Export Administration Regulations: Removal of License Requirements for Certain Spacecraft and Related Items for Australia, Canada, and the United Kingdom, 84766-84770 [2024-23932]
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Federal Register / Vol. 89, No. 205 / Wednesday, October 23, 2024 / Rules and Regulations
DEPARTMENT OF COMMERCE
Bureau of Industry and Security
15 CFR Parts 742 and 774
[Docket No. 241004–0263]
RIN 0694–AJ85
Export Administration Regulations:
Removal of License Requirements for
Certain Spacecraft and Related Items
for Australia, Canada, and the United
Kingdom
Bureau of Industry and
Security, Department of Commerce.
ACTION: Final rule.
AGENCY:
In this final rule, the Bureau
of Industry and Security (BIS) amends
the Export Administration Regulations
(EAR) by removing controls for certain
spacecraft and related items for exports
and reexports to Australia, Canada, and
the United Kingdom. These spacecraft
and related items involve remote
sensing or space-based logistics,
assembly, or servicing. Taking into
account the close relations with these
three allied countries, including in
space collaboration, as well as their
inclusion in the National Technology
and Industrial Base (NTIB), this final
rule removes the license requirement for
these countries for these spacecraft and
related items.
DATES: This rule is effective October 23,
2024.
FOR FURTHER INFORMATION CONTACT: For
technical questions, contact Joseph A.
Cristofaro, Director, Sensors, Aerospace
and Marine Division, Office of National
Security Controls, Bureau of Industry
and Security, U.S. Department of
Commerce, at (202)–482–2440 or by
email: Joseph.Cristofaro@bis.doc.gov.
For general questions, contact
Regulatory Policy Division, Office of
Exporter Services, Bureau of Industry
and Security, U.S. Department of
Commerce at 202–482–2440 or by email:
RPD2@bis.doc.gov.
SUPPLEMENTARY INFORMATION:
SUMMARY:
I. Background
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A. National Space Council Direction To
Review Space Export Controls
On December 20, 2023, the National
Space Council convened to discuss U.S.
leadership in space. The Department of
State and the Department of Commerce
(Commerce) were subsequently tasked
to ‘‘conduct a review of space export
controls to enable a globally competitive
U.S. space industrial base while
protecting our national security and
foreign policy interests’’ (see The White
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House FACT SHEET: Strengthening U.S.
International Space Partnerships
released on December 20, 2023). The
changes being made in the final rule
will better enable a globally competitive
U.S. space industrial base while
protecting our national security and
foreign policy interests for exports and
reexports to Australia, Canada, and the
United Kingdom.
B. Commerce Response to the National
Space Council Directed Review of Space
Export Controls
This final rule is part of Commerce’s
regulatory response to this direction
from the National Space Council to
review relevant export controls and
processes to better enable a globally
competitive U.S. space industrial base
while protecting our national security
and foreign policy interests. This final
rule makes important changes to EAR
spacecraft and related items controls to
better rationalize the controls and
facilitate collaboration with three close
allies of the United States and
participants in the NTIB (10 U.S.C.
4801(1)), namely Australia, Canada, and
the United Kingdom. Specifically, the
changes in this rule will better enable a
globally competitive U.S. space
industrial base while protecting our
national security and foreign policy
interests by facilitating license-free trade
in certain remote sensing and spacebased logistics, assembly, and servicing
spacecraft and technology with these
close allies.
This final rule removes Australia,
Canada, and the United Kingdom from
the worldwide license requirement for
such items and makes conforming
changes to Export Control Classification
Numbers (ECCNs) 9A515 and 9E515. In
so doing, this final rule builds upon an
interim final rule published on April 19,
2024 (89 FR 28594), which removed
certain license requirements for
Australia and the United Kingdom, and
more closely aligned treatment of those
countries with that of Canada, by
streamlining space commerce with all
three nations. This final rule represents
just one line of effort in Commerce’s
response to the National Space Council
direction to review space export
controls, including this final rule being
published concurrently with a
Commerce interim final rule, ‘‘Export
Administration Regulations: Revisions
to Space-Related Export Controls’’ (RIN
0694–AJ87) and a Commerce proposed
rule ‘‘Export Administration
Regulations: Revisions to Space-Related
Export Controls, Including Addition of
License Exception Commercial Space
Activities (CSA)’’ (RIN 0694–AH66) that
build on advanced notices of proposed
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rulemaking published on March 8, 2019
(84 FR 8485 and 84 FR 8486).
II. Changes to the EAR
A. Removing Australia, Canada, and the
United Kingdom, From a Worldwide
License Requirement for Certain
Spacecraft and Related Items
In 15 CFR 742.6 (Regional stability),
this final rule revises paragraph (a)(9)
(Special RS Column 1 license
requirement applicable to certain
spacecraft and related items), which
prior to this final rule imposed a
worldwide license requirement for
spacecraft and related items classified
under ECCN 9A515.a.1, a.2, a.3, a.4, .g,
and ECCN 9E515.f. These spacecraft and
related items involve remote sensing or
space-based logistics, assembly, or
servicing, and so prior to this final rule
were subject to a worldwide license
requirement, including for exports and
reexports to Australia, Canada, and the
United Kingdom. However, taking into
account the close relations with the U.S.
and these three allied countries,
including in space collaboration as well
as with the U.S. defense industrial base,
as demonstrated by their inclusion in
the NTIB, this final rule removes the
license requirement for such items
when destined to these countries. The
removal of such license requirements
for Australia, Canada, and the United
Kingdom aligns the EAR’s requirements
with interagency licensing practice, as
BIS has not denied a license application
for such items to these three allied
countries in the past five years.
BIS estimates the removal of this
license requirement for Australia,
Canada, and the United Kingdom under
§ 742.6(a)(9) will result in a reduction of
90 license applications being submitted
to BIS annually.
B. Conforming Changes for Removal of
License Requirement for Australia,
Canada, and the United Kingdom
This final rule makes two conforming
changes to other parts of the EAR to
reflect the removal of the license
requirement for Australia, Canada, and
the United Kingdom under § 742.6(a)(9)
for spacecraft and related items
classified under ECCN 9A515.a.1, a.2,
a.3, a.4, .g, and ECCN 9E515.f.
Specifically, in supplement no. 1 to part
774—Commerce Control List, this final
rule revises ECCNs 9A515 and 9E515.
This final rule revises the License
Requirement Note in ECCNs 9A515 and
9E515 to reflect that this final rule
removes Australia, Canada, and the
United Kingdom from the scope of the
worldwide license requirement
described in the License Requirement
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Note included in each of these
respective ECCNs, as described further
in section II.A and B.
The License Requirement Note in
ECCN 9A515 specifies that the
Commerce Country Chart in supplement
no. 1 to part 738 is not used for
determining license requirements for
commodities classified in ECCN
9A515.a.1, a.2, a.3, a.4, and .g. The
License Requirement Note in ECCN
9A515 includes a second sentence that
directs exporters and reexporters to see
§ 742.6(a)(9), which specifies that such
commodities are subject to a worldwide
license requirement. This final rule
revises the second sentence of the
License Requirement Note in ECCN
9A515 to add the phrase ‘‘except to
Australia, Canada, and the United
Kingdom,’’ to specify that exports and
reexports to these countries now
excluded from the scope of this
worldwide license requirement.
The License Requirement Note in
ECCN 9E515 specifies that the
Commerce Country Chart is not used for
determining license requirements for
‘‘technology’’ classified ECCN 9E515.f.
The License Requirement Note in ECCN
9E515 includes a second sentence that
directs exporters and reexporters to see
§ 742.6(a)(9), which specifies that such
‘‘technology’’ is subject to a worldwide
license requirement. This final rule
revises the second sentence of the
License Requirement Note in ECCN
9E515 to add the phrase ‘‘except to
Australia, Canada, and the United
Kingdom,’’ to specify that exports and
reexports to these countries are now
excluded from the scope of this
worldwide license requirement.
Export Control Reform Act of 2018
On August 13, 2018, the President
signed into law the John S. McCain
National Defense Authorization Act for
Fiscal Year 2019, which included the
Export Control Reform Act of 2018
(ECRA) (codified, as amended, at 50
U.S.C. 4801–4852). ECRA provides the
legal basis for BIS’s principal authorities
and serves as the authority under which
BIS issues this rule. In particular, and as
noted elsewhere, Section 1753 of ECRA
(50 U.S.C. 4812) authorizes the
regulation of exports, reexports, and
transfers (in-country) of items subject to
U.S. jurisdiction. Further, Section
1754(a)(1)–(16) of ECRA (50 U.S.C.
