Vessel Incidental Discharge National Standards of Performance, 82074-82158 [2024-22013]
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Federal Register / Vol. 89, No. 196 / Wednesday, October 9, 2024 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 139
EPA–HQ–OW–2019–0482; FRL–7218–01–
OW
RIN 2040–AF92
Vessel Incidental Discharge National
Standards of Performance
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
The U.S. Environmental
Protection Agency (EPA) is
promulgating a regulation under the
Vessel Incidental Discharge Act that
establishes Federal standards of
performance for marine pollution
control devices for discharges incidental
to the normal operation of primarily
non-Armed Forces and non-recreational
vessels 79 feet in length and above into
the waters of the United States or the
waters of the contiguous zone. The
Federal standards of performance were
developed in coordination with the U.S.
Coast Guard (USCG) and in consultation
with interested Governors. The final
standards, once made final, effective,
and enforceable through corresponding
USCG regulations addressing
implementation, compliance, and
enforcement, will control the discharge
of pollutants from vessels described
above and repeal certain existing
Federal, State, and local vessel
discharge requirements, thus
streamlining regulation of such vessel
incidental discharges. EPA is also
promulgating procedures states must
follow if they choose to petition EPA to
require the use of an emergency best
management practice to address aquatic
nuisance species (ANS) or water quality
concerns (‘‘emergency order’’), to review
any standard of performance, regulation,
or policy, to request additional
requirements with respect to discharges
in the Great Lakes, or to apply to EPA
to prohibit one or more types of vessel
discharges regulated by this rule into
specified waters to provide greater
environmental protection.
DATES: The effective date of this rule is
November 8, 2024. The Federal
standards of performance, however,
become effective beginning on the date
upon which the regulations
promulgated by the Secretary pursuant
to CWA section 312(p)(5) governing the
implementation, compliance, and
enforcement of the Federal standards of
performance become final, effective, and
enforceable. Per CWA section
312(p)(3)(c), as of that date, the
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SUMMARY:
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requirements of the VGP and all
regulations promulgated by the
Secretary pursuant to section 1101 of
the NANPCA (16 U.S.C. 4711) (as in
effect on December 3, 2018), including
the regulations contained in subparts C
and D of 33 CFR part 151 and 46 CFR
162.060 (as in effect on December 3,
2018), shall be deemed repealed and
have no force or effect. Similarly, as of
that same date, any CWA section 401
certification requirement in Part 6 of the
VGP, shall be deemed repealed and
have no force or effect.
ADDRESSES: EPA established a docket
for this action under Docket ID No.
EPA–HQ–OW–2019–0482. All
documents in the docket are listed on
the https://www.regulations.gov
website. Although listed in the index,
some information is not publicly
available, e.g., Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available electronically through https://
www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Jack
Faulk, Oceans, Wetlands, and
Communities Division, Office of Water
(4504T), U.S. Environmental Protection
Agency, 1200 Pennsylvania Avenue
NW, Washington, DC 20460; telephone
number: (202) 564–0768; email address:
faulk.jack@epa.gov.
SUPPLEMENTARY INFORMATION: This
supplementary information is organized
as follows:
I. Executive Summary
II. Legal Authority
III. Background
A. Clean Water Act
B. Additional U.S. and International
Authorities
C. Environmental Impacts of Discharges for
Which Technology-Based Discharge
Standards Are Established by This Rule
1. Aquatic Nuisance Species (ANS)
2. Nutrients
3. Pathogens
4. Oil and Grease
5. Metals
6. Other Pollutants
IV. Scope of the Regulatory Action
A. Waters
B. Vessels
C. Incidental Discharges
D. Emergency and Safety Concerns
E. Effective Date
V. Stakeholder Engagement
A. Informational Webinars and Public
Listening Sessions
B. Consultation and Coordination With
States
1. Federalism Consultation and Governors
Consultation
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2. Governor Objections
VI. Public Comments Received and Agency
Responses
VII. Definitions
VIII. Final Federal Discharge Standards of
Performance
A. Discharges Incidental to the Normal
Operation of a Vessel—General
Standards
1. General Operation and Maintenance
2. Biofouling Management
3. Oil Management
B. Discharges Incidental to the Normal
Operation of a Vessel—Specific
Standards
1. Ballast Tanks
2. Bilges
3. Boilers
4. Cathodic Protection
5. Chain Lockers
6. Decks
7. Desalination and Purification Systems
8. Elevator Pits
9. Exhaust Gas Emission Control Systems
10. Fire Protection Equipment
11. Gas Turbines
12. Graywater Systems
13. Hulls and Associated Niche Areas
14. Inert Gas Systems
15. Motor Gasoline and Compensating
Systems
16. Non-Oily Machinery
17. Pools and Spas
18. Refrigeration and Air Conditioning
19. Seawater Piping
20. Sonar Domes
C. Discharges Incidental to the Normal
Operation of a Vessel—FederallyProtected Waters Requirements
1. Identification of Federally-Protected
Waters
2. Discharge-Specific Requirements in
Federally-Protected Waters
D. Discharges Incidental to the Normal
Operation of a Vessel—Previous VGP
Discharges No Longer Requiring Control
IX. Procedures for States To Request Changes
to Standards, Regulations, or Policy
Promulgated by the Administrator
A. Petition by a Governor for the
Administrator To Establish an
Emergency Order or Review a Standard,
Regulation, or Policy
B. Petition by a Governor for the
Administrator To Establish Enhanced
Great Lakes System Requirements
C. Application by a State for the
Administrator To Establish a State NoDischarge Zone
X. Implementation, Compliance, and
Enforcement
XI. Economic Analysis
XII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 14094: Modernizing Regulatory
Review
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act (RFA)
D. Unfunded Mandates Reform Act
(UMRA)
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
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G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
H. Executive Order 13211: Actions That
Concern Regulations That Significantly
Affect Energy Supply, Distribution, and
Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations and Executive Order 14096:
Revitalizing Our Nation’s Commitment
to Environmental Justice for All
K. Congressional Review Act (CRA)
XIII. References
I. Executive Summary
Discharges incidental to the normal
operation of a vessel, as defined in 33
U.S.C. 1322(a)(12), are referred to as
‘‘incidental discharges’’ or ‘‘discharges’’
in this publication for convenience.
Incidental discharges contain pollutants
that can adversely impact aquatic
ecosystems and human health.
Pollutants that may be found in these
discharges include aquatic nuisance
species (ANS), nutrients, bacteria or
pathogens (e.g., Escherichia coli and
fecal coliform), oil and grease, metals, as
well as other toxic, nonconventional,
and conventional pollutants
(biochemical oxygen demand (BOD),
total suspended solids (TSS), pH, fecal
coliform, and oil and grease). These
pollutants can have wide-ranging
environmental and human health
consequences that vary in degree
depending on the type and number of
vessels operating in a waterbody and the
nature and extent of the discharge.
The Federal Water Pollution Control
Act Amendments of 1972 1 (commonly
known as the Clean Water Act (CWA)),
the Nonindigenous Aquatic Nuisance
Prevention and Control Act (NANPCA),
the Act to Prevent Pollution from Ships
(APPS), and several other Federal, State,
local, and international authorities have
established over time various
requirements for both domestic and
international vessels. To clarify and
streamline existing requirements, in
December of 2018, the Vessel Incidental
Discharge Act (VIDA) was signed into
law. The VIDA established a new CWA
section 312(p) titled, ‘‘Uniform National
Standards for Discharges Incidental to
Normal Operation of Vessels.’’ 33 U.S.C.
1322(p). The VIDA consolidates and
restructures the existing regulatory
framework applicable to incidental
discharges of largely commercial vessels
1 The Federal Water Pollution Control Act
(FWPCA) is commonly referred to as the CWA
following the 1977 amendments to the FWPCA.
Public Law 95–217, 91 Stat. 1566 (1977). For ease
of reference, the agencies will generally refer to the
FWPCA in this notice as the CWA or the Act.
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79 feet in length and above. The VIDA
does not apply to incidental discharges
from vessels of the Armed Forces,
recreational vessels, and floating craft
that are permanently moored to a pier.
Also, the VIDA does not apply to
incidental discharges from small vessels
(less than 79 feet in length) or fishing
vessels, except for discharges of ballast
water. The VIDA requires EPA to
establish Federal standards of
performance for marine pollution
control devices and the USCG to
establish corresponding implementing
regulations to prevent or reduce the
incidental discharge of pollutants from
vessels.
More specifically, the new CWA
section 312(p)(4)(A)(i) directs the EPA
Administrator (‘‘Administrator’’) to
develop Federal standards of
performance, in consultation with
interested Governors and with the
concurrence of the Secretary of the
department in which the USCG is
operating (‘‘Secretary’’). With limited
exceptions, the VIDA requires that the
standards be at least as stringent as
EPA’s 2013 National Pollutant
Discharge Elimination System (NPDES)
Vessel General Permit (VGP)
requirements established under CWA
section 402. See 33 U.S.C.
1322(p)(4)(B)(iii) (EPA standards); id.
(5)(A)(ii) (USCG requirements). The
VIDA also requires that the standards be
technology-based using a similar
approach outlined by the CWA for
setting, among other things, effluent
limitations guidelines. Id. (p)(4)(B)(i).
The VIDA directs the USCG to develop
corresponding implementation,
compliance, and enforcement
regulations within two years after EPA
publishes the Federal standards of
performance. Id. (p)(5). The USCG
implementing regulations may also
include requirements governing the
design, construction, testing, approval,
installation, and use of devices to
achieve the EPA Federal standards of
performance. Id. (p)(5)(B).
Existing requirements included in
EPA’s VGP, as well as the USCG’s
existing requirements under section 110
of NANPCA, remain in place until the
new EPA and USCG regulations under
CWA section 312(p) are final, effective,
and enforceable. Id. (p)(3). In addition,
the VIDA repealed the 2014 EPA NPDES
Small Vessel General Permit (sVGP) and
established that neither EPA nor the
states shall require an NPDES permit for
any discharge incidental to the normal
operation of a vessel, other than ballast
water, from a small vessel or fishing
vessel, effective immediately upon the
VIDA’s enactment. Id. (p)(9)(C)(i).
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The final rule establishes both general
and specific discharge standards of
performance for approximately 85,000
international and domestic non-Armed
Forces, non-recreational vessels
operating in the waters of the United
States or the waters of the contiguous
zone. The types of vessels covered
under the final rule include but are not
limited to public vessels of the United
States, fishing vessels (for ballast water
discharges only), passenger vessels such
as cruise ships and ferries, barges, tugs
and tows, offshore supply vessels,
mobile offshore drilling units, tankers,
bulk carriers, cargo ships, container
ships, and research vessels. While most
provisions are intended to apply to a
wide range of vessels, the VIDA
specified that fishing vessels would
only be subject to ballast water
provisions. Id. (p)(2)(B)(i)(III). The
requirements are based on, as
applicable, best available technology
economically achievable, best
conventional pollutant control
technology, and best practicable
technology currently available,
including the use of best management
practices (BMPs), to prevent or reduce
the discharge of pollutants into the
waters of the United States or the waters
of the contiguous zone. Id. (p)(4)(B)(i)
and (ii).
The general discharge standards of
performance apply to all vessels and
incidental discharges covered by the
rule, as appropriate, and are organized
into three categories: (1) General
Operation and Maintenance, (2)
Biofouling Management, and (3) Oil
Management. 40 CFR 139.4 through
139.6. The general discharge standards
of performance require BMPs to
minimize the introduction of pollutants
from discharges.
The specific discharge standards of
performance establish requirements for
discharges incidental to the normal
operation of a vessel from the following
20 distinct pieces of equipment and
systems: ballast tanks; bilges; boilers;
cathodic protection; chain lockers;
decks; desalination and purification
systems; elevator pits; exhaust gas
emission control systems; fire protection
equipment; gas turbines; graywater
systems; hulls and associated niche
areas; inert gas systems; motor gasoline
and compensating systems; non-oily
machinery; pools and spas; refrigeration
and air conditioning; seawater piping;
and sonar domes. 40 CFR 139.10
through 139.29.
Pursuant to CWA section 312(p), the
final discharge standards of
performance are at least as stringent as
the VGP, with some exceptions
discussed below. 33 U.S.C.
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1322(p)(4)(D)(ii). The final standards,
however, do not incorporate the VGP
requirements verbatim. EPA is
promulgating changes to the VGP
requirements to transition the permit
requirements into regulations that
reflect national technology-based
standards of performance, to improve
clarity, enhance enforceability and
implementation, and/or to incorporate
new information and technology. In
some cases, this results in EPA
consolidating or renaming the VGP
requirements to comport with the VIDA.
The similarities and differences between
the requirements in the final discharge
standards of performance and the
requirements in the VGP can be sorted
into three distinct groups.
The first group consists of 13
discharge standards that are
substantially the same as the
requirements of the VGP: boilers;
cathodic protection; chain lockers;
decks; elevator pits; fire protection
equipment; gas turbines; inert gas
systems; motor gasoline and
compensating systems; non-oily
machinery; pools and spas; refrigeration
and air conditioning; and sonar domes.
These 13 discharge standards
encompass the intent and stringency of
the VGP but include other changes to
conform the requirements to the VIDA
(e.g., extent of regulated waters,
consistency across discharge standards,
enforceability and legal precision, minor
clarifications).
The second group consists of two
discharge standards that are consistent
but slightly modified from the VGP to
moderately increase stringency or
provide language clarifications: bilges
and desalination and purification
systems.
The third group consists of five
discharge standards that contain the
most significant modifications from the
VGP: ballast tanks, exhaust gas emission
control systems, graywater systems,
hulls and associated niche areas, and
seawater piping. In addition, the final
rule modifies slightly the VGP
requirements as they apply in federallyprotected waters for five discharges:
chain lockers, decks, hulls and
associated niche areas, pools and spas,
and seawater piping. These
modifications address specific VIDA
requirements as well as reflect new
information that has become available
since the issuance of the VGP.
CWA section 312(p) also directs EPA
to establish additional discharge
requirements for vessels operating in
certain bodies of water. See CWA
section 312(p)(10(A) (Great Lakes); Id.
(p)(10(C) (Pacific Region); and Id.
(p)(4)(B) (waters subject to Federal
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protection, in whole or in part, for
conservation purposes (‘‘federallyprotected waters’’)). These requirements
further prevent or reduce the discharge
of pollutants into these waterbodies that
may contain unique ecosystems,
support distinctive species of aquatic
flora and fauna, contend with more
sensitive water quality issues, or
otherwise require greater protection.
Finally, as required under CWA
section 312(p), the final rule contains
specific procedural requirements for
states to petition EPA to establish
different discharge standards, issue
emergency orders, or establish a
complete prohibition of one or more
discharges into specified State waters
(‘‘no-discharge zones’’). 40 CFR 139.50
through 139.52.
II. Legal Authority
EPA promulgates this rule under
CWA sections 301, 304, 307, 308, 312,
and 501 as amended by the Vessel
Incidental Discharge Act. 33 U.S.C.
1311, 1314, 1317, 1318, 1322, and 1361.
This final rule fulfills EPA’s obligation
under CWA section 312(p) to establish
technology-based Federal standards of
performance for discharges incidental to
the normal operation of primarily nonArmed Forces, non-recreational vessels
79 feet in length and above. This final
rule also fulfills EPA’s consent decree
obligation to sign (and promptly
thereafter transmit to the Office of
Federal Register) a decision taking final
action following notice and comment
rulemaking with regard to EPA’s
October 26, 2020, proposed rule
pertaining to Federal standards of
performance for marine pollution
control devices for discharges incidental
to the normal operation of a vessel
under CWA section 312(p)(4)(A)(i), 33
U.S.C. 1322(p)(4)(A)(i) (Vessel
Incidental Discharge National Standards
of Performance, 85 FR 67818–01
(proposed October 26, 2020)). (Consent
Decree, Center for Biological Diversity,
et al. v. Regan, et al., Case No. 3:23–cv–
535 (N.D. Cal. Dec. 13, 2023).
Under 33 U.S.C. 1369(b)(4)(A), any
interested person may file a petition for
review of EPA’s final agency action
under 33 U.S.C. 1322(p). Any such
petition may be filed only in the United
States Court of Appeals for the District
of Columbia Circuit. 33 U.S.C.
1369(b)(4)(B).
III. Background
A. Clean Water Act
The CWA’s regulatory regime to
control vessel discharges has changed
over time. The first sentence of the CWA
states, ‘‘[t]he objective of [the Act] is to
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restore and maintain the chemical,
physical, and biological integrity of the
Nation’s waters.’’ 33 U.S.C. 1251(a).
CWA section 301(a) provides that ‘‘the
discharge of any pollutant by any
person shall be unlawful’’ unless the
discharge is in compliance with certain
other sections of the Act. 33 U.S.C.
1311(a). Among its provisions, the CWA
authorizes EPA and other Federal
agencies to address the discharge of
pollutants from vessels. As such, EPA
established regulations to address vessel
discharges authorized under CWA
section 311 (addressing oil), section 312
(addressing sewage and discharges
incidental to the normal operation of a
vessel of the Armed Forces), and section
402 (pursuant to which EPA established
the VGP).
From 1972 to 2005, EPA vessel
regulations were primarily limited to
addressing the discharge of oil and
sewage under CWA sections 311 and
312, respectively. In December of 2003,
a long-standing exclusion of discharges
incidental to the normal operation of
vessels from the CWA section 402
NPDES permitting program became the
subject of a lawsuit in the U.S. District
Court for the Northern District of
California (Nw. Envtl. Advocates v. EPA,
No. C–03–05760–SI, 2005 WL 756614).
The lawsuit arose from EPA’s
September 2003 denial of a January
1999 rulemaking petition submitted to
EPA by parties concerned about the
effects of ballast water discharges. Prior
to the lawsuit, EPA, through a 1973
regulation, had excluded discharges
incidental to the normal operation of
vessels from the CWA section 402
permitting program. See 38 FR 13528,
May 22, 1973. The petition asked the
Agency to repeal its regulation at 40
CFR 122.3(a) that excludes certain
discharges incidental to the normal
operation of vessels from the
requirement to obtain an NPDES permit.
The petition asserted that vessels are
‘‘point sources’’ requiring NPDES
permits for discharges to U.S. waters;
that EPA lacks authority to exclude
point source discharges from vessels
from the NPDES program; that ballast
water must be regulated under the
NPDES program because it contains
invasive plant and animal species as
well as other materials of concern (e.g.,
oil, chipped paint, sediment, and toxins
in ballast water sediment); and that
enactment of CWA section 312(n) (the
Uniform National Discharge Standards)
in 1996 demonstrated Congress’s
rejection of the exclusion.
In March 2005, the court determined
the exclusion exceeded the Agency’s
authority under the CWA and
subsequently declared in 2006 that
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‘‘[t]he blanket exemption for discharges
incidental to the normal operation of a
vessel, contained in 40 CFR 122.3(a),
shall be vacated as of September 30,
2008.’’ Nw. Envtl. Advocates v. EPA, C
03–05760 SI, 2006 WL 2669042, at *15
(N.D. Cal. Sept. 18, 2006), aff’d 537 F.3d
1006 (9th Cir. 2008). Shortly thereafter,
Congress enacted two pieces of
legislation to exempt discharges
incidental to the normal operation of
certain types of vessels from the
requirement to obtain a permit. The first
of these, the Clean Boating Act of 2008
(Pub. L. 110–288, July 28, 2008),
amended the CWA to provide that
discharges incidental to the normal
operation of recreational vessels are not
subject to NPDES permitting, and
created a new regulatory regime to be
implemented by EPA and the USCG
under a new CWA section 312(o). The
second piece of legislation provided for
a temporary moratorium on NPDES
permitting for discharges, excluding
ballast water, subject to the 40 CFR
122.3(a) exclusion from commercial
fishing vessels (as defined in 46 U.S.C.
2101 and regardless of size) and those
other non-recreational vessels less than
79 feet in length. S. 3298, Public Law
110–299 (July 31, 2008).
In response to the court decision and
the legislation, EPA issued the first VGP
in December 2008 for discharges
incidental to the normal operation of
non-recreational, non-Armed Forces
vessels 79 feet in length and above. See
73 FR 79473, December 29, 2008.
Additionally, in September 2014, EPA
issued the sVGP for discharges from
non-recreational, non-Armed Forces
vessels less than 79 feet in length. See
79 FR 53702, September 10, 2014. Upon
expiration of the 2008 permit, EPA
issued the second VGP in 2013. See 78
FR 21938, April 12, 2013.
After the EPA issuance of the VGP
under the CWA and the USCG
promulgation of regulations under the
NANPCA, the vessel community
expressed concerns regarding the lack of
uniformity, duplication, and confusion
associated with the vessel regulatory
regime. See Errata to S. Rep. No. 115–
89 (2019) (‘‘VIDA Senate Report’’), at 3–
5 (discussing these and similar
concerns), available at https://
www.congress.gov/115/crpt/srpt89/
CRPT-115srpt89-ERRATA.pdf. In
response, members of Congress
introduced various pieces of legislation
to modify and clarify the regulation and
management of ballast water and other
incidental vessel discharges. In
December 2018, President Trump signed
into law the Frank LoBiondo Coast
Guard Authorization Act of 2018, which
included the VIDA. Public Law. 115–
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282, tit. IX (2018) (codified primarily at
33 U.S.C. 1322(p)). The VIDA
restructures the way EPA and the USCG
regulate incidental vessel discharges
from non-Armed Forces, nonrecreational vessels and amended CWA
section 312 to include a new subsection
(p) titled, ‘‘Uniform National Standards
for Discharges Incidental to Normal
Operation of Vessels.’’ CWA section
312(p), among other things, immediately
repealed EPA’s 2014 sVGP and requires
EPA and the USCG to develop new
regulations to replace the existing EPA
VGP and USCG vessel discharge
requirements. See generally 33 U.S.C.
1322(p)(9)(C)(i) (repealing sVGP); id.
(p)(4)(EPA’s regulations); id. (p)(5)
(USCG’s regulations). The VIDA also
specifies that, effective immediately
upon enactment of the VIDA, neither
EPA nor NPDES-authorized states may
require, or in any way modify, a permit
under CWA section 402 (NPDES) for
any discharge incidental to the normal
operation of a vessel subject to
regulation under section 312(p) or from
a small vessel (less than 79 feet in
length) or fishing vessel (of any size). Id.
(p)(9)(C)(ii).
Specifically, CWA section 312(p)(4)
directs the Administrator, with
concurrence of the Secretary 2 and in
consultation with interested Governors,
to promulgate Federal standards of
performance for marine pollution
control devices for each type of
discharge incidental to the normal
operation of non-recreational and nonArmed Forces vessels.3 CWA section
312(p)(5) also directs the Secretary to
develop corresponding implementing
regulations to govern the
implementation, compliance, and
enforcement of the Federal standards of
performance. Additionally, CWA
section 312(p) generally preempts states
from establishing more stringent
2 Concurrence procedures are governed by 33
U.S.C. 1322(p)(4)(A)(ii). Under those procedures,
the Administrator must submit to the Secretary a
request for written concurrence with respect to a
proposed standard of performance. If the Secretary
fails to concur, it does not prevent the
Administrator from promulgating standard of
performance, but does require the Administrator to
respond to the Secretary’s written objections.
3 CWA section 312(b) provides authority for EPA
to establish Federal standards of performance for
sewage from vessels within the meaning of
‘‘sewage’’ as defined in section 312(a)(6). Thus, the
discharge of sewage from vessels, is not included
in this CWA section 312(p) rulemaking, except
when commingled with other discharges incidental
to the normal operation of a vessel, as authorized
in CWA section 312(p)(2)(A)(ii). EPA and the USCG
regulate sewage from vessels under CWA section
312(b) as codified in 40 CFR part 140 (marine
sanitation device standard) and 33 CFR part 159
subparts A through D (requirements for the design,
construction, certification, installation, and
operation of marine sanitation devices).
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discharge standards once the USCG
implementing regulations required
under CWA section 312(p)(5)(A)–(C) are
final, effective, and enforceable. Id.
(p)(9)(A). The VIDA, however, includes
several exceptions to this expressed
preemption (33 U.S.C. 1322(p)(9)(A)(ii)–
(v); VIDA Senate Report, at 15
(discussing these exceptions)) including
a savings clause (33 U.S.C.
1322(p)(9)(A)(vi)) and provisions for
states working directly with EPA and/or
the USCG to pursue additional
requirements such as the establishment
of no-discharge zones for one or more
incidental discharges (33 U.S.C.
1322(p)(10)(D)). The VIDA also
establishes several programs to address
invasive species, including the
establishment of the ‘‘Great Lakes and
Lake Champlain Invasive Species
Program’’ research and development
program and the ‘‘Coastal Aquatic
Invasive Species Mitigation Grant
Program.’’
B. Additional U.S. and International
Authorities
During the development of the final
rule, EPA reviewed other U.S. laws and
international authorities that address
discharges incidental to the normal
operation of a vessel. Where the
requirements established under these
authorities are currently being met and
implemented, EPA generally considers
them to be technologically available and
economically achievable as that term is
used in the ‘‘best available technology
economically achievable’’ control level
specified in CWA section 301(b). As
appropriate, EPA considered these
requirements while developing this
final rule.
As expressly provided in the VIDA,
this final rule will not affect the
requirements for vessels established
under any other provision of Federal
law. 33 U.S.C. 1322(p)(9)(B). EPA
provides a short summary of these U.S.
authorities, as well as some
international authorities, below.
International Convention for the
Prevention of Pollution From Ships, the
Act To Prevent Pollution from Ships,
and Implementing Regulations
The International Convention for the
Prevention of Pollution from Ships
(MARPOL 73/78) is an international
treaty that regulates certain discharges
from vessels. MARPOL Annexes
regulate different types of vessel
pollution; the United States is a party to
Annexes I, II, III, V, and VI that address
prevention/control of pollution from oil,
noxious liquid substances in bulk,
harmful substances carried by sea in
packaged form, and garbage, and
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prevention of air pollution, respectively.
MARPOL is primarily implemented in
the United States by APPS, 33 U.S.C.
1901 et seq. The USCG is the lead
agency for APPS implementation and
issued implementing regulations
primarily found at 33 CFR part 151.
Those requirements already apply to
many of the vessels covered by the final
rule.
APPS regulates the discharge of oil
and oily mixtures, noxious liquid
substances, and garbage, including food
wastes and plastic. With respect to oil
and oily mixtures, the USCG regulations
at 33 CFR 151.10 prohibit ‘‘any
discharge of oil or oily mixtures into the
sea from a ship’’ except when certain
conditions are met. Exceptions include
a discharge oil content of less than 15
parts per million (ppm) and when the
ship operates oily water separating
equipment, a bilge monitor, a bilge
alarm, or a combination thereof.
Substances regulated as noxious
liquid substances under APPS are
divided into four categories based on
their potential to harm marine resources
and human health. Under 46 CFR
153.1128, discharges of noxious liquid
substances residues at sea may only take
place at least 12 nautical miles (NM)
from the nearest land, among other
requirements. Because discharges at
least 12 NM from the nearest land are
outside the geographic scope of the
VIDA, the final rule does not affect the
requirements for vessels established
under 46 CFR 153.1128 pursuant to
APPS.
MARPOL Annex III addresses harmful
substances in packaged form and is
implemented in the United States by the
Hazardous Materials Transportation
Authorization Act of 1994, as amended
(49 U.S.C. 5901 et seq.), and regulations
appearing at 46 CFR part 148 and 49
CFR part 176. The regulatory provisions
establish labeling, packaging, and
stowage requirements for such materials
to help avoid accidental loss or spillage
during transport. The final rule does not
regulate loss or spillage of transported
materials; however, the final rule
establishes BMPs to help reduce or
prevent the loss of materials and debris
overboard.
Oil Pollution Act (33 U.S.C. 2701 et
seq.)
The Oil Pollution Act of 1990 and the
associated USCG implementing
regulations at 33 CFR parts 155 and 157
also address oil and oily mixture
discharges from vessels. These USCG
regulations establish and reinforce the
15 ppm discharge standard under APPS
for oil and oily mixtures for seagoing
ships and require most vessels to have
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an oily water separator. Oceangoing
vessels of less than 400 gross tonnage
(GT) must either have an approved oily
water separator or retain oily water
mixtures on board for disposal to an
approved reception facility onshore.
Oceangoing vessels of 400 GT and
above, but less than 10,000 GT, except
vessels that carry ballast water in their
fuel oil tanks, must be fitted with
‘‘approved 15 parts per million (ppm)
oily-water separating equipment for the
processing of oily mixtures from bilges
or fuel oil tank ballast.’’ 33 CFR
155.360(a)(1). Oceangoing ships of
10,000 gross tonnage and above and
oceangoing ships of 400 gross tonnage
and above that carry ballast water in
their fuel oil tanks, must be fitted with
approved 15 ppm oily water separating
equipment for the processing of oily
mixtures from bilges or fuel oil tank
ballast, a bilge alarm, and a means for
automatically stopping any discharge of
oily mixture when the oil content in the
effluent exceeds 15 ppm. 33 CFR
155.370. 33 CFR part 155 also references
oil containment and cleanup equipment
and procedures for preventing and
reacting to oil spills and discharges. The
final rule is consistent with the existing
requirements for fuel and oil established
under the Oil Pollution Act and APPS
and does not otherwise affect the
requirements for vessels established
under these Acts.
Clean Water Act Section 311 (33 U.S.C.
1321)
CWA section 311, the Oil and
Hazardous Substances Liability Act,
states that it is a policy of the United
States that there should be no
discharges of oil or hazardous
substances into the waters of the United
States, adjoining shorelines, and certain
specified areas, except where permitted
under Federal regulations (e.g., the
NPDES program). As such, the Act
prohibits the discharge of oil or
hazardous substances into these areas in
such quantities as may be harmful.
Further, the Act states that the President
shall, by regulation, determine those
quantities of oil and any hazardous
substances that may be harmful if
discharged. EPA defines the discharge
of oil in such quantities as may be
harmful as those that violate applicable
water quality standards or ‘‘cause a film
or sheen upon or discoloration of the
surface of the water or adjoining
shorelines or cause a sludge or emulsion
to be deposited beneath the surface of
the water or upon adjoining shorelines.’’
40 CFR 110.3. Sheen is clarified to mean
‘‘an iridescent appearance on the
surface of the water.’’ 40 CFR 110.1. The
final rule prohibits the discharge of oil,
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including oily mixtures, in such
quantities as may be harmful. 40 CFR
139.56(c).
Federal Insecticide, Fungicide, and
Rodenticide Act (7 U.S.C. 136 et seq.).
The Federal Insecticide, Fungicide,
and Rodenticide Act (FIFRA) regulates
the distribution, sale, and use of
pesticides. One of the primary
components of FIFRA requires the
registration and labeling of all pesticides
sold or distributed in the United States,
ensuring that, if pesticides are used in
accordance with the specifications on
the label, they will not cause
unreasonable adverse effects on humans
or the environment. The final rule
reiterates the VGP requirement that any
registered pesticide must be used in
accordance with its FIFRA label for all
activities that result in a discharge into
the waters of the United States or the
waters of the contiguous zone. 40 CFR
139.4(b)(5)(iii). The final rule does not
negate the requirements under FIFRA
and its implementing regulations to use
registered pesticides consistent with the
product’s labeling. In fact, the discharge
of pesticides used in violation of certain
FIFRA requirements incorporated into
this rule is also a violation of these
standards, and therefore a violation of
the CWA (e.g., exceeding hull coating
application rates).
National Marine Sanctuaries Act (16
U.S.C. 1431 et seq. and Implementing
Regulations Found at 15 CFR Part 922
and 50 CFR Part 404)
The National Marine Sanctuaries Act
(NMSA) authorizes the designation and
management of National Marine
Sanctuaries to protect marine resources
with conservation, education, historical,
scientific, and other special qualities.
Under NMSA, additional restrictions
and requirements may be imposed on
vessel operators that operate in and
around National Marine Sanctuaries.
Consistent with the VGP, the final rule
establishes additional restrictions and
requirements for certain discharges for
vessels that operate in and around
National Marine Sanctuaries as these
areas are included in the definition of
‘‘federally-protected waters’’ in the final
rule and listed in appendix A of part
139. Pursuant to CWA sections
312(p)(9)(B) and (E), discharge
requirements established by regulations
promulgated by the Secretary of
Commerce under the National Marine
Sanctuaries Act would continue to
apply to waters under the control of the
Secretary of Commerce (e.g., National
Marine Sanctuaries), in addition to the
standards and requirements established
in this final rule.
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C. Environmental Impacts of Discharges
for Which Technology-Based Discharge
Standards Are Established by This Rule
While the VIDA requires EPA to
establish technology-based standards,
which do not consider the effects on
receiving water quality (as discussed in
greater detail in section VIII., Final
Federal Discharge Standards of
Performance), EPA is presenting to the
public information about the following
pollutants found in vessel discharges:
ANS, nutrients, pathogens, oil and
grease, metals, toxic and
nonconventional pollutants with toxic
effects, and other nonconventional and
conventional pollutants. Information
regarding water-quality impacts of these
discharges and associated pollutants
were not considered in the development
of Federal standards of performance
representing best available technology
economically achievable, as established
in this rule. EPA presents this
information because the public may be
interested in it and it informs the
Economic Analysis that characterizes
the potential benefits associated with
this rule.
Discharges incidental to the normal
operation of vessels can have significant
adverse impacts on aquatic ecosystems
and other potential impacts such as to
human health through contamination of
food from aquaculture/shellfish
harvesting areas through the addition of
pollutants. The adverse environmental
impacts vary considerably based on the
type and number of vessels, the size and
location of the port or marina, and the
condition of the receiving waters. These
adverse impacts are more likely to occur
when there are significant numbers of
vessels operating in receiving waters
with limited circulation or if the
receiving waters are already impaired.
As a result of this variation, protecting
U.S. waters from vessel-related activities
poses unique challenges for local, State,
and Federal Governments.
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1. Aquatic Nuisance Species (ANS)
ANS, which can include invasive
plants, animals, and pathogens, are a
persistent problem in U.S. coastal and
inland waters. The VIDA specifically
includes ANS in the category of
nonconventional pollutants to be
regulated through the application of best
available technology and best
practicable technology. 33 U.S.C.
1322(p)(4)(B)(i).
ANS may be incidentally discharged
or released from a vessel’s operations
through a variety of vessel systems and
equipment, including but not limited to
ballast water, sediment from ballast
tanks, vessel hulls and appendages,
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seawater piping, chain lockers, and
anchor chains. ANS pose severe threats
to aquatic ecosystems, including
outcompeting native species, damaging
habitat, changing food webs, and
altering the chemical and physical
aquatic environment. Furthermore, ANS
can have profound and wide-ranging
socioeconomic impacts, such as damage
to recreational and commercial
fisheries, infrastructure, and waterbased recreation and tourism. Once
established, it is extremely challenging
and costly to remove ANS and
remediate the impacts. It has become
even more critical to control discharges
of ANS from vessel systems and
equipment with the increase in vessel
traffic due to globalization and
increased trade.
2. Nutrients
Nutrients, including nitrogen,
phosphorus, and other micro-nutrients,
are constituents of incidental discharges
from vessels. Though often associated
with discharges from sewage treatment
facilities and other sources such as
runoff from agricultural and urban
stormwater sources, nutrients are also
discharged from vessel sources such as
runoff from deck cleaning, graywater,
and bilgewater.
Increased nutrient discharges from
anthropogenic sources are a major
source of water quality degradation
throughout the United States (U.S.
Geological Survey, 1999). Generally,
nutrient over-enrichment of waterbodies
adversely impacts biological diversity,
fisheries, and coral reef and seagrass
ecosystems (National Research Council,
2000). One of the most notable effects of
nutrient over-enrichment is the excess
proliferation of plant life and ensuing
eutrophication. A eutrophic system has
reduced levels of dissolved oxygen and
increased turbidity which can lead to
changes in the composition of aquatic
flora and fauna. Such conditions also
fuel harmful algal blooms, which can
have significant adverse impacts on
human health as well as aquatic life
(National Research Council, 2000;
Woods Hole Oceanographic Institute,
2007).
3. Pathogens
Pathogens–those bacteria, viruses, and
other microorganisms that can cause
disease—can be found in discharges
from vessels, particularly in graywater
and ballast water discharges. Discharges
of pathogens into waterbodies can
adversely impact local ecosystems,
fisheries, and human health. Pathogens
found in untreated graywater are similar
to, and in some cases may have a higher
concentration than, domestic sewage
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82079
entering land-based wastewater
treatment plants (U.S. EPA, 2008;
2011d). Specific pathogens of concern
found in graywater include Salmonella
spp., Escherichia coli, enteroviruses,
hepatitis, and pathogenic protists
(National Research Council, 1993).
Additional pathogen discharges have
also been associated with ballasting
operations, including Escherichia coli,
intestinal enterococci, Vibrio cholerae,
Clostridium perfringens, Salmonella
spp., Cryptosporidium spp., Giardia
spp., and a variety of viruses (Knight et
al., 1999; Reynolds et al., 1999; Zo et al.,
1999). Pathogens can potentially be
transported in unfilled ballast water
tanks (Johengen et al., 2005). Under the
VIDA, bacterial and viral pathogens can
qualify as ‘‘aquatic nuisance species.’’
33 U.S.C. 1312(p)(1)(A), (Q), (R)
(defining the related terms ‘‘aquatic
nuisance species,’’ ‘‘nonindigenous
species,’’ and ‘‘organism’’).
4. Oil and Grease
Vessels can discharge a variety of oils
during normal operations, including
lubricating oils, hydraulic oils, and
vegetable or organic oils. A significant
portion of the lubricants discharged
from a vessel during these normal
operations directly enters the aquatic
environment. Some types of oil and
grease can be highly toxic and
carcinogenic, and have been shown to
alter the immune system, reproductive
abilities, and liver functions of many
aquatic organisms (Ober, 2010). Broadly,
the toxicity of oil and grease to aquatic
life is due to reduced oxygen transport
potential and an inability of organisms
to metabolize and excrete oil and grease
once ingested, absorbed, or inhaled.
The magnitude of impact of oils
differs depending on the chemical
composition, method of exposure,
concentration, and environmental
conditions (e.g., weather, salinity,
temperature). It can therefore be
difficult to identify one single parameter
responsible for negatively impacting
aquatic life.
Aromatic hydrocarbon compounds,
commonly present in fuels, lubricants,
and additives, are consistently
associated with acute toxicity and
harmful effects in aquatic biota (Dupuis
and Ucan-Marin, 2015). Impacts are
observed in both developing and adult
organisms, and include reduced growth,
enlarged livers, fin erosion,
reproduction impairment, and
modifications to heartbeat and
respiration rates (Dupuis and UcanMarin, 2015). Laboratory experiments
have shown that fish embryos exposed
to hydrocarbons exemplify symptoms
collectively referred to as blue sac
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disease. Symptoms of the disease range
from reduced growth and spinal
abnormalities, to hemorrhages and
mortality (Dupuis and Ucan-Marin,
2015). Oils can also taint organisms that
are consumed by humans, resulting in
economic impacts to fisheries and
potential human health effects.
In establishing the final rule, EPA
considered the availability of
environmentally acceptable lubricants
(EALs). Production of EALs focuses on
using chemicals with oxygen atoms
which increases their water solubility
and biodegradability, thereby decreasing
their accumulation in the aquatic
environment. The solubility of EALs
also makes it easier for aquatic life to
metabolize and excrete these chemicals
(U.S. EPA, 2011). Overall, EALs reduce
the bioaccumulation potential and toxic
effects to aquatic life.
5. Metals
Vessel discharges can contain metal
constituents from a variety of onboard
sources, including graywater,
bilgewater, exhaust gas emission control
systems, and firemain systems. While
some metals, including copper, nickel,
and zinc, are known to be essential to
organism function when present at
certain levels, many others, including
mercury, lead, thallium, and arsenic, are
non-essential and/or are known to have
only adverse impacts. Even essential
metals may harm organism function in
sufficiently elevated concentrations.
Some metals may also bioaccumulate in
the tissues of aquatic organisms,
intensifying toxic effects. Through a
process called biomagnification,
concentrations of some metals can
increase up the food chain, leading to
elevated levels in commercially
harvested fish species (U.S. EPA, 2007).
Exposure to metals through fish
consumption or other exposure
pathways may have adverse human
health effects (U.S. EPA, 2007). For
example, exposure to elevated levels of
methylmercury is associated with
developmental and neurological effects,
while exposure to lead is known to
cause a range of health effects, from
behavioral problems and learning
disabilities to seizures and death (U.S.
EPA, 2024 and 2024a). Additionally,
ingestion of arsenic may lead to
increased risk of cancer in the skin,
liver, bladder, and lungs, as well as
nausea, vomiting, abnormal heart
rhythm, and damage to blood vessels
(Agency for Toxic Substances and
Disease Registry, 2007).
Vessel hulls and appendages are
frequently coated in metal-based
biocides to prevent biofouling. The most
widely-used metal in biocides is copper.
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While it is an essential nutrient, copper
can be both acutely and chronically
toxic to fish, aquatic invertebrates, and
aquatic plants at higher concentrations.
Elevated concentrations of copper can
adversely impact survivorship, growth,
and reproduction of aquatic organisms
(U.S. EPA, 2016). Copper can inhibit
photosynthesis in plants and interfere
with enzyme function in both plants
and animals in concentrations as low as
4 micrograms (mg)/L (U.S. EPA, 2016).
6. Other Pollutants
Vessel discharges can contain a
variety of other toxic, conventional, and
nonconventional pollutants. This rule is
intended to prevent and control the
discharge of certain pollutants that have
been identified in the various
discharges. For example, graywater can
contain phthalates phenols, and
chlorine (U.S. EPA, 2008). These
compounds can cause a variety of
adverse impacts on aquatic organisms
and human health. Phthalates are
known to interfere with reproductive
health, liver, and kidney function in
both animals and humans. (Sekizawa et
al., 2003; DiGangi et al., 2002). Chlorine
can cause respiratory problems,
hemorrhaging, and acute mortality to
aquatic organisms, even at relatively
low concentrations (U.S. EPA, 2008).
Vessel discharges may also contain
certain biocides used in vessel coatings,
which can be harmful to aquatic
organisms. For example, cybutryne, also
commonly known as Irgarol 1051, is a
biocide that functions by inhibiting the
electron transport mechanism in algae,
thus inhibiting growth. Numerous
studies indicate that cybutryne is both
acutely and chronically toxic to a range
of marine organisms, and in certain
cases, more harmful than tributyltin
(Carbery et al, 2006; Van Wezel and Van
Vlaardingen, 2004).
Some vessel discharges are more
acidic or basic than the receiving
waters, which can have a localized
effect on pH (Alaska Department of
Environmental Conservation, 2007). For
example, exhaust gas emission control
systems remove sulfur dioxide in
exhaust gas and dissolve it in
washwater, where it is then ionized and
produces an acidic washwater. Research
has shown that even minor changes in
ambient pH can have profound effects,
such as developmental defects, reduced
larval survivorship, and decreased
calcification of corals and shellfish
(Oyen et al., 1991; Zaniboni-Filho et al.,
2009, Marubini and Atkinson, 1999).
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IV. Scope of the Regulatory Action
A. Waters
The final rule applies to discharges
into the waters of the United States or
the waters of the contiguous zone. 33
U.S.C. 1322(p)(8)(B). Sections 502(7),
502(8), and 502(9) of the CWA define
the terms ‘‘navigable waters,’’
‘‘territorial seas,’’ and ‘‘contiguous
zone,’’ respectively. 33 U.S.C. 1362(7)–
(9). The term ‘‘navigable waters’’ means
the waters of the United States
including inland waters and the
territorial seas, where the United States
includes the 50 States, the District of
Columbia, the Commonwealth of Puerto
Rico, the U.S. Virgin Islands, Guam,
American Samoa, the Commonwealth of
the Northern Mariana Islands, and the
Trust Territories of the Pacific Islands.
Id. (7). The term ‘‘territorial seas’’ means
the belt of seas that extends three miles
seaward from the line of ordinary low
water along the portion of the coast in
direct contact with the open sea and the
line marking the seaward limit of inland
waters. Id. (8). For simplicity, EPA uses
the term ‘‘shore’’ to refer to the line of
ordinary low water referenced in the
foregoing definition for ‘‘territorial
seas.’’ The term ‘‘contiguous zone’’
means the entire zone established or to
be established by the United States
under Article 24 of the Convention of
the Territorial Sea and the Contiguous
Zone, which extends 12 NM under
Article 24 of the Convention of the
Territorial Sea and the Contiguous
Zone. Id. (9).
B. Vessels
The final rule applies to discharges
incidental to the normal operation of
any non-Armed Forces, non-recreational
vessels as set forth in CWA section
312(p)(2). The final rule does not apply
to discharges incidental to the normal
operation of a vessel of the Armed
Forces subject to CWA section 312(n); a
recreational vessel subject to CWA
section 312(o); a small vessel less than
79 feet in length or a fishing vessel,
except that the rule applies to any
discharge of ballast water from a small
vessel less than 79 feet or fishing vessel;
or a floating craft that is permanently
moored to a pier, including a floating
casino, hotel, restaurant, or bar. 33
U.S.C. 1322(p)(2)(B)(i). The types of
vessels covered under the final rule
include but are not limited to public
vessels of the United States, commercial
fishing vessels (for ballast water only),
passenger vessels (e.g., cruise ships and
ferries), barges, tugs and tows, offshore
supply vessels, mobile offshore drilling
units, tankers, bulk carriers, cargo ships,
container ships, and research vessels.
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The domestic and international vessel
population that is subject to the Federal
standards of performance includes
approximately 82,000 vessels. The final
rule also does not apply to a narrow
category of specified ballast water
discharges that Congress believed do not
pose a risk of spreading or introducing
ANS (33 U.S.C. 1322(p)(2)(B)(ii); VIDA
Senate Report, at 10), or to any
discharges that result from (or contain
material derived from) an activity other
than the normal operation of a vessel
(33 U.S.C. 1322(p)(2)(B)(iii)). Unless
otherwise provided by CWA section
312(p), any incidental discharges
excluded from regulation in the VIDA
remain subject to the pre-enactment
status quo (e.g., State law, NPDES
permitting, etc.). VIDA Senate Report, at
10.
The Federal standards of performance
herein apply equally to new and
existing vessels except in such cases
where the final rule expressly
distinguishes between such vessels, as
authorized by CWA section
312(p)(4)(C)(ii).
