Comment submitted by Water Quality Association (WQA)).
Some commenters had concerns about the availability of workers to
conduct service line replacement within 10 years while other commenters
agreed that the labor market can meet the demand created by the
mandatory service line replacement provisions. One commenter,
representing a trade union, highlighted its numerous training programs
and affirmed its capacity to develop the workforce to complete LSLR
within the next 10 years (Laborers' International Union of North
America (LIUNA), 2024). In the proposed LCRI, the EPA had noted its
assumption that the three years before water systems must begin to
conduct service line replacement would give the market time to adjust
and correct for any potential labor shortages. While some commenters
noted that the construction and infrastructure sectors reported
backlogs for eight to nine months in 2023, those backlogs are not a
measure of hardship, as backlogs do not suggest that construction firms
are behind schedule or having difficulties completing contracted jobs,
but rather there is consistent work indicating a safer investment for
building capacity. The greater the duration of the backlog, ``the more
comfortable contractors can be with their near-term economic
circumstances'' (Associated Builders and Contractors, 2023). In
response to comments and to evaluate whether the EPA's assumption
regarding the market is correct, the EPA reviewed data such as the
projected job growth in labor markets that are relevant to service line
replacement to evaluate the demand created by the final rule's service
line replacement requirements, including plumbers and pipefitters, as
well as operators of heavy equipment. A study from the United
Association of Union Plumbers and Pipefitters in partnership with the
BW Research Partnership for E2 concluded that lead pipe replacement
programs would create an estimated 26,900 construction jobs per year in
10 years, plus additional jobs through supply chain effects. More
specifically, the study estimates that 10 percent of the newly created
jobs would be in pipefitting occupations and 7.2 percent would be in
pipelaying/pipefitting occupations (E2, 2021). Those findings exceed
the EPA estimate using anecdotal evidence that it will take the full-
time equivalent of 17,000 crews to replace 8.8 million lead and GRR
service lines per year with replacement efforts involving approximately
3.6 percent of the pipe worker labor force and 3.5 percent of the
excavator workforce (ICF, 2024b). The studies determining the
percentage of the workforce necessary to meet the LCRI are reinforced
by activities around the country. Unions--the Laborers' International
Union of North America, the United Association of Plumbers and
Pipefitters, and the International Union of Operating Engineers to name
three--are already training workers in LSLR and putting them to work
across the country (The White House, 2024a). Additionally, the White
House has created nine White House Workforce Hub cities to train and
connect American workers to jobs created by the BIL funding and other
Federal investments (The White House, 2024b). The EPA documented in the
proposed rule two water systems (Detroit, MI, and Newark, NJ) and one
State (Rhode Island) that have planned or already implemented
apprenticeship or training programs to increase contractor capacity
during upcoming LSLR projects (see section V.B.2 of the proposed
preamble (88 FR 84912, USEPA, 2023a)). These studies and activities
demonstrate that the skilled workforce is sufficiently robust to meet
the demands of the final LCRI's service line replacement requirement
and will be supplemented by additional job training.
C. Service Line Replacement Plan
1. Rationale and Proposed LCRI Revisions
The service line replacement plan is a critical element of the
LCRI. A well-developed plan can facilitate timely compliance with the
mandatory service line replacement requirements and, therefore, provide
greater public health protection and replacement program efficiency.
Under the 2021 LCRR, the EPA required systems to submit an LSLR plan by
October 16, 2024, so water systems could (1) quickly commence a
systemwide replacement program following a lead trigger level or action
level exceedance and (2) be ready to complete customer-initiated LSLR
requests regardless of their 90th percentile lead level. The LSLR plan
requirements promulgated in the 2021 LCRR required all water systems
with at least one lead, GRR, or unknown service line to create and
submit to the State a replacement plan containing sufficiently detailed
information on six elements: a strategy for determining the material of
unknown service lines, a procedure for conducting LSLR, an approach to
informing customers before replacement, a flushing procedure for
customers, a prioritization plan (based on, but not limited to, known
LSLs and LSLR for communities of concern and populations most sensitive
to the effects of lead), and a funding strategy. Systems serving more
than 10,000 persons must also include in the plan a recommended LSLR
goal-based rate in the event of a lead trigger level exceedance.
For the LCRI, the EPA proposed to expand the 2021 LCRR LSLR plan to
require two additional elements. For the first new element, systems
must develop a communication strategy to inform residential and non-
residential customers (property owners) and consumers (e.g., tenants)
served by the system about the service line replacement plan and
program. This proposed plan element assures that both the consumers and
owners of rental properties are aware of the water system's program to
replace lead and GRR service lines and ensures that both tenants and
their landlords have information about the program. The second new
element requires the identification of any laws, regulations, and/or
water tariff agreements that affect the system's ability to gain access
to conduct full service line replacements, such as any requirements for
customer consent or customer cost-sharing. In the proposal, the EPA
explained that this element would support and encourage water systems
to comply with the requirement to conduct full service line
replacement, especially given that the water system's self-identified
elements of control determine whether the water system must conduct
replacement. The requirement to make these potential access barriers
public would also facilitate public engagement on the effect of State
or local laws or water tariff agreements on a system's access for full
service line replacement.
In addition to the new elements, the proposed LCRI modified the
plan element requiring a funding strategy to specifically require
systems to describe whether and how the system intends to assist
customers who are unable to pay for replacement where the water system
intends to charge customers for the cost of all or any portion of the
replacement because it is authorized or required to do so under State
or local law or water tariff agreement. In addition, the EPA proposed
to require that the plan be made available to the public, and systems
serving more than 50,000 persons must make the plan publicly available
online. Finally, the EPA proposed to remove the element for systems
serving more than 10,000 people to recommend a goal-based replacement
rate because the agency proposed to eliminate the lead trigger level.
[[Page 86470]]
The proposed rule did not require water systems to update their
plan, however the EPA sought comment on a requirement for systems to
update their service line replacement plans if there are any changes,
such as changes to laws and policies applicable to full service line
replacement. The public accessibility requirements, together with the
plan's additional and revised elements, were proposed to ensure that
property owners and consumers have information about the water system's
plans for conducting service line replacements, including any
requirements for customer consent or cost-sharing.
2. Summary of Public Comments and the EPA's Response
Some commenters suggested the EPA require more specific
prioritization criteria for service line replacement in the plan. Some
commenters specifically recommended that water systems be required to
prioritize replacement in accordance with health and socioeconomic
indicators, and at hospitals, nursing homes, child care facilities,
schools, and for disadvantaged consumers. Some commenters also
suggested that the EPA should provide guidance for developing service
line replacement plans, including a template, and provide technical
assistance to help systems design and implement their prioritization
strategies. The EPA disagrees that the national requirements for the
replacement plan should be required to include more specific
prioritization criteria because every community is different, and each
community is better positioned to identify the best way to prioritize
service line replacement. For example, one water system may serve a
community with housing that also contains lead paint, so the water
system could prioritize replacement in that community to reduce
disparities in potential lead exposures. The EPA encourages water
systems to engage with their citizens when devising prioritization
strategies to better understand their communities' needs. The final
LCRI aims to advance equitable service line replacement by enhancing
transparency between the water system and the community on the
practices adopted and progress made towards replacing all lead and GRR
service lines under the control of the system, e.g., by requiring the
service line inventory and plan to be made publicly accessible or
available and by adding or revising elements in the plan. Making the
replacement plan available to the public will increase community
awareness of the prioritization strategy, the laws affecting the
system's ability to gain access to conduct full service line
replacement, and the replacement program. Publication of the service
line inventory will ensure water systems can be held accountable by the
community for replacing lead and GRR service lines in accordance with
their plans.
Some commenters recommended that water systems with lead connectors
or connectors of unknown material should be required to develop a
replacement plan (even if the system does not have any lead, GRR, or
unknown service lines) that includes a strategy to identify and replace
them. The EPA disagrees with these comments because the plan is
intended to support the systems' compliance with the requirements to
replace all lead and GRR service lines, and there is no requirement in
the LCRI for systems to establish a program to locate and replace lead
connectors other than those that would be replaced with a lead or GRR
service line, or connectors that are otherwise encountered by the
system.
Other commenters agreed with the EPA's proposed requirement that
systems identify State and local laws, and water tariff agreements that
affect a water systems ability to gain access to conduct full service
line replacement because they may increase transparency around a
utility's processes and potentially enhancing public discussion around
changes to align laws and policies to support expanded access and swift
and equitable service line replacement. Commenters also affirmed the
EPA's expectation that this requirement could help resolve confusion
and lack of clarity around what, if any, impact such State and local
provisions actually have on access and financing issues. The final LCRI
requires systems to include the citations to the specific laws,
regulations, or water tariff agreement provisions. In some cases, this
exercise may help systems realize that they already have access to the
full service line for replacement. Moreover, making this information
publicly available may facilitate public engagement on the effect of
these laws and water tariff agreements on a system's access for full
service line replacement. The EPA has included examples of systems,
localities, and States, such as the 2024 act passed by the State of
Indiana (Indiana General Assembly, 2024), that have successfully
changed existing laws or agreements to overcome access barriers in
section IV.B.3 of this preamble.
The EPA received comments about lead-lined galvanized service
lines, with some recommending that discovery of one lead-lined
galvanized service line should prompt the system to assume all
galvanized service lines are lead-lined. The EPA agrees that lead-lined
galvanized service lines can contribute significant amounts of lead in
drinking water, and, as the agency previously stated in the 2021 LCRR
and proposed LCRI, these service lines are covered by the definition of
an LSL (USEPA, 2022c; USEPA, 2023a) because a portion of the service
line is made of lead. The EPA disagrees that discovery of one lead-
lined galvanized line should, as some commenters recommended, require
the system to categorize all galvanized service lines in the
distribution system as lead-lined. The EPA found only limited
information about the prevalence of these service lines nationwide, and
commenters did not provide data to support the assumption that if one
lead-lined galvanized service line is discovered, all galvanized
service lines in the system are lead-lined. To address the possibility
that systems may have (or find in the future) lead-lined galvanized
service lines, the EPA is finalizing a new requirement for systems that
identify any lead-lined galvanized service lines to include in their
service line replacement plan a strategy to determine the extent of the
use of lead-lined galvanized service lines in the distribution system
(see section IV.D.1.b.iv of this preamble). If a water system is aware
of their presence in the distribution system, this plan requirement can
help systems understand how widespread their use may be.
Under the proposed LCRI, the EPA sought comment on whether the
service line replacement plan should be updated if there are any
changes, such as changes to laws and policies applicable to full
service line replacement. Some commenters supported a requirement to
update the plan, noting that there may be changes that impact full
service line replacement. One commenter stated that updates to the plan
should be required no sooner than the next service line inventory
update or no sooner than 12 months after the previous submission,
whichever is longer. Other commenters stated that systems should be
required to update the plan if there are changes to applicable legal or
contractual provisions or the service line inventory. The EPA agrees
that water systems should update their plans to accurately reflect the
current service line replacement plan, including any applicable laws,
regulations, or water tariff agreements. Maintaining an up-to-date
service line replacement plan will facilitate customer and consumer
[[Page 86471]]
engagement and cooperation with the system's service line replacement
program as well as State oversight.
The EPA is also revising the plan requirements for water systems
that are eligible for and plan to use a deferred deadline in response
to comments that that plans may need to be updated for changes in
circumstances. The system and the State will regularly evaluate the
system's use of the deferred deadline and associated replacement rate,
which may change over time as conditions change. These systems must
document in the plan (1) the basis for the system's eligibility for a
deferred deadline, showing that 10 percent of the total number know
lead and GRR service lines in the replacement pool exceeds 39 annual
replacements per 1,000 service connections and any additional
supporting information, (2) the fastest feasible replacement rate and
associated deferred deadline that the system has identified in which it
can complete its replacement program, which may not to be less than 39
annual replacements per 1,000 service connections, and (3) information
supporting the system's determination that an earlier deadline and
faster rate than 39 annual replacements per 1,000 service connections
is not feasible. The EPA expects this information may change as systems
identify unknown service lines and update their replacement pools,
which may affect the total number of known lead and GRR service lines
and the annual number of replacements required. These requirements will
provide the State with information necessary for its determination of
the system's ability to replace service lines at a faster rate;
however, the State may also require the system to provide additional
information for the State to consider in its assessment of the
continued use of a deferred deadline and the fastest feasible
replacement rate. Requiring systems to include information about their
deferred deadlines in the replacement plan along with the system's
justification as to why it thinks one is necessary also improves
transparency between the system and the public by explaining the
reasons why the system may take longer than 10 years to replace all
lead and GRR service lines.
Some commenters recommended that the EPA require more systems to
make their service line replacement plans publicly available online by
reducing the threshold to systems serving greater than 10,000 persons
rather than systems serving more than 50,000 persons, as proposed. One
commenter recommended that there should be no threshold and all systems
should publish their plans online. The EPA disagrees with this
suggestion because the EPA is concerned about the feasibility and
ability of systems serving 50,000 people or fewer to maintain and
update websites. In addition, the threshold is consistent with the
recently promulgated requirement for systems serving more than 50,000
persons to make the Consumer Confidence Report available online (USEPA,
2024c).
3. Final Rule Requirements
Under the final rule, all water systems with at least one lead,
GRR, or unknown service line in their inventory must create a service
line replacement plan by the LCRI compliance date. It is important that
systems have developed a comprehensive and detailed plan by the
compliance date so that systems have planned for important aspects of
their service line replacement program and can implement their program
accordingly and begin replacing lead and GRR service lines upon the
compliance date if not sooner. The EPA is retaining most of the service
line replacement plan elements that were proposed. This includes the
requirements for water systems to include in their service line
replacement plans: (1) A description of a strategy to identify the
material of all unknown service lines in the inventory; (2) a standard
operating procedure for conducting full service line replacement (e.g.,
techniques to replace service lines, plans for procurement of
materials, or plans for utilizing contractors); (3) a communication
strategy to inform consumers and customers before a full or partial
lead or GRR service line replacement; (4) a procedure for consumers and
customers to flush service lines and premise plumbing of particulate
lead following disturbance of a lead, GRR, or unknown service line
following full or partial replacement of a lead or GRR service line;
(5) a funding strategy for conducting service line replacement; (6) a
communication strategy to inform residential and non-residential
customers and consumers (e.g., property owners, renters, and tenants)
served by the water system about the service line replacement plan and
program; and (7) identification of any laws, regulations, and water
tariff agreements that affect the water system's ability to gain access
to conduct full lead and GRR service line replacement, including the
citation to the specific laws, regulations, or water tariff agreement
provisions.
The final LCRI clarified the plan element requiring systems to
create a prioritization strategy. The final rule clarifies the
prioritization strategy must be based on factors including but not
limited to known lead and GRR service lines and community-specific
factors, such as populations disproportionately impacted by lead and
populations most sensitive to the effects of lead. This clarification
does not change the intent of the proposed LCRI requirement, but
instead clarifies the plan element to include community-specific
factors. Every community is different, and each community is better
positioned to identify the best way to prioritize service line
replacement.
The final LCRI also includes new plan requirements for any water
system that identifies any lead-lined galvanized service lines in the
development of the service line inventory (the baseline inventory or
any update). One requirement consists of developing a strategy to
determine the extent of the use of lead-lined galvanized service lines
in distribution system and categorizing (or recategorize if they were
categorized as non-lead) the lines as LSLs for mandatory service line
replacement. Lead-lined galvanized service lines contain a lead inner
lining and are, therefore, considered LSLs in the final rule. If a
water system is aware of their presence in the distribution system, it
is important to understand how widespread their use may be to
accurately identify all LSLs in the distribution system.
For a water system that is eligible for and plans to use a deferred
deadline, the plan must include the following items. First, the system
must include documentation of the system's eligibility for a deferred
deadline that shows that 10 percent of the total number of known lead
and galvanized requiring replacement service lines in the replacement
pool exceeds 39 annual replacements per 1,000 service connections.
Second, the system must include documentation detailing mandatory
service line replacement under a deferred deadline at the fastest rate
that system identifies as feasible, including the annual number of
replacements required, the length of time (in years and months), the
date of completion, and the associated cumulative average replacement
rate the system considers to be the fastest feasible but no slower than
the replacement rate corresponding to 39 annual replacements per 1,000
service connections, as well as the annual number of replacements
required, the length of time (in years and months), and the date of
completion for this deadline and replacement rate. Third, the system
must include information supporting the system's determination that
replacing lead and GRR service
[[Page 86472]]
lines at a shorter deadline and faster rate than identified in the plan
is not feasible.
The final LCRI also requires water systems to annually update the
service line replacement plan to reflect any new or updated
information, including any changes that affect the system's ability to
conduct mandatory full service line replacement (e.g., new State or
local laws and water tariff agreements, a new strategy for identifying
the material of unknown service lines based on inventory validation, or
lessons learned from risk communication efforts in the community), and
to submit these updates to the State annually. If the plan does not
need to be updated, the water system may then certify to the State that
the plan has no updates. Water systems may cease annual certifications
to the State when there are no lead, GRR, and unknown service lines
left in the inventory.
Systems with deferred deadlines, in addition to annual updates,
must every three years after the initial submission of the plan, update
their replacement plan with the latest: (1) Documentation of the
system's eligibility for a deferred deadline; (2) documentation
detailing the system's identified replacement rate for completing
mandatory service line replacement under a deferred deadline; and (3)
information supporting the system's determination that replacing lead
and GRR service lines at a shorter deadline and faster rate than
documented in the plan is not feasible (see section IV.B.8 of this
preamble for more information on deferred deadlines). The State will
then review these updates and determine by the end of the fifth program
year, and every three program years thereafter, if a shorter deadline
and faster rate are feasible. The State must also report to the EPA the
system's expected completion date and an explanation for why this date
is the fastest feasible.
Under the final LCRI, water systems are required to make their plan
publicly accessible, and systems serving more than 50,000 persons must
make the plan available online. The publicly accessible plan must also
reflect any updates no later than the deadline to submit the updated
plan to the State.
D. Service Line Inventory
1. Baseline Inventory and General Inventory Requirements
a. Rationale and Proposed LCRI Requirement
A comprehensive and accurate service line inventory is critical to
a water system's ability to inform consumers that may be affected by
lead contamination in their drinking water and to comply with the
requirements in this rule to identify the material of unknown service
lines and replace lead and GRR service lines by a specified deadline.
The service line inventory provides the foundation for a water system
to address a significant source of lead in drinking water, lead and GRR
service lines, and strengthen public health protection. Inventories are
also critical for developing tap sampling plans and conducting targeted
public education. Inventories can help water systems and consumers
(persons served at a service connection) determine the source of high
lead levels in drinking water at a home or building and the possible
solutions for reducing exposure to lead.
Inventories are critical to the EPA's administration of targeted
funding and financial assistance programs, such as the WIIN Act lead
remediation grants, low- to no-cost financing through the DWSRF,
including supplemental funding from the BIL, and low-cost financing
through the WIFIA program (see section III.G of this preamble for more
information on the BIL and other financial resources). In America's
Water Infrastructure Act of 2018, Congress recognized the importance of
increasing the understanding about the extent of LSLs in the nation by
mandating the EPA to include an assessment of costs to replace LSLs in
the 7th Drinking Water Infrastructure Needs Survey and Assessment
(referred to as the Needs Survey) to inform the distribution of DWSRF
BIL LSL funding to States.
The proposed LCRI built upon the LSL inventory requirements in the
2021 LCRR. Under the 2021 LCRR, all water systems must develop an
initial inventory of service lines using available records, make it
publicly accessible or available, and submit it to the State by October
16, 2024. The EPA did not propose to change the LCRR initial inventory
compliance date to ensure that systems make continued progress towards
inventory development. However, the EPA proposed in the LCRI to require
all water systems to update the LCRR initial inventory with information
about connector materials and locations along with any new information
on service lines by the rule compliance date (three years after
promulgation). The updated initial inventory, referred to as the
baseline inventory, aims to better position water systems to
immediately begin mandatory full service line replacement upon the LCRI
compliance date and to better protect public health by improving
transparency and consumer awareness of where they are served by service
lines and connectors that contain lead.
In the 2021 LCRR, the EPA determined that it is practical and
feasible for water systems to prepare an initial inventory by October
16, 2024, and update it because the rule did not impose a deadline on
water systems to determine the composition of every service line
categorized as lead status unknown or ``unknown'' (USEPA, 2020e). The
EPA also considers submission of the baseline inventory by the LCRI
compliance date to be feasible because: (1) Systems are not required to
identify all unknown service lines until the mandatory service line
replacement deadline, (2) systems have had opportunities to gather
information about their service lines to meet the requirements of the
1991 LCR, including conducting materials evaluations for tap sampling
and for systems that exceeded the LCR's lead action level, where
systems identified the number of LSLs, (3) several States have already
required water systems to create service line inventories, and (4)
systems are required to review available records and submit an LCRR
initial inventory by October 16, 2024.
For the LCRI, the EPA proposed to also require water systems to
include connector materials in their service line inventories. The EPA
proposed to require systems to conduct a review of specified sources
(e.g., construction and plumbing codes, records, and other
documentation) on connectors, similar to the requirement for systems to
review these specified sources for service line material information
under the 2021 LCRR, and to identify and track connector material when
encountered during normal operations and when lead connectors are
replaced. The EPA proposed to require the inclusion of lead connectors
in the inventory because it provides additional information to the
system and public on potential sources of lead in drinking water, which
could prompt actions to reduce lead exposure and provide systems with
information to consider during Distribution System and Site Assessment
(DSSA). As stated in the ``Guidance for Developing and Maintaining a
Service Line Inventory'' (or the LCRR Inventory Guidance) document,
this information would allow systems to track and manage this potential
source of lead, improve asset management, and increase transparency
with consumers (USEPA, 2022c). As stated in the proposal, tracking the
locations of connectors, including replaced lead connectors, can
provide additional information relevant to assess potential health
risks, considering lead
[[Page 86473]]
from an upstream source can adsorb onto galvanized pipe over time.
b. Summary of Public Comments and the EPA's Response
i. Baseline Inventory
The EPA received many comments on the inclusion of lead connectors
in the baseline inventory and review of specified sources for connector
materials. Some commenters supported the proposed requirement because
connectors can be a source of lead contamination. One State commenter
noted that the inclusion of these requirements is consistent with that
State's regulatory approach regarding connectors and that the deadline
to submit the LCRI baseline inventory three years after rule
promulgation is ample time for systems to check their records. Some
commenters recommended stricter requirements, such as physically
verifying each connector of unknown material or ``never lead''
connector. Other commenters disagreed with the proposed requirement for
various reasons, including (1) the value is not clear for inventorying
connectors when the proposed rule already requires water systems to
remove lead connectors upon encounter, (2) the burden and inefficiency
to require a review of specified sources for connectors when systems
have already begun or completed a review for service lines, (3) the
burden it would impose on States to send out new inventory templates to
all their systems, (4) the limited public health benefit, and (5) the
lack of available records for connectors. Many commenters stated that
they were under the impression that the EPA would not change the 2021
LCRR inventory requirements in the LCRI. Commenters also requested the
inclusion of connectors to be optional to align the proposed
requirements with past inventorying requirements. Some commenters that
opposed the requirement to conduct a review of specified sources for
connector materials generally were, however, in support of identifying
connector materials and locations when encountered during normal
operations. Lastly, commenters asked the EPA to specify which
connectors along the service line must be included in the inventory,
how many connectors needed to be reported along the line, and if
multiple connectors along the line needed to have unique
identification.
The EPA acknowledges the burden associated with including a review
of specified sources for connector materials and locations in the LCRI
baseline inventory. The EPA also understands that some systems may lack
records on connector materials. However, the agency disagrees that it
is not practical or feasible to conduct a review of specified sources
and include information on connector materials based on those sources
in the LCRI baseline inventory. Systems in some States (i.e., Illinois,
Michigan, and New Jersey) have already begun inventorying lead
connectors because lead connectors are included in the State
definitions of an LSL. The sources that systems must review are clearly
stated in the final rule. Systems also do not need to re-review sources
of service lines that they have already reviewed if they know that
connector materials were not denoted in them. The EPA also determined
that it is practical and feasible for water systems to prepare the
baseline inventory by the rule compliance date (three years after rule
promulgation; see section IV.D.1.a of this preamble for more
information).
The EPA also disagrees that including connectors in the inventory
provides limited benefits to public health. Inventoried lead connectors
can provide additional information to the public on potential sources
of lead in drinking water, both from the lead connector itself and from
lead that might have adsorbed onto galvanized service lines or premise
plumbing that are currently or were previously downstream of the
connector. Although lead connectors are expected to contribute less to
lead in drinking water when compared to LSLs because they are shorter
in length, lead connectors are still a source of lead that may
contribute to lead in drinking water. Commenters did not provide
information or data to support concluding that it is not feasible for
systems to conduct a review of applicable sources for connectors and to
track connectors during normal operations. Lastly, all connectors
identified along a service line must be included in the inventory. The
LCRR Inventory Guidance (USEPA, 2022c) provides recommendations on how
to uniquely label service lines at the same address, which may be
applied to a configuration of multiple connectors along the same
service line and, therefore, the same address.
The EPA received comments on the proposed categories for connector
materials in the baseline inventory. Commenters asked for the
``replaced lead'' category to be made optional due to the increase in
workload to identify where lead connectors have been replaced in the
past, to focus time and resources on higher priority inventory and
replacement activities, the lack of clarity on the intent for including
the category, and the potential for customer confusion due to the lack
of clarity on what actions, if any, should be taken based on this
information. One commenter stated that the category is inconsistent
with categories for service lines, which do not keep track of where
LSLs have been replaced. Another commenter stated that, if an entire
service line has been replaced, there is no reason to ``alarm the
public'' by noting the connectors that were previously made of lead.
The same commenter was also confused as to why the categories did not
mimic the service line categories more (e.g., lead, galvanized, non-
lead, or unknown). Other commenters found the distinction between
certain categories to be unclear, noting an example of copper service
lines falling under the ``never lead'' and ``no connector present''
categories because they do not have connectors, and asked for
clarification on locations where there are no records available. One
commenter stated all connector categorizations were unnecessary,
whereas another commenter supported the connector categorizations as
proposed.
The agency agrees with commenters who raised concerns about
tracking replaced lead connectors when the entire service line has been
replaced as well as the concerns about potential for customer confusion
of the ``replaced lead'' category and what actions consumers should
take, consistency with the service line material categories, and
commenters' confusion on inventorying connectors based on the proposed
rule categorizations. The categories for service lines did not include
replaced LSLs or replaced GRR service lines, which was inconsistent
with the categories for connectors that include replaced lead.
Therefore, the agency is revising the final LCRI to remove the
``replaced lead'' and ``never lead'' connector material categories and
add a new ``non-lead'' category. Water systems would categorize
replaced lead connectors and never lead connectors as ``non-lead,'' and
they would categorize sites where the lead connector was removed and no
non-lead connector replaced it as ``no connector present.'' These
finalized requirements simplify and streamline the proposed
requirements by removing the separate category for replaced lead. The
EPA encourages water systems include additional subcategories for non-
lead connectors or sites with no connectors present, such as whether a
lead connector was replaced at or removed
[[Page 86474]]
from the location. Locations of where lead connectors were previously
replaced may provide the water system with additional information,
particularly when investigating the cause of elevated lead under the
DSSA requirements. This additional information could also be useful to
consumers, such as if they have a downstream galvanized service line or
downstream galvanized premise plumbing that might have adsorbed lead
particulates released from the upstream lead connector. Additionally,
water systems improving their water infrastructure by fully replacing
old, galvanized service lines that are downstream of a known lead
connector or replaced lead connector are eligible for BIL DWSRF LSLR
capitalization grants to conduct these improvements (USEPA, 2022d). See
section IV.D.1.c of this preamble for more information on the final
LCRI requirements for connector material categorization.
ii. Inventory All Service Lines
Under the final LCRI, as proposed, all CWSs and non-transient non-
community water systems (NTNCWSs) must update their LCRR initial
inventories to create a baseline inventory of all service lines in the
distribution system. No service line is to be excluded, regardless of
water system size, system characteristics, service line ownership,
actual or intended use of the service line, historical tap sampling
results, or service line installation date. The inventory requirements
include all service lines connected to the distribution system
including service lines with no known potable applications, such as
those designated for fire suppression or emergencies, as well as
service lines connected to vacant or abandoned buildings even if the
buildings are unoccupied and water service is turned off.
The EPA received comments stating that the agency should not
require water systems to inventory service lines with non-potable
applications (i.e., fire suppression lines), service lines at abandoned
properties, and service lines installed after lead bans became
effective, such as Federal, State, or local bans. Commenters stated
that fire suppression lines are typically larger than lead or GRR
service lines and are used for non-potable purposes. One commenter
stated that the limited resources available to water systems would be
better directed towards activities with greater benefit to public
health because inventorying fire suppression lines provides limited
benefit to public health.
The EPA disagrees with commenters that suggested service lines with
non-potable applications should be excluded from the inventory
requirements. A requirement to inventory only those lines that are
currently being used for potable purposes or may be used for potable
purposes is administratively unworkable. Moreover, it could expose
consumers to lead in drinking water from lead or GRR service lines
because the water system is not aware of all actual uses of the water
service by consumers, which could include potable uses, e.g.,
industrial workers potentially drinking water at the facility or
agricultural workers filling up water bottles from a close by tap that
is primarily used for irrigation. Service lines, as defined by the
rule, are used for the distribution of potable water; therefore,
regardless of their current or intended use, they are capable of being
used for potable purposes. The possibility that the potable water may
in fact be used exclusively for non-potable applications at some point
in time does not preclude the possibility that the potable water could
in fact be used for human consumption or that these service lines could
be repurposed in the future for potable uses. For example, these
service lines may be repurposed for potable use during a natural
disaster or other major emergency or may be repurposed for new
residential use. Furthermore, the EPA is concerned that any exclusion
of service lines to LCRI requirements based on anticipated or intended
use could erroneously exclude some service lines from other LCRI
requirements (e.g., service line replacement, public education, and tap
sampling). The final rule similarly does not exclude service lines
connected to abandoned or vacant properties from the service line
inventory because of the potential for these sites to be occupied by
consumers in the future. An NPDWR provision that applies to only where
the water is actually used for human consumption is administratively
unworkable, difficult to implement, and would introduce unnecessary
complexity into the rule, which would run counter to the EPA's
commitment to simplifying the rule. By including all service lines in
the inventory, water systems can avoid these potential harms to public
health.
The EPA received comments stating that the agency should not
require water systems to inventory service lines on private property.
Commenters also asked whether water systems must inventory service
lines downstream of a master meter (also called, ``mass meter'') or
other single point of connection. Commenters stated that CWSs should
not be responsible for inventorying and taking subsequent actions for
what they characterize as distribution systems that are maintained by
someone other than the water system and ``only connected to the water
system by virtue of the sale of water through a mass meter.''
Commenters noted that the definition of a service line may create a
responsibility for buildings on a college campus, manufactured housing
communities, apartment complexes, etc., where the system does not have
the authority, control, or responsibility beyond the connection point.
Commenters suggested that the regulated system should not be burdened
by these groups of connections beyond a master meter, which they
implicitly assume are separate and/or unregulated PWSs.
The EPA disagrees with commenters that service lines on private
property should not be inventoried. Therefore, the final rule, like the
2021 LCRR, requires water systems to include in their inventory all
service lines that are connected to the distribution system, regardless
of ownership. Because all service lines are connected to the PWS's
distribution system, they are accessible at that juncture to the PWS in
order to allow for identification. If the service line is connected to
the distribution system, then the water system should be aware of its
composition in order to comply with the requirements in the rule to
provide public education to persons served by lead and GRR service
lines and to replace these lines if they are under the control of the
system. Under the 1991 LCR, systems have been able to identify service
line materials even where the service lines traverse private property
to comply with the tap sampling and service line replacement
requirements, and water systems have been developing an inventory of
all service lines connected to a distribution system, regardless of
ownership, to comply with the 2021 LCRR.
In some situations, an apartment complex, manufactured housing
community, or other multi-family or multi-unit entity will have a
master meter at the property line of the community. If these
communities are considered part of or within a CWS or NTNCWS service
area, then that water system is required to inventory all service
lines, even if they are beyond a master meter, just as the system is
required to inventory service lines between a water main and a single-
family residence regardless of the presence of a meter between the
water main and the building inlet. As stated above, the inventory must
include all service lines connected to the public
[[Page 86475]]
water distribution system. If the group of connections beyond a master
meter meets the definition of a PWS (i.e., serve at least 15 service
connections or 25 persons for 60 days per year) and receives some or
all of its finished water from one or more wholesale systems, it would
meet the EPA's definition of consecutive system (Sec. 141.2,
definition of ``consecutive system''). Consecutive systems that are
CWSs or NTNCWSs must complete and submit the LCRR initial inventory to
their State by October 16, 2024, and follow the requirements of the
LCRI. Some of these systems may meet the criteria that allows a system
to not comply with NPDWRs under SDWA section 1411 and Sec. 141.3. The
EPA encourages systems to contact their State for questions concerning
the application of these criteria to a specific system.
iii. Methods To Categorize and Identify Service Lines
The EPA received comments on methods for service line material
identification. Some commenters stated that water systems should be
able to use the age of the service line and the effective date of the
lead ban as well as statistical approaches (like interpolation and
predictive modelling) to categorize a service line as non-lead. These
and other commenters also stated that the EPA should prescribe
acceptable methods for service line identification along the entire
line and provide guidance on how to determine whether an emerging
method is acceptable. One commenter stated that every service line
should not need to be ``manually verified,'' and a different commenter
stated that, if a utility has identified 10 percent of their service
lines as non-lead, the rest of the service lines should be assumed to
be non-lead. Another commenter stated that NTNCWSs should be allowed to
use sampling as a preliminary assessment to determine the potential
presence of LSLs before using more invasive investigative methods that
may disrupt facility operations. Another commenter stated that unknown
service line identification should be risk-based (e.g., taking into
account the probability an LSL exists and identifying unknown lines
based on that probability).
The EPA disagrees that the agency should prescribe a list of
acceptable methods for service line identification beyond the list of
specified sources in the rule, which allows for the use of additional
sources and new technologies developed in the future to aid in
determining service line material if approved or required by the State.
The EPA proposed to require systems to review certain specified sources
described in Sec. 141.84(b)(2)(i) through (iii). Water systems may use
the age of the service line and the date of the applicable lead ban to
categorize service lines because such records fall under the sources of
information that systems must review as described in Sec.
141.84(b)(2)(ii). Water systems may use any sources that are or
previously have been approved or required by their States. While the
EPA disagrees with commenters that the rule should prescribe a list of
additional specific acceptable methods for identifying service line
materials at the national level, the EPA notes that it has published
the LCRR Inventory Guidance that discusses available methods that water
systems could use with State approval (USEPA, 2022c). The agency has
also published other guidance documents on developing and maintaining
service line inventories including a general fact sheet, inventory
template, and small entity compliance guidance (USEPA, 2023n; USEPA,
2023o).
The EPA disagrees that the inventory should include additional
``risk-based'' categorizations for unknown service lines (e.g., likely
lead versus unlikely lead). Water systems may choose to include this
type of information, and the EPA notes that, in Sec. 141.84(a)(3), the
definition of a lead status unknown service line indicates that water
systems can provide additional information regarding their unknown
service lines as long as the inventory clearly distinguishes unknown
lines from those where the categorization of the material is based on
the applicable sources of information specified in Sec. 141.84(b)(2)
(e.g., records, codes, inspections, and other documentation). There is
nothing in the rule that would preclude systems from providing
additional information in the inventory to describe the basis for the
categorization or the likelihood that the service line is made of lead.
For example, a system that adds subcategories, such as ``unknown--
likely lead'' and ``unknown--not likely lead,'' may use that
information to prioritize identifying service lines suspected or likely
to be lead. The EPA agrees that the LCRI should not preclude the
inclusion of this type of information, but the agency does not agree
that all water systems should be required to include this level of
categorization as it would add burden, make the rule more complex, and
could take time and resources away from identifying unknown service
lines.
iv. Lead-Lined Galvanized Service Lines
The EPA received comments about lead-lined galvanized service lines
in the proposed rule. Commenters recommended that the EPA require water
systems that identify lead-lined galvanized service lines in their
distribution system to categorize all galvanized lines in those systems
as lead-lined galvanized service lines and replace them. Because these
pipes can be difficult to detect and verify, these commenters said all
galvanized lines should be assumed to be lead to protect public health.
One commenter stated that the EPA should require water systems to check
for lead lining in galvanized service lines using specific technologies
and to update the EPA's guidance on service line inventories to
incorporate lessons learned from systems with lead-lined galvanized
service lines.
The EPA agrees that lead-lined galvanized service lines can
contribute significant amounts of lead in drinking water, and, as the
agency previously stated in the 2021 LCRR Inventory Guidance and
proposed LCRI, these service lines are covered by the definition of an
LSL (USEPA, 2022c; USEPA, 2023a) because a portion of the service line
is made of lead. Therefore, as clarified in the final LCRI, any lead-
lined pipe is required to be categorized as an LSL in the inventory and
is treated as an LSL for all other requirements in the rule, such as
mandatory service line replacement, public education, tap sample
tiering, and risk mitigation.
The EPA disagrees with the suggestion that water systems should be
required to categorize all galvanized service lines in the system as
LSLs if there is at least one lead-lined galvanized service line in the
distribution system. During the proposal and development of the final
rule, the EPA conducted a web search and found limited information
about the existence or past installation of lead-lined galvanized
service lines in about 30 communities in varying amounts, where the
majority of these communities are in the State of Massachusetts (City
of Rochester, n.d.; Klemick et al., 2024; MWRA, 2023; Sedimentary Ores,
n.d.). The information collected provided no data about the prevalence
of lead-lined galvanized service lines nationwide or whether these
lines, some of which were installed over a century ago, have already
been replaced. Additionally, commenters did not provide data to support
the assumption that, if one lead-lined galvanized service line is
found, then all galvanized lines in the system are lined with lead.
Because the EPA
[[Page 86476]]
could not find nor was the agency provided with significant data on the
prevalence of lead-lined galvanized service lines nationwide, the
agency does not agree with requiring that all galvanized service lines
be designated as lined with lead based on the presence of one or a
small number of galvanized lines lined with lead in a system. States or
localities may use information specific to their region to better
inform this type of assumption. To address the possibility that systems
may have (or find in the future) lead-lined galvanized service lines,
the EPA is finalizing a new requirement for systems that identify any
lead-lined galvanized service lines to include in their service line
replacement plan a strategy to determine the extent of the use of lead-
lined galvanized service lines in the distribution system (see section
IV.C of this preamble). Water systems can check GRR service lines
currently or previously downstream of LSLs to evaluate whether they are
lined with lead when they are replaced under the mandatory service line
replacement program. The average service life of cast iron and ductile
iron pipe is 40 years (Florida Department of State, 2010), and any
lead-lined galvanized service lines are expected to be approximately a
minimum of 40 years old by the LCRI compliance date in late 2027
because installation of new lead-lined galvanized lines would have been
prohibited under section 1417 of SDWA, given the Federal lead ban that
was enacted in June 1986 and enforced through State and local plumbing
codes no later than June 1988. Additionally, as water systems replace
old, galvanized service lines (in addition to replacing GRR service
lines during mandatory replacement) over time and improve their water
infrastructure to reduce water loss, respond to service line breaks,
remediate low water pressure to buildings, and increase efficiency
across the system, they will have opportunities to check whether any
galvanized service lines are lined with lead and remove them from their
distribution system.
c. Final Rule Requirements
For the final LCRI, all water systems are required to develop a
baseline inventory that includes the material of each service line and
identified connector that is connected to the public water distribution
system regardless of ownership status and intended use. Water systems
must develop the baseline inventory by the LCRI compliance date in
Sec. 141.80(a) by updating the LCRR initial service line inventory
with any new information on service line materials from the applicable
sources described in Sec. 141.84(b)(2) and information on connector
materials identified through a review of specified sources. Systems are
required to review specified sources of information, such as
construction and plumbing codes, permits, and records, that describe
connector material and locations; and systems may use other sources of
information not listed if approved or required by the State. The system
may categorize a service line or connector as non-lead where the
service line is determined through an evidence-based record, method, or
technique to not be a lead or GRR service line. The final LCRI includes
a definition of newly regulated PWSs in Sec. 141.2, where these
systems are required to develop a baseline inventory on a schedule
established by the State that does not exceed three years from the date
the system is subject to NPDWRs (see section IV.O.3 of this preamble).
For the final LCRI, water systems must conduct a review of
specified sources on connector materials and include information on
connector materials in their service line inventories. Water systems
must identify connector materials as they are encountered during normal
operations and update the inventory to include the newly encountered
connector. Connector materials must be categorized in the inventory as
either lead, non-lead, unknown, or no connector present. The lead
category is for connectors made of lead. The unknown category is for
connectors that are identified through an available source, but the
material of the connector is not known or documented in the source.
Systems are not required to document connector materials and locations
where the system's review of specified sources and lack of encounters
during normal operations have not revealed whether there is or is not a
known connector at the location. The non-lead category is for
connectors that are determined through an evidence-based record,
method, or technique not to be made of lead. Water systems may include
additional information such as the specific material of a non-lead
connector (e.g., copper or galvanized) as an alternative to
categorizing it as ``non-lead.'' Water systems may also provide more
information regarding their non-lead connectors, such as whether a lead
connector was replaced at the location. Lastly, the ``no connector
present'' category is for where there is no connector at the location,
such as locations where the connector was removed or locations where
there never was a connector, e.g., in instances where the service line
directly connects a water main to a building inlet.
2. Inventory Updates and Discrepancies
a. Rationale and Proposed LCRI Requirements
For the LCRI, the EPA proposed that water systems update the
inventory annually. Under the 2021 LCRR, systems are required to update
the inventory and submit it to the State on the same frequency as the
system's tap sampling and monitoring schedule, but no more frequently
than annually. Decoupling the inventory update submissions from the tap
sampling and monitoring schedule was proposed to: (1) Ensure the system
is providing up-to-date information to consumers on an annual basis and
(2) enhance compliance with the mandatory service line replacement
requirements, which are assessed annually, and annual public education
requirements. Annual inventory updates also increase transparency for
consumers and States relative to the 2021 LCRR, which allowed inventory
updates every three years. Consistency between annual updates and other
LCRI requirements would reduce discrepancies between the information,
i.e., the service line material in the inventory may not match the
material provided in the consumer notification if the inventory is not
updated annually. For example, water systems would need to update their
inventories over time because service line material categorizations may
change as service line materials are identified over time through
normal operations, targeted investigations of unknown service lines,
and service line replacements.
For the LCRI, the EPA also proposed that water systems include the
total number of lead, GRR, and unknown service lines, the number of
lead connectors in the inventory, and the number of full lead and GRR
service line replacements completed with each inventory update
submitted to the State and to make them available in the publicly
accessible inventories to improve transparency and customer tracking of
inventory and service line replacement progress. This information is
also important for compliance and enforcement of the mandatory service
line replacement requirements and for the EPA's administration of
financial assistance programs.
The EPA proposed to expand the 2021 LCRR requirement for a water
system to update their inventory by the next submission deadline if a
system, including a system whose inventory previously consisted solely
of non-lead
[[Page 86477]]
service lines, discovers a lead or GRR service line. The agency
proposed to require systems to add the discovered lead or GRR service
line to the replacement pool for the mandatory service line replacement
program. The agency also proposed to require systems to replace the
service line within six months of discovery if the system's inventory
only contained non-lead lines, such as after the system finished
mandatory service line replacement. Systems must then comply with any
additional actions required by the State. This requirement ensures that
systems update the inventory with the newly discovered lead or GRR
service line and replace the line accordingly.
Additionally, the EPA proposed to require water systems to respond
to consumer inquiries of a suspected incorrect categorization of their
service line material in the inventory with an offer to inspect the
service line within 60 days of receiving the notification. The EPA
explained that this would provide another opportunity for the system to
assess the accuracy of its inventory to inform potential actions to
remedy discrepancies at the individual site and throughout the
distribution system more broadly (88 FR 84935, USEPA, 2023a). For
example, if a consumer previously replaced a service line that is still
listed as lead or GRR based on a historical record, the system can
correctly recategorize that service line material.
b. Summary of Public Comments and the EPA's Response
The majority of commenters supported the proposed requirement for
inventories to be updated and submitted to the State annually. Some
commenters stated that submission of annual updates to the State would
be too frequent and burdensome, especially for smaller systems with few
staff. One commenter requested that inventories be updated ``as
needed'' as replacement programs progress.
The EPA disagrees with commenters that it is unnecessarily
burdensome for systems to submit updated inventories to the State on an
annual basis and make them available to the public no later than the
deadline for the State submission. Annual inventory updates increase
transparency for consumers and States and are essential to comply with
the annual consumer notification and mandatory service line replacement
requirements. Water systems will need to update their inventories over
time as service line material categorizations change as a result of
replacement and validation and as the materials of unknown service
lines are identified. The EPA expects water systems to update their
inventories in real time or regularly throughout the year as new data
becomes available, which will lessen the burden with preparing,
submitting to the State, and publishing the updated inventory for the
public. Annual submission to the State of updated inventories will
allow systems time to compile the updated information while assisting
States in ensuring compliance with requirements, including public
education and service line replacement. Water systems are subject to
several annual reporting requirements in NPDWRs and have demonstrated
the ability to prepare annual reports.
The EPA received comments on the content of the inventory updates.
One commenter stated that, to simplify inventory updates, systems with
online inventories should only have to notify their States annually
with summary information of any updates and provide them with
instructions on how to access the online inventories. The commenter
noted that it would be unnecessary to annually re-submit an online
inventory to the State. Another commenter advocated including
additional information in the summary of information provided with each
update, such as the number of partial LSLRs conducted. Some commenters
also stated that the updated inventories should include the number of
abandoned or disconnected LSLs and lead connectors left in the ground
because they are concerned abandoned sections of lead pipe in the
ground may later contribute to soil and ground water contamination.
The EPA agrees that systems should be able to provide States with
summary information and instructions on how to access online
inventories in lieu of submitting the entire inventory because,
together, the summary information and instructions to the online
inventory are effectively the same as submitting full documentation for
the updated inventory as described in Sec. 141.84(b); they fulfill the
same purpose of ensuring State and public access to the most up-to-date
inventory information on at least an annual basis. Therefore, the EPA
is revising the final LCRI to allow water systems that make the
publicly accessible inventory and its subsequent updates available
online (e.g., an online map or downloadable file on a website) the
flexibility to provide instructions on how to access the updated
inventory information instead of preparing a fixed copy of the entire
updated inventory (which includes the summary information), submitting
it to the State, and making it available to the public on an annual
basis. These systems will only need to provide the summary information
regarding service line material identification and replacement as
specified in Sec. 141.84(b)(2)(iv) and instructions on how to access
the updated inventory to their States. Systems that utilize this
flexibility must ensure the required summary information is publicly
available online (e.g., listed on the same web page as the online map)
to fulfill the inventory updates requirement. A State may also request
their water systems who take advantage of this option to provide them
with an indication of where changes have occurred since the previous
submitted inventory because this would allow States to focus on where
changes were made.
The EPA agrees with commenters requesting additional items in the
list of summary information to be included and submitted with the
inventory. As a result, the EPA is revising the proposed list of
information water systems must include with each updated inventory to
also contain the total number of each of the following: non-lead
service lines in the inventory, connectors of unknown material in the
inventory, and the number of partial lead and GRR service line
replacements that have been conducted in each preceding program year.
This provides consumers with additional information to understand their
public water distribution system and the potential risks of lead
exposure in their drinking water. By including the number of partial
service line replacements conducted each year, the State and consumers
can more easily monitor the system's compliance with service line
replacement requirements. The EPA recommends that systems include the
number of lead service lines and connectors that remain in the ground
after ``abandon-in-place'' or ``pipe splitting'' practices are used to
replace these pipes; however, this information is not required to be
included in the inventory or service line replacement plan. Tracking
information on these lead materials would ensure that this locational
information exists should the system or the public need such
information in the future. However, once the service line is cut, it is
not a part of the water service (see code 9.14 in the LCRI Response to
Comments document for more information, USEPA, 2024k).
The EPA received comments on the proposed requirement that water
systems must offer to inspect a service line that a consumer suspects
is incorrectly categorized. Commenters stated that the EPA should allow
systems to provide available
[[Page 86478]]
documentation on why a service line is categorized as such and allow
follow-up actions (e.g., phone calls, emails, and submitted photos)
with the consumer to determine if visually inspecting the service line
is necessary. One commenter stated that systems should be allowed a
longer period to inspect service lines where the material is unknown.
Another commenter stated that systems should inspect the service line
within 60 days rather than only offering the inspection within 60 days.
The EPA agrees that there are several effective ways for a water
system to respond to a customer request for inspection besides on-site
visual inspection. The EPA is not specifying the timeframe for which
water systems would need to conduct the inspection, recognizing (1) the
actions that are most appropriate can vary across systems (e.g., on-
site visual inspection of the pipe exterior; virtual inspection such as
a photo or video submission from the consumer or a video call with the
consumer) and (2) the system-specific conditions, such as freezing
ground conditions in some climates, can impact when certain types of
inspections can be conducted. A visual inspection of the pipe conducted
remotely can be as effective as an on-site inspection and will reduce
the burden on a system to respond to consumer notifications of
suspected incorrect categorizations of service line materials. The EPA
did not propose to require water systems to offer to inspect and follow
through with the inspection within 60 days and has clarified that rule
text accordingly. Additionally, the agency is revising the final rule
to require systems to offer inspection within 30 days of receiving the
notification from the consumer or the customer (if different from the
person served at that service connection). The 30-day period to offer
to inspect is required to ensure timely follow-up with the consumer or
customer has occurred.
c. Final Rule Requirements
The final LCRI retains the proposed requirement for water systems
to continue to update their service line inventories until their
inventories contain only non-lead service lines, non-lead connectors,
or no connectors present. Systems with lead, GRR, or unknown service
lines, lead connectors, or connectors of unknown material must submit
the inventory updates to the State annually and make the update
available to the public no later than the deadline for submitting it to
the State. Systems must update the inventories based on the sources of
information specified in the rule, other sources of information
approved or required by their States, their mandatory service line
replacement programs, and encounters during normal operations.
Inventories must be updated with information from any encounters
with service line or connector materials, service line inspections, and
replacements that have occurred since the previous update. Systems must
also report summary information that includes the total number of
service lines for each service line material category (lead, GRR,
unknown, and non-lead), the total number of lead connectors, and the
total number of connectors of unknown material as well as the number of
full lead and GRR service line replacements and the number of partial
lead and GRR service line replacements that have been conducted in each
preceding program year. A water system that makes the publicly
accessible inventory and its subsequent updates available online (e.g.,
online map or downloadable file on a website) has the option to submit
to the State the summary information regarding service line material
identification and replacement as specified in Sec. 141.84(b)(2)(iv)
and instructions on how to access the updated inventory in lieu of
providing a fixed copy of the entire updated inventory that includes
the required summary information. A system that uses this option must
ensure the summary information is publicly available online.
All water systems that discover a lead or GRR service line that was
previously inventoried as non-lead must update their inventories,
notify the State in accordance with the reporting requirements, and
comply with any additional actions required by the State to address the
inventory inaccuracy. The final LCRI requirements to replace the
discovered lead or GRR service lines have been moved to Sec.
141.84(d)(4)(ii) and are discussed in section IV.B.7.c of this
preamble.
If a consumer or customer (if different from the person served at
that service connection) notifies the water system of a suspected
incorrect categorization of their service line material in the
inventory, the system must respond to the consumer or customer within
30 days of receiving the notification to make an offer to inspect the
service line.
3. Public Accessibility of the Inventory and the Inclusion of Addresses
in the Publicly Accessible Inventory
a. Rationale and Proposed LCRI Requirements
Publicly accessible inventories can facilitate community engagement
and improve transparency. These inventories inform the public of the
location of possible lead exposures and provide transparency to the
State and the public of system progress on service line identification
and replacement. In turn, publicly accessible inventories can help
protect public health by making this information broadly available. For
the LCRI, the EPA built upon the 2021 LCRR's publicly accessible
inventory requirements by proposing that water systems make not only
service line materials accessible to the public, but also connector
materials and the street address of each identified service line and
connector.
The proposed LCRI retained the 2021 LCRR requirement for systems
serving greater than 50,000 persons to make the publicly accessible
inventory available online. This threshold was set in the 2021 LCRR
because of the potential burden associated with digitizing and hosting
the inventory online for smaller systems (USEPA, 2020e). It is feasible
for large systems to host their inventories online (USEPA, 2020e). In
the proposed LCRI, the EPA sought comment on changing the threshold.
The 2021 LCRR requires water systems to create and maintain an
inventory that includes the specific addresses associated with each
service line connected to the water system, but the 2021 LCRR does not
require the publicly accessible inventory to include the specific
addresses of lead or GRR service lines; instead, water systems are
permitted to use a ``location identifier,'' which could be a street
address, block, intersection, or landmark. For the LCRI, the EPA
proposed to require water systems to include a street address
associated with each service line and connector in the publicly
accessible inventory; where a street address is not available for an
individual service line or connector, the EPA proposed that systems use
a unique locational identifier. The EPA proposed this requirement to
increase transparency with their consumers about the locations and
materials of service lines and connectors connected to their residences
or other buildings they may occupy (e.g., places of employment and
child care facilities). This ensures that all persons served by a lead,
GRR, or unknown service line have access to this information, not just
those
[[Page 86479]]
consumers who received targeted public education from the system. As
stated in the proposal, including addresses in the publicly accessible
inventory is critical to make more people aware of their risk to lead
in drinking water because the requirements for notification may not be
sufficient to reach all persons at or who use that site (e.g. where the
persons served are short-term residents in non-owner occupied
buildings, parents and guardians of children at in-home child care
facilities, and residents of long-term care facilities). Additionally,
it is feasible for systems to make publicly accessible the specific
addresses where connectors and lead, GRR, unknown, and non-lead service
lines are located, as demonstrated by the fact that several systems are
already publishing service line inventories containing addresses (88 FR
84936, USEPA, 2023a).
b. Summary of Public Comments and the EPA's Response
The EPA received comments supporting and opposing the proposed
requirement to include street addresses in the publicly accessible
inventory. Some commenters supported the proposed requirement because
it provides transparency, builds accountability and trust with the
public, makes people aware of their risk of lead in drinking water,
and, if searchable by address, can provide information to prospective
buyers and renters and create an incentive for property owners to
provide consent for full service line replacement.
Some commenters opposed the inclusion of specific addresses in the
publicly accessible inventory for a range of reasons. Some commenters
noted that sites, such as those in very rural areas, with water service
may not have street addresses and, instead, water systems typically
have Global Positioning System (GPS) coordinates for those properties.
Some commenters suggested addresses are unnecessary because consumers
served by lead, GRR, and unknown service lines will receive an annual
notification of service line material. Some commenters questioned the
EPA's authority for the requirement and expressed concerns, without
explanation, about potential liability and complications due to privacy
laws. Some commenters suggested that the requirement would discourage
property owners from providing consent to identify service line
material using field investigation methods like potholing and act as a
disincentive for water systems serving less than 50,000 persons from
posting their inventory online.
The EPA agrees that, in some cases, a site may not have a street
address. In these cases, the final rule allows water systems to assign
a non-address locational identifier (e.g., a block, intersection, or
landmark) to a service line or connector. The final rule adds GPS
coordinates as a potential example of a non-address locational
identifier that can be used in circumstances where a street address
does not exist.
The EPA disagrees with commenters that the agency has no need or
clear authority to require addresses be included in the publicly
accessible inventory. This provision is authorized under SDWA section
1412(b)(7)(A) because, as explained below, it prevents known or
anticipated adverse effects on the health of persons. In addition, SDWA
section 1417(a)(2) requires ``[e]ach owner or operator of a public
water system'' to ``identify and provide notice to persons that may be
affected by lead contamination of their drinking water where such
contamination results from [. . .] the lead content in the construction
materials of the public water distribution system.'' A publicly
accessible inventory with street addresses ensures that all persons
served by a lead, GRR, or unknown line have access to this information,
not just those consumers who received targeted public education from
the system. The requirements for notification (such as the requirements
for annual notification of known or potential lead service line
material) may not be sufficient to reach all persons at or who consume
water at that site, such as where the persons served are short-term
residents and visitors, parents and guardians at child care facilities,
residents of long-term care facilities, and employees. The inclusion of
addresses in the publicly accessible inventories also strengthens
public health protection by incentivizing property owners to identify
and replace service lines.
In light of the public health benefit of this requirement, the EPA
does not agree that the rule should not require the use of street
addresses in the publicly accessible inventory due to the perceived
concerns that water systems could face potential liability for the
public disclosure of this information. No commenters provided any
detail to explain the basis for their concerns about potential
liability. Many water systems across the nation have published or made
publicly available inventories that include street addresses, such as
the City of Columbus Department of Public Utilities, OH; the City of
Grand Forks, ND; the City of Lincoln, NE; the City of Somerville, MA;
the City of Troy Department of Public Utilities, NY; the City of
Wheaton Water Division, IL; DC Water, DC; Marshfield Utilities, WI;
Pittsburgh Water and Sewer Authority, PA; and Saint Paul Regional Water
Services, MN. All systems in New Jersey are required to include the
locations of all service lines in their inventories, and systems
serving 3,300 persons or more are required to host their inventories on
their websites (State of New Jersey, 2021b). Additionally, the Rhode
Island State Department of Health plans to publish and maintain an
online map of the specific location of each service line and identify
whether it is a lead or unknown service line (State of Rhode Island,
2023b).
The EPA received comments on the threshold to make a publicly
accessible inventory available online. Commenters stated that the EPA
should maintain the threshold at systems serving more than 50,000
persons because smaller systems are less likely to have the resources
to comply with the requirement, implementation of the various NPDWRs
would be easier and more streamlined if the thresholds for making
information available online were more aligned across NPDWRs, and the
uncertainty about whether the requirement would be feasible for medium
systems. One commenter stated that that the EPA should not revisit the
threshold but should instead incentivize online posting of the
inventory by eliminating detailed data submissions to the State for all
systems that meet the following requirements: post the inventory
online, update the online inventory with new information as required by
the rule, and provide the inventory website to the State. Conversely,
other commenters stated that the threshold should be either lowered to
include medium systems (systems serving more than 10,000 persons) or
the threshold should be eliminated, requiring all water systems to make
the inventory publicly available online. Commenters stated several
reasons for lowering the threshold, such as: (1) The lack of readily
accessible information about water systems can be a barrier to
participation in the replacement program, trust in the system, and
successful prevention of the risk of lead exposure from drinking water
for homeowners and tenants; (2) more water systems are capable of
posting their inventories online; and (3) sharing critical information
appropriately is one of the most important and least expensive tools
for public health protection, public transparency, and public
education. One commenter representing a State noted that a
[[Page 86480]]
threshold of 10,000 persons could be feasible if inventories can be
made available online via an online file sharing services instead of a
website. Another commenter representing a State noted that their
experience shows that systems serving more than 10,000 persons have the
resources and capacity to make their inventories available on the
municipal or water system website. One commenter stated that States
should be authorized to post the inventories on their own website for
individual water systems and serve as a central database, where systems
would only have to post an external link to the State's website on
their websites for consumers to easily access.
The EPA agrees that publicly accessible information about
inventories is important to all consumers as provided by the LCRI
public education requirements. However, as discussed below, the EPA
disagrees that the threshold for requiring the inventory be available
online should be lowered from 50,000 persons served and, therefore, the
EPA is retaining the threshold of systems serving more than 50,000
persons in the final LCRI. When developing the final LCRR, the EPA
determined that this threshold is feasible for larger systems as
mentioned in section IV.D.3.a of this preamble. This threshold also is
consistent with other requirements, including the CCR requirements. The
EPA selected this threshold because it is feasible for systems serving
over 50,000 persons to publish the inventory online (USEPA, 2020e). For
systems serving 50,000 persons or fewer, however, the potential burden
associated with digitizing and hosting the inventory online is greater
and would likely take resources away from developing the inventory,
identifying unknown service lines, and conducting lead and GRR service
line replacement. As stated above, systems serving 50,000 persons or
fewer are given the flexibility to choose how they make their
inventories accessible to the public. The EPA anticipates that systems
serving 50,000 persons or fewer that have the ability may choose to
host their inventories online as this would ease their inventory
submission burden to the State as well as provide a convenient way for
their customers and consumers to access the inventory. Additionally,
States may set a lower threshold if they choose.
However, the EPA agrees with the suggested incentive for systems
that post their inventories online, and, as discussed in section IV.D.2
of this preamble, the final LCRI provides water systems that make their
inventory and its subsequent updates available online (e.g., an online
map or downloadable file on a website) along with the summary
information regarding service line material identification and
replacement as specified in Sec. 141.84(b)(2)(iv) the option to
provide instructions to access to the online inventory and the summary
information to the State in lieu of providing a fixed copy of the
entire inventory as described in Sec. 141.84(b). Additionally, the EPA
notes that inventories can be made available online via online file
sharing services. The LCRR Inventory Guidance states that, for systems
that may not have the capacity for online GIS mapping applications,
there are other online data sharing methods that better fit the needs
of these systems and their consumers, such as through an online cloud-
based data sharing, online spreadsheet, file transfer protocol (FTP)
server, or a downloadable format linked to text or an image on the
system's website (USEPA, 2022c). Furthermore, the EPA agrees that
States and their systems may take this approach to publishing the
baseline inventories and subsequent updates to the inventory online and
satisfy this part of the requirements; however, systems will still need
to annually report the information regarding service line material
inspections and replacements to their States.
c. Final Rule Requirements
The final LCRI requires water systems to make their service line
inventories publicly accessible. The publicly accessible inventory must
include the material and street address of each service line and
identified connector in the service line inventory. Where a street
address is not available for an individual service line or connector, a
unique locational identifier (e.g., block, GPS coordinates,
intersection, or landmark) may be used instead. The publicly accessible
inventory must reflect any updates to the inventory no later than the
deadline to submit the updated inventory to the State, including the
listed information regarding service line material identification and
replacement that has occurred since the previous update. Water systems
serving greater than 50,000 persons must make the publicly accessible
inventory available online.
When a water system has no lead, GRR, or unknown service lines and
no known lead connectors or connectors of unknown material in their
distribution system, the system may use a written statement in lieu of
a publicly accessible inventory. The written statement must include a
general description of all applicable sources used in the inventory to
determine that the distribution system does not have any lead, GRR, or
unknown service lines, known lead connectors, and connectors of unknown
material. Water systems, including those with publicly accessible
inventories consisting only of a written statement, must include
instructions to access the publicly accessible inventory in their CCRs.
4. Inventory Validation
a. Rationale and Proposed LCRI Requirements
Accurate service line inventories are essential to ensure
replacement of all lead and GRR service lines. The EPA heard, through
stakeholder engagement, concern for accuracy in inventories. To
increase the accuracy of service line inventories, the EPA proposed
that water systems must validate a subset of the non-lead service lines
in their inventory. The proposed validation requirement would test the
reliability of certain methods, techniques, and alternative sources of
information used to identify service lines as non-lead and facilitate
action to remedy any discrepancies that may be discovered as a result
of the validation as well as provide systems, States, and consumers
with additional confidence in the accuracy of the inventory. The EPA
proposed to require the inclusion of all non-lead service lines in the
validation pool unless the service lines were identified through the
specified sources listed in Sec. 141.84(b)(2)(i) through (iii) such as
construction and plumbing codes and water system records, visual
inspection of the pipe exterior at a minimum of two points, or
previously replaced lead or GRR service lines. The EPA proposed to
require water systems to confirm the service line material of a random
sample of non-lead service lines from the validation pool using a
visual inspection of pipe exterior at a minimum of two points and
provide the validation results to the State. Under the proposal,
systems would be required to validate the number of service lines
necessary to achieve a 95 percent confidence level. For more
information on the methodology used to determine the minimum number of
validations required based on a system's validation pool, see the
``Technical Support Document for the Proposed LCRI'' (USEPA, 2023k).
The EPA proposed to require systems to complete the validation by year
7 of a 10-year replacement program to allow time for the system to
address potential issues identified in the validation process and
complete replacement by the deadline. For systems subject to a deferred
[[Page 86481]]
deadline for service line replacement, the State would be required to
set a deadline no later than three years prior to the deadline for
replacement.
b. Summary of Public Comments and the EPA's Response
Some commenters support including a validation requirement in the
LCRI to ensure inventory accuracy, enhance the effectiveness of the
service line replacement plans (e.g., inform the methods used to
identify service lines of unknown or unconfirmed material), build
trust, and help ease concern over using State-approved methods like
predictive modelling and emerging identification technologies.
Conversely, other commenters oppose a validation requirement because it
diverts time and resources from service line replacement and is
unnecessary because they assert that systems using predictive modelling
(if approved by the State) already complete some form of validation
process for their models. One commenter suggested that the rule require
water systems to validate their inventories only after any inaccuracies
are found, and another commenter suggested the rule allow systems to
either visually verify the material of all service lines in 10 years or
complete the proposed validation requirement by the 7-year deadline.
Some commenters suggested that the rule waive, or allow a State to
waive, the validation requirements if the water system completed an
inventory validation prior to the promulgation of the LCRI.
The EPA agrees with the commenters that support the inventory
validation requirements for the reasons mentioned: ensuring inventory
accuracy, enhancing the effectiveness of the service line replacement
plans (e.g., inform the methods used to identify service lines of
unknown or unconfirmed material), building trust with the public, and
increasing confidence in the reliability of State-approved methods like
predictive modelling and emerging identification technologies. The
validation process does not divert time and resources from the service
line replacement requirements but rather supports the effective
implementation of the service line replacement requirements. Inventory
validation increases the confidence of consumers, systems, States, and
the EPA that the methods used to categorize non-lead service lines in
the inventory are accurate and that systems are truly replacing all
lead and GRR service lines in their distribution system. In addition,
the deadline for validation provides systems with ample time to
complete the validation process and will allow systems to combine
validation efforts with normal operations and service line replacement
activities to increase efficiency of validation.
The agency also acknowledges the concern for water systems that
have already completed inventory validations, including systems that
conducted previous validation efforts to develop and train predictive
models. Therefore, the EPA is finalizing a flexibility for systems to
be able to make a written request to the State to approve a waiver of
the inventory validation requirements if the system completed
validation efforts prior to the compliance date that are at least as
stringent as the LCRI requirements.
In the proposed LCRI, the EPA requested comment on its proposed
methodology to calculate the minimum number of validations systems
would be required to perform. The EPA's proposed methodology set the
size of the validation pool to achieve a 95 percent confidence level
or, for systems with relatively few of these service lines, to validate
20 percent of the non-lead service lines in their validation pools.
Some commenters supported the methodology and stated that the approach
is reasonable. One commenter recommended that the EPA increase the
number of validations required for larger systems. On the other hand,
some commenters questioned why the EPA maintained an expected sample
proportion of 0.5 even though it provides the most conservative number
of validations required and why the agency does not allow each water
system's ``consultant'' to develop a testing program that achieves a 95
percent confidence level at a sample proportion catered to each system.
The same commenters stated that the EPA should clarify the validation
calculations, e.g., the data used to determine the expected sample
proportion, the relevant comparison between the number of validations
required and the validation pool, and where the EPA derived its
formulas for determining the number of validations required.
The EPA used a conservative sample proportion of 0.5 because the
agency does not have sufficient data to estimate a sample proportion
specific to discovering a non-lead service line as a lead or GRR
service line and, therefore, used 0.5 to ensure the minimum number of
validations required is statistically significant in all systems
nationwide regardless of the possibility for a more precise sample
proportion at an individual system's level. A sample proportion of 0.5
is used when a better estimate is unavailable (Daniel and Cross, 2013).
The EPA disagrees that water systems or their designated consultants
should be required to conduct a testing program or pilot study to
estimate the sample proportion prior to conducting inventory validation
because conducting a testing program or pilot study would be resource
intensive and add burden to systems. The validation requirements ensure
systems do not need to do that by setting a procedure at the national
level.
The EPA derived the equations to calculate the minimum number of
validations required from the formulas used to assess the distribution
of the sample mean when sampling without replacement by using the
finite population correction factor (Daniel and Cross, 2013). The
minimum number of validations required is the sample size of a finite
population when sampling without replacement, and the validation pool
is the assumed finite population size. See the ``Technical Support
Document for the Final Lead and Copper Rule Improvements'' (final TSD)
for an expanded derivation of the minimum number of validations
required for a system's validation pool of non-lead service lines
(USEPA, 2024d).
In the proposed LCRI, the EPA requested public comment on whether
non-lead service lines that were categorized based on records should be
subject to the validation requirements. Some commenters encouraged the
EPA to include non-lead service lines categorized based on historical
records in the validation pool. For example, one commenter recommended
that the agency require service lines categorized based on records
unless the records show the lines were installed, inspected, or
replaced after the effective date of a local lead ban. Another
commenter suggested requiring a random sampling of historical records
because the initial inventory requirements in the 2021 LCRR did not
require systems to identify the specific source used to categorize
service lines. Other commenters were concerned that the reliability of
historical records may vary across systems and provided examples of
systems having inaccurate records. For example, one commenter mentioned
that, in Flint, Michigan, inspections during a service line replacement
project revealed that 24 percent of the service lines identified as
copper based on historical records were actually made of lead (372 out
of 1,489 service lines; BlueConduit, 2020). Commenters provided the
example of the Lead Free DC task force, where the task force found that
20 percent of service lines identified as copper
[[Page 86482]]
through historical records were actually made of lead (Betanzo and
Attal, 2022). A commenter representing a State also noted that some
systems within their jurisdiction have found that historical records
have been inaccurate.
In addition to these examples of inaccurate historical records
raised by commenters, the EPA is aware of other data showing that
historical records can be unreliable sources of information for service
line material categorization. As the EPA noted in the LCRR Inventory
Guidance, only 63 percent of the Pittsburgh Water and Sewer Authority's
historical records were accurate because of the service line repair and
maintenance activities that have taken place since the records were
created (USEPA, 2022c). In addition, a 2023 study on the accuracy of
service line identification methods found that, of the 159 control
homes, records for 90 percent of the 99 known LSL sites were accurate,
whereas records for 3 percent of the 60 non-lead service line sites
accurately identified the service line material (Smart et al., 2023).
Therefore, the EPA is revising the final LCRI to require the validation
pool to include records of non-lead service lines. The EPA agrees,
however, that records showing that the service line was installed after
the effective date that the Federal, State, or local lead ban in the
validation pool would have been enforced (June 19, 1988, if there was
no enforcement of a State or local lead ban prior to that date) would
be more reliable because these regulatory changes marked a change in
system and plumbing practices nationally, where previous studies show
instances of inaccurate records prior to these regulatory dates.
The EPA received comments on the proposed 7-year deadline for water
systems to complete inventory validation when the system is subjected
to a 10-year mandatory service line replacement deadline or only has
non-lead service lines in their inventory. Some commenters supported
the proposed deadline because it would allow systems three years before
the deadline for service line replacement to implement changes if
inaccuracies are found. Conversely, other commenters questioned whether
requiring inventory validation efforts to be conducted within the first
seven years is the best use of water system resources, instead
recommending that validation be completed after (1) all unknown service
lines have been identified to be representative of all non-lead service
lines that could be included in the validation pool or (2) all known
lead and GRR service lines are removed, so water systems can focus on
lead and GRR service line replacement. Another commenter stated that
the EPA should require inventory validation to be completed within the
first three years of rule promulgation, or no later than halfway
through the mandatory service line replacement timeline if extra time
has been granted, because the proposed deadline is ``far too late.''
The EPA agrees with the commenters that supported the seven-year
deadline because the deadline allows systems three years to address
potential discrepancies found by the validation. The agency proposed a
seven-year deadline to allow water systems to focus on identifying
unknown service lines as well as validate service lines identified
during the replacement program using field investigation techniques and
alternative sources of information approved by the State. The EPA
disagrees with the commenters that questioned whether the inventory
validation requirement would be representative of all potential non-
lead service lines to be added to the validation pool if validation is
completed before water systems identify all unknown service lines. If a
system complies with the inventory validation process sometime before
seven years into the replacement program, it is expected to be reliable
because the sources of information the system would be using are
expected to be the same in the beginning years of inventory development
to the end, especially if the validation results provide further
confidence in the use of those sources, unless the system is approved
or required by the State to use another source or method of
identification. In that instance, if a system discovers a lead or GRR
service line where a non-lead line was inventoried, the system is
required to notify the State with the methods used to categorize the
service line material and comply with any additional actions required
by the State to address the inventory inaccuracy. Conducting inventory
validation before the deadline for mandatory service line replacement
allows the system time to investigate certain methods used to
categorize non-lead service lines if discrepancies are found during the
validation process before they complete replacement.
The EPA received comments on the proposed rule's requirements to
address discrepancies found during the validation process. Some
commenters advocated for requirements for water systems to take actions
to increase the accuracy of their inventories if they identify
discrepancies during the validation process because failure to include
concrete steps to improve inventories could undermine the trust and
reliability of the document that is the ``backbone'' of LCRI compliance
(BlueConduit, 2024; Office of the People's Counsel for the District of
Columbia (OPC-DC), 2024). One commenter recommended that water systems
that inaccurately identify lead or GRR service lines as non-lead should
be required to submit a plan to their States about how they will
increase the accuracy of their inventories.
