Endangered and Threatened Wildlife and Plants; Reclassification of the Red-Cockaded Woodpecker From Endangered to Threatened With a Section 4(d) Rule, 85294-85338 [2024-23786]
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Federal Register / Vol. 89, No. 207 / Friday, October 25, 2024 / Rules and Regulations
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SUPPLEMENTARY INFORMATION:
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS–R4–ES–2019–0018;
FXES1113090FEDR–223–FF09E22000]
RIN 1018–BE09
Endangered and Threatened Wildlife
and Plants; Reclassification of the
Red-Cockaded Woodpecker From
Endangered to Threatened With a
Section 4(d) Rule
Fish and Wildlife Service,
Interior.
ACTION: Final rule.
AGENCY:
We, the U.S. Fish and
Wildlife Service (Service or USFWS),
are reclassifying the red-cockaded
woodpecker (Dryobates (= Picoides)
borealis) from endangered to threatened
(i.e., downlisting it) under the
Endangered Species Act of 1973, as
amended (Act). This action is based on
our evaluation of the best available
scientific and commercial information,
which indicates that the species’ status
has improved such that it is not
currently in danger of extinction
throughout all or a significant portion of
its range, but that it is still likely to
become so in the foreseeable future. We
also finalize protective regulations
under the authority of section 4(d) of the
Act that are necessary and advisable to
provide for the conservation of the redcockaded woodpecker. In addition, we
correct the List of Endangered and
Threatened Wildlife to reflect that
Picoides is not the current scientifically
accepted generic name for this species.
DATES: This rule is effective November
25, 2024.
ADDRESSES: This final rule is available
on the internet at https://
www.regulations.gov. Comments and
materials we received are available for
public inspection at https://
www.regulations.gov at Docket No.
FWS–R4–ES–2019–0018.
Availability of supporting materials:
Supporting materials we used in
preparing this rule, such as the 5-year
review, the recovery plan, and the
species status assessment report, are
available on the Service’s website at
https://fws.gov/species/red-cockadedwoodpecker-dryobates-borealis, at
https://www.regulations.gov at Docket
No. FWS–R4–ES–2019–0018, or both.
FOR FURTHER INFORMATION CONTACT:
Nicole Rankin, Manager Division of
Conservation and Classification, U.S.
Fish and Wildlife Service, Southeast
Regional Office, 1875 Century
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SUMMARY:
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Executive Summary
Why we need to publish a rule. Under
the Act, a species warrants
reclassification from endangered to
threatened if it no longer meets the
definition of an endangered species (in
danger of extinction throughout all or a
significant portion of its range). The redcockaded woodpecker is listed as
endangered, and we are reclassifying
(downlisting) it as threatened. We have
determined the red-cockaded
woodpecker does not meet the Act’s
definition of an endangered species, but
it does meet the definition of a
threatened species (likely to become an
endangered species throughout all or a
significant portion of its range within
the foreseeable future). Reclassifying a
species as a threatened species can be
completed only by issuing a rule
through the Administrative Procedure
Act rulemaking process (5 U.S.C. 551 et
seq.). Finally, we are changing the
scientific name of the red-cockaded
woodpecker on the List of Endangered
and Threatened Wildlife from Picoides
borealis to Dryobates borealis, and such
revisions to the Code of Federal
Regulations can be accomplished only
by issuing a rule.
What this document does. This final
rule reclassifies the red-cockaded
woodpecker from endangered to
threatened (i.e., ‘‘downlists’’ the
species) on the List of Endangered and
Threatened Wildlife and issues
protective regulations under the
authority of section 4(d) of the Act that
are necessary and advisable to provide
for the conservation of this species.
The basis for our action. Under the
Act, we may determine that a species is
an endangered species or a threatened
species because of any of five factors:
(A) The present or threatened
destruction, modification, or
curtailment of its habitat or range; (B)
overutilization for commercial,
recreational, scientific, or educational
purposes; (C) disease or predation; (D)
the inadequacy of existing regulatory
mechanisms; or (E) other natural or
manmade factors affecting its continued
existence. We may reclassify a species if
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the best available commercial and
scientific data indicate the species no
longer meets the applicable definition in
the Act. Based on the status review, the
current threats analysis, and evaluation
of conservation measures discussed in
this final rule, we conclude that the redcockaded woodpecker no longer meets
the Act’s definition of an endangered
species and should be reclassified to a
threatened species. The species is no
longer in danger of extinction
throughout all or a significant portion of
its range but is likely to become so
within the foreseeable future.
We have determined that redcockaded woodpecker is a threatened
species due to the following threats:
• Lack of suitable roosting, nesting,
and foraging habitat due to legacy
effects from historical logging,
incompatible forest management, and
conversion of forests to urban and
agricultural uses (Factor A).
• Fragmentation of habitat, with
resulting effects on genetic variation,
dispersal, and connectivity to support
demographic populations (Factor A).
• Stochastic events such as
hurricanes, ice storms, and wildfires,
exacerbated by the environmental
effects of climate change (Factor E).
• Small populations (Factor E).
Acronyms and Initialisms Used in This
Document
We provide the following list for the
convenience of the reader:
ANHC—Arkansas Natural Heritage
Commission
BMPs—best management practices
CCPs—comprehensive conservation plans
DoD—Department of Defense
EPA—Environmental Protection Agency
ESMCs—endangered species management
components
FFWCC—Florida Fish and Wildlife
Conservation Commission
HCP—habitat conservation plan
INRMPs—integrated natural resources
management plans
LDWF—Louisiana Department of Wildlife
and Fisheries
LRMPs—land and resource management
plans
NCWRC—North Carolina Wildlife Resources
Commission
NEPA—National Environmental Policy Act
NRCS—Natural Resources Conservation
Service
NWR—National Wildlife Refuge
PBG—potential breeding group
RFA—Regulatory Flexibility Act
SSA—species status assessment
TPWD—Texas Parks and Wildlife
Department
USACE—U.S. Army Corps of Engineers
USFS—U.S. Forest Service
WMA—wildlife management area
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Previous Federal Actions
Please refer to the proposed
reclassification rule (85 FR 63474) for
the red-cockaded woodpecker published
on October 8, 2020, and the subsequent
revised proposed 4(d) rule (87 FR 6118)
published on February 3, 2022, for
detailed descriptions of previous
Federal actions concerning this species.
Peer Review
A species status assessment (SSA)
team prepared an SSA report for the
red-cockaded woodpecker. The SSA
team was composed of Service
biologists, which consulted with other
species experts during the process. The
SSA report represents a compilation of
the best scientific and commercial data
available concerning the status of the
species, including the impacts of past,
present, and future factors (both
negative and beneficial) affecting the
species.
In accordance with our joint policy on
peer review published in the Federal
Register on July 1, 1994 (59 FR 34270),
and our August 22, 2016, memorandum
updating and clarifying the role of peer
review of listing actions under the Act,
we solicited independent scientific
review of the information contained in
the red-cockaded woodpecker SSA
report. As discussed in the proposed
rule, we sent the SSA report to six
independent peer reviewers and
received three responses. The peer
reviews can be found at https://
www.regulations.gov and https://
fws.gov/species/red-cockadedwoodpecker-dryobates-borealis. In
preparing the proposed rule, we
incorporated the results of these
reviews, as appropriate, into the SSA
report, which was the foundation for the
proposed rule and this final rule. A
summary of the peer review comments
and our responses can be found in the
Summary of Comments and
Recommendations below.
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Summary of Changes From the
Proposed Rule
In preparing this final rule, we
reviewed and fully considered
comments from the public on the
proposed rule. In addition to minor
editorial changes, we updated
information in this final rule and the
SSA report (USFWS 2022, entire) based
on comments and additional
information provided, as follows.
We incorporated information
examining the effects of climate on
breeding phenology and productivity in
19 populations across the range of the
woodpecker (DeMay and Walters 2019).
While we have added this information
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to our discussion of climate change in
this rule, we find that this information
does not change our conclusion about
the species’ current risk of extinction.
We revised our discussion in the
Status Throughout a Significant Portion
of Its Range section to clarify the
statutory difference between an
endangered species and a threatened
species in relation to the Service’s
significant portion of a species’ range
analysis. We added a discussion
addressing catastrophic risks from
natural events and how they are being
effectively managed (e.g., through
prompt post-storm response) and that
small populations are not currently in
danger of extinction due to ongoing
active management (e.g., translocation,
habitat management, artificial cavity
installation) such that the species is not
currently in danger of extinction in any
portion of its range.
In the SSA report, we added
information regarding partial brood loss
in relation to habitat quality in eastern
Texas (McCormick et al. 2004, entire,
USFWS 2022, p. 25) and clarified
‘‘encroachment partnership’’ (USFWS
2022, p. 76). Additionally, we corrected
an error in the SSA report stating that
red-cockaded woodpeckers currently
inhabit 12 ecoregions (USFWS 2022, p.
92) by revising it to 13 ecoregions, and
adding the Mississippi River Alluvial
Plain to the list of ecoregions.
Edits were made to tables 3, 5–9, 19–
20, 24, 30, and 34 in the SSA report
(USFWS 2022, pp. 108–109, 112–116,
141–142, 147, 153, and 158). The
changes addressed the slight
underreporting of population sizes and
rate of growth for Babcock Webb
Wildlife Management Area (WMA),
Corbett WMA, McCurtain County
Wilderness Area, and Lewis Ocean Bay
Heritage Preserve properties. The
current population size for Yawkey
Wildlife Center was also updated from
14 to 15 individuals. Additionally,
figure 24 was updated to address an
error in how the high-resiliency
populations were represented and to
update the population changes for the
properties outlined above (USFWS
2022, p. 110). Finally, figure 26 was
updated to include a tropical storm and
hurricane centerline track map for
2012–2022 (USFWS 2022, p. 121).
Collectively, these minor updates to the
SSA report do not change our overall
understanding of the species’ viability.
Finally, we made the following
changes to the discussion and/or
regulatory text of the 4(d) rule:
• We made editorial corrections to
the wording of certain exceptions in the
discussion and regulatory text of the
4(d) rule to increase clarity and to better
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align the language with existing
regulations and law; these editorial
corrections do not alter the original
meaning of these prohibitions and
exceptions.
• Under the Exceptions discussion,
we removed several paragraphs that
described the Safe Harbor program, now
known as the Conservation Benefit
program, in greater detail. We made this
change to reduce confusion by readers
and redundancy in the text. One of the
deleted paragraphs included a
typographical error; the paragraph
stated that there are currently 295 active
clusters on lands that are enrolled in
Safe Harbor Agreements (SHAs).
Currently, across the species’ range
there are 273 red-cockaded woodpecker
active clusters in SHAs, which may be
converted into Conservation Benefit
Agreements (CBAs) at some point, if
needed. This issue is described in
further detail in our response to
Comment 85.
Summary of Comments and
Recommendations
In the proposed rule published on
October 8, 2020 (85 FR 63474), we
requested that all interested parties
submit written comments on the
proposal by December 7, 2020. We also
contacted appropriate Federal and State
agencies, scientific experts and
organizations, and other interested
parties and invited them to comment on
the proposed rule. Newspaper notices
inviting general public comment were
published in USA Today. We received
a request for a public hearing. We held
a public hearing on December 1, 2020,
that was announced in the Federal
Register on November 16, 2020 (85 FR
73012). We published a revised
proposed 4(d) rule on February 3, 2022
(87 FR 6118), and requested that all
interested parties submit written
comments on the proposal by March 7,
2022. All substantive information
received during the comment periods
has either been incorporated directly
into this final determination or is
addressed below.
Peer Reviewer Comments
As discussed in Peer Review above,
we received comments from three peer
reviewers on the draft SSA report. We
reviewed all comments we received
from the peer reviewers for substantive
issues and new information regarding
the contents of the SSA report. For
example, peer reviewers provided
additional nuanced information on
species biology, including but not
limited to, forest composition of specific
National Forests, recommendations for
cavities, and background on
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kleptoparasitism; we updated the SSA
report accordingly with this
information. The peer reviewers also
provided new references, or corrected
existing references we cited in our SSA
report, which we revised or in which we
included relevant references, as
appropriate. We also received a few
comments from peer reviewers on
recovery or listing policy that were
outside the intended scope of the peer
review of the SSA. The peer reviewers
generally concurred with our methods
and conclusions and provided support
for thorough and descriptive narratives
of assessed issues, additional
information, clarifications, and
suggestions to improve the final SSA
report and rule. Peer reviewer
comments are addressed in the
following summary and were
incorporated into the version 1.4 of the
SSA report and this final rule as
appropriate.
Comment 1: One peer reviewer
expressed concern that timber
harvesting was being promoted in the
SSA report as a necessary strategy for
maintaining quality red-cockaded
woodpecker habitat when fire is the
essential management application.
Our Response: In the SSA report,
timber harvesting is mentioned as a
potential management tool when
hazardous large and small fuels have
accumulated in red-cockaded
woodpecker habitat, resulting in a
significant impediment to a continuing
program of prescribed fire. Timber
harvesting is one option to reduce
hazardous conditions through salvage of
down or severely damaged timber and
mulching of other debris and smalldiameter excessive hardwoods. Both
management options are included in the
SSA report as timber harvesting is often
used as a tool for restoration
management for red-cockaded
woodpecker habitat while fire is more
frequently used for maintenance of
habitat.
Comment 2: One peer reviewer
expressed concern that the benefits of
flying squirrel removal had been
understated given the potential impacts
of cavity kleptoparasitism (a cavity
created and used by a red-cockaded
woodpecker that is usurped by another
species) by flying squirrels (Laves and
Loeb, 1999; Mitchell et al., 1999). They
also referenced that snakes may have a
positive indirect effect on red-cockaded
woodpeckers by consuming cavity
kleptoparasites, in addition to their
direct negative impacts on the species
(Kappes and Sieving, 2011).
Our Response: Occasional loss of
nests or cavities to kleptoparasitism is
unlikely to have population-level
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impacts in red-cockaded woodpecker
populations that are healthy and of
medium to large size. However,
critically small populations or isolated
groups may not be able to tolerate high
rates of kleptoparasitism. While we
agree that there can be value to
removing kleptoparasites in small
populations (Laves and Loeb, 1999),
there have yet to be studies indicating
population-level effect of flying
squirrels on red-cockaded woodpeckers
(Mitchell et al. 1999) to suggest that
flying squirrel removal should be
implemented for larger populations.
Federal and State Agency Comments
We also received comments from
Federal and State agencies on the
proposed reclassification and 4(d) rule
during the comment period. We
summarize and respond to these below.
When appropriate, we combined similar
comments received from public
commenters into these comment
summaries.
Delisting
Comment 3: In response to the
original proposed downlisting rule,
three State agencies (the Texas Parks
and Wildlife Department (TPWD),
Arkansas Natural Heritage Commission,
and the North Carolina Wildlife
Resources Commission (NCWRC)) and
several public commenters expressed
their belief that delisting the species
would be premature because the active
management that the species requires
may not continue if the species were to
lose all Federal protection.
Our Response: We do not find that the
species currently warrants delisting. On
the contrary, we find that the redcockaded woodpecker is likely to
become in danger of extinction within
the foreseeable future; in other words,
we find that the species meets the
definition of a threatened species. As a
conservation-reliant species, securing
management commitments for the
foreseeable future would ensure that
red-cockaded woodpecker populations
grow or are maintained. However, given
that the red-cockaded woodpecker will
still face a variety of stressors in the
future (e.g., hurricanes, small
population sizes) and due to the lack of
certainty that effective management will
continue in the foreseeable future, we
find that this species meets the
definition of a threatened species. We
address the States’ concerns about the
decline in active management if the
species’ status changes in Comment 4,
below.
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Downlisting
Comment 4: The Louisiana
Department of Wildlife and Fisheries
(LDWF), NCWRC, and public
commenters expressed concerns that a
shift in status would divert critical
funds away from the recovery and
management efforts of the red-cockaded
woodpecker.
Our Response: We acknowledge that
the red-cockaded woodpecker is a
conservation-reliant species and
responds well to active management.
For State agencies, a change from
endangered to threatened does not
change the eligibility of funding under
section 6 of the Act.
Comment 5: LDWF and multiple
public commenters expressed concern
that downlisting the species will
undermine goals outlined in
management plans if agencies decide to
alter or reduce voluntary protections.
Public commenters also worried that
downlisting could introduce additional
stressors on the species, due to
increased pressure from development,
logging, and/or oil, mineral, and gas
exploration on public lands.
Our Response: While we do not have
commitments that all current
management will continue, there is no
information indicating that a
downlisting would alter current
management plans. It is important to
note that downlisting the species from
an endangered to a threatened status
does not eliminate or alter the same
need to achieve its recovery, and
agencies are already managing redcockaded woodpeckers in an effort to
reach this goal. As mentioned, the
management protections have always
been voluntary, and the agencies could
have altered or reduced them at any
time, yet they have chosen not to due
to their commitment to achieving
recovery.
Regarding the risk of downlisting
introducing additional stressors to the
species on public lands, section 7(a)(2)
obligations are the same regardless of
whether a species is listed as an
endangered species or a threatened
species, i.e., every Federal agency must
ensure that their actions are not likely
to result in jeopardizing the continued
existence of the species.
Comment 6: The NCWRC claimed that
the proposed rule states that 65 percent
of populations have to reach moderate
to high resiliency to justify downlisting
of the red-cockaded woodpecker;
however, the Service also stated in the
proposed rule that only 13 percent of all
existing clusters have moderate to very
high resiliency. Therefore, the NCWRC
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believes red-cockaded woodpeckers do
not meet this standard for downlisting.
Our Response: We recognize that we
made an error when we stated that 13
percent of all current red-cockaded
woodpecker clusters are within
moderate, high, or very highly resilient
populations (85 FR 63474, October 8,
2020); this statement was incorrect, and
we have rectified the error in this final
rule. In fact, 13 percent of the 124
demographic populations analyzed in
the SSA have moderate to very high
resilience; this amounts to 16
populations. However, 65 percent of all
known clusters (5,062 out of 7,794)
occur in these 16 populations. Thus, 65
percent (not 13 percent) of all known
red-cockaded woodpecker clusters are
within moderate, high, or very highly
resilient populations.
The proposed rule (85 FR 63474,
October 8, 2020) does not specify that
65 percent of the populations must
reach moderate to high resiliency to
justify downlisting of the red-cockaded
woodpecker. The proposed rule
referenced 65 percent in the following
context: Of the 98 populations for which
trend data are available, only 13 percent
are declining; in addition, over 65
percent of red-cockaded woodpecker
clusters are currently in moderate to
very high resiliency populations.
Regardless, the species currently has
sufficient levels of resiliency,
redundancy, and representation, in large
part due to effective habitat
management, such that the species is no
longer in danger of extinction (see
Determination of Red-Cockaded
Woodpecker Status below).
Comment 7: The LDWF and one
public commenter requested
clarification on how the guidelines and
provisions of the 2003 Red-cockaded
Woodpecker Recovery Plan (hereafter
the ‘‘2003 recovery plan’’) are applicable
under the rule, noting that the revised
4(d) rule describes recovery plans as
being strategies to guide conservation
and not regulatory documents, but also
states that the provisions of the 2003
recovery plan may still be applicable
under the 4(d) rule.
Our Response: The 4(d) rule does not
state that the provisions of the recovery
plan will still be applicable. Recovery
plans are not regulatory documents, but
rather they provide a strategy to guide
the conservation and recovery of the
identified species. The 2003 recovery
plan outlined the actions that, to the
best of current understanding at the
time, would aid in the recovery of the
red-cockaded woodpecker. The 2003
recovery plan will still guide continued
management for the species, and
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provisions of the 4(d) rule are crafted to
encourage this type of management.
Comment 8: LDWF requested a list of
management plans for all red-cockaded
woodpecker recovery units, including
the dates of recent revisions and a
timeline for next revision. They
requested that the information be
incorporated into the downlisting
documents (we believe LDWF is
referring to our SSA report and final
rule) to provide insight into timing and
frequency of the refinement of redcockaded woodpecker population goals
given that the proposed 4(d) rule relies
on voluntary management plans for
Federal agencies.
Our Response: While management
plans are outside of the scope of the 4(d)
rule, we encourage the LDWF to request
management plan information from
properties they are interested in. As
noted in the Background of this rule,
below, Federal agencies’ section 7
consultation obligations are not and
cannot be removed by rules under
section 4(d) of the Act. Federal agencies
will still consult under section 7 of the
Act if their actions may affect redcockaded woodpeckers. As such, the
management plans will still be subject
to the consultation requirements of
section 7 of the Act.
Policy and Process
Comment 9: The Arkansas Natural
Heritage Commission (ANHC) and a
public commenter questioned whether
the peer review process was adequate.
ANHC recommended that the SSA
report be submitted to peer review
journals, and the public commenter
asked why we had sought peer review
from six individuals but received review
from only three.
Our Response: The peer review
process for the SSA report complied
with our July 1, 1994, peer review
policy (59 FR 34270), the Office of
Management and Budget’s December 16,
2004, Final Information Quality Bulletin
for Peer Review, and our August 22,
2016, memorandum clarifying the peer
review process.
The 2016 memorandum clarifying the
peer review process requires that the
Service solicit review from three or
more objective and independent peer
reviewers. In the case of the redcockaded woodpecker SSA report, we
sought review from six qualified peer
reviewers. While our policies do not
require us to receive three responses
from peer reviewers (just to seek review
from at least three peer reviewers), we
received comments back from three
reviewers, which we made available to
the public when we published our
proposed rule. A summary of the
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comments received, and how they were
addressed, can be found in the Peer
Reviewer Comments section above. We
are not aware of why three peer
reviewers chose not to respond.
Recovery
Comment 10: Several State agencies
(ANHC, LDWF, and the NCWRC) and
public commenters expressed concerns
about inconsistencies between the 2003
recovery plan and the SSA report; they
believed that the 2003 recovery plan,
rather than the SSA report, should be
used as guidance for evaluating whether
a change in species status is warranted.
Our Response: Recovery plans
provide roadmaps to species recovery
but are not required to achieve recovery
of a species or to evaluate it for delisting
or downlisting. A determination of
whether a valid, extant species should
be delisted or downlisted is made solely
on the question of whether it meets the
Act’s definitions of an ‘‘endangered
species’’ or a ‘‘threatened species.’’ The
SSA framework is an analytical
approach developed by the Service to
deliver foundational science for
informing decisions under the Act
(Smith et al. 2018, entire). The SSA
characterizes species’ viability (the
ability of a species to sustain
populations in the wild over time) based
on the best scientific understanding of
current and future abundance and
distribution within the species’
ecological settings using the
conservation biology principles of
resiliency, redundancy, and
representation (Shaffer and Stein 2000,
pp. 308–311). The SSA report provides
decisionmakers with a scientifically
rigorous characterization of a species’
status and the likelihood that the
species will sustain populations over
time, along with key uncertainties in
that characterization.
The 2003 recovery plan provides
management guidelines fundamental to
the conservation and recovery of the
red-cockaded woodpecker. The best
available information in the SSA report
does not invalidate the habitat
management guidelines in the recovery
plan. We continue to strongly encourage
the application of these guidelines to
the management of woodpecker
populations on public and private
lands.
Comment 11: ANHC and several
public commenters suggested that the
Service should have updated the 2003
recovery plan before considering a
downlisting and noted specific guidance
they believe should be updated.
Our Response: The SSA report for
red-cockaded woodpeckers represents a
compilation of the best available
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scientific and commercial information
on the current and future viability of the
species. We used this analysis to inform
our determination of the species’ status.
We did not need to consider the
recommended management strategies
outlined in the 2003 recovery plan to
inform our decision regarding the
species’ status under the Act.
Updating recovery plans is a
discretionary action; the Service may
choose to update a species’ recovery
plan at any point, but it is not required
to incorporate new science into recovery
plans when the science becomes
available, as stated in Center for
Biological Diversity v. Bernhardt, 509 F.
Supp. 3d 1256 (D. Montana 2020).
Comment 12: The LDWF and NCWRC
expressed concern that some
populations of red-cockaded
woodpeckers have either only partially
met or have not met recovery criteria for
downlisting. Additionally, several
commenters thought it was too soon to
downlist the species and provided ideas
for conditions that should be met, such
as waiting for the population to become
more stable, before downlisting would
be appropriate.
Our Response: While recovery plans
provide management guidelines
fundamental to the conservation and
recovery of species, they are guidance
and not regulatory documents. There are
many paths to accomplishing recovery
of a species, and recovery may be
achieved without all recovery criteria
being fully met. The overriding
considerations in determining listing
status are the five factors listed in
section 4(a)(1) of the Act.
Since the recovery plan was last
revised in 2003, the number of redcockaded woodpecker active clusters
has increased from 5,627 to over 7,800
(USFWS 2022, entire). The population
size objectives to meet applicable
downlisting criteria have been met for
15 of 20 designated populations. All of
these designated populations show
stable or increasing long-term
population growth rates (l ≥ 1).
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Ecology and Populations
Comment 13: TPWD shared that in
Texas, there was a 70 percent decline in
red-cockaded woodpeckers on State
lands between 1991 and 2019 and a 17
percent decline on private lands in the
State during the same period.
Additionally, Texas suggested that those
populations that have increased in size
occur on U.S. Forest Service (USFS)
lands, which house 90.5 percent of the
woodpeckers in the State; they
suggested this indicates that, in Texas,
the species is highly dependent on the
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continued application of effective
management practices.
The USFS also shared that their
implementation of land and resource
management plans (LRMPs) that were
specifically designed to recover the redcockaded woodpecker has increased the
number of active red-cockaded
woodpecker territories on National
Forests from 2,000 to almost 3,700 over
the past two decades.
Our Response: While we appreciate
the trend information that TPWD and
the USFS provided, without site-level
detail, we were not able to compare this
information to the SSA. However, we
receive property reports from Federal,
State, and Safe Harbor program lands
with red-cockaded woodpeckers on an
annual basis; these property reports
informed the demographic information
in our SSA, so we are confident that the
SSA captures the trend information
these commenters provided. Moreover,
the general trends that TPWD and the
USFS describe align with the findings of
our SSA.
We also agree that the species remains
highly dependent on active
management. The currently stable or
increasing growth rates, even in small
populations, demonstrate the
effectiveness of the current active
management regime. New restoration
techniques and changes in silvicultural
practices have led to a substantial
increase in the number and distribution
of populations. Sixty-five percent of all
red-cockaded woodpecker clusters are
within moderate, high, or very high
resiliency populations, and populations
are spread across multiple ecoregions,
providing for redundancy and
representation. We fully expect this
conservation management to continue
into the foreseeable future, and we have
structured our final 4(d) rule to facilitate
the continuation of such management.
Population Stressor
Comment 14: The LDWF and
members of the public raised concern
about the risk of inbreeding depression
in the majority of red-cockaded
woodpecker populations (i.e., those
with fewer than 100 clusters), due to
their small size and isolation. They
highlighted the importance of
translocations given that red-cockaded
woodpeckers do not typically disperse
between populations, given they are
geographically isolated from each other.
As a result, commenters felt that it is
premature to reduce protections for the
species.
Our Response: We agree that small
populations having high degrees of
isolation and habitat fragmentation are
the most susceptible to risk from
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inbreeding depression and negative
genetic impacts and acknowledge the
importance of habitat management and
translocations for maintaining healthy
populations. However, the species no
longer meets the definition of an
endangered species and instead meets
the definition of a threatened species.
Because the species is still protected
under the Act and because
reclassification as a threatened species
does not increase any existing
permitting requirements that pertain to
translocation, we expect current
translocation efforts to continue
unaffected. In fact, there are fewer
permitting requirements for recovery
efforts, such as translocation, for
threatened species (e.g., 50 CFR 17.31(b)
and 50 CFR 17.32) than those for
endangered species (e.g., 50 CFR
17.21(c)(5) and 50 CFR 17.22).
Additionally, most properties on public
lands harboring red-cockaded
woodpeckers have implemented
management programs to sustain or
increase habitat availability and
connectivity and to meet population
size objectives in the 2003 recovery plan
or other management plans.
Accordingly, managers are reducing
fragmentation by restoring and
increasing habitat and through the
strategic placement of recruitment
clusters to reduce gaps within and
between populations.
Climate Change and Catastrophic Events
Comment 15: Multiple State agencies
(Florida Fish and Wildlife Conservation
Commission (FFWCC), ANHC, LDWF,
NCWRC) and public commenters
discussed how hurricanes are already
intensifying and becoming more
frequent along the Atlantic coast due to
climate change and that this situation
will only worsen in the future, resulting
in detrimental effects on the recovery of
the species, especially given that the
majority of populations occur in coastal
plain ecoregions. FFWCC noted that,
despite active management, populations
have not been able to reach their goal on
Picayune Strand State Forest because of
the impacts of such natural disasters.
Our Response: We agree that redcockaded woodpecker populations and
their habitats are periodically subjected
to significant disturbances (e.g.,
hurricanes) that increase mortality and
destroy cavity trees, which can lead to
temporary population declines. We
acknowledge that every population in
the coastal plain ecoregions has been
affected by one or more hurricanes over
the past two decades. As such, in the
proposed rule and in this final rule, we
identified hurricanes, and other
naturally occurring disturbances that
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destroy pines used for cavities and
foraging, as one of the stressors affecting
the species. However, populations can
withstand and persist after hurricanes if
biologists and land managers implement
prompt, effective post-storm recovery
actions, such as installing artificial
cavities, reducing hazardous fuels, and
restoring forests to suitable habitat. This
emergency response and routine
management are well-understood and
are currently being implemented across
the range of the woodpecker.
Additionally, much of the red-cockaded
woodpecker’s currently occupied
habitat is now protected under various
management plans. As such, despite the
regular occurrence of hurricanes within
red-cockaded woodpecker habitat, 87
percent of populations evaluated in the
SSA demonstrate stable to increasing
growth rates, illustrating the
effectiveness of currently ongoing active
management in preventing species-level
impacts from hurricanes (USFWS 2022,
p. 112).
We recognize the impacts natural
disasters have had on the Picayune
Strand State Forest. Annual property
report data from 2019–2021 show that
the active clusters in Picayune Strand
State Forest have maintained 14 active
clusters. This number is due in large
part to the management actions
conducted by the land managers.
Further details about impacts of
hurricanes on the species can be found
in the Habitat Loss and Degradation
section, below.
Comment 16: The LDWF, NCWRC,
and public commenters noted that it
could take years to gather reliable
population counts to fully understand
impacts from a given natural disaster.
They provided preliminary estimates of
the impacts from Hurricanes Laura and
Delta on Fort Polk, the Evangeline Unit
of the Kisatchie National Forest, and the
Alexander State Forest WMA,
suggesting over 1,221 total cavity trees
were lost.
Our Response: As these commenters
acknowledge, we do not yet have
monitoring data to illuminate the
impacts of the most recent hurricane
seasons on red-cockaded woodpecker
populations. While we do not yet have
data on the species’ response to the
most recent hurricane events, we know
from responses to previous storms that
populations can withstand and persist
after hurricanes if biologists and land
managers implement prompt, effective
post-storm recovery actions, such as
installing artificial cavities, reducing
hazardous fuels, and restoring forests to
suitable habitat. Such actions have been
occurring after storm events for
managed populations, such as the quick
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response after Hurricane Michael in
October 2018.
We recognize the impacts natural
disasters have had on Fort Polk, the
Evangeline Unit of Kisatchie National
Forest, and the Alexander State Forest
WMA. Annual property report data from
2019–2021 shows that Fort Polk has
maintained between 46 and 49 active
clusters; the Evangeline Unit of
Kisatchie National Forest has increased
the active clusters from 135 to 141; and
the Alexander State Forest WMA has
maintained 13 active clusters. These
results are due in large part to the
management actions conducted by the
land managers. Both this emergency
response and routine management are
well-understood and are currently being
implemented across the range of the
woodpecker. In addition, much of the
red-cockaded woodpecker’s currently
occupied habitat is now protected under
various management plans. Please
reference our response to Comment 15
for more information on these findings.
Comment 17: The FFWCC, NCWRC,
and public commenters called for
updating the methods in the SSA
analysis to better account for the effects
of climate change and hurricanes on the
species’ future resiliency. One
commenter provided a recent paper
(DeMay and Walters 2019, entire)
suggesting that our failure to consider
this paper in our analysis demonstrates
an inadequate consideration of climate
change’s effects on long-term population
health.
Our Response: As we acknowledge in
the SSA report, due to uncertainty and
limitations in modeling, the projections
from the future simulation models
should not be viewed as definitively
known future conditions (USFWS 2022,
p. 136). Therefore, the projected
resiliency in our three future scenarios
may overestimate or underestimate
potential future resiliency, as all models
include assumptions about the future
trends of threats, and the species’
response to them. As our ability to
model the species’ response reliably and
quantitatively to climate change
improves, we may be able to provide
greater clarity on the potential effects of
hurricanes on red-cockaded woodpecker
populations in the future.
We are aware of preliminary
investigations that show correlation
between breeding phenology and
productivity and changing climate
variables like temperature and wetness
(DeMay and Walters 2019, entire).
Although our SSA did not incorporate
the findings of DeMay and Walters
(2019), since it was published after the
SSA report neared completion, the SSA
report noted that southwestern
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populations have lower productivity
(USFWS 2022, p. 26) and considered
earlier research which similarly
suggested that climate change has the
potential to influence productivity
through anticipated changes in
temperature and precipitation patterns
(USFWS 2022, p. 92; Schiegg et al. 2002,
entire). Thus, while we have added a
summary of the paper by DeMay and
Walters (2019) to our discussion of
climate change in this rule, we find that
it does not provide any new information
to change our conclusion about the
species’ current risk of extinction.
Additional information on climate
change can be found in the Habitat Loss
and Degradation section below and in
the SSA report (USFWS 2022, pp. 121–
124).
Comment 18: The ANHC suggested
that figure 26 in the SSA report, which
depicted tropical storm and hurricane
tracks between 2003 and 2011, is
outdated, especially given changes that
have occurred over the most recent 5
years. They also claimed that the
timeframe depicted in this figure is too
narrow to be relevant.
Our Response: We recognize that
figure 26 does not present a full picture
of hurricanes and tropical storms that
have occurred throughout the range of
red-cockaded woodpeckers in the past
few decades and have added an updated
figure 26 to the SSA report (USFWS
2022, p. 122). However, it is important
to note that the intent of this figure is
to illustrate the potential stressor that
hurricanes pose to red-cockaded
woodpeckers, and the vulnerability of
many populations to storms. This figure
is not intended to present an exact
quantitative measure of the number and
types of storms that have occurred
within the species’ range; as we discuss
in the SSA report, due to uncertainty
and limitations in modeling, the
projections from the future simulation
models should not be viewed as
definitive outcome for future conditions
(USFWS 2022, p. 135).
Habitat Stressor and Conservation
Comment 19: LDWF, FFWCC, and
public commenters provided feedback
emphasizing the species’ reliance on
extensive and continual habitat
management; they reiterated that the
species is not yet self-sustaining and
needs this active management (e.g.,
thinning, prescribed fire, provision of
artificial cavities, and translocation) to
maintain stability. As a result, they
requested that the species not be
reclassified without the continued
support for existing management
strategies. Additionally, one commenter
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requested guidance on how to better
manage the species on public lands.
Our Response: We recognize that the
red-cockaded woodpecker is a
conservation-reliant species and
responds well to active management
(USFWS 2022, p. 159). As such, the
species is not being delisted and will
continue to be afforded protections
under the Act. Furthermore, we have
structured our final 4(d) rule to facilitate
the continuation of conservation
management.
While we do not have commitments
that all current management will
continue, there is no information
indicating that a downlisting would
alter current management plans. It is
important to note that downlisting the
species from an endangered to a
threatened status does not eliminate or
alter the need to achieve its recovery,
and agencies are already managing redcockaded woodpeckers in an effort to
reach this goal. As mentioned, the
management protections have always
been voluntary, and the agencies could
have altered or reduced them at any
time yet have chosen not to, due to their
commitments to achieving recovery.
A species’ reliance on conservation
management does not, by definition,
suggest that it must always be listed as
endangered. With effective assurances
of such management, or with sufficient
viability, species that require active
management may not be at risk of
imminent extinction. We have listed
multiple conservation-reliant species as
threatened (e.g., Hawaiian goose,
Peirson’s milk-vetch, humpback chub)
and have even delisted conservationreliant species, when appropriate
commitments to necessary management
are in place (e.g., interior least tern,
running buffalo clover, Kirtland’s
warbler).
Guidance on how to better manage the
red-cockaded woodpecker on public
lands can be found in the 2003 recovery
plan, integrated natural resources
management plans (INRMPs), forest
management plans, National Wildlife
Refuge plans, National Park plans, and
State plans, among other sources.
Comment 20: The LDWF suggested
that the downlisting proposal did not
adequately address the current
condition of red-cockaded woodpecker
habitat on the landscape by not properly
acknowledging that much of the
currently occupied and potential redcockaded woodpecker habitat remains
degraded and is in need of additional
restoration (e.g., timber stand
improvement via thinning or prescribed
burning) before populations could
achieve maximum resiliency.
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Our Response: As we discuss in
greater detail under Summary of
Conservation Management below, with
the potential exception of several
ecologically unique populations in pond
pine and related habitat on organic soils
in northeast North Carolina, none of the
current or estimated future populations
are capable of naturally persisting
without ongoing management. The
proposed downlisting rule relies on the
analysis provided in the SSA report,
which describes the many influences on
viability, including foraging habitat loss,
land use/construction, conservation
management, and habitat degradation.
Most properties on public lands
harboring red-cockaded woodpeckers
have implemented management
programs to sustain or increase
populations consistent with population
size objectives in the 2003 recovery plan
or other plans. The species is reliant on
active habitat management, as discussed
in the SSA report (USFWS 2022, p.
131).
General Stressors
Comment 21: The NCWRC expressed
concern that we have not adequately
considered the stressor of human
population expansion and
encroachment into red-cockaded
woodpecker habitat. They informed us
that the area of private lands between
the Sandhills Game Lands and Fort
Bragg (now Fort Liberty), known
collectively as ‘‘the Gap,’’ is in need of
continued active management or this
area will not be able to serve to connect
isolated populations on public lands.
Our Response: The effects of human
expansion and encroachment have been
taken into consideration. The SSA
report describes many influences on
viability, including foraging habitat loss,
land use/construction, conservation
management, and habitat degradation
(USFWS 2022, pp. 124–131). Current
red-cockaded woodpecker populations
are highly dependent on active
conservation management with
prescribed fire, beneficial and
compatible silvicultural methods to
regulate forest composition and
structure, the provision of artificial
cavities where natural cavities are
insufficient, translocation to sustain and
increase small vulnerable populations,
and effective monitoring to identify
limiting factors for management
(USFWS 2022, pp. 121–131). We
recognize that human impacts,
including development, have the
potential to negatively affect redcockaded woodpeckers through loss or
degradation of habitat; however,
through the continued protections
under the Act, we are ensuring that any
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action with a Federal nexus will be
required to make sure that the
continued existence of the species will
not be jeopardized.
Comment 22: The FFWCC commented
that we had not identified invasive
exotic vegetation as a threat. They
suggested that invasive plants are a
major issue in Florida, especially in
south Florida, and provided the
following examples: Melaleuca
(Melaleuca quinquenervia)
monocultures appearing after fire,
higher intensity wildfires that kill native
pines, and decreased effectiveness of
prescribed burns when Brazilian pepper
(Schinus terebinthifolius) is present.
They also recommended that we
include invasive vegetation as a stressor
in the final rule, given these negative
effects and the fact that eradication is
difficult.
Our Response: We agree that the rule
does not state specific examples of the
invasive, nonnative, exotic vegetation
types that exist within various open
pine habitat types throughout the redcockaded woodpecker’s range. However,
the SSA report specifically identifies
invasive species as an example of
disturbances that have the potential to
impact red-cockaded woodpecker
habitat and, therefore, red-cockaded
woodpecker population resilience
(USFWS 2022, p. 74).
Throughout the SSA report, we
acknowledge the importance of
prescribed fire and its overall impact on
the structure, function, and process of
the open pine/grass systems (USFWS
2022, pp. 37–39, 124–127). We do agree
and report that most of the prescribed
fire references are generally linked to
the improvements in hardwood
midstory control, fuel load reduction,
and overall open pine habitat
restoration. However, we also recognize
in the ‘‘Current Condition’’ portion of
this document (below) that there are
impacts from disturbance that represent
hazardous fire fuels like those reported
by the FFWCC, and these structural
habitat components are potential threats
to red-cockaded woodpecker resiliency.
Comment 23: The FFWCC suggested
that we still do not know the effects of
an ongoing hydrologic restoration
project (Picayune Strand Restoration
Project) on the Picayune Strand State
Forest essential support population, and
that this project’s increased water flows
could reduce the intensity of future
wildfires; the FFWCC recommended
that we also consider adaptive
management strategies for mitigating
any impacts to the red-cockaded
woodpecker from increased water and
prolonged hydroperiods.
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Our Response: We appreciate the
suggestion to consider the Picayune
hydrologic restoration project and its
potential indirect effects on redcockaded woodpeckers. We also
appreciate the request to consider an
adaptive management approach as a
means to mitigate for any unanticipated
negative impacts that would be
correlated with the hydrologic project.
Since this comment was submitted,
modeling efforts conducted by the U.S.
Army Corps of Engineers (USACE) have
predicted impacts from the anticipated
flooding. The model results indicate
that the red-cockaded woodpecker
habitat will shift below the standard of
management as the project progresses.
While it is still unclear how quickly
slashpine will react to being inundated,
modeling efforts suggest there is a
potential projected loss of up to 3
clusters as the result of this project. We
are actively working with the USACE
through the section 7 process to
minimize any impacts.
The Service has a long history of
supporting the application of adaptive
management. When applied,
assumption-based applications have
rigorous datasets that support informed
decision making. We support adaptive
management approaches that (1)
conceptualize the problem, (2) plan
actions and monitoring, (3) implement
actions and monitoring, (4) analyze, use,
and adapt from the data, and (5) capture
and share the learning. Based on the
FFWCC comments, we fully support
Picayune State Forest implementing an
assumption-based (adaptive
management) scientific approach in
order to provide early detection of
potential adverse impacts to the forest’s
red-cockaded woodpecker population.
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Conservation Efforts and Plans
Comment 24: The NCWRC suggested
two conservation initiatives that would
aid in the management of the species
after downlisting: (1) a conservation
fund to support future land management
and (2) a post-downlisting monitoring
plan.
Our Response: As we continue down
the path towards full recovery of redcockaded woodpeckers, we will use the
best available science to inform and
facilitate further conservation efforts
that benefit the species. While we do
not have a specific conservation fund
for red-cockaded woodpecker land
management, we encourage partners to
apply to grant opportunities available
(e.g., Partners for Fish and Wildlife,
Natural Resources Conservation Service
(NRCS), section 6 funding (for State
lands).
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We are not required to create a postdownlisting monitoring plan; a specific
monitoring plan is required only after
delisting a species due to recovery.
However, annual population monitoring
of red-cockaded woodpeckers will
continue once they are downlisted. For
example, anyone enrolled with an SHA
will continue to provide annual reports
that include the number of breeding
groups and increases/decreases in active
clusters. Additionally, annual property
reports from section 10(a)(1)(A) permits
will include data on active clusters,
inactive clusters, potential breeding
groups, and descriptions of habitat
management completed. Furthermore,
the 4(d) rule requires Federal agencies
and Department of Defense (DoD)
properties to provide a report on their
red-cockaded woodpecker populations
to the Service annually.
4(d) Rule Exceptions
Comment 25: LDWF expressed
concern that the 4(d) rule does not
define ‘‘short-term’’ with regard to
incidental take of red-cockaded
woodpecker during habitat conversion,
if there are short-term impacts to the
species. The State agency requested that
the Service define ‘‘short-term’’ and
provide greater clarification on the
magnitude of impact that habitat
conversions can have on a given redcockaded woodpecker population.
Our Response: The terms ‘‘shortterm’’ and ‘‘magnitude’’ have not been
defined in the rule because they have
different meanings depending on many
variables. In terms of wildlife species
and biological populations, both shortand long-term effects, and the
magnitude of those effects, depend on
many influential inherent and external
biological, ecological, and
environmental factors like lifespan,
reproductive timing, and generational
time; population size, growth rate, and
connectivity; population dynamics and
demographics; and availability of
natural resources. In this rule, it is
anticipated that the temporal scale of
short-term adverse effects (e.g., reducing
a stand below the managed stability
standard) to red-cockaded woodpeckers
are likely to occur within one or two
generations (i.e., 4–8 years; USFWS
2022, p. 71) in a resident population.
The magnitude of long-term beneficial
impacts from those same short-term
adverse management actions are
expected to be high and to span over
multiple generations (three generations
or more) within a resident population.
The 4(d) rule provides take exceptions
only when habitat management actions
are intended to further conservation of
the species. However, any incidental
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adverse effects to red-cockaded
woodpeckers from these beneficial
management actions would likely be
low in magnitude; therefore, in this
context, incidental adverse effects are
not likely to rise to the level of
incidental take of red-cockaded
woodpeckers.
4(d) Rule Artificial Cavity Provisions
Comment 26: The South Carolina
Department of Natural Resources
recommended the threshold minimum
diameter of 15 inches for cavity inserts
should be followed and that areas
lacking trees of sufficient size for insert
installation should use the Copeyon
method for drilled cavities (Copeyon
1990, pp. 303–311). Separately, a public
commenter noted that Picayune Strand
and Big Cypress rely on South Florida
slash pine, which are naturally much
smaller in diameter even when mature.
They indicated they would have overall
32 percent fewer artificial cavities on
the landscape if they had to select trees
≥14 inches.
Our Response: We currently support
the artificial cavity standards defined by
Allen (1991, p. 19), Copeyon (1990, pp.
303–311), and USFWS (2022, pp. 85–
87). For the cavity insert technique, the
guidance requires selected trees have a
minimum of 15 inches diameter at
cavity height, while the guidance for the
drilled cavity technique generally
requires knowledge of the tree’s
sapwood (3.5 inches or less) to
heartwood (7 inches or more) ratios at
cavity height. We agree that the drilled
cavity technique provides more
opportunity to utilize smaller diameter
trees at cavity height where sapwood/
heartwood ratios are suitable, and we
continue to advocate drilled cavities as
the preferred method. However, many
landscapes are challenged with limited
access restrictions. The number of
return visits for drilled cavity
applications, which includes screening,
checks for resin leakage, and routine
maintenance checks is often limited for
those on access restricted landscapes.
While we support the standards
outlined above, we acknowledge that
there are unique habitats in the region,
such as Picayune and Big Cypress, that
require site-specific application of this
technique. These standards have been
previously approved by the Service and
are fundamentally based on the
heartwood/sapwood ratio rather than
the diameter of the tree.
4(d) Rule Military Exception
Comment 27: The LDWF requested
that the annual property reporting
language for DoD and other Federal
properties be changed from ‘‘could’’ to
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‘‘must’’ when detailing the requirements
for the annual report in the following
sentence: ‘‘could include the property’s
recovery goal; the number of active,
inactive, and recruitment clusters;
information on habitat quality; and the
number of artificial cavities the property
installed.’’
Our Response: The annual property
report language is outside of the scope
of the 4(d) rule and played no part in
our determination. However, as the DoD
adjusts and modifies their INRMPs to
best coordinate with the findings in the
4(d) rule, we anticipate the content of
the INRMP to reflect mutually agreed
upon conservation, protection, and
management of fish and wildlife
resources as stated in the Sikes Act (16
U.S.C. 670 et seq.). Per the Sikes Act,
this will include requirements to
monitor and improve the effectiveness
of the plan.
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4(d) Rule Provisions for Prescribed
Burning and Herbicides
Comment 28: The LDWF requested
that best management practices (BMPs)
be used when prescribed burns are
conducted in red-cockaded woodpecker
clusters and associated foraging habitat
and in protection of red-cockaded
woodpecker cavity trees. Additionally,
they recommended the 4(d) rule further
define the BMPs using existing language
from the SSA report. Similarly, a public
commenter requested additional
information be provided to clarify what
is compatible or incompatible practice
for prescribed fires and herbicide
applications.
Our Response: This 4(d) rule includes
the requirement, in § 17.41(h)(4)(iii)(A)–
(B), to follow applicable BMPs and
applicable Federal and State laws for
both prescribed burns and herbicide
application. Privately and other nonfederally owned lands may have
different needs and should tailor those
individual needs to their BMPs. We
continue to recommend the use of the
2003 recovery plan for guidance on
compatible or incompatible practices for
prescribed fires and herbicide
applications.
4(d) Rule Exception for Service- or
State-Approved Management Plans
Comment 29: Multiple commenters
brought up issues that may impact
landowner willingness to participate in
the Safe Harbor program, currently
known as the Conservation Benefit
program, and expressed concerns over
the permitting process (i.e., lack of
enforcement, ability to return to
baseline conditions, and the
burdensome process). Additionally, the
South Carolina Department of Natural
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Resources indicated concern that the
prescribed fire and herbicide exception
could disincentivize further Safe Harbor
program enrollment (currently known as
the Conservation Benefit program).
Our Response: We acknowledge these
concerns now that landowners will have
additional flexibility on how to manage
their land for red-cockaded
woodpeckers. Although the 4(d) rule
and SHAs, currently known as CBAs,
may provide many of the same benefits
on managed non-Federal lands, the
Conservation Benefit program provides
the additional flexibility for land
managers to remove new (abovebaseline) clusters that emerge on their
property without violating certain
section 9 prohibitions of the Act.
Without the incidental take exceptions
in this 4(d) rule, take resulting from
these activities would be prohibited,
thus requiring a section 10(a)(1)(a)
permit associated with a CBA or section
10(a)(1)(b) permit and habitat
conservation plan (HCP) prior to
implementation. These incidental take
exceptions are applicable to all private
lands regardless of participation in
existing SHAs or future CBAs as long as
the activity meets the stipulations
described above. It is important to note
that the 4(d) rule does not nullify
existing SHAs or future CBAs. Existing
enrollment and participation in SHAs or
future CBAs does not preclude an
enrollee from exceptions of the 4(d) rule
(see ‘‘Provisions of the 4(d) Rule’’).
4(d) Rule General Issue
Comment 30: The Alabama Division
of Wildlife and Freshwater Fisheries
requested clarification on prohibitions
and exemptions regarding insecticide
use. A public commenter requested
insecticide use within the cluster area
be approved by the Service and used
only when necessary.
Our Response: This rule prohibits
take, as set forth at § 17.21(c)(1) for
endangered wildlife. We did not include
any exceptions to this prohibition for
take resulting from the use of
insecticides from the prohibitions of
section 9. If the property has redcockaded woodpeckers, then there is a
potential for take to occur from such
activities and incidental take could still
be exempted through a section 10
permit or an incidental take statement
associated with a biological opinion.
Thus, the 4(d) rule does not cause a
change in the process for authorization
of insecticide use in red-cockaded
woodpecker clusters.
Public Comments
We received 234 unique comments
from the general public on the proposed
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listing and 4(d) rule during the 2 public
comment periods. We summarize and
respond to these comments below.
However, we do not repeat issues that
we have already addressed above and
instead address only new issues that
were not raised by peer reviewers or
State or Federal agencies.
Downlisting
Comment 31: One public commenter
indicated that the Service’s targets for
downlisting have not been met and that
public records indicated the Service had
been planning to downlist or delist the
species if State and Federal agencies
were able to provide necessary
assurances of continued management.
Our Response: Assurances of
continued management are not required
for reclassification of a species.
Although there are uncertainties about
the continuation of some management
commitments, we fully expect much of
the conservation management for redcockaded woodpecker to continue into
the foreseeable future and have
structured our final 4(d) rule to
encourage the continuation of such
management.
Comment 32: Multiple commenters
emphasized the importance of longleaf
pine ecosystems in supporting
biodiversity in the southeastern United
States and the role of red-cockaded
woodpeckers as umbrella and keystone
species. Several of these commenters
suggested that conserving red-cockaded
woodpeckers, via management of
longleaf pine ecosystems, provides
cascading benefits to many other
species, including other at-risk species,
and proposed that the species remain
protected for that reason.
Our Response: While we recognize
the importance of the longleaf pine
habitat, as referenced in the
‘‘Background’’ and ‘‘Summary of
Stressors’’ below, section 4(a)(1)
requires that the Secretary determine
whether a species is an endangered
species or threatened species because of
any of the five factors listed. Section
4(b) of the Act requires that the
determination be made ‘‘solely on the
basis of the best scientific and
commercial data available.’’ Thus, we
cannot factor the need to protect other
at-risk species or the ecosystem at large
into the decision of whether or not a
species meets the definition of
threatened or endangered.
Comment 33: Some commenters
believed that, since woodpeckers
currently occupy less than their
historical range, they should not be
downlisted.
Our Response: Neither downlisting
nor delisting require that the species
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reoccupy their historical range. Under
the Act, a species’ status must be
assessed using the five factors: (1)
Present or threatened destruction,
modification, or curtailment of its
habitat or range; (2) overutilization of
the species for commercial, recreational,
scientific, or educational purposes; (3)
disease or predation; (4) inadequacy of
existing regulatory mechanisms; and (5)
other natural or manmade factors
affecting its continued existence.
Comment 34: One commenter
expressed concern that, if the species is
downlisted, land managers will return
to past practices of reducing the use of
fire, reducing control of woody
understory vegetation, and illegally
removing cavity trees on private lands;
all of these actions would reduce habitat
quality and quantity.
Our Response: The red-cockaded
woodpecker will continue to receive
protections under the Act as a
threatened species. The 4(d) rule is
designed to encourage continued habitat
management by including exceptions to
the prohibitions for incidental take
caused by application of prescribed
burns or herbicides on private lands to
create or maintain habitat (i.e., open
pine ecosystems) or sustain and grow
red-cockaded woodpecker populations,
provided that the landowner, or their
representative: (1) Follows applicable
BMPs for prescribed burns and
applicable Federal and State laws; (2)
applies herbicides in a manner
consistent with applicable BMPs and
applicable Federal and State laws; and
(3) applies prescribed burns and
herbicides in a manner that minimizes
or avoids adverse effects to known
active clusters and red-cockaded
woodpecker roosting and nesting
behavior to the maximum extent
practicable.
Our intent for this provision is to
provide a simple means by which to
encourage private landowners to pursue
certain types of voluntary forest
management activities (i.e., prescribed
burns and herbicide application) in a
way that reduces impacts to the species
and also removes any potential barriers
to the implementation, such as the
potential for violating the Act, of this
beneficial forest management.
Collaboration with partners in the
forestry industry and their voluntary
conservation and restoration of redcockaded woodpecker habitat has
helped advance red-cockaded
woodpecker recovery to the point of
downlisting; this provision would
continue to encourage this beneficial
management.
Comment 35: One commenter
suggested that the downlisting would
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not alter any of the protections the
species receives and is thus merely a
symbolic gesture.
Our Response: Downlisting the redcockaded woodpecker is not merely a
symbolic gesture. The species has
achieved major gains in recovery in the
past several decades. These gains have
benefited the species to the point that it
no longer meets the definition of an
endangered species. While the species
has not yet achieved full recovery, it is
paramount in the effective
implementation of the Act to ensure
every listed species has the appropriate
status, based on the best available
scientific information regarding its
extinction risk. In the case of the redcockaded woodpecker, since the species
no longer meets the definition of an
endangered species, we are revising its
classification to ensure its listed status
aligns with the latest information on its
viability.
While downlisting the red-cockaded
woodpecker will continue to provide
protections under the Act, the 4(d) rule
includes exceptions to take prohibitions
that provide additional management
flexibilities that do not apply while the
species is listed as endangered (e.g.,
exception for take resulting from
prescribed burns on private lands;
exception for take resulting from
installation of artificial cavities) (see
‘‘Provisions of the 4(d) Rule’’ below).
Comment 36: One commenter
suggested that the species’ status had
not changed considerably since the 2006
5-year status review, in which we
recommended that the species should
remain listed as endangered and that the
threats to the species have not been
sufficiently ameliorated.
Our Response: Since the 5-year
review in 2006, the species’ status has
continued to improve. Based on the best
available scientific information
including new information available
since the 2006 5-year review (i.e., the
new analysis in the SSA), 87 percent of
red-cockaded woodpecker demographic
populations for which we have trend
data demonstrate stable to increasing
trends. The continued growth of
populations since 2006, and the species’
current stability, suggests the redcockaded woodpecker is not in
immediate danger of extinction. We are
also downlisting the species because we
believe the threats currently acting on
the species are effectively managed.
Since 2006, managers have continued to
install more artificial cavities, have
continued to actively manage habitat to
improve quality, and have continued to
translocate birds to enhance genetic
health and viability. These activities
have contributed to the stabilization of
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the populations, and management of
threats. Our rigorous analysis of
stressors and species’ condition in the
SSA demonstrates the improved status
of the species and effectiveness of
current management.
Policy and Process
Comment 37: Multiple commenters
expressed confusion about the status of
the species’ 5-year status reviews, and
the relationship of these reviews to the
proposed rule.
Our Response: The December 2, 2020,
proposed rule to reclassify the redcockaded woodpecker as a threatened
species fulfilled the requirements of a 5year status review for the species (85 FR
63474). While the proposed rule
referenced biological information in the
SSA report, the SSA alone does not
represent the 5-year status review.
According to the Act, a 5-year status
review must contain an evaluation of
the five listing factors for the species,
and a recommendation as to the species’
current status based on the relevant
threats under those factors. In the
proposed rule, we provided a thorough
account of the stressors affecting the
species and aligned these stressors with
the five factors under the Act.
Our analysis in the proposed rule also
took into account the submissions we
received in response to the 5-year
review initiation notice; we are not
required to respond to each of these
submissions individually, as we do for
public comments on a proposed
rulemaking. The public had an
opportunity to provide feedback on our
determination of species’ status during
the comment period on the proposed
rule, and we have addressed that
feedback here.
Comment 38: Multiple commenters
took issue with our ‘‘significant portion
of the range’’ analysis, suggesting that
we did not adequately explain why the
Florida Peninsula, West Gulf Coastal
Plain, and southernmost near-coastal
extension of the Upper West Gulf
Coastal Plain ecoregions are not
‘‘significant.’’ Other commenters
believed that our discussion of
significance was not consistent with our
‘‘Significant Portion of the Range’’
policy and court rulings concerning this
policy.
Our Response: We revised our
‘‘significant portion of the range’’
analysis in this rule in response to these
comments and to increase consistency
with current practice. We removed the
discussion of the significance of the
portion that includes the Florida
Peninsula, West Gulf Coastal Plain, and
southernmost near-coastal extension of
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the Upper West Gulf Coastal Plain
ecoregions.
Ultimately, this discussion of
significance was not necessary for our
analysis since this portion does not have
a different status than the whole.
Despite the vulnerability of these areas
to hurricanes, this stressor is not
currently accelerating extinction risk in
this part of the range, due to effective
conservation management. Populations
can withstand and persist after
hurricanes if biologists and land
managers implement prompt, effective
post-storm recovery actions, such as
installing artificial cavities, reducing
hazardous fuels, and restoring forests to
suitable habitat. Both this emergency
response and routine management are
well-understood and are currently being
implemented across the range of the
woodpecker. In addition, much of the
red-cockaded woodpecker’s currently
occupied habitat is now protected under
various management plans. As such,
despite the regular occurrence of
hurricanes within red-cockaded
woodpecker habitat, 89 percent of the
populations for which we have trend
data demonstrate stable to increasing
growth rates in this portion of the range,
illustrating the effectiveness of currently
ongoing active management in
preventing broad impacts from
hurricanes and other stressors (USFWS
2022, p. 112).
This risk may be particularly high in
the foreseeable future in the Florida
Peninsula, West Gulf Coastal Plain, and
the southernmost near-coastal extension
of the Upper West Gulf Coastal Plain
ecoregions. Therefore, although some
threats to the red-cockaded woodpecker
are concentrated in these ecoregions, the
timing of the effects of the threats in that
portion is the same as that for the entire
range—the foreseeable future. As a
result, the red-cockaded woodpecker is
not in danger of extinction now in this
portion of its range. Given the fact that
this portion has the same status as the
species throughout all of its range, we
do not need to evaluate its significance.
Comment 39: Commenters suggested
other areas that could be considered a
significant portion of the species’ range
(e.g., the populations that have low or
very low resiliency and the western
portion of the species’ range, where
there are no ‘‘high’’ or ‘‘very high’’
resiliency populations).
Our Response: Based on feedback
from the comments, we considered
whether the portion of the species’
range that contains low or very low
resiliency populations could constitute
a portion that provides a basis for
determining that the species is in danger
of extinction throughout a significant
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portion of its range. Based on our
analysis, we did not find that this
portion of the species’ range, or any
combination of areas that lack moderate,
high, or very high resiliency
populations, met the definition of an
endangered species. Managers are
currently applying active management
to these small populations. As a result
of this active management, the vast
majority of these low or very low
resiliency populations have stable or
increasing growth rates, demonstrating
the effectiveness of this active
management in supporting the
persistence of these small populations.
Of the 108 demographic populations in
low or very low resiliency classes, 86
have data on growth rates; 86 percent of
these populations have growth rates
greater than or equal to one (USFWS
2022, pp. 108–110). Under this current
paradigm, these small populations are
not currently in danger of extinction
due to the active management (e.g.,
translocation, habitat management,
artificial cavity installation) that
supports their stability and growth. As
a result, the red-cockaded woodpecker
is not currently in danger of extinction
in this portion of its range. Given the
fact that this portion has the same status
as the species throughout all of its
range, we do not need to evaluate its
significance.
Comment 40: One commenter
expressed concern that the Service,
contrary to the best available science,
has been trying to downlist or delist the
red-cockaded woodpecker to appease
Federal partners. This commenter also
questioned an interagency agreement
signed with the Army on the same day
that we announced the proposal to
downlist the red-cockaded woodpecker,
indicating concern that the agreement
set a goal of eliminating section 7
consultations in favor of general INRMP
consultations.
Our Response: The analysis in this
rulemaking is based on the best
available science, summarized in the
SSA report. This scientific information
has been peer-reviewed, and the public
was provided with opportunities to
review and comment on our analysis
during two comment periods and one
public meeting. We are required to
coordinate, collaborate, and use the
expertise of State agencies in developing
the scientific foundation upon which
the Service bases its determinations for
listing actions (i.e., SSA reports) per the
1994 joint policy and 2016 Revised
Interagency Cooperative Policy
Regarding the Role of State Agencies in
Endangered Species Act Activities
(State Representation of Species Status
Assessment Teams). We also frequently
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collaborate with Federal partners in the
development of SSAs to ensure we have
the best available data and a thorough
understanding of Federal management
that may affect the species. In the
development of the red-cockaded
woodpecker SSA, we followed these
common practices. We sought
information from our State and Federal
partners to inform the SSA, our
understanding of relevant ongoing
management, and any proposed status
change under the Act.
Based on the best available
information in the SSA, we have
determined that the species no longer
meets the definition of an endangered
species under the Act. However, while
many of the landowners and managers
within the range of the species have
committed to continuing to implement
their conservation programs into the
future, we do not have certain
commitments that all current
management will continue and that it
will adapt as necessary to effectively
address emerging stressors (e.g.,
intensifying hurricanes). As a
conservation-reliant species, securing
management commitments for the
foreseeable future would ensure that
red-cockaded woodpecker populations
grow or are maintained. This conclusion
is reinforced by the future-scenario
simulations, which indicate that
management efforts equal to or greater
than current levels will further increase
the number of moderate to very high
resiliency populations and preserve
small populations. Thus, uncertainties
about the continuation of the
management upon which the species
relies informed our determination that a
downlisting status of threatened is
appropriate.
The purpose of the interagency
agreement is to promote the
conservation of the red-cockaded
woodpecker. This agreement did not
factor into the proposal to downlist the
species. Additionally, it is important to
note that Federal agency section 7
consultations obligations have not been
altered in any way with this final rule.
Comment 41: One commenter
believed that the Service’s selection of
25 years as the foreseeable future was
arbitrary and too short to reasonably
forecast effects of threats to the species
(e.g., climate change impacts),
especially considering the species’
reliance on very old pine trees.
Our Response: We determined the
foreseeable future to be 25 years from
present, because it is a timeframe in
which we can reasonably estimate
population responses to natural factors
and management. As discussed under
Future Conditions below, in the SSA
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report, future population conditions
under different management scenarios
were simulated and modeled to 25 years
into the future. During this process it
was determined that we can rely on the
timeframe presented in the scenarios
and predict how future stressors and
management will affect the redcockaded woodpecker. This timeframe,
given the species’ life history, is also
sufficient to identify any effects of
stressors or conservation measures on
the red-cockaded woodpecker’s viability
at both population and species levels.
Finally, 25 years represents four to five
generations of red-cockaded
woodpecker, which would be sufficient
time for population-level impacts from
stressors and management to be
detected.
Comment 42: One commenter
contended that the proposed 4(d) rule
fails to explain how it is necessary and
advisable, because the rule’s effect on
private landowners and voluntary
conservation is not considered. In
addition, the commenter expressed
concern that the Service did not explain
why the Regulatory Flexibility Act
(RFA) and National Environmental
Policy Act (NEPA) analyses were not
prepared for the proposed 4(d) rule.