E. Effective Date
The effective date of this rule is 30
days after publication in the Federal
Register; however, the Federal
standards of performance become
effective beginning on the date upon
which the regulations promulgated by
the Secretary pursuant to CWA section
312(p)(5) governing the implementation,
compliance, and enforcement of the
Federal standards of performance
become final, effective, and enforceable.
Per CWA section 312(p)(3)(c), as of that
date, the requirements of the VGP and
all regulations promulgated by the
Secretary pursuant to Section 1101 of
the NANPCA (16 U.S.C. 4711) (as in
effect on December 3, 2018), including
the regulations contained in subparts C
and D of 33 CFR part 151 and 46 CFR
162.060 (as in effect on December 3,
2018), shall be deemed repealed and
have no force or effect. Similarly, as of
that same date, any CWA section 401
certification requirement in Part 6 of the
VGP, shall be deemed repealed and
have no force or effect.
C. Incidental Discharges
The final rule establishes general and
specific Federal standards of
performance for discharges incidental to
the normal operation of a vessel
described in CWA section 312(p)(2).
The general standards apply to all
vessels and all incidental discharges
subject to regulation under CWA section
312(p). The specific standards apply to
specific discharges incidental to the
normal operation of the following types
of vessel equipment and systems: ballast
tanks, bilges, boilers, cathodic
protection, chain lockers, decks,
desalination and purification systems,
elevator pits, exhaust gas emission
control systems, fire protection
equipment, gas turbines, graywater
systems, hulls and associated niche
areas, inert gas systems, motor gasoline
and compensating systems, non-oily
machinery, pools and spas, refrigerators
and air conditioners, seawater piping,
and sonar domes.
V. Stakeholder Engagement
During the development of the rule,
EPA and the USCG engaged other
Federal agencies, States, Tribes, nongovernmental organizations, the general
public, and the maritime industry. On
October 26, 2020, EPA published a
Notice of Proposed Rulemaking
(‘‘proposed rule,’’ 85 FR 67818) in the
Federal Register for public comment.
Following publication of the proposed
rule, EPA re-engaged with the states
through the VIDA’s Governors
consultation process to discuss topics
for which the states expressed an
interest in further collaboration and
conducted post-proposal outreach to
States, Tribes, and interested
stakeholders from environmental
organizations and the regulated
community to obtain additional
clarification regarding their concerns
with the proposed rule. Subsequently,
on October 18, 2023, EPA published in
the Federal Register a Supplemental
Notice of Proposed Rulemaking
(‘‘supplemental notice,’’ 88 FR 71788)
for public comment that presented
ballast water management system
(BWMS) type-approval data that EPA
received from the USCG since the
proposed rule. The supplemental notice
also included additional regulatory
options that EPA was considering for
discharges from ballast tanks, hulls and
associated niche areas, and graywater
systems. General summaries of the
outreach are included in this section
and in section XII., Statutory and
Executive Order Reviews. Detailed
D. Emergency and Safety Concerns
The VIDA recognizes that safety of life
at sea and other emergency situations
not resulting from the negligence or
malfeasance of the vessel owner,
operator, master, or person in charge
may arise, and that the prevention of
loss of life or serious injury may require
operations that would not otherwise be
consistent with these standards.
Therefore, no person would be found to
be in violation of the final rule if they
qualify for the affirmative defense
described in CWA section 312(p)(8)(C).
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documentation is also available in the
docket.
A. Informational Webinars and Public
Listening Sessions
EPA, in coordination with the USCG,
hosted two informational webinars on
May 7 and 15, 2019 to enhance public
awareness about the VIDA and provide
opportunity for engagement. During the
webinars, EPA and the USCG provided
a general overview of the VIDA,
discussed interim and future discharge
requirements, described future State and
public engagement opportunities, and
answered clarifying questions raised by
the audience. The webinar recordings
and presentation material are available
at https://www.epa.gov/vessels-marinasand-ports/vessel-incidental-dischargeact-vida-engagement-opportunities.
Additionally, EPA, in coordination
with the USCG, hosted a public, inperson listening session at the U.S.
Merchant Marine Academy in New York
on May 29–30, 2019. At the listening
session, EPA, with the support of the
USCG, provided an overview of the
VIDA, described the interim
requirements and the framework for the
future regulations, and conducted
sessions on key vessel discharges to
provide an opportunity for public input.
Fifty-two individuals from a variety of
stakeholder groups attended and
provided input. Public input largely
centered on BWMSs, including testing
methods and monitoring requirements.
Stakeholders requested harmonization
of domestic regulations with those of
the International Maritime Organization
(IMO), such as standards for exhaust gas
emission control systems. Input was
also received on challenges with
compliance and reporting under the
VGP and the USCG ballast water
regulations. The meeting agenda and a
summary of the comments received are
available in the docket.
During the public comment period for
both the proposed rule and
supplemental notice, EPA held public
meetings to describe procedures for
submitting comments on the rule and
provide an opportunity for stakeholders
to ask clarifying questions. Details and
materials from these public meetings are
available at https://www.epa.gov/
vessels-marinas-and-ports/vesselincidental-discharge-act-vidastakeholder-engagement-opportunities.
B. Consultation and Coordination With
States
1. Federalism Consultation and
Governors Consultation
As noted in the proposed rule, EPA
concluded that this action has
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federalism implications pursuant to the
terms of Executive Order 13132. As
such, EPA consulted with State and
local officials early in the development
of this rule. On July 9, 2019, in
Washington, DC, EPA and the USCG
conducted a Federalism consultation
briefing to allow states and local
officials to have meaningful and timely
input into EPA’s rulemaking for the
development of the Federal standards of
performance. Additional information
regarding the VIDA Federalism
Consultation can be found in section
XII. Statutory and Executive Order
Reviews.
In addition, CWA section
312(p)(4)(A)(iii)(II) directs EPA to
develop a process for soliciting input
from interested Governors to inform the
development of the Federal standards of
performance, including sharing
information relevant to the process. On
July 10 and 18, 2019, EPA and the
USCG, with the support and assistance
of the National Governors Association,
held meetings with Governors’
representatives to provide an overview
of the VIDA, discuss State authorities
under the VIDA, and solicit input on a
process that would meet both the
statutory requirements and State needs.
Based on this input, EPA developed a
process to obtain Governors’ input on
the rulemaking. Thirteen states (Alaska,
California, Hawaii, Maryland, Michigan,
Minnesota, New York, North Carolina,
Ohio, Puerto Rico, Virginia,
Washington, and Wisconsin)
participated in the process, as did
representatives from the Western
Governors Association, the Pacific
States Marine Fisheries Commission,
and the All Islands Coral Reef
Committee.
To obtain Governors’ input, EPA
hosted three regional, web-based forums
for Governors and their representatives
to inform EPA early in the development
of the proposed rule on the challenges
and concerns associated with existing
requirements under the VGP and to
discuss potential considerations for key
discharges of interest. The forums were
held in 2019 on September 10 for West
Coast states, September 12 for Great
Lakes states, and September 19 for all
states. During each forum, subjectmatter experts from EPA provided a
brief background on the VIDA followed
by organized discussions regarding the
key discharges identified by the regional
representatives prior to the forum.
During the organized discussions,
interested Governors’ representatives
commented on the presentation content,
shared applicable scientific or technical
information, and provided suggestions
for EPA to consider during the
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development of the Federal standards of
performance. In addition to the verbal
input provided during the forums, EPA
accepted written comments. Copies of
those written comments are included in
the docket.
On December 18, 2019, EPA held two
follow-up calls with representatives
from the Great Lakes states. During each
call, EPA addressed the comments that
had been submitted by the Great Lakes
states, including comments on specific
requirements of the VIDA, non-ballast
water discharges, and best available
technology as it relates to BWMSs.
Representatives from Illinois, Michigan,
Minnesota, New York, Ohio,
Pennsylvania, and Wisconsin attended
the calls.
EPA also held a follow-up call with
representatives from the West Coast
states on January 15, 2020. During the
call, EPA addressed the comments that
had been submitted by West Coast
states, including comments on outreach
and engagement, the best available
technology analysis for BWMSs, and
regulation of biofouling and in-water
cleaning and capture devices.
Representatives from California, Hawaii,
Oregon, and Washington, as well as
representatives from the Pacific States
Marine Fisheries Commission and the
Western Governors Association,
attended the call.
After the public comment period
concluded for the proposed rule, EPA
met with State representatives to
discuss topics of interest between June
and October 2021 to inform the
supplemental notice.
During the engagement with states,
EPA received pre-proposal comments,
as well as post-proposal comments on
the proposed rule and supplemental
notice, from states, Governors, and
Governors’ representatives. Comments
were received from representatives from
Alabama, Alaska, American Samoa,
California, the Commonwealth of the
Northern Mariana Islands, Connecticut,
Delaware, Florida, Guam, Hawaii,
Illinois, Louisiana, Maine, Maryland,
Massachusetts, Michigan, Minnesota,
Mississippi, New Hampshire, New
Jersey, New York, North Carolina, Ohio,
Oregon, Pennsylvania, Puerto Rico,
Rhode Island, U.S. Virgin Islands,
Virginia, Washington, Wisconsin, and
the Western Governors Association.
Comments on the proposed rule
primarily focused on ballast water,
biofouling, and the State engagement
process, while comments on the
supplemental notice focused on EPA’s
analysis of newly obtained ballast water
data and the additional regulatory
options presented for ballast tanks, hulls
and associated niche areas, and
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graywater systems. These comments can
be found in the docket.
2. Governor Objections
In conjunction with the requirement
to engage states in the development of
the proposed standards, CWA section
312(p)(4)(A)(iii)(III) provides an avenue
for Governors to formally object to a
proposed Federal standard of
performance. An interested Governor
may submit to the Administrator a
written, detailed objection to the
proposed Federal standard of
performance, describing the scientific,
technical, and operational factors that
form the basis of the objection. Before
finalizing a Federal standard of
performance for which there has been
an objection from one or more interested
Governors, the CWA requires the
Administrator to provide a written
response to the objection detailing the
scientific, technical, or operational
factors that form the basis for that
standard.
EPA received five objection letters
from the Governors of California,
Hawaii, Michigan, Minnesota, and
Washington. One or more of these states
objected to aspects of the proposed
Federal standard of performance for
ballast tanks, biofouling management,
chain lockers, decks, exhaust gas
emission control systems, fire protection
equipment, graywater systems, hulls
and associated niche areas, and
procedures for states to request changes
to standards, regulations, or policy
promulgated by the Administrator. In
the objection letters, Governors also
raised concerns outside of the scope of
specific Federal standards of
performance, such as the timing and
substance of State consultation and
purported inconsistency with State
water quality standards. EPA addressed
specific comments and concerns raised
by these five states in the relevant
topical sections of the Comment
Response Document available in the
docket. Consistent with the CWA, the
Administrator responded to these
Governors in writing prior to the
publication of this final rule.
VI. Public Comments Received and
Agency Responses
EPA received 28,701 comments on the
proposed rule and 45,820 comments on
the supplemental notice for a total of
74,521 comments received. Of these,
292 comments were unique, while the
remaining comments were received
from participants in mass mailer
campaigns. The majority of comments
addressed proposed requirements for
specific discharges, though comments
also contained feedback on general
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topics of concern, such as stakeholder
engagement. EPA fully considered
comments and, where appropriate,
made changes to the final rule to reflect
comments received. The sections below
describe those changes to the final rule
and a comprehensive Comment
Response Document is available in the
docket.
VII. Definitions
The final rule includes definitions for
several statutory, regulatory, and
technical terms. 40 CFR 139.2. These
definitions apply solely for the purposes
of this final rule and do not affect the
definitions of any similar terms used in
any other context. Where possible, EPA
relied on existing definitions from other
laws, regulations, and the VGP to
provide consistency with existing
requirements. Many of the definitions
are taken either verbatim or with minor
clarifying edits from the VIDA, the
legislation which this final rule
implements. This includes definitions
for: aquatic nuisance species (ANS),
ballast water, ballast water exchange,
ballast water management system
(BWMS), Captain of the Port (COTP)
Zone, commercial vessel—as that term
is used for vessels operating within the
Pacific Region, empty ballast tank, Great
Lakes State, internal waters, live or
living, marine pollution control device,
organism, Pacific Region, port or place
of destination, render nonviable,
saltwater flush, Secretary, small vessel
or fishing vessel (and the term ‘‘fishing
vessel’’ to direct the reader to the
definition of ‘‘small vessel or fishing
vessel’’), and VGP.
EPA included definitions from other
sections of the CWA, USCG regulations,
the VGP, and other regulations, as well
as new definitions specific to this final
rule. EPA modified some of the
definitions in the proposed rule based
on public comments. Terms not defined
in the final rule have the meaning
defined under the CWA and applicable
regulations.
Definitions for the following terms
were added to provide clarity and
ensure that the associated regulations
are understood by the regulated
community: active discharge of
biofouling, anti-fouling coating, antifouling system, ferry, fire protection
equipment, in-water cleaning with
capture (IWCC), in-water cleaning
without capture, macrofouling, marine
inspector, microfouling, new ferry,
passenger vessel, passive discharge of
biofouling, and seawater piping system
(See also the comment response sections
for 40 CFR 139.21, Graywater systems,
40 CFR 139.22, Hulls and associated
niche areas, 40 CFR 139.28, Seawater
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piping, and 40 CFR 139.19, Fire
protection equipment). In response to
public comments, the final rule slightly
revises the definitions of
‘‘macrofouling’’ and ‘‘microfouling’’
from the definitions presented in the
supplemental notice to provide
additional clarity and consistency. It
also dispenses with the use of the Navy
Fouling Rating scale in favor of the
terms macrofouling and microfouling
(See also the comment response for 40
CFR 139.28, Seawater piping).
Several definitions were modified
from the proposed rule. The definition
for ‘‘Marine Growth Prevention System
(MGPS)’’ now references the added
definition for ‘‘seawater piping system,’’
while EPA modified the definition for
‘‘niche areas’’ to add clarity and remove
language that would be confusing
within the context of the VIDA (See also
the comment response section for 40
CFR 139.22, Hulls and associated niche
areas). In response to concerns raised by
commenters, the definition for
‘‘organism’’ was modified to replace the
word ‘‘means’’ with ‘‘includes,’’
consistent with the CWA definition.
Definitions for ‘‘oil-to-sea interface,’’
‘‘EAL,’’ and ‘‘reception facility’’ were
modified slightly to provide additional
clarity for the regulated community (See
also the comment response section for
40 CFR 139.6, Oil management).
‘‘Captain of the Port Zone’’ now
includes references to other United
States Code for additional clarity and
consistency (See also the comment
response for Subpart A—Scope). The
definition for ‘‘midocean’’ was modified
slightly to maintain consistency within
the final rule (See also the comment
response section for 40 CFR 139.10,
Ballast tanks). Finally, EPA removed the
definition for ‘‘scheduled drydocking’’
as that term is not used in the final rule.
VIII. Final Federal Discharge Standards
of Performance
In adopting CWA section
312(p)(4)(B)(i), Congress directed EPA to
promulgate Federal standards of
performance for conventional
pollutants, toxic pollutants, and
nonconventional pollutants (including
ANS). The VIDA cross-references
existing statutory standards in the CWA
at sections 301 and 304 of the CWA (as
well as EPA’s implementing regulations
at 40 CFR 125.3), which indicates that
Congress intended for EPA to base the
VIDA standards of performance on the
same statutory considerations as those
applicable when setting technologybased effluent limits for permits under
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CWA section 402.4 The provisions cited
in the VIDA (CWA sections 301(b) and
304, 33 U.S.C. 1311(b) and 1314), are
the basis for EPA’s development of
effluent limitations guidelines, which
are national performance-based
requirements established by regulation
for categories of point sources based on
degree of control that can be achieved
using various levels of pollution control
technology, as specified in the CWA.
Thus, many of the same legal standards
and considerations that apply to the
development of technology-based
effluent limitation guidelines also apply
to the development of the VIDA’s
Federal standards of performance.
The CWA and its legislative history of
CWA sections 301(b) and 304(b) (33
U.S.C. 1311(b) and 1314(b)), describe
the need to press toward higher levels
of control through research and
development of new processes,
modifications, replacement of obsolete
plants and processes, and other
improvements in technology, taking into
account the cost of controls to ‘‘require
elimination of pollutant discharges . . .
if the Administrator finds, on the basis
of information available to him, . . .
that such elimination is technologically
and economically achievable for a
category or class of point sources as
determined in accordance with
regulations issued by the Administrator
. . .’’. 33 U.S.C. 1311(b)(2)(A). The
legislative history and case law also
support that EPA does not consider
water quality impacts on individual
water bodies as technology-based
standards are developed (Statement of
Senator Muskie, October 4, 1972,
reprinted in A Legislative History of the
Water Pollution Control Act
Amendments of 1972, at 170. (U.S.
Senate, Committee on Public Works,
Serial No. 93–1, January 1973);
Southwestern Elec. Power Co. v. EPA,
920 F.3d at 1005, ‘‘The Administrator
must require industry, regardless of a
discharge’s effect on water quality, to
employ defined levels of technology to
meet effluent limitations.’’ (citations
and internal quotations omitted).
The CWA establishes a two-step
process for implementation of
increasingly stringent technology-based
effluent limitations. The first step
requires compliance with standards
based on‘‘the application ofthe best
practicable control technology currently
available [BPT] as defined by the
Administrator . . .’’ 33 U.S.C.
1311(b)(1)(A). The second step requires
4 The VIDA does not reference CWA section 306
for new source standards, meaning that the CWA
‘‘best available demonstrated control technology’’
standard does not apply to new sources regulated
by the VIDA.
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compliance with standards based on
application of the ‘‘best available
technology economically achievable
[BAT] for such category or class . . .’’
33 U.S.C. 1311(b)(2)(A). The CWA, as
amended in 1977, replaced the BAT
standard with a new standard, ‘‘best
conventional pollutant control
technology [BCT],’’ but only for certain
‘‘conventional pollutants’’ (i.e., BOD,
TSS, oil and grease, fecal coliform, and
pH). See 33 U.S.C. 1311(b)(2)(E) and
1314(a)(4) and 40 CFR 401.16.
The CWA requires consideration of
BPT for conventional, toxic, and
nonconventional pollutants. CWA
section 304(a)(4) designates the
following as conventional pollutants:
BOD, TSS, fecal coliform, and pH, and
any additional pollutants defined by the
Administrator as conventional. The
Administrator designated oil and grease
as an additional conventional pollutant
on July 30, 1979. 40 CFR 401.16. Toxic
pollutants (e.g., toxic metals such as
arsenic, mercury, selenium, and
chromium; toxic organic pollutants such
as benzene, benzo-a-pyrene, phenol, and
naphthalene) are those outlined in CWA
section 307(a) and subsequently
identified in EPA regulations at 40 CFR
401.15 and 40 CFR part 423 appendix A.
All other pollutants are
nonconventional, including aquatic
nuisance species. (33 U.S.C.
1322(p)(4)(B)(i)(III)).
In determining BPT, under CWA
sections 301(b)(1)(A) and 304(b)(1)(B),
and 40 CFR 125.3(d)(1), EPA evaluates
several factors. EPA first considers the
cost of application of currently available
technology in relation to the effluent
reduction benefits. Traditionally, as is
consistent with the statute, its
legislative history, and caselaw, EPA
defines ‘‘currently available’’ based on
the average of the best performance of
facilities within the industry, grouped to
reflect various ages, sizes, processes, or
other common characteristics (Chem.
Mfrs. Assn. v. EPA, 870 F.2d 177, 207–
208 (5th Cir. 1989)). The Agency also
considers the age of equipment and
facilities, the processes employed,
engineering aspects of various types of
control techniques, process changes,
non-water quality environmental
impacts (including energy
requirements), and such other factors as
the Administrator deems appropriate. If,
however, existing performance is
uniformly inadequate within an
industrial category, EPA may establish
limitations based on higher levels of
control if the Agency determines that
the technology is available in another
category or subcategory and can be
practically applied to this industrial
category.
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The 1977 amendments to the CWA
required EPA to identify effluent
reduction levels for conventional
pollutants associated with BCT for
discharges from existing industrial point
sources. 33 U.S.C. 1311(b)(2)(E);
1314(b)(4)(B); 40 CFR 125.3(d)(2). In
addition to considering the other factors
specified in CWA section 304(b)(4)(B) to
establish BCT requirements, EPA also
considers a two-part ‘‘costreasonableness’’ test. EPA explained its
methodology for the development of
BCT requirements in 1986. See 51 FR
24974, July 9, 1986.
For toxic pollutants and
nonconventional pollutants, EPA
promulgates discharge standards based
on BAT. 33 U.S.C. 1311(b)(2)(A) and
1314(b)(2)(B); 40 CFR 125.3(d)(3). In
establishing BAT, the technology must
be technologically ‘‘available’’ and
‘‘economically achievable.’’ The factors
considered in assessing BAT include the
cost of achieving BAT effluent
reductions, the age of equipment and
facilities involved, the process
employed, potential process changes,
non-water quality environmental
impacts, including energy requirements,
and other such factors as the
Administrator deems appropriate. EPA
retains considerable discretion in
assigning the weight accorded to these
factors. See Weyerhaeuser Co v. Costle,
590 F.2d 1011, 1045 (D.C. Cir. 1978).
EPA usually determines economic
achievability on the basis of costs of
compliance with BAT limitations on
overall industry and subcategory
financial conditions. BAT discharge
standards may be based on effluent
reductions attainable through changes
in a facility’s processes and operations.
BAT reflects the highest performance in
the industry and may reflect a higher
level of performance than is currently
being achieved based on technology
transferred from a different subcategory
or category. Southwestern Elec. Power
Co. v. EPA, 920 F.3d at 1006; Am. Paper
Inst. v. Train, 543 F.2d 328, 353 (D.C.
Cir. 1976); Am. Frozen Food Inst. v.
Train, 539 F.2d 107, 132 (D.C. Cir.
1976). BAT may be based upon process
changes or internal controls, even when
these technologies are not common
industry practice. See American Frozen
Foods, 539 F.2d 107, 132, 140 (D.C. Cir.
1976).
CWA section 312(p)(4)(B)(ii) is also
modelled off of established CWA
concepts and directs EPA to use BMPs
in certain circumstances. See, e.g., VIDA
Senate Report at 11 (‘‘As with the
technology standards themselves, this
best management practice language is
modeled off a similar regulatory
provision for NPDES permits to ensure
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that the Administrator applies the same
relevant considerations under section
312(p).’’). Specifically, CWA section
312(p)(4)(B)(ii) requires employing
BMPs to control or abate any discharge
incidental to the normal operation of a
vessel if: (1) numeric discharge standard
standards are infeasible; or (2) or if the
BMPs are reasonably necessary to
achieve the standards or to carry out the
purpose of reducing and eliminating the
discharge of pollutants.
Where EPA did not impose a numeric
standard,5 EPA determined that they
were infeasible. For these discharges,
the particular challenges posed by
setting standards for moving vessels at
sea made numeric standards
impracticable. For example, many of the
specific discharge streams (e.g. chain
lockers) would be impossible to monitor
using available technology without
putting the safety of crew members at
risk. The physical nature of other
discharge streams (e.g. deck runoff),
which differs significantly from the
normal contexts for which EPA
normally imposes CWA numerical
discharge standards, also makes setting
a numeric standard impracticable. EPA
also did not receive comments
indicating that it was practicable to
impose numeric standards for any
specific discharges for which it required
BMPs in the final rule. EPA received
several comments supporting EPA’s use
of BMPs.
Additionally, EPA determined for
certain discharges where it was
practicable to impose numerical
discharge standards that additional
BMPs for these specific discharges are
reasonably necessary to carry out the
purpose and intent of CWA section
312(p).6 For example, while EPA set
numeric discharge standards for ballast
tanks at 40 CFR 139.10(d), the Agency
also required best management practices
at 40 CFR 139.10(c) that are important
for reducing discharges of ANS and thus
are reasonably necessary to achieve the
numeric discharge standards for ballast
5 General operation and maintenance
(section139.4), biofouling management (section
139.5), oil management (section 139.6), boilers
(section 139.12), cathodic protection (section
139.13), chain lockers (section 139.14), decks
(section 139.15), desalination and purification
systems (section 139.16), elevator pits (section
139.17), fire protection equipment (section 139.19),
gas turbines (section 139.20), hull and associated
niche areas (section 139.22), inert gas systems
(section 139.23), motor gasoline and compensating
systems (section 139.24), non-oily machinery
(section 139.25), refrigeration and air conditioning
(section 139.27), seawater piping (section 139.28),
sonar domes (section 139.29).
6 Ballast tanks (section 139.10), bilges (139.11),
exhaust gas emission control systems (section
139.18), graywater systems (section 139.21), pools
and spas (section 139.26).
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tanks. BMPs consist of specific and
implementable practices that will drive
the reduction of pollutant discharges
from vessels. BMPs rely on existing
available technologies and will lead to
reductions in pollutant discharges even
given the highly variable nature of
incidental discharges from vessels and
practical difficulties in monitoring those
discharges. Additionally, requiring the
BMPs for those same specific discharges
that were subject to BMPs under the
VGP is consistent with the VIDA’s
requirement that existing VGP
requirements serve as a regulatory
baseline.
CWA section 312(p)(4)(B) also
establishes minimum requirements for
the Federal standards of performance
such that, ‘‘the combination of any
equipment or best management practice
. . . shall not be less stringent than’’ the
effluent limits and related requirements
established in Parts 2.1, 2.2, or 5 of the
VGP. 33 U.S.C. 1322(p)(4)(B)(iii). Thus,
while the CWA directs EPA to set the
Federal standards of performance at the
level of BPT/BCT/BAT, depending on
the pollutant, it also creates a
presumption that those standards would
provide protection at least equivalent to
the VGP requirements. There are
exceptions at CWA section
312(p)(4)(D)(ii)(II) for situations where
either new information becomes
available that ‘‘would have justified the
application of a less-stringent standard’’
or ‘‘if the Administrator determines that
a material technical mistake or
misinterpretation of law occurred when
promulgating the existing standard.’’
Absent one of those exceptions, the
statute directs that EPA ‘‘shall not revise
a standard of performance . . . to be
less stringent than an applicable
existing requirement.’’ 33 U.S.C.
312(p)(4)(D)(ii)(I).
EPA endeavored to identify instances
where the BPT/BCT/BAT level of
control called for new, more stringent
regulation than under the VGP for the
VIDA Federal standards of performance.
Where EPA research identified new
alternatives or new options for marine
pollution control devices, EPA
evaluated those options as candidates
for new BPT/BCT/BAT requirements.
Where EPA identified no such new
information or options, EPA continues
to rely on the BPT/BCT/BAT analysis
that led to the development of the VGP
requirements. Additionally, EPA has
considered in its BPT/BCT/BAT
analysis that VGP requirements are
currently in effect and are being
achieved by regulated parties. This
approach is consistent with EPA’s
obligations under CWA section
312(p)(4) because the effluent limits that
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EPA adopted in the VGP were already
the product of a BPT/BCT/BAT analysis
described in the permit fact sheets for
both the 2008 and 2013 iterations of the
VGP and corresponding supporting
materials. CWA section 312(p)(4)(D)(ii)
prohibits EPA from ‘‘revis[ing] a
standard of performance . . . to be less
stringent than an applicable existing
requirement’’ except for the narrow
exception identified in the previous
paragraph. Absent such exception, the
VIDA prohibits EPA from identifying a
less stringent option as BPT/BCT/BAT.
Indeed, by identifying the VGP as the
minimum requirements for the Federal
standards of performance and then
expressly identifying the circumstances
under which EPA could select a
different, less stringent standard (i.e.,
new information or error), the text and
legislative history of the VIDA show that
Congress intended to preserve, in most
instances, the existing VGP
requirements as a regulatory floor. VIDA
Senate Report, at 12 (‘‘The exceptions to
this provision [for new information and
technical or legal error] would provide
the sole basis for the Administrator to
weaken standards of performance
compared to the legacy VGP
requirements . . . .’’). Moreover,
Congress did not intend for EPA to
depart from the considerations that
informed the VGP’s technology-based
effluent limits. To the contrary,
although the VIDA created a rule-based
framework, rather than a permitting
framework, Congress defined BPT, BCT,
and BAT with ‘‘intentional[ ] crossreference[s]’’ to terms used elsewhere in
the CWA ‘‘to ensure that the
Administrator makes identical
considerations when setting the
standards of performance under CWA
section 312(p) as the Administrator was
previously required to do when setting
technology-based effluent limits for
permits’’ as was done in the VGP. VIDA
Senate Report, at 11.
While EPA is, for most of the
discharges addressed in this
rulemaking, relying on the BPT/BCT/
BAT analysis that was performed to
develop the VGP and the fact that
certain discharge requirements are
already currently in effect under the
VGP, EPA did not incorporate the VGP
requirements verbatim. In many cases,
EPA translated the VGP discharge
requirements into Federal standards of
performance or otherwise improved the
clarity to enhance implementation and
enforceability. As such changes do not
materially differ from the requirements
established in the VGP, EPA reasonably
relied on the BPT/BCT/BAT analysis
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that supported the VGP to develop the
final Federal standards of performance.
In some instances, EPA updated
language from the proposed rule to the
final rule from ‘‘including’’ to
‘‘including but not limited to’’ to make
absolutely clear that a list may be
representative but not exhaustive and/or
to ensure that language is not overly
narrow or restrictive so as to preclude
the use of new technologies or BMPs in
the future that otherwise comply with
the applicable requirements. As an
example, 40 CFR 139.13(a) was updated
to clarify that a vessel’s cathodic
corrosion protection device includes,
but is not necessarily limited to,
sacrificial anodes and impressed current
cathodic protection systems. See 40 CFR
139.13(a) (‘‘The requirements in
paragraph (b) of this section apply to
discharges resulting from a vessel’s
cathodic corrosion control protection
device, including but not limited to
sacrificial anodes and impressed current
cathodic protection systems.’’)
(emphasis added). The final rule also
uses the more commonly recognized
abbreviation ‘‘GT,’’ rather than ‘‘GT
ITC’’ as used in the proposed rule, to
mean the same thing. This modification
is intended to align the language with
existing regulations and the IMO.
Additionally, EPA determined that
two of the VGP-named discharges do
not require specific discharge
requirements beyond the general
discharge requirements detailed in
subpart B and special area requirements
in subpart D. Discharges from motor
gasoline and compensating systems and
inert gas systems are discharges
incidental to the normal operation of a
vessel. However, EPA determined that
the requirements outlined in the general
discharge standards in subpart B for
both discharges, and the special area
requirements in subpart D for motor
gasoline and compensating systems,
constitute BAT and are at least as
stringent as the VGP.
Many of the comments EPA received
asserted that the proposed rule would
not adequately protect water quality in
a particular region or jurisdiction.
Notwithstanding that the VIDA requires
EPA’s Federal standards of performance
to carry forward certain VGP
requirements, the VGP requirements
and the VIDA Federal standards of
performance are subject to different
legal frameworks for considering water
quality impacts. The VGP was an
NPDES permit under which discharges
had to meet both technology-based
levels of control (See CWA sections
301(b) and 304(b), 33 U.S.C. 1311(b) and
1314(b)) and any more stringent controls
as necessary to protect water quality
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(See CWA section 301(b)(1)(C); 33
U.S.C. 1311(b)(1)(C)), as well as any
requirements of a State certification
under CWA section 401 (33 U.S.C.
1341). The VIDA, by contrast, directs
EPA to establish the Federal standards
of performance solely on a technology
basis. This is evident from the VIDA’s
text, which references the CWA
provisions governing technology-based
rules and does not reference the CWA
provisions calling for more stringent
limitations to protect water quality or
State certifications under CWA section
401. Additionally, the VIDA’s text
makes clear that EPA and authorized
states may not issue NPDES permits to
VIDA-regulated discharges, further
indicating that NPDES permitting
elements such as water quality-based
effluent limitations and certifications
under section 401 do not apply. See 33
U.S.C. 1322(p)(9)(C)(ii).
The VGP, like all CWA section 402
permits, needed to account for the
potential impact of discharges on the
quality of the receiving waters. The VGP
did so in two ways, and neither are
applicable to the VIDA Federal
standards of performance. First, the
CWA section 402 and NPDES
regulations at 40 CFR 122.44(d) require
permits to include more stringent water
quality based effluent limits (WQBELs)
when technology-based effluent limits
(TBELs) are not sufficient to meet
applicable water quality standards. The
VGP included WQBELs at Part 2.3.
Second, CWA section 401(d) allows
States and Tribes to condition permits
on ‘‘any effluent limitations and other
limitations, and monitoring
requirements’’ necessary to assure
compliance with water quality
requirements, including State water
quality standards. Pursuant to this
authority, the VGP included a number
of specific requirements for individual
states or Indian Country lands at Part 6.
While the VIDA directed EPA to
preserve certain VGP requirements
(specifically, those at Parts 2.1, 2.2, and
5) in the Federal standards of
performance, it did not preserve the
WQBELs at Part 2.3 or the specific
individual states’ and Indian Country
Lands’ requirements at Part 6.
In contrast to permits issued under
CWA section 402, technology-based
effluent limitations developed under
CWA sections 301(b) and 304(b) do not
account for the quality of the receiving
waters, including any water quality
standards that may apply. See
Southwestern Elec. Power Co. v. EPA,
920 F.3d 999, 1005 (5th Cir. 2019) (‘‘The
Act requires ELGs [developed under
CWA section 304(b)] to be based on
technological feasibility rather than on
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water quality’’) (citing E.I. du Pont de
Nemours & Co. v. Train, 430 U.S. 112,
130–31 (1977)); See also Weyerhaeuser
Co. v. Costle, 590 F.2d 1011, 1042 (D.C.
Cir. 1978) (discussing Congress’s
decision in adopting the CWA to base
national standards on technology rather
than receiving water quality). Therefore,
Congress intended EPA to establish the
requirements of this regulation based on
the performance of technologies without
regard to effects on receiving water
quality, after a consideration of the
factors specified in CWA section 304(b),
33 U.S.C. 1314(b).
Rather than incorporate water qualitybased considerations into the Federal
standards of performance, Congress
instead chose to have EPA, the USCG,
and states address location-specific
water quality impacts through different
approaches. For example, CWA section
312(p)(4)(E) authorizes EPA, in
concurrence with the USCG and in
consultation with states, to ‘‘require, by
order, the use of an emergency best
management practice for any region or
category of vessels’’ where such an
order ‘‘is necessary to reduce the
reasonably foreseeable risk of
introduction or establishment of an
aquatic nuisance species’’ or ‘‘will
mitigate the adverse effects of a
discharge that contributes to a violation
of a water quality [standard].’’
Elsewhere in the statute, CWA section
312(p)(10)(D) creates a process to create
geographically bound no-discharge
zones to ‘‘protect and enhance the
quality of the specified waters.’’
The final rule contains discharge
standards that correspond to required
levels of technology-based control (BPT,
BCT, BAT) for discharges incidental to
the normal operation of a vessel, as
required by the CWA. In assessing the
availability and achievability of the
technologies discussed herein, in
addition to the rationale for the VGP
effluent limits, EPA considered studies
and data from both domestic and
international sources including studies
and data from foreign-flagged vessels, as
appropriate. As noted above, some
discharge standards considered other
existing laws and requirements (e.g., Oil
Pollution Act, APPS, and the Clean Hull
Act). Where these laws already exist,
EPA includes appropriate practices
pursuant to these laws as part of the
final standards to the extent these are
demonstrated practices that EPA finds
to be the best practicable control
technology currently available (BPT)
and best available technology
economically achievable (BAT). For
example, the final standards reaffirm
requirements of the Clean Hull Act that
coating on vessel hulls must not contain
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tributyltin or any other organotin
compound used as a biocide.
A. Discharges Incidental to the Normal
Operation of a Vessel—General
Standards
This section describes the Federal
standards of performance associated
with the general discharge requirements
in 40 CFR part 139, subpart B. These
standards are designed to apply to all
vessels and incidental discharges
subject to the final rule to the extent the
requirements are appropriate for each
incidental discharge. These standards
are proactive and preventative in nature
and are designed to minimize the
introduction of pollutants into the
waters of the United States and the
waters of the contiguous zone. The
standards are based on EPA’s analysis of
available and relevant information,
including available technical data,
existing statutes and regulations,
statistical industry information, and
research studies included in the docket.
1. General Operation and Maintenance
The first category of Federal standards
of performance are requirements
associated with general operation and
maintenance practices that are designed
to eliminate or reduce the discharge of
pollutants from vessels. 40 CFR 139.4.
Unless otherwise noted, changes from
the proposed rule are based on public
comments EPA received on the
proposed rule. The general operation
and maintenance standards contain an
overarching requirement that all
discharges subject to this rule must be
minimized. In a change from the
proposed rule intended to provide
greater clarity, the final rule specifies
that a vessel operator must minimize
discharges through management
practices including, but not limited to,
storage onboard the vessel, proper
storage or transfer of materials, or
reduced production of discharge. 40
CFR 139.4(b)(1). These requirements are
‘‘best management practices’’ (BMPs)
under the CWA; which are defined
under CWA section 312(p)(1)(H) as a
schedule of activities, prohibitions of
practices, maintenance procedures, and
other management practices to prevent
or reduce the pollution of the waters of
the United States or the waters of the
contiguous zone. Further, the term ‘‘best
management practice’’ includes any
treatment requirement, operating
procedure, or practice to control vessel
runoff, spillage or leaks, sludge or waste
disposal, or drainage from raw material
storage. According to the VIDA, the
Administrator shall require the use of
best management practices to control or
abate any discharge if numeric
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standards of performance are infeasible;
or the best management practices are
reasonably necessary to achieve the
standards of performance; or to carry
out the purpose and intent of this
subsection. EPA determined that these
BMPs are necessary because it is
infeasible to identify a single numeric
standard where: (1) operation and
maintenance requirements usually are
not expressed numerically; and (2) even
if they could be expressed numerically,
there is not a numeric operation and
maintenance standard that would be
appropriate to apply to the multitude
vessels, discharge streams, and
pollutants subject to the VIDA. Id.
(p)(4)(B)(ii). The final rule defines the
term ‘‘minimize’’ to mean ‘‘to reduce or
eliminate to the extent achievable using
any control measure that is
technologically available and
economically practicable and achievable
and supported by demonstrated BMPs
such that compliance can be
documented in shipboard logs and
plans,’’ which will be determined by the
Secretary. Minimizing discharges
provides a reasonable approach for
vessels to reduce all the incidental
discharges subject to this rule, including
for discharges not subject to specific
discharge standards. Minimization of
some discharges, such as graywater,
may be achieved through simple
practices like reduced production, while
other discharges, such as ballast water,
may require more complex practices,
such as saltwater flush or ballast water
exchange. To further carry out the
purpose and intent of the VIDA, the
final rule at 40 CFR 139.4(b)(2) requires
vessels to discharge while underway
and as far from shore, as practicable. Id.
(p)(4)(B)(ii).
The final general operation and
management standards also limit the
types and quantities of materials that a
regulated vessel may discharge. 40 CFR
139.4(b)(3) prohibits the addition of any
materials to a discharge, other than for
treatment of the discharge, that is not
incidental to the normal operation of the
vessel. 40 CFR 139.4(b)(4) prohibits
using dilution to meet any effluent
discharge standards. While EPA
recognizes some vessel systems use
water permissibly under the rule, for
example to generate chlorine for
disinfection, such a practice may not be
used as a means of dilution for purposes
of meeting the discharge standard. 40
CFR 139.4(b)(5) specifies requirements
for any materials used onboard that may
subsequently be discharged (e.g.,
disinfectants, cleaners, biocides,
coatings, sacrificial anodes). The final
rule specifies that materials used
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onboard that may subsequently be
discharged must be used only in the
amount necessary to perform its
intended function, and also, in response
to public comment, that materials must
be used according to manufacturer
specifications. 40 CFR 139.4(b)(5)(i).
The final rule also prohibits the
discharge of any material used onboard
that will be subsequently discharged
that contains any materials banned for
use in the United States. 40 CFR
139.4(b)(5)(ii). For any pesticide
products (e.g., biocides, anti-microbials)
subject to FIFRA registration, vessel
operators must follow the FIFRA label
for all activities that result in a
discharge into the waters of the United
States or the waters of the contiguous
zone. 40 CFR 139.4(b)(5)(iii).
To prevent materials and associated
pollutants from being washed
overboard, the rule requires that vessel
operators minimize any exposure of
cargo or other onboard materials that
may be inadvertently discharged by
containerizing or covering materials. 40
CFR 139.4(b)(6). Several commenters
requested clarification about the effect
of this regulation on hopper barge
operations and expressed concern about
potential safety impacts. In a change
from the proposed rule, the final rule at
40 CFR 139.4(b)(6) exempts hopper
barges without a fixed cover or in
circumstances when a vessel operator
reasonably determines compliance with
this requirement would interfere with
essential vessel operations, negatively
impact safety of the vessel, risk loss of
life at sea, or violate any applicable
regulations that establish specifications
for safe transportation, handling,
carriage, and storage of toxic or
hazardous materials.
The presence or use of toxic or
hazardous materials may be necessary
for the operation of vessels. For
purposes of the final rule, the term
‘‘toxic or hazardous materials’’ is
defined at 40 CFR 139.2 to mean any
toxic pollutant identified in 40 CFR
401.15 or any hazardous material as
defined in 49 CFR 171.8. To minimize
and prevent discharges of toxic or
hazardous materials, the final rule
requires toxic or hazardous material
containers to be appropriately sealed,
labeled, and secured, and located in an
area of the vessel that minimizes
exposure to ocean spray and
precipitation consistent with vessel
design, unless the master determines
this would interfere with essential
vessel operations or safety of the vessel
or crew, or would violate any applicable
regulations that establish specifications
for safe transportation, handling,
carriage, and storage of toxic or
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hazardous materials. 40 CFR
139.4(b)(7)(i). Also, to avoid discharges
and prevent emergency or other
dangerous situations, the final rule
requires that containers holding toxic or
hazardous materials not be overfilled
and incompatible materials not be
mixed. 40 CFR 139.4(b)(7)(ii). In
response to confusion from a
commenter, the final rule includes
additional language not included in the
proposed rule to clarify that
incompatible materials are substances
which, if mixed, will create hazards
greater than that posed by the
individual substances (See the comment
response section for 40 CFR 139.4,
General operation and maintenance).
Id. Wastes should be managed in
accordance with any applicable local,
State, and Federal regulations, which
are outside of the scope of this final
rule. For example, the Resource
Conservation and Recovery Act (RCRA)
governs the generation, transportation,
storage, and disposal of solid and
hazardous wastes.
Like the requirements related to toxic
and hazardous materials, the final
standard at 40 CFR 139.4(b)(8) prohibits
the discharge or disposal of containers
holding toxic or hazardous materials. 40
CFR 139.4(b)(9) requires that vessel
operators clean out compartments,
including tanks, cargo, or other spaces,
to meet the definition of ‘‘broom clean’’
or equivalent prior to washing such
areas. Further, the final rule at 40 CFR
139.4(b)(10) requires vessel operators to
maintain their topside surface (i.e.,
exposed decks, hulls above waterline,
tank, cargo, and related appurtenances)
to minimize the discharge of cleaning
compounds, paint chips, non-skid
material fragments, and other materials
associated with exterior topside surface
preservation. 40 CFR 139.4(b)(11)
requires that painting and coating
techniques on topside surfaces
minimize the discharge of paints,
coatings, surface preparation materials,
and similar substances, and 40 CFR
139.4(b)(12) prohibits the discharge of
any unused paints and coatings.
The final general operation and
maintenance requirement consolidates
requirements from multiple sections of
the VGP and specifies that any
equipment that may release, drip, leak,
or spill oil or oily mixtures, fuel, or
other toxic or hazardous materials,
including to the bilge, must be
maintained regularly to minimize or
eliminate the discharges. 40 CFR
139.4(b)(13).
2. Biofouling Management
Vessel biofouling is the accumulation
of aquatic organisms such as plants,
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animals, and microorganisms on vessel
equipment or systems immersed in or
exposed to the aquatic environment.
Biofouling discharges include but are
not limited to those from maintenance
and cleaning activities of hulls, niche
areas, and associated coatings.
Biofouling can include pathogens, as
well as microscopic fouling
(‘‘microfouling’’) and macroscopic
fouling (‘‘macrofouling’’). Microfouling
is biofouling caused by bacteria, fungi,
microalgae, protozoans, and other
microscopic organisms that creates a
biofilm, also called a slime layer.
Microfouling is a precursor to
macrofouling. Macrofouling is
biofouling caused by the attachment and
subsequent growth of visible plants and
animals. Macrofouling includes large,
distinct, multicellular individual or
colonial organisms visible to the human
eye, such as barnacles, tubeworms,
mussels, fronds/filaments of algae,
bryozoans, sea squirts, and other large
attached, encrusting, or mobile
organisms.
Biofouling on vessel equipment and
systems is one of the main vectors for
the introduction and spread of aquatic
nuisance species (ANS) (Gollasch, 2002;
Drake and Lodge, 2007; Hewitt et al.,
2009; Hewitt and Campbell, 2010).
Biofouling organisms are discharged
from vessel surfaces both passively
through sloughing and actively through
in-water cleaning activities (See 40 CFR
139.2, definitions of ‘‘passive discharge
of biofouling’’ and ‘‘active discharge of
biofouling’’). Biofouling produces drag
on a vessel hull and protruding niche
areas, leading to greater fuel
consumption and increased greenhouse
gas emissions. It can also result in hull
corrosion and blockage of internal
seawater piping, such as the engine
cooling and firemain systems, thereby
degrading the integrity of the vessel
structure and impeding safe operation.
In the proposed rule, EPA included
requirements to reduce the discharge of
biofouling organisms from vessel
equipment and systems, notably from
hulls and associated niche areas, by
requiring vessel operators to develop
and follow a biofouling management
plan and follow specific in-water
equipment and system cleaning
protocols. Additionally, EPA proposed
to prohibit in-water cleaning of
biofouling on hulls and associated niche
areas that exceed a U.S. Navy fouling
rating (FR) of FR–20, except when the
fouling is local in origin and cleaning
does not result in the substantial
removal of a biocidal anti-fouling
coating, as indicated by a plume or
cloud of paint; or, when an in-water
cleaning and capture (IWCC) system is
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used that is designed and operated to
capture coatings and biofouling
organisms, filter biofouling organisms
from the effluent, and minimize the
release of biocides. EPA recommended,
but did not propose to require, the use
of IWCC systems for removal of local
macrofouling.