The EPA agrees that, when inventory discrepancies are identified
during the validation process, remedial actions can improve the
inventory's accuracy. The final LCRI requires water systems to submit
to the State a list of the locations of any non-lead service lines
identified to be a lead or GRR service line through the validation
along with the methods used to categorize those service lines. The
final LCRI also requires systems to comply with any additional actions
required by the State to address the inventory inaccuracies found
during the validation process. Given the range of possible reasons for
inventory inaccuracies, the EPA expects States to be better suited to
identify the appropriate actions systems must take to improve the
accuracy of their inventories. A single, prescribed approach in a
national rule could be overly broad and unnecessary if, for example,
there is only one misidentified line, or inadequate to remedy the
problem if the validation shows widespread inaccuracies of
categorizations. Moreover, it would not adequately capture the broad
range of potential responses that could improve inventory accuracy.
Instead, the appropriate remedy is best identified on a system-
specified basis tailored to the system's specific inventory
inaccuracies and potential systemwide issues discovered during
inventory validation.
c. Final Rule Requirements
In the final LCRI, the EPA made clarifying revisions to ensure the
requirements are clear based on comments received. Under Sec.
141.84(b)(5) of the final rule, water systems must validate the
accuracy of the methods used to categorize service lines as non-lead.
First, water systems must identify a ``validation pool'' of service
lines that were determined to be non-lead through specific sources and
exclude service lines determined to be non-lead through: (1) Records
showing the service line was installed after the effective date of the
Federal lead ban (June 19, 1988), or after the compliance date of a
State or local law prohibiting the use of service lines that do not
meet
[[Page 86483]]
the 1986 definition of lead free in accordance with SDWA section 1417,
whichever is earlier, (2) visual inspection of the pipe exterior at a
minimum of two points, or (3) previously replaced lead or GRR service
lines. Previous visual inspections of the pipe exterior must consist of
an inspection of at least two points. Previous lead or GRR service line
replacements may also be excluded when identified during their review
of specified sources. The EPA compiled a list of the lead ban
provisions by State in appendix D of the LCRR Inventory Guidance
(USEPA, 2022c); however, water systems should verify the compliance
date for any local or State lead ban before using a date earlier than
June 19, 1988.
Under the LCRI, water systems must confirm the service line
material of a random sample of non-lead service lines from the
validation pool by visual inspection of the pipe exterior at a minimum
of two points. Visual inspection of the pipe exterior could be
conducted by, but not limited to, potholing, viewing the service line
material in the meter pit or stop box, or viewing the service line
entering the building. Where ownership is shared, the water system must
conduct at least one visual inspection on each portion of the service
line (i.e., one inspection on the system-owned portion and one
inspection on the customer-owned portion of the service line). Where
ownership is shared and only one portion of the service line is
included in the validation pool, systems must conduct at least one
point of visual inspection on the unconfirmed portion of the service
line. For example, a non-lead service line is included in the
validation pool because the system-owned portion of the line is made of
copper due to a previous partial LSLR and the customer-owned portion of
the line is estimated to be non-lead based on the materials observed in
other homes built around the same time in the same neighborhood. The
system will need to confirm that the customer-owned portion of the
service line is non-lead through at least one point of visual
inspection of the pipe exterior.
The size of the random sample of non-lead service lines from the
validation pool is based on the number of service lines a water system
needs to validate, at a minimum, to achieve a 95 percent confidence
level (USEPA, 2023k; USEPA, 2024d). To achieve the 95 percent
confidence level, the EPA requires water systems with more than 1,500
non-lead service lines in their validation pool to confirm the material
at between 322 and 384 sites, as specified in the rule, depending on
the specific size of the validation pool. Systems with 1,500 or fewer
non-lead service lines in their validation pools must validate at least
20 percent of the total number of non-lead lines in the pool. If
physical access to private property is necessary to complete the
validation and the water system is unable to gain access, the system is
not required to validate the service line material at that site.
Instead, the system must randomly select a new service line from their
validation pool to conduct the validation.
Once water systems have completed their inventory validation, they
must submit to the State the results of the validation by the
applicable deadline based on the system's mandatory service line
replacement program. Systems required to replace lead and GRR service
lines in 10 years or less must complete their inventory validations no
later than December 31 following seven years after the LCRI compliance
date. Systems who have reported only non-lead service lines are also
subject to the validation requirement and must complete inventory
validation no later than December 31 following seven years after the
LCRI compliance date. Where States have required systems to replace
service lines on a shortened deadline, the State is required to set a
deadline for the validation. Systems that are eligible for and plan to
use deferred deadlines must complete inventory validation by a deadline
established by the State to be no later than three years prior to the
deferred deadline. Systems must submit the results of the inventory
validation. The final rule clarifies that the results of the inventory
validation must also include the submission of the specific version
(including the date) of the inventory that was used to determine the
number of non-lead lines included in the validation pool in order to
provide the State with the information needed to assess the inventory
validation. The system must comply with any additional actions required
by the State to address inaccuracies in the inventory.
The final LCRI was updated to also include a flexibility for water
systems that have previously conducted inventory validation efforts
that, at a minimum, are as stringent as the LCRI inventory validation
requirements. Water systems may make a written request to the State to
approve a waiver of the inventory validation requirements. To obtain a
waiver, the system must submit documentation to the State by the LCRI
compliance date to demonstrate that they conducted an inventory
validation effort that is at least as stringent as the validation
requirements specified in the rule and obtain written approval of the
waiver from the State.
5. Deadline To Identify All Unknown Service Lines
a. Rationale and Proposed LCRI Requirements
For the LCRI, the EPA proposed to require water systems to identify
the material of all service lines categorized as unknown in the
inventory by the system's deadline to complete mandatory full service
line replacement for several reasons. Using the same deadline for these
two requirements eliminates the need for a separate set of requirements
for this purpose, such as a minimum rate for identifying unknown
service lines. In the LCRI proposal, the EPA also explained that this
approach prevents additional rule complexity as well as reporting and
tracking burden, a priority identified in the EPA's 2021 LCRR review
notice to assure that States and water systems can effectively
implement the LCRI. It also provides systems with flexibility to plan a
full service line replacement program that meets local needs. Without a
separate and earlier deadline to identify unknown service lines,
systems can plan to identify service line materials in tandem with
other infrastructure work, such as water main or meter replacement, as
they are planned to occur in the proceeding years up until the deadline
for service line replacement. This could allow water systems to
identify service line materials more efficiently as they will already
be onsite and, in some cases, may encounter the service line material
directly as they perform other planned work. This efficiency could
reduce the overall costs and time to identify service line materials.
Aligning the service line replacement and inventory completion deadline
could improve inventory information quality because systems could take
additional time to develop an inventory with an emphasis on accuracy by
choosing, for example, a more time-consuming technique that is also
more reliable. Finally, in the proposed LCRI, the EPA noted that new
technologies for identifying service line materials may be developed in
coming years and existing technologies may be refined; therefore,
aligning the deadline for service line replacement and inventory
completion will allow systems to use these new or refined technologies
on a greater proportion of their unknown lines.
For the proposed LCRI, the EPA determined that it is feasible
(i.e., technically possible and reasonably
[[Page 86484]]
affordable relative to a large system) for water systems to create a
complete and accurate inventory of service line materials by the
proposed service line replacement deadline to support the treatment
technique for mandatory service line replacement. For the 1991 LCR, the
EPA anticipated that systems that were triggered into an LSLR program
should be able to locate their LSLs and provide this information in 8
to 10 years even with poor records of service line materials (56 FR
26507, USEPA, 1991). The EPA also evaluated more recent efforts by
systems to replace all their LSLs and complete their inventories in 10
years or less. Seven States have inventory laws (i.e., California,
Illinois, Michigan, New Jersey, Ohio, Rhode Island, and Wisconsin),
which together comprise nearly a third of the Nation's estimated lead
content service lines (32 percent; 3.2 million lead content lines out
of an estimated 9.0 million lead content lines) (USEPA, 2023l), meaning
that these systems will have made progress on their inventories beyond
the 2021 LCRR requirements. These State laws indicate that an inventory
requirement is feasible, and inventory data show relatively low
incidence of unknown service lines in some States as well as rapid
progress towards identification of their unknown service line materials
(USEPA, 2023k). The One-Time Update to the Needs Survey indicates that
many participating systems have made substantial progress on
identifying unknown service lines (median percentage of unknown lines
per system is 6.5 percent); however, other participating systems have
made much less progress or have not yet reported service line statuses
(USEPA, 2023l; USEPA, 2024d). Furthermore, four States (Illinois,
Michigan, New Jersey, and Rhode Island) passed State laws that require
LSLR by a specified deadline. For these systems, inventory completion
is required to comply with the mandatory LSLR requirements. For
example, Michigan law requires their applicable water systems to submit
a preliminary materials inventory by January 2020 and a complete
materials inventory, including verification methodology and results, by
January 2025, which is a five-year deadline to identify all unknown
service lines (Michigan Administrative Rules, 2023). The Illinois
Environmental Protection Agency (IEPA) first required their CWSs to
submit an inventory by April 2018 in the repealed Public Act 099-0922
along with annual updates. Under the 2022 Lead Service Line Replacement
and Notification Act, IEPA required systems to submit a complete
material inventory by April 2024 (Illinois General Assembly, 2021),
which gave their systems six years to identify all unknown service
lines. Finally, the EPA is aware of several water systems who have
fully eliminated LSLs from their distribution system at a rapid pace,
which would not be possible if unknown service lines remained in the
system's inventory (USEPA, 2023k).
b. Summary of Public Comments and the EPA's Response
Many commenters supported keeping the deadline to identify unknown
service lines and the deadline to complete mandatory service line
replacement consolidated because it streamlines administrative
processes, allows systems to focus more time and resources on replacing
lead and GRR service lines and identifying unknown service lines, and
provides the type of flexibility to allow for inventory efforts to be
tailored to individual system needs and replacement programs.
Conversely, other commenters supported an earlier deadline to identify
unknown service lines before the replacement deadline, ranging from
three years after promulgation of the LCRI to three years before the
10-year replacement deadline to reduce the possibility of noncompliance
with the service line replacement deadline. Some commenters also
suggested the final rule should include a requirement for systems to
meet interim deadlines to identify unknown service lines and remove
unknown lines from the replacement pool.
The EPA disagrees with commenters requesting an earlier deadline
for identifying all unknown service lines, noting that a single
deadline streamlines administrative processes, allows time and
resources to focus on both replacing lead and GRR service lines and
identifying unknown service lines, and provides flexibility for water
systems. Therefore, the EPA is finalizing the requirement for systems
to identify all unknown service lines by the applicable mandatory
service line replacement deadline, as proposed. In doing so, the EPA
will prevent complicating the rule.
The 2021 LCRR requires water systems to review available sources
and submit an initial inventory by October 16, 2024, and the EPA has
been recommending through its LCRR Inventory Guidance that systems
should identify unknown service lines (USEPA, 2022c). Therefore, the
EPA expects water systems will be prepared to make necessary progress
to identify unknown service lines without setting an earlier deadline
for inventory completion.
c. Final Rule Requirements
In the final LCRI, water systems are required to categorize the
material of all unknown service lines in the inventory by the system's
deadline to complete mandatory full service line replacement.
E. Tap Sampling for Lead and Copper
1. Rationale and Proposed LCRI Revisions
Tap sampling for lead and copper is required to evaluate CCT
performance using the action level and serves ``to identify the need
for additional treatment and to ensure that adequate treatment is
installed'' (56 FR 26514, USEPA, 1991). Specifically, the purpose of
tap sampling is to identify situations where the water is too
corrosive, and therefore, can trigger additional actions that water
systems are required to take to reduce lead and copper exposure,
including by reducing the corrosivity of water in a system by
installing or re-optimizing OCCT, or through public education.
Conversely, tap sampling itself is not intended to assess exposure to
lead and copper from drinking water because the sampling protocol is
designed to assess CCT by targeting the highest levels of lead and
copper typically present at the tap, representing the high end of
actual human exposures (USEPA, 1988), rather than designed to capture
typical exposure to consumers. In turn, a system's compliance with the
treatment technique rule is not based on tap sampling results alone,
but rather on compliance with actions triggered by those results.
The EPA designed tap sampling requirements in the LCR primarily to
evaluate the corrosion of lead and copper sources present in the
distribution system. Water systems are required to sample at sites with
a higher potential to contribute lead and copper using a sampling
protocol to ``assess the degree to which a system has minimized
corrosivity for lead and copper'' (56 FR 26520, USEPA, 1991). Tap
sampling under the rule is not intended to represent typical drinking
water consumption or exposure; rather, again, it is intended to
determine the effectiveness of OCCT and whether corresponding actions
are needed to reduce lead levels (USEPA, 2020e).
a. First- and Fifth-Liter Sampling
In the LCRI, the EPA proposed that systems must take first-and-
fifth-liter-paired samples for lead at LSL sites and use the higher of
the two values to calculate the 90th percentile lead level. This
requirement would improve identification of sites with higher levels of
lead at the tap and better determine
[[Page 86485]]
when OCCT or re-optimized OCCT in the system is necessary. The
requirement to take a fifth-liter sample was first promulgated under
the 2021 LCRR, while the requirement to take a first-liter sample is
from the 1991 LCR. Based on evidence from Del Toral et al., 2013,
Deshommes et al., 2016, Masters et al., 2021, and Betanzo et al., 2021
that lead released from LSLs is not reliably captured in just the
first- or fifth-liter sample alone, as discussed in the preamble to the
proposed LCRI, the EPA proposed that systems must collect both liters
during the same sampling event when sampling at sites with LSLs (88 FR
84930, USEPA, 2023a).
Both first- and fifth-liter samples have been determined to provide
information relevant to assess CCT. At the time of the 2021 LCRR, the
EPA determined that fifth-liter samples increase the likelihood that
samples capture water that has been sitting in contact with LSLs. The
EPA recognized that the variability of plumbing configurations does not
allow for a single prescribed sample volume to capture the highest lead
level at every site; however, the EPA reviewed data from Sandvig et al.
(2008), Del Toral et al. (2013), and Lytle et al. (2019) in support of
selecting the fifth-liter sample in the final 2021 LCRR as a screen
that is likely to detect higher lead levels than first-liter samples
alone (86 FR 4226, USEPA, 2021a). In the proposed LCRI, the EPA also
cited Masters et al. (2021) and Deshommes et al. (2016) in support of
maintaining the requirement to collect a fifth-liter sample from the
2021 LCRR (88 FR 84929, USEPA, 2023a).
First-liter samples, which have been implemented as the compliance
sampling protocol since the 1991 LCR, are useful for capturing water
that has been sitting in contact with premise plumbing. For LCRI, the
EPA reviewed implementation data from Michigan's revised LCR that shows
that some samples collected at LSL sites measure higher lead levels in
the first liter than the fifth. Michigan's requirement under State law
to use the higher lead level of the two samples to calculate the 90th
percentile lead level has resulted in more systems exceeding the lead
action level of 0.015 mg/L than only collecting either the first- or
fifth-liter sample (Betanzo at al., 2021). In addition to data from
Michigan, the EPA is aware of studies that have evaluated lead sampling
data collected from multiple liters at the same site in cities
including Washington, DC, Flint, Michigan, and Chicago, Illinois. The
data compiled in these studies similarly show variability in which
liter contains the highest lead level. These data also suggest that
collecting two samples and using the higher of the first- and fifth-
liter lead values at LSL sites captures lead presence more effectively
than collecting only one sample (Masters et al., 2021; Mishrra et al.,
2021).
For the LCRI, the EPA proposed to continue collecting only first-
liter samples at Tier 3 sites comprised of sites with lead connectors
and sites with galvanized service lines and/or galvanized premise
plumbing that were ever downstream of an LSL or connector. The EPA
proposed that the first liter is more appropriate for galvanized
service lines because they contribute lead primarily through the
release of lead particulate. Because the mobilization of particulate
lead can be highly variable, depending upon changes in pressure and
flow volume, velocity, and/or direction (Schock, 1990), particulate
release is not captured consistently in any individual sample. The EPA
proposed that the first liter is also more appropriate for lead
connectors because detectable contributions of lead from lead
connectors are most likely to occur as a result of particulate lead
that has dislodged from the pipe and is caught in premise plumbing,
such as faucet aerators (Deshommes et al., 2016; Lytle et al., 2019).
It is also difficult to identify a single designated service line
sample volume that would capture water that has stagnated in a lead
connector, which are short in length and typically installed closer to
the water main. Additionally, water traveling from the lead connector
to the faucet will undergo dispersion, resulting in lower
concentrations of lead at the tap. At the time of proposal, the EPA
acknowledged that particulate lead is challenging to predict and could
occur in any sample volume. However, the first liter has been
documented to capture the highest fraction of particulate lead
(Deshommes et al., 2010). Therefore, to capture particulate lead
release from lead connectors and from galvanized service lines and/or
galvanized premise plumbing that were ever downstream of an LSL or
connector, the first liter presents the highest likelihood of a single
sample capturing particulate lead.
b. Tiering of Sampling Sites
The EPA proposed three revisions to the tiering criteria as
promulgated under the 2021 LCRR. The EPA proposed to update the
definition for Tier 1 and Tier 2 sites to include sites with premise
plumbing made of lead due to the high potential of lead contributions
associated with premise plumbing made of lead. By ``premise plumbing
made of lead'', the proposal refers to premise plumbing that consists
of pure lead pipes, rather than pipes made from metal alloys that may
contain lead content. When sampled, systems would follow the first-
liter sampling protocol at sites with lead premise plumbing, unless the
site is also served by an LSL, which would require first- and fifth-
liter sampling. The EPA also proposed to correct the Tier 3 description
from the 2021 LCRR that inadvertently described a galvanized site
currently downstream of an LSL as Tier 3 when it is a site served by an
LSL and would meet the criteria of a Tier 1 or 2 site. The proposal
removes the term ``currently'' from the Tier 3 provision to implement
this correction. While the EPA described in the final 2021 LCRR
preamble the agency's intention for galvanized service lines to be
included in Tier 3, the 2021 LCRR Tier 3 provision includes only sites
which ``contain galvanized lines,'' which refers to premise plumbing
material and not service lines. As such, the EPA also proposed to
clarify that sites served by galvanized service lines or containing
galvanized premise plumbing that are identified as ever being
downstream of an LSL or a lead connector in the past are included in
Tier 3.
The EPA also proposed several revisions and additions for sites
included in Tier 3. In addition to maintaining sites with galvanized
premise plumbing that are downstream from a lead connector in Tier 3,
the EPA proposed to expand the sites included in Tier 3 to also include
any sites with galvanized premise plumbing or served by galvanized
service lines that were ever served by a lead connector in the past.
While the EPA was not aware of information at the time of the proposed
LCRI regarding the national extent of homes containing galvanized
premise plumbing that are downstream of a lead source, the addition of
galvanized premise plumbing is consistent with the inclusion of
galvanized service lines that were ever downstream of an LSL as sites
with a higher potential to contribute lead to drinking water than sites
in Tiers 4 and 5. Like galvanized service lines downstream of an LSL
discussed in section IV.E.1.a of this preamble, galvanized premise
plumbing that is downstream of a lead source can also adsorb and
release lead primarily through particulate release.
The EPA also proposed to include in Tier 3 sites with any non-lead
service line material or non-lead premise plumbing that are currently
served by a lead connector. With the proposed revisions to inventory
requirements to include information on lead connectors, some systems
will have improved
[[Page 86486]]
knowledge of sites with lead connectors. The EPA proposed that sites
with lead connectors are not Tier 1 or 2, but Tier 3, based on the
EPA's priorities for the proposed LCRI to identify sites through
sampling with the highest lead levels and the difficulty in detecting
lead contributions for lead connectors, which is similar to galvanized
service lines discussed in section IV.E.1.a of this preamble. At the
time of proposal, the EPA cited Deshommes et al. (2016) and Lytle et
al. (2019) that show detectable contributions of lead from lead
connectors are most likely to occur as a result of particulate lead
that has dislodged from the pipe and is caught in premise plumbing,
such as faucet aerators. The EPA recognized that, due to the limited
length of lead connectors, the amount of lead contributed from them is
expected to be less than from LSLs, which are typically much longer in
length, where all other aspects of the pipes are equal. Under the
proposal, Tier 3 would include: (1) Sites served by galvanized service
lines that ever were downstream of an LSL or lead connector; (2) sites
with galvanized premise plumbing that ever were downstream of an LSL or
lead connector; and (3) other sites currently served by a lead
connector (e.g., a site served by a copper service line downstream of
lead connector.) The EPA proposed to maintain the criteria for Tier 4
and Tier 5.
c. Sample Site Selection
For LCRI, the EPA did not propose any changes to the requirement
for systems to select replacement sampling sites within a reasonable
proximity. In the proposed LCRI, as maintained from the 2021 LCRR,
systems must sample from the same sites in consecutive tap monitoring
periods and, when unable to do so, must select a replacement site that
meets the same tiering criteria and is within reasonable proximity of
the original site.
The EPA also did not propose any changes to the requirement for
systems to sample sites from the highest tier available (Tier 1 is the
highest and Tier 5 is the lowest), as well as the requirement for
systems to collect 100 percent of samples from available LSL sites. The
proposed LCRI specifies that systems may choose alternate sampling
sites when they are not able to gain access to a site.
d. Frequency and Quantity of Sampling
In LCRI, the EPA proposed revisions to tap sampling frequency
requirements to conform with the proposed elimination of the trigger
level. The EPA proposed to maintain six-month monitoring as the
standard monitoring frequency, as well as the pathway to triennial
monitoring for any system that does not exceed the PQL for two
consecutive monitoring periods. With the proposed elimination of the
trigger level, the EPA proposed that small and medium systems
monitoring annually would qualify for triennial monitoring if they do
not exceed the lead and copper action levels for three consecutive
years. The EPA also proposed to maintain the pathway to annual
monitoring for any system that does not exceed the action level for two
consecutive six-month tap monitoring periods, at the lower proposed
action level of 0.010 mg/L. Also, the EPA proposed to maintain the
nine-year reduced monitoring waiver.
The EPA did not propose any changes to the minimum number of
samples required to be collected by systems. The proposed rule
maintained the requirement for systems on annual reduced monitoring to
collect and analyze the standard number of samples for lead and a
reduced number of samples for copper.
e. Standard Monitoring
In LCRI, the EPA proposed that systems with unknown sites in their
inventory at the compliance date would be required to conduct standard
six-month monitoring in the first six-month tap sampling period
following the compliance date. These systems would be in addition to
the 2021 LCRR requirement, which was maintained in the proposed LCRI,
that any systems with lead and/or GRR service lines in their inventory
at the compliance date conduct standard monitoring beginning with the
first full six-month monitoring period after the compliance date. The
proposed requirement to begin standard monitoring following the
compliance date was accompanied by the proposed requirement for systems
to submit an updated site sample plan to the State prior to the first
tap monitoring period, as described in section IV.N of this preamble.
The EPA proposed that systems with lead, GRR, and unknown service lines
sample under the standard monitoring schedule to ensure that systems
with the highest potential for lead, and which are most impacted by the
changes to sampling protocol, could determine whether they are
exceeding the new action level as soon as practicable to determine next
steps such as remediation activities through CCT or public education to
protect public health. Systems required to conduct standard monitoring
in accordance with this requirement would need to complete two
consecutive, six-month tap monitoring periods before they could qualify
for a reduced monitoring schedule.
f. 90th Percentile Value Calculation and Inclusion of Additional
Samples
The EPA proposed to maintain the LCRR approach for calculating the
90th percentile level when a system with LSLs does not have enough
sites in Tiers 1 and 2 to meet the minimum number of samples required.
Specifically, a system must use all samples collected at Tier 1 and 2
sites and only the highest results from samples collected at Tier 3, 4,
and 5 sites (in that order) to meet the minimum number of samples. For
example, if a system is required to collect 100 samples and the system
collects 80 samples at Tier 1 and 2 sites, and 30 at Tier 3 sites, the
system would have to use the 80 samples from Tier 1 and 2 sites and
only the 20 samples with the highest lead concentration from the Tier 3
sites. While the EPA was not aware of situations where higher
concentrations in lower tiers are expected, as discussed in the
preamble to the proposed LCRI (88 FR 84932, USEPA, 2023a), the purpose
of this proposed requirement was to prevent systems from collecting
additional samples from sites less likely to contain lead (i.e., Tiers
3, 4, and 5) to reduce their 90th percentile lead value.
The EPA proposed to clarify that water systems seeking to reduce
monitoring frequency or cease specific actions under the rule,
including CCT and public education-related requirements, cannot do so
with fewer than the required minimum number of samples. For example, a
small or medium system without CCT would be allowed to propose stopping
the CCT steps using data showing the system is at or below the lead
action level for two consecutive tap monitoring periods. As described
in the preamble to the proposed LCRI, systems have been advised in past
EPA guidance to calculate 90th percentile lead and/or copper levels
even when there are insufficient samples (88 FR 84932, USEPA 2004c,
USEPA 2023a). Under the proposed rule, the data showing the system has
a 90th percentile lead level at or below the lead action level must be
calculated from a compliance data set of at least the minimum number of
samples required. In other words, a system with an insufficient number
of samples cannot use the results to reduce treatment technique
actions. The EPA proposed this clarification to improve implementation.
In addition, the agency is concerned that water systems may
purposefully fail to comply with the minimum monitoring requirements in
[[Page 86487]]
an attempt to reduce required compliance actions through provisions
intended for systems with demonstrated lower lead or copper levels.
The EPA proposed to exclude additional samples collected as part of
required monitoring following full or partial service line replacement
from the 90th percentile calculation. The 2021 LCRR requires water
systems to use results of any additional monitoring (e.g., consumer-
requested samples) in the 90th percentile calculation if the samples
meet the tiering and sample protocol requirements. At the time of the
LCRI proposal, the EPA was concerned that water systems may include
samples from follow-up monitoring following full or partial replacement
that may not be known to meet the correct sampling tier and may not be
reflective of corrosion control performance.
The EPA proposed to maintain flexibility for systems sampling at
sites in response to customer requests to use alternative sample
volumes and stagnation times. The EPA proposed a revision to require
these samples to include sample volumes representative of both premise
plumbing and the service line when the customer is served by a lead,
GRR, or unknown service line (see section IV.J of this preamble for
details on consumer-requested sampling). The EPA also proposed to
maintain the requirement for these additional samples to be included in
the 90th percentile calculation only if the sample meets the compliance
site tiering and sampling protocol, including stagnation time, sample
volume, and whether the sample is collected within the tap sampling
period.
g. Wide-Mouth Bottles
The EPA proposed a revised definition of wide-mouth bottles for tap
sampling to address uncertainty around which diameter should be
measured. In the proposed LCRI, the EPA clarified the definition for
wide-mouth bottles to specify it means bottles that are one liter in
volume with a mouth, the outer diameter of which measures at least 55
mm wide (see section IV.O.3 of this preamble).
h. Sample Invalidation
The EPA proposed that States have the authority to invalidate
samples not collected in accordance with Sec. 141.86(b)(1), including
requirements for minimum stagnation period, sample volume, sample
bottle characteristics, sample collection location, and rules regarding
sampling instructions. The EPA proposed that this authority is in
addition to the existing authority under the 2000 LCR for States to
invalidate samples not collected in accordance with the tiering
criteria in Sec. 141.86(a)(4). The proposed revision would allow
States to invalidate samples based on information regarding sample
collection. For example, the rule specifies collection of samples at a
kitchen or bathroom sink cold-water tap. If a sample was taken at a
hose bib, States could invalidate that sample because it would not meet
the sample collection criteria.
i. Practical Quantitation Limit
The PQL is defined at 40 CFR 141.2 as the minimum concentration of
an analyte (substance) that can be measured with a high degree of
confidence that the analyte is present at or above that concentration.
PQL is the level established in a regulation to identify the lowest
reliable concentration of an analyte laboratories are able to measure.
For the proposed LCRI, the EPA reconsidered the practical
quantitation limit used in the LCR to see if there was evidence to
support lowering it. The lead practical quantitation limit is currently
set at 0.005 mg/L and is incorporated into the National Environmental
Laboratory Accreditation Conference (NELAC) Institute (The NELAC
Institute, 2021) accreditation process. NELAC was established by the
EPA in 1995 to develop consensus national standards for environmental
laboratory accreditation. These established standards work to ensure
the quality of environmental data from lab to lab. The EPA also
received data, during the development of the proposed LCRI, from a
company that conducts proficiency testing and at that time, the agency
was not aware of data to support proposing to lower the PQL (``Lead
Drinking Water Proficiency Testing Data (2016-2022)'' available in the
LCRI docket EPA-HQ-OW-2022-0801). The EPA also noted that while the
method detection limit (MDL) of lead can be as low as 0.0006 mg/L under
certain EPA approved methods (Diebler, 2013), the PQL is set higher
than the method detection limit to account for analytical variability,
along with the EPA's standard practice of adding an uncertainty factor
of 5-10 (53 FR 31550, USEPA, 1988). Thus, the EPA proposed that the
current practical quantification limit of 0.005 mg/L is consistent with
published detection limits. Further, the EPA was not aware of national-
scale data evaluating lead detection limits, or on the number or
percentage of labs nationwide measuring lower levels. The EPA was not
aware of any additional evidence to support lowering the current lead
PQL below 0.005 mg/L in the proposed LCRI.
2. Summary of Comments and the EPA's Response
a. First- and Fifth-Liter Sampling
The EPA received many comments supporting the proposed sampling
protocol, including the use of the higher of the first- and fifth-liter
sample in the 90th percentile calculation. These commenters stated that
the first- and fifth-liter protocol better assesses situations with a
higher potential of lead faced by consumers. Some commenters expressed
concern that the fifth-liter sample does not adequately represent CCT
performance. Other commenters asserted that the fifth-liter sample
should not be used for multi-family sites because it is not possible to
meet the intent of sampling, including both capturing water in contact
with the service line and meeting the six-hour minimum stagnation time.
Some that supported the proposed protocol requested that it be applied
in additional situations, such as at Tier 3 sites and at sites
following service line removal.
The EPA agrees with comments in support of requiring systems to
collect the first- and fifth-liter samples at sites served by LSLs. As
discussed in the proposed LCRI under section V.C.1, the EPA evaluated
implementation data from Michigan's revised LCR that shows some first-
liter samples collected at LSL sites measure higher lead levels than
fifth-liter samples collected at the same sites (Betanzo at al., 2021).
The EPA cited Masters et al. (2021) and Mishrra et al. (2021) which
also show results where the first and fifth liters are more effective
than either sample alone at indicating the presence of lead in drinking
water.
The EPA disagrees that the fifth-liter sample should not be used
for compliance sampling. The EPA acknowledged in the final LCRR
preamble that the fifth-liter sample may not correspond to the sample
volume with the highest lead levels in all cases, but selected it as a
sample ``more representative of lead concentrations in service lines
than the first-liter sample'' and ``most likely to contain the water
that remained stagnant within a customer-owned portion LSL'' (86 FR
4226, USEPA, 2021a). This remains true for multi-family residences
where the LSL may reside at a location farther than that captured by
the fifth liter, but the fifth liter, as compared to the first liter,
will capture water that has undergone less dispersion since the LSL.
For this reason, the EPA does not agree that the
[[Page 86488]]
fifth liter should not be used at multi-family residences. The EPA also
disagrees that the fifth liter cannot be used to assess CCT
performance. Both first- and fifth-liter samples seek to identify
situations with high lead levels, specifically by selecting the water
volumes most likely to contain elevated lead levels, that can be
remedied by adjustments to CCT and public education outreach.
The EPA does not agree the first- and fifth-liter sampling protocol
should be applied to Tier 3 sites. As previously discussed in IV.E.1.a
of this preamble, the fifth liter does not help to assess CCT
performance in situations such as galvanized service lines where
particulate lead is the most likely contributor to lead in drinking
water and lead connectors where lead components are situated far from
the tap and undergo dispersion prior to reaching the tap. Specifically,
in these situations, a first-liter sample is more appropriate to
evaluate CCT as it will capture water in contact with particulate lead
trapped in premise plumbing.
The EPA also requested comment on ``the applicability of alternate
sampling protocols to assess CCT performance, increase customer
participation, and other relevant factors.'' Commenters requested that
only the fifth liter be used to calculate the 90th percentile since
systems are not required to remove premise plumbing features containing
lead. Similarly, commenters cited concerns over the requirement to
leave aerators in place during sampling because systems do not have to
clean aerators with trapped particulate. Other commenters expressed
support for only using the first liter in 90th percentile calculations,
since the lead and copper NPDWRs implemented to date have only required
systems to take first-liter samples and thus, fifth-liter samples would
be a departure from tap sampling used in the past to evaluate CCT
performance. The EPA interprets this comment to indicate that the
commenter feels a long record of sampling under a single protocol
offers valuable information when applying the data to decisions
regarding CCT. One commenter requested the EPA further study the
potential of random daytime sampling as a method that better represents
lead and copper exposure and is easier to implement, since the method
does not require a set stagnation period. Lastly, the EPA also received
a request to allow the use of updated lead-sensing technology, such as
a rapid biosensor test that can evaluate the presence of lead above
0.010 mg/L in water, as part of a CCT evaluation protocol.
The EPA disagrees with only requiring systems to consider the
fifth-liter sample in calculating the 90th percentile and also
disagrees that systems are not responsible for controlling for lead in
premise plumbing through CCT, including lead trapped in faucet
aerators. While systems are not required to remove lead premise
plumbing materials, the EPA determined in the LCR that water systems
can affect lead levels at the tap by adjusting the corrosivity of the
water delivered to consumer so it will not leach lead from multiple
sources of lead in the distribution system, including premise plumbing
(see section IV.A of this preamble for further discussion on the EPA's
regulatory approach). Additionally, as described in the proposed LCRI
in section V.C.1 (88 FR 84929, USEPA, 2023a), the first-liter sample
can capture higher levels of lead from LSLs than the fifth-liter sample
in some conditions. Specifically, when water chemistry results in the
formation of relatively fragile scales, maximum lead values have been
documented in the first liter of sampling at some homes in Flint,
Michigan (Lytle et al., 2019), Washington, DC (Clark et al., 2014),
Providence, Rhode Island (Clark et al., 2014), and Chicago, Illinois
(Masters et al., 2021). The lead release captured in the first liter is
attributed primarily to lead particles that can become detached, such
as from the LSL or from galvanized pipes that are or were downstream of
lead pipes, and have accumulated in the premise plumbing. Therefore,
the EPA finds that systems should continue to sample the first liter,
as required under the 1991 LCR, in addition to the fifth liter, as
incorporated from the 2021 LCRR, to best identify situations where CCT
is operating insufficiently to prevent lead in drinking water.
The EPA disagrees that past use of first-liter sampling prevents
the agency from adopting a new protocol based on new and updated
information because prior requirements, including tap sampling
protocols, do not limit the agency's ability to update lead and copper
NPDWRs based on the best-available scientific and technical information
and the learned experiences of States and systems. The first- and
fifth-liter sampling protocol has been implemented for several years at
the State-level in Michigan and is accompanied by evidence
demonstrating that the protocol proposed by the EPA is better able to
identify lead presence than the first- or fifth-liter sample alone
(Betanzo et al., 2021). The EPA disagrees that the first- and fifth-
liter sampling protocol is less effective for evaluating CCT than the
first-liter sampling protocol. The first- and fifth-liter sampling
protocol is suitable for compliance testing because it uses the same
basis for evaluation of CCT performance as was used for the first-liter
sampling protocol--that is, whether lead is released as either
dissolved or particulate lead. The EPA agrees that systems' history of
first-liter sampling since the 1991 LCR will offer systems valuable
information about their CCT performance and adds that the fifth-liter
samples will improve the information available to make decisions
regarding CCT. Additionally, as previously discussed in IV.E.1.a of
this section, the EPA finds that the fifth liter can capture water in
contact with the service line in many, though not all, sites. Further,
the EPA disagrees that the change is too difficult for systems and
States to implement. Without revisions in the LCRI, a fifth-liter-only
protocol is in effect under the 2021 LCRR. The EPA is adding the fifth-
liter sample, which many systems are currently preparing to implement,
to the existing first-liter sample to improve the monitoring technique
for detection of lead at drinking water taps when service line sources
of lead are known.
The EPA acknowledges that a protocol with reduced stagnation time
can ease consumer sampling burdens. However, no commenters submitted,
and the EPA does not find that there is, sufficient information to
select random daytime sampling and other alternative sampling
technologies in lieu of the current sampling protocol for the
assessment of CCT, especially for sampling water in contact with the
service line. The first-liter and the first- and fifth-liter sampling
protocols in the LCRI are required in combination with tiering criteria
that prioritize sites with the highest potential exposure to lead and
copper to conduct targeted assessments of systemwide CCT performance.
The agency does not agree that these alternative sampling methodologies
have been shown to provide equal or improved public health protection
as a compliance strategy without further study.
Regarding comments requesting that the EPA consider the use of
rapid at home testing for lead in drinking water for regulatory
compliance, the EPA does not agree that there currently is a role for
rapid at-home lead-sensing technology for assessment of the
effectiveness of CCT. Generally, at-home lead-sensing technologies can
be characterized as qualitative because they do not assess the
contribution of particulate lead. Qualitative, at-home
[[Page 86489]]
tests are useful for assessing the potential presence of lead in
drinking water but not for making quantitative assessments; nor do they
account for the variability of lead levels as discussed in section IV.A
of this preamble.
b. Tiering of Sampling Sites
For the proposed LCRI, the EPA requested comment on the sites
included in Tier 3 and whether all of the proposed sites should be
included in Tier 3, if additional sites should be included, or if some
should be included in a different, lower priority tier, such as Tier 4.
Specifically, comment on whether sites served by galvanized service
lines or containing galvanized premise plumbing that are identified as
ever being downstream of an LSL or lead connector should be included in
the same tier as other sites with a current lead connector (e.g.,
copper service line downstream of a lead connector). The EPA received
comments on the sites proposed to be prioritized in Tier 3, including
requests to move sites with galvanized service lines downstream of a
previously removed lead connector and sites with lead connectors to a
lower tier than sites with lead solder, which were proposed to be
included in Tier 4. In support of this recommended revision, commenters
described data showing that lead levels at sites served by galvanized
service lines downstream of previously removed lead connectors were
consistently lower than lead levels at sites with lead solder. However,
these commenters did not provide the data described to the EPA. The EPA
also received comments both in support of, and stating concerns with,
including sites characterized by premise plumbing in the tiering
criteria. The latter commenters articulated concerns over whether
systems would be required to inspect plumbing within structures to
determine whether they contain material that would place the structure
in a sampling tier, such as Tier 1 or 2 for sites with lead premise
plumbing and Tier 3 for sites with galvanized premise plumbing. Some
commenters provided support for including lead connectors in Tier 3 and
agreed connectors should be in lower tiers than sites served by LSLs.
Lastly, the EPA received requests to simplify the tiering structure,
including suggestions to remove premise plumbing characteristics and a
suggestion to remove multi-family versus single-family structure
characteristics. Commenters asserted that complicated tiering is
difficult to implement when homeowners are the ones conducting
sampling.
The EPA agrees that galvanized service lines downstream of a
previously removed lead connector are likely to present a lower
likelihood of contributing to lead in drinking water than sites with
galvanized service lines downstream of a previously removed LSL (Tier
3) as well as sites with lead solder (Tier 4). Lead connectors are
shorter in length than LSLs and the length of LSL has been correlated
with the amount of lead released (Deshommes 2016). Thus, a relatively
shorter upstream lead connector may lead to less buildup of lead-
containing scale on downstream galvanized pipe scale than an upstream
LSL. For the final LCRI, Tier 5 includes sites that are representative
of sites throughout the distribution system. Where galvanized service
lines downstream of a previously removed connector are representative
of sites throughout the distribution system, they would be sampled in
Tier 5.
As proposed, the EPA placed sites with lead connectors in Tier 3.
The EPA agrees with commenters that sites with lead connectors should
be tiered below sites with LSLs in Tiers 1 and 2. The EPA also
emphasizes that sites with minor variations in the likelihood of lead
contributions do not need to be prioritized into separate tiers since
further divisions within tiers would result in smaller pools of sites
that are likely to be insufficient to equal or exceed the minimum
required number of samples. All samples included in the 90th percentile
calculation are given equal weight in the 90th percentile calculation,
including samples from different tiers and samples with different
probability of lead contribution within the same tier. The equal weight
given in the 90th percentile calculation means that even if sites are
prioritized differently for sample collection, once they are sampled
and if used in the calculation of the 90th percentile, each site
contributes equally in the calculation. Sites such as those grouped
under Tier 3, each of which may have slightly higher or lower
likelihood of contributing lead to drinking water, will all be included
in the 90th percentile calculation. Therefore, while the types of sites
included in Tier 3 may have slight differences in the likelihood of
contributing lead, in many cases, systems will likely need to sample at
multiple types of Tier 3 sites to meet their minimum required number of
sites and consider those samples equally for compliance purposes.
As previously stated, the EPA disagrees that systems should not be
required to sample for lead in drinking water when the lead sources are
in premise plumbing. Premise plumbing, like service lines, is impacted
by the corrosivity of the tap water. Thus, preventing the leaching of
lead and copper from premise plumbing as a result of water corrosivity
is under the control of water systems. The purpose of sampling at sites
with premise plumbing known to contain lead is to alert the system to
potential corrosion control issues leading to elevated lead in such
sites. Commenters opposed to including premise plumbing in site tiering
may be incorrectly characterizing the requirement to identify premise
plumbing materials in their service line inventory. The LCRI does not
require water systems to conduct material inventories for premise
plumbing as required for service lines (Sec. 141.84(a)); however, the
LCRI does require that sites with lead premise plumbing and galvanized
premise plumbing material ever having been downstream of a LSL be
included as part of site sample collection if known to the water
system. Systems should include sites with lead premise plumbing as Tier
1 or 2 and galvanized premise plumbing ever having been downstream of a
LSL as Tier 3 when they are aware of the material composition; however,
again, the LCRI does not require systems to proactively identify or
inventory where lead premise plumbing exists for purposes of meeting
the tiering requirements. Systems may encounter premise plumbing in the
course of normal operations including through service line
identification and replacement that would provide information to inform
tier site selection.
The EPA disagrees with commenter suggestions to remove premise
plumbing from sample tiering, for reasons described above, and with
suggestions to combine single-family and multi-family structures. The
2021 LCRR maintained the tiering structure established in the LCR for
prioritized, targeted monitoring of sites with a higher potential for
lead contribution to drinking water, with the highest priority tiers
(Tiers 1 and 2) comprised of sites with LSLs representing the sites
with the highest potential to contribute lead. Tier 1 sites include
single-family structures served by LSLs and Tier 2 sites include multi-
family residences served by LSLs. The Tier 2 sites serve to distinguish
multi-family structures with lead as sites with a higher potential to
contribute lead to drinking water than Tier 3 sites, which are sites
that are served by a lead connector or sites served by a galvanized
service line or containing galvanized premise plumbing that are
identified as ever
[[Page 86490]]
having been downstream of a lead service line. In addition, the EPA did
not include multi-family structures in Tier 1 because they have more
complex plumbing layouts compared to single-family structures in Tier
1. While the fifth-liter sample increases the chance of detecting water
that has been sitting in contact with an LSL, generally, it is more
difficult to detect corrosion control issues in multi-family structures
as compared to single-family structures.
c. Sample Site Selection
The EPA received comments regarding the selection of replacement
sites from the sampling pool when previously sampled sites are no
longer accessible, and the timing under which systems can sample at
replacement sites, including sites that are in a lower tier.
Specifically, as mandatory service line replacement is underway,
commenters expressed concern over identifying replacement sites as the
number of sites in Tiers 1 and 2 diminish. Commenters expressed concern
that the requirement for systems to sample at 100 percent of LSL sites
under Sec. 141.86(a)(3) could make them repeatedly return to homes
with LSLs that have refused or declined to respond to requests for
sampling. Commenters requested the EPA better describe how and when
sites can be considered unavailable. Another comment suggested that
systems should be required to maintain records on customer refusals for
tap sampling for customers with Tier 1 sites. Commenters noted this
recordkeeping would help States ensure that no Tier 1 sites are missed
by systems. Commenters also expressed concern over the requirement for
systems to replace unavailable sampling sites with locations in a
reasonable proximity. These commenters stated it could be difficult for
systems to interpret the meaning of ``reasonable proximity.''
The EPA agrees that systems should be able to consider sites
unavailable when customers refuse to participate in tap sampling,
recognizing the tap sampling sites are within structures such as homes,
and that this would constitute a lack of access by the system to
conduct tap sampling at that site (see section IV.A of this preamble
for details on control). As such, the EPA added a provision to the
final LCRI at Sec. 141.86(a)(4) to allow systems to consider sites
unavailable for tap sampling after a customer refuses to participate or
a customer does not respond after two outreach attempts.
In addition, the EPA agrees in part with requests to add system
reporting requirements to help States review when customer refusals
lead to a lack of access for tap sampling and systems sample at
replacement sites. To assist State tracking of system activities
related to selection of replacement sites, the EPA added a requirement
to the final LCRI at Sec. 141.90(a)(2)(viii) for systems to report the
number of customer refusals to participate in tap sampling during each
tap sampling period. This requirement is in addition to existing
reporting requirements under Sec. 141.90(a)(2)(v) for systems to
provide an explanation for any site sampled for compliance monitoring
that was not sampled in the previous tap monitoring period.
The EPA also agrees that the 2021 LCRR requirement to identify
replacement sites within a reasonable proximity as this could be
challenging to interpret and is no longer needed with the LCRI
requirement of mandatory service line replacement. Therefore, the EPA
removed this requirement in the final LCRI.
The EPA requested comment on ``whether State authority to specify
sampling locations when a system is conducting reduced monitoring
should apply regardless of the number of taps meeting sample site
criteria.'' Commenters expressed that States may not have the
appropriate information to specify locations, or if they have that
knowledge, they may not have the resources or capacity to do so. Others
expressed that States will likely not exercise their authority to
specify locations, but the authority may come in use from time to time.
The EPA disagrees that States do not have the information necessary
to specify accurately tiered locations since systems are required to
report their inventory of service line material to the State under
Sec. 141.90(e). States have access to information provided by systems,
submitted via both site sample plans and service line material
inventories, and are able to review them, as needed, to determine if
the selected sampling pool should be modified to prioritize sampling at
sites with a higher potential for lead contribution. State review of
sampling locations can be helpful to assess system-specific situations
where the selection of sites, even when the selection meets rule
requirements, underestimates the potential for lead in the systems
drinking water (Stratton, et al., 2023). The final LCRI maintains the
authority for States to require modifications to site sample plans, but
does not require that States review and approve them. The option to
review site sample plans enables States to prioritize resources for the
systems most in need of oversight. The EPA encourages States to review
site sample plans to provide feedback to systems to ensure that their
sampling approach meets the requirements under the LCRI, instead of
waiting until sample results are submitted to the State to alert
systems to issues in the sampling approach that could result in the
need to resample, such as due to incorrect tiering.
The EPA also received a comment requesting clarification on whether
sites with installed point-of-use treatment can be sampled for lead and
copper when the point-of-use device is bypassed. Installed point-of-use
devices are those attached to premise plumbing and deliver treated
water through a tap. While point-of-use devices can be bypassed, such
that samples can be collected through premise plumbing without passing
through the point-of-use device, doing so requires a more complex
sampling protocol. The EPA disagrees with increasing the complexity of
tap sampling in this way and did not make changes to the final LCRI to
allow for sampling at bypassed sites. Therefore, the final LCRI does
not allow sites with installed point-of-use or point-of-entry devices
to be selected for compliance tap sampling, except in water systems
using these devices at all service connections for primary drinking
water taps to meet other primary and secondary drinking water standards
as under Sec. 141.93(c)(1).
d. Frequency and Quantity of Sampling
The EPA received comments regarding the number of sites sampled and
the frequency of sampling.
i. Minimum Number of Sites
Some commenters were concerned that the reduced minimum number of
sites required for systems on reduced monitoring is insufficient and
recommended that systems always collect at the standard minimum number
of sites regardless of their monitoring schedule. Other commenters
supported the use of a reduced number of monitoring sites but suggested
the EPA simplify and reduce burden on systems by requiring those on
annual reduced monitoring to sample at a reduced number of sites for
both lead and copper instead of the current requirement to sample at
the standard number of sites for lead and the reduced number of sites
for copper.
The EPA disagrees with commenters stating the number of sampling
sites required for reduced monitoring is too low or that all systems
should sample at the same number of sites. Reduced sampling
requirements effectively prioritize sampling resources, including
[[Page 86491]]
State time and effort, to systems with the highest potential for lead
and copper in drinking water. Additionally, the lower lead action level
means that systems must meet a stricter threshold to qualify for
reduced monitoring. The EPA is maintaining the requirements for reduced
monitoring in the final LCRI; systems can only qualify for a reduced
minimum number of monitoring sites after they have demonstrated low
levels of lead in at least two consecutive tap monitoring periods. At
their discretion, systems remain able to collect samples above the
minimum number required, including samples taken by customer request
under Sec. 141.85(c) that meet the requirements for compliance lead
and copper samples.
The EPA does not agree that requiring different minimum numbers of
sites for annual monitoring of lead and of copper is too burdensome or
confusing for systems because the same sample can be used for both lead
and copper analysis. The tiering criteria for site selection is not
dependent on whether the sample is collected for both lead and copper
analysis or only lead analysis. Systems only need to collect one first-
liter or first-and-fifth-liter-paired sample from sites equal to the
standard minimum number of sites to meet the requirements of annual
reduced monitoring according to Sec. 141.86(d)(2)(i). All samples
collected from the standard minimum number of sites are analyzed for
lead. Then, systems are only required to analyze a portion of those
samples equal to the reduced minimum required number of copper
monitoring sites, thus reducing the costs of sample analysis.
The EPA maintains that a standard number of monitoring sites for
lead for systems on an annual reduced monitoring schedule is reasonable
and disagrees with comments that systems on annual reduced monitoring
should sample at a reduced number of sites for both lead and copper.
The purpose of reduced monitoring is to alleviate sampling burdens on
systems with a lower potential of lead and copper occurrence in
drinking water, while maintaining a minimum level of monitoring
commensurate to the likelihood of deviations in CCT performance.
Systems on annual reduced monitoring already have a reduced burden by
sampling once instead of twice per year, thereby representing a burden
reduction even when sampling at the standard number of sites for lead.
Furthermore, triennial reduced monitoring, where systems sample every
three years at a reduced number of sites for both lead and copper, is
allowed only after systems have met more rigorous requirements of three
years at or below the action level or one year at or below the PQL and
systems with CCT must also maintain their OWQPs. Reduced monitoring on
a triennial schedule is reserved for the systems with the lowest
potential of lead and copper in drinking water, as evidenced by
consistently low levels of lead. The final LCRI maintains the standard
number of sites for lead on an annual monitoring schedule due to the
critical role of sampling in assessing issues in CCT performance and
the goal of preventing adverse health effects from lead to the extent
feasible. See section IV.M of this preamble for details on the LCRI
approach to copper.
ii. Nine-Year Waiver
Some commenters recommended the EPA eliminate the nine-year waiver
to limit the amount of time between sampling. The EPA disagrees that
the nine-year waivers, which includes the copper waiver and lead
waiver, should be eliminated. The nine-year waivers, which have been a
part of the lead and copper NPDWRs since the 2000 LCR, offer
flexibility to the smallest systems, and requires that those systems
meet strict criteria to receive a waiver. Specifically, water systems
must meet both a materials criteria (Sec. 141.86(g)(1)) and a
monitoring criteria (Sec. 141.86(g)(2)). Water systems may qualify for
a lead and/or copper waiver to monitor at a nine-year frequency only if
they certify to the State that the system has no lead and/or copper-
containing plumbing materials in their system, including premise
plumbing, and have sampling results that do not exceed the lead and/or
copper PQLs, respectively. The nine-year waivers provide very small
systems with the lowest potential for lead and/or copper a potential
pathway to allocate limited resources for other purposes. The nine-year
waivers are not available to larger systems since it is not feasible
for larger systems to determine a complete absence of plumbing
materials containing lead and/or copper in their distribution system
and premise plumbing.
iii. Sampling During Mandatory Service Line Replacement
The EPA also received feedback that sampling during mandatory
service line replacement would place too much burden on systems. In
response, some commenters requested the EPA waive sampling requirements
until service line replacement is completed to help systems meet
service line replacement deadlines. The EPA does not agree that systems
should be allowed to waive or otherwise suspend sampling during service
line replacement because it is important and feasible for systems to
maintain the treatment technique for CCT and public education during
service line replacement, which includes maintaining OCCT and taking
public education actions following an action level exceedance. Tap
sampling is a critical component for both assessing CCT performance and
requiring certain public education activities. Further, systems have
been conducting sampling under the LCR for many years and already have
processes and experience in place to continue conducting monitoring.
e. Standard Monitoring
The EPA requested comment on whether a phased or alternative
approach should be considered for systems required to begin standard
monitoring and required to submit site sample plans to the State by the
start of the first full tap sampling period following the compliance
date. Commenters expressed concerns over the ability of States to
review new site sample plans in a short timeframe, lab capacity and
supply chain issues, and the ability of systems to simultaneously
implement additional monitoring requirements while conducting mandatory
service line replacement. Commenters offered several suggestions for
phased and alternate approaches. Commenters suggested that systems be
phased into standard monitoring based on system size, such as an
approach similar to one employed under another EPA rule, the Stage 2
Disinfection By-products Rule. Commenters recommended large systems
should comply with standard monitoring first. These commenters argued
this option would offer the most public health protection since large
systems combined serve the greatest total number of people, while
allowing smaller systems, which serve fewer people and typically have
more limited resources, more time before beginning standard monitoring.
Other commenters suggested that small systems should comply soonest
followed by medium systems and then large systems, as small systems
have the least complex site sample plans and require the least review.
These commenters indicated that site sample plans from larger systems,
which sample at the greatest number of sites, will require more time
for States to review them. Other commenters suggested that systems be
staggered according to the value of their 90th percentile lead level,
where systems with the highest lead levels would be required to begin
standard monitoring
[[Page 86492]]
before systems with lower lead levels. This approach would prioritize
State and system resources to review and implement sampling at the
greatest number of sites and with the highest frequency for systems
with the highest potential for lead and copper in drinking water.
Additionally, the EPA received comment that all systems should be
required to conduct two rounds of standard monitoring as a result of
promulgating the LCRI, with varied suggestions ranging from one year
after promulgation to dates staggered for the first few years after the
compliance date. Lastly, the EPA received suggestions for exemptions
conducting standard monitoring at the compliance date, including
systems with State-approved supplemental monitoring programs and
systems already implementing first- and fifth-liter monitoring at LSL
sites.
The EPA agrees that the rule should both limit the burden on
systems and States and prioritize actions that are most protective of
public health to the extent feasible. To facilitate these goals, the
EPA is finalizing requirements at Sec. 141.86(c)(2)(i) for only those
systems with any lead and/or GRR service lines in their inventory at
the compliance date and at Sec. 141.86(c)(2)(ii) for any system at the
compliance date whose most recent 90th percentile lead and/or copper
levels exceed the action levels under the LCRI to conduct standard
monitoring starting with the first full tap monitoring period after the
compliance date. The EPA does not agree that systems with known lead-
contributing service lines should delay monitoring, since it is
important to assess CCT with the updated tap sampling protocol for
systems with known sources of lead. Systems without known lead and GRR
service lines in their inventory at the compliance date will only be
required to conduct standard monitoring if they do not qualify for
reduced monitoring, including meeting the lead and copper action levels
under the LCRI. This incentivizes systems to identify and replace all
lead and GRR service lines in their distribution system before the
compliance date, resulting in the public health benefits of service
line replacement to be realized more quickly. Additionally, systems
with lead and GRR service lines that adopt the sampling protocol under
the LCRI prior to the compliance date and measure 90th percentile
levels at or below the LCRI action levels are not required to conduct
standard monitoring at the compliance date. More specifically, for
systems with lead and GRR service lines to stay on reduced monitoring,
the complete sampling protocol must include the first- and fifth-liter
sampling protocol at sites served by LSLs as described in Sec.
141.86(b)(1)(ii), all sample collection requirements in Sec.
141.86(b)(1) and (3) (such as stagnation times and sample volume), and
priority tiering requirements to sample at sites served by lead and GRR
service lines as described in Sec. 141.86(a).
The EPA is not finalizing the proposed requirement to require
systems with unknown sites but no lead and/or GRR service line sites in
their inventory at the compliance date to start standard six-month
monitoring in the first six-month tap sampling period following the
LCRI compliance date. The EPA has determined that systems with known
lead and GRR service lines have the greatest potential to have lead
that can be better identified with the revised tap sampling protocols.
By requiring these systems to implement the revised tiering and tap
sampling protocols as soon as possible, the final rule facilitates
expedited identification of systems that need to take additional
actions based on their tap sampling results to reduce drinking water
lead exposure and protect public health. Systems with unknown service
lines but without at least one known lead and/or GRR service line on
the LCRI compliance date will not have to meet the standard monitoring
requirements under the LCRI unless they identify a known lead or GRR
service line among their unknown lines or are required by another
provision in the LCRI, such as exceeding the action level or conducting
source water/treatment changes. The EPA estimates that many of the
systems with either all unknown service lines or a combination of
unknown and non-lead service lines are small water systems. This
conclusion is based on an evaluation of the 7th Drinking Water
Information Needs Survey and Assessment, which indicated that an
estimated 44 percent of small systems serving 3,300 persons or fewer,
approximately 20,000 systems, have either all service lines of unknown
material or some service lines of unknown materials and non-lead
service lines (USEPA, 2024a, chapter 3). The EPA believes these systems
will better be able to focus time and resources on the service line
materials inventory requirement to determine the material of all
unknown service lines which can lead to improved public health
protection such as the replacement of an LSL. The EPA notes that these
systems would be required to start standard monitoring on the
compliance date if their most recent 90th percentile level exceeds
0.010 mg/L (Sec. 141.86(c)(2)(ii)).
Allowing systems with unknowns to focus on developing their
inventory can result in greater public health benefits by prioritizing
the investigation of unknowns, which could lead to the identification
of lead and/or GRR service lines. Additionally, the final LCRI, under
Sec. 141.86(c)(2)(iii)(H), requires that if a system identifies a lead
or GRR service line at any time, it is required to conduct standard
monitoring in the next six-month tap sampling period. Therefore,
systems cannot avoid standard monitoring by postponing development of
their service line materials inventory. If a system identifies a lead
and/or GRR service line in its inventory, it must sample at the highest
tiered sites according to the final LCRI's revised tiering and tap
sampling protocols until all lead and GRR service lines are replaced.
Water systems without lead or GRR service lines in their inventory must
start standard monitoring if they subsequently discover a lead or GRR
service line in the distribution system, unless the system replaces all
the identified service lines prior to the start of the next tap
monitoring period. If a system can replace those service lines prior to
the next tap monitoring period, it would be a system with no lead and/
or GRR service lines and therefore, would not need to start standard
monitoring. The EPA does not anticipate that this requirement will
disincentivize water systems from developing their inventory in order
to avoid standard monitoring. Because the service line replacement pool
includes unknowns, water systems are strongly incentivized to
investigate the material of unknowns to reduce the annual number of
replacements they must conduct (i.e., where unknowns are determined to
be non-lead). Additionally, the identification of unknowns as non-lead
service lines can reduce system burden in other rule areas, such as
providing annual public education to persons served by unknown service
lines and risk mitigation measures following service line disturbance.
Systems on reduced monitoring that are not required to start
standard monitoring at the first six-month tap sampling period
following the LCRI compliance date will continue reduced monitoring in
accordance with the requirements of the LCRI. Systems that do not meet
the reduced monitoring criteria, including measuring 90th percentile
lead and copper levels at or below the action levels of 0.010 mg/L and
1.3 mg/L, respectively, in the tap sampling period prior to the
compliance
[[Page 86493]]
date, must begin standard monitoring at the first six-month monitoring
period following the LCRI compliance date. Nearly all systems, except
some systems on a nine-year waiver, will conduct their first tap
monitoring period under the rule within three years of the compliance
date. In contrast, systems not in compliance with the requirements of
Sec. 141.86(c)(2)(i), or in exceedance of the action levels under the
LCRI at the compliance date, will begin their first tap monitoring
period in January or July following the compliance date, whichever is
sooner. The EPA encourages States to adopt LCRI sampling requirements
prior to the compliance date to assist systems with implementing the
new requirements and reducing the number of systems required to start
or continue standard monitoring at the same time.
The EPA does not agree that all systems need to begin conducting
standard monitoring following promulgation of the LCRI, whether soon
after promulgation or phased in over a few years. The purpose of the
requirement for some systems to begin conducting standard monitoring as
soon as possible after the compliance date is so that systems with the
highest risk of lead in drinking water can determine, under updated
sampling and tiering requirements, whether they have exceeded the
action level under the LCRI and must conduct additional actions to
prevent lead exposure and protect public health. Systems without lead
and/or GRR service lines in their inventory at the compliance date
represent systems with a lower risk and therefore, are not required to
change their monitoring frequency at the compliance date unless they do
not qualify for reduced monitoring. Systems may still be required to
begin conducting standard monitoring following the compliance date if
they meet any of the criteria in Sec. 141.86(c)(2)(iii) or if they
exceed the lead or copper action level under the LCRI in the tap
monitoring period immediately preceding or on the compliance date
according to Sec. 141.86(c)(2)(ii). The EPA added the requirement at
Sec. 141.86(c)(2)(ii), and maintained the provision at Sec.
141.86(c)(2)(iii)(A) to require systems exceeding the lead or copper
action level to begin standard monitoring. The EPA considers 90th
percentile levels as current until the next 90th percentile is
calculated following a subsequent tap sampling period. Thus, under the
LCRI, systems with their most recent 90th percentile lead values that
exceed 0.010 mg/L will be required to begin standard monitoring upon
the compliance date. The addition at Sec. 141.86(c)(2)(ii) clarifies
that this requirement applies to all systems using their most recent
90th percentile lead levels.
The EPA disagrees with suggestions made by commenters to stagger or
postpone the requirement for some systems, as summarized above, to
conduct standard monitoring following the compliance date because the
suggestions offered would either require additional State burden to
track changing monitoring frequencies for several years following
compliance or would not prioritize systems with the highest risk of
lead in drinking water. The EPA considered suggestions to stagger
requirements to begin standard monitoring following the compliance date
by system size or by 90th percentile lead level and the agency does not
anticipate that the solutions offered would substantially reduce
administrative burden or enhance public protection for systems as part
of the CCT or public education. Further, the EPA determined that
staggering by 90th percentile lead level is not dissimilar from
sampling requirements triggered by the lead action level where systems
with high 90th percentile lead levels would already be required to
conduct standard monitoring. Therefore, staggering by 90th percentile
lead level captures systems that are already likely to sample at a
higher frequency due to their 90th percentile levels. Instead, the EPA
selected a solution for requiring systems to return to standard
monitoring that would also capture systems that measure low levels of
lead under the LCR but have known sources of lead in the form of lead
and/or GRR service lines. Thus, the EPA is finalizing the approach to
require systems with lead and galvanized requiring replacement service
lines in their inventory at the LCRI compliance date to conduct
standard monitoring, and for other systems to otherwise monitor in
accordance with the requirements of the LCRI.
Some commenters expressed concern that it is infeasible to require
systems to begin standard monitoring at the same time because States
will have to review too many site sample plans at the same time. The
EPA disagrees with the commenters' interpretation of the proposed and
now final requirement for States to review site sample plans. In the
preamble to the 2021 LCRR, the EPA indicated that States could review
and approve site sample plans that include locations and tiering
criteria of sites identified for sampling (USEPA, 2021a). While systems
must submit site sample plans to the State (Sec. 141.90(a)(1)(i))
under the final LCRI, States do not have to review and approve them.
For the final LCRI, the EPA is clarifying that States nonetheless may
review and approve site plans; however, they do not have to do so prior
to a system's first tap sampling period after the compliance date.
Though States are not required to review site sample plans, States are
required to review similar information on sample locations and tiering
criteria after systems have completed sampling. At the end of each tap
sampling period, systems must submit the results of sampling along with
documentation of the location of each site and information to support
the site selection according to tiering criteria (Sec.
141.90(a)(2)(i)). This is the same information as required in the site
sample plan under Sec. 141.90(a)(1)(i). States may, at their
discretion and at a time of their choosing, review site selection
criteria in the site sample plans to assist system compliance with tap
sampling requirements. The EPA encourages States to prioritize review
of these plans to ensure and support compliance with the tap sampling
requirements. The LCRI incorporates requirements from the 2021 LCRR for
States to require changes to the site sample plan, including the
authority to specify sites for compliance tap sampling (Sec.
141.86(a)(1)).
f. 90th Percentile Value Calculation and Inclusion of Additional
Samples
The EPA requested comment on the potential inclusion of samples
from lower-priority tiers (i.e., Tiers 3 through 5) that have a higher
lead or copper concentration than samples from Tier 1 and Tier 2 sites
for calculating the 90th percentile value for systems that do not have
a sufficient number of samples from Tier 1 and 2 sites to meet the
minimum number of samples required. The EPA received a range of
comments. Some supported the proposed approach to include the highest
samples from lower tiers and others suggested the samples with the
highest lead and copper concentrations be included regardless of tier.
Additionally, the EPA requested comment and any relevant data on
the number and tiering of samples used to calculate the 90th percentile
lead and/or copper levels for systems with LSLs for purposes of
assessing the effectiveness of CCT. Specifically, whether samples from
non-lead service line sites that have higher lead concentrations than
samples from LSL sites should be included and whether these higher
values should replace lower values from LSL sites in the 90th
percentile calculation, including at systems that are collecting
compliance
[[Page 86494]]
samples from all Tier 1 and 2 sites. The EPA received a range of
comments, with some requesting that the highest samples be included
regardless of tier, and other comments asking for Tiers 1 and 2 to be
prioritized. Some commenters specified that the compliance samples with
the highest lead and copper concentrations should be considered, while
others did not specify the specific type of samples (e.g., compliance,
consumer-requested) that should be included as part of the 90th
percentile calculation. The EPA received a suggestion to consider all
samples collected regardless of tier, including consumer-requested
samples, and for systems to calculate the 90th percentile based on the
highest samples equal in number to the minimum number required in all
cases. The commenters noted such an approach would take the strictest
stance on preventing the 90th percentile from being diluted due to
samples with lower lead concentrations.
The EPA also received recommendations that additional samples
should have limited inclusion in the 90th percentile calculation,
including recommending that additional samples only be included when
they are consumer-requested samples that meet the same tiering and
protocol requirements as compliance samples. Some commenters were
concerned about the potential for these additional samples to alter the
system's compliance dataset because they would not necessarily be
included in the sites identified in the site sample plan. Some
commenters stated that including additional samples that were not
collected for compliance in the 90th percentile calculation would
assess the highest levels of lead regardless of cause, and may not
represent CCT performance, especially if samples would be included
without consideration of tiering priorities.
Additional concerns raised by commenters included the potential to
include duplicate samples from sites sampled multiple times in a
sampling period, and the potential for additional samples to be
geographically clustered. Some commenters had concerns that systems
would reduce voluntary supplemental monitoring programs if the sample
results would potentially be included in their 90th percentile
calculation, with a suggestion that systems only include additional
samples up to the minimum number of required samples. Other commenters
stated concerns over the applicability of samples to assess CCT if they
are collected within other sampling programs, including voluntary
programs conducted by systems, and particularly if those programs are
not designed to take compliance samples and may not have information on
site tiering. Lastly, the EPA received comments that the proposed rule
was unclear about which additional samples can and cannot be included
in the 90th percentile calculation.
The EPA agrees that Tiers 1 and 2 represent the highest risk of
lead in drinking water. The EPA uses tiering to prioritize sites
selected for tap sampling according to the likelihood of having
elevated lead levels based on the presence of service lines and
plumbing materials most likely to contribute lead to drinking water.
Therefore, tiering supports public health protection under SDWA by
capturing the highest levels of lead typically at the tap, which in
turn indicate the need to assess the effectiveness of CCT in order to
maximize reducing exposure of lead in drinking water and inform next
steps to control lead releases. The EPA agrees that water systems
should not be allowed to ``dilute'' the 90th percentile with compliance
samples from lower-priority tiers when a system does not have enough
Tier 1 and 2 sites to meet the minimum number of required samples. The
EPA also did not receive any data during public comment to support the
inclusion of all samples from lower tiers that, though unlikely, have
higher lead levels than higher tier sites for the purposes of assessing
CCT. The final LCRI, the EPA is maintaining the proposed approach to
require water systems to use samples from Tiers 1, 2, and from the next
higher available tier (i.e., Tier 3, 4, or 5) only up to the minimum
number of required samples. The EPA agrees that a high lead value
indicates a public health risk regardless of tier and individual sites
with a lead result above 0.010 mg/L require the system to investigate
the site as part of Distribution System and Site Assessment (see
section IV.H of this preamble).
The EPA notes CCT is also assessed at each individual site with a
lead result above 0.010 mg/L, including at lower or unknown tiers,
under the rule's Distribution System and Site Assessment requirements
See section IV.H of this preamble for more details. All sampling
results must be submitted to the State, regardless of whether the
sample is used in the 90th percentile value calculation. The State has
the authority to take action, including re-evaluation of approved OCCT,
as a result of high lead values resulting from consumer-requested
sampling.
The EPA also agrees that the proposed 90th percentile calculation
is complex because water systems, or the State, will be required to
separate out the Tier 1 and 2 samples and identify only the samples
with the highest lead and copper concentrations from the next highest
tier (i.e., Tier 3, 4, and 5) in order to meet the minimum required
number of samples. The EPA has simplified the 90th percentile value
calculation procedure for systems with insufficient Tier 1 and 2 sites
to meet the minimum number required. For the final LCRI, systems must
include samples from each tier at which the system conducted compliance
sampling. Then, systems must use the highest samples from among those
samples equal to the minimum number of samples required to calculate
the 90th percentile. While the EPA anticipates in many cases that this
approach will not yield different results than what the EPA proposed
because of the higher likelihood of lead in samples collected at Tier 1
and 2 sites, the EPA is making this change in the final LCRI to
simplify the calculation and streamline the rule in response to
comments. For the final LCRI, the EPA also clarified how systems that
sample at a mix of Tiers 1 and 2 and lower tiered sites (i.e., Tiers 3,
4, and 5) but do not sample at enough sites to meet the minimum number
required can still calculate 90th percentile values. While systems that
do not sample at the minimum number of sites required are in violation
of the rule, systems must calculate 90th percentile values from the
samples collected in order to prevent systems from avoiding an action
level exceedance by undersampling. Systems with less than the minimum
number of samples must calculate their 90th percentile values based on
the total number of samples, rather than the minimum number of samples
required (Sec. 141.80(c)(3)(iii)(G)). This calculation is the same as
one that is used for systems sampling only at Tiers 3 through 5 sites.
The EPA disagrees with restricting the number of samples that can
be used to calculate the 90th percentile in situations where systems
have sufficient Tier 1 and 2 sites to meet the minimum number of
samples and are collecting compliance samples at those sites. The EPA
also disagrees with requiring water systems to use the highest tap
samples regardless of tier to calculate the 90th percentile for systems
in those situations. The EPA introduced the tiering criteria to
prioritize sampling at sites most likely to contain lead and does not
anticipate that there will be many instances where systems have samples
from lower priority tiered sites
[[Page 86495]]
with higher lead results than those at Tier 1 and 2 sites. In the 2021
LCRR, the EPA expanded tiering from three tiers to five tiers in order
to make lead service lines the highest priority and to help prioritize
sampling at the highest risk lead sources when systems do not have lead
service lines (86 FR 4225, USEPA, 2021a). Tiers 1 and 2 represent sites
with lead sources that, when present, have the greatest contribution to
lead in drinking water. See section IV.E.2.b of this preamble for
additional discussion on the prioritization of sites within each tier.
The EPA acknowledges concerns that water systems may collect additional
samples in efforts to dilute the 90th percentile level but disagrees
with prohibiting systems from using more than the minimum number of
required samples when a system is sampling at sites within the same
tier. Additional samples collected within the same priority tier do not
represent dilution because they share the same likelihood of lead
contributions. Rather, additional data that meets the tiering and
sampling protocol requirements can provide better systems-wide
assessment of CCT performance at those sites. The EPA notes that water
systems are not permitted to collect compliance samples from a lower
tier if the system has sufficient number of sites at a higher tier
under Sec. 141.86(a). For example, a system with enough Tier 1 and 2
sites to meet the minimum number of samples required may not collect
samples from lower-priority tiered sites for inclusion in the 90th
percentile calculation. This is to ensure that water systems prioritize
sampling from higher tier sites while sites remain available and
prevents diluting the 90th percentile by including samples from lower
tiers that are likely to have lower lead concentrations. The EPA is
only limiting the number of samples used for the 90th percentile
calculation in the situation where a system does not have enough Tier 1
and 2 sites to meet the required minimum number of samples to limit the
dilution of the 90th percentile calculation when a system has a mix of
samples from lead service line sites and lower tiered sites. The EPA is
also not limiting the number of samples used for the 90th percentile
calculation in the situation where a system is collecting all
compliance samples at sites in Tiers 3 through 5 but the agency notes
as described in the regulatory text under Sec. 141.86(a) water systems
must prioritize compliance sampling at the highest tier available. For
example, for a water system to use Tier 4 sites it must have an
insufficient number of Tier 1 through 3 sites. A CWS with insufficient
Tier 1, Tier 2, and Tier 3 sampling sites shall complete its sampling
pool with ``Tier 4 sampling sites''.
As noted above, some commenters were unclear whether the rule
requires systems to include consumer-requested samples as part of the
90th percentile calculation, particularly if the samples do not match
the tier of compliance samples. The EPA agrees with commenters that
consumer-requested sampling is conducted for public education purposes
and are not required to use the same protocol as required for
compliance sampling nor collected according to the site sample plan.
Water systems develop site sampling plans to ensure compliance sample
sites meet the tiering criteria and to maintain consistency in sample
site locations that meet the required tiers between sampling periods.