Our Response: As discussed in our
February 3, 2022, proposed
reclassification rule, section 4(d) of the
Act provides that the ‘‘Secretary shall
issue such regulations as he deems
necessary and advisable to provide for
the conservation’’ of species listed as
threatened. As discussed in the
Background, the courts have recognized
the extent of the Secretary’s discretion
under this standard to develop rules
that are appropriate for the conservation
of a species. Thus, regulations
promulgated under section 4(d) of the
Act provide the Secretary with wide
latitude of discretion to select
appropriate provisions tailored to the
specific conservation needs of the
threatened species.
We considered the effect on private
landowners of our proposed rule. The
proposed rule explains that if a manager
has received or receives a permit for a
particular activity (e.g., a section
10(a)(1)(A) permit for monitoring redcockaded woodpeckers, a permit issued
for an existing SHA, CBA, or HCP), any
take that occurs as a result of activities
covered by this permit would remain
exempted from the rule’s prohibitions
on take. Furthermore, our rule
encourages private landowners to
continue to enroll in the CBA program,
under which the landowners receive
formal regulatory assurances from the
Service regarding their management
responsibilities in return for
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contributions to benefit the listed
species. Any landowner who enrolls in
a CBA is allowed to return their
property to ‘‘baseline’’ conditions at any
time. Additionally, this final rule
excepts take from activities completed
by a landowner that, when the species
was endangered, would have required a
permit under the Act.
Regarding the commenter’s concern
that a NEPA analysis was not
undertaken, it is our position that,
outside the jurisdiction of the U.S. Court
of Appeals for the Tenth Circuit, we do
not need to prepare a NEPA analysis in
connection with regulations adopted
pursuant to section 4(a) of the Act (see
National Environmental Policy Act
section below).
Regarding the commenter’s concern
that an RFA analysis was not provided,
the Secretary, in making a
determination of endangered or
threatened species status under section
4(b)(1)(A) of the Act, ‘‘shall make
determinations solely on the basis of the
best scientific and commercial data
available.’’ Economic considerations are
in addition to such data and cannot be
part of the basis for the species’ status
determination, which includes the 4(d)
rule. The rationale for sole use of best
scientific and commercial information
available is provided in the legislative
history for the 1982 amendments to the
Act, which describes the purposes of the
amendments using the following
language: ‘‘to prevent non-biological
considerations from affecting [listing]
decisions,’’ Conf. Rep. (H.R.) No. 97–835
(1982) (‘‘Conf. Rep.’’), at 19. As noted in
the House Report, economic
considerations have no relevance to
determinations regarding the status of
species and the economic analysis
requirements of Executive Order 12291,
and such statutes as the RFA and the
Paperwork Reduction Act, will not
apply to any phase of the listing
process. Conf. Rep. (H.R.) No. 97–835
(p. 24153; 1982).
Comment 43: One commenter
requested that the Service be more
involved with assessing, approving, and
enforcing actions affecting species
protected under the Act so that the State
agencies are not left with the burden of
interpreting the 4(d) rule.
Our Response: We acknowledge the
importance of our conservation
partnership with State agencies and the
role they play when interpreting rules
for federally listed species in response
to public inquiries. In addition to
providing Frequently Asked Questions
documents about the 4(d) rule, our local
field offices are available to provide
technical assistance. State agencies can
direct questions to field offices to assist
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with the interpretation of the 4(d) rule
in addition to requesting assistance
when enforcing protections for federally
protected species.
Comment 44: Another commenter
recommended that non-Federal
management plans, including analyses
of potential impacts from ongoing and
proposed activities (within the time
covered), be more ‘‘programmatic’’ in
nature, such as ‘‘worst case’’ estimates
included in some Army INRMP
endangered species management
components (ESMCs).
Our Response: While we are available
to provide technical assistance to
private landowners, we do not have the
authority to tell private landowners how
to manage their properties. The
suggestion described by the commenter
would be a relatively unique and
specific situation to occur. We
anticipate that people will follow the
intent of the 4(d) rule and, as such, will
apply appropriate management for the
species to their properties.
General Biology, Ecology, and
Population Issues
Comment 45: Several commenters
provided critiques of the data and
methodologies used in the SSA. One
commenter expressed concerns that the
data they provided for the SSA was the
best possible outcome and worried that
all the data might be inflated. Another
commenter indicated concern that the
‘‘moderate’’ resiliency class included
both populations that were declining
and were not declining. Yet another
commenter stated that the Service did
not adequately articulate uncertainties
related to the model.
Our Response: The data for the SSA
was collected and analyzed according to
established scientific procedures. Expert
solicitation and peer review provided
opportunities for public comment, and
all analysis and decisions were based on
the data provided. We rely on and trust
that land managers provided accurate
data.
The SSA report provides a description
of the approach and method used to
delineate demographic populations. The
report also describes how the moderate
category is a transitional resilience
category, in which population sizes
range from 102 to 248 active clusters
and consist of both increasing and stable
populations. The moderate category
populations, unlike those in the high
and very high categories, may vary
considerably in their resilience
depending on population size,
management, and the spatial
distribution and density of active
clusters (USFWS 2022, p. 113).
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We also described uncertainties
within the SSA report, including the
uncertainties associated with
performing analyses with an imputed
data set. With imputed data, a single
value is provided for each missing value
and analyzed as though it were true,
while in reality there is uncertainty
about the value of each missing
observation (USFWS 2022, p. 227).
All of the issues raised were either
already addressed in the SSA report or
have been incorporated into the SSA
report and/or this final rule.
Comment 46: One commenter
provided details about concerns that the
way the 2003 recovery plan delineated
populations of red-cockaded
woodpeckers was incorrect.
Our Response: SSA reports are
scientific documents meant to be a
single source for the species’ biological
information needed to inform decisionmaking in the rule. The SSA report did
not use the same population boundaries
as the 2003 recovery plan. As reviewed
in the 2003 recovery plan, red-cockaded
woodpecker populations functioned as
demographically closed populations
due to infrequent long-distance
dispersal (USFWS 2003, pp. 25, 32). In
the 2003 recovery plan, territory
densities or distances among territories
were not defined to explicitly categorize
demographic populations. In the SSA,
we instead used red-cockaded
woodpecker dispersal data from longterm monitoring data and radiotelemetry studies to spatially delimit
demographic populations according to
nearest neighbor active clusters within 6
km (3.7 miles) (USFWS 2022, pp. 80–
82). Ultimately, we delineated 124
demographic populations. In the SSA
report, the essential support population
this commenter referenced was split
into nine demographic populations for
our analysis. Although we are not
currently contemplating changes to the
2003 recovery plan, we will consider
this commenter’s suggestion if we
embark on any revisions to this plan.
Population Stressors
Comment 47: One commenter shared
that, according to the North American
Breeding Bird Survey, the woodpecker
has had a cumulative population
decline of 86 percent between 1966 and
2014, with an average of over 3.3
percent population decline per year
(Red-cockaded Woodpecker Life
History); they believed this decline
would continue until the species
becomes extinct.
Our Response: The Breeding Bird
Survey is a roadside survey of North
American birds that primarily covers
the continental United States and
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southern Canada. Every June,
experienced birders volunteer to
conduct surveys along established
roadside routes to facilitate the
estimation of population change for
birds that are encountered during
surveys. Although the Breeding Bird
Survey provides a very large data set,
there are potential problems with
estimates of population change that are
derived from Breeding Bird Survey data.
Therefore, ‘‘regional credibility
measures’’ are used to check certain
attributes of the survey data, such as
relative abundance on survey routes,
precision of trends, and the
completeness of the data set. It is
possible that data analysis can be
inaccurate and imprecise, depending on
the level of data deficiency in a region;
thus, the data are categorized into three
credibility categories to assist in
assessing reliability of the results. The
Breeding Bird Survey results for the redcockaded woodpecker reflect that the
majority of the data are in the red
category, meaning the data have
important deficiencies and are not of
sufficient quality to use in estimates of
population change or for other reasons.
Decades of species-specific, redcockaded woodpecker survey data have
been obtained using standardized data
collection methodology, and are the
data that the Service relied upon in the
SSA and to inform this rule. These data
sets provide a large amount of highquality data for assessing attributes of
red-cockaded woodpecker populations
and informing management decisions.
Data collected during red-cockaded
woodpecker surveys represent the best
available species’ information and are
superior to species’ data provided by the
Breeding Bird Survey and any other
means.
Comment 48: Several commenters
believed that because a majority of
populations have low resiliency to
stochastic events and threats (primarily
due to small population sizes), they
remain in immediate danger of
extirpation and do not have sufficient
resiliency to warrant downlisting.
Our Response: These commenters
correctly accounted for the number of
demographic populations in the low
and very low resiliency categories.
However, the majority (65 percent) of
total active clusters (5,062 active
clusters out of 7,794 total active
clusters) across the range of the species
are in the 16 moderate-to-very-high
resiliency populations. Furthermore, of
the 98 populations for which we had
sufficient data to measure growth rates,
only 13 percent are in decline; in other
words, 87 percent of red-cockaded
woodpecker populations (for which we
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had sufficient data) are stable or
increasing, including the vast majority
of low and very low resiliency
populations (USFWS 2022, pp. 112–
116). These stable and positive growth
rates are indicative of the positive
effects of red-cockaded woodpecker
conservation management programs on
these locations and the ability of such
management to offset inherently low or
very low population resilience.
In summary, after evaluating the
threats to the species and assessing the
cumulative effect of the threats under
the section 4(a)(1) factors, we find that
the stressors identified above continue
to negatively affect the red-cockaded
woodpecker, but new restoration
techniques and changes in silvicultural
practices have led to stabilization of the
red-cockaded woodpeckers’ viability
and even resulted in a substantial
increase in the number and distribution
of populations. Sixty-five percent of all
current red-cockaded woodpecker
clusters are within moderately, highly,
or very highly resilient populations, and
populations are spread across multiple
ecoregions, providing for redundancy
and representation. Given these current
levels of resiliency, redundancy, and
representation, we conclude that the
red-cockaded woodpecker is not
currently in danger of extinction
throughout all or a significant portion of
its range (i.e., it no longer meets the
definition of an endangered species).
Comment 49: Multiple commenters
expressed concern about the continued
loss of suitable habitat constraining
population growth of the species, with
one commenter stating that the Service
did not adequately address carrying
capacity issues in the SSA report.
Our Response: We recognize that
some habitat loss may still be occurring
and acknowledge that the lingering
impacts of historical clearcutting and
incompatible forest management, and
conversion to urban and agricultural
land still negatively affect the ability of
red-cockaded woodpecker populations
to grow, even when managed, as the
carrying capacity of suitable forest areas
across much of the range can be quite
low. However, restoration activities
such as prescribed fire and strategic
placement of recruitment clusters can
reduce gaps between populations and
increase habitat and population size
toward current carrying capacity. These
activities are occurring across the range
of the red-cockaded woodpecker on
properties actively managed for redcockaded woodpecker conservation (85
FR 63474 at 63479, October 8, 2020).
Carrying capacity was taken into
consideration when assessing
population size within the foreseeable
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future in the simulations and scenarios
run in the SSA. Values for each
population were acquired from property
and population managers who estimated
carrying capacity for their populations
at the end of the 25-year period.
Carrying capacity reflected the
estimated future amount of nesting and
foraging habitat, and whether a potential
increase in active territories to capacity
was the result of recruitment clusters,
budding, or pioneering (USFWS 2022,
pp. 12–13). Additionally, we
acknowledged in the SSA report
(USFWS 2022, p. 14) that carrying
capacity may have been underestimated
in our analysis. The high densities of
red-cockaded woodpeckers that occur in
high-quality habitat suggest that
carrying capacity estimates are overly
conservative. If so, greater growth than
our conservative simulations project
and larger differences between
management scenarios are possible.
Comment 50: One commenter shared
their concern that small woodpecker
populations in low-quality habitats,
experiencing additional stressors, can
quickly lose their pools of helper birds,
leading to rapid population decline.
Our Response: Helpers are nonbreeding adult offspring that remain on
their natal territories for one or more
years after fledging. Helpers assist in the
rearing of young and other essential
activities during years of delayed
dispersal or until becoming replacement
breeders on their natal territories.
Annual levels of productivity and
mortality may affect the following year’s
total number of helpers and the total
number of groups with helpers found
within a small red-cockaded
woodpecker population; however, these
variables do not similarly affect the total
number of potential breeding groups
(PBGs) in that same population. We
acknowledge that small population size
and limited availability of resources are
impacting the species’ viability within
the foreseeable future, thus contributing
to our decision to reclassify the redcockaded woodpecker as a threatened
species to ensure continued protections
under the Act.
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Climate Change and Catastrophic Events
Comment 51: Multiple commenters
expressed that red-cockaded
woodpeckers will not be able to shift to
new areas or habitats, given their
reliance on old, mature pines, rendering
them even more vulnerable to climaterelated stressors. One commenter
suggested the need to protect and
restore new habitats as climate refugia
to ensure the continued survival of redcockaded woodpeckers.
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Our Response: We agree that redcockaded woodpeckers are habitat
specialists that rely on habitat
management occurring in specific areas;
they thus have limited capacity to shift
their range in response to future climate
changes. The majority of clusters are in
moderate to very high resiliency
populations, and 87 percent of
populations with sufficient data
indicate stable to increasing growth
rates (USFWS 2022, pp. 107–112).
However, if climate change decreases
the suitability of habitat in certain parts
of the species’ range, as DeMay and
Walters (2019, entire) suggest, it could
increase extinction risk, due to the lack
of unoccupied suitable habitat at more
northern latitudes. Since red-cockaded
woodpeckers have limited capacity to
shift their range, ongoing, nimble
habitat management applications,
designed to meet changing climate
conditions, will help the species
achieve long-term population viability.
Thus, while the species’ limited
capacity to shift their range is not
currently manifesting in any declines in
resiliency, redundancy, or
representation, it is possible that,
without effective management, this
limited capacity could result in future
viability declines. We cannot predict the
scope of these potential declines due to
limitations in our modeling.
Consequently, while enhancing the
resiliency of inland populations could
further increase species’ viability in the
face of future impacts from climate
change, the species currently has
sufficient resiliency, redundancy, and
representation such that it no longer
meets the definition of an endangered
species and warrants reclassification to
a threatened species.
Comment 52: Public commenters
suggested that the Service inadequately
analyzed the potential synergistic effects
of climate change on other stressors,
such as large wind events, wildfires, sea
level rise, tornadoes, ice storms, and
pine beetles.
Our Response: In the SSA report, we
discuss the stressors that wildfire
(USFWS 2022, pp. 126–127); large wind
events, tornadoes, sea level rise, and ice
storms (USFWS 2022, pp. 84, 96, 121);
and pine beetles (USFWS 2022, pp. 84,
126) can present to the species. While
these natural disturbances are already
occurring in parts of the species’ range,
effective management after disturbances
(e.g., installing artificial cavities,
reducing hazardous fuels, and restoring
forests to suitable habitat) results in
these disturbances currently only
influencing individuals or temporarily
affecting populations. As a result, these
stressors are not currently having
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detrimental species-level effects. As
evaluated in the SSA, the stable to
increasing population trend in 87
percent of the populations demonstrates
that effective management has
ameliorated these stressors such that
they only have isolated and temporary
negative effects (USFWS 2022, p. 112).
However, as these commenters
suggest, uncertainty remains as to how
these stressors may influence the
species in the future. We were not able
to model how resiliency of redcockaded woodpecker populations
might change in the future as a result of
bark beetle outbreaks, sea level rise,
tornados, drought, and other influences
due to inconsistency in or unavailability
of data (USFWS 2022, appendix 2, pp.
6–7). Should these stressors increase
their scope or intensity in the future,
and should effective management not
keep pace with these increases, they
could start to negatively affect
populations, though we do not know of
any research suggesting this will occur.
We fully expect this post-disturbance
management to continue into the
foreseeable future, and we have
structured our final 4(d) rule to facilitate
the continuation of such management.
The information these commenters
provided supports our conclusion that,
while the red-cockaded woodpecker is
not currently in danger of extinction,
the effects of climate change, paired
with uncertain future management
means that the species continues to
meet the definition of a threatened
species.
General Stressors
Comment 53: One commenter
suggested that the Service did not
adequately consider the cumulative
effects of stressors on red-cockaded
woodpeckers when making the decision
to downlist the species.
Our Response: We incorporated the
cumulative effects of stressors into the
SSA when we characterize the current
and future condition of the species. In
order to assess the current and future
condition of the species, we completed
an iterative analysis that encompassed
and incorporated threats individually
and then accumulated and evaluated the
effects of all the factors that may be
influencing the species, including
threats and conservation efforts.
Because the SSA framework considers
not just the presence of the factors, but
to what degree they collectively
influence risk to the entire species, our
assessment integrated the cumulative
effects of the factors and replaced a
standalone cumulative effects analysis.
To help clarify, we have added a brief
discussion of cumulative effects to the
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Summary of Biological Status and
Threats section of this rule.
Comment 54: Multiple commenters
took issue with the fact that the
proposed downlisting did not consider
the effects of southern pine beetles as a
potential stressor.
Our Response: We agree that loss of
cavity trees resulting from both outbreak
(i.e., epidemic) and non-outbreak (i.e.,
endemic) southern pine beetles can
substantially impact red-cockaded
woodpeckers, as noted in the SSA
report (USFWS 2022, pp. 39–40). In the
SSA report we detail how southern pine
beetles do not directly impact redcockaded woodpeckers but do directly
impact cavity trees. Southern pine
beetle outbreaks can be minor or locally
significant through killing the cavity
trees and other pines used for foraging.
The practice of thinning stands with
outbreaks can cause direct loss of active
clusters; however, the long-term benefits
of stopping the outbreak often outweigh
the short-term impacts of losing a few
clusters (USFWS 2022, p. 84). Even
though the SSA report provided a
description of issues facing the redcockaded woodpecker as it relates to
southern pine beetles, these variables
were not explicitly modeled; instead,
they were implicitly present in the
resulting models in the intercept and
residual error terms, to the extent that
they affected changes in population size
over time (USFWS 2022, appendix 2, p.
5). Despite known outbreak events
within red-cockaded woodpecker
habitat (USFWS 2022, p. 140), 87
percent of populations evaluated in the
SSA demonstrate stable to increasing
growth rates, illustrating the
effectiveness of currently ongoing active
management such as described in the
SSA report regarding species-level
impacts from hurricanes (USFWS 2022,
p. 112).
Comment 55: Multiple commenters
suggested that we did not adequately
consider the stressor of diseases, such as
avian keratin disorder, in our SSA
report or proposed rule.
Our Response: Given that avian
keratin disorder research is ongoing, we
could not explicitly include the data in
the species-wide analysis (USFWS 2022,
appendix 2, p. 5). Currently, there is no
evidence that this disease or other novel
diseases are having more than an
individual-level effect on the species.
4(d) Rule Take Prohibitions
Comment 56: One commenter
expressed their concern that potential
section 9 violations are not being
properly investigated, resulting in no
punitive actions taken.
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Our Response: We encourage the
commenter to bring any information
about specific potential section 9
violations to the attention of our Office
of Law Enforcement.
Comment 57: One commenter
expressed frustration that the Service
did not account for economic costs
when developing the 4(d) rule and
indicated that failing to do so would
make people see red-cockaded
woodpeckers as a liability. Additionally,
they indicated that the Service did not
have sufficient justification for
extending restrictions and costs
associated with the section 9
prohibition and that this approach does
not meet the ‘‘necessary and advisable’’
standard.
Our Response: In 1982, Congress
amended the Act to add the requirement
that listing determinations are to be
made solely on the basis of the best
scientific and commercial data
available. In the Conference Report for
the 1982 amendments to the Act,
Congress specifically stated that
economic considerations are not to be
considered in determinations regarding
the status of species and that the
economic analysis requirements of
Executive Order 12291 and such
statutes as the Regulatory Flexibility Act
do not apply to any phase of
determining the listing status of an
entity under the Act. If we determine
that a species is a threatened species
under the Act, part of our consideration
for completing the listing process is to
consider what regulations are necessary
and advisable to provide for the
conservation of the species under
section 4(d) of the Act. As a result, a
cost benefit analysis is not part of the
process required to propose or finalize
a section 4(d) rule.
We described on page 6120 of the
revised proposed rule (87 FR 6118,
February 3, 2022) that we have
developed revisions to the section 4(d)
rule that are designed to address the
red-cockaded woodpecker’s specific
threats and conservation needs. The
statute does not require us to make a
‘‘necessary and advisable’’ finding with
respect to the adoption of specific
prohibitions under section 9; however,
we find that this rule as a whole satisfies
the requirement in section 4(d) of the
Act to issue regulations deemed
necessary and advisable to provide for
the conservation of the red-cockaded
woodpecker.
As stated in the revised proposed
rule, the section 4(d) rule will provide
for conservation of the red-cockaded
woodpecker by adopting the same
prohibitions that apply to an
endangered species under section 9 of
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the Act and 50 CFR 17.21 and several
exceptions to those prohibitions (87 FR
6118 at 6122, February 3, 2022).
Included in the proposed rule are the
revisions to the proposed section 4(d)
rule that are designed to address the
red-cockaded woodpecker’s specific
threats and conservation needs (87 FR
6118 at 6120, February 3, 2022). These
revisions have been carried forward into
this final 4(d) rule.
4(d) Rule Exceptions
Comment 58: One commenter
requested that the Service provide
additional guidance in the Background,
or in subsequent documents, to enable
land managers to understand beneficial
silviculture and management actions
that would minimize incidental take
versus actions that would likely be
adverse for which the exceptions would
apply.
Our Response: We acknowledge this
concern and are committed to
continuing to provide guidance
pertaining to silvicultural and habitat
management actions on red-cockaded
woodpecker conservation. Additional
guidance is also available by contacting
the local Ecological Services Field
Office.
Comment 59: Multiple commenters
expressed concern that Federal agencies
will start harvesting the older age
classes of pines for the purpose of redcockaded woodpecker habitat
management or to gain timber sales
revenue. They requested that take
exemptions provided under this rule not
extend to the removal of older age
classes of pines and that such activities
be undertaken only in consultation with
the Service.
Our Response: We acknowledge the
importance of older pine trees for redcockaded woodpecker management;
however, it is important to note that the
incidental take exceptions in this 4(d)
rule are intended to encourage
necessary and beneficial habitat
restoration and species’ management to
advance recovery. To increase and
maintain sustainable current and future
habitat, red-cockaded woodpecker
populations may require conversion of
older age class stands of loblolly, slash,
or other planted pines to siteappropriate species, as well as
regenerating stands of older pines
thereby providing a diversity of ageclasses necessary to ensure the
availability of foraging and nesting
habitat in the future. We recognize that
short-term adverse effects to redcockaded woodpecker may be necessary
to provide improved habitat quality and
quantity in the long term with the
expectation of increasing numbers of
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red-cockaded woodpecker. While
incidental take resulting from these
activities may be excepted under certain
circumstances, Federal action agencies
would still need to fulfill their section
7 obligations under the Act. Through
section 7 consultation, we would have
the opportunity to review these
activities and provide input on how to
minimize impacts to the species.
Comment 60: One public commenter
recommended that 50 CFR
17.41(h)(4)(iii) exceptions for private
properties be strengthened by making
the following changes: (1) explicitly
incorporating the methods of cavity tree
protections from the 2003 recovery plan
into the rule and (2) requiring a take
permit with specific requirements for
how to avoid and minimize
disturbances to roosting and nesting
behavior when applying herbicide or
prescribed burning.
Our Response: (1) The methods and
levels of cavity tree protection needed
varies across properties and ownership
according to local habitat conditions,
availability of resources for
management, and several other factors;
thus, land managers have latitude to
incorporate appropriate, site-specific
measures into their red-cockaded
woodpecker habitat management plans,
as long as those measures provide
sufficient cavity tree protections. (2)
These types of habitat management
parameters are appropriately addressed
in a population’s red-cockaded
woodpecker habitat management plan
rather than a legal regulation, such as
this rule.
Comment 61: Several public
commenters requested the Service
define the following terminology in the
rule: (1) ‘‘known active cluster,’’ (2)
‘‘red-cockaded woodpecker habitat
restoration and management,’’ and (3)
‘‘conditions not able to support redcockaded woodpeckers.’’
Our Response: (1) ‘‘Active cluster’’ is
defined in the revised rule as a cluster
in which one or more of the cavity trees
exhibit fresh resin as a result of redcockaded woodpecker activity or in
which one or more red-cockaded
woodpeckers are observed, and the
word ‘‘known’’ is used in this context
by the common definition found to be
generally recognized in MerriamWebster’s dictionary. Our intent for the
term ‘‘known active cluster’’ is to
encourage private landowners to pursue
certain types of voluntary forest
management activities (i.e., prescribed
burns and herbicide application) in a
way that reduces impacts to the species
but also removes any potential barriers
to the implementation of this beneficial
forest management, such as fear of
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prosecution for take of the red-cockaded
woodpecker. (2) Red-cockaded
woodpecker habitat restoration and
management encompasses a variety of
activities designed to improve
conditions for the species but that must
be developed on site-specific bases to
account for local habitat complexities.
(3) The minimum habitat and resource
conditions needed to support redcockaded woodpeckers exhibit variation
within and among populations across
the species’ range and are dependent on
site-specific conditions and, therefore,
are not quantifiable in this rule in a
standard way that is representative of
every population.
Comment 62: One public commenter
expressed concern about language in the
October 8, 2020, proposed rule (85 FR
63474) that indicated take would be
limited to only ‘‘active cavity trees or
suitable foraging habitat’’ and stated that
this limitation could drastically reduce
a red-cockaded woodpecker group’s
ability to persist given their dependency
upon old pines for foraging and nesting.
Our Response: The rule language
noted by the commenter was intended
to give an example of take but was not
meant to be a comprehensive list of
what could cause take for the species.
Under the Act, take is defined as ‘‘to
harass, harm, pursue, hunt, shoot,
wound, kill, trap, capture, or collect, or
attempt to engage in any such conduct.’’
This language was removed in the most
recent proposed rule (87 FR 6118,
February 3, 2022).
Comment 63: One public commenter
requested that State employees continue
to report any red-cockaded woodpecker
injuries, deaths, or other impacts in a
manner consistent with section 10
permittees if they are excepted by the
proposed 4(d) rule.
Our Response: The 4(d) rule does not
change this reporting process. Under
section 6, State agencies will continue
to report red-cockaded woodpecker
injuries, deaths, and/or other impacts to
the Service.
Comment 64: One commenter
requested exceptions for incidental take
resulting from other forest management
activities, specifically mechanical brush
clearing and thinning operations.
Our Response: We recognize the need
for and support mechanical brush
clearing and thinning when conducted
to maintain or enhance red-cockaded
woodpecker foraging and nesting
habitat. However, incidental take
resulting from such activities is not
anticipated when conducted outside
red-cockaded woodpecker clusters as it
is not expected to significantly impair
essential behavioral patterns, including
breeding, feeding, or sheltering. Within
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clusters during the breeding season,
these activities may repeatedly disturb
roosting and nesting red-cockaded
woodpeckers, thereby significantly
impairing essential behavioral patterns,
including breeding, feeding, or
sheltering, potentially resulting in
cavity abandonment or nest failure thus
resulting in incidental take. Within
clusters outside the breeding season,
these activities are not anticipated to
result in incidental take when avoided
within at least 1 or 2 hours of dawn and
dusk. Thus, flexibility exists to conduct
such activities with red-cockaded
woodpecker clusters outside the
breeding season without the need for a
take exception.
4(d) Rule Artificial Cavity Provisions
Comment 65: One public commenter
expressed support of the Service’s
efforts to automate/streamline the
permitting process associated with
installing artificial cavity inserts, but
questioned if it would require much
more effort to amend permits if the
Service employee is already going to
have to review and file documentation
letters for new trainees.
Our Response: We agree that this
specific exception may not be
substantial for all practitioners, but
many partners have expressed that the
permitting approval process is
significantly delayed. To help clarify,
we will be requiring only an
acknowledgement letter from the
certified trainer that the trainee has met
the certification requirement. The letter
should go to the Service’s National Redcockaded Woodpecker Coordinator and
not through the permit process.
Comment 66: A few public
commenters stated that there should be
no exception for take associated with
installation of artificial cavities and
cavity restrictors, with several
commenters expressing concern over
risks associated with cavity restrictors if
they are not installed and monitored
properly.
Our Response: We acknowledge that
we have had reports where redcockaded woodpeckers have been
adversely impacted due to issues related
to artificial cavities. However, we
advocate that proper installation
protocols and training, onsite
supervision, and attentive cavity
maintenance scheduling will reduce
potential adverse impacts. For example,
take that occurs from the installation of
artificial cavities and cavity restrictors is
unfortunate; however, because proper
training and maintenance protocols
remain as they always have been, we
expect take from artificial cavity
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installation and restrictor plates to
remain limited across the range.
Comment 67: Multiple commenters
provided feedback pertaining to the
minimum diameter of trees for artificial
cavity installation, as well as
recommendations for cavity
maintenance (e.g., screening damaged
unusable artificial cavity inserts,
checking cavity trees annually) and safe
installation practices (i.e., inspection by
a federally permitted biologist).
Our Response: The current standards
for cavity tree selection and artificial
cavity installation continue to satisfy
the best available science standard and
will remain as the standards used to
guide artificial cavity tree selection and
installation. We currently support the
artificial cavity standards defined by
Allen (1991, p. 19), Copeyon (1990, pp.
303–311), and USFWS (2022, pp. 85–
87). For the cavity insert technique, the
guidance requires selected trees to have
a minimum of 15-inch diameter at
cavity height, while the drilled cavity
technique, generally, requires
knowledge of the tree’s sapwood (3.5
inches or less) to heartwood (7 inches or
more) ratios at cavity height.
We agree that attending to unsuitable
cavities or cavities in disrepair should
be part of a regular maintenance routine.
Many of the procedures used to protect
red-cockaded woodpeckers from
unsuitable cavity conditions includes
screening to minimize adverse effects.
The SSA report describes protocols and
procedures that are designed and
intended to avoid and limit potential
adverse effects to red-cockaded
woodpeckers for both suitable and
unsuitable cavities that have fallen into
disrepair (USFWS 2022, pp. 22, 41, 42,
and 53).
Comment 68: One public commenter
suggested that the training requirements
for the number of installed artificial
cavity inserts and drilled cavities be the
same as the existing permit
requirements and provided some
potential detailed language to include in
the rule in § 17.41(h)(4)(iv)(A).
Our Response: The training
requirements are not the same as the
permit requirements so that the trainer
is able to ensure the proficiency and
skill level appropriate for the situation,
as determined by the trainer. Training
requirements for the number of installed
artificial cavity inserts and drilled
cavities can be obtained from the
Service’s National Red-cockaded
Woodpecker Coordinator.
4(d) Rule Military Exception
Comment 69: Many public
commenters expressed concern that the
INRMP process is insufficient and
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indicated mistrust that military
installations would maintain the highest
level of ecosystem habitat management
without requirements in place.
Our Response: The Sikes Act states
that INRMPs shall reflect mutual
agreement of the military service, the
Service, and the States on the
conservation, protection, and
management of fish and wildlife
resources. Mutual agreement is reflected
by signature of the plan or letter of
concurrence. As such, we believe that
the INRMP process is sufficient and
trust in the commitment of the military
installations to implement them.
Comment 70: One commenter
questioned why the DoD installation
exception was needed given existing
Army Red-cockaded Woodpecker
Guidelines already provide reduced
restrictions as installations approach,
meet, and/or exceed their population
goals.
Our Response: The conditions
described in the 1996 ‘‘Management
Guidelines for the Red-Cockaded
Woodpecker on Army Installations’’
would still apply as site conditions
dictate their applicability; however,
newly constructed INRMPs would better
align with the conditions proposed in
the 4(d) rule. In part, this is because the
Army’s Red-cockaded Woodpecker
Guidelines were developed and
implemented with the red-cockaded
woodpecker listed as endangered,
which in turn requires installations to
develop an ESMC. It is clear then that
not all the requisites of an ESMC will be
applicable under the 4(d) rule.
Additionally, site-specific military
operations are not part of the Armywide guidelines but are proposed as an
integral component to best utilize the
4(d) rule’s structure. Finally, with the
implementation of the 4(d) rule, it is
likely the Army may consider revising
their guidelines to better align with the
4(d) rule.
Comment 71: Regarding the DoD
installation exception, one commenter
expressed concern that the Service
approval of INRMPs would be a
continuation of historical practices but
with more exception requirements.
Additionally, without the Service’s
approval of an INRMP, there is no valid
exception for any take incidental to
military training or management to
maintain or restore red-cockaded
woodpecker habitat and that the
Service’s denial of an INRMP approval
could, by this exception, appear to be an
additional form of notification for joint
resolution among agencies, or to lead to
formal consultation.
Our Response: The Sikes Act states
that INRMPs shall reflect mutual
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agreement of the military service, the
Service, and the States on the
conservation, protection, and
management of fish and wildlife
resources. If the process of approving
INRMPs, by way of the requirements of
the Sikes Act, were at a point of impasse
between the Service and the DoD, then
we agree that a notification for joint
resolution among agencies or a request
to enter formal consultation are
potential solutions to achieve
resolution.
Comment 72: Commenters
recommended numerous additional
conditions and amendments be applied
to the exceptions for DoD installations.
A summary of some of the
recommendations include: (1) Creating
standards for the INRMP process, (2)
using a population-driven approach for
the exceptions (for example, excluding
the DoD exception for installations with
populations in decline that have not met
population goals), (3) requiring
compliance with management
guidelines for exceptions to apply, and
(4) requiring that each INRMP under
this rule has an ESMC.
Our Response: ‘‘Standards’’ would be
valuable and are likely to enhance both
INRMPs and new project proposals
when articulating the expectations for
evaluating and implementing redcockaded woodpecker management
applications under the 4(d) rule. Of
course, we would likewise prefer that
take, under either scenario, is limited.
However, because many red-cockaded
woodpecker populations have sitespecific conditions, we anticipate local
plan and project determinations to be
most effective when guarding against
population reductions. We anticipate
red-cockaded woodpecker managers to
align with, and continue to work
toward, the regionwide description of
the desired future condition that
characterizes the optimal red-cockaded
woodpecker habitat conditions.
Comment 73: One commenter
requested clarification around long-term
habitat projects in the vicinity of
military bases currently being used by
some military installations to offset
destruction of red-cockaded
woodpecker habitat. They indicated that
these programs attempt to rely on an
installation’s promises that it will
restore off-base habitat that it has
acquired, which may not be suitable for
either nesting or foraging, to offset takes
from the destruction of currently
suitable nesting and/or foraging habitat
within the installation. This commenter
asked that the Service not allow this by,
at a minimum, ensuring that the longterm habitat projects do not fall under
the ‘‘habitat management and military
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training activities’’ outlined in the
proposed rule.
Our Response: Section 4(d) of the Act
requires that the Secretary issue
regulations that are necessary and
advisable to provide for the
conservation of threatened species.
Similarly, the intent of the INRMP is to
follow the ESA and provide regulatory
flexibility for the conservation of
protected species. As a reminder, there
are no changes in section 7
responsibilities for Federal agencies due
to a 4(d) rule. With regard to the
commenter’s concerns, there are
rigorous requirements through formal
consultation with the Service that
would have to be met before an Army
‘‘compatible use buffer’’ property could
be used as an offset (e.g., land is
permanently encumbered for
protections, an endowment is set up to
provide funding for management, the
land has been validated by way of a
spatially explicit population model that
red-cockaded woodpecker will occupy
the habitat in the future, there is a
unique management plan). The details
of consultation language, along with the
parameters identified, would be
reflected in the INRMP.
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4(d) Rule Provisions for Prescribed
Burning and Herbicides
Comment 74: A public commenter
reported concerns that most private
landowners are unlikely to contact a
State agency prior to burning and that
State agencies may not be aware of the
protected status of the species.
Our Response: There are already
requirements in place for private
landowners to contact State wildlife
agencies when conducting prescribed
fires within red-cockaded woodpecker
populations. Given the many decades of
cooperation between the Service and the
State wildlife agencies, and the past and
present conservation programs enacted
for the conservation of the red-cockaded
woodpecker by these State wildlife
agencies, we contend that all State
wildlife agencies in the range of the redcockaded woodpecker are aware of the
species’ status under the Act.
Comment 75: One commenter stated
that there is a risk of take occurring
during prescribed burns on private
lands for clusters lacking intensive
monitoring, and that raking around
cavity trees can only minimize the risk.
Another commenter stated that habitat
management intended to benefit the
species should not result in take and
requested a distinction in the exceptions
for both Federal and private lands for
take of actual woodpeckers compared to
forms of harm or harassment.
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Our Response: Take can result
knowingly or otherwise, by direct and
indirect impacts, and intentionally or
incidentally. Additionally, there is a
difference between short-term take of an
individual and the long-term benefit to
the conservation of the species from
habitat management actions taken to
benefit the species. This section 4(d)
rule would prohibit take on both public
and private lands with exceptions as
described in § 17.41(h)(4)(ii)–(iii).
Incidental take that results from
activities such as prescribed burns
could be allowed under certain
authorizations, including being
excepted under this section 4(d) rule,
authorized by a permit under the Act
(e.g., section 10(a)(1)(A) permit issued
for a CBA, section 10(a)(1)(B) permit
issued for an HCP), or exempted
through section 7 consultation (e.g.,
consultations that cover landowners
enrolled in NRCS or Partners for Fish
and Wildlife conservation programs).
Given the array of management
activities and how each could result in
one or more forms of incidental take,
distinguishing between take of
individuals directly through killing or
indirectly through harm or harassment
affecting other aspects of the species’
ecology or behavior is not practical as
both may result in lethal take. Federal
agencies would still consult under
section 7 of the Act if their actions may
affect red-cockaded woodpecker, and if
take is anticipated, the form of take
would be identified in the subsequent
biological opinion. This includes
intraservice section 7 consultation for
the issuance of section 10(a)(1)(A)
permits for existing SHAs or future
CBAs on private land, which identify
the anticipated forms of take.
Additionally, we agree that managers
have a responsibility to avoid killing
red-cockaded woodpeckers, as we
included language that Federal land
management agencies must incorporate
appropriate conservation measures to
minimize or avoid adverse effects of
excepted habitat management activities
on the red-cockaded woodpecker
foraging habitat, on clusters, and on the
species’ roosting and nesting behavior to
the maximum extent practicable.
4(d) Rule Exception for Service- or
State-Approved Management Plans
Comment 76: One commenter noted
that not all State agencies involved in
red-cockaded woodpecker conservation
have section 6 cooperative agreements
with the Service and thus are not able
to utilize exceptions. Additionally, they
stated that many conservation plans
required for section 6 cooperative
agreements with the Service are out of
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date or lack the level of detail necessary
for red-cockaded woodpecker
management.
Our Response: We acknowledge that
not all State agencies conducting redcockaded woodpecker management
activities have section 6 agreements
with the Service. Section 6 cooperative
agreements are limited to a State agency
that establishes and maintains an
adequate and active program for the
conservation of endangered species and
threatened species fitting the
requirements of section 6(c)(1). Given
the requirements, section 6 is often
limited to State wildlife agencies with
State regulatory authority, thus other
State agencies that may manage for redcockaded woodpeckers on their lands
are ineligible.
We also acknowledge that State
conservation plans throughout the redcockaded woodpecker range vary and
recognize that State agencies possess
valuable expertise and foster crucial
relationships with State conservation
agency partners contributing to
woodpecker conservation. The
exceptions for conservation actions (50
CFR 17.31(b)) apply only to any
qualified employee or agent of a State
conservation agency that is a party to a
cooperative agreement with the Service
in accordance with section 6(c) of the
Act.
Comment 77: In general, commenters
recommended additional detail and
conditions be added to the Federal land
management agency exception
(§ 17.41(h)(4)(ii)). A summary of the
recommendations include: (1) Clarify in
the Background how the three
requirements will be assessed, (2) use a
population-driven approach for the
exceptions, (3) conduct thorough
Service review of proposed take due to
management/restorations actions, and
(4) add clarification on types of analyses
and information in Federal habitat
management plans with regard to
‘‘habitat management actions.’’
Our Response: Population dynamics
of the red-cockaded woodpecker are
complex, involving number of adults
and helpers and amount, type, and
spatial arrangement of suitable roosting,
nesting, and foraging habitat. Therefore,
we believe it is appropriate for
Ecological Services Field Office staff
and species leads to cooperate with
Federal partners during preparation,
review, and/or revision of Federal plans,
annual reviews, and/or reporting
requirements, if applicable, and section
7 consultations. Because of this
complexity, we chose not to specify
how the three requirements associated
with the exception for Federal land
management agency properties will be
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assessed or a limit to any decline or
reduction in the property population
size that may result because of
implementing beneficial conservation
management.
Federal land management agencies
often cooperate with the Service and the
States to prepare their habitat
management plans (e.g., LRMPs and
National Wildlife Refuge comprehensive
conservation plans (CCPs)) and
incorporate management methods to
sustain and increase red-cockaded
woodpecker populations as detailed in
the 2003 recovery plan. Also, they have
established procedures to give Federal,
State, and local governments and the
public adequate notice and an
opportunity to participate in the
planning process. Lastly, under this or
any section 4(d) rule Federal land
management agencies would still need
to fulfill their section 7 obligations
under the Act. As a result, Service
approval of Federal agency habitat
management plans is not needed for this
exception to apply for the red-cockaded
woodpecker.
While this 4(d) rule does not provide
additional guidance reflecting our intent
for plans or detailed guidance
describing the kinds of information
expected in the exception, it is
important to note that this 4(d) rule
would not alter or invalidate the 2003
recovery plan. Recovery plans are not
regulatory documents, but rather
provide a strategy to guide conservation
and recovery of listed species.
Comment 78: One commenter
suggests that the Service should (1)
provide examples of suitable
management plan details in the
Background section, (2) provide
consistent guidance to Federal agencies
on the kinds of measures needed to
effectively minimize and avoid adverse
effects, and (3) require an analysis of the
effects of certain types of management,
which the Service should also be
willing to provide as guidance or by
other forms.
Our Response: Population dynamics
of the red-cockaded woodpecker are
complex, including but not limited to
number of adults and helpers and
amount, type, and spatial arrangement
of suitable roosting, nesting, and
foraging habitat. Therefore, we believe it
is appropriate for Ecological Services
Field Office staff and species leads to
cooperate with Federal partners during
preparation, review, and/or revision of
Federal plans, annual reviews, and/or
reporting requirements, if applicable,
and section 7 consultations. Much of the
guidance and examples being requested
are already provided in various forms
(e.g., 2003 recovery plan, Management
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Guidelines for the Red-cockaded
Woodpecker on Army Installations,
Service memos, site-specific redcockaded woodpecker consultation
documents, among other sources).
Comment 79: One commenter
suggests that the term ‘‘maximum extent
practicable’’ be deleted as it could be
misinterpreted.
Our Response: If a Federal agency’s
ability to manage for the species is
limited for any reason, this information
will be described with justification in
their consultation with us. Federal
agencies are responsible for
implementing the recovery goals and
subsequent recovery criteria and should
share the goal of moving the redcockaded woodpecker to the point
where the size, number, and
distribution of populations will be
sufficient to be delisted in the future. As
a result, the terminology ‘‘maximum
extent practicable’’ has remained in the
final rule.
Comment 80: One public commenter
requested that ‘‘State conservation
agency’’ be defined in the rule and
requested a table listing the agencies
within each State that are authorized to
permit red-cockaded woodpecker
impacts.
Our Response: We will still be
responsible for issuing and managing all
section 10 permits and Federal agencies
will continue to consult with us on
activities that may affect the redcockaded woodpecker. State agencies
are responsible for the State-approved
plans but are unable to permit or
approve take under the ESA. As a result,
it would not be necessary to include a
table listing the specific State agencies
responsible for authorizing permits.
Comment 81: Several commenters
expressed some confusion regarding
SHAs. One commenter requested
clarification regarding the numbers
cited in the rule for active clusters (295)
and above baseline clusters (241) on
Safe Harbor properties. They wanted to
know if the 295 referred to baseline
clusters. Another commenter asked that
there be exception for SHAs, now
known as CBAs, only if the ‘‘above
baseline’’ clusters have exceeded State
recovery goals.
Our Response: The description of redcockaded woodpecker clusters and
SHAs in the proposed 4(d) rule did not
specify the number of baseline redcockaded woodpecker clusters enrolled
in these agreements. The number
provided for active clusters includes
both above baseline and baseline active
clusters. The number provided for above
baseline clusters on Safe Harbor
properties includes both active and
inactive above baseline clusters.
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Currently there are 273 red-cockaded
woodpecker active clusters (both above
baseline and baseline) in SHAs across
the species’ range; 295 was written in
error. We have excluded this level of
detail in the rule to simplify the
language and focus on our intended
description that this section 4(d) rule
does not alter this valuable program or
the permits associated with it.
The regulations being promulgated by
this 4(d) rule do not change or authorize
the reduction of baseline clusters
associated with existing SHAs or future
CBAs. Take exceptions for privately
owned properties would not provide
any additional flexibility. The permits
associated with existing SHAs and
future CBAs authorize take associated
with prescribed burns, herbicide use,
and other activities, as long as
landowners follow the stipulations in
their SHA or CBA and do not decrease
the number of red-cockaded
woodpecker clusters below their
baseline. Restricting excepted take to
only above baseline clusters would not
provide additional protection to redcockaded woodpecker populations on
private lands and may disincentivize
beneficial habitat management.
Additionally, limiting these exceptions
to only properties exceeding their
recovery goal could be detrimental to
red-cockaded woodpecker populations
below their recovery goal that require
habitat management activities necessary
to ensure sustainable nesting and
foraging habitat. Excepted take resulting
from the habitat management activities
described in this 4(d) rule is intended to
increase and maintain sustainable
current and future habitat. We recognize
that short-term adverse effects to redcockaded woodpecker may be necessary
to provide improved habitat quality and
quantity in the long term with the
expectation of increasing numbers of
red-cockaded woodpecker.
Comment 82: One commenter
questioned why properties enrolled in
SHAs have ‘‘baseline’’ and ‘‘above
baseline’’ and military installations have
‘‘protected’’ and ‘‘unprotected’’ clusters,
but that similar mechanisms are not in
place for the USFS, State agencies, and
private landowners not enrolled in
SHAs, now known as CBAs.
Our Response: All public land
managers and applicable State land
management agencies are able to enroll
and participate in the Conservation
Benefit Agreement program. While the
mechanism for ‘‘protected’’ and
‘‘unprotected’’ clusters was originally
developed for military installations, if
the USFS, State agencies, and private
landowners would like the same
coverage, they can seek consultation
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with the Service. It is important to note
that, in this context, ‘‘unprotected’’ and
‘‘protected’’ clusters only pertains to
areas where military training can or
cannot occur. Only training that would
not be expected to impact red-cockaded
woodpeckers could occur within
‘‘unprotected’’ clusters, whereas
military training cannot occur within
‘‘protected’’ clusters.
Comment 83: One public commenter
suggested that the Service except take
associated with activities done in
accordance with the private lands
guidelines set forth in the 2003 recovery
plan. The commenter stated that the
plan clearly lists habitat management
practices that benefit the species and
that forest landowners are already
implementing across the landscape.
Our Response: The Service is not
excepting take associated with activities
done in accordance with the private
lands guidelines. We support beneficial
forest management practices conducted
in accordance with the private lands
guidelines in the 2003 recovery plan
guidelines. Incidental take resulting
from such activities is not anticipated
when they are conducted outside redcockaded woodpecker clusters or inside
red-cockaded woodpecker clusters
outside the breeding season but not
within at least 1 or 2 hours of dawn and
dusk as such activities are not expected
to significantly impair essential
behavioral patterns, including breeding,
feeding, or sheltering. Within clusters
during the breeding season, these
activities may repeatedly disturb
roosting and nesting red-cockaded
woodpeckers thereby significantly
impairing essential behavioral patterns,
including breeding, feeding, or
sheltering, potentially resulting in
cavity abandonment or nest failure, thus
resulting in incidental take. Thus,
flexibility exists to conduct such
activities within red-cockaded
woodpecker foraging habitat and nesting
habitat outside the breeding season
without the need for a take exception.
Comment 84: One public commenter
asked if the Service is required to
request a formal intraservice section 7
consultation on the effect of any final
4(d) rule. They noted that they did not
see any information about this
requirement in the proposed rule and
expressed that this would be an
opportunity to provide additional
guidance to agencies and landowners on
how best to manage for the species.
Our Response: The Service is required
to conduct an intraservice section 7
consultation on any final 4(d) rule. We
described this consultation requirement
in the revised proposed rule (87 FR
6118, February 3, 2022). In the rule we
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clarify that section 7(a)(2) of the Act
requires Federal agencies, including the
Service, to ensure that any action they
fund, authorize, or carry out is not likely
to jeopardize the continued existence of
any endangered species or threatened
species or result in the destruction or
adverse modification of designated
critical habitat of such species.
4(d) Rule General Issues
Comment 85: We received multiple
comments on the 4(d) rule as originally
proposed in our October 8, 2020,
proposed rule (85 FR 63474). These
comments expressed confusion and
concern about the framing of the
prohibitions and exceptions. Some
commenters believed the 4(d) rule, as
originally proposed, was overly
restrictive (even more restrictive than
the regulations that apply while the
species is listed as endangered), while
other commenters believed the
proposed 4(d) rule provided inadequate
protection.
Our Response: We reconsidered the
proposed 4(d) rule and published a
revised proposed 4(d) rule on February
3, 2022 (87 FR 6118). The revisions
addressed the vast majority of concerns
raised in the public comments on the
October 8, 2020, proposed rule (85 FR
63474).
Final Reclassification Determination
Background
A thorough review of the taxonomy,
range and distribution, life history, and
ecology of red-cockaded woodpecker is
presented in the SSA report (USFWS
2022, pp. 16–34; available at https://
www.regulations.gov at Docket No.
FWS–R4–ES–2019–0018) and is briefly
summarized here.
Red-cockaded woodpeckers were first
described as Picus borealis (Vieillot
1807, p. 66). However, in the recent
59th supplement to the checklist of
North American birds by the American
Ornithological Society (AOS), the AOS
Committee on Classification and
Nomenclature changed the classification
of Picoides borealis to Dryobates
borealis (Chesser et al. 2018, pp. 798–
800). We accept the change of the redcockaded woodpecker’s classification
from Picoides borealis to Dryobates
borealis, and in this final rule, we
amend the scientific name to match the
currently accepted AOS nomenclature.
The red-cockaded woodpecker is a
territorial, non-migratory bird species
that makes its home in mature pine
forests in the southeastern United
States. The red-cockaded woodpecker is
a relatively small woodpecker. Both
male and female adult red-cockaded
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woodpeckers are black and white with
a ladder back and large white cheek
patches. Males have a tiny red streak, or
red ‘‘cockade’’, on their upper cheek.
Red-cockaded woodpeckers live in
groups that share, and jointly defend,
territories throughout the year. In
cooperative breeding systems, some
mature adults forgo reproduction and
instead assist in raising the offspring of
the group’s breeding male and female
(Emlen 1991, entire). A potential
breeding group (PBG) may consist of
zero to as many as five helpers, but most
PBGs consist of only a breeding pair
plus one to two helpers.
Young birds either disperse in their
first year or remain on the natal territory
and become helpers. First-year dispersal
is the dominant strategy for females, but
both strategies are common among
males (Walters et al. 1988, pp. 287–301;
Walters and Garcia 2016, pp. 69–72).
Male helpers may become breeders by
inheriting breeding status on their natal
territory or by dispersing to fill a
breeding vacancy at another territory
(Walters et al. 1992, p. 625). Female
helpers almost never inherit the
breeding position on their natal
territory, instead relying on dispersal to
neighboring territories to become
breeders.
Red-cockaded woodpeckers are
unique among North American
woodpeckers in that they nest and roost
in cavities they excavate in living pines
(Steirly 1957, p. 282; Jackson 1977,
entire). Cavities are an essential
resource for red-cockaded woodpeckers
throughout the year, because the birds
use them for roosting year-round, as
well as nesting seasonally. The
aggregation of active and inactive cavity
trees within the area defended by a
single group is termed the cavity tree
cluster (Conner et al. 2001, p. 106).
Red-cockaded woodpeckers were
once common throughout open, firemaintained pine ecosystems,
particularly longleaf pine that covered
approximately 92 million acres before
European settlement (Frost 1993, p. 20).
Original pine forests were old and open,
and contained a structure dominated by
two layers, a canopy and diverse
herbaceous ground cover, maintained by
frequent low-intensity fire (Brockway et
al. 2006, pp. 96–98).
Currently, nesting and roosting
habitat of red-cockaded woodpeckers
varies across the species’ range. The
largest populations tend to occur in the
longleaf pine woodlands and savannas
of the East Gulf Coastal Plain, South
Atlantic Coastal Plain, Mid-Atlantic
Coastal Plain, and Carolina Sandhills
(Carter 1971, p. 98; Hooper et al. 1982,
entire; James 1995, entire; Engstrom et
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al. 1996, p. 334). The shortleaf/loblolly
forests of the Piedmont, Cumberlands,
and Ouachita Mountain regions (Mengel
1965, pp. 306–308; Sutton 1967, pp.
319–321; Hopkins and Lynn 1971, p.
146; Steirly 1973, p. 80) are another
important habitat type. Red-cockaded
woodpeckers also occupy a variety of
additional pine habitat types at the
edges of their range, including slash
(Pinus elliottii), pond (P. serotina), pitch
(P. rigida), and Virginia pines (P.
virginiana) (Steirly 1957, entire; Lowery
1974, p. 415; Mengel 1965, pp. 206–308;
Sutton 1967, pp. 319–321; Jackson 1971,
pp. 12–20; Murphy 1982, entire).
Once a common bird distributed
contiguously across the southeastern
United States, the red-cockaded
woodpecker was estimated range-wide
around the time of listing in 1970 to be
fewer than 10,000 individuals
(approximately 1,500 to 3,500 active
clusters; an aggregate of cavity trees
used by a group of woodpeckers for
nesting and roosting) in widely
scattered, isolated, and declining
populations (Jackson 1971, pp. 12–20;
Jackson 1978, entire; USFWS 1985, p.
22; Ligon et al. 1986, pp. 849–850).
Today, the Service’s conservative
estimate is that there are 7,800 active
clusters range-wide (USFWS 2022, pp.
16, 108–110), almost double the number
of clusters that existed in 1995.
Recovery Criteria
Section 4(f) of the Act directs us to
develop and implement recovery plans
for the conservation and survival of
endangered and threatened species
unless we determine that such a plan
will not promote the conservation of the
species. Under section 4(f)(1)(B)(ii),
recovery plans must, to the maximum
extent practicable, include objective,
measurable criteria which, when met,
would result in a determination, in
accordance with the provisions of
section 4 of the Act, that the species be
removed from the Lists of Endangered
and Threatened Wildlife and Plants.
Recovery plans provide a roadmap for
us and our partners on methods of
enhancing conservation and minimizing
threats to listed species, as well as
measurable criteria against which to
evaluate progress towards recovery and
assess the species’ likely future
condition. However, they are not
regulatory documents and do not
substitute for the determinations and
promulgation of regulations required
under section 4(a)(1) of the Act. A
decision to revise the status of a species,
or to delist a species, is ultimately based
on an analysis of the best scientific and
commercial data available to determine
whether a species is no longer an
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endangered species or a threatened
species, regardless of whether that
information differs from the recovery
plan.
There are many paths to
accomplishing recovery of a species,
and recovery may be achieved without
all of the criteria in a recovery plan
being fully met. For example, one or
more criteria may be exceeded while
other criteria may not yet be
accomplished. In that instance, we may
determine that the threats are
minimized sufficiently, and that the
species is robust enough that it no
longer meets the definition of an
endangered species or a threatened
species. In other cases, we may discover
new recovery opportunities after having
finalized the recovery plan. Parties
seeking to conserve the species may use
these opportunities instead of methods
identified in the recovery plan.
Likewise, we may learn new
information about the species after we
finalize the recovery plan. The new
information may change the extent to
which existing criteria are appropriate
for identifying recovery of the species.
The recovery of a species is a dynamic
process requiring adaptive management
that may, or may not, follow all of the
guidance provided in a recovery plan.
The original recovery plan was issued
by the Service on August 24, 1979. A
first revision was issued on April 11,
1995, and the second, and current,
revision on January 27, 2003. The 2003
recovery plan provided management
guidelines fundamental to the
conservation and recovery of redcockaded woodpeckers. The Service
continues to strongly encourage the
application of these guidelines to the
management of woodpecker populations
on public and private lands.
Implementation of the 2003 recovery
plan has been carried out through the
incorporation of management guidelines
for installing artificial cavities,
management of cavity trees and clusters,
translocation, silviculture, and
prescribed fire into various Federal and
State land management plans. In
addition to the management guidelines,
the 2003 recovery plan provides
guidelines to private landowners for
managing foraging habitat on private
lands occupied by red-cockaded
woodpeckers. After the issuance of the
2003 recovery plan, two additional sets
of foraging guidelines were developed
(USFWS 2005, entire). As described in
the 2005 guidance, the recovery
standard for good quality foraging
habitat is intended for recovery
management to sustain and increase
populations.
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The 2003 recovery plan contains both
downlisting and delisting criteria
(USFWS 2003, pp. 141–145). The
current status of red-cockaded
woodpecker partially meets the 2003
downlisting criteria. The number of redcockaded woodpecker active clusters
has increased from 5,627 to more than
7,800 since 2003 (USFWS 2022, entire).
The population size objectives to meet
applicable downlisting criteria have
been met for 15 of 20 designated
populations. All of these designated
populations show stable or increasing
long-term population growth rates (l ≥
1). However, not all of the designated
recovery populations are
demographically a single functional
population as intended by the 2003
recovery plan. Nine of the 20 designated
recovery populations that count toward
fulfilling downlisting population size
criteria consist of multiple smaller
demographic populations. Based on the
largest single demographic population
for a designated recovery population, 14
of 20 designated recovery populations
have achieved downlisting population
size criteria. As to delisting criteria,
because the delisting criteria all require
all-natural cavities, none of the delisting
criteria have been fully met. With
continued forest management to retain
and produce sufficient old pines for
natural cavity excavation, future
populations would no longer be
dependent on artificial cavities.
Regardless, there has been encouraging
progress towards meeting the delisting
criteria, as 12 of 29 demographically
delineated populations corresponding to
designated recovery populations
currently have achieved population
sizes that meet the delisting criteria. We
described that status of the downlisting
and delisting criteria in detail in the
proposed rule (85 FR 63474, October 8,
2020).
For the red-cockaded woodpecker,
although all of the population objectives
from the 2003 recovery plan have yet to
be reached, the primary recovery task of
increasing existing populations on
Federal and State lands has been
successful, and the population growth
rates indicate sufficient resiliency to
stochastic disturbances with effective
management. In addition, redundancy
of moderate to very high resiliency
populations suggests that risks from
future catastrophic events to overall
viability are low.
Regulatory and Analytical Framework
Regulatory Framework
Section 4 of the Act (16 U.S.C. 1533)
and the implementing regulations in
title 50 of the Code of Federal
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Regulations set forth the procedures for
determining whether a species is an
endangered species or a threatened
species, issuing protective regulations
for threatened species, and designating
critical habitat for endangered and
threatened species. On April 5, 2024,
jointly with the National Marine
Fisheries Service, the Service issued a
final rule that revised the regulations in
50 CFR part 424 regarding how we add,
remove, and reclassify endangered and
threatened species and what criteria we
apply when designating listed species’
critical habitat (89 FR 24300). On the
same day, the Service published a final
rule revising our protections for
endangered species and threatened
species at 50 CFR 17 (89 FR 23919).
These final rules are now in effect and
are incorporated into the current
regulations. Our analysis for this final
decision applied our current
regulations. Given that we proposed
reclassifying this species under our
prior regulations (revised in 2019), we
have also undertaken an analysis of
whether our decision would be different
if we had continued to apply the 2019
regulations and we concluded that the
decision would be the same. The
analyses under both the regulations
currently in effect and the 2019
regulations are available on https://
www.regulations.gov.
The Act defines an ‘‘endangered
species’’ as a species that is in danger
of extinction throughout all or a
significant portion of its range, and a
‘‘threatened species’’ as a species that is
likely to become an endangered species
within the foreseeable future throughout
all or a significant portion of its range.
The Act requires that we determine
whether any species is an endangered
species or a threatened species because
of any of the following factors:
(A) The present or threatened
destruction, modification, or
curtailment of its habitat or range;
(B) Overutilization for commercial,
recreational, scientific, or educational
purposes;
(C) Disease or predation;
(D) The inadequacy of existing
regulatory mechanisms; or
(E) Other natural or manmade factors
affecting its continued existence.
These factors represent broad
categories of natural or human-caused
actions or conditions that could have an
effect on a species’ continued existence.
In evaluating these actions and
conditions, we look for those that may
have a negative effect on individuals of
the species, as well as other actions or
conditions that may ameliorate any
negative effects or may have positive
effects. We consider these same five
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factors in downlisting a species from
endangered to threatened.
We use the term ‘‘threat’’ to refer in
general to actions or conditions that are
known to or are reasonably likely to
negatively affect individuals of a
species. The term ‘‘threat’’ includes
actions or conditions that have a direct
impact on individuals (direct impacts),
as well as those that affect individuals
through alteration of their habitat or
required resources (stressors). The term
‘‘threat’’ may encompass—either
together or separately—the source of the
action or condition or the action or
condition itself.
However, the mere identification of
any threat(s) does not necessarily mean
that the species meets the statutory
definition of an ‘‘endangered species’’ or
a ‘‘threatened species.’’ In determining
whether a species meets either
definition, we must evaluate all
identified threats by considering the
species’ expected response and the
effects of the threats—in light of those
actions and conditions that will
ameliorate the threats—on an
individual, population, and species
level. We evaluate each threat and its
expected effects on the species, then
analyze the cumulative effect of all of
the threats on the species as a whole.
We also consider the cumulative effect
of the threats in light of those actions
and conditions that will have positive
effects on the species—such as any
existing regulatory mechanisms or
conservation efforts. The Secretary
determines whether the species meets
the definition of an ‘‘endangered
species’’ or a ‘‘threatened species’’ only
after conducting this cumulative
analysis and describing the expected
effect on the species.
The Act does not define the term
‘‘foreseeable future,’’ which appears in
the statutory definition of ‘‘threatened
species.’’ Our implementing regulations
at 50 CFR 424.11(d) set forth a
framework for evaluating the foreseeable
future on a case-by-case basis which is
further described in the 2009
Memorandum Opinion on the
foreseeable future from the Department
of the Interior, Office of the Solicitor
(M–37021, January 16, 2009; ‘‘MOpinion,’’ available online at https://
www.doi.gov/sites/
doi.opengov.ibmcloud.com/files/
uploads/M-37021.pdf). The foreseeable
future extends as far into the future as
the Services can make reasonably
reliable predictions about the threats to
the species and the species’ responses to
those threats. We need not identify the
foreseeable future in terms of a specific
period of time. We will describe the
foreseeable future on a case-by-case
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basis, using the best available data and
taking into account considerations such
as the species’ life-history
characteristics, threat-projection
timeframes, and environmental
variability. In other words, the
foreseeable future is the period of time
over which we can make reasonably
reliable predictions. ‘‘Reliable’’ does not
mean ‘‘certain’’; it means sufficient to
provide a reasonable degree of
confidence in the prediction, in light of
the conservation purposes of the Act.
Analytical Framework
The SSA report documents the results
of our comprehensive biological review
of the best scientific and commercial
data regarding the status of the species,
including an assessment of the potential
threats to the species. The SSA report
does not represent our decision on
whether the species should be
reclassified as a threatened species
under the Act. However, it does provide
the scientific basis that informs our
regulatory decisions, which involve the
further application of standards within
the Act and its implementing
regulations and policies.
To assess red-cockaded woodpecker
viability, we used the three conservation
biology principles of resiliency,
redundancy, and representation (Shaffer
and Stein 2000, pp. 306–310). Briefly,
resiliency is the ability of the species to
withstand environmental and
demographic stochasticity (for example,
wet or dry, warm or cold years),
redundancy is the ability of the species
to withstand catastrophic events (for
example, droughts, large pollution
events), and representation is the ability
of the species to adapt to both near-term
and long-term changes in its physical
and biological environment (for
example, climate conditions,
pathogens). In general, species viability
will increase with increases in
resiliency, redundancy, and
representation (Smith et al. 2018, p.
306). Using these principles, we
identified the species’ ecological
requirements for survival and
reproduction at the individual,
population, and species levels, and
described the beneficial and risk factors
influencing the species’ viability.
The SSA process can be categorized
into three sequential stages. During the
first stage, we evaluated individual
species’ life-history needs. The next
stage involved an assessment of the
historical and current condition of the
species’ demographics and habitat
characteristics, including an
explanation of how the species arrived
at its current condition. The final stage
of the SSA involved making predictions
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about the species’ responses to positive
and negative environmental and
anthropogenic influences. Throughout
all of these stages, we used the best
available information to characterize
viability as the ability of a species to
sustain populations in the wild over
time, which we then used to inform our
regulatory decision.
The following is a summary of the key
results and conclusions from the SSA
report; the full SSA report (USFWS
2022, entire) can be found at Docket No.
FWS–R4–ES–2019–0018 on https://
www.regulations.gov and at https://
ecos.fws.gov/ecp/species/7614.