Based on comments received during
the public comment period for the
proposed rule and subsequent meetings
with interested States, Tribes, and other
stakeholders held between August and
November 2021, EPA published a
supplemental notice that discussed
additional regulatory options for
discharges from hulls and associated
niche areas. The supplemental notice
discussed five key issues raised during
the public comment period for the
proposed rule regarding the general
applicability of the hull and associated
niche area requirements and cleaning of
this equipment as proposed in 40 CFR
139.22(a) and (d). All comments were
considered in preparation of the final
rule.
EPA in the VGP considered
discharges of biofouling organisms to be
incidental when such discharges
originate from vessel equipment and
systems while the vessel is immersed in
or exposed to the aquatic environment.
Both the VGP and the discharge
regulations promulgated pursuant to
CWA section 312(n) for incidental
discharges from vessels of the Armed
Forces included management
requirements to minimize the discharge
of biofouling organisms from vessel
equipment and systems. The VGP in
Parts 2.2.23 and 4.1.3 required that
vessel operators (1) minimize the
transport of attached living organisms;
and (2) conduct annual inspections of
the vessel hull (including niche areas)
for fouling organisms, respectively. Part
4.1.4 of the VGP also required vessel
operators to prepare drydock inspection
reports to demonstrate that the vessel
hull and other surface and niche areas
had been inspected for attached living
organisms and that those organisms had
been removed or neutralized. These
reports were to be made available to
EPA or an authorized representative of
EPA upon request. Except in those
circumstances specified in CWA section
312(p)(4)(D)(ii)(II), EPA’s discharge
regulations must be as stringent as those
in the VGP. The final rule includes
these requirements for the discharge of
biofouling organisms from vessel
equipment and systems.
Among the comments EPA considered
were ones suggesting that biofouling
should not be regulated as a discharge
incidental to the normal operation of a
vessel under the VIDA. However, EPA
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continues to interpret the statutory
definition of ‘‘discharge incidental to
the normal operation of a vessel’’
(‘‘incidental discharge’’) at CWA section
312(a)(12) to include discharges of
biofouling organisms from vessel
equipment and systems. As described in
the proposed rule and supplemental
notice, biofouling discharges are an
ordinary accompanying circumstance of
vessel operation and transit and thus fit
the plain meaning of ‘‘discharge
incidental to the normal operation of a
vessel.’’ (85 FR 67818, October 26, 2020,
section VIII.A.2 and 88 FR 71788,
October 18, 2023, section IV.C.1).
Additionally, the definition of
‘‘discharge incidental to the normal
operation of a vessel’’ explicitly uses the
word ‘‘including,’’ indicating that
although ‘‘biofouling’’ is not specifically
mentioned in the definition, the
definition’s list of discharges is
illustrative and not exhaustive. 33
U.S.C. 1322(a)(12). Other enumerated
terms within the definition also
reasonably encompass biofouling. For
example, ‘‘any other pollutant discharge
from the operation of a marine
propulsion system, shipboard
maneuvering system, crew habitability
system, or installed major
equipment. . .’’ encompasses
biofouling discharge from a vessel hull
because the shipboard maneuvering
systems cannot ‘‘operate’’ without the
hull. Id. Additionally, ‘‘a discharge in
connection with the . . . maintenance[ ]
and repair’’ of any ‘‘protective,
preservative, or absorptive application
to the hull’’ could include biofouling
discharge. Id. Finally, the statutory
history and regulatory history support
EPA’s interpretation, particularly
because the VGP regulated the same
types of biofouling discharges as the
final rule.
The final rule requires each vessel to
develop a biofouling management plan
to minimize the discharge of biofouling
organisms, thereby minimizing the
potential for the introduction and
spread of ANS. 40 CFR 139.5(b). The
requirement to develop a biofouling
management plan is intended to provide
a holistic strategy that considers the
operational profile of the vessel,
identifies the appropriate anti-fouling
systems, and details the biofouling
management practices for specific areas
of the vessel. The details of the plan
would fall under the USCG’s
implementing regulations established
under CWA section 312(p)(5), although
the plan elements must prioritize
procedures and strategies to prevent
macrofouling.
While the VGP did not explicitly
require a biofouling management plan,
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it required the majority of the
components that EPA expects will
comprise a biofouling management plan
individually, such as: (1) the
consideration of vessel class, operations,
and biocide release rates and
components in the selection of antifouling systems; (2) an annual
inspection of the vessel hull and niche
areas for assessment of biofouling
organisms and condition of anti-fouling
paint; (3) a drydock inspection report
noting that the vessel hull and niche
areas have been inspected for biofouling
organisms and those organisms have
been removed or neutralized; (4)
reporting of cleaning schedules and
methods; and (5) appropriate disposal of
wastes generated during cleaning
operations. Additionally, per the Clean
Hull Act of 2009, every vessel engaging
in one or more international voyages is
required to carry an anti-fouling system
certificate that contains the details of
the anti-fouling system (See 33 U.S.C.
3821). Moreover, under regulations
promulgated under the authority of the
National Invasive Species Act, the
USCG has required the individual in
charge of any vessel equipped with
ballast water tanks that operates in the
waters of the United States to maintain
a ballast water management plan that
has been developed specifically for the
vessel and that will allow those
responsible for the plan’s
implementation to understand the
vessel’s ballast water management
strategy and comply with the
requirements. 33 CFR 151.2050. That
ballast water management plan is to
include detailed biofouling maintenance
and sediment removal procedures (33
CFR 151.2050(g)(3)). Consistent with
guidance issued by the USCG on those
regulations, these procedures were to be
incorporated into the ballast water
management plan or included as
separate Biofouling Management and
Sediment Management Plans and
referenced in the ballast water
management plan (USCG, 2014). Under
this guidance, the USCG advised that
IMO Resolution Marine Environment
Protection Committee (MEPC) 207(62)
provides effective guidance for
developing and implementing a vesselspecific biofouling management plan.
Developing vessel-specific biofouling
management plans is important because
vessels can vary widely in operational
profile and, therefore, in the extent and
type of biofouling. However, the final
rule recognizes that vessels with similar
operational profiles, such as vessels that
cross the same waterbodies, travel at
similar speeds, and share the same
design, may also employ the same
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management measures, such as selecting
the same types of anti-fouling systems
and applying the same inspection and
cleaning schedules. It is anticipated that
fleet owners may develop a biofouling
management plan template that can be
readily adapted into a vessel-specific
biofouling management plan. To
address comments received on the
proposed rule, the final rule clarifies
that a biofouling management plan must
be developed to minimize the discharge
of biofouling organisms, prioritize
procedures and strategies to prevent
macrofouling (thereby minimizing the
potential for the introduction and
spread of ANS), and describe the vesselspecific anti-fouling systems and
biofouling management practices
necessary to comply with requirements
in 40 CFR 139.5. The USCG, through its
regulations developed under CWA
section 312(p)(5), has the authority to
specify the details of the plan, including
how vessel operators are to implement
and follow that plan. The final rule also
references 40 CFR 139.13 (cathodic
protection), 139.14 (chain lockers),
139.22 (hulls and associated niche
areas), 139.28 (seawater piping), and
139.29 (sonar domes) for additional
biofouling management requirements.
3. Oil Management
The final rule aims to minimize
discharges of oil, including oily
mixtures, and requires vessel operators
to use control and response measures to
prevent, minimize, and contain spills
and overflows during fueling,
maintenance, and other vessel
operations. 40 CFR 139.6(d). This
reinforces existing requirements found
at 33 CFR part 155 that require taking
immediate and appropriate corrective
actions if an oil spill is observed
because of vessel operations, including
maintaining appropriate spill
containment and cleanup materials
onboard and immediately using such
materials in the event of any spill.
Also, the final rule specifies that the
discharge of used or spent oil no longer
being used for its intended purpose is
prohibited. 40 CFR 139.6(b). This
includes any used or spent oil that may
be added to an incidental discharge that
is otherwise authorized to be
discharged. Overall, this section
authorizes discharges of small amounts
of oil, including oily mixtures,
incidental to the normal operation of a
vessel provided such discharges comply
with the otherwise applicable existing
legal requirements. For example,
consistent with the CWA, this standard
prohibits the discharge of oil in such
quantities as may be harmful, as defined
in 40 CFR 110.3. See 40 CFR 139.6(c)
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(prohibiting discharges in quantities
that may be harmful) and 139.2
(defining ‘‘Discharge of oil in such
quantities as may be harmful’’ by
reference to 40 CFR 110.3 and 110.5).
The final rule at 40 CFR 139.3
specifies that, except as expressly
provided, nothing in this part affects the
applicability of any other provision of
Federal law as specified in several
statutory and regulatory citations. 40
CFR 139.3 includes citations for CWA
section 311 and the Act to Prevent
Pollution from Ships (APPS) (33 U.S.C.
1901 et seq.), both of which address
discharges of oil. Under CWA section
311, any oil, including oily mixtures,
other than those exempted in 40 CFR
110.5, may not be discharged in such
quantities as ‘‘may be harmful,’’ which
is defined to include those discharges
that violate applicable water quality
standards or ‘‘cause a film or sheen
upon or discoloration of the surface of
the water or adjoining shorelines or
cause a sludge or emulsion to be
deposited beneath the surface of the
water or upon adjoining shorelines.’’
Discharges that are not included in the
description of ‘‘may be harmful’’
include discharges of oil from a
properly functioning vessel engine
(including an engine on a public vessel)
and any discharges of such oil
accumulated in the bilges of a vessel
discharged in compliance with 33 CFR
part 151 subpart A; other discharges of
oil permitted under MARPOL 73/78,
Annex I, as provided in 33 CFR part 151
subpart A; and any discharge of oil
explicitly permitted by the
Administrator in connection with
research, demonstration projects, or
studies relating to the prevention,
control, or abatement of oil pollution.
The United States enacted the APPS to
implement the nation’s obligations
under MARPOL 73/78. As the lead
agency for APPS implementation, the
USCG issued implementing regulations
primarily found at 33 CFR part 151.
Those APPS requirements already apply
to many of the vessels that are covered
by this rule. Among other things, the
APPS regulates the discharge of oil and
oily mixtures. Generally, these
requirements prohibit ‘‘any discharge of
oil or oily mixtures into the sea from a
ship’’ except when certain conditions
are met, including a discharge with an
oil content of less than 15 ppm and that
the ship operates oily-water separating
equipment, an oil content monitor, a
bilge alarm, or a combination thereof.
The final rule also includes
requirements for oil-to-sea interfaces.
Specifically, the final rule requires the
use of environmentally acceptable
lubricants (EALs) for oil-to-sea
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interfaces unless technically infeasible.
40 CFR 139.6(e). The final standard for
general operation and maintenance at 40
CFR 139.4 also identifies a series of
mandatory BMPs for minimizing
lubricant discharges during
maintenance.
Oil-to-sea interfaces are defined as
seals or surfaces on shipboard
equipment where the design is such that
small quantities of oil can escape into
the surrounding waters during normal
vessel operations. See 40 CFR 139.2. For
example, below-water seals frequently
use lubricating oil mechanisms that
maintain higher pressure than the
surrounding sea to ensure that no
seawater enters the system and
compromises the unit’s performance.
Above-deck equipment with portions of
the machinery extended overboard, or
equipment mounted to the exterior hull
of the vessel, may also have oil-to-sea
interfaces. During normal operation,
small quantities of lubricant oil in these
interfaces are discharged directly into
surrounding waters. Constituents of
conventional hydraulic and lubricating
oils vary by manufacturer, but may
include copper, tin, aluminum, nickel,
and lead. In addition, traditional
mineral oils have a low biodegradation
rate, a high potential for
bioaccumulation, and a measurable
toxicity towards marine organisms.
Vessels use lubricants in a wide
variety of shipboard applications.
Examples of lubricated equipment with
oil-to-sea interfaces include:
• Stern tube: A stern tube is the
casing or hole through the hull of the
vessel that enables the propeller shaft to
connect the vessel’s engine to the
propeller on the exterior of the vessel.
Stern tubes contain seals designed to
keep the stern tube lubricant from
exiting the equipment array and being
discharged to waters at the exterior of
the vessel’s hull.
• Controllable pitch propeller:
Variably pitched propeller blades are for
changing the speed or direction of a
vessel and supplementing the main
propulsion system. Controllable pitch
propellers also contain seals that
prevent the lubricant from exiting the
equipment array.
• Rudder bearings: These bearings
allow a vessel’s rudder to turn freely;
they also use seals with an oil-to-sea
interface.
• Lubricated deck equipment above
the water surface line that extends
overboard: Hose handling cranes,
hydraulic system provision handling
cranes, hydraulic cranes, and hydraulic
stern ramps are examples of machinery
with the potential for above-water
discharges of lubricants. When vessels
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are underway, this equipment is often
not operational, and any lubricant losses
are typically captured during deck
washdown and treated as part of deck
washdown wastewater. However,
discharges can occur when portions of
the machinery such as booms or jibs,
trolleys, cables, hoist gear, or derrick
arms are in use and extend over the side
of vessel.
• Lubricated equipment, such as
accommodation ladders, mounted to the
exterior of the vessel hull.
In the case of controllable pitch
propellers (CPP), up to 20 ounces of
hydraulic and lubricating oils could be
released for every CPP blade that is
replaced, with blade replacement
occurring at drydock intervals or when
the blade is damaged. When the blade
replacement includes removal of the
blade port cover (generally occurring
infrequently, less than once per month),
up to five gallons of oil could be
discharged into surrounding waters
unless the service is performed in
drydock. Additionally, many
oceangoing vessels operate with oillubricated stern tubes. Oil leakage from
stern tubes, once considered a part of
normal ‘‘operational consumption’’ of
oil, has become an issue of global
concern and is now treated as oil
pollution. A 2001 study commissioned
by the European Commission DG Joint
Research Centre concluded that routine
unauthorized operational discharges of
oil from ships into the Mediterranean
Sea created more pollution than
accidental spills (Pavlakis et al., 2001).
Similarly, an analysis of data on oil
consumption sourced from a lubricant
supplier indicated that daily stern tube
lubricant consumption rates for
different vessels could range up to 20
liters per day (Etkin, 2010). This
analysis estimated that operational
discharges (including stern tube
leakage) from vessels add between 36.9
million liters and 61 million liters of
lubricating oil into marine port waters
annually.
One commenter requested that EPA
restore language from the VGP
recommending use of seawater-based
systems for stern tube lubrication to
eliminate the discharge of oil from these
interfaces to the aquatic environment.
EPA agrees, and the Agency has added
this VGP language back into the text of
the final standard. See 40 CFR 139.6(e)
(‘‘Operators of new build vessels should
endeavor to use seawater-based systems
for stern tube lubrication to eliminate
the discharge of oil from these interfaces
to the aquatic environment.’’)
The final rule at 40 CFR 139.2 defines
an EAL as a lubricant or hydraulic fluid,
including any oil or grease, that is
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‘‘biodegradable,’’ ‘‘minimally-toxic,’’
and ‘‘not bioaccumulative.’’ The
addition of ‘‘or hydraulic fluid’’ to the
definition clarifies, consistent with VGP
implementation, that any hydraulic
fluid containing oils or greases and used
in equipment with an oil-to-sea
interface requires use of an EAL, unless
technically infeasible. Based on several
comments received regarding oil-to-sea
interfaces on deck equipment, EPA
reexamined the definition for ‘‘oil-to-sea
interface’’ at 40 CFR 139.2 and updated
it to clarify that oil-to-sea interfaces are
found on equipment subject to
immersion as well as equipment above
the surface line that extends overboard
or is mounted to the exterior of the hull.
This modification is in line with EPA’s
regulation of those portions of vessel
deck equipment from which lubricant or
hydraulic fluid losses cannot otherwise
be managed onboard the vessel.
More than 16 manufacturers have
produced EALs for the global shipping
community, providing vessel operators
with a wide array of choices for
optimizing lubricant technical
performance. Most major marine
equipment manufacturers have
approved EALs for use in their
machinery, and new equipment, such as
air seals, is being introduced and
refined commercially to minimize or
eliminate the need for EALs. The market
for EALs continues to expand around
the world, particularly in Europe where
the use of such lubricants is promoted
through a combination of tax breaks,
purchasing subsidies, and national and
international labeling programs. Thus,
EAL’s are widely available to vessels in
the marketplace and their use. And
while vessels must incur additional
costs to purchase EALs, EPA has
analyzed those costs in its Economic
Analysis and finds them to be
economically achievable. The Agency
has thus determined that product
substitution of EALs for other lubricants
in oil-to-sea applications (unless
technically infeasible), together with the
required BMPs for maintenance,
represents BAT for discharges from oilto-sea interfaces. Use of EALs in lieu of
conventional formulations for oil-to-sea
interfaces can offer significantly
reduced discharges of pollutants of
concern (U.S. EPA, 2011).
As part of the BAT analysis for the
VGP, EPA considered the processes
employed and potential process changes
that might be necessary for vessels to
use EALs. As EPA explained at the time,
EALs are readily available, and their use
is economically achievable for
applications where it is technologically
available (U.S. EPA, 2011). The 40 CFR
139.6(e) requirement carries forward
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EPA’s VGP approach based on BAT that
numeric standards of performance for
discharges from oil-to-sea interfaces are
infeasible but that EALs are
technologically available, economically
achievable, and reasonably necessary to
carry out the purpose and intent of this
subsection. New vessels can select
equipment during design and
construction that is compatible with
EALs. Furthermore, vessel operators can
design additional onboard storage
capacity for EALs if they choose to use
traditional mineral-based oil for engine
lubrication (thereby needing two types
of oils on-hand). The extra storage
capacity needed would be minor.
However, EPA considers the use of
EALs in some applications to not be
technologically practicable or
achievable, such as for when there is
existing equipment for which no
compatible products are currently
available. Therefore, the final rule at 40
CFR 139.6(e) retains the caveat from the
VGP that EALs must be used in oil-tosea interfaces except when ‘‘technically
infeasible.’’
The Agency considered several other
approaches for regulating oil-to-sea
interfaces. For one, the most recent
version of the European Ecolabel
program has a modified definition of
what constitutes an EAL in that it now
allows for ‘‘small quantities’’ (i.e., <0.1
percent) of bioaccumulative substances
in lubricant formulations. EPA
considered revising the definition of
‘‘biodegradable’’ at 40 CFR 139.2 to
more closely align the terminology with
current European Ecolabel requirements
for achieving specific levels of
degradation within 10, rather than 28,
days. EPA notes that stakeholders
involved in the European Ecolabel
program felt strongly that this change in
the test pass window would
significantly reduce the number of
lubricant formulations available on the
market. To ensure widespread
installation and use of EALs by vessels
that operate in the waters of the United
States or the waters of the contiguous
zone, EPA in 40 CFR 139.2 retained the
definition of ‘‘biodegradable’’ as used in
the VGP.
The final standard for oil-to-sea
interfaces includes EAL requirements as
part of a general standard for oil
management applicable to any specific
discharge that may have an oil-to-sea
interface rather than a specific discharge
standard. See 40 CFR 139.6(e). Further,
the standard covers all oil-to-sea
interfaces on vessels rather than
specifically identified interfaces. Id.
EPA notes that certain types of seals
used on below-deck equipment, such as
air seals, are based on designs that use
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an air gap or other mechanical features
to prevent oils from reaching waters at
the exterior of the vessel’s hull. If these
seals do not allow the lubricant to be
released under normal circumstances,
they are not considered to be oil-to-sea
interfaces. See 40 CFR 139.2 (an ‘‘oil-tosea interface’’ has a ‘‘design [ ] such that
oil or oily mixtures can escape directly
into surrounding waters’’) (emphasis
added). Determinations of technical
infeasibility regarding the use of an EAL
pertain to implementation and therefore
would fall under the USCG’s
implementing regulations established
under CWA section 312(p)(5). The scope
of this discharge category extends to all
types of equipment with direct oil-to-sea
interfaces, including any equipment ondeck or mounted to the exterior of the
vessel hull. See 40 CFR 139.2 (definition
of ‘‘oil-to-sea interface’’). While the VGP
provided that a lubricant could be
classified as an EAL if it was either
‘‘biodegradable,’’ ‘‘minimally-toxic,’’
and ‘‘not bioaccumulative’’ or labeled
under a defined list of labeling programs
(e.g., the European Union’s European
Ecolabel and Germany’s Blue Angel),
the final rule does not include a list of
acceptable labeling programs. This is
because neither EPA nor the USCG can
control future modifications to the
criteria by these organizations. EPA
expects that all or most of the labeling
programs identified in the VGP will
meet the EAL criteria in this final rule
and subsequent USCG implementing
regulations, such that a comparable
selection of appropriate lubricants will
be available to vessel operators.
B. Discharges Incidental to the Normal
Operation of a Vessel—Specific
Standards
This section describes the final
specific Federal standards of
performance for discharges incidental to
the normal operation of a regulated
vessel. The final Federal standards of
performance apply to regulated vessels
operating within the waters of the
United States or the waters of the
contiguous zone. The final rule requires
that a discharge comprised of two or
more regulated incidental discharges
must meet the Federal standards of
performance established for each of
those commingled discharges.
1. Ballast Tanks
a. Background and Applicability
The final rule incorporates the CWA
section 312(p)(1) definition of ‘‘ballast
water’’ to mean any water, suspended
matter, and other materials taken
onboard a vessel to control or maintain
trim, draft, stability, or stresses of the
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vessel, regardless of how any such water
or suspended matter is carried; or taken
onboard a vessel during the cleaning,
maintenance, or other operation of a
ballast tank or ballast management
system of the vessel. 40 CFR 139.2. This
statutory definition is slightly expanded
and clarified from the VGP, which
included the USCG definition of the
term, meaning any water and suspended
matter taken on board a vessel to control
or maintain, trim, draught, stability, or
stresses of the vessel, regardless of how
it is carried. VGP appendix A; 33 CFR
151.1504. The term ‘‘ballast water’’ does
not include any substance that is added
to the water that is directly related to
the operation of a properly functioning
ballast water management system
(BWMS). In response to several
commenters, EPA is clarifying here that
the definition of ‘‘ballast water’’ does
not include discharges of fresh water,
sea water, or ice carried onboard a
vessel for food safety and product
quality purposes and as such are not
subject to the ballast water requirements
in the final rule. The final rule carries
forward the definition of ‘‘ballast tank’’
from the appendix A of the VGP to
mean any tank or hold on a vessel used
for carrying ballast water, regardless of
whether the tank or hold was designed
for that purpose. 40 CFR 139.2.
Ballast water discharge volumes and
rates vary significantly by vessel type,
ballast tank capacity, and type of
deballasting equipment for the universe
of vessels covered under the rule. Most
passenger vessels have ballast capacities
of less than 5,000 cubic meters
(approximately 1.3 million gallons) of
water. Cargo/container ships generally
have ballast capacities of five to 20
thousand cubic meters (more than 1.3 to
5.3 million gallons) of water while some
bulk carriers and tankers have ballast
capacities greater than 40 thousand
cubic meters (over 10 million gallons) of
water.
Ballast water may contain toxic and
nonconventional pollutants such as rust
inhibitors, epoxy coating materials, zinc
or aluminum (from anodes), iron,
nickel, copper, bronze, silver, and other
material or sediment from inside the
tanks, pipes, or other machinery. Ballast
water may also contain organisms that
originate from where the water is
collected. When ballast water is
discharged, these organisms may
establish new populations of ANS in the
receiving waterbodies. Ballast water
discharged from vessels has been, and
continues to be, a significant
environmental concern because it can
introduce and spread ANS that threaten
the diversity and abundance of native
species; the ecological stability of U.S.
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waters; and the commercial,
agricultural, aquacultural, and
recreational use of those waters.
Prior to passage of the VIDA, ballast
water discharges were regulated by
multiple Federal and State laws and
regulations. The USCG regulated ballast
water discharges under the
Nonindigenous Aquatic Nuisance
Prevention and Control Act of 1990
(NANPCA), and amendments thereto by
the National Invasive Species Act
(NISA) of 1996 (33 CFR part 151
subparts C and D). EPA regulated ballast
water discharges under the VGP through
the NPDES program authorized under
CWA section 402. However, the VIDA
established that ballast water will now
be regulated as an incidental discharge
under a new CWA section 312(p). The
VIDA set as a presumptive minimum
baseline the existing VGP requirements.
Additionally, several states
(California, Michigan, Minnesota, Ohio,
Oregon, Washington, and Wisconsin)
previously used their certification
authorities under CWA section 401 or
under standalone State authorities to
impose additional, State-specific
requirements on commercial vessels
operating within their State waters. The
existing USCG and EPA requirements
for ballast water, as well as such
additional standalone State standards,
will no longer apply once EPA has
established national standards and the
USCG has promulgated implementing
regulations that are final, effective, and
enforceable under the VIDA. 33 U.S.C.
1322(p)(9)(A)(i).
The final standards for ballast water
reflect BAT considering the specified
statutory factors for BAT under CWA
section 304(b), as well as the previous
requirements established in the VGP
and 33 CFR part 151 subparts C and D,
and the new requirements established in
the VIDA.
b. Exclusions
The final standards for ballast water
apply to any vessel equipped with one
or more ballast tanks that operates in the
waters of the United States or waters of
the contiguous zone, except as excluded
by statute or regulation. Pursuant to
CWA section 312(p)(2)(B)(ii), the final
rule excludes ballast water discharges
from the following five vessel categories
from the CWA section 312(p) ballast
water standards: (1) vessels that
continuously take on and discharge
ballast water in a flow-through system;
(2) vessels in the National Defense
Reserve Fleet scheduled for disposal; (3)
vessels discharging ballast water
consisting solely of water taken onboard
from a public or commercial source that,
at the time the water is taken onboard,
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meets the Safe Drinking Water Act
requirements; (4) vessels carrying all
permanent ballast water in sealed tanks;
and (5) vessels discharging ballast water
into a reception facility. 40 CFR
139.10(b).
i. Vessels That Continuously Take on
and Discharge Ballast Water in a FlowThrough System
The final rule excludes discharges of
ballast water from a vessel that
continuously takes on and discharges
ballast water in a flow-through system,
if the Administrator determines that the
system cannot materially contribute to
the spread or introduction of an ANS
from ballast water into waters of the
United States or the contiguous zone (40
CFR 139.10(b)(1)), acknowledging that
such a flow-through system may have
additional areas on the hull (e.g.,
niches) requiring more rigorous
biofouling management. EPA is unaware
of any such vessels currently in
commercial operation, but theoretically
a vessel could be designed to have
ambient water flow through the hull for
vessel stability without retaining any of
that water in such a way that it would
be transported. Should any such vessel
begin commercial operation, EPA
expects that it would evaluate the
ballasting configuration to determine if
the vessel meets the statutory
description, in which case it would be
excluded from the ballast water
discharge standards. In that instance,
the Administrator would notify the
vessel owner/operator of such a
determination. 40 CFR 139.10(b)(1); 33
U.S.C. 1322(p)(2)(B)(ii)(I).
ii. Vessels in the National Defense
Reserve Fleet Scheduled for Disposal
The final rule excludes discharges of
ballast water from a vessel in the
National Defense Reserve Fleet 7 that is
scheduled for disposal if the vessel does
not have an operable BWMS. 40 CFR
139.10(b)(2); 33 U.S.C.
1322(p)(2)(B)(ii)(II).
iii. Vessels Discharging Ballast Water
Consisting Solely of Water Meeting the
Safe Drinking Water Act Requirements
The final rule excludes discharges of
ballast water from a vessel that consist
solely of water taken onboard from a
public or commercial source that, at the
time the water is taken onboard, meets
the applicable requirements of the Safe
Drinking Water Act (SDWA) (42 U.S.C.
300f et seq.) at 40 CFR parts 141 and
143. 40 CFR 139.10(b)(3); 33 U.S.C.
7 This includes a fleet of vessels, established by
section 11 of the Merchant Ship Sales Act of 1946,
reserved for national defense and national
emergencies.
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1322(p)(2)(B)(ii)(III). In plain terms, this
means that vessels may use and
discharge finished, potable water as
ballast, but may not use or discharge
untreated water from a public water
system that is not necessarily potable.
The exclusion in final rule, unlike the
proposed exclusion, does not
categorically apply to water taken
onboard that meets Health Canada’s
Guidelines for Canadian Drinking Water
Quality because EPA determined that
the implementation details of this
Congressionally-mandated exclusion,
such as identification of potable water
sources consistent with SDWA
regulations, may be more appropriately
left to the USCG as part of its
implementation, compliance, and
enforcement requirements under CWA
section 312(p)(5). EPA does not have
information suggesting vessels made use
of a comparable allowance present in
the VGP for water meeting Health
Canada’s Guidelines, and the USCG
ballast water regulations in 33 CFR part
151 did not provide for a comparable
allowance. Thus, prior to the VIDA, this
allowance for water meeting Health
Canada’s Guidelines applied solely to
the universe of vessels regulated under
the VGP but not USCG regulations
(namely, vessels operating on the Great
Lakes). However, an industry
representative for U.S.-flagged vessels
operating on the Great Lakes
commented on the proposed rule that it
is not operationally or economically
feasible for a U.S.-flagged vessel to
receive water meeting potable water
requirements. Thus, while the intent of
EPA’s proposed rule was to retain the
expanded exclusion from the VGP to
include potable water used as ballast
that meets Health Canada’s Guidelines,
the final rule does not include such
expansion to more closely align with the
statutory language and consistent with
information in a comment EPA received
demonstrating that the requirement
would not be technologically available
and economically achievable. EPA
acknowledges that vessels discharging
ballast water consisting solely of water
taken onboard from public or
commercial water sources may be
deemed to be consistent with applicable
requirements of the SDWA and that the
USCG may establish procedures for use
of such water as a means to comply with
the ballast water discharge standard.
EPA anticipates that USCG may address
this issue as a matter of implementation,
compliance, and enforcement in its
corresponding rulemaking under the
VIDA.
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iv. Vessels Carrying All Permanent
Ballast Water in Sealed Tanks
The final rule excludes discharges of
ballast water from a vessel that carries
all permanent ballast water in sealed
tanks that are not subject to discharge.
40 CFR 139.10(b)(4). The final rule did
not carry through the phrase ‘‘except
under emergency circumstances’’ from
the proposed rule in recognition that 40
CFR 139.1(b)(3) excludes discharges
from VIDA regulation if compliance
with this part would compromise the
safety of life at sea. This 40 CFR
139.1(b)(3) exclusion would cover
discharges of ballast water from a sealed
tank in emergency circumstances. As
such, clarification about emergency
circumstances specific to discharges
from sealed tanks is duplicative and
unnecessary. This 40 CFR 139.10(b)(4)
exclusion is different from the ballast
water exchange and saltwater flush
exemptions described in section
VIII.B.1.h. of this preamble, Ballast
Water Exchange and Saltwater Flush. 33
U.S.C. 1322(p)(2)(B)(ii)(IV).
v. Vessels Discharging Ballast Water
Into a Reception Facility
The final rule excludes discharges of
ballast water from a vessel that only
discharges ballast water into a reception
facility (which could include another
vessel for the purpose of storing or
treating that ballast water). In such
instances, once the ballast water is
offloaded to a reception facility, that
ballast water would be subject to any
applicable regulation for discharges
from that reception facility. Consistent
with the rationale provided in the 2013
VGP Fact Sheet, EPA would continue to
expect that all vessel piping and
supporting infrastructure up to the last
manifold or valve immediately before
the reception facility manifold
connection, or similar appurtenance,
prevents untreated ballast water from
being discharged. Any such discharge
not meeting this requirement would be
expected to meet the ballast water
discharge standards in the final rule. 40
CFR 139.10(b)(5); 33 U.S.C.
1322(p)(2)(B)(ii)(V).
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c. Exemption From Existing USCG
Regulations for Crude Oil Tankers Not
Adopted
Crude oil tankers engaged in
coastwise trade are exempted from the
existing USCG regulation (33 CFR
151.2015(b)), consistent with section
1101(c)(2)(L) of the NISA (16 U.S.C.
4711). However, these same vessels are
not exempted from meeting the ballast
water requirements in the VGP and are
not exempted under the VIDA.
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Therefore, pursuant to CWA section
312(p)(4)(B)(iii), which requires this
rule to be at least as stringent as
specified parts of the VGP, the final rule
does not exempt crude oil tankers
engaged in coastwise trade from meeting
the ballast water requirements set forth
in the rule. Such vessels are not
inherently unable to perform ballast
water exchanges and other ANS
management practices that their nonexempt counterparts routinely carry out.
EPA expects this final rule to impose no
additional costs given that the
requirements are presently in effect
under the VGP.
d. Ballast Water Best Management
Practices
Pursuant to CWA section
312(p)(4)(B)(ii), the final rule includes
six ballast water BMPs for all vessels
with ballast tanks and one additional
ballast water BMP specific to Lakers to
control or abate the number of
organisms taken up and discharged in
ballast water. 40 CFR 139.10(c). The
final rule retains many of the ballast
water BMPs included in the VGP (and
present in USCG regulations at 33 CFR
part 151 subpart D), in line with the
VIDA’s requirement that EPA’s
standards be at least as stringent as the
VGP with limited exceptions. At
present, the ballast water BMPs in this
section are widely implemented and
EPA has not identified any unacceptable
non-water quality environmental
impacts (e.g., energy requirements, air
impacts, solid waste impacts, and
changes in waters use) related to these
practices. These are demonstrated
practices that EPA finds to be
technologically available and
economically achievable.
The final rule does not include one
ballast water BMP that was included in
both the VGP and USCG regulations at
33 CFR part 151 subparts C and D. The
final rule does not require that vessel
operators minimize or avoid uptake of
ballast water in the following areas and
situations: areas known to have
infestations or populations of harmful
organisms and pathogens (e.g., toxic
algal blooms); areas near sewage
outfalls; areas near dredging operations;
areas where tidal flushing is known to
be poor or times when a tidal stream is
known to be turbid; in darkness, when
bottom-dwelling organisms may rise in
the water column; where propellers may
stir up the sediment; and areas with
pods of whales, convergence zones, and
boundaries of major currents.
This change is based on extensive
conversations with the USCG and
comments received indicating that such
requirements are not practical to
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implement or enforce. During these
conversations, new information from
implementation of the VGP became
available indicating that these
conditions are not well-defined and are
typically beyond the control of the
vessel operator during the uptake and
discharge of ballast water. Additionally,
it is difficult for enforcement agencies to
assess whether a vessel operator took
appropriate actions as necessary to
comply with these requirements.
Therefore, it is not practical to continue
to require that vessels minimize or
avoid uptake of ballast water in those
areas and situations. 33 U.S.C.
1314(b)(2)(B) and 33 U.S.C.
1322(p)(4)(D)(ii)(II)(aa). In lieu of
including the uptake measures as
individual requirements, EPA expects
that appropriate vessel-specific ballast
water BMPs will be incorporated into
the ballast water management plans
(BWMPs) discussed later in this section,
as vessels must minimize the
introduction and spread of ANS. For
example, BWMPs could describe
coordinating with local authorities to
identify areas and situations of concern
and any opportunities to mitigate
potential issues. Demonstrating that
these important considerations were
made by vessel operators would provide
for environmental protection but allow
vessel operators to tailor measures
specific to their vessel operations and
routes.
Additionally, the VIDA authorizes a
State to petition EPA to issue an
emergency order as provided for in
CWA section 312(p)(7)(A)(i) and in
accordance with the procedures
outlined in 40 CFR 139.50 in the event
of a known outbreak of harmful algal
blooms or other emergency situations.
Similarly, the VIDA authorizes EPA to
require, by order, the use of an
emergency BMP for any region or
category of vessels if it is necessary to
reduce risk of introduction or
establishment of ANS, or if EPA
determines that the order will mitigate
the adverse effects of a discharge that
contributes to a violation of a water
quality requirement under CWA section
303. 33 U.S.C. 1322(p)(4)(E)(i). Thus,
similar BMPs may be established albeit
through an order where EPA and/or the
USCG identify specific instances when
and where such practices must be
implemented.
i. Develop a Ballast Water Management
Plan
The final rule requires vessels
equipped with ballast tanks to maintain
a BWMP that addresses both the uptake
and discharge of ballast water. 40 CFR
139.10(c)(1)(i). A vessel’s BWMP must
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describe the vessel-specific (i.e.,
considering the unique operational
profile of the vessel) ballast water
management practices and systems that,
ensure compliance with the
requirements in this section. Specific
details of the BWMP, including how
vessel operators are to implement and
follow the plan, would fall under the
USCG’s implementing regulations
established under CWA section
312(p)(5).
In general, this carries forward the
requirement in part 2.2.3.2 of the VGP
requiring a vessel-specific BWMP be
developed and maintained. The VGP
specifies, that at a minimum, the plan
is to outline how the vessel will comply
with all the VGP ballast water
requirements. Additionally, the
requirement to maintain a BWMP is
consistent with existing USCG
regulations at 33 CFR 151.2050.
Through these regulations, promulgated
pursuant to the NISA, the USCG has
required the individual in charge of any
vessel equipped with ballast water tanks
that operates in the waters of the United
States to maintain a BWMP that has
been developed specifically for the
vessel and that will allow those
responsible for the plan’s
implementation to understand the
vessel’s ballast water management
strategy and comply with the
requirements. The USCG also required
BWMPs to include detailed biofouling
maintenance and sediment removal
procedures (33 CFR 151.2050(g)(3)).
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ii. Minimize Use of Gravity To Drain
Ballast Tanks in Port
The final rule requires that vessels
minimize the use of gravity to drain
ballast tanks while in port. 40 CFR
139.10(c)(1)(ii). Instead, ballast tanks
should be discharged in port using
pumps. This BMP has been shown to
increase the mortality rate of living
organisms in ballast water during
discharge, particularly zooplankton and
other larger organisms, as a result of the
physical action of the pumps (e.g.,
cavitation, entrainment, and/or
impingement), and thereby reduce the
propagule pressure.
iii. Use High Sea Suction
The final rule requires that, when
practicable, high sea suction sea chests
must be used in port or where clearance
to the bottom of the waterbody is less
than five meters to the lower edge of the
sea chest. 40 CFR 139.10(c)(1)(iii). An
example of when the use of high sea
suction may not be practicable is when
it is necessary to avoid ice, algae, or
other biofilm on the water surface. This
BMP minimizes the potential for uptake
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of bottom-dwelling organisms,
suspended solids, particulate organic
carbon, and turbidity into the ballast
tanks.
iv. Avoid Ballast Water Discharge or
Uptake in Areas With Coral Reefs
The final rule requires vessel owners/
operators to avoid the discharge or
uptake of ballast water in areas with
coral reefs. 40 CFR 139.10(c)(1)(iv). This
BMP is consistent with the VGP
requirements; however, the VGP also
included similar prohibitions for
‘‘marine sanctuaries, marine preserves,
marine parks, . . . or other waters’’
listed in appendix A. The final rule
carries forward these prohibitions in a
section specific to activities in federallyprotected waters, as described in section
VIII.C. of this preamble, Discharges
Incidental to the Normal Operation of a
Vessel–Federally-Protected Waters
Requirements and in the regulations at
40 CFR 139.40.
Further, consistent with a USCG
Marine Safety Information Bulletin
(Ballast Water Best Management
Practices to Reduce the Likelihood of
Transporting Pathogens That May
Spread Stony Coral Tissue Loss
Disease), ballast water discharges
should be conducted as far from coral
reefs as possible, regardless of whether
the reef is inside or outside of 12 NM
from shore (USCG, 2019a).
v. Clean Ballast Tanks Periodically and
Prohibit Ballast Tank Cleaning
Discharges
The final rule requires ballast tanks to
be cleaned periodically to remove
sediment and biofouling organisms. 40
CFR 139.10(c)(1)(v). Residual sediment
left in ballast tanks can negatively affect
the ability of a vessel to meet discharge
standards, even when a BWMS is
properly operated and maintained.
Sediments may also allow organisms to
survive in ballast tanks for prolonged
periods of time in resting stages.
Additionally, the final rule prohibits the
discharge of sediment from ballast tank
cleanings in waters subject to this rule.
vi. Maintain Sea Chest Screens
The final rule requires that sea chest
screen(s) be maintained and kept fully
intact. 40 CFR 139.10(c)(1)(vi). This
BMP is consistent with a VGP
requirement for existing bulk carriers
operating exclusively in the Laurentian
Great Lakes (Lakers), but the final rule
expands it to all vessels with ballast
tanks. These screens are designed to
prevent the largest living organisms,
such as fish, as well as bacteria and
viruses associated with these organisms,
from entering ballast tanks. Adequately
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maintaining sea chest screens is a
simple technology-based practice that is
available, economically achievable, and
beneficial to all vessels to reduce the
transport of organisms.
vii. New Laker Equipment Standard
The final rule establishes, as a BMP,
a ballast water ‘‘equipment standard’’
that requires any new Laker to install,
operate, and maintain a USCG typeapproved BWMS. 40 CFR 139.10(c)(2).
EPA’s standard for new Lakers aligns
with the ‘‘technology-forcing’’ nature of
the BAT statutory standard. See NRDC
v. EPA, 822 F.2d 104, 123 (D.C. Cir.
1987); See also Southwestern Elec.
Power Co. v. EPA, 920 F.3d at 1003 (‘‘By
requiring BAT, the Act forces
implementation of increasingly
stringent pollution control methods.’’).
This approach is consistent with the
option discussed in the supplemental
notice. Discussion of EPA’s rationale for
exempting both new and existing Lakers
from the numeric ballast water
discharge standard is provided in
section VIII.B.1.f.v. of this preamble,
Vessels that Operate Exclusively in the
Laurentian Great Lakes.
The final rule defines a ‘‘new Laker’’
as any vessel 3,000 GT and above, and
that operates exclusively in the Great
Lakes and the St. Lawrence River west
of a rhumb line drawn from Cap des
Rosiers to Pointe-de-l’Ouest (West
Point), Anticosti Island, and west of a
line along 63° W. longitude from
Anticosti Island to the north shore of the
St. Lawrence River, and constructed
after the effective date of USCG
regulations promulgated pursuant to
CWA section 312(p)(5)(A)(i). 40 CFR
139.2. The final definition for, and use
of the term, ‘‘new Laker’’ corrects an
improper citation in the supplemental
notice to the French spelling of ‘‘West
Point’’ to correctly read ‘‘Pointe-del’Ouest’’ not ‘‘Pointe-Sude-Oueste.’’ The
final definition for ‘‘seagoing vessel’’
was also corrected to reference ‘‘Pointede-l’Ouest.’’
As described in section VIII.B.1.e.i.1
of this preamble, BAT for Control of
Ballast Water Discharges is the Use of a
USCG Type-Approved BWMS, the
requirement to use a type-approved
BWMS is a well-established and
demonstrated process for selection of
technologies. The final rule requires the
use of a USCG type-approved BWMS
because this process comprehensively
addresses BWMS design, installation,
operation, safety, and performance.
Land-based and shipboard testing of
ultraviolet (UV) and chemical addition
BWMSs in the Great Lakes have
demonstrated a substantial reduction in
organisms even when the numeric
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discharge standard cannot be achieved
(GSI, 2011; GSI 2015; Bailey et al.,
2023). An equipment standard allows
vessels flexibility to operate BWMSs in
challenging water conditions through
use of operational contingency
measures. Additionally, these
implementation details can be
determined in the USCG regulations.
Although contingencies may be
necessary in certain locations or at
certain times of the year in the Great
Lakes, EPA expects that continued
operation of a BWMS consistent with an
equipment standard over the lifetime of
a vessel will still provide reductions in
the discharge of organisms.
Additionally, new Lakers can be
designed and constructed to
accommodate a USCG type-approved
BWMS and overcome certain
operational and technical challenges
such as corrosion, flow rate capacity,
lack of space and lost cargo capacity,
and adequate power.
As described in the supplemental
notice in section IV.B., Ballast Tanks—
Equipment Standard for New Lakers (88
FR 71788, October 18, 2023), the final
rule does not establish an equipment
standard for existing Lakers as BAT
because technical and operational
challenges would create
disproportionately high costs to retrofit
BWMSs onto existing Lakers. See 88 FR
71800, October 18, 2023, section
IV.B.3.I. Existing Lakers also do not
have the engineering flexibility
available during the initial design and
construction process to incorporate
ballast water treatment capabilities.
Also, two provisions in the VIDA,
when read together, demonstrate
Congress’ intent for EPA to undertake
additional research to develop effective
ballast water management solutions for
existing Lakers. First, section 903(g) of
the VIDA authorized the EPA
Administrator to establish the Great
Lakes and Lake Champlain Invasive
Species Program within the Great Lakes
National Program Office that has as one
of its purposes ‘‘to develop, achieve
type-approval for, and pilot shipboard
or land-based ballast water management
systems installed on, or available for use
by, commercial vessels operating solely
within the Great Lakes and Lake
Champlain Systems to prevent the
spread of aquatic nuisance species
populations within the Great Lakes and
Lake Champlain Systems.’’ This
program is to be developed in
collaboration and consultation with
several other Federal agencies. As
described therein, ‘‘commercial vessels
operating solely within the Great Lakes
and Lake Champlain Systems’’ are, as
defined by EPA, ‘‘Lakers.’’ Thus,
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Congress clearly intended for EPA to
work towards finding ballast water
management solutions for existing
Lakers and acknowledged that there
were special technological challenges
presented by Lakers. Second, section
903(a)(1) of the VIDA, specifically as
codified in CWA section 312(p)(6)(C),
established a ‘‘period of use of installed
BWMSs’’ clause that specifies that a
vessel is deemed to be in compliance if
the vessel is meeting the ballast water
discharge standard that was applicable
to the vessel at the time of installation
of the existing BWMS, even if EPA
subsequently establishes a more
stringent discharge standard. Thus, an
existing Laker required to install a
BWMS to meet the discharge standard
would be unlikely to benefit from any
improved ballast water management
practices developed as part of the ballast
water research. EPA’s seven-year Great
Lakes Ballast Water Research and
Development Plan is targeted to address
the complexities and improve the
operation of BWMSs on existing Lakers.