4813(a)(1)–(16)) authorizes, inter alia,
the establishment of a list of controlled
items; the prohibition of unauthorized
exports, reexports, and transfers (incountry); the requirement of licenses or
other authorizations for exports,
reexports, and transfers (in-country) of
controlled items; apprising the public of
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changes in policy, regulations, and
procedures; and any other action
necessary to carry out ECRA that is not
otherwise prohibited by law. Pursuant
to Section 1762(a) of ECRA (50 U.S.C.
4821(a)), these changes can be imposed
in a final rule without prior notice and
comment.
Rulemaking Requirements
1. Executive Orders 12866, 13563, and
14094 direct agencies to assess all costs
and benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, and distributive impacts and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits and
of reducing costs, harmonizing rules,
and promoting flexibility. This final rule
has been designated as significant under
Executive Order 12866.
2. Notwithstanding any other
provision of law, no person is required
to respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the Paperwork
Reduction Act of 1995 (PRA) (44 U.S.C.
3501 et seq.), unless that collection of
information displays a currently valid
Office of Management and Budget
(OMB) Control Number. This rule
involves the following OMB-approved
collections of information subject to the
PRA:
• 0694–0088, ‘‘Multi-Purpose
Application,’’ which carries a burden
hour estimate of 29.4 minutes for a
manual or electronic submission;
• 0694–0096 ‘‘Five Year Records
Retention Period,’’ which carries a
burden hour estimate of less than 1
minute;
• 0694–0122, ‘‘Licensing
Responsibilities and Enforcement;’’ and
• 0607–0152 ‘‘Automated Export
System (AES) Program,’’ which carries a
burden hour estimate of 3 minutes per
electronic submission.
This rule changes the respondent
burden for control number 0694–0088
by reducing the estimated number of
submissions by 90, which is expected to
reduce the current approved estimates,
which will result in a reduction of 44
burden hours saved and cost savings to
the public of $1,672 under this
collection. The respondent burden
under controls numbers 0694–0096 and
0607–0152 are not anticipated to change
as a result of this final rule. Current
information regarding all three
collections of information—including
all background materials—can be found
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84767
at: https://www.reginfo.gov/public/do/
PRAMain by using the search function
to enter either the title of the collection
or the OMB Control Number.
3. This rule does not contain policies
with federalism implications as that
term is defined in Executive Order
13132.
4. Pursuant to section 1762 of ECRA
(50 U.S.C. 4821), this action is exempt
from the Administrative Procedure Act
(APA) (5 U.S.C. 553) requirements for
notice of proposed rulemaking,
opportunity for public participation,
and delay in effective date. While
section 1762 of ECRA provides
sufficient authority for such an
exemption, this action is also
independently exempt from these APA
requirements because it involves a
military or foreign affairs function of the
United States (5 U.S.C. 553(a)(1)).
5. Because a notice of proposed
rulemaking and an opportunity for
public comment are not required to be
given for this rule by 5 U.S.C. 553, or
by any other law, the analytical
requirements of the Regulatory
Flexibility Act (5 U.S.C. 601, et seq.) are
not applicable. Accordingly, no
regulatory flexibility analysis is
required, and none has been prepared.
List of Subjects
15 CFR Part 742
Exports, Terrorism.
15 CFR Part 774
Exports, Reporting and recordkeeping
requirements.
For the reasons stated in the
preamble, parts 742 and 774 of the
Export Administration Regulations (15
CFR parts 730 through 774) are
amended as follows:
PART 742—CONTROL POLICY—CCL
BASED CONTROLS
1. The authority citation for part 742
continues to read as follows:
■
Authority: 50 U.S.C. 4801–4852; 50 U.S.C.
4601 et seq.; 50 U.S.C. 1701 et seq.; 22 U.S.C.
3201 et seq.; 42 U.S.C. 2139a; 22 U.S.C. 7201
et seq.; 22 U.S.C. 7210; Sec. 1503, Pub. L.
108–11, 117 Stat. 559; E.O. 12058, 43 FR
20947, 3 CFR, 1978 Comp., p. 179; E.O.
12851, 58 FR 33181, 3 CFR, 1993 Comp., p.
608; E.O. 12938, 59 FR 59099, 3 CFR, 1994
Comp., p. 950; E.O. 13026, 61 FR 58767, 3
CFR, 1996 Comp., p. 228; E.O. 13222, 66 FR
44025, 3 CFR, 2001 Comp., p. 783;
Presidential Determination 2003–23, 68 FR
26459, 3 CFR, 2004 Comp., p. 320; Notice of
November 1, 2023, 88 FR 75475 (November
3, 2023).
2. Section 742.6 is amended by
revising paragraph (a)(9) to read as
follows:
■
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§ 742.6
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Regional stability.
(a) * * *
(9) Special RS Column 1 license
requirement applicable to certain
spacecraft and related items. A license
is required for all destinations, except
for Australia, Canada, and the United
Kingdom, for spacecraft and related
items classified under ECCN 9A515.a.1,
a.2, a.3, a.4, .g, and ECCN 9E515.f.
*
*
*
*
*
PART 774—THE COMMERCE
CONTROL LIST
3. The authority citation for part 774
continues to read as follows:
■
Authority: 50 U.S.C. 4801–4852; 50 U.S.C.
4601 et seq.; 50 U.S.C. 1701 et seq.; 10 U.S.C.
8720; 10 U.S.C. 8730(e); 22 U.S.C. 287c, 22
U.S.C. 3201 et seq.; 22 U.S.C. 6004; 42 U.S.C.
2139a; 15 U.S.C. 1824; 50 U.S.C. 4305; 22
U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O.
13026, 61 FR 58767, 3 CFR, 1996 Comp., p.
228; E.O. 13222, 66 FR 44025, 3 CFR, 2001
Comp., p. 783.
4. Supplement no. 1 to part 774 is
amended by revising ECCNs 9A515 and
9E515, to read as follows:
■
SUPPLEMENT NO. 1 TO PART 774—
THE COMMERCE CONTROL LIST
*
*
*
*
*
9A515 ‘‘Spacecraft’’ and related
commodities, as follows (see List of
Items Controlled). License Requirements
Reason for Control: NS, RS, MT, AT
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Control(s)
NS applies to entire
entry, except .e and .y.
RS applies to entire
entry, except .e and .y.
RS applies to 9A515.e ...
RS applies to 9A515.y,
except to Russia for
use in, with, or for the
International Space
Station (ISS), including
launch to the ISS.
MT applies to microcircuits in 9A515.d and
.e.2 when ‘‘usable in’’
‘‘missiles’’ for protecting ‘‘missiles’’
against nuclear effects
(e.g., Electromagnetic
Pulse (EMP), X-rays,
combined blast and
thermal effects). MT
also applies to
9A515.h when the total
impulse capacity is
equal to or greater
than 8.41 × 105 newton seconds.
AT applies to entire entry
Country chart
(see Supp. No. 1 to part
738)
NS Column 1.
RS Column 1.
RS Column 2.
China, Russia or Venezuela (see
§ 742.6(a)(7)).
MT Column 1.
AT Column 1.
License Requirement Note: The Commerce
Country Chart is not used for determining
license requirements for commodities
classified in ECCN 9A515.a.1, a.2, a.3, a.4,
and .g. See § 742.6(a)(9), which specifies that
such commodities are subject to a worldwide
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license requirement, except to Australia,
Canada, and the United Kingdom.
List Based License Exceptions (See Part 740
for a Description of All License Exceptions)
LVS: $1,500
GBS: N/A
Special Conditions for STA
STA: (1) Paragraph (c)(1) of License
Exception STA (§ 740.20(c)(1) of the EAR)
may not be used for ‘‘spacecraft’’ in ECCNs
9A515.a.1, a.2, a.3, or a.4, ‘‘sub-orbital
craft,’’ or items in 9A515.g, unless
determined by BIS to be eligible for
License Exception STA in accordance with
§ 740.20(g) (License Exception STA
eligibility requests for certain 9x515 and
‘‘600 series’’ items). (2) License Exception
STA may not be used if the ‘‘spacecraft’’
controlled in ECCN 9A515.a.1, a.2, a.3, or
a.4 contains a separable or removable
propulsion system enumerated in USML
Category IV(d)(2) or USML Category
XV(e)(12) and designated MT. (3)
Paragraph (c)(2) of License Exception STA
(§ 740.20(c)(2) of the EAR) may not be used
for any item in ECCN 9A515.