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Summary of Biological Status and
Threats
In this discussion, we review the
biological condition of the species and
its resources, and the threats that
influence the species’ current and future
condition, in order to assess the species’
overall viability and the risks to that
viability. In addition, the SSA report
(USFWS 2022, entire) documents our
comprehensive biological status review
for the species, including an assessment
of the potential threats to the species.
The following is a summary of this
status review and the best available
information gathered since that time
that have informed this decision. In the
discussion below, we summarize the
conclusions of that assessment, which
we provide in full under Docket No.
FWS–R4–ES–2019–0018 on https://
www.regulations.gov and at https://
fws.gov/species/red-cockadedwoodpecker-dryobates-borealis.
Summary of Species Needs
In the SSA report, we discuss
individual-, population-, and specieslevel needs of the red-cockaded
woodpecker in detail (USFWS 2022, pp.
32–104). Red-cockaded woodpeckers
require open pine woodlands and
savannas with large, old pines for
nesting and roosting. Old pines are
required as cavity trees because cavity
chambers must be completely within
the heartwood to prevent pine resin in
the sapwood from entering the chamber
(Conner et al. 2001, pp. 79–155); a tree
must be old and large enough to have
sufficient heartwood to contain a cavity.
In addition, old pines have a higher
incidence of the heartwood decay that
greatly facilitates cavity excavation.
Cavity trees must be in open stands with
little or no hardwood midstory and few
or no overstory hardwoods. Hardwood
encroachment on cavity trees resulting
from fire suppression is a well-known
cause of cluster abandonment.
Red-cockaded woodpeckers also
require adequate foraging habitat. Over
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75 percent of the red-cockaded
woodpecker’s diet consists of
arthropods. Individuals generally
capture arthropods on and under the
outer bark of live pines and in dead
branches of live pines. A large
proportion of the arthropods on pine
trees crawl up into the trees from the
ground, which implies the condition of
the ground cover is an important factor
influencing abundance of prey for redcockaded woodpecker (Hanula and
Franzreb 1998, entire). The density of
pines has a negative relationship with
arthropod abundance and biomass,
likely due at least in part to the negative
effect of pine density on ground cover,
from which some of the prey comes
(Hanula et al. 2000, entire). Arthropod
abundance and biomass also increase
with the age and size of pines (Hooper
1996, entire; Hanula et al. 2000, entire),
which is another reason older pines are
so critical to this species. Accordingly,
suitable foraging habitat generally
consists of mature pines with an open
canopy, low densities of small pines, a
sparse hardwood or pine midstory, few
or no overstory hardwoods, and
abundant native bunchgrass and forb
groundcovers. Frequent fire likely
increases foraging habitat quality by
reducing hardwoods and by increasing
the abundance and perhaps nutrient
value of prey (James et al. 1997, entire;
Hanula et al. 2000, entire; Provencher et
al. 2002, entire). Thus, frequent growing
season fire may be critical in providing
red-cockaded woodpeckers with
abundant prey.
For the red-cockaded woodpecker to
maintain viability, its populations or
some portion thereof must be resilient.
The SSA assessed resiliency at the
population level, primarily by
evaluating the current population size
as the number of active clusters and
secondarily by the associated past
growth rate. Ultimately, a resilient
population of red-cockaded woodpecker
has a large number of active clusters and
a positive growth trajectory. Redcockaded woodpecker resiliency
primarily depends upon a single factor:
amount of managed suitable habitat.
Representation provides the ability of
the species to adapt to physical (e.g.,
climate conditions, habitat conditions or
structure across large areas) and
biological (e.g., novel diseases,
pathogens, predators) changes in its
environment presently and into the
future; it is a proxy measure for the
evolutionary capacity or flexibility of
the species. Representation is the range
of variation found in a species, and this
adaptive diversity is the source of
species’ adaptive capabilities. The redcockaded woodpecker’s adaptive
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diversity can be thought of as the
amount and spatial distribution of
genetic and phenotypic diversity. By
maintaining these two sources of
adaptive diversity across a species’
range, the responsiveness and
adaptability of a species over time is
preserved (USFWS 2022, pp. 90–104).
The SSA evaluated representation based
on the extent and variability of habitat
characteristics across the geographical
range of the species and characterized
representative units for the redcockaded woodpecker using ecoregions.
This analysis generally followed the
approach to representation used in the
species’ 2003 recovery plan (USFWS
2003, pp. 148, 152–155).
For the red-cockaded woodpecker to
maintain viability, the species also
needs to exhibit some degree of
redundancy. Measured by the number of
populations, their resiliency, and their
distribution, redundancy increases the
probability that the species has a margin
of safety to withstand, or can bounce
back from, catastrophic events. The SSA
reported redundancy for red-cockaded
woodpeckers as the total number and
resilience of population segments and
their distribution within and among
representative units.
In summary, a species needs a
suitable combination of all three
characteristics (resilience,
representation, and redundancy) for
long-term viability.
Summary of Stressors
We note that, by using the SSA
framework to guide our analysis of the
scientific information documented in
the SSA report, we have analyzed the
cumulative effects of identified threats
and conservation actions on the species.
To assess the current and future
condition of the species, we evaluate the
effects of all the relevant factors that
may be influencing the species,
including threats and conservation
efforts. Because the SSA framework
considers not just the presence of the
factors, but to what degree they
collectively influence risk to the entire
species, our assessment integrates the
cumulative effects of the factors and
replaces a standalone cumulative-effects
analysis.
The primary risk factor (i.e., stressor)
affecting the status of the red-cockaded
woodpecker remains the lack of suitable
habitat (Factor A). Wildfire, pine
beetles, ice storms, tornadoes,
hurricanes, and other naturally
occurring disturbances that destroy
pines used for cavities and foraging are
stressors for the red-cockaded
woodpecker (Factor E), especially given
the high number of very small
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woodpecker populations (Factor E)
(USFWS 2022, pp. 40–41, 83–85, 105,
121–129). The number and severity of
major hurricanes (Bender et al. 2010,
entire; Knutson et al. 2010, entire;
Walsh et al. 2014, pp. 41–42) is
expected to increase in response to
global climate change, and this increase
could also disproportionately affect the
smaller, less resilient woodpecker
populations (Factor E). With rare
exception, the vast majority of redcockaded woodpecker populations
remain dependent on artificial cavities
due to the absence of sufficient old
pines for natural cavity excavation and
habitat treatments to establish and
maintain the open, pine-savanna
conditions favored by the species
(Factor E). These populations will
decline without active and continuous
management to provide artificial
cavities and to sustain and restore forest
conditions to provide suitable habitat
for natural cavities and foraging similar
to the historical conditions (Conner et
al. 2001, pp. 220–239, 270–299;
Rudolph et al. 2004, entire).
Although published after the
completion of the SSA report, a recent
publication indicated potential effects of
warming temperatures, resulting from
climate change, on breeding phenology
of red-cockaded woodpeckers. A
description of this preliminary research
has been incorporated below.
Habitat Loss and Degradation
The primary remaining threats to the
red-cockaded woodpecker’s viability
have the same fundamental cause: lack
of suitable habitat. Historically, the
significant impacts to red-cockaded
woodpecker habitat occurred as a result
of clearcutting, incompatible forest
management, and conversion to urban
and agricultural land uses. Both the
longleaf pine and other open pine
ecosystems were eliminated from much
of their original range because of early
(1700s) European settlement,
widespread commercial timber
harvesting, and the naval stores
(turpentine) industry (1800s). Early to
mid-1900 commercial tree farming,
urbanization, and agriculture
contributed to further declines. Much of
the remaining habitat is very different
from the vast, historical pine forests in
which the red-cockaded woodpecker
evolved. The second growth longleaf
pine forests of today, rather than being
dominated by centuries-old trees as the
original forests were, are just reaching
the age (90–100 years) required to meet
all the needs of the red-cockaded
woodpecker. Furthermore, in many
cases, the absence of fire has caused the
original open savannas to degrade into
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dense pine/hardwood forest. Much of
today’s forest is young and dense, and
dominated by loblolly pine, with a
substantial hardwood component and
little or no herbaceous groundcover
(Noel et al. 1998, entire; Frost 2006, pp.
37–38).
The impacts from this clearcutting
and incompatible forest management
have been significantly curtailed and
replaced by beneficial conservation
management that sustains and increases
populations; however, stressors caused
by adverse historical practices still
linger, including insufficient numbers of
cavities, low numbers of suitable old
pines, habitat fragmentation, degraded
foraging habitat, and small populations.
These lingering impacts can negatively
affect the ability of populations to grow,
even when populations are actively
managed for growth, as the carrying
capacity of suitable forest areas across
much of the range can be quite low.
However, restoration activities such as
prescribed fire and strategic placement
of recruitment clusters can reduce gaps
between populations and increase
habitat and population size toward
current carrying capacity. These
activities are occurring across the range
of the red-cockaded woodpecker on
properties actively managed for redcockaded woodpecker conservation.
Currently, stressors to the species
resulting from exposure to habitat
modification or destruction are lower,
especially when compared to historical
levels. Periodically, military training on
DoD installations requires clearing of
red-cockaded woodpecker habitat for
construction of ranges, expansion of
cantonments, and related infrastructure,
but these installations have management
plans to sustain and increase redcockaded woodpecker populations. In
addition, silvicultural management on
Federal, State, and private lands also
occasionally results in temporary
impacts to habitat; for example, redcockaded woodpecker habitat may be
unavoidably, but temporarily, adversely
affected in old, even-aged loblolly pine
stands that require regeneration prior to
stand senescence to sustain a matrix of
future suitable habitat for a net longterm benefit. Similarly, red-cockaded
woodpecker habitat may be temporarily
destroyed in areas where offsite loblolly,
slash, or other pines are removed and
replaced by the more fire-tolerant native
longleaf pine. However, the net result of
these activities is a long-term benefit, as
the goal is to restore these areas to
habitat preferred by woodpeckers.
Climate Change
In 2019, DeMay and Walters
published preliminary investigations
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that examined the ‘‘effects of climate on
breeding phenology and productivity in
19 populations across the range of the
red-cockaded woodpecker’’ (DeMay and
Walters 2019, p. 1). They found that
birds at higher latitudes appear to be
adjusting the timing of breeding in
response to warming temperatures; they
are nesting earlier and have resultingly
higher productivity. However, they
found that birds in the southwestern
portion of the range have been
exhibiting declining productivity, even
in populations with high-quality habitat
and ongoing active management (e.g.,
Eglin Air Force Base); the authors
hypothesized this decline in
productivity could be due to ‘‘a possible
shift in acceptable climate conditions
for the species’’ or an inability of these
populations to make appropriate
adjustments to the timing of
reproduction in the face of a changing
climate.
While the SSA report did not
incorporate the findings of DeMay and
Walters (2019), it did acknowledge that
southwestern populations have lower
productivity (USFWS 2022, p. 26) and
referenced earlier research to similarly
suggest that climate change has the
potential to influence productivity
through anticipated changes in
temperature and precipitation patterns
(USFWS 2022, p. 92; Schiegg et al. 2002,
entire).Even with the lower productivity
in the southwestern populations, it
should be noted that the current species
distribution covers 13 different
ecoregions, all with unique climatic
profiles, suggesting that the species has
an increased ability to adapt.
Natural Disturbances
Wildfire, pine beetles, ice storms,
tornadoes, and hurricanes are naturally
occurring disturbances that destroy
pines used for cavities. The loss of pines
can result in subsequent reductions to
population size unless management
actions are taken to reduce or ameliorate
adverse impacts. These management
actions include providing artificial
cavities, reducing hazardous fuels, and
restoring forests to suitable habitat
following these events. These
disturbances can also destroy or degrade
foraging habitat and cause direct
mortality of woodpeckers. Small
populations are the most vulnerable to
these disturbances as there are fewer
individuals to recover from the
disturbance, potentially resulting in
poorer survival or reproduction for the
population. See the SSA report for more
information about these natural
disturbances (USFWS 2022, pp. 121–
129).
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Habitat destruction caused by
hurricanes is the most acute and
potentially catastrophic disturbance
because hurricanes can impact entire
populations. As noted in the SSA
report, of the 124 current demographic
populations, about 63 populations in
the East Gulf Coastal Plain, West Gulf
Coastal Plain, the lower portion of the
Upper West Gulf Coastal Plain, and
Florida Peninsula ecoregions are
vulnerable to potential catastrophic
impacts of hurricanes, particularly
major hurricanes. Fifty-six of these 63
populations (89 percent) are identified
as low or very low resiliency in the SSA
report, which makes them significantly
vulnerable to adverse impacts from
exposure to hurricanes. In addition, the
frequency of intense Atlantic basin
hurricanes, particularly major Category
4 and 5 storms, may be expected to
increase in response to global climate
change during the 21st century (Bender
et al. 2010, entire; Knutson et al. 2010,
entire; Walsh et al. 2014, pp. 41–42,
Vecchi et al. 2021, entire). That being
said, we are unable to precisely predict
the location and frequency of future
storms affected by climate change
relative to particular red-cockaded
woodpecker populations, which is why
we are unable to identify specific
populations as being at risk from
hurricanes. While larger populations
(greater than 400 active clusters) are the
most likely to withstand a strike by a
major hurricane (e.g., Hooper et al.
1990, entire; Hooper and McAdie 1995,
entire; Watson et al. 1995, entire),
smaller populations are more vulnerable
to adverse effects from them, including
extirpation, as well as to the effects of
recurring storms that subsequently
deplete cavity trees and foraging habitat,
causing reductions in population size.
However, these smaller populations
may be able to withstand and persist
after hurricanes if biologists and land
managers implement prompt, effective
post-storm recovery actions, such as
installing artificial cavities, reducing
hazardous fuels, and restoring forests to
suitable habitat. Such actions have been
occurring after storm events for
managed populations, such as the quick
response after Hurricane Michael in
October 2018.
Summary of Conservation Management
As noted above, the red-cockaded
woodpecker is a conservation-reliant
species and responds well to active
management. The vast majority of
properties on public lands harboring
red-cockaded woodpeckers have
implemented management programs to
sustain or increase populations
consistent with population size
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objectives in the 2003 recovery plan or
other plans (e.g., INRMP, USFS
management plans, National Wildlife
Refuge (NWR) management plans).
Plans are specific to each property or
management unit but generally contain
the same core features (e.g., cavity
management, translocation, prescribed
burning). The most comprehensive
plans call for intensive cavity
management with the installation of
artificial cavities to offset cavity loss in
existing territories, maintenance of
sufficient suitable cavities to avoid loss
of active territories, and creation of new
territories with recruitment clusters and
artificial cavities in restored or suitable
habitat to increase population size. The
development of techniques to construct
artificial cavities (Copeyon 1990, entire;
Allen 1991, entire) offsets the lack of
natural cavities and provides managers
a new tool to greatly increase cavity
availability. Fortunately, red-cockaded
woodpeckers readily adapt to these
artificial cavities, with thousands
installed since the early 1990s. These
cavity management activities are
necessary until mature forests are
restored with abundant old pines 65 and
more years of age for natural cavity
excavation.
Managers also reduce fragmentation
by restoring and increasing habitat with
strategic placement of recruitment
clusters to reduce gaps within and
between populations. Furthermore, redcockaded woodpecker subadults from
large or stable donor populations are
translocated to augment growth of
small, vulnerable populations. Of the
current 124 demographic populations,
108 are small (fewer than 99 active
clusters) with inherently very low or
low resiliency. These are the most
vulnerable to future extirpation due to
stochastic demographic and
environmental factors and inbreeding
depression. Inbreeding depression in
small, fragmented populations of up to
50 to 100 active clusters without
adequate immigration can further
increase the probability of decline and
future extirpation; for these populations,
red-cockaded woodpecker translocation
programs reduce risks of adverse
inbreeding impacts. As noted in the
SSA report (see Current Condition,
below), while resiliency is moderate for
10 of the current populations with 100
to 249 active clusters, and 6 populations
exhibit high or very high resiliency,
potential adaptive genetic variation is
still expected to decline in all redcockaded woodpecker populations
(Bruggeman 2010, p. 22, appendix B,
pp. 39–42; Bruggeman et al. 2010,
entire; Bruggeman and Jones 2014, pp.
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29–33). Effective management programs
to sustain even the smallest populations
are critical to reduce the risks of
inbreeding, establish genetic
connectivity among fragmented
populations, and maintain ecological
diversity and life-history demographic
variation as patterns of representation
within and across broad ecoregions.
Additionally, managers are
implementing compatible silviculture
methods to sustain, restore, and increase
habitat with an increased use of
effectively prescribed fire. Finally,
managers are implementing monitoring
programs looking at both habitat and
populations to provide feedback for
effective management. The future
persistence of the species will require
these management actions to continue.
In order to facilitate this, we have
structured our final 4(d) rule to
encourage the continuation of such
management. However, while many of
the landowners and managers within
the range of the species have committed
to continuing to implement their
conservation programs into the future,
we do not have certain commitments
that all current management will
continue.
In the SSA report, we identified 124
current demographic populations with a
total of 7,794 active clusters. Seventyone of the 124 currently delineated redcockaded woodpecker populations
occur on lands solely owned and
managed by Federal agencies, with
4,033 current active clusters. Seven
additional populations with 2,026 active
clusters occur on lands that are under
mixed Federal and State ownership but
are predominately managed by Federal
agencies. Thirty-one populations are on
lands managed solely by State agencies,
with 557 active clusters. Thus, 88
percent of delineated populations with
6,616 active clusters (85 percent of all
7,794 active clusters in 124 populations)
are on lands managed entirely by
Federal and State agencies with statutes
to require management plans addressing
the conservation of natural resources.
Two populations occur in a matrix of
public and private lands, mostly Federal
and State properties, with 816 active
clusters. One population with 20 active
clusters is managed by a State agency
and private landowner.
There are additional active clusters of
red-cockaded woodpeckers on
nongovernmental lands enrolled in
SHAs, but as noted above, we did not
have adequate data to spatially delineate
all demographic populations on these
lands. Of the 933 active clusters
managed by landowners with existing
SHAs in 8 States (Alabama, Florida,
Georgia, Louisiana, North Carolina,
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South Carolina, Texas, and Virginia),
demographic populations with
respective population sizes have not
been delineated for approximately 558
active clusters.
Below is a summary of the types of
management plans that include
elements directed at red-cockaded
woodpecker management and
conservation. Note that the numbers of
populations below do not necessarily
add up to the 124 current demographic
populations identified in the SSA
report, because some populations cross
property boundaries and are managed
by more than one landowner.
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Department of Defense
Within the range of the red-cockaded
woodpecker, the DoD manages habitat
for 14 populations, 5 of which are in the
moderate to very high resiliency
categories, and 9 are in the low to very
low resiliency categories. The Sikes Act
requires DoD installations to conserve
and protect the natural resources within
their boundaries. INRMPs are planning
documents that outline how each
military installation with significant
natural resources will manage those
resources, while ensuring no net loss in
the capability of an installation to
support its military testing and training
mission. Within the range of the redcockaded woodpecker, all DoD
installations have current INRMPs that
address protection and recovery of the
species, both through broader
landscape-scale ecosystem stewardship
and more specific management
activities targeted directly at redcockaded woodpecker conservation.
These activities include providing
artificial cavities to sustain active
clusters, installing recruitment clusters
to increase population size, sustaining
and increasing habitat through
compatible forest management and
prescribed fire, and increasing the
number and distribution of old pines for
natural cavity excavation. Each
installation has a red-cockaded
woodpecker property or population size
objective with provisions for
monitoring. For most installations, a
schedule is available for reducing
certain military training restrictions in
active clusters in response to increasing
populations and attaining population
size thresholds.
U.S. Forest Service
The USFS manages habitat for 49 redcockaded woodpecker populations on
17 National Forests and the Savannah
River Site Unit (owned by the
Department of Energy but managed by
the USFS). Of these populations, 10
have moderate to very high resiliency
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and 39 identified as having low or very
low resiliency. Under the National
Forest Management Act of 1976 (16
U.S.C. 1600 et seq.), National Forests are
required to develop plans that provide
for multiple use and sustained yield of
forest products and services, which
includes timber, outdoor recreation,
range, watershed, fish and wildlife, and
wilderness resources. These plans,
called ‘‘land and resource management
plans’’ (LRMPs) and their amendments,
have been developed for every National
Forest in the current range of the redcockaded woodpecker. The LRMPs for
National Forests in three States
(Louisiana, North Carolina, and Texas)
predate the Service’s 2003 recovery
plan. Nevertheless, all National Forests
(even those with outdated LRMPs) have
implemented management strategies to
protect and manage red-cockaded
woodpecker habitat and increase
populations.
Current LRMPs approved prior to the
2003 recovery plan were developed in
coordination with the Forest Service’s
1995 regional plan for managing the redcockaded woodpecker on southern
National Forests (USFS 1995, entire).
The 1995 regional plan includes most of
the new and integrated management
methods (Rudolph et al. 2004, entire) to
sustain and increase populations as
incorporated in the recovery plan. These
include installing artificial cavities,
increasing population size with
recruitment clusters, and restoring
suitable habitat with forest management
treatments and prescribed fire. Some of
the more recent LRMPs, such as for
National Forests in Mississippi, are
more broadly programmatic, but
incorporate the 2003 recovery plan by
reference for appropriate conservation
methods and objectives.
U.S. Fish and Wildlife Service
The National Wildlife Refuge (NWR)
System manages 14 NWRs with redcockaded woodpeckers, with 10 NWRs
supporting rangewide species recovery.
In the SSA report, we considered 3 of
19 populations found on NWRs to be
moderate to very high resiliency while
16 have low to very low resiliency.
Under the NWR System Improvement
Act of 1997 (Pub. L. 105–57), NWRs
prepare comprehensive conservation
plans (CCPs), which provide a blueprint
for how to manage for the purposes of
each refuge; address the biological
integrity, diversity, and environmental
health of a refuge; and facilitate
compatible wildlife-dependent
recreation. NWRs have assigned
population objectives from the 2003
recovery plan through their CCPs or
modified in their habitat management
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plans. Specific tasks in these plans
include installation of artificial cavities;
translocation; establishing recruitment
clusters; population monitoring;
prescribed fire; and silvicultural
treatments, such as mid-story removal,
thinning of younger stands, and, where
necessary, increasing stand age diversity
with regeneration of pine stands.
National Park Service
Within the Big Cypress National
Preserve (Preserve) in Florida, the
National Park Service (NPS) manages
two red-cockaded woodpecker
populations, one with low and the other
with very low resilience. The NPS’s
plans do not include specific provisions
for red-cockaded woodpecker
management; however, at the Preserve,
the NPS conducts prescribed fire to
maintain and improve the south Florida
slash pine forest communities that
support the species. The NPS also
allows FFWCC biologists to conduct
red-cockaded woodpecker surveys,
monitor, periodically install a limited
number of artificial cavities, and
conduct translocations on occasion.
From surveys and monitoring by the
FFWCC, 75 percent of all cavity trees
within the Preserve consist of natural
cavities, which is an unusually high
number relative to other populations,
reflecting the predominately old
condition of the Big Cypress south
Florida slash pine forests (Spickler
2019, pers. comm.).
State Lands
The States of Arkansas, Florida,
Georgia, Louisiana, North Carolina,
Oklahoma, South Carolina, Texas, and
Virginia have red-cockaded woodpecker
populations on State-owned lands. All
or parts of 40 currently delineated
populations occur on State lands. Seven
populations on or partially on State
lands have moderate to very high
resiliency, while 32 populations have
low to very low resiliency. These
properties range from State Forest
Service or Forest Commission holdings
to Department of Wildlife, Department
of Natural Resources, and State Park
Service properties. The mission, and
therefore the extent and type of
management, of each unit varies. For
example, some State lands are managed
generally to provide ecosystem benefits,
such as managing pine-dominated
forests with prescribed fire. However,
other State properties implement
proactive conservation management
specifically for the red-cockaded
woodpecker. For example, the FFWCC
manages all of its properties under the
umbrella of the Florida Red-cockaded
Woodpecker Management Plan, with
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other specific plans for the agency’s
WMAs.
Other Lands
Eight States have a Service-approved
programmatic SHA with a section
10(a)(1)(A) enhancement of survival
permit under the Act to enroll nonFederal landowners that voluntarily
provide beneficial management. Of 459
enrolled non-Federal landowners, one is
for a State property and all others are
private nongovernmental lands. All or
parts of 12 currently delineated
demographic populations are covered
under a current SHA. Again, we are
aware of additional active clusters
covered under SHAs, but we lack the
data to delineate them as demographic
populations. SHAs, now known as
CBAs, are partnerships between
landowners and the Service involving
voluntary agreements under which the
property owners receive formal
regulatory assurances from the Service
regarding their management
responsibilities in return for
contributions to benefit the listed
species.
For the red-cockaded woodpecker,
this includes voluntary commitments by
landowners to maintain and enhance
red-cockaded woodpecker habitat to
support baseline active clusters, which
is the number of clusters at the time of
enrollment, and additional abovebaseline active clusters that increase in
response to beneficial management.
Beneficial management includes the
maintenance and enhancement of
existing cavity trees and foraging habitat
through activities such as prescribed
fire, mid-story thinning, seasonal
limitations for timber harvesting, and
management of pine stands to provide
suitable foraging habitat and cavity
trees. Because above-baseline active
clusters and habitat covered under these
plans can be returned to ‘‘baseline’’
conditions, any population growth on
lands covered by existing SHAs or
future CBAs may not be permanent. In
addition, enrolled landowners can
terminate their agreement at any time.
However, fewer than 5 of the 459
enrolled landowners have ever used
their permit authorities to return the
number of active clusters to baseline
conditions, and only 12 landowners
have terminated their agreement. There
currently are 241 active above-baseline
clusters in the program.
In summary, the red-cockaded
woodpecker is a conservation-reliant
species, but one that responds very well
to active management. The majority of
red-cockaded woodpecker populations
are managed under plans that address
population enhancement and habitat
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management to sustain or increase
populations, and to meet the 2003
recovery plan objectives for primary
core, secondary core, and essential
support populations. We expect these
property owners will continue to
implement their respective management
plans while the species is listed as
threatened, as the red-cockaded
woodpecker will remain protected
under the Act and the 2003 recovery
plan is still applicable.
Current Condition
Resiliency
In the SSA report, we identified 124
demographic populations across the
range of the red-cockaded woodpecker
for which sufficient data were available
to complete the SSA analysis for the
recent past to current condition. We
acknowledge there are other small
occurrences of red-cockaded
woodpeckers, particularly on private
lands; however, spatial data for these
other occurrences were incomplete, so
for purposes of the SSA analysis, and
subsequently throughout this final rule,
we focused only on the 124
demographic populations that could be
spatially delineated. The SSA
categorizes two important parameters
related to current population resiliency:
current population size and associated
population growth rate. Population
resilience size categories are defined as
follows: very low (fewer than 30 active
clusters); low (30 to 99 active clusters);
moderate (100 to 249 active clusters);
high (250 to 499 active clusters); and
very high (greater than or equal to 500
active clusters).
Population resilience size-classes
were derived from spatially explicit
individual-based models and
simulations for this species (Letcher et
al. 1998, entire; Walters et al. 2002,
entire), the performance of which have
been reasonably validated with
reference to actual populations (Schiegg
et al. 2005, entire; Walters et al. 2011,
entire). We also considered subsequent
modifications of these models and
simulations that incorporated adverse
effects of inbreeding depression on
population persistence and growth
(Daniels et al. 2000, entire; Schiegg et al.
2006, entire). These models were
developed from extensive biological
data and specifically designed to
incorporate the dynamics of the redcockaded woodpecker’s cooperative
breeding system that are not accurately
represented in other types of population
models (Zieglar and Walters 2014,
entire). These models simulated
populations of different initial sizes
under natural conditions without any
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limiting habitat and cavity conditions
that could impair population growth.
We consider these results as
indicators of inherent resilience because
effects of conservation management
actions to sustain and increase
populations were not simulated. These
beneficial management practices would
include installation of recruitment
clusters with artificial cavities to induce
new red-cockaded woodpecker groups
and translocation to augment the size
and growth of small populations. The
vast majority of the 124 current
populations have been, and currently
are, subject to specific conservation
management actions for this species,
including recruitment clusters. Thus,
the inherent resilience size-classes
derived from population models and
simulations have been further qualified
by actual growth rates as indicators of
effects of beneficial management for this
conservation-reliant species.
Populations with very low resiliency
(fewer than 30 active clusters) are the
most vulnerable to future extirpation
following stochastic events, with
declining growth and extirpation likely
in 50 years. Populations with low
resiliency (30 to 99 active clusters) are
more persistent, but remain vulnerable
to declining growth, inbreeding
depression, and extirpation. Inbreeding
depression reduces red-cockaded
woodpecker egg hatching rates and
survival of fledglings (Daniels and
Walters 2000a, entire). Inbreeding in
red-cockaded woodpeckers is a
consequence of breeding among close
relatives in response to naturally short
dispersal distances of related birds
among nearby breeding territories,
exacerbated by small populations and
fragmentation among populations that
reduce immigration rates of unrelated
individuals (Daniels and Walters 2000a,
entire; 2000b, entire; Daniels et al. 2000,
entire; Schiegg et al. 2002, entire; 2006,
entire).
The consequences of inbreeding
depression further reduce population
growth rates and increase the
probabilities of extirpation in
populations in sizes up to about 100
active clusters (Daniels et al. 2000,
entire; Schiegg et al. 2006, entire). The
largest populations with low resiliency
may have long-term average growth
rates (l or lambda) near 1.0 (a l of 1.00
is considered stable, less than 1.00 is
declining, and greater than 1.00 is
increasing), but with slow rates of
decline and a high risk of inevitable
future extirpation.
The moderate resiliency category (100
to 249 active clusters) is a large
transitional class. Smaller populations
without inbreeding likely will
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experience a slow decline, but without
extirpation, in 25 to 50 years because
the populations in at least some
territories will survive, although as
much smaller and more vulnerable
populations. The largest populations in
the moderate resiliency category may be
relatively stable or nearly so.
Populations with a high resiliency (250
to 499 active clusters) on average should
be stable except perhaps for the very
smallest, which may have average
growth rates slightly less than 1.00.
In high resiliency populations,
adverse demographic effects of
inbreeding depression are not expected.
Populations in the very high resiliency
class (greater than or equal to 500 active
clusters) are stable and the most
resilient, with average growth rates of
1.0 or slightly greater. Based on the most
recent data, 3 red-cockaded woodpecker
populations fall within the very high
resilience category (totaling 2,143
clusters); 3 are in high resilience
populations (1,364 total clusters); 10 are
in moderate resilience populations
(1,555 total clusters); 37 are in low
resilience populations (1,923 total
clusters); and 71 are in very low
resilience populations (809 total
clusters). In short, of the estimated 7,794
active clusters distributed among 124
populations across the range of the
species, 5,062, or 65 percent, are in 16
moderate to very high resiliency
populations.
The second resiliency parameter
measured in the SSA was growth rate of
the populations. For the SSA, there was
only sufficient GIS data to delineate past
demographic populations with
population size data to compute past-tocurrent growth rates for 98 of the 124
populations. Of these 98 populations,
the Service determined that 13 (13.3
percent) were declining (l < 1.00), 19
(19.4 percent) were stable (l = 1.00–
1.02). and 66 (67.3 percent) were
increasing (l < 1.02). Combining growth
rates with population sizes of these 98
populations, growth rates have been
stable to increasing for all of those
moderate, high, and very high resiliency
populations where growth rate could be
measured.
Of the 86 very low and low resiliency
populations where growth rate could be
measured, 73 populations demonstrated
stable and positive growth rates, with
several populations showing very high
growth rates. This is indicative of the
positive effects of red-cockaded
woodpecker conservation management
programs on these locations and the
ability of such management to offset
inherently low or very low population
resilience. Growth rates are decreasing
in only 13 (15 percent) of the low and
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very low resiliency populations where
growth rate could be measured.
Current population conditions in the
SSA report were derived from the
number and location of active clusters
primarily in 2016 and 2017. These
conditions did not take into account
Hurricane Michael, which came ashore
near Mexico Beach, Florida, on October
10, 2018, as a Category 4 storm. More
than 1,500 cavity trees were blown
down or damaged in populations in the
Apalachicola National Forest, Silver
Lake WMA, Jones Ecological Research
Center, and Tate’s Hell State Forest
(Dunlap 2018, entire; McDearman 2018,
entire). These represented three
demographic populations: Apalachicola
National Forest-St. Marks NWR-Tate’s
Hell State Forest, Jones Ecological
Research Center, and Silver Lake WMA.
The effects of Hurricane Michael did not
change current conditions for these
populations in terms of their resilience
size-classes as described in the SSA
report, and as summarized here.
After Hurricane Michael, 870 clusters
were rapidly assessed in Apalachicola
National Forest where 1,410 cavity trees
were damaged or blown down, followed
by the installation of 682 artificial
cavities (Dunlap 2018, entire). In 2018,
prior to this hurricane, the Apalachicola
National Forest population survey
estimate was 833 active clusters (Casto
2018, pers. comm.). After the hurricane,
the 2019 survey estimate was 857 active
clusters (Casto 2019, pers. comm). At
Silver Lake WMA, 154 cavity trees were
damaged or lost; however, within 2
weeks of the storm more than 90
artificial cavities were installed
(Burnham 2019a, p. 9). The pre-storm
population was 36 active clusters and
32 PBGs, with a post-storm decline to 33
active clusters and 28 PBGs (Burnham
2019b, p. 6). About 24 percent of all
cavity trees at the Jones Ecological
Research Center were damaged or
destroyed (Rutledge 2019, p. 13). The
pre-storm Jones Center population was
38 active clusters with 34 PBGs
(Henshaw 2019, p. 4). Post-storm, after
installation of artificial cavities, there
were 40 active clusters with 31 PBGs
(Henshaw 2019, p. 4). At Tate’s Hell
State Forest, about 23 of 527 cavity trees
among 61 active clusters and 51 PBGs
were blown down (Alix 2018, pers.
comm.). After post-storm management,
the Tate’s Hell State Forest currently
consists of 64 active clusters and 54
PBGs (Alix 2020, pers. comm.).
The total increase of active clusters
from all of the properties demonstrates
that with prompt, active management,
the vulnerability of these populations to
stochastic events can potentially be
reduced. Additional intermediate and
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85321
long-term habitat restoration treatments
at these properties are still required to
reduce hazardous fuels from large and
small woody debris, restore habitat, and
implement reforestation or regeneration
in the most severely damaged pine
stands. Overall, we do not anticipate
that Hurricane Michael will affect longterm viability of these populations.
However, we will continue to evaluate
the success of the emergency,
intermediate, and long-term response
efforts.
In summary, although most of redcockaded woodpecker populations for
which we have data are still small and
remain vulnerable to stochastic events
and possibly inbreeding depression, the
vast majority of populations are
showing stable or increasing growth
rates, and the majority of birds and
clusters occur in a few large, resilient
populations. Of the 98 populations for
which trend data are available, only 13
percent are declining. In addition, over
65 percent of red-cockaded woodpecker
clusters are currently in moderate to
very high resiliency populations.
Representation
We evaluated representation based on
the extent and variability of habitat
characteristics across the species’
geographical range. For the redcockaded woodpecker, the SSA report
characterizes representative units using
ecoregions, which align with the
recovery units identified in the 2003
recovery plan (USFWS 2003, pp. 145–
161). These ecoregions are broad areas
defined by physiography, topography,
climate, and major historical and
current forest types and thus serve as
surrogates for the variability of habitat
characteristics across the species’ range,
such as ecology, life history, geography,
and genetics. There are currently 13
ecoregions containing at least one redcockaded woodpecker population: (1)
Cumberland Ridge and Valley; (2)
Florida Peninsula (South/Central
Florida); (3) East Gulf Coastal Plain; (4)
Mid-Atlantic Coastal Plain; (5) Ouachita
Mountains; (6) Piedmont; (7) South
Atlantic Coastal Plain; (8) Sandhills; (9)
Upper East Gulf Coastal Plain; (10)
Upper West Gulf Coastal Plain; (11)
West Gulf Coastal Plain; (12) Gulf Coast
Prairie and Marshes; and (13)
Mississippi River Alluvial Plain. In the
SSA report, figures 20 and 24 provide
maps illustrating the ecoregions
(USFWS 2022, pp. 93, 111), and figure
25 includes the historical county
records for the range of the species
(USFWS 2022, p. 118).
The historical range of the redcockaded woodpecker included the
entire distribution of longleaf pine
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ecosystems, but the species also
inhabited open shortleaf, loblolly, slash
pine, and Virginia pine forests,
especially in the Ozark-Ouachita
Highlands and the southern tip of the
Appalachian Highlands with occasional
occurrences noted for New Jersey,
Pennsylvania, Maryland, and Ohio
(Costa and Walker 1995, pp. 86–87).
Red-cockaded woodpeckers no longer
occur in six ecoregions (Ozarks, Central
Mixed-Grass Prairies, Cross Timbers and
Southern Mixed-Grass Prairies,
Northern Atlantic Coast, Central
Appalachian Forest, and Southern Blue
Ridge). The 2003 recovery plan did not
consider recovery in these areas to be
essential to the conservation of the
species.
In the 13 ecoregions containing the
species, red-cockaded woodpeckers
occupy a wide variety of pinedominated ecological settings scattered
across a broad geographic range.
Considerable geographic variation in
habitat types exists, illustrating the
species’ ability to adapt to a wide range
of ecological conditions within the
constraints of mature or old growth,
southern pine ecosystems. However, of
these 13 ecoregions, only 4 currently
have populations that are considered to
have high or very high resiliency (East
Gulf Coastal Plain, South Atlantic
Coastal Plain, Sandhills, and MidAtlantic Coastal Plain), and 6 have
populations that are low or very low
resiliency (Florida Peninsula, Ouachita
Mountains, Cumberland Ridge and
Valley, Piedmont, Gulf Coast Prairie and
Marshes, and Mississippi River Alluvial
Plain). Of those six, the latter four have
only one or two populations each (a
total of six populations), meaning these
ecoregions, and the ecology, life history,
geography, and genetics they represent,
are particularly vulnerable to stochastic
events. However, five of the six
populations in these four ecoregions all
demonstrate stable or increasing growth
rates (growth rate for the sixth, Mitchell
Lake in the Piedmont Ecoregion, could
not be measured), primarily because
they are being actively managed.
With regards to the genetic
component of the ecoregions, a genetic
analysis of material prior to 1970 in
eight ecoregions indicates the species
appears to have been a single genetic
unit or population without significant
genetic structure or differentiation
(Miller et al. 2019, entire). The best
available range-wide genetic data
indicate a loss of genetic variation after
1970 with development of significant
contemporary genetic structure among
ecoregions. This structuring is most
likely in response to fragmentation of
this historically more widespread and
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abundant species, reduced dispersal
between populations and regions, and
genetic drift (Stangel et al. 1992, entire;
Haig et al. 1994, p. 590; Haig et al. 1996,
p. 730; Miller et al. 2019, entire).
However, the similarity of genetic
parameters between the 1992–1995 and
2010–2014 periods indicates that a
further significant loss of genetic
diversity with an increase in
differentiation among ecoregions may
have been ameliorated by conservation
management that began in the 1990s to
rapidly increase populations and
translocate individuals from large
populations to augment small
populations (Miller et al. 2019, entire).
Mitochondrial DNA haplotype diversity
has declined significantly since the pre1970s, but not to the extent of a loss of
any phylogenetically distinct lineages
that may represent evolutionarily
significant units (Miller et al. 2019, pp.
9–10).
In summary, the species no longer
persists in six ecoregions where it was
historically present. However, it is still
currently represented in the 13
remaining ecoregions, and this level of
representation has not decreased further
since the 2003 recovery plan revision,
which did not consider the extirpated
ecoregions necessary for recovery.
Nevertheless, while populations persist
in the 13 ecoregions, many of the
ecoregions contain only populations
that have low or very low resiliency,
and 4 ecoregions only have 1 or 2
populations, which are all low or very
low resiliency, making them vulnerable
to stochastic events.
Redundancy
In the SSA report, redundancy for
red-cockaded woodpeckers is
characterized by the number of resilient
populations and their distribution
within each ecoregion. Of the 124
current populations, there are 3
populations that have very high
resiliency, 3 with high, 10 with
moderate, 37 with low, and 71 with very
low resiliency. As noted above, 4 of 13
ecoregions currently harbor high or very
high resiliency populations: East Gulf
Coastal Plain (2 populations), MidAtlantic Coastal Plain (1 population),
Sandhills (2 populations), and South
Atlantic Coastal Plain (1 population). In
terms of redundancy, only two
ecoregions, East Gulf Coastal Plain and
Sandhills, have more than one
population classified as having high or
very high resiliency, and only these two
ecoregions also have more than two
populations classified as having
moderate to very high resiliency.
Redundancy of smaller populations is
higher with a greater number of
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populations in the moderate, low, and
very low resiliency categories within
and across ecoregions. Four ecoregions
(South Atlantic Coastal Plain, MidAtlantic Coastal Plain, West Gulf
Coastal Plain, and Upper East Gulf
Coastal Plain) have two populations
exhibiting moderate to high resiliency,
and thus some level of redundancy in
terms of resilient populations. Most of
the populations in these regions have
moderate resiliency. The greatest
number of current populations reside in
the Mid-Atlantic Coastal Plain (24) and
Florida Peninsula (22), although most of
these are in the very low and low
resiliency class. However, even for the
more resilient populations, habitat
fragmentation has resulted in wide gaps
between forested areas, meaning there is
little connectivity between populations.
Across the range of the red-cockaded
woodpecker, the populations with the
most resiliency (high or very high) tend
to be in the eastern half of the range and
in coastal or near coastal ecoregions
rather than interior. Florida Peninsula
and the western ecoregions currently
have populations in the moderate to
very low resiliency categories. This
concentration of the more resilient
populations in coastal and near coastal
areas could affect the species’ ability to
withstand catastrophic events such as
hurricanes. Particularly for these
populations, post-storm management
actions are critical, as they can mitigate
cavity loss and reduce hazardous fire
fuels.
In summary, a species needs a
suitable combination of all three
characteristics (resiliency,
representation, and redundancy) for
long-term viability. Based on our
analysis of the three factors, the redcockaded woodpecker demonstrates
some degree of stability or improvement
in all three factors. The species’ viability
is reduced over historical levels, but
habitat conditions and population
numbers are improving. In terms of
resiliency, most of the populations are
still quite small, but the vast majority
are stable or even growing. The species
has not lost any representative
populations since the 2003 revised
recovery plan, and while a few
ecoregions still contain only one or two
populations, most of these populations
are stable or growing. Finally, there is a
fair degree of redundancy within
ecosystems across the range of the
species, although, again, most of these
populations are still quite small and are
isolated from each other. The improving
viability of the red-cockaded
woodpecker has been largely due to
intensive, extensive management,
including actions immediately after
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large storm events to offset cavity loss
and reduce hazardous fuels. Without
this intervention, many populations,
especially the low and very low
resilience populations, likely would
have been extirpated.
Future Conditions
Our analysis of stressors and risk
factors, as well as the past, current, and
future influences on what the redcockaded woodpecker needs for longterm viability, revealed that the primary
predictor of future viability of the
species is the continuation of active
management (including cavity
management, midstory treatment such
as prescribed fire, and translocation
efforts).
We assessed future red-cockaded
woodpecker population growth,
population size (active clusters), and
resiliency by first modeling past trends
and variation in population size of
demographically delineated populations
as affected by factors including
management treatments (e.g., number of
artificial cavities, recruitment clusters,
birds received by translocations, and
frequency of prescribed fire and
midstory hardwood control), dominant
pine species, the density of active
clusters, and parameters to account for
unexplained sources of variation to
population size by this procedure
(USFWS 2022, chapter 6 and appendix
2). We obtained historical information
for 87 demographically delineated
populations and were also able to
extrapolate missing data for certain
populations by imputation with an
expectation-maximization algorithm
(USFWS 2022, appendix 1). Populations
were separately modeled as small (6 to
29 clusters), medium (30 to 75 clusters),
and large (more than 75 clusters)
classes. Populations with fewer than six
active clusters were not modeled
because of high variation in growth
rates.
For past growth rate of small
populations, the most important
variables were the number of new
recruitment clusters, number of new
artificial cavities in previously existing
clusters (cavity management), midstory
treatments by prescribed fire or
mechanical methods, number of redcockaded woodpeckers translocated into
the population, and dominant pine type.
Translocation had the greatest positive
effect on growth of any management
technique. For medium populations,
recruitment clusters and midstory
treatments by prescribed fire were
significant management covariates. The
best model for large populations
included recruitment clusters, cavity
management, and spatial configuration
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of active clusters. In all cases, effects of
recruitment clusters, cavity
management, midstory treatment, and
translocation were positive.
We then used the best assessed future
growth and conditions for each redcockaded woodpecker population to
assess viability under four future 25year management scenarios: Low
management, medium management,
high management, and the ‘‘manager’s
expectation.’’ In the manager’s
expectation scenario, we elicited
estimates for red-cockaded woodpecker
conservation management treatments
(e.g., number of artificial cavities,
number of recruitment clusters,
midstory treatments, prescribed fire
frequency, translocation, etc.) from
property biologists, foresters, and
managers.
For the low management scenario,
values for each management covariate
(e.g., cavity management, prescribed fire
treatments, number of recruitment
clusters, midstory hardwood treatment,
translocation) were set to zero.
However, this scenario does not reflect
no management, but rather, the absence
of management techniques specific to
red-cockaded woodpeckers and instead
a reliance on ecosystem management.
Thus, some baseline habitat
management, which would indirectly
provide some nesting and foraging
habitat, would be expected under the
low management scenario. However,
because most of the past populations for
which we had sufficient data have been
actively managed more aggressively
than this scenario, we were unable to
accurately model this type of minimal
baseline habitat management. Therefore,
future simulated population growth in
the low management scenario is
probably overestimated. Management
covariate parameters for the medium
management scenario assume the
average of the past parameters employed
to conserve red-cockaded woodpeckers
over the past 20 years will continue into
the future. For the high management
scenario, management treatments for
simulated populations reflect the
parameter values in the 90th percentile
of all past population treatments, as if
populations were more intensely and
extensively managed. The high
management scenario thus represents
projections of what might potentially be
achieved should the species be
systematically managed more
intensively across its range than it has
been in the past. The manager’s
expectation scenario was based on what
the experts, described above, thought
was the most likely annual future
number of recruitment clusters, artificial
cavities, prescribed fire treatments, and
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other management parameters at 5-year
intervals for a 25-year period.
We chose to project 25 years into the
future because the combination of
species’ response to natural factors and
management and the ability of managers
to accurately predict future management
treatments becomes highly uncertain at
longer intervals. This is the timeframe
in which the 95 percent confidence
intervals around the future scenario
modeling have reasonable bounds of
uncertainty. This timeframe, given the
species’ life history, is also sufficient to
identify any effects of stressors or
conservation measures on the redcockaded woodpecker’s viability at both
population and species levels. Finally,
25 years represents four to five
generations of red-cockaded
woodpecker, which would be sufficient
time for population-level impacts from
stressors and management to be
detected. Additionally, the redcockaded woodpecker is a conservationreliant species that depends on open,
mature southern pine forests that are
developed and maintained by fire.
These forest conditions do not currently
occur without management due to the
history of fire-exclusion, incompatible
forest management, and other land uses.
Planning and successfully
implementing management and
treatments for each active cluster and
population requires extensive resources
that are difficult for managers to
accurately predict for longer than 25
years. In addition to a population’s
response to management, there is
natural variation in nest success,
number of fledglings, survival of youngof-year and adults, and cooperative
breeding dynamics with replacement of
adult breeders by other birds dispersing
from other territories. In turn, this
affects annual variation in population
size (active clusters) and patterns of
population growth or decline.
Simulations of future population
conditions under different management
scenarios included effects of some
management treatments, though not all,
as model parameters. However, effects
of these management treatment
parameters did not account for all
sources of annual variation affecting
population size that still occurred in the
model and simulations. Because of the
variation in future simulated population
size at 25 years (USFWS 2022, appendix
2), future estimates of population size
after 25 years are more uncertain.
Table 1 summarizes the model
outputs for the four scenarios at the end
of the 25-year simulation period. Data
from 106 of the 124 current populations
were available for future simulations. Of
those 106 populations, initial
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populations with fewer than 6 active
clusters were not simulated unless they
demographically merged with other
populations to create new, larger
populations during the 25-year period.
In addition, the total number of
simulated future populations at year 25
are not equal among management
scenarios because of the different
number of initial populations that
demographically merge to establish new
populations. In other words, a lower
number of populations at the end than
the start for each scenario does not
mean that all those populations were
extirpated, rather some of the
populations increased and merged to
create new, larger populations.
Therefore, the initial starting number of
populations, and predicted number of
populations at the end of the simulation
period, varied. We also compare the
results of current and future population
resiliency classes as percentages in this
final rule rather than absolute numbers
because of this variation. Furthermore,
although the initial starting numbers
varied for each of the scenarios for the
reasons discussed above, we present the
current condition of the 124
demographic populations as the starting
place for each of these scenarios. The
current condition (Past-to-Current in
table 1) for these populations are: 57.3
percent have very low resiliency, 29.8
percent have low, 8.1 percent have
moderate, 2.4 percent have high, and 2.4
percent have very high. For more details
on the model, please see the SSA report
(USFWS 2022, pp. 132–138, appendix 1,
appendix 2).
TABLE 1—RESILIENCE SUMMARY BASED ON CURRENT CONDITION AND POPULATION SIMULATIONS UNDER FOUR FUTURE
MANAGEMENT SCENARIOS
Population resilience category percentages
Model series/scenario
Very low
Past-to-Current .........................................................................................................................
Future Low ...............................................................................................................................
Future Medium .........................................................................................................................
Future High ..............................................................................................................................
Future Manager’s .....................................................................................................................
Low Management Scenario
At the end of the 25-year simulation
period, the predicted resiliency for the
resulting 81 simulated demographic
populations is: 6.2 percent of
populations (5) very high; 6.2 percent
(5) high; 11.1 percent (9) moderate; 14.8
percent (12) low; and 61.7 percent (50)
very low. The low management scenario
projects a modest increase in the
percentage of current populations of
moderate to very high resiliency from
about 13 percent (16) to about 24
percent (19) of the 81 simulated
populations compared to current
conditions, but the majority of the
populations that currently have low
resiliency decline sufficiently to
transition into the very low resiliency
category. The projected outcome of this
scenario clearly demonstrates the
dependence of red-cockaded
woodpecker population resiliency on
intensive, species-specific management.
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Medium Management Scenario
At the end of the 25-year simulation
period, the predicted resiliency for the
resulting 84 simulated demographic
populations is: 6.0 percent of
populations (5) very high; 8.3 percent
(7) high; 15.5 percent (13) moderate;
45.2 percent (38) low; and 25.0 percent
(21) very low. The medium management
scenario projected a more substantial
increase in the percentage of
populations of moderate to very high
resiliency from about 13 percent (16) to
about 30 percent (25) of the populations.
At the other end, the percentage of low
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and very low resiliency populations
decreased.
High Management Scenario
At the end of the 25-year simulation
period, the predicted resiliency for the
resulting 81 demographic populations
are as follows: 6.2 percent of
populations (5) very high; 11.1 percent
(9) high; 21.0 percent (17) moderate;
39.5 percent (32) low; and 22.2 percent
(18) very low. The high management
scenario projected an even more
substantial increase in the percentage of
populations of moderate to very high
resiliency, increasing to about 38
percent (31) of the populations.
However, the land base available for
conservation has a substantial effect on
the growth of these populations under
this scenario. For example, none of the
populations with low or very low
resiliency in this scenario has the
carrying capacity on their respective
managed properties to transition to a
higher resiliency category, regardless of
the intensive management reflected in
this scenario. Thus, there are 50 redcockaded woodpecker populations that,
in the absence of acquisition of
additional habitat for population
expansion, will always remain small
regardless of the management efforts.
Manager’s Expectation Scenario
At the end of the 25-year simulation
period, the predicted resiliency for the
resulting 84 demographic populations
is: 5.9 percent of the populations (5)
very high; 8.3 percent (7) high; 14.3
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57.3
61.7
25.0
22.2
28.6
Low
29.8
14.8
45.2
39.5
42.9
Moderate
8.1
11.1
15.5
21.0
14.3
High
2.4
6.2
8.3
11.1
8.3
Very high
2.4
6.2
6.0
6.2
5.9
percent (12) moderate; 42.9 percent (36)
low; and 28.6 percent (24) very low. The
results are very similar to the medium
management scenario.
Future Representation and Redundancy
of the Species
Under all management scenarios, five
populations in four ecosystems are
predicted to have very high resiliency
(East Gulf Coastal Plain (2), Sandhills
(1), Mid-Atlantic Coastal Plain (1), and
South Atlantic Coastal Plain (1)). Under
the Manager’s Expectation and medium
management scenarios, seven
populations in five ecosystems are
considered to have high resiliency (East
Gulf Coastal Plain (2), South Atlantic
Coastal Plain (1), Sandhills (2), Upper
West Gulf Coastal Plain (1), and West
Gulf Coastal Plain (1)). Also, compared
to current conditions, the greater
number of future high and very high
resiliency populations are more widely
distributed among ecoregions and
include the western geographic range;
however, over the whole range of the
woodpecker, the occurrence of high and
very high resiliency populations is most
concentrated in the East Gulf Coastal
Plain and Sandhills ecoregions.
Only two ecoregions (Cumberland
Ridge and Valley and Gulf Coast Prairie
and Marshes) have no simulated
populations of moderate to very high
resiliency in the manager’s expectation,
medium management, and high
management scenarios, compared to six
ecoregions (Florida Peninsula, Ouachita
Mountains, Cumberland Ridge and
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Valley, Piedmont, Gulf Coast Prairie and
Marshes, and Mississippi River Alluvial
Plain) that currently do not have
moderate to very high resiliency
populations. The one current
population in the Mississippi River
Alluvial Plain ecoregion was not
simulated in the future. In the low
management scenario, four ecoregions
(Cumberland Ridge and Valley, Gulf
Coast Prairie and Marshes, Ouachita
Mountains, and Piedmont) that
currently only have low or very low
resiliency populations are not projected
to gain any moderate to very high
resiliency populations at 25 years.
Summary of Future Condition
The total number of simulated
populations at 25 years varied slightly
among the management scenarios
because of a different number of initial
populations that demographically
merged during simulations to establish
new and larger populations. Results of
the manager’s expectation and medium
management scenarios were most
similar, while the low management and
high management scenarios represented
more extreme future resiliency
conditions. These simulations,
particularly for the low management
and high management scenarios,
illustrate the extent to which the redcockaded woodpecker is a conservationreliant species that responds positively
to management, and how successful
management can sustain small
populations with low or very low
resiliency.
In all scenarios, most populations at
year 25 were still in the very low, low,
and moderate resiliency categories.
However, the majority of populations
were projected to be stable or increasing
in all but the low management scenario,
highlighting how successful
management can sustain even small
populations. The low management
scenario illustrates that without
adequate species-level management, in
contrast to ecosystem management
alone, very little increase in the number
of moderate to very high resiliency
populations can be expected and small
populations of low or very low
resiliency are unlikely to persist. The
high management scenario represents
the limit of what can be accomplished
given the current land base and carrying
capacity to support populations.
However, management at current levels,
as represented by the medium
management scenario, further increases
the number of moderate to very high
resiliency populations and projects that
small populations can be preserved. In
addition, at current (or greater) levels of
future management, redundancy and
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representation are expected to improve
significantly in response to increasing
populations.
See the SSA report (USFWS 2022,
entire) for a more detailed discussion of
our evaluation of the biological status of
the red-cockaded woodpecker and the
influences that may affect its continued
existence. Our conclusions in the SSA
report, which form the basis for the
determination below, are based upon
the best available scientific and
commercial data.
Determination of Red-Cockaded
Woodpecker Status
Section 4 of the Act (16 U.S.C. 1533)
and its implementing regulations (50
CFR part 424) set forth the procedures
for determining whether a species meets
the definition of an endangered species
or a threatened species. The Act defines
an endangered species as a species ‘‘in
danger of extinction throughout all or a
significant portion of its range,’’ and a
threatened species as a species ‘‘likely
to become an endangered species within
the foreseeable future throughout all or
a significant portion of its range.’’ The
Act requires that we determine whether
a species meets the definition of an
endangered species or a threatened
species because of any of the following
factors: (A) The present or threatened
destruction, modification, or
curtailment of its habitat or range; (B)
Overutilization for commercial,
recreational, scientific, or educational
purposes; (C) Disease or predation; (D)
The inadequacy of existing regulatory
mechanisms; or (E) Other natural or
manmade factors affecting its continued
existence.
Status Throughout All of Its Range
Red-cockaded woodpeckers were
once considered a common bird across
the southeastern United States. At the
time of listing in 1970, the species was
severely threatened by lack of adequate
habitat due to historical logging,
incompatible forest management, and
conversion of forests to urban and
agricultural uses. Fire-maintained old
growth pine savannas, on which the
species depends, were extremely rare.
What little habitat remained was mostly
degraded due to fire suppression and
silvicultural practices that hindered the
development of older, larger trees
needed by the species for cavity
development and foraging. Even after
listing, the species continued to decline.
However, new restoration techniques,
such as artificial cavities, along with
changes in silvicultural practices and
wider use of prescribed fire to recreate
open pine parkland structure, has led to
stabilization of the species’ viability and
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resulted in an increase in the number
and distribution of populations. The
majority of populations for which we
were able to determine trends are stable
or increasing (l = 1.0 or greater), and
only 13 percent are declining.
Specifically, of the 86 very low and low
resiliency populations where growth
rate could be measured, 73 populations
demonstrated stable and positive growth
rates, with several populations showing
very high growth rates. This is
indicative of the positive effects of redcockaded woodpecker conservation
management programs on these
locations and the ability of such
management to offset inherently low or
very low population resilience.
Additionally, there are currently at least
124 populations across 13 ecoregions.
As discussed under Future Conditions
above, in the SSA report, future
population conditions under different
management scenarios were simulated
and modeled to 25 years into the future,
and we determined that we can rely on
the timeframe presented in the scenarios
and predict how future stressors and
management will affect the redcockaded woodpecker.
When we modeled future scenarios,
the majority of populations were
projected to be stable or increasing in all
but the low management scenario,
highlighting how successful
management can sustain even small
populations. Future management at
current and recent past levels, as
represented by the medium
management scenario, further increases
the number of moderate to very high
resiliency populations and projects that
small populations can be preserved. In
addition, at current (or greater) levels of
management, redundancy and
representation are expected to
significantly improve because most
populations are expected to increase in
size across the ecoregions.
The red-cockaded woodpecker
continues to face a variety of stressors
due to inadequate habitat across its
range, but these are now mostly legacy
stressors resulting from historical forest
conversion and fire suppression
practices rather than current habitat
loss. These legacy stressors include
insufficient numbers of cavities and
suitable, abundant old pines for natural
cavity excavation; habitat fragmentation
and its effects on genetic variation,
dispersal, and connectivity to support
demographic populations; lack of
suitable foraging habitat for population
growth and expansion; and small
populations. The species also continues
to face stress from natural events,
especially hurricanes, the frequency and
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intensity of which may continue to
increase in the future.
Active conservation management over
many decades has allowed the species’
populations to expand, even in the face
of this historically limited habitat and
natural disturbances. However, redcockaded woodpeckers rely on, and will
continue to rely almost completely on,
active management by property
managers and biologists to install
artificial cavities and manage clusters,
restore additional habitat and
strategically place recruitment clusters
to improve connectivity, control the
hardwood midstory through prescribed
fire and silvicultural treatments, and
translocate individuals to augment
small populations and minimize loss of
genetic variation. In addition,
emergency response after severe storms
and other natural disasters will continue
to be necessary to prevent cluster
abandonment and minimize wildfire
fuel loading. However, both the
emergency response and routine
management are well-understood and
are currently being implemented across
the range of the woodpecker, and much
of the red-cockaded woodpecker’s
currently occupied habitat is now
protected under various management
plans. As a conservation-reliant species,
securing management commitments for
the foreseeable future would ensure that
red-cockaded woodpecker populations
grow or are maintained. This conclusion
is reinforced by the future scenario
simulations, which indicate that
management efforts equal to or greater
than current levels will further increase
the number of moderate to very high
resiliency populations and preserve
small populations.
After evaluating the threats to the
species and assessing the cumulative
effect of the threats under the section
4(a)(1) factors, we find that, while the
legacy stressors identified above
continue to negatively affect the redcockaded woodpecker, new restoration
techniques and changes in silvicultural
practices have led to stabilization of the
red-cockaded woodpecker’s viability
and even resulted in a substantial
increase in the number and distribution
of populations such that the species is
not currently in danger of extinction.
Sixty-five percent of all current redcockaded woodpecker clusters are
within moderate, high, or very highly
resilient populations, and populations
are spread across multiple ecoregions,
providing for redundancy and
representation. However, the species
remains highly dependent on continued
conservation management and the
majority of populations contain small
numbers of clusters, which could be
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especially vulnerable to hurricanes or
other natural disturbances in the
foreseeable future without prompt
management response.
We expect current conservation
management to continue into the
foreseeable future given that many of
the landowners and managers within
the range of the species have committed
to continuing to implement their
conservation programs and that we have
structured our final 4(d) rule to facilitate
the continuation of such management.
However, absent the protections of the
Act, we do not have commitments that
all current management will continue
and that it will adapt as necessary to
effectively address emerging stressors
(e.g., intensifying hurricanes). The
absence of commitments to implement
effective conservation efforts into the
future for this conservation reliant
species increases the risk of extinction
in the foreseeable future. Thus, after
assessing the best available information,
we conclude that the red-cockaded
woodpecker is not in danger of
extinction but is likely to become in
danger of extinction within the
foreseeable future throughout all of its
range.
Status Throughout a Significant Portion
of Its Range
Under the Act and our implementing
regulations, a species may warrant
listing if it is in danger of extinction or
likely to become so within the
foreseeable future throughout all or a
significant portion of its range. The
court in Center for Biological Diversity
v. Everson, 435 F. Supp. 3d 69 (D.D.C.
2020) (Everson), vacated the provision
of the Final Policy on Interpretation of
the Phrase ‘‘Significant Portion of Its
Range’’ in the Endangered Species Act’s
Definitions of ‘‘Endangered Species’’
and ‘‘Threatened Species’’ (hereafter
‘‘Final Policy’’; 79 FR 37578; July 1,
2014) that provided that if the Services
determine that a species is threatened
throughout all of its range, the Services
will not analyze whether the species is
endangered in a significant portion of its
range.
Therefore, we proceed to evaluating
whether the species is endangered in a
significant portion of its range—that is,
whether there is any portion of the
species’ range for which both (1) the
portion is significant; and (2) the species
is in danger of extinction in that
portion. Depending on the case, it might
be more efficient for us to address the
‘‘significance’’ question or the ‘‘status’’
question first. We can choose to address
either question first. Regardless of
which question we address first, if we
reach a negative answer with respect to
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the first question that we address, we do
not need to evaluate the other question
for that portion of the species’ range.
Following the court’s holding in
Everson, we now consider whether there
are any significant portions of the
species’ range where the species is in
danger of extinction now (i.e.,
endangered). In undertaking this
analysis for red-cockaded woodpecker,
we choose to address the status question
first—we consider information
pertaining to the geographic distribution
of both the species and the threats that
the species faces to identify portions of
the range where the species may be
endangered.
We evaluated the range of the redcockaded woodpecker to determine if
the species is in danger of extinction
now in any portion of its range. The
range of a species can theoretically be
divided into portions in an infinite
number of ways. We focused our
analysis on portions of the species’
range that may meet the definition of an
endangered species. For red-cockaded
woodpecker, we considered whether the
threats or their effects on the species are
greater in any biologically meaningful
portion of the species’ range than in
other portions such that the species is
in danger of extinction now in that
portion.
The statutory difference between an
endangered species and a threatened
species is the timeframe in which the
species becomes in danger of extinction;
an endangered species is in danger of
extinction now while a threatened
species is not in danger of extinction
now but is likely to become so within
the foreseeable future. Thus, we
reviewed the best scientific and
commercial data available regarding the
time horizon for the threats that are
driving the red-cockaded woodpecker to
warrant listing as a threatened species
throughout all of its range.
We then considered whether these
threats or their effects are occurring in
any portion of the species’ range such
that the species is in danger of
extinction now in that portion of its
range. We examined the following
threats: natural disasters such as
hurricanes and vulnerability due to
small population sizes and
fragmentation, including cumulative
effects. Other identified stressors, such
as inadequate habitat, are uniform
throughout the red-cockaded
woodpecker’s range. Although
hurricanes may impact populations
across the red-cockaded woodpecker’s
range, return intervals are shorter and
impacts are more pronounced in nearcoastal populations compared to inland
populations (USFWS 2022, pp. 121–
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124). Furthermore, while small
populations occur throughout the
species’ range, we found a portion of the
range that may have a different
extinction risk due to a concentration of
threats from the combination of both
hurricanes and small population sizes
in the Florida Peninsula, West Gulf
Coastal Plain, and the southernmost
near-coastal extension of the Upper
West Gulf Coastal Plain ecoregions. This
means these populations when
combined together may constitute a
portion of the species’ range where the
species could have a different status.