EPA is also required to review and
revise as appropriate its VIDA standards
of performance every five years. 33
U.S.C. 1322(p)(4)(D)(i). As such, EPA
expects the outcome of that research
will support future discharge
requirements for these vessels with a
focus on finding effective technologies
for the management of ballast water.
e. Numeric Ballast Water Discharge
Standard
EPA is establishing BAT effluent
limitations for ballast water based on
the technologies required by the VGP
and USCG ballast water regulations. The
final rule at 40 CFR 139.10(d) continues,
as a numeric discharge standard, the
numeric limitations for biological
parameters from the VGP and USCG
ballast water regulations at 33 CFR part
151 subpart D, as follows:
• Organisms greater than or equal to
50 micrometers in minimum dimension:
discharge must include less than 10
living organisms per cubic meter of
ballast water.
• Organisms less than 50 micrometers
and greater than or equal to 10
micrometers: discharge must include
less than 10 living organisms per
milliliter (mL) of ballast water.
• Indicator microorganisms must not
exceed:
Æ Toxicogenic Vibrio cholerae
(serotypes O1 and O139): a
concentration of less than 1 colonyforming unit (cfu) per 100 mL.
Æ Escherichia coli: a concentration of
less than 250 cfu, or Most Probable
Number (MPN), per 100 mL.
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82095
Æ Intestinal enterococci: a
concentration of less than 100 cfu, or
MPN, per 100 mL.
The final rule defines ‘‘living’’ using
the CWA section 312(p)(6)(D)
clarification that the terms ‘‘live’’ and
‘‘living’’ shall not include an organism
that has been rendered nonviable or
preclude the consideration of any
method of measuring the concentration
of organisms in ballast water that are
capable of reproduction. 40 CFR 139.2.
However, it is important to recognize
that, to date, the USCG has not
identified any testing protocols, based
on best available science, that are
available for use to quantify organisms
in ballast water that are capable of
reproduction. As such, demonstrating
compliance with the discharge standard
would require the use of test methods,
as detailed in the 2010 EPA Generic
Protocol for the Verification of Ballast
Water Treatment Technology, that do
not consider non-viable organisms as
part of the test protocol (U.S. EPA,
2010). In the future, should the USCG
identify one or more testing protocols
that enumerate organisms in ballast
water capable of reproduction, such
methods would be acceptable for
demonstrating compliance with the
numeric ballast water discharge
standard.
The final rule reflects units of both
MPN/mL and cfu/mL for Escherichia
coli and intestinal enterococci in 40 CFR
139.10(d), and (g)(2) for the Pacific
Region, based on input from
commenters who pointed out that newer
microbiological test methods have MPN
outputs and that, while the test methods
differ, the number of bacteria in the
tested sample are comparable to the
numeric discharge standard.
In addition, the final rule at 40 CFR
139.10(d)(2) continues the discharge
limitations as a numeric standard for
four biocide parameters contained in the
VGP, namely:
• For any BWMS using chlorine
dioxide, the chlorine dioxide must not
exceed 200 mg/L;
• For any BWMS using chlorine or
ozone, the total residual oxidizers must
not exceed 100 mg/L; and
• For any BWMS using peracetic
acid, the peracetic acid must not exceed
500 mg/L and the hydrogen peroxide
must not exceed 1,000 mg/L.
The standard for both the organisms
and biocide parameters represents
instantaneous maximum values not to
be exceeded.
The final rule continues the
requirement contained in the VGP and
USCG regulations (33 CFR part 151)
that, prior to the compliance date for the
vessel to meet the discharge standard,
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ballast water exchange must be
conducted as required in 40 CFR
139.10(e), or the applicable regional
requirements in 40 CFR 139.10(f) and
(g), for any vessel subject to the ballast
water discharge standard. The USCG is
required to include compliance dates in
its implementing regulations established
under CWA section 312(p)(5)(A)(iv).
For the reasons described in the
following section, BAT for ballast water
management remains the use of a USCG
type-approved BWMS as required longterm under the USCG ballast water
regulations and VGP. Accordingly, that
is the technology on which EPA has
based the numeric ballast water
discharge standard.
i. BAT Rationale for Standard Pursuant
to the VIDA
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(1) BAT for Control of Ballast Water
Discharges Is the Use of a USCG TypeApproved BWMS
(a) EPA Conducted a Comprehensive
Survey of Technologies for Purposes of
Identifying BAT
EPA based its analysis of prospective
BAT model technologies largely on data
generated through the USCG BWMS
type-approval process. In response to
concerns expressed by commenters that
EPA failed to review sufficient data for
the proposed rule, EPA requested and
obtained directly from the USCG a large
set of land-based and shipboard USCG
BWMS type-approval data for the 37
BWMSs that had been type-approved as
of the date of the proposed rule (October
2020) and similar data for 16
amendments to those systems. In total,
EPA analyzed 1,820 treatment discharge
results from 49 BWMS type-approval
data sets. The complete set of USCG
BWMS type-approval data provided to
EPA by the USCG and the Agency’s
comprehensive Ballast Water BAT Data
Analysis of these data, including a
sensitivity analysis, are included in the
docket (U.S. EPA, 2023), and are
updated for the final rule (U.S. EPA,
2024). As of April 30, 2024, the USCG
has type-approved 54 BWMSs. Some
commenters suggested that EPA should
analyze more recent data. However, EPA
is unaware of any significant
improvements in ballast water
technology, monitoring, or testing. As
such, allowing more time for the USCG
to compile and share additional data
with EPA on additional systems that
have been type-approved since the
proposed rule would not have
meaningfully altered the results of the
analysis. Additionally, it takes
significant time for USCG to compile
and share data with EPA. For example,
EPA received USCG data 16 months
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after the initial formal request to USCG
for the compiled type-approval data.
Thus, given the time it takes USCG to
compile and share data with EPA, EPA
selected an appropriate cutoff point for
the collection of data to enable timely
analysis to proceed.
EPA did not analyze IMO typeapproval data for its BAT analysis here,
and EPA’s rationale for excluding IMO
type-approval data from its analysis is
described in both the proposed rule and
supplemental notice (85 FR 67818,
October 26, 2020, section
VIII.B.1.v.A.3.i. and 88 FR 71788,
October 18, 2023, section III.A.1).
(b) USCG Type-Approved BWMSs Are
Technologically Available and
Economically Achievable
Based on its review of available
information, for this final rule, EPA
selected all currently available USCG
type-approved BWMSs as BAT for
control of ballast water discharges.
EPA’s final rule includes a numeric
ballast water discharge standard based
on that technology. This outcome is
consistent with the requirements in the
VGP, which also identifies USCG typeapproved BWMS as BAT and has the
same numeric standards as the final
rule.
EPA has determined that the standard
for ballast water discharges in the final
rule is technologically available and
economically achievable. This
determination is based in part on the
fact that EPA assessed the same typeapproval process and similar
technologies under the VGP and
determined that USCG type-approved
BWMS were technologically available
and economically achievable for that
permit. As discussed in more depth
below, EPA assessed additional data
regarding USCG type-approved systems
and, based both on its prior analysis and
new data and analysis, continues to find
the suite of USCG type-approved
BWMSs to be BAT. Additionally,
vessels in the United States have been
required to meet the same numeric
standard reflecting USCG type-approved
BWMSs as BAT under the 2013 VGP,
which further supports EPA’s
determination that such systems are
technologically available and
economically achievable.
The fact that these systems are
approved through the USCG’s typeapproval process also supports their
availability for use on the full universe
of vessels regulated by the VIDA. USCG
regulations include BWMS typeapproval requirements that consider
design, installation, operation, and
testing to ensure any type-approved
system meets both performance and
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safety standards. 46 CFR 162.060. The
type-approval process also supports the
availability of these systems despite the
challenges vessels present that are not
present for stationary facilities for
which EPA routinely establishes
national discharge effluent limitations
guidelines and standards based on BAT.
For example, the USCG type-approval
process separately requires that the
BWMS be practicable onboard a vessel
(e.g., able to operate despite roll, pitch,
and vibration considerations),
compatible with other onboard systems,
durable, and be supported by credible
and sustainable system manufacturers,
suppliers, and servicers. Additionally,
to be installed on any U.S.-flagged
vessel, the USCG must verify the system
meets certain installation and
engineering requirements specified in
46 CFR subchapters F and J.
(c) USCG Type-Approved BWMSs Have
Acceptable Non-Water Quality
Environmental Impacts
EPA also considered non-water
quality environmental impacts of its
ballast water standards as part of its
BAT analysis. EPA previously
determined for the VGP that its numeric
ballast water standards had acceptable
non-water quality environmental
impacts, and the Agency is not aware of
any new information since the VGP that
would cause EPA to reach a different
determination for this final rule. In
particular, based on its experience
implementing this requirement for
vessels since the 2008 VGP, EPA has not
found this requirement to have
unacceptable non-water quality
environmental impacts. Specifically,
EPA has considered the impacts of its
standards related to increased energy
usage for operating treatment equipment
and associated greenhouse gases from
an incremental increase in fuel
consumption. Any such impacts are far
exceeded by the effluent reduction
benefits of treatment. Additionally,
EPA’s standard allows vessel operators
to select from a broad range of typeapproved systems to best meet their
vessel’s needs, including where
appropriate to reduce energy
requirements. For these reasons, EPA’s
ballast water numeric standard will not
have unacceptable non-water quality
environmental impacts.
(d) Harmonization With an International
Standard Further Supports EPA’s
Selection of USCG Type-Approved
BWMSs as BAT
In identifying a model BAT
technology for this rule, EPA
determined it was appropriate to
consider whether its numeric standard
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was harmonious with international
standards and promoted international
comity. In particular, for ballast water
discharges, the current world economic
and trade system is predicated on timely
and efficient maritime transportation, a
significant proportion of which operates
globally where trade takes it. The final
numeric ballast water discharge
standard acknowledges, as described in
the preamble to the proposed rule, that
a majority of the vessels discharging
ballast water in waters of the United
States spend the majority of their time
operating outside of waters of the
United States (U.S. EPA, 2020) and that
these vessels for the most part are
obligated to comply with the IMO
International Convention for the Control
and Management of Ships’ Ballast Water
and Sediments (the BWM
Convention)—an international treaty
developed with a goal of establishing an
international standard for the
management of ballast water (IMO,
2004)—anywhere they operate in the
world, including while operating in the
United States. This is not to say that
U.S. requirements must or should
always be identical with the
international standard; however, it is
appropriate, in EPA’s view, to consider
whether U.S. requirements are
harmonious with international
obligations for the vessels of flag states
that have signed onto that BWM
Convention.
Indeed, the BWMS type-approval
process was first developed as part of
the IMO BWM Convention. The BWM
Convention was adopted in 2004 after
more than 14 years of complex
negotiations between IMO member
states and entered into force in 2017.
The United States is not a party to the
BWM Convention; however, both the
USCG (serving as the lead for the U.S.
delegation) and EPA were actively
involved in the standard setting
discussions that led to the BWM
Convention numeric discharge standard
that entered into force in September
2017. The USCG developed domestic
type-approval regulations with the
intent to harmonize as closely as
possible with the adopted BWM
Convention.
While EPA received comments
arguing that it should identify BAT
based on the performance of a subset of
the perceived most stringent of typeapproved systems, pollutant discharge
reductions are not the sole factor
relevant to BAT under CWA section
304(b). As discussed in more detail in
the proposed rule (85 FR 67818, October
26, 2020, section VIII.B.1.v.A.2.ii.), the
BAT consideration factors in CWA
section 304(b), particularly with respect
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to the ‘‘process employed’’ and
‘‘engineering aspects of the application
of various types of control techniques,’’
weigh in favor of establishing the ballast
water standard at a level of consistency
with the IMO standard. Furthermore,
section 304(b)(2)(B) authorizes EPA to
consider ‘‘such other factors as the
Administrator deems appropriate’’ and
EPA has broad discretion in considering
those factors and the weight attributed
to such factors. See Weyerhaeuser Co. v.
Costle, 590 F.2d 1011, 1028, 1045 (D.C.
Cir. 1978); Texas Oil & Gas Ass’n v.
EPA, 161 F.3d 923, 928 (5th Cir. 1998).
Here, EPA considers consistency with
the international standard to be an
appropriate factor that weighs in favor
of the BAT selected in this final rule
because it promotes international trade
and comity.
(e) USCG Type-Approved BWMSs Make
Reasonable Further Progress Toward the
National Goal of Eliminating the
Discharge of All Pollutants
EPA’s ballast water standard based on
USCG type-approved systems as BAT
also makes reasonable further progress
toward the national goal of eliminating
the discharge of all pollutants. See CWA
section 304(b)(2)(B). As detailed in the
preamble for the proposed rule, these
systems have been shown to
substantially reduce the concentration
of living organisms in ballast water
discharges and beyond the reduction
achieved through midocean exchange or
unexchanged ballast water. Specifically,
as illustrated in table 1 of the proposed
rule, pollutant discharge reduction
attributable to type-approved BWMS
performance is extremely high, with
properly operated and maintained
systems achieving treatment efficiencies
of more than 99 percent. Furthermore,
EPA notes that vessel ballasting
practices to minimize volumes of ballast
water requiring management will likely
continue to evolve into the future,
further driving reductions of pollutant
discharges.
Opportunities for advancement in
ballast water treatment and technology
may involve EPA and/or the USCG
assisting the vessel community in
addressing installation and operational
challenges with the existing BWMSs
and future type-approved systems and
BMPs. The VIDA provides EPA and the
USCG with this opportunity to enhance
the ballast water regulations, which
should aid with the operation of
demonstrated, but not yet fully
optimized, systems and with future
systems as they continue to be
developed and deployed.
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(2) EPA Rejects Other Technologies as
BAT for Controlling Discharges of
Ballast Water
Some commenters suggested that EPA
should identify a single-best performing
BWMS or a subset of better-performing
BWMSs and impose that perceived level
of performance on the entirety of the
universe of potentially affected entities.
EPA disagrees that the available
information indicates that a higherperforming system or subset of systems
can be identified as BAT from the data
in the record. Additionally, even if
higher performing systems could be
identified, the record does not
demonstrate that a small subset of
systems capable of meeting a more
stringent standard would be available to
all vessels that would be required to
meet a standard based on those systems,
given the tremendous variability among
vessels.
Based on its analysis of USCG typeapproval data described in the
supplemental notice, EPA disagrees
with commenters that the record allows
for identification of a subset of so-called
best-performing BWMSs. EPA’s analysis
specifically addressed commenters’
suggestion and evaluated whether
statistical differences in the treatment
effectiveness of BWMSs could help
identify systems that perform
significantly better in terms of pollutant
discharge reductions, such that they
could reflect BAT. To do so, EPA
compared treatment discharge
concentrations of the BWMSs within six
groups defined by the two common
organism size class and three salinity
categories. Statistical tests conducted
and summarized in the Agency’s
comprehensive Ballast Water BAT Data
Analysis (U.S. EPA, 2024) showed
significant differences among systems
within each group but did not point to
any clear stratification of ‘‘best’’ or
‘‘worst’’ system groupings. Further
complicating this analysis, the
effectiveness of systems varied by
organism size and/or salinity, such that
systems had different relative
comparisons depending on the group
within which they were evaluated. For
example, one system may have
produced lower concentrations in one
organism size class but not in the other
size class, making an overall
determination of that system’s treatment
effectiveness compared to other systems
uncertain.
The results of this statistical analysis
did not point to any clear identification
of a subset of BWMSs that stood out as
representing BAT. Test results for both
the baseline and sensitivity analyses
were within the same order of
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magnitude as the standard in the
proposed rule and fall within the
margin of error expected due to the
variability associated with the
characteristics of ballast water and
challenges associated with monitoring,
analyzing, and enumerating organisms
in the different size classes. Based on
the data analysis of the USCG typeapproval data, EPA did not identify any
single system or subset of systems that
might be identified as BAT based on
their superior performance in terms of
pollutant discharge reductions.
EPA also disagrees with the
suggestion to base BAT on a small
subset of systems because that
suggestion does not account for the
substantial variability among vessels.
This variability dictates the need for a
range of different BWMS options to
adequately address organism reduction
in ballast water discharges. That is, a
BWMS that is technically and
operationally appropriate for one vessel
or set of conditions may not be available
for a different vessel, or even a similar
vessel with a different operating profile.
EPA’s BAT determination carries
forward the existing regulatory
approach, promoting the type-approval
process using a range of types of BWMS
disinfection technologies that operate
under a wide range of conditions,
thereby allowing vessel operators to
select a system that is most appropriate
for their vessel. The final rule provides
the necessary flexibility for the vessel
owner/operator to select a system that
has been demonstrated through the
existing USCG type-approval process as
both capable of achieving the final
numeric discharge standard and as
suitable for their particular vessel.
(3) EPA’s Numeric Ballast Water
Discharge Standard Is Supported by the
Data in the Record
EPA’s numeric ballast water discharge
standard is supported by the data in the
record for several reasons. First, EPA’s
experience with the VGP has
demonstrated that the numeric standard
is achievable for vessels subject to
regulation under this rule. Based on its
BAT analysis for the VGP and its
subsequent administration of the VGP,
EPA has direct knowledge that the
numeric standard can be attained.
Second, EPA’s standard is based on
USCG type-approved systems, which
are designed and demonstrated to allow
vessels to consistently achieve the
numeric discharge standard. The goal of
the USCG type-approval process is to
demonstrate that a BWMS can treat
ballast water such that organism
concentrations in discharged water are
sufficiently low to meet the discharge
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standard (e.g., less than 10 organisms
per cubic meter of ballast water as an
instantaneous maximum) for a given
number of consecutive valid tests. Typeapproval is a critical step in verifying
that a BWMS, when tested under
standardized and relatively challenging
conditions, is capable of consistently
meeting a discharge standard. In the
USCG type-approval testing process to
determine biological efficacy, careful
analyses are employed to: (1) assure the
source water for testing meets a
threshold concentration of organisms to
meaningfully challenge the BWMS; and
(2) to quantify (ideally, sparse)
concentrations of living organisms in
treated discharge water. As part of its
type-approval procedure, the USCG
regulations require BWMS land-based
testing to be conducted pursuant to the
ETV Protocol (i.e., the 2010 Generic
Protocol for the Verification of Ballast
Water Treatment Technology,
developed under the now defunct EPA
Environmental Technology Verification
Program) that outlines the experimental
design, sampling and analysis protocols,
test, and reporting requirements (U.S.
EPA, 2010). This rigorous process
ensures that systems are consistently
able to meet EPA’s standard.
Third, EPA’s numeric standard
appropriately accounts for various
sources of variability inherent in
addressing organisms (including ANS)
in ballast water, including:
• Vessel size and architectural
characteristics, including but not
limited to design of ballast tank(s),
pump(s), and piping configuration;
• Vessel operational profile (e.g.,
voyage lengths, volumes of ballast
water, ballast water flow rates, etc.);
• Vessel class and flag State;
• Temperature, salinity, and turbidity
range of uptake water in areas where the
vessel voyages;
• Duration of voyages and segments
of each voyage that can affect the
necessary holding time for certain
systems;
• Ballast water capacity and required
uptake and discharge pumping rates;
• Treatment system weight and space
considerations, including but not
limited to accessibility and acceptability
for use in hazardous spaces;
• Availability of service, support,
replacement parts, supplies, etc. in areas
where the vessel voyages;
• Compatibility of treatment with
vessel construction (e.g., corrosivity
concerns);
• Power demand and energy
consumption to pump ballast and
operate treatment system; and
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• Safety concerns (e.g., explosivity
risks, particularly on oil and chemical
carriers).
As EPA has historically done with
respect to developing effluent
limitations guidelines, EPA is not
specifying a single technology that must
be used, but rather it is identifying one
or more technologies that have been
demonstrated as being capable of
meeting the discharge standard. The
discharger is free to select a technology
most suitable for its operations and
compliance (to be determined by USCG)
is able to be demonstrated through
routine self-monitoring. The USCG typeapproved its first BWMS in 2016 and, to
date, more than fifty systems have been
approved through that process (USCG,
2024). The wide range of systems
demonstrated to meet EPA’s numeric
standard thus accounts for the
variability in vessel characteristics,
operations, and conditions.
(4) EPA Rejects an Alternative Numeric
Standard Based on Several Factors
Commenters suggested that EPA
adopt different or lower numeric
standards for ballast water, arguing that
EPA’s data indicates that a limit of less
than 10 organisms per volume of ballast
water as an instantaneous maximum is
not supported by available data as the
most stringent limit that could be set
based on USCG type-approved BWMSs.
Specifically, commenters urged that
EPA’s results indicated that a numeric
standard could be set at 6.01 or 6.66
organisms/volume for large and medium
organisms size classes, respectively, or
even at lower levels based on the results
of single systems or subsets of systems.
EPA has carefully considered this issue
but disagrees with commenters for
several reasons.
(a) Observed Numeric Differences in
Test Results Are Not Scientifically
Significant in Light of Existing
Variability
EPA disagrees that the USCG test
results that EPA reviewed as part of this
rulemaking indicate that additional
pollutant control may be achieved
through the application of a more
stringent discharge standard such as one
around 6 organisms. Whether the
standard is set at approximately 6 or 10
organisms, both results are within the
margin of error expected given
variability in type-approval sampling
and analysis. For example, stratification
in ballast tanks, variability between
tanks, flow rates, and contamination in
uptake and discharge pipes are just a
few of the considerations that may
impact type-approval testing. It is also a
challenge to capture and count
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appropriately sized organisms and to
collect samples such that the sample
collection process does not physically
damage or kill these organisms (which
should be counted as dead or nonviable
only if such happens as a result of the
BWMS, not because of poor sample
collection and handling practices). Any
perceived difference in system
performance could easily be due to the
variability in ballast water uptake and
testing, and not necessarily indicative of
improvement in treatment effectiveness
that would warrant a revised standard.
Indeed, the Second Circuit has
recognized and upheld in the context of
measuring aquatic organisms that
discharge standards that are not
identical may nonetheless represent the
same level of control. Riverkeeper, Inc.
v. EPA, 358 F.3d 174, 188–89 (2d Cir.
2004) (upholding EPA’s Track II
requirements allowing for ‘‘substantially
similar’’ reductions in impingement and
entrainment at new facility cooling
water intake structures as not a less
stringent standard but the same
standard accounting for the
measurement margin of error when
measuring in the natural environment).
Even a standard 10 to 100 times more
stringent than EPA’s would be
insignificant and within the margin of
error in terms of the expected level of
pollution control. For example, as EPA
explained in its proposed rule,
achieving a standard 10 times more
stringent than the standard in the final
rule would result in a difference of
between 99.92 and 99.99 percent
treatment efficiency for large organisms
and 97.82 and 99.78 percent treatment
efficiency for medium organisms. From
the perspective of the effectiveness of
the technology (and given the
limitations in sampling and
monitoring), the differences between
99.92 and 99.99 percent effective are
scientifically insignificant.
(b) Alternative Numeric Standards
Would Not Account for Variability
A more stringent numeric standard
would also fail to account for the
variability inherent in ballast water
management. Variability is inherent to
all treatment systems, including welloperated treatment systems. When EPA
establishes BAT, it must consider the
variability of a well-operated treatment
system to ensure that technology is
available to achieve the discharge
standard. EPA’s approach to providing
for some variability for well-operated
systems in establishing BAT limits in
effluent limitations guidelines
rulemakings has been upheld. For
example, in Nat’l Wildlife Fed’n v. EPA,
286 F.3d 554, 572 (D.C. Cir. 2002), the
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D.C. Circuit upheld EPA’s decision to
set the monthly average at the 95th
percentile by stating that EPA has
considerable discretion in determining a
technical approach that will ensure that
the effluent limitations reasonably
account for the expected variability in
plant operations while still maintaining
an effective level of control. See also
Chemical Mfrs. Ass’n v. EPA, 870 F.2d
177, 229 (5th Cir. 1989) (explaining that
the purpose of these variability factors
is to account for routine fluctuations
that occur in plant operation, not to
allow poor performance). As is typically
the case in the effluent guidelines
program, operators design pollution
control systems to achieve results below
the discharge standard on a long-term
basis to account for normal variability of
well-operated systems. Setting the
numeric standard at the lowest
measured levels or long-term average
levels, as some commenters suggested,
does not allow for this normal
variability in system performance.
In the case of ballast water, the
operators experience an even greater
challenge meeting the numeric
discharge standard than would exist at
a shoreside facility subject to a typical
effluent guideline. Instead of the
numeric discharge standard being a
long-term or monthly average as it is for
most land-based facilities, the VIDA
standard is based on an instantaneous
maximum standard, never to be
exceeded. EPA reasonably selected an
instantaneous maximum as the unit of
time for compliance monitoring because
of the challenges associated with
monitoring, acknowledging that
variations in turbidity, salinity,
temperature and other environmental
factors can significantly affect a vessel
operator’s ability to meet the discharge
standard at all times. BWMS
manufacturers must account for these
two conflicting challenges—continuous
compliance and inherent variability—in
their system design and operation.
BWMS vendors accomplish this by: (1)
designing their systems to achieve longterm average discharge concentrations
that are lower than the numeric
discharge standard; and (2) adequately
controlling for variation in BWMS
performance such that the system can
meet the numeric discharge standard
even in the most challenging conditions.
Designing and operating BWMSs to
consistently achieve levels close to the
numeric discharge standard is poor
practice because even relatively slight
variability would result in a high rate of
non-compliance with the instantaneous
maximum numeric discharge standard
(and would not, for example, pass the
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82099
USCG type-approval testing process).
This partially explains why some of the
test results described by the Second
Circuit Court decision on the VGP were
lower than the current standard. Nat.
Res. Def. Council v. EPA, 808 F.3d 566,
570 n.11 (2d Cir. 2015). EPA recognizes
that variability in performance around
the long-term average occurs during
normal operations and that, at times,
even well-operated BWMSs are certain
to discharge at levels that are higher
than the long-term average performance.
EPA considered the need to consistently
meet an instantaneous maximum
standard given system variability in
setting its numeric standard, but the
standards suggested by commenters fail
to do so.
(c) Alternative Numeric Standards
Would Present Monitoring Challenges
As described in the proposed rule (85
FR 67818, October 26, 2020, section
VIII.B.1.v.A.3.iv.), there are monitoring
challenges associated with collecting
and analyzing ballast water to detect
and quantify organisms at levels lower
than the final numeric standard in this
rule. These challenges gave EPA low
confidence in the ability of a vessel to
demonstrate compliance with a lower
numeric discharge standard. Even
monitoring to assess compliance with
the final discharge standard presents
challenges. For example, in the 2013
VGP, the three-component selfmonitoring program excluded
monitoring for the two largest organism
size classes because of the difficulties/
costs associated with directly selfmonitoring living organisms in ballast
water discharges. Rather, the 2013 VGP
established a self-monitoring program
that serves as an indicator of system
performance while operating as the
system was designed (and typeapproved).
The proposed rule described the
practical and statistical challenges
associated with performing the tests that
would be necessary to show that a welloperated BWMS is able to reliably meet
a more stringent or ‘‘no detectable
organisms’’ standard and after
consideration of relevant comments,
EPA also did not adopt a ‘‘no detectable
organisms’’ standard in the final rule.
There are no performance data available
at concentrations of less than one
organism per volume of ballast water for
the two largest organism size classes.
The Agency noted that test methods
(and associated method detection limits)
prevent demonstrating that any BWMS
can achieve a standard more stringent
than the 2013 VGP numeric discharge
limit. EPA highlighted that, consistent
with findings of EPA’s Science Advisory
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Board (SAB), it was unreasonable to
assume that a test result showing zero
living organisms using currently
available test methods demonstrates
complete sterilization, if for no other
reason than a sample taken represents a
very small portion of the overall
discharge and the collection of that
sample may miss the few live organisms
present in the discharge. Collecting
larger volumes of ballast water to
address this uncertainty is also
impractical. For example, the SAB
estimated that anywhere from 120 to
600 cubic meters of ballast water
(similar to the amount of water that
would be needed to fill about one to five
standard school buses) would have to be
collected to adequately assess whether
the discharge meets a standard 10 times
more stringent (U.S. EPA, 2011).
ii. Ballast Water Reception Facilities
EPA received comments urging that it
should base BAT on the use of ballast
water reception facilities. The VIDA
expressly excludes from the discharge
standards ‘‘ballast water from a vessel
. . . that only discharges water into a
reception facility.’’ 33 U.S.C.
1322(p)(2)(B)(ii)(V). As such, CWA
section 312(p) does not authorize EPA
to regulate the transfer of ballast water
from ships to a reception facility under
the VIDA. Nonetheless, for purposes of
the final rule and consistent with the
2015 Second Circuit Court decision on
the VGP, EPA reviewed and considered
whether zero discharge or a more
stringent discharge standard based on
the use of a reception facility may be
BAT for ballast water discharged from
regulated vessels. Nat. Res. Def. Council
v. EPA, 808 F.3d 566, 572–75 (2d Cir.
2015). Unless otherwise noted, the
terms ‘‘onshore’’ and ‘‘reception
facility’’ refer to both the transfer of
ballast water to either an onshore
reception facility or another vessel for
the purpose of storing or treating that
ballast water.
For the reasons detailed in the
proposed rule (85 FR 67818, October 26,
2020, section VIII.B.1.v.B.), based on the
record before it, EPA continues to
conclude that reception facilities are not
technologically available or
economically achievable at this time for
the purpose of establishing a uniform
Federal discharge standard. While EPA
understands that the use of reception
facilities, if available, may be a valid
and effective component of ballast water
management in certain situations, the
challenges in creating such a
comprehensive infrastructure
nationwide make reception facilities not
technologically available as BAT. (See
85 FR 67818, October 26, 2020, section
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VIII.B.1.v.B., for a more detailed
explanation of EPA’s consideration of
ballast water reception facilities as
BAT.) It is unlikely that ballast water
reception facilities could become a
national ‘‘one size fits all’’ option for
ballast water management, principally
because it cannot accommodate widely
varying trade routes without the
availability of reception facilities in
most ports. Port-specific conditions may
also preclude any technologically
available and/or economically
achievable reception facility
alternatives. Integration with port and
vessel operations would require careful
planning, design, and operation. If in
the future reception facilities become
available and economically achievable
and have acceptable non-water quality
environmental impacts in specific
locations for certain specialized sectors
of the commercial vessel industry, EPA
can revisit the standards. For now, such
an option has not been demonstrated to
reflect BAT. EPA’s finding that
reception facilities do not represent
BAT for purposes of establishing a
Federal standard does not preclude a
vessel from using such a facility for
managing its ballast water where such
an opportunity exists.
f. Exemptions From the Numeric Ballast
Water Discharge Standard
The final rule exempts certain vessels
from the numeric ballast water
discharge standard as specified in 40
CFR 139.10(d)(3). These exemptions are
generally consistent with the VGP and
USCG regulations (33 CFR part 151
subparts C and D) except as described
below. In contrast to the exclusions in
40 CFR 139(b) that exclude certain
vessels from the ballast water discharge
standard in its entirety, the eight
exemptions in 40 CFR 139.10(d)(3)(i)
through (viii), as described in this
section, exempt vessels from the
numeric ballast water discharge
standard in 40 CFR 139.10(d) only.
Exempt vessels are required to meet the
ballast water BMPs and the ballast water
exchange and saltwater flush
requirements included in 40 CFR
139.10(c) and (e), respectively, as
applicable. These exemptions are
generally consistent with the VGP and
USCG regulations (33 CFR part 151
subparts C and D), with some
exceptions.
i. Vessels Less Than or Equal to 3,000
GT (1,600 GRT if GT Is Not Assigned)
and That Do Not Operate Outside the
EEZ
Consistent with the VGP and USCG
regulations at 33 CFR 151.2015, the final
rule exempts from the numeric ballast
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water discharge standard vessels that
are less than or equal to 3,000 GT (1,600
GRT if GT is not assigned) and that do
not operate outside the EEZ. 40 CFR
139.10(d)(3)(i). This includes both
seagoing and non-seagoing vessels. EPA
bases this exemption on the finding that
ballast water technologies are not
available or economically achievable for
this universe of smaller vessels (e.g.,
tugboats). BWMSs generally have been
designed for larger vessels or vessels
that only uptake or discharge ballast
water on either end of longer voyages.
EPA considered whether a different
threshold in terms of size should be
used; however, EPA did not identify,
nor did commenters provide,
information suggesting a different
threshold would be appropriate.
Therefore, EPA continues to conclude in
this final rule that a numeric ballast
water discharge standard is infeasible
and that the BMPs imposed constitute
BAT (requires this class of vessels to
minimize the discharge of pollutants in
ballast water through BMPs only).
ii. Vessels That Are Non-Seagoing,
Unmanned, Unpowered Barges
The final rule exempts from the
numeric ballast water discharge
standard any non-seagoing, unmanned,
unpowered barge that is not part of a
dedicated vessel combination. 40 CFR
139.10(d)(3)(ii). A dedicated vessel
combination includes an integrated or
articulated tug barge (ATB) unit
consisting of two separate vessels that
operate in tandem, always together. The
VGP, in Part 2.2.3.5.3.2, exempted all
unmanned, unpowered barges from
compliance with the numeric ballast
water discharge standard; however, the
USCG regulations at 33 CFR 151.2015
did not exempt any seagoing vessel
3,000 GT (1,600 GRT if GT is not
assigned) and above or that operates
outside of the EEZ.
The record indicates that an
unmanned, unpowered barge, when part
of a dedicated vessel combination, can
install a BWMS as may be necessary to
meet the discharge standard. As such,
EPA is clarifying that these dedicated
vessel combinations, even when they
include an unmanned, unpowered barge
component, are not exempt from
compliance with the numeric ballast
water discharge standard.
Most unmanned, unpowered barges
operate in internal and coastal
waterways (i.e., non-seagoing) to
transport bulk items such as grain, coal,
and iron ore. These vessels have no
onboard crew and do not have
infrastructure that allows for complex or
energy intensive operations. EPA
understands that ballasting for some of
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these barges is performed in limited
instances, such as to pass under bridges
or to improve stability in bad weather or
other rough water. These barges
typically do not have dedicated ballast
tanks but can use wing tanks (void
space) in the hull when ballasting is
necessary. As such, minimal water is
used for ballasting.
Unmanned, unpowered barges have
been recognized as experiencing unique
challenges for managing ballast water.
For instance, EPA’s Science Advisory
Board (SAB) notes: ‘‘Inland waterways
and coastal barges are not selfpropelled, but rather are moved by
towing or pushing with tugboats.
Because these vessels have been
designed to transport bulk cargo, or as
working platforms, they commonly use
ballast tanks or fill cargo spaces with
water for trim and stability, or to
prevent excessive motions in heavy
seas. However, the application of
[ballast water management systems] on
these vessels presents significant
logistical challenges because they
typically do not have their own source
of power or ballast pumps and are
unmanned.’’ (U.S. EPA, 2011b).
Therefore, the final rule requires this
class of vessels to minimize the
discharge of pollutants in ballast water
through BMPs only.
iii. Vessels That Uptake and Discharge
Ballast Water Exclusively in the
Contiguous Portions of a Single COTP
Zone
Consistent with the VGP and USCG
regulations at 33 CFR 151.2015(c) and
(d)(3), the final rule exempts from the
numeric ballast water discharge
standard vessels that uptake and
discharge ballast water exclusively in a
single Captain of the Port Zone (COTP)
Zone, but that may operate in more than
one COTP Zone. 40 CFR
139.10(d)(3)(iii). The rule, as proposed
and finalized, clarifies that this
exemption applies within the
contiguous portion of any single COTP
Zone. EPA added the term ‘‘contiguous
portions’’ of a single COTP Zone,
consistent with its use in the VIDA (See
33 U.S.C. 1322(p)(6)(B)(ii)(II)(bb)), to
clarify that the exemption applies to
ballasting and deballasting operations
within a single COTP Zone spanning
contiguous waters within the Exclusive
Economic Zone (EEZ) and does not
apply in those instances when a COTP
Zone includes areas that are not within
a single bounded EEZ. For example, in
the Pacific Region, Sector Honolulu
covers all of the Hawaiian Island chain,
American Samoa, Wake Island, and
other widely dispersed areas in the
Pacific Ocean that in certain instances
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require vessels to leave the EEZ to travel
from one location to another, all within
the same COTP Zone.
This exemption is consistent with
requirements of the VGP. Additionally,
it recognizes that ensuring that the
operations of these vessels remain
within a single COTP zone is highly
effective and the best available
technology for minimizing the
introduction and spread of ANS from
vessel discharge because organisms
discharged in their ballast water are
unlikely to be foreign and invasive. This
exemption does not apply to the ballast
water BMPs for these vessels to ensure
that ballast water is managed
appropriately.
iv. Vessels That Travel No More Than
10 Nautical Miles and Do Not Pass
Through Any Locks During Their
Voyages
Consistent with the VGP, the final
rule exempts from the numeric ballast
water discharge standard vessels that
travel no more than 10 NM and do not
pass through any locks during their
voyages. 40 CFR 139.10(d)(3)(iv). These
vessels (e.g., cross-river ferries)
contribute insignificantly to the
introduction and dispersal of ANS;
however, the implementation of BMPs
for these short-voyage vessels is
intended to minimize the contribution
of ANS that the vessels could
cumulatively have in a region.
Exempting these vessels also helps
minimize other non-water quality
environmental impacts, a consideration
for setting technology-based standards
(See 40 CFR 125.3(d)(3)) that may result
from the operation of BWMSs, including
increased energy usage and increased
carbon emissions. Further, many
existing BWMSs use biocides that
require a minimum contact time to be
effective. Short distance voyages may
not provide the time necessary for
biocides to be effective. In fact, the
discharge of ballast water treated with
biocides may contain residuals or
byproducts from that treatment, and
short voyage times may not permit
adequate decay or neutralization.
v. Vessels That Operate Exclusively in
the Laurentian Great Lakes
The final rule exempts all Lakers from
the numeric ballast water discharge
standard. 40 CFR 139.10(d)(3)(vi). As
required by the VIDA, EPA assessed
whether a technology exists that is
technologically available and
economically achievable. EPA
determined that the ballast water
numeric standard for the Lakers is
infeasible because the same challenges
that were identified and analyzed in the
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82101
VGP remain true today. EPA has
decided to retain the VGP’s exemption
for Lakers from the numeric ballast
water discharge standard. Specifically,
this exemption is based on a set of
unique circumstances, as described in
the proposed rule at section
VIII.B.1.vi.E, Vessels that Operate
Exclusively in the Laurentian Great
Lakes (85 FR 67854, October 26, 2020),
including issues related to the unique
nature of the waters of the Great Lakes,
including extremely low salinity and
high levels of suspended solids,
turbidity, icing, filamentous bacteria,
and dissolved organic carbon from
tannins and humic acid. These
environmental conditions can clog
filters and inhibit BWMS treatment
effectiveness and pose unique
challenges to Lakers because, unlike
other vessels operating in challenging
water conditions, Lakers cannot leave
the Great Lakes and thus do not have
the option to perform a ballast water
exchange and saltwater flush under
more favorable conditions. In addition,
the operational profile (e.g., short
voyages) and design of these freshwater
vessels (e.g., uncoated ballast tanks and
piping systems that cannot withstand
corrosive ballast water treatment
chemicals) are not conducive to certain
BWMSs.
EPA acknowledges that this
exemption is less stringent than the
VGP; however, consistent with CWA
section 312(p)(4)(D)(ii)(II), the
Administrator may revise a standard of
performance to be less stringent than an
applicable existing requirement if the
Administrator determines that a
material technical mistake occurred or if
information becomes available that was
not reasonably available when the
Administrator promulgated the initial
standard of performance. EPA has
concluded that it made such a material
technical mistake in the VGP when it
determined that the environmental
conditions and operational limitations
identified as the basis for excluding
Lakers constructed prior to 2009 from
the numeric ballast water discharge
standard would not be a limiting factor
for those constructed after 2009.
Additionally, the universe of post-2009
Lakers subject to the VGP numeric
ballast water discharge standard is all
operating under a USCG compliance
date extension. Those extensions,
granted in accordance with 33 CFR
151.2036, are in lieu of practical
implementation of the numeric
discharge standard in 33 CFR 151.1511,
and are based on a USCG determination
that Lakers are subject to unique
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challenges affected by vessel operations
and system limitations.
The proposed rule identified four
more limited, alternative regulatory
BMP options for Lakers, including: (1)
require installation, operation, and
maintenance of a USCG type-approved
BWMS as an equipment standard; (2)
require filtration only; (3) require open
lake exchange of highly turbid water
taken up in river ports; and (4) exempt
the use of a BWMS for certain voyages
when the operational parameters of an
installed BWMS cannot be met.
As described in section VIII.B.1.d.vii
of this preamble, New Laker Equipment
Standard, EPA did establish an
equipment standard as a ballast water
BMP, for any new Laker, as defined in
this final rule, to install, operate, and
maintain a BWMS that has been typeapproved by the USCG. However, EPA
does not have adequate data to
demonstrate the engineering aspects for
the application of the other three
alternative technologies or practices to
reduce discharges of organisms. As
described in section VIII.B.1.d.vii of this
preamble, New Laker Equipment
Standard, consistent with section 903(g)
of the VIDA, EPA established the Great
Lakes and Lake Champlain Invasive
Species Program in part to develop
solutions for such issues for ballast
water discharges from Lakers.
Because the Laker fleet represents a
very small percentage of the worldwide
market, limited time and resources have
been devoted to advance BWMSs for
Lakers or demonstrate that these
systems work onboard Lakers. As a
result, Laker owners have no alternative
in selecting a commercially available
system that would achieve the numeric
ballast water discharge standard. EPA’s
research program is a collaborative
strategy intended to drive the market for
this technology given the small number
of vessels.
Under CWA section 312(p)(4)(D)(i),
EPA must review its discharge
standards at least every five years and
revise the standards as appropriate. If
data and information become available
that can be used to identify additional
BAT approaches for Lakers, whether it
is installation of technology or
implementation of additional BMPs,
EPA can propose updates to the
discharge standard to reflect new BATbased requirements in advance of the
five-year review date. Such an update
may address the entire universe of
vessels that operate exclusively on the
Great Lakes, or reasonably could
consider the appropriateness of the
identified technology or practices to the
different segments of the Great Lakes
fleet, such as among classes, types, and
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sizes and between new and existing
vessels as provided for under the VIDA.
EPA expects that the ballast water
management research and development
activities described under the Great
Lakes and Lake Champlain Invasive
Species Program may provide a sound
basis for proposing new or updated
standards in the future.
Notwithstanding EPA’s determination
that, in the context of a technologybased standard, it is appropriate to
exempt all Lakers from the numeric
ballast water discharge standard,
Congress also created a role under the
VIDA for states to promulgate enhanced
Great Lakes requirements by enacting a
process, codified in CWA section
312(p)(10)(B), in which Governors of the
Great Lakes states can work together to
develop an enhanced standard of
performance or other requirements with
respect to any incidental discharge,
including ballast water. In all cases
where Great Lakes Governors petition
for an enhanced requirement, EPA and
USCG may only reject the proposed
requirement if it is less stringent than
existing standards or requirements
under this section, inconsistent with
maritime safety, or inconsistent with
applicable maritime and navigation
laws and regulations. The procedures
for such a petition are identified in this
rule at 40 CFR 139.51.
vi. Vessels in the USCG Shipboard
Technology Evaluation Program (STEP)
Consistent with the VGP and USCG
regulations at 33 CFR part 151 subpart
D, the final rule exempts from the
numeric ballast water discharge
standard any vessel equipped with
ballast tanks if that vessel is enrolled by
the USCG in the Shipboard Technology
Evaluation Program (STEP). 40 CFR
139.10(d)(3)(vii). The STEP will
continue to play a critical role in the
development of effective BWMSs, as
with many other related or similar
programs the USCG might implement in
the future. The program has encouraged
pioneering vessel operators to install
BWMSs, contributed to the
development of effective sampling
methods, and allowed for the collection
of valuable shipboard ballast water
treatment data needed to evaluate the
efficacy of BWMSs. Furthermore, the
STEP is a venue for treatment vendors
to develop and refine systems that
comply with the numeric ballast water
discharge standard and can be
successfully approved through the
USCG type-approval process, resulting
in the availability of a greater range of
systems for vessel owners. Vessels
involved in the STEP use ballast water
treatment technologies that share
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similarities in capabilities (and in many
cases, are the same systems) as those
described in the technical reports EPA
used to inform the final rule. Therefore,
the final rule exempts these vessels from
meeting the numeric ballast water
discharge standard as they are
effectively using treatments systems that
reflect BAT. Additionally, it would not
be practicable for these vessels to
simultaneously fulfill their purpose of
testing BWMS to determine their
effectiveness at meeting discharge
standards while simultaneously
requiring them to meet those discharge
standards at all times.
vii. Vessels Discharging Ballast Water in
the Same Location
Based on new information received in
comments on the proposed rule, the
final rule includes an additional
exemption from the numeric ballast
water discharge standard for discharges
of ballast water at the same location
where that ballast water originated,
provided that no mixing with
unmanaged ballast water and/or
sediment from other areas has occurred.
40 CFR 139.10(d)(3)(v). Because such
single-location ballast water by its
nature could not be introducing ANS or
other pollutants, EPA’s view is that
imposing numeric standards on this
type of ballast water would not result in
a greater level of pollution control. This
exemption is consistent with the IMO
BWM Convention Regulation A–3.5. If
mixing has occurred, the ballast water
taken from other areas is subject to the
numeric ballast water discharge
standard. This exemption is being
added largely to allow for the practical
reality of the operation of certain
vessels, such as semi-submersible
vessels, and how ballast water is used
on such vessels. This exemption allows
a vessel to discharge ballast water made
up of managed ballast water from any
location with unmanaged ballast water
taken up and discharged in a single
location. The residual ballast water
transported between COTP Zones is
subject to the numeric ballast water
discharge standards and all ballast water
BMPs apply. Specific ballast tank
management requirements for vessels
traveling between two COTP Zones and
qualifying for this exemption would fall
under the USCG’s implementing
regulations established under CWA
section 312(p)(5).
viii. Discharges Prior to the Ballast
Water Discharge Standard Compliance
Date
The final rule includes an exemption
providing that the ballast water
discharge standard does not apply until
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a given vessel’s compliance date
established pursuant to USCG
regulations. 40 CFR 139.10(d)(3)(viii).
This exemption is consistent with
existing USCG procedures to address
instances where the master, owner,
operator, agent, or person in charge of
a vessel can document that, despite all
efforts, compliance with the numeric
ballast water discharge standard is not
possible. This exemption is also
consistent with the VGP, where EPA
acknowledged these procedures in its
Enforcement Response Policy for EPA’s
2013 Vessel General Permit: Ballast
Water Discharges and U.S. Coast Guard
Extensions under 33 CFR part 151,
December 27, 2013 (U.S. EPA, 2013)
whereby EPA would consider vessels
operating under a Coast Guard
extension letter pursuant to 33 CFR
151.2036 a low enforcement priority
under the VGP.