List of Items Controlled
Related Controls: Spacecraft, launch vehicles
and related articles that are enumerated in
the USML, and technical data (including
‘‘software’’) directly related thereto, and all
services (including training) directly
related to the integration of any satellite or
spacecraft to a launch vehicle, including
both planning and onsite support, or
furnishing any assistance (including
training) in the launch failure analysis or
investigation for items in ECCN 9A515.a,
are ‘‘subject to the ITAR.’’ All other
‘‘spacecraft,’’ as enumerated below and
defined in § 772.1, are subject to the
controls of this ECCN. See also ECCNs
3A001, 3A002, 3A991, 3A992, 6A002,
6A004, 6A008, and 6A998 for specific
‘‘space-qualified’’ items, 7A004 and 7A104
for star trackers, and 9A004 for the
International Space Station (ISS), the James
Webb Space Telescope (JWST), and
‘‘specially designed’’ ‘‘parts’’ and
‘‘components’’ therefor. See USML
Category XI(c) for controls on certain
‘‘Monolithic Microwave Integrated Circuit’’
(‘‘MMIC’’) amplifiers. See ECCN 9A610.g
for pressure suits used for high altitude
aircraft.
Related Definitions: ’Microcircuit’ means a
device in which a number of passive or
active elements are considered as
indivisibly associated on or within a
continuous structure to perform the
function of a circuit.
Items: ‘‘Spacecraft’’ and other items
described in ECCN 9A515 remain subject
to the EAR even if exported, reexported, or
transferred (in-country) with defense
articles ‘‘subject to the ITAR’’ integrated
into and included therein as integral parts
of the item. In all other cases, such defense
articles are subject to the ITAR. For
example, a 9A515.a ‘‘spacecraft’’ remains
‘‘subject to the EAR’’ even when it is
exported, reexported, or transferred (incountry) with a ‘‘hosted payload’’
described in USML Category XV(e)(17)
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incorporated therein. In all other cases, a
‘‘hosted payload’’ performing a function
described in USML Category XV(a) always
remains a USML item. The removal of the
defense article subject to the ITAR from the
spacecraft is a retransfer under the ITAR
and would require an ITAR authorization,
regardless of the CCL authorization the
spacecraft is exported under. Additionally,
transfer of technical data regarding the
defense article subject to the ITAR
integrated into the spacecraft would
require an ITAR authorization.
a. ‘‘Spacecraft,’’ including satellites, and
space vehicles and ‘‘sub-orbital craft,’’
whether designated developmental,
experimental, research or scientific, not
enumerated in USML Category XV or
described in ECCN 9A004.u or .w, that:
a.1. Have electro-optical remote sensing
capabilities and having a clear aperture
greater than 0.35 meters, but less than or
equal to 0.50 meters;
a.2. Have remote sensing capabilities
beyond NIR (i.e., SWIR, MWIR, or LWIR);
a.3. Have radar remote sensing capabilities
(e.g., AESA, SAR, or ISAR) having a center
frequency equal to or greater than 1.0 GHz,
but less than 10.0 GHz and having a
bandwidth equal to or greater than 100 MHz,
but less than 300 MHz;
a.4. Provide space-based logistics,
assembly, or servicing of another
‘‘spacecraft’’; or
a.5. Are not described in ECCN 9A515.a.1,
a.2, a.3 or a.4.
Note: ECCN 9A515.a includes commercial
communications satellites, remote sensing
satellites, planetary rovers, planetary and
interplanetary probes, in-space habitats, and
‘‘sub-orbital craft,’’ not identified in ECCN
9A004 or USML Category XV(a).
b. Ground control systems and training
simulators ‘‘specially designed’’ for
telemetry, tracking, and control of the
‘‘spacecraft’’ controlled in paragraphs
9A004.u or 9A515.a.
c. [Reserved]
d. Microelectronic circuits (e.g., integrated
circuits, microcircuits, or MOSFETs) and
discrete electronic components rated,
certified, or otherwise specified or described
as meeting or exceeding all the following
characteristics and that are ‘‘specially
designed’’ for defense articles, ‘‘600 series’’
items, or items controlled by ECCNs 9A004.v
or 9A515:
d.1. A total dose of 5 × 105 Rads (Si) (5 ×
103 Gy (Si));
d.2. A dose rate upset threshold of 5 × 108
Rads (Si)/sec (5 × 106 Gy (Si)/sec);
d.3. A neutron dose of 1 × 1014 n/cm2 (1
MeV equivalent);
d.4. An uncorrected single event upset
sensitivity of 1 × 10¥10 errors/bit/day or less,
for the CRÈME–MC geosynchronous orbit,
Solar Minimum Environment for heavy ion
flux; and
d.5. An uncorrected single event upset
sensitivity of 1 × 10¥10 errors/part or less for
a fluence of 1 × 107 protons/cm2 for proton
energy greater than 50 MeV.
e. Microelectronic circuits (e.g., integrated
circuits, microcircuits, or MOSFETs) and
discrete electronic components that are rated,
certified, or otherwise specified or described
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as meeting or exceeding the characteristics in
either paragraph e.1 or e.2, AND ‘‘specially
designed’’ for defense articles controlled by
USML Category XV or items controlled by
ECCNs 9A004.u or 9A515:
e.1. A total dose ≥1 × 105 Rads (Si) (1 × 103
Gy(Si)) and <5 × 105 Rads (Si) (5 × 103
Gy(Si)); and a single event effect (SEE) (i.e.,
single event latchup (SEL), single event
burnout (SEB), or single event gate rupture
(SEGR)) immunity to a linear energy transfer
(LET) ≥80 MeV-cm2/mg; or
e.2. A total dose ≥5 × 105 Rads (Si) (5 × 103
Gy (Si)) and not described in 9A515.d.
Note 1 to 9A515.d and .e: Application
specific integrated circuits (ASICs),
integrated circuits developed and produced
for a specific application or function,
specifically designed or modified for defense
articles and not in normal commercial use
are controlled by Category XI(c) of the USML
regardless of characteristics.
Note 2 to 9A515.d and .e: See 3A001.a and
.z for controls on radiation-hardened
microelectronic circuits ‘‘subject to the EAR’’
that are not controlled by 9A515.d or .e.
f. Pressure suits (i.e., space suits) capable
of operating at altitudes 55,000 feet above sea
level.
g. Remote sensing components ‘‘specially
designed’’ for ‘‘spacecraft’’ described in
ECCNs 9A515.a.1 through a.4 as follows:
g.1. Space-qualified optics (i.e., lens,
mirror, membrane having active properties
(e.g., adaptive, deformable)) with the largest
lateral clear aperture dimension equal to or
less than 0.35 meters; or with the largest clear
aperture dimension greater than 0.35 meters
but less than or equal to 0.50 meters;
g.2. Optical bench assemblies ‘‘specially
designed’’ for ECCN 9A515.a.1, a.2, a.3, or a.4
‘‘spacecraft;’’ or
g.3. Primary, secondary, or hosted payloads
that perform a function of ECCN 9A515.a.1,
a.2, a.3, or a.4 ‘‘spacecraft.’’
h. Spacecraft thrusters using bi-propellants
or mono-propellants that provide thrust
equal to or less than 150 lbf (i.e., 667.23 N)
vacuum thrust.
i. through w. [RESERVED]
x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’
and ‘‘attachments’’ that are ‘‘specially
designed’’ for defense articles controlled by
USML Category XV or items controlled by
9A515, and that are NOT:
x.1. Enumerated or controlled in the USML
or elsewhere within ECCNs 9A515 or 9A004;
x.2. Microelectronic circuits and discrete
electronic components;
x.3. Described in ECCNs 7A004 or 7A104;
x.4. Described in an ECCN containing
‘‘space-qualified’’ as a control criterion (i.e.,
3A001.b.1, .e.4 or .z, 3A002.g.1, 3A991.o,
3A992.b.3, 6A002.a.1, .b.2, .d.1, 6A004.c and
.d, 6A008.j.1, 6A998.b, or 7A003.d.2);
x.5. Microwave solid state amplifiers and
microwave assemblies (refer to ECCN
3A001.b.4 and .z for controls on these items);
x.6. Travelling wave tube amplifiers (refer
to ECCN 3A001.b.8 and .z for controls on
these items); or
x.7. Elsewhere specified in ECCN 9A515.y.
Note to 9A515.x: ‘‘Parts,’’ ‘‘components,’’
‘‘accessories,’’ and ‘‘attachments’’ specified
in USML subcategory XV(e) or enumerated in
other USML categories are subject to the
controls of that paragraph or category.
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y. Items that would otherwise be within
the scope of ECCN 9A515.x but that have
been identified in an interagency-cleared
commodity classification (CCATS) pursuant
to § 748.3(e) as warranting control in
9A515.y.
y.1. Discrete electronic components not
specified in 9A515.e;
y.2. Space grade or for spacecraft
applications thermistors;
y.3. Space grade or for spacecraft
applications RF microwave bandpass ceramic
filters (Dielectric Resonator Bandpass
Filters);
y.4. Space grade or for spacecraft
applications hall effect sensors;
y.5. Space grade or for spacecraft
applications subminiature (SMA and SMP)
plugs and connectors, TNC plugs and cable
and connector assemblies with SMA plugs
and connectors; and
y.6. Space grade or for spacecraft
applications flight cable assemblies.