Despite the vulnerability of these
areas to hurricanes, this stressor is not
currently accelerating extinction risk in
this portion of the range due to effective
conservation management. Populations
can withstand and persist after
hurricanes if biologists and land
managers implement prompt, effective
post-storm recovery actions, such as
installing artificial cavities, reducing
hazardous fuels, and restoring forests to
suitable habitat. Such actions have been
occurring after storm events for
managed populations, such as the quick
response after Hurricane Michael in
October 2018. Both this emergency
response and routine management are
well-understood and are currently being
implemented across the range of the
woodpecker. In addition, much of the
red-cockaded woodpecker’s currently
occupied habitat is now protected under
various management plans. As such,
despite the regular occurrence of
hurricanes within red-cockaded
woodpecker habitat, especially in the
coastal areas in the Florida Peninsula,
West Gulf Coastal Plain, and the
southernmost near-coastal extension of
the Upper West Gulf Coastal Plain
ecoregions, 89 percent of the
populations for which we have trend
data demonstrate stable to increasing
growth rates in this portion of the range,
illustrating the effectiveness of currently
ongoing active management in
preventing broad impacts from
hurricanes and other stressors (USFWS
2022, p. 112). Catastrophic risk from
natural events is being effectively
managed (e.g., through prompt poststorm response) such that the species is
not currently in danger of extinction in
this portion of the range.
However, we also noted in the
proposed rule and in this final rule that
the frequency of major hurricanes
(Bender et al. 2010, entire; Knutson et
al. 2010, entire; Walsh et al. 2014, pp.
41–42) may increase in the future in
response to global climate change, and
this increase could disproportionately
affect the smaller, less resilient
woodpecker populations. Immediate
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management response after natural
disasters is key to preventing cluster
abandonment in all populations and is
critical to keeping smaller populations
from being extirpated altogether. As a
conservation-reliant species, securing
management commitments for the
foreseeable future, including
commitments for effective post-storm
response, would ensure that redcockaded woodpecker populations grow
or are maintained. However, given
potential increased negative impacts
from hurricanes in the future and due to
the lack of certainty that effective poststorm response will continue in the
foreseeable future, we find that redcockaded woodpeckers are likely to
become endangered within the
foreseeable future throughout all of their
range. This risk may be particularly high
in the foreseeable future in the Florida
Peninsula, West Gulf Coastal Plain, and
the southernmost near-coastal extension
of the Upper West Gulf Coastal Plain
ecoregions. However, although some
threats to the red-cockaded woodpecker
are concentrated in the Florida
Peninsula, West Gulf Coastal Plain, and
the southernmost near-coastal extension
of the Upper West Gulf Coastal Plain
ecoregions, the timing of the effects of
the threats and the species’ anticipated
responses in that portion is the same as
that for the entire range for the
foreseeable future. As a result, the redcockaded woodpecker is not in danger
of extinction now in this portion of its
range.
We also considered whether the
portion of the species’ range that
contains low or very low resiliency
populations could constitute a portion
that provides a basis for determining
that the species is in danger of
extinction in a significant portion of its
range. However, based on our analysis,
we did not find that this portion of the
species’ range, or any combination of
areas that lack moderate, high, or very
high resiliency populations, met the
definition of an endangered species.
Managers are currently applying active
management to these small populations.
As a result of this active management,
the vast majority of these low or very
low resiliency populations have stable
or increasing growth rates, evidencing
the effectiveness of this active
management in supporting the
persistence of these small populations.
Of the 108 demographic populations in
low or very low resiliency classes, 86
have data on growth rates; 86 percent of
these populations have growth rates
greater than or equal to one (USFWS
2022, pp. 108–110). Under this current
paradigm, these small populations are
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not currently in danger of extinction
due to the active management (e.g.,
translocation, habitat management,
artificial cavity installation) that
supports their stability and growth.
However, as we discuss above, given
potential increased negative impacts
from other stressors (e.g., hurricanes) in
the foreseeable future and due to the
lack of certainty that all active
woodpecker management will continue
at current rates in the foreseeable future,
we find that the red-cockaded
woodpecker meets the definition of
threatened as the species is likely to
become endangered within the
foreseeable future throughout all of its
range. These smaller populations will
likely be particularly sensitive to these
potential changes in stressors and
management in the future. Therefore,
although within the Florida Peninsula,
West Gulf Coastal Plain, and the
southernmost near-coastal extension of
the Upper West Gulf Coastal Plain
ecoregions, the red-cockaded
woodpecker may be more vulnerable to
future changes in threats and
conservation, the best scientific and
commercial data available do not
indicate that the species’ responses to
the threats are such that the redcockaded woodpecker is in danger of
extinction now within the Florida
Peninsula, West Gulf Coastal Plain, and
the southernmost near-coastal extension
of the Upper West Gulf Coastal Plain
ecoregions. Therefore, we determine
that the species is not in danger of
extinction now in any portion of its
range, but that the species is likely to
become in danger of extinction within
the foreseeable future throughout all of
its range. This does not conflict with the
courts’ holdings in Desert Survivors v.
U.S. Department of the Interior, 321 F.
Supp. 3d 1011, 1070–74 (N.D. Cal. 2018)
and Center for Biological Diversity v.
Jewell, 248 F. Supp. 3d 946, 959 (D.
Ariz. 2017) because, in reaching this
conclusion, we did not apply the
aspects of the Final Policy, including
the definition of ‘‘significant’’ that those
court decisions held were invalid.
Determination of Status
Our review of the best scientific and
commercial data available indicates that
the red-cockaded woodpecker meets the
definition of a threatened species.
Therefore, we are downlisting the redcockaded woodpecker as a threatened
species in accordance with sections
3(20) and 4(a)(1) of the Act.
Available Conservation Measures
The primary purpose of the Act is the
conservation of endangered and
threatened species and the ecosystems
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upon which they depend. The ultimate
goal of such conservation efforts is the
recovery of these listed species, so that
they no longer need the protective
measures of the Act. With this
downlisting of the red-cockaded
woodpecker, conservation measures
continue to be provided including
recognition as a listed species, planning
and implementation of recovery actions,
requirements for Federal protection, and
prohibitions against certain practices.
As discussed above, the 2003 recovery
plan provides guidelines for installing
artificial cavities, management of cavity
trees and clusters, translocation,
silviculture, prescribed fire under the
management guidelines, and guidelines
for managing foraging habitat on private
lands under the private land guidelines.
In addition, section 7(a)(1) and 7(a)(2)
responsibilities of Federal agencies
remain.
Section 7 of the Act is titled
Interagency Cooperation and mandates
all Federal action agencies to use their
existing authorities to further the
conservation purposes of the Act and to
ensure that their actions are not likely
to jeopardize the continued existence of
listed species or adversely modify
critical habitat. Regulations
implementing section 7 are codified at
50 CFR part 402.
Section 7(a)(2) states that each Federal
action agency shall, in consultation with
the Secretary, ensure that any action
they authorize, fund, or carry out is not
likely to jeopardize the continued
existence of a listed species or result in
the destruction or adverse modification
of designated critical habitat. Each
Federal agency shall review its action at
the earliest possible time to determine
whether it may affect listed species or
critical habitat. If a determination is
made that the action may affect listed
species or critical habitat, formal
consultation is required (50 CFR
402.14(a)), unless the Service concurs in
writing that the action is not likely to
adversely affect listed species or critical
habitat. At the end of a formal
consultation, the Service issues a
biological opinion, containing its
determination of whether the federal
action is likely to result in jeopardy or
adverse modification.
Examples of discretionary actions for
the red-cockaded woodpecker that may
be subject to consultation procedures
under section 7 are land management or
other landscape-altering activities on
Federal lands administered by the DoD,
USFS, USFWS, NWR, Federal Highway
Administration, and U.S. Department of
Energy as well actions on State, Tribal,
local, or private lands that require a
Federal permit (such as a permit from
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the U.S. Army Corps of Engineers under
section 404 of the Clean Water Act (33
U.S.C. 1251 et seq.) or a permit from the
Service under section 10 of the Act) or
that involve some other Federal action
(such as funding from the Federal
Highway Administration, Federal
Aviation Administration, or the Federal
Emergency Management Agency).
Federal actions not affecting listed
species or critical habitat—and actions
on State, Tribal, local, or private lands
that are not federally funded,
authorized, or carried out by a Federal
agency—do not require section 7
consultation. Federal agencies should
coordinate with the local Service Field
Office (see FOR FURTHER INFORMATION
CONTACT) with any specific questions on
Section 7 consultation and conference
requirements.
Please contact us if you are interested
in participating in recovery efforts for
the red-cockaded woodpecker.
Additionally, we invite you to submit
any new information on this species
whenever it becomes available and any
information you may have for recovery
implementation purposes (see FOR
FURTHER INFORMATION CONTACT).
It is the policy of the Services, as
published in the Federal Register on
July 1, 1994 (59 FR 34272), to identify
to the extent known at the time a
species is listed, specific activities that
will not be considered likely to result in
violation of section 9 of the Act. To the
extent possible, activities that will be
considered likely to result in violation
will also be identified in as specific a
manner as possible. The intent of this
policy is to increase public awareness of
the effect of a listing on proposed and
ongoing activities within the range of
the species. Although most of the
prohibitions in section 9 of the Act
apply to endangered species, sections
9(a)(1)(G) and 9(a)(2)(C) of the Act
prohibit the violation of any regulation
under section 4(d) pertaining to any
threatened species of fish or wildlife, or
threatened species of plant,
respectively. Section 4(d) of the Act
directs the Secretary to promulgate
protective regulations that are necessary
and advisable for the conservation of
threatened species. As a result, we
interpret our policy to mean that, when
we list a species as a threatened species,
to the extent possible, we identify
activities that will or will not be
considered likely to result in violation
of the protective regulations under
section 4(d) for that species.
At this time, we are unable to identify
specific activities that will or will not be
considered likely to result in violation
of section 9 of the Act beyond what is
already clear from the descriptions of
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prohibitions and exceptions established
by protective regulation under section
4(d) of the Act.
Questions regarding whether specific
activities would constitute violation of
section 9 of the Act should be directed
to the Georgia Ecological Services Field
Office (see FOR FURTHER INFORMATION
CONTACT).
Protective Regulations Under Section
4(d) of the Act
Background
Section 4(d) of the Act contains two
sentences. The first sentence states that
the Secretary shall issue such
regulations as she deems necessary and
advisable to provide for the
conservation of species listed as
threatened species. Conservation is
defined in the Act to mean the use of
all methods and procedures which are
necessary to bring any endangered
species or threatened species to the
point at which the measures provided
pursuant to the Act are no longer
necessary. Additionally, the second
sentence of section 4(d) of the Act states
that the Secretary may by regulation
prohibit with respect to any threatened
species any act prohibited under section
9(a)(1), in the case of fish or wildlife, or
section 9(a)(2), in the case of plants.
With these two sentences in section
4(d), Congress delegated broad authority
to the Secretary to determine what
protections would be necessary and
advisable to provide for the
conservation of threatened species, and
even broader authority to put in place
any of the section 9 prohibitions, for a
given species.
The courts have recognized the extent
of the Secretary’s discretion under this
standard to develop rules that are
appropriate for the conservation of a
species. For example, courts have
upheld, as a valid exercise of agency
authority, rules developed under section
4(d) that included limited prohibitions
against takings (see Alsea Valley
Alliance v. Lautenbacher, 2007 WL
2344927 (D. Or. 2007); Washington
Environmental Council v. National
Marine Fisheries Service, 2002 WL
511479 (W.D. Wash. 2002)). Courts have
also upheld 4(d) rules that do not
address all of the threats a species faces
(see State of Louisiana v. Verity, 853
F.2d 322 (5th Cir. 1988)). As noted in
the legislative history when the Act was
initially enacted, ‘‘once an animal is on
the threatened list, the Secretary has an
almost infinite number of options
available to [her] with regard to the
permitted activities for those species.
[She] may, for example, permit taking,
but not importation of such species, or
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[she] may choose to forbid both taking
and importation but allow the
transportation of such species’’ (H.R.
Rep. No. 412, 93rd Cong., 1st Sess.
1973).
The provisions of this species’
protective regulations under section 4(d)
of the Act are one of many tools that we
will use to promote the conservation of
the red-cockaded woodpecker. Nothing
in 4(d) rules change in any way the
recovery planning provisions of section
4(f) of the Act, the consultation
requirements under section 7 of the Act,
or the ability of the Service to enter into
partnerships for the management and
protection of the red-cockaded
woodpecker.
As mentioned previously in Available
Conservation Measures, Section 7(a)(2)
of the Act requires Federal agencies,
including the Service, to ensure that any
action they authorize, fund, or carry out
is not likely to jeopardize the continued
existence of any endangered species or
threatened species or result in the
destruction or adverse modification of
designated critical habitat of such
species. These requirements are the
same for a threatened species regardless
of what is included in a 4(d) rule.
Section 7 consultation is required for
Federal actions that ‘‘may affect’’ a
listed species regardless of whether take
caused by the activity is prohibited or
excepted by a 4(d) rule (‘‘blanket rule’’
or species-specific 4(d) rule). A 4(d) rule
does not change the process and criteria
for informal or formal consultations and
does not alter the analytical process
used for biological opinions or
concurrence letters. For example, as
with an endangered species, if a Federal
agency determines that an action is ‘‘not
likely to adversely affect’’ a threatened
species, this will require our written
concurrence (50 CFR 402.13(c).
Similarly, if a Federal agency
determines that an action is ‘‘likely to
adversely affect’’ a threatened species,
the action will require formal
consultation and the formulation of a
biological opinion (50 CFR 402.14(a)).
Because consultation obligations and
processes are unaffected by 4(d) rules,
we may consider developing tools to
streamline future intra-Service and
inter-Agency consultations for actions
that result in forms of take that are not
prohibited by the 4(d) rule (but that still
require consultation). These tools may
include consultation guidance,
Information for Planning and
Consultation effects determination keys,
template language for biological
opinions, or programmatic
consultations.
The red-cockaded woodpecker
requires cavity trees, nesting habitat,
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and foraging habitat (USFWS 2022, pp.
83–87). Red-cockaded woodpeckers rely
on cavities for nesting and roosting
(USFWS 2022, p. 33). Old pines are
required as cavity trees because cavity
chambers must be completely within
the heartwood to prevent pine resin in
the sapwood from entering the chamber
and because heartwood diameter is a
function of tree age (Jackson and
Jackson 1986, pp. 319–320; Clark 1993,
pp. 621–626; USFWS 2022, p. 32). In
addition, old pines have a higher
incidence of the heartwood decay that
greatly facilitates cavity excavation
(USFWS 2022, p. 32). As we explain in
the 2003 recovery plan, given that the
species requires these cavities to
complete its life cycle, the number of
suitable cavities available can limit
population size (USFWS 2003, p. 20).
Thus, the recovery plan states, ‘‘to
prevent loss of occupied territories,
existing cavity trees should be
protected, so that a sufficient number of
suitable ones are maintained at all
times’’ (USFWS 2003, p. 20).
Red-cockaded woodpeckers also
require open pine woodlands and
savannas with large old pines for
nesting and roosting (i.e., nesting
habitat) (USFWS 2022, p. 32). Cavity
trees, with rare exception, occur in open
stands with little or no hardwood
midstory and few or no overstory
hardwoods (USFWS 2022, p. 32).
Suitable foraging habitat generally
consists of mature pines with an open
canopy, low densities of small pines, a
sparse hardwood or pine midstory, few
or no overstory hardwoods, and
abundant native bunchgrass and forb
groundcovers (USFWS 2022, p. 41).
Additionally, the red-cockaded
woodpecker is a conservation-reliant
species ‘‘highly dependent on active
conservation management with
prescribed fire, beneficial and
compatible silvicultural methods to
regulate forest composition and
structure, the provision of artificial
cavities where natural cavities are
insufficient, translocation to sustain and
increase small vulnerable populations,
and effective monitoring to identify
limiting biological and habitat factors
for management’’ (USFWS 2022, p. 131).
We emphasize this conservation
reliance in the proposed rule (85 FR
63474, October 8, 2020) and indicate
that the future persistence of the species
will require these management actions
to continue. As such, in addition to
providing prohibitions necessary to
protect individuals, the section 4(d) rule
provides exceptions that will maintain
and restore these essential nesting and
foraging resources for the species (i.e.,
cavity trees, nesting habitat, and
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foraging habitat), which will advance
the species’ recovery and conservation.
Specifically, the exceptions in the
section 4(d) rule encourage beneficial
habitat management on Federal lands,
compatible prescribed burns and use of
herbicides on eligible private and other
non-Federal lands, and the provision of
artificial cavities throughout the species’
range. These activities provide
considerable benefit to the species and
its habitat by maintaining or increasing
the quantity and quality of cavity trees,
nesting habitat, and foraging habitat.
Additionally, this section 4(d) rule
retains the exception for take that
results from activities authorized by a
permit under the Act, which includes
permits we have issued under the SHA
program or will issue under the CBA
program. Together, these prohibitions
and exceptions will maintain and
restore essential nesting and foraging
resources for the species, improving the
availability of suitable habitat, and will
promote continued recovery.
Additionally, one of the primary
purposes of the Act is to provide a
means whereby the ecosystems upon
which endangered and threatened
species depend may be conserved (16
U.S.C. 1531(b)); crafting a section 4(d)
rule for red-cockaded woodpecker that
encourages habitat management that
benefits the species will also support
conservation of the native pine-grass
ecosystems upon which the species
depends.
The provisions of this section 4(d)
rule will promote conservation of the
red-cockaded woodpecker by
prohibiting take that can directly or
indirectly impact population
demographics. They also promote
conservation of the species by providing
more flexibility for incidental take that
may result from activities that maintain
and restore requisite habitat features.
Moreover, we acknowledge and
commend the accomplishments of our
Federal partners, State agencies,
nongovernmental organizations, and
private landowners in providing
conservation for the red-cockaded
woodpecker for the past four decades.
This intensive management has
facilitated population growth since the
time of listing, thereby allowing us to
downlist the species from endangered to
threatened. Private and other nonFederal landowners’ SHAs and HCPs,
DoD’s INRMPs, USFS LRMPs, and the
NWR System’s CCPs currently provide
specific measures for the active
management and conservation of the
species throughout its range, which
have aided in the recovery of the species
and its habitat. Overall, the majority of
red-cockaded woodpecker populations
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are managed under plans that address
population enhancement and habitat
management to sustain or increase
populations and to meet the 2003
recovery plan objectives for primary
core, secondary core, and essential
support populations (USFWS 2003, pp.
156–159). Our section 4(d) rule does not
invalidate or replace these successful
programs. In fact, the section 4(d) rule
continues to encourage participation in
the CBA program, previously known as
the SHA program, and provides
incentives for public land managers and
applicable State land management
agencies to continue providing specific
management for the benefit of the
species and its habitat.
The provisions of this section 4(d)
rule are only one of the many tools we
can use to promote conservation of the
red-cockaded woodpecker. For example,
private and other non-Federal
landowners may still pursue regulatory
flexibility through existing mechanisms
that currently promote the species’
conservation, such as CBAs or HCPs.
These mechanisms will continue to
provide considerable assurances for
landowners.
Similarly, this section 4(d) rule does
not change an eligible private or other
non-Federal landowner’s ability to
enroll in conservation programs such as
those available through the NRCS or the
Partners for Fish and Wildlife Program.
These Federal programs provide
technical and financial assistance to
eligible private and other non-Federal
landowners to support habitat
management for the benefit of wildlife
and other natural resources in the openpine systems of the southeastern United
States, as well as other habitat types
throughout the country. Nationwide,
these programs help conserve or restore
hundreds of thousands of acres of
wildlife habitat every year. As a result
of the consultations these Federal
programs conduct with us, enrolled
private and other non-Federal
landowners already receive allowances
for incidental take associated with
beneficial conservation practices,
without having to embark on a complex
permitting process; the reclassification
of the red-cockaded woodpecker and the
section 4(d) rule do not alter these
programs. We encourage eligible private
and other non-Federal landowners to
continue participating in these valuable
conservation programs.
Finally, this section 4(d) rule does not
alter or invalidate the 2003 recovery
plan. Recovery plans are not regulatory
documents, but rather they provide a
strategy to guide the conservation and
recovery of the red-cockaded
woodpecker.
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The only portion of this document
that has regulatory effect is the text
presented below under Regulation
Promulgation (i.e., the text we add as
paragraph (h) of § 17.41 of title 50 of the
Code of Federal Regulations (50 CFR
17.41(h)); the explanatory text above
and in ‘‘Provisions of the 4(d) Rule’’
below merely clarifies the intent of
these regulations.
Provisions of the 4(d) Rule
Prohibitions
Exercising the Secretary’s authority
under section 4(d) of the Act, we have
developed a rule that is designed to
address the red-cockaded woodpecker’s
conservation needs. As discussed
previously in Summary of Biological
Status and Threats, we have concluded
that the red-cockaded woodpecker is
likely to become in danger of extinction
within the foreseeable future primarily
due to lack of suitable roosting, nesting,
and foraging habitat resulting from the
legacy effects of historical logging,
incompatible forest management, and
conversion of forests to urban and
agricultural uses. Section 4(d) requires
the Secretary to issue such regulations
as she deems necessary and advisable to
provide for the conservation of each
threatened species and authorizes the
Secretary to include among those
protective regulations any of the
prohibitions that section 9(a)(1) of the
Act prescribes for endangered species.
We are not required to make a
‘‘necessary and advisable’’
determination when we apply or do not
apply specific section 9 prohibitions to
a threatened species (In re: Polar Bear
Endangered Species Act Listing and 4(d)
Rule Litigation, 818 F. Supp. 2d 214,
228 (D.D.C. 2011) (citing Sweet Home
Chapter of Cmtys. for a Great Or. v.
Babbitt, 1 F.3d 1, 8 (D.C. Cir. 1993),
rev’d on other grounds, 515 U.S. 687
(1995))). Nevertheless, even though we
are not required to make such a
determination, we have chosen to be as
transparent as possible and explain
below why we find that, if finalized, the
protections, prohibitions, and
exceptions in this rule as a whole satisfy
the requirement in section 4(d) of the
Act to issue regulations deemed
necessary and advisable to provide for
the conservation of the red-cockaded
woodpecker.
The protective regulations for redcockaded woodpecker incorporate
prohibitions from section 9(a)(1) to
address the threats to the species. The
prohibitions of section 9(a)(1) of the Act,
and implementing regulations codified
at 50 CFR 17.21, make it illegal for any
person subject to the jurisdiction of the
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United States to commit, to attempt to
commit, to solicit another to commit or
to cause to be committed any of the
following acts with regard to any
endangered wildlife: (1) import into, or
export from, the United States; (2) take
(which includes harass, harm, pursue,
hunt, shoot, wound, kill, trap, capture,
or collect) within the United States,
within the territorial sea of the United
States, or on the high seas; (3) possess,
sell, deliver, carry, transport, or ship, by
any means whatsoever, any such
wildlife that has been taken illegally; (4)
deliver, receive, carry, transport, or ship
in interstate or foreign commerce, by
any means whatsoever and in the course
of commercial activity; or (5) sell or
offer for sale in interstate or foreign
commerce. This protective regulation
includes all of these prohibitions
because the red-cockaded woodpecker
is at risk of extinction in the foreseeable
future and putting these prohibitions in
place will help to prevent negative
effects from other ongoing or future
threats.
In particular, this 4(d) rule will
provide for the conservation of the redcockaded woodpecker by prohibiting
the following activities, unless they fall
within specific exceptions or are
otherwise authorized or permitted:
importing or exporting red-cockaded
woodpeckers; take of red-cockaded
woodpeckers; possession and other acts
with unlawfully taken specimens;
delivering, receiving, transporting, or
shipping red-cockaded woodpeckers in
interstate or foreign commerce in the
course of commercial activity; and
selling red-cockaded woodpeckers or
offering red-cockaded woodpeckers for
sale in interstate or foreign commerce.
Under the Act, ‘‘take’’ means to
harass, harm, pursue, hunt, shoot,
wound, kill, trap, capture, or collect, or
to attempt to engage in any such
conduct. Some of these provisions have
been further defined in regulations at 50
CFR 17.3. Take can result knowingly or
otherwise, by direct and indirect
impacts, intentionally or incidentally.
Regulating take will help decrease
synergistic, negative effects from other
ongoing or future threats. Therefore, we
are prohibiting take of the red-cockaded
woodpecker, except for take resulting
from those actions and activities
specifically excepted by the 4(d) rule.
As discussed in the SSA report for the
species, effective monitoring, research,
and translocation are important
elements of the active management that
promotes red-cockaded woodpecker
conservation and recovery. However, in
this section 4(d) rule, we prohibit all
forms of take, which include capturing,
handling, and similar activities. Such
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activities include, but are not limited to,
translocation, banding, collecting tissue
samples, and research involving
capturing and handling red-cockaded
woodpeckers. While these activities are
essential to conservation and recovery
of the species, there are proper
techniques to capturing and handling
birds that require training and
experience. Improper capture, banding,
or handling can cause injury or even
result in death of red-cockaded
woodpeckers. Therefore, to ensure that
these activities continue to be
conducted correctly by properly trained
personnel, the section 4(d) rule
continues to prohibit take associated
with translocation, banding, research,
and other activities that involve capture
or handling of red-cockaded
woodpeckers; however, take that results
from these activities could still be
allowed under a section 10(a)(1)(A)
permit.
Exceptions
Exceptions to the prohibition on take
include all of the general exceptions to
the prohibition against take of
endangered wildlife as set forth in 50
CFR 17.21 and additional exceptions, as
described below.
Despite these prohibitions regarding
threatened species, we may under
certain circumstances issue permits to
carry out one or more otherwiseprohibited activities, including those
described above. The regulations that
govern permits for threatened wildlife
state that the Director may issue a
permit authorizing any activity
otherwise prohibited with regard to
threatened species. These include
permits issued for the following
purposes: for scientific purposes, to
enhance propagation or survival, for
economic hardship, for zoological
exhibition, for educational purposes, for
incidental taking, or for special
purposes consistent with the purposes
of the Act (50 CFR 17.32). The statute
also contains certain exemptions from
the prohibitions, which are found in
sections 9 and 10 of the Act.
Furthermore, we encourage
landowners to continue to enroll in the
CBA program, previously known as the
SHA program. Exactly like the
regulatory regime that applies while the
species is listed as endangered, any new
permits issued under the authority of
the CBA program will provide
landowners with additional
management flexibility and exemption
from some of the take prohibitions in
this rule. As discussed in greater detail
above, CBAs are partnerships between
landowners and us or between the State
and us involving voluntary agreements
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under which the landowners receive
formal regulatory assurances from us
regarding their management
responsibilities in return for
contributions to benefit the listed
species. This section 4(d) rule does not
alter this valuable program, or the
permits associated with it.
In addition, to further the
conservation of the species, any
employee or agent of the Service, any
other Federal land management agency,
the National Marine Fisheries Service, a
State conservation agency, or a federally
recognized Tribe, who is designated by
their agency or Tribe for such purposes,
may, when acting in the course of their
official duties, take threatened wildlife
without a permit if such action is
necessary to: (i) Aid a sick, injured, or
orphaned specimen; or (ii) dispose of a
dead specimen; or (iii) salvage a dead
specimen that may be useful for
scientific study; or (iv) remove
specimens that constitute a
demonstrable but nonimmediate threat
to human safety, provided that the
taking is done in a humane manner; the
taking may involve killing or injuring
only if it has not been reasonably
possible to eliminate such threat by livecapturing and releasing the specimen
unharmed, in an appropriate area.
Next, we incorporate the exception to
take prohibitions for threatened species
found in 50 CFR 17.31(b), which
authorizes employees or agents of the
Service or State conservation agencies
operating under a cooperative
agreement with us in accordance with
section 6(c) of the Act to take redcockaded woodpeckers in order to carry
out conservation programs for the
species. We recognize the special and
unique relationship that we have with
our State natural resource agency
partners in contributing to conservation
of listed species. State agencies often
possess scientific data and valuable
expertise on the status and distribution
of endangered, threatened, and
candidate species of wildlife and plants.
State agencies, because of their
authorities and their close working
relationships with local governments
and landowners, are in a unique
position to assist us in implementing all
aspects of the Act. States solely own and
manage lands occupied by at least 31
demographic populations and oversee
State-wide SHAs, now known as CBAs,
that have enrolled 459 non-Federal
landowners covering approximately 2.5
million acres (85 FR 63474, October 8,
2020).
In this regard, section 6 of the Act
provides that we must cooperate to the
maximum extent practicable with the
States in carrying out programs
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85331
authorized by the Act. Therefore, any
qualified employee or agent of a State
conservation agency that is a party to a
cooperative agreement with us in
accordance with section 6(c) of the Act,
who is designated by his or her agency
for such purposes, will be able to
conduct activities designed to conserve
red-cockaded woodpecker that may
result in otherwise prohibited take
without additional authorization.
This exception is very similar to an
exception that currently applies while
the woodpecker is listed as endangered
(the exception under 50 CFR
17.21(c)(5)). While the exception in 50
CFR 17.31(b) is similar to the exception
that currently applies while the species
is listed as endangered (50 CFR
17.21(c)(5)), it does not provide the
same limitations on take associated with
carrying out conservation programs in
States’ cooperative agreements. State
agencies may also enroll in the
Conservation Benefit program,
previously known as the Safe Harbor
program, to receive permits that allow
for certain types of take, if they are not
otherwise covered by a cooperative
agreement or otherwise prohibited.
The 4(d) rule will also provide for the
conservation of the species by allowing
exceptions that incentivize conservation
actions or that, while they may have
some minimal level of take of the redcockaded woodpecker, are not expected
to rise to the level that would have a
negative impact (i.e., would have only
de minimis impacts) on the species’
conservation. These exceptions will
promote the maintenance and
restoration of the habitat resources
(cavity trees, nesting habitat, and
foraging habitat) crucial to red-cockaded
woodpecker recovery and conservation
and not be subject to penalties and
enforcement in accordance with section
11 of the Act.
As discussed above, active
management targeted at maintaining
and restoring red-cockaded woodpecker
populations and habitat is essential to
the continued recovery of the species.
The analyses in the SSA report illustrate
that it could take ‘‘many decades . . . to
attain a desired future ecosystem
condition in which red-cockaded
woodpeckers are no longer dependent
on artificial cavities and related special
treatments. Without adequate specieslevel management, in contrast to
ecosystem management alone, very little
increase in the number of moderately to
very highly resilient populations can be
expected, and small populations of low
or very low resilience are unlikely to
persist’’ (USFWS 2022, p. 14). The
species-specific exceptions in this
section 4(d) rule aim to facilitate
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management that will protect and
enhance red-cockaded woodpecker
populations.
For several reasons, conservation of
red-cockaded woodpeckers as a species
depends primarily on the conservation
of populations on Federal properties
(e.g., National Forests, NWRs, DoD
installations). First, the vast majority of
red-cockaded woodpeckers in existence
today are on Federal lands (USFWS
2022, pp. 108–110; see table 7 in
USFWS 2003, p. 137). Second, Federal
properties contain most of the land that
can reasonably be viewed as potential
habitat for red-cockaded woodpeckers
(USFWS 1985, p. 133). Third, existing
Federal statutes, especially the Act,
require that Federal agencies conserve
listed species and maintain biodiversity
within their lands. Section 2(c)(1) of the
Act declares that it is the policy of
Congress that all Federal departments
and agencies shall seek to conserve
endangered species and threatened
species (16 U.S.C. 1531(c)(1)); the Act
defines conservation as the use of all
methods and procedures necessary to
bring an endangered species or
threatened species to the point at which
the measures provided pursuant to the
Act are no longer necessary (16 U.S.C.
1532(3)). Private and other non-Federal
landowners, in contrast, can contribute
substantially to conservation, but such
contributions above complying with the
statutory prohibitions (e.g., direct harm)
are voluntary. For those private and
other non-Federal landowners that wish
to increase the size of their population,
we strongly encourage them to aim to
achieve the recovery standard in the
2003 recovery plan or join the
Conservation Benefit program,
previously known as the Safe Harbor
program (USFWS 2003, pp. 188–189).
Therefore, the species-specific
exceptions in this section 4(d) rule
address eligible private and other nonFederal lands differently from Federal
lands for three reasons. First, these
entities have differing recovery
responsibilities. Second, because of
section 7 consultation obligations, we
will potentially be involved with
Federal agencies’ habitat management
activities and any conservation
activities that are authorized, funded, or
carried out through Federal
conservation programs on eligible
private and other non-Federal lands.
Third, there are other flexible programs
that permit take that are already
available to some State conservation
agencies and other eligible private and
non-Federal landowners (e.g., permits
issued from existing SHAs, future CBAs,
and HCPs and assistance provided by
various conservation programs, such as
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those administered by NRCS and the
Partners for Fish and Wildlife Program).
First, we include an exception to the
take prohibitions to allow incidental
take on DoD installations that occurs as
a result of implementing red-cockaded
woodpecker habitat management and
military training activities detailed in
Service-approved INRMPs. In this rule,
we define habitat management activities
as activities intended to maintain or
improve the quality and/or quantity of
red-cockaded woodpecker habitat,
including, but not limited to, prescribed
burning; using herbicides and
equipment to reduce midstory
encroachment, thin overstocked pine
stands, promote an open canopy pine
system, and promote herbaceous
groundcover; converting loblolly, slash,
or other planted pines to more firetolerant native pines such as longleaf
pine; planting and seeding native, siteappropriate pines and groundcover
species; and regenerating areas of older
pine forest, or any overrepresented age
class, to increase and maintain
sustainable current and future habitat.
Within the range of the species, most
DoD Army, Air Force, and Marine Corps
installations have red-cockaded
woodpecker management plans and
guidelines incorporated into their
Service-approved INRMPs to minimize
the adverse effects of the military
training activities outlined in the
INRMPs and to achieve red-cockaded
woodpecker recovery objectives. These
plans and guidelines all contain an
ESMC for red-cockaded woodpecker
conservation, which includes
population size objectives, management
actions to achieve conservation goals,
monitoring and reporting, and specific
training activities that are allowed or
restricted within clusters and near
cavity trees. Under the Sikes Act (16
U.S.C. 670 et seq.), we are required to
review and approve INRMPs, when they
are revised, at least every 5 years, and
participate in annual reviews. In
addition to this review and approval
under the Sikes Act, we conduct section
7 consultation under the Act on INRMPs
and ESMCs to ensure DoD installations’
activities are not likely to jeopardize the
continued existence of any listed
species, including red-cockaded
woodpeckers. Even with this exception
in the section 4(d) rule, DoD
installations will still need to comply
with the Sikes Act requirement to obtain
our approval of INRMPs and will still
need to fulfill their section 7 obligations
under the Act, including consulting,
tracking and reporting amounts of
incidental take that occur as a result of
activities outlined in the INRMP (see
‘‘Implications for Implementation,’’
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below, for more detail on section 7
processes under section 4(d) rules).
In addition to excepting incidental
take that results from red-cockaded
woodpecker habitat management
activities in INRMPs, this section 4(d)
rule will except incidental take
associated with routine military training
activities that are included in a Serviceapproved INRMP. The military training
activities that DoD installations include
in their INRMPs have been specifically
designed to minimize incidental take of
listed species, including red-cockaded
woodpeckers. The DoD uses longestablished guidelines (e.g.,
Management Guidelines for the RedCockaded Woodpecker on Army
Installations (U.S. Army 1996, entire)) to
inform minimization measures that
reduce incidental take associated with
military training. Moreover, the DoD
conducts section 7 consultation with us
on the content of their INRMPs to
ensure these military training activities
will not jeopardize the species. Any
incidental take resulting from new
proposed training or construction
activities that are not incorporated into
a Service-approved INRMP are not
excepted under this rule but could be
exempted through an incidental take
statement associated with a biological
opinion resulting from a separate
section 7 consultation under the Act. In
other words, if a military installation’s
activities do not fall within the
exceptions in this section 4(d) rule (i.e.,
they are not incorporated in a Serviceapproved INRMP) or are not otherwise
covered in an existing section 7
biological opinion, incidental take that
results from those activities could still
be exempted from the prohibitions in
this section 4(d) rule via a new
biological opinion’s incidental take
statement as long as the activities will
not jeopardize the continued existence
of the species.
To further ensure the DoD continues
to monitor their red-cockaded
woodpecker populations and habitats,
the provisions in the section 4(d) rule
will require each installation to share an
annual property report regarding their
red-cockaded woodpecker populations.
This annual property report could
include the property’s recovery goal; the
number of active, inactive, and
recruitment clusters; information on
habitat quality; and the number of
artificial cavities the property installed.
All military installations with redcockaded woodpecker populations
currently provide such a report to us,
and we expect this to continue while
the species is listed as threatened. This
monitoring could inform adaptive
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management during annual INRMP
reviews.
As a result of existing conservation
programs under Service-approved
INRMPs, red-cockaded woodpecker
populations have increased on all DoD
installations. Of note, Fort Liberty, Fort
Stewart, Eglin Air Force Base, Fort
Moore, and Camp Blanding all have
achieved or surpassed their 2003
recovery plan population size objectives
and are expected to continue to manage
towards larger populations (USFWS
2003, pp. xiii–xx, 212–213). Active and
beneficial red-cockaded woodpecker
management to increase population
sizes on DoD installations has been an
essential component of sustaining the
species, and such management can
balance the effects of military training.
Given the close, formal involvement
we have in reviewing and approving
INRMPs under the Sikes Act, the
species-specific beneficial management
practices that DoD installations must
incorporate into the ESMCs of these
plans, the monitoring that the DoD
installations must conduct, and the
section 7 consultation that will still
occur for these plans to ensure
conservation activities do not jeopardize
the species, we find that the
management resulting from INRMPs
will continue to advance the
conservation of the species, even if
incidental take occurs. Therefore, this
section 4(d) rule excepts incidental take
resulting from red-cockaded
woodpecker habitat management and
military training activities on DoD
installations carried out in accordance
with a Service-approved INRMP.
Second, we include an exception to
take prohibitions to allow incidental
take that results from habitat
management activities intended to
restore or maintain red-cockaded
woodpecker habitat on Federal land
management agency properties; as noted
earlier, we define ‘‘habitat management
activities’’ for the purposes of the
section 4(d) rule (see Regulation
Promulgation, below). We provide this
exception separately from the
aforementioned exception for DoD
properties to account for the fact that
the Sikes Act requires a different level
of our involvement in the development
of INRMPs and provides different
standards for content in INRMPs than
other Federal natural resource
management planning processes.
In order to benefit from this
exception, Federal land management
agencies must detail these planned
habitat management activities in a
Federal habitat management plan that
includes a red-cockaded woodpecker
management component, which
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addresses factors including, but not
limited to, the red-cockaded
woodpecker population size objective
and the habitat management necessary
to sustain, restore, or increase foraging
habitat, nesting habitat, and cavity trees
to attain population size objective.
Suitable management plans may be
stand-alone documents or may be stepdown plans with red-cockaded
woodpecker-specific management
components that implement more
general plans (e.g., the habitat
management plans that implement the
NWR System’s CCPs and red-cockaded
woodpecker-specific amendments to
LRMPs). In addition to describing these
habitat management activities in a
Federal habitat management plan,
Federal land management agencies must
also incorporate appropriate
conservation measures to minimize or
avoid adverse effects of these habitat
management activities on red-cockaded
woodpecker foraging habitat, on
clusters, and on the species’ roosting
and nesting behavior to the maximum
extent practicable; Federal agencies may
identify these avoidance and
minimization measures in these habitat
management plans or in other
documentation associated with the
section 7 consultation process. The
inclusion of ‘‘clusters’’ in this provision
ensures Federal land managers are
adequately protecting nesting habitat
and cavity trees, in addition to foraging
habitat, while executing their planned
beneficial habitat management
activities. We expect the red-cockaded
woodpecker components of these
Federal management plans to allow for
adaptive management and frequent
reevaluation of appropriate conservation
activities and minimization measures.
Moreover, to further ensure Federal
land management agencies continue to
monitor their red-cockaded woodpecker
populations and habitats, the provisions
in the section 4(d) rule require each
Federal property to share an annual
property report with us regarding their
red-cockaded woodpecker populations.
This annual property report could
include the property’s recovery goal; the
number of active, inactive, and
recruitment clusters; information on
habitat quality; and the number of
artificial cavities the property installed.
All Federal properties with redcockaded woodpecker populations
currently provide such a report to us,
and we expect this practice to continue
while the species is listed as threatened.
The reporting Federal agencies provide
as part of section 7 consultations will
also qualify as this annual property
report.
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As a result of this provision in the
section 4(d) rule, we will, under certain
conditions, except incidental take
associated with habitat management
activities on Federal lands that have
short-term adverse effects to redcockaded woodpeckers but that are
intended to provide for improved
habitat quality and quantity in the long
term, with coinciding increases in
numbers of red-cockaded woodpeckers,
if these activities are detailed in a
management plan that can adequately
address site-specific considerations.
Current and future red-cockaded
woodpecker habitat conditions that
require such restoration can vary
significantly among sites and properties,
to the extent that it would be ineffective
to prescribe a universal condition by
which this exception will apply.
Therefore, in this section 4(d) rule, we
state that incidental take associated with
these activities will be excepted as long
as the activities are intended to restore
and maintain red-cockaded woodpecker
habitat and are detailed in a Federal
agency habitat management plan. These
management plans can strategically and
accurately assess the site-specific
conditions. According to the section
4(d) rule, Federal agencies must also
incorporate appropriate conservation
measures to minimize the adverse
effects of these activities on redcockaded woodpecker foraging habitat,
on clusters, and on the species’ roosting
and nesting behavior. Because Federal
agencies will still need to complete
section 7 consultation, as appropriate,
on these habitat management plans or
projects, we will have the opportunity
to review these restoration projects and
provide input on how to minimize
impacts to the species.
Again, we encourage comprehensive,
proactive management that results in
red-cockaded woodpecker population
growth and stability since, according to
the 2003 recovery plan, ‘‘development
and maintenance of viable recovery
populations is dependent on restoration
and maintenance of appropriate habitat’’
(USFWS 2003, p. 32). Continued
conservation activities and beneficial
land management are necessary to
address the threats of habitat
degradation and fragmentation, and it is
the intent of this rule to encourage these
activities.
Most Federal properties within the
range of the red-cockaded woodpecker
already have management plans that
detail habitat management activities
specifically intended to restore or
maintain red-cockaded woodpecker
habitat; this exception will not require
these agencies to rewrite these
management plans or to reinitiate
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section 7 consultation on these plans or
on relevant projects. Moreover, because
this section 4(d) rule does not remove or
alter the obligation of Federal agencies
to complete section 7 consultation on
their management plans, we will have
the opportunity to review any major
changes to these site-specific plans to
ensure the Federal agency’s habitat
management activities are not likely to
jeopardize the continued existence of
any listed species, including the redcockaded woodpecker. As part of this
section 7 process, we will produce an
incidental take statement for the
estimated amount of take reasonably
likely to occur as a result of the
management plan’s activities, even
though that take is excepted under the
section 4(d) rule. Additionally, Federal
agencies will still track all incidental
take, even if it is excepted under this
provision. If they exceed the amount of
take in this incidental take statement as
a result of carrying out the activities in
their management plan, they will need
to reinitiate consultation (see
‘‘Implications for Implementation,’’
below, for more detail on section 7
processes under section 4(d) rules).
This provision does not except take
resulting from habitat management or
other activities that provide no benefit
to red-cockaded woodpecker recovery,
even if these activities are also
described in the Federal management
plan; however, incidental take from
such activities could still be exempted
through an incidental take statement
associated with a biological opinion
resulting from section 7 consultation
under the Act. In other words, if a
Federal land management agency’s
activities cannot comply with the
exceptions in this section 4(d) rule,
incidental take that results from those
activities could still be exempted from
the prohibitions in this section 4(d) rule
via a project-specific section 7
consultation as long as the activities
will not jeopardize the continued
existence of the species. Finally,
because the prohibitions in this section
4(d) rule match those that currently
apply under an endangered status, if
Federal agencies are currently
conducting management activities
without resulting in take of redcockaded woodpeckers, this rule will
not affect their ability to continue
conducting those activities,
independent of this exception.
In short, if incidental take of redcockaded woodpeckers occurs as a
result of Federal land management
agencies carrying out habitat
management activities, as defined in the
rule, this take is not prohibited as long
as: (1) the habitat management activities
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were implemented specifically to
restore or maintain red-cockaded
woodpecker habitat; (2) the Federal land
management agency details these
habitat management activities in a
habitat management plan; (3) the
Federal land management agency
incorporates appropriate conservation
measures to minimize or avoid adverse
effects of these habitat management
activities on red-cockaded woodpecker
foraging habitat, on clusters, and on the
species’ roosting and nesting behavior to
the maximum extent practicable; and (4)
the Federal land management agency
provides annual reporting to us.
Third, we include an exception to
encourage private and other non-Federal
landowners who are not enrolled in the
existing SHA or future CBA program to
carry out specific compatible forest
management activities (namely,
prescribed burns and application of
herbicides), given the importance of
these forest management tools for redcockaded woodpecker recovery (USFWS
2022, p. 131). This provision does not
change the measures in any existing
SHAs or HCPs. While Federal lands bear
additional responsibility when it comes
to achieving the recovery goals for redcockaded woodpeckers, private and
other non-Federal lands still play an
important role in the conservation of the
species. They provide for connectivity
between populations, which boosts
resiliency, and support additional redcockaded woodpecker clusters to
enhance redundancy and representation
of the species. This section 4(d) rule
will continue to encourage voluntary
red-cockaded woodpecker conservation
on private and other non-Federal lands
through the CBA program.
The exception further supports
compatible forest management on
private and other non-Federal lands,
while continuing to maintain existing
populations and is especially relevant
for landowners that do not currently
participate in the SHA, now known as
the CBA, program. This provision
provides an exception to take
prohibitions for incidental take caused
by application of prescribed burns or
herbicides on private and other nonFederal lands to create or maintain
habitat (i.e., open pine ecosystems) or
sustain and grow red-cockaded
woodpecker populations, provided that
the landowner, or their representative:
(1) follows applicable BMPs for
prescribed burns and applicable Federal
and State laws; (2) applies herbicides in
a manner consistent with applicable
BMPs and applicable Federal and State
laws; and (3) applies prescribed burns
and herbicides in a manner that
minimizes or avoids adverse effects to
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known active clusters and red-cockaded
woodpecker roosting and nesting
behavior to the maximum extent
practicable.
The first condition on this provision
requires landowners to follow
applicable BMPs for prescribed burns.
States and counties within the range of
red-cockaded woodpecker provide
guidance documents with these BMPs to
ensure practitioners safely apply
prescribed burns in a way that
minimizes impacts to communities,
riparian ecosystems, forest roads, and
vegetation (e.g., North Carolina Forestry
BMP Manual; Recommended Forestry
BMPs for Louisiana).
The second condition on this
provision requires landowners to follow
applicable Federal and State laws in
addition to the BMPs when applying
herbicide. Some management plans
specify additional criteria for the use of
herbicides in habitat management that
would benefit red-cockaded
woodpeckers or their habitat.
The third condition on this provision
calls for private and other non-Federal
landowners to incorporate reasonable
preventative measures, to the maximum
extent practicable, to reduce any direct
adverse effects of these activities where
red-cockaded woodpeckers are already
known to roost or nest, increasing the
net benefit that prescribed burns and
herbicide application can provide to
red-cockaded woodpecker habitat and
clusters. However, it does not require
these private and other non-Federal
landowners to survey for new clusters
prior to carrying out a burn or using
herbicides, nor does it require them to
follow particular preventative measures
we prescribe, although the methods we
outline for cavity tree protection in our
2003 recovery plan can provide a
helpful resource to landowners when
identifying practical ways to minimize
adverse effects (USFWS 2003, pp. 201–
205). Thus, this measure asks that
landowners responsibly apply
prescribed burns and herbicides,
without being unreasonably prohibitive
on landowners’ compatible or beneficial
activities.
This provision also is relevant only in
situations where take might occur as a
result of a prescribed burn or the
application of herbicides. For example,
if a landowner does not currently have
any red-cockaded woodpecker cavity
trees, clusters, or foraging woodpeckers
on their land, then it is not possible for
these activities to result in incidental
take. Thus, this landowner can proceed
with prescribed burns or the use of
herbicides without the possibility of
violating the take prohibitions in the
section 4(d) rule because such activities
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do not result in take. It is only when a
prescribed burn or the use of herbicides
could result in incidental take of redcockaded woodpeckers that private and
other non-Federal landowners may wish
to take advantage of this exception by
following BMPs and conducting
activities in a manner that minimizes or
avoids adverse effects to known active
clusters and red-cockaded woodpecker
roosting and nesting behavior to the
maximum extent practicable. Under this
section 4(d) rule, if a private or other
non-Federal landowner follows these
BMPs and incorporates reasonable
preventative measures while conducting
prescribed burns and applying
herbicides, while incidental take is
unlikely, if it were to occur, the
landowner would not be liable for such
take. This provision only provides an
exception to the take prohibitions for
incidental take associated with
prescribed burns or the use of
herbicides when the use of these
management practices are associated
with maintaining any known redcockaded woodpecker populations on
their land; in other words, if a private
or other non-Federal landowner wishes
to pursue a prescribed burn that could
impair red-cockaded woodpecker
population dynamics in the long term,
this exception does not cover any
incidental take that results from that
burn, even if the landowner follows
relevant BMPs.
Finally, if landowners are already
enrolled in the Safe Harbor program,
this exception does not provide any
additional flexibility; the permits
associated with SHAs authorize take
associated with prescribed burns,
herbicide use, and other activities as
long as landowners follow the
stipulations in their SHA and do not
decrease the number of red-cockaded
woodpecker clusters below their
baseline.
Our intent for this provision is to
provide a simple means by which to
encourage private and other non-Federal
landowners to pursue certain types of
voluntary forest management activities
(i.e., prescribed burns and herbicide
application) in a way that reduces
impacts to the species but also removes
any potential barriers to the
implementation of this beneficial forest
management, such as fear of prosecution
for take. Collaboration with partners in
the forestry industry and their voluntary
conservation and restoration of redcockaded woodpecker habitat has
helped advance red-cockaded
woodpecker recovery to the point of
downlisting; this provision continues to
encourage this compatible or beneficial
management. We also continue to
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encourage eligible private and other
non-Federal landowners to participate
in existing conservation programs that
promote forest management benefiting
red-cockaded woodpeckers and
provides take allowances for
participating landowners through other
means (e.g., permits issued from
existing SHAs, future CBAs, and HCPs;
assistance provided by various
conservation programs, such as those
administered by NRCS and the Partners
for Fish and Wildlife Program; and the
associated section 7 consultations these
Federal programs conduct with us that
provide allowances for incidental take
associated with beneficial conservation
practices).
Finally, the section 4(d) rule provides
an exception to take prohibitions for
incidental take that occurs as a result of
the installation of artificial cavities as
long as individuals conducting the
installation have completed training,
have achieved a certain level of
proficiency as detailed below, and are
following appropriate guidelines. As
described above, maintaining an
adequate number of suitable cavities in
each woodpecker cluster is fundamental
to the conservation of the species. Loss
of natural cavity trees was a major factor
in the species’ decline, and availability
of natural cavity trees currently limits
many populations. Until a sufficient
number of large, old pines becomes
widely available, installation and
maintenance of artificial cavities is an
essential management tool to sustain
populations and bring about population
increases, and we continue to encourage
the installation of artificial cavities.
However, we also acknowledge that
there are proper techniques to install
cavity inserts or drill cavities, and these
techniques require training and
experience. Improperly installed
artificial cavities can cause injury or
even result in death of red-cockaded
woodpeckers attempting to roost or nest
in them. Currently, because the species
is listed as endangered, individuals
must seek a section 10(a)(1)(A) permit to
install artificial cavity inserts or drilled
cavities.
However, we recognize that many of
our partners have training and extensive
experience in installing artificial
cavities. Moreover, given the essential
nature of artificial cavity installation for
the continued conservation of the
species, we want to remove any
potential hurdles to the efficient and
effective provisioning and maintenance
of artificial cavities. Therefore, we
provide an exception to take
prohibitions in this rule for the
installation, maintenance, and
replacement of artificial cavity inserts
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85335
and drilled cavities on public and
private lands. However, this exception
applies only if the individual
conducting the installation has either
held a valid Service permit for that
purpose and has continued to install,
maintain, and replace cavities since the
expiration of their permit or has
completed a period of apprenticeship
under the direction of a person that has
been involved in cavity installation for
at least 3 years (the trainer).
In order to complete their training,
under the direct supervision of the
trainer, the apprentice must install at
least 10 drilled cavities, if they plan to
install drilled cavities, or 10 inserts, if
they plan to install inserts, and learn the
proper maintenance and inspection
procedures for cavities. After the
apprentice has completed their training,
the trainer must provide a letter to the
apprentice and to our regional redcockaded woodpecker recovery
coordinator; the letter will outline the
training the apprentice received and
will serve as a record of the apprentice’s
training. Please note that a provision
pertaining to restrictor plates, which
was included in the proposed rule at
proposed § 17.41(h)(2)(iii) (February 3,
2022, 87 FR 6118), has been removed
from this final rule as the result of
advancements, such as the use of PVC
(polyvinyl chloride) inserts, in
preserving cavity integrity.
Additionally, the individual
conducting the installation must follow
appropriate guidelines for the
installation and use of artificial cavity
inserts and drilled cavities, including:
(1) Monitoring the cavity resource; (2)
installing and maintaining the
recommended number of suitable
cavities in each cluster; (3) using the
appropriate type of artificial cavity
insert and method of artificial cavity
installation; (4) installing artificial
cavities as close to existing cavity trees
as possible, preferably within 71 meters
(200 feet) when adding to an existing
cluster; (5) selecting a tree that is of
appropriate age or diameter when
installing a cavity insert; (6) selecting
the appropriate location for artificial
cavity installation on the tree; and (7)
protecting red-cockaded woodpeckers
from sap leakage by ensuring that no
artificial cavity has resin leaking into
the chamber or entrance tunnel.
The 2003 recovery plan can provide
some additional detail on how an
installer can ensure they successfully
follow these guidelines (USFWS 2003,
pp. 175–178). If an installer does not
comply with the qualification
requirements (i.e., they have not held a
valid Service permit or they have not
completed the necessary training) or
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with the installation guidelines in the
section 4(d) rule and incidental take
occurs as a result of artificial cavity
installation, the installer will still be
liable for this take. However, if an
installer is qualified and follows the
installation guidelines, while incidental
take is highly unlikely, if it were to
occur, the installer will not be liable for
such take under this rule. We included
this exception in our section 4(d) rule as
a result of public comments on the
October 8, 2020, proposal that
supported its incorporation.
Implications for Implementation
Section 7(a)(2) of the Act requires
Federal agencies, including the Service,
to ensure that any action they fund,
authorize, or carry out is not likely to
jeopardize the continued existence of
any endangered species or threatened
species or result in the destruction or
adverse modification of designated
critical habitat of such species. In
addition, section 7(a)(4) of the Act
requires Federal agencies to confer with
the Service on any agency action which
is likely to jeopardize the continued
existence of any species proposed to be
listed under the Act or result in the
destruction or adverse modification of
proposed critical habitat.
The trigger for consultation is whether
a Federal action may affect a listed
species or its critical habitat, not
whether the action will result in
prohibited take; species-specific section
4(d) rules, regardless of the take they
prohibit or allow, cannot change this
requirement to consult. Consultation is
still required to satisfy the requirements
of section 7(a)(2) of the Act to ensure
that the activity will not jeopardize the
species or result in adverse modification
of critical habitat.
Thus, if a Federal agency determines
that their action is not likely to
adversely affect a listed species or its
critical habitat, they must still receive
our written concurrence, even if this
activity is excepted under a section 4(d)
rule. If a Federal agency determines that
their action is likely to adversely affect
a listed species or its critical habitat,
even if it results only in take that is
excepted under a section 4(d) rule, they
must still pursue formal consultation
with us and we must formulate a
biological opinion that includes an
incidental take statement. Even if a
section 4(d) rule includes specific
exceptions to take prohibitions, we must
still describe or enumerate the amount
or extent of this incidental take that is
reasonably certain to occur (i.e., in an
incidental take statement), and the
Federal action agency must monitor and
report any such take that occurs. If an
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18:34 Oct 24, 2024
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action agency’s activities exceed the
amount of incidental take enumerated
in the incidental take statement, those
activities will trigger reinitiation of the
consultation, even if this excessive take
is still excepted under the section 4(d)
rule (see Center for Biological Diversity
v. Salazar, 695 F.3d 893 (2012)). This
system allows the agency to keep track
of any take to stay abreast of the status
of the species. The Federal action
agency may also trigger reinitiation of
consultation if they do not implement
the action as described in the biological
opinion or as directed in the section
4(d) rule.
Even though section 4(d) rules do not
remove or alter Federal agencies’ section
7 consultation obligations, we will
consider methods by which we might be
able to streamline section 7 consultation
on activities that may result in take that
is excepted under this section 4(d) rule.
This information and determination can
be used to inform and serve as part of
the basis of our analysis of whether an
action is likely to jeopardize the
continued existence of the species,
making consultation more
straightforward and predictable. For
example, because of the nature of
activities that will be consistent with
this section 4(d) rule, and as the section
4(d) rule includes an explanation for
why such activities provide for the
conservation of the species, we could
draft an analysis of the effects of these
habitat management activities on the
species for inclusion in all section 7
analyses that consider effects on the redcockaded woodpecker. This analysis
could be incorporated into any Service
biological opinion (or action agency
biological assessment), thereby creating
efficiencies in the development of these
documents and providing consistency
for consultation on activities that are
covered by the section 4(d) rule.
Finally, if Federal agencies have
already completed section 7
consultation on particular projects,
activities, or management plans and the
biological opinion remains valid, they
do not need to reinitiate consultation
when the section 4(d) rule takes effect,
if their Federal action (e.g., management
plan) has not changed. However, given
the provisions in this section 4(d) rule,
Federal agencies may find that
reinitiating consultation, although not
required, could grant additional
flexibilities for their ongoing actions
and activities.
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Required Determinations
National Environmental Policy Act (42
U.S.C. 4321 et seq.)
Regulations adopted pursuant to
section 4(a) of the Act are exempt from
the National Environmental Policy Act
(NEPA; 42 U.S.C. 4321 et seq.) and do
not require an environmental analysis
under NEPA. We published a notice
outlining our reasons for this
determination in the Federal Register
on October 25, 1983 (48 FR 49244). This
includes listing, delisting, and
reclassification rules, as well as critical
habitat designations and speciesspecific protective regulations
promulgated concurrently with a
decision to list or reclassify a species as
threatened. The courts have upheld this
position (e.g., Douglas County v.
Babbitt, 48 F.3d 1495 (9th Cir. 1995)
(critical habitat); Center for Biological
Diversity v. U.S. Fish and Wildlife
Service., 2005 WL 2000928 (N.D. Cal.
Aug. 19, 2005) (concurrent 4(d) rule)).
Government-to-Government
Relationship With Tribes
In accordance with the President’s
memorandum of April 29, 1994
(Government-to-Government Relations
with Native American Tribal
Governments; 59 FR 22951, May 4,
1994), Executive Order 13175
(Consultation and Coordination with
Indian Tribal Governments), the
President’s memorandum of November
30, 2022 (Uniform Standards for Tribal
Consultation; 87 FR 74479, December 5,
2022), and the Department of the
Interior’s manual at 512 DM 2, we
readily acknowledge our responsibility
to communicate meaningfully with
federally-recognized Tribes and Alaska
Native Corporations on a governmentto-government basis. In accordance with
Secretary’s Order 3206 of June 5, 1997
(American Indian Tribal Rights, FederalTribal Trust Responsibilities, and the
Endangered Species Act), we readily
acknowledge our responsibilities to
work directly with Tribes in developing
programs for healthy ecosystems, to
acknowledge that Tribal lands are not
subject to the same controls as Federal
public lands, to remain sensitive to
Indian culture, and to make information
available to Tribes. We did not receive
any comments from Tribes on the
proposed rulemaking, nor have we
received any requests for governmentto-government consultation. As such,
we have fulfilled our relevant
responsibilities.
References Cited
A complete list of references cited in
this rulemaking is available on the
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recordkeeping requirements,
Transportation, Wildlife.
Authors
The primary authors of this final rule
are the staff members of the Fish and
Wildlife Service’s Species Assessment
Team and the Georgia, Louisiana, and
South Carolina Ecological Services Field
Offices.
Accordingly, we amend part 17,
subchapter B of chapter I, title 50 of the
Code of Federal Regulations, as set forth
below:
List of Subjects in 50 CFR Part 17
Endangered and threatened species,
Exports, Imports, Plants, Reporting and
■
Common name
*
BIRDS
*
Woodpecker, redcockaded.
*
*
Where listed
*
Species-specific rules—birds.
18:34 Oct 24, 2024
Jkt 265001
*
Frm 00045
Fmt 4701
*
*
(h) * * *
*
T
*
*
*
*
*
35 FR 16047, 10/13/1970; 89 FR [INSERT FIRST
PAGE OF THE FEDERAL REGISTER DOCUMENT], 10/25/2024; 50 CFR 17.41(h).4d
*
Sfmt 4700
*
Listing citations and applicable rules
(B) An inactive cavity is a cavity that
is not presently being used by redcockaded woodpeckers.
(C) A cavity start is a void formed in
the bole of the tree during the initial
stages of cavity excavation and can be
active or inactive.
(iii) Cluster means the aggregation of
cavity trees within an area previously or
currently used and defended by a single
red-cockaded woodpecker group. A
cluster may be active or inactive. A
cluster encompasses the minimum
convex polygon containing all of a
group’s cavity trees and the 61-meter
(200-foot) buffer surrounding that
polygon. The minimum cluster area size
is 4.05 hectares (10 acres), as some
clusters may contain only one cavity
tree.
(A) An active cluster is defined as a
cluster in which one or more of the
cavity trees exhibit fresh resin as a
result of red-cockaded woodpecker
activity or in which one or more redcockaded woodpeckers are observed.
(B) An inactive cluster is defined as a
cluster that is not currently supporting
any red-cockaded woodpeckers and
shows no evidence of red-cockaded
woodpecker activity.
(C) A group is a red-cockaded
woodpecker social unit, consisting of a
breeding pair with one or more helpers,
a breeding pair without helpers, or a
solitary male.
(iv) Foraging habitat is habitat that
generally consists of mature pines with
an open canopy, low densities of small
PO 00000
§ 17.11 Endangered and threatened
wildlife.
*
*
Wherever found ..............
*
*
*
*
*
(h) Red-cockaded woodpecker
(Dryobates borealis). (1) Definitions. For
the purposes of this paragraph (h), we
define the following terms:
(i) Habitat management activities are
activities intended to maintain or
improve the quality and/or quantity of
red-cockaded woodpecker habitat,
including, but not limited to, prescribed
burning; using herbicides and
equipment to reduce midstory
encroachment, thin overstocked pine
stands, promote an open canopy pine
system, and promote herbaceous
groundcover; converting planted pines
to more fire-tolerant, site-appropriate
native pines found within the associated
native pine, fire-dependent ecosystem;
planting and seeding native, siteappropriate pines and groundcover
species; and regenerating areas of older
pine forest to increase and maintain
sustainable current and future habitat
for red-cockaded woodpeckers.
(ii) Cavity tree means any tree
containing one or more active or
inactive natural or artificial cavities.
(A) An active cavity is a completed
natural or artificial cavity or cavity start
exhibiting fresh pine resin associated
with red-cockaded woodpeckers’ cavity
maintenance, cavity construction, or
resin well excavation.
Status
*
2. Amend § 17.11, in paragraph (h), in
the List of Endangered and Threatened
Wildlife by revising the entry for
‘‘Woodpecker, red-cockaded’’ under
BIRDS to read as set forth below:
■
*
1. The authority citation for part 17
continues to read as follows:
*
*
Dryobates borealis .........
*
VerDate Sep<11>2014
PART 17—ENDANGERED AND
THREATENED WILDLIFE AND PLANTS
*
3. Amend § 17.41 by adding paragraph
(h) to read as follows:
§ 17.41
Regulation Promulgation
Scientific name
■
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Authority: 16 U.S.C. 1361–1407; 1531–
1544; and 4201–4245, unless otherwise
noted.
internet at https://www.regulations.gov
and upon request from the Georgia
Ecological Services Field Office (see FOR
FURTHER INFORMATION CONTACT).
*
*
pines, a sparse hardwood and/or pine
midstory, few or no overstory
hardwoods, and abundant native
bunchgrass and forb groundcovers.
(2) Prohibitions. The following
prohibitions in this paragraph (h)(2) that
apply to endangered wildlife also apply
to the red-cockaded woodpecker. Except
as provided under paragraphs (h)(3) and
(4) of this section and §§ 17.4 and 17.5,
it is unlawful for any person subject to
the jurisdiction of the United States to
commit, to attempt to commit, to solicit
another to commit, or cause to be
committed, any of the following acts in
regard to this species:
(i) Import or export, as set forth at
§ 17.21(b) for endangered wildlife.
(ii) Take, as set forth at § 17.21(c)(1)
for endangered wildlife.
(iii) Possession and other acts with
unlawfully taken specimens, as set forth
at § 17.21(d)(1) for endangered wildlife.
(iv) Interstate or foreign commerce in
the course of commercial activity, as set
forth at § 17.21(e) for endangered
wildlife.
(v) Sale or offer for sale, as set forth
at § 17.21(f) for endangered wildlife.
(3) General exceptions from
prohibitions. In regard to this species,
you may:
(i) Conduct activities as authorized by
a permit issued under § 17.32.