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g. Numeric Ballast Water Discharge
Standard Compliance Dates
The final rule does not include
compliance dates for the numeric ballast
water discharge standard; rather, EPA
expects the USCG to include such as
part of its implementation, compliance,
and enforcement rulemaking pursuant
to CWA section 312(p)(5). EPA
acknowledges and supports
continuation of USCG procedures to
address those cases where the master,
owner, operator, agent, or person in
charge of a vessel can document that,
despite all efforts, compliance with the
numeric ballast water discharge
standard is not possible. The details of
such vessel-specific requests would fall
under the USCG’s implementing
regulations. For perspective, the existing
USCG review considers safety and
regulatory requirements of electrical
equipment, vessel capacity to
accommodate BWMS, vessel age,
shipyard availability, or other similar
factors and allowances are granted for
no longer than the minimum time
needed, as determined by the USCG, for
the vessel to comply with the numeric
ballast water discharge standard.
h. Ballast Water Exchange and Saltwater
Flush
The final rule requires vessel
operators to conduct a ballast water
exchange or saltwater flush in certain
instances. 40 CFR 139.10(e). The final
rule codifies definitions of ‘‘ballast
water exchange,’’ ‘‘saltwater flush,’’ and
‘‘empty ballast tank’’ from CWA section
312(p)(1) as these terms are used within
the context of this section. 40 CFR
139.2.
The final rule, consistent with the
provision in CWA section
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312(p)(4)(B)(iii) that the requirements be
no less stringent than the VGP,
continues the interim ballast water
management requirement for vessel
operators, unless otherwise excepted
from the requirement, to conduct ballast
water exchange in lieu of treating ballast
water prior to a vessel’s compliance date
for meeting the numeric ballast water
discharge standard. 40 CFR 139.10(e).
The interim ballast water exchange
requirements in the final rule specify
that before entering waters of the United
States or waters of the contiguous zone,
any vessel operating beyond the EEZ
and with ballast water onboard that was
taken within 200 NM of any shore must
either meet the numeric discharge
standard or conduct a midocean
exchange further than 200 NM from any
shore prior to discharging that ballast
water in waters of the United States or
waters of the contiguous zone. The
exchange must occur as early as
practicable in the voyage, so long as the
exchange occurs more than 200 NM
from shore. 40 CFR 139.10(e)(1). This
requirement reduces the likelihood of
the spread of ANS, prior to a numeric
ballast water discharge standard
compliance date, by increasing the
mortality of living organisms in ballast
tanks and ensuring that the discharge
contains fewer viable living organisms.
The final rule, as directed by CWA
section 312(p)(6)(B), expands ballast
water exchange and saltwater flush
requirements beyond those in the VGP
and USCG regulations. Specifically, the
final rule requires that vessels with
empty ballast tanks bound for a port or
place of destination subject to the
jurisdiction of the United States shall,
prior to arriving at that port or place of
destination, conduct a ballast water
exchange or saltwater flush of empty
ballast tanks that carry unpumpable
ballast water and residual sediments (or
otherwise seal the tank so that there is
no discharge or uptake and subsequent
discharge of ballast water). Also, ballast
water exchange or saltwater flush must
occur no less than 200 NM from any
shore for a voyage originating outside
the United States or Canadian EEZ, or
no less than 50 NM from any shore for
a voyage originating within the United
States or Canadian EEZ. 40 CFR
139.10(e)(2).
EPA notes that these saltwater flush
requirements reflect a widely used, lowcost preventative approach that
minimizes the risk that ANS will be
introduced from unpumpable ballast
water and residual sediment. A
saltwater flush is most effective at
eliminating organisms adapted to
freshwater and low salinity
environments due to the combined
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impacts of saltwater shock and physical
dilution. However, a saltwater flush
should also reduce viable living
organisms adapted to estuarine, coastal,
and marine environments. A saltwater
flush reduces viable living organisms in
residual ballast water through dilution.
It also reduces organisms in resting
stages in the residual sediment. Resting
stages of organisms often inhabit the
sediment in ballast tanks; thus, a
reduction in the number of these
organisms will likely reduce the
propagule of potential invaders.
The final rule incorporates from CWA
section 312(p)(6)(B)(ii) certain
exceptions to the ballast water exchange
or saltwater flush requirements for
empty tanks, including: if the
unpumpable residual waters and
sediments of an empty ballast tank were
treated by a USCG type-approved
BWMS; except as otherwise required
under this part, if the unpumpable
residual waters or sediments of an
empty ballast tank were sourced within
the same port or place of destination or
sourced within the contiguous portions
of a single COTP Zone; if complying
with an applicable requirement would
compromise the safety of the vessel or
is otherwise prohibited by any Federal,
Canadian, or international law
(including regulations) pertaining to
vessel safety; and if the vessel is
operating exclusively within the
internal waters of the United States or
Canada. 40 CFR 139.10(e)(3).
CWA section 312(p)(6)(B)(ii)(IV)
includes one additional exception to the
ballast water exchange or saltwater flush
requirement: ‘‘if design limitations of
the vessel prevent a ballast water
exchange or saltwater flush from being
conducted’’ in accordance with
applicable requirements. The final rule
at 40 CFR 139.10(e)(3)(iv) largely
incorporates this exclusion but,
consistent with the proposed rule, limits
its applicability only to existing vessels,
defined as a vessel constructed prior to
the date identified in the forthcoming
USCG implementing regulations as
described in 40 CFR 139.1(e). EPA
interprets the ‘‘design limitation’’
exclusion in the VIDA to apply only to
existing vessels since the VIDA added
permanent exchange requirements,
presumably because of the added
benefit in performing such an exchange.
If the design exclusion applied to new
vessels, it would undermine the
purpose of the statutory ballast water
exchange and saltwater flush
requirements by disincentivizing the
design and construction of new vessels
that are capable of conducting an
exchange or flush. It is critical that new
vessels have the capability to conduct
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ballast water exchange and a saltwater
flush, even if they install a BWMS,
particularly as a contingency measure if
the treatment system fails to operate as
expected. The VGP included an
additional exception, except for vessels
entering the Great Lakes or in federallyprotected waters, for a vessel to not be
required to deviate from its voyage, or
delay the voyage to conduct a ballast
water exchange or saltwater flush.
However, CWA section 312(p)(6)(B)(ii)
did not include such an exemption and
as such the final rule does not allow this
route deviation or delay exemption to
the final rule’s requirements
implementing CWA section
312(p)(6)(B)(i).
i. Vessels Entering the Great Lakes
The final rule requires, based on CWA
section 312(p)(10)(A), vessels entering
the St. Lawrence Seaway through the
mouth of the St. Lawrence River to
conduct a complete ballast water
exchange or saltwater flush (as
appropriate) not less than 200 NM from
any shore for a voyage originating
outside the EEZ; or not less than 50 NM
from any shore for a voyage originating
within the EEZ. 40 CFR 139.10(f)(1).
There are exceptions to these
requirements, including if: the vessel
has no residual ballast water or
sediments onboard to the satisfaction of
the USCG; empty tanks are sealed; or
ballast water is retained onboard while
operating in the Great Lakes. 40 CFR
139.10(f)(2)(iii) through (v). Consistent
with the VGP and the VIDA’s text, the
final rule does not contain an exception
for vessels that use a BWMS to treat the
ballast water prior to discharge.
Part 2.2.3.7 of the VGP required
vessels that operate outside the EEZ and
more than 200 NM from any shore and
then enter the Great Lakes through the
St. Lawrence Seaway to conduct ballast
water exchange or a saltwater flush in
addition to treatment, if ballast water
uptake occurred within the previous 30
days from a coastal, estuarine, or
freshwater ecosystem with a salinity of
less than 18 parts per thousand. EPA
determined that this requirement of the
VGP is not necessary to include in the
final rule given that the VIDA statutory
requirement is more restrictive than
(and supersedes) that VGP requirement.
Consistent with the VIDA, the final
rule expands the requirement for
exchange or a saltwater flush plus
treatment for vessels entering the Great
Lakes through the St. Lawrence River to
a larger universe of vessels, as compared
to the VGP requirements and USCG
regulations found at 33 CFR part 151.
Specifically, the final rule at 40 CFR
139.10(f)(1) extends the exchange and
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saltwater flush requirements to ‘‘any
vessel,’’ while the VGP and USCG
requirements limited these requirements
to vessels operating outside the EEZ and
more than 200 nm from any shore and
having taken on ballast water with a
salinity of less than 18 parts per
thousand within the previous 30 days.
In 2014 and 2015, a total of 81 unique
vessels arrived at U.S. ports in the Great
Lakes from oversees on 131 voyages.
Most of these voyages departed from
European ports (82 percent). However,
there are limited data on the salinity of
the origination ports. Therefore, it is
difficult to estimate the affected
universe from higher salinity ports that
are now required to do exchange plus
treatment. However, many of these
vessels may have been conducting
exchange plus treatment prior to the
compliance dates for these vessels to
install a BWMS, to ensure compliance
with the VGP. Consequently, there may
be minimal impact on these vessels, and
the requirement are expected to be
technologically available and
economically achievable for these
vessels.
Existing USCG regulations at 33 CFR
151.1502 require that vessels, after
operating on the waters beyond the EEZ
during any part of their voyage, that
enter through the St. Lawrence Seaway
or that navigate north of the George
Washington Bridge on the Hudson
River, perform a ballast water exchange
or saltwater flush regardless of other
port calls in the United States or Canada
during that voyage, except as expressly
provided in 33 CFR 151.2015(a). In the
final rule, EPA does not specifically
identify this universe of vessels as
having to perform a ballast water
exchange or saltwater flush prior to
entering the Hudson River or St.
Lawrence Seaway, unless the vessel is
meeting the numeric ballast water
discharge standard (e.g., has installed
and is operating a USCG type-approved
BWMS), as the final rule requires such
ballast water exchange or saltwater flush
for any vessels subject to the ballast
water discharge standard. Therefore,
while the final rule does not call out
this universe of vessels specifically,
similar requirements are being finalized
for these and a larger universe of
vessels.
Consistent with the CWA section
312(p)(10)(A)(ii)(I), the final rule
includes exceptions to ballast water
exchange or saltwater flush
requirements for vessels entering the
Great Lakes, if: (1) compliance would
compromise the safety of the vessel; (2)
compliance is otherwise prohibited by
any Federal, Canadian, or international
law (including regulations) pertaining to
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vessel safety; or (3) design limitations of
an existing vessel prevent a ballast
water exchange from being conducted.
40 CFR 139.10(f)(2)(i) and (ii). As
described in section VIII.B.1.h. of this
preamble, Ballast Water Exchange and
Saltwater Flush, the final rule adds a
limitation to the design exclusion to
apply only to existing vessels, defined
as a vessel constructed prior to the date
identified in the forthcoming USCG
implementing regulations, as described
in 40 CFR 139.1(e). This limitation is
important to prevent the design and
construction of new vessels that cannot
conduct an exchange or flush. It is
critical that new vessels entering the
Great Lakes have this capability, even if
they install a BWMS, particularly as a
contingency measure if the treatment
system fails to operate as expected.
j. Pacific Region
The VIDA establishes more stringent
Pacific Region requirements for ballast
water exchange than were required
under the VGP. The final rule requires,
as dictated by CWA section
312(p)(10)(C), that any vessel that
operates either between two ports
within the U.S. Pacific Region or
between ports in the Pacific Region and
the Canadian or Mexican Pacific Coast
north of parallel 20 degrees north
latitude, inclusive of the Gulf of
California, conduct a complete ballast
water exchange in waters more than 50
NM from shore. 40 CFR 139.10(g)(1).
The term ‘‘Pacific Region’’ includes the
entire EEZ adjacent to the states of
Alaska, California, Hawaii, Oregon, and
Washington. 33 U.S.C. 1322(p)(1)(S).
There are exceptions in the VIDA to
these exchange requirements, including
if the vessel is using a type-approved
BWMS or for voyages between or to
specific ports in the states of
Washington, Oregon, California, Alaska,
and Hawaii, and the Port of Los
Angeles, the Port of Long Beach, and the
El Segundo offshore marine oil terminal,
if the ballast water originated from
specified areas. 33 U.S.C.
1322(p)(10)(C)(ii)(II).
As specified in the VIDA, and
codified in 40 CFR 139.10(g)(2), the
final rule requires that any vessel that
transports ballast water sourced from
low salinity waters (less than 18 parts
per thousand) and voyages to a Pacific
Region port or place of destination with
low salinity must conduct a complete
ballast water exchange. The exchange
must occur not less than 50 NM from
shore, if the ballast water was sourced
from a Pacific Region port; or more than
200 NM from shore, if the ballast water
was not sourced from a Pacific Region
port. These exchange requirements do
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not apply to any vessel voyaging to the
Pacific Region that is using a typeapproved BWMS that achieves
standards of performance for low
salinity water that are more stringent
than the existing VGP and USCG
numeric ballast water discharge
standards. The low salinity water
standards of performance as specified in
CWA section 312(p)(10)(C)(iii)(II) are:
• Less than 1 organism per 10 cubic
meters, if that organism (1) is living or
has not been rendered nonviable; and
(2) is 50 or more micrometers in
minimum dimension;
• Less than 1 organism per 10
milliliters, if that organism (1) is living
or has not been rendered nonviable; and
(2) is more than 10, but less than 50,
micrometers in minimum dimension;
and
• Concentrations of indicator
microbes that are less than (1) 1 colonyforming unit of toxicogenic Vibrio
cholerae (serotypes O1 and O139) per
100 milliliters or less than 1 colonyforming unit of that microbe per gram of
wet weight of zoological samples; (2)
126 colony-forming units of Escherichia
coli per 100 milliliters; and (3) 33
colony-forming units of intestinal
enterococci per 100 milliliters.
The final rule corrects a typographical
error from the proposed rule regulatory
text that indicated a discharge standard
of less than 1 organism per 100
milliliters (rather than the correct value
of 1 organism per 10 milliliters) for
organisms more than 10, but less than
50, micrometers in minimum
dimension. The proposed rule preamble
text reflected the correct value, which is
carried forward into this final rule.
As established by the VIDA, the final
rule at 40 CFR 139.10(g)(3) exempts
vessels from the Pacific Region
requirements if any of the following
conditions exist: (1) compliance would
compromise the safety of the vessel; (2)
design limitations of an existing vessel
prevent a ballast water exchange from
being conducted; (3) the vessel has no
residual ballast water or sediments
onboard to the satisfaction of the
Secretary, or the vessel retains all ballast
water while in waters subject to the
requirement; or (4) empty ballast tanks
on the vessel are sealed in a manner that
ensures that no discharge or uptake
occurs and that any subsequent
discharge of ballast water is subject to
the requirement. As described in the
previous ballast water exchange
sections, the final rule limits the design
exclusion only to existing vessels,
defined as a vessel constructed prior to
the date identified in the forthcoming
USCG implementing regulations, as
described in 40 CFR 139.1(e) and only
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as determined by the USCG. This
limitation is important to prevent the
design and construction of new vessels
that cannot conduct an exchange or
flush as an alternative ballast water
management option for those instances
when, for example, an installed BWMS
fails to operate as expected.
As compared to the VGP, the VIDA
expanded requirements for the Pacific
Region to include exchange or more
stringent treatment for low salinity
waters. Except for any vessel that
transports low salinity ballast water
(less than 18 ppt) and voyages to a low
salinity Pacific Region port or place of
destination, the final rule requirement
to conduct ballast water exchange in the
Pacific Region is an interim requirement
until a vessel installs a type-approved
BWMS that meets the ballast water
discharge standard. As specified in
CWA section 312(p)(10)(C)(iii), any
vessel that transports low salinity
ballast water (less than 18 ppt) and
voyages to a low salinity Pacific Region
port or place of destination must
continue to conduct a complete ballast
water exchange, unless it has installed
a type-approved BWMS that achieves
standards of performance, depending on
the parameter, up to 100 times more
stringent than the existing discharge
standard. Id. (p)(10)(C)(iii)(II). Currently,
there is not a USCG type-approval
process for BWMSs to demonstrate the
ability to achieve this more stringent
standard. Therefore, vessels from low
salinity waters must continue to
conduct exchange until such a process
is developed and BWMSs are approved
to meet that more stringent standard.
For the most part, the continental
shelf along the Pacific coast is narrow
along both North and South America.
Deep water environments beyond the
continental shelf typically support
ecosystems that are quite different than
those which exist closer to shore. Due
in part to the narrow width of the
continental shelf and relatively deep
waters beyond 50 NM from the Pacific
shore, exchange at this distance from
the Pacific shore will be effective.
In addition, the VIDA described the
applicability of the Pacific Region
exchange requirements differently as
compared to the VGP. The final rule
implements the VIDA requirements as
established by Congress in the statute
rather than as written in the VGP. The
VGP required exchange for vessels on
nearshore voyages that carry ballast
water taken on in areas less than 50 NM
from any shore. It defined nearshore
voyages as those vessels engaged in
coastwise trade along the U.S. Pacific
coast operating in and between ports in
Alaska, California, Oregon, and
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Washington that travel between more
than one COTP Zone. The VIDA did not
include the stipulation that a vessel
voyage must be between more than one
COTP Zone. In addition, the VIDA
includes vessels operating in ports in
the State of Hawaii, with certain
exceptions, in the exchange
requirements that the VGP did not
include. The VGP required exchange for
all other vessels that sail from foreign,
non-U.S. Pacific, Atlantic (including the
Caribbean Sea), or Gulf of Mexico ports,
that do not sail further than 200 NM
from any shore, and that discharge or
will discharge ballast water into the
territorial sea or inland waters of Alaska
or off the west coast of the continental
United States. The VIDA did not
identify nearshore voyages from outside
of the Pacific Region EEZ (although it
did include parts of Canada and
Mexico) as being required to conduct
exchange.
2. Bilges
Bilgewater consists of water and
pollutant residues, such as oil, grease,
and metals, that accumulate in the
vessel’s bilge (the lowest compartment
of the vessel). The source of bilgewater
is typically drainage from interior
machinery, engine rooms, pipes, and
decks. Bilgewater contains both
conventional and toxic pollutants
including oil, grease, volatile and semivolatile organic compounds, inorganic
salts, and metals. Volumes vary with the
size of the vessel and discharges
typically occur several times per week.
Cruise ships have been estimated to
generate 25,000 gallons of bilgewater
per week for a 3,000 passenger/crew
vessel (U.S. EPA, 2008). Bilgewater
treatment technologies can be used to
remove pollutants from bilgewater. For
example, ultrafiltration can be effective
in removing turbidity and suspended
solids, organic carbon, and several trace
metals (such as aluminum, iron, and
zinc) from bilgewater, in addition to oil
(Tomaszewska et al., 2005).
Under MARPOL Annex I, all ships of
400 GT and above are required to have
equipment installed onboard that limits
the discharge of oil to less than 15 parts
per million (ppm) when a ship is
underway. All vessels of 400 GT and
above are also required to have an oil
content monitor (OCM), including a
bilge alarm, integrated into the piping
system. In the United States, MARPOL
is primarily implemented by APPS (33
U.S.C. 1901 et seq.). The USCG’s
implementing regulations for APPS are
primarily found at 33 CFR part 151 and
prohibit ‘‘any discharge of oil or oily
mixtures into the sea from a ship’’
except when certain conditions are met,
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including a discharge oil content of less
than 15 ppm and that the ship operates
oily water separating equipment, a bilge
monitor, a bilge alarm, or a combination
thereof. Additional regulations found at
46 CFR part 162 detail the approval
procedures. Approval is based on
testing of manufacturer-supplied oil
pollution control equipment by an
independent laboratory, in accordance
with test conditions prescribed by the
USCG (33 CFR parts 155 and 157 and
46 CFR part 162). Additionally, as
appropriate, the discharge of bilgewater
also must comply with related
requirements in 33 CFR part 151, 40
CFR part 110, and 46 CFR part 162.
Except as expressly provided, the final
VIDA regulations do not affect the
applicability of these other Federal laws
to a vessel.
To develop the bilgewater standard,
EPA considered whether increased
stringency for the numeric discharge
standard for oil content might have been
appropriate and elected to request
specific information on the matter.
Specifically, EPA sought information
from commenters regarding the
availability of type-approved systems
capable of meeting a 5 ppm numeric
discharge standard for oil, as well as the
availability and cost of OCMs that can
accurately determine oil content at 5
ppm or lower detection levels. The
majority of commenters responding to
these queries indicated that systems
capable of meeting a 5 ppm standard
may not be widely available or reliable
once installed onboard. Concerns
regarding reliability were largely tied to
OCM issues; namely, that their
functionality can easily be disrupted
and that measurements often differ from
analytical results. Commenters were
generally in agreement that the existing
15 ppm standard under APPS
regulations is appropriate and that
equipment is reliable to achieve this
standard. None of the comments
received provided specific information
about OCMs or their cost. Because no
information was provided by
commenters that affirmatively
demonstrates the availability and
affordability of systems consistently and
demonstrably meeting a 5 ppm
standard, EPA is not establishing any
new enhanced system requirements. In
the proposed rule (85 FR 67818, October
26, 2020, section VIII.B.2.), EPA
explained that the VGP requirement for
vessel operators to meet a discharge
limit for oil of 15 ppm or to not
discharge oil in quantities that may be
harmful was consistent with the
proposed general discharge standards
for oil management. EPA also did not
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want to be redundant to existing
requirements under the APPS. As such,
the proposed rule did not explicitly
identify the 15 ppm oil content limit in
the proposed bilges regulations, despite
discussing this limit at length in the
preamble. However, one commenter
expressed confusion that the numeric
limit from the VGP was missing. Based
on its consideration of comments, EPA
determined that it is appropriate and
clearer to include the 15 ppm directly
in the regulatory standard. This
approach is consistent with the VGP
and existing regulations and, as
discussed in the preambles of both the
proposed rule and this final rule, EPA
determined that available systems are
capable of meeting this numeric
standard and it is an existing practice.
Therefore, 40 CFR 139.11(c) requires
that the oil content of any bilgewater
discharges from any vessel of 400 GT
and above must not exceed 15 ppm.
The final rule at 40 CFR 139.11
maintains the same requirements
included in the proposed rule and
includes one additional requirement
based on comments received during the
public comment period. Consistent with
the proposed rule, the final rule incudes
both general and specific standards for
bilgewater, detailed in 40 CFR part 139,
subparts B and C, respectively. The
general standards require vessels to
minimize discharges and prohibit the
discharge of oil in such quantities as
may be harmful. The specific standards
in the final rule require that the
discharge of bilgewater must not contain
any flocculants or other additives except
when used with an oily water separator
or to maintain or clean equipment. The
use of any additives to remove the
appearance of a visible sheen is also
prohibited. 40 CFR 139.11(b).
EPA proposed to require all vessels of
400 GT and above to discharge treated
bilgewater when underway but allowed
such discharges to occur any distance
from shore, except in federallyprotected waters. The VGP, on the other
hand, required vessels greater than 400
GT that regularly sail outside the
territorial sea (i.e., at least once per
month) to discharge treated bilgewater
while underway and, if technologically
feasible, at least 1 NM from shore
(emphases added). EPA retained the
requirement to discharge while
underway, as discharging while
underway is advantageous because it
promotes dilution of the discharge and
should be available to all vessels of 400
GT and above. EPA proposed, however,
to broaden the applicability of the
requirement to all vessels of 400 GT and
above, and not just those vessels greater
than 400 GT that regularly sail outside
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the territorial sea. EPA proposed this
new approach because it learned that
the VGP requirement was difficult to
implement and led to confusion about
whether and when a vessel may be
authorized to discharge treated
bilgewater when not underway,
particularly as it related to determining
when a vessel would be considered to
‘‘regularly’’ sail outside the territorial
sea. While EPA proposed to remove the
discharge prohibition within 1 NM,
commenters disagreed with its removal
and EPA has concluded that the Agency
does not have a basis for being less
stringent than the VGP in this case that
would be consistent with the exceptions
laid out in CWA section
312(p)(4)(D)(ii)(II). As such, the final
rule requires that bilgewater discharges
from any vessel of 400 GT and above
occur when the vessel is underway with
an oil content that does not exceed 15
ppm and, if technologically feasible, at
least 1 NM from shore. 40 CFR
139.11(c). Such vessels have the
capability, in terms of process and
engineering, to adjust the timing and
location of bilgewater discharges and
EPA does not expect this approach to
impose any significant additional cost
burden as some vessels were subject to
this requirement under the VGP.
Additionally, EPA found that more than
99.7 percent of vessels 400 GT and
above did not discharge any bilgewater
under the VGP, based on information
from the annual reports for the 2019
operating year.
Finally, as noted above and as
discussed in section VIII.C. of this
preamble, Discharges Incidental to the
Normal Operation of a Vessel—
Federally-Protected Waters
Requirements, the final rule requires
additional controls for bilgewater
discharges from a vessel operating in
federally-protected waters. 40 CFR
139.40(c).
3. Boilers
Boiler blowdown is the discharge of
water and constituents from the boiler
during regular intervals to avoid
concentration of impurities and at
intermittent intervals for cleaning or
other purposes. Boiler blowdown occurs
on vessels with steam propulsion or a
steam generator to control anti-corrosion
and anti-scaling treatment
concentrations and to remove sludge
from boiler systems. Routine blowdown
involves releasing a volume of about
one to 10 percent of the water in the
boiler system to manage the
accumulation of solids and buildup of
dissolved solids in the boiler water.
Frequency of required blowdown varies,
typically between once every two weeks
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to once every few months, although on
some vessels blowdown may be as
frequent as daily or even continuously.
The constituents of boiler blowdown
discharge vary according to the types of
feed water treatment used, but may
include toxic pollutants such as
antimony, arsenic, cadmium, copper,
chromium, lead, nickel, selenium,
thallium, zinc, and bis (2-ethylhexyl)
phthalate.
EPA was unable to identify new
technology or best management practice
options for discharges from boilers.
Therefore, the Agency relied on the
BPT/BCT/BAT analysis underlying the
VGP requirements, and the fact that the
VGP requirements are currently in
effect, to require substantively the same
requirements included in the VGP. 40
CFR 139.12. EPA did not receive any
comments suggesting revisions to the
proposed requirements.
The final rule requires that the
discharge of boiler blowdown be
minimized when in port. This
requirement acknowledges that
blowdown typically must be performed
as necessary and that while the amount
of blowdown can often be minimized,
the timing of such blowdown, in many
instances, cannot be safely changed,
such as to only those times when a
vessel is not in port. As such, this
requirement is more specific to a
location (when in port) than the general
operation and maintenance
requirements described in subpart B, for
vessel operators to minimize discharges
of blowdown to only those times when
necessary and to discharge while the
vessel is underway when practical and
as far from shore as practical. To comply
with the requirements of the VGP,
vessels greater than 400 GT were
adjusting the timing and location of
blowdown events. EPA has determined
that all vessels subject to the rule can
similarly change the timing and location
of their blowdown events as necessary
to minimize the discharge. This will
reduce the discharge of various
pollutants but will not impose any
significant additional cost burden.
Finally, as discussed in section VIII.C.
of this preamble, Discharges Incidental
to the Normal Operation of a Vessel—
Federally-Protected Waters
Requirements, the final rule prohibits
the discharge of boiler blowdown into
federally-protected waters. 40 CFR
139.40(d).
4. Cathodic Protection
Cathodic protection systems are used
on vessels to prevent steel hull or metal
structure corrosion. The two types of
cathodic protection are galvanic (i.e.,
sacrificial anodes) and impressed
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current cathodic protection (ICCP).
Galvanic cathodic protection uses
anodes, typically made of magnesium,
zinc, or aluminum, that are ‘‘sacrificed’’
to the corrosive forces of the seawater,
which creates a flow of electrons to the
cathode, thereby preventing the cathode
(e.g., the hull) from corroding. With
ICCP, a direct current is passed through
the hull such that the electrochemical
potential of the hull is sufficiently high
to prevent corrosion. The ICCP system
releases oxidants during the process,
generally consisting of chlorinated and
brominated substances from the reaction
with seawater. The discharge from
either method of cathodic protection is
continuous when the vessel is
waterborne. However, galvanic
protection discharges include both toxic
and nonconventional pollutants such as
ionized zinc, magnesium, and
aluminum.
EPA was unable to identify new
technology or best management practice
options for discharges resulting from
cathodic protection, therefore the
Agency relied on the BPT/BCT/BAT
analysis underlying the VGP
requirements and is requiring
substantively the same requirements
included in the VGP with slight
modification based on comments
received on the proposed standards. 40
CFR 139.13.
The final rule requires that any spaces
between flush-fit anodes and the
backing must be filled, because niche
areas on the hull are more susceptible
to biofouling and more difficult to clean.
Additionally, the general operation and
maintenance requirements described in
subpart B require that any materials
used onboard that are subsequently
discharged be used only in the amount
necessary to perform their intended
function, including any sacrificial
anodes. Therefore, sacrificial anodes
must not be used more than necessary
to adequately prevent corrosion of the
vessel’s hull, sea chest, rudder, and
other exposed vessel areas.
EPA proposed to not carry forward a
requirement from the VGP regarding the
selection of sacrificial anode systems
based on toxicity of the anode, though
the proposed rule preamble did note
that the Agency continues to support
operators considering toxicity during
selection. As described in the preamble
of the proposed rule (85 FR 67818,
October 26, 2020, section VIII.B.4), EPA
received new information from its
implementation of the VGP that this
requirement was not technologically
feasible and/or economically practicable
and achievable in many instances.
Based on a commenter’s suggestion to
continue this concept through a BMP
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encouraging anode selection based on
toxicity, however, the final rule
includes a requirement to consider
selection of anode materials based on
toxicity of the base metal. 40 CFR
139.13(c). At the same time, the
requirement to consider, but not
necessarily select, the least toxic metal
acknowledges that the type of anode
metal selected based on toxicity
(magnesium, then aluminum, then zinc)
may not be technologically feasible and/
or economically practicable and
achievable in all instances. For example,
in harbors or estuaries with high
pollutant loads, zinc is the preferred
anode material for vessels that spend
time in those waters because of
concerns with pollutants causing
aluminum anodes to passivate and lose
effectiveness.
EPA did consider requiring use of
ICCP because these systems eliminate or
reduce the need for sacrificial anodes.
However, there is a risk of
overprotecting using these systems (e.g.,
embrittlement in high-strength vessels)
or debonding of protective coatings, and
these systems generally should only be
installed on vessels that are manned
full-time by a highly skilled crew able
to carefully monitor and maintain these
systems. As such, the Agency
recommends, but does not require, that
operators consider the use of ICCP in
place of, or to reduce the use of,
sacrificial anodes when technologically
feasible (e.g., adequate power sources,
appropriate for vessel hull size and
design), safe, and adequate to protect
against corrosion, particularly for new
vessels.
5. Chain Lockers
Chain lockers are the storage area
onboard for housing the vessel’s anchor
and chain. Water, sediment, biofouling
organisms, and contaminants can enter
and accumulate in the chain locker
during anchor retrieval and
precipitation events. The accumulation
of water and other materials in the chain
locker is often referred to as the chain
locker effluent. This effluent can
contain both conventional and
nonconventional pollutants including
biological organisms and residue from
the inside of the locker itself, such as
rust, paint chips, grease, and zinc. The
sump collects these liquids and
materials that enter the chain locker
prior to discharge or disposal.
EPA was unable to identify new
technology or best management
practices options for discharges from
chain lockers, therefore the Agency
relied on the BPT/BCT/BAT analysis
underlying the VGP requirements and is
requiring substantively the same
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requirements included in the VGP. 40
CFR 139.14.
The final rule requires that vessel
operators implement BMPs that would
reduce or eliminate chain locker
effluent discharge. Based on comments
received on the proposed rule, the final
rule clarifies that the chain locker
requirements apply to accumulated
biological organisms and sediment in
addition to precipitation and seawater,
and that such requirements are intended
to prevent the discharge of accumulated
biological organisms, sediment,
precipitation, and seawater when
deploying the anchor in a new port or
place of destination. 40 CFR 139.14(a).
The final rule also requires that vessel
operators rinse the anchor chain of
biofouling organisms and sediment
when the anchor is retrieved. 40 CFR
139.14(b). Additionally, the final rule
prohibits the discharge of biological
organisms, sediment, precipitation, and
seawater from any chain locker when
the vessel is in port. 40 CFR 139.14(c).
For all vessels that operate beyond the
waters of the contiguous zone, the final
rule requires anchors and anchor chains
to be rinsed of biofouling organisms and
sediment prior to entering the waters of
the contiguous zone. 40 CFR 139.14(d).
This requirement is intended to
minimize the discharge of biofouling
organisms when vessels that operate
beyond waters of the contiguous zone
re-enter these waters and subsequently
drop anchor in waters of the United
States or waters of the contiguous zone.
Based on comments received on the
proposed rule, the final rule at 40 CFR
139.14(d) clarifies that this requirement
may be satisfied by rinsing when the
anchor is retrieved at the
commencement of the voyage or when
the anchor was last retrieved on a
previous voyage, so long as the rinsing
occurs after the last use of the anchor
beyond waters of the contiguous zone.
Finally, as discussed in section VIII.C.
of this preamble, Discharges Incidental
to the Normal Operation of a Vessel—
Federally-Protected Waters
Requirements, the final rule prohibits
any discharge of accumulated biofouling
organisms, water, and sediment from
any chain locker into federallyprotected waters. 40 CFR 139.40(e).
6. Decks
Deck discharges may result from deck
runoff, deck washdown, or deck
flooding. Deck runoff consists of rain
and other precipitation or condensation,
as well as freshwater and seawater, that
sprays or washes over the deck, well
decks, and bulkhead areas. Deck
washdowns consist of cleaners and
freshwater or saltwater. Deck flooding
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generally consists of seawater from the
flooding of a docking well (well deck)
on a vessel used to transport, load, and
unload amphibious vessels, or
freshwater from washing the well deck
and equipment and vessels stored in the
well deck. Deck washdown, runoff, and
flooding discharges include those from
all deck and bulkhead areas and
associated equipment. The constituents
and volumes vary widely depending on
a vessel’s purpose and practices and
may include both conventional and
nonconventional pollutants such as oil,
grease, fuel, cleaner or detergent
residue, paint chips, paint droplets, and
general debris. Based on comments
received on the proposed rule, the final
rule provides additional clarification on
the list of deck discharges identified in
the proposed rule to also include
condensation, seawater spray and
washover, flooding, and waters pumped
from below deck on a barge, all of which
are also covered under this section per
40 CFR 139.15(a).
The final rule also includes a new
requirement at 40 CFR 139.15(h),
consistent with Part 5.4.1. of the VGP,
to clarify that barges which discharge
water pumped from below deck must
minimize the contact of below deck
condensation with oily or toxic
materials and any materials containing
hydrocarbon.
EPA was unable to identify new
technology or best management options
for discharges from decks, therefore the
Agency relied on the BAT analysis
underlying the VGP. 40 CFR 139.15.
EPA received comments requesting
clarification on the proposed
requirements for decks; therefore, the
final deck discharge standards are
similar to the proposed standards but
include additional clarifications.
EPA determined that these BMPs are
necessary to carry out the intent of this
subsection of the VIDA and because it
is infeasible to set a specific numeric
discharge standard for discharges from
decks and well decks due to the
variation in vessel size and associated
deck surface area, the types of
equipment operated on the deck,
limitations on space for treatment
equipment, as well as the nature of the
discharge. As such, the final rule
includes BMPs to minimize the volume
of discharges and various pollutants
from decks. The final rule requires
vessel operators to properly maintain
the deck and bulkhead areas to keep the
deck clean; prevent excess corrosion,
leaks, and metal discharges; contain
potential contaminants to keep them
from entering the waste stream; and use
minimally toxic, phosphate-free, and
biodegradable products. Properly
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maintaining the deck includes the use of
coamings or drip pans for machinery on
the deck that is expected to leak or
otherwise release oil, so that any
accumulated oils from these areas can
be collected and managed appropriately
per 40 CFR 139.15(b).
The final rule also requires that, prior
to performing a deck washdown and
when underway, exposed decks must be
kept broom clean to remove existing
debris and prevent the introduction of
garbage or other debris into any waste
stream. 40 CFR 139.15(e). As defined in
40 CFR 139.2, ‘‘broom clean’’ means a
condition in which the deck shows that
care has been taken to prevent or
eliminate any visible concentration of
surface residues. In response to
comments received on the proposed
rule, EPA is clarifying that broom
cleaning is intended as a BMP to
address residues. Spills may be more
appropriately addressed through other
BMPs in this section, such as coamings,
drip pans, and other control measures.
See 40 CFR 139.15(b). Similarly, control
measures must be used to minimize the
introduction of on-deck debris, garbage,
residue, spills, floating solids, visible
foam, halogenated phenolic compounds,
dispersants, and surfactants into deck
washdown and runoff. 40 CFR
139.15(d). During deck washdown, the
final rule requires that the washdown be
conducted with minimally-toxic,
phosphate-free, and biodegradable
soaps, cleaners, and detergents. 40 CFR
139.15(g). The final rule also requires
that discharges from deck washdowns
be minimized in port. 40 CFR 139.15(f).
Lastly, the final rule requires that,
where applicable by an international
treaty or convention or the Secretary, a
vessel must be fitted with and use
physical barriers (e.g., spill rails,
scuppers, and scupper plugs) during
any washdown to collect runoff. 40 CFR
139.15(c). While applicable to any
discharge addressed in this rule, due to
the nature of deck discharges, EPA
emphasizes that deck discharges must
also meet any other applicable discharge
requirements under this rule, including
but not limited to the general discharge
standards for general operation and
maintenance and oil management
detailed in subpart B.
Finally, as discussed in section VIII.C.
of this preamble, Discharges Incidental
to the Normal Operation of a Vessel—
Federally-Protected Waters
Requirements, the final rule prohibits
the discharge of deck wash from all
vessels into federally-protected waters
except those vessels that operate
exclusively within the boundaries of
federally-protected waters. 40 CFR
139.40(f). This prohibition is applicable
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only to deck washdown and is not
applicable to other deck runoff such as
from precipitation or condensation. The
final rule exempts vessels operating
exclusively within federally-protected
waters to address new information
provided by commenters and concerns
regarding necessary maintenance of
these vessels that requires deck
washdown.
7. Desalination and Purification Systems
Distilling and reverse osmosis plants,
also known as water purification plants
or desalination systems, generate
freshwater from seawater for a variety of
shipboard applications. These include
potable water for drinking, onboard
services (e.g., laundry and food
preparation), and high-purity feedwater
for boilers. The wastewater from these
systems is essentially concentrated
seawater with the same constituents of
seawater, including dissolved and
suspended solids and metals; however,
anti-scaling, anti-foaming, and acidic
treatments and cleaning compounds are
also injected into the distillation system
and can be present in the discharge. As
such, the wastewater can contain toxic,
conventional, and nonconventional
pollutants.
EPA was unable to identify new
technology or best management practice
options for discharges from desalination
and purification systems, therefore the
Agency relied on the BPT/BCT/BAT
analysis underlying the VGP
requirements and is requiring
substantively the same requirements
included in the VGP. 40 CFR 139.16.
EPA did not receive any comments
suggesting revisions to the proposed
requirements.
The final rule prohibits discharges
resulting from the cleaning of
desalination and purification systems
with hazardous or toxic materials. 40
CFR 139.16(b).
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8. Elevator Pits
Most vessels with multiple decks are
equipped with elevators to facilitate the
transportation of maintenance
equipment, people, and cargo between
decks. A pit at the bottom of the elevator
collects liquids and debris from elevator
operations. The liquid and debris that
accumulates in the pits, often referred to
as elevator pit effluent, can be emptied
by gravity draining, discharged using
the firemain, transferred to the bilge, or
containerized for onshore disposal. The
effluent may contain toxic,
conventional, and nonconventional
pollutants such as oil, hydraulic fluid,
lubricants, cleaning solvents, soot, and
paint chips.
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EPA was unable to identify new
technology or best management practice
options for discharges from elevator
pits, therefore the Agency relied on the
BPT/BCT/BAT analysis underlying the
VGP requirements and is requiring
substantively the same requirements
included in the VGP with slight
modifications for clarity. 40 CFR 139.17.
EPA did not receive any comments
suggesting revisions to the proposed
requirements.
The final rule prohibits the discharge
of untreated accumulated water and
sediment from any elevator pit. 40 CFR
139.17(b).
9. Exhaust Gas Emission Control
Systems
Exhaust gas emission control systems
for reducing sulfur oxides (SOX) and
nitrogen oxides (NOX) in marine
exhaust can produce washwater and
residues that must be treated or held for
shoreside disposal. Two such systems
are exhaust gas cleaning systems
(EGCSs) and exhaust gas recirculation
(EGR) systems.
An EGCS is used primarily to remove
SOX from marine exhaust. Commonly
referred to as ‘‘scrubbers,’’ these systems
capture contaminants that can end up in
washwater and residue that result from
the scrubbing process. EGCS washwater
is typically treated and discharged
overboard. Residues are usually
disposed of onshore once the vessel is
in port. Untreated EGCS washwater is
more acidic than the surrounding
seawater, and it contains toxic,
conventional, and nonconventional
pollutants including sulfur compounds,
polycyclic aromatic hydrocarbons
(PAHs), and traces of oil, NOX, heavy
metals, and captured particulate matter.
Use of an EGCS to scrub emissions of
SOX reduces the pH significantly,
primarily through the formation of
sulfuric acid. The high volume of
seawater that some vessels pump for the
scrubbing process can result in higher
turbidity in surrounding waters,
particularly in shallow areas.
The use of scrubbers on vessels is in
large part an outgrowth of international
treaties for reducing sulfur emissions
from marine exhaust. Under MARPOL
Annex VI, to which the U.S. is a
signatory, the highest permissible sulfur
content of marine fuel used on a vessel
when operating globally is 0.5 percent
while the allowable fuel sulfur content
for fuel used on a vessel operating in
Emission Control Areas (ECAs) is
restricted to 0.1 percent as of January
2015. In addition, MARPOL Annex VI
includes three tiers of NOX emission
standards, where applicability is based
on when the keel of a vessel is laid; the
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most stringent Tier III NOX limits apply
to any engine while operated in a NOX
ECA. There are two ECAs relevant to the
United States: the North American ECA
and the U.S. Caribbean Sea ECA. Both
of these ECAs are for sulfur, particulate
matter, and NOX emissions, and the
requirements apply to all ships while
operating in those areas. The 0.1 percent
sulfur limit for marine fuel sulfur
content has been in effect since 2015 for
ships operating in the U.S. ECAs. These
ECA requirements also apply to certain
internal waters (ECA associated areas)
through regulatory action.
Use of an EGCS is an equivalent
method to comply with the MARPOL
Annex VI fuel sulfur requirement as an
alternative to costlier low sulfur fuels
while operating in an ECA. Recent
information from the International
Council on Clean Transportation (ICCT,
2023) indicates that the classification
society Det Norske Veritas (DNV)
projects there will be over 5,000
scrubbers installed on vessels
worldwide by 2025. A scrubber must
meet the same sulfur emission limit as
would be achieved using the relevant
compliant fuel (ECA or global).
The EGCSs used on vessels, while a
relatively recent development, are based
on technologies that have been
deployed for land-based systems for
controlling smokestack emissions for
years. This technology has transferred
well to shipboard use for both new and
existing vessels. EGCS technologies
used on vessels to meet the MARPOL
Annex VI fuel sulfur standards can be
either ‘‘dry’’ or ‘‘wet’’ depending on
whether they generate wastewater. Dry
systems do not generate wastewater and
hence are not subject to these final
requirements. The two main wet EGCS
technologies (i.e., those systems that use
either seawater or freshwater to scrub
the exhaust) are open-loop and closedloop systems. Open-loop systems
remove the contaminants from marine
exhaust by running the exhaust through
seawater sourced from outside the
vessel and then discharging the
resulting washwater back out to sea. In
contrast, closed-loop systems use
freshwater and inject caustic soda to
neutralize the exhaust. A small portion
of the washwater is bled off and treated
to remove suspended solids that are
held for onshore disposal. While this
design is not completely closed-loop, it
can operate in zero discharge mode for
a period. Hybrid scrubbers are systems
that can operate either in open- or
closed-loop mode. At sea, these hybrid
systems typically operate in open-loop
mode, whereas in nearshore waters,
harbors, and estuaries, they operate in
closed-loop mode.
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EGR systems are used to reduce NOX
emissions in marine exhaust. Vessels
often use EGR systems to achieve the
mandatory Tier III NOX emissions limits
set out in MARPOL Annex VI. These
systems minimize NOX production by
cooling part of the engine exhaust gas
and then redirecting it back to the
engine air intake. The addition of the
recirculated engine exhaust reduces the
amount of oxygen available for fuel
combustion, reducing peak combustion
temperatures and resulting in
significantly reduced NOX formation.
The cooling of the recirculated exhaust
gas causes condensation of water vapor
formed during combustion, generating a
continuous wastewater stream (bleed-off
water) from the condensate. This
condensate can contain toxic,
conventional, and nonconventional
pollutants such as particulates (soot,
metals, and hydrocarbons) and sulfur. In
some cases, the EGR systems also
capture oils, for example from cylinder
lubrication, that are emitted from the
combustion process and collected as
part of the scavenged air. Excess bleedoff water that accumulates in an EGR
system is typically discharged
overboard following treatment, and any
residues are held for onshore disposal.
On vessels that use high-sulfur fuel and
an EGCS, the EGR system bleed-off
water is often combined with the EGCS
washwater and processed as a combined
waste stream.
The final standard for EGCS in 40
CFR 139.18 is based largely on the IMO
2015 Guidelines for Exhaust Gas
Cleaning Systems (Resolution
MEPC.259(68))(‘‘2015 IMO EGCS
Guidelines’’), with additional updates
consistent with the 2021 Guidelines for
Exhaust Gas Cleaning Systems,
MEPC.340(77), adopted November 26,
2021 (‘‘2021 IMO EGCS Guidelines’’).
The discharge provisions in both the
2015 and 2021 IMO EGCS Guidelines
are largely identical to the 2009 IMO
EGCS Guidelines (MEPC.184(59) that
formed the basis of EPA’s BAT
determination for the 2013 VGP, as
carried forward here. Section 10 of these
Guidelines set out discharge limits for
five parameters in scrubber washwater:
pH, PAH, turbidity, nitrates plus
nitrites, and additives, as well as
handling and disposal criteria for
scrubber residues. This standard applies
to all discharges, upon commissioning
and any subsequent/ongoing discharges.