*
*
*
*
*
9E515 ‘‘Technology’’ ‘‘required’’ for the
‘‘development,’’ ‘‘production,’’
operation, installation, repair, overhaul,
or refurbishing of ‘‘spacecraft’’ and
related commodities, as follows (see List
of Items Controlled).
License Requirements
Reason for Control: NS, MT, RS, AT
Control(s)
NS applies to entire
entry except 9E515.y.
MT applies to technology
for items in 9A515.d,
.e.2, .h, and 9B515.a
controlled for MT reasons.
RS applies to entire
entry except 9E515.y.
RS applies to 9E515.y,
except to Russia for
use in, with, or for the
International Space
Station (ISS), including
launch to the ISS.
AT applies to entire entry
Country chart
(see Supp. No. 1
to part 738)
NS Column 1.
MT Column 1.
RS Column 1.
China, Russia, or Venezuela (see
§ 742.6(a)(7)).
AT Column 1.
License Requirement Note: The Commerce
Country Chart is not used for determining
license requirements for ‘‘technology’’
classified ECCN 9E515.f. See § 742.6(a)(9),
which specifies that such ‘‘technology’’ is
subject to a worldwide license requirement,
except to Australia, Canada, and the United
Kingdom.
List Based License Exceptions (See Part 740
for a Description of All License Exceptions)
TSR: N/A
Special Conditions for STA
STA: (1) Paragraph (c)(1) of License
Exception STA (§ 740.20(c)(1) of the EAR)
may not be used for ECCN 9E515.b, .d, .e,
or .f unless determined by BIS to be
eligible for License Exception STA in
accordance with § 740.20(g) (License
Exception STA eligibility requests for
certain 9x515 and ‘‘600 series’’ items). (2)
Paragraph (c)(2) of License Exception STA
(§ 740.20(c)(2) of the EAR) may not be used
for any ‘‘technology’’ in ECCN 9E515.
PO 00000
Frm 00005
Fmt 4701
Sfmt 4700
84769
List of Items Controlled
Related Controls: Technical data directly
related to articles enumerated in USML
Category XV are subject to the control of
USML paragraph XV(f). See also ECCNs
3E001, 3E003, 6E001, and 6E002 for
specific ‘‘space-qualified’’ items. See
ECCNs 9E001 and 9E002 for technology for
the International Space Station, the James
Webb Space Telescope (JWST) and ‘‘parts,’’
‘‘components,’’ ‘‘accessories,’’ and
‘‘attachments’’ ‘‘specially designed’’
therefor. See USML category XV(f) for
controls on technical data and defense
services related to launch vehicle
integration.
Related Definitions: N/A
Items:
a. ‘‘Technology’’ ‘‘required’’ for the
‘‘development,’’ ‘‘production,’’ installation,
repair (including on-orbit anomaly resolution
and analysis beyond established procedures),
overhaul, or refurbishing of commodities
controlled by ECCN 9A515 (except
9A515.a.1, a.2, a.3, a.4, .b, .d, .e, or .g), ECCN
9B515, or ‘‘software’’ controlled by ECCN
9D515.a.
b. ‘‘Technology’’ ‘‘required’’ for the
‘‘development,’’ ‘‘production,’’ failure
analysis or anomaly resolution of software
controlled by ECCN 9D515.b.
c. [Reserved]
d. ‘‘Technology’’ ‘‘required’’ for the
‘‘development,’’ ‘‘production,’’ operation,
failure analysis or anomaly resolution of
commodities controlled by ECCN 9A515.d.
e. ‘‘Technology’’ ‘‘required’’ for the
‘‘development,’’ ‘‘production,’’ failure
analysis or anomaly resolution of
commodities controlled by ECCN 9A515.e.
f. ‘‘Technology’’ ‘‘required’’ for the
‘‘development,’’ ‘‘production,’’ installation,
repair (including on-orbit anomaly resolution
and analysis beyond established procedures),
overhaul, or refurbishing of commodities
controlled by ECCN 9A515.a.1, a.2, a.3, a.4,
or .g.
g. through x. [Reserved]
y. Specific ‘‘technology’’ ‘‘required’’ for the
‘‘production,’’ ‘‘development,’’ operation,
installation, maintenance, repair, overhaul,
or refurbishing of commodities or software
enumerated in ECCN 9A515.y or 9D515.y.
Note 1: [Reserved]
Note 2: Activities and technology/technical
data directly related to or required for the
spaceflight (e.g., sub-orbital, orbital, lunar,
interplanetary, or otherwise beyond Earth
orbit) passenger or participant experience,
regardless of whether the passenger or
participant experience is for space tourism,
scientific or commercial research,
commercial manufacturing/production
activities, educational, media, or commercial
transportation purposes, are not subject to
the ITAR or the EAR. Such activities and
technology/technical data include those
directly related to or required for:
(i) ‘‘Spacecraft’’ access, ingress, and egress,
including the operation of all ‘‘spacecraft’’
doors, hatches, and airlocks;
(ii) Physiological training (e.g., humanrated centrifuge training or parabolic flights,
pressure suit or spacesuit training/
operation);
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Federal Register / Vol. 89, No. 205 / Wednesday, October 23, 2024 / Rules and Regulations
(iii) Medical evaluation or assessment of
the spaceflight passenger or participant;
(iv) Training for and operation by the
passenger or participant of health and safety
related hardware (e.g., seating,
environmental control and life support,
hygiene facilities, food preparation, exercise
equipment, fire suppression,
communications equipment, safety-related
clothing or headgear) or emergency
procedures;
(v) Viewing of the interior and exterior of
the spacecraft or terrestrial mock-ups;
(vi) Observing ‘‘spacecraft’’ operations
(e.g., pre-flight checks, landing, in-flight
status);
(vii) Training in ‘‘spacecraft’’ or terrestrial
mock-ups for connecting to or operating
passenger or participant equipment used for
purposes other than operating the
‘‘spacecraft’’; or
(viii) Donning, wearing or utilizing the
passenger’s or participant’s flight suit,
pressure suit or spacesuit, and personal
equipment.
*
*
*
*
*
Thea D. Rozman Kendler,
Assistant Secretary for Export
Administration.
[FR Doc. 2024–23932 Filed 10–17–24; 4:15 pm]
BILLING CODE 3510–33–P
DEPARTMENT OF COMMERCE
Bureau of Industry and Security
15 CFR Parts 734, 740, 744, 746, and
774
[Docket No. 241004–0264]
RIN 0694–AJ87
Export Administration Regulations:
Revisions to Space-Related Export
Controls
Bureau of Industry and
Security, Department of Commerce.
ACTION: Interim final rule.
AGENCY:
In this interim final rule (IFR),
the Bureau of Industry and Security
(BIS) makes changes to controls for
spacecraft and related items under the
Export Administration Regulations
(EAR). This IFR reduces license
requirements on less sensitive items to
reflect the close relations with certain
countries to better facilitate space
collaboration; and makes refinements
and clarifications to existing controls.
These changes will better enable a
globally competitive U.S. space
industrial base while continuing to
protect U.S. national security and
foreign policy interests.
DATES: This rule is effective October 23,
2024. Comments must be received by
BIS no later than November 22, 2024.
khammond on DSKJM1Z7X2PROD with RULES4
SUMMARY:
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19:07 Oct 22, 2024
Jkt 265001
Comments on this rule may
be submitted to the Federal rulemaking
portal at: www.regulations.gov. The
regulations.gov ID for this rule is: BIS–
2024–0031. Please refer to RIN 0694–
AJ87 in all comments.
All filers using the portal should use
the name of the person or entity
submitting the comments as the name of
their files, in accordance with the
instructions below. Anyone submitting
business confidential information
should clearly identify the business
confidential portion at the time of
submission, file a statement justifying
nondisclosure and referring to the
specific legal authority claimed, and
provide a non-confidential version of
the submission.
For comments submitted
electronically containing business
confidential information, the file name
of the business confidential version
should begin with the characters ‘‘BC.’’
Any page containing business
confidential information must be clearly
marked ‘‘BUSINESS CONFIDENTIAL’’
on the top of that page. The
corresponding non-confidential version
of those comments must be clearly
marked ‘‘PUBLIC.’’ The file name of the
non-confidential version should begin
with the character ‘‘P.’’ Any
submissions with file names that do not
begin with either a ‘‘BC’’ or a ‘‘P’’ will
be assumed to be public and will be
made publicly available through https://
www.regulations.gov. Commenters
submitting business confidential
information are encouraged to scan a
hard copy of the non-confidential
version to create an image of the file,
rather than submitting a digital copy
with redactions applied, to avoid
inadvertent redaction errors which
could enable the public to read business
confidential information.