The EPA is concerned that requiring water systems to include consumer-
requested samples regardless of tier will make it more difficult for
water systems and States to verify that sampling tiering and protocol
were accurately followed, and that lack of consistency in sample sites
used for the 90th percentile calculations may make it more difficult
for water systems to identify potential issues with CCT. Therefore, the
EPA is finalizing the proposed requirement for consumer-requested
samples to be included in the 90th percentile calculation only if the
sampling meets the compliance sampling tiering and protocol.
In the final LCRI, systems are required to offer sampling to any
site with a lead or GRR service line (Sec. 141.85(c)(2)), and to offer
lead sampling to any site, regardless of service line material type,
following a lead action level exceedance (ALE) (Sec. 141.85(c)(1)).
These sample results may produce additional valuable information
regarding CCT performance as well as provide consumers with information
about lead in drinking water. The EPA agrees that any samples that do
not meet the same criteria as compliance samples collected in
accordance with Sec. 141.86(a) and (b) should not be included in the
90th percentile calculation as it may dilute the 90th percentile level,
but disagrees that all consumer-requested samples should be excluded.
Samples that meet the same tier and protocol as the required compliance
samples offer additional information to water systems to evaluate CCT
performance at those sites and must be included in the 90th percentile
calculation (Sec. 141.86(e)). The EPA also disagrees that these
requirements will disincentivize voluntary programs. The EPA is aware
that systems may offer sampling under different protocols (e.g.,
sequential sampling) to provide consumers with information about lead
in their drinking water. The EPA clarified in the final LCRI at Sec.
141.86(b)(1)(iv) that systems have flexibility to use alternate
sampling protocols for consumer-requested samples. Consumer-requested
sampling in accordance with Sec. 141.85(c) maintains flexibility but
specifies that water systems sampling at lead service line sites must
offer samples that capture water in contact with both the lead service
line and the premise plumbing. Systems may choose to use the standard
compliance sampling protocol for consumer-requested samples for ease of
implementation (e.g., one set of sampling instructions) and to address
challenges with identifying enough participation in compliance sampling
to obtain the minimum number of required samples. Alternatively, water
systems may choose to devise alternate protocols to assess site-
specific water quality issues. However, samples collected in accordance
with Sec. 141.85(c) that do not meet the appropriate tier and protocol
requirements of Sec. 141.86(a) and (b) may not be included in the 90th
percentile calculation in accordance with Sec. 141.86(e). See section
IV.J of this preamble for more information on requirements for
consumer-requested samples. When multiple samples that meet the
standard compliance tap sampling requirements are collected from the
same site during a tap sampling period, the EPA agrees including each
of these in the 90th percentile calculation can result in an inaccurate
reflection of CCT performance. In the final rule, only the highest
sample reading from that site can be included in the 90th percentile
calculation (Sec. 141.86(e)).
g. Wide-Mouth Bottles
The EPA requested comment on the proposed updated definition of
wide-mouth bottles, that is ``bottles that are one liter in volume with
a mouth, whose outer diameter measures at least 55 millimeter wide,''
and specifically on the availability of qualifying bottles. The EPA
received comments noting concern that the definition of wide-mouth
bottles with a minimum of 55 millimeter outer diameter is too
restrictive based on the sizes of one-liter bottles available
commercially. Commenters suggested that a 40 millimeter inner diameter
is more representative of commercially available bottles, given that
suppliers typically categorize products by the inner diameter of the
opening, and is still sufficient to maintain the benefits of
[[Page 86496]]
collecting samples in a wide-mouth bottle. The EPA agrees that the
definition of a wide-mouth bottle should describe items that are
readily and commercially available to systems and revised the
definition of wide-mouth bottles for the final LCRI to include an inner
diameter that measures at least 40 millimeter diameter. The EPA also
anticipates that this change to accommodate commercial availability of
wide mouth bottles, per commenters' concerns, will not impact the
functionality of wide-mouth bottles to allow for sample collection with
the tap fully open. The EPA also heard concern that restricting other
characteristics of the sample bottle, such as size, shape, color, and
material, reduces options for systems to creatively develop customer
sampling solutions around the more complex first- and-fifth-liter
paired sample protocol. The EPA confirms that there is no restriction
on bottle size, shape, color, or material aside from being one liter in
volume with a mouth measuring a minimum of 40 millimeter inner
diameter.
h. Sample Invalidation
The EPA received comments supporting revisions that allow the State
to invalidate samples not collected in accordance with requirements.
Commenters asked that the invalidation authority be expanded, such as
to include samples incorrectly collected from sites with point-of-use
or point-of-entry devices. The EPA agrees that sites with point-of-use
or point-of-entry devices are not suitable for compliance tap sampling
and has revised the final rule to allow States to invalidate based on
any site selection criteria in Sec. 141.86(a). When information on
site characteristics includes information that a point-of-use or point-
of-entry device is installed, States may use that information to
determine whether the sample is invalid. A site with a point-of-use or
point-of-entry device may be eligible for sampling under Tier 5, such
as when the site is representative of other sites in the system and the
system has no sites in Tiers 1-4. The final rule gives States the
authority to invalidate samples based on any site selection criteria
under Sec. 141.86(a), and finalizes proposed language to give States
additional authority for invalidation based on sample collection
criteria under Sec. 141.86(b)(1), including minimum stagnation time
and sample volume.
Additionally, the EPA requested comment and data, including
modeling and sampling data, on potential maximum stagnation times, and
specifically how stagnation times inform corrosion rates. Many
commenters suggested setting a maximum time for stagnation under sample
collection criteria, beyond which samples could be invalidated.
Commenters did not offer data to support a scientific reason for any
suggested maximum stagnation times provided in their comment. One
commenter advocated against setting a maximum time for stagnation since
stagnant water may still be used for human consumption and thus
represents water delivered under the control of systems. The EPA
clarifies that systems have the authority to review sample collection
criteria as reported by consumers, and to request replacement samples
if the system believes that the sample is not representative of water
in the distribution system. However, systems may not challenge samples
after they have been sent for analysis. This provision prevents systems
from targeting samples with high lead and copper readings to submit for
invalidation.
The EPA received comments requesting the EPA extend the time
allowed for acidification of samples following sample collection.
Commenters expressed that there is no scientific difference with
respect to sample analysis between acidification after two weeks and
acidification after four weeks and noted extending the acidification
window would allow systems to batch more samples and process them more
efficiently. The EPA did not receive data in support of these comments
to consider an extended acidification window and is not aware of data
that would support such a change. Therefore, the EPA is unable to
assess the validity of these comments and is not amending the proposed
LCRI requirements for the time for sample acidification.
i. Practical Quantitation Limit
The EPA received comments on the lead PQL suggesting that the EPA
should consider lowering the lead PQL from 0.005 mg/L. Many of these
commenters suggested lowering the lead PQL to 0.001 mg/L, the current
lead MDL in the LCRI. These commenters presented studies of individual
labs demonstrating the use of an EPA method able to achieve MDLs below
the 0.005 mg/L lead PQL.
The EPA disagrees with lowering the lead PQL below the level of
0.005 mg/L. As discussed in the proposed LCRI, due to the lack of
national-scale data demonstrating lead MDLs at levels significantly
lower than the current MDL of 0.001 mg/l, there is not enough
scientific evidence to lower the PQL. Compared to the PQL, the MDL is
the minimum measured concentration of a substance that can be reported
with 99 percent confidence that the measured concentration is
distinguishable from method blank results (Sec. 136.2(f)). The current
lead PQL is based on the approved MDLs of the analytical methods for
lead detection in Sec. 141.23(k)(1). Based on these methods, the EPA
established the MDL for lead as 0.001 mg/L in Sec. 141.89(a)(1)(iii),
and the PQL is established with a margin of error around demonstrated
MDLs. The EPA is not aware of sufficient evidence to show the
widespread analytical capability of laboratories for lower MDLs.
Additionally, the commenters arguing for a lower PQL did not provide
the EPA with national scale date that demonstrates widespread
analytical capability for lower MDLs, so the EPA is retaining the
requirement for the lead PQL at 0.005 mg/L.
3. Final Rule Requirements
a. First- and Fifth-Liter Sampling
The final LCRI requires water systems to take first- and fifth-
liter paired samples for lead at LSL sites (Sec. 141.86(b)) and use
the higher of the two values to calculate the 90th percentile lead
level (Sec. 141.80(c)(ii)(A) and Sec. 141.80(c)(iii)(A)). For sites
that are Tier 1 or Tier 2 because they have lead premise plumbing only
and no LSLs, only the first liter must be sampled. The final rule
maintains that systems continue to collect first-liter samples at Tiers
3, 4, and 5 sites.
b. Tiering of Sampling Sites
For LCRI, the EPA is finalizing the tiers for sampling sites as
proposed with minor modifications (Sec. 141.86(a)(4)). Tier 1 sampling
sites are single-family structures with either premise plumbing made of
lead and/or are served by an LSL. Tier 2 sampling sites are buildings,
including multiple-family residences, with premise plumbing made of
lead and/or served by an LSL. The rule promulgates corrections to Tiers
1 and 2 that were inadvertently dropped from the 2021 LCRR, such that
lead premise plumbing is included in Tiers 1 and 2. Tier 3 sampling
sites are sites that are served by a lead connector. Tier 3 sites are
also sites served by a galvanized service line or containing galvanized
premise plumbing that are identified as ever having been downstream of
an LSL. Tier 3 for community water systems only includes single-family
structures.
Tier 4 sampling sites are sites that contain copper premise
plumbing with lead solder installed before the effective
[[Page 86497]]
date of the State's applicable lead ban. Tier 4 for community water
systems only includes single-family structures. Tier 5 sampling sites
are sites that are representative of sites throughout the distribution
system. For purpose of Sec. 141.86(a), a representative site is a site
in which the plumbing materials used at that site would be commonly
found at other sites served by the water system.
c. Sample Site Selection
Under the final LCRI, each water system must identify potential tap
sampling sites and submit a site sample plan to the State by the start
of the system's first lead and copper tap monitoring period (Sec.
141.90(a)(1)(i)). States have the authority to require systems to
modify site sample plans or use specific sampling sites (see section
IV.N of this preamble on reporting for additional details). The EPA
encourages States to evaluate site sample plans prior to the start of a
systems' tap sampling period to ensure site locations meet the
requirements of the LCRI.
Water systems must select sampling sites from the highest tier
available as described above in accordance with Sec. 141.86(a). The
final rule continues to require systems to sample at the same sites
between tap monitoring periods. The final rule removes the requirement
to select replacement sample sites within reasonable proximity when
systems are unable to access previously sampled sites to provide more
flexibility for systems and in recognition of the difficulty in
selecting similar sites while service line replacement is underway.
In the final rule, the EPA is also clarifying that sample sites are
no longer available for sampling following either a customer refusal
for participation or customer non-response after a system conducts two
outreach attempts. The number of customer refusals for compliance
sampling must be submitted to the State. These requirements will enable
systems, particularly those required to conduct 100 percent of samples
at sites served by LSL or with lead premise plumbing under Sec.
141.86(a)(3), to move on to subsequent tiers once all potential sites
in a higher tier are unavailable. Systems that expect to be short of
sites in a particular tier may commence sampling at lower tiers to meet
the minimum number of required samples by the reporting deadline.
Systems must document reasons for site unavailability when they are not
included in the compliance dataset and they were not previously
documented as unavailable, such as for LSL sites that must be sampled
under Sec. 141.86(a)(3).
d. Frequency and Quantity of Sampling
With the elimination of the trigger level in the final rule, the
EPA is finalizing the revised tap sampling frequency requirements as
proposed (Sec. 141.86(c) and (d)). Any system that is at or below the
lead action level of 0.010 mg/L and copper action level of 1.3 mg/L for
two consecutive six-month tap monitoring periods qualifies for annual
reduced monitoring. Any system that meets the lead PQL of 0.005 mg/L
and copper PQL of 0.65 mg/L for two consecutive tap monitoring periods
qualifies for triennial reduced monitoring. Small and medium systems
that meet the action level for three consecutive years (which may
include a combination of standard and annual reduced monitoring)
qualify for triennial reduced monitoring. The LCRI does not include any
changes to the nine-year reduced monitoring waiver, nor any changes to
the minimum number of sample sites required under standard and reduced
monitoring.
e. Standard Monitoring
In the final rule, systems with lead or GRR service lines in their
inventory on the LCRI compliance date must begin standard monitoring in
the first six-month tap monitoring period after the compliance date,
unless they adopt tap sampling protocols according to the final LCRI
prior to the compliance date. Specifically, systems with lead and GRR
service lines do not need to begin standard monitoring if they conduct
sampling meeting the tap sampling protocol including the first- and
fifth-liter sampling protocol at sites served by LSLs as described in
Sec. 141.86(b)(1)(ii), all sample collection requirements in Sec.
141.86(b)(1) and (3) (such as stagnation times and sample volume), and
priority tiering requirements to sample at sites served by lead and GRR
service lines as described in Sec. 141.86(a). Since there are no
substantive changes to the sampling protocol and tiering criteria for
systems with service lines of unknown material and/or non-lead service
lines, these systems are not required to begin standard monitoring in
the first full tap monitoring period after the compliance date, unless
required to begin standard monitoring under other rule provisions such
as exceeding the action level or changing source water or treatment. If
later, these systems discover lead and/or GRR service lines in their
distribution system (unless the system replaces all the discovered
service lines prior to the start of the next tap monitoring period), or
otherwise meet any of the criteria in Sec. 141.86(c)(2)(iii)(H), they
must begin standard monitoring.
The final rule's requirement to begin standard monitoring is
similar to the requirement under the 2021 LCRR that all systems with
lead or GRR service lines must begin standard monitoring immediately
following the compliance date. The LCRI clarifies that if systems with
known lead and/or GRR service lines conduct monitoring meeting the new
tap sampling protocol requirements (first- and fifth-liter sampling,
all sample collection requirements in Sec. 141.86(b)(1) and (3), and
priority tiering requirements of the LCRI) prior to the compliance
date, they do not need to begin standard monitoring, unless their most
recent 90th percentile lead and/or copper results exceed the action
level. The EPA is aware of some systems, such as in Michigan, that may
meet these requirements prior to the compliance date. The agency
encourages all systems and States to consider early adoption of these
requirements to help systems determine their 90th percentile levels
under the LCRI requirements as soon as possible and to reduce the
number of systems beginning standard monitoring upon the compliance
date. These requirements are critical to ensuring that systems with
known sources of lead in drinking water can determine as soon as
practicable following the compliance date whether additional actions
are needed to address situations with a higher potential of lead
exposures faced by consumers.
To continue on reduced monitoring, systems must meet the criteria
in Sec. 141.86(d) based on 90th percentile lead and copper levels at
or below the lead and copper action levels and/or the lead and copper
PQLs. As the final LCRI lowers the lead action level to 0.010 mg/L,
systems with 90th percentile lead levels above 0.010 mg/L during the
tap sampling period prior to the compliance date will not be able to
continue on reduced monitoring and must conduct standard monitoring in
the first full tap monitoring period following the compliance date.
This requirement is also clarified under Sec. 141.86(c)(2)(ii) which
requires all systems with a most recent 90th percentile lead level
above 0.010 mg/L or a most recent 90th percentile copper level above
1.3 mg/L to begin standard monitoring at the compliance date.
The final LCRI also requires an update to the cross-reference under
Sec. 141.83(a)(4) regarding the requirement for systems to conduct
standard monitoring following installation of source water treatment
under Sec. 141.86(c)(2)(iii)(F), due to the
[[Page 86498]]
revisions to this section, specifically the order of the requirements.
f. 90th Percentile Value Calculation and Inclusion of Additional
Samples
For systems with a sufficient number of Tier 1 and 2 sites to meet
the minimum number required, systems must only use samples collected at
Tier 1 and 2 sites to calculate the 90th percentile (Sec.
141.80(c)(3)(ii)). These systems may not include samples from Tier 3,
4, or 5. For systems sampling at Tier 1 and 2 sites that do not have
sufficient Tier 1 and 2 sites to meet the minimum required number of
samples, systems must calculate the 90th percentile concentration using
the highest samples from the highest tiers with available sampling
sites equal to the minimum number of samples required (Sec.
141.80(c)(3)(iii)). For systems only sampling at Tier 3 through 5
sites, they must calculate the 90th percentile value using samples
collected at the highest tiers with available sampling sites from Tiers
3 through 5 (Sec. 141.80(c)(3)(i)).
The EPA is clarifying in the final LCRI that additional samples
collected according to the requirements for compliance samples
described in Sec. 141.86(a) and (b), must be considered for
determinations, such as calculating the 90th percentile. The final LCRI
requires systems (or States) to use consumer-requested samples (Sec.
141.85(c)) that meet the requirements of Sec. 141.86(a) and (b) to
calculate the system's 90th percentile level. Systems may collect
consumer-requested samples according to different protocols than what
is required for lead and copper compliance samples in Sec. 141.86(b).
However, only consumer-requested samples collected in accordance with
the requirements of Sec. 141.86(a) and (b) may be used in the 90th
percentile calculation. Systems may not include samples collected as
part of DSSA (see section IV.H of this preamble) or follow-up samples
collected as a result of monitoring after service line replacement (see
section IV.B of this preamble) in the 90th percentile calculation.
The EPA recognizes that requirements for systems to offer consumer-
requested sampling may result in sampling at sites more than once
during a tap sampling period. The final rule adds a requirement that
systems are required to include only the highest sample from among all
those collected at a site during the same tap sampling period that also
meets the requirements for a compliance sample (Sec. 141.86(e)).
g. Wide-Mouth Bottles
In response to comments provided during the public comment period,
for the final LCRI, the EPA is revising the definition of wide-mouth
bottle to reduce the minimum ``inner diameter'' from 55 to 40
millimeters. See section IV.O.3 of this preamble for further discussion
on definitions.
h. Sample Invalidation
The final LCRI includes specific language providing States
opportunities to invalidate samples which were collected in a manner
that did not meet the sample collection criteria under Sec.
141.86(b)(1). The final LCRI also includes revised language to allow
States to invalidate samples based on any incorrect site selection
criteria under Sec. 141.86(a), including samples collected incorrectly
at sites with installed point-of-use and/or point-of-entry devices. In
addition, systems may make determinations for resampling on a site-by-
site basis, prior to submitting samples for analysis, for when samples
are not representative of regular water usage.
i. Practical Quantitation Limit
The final LCRI retains the lead PQL of 0.005 mg/L.
F. Corrosion Control Treatment
1. Rationale and Proposed LCRI Revisions
a. Feasibility of the CCT Treatment Technique
CCT refers to methods (e.g., alkalinity/pH adjustment, addition of
corrosion inhibitors) that water systems can take to reduce the
leaching of lead and copper into drinking water from drinking water
infrastructure, such as service lines and premise plumbing. CCT is one
of the four treatment techniques the EPA promulgated in the LCR. At
Sec. 141.2, OCCT is defined as the ``corrosion control treatment that
minimizes the lead and copper concentrations at users' taps while
ensuring that the treatment does not cause the water system to violate
any national primary drinking water regulations.'' In the LCR, the EPA
stated that CCT was an ``important element of the final treatment
technique [rule]'' because ``most of the lead and copper found in
drinking water is caused by corrosion of materials containing lead and
copper in the distribution system and in the plumbing systems of
privately owned buildings'' (56 FR 26479, USEPA, 1991). After examining
the data available at the time on the effectiveness of corrosion
control treatment on reducing lead in tap water, the use of corrosion
control treatment in full-scale systems, and the cost of these
technologies to large water systems, the EPA concluded in the LCR that
this treatment technology is feasible within the meaning of section
1412(b)(5) of SDWA (56 FR 26486, USEPA, 1991). For the LCRI, the EPA
evaluated the feasibility of the CCT treatment technique in accordance
with SDWA sections 1412(b)(4)(D) and 1412(b)(7) and as described in
section III.D.3 of this preamble and finds CCT to be effective,
affordable for large systems, technically feasible, and prevents known
or anticipated health effects to the extent feasible.
First, the EPA found that CCT is effective and available for use.
The EPA determined in the 1991 LCR that available data demonstrated the
effectiveness of CCT for reducing lead and copper at the tap. The EPA
also acknowledged the challenge of quantifying the effectiveness of CCT
in terms of developing a single numeric value or specific level of
treatment that is feasible for all water systems (see section IV.A of
this preamble). This is in part due to water system-specific
characteristics including the physical and chemical properties of the
source water, the material composition of the distribution system, lead
and copper content of premise plumbing, consumer water use habits, and
other factors. In addition, the EPA determined that CCT had been used
in water distribution systems for many years demonstrating its efficacy
under field conditions (56 FR 26485-26486, USEPA, 1991). CCT also
continues to be a ``best technology, treatment technique[s] or other
means'' for use by water systems in accordance with the definition for
feasibility at SDWA section 1412(b)(4)(D). As noted in the LCRI
proposal, based on many years of implementation of the LCR with
thousands of PWSs utilizing corrosion control strategies, the EPA
determined that these treatments are still effective at reducing lead
and copper levels at the tap (88 FR 84937, USEPA, 2023a). Additionally,
the EPA identified research which continues to show that CCT
effectively reduces lead and copper from leaching into drinking water
(Hayes and Hydes, 2012; Roy and Edwards, 2020; Tam and Elefsiniotis,
2009; Vijayashanthar et al., 2023). For example, an estimated 99
percent of water systems serving more than 50,000 persons currently use
CCT (chapter 3, Exhibits 3-6 and 3-7, USEPA, 2024a). Therefore, CCT is
an effective treatment technique in accordance with SDWA section
1412(b)(4)(D).
Second, the EPA determined in 1991 that CCT was affordable because
the
[[Page 86499]]
costs of alkalinity adjustment, pH adjustment, and the addition of
corrosion inhibitors were reasonable for large water systems (56 FR
26485-26486, USEPA, 1991). Although not required for determining what
may reasonably be afforded by large water systems to meet the
feasibility standard for CCT as a treatment technique at SDWA section
1412(b)(7)(A) (see section III.D.3 of this preamble), the EPA later
evaluated the affordability of compliance technologies for small
systems in accordance with the 1996 amendments to SDWA and determined
that CCT is affordable for all system sizes (63 FR 42039, USEPA, 1998a;
USEPA, 1998b). For the LCRI, the EPA continues to find CCT affordable.
In addition, the EPA evaluated the cumulative impact of the LCRI
requirements as a whole to household costs by system size, which are
discussed in the EPA's ``Economic Analysis for the Final Lead and
Copper Rule Improvements'' (USEPA, 2024a) in section 4.3.7.3 of this
preamble.
Third, the EPA has determined CCT is technically feasible. There
are several factors the agency considered to assess technical
feasibility for systems to implement CCT in accordance with SDWA. This
includes considering the capacity of systems to evaluate and implement
CCT. As discussed above, CCT has been shown to be a best available
treatment technique, effective at reducing lead and copper in drinking
water. The EPA notes that water systems of all sizes have implemented
CCT under the 1991 LCR (USEPA, 2024a, chapter 3, section 3.3.3).
However, there are technical challenges for water systems with regard
to CCT that the agency considered when developing CCT requirements for
the 1991 LCR and in the final LCRI that affect technical feasibility.
As described in the proposal, CCT expertise is highly technical because
corrosion chemistry is complex and theoretical predictions are rarely
sufficient to fully understand treatment performance in a system (Tully
et al., 2019; 88 FR 84942, USEPA, 2023a). This is because unlike
technologies used to treat source water contaminants, the use of
corrosion control technologies does not remove the contaminants, such
as lead and copper, from drinking water directly; instead, these
treatment technologies prevent these contaminants from being introduced
into drinking water by corrosion of plumbing materials. As discussed in
section IV.A of this preamble, factors such as the amount of lead or
copper in the distribution system and premise plumbing, water
chemistry, stagnation time, and water use patterns result in
variability of lead and copper levels at the tap. While the EPA
determined that water systems can address water corrosivity by using
corrosion control treatment, it is ``technologically infeasible to
ascertain whether the lead and copper level at the tap at a single
point in time represents effective application of the best available
treatment technology'' (53 FR 31527, USEPA, 1988). In other words,
corrosion control is system specific and there is no single numerical
standard capable of adequately reflecting the application of the best
available treatment in all systems. Lead and copper levels vary
considerably both before and after the application of corrosion control
treatment, between different systems, and between individual buildings
within the same system (56 FR 26473-26475, USEPA, 1991). See section
IV.A of this preamble for the EPA's analysis supporting setting a
treatment technique for lead in lieu of an MCL. Because corrosion
control treatment is system-specific, the unique factors of a system
may pose particular challenges that require technical expertise
including designing and conducting corrosion control studies and
providing recommendations for treatment. Furthermore, as noted in the
1991 LCR, there are additional technical challenges of mitigating
potential secondary effects of corrosion control treatment, including
potential increased levels of disinfection byproducts and precipitation
of other metals such as iron and manganese which may lead to a decrease
in health protection (56 FR 26487, USEPA, 1991). Literature shows that
these types of challenges continue to be a factor in applying CCT
(e.g., Schock et al., 2008).
In addition, the EPA is aware that some water systems may lack the
expertise to design and implement CCT without assistance from outside
technical experts and the State, particularly smaller water systems.
These systems typically require the most extensive level of interaction
with States with regards to evaluating, selecting, implementing, and
overseeing OCCT. The burden on large systems is typically lower as they
tend to be more sophisticated and generally require less technical
support (56 FR 26492, USEPA, 1991). While larger systems serve the
majority of the U.S. population, small systems comprise the vast
majority of PWSs. Out of 66,947 CWSs and NTNCWSs subject to the
requirements of the LCR, 62,518 (93 percent) serve 10,000 persons or
fewer and 57,330 (86 percent) serve 3,300 persons or fewer (USEPA,
2024a, chapter 3, section 3.3.1). Therefore, because many smaller water
systems often require additional technical assistance and oversight
from the State to implement CCT, the capacity of States to provide such
assistance affects the technical feasibility for systems. Additionally,
as described in the LCRI proposal, the EPA is concerned about the lack
of technical experts available nationally to assist water systems in
planning for and implementing OCCT on an ongoing basis, which may
otherwise alleviate some of the burden on water systems and States (88
FR 84942, USEPA, 2023a). Based on years of LCR implementation, the EPA
is aware that water systems, particularly small systems, face these
technical challenges.
Fourth, as discussed in section III.D.3 of this preamble, the EPA
considered how the technical factors regarding technical feasibility
above (i.e., variability of lead in drinking water, system-specific
nature of CCT, technical expertise, and capacity for States to provide
assistance to smaller systems) affect the EPA's ability to establish
requirements for the CCT treatment technique to ``prevent known or
anticipated health effects to the extent feasible'' in accordance with
SDWA section 1412(b)(7)(A). In the LCR, for the purposes of meeting the
statutory feasibility standard for a treatment technique, the EPA
considered the balance of these technical factors with ensuring the CCT
treatment technique was the most health protective. The EPA also
clarified in the proposed LCRI how the agency considered the technical
factors, including administrative burden, in developing the CCT
requirements.
In the LCR, and retained in the LCRI, as described below, the EPA
developed action level and tap sampling requirements, among others, to
make CCT feasible for water systems, consistent with SDWA section
1412(b)(7)(A). The action levels in particular address the technical
feasibility challenges detailed above. In the LCR, the EPA introduced
action levels for lead and copper to simplify implementation of the
rule. Specifically, these action levels were introduced ``as a method
to limit the number of PWSs that would need to complete a detailed
demonstration that they have installed corrosion control treatment to
minimize lead and/or copper levels at taps'' (56 FR 26488, USEPA,
1991). The EPA discussed in the proposed LCRI (88 FR 84906-84910,
USEPA, 2023a) and reaffirms in section IV.A of this preamble, that the
agency established a treatment technique rule for lead and
[[Page 86500]]
copper because it is not ``technologically feasible to ascertain the
level of the contaminant'' (42 U.S.C. 300g-1(b)(7)(A)) at the tap. As
noted above, it is not technically feasible or possible to determine a
precise level of lead and copper at the tap that represents the
application of best available treatment across systems, in part due to
the specific characteristics of each system (e.g., composition of the
distribution system, presence of lead and copper in premise plumbing,
physical and chemical water characteristics, consumer water use
habits). Because the resulting lead and copper levels from application
of the best available treatment is system specific, selection of the
lead and copper action levels is not based on a precise statistical
evaluation of treatment data for all systems. Instead, the action
levels were selected based on the lead and copper levels in water
systems with OCCT for the purpose of making the CCT treatment technique
technically feasible (see section IV.F.4 of this preamble).
In the LCR, the EPA set the action levels for lead and copper at
0.015 mg/L and 1.3 mg/L, respectively. Because of the limitations of
predicting CCT efficacy, tap sampling is necessary both before and
after implementation of treatment to assess its performance (56 FR
26486, USEPA, 1991). Under the LCR, small and medium systems
demonstrated they were optimized by measuring 90th percentile lead
levels at or below the action level. The EPA used 90th percentile lead
data from systems with OCCT to select the action level as a level the
EPA determined was generally representative of what systems with OCCT
were meeting. The EPA required large systems to conduct a detailed
demonstration of OCCT regardless of 90th percentile levels because
large systems served the greatest number of people and had ``the
greatest technological capabilities and access to technical support and
other resources that would enable them to perform the sophisticated
treatment manipulations that might further reduce lead levels'' (56 FR
26492, USEPA, 1991). However, the EPA also acknowledged that some
systems already at or below the action level (which was determined to
be generally representative of OCCT) may not be able to reduce their
lead levels further (56 FR 26492, USEPA, 1991) because of the system-
specific nature of OCCT. Likewise, some systems may not be able to meet
the action level even after installing OCCT, because of factors that
lead to high lead variability at the tap (e.g., water chemistry,
composition and condition of the distribution system, lead content in
plumbing materials). The action level is not a health-based number in
that it is not established based on human health risks to lead, but
rather is a tool to make the treatment technique feasible for systems.
As a level that is generally representative of OCCT, the action level
prompts a detailed OCCT demonstration for water systems (e.g.,
conducting a study, treatment recommendation). However, whenever a
system is required to conduct a detailed OCCT demonstration and
installation, the system must identify and apply the best technology in
their system in accordance with Sec. 141.2, and not simply apply the
treatment sufficient to meet a specified level. The action level
supports the public health benefits that can be realized through CCT
while addressing some of the technical feasibility challenges described
above, by limiting the need for detailed optimization demonstrations
for small and medium systems at or below the action level. This made
``implementation of the rule administratively workable'' (56 FR 26492,
USEPA, 1991) and thus, CCT technologically possible compared to
requiring small and medium systems to conduct detailed OCCT
demonstrations regardless of their tap sampling results. Tap sampling
is therefore used in conjunction with the action level to address this
technical challenge.
The EPA is clarifying its statement in the LCRI proposal that the
action level is used to ``ensure the rule is implementable for small
and medium systems'' (88 FR 84940, USEPA, 2023a) as the action level
also triggers actions for large systems. The EPA notes that while large
systems were required to conduct a detailed demonstration of
optimization since LCR, systems of any size with CCT, including large
systems, use the action level to prompt installation or re-optimization
of OCCT (Sec. 141.81(a)(1)(i), (a)(2)(i), and (a)(3)(i) in the 2021
LCRR). Accordingly, the action level serves a function for all system
sizes in the CCT treatment technique. Some large systems never had to
conduct a detailed demonstration because their lead levels were at or
below the PQL of 0.005 mg/L, and therefore, they were deemed optimized.
If those large systems exceed the PQL, they must conduct a detailed
OCCT demonstration. Future re-optimization of these systems is prompted
by an action level exceedance. Large systems with CCT installed that
have lead levels at or below the PQL but later exceed the PQL may also
be required by the State to re-optimize even if at or below the action
level.
The EPA is finalizing revisions to several elements of the CCT
treatment technique, including the lead action level, that support the
feasibility of the CCT treatment technique as a whole, consistent with
SDWA section 1412(b)(7)(A). For the LCRI, the EPA is maintaining the
approach of using the action level, in addition to finalizing other
revisions, in furtherance of the feasibility of the CCT treatment
technique. This includes tap sampling requirements that are designed to
better capture the lead levels of water in contact with sources of
lead, including changes to the sampling protocol and site tiering (see
section IV.E of this preamble). The EPA estimates that this change will
result in more systems' exceeding the action level and evaluating CCT
compared to the LCR (88 FR 84940, USEPA, 2023a; USEPA, 2024a, chapter
3, section 3.3.5). The EPA is also requiring most systems with lead and
GRR service lines to conduct standard monitoring at the compliance date
(see section IV.E.3.e of this preamble). This would require systems
that are most likely to have higher levels of lead in drinking water,
to monitor with the updated tap sampling protocol and assess 90th
percentile lead levels against the action level after the first full
six-month tap monitoring period after the LCRI compliance date, to
ensure timely action is taken in response to elevated lead levels, if
necessary. However, the EPA is maintaining the use of tap sampling in
combination with the action level to determine when systems must
install and re-optimize OCCT. The agency accounted for these revised
tap sampling requirements in selecting the final action level (see
section IV.F.4 of this preamble). In the final LCRI, the EPA has
reduced the lead action level to 0.010 mg/L. Specifically, the EPA
identified 0.010 mg/L as being generally representative of OCCT based
on updated data and over 30 years of LCR implementation experience (see
section IV.F.4 of this preamble for a discussion on the action level
analysis). In selecting this action level, the EPA considered what is
technically possible for small and medium systems in light of the
identified challenges that still exist, including their fewer resources
and more limited technical capacity compared to large systems and a
limited number of CCT experts available nationally. Therefore, the EPA
has determined that an action level of 0.010 mg/L would support the
treatment technique for CCT overall, in addition to
[[Page 86501]]
other elements of this treatment technique, and is the most health
protective level technically possible; it thus meets the feasibility
standard at SDWA section 1412(b)(7)(A).
In addition to reducing the action level to 0.010 mg/L, the EPA
established other requirements and flexibilities that would help
address some of the technical challenges with CCT to ensure the
treatment technique overall is feasible, some of which are discussed in
this section. For example, the LCRI includes an option for water
systems that are able to complete service line replacement at a
mandatory minimum annual rate within five years or less to defer OCCT
evaluation, which for large and medium systems with LSLs, involves
conducting pipe rig/loop studies (Sec. 141.81(d)(1)(i) and (e)(1)(i)).
The EPA anticipates that this option will address some of the technical
concerns for systems that are able to remove a significant source of
lead in their system within the five-year time period and which would
otherwise be required to study and implement OCCT. For those systems,
OCCT evaluation may no longer be necessary after service line
replacement due to the removal of the most significant contributor of
lead, or the CCT evaluation would be much less complex (e.g., coupon or
desktop study). During the five-year period after the compliance date
for the LCRI, this provision will lead to less competition for outside
corrosion control experts or system-State consultations on the
appropriate corrosion control treatment as these systems complete their
LSLR programs, which can ease implementation burden for systems
otherwise required under the LCRI to optimize or re-optimize OCCT
during this period after an action level or PQL exceedance. This is
especially compelling for smaller systems that may be capable of
completing service line replacement in less time, but doing so while
simultaneously conducting OCCT evaluation and installation would
exacerbate the existing technical challenges detailed above. Therefore,
this new provision helps to ensure the technical feasibility of the CCT
treatment technique, in addition to supporting the feasibility of other
rule revisions, including mandatory service line replacement, and to
maximize the public health protection of the LCRI as an NPDWR overall.
Additionally, the EPA is finalizing the proposed provision in Sec.
141.81(a) that water systems that have re-optimized once after a lead
action level exceedance and continually met all WQPs while they are
completing their service line replacement program, are not required to
re-optimize again in response to subsequent lead action level
exceedances unless or until all lead and GRR service lines have been
removed or required by the State (Sec. 141.81(a)(1) through (3)). As
noted above, the EPA is aware that there are systems with OCCT that are
not capable of reducing lead levels below the action level. The EPA
anticipates that this will continue to be the case for some systems
under the LCRI with updated tap sampling requirements and a lower
action level. Also, water distribution systems will be undergoing
changes in the form of mandatory service line replacement. The re-
optimization requirements in the final LCRI are intended to prevent
water systems from continually conducting re-optimization studies while
simultaneously implementing their service line replacement program when
further reduction in lead levels is unlikely due to various water
system-specific factors (e.g., water chemistry, composition of
distribution system, lead in premise plumbing). This will also reduce
burdens associated with the system-State interactions on re-optimized
OCCT, and like the flexibility described in the paragraph above, is
intended to address the technical challenges that impact the
feasibility of the CCT treatment technique. Furthermore, as noted
above, there may be challenges mitigating the secondary effects of CCT
on drinking water quality (e.g., increased risk of other contaminants)
that may limit the effectiveness of OCCT for the purposes of reducing
lead and copper levels. While the EPA is not requiring water systems to
re-optimize more than once while they are conducting service line
replacement as described above, the agency has added the requirement
for systems that have removed all lead and GRR service lines that
subsequently exceed the lead action level to re-optimize. The EPA
expects that with the largest source of lead in drinking water removed,
the optimal corrosion control may differ and systems can more
appropriately address corrosion in the changed distribution system and
better address health risks from lead remaining in premise plumbing.
Additionally, water systems could potentially reduce CCT costs by
changing their treatment, as appropriate, due to the removal of a
significant lead source. Therefore, this requirement combined with the
State discretion to require water systems to re-optimize will help to
ensure the CCT treatment technique is both technically feasible and
protects public health to the extent feasible. The EPA is retaining the
definition of OCCT that requires water systems to minimize lead and
copper concentrations at user's tap while ensuring that the treatment
does not cause the water system to violate any NPDWRs (Sec. 141.2).
The EPA also introduced in the 2021 LCRR flexibilities for small water
systems to implement an alternative option to CCT if approved by the
State (see section IV.I of this preamble).
Given the analysis above and in accordance with the statutory
standard, the EPA finds that the CCT treatment technique for LCRI meets
the feasibility standard in accordance with SDWA section 1412(b)(7)(A).
CCT continues to be a best available technology effective at preventing
adverse health effects from lead and copper in drinking water to the
greatest extent that is both affordable and technically possible given
the final requirements in LCRI.
In addition to finding the CCT treatment technique for LCRI is
feasible, the EPA also evaluated the water system burden of CCT in the
context of other important actions water systems will be taking to
reduce lead levels in drinking water. Notably, all water systems are
required to conduct LSLR regardless of lead levels (see section IV.B of
this preamble), which the EPA estimates will increase both water system
and State burden. Therefore, the EPA finds that the CCT requirements
also help to support the feasibility of the separate but complementary
treatment technique for mandatory service line replacement to address
the multiple and unique sources of lead contamination as part of this
NPDWR.
b. 2021 LCRR CCT Requirements
This section includes a brief summary of CCT requirements in the
2021 LCRR that are important context for the EPA's proposed and final
changes in LCRI and the EPA's responses to comments, addressed in
section IV.F.2 of this preamble.
Under the 2021 LCRR, medium and large systems are required to
install or re-optimize OCCT in response to a lead or copper action
level exceedance. Medium and large system with LSLs that exceed the
lead action level are required to harvest lead pipes from the
distribution system and conduct flow-through pipe rigs to evaluate
options for OCCT or re-optimized OCCT. Large systems with CCT that
exceed the lead PQL of 0.005 mg/L may be required to re-optimize their
OCCT. Large systems without CCT that exceed the lead PQL are required
to complete steps to install CCT.
Under the 2021 LCRR, in the case of a trigger level exceedance for
systems
[[Page 86502]]
without CCT, small and medium systems must recommend their approach to
CCT to their primacy agency (except for small systems that select other
compliance alternatives). Unless there is a subsequent action level
exceedance, small and medium water systems without CCT are not required
to conduct a subsequent corrosion control study. In the 2021 LCRR, the
EPA also clarified that the continued operation and maintenance of OCCT
and re-optimized OCCT requirements apply to consecutive systems in
Sec. 141.82(g), including those distributing water that has been
treated for corrosion control by another system. For context, a
consecutive system is defined at Sec. 141.2 as ``a public water system
that receives some or all of its finished water from one or more
wholesale systems. Delivery may be through a direct connection or
through the distribution system of one or more consecutive systems.''
c. LCRI Proposed CCT Revisions
For the LCRI, the EPA proposed several changes for CCT including
removing the trigger level, lowering the lead action level, adopting
regulatory flexibilities for some systems simultaneously complying with
mandatory service line replacement requirements, and changing the water
quality parameter monitoring requirements for medium systems. The EPA
also proposed new or revised regulatory text to streamline
implementation of the rule. This section includes a brief summary of
these proposed changes and the agency's primary rationale for each one.
System sizes discussed below in CCT requirements include, as defined in
Sec. 141.2, small systems (serves 10,000 persons or fewer); medium
systems (serves greater than 10,000 persons and less than or equal to
50,000 persons); and large systems (serves more than 50,000 persons).
Under the LCRI, the EPA proposed to eliminate the lead trigger
level and to require systems to install or re-optimize OCCT after an
exceedance of the proposed lead action level of 0.010 mg/L. As stated
at proposal, streamlining the rule to only use an action level reduces
the complexity of the rule. As a result of eliminating the trigger
level, reducing the lead action level, and including a more rigorous
tap sampling protocol, the EPA anticipates more systems could exceed
the lead action level even when re-optimized than under the LCRR,
especially in the first few years after the compliance date for LCRI
where systems would also implementing the mandatory service line
replacement requirements under the proposed LCRI. Thus, the EPA
proposed in Sec. 141.81(a) that systems that have re-optimized once
after the LCRI compliance date and continuously meet optimal water
quality parameters (OWQPs) would not be required to re-optimize again
if there are subsequent action level exceedances, unless required by
the State. While the lead action level is intended to be generally
representative of effective OCCT, the EPA recognizes that there may be
some instances where systems would be unable to meet the proposed
lowered lead action level of 0.010 mg/L because tap water lead levels
can be influenced by other factors. As discussed in the proposed LCRI,
lead level variability at a single site can occur due to water use
patterns and physical disturbances of pipes causing particulate release
(see sections V.A and V.E.1 of proposed LCRI preamble (88 FR 84878,
USEPA, 2023a)). Elevated lead levels due to these factors would not be
reflective of the performance of the corrosion control treatment. For
systems that have already evaluated the CCT options under the re-
optimization process, resources would be better devoted to other lead
mitigation activities, such as replacing lead and galvanized service
lines, rather than repeating the same steps. However, States may
require such systems to conduct a corrosion control study. In addition,
the EPA is retaining the 2021 LCRR requirements that States may require
a system to conduct a corrosion control study to re-evaluate corrosion
control treatment for purposes such as to obtain State approval for a
long-term treatment change or addition of a new source in the LCRI. The
proposed LCRI had duplicate language for the notification requirement
in Sec. Sec. 141.81(h) and 141.90(a)(4). The final LCRI consolidates
most of the requirements in Sec. 141.81(h) with a cross-reference in
Sec. 141.90(a)(4). The EPA also revised the second sentence in Sec.
141.81(h) to clarify language regarding the State's discretion to
require actions to ensure that the system will operate and maintain
OCCT.
As proposed, States would retain the discretion to modify previous
designations of OCCT and re-optimized OCCT based on their own
determination or in response to a request by a water system if the
State concludes that a change is necessary to ensure the system
continues to optimize corrosion control treatment (Sec. 141.82(h)).
The EPA also proposed that States can require the system to conduct
additional CCT studies. The EPA anticipates that removing sources of
lead in drinking water, such as through mandatory LSLR, would reduce
the number of systems that exceed the lead action level over time. In
the meantime, water systems would be required to continue to operate
and maintain their re-optimized OCCT as demonstrated through monitoring
for OWQPs, and comply with other proposed mitigation measures (e.g.,
conduct public outreach and make filters available for systems with
multiple lead action level exceedances) to reduce exposure to lead in
drinking water.
At Sec. 141.81(f), the EPA also proposed to allow a system with a
lead action level exceedance to defer installing or re-optimizing OCCT
if the system can replace 100 percent of its LSLs and GRR service lines
within five years of the date the system first exceeds the lead action
level. The purpose of this proposed requirement would be to allow
systems to avoid the costly and time-consuming process of conducting a
harvested LSL pipe rig/loop CCT study and installing the corresponding
OCCT when the identified treatment would not be tailored for the
system's long-term distribution system conditions without LSLs. As the
EPA estimated at proposal, it generally takes approximately five years
to complete the CCT evaluation and installation process: 30 months to
construct a pipe rig/loop and conduct a treatment study followed by 30
months to install the State-approved OCCT and an additional one year to
conduct follow-up monitoring (see section V.E.1 in the proposed LCRI
(88 FR 84937, USEPA, 2023a)). If a system is on track to replace all
its lead and GRR service lines within five years, the optimal treatment
identified by a costly and time-consuming pipe rig/loop study may no
longer be the optimal treatment after all LSLs and GRR service lines
are replaced. This is because the pipe rig/loop studies are based on
lead pipes in the water system and if all of those are replaced, the
results of the pipe rig/loop study would likely be no longer relevant.
Following 100 percent lead and GRR service line replacement, a
different and less resource-intensive study, such as a coupon or desk
study, evaluating OCCT on current conditions in the system would be
more appropriate.
Under this proposed option, eligible systems would only be allowed
to defer optimizing or re-optimizing OCCT if water systems meet both of
the following two requirements: (1) Annually replace at least 20
percent of their remaining service lines that require replacement (in
accordance with the proposed Sec. 141.84(d)(5)(v)); and (2) have no
lead, GRR, or unknown service
[[Page 86503]]
lines remaining at the end of the five-year period. Systems would need
to ensure they have access to replace all lead and GRR service lines in
their inventories and have identified all unknown service lines in
their inventory. During this five-year period, eligible systems would
still be required to meet all other rule requirements including public
notification, public education, and if applicable, public education
following multiple action level exceedances, including making filters
available. Systems with CCT that elect this option would be required to
continue operating their existing CCT throughout those five years.
The EPA anticipates that greater overall public health benefits
could result from replacing all lead and GRR service lines within five
years compared to implementing the requirement to install or re-
optimize OCCT with a lower action level because the most significant
sources of lead in drinking water, when present, would be removed from
the system (Sandvig et al., 2008). Additionally, this proposed
requirement would allow water systems to dedicate more staffing and
financial resources to solely replacing lead and GRR service lines
within five years rather than being required to divide these resources
between completing mandatory service line replacement and conducting a
pipe loop study with results that may no longer be applicable following
100 percent replacement of lead and GRR service lines.
As further provided in the proposed requirements, large and medium
systems unable to replace a minimum of 20 percent of the lead or GRR
service lines in a system's distribution system annually or unable to
replace 100 percent of their lead and GRR service lines within five
years must proceed with the harvested pipe rig/loop study and install
or re-optimize OCCT. The pipe loop requirements would apply to any
small system required by the State to conduct a pipe rig/loop study.
Small systems unable to replace a minimum of 20 percent of the lead
or GRR service lines in a system's distribution system annually or
replace 100 percent of the lead and GRR service lines in a system's
distribution system within five years would be required to recommend
OCCT or re-optimized OCCT; and all NTNCWSs and the subset of CWSs
serving 3,300 persons or fewer would be required to propose a small
system compliance option and implement the State-approved approach (see
section IV.I of this preamble for further discussion on compliance
alternatives for CWSs serving 3,300 persons or fewer and NTNCWSs).
Water systems that replace 100 percent of the lead and GRR service
lines in this five-year period but subsequently exceed the action level
(or the PQL for large systems without CCT) after the compliance date
for the LCRI would be required to proceed with meeting the proposed CCT
requirements for systems with only non-lead service lines.
In addition, the EPA proposed changes to expedite when States can
approve CCT re-optimization treatment changes for systems. Under the
2021 LCRR, States can approve existing CCT re-optimization
modifications without requiring a new CCT study for systems that have
90th percentile lead levels between the trigger level of 0.010 mg/L and
the lead action level of 0.015 mg/L. For the LCRI, the EPA proposed to
eliminate the trigger level and to lower the lead action level to 0.010
mg/L. Concurrently, the EPA also proposed that States may approve,
without a new CCT study, a CCT re-optimization treatment change for a
system that exceeds the proposed action level for lead, but which
previously conducted a CCT study. In developing the CCT change, the
State would be required to evaluate a water system's past CCT study
results. The EPA proposed this update because it would expedite
treatment changes, allowing the benefits of treatment modifications to
be realized sooner and avoiding a redundant CCT study that may not
produce different results from previous studies. The treatment
recommendation and CCT study process can take multiple years to
complete. The CCT study and State designation of re-optimized OCCT
based on the results of that study under Sec. 141.81(d)(3) and (4),
respectively takes two additional years. For water systems with
existing CCT, the water system may be able to alter the existing
treatment (e.g., increase pH and/or orthophosphate dose) without a new
CCT study on a much faster timeframe rather than waiting for study
results that may indicate that same change.
The EPA proposed modifications to the CCT studies that may be
required in the event of a lead action level exceedance for small
systems with LSLs. Under the 2021 LCRR, small systems that chose CCT
and exceed the action level are required to propose a treatment option
to the State. The State may require small systems to conduct corrosion
studies using a pipe rig/loop (Sec. 141.82(c)(3)). For the 2021 LCRR,
the EPA also recommended that small systems serving 10,000 persons or
fewer with LSLs that exceed the lead action level choose the LSLR small
system flexibility option rather than CCT because the cost of the pipe
rig/loop studies would be approximately equal to the cost of replacing
55 LSLs (USEPA, 2020e). However, as discussed in section V.G of the
proposed LCRI (88 FR 84944, USEPA, 2023a), the EPA proposed to remove
the LSLR option from the small system flexibility options because LSLR
would be mandatory under the proposed LCRI. Therefore, the EPA proposed
under the LCRI to exclude small systems with LSLs serving 10,000
persons or fewer from having to conduct a pipe rig/loop study because
these systems often lack the technical expertise required to design and
construct and operate the pipe rig/loop. Instead, these small systems
could better focus limited resources on replacing lead and GRR service
lines, that would otherwise be dedicated to a pipe rig/loop if they
exceed the lead action level and are required to identify OCCT or a
small system compliance flexibility option. Under the proposed LCRI,
the State may require a pipe rig/loop study for a small system if the
State determines that the small system has the technical capabilities
to conduct such a study (see Sec. 141.82(c)(3) for large and medium
systems with LSLs and other systems as required by the State to conduct
pipe rig/loop studies).
In addition, the EPA proposed to require that States designate
OWQPs for medium systems that must install or re-optimize OCCT after
exceeding the lead action level (Sec. 141.81(a)(2)(i)). The EPA also
proposed that States designate OWQPs for medium systems with CCT that
have not exceeded the action level (Sec. 141.81(a)(ii)). While the
State could require medium systems with OCCT to meet OWQPs in the 2021
LCRR, the EPA proposed in the LCRI that States must establish OWQPs for
medium systems with CCT and that these systems must meet their OWQPs.
This proposed requirement would allow States to better assess whether
these types of medium systems are maintaining their OCCT or re-
optimized OCCT, as well as provide better day-to-day process control
since source water quality can vary both daily and seasonally.
The EPA proposed to streamline some requirements in Sec. 141.80,
which resulted in the EPA proposing to move a 2021 LCRR provision from
Sec. 141.80(d)(4) to Sec. 141.81(h). This requirement is for systems
to notify the State before a long-term treatment change or the addition
of a new source, and that States must review and approve the change or
addition before it can be implemented by the system. This allows the
State to require the water system to take additional actions to control
corrosion. However, the EPA
[[Page 86504]]
notes the provision remains unchanged in substance from the 2021 LCRR.
2. Summary of Comments and the EPA's Response
a. Consecutive Systems
The EPA received comments about consecutive systems and the
responsibilities for wholesale versus distribution systems related to
CCT and DSSA requirements. Commenters asked the EPA to clarify which
systems were supposed to monitor WQPs in the distribution system and
which system is responsible if parameters are outside the designated
range. Commenters also requested the EPA clarify which system would be
required under the LCRI to conduct CCT studies and which system would
be required to install it.
To respond to these comments, it is important to first provide
additional context for consecutive systems requirements and the EPA
guidance beginning with the 1991 LCR that goes beyond the specific rule
areas and changes proposed for LCRI. In the preamble of the 1991 final
LCR rule, the EPA strongly discouraged States and systems from using
Sec. 141.29 to modify monitoring requirements, noting that Sec.
141.29 allows a State to modify the monitoring requirements imposed by
specific regulations when a public water system supplies water to one
or more other public water systems if the interconnection of the
systems justifies treating them as a single system for monitoring
purposes. EPA did not believe that modification by States of the
monitoring requirements of the rule, as provided in Sec. 141.29, would
be appropriate because the primary source of high lead or copper levels
at the tap is materials within the distribution system itself. Treating
multiple water suppliers as one system would not distinguish between
the different systems that may have different amounts of lead or copper
materials in the distribution system and thus require different
treatment strategies to reduce these levels. This contrasts with other
contaminants where the contaminant level is uniform throughout the
distribution system. EPA did not envision situations where multiple
water systems should be considered as one system for purposes of Sec.
141.29 and, therefore, strongly discourages States from allowing the
modification to the monitoring requirements. (56 FR 26513, USEPA, 1991)
After the 1991 LCR was published, the EPA received proposals from
several States and water systems to consolidate tap water and water
quality parameter monitoring in consecutive water systems under Sec.
141.29. In response to the proposals, the EPA issued a water supply
guidance on January 10, 1992, entitled ``Consecutive Systems Regulated
under the National Primary Drinking Water Regulation for Lead and
Copper'' (USEPA, 1992). This guidance discusses the elements the EPA
recommends should be included in the consecutive system agreements for
the lead and copper rule, including those related to CCT. This guidance
indicates that State proposals should identify the systems that would
be responsible for completing the CCT requirements. In the guidance,
the EPA states the agency expects that the wholesale or ``parent''
supply would be responsible for corrosion control throughout the entire
service area. However, the EPA also notes that depending upon
contractual agreements, the size and configuration of the satellite
system(s), and the distance from the parent treatment facility,
individual CCT may need to be installed at a point or points other than
the parent plant.
While the EPA recognizes the implementation confusion raised by
commenters with regard to CCT requirements for wholesale versus
consecutive systems, as defined at Sec. 141.2, the EPA disagrees with
the commenters' requests to make changes to the LCRI to address these
concerns. These questions are better addressed at the State level for
the following reasons.
In the more than 30 years since the guidance was published, the EPA
has promulgated or revised a number of regulations that can impact CCT.
In particular, disinfection, disinfection by-products, and filtration
treatment strategies can impact CCT. Given this additional complexity
and the previously stated configuration factors in the guidance, the
roles and responsibilities of the wholesale and consecutive systems
regarding CCT should be worked out, on a system specific level, with
the State. The EPA recommends any updates to a consecutive system
agreement should discuss updated roles and responsibilities and also
include how they relate to the DSSA under Sec. 141.82(j), including
water quality parameter monitoring in the distribution system, follow-
up tap sampling at sites that exceed 0.010 mg/L, the treatment
recommendation required under Sec. 141.82(j)(3), and any distribution
system actions or modifications of corrosion control treatment that
result from the DSSA process. The EPA plans to update guidance on these
topics after the LCRI is finalized.
b. Pipe Rig/Loop Studies
The EPA received comments related to pipe rig/loop studies. Some
commenters claimed the EPA was being overly prescriptive by mandating
when pipe rig/loop studies must occur noting they did not think
harvested pipe rigs were necessary to assess OCCT. Other commenters
suggested that pipe rig/loop studies should be optional or at a State's
discretion or requested that the use of pipe rigs/loops be scaled back
in the final rule because of the cost and complexity of pipe rig/loop
studies (both in conducting the study and reviewing results from the
study). Several commenters stated the mandatory pipe rig/loop
requirements in the proposed LCRI should not apply to small systems
because they believed pipe rig/loop studies are too costly and complex
for small systems. Some commenters objected to the use of coupon
studies because they asserted coupon studies do not evaluate the impact
of corrosion control alternatives on the existing pipe scale in the
distribution systems, which is evaluated in a harvested lead pipe rig/
loop study.
Under the 2021 LCRR, small systems can choose a small system
flexibility option, including LSLR and OCCT, but due to mandatory LSLR
for all systems, the flexibility to choose LSLR was not included in the
proposed LCRI. Therefore, the EPA proposed under the LCRI to exclude
small systems with LSLs serving 10,000 persons or fewer from having to
conduct a pipe rig/loop study because these systems often lack the
technical expertise required to design and construct and operate the
pipe rig/loop and they could better focus limited resources that would
be dedicated to a pipe rig/loop on replacing their LSLs. However, the
EPA stated in the proposed LCRI preamble that States could require
small systems to conduct a pipe rig/loop study if the State determines
that the small system has the technical capabilities to conduct such a
study.
The EPA disagrees with commenters that suggested pipe rig/loop
studies for all systems should be optional or at a State's discretion.
The EPA is retaining the mandatory pipe rig/loop study requirements as
proposed in the LCRI under Sec. 141.81(d)(1) and (e)(1) for the subset
of medium and large systems that will need to install or re-optimize
OCCT (except those that meet the requirements under Sec. 141.81(f) to
replace all lead and GRR service lines in five years or less, or Sec.
141.81(d)(1)(iv) for systems waived by the State that meet specific
requirements). Systems, such as those with source water or treatment
changes,
[[Page 86505]]
need to understand how changes in their corrosion control affect the
existing pipe scale of LSLs. A pipe rig/loop study using harvested lead
pipe from the distribution systems effectively demonstrates how that
scale will interact with the CCT options and will provide vital
information to determine the OCCT option. The EPA agrees with
commenters that stated that coupon studies should have a limited role
when evaluating impacts of corrosion control alternatives on existing
pipe scales. The EPA proposed that coupon studies can be used to reduce
the number of options that are evaluated in the harvested pipe rig/loop
study, but cannot be used instead of the pipe rig/loop study because
they do not evaluate the impact of the CCT options on the existing
scale (Sec. 141.82(c)(3)).
In response to the commenter raising concerns about small systems'
conducting mandatory pipe rig/loop studies, this was not a proposed
requirement. The EPA excluded small systems from the proposed LCRI
requirements for systems that must conduct a mandatory pipe rig/loop
study because they often lack the technical knowledge and expertise to
design and construct and operate the pipe rig. However, the EPA
maintains that States could require small systems to conduct a pipe
rig/loop study if the State determines that the small system has the
technical capabilities to conduct such a study under 40 CFR
141.82(c)(3).
c. Re-Optimization for Systems Meeting Optimal Water Quality Parameters
Many commenters supported the proposed revisions from the 2021 LCRR
in Sec. 141.81(a)(1) through (3) to no longer require systems, unless
required by the State, to re-optimize OCCT if they have already
conducted CCT studies to re-optimize once following the compliance date
for LCRI, continue to meet OWQPs designated by the State, and continue
to operate and maintain their existing OCCT. The reasons cited by these
commenters include that re-optimization takes extensive study and
review and systems need to focus on other aspects of the rule and that
it could become a paperwork exercise as systems are only able to
control things at the entry point to the distribution system. Some
commenters asked the EPA to provide States discretion to require
systems to re-optimize OCCT even if they meet the criteria in Sec.
141.81(a)(1)(i), (a)(2)(i), and (a)(3)(i) because the system might not
be truly optimized or the treatment might not be effective at
addressing lead or copper issues at that particular system. Some
commenters did not support this change in the proposed LCRI and wanted
the EPA to continue to require systems to re-optimize after action
level exceedances, unless the State has determined after a full and
carefully documented consideration that re-optimization is not needed.
The reasons cited by the commenters include that EPA's rationale
assumes that the water system and the State properly identified the
single optimal CCT for the system in the one re-optimization process.
The commenters also noted that the EPA's rationale describing that
repeated action level exceedances may result from factors other than
the performance of CCT is at odds with the EPA's rationale for setting
the action level at 0.010 mg/L, which is supported by data as being
generally representative of OCCT.
The EPA agrees in part with commenters who supported removing the
requirement to re-optimize OCCT in certain instances. The EPA also
agrees with commenters who support providing States with discretion to
require systems to re-optimize even if they meet the criteria in Sec.
141.81(a)(1) through (3). The EPA finalized the requirements in Sec.
141.81(a)(1) through (3) and added language to each section clarifying
that the State may require a system to re-optimize under Sec.
141.82(h). The EPA agrees that under some circumstances, treatment
could be re-evaluated and adjusted, and States are in the best position
to determine whether a system must re-optimize. As discussed in the
preamble to the proposed LCRI, States have the ability in LCRR to
require re-optimization under Sec. 141.82(h), which allows for the
State to modify treatment decisions for OCCT and re-optimized OCCT. The
EPA has added clarifying language in Sec. 141.81(a)(1) through (3)
that the State can require a system to re-optimize under the existing
provision in Sec. 141.82(h). The State can modify its decision for
either OCCT or the OWQPs for OCCT. Under Sec. 141.82(h), States can
require a system to conduct a CCT study to support modification of the
existing treatment. Water systems or other interested parties can also
request a modification of the determination of OCCT with supporting
documentation under this section of the rule. For the final LCRI, the
EPA made edits to Sec. 141.81(a)(1) through (3) to clarify that States
have the discretion to require systems to re-optimize under Sec.
141.82(h).
The EPA added a re-optimization requirement in the final LCRI for
systems that exceed the lead action level after completing the removal
of all lead and GRR service lines and have no lead status unknown
service lines remaining in their inventory (Sec. 141.81(a)(1)(iii),
(a)(2)(iii), and (a)(3)(iii)). The EPA added the requirement for
systems that have removed all lead and GRRs service lines that
subsequently exceed the lead action level to re-optimize because the
EPA expects that after removing the most significant source of lead in
drinking water, optimal corrosion control may change and systems may
need to adjust their CCT once the most significant source of lead has
been removed following study of corrosion control. While this long-term
treatment change would also be covered by the requirements in Sec.
141.81(h), there could be situations where the scaled-back CCT leads to
an action level exceedance and the need for that OCCT to be re-
optimized. Therefore, the EPA made this change for the final LCRI in
partial response to commenters by trying to balance the need for the
realities of re-optimizing CCT and the need for re-optimization during
and after service line replacement given competing system requirements
and the changes in the distribution system. This is similar to the
requirement in Sec. 141.81(f) for systems deferring OCCT while
completing a LSLR program within five or less years.
The EPA disagrees in part with commenters who want the EPA to
continue to require systems to re-optimize unless the State has
determined after a full and carefully documented consideration that re-
optimization is not needed. Under this provision, eligible systems will
have already performed two optimizations, their initial optimization
and the re-optimization under LCRI, which includes specific benchmarks
that must be evaluated. The EPA anticipates repeating the same steps
using the same tools more than once after the LCRI compliance date in
systems with LSLs is unlikely to produce different results. Water
systems with LSLs completing their replacement program may only qualify
for this provision if they have already re-optimized once after the
compliance date for LCRI, continue meeting their OWQPs designated by
the State, and continue to operate and maintain their OCCT. Systems
that experience a long-term change in treatment or source water must
notify the State, and the State may require additional monitoring or
take other actions, such as treatment studies, to ensure water systems
maintain minimal levels of corrosion control in the distribution
system. In addition, as discussed above, the EPA also included a
requirement in the final LCRI for systems that have replaced all lead
and
[[Page 86506]]
GRR service lines to re-optimize again if they exceed the lead action
level, in addition to the ability for States to require systems re-
optimize under Sec. 141.81(h).
As noted in the proposed LCRI, the EPA recognizes that there may be
some instances where systems may be unable to meet the proposed lowered
lead action level of 0.010 mg/L because tap water lead levels can be
influenced by other factors. As discussed in the proposed LCRI, lead
level variability at individual sites can occur due to water use
patterns and physical disturbances of pipes causing particulate
release. Elevated lead levels due to these factors may not reflect the
performance of CCT. The resources of systems that have already
evaluated the CCT options under the re-optimization process would be
better devoted to other mitigation activities (e.g., conduct public
outreach and make filters available for systems with multiple lead
action level exceedances) rather than repeating the same steps.
d. Deferred OCCT
Many commenters supported the proposed OCCT deferral option if a
system removed 100 percent of service lines within five years, but
others expressed concern that the option required systems to replace
portions of lead or GRRs service lines that are beyond their control,
which would conflict with the requirements under SDWA.
To address the confusion about replacing lines beyond the control
of the water system the agency is clarifying the final rule language at
Sec. 141.81(f) to confirm that systems must conduct full replacement
of all lead and GRR service lines to be eligible and that no lead, GRR,
or unknown service lines remain in the system's service line inventory
at the end of the five-year-or-less period (Sec. 141.81(f)(1)(iii)).
The OCCT deferral option is a compliance alternative for systems that
have or can obtain access to all lead, GRR, and unknown lines; nothing
in the rule requires systems to exercise this option.
Instead, the EPA strongly encourages systems that would like to
exercise this deferral option to work to obtain control to replace each
lead and GRR service line in order to take advantage of this provision.
The EPA recommends systems identify ways to address some of the
potential challenges typically associated with service line
replacement, including obtaining access to a customer's property where
consent is required and overcoming potential funding and financing
barriers to complete customer-side replacements. Potential strategies
could include community outreach to promote the service line
replacement program to increase participation. While neither SDWA
section 1412 nor the LCRI require water systems to pay for customer-
side replacements (see section IV.B.4 of this preamble), the EPA also
encourages systems to pursue financing to remove 100 percent of service
lines within five years or less. For example, some systems utilizing
this OCCT deferral option will no longer need to conduct the mandatory
pipe rig/loop study, which the EPA estimates to cost between $308,000
and $377,000 depending upon the complexity of the study, if they
complete 100 percent service line replacement within the five-year-or-
less period (USEPA, 2024a, chapter 4, section 4.3.3). Those systems may
be able to allocate the funds that would have been used for pipe rig/
loop studies to replace customers' portions of lines instead, similar
to what the City of Madison, Wisconsin did regarding potential avoided
sewage costs for phosphorus removal if orthophosphate had to be added
for corrosion control (Sandvig et al., 2008).
The EPA also received comments questioning whether the proposed
regulatory language ``within five years'' only applied to systems
completing their programs in five years or would also apply to systems
completing those programs in less than five years. Other commenters
expressed concerns about a system's ability to replace lines on a
schedule less than five years. The EPA also received comments that were
concerned whether a water system could use the full five-year period to
avoid optimizing or re-optimizing OCCT during that period when it is
feasible for them to complete 100 percent service line replacement in
less than five years.
The EPA agrees with commenters that ``within five years'' is
somewhat ambiguous and could create implementation confusion or be
unnecessarily limiting to only apply to systems completing their
programs in five years. For the final LCRI, the EPA is clarifying that
the requirement encompasses systems completing 100 percent service line
replacement in five years or less by modifying the regulatory text at
Sec. 141.81(f)(1)(i)(A) and (B) to read ``in five years or less''
instead of ``within five years.'' This approach is consistent with the
EPA's rationale at proposal. Specifically, the five-year timeframe is
based on the time it would take for a system to construct and conduct a
pipe rig/loop study, make a treatment recommendation based on that
study, and install and operate the State-approved OCCT (88 FR 84937,
USEPA, 2023a). The results of a pipe loop study may no longer be
applicable following 100 percent replacement of lead and GRR service
lines. The EPA anticipates that there will be greater health benefits
from replacing all lead and GRR services line in five years or less
compared to if the system were required to complete the CCT steps and
take longer than five years to complete LSLR, because a significant
source of lead will be removed from the system (see section IV.F.1.a of
this preamble). Like systems completing their LSLR program in five
years, systems completing their programs in less than five years would
be less far along in the optimization/re-optimization process. The
costs to conduct a pipe rig/loop study would be best used to accelerate
the LSLR program.
With respect to the concern that water systems may use the full
five years even if it is feasible for the system to complete 100
percent service line replacement in less than five years, the State
must set a faster replacement rate if feasible (Sec. 142.16(d)(6)) and
the agency does not intend for the deferral option in Sec. 141.81(f)
to supersede a determination that it is feasible for a system to
complete replacement in less than five years. Accordingly, the EPA
revised the regulatory language for the final LCRI to specify how
systems with a replacement timeframe of less than five years will be
required to proceed under this option and how to calculate their annual
replacement rate to ensure the systems meet their shorter replacement
deadline. Systems must replace their lead or GRR service lines in less
than five years if the State determines that a replacement deadline of
less than five years is the fastest rate feasible or if they have less
than five years left to complete their replacement program, based on
their applicable mandatory replacement deadline.
This clarification necessitated additional changes to the
regulatory text at Sec. 141.81(f) to ensure this provision, as whole,
was consistent throughout the rule and consistent with a parallel
requirement for shortened service line replacement program deadlines,
at Sec. 141.84(d)(5)(v). In addition, these changes make the OCCT
deferral option more workable for systems and States. For systems that
can replace lead or GRR service lines in less than five years, the
mandatory minimum annual replacement rate percentage to achieve 100
percent replacement at the end of their five-year-or-less period would
not be 20 percent. Therefore, the EPA changed the 20 percent mandatory
minimum annual replacement rate to an annual replacement rate in
[[Page 86507]]
Sec. 141.81(f)(1)(ii) based on the total number of years for
replacement in Sec. 141.81(f)(1)(i). This corresponds with and gives
meaning to the modification clarifying that systems completing 100
percent service line replacement in less than five years will need a
different minimum annual rate to add up to 100 percent. This will make
it easier for systems to adopt a mandatory minimum annual replacement
rate depending on their replacement program and LSL inventories. For
example, systems removing 100 percent of their service lines in four
years must do so at an annual minimum rate of 25 percent of those
service lines each year, compared to a system completing service line
replacement in three years at a minimum annual rate of 33 percent of
service lines each year, barring the need to replace lines faster, as
provided in the requirements at Sec. 141.81 and discussed below.
As discussed in section IV.B.6 of this preamble, the EPA recognizes
that some water systems will be able to replace service lines faster
than the 10-year replacement deadline, such as systems that have few
lead and GRR service lines. The EPA identified multiple water systems
that have completed or are expected to completely replace all lead or
GRR service lines within five years (USEPA, 2024d), which corresponds
to a 20 percent or greater annual replacement rate. The EPA expects
that these types of systems may elect to use this OCCT deferral option.
The EPA also anticipates this option being used by systems that are
replacing their lines at an annual rate less than 20 percent, but could
exceed the lead action level later in their service line replacement
program. Therefore, these systems may be able to feasibly replace at
least 20 percent of their remaining lead and GRR service lines
annually.
Further, to make this deferral option more consistent with the
service line replacement provisions at Sec. 141.81(f)(4) and provide
States with the ability to monitor and ensure system compliance, the
EPA revised the provision to require that systems provide written
documentation to the State about the number of lead and GRR service
lines replaced. In addition, to ensure that systems' service line
replacement programs maximize public health protection and avoid the
need for a system to allocate limited resources to conduct a pipe rig/
loop study to install or re-optimize OCCT when a system's service line
composition is changing, the final rule clarifies that systems must
complete their service line replacement program as fast as is feasible
at Sec. 141.81(f)(1)(i). This text also helps to clarify that the
requirement for systems on a shortened service line replacement
deadline at Sec. 141.81(f)(1)(i)(C) applies for systems availing
themselves of this deferral option, but in a way that is consistent
with the requirements of Sec. 141.81(f)(1). Since the maximum length
of the replacement program under Sec. 141.81(f) is five years and all
lead and GRRs service lines must be replaced, different annual
replacement rates must be applied to these systems than those under
Sec. 141.84(d)(5). The EPA also added dates and reference points
mirroring other parts of the proposed and final LCRI service line
replacement and inventory requirements to make this provision clearer
and more implementable.
e. Long-Term Source or Treatment Change
The EPA also received comments stating the language in Sec.
141.81(h) on notification requirements for upcoming long-term change in
treatment or source is confusing. In the proposed LCRI, language from
Sec. 141.90(a)(3) under the 2021 LCRR was moved to Sec. 141.81(h) as
it relates to the notification and approval requirements before a long-
term treatment change or addition of a new source. The proposed LCRI
changed some of the 2021 LCRR language and made an inadvertent error
stating that actions could be required to ensure that the system
maintains minimal levels of corrosion control rather than to ensure the
system will operate and maintain optimal corrosion control treatment.
To reduce confusion, in the final LCRI, the EPA has reverted back to
the 2021 LCRR language related to OCCT in Sec. 141.81(h) and has
included the examples of long-term treatment changes in Sec. Sec.
141.90(a)(4) and 141.81(h) to ensure these examples are considered
long-term treatment changes.
3. Final Rule Requirements
The EPA is finalizing most CCT requirements as proposed, except for
clarifying some regulatory text in light of public comments received.
In addition, the EPA is making some changes to the OCCT deferral option
for systems that can complete 100 percent replacement of full lead and
GRR service lines in five years or less at a minimum annual rate in
response to comments raising questions about eligibility requirements
and how this option would be implemented by systems and States, among
others. The EPA is also including a requirement for systems without
lead and GRR service lines to re-optimize again if they exceed the lead
action level after completing their service line replacement program.
The final LCRI requires water systems that exceed the action level
to optimize or re-optimize their OCCT. Consistent with the proposal for
LCRI, the EPA is eliminating the 2021 LCRR trigger level and finalizing
revisions to expedite when States can approve an existing CCT
modification for re-optimization under Sec. 141.81(d)(1)(iv). Systems,
depending on their size, must either conduct treatment studies or
consult with the State to determine the most appropriate treatment
steps. The EPA is maintaining the 2021 LCRR requirement in Sec.
141.82(g) for continued operation and maintenance for OCCT and re-
optimized OCCT for all systems, including consecutive systems.
The EPA is also finalizing the requirement that large and medium
systems with LSLs that must optimize or re-optimize OCCT, and cannot
meet the existing treatment modification or the five-year or less
replacement of all lead and GRR service lines requirements in Sec.