(ii) Take, as set forth at § 17.21(c)(2)
through (4) for endangered wildlife,
and § 17.21(c)(6) and (7) for endangered
migratory birds.
(iii) Take, as set forth at § 17.31(b).
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(iv) Possess and engage in other acts
with unlawfully taken red-cockaded
woodpeckers, as set forth at § 17.21(d)(2)
for endangered wildlife and § 17.21(d)(3)
and (4) for endangered migratory birds.
(4) Exceptions from prohibitions for
specific types of incidental take. The
following activities that cause take that
is incidental to an otherwise lawful
activity are not in violation of the
prohibitions:
(i) Department of Defense (DoD)
installations. Red-cockaded woodpecker
habitat management and military
training activities on DoD installations
carried out in accordance with a
Service-approved integrated natural
resources management plan, provided
that the DoD installation reports
annually to the Service regarding their
red-cockaded woodpecker populations.
(ii) Federal land management agency
properties. Habitat management
activities intended to restore or
maintain red-cockaded woodpecker
habitat on Federal land management
agency properties, provided that:
(A) The Federal land management
agency details these habitat
management activities in a Federal
habitat management plan;
(B) The Federal habitat management
activities incorporate appropriate
conservation measures to minimize or
avoid adverse effects of these habitat
management activities on, but not
limited to, red-cockaded woodpecker
foraging habitat, on clusters, and on the
species’ roosting and nesting behavior to
the maximum extent practicable; and
(C) The Federal land management
agency reports annually to the Service
regarding their red-cockaded
woodpecker populations.
(iii) Privately and other non-federally
owned properties. Application of
prescribed burns or herbicides on
private and other non-Federal lands to
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create or maintain habitat (i.e., open
pine ecosystems) or sustain and grow
red-cockaded woodpecker populations,
provided that the landowner or their
representative:
(A) Follows applicable best
management practices for prescribed
burns and applicable Federal and State
laws;
(B) Applies herbicides in a manner
consistent with applicable best
management practices and applicable
Federal and State laws; and
(C) Applies prescribed burns and
herbicides in a manner that minimizes
or avoids adverse effects to known
active clusters and red-cockaded
woodpecker roosting and nesting
behavior to the maximum extent
practicable.
(iv) Artificial cavities. Installation,
maintenance, and replacement of
artificial cavity inserts and drilled
cavities on public and private lands,
provided that:
(A) The individual conducting the
installation, maintenance, or
replacement has either:
(1) Held a valid Service permit for
that purpose, which expired after
November 25, 2024, and has continued
to install, maintain, and replace cavities
since the expiration of their permit; or
(2) Completed the following training
procedures for the type of artificial
cavity they plan to install, maintain, or
replace:
(i) The individual (‘‘apprentice’’) has
completed a period of apprenticeship to
learn proper installation, maintenance,
and replacement procedures for
artificial cavities under the direction of
a person (‘‘trainer’’) who has been
installing, maintaining, and replacing
cavities for at least the past 3 years;
(ii) The apprentice has installed at
least 10 drilled cavities or 10 inserts
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Fmt 4701
Sfmt 9990
under direct supervision and to the
satisfaction of the trainer; and
(iii) The apprentice has learned the
proper maintenance and inspection
procedures for cavities.
(B) If the individual conducting the
installation is an apprentice, the
apprentice’s trainer provides a letter to
the apprentice and to the Service redcockaded woodpecker recovery
coordinator that outlines the training
the apprentice received, which will
serve as a record of the apprentice’s
training.
(C) The individual conducting the
installation follows appropriate
guidelines for the installation and use of
artificial cavity inserts and drilled
cavities, including, but not limited to:
(1) Monitoring the cavity resource;
(2) Installing and maintaining the
recommended number of suitable
cavities in each cluster;
(3) Using the appropriate type of
artificial cavity insert and method of
artificial cavity installation;
(4) Installing artificial cavities as close
to existing cavity trees as possible,
preferably within 71 meters (200 feet),
when adding to an existing cluster;
(5) Selecting a tree that is of
appropriate age or diameter, when
installing a cavity insert;
(6) Selecting the appropriate location
for artificial cavity installation on the
tree; and
(7) Protecting red-cockaded
woodpeckers from sap leakage by
ensuring that no artificial cavity has
resin leaking into the chamber or
entrance tunnel.
*
*
*
*
*
Martha Williams,
Director, U.S. Fish and Wildlife Service.
[FR Doc. 2024–23786 Filed 10–24–24; 8:45 am]
BILLING CODE 4333–15–P
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[Federal Register Volume 89, Number 207 (Friday, October 25, 2024)]
[Rules and Regulations]
[Pages 85294-85338]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-23786]
[[Page 85293]]
Vol. 89
Friday,
No. 207
October 25, 2024
Part II
Department of the Interior
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Fish and Wildlife Service
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50 CFR Part 17
Endangered and Threatened Wildlife and Plants; Reclassification of the
Red-Cockaded Woodpecker From Endangered to Threatened With a Section
4(d) Rule; Final Rule
Federal Register / Vol. 89 , No. 207 / Friday, October 25, 2024 /
Rules and Regulations
[[Page 85294]]
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DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS-R4-ES-2019-0018; FXES1113090FEDR-223-FF09E22000]
RIN 1018-BE09
Endangered and Threatened Wildlife and Plants; Reclassification
of the Red-Cockaded Woodpecker From Endangered to Threatened With a
Section 4(d) Rule
AGENCY: Fish and Wildlife Service, Interior.
ACTION: Final rule.
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SUMMARY: We, the U.S. Fish and Wildlife Service (Service or USFWS), are
reclassifying the red-cockaded woodpecker (Dryobates (= Picoides)
borealis) from endangered to threatened (i.e., downlisting it) under
the Endangered Species Act of 1973, as amended (Act). This action is
based on our evaluation of the best available scientific and commercial
information, which indicates that the species' status has improved such
that it is not currently in danger of extinction throughout all or a
significant portion of its range, but that it is still likely to become
so in the foreseeable future. We also finalize protective regulations
under the authority of section 4(d) of the Act that are necessary and
advisable to provide for the conservation of the red-cockaded
woodpecker. In addition, we correct the List of Endangered and
Threatened Wildlife to reflect that Picoides is not the current
scientifically accepted generic name for this species.
DATES: This rule is effective November 25, 2024.
ADDRESSES: This final rule is available on the internet at https://www.regulations.gov. Comments and materials we received are available
for public inspection at https://www.regulations.gov at Docket No. FWS-
R4-ES-2019-0018.
Availability of supporting materials: Supporting materials we used
in preparing this rule, such as the 5-year review, the recovery plan,
and the species status assessment report, are available on the
Service's website at https://fws.gov/species/red-cockaded-woodpecker-dryobates-borealis, at https://www.regulations.gov at Docket No. FWS-
R4-ES-2019-0018, or both.
FOR FURTHER INFORMATION CONTACT: Nicole Rankin, Manager Division of
Conservation and Classification, U.S. Fish and Wildlife Service,
Southeast Regional Office, 1875 Century Boulevard, Atlanta, GA 30345;
telephone 404-679-7089. Individuals in the United States who are deaf,
deafblind, hard of hearing, or have a speech disability may dial 711
(TTY, TDD, or TeleBraille) to access telecommunications relay services.
Individuals outside the United States should use the relay services
offered within their country to make international calls to the point-
of-contact in the United States.
SUPPLEMENTARY INFORMATION:
Executive Summary
Why we need to publish a rule. Under the Act, a species warrants
reclassification from endangered to threatened if it no longer meets
the definition of an endangered species (in danger of extinction
throughout all or a significant portion of its range). The red-cockaded
woodpecker is listed as endangered, and we are reclassifying
(downlisting) it as threatened. We have determined the red-cockaded
woodpecker does not meet the Act's definition of an endangered species,
but it does meet the definition of a threatened species (likely to
become an endangered species throughout all or a significant portion of
its range within the foreseeable future). Reclassifying a species as a
threatened species can be completed only by issuing a rule through the
Administrative Procedure Act rulemaking process (5 U.S.C. 551 et seq.).
Finally, we are changing the scientific name of the red-cockaded
woodpecker on the List of Endangered and Threatened Wildlife from
Picoides borealis to Dryobates borealis, and such revisions to the Code
of Federal Regulations can be accomplished only by issuing a rule.
What this document does. This final rule reclassifies the red-
cockaded woodpecker from endangered to threatened (i.e., ``downlists''
the species) on the List of Endangered and Threatened Wildlife and
issues protective regulations under the authority of section 4(d) of
the Act that are necessary and advisable to provide for the
conservation of this species.
The basis for our action. Under the Act, we may determine that a
species is an endangered species or a threatened species because of any
of five factors: (A) The present or threatened destruction,
modification, or curtailment of its habitat or range; (B)
overutilization for commercial, recreational, scientific, or
educational purposes; (C) disease or predation; (D) the inadequacy of
existing regulatory mechanisms; or (E) other natural or manmade factors
affecting its continued existence. We may reclassify a species if the
best available commercial and scientific data indicate the species no
longer meets the applicable definition in the Act. Based on the status
review, the current threats analysis, and evaluation of conservation
measures discussed in this final rule, we conclude that the red-
cockaded woodpecker no longer meets the Act's definition of an
endangered species and should be reclassified to a threatened species.
The species is no longer in danger of extinction throughout all or a
significant portion of its range but is likely to become so within the
foreseeable future.
We have determined that red-cockaded woodpecker is a threatened
species due to the following threats:
Lack of suitable roosting, nesting, and foraging habitat
due to legacy effects from historical logging, incompatible forest
management, and conversion of forests to urban and agricultural uses
(Factor A).
Fragmentation of habitat, with resulting effects on
genetic variation, dispersal, and connectivity to support demographic
populations (Factor A).
Stochastic events such as hurricanes, ice storms, and
wildfires, exacerbated by the environmental effects of climate change
(Factor E).
Small populations (Factor E).
Acronyms and Initialisms Used in This Document
We provide the following list for the convenience of the reader:
ANHC--Arkansas Natural Heritage Commission
BMPs--best management practices
CCPs--comprehensive conservation plans
DoD--Department of Defense
EPA--Environmental Protection Agency
ESMCs--endangered species management components
FFWCC--Florida Fish and Wildlife Conservation Commission
HCP--habitat conservation plan
INRMPs--integrated natural resources management plans
LDWF--Louisiana Department of Wildlife and Fisheries
LRMPs--land and resource management plans
NCWRC--North Carolina Wildlife Resources Commission
NEPA--National Environmental Policy Act
NRCS--Natural Resources Conservation Service
NWR--National Wildlife Refuge
PBG--potential breeding group
RFA--Regulatory Flexibility Act
SSA--species status assessment
TPWD--Texas Parks and Wildlife Department
USACE--U.S. Army Corps of Engineers
USFS--U.S. Forest Service
WMA--wildlife management area
[[Page 85295]]
Previous Federal Actions
Please refer to the proposed reclassification rule (85 FR 63474)
for the red-cockaded woodpecker published on October 8, 2020, and the
subsequent revised proposed 4(d) rule (87 FR 6118) published on
February 3, 2022, for detailed descriptions of previous Federal actions
concerning this species.
Peer Review
A species status assessment (SSA) team prepared an SSA report for
the red-cockaded woodpecker. The SSA team was composed of Service
biologists, which consulted with other species experts during the
process. The SSA report represents a compilation of the best scientific
and commercial data available concerning the status of the species,
including the impacts of past, present, and future factors (both
negative and beneficial) affecting the species.
In accordance with our joint policy on peer review published in the
Federal Register on July 1, 1994 (59 FR 34270), and our August 22,
2016, memorandum updating and clarifying the role of peer review of
listing actions under the Act, we solicited independent scientific
review of the information contained in the red-cockaded woodpecker SSA
report. As discussed in the proposed rule, we sent the SSA report to
six independent peer reviewers and received three responses. The peer
reviews can be found at https://www.regulations.gov and https://fws.gov/species/red-cockaded-woodpecker-dryobates-borealis. In
preparing the proposed rule, we incorporated the results of these
reviews, as appropriate, into the SSA report, which was the foundation
for the proposed rule and this final rule. A summary of the peer review
comments and our responses can be found in the Summary of Comments and
Recommendations below.
Summary of Changes From the Proposed Rule
In preparing this final rule, we reviewed and fully considered
comments from the public on the proposed rule. In addition to minor
editorial changes, we updated information in this final rule and the
SSA report (USFWS 2022, entire) based on comments and additional
information provided, as follows.
We incorporated information examining the effects of climate on
breeding phenology and productivity in 19 populations across the range
of the woodpecker (DeMay and Walters 2019). While we have added this
information to our discussion of climate change in this rule, we find
that this information does not change our conclusion about the species'
current risk of extinction.
We revised our discussion in the Status Throughout a Significant
Portion of Its Range section to clarify the statutory difference
between an endangered species and a threatened species in relation to
the Service's significant portion of a species' range analysis. We
added a discussion addressing catastrophic risks from natural events
and how they are being effectively managed (e.g., through prompt post-
storm response) and that small populations are not currently in danger
of extinction due to ongoing active management (e.g., translocation,
habitat management, artificial cavity installation) such that the
species is not currently in danger of extinction in any portion of its
range.
In the SSA report, we added information regarding partial brood
loss in relation to habitat quality in eastern Texas (McCormick et al.
2004, entire, USFWS 2022, p. 25) and clarified ``encroachment
partnership'' (USFWS 2022, p. 76). Additionally, we corrected an error
in the SSA report stating that red-cockaded woodpeckers currently
inhabit 12 ecoregions (USFWS 2022, p. 92) by revising it to 13
ecoregions, and adding the Mississippi River Alluvial Plain to the list
of ecoregions.
Edits were made to tables 3, 5-9, 19-20, 24, 30, and 34 in the SSA
report (USFWS 2022, pp. 108-109, 112-116, 141-142, 147, 153, and 158).
The changes addressed the slight underreporting of population sizes and
rate of growth for Babcock Webb Wildlife Management Area (WMA), Corbett
WMA, McCurtain County Wilderness Area, and Lewis Ocean Bay Heritage
Preserve properties. The current population size for Yawkey Wildlife
Center was also updated from 14 to 15 individuals. Additionally, figure
24 was updated to address an error in how the high-resiliency
populations were represented and to update the population changes for
the properties outlined above (USFWS 2022, p. 110). Finally, figure 26
was updated to include a tropical storm and hurricane centerline track
map for 2012-2022 (USFWS 2022, p. 121). Collectively, these minor
updates to the SSA report do not change our overall understanding of
the species' viability.
Finally, we made the following changes to the discussion and/or
regulatory text of the 4(d) rule:
We made editorial corrections to the wording of certain
exceptions in the discussion and regulatory text of the 4(d) rule to
increase clarity and to better align the language with existing
regulations and law; these editorial corrections do not alter the
original meaning of these prohibitions and exceptions.
Under the Exceptions discussion, we removed several
paragraphs that described the Safe Harbor program, now known as the
Conservation Benefit program, in greater detail. We made this change to
reduce confusion by readers and redundancy in the text. One of the
deleted paragraphs included a typographical error; the paragraph stated
that there are currently 295 active clusters on lands that are enrolled
in Safe Harbor Agreements (SHAs). Currently, across the species' range
there are 273 red-cockaded woodpecker active clusters in SHAs, which
may be converted into Conservation Benefit Agreements (CBAs) at some
point, if needed. This issue is described in further detail in our
response to Comment 85.
Summary of Comments and Recommendations
In the proposed rule published on October 8, 2020 (85 FR 63474), we
requested that all interested parties submit written comments on the
proposal by December 7, 2020. We also contacted appropriate Federal and
State agencies, scientific experts and organizations, and other
interested parties and invited them to comment on the proposed rule.
Newspaper notices inviting general public comment were published in USA
Today. We received a request for a public hearing. We held a public
hearing on December 1, 2020, that was announced in the Federal Register
on November 16, 2020 (85 FR 73012). We published a revised proposed
4(d) rule on February 3, 2022 (87 FR 6118), and requested that all
interested parties submit written comments on the proposal by March 7,
2022. All substantive information received during the comment periods
has either been incorporated directly into this final determination or
is addressed below.
Peer Reviewer Comments
As discussed in Peer Review above, we received comments from three
peer reviewers on the draft SSA report. We reviewed all comments we
received from the peer reviewers for substantive issues and new
information regarding the contents of the SSA report. For example, peer
reviewers provided additional nuanced information on species biology,
including but not limited to, forest composition of specific National
Forests, recommendations for cavities, and background on
[[Page 85296]]
kleptoparasitism; we updated the SSA report accordingly with this
information. The peer reviewers also provided new references, or
corrected existing references we cited in our SSA report, which we
revised or in which we included relevant references, as appropriate. We
also received a few comments from peer reviewers on recovery or listing
policy that were outside the intended scope of the peer review of the
SSA. The peer reviewers generally concurred with our methods and
conclusions and provided support for thorough and descriptive
narratives of assessed issues, additional information, clarifications,
and suggestions to improve the final SSA report and rule. Peer reviewer
comments are addressed in the following summary and were incorporated
into the version 1.4 of the SSA report and this final rule as
appropriate.
Comment 1: One peer reviewer expressed concern that timber
harvesting was being promoted in the SSA report as a necessary strategy
for maintaining quality red-cockaded woodpecker habitat when fire is
the essential management application.
Our Response: In the SSA report, timber harvesting is mentioned as
a potential management tool when hazardous large and small fuels have
accumulated in red-cockaded woodpecker habitat, resulting in a
significant impediment to a continuing program of prescribed fire.
Timber harvesting is one option to reduce hazardous conditions through
salvage of down or severely damaged timber and mulching of other debris
and small-diameter excessive hardwoods. Both management options are
included in the SSA report as timber harvesting is often used as a tool
for restoration management for red-cockaded woodpecker habitat while
fire is more frequently used for maintenance of habitat.
Comment 2: One peer reviewer expressed concern that the benefits of
flying squirrel removal had been understated given the potential
impacts of cavity kleptoparasitism (a cavity created and used by a red-
cockaded woodpecker that is usurped by another species) by flying
squirrels (Laves and Loeb, 1999; Mitchell et al., 1999). They also
referenced that snakes may have a positive indirect effect on red-
cockaded woodpeckers by consuming cavity kleptoparasites, in addition
to their direct negative impacts on the species (Kappes and Sieving,
2011).
Our Response: Occasional loss of nests or cavities to
kleptoparasitism is unlikely to have population-level impacts in red-
cockaded woodpecker populations that are healthy and of medium to large
size. However, critically small populations or isolated groups may not
be able to tolerate high rates of kleptoparasitism. While we agree that
there can be value to removing kleptoparasites in small populations
(Laves and Loeb, 1999), there have yet to be studies indicating
population-level effect of flying squirrels on red-cockaded woodpeckers
(Mitchell et al. 1999) to suggest that flying squirrel removal should
be implemented for larger populations.
Federal and State Agency Comments
We also received comments from Federal and State agencies on the
proposed reclassification and 4(d) rule during the comment period. We
summarize and respond to these below. When appropriate, we combined
similar comments received from public commenters into these comment
summaries.
Delisting
Comment 3: In response to the original proposed downlisting rule,
three State agencies (the Texas Parks and Wildlife Department (TPWD),
Arkansas Natural Heritage Commission, and the North Carolina Wildlife
Resources Commission (NCWRC)) and several public commenters expressed
their belief that delisting the species would be premature because the
active management that the species requires may not continue if the
species were to lose all Federal protection.
Our Response: We do not find that the species currently warrants
delisting. On the contrary, we find that the red-cockaded woodpecker is
likely to become in danger of extinction within the foreseeable future;
in other words, we find that the species meets the definition of a
threatened species. As a conservation-reliant species, securing
management commitments for the foreseeable future would ensure that
red-cockaded woodpecker populations grow or are maintained. However,
given that the red-cockaded woodpecker will still face a variety of
stressors in the future (e.g., hurricanes, small population sizes) and
due to the lack of certainty that effective management will continue in
the foreseeable future, we find that this species meets the definition
of a threatened species. We address the States' concerns about the
decline in active management if the species' status changes in Comment
4, below.
Downlisting
Comment 4: The Louisiana Department of Wildlife and Fisheries
(LDWF), NCWRC, and public commenters expressed concerns that a shift in
status would divert critical funds away from the recovery and
management efforts of the red-cockaded woodpecker.
Our Response: We acknowledge that the red-cockaded woodpecker is a
conservation-reliant species and responds well to active management.
For State agencies, a change from endangered to threatened does not
change the eligibility of funding under section 6 of the Act.
Comment 5: LDWF and multiple public commenters expressed concern
that downlisting the species will undermine goals outlined in
management plans if agencies decide to alter or reduce voluntary
protections. Public commenters also worried that downlisting could
introduce additional stressors on the species, due to increased
pressure from development, logging, and/or oil, mineral, and gas
exploration on public lands.
Our Response: While we do not have commitments that all current
management will continue, there is no information indicating that a
downlisting would alter current management plans. It is important to
note that downlisting the species from an endangered to a threatened
status does not eliminate or alter the same need to achieve its
recovery, and agencies are already managing red-cockaded woodpeckers in
an effort to reach this goal. As mentioned, the management protections
have always been voluntary, and the agencies could have altered or
reduced them at any time, yet they have chosen not to due to their
commitment to achieving recovery.
Regarding the risk of downlisting introducing additional stressors
to the species on public lands, section 7(a)(2) obligations are the
same regardless of whether a species is listed as an endangered species
or a threatened species, i.e., every Federal agency must ensure that
their actions are not likely to result in jeopardizing the continued
existence of the species.
Comment 6: The NCWRC claimed that the proposed rule states that 65
percent of populations have to reach moderate to high resiliency to
justify downlisting of the red-cockaded woodpecker; however, the
Service also stated in the proposed rule that only 13 percent of all
existing clusters have moderate to very high resiliency. Therefore, the
NCWRC
[[Page 85297]]
believes red-cockaded woodpeckers do not meet this standard for
downlisting.
Our Response: We recognize that we made an error when we stated
that 13 percent of all current red-cockaded woodpecker clusters are
within moderate, high, or very highly resilient populations (85 FR
63474, October 8, 2020); this statement was incorrect, and we have
rectified the error in this final rule. In fact, 13 percent of the 124
demographic populations analyzed in the SSA have moderate to very high
resilience; this amounts to 16 populations. However, 65 percent of all
known clusters (5,062 out of 7,794) occur in these 16 populations.
Thus, 65 percent (not 13 percent) of all known red-cockaded woodpecker
clusters are within moderate, high, or very highly resilient
populations.
The proposed rule (85 FR 63474, October 8, 2020) does not specify
that 65 percent of the populations must reach moderate to high
resiliency to justify downlisting of the red-cockaded woodpecker. The
proposed rule referenced 65 percent in the following context: Of the 98
populations for which trend data are available, only 13 percent are
declining; in addition, over 65 percent of red-cockaded woodpecker
clusters are currently in moderate to very high resiliency populations.
Regardless, the species currently has sufficient levels of resiliency,
redundancy, and representation, in large part due to effective habitat
management, such that the species is no longer in danger of extinction
(see Determination of Red-Cockaded Woodpecker Status below).
Comment 7: The LDWF and one public commenter requested
clarification on how the guidelines and provisions of the 2003 Red-
cockaded Woodpecker Recovery Plan (hereafter the ``2003 recovery
plan'') are applicable under the rule, noting that the revised 4(d)
rule describes recovery plans as being strategies to guide conservation
and not regulatory documents, but also states that the provisions of
the 2003 recovery plan may still be applicable under the 4(d) rule.
Our Response: The 4(d) rule does not state that the provisions of
the recovery plan will still be applicable. Recovery plans are not
regulatory documents, but rather they provide a strategy to guide the
conservation and recovery of the identified species. The 2003 recovery
plan outlined the actions that, to the best of current understanding at
the time, would aid in the recovery of the red-cockaded woodpecker. The
2003 recovery plan will still guide continued management for the
species, and provisions of the 4(d) rule are crafted to encourage this
type of management.
Comment 8: LDWF requested a list of management plans for all red-
cockaded woodpecker recovery units, including the dates of recent
revisions and a timeline for next revision. They requested that the
information be incorporated into the downlisting documents (we believe
LDWF is referring to our SSA report and final rule) to provide insight
into timing and frequency of the refinement of red-cockaded woodpecker
population goals given that the proposed 4(d) rule relies on voluntary
management plans for Federal agencies.
Our Response: While management plans are outside of the scope of
the 4(d) rule, we encourage the LDWF to request management plan
information from properties they are interested in. As noted in the
Background of this rule, below, Federal agencies' section 7
consultation obligations are not and cannot be removed by rules under
section 4(d) of the Act. Federal agencies will still consult under
section 7 of the Act if their actions may affect red-cockaded
woodpeckers. As such, the management plans will still be subject to the
consultation requirements of section 7 of the Act.
Policy and Process
Comment 9: The Arkansas Natural Heritage Commission (ANHC) and a
public commenter questioned whether the peer review process was
adequate. ANHC recommended that the SSA report be submitted to peer
review journals, and the public commenter asked why we had sought peer
review from six individuals but received review from only three.
Our Response: The peer review process for the SSA report complied
with our July 1, 1994, peer review policy (59 FR 34270), the Office of
Management and Budget's December 16, 2004, Final Information Quality
Bulletin for Peer Review, and our August 22, 2016, memorandum
clarifying the peer review process.
The 2016 memorandum clarifying the peer review process requires
that the Service solicit review from three or more objective and
independent peer reviewers. In the case of the red-cockaded woodpecker
SSA report, we sought review from six qualified peer reviewers. While
our policies do not require us to receive three responses from peer
reviewers (just to seek review from at least three peer reviewers), we
received comments back from three reviewers, which we made available to
the public when we published our proposed rule. A summary of the
comments received, and how they were addressed, can be found in the
Peer Reviewer Comments section above. We are not aware of why three
peer reviewers chose not to respond.
Recovery
Comment 10: Several State agencies (ANHC, LDWF, and the NCWRC) and
public commenters expressed concerns about inconsistencies between the
2003 recovery plan and the SSA report; they believed that the 2003
recovery plan, rather than the SSA report, should be used as guidance
for evaluating whether a change in species status is warranted.
Our Response: Recovery plans provide roadmaps to species recovery
but are not required to achieve recovery of a species or to evaluate it
for delisting or downlisting. A determination of whether a valid,
extant species should be delisted or downlisted is made solely on the
question of whether it meets the Act's definitions of an ``endangered
species'' or a ``threatened species.'' The SSA framework is an
analytical approach developed by the Service to deliver foundational
science for informing decisions under the Act (Smith et al. 2018,
entire). The SSA characterizes species' viability (the ability of a
species to sustain populations in the wild over time) based on the best
scientific understanding of current and future abundance and
distribution within the species' ecological settings using the
conservation biology principles of resiliency, redundancy, and
representation (Shaffer and Stein 2000, pp. 308-311). The SSA report
provides decisionmakers with a scientifically rigorous characterization
of a species' status and the likelihood that the species will sustain
populations over time, along with key uncertainties in that
characterization.
The 2003 recovery plan provides management guidelines fundamental
to the conservation and recovery of the red-cockaded woodpecker. The
best available information in the SSA report does not invalidate the
habitat management guidelines in the recovery plan. We continue to
strongly encourage the application of these guidelines to the
management of woodpecker populations on public and private lands.
Comment 11: ANHC and several public commenters suggested that the
Service should have updated the 2003 recovery plan before considering a
downlisting and noted specific guidance they believe should be updated.
Our Response: The SSA report for red-cockaded woodpeckers
represents a compilation of the best available
[[Page 85298]]
scientific and commercial information on the current and future
viability of the species. We used this analysis to inform our
determination of the species' status. We did not need to consider the
recommended management strategies outlined in the 2003 recovery plan to
inform our decision regarding the species' status under the Act.
Updating recovery plans is a discretionary action; the Service may
choose to update a species' recovery plan at any point, but it is not
required to incorporate new science into recovery plans when the
science becomes available, as stated in Center for Biological Diversity
v. Bernhardt, 509 F. Supp. 3d 1256 (D. Montana 2020).
Comment 12: The LDWF and NCWRC expressed concern that some
populations of red-cockaded woodpeckers have either only partially met
or have not met recovery criteria for downlisting. Additionally,
several commenters thought it was too soon to downlist the species and
provided ideas for conditions that should be met, such as waiting for
the population to become more stable, before downlisting would be
appropriate.
Our Response: While recovery plans provide management guidelines
fundamental to the conservation and recovery of species, they are
guidance and not regulatory documents. There are many paths to
accomplishing recovery of a species, and recovery may be achieved
without all recovery criteria being fully met. The overriding
considerations in determining listing status are the five factors
listed in section 4(a)(1) of the Act.
Since the recovery plan was last revised in 2003, the number of
red-cockaded woodpecker active clusters has increased from 5,627 to
over 7,800 (USFWS 2022, entire). The population size objectives to meet
applicable downlisting criteria have been met for 15 of 20 designated
populations. All of these designated populations show stable or
increasing long-term population growth rates ([lambda] >= 1).
Ecology and Populations
Comment 13: TPWD shared that in Texas, there was a 70 percent
decline in red-cockaded woodpeckers on State lands between 1991 and
2019 and a 17 percent decline on private lands in the State during the
same period. Additionally, Texas suggested that those populations that
have increased in size occur on U.S. Forest Service (USFS) lands, which
house 90.5 percent of the woodpeckers in the State; they suggested this
indicates that, in Texas, the species is highly dependent on the
continued application of effective management practices.
The USFS also shared that their implementation of land and resource
management plans (LRMPs) that were specifically designed to recover the
red-cockaded woodpecker has increased the number of active red-cockaded
woodpecker territories on National Forests from 2,000 to almost 3,700
over the past two decades.
Our Response: While we appreciate the trend information that TPWD
and the USFS provided, without site-level detail, we were not able to
compare this information to the SSA. However, we receive property
reports from Federal, State, and Safe Harbor program lands with red-
cockaded woodpeckers on an annual basis; these property reports
informed the demographic information in our SSA, so we are confident
that the SSA captures the trend information these commenters provided.
Moreover, the general trends that TPWD and the USFS describe align with
the findings of our SSA.
We also agree that the species remains highly dependent on active
management. The currently stable or increasing growth rates, even in
small populations, demonstrate the effectiveness of the current active
management regime. New restoration techniques and changes in
silvicultural practices have led to a substantial increase in the
number and distribution of populations. Sixty-five percent of all red-
cockaded woodpecker clusters are within moderate, high, or very high
resiliency populations, and populations are spread across multiple
ecoregions, providing for redundancy and representation. We fully
expect this conservation management to continue into the foreseeable
future, and we have structured our final 4(d) rule to facilitate the
continuation of such management.
Population Stressor
Comment 14: The LDWF and members of the public raised concern about
the risk of inbreeding depression in the majority of red-cockaded
woodpecker populations (i.e., those with fewer than 100 clusters), due
to their small size and isolation. They highlighted the importance of
translocations given that red-cockaded woodpeckers do not typically
disperse between populations, given they are geographically isolated
from each other. As a result, commenters felt that it is premature to
reduce protections for the species.
Our Response: We agree that small populations having high degrees
of isolation and habitat fragmentation are the most susceptible to risk
from inbreeding depression and negative genetic impacts and acknowledge
the importance of habitat management and translocations for maintaining
healthy populations. However, the species no longer meets the
definition of an endangered species and instead meets the definition of
a threatened species.
Because the species is still protected under the Act and because
reclassification as a threatened species does not increase any existing
permitting requirements that pertain to translocation, we expect
current translocation efforts to continue unaffected. In fact, there
are fewer permitting requirements for recovery efforts, such as
translocation, for threatened species (e.g., 50 CFR 17.31(b) and 50 CFR
17.32) than those for endangered species (e.g., 50 CFR 17.21(c)(5) and
50 CFR 17.22). Additionally, most properties on public lands harboring
red-cockaded woodpeckers have implemented management programs to
sustain or increase habitat availability and connectivity and to meet
population size objectives in the 2003 recovery plan or other
management plans. Accordingly, managers are reducing fragmentation by
restoring and increasing habitat and through the strategic placement of
recruitment clusters to reduce gaps within and between populations.
Climate Change and Catastrophic Events
Comment 15: Multiple State agencies (Florida Fish and Wildlife
Conservation Commission (FFWCC), ANHC, LDWF, NCWRC) and public
commenters discussed how hurricanes are already intensifying and
becoming more frequent along the Atlantic coast due to climate change
and that this situation will only worsen in the future, resulting in
detrimental effects on the recovery of the species, especially given
that the majority of populations occur in coastal plain ecoregions.
FFWCC noted that, despite active management, populations have not been
able to reach their goal on Picayune Strand State Forest because of the
impacts of such natural disasters.
Our Response: We agree that red-cockaded woodpecker populations and
their habitats are periodically subjected to significant disturbances
(e.g., hurricanes) that increase mortality and destroy cavity trees,
which can lead to temporary population declines. We acknowledge that
every population in the coastal plain ecoregions has been affected by
one or more hurricanes over the past two decades. As such, in the
proposed rule and in this final rule, we identified hurricanes, and
other naturally occurring disturbances that
[[Page 85299]]
destroy pines used for cavities and foraging, as one of the stressors
affecting the species. However, populations can withstand and persist
after hurricanes if biologists and land managers implement prompt,
effective post-storm recovery actions, such as installing artificial
cavities, reducing hazardous fuels, and restoring forests to suitable
habitat. This emergency response and routine management are well-
understood and are currently being implemented across the range of the
woodpecker. Additionally, much of the red-cockaded woodpecker's
currently occupied habitat is now protected under various management
plans. As such, despite the regular occurrence of hurricanes within
red-cockaded woodpecker habitat, 87 percent of populations evaluated in
the SSA demonstrate stable to increasing growth rates, illustrating the
effectiveness of currently ongoing active management in preventing
species-level impacts from hurricanes (USFWS 2022, p. 112).
We recognize the impacts natural disasters have had on the Picayune
Strand State Forest. Annual property report data from 2019-2021 show
that the active clusters in Picayune Strand State Forest have
maintained 14 active clusters. This number is due in large part to the
management actions conducted by the land managers. Further details
about impacts of hurricanes on the species can be found in the Habitat
Loss and Degradation section, below.
Comment 16: The LDWF, NCWRC, and public commenters noted that it
could take years to gather reliable population counts to fully
understand impacts from a given natural disaster. They provided
preliminary estimates of the impacts from Hurricanes Laura and Delta on
Fort Polk, the Evangeline Unit of the Kisatchie National Forest, and
the Alexander State Forest WMA, suggesting over 1,221 total cavity
trees were lost.
Our Response: As these commenters acknowledge, we do not yet have
monitoring data to illuminate the impacts of the most recent hurricane
seasons on red-cockaded woodpecker populations. While we do not yet
have data on the species' response to the most recent hurricane events,
we know from responses to previous storms that populations can
withstand and persist after hurricanes if biologists and land managers
implement prompt, effective post-storm recovery actions, such as
installing artificial cavities, reducing hazardous fuels, and restoring
forests to suitable habitat. Such actions have been occurring after
storm events for managed populations, such as the quick response after
Hurricane Michael in October 2018.
We recognize the impacts natural disasters have had on Fort Polk,
the Evangeline Unit of Kisatchie National Forest, and the Alexander
State Forest WMA. Annual property report data from 2019-2021 shows that
Fort Polk has maintained between 46 and 49 active clusters; the
Evangeline Unit of Kisatchie National Forest has increased the active
clusters from 135 to 141; and the Alexander State Forest WMA has
maintained 13 active clusters. These results are due in large part to
the management actions conducted by the land managers. Both this
emergency response and routine management are well-understood and are
currently being implemented across the range of the woodpecker. In
addition, much of the red-cockaded woodpecker's currently occupied
habitat is now protected under various management plans. Please
reference our response to Comment 15 for more information on these
findings.
Comment 17: The FFWCC, NCWRC, and public commenters called for
updating the methods in the SSA analysis to better account for the
effects of climate change and hurricanes on the species' future
resiliency. One commenter provided a recent paper (DeMay and Walters
2019, entire) suggesting that our failure to consider this paper in our
analysis demonstrates an inadequate consideration of climate change's
effects on long-term population health.
Our Response: As we acknowledge in the SSA report, due to
uncertainty and limitations in modeling, the projections from the
future simulation models should not be viewed as definitively known
future conditions (USFWS 2022, p. 136). Therefore, the projected
resiliency in our three future scenarios may overestimate or
underestimate potential future resiliency, as all models include
assumptions about the future trends of threats, and the species'
response to them. As our ability to model the species' response
reliably and quantitatively to climate change improves, we may be able
to provide greater clarity on the potential effects of hurricanes on
red-cockaded woodpecker populations in the future.
We are aware of preliminary investigations that show correlation
between breeding phenology and productivity and changing climate
variables like temperature and wetness (DeMay and Walters 2019,
entire). Although our SSA did not incorporate the findings of DeMay and
Walters (2019), since it was published after the SSA report neared
completion, the SSA report noted that southwestern populations have
lower productivity (USFWS 2022, p. 26) and considered earlier research
which similarly suggested that climate change has the potential to
influence productivity through anticipated changes in temperature and
precipitation patterns (USFWS 2022, p. 92; Schiegg et al. 2002,
entire). Thus, while we have added a summary of the paper by DeMay and
Walters (2019) to our discussion of climate change in this rule, we
find that it does not provide any new information to change our
conclusion about the species' current risk of extinction. Additional
information on climate change can be found in the Habitat Loss and
Degradation section below and in the SSA report (USFWS 2022, pp. 121-
124).
Comment 18: The ANHC suggested that figure 26 in the SSA report,
which depicted tropical storm and hurricane tracks between 2003 and
2011, is outdated, especially given changes that have occurred over the
most recent 5 years. They also claimed that the timeframe depicted in
this figure is too narrow to be relevant.
Our Response: We recognize that figure 26 does not present a full
picture of hurricanes and tropical storms that have occurred throughout
the range of red-cockaded woodpeckers in the past few decades and have
added an updated figure 26 to the SSA report (USFWS 2022, p. 122).
However, it is important to note that the intent of this figure is to
illustrate the potential stressor that hurricanes pose to red-cockaded
woodpeckers, and the vulnerability of many populations to storms. This
figure is not intended to present an exact quantitative measure of the
number and types of storms that have occurred within the species'
range; as we discuss in the SSA report, due to uncertainty and
limitations in modeling, the projections from the future simulation
models should not be viewed as definitive outcome for future conditions
(USFWS 2022, p. 135).
Habitat Stressor and Conservation
Comment 19: LDWF, FFWCC, and public commenters provided feedback
emphasizing the species' reliance on extensive and continual habitat
management; they reiterated that the species is not yet self-sustaining
and needs this active management (e.g., thinning, prescribed fire,
provision of artificial cavities, and translocation) to maintain
stability. As a result, they requested that the species not be
reclassified without the continued support for existing management
strategies. Additionally, one commenter
[[Page 85300]]
requested guidance on how to better manage the species on public lands.
Our Response: We recognize that the red-cockaded woodpecker is a
conservation-reliant species and responds well to active management
(USFWS 2022, p. 159). As such, the species is not being delisted and
will continue to be afforded protections under the Act. Furthermore, we
have structured our final 4(d) rule to facilitate the continuation of
conservation management.
While we do not have commitments that all current management will
continue, there is no information indicating that a downlisting would
alter current management plans. It is important to note that
downlisting the species from an endangered to a threatened status does
not eliminate or alter the need to achieve its recovery, and agencies
are already managing red-cockaded woodpeckers in an effort to reach
this goal. As mentioned, the management protections have always been
voluntary, and the agencies could have altered or reduced them at any
time yet have chosen not to, due to their commitments to achieving
recovery.
A species' reliance on conservation management does not, by
definition, suggest that it must always be listed as endangered. With
effective assurances of such management, or with sufficient viability,
species that require active management may not be at risk of imminent
extinction. We have listed multiple conservation-reliant species as
threatened (e.g., Hawaiian goose, Peirson's milk-vetch, humpback chub)
and have even delisted conservation-reliant species, when appropriate
commitments to necessary management are in place (e.g., interior least
tern, running buffalo clover, Kirtland's warbler).
Guidance on how to better manage the red-cockaded woodpecker on
public lands can be found in the 2003 recovery plan, integrated natural
resources management plans (INRMPs), forest management plans, National
Wildlife Refuge plans, National Park plans, and State plans, among
other sources.
Comment 20: The LDWF suggested that the downlisting proposal did
not adequately address the current condition of red-cockaded woodpecker
habitat on the landscape by not properly acknowledging that much of the
currently occupied and potential red-cockaded woodpecker habitat
remains degraded and is in need of additional restoration (e.g., timber
stand improvement via thinning or prescribed burning) before
populations could achieve maximum resiliency.
Our Response: As we discuss in greater detail under Summary of
Conservation Management below, with the potential exception of several
ecologically unique populations in pond pine and related habitat on
organic soils in northeast North Carolina, none of the current or
estimated future populations are capable of naturally persisting
without ongoing management. The proposed downlisting rule relies on the
analysis provided in the SSA report, which describes the many
influences on viability, including foraging habitat loss, land use/
construction, conservation management, and habitat degradation.
Most properties on public lands harboring red-cockaded woodpeckers
have implemented management programs to sustain or increase populations
consistent with population size objectives in the 2003 recovery plan or
other plans. The species is reliant on active habitat management, as
discussed in the SSA report (USFWS 2022, p. 131).
General Stressors
Comment 21: The NCWRC expressed concern that we have not adequately
considered the stressor of human population expansion and encroachment
into red-cockaded woodpecker habitat. They informed us that the area of
private lands between the Sandhills Game Lands and Fort Bragg (now Fort
Liberty), known collectively as ``the Gap,'' is in need of continued
active management or this area will not be able to serve to connect
isolated populations on public lands.
Our Response: The effects of human expansion and encroachment have
been taken into consideration. The SSA report describes many influences
on viability, including foraging habitat loss, land use/construction,
conservation management, and habitat degradation (USFWS 2022, pp. 124-
131). Current red-cockaded woodpecker populations are highly dependent
on active conservation management with prescribed fire, beneficial and
compatible silvicultural methods to regulate forest composition and
structure, the provision of artificial cavities where natural cavities
are insufficient, translocation to sustain and increase small
vulnerable populations, and effective monitoring to identify limiting
factors for management (USFWS 2022, pp. 121-131). We recognize that
human impacts, including development, have the potential to negatively
affect red-cockaded woodpeckers through loss or degradation of habitat;
however, through the continued protections under the Act, we are
ensuring that any action with a Federal nexus will be required to make
sure that the continued existence of the species will not be
jeopardized.
Comment 22: The FFWCC commented that we had not identified invasive
exotic vegetation as a threat. They suggested that invasive plants are
a major issue in Florida, especially in south Florida, and provided the
following examples: Melaleuca (Melaleuca quinquenervia) monocultures
appearing after fire, higher intensity wildfires that kill native
pines, and decreased effectiveness of prescribed burns when Brazilian
pepper (Schinus terebinthifolius) is present. They also recommended
that we include invasive vegetation as a stressor in the final rule,
given these negative effects and the fact that eradication is
difficult.
Our Response: We agree that the rule does not state specific
examples of the invasive, nonnative, exotic vegetation types that exist
within various open pine habitat types throughout the red-cockaded
woodpecker's range. However, the SSA report specifically identifies
invasive species as an example of disturbances that have the potential
to impact red-cockaded woodpecker habitat and, therefore, red-cockaded
woodpecker population resilience (USFWS 2022, p. 74).
Throughout the SSA report, we acknowledge the importance of
prescribed fire and its overall impact on the structure, function, and
process of the open pine/grass systems (USFWS 2022, pp. 37-39, 124-
127). We do agree and report that most of the prescribed fire
references are generally linked to the improvements in hardwood
midstory control, fuel load reduction, and overall open pine habitat
restoration. However, we also recognize in the ``Current Condition''
portion of this document (below) that there are impacts from
disturbance that represent hazardous fire fuels like those reported by
the FFWCC, and these structural habitat components are potential
threats to red-cockaded woodpecker resiliency.
Comment 23: The FFWCC suggested that we still do not know the
effects of an ongoing hydrologic restoration project (Picayune Strand
Restoration Project) on the Picayune Strand State Forest essential
support population, and that this project's increased water flows could
reduce the intensity of future wildfires; the FFWCC recommended that we
also consider adaptive management strategies for mitigating any impacts
to the red-cockaded woodpecker from increased water and prolonged
hydroperiods.
[[Page 85301]]
Our Response: We appreciate the suggestion to consider the Picayune
hydrologic restoration project and its potential indirect effects on
red-cockaded woodpeckers. We also appreciate the request to consider an
adaptive management approach as a means to mitigate for any
unanticipated negative impacts that would be correlated with the
hydrologic project. Since this comment was submitted, modeling efforts
conducted by the U.S. Army Corps of Engineers (USACE) have predicted
impacts from the anticipated flooding. The model results indicate that
the red-cockaded woodpecker habitat will shift below the standard of
management as the project progresses. While it is still unclear how
quickly slashpine will react to being inundated, modeling efforts
suggest there is a potential projected loss of up to 3 clusters as the
result of this project. We are actively working with the USACE through
the section 7 process to minimize any impacts.
The Service has a long history of supporting the application of
adaptive management. When applied, assumption-based applications have
rigorous datasets that support informed decision making. We support
adaptive management approaches that (1) conceptualize the problem, (2)
plan actions and monitoring, (3) implement actions and monitoring, (4)
analyze, use, and adapt from the data, and (5) capture and share the
learning. Based on the FFWCC comments, we fully support Picayune State
Forest implementing an assumption-based (adaptive management)
scientific approach in order to provide early detection of potential
adverse impacts to the forest's red-cockaded woodpecker population.
Conservation Efforts and Plans
Comment 24: The NCWRC suggested two conservation initiatives that
would aid in the management of the species after downlisting: (1) a
conservation fund to support future land management and (2) a post-
downlisting monitoring plan.
Our Response: As we continue down the path towards full recovery of
red-cockaded woodpeckers, we will use the best available science to
inform and facilitate further conservation efforts that benefit the
species. While we do not have a specific conservation fund for red-
cockaded woodpecker land management, we encourage partners to apply to
grant opportunities available (e.g., Partners for Fish and Wildlife,
Natural Resources Conservation Service (NRCS), section 6 funding (for
State lands).
We are not required to create a post-downlisting monitoring plan; a
specific monitoring plan is required only after delisting a species due
to recovery. However, annual population monitoring of red-cockaded
woodpeckers will continue once they are downlisted. For example, anyone
enrolled with an SHA will continue to provide annual reports that
include the number of breeding groups and increases/decreases in active
clusters. Additionally, annual property reports from section
10(a)(1)(A) permits will include data on active clusters, inactive
clusters, potential breeding groups, and descriptions of habitat
management completed. Furthermore, the 4(d) rule requires Federal
agencies and Department of Defense (DoD) properties to provide a report
on their red-cockaded woodpecker populations to the Service annually.
4(d) Rule Exceptions
Comment 25: LDWF expressed concern that the 4(d) rule does not
define ``short-term'' with regard to incidental take of red-cockaded
woodpecker during habitat conversion, if there are short-term impacts
to the species. The State agency requested that the Service define
``short-term'' and provide greater clarification on the magnitude of
impact that habitat conversions can have on a given red-cockaded
woodpecker population.
Our Response: The terms ``short-term'' and ``magnitude'' have not
been defined in the rule because they have different meanings depending
on many variables. In terms of wildlife species and biological
populations, both short- and long-term effects, and the magnitude of
those effects, depend on many influential inherent and external
biological, ecological, and environmental factors like lifespan,
reproductive timing, and generational time; population size, growth
rate, and connectivity; population dynamics and demographics; and
availability of natural resources. In this rule, it is anticipated that
the temporal scale of short-term adverse effects (e.g., reducing a
stand below the managed stability standard) to red-cockaded woodpeckers
are likely to occur within one or two generations (i.e., 4-8 years;
USFWS 2022, p. 71) in a resident population. The magnitude of long-term
beneficial impacts from those same short-term adverse management
actions are expected to be high and to span over multiple generations
(three generations or more) within a resident population.
The 4(d) rule provides take exceptions only when habitat management
actions are intended to further conservation of the species. However,
any incidental adverse effects to red-cockaded woodpeckers from these
beneficial management actions would likely be low in magnitude;
therefore, in this context, incidental adverse effects are not likely
to rise to the level of incidental take of red-cockaded woodpeckers.
4(d) Rule Artificial Cavity Provisions
Comment 26: The South Carolina Department of Natural Resources
recommended the threshold minimum diameter of 15 inches for cavity
inserts should be followed and that areas lacking trees of sufficient
size for insert installation should use the Copeyon method for drilled
cavities (Copeyon 1990, pp. 303-311). Separately, a public commenter
noted that Picayune Strand and Big Cypress rely on South Florida slash
pine, which are naturally much smaller in diameter even when mature.
They indicated they would have overall 32 percent fewer artificial
cavities on the landscape if they had to select trees >=14 inches.
Our Response: We currently support the artificial cavity standards
defined by Allen (1991, p. 19), Copeyon (1990, pp. 303-311), and USFWS
(2022, pp. 85-87). For the cavity insert technique, the guidance
requires selected trees have a minimum of 15 inches diameter at cavity
height, while the guidance for the drilled cavity technique generally
requires knowledge of the tree's sapwood (3.5 inches or less) to
heartwood (7 inches or more) ratios at cavity height. We agree that the
drilled cavity technique provides more opportunity to utilize smaller
diameter trees at cavity height where sapwood/heartwood ratios are
suitable, and we continue to advocate drilled cavities as the preferred
method. However, many landscapes are challenged with limited access
restrictions. The number of return visits for drilled cavity
applications, which includes screening, checks for resin leakage, and
routine maintenance checks is often limited for those on access
restricted landscapes. While we support the standards outlined above,
we acknowledge that there are unique habitats in the region, such as
Picayune and Big Cypress, that require site-specific application of
this technique. These standards have been previously approved by the
Service and are fundamentally based on the heartwood/sapwood ratio
rather than the diameter of the tree.
4(d) Rule Military Exception
Comment 27: The LDWF requested that the annual property reporting
language for DoD and other Federal properties be changed from ``could''
to
[[Page 85302]]
``must'' when detailing the requirements for the annual report in the
following sentence: ``could include the property's recovery goal; the
number of active, inactive, and recruitment clusters; information on
habitat quality; and the number of artificial cavities the property
installed.''
Our Response: The annual property report language is outside of the
scope of the 4(d) rule and played no part in our determination.
However, as the DoD adjusts and modifies their INRMPs to best
coordinate with the findings in the 4(d) rule, we anticipate the
content of the INRMP to reflect mutually agreed upon conservation,
protection, and management of fish and wildlife resources as stated in
the Sikes Act (16 U.S.C. 670 et seq.). Per the Sikes Act, this will
include requirements to monitor and improve the effectiveness of the
plan.
4(d) Rule Provisions for Prescribed Burning and Herbicides
Comment 28: The LDWF requested that best management practices
(BMPs) be used when prescribed burns are conducted in red-cockaded
woodpecker clusters and associated foraging habitat and in protection
of red-cockaded woodpecker cavity trees. Additionally, they recommended
the 4(d) rule further define the BMPs using existing language from the
SSA report. Similarly, a public commenter requested additional
information be provided to clarify what is compatible or incompatible
practice for prescribed fires and herbicide applications.
Our Response: This 4(d) rule includes the requirement, in Sec.
17.41(h)(4)(iii)(A)-(B), to follow applicable BMPs and applicable
Federal and State laws for both prescribed burns and herbicide
application. Privately and other non-federally owned lands may have
different needs and should tailor those individual needs to their BMPs.
We continue to recommend the use of the 2003 recovery plan for guidance
on compatible or incompatible practices for prescribed fires and
herbicide applications.
4(d) Rule Exception for Service- or State-Approved Management Plans
Comment 29: Multiple commenters brought up issues that may impact
landowner willingness to participate in the Safe Harbor program,
currently known as the Conservation Benefit program, and expressed
concerns over the permitting process (i.e., lack of enforcement,
ability to return to baseline conditions, and the burdensome process).
Additionally, the South Carolina Department of Natural Resources
indicated concern that the prescribed fire and herbicide exception
could disincentivize further Safe Harbor program enrollment (currently
known as the Conservation Benefit program).
Our Response: We acknowledge these concerns now that landowners
will have additional flexibility on how to manage their land for red-
cockaded woodpeckers. Although the 4(d) rule and SHAs, currently known
as CBAs, may provide many of the same benefits on managed non-Federal
lands, the Conservation Benefit program provides the additional
flexibility for land managers to remove new (above-baseline) clusters
that emerge on their property without violating certain section 9
prohibitions of the Act. Without the incidental take exceptions in this
4(d) rule, take resulting from these activities would be prohibited,
thus requiring a section 10(a)(1)(a) permit associated with a CBA or
section 10(a)(1)(b) permit and habitat conservation plan (HCP) prior to
implementation. These incidental take exceptions are applicable to all
private lands regardless of participation in existing SHAs or future
CBAs as long as the activity meets the stipulations described above. It
is important to note that the 4(d) rule does not nullify existing SHAs
or future CBAs. Existing enrollment and participation in SHAs or future
CBAs does not preclude an enrollee from exceptions of the 4(d) rule
(see ``Provisions of the 4(d) Rule'').
4(d) Rule General Issue
Comment 30: The Alabama Division of Wildlife and Freshwater
Fisheries requested clarification on prohibitions and exemptions
regarding insecticide use. A public commenter requested insecticide use
within the cluster area be approved by the Service and used only when
necessary.
Our Response: This rule prohibits take, as set forth at Sec.
17.21(c)(1) for endangered wildlife. We did not include any exceptions
to this prohibition for take resulting from the use of insecticides
from the prohibitions of section 9. If the property has red-cockaded
woodpeckers, then there is a potential for take to occur from such
activities and incidental take could still be exempted through a
section 10 permit or an incidental take statement associated with a
biological opinion. Thus, the 4(d) rule does not cause a change in the
process for authorization of insecticide use in red-cockaded woodpecker
clusters.
Public Comments
We received 234 unique comments from the general public on the
proposed listing and 4(d) rule during the 2 public comment periods. We
summarize and respond to these comments below. However, we do not
repeat issues that we have already addressed above and instead address
only new issues that were not raised by peer reviewers or State or
Federal agencies.
Downlisting
Comment 31: One public commenter indicated that the Service's
targets for downlisting have not been met and that public records
indicated the Service had been planning to downlist or delist the
species if State and Federal agencies were able to provide necessary
assurances of continued management.
Our Response: Assurances of continued management are not required
for reclassification of a species. Although there are uncertainties
about the continuation of some management commitments, we fully expect
much of the conservation management for red-cockaded woodpecker to
continue into the foreseeable future and have structured our final 4(d)
rule to encourage the continuation of such management.
Comment 32: Multiple commenters emphasized the importance of
longleaf pine ecosystems in supporting biodiversity in the southeastern
United States and the role of red-cockaded woodpeckers as umbrella and
keystone species. Several of these commenters suggested that conserving
red-cockaded woodpeckers, via management of longleaf pine ecosystems,
provides cascading benefits to many other species, including other at-
risk species, and proposed that the species remain protected for that
reason.
Our Response: While we recognize the importance of the longleaf
pine habitat, as referenced in the ``Background'' and ``Summary of
Stressors'' below, section 4(a)(1) requires that the Secretary
determine whether a species is an endangered species or threatened
species because of any of the five factors listed. Section 4(b) of the
Act requires that the determination be made ``solely on the basis of
the best scientific and commercial data available.'' Thus, we cannot
factor the need to protect other at-risk species or the ecosystem at
large into the decision of whether or not a species meets the
definition of threatened or endangered.
Comment 33: Some commenters believed that, since woodpeckers
currently occupy less than their historical range, they should not be
downlisted.
Our Response: Neither downlisting nor delisting require that the
species
[[Page 85303]]
reoccupy their historical range. Under the Act, a species' status must
be assessed using the five factors: (1) Present or threatened
destruction, modification, or curtailment of its habitat or range; (2)
overutilization of the species for commercial, recreational,
scientific, or educational purposes; (3) disease or predation; (4)
inadequacy of existing regulatory mechanisms; and (5) other natural or
manmade factors affecting its continued existence.
Comment 34: One commenter expressed concern that, if the species is
downlisted, land managers will return to past practices of reducing the
use of fire, reducing control of woody understory vegetation, and
illegally removing cavity trees on private lands; all of these actions
would reduce habitat quality and quantity.
Our Response: The red-cockaded woodpecker will continue to receive
protections under the Act as a threatened species. The 4(d) rule is
designed to encourage continued habitat management by including
exceptions to the prohibitions for incidental take caused by
application of prescribed burns or herbicides on private lands to
create or maintain habitat (i.e., open pine ecosystems) or sustain and
grow red-cockaded woodpecker populations, provided that the landowner,
or their representative: (1) Follows applicable BMPs for prescribed
burns and applicable Federal and State laws; (2) applies herbicides in
a manner consistent with applicable BMPs and applicable Federal and
State laws; and (3) applies prescribed burns and herbicides in a manner
that minimizes or avoids adverse effects to known active clusters and
red-cockaded woodpecker roosting and nesting behavior to the maximum
extent practicable.
Our intent for this provision is to provide a simple means by which
to encourage private landowners to pursue certain types of voluntary
forest management activities (i.e., prescribed burns and herbicide
application) in a way that reduces impacts to the species and also
removes any potential barriers to the implementation, such as the
potential for violating the Act, of this beneficial forest management.
Collaboration with partners in the forestry industry and their
voluntary conservation and restoration of red-cockaded woodpecker
habitat has helped advance red-cockaded woodpecker recovery to the
point of downlisting; this provision would continue to encourage this
beneficial management.
Comment 35: One commenter suggested that the downlisting would not
alter any of the protections the species receives and is thus merely a
symbolic gesture.
Our Response: Downlisting the red-cockaded woodpecker is not merely
a symbolic gesture. The species has achieved major gains in recovery in
the past several decades. These gains have benefited the species to the
point that it no longer meets the definition of an endangered species.
While the species has not yet achieved full recovery, it is paramount
in the effective implementation of the Act to ensure every listed
species has the appropriate status, based on the best available
scientific information regarding its extinction risk. In the case of
the red-cockaded woodpecker, since the species no longer meets the
definition of an endangered species, we are revising its classification
to ensure its listed status aligns with the latest information on its
viability.
While downlisting the red-cockaded woodpecker will continue to
provide protections under the Act, the 4(d) rule includes exceptions to
take prohibitions that provide additional management flexibilities that
do not apply while the species is listed as endangered (e.g., exception
for take resulting from prescribed burns on private lands; exception
for take resulting from installation of artificial cavities) (see
``Provisions of the 4(d) Rule'' below).
Comment 36: One commenter suggested that the species' status had
not changed considerably since the 2006 5-year status review, in which
we recommended that the species should remain listed as endangered and
that the threats to the species have not been sufficiently ameliorated.
Our Response: Since the 5-year review in 2006, the species' status
has continued to improve. Based on the best available scientific
information including new information available since the 2006 5-year
review (i.e., the new analysis in the SSA), 87 percent of red-cockaded
woodpecker demographic populations for which we have trend data
demonstrate stable to increasing trends. The continued growth of
populations since 2006, and the species' current stability, suggests
the red-cockaded woodpecker is not in immediate danger of extinction.
We are also downlisting the species because we believe the threats
currently acting on the species are effectively managed. Since 2006,
managers have continued to install more artificial cavities, have
continued to actively manage habitat to improve quality, and have
continued to translocate birds to enhance genetic health and viability.
These activities have contributed to the stabilization of the
populations, and management of threats. Our rigorous analysis of
stressors and species' condition in the SSA demonstrates the improved
status of the species and effectiveness of current management.
Policy and Process
Comment 37: Multiple commenters expressed confusion about the
status of the species' 5-year status reviews, and the relationship of
these reviews to the proposed rule.
Our Response: The December 2, 2020, proposed rule to reclassify the
red-cockaded woodpecker as a threatened species fulfilled the
requirements of a 5-year status review for the species (85 FR 63474).
While the proposed rule referenced biological information in the SSA
report, the SSA alone does not represent the 5-year status review.
According to the Act, a 5-year status review must contain an evaluation
of the five listing factors for the species, and a recommendation as to
the species' current status based on the relevant threats under those
factors. In the proposed rule, we provided a thorough account of the
stressors affecting the species and aligned these stressors with the
five factors under the Act.
Our analysis in the proposed rule also took into account the
submissions we received in response to the 5-year review initiation
notice; we are not required to respond to each of these submissions
individually, as we do for public comments on a proposed rulemaking.
The public had an opportunity to provide feedback on our determination
of species' status during the comment period on the proposed rule, and
we have addressed that feedback here.
Comment 38: Multiple commenters took issue with our ``significant
portion of the range'' analysis, suggesting that we did not adequately
explain why the Florida Peninsula, West Gulf Coastal Plain, and
southernmost near-coastal extension of the Upper West Gulf Coastal
Plain ecoregions are not ``significant.'' Other commenters believed
that our discussion of significance was not consistent with our
``Significant Portion of the Range'' policy and court rulings
concerning this policy.
Our Response: We revised our ``significant portion of the range''
analysis in this rule in response to these comments and to increase
consistency with current practice. We removed the discussion of the
significance of the portion that includes the Florida Peninsula, West
Gulf Coastal Plain, and southernmost near-coastal extension of
[[Page 85304]]
the Upper West Gulf Coastal Plain ecoregions.
Ultimately, this discussion of significance was not necessary for
our analysis since this portion does not have a different status than
the whole. Despite the vulnerability of these areas to hurricanes, this
stressor is not currently accelerating extinction risk in this part of
the range, due to effective conservation management. Populations can
withstand and persist after hurricanes if biologists and land managers
implement prompt, effective post-storm recovery actions, such as
installing artificial cavities, reducing hazardous fuels, and restoring
forests to suitable habitat. Both this emergency response and routine
management are well-understood and are currently being implemented
across the range of the woodpecker. In addition, much of the red-
cockaded woodpecker's currently occupied habitat is now protected under
various management plans. As such, despite the regular occurrence of
hurricanes within red-cockaded woodpecker habitat, 89 percent of the
populations for which we have trend data demonstrate stable to
increasing growth rates in this portion of the range, illustrating the
effectiveness of currently ongoing active management in preventing
broad impacts from hurricanes and other stressors (USFWS 2022, p. 112).
This risk may be particularly high in the foreseeable future in the
Florida Peninsula, West Gulf Coastal Plain, and the southernmost near-
coastal extension of the Upper West Gulf Coastal Plain ecoregions.
Therefore, although some threats to the red-cockaded woodpecker are
concentrated in these ecoregions, the timing of the effects of the
threats in that portion is the same as that for the entire range--the
foreseeable future. As a result, the red-cockaded woodpecker is not in
danger of extinction now in this portion of its range. Given the fact
that this portion has the same status as the species throughout all of
its range, we do not need to evaluate its significance.
Comment 39: Commenters suggested other areas that could be
considered a significant portion of the species' range (e.g., the
populations that have low or very low resiliency and the western
portion of the species' range, where there are no ``high'' or ``very
high'' resiliency populations).
Our Response: Based on feedback from the comments, we considered
whether the portion of the species' range that contains low or very low
resiliency populations could constitute a portion that provides a basis
for determining that the species is in danger of extinction throughout
a significant portion of its range. Based on our analysis, we did not
find that this portion of the species' range, or any combination of
areas that lack moderate, high, or very high resiliency populations,
met the definition of an endangered species. Managers are currently
applying active management to these small populations. As a result of
this active management, the vast majority of these low or very low
resiliency populations have stable or increasing growth rates,
demonstrating the effectiveness of this active management in supporting
the persistence of these small populations. Of the 108 demographic
populations in low or very low resiliency classes, 86 have data on
growth rates; 86 percent of these populations have growth rates greater
than or equal to one (USFWS 2022, pp. 108-110). Under this current
paradigm, these small populations are not currently in danger of
extinction due to the active management (e.g., translocation, habitat
management, artificial cavity installation) that supports their
stability and growth. As a result, the red-cockaded woodpecker is not
currently in danger of extinction in this portion of its range. Given
the fact that this portion has the same status as the species
throughout all of its range, we do not need to evaluate its
significance.
Comment 40: One commenter expressed concern that the Service,
contrary to the best available science, has been trying to downlist or
delist the red-cockaded woodpecker to appease Federal partners. This
commenter also questioned an interagency agreement signed with the Army
on the same day that we announced the proposal to downlist the red-
cockaded woodpecker, indicating concern that the agreement set a goal
of eliminating section 7 consultations in favor of general INRMP
consultations.
Our Response: The analysis in this rulemaking is based on the best
available science, summarized in the SSA report. This scientific
information has been peer-reviewed, and the public was provided with
opportunities to review and comment on our analysis during two comment
periods and one public meeting. We are required to coordinate,
collaborate, and use the expertise of State agencies in developing the
scientific foundation upon which the Service bases its determinations
for listing actions (i.e., SSA reports) per the 1994 joint policy and
2016 Revised Interagency Cooperative Policy Regarding the Role of State
Agencies in Endangered Species Act Activities (State Representation of
Species Status Assessment Teams). We also frequently collaborate with
Federal partners in the development of SSAs to ensure we have the best
available data and a thorough understanding of Federal management that
may affect the species. In the development of the red-cockaded
woodpecker SSA, we followed these common practices. We sought
information from our State and Federal partners to inform the SSA, our
understanding of relevant ongoing management, and any proposed status
change under the Act.