FOR FURTHER INFORMATION CONTACT:
For technical questions, contact
Joseph A. Cristofaro, Director, Sensors,
Aerospace and Marine Division, Office
of National Security Controls, Bureau of
Industry and Security, U.S. Department
of Commerce, at 202–482–2440 or by
email: Joseph.Cristofaro@bis.doc.gov.
For general questions, contact
Regulatory Policy Division, Office of
Exporter Services, Bureau of Industry
and Security, U.S. Department of
Commerce at 202–482–2440 or by email:
RPD2@bis.doc.gov.
SUPPLEMENTARY INFORMATION:
ADDRESSES:
I. Background
A. National Space Council Direction To
Review Space Export Controls
On December 20, 2023, the National
Space Council convened to discuss U.S.
PO 00000
Frm 00006
Fmt 4701
Sfmt 4700
leadership in space. As announced at
the Council discussion, the Departments
of State and Commerce (hereinafter,
State and Commerce, respectively) were
subsequently tasked to ‘‘conduct a
review of space export controls to
enable a globally competitive U.S.
industrial base while protecting our
national security and foreign policy
interests.’’ (see The White House FACT
SHEET: Strengthening U.S.
International Space Partnerships
released on December 20, 2023). In
response to the tasking, and pursuant to
its authorities under the Export Control
Reform Act (ECRA) (codified, as
amended, at 50 U.S.C. 4801–4852), this
IFR is being published concurrently
with a Commerce final rule, ‘‘Export
Administration Regulations: Removal of
License Requirements for Certain
Spacecraft and Related Items for
Australia, Canada, and the United
Kingdom’’ (0694–AJ85). This final rule
makes important changes to the EAR’s
controls on remote sensing and spacebased logistics, assembly, and servicing
spacecraft and related items to better
rationalize the controls and facilitate
collaboration with three close allies of
the United States (i.e., Australia,
Canada, and the United Kingdom), as
directed by the National Space Council
tasking.
This IFR builds on the space-related
export control revisions for Australia,
Canada, and the United Kingdom final
rule being published concurrently with
this IFR by further reducing the export
control requirements on certain spacerelated items when destined to U.S.
allies and partners (including, but not
limited to, Australia, Canada, and the
United Kingdom).
BIS welcomes public comment on the
changes made in this IFR. In addition to
the changes made in this IFR, BIS also
welcomes comments in response to this
IFR for identifying any additional
changes to the EAR’s space-related
export controls, which commenters
believe may enable a globally
competitive U.S. space industrial base
while protecting U.S. national security
and foreign policy interests.
This IFR is also being published
concurrently with a Commerce
proposed rule ‘‘Export Administration
Regulations: Revisions to Space-Related
Export Controls, Including Addition of
License Exception Commercial Space
Activities (CSA)’’ (RIN 0694–AH66) that
builds on advanced notices of proposed
rulemaking published on March 8, 2019,
that are discussed in section I.B.
E:\FR\FM\23OCR4.SGM
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Agencies
[Federal Register Volume 89, Number 205 (Wednesday, October 23, 2024)]
[Rules and Regulations]
[Pages 84766-84770]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-23932]
[[Page 84765]]
Vol. 89
Wednesday,
No. 205
October 23, 2024
Part IV
Department of Commerce
-----------------------------------------------------------------------
Bureau of Industry and Security
-----------------------------------------------------------------------
15 CFR Parts 734, 740, et al.
Export Administration Regulations: Removal of License Requirements for
Certain Spacecraft and Related Items for Australia, Canada, and the
United Kingdom; Revisions to Space-Related Export Controls, Including
Addition of License Exception Commercial Space Activities (CSA); Rules
and Proposed Rule
Federal Register / Vol. 89 , No. 205 / Wednesday, October 23, 2024 /
Rules and Regulations
[[Page 84766]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
Bureau of Industry and Security
15 CFR Parts 742 and 774
[Docket No. 241004-0263]
RIN 0694-AJ85
Export Administration Regulations: Removal of License
Requirements for Certain Spacecraft and Related Items for Australia,
Canada, and the United Kingdom
AGENCY: Bureau of Industry and Security, Department of Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In this final rule, the Bureau of Industry and Security (BIS)
amends the Export Administration Regulations (EAR) by removing controls
for certain spacecraft and related items for exports and reexports to
Australia, Canada, and the United Kingdom. These spacecraft and related
items involve remote sensing or space-based logistics, assembly, or
servicing. Taking into account the close relations with these three
allied countries, including in space collaboration, as well as their
inclusion in the National Technology and Industrial Base (NTIB), this
final rule removes the license requirement for these countries for
these spacecraft and related items.
DATES: This rule is effective October 23, 2024.
FOR FURTHER INFORMATION CONTACT: For technical questions, contact
Joseph A. Cristofaro, Director, Sensors, Aerospace and Marine Division,
Office of National Security Controls, Bureau of Industry and Security,
U.S. Department of Commerce, at (202)-482-2440 or by email:
[email protected].
For general questions, contact Regulatory Policy Division, Office
of Exporter Services, Bureau of Industry and Security, U.S. Department
of Commerce at 202-482-2440 or by email: [email protected].
SUPPLEMENTARY INFORMATION:
I. Background
A. National Space Council Direction To Review Space Export Controls
On December 20, 2023, the National Space Council convened to
discuss U.S. leadership in space. The Department of State and the
Department of Commerce (Commerce) were subsequently tasked to ``conduct
a review of space export controls to enable a globally competitive U.S.
space industrial base while protecting our national security and
foreign policy interests'' (see The White House FACT SHEET:
Strengthening U.S. International Space Partnerships released on
December 20, 2023). The changes being made in the final rule will
better enable a globally competitive U.S. space industrial base while
protecting our national security and foreign policy interests for
exports and reexports to Australia, Canada, and the United Kingdom.
B. Commerce Response to the National Space Council Directed Review of
Space Export Controls
This final rule is part of Commerce's regulatory response to this
direction from the National Space Council to review relevant export
controls and processes to better enable a globally competitive U.S.
space industrial base while protecting our national security and
foreign policy interests. This final rule makes important changes to
EAR spacecraft and related items controls to better rationalize the
controls and facilitate collaboration with three close allies of the
United States and participants in the NTIB (10 U.S.C. 4801(1)), namely
Australia, Canada, and the United Kingdom. Specifically, the changes in
this rule will better enable a globally competitive U.S. space
industrial base while protecting our national security and foreign
policy interests by facilitating license-free trade in certain remote
sensing and space-based logistics, assembly, and servicing spacecraft
and technology with these close allies.
This final rule removes Australia, Canada, and the United Kingdom
from the worldwide license requirement for such items and makes
conforming changes to Export Control Classification Numbers (ECCNs)
9A515 and 9E515. In so doing, this final rule builds upon an interim
final rule published on April 19, 2024 (89 FR 28594), which removed
certain license requirements for Australia and the United Kingdom, and
more closely aligned treatment of those countries with that of Canada,
by streamlining space commerce with all three nations. This final rule
represents just one line of effort in Commerce's response to the
National Space Council direction to review space export controls,
including this final rule being published concurrently with a Commerce
interim final rule, ``Export Administration Regulations: Revisions to
Space-Related Export Controls'' (RIN 0694-AJ87) and a Commerce proposed
rule ``Export Administration Regulations: Revisions to Space-Related
Export Controls, Including Addition of License Exception Commercial
Space Activities (CSA)'' (RIN 0694-AH66) that build on advanced notices
of proposed rulemaking published on March 8, 2019 (84 FR 8485 and 84 FR
8486).
II. Changes to the EAR
A. Removing Australia, Canada, and the United Kingdom, From a Worldwide
License Requirement for Certain Spacecraft and Related Items
In 15 CFR 742.6 (Regional stability), this final rule revises
paragraph (a)(9) (Special RS Column 1 license requirement applicable to
certain spacecraft and related items), which prior to this final rule
imposed a worldwide license requirement for spacecraft and related
items classified under ECCN 9A515.a.1, a.2, a.3, a.4, .g, and ECCN
9E515.f. These spacecraft and related items involve remote sensing or
space-based logistics, assembly, or servicing, and so prior to this
final rule were subject to a worldwide license requirement, including
for exports and reexports to Australia, Canada, and the United Kingdom.