141.81(d)(1)(iv) or (f), will need to conduct a mandatory harvested
pipe rig/loop study (Sec. 141.81(d)(1)(i) and (e)(1)(i)). Under the
final LCRI Sec. 141.82(c)(3), small systems would not be required to
conduct a harvested pipe rig/loop study, unless required to do so by
the State.
In addition, the EPA is finalizing the requirements at Sec.
141.81(a)(1)(i)(A), (a)(2)(i)(A), and (a)(3)(i)(A) that systems with
lead and GRR service lines must only re-optimize once after the
compliance date of the rule if they meet the following criteria listed
in of Sec. 141.81(a)(1)(i) and (ii), (a)(2)(i) and (ii), and (a)(3)(i)
and (ii) of the rule: the system has already once re-optimized OCCT,
currently meets OWQPs designated by the State, continues to operate
OCCT, and the State is not requiring re-optimization under Sec.
141.82(h). The EPA also included a requirement under Sec. 141.81(a)(1)
through (3) for systems that have completed their service line
replacement program and have no lead, galvanized requiring replacement,
or lead status unknown service lines remaining in their inventory to
re-optimize again if they exceed the lead action level. In addition,
the EPA also added Sec. 141.81(a)(1)(ii), (a)(2)(ii), and (a)(3)(ii)
to ensure it is clear that States have the discretion to require
systems to re-optimize based on Sec. 141.82(h).
The EPA is finalizing the OCCT deferral option for systems that can
remove all lead and GRR service lines in five years or less at Sec.
141.81(f). For the final LCRI, the EPA is clarifying some regulatory
text from the proposal, and adding some associated requirements for the
OCCT deferral
[[Page 86508]]
option for systems that can complete lead and GRR service line
replacement in five years or less. These changes address concerns
raised by commenters that systems could use the full five years to
avoid optimizing or re-optimizing OCCT when it is feasible for them to
complete 100 percent service line replacement in fewer than five years
(see Sec. 141.81(f)(1)). For a more in-depth discussion of the final
LCRI requirements for the OCCT deferral option, please see section
IV.F.2.d of this preamble.
The EPA is finalizing the revisions to the existing treatment
modification that States can allow without an additional CCT study
under Sec. 141.81(d)(1)(iv) for re-optimization for some systems. The
EPA is finalizing the revisions under Sec. 141.81(a)(2) that medium
systems with CCT (except those that meet Sec. 141.81(b)(3)) need to
demonstrate OCCT by meeting OWQPs (as discussed in section IV.G of this
preamble). The EPA is also finalizing other non-substantive textual and
structural changes, as proposed, that streamline and clarify the rule
language in order to improve implementation of the requirements. For
example, the EPA has reverted back to the 2021 LCRR language related to
OCCT in Sec. 141.81(h) and has included the examples of long-term
treatment changes in Sec. Sec. 141.90(a)(4) and 141.81(h) to ensure
these examples are considered long-term treatment changes.
4. Lead Action Level and Trigger Level
a. Rationale and Proposed LCRI Revisions
In the 1991 LCR, the EPA set the action levels for lead and copper
at 0.015 mg/L and 1.3 mg/L, respectively. As discussed in section
IV.F.1 of this preamble, the EPA introduced lead and copper action
levels in the LCR as a tool to limit the number of PWSs that would need
to complete a detailed CCT demonstration and/or install OCCT. The EPA
stated that its selection of values for the action levels ``reflects
EPA's assessment of a level that is generally representative of
effective corrosion control treatment and [it] is therefore, useful as
a tool for simplifying the implementation of the treatment technique''
(56 FR 26490, USEPA, 1991). In 1991, the EPA evaluated treatment data
from 39 medium size systems without LSLs and 11 with LSLs and selected
a 90th percentile lead level of 0.015 mg/L that was ``generally
representative'' of OCCT, while acknowledging that some systems may not
be able to achieve that level. Not only is there no precise level of
lead and copper at the tap that reflects application of effective CCT
in water systems nationally, but the EPA further noted that CCT
demonstration studies ``cannot be expected to predict the precise lead
and copper levels at the tap'' and that ``relying solely on laboratory
studies to predict the effectiveness of corrosion control treatment
would not indicate the levels of lead or copper at taps'' (56 FR 26486,
USEPA, 1991). Accordingly, the EPA relied on tap sampling data to
characterize CCT performance for reducing lead and copper levels at the
tap.
Under the LCR, systems serving 50,000 persons or fewer systems
demonstrated they were optimized by meeting the action level of 0.015
mg/L as the level generally representative of effective corrosion
control treatment. Systems serving over 50,000 persons were required to
conduct a detailed demonstration of OCCT regardless of 90th percentile
levels unless they measured 90th percentile lead levels below the PQL
of 0.005 mg/L and were deemed optimized. As noted in section III.C of
this preamble, the EPA introduced the lead trigger level of 0.010 mg/L
in the 2021 LCRR to prompt water systems to take proactive actions
prior to an action level exceedance, including studying and/or re-
optimizing OCCT. Additionally, systems of any size with CCT are
required under the 2021 LCRR to re-optimize if they exceed the action
level.
For the LCRI, the EPA proposed to eliminate the lead trigger level
and lower the lead action level to 0.010 mg/L. These changes were
proposed to address priorities identified in the LCRR review, including
reducing the complexity of the rule and re-evaluating options to
consolidate the action level and trigger level, as well as feedback the
EPA heard during the development of the proposed LCRI (86 FR 71578-
71579, USEPA, 2021b). As described in the proposed LCRI preamble, the
EPA evaluated the trigger level with respect to complexity,
implementation, and the public communication challenge associated with
two lead levels. Additionally, the EPA considered lowering the lead
action levels in the context of other proposed changes in the LCRI,
including service line replacement irrespective of lead levels and a
revised tap sampling protocol designed to better characterize lead
levels in drinking water (88 FR 84939, USEPA, 2023a).
In the proposed LCRI preamble, the EPA evaluated potential lead
action levels of 0.015 mg/L, 0.010 mg/L, and 0.005 mg/L (88 FR 84939-
84942, USEPA, 2023a). The EPA considered several factors when selecting
the proposed lead action level of 0.010 mg/L. Specifically, the EPA
selected an action level of 0.010 mg/L as the preferred alternative at
proposal because it is supported by past CCT performance data as being
generally representative of OCCT when adjusted for the LCRI tap
sampling protocol. The EPA found that the ability of systems to limit
the corrosivity of water in the distribution system has greatly
improved over the past 30 years of LCR implementation and that more
recent data supports a lower level as being a more appropriate screen
for determining which small systems and medium systems without CCT are
required to conduct a detailed OCCT demonstration, and for which all
systems with CCT, including large systems, are required to re-optimize.
The EPA also considered factors affecting technical feasibility that
the action level concept is intended to address for the purposes of
making the CCT treatment technique feasible (see section IV.F.1 of this
preamble). These factors include the administrative burden on water
systems required to install or re-optimize OCCT after a lead action
level exceedance, the availability of technical experts to support CCT
implementation, and the technological limitations of reliably measuring
lead levels (i.e., the PQL) (88 FR 84941-84942, USEPA, 2023a). These
technical feasibility considerations are in addition to the agency's
evaluating requirements for the CCT treatment technique in the context
of other actions that would be required by systems in the LCRI,
including service line replacement.
b. Summary of Comments and the EPA's Response
i. Lead Action Level
The EPA received a range of comments on the value for the lead
action level. Many commenters supported reducing the lead action level
to 0.010 mg/L stating that it is a reasonable level for evaluating CCT
and would prompt more water systems to take actions to reduce lead
levels. Other commenters disagreed and stated that the EPA should
maintain the current lead action level at 0.015 mg/L. Some of these
commenters indicated that the EPA did not demonstrate in the proposal
that water systems can reliably achieve 0.010 mg/L and that the
requirements are not feasible, specifically when combined with the
proposed changes to the tap sampling protocol, sample site tiering, and
90th percentile calculation instructions. Other commenters supported a
[[Page 86509]]
reduction in the lead action level but stated that the EPA must reduce
the level to 0.005 mg/L or lower, citing public health benefits that
would result from actions taken at lower levels and stating that there
is no safe level of lead in drinking water. The EPA also received
comments that disagreed with the agency's analyses used to support
proposing a lower action level of 0.010 mg/L and not 0.005 mg/L,
including that the EPA used past CCT performance data that does not
reflect how effective CCT can be, stating that systems have not been
trying to reduce lead and copper levels in drinking water to ``as low
as possible'' under the LCR, and that the CCT requirements in the LCR
do not reflect advances in corrosion control science. Additionally, a
few commenters stated that the EPA must use a different percentile
other than the 90th percentile to compare against the action level.
Specifically, some stated that the EPA must use a higher percentile
(e.g., 95th, 98th, 99th) or a maximum level because doing so would
result in more systems having action level exceedances and therefore be
required to take actions. They added that the 90th percentile allows
lead levels to be higher than the action level at more individual sites
than a higher percentile would and noted that the water system is not
required to take action at those sites. Another commenter stated that
the EPA should use a measure of central tendency (e.g., median) because
the 90th percentile is too conservative in the context of other risk
reduction measures in the LCRI including public education and LSLR.
The EPA disagrees with commenters who stated that the EPA must set
the lead action level at a level that is ``reliably achievable'' by
water systems. These commenters misconstrue the function and purpose of
the lead action level. The action level is used to evaluate CCT, and it
is set at a level that the EPA determined is generally representative
of optimized CCT such that the overall treatment technique for CCT is
feasible in accordance with SDWA section 1412(b)(7)(A). The action
level is not independently evaluated for feasibility. The action level
is one element of the treatment technique. The EPA evaluates the
entirety of the treatment technique (i.e., CCT) for feasibility. Based
on the plain reading of the statutory requirements for determining the
feasibility of a treatment technique, the action level supports the
agency's feasibility determination for CCT (see section IV.F.1 of this
preamble) but it is not required to meet the feasibility standard at
SDWA section 1412(b)(7)(A) on its own. For further discussion see the
regulatory history section on feasibility in section III.D.3 of this
preamble.
Additionally, water systems are not required to achieve the action
level under the LCRI; the action level is not an MCL and serves a
different purpose than an MCL. Notably, the action level is not a
health-based level and it does not determine the compliance status of a
system like an MCL does. If a system fails to meet the action level
either initially or after the installation of treatment, the system is
not in violation of the rule providing the water system complies with
the CCT requirements (e.g., CCT has been optimized or re-optimized). It
is for the same reason that the EPA disagrees with commenters who
stated that the EPA must set the action level to a level as close to
the MCLG of 0 mg/L as feasible. As discussed in detail in section IV.A
of this preamble, the EPA established a treatment technique rule for
lead and copper because it is not ``economically or technologically
feasible to ascertain the level of the contaminant'' (42 U.S.C. 300g-
1(b)(7)(A)). The action level is not an MCL and is not required to
adhere to the statutory standard applied to MCLs.
The EPA notes that there were comments both for and against the
EPA's proposed action level of 0.010 mg/L. For the final LCRI, the EPA
is setting the lead action level at 0.010 mg/L. The EPA considered
several factors when selecting its proposed lower lead action level of
0.010 mg/L. The EPA's primary consideration was the finding that an
action level of 0.010 mg/L is supported by past CCT performance data as
being generally representative of OCCT. More recent and higher quality
lead data are available from over 30 years of implementing LCR, which
allowed the EPA to reassess which level is generally representative of
OCCT using data from systems with CCT. The EPA disagrees with
commenters who argued that past CCT performance data do not reflect
effective CCT in part because systems were not required under the LCR
to reduce lead levels to ``as low as possible.'' The EPA reasoned that
90th percentile lead levels from systems with CCT, collected through
LCR reporting, is the best available data for determining a revised
action level. As discussed in section IV.F.1 of this preamble, while
CCT is effective at reducing lead and copper levels in drinking water,
there are other secondary effects of treatment which may prevent a
water system from reducing lead levels to ``as low as possible'' with
CCT, including that the treatment could lead to increased levels of
other compounds which are also public health risks. The EPA defines
OCCT as the ``best'' treatment technique for the purposes of this rule
(see SDWA section 1412(b)(4)(D)) as ``corrosion control treatment that
minimizes the lead and copper concentrations at users' taps while
ensuring that the treatment does not cause the water system to violate
any National Primary Drinking Water Regulations'' (Sec. 141.2). When
the State evaluates the CCT studies and sets OWQPs, they are required
to do so in a manner to reduce lead and copper concentrations as low as
technically possible while ensuring compliance with other NPDWRs.
Historical data from systems with CCT collected through LCR reporting
reflect real world conditions that account for protecting public health
from other contaminants in addition to lead and copper. Specifically,
systems that have installed OCCT under the LCR are controlling
corrosion to reduce lead and copper concentrations accounting for the
unique characteristics of their water system, such as water chemistries
and other potential contaminants.
Furthermore, these commenters did not offer alternative data for
the EPA to consider, nor detail how the EPA should account for how lead
and copper concentrations at the tap would differ based on if the LCR
had included a different set of requirements (e.g., a different
definition of OCCT in Sec. 141.2). Additionally, it is not possible
for the agency to predict how lead and copper levels would be different
based on theoretical studies. As noted in the 1991 LCR, ``relying
solely on laboratory studies to predict the effectiveness of corrosion
control treatment would not indicate the level of lead or copper at
taps'' (56 FR 26486, USEPA 1991). More recent literature shows that
theoretical predictions may not align with real-word conditions. For
example, Tully et al. (2019) evaluated model predictions of LSL systems
and found that 13 out of 22 systems evaluated did not follow model
predictions of scale formation and lead release, demonstrating the
importance of pilot studies to evaluate and optimize CCT and
corresponding tap sampling for demonstrating performance. Therefore,
the EPA used 90th percentile lead levels from systems with CCT,
collected through LCR reporting, for determining a revised action level
and to inform a determination of OCCT feasibility because it is the
best available data.
To inform the selection of the lead action level, the EPA
identified a 90th percentile lead level that is generally
representative of OCCT. As discussed in section IV.F.1 of this preamble
the
[[Page 86510]]
action level is not based on a precise statistical evaluation of
treatment at all systems. Rather, the EPA considered 90th percentile
lead levels reported to the EPA's Safe Drinking Water Information
System (SDWIS) over the years 2012-2020 for community water systems (of
all sizes) with known LSL and CCT status (i.e., information on whether
a system has LSL sites and whether the system has installed CCT). For
the final LCRI, the EPA updated the number of evaluated systems from
6,529 in the proposal to 6,551 systems (see USEPA, 2024a, chapter 3,
sections 3.3.3-3.3.5 for how the agency determined LSL and CCT status
and lead 90th percentile values for these systems). While the agency
considered data from all systems with known CCT and LSL status, the
data from systems with CCT installed is particularly relevant in
identifying a level generally representative of OCCT. The available
lead 90th percentile data were collected using the tap sampling
protocol and tiering criteria in the LCR. Contrary to the suggestion of
some commenters, in selecting a lower action level, the EPA took into
account that changes to the tap sampling protocol and site selection
criteria in the LCRI will likely affect some water systems' 90th
percentile lead levels. To account for the differences in the tap
sampling requirements under the LCR and the LCRI, the EPA developed
adjustment ratios. The EPA developed an adjustment ratio using first-
and fifth-liter tap sample data from the State of Michigan to account
for the LCRI requirement for LSL systems to collect both first- and
fifth-liter samples and use the higher value to calculate the 90th
percentile. An analysis of LCR compliance data in Slabaugh et al.
(2015) that compared lead 90th percentile values from samples collected
from all LSL sites to lead 90th percentiles from samples collected from
both lead and non-LSL sites was used to develop an adjustment ratio to
account for the requirement introduced in the 2021 LCRR and retained in
the final LCRI that LSL systems collect all samples from LSL sites
where possible. The reported 90th percentile values were multiplied
with the adjustment ratios to estimate what the values would be if they
were collected in accordance with the LCRI. This adjustment accounts
for changes in the sampling protocol and tiering and this methodology
has the benefit of being applicable to a large set of data to evaluate
a level of generally representative OCCT. The action level analysis
conducted in the LCRI is more robust than what was available to the
agency when it first selected a lead action level of 0.015 mg/L (56 FR
26484, USEPA, 1991). See the final LCRI Economic Analysis (USEPA,
2024a, chapter 3, section 3.3.5) for additional details about the
multiplier approach and the associated uncertainties.
The EPA categorized the 6,551 systems based on combinations of LSL
and CCT status using their highest 90th percentile lead level (as
adjusted for the LCRI sampling protocol) reported over the 2012 to 2020
analysis period to estimate the percentage of systems at or below the
potential lower action levels (``Analysis of reported 90th percentile
values from 2012-2020 for final LCRI.xlsx'' in the LCRI docket). The
EPA specifically evaluated 0.015 mg/L, 0.010 mg/L, and 0.005 mg/L
because they correspond to the LCR lead action level, the 2021 LCRR
lead trigger level, and the lead PQL, respectively. Their estimates are
presented in Exhibit 2 by LSL and CCT status.
Exhibit 2--Percent of Systems by LSL and CCT Status With Lead Levels at or Below Potential Lead Action Levels
Adjusted for the Final LCRI Sampling Protocol
[2012-2020]
----------------------------------------------------------------------------------------------------------------
P90 \2\ <= P90 \2\ <= P90 \2\ <=
LSL and CCT status (number of systems) \1\ 0.015 mg/L (%) 0.010 mg/L (%) 0.005 mg/L (%)
----------------------------------------------------------------------------------------------------------------
No LSLs/CCT (2,062)............................................. 95 92 82
LSLs/CCT (1,277)................................................ 73 60 38
No LSLs/No CCT (2,731).......................................... 95 91 78
LSLs/No CCT (481)............................................... 80 64 37
----------------------------------------------------------------------------------------------------------------
\1\ Data from 6,551 community water systems with known CCT and LSL status. See ``Analysis of reported 90th
percentile values from 2012-2020 for final LCRI.xlsx'' in EPA-HQ-OW-2022-0801.
\2\ Systems categorized based on their highest lead 90th percentile (P90) value reported (SDWIS 2012-2020).
When accounting for the final LCRI sampling requirements, the EPA
estimates between 60 and 92 percent of the 6,551 systems evaluated are
at or below the revised action level of 0.010 mg/L (Exhibit 2). The EPA
notes that while up to 82 percent of non-LSL systems with CCT are
estimated to be at or below 0.005 mg/L, only 38 percent of the
evaluated systems with LSLs are expected to be at or below that level.
This is far below half of the 1,227 LSL systems with CCT that the EPA
evaluated. Therefore, 0.005 mg/L is not generally representative of
OCCT, particularly for LSL systems. The EPA also discussed in the LCRI
proposal how the action level cannot be set below the lead PQL of 0.005
mg/L, which represents the limitations of reliably measuring lead
levels (88 FR 84942, USEPA, 2023a). The EPA received comments which
agreed that the action level should not be set lower than the lead PQL.
The EPA also received comments requesting the agency re-evaluate if
0.005 mg/L should remain the PQL for lead. See section IV.E.2.i of this
preamble for further discussion of the PQL and the public comments
received.
The EPA acknowledges that a higher percentage of systems are
estimated to meet the previous action level of 0.015 mg/L (i.e., 73 to
95 percent); however, a large and generally representative number of
systems can also meet 0.010 mg/L and therefore, it is also technically
possible for systems to meet an action level of 0.010 mg/L as part of
the treatment technique for CCT. Additionally, while the action level
is not an MCL, an action level of 0.010 mg/L would trigger more systems
into detailed optimization demonstrations or re-optimization than an
action level of 0.015 mg/L and will likely contribute to a greater
reduction in lead levels at those systems, thereby supporting more
public health benefits that can be realized through CCT. Because the
EPA finds that both 0.010 mg/L and 0.015 mg/L are technically possible
for systems based on the data, the EPA cannot maintain an action level
of 0.015 mg/L. Given the best available and most recent information,
0.015 mg/L would
[[Page 86511]]
not support the greatest level of health protection to the extent
feasible for the CCT treatment technique compared to 0.010 mg/L.
Additionally, because the EPA is removing the lead trigger level in the
LCRI, a lead action level higher than 0.010 mg/L would result in CCT
requirements applying for systems at higher lead levels relative to the
2021 LCRR (see section III.E of this preamble for the agency's anti-
backsliding analysis).
Furthermore, a lead action level of 0.010 mg/L is supported by the
available data. As noted in the proposal, the EPA acknowledges that
when the agency selected 0.015 mg/L as the action level in the 1991
LCR, a small percentage of LSL systems with CCT in the dataset were
able to meet this level. However, at that time, the EPA acknowledged
the limitations of the available data including the small sample size
(e.g., 39 systems without LSLs and 11 systems with LSLs), and
challenges of ``extrapolating generalized estimates of treatment
performance . . . which are collected from relatively few, like-sized
systems operated under relatively favorable natural water quality
conditions'' (56 FR 26491, USEPA, 1991). Also, the EPA noted that the
systems evaluated for the LCR were not yet attempting to minimize lead
levels per the definition of OCCT in Sec. 141.2. For the LCRI, the
dataset to evaluate the action level is a much larger dataset compared
to the 1991 LCR dataset, comprised of 90th percentile values collected
under the requirements of the LCR, from systems of various sizes and
OCCT and LSL status and is informed by analysis of lead samples that
are all collected at LSL sites and a dataset from the State of Michigan
that includes a similar sampling protocol as the LCRI. Therefore, this
recent larger dataset is of higher quality than the 1991 LCR dataset
for selection of the action level in LCRI, and the EPA finds that 0.010
mg/L is reasonably representative of lead levels that can be achieved
in systems after they install OCCT.
The EPA also disagrees with commenters indicating that the EPA must
use a different statistic to compare against the action level. In 1991,
the EPA chose a 90th percentile statistic to simplify the LCR's
requirements. Specifically, the EPA had considered using a 95th
percentile but chose a 90th percentile value so that systems would not
be required to perform a more complex calculation based on the results
of the monitoring. For example, the 95th percentile of 30 samples is
the 28.5th highest sample result whereas the 90th percentile is the
27th highest result. Additionally, water systems have decades of
experience using and calculating 90th percentile values and submitting
that information to States.
For these same reasons, the EPA does not agree that a measure of
central tendency should be used in the rule. While the commenter claims
that CCT efficacy can be evaluated through a central tendency
statistic, changing the metric for evaluating CCT efficacy after over
30 years for implementation would likely cause confusion and
compatibility issues with past datasets. Retaining a 90th percentile
statistic maintains consistency, which enhances implementability.
Furthermore, as discussed in section IV.F.1 of this preamble and in
this section, an action level of 0.010 mg/L based on a 90th percentile
supports the technical feasibility of the CCT treatment technique.
The EPA also disagrees with using a maximum lead value (i.e., the
highest collected sample) for comparison with the lead action level.
Using a maximum value against the action level would mean that a single
sample would prompt an action level exceedance. As discussed in section
IV.A of this preamble, lead and copper levels at the tap are highly
variable due to a variety of factors and a single tap sample at a
single site is not necessarily representative of conditions in the
system. As described in section IV.F.1 of this preamble, the purpose of
the action level is to evaluate the CCT of the system. Therefore, using
a single sample to prompt systemwide actions would not be appropriate.
The EPA notes that commenters suggesting a higher percentile state
that doing so would result in more action level exceedances. In the
LCRI, the EPA is finalizing requirements that will result in more
action level exceedances relative to the LCR, including reducing the
lead action level to 0.010 mg/L and new tap sampling protocol and
tiering requirements. The EPA has considered the feasibility of the CCT
treatment technique as a whole in the context of these changes (see
section IV.F.1 of this preamble). Additionally, the agency disagrees
with commenters who assert that water systems are not required to take
actions when a percentage of collected samples are higher than the
level used for the action level (i.e., up to 10 percent of samples in a
90th percentile). The LCRI includes requirements at both individual
sites and systemwide that are not dependent on the 90th percentile
level. For example, water systems are required to conduct Distribution
System and Site Assessment at sites exceeding 0.010 mg/L including when
the system's 90th percentile is at or below the lead action level (see
section IV.H of this preamble). Additionally, water systems are
required to conduct public education independent of the water system's
90th percentile lead levels, such as providing information to consumers
at all sites that are sampled regardless of the individual lead result
(see section IV.J.4.b of this preamble) and including information about
lead in the CCR (see section IV.O.1.c of this preamble). And
importantly, under the LCRI, water systems must now also conduct lead
and GRR service line replacement regardless of tap sample results (see
section IV.B of this preamble).
ii. Additional Factors Supporting Selection of the Lead Action Level
The EPA also received comments on the anticipated benefits and
tradeoffs of a lower action level, including for public health and
administrative burden on systems and States. Some commenters supported
an action level of 0.010 mg/L but noted that the lower action level
will increase the number of systems required to conduct CCT actions,
thereby increasing the burden on States and water systems. Some of
these commenters expressed concern with reducing the action level below
0.010 m/L, citing technical challenges including the administrative
burden on systems and States and the need to consider resources to
implement other aspects of the rule including service line replacement.
The commenters believed these issues would be exacerbated if the EPA
selected an action level of 0.005 mg/L. Some noted factors such as the
lack of national CCT expertise. Several States provided information
about burden estimates for their States and impact to their operating
budget for CCT requirements if the EPA were to decrease the action
level to 0.005 mg/L. Some commenters disagreed, stating that because
there is no safe level of lead, the public health benefits should be
considered over any administrative burden or lack of expertise. A few
commenters indicated that the EPA must base its determination of an
action level based on what is both affordable for large metropolitan
systems and technically possible to achieve and base a determination on
every single water system, and that the EPA may not consider
administrative burden or availability of technical experts as factors
under the statute for selecting an action level. The commenters noted
that even if there are concerns about the capacity of smaller water
systems to study and install CCT, small systems are permitted to select
an alternative compliance option besides CCT.
[[Page 86512]]
The EPA disagrees with commenters that the agency cannot consider
factors such as administrative burden, availability of technical
experts, and other technical factors in selecting the action level. In
section IV.F.1 of this preamble, the EPA discussed the factors that
impact technical feasibility, and how the agency introduced the concept
of the action level, among other requirements, such that the CCT
treatment technique is feasible in accordance with SDWA section 1412.
The EPA is not evaluating the feasibility of the action level as an
independent component, but rather in the context of the treatment
technique as a whole (see section III.D.3 of this preamble). For the
LCRI, the EPA considered technical challenges including administrative
burden, availability of national experts, and the technological
limitations of reliably measuring lead levels when selecting an action
level that supports the overall feasibility of the CCT treatment
technique. The final LCRI clarifies how the agency evaluated these
factors consistent with the statutory feasibility standard (see section
IV.F.1 of this preamble). The EPA disagrees that only large systems,
compared to other size systems, must be considered for the purposes of
determining what is feasible. While SDWA legislative history and case
law specifies that a NPDWR must be affordable ``relative to a large
regional or metropolitan water system,'' there is no such limitation
for determining what is technically possible; and therefore, the best
interpretation of the statute is the EPA should evaluate what is
``technically possible'' relative to all size systems. See section
III.C of this preamble for the background on statutory authority and
discussion of feasibility.
For the LCRI, the EPA considered the administrative burden on
systems and States with respect to a lower action level, specifically
for smaller systems that lack the technical resources of large systems
and require additional State input and technical assistance. As
discussed in section IV.F.1 of this preamble, the EPA found that
requiring all water systems to study and install OCCT without
considering their tap levels would ``impose an unworkable
administrative burden on States'' (56 FR 26492, USEPA, 1991). This was
particularly compelling for small and medium systems because of the
technical challenges many of those systems may face meaning they
``generally will require the most extensive input from States in
evaluating, selecting, and overseeing implementation of optimal
corrosion control treatment'' (56 FR 26492, USEPA, 1991). Therefore,
State capacity to provide this input and support to water systems
affects the feasibility of the CCT treatment technique for water
systems.
For the LCRI, the EPA used data from the 6,551 water systems of all
sizes with known CCT and LSL status and reported 90th percentile values
in SDWIS from 2012-2020 (see Exhibit 2) to select 0.010 mg/L as a level
that is generally representative of OCCT as the lead action level. To
further inform whether the selected level of 0.010 mg/L supports the
action level's purpose of addressing the technical feasibility of the
CCT treatment technique, the EPA used the same data to estimate how
many CWSs are likely to exceed various potential action levels
nationally to demonstrate the estimated burden on systems and States
(see Exhibits 4.1 and 4.2, USEPA, 2024d).
CCT requirements may take systems several years to complete and
include multiple interactions with the State. The administrative burden
for the State includes activities, such as reviewing CCT study results,
setting OWQPs, and reviewing OWQP data (USEPA, 2024a, chapter 4,
section 4.4.3). Particularly for LSL systems, CCT studies can require
additional time and technical expertise (e.g., conducting pipe rig/loop
studies), which in turn will likely require additional State oversight.
The EPA estimated that a higher percentage of systems are estimated to
exceed 0.010 mg/L than 0.015 mg/L nationally, but it is not a
significant increase (see Exhibit 4.2, USEPA, 2024d). While this will
increase burden on systems and States relative to retaining an action
level of 0.015 mg/L, more benefits can be realized through more systems
evaluating and installing CCT. Conversely, the number of systems
expected to exceed 0.005 mg/L is almost double that of 0.010 mg/L and
triple that of 0.015 mg/L. Systems are expected to exceed in each
system size category, and the EPA expects the number of systems to
exceed 0.005 mg/L would exacerbate existing technical challenges for
both systems and States. Thus, lowering the action level beyond 0.010
mg/L could affect the State's ability to provide meaningful input to
individual systems and adequately oversee OCCT implementation statewide
and consequently impact the technical feasibility for water systems.
Based on updated data and over 30 years of LCR implementation
experience, the EPA finds that while a lead action level of 0.010 mg/L
will increase the burden on water systems relative to 0.015 mg/L, that
burden is technically possible to the extent feasible to support the
EPA's determination that the CCT treatment technique is feasible in
accordance with SDWA (see section IV.F.1 of this preamble).
As discussed in the LCRI proposal, the EPA also considered that the
significant State resources required to oversee OCCT studies and
implementation could affect the State's ability to oversee other
proposed requirements in the LCRI (88 FR 84942, USEPA, 2023a).
Specifically, the EPA is concerned that if the agency sets the action
level at a level that may not be generally representative of OCCT
(e.g., 0.005 mg/L), that too many water systems would be required to
conduct a detailed demonstration to determine OCCT, which would impact
their ability to reduce lead levels through service line replacement
and other actions under the rule due to competing resources, and that
this could result in less public health protection overall. For
example, if a significant number of small water systems were
simultaneously required by the State to conduct CCT studies and take
other actions associated with an action level exceedance, it could
strain State resources to simultaneously oversee requirements for full
lead and galvanized service line replacements, which are the most
significant source of lead in drinking water, where present. The EPA
estimates that a higher percentage of systems with LSLs (both with and
without CCT) nationally, will exceed each of the action levels
evaluated as compared to those without LSLs, and may require additional
technical assistance (Exhibit 4.1., USEPA, 2024d). This is especially
compelling at 0.005 mg/L because the EPA has estimated that 0.005 mg/L
is not generally representative of OCCT, particularly for systems with
LSLs (see Exhibit 2). Therefore, water system resources would be better
directed towards reducing lead levels through service line replacement,
and therefore, achieving greater health protection, rather than
attempting to optimize or re-optimize OCCT when above 0.005 mg/L
because it may not lead to a reduction in lead levels for system who
are optimized above 0.005 mg/L. Conversely, almost twice the percentage
of the systems with LSLs and CCT in Exhibit 2 meet 0.010 mg/L compared
to 0.005 mg/L, so there is a higher potential for lead reduction in
systems optimizing or re-optimizing OCCT when above 0.010 mg/L. The EPA
notes that regardless of the value of the lead action level, States
will also have an increased level of administrative burden in the
[[Page 86513]]
final LCRI relative to the current rule due to requirements for water
systems to conduct service line replacement along with other additional
public education requirements (USEPA, 2024a, chapter 4, sections 4.4.4
and 4.4.6). Additionally, while large systems are typically more
technologically sophisticated and have access to more resources than
small and medium systems, there will be large systems with LSLs that
will need to conduct pipe rig/loop studies as a result of the rule.
Commenters representing States and water systems have noted that few
States and systems have experience with these types of complex studies,
which likely will also require additional oversight (see section IV.F.1
of this preamble for discussion of CCT study requirements).
In the proposed LCRI, the EPA discussed the national availability
of technical experts as an additional factor to consider in setting the
action level in terms of how the action level prompts systems to
conduct detailed demonstrations of OCCT (88 FR 84942, USEPA, 2023a).
The EPA is concerned that constraints on the availability of expertise
would pose significant challenges if the action level were reduced to
0.005 mg/L. The EPA notes that some States and water systems indicated
that lack of technical expertise was one reason why the agency should
not lower the action level to 0.005 mg/L. As discussed in section
IV.F.1 of this preamble, small systems are unlikely to have in-house
experts to design corrosion control optimization and may lack staff
with relevant experience in installing and operating OCCT. The ability
to hire outside experts is limited by national availability. The EPA
received comments offering suggestions for actions the EPA can take to
incentivize additional training of CCT experts. However, the commenters
did not explain how this gap could be addressed by the LCRI rule
compliance date. The EPA notes that knowledge of relevant chemistry
alone is usually not sufficient to perform comprehensive CCT studies
and operation. Experts typically rely on knowledge gained through
practical on-the-job experience that cannot otherwise be replicated.
The EPA anticipates that systems and States would encounter challenges
acquiring this technical expertise, if too many systems are
simultaneously conducting CCT evaluations, such as with an action level
of 0.005 mg/L.
The EPA notes that some States provided their own estimates of
administrative burden based on action level exceedances in public
comments in support of these considerations. One State noted that there
are 640 water systems in their State subject to lead and copper
sampling. They noted that there have been 117 action level exceedances
since 2013 (18.3 percent of systems), but that if the action level were
0.005 mg/L, almost half of their water systems would have been required
to study and install CCT. They also noted that CCT requires higher
certification levels for operators and additional on-going training.
Another State indicated that a lower action level would require more
systems to conduct detailed OCCT demonstrations and thereby increase
the need for State interaction by two to five times depending on the
final action level, thus requiring additional staff and increases to
State operating budget for CCT requirements alone. Specifically, they
stated that a decrease in the action level to 0.005 mg/L would lead to
a six percent increase in their personnel and indirect cost budget that
would require additional funding. As discussed in section IV.F.1 of
this preamble, the action level construct is intended to address the
technical challenges associated with CCT. The EPA has determined that
an action level of 0.010 mg/L would support the treatment technique for
CCT, in addition to other elements of this treatment technique, in
meeting the feasibility standard at SDWA section 1412(b)(7)(A). For the
reasons discussed above, the EPA has determined that if the agency set
the action level at 0.005 mg/L, the action level would not function as
intended to address the described technical challenges in a way that
makes the CCT treatment technique feasible. The EPA has considered
these additional factors relating to technical feasibility and for the
reasons described above is revising the action level to 0.010 mg/L and
not 0.005 mg/L, and is not retaining the LCR action level of 0.015 mg/
L.
Removal of Lead Trigger Level
The EPA received comments indicating almost universal support for
removing the lead trigger level. Commenters generally agreed that the
trigger level increased the rule complexity and some noted the
confusion of explaining two separate lead levels to the public.
For the final LCRI, the EPA is removing the lead trigger level. The
EPA introduced the lead trigger level in the 2021 LCRR to take certain
actions including optimizing or re-optimizing OCCT, replacing LSLs, and
educating or notifying the public. The purpose of the trigger level was
to prompt proactive actions including conducting CCT studies, re-
optimizing OCCT, and conducting goal-based LSLR to prepare for a more
rapid response should they later exceed the lead action level (88 FR
84939, USEPA, 2023a). The EPA agrees with commenters that the trigger
level increased the complexity of the rule and that explaining the
purpose and function of trigger level would likely be challenging for
water systems and confusing to the public. The EPA also notes the
redundancy of several of the actions in LCRI, including the new
requirement for water systems to conduct mandatory lead and galvanized
service line replacement regardless of lead levels, with actions that
would have resulted if the agency kept the trigger level from the 2021
LCRR.
Separate Action Level for Public Education
In the proposed LCRI, the EPA requested comment on whether the
agency should use a different action level to trigger public education
activities compared to CCT. Many commenters disagreed with the concept
of establishing a separate action level for public education, with some
noting that it would increase complexity of the rule. However, many
commenters also emphasized that the action level is not a health-based
level and that the MCLG is set at 0 mg/L, while citing the health
benefits of public education at lower levels. One commenter supported
the selection of 0.010 mg/L as an appropriate level to prompt CCT
evaluation but supported selection of a lower level for water systems
to be required to conduct public education activities for that reason.
The EPA agrees that establishing a separate action level for public
education would increase the complexity of the rule. In the final LCRI,
the EPA is finalizing a single lead action level at 0.010 mg/L. The EPA
agrees with commenters that the action level is not a health-based
level but rather is set at a level that is generally representative of
OCCT. The EPA noted in the LCR that while water system actions
including CCT are expected to reduce lead drinking water levels,
``there are situations where elevated lead levels will persist at
consumers' taps during or even after these efforts'' (56 FR 26500,
USEPA, 1991). For the LCRI, the EPA requires the use of the action
level for some systemwide public education activities but has added new
requirements that are intended to strengthen the public education
requirements. These include clear statements that there is ``no safe
level of lead'' in public education materials, and additional public
education requirements that are not associated with the action level
that are intended
[[Page 86514]]
to reduce exposure to lead in drinking water. Public education
requirements that are not triggered by a lead action level exceedance
include information about lead in the CCR, notification of lead, GRR,
and unknown service lines, and notification of tap sample results.
These communications include information on the health effects of lead
and steps consumers can take to reduce exposure. See section IV.J.1 of
this preamble for a discussion of the feasibility of the public
education treatment technique and sections IV.J.4 and IV.O.1 of this
preamble for a discussion of the final LCRI public education and CCR
requirements, respectively.
c. Final Rule Requirements
For the LCRI, the EPA is finalizing the lead action level of 0.010
mg/L. The EPA is also finalizing the revision to remove the lead
trigger level of 0.010 mg/L that was previously introduced in the 2021
LCRR, such that there is a single level used to prompt water system
actions in the final rule for LCRI. For discussion about the specific
CCT, public education, and tap sampling requirements that water systems
will be required to follow based on lead action levels, see sections
IV.F.2, IV.F.3, IV.J, and IV.E of this preamble, respectively.
G. Water Quality Parameter Monitoring
1. Rationale and Proposed LCRI Revisions
Water quality parameters (WQPs) are an important component of the
treatment technique for CCT because they are monitored to gauge CCT
implementation to ensure its continued effectiveness. WQPs can include
pH, alkalinity, orthophosphate, and silicate. OWQPs are the values of
the WQPs that are associated with optimized or re-optimized OCCT.
Systems must monitor WQPs at taps and at entry points to the
distribution system for pH and, when applicable, alkalinity,
orthophosphate, silica, and any additional parameter set by the State.
Under Sec. 141.87, the proposed LCRI would require all systems
with OCCT serving 10,001 to 50,000 persons to monitor for WQPs
regardless of the lead and copper levels, except those systems whose
90th percentile lead level is at or below the PQL of 0.005 mg/L, in
accordance with Sec. 141.81(b)(3). This proposed change would increase
the number of water systems conducting WQP monitoring. Systems serving
greater than 50,000 persons are already required to monitor for WQPs
regardless of lead and copper levels, unless deemed optimized under
Sec. 141.81(b)(3). By extending this requirement to all water systems
with OCCT serving greater than 10,000 persons, any changes in WQPs
could be evaluated more quickly to determine if re-optimizing OCCT is
warranted; this could reduce the time needed for water systems serving
between 10,001 and 50,000 persons to evaluate and optimize OCCT under
the LCRI. The EPA proposed to maintain the authority for States to
require any system, including a system serving 10,000 persons or fewer,
to monitor WQPs more frequently and/or with more parameters beyond the
minimum requirements of the rule.
Also, the proposed LCRI clarified that States can designate
additional WQPs to determine the effectiveness of CCT (i.e., in
addition to pH or an orthophosphate residual). While this requirement
was included in the LCR (and maintained in the LCRR) under Sec.
141.82, the proposed LCRI revisions were intended to clarify the
implementation of this already available option by including the
designation of State-specified parameters in the list of required
parameters under Sec. 141.87.
The proposed LCRI did not change the 2021 LCRR requirement to add
WQP monitoring sites to the sites that must be sampled by a system in
each WQP monitoring period when those sites are sampled as a result of
activities under DSSA in Sec. 141.82(j). The purpose of keeping these
new sites in the monitoring pool, until the pool is at least twice the
number of minimum monitoring sites required under Sec.
141.87(b)(1)(i), is to ensure that sites with previous high lead levels
are fully benefitting from installed CCT.
2. Summary of Public Comments and the EPA's Responses
The EPA received comments recommending the EPA require WQP
monitoring for more systems, such as requiring all systems, regardless
of CCT status, to conduct WQP monitoring. The EPA disagrees with
requiring systems without OCCT installed to monitor for WQPs because
the purpose of monitoring for WQPs is to ensure optimal operating
parameters for CCT. Monitoring for WQPs in systems without OCCT would
have little benefit since there would be no State-approved parameters
that would represent the optimal range for CCT performance as developed
through a prerequisite CCT study; therefore, there would be no baseline
parameters for comparison. Another commenter requested that small
systems be required to continue WQP monitoring once they have started,
such as following a lead action level exceedance. The EPA recognizes
that continuous WQP monitoring can be beneficial for some small systems
with OCCT by offering more frequent feedback regarding their CCT
implementation. Therefore, in the LCRI, the EPA has maintained the
authority for States to require small systems with or without
designated OWQPs to start or continue WQP monitoring beyond the minimum
requirements of the rule (Sec. 141.87(b)(4)(iv) and (b)(3)(iii),
respectively). However, the EPA disagrees with requiring small systems
to continue to conduct WQP monitoring regardless of lead levels due to
the limited resources of small systems. WQP monitoring and compliance
lead and copper tap sampling are two methods for monitoring OCCT. To
balance the trade-off between monitoring and burden, all small systems
are required under the LCRI to continually monitor lead and copper
through tap sampling (see section IV.E of this preamble). In
comparison, only those small systems with CCT with the most concerns of
high lead or copper levels, by exceeding a lead or copper action level,
are required to monitor WQPs under LCRI (Sec. 141.87(b)(4)(ii)).
Additionally, any system with individual sites exceeding the action
level must add those sites to the ongoing list of locations monitored
for WQP parameters (Sec. 141.87(b)(1)(i)). Under LCRI, small systems
that are allowed to stop WQP monitoring and subsequently restart must
sample at the list of locations that includes added sites, thus
offering added public health protection to ensure that installed CCT is
reaching all sites within the distribution system. Lastly, since not
all small systems will need to install CCT following an ALE, such as
those opting for small system flexibility, continued WQP monitoring
would cause undue burden on those systems which, due to a lack of WQP
baseline based on designated CCT, receive no benefit from WQP
monitoring. The WQP monitoring requirements for small systems in the
final LCRI allow small systems to prioritize limited resources for
determining whether WQPs are within designated OWQP ranges in a way
that is technically possible for these size systems in contrast to
larger systems and ensure protection of public health by prioritizing
small systems with the highest lead and copper concerns.
The EPA received comments stating that calcium, conductivity, and
temperature should be re-added to the list of required parameters for
WQP monitoring for the reason that these parameters have the potential
to affect lead release. The 2021 LCRR removed
[[Page 86515]]
calcium carbonate stabilization as an option for CCT and therefore, the
requirement to monitor associated WQPs related to calcium hardness
(i.e., calcium, conductivity, and temperature) were also eliminated. In
the 2021 LCRR, the EPA agreed with commenters that said calcium
carbonate stabilization has not been shown to be an effective corrosion
control treatment strategy (USEPA, 2020e). The EPA continues to agree
there is a lack of support in the available literature for the use of
calcium carbonate stabilization in reducing tap lead levels. For LCRI,
the EPA is incorporating the 2021 LCRR determination to remove calcium
carbonate stabilization as an option for CCT and excluding calcium,
conductivity, and temperature from WQP monitoring. As described in the
preamble to the 2021 LCRR, systems that have State-designated OCCT
based on calcium carbonate stabilization can continue to rely on the
designated treatment, including monitoring of any State-designated
parameters in addition to the minimum rule requirements (86 FR 4230,
USEPA 2021a). However, as calcium carbonate stabilization is no longer
an option for OCCT as finalized in the 2021 LCRR, systems that exceed
the action level may not re-optimize using calcium carbonate
stabilization. With the removal of the treatment option, calcium,
conductivity, and temperature are not relevant for most systems and
requiring monitoring of these parameters is unnecessary. The EPA also
received comments to streamline and simplify the list of required
parameters, further supporting the EPA's decision to not add previously
removed parameters.
The EPA received comments on the requirement at Sec.
141.87(b)(1)(i) for systems to add WQP monitoring sites to the standard
minimum number of sites required to be sampled during each WQP
monitoring period when those sites were sampled for WQP parameters
under the DSSA. These commenters cited concerns that this requirement
could result in a continuously changing minimum sampling pool and
increase overall rule complexity for systems. The EPA disagrees with
removing this requirement because the relatively few number of sites
that could be added as a result of monitoring under DSSA is technically
possible for systems and a reasonably ensures that the public health
protection associated with ensuring OCCT is fully implemented
throughout the distribution system. The standard number of monitoring
sites for WQPs ranges from one site for systems serving 500 or fewer
persons to 25 sites for systems serving greater than 100,000 persons.
The maximum possible number of required monitoring sites is 50, which
the EPA finds to be technically possible for the largest systems. The
additional number of added sites is capped at not more than twice the
minimum number of sites per system size. Therefore, the EPA is
retaining the 2021 LCRR requirement to require systems to conduct
ongoing sampling at added sites to monitor OCCT implementation at sites
in the distribution system with past elevated lead levels. The EPA
disagrees that the minimum sites would be continuously changing or
overly complex for systems since sites are only added as a result of
DSSA, and changes to the monitoring pool require a State determination
to switch out sites for newer ones that can better assess effectiveness
and/or remove sites during sanitary survey evaluation of OCCT Sec.
141.82(j)(1)(ii)(B).
The EPA also received comments requesting that WQP monitoring
generally play a larger role in the rule, such as being used to assess
CCT in place of lead and copper tap sampling. The EPA disagrees that
WQP monitoring should be used in lieu of lead and copper tap sampling
because the agency continues to find that both lead and copper tap
sampling and WQP monitoring must be used to evaluate CCT performance in
accordance with the LCRI requirements for systems. Tap sampling and WQP
monitoring provide systems and States with different data points that
are critical to inform different aspects of CCT. WQP monitoring
provides data to evaluate if OCCT is implemented with sufficient levels
of corrosion control throughout the distribution system. Lead and
copper tap sampling offers direct data about OCCT effectiveness;
namely, the levels of the contaminants for which corrosion is being
controlled. Thus, the EPA maintains that WQPs alone are not sufficient
for evaluating OCCT performance for any system, and that lead and
copper tap sampling continues to be a necessary component of the LCRI
and NPDWRs for lead and copper to evaluate CCT.
The EPA also received comment requesting systems be required to
make WQP monitoring results publicly available to increase system
transparency and public accountability. The EPA disagrees that making
WQP monitoring results publicly available would result in meaningful
benefits for public awareness and education because interpreting WQP
results requires technical and system-specific knowledge of the CCT as
designed. Communicating to the public-at-large how to interpret WQP
monitoring data would require additional information and potential
technical support. More relevant to consumers is information about
whether the system has met their designated OWQP range; systems with
more than nine OWQP excursions, that is, WQP readings outside the
designated range, in a monitoring period must issue a Tier 2 public
notification in accordance with Sec. 141.203 and must report the
violation in their CCR. Thus, the EPA finds that the burden on systems
to make WQP results publicly available in a meaningful way along with
the necessary context for interpretation of the results would outweigh
the potential benefits.
Commenters requested that systems be required to collect additional
information under WQP monitoring to better inform them about their CCT,
including by monitoring for WQP parameters at taps more frequently,
such as monitoring for WQPs during each tap sampling period or
increasing WQP monitoring at taps to quarterly. Commenters also
recommended additional monitoring requirements for WQP parameters in
untreated source water (i.e., at the point of water intake). The EPA
does not agree to changes to WQP monitoring at taps because the LCRI
requires systems to sample at a regular frequency throughout the
monitoring period for consistent and continuous monitoring of WQPs and
to reflect seasonal variability of source water quality (Sec.
141.87(a) through (c)). While CCT is designed to account for seasonal
variability, sampling for WQPs at one point in time does not offer
information about CCT implementation at another point in time.
Unanticipated interactions between seasonal factors, source water
quality, and CCT implementation can result in WQP excursions even when
previous samples fall within OWQP ranges. The LCRI also continues to
require the addition of monitoring sites when systems sample sites
under Distribution System and Site Assessment, with a maximum number of
sites twice the standard minimum required (Sec. 141.87(b)(1)(i)).
These requirements ensure that system monitoring is prioritized by
establishing sampling sites and a sampling frequency that targets
information collection most beneficial to monitoring OCCT
implementation. The EPA has also previously heard in public comments
for the LCRR review that conducting distribution system sampling of
WQPs within homes is difficult, particularly because certified samplers
are required. The EPA does not agree that benefits from further
increasing the WQP tap
[[Page 86516]]
sampling requirements will outweigh the additional burden of in-home
sampling. Lastly, the EPA does not agree that mandatory monitoring for
WQP parameters at the water intake is necessary to ensure proper
implementation of OCCT because OCCT is designed to alter the
composition of treated water. WQPs in untreated water are neither an
indication of corrosivity in the finished water, nor an indicator of
the effectiveness of OCCT implementation. Independently, system
operators may choose to monitor water at the point of intake to assist
implementation of OCCT, but the EPA does not agree that such monitoring
should be required of all systems with OCCT. The EPA agrees that
switching source water can raise issues with OCCT; therefore, the LCRI
requires systems with an upcoming addition of new source water or long-
term change in treatment to notify States and to resume standard
monitoring for lead and copper (Sec. Sec. 141.90(a)(4) and
141.86(c)(2)(iii)(G), respectively). This allows States to modify
designated CCT, as necessary.
3. Final Rule Requirements
The final LCRI requires all medium systems with OCCT to continually
monitor WQPs, with an exception for medium systems whose 90th
percentile lead level is at or below the PQL of 0.005 mg/L, in
accordance with Sec. 141.81(b)(3). In the final rule, large and medium
systems (systems serving greater than 10,000 persons) with OCCT are
required to conduct WQP monitoring, and small systems serving 10,000 or
fewer persons with OCCT must conduct WQP monitoring after exceeding the
action level. The final rule maintains the 2021 LCRR provision that
provides State authority to set additional WQPs beyond those specified
in the rule, and to require any system with OCCT to conduct WQP
monitoring more frequently and/or for more parameters than those
required by the rule.
The final rule also incorporates the 2021 LCRR requirements for
systems with OCCT conducting WQP monitoring for DSSA under Sec.
141.82(j) (formerly known as ``find-and-fix'') to add those sites to
the WQP monitoring sampling pool. Systems are not required to add DSSA
sites if the number of sites in the sampling pool is at least twice the
standard minimum number of samples. See section IV.H of this preamble
for further discussion on DSSA requirements.
H. Distribution System and Site Assessment
1. Rationale and Proposed LCRI Revisions
In the 2021 LCRR, the EPA introduced the ``find-and-fix'' provision
for the first time in a lead and copper NPDWR to potentially identify
the cause of and actions to address localized elevated lead levels in
drinking water. More specifically, this provision requires water
systems to collect follow-up tap samples at sites where lead levels
exceed 0.015 mg/L under the LCRR tap sampling. The 2021 LCRR requires
water systems to collect follow-up lead tap samples no more than 30
days after they receive the results of the sample that exceeds 0.015
mg/L. The water system must also sample at a new WQP site that is on
the same size water main in the same pressure zone and located within a
half mile of the location with the action level exceedance within five
days of receiving the sample results. Small water systems without CCT
have up to 14 days to collect the samples. Water systems must also
attempt to determine the cause of the exceedance and propose an action
or a ``fix'' to address the cause of the exceedance. Further, States
have six months to approve any action recommended by a system or
require the system take an alternative action.
For the LCRI, the EPA proposed to maintain the requirement for
systems to collect follow-up tap samples at sites that exceed the lead
action level, specified as 0.010 mg/L. The EPA heard concerns in the
LCRR review and stakeholder engagements held to inform the agency's
development of the proposed LCRI that the term ``find-and-fix'' is an
inaccurate title for this section and should be changed because it
implies the water system will or be able to implement the ``fix'' in
all cases (USEPA, 2023i). For example, one stakeholder commented on how
the cause of the lead level could be a premise plumbing issue that the
water system may not be authorized to ``fix.'' Recognizing that the
``fix'' to address the exceedance may be outside of the control of the
water system, among other potential implementation challenges, the EPA
proposed to rename this section, ``Distribution System and Site
Assessment'', to more accurately reflect these requirements. Consistent
with the EPA's proposed change to the lead action level for the LCRI,
systems would be required to conduct the DSSA requirements for any
sampling site that exceeds 0.010 mg/L.
In addition, the EPA proposed to clarify the requirements under the
2021 LCRR for assessing CCT under Step 1 at Sec. 141.82(j)(1).
Specifically, the EPA proposed that systems would be required to
identify a DSSA WQP sample location within a half-mile ``radius'' of
each site with a test result above 0.010 mg/L. The 2021 LCRR required
sample locations be within a half-mile of the location with an action
level exceedance of 0.015 mg/L. The proposal added ``radius'' and
clarified the lead action level of 0.010 mg/L.
The proposed LCRI also maintained the requirement from the 2021
LCRR that systems serving 10,000 persons or fewer without CCT can have
up to 14 days from the date they receive sample results above the
action level to take WQP samples in the distribution system as opposed
to the other systems serving more than 10,000 persons that only have 5
days (Sec. 141.82(j)(1)).
2. Summary of Public Comments and the EPA's Responses
The EPA received comments noting concern for the number of systems,
especially small systems, that would be triggered into this requirement
from individual tap samples exceeding 0.010 mg/L. Commenters requested
that States be provided discretion to forego this requirement for small
systems if the underlying cause of the action level is clear by
evaluating monthly reporting. Other commenters noted the DSSA
requirement should be triggered by a lower level of lead, such as the
PQL. The EPA disagrees that States should be provided discretion to
forego the DSSA requirements. Identifying sources of lead in drinking
water is a critical component to mitigating lead and improving public
health protection. Also, a system may not exceed the lead action level,
but can still have 10 percent of tap samples above 0.010 mg/L and it is
important to understand whether it is a localized problem or is due to
water quality issues in the distribution system. To reduce the burden
of the DSSA requirements the EPA is maintaining the 2021 LCRR provision
that caps the number of distribution system WQP sites in response to
DSSA requirements that must be added to twice the minimum number of
required WQP sites. The final LCRI also removes requirements for WQP
monitoring for systems without CCT. In addition, the EPA is maintaining
the provision that systems in the process of optimizing or re-
optimizing do not need to submit treatment recommendations to the State
as they are already undergoing treatment processes to reduce lead
exposures in drinking water.
[[Page 86517]]
The EPA received comments requesting that the DSSA WQP monitoring
be scaled back from the requirements proposed in LCRI. Some commenters
suggested States should be given discretion to require when systems
take DSSA actions. The EPA disagrees with scaling back DSSA WQP
monitoring actions beyond the proposed requirements or leaving the
decision to the State because the EPA finds that all of the current
requirements are necessary to evaluate elevated levels of lead. As
described in the 2021 LCRR, the intent of the required WQP sample for
water systems with CCT is to help determine if CCT is optimized, if
additional WQP sites are needed, and/or if WQPs set by the State are
being met (86 FR 4235; USEPA 2021a). However, the EPA notes the DSSA
requirement includes provisions that address some concerns raised by
commenters. The minimum number of required sites ranges from 1 to 25
sites, therefore doubling leads to a range of 2 to 50 sites as the
maximum. This is less than the required number of monitoring sites for
total coliform in the distribution system; therefore, this requirement
is not requiring water systems to sample at a number of sites that they
have not already shown to be capable of handling. The proposed and
final rule language provides States with discretion to determine
whether these additional newer sites can better assess the
effectiveness of CCT once the system has reached the cap (Sec.
141.82(j)(1)(ii)(B)).
Other commenters requested that the rule clarify whether only
systems required to meet OWQPs to demonstrate OCCT would need to
potentially add new sites under DSSA requirements in Sec.
141.82(j)(1)(ii)(B). The addition of WQP sites under Sec.
141.82(j)(1)(ii)(B) only applies to systems required to meet OWQPs to
demonstrate OCCT. Therefore, the EPA revised the final DSSA rule
requirements to include a statement that systems without CCT do not
have to collect WQP data. These systems would not typically have OCCT
or any pH, alkalinity adjustment, or inhibitor addition processes.
Since they would not be adjusting these parameters in response to a
sample over 0.010 mg/L, the EPA expects WQP monitoring would be
unlikely to catch any short-term variations of these parameters in the
natural water quality, especially up to 14 days after the system
receives the tap sampling results. In addition, these systems would not
have any State-designated optimized WQPs to compare against new WQP
sampling results.
3. Final Rule Requirements
The EPA is finalizing the revision to rename this section,
``Distribution System and Site Assessment'' to more accurately reflect
these requirements. The EPA is finalizing the clarification under Step
1 for assessing CCT that requires water systems to take a DSSA WQP
sample at a location within a half-mile ``radius'' of each site with a
lead result above 0.010 mg/L. In addition, the EPA revised the final
LCRI to exclude small systems without CCT from conducting the WQP
monitoring under Step 1 of the DSSA process. These systems are still
required to conduct the other steps of the DSSA process.
I. Compliance Alternatives for a Lead Action Level Exceedance for Small
Community Water Systems and Non-Transient Non-Community Water Systems
1. Rationale and Proposed LCRI Requirements
In the 2021 LCRR, the EPA included alternative compliance options
for systems serving 10,000 or fewer persons and all non-transient non-
community water systems (NTNCWS) where a State or Tribe that has
primacy elects to adopt the alternative compliance provision. Systems
that exceed the lead trigger level must choose among four compliance
options: replace all lead service lines within 15 years, install and
maintain optimal CCT, install and maintain point-of-use treatment
devices at each household or building, or replace all lead-bearing
plumbing materials on a schedule specified by the State but not to
exceed one year. States seeking primacy are not required to adopt the
compliance alternative provision in which case systems must comply with
the requirements for OCCT and LSLR in the 2021 LCRR. While the EPA
previously determined that OCCT is an affordable technology for water
systems of all sizes (see section IV.F.1.a of this preamble) (USEPA,
1998b), small systems may still have technical difficulties
implementing this technology. The agency recognizes that it is often
difficult for smaller systems to find operators that have the advanced
skills to implement and maintain OCCT. Additionally, smaller systems
may face challenges retaining those operators once they have acquired
advanced skills. Because maintaining OCCT is an ongoing process and
finding and retaining skilled operators can be especially challenging
for very small systems (systems serving 3,300 or fewer persons), point-
of-use filtration and plumbing replacement options may be better
options for some systems. Operator turnover or poor oversight of OCCT
can reduce the effectiveness of the system's ability to prevent lead
corrosion, even resulting in increases of lead in drinking water
(USEPA, 2016b). Because of the challenges that small systems face in
implementing OCCT, point-of-use devices and plumbing replacements can
be effective alternative compliance technologies for small systems, and
therefore, the rule allows systems the option to seek State approval to
use one of them as an alternative to OCCT.
The EPA proposed in the LCRI to maintain a compliance flexibility
provision in Sec. 141.93 with some modifications. The EPA proposed to
lower the eligibility threshold for CWSs from those serving 10,000 or
fewer persons to 3,300 or fewer persons. Due to the proposed LCRI
requirement to replace all LSLs irrespective of lead levels, the EPA
also proposed to remove LSLR as an option for small system compliance
flexibility. The proposed LCRI compliance alternatives to OCCT include
installing and maintaining point-of-use devices or replacement of all
lead-bearing plumbing. If a system chooses, and a State approves the
point-of-use device compliance option, the system would be required to
provide, install, and maintain the device(s) in each household and each
building served by the water system, including monitoring one third of
the point-of-use devices each year, with all devices being monitored
within a three-year cycle. In addition, the system must provide public
education regarding how to use the device. If the system has control
over all plumbing in its buildings, and is not served by lead,
galvanized requiring replacement, or unknown service lines it may seek
State approval to implement the replacement of lead-bearing plumbing
compliance option. In that case, the water system would be required to
replace all plumbing that does not meet the definition as ``lead free''
on a schedule established by the State not to exceed one year.
In the LCRI, the EPA proposed to make these alternatives available
to CWSs serving 3,300 persons or fewer persons and all NTNCWSs that
have had an action level exceedance. This is because the EPA has
determined that the point-of-use device and replacement of lead-bearing
plumbing options are impractical for systems serving 3,301 to 10,000
consumers (88 FR 84878). If systems that request the use of an
alternative have OCCT, they would still be required to operate and
maintain it until the State determines, in writing, that it is no
longer necessary.
[[Page 86518]]
The EPA also proposed to consolidate the small system flexibility
provisions in Sec. 141.93 and remove cross-references to Sec. 141.93
in other rule sections (except for those in Sec. 141.90). This
approach comports with the EPA's goal in the 2021 LCRR review notice of
simplifying the rule and streamlining rule requirements. It also
recognizes that States seeking primacy for the LCRI are not required to
adopt the small system compliance flexibility provision. It will be
helpful for the small system flexibility provision in the Federal rule
to be separate and therefore severable from the remainder of the LCRI
because it would allow those States to incorporate the LCRI by
reference without the need for extensive revisions to the remainder of
the LCRI.
2. Summary of Comments and the EPA's Response
Some commenters agreed with maintaining small system flexibility
because of the financial, administrative, and economic challenges small
systems may face and how the LCRI addresses this by giving small
systems the option to choose either point-of-use device installation or
replacement of lead-bearing plumbing instead of re-optimizing OCCT. One
comment expressed concern that small system flexibility provisions
would be more burdensome as small systems would need more expertise to
implement the alternative compliance options. Another comment stated
that alternative compliance options are less stringent and that small
systems should still implement CCT and LSLR.
The EPA agrees with commenters supporting the inclusion of a small
system flexibility and disagrees that it would be a burden for small
systems to implement. Small CWSs and NTNCWSs tend to have more limited
technical capacity to implement complex treatment technique rules such
as the LCR (USEPA, 2011b). For instance, great expertise is needed for
systems to identify the OCCT and WQP monitoring to assure that lead and
copper levels are reduced to the extent feasible. The determination of
the OCCT is specific to each water system because it is based on the
specific chemistry of the system's source water and must be designed
and implemented to take into account treatments used to comply with
other applicable drinking water standards (56 FR 26487, USEPA, 1991).
System operators that do not already have it may be required to obtain
advanced certification to properly operate and maintain OCCT.
Many small CWSs face challenges in reliably providing safe drinking
water to their customers and consistently meeting the requirements of
SDWA and NPDWRs (USEPA, 2011b). Long-term compliance challenges affect
public health protection. Therefore, small system flexibility provides
small systems alternatives to CCT that may be more easily implementable
while still being effective in minimizing lead in water.
The EPA disagrees that the alternative compliance options would not
be as protective as OCCT. While the EPA has determined that CCT is a
feasible treatment technique for all system sizes, for systems serving
3,300 or fewer persons, the EPA determined point-of-use filtration and
replacement of all lead-bearing plumbing can be as effective as CCT in
minimizing exposure to lead in water for small systems (88 FR 84945,
USEPA 2023a; SDWA section 1412(b)(7)(A)).
Commenters provided feedback on the EPA's proposed eligibility
threshold for the small system flexibility alternatives. Some
commenters were in favor of the proposed threshold of 3,300. Other
commenters noted 3,300 was too high of a threshold for systems to
effectively implement the compliance alternatives. Some of these
commenters recommended a threshold closer to 500 persons. Other
commenters prefer a threshold of 10,000 as in the 2021 LCRR. One stated
justification for raising the threshold to 10,000 was that it
maintained the flexibility for systems that could implement the
alternatives and that systems would not implement the alternatives if
not feasible for them. Commenters also stated the EPA should not set a
threshold for CWSs as the agency did not set a size threshold for
NTNCWSs.
The EPA agrees with commenters that support a small system
threshold of 3,300 and agrees with commenters stating it is not likely
practical or effective for systems serving more than 3,300 persons to
implement the compliance options remaining after the removal of LSLR.
In addition, the point-of-use provision and the replacement of all
lead-bearing plumbing compliance alternatives are not easily
implementable by water systems serving over 3,300 persons. In the LCRI
proposal, the EPA described an example scenario in which a system that
serves 3,301 consumers would have to provide and maintain approximately
1,000 point-of-use devices (88 FR 84878, USEPA, 2023a). Every year, at
least 300 point-of-use devices would have to be monitored by the water
system, which would require a significant coordination effort and over
300 household visits by the water system. The burden required to
undertake this compliance alternative and implement it correctly would
be difficult for a water system serving more than 3,300 persons to
carry out given financial, administrative, and technical limitations.
To implement the replacement of lead-bearing plumbing, the system would
have to own or have access to replace all premise plumbing in the
residences and buildings they serve, which the EPA expects would be
highly unlikely for water systems serving over 3,300 persons. The final
small system compliance options are impractical for systems serving
more than 3,300 persons and will not likely be effectively implemented
as an alternative to OCCT as system size increases.
The EPA disagrees with commenters advocating for a lower
eligibility threshold in the LCRI, however, nothing in the LCRI
precludes States from using a lower eligibility threshold. The EPA
determined the small system alternatives could be effectively
implemented by systems serving up to (and including) 3,300 consumers.
Nevertheless, this may not be the case for some small systems, which is
also why the State must approve any small system alternative. For
instance, point-of-use devices have been recognized by the EPA as
effective and affordable variance technologies for water systems
serving up to 3,300 consumers (USEPA, 1998b). These treatment
techniques are as effective at lead risk reduction for this category of
systems as OCCT. For replacement of lead-bearing plumbing, for many
small systems serving 3,300 persons or under, it is more likely they
may control or have access to all the water infrastructure to make any
necessary replacements compared to systems serving more than 3,300
persons. In contrast, systems serving more than 3,300 persons are less
likely to face the same challenges with maintaining CCT than smaller
systems, but they would face more challenges in implementing a system-
wide point-of-use or plumbing replacement option than systems serving
3,300 or fewer persons that meets the requirements associated with
those options. Given those implementation challenges, for systems
serving more than 3,300 persons, unlike smaller-sized systems, these
options are unlikely to be as effective as OCCT. The EPA also disagrees
that CWSs should not have a threshold since NTNCWSs do not have a
threshold. NTNCWSs are much more likely to control their entire system
and the buildings they serve; therefore it is more likely that they can
effectively implement the small system flexibilities
[[Page 86519]]
when serving populations greater than 3,300 persons.
Some commenters expressed concern about the possibility of point-
of-use filters underperforming, potentially due to the unique water
chemistry of each drinking water system. Other comments expressed
skepticism that a filter program could be an adequate alternative to
OCCT. The EPA disagrees with commenters expressing concern that the
installation of point-of-use devices is not an effective alternative to
OCCT at systems serving 3,300 persons or less. As explained above,
because of the challenges that small systems face in implementing OCCT,
point-of-use devices can be an effective alternative compliance
technology for small systems. While the EPA recognizes that drinking
water chemistry does vary by system, the final LCRI has device
installation and maintenance requirements that water systems must
follow to ensure that point-of-use devices are consistently working
properly. For instance, the final LCRI requires that filters be
independently certified by a third party to meet the ANSI standard
applicable to the specific type of point-of-use unit to reduce lead in
drinking water. This is to ensure that filters are of an adequate
quality prior to installation. The LCRI also requires that the devices
must be maintained in accordance with the manufacturer's
recommendations to ensure the filter continues to be effective. This
can include ensuring filter cartridges are changed as appropriate and
resolving any operational issues. The devices must also include
mechanical warnings to inform the user if the device is having
operational problems. The final rule also includes regular testing
requirements to ensure the filters' continued efficacy. Specifically,
water systems must monitor one-third of all point-of-use devices every
year, such that every three years all installed devices will have
undergone monitoring (Sec. 141.93(c)(1)(iv)). The samples must be
taken after water passes through the POU device to assess the device's
performance. If any sample does exceed 0.010 mg/L, the water system
must notify the persons served by the POU device and/or building
management no later than one business day of receiving the tap sample
results. The system must then document and complete corrective action
within 30 days after the detected exceedance to ensure that filters are
back to adequately performing. In addition, the LCRI requires systems
that implement the point-of-use device option to provide instructions
upon delivery of the device to help ensure consumers use the devices
properly.
Commenters noted the challenge of notifying persons served by the
POU device and/or building management no later than 24 hours after the
results are received by the water system if the samples exceed the lead
action level, as proposed in the LCRI for systems utilizing the point-
of-use compliance option in Sec. 141.93(c)(1)(iv). The EPA agrees that
there are situations when the point-of-use monitoring results may be
challenging to provide within 24 hours, such as if results are received
over a weekend. Therefore, the EPA is revising the final LCRI to
require water systems conducting point-of-use monitoring under Sec.
141.93(c)(1)(iv) to provide notification to consumers within one
business day of receiving a sample that exceeds 0.010 mg/L instead of
24 hours as proposed. The EPA also notes the point-of-use devices are
required to include mechanical warnings to ensure consumers are
notified of operational problems under Sec. 141.93(c)(1)(iii).
Therefore, consumers would know if their point-of-use device is not
performing properly immediately, not just based on a sample result, and
can contact the water system and take other appropriate steps to
prevent exposure while the issue is addressed.
Commenters highlighted that some NTNCWS serve industrial facilities
that may use potable water for non-consumptive uses (i.e., cooling
water). In these cases, commenters suggested that premise plumbing
replacement that transports water not consumed by humans be exempt from
replacement because the water would not be consumed by humans and
therefore, allegedly, no humans would be exposed to lead from drinking
water. The EPA recognizes that there may be a diverse range of water
uses across NTNCWS, including for non-potable uses. The EPA provides
two alternative compliance options: point-of-use filters or the
replacement of lead-bearing plumbing. In this case, the NTNCWS could
choose the option to install point-of-use filters at every tap that is
used for cooking and/or drinking in non-residential buildings. A
commenter suggested that NTNCWS should be exempt from LSLR if it
installs point-of-use devices. The EPA disagrees with exempting NTNCWSs
from LSLR. As noted in the LSLR section (section IV.B), LSLs, when
present, are the most significant source of lead in drinking water, and
it is essential that they be replaced as quickly as feasible. LSLR
removes the source of lead exposure whereas point-of-use devices reduce
exposures to lead.
The EPA also received comments supporting strengthened public
education requirements to ensure people use point-of-use devices
appropriately. The EPA agrees with commenters that support requiring
public education to ensure proper use of point-of-use devices. In
addition to requiring public education along with point-of-use devices
that informs users how to properly use a point-of-use device, the EPA
is adding a new requirement in Sec. 141.93(c)(1)(v)(A) for the final
LCRI that public education materials must also meet requirements of
Sec. 141.85(a)(1)(ii) through (iv) that includes information on health
effects of lead, sources of lead, and steps the consumer can take to
reduce their exposure to lead in drinking water.
3. Final Rule Requirements
The EPA is finalizing revisions in the LCRI to lower the
eligibility threshold to CWSs serving 3,300 or fewer persons and all
NTNCWSs, and removing LSLR as a compliance option. The EPA is adding a
revision to Sec. 141.93(c)(1)(iv) in the final LCRI for the water
system to notify consumers, customers, and/or building management when
a point-of-use sample exceeds 0.010 mg/L within one business day
(rather than 24 hours). The final rule also finalizes the consolidation
of the small system flexibility provisions in Sec. 141.93 and removes
cross-references to Sec. 141.93 in other rule sections. In addition to
requiring public education along with point-of-use devices that informs
users how to properly use a point-of-use device, the EPA is adding a
new requirement in Sec. 141.93(c)(1)(v) for the final LCRI that public
education materials must also meet requirements of Sec.
141.85(a)(1)(ii) through (iv).
J. Public Education
1. Rationale and Feasibility of Public Education
Public education is one of the four components of the treatment
technique rule the EPA promulgated in 1991, in addition to LSLR, CCT,
and source water treatment (56 FR 26500, USEPA, 1991). As described in
section III.D of this preamble, in establishing treatment technique
requirements, the Administrator is required to identify those treatment
techniques ``which, in the Administrator's judgment, would prevent
known or anticipated adverse effects on the health of persons to the
extent feasible.'' 42 U.S.C. 300g-1(b)(7)(A). ``Feasible'' is defined
in section 1412(b)(4)(D) of SDWA as ``feasible with the use of the best
technology, treatment techniques and
[[Page 86520]]
other means which the Administrator finds, after examination for
efficacy under field conditions and not solely under laboratory
conditions, are available (taking cost into consideration).'' See
section III.D.3 of this preamble for discussion of how the EPA
considers feasibility.