Based on the best available information in the SSA, we have
determined that the species no longer meets the definition of an
endangered species under the Act. However, while many of the landowners
and managers within the range of the species have committed to
continuing to implement their conservation programs into the future, we
do not have certain commitments that all current management will
continue and that it will adapt as necessary to effectively address
emerging stressors (e.g., intensifying hurricanes). As a conservation-
reliant species, securing management commitments for the foreseeable
future would ensure that red-cockaded woodpecker populations grow or
are maintained. This conclusion is reinforced by the future-scenario
simulations, which indicate that management efforts equal to or greater
than current levels will further increase the number of moderate to
very high resiliency populations and preserve small populations. Thus,
uncertainties about the continuation of the management upon which the
species relies informed our determination that a downlisting status of
threatened is appropriate.
The purpose of the interagency agreement is to promote the
conservation of the red-cockaded woodpecker. This agreement did not
factor into the proposal to downlist the species. Additionally, it is
important to note that Federal agency section 7 consultations
obligations have not been altered in any way with this final rule.
Comment 41: One commenter believed that the Service's selection of
25 years as the foreseeable future was arbitrary and too short to
reasonably forecast effects of threats to the species (e.g., climate
change impacts), especially considering the species' reliance on very
old pine trees.
Our Response: We determined the foreseeable future to be 25 years
from present, because it is a timeframe in which we can reasonably
estimate population responses to natural factors and management. As
discussed under Future Conditions below, in the SSA
[[Page 85305]]
report, future population conditions under different management
scenarios were simulated and modeled to 25 years into the future.
During this process it was determined that we can rely on the timeframe
presented in the scenarios and predict how future stressors and
management will affect the red-cockaded woodpecker. This timeframe,
given the species' life history, is also sufficient to identify any
effects of stressors or conservation measures on the red-cockaded
woodpecker's viability at both population and species levels. Finally,
25 years represents four to five generations of red-cockaded
woodpecker, which would be sufficient time for population-level impacts
from stressors and management to be detected.
Comment 42: One commenter contended that the proposed 4(d) rule
fails to explain how it is necessary and advisable, because the rule's
effect on private landowners and voluntary conservation is not
considered. In addition, the commenter expressed concern that the
Service did not explain why the Regulatory Flexibility Act (RFA) and
National Environmental Policy Act (NEPA) analyses were not prepared for
the proposed 4(d) rule.
Our Response: As discussed in our February 3, 2022, proposed
reclassification rule, section 4(d) of the Act provides that the
``Secretary shall issue such regulations as he deems necessary and
advisable to provide for the conservation'' of species listed as
threatened. As discussed in the Background, the courts have recognized
the extent of the Secretary's discretion under this standard to develop
rules that are appropriate for the conservation of a species. Thus,
regulations promulgated under section 4(d) of the Act provide the
Secretary with wide latitude of discretion to select appropriate
provisions tailored to the specific conservation needs of the
threatened species.
We considered the effect on private landowners of our proposed
rule. The proposed rule explains that if a manager has received or
receives a permit for a particular activity (e.g., a section
10(a)(1)(A) permit for monitoring red-cockaded woodpeckers, a permit
issued for an existing SHA, CBA, or HCP), any take that occurs as a
result of activities covered by this permit would remain exempted from
the rule's prohibitions on take. Furthermore, our rule encourages
private landowners to continue to enroll in the CBA program, under
which the landowners receive formal regulatory assurances from the
Service regarding their management responsibilities in return for
contributions to benefit the listed species. Any landowner who enrolls
in a CBA is allowed to return their property to ``baseline'' conditions
at any time. Additionally, this final rule excepts take from activities
completed by a landowner that, when the species was endangered, would
have required a permit under the Act.
Regarding the commenter's concern that a NEPA analysis was not
undertaken, it is our position that, outside the jurisdiction of the
U.S. Court of Appeals for the Tenth Circuit, we do not need to prepare
a NEPA analysis in connection with regulations adopted pursuant to
section 4(a) of the Act (see National Environmental Policy Act section
below).
Regarding the commenter's concern that an RFA analysis was not
provided, the Secretary, in making a determination of endangered or
threatened species status under section 4(b)(1)(A) of the Act, ``shall
make determinations solely on the basis of the best scientific and
commercial data available.'' Economic considerations are in addition to
such data and cannot be part of the basis for the species' status
determination, which includes the 4(d) rule. The rationale for sole use
of best scientific and commercial information available is provided in
the legislative history for the 1982 amendments to the Act, which
describes the purposes of the amendments using the following language:
``to prevent non-biological considerations from affecting [listing]
decisions,'' Conf. Rep. (H.R.) No. 97-835 (1982) (``Conf. Rep.''), at
19. As noted in the House Report, economic considerations have no
relevance to determinations regarding the status of species and the
economic analysis requirements of Executive Order 12291, and such
statutes as the RFA and the Paperwork Reduction Act, will not apply to
any phase of the listing process. Conf. Rep. (H.R.) No. 97-835 (p.
24153; 1982).
Comment 43: One commenter requested that the Service be more
involved with assessing, approving, and enforcing actions affecting
species protected under the Act so that the State agencies are not left
with the burden of interpreting the 4(d) rule.
Our Response: We acknowledge the importance of our conservation
partnership with State agencies and the role they play when
interpreting rules for federally listed species in response to public
inquiries. In addition to providing Frequently Asked Questions
documents about the 4(d) rule, our local field offices are available to
provide technical assistance. State agencies can direct questions to
field offices to assist with the interpretation of the 4(d) rule in
addition to requesting assistance when enforcing protections for
federally protected species.
Comment 44: Another commenter recommended that non-Federal
management plans, including analyses of potential impacts from ongoing
and proposed activities (within the time covered), be more
``programmatic'' in nature, such as ``worst case'' estimates included
in some Army INRMP endangered species management components (ESMCs).
Our Response: While we are available to provide technical
assistance to private landowners, we do not have the authority to tell
private landowners how to manage their properties. The suggestion
described by the commenter would be a relatively unique and specific
situation to occur. We anticipate that people will follow the intent of
the 4(d) rule and, as such, will apply appropriate management for the
species to their properties.
General Biology, Ecology, and Population Issues
Comment 45: Several commenters provided critiques of the data and
methodologies used in the SSA. One commenter expressed concerns that
the data they provided for the SSA was the best possible outcome and
worried that all the data might be inflated. Another commenter
indicated concern that the ``moderate'' resiliency class included both
populations that were declining and were not declining. Yet another
commenter stated that the Service did not adequately articulate
uncertainties related to the model.
Our Response: The data for the SSA was collected and analyzed
according to established scientific procedures. Expert solicitation and
peer review provided opportunities for public comment, and all analysis
and decisions were based on the data provided. We rely on and trust
that land managers provided accurate data.
The SSA report provides a description of the approach and method
used to delineate demographic populations. The report also describes
how the moderate category is a transitional resilience category, in
which population sizes range from 102 to 248 active clusters and
consist of both increasing and stable populations. The moderate
category populations, unlike those in the high and very high
categories, may vary considerably in their resilience depending on
population size, management, and the spatial distribution and density
of active clusters (USFWS 2022, p. 113).
[[Page 85306]]
We also described uncertainties within the SSA report, including
the uncertainties associated with performing analyses with an imputed
data set. With imputed data, a single value is provided for each
missing value and analyzed as though it were true, while in reality
there is uncertainty about the value of each missing observation (USFWS
2022, p. 227).
All of the issues raised were either already addressed in the SSA
report or have been incorporated into the SSA report and/or this final
rule.
Comment 46: One commenter provided details about concerns that the
way the 2003 recovery plan delineated populations of red-cockaded
woodpeckers was incorrect.
Our Response: SSA reports are scientific documents meant to be a
single source for the species' biological information needed to inform
decision-making in the rule. The SSA report did not use the same
population boundaries as the 2003 recovery plan. As reviewed in the
2003 recovery plan, red-cockaded woodpecker populations functioned as
demographically closed populations due to infrequent long-distance
dispersal (USFWS 2003, pp. 25, 32). In the 2003 recovery plan,
territory densities or distances among territories were not defined to
explicitly categorize demographic populations. In the SSA, we instead
used red-cockaded woodpecker dispersal data from long-term monitoring
data and radio-telemetry studies to spatially delimit demographic
populations according to nearest neighbor active clusters within 6 km
(3.7 miles) (USFWS 2022, pp. 80-82). Ultimately, we delineated 124
demographic populations. In the SSA report, the essential support
population this commenter referenced was split into nine demographic
populations for our analysis. Although we are not currently
contemplating changes to the 2003 recovery plan, we will consider this
commenter's suggestion if we embark on any revisions to this plan.
Population Stressors
Comment 47: One commenter shared that, according to the North
American Breeding Bird Survey, the woodpecker has had a cumulative
population decline of 86 percent between 1966 and 2014, with an average
of over 3.3 percent population decline per year (Red-cockaded
Woodpecker Life History); they believed this decline would continue
until the species becomes extinct.
Our Response: The Breeding Bird Survey is a roadside survey of
North American birds that primarily covers the continental United
States and southern Canada. Every June, experienced birders volunteer
to conduct surveys along established roadside routes to facilitate the
estimation of population change for birds that are encountered during
surveys. Although the Breeding Bird Survey provides a very large data
set, there are potential problems with estimates of population change
that are derived from Breeding Bird Survey data. Therefore, ``regional
credibility measures'' are used to check certain attributes of the
survey data, such as relative abundance on survey routes, precision of
trends, and the completeness of the data set. It is possible that data
analysis can be inaccurate and imprecise, depending on the level of
data deficiency in a region; thus, the data are categorized into three
credibility categories to assist in assessing reliability of the
results. The Breeding Bird Survey results for the red-cockaded
woodpecker reflect that the majority of the data are in the red
category, meaning the data have important deficiencies and are not of
sufficient quality to use in estimates of population change or for
other reasons.
Decades of species-specific, red-cockaded woodpecker survey data
have been obtained using standardized data collection methodology, and
are the data that the Service relied upon in the SSA and to inform this
rule. These data sets provide a large amount of high-quality data for
assessing attributes of red-cockaded woodpecker populations and
informing management decisions. Data collected during red-cockaded
woodpecker surveys represent the best available species' information
and are superior to species' data provided by the Breeding Bird Survey
and any other means.
Comment 48: Several commenters believed that because a majority of
populations have low resiliency to stochastic events and threats
(primarily due to small population sizes), they remain in immediate
danger of extirpation and do not have sufficient resiliency to warrant
downlisting.
Our Response: These commenters correctly accounted for the number
of demographic populations in the low and very low resiliency
categories. However, the majority (65 percent) of total active clusters
(5,062 active clusters out of 7,794 total active clusters) across the
range of the species are in the 16 moderate-to-very-high resiliency
populations. Furthermore, of the 98 populations for which we had
sufficient data to measure growth rates, only 13 percent are in
decline; in other words, 87 percent of red-cockaded woodpecker
populations (for which we had sufficient data) are stable or
increasing, including the vast majority of low and very low resiliency
populations (USFWS 2022, pp. 112-116). These stable and positive growth
rates are indicative of the positive effects of red-cockaded woodpecker
conservation management programs on these locations and the ability of
such management to offset inherently low or very low population
resilience.
In summary, after evaluating the threats to the species and
assessing the cumulative effect of the threats under the section
4(a)(1) factors, we find that the stressors identified above continue
to negatively affect the red-cockaded woodpecker, but new restoration
techniques and changes in silvicultural practices have led to
stabilization of the red-cockaded woodpeckers' viability and even
resulted in a substantial increase in the number and distribution of
populations. Sixty-five percent of all current red-cockaded woodpecker
clusters are within moderately, highly, or very highly resilient
populations, and populations are spread across multiple ecoregions,
providing for redundancy and representation. Given these current levels
of resiliency, redundancy, and representation, we conclude that the
red-cockaded woodpecker is not currently in danger of extinction
throughout all or a significant portion of its range (i.e., it no
longer meets the definition of an endangered species).
Comment 49: Multiple commenters expressed concern about the
continued loss of suitable habitat constraining population growth of
the species, with one commenter stating that the Service did not
adequately address carrying capacity issues in the SSA report.
Our Response: We recognize that some habitat loss may still be
occurring and acknowledge that the lingering impacts of historical
clearcutting and incompatible forest management, and conversion to
urban and agricultural land still negatively affect the ability of red-
cockaded woodpecker populations to grow, even when managed, as the
carrying capacity of suitable forest areas across much of the range can
be quite low. However, restoration activities such as prescribed fire
and strategic placement of recruitment clusters can reduce gaps between
populations and increase habitat and population size toward current
carrying capacity. These activities are occurring across the range of
the red-cockaded woodpecker on properties actively managed for red-
cockaded woodpecker conservation (85 FR 63474 at 63479, October 8,
2020).
Carrying capacity was taken into consideration when assessing
population size within the foreseeable
[[Page 85307]]
future in the simulations and scenarios run in the SSA. Values for each
population were acquired from property and population managers who
estimated carrying capacity for their populations at the end of the 25-
year period. Carrying capacity reflected the estimated future amount of
nesting and foraging habitat, and whether a potential increase in
active territories to capacity was the result of recruitment clusters,
budding, or pioneering (USFWS 2022, pp. 12-13). Additionally, we
acknowledged in the SSA report (USFWS 2022, p. 14) that carrying
capacity may have been underestimated in our analysis. The high
densities of red-cockaded woodpeckers that occur in high-quality
habitat suggest that carrying capacity estimates are overly
conservative. If so, greater growth than our conservative simulations
project and larger differences between management scenarios are
possible.
Comment 50: One commenter shared their concern that small
woodpecker populations in low-quality habitats, experiencing additional
stressors, can quickly lose their pools of helper birds, leading to
rapid population decline.
Our Response: Helpers are non-breeding adult offspring that remain
on their natal territories for one or more years after fledging.
Helpers assist in the rearing of young and other essential activities
during years of delayed dispersal or until becoming replacement
breeders on their natal territories. Annual levels of productivity and
mortality may affect the following year's total number of helpers and
the total number of groups with helpers found within a small red-
cockaded woodpecker population; however, these variables do not
similarly affect the total number of potential breeding groups (PBGs)
in that same population. We acknowledge that small population size and
limited availability of resources are impacting the species' viability
within the foreseeable future, thus contributing to our decision to
reclassify the red-cockaded woodpecker as a threatened species to
ensure continued protections under the Act.
Climate Change and Catastrophic Events
Comment 51: Multiple commenters expressed that red-cockaded
woodpeckers will not be able to shift to new areas or habitats, given
their reliance on old, mature pines, rendering them even more
vulnerable to climate-related stressors. One commenter suggested the
need to protect and restore new habitats as climate refugia to ensure
the continued survival of red-cockaded woodpeckers.
Our Response: We agree that red-cockaded woodpeckers are habitat
specialists that rely on habitat management occurring in specific
areas; they thus have limited capacity to shift their range in response
to future climate changes. The majority of clusters are in moderate to
very high resiliency populations, and 87 percent of populations with
sufficient data indicate stable to increasing growth rates (USFWS 2022,
pp. 107-112). However, if climate change decreases the suitability of
habitat in certain parts of the species' range, as DeMay and Walters
(2019, entire) suggest, it could increase extinction risk, due to the
lack of unoccupied suitable habitat at more northern latitudes. Since
red-cockaded woodpeckers have limited capacity to shift their range,
ongoing, nimble habitat management applications, designed to meet
changing climate conditions, will help the species achieve long-term
population viability. Thus, while the species' limited capacity to
shift their range is not currently manifesting in any declines in
resiliency, redundancy, or representation, it is possible that, without
effective management, this limited capacity could result in future
viability declines. We cannot predict the scope of these potential
declines due to limitations in our modeling. Consequently, while
enhancing the resiliency of inland populations could further increase
species' viability in the face of future impacts from climate change,
the species currently has sufficient resiliency, redundancy, and
representation such that it no longer meets the definition of an
endangered species and warrants reclassification to a threatened
species.
Comment 52: Public commenters suggested that the Service
inadequately analyzed the potential synergistic effects of climate
change on other stressors, such as large wind events, wildfires, sea
level rise, tornadoes, ice storms, and pine beetles.
Our Response: In the SSA report, we discuss the stressors that
wildfire (USFWS 2022, pp. 126-127); large wind events, tornadoes, sea
level rise, and ice storms (USFWS 2022, pp. 84, 96, 121); and pine
beetles (USFWS 2022, pp. 84, 126) can present to the species. While
these natural disturbances are already occurring in parts of the
species' range, effective management after disturbances (e.g.,
installing artificial cavities, reducing hazardous fuels, and restoring
forests to suitable habitat) results in these disturbances currently
only influencing individuals or temporarily affecting populations. As a
result, these stressors are not currently having detrimental species-
level effects. As evaluated in the SSA, the stable to increasing
population trend in 87 percent of the populations demonstrates that
effective management has ameliorated these stressors such that they
only have isolated and temporary negative effects (USFWS 2022, p. 112).
However, as these commenters suggest, uncertainty remains as to how
these stressors may influence the species in the future. We were not
able to model how resiliency of red-cockaded woodpecker populations
might change in the future as a result of bark beetle outbreaks, sea
level rise, tornados, drought, and other influences due to
inconsistency in or unavailability of data (USFWS 2022, appendix 2, pp.
6-7). Should these stressors increase their scope or intensity in the
future, and should effective management not keep pace with these
increases, they could start to negatively affect populations, though we
do not know of any research suggesting this will occur. We fully expect
this post-disturbance management to continue into the foreseeable
future, and we have structured our final 4(d) rule to facilitate the
continuation of such management. The information these commenters
provided supports our conclusion that, while the red-cockaded
woodpecker is not currently in danger of extinction, the effects of
climate change, paired with uncertain future management means that the
species continues to meet the definition of a threatened species.
General Stressors
Comment 53: One commenter suggested that the Service did not
adequately consider the cumulative effects of stressors on red-cockaded
woodpeckers when making the decision to downlist the species.
Our Response: We incorporated the cumulative effects of stressors
into the SSA when we characterize the current and future condition of
the species. In order to assess the current and future condition of the
species, we completed an iterative analysis that encompassed and
incorporated threats individually and then accumulated and evaluated
the effects of all the factors that may be influencing the species,
including threats and conservation efforts. Because the SSA framework
considers not just the presence of the factors, but to what degree they
collectively influence risk to the entire species, our assessment
integrated the cumulative effects of the factors and replaced a
standalone cumulative effects analysis. To help clarify, we have added
a brief discussion of cumulative effects to the
[[Page 85308]]
Summary of Biological Status and Threats section of this rule.
Comment 54: Multiple commenters took issue with the fact that the
proposed downlisting did not consider the effects of southern pine
beetles as a potential stressor.
Our Response: We agree that loss of cavity trees resulting from
both outbreak (i.e., epidemic) and non-outbreak (i.e., endemic)
southern pine beetles can substantially impact red-cockaded
woodpeckers, as noted in the SSA report (USFWS 2022, pp. 39-40). In the
SSA report we detail how southern pine beetles do not directly impact
red-cockaded woodpeckers but do directly impact cavity trees. Southern
pine beetle outbreaks can be minor or locally significant through
killing the cavity trees and other pines used for foraging. The
practice of thinning stands with outbreaks can cause direct loss of
active clusters; however, the long-term benefits of stopping the
outbreak often outweigh the short-term impacts of losing a few clusters
(USFWS 2022, p. 84). Even though the SSA report provided a description
of issues facing the red-cockaded woodpecker as it relates to southern
pine beetles, these variables were not explicitly modeled; instead,
they were implicitly present in the resulting models in the intercept
and residual error terms, to the extent that they affected changes in
population size over time (USFWS 2022, appendix 2, p. 5). Despite known
outbreak events within red-cockaded woodpecker habitat (USFWS 2022, p.
140), 87 percent of populations evaluated in the SSA demonstrate stable
to increasing growth rates, illustrating the effectiveness of currently
ongoing active management such as described in the SSA report regarding
species-level impacts from hurricanes (USFWS 2022, p. 112).
Comment 55: Multiple commenters suggested that we did not
adequately consider the stressor of diseases, such as avian keratin
disorder, in our SSA report or proposed rule.
Our Response: Given that avian keratin disorder research is
ongoing, we could not explicitly include the data in the species-wide
analysis (USFWS 2022, appendix 2, p. 5). Currently, there is no
evidence that this disease or other novel diseases are having more than
an individual-level effect on the species.
4(d) Rule Take Prohibitions
Comment 56: One commenter expressed their concern that potential
section 9 violations are not being properly investigated, resulting in
no punitive actions taken.
Our Response: We encourage the commenter to bring any information
about specific potential section 9 violations to the attention of our
Office of Law Enforcement.
Comment 57: One commenter expressed frustration that the Service
did not account for economic costs when developing the 4(d) rule and
indicated that failing to do so would make people see red-cockaded
woodpeckers as a liability. Additionally, they indicated that the
Service did not have sufficient justification for extending
restrictions and costs associated with the section 9 prohibition and
that this approach does not meet the ``necessary and advisable''
standard.
Our Response: In 1982, Congress amended the Act to add the
requirement that listing determinations are to be made solely on the
basis of the best scientific and commercial data available. In the
Conference Report for the 1982 amendments to the Act, Congress
specifically stated that economic considerations are not to be
considered in determinations regarding the status of species and that
the economic analysis requirements of Executive Order 12291 and such
statutes as the Regulatory Flexibility Act do not apply to any phase of
determining the listing status of an entity under the Act. If we
determine that a species is a threatened species under the Act, part of
our consideration for completing the listing process is to consider
what regulations are necessary and advisable to provide for the
conservation of the species under section 4(d) of the Act. As a result,
a cost benefit analysis is not part of the process required to propose
or finalize a section 4(d) rule.
We described on page 6120 of the revised proposed rule (87 FR 6118,
February 3, 2022) that we have developed revisions to the section 4(d)
rule that are designed to address the red-cockaded woodpecker's
specific threats and conservation needs. The statute does not require
us to make a ``necessary and advisable'' finding with respect to the
adoption of specific prohibitions under section 9; however, we find
that this rule as a whole satisfies the requirement in section 4(d) of
the Act to issue regulations deemed necessary and advisable to provide
for the conservation of the red-cockaded woodpecker.
As stated in the revised proposed rule, the section 4(d) rule will
provide for conservation of the red-cockaded woodpecker by adopting the
same prohibitions that apply to an endangered species under section 9
of the Act and 50 CFR 17.21 and several exceptions to those
prohibitions (87 FR 6118 at 6122, February 3, 2022). Included in the
proposed rule are the revisions to the proposed section 4(d) rule that
are designed to address the red-cockaded woodpecker's specific threats
and conservation needs (87 FR 6118 at 6120, February 3, 2022). These
revisions have been carried forward into this final 4(d) rule.
4(d) Rule Exceptions
Comment 58: One commenter requested that the Service provide
additional guidance in the Background, or in subsequent documents, to
enable land managers to understand beneficial silviculture and
management actions that would minimize incidental take versus actions
that would likely be adverse for which the exceptions would apply.
Our Response: We acknowledge this concern and are committed to
continuing to provide guidance pertaining to silvicultural and habitat
management actions on red-cockaded woodpecker conservation. Additional
guidance is also available by contacting the local Ecological Services
Field Office.
Comment 59: Multiple commenters expressed concern that Federal
agencies will start harvesting the older age classes of pines for the
purpose of red-cockaded woodpecker habitat management or to gain timber
sales revenue. They requested that take exemptions provided under this
rule not extend to the removal of older age classes of pines and that
such activities be undertaken only in consultation with the Service.
Our Response: We acknowledge the importance of older pine trees for
red-cockaded woodpecker management; however, it is important to note
that the incidental take exceptions in this 4(d) rule are intended to
encourage necessary and beneficial habitat restoration and species'
management to advance recovery. To increase and maintain sustainable
current and future habitat, red-cockaded woodpecker populations may
require conversion of older age class stands of loblolly, slash, or
other planted pines to site-appropriate species, as well as
regenerating stands of older pines thereby providing a diversity of
age-classes necessary to ensure the availability of foraging and
nesting habitat in the future. We recognize that short-term adverse
effects to red-cockaded woodpecker may be necessary to provide improved
habitat quality and quantity in the long term with the expectation of
increasing numbers of
[[Page 85309]]
red-cockaded woodpecker. While incidental take resulting from these
activities may be excepted under certain circumstances, Federal action
agencies would still need to fulfill their section 7 obligations under
the Act. Through section 7 consultation, we would have the opportunity
to review these activities and provide input on how to minimize impacts
to the species.
Comment 60: One public commenter recommended that 50 CFR
17.41(h)(4)(iii) exceptions for private properties be strengthened by
making the following changes: (1) explicitly incorporating the methods
of cavity tree protections from the 2003 recovery plan into the rule
and (2) requiring a take permit with specific requirements for how to
avoid and minimize disturbances to roosting and nesting behavior when
applying herbicide or prescribed burning.
Our Response: (1) The methods and levels of cavity tree protection
needed varies across properties and ownership according to local
habitat conditions, availability of resources for management, and
several other factors; thus, land managers have latitude to incorporate
appropriate, site-specific measures into their red-cockaded woodpecker
habitat management plans, as long as those measures provide sufficient
cavity tree protections. (2) These types of habitat management
parameters are appropriately addressed in a population's red-cockaded
woodpecker habitat management plan rather than a legal regulation, such
as this rule.
Comment 61: Several public commenters requested the Service define
the following terminology in the rule: (1) ``known active cluster,''
(2) ``red-cockaded woodpecker habitat restoration and management,'' and
(3) ``conditions not able to support red-cockaded woodpeckers.''
Our Response: (1) ``Active cluster'' is defined in the revised rule
as a cluster in which one or more of the cavity trees exhibit fresh
resin as a result of red-cockaded woodpecker activity or in which one
or more red-cockaded woodpeckers are observed, and the word ``known''
is used in this context by the common definition found to be generally
recognized in Merriam-Webster's dictionary. Our intent for the term
``known active cluster'' is to encourage private landowners to pursue
certain types of voluntary forest management activities (i.e.,
prescribed burns and herbicide application) in a way that reduces
impacts to the species but also removes any potential barriers to the
implementation of this beneficial forest management, such as fear of
prosecution for take of the red-cockaded woodpecker. (2) Red-cockaded
woodpecker habitat restoration and management encompasses a variety of
activities designed to improve conditions for the species but that must
be developed on site-specific bases to account for local habitat
complexities. (3) The minimum habitat and resource conditions needed to
support red-cockaded woodpeckers exhibit variation within and among
populations across the species' range and are dependent on site-
specific conditions and, therefore, are not quantifiable in this rule
in a standard way that is representative of every population.
Comment 62: One public commenter expressed concern about language
in the October 8, 2020, proposed rule (85 FR 63474) that indicated take
would be limited to only ``active cavity trees or suitable foraging
habitat'' and stated that this limitation could drastically reduce a
red-cockaded woodpecker group's ability to persist given their
dependency upon old pines for foraging and nesting.
Our Response: The rule language noted by the commenter was intended
to give an example of take but was not meant to be a comprehensive list
of what could cause take for the species. Under the Act, take is
defined as ``to harass, harm, pursue, hunt, shoot, wound, kill, trap,
capture, or collect, or attempt to engage in any such conduct.'' This
language was removed in the most recent proposed rule (87 FR 6118,
February 3, 2022).
Comment 63: One public commenter requested that State employees
continue to report any red-cockaded woodpecker injuries, deaths, or
other impacts in a manner consistent with section 10 permittees if they
are excepted by the proposed 4(d) rule.
Our Response: The 4(d) rule does not change this reporting process.
Under section 6, State agencies will continue to report red-cockaded
woodpecker injuries, deaths, and/or other impacts to the Service.
Comment 64: One commenter requested exceptions for incidental take
resulting from other forest management activities, specifically
mechanical brush clearing and thinning operations.
Our Response: We recognize the need for and support mechanical
brush clearing and thinning when conducted to maintain or enhance red-
cockaded woodpecker foraging and nesting habitat. However, incidental
take resulting from such activities is not anticipated when conducted
outside red-cockaded woodpecker clusters as it is not expected to
significantly impair essential behavioral patterns, including breeding,
feeding, or sheltering. Within clusters during the breeding season,
these activities may repeatedly disturb roosting and nesting red-
cockaded woodpeckers, thereby significantly impairing essential
behavioral patterns, including breeding, feeding, or sheltering,
potentially resulting in cavity abandonment or nest failure thus
resulting in incidental take. Within clusters outside the breeding
season, these activities are not anticipated to result in incidental
take when avoided within at least 1 or 2 hours of dawn and dusk. Thus,
flexibility exists to conduct such activities with red-cockaded
woodpecker clusters outside the breeding season without the need for a
take exception.
4(d) Rule Artificial Cavity Provisions
Comment 65: One public commenter expressed support of the Service's
efforts to automate/streamline the permitting process associated with
installing artificial cavity inserts, but questioned if it would
require much more effort to amend permits if the Service employee is
already going to have to review and file documentation letters for new
trainees.
Our Response: We agree that this specific exception may not be
substantial for all practitioners, but many partners have expressed
that the permitting approval process is significantly delayed. To help
clarify, we will be requiring only an acknowledgement letter from the
certified trainer that the trainee has met the certification
requirement. The letter should go to the Service's National Red-
cockaded Woodpecker Coordinator and not through the permit process.
Comment 66: A few public commenters stated that there should be no
exception for take associated with installation of artificial cavities
and cavity restrictors, with several commenters expressing concern over
risks associated with cavity restrictors if they are not installed and
monitored properly.
Our Response: We acknowledge that we have had reports where red-
cockaded woodpeckers have been adversely impacted due to issues related
to artificial cavities. However, we advocate that proper installation
protocols and training, onsite supervision, and attentive cavity
maintenance scheduling will reduce potential adverse impacts. For
example, take that occurs from the installation of artificial cavities
and cavity restrictors is unfortunate; however, because proper training
and maintenance protocols remain as they always have been, we expect
take from artificial cavity
[[Page 85310]]
installation and restrictor plates to remain limited across the range.
Comment 67: Multiple commenters provided feedback pertaining to the
minimum diameter of trees for artificial cavity installation, as well
as recommendations for cavity maintenance (e.g., screening damaged
unusable artificial cavity inserts, checking cavity trees annually) and
safe installation practices (i.e., inspection by a federally permitted
biologist).
Our Response: The current standards for cavity tree selection and
artificial cavity installation continue to satisfy the best available
science standard and will remain as the standards used to guide
artificial cavity tree selection and installation. We currently support
the artificial cavity standards defined by Allen (1991, p. 19), Copeyon
(1990, pp. 303-311), and USFWS (2022, pp. 85-87). For the cavity insert
technique, the guidance requires selected trees to have a minimum of
15-inch diameter at cavity height, while the drilled cavity technique,
generally, requires knowledge of the tree's sapwood (3.5 inches or
less) to heartwood (7 inches or more) ratios at cavity height.
We agree that attending to unsuitable cavities or cavities in
disrepair should be part of a regular maintenance routine. Many of the
procedures used to protect red-cockaded woodpeckers from unsuitable
cavity conditions includes screening to minimize adverse effects. The
SSA report describes protocols and procedures that are designed and
intended to avoid and limit potential adverse effects to red-cockaded
woodpeckers for both suitable and unsuitable cavities that have fallen
into disrepair (USFWS 2022, pp. 22, 41, 42, and 53).
Comment 68: One public commenter suggested that the training
requirements for the number of installed artificial cavity inserts and
drilled cavities be the same as the existing permit requirements and
provided some potential detailed language to include in the rule in
Sec. 17.41(h)(4)(iv)(A).
Our Response: The training requirements are not the same as the
permit requirements so that the trainer is able to ensure the
proficiency and skill level appropriate for the situation, as
determined by the trainer. Training requirements for the number of
installed artificial cavity inserts and drilled cavities can be
obtained from the Service's National Red-cockaded Woodpecker
Coordinator.
4(d) Rule Military Exception
Comment 69: Many public commenters expressed concern that the INRMP
process is insufficient and indicated mistrust that military
installations would maintain the highest level of ecosystem habitat
management without requirements in place.
Our Response: The Sikes Act states that INRMPs shall reflect mutual
agreement of the military service, the Service, and the States on the
conservation, protection, and management of fish and wildlife
resources. Mutual agreement is reflected by signature of the plan or
letter of concurrence. As such, we believe that the INRMP process is
sufficient and trust in the commitment of the military installations to
implement them.
Comment 70: One commenter questioned why the DoD installation
exception was needed given existing Army Red-cockaded Woodpecker
Guidelines already provide reduced restrictions as installations
approach, meet, and/or exceed their population goals.
Our Response: The conditions described in the 1996 ``Management
Guidelines for the Red-Cockaded Woodpecker on Army Installations''
would still apply as site conditions dictate their applicability;
however, newly constructed INRMPs would better align with the
conditions proposed in the 4(d) rule. In part, this is because the
Army's Red-cockaded Woodpecker Guidelines were developed and
implemented with the red-cockaded woodpecker listed as endangered,
which in turn requires installations to develop an ESMC. It is clear
then that not all the requisites of an ESMC will be applicable under
the 4(d) rule. Additionally, site-specific military operations are not
part of the Army-wide guidelines but are proposed as an integral
component to best utilize the 4(d) rule's structure. Finally, with the
implementation of the 4(d) rule, it is likely the Army may consider
revising their guidelines to better align with the 4(d) rule.
Comment 71: Regarding the DoD installation exception, one commenter
expressed concern that the Service approval of INRMPs would be a
continuation of historical practices but with more exception
requirements. Additionally, without the Service's approval of an INRMP,
there is no valid exception for any take incidental to military
training or management to maintain or restore red-cockaded woodpecker
habitat and that the Service's denial of an INRMP approval could, by
this exception, appear to be an additional form of notification for
joint resolution among agencies, or to lead to formal consultation.
Our Response: The Sikes Act states that INRMPs shall reflect mutual
agreement of the military service, the Service, and the States on the
conservation, protection, and management of fish and wildlife
resources. If the process of approving INRMPs, by way of the
requirements of the Sikes Act, were at a point of impasse between the
Service and the DoD, then we agree that a notification for joint
resolution among agencies or a request to enter formal consultation are
potential solutions to achieve resolution.
Comment 72: Commenters recommended numerous additional conditions
and amendments be applied to the exceptions for DoD installations. A
summary of some of the recommendations include: (1) Creating standards
for the INRMP process, (2) using a population-driven approach for the
exceptions (for example, excluding the DoD exception for installations
with populations in decline that have not met population goals), (3)
requiring compliance with management guidelines for exceptions to
apply, and (4) requiring that each INRMP under this rule has an ESMC.
Our Response: ``Standards'' would be valuable and are likely to
enhance both INRMPs and new project proposals when articulating the
expectations for evaluating and implementing red-cockaded woodpecker
management applications under the 4(d) rule. Of course, we would
likewise prefer that take, under either scenario, is limited. However,
because many red-cockaded woodpecker populations have site-specific
conditions, we anticipate local plan and project determinations to be
most effective when guarding against population reductions. We
anticipate red-cockaded woodpecker managers to align with, and continue
to work toward, the regionwide description of the desired future
condition that characterizes the optimal red-cockaded woodpecker
habitat conditions.
Comment 73: One commenter requested clarification around long-term
habitat projects in the vicinity of military bases currently being used
by some military installations to offset destruction of red-cockaded
woodpecker habitat. They indicated that these programs attempt to rely
on an installation's promises that it will restore off-base habitat
that it has acquired, which may not be suitable for either nesting or
foraging, to offset takes from the destruction of currently suitable
nesting and/or foraging habitat within the installation. This commenter
asked that the Service not allow this by, at a minimum, ensuring that
the long-term habitat projects do not fall under the ``habitat
management and military
[[Page 85311]]
training activities'' outlined in the proposed rule.
Our Response: Section 4(d) of the Act requires that the Secretary
issue regulations that are necessary and advisable to provide for the
conservation of threatened species. Similarly, the intent of the INRMP
is to follow the ESA and provide regulatory flexibility for the
conservation of protected species. As a reminder, there are no changes
in section 7 responsibilities for Federal agencies due to a 4(d) rule.
With regard to the commenter's concerns, there are rigorous
requirements through formal consultation with the Service that would
have to be met before an Army ``compatible use buffer'' property could
be used as an offset (e.g., land is permanently encumbered for
protections, an endowment is set up to provide funding for management,
the land has been validated by way of a spatially explicit population
model that red-cockaded woodpecker will occupy the habitat in the
future, there is a unique management plan). The details of consultation
language, along with the parameters identified, would be reflected in
the INRMP.
4(d) Rule Provisions for Prescribed Burning and Herbicides
Comment 74: A public commenter reported concerns that most private
landowners are unlikely to contact a State agency prior to burning and
that State agencies may not be aware of the protected status of the
species.
Our Response: There are already requirements in place for private
landowners to contact State wildlife agencies when conducting
prescribed fires within red-cockaded woodpecker populations. Given the
many decades of cooperation between the Service and the State wildlife
agencies, and the past and present conservation programs enacted for
the conservation of the red-cockaded woodpecker by these State wildlife
agencies, we contend that all State wildlife agencies in the range of
the red-cockaded woodpecker are aware of the species' status under the
Act.
Comment 75: One commenter stated that there is a risk of take
occurring during prescribed burns on private lands for clusters lacking
intensive monitoring, and that raking around cavity trees can only
minimize the risk. Another commenter stated that habitat management
intended to benefit the species should not result in take and requested
a distinction in the exceptions for both Federal and private lands for
take of actual woodpeckers compared to forms of harm or harassment.
Our Response: Take can result knowingly or otherwise, by direct and
indirect impacts, and intentionally or incidentally. Additionally,
there is a difference between short-term take of an individual and the
long-term benefit to the conservation of the species from habitat
management actions taken to benefit the species. This section 4(d) rule
would prohibit take on both public and private lands with exceptions as
described in Sec. 17.41(h)(4)(ii)-(iii). Incidental take that results
from activities such as prescribed burns could be allowed under certain
authorizations, including being excepted under this section 4(d) rule,
authorized by a permit under the Act (e.g., section 10(a)(1)(A) permit
issued for a CBA, section 10(a)(1)(B) permit issued for an HCP), or
exempted through section 7 consultation (e.g., consultations that cover
landowners enrolled in NRCS or Partners for Fish and Wildlife
conservation programs).
Given the array of management activities and how each could result
in one or more forms of incidental take, distinguishing between take of
individuals directly through killing or indirectly through harm or
harassment affecting other aspects of the species' ecology or behavior
is not practical as both may result in lethal take. Federal agencies
would still consult under section 7 of the Act if their actions may
affect red-cockaded woodpecker, and if take is anticipated, the form of
take would be identified in the subsequent biological opinion. This
includes intraservice section 7 consultation for the issuance of
section 10(a)(1)(A) permits for existing SHAs or future CBAs on private
land, which identify the anticipated forms of take. Additionally, we
agree that managers have a responsibility to avoid killing red-cockaded
woodpeckers, as we included language that Federal land management
agencies must incorporate appropriate conservation measures to minimize
or avoid adverse effects of excepted habitat management activities on
the red-cockaded woodpecker foraging habitat, on clusters, and on the
species' roosting and nesting behavior to the maximum extent
practicable.
4(d) Rule Exception for Service- or State-Approved Management Plans
Comment 76: One commenter noted that not all State agencies
involved in red-cockaded woodpecker conservation have section 6
cooperative agreements with the Service and thus are not able to
utilize exceptions. Additionally, they stated that many conservation
plans required for section 6 cooperative agreements with the Service
are out of date or lack the level of detail necessary for red-cockaded
woodpecker management.
Our Response: We acknowledge that not all State agencies conducting
red-cockaded woodpecker management activities have section 6 agreements
with the Service. Section 6 cooperative agreements are limited to a
State agency that establishes and maintains an adequate and active
program for the conservation of endangered species and threatened
species fitting the requirements of section 6(c)(1). Given the
requirements, section 6 is often limited to State wildlife agencies
with State regulatory authority, thus other State agencies that may
manage for red-cockaded woodpeckers on their lands are ineligible.
We also acknowledge that State conservation plans throughout the
red-cockaded woodpecker range vary and recognize that State agencies
possess valuable expertise and foster crucial relationships with State
conservation agency partners contributing to woodpecker conservation.
The exceptions for conservation actions (50 CFR 17.31(b)) apply only to
any qualified employee or agent of a State conservation agency that is
a party to a cooperative agreement with the Service in accordance with
section 6(c) of the Act.
Comment 77: In general, commenters recommended additional detail
and conditions be added to the Federal land management agency exception
(Sec. 17.41(h)(4)(ii)). A summary of the recommendations include: (1)
Clarify in the Background how the three requirements will be assessed,
(2) use a population-driven approach for the exceptions, (3) conduct
thorough Service review of proposed take due to management/restorations
actions, and (4) add clarification on types of analyses and information
in Federal habitat management plans with regard to ``habitat management
actions.''
Our Response: Population dynamics of the red-cockaded woodpecker
are complex, involving number of adults and helpers and amount, type,
and spatial arrangement of suitable roosting, nesting, and foraging
habitat. Therefore, we believe it is appropriate for Ecological
Services Field Office staff and species leads to cooperate with Federal
partners during preparation, review, and/or revision of Federal plans,
annual reviews, and/or reporting requirements, if applicable, and
section 7 consultations. Because of this complexity, we chose not to
specify how the three requirements associated with the exception for
Federal land management agency properties will be
[[Page 85312]]
assessed or a limit to any decline or reduction in the property
population size that may result because of implementing beneficial
conservation management.
Federal land management agencies often cooperate with the Service
and the States to prepare their habitat management plans (e.g., LRMPs
and National Wildlife Refuge comprehensive conservation plans (CCPs))
and incorporate management methods to sustain and increase red-cockaded
woodpecker populations as detailed in the 2003 recovery plan. Also,
they have established procedures to give Federal, State, and local
governments and the public adequate notice and an opportunity to
participate in the planning process. Lastly, under this or any section
4(d) rule Federal land management agencies would still need to fulfill
their section 7 obligations under the Act. As a result, Service
approval of Federal agency habitat management plans is not needed for
this exception to apply for the red-cockaded woodpecker.
While this 4(d) rule does not provide additional guidance
reflecting our intent for plans or detailed guidance describing the
kinds of information expected in the exception, it is important to note
that this 4(d) rule would not alter or invalidate the 2003 recovery
plan. Recovery plans are not regulatory documents, but rather provide a
strategy to guide conservation and recovery of listed species.
Comment 78: One commenter suggests that the Service should (1)
provide examples of suitable management plan details in the Background
section, (2) provide consistent guidance to Federal agencies on the
kinds of measures needed to effectively minimize and avoid adverse
effects, and (3) require an analysis of the effects of certain types of
management, which the Service should also be willing to provide as
guidance or by other forms.
Our Response: Population dynamics of the red-cockaded woodpecker
are complex, including but not limited to number of adults and helpers
and amount, type, and spatial arrangement of suitable roosting,
nesting, and foraging habitat. Therefore, we believe it is appropriate
for Ecological Services Field Office staff and species leads to
cooperate with Federal partners during preparation, review, and/or
revision of Federal plans, annual reviews, and/or reporting
requirements, if applicable, and section 7 consultations. Much of the
guidance and examples being requested are already provided in various
forms (e.g., 2003 recovery plan, Management Guidelines for the Red-
cockaded Woodpecker on Army Installations, Service memos, site-specific
red-cockaded woodpecker consultation documents, among other sources).
Comment 79: One commenter suggests that the term ``maximum extent
practicable'' be deleted as it could be misinterpreted.
Our Response: If a Federal agency's ability to manage for the
species is limited for any reason, this information will be described
with justification in their consultation with us. Federal agencies are
responsible for implementing the recovery goals and subsequent recovery
criteria and should share the goal of moving the red-cockaded
woodpecker to the point where the size, number, and distribution of
populations will be sufficient to be delisted in the future. As a
result, the terminology ``maximum extent practicable'' has remained in
the final rule.
Comment 80: One public commenter requested that ``State
conservation agency'' be defined in the rule and requested a table
listing the agencies within each State that are authorized to permit
red-cockaded woodpecker impacts.
Our Response: We will still be responsible for issuing and managing
all section 10 permits and Federal agencies will continue to consult
with us on activities that may affect the red-cockaded woodpecker.
State agencies are responsible for the State-approved plans but are
unable to permit or approve take under the ESA. As a result, it would
not be necessary to include a table listing the specific State agencies
responsible for authorizing permits.
Comment 81: Several commenters expressed some confusion regarding
SHAs. One commenter requested clarification regarding the numbers cited
in the rule for active clusters (295) and above baseline clusters (241)
on Safe Harbor properties. They wanted to know if the 295 referred to
baseline clusters. Another commenter asked that there be exception for
SHAs, now known as CBAs, only if the ``above baseline'' clusters have
exceeded State recovery goals.
Our Response: The description of red-cockaded woodpecker clusters
and SHAs in the proposed 4(d) rule did not specify the number of
baseline red-cockaded woodpecker clusters enrolled in these agreements.
The number provided for active clusters includes both above baseline
and baseline active clusters. The number provided for above baseline
clusters on Safe Harbor properties includes both active and inactive
above baseline clusters. Currently there are 273 red-cockaded
woodpecker active clusters (both above baseline and baseline) in SHAs
across the species' range; 295 was written in error. We have excluded
this level of detail in the rule to simplify the language and focus on
our intended description that this section 4(d) rule does not alter
this valuable program or the permits associated with it.
The regulations being promulgated by this 4(d) rule do not change
or authorize the reduction of baseline clusters associated with
existing SHAs or future CBAs. Take exceptions for privately owned
properties would not provide any additional flexibility. The permits
associated with existing SHAs and future CBAs authorize take associated
with prescribed burns, herbicide use, and other activities, as long as
landowners follow the stipulations in their SHA or CBA and do not
decrease the number of red-cockaded woodpecker clusters below their
baseline. Restricting excepted take to only above baseline clusters
would not provide additional protection to red-cockaded woodpecker
populations on private lands and may disincentivize beneficial habitat
management. Additionally, limiting these exceptions to only properties
exceeding their recovery goal could be detrimental to red-cockaded
woodpecker populations below their recovery goal that require habitat
management activities necessary to ensure sustainable nesting and
foraging habitat. Excepted take resulting from the habitat management
activities described in this 4(d) rule is intended to increase and
maintain sustainable current and future habitat. We recognize that
short-term adverse effects to red-cockaded woodpecker may be necessary
to provide improved habitat quality and quantity in the long term with
the expectation of increasing numbers of red-cockaded woodpecker.
Comment 82: One commenter questioned why properties enrolled in
SHAs have ``baseline'' and ``above baseline'' and military
installations have ``protected'' and ``unprotected'' clusters, but that
similar mechanisms are not in place for the USFS, State agencies, and
private landowners not enrolled in SHAs, now known as CBAs.
Our Response: All public land managers and applicable State land
management agencies are able to enroll and participate in the
Conservation Benefit Agreement program. While the mechanism for
``protected'' and ``unprotected'' clusters was originally developed for
military installations, if the USFS, State agencies, and private
landowners would like the same coverage, they can seek consultation
[[Page 85313]]
with the Service. It is important to note that, in this context,
``unprotected'' and ``protected'' clusters only pertains to areas where
military training can or cannot occur. Only training that would not be
expected to impact red-cockaded woodpeckers could occur within
``unprotected'' clusters, whereas military training cannot occur within
``protected'' clusters.
Comment 83: One public commenter suggested that the Service except
take associated with activities done in accordance with the private
lands guidelines set forth in the 2003 recovery plan. The commenter
stated that the plan clearly lists habitat management practices that
benefit the species and that forest landowners are already implementing
across the landscape.
Our Response: The Service is not excepting take associated with
activities done in accordance with the private lands guidelines. We
support beneficial forest management practices conducted in accordance
with the private lands guidelines in the 2003 recovery plan guidelines.
Incidental take resulting from such activities is not anticipated when
they are conducted outside red-cockaded woodpecker clusters or inside
red-cockaded woodpecker clusters outside the breeding season but not
within at least 1 or 2 hours of dawn and dusk as such activities are
not expected to significantly impair essential behavioral patterns,
including breeding, feeding, or sheltering. Within clusters during the
breeding season, these activities may repeatedly disturb roosting and
nesting red-cockaded woodpeckers thereby significantly impairing
essential behavioral patterns, including breeding, feeding, or
sheltering, potentially resulting in cavity abandonment or nest
failure, thus resulting in incidental take. Thus, flexibility exists to
conduct such activities within red-cockaded woodpecker foraging habitat
and nesting habitat outside the breeding season without the need for a
take exception.
Comment 84: One public commenter asked if the Service is required
to request a formal intraservice section 7 consultation on the effect
of any final 4(d) rule. They noted that they did not see any
information about this requirement in the proposed rule and expressed
that this would be an opportunity to provide additional guidance to
agencies and landowners on how best to manage for the species.
Our Response: The Service is required to conduct an intraservice
section 7 consultation on any final 4(d) rule. We described this
consultation requirement in the revised proposed rule (87 FR 6118,
February 3, 2022). In the rule we clarify that section 7(a)(2) of the
Act requires Federal agencies, including the Service, to ensure that
any action they fund, authorize, or carry out is not likely to
jeopardize the continued existence of any endangered species or
threatened species or result in the destruction or adverse modification
of designated critical habitat of such species.
4(d) Rule General Issues
Comment 85: We received multiple comments on the 4(d) rule as
originally proposed in our October 8, 2020, proposed rule (85 FR
63474). These comments expressed confusion and concern about the
framing of the prohibitions and exceptions. Some commenters believed
the 4(d) rule, as originally proposed, was overly restrictive (even
more restrictive than the regulations that apply while the species is
listed as endangered), while other commenters believed the proposed
4(d) rule provided inadequate protection.
Our Response: We reconsidered the proposed 4(d) rule and published
a revised proposed 4(d) rule on February 3, 2022 (87 FR 6118). The
revisions addressed the vast majority of concerns raised in the public
comments on the October 8, 2020, proposed rule (85 FR 63474).
Final Reclassification Determination
Background
A thorough review of the taxonomy, range and distribution, life
history, and ecology of red-cockaded woodpecker is presented in the SSA
report (USFWS 2022, pp. 16-34; available at https://www.regulations.gov
at Docket No. FWS-R4-ES-2019-0018) and is briefly summarized here.
Red-cockaded woodpeckers were first described as Picus borealis
(Vieillot 1807, p. 66). However, in the recent 59th supplement to the
checklist of North American birds by the American Ornithological
Society (AOS), the AOS Committee on Classification and Nomenclature
changed the classification of Picoides borealis to Dryobates borealis
(Chesser et al. 2018, pp. 798-800). We accept the change of the red-
cockaded woodpecker's classification from Picoides borealis to
Dryobates borealis, and in this final rule, we amend the scientific
name to match the currently accepted AOS nomenclature.
The red-cockaded woodpecker is a territorial, non-migratory bird
species that makes its home in mature pine forests in the southeastern
United States. The red-cockaded woodpecker is a relatively small
woodpecker. Both male and female adult red-cockaded woodpeckers are
black and white with a ladder back and large white cheek patches. Males
have a tiny red streak, or red ``cockade'', on their upper cheek.
Red-cockaded woodpeckers live in groups that share, and jointly
defend, territories throughout the year. In cooperative breeding
systems, some mature adults forgo reproduction and instead assist in
raising the offspring of the group's breeding male and female (Emlen
1991, entire). A potential breeding group (PBG) may consist of zero to
as many as five helpers, but most PBGs consist of only a breeding pair
plus one to two helpers.
Young birds either disperse in their first year or remain on the
natal territory and become helpers. First-year dispersal is the
dominant strategy for females, but both strategies are common among
males (Walters et al. 1988, pp. 287-301; Walters and Garcia 2016, pp.
69-72). Male helpers may become breeders by inheriting breeding status
on their natal territory or by dispersing to fill a breeding vacancy at
another territory (Walters et al. 1992, p. 625). Female helpers almost
never inherit the breeding position on their natal territory, instead
relying on dispersal to neighboring territories to become breeders.
Red-cockaded woodpeckers are unique among North American
woodpeckers in that they nest and roost in cavities they excavate in
living pines (Steirly 1957, p. 282; Jackson 1977, entire). Cavities are
an essential resource for red-cockaded woodpeckers throughout the year,
because the birds use them for roosting year-round, as well as nesting
seasonally. The aggregation of active and inactive cavity trees within
the area defended by a single group is termed the cavity tree cluster
(Conner et al. 2001, p. 106).
Red-cockaded woodpeckers were once common throughout open, fire-
maintained pine ecosystems, particularly longleaf pine that covered
approximately 92 million acres before European settlement (Frost 1993,
p. 20). Original pine forests were old and open, and contained a
structure dominated by two layers, a canopy and diverse herbaceous
ground cover, maintained by frequent low-intensity fire (Brockway et
al. 2006, pp. 96-98).
Currently, nesting and roosting habitat of red-cockaded woodpeckers
varies across the species' range. The largest populations tend to occur
in the longleaf pine woodlands and savannas of the East Gulf Coastal
Plain, South Atlantic Coastal Plain, Mid-Atlantic Coastal Plain, and
Carolina Sandhills (Carter 1971, p. 98; Hooper et al. 1982, entire;
James 1995, entire; Engstrom et
[[Page 85314]]
al. 1996, p. 334). The shortleaf/loblolly forests of the Piedmont,
Cumberlands, and Ouachita Mountain regions (Mengel 1965, pp. 306-308;
Sutton 1967, pp. 319-321; Hopkins and Lynn 1971, p. 146; Steirly 1973,
p. 80) are another important habitat type. Red-cockaded woodpeckers
also occupy a variety of additional pine habitat types at the edges of
their range, including slash (Pinus elliottii), pond (P. serotina),
pitch (P. rigida), and Virginia pines (P. virginiana) (Steirly 1957,
entire; Lowery 1974, p. 415; Mengel 1965, pp. 206-308; Sutton 1967, pp.
319-321; Jackson 1971, pp. 12-20; Murphy 1982, entire).
Once a common bird distributed contiguously across the southeastern
United States, the red-cockaded woodpecker was estimated range-wide
around the time of listing in 1970 to be fewer than 10,000 individuals
(approximately 1,500 to 3,500 active clusters; an aggregate of cavity
trees used by a group of woodpeckers for nesting and roosting) in
widely scattered, isolated, and declining populations (Jackson 1971,
pp. 12-20; Jackson 1978, entire; USFWS 1985, p. 22; Ligon et al. 1986,
pp. 849-850). Today, the Service's conservative estimate is that there
are 7,800 active clusters range-wide (USFWS 2022, pp. 16, 108-110),
almost double the number of clusters that existed in 1995.
Recovery Criteria
Section 4(f) of the Act directs us to develop and implement
recovery plans for the conservation and survival of endangered and
threatened species unless we determine that such a plan will not
promote the conservation of the species. Under section 4(f)(1)(B)(ii),
recovery plans must, to the maximum extent practicable, include
objective, measurable criteria which, when met, would result in a
determination, in accordance with the provisions of section 4 of the
Act, that the species be removed from the Lists of Endangered and
Threatened Wildlife and Plants.
Recovery plans provide a roadmap for us and our partners on methods
of enhancing conservation and minimizing threats to listed species, as
well as measurable criteria against which to evaluate progress towards
recovery and assess the species' likely future condition. However, they
are not regulatory documents and do not substitute for the
determinations and promulgation of regulations required under section
4(a)(1) of the Act. A decision to revise the status of a species, or to
delist a species, is ultimately based on an analysis of the best
scientific and commercial data available to determine whether a species
is no longer an endangered species or a threatened species, regardless
of whether that information differs from the recovery plan.
There are many paths to accomplishing recovery of a species, and
recovery may be achieved without all of the criteria in a recovery plan
being fully met. For example, one or more criteria may be exceeded
while other criteria may not yet be accomplished. In that instance, we
may determine that the threats are minimized sufficiently, and that the
species is robust enough that it no longer meets the definition of an
endangered species or a threatened species. In other cases, we may
discover new recovery opportunities after having finalized the recovery
plan. Parties seeking to conserve the species may use these
opportunities instead of methods identified in the recovery plan.
Likewise, we may learn new information about the species after we
finalize the recovery plan. The new information may change the extent
to which existing criteria are appropriate for identifying recovery of
the species. The recovery of a species is a dynamic process requiring
adaptive management that may, or may not, follow all of the guidance
provided in a recovery plan.
The original recovery plan was issued by the Service on August 24,
1979. A first revision was issued on April 11, 1995, and the second,
and current, revision on January 27, 2003. The 2003 recovery plan
provided management guidelines fundamental to the conservation and
recovery of red-cockaded woodpeckers. The Service continues to strongly
encourage the application of these guidelines to the management of
woodpecker populations on public and private lands. Implementation of
the 2003 recovery plan has been carried out through the incorporation
of management guidelines for installing artificial cavities, management
of cavity trees and clusters, translocation, silviculture, and
prescribed fire into various Federal and State land management plans.
In addition to the management guidelines, the 2003 recovery plan
provides guidelines to private landowners for managing foraging habitat
on private lands occupied by red-cockaded woodpeckers. After the
issuance of the 2003 recovery plan, two additional sets of foraging
guidelines were developed (USFWS 2005, entire). As described in the
2005 guidance, the recovery standard for good quality foraging habitat
is intended for recovery management to sustain and increase
populations.
The 2003 recovery plan contains both downlisting and delisting
criteria (USFWS 2003, pp. 141-145). The current status of red-cockaded
woodpecker partially meets the 2003 downlisting criteria. The number of
red-cockaded woodpecker active clusters has increased from 5,627 to
more than 7,800 since 2003 (USFWS 2022, entire). The population size
objectives to meet applicable downlisting criteria have been met for 15
of 20 designated populations. All of these designated populations show
stable or increasing long-term population growth rates ([lambda] >= 1).
However, not all of the designated recovery populations are
demographically a single functional population as intended by the 2003
recovery plan. Nine of the 20 designated recovery populations that
count toward fulfilling downlisting population size criteria consist of
multiple smaller demographic populations. Based on the largest single
demographic population for a designated recovery population, 14 of 20
designated recovery populations have achieved downlisting population
size criteria. As to delisting criteria, because the delisting criteria
all require all-natural cavities, none of the delisting criteria have
been fully met. With continued forest management to retain and produce
sufficient old pines for natural cavity excavation, future populations
would no longer be dependent on artificial cavities. Regardless, there
has been encouraging progress towards meeting the delisting criteria,
as 12 of 29 demographically delineated populations corresponding to
designated recovery populations currently have achieved population
sizes that meet the delisting criteria. We described that status of the
downlisting and delisting criteria in detail in the proposed rule (85
FR 63474, October 8, 2020).
For the red-cockaded woodpecker, although all of the population
objectives from the 2003 recovery plan have yet to be reached, the
primary recovery task of increasing existing populations on Federal and
State lands has been successful, and the population growth rates
indicate sufficient resiliency to stochastic disturbances with
effective management. In addition, redundancy of moderate to very high
resiliency populations suggests that risks from future catastrophic
events to overall viability are low.
Regulatory and Analytical Framework
Regulatory Framework
Section 4 of the Act (16 U.S.C. 1533) and the implementing
regulations in title 50 of the Code of Federal
[[Page 85315]]
Regulations set forth the procedures for determining whether a species
is an endangered species or a threatened species, issuing protective
regulations for threatened species, and designating critical habitat
for endangered and threatened species. On April 5, 2024, jointly with
the National Marine Fisheries Service, the Service issued a final rule
that revised the regulations in 50 CFR part 424 regarding how we add,
remove, and reclassify endangered and threatened species and what
criteria we apply when designating listed species' critical habitat (89
FR 24300). On the same day, the Service published a final rule revising
our protections for endangered species and threatened species at 50 CFR
17 (89 FR 23919). These final rules are now in effect and are
incorporated into the current regulations. Our analysis for this final
decision applied our current regulations. Given that we proposed
reclassifying this species under our prior regulations (revised in
2019), we have also undertaken an analysis of whether our decision
would be different if we had continued to apply the 2019 regulations
and we concluded that the decision would be the same. The analyses
under both the regulations currently in effect and the 2019 regulations
are available on https://www.regulations.gov.
The Act defines an ``endangered species'' as a species that is in
danger of extinction throughout all or a significant portion of its
range, and a ``threatened species'' as a species that is likely to
become an endangered species within the foreseeable future throughout
all or a significant portion of its range. The Act requires that we
determine whether any species is an endangered species or a threatened
species because of any of the following factors:
(A) The present or threatened destruction, modification, or
curtailment of its habitat or range;
(B) Overutilization for commercial, recreational, scientific, or
educational purposes;
(C) Disease or predation;
(D) The inadequacy of existing regulatory mechanisms; or
(E) Other natural or manmade factors affecting its continued
existence.
These factors represent broad categories of natural or human-caused
actions or conditions that could have an effect on a species' continued
existence. In evaluating these actions and conditions, we look for
those that may have a negative effect on individuals of the species, as
well as other actions or conditions that may ameliorate any negative
effects or may have positive effects. We consider these same five
factors in downlisting a species from endangered to threatened.
We use the term ``threat'' to refer in general to actions or
conditions that are known to or are reasonably likely to negatively
affect individuals of a species. The term ``threat'' includes actions
or conditions that have a direct impact on individuals (direct
impacts), as well as those that affect individuals through alteration
of their habitat or required resources (stressors). The term ``threat''
may encompass--either together or separately--the source of the action
or condition or the action or condition itself.
However, the mere identification of any threat(s) does not
necessarily mean that the species meets the statutory definition of an
``endangered species'' or a ``threatened species.'' In determining
whether a species meets either definition, we must evaluate all
identified threats by considering the species' expected response and
the effects of the threats--in light of those actions and conditions
that will ameliorate the threats--on an individual, population, and
species level. We evaluate each threat and its expected effects on the
species, then analyze the cumulative effect of all of the threats on
the species as a whole. We also consider the cumulative effect of the
threats in light of those actions and conditions that will have
positive effects on the species--such as any existing regulatory
mechanisms or conservation efforts. The Secretary determines whether
the species meets the definition of an ``endangered species'' or a
``threatened species'' only after conducting this cumulative analysis
and describing the expected effect on the species.
The Act does not define the term ``foreseeable future,'' which
appears in the statutory definition of ``threatened species.'' Our
implementing regulations at 50 CFR 424.11(d) set forth a framework for
evaluating the foreseeable future on a case-by-case basis which is
further described in the 2009 Memorandum Opinion on the foreseeable
future from the Department of the Interior, Office of the Solicitor (M-
37021, January 16, 2009; ``M-Opinion,'' available online at https://www.doi.gov/sites/doi.opengov.ibmcloud.com/files/uploads/M-37021.pdf).
The foreseeable future extends as far into the future as the Services
can make reasonably reliable predictions about the threats to the
species and the species' responses to those threats. We need not
identify the foreseeable future in terms of a specific period of time.
We will describe the foreseeable future on a case-by-case basis, using
the best available data and taking into account considerations such as
the species' life-history characteristics, threat-projection
timeframes, and environmental variability. In other words, the
foreseeable future is the period of time over which we can make
reasonably reliable predictions. ``Reliable'' does not mean
``certain''; it means sufficient to provide a reasonable degree of
confidence in the prediction, in light of the conservation purposes of
the Act.
Analytical Framework
The SSA report documents the results of our comprehensive
biological review of the best scientific and commercial data regarding
the status of the species, including an assessment of the potential
threats to the species. The SSA report does not represent our decision
on whether the species should be reclassified as a threatened species
under the Act. However, it does provide the scientific basis that
informs our regulatory decisions, which involve the further application
of standards within the Act and its implementing regulations and
policies.
To assess red-cockaded woodpecker viability, we used the three
conservation biology principles of resiliency, redundancy, and
representation (Shaffer and Stein 2000, pp. 306-310). Briefly,
resiliency is the ability of the species to withstand environmental and
demographic stochasticity (for example, wet or dry, warm or cold
years), redundancy is the ability of the species to withstand
catastrophic events (for example, droughts, large pollution events),
and representation is the ability of the species to adapt to both near-
term and long-term changes in its physical and biological environment
(for example, climate conditions, pathogens). In general, species
viability will increase with increases in resiliency, redundancy, and
representation (Smith et al. 2018, p. 306). Using these principles, we
identified the species' ecological requirements for survival and
reproduction at the individual, population, and species levels, and
described the beneficial and risk factors influencing the species'
viability.
The SSA process can be categorized into three sequential stages.
During the first stage, we evaluated individual species' life-history
needs. The next stage involved an assessment of the historical and
current condition of the species' demographics and habitat
characteristics, including an explanation of how the species arrived at
its current condition. The final stage of the SSA involved making
predictions
[[Page 85316]]
about the species' responses to positive and negative environmental and
anthropogenic influences. Throughout all of these stages, we used the
best available information to characterize viability as the ability of
a species to sustain populations in the wild over time, which we then
used to inform our regulatory decision.
The following is a summary of the key results and conclusions from
the SSA report; the full SSA report (USFWS 2022, entire) can be found
at Docket No. FWS-R4-ES-2019-0018 on https://www.regulations.gov and at
https://ecos.fws.gov/ecp/species/7614.