However, taking into account the close relations with the U.S. and
these three allied countries, including in space collaboration as well
as with the U.S. defense industrial base, as demonstrated by their
inclusion in the NTIB, this final rule removes the license requirement
for such items when destined to these countries. The removal of such
license requirements for Australia, Canada, and the United Kingdom
aligns the EAR's requirements with interagency licensing practice, as
BIS has not denied a license application for such items to these three
allied countries in the past five years.
BIS estimates the removal of this license requirement for
Australia, Canada, and the United Kingdom under Sec. 742.6(a)(9) will
result in a reduction of 90 license applications being submitted to BIS
annually.
B. Conforming Changes for Removal of License Requirement for Australia,
Canada, and the United Kingdom
This final rule makes two conforming changes to other parts of the
EAR to reflect the removal of the license requirement for Australia,
Canada, and the United Kingdom under Sec. 742.6(a)(9) for spacecraft
and related items classified under ECCN 9A515.a.1, a.2, a.3, a.4, .g,
and ECCN 9E515.f. Specifically, in supplement no. 1 to part 774--
Commerce Control List, this final rule revises ECCNs 9A515 and 9E515.
This final rule revises the License Requirement Note in ECCNs 9A515 and
9E515 to reflect that this final rule removes Australia, Canada, and
the United Kingdom from the scope of the worldwide license requirement
described in the License Requirement
[[Page 84767]]
Note included in each of these respective ECCNs, as described further
in section II.A and B.
The License Requirement Note in ECCN 9A515 specifies that the
Commerce Country Chart in supplement no. 1 to part 738 is not used for
determining license requirements for commodities classified in ECCN
9A515.a.1, a.2, a.3, a.4, and .g. The License Requirement Note in ECCN
9A515 includes a second sentence that directs exporters and reexporters
to see Sec. 742.6(a)(9), which specifies that such commodities are
subject to a worldwide license requirement. This final rule revises the
second sentence of the License Requirement Note in ECCN 9A515 to add
the phrase ``except to Australia, Canada, and the United Kingdom,'' to
specify that exports and reexports to these countries now excluded from
the scope of this worldwide license requirement.
The License Requirement Note in ECCN 9E515 specifies that the
Commerce Country Chart is not used for determining license requirements
for ``technology'' classified ECCN 9E515.f. The License Requirement
Note in ECCN 9E515 includes a second sentence that directs exporters
and reexporters to see Sec. 742.6(a)(9), which specifies that such
``technology'' is subject to a worldwide license requirement. This
final rule revises the second sentence of the License Requirement Note
in ECCN 9E515 to add the phrase ``except to Australia, Canada, and the
United Kingdom,'' to specify that exports and reexports to these
countries are now excluded from the scope of this worldwide license
requirement.
Export Control Reform Act of 2018
On August 13, 2018, the President signed into law the John S.
McCain National Defense Authorization Act for Fiscal Year 2019, which
included the Export Control Reform Act of 2018 (ECRA) (codified, as
amended, at 50 U.S.C. 4801-4852). ECRA provides the legal basis for
BIS's principal authorities and serves as the authority under which BIS
issues this rule. In particular, and as noted elsewhere, Section 1753
of ECRA (50 U.S.C. 4812) authorizes the regulation of exports,
reexports, and transfers (in-country) of items subject to U.S.
jurisdiction. Further, Section 1754(a)(1)-(16) of ECRA (50 U.S.C.
4813(a)(1)-(16)) authorizes, inter alia, the establishment of a list of
controlled items; the prohibition of unauthorized exports, reexports,
and transfers (in-country); the requirement of licenses or other
authorizations for exports, reexports, and transfers (in-country) of
controlled items; apprising the public of changes in policy,
regulations, and procedures; and any other action necessary to carry
out ECRA that is not otherwise prohibited by law. Pursuant to Section
1762(a) of ECRA (50 U.S.C. 4821(a)), these changes can be imposed in a
final rule without prior notice and comment.
Rulemaking Requirements
1. Executive Orders 12866, 13563, and 14094 direct agencies to
assess all costs and benefits of available regulatory alternatives and,
if regulation is necessary, to select regulatory approaches that
maximize net benefits (including potential economic, environmental,
public health and safety effects, and distributive impacts and equity).
Executive Order 13563 emphasizes the importance of quantifying both
costs and benefits and of reducing costs, harmonizing rules, and
promoting flexibility. This final rule has been designated as
significant under Executive Order 12866.
2. Notwithstanding any other provision of law, no person is
required to respond to, nor shall any person be subject to a penalty
for failure to comply with, a collection of information subject to the
requirements of the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C.
3501 et seq.), unless that collection of information displays a
currently valid Office of Management and Budget (OMB) Control Number.
This rule involves the following OMB-approved collections of
information subject to the PRA:
0694-0088, ``Multi-Purpose Application,'' which carries a
burden hour estimate of 29.4 minutes for a manual or electronic
submission;
0694-0096 ``Five Year Records Retention Period,'' which
carries a burden hour estimate of less than 1 minute;
0694-0122, ``Licensing Responsibilities and Enforcement;''
and
0607-0152 ``Automated Export System (AES) Program,'' which
carries a burden hour estimate of 3 minutes per electronic submission.
This rule changes the respondent burden for control number 0694-
0088 by reducing the estimated number of submissions by 90, which is
expected to reduce the current approved estimates, which will result in
a reduction of 44 burden hours saved and cost savings to the public of
$1,672 under this collection. The respondent burden under controls
numbers 0694-0096 and 0607-0152 are not anticipated to change as a
result of this final rule. Current information regarding all three
collections of information--including all background materials--can be
found at: https://www.reginfo.gov/public/do/PRAMain by using the search
function to enter either the title of the collection or the OMB Control
Number.
3. This rule does not contain policies with federalism implications
as that term is defined in Executive Order 13132.
4. Pursuant to section 1762 of ECRA (50 U.S.C. 4821), this action
is exempt from the Administrative Procedure Act (APA) (5 U.S.C. 553)
requirements for notice of proposed rulemaking, opportunity for public
participation, and delay in effective date. While section 1762 of ECRA
provides sufficient authority for such an exemption, this action is
also independently exempt from these APA requirements because it
involves a military or foreign affairs function of the United States (5
U.S.C. 553(a)(1)).
5. Because a notice of proposed rulemaking and an opportunity for
public comment are not required to be given for this rule by 5 U.S.C.
553, or by any other law, the analytical requirements of the Regulatory
Flexibility Act (5 U.S.C. 601, et seq.) are not applicable.
Accordingly, no regulatory flexibility analysis is required, and none
has been prepared.
List of Subjects
15 CFR Part 742
Exports, Terrorism.
15 CFR Part 774
Exports, Reporting and recordkeeping requirements.
For the reasons stated in the preamble, parts 742 and 774 of the
Export Administration Regulations (15 CFR parts 730 through 774) are
amended as follows:
PART 742--CONTROL POLICY--CCL BASED CONTROLS
0
1. The authority citation for part 742 continues to read as follows:
Authority: 50 U.S.C. 4801-4852; 50 U.S.C. 4601 et seq.; 50
U.S.C. 1701 et seq.; 22 U.S.C. 3201 et seq.; 42 U.S.C. 2139a; 22
U.S.C. 7201 et seq.; 22 U.S.C. 7210; Sec. 1503, Pub. L. 108-11, 117
Stat. 559; E.O. 12058, 43 FR 20947, 3 CFR, 1978 Comp., p. 179; E.O.
12851, 58 FR 33181, 3 CFR, 1993 Comp., p. 608; E.O. 12938, 59 FR
59099, 3 CFR, 1994 Comp., p. 950; E.O. 13026, 61 FR 58767, 3 CFR,
1996 Comp., p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p.
783; Presidential Determination 2003-23, 68 FR 26459, 3 CFR, 2004
Comp., p. 320; Notice of November 1, 2023, 88 FR 75475 (November 3,
2023).
0
2. Section 742.6 is amended by revising paragraph (a)(9) to read as
follows:
[[Page 84768]]
Sec. 742.6 Regional stability.
(a) * * *
(9) Special RS Column 1 license requirement applicable to certain
spacecraft and related items. A license is required for all
destinations, except for Australia, Canada, and the United Kingdom, for
spacecraft and related items classified under ECCN 9A515.a.1, a.2, a.3,
a.4, .g, and ECCN 9E515.f.
* * * * *
PART 774--THE COMMERCE CONTROL LIST
0
3. The authority citation for part 774 continues to read as follows:
Authority: 50 U.S.C. 4801-4852; 50 U.S.C. 4601 et seq.; 50
U.S.C. 1701 et seq.; 10 U.S.C. 8720; 10 U.S.C. 8730(e); 22 U.S.C.