Public education is effective for reducing lead exposure in
drinking water. In the 1991 LCR, the agency explained that while
actions such as CCT and LSLR will address a ``large portion of the lead
problem in drinking water,'' there are ``situations where elevated lead
levels will persist at consumers' taps during or even after these
efforts. In these cases, it will be important for consumers to take
actions in their homes (such as flushing tap water or replacing
fixtures) to reduce their exposures to lead'' (56 FR 26500, USEPA,
1991). Public education was not intended to substitute for the other
treatment techniques of the LCR, but rather to supplement and support
them. Public education, particularly when combined with other actions
and policies to reduce public health hazards, is an effective way to
improve public health by influencing people's knowledge, beliefs, and
behaviors. It may also promote service line replacement by encouraging
property owners, including landlords of multi-family residences, to
allow access for replacements. In developing the 1991 LCR, the EPA
conducted pilot studies to evaluate the effectiveness of public
education in reducing consumer exposure to lead in drinking water (56
FR 26500, USEPA, 1991). The agency found that ``well-designed and
effectively implemented programs can change the knowledge and/or
behavior of audiences and thereby reduce individual exposures'' (56 FR
26501, USEPA, 1991). The EPA concluded that public education is an
``effective method for reducing exposure to lead in drinking water by
raising consumers' awareness of the problem and, consequently,
modifying behavior that reduces their exposure'' (56 FR 26501, USEPA,
1991). By reducing exposure, public education thereby reduces the risk
of experiencing adverse health effects. The literature continues to
support the effectiveness of public education programs for risk
reduction for a variety of contaminants (Harding and Anadu, 2000;
Jordan et al., 2003; Greene et al., 2015; Brown et al., 2017; Lilje and
Mosler, 2018; Neri et al., 2018).
It is feasible for PWSs to conduct public education. Since 1991,
water systems have demonstrated that it is technically possible to
conduct various lead public education activities, including both
systemwide activities following an ALE (public education, consumer-
requested sampling programs) and focused outreach to particular groups
(e.g., individual customers at sites sampled for lead, organizations
that serve pregnant people, infants, and young children) as required by
the original rule and subsequent revisions. The final LCRI requirements
both rely on and build upon similar types of actions in the LCR,
including notifying and conducting consumer-requested sampling to
subsets of consumers (e.g., people served by known or potential LSLs).
Therefore, the EPA does not anticipate water systems will experience
new technical challenges in conducting the LCRI public education
requirements. Additionally, the EPA found in the 1991 LCR that public
education is affordable for large systems (56 FR 26501, USEPA, 1991).
The total national annualized costs for the LCRI public education
requirements are estimated to range from $234.3 to $244.5 million in
2022 dollars, discounted at two percent (see the final LCRI Economic
Analysis (USEPA, 2024a), chapter 4, section 4.3.6).
Public education, whether conducted after a lead action level
exceedance or independent of a water system's lead levels, also
prevents known or anticipated adverse health effects. The 1991 LCR
required water systems to conduct public education after an ALE as ``a
supplemental program either while the PWS is working to reduce lead
levels through corrosion control, source water treatment, or LSLR, or
after such actions fail to meet the lead action level'' (56 FR 26500,
USEPA, 1991). In the LCRI, the EPA is retaining public education
requirements following a lead action level exceedance. As discussed in
the LCRI proposal, a systemwide lead action level exceedance triggers
water systems to take action to reduce lead levels, such as installing
or re-optimizing OCCT. While the tap sampling protocol was designed to
assess CCT efficacy and not typical exposure (see section IV.E of this
preamble), lead levels in individual tap samples could potentially
represent water being consumed by individuals, given the potential for
consumption of water that has been stagnant and in contact with leaded
materials, especially in the mornings and upon returning home from work
or school when the water has not been used for some time. Although the
action level is not health-based (there is no safe level of lead; see
section IV.F of this preamble) and the 90th percentile is not a good
metric for determining individual health risks associated with lead
exposure, an ALE indicates higher lead levels systemwide and potential
corrosion issues, and therefore, public education can help consumers
take steps to reduce their exposure to potentially higher lead levels
at their tap. In addition, because actions such as OCCT and LSLR may
take years to implement and systems may repeatedly exceed the lead
action level during that time, the EPA is introducing additional
requirements for water systems with recurring lead action level
exceedances to further enhance public education on how consumers can
reduce their exposure (see section IV.K of this preamble for
discussion).
The EPA is also strengthening public education requirements
unassociated with specific lead levels in the LCRI. On the one hand,
the EPA understands that requiring additional systemwide public
education in response to a level lower than the action level may reduce
its efficacy. For example, in the 2000 Public Notification (PN) Rule,
the EPA discussed limiting the number of instances of violations or
situations that require Tier 1 PN to increase the effectiveness of
those notices thereby leading to greater health protection (65 FR
25995, USEPA, 2000b). Similarly, the EPA noted that the use of urgent
language in lower tiered notices could hinder the effectiveness of the
more immediate notices (65 FR 25995, 26001, USEPA, 2000b). As
introduced under the 2021 LCRR, a lead action level exceedance also
requires Tier 1 public notification within 24 hours. The requirements
in the LCRI are intended to ensure the effectiveness and impact of the
public education requirements without overwhelming consumers with
information.
On the other hand, the EPA recognizes that public education
irrespective of the lead action level prevents known or anticipated
adverse health effects. Drinking water can contain lead, sometimes at
very high levels, and may cause adverse health effects whether or not
there is a systemwide action level exceedance. Exposure to lead in
drinking water can vary between individual homes, and sampling
conducted to evaluate CCT performance may not reflect risks at every
site. Therefore, public education only associated with action level
exceedances is not sufficient. Consumers can take actions to reduce
their individual exposure to lead in drinking water, especially at
sites with significant sources of lead (e.g., LSLs). Furthermore,
public education directed at consumers with known or potential
[[Page 86521]]
LSLs supports the LSLR requirements by increasing consumer awareness
and engagement. The EPA requires water systems to conduct public
education independent of lead levels in a variety of contexts (e.g.,
individual notices of tap sample results, notifications to people
served by known or potential LSLs, lead information in the CCR, and
public education and sampling in schools and child care facilities)
because public education not associated with the action level can
produce benefits by prompting consumers to take actions that reduce
their exposure.
Therefore, the EPA is retaining systemwide public education
requirements based on the lead action level and strengthening public
education requirements unassociated with specific lead levels in the
LCRI. These public education requirements are feasible and prevent
known or anticipated adverse health effects to the extent feasible.
2. Proposed LCRI Revisions
The EPA proposed in the LCRI to retain the overall framework of the
public education provisions in the 2021 LCRR with some revisions. The
public education requirements under the 2021 LCRR include providing
public education with consumers' individual lead tap sampling results;
notification and public education for consumers served by a lead, GRR,
or lead status unknown service line; public education to persons
affected by a disturbance to a lead, GRR, or lead status unknown
service line; and public education about the system's goal-based LSLR
program when a system exceeds the lead trigger level. The 2021 LCRR
also requires water systems to conduct public outreach activities if
they exceed the trigger level and fail to meet their LSLR goal rate.
Systems must also conduct several public education actions if they
exceed the lead action level, including delivering public education
materials to customers, public health agencies, and organizations that
serve pregnant people and children, as well as other public education
activities. In addition, all CWSs must conduct annual outreach to local
and State health agencies about ``find-and-fix'' (renamed as
Distribution System and Site Assessment in the LCRI). Small CWSs and
NTNCWSs that select point-of-use devices as their compliance option in
response to a lead action level exceedance must provide public
education materials to inform users how to properly use point-of-use
devices to maximize the units' effectiveness in reducing lead levels in
drinking water. These public education provisions are required under
Sec. 141.85 of the 2021 LCRR. There are also public education related
requirements in other parts of the 2021 LCRR, which are described
further in other sections of this preamble. For example, Sec. 141.92
requires lead sampling and public education in schools and child care
facilities (see section IV.L of this preamble). In addition, Sec.
141.84(d) and (e) of the 2021 LCRR include requirements for water
systems to provide public education to consumers during partial and
full LSLR. There are also requirements for a CCR, which must include
information about lead and copper in drinking water under the CCR Rule
(see section IV.O.1 of this preamble), and public notification for lead
action level exceedances and violations to the LCR under the PN Rule
(see section IV.O.2 of this preamble).
For the LCRI, the EPA proposed to retain the overall framework of
the public education provisions in the 2021 LCRR with revisions to (1)
increase the likelihood that the public education activities are
effective in preventing adverse effects of lead on the health of
persons to the extent feasible, and (2) conform to proposed changes to
other aspects of the rule such as the removal of the lead trigger
level. The EPA also proposed new public education requirements for
copper. These proposed changes are described below.
a. Service Line Related Outreach
i. Required Public Education To Encourage Participation in Full Service
Line Replacement
Because there is no trigger level in the LCRI, the EPA proposed to
remove the 2021 LCRR's public education requirements related to service
lines that apply as a result of a trigger level exceedance (Sec.
141.85(g) and (h) of the 2021 LCRR).
The EPA proposed in the LCRI to require outreach activities to
encourage customer participation in LSLR for water systems that fail to
meet the proposed LCRI's mandatory replacement rate (Sec. 141.85(h)).
These water systems would be required to conduct outreach at least once
in the year following the failure to meet the mandatory service line
replacement rate and annually thereafter until the water system meets
the replacement rate or until there are no lead, GRR, or unknown
service lines remaining in the inventory, whichever occurs first. (See
section V.H.2 of the proposed LCRI preamble (88 FR 84947, USEPA, 2023a)
for a description of the proposed activities.)
Under the proposed LCRI, water systems with lead, GRR, or unknown
service lines would also be required to provide information about the
service line replacement program to consumers through other public
education including materials provided after a lead action level
exceedance and the notification of service line material; CWSs would
also provide this information in the CCR (see section IV.O.1 of this
preamble for information about CCR requirements).
Findings from a study on voluntary LSLR grant programs in Trenton,
NJ suggest that programs are more effective at increasing customer
participation in LSLR when they use extensive public outreach and
education (e.g., community meetings, door-to-door visits, mailings, and
social media) (Klemick et al., 2024). As described in the proposed LCRI
preamble, Chelsea, MA and Detroit, MI provide additional examples
demonstrating how effective public education and community engagement
can be to support service line replacement efforts (LSLR Collaborative,
n.d.d; City of Detroit, 2023). The EPA's proposed requirement for
additional outreach for systems that fail to meet the mandatory service
line replacement rate similarly seeks to help water systems to engage
their communities and raise awareness about risk from lead and GRR
service lines and their replacement program to encourage greater
participation in the service line replacement program. As described in
the proposed LCRI preamble, many of the activities the EPA proposed in
the LCRI are consistent with recommendations from AWWA and the LSLR
Collaborative for outreach to encourage customer participation in LSLR
(AWWA, 2022; LSLR Collaborative, n.d.e). Some of these activities are
also responsive to feedback heard during the National Drinking Water
Advisory Council (NDWAC) consultation for the proposed LCRI, in which
NDWAC members described the importance of engaging with community
members and community groups to provide public education (NDWAC, 2022,
see section on ``Consultation on Proposed National Primary Drinking
Water Regulation: Lead and Copper Rule Improvements'').
ii. Notification of Service Line Material
Under the LCRI, the EPA proposed revisions to the requirements for
notification of a lead, GRR, or unknown service line (Sec. 141.85(e)).
Specifically, the EPA proposed requiring the same notification content
requirements for LSLs and GRR service lines since both increase the
risk of exposure to lead. In the 2021 LCRR, only notices to households
with LSLs are required to
[[Page 86522]]
include information about programs that provide financing solutions to
assist property owners with replacement of their portion of the service
line, and a statement that the water system is required to replace its
portion of the service line when the property owner notifies the system
that they are replacing their portion of it. The EPA proposed in the
LCRI to require water systems to include this information in notices
for households with either lead or GRR service lines. In addition, the
EPA proposed to require water systems to include information in all
notices (households with lead, GRR, and unknown service lines) on how
to obtain a copy of the service line replacement plan, or view the plan
on the internet if the system is required to make the plan available
online, neither of which are required under the 2021 LCRR. The EPA
proposed to require all notices to include steps consumers can take to
reduce exposure to lead in drinking water that meet the requirements of
Sec. 141.85(a)(1)(iv), which contains proposed content updates,
including information about using a filter certified to reduce lead.
The EPA also proposed that the notices for persons served by a lead or
GRR service line include instructions for consumers to notify the water
system if they think the material categorization is incorrect (e.g., if
the service line is categorized as lead in the inventory but is
actually non-lead). The EPA proposed that water systems follow up with
consumers who notify the water system that they think the material is
incorrect, verify the correct service line material, and update the
inventory (see section IV.D of this preamble). In addition, to help
ensure that consumers are aware of the EPA's proposed requirement in
Sec. 141.85(c) that water systems must offer to sample the tap of any
consumer served by a lead, GRR, or unknown service lines who requests
it (see section IV.J.2.c.i of this preamble), the EPA proposed that the
notice of service line material include a statement about this
requirement.
iii. Notification of a Service Line Disturbance
The EPA proposed revising the requirement for notification of a
disturbance to a lead, GRR, or unknown service line (Sec. 141.85(g) of
the proposed LCRI) to also include disturbances from actions such as
physical actions or vibrations that could result in pipe scale
dislodging and associated release of particulate lead. This is
consistent with the type of disturbances that could be caused due to
inventorying efforts, such as potholing, and conforms with the
recommendations in the LCRR inventory guidance (USEPA, 2022c). The EPA
also proposed revisions to clarify that reconnecting a service line to
the water main is an example of an action that could cause a
disturbance requiring notification and requested comment on whether to
require distribution of filters for this type of disturbance. The EPA
also proposed requiring the notification of a disturbance to be
provided to both the customer and the persons at the service
connection.
b. Individual Notification of Tap Sampling Results
i. Lead
The EPA proposed requiring consumer notification of an individual's
lead tap sampling results within three calendar days of the water
system receiving the results, regardless of whether the results exceed
the lead action level (Sec. 141.85(d)). In contrast, the 2021 LCRR
requires notification within three calendar days only for results that
exceed 0.015 mg/L (the 2021 LCRR lead action level), while water
systems have 30 days to notify consumers of results at or below 0.015
mg/L. The EPA proposed this change in response to stakeholder concerns
about the lead action level being incorrectly interpreted as a health-
based level. Because there is no safe level of lead in drinking water,
setting delivery time frames based on how an individual sample compares
to the lead action level is likely to contribute to this
misinterpretation. The EPA's proposed delivery within three calendar
days would allow all consumers whose taps were sampled for lead to be
quickly notified of their results and informed of steps they can take
to reduce exposure. Water systems would be required to deliver the
notice either electronically (e.g., email or text message), by phone,
hand delivery, by mail (postmarked within three days of the system
learning of the results), or by another method approved by the State.
Water systems that choose to deliver the notice by phone would be
required to follow up with a written notice hand delivered or
postmarked within 30 days of the water system learning of the results;
the EPA notes that while the proposed LCRI preamble correctly described
the EPA's intent, the regulatory text of the proposed rule incorrectly
referred to written follow-up being required after either phone or
electronic delivery and incorrectly referred to the time frame for
written follow-up as three days. As noted in the proposed LCRI
preamble, written follow-up would allow greater information
accessibility and would allow consumers to keep a copy of their results
to use as a reference in the future, including the steps they can take
to reduce exposure to lead in drinking water, and the other information
provided in the notice. This written follow-up would also enable States
to verify the content of the notice, which would be difficult to do if
the notice were only delivered by phone.
ii. Copper
Under the LCRI, the EPA proposed to require water systems to
provide consumer notice of an individual's copper tap sampling results
(Sec. 141.85(d)). The proposed content requirements for this notice
are described in section V.H.3 of the proposed LCRI (88 FR 84949,
USEPA, 2023a), along with the EPA's rationale for introducing this new
copper public education requirement. The EPA proposed the same three-
calendar-day time frame and delivery methods for notification of copper
tap sampling results as for lead. This allows for simplicity and
administrative ease. In cases where copper samples are collected at the
same time as lead, the EPA proposed to allow systems to combine the
lead and copper results and required information into a single notice.
This further simplifies implementation and reduces administrative
burden.
c. Other Public Education Materials
i. Supplemental Monitoring and Notification
The EPA proposed to require systems to offer to sample the tap
water for lead for any consumer served by a lead, GRR, or unknown
service line that requests it (Sec. 141.85(c)). Since LSLs and GRR
service lines increase the risk of exposure to lead in drinking water,
the EPA believes this proposed requirement would encourage more people
who are at greater risk of lead exposure to have their tap sampled to
find out if there is lead in their drinking water and what actions they
can take to reduce their risk of exposure. The EPA also proposed to
require the system to notify consumers of the results of supplemental
tap sampling so they are informed and can decide to take any needed
steps to reduce their exposure to lead in their drinking water. Systems
would be required to provide consumers with these results in the same
three-day time frame required for results of compliance tap sampling in
accordance with Sec. 141.85(d).
[[Page 86523]]
ii. Public Education After a Lead Action Level Exceedance
Under the LCRI, the EPA proposed that water systems must conduct
the public education activities under Sec. 141.85(b)(2) for CWSs and
Sec. 141.85(b)(4) for NTNCWSs within 60 days of the end of the tap
sampling period in which a lead action level exceedance occurred, even
if an exceedance also occurred in the previous tap sampling period
(i.e., ``a consecutive action level exceedance''). This would ensure
that consumers receive information following every lead action level
exceedance, instead of waiting 12 months where two lead action level
exceedances were consecutive.
The EPA also proposed to clarify that water systems must repeat the
public education activities until the system is at or below the lead
action level, and that the calculated 90th percentile level at or below
the lead action level must be based on at least the minimum number of
required samples under Sec. 141.86 in order for the system to be able
to discontinue public education.
The EPA proposed to allow a State that grants an extension for a
water system to conduct the public education activities, to make the
deadline no more than 180 days after the end of the tap sampling period
in which the lead action level exceedance occurred. The EPA also
proposed to restrict the extension such that it would only apply to the
public education activities in Sec. 141.85(b)(2)(ii) through (vi)
(i.e., delivery of public education materials to public health agencies
and other organizations; submitting a press release; implementing
additional activities like public meetings) and would not apply to
delivery of public education materials to consumers under Sec.
141.85(b)(2)(i).
Under the LCRI, the EPA proposed to require the public education
materials be delivered to every service connection address served, in
addition to the bill paying customer. The EPA proposed this change to
better ensure that renters receive this important information so that
they can decide to take any needed steps to reduce their exposure to
lead in drinking water.
The EPA also proposed revisions to clarify that CWSs must deliver
``written'' public education materials to customers and service
connections, rather than limiting the delivery to only printed
materials. Similarly, the EPA proposed revisions to clarify that the
required content of public education materials would not only apply to
printed materials, but written materials more broadly. Written
materials can include printed as well as digital materials delivered
via email. The EPA proposed this update given the increasing use of
electronic methods for accessing information and so that water systems
can choose the most appropriate format for providing public education
to the persons they serve.
The EPA proposed that States would only be allowed to approve
changes to the content requirements of the public education materials
if the State determines the changes are more protective of human
health. The EPA proposed this revision to ensure that information
provided in public education materials is most protective of human
health and in recognition that some water systems may need to provide
more tailored information to their community in order to provide
greater public health protection (e.g., systems with many lead, GRR, or
lead status unknown service lines).
The EPA proposed to require the public education materials to
include information about lead, GRR, and unknown service lines for
systems that have lead, GRR, or unknown service lines. In addition to
the required LSL information, the EPA proposed that systems must
include information about replacing GRR service lines, identifying the
material of unknown service lines, and accessing the service line
replacement plan. Systems with known lead connectors or connectors of
unknown material in their inventory would be required to include
information in the public education materials about how consumers can
access the inventory. The EPA also proposed to require that the public
education materials include instructions for consumers to notify the
water system if they think the service line material classification is
incorrect. The EPA proposed to require all water systems, including
NTNCWSs, to include information in the public education materials about
lead in plumbing components and about how consumers can get their water
tested, including information about the proposed provision of
supplemental monitoring and notification in Sec. 141.85(c).
The EPA also proposed requiring public education materials to
include additional steps that consumers can take to reduce their
exposure to lead in drinking water, including explaining that using a
filter certified by an ANSI accredited certifier to reduce lead is
effective in reducing lead levels in drinking water. (See section V.H.4
of the proposed LCRI (88 FR 84950, USEPA, 2023a) for additional
revisions the EPA proposed to the public education content
requirements.) The EPA's proposed revisions to the mandatory lead
health effects language are described in section IV.J.2.d.i of this
preamble.
iii. Public Education for Small System Compliance Flexibility Point-of-
Use Devices
The EPA proposed moving the public education requirements for small
water system compliance flexibility point-of-use devices from Sec.
141.85 to Sec. 141.93, so that the small system compliance flexibility
provisions are all in the same rule section (see section IV.I of this
preamble).
d. Requirements for Language Updates and Accessibility
i. Lead Health Effects Language
The EPA proposed to require the lead health effects language in
public education materials to begin with a statement that there is no
safe level of lead in drinking water. This was proposed to address
concerns about water systems with detectable lead levels below the lead
action level making statements that downplay or detract from the health
effects language. The EPA reiterates that the lead action level is not
a health-based level and there is no safe level of lead in drinking
water. The agency previously established an MCLG for lead of zero.
The EPA also proposed revisions to the language to clarify that it
identifies some and not all the health effects of lead, and to
encourage consumers to consult their health care provider for more
information about their risks. Health care providers are an important,
trusted source of information about lead for consumers and are
influential in encouraging consumers to take actions, particularly for
those at highest risk from lead in drinking water (Jennings and Duncan,
2017; Griffin and Dunwoody, 2000). In addition to noting the risk to
all age groups, the EPA proposed adding language to highlight the risks
to pregnant people, infants (both formula-fed and breastfed), and young
children. The EPA also proposed revisions to simplify the language so
that it is easier for consumers to understand. The EPA proposed the
following revised mandatory lead health effects language in the
proposed LCRI:
There is no safe level of lead in drinking water. Exposure to
lead in drinking water can cause serious health effects in all age
groups, especially pregnant people, infants (both formula-fed and
breastfed), and young children. Some of the health effects to
infants and children include decreases in IQ and attention span.
Lead exposure can also result in new or worsened learning and
behavior
[[Page 86524]]
problems. The children of persons who are exposed to lead before or
during pregnancy may be at increased risk of these harmful health
effects. Adults have increased risks of heart disease, high blood
pressure, kidney or nervous system problems. Contact your health
care provider for more information about your risks.
The same wording would be required for use in the health effects
description in the public notifications for a lead action level
exceedance and treatment technique violations as well as in the CCR.
ii. Translation Requirements
To ensure greater protection of consumers with limited English
proficiency, the EPA proposed to require all the public education
materials under 40 CFR 141.85 to include: (1) Information in the
appropriate language(s) for the community the water system serves
regarding the importance of the materials, and (2) contact information
for persons served by the water system to obtain a translated copy of
the materials or assistance in the appropriate language, or the
materials must be translated into the appropriate language. This would
be required for systems that serve a large proportion of consumers with
limited English proficiency, as determined by the State.
3. Summary of Comments and the EPA's Response
a. Feasibility of Public Education Requirements
In the proposed LCRI, the EPA requested comment on the proposed
determination that the public education treatment technique is feasible
and prevents known or anticipated adverse health effects to the extent
feasible. While some commenters agreed, others thought the proposed
public education requirements did not go far enough to protect public
health while still others thought they may overwhelm consumers and that
the proposed time frames of some of the public education requirements
(e.g., consumer notices of tap sampling results) were not feasible for
many water systems. In light of these comments, the final LCRI includes
revisions that make public education more health protective without
reducing its efficacy, for example, by clarifying the required text
about the risks of lead in drinking water and requiring more frequent
public messaging about those risks and steps consumers can take to
protect their health (see section IV.J.3.f of this preamble). The
agency is also adjusting the time frame for consumer notices of tap
sampling results to three business days (instead of the proposed three
calendar days) to be feasible for water systems, given the significant
increase in notices required, while still ensuring that consumers
receive information as quickly as feasible (see section IV.J.3.d of
this preamble).
b. Streamlining Public Education Requirements
The EPA requested comment on additional ways to streamline public
education and associated certification requirements. Commenters
expressed concerns about the complexity of the public education and
associated reporting requirements and the burden on water systems to
conduct them. Some commenters suggested ways to simplify or streamline
the public education and associated certification requirements by
reducing the number of public education requirements or aligning due
dates for public education reporting requirements. The EPA disagrees
with reducing the number of public education requirements because they
are necessary to inform consumers and prevent adverse health effects
and the agency determined they are feasible (see section IV.J.1 of this
preamble). However, the EPA agrees that streamlining public education
reporting requirements would ease administrative burdens for both water
systems and States. Thus, the EPA is combining deadlines for when water
systems must report information about public education to the State
(see section IV.N.1 of this preamble for the reporting requirements).
Some commenters suggested the EPA provide communication templates
for water systems to assist them with conducting the public education
requirements. The EPA agrees with this recommendation and intends to
provide public education resources and templates to assist water
systems and States.
Some commenters recommended requiring water systems to develop and
submit a public education plan or communication strategy to the State
to streamline regulatory reporting and State review and approval. Some
commenters stated this would also help systems to have public education
materials prepared ahead of time. While the EPA agrees that a public
education plan could be helpful to water systems and encourages water
systems to do so where appropriate, the agency is not introducing such
a requirement at this time due to the additional administrative burden
for water systems and States. In addition, the timing and need for
certain public education can vary such as public education following a
lead action level exceedance or multiple lead action level exceedances,
and it may not make sense for systems and States to spend limited
resources on public education plans that will not be implemented.
c. Service Line Related Outreach
i. Required Public Education To Encourage Participation in Full Service
Line Replacement
In the proposed LCRI, the EPA requested comment on whether the
types and timing of outreach activities proposed for systems failing to
meet the mandatory service line replacement rate are appropriate and
whether other activities should be considered. Some commenters
supported the proposed activities; some recommended requiring systems
to do more of these activities than proposed and to require that at
least one activity involve face-to-face contact. Some commenters
requested more information on the required outreach activities, such as
the options of conducting a social media campaign and visiting targeted
customers. Some commenters cautioned against the EPA being overly
prescriptive on the types of required activities, recommending that
systems have flexibility to tailor outreach and community partnerships
to their community, similar to some comments received regarding the
additional proposed activities for systems with multiple lead action
level exceedances (see section IV.K.2 of this preamble).
The EPA encourages water systems to conduct additional public
outreach; however, the agency disagrees with requiring systems to
conduct a greater number of activities than proposed because requiring
water systems to conduct at least one additional activity if they do
not meet the LSLR rate is sufficient to encourage customer
participation in the service line replacement program without
detracting from water systems' efforts to meet the other public
education requirements and requirements of the LCRI more broadly. The
proposed LCRI includes several other public education requirements that
provide consumers with information about lead, GRR, and unknown service
lines described in section IV.J.2.a of this preamble. Therefore, the
EPA is finalizing the number and types of activities as proposed.
The EPA agrees with commenters about the effectiveness of direct
customer and consumer contact in community outreach. AWWA's 2022 Lead
Communications Guide and Toolkit and the LSLR Collaborative describe
direct customer and/or
[[Page 86525]]
consumer contact as particularly effective methods of communicating
about LSLR (AWWA, 2022; LSLR Collaborative, n.d.e). That is why the
LCRI includes several options for face-to-face activities, including
conducting a public meeting, participating in a community event, and
visiting targeted customers. However, the EPA also agrees with
commenters that the requirements should not be overly prescriptive and
that water systems should have flexibility to develop an activity that
works best for their community. During the Small Business Advocacy
Review for the proposed LCRI, the EPA also received feedback that face-
to-face contact is particularly effective for engaging smaller
communities, especially those with a higher percentage of older adults
(USEPA, 2023j). However, this might not be the most appropriate option
for a larger system, which might determine that a social media campaign
and visiting targeted customers is more appropriate. Therefore, the
LCRI offers a variety of activities for systems to choose from so that
they can tailor the outreach to the community they serve.
While some commenters requested more information about what kind of
social media campaign would meet the outreach requirement (e.g., the
number or frequency of social media posts, the types of social media
networks), the EPA decided not to prescribe this level of detail as it
will depend on the water system and community as well as the social
media platform chosen to distribute information. A water system may
consider collaborating with community partners and/or conducting a
focus group with community members to determine what kind of social
media campaign would be most effective for the community it serves.
Some commenters recommended removing the options to visit targeted
customers or to send certified mail to all customers and consumers
served by LSLs and GRR service lines, noting that these would be time
intensive and expensive for water systems. Some commenters also noted
that customers ignore certified mail rendering it ineffective. Given
the benefits of face-to-face contact, the EPA disagrees with commenters
who recommended removing visiting targeted customers as an option.
Water systems for which this option is not feasible have many other
options to choose from in the rule. The EPA also disagrees with
recommendations to remove certified mail as an option; the purpose of
certified mail as an option is to offer another opportunity for mailed
public education about the replacement program and to ensure that the
consumer receives it. Systems that find certified mail not to be an
effective method of outreach in their communities can choose another
option. The EPA is retaining these options because they are necessary
to provide flexibility for system outreach that best meets the needs of
their community.
Some commenters said the number of outreach activities required
should depend on system size. The EPA proposed and maintained in the
final LCRI requirements based on system size including that systems
serving 3,300 or fewer persons must conduct at least one of any of the
activities listed in Sec. 141.85(h) while systems serving more than
3,300 persons must conduct at least one of the activities from Sec.
141.85(h)(2)(i) through (iv) or at least two of the activities from
Sec. 141.85(h)(2)(v) through (viii).
Some commenters requested clarification on when systems can
discontinue the outreach activities. The EPA notes that a water system
can discontinue the activities once the system meets the required
replacement rate or after there are no lead, GRR, or unknown service
lines remaining in the inventory, whichever occurs first. For example,
a water system that has only replaced 35 percent by Year 4 of the LSLR
program would not meet the required rate and therefore would have to
start conducting the additional outreach activities. The water system
would have to be back on track with at least 50 percent replaced by the
end of Year 5 to discontinue the activities.
Some commenters expressed concerns with the proposed requirement
for additional outreach being imposed as a penalty for systems that
fail to meet the replacement rate. The EPA clarifies that the purpose
of the additional outreach is to help water systems achieve greater
customer participation in their LSLR programs so that they can get back
on track towards replacing all LSLs in 10 years. LSLR programs that
incorporate extensive community outreach have demonstrated how
effective public education can be in increasing LSLR participation
(Klemick et al., 2024; City of Detroit, 2023; LSLR Collaborative,
n.d.d). To clarify this intention in the final rule, the EPA is calling
this requirement ``Outreach activities to encourage participation in
full service line replacement'' rather than the proposed ``Outreach
activities for failure to meet the lead service line replacement
rate.''
ii. Notification of Service Line Material
The EPA requested comment on whether to require additional public
education requirements to encourage service line replacement faster
than the 10-year replacement deadline. Some commenters recommended
maintaining the notification of a lead, GRR, or unknown service line
requirement as annual, while some commenters recommended increasing the
frequency to every six months. In contrast, some commenters questioned
whether increased frequency of this notification would have an impact
on public health. In the final rule, the EPA is maintaining the
notification as annual. Between this annual notification and other
requirements for water systems to provide information about the
publicly available service line inventory and service line replacement
plan (e.g., CCR, public education after a lead action level exceedance)
and the requirement for systems to offer to sample the tap for lead for
any consumer served by a lead, GRR, or unknown service line who
requests it, the EPA believes these public education requirements will
encourage swift service line replacement without overburdening water
systems and detracting from their efforts to identify and replace LSLs.
The EPA also requested comment on whether the agency should require
systems to annually notify consumers if they are served by a lead
connector, similar to the required notifications for sites with lead,
GRR, or lead status unknown service lines. Some commenters recommended
requiring notification of a lead connector. Some commenters said if
lead connectors are required in the service line inventory, notifying
the consumer should also be required. However, some commenters said if
lead connectors are not actively required to be replaced, then systems
should not be required to notify consumers of their presence. In the
final rule, the EPA is not requiring annual notification of lead
connectors to individuals served by lead connectors. For the final
LCRI, the EPA is requiring water systems to include identified
connectors in their service line inventory (see section IV.D.1 of this
preamble). Consumers have access to the publicly available service line
inventories to determine if they are served by a lead connector.
Information about how to access the service line inventory is required
in notifications of a service line that is known to or may potentially
contain lead, public education materials provided after a lead ALE (see
section IV.J.4.c of this preamble), and the widely distributed CCR (see
section IV.O.1 of this preamble). The EPA is also maintaining the
requirement for water systems to
[[Page 86526]]
replace lead connectors as encountered (see section IV.B of this
preamble). Given the differences in how service lines and connectors
are required to be identified and replaced and their associated risks
of lead exposure, the EPA determined that it is sufficient to require
water systems to provide consumers with information on how they can
access the inventory to find out if they are served by a lead connector
rather than requiring an annual notification of connector material. The
EPA is requiring notifications for persons served by a lead, GRR, or
lead status unknown service line to raise awareness to consumers that
they are consuming drinking water served by a service line that may
contribute lead to drinking water, educate them about identification
and replacement (therefore likely increasing replacement
participation), and steps they can take to reduce exposure to lead in
drinking water. The EPA is not requiring water systems to identify all
lead connectors in their distribution system, unless they can be
identified through available information, and is requiring water
systems to replace lead connectors when encountered. This is because
lead connectors are expected to contribute less to exposures from lead
in drinking water when compared to LSLs because they are shorter in
length and to enable water systems to prioritize funding and staffing
resources towards replacement of lead and GRR service lines and
identifying unknown service lines. Providing direct notification to
consumers with lead connector materials would provide limited
information in terms of location (for those with unknown connectors)
and replacement opportunities.
iii. Notification of a Service Line Disturbance
The EPA received comments on the requirement for notification of a
disturbance to a lead, GRR, or unknown service line. The EPA proposed
in the LCRI to require notification, including providing public
education materials and flushing instructions, to customers and persons
served by the water system that are served by a lead, GRR, or unknown
service line following actions taken by a water system that cause a
disturbance to the service line. The EPA proposed that this includes
actions that result in a shut off or bypass of water to an individual
or group of service lines such as operating a valve on a service line
or meter setter, or reconnecting a service line to the main. The EPA
proposed that water systems must provide filters when the disturbance
results from the replacement of an inline water meter, water meter
setter, or connector, and requested comment on whether to require
provision of filters for disturbances resulting from replacement of a
water main, in addition to the proposed requirement for public
education materials and flushing instructions. Some commenters
expressed support for providing filters for disturbances caused by
water main replacement, noting that lead releases from these
disturbances are unpredictable and flushing would not suffice. Other
commenters were opposed to any notification requirement for
disturbances caused by water main replacement, expressing concerns that
water systems would have to provide notification on multiple occasions
since water main replacement can be a multi-day process.
The EPA is requiring that when the water main replacement results
in a service line being physically cut, water systems must provide
persons served at that service connection with a pitcher filter or
point-of-use device certified by an ANSI accredited certifier to reduce
lead, instructions to use the filter, and six months of filter
replacement cartridges, in addition to the proposed public education
materials and flushing instructions. Water systems would provide the
filters to consumers at the same time as the public education materials
and flushing instructions so such a requirement would not require any
additional outreach effort. In the final rule, the EPA is requiring
provision of filters for disturbances to a lead, GRR, or unknown
service line caused by replacement of an inline water meter, water
meter setter, connector, or water main to increase public health
protection since all these replacements involve cutting pipe, which can
cause lead releases in the water when LSLs or GRR service lines are
present (Lewis et al., 2017; Camara et al., 2013; Del Toral et al.,
2013).
Some commenters supported the proposed revision to add significant
disturbances caused by inventorying efforts to the types of
disturbances that would require notification. However, other commenters
perceived this designation as being too open-ended, stating that
compliance would be infeasible and that there is not a technical basis
for this proposed requirement. For these reasons, they recommended
removing the proposed regulatory text ``or other actions that cause a
disturbance to a service line or group of service lines, such as
undergoing physical action or vibration that could result in pipe scale
dislodging and associated release of particulate lead.'' The EPA is
maintaining the proposed requirement in the final rule. First, the EPA
disagrees with the claim that there is no technical basis for this
requirement. Field methods used for inventory efforts can disturb a
service line or group of service lines such that lead is released and
puts consumers at risk of exposure to lead in drinking water (Hensley
et al., 2021). The regulatory text specifies actions that result in
``pipe scale dislodging and associated release of particulate lead''
that would put consumers at increased risk of lead exposure and
therefore necessitate notifying consumers so they can decide to take
precautions to prevent adverse health effects. It is for these same
technical reasons that the EPA included recommendations in the agency's
LCRR inventory guidance to notify consumers about the potential for
temporarily elevated lead levels and provide them with information
about reducing lead levels following an LSL or GRR disturbance during
excavation (USEPA, 2022c). Second, the EPA believes it is feasible for
water systems to notify consumers when there is a disturbance to a
service line or group of service lines that could result in pipe scale
dislodging and associated release of particulate lead and disagrees
that this type of disturbance is too broad for water systems to comply
with the requirement. However, the EPA is making the following small
correction to the punctuation in the final regulatory text ``or other
actions that cause a disturbance to a service line or group of service
lines, such as undergoing physical action or vibration, that could
result in pipe scale dislodging and associated release of particulate
lead'' to clarify that the agency is specifically referring to
disturbances resulting in pipe scale dislodging and associated release
of particulate lead whereas the proposed regulatory text could have
been interpreted as any disturbances to a service line or group of
service lines.
Some commenters expressed concerns about the feasibility of
notifying a customer before returning the line to service or within 24
hours if the customer does not reside at the service connection (e.g.,
a customer who is a property owner and renting their property). The EPA
agrees with these concerns, and in the final rule, the agency is
allowing water systems up to 30 days after the disturbance to notify
customers who are not at the service connection (i.e., non-resident
property owner) since they would not likely be consuming the water and
therefore would not likely be exposed to the potentially elevated lead
levels caused
[[Page 86527]]
by the disturbance. Although a non-resident customer may not be at risk
of exposure (such as a rental property owner), it is appropriate to
notify the customer if infrastructure work is conducted on their
property. In addition, there may be situations where the non-resident
customer could consume drinking water at their property. Water systems
must still notify persons at the service connection of the disturbance
before the service line is returned to service or within 24 hours of
the disturbance if service was not shut off or bypassed.
d. Individual Notification of Tap Sampling Results
In the proposed LCRI, the EPA requested data, analyses, and
comments on the proposed determination that water systems are capable
of providing consumer notices of individual tap sampling results within
three calendar days of learning of those results, regardless of whether
the results exceed the lead or copper action level, or if a longer time
frame is needed (e.g., three business days, seven calendar days, 14
calendar days). Many commenters expressed concerns with the feasibility
of the proposed three calendar-day time frame, particularly if a system
receives results before a weekend or holiday, and recommended the EPA
extend the deadline for systems to deliver consumer notice of lead and
copper tap sampling results, including on-request. Suggested time
frames included three business days, five business days (or seven
calendar days), 10 days, 14 days, or 30 days for all results. Some
commenters recommended allowing more time for results that do not
exceed the action level or the practical quantitation limit. On the
other hand, some commenters recommended maintaining the proposed three
calendar days for notification of all results or shortening the time
frame to 24 hours.
The EPA disagrees with including different timeframes based on lead
levels found as there is no safe level in drinking water and consumers
should be made aware of any lead in their individual tap sample results
as soon as possible. There is no safe level of lead in drinking water
and while the tap sampling protocol is designed to inform assessment of
CCT, as discussed above an individual tap could potentially represent
water being consumed by individuals and therefore individual results
are useful to provide to the consumer. Recognizing implementation
concerns, the EPA determined having a single time frame for delivery of
notifications simplifies implementation and reporting. In addition,
providing all tap sample results in the same, timely manner is
important to build trust with consumers who often must be willing to
participate in the sampling. After considering public comments and the
increased number of consumer notifications of tap sampling results
required under the LCRI, the EPA has determined that it may not be
feasible for water systems to provide consumer notification within
three calendar days. Therefore, the final rule requires water systems
to provide consumer notice of lead or copper tap sampling results as
soon as practicable but no later than three business days of the system
learning of the results. Three business days rather than three calendar
days alleviates concerns raised about notification requirements on
weekends and holidays, recognizing water systems may not have staff
available to conduct notification. This is the same time frame
regardless of lead or copper levels and includes both tap sampling
results from lead and copper tap water monitoring carried out under the
requirements of Sec. 141.86 as well as consumer-requested tap sampling
results from supplemental tap water monitoring carried out under the
requirements of Sec. 141.85(c). The EPA notes that there are many
approved delivery methods for this notification, including electronic
delivery (e.g., email, text message, notification in water system
portal) so that water systems can choose the most suitable option for
the persons they serve and so that they are able to meet the three
business day time frame.
Some commenters noted a discrepancy between the preamble and
regulatory text with regards to the proposed written follow-up that
would be required for systems that deliver the notice orally by phone.
The preamble to the proposed rule correctly stated that written follow-
up would be required for notices delivered by phone within 30 days of
the system learning of the results. The regulatory text incorrectly
referred to this written follow-up as being required for notices
delivered by phone or electronically, and also incorrectly stated that
it would be required within three days of the system learning of the
results. The EPA corrected this in the final rule which requires
written follow-up only for notices delivered by phone call or voice
message since this would be an oral communication and consumers need
access to a written copy of the results and other information such as
steps to reduce their risk of exposure to lead in drinking water. The
purpose of allowing water systems to deliver the notification by a
voice phone call is to make it easier for systems to notify consumers
of their tap sampling results as quickly as possible within three
business days, since some systems may not be able to deliver the notice
using other methods such as mail within this time frame or other
methods such as electronic delivery may not be appropriate for their
community. The final rule requires this written follow-up within 30
days, and not three days, as the latter would defeat the purpose of the
phone delivery option and would be redundant with a system simply
delivering the written notice within three business days, which is
already an option.
Some commenters requested clarification on when the delivery time
frame begins, and specifically when a water system is considered to
have ``learned of'' the results. This can vary for water systems
depending on how the water system learns of the results. Some systems
have their own labs where they know the results as soon as their labs
analyze the samples. Other systems send their results to private labs,
and the systems would learn of the results potentially by mail, fax,
email, or other means. The EPA is not prescribing how systems must
learn of the results. In any case, once the system learns of the
results, it then has up to three business days to deliver the consumer
notice. Some commenters requested clarification on the time frame for
copper tap sampling results and on-request sampling results. The EPA
notes that the same notification time frame applies to all lead and
copper sampling results. In cases where copper samples are collected at
the same time as lead, systems can combine the lead and copper results
and required information into a single notice. The EPA expects that
this would simplify implementation by allowing systems to deliver both
the lead and copper results and associated required information at the
same time.
Some commenters appeared to conflate the notice of individual tap
sampling results with the Tier 1 public notification that is required
within 24 hours of a systemwide lead action level exceedance (based on
the 90th percentile calculation). The EPA notes that this requirement
concerns tap sampling results from an individual site and is different
from the 90th percentile calculation of a system's lead levels, which
requires 24-hour public notification (see section IV.O.2 of this
preamble), and public education within 60 days when there is a
systemwide lead action level exceedance (see section IV.J.4.c.ii of
this preamble).
[[Page 86528]]
e. Supplemental Monitoring and Notification
In the proposed LCRI, the EPA requested comment on whether the
proposed requirement for water systems to offer lead sampling to
consumers with lead, GRR, or unknown service lines in the notice of
service line material is effective at reducing adverse health effects.
The EPA also requested comment on the proposed requirement for water
systems to deliver consumer-initiated test results within three
calendar days of obtaining those results. Some commenters agreed that
offering lead sampling is effective at reducing adverse health effects.
However, some commenters expressed concerns with the burden on water
systems relative to the level of risk reduction the proposed
requirement could achieve. Some noted that it would be difficult for
water systems to budget for an uncertain amount of sampling and
recommended a cap on the number of samples that the water system would
have to pay for or a cap on water system spending on consumer-requested
sampling. Some commenters recommended only offering sampling to persons
served by LSLs and GRR service lines, but not unknowns. Some commenters
requested clarification on what exactly it means for a water system to
``offer'' sampling and whether the water system would be required to
pay for analyzing the sample. Some commenters stated that the rule
should specify that this sampling be done at no charge to the
individual consumer. The EPA also requested comment on the proposed
requirement for water systems to deliver consumer-initiated test
results within three calendar days of obtaining those results. Some
commenters supported the three-day time frame proposed for delivery of
consumer-requested sampling results, while others expressed concerns
noting that it would disincentivize systems from offering free lead
testing to consumers.
The EPA agrees with commenters that offering lead tap sampling to
consumers with lead, GRR, or unknown service lines is effective at
reducing adverse health effects and disagrees with commenters that it
has limited risk reduction relative to the burden on water systems. As
stated in the proposal, lead and GRR service lines can increase the
risk of exposure to lead in drinking water (88 FR 84878, 84950, USEPA,
2023a). This requirement will encourage more people who are at greater
risk of lead exposure to have their tap sampled to find out if there is
lead in their drinking water and what actions they can take to reduce
their risk of exposure, thereby reducing adverse health effects. The
EPA disagrees with withholding the offer for lead sampling from
consumers served by unknown service lines as they may also potentially
contain lead which increases the risk of exposure for these consumers.
The EPA does not agree that this requirement has limited risk reduction
relative to the burden on water systems. This requirement could be
implemented similarly to other lead tap sampling regularly conducted by
the water system such as providing consumers with sampling materials
and instructions, collecting tap samples, analyzing samples in-house or
commercially, and informing consumers of the results. The rule also
provides that consumer-requested sampling does not have to conform to
compliance sampling requirements to provide flexibility and meet the
needs of consumer requests; however, at sites served by a lead, GRR, or
lead status unknown service line the samples must capture both water in
contact with premise plumbing and water in contact with the service
line. With regards to who bears the cost of consumer-requested
sampling, as described in the LCRI proposal, the requirement to offer
sampling does not address how a water system would cover the cost of
the sampling. The EPA does not direct how a water system covers the
costs of compliance with a NPDWR as this is, at its core, a matter of
State and local law. State and local governments regulate how water
systems allocate costs for services provided to their customers.
Therefore, the final rule does not include any specifications as to the
entity responsible for the cost of consumer-requested sampling. (See
section IV.J.4.b of this preamble about the time frame for delivery of
lead tap sampling results).
f. Public Education After a Lead Action Level Exceedance
In the proposed LCRI, the EPA requested comment and supporting data
on the capacity of water systems to conduct some or all of the required
public education activities in 30 days, or another period of time that
is less than 60 days, after the end of the tap sampling period in which
a systemwide lead ALE occurs. Most commenters recommended maintaining
the time frame as 60 days after the end of the tap sampling period in
which the lead ALE occurred, stating that a shorter time frame of 30
days would be difficult or would not be feasible for many systems.
However, some commenters stated it would be feasible to conduct the
public education requirements within 30 days. Some commenters
recommended that the EPA consider increasing the time frame to 90 days.
Some commenters recommended requiring different time frames based on
the size of the system and also different time frames for the different
public education activities required after a lead ALE (e.g., different
time frames for delivery of public education materials to consumers and
organizations, submitting a press release, etc.).
The EPA is maintaining the 60-day time frame for conducting public
education after a lead ALE. The EPA believes that systems need the 60
days after the end of the tap sampling period to develop and/or update
public education materials, consult with the State, identify the
organizations that they need to share these materials with, plan
activities (e.g., public meetings, public service announcements) in
consultation with the State, and submit a press release, among other
public education tasks required under Sec. 141.85(b)(2) for CWSs and
Sec. 141.85(b)(4) for NTNCWSs. Given the increase in lead ALEs that
may occur as a result of the reduced lead action level and revised tap
sampling protocol, water systems will likely have more ALEs leading to
the need to conduct more public education, in addition to the 24-hour
Tier 1 public notification of a lead ALE. For this reason, the EPA
disagrees with shortening the deadline for conducting public education.
In addition, since the PN Rule requires all water systems to conduct
public notification within 24 hours of the system learning of a lead
ALE, consumers will have already received information about the
situation, potential adverse health effects, and actions they should
take. The EPA disagrees with increasing the time frame to 90 days as
water systems have demonstrated for decades their ability to conduct
the public education requirements within 60 days, and the rule already
allows water systems to apply to States for an extension if they are
unable to meet this time frame. The extension would only apply to the
activities in Sec. 141.85(b)(2)(ii) through (vi) for CWSs (or Sec.
141.85(b)(4)(i) and (ii) for NTNCWSs) and would not apply to delivery
of public education materials directly to consumers under Sec.
141.85(b)(2)(i) because, as demonstrated by the many years this
requirement has been in place, it is feasible for systems to distribute
public education materials to consumers within 60 days. The EPA
disagrees with requiring different time frames for conducting the
public education
[[Page 86529]]
requirements based on system size as the rule already includes fewer
public education requirements for systems exceeding the lead action
level that serve 3,300 or fewer persons (see Sec. 141.85(b)(9) of the
LCRI).
The EPA received many comments on the content of public education
materials, including both public education materials after a lead ALE
as well as other public education materials that require some of the
same content. Some commenters expressed concerns about water systems
including incorrect or misleading information in public education
materials about the safety of their drinking water. The EPA notes that
the rule specifies that if water systems include additional information
in public education materials beyond what the EPA has required, this
additional information must be consistent with the required
information. Any changes made to required information must be approved
by the State as more protective of human health. In addition, water
systems are required, and have been required since 2007, to provide
States with a copy of all public education materials required under
Sec. 141.85 prior to delivery, in accordance with Sec. 141.85(a)(1).
This means that States should be aware of any incorrect or misleading
statements that systems include in public education materials and have
a chance to intervene to ensure the information is corrected prior to
delivery to consumers. Additionally, the State may require the system
to submit for review and approval the content of the materials prior to
delivery. This is specified under Sec. 141.85(a)(1) of the rule;
however, there is not a corresponding reporting requirement in Sec.
141.90(f), which may lead systems and States to overlook this
requirement. To ensure systems and States are aware of this existing
requirement and thereby encourage stronger rule implementation, in the
final LCRI the EPA has added a reporting requirement to Sec. 141.90(f)
that reiterates this same requirement for systems to submit copies of
public education materials to the State prior to delivery. This State
oversight should be adequate to help ensure that public education
materials do not include inaccurate information about lead in drinking
water and thereby provide for greater public health protection. The EPA
also believes that the proposed revisions made to the lead health
effects language that the EPA is finalizing, including requiring an
explicit statement that there is no safe level of lead in drinking
water, will help ensure that consumers have a more accurate
understanding of the risks of lead in their drinking water.
Some commenters recommended adding language to public education
materials about the risk of lead exposure even when tap results at a
given point in time do not detect lead. The EPA also heard these
concerns from some NDWAC members in the NDWAC Public Meeting on the
final LCRI (NDWAC, 2024). In response to commenters' concerns, the EPA
has updated the content requirements for public education materials in
Sec. 141.85(a)(1)(iii)(B) to require water systems to explain that
lead levels may vary and therefore lead exposure is possible even when
tap sampling results do not detect lead at one point in time, in
addition to the requirements to provide information on the sources of
lead in drinking water. This information would apply to any public
education materials that are required to meet the content requirements
of Sec. 141.85(a)(1)(iii)(B), which include the consumer notice of
lead tap sampling results, public education distributed after a
systemwide lead action level exceedance, and public education
distributed by systems that do not meet the mandatory LSLR rate. The
EPA is also requiring the CCR to include similar information in its
informational statement about lead. The EPA believes that this added
information will also help to ensure that consumers have a more
accurate understanding of the risks of lead in their drinking water so
they can decide whether to take additional protective measures and
which ones are appropriate for their situation (e.g., remove lead
plumbing, remove LSL, use a filter certified to reduce lead).
The proposed LCRI would have required CWSs to deliver public
education and DSSA information to local and State health agencies by
mail or another method approved by the State, similar to the 2021 LCRR
(see Sec. 141.85(i)). Some commenters recommended that water systems
be allowed to deliver these materials by email, noting that email would
make it easier to reach the appropriate person and attach data. The EPA
agrees with commenters that email delivery of this information would
facilitate data sharing and therefore the agency has added email as an
allowed delivery method in the final rule.
g. Translation of Public Education Materials
The EPA proposed to require all public education materials under
Sec. 141.85 to include (1) information in the appropriate language(s)
regarding the importance of the materials, and (2) contact information
for persons served by the water system to obtain a translated copy of
the materials, request assistance in the appropriate language, or the
materials must be translated into the appropriate language.
Many commenters supported the proposed translation requirements to
help overcome language barriers and make public education materials
about lead in drinking water more accessible and understandable to a
wider community, noting that they would support greater environmental
justice. Some commenters requested clarification on the meaning of a
``large proportion'' of consumers with limited English proficiency. The
rule specifies that this proportion is determined by the State;
moreover, this phrase has been a part of the LCR since 2007 (72 FR
57782, USEPA, 2007a) and the same phrase has been used in the CCR Rule
(Sec. 141.153(h)) and PN Rule (Sec. 141.205(c)(2)) translation
requirements after which this provision was originally modeled. Some
commenters requested clarification on what constitutes ``limited
English proficiency.'' As stated in the proposed LCRI preamble,
individuals with limited English proficiency include those who do not
speak English as their primary language and who have a limited ability
to read, write, speak, or understand English.
In the proposed LCRI, the EPA requested information and data on
when a system provides translated materials to consumers with limited
English proficiency, what resources are used to translate materials
(e.g., State resources, community organizations), and what barriers
water systems may face in providing accurate translated materials. The
EPA also requested comment on whether the agency should require States,
as a condition of primacy, to provide translation support to water
systems that are unable to do so for public education materials to
consumers with limited English proficiency.
Some commenters supported requiring States to provide translation
assistance to systems, while others were opposed and expressed concerns
about cost and expertise for many States. Some commenters noted States
have had difficulty with acquiring translation services for public
notices and also expressed concern with the accuracy of translation
services that water systems obtain on their own. Some commenters said
it would be infeasible for States to provide translated public
education materials to consumers without additional EPA assistance. The
EPA received many comments requesting
[[Page 86530]]
that the agency provide translation resources and translated templates
to assist water systems and States. The EPA intends to provide
templates of public education materials that provide greater
accessibility to consumers, including in multiple languages to assist
water systems. In response to commenters' concerns about States'
capacity to provide translation support, the EPA is requiring that
States provide technical assistance to systems in communities with a
large proportion of consumers with limited English proficiency, as a
condition of primacy for the LCRI. This is consistent with the EPA's
Final CCR Rule Revisions, which include a similar requirement (89 FR
45980, USEPA, 2024c). The EPA believes that it should be feasible for
States to provide technical assistance to water systems. Depending on
the State's capacity, this could be as simple as providing resources
for water systems to translate their public education materials,
including EPA-provided translations of required content for public
education materials (e.g., health effects language, definitions) and
translated templates of public education materials through a website.
This can also include providing water systems with information on how
consumers can contact the State for translation assistance upon
request.
4. Final Rule Requirements
a. Service Line Related Outreach
i. Required Public Education To Encourage Participation in Full Service
Line Replacement
In the final LCRI, the EPA is requiring, as proposed with minor
revisions, outreach activities to encourage customer participation in
full service line replacement for CWSs that do not meet the mandatory
service line replacement rate calculated across a cumulative period as
required under Sec. 141.84(d)(5). For the final LCRI, the EPA is
revising the proposed requirement to account for the change from a
rolling three year period to a cumulative period (see section IV.B of
this preamble). These water systems must conduct the outreach at least
once in the year following the calendar year for which the system does
not meet their cumulative average replacement rate and annually
thereafter until the water system meets the replacement rate or until
there are no lead, GRR, or unknown service lines remaining in the
inventory, whichever occurs first. The EPA is also revising the
proposed requirement to specify that it only applies to CWSs, whereas
the proposed requirement would have applied to all water systems that
do not meet the service line replacement rate. In the final rule, CWSs
serving more than 3,300 persons must conduct at least one of the
following activities to discuss their service line replacement program
and opportunities for replacement and to distribute public education
materials:
Conduct a public meeting;
Participate in a community event to provide information
about its service line replacement program;
Contact customers by phone call or voice message, text
message, email, or door hanger; or
Use another method approved by the State to discuss the
service line replacement program and opportunities for replacement.
Alternatively, CWSs serving more than 3,300 persons must conduct at
least two of the following activities:
Send certified mail to customers and persons served by
LSLs or GRR service lines to inform them about the water system's
service line replacement program and opportunities for replacement;
Conduct a social media campaign;
Conduct outreach via the media including newspaper,
television, or radio; or
Visit targeted customers (e.g., customers in areas with
lower service line replacement participation rates) to discuss the
service line replacement program and opportunities for replacement.
CWSs serving 3,300 persons or fewer must conduct at least one
activity from either set of options. The final rule excludes NTNCWSs
from this requirement as a NTNCWS would likely own its entire system
and therefore would not likely have consumers to engage with. In the
proposed rule, one of the activities included conducting a townhall
meeting; the final rule revised this to be a public meeting more
generally since a townhall meeting may imply government involvement.
The option to send certified mail to customers and persons served by
lead or GRR service lines to inform them about the water system's
service line replacement program and opportunities for replacement is
separate from, and cannot be substituted by, the notification of
service line material required under Sec. 141.85(e).
ii. Notification of Service Line Material
In the LCRI, the EPA is finalizing the clarifications to the
requirement for water systems with lead, GRR, or unknown service lines
in their inventory to notify customers and consumers if they are served
by one of these service lines, as proposed. The EPA is requiring the
same notification content requirements for lead and GRR service lines
since both increase the risk of exposure to lead. In addition, all
notices (lead, GRR, and unknown service lines) are required to include
information about accessing the service line replacement plan and steps
consumers can take to reduce exposure to lead in drinking water. These
notices must meet the requirements of Sec. 141.85(a)(1)(iv) which
contains finalized revisions to update content requirements, including
information about using a filter certified to reduce lead. The public
education materials for lead and GRR service lines must include
instructions for consumers to notify the water system if they think the
material categorization is incorrect (e.g., if the service line is
categorized as lead in the inventory but is actually non-lead). Water
systems must follow up with consumers that notify the water system that
they think the material is incorrect, verify the correct service line
material, and update the inventory as appropriate (see section IV.D of
this preamble). In addition, the notice must include a statement that
water systems must offer to sample the tap water of any consumer served
by a lead, GRR, or unknown service line who requests it in accordance
with Sec. 141.85(c).
iii. Notification of a Service Line Disturbance
Notification of service line disturbance is required following
actions taken by a water system that cause a disturbance (Sec.
141.85(g) of the proposed LCRI but updated to Sec. 141.85(f) in the
final LCRI). This includes actions that result in a shut off or bypass
of water to an individual service line or a group of service lines
(e.g., operating a valve on a service line or meter setter, or
reconnecting a service line to the main). This can also include other
actions that cause a disturbance to a service line or group of service
lines, such as undergoing physical action or vibration, that could
result in pipe scale dislodging and associated release of particulate
lead (e.g., disturbances following inventorying efforts). For these
disturbances, water systems are required to provide persons at the
service connection with public education materials and instructions for
a flushing procedure to remove particulate lead.
For some disturbances, water systems are required to provide
persons at the service connection with public education materials and
pitcher filters or point-of-use devices certified by an ANSI accredited
certifier to reduce lead, along with filter instructions and filter
[[Page 86531]]
replacement cartridges. This is the case when the disturbance results
from the replacement of an inline water meter, water meter setter, or
connector. Under the final rule, the EPA has added a requirement that
water systems must also provide filters when the disturbance results
from the replacement of a water main whereby the service line pipe is
physically cut (Sec. 141.85(f)(2)). The EPA is requiring distribution
of filters in these situations because disturbances that involve
physically cutting a service line that is known to or may potentially
contain lead are particularly at risk of causing elevated lead levels
in the drinking water (Lewis et al., 2017; Camara et al., 2013; Del
Toral et al., 2013). In the final rule, the EPA is also requiring that
water systems provide instructions for a flushing procedure to remove
particulate lead for these disturbances so that persons at the service
connection are provided this additional information for reducing lead
in drinking water.
In the final rule, the public education materials provided after a
disturbance must meet the content requirements in Sec.
141.85(a)(1)(ii) through (iv), which describe health effects of lead
and steps consumers can take to reduce their exposure, as proposed. The
EPA is also requiring the public education materials to include the
information on lead, GRR, and unknown service lines specified in Sec.
141.85(a)(1)(vi) so that customers and persons at the service
connection receive information about opportunities for replacing lead
and GRR service lines and identifying the material of unknown service
lines.
Water systems that cause a disturbance to a lead, GRR, or unknown
service line are required to notify persons both at the service
connection and customers. Water systems must notify persons at the
service connection of the disturbance before the service line is
returned to service or within 24 hours of the disturbance if service
was not shut off or bypassed. In the final rule, the EPA is providing
water systems up to 30 days after the disturbance to notify customers
who do not reside at the service connection (e.g., a customer who is a
property owner and renting their property) since they would not be
consuming the water and therefore would not be exposed to the
potentially elevated lead levels caused by the disturbance but should
still be notified since the disturbance affects their property.
b. Individual Notification of Tap Sampling Results
i. Lead
The EPA is finalizing the requirement for water systems to provide
notification to consumers of their individual lead tap sampling results
within three business days of learning of the results. The EPA revised
the proposed requirement from three calendar days to three business
days for the final rule. This includes notification of results from
compliance tap sampling as well as consumer-requested sampling in
accordance with Sec. 141.85(d) and (c), respectively. The same time
frame applies to all lead levels, regardless of whether an individual
sample's lead levels exceed 0.010 mg/L (the lead action level). Water
systems can deliver the notice either electronically (e.g., email or
text message), by phone call or voice message, hand delivery, by mail
(postmarked within three business days of the system learning of the
results), or by another method approved by the State. Water systems
that choose to deliver the notice orally by phone would be required to
follow up with a written notice hand delivered or postmarked within 30
days of the water system learning of the results. In addition to
including the proposed content requirements, the final rule also
requires the notice of lead tap sampling results to include information
about possible sources of lead in drinking water that meets the
requirements of Sec. 141.85(a)(1)(iii)(B), which includes explaining
that lead exposure from drinking water is still possible even if tap
sampling results do not detect lead at one point in time. This is in
addition to the other information that the EPA is requiring in the
final LCRI, including the mandatory lead health effects language
provided in Sec. 141.85(a)(1)(ii) and steps consumers can take to
reduce their risk of exposure provided in Sec. 141.85(a)(1)(iv), among
other information.
ii. Copper
Water systems must also provide notification to consumers of their
individual copper tap sampling results within three business days of
learning of the results. The EPA is requiring the same delivery methods
for notification of copper tap sampling results as for lead. In cases
where copper samples are collected at the same time as lead, systems
can combine the lead and copper results and required information into a
single notice. Similar to the notice of lead tap sampling results, the
notice of copper tap sampling results must include the results of
copper tap water monitoring for the tap that was tested, an explanation
of the health effects of copper as provided in appendix B to subpart Q
of part 141 (Standard Health Effects Language for Public Notification),
a list of steps consumers can take to reduce exposure to copper in
drinking water, and contact information for the water system. The
notice must also provide the MCLG and the action level for copper, both
of which are 1.3 mg/L, and the definitions for these two terms from
Sec. 141.153(c).
c. Other Public Education Materials
i. Supplemental Monitoring and Notification
The EPA is finalizing the requirements, as proposed, for water
systems to offer to sample the tap for lead for any consumer served by
a lead, GRR, or unknown service line that requests it. Systems must
deliver results of this on-request sampling in the same time frame of
three business days required for results of compliance tap sampling.
The EPA revised the proposed requirement from three calendar days to
three business days. The EPA is finalizing flexibility for water
systems to determine the sampling protocol for this supplemental
monitoring, as proposed in the LCRI. For sites with a lead, GRR, or
unknown service line, the sampling must capture the water stagnant in
the service line as well as any premise plumbing (e.g., first- and
fifth-liter samples, sequential sampling, flush samples); however, the
water system can determine the particular sampling protocol to capture
water in the service line and premise plumbing.
The EPA is also clarifying in the final rule that when there is a
systemwide lead action level exceedance, water systems must offer to
sample the tap for lead for any consumer that requests it, and not just
customers. As noted above, results of this on-request sampling must be
delivered within three business days.
ii. Public Education After a Lead Action Level Exceedance
Under the final LCRI, CWSs that exceed the lead action level must
deliver public education materials to bill paying customers and every
service connection address served, as proposed. The public education
materials must be written, meaning they can be printed (i.e., delivered
by mail or hand) or electronic (i.e., delivered by email) materials.
However, the public education cannot be oral (i.e., delivered by phone
call or voice message), unless this is done in addition to one of the
other allowed delivery formats. The
[[Page 86532]]
EPA is requiring CWSs to conduct the public education activities under
Sec. 141.85(b)(2) and NTNCWSs to conduct the public education
activities under Sec. 141.85(b)(4) within 60 days of the end of the
tap sampling period in which the exceedance occurred (i.e., June 30 or
December 31 for standard monitoring, or September 30 or the last day of
an alternative four-month tap sampling period approved by the State for
annual and reduced monitoring). The public education activities must
always be conducted within this 60-day time frame, instead of allowing
systems to wait 12 months to conduct public education when there are
consecutive action level exceedances as previously required. If a State
grants an extension for a water system to conduct the public education
activities, the deadline must not extend beyond six months after the
end of the tap sampling period in which the lead action level
exceedance occurred. Extensions can only be granted for the activities
in Sec. 141.85(b)(2)(ii) through (vi) for CWSs and the activities in
Sec. 141.85(b)(4)(i) and (ii) for NTNCWSs. The proposed rule
inadvertently left out this extension provision for NTNCWSs; therefore,
the final rule includes a technical correction to reinstate the
extension provision for NTNCWSs. These requirements in the final LCRI
are the same as proposed, with the technical correction.
In the final LCRI, the EPA also revised the regulatory language in
Sec. 141.85(b)(2)(ii)(A) and (B) to clarify that the purpose of the
requirements for community water systems to deliver public education
materials to local public health agencies and other organizations after
a lead action level exceedance is to reach ``consumers'' (i.e., people
who drink the water) who are most at risk rather than ``customers'' of
the water system who may be paying the bill but not drinking the water
(i.e., a customer who is a property owner and renting their property).
This is a clarifying edit which does not impact the activities that
community water systems must conduct.
The EPA is finalizing the proposed content requirements with some
additional required content in response to comments received on the
proposed LCRI. Public education materials must include information
about lead, GRR, and unknown service lines not only if the system has
LSLs, but also GRR and unknown service lines. In addition to required
LSL information, systems must include information about replacing GRR
service lines and identifying the material of unknowns as well as
information on how to access the system's service line replacement
plan. Where the water system intends for customer payment for a portion
of the replacement where it is required or authorized by State or local
law or a water tariff agreement, the notice must also include
information about financing solutions to assist property owners with
replacement of their portion of a lead or GRR service line. Systems
with known or unknown lead connectors in their inventory must also
include information in the public education materials about accessing
the inventory. The public education materials must include instructions
for consumers to notify the water system if they think the material
classification is incorrect.
All water systems, including NTNCWSs, must include information in
the public education materials about lead in plumbing components and
about how consumers can get their water tested, including information
about the provision of supplemental monitoring and notification in
Sec. 141.85(c). In response to comments received on the proposed LCRI,
the EPA is requiring the public education materials to explain that
lead levels may vary and therefore lead exposure is possible even when
tap sampling results do not detect lead at one point in time (Sec.
141.85(a)(1)(iii)(B)).
The EPA is requiring public education materials to include
additional steps that consumers can take to reduce their exposure to
lead in drinking water, including explaining that using a filter
certified to reduce lead by an ANSI accredited certifier is effective
in reducing lead levels in drinking water. Water systems must emphasize
additional measures to reduce exposure to lead in drinking water for
pregnant people, infants, and young children since they are at higher
risk of adverse health effects from lead exposure. Water systems must
also provide additional information about flushing the pipes, including
noting that consumers served by LSLs and GRR service lines may need to
flush for longer periods. In addition, water systems must include
contact information for the State and/or local health department so
that consumers can contact them for more information about lead. States
may only approve changes to the content requirements of the public
education materials if the State determines the changes are more
protective of human health. This information is required not only in
public education after a lead action level exceedance but any of the
public education requirements that cite the steps for reducing exposure
to lead in drinking water in Sec. 141.85(a)(1)(iv), such as the
consumer notice of lead tap sampling results and the notification of
service line material.
iii. Public Education to Local and State Health Agencies
For the final LCRI, the EPA is allowing CWSs to provide local and
State health agencies with public education and DSSA information via
mail, email, or another method approved by the State (see Sec.
141.85(i)).
d. Requirements for Language Updates and Accessibility
i. Lead Health Effects Language
For the final LCRI, the EPA is requiring the revised lead health
effects language in public education materials, as proposed and
previously described in section IV.J.2.d.i of this preamble.
ii. Translation Requirements
The EPA is requiring in the final rule all public education
materials under Sec. 141.85 to include (1) information in the
appropriate language(s) regarding the importance of the materials, and
(2) information where persons served by the water system may obtain a
translated copy of the materials, or request assistance in the
appropriate language(s), or the materials must be translated into the
appropriate language(s). For the final rule, the EPA is also adding a
requirement that States, as a condition of primacy for the LCRI,
provide technical assistance to systems in meeting the requirement to
provide translation assistance in communities with a large proportion
of consumers with limited English proficiency. This can include
providing water systems with contact information for inclusion in the
system's public education materials where consumers can contact the
State for translation assistance upon request. Other examples of
technical assistance include providing resources for water systems to
translate their public education materials, including EPA-provided
translations of required content for public education materials (e.g.,
health effects language, definitions) and translated templates through
a website.
K. Additional Requirements for Systems With Multiple Lead Action Level
Exceedances
1. Rationale and Proposed LCRI Revisions
While water systems must take actions to reduce lead levels in
response to a systemwide lead ALE, such as installing or re-optimizing
OCCT, these actions can take several years to be fully implemented.
Consequently, the LCRI proposed requiring water systems to
[[Page 86533]]
conduct public education activities and make filters that are certified
to reduce lead available to consumers in the event of multiple lead
action level exceedances. These actions are intended to provide greater
public health protection to drinking water consumers by educating
consumers about filters and increasing the likelihood of their use. The
EPA proposed requiring water systems to take additional actions in
response to three lead ALEs within a rolling five-year period. Multiple
ALEs are indicative of recurring high lead levels that warrant
additional measures while OCCT and mandatory service line replacement
are being implemented, or that longer-term measures are not effective
at reducing lead levels below the action level (e.g., a system that has
re-optimized once and is meeting optimal water quality parameters). The
EPA proposed the five-year period because it generally takes systems
that long to conduct an OCCT study and to install treatment.
Three lead ALEs (in five years) is also used to identify water
systems with a pattern of higher lead levels over time. Many water
systems have one or two ALEs and do not have another, so three action
level exceedances are a better indicator of longer-term problems. See
the final LCRI Economic Analysis (USEPA, 2024a) chapter 3, section
3.3.5, Exhibit 3-31 for additional information on the percent of
systems with two ALEs that go on to experience three ALEs. In addition,
having three or more lead ALEs within five years is a sign that
consumers are being continually exposed to elevated lead levels.
To prevent known or anticipated adverse health effects to the
extent feasible, the EPA believes that while these water systems are
taking actions to reduce lead in drinking water and continue to
experience higher lead levels, they must provide additional public
education on lead in drinking water and steps consumers can take to
reduce their exposure, including how to properly use a filter, and make
filters available to their consumers. Public education is effective for
reducing lead exposures in drinking water, by influencing individuals'
knowledge, beliefs, and behaviors, for example by making them aware of
lead in their drinking water and actions they can take to reduce their
exposure (see section IV.J.1 of this preamble). In addition, recent
filter effectiveness studies conducted by the EPA have shown that
properly installed and operated filters certified by an ANSI accredited
certifier to reduce lead are effective at reducing lead in drinking
water (Bosscher et al., 2019; Tang et al., 2023; Tully et al., 2023).
Access is one factor that influences uptake of public health
interventions. When filters or point-of-use devices and instructions on
their proper use are made more accessible, consumers are more likely to
use them (Reese et al., 2023; Mulhern et al., 2022). The EPA is
requiring the public education materials to discuss the use of filters
certified to reduce lead as one of the steps people can take to reduce
their exposure to lead. Making filters available to consumers when a
water system has multiple action level exceedances enhances existing
public education messaging and reduces lead exposure if the filters are
used properly. The EPA also finds that it is affordable and technically
possible for water systems to make filters available for their
consumers, as demonstrated by numerous systems that have provided
filters to some or all consumers or as part of service line replacement
programs, many of these at no direct cost to the consumer. Examples of
communities that have implemented filter programs include Newark, New
Jersey (City of Newark, n.d.); Pittsburgh, Pennsylvania (City of
Pittsburgh, n.d.); Kalamazoo, Michigan (City of Kalamazoo, 2023);
Benton Harbor, Michigan (Berrien County Health Department, 2023);
Elgin, Illinois (City of Elgin, 2023); and Denver, Colorado (City of
Denver, 2023). Furthermore, the EPA has made adjustments in the final
LCRI to require water systems to start developing a plan for making
filters available earlier so that the provision of filters to consumers
is not unnecessarily delayed (see section IV.K of this preamble).
Under the proposed LCRI, if during a rolling five-year period there
are three systemwide lead action level exceedances, a water system
would be required to make available to all consumers pitcher filters or
point-of-use devices that are certified by an ANSI accredited certifier
to reduce lead, six months of replacement cartridges, and instructions
for use within 60 days after the end of the tap sampling period in
which it met the criteria for multiple lead action level exceedances.