Summary of Biological Status and Threats
In this discussion, we review the biological condition of the
species and its resources, and the threats that influence the species'
current and future condition, in order to assess the species' overall
viability and the risks to that viability. In addition, the SSA report
(USFWS 2022, entire) documents our comprehensive biological status
review for the species, including an assessment of the potential
threats to the species.
The following is a summary of this status review and the best
available information gathered since that time that have informed this
decision. In the discussion below, we summarize the conclusions of that
assessment, which we provide in full under Docket No. FWS-R4-ES-2019-
0018 on https://www.regulations.gov and at https://fws.gov/species/red-cockaded-woodpecker-dryobates-borealis.
Summary of Species Needs
In the SSA report, we discuss individual-, population-, and
species-level needs of the red-cockaded woodpecker in detail (USFWS
2022, pp. 32-104). Red-cockaded woodpeckers require open pine woodlands
and savannas with large, old pines for nesting and roosting. Old pines
are required as cavity trees because cavity chambers must be completely
within the heartwood to prevent pine resin in the sapwood from entering
the chamber (Conner et al. 2001, pp. 79-155); a tree must be old and
large enough to have sufficient heartwood to contain a cavity. In
addition, old pines have a higher incidence of the heartwood decay that
greatly facilitates cavity excavation. Cavity trees must be in open
stands with little or no hardwood midstory and few or no overstory
hardwoods. Hardwood encroachment on cavity trees resulting from fire
suppression is a well-known cause of cluster abandonment.
Red-cockaded woodpeckers also require adequate foraging habitat.
Over 75 percent of the red-cockaded woodpecker's diet consists of
arthropods. Individuals generally capture arthropods on and under the
outer bark of live pines and in dead branches of live pines. A large
proportion of the arthropods on pine trees crawl up into the trees from
the ground, which implies the condition of the ground cover is an
important factor influencing abundance of prey for red-cockaded
woodpecker (Hanula and Franzreb 1998, entire). The density of pines has
a negative relationship with arthropod abundance and biomass, likely
due at least in part to the negative effect of pine density on ground
cover, from which some of the prey comes (Hanula et al. 2000, entire).
Arthropod abundance and biomass also increase with the age and size of
pines (Hooper 1996, entire; Hanula et al. 2000, entire), which is
another reason older pines are so critical to this species.
Accordingly, suitable foraging habitat generally consists of mature
pines with an open canopy, low densities of small pines, a sparse
hardwood or pine midstory, few or no overstory hardwoods, and abundant
native bunchgrass and forb groundcovers. Frequent fire likely increases
foraging habitat quality by reducing hardwoods and by increasing the
abundance and perhaps nutrient value of prey (James et al. 1997,
entire; Hanula et al. 2000, entire; Provencher et al. 2002, entire).
Thus, frequent growing season fire may be critical in providing red-
cockaded woodpeckers with abundant prey.
For the red-cockaded woodpecker to maintain viability, its
populations or some portion thereof must be resilient. The SSA assessed
resiliency at the population level, primarily by evaluating the current
population size as the number of active clusters and secondarily by the
associated past growth rate. Ultimately, a resilient population of red-
cockaded woodpecker has a large number of active clusters and a
positive growth trajectory. Red-cockaded woodpecker resiliency
primarily depends upon a single factor: amount of managed suitable
habitat.
Representation provides the ability of the species to adapt to
physical (e.g., climate conditions, habitat conditions or structure
across large areas) and biological (e.g., novel diseases, pathogens,
predators) changes in its environment presently and into the future; it
is a proxy measure for the evolutionary capacity or flexibility of the
species. Representation is the range of variation found in a species,
and this adaptive diversity is the source of species' adaptive
capabilities. The red-cockaded woodpecker's adaptive diversity can be
thought of as the amount and spatial distribution of genetic and
phenotypic diversity. By maintaining these two sources of adaptive
diversity across a species' range, the responsiveness and adaptability
of a species over time is preserved (USFWS 2022, pp. 90-104). The SSA
evaluated representation based on the extent and variability of habitat
characteristics across the geographical range of the species and
characterized representative units for the red-cockaded woodpecker
using ecoregions. This analysis generally followed the approach to
representation used in the species' 2003 recovery plan (USFWS 2003, pp.
148, 152-155).
For the red-cockaded woodpecker to maintain viability, the species
also needs to exhibit some degree of redundancy. Measured by the number
of populations, their resiliency, and their distribution, redundancy
increases the probability that the species has a margin of safety to
withstand, or can bounce back from, catastrophic events. The SSA
reported redundancy for red-cockaded woodpeckers as the total number
and resilience of population segments and their distribution within and
among representative units.
In summary, a species needs a suitable combination of all three
characteristics (resilience, representation, and redundancy) for long-
term viability.
Summary of Stressors
We note that, by using the SSA framework to guide our analysis of
the scientific information documented in the SSA report, we have
analyzed the cumulative effects of identified threats and conservation
actions on the species. To assess the current and future condition of
the species, we evaluate the effects of all the relevant factors that
may be influencing the species, including threats and conservation
efforts. Because the SSA framework considers not just the presence of
the factors, but to what degree they collectively influence risk to the
entire species, our assessment integrates the cumulative effects of the
factors and replaces a standalone cumulative-effects analysis.
The primary risk factor (i.e., stressor) affecting the status of
the red-cockaded woodpecker remains the lack of suitable habitat
(Factor A). Wildfire, pine beetles, ice storms, tornadoes, hurricanes,
and other naturally occurring disturbances that destroy pines used for
cavities and foraging are stressors for the red-cockaded woodpecker
(Factor E), especially given the high number of very small
[[Page 85317]]
woodpecker populations (Factor E) (USFWS 2022, pp. 40-41, 83-85, 105,
121-129). The number and severity of major hurricanes (Bender et al.
2010, entire; Knutson et al. 2010, entire; Walsh et al. 2014, pp. 41-
42) is expected to increase in response to global climate change, and
this increase could also disproportionately affect the smaller, less
resilient woodpecker populations (Factor E). With rare exception, the
vast majority of red-cockaded woodpecker populations remain dependent
on artificial cavities due to the absence of sufficient old pines for
natural cavity excavation and habitat treatments to establish and
maintain the open, pine-savanna conditions favored by the species
(Factor E). These populations will decline without active and
continuous management to provide artificial cavities and to sustain and
restore forest conditions to provide suitable habitat for natural
cavities and foraging similar to the historical conditions (Conner et
al. 2001, pp. 220-239, 270-299; Rudolph et al. 2004, entire).
Although published after the completion of the SSA report, a recent
publication indicated potential effects of warming temperatures,
resulting from climate change, on breeding phenology of red-cockaded
woodpeckers. A description of this preliminary research has been
incorporated below.
Habitat Loss and Degradation
The primary remaining threats to the red-cockaded woodpecker's
viability have the same fundamental cause: lack of suitable habitat.
Historically, the significant impacts to red-cockaded woodpecker
habitat occurred as a result of clearcutting, incompatible forest
management, and conversion to urban and agricultural land uses. Both
the longleaf pine and other open pine ecosystems were eliminated from
much of their original range because of early (1700s) European
settlement, widespread commercial timber harvesting, and the naval
stores (turpentine) industry (1800s). Early to mid-1900 commercial tree
farming, urbanization, and agriculture contributed to further declines.
Much of the remaining habitat is very different from the vast,
historical pine forests in which the red-cockaded woodpecker evolved.
The second growth longleaf pine forests of today, rather than being
dominated by centuries-old trees as the original forests were, are just
reaching the age (90-100 years) required to meet all the needs of the
red-cockaded woodpecker. Furthermore, in many cases, the absence of
fire has caused the original open savannas to degrade into dense pine/
hardwood forest. Much of today's forest is young and dense, and
dominated by loblolly pine, with a substantial hardwood component and
little or no herbaceous groundcover (Noel et al. 1998, entire; Frost
2006, pp. 37-38).
The impacts from this clearcutting and incompatible forest
management have been significantly curtailed and replaced by beneficial
conservation management that sustains and increases populations;
however, stressors caused by adverse historical practices still linger,
including insufficient numbers of cavities, low numbers of suitable old
pines, habitat fragmentation, degraded foraging habitat, and small
populations. These lingering impacts can negatively affect the ability
of populations to grow, even when populations are actively managed for
growth, as the carrying capacity of suitable forest areas across much
of the range can be quite low. However, restoration activities such as
prescribed fire and strategic placement of recruitment clusters can
reduce gaps between populations and increase habitat and population
size toward current carrying capacity. These activities are occurring
across the range of the red-cockaded woodpecker on properties actively
managed for red-cockaded woodpecker conservation.
Currently, stressors to the species resulting from exposure to
habitat modification or destruction are lower, especially when compared
to historical levels. Periodically, military training on DoD
installations requires clearing of red-cockaded woodpecker habitat for
construction of ranges, expansion of cantonments, and related
infrastructure, but these installations have management plans to
sustain and increase red-cockaded woodpecker populations. In addition,
silvicultural management on Federal, State, and private lands also
occasionally results in temporary impacts to habitat; for example, red-
cockaded woodpecker habitat may be unavoidably, but temporarily,
adversely affected in old, even-aged loblolly pine stands that require
regeneration prior to stand senescence to sustain a matrix of future
suitable habitat for a net long-term benefit. Similarly, red-cockaded
woodpecker habitat may be temporarily destroyed in areas where offsite
loblolly, slash, or other pines are removed and replaced by the more
fire-tolerant native longleaf pine. However, the net result of these
activities is a long-term benefit, as the goal is to restore these
areas to habitat preferred by woodpeckers.
Climate Change
In 2019, DeMay and Walters published preliminary investigations
that examined the ``effects of climate on breeding phenology and
productivity in 19 populations across the range of the red-cockaded
woodpecker'' (DeMay and Walters 2019, p. 1). They found that birds at
higher latitudes appear to be adjusting the timing of breeding in
response to warming temperatures; they are nesting earlier and have
resultingly higher productivity. However, they found that birds in the
southwestern portion of the range have been exhibiting declining
productivity, even in populations with high-quality habitat and ongoing
active management (e.g., Eglin Air Force Base); the authors
hypothesized this decline in productivity could be due to ``a possible
shift in acceptable climate conditions for the species'' or an
inability of these populations to make appropriate adjustments to the
timing of reproduction in the face of a changing climate.
While the SSA report did not incorporate the findings of DeMay and
Walters (2019), it did acknowledge that southwestern populations have
lower productivity (USFWS 2022, p. 26) and referenced earlier research
to similarly suggest that climate change has the potential to influence
productivity through anticipated changes in temperature and
precipitation patterns (USFWS 2022, p. 92; Schiegg et al. 2002,
entire).Even with the lower productivity in the southwestern
populations, it should be noted that the current species distribution
covers 13 different ecoregions, all with unique climatic profiles,
suggesting that the species has an increased ability to adapt.
Natural Disturbances
Wildfire, pine beetles, ice storms, tornadoes, and hurricanes are
naturally occurring disturbances that destroy pines used for cavities.
The loss of pines can result in subsequent reductions to population
size unless management actions are taken to reduce or ameliorate
adverse impacts. These management actions include providing artificial
cavities, reducing hazardous fuels, and restoring forests to suitable
habitat following these events. These disturbances can also destroy or
degrade foraging habitat and cause direct mortality of woodpeckers.
Small populations are the most vulnerable to these disturbances as
there are fewer individuals to recover from the disturbance,
potentially resulting in poorer survival or reproduction for the
population. See the SSA report for more information about these natural
disturbances (USFWS 2022, pp. 121-129).
[[Page 85318]]
Habitat destruction caused by hurricanes is the most acute and
potentially catastrophic disturbance because hurricanes can impact
entire populations. As noted in the SSA report, of the 124 current
demographic populations, about 63 populations in the East Gulf Coastal
Plain, West Gulf Coastal Plain, the lower portion of the Upper West
Gulf Coastal Plain, and Florida Peninsula ecoregions are vulnerable to
potential catastrophic impacts of hurricanes, particularly major
hurricanes. Fifty-six of these 63 populations (89 percent) are
identified as low or very low resiliency in the SSA report, which makes
them significantly vulnerable to adverse impacts from exposure to
hurricanes. In addition, the frequency of intense Atlantic basin
hurricanes, particularly major Category 4 and 5 storms, may be expected
to increase in response to global climate change during the 21st
century (Bender et al. 2010, entire; Knutson et al. 2010, entire; Walsh
et al. 2014, pp. 41-42, Vecchi et al. 2021, entire). That being said,
we are unable to precisely predict the location and frequency of future
storms affected by climate change relative to particular red-cockaded
woodpecker populations, which is why we are unable to identify specific
populations as being at risk from hurricanes. While larger populations
(greater than 400 active clusters) are the most likely to withstand a
strike by a major hurricane (e.g., Hooper et al. 1990, entire; Hooper
and McAdie 1995, entire; Watson et al. 1995, entire), smaller
populations are more vulnerable to adverse effects from them, including
extirpation, as well as to the effects of recurring storms that
subsequently deplete cavity trees and foraging habitat, causing
reductions in population size. However, these smaller populations may
be able to withstand and persist after hurricanes if biologists and
land managers implement prompt, effective post-storm recovery actions,
such as installing artificial cavities, reducing hazardous fuels, and
restoring forests to suitable habitat. Such actions have been occurring
after storm events for managed populations, such as the quick response
after Hurricane Michael in October 2018.
Summary of Conservation Management
As noted above, the red-cockaded woodpecker is a conservation-
reliant species and responds well to active management. The vast
majority of properties on public lands harboring red-cockaded
woodpeckers have implemented management programs to sustain or increase
populations consistent with population size objectives in the 2003
recovery plan or other plans (e.g., INRMP, USFS management plans,
National Wildlife Refuge (NWR) management plans). Plans are specific to
each property or management unit but generally contain the same core
features (e.g., cavity management, translocation, prescribed burning).
The most comprehensive plans call for intensive cavity management with
the installation of artificial cavities to offset cavity loss in
existing territories, maintenance of sufficient suitable cavities to
avoid loss of active territories, and creation of new territories with
recruitment clusters and artificial cavities in restored or suitable
habitat to increase population size. The development of techniques to
construct artificial cavities (Copeyon 1990, entire; Allen 1991,
entire) offsets the lack of natural cavities and provides managers a
new tool to greatly increase cavity availability. Fortunately, red-
cockaded woodpeckers readily adapt to these artificial cavities, with
thousands installed since the early 1990s. These cavity management
activities are necessary until mature forests are restored with
abundant old pines 65 and more years of age for natural cavity
excavation.
Managers also reduce fragmentation by restoring and increasing
habitat with strategic placement of recruitment clusters to reduce gaps
within and between populations. Furthermore, red-cockaded woodpecker
subadults from large or stable donor populations are translocated to
augment growth of small, vulnerable populations. Of the current 124
demographic populations, 108 are small (fewer than 99 active clusters)
with inherently very low or low resiliency. These are the most
vulnerable to future extirpation due to stochastic demographic and
environmental factors and inbreeding depression. Inbreeding depression
in small, fragmented populations of up to 50 to 100 active clusters
without adequate immigration can further increase the probability of
decline and future extirpation; for these populations, red-cockaded
woodpecker translocation programs reduce risks of adverse inbreeding
impacts. As noted in the SSA report (see Current Condition, below),
while resiliency is moderate for 10 of the current populations with 100
to 249 active clusters, and 6 populations exhibit high or very high
resiliency, potential adaptive genetic variation is still expected to
decline in all red-cockaded woodpecker populations (Bruggeman 2010, p.
22, appendix B, pp. 39-42; Bruggeman et al. 2010, entire; Bruggeman and
Jones 2014, pp. 29-33). Effective management programs to sustain even
the smallest populations are critical to reduce the risks of
inbreeding, establish genetic connectivity among fragmented
populations, and maintain ecological diversity and life-history
demographic variation as patterns of representation within and across
broad ecoregions.
Additionally, managers are implementing compatible silviculture
methods to sustain, restore, and increase habitat with an increased use
of effectively prescribed fire. Finally, managers are implementing
monitoring programs looking at both habitat and populations to provide
feedback for effective management. The future persistence of the
species will require these management actions to continue. In order to
facilitate this, we have structured our final 4(d) rule to encourage
the continuation of such management. However, while many of the
landowners and managers within the range of the species have committed
to continuing to implement their conservation programs into the future,
we do not have certain commitments that all current management will
continue.
In the SSA report, we identified 124 current demographic
populations with a total of 7,794 active clusters. Seventy-one of the
124 currently delineated red-cockaded woodpecker populations occur on
lands solely owned and managed by Federal agencies, with 4,033 current
active clusters. Seven additional populations with 2,026 active
clusters occur on lands that are under mixed Federal and State
ownership but are predominately managed by Federal agencies. Thirty-one
populations are on lands managed solely by State agencies, with 557
active clusters. Thus, 88 percent of delineated populations with 6,616
active clusters (85 percent of all 7,794 active clusters in 124
populations) are on lands managed entirely by Federal and State
agencies with statutes to require management plans addressing the
conservation of natural resources. Two populations occur in a matrix of
public and private lands, mostly Federal and State properties, with 816
active clusters. One population with 20 active clusters is managed by a
State agency and private landowner.
There are additional active clusters of red-cockaded woodpeckers on
nongovernmental lands enrolled in SHAs, but as noted above, we did not
have adequate data to spatially delineate all demographic populations
on these lands. Of the 933 active clusters managed by landowners with
existing SHAs in 8 States (Alabama, Florida, Georgia, Louisiana, North
Carolina,
[[Page 85319]]
South Carolina, Texas, and Virginia), demographic populations with
respective population sizes have not been delineated for approximately
558 active clusters.
Below is a summary of the types of management plans that include
elements directed at red-cockaded woodpecker management and
conservation. Note that the numbers of populations below do not
necessarily add up to the 124 current demographic populations
identified in the SSA report, because some populations cross property
boundaries and are managed by more than one landowner.
Department of Defense
Within the range of the red-cockaded woodpecker, the DoD manages
habitat for 14 populations, 5 of which are in the moderate to very high
resiliency categories, and 9 are in the low to very low resiliency
categories. The Sikes Act requires DoD installations to conserve and
protect the natural resources within their boundaries. INRMPs are
planning documents that outline how each military installation with
significant natural resources will manage those resources, while
ensuring no net loss in the capability of an installation to support
its military testing and training mission. Within the range of the red-
cockaded woodpecker, all DoD installations have current INRMPs that
address protection and recovery of the species, both through broader
landscape-scale ecosystem stewardship and more specific management
activities targeted directly at red-cockaded woodpecker conservation.
These activities include providing artificial cavities to sustain
active clusters, installing recruitment clusters to increase population
size, sustaining and increasing habitat through compatible forest
management and prescribed fire, and increasing the number and
distribution of old pines for natural cavity excavation. Each
installation has a red-cockaded woodpecker property or population size
objective with provisions for monitoring. For most installations, a
schedule is available for reducing certain military training
restrictions in active clusters in response to increasing populations
and attaining population size thresholds.
U.S. Forest Service
The USFS manages habitat for 49 red-cockaded woodpecker populations
on 17 National Forests and the Savannah River Site Unit (owned by the
Department of Energy but managed by the USFS). Of these populations, 10
have moderate to very high resiliency and 39 identified as having low
or very low resiliency. Under the National Forest Management Act of
1976 (16 U.S.C. 1600 et seq.), National Forests are required to develop
plans that provide for multiple use and sustained yield of forest
products and services, which includes timber, outdoor recreation,
range, watershed, fish and wildlife, and wilderness resources. These
plans, called ``land and resource management plans'' (LRMPs) and their
amendments, have been developed for every National Forest in the
current range of the red-cockaded woodpecker. The LRMPs for National
Forests in three States (Louisiana, North Carolina, and Texas) predate
the Service's 2003 recovery plan. Nevertheless, all National Forests
(even those with outdated LRMPs) have implemented management strategies
to protect and manage red-cockaded woodpecker habitat and increase
populations.
Current LRMPs approved prior to the 2003 recovery plan were
developed in coordination with the Forest Service's 1995 regional plan
for managing the red-cockaded woodpecker on southern National Forests
(USFS 1995, entire). The 1995 regional plan includes most of the new
and integrated management methods (Rudolph et al. 2004, entire) to
sustain and increase populations as incorporated in the recovery plan.
These include installing artificial cavities, increasing population
size with recruitment clusters, and restoring suitable habitat with
forest management treatments and prescribed fire. Some of the more
recent LRMPs, such as for National Forests in Mississippi, are more
broadly programmatic, but incorporate the 2003 recovery plan by
reference for appropriate conservation methods and objectives.
U.S. Fish and Wildlife Service
The National Wildlife Refuge (NWR) System manages 14 NWRs with red-
cockaded woodpeckers, with 10 NWRs supporting rangewide species
recovery. In the SSA report, we considered 3 of 19 populations found on
NWRs to be moderate to very high resiliency while 16 have low to very
low resiliency. Under the NWR System Improvement Act of 1997 (Pub. L.
105-57), NWRs prepare comprehensive conservation plans (CCPs), which
provide a blueprint for how to manage for the purposes of each refuge;
address the biological integrity, diversity, and environmental health
of a refuge; and facilitate compatible wildlife-dependent recreation.
NWRs have assigned population objectives from the 2003 recovery plan
through their CCPs or modified in their habitat management plans.
Specific tasks in these plans include installation of artificial
cavities; translocation; establishing recruitment clusters; population
monitoring; prescribed fire; and silvicultural treatments, such as mid-
story removal, thinning of younger stands, and, where necessary,
increasing stand age diversity with regeneration of pine stands.
National Park Service
Within the Big Cypress National Preserve (Preserve) in Florida, the
National Park Service (NPS) manages two red-cockaded woodpecker
populations, one with low and the other with very low resilience. The
NPS's plans do not include specific provisions for red-cockaded
woodpecker management; however, at the Preserve, the NPS conducts
prescribed fire to maintain and improve the south Florida slash pine
forest communities that support the species. The NPS also allows FFWCC
biologists to conduct red-cockaded woodpecker surveys, monitor,
periodically install a limited number of artificial cavities, and
conduct translocations on occasion. From surveys and monitoring by the
FFWCC, 75 percent of all cavity trees within the Preserve consist of
natural cavities, which is an unusually high number relative to other
populations, reflecting the predominately old condition of the Big
Cypress south Florida slash pine forests (Spickler 2019, pers. comm.).
State Lands
The States of Arkansas, Florida, Georgia, Louisiana, North
Carolina, Oklahoma, South Carolina, Texas, and Virginia have red-
cockaded woodpecker populations on State-owned lands. All or parts of
40 currently delineated populations occur on State lands. Seven
populations on or partially on State lands have moderate to very high
resiliency, while 32 populations have low to very low resiliency. These
properties range from State Forest Service or Forest Commission
holdings to Department of Wildlife, Department of Natural Resources,
and State Park Service properties. The mission, and therefore the
extent and type of management, of each unit varies. For example, some
State lands are managed generally to provide ecosystem benefits, such
as managing pine-dominated forests with prescribed fire. However, other
State properties implement proactive conservation management
specifically for the red-cockaded woodpecker. For example, the FFWCC
manages all of its properties under the umbrella of the Florida Red-
cockaded Woodpecker Management Plan, with
[[Page 85320]]
other specific plans for the agency's WMAs.
Other Lands
Eight States have a Service-approved programmatic SHA with a
section 10(a)(1)(A) enhancement of survival permit under the Act to
enroll non-Federal landowners that voluntarily provide beneficial
management. Of 459 enrolled non-Federal landowners, one is for a State
property and all others are private nongovernmental lands. All or parts
of 12 currently delineated demographic populations are covered under a
current SHA. Again, we are aware of additional active clusters covered
under SHAs, but we lack the data to delineate them as demographic
populations. SHAs, now known as CBAs, are partnerships between
landowners and the Service involving voluntary agreements under which
the property owners receive formal regulatory assurances from the
Service regarding their management responsibilities in return for
contributions to benefit the listed species.
For the red-cockaded woodpecker, this includes voluntary
commitments by landowners to maintain and enhance red-cockaded
woodpecker habitat to support baseline active clusters, which is the
number of clusters at the time of enrollment, and additional above-
baseline active clusters that increase in response to beneficial
management. Beneficial management includes the maintenance and
enhancement of existing cavity trees and foraging habitat through
activities such as prescribed fire, mid-story thinning, seasonal
limitations for timber harvesting, and management of pine stands to
provide suitable foraging habitat and cavity trees. Because above-
baseline active clusters and habitat covered under these plans can be
returned to ``baseline'' conditions, any population growth on lands
covered by existing SHAs or future CBAs may not be permanent. In
addition, enrolled landowners can terminate their agreement at any
time. However, fewer than 5 of the 459 enrolled landowners have ever
used their permit authorities to return the number of active clusters
to baseline conditions, and only 12 landowners have terminated their
agreement. There currently are 241 active above-baseline clusters in
the program.
In summary, the red-cockaded woodpecker is a conservation-reliant
species, but one that responds very well to active management. The
majority of red-cockaded woodpecker populations are managed under plans
that address population enhancement and habitat management to sustain
or increase populations, and to meet the 2003 recovery plan objectives
for primary core, secondary core, and essential support populations. We
expect these property owners will continue to implement their
respective management plans while the species is listed as threatened,
as the red-cockaded woodpecker will remain protected under the Act and
the 2003 recovery plan is still applicable.
Current Condition
Resiliency
In the SSA report, we identified 124 demographic populations across
the range of the red-cockaded woodpecker for which sufficient data were
available to complete the SSA analysis for the recent past to current
condition. We acknowledge there are other small occurrences of red-
cockaded woodpeckers, particularly on private lands; however, spatial
data for these other occurrences were incomplete, so for purposes of
the SSA analysis, and subsequently throughout this final rule, we
focused only on the 124 demographic populations that could be spatially
delineated. The SSA categorizes two important parameters related to
current population resiliency: current population size and associated
population growth rate. Population resilience size categories are
defined as follows: very low (fewer than 30 active clusters); low (30
to 99 active clusters); moderate (100 to 249 active clusters); high
(250 to 499 active clusters); and very high (greater than or equal to
500 active clusters).
Population resilience size-classes were derived from spatially
explicit individual-based models and simulations for this species
(Letcher et al. 1998, entire; Walters et al. 2002, entire), the
performance of which have been reasonably validated with reference to
actual populations (Schiegg et al. 2005, entire; Walters et al. 2011,
entire). We also considered subsequent modifications of these models
and simulations that incorporated adverse effects of inbreeding
depression on population persistence and growth (Daniels et al. 2000,
entire; Schiegg et al. 2006, entire). These models were developed from
extensive biological data and specifically designed to incorporate the
dynamics of the red-cockaded woodpecker's cooperative breeding system
that are not accurately represented in other types of population models
(Zieglar and Walters 2014, entire). These models simulated populations
of different initial sizes under natural conditions without any
limiting habitat and cavity conditions that could impair population
growth.
We consider these results as indicators of inherent resilience
because effects of conservation management actions to sustain and
increase populations were not simulated. These beneficial management
practices would include installation of recruitment clusters with
artificial cavities to induce new red-cockaded woodpecker groups and
translocation to augment the size and growth of small populations. The
vast majority of the 124 current populations have been, and currently
are, subject to specific conservation management actions for this
species, including recruitment clusters. Thus, the inherent resilience
size-classes derived from population models and simulations have been
further qualified by actual growth rates as indicators of effects of
beneficial management for this conservation-reliant species.
Populations with very low resiliency (fewer than 30 active
clusters) are the most vulnerable to future extirpation following
stochastic events, with declining growth and extirpation likely in 50
years. Populations with low resiliency (30 to 99 active clusters) are
more persistent, but remain vulnerable to declining growth, inbreeding
depression, and extirpation. Inbreeding depression reduces red-cockaded
woodpecker egg hatching rates and survival of fledglings (Daniels and
Walters 2000a, entire). Inbreeding in red-cockaded woodpeckers is a
consequence of breeding among close relatives in response to naturally
short dispersal distances of related birds among nearby breeding
territories, exacerbated by small populations and fragmentation among
populations that reduce immigration rates of unrelated individuals
(Daniels and Walters 2000a, entire; 2000b, entire; Daniels et al. 2000,
entire; Schiegg et al. 2002, entire; 2006, entire).
The consequences of inbreeding depression further reduce population
growth rates and increase the probabilities of extirpation in
populations in sizes up to about 100 active clusters (Daniels et al.
2000, entire; Schiegg et al. 2006, entire). The largest populations
with low resiliency may have long-term average growth rates ([lambda]
or lambda) near 1.0 (a [lambda] of 1.00 is considered stable, less than
1.00 is declining, and greater than 1.00 is increasing), but with slow
rates of decline and a high risk of inevitable future extirpation.
The moderate resiliency category (100 to 249 active clusters) is a
large transitional class. Smaller populations without inbreeding likely
will
[[Page 85321]]
experience a slow decline, but without extirpation, in 25 to 50 years
because the populations in at least some territories will survive,
although as much smaller and more vulnerable populations. The largest
populations in the moderate resiliency category may be relatively
stable or nearly so. Populations with a high resiliency (250 to 499
active clusters) on average should be stable except perhaps for the
very smallest, which may have average growth rates slightly less than
1.00.
In high resiliency populations, adverse demographic effects of
inbreeding depression are not expected. Populations in the very high
resiliency class (greater than or equal to 500 active clusters) are
stable and the most resilient, with average growth rates of 1.0 or
slightly greater. Based on the most recent data, 3 red-cockaded
woodpecker populations fall within the very high resilience category
(totaling 2,143 clusters); 3 are in high resilience populations (1,364
total clusters); 10 are in moderate resilience populations (1,555 total
clusters); 37 are in low resilience populations (1,923 total clusters);
and 71 are in very low resilience populations (809 total clusters). In
short, of the estimated 7,794 active clusters distributed among 124
populations across the range of the species, 5,062, or 65 percent, are
in 16 moderate to very high resiliency populations.
The second resiliency parameter measured in the SSA was growth rate
of the populations. For the SSA, there was only sufficient GIS data to
delineate past demographic populations with population size data to
compute past-to-current growth rates for 98 of the 124 populations. Of
these 98 populations, the Service determined that 13 (13.3 percent)
were declining ([lambda] < 1.00), 19 (19.4 percent) were stable
([lambda] = 1.00-1.02). and 66 (67.3 percent) were increasing ([lambda]
< 1.02). Combining growth rates with population sizes of these 98
populations, growth rates have been stable to increasing for all of
those moderate, high, and very high resiliency populations where growth
rate could be measured.
Of the 86 very low and low resiliency populations where growth rate
could be measured, 73 populations demonstrated stable and positive
growth rates, with several populations showing very high growth rates.
This is indicative of the positive effects of red-cockaded woodpecker
conservation management programs on these locations and the ability of
such management to offset inherently low or very low population
resilience. Growth rates are decreasing in only 13 (15 percent) of the
low and very low resiliency populations where growth rate could be
measured.
Current population conditions in the SSA report were derived from
the number and location of active clusters primarily in 2016 and 2017.
These conditions did not take into account Hurricane Michael, which
came ashore near Mexico Beach, Florida, on October 10, 2018, as a
Category 4 storm. More than 1,500 cavity trees were blown down or
damaged in populations in the Apalachicola National Forest, Silver Lake
WMA, Jones Ecological Research Center, and Tate's Hell State Forest
(Dunlap 2018, entire; McDearman 2018, entire). These represented three
demographic populations: Apalachicola National Forest-St. Marks NWR-
Tate's Hell State Forest, Jones Ecological Research Center, and Silver
Lake WMA. The effects of Hurricane Michael did not change current
conditions for these populations in terms of their resilience size-
classes as described in the SSA report, and as summarized here.
After Hurricane Michael, 870 clusters were rapidly assessed in
Apalachicola National Forest where 1,410 cavity trees were damaged or
blown down, followed by the installation of 682 artificial cavities
(Dunlap 2018, entire). In 2018, prior to this hurricane, the
Apalachicola National Forest population survey estimate was 833 active
clusters (Casto 2018, pers. comm.). After the hurricane, the 2019
survey estimate was 857 active clusters (Casto 2019, pers. comm). At
Silver Lake WMA, 154 cavity trees were damaged or lost; however, within
2 weeks of the storm more than 90 artificial cavities were installed
(Burnham 2019a, p. 9). The pre-storm population was 36 active clusters
and 32 PBGs, with a post-storm decline to 33 active clusters and 28
PBGs (Burnham 2019b, p. 6). About 24 percent of all cavity trees at the
Jones Ecological Research Center were damaged or destroyed (Rutledge
2019, p. 13). The pre-storm Jones Center population was 38 active
clusters with 34 PBGs (Henshaw 2019, p. 4). Post-storm, after
installation of artificial cavities, there were 40 active clusters with
31 PBGs (Henshaw 2019, p. 4). At Tate's Hell State Forest, about 23 of
527 cavity trees among 61 active clusters and 51 PBGs were blown down
(Alix 2018, pers. comm.). After post-storm management, the Tate's Hell
State Forest currently consists of 64 active clusters and 54 PBGs (Alix
2020, pers. comm.).
The total increase of active clusters from all of the properties
demonstrates that with prompt, active management, the vulnerability of
these populations to stochastic events can potentially be reduced.
Additional intermediate and long-term habitat restoration treatments at
these properties are still required to reduce hazardous fuels from
large and small woody debris, restore habitat, and implement
reforestation or regeneration in the most severely damaged pine stands.
Overall, we do not anticipate that Hurricane Michael will affect long-
term viability of these populations. However, we will continue to
evaluate the success of the emergency, intermediate, and long-term
response efforts.
In summary, although most of red-cockaded woodpecker populations
for which we have data are still small and remain vulnerable to
stochastic events and possibly inbreeding depression, the vast majority
of populations are showing stable or increasing growth rates, and the
majority of birds and clusters occur in a few large, resilient
populations. Of the 98 populations for which trend data are available,
only 13 percent are declining. In addition, over 65 percent of red-
cockaded woodpecker clusters are currently in moderate to very high
resiliency populations.
Representation
We evaluated representation based on the extent and variability of
habitat characteristics across the species' geographical range. For the
red-cockaded woodpecker, the SSA report characterizes representative
units using ecoregions, which align with the recovery units identified
in the 2003 recovery plan (USFWS 2003, pp. 145-161). These ecoregions
are broad areas defined by physiography, topography, climate, and major
historical and current forest types and thus serve as surrogates for
the variability of habitat characteristics across the species' range,
such as ecology, life history, geography, and genetics. There are
currently 13 ecoregions containing at least one red-cockaded woodpecker
population: (1) Cumberland Ridge and Valley; (2) Florida Peninsula
(South/Central Florida); (3) East Gulf Coastal Plain; (4) Mid-Atlantic
Coastal Plain; (5) Ouachita Mountains; (6) Piedmont; (7) South Atlantic
Coastal Plain; (8) Sandhills; (9) Upper East Gulf Coastal Plain; (10)
Upper West Gulf Coastal Plain; (11) West Gulf Coastal Plain; (12) Gulf
Coast Prairie and Marshes; and (13) Mississippi River Alluvial Plain.
In the SSA report, figures 20 and 24 provide maps illustrating the
ecoregions (USFWS 2022, pp. 93, 111), and figure 25 includes the
historical county records for the range of the species (USFWS 2022, p.
118).
The historical range of the red-cockaded woodpecker included the
entire distribution of longleaf pine
[[Page 85322]]
ecosystems, but the species also inhabited open shortleaf, loblolly,
slash pine, and Virginia pine forests, especially in the Ozark-Ouachita
Highlands and the southern tip of the Appalachian Highlands with
occasional occurrences noted for New Jersey, Pennsylvania, Maryland,
and Ohio (Costa and Walker 1995, pp. 86-87). Red-cockaded woodpeckers
no longer occur in six ecoregions (Ozarks, Central Mixed-Grass
Prairies, Cross Timbers and Southern Mixed-Grass Prairies, Northern
Atlantic Coast, Central Appalachian Forest, and Southern Blue Ridge).
The 2003 recovery plan did not consider recovery in these areas to be
essential to the conservation of the species.
In the 13 ecoregions containing the species, red-cockaded
woodpeckers occupy a wide variety of pine-dominated ecological settings
scattered across a broad geographic range. Considerable geographic
variation in habitat types exists, illustrating the species' ability to
adapt to a wide range of ecological conditions within the constraints
of mature or old growth, southern pine ecosystems. However, of these 13
ecoregions, only 4 currently have populations that are considered to
have high or very high resiliency (East Gulf Coastal Plain, South
Atlantic Coastal Plain, Sandhills, and Mid-Atlantic Coastal Plain), and
6 have populations that are low or very low resiliency (Florida
Peninsula, Ouachita Mountains, Cumberland Ridge and Valley, Piedmont,
Gulf Coast Prairie and Marshes, and Mississippi River Alluvial Plain).
Of those six, the latter four have only one or two populations each (a
total of six populations), meaning these ecoregions, and the ecology,
life history, geography, and genetics they represent, are particularly
vulnerable to stochastic events. However, five of the six populations
in these four ecoregions all demonstrate stable or increasing growth
rates (growth rate for the sixth, Mitchell Lake in the Piedmont
Ecoregion, could not be measured), primarily because they are being
actively managed.
With regards to the genetic component of the ecoregions, a genetic
analysis of material prior to 1970 in eight ecoregions indicates the
species appears to have been a single genetic unit or population
without significant genetic structure or differentiation (Miller et al.
2019, entire). The best available range-wide genetic data indicate a
loss of genetic variation after 1970 with development of significant
contemporary genetic structure among ecoregions. This structuring is
most likely in response to fragmentation of this historically more
widespread and abundant species, reduced dispersal between populations
and regions, and genetic drift (Stangel et al. 1992, entire; Haig et
al. 1994, p. 590; Haig et al. 1996, p. 730; Miller et al. 2019,
entire). However, the similarity of genetic parameters between the
1992-1995 and 2010-2014 periods indicates that a further significant
loss of genetic diversity with an increase in differentiation among
ecoregions may have been ameliorated by conservation management that
began in the 1990s to rapidly increase populations and translocate
individuals from large populations to augment small populations (Miller
et al. 2019, entire). Mitochondrial DNA haplotype diversity has
declined significantly since the pre-1970s, but not to the extent of a
loss of any phylogenetically distinct lineages that may represent
evolutionarily significant units (Miller et al. 2019, pp. 9-10).
In summary, the species no longer persists in six ecoregions where
it was historically present. However, it is still currently represented
in the 13 remaining ecoregions, and this level of representation has
not decreased further since the 2003 recovery plan revision, which did
not consider the extirpated ecoregions necessary for recovery.
Nevertheless, while populations persist in the 13 ecoregions, many of
the ecoregions contain only populations that have low or very low
resiliency, and 4 ecoregions only have 1 or 2 populations, which are
all low or very low resiliency, making them vulnerable to stochastic
events.
Redundancy
In the SSA report, redundancy for red-cockaded woodpeckers is
characterized by the number of resilient populations and their
distribution within each ecoregion. Of the 124 current populations,
there are 3 populations that have very high resiliency, 3 with high, 10
with moderate, 37 with low, and 71 with very low resiliency. As noted
above, 4 of 13 ecoregions currently harbor high or very high resiliency
populations: East Gulf Coastal Plain (2 populations), Mid-Atlantic
Coastal Plain (1 population), Sandhills (2 populations), and South
Atlantic Coastal Plain (1 population). In terms of redundancy, only two
ecoregions, East Gulf Coastal Plain and Sandhills, have more than one
population classified as having high or very high resiliency, and only
these two ecoregions also have more than two populations classified as
having moderate to very high resiliency. Redundancy of smaller
populations is higher with a greater number of populations in the
moderate, low, and very low resiliency categories within and across
ecoregions. Four ecoregions (South Atlantic Coastal Plain, Mid-Atlantic
Coastal Plain, West Gulf Coastal Plain, and Upper East Gulf Coastal
Plain) have two populations exhibiting moderate to high resiliency, and
thus some level of redundancy in terms of resilient populations. Most
of the populations in these regions have moderate resiliency. The
greatest number of current populations reside in the Mid-Atlantic
Coastal Plain (24) and Florida Peninsula (22), although most of these
are in the very low and low resiliency class. However, even for the
more resilient populations, habitat fragmentation has resulted in wide
gaps between forested areas, meaning there is little connectivity
between populations.
Across the range of the red-cockaded woodpecker, the populations
with the most resiliency (high or very high) tend to be in the eastern
half of the range and in coastal or near coastal ecoregions rather than
interior. Florida Peninsula and the western ecoregions currently have
populations in the moderate to very low resiliency categories. This
concentration of the more resilient populations in coastal and near
coastal areas could affect the species' ability to withstand
catastrophic events such as hurricanes. Particularly for these
populations, post-storm management actions are critical, as they can
mitigate cavity loss and reduce hazardous fire fuels.
In summary, a species needs a suitable combination of all three
characteristics (resiliency, representation, and redundancy) for long-
term viability. Based on our analysis of the three factors, the red-
cockaded woodpecker demonstrates some degree of stability or
improvement in all three factors. The species' viability is reduced
over historical levels, but habitat conditions and population numbers
are improving. In terms of resiliency, most of the populations are
still quite small, but the vast majority are stable or even growing.
The species has not lost any representative populations since the 2003
revised recovery plan, and while a few ecoregions still contain only
one or two populations, most of these populations are stable or
growing. Finally, there is a fair degree of redundancy within
ecosystems across the range of the species, although, again, most of
these populations are still quite small and are isolated from each
other. The improving viability of the red-cockaded woodpecker has been
largely due to intensive, extensive management, including actions
immediately after
[[Page 85323]]
large storm events to offset cavity loss and reduce hazardous fuels.
Without this intervention, many populations, especially the low and
very low resilience populations, likely would have been extirpated.
Future Conditions
Our analysis of stressors and risk factors, as well as the past,
current, and future influences on what the red-cockaded woodpecker
needs for long-term viability, revealed that the primary predictor of
future viability of the species is the continuation of active
management (including cavity management, midstory treatment such as
prescribed fire, and translocation efforts).
We assessed future red-cockaded woodpecker population growth,
population size (active clusters), and resiliency by first modeling
past trends and variation in population size of demographically
delineated populations as affected by factors including management
treatments (e.g., number of artificial cavities, recruitment clusters,
birds received by translocations, and frequency of prescribed fire and
midstory hardwood control), dominant pine species, the density of
active clusters, and parameters to account for unexplained sources of
variation to population size by this procedure (USFWS 2022, chapter 6
and appendix 2). We obtained historical information for 87
demographically delineated populations and were also able to
extrapolate missing data for certain populations by imputation with an
expectation-maximization algorithm (USFWS 2022, appendix 1).
Populations were separately modeled as small (6 to 29 clusters), medium
(30 to 75 clusters), and large (more than 75 clusters) classes.
Populations with fewer than six active clusters were not modeled
because of high variation in growth rates.
For past growth rate of small populations, the most important
variables were the number of new recruitment clusters, number of new
artificial cavities in previously existing clusters (cavity
management), midstory treatments by prescribed fire or mechanical
methods, number of red-cockaded woodpeckers translocated into the
population, and dominant pine type. Translocation had the greatest
positive effect on growth of any management technique. For medium
populations, recruitment clusters and midstory treatments by prescribed
fire were significant management covariates. The best model for large
populations included recruitment clusters, cavity management, and
spatial configuration of active clusters. In all cases, effects of
recruitment clusters, cavity management, midstory treatment, and
translocation were positive.
We then used the best assessed future growth and conditions for
each red-cockaded woodpecker population to assess viability under four
future 25-year management scenarios: Low management, medium management,
high management, and the ``manager's expectation.'' In the manager's
expectation scenario, we elicited estimates for red-cockaded woodpecker
conservation management treatments (e.g., number of artificial
cavities, number of recruitment clusters, midstory treatments,
prescribed fire frequency, translocation, etc.) from property
biologists, foresters, and managers.
For the low management scenario, values for each management
covariate (e.g., cavity management, prescribed fire treatments, number
of recruitment clusters, midstory hardwood treatment, translocation)
were set to zero. However, this scenario does not reflect no
management, but rather, the absence of management techniques specific
to red-cockaded woodpeckers and instead a reliance on ecosystem
management. Thus, some baseline habitat management, which would
indirectly provide some nesting and foraging habitat, would be expected
under the low management scenario. However, because most of the past
populations for which we had sufficient data have been actively managed
more aggressively than this scenario, we were unable to accurately
model this type of minimal baseline habitat management. Therefore,
future simulated population growth in the low management scenario is
probably overestimated. Management covariate parameters for the medium
management scenario assume the average of the past parameters employed
to conserve red-cockaded woodpeckers over the past 20 years will
continue into the future. For the high management scenario, management
treatments for simulated populations reflect the parameter values in
the 90th percentile of all past population treatments, as if
populations were more intensely and extensively managed. The high
management scenario thus represents projections of what might
potentially be achieved should the species be systematically managed
more intensively across its range than it has been in the past. The
manager's expectation scenario was based on what the experts, described
above, thought was the most likely annual future number of recruitment
clusters, artificial cavities, prescribed fire treatments, and other
management parameters at 5-year intervals for a 25-year period.
We chose to project 25 years into the future because the
combination of species' response to natural factors and management and
the ability of managers to accurately predict future management
treatments becomes highly uncertain at longer intervals. This is the
timeframe in which the 95 percent confidence intervals around the
future scenario modeling have reasonable bounds of uncertainty. This
timeframe, given the species' life history, is also sufficient to
identify any effects of stressors or conservation measures on the red-
cockaded woodpecker's viability at both population and species levels.
Finally, 25 years represents four to five generations of red-cockaded
woodpecker, which would be sufficient time for population-level impacts
from stressors and management to be detected. Additionally, the red-
cockaded woodpecker is a conservation-reliant species that depends on
open, mature southern pine forests that are developed and maintained by
fire. These forest conditions do not currently occur without management
due to the history of fire-exclusion, incompatible forest management,
and other land uses. Planning and successfully implementing management
and treatments for each active cluster and population requires
extensive resources that are difficult for managers to accurately
predict for longer than 25 years. In addition to a population's
response to management, there is natural variation in nest success,
number of fledglings, survival of young-of-year and adults, and
cooperative breeding dynamics with replacement of adult breeders by
other birds dispersing from other territories. In turn, this affects
annual variation in population size (active clusters) and patterns of
population growth or decline. Simulations of future population
conditions under different management scenarios included effects of
some management treatments, though not all, as model parameters.
However, effects of these management treatment parameters did not
account for all sources of annual variation affecting population size
that still occurred in the model and simulations. Because of the
variation in future simulated population size at 25 years (USFWS 2022,
appendix 2), future estimates of population size after 25 years are
more uncertain.
Table 1 summarizes the model outputs for the four scenarios at the
end of the 25-year simulation period. Data from 106 of the 124 current
populations were available for future simulations. Of those 106
populations, initial
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populations with fewer than 6 active clusters were not simulated unless
they demographically merged with other populations to create new,
larger populations during the 25-year period. In addition, the total
number of simulated future populations at year 25 are not equal among
management scenarios because of the different number of initial
populations that demographically merge to establish new populations. In
other words, a lower number of populations at the end than the start
for each scenario does not mean that all those populations were
extirpated, rather some of the populations increased and merged to
create new, larger populations. Therefore, the initial starting number
of populations, and predicted number of populations at the end of the
simulation period, varied. We also compare the results of current and
future population resiliency classes as percentages in this final rule
rather than absolute numbers because of this variation. Furthermore,
although the initial starting numbers varied for each of the scenarios
for the reasons discussed above, we present the current condition of
the 124 demographic populations as the starting place for each of these
scenarios. The current condition (Past-to-Current in table 1) for these
populations are: 57.3 percent have very low resiliency, 29.8 percent
have low, 8.1 percent have moderate, 2.4 percent have high, and 2.4
percent have very high. For more details on the model, please see the
SSA report (USFWS 2022, pp. 132-138, appendix 1, appendix 2).
Table 1--Resilience Summary Based on Current Condition and Population Simulations Under Four Future Management
Scenarios
----------------------------------------------------------------------------------------------------------------
Population resilience category percentages
Model series/scenario ------------------------------------------------
Very low Low Moderate High Very high
----------------------------------------------------------------------------------------------------------------
Past-to-Current................................................ 57.3 29.8 8.1 2.4 2.4
Future Low..................................................... 61.7 14.8 11.1 6.2 6.2
Future Medium.................................................. 25.0 45.2 15.5 8.3 6.0
Future High.................................................... 22.2 39.5 21.0 11.1 6.2
Future Manager's............................................... 28.6 42.9 14.3 8.3 5.9
----------------------------------------------------------------------------------------------------------------
Low Management Scenario
At the end of the 25-year simulation period, the predicted
resiliency for the resulting 81 simulated demographic populations is:
6.2 percent of populations (5) very high; 6.2 percent (5) high; 11.1
percent (9) moderate; 14.8 percent (12) low; and 61.7 percent (50) very
low. The low management scenario projects a modest increase in the
percentage of current populations of moderate to very high resiliency
from about 13 percent (16) to about 24 percent (19) of the 81 simulated
populations compared to current conditions, but the majority of the
populations that currently have low resiliency decline sufficiently to
transition into the very low resiliency category. The projected outcome
of this scenario clearly demonstrates the dependence of red-cockaded
woodpecker population resiliency on intensive, species-specific
management.
Medium Management Scenario
At the end of the 25-year simulation period, the predicted
resiliency for the resulting 84 simulated demographic populations is:
6.0 percent of populations (5) very high; 8.3 percent (7) high; 15.5
percent (13) moderate; 45.2 percent (38) low; and 25.0 percent (21)
very low. The medium management scenario projected a more substantial
increase in the percentage of populations of moderate to very high
resiliency from about 13 percent (16) to about 30 percent (25) of the
populations. At the other end, the percentage of low and very low
resiliency populations decreased.
High Management Scenario
At the end of the 25-year simulation period, the predicted
resiliency for the resulting 81 demographic populations are as follows:
6.2 percent of populations (5) very high; 11.1 percent (9) high; 21.0
percent (17) moderate; 39.5 percent (32) low; and 22.2 percent (18)
very low. The high management scenario projected an even more
substantial increase in the percentage of populations of moderate to
very high resiliency, increasing to about 38 percent (31) of the
populations. However, the land base available for conservation has a
substantial effect on the growth of these populations under this
scenario. For example, none of the populations with low or very low
resiliency in this scenario has the carrying capacity on their
respective managed properties to transition to a higher resiliency
category, regardless of the intensive management reflected in this
scenario. Thus, there are 50 red-cockaded woodpecker populations that,
in the absence of acquisition of additional habitat for population
expansion, will always remain small regardless of the management
efforts.
Manager's Expectation Scenario
At the end of the 25-year simulation period, the predicted
resiliency for the resulting 84 demographic populations is: 5.9 percent
of the populations (5) very high; 8.3 percent (7) high; 14.3 percent
(12) moderate; 42.9 percent (36) low; and 28.6 percent (24) very low.
The results are very similar to the medium management scenario.
Future Representation and Redundancy of the Species
Under all management scenarios, five populations in four ecosystems
are predicted to have very high resiliency (East Gulf Coastal Plain
(2), Sandhills (1), Mid-Atlantic Coastal Plain (1), and South Atlantic
Coastal Plain (1)). Under the Manager's Expectation and medium
management scenarios, seven populations in five ecosystems are
considered to have high resiliency (East Gulf Coastal Plain (2), South
Atlantic Coastal Plain (1), Sandhills (2), Upper West Gulf Coastal
Plain (1), and West Gulf Coastal Plain (1)). Also, compared to current
conditions, the greater number of future high and very high resiliency
populations are more widely distributed among ecoregions and include
the western geographic range; however, over the whole range of the
woodpecker, the occurrence of high and very high resiliency populations
is most concentrated in the East Gulf Coastal Plain and Sandhills
ecoregions.
Only two ecoregions (Cumberland Ridge and Valley and Gulf Coast
Prairie and Marshes) have no simulated populations of moderate to very
high resiliency in the manager's expectation, medium management, and
high management scenarios, compared to six ecoregions (Florida
Peninsula, Ouachita Mountains, Cumberland Ridge and
[[Page 85325]]
Valley, Piedmont, Gulf Coast Prairie and Marshes, and Mississippi River
Alluvial Plain) that currently do not have moderate to very high
resiliency populations. The one current population in the Mississippi
River Alluvial Plain ecoregion was not simulated in the future. In the
low management scenario, four ecoregions (Cumberland Ridge and Valley,
Gulf Coast Prairie and Marshes, Ouachita Mountains, and Piedmont) that
currently only have low or very low resiliency populations are not
projected to gain any moderate to very high resiliency populations at
25 years.
Summary of Future Condition
The total number of simulated populations at 25 years varied
slightly among the management scenarios because of a different number
of initial populations that demographically merged during simulations
to establish new and larger populations. Results of the manager's
expectation and medium management scenarios were most similar, while
the low management and high management scenarios represented more
extreme future resiliency conditions. These simulations, particularly
for the low management and high management scenarios, illustrate the
extent to which the red-cockaded woodpecker is a conservation-reliant
species that responds positively to management, and how successful
management can sustain small populations with low or very low
resiliency.
In all scenarios, most populations at year 25 were still in the
very low, low, and moderate resiliency categories. However, the
majority of populations were projected to be stable or increasing in
all but the low management scenario, highlighting how successful
management can sustain even small populations. The low management
scenario illustrates that without adequate species-level management, in
contrast to ecosystem management alone, very little increase in the
number of moderate to very high resiliency populations can be expected
and small populations of low or very low resiliency are unlikely to
persist. The high management scenario represents the limit of what can
be accomplished given the current land base and carrying capacity to
support populations. However, management at current levels, as
represented by the medium management scenario, further increases the
number of moderate to very high resiliency populations and projects
that small populations can be preserved. In addition, at current (or
greater) levels of future management, redundancy and representation are
expected to improve significantly in response to increasing
populations.
See the SSA report (USFWS 2022, entire) for a more detailed
discussion of our evaluation of the biological status of the red-
cockaded woodpecker and the influences that may affect its continued
existence. Our conclusions in the SSA report, which form the basis for
the determination below, are based upon the best available scientific
and commercial data.
Determination of Red-Cockaded Woodpecker Status
Section 4 of the Act (16 U.S.C. 1533) and its implementing
regulations (50 CFR part 424) set forth the procedures for determining
whether a species meets the definition of an endangered species or a
threatened species. The Act defines an endangered species as a species
``in danger of extinction throughout all or a significant portion of
its range,'' and a threatened species as a species ``likely to become
an endangered species within the foreseeable future throughout all or a
significant portion of its range.'' The Act requires that we determine
whether a species meets the definition of an endangered species or a
threatened species because of any of the following factors: (A) The
present or threatened destruction, modification, or curtailment of its
habitat or range; (B) Overutilization for commercial, recreational,
scientific, or educational purposes; (C) Disease or predation; (D) The
inadequacy of existing regulatory mechanisms; or (E) Other natural or
manmade factors affecting its continued existence.
Status Throughout All of Its Range
Red-cockaded woodpeckers were once considered a common bird across
the southeastern United States. At the time of listing in 1970, the
species was severely threatened by lack of adequate habitat due to
historical logging, incompatible forest management, and conversion of
forests to urban and agricultural uses. Fire-maintained old growth pine
savannas, on which the species depends, were extremely rare. What
little habitat remained was mostly degraded due to fire suppression and
silvicultural practices that hindered the development of older, larger
trees needed by the species for cavity development and foraging. Even
after listing, the species continued to decline. However, new
restoration techniques, such as artificial cavities, along with changes
in silvicultural practices and wider use of prescribed fire to recreate
open pine parkland structure, has led to stabilization of the species'
viability and resulted in an increase in the number and distribution of
populations. The majority of populations for which we were able to
determine trends are stable or increasing ([lambda] = 1.0 or greater),
and only 13 percent are declining. Specifically, of the 86 very low and
low resiliency populations where growth rate could be measured, 73
populations demonstrated stable and positive growth rates, with several
populations showing very high growth rates. This is indicative of the
positive effects of red-cockaded woodpecker conservation management
programs on these locations and the ability of such management to
offset inherently low or very low population resilience. Additionally,
there are currently at least 124 populations across 13 ecoregions.
As discussed under Future Conditions above, in the SSA report,
future population conditions under different management scenarios were
simulated and modeled to 25 years into the future, and we determined
that we can rely on the timeframe presented in the scenarios and
predict how future stressors and management will affect the red-
cockaded woodpecker.
When we modeled future scenarios, the majority of populations were
projected to be stable or increasing in all but the low management
scenario, highlighting how successful management can sustain even small
populations. Future management at current and recent past levels, as
represented by the medium management scenario, further increases the
number of moderate to very high resiliency populations and projects
that small populations can be preserved. In addition, at current (or
greater) levels of management, redundancy and representation are
expected to significantly improve because most populations are expected
to increase in size across the ecoregions.
The red-cockaded woodpecker continues to face a variety of
stressors due to inadequate habitat across its range, but these are now
mostly legacy stressors resulting from historical forest conversion and
fire suppression practices rather than current habitat loss. These
legacy stressors include insufficient numbers of cavities and suitable,
abundant old pines for natural cavity excavation; habitat fragmentation
and its effects on genetic variation, dispersal, and connectivity to
support demographic populations; lack of suitable foraging habitat for
population growth and expansion; and small populations. The species
also continues to face stress from natural events, especially
hurricanes, the frequency and
[[Page 85326]]
intensity of which may continue to increase in the future.
Active conservation management over many decades has allowed the
species' populations to expand, even in the face of this historically
limited habitat and natural disturbances. However, red-cockaded
woodpeckers rely on, and will continue to rely almost completely on,
active management by property managers and biologists to install
artificial cavities and manage clusters, restore additional habitat and
strategically place recruitment clusters to improve connectivity,
control the hardwood midstory through prescribed fire and silvicultural
treatments, and translocate individuals to augment small populations
and minimize loss of genetic variation. In addition, emergency response
after severe storms and other natural disasters will continue to be
necessary to prevent cluster abandonment and minimize wildfire fuel
loading. However, both the emergency response and routine management
are well-understood and are currently being implemented across the
range of the woodpecker, and much of the red-cockaded woodpecker's
currently occupied habitat is now protected under various management
plans. As a conservation-reliant species, securing management
commitments for the foreseeable future would ensure that red-cockaded
woodpecker populations grow or are maintained. This conclusion is
reinforced by the future scenario simulations, which indicate that
management efforts equal to or greater than current levels will further
increase the number of moderate to very high resiliency populations and
preserve small populations.
After evaluating the threats to the species and assessing the
cumulative effect of the threats under the section 4(a)(1) factors, we
find that, while the legacy stressors identified above continue to
negatively affect the red-cockaded woodpecker, new restoration
techniques and changes in silvicultural practices have led to
stabilization of the red-cockaded woodpecker's viability and even
resulted in a substantial increase in the number and distribution of
populations such that the species is not currently in danger of
extinction. Sixty-five percent of all current red-cockaded woodpecker
clusters are within moderate, high, or very highly resilient
populations, and populations are spread across multiple ecoregions,
providing for redundancy and representation. However, the species
remains highly dependent on continued conservation management and the
majority of populations contain small numbers of clusters, which could
be especially vulnerable to hurricanes or other natural disturbances in
the foreseeable future without prompt management response.
We expect current conservation management to continue into the
foreseeable future given that many of the landowners and managers
within the range of the species have committed to continuing to
implement their conservation programs and that we have structured our
final 4(d) rule to facilitate the continuation of such management.
However, absent the protections of the Act, we do not have commitments
that all current management will continue and that it will adapt as
necessary to effectively address emerging stressors (e.g., intensifying
hurricanes). The absence of commitments to implement effective
conservation efforts into the future for this conservation reliant
species increases the risk of extinction in the foreseeable future.
Thus, after assessing the best available information, we conclude that
the red-cockaded woodpecker is not in danger of extinction but is
likely to become in danger of extinction within the foreseeable future
throughout all of its range.
Status Throughout a Significant Portion of Its Range
Under the Act and our implementing regulations, a species may
warrant listing if it is in danger of extinction or likely to become so
within the foreseeable future throughout all or a significant portion
of its range. The court in Center for Biological Diversity v. Everson,
435 F. Supp. 3d 69 (D.D.C. 2020) (Everson), vacated the provision of
the Final Policy on Interpretation of the Phrase ``Significant Portion
of Its Range'' in the Endangered Species Act's Definitions of
``Endangered Species'' and ``Threatened Species'' (hereafter ``Final
Policy''; 79 FR 37578; July 1, 2014) that provided that if the Services
determine that a species is threatened throughout all of its range, the
Services will not analyze whether the species is endangered in a
significant portion of its range.
Therefore, we proceed to evaluating whether the species is
endangered in a significant portion of its range--that is, whether
there is any portion of the species' range for which both (1) the
portion is significant; and (2) the species is in danger of extinction
in that portion. Depending on the case, it might be more efficient for
us to address the ``significance'' question or the ``status'' question
first. We can choose to address either question first. Regardless of
which question we address first, if we reach a negative answer with
respect to the first question that we address, we do not need to
evaluate the other question for that portion of the species' range.
Following the court's holding in Everson, we now consider whether
there are any significant portions of the species' range where the
species is in danger of extinction now (i.e., endangered). In
undertaking this analysis for red-cockaded woodpecker, we choose to
address the status question first--we consider information pertaining
to the geographic distribution of both the species and the threats that
the species faces to identify portions of the range where the species
may be endangered.
We evaluated the range of the red-cockaded woodpecker to determine
if the species is in danger of extinction now in any portion of its
range. The range of a species can theoretically be divided into
portions in an infinite number of ways. We focused our analysis on
portions of the species' range that may meet the definition of an
endangered species. For red-cockaded woodpecker, we considered whether
the threats or their effects on the species are greater in any
biologically meaningful portion of the species' range than in other
portions such that the species is in danger of extinction now in that
portion.
The statutory difference between an endangered species and a
threatened species is the timeframe in which the species becomes in
danger of extinction; an endangered species is in danger of extinction
now while a threatened species is not in danger of extinction now but
is likely to become so within the foreseeable future. Thus, we reviewed
the best scientific and commercial data available regarding the time
horizon for the threats that are driving the red-cockaded woodpecker to
warrant listing as a threatened species throughout all of its range.
We then considered whether these threats or their effects are
occurring in any portion of the species' range such that the species is
in danger of extinction now in that portion of its range. We examined
the following threats: natural disasters such as hurricanes and
vulnerability due to small population sizes and fragmentation,
including cumulative effects. Other identified stressors, such as
inadequate habitat, are uniform throughout the red-cockaded
woodpecker's range. Although hurricanes may impact populations across
the red-cockaded woodpecker's range, return intervals are shorter and
impacts are more pronounced in near-coastal populations compared to
inland populations (USFWS 2022, pp. 121-
[[Page 85327]]
124). Furthermore, while small populations occur throughout the
species' range, we found a portion of the range that may have a
different extinction risk due to a concentration of threats from the
combination of both hurricanes and small population sizes in the
Florida Peninsula, West Gulf Coastal Plain, and the southernmost near-
coastal extension of the Upper West Gulf Coastal Plain ecoregions. This
means these populations when combined together may constitute a portion
of the species' range where the species could have a different status.
Despite the vulnerability of these areas to hurricanes, this
stressor is not currently accelerating extinction risk in this portion
of the range due to effective conservation management. Populations can
withstand and persist after hurricanes if biologists and land managers
implement prompt, effective post-storm recovery actions, such as
installing artificial cavities, reducing hazardous fuels, and restoring
forests to suitable habitat. Such actions have been occurring after
storm events for managed populations, such as the quick response after
Hurricane Michael in October 2018. Both this emergency response and
routine management are well-understood and are currently being
implemented across the range of the woodpecker. In addition, much of
the red-cockaded woodpecker's currently occupied habitat is now
protected under various management plans. As such, despite the regular
occurrence of hurricanes within red-cockaded woodpecker habitat,
especially in the coastal areas in the Florida Peninsula, West Gulf
Coastal Plain, and the southernmost near-coastal extension of the Upper
West Gulf Coastal Plain ecoregions, 89 percent of the populations for
which we have trend data demonstrate stable to increasing growth rates
in this portion of the range, illustrating the effectiveness of
currently ongoing active management in preventing broad impacts from
hurricanes and other stressors (USFWS 2022, p. 112). Catastrophic risk
from natural events is being effectively managed (e.g., through prompt
post-storm response) such that the species is not currently in danger
of extinction in this portion of the range.
However, we also noted in the proposed rule and in this final rule
that the frequency of major hurricanes (Bender et al. 2010, entire;
Knutson et al. 2010, entire; Walsh et al. 2014, pp. 41-42) may increase
in the future in response to global climate change, and this increase
could disproportionately affect the smaller, less resilient woodpecker
populations. Immediate management response after natural disasters is
key to preventing cluster abandonment in all populations and is
critical to keeping smaller populations from being extirpated
altogether. As a conservation-reliant species, securing management
commitments for the foreseeable future, including commitments for
effective post-storm response, would ensure that red-cockaded
woodpecker populations grow or are maintained. However, given potential
increased negative impacts from hurricanes in the future and due to the
lack of certainty that effective post-storm response will continue in
the foreseeable future, we find that red-cockaded woodpeckers are
likely to become endangered within the foreseeable future throughout
all of their range. This risk may be particularly high in the
foreseeable future in the Florida Peninsula, West Gulf Coastal Plain,
and the southernmost near-coastal extension of the Upper West Gulf
Coastal Plain ecoregions. However, although some threats to the red-
cockaded woodpecker are concentrated in the Florida Peninsula, West
Gulf Coastal Plain, and the southernmost near-coastal extension of the
Upper West Gulf Coastal Plain ecoregions, the timing of the effects of
the threats and the species' anticipated responses in that portion is
the same as that for the entire range for the foreseeable future. As a
result, the red-cockaded woodpecker is not in danger of extinction now
in this portion of its range.