The final standard carries forward most
of the EGCS requirements as proposed
with the following three changes.
First, the 2021 IMO EGCS Guidelines
added a new section 10.1.7 that clarified
discharge criteria for any EGCS water
retained in a temporary storage tank
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prior to discharge. For consistency with
those international guidelines and to
provide clarity on the applicability of
the discharge criteria when water is
retained prior to discharge, identical
criteria (for pH, PAH, and turbidity) are
included in the final rule. Based on the
analysis and implementation of the
2021 IMO EGCS Guidelines, EPA finds
this new requirement to represent BAT
for the VIDA regulations.
Second, to align with the IMO EGCS
Guidelines, the proposed rule had
omitted the table from the VGP that
specifies the nitrates plus nitrites limits
at different flow rates. That table
clarified how the limit varies depending
on the discharge flowrates; however, the
standard itself was already fully
expressed in proposed rule text. Based
on public comment noting that the table
would help operators better understand
the requirements, EPA added this table
into the final rule at 40 CFR
139.18(b)(4)(i), acknowledging that
addition of the table provides
clarification but does not alter the
requirements as proposed. Also, the
final rule clarifies that the standards for
PAH, turbidity, and nitrates plus nitrites
apply downstream of the water
treatment equipment including any
reactant dosing unit but upstream of any
seawater addition for pH control prior to
discharge. EPA also incorporated
concepts from the 2021 IMO EGCS
Guidelines that were modified to
provide more clarity on their
application to the discharge standards,
including clarification that megawatt
(MW) refers to the Maximum
Continuous Rating (MCR) or 80% of the
power rating of all fuel oil combustion
units whose discharge water is being
monitored at that point.
Third, the final rule adds a new 40
CFR 139.18(b)(6) that clarifies the
prohibition of discharges of sludge or
residues generated from the treatment of
EGCS or EGR washwater or bleed-off
water. EPA added this requirement to
the final rule to clarify the expectation
of the proposed rule that treatment
residuals are managed properly. This
prohibition is consistent with both the
2021 IMO EGCS Guidelines and the
VGP.
With respect to pH, several
commenters requested additional detail
and clarification on how the pH limit
applies under the two different options
in the standard. The first option is based
strictly on the vessel’s washwater
discharge having a pH of no less than
6.5 at overboard discharge except during
maneuvering and transit, when a
maximum difference of two pH units is
allowed between inlet water and
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overboard discharge. In that scenario,
the following requirements apply:
• When stationary, the pH limit is
6.5; and
• During maneuvering and transit, a
maximum difference of two pH units is
allowed between inlet water and
overboard discharge. So, during
maneuvering and transit, if the pH of
ambient (intake) water is, for example,
8.7, the pH limit is 6.7, or, if the
ambient (intake) water is 8.0, the pH
limit is 6.0.
The second option is modeling-based.
Under this option, the vessel performs
modeling to determine the pH at the
overboard discharge point while the
vessel is stationary that will not cause
the ambient water at four meters from
the hull to fall below a pH value of 6.5.
For vessels that choose this option, the
modeled value for pH of the overboard
discharge then is the pH discharge limit
at all times in all locations so that, for
example, a modeled pH limit of 5.8
becomes the overboard discharge limit
at all times, including while in port and
during maneuvering and transit and for
which there is no additional allowance
of two pH units between uptake and
discharge.
EPA also received several comments
requesting that the Agency ban
discharges from open-loop scrubbers
outright (i.e., establish a zero-discharge
standard for open-loop scrubbers) as has
been done in some other locations
around the world. EPA received no
information demonstrating that such a
ban is technically available as a uniform
national standard. For example, EPA
has not received information
demonstrating that there is sufficient
low sulfur fuel (which may be needed
to comply with emissions standards if
scrubber discharges are not permitted)
or that adequate onshore reception
facilities are available for disposal of
scrubber washwaters and residues that
would be generated by the use of other
scrubber configurations such as closedloop or hybrid systems. Technical
committees at the IMO are currently
revisiting the need to perform additional
assessments of environmental impacts
from EGCS discharges, and EPA will
continue to monitor the availability of
research findings compiled in
connection with these discussions.
Another commenter stated that EPA
should have included use of shore
power as an alternative to use of
scrubbers; however, the use of shore
power has many considerations and
barriers (U.S. EPA, 2022). EPA
recommended, but did not require, its
use in the VGP. Currently, vessels use
shore power when available, in part
because that allows them to avoid the
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turbidity issues associated with use of
the EGCSs. However, shore power is
often not an option in smaller ports due
to load issues. EPA continues to
recommend, but not require, the use of
shore power when available and feasible
for vessel use.
The final exhaust gas emission control
standard also includes requirements for
discharges of EGR bleed-off water and
residues in recognition of the fact that
these discharges can exhibit low pH and
contain other toxic, conventional, and
nonconventional pollutants covered
under the CWA. The VGP did not
identify EGR discharges largely because
EGR systems are relatively new to
vessels, consistent with the effect of the
NOX emissions standards established in
MARPOL Annex VI. The final standard
for discharges from EGR systems is
based primarily on the IMO 2018
Guidelines for the Discharge of Exhaust
Gas Recirculation (EGR) Bleed-Off
Water (MEPC 307(73))(‘‘2018 IMO EGR
Guidelines’’), that is similar to the 2015
IMO EGCS Guidelines, with a few key
differences that recognize the
composition of EGR bleed-off
washwater and the onboard process for
handling this waste stream. EPA has
utilized the analysis and
implementation of the 2018 IMO EGR
Guidelines to aid it in determining that
its new EGR standards are
technologically available and
economically achievable.
The final rule carries forward most of
the EGR requirements as proposed with
some modifications or clarifications,
based on public comment. For clarity,
EPA revised the heading of 40 CFR
139.18(c) from the proposed rule to
reflect an ‘‘exclusion’’ from the 40 CFR
139.18(b) requirements rather than a
different ‘‘applicability’’ of the
requirements.
As described in the proposed rule
preamble (85 FR 67818, October 26,
2020, section VIII.B.9.), EPA proposed
to apply this standard based on the
location of the vessel, consistent with
how the Agency assessed and applied
other requirements in the rule; namely,
the proposed standard considered
whether a vessel was in port, underway,
or outside of the waters of the United
States or the waters of the contiguous
zone. The proposed rule did not specify
that the exclusion from the discharge
standard in 40 CFR 139.18(b) only
applies if the vessel is no longer in port;
however, EPA did describe such in the
proposed rule preamble. Thus, to be
consistent with both EPA’s intended
approach and the 2018 IMO EGR
Guidelines, the final rule clarifies that
the EGR bleed-off exclusion from the 40
CFR 139.18(b) requirements only apply
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if the EGR bleed-off is not retained in a
holding tank prior to discharge, and the
vessel is no longer in port, is underway,
and is operating on a fuel that meets the
sulfur content limits specified in
Regulation 14 of MARPOL Annex VI
(that is, 0.10 percent mass by mass (m/
m) sulfur content limit while operating
in the North American or U.S.
Caribbean Sea ECAs, as of January 1,
2015; 0.50 percent m/m fuel sulfur
content limit while operating in other
U.S. coastal areas as of January 1, 2020).
Comments on the proposed EGR
requirements highlighted that the
exclusion and prohibition in the
proposed rule may not have been clear
with respect to applicability of
requirements based on type of fuel used
and whether EGR discharges are
retained in a holding tank prior to
discharge. As such, the language in the
final rule is restructured with a goal of
clarifying those instances when EGR
discharges are or are not subject to the
40 CFR 139.18(b) discharge standard
and consistent with the 2018 IMO EGR
Guidelines. Notably, for a vessel not
operating on fuel that meets the sulfur
content limits specified in Regulation 14
of MARPOL Annex VI, the final rule
prohibits the discharge of EGR bleed-off
retained in a holding tank prior to
discharge unless the vessel is underway,
not in port, and in compliance with the
40 CFR 139.18(b) discharge standard.
10. Fire Protection Equipment
Fire protection equipment includes
all components used for fire protection
including, but not limited to, firemain
systems, sprinkler systems,
extinguishers, and firefighting agents,
such as foam. Firemain systems draw in
water through the sea chest to supply
water for fire hose stations, sprinkler
systems, and firefighting foam
distribution stations. Firemain systems
can be pressurized or non-pressurized
and are necessary to ensure the safety of
the vessel and crew. The systems are
also tested regularly to ensure that the
system will be operational in an
emergency. Additionally, firemain
systems have numerous secondary
purposes onboard vessels, such as for
deck and equipment washdowns and
anchor/anchor chain rinsing. However,
whenever the firemain system is used
for a secondary purpose, such as deck
washdown, any resulting incidental
discharge is required to meet the
Federal standard of performance for that
secondary use. Firemain water can
contain a variety of constituents,
including copper, zinc, nickel,
aluminum, tin, silver, iron, titanium,
and chromium. Many of these
constituents can be traced to the
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corrosion and erosion of the firemain
piping system, valves, or pumps.
Firefighting foams (fluorinated and
non-fluorinated) can be added to a
firemain system and mixed with
seawater to address emergencies
onboard a vessel. The constituents of
firefighting foam can vary by
manufacturer but can include persistent,
bioaccumulative, toxic, and nonbiodegradable ingredients. Discharges of
firefighting foam can also contain
phthalate, copper, nickel, and iron,
which can be constituents in the
composition of firemain piping.
Fluorinated firefighting foam contains
per- and poly-fluoroalkyl substances
(PFAS) or their precursors; examples
include aqueous film forming foam,
alcohol resistant aqueous film forming
foam, film-forming fluoroprotein foam,
fluoroprotein foam, alcohol-resistant
fluoroprotein foam, and other
fluorinated compounds. Nonfluorinated firefighting foam does not
contain PFAS or their precursors;
examples include protein foam, alcoholresistant protein foam, synthetic
fluorine free foam, and synthetic
alcohol-resistant fluorine free foam.
PFAS such as perfluorooctane sulfonate
(PFOS) and perfluorooctanoic acid
(PFOA), among others, are persistent
and bioaccumulative. Many PFAS are
toxic and/or carcinogenic. Information
regarding the presence of fluorinated
surfactants and toxic or hazardous
substances in firefighting foam are
typically found on the safety data sheets
for individual products. Additionally,
other types of foams exist that can be
used in fire equipment systems that are
not intended for fire suppression but are
designed for testing and training. These
foams are often called testing or training
foams, tend to be less expensive, and
can mimic the properties of firefighting
foams.
The final rule applies to discharges
from fire protection equipment during
testing, training, maintenance,
inspection, or certification. 40 CFR
139.19(c). Based on comments received
on the proposed rule, the final rule
includes a definition for ‘‘fire protection
equipment’’ and clarifies in 40 CFR
139.19(a) the applicability of the
standards to discharges from the
firemain for secondary uses such as
deck washdown and anchor and anchor
chain rinsing. Per 40 CFR 139.19(a), the
final standard does not apply to the use
of fire protection equipment in
emergency situations or when
compliance would compromise the
safety of the vessel or life at sea. See 40
CFR 139.1(b)(3).
The final rule prohibits the discharge
of fluorinated firefighting foam except
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in instances when required by the USCG
(i.e., the Secretary) for certification and
inspection or by the marine inspector to
ensure vessel safety and seaworthiness.
40 CFR 139.19(b). The final rule clarifies
that this includes activities performed
pursuant to 46 CFR 31.10 through
31.18(c) and 46 CFR 107.235(b)(4), or
otherwise required by the marine
inspector to ensure vessel safety and
seaworthiness (e.g., pursuant to 46 CFR
31.10 through 31.17(a)(4), 46 CFR 71.25
through 71.50, 46 CFR 91.25 through
91.50, or similar). Id. The USCG has
indicated that, in limited circumstances,
USCG-required inspections and
certification testing of vessels with
fluorinated foam systems may result in
discharges of fluorinated foam while in
port to ensure vessel safety. In many
instances, vessels with fluorinated
foams can test, train, or maintain the
system without discharging the foam,
such as testing without foam, collecting
the foam such that it is not discharged,
or using an alternative non-fluorinated
foam (FFFC, 2020; NFPA, 2016).
According to the National Fire
Protection Association (NFPA), there are
many firefighting foams and training
foams that are non-fluorinated that can
be used for testing, training, and
maintenance (FFFC, 2020; NFPA, 2016).
Several commenters expressed support
for the prohibition of discharges of
fluorinated foam except as directed by
the USCG. Commenters confirmed that
in many instances testing, training, and
maintenance can be performed with
water unless USCG regulations require
foam.
EPA also considered other more
stringent requirements than the VGP in
relation to the discharge of firefighting
foam. Specifically, EPA explored
requirements that would include
product substitution to use firefighting
foams that do not contain
bioaccumulative or toxic or hazardous
materials. EPA has used product
substitution for other technology-based
rules, such as those that apply to oil and
gas. See 40 CFR part 435. As such, EPA
considered, for the purposes of testing,
training, maintenance, inspection, or
certification, also prohibiting the
discharge of non-fluorinated firefighting
foams that contain bioaccumulative or
toxic or hazardous materials (as
identified in 40 CFR 401.15 or defined
in 49 CFR 171.8). Based on the Best
Practice Guidance for Use of Class B
Firefighting Foams from the Fire
Fighting Foam Coalition (FFFC, 2020),
NFPA codes and standards—NFPA 11—
Standards for Low-, Medium-, and HighExpansion Foam (NFPA, 2016), and
discussions with the USCG, testing and
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training methods exist that limit or
eliminate the need to discharge foam
(FFFC, 2020; NFPA, 2016). Specifically,
in many situations it may be possible to
perform these activities by only using
water (water equivalency method),
collecting the foam, or using nonfluorinated training foam that does not
contain bioaccumulative or toxic or
hazardous materials. EPA reviewed
numerous foam Safety Data Sheets for
bioaccumulative or toxic or hazardous
materials and identified several
potential foam substitute options (U.S.
EPA, 2020).
EPA solicited feedback on: (1) the
availability of non-fluorinated foams,
training foams, or surrogate test liquids
that do not contain bioaccumulative or
toxic or hazardous materials that can
satisfy firefighting testing, training, and
maintenance needs; (2) the extent to
which vessels are already using these
alternative foams; (3) the extent to
which vessels are already performing
testing, training, and maintenance using
only water; (4) the number of vessels
and types of systems that are not able
to use the water-equivalency method;
(5) the extent to which the vessel
community is collecting foam prior to
discharge; and (6) economic
considerations associated with
prohibiting the discharge of these types
of non-fluorinated firefighting foams,
and any other information that would
support the Agency’s determination of
whether to expand the prohibition of
the discharge of firefighting foams to
include non-fluorinated foams that
contain bioaccumulative or toxic or
hazardous materials. Several
commenters provided additional
information on the solicited topics
above, including materials
demonstrating the limited availability of
alternative foams and practical
challenges associated with their use,
such as the need for additional piping
and onboard storage of multiple foam
types. The input from commenters
described above is consistent with the
often limited information on
bioaccumulation, toxicity, and
hazardous substances found in Safety
Data Sheets of foam formulations, as
sections on environmental impact of
chemicals are not mandatory (Appendix
D to 29 CFR 1910.1200), and there is
often omission or non-disclosure of
information on presence and effects of
persistent compounds (DEHP, 2016).
EPA finds that it is not reasonable to
require zero discharge of nonfluorinated foams that contain
bioaccumulative or toxic or hazardous
materials because the record does not
demonstrate sufficient information and
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availability of alternative foams that
meet requirements for testing, training,
maintenance, inspection, or certification
in all instances, as well as practical
challenges with their use. EPA deems it
appropriate to consider whether
alternatives are readily available which
meet requirements (i.e. consistently
available on the market) (see CWA
304(b)(2)(B) authorizing EPA to consider
‘‘such other factors as the Administrator
deems appropriate’’). Since the
information does not support a finding
that these products are readily available,
EPA is not requiring zero discharge of
non-fluorinated foams that contain
bioaccumulative or toxic or hazardous
materials. EPA may revisit this issue to
determine whether a prohibition of
certain types of discharge has become a
practical option in the future.
EPA initially proposed to prohibit any
discharge from fire protection
equipment during testing, training,
maintenance, inspection, or certification
in port excluding USCG-required
inspection or certification. However,
several commenters expressed
regulatory and safety concerns with this
approach. These include inconsistencies
with existing regulatory requirements
for fire drills, such as in 46 CFR
199.180, as well as the inability to defer
drills to outside of port in all instances.
Several commenters also requested
language analogous to the VGP that
allows discharges in port if intake is
from surrounding waters or potable
water supplies and does not contain any
additives or fluorinated firefighting
foam. To address these concerns, the
final rule allows for discharges in port
from USCG-required inspection or
certification activities to ensure vessel
safety, as well as discharges from
testing, training, maintenance,
inspection, or certification activities if
the intake is drawn from surrounding
water or a potable water supply and
does not contain additives. 40 CFR
139.19(c).
Several commenters also expressed
concern over the lack of reference to
secondary uses in the regulatory text.
Some commenters interpreted the
proposed regulations to prohibit
secondary uses such as for deck
washdown, anchor chain rinsing, and
machinery cooling water. Commenters
articulated that, as proposed, the
standard would contradict the
requirements in 40 CFR 139.14
requiring anchor and anchor chain
washdown, as well as prevent vessel
and deck washdown and necessary
machinery cooling. Several commenters
requested the addition of language
similar to that in the VGP to allow
discharges for secondary purposes
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provided that the intake comes directly
from the surrounding waters or potable
water supplies, there are no additions to
the water, and that the discharges meet
the applicable standards for that
secondary use. To clarify requirements
for secondary uses, the final standard
authorizes discharges from fire
protection equipment in port for
secondary uses (such as deck washdown
or anchor and anchor chain rinsing)
provided the intake is from surrounding
water or a potable water source, does
not contain additives, and the discharge
meets requirements for the specific
secondary use. 40 CFR 139.19(d).
Finally, as discussed in section VIII.C.
of this preamble, Discharges Incidental
to the Normal Operation of a Vessel—
Federally-Protected Waters
Requirements, the final rule requires
additional controls for discharges from
fire protection equipment for testing,
training, and maintenance purposes for
vessels operating in federally-protected
waters. 40 CFR 139.40(g).
11. Gas Turbines
Gas turbines are used on some vessels
for propulsion and electricity
generation. Occasionally, they must be
cleaned to remove byproducts that can
accumulate and affect their operation.
The byproducts and cleaning products
can include toxic and conventional
pollutants including salts, lubricants,
combustion residuals, naphthalene, and
other hydrocarbons. Additionally, due
to the nature of the materials being
cleaned, there is a higher probability of
heavy metal concentrations. Rates and
concentrations of gas turbine wash
water discharge vary according to the
frequency of washdown, and under
most circumstances vessel operators can
choose where and when to wash down
gas turbines.
EPA was unable to identify new
technology or best management practice
options for discharges from gas turbines,
therefore the Agency relied on the BPT/
BCT/BAT analysis underlying the VGP
requirements and is requiring
substantively the same requirements
included in the VGP. 40 CFR 139.20.
EPA did not receive any comments
suggesting revisions to the proposed
requirements.
The final rule prohibits the discharge
of untreated gas turbine washwater
unless determined to be infeasible. 40
CFR 139.20(b).
12. Graywater Systems
Graywater is water drained or
collected from sources such as galleys,
showers, baths, sinks, and laundry
facilities. Graywater includes drainage
from dishwater; however, the discharge
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of food waste and food waste derivates
are regulated as garbage and are not
incidental to the normal operation of a
vessel. Therefore, they are not
considered graywater for purposes of
this rule. Graywater discharges can
contain bacteria, pathogens, oil and
grease, detergent and soap residue,
metals (e.g., cadmium, chromium, lead,
copper, zinc, silver, nickel, mercury),
solids, and nutrients. Some vessels have
the capacity to collect and hold
graywater for later treatment and
discharge. Vessels that do not have
graywater holding capacity
continuously discharge it to receiving
waters. It is estimated that 30 to 85
gallons of graywater is generated per
person per day. Graywater generation
rates per person can vary based on the
types of activities onboard the vessel.
For example, vessels with overnight
accommodations and onboard leisure
activities are expected to generate
higher volumes of graywater than a
working vessel because passengers and
crew are using more water for bathing,
food preparation, and other such
activities (U.S. EPA, 2011d). Estimates
of graywater generation by cruise ships
that can accommodate approximately
3,000 passengers and crew range from
96,000 to 272,000 gallons of graywater
per day or 1,000,000 gallons per week.
Strategies to minimize the discharge of
graywater can include reducing the
production of graywater, holding the
graywater onboard, or using a reception
facility.
The final rule defines ‘‘graywater’’ to
mean drainage from galley, shower,
laundry, bath, water fountain, and sink
drains, and other similar sources. 40
CFR 139.2. The revised definition is
intended to provide better clarity
regarding the sources of graywater;
however, it does not change the types of
wastewaters that were covered by the
VGP and now regulated under this final
rule. The definition now explicitly
references the galley drains as a
graywater source, and favors the term
‘‘sinks’’ over ‘‘washbasins’’ as a more
appropriately expansive term. The
definition for ‘‘graywater’’ in the
proposed rule included a sentence
describing drainage from sources that do
not constitute graywater, but the list was
removed as it was not exhaustive. EPA
notes, however, that drainage from
toilets, urinals, hospitals or other
medical spaces or equipment, animal
spaces, and cargo spaces are not
considered graywater for purposes of
this rule.
The final rule maintains many of the
requirements included in the proposed
rule, including the requirements for
vessel operators to minimize the
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discharge of graywater and to discharge
while underway when practical and as
far from shore as practical. The final
rule also requires that soaps, cleaners,
and detergents used by vessel owner/
operators that enter the graywater
system be minimally-toxic, phosphatefree, and biodegradable. The final rule
clarifies the requirement to include
products provided to persons onboard
(e.g., passengers) by vessel owner/
operators. EPA acknowledges the
difficulty in applying such a
requirement to products brought
onboard by passengers/guests and
therefore does not include such a
requirement. The final rule also clarifies
the requirement to include ‘‘other
substances’’ to ensure that similar
products entering the graywater systems
are similarly minimally-toxic,
phosphate-free, and biodegradable. The
final rule includes the requirement to
minimize the introduction of kitchen
oils and food and oil residue to the
graywater system. While filtered
dishwater and drainage from galley
sinks and floor drains are regulated as
graywater under this rule, food waste
and its derivatives are not. EPA
acknowledges that food waste may
unavoidably enter the graywater system
during normal dishwashing, so this
requirement is intended to ensure that
the amount entering the system is
minimized.
The final rule identifies a numeric
discharge standard that must be met for
discharges of graywater from any new
vessel of 400 GT and above that is
certificated to carry 15 or more persons
and provides overnight
accommodations to those persons; any
passenger vessel (excluding any ferry)
with overnight accommodations for 500
or more persons; any passenger vessel
(excluding any ferry) with overnight
accommodations for 100–499 persons
unless the vessel was constructed before
December 19, 2008, and does not voyage
beyond 1 NM from shore; and any new
ferry authorized by the USCG to carry
250 or more persons. Such vessels could
be equipped either with a treatment
system to meet the standards in 40 CFR
139.21(f) or sufficient storage capacity to
retain all graywater onboard while
operating in waters subject to the VIDA.
Under the proposed rule, the discharge
of graywater from any new vessel of 400
GT and above was required to meet the
numeric discharge standard. This
proposal was based on VGP reporting
data that indicated between one-third
and one-half of manned vessels of 400
GT or above that are not cruise ships or
ferries are equipped with a treatment
system for graywater, graywater mixed
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with sewage, or a combined treatment
system that may treat graywater. Based
on EPA’s knowledge of sewage handling
practices, a wastewater that is
frequently commingled with graywater,
and comments received regarding the
need for adequate pumpout facilities,
EPA further assumed that vessels built
with storage capacity would be serviced
by stationary and mobile (e.g., trucks
and barges) pumpout facilities that
currently receive sewage and graywater
from vessels, with increasing demand
for these services driving increased
availability. In light of public comments
received on the proposed rule, however,
EPA presented an additional regulatory
option in the 2023 supplemental notice
to limit the applicability of the
provision to those new vessels of 400
GT and above that are certificated to
carry 15 or more persons and provide
overnight accommodations to those
persons. This additional regulatory
option was adopted in this rule on the
basis of the information presented by
EPA in the supplemental notice and the
feedback received during the comment
period. The final rule also now defines
‘‘new ferry’’ to clarify the applicability
of 40 CFR 139.21(e)(4). Additionally, the
final rule clarifies that ‘‘passenger
vessel’’ in 40 CFR 139.21(e)(2) and (3)
does not include ferries for purposes of
those provisions. This is consistent with
the VGP that previously used the
terminology ‘‘cruise ship’’ for those
requirements. Furthermore, the
graywater systems standard already
includes specific requirements for
ferries.
The final numeric discharge standard
generally mirrors that from the proposed
rule, but deviates from the VGP in that
it does not include the percent removal
requirements for BOD and TSS. EPA
acknowledges that, in the absence of the
percent removal requirements for BOD
and TSS, this provision may be less
stringent than the VGP; however,
consistent with CWA section
312(p)(4)(D)(ii)(II), the Administrator
may revise a standard of performance to
be less stringent than an applicable
existing requirement if the
Administrator determines that a
material technical mistake occurred or if
information becomes available that was
not reasonably available when the
Administrator promulgated the initial
standard of performance. EPA made a
material technical mistake in the VGP
by including the percent removal
requirement, because it is based on
secondary treatment regulations for
land-based municipal sewage, wherein
the characteristics of the influent are
well-understood but the facility has
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little control over the inputs. Onboard
vessels, there is significant variability in
graywater characteristics but greater
ability to control the contribution of
BOD and TSS, for example, by
separating galley graywater from other
sources of graywater entering the
treatment system. EPA also became
aware of new information through
implementation of the VGP that the
requirement for the 30-day average
percent removal for BOD and TSS to not
be less than 85 percent is also difficult
to monitor and enforce on a vessel,
unlike at a land-based facility where
influents and effluents are more easily
monitored, which was information not
available to the Administrator when the
percent removal requirement was
promulgated. Additionally, the retained
requirements are substantively the same
as those under the VGP in terms of
pollutant reductions achieved. The
numeric limits are consistent with the
VGP, while the percent removal
requirements did not make sense in the
context of onboard application. VGP
reporting data for graywater systems
demonstrates that the majority of vessels
did not, or were not able to, characterize
influent for BOD and TSS. Without
influent information, it is not possible to
calculate percent reduction. Therefore,
the technical mistake discussed above,
coupled with this new information,
contributed to EPA’s determination that
it was appropriate to eliminate the
percent removal requirements.
As requested by commenters, the final
numeric discharge standard includes
additional clarifying language. First, the
standard for fecal coliform at 40 CFR
139.21(f)(1)(i) and (ii) reflects units of
both MPN/mL and cfu/mL on the basis
that newer microbiological test methods
have MPN outputs and, while the test
methods differ, the number of bacteria
in the tested sample are comparable to
the numeric discharge standard. The
standard for fecal coliform at 40 CFR
139.21(f)(1)(ii) now also clarifies that
percentage of samples required to
comply with the specified fecal coliform
limit is tied to the same 30-day period
as the geometric mean standard in 40
CFR 139.21(f)(1)(i). Finally, the standard
at 40 CFR 139.21(f)(5) and (f)(5)(i) uses
‘‘total residual oxidizers,’’ instead of
‘‘total residual chlorine’’ for consistency
with the wording in other similar
standards (e.g., ballast tanks). The
provision now reads, ‘‘For any discharge
from a graywater system using chlorine,
total residual oxidizers must not exceed
10.0 mg/L.’’
The numeric discharge standards are
based on the performance of ‘‘advanced
wastewater treatment systems
(AWTSs),’’ which are sophisticated
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marine sanitation devices. In evaluating
options for graywater treatment, EPA
reaffirmed that treatment of commingled
graywater and sewage by an AWTS
produces significant constituent
reductions in the resulting effluent.
AWTSs differ from traditional treatment
systems in that they generally employ
enhanced methods for treatment, solids
separation, and disinfection, such as
through the use of membrane
technologies and UV disinfection. The
numeric discharge standard for
graywater systems uses the pathogen
indicator fecal coliform, though AWTSs
also greatly reduce the concentrations of
other pathogen indicators, such as E.
coli and enterococci, during treatment
and disinfection (U.S. EPA, 2008).
AWTSs are currently in wide use and
economically achievable for certain
vessel classes. For example, the Cruise
Lines International Association (2019)
reports that 68 percent of member lines’
global fleet capacity is currently served
by AWTSs. Also, all new ships on order
by member lines will be equipped with
AWTSs. In Alaska, under the existing
‘‘Large Cruise Ship General Permit,’’
certain large commercial passenger
vessels may only discharge wastewater
(including sewage and graywater) that
has been treated by an AWTS or
equivalent system. As an alternative to
using a treatment system to meet the
numeric discharge standard, these
vessels may instead be equipped with
sufficient storage capacity to retain
graywater onboard while operating in
waters subject to the VIDA.
For graywater, the numeric discharge
standards rely on a mix of averaging
periods and instantaneous maximums,
both of which are commonly used in
setting numeric effluent discharge limits
depending on the nature of the pollutant
and the characteristics of the discharger.
Where EPA adopted a long-term average
as opposed to an instantaneous or daily
maximum, it did so based on two
reasons. First, EPA considered the
regulatory setting. Monitoring
discharges onboard a vessel can present
unique challenges compared to
monitoring discharges from land-based
facilities, which is the typical regulatory
context for numeric effluent discharge
limits. Systems that are designed to
meet an instantaneous maximum
require a higher level of control, and
therefore less variability, in the system.
Where it was practical to adopt a
standard based on an instantaneous or
daily maximum, EPA attempted to do
so. For example, the final standard for
discharges from ballast tanks includes
the use of instantaneous maximums. As
indicated in the ballast tanks section,
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the challenges associated with
collecting and testing representative
samples of ballast water at the time of
discharge required a different approach.
Second, EPA considered how the
pollutant operates in the environment.
The use of an instantaneous maximum
is preferred over the use of a long-term
average where the upper bounds of
variability in the discharge may cause
serious environmental harm. As
compared to, for example, the discharge
of ANS from untreated ballast water
which can potentially spread and
reproduce, the pollution associated with
untreated graywater discharges
contributes to a more gradual decline in
environmental quality. As such, the use
of long-term averages in 40 CFR
139.21(f) allows for the variability that
is expected in a well-operated treatment
system.
At the same time, the monthly
averages require the vessel operator to
remain vigilant to ensure that, despite
this variability, discharges consistently
meet the numeric limit. Vessels to
which the standard applies are expected
to operate treatment systems that can
consistently achieve compliance with
the monthly average based on the
vessel’s expected loadings (or otherwise
be equipped with storage to prevent
discharges). Pursuant to the general
operation and maintenance standards
described in subpart B, vessels are
expected to discharge while underway
when practical and as far from shore as
practical. This encourages commingling
of the graywater constituents and
further decreases the risks associated
with variability in the system. EPA
recognizes that the option to install
AWTSs or sufficient holding capacity
may be unavailable for certain vessels
for such reasons as cost, stability of the
vessel, or space constraints. As such,
EPA does not propose that all vessels be
required to treat graywater discharges to
the numeric discharge standard found
in 40 CFR 139.21(f).
The final rule prohibits the discharge
of graywater in certain locations unless
the discharge meets the numeric
discharge standard in 40 CFR 139.21(f).
The prohibition applies to discharges
within 3 NM from shore for any vessel
that voyages at least 3 NM from shore
and has remaining available graywater
storage capacity. Similarly, the
prohibition applies to the discharge of
graywater within 1 NM from shore from
any vessel that voyages at least 1 NM
but not more than 3 NM from shore and
has remaining available graywater
storage capacity. In other words, for
vessels that voyage at least 3 NM from
shore and have available storage
capacity, the discharge of untreated
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graywater must occur while further than
3 NM from shore. For vessels that
voyage at least 1 NM but not beyond 3
NM from shore and have available
storage capacity, the discharge of
untreated graywater must occur while
further than 1 NM from shore. These
limitations apply unless the graywater is
treated in accordance with 40 CFR
139.21(f), and the language in 40 CFR
139.21(f) was updated to make clear that
the vessels identified in 40 CFR
139.21(d) must also meet the numeric
discharge standard if discharging
graywater, not just those identified in 40
CFR 139.21(e). If a vessel is configured
to be able to divert graywater to tanks
typically used for other purposes, and it
is safe and permissible to do so, then
such tanks are considered by EPA to be
available capacity for purposes of the
foregoing requirements. These
requirements are intended to limit
nearshore discharges of pollutants
without a significant increase in
compliance costs because the
requirements apply only to those vessels
with available storage capacity.
The final rule does not include
graywater discharge standards for
commercial vessels in the Great Lakes,
consistent with CWA section 312(a)(6)
that specifies the term ‘‘sewage,’’ with
respect to commercial vessels on the
Great Lakes, shall include graywater. As
such, graywater discharges from
commercial vessels on the Great Lakes
are subject to the requirements in CWA
sections 312(a)-(l) and the implementing
regulations at 40 CFR part 140 and 33
CFR part 159. Additionally, per CWA
section 312(p)(9)(A)(v), the general
preemption of State authority to adopt
or enforce any law, regulation, or other
requirement with respect to the covered
incidental discharges does not apply to
the discharge of graywater from a
passenger vessel in Alaska (including all
waters in the Alexander Archipelago)
carrying 50 or more passengers.
Non-commercial vessels operating on
the Great Lakes may only discharge
graywater if the discharge is treated
such that it does not exceed 200 fecal
coliform forming units per 100
milliliters and contains no more than
150 milligrams per liter of suspended
solids. This is because the Agency
determined that graywater treatment
using an existing system meeting the 40
CFR part 140 standards represents the
appropriate level of control for those
non-commercial vessels operating in the
Great Lakes that do not hold their
graywater for onshore disposal. Hence,
either treatment devices or adequate
holding capacity are available and used
for managing graywater from vessels
operating on the Great Lakes. The final
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rule clarifies that this provision only
applies if the vessel is not subject to the
requirements under 40 CFR 139.21(e),
where EPA has determined a differing
level of control is appropriate, to avoid
ambiguity when a vessel is potentially
subject to both 40 CFR 139.21(e) and (g).
Finally, as discussed in section VIII.C.
of this preamble, Discharges Incidental
to the Normal Operation of a Vessel—
Federally-Protected Waters
Requirements, the final rule establishes
additional controls for discharges from
graywater systems into federallyprotected waters. 40 CFR 139.40(h).
13. Hulls and Associated Niche Areas
a. Anti-Fouling Coatings
Vessel hulls are often coated with
anti-fouling compounds to prevent or
inhibit the attachment and growth of
biofouling organisms. Selection,
application, and maintenance of an
appropriate anti-fouling coating type
and thickness according to vessel profile
is critical to effective biofouling
management, and therefore preventing
the introduction and spread of ANS
from the vessel hull and associated
niche areas. Multiple types of antifouling coatings are available for use,
including hard, controlled depletion or
ablative, self-polishing copolymer, and
fouling release coatings. The use of nonbiocidal and non-ablative anti-fouling
coatings, when practicable, is
recommended. Anti-fouling coatings
may employ physical, biological,
chemical, or a combination of controls
to reduce biofouling. Those that contain
biocides prevent the attachment of
biofouling organisms to the vessel
surface by continuously leaching
substances that are toxic to aquatic life.
The most commonly used anti-fouling
biocide is copper. Manufacturers may
also combine copper with other
biocides, often called booster biocides,
to increase the effectiveness of the antifouling coating. Cleaning the antifouling coating typically results in
pulses of biocide into the environment,
particularly if surfaces are cleaned
within the first 90 days following
application.
The final rule requires that the
selection of an anti-fouling coating for
the hull and associated niche areas must
be specific to the vessel’s operational
profile, and that any biocidal antifouling coatings used must have
appropriate biocide release rates and
components that are biodegradable once
separated from the vessel surface. 40
CFR 139.22(c)(1). Operational profile
factors can influence biofouling rates
and include the vessel speed during a
typical voyage, aquatic environments
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traversed, type of surface painted,
typical water flow for any hull and
niche areas, planned periods between
drydock, and expected periods of
inactivity or idleness. Generally, an
optimal biocide will have broad
spectrum activity, low mammalian
toxicity, low water solubility, no
bioaccumulation up the food chain, no
persistence in the environment, and
compatibility with raw materials (IMO,
2002). Non-biocidal anti-fouling
coatings are available and vessels that
typically operate at high speeds may
effectively manage biofouling,
particularly macrofouling, with nonbiocidal anti-fouling coatings.
Additionally, vessels operating in
waters with lower biofouling pressure
and those that spend less time at dock
are expected to have a lower biofouling
rate and should select either nonbiocidal anti-fouling coatings or antifouling coatings with low biocide
discharge rates. However, these non- or
low-biocidal anti-fouling coatings may
not be suitable for all operational
profiles (e.g., for vessels that
occasionally endure extended idling).
Adherence to manufacturer
specifications is necessary to ensure the
longevity and effectiveness of the antifouling coating and is considered best
practice. If an anti-fouling coating is not
properly selected, applied, or
maintained, it will likely show signs of
deterioration, such as indications of
excessive cleaning actions (e.g., brush
marks) or blistering due to the internal
failure of the paint system. Such
deterioration may allow for biofouling
organisms to grow on exposed surfaces,
increasing the potential for the
introduction and spread of ANS.
Improper application and maintenance
of an anti-fouling coating may also
increase the discharge of particles into
the aquatic environment and
degradation of the integrity of wetted
surfaces. The VGP required that any
anti-fouling coatings be applied,
maintained, and removed consistent
with the FIFRA label, if applicable. The
final rule similarly requires that antifouling coatings be applied, maintained,
and reapplied consistent with
manufacturer specifications, including
but not limited to the thickness, the
method of application, and the lifespan
of the coating. 40 CFR 139.22(c)(2). One
option for meeting this requirement is to
schedule the in-service period of the
anti-fouling coating to match the
vessel’s drydock cycles. Larger vessels,
particularly those used in the carriage of
goods, are subject to requirements for
safety inspections and maintenance
activities that dictate how frequently
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they must be drydocked. Factoring this
schedule into coating selection ensures
the anti-fouling coating will sufficiently
protect the vessel for the period needed
without creating additional leachate or
wastes.
b. Tributyltin (TBT) Requirements
The International Convention on the
Control of Harmful Anti-fouling
Systems on Ships (AFS Convention)
was adopted in 2001 and came into
force in 2008. The United States became
a contracting party to the AFS
Convention on November 21, 2012.
Domestically, the Clean Hull Act of
2009 implements the requirements of
the AFS Convention. Consistent with
the AFS Convention, the Clean Hull
Act, and the VGP, the final rule requires
that anti-fouling coatings not contain
TBT or any other organotin compound
used as a biocide. Additionally, 40 CFR
139.22(c)(3)(i) requires that any vessel
hull previously covered with an antifouling coating containing TBT
(whether used as a biocide or not) or
any other organotin compound (if used
as a biocide) must either (1) maintain an
effective overcoat that forms a barrier on
the vessel hull so that no TBT or other
organotin leaches from the vessel hull;
or (2) remove any TBT or other
organotin compound from the vessel
hull. EPA is unaware of any nonbiocidal use of TBT that would result in
a residual presence in anti-fouling
paints. Combined, the requirements in
the final rule are substantively
equivalent to a zero-discharge standard
of TBT from vessel hulls. EPA expects
that few, if any, vessels have exposed
TBT coatings on their hulls and that the
final standard for all organotin
compounds, including TBT, is
technologically available based on other
anti-fouling coating options.
Other less toxic organotin compounds
such as dibutyltin oxide are used in
small quantities as catalysts in some
non-biocidal anti-fouling coatings. One
class of non-biocidal anti-fouling
coatings, sometimes referred to as
fouling release coatings, produce a nonstick surface to which fouling organisms
cannot firmly adhere. To function
properly, the coating surface must
remain smooth, intact, and not leach
into the surrounding water. Because
these less toxic organotins are used as
a catalyst in the production of nonbiocidal anti-fouling coatings, such
production may result in trace amounts
of organotin in anti-fouling coatings.
Consistent with the AFS Convention,
the Clean Hull Act, and the VGP, the
final rule authorizes the use of nonbiocidal anti-fouling coatings that
contain trace amounts of catalytic
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organotin (other than TBT) if the trace
amounts of organotin are not used as a
biocide. The final rule requires that,
when used as a catalyst, an organotin
compound must contain less than 2,500
milligrams total tin per kilogram of dry
paint and must not be designed to
slough or otherwise peel from the vessel
hull. 40 CFR 139.22(c)(4). Incidental
amounts of an anti-fouling coating
discharged by abrasion during cleaning
or after contact with other hard surfaces
(e.g., moorings) are acceptable.
c. Cybutryne Requirements
Cybutryne, commonly known as
Irgarol 1051, is a biocide that functions
by inhibiting the electron transport
mechanism in algae, thus inhibiting
growth. There are numerous
commercially available antifoulants that
are similar in cost and are less harmful
to the aquatic environment (IMO, 2018).
Restrictions on cybutryne are already in
place in a number of countries globally,
and cybutryne is therefore less widely
used compared to other antifoulants
(IMO, 2017). Anti-fouling coatings that
do not contain cybutryne are both
technologically available and
economically achievable. Consistent
with a recent 2020 MEPC amendment to
the AFS Convention, the final rule
prohibits the application of cybutrynecontaining anti-fouling coatings on hulls
and niche areas. 40 CFR 139.22(c)(5). In
cases where anti-fouling coatings
contain cybutryne in the external antifouling coating layer of the hull or
external parts of surfaces, the final rule
requires either (1) the removal of any
cybutryne coating; or (2) the application
and maintenance of an effective
overcoat that forms a barrier so that no
cybutryne leaches from the underlying
anti-fouling coating. The latter is
provided as an option to comply with
this requirement because overcoats are
commercially available. Incidental
amounts of anti-fouling coating
discharged by abrasion during cleaning
or after contact with other hard surfaces
(e.g., moorings) are acceptable.
d. Copper Requirements
Copper, primarily in the form of
cuprous oxide, is the most common
biocidal anti-fouling coating, accounting
for approximately 90 percent of the
volume of sales of specialty anti-fouling
coatings in the United States (U.S. EPA,
2018). Copper is a broad-spectrum
biocide that effectively prevents both
microfouling and macrofouling. Copper
is considered less harmful to the aquatic
environment than TBT-containing
compounds, but its use has nevertheless
contributed to loadings in copperimpaired waters. The final rule requires
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that, as appropriate based on vessel
class and operations, alternatives to
copper-based anti-fouling coatings (e.g.,
non-biocidal anti-fouling coatings) or
coatings with lower biocidal release
rates be considered for vessels spending
30 or more days per year in copperimpaired waters or using these waters as
their home port. 40 CFR 139.22(c)(6).
EPA determined that there are no direct
substitutions for copper as a biocide that
are as affordable or as effective without
posing similar risks to non-target
aquatic species (U.S. EPA, 2018). As
such, the final rule does not require the
selection of an alternative anti-fouling
coating for vessels.
The significance of discharges from a
biocidal anti-fouling coating depends
not only on the substance used, but also
on the leaching rate of the biocide (IMO,
2009). The leaching rate is the rate of
discharge or entry into the environment
from the coating itself. While the
leaching rate of copper from anti-fouling
coatings is relatively low (average
discharge rates range from 3.8–22 mg/
cm2/day), copper-containing antifouling coatings can still account for
significant accumulations of metals in
receiving waters of ports where
numerous vessels are present (Valkirs et
al., 2003; Zirino and Seligman, 2002).
While maximum leaching rates for
copper-based anti-fouling coatings on
recreational vessels have been
established both federally and locally,
EPA does not currently have the data
available to establish a leaching rate that
would be appropriate for the wide
variety of largely commercial vessels
subject to this rule. Therefore, the final
rule does not require a specific,
maximum copper leaching rate for antifouling coatings, acknowledging that
use of anti-fouling coatings is also
regulated in the United States through
the FIFRA.
e. Cleaning
Most commercial seagoing vessels are
required to undertake periodic hull and
niche area surveys as part of
International Association of
Classification Societies rules and in
accordance with IMO conventions to
ensure that hulls and niche areas are
maintained in a satisfactory condition.
The VGP, in part 4.1, required all
vessels subject to that permit to inspect
the hull annually, or during drydock for
those areas that are not otherwise safe
to inspect. Cleaning of hulls and niche
areas, including the removal of any
biofouling, is an important component
of hull and niche area maintenance.
Niche areas account for approximately
10 percent of the total wetted surface
area of a vessel (Moser et al., 2017).
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However, over 80 percent of species
sampled in vessel biofouling studies
were found in niche areas (Bell et al.,
2011). Therefore, while representing a
smaller surface area compared to the
hull, niche areas may disproportionately
contribute to the discharge of biofouling
organisms.
Vessels generally use two types of
cleaning techniques to remove
biofouling: cleaning while in drydock
and in-water cleaning. Techniques for
in-water cleaning of vessel surfaces can
be broadly separated into two
categories: (1) in-water cleaning with
capture (IWCC); and (2) in-water
cleaning without capture. IWCC is the
use and operation of a cleaning system
for vessel surfaces that is designed to
capture and transport coatings and
biofouling organisms to an adjacent
barge or shore-based facility for
collection and processing. The waste
stream is processed by a separate service
provider, not the vessel. As such, EPA
views these discharges as similar to the
discharge of treated ballast water from a
barge-based or shore-based treatment
facility, which are not subject to
regulation under the VIDA pursuant to
CWA section 312(p)(9)(C). In-water
cleaning without capture refers to any
in-water cleaning techniques that do not
use a capture device.
Vessels following effective biofouling
management strategies generally should
be able to maintain fouling at or below
the microfouling level. The final rule
requires that hulls and niche areas be
managed to minimize biofouling, such
as through preventative cleaning of
microfouling. 40 CFR 139.22(d)(2).