Replacement cartridges would be made available until there are no
longer three action level exceedances in a rolling five-year period. No
later than 30 days after the system has third ALE during a rolling
five-year period, the water system would be required to provide a
filter distribution plan to the State, and the State would be required
to review and approve the plan within 15 days. If there is a subsequent
ALE, the system would not be required to submit another filter plan
unless the State requires it or if there are any changes to the filter
plan. The filter plan would include a description of which methods the
system will use to make filters and cartridges available and a
description of how the system will address any barriers to consumers
obtaining filters. In addition, the water system would be required to
carry out at least one community outreach activity. This activity must
discuss the multiple lead ALEs, the steps the system is taking to
reduce lead in drinking water, and measures consumers can take to
reduce their exposure to lead. The EPA proposed the following community
outreach activities for systems with multiple ALEs: (1) conducting a
townhall meeting; (2) participating in a community event where the
system can make information about ongoing lead exceedances available to
the public; (3) contacting customers by phone call or voice message,
text message, email, or door hanger; (4) conducting a social media
campaign; and/or (5) using another method approved by the State. The
water system would be required to conduct at least one of the
aforementioned activities once every six months. The EPA included these
outreach requirements to increase transparency and protect public
health by providing consumers information on how to minimize their risk
of lead exposure. Water systems would be able to discontinue these
measures when they no longer have met the criteria of three ALEs within
a rolling five-year period.
2. Summary of Comments and the EPA's Response
The EPA received comments both in support and opposed to the
proposed requirement for water systems to conduct additional measures
(i.e., outreach activities and making filters available) in response to
multiple ALEs. Some thought the proposed requirement should provide
greater public health protection by requiring delivery of filters to
all consumers, including at no charge. Others recommended that the EPA
require water systems to make water filters available to only those
customers served by lead, GRR, and unknown service lines, due to the
cost of the filters as well as logistical challenges associated with
making filters available to all consumers, especially for large water
systems.
The EPA disagrees with the recommendation to limit the requirement
to make point-of-use devices and pitcher filters only available to
households or consumers that are currently being served by a lead, GRR,
[[Page 86534]]
or unknown service line. The EPA recognizes that LSLs are a significant
source of lead in drinking water; however, lead can also enter drinking
water from other sources, such as premise plumbing, affecting persons
with or without LSLs. Therefore, availability of point-of-use devices
and pitcher filters to all consumers ensures greater protection of the
public from lead exposure in communities with recurring high lead
levels.
The EPA recognizes the possible economic and logistical challenges
that some systems may face in making available point-of-use devices or
pitcher filters to all consumers. The EPA disagrees with comments that
assumed or recommended water systems provide filters directly to all
consumers. The proposed LCRI regulatory text at Sec. 141.85(j)
regarding the requirement for systems to make available to all
consumers pitcher filters or point-of-use devices does not mean that
systems are required to deliver filters, although that would be one
option for a system to meet the requirement to make filters available.
The rule allows systems (with the approval of the State) to determine
the most appropriate way to meet the requirements, without prescribing
specifically how systems must meet that requirement. For example, a
system may decide to use more than one way to make filters available,
such as operating a distribution center combined with providing at-home
delivery on request, to accommodate consumers with different
accessibility needs based on transportation and other considerations.
The EPA requested comment on using the proposed criteria of three
ALEs in a rolling five-year period to identify systems with ``multiple
ALEs.'' Some commenters raised issues with setting the criteria for
``multiple ALEs'' at three ALEs in five years and suggested alternative
criteria. For example, a commenter suggested that the number of
exceedances in the ``multiple ALEs'' criteria should be based on the
number of customers. Another commenter stated that the three ALEs in
five years metric would be ``at odds'' with these same systems' ability
to remove LSLs over the same five-year period because systems would
have to allocate limited resources to simultaneously implement both
requirements. On the other hand, some commenters stated that three ALEs
is ``too lenient'' or that the filter provision should be required
after a single lead ALE, rather than three.
After consideration of these comments, the EPA is finalizing the
criteria for multiple lead ALEs consistent with the proposal;
specifically, a system with at least three lead ALEs in a rolling five-
year period must meet the public education treatment technique
requirements at Sec. 141.85(j). The five-year timeframe was selected
because it typically takes five years to study, select, install, and
operate OCCT. The EPA disagrees with requiring filters be made
available after one ALE as the system will be undertaking multiple
activities following a single ALE including public education described
in section IV.J.4.c of this preamble that will advise consumers to take
actions to reduce their exposure, among other ongoing public education
activities (see section IV.J.4 of this preamble). Following the ALE the
system will be involved in activities to install or re-optimize OCCT,
as appropriate (see section IV.F.3 of this preamble). Three ALEs is a
more accurate indicator of sustained high lead levels that would not be
timely reduced by new or re-optimized CCT and which therefore merits
the rule requirement to make filters available to reduce these
exposures over a sustained period.
Some commenters recommended requiring water systems to submit the
filter plan after the second ALE rather than the third ALE. Similarly,
another commenter recommended requiring water systems to start working
on filter plans earlier than the proposed 30 days after the third ALE
to have more time to provide filters. The EPA agrees with comments that
recommend requiring submission of a filter plan after the second ALE
instead of the third ALE. This provides water systems more time to
prepare to make filters available by requiring water systems to submit
the filter distribution plan to the State within 60 days after the
second ALE in five years rather than within 30 days of the third ALE.
The State will also have 60 days to review and approve the plan, rather
than the proposed 15 days. This provides States with time to engage
with the systems on their filter plans, as appropriate, and coordinate
to address challenges with making filters available to consumers. By
requiring systems to submit the filter plan after the second ALE,
systems will be more likely to successfully implement the plan should
the water system have a third ALE.
Following approval of the filter plan, the water system will have
time to resolve any potential logistical and financial challenges in
advance of when they may need to implement the filter plan should the
water system exceed the lead action level for a third time in a five-
year period. The EPA encourages systems to plan for making filters and
cartridges available at no direct cost to low-income consumers, at a
minimum. In addition, the water system has 60 days from the end of the
tap sampling period when the third ALE occurs to implement the plan and
make filters available to all consumers.
Some commenters raised concerns about the proposed 60-day timeframe
for water systems to make filters available after multiple ALEs.
Specifically, some commenters questioned whether it would be feasible
for water systems to make filters available to all consumers within 60
days. In particular, some commenters mentioned that pitcher filters
would be hard to obtain and provide to consumers within that timeframe.
Another commenter requested that water systems be allowed to request a
time extension to make filters available. In contrast, the EPA also
received comments requesting a shorter timeframe for making filters
available as proposed. A commenter suggested that water systems should
be able to deliver filters in 30 days.
The EPA disagrees that 60 days may not be enough time for water
systems to obtain and make filters available to consumers. The final
LCRI requires filters be made available 60 days after the end of the
tap sampling period when the third ALE occurs (Sec. 141.85(j)(2)).
Since systems will have already prepared the filter plan following the
second ALE, with the 60-day time limit in mind, they will be prepared
to implement it, such as procuring the initial allocation of filters
and handling the logistics of making them available to their consumers
quickly. As a result, 60 days is a feasible amount of time needed to
make filters available to consumers. Also, the EPA disagrees with
shortening the time to make filters available to 30 days because that
may not provide water systems sufficient time to implement their plan.
The EPA requested comment on the market's ability to correct for
potential material shortages and provide enough filters to comply with
the proposed LCRI. For the proposed LCRI, the EPA assumed that the
market would correct for any potential shortages, including for
filters, in the three years before the LCRI compliance date. The EPA
received comments from a filter manufacturer and a filter certification
association supporting the EPA's assumption that the market would
correct for potential shortages, noting that water systems would be
able to purchase many types of filters in large quantities. The EPA
also found additional data on the growing water filtration market that
confirms the EPA's assumption in the proposed rule that the market
would correct on its own to meet the demands expected as a result of
the LCRI requirements (ICF, 2024c).
[[Page 86535]]
Some commenters raised concerns about the supply of filters if many
water systems have to implement these measures at the same time, but
did not provide any information to support the concern. Therefore, for
the final LCRI, the EPA affirms its assumption at proposal that the
market has the ability to correct for potential material shortages and
provide enough filters for systems to with multiple ALEs meet the
requirement to make filters available to all consumers.
Some commenters provided input on the proposed public education
activities for systems with multiple lead ALEs. A commenter suggested
increasing the use of public awareness campaigns. Another commenter
suggested requiring water systems with multiple ALEs to conduct at
least two public education activities rather than only one additional
activity as proposed to be able to reach more people. Another commenter
suggested that the required outreach activity in the rule should be
based on system size; larger water systems should be required to
conduct more frequent and more extensive outreach than small systems
(e.g., media campaigns) since they serve a larger population.
The EPA recognizes the importance of public education, which is why
the LCRI requires systems with multiple ALEs to conduct a community
outreach activity in Sec. 141.85(j)(4)(i) through (v) in addition to
the public education activities that are required in the event of each
single lead ALE in Sec. 141.85(b). The EPA expects this additional
community outreach activity will better protect public health than the
public education required by a single ALE alone by prompting consumers
to take voluntary actions to reduce their exposure to lead during
periods of recurrent action level exceedances by providing information
to consumers about the multiple ALEs, steps the water system is taking
to reduce lead, how consumers can minimize their lead risks, and how to
obtain a filter certified to reduce lead. As provided in the final LCRI
at Sec. 141.85(j)(4), the community outreach activity must: (1)
discuss the multiple ALEs that have occurred; (2) lay out the steps the
water system is taking to reduce lead in drinking water; (3) inform
consumers of measures they can take to reduce their risk; and (4)
provide information on how to obtain a filter. The EPA disagrees with
requiring two additional outreach activities, instead of one additional
activity every six months, for water systems with multiple ALEs because
these water systems are already required to conduct three other
outreach activities and other public education tasks following every
lead ALE in accordance with Sec. 141.85(b)(2). The EPA believes the
requirement for at least one additional outreach activity every six
months and making filters available in accordance with Sec. 141.85(j),
along with the other public education requirements under Sec.
141.85(b)(2), will ensure consumers have access to information and
resources to reduce their risk of lead exposure while water systems are
working to address the underlying problem through longer-term efforts
like OCCT and LSLR. However, the EPA notes that these requirements do
not prohibit water systems from implementing additional and other types
of outreach activities from the list in Sec. 141.85(j)(4). Systems may
do more outreach than required to best meet the needs of their
community. In addition, the EPA disagrees with specifying the type and
frequency of the outreach activity based on system size because the
agency does not want to limit water system's ability to choose the most
effective activity, as the water system is in the best position to
determine how to reach all their consumers, based on the community they
serve. Therefore, the final LCRI provides water systems the flexibility
to consider community-specific information, such as water system size,
to inform which one of the five outreach options for outreach
activities offered in the LCRI the water system chooses to conduct. As
noted above, the agency believes requiring at least one outreach
activity every six months is sufficient and the water system may
conduct additional activities as needed.
The EPA requested comment on whether to allow systems with multiple
lead action level exceedances to consult with the State on alternative
requirements and for States to determine the appropriate action. Most
commentors supported authorizing the State to determine appropriate
actions as alternatives to the LCRI requirements. The main
justification provided by commenter is that States have a better
understanding of the unique situations of water systems and determine
more appropriate actions tailored to the water system.
The EPA does not agree with these comments. The EPA determined that
when any systems has multiple ALEs, additional public education is
needed and making filters available to consumers will prevent adverse
public health impacts as a result of the sustained ALEs. Systems are
free to implement additional measures appropriate for their community.
As there is no safe level of lead exposure from drinking water, a
sustained ALES is indicative of the need for these specific additional
actions to help expeditiously reduce exposure to lead in drinking water
while the system works to comply with the OCCT requirements triggered
by the ALE, or if longer-term measures to control corrosion and remove
service lines are not effective at reducing systemwide lead levels to
below the action level. Nevertheless, the EPA agrees that some level of
State involvement is important to help ensure the water system has an
appropriate plan in place and therefore, is requiring the State to
approve the system's filter plan. In the final rule, the requirement of
state approval of the filter plan will give the State an opportunity to
work with the water system to develop a plan to make filters available
for all consumers.
The EPA requested comment on whether to include a provision where
the State has discretion to allow systems to discontinue actions to
address a sustained ALE sooner than otherwise required if the system
has taken tangible actions to reduce lead levels in response to
multiple ALEs. In the proposed LCRI preamble, the EPA gave the example
of a system that has taken actions ``e.g., installs OCCT or re-
optimized CCT, completed mandatory service line replacement and is at
or below the lead action level for two consecutive monitoring
periods.'' Commenters generally supported the approach to provide the
State with that discretion; one commenter disagreed with it. Another
commenter recommended changing the LCRI to allow water systems to
discontinue the actions.
The EPA agrees with commenters that States should be able to allow
water systems with multiple ALEs to discontinue the required actions if
the water system is at or below the lead action level for two
consecutive tap monitoring periods and if the water system has taken
actions to reduce lead levels. The EPA is including this discretionary
authority in the final LCRI because the additional actions taken to
reduce lead levels, such as re-optimized OCCT or completed LSLR
program, and lack of ALEs are indications that lead corrosion is being
controlled. Therefore, the final rule adds a provision to give States
the discretion to allow a water system to discontinue the required
actions under Sec. 141.85(j) taken after multiple ALEs earlier if: (1)
the system has taken actions to reduce lead levels, such as re-
optimized OCCT or completed LSLR; and (2) the system is at or below the
lead action level for two consecutive tap monitoring periods.
[[Page 86536]]
3. Final Rule Requirements
For the LCRI, the EPA is finalizing requirements for water systems
related to multiple lead action level exceedances at Sec. 141.85(j).
Water systems are required to take additional actions if the system
exceeds the lead action level three times during a rolling five-year
period. The first rolling five-year period ends five years after the
compliance date specified in Sec. 141.80(a)(3) followed by assessments
every six months thereafter. No later than 60 days after the tap
sampling period in which a water system meets the criteria described
above, a water system must make available to all consumers pitcher
filters or point-of-use devices certified by an ANSI accredited
certifier to reduce lead, six months of replacement cartridges, and
instructions for use. A water system must continue to make replacement
cartridges available until the system meets the requirements to
discontinue actions as described below.
To provide additional time for systems to prepare for filter
availability, the final LCRI requires water systems to submit a filter
plan to the State no later than 60 days after the system exceeds the
lead action level for the second time in a rolling five-year period
(Sec. 141.85(j)(3)). This plan would include: (1) a description of the
methods that would be used to make filters and filter cartridges
available to consumers and (2) a description of how the system will
address any barriers in making these filters available. The State must
review and approve the system's filter plan within 60 days. This
provides time for the State to engage with the water system on the
filter plan, as needed, and time for the system to make any necessary
updates before the need to implement the plan.
In addition to providing filters, following the third action level
exceedance in a five-year rolling period, the final LCRI requires water
system to conduct at least one community outreach activity in addition
to the required outreach specified in the public education section (see
Sec. 141.85(b)(2)) for systems that exceed the lead action level. The
EPA is clarifying for the final LCRI that water systems must conduct at
least one of the activities within six months of the start of the tap
monitoring period after the most recent lead ALE. In the proposed rule,
one of the activities included conducting a townhall meeting; the final
rule revised this to be a public meeting more generally since a
townhall meeting may imply government involvement.
Under the final LCRI, water systems may discontinue making filters
or point-of-use devices available and conducting community outreach
activities when there are no longer three ALEs in a five-year period
(Sec. 141.85(j)(6)). The final LCRI provides States discretion to
allow a water system to discontinue these additional requirements
earlier if the system is at or below the action level for two
consecutive tap monitoring periods and the water system has taken
actions to reduce lead levels (e.g., re-optimized OCCT, completed LSLR)
(Sec. 141.85(j)(6)).
L. Lead Sampling at Schools and Child Care Facilities
1. Rationale and Proposed LCRI Revisions
For LCRI, the EPA proposed to retain many of the 2021 LCRR
requirements in Sec. 141.92 for CWSs to conduct public education and
sample for lead in the schools and licensed child care facilities they
serve. Children are especially vulnerable to lead exposure and spend a
significant amount of time in these facilities. While the EPA is aware
that some States have requirements for lead sampling in schools and
child care facilities, including several States that have passed new
laws since the LCRR was promulgated, the EPA is also aware that some
schools or child care facilities have not been or are not being tested
under existing State or local requirements or through other voluntary
programs (USGAO, 2018; USEPA, 2023a, chapter 3, section 3.3.10).
Accordingly, many schools or child care facilities may not have
experience with lead in drinking water testing. The EPA promulgated
these requirements in the 2021 LCRR as part of the public education
treatment technique in order to educate schools and licensed child care
facilities about the risk from lead in premise plumbing and the
importance of sampling for lead in drinking water, to provide these
entities with some experience testing for lead in drinking water, and
to help inform their decisions to mitigate lead risks, including by
establishing their own sampling programs (86 FR 4232, USEPA, 2021a;
USEPA, 2020e). This includes providing schools and child care
facilities with the EPA's ``3Ts for Reducing Lead in Drinking Water in
Schools and Child Care Facilities--A Training, Testing and Taking
Action Approach (3Ts),'' which was developed to assist schools, child
care facilities, and States with addressing lead exposure (USEPA,
2018).
While larger buildings such as schools are not likely to be served
by LSLs, premise plumbing may contain lead. Additionally, large
buildings, such as schools, can have a higher potential for elevated
lead levels. This is because, even when large buildings are served by a
water system with well-operated OCCT, they may have lead in drinking
water due to lead in premise plumbing, larger and more complex plumbing
configurations, and inconsistent water use patterns (e.g., summer,
holiday, or other breaks) that can result in longer stagnation times
(88 FR 84956, USEPA, 2023a; Barn et al., 2014; Deshommes et al., 2016;
Proctor et al., 2020). As described in the proposed LCRI preamble, due
to these factors, a water system's 90th percentile lead level is not
necessarily reflective of lead levels in schools, and water system
adjustments to OCCT will likely not address elevated lead levels in
schools. Therefore, setting additional treatment technique requirements
for corrosion control would not be effective (88 FR 84957, USEPA,
2023a). Therefore, the EPA has determined that public education and
sampling at schools and child care facilities is an element of the
treatment technique rule for public education and not CCT. Accordingly,
the EPA determined the public education treatment technique is feasible
for the reasons cited in section IV.J.1 of this preamble, including for
CWSs to conduct public education and sampling at these facilities to
contribute to increased awareness of lead in drinking water in these
facilities (88 FR 84957, USEPA, 2023a). Also see section IV.L.2 of this
preamble for a discussion of the EPA's authority to require CWSs to
conduct these activities.
For LCRI, the EPA proposed to retain the requirements from the 2021
LCRR for CWSs to conduct public education and sampling in the schools
and licensed child care facilities that they serve. The EPA proposed
minor changes to clarify the intent of the provisions and proposed two
new waiver provisions in Sec. 141.92(h) to increase the flexibility of
States to waive sampling requirements for CWSs where they would be
duplicative of alternative sampling programs that would meet the
requirements. The EPA also proposed to reduce the time frame from
annually to 30 days for when CWSs must submit sampling results to the
State and State and local health agencies.
In developing public education and sampling requirements for
schools and child care facilities under the 2021 LCRR and LCRI, the EPA
is authorized under SDWA to establish NPDWRs that are legally
enforceable standards for PWSs as defined in SDWA section 1401(4) and
Sec. 141.2. The EPA does not have the authority under SDWA section
[[Page 86537]]
1412 to require schools and child care facilities that are not
regulated as PWSs to act under an NPDWR. The EPA did not propose public
education and sampling requirements for schools and child care
facilities that are regulated as PWSs because these facilities must
comply with NPDWRs, including the LCRI, unlike schools and child care
facilities that are not PWSs. This includes requirements to monitor for
lead and copper in drinking water (Sec. 141.86), conduct public
education (Sec. 141.85), conduct mandatory LSLR (Sec. 141.84),
optimize or re-optimize OCCT (Sec. Sec. 141.81 and 141.82) or
implement a small system flexibility as applicable (Sec. 141.93).
Requiring schools and child care facilities that are regulated PWSs to
comply with the requirements of Sec. 141.92 would be duplicative. The
EPA intended for these requirements to only apply to CWSs as part of
the public education treatment technique to educate the schools and
licensed child care facilities they serve on the risks of lead in their
buildings so that schools and child care facilities can take voluntary
actions.
2. Summary of Public Comments and the EPA's Response
a. General Requirements
The EPA received comments stating that the school and child care
sampling requirements should be removed from the final rule because the
EPA does not have the authority under SDWA to require PWSs to sample at
these locations. Conversely, the EPA received comments requesting that
the EPA require water systems to take additional actions in schools and
child care facilities, including installing filters certified to reduce
lead in drinking water and more frequent and comprehensive tap
sampling. These commenters indicated that the proposed requirements are
not effective as a component of the public education treatment
technique because they will not protect children's health. They stated
that the sampling would be only voluntary and limited, and would not
require water systems to take remediation actions or publicly post
results. In turn, they provided corresponding suggestions for new or
more stringent requirements for addressing lead in schools and child
care facilities.
The EPA disagrees with commenters who stated that the EPA does not
have the authority to include requirements for school and child care
lead sampling under SDWA. The EPA notes that it is not accurate for
commenters to frame the EPA's school and child care sampling
requirements under LCRI as regulating those facilities in lieu of water
systems. As stated above, the EPA is authorized under SDWA section 1412
to establish NPDWRs that are legally enforceable standards for PWSs as
defined in SDWA section 1401(4) and Sec. 141.2. Therefore, the EPA has
the authority under SDWA section 1412 to require CWSs, which are a
subset of PWSs, to comply with lead tap water requirements, which
include conducting public education and sampling for lead in schools
and child care facilities as part of the treatment technique for public
education. Further, the EPA's authority to promulgate the requirement
for CWSs to conduct public education and sampling at these facilities
is under the EPA's authority to promulgate a treatment technique rule
to ``prevent known or anticipated adverse effects on the health of
persons to the extent feasible'' (SDWA section 1412(b)(7)(A)). As noted
above, children are especially vulnerable to lead exposure and spend a
large portion of their day in schools and child care facilities. As
part of the feasibility demonstration for public education (see section
IV.J.1 of this preamble) and in accordance with SDWA section
1412(b)(7)(A), the EPA determined it is feasible for CWSs to conduct
public education and sampling at these facilities to contribute to
their increased awareness of lead in drinking water and thus facilitate
actions that the schools and child care facilities, or the families of
children who attend, can take to reduce lead exposures. Therefore, the
EPA is authorized to and made the requisite determination under SDWA
section 1412(b)(7)(A) to promulgate a treatment technique for public
education and to include water system sampling requirements at schools
and child care facilities that are feasible and can reduce lead
exposures. In addition, consistent with every lead and copper NPDWR,
CWSs already routinely conduct public education activities to customers
within their service area and have experience with conducting consumer-
requested sampling (see Sec. 141.85(c), 56 FR 26500-26503, USEPA,
1991). As described in section IV.L.1 of this preamble, the sampling
requirements are part of public education to educate schools and child
care facilities and their users about the risks from lead in premise
plumbing and the importance of sampling for lead in drinking water, to
provide them with some experience testing for lead in drinking water,
and help inform their decisions to mitigate lead risks, as appropriate,
including potentially establishing their own testing program for which
Federal funding is available (see section III.G of this preamble).
The EPA also disagrees with commenters who stated that the EPA
should require water systems to install filters in all schools and
child care facilities either in lieu of or in addition to sampling. As
discussed in section IV.L.1 of this preamble, elevated lead levels in
larger buildings such as schools are generally due to conditions
outside of the water system's control (e.g., complex premise plumbing
arrangements, inconsistent water use patterns), and persist even in
systems with well-operated OCCT. While it is within the control of
water systems to conduct public education activities and sampling,
water systems are typically not in control of premise plumbing in
schools and child care facilities. While water systems could have
access to drinking water outlets in schools and child care facilities
to install and maintain filters (e.g., if a school or child care
facility gives a PWS permission to access the property for this
purpose), the EPA notes that premise plumbing is typically not part of
the PWS distribution system and CWSs typically are therefore not
responsible for taking such actions. Notably, the ``filter-first''
legislation cited by commenters impose requirements on schools and
child care facilities, not on PWSs, to install filters, conduct
sampling, and ensure maintenance (e.g., City of Philadelphia, 2022;
State of Michigan, 2023).
Additionally, requiring water systems to install and maintain
filters in all the schools and child care facilities they serve would
impose a significant financial and technical burden on water systems.
While commenters argue that installing and maintaining filters is more
cost effective than a sampling program, the agency notes that the
commenters assumed a sampling program that included sampling of all
outlets used for human consumption twice a year and replacement of 40
percent of the faucets sampled with lead-free components in the first
year. This assumption is significantly more expansive than the
requirements for CWSs under Sec. 141.92. See section IV.L.2.d of this
preamble for a discussion on the scope and frequency of sampling.
Furthermore, as stated in section IV.L.1 of this preamble, the purpose
of these requirements is to provide public education to schools and
child care facilities in the form of information about the risks of
lead in their facilities, experience with how to sample for lead, and
the 3Ts guidance to inform potential actions (e.g., additional
sampling, remediation,
[[Page 86538]]
installation of filters). Installation and maintenance of filters in
all schools and child care facilities served by a water system is
outside of the intended scope of the requirements and is not necessary
to fulfill the stated purpose of the requirements as a public education
program under the public education treatment technique. Therefore,
schools and child care facilities and not water systems are generally
responsible for addressing premise plumbing and remediation actions
within their buildings, including installing filters and/or bottle
filling stations. For further discussion and additional reasons
supporting the EPA's decision not to require water systems install and
maintain filters in addition to sampling requirements as part of public
education, see discussion of remediation in section e. below.
The EPA also disagrees that the requirements will not be effective
for the purposes of providing public education to schools and child
care facilities because the LCRI does not include a specific frequency
or number of samples (e.g., semi-annually or annually, all taps used
for cooking and drinking), or requires remediation activities, or
specific reporting requirements, as suggested by the commenters. In
promulgating these requirements as part of LCRI, the EPA does not
intend for them to be a replacement for more comprehensive testing in
schools and child care facilities. The EPA anticipates they will be
effective to achieve their intended purposes of providing schools and
child care facilities information about lead risks in their buildings
and experience with testing for lead to help inform decisions for
addressing lead, as stated above. As noted in section V.L.1 of this
preamble, the EPA is aware that many schools and child care facilities
are not knowledgeable about drinking water lead risks and currently do
not receive direct information from an entity such as the water system
or the State about lead in drinking water and approaches to reduce risk
(USGAO, 2018; final LCRI Economic Analysis (USEPA, 2024a), section
3.10.10). Furthermore, as noted above, many schools and child care
facilities do not have direct experience with sampling. The EPA
previously developed guidance for schools and child care facilities
(i.e., the 3Ts) to assist in addressing lead in drinking water. There
have been significant Federal resources provided to States to support
voluntary programs (88 FR 84957, USEPA, 2023a). The EPA anticipates
that the requirements in Sec. 141.92 will build upon these non-
regulatory efforts and increase school and child care facility
awareness of lead in drinking water in their buildings and provide them
with tools to take additional actions. For a discussion on the
limitations of requiring schools and child care facilities to
participate in sampling, see the below section c on public education
and outreach.
b. Applicability
The EPA received public comments about which schools and child care
facilities are covered by the requirements for school and child care
sampling in Sec. 141.92(a). The EPA received comments supporting the
proposed revision for water systems to submit an initial list of the
schools and child care facilities that they serve to the State by the
LCRI compliance date. However, some commenters indicated that States
should not be required to review the list for accuracy, stating that
State drinking water programs do not have enough information or
resources to assess the validity of the list. The EPA also received
public comments requesting clarification as to whether schools and
child care facilities not covered under the requirements in Sec.
141.92(a) must be included on the list. The EPA also received comments
that the EPA should not exclude schools and child care facilities that
were constructed or had full plumbing replacement after January 1, 2014
or the date a State adopted standards that meet the definition of lead
free in accordance with section 1417 of SDWA; these comments noted that
lead-free plumbing materials could still contain lead. The EPA received
comment that schools and child care facilities that are served by a
lead, GRR, or unknown service line should not be excluded. The EPA also
received comments stating the agency should require schools and child
care facilities that are regulated as NTNCWSs to take additional
actions, such as installing filters on all outlets used for cooking and
drinking.
The EPA is finalizing the proposed requirement for water systems to
submit the initial list of schools and child care facilities to the
State by the LCRI compliance date in Sec. 141.92(b)(1). The EPA
proposed this requirement because while the 2021 LCRR required CWSs to
develop a list of schools and child care facilities that they serve by
the rule compliance date and to send an updated list to the State or
certify that the list has not changed at least once every five years,
there was no initial requirement to submit the list to the State by the
compliance date. The submission of the initial list at the time systems
must begin to comply with the requirements of Sec. 141.92 rather than
five years later is a necessary prerequisite for State oversight and to
ensure compliance with regulatory provisions that support health
protection and public education in schools and child care facilities
(88 FR 84956, USEPA, 2023a). The EPA disagrees with commenters who
indicated that the State should not review the list for accuracy. While
States may not be able to confirm every individual entry on the list,
States must ensure that systems have appropriately applied the
definitions of schools and child care facilities in Sec. 141.2 to
identify the schools and child care facilities they serve.
Additionally, the EPA anticipates that State drinking water programs
may be able to access information about schools and licensed child care
facilities from other State or local agencies to assist CWSs in
developing the lists. The EPA anticipates States may be in a good
position to help systems, hence, this requirement facilitates that
support. The expectation for State review is described in Sec.
142.16(d)(12). See section V.C of this preamble for more discussion
about the special primacy requirements associated with Sec. 141.92.
While Sec. 141.92(a) exempts CWSs from conducting public education
and sampling in schools and child care facilities based on the date of
adoption of the revised ``lead-free'' definition in accordance with
section 1417 of SDWA, the EPA agrees that it is ambiguous whether these
excluded facilities must be included on the list of schools and child
care facilities served by the CWS in Sec. 141.92(b). The provision in
Sec. 141.92(a)(1) requires CWSs to conduct public education and lead
monitoring at the schools and licensed child care facilities they serve
with the stated exceptions. The list is intended to assist CWSs in
fulfilling the public education and sampling requirements of Sec.
141.92 and for State oversight. The EPA did not intend for CWSs to
include schools and licensed child care facilities on the list that are
excluded under Sec. 141.92(a). The agency notes the requirements for
conducting public education in schools and child care facilities in
Sec. 141.92(c) and sampling in Sec. 141.92(d) and (e) all reference
the schools and licensed child care facilities identified in the list
in Sec. 141.92(b). To be responsive to these commenters and provide
clarity, the EPA added the phrase ``that meet the criteria of paragraph
(a)'' in Sec. 141.92(b)(1) in the final LCRI.
The EPA disagrees with commenters who said that water systems
should conduct public education and school sampling in facilities
regardless of construction date. The EPA excluded facilities based on
the date of adoption
[[Page 86539]]
of the revised ``lead-free'' definition in accordance with section 1417
of SDWA because these facilities are not likely to contain significant
lead sources (USEPA, 2020c). As noted in section IV.A of this preamble,
plumbing certified as ``lead free'' may still have an allowable level
of lead; however, contribution of lead to drinking water from these
sources is low. Additionally, plumbing replacement with new plumbing
materials is frequently conducted as a remediation approach to address
sources of lead. Water system resources are best used for public
education and sampling in schools and child care facilities with more
significant sources of lead rather than at sites with lead-free
plumbing. If schools or child care facilities that are newly
constructed or have conducted plumbing replacements to remove sources
of lead have potential concerns about lead in drinking water, those
facilities can choose to conduct their own sampling. However, the EPA
is not requiring CWSs to conduct public education and lead sampling at
these schools and child care facilities in the final LCRI.
The EPA agrees that any school or child care facility that has
undergone full plumbing replacement or were constructed after the date
of the ``lead free'' definition was adopted should not be excluded if
they are served by LSLs. LSLs were generally not constructed with an
interior diameter greater than two inches, therefore they are typically
connected to single family homes or buildings with limited number of
units (USEPA, 2022c). While larger schools and child care facilities
are therefore unlikely to be served by an LSL, it would be inconsistent
to exclude schools and child care facilities on the basis of meeting
the ``lead free'' definition unless the service line is also non-lead.
The EPA notes that this is consistent with the criteria for full
plumbing replacement for small systems under Sec. 141.93(c)(2). The
EPA is revising Sec. 141.92(a)(1) in the final LCRI to add a clause
Sec. 141.92(a)(1)(ii), which specifies that the schools and child care
facilities that were constructed or had full plumbing replacement after
the ``lead free'' date are not served by a lead, GRR, or unknown
service line.
The EPA disagrees with commenters who suggest the EPA set different
requirements for schools and child care facilities that are regulated
as NTNCWSs. The EPA notes these commenters did not provide sufficient
information supporting their recommendations about specific
requirements for the agency to be able to evaluate how or why these
water systems should be regulated differently. In the 2021 LCRR and in
the LCRI proposal, the EPA did not propose requiring NTNCWSs that are
also schools and child care facilities to meet the requirements of this
section. The purpose of the requirements in Sec. 141.92 is to further
public education for schools and child care facilities that are served
by CWSs. Schools and child care facilities that are regulated as PWSs
already have knowledge about lead sources in their buildings and
experience with actions like sampling and remediation. The agency notes
that these NTNCWSs are required to take other actions under the LCRI as
applicable that would address lead in these facilities including public
education, service line replacement, and potential installation of
treatment or implementation of a small system flexibility. Therefore,
the requirements of Sec. 141.92 would be duplicative and would not
provide the public education benefits as intended for schools and child
care facilities that are not PWSs. Based on the EPA's intent to
regulate all NTNCWSs the same across the LCRI and the lack of
information submitted, the final rule does not include different
requirements for schools that are NTNCWSs.
c. Outreach to Schools and Licensed Child Care Facilities
Some commenters disagreed with the agency's different proposed
approaches for outreach to elementary schools and child care facilities
versus secondary schools for the first five years after the compliance
date. Some commenters stated that all schools and child care facilities
should be treated the same, with the more direct outreach that is
required for elementary schools and child care facilities to be
extended to secondary schools. Others suggested only requiring CWSs to
offer sampling on request and not require systems to attempt to
schedule sampling for the elementary schools and child care facilities
during the first five years following the LCRI compliance date, stating
that it would simplify the rule. These commenters indicated that all
sampling is ``voluntary'' because elementary schools and child care
facilities can decline sampling or not respond to outreach when
contacted by the water system during the first five years. Some
commenters stated that the EPA should make the sampling mandatory such
that all schools and child care facilities are sampled, stating that a
voluntary program will lead to schools and child care facilities not
being sampled for lead. The EPA also received comments suggesting that
the EPA allow CWSs to only conduct outreach to a school district or
central office that manages child care facilities instead of each
individual site, stating that individual outreach would circumvent
official lines of communication. Still others requested that the agency
specify that CWSs are not required to provide information related to a
lead action level exceedance under the requirement in Sec. 141.92(c)
for CWSs to provide information to schools and licensed child care
facilities consistent with Sec. 141.85(a)(1), stating such information
would not be relevant.
The EPA disagrees with commenters who stated that all schools and
child care facilities should be treated the same under Sec. 141.92.
The EPA notes that the primary difference between the CWS requirements
for elementary schools and child care facilities and secondary schools
is the type of outreach that the system must conduct. The EPA is
maintaining different requirements for CWS outreach to elementary
schools and child care facilities compared to secondary schools during
the first five years following the LCRI compliance date because
children under the age of six are at the greatest risk of adverse
health effects due to lead exposure (CDC, 2022a). Requiring CWSs to
conduct more intensive outreach to elementary schools and child care
facilities relative to secondary schools during the first five years
after the LCRI compliance date prioritizes sampling in the facilities
serving children with the greatest risks associated with lead exposure
and provides this group of schools and child care facilities with the
opportunity to have more direct information. Specifically, the final
LCRI requires water systems to provide more direct outreach to these
schools and child care facilities in the first five years by mandating
the water system make at least two separate outreach attempts to
schedule sampling. Conversely, CWSs are required to provide an annual
notice to secondary schools who must request sampling. This approach
will reduce the overall burden on CWSs to conduct outreach and enable
them to focus on facilities with the subpopulation most susceptible to
experiencing health risks from lead while still maintaining an
opportunity for secondary schools to be sampled if they request it. It
is for these same reasons that the EPA disagrees with commenters who
say that CWSs should only offer sampling on request to the elementary
schools and licensed child care facilities as required for the
secondary schools. While the EPA agrees with commenters who said that
the sampling requirements are voluntary
[[Page 86540]]
on the part of the school or child care facility, the EPA estimated in
the 2021 LCRR that the more extensive outreach for elementary schools
and child care facilities was likely to result in a higher level of
participation relative to sending out letters offering sampling to
schools and child care facilities (86 FR 4232, USEPA, 2021a).
Regardless of the outreach required, all schools and licensed child
care facilities served by the systems have the same opportunity to be
sampled and at the same frequency.
The EPA acknowledges that some schools and child care facilities
will decline or not respond to CWS outreach. However, the EPA disagrees
with commenters that the agency can require that all schools and child
care facilities be sampled. The EPA is authorized under SDWA to
establish NPDWRs that are legally enforceable standards that apply to
PWSs as defined in SDWA section 1401(4) and Sec. 141.2. The EPA does
not have the authority under SDWA section 1412 to require schools and
child care facilities that are not regulated as PWSs to act under an
NPDWR to either allow CWSs to sample within the schools and child care
facilities or to require the facilities themselves to conduct sampling
or undertake other actions. Therefore, the EPA does not have the
authority to require a school or child care facility to allow a CWS to
conduct sampling. Schools and child care facilities may not consent to
tap sampling in their buildings and CWSs do not have control over these
facilities. Additionally, a CWS cannot be in violation of the LCRI
where a school or child care facility declined to participate in lead
sampling because CWSs do not generally have control over these
facilities.
The EPA disagrees with commenters who stated that CWSs should only
be required to conduct outreach to administrative entities, such as
school districts or central offices, instead of individual schools and
child care facilities. As described in section IV.L.1 of this preamble,
these requirements are part of the public education treatment
technique. As such, it is important that each school and licensed child
care facility receive the required information about lead in drinking
water directly from the CWS. While CWSs may wish to and can choose to
involve an administrative entity as part of school and child care
facility outreach, such as copying these entities on the outreach
materials or working with them in some way, the EPA does not agree that
offering this information to individual facilities would overstep the
administrative chain of command. For example, individual schools
typically have their own school-specific administration and facilities
management in addition to school district-wide administration. Schools
and child care facilities can determine for themselves if they must
consult with a central office or other administrative entity before
proceeding with lead sampling. Additionally, neither the EPA nor the
CWS can require an entity such as a school district or central office
to disseminate information to individual schools and child care
facilities. The requirements are intended to provide each school and
child care facility with information about the health risks of lead,
the 3Ts, and information about sampling. The agency notes that there
may be instances where collaborating with school districts or other
entities may help encourage participation and build connections between
schools and child care facilities and water systems. However, the
agency also anticipates that information may not be disseminated to the
individual schools and child care facilities and that coordinating
sampling and answering questions through an intermediary may be
inefficient. While a CWS may choose to include outreach to an
administrative entity (e.g., a school district), the agency is not
allowing CWSs to conduct outreach to these entities in place of
outreach to the schools or child care facilities they serve. The EPA is
concerned that the suggested revision would reduce the effectiveness of
the requirements by reducing the likelihood that individual schools and
child care facilities would receive the information.
The EPA agrees with the comment that the information about health
risks that CWSs are required to be provided schools and child care
facilities under Sec. 141.92(c)(1) should not include information that
refers to a lead action level exceedance, because it is not relevant
for the purposes of Sec. 141.92. Therefore, the EPA is revising Sec.
141.92(c)(1) in the final LCRI to specify CWSs must provide information
about health risks from lead in drinking water consistent with Sec.
141.85(a)(1)(ii) through (iv) and (vi). This omits only the content in
Sec. 141.85(a)(1) that is directly related to a lead action level
exceedance. The agency notes that a school or child care facility would
receive public education that includes all of the information in Sec.
141.85(a)(1) if the system has an action level exceedance in accordance
with Sec. 141.85(b).
d. Sampling
The EPA requested comments about whether the agency should require
CWSs to collect more samples and/or more frequently in schools and
child care facilities. The EPA received many comments stating that the
EPA should require more frequent sampling at more taps. Suggestions
included requiring water systems to sample at all taps used for human
consumption, and increasing the frequency to three years, annually, or
every six months. Some of these commenters stated that limited sampling
is not useful as a public education tool because the samples are not
representative of the entire building and could lead to a false sense
of security if lead is not detected. Conversely, many commenters also
stated that the EPA should not increase the required minimum number of
samples of five samples per school and two per child care facility, or
the sampling frequency, for reasons including that the proposed
provisions are sufficient for public education purposes and increased
burden on water systems may distract from other actions under the LCRI.
Some commenters supported the proposed requirements stating that the
purpose of the requirements is public education. Some commenters also
indicated that schools and child care facilities can conduct additional
sampling, if desired. The EPA also received comments stating that
sampling is not necessarily effective as a public education tool due to
variability in lead levels over time and suggested different
requirements for the EPA to require CWSs to install filters certified
to reduce lead in schools and child care facilities with periodic
sampling to ensure efficacy.
In the final LCRI, the EPA is maintaining the requirements for CWSs
to collect at least five samples per school and two per child care
facility when sampling for lead. The EPA agrees with commenters that
samples at one tap are not representative of all taps within a building
but disagrees that the sampling will lead to a false sense of security.
The purpose of the requirements in Sec. 141.92 are for public
education. Tap sampling is one but not the only way to provide
information to schools and child care facilities about lead in their
buildings. The sampling in Sec. 141.92 serves as an initial sample set
for lead risks within schools and child care facilities and coupled
with the public education materials (e.g., the EPA's 3Ts guidance), are
intended to encourage schools and child care facilities to take
additional actions, including additional comprehensive sampling. As
noted in section V.L.1 of this preamble, the EPA is aware that many
schools or child care facilities
[[Page 86541]]
lack knowledge and experience regarding lead sampling in schools and
child care facilities. CWSs are required to provide schools and child
care facilities with a copy of the EPA's 3Ts guidance prior to
sampling. The EPA's 3Ts guidance clearly encourages schools and child
care facilities to conduct comprehensive sampling as part of routine
building maintenance and provides tools to assist them in these
efforts. Additionally, the EPA is concerned that increasing the number
of required samples and frequency of sampling will place an increased
burden on water systems and divert time and resources from other
requirements under the LCRI, such as LSLR. The EPA received comments
from water systems noting the large number of schools and child care
facilities they serve. For example, one system stated that they serve
approximately 2,000 elementary schools and child care facilities and
would be required to collect up to 1,000 samples per year under Sec.
141.92 if the schools and child care facilities agree to be sampled.
They noted that this sampling effort is a significant increase over
what is required for compliance (e.g., 400 samples per year under
standard monitoring if collecting first- and fifth-liter samples at
each site). The EPA notes that increasing sampling to all taps used for
human consumption and/or increasing the frequency would significantly
increase burden and likely make this provision unworkable. Rather, the
initial sampling offered by the water system coupled with the
information in the 3Ts is sufficient to educate schools and child care
facilities on the steps they can take to reduce lead risks in their
facilities, including steps such as routine sampling and installation
of filters. The EPA does not agree that additional samples are needed
to fulfill the intent of the requirements and therefore is not
increasing the number of samples or sampling frequency in the final
LCRI.
e. Remediation
Some commenters stated that the EPA should set a school-specific
action level that would require either schools and child care
facilities or CWSs to take actions based on the sampling results,
asserting that otherwise, the requirements would not protect children
from lead exposure. Some of these commenters highlighted existing State
requirements that include action levels for schools and require
remediation, citing these as support for the EPA to consider requiring
similar actions. Some commenters stated that the EPA should require
CWSs to install filters certified to reduce lead, such as bottle
filling stations, in all schools and child care facilities, citing
``filter-first'' legislation adopted in States, such as Michigan. These
commenters indicated that lead may be present in drinking water
regardless of tap sample results due to variability, and that filters
are necessary to protect public health. Other commenters agreed with
the EPA's proposed approach for CWSs to provide schools and child care
facilities with the results and remediation recommendations consistent
with the EPA's 3Ts.
The EPA does not agree that Sec. 141.92 should include an action
level for use at schools and child care facilities whereby systems are
required to take remediation actions if the level is exceeded.
Commenters included a range of suggestions for how such a level would
function, including various suggestions for levels (e.g., 0.010 mg/L,
0.005 mg/L, 0.001 mg/L), who would be responsible for the remediation
action (e.g., the school or child care facility, the water systems),
and how it would be applied (e.g., to individual taps, not specified).
See the discussion on the public education purpose of Sec. 141.92 in
section IV.L.2.a of this preamble for why water systems are not
required to conduct remediation activities as part of these
requirements. The examples of State-level requirements that include
``action levels'' to require remediation or filter-first legislation
offered by commenters do not impose requirements on PWSs. These laws
require schools and child care facilities to conduct sampling and/or
take specific actions, such as installing and maintaining filters
certified to reduce lead. These examples of State requirements are
fundamentally different than the proposed requirements for the LCRI
because PWSs are generally not the entities required to carry out these
actions. Further, since the EPA can only regulate PWSs in NPDWRs under
SDWA section 1412, the examples are not consistent with the EPA's
authority. Even if the EPA did set an action level for use by schools
or child care facilities in the LCRI, the EPA would not have the
authority under SDWA section 1412 to require schools and child care
facilities that are not regulated as PWSs to take specific actions at
that level. Therefore, it would be unenforceable and likely cause
confusion. Instead, the EPA is requiring CWSs to provide schools and
child care facilities with the 3Ts, which includes resources to help
schools and child care facilities identify potential lead sources and
reduce their lead levels. The 3Ts recommends that schools and child
care facilities reduce their lead levels to the lowest levels possible,
recognizing there is no safe level of lead in drinking water. While not
required under Sec. 141.92, the EPA encourages schools and child care
facilities to prioritize any remediation efforts based on the highest
results or areas of concern (e.g., older fixtures, classrooms serving
younger children). However, the EPA recognizes the authority of States
to impose requirements on schools and child care facilities and
included a waiver provision in Sec. 141.92(h) for States to waive
requirements for CWSs when schools and/or child care facilities are
otherwise sampled, including through State laws and regulations on
schools and child care facilities. See the section g on waivers below
for discussion on State ability to offer waivers for alternative
requirements.
f. Providing Results
The EPA requested comment on if CWSs should be required to make the
school sampling results publicly available. Some commenters stated that
the EPA should not require CWSs to make results public stating that
schools and child care facilities are responsible for communicating
results. A few commenters indicated that if the public learns the
sampling results from the water system rather than from the school or
child care facility, that it would establish an adversarial
relationship between the water system and the school or child care
facility. Other commenters disagreed and stated that schools and child
care facilities may not share results with staff and users of the
building and their families and that CWSs should be required to
disseminate results to the public. Some commenters agreed with the
EPA's proposed approach for CWSs to include a statement in the CCR
informing the public that sampling is available to schools and child
care facilities and direct them to contact their school or child care
facility for more information, while others disagreed (see section
IV.O.1 of this preamble for more information on this proposed
requirement).
The EPA acknowledges the concerns from commenters about whether
sampled schools and child care facilities will share results and other
information with occupants of the buildings and the public. The EPA did
not propose for CWSs to make results public due to the additional time
and resources such a requirement would impose (88 FR 84959, USEPA,
2023a). Additionally, CWSs would not likely be in the best position to
answer questions from the
[[Page 86542]]
public, including about why a school or child care facility declined or
did not opt to participate in sampling or what the school or child care
facility is doing to address any lead issues in their buildings. The
EPA has heard from some commenters that schools and child care
facilities should communicate with the users of their buildings. While
the EPA does not have the authority under SDWA section 1412 to require
schools and child care facilities that are not PWSs to take this
action, the EPA strongly encourages them to share results and other
relevant information as outlined in the 3Ts guidance. The EPA expects
that many schools and child care facilities have experience with
sharing such information (88 FR 84959, USEPA, 2023a). However, to
increase public transparency, the EPA proposed and is finalizing a
requirement for CWSs to include a statement in the CCR about school and
child care facility lead sampling and direct members of the public to
their local school or child care facility for information. The EPA
received many comments supporting the proposed provision. The EPA
intends for this requirement to help raise awareness among the general
public and to incentivize schools and child care facilities to be
proactive about sharing information. See section IV.O.1 of this
preamble for further discussion of the final CCR requirement.
The EPA is also requiring in the final rule for CWSs to submit any
sampling results to the State and to State and local health agencies
within 30 days, but as soon as practicable, after CWSs receive the
results. The EPA reduced the time from annually under the 2021 LCRR to
within 30 days in the final LCRI such that the State, and State and
local health agencies would know about sampling results in a timely
manner, especially if the school or child care facility does not share
the results. These State and local agencies can use this information to
determine if they should take additional steps such as working with
schools and child care facilities to address lead in their buildings or
establishing requirements such as those as discussed below. The EPA
notes that States may voluntarily choose to disseminate sampling
results to the public (e.g., posting on a website).
g. Waivers
The EPA received many comments detailing existing State
requirements for school and/or child care facility sampling and
requested that the EPA allow States to waive the sampling requirements
for water systems. Many commenters stated that the EPA should provide
flexibility for States to issue waivers for recent or ongoing
alternative programs. Some commenters also requested clarification on
conditions for waivers and when they can be obtained. The EPA requested
comment on two new waiver provisions in the proposed LCRI. The EPA
received comments on whether the EPA should allow States to waive the
sampling requirements of Sec. 141.92 in schools and child care
facilities that had been sampled between January 1, 2021 and the LCRI
compliance date for the first five-year sampling cycle after the
compliance date. Many commenters supported this provision but stated
that the EPA should extend this date to as early as January 1, 2014,
citing the new lead-free standards and stating that sampling conducted
over this time period should ``count'' towards compliance with the
LCRI.
The EPA also requested comment on the agency's proposal to allow
States to waive the sampling requirements of Sec. 141.92 in schools
and child care facilities that install and maintain filters on all
outlets used for cooking and drinking. Additionally, the EPA requested
comment on whether this should only be allowed if the schools and child
care facilities are required by State or local law to install and
maintain them. Some commenters did not support limiting the waivers
based on State or local law stating that the provision should be
flexible to maximize the number of eligible CWSs. Other commenters did
not support the requirement as proposed, with some noting that it would
be difficult for a water system to know which schools and child care
facilities maintain filters. Some States indicated they would not offer
waivers for schools and child care facilities that use filters without
an existing requirement, stating sampling or other maintenance
requirements are necessary to determine efficacy.
The EPA is aware that some States have requirements for lead
sampling in schools and child care facilities (see the final LCRI
Economic Analysis (USEPA, 2024a, chapter 3, section 3.3.10.2.1)). Many
of these regulations require recurring sampling of all outlets used for
cooking and drinking and may require remediation actions (e.g.,
Minnesota Statutes 2023, section 121A.335; New Jersey Administrative
Code [N.J.A.C.], section 6A:26-12.4; 10 New York Codes, Rules and
Regulations [NYCRR] Subpart 67-4; State of Vermont, 2019). The majority
of these existing laws impose requirements directly on schools and
child care facilities, and do not involve PWSs. The EPA included waiver
provisions in the LCRR recognizing that it would be duplicative to
require CWSs to conduct public education and sampling in schools and
child care facilities that are already being sampled under an
alternative program. The EPA also included provisions for waivers to
cover schools and child care facilities sampled under voluntary
programs, including those funded under SDWA section 1464(d). The EPA
also emphasizes that the alternative voluntary programs are not
required to involve the water system or be administered by the State
drinking water program for the State to issue a waiver. For example, in
some States, the Department of Education may administer voluntary
sampling efforts using a grant awarded under SDWA section 1464(d).
The EPA notes several commenters cited various State requirements
and asked the agency if they would qualify for a waiver. Other
commenters requested flexibility to offer waivers even if the sampling
was not conducted in alignment with the requirements of Sec. 141.92.
The EPA has included criteria in Sec. 141.92(h) for States to
determine if the alternative program is at least as stringent as the
sampling requirements in Sec. 141.92. Although commenters' requests
that the agency evaluate whether any programs would qualify for a
waiver under the final LCRI, the final rule leaves this to the State
and includes flexibilities in sample frequency, number, and protocol
provided the overall program is at least as stringent as the
requirements in LCRI. For example, a State requirement for all schools
to be sampled once every six years but all outlets used for cooking and
drinking are sampled and some remediation is required could be eligible
for a waiver. Similarly, a program using a different sampling protocol
may qualify for a waiver if outlets are sampled and remediation is
required. The EPA also clarified that waivers can apply to groups of
schools and licensed child care facilities (e.g., all public elementary
schools), may not exceed the time period covered by the sampling
conducted under an alternative program, and automatically expire at the
end of any 12-month period during which sampling is not conducted. Once
a school or child care facility is no longer covered under a waiver,
the CWS must fulfill the sampling requirements of Sec. 141.92 at that
site. Additionally, States can issue waivers at any time given that
laws or programs may be established after the LCRI compliance date.
As described above, many commenters requested that the EPA require
actions such as requiring all
[[Page 86543]]
schools and child care facilities to participate in sampling (i.e.,
mandatory sampling), require remediation actions, and filter
installation. As discussed in section V.L.1 of this preamble, the EPA
does not have the authority under SDWA to require schools and child
care facilities that are not regulated as PWSs to take these actions.
However, there are many examples of States under State law that have
successfully adopted such requirements (see the final LCRI Economic
Analysis (USEPA, 2024a, chapter 3, section 3.3.10.2). Other Federal
agencies may also issue requirements under their statutory authorities.
In 2019, 14 Federal and non-Federal partners signed a Memorandum of
Understanding (MOU) on Reducing Lead Levels in Schools and Child Care
Facilities to voluntarily support and encourage schools and child care
facilities to conduct sampling, remediation, and communication
activities to reduce lead risks in their facilities (USEPA, 2019b). The
signatories to the MOU agreed to encourage schools and child care
facilities to take actions to address lead in their facilities, which
could include regulations promulgated under their respective legal
authorities or other non-regulatory initiatives like public education
and outreach and technical assistance. Notably, on August 21, 2024, the
Administration for Children and Families within the U.S. Department of
Health and Human Services (HHS) issued a final rule ``Supporting the
Head Start Workforce and Consistent Quality Programming,'' which
requires Head Start programs in facilities where lead may exist to
develop a plan to prevent children from being exposed to lead in water,
including sampling and inspection at least every two years, and
remediation as needed (89 FR 67720, USHHS, 2024). Additionally, on
March 24, 2023, the EPA and the HHS issued a joint letter to governors,
encouraging State and local governments to use Federal funding to
address lead in schools and child care facilities. Specifically, the
letter encourages governments to ``establish or strengthen child care
licensing and monitoring requirements to test for and address lead in
early childhood settings along with funding to support the associated
costs'' and promote the use of the EPA's 3Ts guidance (USEPA and USHHS,
2023). The EPA strongly encourages States to adopt lead testing
requirements for schools and child care facilities, using a variety of
means, including incorporating requirements in State and local
licensing of schools and child care facilities. States are likely
better positioned than the EPA to administer lead testing and
remediation programs because States can establish regulations for
schools and child care facilities that would provide for greater
consistency of education, testing, remediation activities, and public
communication across all schools and child care facilities throughout a
State. Additionally, States can directly apply for and have access to
funding to support schools and child care facilities that may not be
available to CWSs. If a State chooses to adopt requirements for schools
and child care facilities, the State may waive the sampling
requirements of Sec. 141.92 for CWSs in the schools and licensed child
care facilities covered by the alternative requirements. In the final
rule, the EPA has provided a range of criteria for waivers such that
States have the flexibility to establish alternative programs (Sec.
141.92(h)).
The EPA proposed allowing States to waive water systems from the
sampling requirements in Sec. 141.92 for the first five years after
the LCRI compliance date in schools and child care facilities that had
been sampled between January 1, 2021 and the LCRI compliance date. As
proposed in LCRI, CWSs would be required to sample at the request of
any school or child care facility they serve after the first five-year
cycle (i.e., starting five years after the rule compliance date) unless
the State grants a waiver for an ongoing alternative program. The EPA
notes general support for this concept and is finalizing the
requirement. The EPA disagrees with extending the cut-off date to as
early as January 1, 2014. The EPA proposed to limit the cut-off date to
January 1, 2021. While the EPA recognizes that some schools and child
care facilities may have been sampled under a one-time requirement or
voluntary program as early as 2014, extending the cut-off date would
result in an extended time period in which a school or child care
facility would not be eligible for sampling under the LCRI. For
example, if a school that had been last sampled in 2014 was covered by
a waiver for the first five-year sampling period, the school would not
receive an offer for sampling from the CWS until six years after the
LCRI compliance date, or almost 15 years from when they were last
sampled. In contrast, schools and licensed child care facilities have
the opportunity to be sampled at least once every five years by their
CWS under the LCRI. Additionally, the EPA proposed a cutoff date prior
to the LCRI compliance date in response to concerns that many schools
and child care facilities are currently being tested for lead under
existing State or local requirements and through WIIN grant funded
efforts and should be allowed to ``count.'' Specifically, such a
provision is intended to ensure that the final LCRI will not
incentivize the delay of any voluntary school or child care facility
lead sampling efforts in order to align with the LCRI compliance dates.
The EPA encourages States to use available Federal funding, including
WIIN grants, to conduct sampling in school and child care facilities as
soon as practicable. Federally funded efforts could reduce the burden
on CWSs, particularly during the first five-year cycle after the LCRI
compliance date. Additionally, many schools and child care facilities
were closed in 2020 due to the COVID-19-related shutdowns. The agency
estimates that any data collected during 2020 COVID-19-related closures
would be unrepresentative due to low water usage and longer than normal
stagnation times. Based on the reasons described above, the EPA is not
extending the January 1, 2021, cut-off date in the final rule. The EPA
notes that CWSs are not required to sample if a school or child care
facility declines or does not respond to the offer to sample. Schools
or child care facilities that have previously been sampled and may have
taken steps to address lead in their buildings may likely not respond
to the offer for sampling.
The EPA is finalizing the provision allowing States to waive the
sampling requirements of Sec. 141.92 for CWSs in schools and child
care facilities that install or maintain filters certified to reduce
lead on all outlets used for cooking and drinking as proposed. The EPA
proposed this requirement to account for regulatory and voluntary
efforts to install filters certified to reduce lead in schools and
child care facilities. The EPA is aware that some States have specific
requirements including requirements to periodically sample or maintain
filters, or for schools to only install filters if results are above a
certain threshold (e.g., 0.005 mg/L). The EPA requested comment on
whether waivers should only be issued if there is a State or local
requirement for installation and maintenance but decided to finalize
the provision as proposed to maximize flexibility. The EPA acknowledges
the implementation concerns raised by commenters, including that States
or water systems may not be aware of which schools or child care
facilities may be utilizing filters. However, the waiver will apply
where the water system is aware of such school and child care
facilities and will
[[Page 86544]]
encourage voluntary and proactive actions to reduce lead in drinking
water. The EPA expects that water systems will work with their States
if they are aware of schools and child care facilities that have taken
actions to install and maintain these devices. States may also choose
to issue waivers if the State has enacted ``filter-first'' legislation,
which require filters to be installed and maintained.
3. Final Rule Requirements
a. Applicability
For the final LCRI, the EPA is requiring all CWSs to conduct public
education and lead sampling in all schools and licensed child care
facilities they serve (Sec. 141.92). The EPA is finalizing the
proposed revisions clarifying the exclusion for schools and licensed
child care facilities that were constructed or had full plumbing
replacement after January 1, 2014 or the date the State adopted
standards that meet the definition of lead free in accordance with
section 1417 of SDWA, whichever is earlier and is renumbering this
provision from Sec. 141.92(a)(1) to Sec. 141.92(a)(1)(i). The EPA is
adding a revision in the final LCRI to specify that the excluded
schools and licensed child care facilities must not be served by a
lead, GRR, or unknown service line as a new clause in Sec.
141.92(a)(1)(ii). The EPA is finalizing the revisions specifying that
these requirements do not apply to NTNCWSs, including schools and child
care facilities that are regulated as PWSs (Sec. 141.92(a)(2)). The
EPA is also finalizing the proposed reorganization of Sec. 141.92 that
clarifies the requirements of this section compared to the 2021 LCRR
and more clearly states the requirements in plain language.
All CWSs are required to develop a list of all elementary and
secondary schools and licensed child care facilities they serve. The
EPA is adding a revision in the final LCRI to clarify in Sec.
141.92(b)(1) that schools and licensed child care facilities that are
excluded under Sec. 141.92(a) are not required to be included on the
list. The EPA is finalizing the proposed requirement for CWSs to submit
the initial list to the State by the LCRI compliance date in accordance
with Sec. 141.92(b). CWSs are not required to include schools and
child care facilities on the list that do not meet the applicability
requirements in Sec. 141.92(a), such as a school constructed after
January 1, 2014. CWSs must update the list at least once every five
years following the LCRI compliance date and submit it to the State or
certify that no changes have been made to the list in accordance with
Sec. 141.92(b)(2).
b. Outreach to Schools and Licensed Child Care Facilities
All CWSs must conduct public education about the health risks of
lead in drinking water to all elementary schools, secondary schools,
and child care facilities on their list in accordance with Sec.
141.92(c) at least annually. The EPA is adding a revision in the final
LCRI to clarify that the information on the health risks in drinking
water must be consistent with the content requirements of Sec.
141.85(a)(1)(ii) through (iv) and (vi). Within the first five years
following the LCRI compliance date, CWSs must notify the elementary
schools and licensed child care facilities they serve that they are
eligible for lead sampling (Sec. 141.92(c)(2)(i)). The notice must
include a proposed schedule for the water system to conduct the
sampling and a copy of the EPA's 3Ts guidance. CWSs must provide this
notice to at least 20 percent of the elementary schools and child care
facilities they serve per year such that each elementary school and
child care facility on the list receives the outreach during the first
five-year sampling cycle after the rule compliance date (Sec.
141.92(d)(1)). Additionally, CWSs must notify all secondary schools
annually that they may request lead sampling from the water system
(Sec. 141.92(c)(2)(ii)). Starting in the sixth year following the rule
compliance date, all CWSs must annually notify all the elementary
schools, secondary schools, and licensed child care facilities they
serve that the water system will sample at the request of the school or
child care facility (Sec. 141.92(c)(3)).
c. Sampling Frequency
The EPA is retaining requirements from proposal for water systems
to conduct sampling in 20 percent of the elementary schools and 20
percent of the licensed child care facilities they serve per year for
the first five years after the rule compliance date until all
facilities are sampled or are considered non-responsive (Sec.
141.92(d)(1)). If an elementary school or licensed child care facility
either declines the offer for sampling or is non-responsive after at
least two outreach attempts, the CWS may count the facility under the
20 percent for that year (Sec. 141.92(d)(1)(i)). However, the CWS must
include information about the schools and child care facilities that
either did not respond or declined sampling in a report submitted to
the State as described in Sec. 141.90(i)(3) (see section IV.N of this
preamble). Starting in the sixth year following the compliance date,
CWSs must sample any elementary school or licensed child care facility
that requests sampling. Starting with the rule compliance date, CWSs
must sample any secondary school if requested (Sec. 141.92(e)). When
conducting sampling on request, CWSs are not required to sample more
than 20 percent of the schools or licensed child care facilities they
serve per year and may defer requests above 20 percent to the next year
(Sec. 141.92(d)(2)(i) and (e)(2)). A CWS is not required to sample an
eligible school or child care facility more than once in a five-year
period. If a school or child care facility is added to the list in
Sec. 141.92(b), the CWS must conduct the outreach in Sec.
141.92(c)(1) such that all elementary schools and child care facilities
receive one round of proactive outreach from the water system prior to
only being offered sampling on request (Sec. 141.92(d)(3)).
d. Sampling
The EPA is retaining the proposed sampling protocol requirements in
the final LCRI in Sec. 141.92(f). When conducting sampling, CWSs must
collect at least five samples per school and two samples per child care
facility in accordance with Sec. 141.92(f)(1). If there are not enough
taps available to meet the required minimum number of samples, CWSs
must collect a sample from all the taps used to provide water for human
consumption. Samples may be collected from outlets with point-of-use
devices only if there are point-of-use devices on all outlets typically
used to provide water for human consumption. Samples must be collected
according to the protocol in Sec. 141.92(f)(2). Samples may be
collected by the CWS, the school or child care facility staff, or
another appropriately trained individual (Sec. 141.92(f)(3)).
e. Providing Sample Results
The EPA is finalizing the proposed requirements in Sec.
141.92(g)(1) for water systems to provide results to the sampled school
or child care facility, the State and local health agencies and the
State as soon as practicable but within 30 days of receiving the
results. See section IV.N of this preamble for school and child care
facility reporting and section IV.O.1 for requirements for CWSs to
include information about school and child care facility sampling
opportunities in the Consumer Confidence Report. The EPA is retaining
the requirements for water systems to provide information about
remediation (e.g., the EPA's 3Ts or other related materials) to the
sampled schools and
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child care facilities along with sample results in Sec.
141.92(g)(1)(i)).
f. Waivers
The EPA is finalizing the proposed provision in Sec. 141.92(h)(5)
allowing States to waive the sampling requirements for water systems in
Sec. 141.92 for the first five years following the final LCRI
compliance date for any schools or child care facilities that were
sampled between January 1, 2021 and the LCRI compliance date that meet
the requirements of this section. CWSs must conduct the sampling
requirements of Sec. 141.92 for all other eligible schools and
licensed child care facilities. Additionally, CWSs must conduct the
sampling requirements in all the schools and licensed child care
facilities on the list in Sec. 141.92(b) starting in the sixth year
after the LCRI compliance date, unless those facilities are covered by
a different waiver under Sec. 141.92(h).
The EPA is also finalizing the proposed provision allowing States
to waive the sampling requirements for water systems in Sec. 141.92
for any schools or licensed child care facilities that install and
maintain filters certified to reduce lead (Sec. 141.92(h)(1)(iv)). The
EPA is retaining the other waiver provisions introduced in the 2021
LCRR and proposed for LCRI including allowing States to waive sampling
requirements for water systems to sample in schools and child care
facilities that are covered by alternative testing programs that are at
least as stringent as the sampling requirements in Sec. 141.92 as
provided in Sec. 141.92(h). CWSs are required to fulfill all the
requirements of Sec. 141.92 in the subset of schools and licensed
child care facilities they serve that are not covered by a waiver or
once a waiver no longer applies (Sec. 141.92(h)(2) and (3)).
M. Copper
1. Rationale and Proposed LCRI Requirements
Copper is an essential trace element required for several metabolic
processes; however, excess copper intake is toxic and linked to various
adverse health effects. Acute gastrointestinal conditions are the most
common adverse health effects observed among adults and children.
Chronic exposure to copper is particularly a concern for people with
Wilson's disease, an autosomal recessive genetic disorder of copper
metabolism affecting 1 in 30,000 individuals (Ala et al., 2007). These
individuals are prone to copper accumulation in body tissue, which can
lead to liver damage, neurological, and psychiatric symptoms (Dorsey
and Ingerman, 2004). Additional information on the health effects
associated with copper are available in appendix E of the final LCRI
Economic Analysis (USEPA, 2024a).
Under the LCRI, the EPA proposed to require water systems to
provide customer notice of an individual's copper tap sampling results.
Similar to the notice for lead tap sampling results, the notice for
copper tap sampling results must include the results of copper tap
water monitoring for the tap that was tested, an explanations of the
health effects of copper as provided in appendix B to subpart Q of part
141 (Standard Health Effects Language for Public Notification), a list
of steps consumers can take to reduce exposure to copper in drinking
water, and contact information for the water system. The EPA proposed
that systems must provide all consumer notices of individual copper tap
sampling results as soon as practicable but no later than three
calendar days after the water system learns of the tap monitoring
result and any notifications conducted by mail must be postmarked
within three days. The EPA proposed the notice must also provide the
MCLG and action level for copper, both of which are 1.3 mg/L and the
definitions for these two terms from Sec. 141.153(c). The EPA proposed
to allow systems to combine the lead and copper results and required
information into a single notice in cases where copper and lead samples
are collected at the same time. This would also include notification of
results from on-request tap sampling required under Sec. 141.85(c).
2. Summary of Comments and the EPA's Response
The EPA received several comments on the proposed LCRI about the
regulation of copper. The EPA received comments focused on creating
separate sampling requirements for lead and copper. Commenters
requested that water systems collect copper and lead samples from
different locations, with copper samples focusing on locations with
expected high concentrations of copper (i.e., sites with newly
installed copper service lines). Commenters noted the proposed LCRI
targets sites most likely to have elevated lead levels and not
necessarily sites that may have elevated copper levels.
The EPA disagrees with creating separate sampling pools for lead
and copper. The sample site selection criteria at Sec. 141.86(a)(4)
require sampling from sites with the highest risk (lead) followed by
sites that have copper pipes (Tier 4 sites). Tier 5 includes sites that
are representative of sites throughout the distribution system that can
include sites served by copper pipes. Commenters also noted the
challenges with recruiting volunteers to collect tap samples, which
would further be exacerbated by requiring additional separate sites for
copper. In addition, maintaining two sample pools, one for lead and one
for copper, would further complicate the rule. Recognizing the inherent
complexity of the tap sampling requirements for the LCR, the agency did
not develop a separate tiering structure for copper sites to ease
implementation.
Moreover, because the sources of lead and copper in drinking water
are generally the same (i.e., corrosion from fixtures of pipes
containing the metal), and because the treatment technology for
elevated copper levels is also the primary treatment for lead (i.e.,
reducing corrosion in the distribution system), it is rational to group
these two contaminants into a single rule (56 FR 26490, USEPA 1991).
Additionally, both lead and copper require sampling at taps, rather
than at the entry point of the distribution. While the EPA did not
propose many revisions to address copper, the rule revisions will also
reduce copper levels. Treatments to control for lead are also effective
at controlling for copper, such as pH and alkalinity adjustment and
orthophosphate inhibitors. For example, installing and re-optimizing
OCCT for systems above the lead action level will likely reduce copper
levels. Although the tiering structure for the final LCRI has not
changed with regard to copper, Tier 4 includes sites with copper lines;
thus sampling will occur at higher-risk copper sites when the higher
risk lead sites are no longer available.
Additional comments on copper included encouraging the EPA to
reassess public education requirements for copper. These comments
requested the EPA require water systems to inform their users when a
system exceeds the copper action level, in a manner similar to how
water systems are required to inform their users when a system exceeds
the lead action level. The EPA disagrees with requiring water systems
to inform their users of a copper ALE. The LCRI requires water systems
to issue Tier 2 Public Notification if the system has a treatment
technique violation in response to a copper ALE. In addition, a water
system must report copper tap sampling compliance information in its
CCR under Sec. 141.153(d), along with the new requirement for water
systems to provide notification to consumers of their individual copper
tap sampling results under Sec. 141.85(d). The EPA
[[Page 86546]]
expects that elevated copper levels may be addressed by CCT, in
addition to systems' providing the appropriate health effects language
to consumers through public notification or the CCR, thus protecting
individuals at most risk of adverse health effects due to copper
exposure (i.e., those with Wilson's Disease). Additionally, the health
impacts of acute copper exposure versus acute lead exposure are vastly
different. Exposure to lead poses serious health risks to the brain and
nervous system of children, while copper exposure causes
gastrointestinal distress for a majority of the population, except for
those with Wilson's Disease who should be aware of all potential
exposure sources of copper. Therefore, the EPA finds it is reasonable
to rely on these requirements for public health protection from copper
for purposes of the treatment technique for public education in lieu of
adding others, as requested by commenters.
3. Final Rule Requirements
The final LCRI retains the proposed changes to copper including the
timing of the notification for an individual's copper tap sampling
result. Water systems must provide notification of the tap sampling
result as soon as practicable but no later than three business days and
any notifications by mail must be postmarked within three business days
of the system's learning of the tap sampling results as stated in Sec.
141.85(d)(2). In cases where copper samples are collected at the same
time as lead, systems are permitted to combine lead and copper results
and required information into a single notice. The EPA expects that
this will simplify the implementation of the rule by allowing systems
to deliver both the lead and copper results and associated required
information at the same time.
N. System Reporting and Recordkeeping
1. System Reporting Requirements
a. Rationale and Proposed LCRI Revisions
The EPA proposed in the LCRI to revise water system reporting
requirements in accordance with other proposed changes to the LCRI
(Sec. 141.90). The proposed revisions to these sections were primarily
driven by the changes and additions to the corresponding requirements
in other sections of the proposed LCRI to ensure consistency and
completeness of reporting requirements. Revisions proposed in other
parts of the rule affect reporting of tap sampling results for LSL
sites, documentation requirements for customer refusals, reporting
requirements for systems with multiple lead action level exceedances,
compliance with the service line inventory and replacement
requirements, and reporting requirements for systems with schools and
child care facilities. System reporting requirements should match the
LCRI requirements to inform State decision-making and improve
implementation and oversight.
The EPA proposed modifying the tap sampling reporting requirements
for systems sampling at LSL sites to report both first- and fifth-liter
sample results in accordance with the updated tap sampling protocol.
In the 2021 LCRR, systems are required to report summary numbers of
lead, GRR, and unknown service lines when they submit their service
line material inventory. The LCRI proposal expanded the inventory
reporting requirements to include lead connectors and non-lead service
lines, beginning with the baseline inventory due by the LCRI compliance
date.
Under the 2021 LCRR, systems with LSLs are required to begin
conducting standard tap monitoring within one year of the rule
compliance date, and submit a site sample plan to the State for review
prior to the start of the first tap monitoring period. In LCRI, the EPA
proposed to expand this requirement to start standard monitoring to all
systems with lead, GRR, and/or unknown service lines.