287c, 22 U.S.C. 3201 et seq.; 22 U.S.C. 6004; 42 U.S.C. 2139a; 15
U.S.C. 1824; 50 U.S.C. 4305; 22 U.S.C. 7201 et seq.; 22 U.S.C. 7210;
E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228; E.O. 13222, 66
FR 44025, 3 CFR, 2001 Comp., p. 783.
0
4. Supplement no. 1 to part 774 is amended by revising ECCNs 9A515 and
9E515, to read as follows:
SUPPLEMENT NO. 1 TO PART 774--THE COMMERCE CONTROL LIST
* * * * *
9A515 ``Spacecraft'' and related commodities, as follows (see List
of Items Controlled). License Requirements
Reason for Control: NS, RS, MT, AT
Country chart (see Supp.
Control(s) No. 1 to part 738)
NS applies to entire entry, except .e and NS Column 1.
.y.
RS applies to entire entry, except .e and RS Column 1.
.y.
RS applies to 9A515.e..................... RS Column 2.
RS applies to 9A515.y, except to Russia China, Russia or Venezuela
for use in, with, or for the (see Sec. 742.6(a)(7)).
International Space Station (ISS),
including launch to the ISS.
MT applies to microcircuits in 9A515.d and MT Column 1.
.e.2 when ``usable in'' ``missiles'' for
protecting ``missiles'' against nuclear
effects (e.g., Electromagnetic Pulse
(EMP), X-rays, combined blast and thermal
effects). MT also applies to 9A515.h when
the total impulse capacity is equal to or
greater than 8.41 x 10\5\ newton seconds.
AT applies to entire entry................ AT Column 1.
License Requirement Note: The Commerce Country Chart is not used
for determining license requirements for commodities classified in
ECCN 9A515.a.1, a.2, a.3, a.4, and .g. See Sec. 742.6(a)(9), which
specifies that such commodities are subject to a worldwide license
requirement, except to Australia, Canada, and the United Kingdom.
List Based License Exceptions (See Part 740 for a Description of All
License Exceptions)
LVS: $1,500
GBS: N/A
Special Conditions for STA
STA: (1) Paragraph (c)(1) of License Exception STA (Sec.
740.20(c)(1) of the EAR) may not be used for ``spacecraft'' in ECCNs
9A515.a.1, a.2, a.3, or a.4, ``sub-orbital craft,'' or items in
9A515.g, unless determined by BIS to be eligible for License
Exception STA in accordance with Sec. 740.20(g) (License Exception
STA eligibility requests for certain 9x515 and ``600 series''
items). (2) License Exception STA may not be used if the
``spacecraft'' controlled in ECCN 9A515.a.1, a.2, a.3, or a.4
contains a separable or removable propulsion system enumerated in
USML Category IV(d)(2) or USML Category XV(e)(12) and designated MT.
(3) Paragraph (c)(2) of License Exception STA (Sec. 740.20(c)(2) of
the EAR) may not be used for any item in ECCN 9A515.
List of Items Controlled
Related Controls: Spacecraft, launch vehicles and related articles
that are enumerated in the USML, and technical data (including
``software'') directly related thereto, and all services (including
training) directly related to the integration of any satellite or
spacecraft to a launch vehicle, including both planning and onsite
support, or furnishing any assistance (including training) in the
launch failure analysis or investigation for items in ECCN 9A515.a,
are ``subject to the ITAR.'' All other ``spacecraft,'' as enumerated
below and defined in Sec. 772.1, are subject to the controls of
this ECCN. See also ECCNs 3A001, 3A002, 3A991, 3A992, 6A002, 6A004,
6A008, and 6A998 for specific ``space-qualified'' items, 7A004 and
7A104 for star trackers, and 9A004 for the International Space
Station (ISS), the James Webb Space Telescope (JWST), and
``specially designed'' ``parts'' and ``components'' therefor. See
USML Category XI(c) for controls on certain ``Monolithic Microwave
Integrated Circuit'' (``MMIC'') amplifiers. See ECCN 9A610.g for
pressure suits used for high altitude aircraft.
Related Definitions: 'Microcircuit' means a device in which a number
of passive or active elements are considered as indivisibly
associated on or within a continuous structure to perform the
function of a circuit.
Items: ``Spacecraft'' and other items described in ECCN 9A515 remain
subject to the EAR even if exported, reexported, or transferred (in-
country) with defense articles ``subject to the ITAR'' integrated
into and included therein as integral parts of the item. In all
other cases, such defense articles are subject to the ITAR. For
example, a 9A515.a ``spacecraft'' remains ``subject to the EAR''
even when it is exported, reexported, or transferred (in-country)
with a ``hosted payload'' described in USML Category XV(e)(17)
incorporated therein. In all other cases, a ``hosted payload''
performing a function described in USML Category XV(a) always
remains a USML item. The removal of the defense article subject to
the ITAR from the spacecraft is a retransfer under the ITAR and
would require an ITAR authorization, regardless of the CCL
authorization the spacecraft is exported under. Additionally,
transfer of technical data regarding the defense article subject to
the ITAR integrated into the spacecraft would require an ITAR
authorization.
a. ``Spacecraft,'' including satellites, and space vehicles and
``sub-orbital craft,'' whether designated developmental,
experimental, research or scientific, not enumerated in USML
Category XV or described in ECCN 9A004.u or .w, that:
a.1. Have electro-optical remote sensing capabilities and having
a clear aperture greater than 0.35 meters, but less than or equal to
0.50 meters;
a.2. Have remote sensing capabilities beyond NIR (i.e., SWIR,
MWIR, or LWIR);
a.3. Have radar remote sensing capabilities (e.g., AESA, SAR, or
ISAR) having a center frequency equal to or greater than 1.0 GHz,
but less than 10.0 GHz and having a bandwidth equal to or greater
than 100 MHz, but less than 300 MHz;
a.4. Provide space-based logistics, assembly, or servicing of
another ``spacecraft''; or
a.5. Are not described in ECCN 9A515.a.1, a.2, a.3 or a.4.
Note: ECCN 9A515.a includes commercial communications
satellites, remote sensing satellites, planetary rovers, planetary
and interplanetary probes, in-space habitats, and ``sub-orbital
craft,'' not identified in ECCN 9A004 or USML Category XV(a).
b. Ground control systems and training simulators ``specially
designed'' for telemetry, tracking, and control of the
``spacecraft'' controlled in paragraphs 9A004.u or 9A515.a.
c. [Reserved]
d. Microelectronic circuits (e.g., integrated circuits,
microcircuits, or MOSFETs) and discrete electronic components rated,
certified, or otherwise specified or described as meeting or
exceeding all the following characteristics and that are ``specially
designed'' for defense articles, ``600 series'' items, or items
controlled by ECCNs 9A004.v or 9A515:
d.1. A total dose of 5 x 10\5\ Rads (Si) (5 x 10\3\ Gy (Si));
d.2. A dose rate upset threshold of 5 x 10\8\ Rads (Si)/sec (5 x
10\6\ Gy (Si)/sec);
d.3. A neutron dose of 1 x 10\14\ n/cm\2\ (1 MeV equivalent);
d.4. An uncorrected single event upset sensitivity of 1 x
10-10 errors/bit/day or less, for the CR[Egrave]ME-MC
geosynchronous orbit, Solar Minimum Environment for heavy ion flux;
and
d.5. An uncorrected single event upset sensitivity of 1 x
10-10 errors/part or less for a fluence of 1 x 10\7\
protons/cm\2\ for proton energy greater than 50 MeV.
e. Microelectronic circuits (e.g., integrated circuits,
microcircuits, or MOSFETs) and discrete electronic components that
are rated, certified, or otherwise specified or described
[[Page 84769]]
as meeting or exceeding the characteristics in either paragraph e.1
or e.2, AND ``specially designed'' for defense articles controlled
by USML Category XV or items controlled by ECCNs 9A004.u or 9A515:
e.1. A total dose >=1 x 10\5\ Rads (Si) (1 x 10\3\ Gy(Si)) and
<5 x 10\5\ Rads (Si) (5 x 10\3\ Gy(Si)); and a single event effect
(SEE) (i.e., single event latchup (SEL), single event burnout (SEB),
or single event gate rupture (SEGR)) immunity to a linear energy
transfer (LET) >=80 MeV-cm\2\/mg; or
e.2. A total dose >=5 x 10\5\ Rads (Si) (5 x 10\3\ Gy (Si)) and
not described in 9A515.d.
Note 1 to 9A515.d and .e: Application specific integrated
circuits (ASICs), integrated circuits developed and produced for a
specific application or function, specifically designed or modified
for defense articles and not in normal commercial use are controlled
by Category XI(c) of the USML regardless of characteristics.