We also considered whether the portion of the species' range that
contains low or very low resiliency populations could constitute a
portion that provides a basis for determining that the species is in
danger of extinction in a significant portion of its range. However,
based on our analysis, we did not find that this portion of the
species' range, or any combination of areas that lack moderate, high,
or very high resiliency populations, met the definition of an
endangered species. Managers are currently applying active management
to these small populations. As a result of this active management, the
vast majority of these low or very low resiliency populations have
stable or increasing growth rates, evidencing the effectiveness of this
active management in supporting the persistence of these small
populations. Of the 108 demographic populations in low or very low
resiliency classes, 86 have data on growth rates; 86 percent of these
populations have growth rates greater than or equal to one (USFWS 2022,
pp. 108-110). Under this current paradigm, these small populations are
not currently in danger of extinction due to the active management
(e.g., translocation, habitat management, artificial cavity
installation) that supports their stability and growth. However, as we
discuss above, given potential increased negative impacts from other
stressors (e.g., hurricanes) in the foreseeable future and due to the
lack of certainty that all active woodpecker management will continue
at current rates in the foreseeable future, we find that the red-
cockaded woodpecker meets the definition of threatened as the species
is likely to become endangered within the foreseeable future throughout
all of its range. These smaller populations will likely be particularly
sensitive to these potential changes in stressors and management in the
future. Therefore, although within the Florida Peninsula, West Gulf
Coastal Plain, and the southernmost near-coastal extension of the Upper
West Gulf Coastal Plain ecoregions, the red-cockaded woodpecker may be
more vulnerable to future changes in threats and conservation, the best
scientific and commercial data available do not indicate that the
species' responses to the threats are such that the red-cockaded
woodpecker is in danger of extinction now within the Florida Peninsula,
West Gulf Coastal Plain, and the southernmost near-coastal extension of
the Upper West Gulf Coastal Plain ecoregions. Therefore, we determine
that the species is not in danger of extinction now in any portion of
its range, but that the species is likely to become in danger of
extinction within the foreseeable future throughout all of its range.
This does not conflict with the courts' holdings in Desert Survivors v.
U.S. Department of the Interior, 321 F. Supp. 3d 1011, 1070-74 (N.D.
Cal. 2018) and Center for Biological Diversity v. Jewell, 248 F. Supp.
3d 946, 959 (D. Ariz. 2017) because, in reaching this conclusion, we
did not apply the aspects of the Final Policy, including the definition
of ``significant'' that those court decisions held were invalid.
Determination of Status
Our review of the best scientific and commercial data available
indicates that the red-cockaded woodpecker meets the definition of a
threatened species. Therefore, we are downlisting the red-cockaded
woodpecker as a threatened species in accordance with sections 3(20)
and 4(a)(1) of the Act.
Available Conservation Measures
The primary purpose of the Act is the conservation of endangered
and threatened species and the ecosystems
[[Page 85328]]
upon which they depend. The ultimate goal of such conservation efforts
is the recovery of these listed species, so that they no longer need
the protective measures of the Act. With this downlisting of the red-
cockaded woodpecker, conservation measures continue to be provided
including recognition as a listed species, planning and implementation
of recovery actions, requirements for Federal protection, and
prohibitions against certain practices. As discussed above, the 2003
recovery plan provides guidelines for installing artificial cavities,
management of cavity trees and clusters, translocation, silviculture,
prescribed fire under the management guidelines, and guidelines for
managing foraging habitat on private lands under the private land
guidelines. In addition, section 7(a)(1) and 7(a)(2) responsibilities
of Federal agencies remain.
Section 7 of the Act is titled Interagency Cooperation and mandates
all Federal action agencies to use their existing authorities to
further the conservation purposes of the Act and to ensure that their
actions are not likely to jeopardize the continued existence of listed
species or adversely modify critical habitat. Regulations implementing
section 7 are codified at 50 CFR part 402.
Section 7(a)(2) states that each Federal action agency shall, in
consultation with the Secretary, ensure that any action they authorize,
fund, or carry out is not likely to jeopardize the continued existence
of a listed species or result in the destruction or adverse
modification of designated critical habitat. Each Federal agency shall
review its action at the earliest possible time to determine whether it
may affect listed species or critical habitat. If a determination is
made that the action may affect listed species or critical habitat,
formal consultation is required (50 CFR 402.14(a)), unless the Service
concurs in writing that the action is not likely to adversely affect
listed species or critical habitat. At the end of a formal
consultation, the Service issues a biological opinion, containing its
determination of whether the federal action is likely to result in
jeopardy or adverse modification.
Examples of discretionary actions for the red-cockaded woodpecker
that may be subject to consultation procedures under section 7 are land
management or other landscape-altering activities on Federal lands
administered by the DoD, USFS, USFWS, NWR, Federal Highway
Administration, and U.S. Department of Energy as well actions on State,
Tribal, local, or private lands that require a Federal permit (such as
a permit from the U.S. Army Corps of Engineers under section 404 of the
Clean Water Act (33 U.S.C. 1251 et seq.) or a permit from the Service
under section 10 of the Act) or that involve some other Federal action
(such as funding from the Federal Highway Administration, Federal
Aviation Administration, or the Federal Emergency Management Agency).
Federal actions not affecting listed species or critical habitat--and
actions on State, Tribal, local, or private lands that are not
federally funded, authorized, or carried out by a Federal agency--do
not require section 7 consultation. Federal agencies should coordinate
with the local Service Field Office (see FOR FURTHER INFORMATION
CONTACT) with any specific questions on Section 7 consultation and
conference requirements.
Please contact us if you are interested in participating in
recovery efforts for the red-cockaded woodpecker. Additionally, we
invite you to submit any new information on this species whenever it
becomes available and any information you may have for recovery
implementation purposes (see FOR FURTHER INFORMATION CONTACT).
It is the policy of the Services, as published in the Federal
Register on July 1, 1994 (59 FR 34272), to identify to the extent known
at the time a species is listed, specific activities that will not be
considered likely to result in violation of section 9 of the Act. To
the extent possible, activities that will be considered likely to
result in violation will also be identified in as specific a manner as
possible. The intent of this policy is to increase public awareness of
the effect of a listing on proposed and ongoing activities within the
range of the species. Although most of the prohibitions in section 9 of
the Act apply to endangered species, sections 9(a)(1)(G) and 9(a)(2)(C)
of the Act prohibit the violation of any regulation under section 4(d)
pertaining to any threatened species of fish or wildlife, or threatened
species of plant, respectively. Section 4(d) of the Act directs the
Secretary to promulgate protective regulations that are necessary and
advisable for the conservation of threatened species. As a result, we
interpret our policy to mean that, when we list a species as a
threatened species, to the extent possible, we identify activities that
will or will not be considered likely to result in violation of the
protective regulations under section 4(d) for that species.
At this time, we are unable to identify specific activities that
will or will not be considered likely to result in violation of section
9 of the Act beyond what is already clear from the descriptions of
prohibitions and exceptions established by protective regulation under
section 4(d) of the Act.
Questions regarding whether specific activities would constitute
violation of section 9 of the Act should be directed to the Georgia
Ecological Services Field Office (see FOR FURTHER INFORMATION CONTACT).
Protective Regulations Under Section 4(d) of the Act
Background
Section 4(d) of the Act contains two sentences. The first sentence
states that the Secretary shall issue such regulations as she deems
necessary and advisable to provide for the conservation of species
listed as threatened species. Conservation is defined in the Act to
mean the use of all methods and procedures which are necessary to bring
any endangered species or threatened species to the point at which the
measures provided pursuant to the Act are no longer necessary.
Additionally, the second sentence of section 4(d) of the Act states
that the Secretary may by regulation prohibit with respect to any
threatened species any act prohibited under section 9(a)(1), in the
case of fish or wildlife, or section 9(a)(2), in the case of plants.
With these two sentences in section 4(d), Congress delegated broad
authority to the Secretary to determine what protections would be
necessary and advisable to provide for the conservation of threatened
species, and even broader authority to put in place any of the section
9 prohibitions, for a given species.
The courts have recognized the extent of the Secretary's discretion
under this standard to develop rules that are appropriate for the
conservation of a species. For example, courts have upheld, as a valid
exercise of agency authority, rules developed under section 4(d) that
included limited prohibitions against takings (see Alsea Valley
Alliance v. Lautenbacher, 2007 WL 2344927 (D. Or. 2007); Washington
Environmental Council v. National Marine Fisheries Service, 2002 WL
511479 (W.D. Wash. 2002)). Courts have also upheld 4(d) rules that do
not address all of the threats a species faces (see State of Louisiana
v. Verity, 853 F.2d 322 (5th Cir. 1988)). As noted in the legislative
history when the Act was initially enacted, ``once an animal is on the
threatened list, the Secretary has an almost infinite number of options
available to [her] with regard to the permitted activities for those
species. [She] may, for example, permit taking, but not importation of
such species, or
[[Page 85329]]
[she] may choose to forbid both taking and importation but allow the
transportation of such species'' (H.R. Rep. No. 412, 93rd Cong., 1st
Sess. 1973).
The provisions of this species' protective regulations under
section 4(d) of the Act are one of many tools that we will use to
promote the conservation of the red-cockaded woodpecker. Nothing in
4(d) rules change in any way the recovery planning provisions of
section 4(f) of the Act, the consultation requirements under section 7
of the Act, or the ability of the Service to enter into partnerships
for the management and protection of the red-cockaded woodpecker.
As mentioned previously in Available Conservation Measures, Section
7(a)(2) of the Act requires Federal agencies, including the Service, to
ensure that any action they authorize, fund, or carry out is not likely
to jeopardize the continued existence of any endangered species or
threatened species or result in the destruction or adverse modification
of designated critical habitat of such species. These requirements are
the same for a threatened species regardless of what is included in a
4(d) rule.
Section 7 consultation is required for Federal actions that ``may
affect'' a listed species regardless of whether take caused by the
activity is prohibited or excepted by a 4(d) rule (``blanket rule'' or
species-specific 4(d) rule). A 4(d) rule does not change the process
and criteria for informal or formal consultations and does not alter
the analytical process used for biological opinions or concurrence
letters. For example, as with an endangered species, if a Federal
agency determines that an action is ``not likely to adversely affect''
a threatened species, this will require our written concurrence (50 CFR
402.13(c). Similarly, if a Federal agency determines that an action is
``likely to adversely affect'' a threatened species, the action will
require formal consultation and the formulation of a biological opinion
(50 CFR 402.14(a)). Because consultation obligations and processes are
unaffected by 4(d) rules, we may consider developing tools to
streamline future intra-Service and inter-Agency consultations for
actions that result in forms of take that are not prohibited by the
4(d) rule (but that still require consultation). These tools may
include consultation guidance, Information for Planning and
Consultation effects determination keys, template language for
biological opinions, or programmatic consultations.
The red-cockaded woodpecker requires cavity trees, nesting habitat,
and foraging habitat (USFWS 2022, pp. 83-87). Red-cockaded woodpeckers
rely on cavities for nesting and roosting (USFWS 2022, p. 33). Old
pines are required as cavity trees because cavity chambers must be
completely within the heartwood to prevent pine resin in the sapwood
from entering the chamber and because heartwood diameter is a function
of tree age (Jackson and Jackson 1986, pp. 319-320; Clark 1993, pp.
621-626; USFWS 2022, p. 32). In addition, old pines have a higher
incidence of the heartwood decay that greatly facilitates cavity
excavation (USFWS 2022, p. 32). As we explain in the 2003 recovery
plan, given that the species requires these cavities to complete its
life cycle, the number of suitable cavities available can limit
population size (USFWS 2003, p. 20). Thus, the recovery plan states,
``to prevent loss of occupied territories, existing cavity trees should
be protected, so that a sufficient number of suitable ones are
maintained at all times'' (USFWS 2003, p. 20).
Red-cockaded woodpeckers also require open pine woodlands and
savannas with large old pines for nesting and roosting (i.e., nesting
habitat) (USFWS 2022, p. 32). Cavity trees, with rare exception, occur
in open stands with little or no hardwood midstory and few or no
overstory hardwoods (USFWS 2022, p. 32). Suitable foraging habitat
generally consists of mature pines with an open canopy, low densities
of small pines, a sparse hardwood or pine midstory, few or no overstory
hardwoods, and abundant native bunchgrass and forb groundcovers (USFWS
2022, p. 41).
Additionally, the red-cockaded woodpecker is a conservation-reliant
species ``highly dependent on active conservation management with
prescribed fire, beneficial and compatible silvicultural methods to
regulate forest composition and structure, the provision of artificial
cavities where natural cavities are insufficient, translocation to
sustain and increase small vulnerable populations, and effective
monitoring to identify limiting biological and habitat factors for
management'' (USFWS 2022, p. 131). We emphasize this conservation
reliance in the proposed rule (85 FR 63474, October 8, 2020) and
indicate that the future persistence of the species will require these
management actions to continue. As such, in addition to providing
prohibitions necessary to protect individuals, the section 4(d) rule
provides exceptions that will maintain and restore these essential
nesting and foraging resources for the species (i.e., cavity trees,
nesting habitat, and foraging habitat), which will advance the species'
recovery and conservation.
Specifically, the exceptions in the section 4(d) rule encourage
beneficial habitat management on Federal lands, compatible prescribed
burns and use of herbicides on eligible private and other non-Federal
lands, and the provision of artificial cavities throughout the species'
range. These activities provide considerable benefit to the species and
its habitat by maintaining or increasing the quantity and quality of
cavity trees, nesting habitat, and foraging habitat. Additionally, this
section 4(d) rule retains the exception for take that results from
activities authorized by a permit under the Act, which includes permits
we have issued under the SHA program or will issue under the CBA
program. Together, these prohibitions and exceptions will maintain and
restore essential nesting and foraging resources for the species,
improving the availability of suitable habitat, and will promote
continued recovery.
Additionally, one of the primary purposes of the Act is to provide
a means whereby the ecosystems upon which endangered and threatened
species depend may be conserved (16 U.S.C. 1531(b)); crafting a section
4(d) rule for red-cockaded woodpecker that encourages habitat
management that benefits the species will also support conservation of
the native pine-grass ecosystems upon which the species depends.
The provisions of this section 4(d) rule will promote conservation
of the red-cockaded woodpecker by prohibiting take that can directly or
indirectly impact population demographics. They also promote
conservation of the species by providing more flexibility for
incidental take that may result from activities that maintain and
restore requisite habitat features.
Moreover, we acknowledge and commend the accomplishments of our
Federal partners, State agencies, nongovernmental organizations, and
private landowners in providing conservation for the red-cockaded
woodpecker for the past four decades. This intensive management has
facilitated population growth since the time of listing, thereby
allowing us to downlist the species from endangered to threatened.
Private and other non-Federal landowners' SHAs and HCPs, DoD's INRMPs,
USFS LRMPs, and the NWR System's CCPs currently provide specific
measures for the active management and conservation of the species
throughout its range, which have aided in the recovery of the species
and its habitat. Overall, the majority of red-cockaded woodpecker
populations
[[Page 85330]]
are managed under plans that address population enhancement and habitat
management to sustain or increase populations and to meet the 2003
recovery plan objectives for primary core, secondary core, and
essential support populations (USFWS 2003, pp. 156-159). Our section
4(d) rule does not invalidate or replace these successful programs. In
fact, the section 4(d) rule continues to encourage participation in the
CBA program, previously known as the SHA program, and provides
incentives for public land managers and applicable State land
management agencies to continue providing specific management for the
benefit of the species and its habitat.
The provisions of this section 4(d) rule are only one of the many
tools we can use to promote conservation of the red-cockaded
woodpecker. For example, private and other non-Federal landowners may
still pursue regulatory flexibility through existing mechanisms that
currently promote the species' conservation, such as CBAs or HCPs.
These mechanisms will continue to provide considerable assurances for
landowners.
Similarly, this section 4(d) rule does not change an eligible
private or other non-Federal landowner's ability to enroll in
conservation programs such as those available through the NRCS or the
Partners for Fish and Wildlife Program. These Federal programs provide
technical and financial assistance to eligible private and other non-
Federal landowners to support habitat management for the benefit of
wildlife and other natural resources in the open-pine systems of the
southeastern United States, as well as other habitat types throughout
the country. Nationwide, these programs help conserve or restore
hundreds of thousands of acres of wildlife habitat every year. As a
result of the consultations these Federal programs conduct with us,
enrolled private and other non-Federal landowners already receive
allowances for incidental take associated with beneficial conservation
practices, without having to embark on a complex permitting process;
the reclassification of the red-cockaded woodpecker and the section
4(d) rule do not alter these programs. We encourage eligible private
and other non-Federal landowners to continue participating in these
valuable conservation programs.
Finally, this section 4(d) rule does not alter or invalidate the
2003 recovery plan. Recovery plans are not regulatory documents, but
rather they provide a strategy to guide the conservation and recovery
of the red-cockaded woodpecker.
The only portion of this document that has regulatory effect is the
text presented below under Regulation Promulgation (i.e., the text we
add as paragraph (h) of Sec. 17.41 of title 50 of the Code of Federal
Regulations (50 CFR 17.41(h)); the explanatory text above and in
``Provisions of the 4(d) Rule'' below merely clarifies the intent of
these regulations.
Provisions of the 4(d) Rule
Prohibitions
Exercising the Secretary's authority under section 4(d) of the Act,
we have developed a rule that is designed to address the red-cockaded
woodpecker's conservation needs. As discussed previously in Summary of
Biological Status and Threats, we have concluded that the red-cockaded
woodpecker is likely to become in danger of extinction within the
foreseeable future primarily due to lack of suitable roosting, nesting,
and foraging habitat resulting from the legacy effects of historical
logging, incompatible forest management, and conversion of forests to
urban and agricultural uses. Section 4(d) requires the Secretary to
issue such regulations as she deems necessary and advisable to provide
for the conservation of each threatened species and authorizes the
Secretary to include among those protective regulations any of the
prohibitions that section 9(a)(1) of the Act prescribes for endangered
species. We are not required to make a ``necessary and advisable''
determination when we apply or do not apply specific section 9
prohibitions to a threatened species (In re: Polar Bear Endangered
Species Act Listing and 4(d) Rule Litigation, 818 F. Supp. 2d 214, 228
(D.D.C. 2011) (citing Sweet Home Chapter of Cmtys. for a Great Or. v.
Babbitt, 1 F.3d 1, 8 (D.C. Cir. 1993), rev'd on other grounds, 515 U.S.
687 (1995))). Nevertheless, even though we are not required to make
such a determination, we have chosen to be as transparent as possible
and explain below why we find that, if finalized, the protections,
prohibitions, and exceptions in this rule as a whole satisfy the
requirement in section 4(d) of the Act to issue regulations deemed
necessary and advisable to provide for the conservation of the red-
cockaded woodpecker.
The protective regulations for red-cockaded woodpecker incorporate
prohibitions from section 9(a)(1) to address the threats to the
species. The prohibitions of section 9(a)(1) of the Act, and
implementing regulations codified at 50 CFR 17.21, make it illegal for
any person subject to the jurisdiction of the United States to commit,
to attempt to commit, to solicit another to commit or to cause to be
committed any of the following acts with regard to any endangered
wildlife: (1) import into, or export from, the United States; (2) take
(which includes harass, harm, pursue, hunt, shoot, wound, kill, trap,
capture, or collect) within the United States, within the territorial
sea of the United States, or on the high seas; (3) possess, sell,
deliver, carry, transport, or ship, by any means whatsoever, any such
wildlife that has been taken illegally; (4) deliver, receive, carry,
transport, or ship in interstate or foreign commerce, by any means
whatsoever and in the course of commercial activity; or (5) sell or
offer for sale in interstate or foreign commerce. This protective
regulation includes all of these prohibitions because the red-cockaded
woodpecker is at risk of extinction in the foreseeable future and
putting these prohibitions in place will help to prevent negative
effects from other ongoing or future threats.
In particular, this 4(d) rule will provide for the conservation of
the red-cockaded woodpecker by prohibiting the following activities,
unless they fall within specific exceptions or are otherwise authorized
or permitted: importing or exporting red-cockaded woodpeckers; take of
red-cockaded woodpeckers; possession and other acts with unlawfully
taken specimens; delivering, receiving, transporting, or shipping red-
cockaded woodpeckers in interstate or foreign commerce in the course of
commercial activity; and selling red-cockaded woodpeckers or offering
red-cockaded woodpeckers for sale in interstate or foreign commerce.
Under the Act, ``take'' means to harass, harm, pursue, hunt, shoot,
wound, kill, trap, capture, or collect, or to attempt to engage in any
such conduct. Some of these provisions have been further defined in
regulations at 50 CFR 17.3. Take can result knowingly or otherwise, by
direct and indirect impacts, intentionally or incidentally. Regulating
take will help decrease synergistic, negative effects from other
ongoing or future threats. Therefore, we are prohibiting take of the
red-cockaded woodpecker, except for take resulting from those actions
and activities specifically excepted by the 4(d) rule.
As discussed in the SSA report for the species, effective
monitoring, research, and translocation are important elements of the
active management that promotes red-cockaded woodpecker conservation
and recovery. However, in this section 4(d) rule, we prohibit all forms
of take, which include capturing, handling, and similar activities.
Such
[[Page 85331]]
activities include, but are not limited to, translocation, banding,
collecting tissue samples, and research involving capturing and
handling red-cockaded woodpeckers. While these activities are essential
to conservation and recovery of the species, there are proper
techniques to capturing and handling birds that require training and
experience. Improper capture, banding, or handling can cause injury or
even result in death of red-cockaded woodpeckers. Therefore, to ensure
that these activities continue to be conducted correctly by properly
trained personnel, the section 4(d) rule continues to prohibit take
associated with translocation, banding, research, and other activities
that involve capture or handling of red-cockaded woodpeckers; however,
take that results from these activities could still be allowed under a
section 10(a)(1)(A) permit.
Exceptions
Exceptions to the prohibition on take include all of the general
exceptions to the prohibition against take of endangered wildlife as
set forth in 50 CFR 17.21 and additional exceptions, as described
below.
Despite these prohibitions regarding threatened species, we may
under certain circumstances issue permits to carry out one or more
otherwise-prohibited activities, including those described above. The
regulations that govern permits for threatened wildlife state that the
Director may issue a permit authorizing any activity otherwise
prohibited with regard to threatened species. These include permits
issued for the following purposes: for scientific purposes, to enhance
propagation or survival, for economic hardship, for zoological
exhibition, for educational purposes, for incidental taking, or for
special purposes consistent with the purposes of the Act (50 CFR
17.32). The statute also contains certain exemptions from the
prohibitions, which are found in sections 9 and 10 of the Act.
Furthermore, we encourage landowners to continue to enroll in the
CBA program, previously known as the SHA program. Exactly like the
regulatory regime that applies while the species is listed as
endangered, any new permits issued under the authority of the CBA
program will provide landowners with additional management flexibility
and exemption from some of the take prohibitions in this rule. As
discussed in greater detail above, CBAs are partnerships between
landowners and us or between the State and us involving voluntary
agreements under which the landowners receive formal regulatory
assurances from us regarding their management responsibilities in
return for contributions to benefit the listed species. This section
4(d) rule does not alter this valuable program, or the permits
associated with it.
In addition, to further the conservation of the species, any
employee or agent of the Service, any other Federal land management
agency, the National Marine Fisheries Service, a State conservation
agency, or a federally recognized Tribe, who is designated by their
agency or Tribe for such purposes, may, when acting in the course of
their official duties, take threatened wildlife without a permit if
such action is necessary to: (i) Aid a sick, injured, or orphaned
specimen; or (ii) dispose of a dead specimen; or (iii) salvage a dead
specimen that may be useful for scientific study; or (iv) remove
specimens that constitute a demonstrable but nonimmediate threat to
human safety, provided that the taking is done in a humane manner; the
taking may involve killing or injuring only if it has not been
reasonably possible to eliminate such threat by live-capturing and
releasing the specimen unharmed, in an appropriate area.
Next, we incorporate the exception to take prohibitions for
threatened species found in 50 CFR 17.31(b), which authorizes employees
or agents of the Service or State conservation agencies operating under
a cooperative agreement with us in accordance with section 6(c) of the
Act to take red-cockaded woodpeckers in order to carry out conservation
programs for the species. We recognize the special and unique
relationship that we have with our State natural resource agency
partners in contributing to conservation of listed species. State
agencies often possess scientific data and valuable expertise on the
status and distribution of endangered, threatened, and candidate
species of wildlife and plants. State agencies, because of their
authorities and their close working relationships with local
governments and landowners, are in a unique position to assist us in
implementing all aspects of the Act. States solely own and manage lands
occupied by at least 31 demographic populations and oversee State-wide
SHAs, now known as CBAs, that have enrolled 459 non-Federal landowners
covering approximately 2.5 million acres (85 FR 63474, October 8,
2020).
In this regard, section 6 of the Act provides that we must
cooperate to the maximum extent practicable with the States in carrying
out programs authorized by the Act. Therefore, any qualified employee
or agent of a State conservation agency that is a party to a
cooperative agreement with us in accordance with section 6(c) of the
Act, who is designated by his or her agency for such purposes, will be
able to conduct activities designed to conserve red-cockaded woodpecker
that may result in otherwise prohibited take without additional
authorization.
This exception is very similar to an exception that currently
applies while the woodpecker is listed as endangered (the exception
under 50 CFR 17.21(c)(5)). While the exception in 50 CFR 17.31(b) is
similar to the exception that currently applies while the species is
listed as endangered (50 CFR 17.21(c)(5)), it does not provide the same
limitations on take associated with carrying out conservation programs
in States' cooperative agreements. State agencies may also enroll in
the Conservation Benefit program, previously known as the Safe Harbor
program, to receive permits that allow for certain types of take, if
they are not otherwise covered by a cooperative agreement or otherwise
prohibited.
The 4(d) rule will also provide for the conservation of the species
by allowing exceptions that incentivize conservation actions or that,
while they may have some minimal level of take of the red-cockaded
woodpecker, are not expected to rise to the level that would have a
negative impact (i.e., would have only de minimis impacts) on the
species' conservation. These exceptions will promote the maintenance
and restoration of the habitat resources (cavity trees, nesting
habitat, and foraging habitat) crucial to red-cockaded woodpecker
recovery and conservation and not be subject to penalties and
enforcement in accordance with section 11 of the Act.
As discussed above, active management targeted at maintaining and
restoring red-cockaded woodpecker populations and habitat is essential
to the continued recovery of the species. The analyses in the SSA
report illustrate that it could take ``many decades . . . to attain a
desired future ecosystem condition in which red-cockaded woodpeckers
are no longer dependent on artificial cavities and related special
treatments. Without adequate species-level management, in contrast to
ecosystem management alone, very little increase in the number of
moderately to very highly resilient populations can be expected, and
small populations of low or very low resilience are unlikely to
persist'' (USFWS 2022, p. 14). The species-specific exceptions in this
section 4(d) rule aim to facilitate
[[Page 85332]]
management that will protect and enhance red-cockaded woodpecker
populations.
For several reasons, conservation of red-cockaded woodpeckers as a
species depends primarily on the conservation of populations on Federal
properties (e.g., National Forests, NWRs, DoD installations). First,
the vast majority of red-cockaded woodpeckers in existence today are on
Federal lands (USFWS 2022, pp. 108-110; see table 7 in USFWS 2003, p.
137). Second, Federal properties contain most of the land that can
reasonably be viewed as potential habitat for red-cockaded woodpeckers
(USFWS 1985, p. 133). Third, existing Federal statutes, especially the
Act, require that Federal agencies conserve listed species and maintain
biodiversity within their lands. Section 2(c)(1) of the Act declares
that it is the policy of Congress that all Federal departments and
agencies shall seek to conserve endangered species and threatened
species (16 U.S.C. 1531(c)(1)); the Act defines conservation as the use
of all methods and procedures necessary to bring an endangered species
or threatened species to the point at which the measures provided
pursuant to the Act are no longer necessary (16 U.S.C. 1532(3)).
Private and other non-Federal landowners, in contrast, can contribute
substantially to conservation, but such contributions above complying
with the statutory prohibitions (e.g., direct harm) are voluntary. For
those private and other non-Federal landowners that wish to increase
the size of their population, we strongly encourage them to aim to
achieve the recovery standard in the 2003 recovery plan or join the
Conservation Benefit program, previously known as the Safe Harbor
program (USFWS 2003, pp. 188-189).
Therefore, the species-specific exceptions in this section 4(d)
rule address eligible private and other non-Federal lands differently
from Federal lands for three reasons. First, these entities have
differing recovery responsibilities. Second, because of section 7
consultation obligations, we will potentially be involved with Federal
agencies' habitat management activities and any conservation activities
that are authorized, funded, or carried out through Federal
conservation programs on eligible private and other non-Federal lands.
Third, there are other flexible programs that permit take that are
already available to some State conservation agencies and other
eligible private and non-Federal landowners (e.g., permits issued from
existing SHAs, future CBAs, and HCPs and assistance provided by various
conservation programs, such as those administered by NRCS and the
Partners for Fish and Wildlife Program).
First, we include an exception to the take prohibitions to allow
incidental take on DoD installations that occurs as a result of
implementing red-cockaded woodpecker habitat management and military
training activities detailed in Service-approved INRMPs. In this rule,
we define habitat management activities as activities intended to
maintain or improve the quality and/or quantity of red-cockaded
woodpecker habitat, including, but not limited to, prescribed burning;
using herbicides and equipment to reduce midstory encroachment, thin
overstocked pine stands, promote an open canopy pine system, and
promote herbaceous groundcover; converting loblolly, slash, or other
planted pines to more fire-tolerant native pines such as longleaf pine;
planting and seeding native, site-appropriate pines and groundcover
species; and regenerating areas of older pine forest, or any
overrepresented age class, to increase and maintain sustainable current
and future habitat.
Within the range of the species, most DoD Army, Air Force, and
Marine Corps installations have red-cockaded woodpecker management
plans and guidelines incorporated into their Service-approved INRMPs to
minimize the adverse effects of the military training activities
outlined in the INRMPs and to achieve red-cockaded woodpecker recovery
objectives. These plans and guidelines all contain an ESMC for red-
cockaded woodpecker conservation, which includes population size
objectives, management actions to achieve conservation goals,
monitoring and reporting, and specific training activities that are
allowed or restricted within clusters and near cavity trees. Under the
Sikes Act (16 U.S.C. 670 et seq.), we are required to review and
approve INRMPs, when they are revised, at least every 5 years, and
participate in annual reviews. In addition to this review and approval
under the Sikes Act, we conduct section 7 consultation under the Act on
INRMPs and ESMCs to ensure DoD installations' activities are not likely
to jeopardize the continued existence of any listed species, including
red-cockaded woodpeckers. Even with this exception in the section 4(d)
rule, DoD installations will still need to comply with the Sikes Act
requirement to obtain our approval of INRMPs and will still need to
fulfill their section 7 obligations under the Act, including
consulting, tracking and reporting amounts of incidental take that
occur as a result of activities outlined in the INRMP (see
``Implications for Implementation,'' below, for more detail on section
7 processes under section 4(d) rules).
In addition to excepting incidental take that results from red-
cockaded woodpecker habitat management activities in INRMPs, this
section 4(d) rule will except incidental take associated with routine
military training activities that are included in a Service-approved
INRMP. The military training activities that DoD installations include
in their INRMPs have been specifically designed to minimize incidental
take of listed species, including red-cockaded woodpeckers. The DoD
uses long-established guidelines (e.g., Management Guidelines for the
Red-Cockaded Woodpecker on Army Installations (U.S. Army 1996, entire))
to inform minimization measures that reduce incidental take associated
with military training. Moreover, the DoD conducts section 7
consultation with us on the content of their INRMPs to ensure these
military training activities will not jeopardize the species. Any
incidental take resulting from new proposed training or construction
activities that are not incorporated into a Service-approved INRMP are
not excepted under this rule but could be exempted through an
incidental take statement associated with a biological opinion
resulting from a separate section 7 consultation under the Act. In
other words, if a military installation's activities do not fall within
the exceptions in this section 4(d) rule (i.e., they are not
incorporated in a Service-approved INRMP) or are not otherwise covered
in an existing section 7 biological opinion, incidental take that
results from those activities could still be exempted from the
prohibitions in this section 4(d) rule via a new biological opinion's
incidental take statement as long as the activities will not jeopardize
the continued existence of the species.
To further ensure the DoD continues to monitor their red-cockaded
woodpecker populations and habitats, the provisions in the section 4(d)
rule will require each installation to share an annual property report
regarding their red-cockaded woodpecker populations. This annual
property report could include the property's recovery goal; the number
of active, inactive, and recruitment clusters; information on habitat
quality; and the number of artificial cavities the property installed.
All military installations with red-cockaded woodpecker populations
currently provide such a report to us, and we expect this to continue
while the species is listed as threatened. This monitoring could inform
adaptive
[[Page 85333]]
management during annual INRMP reviews.
As a result of existing conservation programs under Service-
approved INRMPs, red-cockaded woodpecker populations have increased on
all DoD installations. Of note, Fort Liberty, Fort Stewart, Eglin Air
Force Base, Fort Moore, and Camp Blanding all have achieved or
surpassed their 2003 recovery plan population size objectives and are
expected to continue to manage towards larger populations (USFWS 2003,
pp. xiii-xx, 212-213). Active and beneficial red-cockaded woodpecker
management to increase population sizes on DoD installations has been
an essential component of sustaining the species, and such management
can balance the effects of military training.
Given the close, formal involvement we have in reviewing and
approving INRMPs under the Sikes Act, the species-specific beneficial
management practices that DoD installations must incorporate into the
ESMCs of these plans, the monitoring that the DoD installations must
conduct, and the section 7 consultation that will still occur for these
plans to ensure conservation activities do not jeopardize the species,
we find that the management resulting from INRMPs will continue to
advance the conservation of the species, even if incidental take
occurs. Therefore, this section 4(d) rule excepts incidental take
resulting from red-cockaded woodpecker habitat management and military
training activities on DoD installations carried out in accordance with
a Service-approved INRMP.
Second, we include an exception to take prohibitions to allow
incidental take that results from habitat management activities
intended to restore or maintain red-cockaded woodpecker habitat on
Federal land management agency properties; as noted earlier, we define
``habitat management activities'' for the purposes of the section 4(d)
rule (see Regulation Promulgation, below). We provide this exception
separately from the aforementioned exception for DoD properties to
account for the fact that the Sikes Act requires a different level of
our involvement in the development of INRMPs and provides different
standards for content in INRMPs than other Federal natural resource
management planning processes.
In order to benefit from this exception, Federal land management
agencies must detail these planned habitat management activities in a
Federal habitat management plan that includes a red-cockaded woodpecker
management component, which addresses factors including, but not
limited to, the red-cockaded woodpecker population size objective and
the habitat management necessary to sustain, restore, or increase
foraging habitat, nesting habitat, and cavity trees to attain
population size objective. Suitable management plans may be stand-alone
documents or may be step-down plans with red-cockaded woodpecker-
specific management components that implement more general plans (e.g.,
the habitat management plans that implement the NWR System's CCPs and
red-cockaded woodpecker-specific amendments to LRMPs). In addition to
describing these habitat management activities in a Federal habitat
management plan, Federal land management agencies must also incorporate
appropriate conservation measures to minimize or avoid adverse effects
of these habitat management activities on red-cockaded woodpecker
foraging habitat, on clusters, and on the species' roosting and nesting
behavior to the maximum extent practicable; Federal agencies may
identify these avoidance and minimization measures in these habitat
management plans or in other documentation associated with the section
7 consultation process. The inclusion of ``clusters'' in this provision
ensures Federal land managers are adequately protecting nesting habitat
and cavity trees, in addition to foraging habitat, while executing
their planned beneficial habitat management activities. We expect the
red-cockaded woodpecker components of these Federal management plans to
allow for adaptive management and frequent reevaluation of appropriate
conservation activities and minimization measures.
Moreover, to further ensure Federal land management agencies
continue to monitor their red-cockaded woodpecker populations and
habitats, the provisions in the section 4(d) rule require each Federal
property to share an annual property report with us regarding their
red-cockaded woodpecker populations. This annual property report could
include the property's recovery goal; the number of active, inactive,
and recruitment clusters; information on habitat quality; and the
number of artificial cavities the property installed. All Federal
properties with red-cockaded woodpecker populations currently provide
such a report to us, and we expect this practice to continue while the
species is listed as threatened. The reporting Federal agencies provide
as part of section 7 consultations will also qualify as this annual
property report.
As a result of this provision in the section 4(d) rule, we will,
under certain conditions, except incidental take associated with
habitat management activities on Federal lands that have short-term
adverse effects to red-cockaded woodpeckers but that are intended to
provide for improved habitat quality and quantity in the long term,
with coinciding increases in numbers of red-cockaded woodpeckers, if
these activities are detailed in a management plan that can adequately
address site-specific considerations. Current and future red-cockaded
woodpecker habitat conditions that require such restoration can vary
significantly among sites and properties, to the extent that it would
be ineffective to prescribe a universal condition by which this
exception will apply. Therefore, in this section 4(d) rule, we state
that incidental take associated with these activities will be excepted
as long as the activities are intended to restore and maintain red-
cockaded woodpecker habitat and are detailed in a Federal agency
habitat management plan. These management plans can strategically and
accurately assess the site-specific conditions. According to the
section 4(d) rule, Federal agencies must also incorporate appropriate
conservation measures to minimize the adverse effects of these
activities on red-cockaded woodpecker foraging habitat, on clusters,
and on the species' roosting and nesting behavior. Because Federal
agencies will still need to complete section 7 consultation, as
appropriate, on these habitat management plans or projects, we will
have the opportunity to review these restoration projects and provide
input on how to minimize impacts to the species.
Again, we encourage comprehensive, proactive management that
results in red-cockaded woodpecker population growth and stability
since, according to the 2003 recovery plan, ``development and
maintenance of viable recovery populations is dependent on restoration
and maintenance of appropriate habitat'' (USFWS 2003, p. 32). Continued
conservation activities and beneficial land management are necessary to
address the threats of habitat degradation and fragmentation, and it is
the intent of this rule to encourage these activities.
Most Federal properties within the range of the red-cockaded
woodpecker already have management plans that detail habitat management
activities specifically intended to restore or maintain red-cockaded
woodpecker habitat; this exception will not require these agencies to
rewrite these management plans or to reinitiate
[[Page 85334]]
section 7 consultation on these plans or on relevant projects.
Moreover, because this section 4(d) rule does not remove or alter the
obligation of Federal agencies to complete section 7 consultation on
their management plans, we will have the opportunity to review any
major changes to these site-specific plans to ensure the Federal
agency's habitat management activities are not likely to jeopardize the
continued existence of any listed species, including the red-cockaded
woodpecker. As part of this section 7 process, we will produce an
incidental take statement for the estimated amount of take reasonably
likely to occur as a result of the management plan's activities, even
though that take is excepted under the section 4(d) rule. Additionally,
Federal agencies will still track all incidental take, even if it is
excepted under this provision. If they exceed the amount of take in
this incidental take statement as a result of carrying out the
activities in their management plan, they will need to reinitiate
consultation (see ``Implications for Implementation,'' below, for more
detail on section 7 processes under section 4(d) rules).
This provision does not except take resulting from habitat
management or other activities that provide no benefit to red-cockaded
woodpecker recovery, even if these activities are also described in the
Federal management plan; however, incidental take from such activities
could still be exempted through an incidental take statement associated
with a biological opinion resulting from section 7 consultation under
the Act. In other words, if a Federal land management agency's
activities cannot comply with the exceptions in this section 4(d) rule,
incidental take that results from those activities could still be
exempted from the prohibitions in this section 4(d) rule via a project-
specific section 7 consultation as long as the activities will not
jeopardize the continued existence of the species. Finally, because the
prohibitions in this section 4(d) rule match those that currently apply
under an endangered status, if Federal agencies are currently
conducting management activities without resulting in take of red-
cockaded woodpeckers, this rule will not affect their ability to
continue conducting those activities, independent of this exception.
In short, if incidental take of red-cockaded woodpeckers occurs as
a result of Federal land management agencies carrying out habitat
management activities, as defined in the rule, this take is not
prohibited as long as: (1) the habitat management activities were
implemented specifically to restore or maintain red-cockaded woodpecker
habitat; (2) the Federal land management agency details these habitat
management activities in a habitat management plan; (3) the Federal
land management agency incorporates appropriate conservation measures
to minimize or avoid adverse effects of these habitat management
activities on red-cockaded woodpecker foraging habitat, on clusters,
and on the species' roosting and nesting behavior to the maximum extent
practicable; and (4) the Federal land management agency provides annual
reporting to us.
Third, we include an exception to encourage private and other non-
Federal landowners who are not enrolled in the existing SHA or future
CBA program to carry out specific compatible forest management
activities (namely, prescribed burns and application of herbicides),
given the importance of these forest management tools for red-cockaded
woodpecker recovery (USFWS 2022, p. 131). This provision does not
change the measures in any existing SHAs or HCPs. While Federal lands
bear additional responsibility when it comes to achieving the recovery
goals for red-cockaded woodpeckers, private and other non-Federal lands
still play an important role in the conservation of the species. They
provide for connectivity between populations, which boosts resiliency,
and support additional red-cockaded woodpecker clusters to enhance
redundancy and representation of the species. This section 4(d) rule
will continue to encourage voluntary red-cockaded woodpecker
conservation on private and other non-Federal lands through the CBA
program.
The exception further supports compatible forest management on
private and other non-Federal lands, while continuing to maintain
existing populations and is especially relevant for landowners that do
not currently participate in the SHA, now known as the CBA, program.
This provision provides an exception to take prohibitions for
incidental take caused by application of prescribed burns or herbicides
on private and other non-Federal lands to create or maintain habitat
(i.e., open pine ecosystems) or sustain and grow red-cockaded
woodpecker populations, provided that the landowner, or their
representative: (1) follows applicable BMPs for prescribed burns and
applicable Federal and State laws; (2) applies herbicides in a manner
consistent with applicable BMPs and applicable Federal and State laws;
and (3) applies prescribed burns and herbicides in a manner that
minimizes or avoids adverse effects to known active clusters and red-
cockaded woodpecker roosting and nesting behavior to the maximum extent
practicable.
The first condition on this provision requires landowners to follow
applicable BMPs for prescribed burns. States and counties within the
range of red-cockaded woodpecker provide guidance documents with these
BMPs to ensure practitioners safely apply prescribed burns in a way
that minimizes impacts to communities, riparian ecosystems, forest
roads, and vegetation (e.g., North Carolina Forestry BMP Manual;
Recommended Forestry BMPs for Louisiana).
The second condition on this provision requires landowners to
follow applicable Federal and State laws in addition to the BMPs when
applying herbicide. Some management plans specify additional criteria
for the use of herbicides in habitat management that would benefit red-
cockaded woodpeckers or their habitat.
The third condition on this provision calls for private and other
non-Federal landowners to incorporate reasonable preventative measures,
to the maximum extent practicable, to reduce any direct adverse effects
of these activities where red-cockaded woodpeckers are already known to
roost or nest, increasing the net benefit that prescribed burns and
herbicide application can provide to red-cockaded woodpecker habitat
and clusters. However, it does not require these private and other non-
Federal landowners to survey for new clusters prior to carrying out a
burn or using herbicides, nor does it require them to follow particular
preventative measures we prescribe, although the methods we outline for
cavity tree protection in our 2003 recovery plan can provide a helpful
resource to landowners when identifying practical ways to minimize
adverse effects (USFWS 2003, pp. 201-205). Thus, this measure asks that
landowners responsibly apply prescribed burns and herbicides, without
being unreasonably prohibitive on landowners' compatible or beneficial
activities.
This provision also is relevant only in situations where take might
occur as a result of a prescribed burn or the application of
herbicides. For example, if a landowner does not currently have any
red-cockaded woodpecker cavity trees, clusters, or foraging woodpeckers
on their land, then it is not possible for these activities to result
in incidental take. Thus, this landowner can proceed with prescribed
burns or the use of herbicides without the possibility of violating the
take prohibitions in the section 4(d) rule because such activities
[[Page 85335]]
do not result in take. It is only when a prescribed burn or the use of
herbicides could result in incidental take of red-cockaded woodpeckers
that private and other non-Federal landowners may wish to take
advantage of this exception by following BMPs and conducting activities
in a manner that minimizes or avoids adverse effects to known active
clusters and red-cockaded woodpecker roosting and nesting behavior to
the maximum extent practicable. Under this section 4(d) rule, if a
private or other non-Federal landowner follows these BMPs and
incorporates reasonable preventative measures while conducting
prescribed burns and applying herbicides, while incidental take is
unlikely, if it were to occur, the landowner would not be liable for
such take. This provision only provides an exception to the take
prohibitions for incidental take associated with prescribed burns or
the use of herbicides when the use of these management practices are
associated with maintaining any known red-cockaded woodpecker
populations on their land; in other words, if a private or other non-
Federal landowner wishes to pursue a prescribed burn that could impair
red-cockaded woodpecker population dynamics in the long term, this
exception does not cover any incidental take that results from that
burn, even if the landowner follows relevant BMPs.
Finally, if landowners are already enrolled in the Safe Harbor
program, this exception does not provide any additional flexibility;
the permits associated with SHAs authorize take associated with
prescribed burns, herbicide use, and other activities as long as
landowners follow the stipulations in their SHA and do not decrease the
number of red-cockaded woodpecker clusters below their baseline.
Our intent for this provision is to provide a simple means by which
to encourage private and other non-Federal landowners to pursue certain
types of voluntary forest management activities (i.e., prescribed burns
and herbicide application) in a way that reduces impacts to the species
but also removes any potential barriers to the implementation of this
beneficial forest management, such as fear of prosecution for take.
Collaboration with partners in the forestry industry and their
voluntary conservation and restoration of red-cockaded woodpecker
habitat has helped advance red-cockaded woodpecker recovery to the
point of downlisting; this provision continues to encourage this
compatible or beneficial management. We also continue to encourage
eligible private and other non-Federal landowners to participate in
existing conservation programs that promote forest management
benefiting red-cockaded woodpeckers and provides take allowances for
participating landowners through other means (e.g., permits issued from
existing SHAs, future CBAs, and HCPs; assistance provided by various
conservation programs, such as those administered by NRCS and the
Partners for Fish and Wildlife Program; and the associated section 7
consultations these Federal programs conduct with us that provide
allowances for incidental take associated with beneficial conservation
practices).
Finally, the section 4(d) rule provides an exception to take
prohibitions for incidental take that occurs as a result of the
installation of artificial cavities as long as individuals conducting
the installation have completed training, have achieved a certain level
of proficiency as detailed below, and are following appropriate
guidelines. As described above, maintaining an adequate number of
suitable cavities in each woodpecker cluster is fundamental to the
conservation of the species. Loss of natural cavity trees was a major
factor in the species' decline, and availability of natural cavity
trees currently limits many populations. Until a sufficient number of
large, old pines becomes widely available, installation and maintenance
of artificial cavities is an essential management tool to sustain
populations and bring about population increases, and we continue to
encourage the installation of artificial cavities. However, we also
acknowledge that there are proper techniques to install cavity inserts
or drill cavities, and these techniques require training and
experience. Improperly installed artificial cavities can cause injury
or even result in death of red-cockaded woodpeckers attempting to roost
or nest in them. Currently, because the species is listed as
endangered, individuals must seek a section 10(a)(1)(A) permit to
install artificial cavity inserts or drilled cavities.
However, we recognize that many of our partners have training and
extensive experience in installing artificial cavities. Moreover, given
the essential nature of artificial cavity installation for the
continued conservation of the species, we want to remove any potential
hurdles to the efficient and effective provisioning and maintenance of
artificial cavities. Therefore, we provide an exception to take
prohibitions in this rule for the installation, maintenance, and
replacement of artificial cavity inserts and drilled cavities on public
and private lands. However, this exception applies only if the
individual conducting the installation has either held a valid Service
permit for that purpose and has continued to install, maintain, and
replace cavities since the expiration of their permit or has completed
a period of apprenticeship under the direction of a person that has
been involved in cavity installation for at least 3 years (the
trainer).
In order to complete their training, under the direct supervision
of the trainer, the apprentice must install at least 10 drilled
cavities, if they plan to install drilled cavities, or 10 inserts, if
they plan to install inserts, and learn the proper maintenance and
inspection procedures for cavities. After the apprentice has completed
their training, the trainer must provide a letter to the apprentice and
to our regional red-cockaded woodpecker recovery coordinator; the
letter will outline the training the apprentice received and will serve
as a record of the apprentice's training. Please note that a provision
pertaining to restrictor plates, which was included in the proposed
rule at proposed Sec. 17.41(h)(2)(iii) (February 3, 2022, 87 FR 6118),
has been removed from this final rule as the result of advancements,
such as the use of PVC (polyvinyl chloride) inserts, in preserving
cavity integrity.
Additionally, the individual conducting the installation must
follow appropriate guidelines for the installation and use of
artificial cavity inserts and drilled cavities, including: (1)
Monitoring the cavity resource; (2) installing and maintaining the
recommended number of suitable cavities in each cluster; (3) using the
appropriate type of artificial cavity insert and method of artificial
cavity installation; (4) installing artificial cavities as close to
existing cavity trees as possible, preferably within 71 meters (200
feet) when adding to an existing cluster; (5) selecting a tree that is
of appropriate age or diameter when installing a cavity insert; (6)
selecting the appropriate location for artificial cavity installation
on the tree; and (7) protecting red-cockaded woodpeckers from sap
leakage by ensuring that no artificial cavity has resin leaking into
the chamber or entrance tunnel.
The 2003 recovery plan can provide some additional detail on how an
installer can ensure they successfully follow these guidelines (USFWS
2003, pp. 175-178). If an installer does not comply with the
qualification requirements (i.e., they have not held a valid Service
permit or they have not completed the necessary training) or
[[Page 85336]]
with the installation guidelines in the section 4(d) rule and
incidental take occurs as a result of artificial cavity installation,
the installer will still be liable for this take. However, if an
installer is qualified and follows the installation guidelines, while
incidental take is highly unlikely, if it were to occur, the installer
will not be liable for such take under this rule. We included this
exception in our section 4(d) rule as a result of public comments on
the October 8, 2020, proposal that supported its incorporation.
Implications for Implementation
Section 7(a)(2) of the Act requires Federal agencies, including the
Service, to ensure that any action they fund, authorize, or carry out
is not likely to jeopardize the continued existence of any endangered
species or threatened species or result in the destruction or adverse
modification of designated critical habitat of such species. In
addition, section 7(a)(4) of the Act requires Federal agencies to
confer with the Service on any agency action which is likely to
jeopardize the continued existence of any species proposed to be listed
under the Act or result in the destruction or adverse modification of
proposed critical habitat.
The trigger for consultation is whether a Federal action may affect
a listed species or its critical habitat, not whether the action will
result in prohibited take; species-specific section 4(d) rules,
regardless of the take they prohibit or allow, cannot change this
requirement to consult. Consultation is still required to satisfy the
requirements of section 7(a)(2) of the Act to ensure that the activity
will not jeopardize the species or result in adverse modification of
critical habitat.
Thus, if a Federal agency determines that their action is not
likely to adversely affect a listed species or its critical habitat,
they must still receive our written concurrence, even if this activity
is excepted under a section 4(d) rule. If a Federal agency determines
that their action is likely to adversely affect a listed species or its
critical habitat, even if it results only in take that is excepted
under a section 4(d) rule, they must still pursue formal consultation
with us and we must formulate a biological opinion that includes an
incidental take statement. Even if a section 4(d) rule includes
specific exceptions to take prohibitions, we must still describe or
enumerate the amount or extent of this incidental take that is
reasonably certain to occur (i.e., in an incidental take statement),
and the Federal action agency must monitor and report any such take
that occurs. If an action agency's activities exceed the amount of
incidental take enumerated in the incidental take statement, those
activities will trigger reinitiation of the consultation, even if this
excessive take is still excepted under the section 4(d) rule (see
Center for Biological Diversity v. Salazar, 695 F.3d 893 (2012)). This
system allows the agency to keep track of any take to stay abreast of
the status of the species. The Federal action agency may also trigger
reinitiation of consultation if they do not implement the action as
described in the biological opinion or as directed in the section 4(d)
rule.
Even though section 4(d) rules do not remove or alter Federal
agencies' section 7 consultation obligations, we will consider methods
by which we might be able to streamline section 7 consultation on
activities that may result in take that is excepted under this section
4(d) rule. This information and determination can be used to inform and
serve as part of the basis of our analysis of whether an action is
likely to jeopardize the continued existence of the species, making
consultation more straightforward and predictable. For example, because
of the nature of activities that will be consistent with this section
4(d) rule, and as the section 4(d) rule includes an explanation for why
such activities provide for the conservation of the species, we could
draft an analysis of the effects of these habitat management activities
on the species for inclusion in all section 7 analyses that consider
effects on the red-cockaded woodpecker. This analysis could be
incorporated into any Service biological opinion (or action agency
biological assessment), thereby creating efficiencies in the
development of these documents and providing consistency for
consultation on activities that are covered by the section 4(d) rule.
Finally, if Federal agencies have already completed section 7
consultation on particular projects, activities, or management plans
and the biological opinion remains valid, they do not need to
reinitiate consultation when the section 4(d) rule takes effect, if
their Federal action (e.g., management plan) has not changed. However,
given the provisions in this section 4(d) rule, Federal agencies may
find that reinitiating consultation, although not required, could grant
additional flexibilities for their ongoing actions and activities.
Required Determinations
National Environmental Policy Act (42 U.S.C. 4321 et seq.)
Regulations adopted pursuant to section 4(a) of the Act are exempt
from the National Environmental Policy Act (NEPA; 42 U.S.C. 4321 et
seq.) and do not require an environmental analysis under NEPA. We
published a notice outlining our reasons for this determination in the
Federal Register on October 25, 1983 (48 FR 49244). This includes
listing, delisting, and reclassification rules, as well as critical
habitat designations and species-specific protective regulations
promulgated concurrently with a decision to list or reclassify a
species as threatened. The courts have upheld this position (e.g.,
Douglas County v. Babbitt, 48 F.3d 1495 (9th Cir. 1995) (critical
habitat); Center for Biological Diversity v. U.S. Fish and Wildlife
Service., 2005 WL 2000928 (N.D. Cal. Aug. 19, 2005) (concurrent 4(d)
rule)).
Government-to-Government Relationship With Tribes
In accordance with the President's memorandum of April 29, 1994
(Government-to-Government Relations with Native American Tribal
Governments; 59 FR 22951, May 4, 1994), Executive Order 13175
(Consultation and Coordination with Indian Tribal Governments), the
President's memorandum of November 30, 2022 (Uniform Standards for
Tribal Consultation; 87 FR 74479, December 5, 2022), and the Department
of the Interior's manual at 512 DM 2, we readily acknowledge our
responsibility to communicate meaningfully with federally-recognized
Tribes and Alaska Native Corporations on a government-to-government
basis. In accordance with Secretary's Order 3206 of June 5, 1997
(American Indian Tribal Rights, Federal-Tribal Trust Responsibilities,
and the Endangered Species Act), we readily acknowledge our
responsibilities to work directly with Tribes in developing programs
for healthy ecosystems, to acknowledge that Tribal lands are not
subject to the same controls as Federal public lands, to remain
sensitive to Indian culture, and to make information available to
Tribes. We did not receive any comments from Tribes on the proposed
rulemaking, nor have we received any requests for government-to-
government consultation. As such, we have fulfilled our relevant
responsibilities.
References Cited
A complete list of references cited in this rulemaking is available
on the
[[Page 85337]]
internet at https://www.regulations.gov and upon request from the
Georgia Ecological Services Field Office (see FOR FURTHER INFORMATION
CONTACT).
Authors
The primary authors of this final rule are the staff members of the
Fish and Wildlife Service's Species Assessment Team and the Georgia,
Louisiana, and South Carolina Ecological Services Field Offices.
List of Subjects in 50 CFR Part 17
Endangered and threatened species, Exports, Imports, Plants,
Reporting and recordkeeping requirements, Transportation, Wildlife.
Regulation Promulgation
Accordingly, we amend part 17, subchapter B of chapter I, title 50
of the Code of Federal Regulations, as set forth below:
PART 17--ENDANGERED AND THREATENED WILDLIFE AND PLANTS
0
1. The authority citation for part 17 continues to read as follows:
Authority: 16 U.S.C. 1361-1407; 1531-1544; and 4201-4245, unless
otherwise noted.
0
2. Amend Sec. 17.11, in paragraph (h), in the List of Endangered and
Threatened Wildlife by revising the entry for ``Woodpecker, red-
cockaded'' under BIRDS to read as set forth below:
Sec. 17.11 Endangered and threatened wildlife.
* * * * *
(h) * * *
----------------------------------------------------------------------------------------------------------------
Listing citations and
Common name Scientific name Where listed Status applicable rules
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Birds
* * * * * * *
Woodpecker, red-cockaded........ Dryobates borealis Wherever found.... T 35 FR 16047, 10/13/
1970; 89 FR [INSERT
FIRST PAGE OF THE
FEDERAL REGISTER
DOCUMENT], 10/25/2024;
50 CFR 17.41(h).\4d\
* * * * * * *
----------------------------------------------------------------------------------------------------------------
0
3. Amend Sec. 17.41 by adding paragraph (h) to read as follows:
Sec. 17.41 Species-specific rules--birds.
* * * * *
(h) Red-cockaded woodpecker (Dryobates borealis). (1) Definitions.
For the purposes of this paragraph (h), we define the following terms:
(i) Habitat management activities are activities intended to
maintain or improve the quality and/or quantity of red-cockaded
woodpecker habitat, including, but not limited to, prescribed burning;
using herbicides and equipment to reduce midstory encroachment, thin
overstocked pine stands, promote an open canopy pine system, and
promote herbaceous groundcover; converting planted pines to more fire-
tolerant, site-appropriate native pines found within the associated
native pine, fire-dependent ecosystem; planting and seeding native,
site-appropriate pines and groundcover species; and regenerating areas
of older pine forest to increase and maintain sustainable current and
future habitat for red-cockaded woodpeckers.
(ii) Cavity tree means any tree containing one or more active or
inactive natural or artificial cavities.
(A) An active cavity is a completed natural or artificial cavity or
cavity start exhibiting fresh pine resin associated with red-cockaded
woodpeckers' cavity maintenance, cavity construction, or resin well
excavation.
(B) An inactive cavity is a cavity that is not presently being used
by red-cockaded woodpeckers.
(C) A cavity start is a void formed in the bole of the tree during
the initial stages of cavity excavation and can be active or inactive.
(iii) Cluster means the aggregation of cavity trees within an area
previously or currently used and defended by a single red-cockaded
woodpecker group. A cluster may be active or inactive. A cluster
encompasses the minimum convex polygon containing all of a group's
cavity trees and the 61-meter (200-foot) buffer surrounding that
polygon. The minimum cluster area size is 4.05 hectares (10 acres), as
some clusters may contain only one cavity tree.
(A) An active cluster is defined as a cluster in which one or more
of the cavity trees exhibit fresh resin as a result of red-cockaded
woodpecker activity or in which one or more red-cockaded woodpeckers
are observed.
(B) An inactive cluster is defined as a cluster that is not
currently supporting any red-cockaded woodpeckers and shows no evidence
of red-cockaded woodpecker activity.
(C) A group is a red-cockaded woodpecker social unit, consisting of
a breeding pair with one or more helpers, a breeding pair without
helpers, or a solitary male.
(iv) Foraging habitat is habitat that generally consists of mature
pines with an open canopy, low densities of small pines, a sparse
hardwood and/or pine midstory, few or no overstory hardwoods, and
abundant native bunchgrass and forb groundcovers.
(2) Prohibitions. The following prohibitions in this paragraph
(h)(2) that apply to endangered wildlife also apply to the red-cockaded
woodpecker. Except as provided under paragraphs (h)(3) and (4) of this
section and Sec. Sec. 17.4 and 17.5, it is unlawful for any person
subject to the jurisdiction of the United States to commit, to attempt
to commit, to solicit another to commit, or cause to be committed, any
of the following acts in regard to this species:
(i) Import or export, as set forth at Sec. 17.21(b) for endangered
wildlife.
(ii) Take, as set forth at Sec. 17.21(c)(1) for endangered
wildlife.
(iii) Possession and other acts with unlawfully taken specimens, as
set forth at Sec. 17.21(d)(1) for endangered wildlife.
(iv) Interstate or foreign commerce in the course of commercial
activity, as set forth at Sec. 17.21(e) for endangered wildlife.
(v) Sale or offer for sale, as set forth at Sec. 17.21(f) for
endangered wildlife.
(3) General exceptions from prohibitions. In regard to this
species, you may:
(i) Conduct activities as authorized by a permit issued under Sec.
17.32.
(ii) Take, as set forth at Sec. 17.21(c)(2) through (4) for
endangered wildlife, and Sec. 17.21(c)(6) and (7) for endangered
migratory birds.
(iii) Take, as set forth at Sec. 17.31(b).
[[Page 85338]]
(iv) Possess and engage in other acts with unlawfully taken red-
cockaded woodpeckers, as set forth at Sec. 17.21(d)(2) for endangered
wildlife and Sec. 17.21(d)(3) and (4) for endangered migratory birds.
(4) Exceptions from prohibitions for specific types of incidental
take. The following activities that cause take that is incidental to an
otherwise lawful activity are not in violation of the prohibitions:
(i) Department of Defense (DoD) installations. Red-cockaded
woodpecker habitat management and military training activities on DoD
installations carried out in accordance with a Service-approved
integrated natural resources management plan, provided that the DoD
installation reports annually to the Service regarding their red-
cockaded woodpecker populations.
(ii) Federal land management agency properties. Habitat management
activities intended to restore or maintain red-cockaded woodpecker
habitat on Federal land management agency properties, provided that:
(A) The Federal land management agency details these habitat
management activities in a Federal habitat management plan;
(B) The Federal habitat management activities incorporate
appropriate conservation measures to minimize or avoid adverse effects
of these habitat management activities on, but not limited to, red-
cockaded woodpecker foraging habitat, on clusters, and on the species'
roosting and nesting behavior to the maximum extent practicable; and
(C) The Federal land management agency reports annually to the
Service regarding their red-cockaded woodpecker populations.
(iii) Privately and other non-federally owned properties.
Application of prescribed burns or herbicides on private and other non-
Federal lands to create or maintain habitat (i.e., open pine
ecosystems) or sustain and grow red-cockaded woodpecker populations,
provided that the landowner or their representative:
(A) Follows applicable best management practices for prescribed
burns and applicable Federal and State laws;
(B) Applies herbicides in a manner consistent with applicable best
management practices and applicable Federal and State laws; and
(C) Applies prescribed burns and herbicides in a manner that
minimizes or avoids adverse effects to known active clusters and red-
cockaded woodpecker roosting and nesting behavior to the maximum extent
practicable.
(iv) Artificial cavities. Installation, maintenance, and
replacement of artificial cavity inserts and drilled cavities on public
and private lands, provided that:
(A) The individual conducting the installation, maintenance, or
replacement has either:
(1) Held a valid Service permit for that purpose, which expired
after November 25, 2024, and has continued to install, maintain, and
replace cavities since the expiration of their permit; or
(2) Completed the following training procedures for the type of
artificial cavity they plan to install, maintain, or replace:
(i) The individual (``apprentice'') has completed a period of
apprenticeship to learn proper installation, maintenance, and
replacement procedures for artificial cavities under the direction of a
person (``trainer'') who has been installing, maintaining, and
replacing cavities for at least the past 3 years;
(ii) The apprentice has installed at least 10 drilled cavities or
10 inserts under direct supervision and to the satisfaction of the
trainer; and
(iii) The apprentice has learned the proper maintenance and
inspection procedures for cavities.
(B) If the individual conducting the installation is an apprentice,
the apprentice's trainer provides a letter to the apprentice and to the
Service red-cockaded woodpecker recovery coordinator that outlines the
training the apprentice received, which will serve as a record of the
apprentice's training.
(C) The individual conducting the installation follows appropriate
guidelines for the installation and use of artificial cavity inserts
and drilled cavities, including, but not limited to:
(1) Monitoring the cavity resource;
(2) Installing and maintaining the recommended number of suitable
cavities in each cluster;
(3) Using the appropriate type of artificial cavity insert and
method of artificial cavity installation;
(4) Installing artificial cavities as close to existing cavity
trees as possible, preferably within 71 meters (200 feet), when adding
to an existing cluster;
(5) Selecting a tree that is of appropriate age or diameter, when
installing a cavity insert;
(6) Selecting the appropriate location for artificial cavity
installation on the tree; and
(7) Protecting red-cockaded woodpeckers from sap leakage by
ensuring that no artificial cavity has resin leaking into the chamber
or entrance tunnel.
* * * * *
Martha Williams,
Director, U.S. Fish and Wildlife Service.
[FR Doc. 2024-23786 Filed 10-24-24; 8:45 am]
BILLING CODE 4333-15-P