The EPA proposed to require that all systems conducting service
line replacement report their compliance with the service line
inventory and replacement requirements to the State. Each year, systems
would be required to submit inventory summary information, including
the current number of LSLs, GRR service lines, unknown service lines,
non-lead service lines, and lead connectors. They would also be
required to report information on their replacement program, including
the total number and street addresses of locations where full, partial,
and GRR service lines and lead connectors were replaced. The EPA also
proposed that systems report the total number of unknown service lines
determined to be non-lead and the street address of any service line
inventoried as non-lead that is later discovered to be a lead or GRR
service line. Under the LCRI proposal, systems would be required to
certify to the State the number of service lines not replaced due to
property owners not providing consent to conduct service line
replacement.
As part of the reporting requirements, systems must certify that
various requirements have been completed. The EPA proposed two required
certifications for systems conducting public education and making
filters available following multiple lead action level exceedances.
First, they must certify to the State that they conducted at least one
required outreach activity in the previous year. Second, they must
certify that they complied with filter availability requirements in the
previous year by providing a copy of the filter distribution plan and
the number of filters provided each tap sampling period.
The EPA proposed improvements to the reporting requirements for
water systems with schools or child care facilities. The EPA proposed
to require systems to submit the initial list of schools and child care
facilities they serve by the rule compliance date. The EPA also
proposed to require systems provide the results of school and child
care sampling to the State within 30 days of receiving them (see
section IV.L of this preamble). The 2021 LCRR requires water systems to
submit a summary report to the State containing information about
school and child care sampling during the prior calendar year,
including the number of schools and child care facilities sampled and
the number of elementary schools and child care facilities that
declined or did not respond to attempts for sampling. The EPA proposed
in the LCRI that the report must also include the names of the schools
and child care facilities. The EPA anticipated that this would help
States identify which schools and child care facilities have not been
sampled and why.
b. Summary of Comments and the EPA's Response
The EPA received comments stating there were too many system
reporting requirements and recommended the EPA remove requirements or
decrease the number of requirements. These commenters stated that
multiple and different types of reporting requirements are too
burdensome both on the systems that must complete the reporting
requirements and on the States that must review them.
In response to these comments, the EPA reviewed all system
reporting requirements for the LCRI. The EPA disagrees with these
commenters because the agency determined that each of the reporting
requirements in the proposal provide information that is essential to
public health protection or the implementation of the rule. The EPA
acknowledges that there are several reporting requirements associated
with this rule. However, the LCRI is a complex rule with multiple
components that requires adequate system reporting
[[Page 86547]]
to provide the necessary data for public health protection and
effective oversight and enforcement.
The EPA received comments stating that there were too many dates
throughout the year when systems would be required to report
information to the State. Reporting requirements in the proposed LCRI
included reporting sampling results, service line inventory information
and certifications that required actions had been taken by systems. To
reduce complexity and administrative burden, some of these commenters
suggested the final rule should align the frequency of some of the
certifications to streamline the reporting requirements. The EPA agrees
with these commenters that a more streamlined set of reporting dates
would help ease confusion and reduce burden for systems and States. For
the final LCRI the EPA has limited the total number of dates throughout
the year when reporting will be required by aligning the reporting
schedules to the greatest extent possible. Specifically, the EPA
adjusted the reporting deadlines in Sec. 141.90(a)(1)(ii), (a)(3)(i),
(e)(3) through (10) and (13), and (f)(3), (6) through (8), and (10).
The majority of the reporting elements are now required on either the
date three years after the compliance date, 10 days after the tap
sampling period, or annually by January 30. Other reporting elements
retain different reporting dates due to the specific nature of those
reporting requirements.
The items that must be reported on the date three years after the
compliance date are generally items that are associated with the
service line inventory. Examples of this are the initial inventory and
documentation of previous inventory validation efforts that have been
completed by the system prior to the LCRI. These items are necessary at
the compliance date because they provide information that systems will
need to comply with the LCRI.
The items that must be reported 10 days after the tap sampling
period are generally associated with tap sample results from that tap
sampling period. These results provide information vital to
understanding public health risk, such as concentrations of lead and
copper in drinking water at consumers' taps. The reporting results can
also lead to system requirements for taking action to protect public
health triggered by the 90th percentile lead and copper values, such as
follow up sampling and public education. Since this information may
lead to actions by systems or individuals to protect public health,
these items must be reported relatively quickly.
The items that must be reported annually by January 30 are
generally related to the LSL replacement program, the service line
inventory, public education summaries, or other certifications provided
by systems that they are meeting the various requirements of the LCRI.
These items are less time sensitive and therefore can be reported on an
annual basis. The date of January 30 was selected because many
reporting items in the proposal and the 2021 LCRR would already occur
on this date. The emphasis of January 30 meant that for the final LCRI,
the EPA changed some reporting items, mostly certifications associated
with public education and outreach, from a July 1 date to January 30.
The EPA maintained the annual frequency for these items because the EPA
did not receive comments stating that the frequency was inappropriate.
However, the EPA aligned the reporting dates to respond to comments
that suggested that a more streamlined approach would reduce confusion
and burden for systems and States.
In addition, the EPA modified the regulatory language describing
the January 30 date in some instances for clarity and consistency,
without changing the reporting date. For example, the proposal used
terms such as ``30 days after the end of the calendar year'' or ``30
days after the end of the program year'' to describe January 30. This
could result in confusion about the actual reporting deadline, when the
EPA intends for all applicable reporting requirements to be met
annually by January 30. Hence, for the final LCRI, the EPA amended
language in Sec. 141.90 of the rule to consistently say ``annually by
January 30.''
The EPA also adjusted reporting requirements to match the change
from proposal in the designation of the program year. The agency made
this change to reduce implementation burden. For the final LCRI, the
EPA added the definition for program year to Sec. Sec. 141.90(e) and
141.84(d)(5)(iii) to clarify that the first mandatory service line
replacement ``program year'' is from the compliance date specified in
Sec. 141.80(a)(3) to the end of the next calendar year and that every
subsequent program year is aligned with the calendar year. This means
that the first program year will be slightly longer than one calendar
year and subsequent program years will be one calendar year long. All
program years, including the first program year, will end on December
31. The reporting deadlines for many items in the proposal were dates
stated in relation to the program year (e.g., ``no later than 30 days
after the end of each program year''). The EPA changed many of these
deadlines to cite specific days throughout the year (e.g., ``annually
by January 30'') for clarity. While the language describing the date
has changed, these systems still have the same amount of time for
reporting since they are still 30 days after the program year. The
revised language and the alignment of program year to calendar year
responds to comments that a more streamlined approach will reduce
confusion and burden.
Finally, there are some reporting requirements that have different
reporting dates. These types of requirements generally fall into two
categories. This first category is items that require fast action,
often sooner than 10 days, due to an interest in public health
protection, such as certification that public education materials were
delivered appropriately after a lead action level exceedance. Public
health is protected by quick reporting because the reporting can result
in action taken by the system or the public to protect from the risk of
lead or copper contamination in their drinking water. The second
category is an item that is relatively uncommon but will lead to a
major change in the system's requirements under the rule, such as the
discovery of an LSL in a system that was previously thought to be free
of LSLs. In these cases, the system will often need to take action to
modify their operations and it would not be appropriate to wait for up
to a year to begin. These specific circumstances are not appropriate
for the agency to make changes in the final LCRI to align these
requirements with the other more common ones previously discussed.
The EPA received comments concerning the requirement to report tap
sampling results within 10 days of the end of the tap sampling period,
which is the period when systems must collect samples within the tap
monitoring period. Some commenters felt that it would not be possible
to meet this deadline, and instead this reporting should be tied to the
tap monitoring period. These commenters reasoned that for samples taken
near the end of the tap sampling period, there is not sufficient time
for systems to send them to a laboratory, receive the results, perform
the 90th percentile calculations, and report to the State all within
ten days. The EPA disagrees with these commenters because there is a
high public health value of having systems report results to States
within 10 days of the tap sampling period. This is because high levels
of lead or copper, as
[[Page 86548]]
indicated by tap sample results, require quick action by water systems
to protect public health. These actions include conducting public
education so consumers can take informed actions to protect their
health and reducing exposure to these contaminants through CCT. In
addition, ensuring the State receives the 90th percentile data within
10 days will allow the State to provide oversight should actions need
to be taken to protect public health. The EPA also notes water systems
have flexibility as to when tap sampling occurs within the tap sampling
period. Systems do not need to wait to the last day of the tap sampling
period if the system is concerned about receiving laboratory results in
time to calculate the 90th percentile and provide results to the State
within 10 days. Therefore, the EPA determined 10 days is an appropriate
timeframe.
The EPA received several suggestions for minor technical changes to
the reporting requirements in the areas of system reporting, mainly for
consistency with other sections of the rule, clarity, and
understandability of the regulatory text. The EPA agrees that
consistency, clarity and understandability are important goals for the
LCRI. Therefore, the EPA agrees with advancing these goals and adjusted
the LCRI accordingly. In general, these changes did not substantially
impact the requirements of the rule.
For example, the EPA received comments noting that in many
locations in Sec. 141.90, some language was used inconsistently. In
the proposal, words like ``certify,'' ``document,'' and ``demonstrate''
were used interchangeably. The EPA agrees that terminology should be
used consistently to ease implementation of the LCRI. Therefore, for
the final LCRI, the EPA revised Sec. 141.90 to consistently use
``certify'' to document whether a system has completed a rule
requirement when data or other details are not required. This revision
occurs at Sec. 141.90(a)(2)(iii) and (f)(4) and (7). Conversely, in
Sec. 141.90(e)(10), the EPA changed the language from ``certify'' to
``submit'' to reflect that the reporting requirement is the number of
service lines, not simply to notify the State that the requirement has
been met.
In the proposal language in Sec. 141.90(a)(2)(iii), commenters
noted that the requirement for systems to document that the results of
monitoring will be made publicly available was presented in a way that
could be perceived to require documentation of an action that would
happen in the future and that this would be difficult to document and
enforce. The EPA agrees with these comments that the way this
requirement was worded would be challenging for systems to implement.
Therefore, the EPA has revised the final requirement to be a
certification of an action that has occurred in the previous tap
monitoring period.
c. Final Rule Requirements
The final LCRI contains minor textual revisions to enhance the
clarity of Sec. 141.90 and to ensure that all the reporting
requirements are consistent with other provisions of the rule. The EPA
also streamlined many of the reporting requirements of the rule.
For the final LCRI, the EPA revised the reporting requirements for
tap monitoring for lead and copper and for distribution system and
entry point monitoring for water quality parameters to provide
clarifications and update references. The EPA also made changes to
clarify that the tap sampling protocol must meet the requirements of
Sec. 141.86(b) and to clarify that if a system modifies its protocol,
it must be submitted to the State prior to the next tap sampling period
(Sec. 141.90(a)(1)(ii)).
The EPA revised Sec. 141.90(a)(2)(iii) to require the system to
certify that they made the results from the preceding tap monitoring
period publicly available. The proposed LCRI required the system to
certify they would make the results public in the future, which would
have been difficult to enforce. The EPA also revised this section to be
consistent with the rest of the LCRI by replacing the word
``documentation'' with ``certification.''
For the final LCRI, the EPA added a provision (Sec.
141.90(a)(2)(viii)) to require systems to report the number of sites
with non-responsive customers or customer refusals during the tap
sampling. The agency is adding this clarification to be consistent with
requirements in Sec. 141.86(a)(4).
The final LCRI added a requirement for systems qualifying under
Sec. 141.86(b)(3) to submit updated documentation when there are
changes to standing times and/or locations for substitute compliance
tap samples (Sec. 141.90(a)(3)(i)). The agency is adding this
clarification to be consistent with other requirements in Sec.
141.86(b)(3).
In the proposal, Sec. 141.90(a)(4) contained language that
described system and State requirements when implementing a new source
or a long-term treatment change. The EPA determined this language is
substantive language about system and State requirements beyond
reporting. Therefore, the EPA added this language to Sec. 141.81(h),
because Sec. 141.81 contains requirements concerning corrosion control
treatment requirements, which are most closely related to requirements
concerning implementing a new source or a long-term treatment change.
The EPA has also retained identical language in Sec. 141.90(a)(4) to
reflect the importance of the requirement and to emphasize both the
substantive and reporting aspects of the requirement.
The EPA added language to Sec. 141.90(c)(5), which applies to
systems that choose to defer OCCT because they can complete service
line replacement in five years or less at a minimum annual rate, as
described in Sec. 141.81(f). The language in the proposal stated that
these systems must certify that they have completed their mandatory
service line replacement program. The EPA added language to clarify
that the system may also certify that they have met the minimum annual
replacement rate calculated under Sec. 141.81(f)(1)(ii). The agency
added this text for clarity and it does not change the requirements of
this section from the proposal.
For the final LCRI, the EPA added a description of ``program year''
to the service line inventory and replacement reporting requirements
(Sec. 141.90(e)) to provide clarity and ease implementation. This
description is also provided under the service line replacement
requirements (Sec. 141.84(d)(5)(iii)). The EPA is adding this
description for clarity and ease of implementation.
The final LCRI requires systems to submit a baseline inventory that
includes a summary of the total numbers of each of the following (Sec.
141.90(e)(2)): lead, GRR, unknown, and non-lead service lines, lead
connectors, and connectors of unknown material. The EPA is adding this
clarification to be consistent with other requirements in Sec.
141.84(a)(2) through (4).
For the final LCRI, the EPA added a requirement (Sec.
141.90(e)(3)(ii)) for systems to certify annually that there have been
no changes to their service line replacement program, or if there have
been changes, they must submit a revised service line replacement plan.
This requirement is necessary to give States appropriate awareness and
oversight on any potential changes to the plan. This reporting
requirement is consistent with the new requirement in the LCRI for
systems to annually update their replacement plan (Sec. 141.84(c)).
For more information on this requirement, see section IV.C of this
preamble.
For the final LCRI, the EPA added a provision (Sec.
141.90(e)(3)(iii)) that requires systems eligible for the deferred
deadline provisions for LSLR to report
[[Page 86549]]
updated service line replacement plan information to the State at
intervals described in Sec. 141.84(d)(5)(vi) (see section IV.C of this
preamble). The EPA added this language to be consistent with the
requirements in Sec. 141.84(d)(5)(vi).
The LCRI proposal required systems to submit the updated LSL
inventory to the State. The EPA added clarifying language to Sec.
141.90(e)(4) stating that a water system may provide instructions to
the State on how to access the updated LSL inventory online instead of
submitting the entire inventory to the State. The EPA expects this will
help reduce the administrative burden associated with this requirement
on systems and States.
The EPA included a new requirement at Sec. 141.90(e)(8)(i) for
systems to report the number of connectors of unknown material as part
of their inventory. The EPA added this language to be consistent with
requirements in Sec. Sec. 141.84(b)(2)(iv) and 142.15(c)(4)(iii)(D).
For more information about the documenting connectors of unknown
material in the inventory, please see section IV.D.1 of this preamble.
The EPA included a requirement in the final LCRI in Sec.
141.90(e)(9) for systems to submit to the State the specific version
(including the date) of the service line inventory used to determine
the number of non-lead service lines used when the number of non-lead
service lines in the validation pool was determined. The EPA included
this requirement to be consistent with requirements found in Sec.
141.84(b)(5)(v). For more information on requirements for inventory
validation, please see section IV.D.4 of this preamble.
The EPA modified Sec. 141.90(e)(10) to enhance the clarity of the
language. Specifically, the text now makes it clear that the system
must provide documentation of service lines not replaced for systems
that lack access, as described in Sec. 141.84(d)(2). In addition, the
language clearly states that for systems that lack access because of
lack of owner consent where consent is required by State or local law,
the system must provide documentation of each reasonable effort
conducted by the system as described in Sec. 141.84(d)(3). The EPA
also moved the requirement to report the total number of lead and
galvanized requiring replacement service lines not replaced because the
system does not have access to conduct full service line replacement
from Sec. 141.90(e)(10) to Sec. 141.90(e)(8)(ix) because it is
summary information that is similar to the other items in the latter
section. The EPA moved this provision for clarity and the move does not
substantively impact the requirement.
For the final LCRI, the EPA added clarifying language to the public
education reporting requirements (Sec. 141.90(f)(1)) for systems to
submit a copy of all written materials to the State prior to delivery.
The EPA also added a provision to provide the State discretion to
require approval of the written materials prior to their delivery. This
language is consistent with the language in Sec. 141.85(a)(1) of the
LCRI. In addition, the EPA clarified that systems that have previously
submitted to the State a list of newspapers, radio stations, television
stations, and facilities and organizations to which the system
delivered public education materials, do not need to resubmit this
list, unless required to do so by the State (Sec. 141.90(f)(2)).
The EPA added clarifications to Sec. 141.90(f)(3) on the reporting
requirement to send an example copy of the consumer notification of tap
sampling results to the State along with a certification that the
notification has been distributed in a manner consistent with the
requirements of Sec. 141.85(d). This requirement applies to all tap
sampling results, including those used to calculate the 90th percentile
value as described in Sec. 141.86 and consumer-requested samples
outside the tap sampling period for systems on reduced monitoring. The
new text clarifies that some items must be reported 30 days following
the end of the tap sampling period and that some items must be reported
annually by January 30. The different schedules are necessary because
certain types of tap sampling, such as consumer-requested samples, may
occur outside the tap sampling period. The EPA made this change for
clarity and to allow for deadlines that made sense for samples that may
be taken outside the tap sampling period.
For the final LCRI, the EPA reordered the school and child care
facility sampling at Sec. 141.90(i) to clarify that if systems report
they do not serve schools or child care facilities, they must continue
to certify that they do not serve schools or child care facilities. If
they do begin to serve one or more schools or child care facilities,
they must meet the requirements of the rest of the section. The EPA
made this change because language in the proposal could be read to
provide that the systems would not be required to monitor for new
schools or child care facilities after initially reporting none served.
The EPA finds it critical that all new or newly identified schools and
child care facilities are subject to the remaining reporting
requirements of this section. In addition, the EPA reorganized sections
Sec. 141.90(i)(3)(iii) through (vi) to make the sections more readable
and understandable. However, the EPA did not make substantive changes
to these sections for the final rule.
O. Other Proposed Revisions to 40 CFR Part 141
1. Consumer Confidence Report Rule (40 CFR Part 141, Subpart O)
a. Rationale and Proposed LCRI Revisions
All CWSs are required by SDWA to provide their customers at least
once a year with a CCR, a drinking water quality report that summarizes
the state of their drinking water supply. The CCR must include
information about the water system, sources of water, detected
contaminants including lead, compliance with drinking water rules
including the lead and copper rules, as well as other information. CCR
requirements are described in the CCR Rule (40 CFR part 141, subpart
O), which is part of the 1996 Right to Know provisions of SDWA. On May
24, 2024, the EPA published a final rule to strengthen the CCR Rule (89
FR 45980, USEPA, 2024c). The EPA revised the CCR Rule in accordance
with America's Water Infrastructure Act (AWIA) of 2018 and to improve
the readability, clarity, and understandability of CCRs as well as the
accuracy of the information presented, improve risk communication in
CCRs, incorporate electronic delivery options, provide supplemental
information regarding lead levels and control efforts, and require
systems who serve 10,000 or more persons to provide CCRs to customers
biannually (twice per year). Under the LCRI, the EPA proposed to revise
the lead and copper related requirements of the CCR to further enhance
risk communication and provide additional information about sampling in
schools and child care facilities and the service line replacement
plan. These proposed revisions are described below.
i. Lead Information Statement
All CWSs are required to include an informational statement about
lead in drinking water in their CCRs. The lead information statement is
intended to help ensure vulnerable populations or their caregivers
receive information at least once a year on how to reduce their risk of
exposure to lead in drinking water. In the LCRI, the EPA proposed to
revise the lead information statement. The proposed revisions included
providing information about the risks of lead to all age groups,
additional measures consumers can take to reduce
[[Page 86550]]
exposure to lead in drinking water, new language recommending flushing
for water used in cooking and formula feeding, and using filters
properly. Revisions to the lead information statement were in response
to various stakeholder comments, including feedback received as part of
the LCRR review engagements, public meetings on environmental justice
considerations and other stakeholder meetings held to support the
development of the proposed LCRI (USEPA, 2023g; USEPA, 2023h), written
public comments submitted to the LCRI docket following the
environmental justice meetings (Docket ID EPA-HQ-OW-2022-0801), and
written comments submitted on the proposed CCR Rule Revisions (Docket
ID EPA-HQ-OW-2022-0260). The proposed revised information statement
about lead was as follows and as described in the proposed LCRI:
Lead can cause serious health effects in people of all ages,
especially pregnant people, infants (both formula-fed and
breastfed), and young children. Lead in drinking water is primarily
from materials and parts used in service lines and home plumbing.
[INSERT NAME OF UTILITY] is responsible for providing high quality
drinking water and removing lead pipes, but cannot control the
variety of materials used in the plumbing in your home. You can help
protect yourself and your family by identifying and removing lead
materials within your home plumbing and taking steps to reduce your
family's risk. Using a filter, certified by an American National
Standards Institute accredited certifier to reduce lead, is
effective in reducing lead exposures. Follow the instructions
provided with the filter to ensure the filter is used properly. Use
only cold water for drinking, cooking, and making baby formula.
Boiling water does not remove lead from water. Before using tap
water for drinking, cooking, or making baby formula, flush your
pipes for several minutes. You can do this by running your tap,
taking a shower, doing laundry or a load of dishes. If you have a
lead service line or galvanized requirement replacement service line
you may need to flush your pipes for a longer period. If you are
concerned about lead in your water and wish to have your water
tested, contact [INSERT NAME OF UTILITY and CONTACT INFORMATION].
Information on lead in drinking water, testing methods, and steps
you can take to minimize exposure is available at https://www.epa.gov/safewater/lead.
ii. Mandatory Lead Health Effects Language
Under the CCR Rule Revisions, CWSs are required to include in the
report the mandatory lead or copper health effects language listed in
appendix A to subpart O of part 141 when they fail to take one or more
actions prescribed by Sec. 141.80(d), Sec. 141.81, Sec. 141.82,
Sec. 141.83, Sec. 141.84, or Sec. 141.93. With the LCRI, the EPA
proposed to require CWSs to include the mandatory lead or copper health
effects language when they fail to take one or more actions prescribed
by Sec. Sec. 141.80 through 141.93. This would expand the requirement
to apply to more situations, such as failing to meet the public
education requirements in Sec. 141.85 or requirements for sampling in
schools and child care facilities under Sec. 141.92, so that consumers
are more informed of the health effects of lead and copper.
Additionally, the proposed LCRI revised the mandatory lead health
effects language as described in the LCRI proposal and provided in
section J.2.d of this preamble to clarify health effects in all age
groups and include information about contacting your health care
provider for more information. The EPA proposed the same health effects
language in public education and public notification about lead in the
proposed LCRI.
iii. Other Requirements
The EPA proposed, under Sec. 141.153, to require that water
systems include in the CCR a statement that the water system is
required to sample for lead in schools and licensed child care
facilities as requested by the facility, in accordance with Sec.
141.92 of the proposed LCRI, to direct relevant members of the public
to contact their school or child care facility for further information
about potential sampling results.
In the LCRI, the EPA proposed to require water systems to make
their service line replacement plan publicly available. Accordingly,
the EPA also proposed to require CWSs with lead, GRR, or unknown
service lines in their inventory to include in the CCR information on
how to obtain a copy of the service line replacement plan or for
systems serving more than 50,000 persons, how to view the plan on the
internet. Including information about how to access the plan in the CCR
would further increase transparency about the service line replacement
process, accessibility of the plan, and consumer awareness about
service line replacement in their community.
The EPA proposed in the LCRI to expand the 2021 LCRR requirement to
include a statement on the service line inventories to also include
information on known lead connectors or unknown connectors.
b. Summary of Comments and the EPA's Response
i. Comments on Language About the Safety of Water in the CCR
The EPA received comments concerning systems using misleading
language in the CCR about the safety of the water in relation to lead
and copper. Commenters were concerned that water systems have used
language in the CCR suggesting a community's water was safe with
respect to lead because it met the lead action level or was in
compliance with the rule. Commenters argued this suggestion
contradicted the EPA's messaging that there is no level of lead without
health risks. Some commenters also expressed concerns with the language
about consumers having their water tested if they are concerned about
lead, noting that a one-time test could be misleading. In response to
commenters' concerns about statements indicating the water is safe if
the system's sampling results are below the lead action level and in
regulatory compliance, the EPA has updated the lead information
statement (Sec. 141.154(d)(1)) required in the CCR to note that there
is still a risk of lead exposure even when tap results at a given point
do not detect lead. The EPA also notes that the existing CCR Rule in
Sec. 141.153(h)(5) states that systems may include such additional
information as they deem necessary for public education consistent
with, and not detracting from, the purposes of the report. As noted in
the Final CCR Rule Revisions, ``the EPA interprets these provisions as
precluding misleading statements by water systems because such
statements would detract from the purpose of the report by downplaying
the situational information and potential risks to consumers served by
the system'' (89 FR 45980, USEPA, 2024c). In addition, as noted in the
Final CCR Rule Revisions, the EPA intends to work with stakeholders on
developing CCR communication tools and guidance to continue to support
CCRs that are accurate, clear, understandable, and readable with
regards to lead as well as other contaminants (89 FR 45980, USEPA,
2024c).
Some commenters wrote that the CCR should include information about
how common lead is not only in service lines but in premise plumbing
and that the CCR should discuss all sources of lead in drinking water.
The EPA notes that the lead information statement has included, since
the 2007 LCR revisions and maintained in the LCRI, language that
service lines and home plumbing are the primary sources of lead in
[[Page 86551]]
drinking water. The EPA requires the statement to include information
on sources of lead exposure recognizing there could be sources beyond
the control of the water system, such as premise plumbing, to help
inform the consumer of all potential lead drinking water risks so they
can take proactive steps to protect their health. The lead information
statement recommends that consumers identify and remove any lead
plumbing parts from their home and includes additional steps to help
reduce their exposure to lead in drinking water such as using a filter
certified to reduce lead.
Some commenters asked the EPA to adopt language in the CCR lead
informational statement that recommends all consumers at all times use
a filter certified to remove lead. The EPA disagrees with these
commenters because not all consumers have lead plumbing or are served
by service lines that are known to or potentially contain lead.
However, the EPA notes that the lead information statement includes
filters as an effective option for reducing lead exposure and
emphasizes their proper use (Sec. 141.154(d)(1)).
Some commenters expressed concerns with the CCR's proposed lead
information statement being too long, particularly the added steps for
consumers to reduce their exposure to lead in drinking water. Some
commenters recommended including this information in guidance instead
so that water systems have more flexibility in how they present the
information. The EPA disagrees with removing this mandatory language
from the CCR as it is necessary to inform consumers of actions they can
take to reduce their risk of exposure to lead in drinking water and
thereby prevent known or anticipated adverse health effects to the
extent feasible. In addition, the rule has allowed, since the 2007 LCR
revisions, water systems to write their own informational statement in
consultation with the State in accordance with Sec. 141.154(d)(2).
Under the scope of the revised CCR Rule, the EPA revised Sec.
141.154(d)(2) to require approval of an alternative educational
statement from the CWS's primacy agency to use in the CCR. Therefore,
water systems may make adjustments to the way they present the
information with approval of the State.
ii. Comments on Inclusion of Replacement Plan Information in the CCR
The EPA proposed in the LCRI to require CWSs with lead, GRR, or
lead status unknown service lines to include in the CCR information
about the service line replacement plan and how to obtain a copy of the
replacement plan. The EPA received comments supporting the inclusion of
this information in the CCR and is retaining these requirements in the
final LCRI. The final rule states that for systems with lead, GRR, or
lead status unknown service lines in the systems inventory pursuant to
Sec. 141.84(a) and (b), the CCR must include information on how to
obtain a copy of the service line replacement plan or view the plan on
the internet if the system is required to make the service line
replacement plan available online (Sec. 141.153(h)(8)(iii)).
iii. Comments on Including Statement About School Sampling in the CCR
The EPA requested comment in the proposed LCRI on the proposed
requirement for systems to provide an informational statement in the
CCR about school and child care sampling requirements and that
consumers can contact the school or child care facility about any
potential sampling results. The EPA received mostly supportive comments
for this provision to be included in the final LCRI. The EPA also
received comments noting the inclusion of this information in the CCR
could potentially make the CCR more confusing due to the report already
being complicated. While the EPA acknowledges commenters' concerns
about the amount of information in the CCR, the agency is maintaining
this requirement in the final rule given the public health benefit this
information provides. Since the EPA does not have the authority under
SDWA to require schools and child care facilities to share their
sampling results, the agency is requiring this CCR provision to help
ensure that consumers are aware of the school and child care sampling
requirements and that they can reach out to the school or child care
facility about any potential sampling results. Directing consumers to
contact the school or child care facility connects the consumer with
the entity who can better respond to any follow-up questions as well
such as questions regarding next steps including any remediation
actions.
The final rule retains the proposed requirement to include an
informational statement in the CCR about school and child care sampling
requirements with a slight modification to be clearer that the system
should direct consumers to contact the school or child care facility
for further information about potential sampling results as stated in
Sec. 141.153(h)(8)(v).
c. Final Rule Requirements
i. Lead Information Statement
In the final LCRI, the EPA is revising the lead information
statement with minor modifications in response to comments that
recommended adding language to the CCR about the risk of lead exposure
even when tap results at a given point in time do not detect lead. The
EPA is finalizing the below lead information statement that includes
changes made in the proposed LCRI as well as additional changes made in
response to comments received on the proposed LCRI:
Lead can cause serious health effects in people of all ages,
especially pregnant people, infants (both formula-fed and
breastfed), and young children. Lead in drinking water is primarily
from materials and parts used in service lines and in home plumbing.
[INSERT NAME OF SYSTEM] is responsible for providing high quality
drinking water and removing lead pipes but cannot control the
variety of materials used in the plumbing in your home. Because lead
levels may vary over time, lead exposure is possible even when your
tap sampling results do not detect lead at one point in time. You
can help protect yourself and your family by identifying and
removing lead materials within your home plumbing and taking steps
to reduce your family's risk. Using a filter, certified by an
American National Standards Institute accredited certifier to reduce
lead, is effective in reducing lead exposures. Follow the
instructions provided with the filter to ensure the filter is used
properly. Use only cold water for drinking, cooking, and making baby
formula. Boiling water does not remove lead from water. Before using
tap water for drinking, cooking, or making baby formula, flush your
pipes for several minutes. You can do this by running your tap,
taking a shower, doing laundry or a load of dishes. If you have a
lead service line or galvanized requiring replacement service line,
you may need to flush your pipes for a longer period. If you are
concerned about lead in your water and wish to have your water
tested, contact [INSERT NAME OF SYSTEM and CONTACT INFORMATION].
Information on lead in drinking water, testing methods, and steps
you can take to minimize exposure is available at https://www.epa.gov/safewater/lead.
ii. Mandatory Lead Health Effects Language
In the final rule, the EPA is finalizing the mandatory health
effects language, as proposed, listed in appendix A to subpart O of
part 141 to be included in the CCR when a CWS fails to take one or more
actions prescribed by Sec. Sec. 141.80 through 141.93. Additionally,
the rule finalizes the lead health effects language, as proposed and
provided in section IV.J.2.d of this preamble.
[[Page 86552]]
iii. Other Requirements
The final LCRI requires water systems to include in the CCR a
general statement that the CWS is required to sample for lead in
schools and licensed child care facilities in accordance with Sec.
141.92 (see Sec. 141.153(h)(8)(v)). This provision will help ensure
that consumers are aware of the school and child care sampling
requirements and that they can reach out to schools or child care
facilities about any potential sampling results. Due to comments
received on the proposed LCRI, this language has been modified for the
final LCRI to be clearer that the system should direct consumers to
contact the school or child care facility for further information about
potential sampling results in accordance with Sec. 141.92. The school
and child care facility can provide additional information to the
sampling results including next steps such as any remediation actions.
The final rule requires that the CCR expand the service line
inventory statement to include information on known and unknown lead
connectors such that the statement describes that a service line
inventory (including inventories with no lead, GRR, lead status
unknown, known lead connectors or unknown connectors) has been prepared
and the statement must include instructions on how to access the
inventory (Sec. 141.153(h)(8)(ii)).
The final LCRI requires water systems to make the service line
replacement plan publicly available (see section IV.C of this preamble
for more information about the replacement plan). Additionally, CWSs
with lead, galvanized requiring replacement, or lead status unknown
service lines in their inventory are required to include in the CCR
information on how to obtain a copy of the service line replacement
plan or for systems serving more than 50,000 persons, how to view the
plan on the internet (Sec. 141.153(h)(8)(iii)).
The CCR Rule Revisions (89 FR 45980, USEPA, 2024c) moved the CCR
requirement for a service line inventory statement from Sec.
141.153(d)(4)(xi) to Sec. 141.153(h)(8)(ii) and the requirement for
information about accessing complete lead tap sampling data from Sec.
141.153(d)(4)(xii) to Sec. 141.153(h)(8)(i) of the CFR. Therefore, the
final LCRI is also moving other requirements that were proposed in
Sec. 141.153(d)(4) to Sec. 141.153(h)(8); these include the statement
about the service line replacement plan and school sampling. In
addition, the CCR Rule Revisions added a requirement for information
about corrosion control efforts in Sec. 141.153(h)(8)(iii) which the
final LCRI moved to Sec. 141.153(h)(8)(iv) in order to keep the
requirements related to information on the service line inventory and
replacement plan together.
2. Public Notification Rule (40 CFR Part 141, Subpart Q)
a. Rationale and Proposed LCRI Revisions
The EPA promulgated a Public Notification (PN) Rule in 40 CFR part
141, subpart Q, in 2000 (65 FR 26035, USEPA, 2000b). This PN Rule
implements section 1414(c)(1) and (2) of SDWA. The PN Rule requires
water systems to provide public notification of any failure of the
water system to comply with a maximum contaminant level, a prescribed
treatment technique, or failure to perform required water quality
monitoring, or testing procedures; any variance or exemption the system
has been granted, or failure to comply with the requirements of any
schedule set under a variance or exemption; or reporting and
recordkeeping violations under subpart Y; and certain specified
situations such as the occurrence of a waterborne disease outbreak or
emergency and the availability of unregulated contaminant monitoring
data (see Sec. 141.201, table 1).
In 2016, Congress amended sections 1414(c)(1) and (2) of SDWA, in
the Water Infrastructure Improvements for the Nation (WIIN) Act, to
require the EPA's implementing regulations to ``specify notification
procedures for'' public notice no later than 24 hours after the water
system learns of each exceedance of the action level for lead
prescribed under Sec. 141.80(c) of 40 CFR part 141, ``or a prescribed
level of lead that the Administrator establishes for public education
or notification in a successor regulation promulgated pursuant to
section 1412'' if the exceedance ``has the potential to have serious
adverse effects on human health as a result of short term exposure''
(42 U.S.C. 300g-3(c)(1)(D) and (c)(2)(C)). In the 2021 LCRR rulemaking,
the EPA determined that ``such exceedances [of the lead action level]
have the potential to have serious adverse health effects on human
health as a result of short-term exposure'' and therefore warranted the
same treatment as other situations currently categorized as Tier 1
violations subject to the 24-hour notification requirements (86 FR
4239-4240, USEPA, 2021a). Under the revisions to subpart Q introduced
in the 2021 LCRR, CWSs and NTNCWSs with a lead action level exceedance
must provide public notice to persons served by the system within 24
hours of learning of the action level exceedance; that is, within 24
hours of the system receiving and calculating the 90th percentile
value, or after the data is submitted to the State and the State
calculates the 90th percentile. The notice must be in a form and manner
reasonably calculated to reach all persons served, as described in the
PN Rule (Sec. 141.202(c)). A copy of the notice must also be sent to
both the State and the EPA Administrator in accordance with the public
notification reporting requirements of Sec. 141.31(d), which was also
amended in the 2021 LCRR. This notice to the Administrator for a lead
action level exceedance is needed because section 1414(c)(2)(C)(iii) of
SDWA was amended by the WIIN Act to require that such notifications be
provided to the Administrator in addition to the State to allow the EPA
to identify whether the agency must provide notice where required in
section 1414(c)(2)(D). It provides that if a State with primacy
enforcement responsibility or the water system has not issued a notice
for a lead action level exceedance that has the potential to have
serious adverse effects as a result of short-term exposure, the
Administrator is required to issue the notice. Because the EPA does not
have any obligation to issue a Tier 1 public notice for violations of
other drinking water standards in States with primacy, there is no need
for the EPA to be notified in those other Tier 1 situations.
In addition to lead action level exceedances, there are violations
that also require public notification for both lead and copper (see
appendix A to subpart Q of part 141). Tier 2 public notification is
required for a treatment technique violation for both lead and copper
no later than 30 days after the system learns of the violation. Under
the revisions to subpart Q introduced in the 2021 LCRR, this includes
violations to Sec. Sec. 141.80 through 141.84, which describe
compliance dates of the rule, the action level, CCT, source water
treatment, and service line inventory and replacement requirements;
however, Sec. 141.80(c), which describes exceedances of the lead
action level, is excluded from the Tier 2 public notification
requirements since lead action level exceedances require Tier 1 public
notification. Tier 2 public notification is also required for
violations to Sec. 141.85(a) through (c) and (h), which concern the
content of public education materials and inclusion of information for
consumers with limited English proficiency, delivery of public
education after a lead action level
[[Page 86553]]
exceedance, supplemental monitoring for lead when there is a systemwide
lead action level exceedance, and outreach activities for community
water systems that fail to meet the LSLR goal under the 2021 LCRR. In
addition, Tier 2 public notification is required for violations to
Sec. 141.93, which describes flexibilities for small water systems to
comply with the rule.
As described in section IV.J.2.c of this preamble, the EPA proposed
in the LCRI to require consumer notification of supplemental monitoring
results for lead under Sec. 141.85(c)(3); the EPA proposed to exclude
this from the Tier 2 public notification requirements in subpart Q as
this pertains to notification of supplemental sampling conducted at
individual tap sampling sites, rather than systemwide. In addition, as
discussed in section IV.J.2.a of this preamble, the EPA proposed in the
LCRI to revise Sec. 141.85(h) to require outreach activities for
systems that fail to meet the average annual replacement rate, instead
of the goal LSLR rate as required under the 2021 LCRR. Violations to
this proposed requirement would require Tier 2 public notification
under the proposed LCRI. The EPA also proposed to revise subpart Q to
require Tier 2 public notification for violations to the proposed
additional public education and filter requirements for water systems
with multiple lead action level exceedances under Sec. 141.85(j). See
section IV.J of this preamble for more information about the proposed
public education requirements. Tier 3 public notification is required
for monitoring and testing procedure violations for both lead and
copper no later than one year after the system learns of the violation
or begins operating under a variance or exemption. These include
violations to Sec. Sec. 141.86 through 141.90 of the 2021 LCRR and
proposed LCRI. The EPA also proposed to require Tier 3 public
notification for violations to Sec. 141.92; as with violations to
other monitoring and testing requirements, the EPA believes that the
public should be notified when water systems fail to conduct required
sampling in schools and child care facilities.
The EPA also proposed to make conforming changes to the PN Rule as
a result of changes the agency proposed to make in the proposed LCRI
and the CCR related to the standard health effects language for lead in
appendix B to subpart Q of part 141, to be consistent with the proposed
revised lead health effects language required in public education and
the CCR. See section IV.J.2.d of this preamble for more information
about the proposed revised mandatory lead health effects language.
b. Summary of Comments and the EPA's Response
Some commenters opposed the Tier 1 24-hour public notification
requirement for a lead action level exceedance. Some commenters
recommended only requiring Tier 1 public notification for a lead action
level exceedance to customers served by a lead, GRR, or lead status
unknown service line. The EPA notes that the PN Rule requires water
systems to provide public notices to ``persons served by the water
system.'' The EPA also believes it is important for all persons served
by a water system to be notified of a systemwide lead action level
exceedance in the same time frame. While people served by a lead, GRR,
or unknown service line are at higher risk of exposure to lead in
drinking water than those who are not, other people may also be exposed
through lead-containing plumbing, particularly if there is a systemwide
issue such as increased corrosivity of the water. Therefore, it is
important for all persons served by the system to be notified so they
can decide whether to take protective actions to reduce their potential
exposure to lead in drinking water.
Some commenters disagreed with the Tier 1 designation for a lead
action level exceedance, arguing that lead does not pose ``acute''
public health risks like other Tier 1 situations and expressed concerns
with lead ALEs being determined based on the 90th percentile. The EPA
has determined that exceedances of the lead action level have the
potential to have serious adverse health effects on human health as a
result of short-term exposure and therefore warrant the same treatment
as other situations currently categorized as Tier 1 violations subject
to the 24-hour notification requirements. While the lead action level
is not a health-based level, there is no safe level of lead in drinking
water and the MCLG for lead is zero. In addition, there are life stages
(e.g., early childhood) where any lead exposure is especially
problematic (USEPA, 2013; American Academy of Pediatrics, 2024).
Some commenters requested that systems start the process to
distribute the public notice of a lead action level exceedance within
24 hours, but not have to complete delivery within 24 hours. The EPA
notes that the PN Rule requires systems to deliver all Tier 1 public
notices within 24 hours; this requirement is not limited to lead action
level exceedances as other situations also can require a Tier 1 public
notice (see Sec. 141.202). Moreover, the EPA has determined that it is
feasible for water systems to provide Tier 1 public notice of a lead
action level exceedance within 24 hours of the system learning of the
exceedance. The EPA notes that the PN Rule provides water systems with
several delivery options to ensure the Tier 1 public notice reaches all
persons served within 24 hours, including use of broadcast media,
posting the notice in conspicuous locations throughout the service
area, hand delivery of the notice, or using another method approved by
the primacy agency (Sec. 141.202(c)). Systems can prepare to provide
the notice by creating a notification template in advance and may
choose from several options for distribution of a public notification
that make it feasible to provide the notice to all persons served by
the system within 24 hours of learning of the exceedance.
Some commenters requested that to ensure consistent messaging in
public notifications, the EPA standardize the language or provide
resources and materials. They stated that this would also reduce the
burden on systems to develop the notices and on States to ensure their
quality and accuracy. The PN Rule includes minimum requirements for
what kind of information must be included in public notices (see Sec.
141.205(a) and (b)) for many drinking water contaminants, including
standardized health effects language for lead and copper as well as
other standardized language that applies to any drinking water
contaminants. States have the authority to implement their own
requirements for additional standardized language (see Sec.
142.16(a)(1)). In addition, the EPA has already provided public
notification resources and templates to assist water systems and States
with the revisions to subpart Q introduced in the 2021 LCRR. These
templates provide consistent language that also enables water systems
to provide system-specific information about the sources of lead in
their community and the actions the water system is taking to reduce
lead levels. See https://www.epa.gov/dwreginfo/lead-and-copper-rule-implementation-tools#TIER_1. The EPA also intends to provide updated
resources, templates, and example public notification materials to
assist water systems and States with the revisions to subpart Q
introduced in the LCRI.
Some commenters requested that the materials should use plain
language and be translated to different languages. The PN Rule requires
that the public notices do not include overly technical language (Sec.
141.205(c)(1)). The PN Rule also includes multilingual requirements for
public notices (Sec. 141.205(c)(2)). The PN Rule requires water
systems serving
[[Page 86554]]
a large proportion of non-English speaking consumers, as determined by
the primacy agency, to contain information in the appropriate
language(s) regarding the importance of the notice or contain a
telephone number or address where persons served may contact the water
system to obtain a translated copy of the notice or to request
assistance in the appropriate language.
Some commenters stated that failure to sample for lead in schools
and child care facilities, in accordance with Sec. 141.92, should not
be a Tier 3 violation. The EPA disagrees and notes that monitoring and
testing procedure violations constitute Tier 3 violations, therefore it
is appropriate for this to include violations to monitoring
requirements for lead in schools and child care facilities. As noted
earlier, the EPA believes that the public should be notified when water
systems fail to conduct required sampling in schools and child care
facilities. Tier 3 violations require public notification no later than
one year after the system learns of the violation. The EPA notes that
if the State has issued a waiver under Sec. 141.92(h), the water
system would not be in violation for not sampling in the schools and
child care facilities covered by the waiver (see section IV.L.2 of this
preamble for a discussion on waivers for school and child care facility
sampling).
c. Final Rule Requirements
Under the LCRI, a lead action level exceedance will continue to
trigger the requirement for Tier 1 public notification as required in
section 1414(c)(2)(C) of SDWA. The EPA has concluded that lead action
level exceedances have the potential to have serious adverse effects on
human health as a result of short-term exposure. SDWA mandates that
notice in such a situation be distributed ``as soon as practicable, but
not later than 24 hours after the PWS learns of the violation or
exceedance.'' While the feasibility analysis the EPA conducts in
establishing a NPDWR is not a prerequisite to implementation of this
statutory mandate, water systems have been complying with the Tier 1
24-hour notice requirement for other situations besides a lead action
level exceedance since the May 6, 2002, compliance date of the PN Rule,
and therefore should also be able to do so for lead action level
exceedances.
Because the EPA is not prescribing a level of lead for public
notification in the LCRI that is different from the lead action level
in Sec. 141.80(c), the EPA is updating appendix A to subpart Q of part
141 to reflect the agency's revised lead action level of 0.010 mg/L in
the contaminant description in the left column (see section IV.F.4 of
this preamble for more information about the action level). As noted in
the proposed LCRI (88 FR 84968, USEPA, 2023a), water systems must
comply with this provision starting October 16, 2024. Beginning on that
date, systems must comply with the Tier 1 PN requirement for a lead
action level of 0.015 mg/L, and beginning on the final LCRI compliance
date, systems must comply with the revised lead action level of 0.010
mg/L (see section IV.F.4 of this preamble).
Water systems required to conduct Tier 1 public notification for a
lead action level exceedance must send a copy of the notice to the
Administrator and head of the primacy agency within 24 hours of
learning of the exceedance in accordance with Sec. 141.31(d)(2).
Within 10 days of completing the public notification requirements, the
water system must also send certification of compliance along with a
copy of the distributed notice to the primacy agency (Sec.
141.31(d)(1)); this reporting requirement also applies to all other
public notices required under the PN Rule (40 CFR part 141, subpart Q).
When the EPA amended Sec. 141.31(d) in the 2021 LCRR to add the
requirement for providing a copy of the Tier 1 public notice of a lead
action level exceedance to the Administrator and head of the primacy
agency within 24 hours of learning of the exceedance (Sec.
141.31(d)(2)), the agency inadvertently removed the pre-existing
requirement in Sec. 141.31(d)(1) to provide copies of Tier 1 public
notices for violations and situations involving drinking water
contaminants other than lead (e.g., violations of the MCL for E. coli,
waterborne disease outbreaks, etc.) to the primacy agency. The 2021
LCRR amendment also inadvertently left out a requirement for water
systems to provide a copy of the distributed Tier 1 public notice for a
lead action level exceedance when certifying compliance to the primacy
agency. In the LCR, prior to the revisions introduced by the 2021 LCRR,
a copy of all distributed public notices was required to be provided
with certification to the primacy agency within 10 days of completing
the public notification requirements. For the final LCRI, the EPA is
making technical corrections to the requirements by restoring the text
that was deleted in the 2021 LCRR version of Sec. ; 141.31(d)(1) to
prevent these errors introduced in the 2021 LCRR from being
implemented. This technical correction will ensure that representative
copies of all distributed public notices must be provided to the
primacy agency with certification within 10 days of completing the
public notification requirements, in addition to requiring a copy of
Tier 1 public notices of lead action level exceedances to the
Administrator and head of the primacy agency within 24 hours. The EPA
is requiring water systems to continue to comply with Sec.
141.31(d)(1) as codified on July 1, 2020, between October 16, 2024, and
the LCRI compliance date to avoid any lapse in requirements (see
section V.B of this preamble for discussion of compliance dates).
The EPA is finalizing revisions to the lead and copper violations
that require Tier 2 and Tier 3 public notification in appendix A to
subpart Q of part 141. Water systems must conduct Tier 2 public
notification for treatment technique violations to Sec. Sec. 141.80
(except paragraph (c)) through 141.84 and 141.85(a) through (c) (except
paragraph (c)(3)), which describe compliance dates of the rule, CCT,
source water treatment, service line inventory and replacement
requirements, the content of public education materials and inclusion
of information for consumers with limited English proficiency, delivery
of public education after a lead action level exceedance, and
supplemental monitoring for lead. As noted earlier, Sec. 141.80(c)
which describes exceedances of the lead action level is excluded from
the Tier 2 public notification requirements since lead action level
exceedances require Tier 1 public notification. The EPA is also
excluding from the Tier 2 public notification requirements violations
to Sec. 141.85(c)(3), which requires a water system to notify a
consumer of their supplemental lead sampling results under the LCRI. In
addition, Tier 2 public notification is required for violations to
Sec. 141.93, which describes flexibilities for small water systems to
comply with the rule. The EPA is finalizing requirements for water
systems to conduct Tier 2 public notification for violations to Sec.
141.85(h), which requires outreach activities for systems that do not
meet the mandatory service line replacement rate, and Sec. 141.85(j),
which requires additional public education and filter requirements for
water systems with multiple lead action level exceedances under the
LCRI. Tier 3 public notification will be required for lead and copper
monitoring and testing procedure violations to Sec. Sec. 141.86
through 141.90 and 141.92, which concern tap water monitoring, water
quality parameter monitoring,
[[Page 86555]]
source water monitoring, analytical methods, reporting requirements,
and sampling for lead in schools and child care facilities.
The EPA is finalizing conforming changes to the PN Rule as a result
of changes the agency is making in the LCRI and the CCR related to the
standard health effects language for lead in appendix B to subpart Q of
part 141, to be consistent with the revised lead health effects
language required in public education and the CCR. See section IV.J.2.d
of this preamble for more information about the revised mandatory lead
health effects language.
3. Definitions
a. Rationale and Proposed Requirements
In accordance with the EPA's goal to simplify the LCRI, the EPA
proposed new and revised definitions for inclusion in Sec. 141.2
(USEPA, 2023a). The EPA proposed new definitions to conform to new
regulatory requirements and updated existing definitions to conform to
changes made to existing requirements. For the LCRI, the EPA proposed
new and updated definitions for ``action level,'' ``child care
facility,'' ``connector,'' ``Distribution System and Site Assessment,''
``find-and-fix,'' ``galvanized requiring replacement,'' ``lead service
line,'' ``lead status unknown service line,'' ``newly regulated public
water system,'' ``partial service line replacement,'' ``service line,''
``small water system,'' ``tap monitoring period,'' ``tap sampling
period,'' and ``wide-mouth bottle.'' The EPA proposed to remove the
definition of ``full service line replacement,'' ``gooseneck, pigtail,
or connector,'' ``partial lead service line replacement,'' ``trigger
level,'' and ``tap sample monitoring period.'' The EPA also proposed
minor revisions to select definitions for ``elementary school,''
``galvanized service line,'' ``pitcher filter,'' ``secondary school,''
``medium-size water system'' (renamed and updated as ``medium water
system''), ``optimal corrosion control treatment,'' ``tap sampling
protocol,'' and ``system without corrosion control treatment.'' The
LCRI proposal contains how the EPA proposed to add, revise, or remove
the definitions listed above.
b. Summary of Comments and the EPA's Response
Commenters suggested various revisions to the proposed definition
of ``service line,'' which was defined as ``a portion of pipe which
connects the water main to the building inlet. Where a building is not
present, the service line connects the water main to the outlet.''
Commenters noted that there may be some situations where a water main
does not exist in the system (e.g., a single building with a service
line connecting the wellhouse to the building), and, therefore, the
definition should be revised accordingly to accommodate for other
distribution system configurations. The EPA acknowledges that water
mains may not be present in all cases where there are service lines, as
described in the EPA's ``Developing and Maintaining a Service Line
Inventory: Small Entity Compliance Guide'' (or LCRR Small Systems
Guidance) guidance document, which includes examples of service lines
that are not connected to a water main (e.g., connected to a pressure
tank or if they draw water directly from a well) (USEPA, 2023n). Thus,
the EPA is defining service line in the final rule to reflect that
service lines may be connected to a ``water main'' or ``other conduit
for distributing water to individual consumers or groups of
consumers.'' The reference to ``water main'' in the proposed definition
was for descriptive purposes, and commenters did not identify a
technical, policy, or legal reason to exclude service lines in the
absence of a water main. This addition to the definition clarifies that
the descriptive term ``water main'' was not intended to reduce the
scope of the service line inventory or replacement requirements that
apply to all services lines (i.e., the lines that distribute water from
the PWS's conduit for moving water from its source to its customers and
consumers).
Commenters recommended that the EPA exclude pipes not anticipated
for potable use from the service line definition because they would not
result in human lead exposure. The EPA disagrees with this
recommendation. The service lines covered by the rule may be used for
the distribution of potable water regardless of whether that is their
intended use. Water lines used exclusively for non-potable applications
does not preclude the possibility that the water lines could in fact be
used for human consumption as well. An NPDWR provision that applies
only to where the water is actually used for human consumption is
administratively unworkable and difficult to implement. See section
IV.D.1 of this preamble for information related to inventorying all
service lines in a water system's service area regardless of intended
potable or non-potable applications.
Commenters suggested that the EPA clarify whether water lines in a
community downstream from a master meter or other single point of
connection meet the proposed definition of ``service line.'' In some
situations, an apartment complex, manufactured housing community, or
other multi-family entity will have a master meter at the property line
of the community. If these communities are considered part of or within
a CWS or NTNCWS service area, then that water system is required to
inventory all service lines, even if they are beyond a master meter,
just as the system is required to inventory service lines between a
water main and a single-family residence regardless of the presence of
a meter between the water main and the building inlet. See section
IV.D.1 of this preamble for information related to master meters and
inventorying all service lines in a water system's service area.
Some commenters disagreed with the EPA's proposed deletion of
references to ownership in the service line definition. Commenters were
concerned that without mention of ownership, water systems could define
a service line in multiple parts, such as the portion that is system
owned. The EPA disagrees with these comments because the ownership is
not relevant to the system's ability to inventory or replace service
lines; instead, it is based on control, which the final rule equates to
access. Additionally, statements about access or control are related to
regulatory requirements, are included in Sec. 141.84, and are less
suited for inclusion in the service line definition. See section IV.B
of this preamble for further discussion on access and control. The EPA
also notes that the final definition includes the entire service line,
stating that the service line connects to the building inlet (or the
outlet where a building is not present).
Commenters recommended that the EPA clarify or define the term
``building inlet'' within its service line definition. Because there
are a multitude of plumbing configurations that can exist, it can be
challenging to encapsulate all potential configurations in a single,
national-level definition. However, the term ``building inlet'' best
encapsulates these configurations. Commenters expressed concerns with
use of the term ``building inlet'' because systems may interpret the
definition in a way that results in short service line segments
remaining in place past the building inlet after full service line
replacement. The final LCRI mandates full LSLR, which requires the
removal of all lead material along the service line and associated lead
connector.
While some commenters agreed with the proposed connector length of
two feet in their comments on the proposed rule, others stated that
their water
[[Page 86556]]
system uses connectors greater than two feet (e.g., three, four, and
five feet) and recommended the EPA update the connector definition to
account for these longer connectors. While no commenter provided
additional data beyond anecdotes from their system and State, the EPA
evaluated data on connector length from current manufacturers websites
and historical sources while considering the lengths recommended by
commenters (The Cadmus Group, 2024a; 2024b). Many recent sources define
lead connectors at two feet; however, it is unclear if these sources
cite this length because it was included in the EPA's LCRR Inventory
Guidance (USEPA, 2022c). The EPA did not find connectors currently sold
by manufacturers, instead finding information suggesting connectors are
not currently used in drinking water infrastructure because modern
flexible alternatives for piping eliminate the need for them. While the
EPA found generally limited data, one historical plumbing and heating
materials catalogue showed lead connectors sold and widely distributed
at lengths ranging from 18 to 36 inches (USEPA, 2022c). Thirty-six
inches (three feet) was one of the pipe lengths recommended by
commenters. Accordingly, the EPA chose to update the connector
definition to encompass lead pipes up to three feet in length. While
individual water systems indicated in their comments use of connectors
in greater length, one of the primary goals of the LCRI is to replace
lead and GRR service lines as quickly as feasible. Lead pipes are
anticipated to contribute more lead into drinking water with increasing
length (Deshommes et al., 2016; Sandvig et al., 2008), so defining
these longer lead pipes as connectors instead of LSLs would exclude
them from the system's service line replacement program, resulting in
potentially delayed replacement from these significant lead sources.
Commenters also stated that the connector definition should exclude
reference to a specific length, as water systems may not know the
length of connectors in their distribution system. The EPA acknowledges
that some systems may lack records which indicate connector length;
however, other commenters supported the clarity that a defined length
provides for water systems and States to distinguish whether a lead
pipe is subject to requirements for lead connectors or LSLs (i.e.,
inventorying, replacement, tap sampling, and public education).
Additionally, the EPA is concerned that lack of a clear definition
could create a loophole by which systems avoid replacing LSLs as part
of their service line replacement program by classifying them as
connectors. Thus, the final LCRI defines connector as piping limited to
three feet that can be bent and is used for connections between service
piping, typically connecting the service line to the main.
The EPA received comments suggesting that the EPA should remove the
clause that galvanized service lines that ``ever were'' downstream of
an LSL be considered GRR, or the GRR definition should not include
galvanized service lines where systems are unable to show no upstream
LSL has ever been in place. Such commenters argued that the lead
exposure risks to public health decrease over time and that systems
should be permitted to conduct studies and adapt their replacement
strategy based on observed GRR service line lead levels and site-
specific conditions in their water system. One commenter provided
sampling data from GRR service lines in its system showing lead levels
similar to non-lead lines in that system to demonstrate the lower risk
of lead release of GRR service lines. The EPA disagrees that galvanized
service lines that were ever downstream of an LSL stop being a risk of
lead exposure after any period of time. In the proposed LCRI, the EPA
referenced a study showing that galvanized service lines downstream of
LSLs could trigger lead releases over the remaining pipe lifetime
depending on the depth of the lead scales in the pipes (McFadden et
al., 2011). Thus, even low lead levels measured during a GRR service
line's lifetime may not indicate the end of a public health risk, and
future water quality changes or disturbances could still cause release
of lead. These lead particulate releases may not be captured by tap
sampling referenced by the commenter. Therefore, the EPA is finalizing
the requirements for this definition to include galvanized service
lines that were ever downstream of an LSL, regardless of how long ago
the LSL may have been replaced.
The EPA recognizes that some systems may lack records demonstrating
there never was an upstream LSL. The final LCRI includes these
galvanized service lines in the definition of an GRR service line due
to the importance of ensuring all GRR service lines are replaced. While
this may result in the replacement of some galvanized service lines
that were never downstream of an LSL, this broad approach ensures that
all GRR service lines, which can contribute significant lead into
drinking water, are replaced as quickly as feasible. In this scenario,
the final LCRI's definition of GRR service lines include these service
lines as GRR to ensure these potentially significant lead sources are
not left out of the system's service line replacement program. The EPA
expects that as water systems' inventories improve, they may gain
additional information that can help identify which GRR service lines
were never downstream of an LSL, avoiding the costs to replace
galvanized service lines that were never downstream of an LSL. The LCRR
Inventory Guidance recommends that water systems treat the inventory as
a ``living dataset that is continuously improved over time as the
inventory is updated'' (USEPA, 2022c). As water systems gain experience
with their inventory and utilize additional methods to categorize
service line materials, such as predictive modeling, water systems may
be able to better distinguish between galvanized service lines that are
GRR service lines and those which are non-lead.
The EPA disagrees that galvanized service lines with upstream lead
connectors should be classified as GRR service lines. While any source
of lead, including lead connectors, can potentially contribute lead
which can adsorb onto downstream galvanized service lines, the final
rule's service line replacement requirements are designed to prioritize
replacement of the most significant contributors of lead into drinking
water (i.e., LSLs and GRR service lines) as quickly as feasible.
Galvanized service lines downstream of an LSL, which may be tens of
feet long, are likely to contribute more lead into drinking water than
a galvanized line downstream of a lead connector, which the final rule
defines as no greater than three feet in length. Additionally, the
proposed rule notes that the poor condition of galvanized lines may
result in these pipes breaking or bursting during construction
following re-pressurization after main replacement or replacement of a
service line or connector, necessitating replacement of the entire
service line. Replacing galvanized service lines downstream of a lead
connector (including replacing the lead connector as encountered) in
conjunction with other infrastructure work, as opposed to replacing
them as part of the system's mandatory service line replacement program
in the LCRI, would not only allow systems to prioritize removing the
most significant lead sources (i.e., LSLs and GRR service lines) as
quickly as feasible, it would also facilitate a more cost-efficient
approach to update drinking water
[[Page 86557]]
infrastructure that would allow more resources to be devoted to
replacement of lead and GRR service lines.
The EPA is revising the proposed definition of ``wide-mouth
bottles.'' While the proposed definition used outer diameter to specify
the minimum mouth width, commenters noted that inner diameter is the
more typical specification. Commenters also raised concerns about the
supply and commercial availability of bottles using the proposed 55-
millimeter outer diameter threshold and colored or tinted bottles, the
latter which some water systems use to better distinguish between the
first- and fifth-liter samples from the second, third, and fourth
liters for sampling at LSL sites. The EPA agrees with multiple
commenters' recommendations for the EPA to use the inner-diameter and
to reduce the size to 40 millimeters. The final rule's definition
includes a reduced inner-diameter mouth width of 40 millimeters. This
revision addresses commenters' concerns about using more common
diameter specifications as well as concerns about adequate bottle
availability while maintaining sufficient width for sample collection
at full flow when lead is most likely to be detected.
One commenter also noted that the proposed rule retained the 2021
LCRR definition for ``first draw sample;'' however, under the proposed
LCRI, the phrase ``first draw'' is found in just one portion of the
regulatory language, under Sec. 141.92(f)(2)(i), and that in all other
locations where ``first draw'' is used in the 2021 LCRR, the term
``first draw'' is replaced with ``first-liter.'' The commenter
recommended that the EPA delete the definition for ``first draw
sample'' and provide a definition for ``first-liter sample'' instead.
The EPA agrees with the commenter and, therefore, made this change for
the final LCRI, adding that it would improve rule implementation and be
consistent with having a definition which specifies ``fifth-liter
sample.''
c. Final Rule Requirements
For the final rule, the EPA is making several revisions to the
proposed definitions proposed for Sec. 141.2. The EPA is revising the
proposed definition of ``service line'' to include pipes which are not
connected to water mains, as service lines may be connected to other
conduits for distributing water to individual consumers or groups of
consumers (e.g., a direct connection from a well to a single building).
The EPA is increasing the proposed defined connector length from two to
three feet. The EPA is also revising the proposed definition of ``wide-
mouth bottle'' to reduce the diameter from 55 millimeters to 40
millimeters, and to specify that the diameter refers to the inner
diameter.
The EPA is maintaining the following new or updated definitions
from the proposed LCRI: ``action level,'' ``child care facility,''
``Distribution System and Site Assessment,'' ``galvanized requiring
replacement service line,'' ``lead service line,'' ``lead status
unknown service line,'' ``newly regulated public water system,''
``partial service line replacement,'' ``small water system,'' ``tap
monitoring period,'' and ``tap sampling period.''
The EPA is also maintaining proposed minor revisions to the
following definitions: ``elementary school,'' ``galvanized service
line,'' ``pitcher filter,'' ``secondary school,'' ``medium-size water
system'' (revised as ``medium water system''), ``optimal corrosion
control treatment,'' ``tap sampling protocol,'' and ``system without
corrosion control treatment.'' The final rule eliminates the following
definitions: ``find-and-fix,'' ``full service line replacement,''
``gooseneck, pigtail, or connector,'' ``partial lead service line
replacement,'' ``lead trigger level,'' and ``tap sample monitoring
period.''
In the final LCRI, the EPA is adding a new definition for ``first-
liter sample'' and eliminating the definition for ``first draw
sample.'' The definitions are worded slightly differently but similarly
reference the first one-liter sample of tap water collected in
accordance with the rule's required tap sampling protocol.
V. Rule Implementation and Enforcement
A. General
1. Rationale and Proposed Requirements
The United States Environmental Protection Agency (EPA) proposed
requirements to the National Primary Drinking Water Regulation (NPDWR)
for lead and copper to improve its oversight and enforcement. For
example, the EPA proposed to eliminate the trigger level, (see section
IV.F.4 of this preamble), simplify the small system flexibility
provision (see section IV.I.1 of this preamble), streamline public
education following elevated lead measurements (see section IV.J.2 of
this preamble), increase reporting by both States (see section V.D of
this preamble) and systems (see section IV.N of this preamble), and
require enhanced sampling for detecting corrosion control issues in
lead service line (LSL) systems (see section IV.L.1 of this preamble).
The EPA intends to develop guidance and support materials to support
implementation and enforcement of the Lead and Copper Rule Improvements
(LCRI). The agency has already developed materials and technical
assistance to support service line inventory and lead service line
replacement (LSLR) including guidance on service line inventories.
Additionally, the EPA has launched several technical assistance
programs specifically to assist with LSLR, including the Lead Service
Line Replacement (LSLR) Accelerators and the Get the Lead Out (GLO)
Initiative.
2. Summary of Comments and the EPA's Response
Commenters expressed general concern that the proposed rule placed
additional workload burden on States and that more resources in the
form of funding, staffing, and time would be needed to effectively
implement the rule. The EPA has estimated the additional costs for
States to implement and enforce the rule in the proposed and final
rules. See the final LCRI Economic Analysis (USEPA, 2024a) chapter 4,
section 4.4 for more information about State costs and chapter 6 of the
final LCRI Economic Analysis for the overall costs and benefits of the
final rule. The EPA worked to streamline State requirements for the
final LCRI wherever possible (see section V.D of this preamble for a
discussion on reporting and recordkeeping). While States will have
additional responsibilities under the final LCRI compared to previous
versions of the rule, the rule will also provide greater health risk
reduction benefits and thus justifies the associated costs (see chapter
3, section 6.3 of the final LCRI Economic Analysis). See section III.G
of this preamble for information on available funding sources to
support implementation of the LCRI requirements.
Commenters also expressed concerns that the additional burdens on
States would be compounded by additional burdens associated with the
EPA's final NPDWR for six per- and polyfluoroalkyl substance (PFAS),
which had yet to be finalized at the time the comment period was open
for the LCRI. The EPA notes that Safe Drinking Water Act (SDWA) section
1412(b)(3)(C)(i)(III) requires that the agency consider the costs and
benefits that will result solely a result of compliance with the
proposed rule and not resulting from other proposed or final
regulations. Therefore, the EPA did not include costs and benefits
associated with the PFAS rule in the final LCRI Economic Analysis.
However, the agency did consider the costs to States and regulated
water systems of implementing the new PFAS rule in the
[[Page 86558]]
Economic Analysis for the PFAS NPDWR (USEPA, 2024f, Section 5).
Commenters noted that the complexity of the reporting and
recordkeeping requirements on both States and systems in the LCRI
require an appropriate data system to manage the data requirements of
the LCRI. Some commenters also specifically mentioned the need for
updates to the Safe Drinking Water Information System (SDWIS) to match
the reporting requirements of the LCRI. Commenters also expressed a
concern that these updates would not be possible in time for LCRI
implementation. The EPA remains committed to providing high quality
tools to assist States with their implementation of the LCRI. The EPA
intends to support states' data management needs through both SDWIS/
State and the development of Drinking Water State Federal Tribal
Information Exchange System (DW SFTIES). The EPA intends to have SDWIS
State available for State use by the compliance date of the LCRI. The
EPA is currently developing the DW SFTIES, which is an updated system
that will replace SDWIS. The EPA will also work closely with State
program and information technology staff on LCRI needs for DW SFTIES
development. The EPA intends to provide LCRI Data Entry Instructions,
which will provide detailed guidance to States regarding the LCRI
monitoring, recordkeeping, and reporting requirements.
Commenters recommended that the EPA strengthen reporting
requirements to increase enforcement of the LCRI provisions. Some
commenters noted the LCRI must have timely and transparent reporting
requirements to ensure compliance. For the final rule, the EPA
carefully considered all reporting requirements to ensure that the
required reporting elements provide value to the State and/or the EPA
for oversight or enforcement, and do not create unnecessary burdens.
(See section IV.N of this preamble for discussion on reporting and
recordkeeping requirements of the final LCRI.) Commenters suggested
that the LCRI should require direct electronic reporting of sample
results from labs and/or systems to a database shared by the EPA and
the States. The EPA requires reporting by the States to submit
quarterly and annual reports in a format prescribed by the agency in
Sec. 142.15(a). At this time, States use SDWIS/Fed to meet these
reporting requirements. While the EPA does not require direct
electronic reporting of sample results from systems, the EPA recently
promulgated the Consumer Confidence Report (CCR) Rule Revisions to
require States to submit compliance monitoring data to the EPA (89 FR
45980, USEPA 2024c).
3. Implementation and Enforcement of the Final Rule
The final rule will provide for improved oversight and enforcement
of the NPDWR for lead and copper relative to the Lead and Copper Rule
(LCR) and 2021 Lead and Copper Rule Revisions (LCRR). The EPA intends
to develop and provide guidance and tools to support rule
implementation. The EPA provides water technical assistance (WaterTA)
which supports communities to build technical, financial, and
managerial capacity that results in more communities with applications
for Federal funding, quality water infrastructure, and reliable water
services. The EPA has also launched the GLO Initiative in light of the
ongoing success of the LSLR Accelerator pilot to expand LSLR technical
assistance to communities across the country. The EPA additionally
outlines funding that can be used for LCRI implementation such as
through the Drinking Water State Revolving Fund (DWSRF), Reducing Lead
in Drinking Water grants, the Water Infrastructure Finance and
Innovation Act (WIFIA) program, and other Federal and State funding
opportunities (see section III.G of this preamble).
B. What are the rule compliance dates?
1. Rationale and Proposed LCRI Revisions
In the LCRR review notification published on December 17, 2021, the
agency stated its intention to propose revisions to the 2021 LCRR
compliance deadlines ``only for components of the rule that the Agency
will propose to significantly revise'' (86 FR 71580, USEPA, 2021b) in
the LCRI. In the proposed LCRI, the EPA proposed to replace most of the
2021 LCRR with the LCRI and proposed to require certain 2021 LCRR
requirements to apply between the 2021 LCRR's October 16, 2024,
compliance date and the final LCRI compliance date.
The EPA proposed a compliance date of three years after the
promulgation of the final LCRI and proposed for water systems to
continue to comply with the LCR (Sec. Sec. 141.80 through 141.91)
until that date, except for the 2021 LCRR's initial LSL inventory,
notification of service line material, and the associated reporting
requirements. The EPA also stated that the agency was not changing the
compliance date for the Tier 1 public notification (PN) requirement for
a lead action level exceedance under subpart Q that was introduced
under the 2021 LCRR, and that systems must comply with that provision
starting October 16, 2024. The EPA did not propose to change the
compliance date of the revisions to 40 CFR part 141, subpart O, that
were included under the 2021 LCRR. With these noted exceptions, the EPA
proposed a direct transition from the LCR to the LCRI for all rule
provisions so that States and water systems could focus their resources
on preparing and updating service line inventories and conducting Tier
1 PNs following lead action level exceedances, in addition to preparing
for LCRI requirements, such as preparing their service line replacement
plan (88 FR 84967, USEPA, 2023a).
The EPA requested comment on these proposed compliance dates and
also whether it is practicable for water systems to implement any of
the proposed LCRI requirements sooner than three years from the date
the LCRI is finalized. Specifically, the EPA requested comment on
whether water systems should be required to conduct the risk mitigation
measures after full and partial service line replacement and service
line disturbances and related reporting requirements (Sec. Sec.
141.84(h), 141.85(g), and 141.90(e)(6) and (f)(6) of the proposed
LCRI). The EPA received a range of comments on these issues including
requests for both earlier and later LCRI compliance dates.
2. Summary of Public Comments and the EPA's Response
a. Requirements for Water Systems Between October 16, 2024, and the
LCRI Compliance Date
The EPA received comments supporting the EPA's proposal to have
water systems continue to comply with the requirements of the LCR,
except for the few requirements introduced in the 2021 LCRR that the
EPA proposed to maintain, until the LCRI compliance date. According to
commenters, complying with requirements introduced in the 2021 LCRR
that the EPA proposed to replace in the LCRI would not be an
appropriate use of resources and could distract water systems from
preparing to comply with the LCRI. Commenters stated that the EPA
should delay the compliance date for submitting the initial inventory
to provide water systems more time to accurately identify service line
material according to the EPA guidance. Several commenters also
requested that EPA clarify the compliance dates for the LSLR and tap
sampling plans and the
[[Page 86559]]
compliance tap sampling requirements introduced in the 2021 LCRR.
The EPA also received comments from water systems and utility
organizations asking the agency to delay the provisions that water
systems will not be required to comply with starting on October 16,
2024, by at least one year, prior to finalizing the LCRI. The
commenters stated that until the final LCRI is promulgated, water
systems will assume they are required to comply with all the
requirements of the 2021 LCRR starting October 16, 2024, and may invest
time and resources on requirements that may be revised in the final
LCRI.