Preventative in-water cleaning, also
referred to as proactive cleaning, is the
frequent, gentle cleaning of the vessel
hull and appendages to prevent or
reduce the attachment and growth of
macrofouling, with minimal impacts to
the anti-fouling system. Preventative
cleaning of microfouling can have many
benefits, including but not limited to
drag reduction, operations
enhancement, and reduced discharge of
biofouling organisms. Studies have
estimated that even light microfouling
can increase the drag on a vessel by up
to 25 percent (Townsin, 2003; Schultz,
2007). Predictive analytics have shown
that preventative cleaning reduces fuel
consumption and that increasing
cleaning to an interval of approximately
six months can save hundreds of
thousands of dollars in annual fuel costs
per vessel (Marr, 2017). Additionally,
preventative cleaning has been shown to
effectively reduce biofouling without
significantly increasing biocide loading
into the aquatic environment (Tribou
and Swain, 2017). However, one study
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of preventative in-water cleaning
showed elevated levels of copper
directly above cleaning brushes during
cleaning (Scianni et al., 2023).
Monitoring the condition of hulls and
niche areas and removal of any
biofouling identified is considered an
industry best practice in large part due
to the economic incentive involved, as
the costs associated with regular inwater cleaning (namely, the cleaning
services, disruptions to a vessel’s
schedule, and staff time), are
outweighed by the fuel savings that
result from managing vessel biofouling
at or below the microfouling level. As
such, EPA finds that preventative
cleaning of microfouling represents BAT
to control the release of biofouling
organisms and biocides from hulls and
niche areas, with likely long-term
savings to the vessel industry.
The final rule prohibits any discharge
from in-water cleaning without capture
of macrofouling. 40 CFR 139.22(d)(4).
Removal of macrofouling requires more
abrasive techniques that may damage
the anti-fouling coating, resulting in
increased likelihood of subsequent
biofouling, as well as a larger pulse of
biocides and particles into the aquatic
environment. Furthermore,
macrofouling is composed of more
diverse and reproductively mature
organisms and, depending on
geographic origin, may present a greater
risk of discharging biofouling organisms
than microfouling (Davidson et al.,
2013; Morrisey et al., 2013; Department
of the Environment [DOE] and New
Zealand Ministry for Primary Industries
[MPI], 2015). By effective preventative
cleaning of microfouling, cleaning in
drydock when practicable, and other
best practices required in the final rule,
vessels may minimize the need to
conduct in-water cleaning of
macrofouling. In circumstances where
such cleaning is necessary, IWCC is
available to vessels.
The final rule requires that hull and
niche area cleanings must minimize the
damage to the anti-fouling coating,
minimize the release of biocides, and
follow applicable cleaning requirements
found on the anti-fouling coating
manufacturers’ instructions and any
applicable FIFRA label. 40 CFR
139.22(d)(3). This is consistent with
requirements in the Uniform National
Discharge Standards for Vessels of the
Armed Forces for underwater ship
husbandry at 40 CFR 1700.37. These
requirements are considered best
practices and ensure the longevity and
effectiveness of the anti-fouling coating,
while minimizing pollutant loading into
the surrounding waters. Similar to the
final standards for deck washdowns in
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this rule at 40 CFR 139.15(g), the final
standards for hulls and associated niche
areas at 40 CFR 139.22(d)(7) require any
soap, cleaner, or detergent used on
vessel surfaces, including but not
limited to the scum lines of the hull, to
be minimally-toxic, phosphate-free, and
biodegradable.
40 CFR 139.22(d)(5) prohibits any
discharge from in-water cleaning
without capture of any copper-based
hull coatings in a copper-impaired
waterbody within the first 365 days after
application of that coating. The final
rule also prohibits in-water cleaning
without capture on any section of an
anti-fouling coating that shows
excessive cleaning actions (e.g., brush
marks) or blistering due to internal
failure of the paint system. 40 CFR
139.22(d)(6). Such a level of
deterioration indicates failure at the
anti-corrosive/anti-fouling interface,
which is more likely to be broken by
cleaning. The rupturing of paint blisters
results in discharges of anti-fouling
coating particles and an increased rate
of damage to the anti-fouling system
more generally. In turn, the exposed
surface is subject to increased fouling
and risk of corrosion. EPA expects that
an anti-fouling system selected in
accordance with the vessel’s operational
profile and cleaned with minimally
abrasive cleaning methods should not
present signs of significant deterioration
at the anti-corrosive/anti-fouling
interface. Therefore, adherence to this
standard is achievable by following the
coating and cleaning practices in the
final standards. In consideration of
implementation and enforcement
challenges, the final rule excludes the
terms ‘‘local in origin’’ and ‘‘plume or
cloud of pain’’ from the proposed rule
in regard to hull and niche area
cleaning, but retains the terms
‘‘frequent,’’ ‘‘gentle,’’ ‘‘minimal,’’ and
‘‘minimize release of biocides.’’
The final rule stipulates that cleanings
should take place in drydock when
practicable. at 40 CFR 139.22(d)(1).
Drydock schedules should be factored
into the inspection and management of
areas susceptible to biofouling. EPA
recognizes that it may not be
technologically available or
economically achievable for a vessel to
be drydocked outside of the regular
schedule to clean biofouling from the
hull or niche areas. For example, some
vessels are too large to be regularly
removed from the water, and any repair
or maintenance required on the hull or
niche areas must occur while the vessel
is pierside between drydockings.
Several mechanisms are used by vessel
owners/operators to determine the
necessary cleaning interval, including
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regular inspections, ISO standard 19030
measurements of hull and propeller
performance, and/or advanced data
analytics. Further, many technologies
are available for preventative in-water
cleaning, including diver-operated
technologies or remotely operated
vehicles. A review of the market of hull
cleaning robots sponsored by the USCG
in 2016 identified no fewer than 15
technologies capable of conducting inwater cleaning of vessel hulls. More
recently, remotely operated vehicles for
preventative cleaning have also been
developed as equipment attached to the
vessel itself, enabling flexibility in
cleaning schedules along a vessel’s
route.
Finally, as discussed in section VIII.C.
of this preamble, Discharges Incidental
to the Normal Operation of a Vessel—
Federally-Protected Waters
Requirements, the final rule prohibits
the discharge from in-water cleaning of
vessel hulls and niche areas into
federally-protected waters except by any
vessel owned or under contract with the
United States, State, or local
government to do business exclusively
in any federally-protected waters. 40
CFR 139.40(i).
14. Inert Gas Systems
Inert gas is used on tankers for several
reasons, with one of the primary uses
being to control the oxygen levels in the
atmosphere of cargo and ballast tanks to
prevent explosion and suppress
flammability. Inert gas system
discharges consist of scrubber
washwater and water from deck water
seals when used as an integral part of
the inert gas system.
EPA was unable to identify new
technology or best management practice
options for discharges from inert gas
systems, therefore the Agency relied on
the BPT/BCT/BAT analysis underlying
the VGP requirements and is requiring
substantively the same requirements
included in the VGP. 40 CFR 139.23.
EPA did not receive any comments
suggesting revisions to the proposed
standards. EPA did, however, modify
the structure of the requirements from
the proposed rule to clarify that while
there are no additional dischargespecific requirements applicable to inert
gas systems, as with any discharge
incidental to the normal operation of
vessel subject to regulation under this
part, discharges from inert gas systems
must meet the general discharge
requirements in subpart B of this part.
15. Motor Gasoline and Compensating
Systems
Motor gasoline compensating system
discharge is the discharge of seawater
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that is taken into motor gasoline tanks
to replace the weight of fuel as it is used
and eliminates free space where vapors
could accumulate. The compensating
system is used for fuel tanks to supply
pressure for the gasoline and to keep the
tank full to prevent potentially
explosive gasoline vapors from forming.
The seawater is discharged when the
vessel refills the tanks with gasoline or
when performing maintenance. The
discharge can contain both toxic and
conventional pollutants including
residual oils or traces of gasoline
constituents, which can include
alkanes, alkenes, aromatics (e.g.,
benzene, toluene, ethylbenzene, phenol,
and naphthalene), metals, and additives.
Most vessels by design do not produce
this discharge.
EPA was unable to identify new
technology or best management practice
options for discharges from motor
gasoline compensating system, therefore
the Agency relied on the BPT/BCT/BAT
analysis underlying the VGP
requirements and is requiring
substantively the same requirements
included in the VGP with slight
modifications for consistency and
clarity. 40 CFR 139.24. EPA did not
receive any comments suggesting
revisions to the proposed requirements.
The final rule does not include
additional discharge-specific
requirements applicable to motor
gasoline compensating systems except
in federally-protected waters (40 CFR
139.24(b)), but as with any discharge
incidental to the normal operation of
vessel subject to regulation under this
part, discharges from motor gasoline
compensating systems must meet the
general discharge requirements in
subpart B of this part (including
requirements set forth for oily
discharges as appropriate for the vessel).
Finally, as discussed in section VIII.C.
of this preamble, Discharges Incidental
to the Normal Operation of a Vessel—
Federally-Protected Waters
Requirements, the final rule requires
several additional controls for
discharges from motor gasoline
compensating systems from a vessel
operating in federally-protected waters.
40 CFR 139.40(j).
16. Non-Oily Machinery
Non-oily machinery wastewater is the
combined wastewater from the
operation of distilling plants, water
chillers, valve packings, water piping,
low- and high-pressure air compressors,
propulsion engine jacket coolers, fire
pumps, and seawater and potable water
pumps. Non-oily machinery wastewater
systems are intended to keep
wastewater from machinery that does
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not contain oil separate from wastewater
that has oil content. Non-oily machinery
wastewater discharge rates vary by
vessel size and operation type, ranging
from 100 to 4,000 gallons per hour.
Constituents of non-oily machinery
wastewater discharge can include a
suite of conventional and
nonconventional pollutants including
metals and organics.
EPA was unable to identify new
technology or best management practice
options for discharges of non-oily
machinery wastewater, therefore the
Agency relied on the BPT/BCT/BAT
analysis underlying the VGP
requirements and is requiring
substantively the same requirements
included in the VGP with minor
modifications for clarity. 40 CFR 139.25.
EPA did not receive any comments
suggesting revisions to the proposed
requirements.
The final rule prohibits the discharge
of untreated non-oily machinery
wastewater and packing gland or
stuffing box effluent that contains toxic
or bioaccumulative additives, or the
discharge of oil in such quantities as
may be harmful. 40 CFR 139.25(b).
17. Pools and Spas
Cruise ships and other vessels
occasionally have freshwater or
seawater pools or spas onboard that use
water treated with chlorine or bromine
as a disinfectant. When pools or spas are
drained, the water is discharged
overboard or sent to an AWTS. The
discharge water can contain
nonconventional pollutants such as
bromine and chlorine.
EPA was unable to identify new
technology or best management practice
options for discharges from pools and
spas, therefore the Agency relied on the
BPT/BCT/BAT analysis underlying the
VGP requirements and is requiring
substantively the same requirements
included in the VGP. 40 CFR 139.26.
EPA determined the dechlorination
limits by using those established for
BWMSs and by evaluating comments
submitted by the public on the 2008 and
2013 VGPs that indicated such limits
are achievable. Furthermore, the final
numeric discharge standard is
consistent with common dechlorination
limits from shore-based sewage
treatment facilities.
As such, the final pool and spa
discharge standards are the same as the
proposed standards. The final rule
requires vessel operators, except for
unintentional or inadvertent releases
from overflows across the decks and
into overboard drains, to discharge
while underway unless determined to
be infeasible, and dechlorinate and/or
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debrominate any pool or spa water,
prior to discharging overboard. 40 CFR
139.26(b). To be considered
dechlorinated, the total residual
chlorine in the pool or spa effluent must
be less than 100 mg/L. To be considered
debrominated, the total residual oxidant
in the pool or spa effluent must be less
than 25 mg/L.
Finally, as discussed in section VIII.C.
of this preamble, Discharges Incidental
to the Normal Operation of a Vessel—
Federally-Protected Waters
Requirements, the final rule requires
additional controls for discharges from
pools and spas from vessels operating in
federally-protected waters. 40 CFR
139.40(k).
18. Refrigeration and Air Conditioning
Condensation from cold refrigeration
or evaporator coils of air conditioning
systems drips from the coils and collects
in drip troughs that typically channel to
a drainage system. The condensate
discharge may contain toxic,
conventional, and nonconventional
pollutants including but not limited to
detergents, seawater, food residue, and
trace metals. This waste stream can
easily be segregated from oily wastes
and toxic or hazardous materials and
safely discharged. Condensation is
generally directed overboard, or in some
instances may be collected for
temporary holding until onshore
disposal or otherwise drained to the
bilge.
EPA was unable to identify new
technology or best management practice
options for refrigeration and air
conditioning condensate, therefore the
Agency relied on the BPT/BCT/BAT
analysis underlying the VGP
requirements and is requiring
substantively the same requirements
included in the VGP. 40 CFR 139.27.
The final rule prohibits the discharge
of refrigeration and air conditioning
condensate that contacts toxic or
hazardous materials. 40 CFR 139.27(b).
Any discharges from refrigeration and
air conditioning that are commingled
with other discharges (e.g., through the
bilge or non-oily machinery) must meet
the requirements for both discharges.
19. Seawater Piping
Seawater piping systems carry
seawater to various locations onboard
the vessel via a network of pipes and
pumps. This seawater is critical to the
proper functioning of a vessel and is
used for activities such ballasting and
firefighting, as well as in a variety of
systems (e.g., engines, hydraulics,
cleaning equipment, refrigeration, toilet
systems). Based on comments received
on the proposed rule, the final rule
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82119
includes a definition for ‘‘seawater
piping system.’’ (See 40 CFR 139.2
definition of ‘‘seawater piping system’’).
Some components of seawater piping
systems, including sea chests, sea inlet
pipes, and overboard discharges, are
also considered niche areas (See 40 CFR
139.2, definition of ‘‘niche areas’’).
Niche areas that are part of the seawater
piping system are subject to
requirements at 40 CFR 139.22.
Seawater piping systems can harbor
and discharge a large quantity of
biofouling organisms and represent a
challenge for biofouling management as
they are generally more difficult to
access. They are also protected from
hydrodynamic forces, facilitating the
accumulation and survivorship of
biofouling organisms. Ensuring that
seawater piping systems are
unobstructed by biofouling is vital to
vessel operations, including the
structural integrity of the vessel and the
safety of the crew.
The final rule also requires that any
vessel with a seawater piping system
that accumulates macrofouling must be
fitted with a Marine Growth Prevention
System (MGPS). 40 CFR 139.28(c). The
most common MGPSs for seawater
include sacrificial anodic copper
systems and chlorine-based dosing
systems. These systems are already
widely used and available. EPA
recognizes that there may be a variety of
systems capable of addressing
biofouling in seawater piping systems,
and an effective, preventative biofouling
management strategy may include a
combination of different systems (e.g.,
chemical injection; electrolysis,
ultrasound, ultraviolet radiation, or
electrochlorination; application of an
anti-fouling coating; and use of cupronickel piping). Additionally, based on
comments received on the proposed
rule, the final rule includes glassreinforced filament-wound epoxy-based
composite piping as an acceptable
component of a MGPS. 40 CFR
139.28(c)(2)(v). EPA considers the
operation and maintenance of an MGPS
to represent BAT for the control of
biofouling organisms associated with
seawater piping systems due to the
many options available and the wide
extent of their current use.
An MGPS can vary widely in
operational characteristics and
placement suitability. The final rule
requires that MGPS selection must
consider the level, frequency, and type
of expected biofouling and the design,
location, and area in which the system
will be used. 40 CFR 139.28(c)(1). For
example, it has been suggested that an
MGPS installed in the sea chest
provides protection to both the sea chest
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and internal pipework, while one
installed in the strainer may only
protect the internal pipework.
Furthermore, anti-fouling coating
selection and application should be
appropriate to the material of the piping
and level of waterflow to which the
coated area is subjected. Based on the
potential differences in profile of the
coated areas, the anti-fouling coating
applied to a seawater piping system may
be different from the anti-fouling
coating applied to the vessel hull. EPA
recommends that the MGPS be selected,
installed, and maintained according to
the manufacturer specifications.
Upon identification of macrofouling
in the seawater piping system despite
preventative measures, reactive
measures such as use of physical
cleaning devices must be used to
remove biofouling; however, discharges
from reactive measures used to remove
macrofouling are prohibited in port. 40
CFR 139.28(c)(3). A vessel may use a
separate service provider to clean and
capture wastes from the cleaning
process provided any discharges from
those activities are managed pursuant to
other applicable legal authorities (e.g.,
CWA section 402), consistent with 40
CFR 139.22. The frequency of
inspection and identification of
macrofouling in a seawater piping
system (and use of reactive measures
when macrofouling is present) will be
vessel-specific, so the final rule does not
identify a specific time interval for such
measures. Time intervals should be
determined based on a vessel’s
operational profile.
Seawater piping system discharges
include non-contact engine cooling
water, hydraulic system cooling water,
refrigeration cooling water, and
freshwater lay-up wastewater. Such
systems use ambient seawater to absorb
the heat from heat exchangers,
propulsion systems, and mechanical
auxiliary systems. The water is typically
circulated through an enclosed system
that does not come in direct contact
with machinery, but still may contain
sediment from water intake, traces of
hydraulic or lubricating oils, and trace
metals leached or eroded from the pipes
within the system. Additionally,
because it is used for cooling, the
effluent will have an increased
temperature. Cooling water can reach
high temperatures with the thermal
difference between seawater intake and
discharge typically ranging from 5 °C to
25 °C, with maximum temperatures
reaching 140 °C. The use of shore power
may reduce the discharges of seawater
from cooling systems. Because shore
power may not be available in all
locations, may not be sufficient for the
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electricity needs of the vessel, and/or
may not be compatible with the vessel’s
systems, the final rule does not require
the use of shore power to reduce
thermal discharges from seawater piping
systems although EPA does recommend
the use of shore power when available
and feasible for vessel use.
Based on comments received on the
proposed rule, the final rule includes a
new 40 CFR 139.28(b) requiring that
seawater piping systems must be
inspected, maintained, and cleaned as
necessary to minimize the accumulation
and discharge of biofouling organisms.
EPA added this requirement as a BMP
that is reasonably necessary to carry out
the purpose of reducing and eliminating
the discharge of pollutants. Inspection
and maintenance, with occasional
cleaning as necessary, is technologically
available and economically achievable.
As discussed in section VII. of this
preamble, Definitions, the final rule
dispenses with the use of the Navy
Fouling Rating scale employed in the
proposed rule in favor of the term
‘‘macrofouling’’ to identify fouling that
had been designated as FR–20 in the
proposed rule.
Finally, as discussed in section VIII.C.
of this preamble, Discharges Incidental
to the Normal Operation of a Vessel—
Federally-Protected Waters
Requirements, the final rule requires
controls for discharges seawater piping
systems from vessels operating in
federally-protected waters. 40 CFR
139.40(l).
20. Sonar Domes
Sonar dome discharge consists of
leachate from anti-fouling materials into
the surrounding seawater and the
discharge of seawater or freshwater
retained within the sonar dome. Sonar
domes house detection, navigation, and
ranging equipment and are filled with
water to maintain their shape and
pressure. They are typically found on
research vessels but may be present on
other vessel classes. Sonar dome
discharge occasionally occurs when the
water in the dome is drained for
maintenance or repair, and discharge
rates are estimated to range from 300 to
74,000 gallons from inside the sonar
dome for each repair event. This
discharge from inside the dome may
include toxic pollutants including zinc,
copper, nickel, and epoxy paints.
Additionally, discharge occurs when
materials leach from the exterior of the
dome. Components that may leach into
surrounding waters include anti-fouling
agents, plastic, iron, and rubber.
EPA was unable to identify new
technology or best management practice
options for discharges from sonar
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domes, therefore the Agency relied on
the BPT/BCT/BAT analysis underlying
the VGP requirements and is requiring
substantively the same requirements
included in the VGP. 40 CFR 139.29.
EPA did not receive any comments
suggesting revisions to the proposed
requirements.
The final rule prohibits the discharge
of water from inside the sonar dome
during maintenance or repair. 40 CFR
139.29(b). The final rule also prohibits
the discharge of bioaccumulative
biocides from the exterior of the sonar
dome when non-bioaccumulative
alternatives are available. 40 CFR
139.29(c).
C. Discharges Incidental to the Normal
Operation of a Vessel—FederallyProtected Waters Requirements
CWA section 312(p)(4)(B)(iii)
specifies that, with limited exceptions,
EPA must establish Federal standards of
performance that are no less stringent
than the VGP requirements relating to
effluent limits and related requirements,
including with respect to waters subject
to Federal protection, in whole or in
part, for conservation purposes.
Therefore, the final rule prohibits or
limits discharges in federally-protected
waters consistent with the VGP
requirements established for ‘‘waters
federally-protected for conservation
purposes.’’ 40 CFR 139.40.
The final rule includes several
updates to these VGP requirements. EPA
determined that these new requirements
are technologically available because
the scope of waters to which the
requirements would apply are limited,
such that vessels are able to operate
while restricting their discharges in
these protected waters. For example, a
vessel traveling through the Florida
Keys National Marine Sanctuary can
ordinarily wait to discharge
accumulated water and sediment from
any chain locker or chemically-dosed
seawater piping until no longer in those
federally-protected waters. EPA
determined that the requirement is
economically achievable because EPA
does not have any information
indicating that vessels undertaking an
activity such as holding the discharge
until it is no longer in federallyprotected waters would incur costs.
1. Identification of Federally-Protected
Waters
The designated federally-protected
waters for this rulemaking include
National Marine Sanctuaries, Marine
National Monuments, National Parks,
National Wildlife Refuges, National
Wilderness Areas, or parts of the
National Wild and Scenic Rivers
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System, consistent with the categories of
waters listed in appendix G of the VGP.
These VGP categories were based on
EPA’s review of several Federal
authorities that protect waters that are
known to be of high value or sensitive
to environmental impacts, such as those
administered by the Bureau of Land
Management (BLM), the National Park
Service (NPS), the U.S. Fish and
Wildlife Service (FWS), the Forest
Service (USFS), and the National
Oceanic and Atmospheric
Administration (NOAA). Consistent
with CWA section 312(p)(9)(E), the
requirements of this part (40 CFR part
139) are in addition to any requirements
established by the Secretary of
Commerce or the Secretary of the
Interior to administer any land or waters
under their administrative control (e.g.,
National Marine Sanctuaries Act
requirements applicable to these areas
established pursuant to 16 U.S.C. 1431
et seq.; 15 CFR part 922; 50 CFR part
404).
Federally-protected waters are likely
to be of high quality and consist of
unique ecosystems that may include
distinctive species of aquatic animals
and plants. Furthermore, as protected
areas, these waters are more likely to
have a greater abundance of sensitive
species of plants and animals that may
have difficulty surviving in areas with
greater anthropogenic impact. Such
waters are important to the public at
large, as evidenced by the waters’
special status or designation by the
Federal Government as National Marine
Sanctuaries, Marine National
Monuments, National Parks, National
Wildlife Refuges, National Wilderness
Areas, or parts of the National Wild and
Scenic Rivers System. The areas
considered to be federally-protected
waters are as follows:
• National Marine Sanctuaries—as
designated under the National Marine
Sanctuaries Act (16 U.S.C. 1431 et seq.)
and implementing regulations found at
15 CFR part 922 and 50 CFR part 404.
EPA retrieved this information from
https://sanctuaries.noaa.gov/visit/
#locations on 5/1/2024.
• Marine National Monuments—as
designated by presidential proclamation
under the Antiquities Act of 1906 (54
U.S.C. 320301 et seq.). EPA retrieved
this information from https://
www.fisheries.noaa.gov/pacific-islands/
habitat-conservation/marine-nationalmonuments-pacific and https://
www.fisheries.noaa.gov/new-englandmid-atlantic/habitat-conservation/
northeast-canyons-and-seamountsmarine-national on 5/13/24.
• National Parks (including National
Preserves and National Monuments)—as
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designated under the National Park
Service Organic Act, as amended (54
U.S.C. 100101 et seq.) within the
National Park System by the NPS within
the U.S. Department of the Interior. EPA
retrieved this information from https://
www.nps.gov/aboutus/national-parksystem.htm on 5/6/2024.
• National Wildlife Refuges
(including Wetland Management
Districts, Waterfowl Production Areas,
National Game Preserves, Wildlife
Management Area, and National Fish
and Wildlife Refuges)—as designated
under the National Wildlife Refuge
System Administration Act of 1966 as
amended by the National Wildlife
Refuge System Improvement Act of
1997 (16 U.S.C. 668dd et seq.). EPA
retrieved this information directly from
USFWS, 5/10/2024; See also https://
www.fws.gov/our-facilities.
• National Wilderness Areas—as
designated under the Wilderness Act of
1964 (16 U.S.C. 1131 et seq.). Section
4(c) of the Wilderness Act strictly
prohibits motorized vehicles, vessels,
aircrafts or equipment for the purposes
of transport of any kind within the
boundaries of all wilderness areas (16
U.S.C. 1133(c)). Exceptions to this Act
include motorized vehicle use for the
purposes of gathering information on
minerals or other resources; for the
purposes of controlling fire, insects, or
disease; and in wilderness areas where
aircraft or motorized boat use have
already been established prior to 1964.
EPA retrieved this information from
https://wilderness.net/practitioners/
wilderness-areas/
search.php#resultsSection on 4/22/
2024. National Wild and Scenic
Rivers—as designated under the Wild
and Scenic Rivers Act of 1968 (16 U.S.C.
1271 et seq.). EPA retrieved this
information from https://
www.rivers.gov/river-miles on 4/22/
2024.
EPA does not consider Outstanding
National Resource Waters (ONRWs) as
federally-protected waters for purposes
of this rule, as these are State or Tribal
water quality-based designations under
the antidegradation policy of the CWA.
By contrast, CWA section
312(p)(4)(B)(iii) requires EPA to
promulgate regulations that are no less
stringent than the VGP with respect to
‘‘waters subject to Federal protection’’
(emphasis added). In excluding ONRWs
from the list of waters subject to Federal
protection in the final rule even though
such waters were considered federallyprotected under the VGP, EPA finds that
it made a material technical mistake or
misinterpretation of law when it
required protection of ONRWs as
‘‘Waters Federally Protected Wholly or
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82121
in Part for Conservation Purposes’’
under the VGP.
EPA solicited comments on the use of
the VGP’s appendix G, and the proposed
rule’s equivalent appendix A, as the list
of federally-protected waters. EPA
updated the list of appendix A in the
final rule based on information available
from Federal agencies at the time of this
public notice, as specified above. In
response to commenter concerns
regarding the usability of the list in
appendix A, particularly for operators
unfamiliar with U.S. federally-protected
waters, EPA added an asterisk (‘‘*’’)
modifier to denote those federallyprotected waters that may be most
relevant to vessels regulated under this
rule. However, EPA reiterates that 40
CFR 139.40 remains applicable to all
federally-protected waters listed in
appendix A. Specific areas in appendix
A were marked with an asterisk if they
were within 0.1 mile of the coast or
Great Lakes, or within 0.5 miles of
National Waterway Network lines (DOT,
2024). Methodology for this analysis is
available in the docket. While this
approach may not perfectly correspond
with areas where vessels do not/do
transit, it can assist the regulated
community, particularly international
operators who may be less familiar with
U.S. waterways, to identify federallyprotected waters that they may be most
likely to transit, while maintaining the
level of stringency from the VGP.
The final appendix A was also
modified to address both public and
interagency comments to remove several
National Marine Sanctuaries that are
protected solely for cultural or historical
purposes, rather than marine resource
conservation purposes, and for which
there is no evidence that discharges
from vessels subject to this rule would
threaten these resources (i.e., Thunder
Bay, Mallows Bay, Potomac River,
Monitor, Wisconsin Shipwreck, and
Lake Ontario NMS). Excluding waters
that are protected solely for cultural or
historical purposes and not for marine
resource conservation purposes is
consistent with the requirement that
EPA’s regulations continue VGP
requirements to protect waters subject to
Federal protection ‘‘for conservation
purposes.’’ 33 U.S.C.
1322(p)(4)(B)(iii)(I). Such exclusion is
also consistent with the National Marine
Sanctuaries Act, as some federallyprotected waters regulations are
narrowly tailored to protect shipwrecks
and other resources. For these areas,
NOAA specifically chose not to regulate
vessel discharges because it found no
evidence that discharges would threaten
the cultural or historical resources.
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EPA also received comments related
to the applicability of the VIDA to
federally-protected waters outside of 12
NM. The VIDA (and by extension this
rule) is only applicable within waters of
the United States or waters of the
contiguous zone (12 NM under Article
24 of the Convention of the Territorial
Sea and the Contiguous Zone).
Therefore, EPA removed the following
three sanctuaries from appendix A that
are located fully outside of these waters:
Flower Garden Banks, Grey’s Reef, and
Monitor National Marine Sanctuaries.
For federally-protected waters that
contain portions that are subject to the
VIDA but also extend outside of waters
subject to the VIDA (e.g., Stellwagen
Bank National Marine Sanctuary;
Florida Keys National Marine
Sanctuary; Papahānaumokuākea Marine
National Monument), the standards
promulgated here only apply to the
portion of federally-protected waters
within 12 NM.
2. Discharge-Specific Requirements in
Federally-Protected Waters
The final rule includes specific
requirements for discharges into
federally-protected waters, as listed in
appendix A and consistent with CWA
section 312(p)(4)(B)(iii). These
requirements are in addition to any
applicable general or specific discharge
requirements in subparts B and C. EPA
specifically solicited comments on the
additional discharge requirements
proposed for vessels operating in
federally-protected waters. Commenters
generally expressed support for the
federally-protected waters requirements
except for certain discharges from
vessels that operate exclusively in
federally-protected waters. To address
these concerns, the final rule identifies
exclusions for vessels operating
exclusively within federally-protected
waters for discharges from ballast tanks,
decks, fire protection equipment, and
hulls and associated niche areas in 40
CFR 139.40(b), (f), (g) and (i),
respectively. The additional
requirements for vessels operating in
federally-protected waters are described
in the following paragraphs and are
generally consistent with the relevant
section(s) of the VGP and based on a
similar BAT finding that these
requirements are technologically
available and economically achievable
and do not have any unacceptable nonwater quality environmental impacts,
including energy requirements.
Ballast Tanks (40 CFR 139.40(b)): The
discharge or uptake of ballast water
must be avoided in federally-protected
waters, with certain exceptions. This
requirement does not apply to a vessel
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operating within the boundaries of any
National Marine Sanctuary that
preserves shipwrecks or maritime
heritage in the Great Lakes unless the
designation documents for the sanctuary
do not allow taking up or discharging
ballast water in such sanctuary,
pursuant to section 610 of the Howard
Coble Coast Guard and Maritime
Transportation Act of 2014 as amended
by the Coast Guard Reauthorization Act
of 2015. Based on comments received
which provided new information on
feasibility of the proposed rule, the final
rule exempts any vessel that operates
solely in a federally-protected water
within a single COTP Zone from the
discharge prohibition in federallyprotected waters. Because they don’t
leave federally-protected waters, such
vessels have no feasible way of
discharging outside these areas, and
ballast water discharge is a necessary
part of normal vessel operations. This
exemption is consistent with a
comparable single COTP Zone ballast
water exclusion applicable in other,
non-federally-protected waters.
Additionally, as described in the
proposed rule (85 FR 67818, October 26,
2020, section VIII.B.1.i), this
requirement does not apply beyond the
boundaries of a federally-protected
water. While the VGP required
avoidance of uptake or discharge into
waters that ‘‘may directly affect’’
federally-protected waters, EPA did not
include this expanded affected area as
applied in the VGP because information
needed to make a determination
regarding a potential direct affect is
highly dependent on the specific instant
at which a ballast water uptake or
discharge event is to occur, is not
readily available, and is not easily
characterized. This determination was
based on new information on feasibility
from commenters. As practical guidance
for vessel operators that can delay a
ballast water discharge (e.g., an
exchange) until the vessel is further
away from federally-protected waters,
EPA recommends that the discharge or
uptake of ballast water be conducted as
far from federally-protected waters as
possible.
Bilges (40 CFR 139.40(c)): The
discharge of bilgewater into federallyprotected waters is prohibited from any
vessel of 400 GT and above.
Boilers (40 CFR 139.40(d)): Any
discharge from a boiler into federallyprotected waters is prohibited. This
requirement acknowledges, however,
that small volumes of routine blowdown
may be discharged, including from
boilers that are designed and operated to
blowdown automatically, if preventing
such discharge would compromise the
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safety of life at sea pursuant to 40 CFR
139.1(b)(3).
Chain Lockers (40 CFR 139.40(e)): The
discharge of accumulated biological
organisms, water, and sediment from
any chain locker into federallyprotected waters is prohibited. Cleanout
of chain lockers can be scheduled when
a vessel is outside of protected waters.
This prohibition does not mean that
vessels should avoid rinsing their
anchor chain in federally-protected
waters after they have been anchored
there, as generally required by 139.14(b)
(‘‘Anchors and anchor chains must be
rinsed of biofouling organisms and
sediment when the anchor is
retrieved’’).
Decks (40 CFR 139.40(f)): The
discharge of deck washdown into
federally-protected waters is prohibited;
however, the final rule exempts any
vessel operating exclusively within
federally-protected waters. As
commenters noted, deck washdown is
part of necessary maintenance for these
vessels. Additionally, while the VGP
extended this requirement to only large
ferries (see VGP Part 5.3), the final rule
applies it to all vessels (except those
exempted) because deck washdowns for
all vessels (except those exempted) can
be scheduled when a vessel is outside
of protected waters.
Fire Protection Equipment (40 CFR
139.40(g)): Several commenters
expressed concerns regarding
compliance with USCG fire drill
requirements and anchor chain
washdown requirements in 40 CFR
139.14 of the proposed rule, which both
result in the discharge of water from fire
protection equipment. The VGP allowed
anchor chain wash down from the
firemain in federally-protected waters to
comply with wash down requirements,
but did not include any specifics for
meeting USCG fire drill requirements.
EPA has determined that the ability to
discharge water to comply with USCG
fire drill requirements is necessary to
maintain safety and prevent loss of life
at sea. Based on the requirements of the
VGP and new information provided
through comments on the proposed
rule, the discharge from fire protection
equipment into federally-protected
waters is prohibited except to comply
with USCG fire drill requirements or
anchor and anchor chain requirements
in 40 CFR 139.14. When USCG fire
drills are required, only vessels owned
or under contract with the United
States, a State, or a local government to
do business exclusively in any
federally-protected waters may
discharge firefighting foam into
federally-protected waters. 40 CFR
139.19 already prohibits the use of
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fluorinated firefighting foam in waters
subject to this rule, with few exceptions.
Graywater Systems (40 CFR
139.40(h)): The discharge of graywater
into federally-protected waters is
prohibited from any vessel with
remaining available graywater storage
capacity.
Hulls and Associated Niche Areas (40
CFR 139.40(i)): The discharge from inwater cleaning of vessel hulls and niche
areas into federally-protected waters is
prohibited; however, the final rule
exempts any vessel operating
exclusively within federally-protected
waters to address commenters’ concerns
regarding necessary maintenance. Other
than for vessels that operate exclusively
within federally-protected waters, inwater cleaning of vessel hulls and niche
areas can be scheduled when the vessel
is outside of protected waters.
Motor Gasoline and Compensating
Discharge (40 CFR 139.40(j)): The
discharge of motor gasoline and
compensating discharges into federallyprotected waters is prohibited.
Pools and Spas (40 CFR 139.40(k)):
The discharge of pool or spa water into
federally-protected waters is prohibited.
This prohibition includes all discharges
of pool or spa water regardless of
chemical concentrations, including
seawater pools. While the VGP
requirement was only for medium and
large cruise ships, the final rule extends
it to all vessels with pools or spas
because for all vessels with pools and
spas these discharges can be scheduled
when the vessel is outside of protected
waters.
Seawater Piping Systems (40 CFR
139.40(l)): The discharge of chemical
dosing, as required in 40 CFR 139.28,
into federally-protected waters is
prohibited. Chemical dosing and the
resultant discharge can be scheduled
when the vessel is outside of protected
waters.
D. Discharges Incidental to the Normal
Operation of a Vessel—Previous VGP
Discharges No Longer Requiring Control
The final rule excludes fish hold
effluent and small boat engine wet
exhaust as independent discharges
incidental to the normal operation of a
vessel. A fish hold is the area where fish
are kept once caught and kept fresh
during the remainder of the vessel’s
voyage before being offloaded to shore
or another tender vessel. The fish hold
is typically a refrigerated seawater
holding tank, where the fish are kept
cool by mechanical refrigeration or ice.
With the exception of ballast water,
CWA section 312(p)(2)(B)(i)(III)
excludes from these final regulations
discharges incidental to the normal
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operation of a fishing vessel; therefore,
although this discharge was included in
the VGP, it is not a discharge incidental
to the normal operation of a vessel
subject to these regulations.
Small boat engines use ambient water
that is injected into the exhaust for
cooling and noise reduction purposes.
Similar to fishing vessels, with the
exception of ballast water, CWA section
312(p)(2)(B)(i)(III) excludes from these
final regulations discharges incidental
to the normal operation of a vessel less
than 79 feet; therefore, although this
discharge was included in the VGP, it is
not a discharge incidental to the normal
operation of a vessel subject to these
regulations.
IX. Procedures for States To Request
Changes to Standards, Regulations, or
Policy Promulgated by the
Administrator
A. Petition by a Governor for the
Administrator To Establish an
Emergency Order or Review a Standard,
Regulation, or Policy
Under CWA section 312(p)(7)(A), a
Governor of a State may submit a
petition to the Administrator to either
(1) issue an emergency order; or (2)
review any standard of performance,
regulation, or policy promulgated under
that section if there exists new
information that could reasonably result
in a change. The final rule requires that
such a petition be signed by the
Governor (or a designee) and include
the purpose of the petition (request for
emergency order or review of any
standard of performance, regulation, or
policy); any applicable scientific or
technical information that forms the
basis of the petition; and the direct and
indirect benefits if the requested
petition were to be granted by the
Administrator.
In issuing an emergency order under
CWA section 312(p)(4)(E), the statute
directs EPA to consider the risk of
introduction or establishment of an ANS
or the adverse effects of a discharge that
contributes to a violation of a water
quality requirement. As such, EPA is
not requiring that a petition for an
emergency order include submission of
direct and indirect cost information due
to the statute’s directive to consider risk
reduction and the protection of
environmental quality. Before issuing an
emergency order, CWA section
312(p)(4)(E)(ii) requires the
Administrator to request written
concurrence from the Secretary. Should
the Secretary fail to concur within 60
days of the request, the Administrator
may issue the order but must include in
the administrative record
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documentation of the request and a
response to any written objections
received from the Secretary.
To review any standard, regulation, or
policy, on the other hand, EPA is
requiring that a petition include the
costs to the affected classes, types, and/
or sizes of vessels if the petition were
granted. 40 CFR 139.50(b)(4). This is
because, in setting a standard under the
VIDA, EPA must comply with all other
applicable provisions of CWA section
312(p), which includes setting standards
based on BPT, BCT, and BAT. This
includes a consideration of economic
achievability.
After considering the information
provided in the petition and other
factors, as appropriate and based on
EPA’s discretion, the Administrator
shall grant or deny the petition. If
granted, the Administrator will either
issue the relevant emergency order for a
petition to issue an emergency order (40
CFR 139.50(d)(1)), or submit a Notice of
Proposed Rulemaking to the Federal
Register for comment for a petition to
review any standard of performance,
regulation, or policy (40 CFR
139.50(d)(2)).
EPA solicited comments on the
proposed process for Governors to
petition for the issuance of an
emergency order or to review any
standard of performance, regulation, or
policy, including whether a more
detailed process should be developed.
Based on comments received on the
proposed rule, the final rule utilizes the
180-day and one-year statutory
timeframes associated with responding
to a petition for issuance of an
emergency order or to review any
standard, regulation, or policy,
respectively. 40 CFR 139.50(c). The final
rule also includes an additional
information requirement for petitions to
review any standard of performance,
regulation, or policy. Namely, a petition
must identify the anticipated costs if the
requested petition were to be granted by
EPA. 40 CFR 139.50(b)(4). As explained
earlier in this section, this is in keeping
with the fact that the VIDA directs EPA
to apply the CWA technology-based
standards for BPT, BCT, and BAT when
developing Federal standards of
performance. These CWA standards
require the Agency to account for the
projected cost of achieving pollution
reductions. Finally, EPA fixed a minor
typographical error that was present in
the proposed rule; the final rule
correctly references CWA section
312(p)(4)(E), not 312(p)(4)(e), in 40 CFR
139.50(a)(1).
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B. Petition by a Governor for the
Administrator To Establish Enhanced
Great Lakes System Requirements
CWA section 312(p)(10)(B) identifies
a process for establishing enhanced
Federal standards or requirements to
apply within the Great Lakes System in
lieu of any comparable standards or
requirements promulgated under CWA
section 312(p)(4)–(5). CWA section
312(p)(10)(B)(i)–(ii) provides that any
Governor of a Great Lakes State (or the
Governor’s designee) may initiate the
process by submitting a petition for an
enhanced standard of performance or
other requirement to the Governor of
each of the other Great Lakes states, the
Executive Director of the Great Lakes
Commission, and the Director of EPA’s
Great Lakes National Program Office
proposing that other Governors of the
Great Lakes states endorse the petition.
The final rule incorporates the
requirements at CWA section
312(p)(10)(B)(iii)(I)(bb) that a petition
shall include an explanation regarding
why the applicable standard of
performance or other requirement is (1)
at least as stringent as a comparable
standard of performance or other
requirement in the final rule; and (2) in
accordance with maritime safety and
applicable maritime and navigation
laws and regulations. 40 CFR 139.51(b).
After following the applicable statutory
procedures, CWA section
312(p)(10)(B)(iii)(I)(aa) provides that the
Great Lakes Governors may jointly
submit to the Administrator and the
Secretary an endorsement of a proposed
standard of performance or other
requirement to apply within the Great
Lakes System. CWA section
(p)(10)(B)(ii)(III)(bb) requires that any
proposed standard or other requirement
must be endorsed by all Great Lakes
Governors if the proposal would impose
any additional equipment requirement
on a vessel, or at least five Great Lakes
Governors if the proposal would not
impose any additional equipment
requirement on a vessel.
Upon receipt of the proposed
standard of performance or requirement
from a Great Lakes Governor, CWA
section 312(p)(10)(B)(iii)(II) provides
that the Administrator and the Secretary
must sign for publication in the Federal
Register a joint notice that provides an
opportunity for public comment on the
proposed standard of performance or
requirement. Pursuant to CWA section
312(p)(10)(B)(iii)(III)(aa), as soon as
practicable after publication of the joint
notice, the Administrator shall
commence a review of the proposed
standard of performance or requirement
to determine if it is at least as stringent
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as the comparable CWA section 312(p)
standards and requirements, while the
Secretary concurrently reviews to
determine whether the proposed
standard of performance or requirement
is in accordance with maritime safety
and applicable maritime and navigation
laws and regulations. During review,
pursuant to CWA section
312(p)(10)(B)(iii)(III)(bb), the
Administrator and the Secretary shall
consult with the Governor of each Great
Lakes State and representatives from the
Federal and provincial governments of
Canada; shall take into consideration
any relevant data or public comments
received; and shall not take into
consideration any preliminary
assessment by the Great Lakes
Commission or dissenting opinion
submitted by a Governor of a Great Lake
State except to the extent that such an
assessment or opinion is relevant to the
criteria for the applicable determination
under CWA section
312(p)(10)(B)(iii)(III)(aa). CWA section
312(p)(10)(B)(iii)(IV) provides that not
later than 180 days after receipt of the
proposed standard of performance or
requirement, the Administrator and the
Secretary shall (1) approve or
disapprove the proposal; and (2) submit
to the Governor of each Great Lakes
State, and issue in the Federal Register,
a notice of the determination. Under
CWA section 312(p)(10)(B)(iii)(V), if the
proposal is disapproved, the
Administrator and Secretary shall sign
and submit a notice of determination to
the Federal Register for publication that
describes the reasons why the standard
of performance or requirement is less
stringent or inconsistent with applicable
maritime safety or maritime
navigational laws and regulations, and
provide any recommendations for
modifications that the Great Lakes states
could make to conform the disapproved
portion of the proposal to the applicable
requirements. Under CWA section
312(p)(10)(B)(iii)(VI), if the
Administrator and Secretary approve a
proposed standard of performance or
other requirement, the Administrator
shall establish, by regulation, the
proposed standard or requirement
within the Great Lakes in lieu of any
comparable standard or other
requirements promulgated under CWA
section 312(p)(4), and the Secretary
shall establish, by regulation, any
requirements necessary to implement,
ensure compliance with, and enforce
any new standard or requirement
promulgated pursuant to this petition
process, or to apply the proposed
requirement, within the Great Lakes
System in lieu of any comparable
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requirement promulgated under
paragraph CWA section (312)(p)(5).
EPA solicited comments on the
process to request enhanced Great Lakes
system requirements, including the
extent to which EPA should provide
further details in the final rule
considering language already included
in the VIDA. Based on comments
received on the proposed rule and to
improve clarity, EPA both replaced and
added language in the regulations to
mirror the VIDA statutory language
more closely. This includes adding an
additional provision that speaks to the
timing and effect of a Governor’s
withdrawal of an endorsement for a
proposed standard (40 CFR 139.51(f)), as
well as a clarification that a complete
prohibition of one or more discharges
only applies to those waters of states
with Governors endorsing the
prohibition (40 CFR 139.51(k)). EPA
received one comment that led to a
reexamination of the provision dealing
with judicial review and determined
that, because the statute speaks for itself
on this matter, it does not require
repetition in the regulations and was
therefore removed. EPA also made
minor modifications to the standards to
improve consistency between related
paragraphs, add statutorily identified
timeframes for the petition process, and
fix minor typographical errors in CWA
references.
C. Application by a State for the
Administrator To Establish a State NoDischarge Zone
Under CWA section 312(p)(10)(D),
states have the opportunity to apply to
EPA to prohibit one or more discharges
incidental to the normal operation of a
vessel, whether treated or not, into
specified waters, if the State determines
that the protection and enhancement of
the quality of some or all its waters
require greater environmental
protection.