Note 2 to 9A515.d and .e: See 3A001.a and .z for controls on
radiation-hardened microelectronic circuits ``subject to the EAR''
that are not controlled by 9A515.d or .e.
f. Pressure suits (i.e., space suits) capable of operating at
altitudes 55,000 feet above sea level.
g. Remote sensing components ``specially designed'' for
``spacecraft'' described in ECCNs 9A515.a.1 through a.4 as follows:
g.1. Space-qualified optics (i.e., lens, mirror, membrane having
active properties (e.g., adaptive, deformable)) with the largest
lateral clear aperture dimension equal to or less than 0.35 meters;
or with the largest clear aperture dimension greater than 0.35
meters but less than or equal to 0.50 meters;
g.2. Optical bench assemblies ``specially designed'' for ECCN
9A515.a.1, a.2, a.3, or a.4 ``spacecraft;'' or
g.3. Primary, secondary, or hosted payloads that perform a
function of ECCN 9A515.a.1, a.2, a.3, or a.4 ``spacecraft.''
h. Spacecraft thrusters using bi-propellants or mono-propellants
that provide thrust equal to or less than 150 lbf (i.e., 667.23 N)
vacuum thrust.
i. through w. [RESERVED]
x. ``Parts,'' ``components,'' ``accessories'' and
``attachments'' that are ``specially designed'' for defense articles
controlled by USML Category XV or items controlled by 9A515, and
that are NOT:
x.1. Enumerated or controlled in the USML or elsewhere within
ECCNs 9A515 or 9A004;
x.2. Microelectronic circuits and discrete electronic
components;
x.3. Described in ECCNs 7A004 or 7A104;
x.4. Described in an ECCN containing ``space-qualified'' as a
control criterion (i.e., 3A001.b.1, .e.4 or .z, 3A002.g.1, 3A991.o,
3A992.b.3, 6A002.a.1, .b.2, .d.1, 6A004.c and .d, 6A008.j.1,
6A998.b, or 7A003.d.2);
x.5. Microwave solid state amplifiers and microwave assemblies
(refer to ECCN 3A001.b.4 and .z for controls on these items);
x.6. Travelling wave tube amplifiers (refer to ECCN 3A001.b.8
and .z for controls on these items); or
x.7. Elsewhere specified in ECCN 9A515.y.
Note to 9A515.x: ``Parts,'' ``components,'' ``accessories,'' and
``attachments'' specified in USML subcategory XV(e) or enumerated in
other USML categories are subject to the controls of that paragraph
or category.
y. Items that would otherwise be within the scope of ECCN
9A515.x but that have been identified in an interagency-cleared
commodity classification (CCATS) pursuant to Sec. 748.3(e) as
warranting control in 9A515.y.
y.1. Discrete electronic components not specified in 9A515.e;
y.2. Space grade or for spacecraft applications thermistors;
y.3. Space grade or for spacecraft applications RF microwave
bandpass ceramic filters (Dielectric Resonator Bandpass Filters);
y.4. Space grade or for spacecraft applications hall effect
sensors;
y.5. Space grade or for spacecraft applications subminiature
(SMA and SMP) plugs and connectors, TNC plugs and cable and
connector assemblies with SMA plugs and connectors; and
y.6. Space grade or for spacecraft applications flight cable
assemblies.
* * * * *
9E515 ``Technology'' ``required'' for the ``development,''
``production,'' operation, installation, repair, overhaul, or
refurbishing of ``spacecraft'' and related commodities, as follows
(see List of Items Controlled).
License Requirements
Reason for Control: NS, MT, RS, AT
Country chart (see Supp. No.
Control(s) 1 to part 738)
NS applies to entire entry except 9E515.y. NS Column 1.
MT applies to technology for items in MT Column 1.
9A515.d, .e.2, .h, and 9B515.a controlled
for MT reasons.
RS applies to entire entry except 9E515.y. RS Column 1.
RS applies to 9E515.y, except to Russia China, Russia, or Venezuela
for use in, with, or for the (see Sec. 742.6(a)(7)).
International Space Station (ISS),
including launch to the ISS.
AT applies to entire entry................ AT Column 1.
License Requirement Note: The Commerce Country Chart is not used
for determining license requirements for ``technology'' classified
ECCN 9E515.f. See Sec. 742.6(a)(9), which specifies that such
``technology'' is subject to a worldwide license requirement, except
to Australia, Canada, and the United Kingdom.
List Based License Exceptions (See Part 740 for a Description of All
License Exceptions)
TSR: N/A
Special Conditions for STA
STA: (1) Paragraph (c)(1) of License Exception STA (Sec.
740.20(c)(1) of the EAR) may not be used for ECCN 9E515.b, .d, .e,
or .f unless determined by BIS to be eligible for License Exception
STA in accordance with Sec. 740.20(g) (License Exception STA
eligibility requests for certain 9x515 and ``600 series'' items).
(2) Paragraph (c)(2) of License Exception STA (Sec. 740.20(c)(2) of
the EAR) may not be used for any ``technology'' in ECCN 9E515.
List of Items Controlled
Related Controls: Technical data directly related to articles
enumerated in USML Category XV are subject to the control of USML
paragraph XV(f). See also ECCNs 3E001, 3E003, 6E001, and 6E002 for
specific ``space-qualified'' items. See ECCNs 9E001 and 9E002 for
technology for the International Space Station, the James Webb Space
Telescope (JWST) and ``parts,'' ``components,'' ``accessories,'' and
``attachments'' ``specially designed'' therefor. See USML category
XV(f) for controls on technical data and defense services related to
launch vehicle integration.
Related Definitions: N/A
Items:
a. ``Technology'' ``required'' for the ``development,''
``production,'' installation, repair (including on-orbit anomaly
resolution and analysis beyond established procedures), overhaul, or
refurbishing of commodities controlled by ECCN 9A515 (except
9A515.a.1, a.2, a.3, a.4, .b, .d, .e, or .g), ECCN 9B515, or
``software'' controlled by ECCN 9D515.a.
b. ``Technology'' ``required'' for the ``development,''
``production,'' failure analysis or anomaly resolution of software
controlled by ECCN 9D515.b.
c. [Reserved]
d. ``Technology'' ``required'' for the ``development,''
``production,'' operation, failure analysis or anomaly resolution of
commodities controlled by ECCN 9A515.d.
e. ``Technology'' ``required'' for the ``development,''
``production,'' failure analysis or anomaly resolution of
commodities controlled by ECCN 9A515.e.
f. ``Technology'' ``required'' for the ``development,''
``production,'' installation, repair (including on-orbit anomaly
resolution and analysis beyond established procedures), overhaul, or
refurbishing of commodities controlled by ECCN 9A515.a.1, a.2, a.3,
a.4, or .g.
g. through x. [Reserved]
y. Specific ``technology'' ``required'' for the ``production,''
``development,'' operation, installation, maintenance, repair,
overhaul, or refurbishing of commodities or software enumerated in
ECCN 9A515.y or 9D515.y.
Note 1: [Reserved]
Note 2: Activities and technology/technical data directly
related to or required for the spaceflight (e.g., sub-orbital,
orbital, lunar, interplanetary, or otherwise beyond Earth orbit)
passenger or participant experience, regardless of whether the
passenger or participant experience is for space tourism, scientific
or commercial research, commercial manufacturing/production
activities, educational, media, or commercial transportation
purposes, are not subject to the ITAR or the EAR. Such activities
and technology/technical data include those directly related to or
required for:
(i) ``Spacecraft'' access, ingress, and egress, including the
operation of all ``spacecraft'' doors, hatches, and airlocks;
(ii) Physiological training (e.g., human-rated centrifuge
training or parabolic flights, pressure suit or spacesuit training/
operation);
[[Page 84770]]
(iii) Medical evaluation or assessment of the spaceflight
passenger or participant;
(iv) Training for and operation by the passenger or participant
of health and safety related hardware (e.g., seating, environmental
control and life support, hygiene facilities, food preparation,
exercise equipment, fire suppression, communications equipment,
safety-related clothing or headgear) or emergency procedures;
(v) Viewing of the interior and exterior of the spacecraft or
terrestrial mock-ups;
(vi) Observing ``spacecraft'' operations (e.g., pre-flight
checks, landing, in-flight status);
(vii) Training in ``spacecraft'' or terrestrial mock-ups for
connecting to or operating passenger or participant equipment used
for purposes other than operating the ``spacecraft''; or
(viii) Donning, wearing or utilizing the passenger's or
participant's flight suit, pressure suit or spacesuit, and personal
equipment.
* * * * *
Thea D. Rozman Kendler,
Assistant Secretary for Export Administration.
[FR Doc. 2024-23932 Filed 10-17-24; 4:15 pm]
BILLING CODE 3510-33-P