The EPA notes the broad commenter support for requiring water
systems to transition directly from the LCR to the LCRI. Commenters
cited wasted time and resources complying with parts of the LCRR that
will be replaced with the LCRI instead of preparing for implementation
of the LCRI. The EPA agrees that water systems should continue to
comply with the pre-2021 LCR until the LCRI compliance date, with the
exceptions identified in Sec. 141.80(a) (i.e., the initial LSL
inventory, notification of service line material, and the associated
reporting requirements, and Tier 1 PN following a lead action level
exceedance). The EPA is finalizing significant changes relative to the
2021 LCRR meaning that many requirements in the 2021 LCRR will be
rendered obsolete upon the LCRI compliance date. For example, in the
final LCRI, the EPA is removing the lead trigger level and many of the
associated actions that are required after a trigger level exceedance,
including reporting to States, which could demand significant
resources. Additionally, as discussed in the proposed rule, many of the
2021 LCRR requirements are interrelated, so changes to one rule area
impact other areas (see 88 FR 84967-84968, USEPA, 2023a). Accordingly,
the EPA is not requiring water systems to comply with requirements
under the 2021 LCRR that will be replaced under the final LCRI prior to
the LCRI compliance date, because of the significant level of effort
required of water systems to plan for compliance with the LCRI, as well
as the complexity of the 2021 LCRR. Because of the limited time and
resources available to water systems and States, their time and
resources are better spent complying with the specifically identified
2021 LCRR requirements with a compliance date of October 16, 2024 (as
noted above), preparing to implement the final LCRI, and voluntarily
replacing LSLs ahead of the LCRI compliance date using resources that
are currently available, such as the Bipartisan Infrastructure Law
(BIL) funding. Requiring water systems and States to implement the 2021
LCRR in its entirety between October 16, 2024, and the compliance date
of the LCRI would waste these limited resources and compromise the
ability of systems and States to effectively implement the LCRI, and
thereby delay the greater public health benefits associated with
implementation of the LCRI. For example, by focusing States' and
systems' efforts on establishing service line replacement programs
rather than implementing 2021 LCRR provisions that have been changed or
eliminated, the LCRI will result in systems removing more lead and
galvanized requiring replacement (GRR) service lines, which, where LSLs
are present, they are the most significant source of drinking water
lead exposure.
The EPA is maintaining the October 16, 2024, compliance date for
selected requirements first promulgated in the 2021 LCRR rulemaking
that the agency is not significantly revising in the final LCRI. Some
minor changes were made to ensure consistency across requirements. In
the final rule, the EPA is correcting the citations in Sec.
141.80(a)(4)(i) for the reporting requirements associated with
notifications of a known or potential LSL as codified on July 1, 2023
(Sec. 141.90(e)(13) and (f)(4)). Additionally, for the final LCRI, the
EPA is not requiring water systems to comply with Sec. 141.84(a)(6) as
codified on July 1, 2023. This requirement references submitting an
updated inventory to the State in accordance with Sec. 141.90(e)(3)
and requires water systems to update the publicly available inventory
no less frequently than the required updates to the State. The
requirement in Sec. 141.90(e)(3) as promulgated in the 2021 LCRR ties
the timing of submission of the inventory to the State to the
applicable tap monitoring frequency. Under the LCRI, systems are
required to prepare and submit the baseline inventory by the compliance
date of the LCRI, and all systems will be required to update that
inventory on an annual basis (Sec. Sec. 141.84(b)(1) and
141.90(e)(4)). Implementation of a requirement to update the LCRR
inventory based on monitoring schedules for only the three years before
the LCRI compliance date would be challenging for States and systems to
manage while also preparing the updated initial inventory to comply
with the LCRI. Many systems are on reduced monitoring and therefore,
many systems would only submit an update once, if at all during those
three years. For example, water systems that do not monitor between
submitting an initial inventory and the LCRI compliance date would not
be required to submit an updated inventory, or water systems who are on
triennial monitoring would only be required to submit an update once.
Additionally, water systems will be preparing to submit the LCRI
baseline inventory by the LCRI compliance date, and submission of
updates to the 2021 LCRR initial inventory would likely distract from
that effort. State resources are best directed towards the LCRI
baseline inventory and service line replacement. Additionally, not
requiring an annual update of the 2021 LCRR inventory until the LCRI
compliance date would not decrease public health protection in the
short-term. The EPA notes that between October 16, 2024, and the LCRI
compliance date, water systems are required to identify and track
service line materials in the inventory on an ongoing basis (Sec.
141.84(a)(5) as codified on July 1, 2023) and comply with the public
education requirement to notify persons served by a lead, GRR, or
unknown service line. Because these requirements will remain applicable
prior to the LCRI compliance date, public health protection will not be
diminished by the EPA not requiring water systems to submit an updated
version of the 2021 LCRR initial service line inventory to the State
prior to the LCRI compliance date. The EPA encourages water systems to
continue to identify unknown service lines and conduct replacements
prior to the LCRI compliance date while developing the LCRI baseline
inventory. Water systems that update their initial LCRR inventory
during this interim period to identify the material of any unknown
service lines will reduce their burden if any of the lines are non-lead
because they would no longer be required to provide annual notification
of service line material to persons served by that service line.
The EPA is not changing the October 16, 2024, compliance date for
Tier 1 PN following a lead action level exceedance for the reasons
provided in the LCRI proposal (88 FR 84968, USEPA, 2023a). Between
October 16, 2024, and the LCRI compliance date, water systems are
required to conduct Tier 1 PN following an exceedance of the lead pre-
LCRI action level of 0.015 mg/L. The EPA notes that the compliance date
for the new lead action level of 0.010 mg/L is three years from the
date the final LCRI is published. In the final LCRI, the EPA is
retaining the October 16, 2024, date for additional associated
provisions, such as the use of the mandatory health
[[Page 86560]]
effects language in Sec. 141.85(a)(1)(ii) as introduced in the 2021
LCRR starting October 16, 2024. This change will ensure consistency in
messaging between the Tier 1 PN notices after a lead action level
exceedance and any public education materials that are distributed
prior to the LCRI compliance date. The EPA also notes that systems must
comply with the reporting requirements in Sec. 141.31(d)(2) as
codified on July 1, 2023, which requires the water system to provide a
copy of the Tier 1 notice for a lead action level exceedance to the
Administrator and to the head of the primacy agency as soon as
practicable, but not later than 24 hours after the system learns of the
exceedance. However, in the final LCRI, the EPA is requiring water
systems to continue to comply with Sec. 141.31(d) as codified on July
1, 2020, between October 16, 2024, and the LCRI compliance date. This
is to correct an error introduced in the 2021 LCRR that inadvertently
removed the requirement for water systems to submit a representative
copy of other types of Tier 1 notices to the State when certifying the
system has complied with the notice requirements. See section IV.O.2 of
this preamble for further discussion. Additionally, in the final LCRI,
the EPA is also retaining the October 16, 2024, compliance date for the
reporting requirement in Sec. 141.90(h)(3) as codified on July 1,
2023. This provision requires States to provide the results of the 90th
percentile lead and copper calculations, in writing, to the water
system within 15 days of the end of the tap sampling period in
instances where the State calculates the water system's 90th percentile
level. The EPA is maintaining the October 16, 2024, compliance date for
this provision in the final LCRI to facilitate timely compliance with
the Tier 1 PN requirement for a lead action level exceedance.
In the final LCRI, the EPA is also adding specific citations in
Sec. 141.80(a)(4)(i) to identify which requirements apply during the
time period between October 16, 2024, and the LCRI compliance date that
relate to the provisions discussed in the proposal. For example, the
EPA is clarifying that between October 16, 2024 and the LCRI compliance
date water systems must comply with the definitions in Sec. 141.2 as
codified on July 1, 2020, that correspond to the requirements in
Sec. Sec. 141.80 through 141.91 as codified on July 1, 2020. See
section V.B.3, Sec. 141.80(a)(4), and section II.C of this preamble
for additional information.
The EPA disagrees with commenters who indicate that the agency
should change the compliance date for submitting the initial inventory.
Water systems and States are aware of and should be prepared to meet
this deadline. The EPA provided Guidance for Developing and Maintaining
a Service Line Inventory in August 2022 (USEPA, 2023n). The EPA's
December 17, 2021, Federal Register notification on the review of the
LCRR and the December 6, 2023, proposed LCRI specifically stating that
the agency expected systems to submit an initial inventory by October
16, 2024 (86 FR 71574, 71579, USEPA, 2021b; 88 FR 84968, USEPA, 2023a).
Inventories are critical to support lead reduction efforts because they
help systems identify the location of lead and GRR service lines, allow
customers to know if they are served by those lines, and evaluate the
extent of these sources in the drinking water system. With the
inventory, water systems will be able to conduct the required
notification of persons served by a lead, GRR, or unknown service line
and provide them with steps they can take to reduce their lead
exposure. Additionally, the inventory is integral to help water systems
take actions that will facilitate compliance with the LCRI: identify
sampling locations; determine the extent of lead and GRR service lines
within their systems; plan for service line replacement, including
applying for grants and loans; and replace lead and GRR service lines.
The EPA also disagrees with commenters requesting that the agency
formally delay the 2021 LCRR requirements prior to the final LCRI.
Formally delaying the 2021 LCRR prior to the final LCRI is unnecessary
because the final LCRI largely replaces provisions in the 2021 LCRR in
this action. Additionally, a delay of the 2021 LCRR requirements would
have required a separate rulemaking and diverted agency resources from
other actions, including finalizing the LCRI. It is also unnecessary
because the final LCRI largely replaces the 2021 LCRR in this action.
The EPA disagrees that water systems must assume they must comply with
the 2021 LCRR starting October 16, 2024. The EPA recognizes the
uncertainty caused by the LCRI rulemaking, but also notes the agency's
efforts to help water systems and States make informed decisions in
light of the uncertainty. For example, in the December 17, 2021,
Federal Register notification, the agency stated it did not intend to
change the compliance dates for the initial service line inventory,
notification of service line material, or the Tier 1 PN notice for a
lead ALE. Similarly, the EPA stated that the agency ``also expects to
propose to delay the October 16, 2024, deadline for submitting LSLR and
tap sampling plans so that systems can incorporate any potential
revisions made through the LCRI rulemaking'' (82 FR 71580, USEPA,
2021b). The EPA provided additional clarity in the proposed LCRI by
proposing for water systems to continue to comply with the LCR between
October 16, 2024, and the LCRI compliance date, with limited
exceptions. Additionally, on April 17, 2024, the EPA released a fact
sheet and frequently asked questions document on the 2021 LCRR
compliance and encouraged water systems to focus resources on complying
with the provisions introduced in the 2021 LCRR for which EPA did not
intend to change the October 16, 2024, compliance date (USEPA, 2024g;
USEPA, 2024h).
b. LCRI Compliance Date
The EPA received comments supporting the agency's proposal for
setting the LCRI rule compliance date three years after the rule is
finalized, noting the complexity of the rule and need for time to
prepare to implement the requirements. Some of these commenters stated
that it is not practicable to set compliance dates for any LCRI
requirements earlier than three years. The EPA also received comment
that the agency should provide an additional nationwide two-year
extension to the LCRI compliance date as provided under SDWA section
1412(b)(10). The comment indicated the extension would be for capital
improvements in the form of LSLR. Conversely, some commenters stated
that some of the LCRI requirements do not substantially differ from the
2021 LCRR requirements and requested that the EPA set earlier
compliance dates for the LCRI for some or all of the requirements
(e.g., no later than one year after rule publication). These commenters
stated that a faster compliance schedule would maximize public health
benefits and better align with Federal funding sources currently
available to assist water systems.
Section 1412(b)(10) of SDWA provides that NPDWRs shall take effect
three years after promulgation ``unless the Administrator determines
that an earlier date is practicable.'' The EPA agrees with commenters
that the complexity of the LCRI and time needed to prepare to implement
the final rule support a compliance date three years from the date the
rule is promulgated. Providing water systems three years from the date
the LCRI is finalized
[[Page 86561]]
provides the amount of time necessary for States to work with water
systems to prepare to comply with the final LCRI requirements, which
includes revisions to most of the provisions introduced in the 2021
LCRR. The EPA disagrees with commenters that indicate one year is
sufficient. The LCRI is complex and while some aspects may have
similarities with 2021 LCRR requirements, it is different and water
systems will need time to plan for and implement these changes. For
example, new requirements for tap sampling, changes in tap sampling
schedules for many water systems, a lower lead action level and the
actions prompted by that level, including corrosion control treatment
(CCT) requirements and new requirements for multiple ALEs, will require
significant water system and State resources to prepare to implement.
Furthermore, these requirements are all highly interrelated, and
therefore setting different compliance dates for different provisions
would increase rule complexity further, create implementation
challenges, and may lead to widespread non-compliance (88 FR 84969,
USEPA, 2023a).
Specifically, one of the key features of the LCRI is for all water
systems to identify and replace all lead and GRR service lines as
quickly as feasible, regardless of system lead levels. While some
systems are voluntarily initiating service line replacement programs
due to historic funding provided under the BIL, many systems have not
or are not currently conducting service line replacement. Many systems
have not been required to conduct LSLR under the LCR and may not have
experience developing replacement programs. Water systems and States
have noted the potential challenges of implementing replacement
programs effectively, including availability of equipment and supplies,
difficulty securing funding, and hiring crews to complete replacements.
The EPA is working with States and water systems to demonstrate best
practices for overcoming or mitigating these challenges through the
technical assistance initiatives, Lead Service Line Replacement
Accelerators (USEPA, 2023c) and the Get the Lead Out (GLO) Initiative
(USEPA, 2024e). The three-year period after promulgation of the final
LCRI is for systems to plan for compliance, including hiring additional
staff, soliciting bids for contractors, securing grants or other types
of funding, and continuing to improve inventories to ensure that they
are better positioned to conduct mandatory service line replacement. It
would also provide time for the market to correct for potential
shortages in resources or workers.
Additionally, the EPA is concerned that not providing water systems
enough time to prepare to implement these requirements could undermine
their efficacy. For example, as discussed in section IV.B of this
preamble, water systems must be prepared to conduct a variety of
actions that if not adequately prepared for, may result in fewer
service line replacements. The EPA anticipates that water systems will
use the three-year period prior to the LCRI compliance date to identify
unknowns, develop their service line replacement plan, identify
barriers to full service line replacement, and develop outreach
materials that are intended to support full service line replacement.
Additionally, an earlier compliance date for all the other LCRI
requirements besides mandatory LSLR would divert resources from
planning for mandatory service line replacement and may delay a
system's ability to start replacing lead and GRR service lines.
The EPA also disagrees with providing a nationwide two-year
extension to the compliance date under SDWA section 1412(b)(10). As
described in section II.C of this preamble, in accordance with SDWA
section 1412(b)(10), the Administrator, or a State (in the case of an
individual system), may allow up to two additional years to comply with
a treatment technique if the Administrator or State (in the case of an
individual system) determines that additional time is necessary for
capital improvements. Where a State, or the EPA where it has primacy,
chooses to provide such an extension, the system would have up to five
years from the rule's promulgation date to begin compliance with the
treatment technique. The EPA has not determined that an additional two
years is necessary for water systems nationwide to make capital
improvements to begin compliance with the LCRI. Systems have been
subject to more stringent requirements for LSLR and CCT since the
promulgation for the 2021 LCRR that allowed time to prepare and obtain
funding for any necessary capital improvements. Moreover, there is
significant funding available through the BIL and other sources for LSL
identification and replacement. The EPA has also been working with
States to provide extensive technical assistance to water systems to
replace LSLs. Additionally, as noted above, the EPA is providing water
systems three years before the LCRI compliance date to identify
unknowns and prepare for service line replacement, which may include
voluntarily replacing lead and GRR service lines. The EPA has
determined that a cumulative average 10 percent per year replacement
schedule is feasible in the LCRI and provides deferred deadline options
for some systems (section IV.B.8). Furthermore, the commenter does not
indicate why an additional two years is necessary for capital
improvements in the form of LSLR to comply with the requirements of the
LCRI.
c. Early Implementation of LCRI Risk Mitigation Provisions
The EPA requested comment on whether the agency should require
water systems to comply with the LCRI requirements for risk mitigation
after a full or partial service line replacement, service line
disturbances, and associated reporting upon the effective date of the
LCRI. Commenters supported such a requirement citing the similarity of
the LCRI requirements to those first introduced in the 2021 LCRR and
the value of providing health protective measures sooner while water
systems are conducting service line replacement. Others disagreed on
the grounds that it would be impracticable to implement these
requirements upon the effective date of the LCRI. Some commenters
supported voluntary implementation of the provisions prior to the LCRI
compliance date.
The EPA agrees that a compliance date earlier than three years
after promulgation is not practicable and therefore, implementation of
the LCRI risk mitigation requirements prior to that date should be
voluntary. As noted in the proposal, while the EPA expects that earlier
implementation of these actions would reduce lead exposure, setting an
earlier implementation date for these select LCRI requirements would
result in systems complying with a mix of requirements across three
versions of the CFR (i.e., as amended by LCR, LCRR, and LCRI). The EPA
is concerned about this complexity and that it could divert resources
away from preparing to comply with the other LCRI requirements. In
addition, water systems would not likely have time to prepare to
implement this requirement by October 16, 2024, the 2021 LCRR
compliance date. As described above, setting an implementation date
between October 16, 2024 and the LCRI compliance date would introduce
confusion and complexity for implementation, reporting, and
recordkeeping. The EPA strongly encourages water systems to voluntarily
implement these provisions as best practices prior to the LCRI
compliance date. The EPA's May 1, 2024 memorandum ``Implementing Lead
[[Page 86562]]
Service Line Replacement Projects Funded by the Drinking Water State
Revolving Fund'' details the risk mitigation measures, including
follow-up tap sampling, point-of-use devices and pitcher filters, that
are eligible under the DWSRF funding (USEPA, 2024i). Additionally,
States can require water systems to implement these provisions early.
3. Final Rule Requirements
For the final LCRI, the EPA is setting the compliance dates for the
LCRI revisions to 40 CFR 141.2 and 141.31 and subparts I, Q, and O of
part 141 to three years after the publication date of this final rule
in the Federal Register (see section II.C of this preamble).
The EPA is also specifying provisions as codified in the CFR on
July 1, 2020, and on July 1, 2023, that water systems must comply with
between October 16, 2024, and the LCRI compliance date, in accordance
with Sec. 141.80(a)(4)(i).
Beginning on October 16, 2024, water systems are required to comply
with the requirements of Sec. Sec. 141.2, 141.31(d), and 141.80
through 141.91 as codified on July 1, 2020. In addition, water systems
will also be required to comply with the provisions listed in Exhibit 3
as codified on July 1, 2023.
Exhibit 3--Requirements Introduced in the 2021 LCRR That Water Systems
Must Comply With Between October 16, 2024, and the LCRI Compliance Date
------------------------------------------------------------------------
Citation (CFR codified July 1, 2023) Description
------------------------------------------------------------------------
Sec. 141.84(a)(1) through (10) Initial public service line
(excluding paragraphs (a)(6) and (7)). inventory development.
Sec. 141.90(e)(1).................... Submission of initial inventory
to the State.
Sec. 141.85(e)....................... Initial and annual notification
of known or potential service
line containing lead.
Sec. 141.85(a)(1)(ii)................ Revised lead health effects
language.
Sec. 141.90(e)(13) and (f)(4)........ Annual reporting and
certification of the
notifications in Sec.
141.85(e) to the State.
Sec. 141.90(h)(3).................... State provides results of the
90th percentile lead
calculations, in writing, to
the water system within 15
days of the end of the tap
sampling period (if
applicable).
Sec. Sec. 141.201(a)(3)(vi) and Tier 1 PN for exceedance of the
141.202(a)(10). lead action level as specified
in Sec. 141.80(c).\1\
Sec. Sec. 141.201(c)(3) and Submit copy of Tier 1 PN for a
141.31(d)(2). lead action level exceedance
to the head of the primacy
agency and the EPA
administrator no later than 24
hours after the system learns
of the exceedance.
40 CFR part 141, appendix A to subpart Tier 3 PN required for: failure
Q, section I.C.1 (excluding Sec. to notify persons served at
141.90, except paragraphs (e)(1) and service connections of a known
(13) and (f)(4)). or potential service line
containing lead and failure to
submit initial inventory to
the State by October 16, 2024.
40 CFR part 141, appendix B to subpart Revised lead health effects
Q, section D.23. language for required PN.
------------------------------------------------------------------------
\1\ As codified on July 1, 2020.
Additionally, starting October 16, 2024, failure to conduct the
reporting requirements in Exhibit 3 (i.e., Sec. 141.90(e)(1) and (13)
and (f)(4)) require Tier 3 PN in accordance with 40 CFR part 141,
appendix A to subpart Q. Tier 3 PN for failure to conduct other
requirements in Sec. 141.90 will not begin until the LCRI compliance
date associated with those provisions.
The EPA notes that the CCR requirements in 40 CFR part 141, subpart
O, that were revised under the 2021 LCRR rulemaking also have a
compliance date of October 16, 2024, in accordance with Sec.
141.152(a). The one exception is the requirement for water systems to
notify consumers in the CCR that complete lead tap sampling data are
available for review and include information on how to access the data
(Sec. 141.153(d)(4)(xii) as codified July 1, 2023, and renumbered to
Sec. 141.153(h)(8)(i) in the final CCR Rule (89 FR 45980, USEPA,
2024c)), which has a compliance date of three years after the
publication of the LCRI. This is because the current requirements for
tap sampling and calculating the 90th percentile are subject to the
LCRI compliance date. The compliance date for systems to notify the
public that this data is publicly available should not be earlier than
the compliance date for the data collection to avoid administrative
complications of these piecemeal implementation of these related
provisions.
C. State Primacy and Special Primacy Requirements
1. Rationale and Proposed LCRI Revisions
SDWA authorizes the EPA to promulgate and enforce NPDWRs (SDWA
section 1412 and 1414). States that have been approved by the EPA for
primary enforcement authority may also enforce drinking water standards
under State law. SDWA section 1413 and the EPA's implementing
regulations set forth the requirements that primacy agencies (States)
must meet to obtain and maintain primary enforcement responsibility
(primacy) for its public water systems (PWSs). These include: (1)
adopting drinking water regulations that are no less stringent than
Federal NPDWRs under section 1412(a) and 1412(b) of SDWA, as well as
the CCR Rule and the PN Rule under section 1414 of SDWA; (2) adopting
and implementing adequate procedures for enforcement; (3) keeping
records and making reports available on activities that the EPA
requires by regulation; (4) issuing variances and exemptions (if
allowed by the State) under conditions no less stringent than allowed
by SDWA sections 1415 and 1416; and (5) adopting and being capable of
implementing an adequate plan for the provision of safe drinking water
under emergency situations. The regulations in 40 CFR part 142 set out
the specific program implementation requirements for States, Tribes,
and Territories to obtain and maintain primacy for the Public Water
System Supervision (PWSS) Program, as authorized under section 1413 of
the SDWA.
PWSs in these primacy States must then comply with both sets of
State and Federal regulations, although in practice, PWSs would only
comply with the more stringent of the two regulations. Generally,
primacy States monitor compliance with regulations; however, the EPA
can also take enforcement actions against water systems for failure to
comply with NPDWRs. The EPA conducts annual reviews of State programs
and can also withdraw primacy under certain circumstances (see Sec.
142.17).
[[Page 86563]]
Under Sec. 142.12(b), all primacy agencies are required to submit
a revised program to the EPA for approval within two years of
promulgation of the final LCRI or request an extension of up to two
years in certain circumstances. In order to be granted an extension, a
primacy agency will be required to meet certain requirements as deemed
appropriate by the EPA on a case-by-case basis to ensure adequate
implementation and enforcement of the LCRI until the program revision
is approved. To be approved for a program revision, primacy agencies
are required to adopt revisions at least as stringent as the revised
LCR, CCR, and PN lead-related provisions. To obtain primacy for this
rule, primacy applications must address the general requirements
specified in subpart B of part 142. The EPA proposed special primacy
requirements for the lead and copper NPDWR (Sec. 142.16(d)), to ensure
compliance with the revised State requirements described in the LCRI.
To retain primary enforcement authority, States must adopt
revisions at least as stringent as the provisions in 40 CFR part 141,
subpart I (Control of Lead and Copper); Sec. Sec. 141.153, 141.154,
141.201, and 141.202; appendix A to subpart O of part 141 ([Consumer
Confidence Report] Regulated Contaminants); appendix A to subpart Q of
part 141 (NPDWR Violations and Other Situations Requiring Public
Notice); and appendix B to subpart Q of part 141 (Standard Health
Effects Language for Public Notification).
In the proposed LCRI, the EPA proposed revising the existing
special primacy requirements by modifying some, and establishing new,
special primacy requirements for States as a condition of primacy. The
EPA proposed to eliminate the special primacy requirement related to
systems' goal-based service line replacement programs, given the
proposed LCRI requirement for mandatory service line replacement. The
EPA also proposed a new special primacy requirement that States would
be required to identify State laws, including statutes and
constitutional provisions, relevant to a water system's ability to
obtain access to conduct a full service line replacement and notify
water systems in writing whether such laws exist or not. States would
be required to provide this notification by the compliance date and
within six months of the enactment of new or revised State law that
pertains to access. The purpose of this requirement is to ensure States
are informing systems about requirements under State law and provide
consistent interpretation of State law across the State. The State is
the appropriate entity to compile this information because many systems
are unlikely to have expertise to make these interpretation
determinations. Consistent interpretation of laws regarding access is
important because mandatory full service line replacement of lead and
GRR service lines is an important component of the LCRI to protect
public health to the extent feasible and compliance should be enforced
uniformly within States.
Under the 2021 LCRR, like the 1991 LCR, States must determine if a
greater mandatory LSLR rate is feasible and to notify the system of its
determination in writing. The EPA proposed to modify this to require
States to set a shortened deadline at any time throughout a system
replacement program if the State determines a shorter deadline is
feasible. The EPA also proposed requiring States to establish an
appropriate deadline to complete inventory validation when they
determine a shortened deadline is feasible. The purpose of these
requirements is to ensure that States are meeting their
responsibilities to make determinations on whether a faster mandatory
LSLR rate is feasible. State oversight of the service line replacement
rate is essential because lead and GRR service lines are a major source
of lead in drinking water so increasing the replacement rate when
feasible will have significant public health benefits.
The EPA also proposed modifications to special primacy requirements
under the LCRI with respect to the requirement for States to set a
deadline for systems to prepare an updated inventory where they find
discrepancies in their inventory. The 2021 LCRR only requires States to
set this deadline where water systems identify an LSL that was
categorized as non-lead in the inventory. In the LCRI, the EPA proposed
inclusion of GRRs because these are included in the proposed service
line replacement requirements and may also be improperly identified. In
addition, the EPA proposed inclusion of lead connectors in the
inventory and requiring systems that have inventories with no lead
connectors and no unknown connectors to update their inventory if a
lead connector is found. Therefore, the EPA proposed a requirement for
States to set a deadline for systems to prepare an updated inventory in
these cases.
The EPA also proposed, related to monitoring for lead in schools
and child care facilities, requiring States to describe how the State
will determine if an alternative lead sampling program is as
``stringent as the Federal requirements'' including how the State will
use the definitions of elementary schools, secondary schools, and child
care facilities as defined in Sec. 141.2 to issue waivers. The EPA
also proposed that States describe how they will meet the requirement
to review the lists of schools and child care facilities submitted by
CWSs to ensure entries conform to the definitions of school and child
care facility in Sec. 141.2, and that States would be required to
ensure that the list of schools and child care facilities is complete.
Prior to proposal, the EPA received questions about the LCRR
requirement for States to define schools and child care facilities. The
EPA is aware that the types of facilities that meet the definition of
child care facility under Sec. 141.2 may differ among States (e.g.,
which facilities are licensed by the State). However, it is not the
EPA's intention for States to develop new definitions for schools and
child care facilities for purposes of complying with the new rule. In
LCRI, the EPA proposed the definition of ``child care facility.''
The EPA proposed requiring that States verify that systems have
complied with follow-up requirements following a single site sampled
above the action level. Under the 2021 LCRR, this requirement was part
of ``find-and-fix''. In the proposed LCRI, this requirement was
relabeled as Distribution System and Site Assessment (see section IV.H
of this preamble). This change was proposed to be consistent with the
terminology in the rest of the LCRI and is not a substantive change in
requirements from the 2021 LCRR.
2. Summary of Public Comments and the EPA's Response
a. Identifying State Laws Pertaining to Access
The EPA received comments both in favor of and against the special
primacy requirement in Sec. 142.16(d)(8) for States to identify State
laws, including statutes and constitutional provisions, that pertain to
a water system's access to conduct full service line replacement and to
notify water systems in writing whether any such laws exist or not.
Commenters against this provision stated that individual systems should
be responsible for determining which laws, statutes, or constitutional
provisions apply to their system and that there would be additional
State burden associated with this research. Commenters in favor of this
provision felt that it would be a benefit to systems to have access to
this information. The EPA retained this requirement in the final rule
because while the EPA acknowledges that this provision will
[[Page 86564]]
require additional effort by States, there is value and efficiency in
having the State provide consistent information to all systems in the
State. In addition, States are better positioned to interpret State
laws or statutes than individual water systems. Neither the proposed
nor final rule require States to identify specific local laws relevant
to a water system's ability to obtain access to conduct a full service
line replacement.
b. Setting Shortened Replacement Deadlines
In the proposal, the EPA requested comment on whether States, as a
condition of primacy, or the EPA when it is directly implementing the
program, should be required to set initial shortened service line
replacement deadlines by a certain timeframe, such as no later than 60
days after the compliance date. Many commenters responded to this
request for comment by saying that shortened deadlines are not feasible
and that States should not have the authority to set shortened
deadlines. (See section IV.B.7 of this preamble for more information
about the EPA's determination to require States to evaluate shortened
replacement deadlines.) Those who commented on defining the timeframe
for the decision about shortened deadlines were split on the need to
establish a specific timeframe for the State's decision. Some supported
a shorter timeframe, citing the need to establish shortened deadlines
quickly for faster public health protection and to establish
predictability for systems. Some supported longer timeframes or no
timeframes at all, citing the State burden of evaluating complex
information for multiple systems simultaneously before reaching a
conclusion. For systems that are not eligible for deferred deadlines,
the EPA decided not to include a specific timeframe for State decisions
on shortened service line replacement deadlines in the final LCRI
because the conditions for which a system may be able to replace at a
faster rate may change throughout the replacement program. Therefore,
the LCRI language in Sec. 141.84(d)(5)(v) requires the State to make a
shortened deadline determination at any time throughout a system's
replacement program when a State determines a shorter deadline is
feasible, which would include within 60 days of the compliance date.
This would address the burden concerns expressed by some commenters by
not requiring States to review all replacement programs at the same
time, but also provide the flexibility to make shortened deadline
decisions as early as possible to enhance public health and provide
predictability for systems. This also allows States to use information
obtained during the replacement period through inventory investigations
that may inform the State's decision to require a shorter deadline. The
EPA intends to develop guidance to assist States in making shortened
deadline determinations. For systems that are eligible for deferred
deadlines, the EPA included specific deadlines for State decisions on
whether the deferred deadline and associated replacement rate
identified by the system is the fastest feasible. Specifically, States
are required under Sec. 141.84(d)(5)(vi)(C) to make determinations as
soon as practicable, but no later than the end of the second program
year and every three years thereafter. This is not expected to
significantly impact State burden because of the small number of
systems that will be eligible for deferred deadlines. (See section
IV.B.8 of this preamble for more information on State requirements for
making these determinations and the public health value of these
provisions.)
c. Deferred Deadlines
The EPA requested comment on whether to require the State, as a
condition of primacy, to approve the use of the deferred deadline
provision where the water system qualifies for it and/or whether to
require the State to assess whether it would be feasible for a system
to meet the 10-year deadline or a shorter deadline even if the system
meets the regulatory criteria for the deferred deadline. The EPA
received mixed comments in response to this request. Some commenters
favored requiring States to approve the use of the deferred deadline
provisions and not permitting States to set shorter deadlines for
systems that qualify and apply for deferred deadlines, as described in
Sec. 141.84(d)(5)(vi). These commenters stated that this placed
additional burden on States and that systems could be subject to
arbitrary decisions by States about deferred deadlines. Other
commenters stated that States should always be required to assess
whether systems that meet the requirements of Sec. 141.84(d)(5)(vi)
could meet the standard 10-year deadline and therefore a special
primacy condition is appropriate because extremely long timeframes for
replacement could put people at risk for much longer than necessary.
The EPA agrees that due to the urgency to complete lead and GRR
service line replacement as quickly as feasible, States should be
required to regularly evaluate whether shorter deadlines are feasible
for systems eligible for a deferred deadline. The LCRI maintains the
proposed requirement for States to set a shortened deadline at any time
throughout a system replacement program if the State determines a
shorter deadline is feasible. The final LCRI also contains new
provisions that require States to evaluate, as soon as practicable, but
no later than the end of the second program year and every three years
thereafter, and either approve the continued use of the deferred
deadline and replacement rate as the fastest feasible for the system,
or set a shorter deferred deadline and identify an associated
replacement rate to ensure the system is replacing service lines at the
fastest feasible rate for the system (see section IV.B.8 of this
preamble). The LCRI requires States to determine whether the system's
recommended deferred deadline and associated cumulative average
replacement rate are the fastest feasible to conduct mandatory service
line replacement. In addition, the EPA cannot preclude a State from
adopting or enforcing more stringent requirements, consistent with
other SDWA regulations.
d. Translation Support
In the preamble for the proposal, the EPA requested comment on
``Whether the Agency should require States, as a condition of primacy,
to provide translation support to water systems that are unable to do
so for public education materials to consumers with limited English
proficiency.'' (See section IV.J.3.g of this preamble for the EPA's
response to these comments.) The EPA elected to include a special
primacy requirement to require States to provide technical assistance
to systems in meeting the requirement to provide translation assistance
to consumers with limited English proficiency. The EPA selected this
approach because it is consistent with the approach in the Final CCR
Rule Revisions (89 FR 45980, USEPA, 2024c).
3. Final Rule Requirements
The EPA retained the proposed special primacy requirements, with
minor editorial revisions for clarity, to ensure effective oversight
and implementation of the LCRI by States. In addition to finalizing the
proposed items, the EPA made minor adjustments to include provisions
that implement other requirements of the LCRI as described below. State
primacy requirements are located in Sec. 142.16(d).
The EPA included Sec. 142.16(d)(9) in the final LCRI, which
requires, as a condition of primacy, States to make
[[Page 86565]]
determinations about systems eligible for deferred deadlines, including
determining if the deferred deadline is the fastest feasible or whether
a faster deadline is feasible, and reporting the results of these
determinations to the EPA. This requirement is necessary to implement
State requirements in Sec. Sec. 141.84(d)(5)(vi) and
142.15(c)(4)(iii)(H). The EPA intends to issue guidance to assist
States in making determinations on the fastest feasible deadlines for
service line replacement. For more information on the changes to the
deferred deadlines provisions, please see section IV.B.8 of this
preamble.
The EPA included a special primacy requirement in Sec.
142.16(d)(5)(ii) for States to provide or require the review of
inventory validation efforts, including making determinations on
whether previous validation efforts are at least as stringent as the
requirements and providing written approval to the system, and
requiring additional actions for systems based on the results of the
inventory validations. This requirement is necessary to implement State
requirements in Sec. 141.84(b)(5).
The EPA also included a special primacy requirement in Sec.
142.16(d)(10) to require States, as a condition of primacy, to make
determinations about which water systems serve a large proportion of
consumers with limited English proficiency and provide technical
assistance to these systems in meeting the requirement to provide
translation assistance in these communities. This requirement is
necessary to implement State requirements in Sec. 141.85(b)(1).
D. State Reporting and Recordkeeping Requirements
1. State Recordkeeping Requirements
a. Rationale and Proposed LCRI Revisions
State recordkeeping provisions are essential elements of the LCRI
because they ensure that States and the EPA have the data and
information they need in order to ensure effective implementation and
enforcement of the rule. State recordkeeping requirements are located
in Sec. 142.14 of the final rule.
The EPA proposed several changes to State recordkeeping
requirements to conform with changes proposed elsewhere in the proposed
LCRI. Because the EPA proposed eliminating the trigger level and
requiring mandatory full service line replacement, the EPA also
proposed removing recordkeeping requirements for any State
determinations of LSLR goal rates. The EPA proposed changing instances
of LSLR to ``service line replacement'' and ``lead and galvanized
requiring replacement service lines'' to reflect the proposed mandatory
full service line replacement requirements of both lead and GRR service
lines. The EPA also proposed clarifying that the requirement in Sec.
142.14(d)(8)(ix) for States to maintain records of system-specific
determinations for some NTNCWSs and CWSs to collect non-first draw
samples refers to samples that do not meet the minimum six-hour
stagnation time.
The EPA also proposed clarifying existing requirements regarding
the length of the records retention period. The EPA requires each State
with primacy enforcement responsibility to retain records listed under
Sec. 142.14(d) for not less than 12 years. States must maintain
records of all currently applicable or most recent State
determinations, including all supporting information and technical
basis for each decision, under Sec. 142.14(d)(8). Revisions to the LCR
in 2000 added a requirement that if no change is made to the State
determinations under Sec. 142.14(d)(8) during the 12-year retention
period, that the State must retain the record until a new decision,
determination, or designation has been issued. The EPA proposed
revising Sec. 142.14(d)(8) in the LCRI to clarify the existing record
retention requirement and improve implementation. The EPA also proposed
changing the order of provisions in Sec. 142.14(d)(8) to improve
readability.
The EPA also proposed moving requirements for States to maintain
records of service line replacement plans, service line inventories,
and compliance sampling pools to Sec. 142.14(d)(9) with other reports
and information submitted under Sec. 141.90. The EPA proposed this
change to improve organization and clarity because these records are
not State determinations. Because the EPA proposed requiring systems to
complete a baseline service line material inventory by the rule
compliance date, the EPA also proposed requiring that States maintain
records on these baseline inventories in addition to the initial
service line inventory and any required updates to the inventory.
b. Summary of Public Comments and the EPA's Response
In the proposal, the EPA requested comment on whether States should
be required to maintain records related to Distribution System and Site
Assessments (DSSA) conducted by water systems. Some commenters stated
that this information would be valuable to States and therefore should
be maintained. Other commenters stated that retaining this information
would cause additional burdens for States with no additional benefit.
Some commenters not in favor of State maintenance of records indicated
that systems should be required to maintain the information and make it
available to the State upon request. Some commenters also expressed
concern that the data systems that are used to store State data may not
be set up to store this information. The EPA agrees with commenters
concerned about the burden of such a requirement for States to maintain
records on DSSAs and therefore is not adding a requirement to do so in
the final LCRI. The EPA also received general comments about State
burden and agrees that adding such a requirement would increase the
overall burden of the LCRI on States. The EPA does not want to create
additional unnecessary burden on the States so they can focus on
implementing the requirements of the LCRI that have important direct
public health benefits such as LSLR, CCT, and public education, among
other things. The EPA notes that States will be receiving DSSA
information from systems as required in Sec. 141.90(g)(1) and that the
final rule (Sec. 142.14(d)(8)) requires the State to retain all
currently applicable or most recent State determinations, including
supporting information, for all decisions regarding the LCRI. To the
extent that DSSA information was used in State decision making, it must
be retained under this provision. Should States need information on
DSSA sites they can request this information from the water system.
In the proposal, the EPA requested comment on ``whether States
should be required to maintain documentation of determinations of more
stringent implementation, including but not limited to conditions or
approvals related to reduced compliance monitoring and additional
information required to conduct a review or designate OCCT.'' Some
commenters stated support for maintaining this information, while other
commenters did not. One commenter stated that the provisions of Sec.
142.14(a) and (d)(8) require States to maintain records on which their
decisions are made, so a specific requirement on more stringent
implementation would be redundant. The EPA agrees that the requirements
in this request for comment would be redundant based on Sec.
142.14(d)(8) and therefore has not made any additions to the final LCRI
regulatory text that require maintaining this type of documentation.
[[Page 86566]]
c. Final Rule Requirements
State recordkeeping requirements found in Sec. 142.14(d)(8)
through (10) in the proposal were all finalized without substantive
changes from the proposal. Minor revisions to these sections in the
final LCRI include updates for clarification and organizational
purposes. Additional revisions were made to match revisions in other
sections of the final rule with corresponding revisions or to correct
references to other sections of the rule.
The final LCRI adds Sec. 142.14(d)(8)(v), which requires State to
keep records of designations of optimal water quality parameters
(OWQPs), as a technical correction to ensure consistency with Sec.
142.15(c)(4)(iii)(C), which requires States to report this information
to the EPA on a quarterly basis. These requirements mirror the
requirements for States to designate and review OWQPs under Sec.
141.82(f). This should not require any additional effort by States
because States are required to report this information, so they would
need to collect it. The rest of the items in Sec. 142.14(d) were
renumbered to accommodate this inserted requirement.
The final LCRI also adds Sec. 142.14(d)(8)(ix) to correspond to
the addition of a new requirement for additional system reporting and
State approvals for systems that are eligible for deferred deadlines
provisions in their LSLR program as defined in Sec. 141.84(d)(5)(vi).
There is a corresponding State reporting requirement for this
information, therefore the States must retain this information. For
more information on the revisions to the deferred deadlines provisions,
please see section V.B of this preamble.
2. State Reporting Requirements
a. Rationale and Proposed LCRI Revisions
State reporting provisions are essential elements of the LCRI
because they ensure that States and the EPA have the data and
information they need to ensure effective implementation and
enforcement of the rule. State reporting requirements are located in
Sec. 142.15 of the finalized rule.
The EPA proposed making two changes to quarterly State reporting to
conform with the changes proposed elsewhere in the LCRI. In the 2021
LCRR, States were required to report summary numbers of LSLs, GRR
service lines, and unknown service lines, as reported by systems in
their mandatory service line inventories. The EPA proposed requiring in
the LCRI to expand the inventories to include lead connectors and non-
lead service lines and to require States to report totals for these
additional categories per system. In the 2021 LCRR, goal-based LSLR was
introduced in addition to mandatory LSLR upon an action level
exceedance and requires States to report the date that systems must
begin LSLR for all systems required to do so. As the LCRI proposed
mandatory service line replacement irrespective of measured lead
levels, the EPA proposed that States instead report the calculated
replacement deadline for each system under either the proposed
mandatory 10-year deadline, shortened deadlines, or under proposed
options for deferred deadlines. In addition, the EPA proposed requiring
States to report the number and type of service lines replaced each
year, as reported by systems.
The EPA also proposed consolidating reporting requirements in Sec.
142.15(c)(4)(i) and (iii). Under LCRR, the EPA removed dates
differentiating reports submitted by States to the EPA prior to January
1, 2000, and those submitted after January 1, 2002, resulting in some
duplicative requirements. Specifically, the EPA proposed maintaining
requirements for States to report the date of CCT and source water
treatment related milestones (e.g., the date CCT study results are
submitted to the State, date of OCCT installation is complete) and
removing duplicative requirements such as reporting the systems with
action level exceedances given that States are required under LCRI to
report the 90th percentile values of all water systems in addition to
the first and last days of the tap monitoring period. These reporting
elements are necessary for the EPA's enforcement and oversight.
The EPA also proposed changing State reporting to implement section
1414(c)(2)(D) of SDWA, as amended by the Water Infrastructure
Improvements for the Nation (WIIN) Act. This provision requires the EPA
to issue a Tier 1 PN of a system's lead action level exceedance if a
system fails to do so; however, the EPA would need to know of the
action level exceedance to conduct the notice. Therefore, the EPA
proposed requiring that States submit the 90th percentile lead level
for any system with an action level exceedance within 15 days following
the end of each applicable tap monitoring period or within 24 hours of
receiving notification of a lead action level exceedance from a water
system, whichever is earlier.
b. Summary of Public Comments and the EPA's Responses
Commenters expressed general concern that the proposed rule placed
additional burden on States and that more resources in the form of
funding, staffing and time would be needed by States to effectively
implement the rule. The EPA has accounted for costs to States to
implement and enforce the rule in the proposed and final rules. While
the costs to States have increased in the final rule relative to the
currently implemented LCRR provisions, the increase in State burden is
needed to ensure the improvements to the LCRI, including increased
public health protection, are correctly implemented and enforced. See
section VI.D.3 of this preamble for more information about State costs.
Commenters also expressed concerns that the additional burdens on
States would be compounded by additional burdens associated with the
EPA's final NPDWR for six PFAS. Under the requirements in SDWA section
1412(b)(3)(C), Economic Analyses for NPDWRs must be conducted using the
costs and benefits associated with the rule under consideration only
and are not permitted to factor in costs or benefits associated with
other proposed or final EPA regulations. Therefore, costs and benefits
associated with the PFAS rule have not been included in the final LCRI
Economic Analysis and it is not appropriate to factor any PFAS burden
considerations into the EPA's decision-making on the LCRI. The EPA also
notes that while there are new requirements the States must perform in
the LCRI and other recent regulations, including PFAS, many of the
State requirements for the LCRI are the same or similar to existing
regulations. Therefore, States will be in a good position to continue
the similar requirements while adapting to the new requirements. States
will have three years between the final rule date and the compliance
date to prepare for the new requirements.
Commenters expressed that the complexity of the reporting and
recordkeeping requirements of the LCRI require an appropriate data
system to manage the data requirements of the LCRI. Some commenters
also specifically mentioned the need for updates to the Safe Drinking
Water Information System (SDWIS) and/or the Drinking Water State
Federal Tribal Information Exchange System (DW SFTIES) to match the
reporting requirements of the LCRI. Commenters also expressed a concern
that these updates would not be possible in time
[[Page 86567]]
for LCRI implementation. The EPA remains committed to providing high
quality tools to assist States with their implementation of NPDWRs. The
EPA intends to support the data management needs of primacy agencies
for the LCRI through the Drinking Water State Federal Tribal
Information Exchange System (DW SFTIES) development project, and to
have a product available for State use by the compliance date of the
LCRI. The EPA will work closely with State program and information
technology staff on LCRI database needs and on overall SDWIS
modernization. The EPA is intending to provide LCRI Data Entry
Instructions (DEIs). The LCRI DEIs will provide detailed guidance to
primacy agencies regarding the LCRI monitoring, recordkeeping, and
reporting requirements.
Commenters recommended that the EPA strengthen reporting
requirements to ensure improved enforcement of the LCRI provisions.
Some comments suggested that the proposed rule, in their view, lacked
timely and transparent reporting needed to assure compliance. The EPA
does not agree that the reporting requirements in the LCRI are
insufficient to support effective enforcement. The EPA added further
reporting requirements to align with new requirements for the final
LCRI as described in section IV.N of this preamble. The EPA carefully
considered all reporting requirements to ensure that all required
reporting elements provided some value to the State and/or the EPA for
public health or enforcement. Some commenters suggested that the LCRI
should require direct electronic reporting of sample results from labs
and/or systems to a database shared by the EPA and the States. The EPA
did not include such a requirement because the EPA does not wish to
place overly prescriptive requirements on States on how reporting
should be done. The EPA acknowledges that in some States, direct
electronic reporting may be an option for systems to report to States.
However, not all systems and States are set up for this type of
reporting therefore it is not appropriate to require it in the LCRI.
The EPA notes the LCRI does not prohibit States from setting up direct
electronic reporting. In addition, the EPA notes that the recently
promulgated Consumer Confidence Rule Revisions include a requirement
for States to submit compliance monitoring data annually to EPA for all
NPDWRs beginning in 2027, which will improve the EPA's ability to
fulfill oversight responsibilities under SDWA, including those
associated with the LCRI. Prior to adoption of DW SFTIES, the EPA will
facilitate primacy agency reporting to minimize reporting burden. A
primacy agency could submit CMD using one of two formats: (1) As a data
extract using the EPA's SDWIS State Data Extraction Tool; or (2) As an
extracted copy of its database and database documentation (USEPA,
2024c).
Commenters expressed concern with the deadline of 15 days after the
sampling period to calculate the 90th percentile and report the results
to the EPA. Commenters pointed out that the systems have up to 10 days
to submit the results to the State, which means in some circumstances
the State would only have five days to perform the analysis necessary
to calculate the 90th percentile and report to the EPA. Since the
language does not say five business days, it could become even more
challenging to meet in cases where a weekend is within the five-day
window. The final LCRI retains the 10-day reporting timeframe for
systems and the 15-day reporting timeframe for States. The EPA
determined that these timeframes are appropriate, and that systems and
States will be able to meet these deadlines. The EPA acknowledges that
in some cases the States may have a short turnaround time to complete
the calculations and the reporting requirement, however, the public
health interest in receiving this information in a timely manner is
extremely important. When a system has an action level exceedance,
there are various actions that systems, States, or the EPA must take in
order to alert the public to the potential risks to their health.
Section 1414(c)(2)(D) of SDWA, as amended by the WIIN Act, requires the
EPA to issue a Tier 1 PN (a 24-hour notification) of a system's lead
action level exceedance if a system fails to do so. The EPA would need
to know of the action level exceedance to conduct the notice. Given the
public health interest in issuing the Tier 1 notice in a timely manner,
in cases where the EPA is issuing the notice, the EPA must be made
aware in an appropriate timeframe.
c. Final Rule Requirements
The EPA finalized proposed State reporting requirements found in
Sec. 142.15(c)(4)(iii)(B) through (G) without substantive changes from
the proposal. The agency made minor adjustments from the proposal for
clarification and organizational purposes. The EPA made additional
revisions to align with revisions in other sections of the final rule
with corresponding revisions or to correct references to other sections
of the rule.
The EPA made a technical correction to the Reports by States
section (Sec. 142.15). Specifically, the agency added language to the
introductory paragraph (Sec. 142.15(c)(4)) to clarify that the
requirement for States to report the 90th percentile calculation for
systems that exceed the action level to the EPA is not a quarterly
requirement as originally stated in the introduction. In the proposal,
this language was not consistent with the language in Sec.
142.15(c)(4)(iii)(G) in the proposal and final rule, which requires 15
days of the end of the tap sampling period.
The EPA added new State reporting requirements in Sec.
142.15(c)(4)(iii)(H). These new requirements correspond to new State
requirements in Sec. 141.84(d)(5)(vi) to review service line
replacement plans for those systems that are eligible for deferred
deadlines and make determinations as to whether a shortened deferred
deadline is feasible. Under this provision, States are required to
report the result of the State's determination as to whether the
deferred deadline is the fastest feasible, the deadline at the fastest
feasible rate, and the reasons for the State's decision. For more
information on the changes to the deferred deadlines provisions, please
see section IV.B.8 of this preamble.
VI. Economic Analysis
This section summarizes the final Lead and Copper Rule Improvements
(LCRI) Economic Analysis supporting document (USEPA, 2024a), which was
prepared in compliance with Safe Drinking Water Act (SDWA) section
1412(b)(3)(C). This analysis is commonly called the Health Risk
Reduction Cost Analysis (HRRCA). SDWA section 1412(b)(3)(C)(i) lists
the analytical elements of the required HRRCA as follows: (1)
quantifiable and non-quantifiable health risk reduction benefits; (2)
quantifiable and non-quantifiable health risk reduction benefits from
reductions in co-occurring contaminants; (3) quantifiable and non-
quantifiable costs that are likely to occur solely as a result of
compliance; (4) incremental costs and benefits of rule options; (5)
effects of the contaminant on the general population and sensitive
subpopulations including infants, children, pregnant women, the
elderly, and individuals with a history of serious illness; (6) any
increased health risks that may occur as a result of compliance,
including risks associated with co-occurring contaminants; and (7)
other relevant factors such as uncertainties in the analysis and
factors with respect to the degree and nature of the risk.
Based on this final LCRI HRRCA analysis, the United States
[[Page 86568]]
Environmental Protection Agency (EPA) Administrator reaffirms the
finding made at proposal, under SDWA section 1412(b)(4)(C), that the
estimated quantified and non-quantifiable benefits of the regulation
justify the quantified and non-quantifiable costs.
In this analysis, the EPA assumes that the LCRI National Primary
Drinking Water Regulation (NPDWR) will be promulgated in 2024. The
agency estimated the year or years in which all costs and benefits
accrue over a 35-year period of analysis. The 35-year window was
selected to capture costs associated with rule implementation as well
as water systems conducting service line replacement and installing and
operating optimal corrosion control treatment (OCCT). The EPA accounts
for the Illinois, New Jersey, Michigan, and Rhode Island State-required
service line replacement programs in the regulatory analysis baseline,
so that the estimated final LCRI cost will not double count the service
line replacement costs already required by States.
The EPA annualized the estimated future streams of costs and
benefits that accrue from compliance activities occurring over this
same period of analysis symmetrically. The EPA does not capture the
effects of compliance with the final LCRI after the end of the period
of analysis, although, the agency does account for benefits that
continue to accrue in the future from compliance activities that occur
during the 35-year window. Costs and benefits are presented as
annualized values in 2022 dollars. The EPA determined the present value
of these costs and benefits using a discount rate of two percent as
prescribed by the Office of Management and Budget (OMB) Circular A-4
(OMB, 2023).
Estimated benefits, in terms of health risk reduction from the
final LCRI, result from the activities performed by water systems,
which are expected to reduce risk to the public from exposure to lead
and copper in drinking water at the tap. The EPA quantifies and
monetizes some of this health risk reduction from lead exposure by
estimating the decrease in lead exposures accruing to both children and
adults from the installation and re-optimization of OCCT, service line
replacement, the implementation of point-of-use filter devices, and the
provision of pitcher filters in systems with multiple action level
exceedances and by quantifying and monetizing the resulting increases
in intelligence quotient (IQ) in children zero to seven years old, and
reductions in incidents of low birth weight, attention-deficit/
hyperactivity disorder (ADHD) in children, and adult cardiovascular
disease premature mortality.
A. Summary of Public Comments and the EPA's Response
The EPA published an economic analysis for the proposed rule in
accordance with SDWA section 1412(b)(3)(C) (USEPA, 2023q). The proposed
rule Economic Analysis and the appendices to the proposed rule Economic
Analysis can be found in the rule docket, under the document ID number
EPA-HQ-OW-2022-0801-0712. The EPA requested comment, information, and
data on all aspects of the proposed rulemaking including the Economic
Analysis.
The EPA received comments and data submissions. As a result of the
new information submitted by commenters and additional data obtained by
the EPA in response to comments, the agency has improved the estimates
of costs and benefits for the final rule.
Commenters indicated that the EPA should be using a two percent
discount rate when calculating the annualized social costs and benefits
of the LCRI, not the three and seven percent rates used in the proposed
rule analysis. The EPA agrees with the commenters and notes that the
U.S. White House and OMB recently finalized and re-issued the A-4
benefit-cost analysis guidance (OMB, 2023), and the update includes new
guidance to use a social discount rate of two percent. The updated OMB
Circular A-4 states that the discount rate should equal the real
(inflation-adjusted) rate of return on long-term U.S. government debt
which provides an approximation of the social rate of time preference.
For the LCRI, the OMB Circular A-4 does not require the agency to
follow the updated guidance for this final rulemaking; however, the
guidance does encourage ``to the extent feasible and appropriate, as
determined in consultation with OMB, agencies should follow this
Circular's guidance earlier than these effective dates.'' Given the
OMB's statement encouraging early implementation of the Circular A-4
guidance and public input received on the discount rates considered by
the EPA in the proposed LCRI, for this final rule, the EPA estimated
national benefits and costs at the two percent discount rate and
incorporated those results into the final LCRI Economic Analysis
(USEPA, 2024a). Because the EPA provided cost estimates discounted at
three and seven percent for the proposed LCRI based on OMB guidance,
which was in effect at the time of the proposed rule analysis (OMB,
2003), the agency has also calculated the cost impacts at both the
three and seven percent discount rates. See the final LCRI Economic
Analysis (USEPA, 2024a), appendix F for results.
Commenters requested that the EPA should show the costs of the LCRI
over each year of the period of analysis. The EPA agrees that having
information on the distribution of cost over the course of the period
of analysis can be useful in understanding impacts to regulated
entities. Providing this information is also consistent with OMB
Circular A-4 (OMB, 2023) guidance. See the final LCRI Economic Analysis
(USEPA, 2024a), chapter 6, section 6.3 for the undiscounted annual
costs and benefits of the final LCRI.
Commenters suggested that the agency should include the social cost
of the incremental greenhouse gas emissions that might result from
compliance with the final LCRI. The EPA disagrees with commenters that
SDWA requires the EPA to quantify and consider the climate disbenefits
associated with GHG emission increases from this final rule in the
HRRCA. The HRRCA requirements of SDWA 1412 (b)(3)(C)(i)(III) require
the agency to analyze ``quantifiable and nonquantifiable costs . . .
that are likely to occur solely as a result of compliance with the
maximum contaminant level''. Therefore, the EPA considered as part of
its HRRCA analysis the compliance costs to facilities, including the
costs to purchase electricity for the operation of OCCT at drinking
water treatment facilities and fuel costs for the use of construction
and transport vehicles in the replacement of lead and galvanized
requiring replacement (GRR) service lines. Also, the agency did not
include in the HRRCA analysis the climate disbenefits from GHG
emissions associated with producing the electricity needed to operate
CCT and the combustion of the fuel used in the replacement of service
lines because these impacts do not qualify as compliance costs to
public water systems (PWSs).
The EPA is committed to understanding and addressing climate change
impacts in carrying out the agency's mission of protecting human health
and the environment. While the EPA is not required by SDWA
1412(b)(3)(C) to consider climate disbenefits under the HRRCA the
agency has estimated the potential climate disbenefits from the
operation of OCCT at drinking water treatment facilities and the use of
construction and transport vehicles in the replacement of lead and
galvanized requiring replacement (GRR) service lines. The EPA's final
rule is based on the EPA's record-based analysis of the
[[Page 86569]]
statutory factors in SDWA 1412(b), and this disbenefits analysis is
presented solely for the purpose of complying with the directives in
E.O. 12866 (Regulatory Planning and Review). OMB Circular A-4 states
``[l]ike other benefits and costs, an effort should be made to quantify
and monetize additional effects when feasible and appropriate'' (OMB,
2023). The scope of the monetized climate disbenefits analysis is
limited to the climate impacts associated with the incremental GHG
emissions from the operation of OCCT at drinking water treatment
facilities and the use of construction and transport vehicles in the
replacement of lead and galvanized requiring replacement (GRR) service
lines required under the final LCRI. See section VI.E.10 of this
preamble for a summary of the EPA's assessment of the final rule's
incremental greenhouse gas emissions, and see chapter 5, section 5.9 of
the final LCRI Economic Analysis (USEPA, 2024a) for additional detail
on the analysis.
Commenters raised a number of points associated with the general
concept that the EPA should consider, in this LCRI rulemaking,
including the potential financial impacts to affected drinking water
systems of the LCRI, other ongoing capital management obligations,
Clean Water Act (CWA) compliance obligations (for combined sewer and
drinking water systems), climate change related expenditures, and a
number of other regulations proposed by the EPA. One of the commenters
highlighted the proposed per- and polyfluoroalkyl substances (PFAS)
NPDWR, which since the closure of the LCRI proposed rule comment period
was finalized on April 10, 2024, indicating that overlapping compliance
schedules will create affordability issues. A commenter also indicated
that the agency should consider the percentages of systems likely to
make treatment changes due to PFAS NPDWR maximum contaminant level
(MCL) exceedances and how that would impact the costs associated with
LCRI requirements. The other proposed rules mentioned by commenters
were the Comprehensive Environmental Response, Compensation, and
Liability Act (CERCLA) hazardous substance designation, the Stage 3
Microbial and Disinfection Byproducts NPDWR rulemaking, and the CWA
designated use and water quality criteria rulemaking for the Delaware
River. Commentors indicated that the EPA cannot impose a cumulative
regulatory burden on communities that is not economically sustainable
or leads to inadequate resources for other key public health
protections. In response, the EPA notes that the HRRCA, required by
SDWA, excludes costs that result from compliance with other
regulations. Specifically, SDWA section 1412(b)(3)(C)(i)(III) requires
that the EPA include quantifiable and non-quantifiable costs that are
likely to occur solely as a result of compliance with the rule
including monitoring, treatment, and other costs and excluding costs
resulting from compliance with other proposed or promulgated
regulations. The agency also notes that the impact from other non-NPDWR
regulations (e.g., CWA water quality standards), aging water
infrastructure, and non-revenue water control are not part of the
evaluation of routine compliance in drinking water regulations and,
thus, are not accounted for in the EPA's cost analysis. Nonetheless,
the EPA has not identified any other drinking water regulations or
requirements that will inhibit compliance with the final LCRI, nor
should the final LCRI regulation significantly impair compliance with
other regulations (e.g., installing a treatment technology to comply
with the PFAS NPDWR MCLs does not inhibit a system from taking action
to meet OCCT requirements under the final LCRI). The potential
implementation overlap between the PFAS NPDWR (now final) and the LCRI
could potentially result in a large number of public water systems
(PWSs) and States facing rule start-up, administrative, and sampling/
service line inventory costs associated with both rules within a few
years after the promulgation of the rules. Also, the more significant
costs of installing and operating OCCT and/or conducting full service
line replacement along with installing and operating PFAS treatment
technology in a similar time frame are expected to fall on some
systems. The EPA does not have sufficiently detailed lead/GRR service
line information and 90th percentile lead tap sample data, and PFAS
occurrence data to explore the potential treatment cost interactions of
the two rules. However, it is feasible for water systems to comply with
both regulations by taking appropriate mitigating actions, potentially
similar to the ones outlined in the PFAS NPDWR Best Available
Technologies (BAT) and Small Systems Compliance Technologies (SSCT)
Support Document (see the PFAS BAT/SSCT Support Document, USEPA 2024j)
to address the impacts that PFAS treatment may have on CCT. This is
especially true in light of increased funding available under the BIL,
including $11.7 billion in DWSRF funding that can be used for PFAS
treatment and lead service line replacement, $15 billion in dedicated
funding for service line replacement, and $9 billion in dedicated
funding for emerging contaminants in drinking water, especially PFAS
($4 billion in DWSRF emerging contaminants funds and $5 billion from
the Emerging Contaminants in Small or Disadvantaged Communities (EC-
SDC) grant program). Note, the EPA reasonably anticipates BIL funding
is likely to be able to support a substantial portion of the initial
capital costs of the final PFAS rule. (See section 1.5 in the LCRI
Response to Comment document and section 2.4 of the PFAS Response to
comment document (USEPA, 2024k; USEPA, 2024l).) The EPA also notes that
the extended five-year compliance date for meeting the PFAS MCLs may
provide implementation flexibility for those systems facing the
potential for simultaneous installation of PFAS and OCCT treatment
technologies. The EPA acknowledges the potential that operational
adjustments may be necessary to adjust the corrosivity of finished
water if treatment is installed to meet the PFAS NPDWR MCLs. Ion
exchange resins or reverse osmosis, for instance, may make water more
corrosive if post-treatment stabilization (e.g., pH adjustment) is not
performed. However, the increase in corrosivity is short-lived after an
ion exchange media change-out (see the PFAS BAT/SSCT Support Document,
USEPA 2024j) and would likely not create the long-term water chemistry
issues that would trigger the LCRI study requirements associated with
significant treatment changes nor significant adjustment to LCRI
corrosion control treatment (CCT). Systems using reverse osmosis would
likely need post-treatment stabilization to address corrosivity
although as part of the PFAS regulatory analysis the EPA found that it
is highly unlikely that drinking water systems would select this
technology largely due to the challenges presented by managing the
treatment residuals, in fact the final PFAS analysis assumed that no
systems would implement reverse osmosis (see chapter 5 of the Economic
Analysis for the Final PFAS NPDWR (USEPA, 2024f)). Given this
information, the EPA made no changes to its baseline assumptions on
existing pH levels in finished water nationally, so the PFAS NPDWR was
found to have no quantifiable impact on the final LCRI Economic
Analysis modeling, although the EPA acknowledges that it is possible
that LCRI CCT costs may be underestimated based on the impact of PFAS
treatment.
[[Page 86570]]
The EPA received a number of comments indicating that the agency
under costed service line replacement. Commenters did not provide
adequate rationales or supporting data for altering the agency's
proposed rule national level service line replacement cost methodology
and estimated cost range. The EPA maintains the 7th Drinking Water
Infrastructure Needs Survey and Assessment (DWINSA) survey as the
source of service line replacement unit costs. The EPA agrees with
commenters that unit costs for service line replacement can vary
greatly: the full range of service line replacement unit costs
considered in the DWINSA data set is $1,248 to $15,837. A wide range of
costs is also cited by CDM Smith (2022) and Betanzo and Speight (2024).
The EPA evaluated both its existing and new data, obtained as a result
of the public comment process, including the DWINSA dataset, the CDM
Smith report (2022), individual service line replacement costs reported
by commenters, and the Betanzo and Speight (2024) literature review and
engineering cost estimate. Based on the EPA's review, which is provided
in appendix A of the final LCRI Economic Analysis (USEPA, 2024a), the
EPA maintained the DWINSA as the primary source of data for service
line replacement unit cost estimates. The DWINSA collects actual
project and asset data from a stratified random statistical sample of
water systems, which minimizes bias and uncertainty in the survey and
results. No other data source provided detailed project-level data as
required by the DWINSA. The DWINSA \12\ cost dataset contains responses
from small, medium, and large systems and from urban and rural systems,
representing 31 water systems in 13 States across EPA Regions 1, 2, 3,
5, 7, and 8 and representing States in the Northeast, the Midwest, and
the West. These systems serve populations ranging from 3,000 to over
2,000,000 persons, although the dataset includes more projects for
systems serving more than 10,000 persons, which is consistent with the
relative prevalence of lead content service lines in these systems. The
dataset includes a mix of project types including targeted service line
replacement for sensitive subpopulations, replacement of lead pipes and
GRR service lines when found, and service line replacement in
coordination with water main replacement. The EPA adjusted the DWINSA
reported costs to account for regional differences in prices to produce
a national average. Each service line replacement cost estimate, from a
given system replacement project, is weighted by the DWINSA sample
weights, which reflect the probability that each system is included in
the sample. Each project was also weighted by the number of service
lines included in the project to capture the relative importance of the
project cost estimate in comparison with the total dataset. The
weighted values were then used to estimate descriptive statistics for
the cost of service line replacement per line. Overall, the DWINSA
dataset provides the most complete picture of the range of possible
service line replacement costs. As described in chapter 4, section
4.2.2.2 of the final LCRI Economic Analysis (USEPA, 2024a), the EPA
uses the 25th and 75th percentile values to provide a range of national
costs for the final LCRI that reflect the degree of uncertainty in the
average service line replacement unit cost ($6,507 and $8,519 for a
full service line replacement). The EPA did not use the minimum and
maximum values, from the 33 DWINSA reported projects,\13\ for this
bounding exercise given that applying these figures to 100 percent of
service line replacements seemed unreasonably extreme. Using minimum
and maximum values would have produced a national estimate range
greater than what is warranted given the uncertainty in the
distribution of service line replacement unit costs.
---------------------------------------------------------------------------
\12\ Note 7th DWINSA service line replacement costs data come
from 2021 survey effort. The replacement cost data was not targeted
for update as part of the additional one-time update that took place
in 2023.
\13\ Note two systems provided two projects each.
---------------------------------------------------------------------------
A commenter raised concerns that the EPA may be overestimating both
baseline and changes in drinking water lead exposure by its use of
modeled fifth-liter water lead concentration values (calculated based
on the agency's drinking water lead concentration profile data) as a
proxy for exposure in the proposed rule benefits analysis. The EPA
reassessed its water lead concentration modeling and given recent
findings (Urbanic et al., 2022) from the comparison of composite
samples, which approximate lead exposure given water use patterns at a
residence, and profile samples, where a volume weighted average lead
concentration was calculated, at sites in two cities, the agency chose
to use a volume weighted average lead concentration calculated using
data from the first 10 liters of profile data in approximating exposure
at the tap for the final LCRI benefits analysis.
The Association of State Drinking Water Administrators (ASDWA)
provided the EPA with an updated LCRI 2024 version of their Costs of
States Transactions Study (CoSTS) model which estimated the first five
years of total and incremental burden to States for implementing the
proposed LCRI. Burden totals from this model were significantly higher
for some State oversight activities than those estimated by the EPA for
the proposed LCRI. The EPA carefully evaluated the information and
assumptions in the updated 2024 CoSTS model and used a subset of the
information from the model to assist in the development of revised
State burden estimates for the cost analysis of the final rule. The EPA
compared the per-activity State burden estimates in the ASDWA 2024
CoSTS model to those included in the proposed rule and to those
included in the 2020 CoSTS model, which ASDWA provided as part of the
2021 Lead and Copper Rule Revisions (LCRR) rulemaking, and selected the
higher burden estimates for use in the cost estimates for the final
rule. The EPA revised cost estimates for a number of State activities
including: the review and approval of the small system flexibility
option, reviewing initial lead monitoring data and preparing systems
for any new requirements under the LCRI, reviewing changes in tap
sampling locations, reviewing monitoring results and 90th percentile
calculations, reviewing school and child care facility testing program
materials, reviewing CCT study data and determining the type of OCCT to
be installed, reviewing CCT study data and determining the needed OCCT
adjustment, reviewing CCT guidance and its applicability to individual
PWSs, consulting on required actions in response to a treatment change,
reviewing the filter plan, reviewing annual service line inventory
updates, reviewing the annual service line replacement program report,
and reviewing copies of consumer notices and certifications. In
addition to this list of updated burden variables, several estimates in
the ASDWA 2024 CoSTS model were consistent with the proposed rule
requiring no update for the final rule analysis. These included the
implementation and administration activities, reviewing sample
invalidation requests, reviewing water quality parameter (WQP) sampling
data and compliance with OWQPs, reviewing source water monitoring
results, consulting with the system prior to any Distribution System
and Site Assessment CCT adjustments, reviewing the report on
Distribution System and Site Assessment responses, reviewing point-of-
use public education materials, reviewing the inventory validation
[[Page 86571]]
report, reviewing the service line replacement plan, participating in
joint communication efforts with local and State health departments,
and consulting with community water systems (CWSs) on other public
education activities in response to a lead action level exceedance.
Overall, the updated burden values will result in higher estimated
State and total costs for the final rule when compared to the burden
estimates used in the analysis of the proposed rule. See chapter 4 of
the final LCRI Economic Analysis for more detail on the information the
EPA used from the ASDWA CoSTS models in the adjustment of State cost
variables (USEPA, 2024a).
B. Affected Entities and Major Data Sources Used To Develop the
Baseline
The entities potentially affected by the final LCRI are PWSs
classified as either CWSs or NTNCWSs and primacy agencies (States). In
the economic modeling performed, the EPA uses the Safe Drinking Water
Information System Fed Data Warehouse (SDWIS/Fed) to derive the number
of CWSs and non-transient non-community water systems (NTNCWSs), 49,529
and 17,418, respectively. The agency also assumed, for modeling
purposes, 56 primacy agencies.\14\
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\14\ The 56 primacy agencies include 49 States (excluding
Wyoming), Puerto Rico, Guam, United States Virgin Islands, American
Samoa, North Mariana Islands, and Navajo Nation. For cost modeling
purposes, the EPA also included the District of Columbia (DC) as a
primacy agency when assigning burden and costs of the rule although
some of these costs are incurred by the actual primacy agency, EPA
Region 3.
---------------------------------------------------------------------------
The EPA used a number of data sources to develop the drinking water
industry characterization for the regulatory analysis. Exhibit 4
(Exhibit 3-1 in chapter 3 of the final LCRI Economic Analysis (USEPA,
2024a)) lists the major data sources, describes the data used from each
source, and explains how it was used in the estimation of the
regulatory analysis baseline, which corresponds to the 2021 LCRR.\15\
Additional detailed descriptions of these data sources and how they
were used in the characterization of baseline industry conditions can
be found in chapter 3 of the final LCRI Economic Analysis (USEPA,
2024a).
---------------------------------------------------------------------------
\15\ Note that the EPA provides an alternative regulatory
analysis, which assumes a pre-2021 LCR baseline during the 35-year
period of analysis starting in 2024, in appendix C of the final LCRI
EA (USEPA, 2024a). Because PWSs and Primacy Agencies will likely not
have implemented the parts of the 2021 LCRR associated with
compliance dates after October 16, 2024, the agency is providing
this alternative baseline analysis that describes LCRI incremental
costs and benefits relative to a non-LCRR state of the industry.
Exhibit 4--Data Sources Used To Develop the Baseline for the Final LCRI
------------------------------------------------------------------------
Baseline data derived from the
Data source source
------------------------------------------------------------------------
SDWIS/Fed fourth quarter 2020 PWS inventory,
``frozen'' dataset \1\. including population served,
number of service connections,
source water type, and water
system type. Also used to
identify NTNCWSs that are
schools and child care
facilities.
Status of CCT,
including identification of
water systems with CCT and the
proportion of water systems
serving <=50,000 persons that
installed CCT in response to
the pre-2021 LCR.
Analysis of lead 90th
percentile concentrations to
identify water systems below,
at, or above the lead and/or
copper action levels at the
start of rule implementation
by LSL status, i.e., presence
or absence of LSLs for the pre-
2021 LCR, 2021 LCRR, and LCRI.
Used in concert with data from
Michigan described below for
the LCRI.\2\
The proportion of
water systems that are on
various reduced monitoring
schedules for lead tap and WQP
monitoring.
The frequency of
source and treatment changes
and those source changes that
can result in additional
source water monitoring.
Number of distribution
system entry points per
drinking water system for
systems that were not included
in the UCMR 3 dataset.
2006 CWSS (USEPA, 2009)................ PWS labor rates.
UCMR 3 (2013-2015)..................... Number of distribution
system entry points per
drinking water system.
7th DWINSA and Supplemental One-time Service line material
Update. characterization.
Service line
replacement costs.
State service line information......... Service line material
characterization.
Geometries and Characteristics of Design and average
Public Water Systems (USEPA, 2000c). daily flow per system.
Six-Year Review 3 ICR Occurrence Baseline distribution
Dataset (2006-2011). of pH for various CCT
conditions.