Pursuant to CWA section
312(p)(10)(D)(ii), a discharge prohibition
established by EPA through regulation
would not apply until the date the
Administrator makes a determination as
described in paragraph (iii) establishing
that (1) the prohibition would protect
and enhance the quality of the specified
waters; (2) adequate facilities for the
safe and sanitary removal of the
discharge incidental to the normal
operation of a vessel are reasonably
available for the waters to which the
prohibition would apply; and (3) the
discharge can safely be collected and
stored until a vessel reaches a discharge
facility or other location. If the nodischarge zone (NDZ) concerns ballast
water discharges regulated under CWA
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section 312(p), then the Administrator
must also determine that adequate
facilities are reasonably available for
vessels subject to the proposed NDZ
after considering, at a minimum, water
depth, dock size, pumpout capacity and
flow rate, availability of year-round
operations, proximity to navigational
routes, and the ratio of pumpout
facilities to vessels in operation in the
specified waters, and that the
prohibition for ballast water discharges
will not unreasonably interfere with the
safe loading and unloading of cargo,
passengers, or fuel.
CWA section 312(p)(9)(A)(v) provides
Alaska the authority to regulate the
discharge of graywater within State
waters from a passenger vessel carrying
50 or more passengers. Pursuant to
section 1410 of Title XIV, Certain
Alaskan Cruise Ship Operations, Alaska
may petition EPA under CWA section
312(f) to prohibit the discharge of
graywater and sewage from cruise ships
operating in some or all of the waters of
the Alexander Archipelago or the
navigable waters of the United States
within the State of Alaska or within the
Kachemak Bay National Estuarine
Research Reserve. For all other
incidental discharges and types of
vessels subject to this rule, Alaska, as
with the rest of the states, must adhere
to the application process identified in
the VIDA and these regulations.
The final rule is substantively similar
to the proposed rule; however, the final
rule incorporates some modifications to
improve and clarify the application
requirements and process and to
address comments received during the
public comment period. The application
requirements are intended to ensure that
the State applicant provides sufficient
information for EPA to make the
necessary determination identified in
CWA section 312(p)(10)(D)(iii)(I)
without undue delay. EPA’s experience
with CWA section 312(f) sewage NDZs
suggests that an informed determination
requires a detailed understanding of the
proposed waters and affected vessel
population to ensure that the discharge
prohibition is both environmentally
beneficial and achievable. For example,
EPA cannot make a determination as to
the adequacy and reasonable availability
of facilities if the application does not
characterize the location and
operational capabilities of each facility.
EPA does, however, recognize that
certain information requirements may
not be static or otherwise readily
available to the State. Information
provided by the State to fulfill these
information requirements in the
application may be projections or
estimates; however, projections and
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estimates must be justified and
explained in the application.
The final rule identifies the
information requirements for a state’s
application and the key procedural
steps associated with EPA approval and
USCG concurrence. Based on comments
received, EPA made adjustments to
some of the requirements. Among other
facility characteristics identified in the
proposed rule, the final rule requires the
state’s application to include
information on the connections at each
facility for offloading discharge(s) from
vessels to account for the design of
vessels and the potential issue that
incompatible connections may pose for
vessel access to facilities. 40 CFR
139.52(c)(5). To address transport
concerns raised during the comment
period, the final rule incorporates a new
application requirement for the State to
explain the wastewater handling
procedures of each facility. 40 CFR
139.52(c)(6). The purpose of this
requirement is to ensure that storage
and transport of offloaded wastewater is
conducted safely and in conformance
with applicable laws. This information
will also assist EPA in making a timely
determination regarding the adequacy of
facilities for pumpout and treatment of
the wastewater, as required by the
VIDA. The final rule also updates the
provision concerning the map of facility
locations to allow a State to provide the
coverage area for mobile facilities in lieu
of a specific point location. 40 CFR
139.52(c)(7). EPA notes that some
facility characteristics identified as
required in the final rule may not
always be relevant to mobile facilities.
However, any pertinent restrictions that
may affect vessel access to the facility
must be noted. At commenters’ request,
EPA also added clarifying information
in this preamble regarding applicability
of the NDZ program to graywater in
Alaska and the use of projections in the
State application. To the extent that
commenters otherwise asked EPA to
require additional information in State
NDZ applications, such requirements
are unnecessary for EPA to evaluate the
applications for an NDZ under the
VIDA.
In light of comments received, EPA
concluded that the requirement for the
application to include a table
identifying the location and geographic
area of each proposed NDZ was unclear.
Therefore, the final rule instead
includes a provision requiring a
narrative explanation of the location of
the proposed waters and a map
delineating the boundaries of the
requested prohibition using geographic
coordinates. 40 CFR 139.52(c)(1). EPA
has further concluded that the 40 CFR
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82125
139.52(h) provision from the proposed
rule was not necessary to include in the
final rule because it repeated the
contents of 40 CFR 139.52(b). In 40 CFR
139.52(d)(2), EPA added that ‘‘the
availability of operational changes as a
means to reduce the discharge’’ is
another factor considered in making an
adequacy determination, because
operational changes may be available as
an alternative to pumpout facilities for
certain discharges. Lastly, EPA made
minor changes to the standards to
consistently refer to the state’s submittal
as an ‘‘application,’’ to emphasize that
only existing facilities can be
considered as part of EPA’s adequacy
determination, and to simplify the
provisions related to the application
process for clarity.
Regarding the application process,
EPA notes that within 90 days of receipt
of an application from a State
containing the required information,
EPA will send a determination letter to
the applicant with a tentative approval
or disapproval. Following a tentative
approval, EPA will proceed through the
rulemaking process, including issuance
of a Notice of Proposed Rulemaking and
a request for concurrence from the
USCG. If appropriate after review of
public comments, EPA will publish a
final rule establishing a prohibition. An
NDZ will be enforced according to CWA
section 312(k) and will have an effective
date 30 days after publication of the
final rule unless the State and EPA agree
to a later date. If EPA concludes that it
is appropriate to disapprove the
application, either initially or after
review of public comments on the
Notice of Proposed Rulemaking, EPA
will notify the public of the disapproval
by publishing a notice in the Federal
Register that includes an explanation of
EPA’s decision-making.
X. Implementation, Compliance, and
Enforcement
CWA section 312(p)(5) directs the
USCG to develop implementing
regulations governing the design,
construction, testing, approval,
installation, and use of marine pollution
control devices as are necessary to
ensure compliance with the Federal
standards of performance presented in
this final rule. Additionally, the USCG
shall promulgate requirements to
ensure, monitor, and enforce
compliance of the final standards. As
such, this final rule does not include
implementation, compliance, or
enforcement provisions.
XI. Economic Analysis
An Economic Analysis (EA) was
developed to accompany this final rule.
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In the EA, EPA projects that the
incremental costs arising from the final
rule will be minor and that the vessel
community will experience a net
savings of $11.3 million annually, based
on $16.1 million of annualized
incremental costs and $27.4 million of
annualized incremental cost savings, at
a two percent discount rate. The cost
savings are principally the result of the
VIDA’s exclusion of small vessels and
fishing vessels from Federal incidental
discharge requirements (e.g., CWA
permits and national discharges
standards), except for ballast water.
When compared to the VGP
requirements, this exclusion will reduce
burden on more than 160,000 vessels.
The EA includes a qualitative
discussion of benefits.
EPA estimates that 69,000 U.S.flagged and 16,000 foreign-flagged
vessels will be subject to the discharge
standards in this final rule. The EA
evaluates the cost impacts to the 69,000
U.S.-flagged vessels, as well as the
approximately 600 foreign-flagged
vessels that are U.S.-owned.
To estimate cost impacts, the EA uses
compliance with the VGP and the sVGP,
as well as other regulations and industry
standards, as the analytic baseline
because it represents the status quo that
existed prior to the passage of the VIDA.
The analysis projected cost impacts
expected as a result of the final EPA
standards compared to the baseline
experienced by the regulated
community immediately prior to
passage of the VIDA legislation. The
VIDA repealed the sVGP effective
immediately upon signature, while
stipulating that VGP requirements are to
remain in place until the new VIDA
program is fully in force and effective.
This analysis accounts for both the
impacts of the final EPA standards as
well as the regulatory relief expected as
a result of the VIDA’s exclusion of small
vessels and fishing vessels from the
discharge requirements, except for
ballast water, and the corresponding
repeal of the sVGP.
The cost analysis groups the final
rule’s major impacts into three major
categories: (1) costs due to rule
provisions dictated by the VIDA; (2)
costs for rule provisions unchanged
from the VGP; and (3) other rule
provisions (including changes from the
VGP). The first category—costs due to
rule provisions dictated by the VIDA—
include those legislative changes
mandated directly in the VIDA that give
rise to incremental costs to vessel
owners/operators. These provisions
impose new ballast water requirements
nationally, as well as regionally in the
Pacific Region and the Great Lakes. The
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estimated incremental cost for vessels to
meet these ballast water-related
Congressionally-mandated provisions is
$5.5 million annually. There is also an
incremental cost associated with the
State petition processes provided for in
the VIDA, estimated at $6 thousand
annually based on expected burden
from information collection activities
over the next three years. The second
category—costs for rule provisions
unchanged from the VGP—specifically
addresses the final standard for oil-tosea interfaces, which clarifies that the
scope of this discharge category
includes discharge of lubricants from
equipment that extends overboard, and
vessels must therefore use EALs in
equipment that extends overboard as
well as equipment with oil-to-sea
interfaces below the waterline. The
economic analysis accompanying the
2013 VGP did not include a cost
estimate for EAL use on equipment that
extends overboard, so this EA rectifies
that omission. EPA estimated an average
annual incremental cost of $5.7 million
for this category. The final category
discusses other rule provisions
including changes from the VGP. First,
it discusses the final standards that
result in incremental costs compared to
existing VGP requirements. This
includes the standards promulgated for
graywater systems and seawater piping
systems for which incremental costs are
projected to increase by $2.7 million
annually. This category also discusses
the costs of the new requirement for
new Lakers to install, operate, and
maintain a BWMS that has been typeapproved by the USCG. The EA
calculated the total annualized cost to
be $2.2 million for the new Laker
equipment standard. Finally, this
category discusses final standards that
are not expected to result in incremental
costs compared to the VGP baseline
because they are largely consistent with
the VGP and/or reflect practices already
in place on vessels as a result of other
regulations and industry standards.
These include certain aspects of the
standards for desalination and
purification systems, exhaust gas
recirculation systems, fire protection
equipment, and hulls and associated
niche area management.
The EA also characterizes the
reduction in costs projected to result
from the VIDA’s exclusion of small
vessels and fishing vessels from the
discharge requirements, except for
ballast water, and the corresponding
repeal of the sVGP. EPA estimates that
this regulatory relief will result in
annual cost savings of about $27.4
million to the vessel community. EPA
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did not evaluate the cost impacts from
changes in monitoring, reporting,
inspection, or recordkeeping associated
with the USCG’s authorities and
responsibilities under the VIDA.
To evaluate the potential impact of
the final rule on small entities, EPA
used a cost-to revenue test to evaluate
potential severity of economic impact
on vessels owned by small entities. The
test calculates annualized pre-tax
compliance cost as a percentage of total
revenues and uses a threshold of 1 and
3 percent to identify entities that would
be significantly impacted by this final
rule. EPA projects the potential impacts
would not exceed these conventional
cost/revenue thresholds. In addition, the
Agency completed estimates of the
paperwork burden associated with the
final rule. These estimates project the
annualized paperwork burden on states
that voluntarily petition EPA for any
one of the following: establishment of
no-discharge zones, review of Federal
standards of performance, issuance of
emergency orders, and establishment of
enhanced Great Lakes System
requirements.
EPA also assessed the environmental
impacts from this final rule. The Agency
does not expect the final rule to change
environmental benefits significantly
compared to those realized by the VGP.
This is because the 2013 VGP already
includes requirements for incidental
discharges from the vessels subject to
this rule, so the environmental benefits
derived from having discharge
standards in place are a significant part
of the baseline. Additionally, the
existing VGP requirements are largely
adopted as the new discharge standards
in this rule, in part due to the VIDA’s
requirement that EPA’s standards be at
least as stringent as those requirements
in the 2013 VGP, barring certain
specified exemptions. EPA notes that
the VIDA exclusion of small vessels and
fishing vessels, except for ballast water,
and the corresponding repeal of the
sVGP could potentially lead to a
reduction in environmental benefits to
the extent that affected vessels no longer
adhere to practices previously required
under the sVGP. In particular, the EA
examines possible losses in benefits
from the elimination of the sVGP
discharge management requirements for
bilgewater, graywater, and anti-fouling
hull coatings.
The EA updates and replaces the
Regulatory Impact Analysis (RIA) that
was prepared alongside the proposed
rule. Based on comments received on
the proposed rule, the EA includes a
revised U.S. ferry vessel estimate based
on new sources identified by a
commenter and information available
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from EPA’s 2013 VGP electronic
reporting system. The final EA is
available in the docket.
XII. Statutory and Executive Order
Reviews
Additional information about these
statutes and Executive Orders can be
found at https://www.epa.gov/lawsregulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 14094: Modernizing Regulatory
Review
This action is a ‘‘significant regulatory
action’’ as defined in Executive Order
12866, as amended by Executive Order
14094. Accordingly, EPA submitted this
action to the Office of Management and
Budget (OMB) for Executive Order
12866 review. Documentation of any
changes made in response to Executive
Order 12866 review is available in the
docket. EPA prepared an analysis of the
potential costs and benefits associated
with this action. This Economic
Analysis is available in the docket.
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B. Paperwork Reduction Act (PRA)
The information collection activities
in this rule have been submitted for
approval to the Office of Management
and Budget (OMB) under the PRA. The
Information Collection Request (ICR)
document that EPA prepared has been
assigned EPA ICR number 2605.02. You
can find a copy of the ICR in the docket
for this rule, and it is briefly
summarized here. The information
collection requirements are not
enforceable until OMB approves them.
This action, once implemented
through corresponding USCG
requirements addressing
implementation, compliance, and
enforcement, would impose an
information collection burden to states
under the PRA. The action imposes a
new information collection burden on
states seeking to petition EPA to
establish different Federal standards of
performance including enhanced
standards in the Great Lakes, issue
emergency orders, or establish nodischarge zones. EPA does not
anticipate an information collection
burden on states until the USCG has
established final implementing
requirements (required by the VIDA as
soon as practicable but not later than
two years after the EPA discharge
standards proposed in this rulemaking
are finalized). After such time, the
information collection burden relates to
the voluntary preparation and
submission of petitions by states and is
therefore an intermittent activity.
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The ICR submitted for approval to the
OMB as part of this rulemaking reflects
an anticipated burden to states in the
third year of the three-year ICR cycle.
This includes one petition of each type:
Modification of Federal standards of
performance, issuance of emergency
orders, and establishment no-discharge
zones. EPA does not expect petitions for
enhanced Great Lakes System
requirements during this ICR cycle. The
type and level of detail of information
that a State would need to generate to
petition EPA under CWA section 312(p)
is most analogous to the information
prepared for an application to EPA
under the existing CWA section 312 ICR
(OMB control number 2040–0187),
which includes State activities related
to petitioning EPA for no-discharge
zones for sewage and discharges
incidental to the normal operation of
vessels of the Armed Forces. For
incidental discharges from vessels of the
Armed Forces, states may also petition
EPA for a review of standards. Because
of the parallels in discharge types and
State activities, EPA used the burden
estimates in the existing ICR to inform
the expected burden for this proposed
rule. Looking ahead, EPA expects that
this new ICR will be combined with the
existing CWA section 312 ICR (OMB
control number 2040–0187) expected to
be renewed no later than September 30,
2026. This would create a single ICR
that would include the information
collection burden for all three vessel
programs under CWA section 312
(sewage, vessels of the Armed Forces,
and commercial vessels).
The hour and cost estimates,
summarized below, include such
activities as reviewing the relevant
regulations and guidance documents,
gathering and analyzing the required
information, and preparing and
submitting the application.
Respondents/affected entities: State
governments (NAICS code 924110) are
the only respondents to the data
collection activities described in this
ICR.
Respondent’s obligation to respond:
Preparation and submission of a petition
is a voluntary action that may be
undertaken by the respondent. This is
not a reporting requirement, nor are
there any deadlines associated with
these petitions.
Estimated number of respondents:
Three respondents are anticipated
during this three-year ICR cycle.
Frequency of response: Three
petitions are anticipated during this
three-year ICR cycle, each in the third
year, including one petition each for
establishment of a no-discharge zone;
review of any standard of performance,
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82127
regulation, or policy; and issuance of an
emergency order.
Total estimated burden:
Approximately 83 hours per year.
Total estimated cost: $5,604 per year,
including $150 annualized operation &
maintenance costs.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in 40
CFR are listed in 40 CFR part 9. When
OMB approves this ICR, the Agency will
announce that approval in the Federal
Register and publish a technical
amendment to 40 CFR part 9 to display
the OMB control number for the
approved information collection
activities contained in this final rule.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. Although this action
will impose requirements on any small
entity that operates a vessel subject to
the standards, EPA used a cost-torevenue test to evaluate the potential
severity of economic impact on vessels
owned by small entities. EPA
determined that the projected cost
burden would not exceed 1 percent of
annual revenue. Details of the screening
analysis are presented in section 8.3
(‘‘Regulatory Flexibility Act’’) in the
Economic Analysis available in the
docket.
D. Unfunded Mandates Reform Act
(UMRA)
This action does not contain any
unfunded mandate as described in
UMRA, 2 U.S.C. 1531–1538, and does
not significantly or uniquely affect small
governments. The action imposes no
enforceable duty on any State, local, or
Tribal governments or the private sector.
E. Executive Order 13132: Federalism
EPA has concluded that this action
has federalism implications because it
preempts State law. The VIDA added a
new CWA section 312(p)(9)(A) that
specifies that, beginning on the effective
date of the requirements promulgated by
the Secretary established under CWA
section 312(p)(5), no State, political
subdivision of a State, or interstate
agency may adopt or enforce any law,
regulation, or other requirement with
respect to an incidental discharge
subject to regulation under the VIDA
except insofar as such law, regulation,
or other requirement is identical to or
less stringent than the Federal
regulations under the VIDA.
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EPA provides the following
federalism summary impact statement.
EPA consulted with State and local
officials early in the process of
developing the proposed action to
permit them to have meaningful and
timely input into its development. EPA
and the USCG conducted a Federalism
consultation briefing on July 9, 2019, in
Washington, DC to allow for such input.
EPA provided an overview of the VIDA,
described the interim requirements and
the framework of future regulations,
identified State provisions associated
with the VIDA, and received comments
and questions. The briefing was
attended by representatives from the
National Governors Association, the
National Conference of State
Legislatures, the U.S. Conference of
Mayors, the County Executives of
America, the National Association of
Counties, the National League of Cities,
Environmental Council of the States, the
Association of Clean Water
Administrators, the National Water
Resources Association, the Association
of Fish and Wildlife Agencies, the
National Association of State Boating
Law Administrators, the Western
Governors Association, and the Western
States Water Council. Pre-proposal
comments were accepted from July 9,
2019 to September 9, 2019 and are
described in conjunction with the
Governors’ Consultation comments.
After the public comment period
concluded, EPA met with state
representatives to discuss topics of
interest between June and October 2021
to inform the development of the
supplemental notice and final rule.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action has Tribal implications.
However, it will neither impose
substantial direct compliance costs on
federally recognized Tribal
governments, nor preempt Tribal law.
Tribes may be interested in this action
because commercial vessels may operate
in or near Tribal waters. Additionally,
EPA may be authorized to treat eligible
federally recognized Tribes as a State
(TAS) under section 309 of the CWA.
EPA consulted with Tribal officials
under the EPA Policy on Consultation
and Coordination with Indian Tribes
early in the process of developing this
regulation to permit them to have
meaningful and timely input into its
development. A summary of that
consultation and coordination follows.
EPA initiated a Tribal consultation
and coordination process for EPA’s 2020
Notice of Proposed Rulemaking (85 FR
67818, October 26, 2020) by sending a
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‘‘Notice of Consultation and
Coordination’’ letter on June 18, 2019, to
all 573 Tribes that were federally
recognized at the time.8 The letter
invited Tribal leaders and designated
consultation representatives to
participate in the Tribal consultation
and coordination process that lasted
from July 11 to September 11, 2019.
EPA held an informational webinar for
Tribal representatives on July 11, 2019,
to obtain meaningful and timely input
during the development of the proposed
rule. During the webinar, EPA provided
an overview of the VIDA, described the
interim requirements and the framework
of future regulations, and identified
Tribal provisions associated with the
VIDA. A total of nine Tribal
representatives participated in the
webinar. EPA also provided an
informational presentation on the VIDA
during the Region 10 Regional Tribal
Operations Committee (RTOC) call on
July 18, 2019, as requested by the RTOC.
During the consultation period, Tribes
and Tribal organizations sent two preproposal comment letters to EPA as part
of the consultation process. In addition,
EPA held one consultation meeting with
the leadership of a Tribe, at the Tribe’s
request, to obtain pre-proposal input
and answer questions regarding the
forthcoming rule.
EPA incorporated the feedback it
received from Tribal representatives in
the proposed rule. Records of the Tribal
informational webinar and a
consultation summary of the written
and verbal comments submitted by
Tribes are included in the public docket
for this rule. Several Tribes requested
additional consultation in comments
submitted during the public comment
period of the proposed rule. EPA offered
additional consultation opportunities
and met with Tribal representatives of
the Gun Lake Tribe and Chippewa
Ottawa Resource Authority in
September and October 2021,
respectively, to inform development of
the supplemental notice and final rule.
As required by section 7(a), the EPA’s
Tribal Consultation Official has certified
that the requirements of the executive
order have been met in a meaningful
and timely manner. A copy of the
certification is included in the docket.
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
EPA interprets Executive Order 13045
as applying only to those regulatory
actions that concern environmental
health or safety risks that EPA has
reason to believe may
disproportionately affect children, per
the definition of ‘‘covered regulatory
action’’ in section 2–202 of the
Executive Order.
Therefore, this action is not subject to
Executive Order 13045 because it does
not concern an environmental health
risk or safety risk. Since this action does
not concern human health, EPA’s Policy
on Children’s Health also does not
apply. However, overall, this rule would
reduce the amount of pollution entering
waterbodies from vessels through the
minimization and control of discharges
entering the waters of the U.S. and the
contiguous zone that may contain
pollutants such as aquatic nuisance
species (ANS), nutrients, bacteria or
pathogens, oil and grease, metals, as
well as other toxic, nonconventional,
and conventional pollutants (e.g.,
organic matter, bicarbonate, and
suspended solids). This would yield
human health benefits due to decreased
exposure to these pollutants and
improve the recreational utility of
waterbodies where vessels would be
subject to the proposed standards.
H. Executive Order 13211: Actions That
Concern Regulations That Significantly
Affect Energy Supply, Distribution, and
Use
This action is not a ‘‘significant
energy action’’ because it is not likely to
have a significant adverse effect on the
supply, distribution or use of energy.
Any additional energy usage would be
insignificant compared to the total
energy usage of vessels and the total
annual U.S. energy consumption.
Additionally, given that the rule
establishes national standards of
performance for vessel incidental
discharges, and that these standards are
largely borne out of existing
requirements under the 2013 Vessel
General Permit, EPA does not anticipate
any significant climate impacts.
I. National Technology Transfer and
Advancement Act
This rulemaking does not involve
technical standards. For informational
purposes, EPA notes the existence of
voluntary standards applicable to vessel
activities developed by NACE; these
standards cover topics such as corrosion
prevention and biofouling inspections.
8 In December 2019, the Little Shell Tribe of
Chippewa Indians became the 574th federally
recognized Tribe.
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J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations and Executive
Order 14096: Revitalizing Our Nation’s
Commitment to Environmental Justice
for All
EPA believes that it is not practicable
to assess whether the human health or
environmental conditions that exist
prior to this action result in
disproportionate and adverse effects on
communities with environmental justice
concerns. While EPA was unable to
perform a detailed environmental
justice analysis because it lacks data on
the exact location of vessels and their
associated discharges, the rulemaking
would increase the level of
environmental protection for all affected
populations without having any
disproportionately high and adverse
human health or environmental effects
on any population, including any
minority or low-income population. The
Agency recognizes that the burdens of
environmental pollution
disproportionately fall on certain
communities with environmental justice
concerns. Overall, this rule would
reduce the amount of pollution entering
waterbodies from vessels through the
minimization and control of discharges
entering the waters of the U.S. and the
contiguous zone that may contain
pollutants such as aquatic nuisance
species (ANS), nutrients, bacteria or
pathogens, oil and grease, metals, as
well as other toxic, nonconventional,
and conventional pollutants (e.g.,
organic matter, bicarbonate, and
suspended solids). This would yield
human health benefits due to decreased
exposure to these pollutants and
improve the recreational utility of
waterbodies where vessels would be
subject to the proposed standards.
The information supporting this
Executive Order review is contained in
section III.C. of this preamble,
Environmental Impacts of Discharges
for Which Technology-Based Discharge
Standards Are Established by This Rule,
which provides information on the
pollutants found in the vessel
discharges that this rule is intended to
prevent or reduce from entering waters
of the United States or the contiguous
zone. Section V. of this preamble,
Stakeholder Engagement, describes the
public participation opportunities
associated with this rule that allowed
for meaningful and timely input on rule
development and decision-making,
including any relevant environmental
justice concerns.
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K. Congressional Review Act (CRA)
This action is subject to the CRA, and
EPA will submit a rule report to each
House of the Congress and to the
Comptroller General of the United
States. This action is not a ‘‘major rule’’
as defined by 5 U.S.C. 804(2).
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U.S. EPA. (2015). Feasibility and Efficacy of
Using Potable Water Generators as an
Alternative Option for Meeting Ballast
Water Discharge Limits. (EPA 830–R–15–
002). Washington, DC: U.S.
Environmental Protection Agency, Office
of Wastewater Management. July 2015.
U.S. EPA. (2016). Draft Aquatic Life Ambient
Estuarine/Marine Water Quality Criteria
for Copper—2016. (EPA–822–P–16–001).
Washington, DC: U.S. Environmental
Protection Agency.
U.S. EPA. (2018). Copper Compounds
Interim Registration Review Decision
Case Nos. 0636, 0649, 4025, 4026. (EPA–
HQ–OPP–2010–0212). Washington, DC:
U.S. Environmental Protection Agency.
U.S. EPA. (2019). U.S. EPA Ballast Water
Update, Jack Faulk, presented at the
BWMTech North America Conference,
Ft. Lauderdale, FL, September 25, 2019.
U.S. EPA. (2020). VGP eNOI Query for
Vessels Discharging Ballast by Time in
the United States.
U.S. EPA. (2020a). Note to file—Summary of
restrictions on discharges from Exhaust
Gas Control Systems, August 11, 2020.
U.S. EPA. (2022). Shore Power Technology
Assessment at U.S. Ports—2022 Update.
(EPA–420–R–22–037). Washington, DC:
U.S. Environmental Protection Agency.
December 2022.
U.S. EPA. (2024). Health Effects of Exposures
to Mercury. Retrieved July 30, 2024, from
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U.S. EPA. (2024a). What are some of the
health effects of lead? Retrieved July 30,
2024, from https://www.epa.gov/lead/
what-are-some-health-effects-lead.
U.S. Geological Survey (USGS). (1999). The
Quality of our Nation’s Waters: Nutrients
and Pesticides. USGS Circular 1225.
Retrieved from https://pubs.usgs.gov/circ/
circ1225.
Valkirs, A.O., Seligman, P.F., Haslbeck, E.,
and J.S. Caso. (2003). Mar. Pollut. Bull.,
46: 763–779.
Van Wezel, A.P. and P. Van Vlaardingen.
(2004). Environmental risk limits for
antifouling substances. Aquat. Toxicol.,
66: 427–444.
Voutchkov, N. (2013). Desalination
Engineering Planning and Design.
McGraw-Hill Companies, Inc., NY, NY.
Woods Hole Oceanographic Institute (WHOI).
(2007). Harmful Algae: What are Harmful
Algal Blooms (HABS). Retrieved from
https://www.whoi.edu/redtide.
Zaniboni-Filho, E., Nuñer, A.P.O., ReynalteTataje, D.A., and R.L. Serafini. (2009)
Fish Physiol. Biochem., 35: 151–155.
Zirino, A. and P.F. Seligman. (2002). Copper
Chemistry, Toxicity, and Bioavailability
and Its Relationship to Regulation in the
Marine Environment. Office of Naval
Research Second Workshop Report,
Technical Document 3140.
Zo, Y., Grimm, C., Matte, M., Matte, G.,
Knight, I.T., Huq, A., & Colwell, R.R.
(1999). Detection and enumeration of
pathogenic bacteria in ballast Water of
Transoceanic Vessels Entering the Great
Lakes and Resistance to Common
Antibiotics. General Meeting of the
American Society for Microbiology.
Chicago, IL: American Society of
Microbiology.
List of Subjects in 40 CFR Part 139
Environmental protection,
Commercial vessels, Coastal zone,
Incidental discharges.
Michael S. Regan,
Administrator.
Therefore, for the reasons set forth in
the preamble, EPA amends 40 CFR
chapter I, subchapter D by adding part
139 to read as follows:
■
PART 139—DISCHARGES INCIDENTAL
TO THE NORMAL OPERATION OF
VESSELS
Subpart A—Scope
Sec.
139.1
139.2
139.3
Coverage.
Definitions.
Other Federal laws.
Subpart B—General Standards for
Discharges Incidental to the Normal
Operation of a Vessel
139.4
139.5
139.6
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General operation and maintenance.
Biofouling management.
Oil management.
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Subpart C—Standards for Specific
Discharges Incidental to the Normal
Operation of a Vessel
139.10 Ballast tanks.
139.11 Bilges.
139.12 Boilers.
139.13 Cathodic protection.
139.14 Chain lockers.
139.15 Decks.
139.16 Desalination and purification
systems.
139.17 Elevator pits.
139.18 Exhaust gas emission control
systems.
139.19 Fire protection equipment.
139.20 Gas turbines.
139.21 Graywater systems.
139.22 Hulls and associated niche areas.
139.23 Inert gas systems.
139.24 Motor gasoline and compensating
systems.
139.25 Non-oily machinery.
139.26 Pools and spas.
139.27 Refrigeration and air conditioning.
139.28 Seawater piping.
139.29 Sonar domes.
Subpart D—Special Area Requirements
139.40 Federally-protected waters.
Subpart E—Procedures for States to
Request Changes to Standards,
Regulations, or Policy Promulgated by the
Administrator
139.50 Petition by a Governor for the
Administrator to establish an emergency
order or review a standard, regulation, or
policy.
139.51 Petition by a Governor for the
Administrator to establish enhanced
Great Lakes System requirements.
139.52 Application by a State for the
Administrator to establish a State nodischarge zone.
Appendix A to Part 139—FederallyProtected Waters
Authority: 33 U.S.C. 1251 et seq.
PART 139—DISCHARGES INCIDENTAL
TO THE NORMAL OPERATION OF
VESSELS
Subpart A—Scope
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§ 139.1
Coverage.
(a) Vessel discharges. Except as
provided in paragraph (b) of this
section, this part applies to:
(1) Any discharge incidental to the
normal operation of a vessel; and
(2) Any discharge incidental to the
normal operation of a vessel (such as
most graywater) that is commingled
with sewage, subject to the conditions
that:
(i) Nothing in this part prevents a
State from regulating sewage discharges;
and
(ii) Any such commingled discharge
must comply with all applicable
requirements of:
(A) This part; and
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(B) Any law applicable to the
discharge of sewage.
(b) Exclusions. This part does not
apply to any discharge:
(1) Incidental to the normal operation
of:
(i) A vessel of the Armed Forces
subject to 33 U.S.C. 1322(n);
(ii) A recreational vessel subject to 33
U.S.C. 1322(o);
(iii) A small vessel or fishing vessel,
except that this part applies to any
discharge of ballast water from a small
vessel or fishing vessel; or
(iv) A floating craft that is
permanently moored to a pier,
including, but not limited to, a floating
casino, hotel, restaurant, or bar; or
(2) That results from, or contains
material derived from, an activity other
than the normal operation of the vessel,
such as material resulting from an
industrial or manufacturing process
onboard the vessel; or
(3) If compliance with this part would
compromise the safety of life at sea.
(c) Area of coverage. The standards in
this part apply to any vessel identified
in paragraph (a) of this section, not
otherwise excluded in paragraph (b) of
this section, while operating in the
waters of the United States or the waters
of the contiguous zone.
(d) Effective date. (1) The standards in
this part are effective beginning on the
date upon which regulations
promulgated by the Secretary governing
the design, construction, testing,
approval, installation, and use of marine
pollution control devices as necessary to
ensure compliance with the standards
are final, effective, and enforceable.
(2) As of the effective date identified
in paragraph (d)(1) of this section, the
requirements of the Vessel General
Permit and all regulations promulgated
by the Secretary pursuant to section
1101 of the Nonindigenous Aquatic
Nuisance Prevention and Control Act of
1990 (16 U.S.C. 4711), including the
regulations contained in 46 CFR 162.060
and 33 CFR part 151 subparts C and D,
as in effect on December 3, 2018, shall
be deemed repealed and have no force
or effect.
§ 139.2
Definitions.
The following definitions apply for
the purposes of this part. Terms not
defined in this section have the meaning
as defined under the Clean Water Act
(CWA) and applicable regulations.
Active discharge of biofouling means
the discharge of biofouling from a vessel
resulting from in-water cleaning
activities.
Administrator means the
Administrator of the Environmental
Protection Agency.
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Anti-fouling coating means a coating
or paint designed to prevent, repel, or
facilitate the detachment of biofouling
from hull and niche areas that are
typically or occasionally submerged.
Anti-fouling system means a coating,
paint, surface treatment, surface, or
device that is used on a vessel to control
or prevent attachment of organisms.
Aquatic nuisance species (ANS)
means a nonindigenous species that
threatens the diversity or abundance of
a native species; the ecological stability
of waters of the United States or the
waters of the contiguous zone; or a
commercial, agricultural, aquacultural,
or recreational activity that is dependent
on waters of the United States or the
waters of the contiguous zone.
Ballast tank means any tank or hold
on a vessel used for carrying ballast
water, whether or not the tank or hold
was designed for that purpose.
Ballast water means any water, to
include suspended matter and other
materials taken onboard a vessel, to
control or maintain trim, draft, stability,
or stresses of the vessel, regardless of
the means by which any such water or
suspended matter is carried; or taken
onboard a vessel during the cleaning,
maintenance, or other operation of a
ballast tank or ballast water
management system of the vessel. The
term does not include any substance
that is added to that water that is
directly related to the operation of a
properly functioning ballast water
management system.
Ballast water exchange means the
replacement of ballast water in a ballast
tank using one of the following
methods:
(1) Flow-through exchange, in which
ballast water is flushed out by pumping
in midocean water at the bottom of the
tank if practicable, and continuously
overflowing the tank from the top, until
three full volumes of tank water have
been changed.
(2) Empty and refill exchange, in
which ballast water is pumped out until
the pump loses suction, after which the
ballast tank is refilled with water from
the midocean.
Ballast water management system
(BWMS) means any marine pollution
control device (including all ballast
water treatment equipment, ballast
tanks, pipes, pumps, and all associated
control and monitoring equipment) that
processes ballast water to kill, render
nonviable, or remove organisms; or to
avoid the uptake or discharge of
organisms.
Bioaccumulative means the failure to
meet one or more of the criteria
established in the definition of not
bioaccumulative.
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Biodegradable for the following
classes of substances, means (all
percentages are on a weight/weight
concentration basis):
(1) For oils: At least 90% of the
formulation (for any substances present
above 0.1%) demonstrates, within 28
days, either the removal of at least 70%
of dissolved organic carbon (DOC),
production of at least 60% of the
theoretical carbon dioxide, or
consumption of at least 60% of the
theoretical oxygen demand). Up to 5%
of the formulation may be nonbiodegradable but may not be
bioaccumulative. The remaining 5%
must be inherently biodegradable.
(2) For greases: At least 75% of the
formulation (for any substances present
above 0.1%) demonstrates, within 28
days, either the removal of at least 70%
of DOC, production of at least 60% of
the theoretical carbon dioxide, or
consumption of at least 60% of the
theoretical oxygen demand). Up to 25%
of the formulation may be nonbiodegradable or inherently
biodegradable but may not be
bioaccumulative.
(3) For soaps, cleaners, and
detergents: A product that demonstrates,
within 28 days, either the removal of at
least 70% of DOC, production of at least
60% of the theoretical carbon dioxide,
or consumption of at least 60% of the
theoretical oxygen demand.
(4) For biocides: A compound or
mixture that, within 28 days,
demonstrates removal of at least 70% of
DOC and production of at least 60% of
the theoretical carbon dioxide.
Biofouling means the accumulation of
aquatic organisms, such as
microorganisms, plants, and animals, on
surfaces and structures immersed in or
exposed to the aquatic environment.
Broom clean means a condition in
which care has been taken to prevent or
eliminate any visible concentration of
tank or cargo residues, so that any
remaining tank or cargo residues consist
only of dust, powder, or isolated and
random pieces, none of which exceeds
one inch in diameter.
Captain of the Port (COTP) Zone
means such zone as established by the
Secretary or Commandant of the Coast
Guard pursuant to sections 501, 503,
and 504 of title 14, United States Code,
as reorganized in Title I of the Frank
LoBiondo Coast Guard Authorization
Act of 2018).
Commercial vessel means, except as
the term is used in § 139.10(g), any
vessel used in the business of
transporting property for compensation
or hire, or in transporting property in
the business of the owner, lessee, or
operator of the vessel. As used in
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§ 139.10(g), the term commercial vessel
means a vessel operating between:
(1) Two ports or places of destination
within the Pacific Region; or
(2) A port or place of destination
within the Pacific Region and a port or
place of destination on the Pacific Coast
of Canada or Mexico north of parallel 20
degrees north latitude, inclusive of the
Gulf of California.
Constructed with respect to a vessel
means a stage of construction when one
of the following occurs:
(1) The keel of a vessel is laid;
(2) Construction identifiable with the
specific vessel begins;
(3) Assembly of the vessel has
commenced and comprises at least 50
tons or 1 percent of the estimated mass
of all structural material, whichever is
less; or
(4) The vessel undergoes a major
conversion.
Contiguous zone means the entire
zone established by the United States
under Article 24 of the Convention on
the Territorial Sea and the Contiguous
Zone.
Discharge means discharge incidental
to the normal operation of a vessel as
defined in this section.
Discharge incidental to the normal
operation of a vessel means a discharge,
including:
(1) Graywater, bilgewater, cooling
water, weather deck runoff, ballast
water, oil water separator effluent, and
any other pollutant discharge from the
operation of a marine propulsion
system, shipboard maneuvering system,
crew habitability system, or installed
major equipment, such as an aircraft
carrier elevator or a catapult, or from a
protective, preservative, or absorptive
application to the hull of the vessel; and
(2) A discharge in connection with the
testing, maintenance, and repair of a
system described in clause (1):
(i) Whenever the vessel is waterborne;
and does not include:
(A) A discharge of rubbish, trash,
garbage, or other such material
discharged overboard;
(B) An air emission resulting from the
operation of a vessel propulsion system,
motor driven equipment, or incinerator;
or
(3) A discharge that is not covered by
§ 122.3 of this chapter (as in effect on
February 10, 1996).
Discharge of oil in such quantities as
may be harmful means any discharge of
oil, including an oily mixture, in such
quantities identified in 40 CFR 110.3
and excluding those discharges
specified in 40 CFR 110.5.
Empty ballast tank means a tank that
has previously held ballast water that
has been drained to the limit of the
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functional or operational capabilities of
the tank (such as loss of pump suction);
is recorded as empty on a vessel log;
and may contain unpumpable residual
ballast water and sediment.
Environmentally acceptable lubricant
(EAL) means a lubricant or hydraulic
fluid, including any oil or grease, that is
‘‘biodegradable,’’ ‘‘minimally-toxic,’’
and ‘‘not bioaccumulative,’’ as these
terms are defined in this section.
Exclusive Economic Zone (EEZ)
means the area established by
Presidential Proclamation Number 5030,
dated March 10, 1983, that extends from
the base line of the territorial sea of the
United States seaward 200 nautical
miles, and the equivalent zone of
Canada.
Existing vessel means a vessel
constructed, or where construction has
begun, prior to the date identified in
regulations promulgated by the
Secretary as described in § 139.1(e).
Federally-protected waters means any
waters of the United States or the waters
of the contiguous zone subject to
Federal protection, in whole or in part,
for conservation purposes, located
within any area listed in appendix A, as
designated under:
(1) National Marine Sanctuaries
designated under the National Marine
Sanctuaries Act (16 U.S.C. 1431 et seq.);
(2) Marine National Monuments
designated under the Antiquities Act of
1906;
(3) A unit of the National Park
System, including but not limited to
National Preserves and National
Monuments, designated by the National
Park Service within the U.S. Department
of the Interior;
(4) A unit of the National Wildlife
Refuge System, including Wetland
Management Districts, Waterfowl
Production Areas, National Game
Preserves, Wildlife Management Areas,
and National Fish and Wildlife Refuges
designated under the National Wildlife
Refuge System Administration Act of
1966 as amended by the National
Wildlife Refuge System Improvement
Act of 1997;
(5) National Wilderness Areas
designated under the Wilderness Act of
1964 (16 U.S.C. 1131–1136); and
(6) Any component designated under
the National Wild and Scenic Rivers Act
of 1968, 16 U.S.C. 1273.
Ferry means a vessel that is used on
a regular schedule to:
(1) Provide transportation only
between places than are not more than
300 miles apart; and
(2) Transport only:
(i) Passengers; or
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(ii) Vehicles or railroad cars that are
being used, or have been used, in
transporting passengers or goods.
Fire protection equipment includes all
components used for fire protection
including but not limited to firemain
systems, sprinkler systems,
extinguishers, and firefighting agents
such as foam.
Graywater means drainage from
galley, shower, laundry, bath, water
fountain, and sink drains, and other
similar sources.
Great Lakes means Lake Ontario, Lake
Erie, Lake Huron (including Lake Saint
Clair), Lake Michigan, Lake Superior,
and the connecting channels (Saint
Mary’s River, Saint Clair River, Detroit
River, Niagara River, and Saint
Lawrence River to the Canadian border),
and includes all other bodies of water
within the drainage basin of such lakes
and connecting channels.
Great Lakes State means any of the
states of Illinois, Indiana, Michigan,
Minnesota, New York, Ohio,
Pennsylvania, and Wisconsin.
Gross register tonnage (GRT) means
the gross tonnage measurement of the
vessel under the Regulatory
Measurement System.
Gross tonnage (GT) means the gross
tonnage measurement of the vessel
under the Convention Measurement
System.
Impaired waterbody means a
waterbody identified by a State, tribe, or
EPA pursuant to section 303(d) of the
CWA as not meeting applicable State or
Tribal water quality standards (these
waters are called ‘‘water quality limited
segments’’ under 40 CFR 130.2(j)) and
includes both waters with approved or
established Total Maximum Daily Loads
(TMDLs) and those for which a TMDL
has not yet been approved or
established.
Inherently biodegradable means the
property of being able to be biodegraded
when subjected to sunlight, water, and
naturally occurring microbes to the
following level: greater than 70%
biodegraded after 28 days using
Organization for Economic Cooperation
and Development (OECD) Test
Guidelines 302C or greater than 20%
but less than 60% biodegraded after 28
days using OECD Test Guidelines 301
A–F.
Internal waters means:
(1) With respect to the United States,
the waters shoreward of the territorial
sea baseline, including waters of the
Great Lakes extending to the maritime
boundary with Canada; and
(2) With respect to any other nation,
the waters shoreward of its territorial
sea baseline, as recognized by the
United States.
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In-water cleaning with capture (IWCC)
means the use and operation of a
cleaning system for vessel surfaces that
is designed to capture and transport
coatings and biofouling organisms to an
adjacent barge or shore-based facility for
collection and processing.
In-water cleaning without capture
means any in-water cleaning of vessel
surfaces that does not use in-water
cleaning with capture.
Live or living, notwithstanding any
other provision of law (including
regulations), does not:
(1) Include an organism that has been
rendered nonviable; or
(2) Preclude the consideration of any
method of measuring the concentration
of organisms in ballast water that are
capable of reproduction.
Macrofouling means biofouling
caused by the attachment and
subsequent growth of visible plants and
animals on surfaces and structures
immersed in or exposed to the aquatic
environment. Macrofouling includes
large, distinct multicellular individual
or colonial organisms visible to the
human eye, such as barnacles,
tubeworms, mussels, fronds/filaments of
algae, bryozoans, sea squirts, and other
large attached, encrusting, or mobile
organisms.
Major conversion means a conversion
of an existing vessel:
(1) That substantially alters the
dimensions or carrying capacity of the
vessel; or
(2) That changes the type of the
vessel; or
(3) The intent of which, in the
opinion of the government of the
country under whose authority the
vessel is operating, is substantially to
prolong its life; or
(4) Which otherwise so alters the
vessel that, if it were a new vessel, it
would become subject to relevant
provisions of the International
Convention for the Prevention of
Pollution from Ships (MARPOL) not
applicable to it as an existing vessel.
Marine Growth Prevention System
(MGPS) means an anti-fouling system
used for the prevention of biofouling
accumulation in seawater piping
systems and sea chests.
Marine Inspector means any person
from the civilian or military branch of
the Coast Guard assigned under the
superintendence and direction of an
Officer in Charge, Marine Inspection, or
any other person as may be designated
for the performance of duties with
respect to inspection, enforcement, and
administration of Subtitle II of Title 46,
United States Code, Title 46 and Title
33 United States Code, and regulations
issued under these statutes.
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Marine pollution control device
(MPCD) means any equipment or
management practice (or combination of
equipment and management practice)
for installation and use onboard a vessel
that is:
(1) Designed to receive, retain, treat,
control, or discharge a discharge
incidental to the normal operation of a
vessel; and
(2) Determined by the Administrator
and the Secretary to be the most
effective equipment or management
practice (or combination of equipment
and a management practice) to reduce
the environmental impacts of the
discharge, consistent with the factors
considered in developing the standards
in this part.
Master means the officer having
command of a vessel.
Microfouling means biofouling caused
by bacteria, fungi, microalgae,
protozoans, and other microscopic
organisms on structures and surfaces
immersed in or exposed to the aquatic
environment that creates a biofilm, also
called a slime layer.
Midocean means greater than 200
nautical miles (NM) from any shore,
except when a ballast water exchange or
saltwater flush outside of 50 NM is
authorized in this part, then it means
greater than 50 NM from any shore.
Minimally-toxic means, for lubricants
(all percentages are on a weight/weight
basis):
(1) If both the complete formulation
and the main constituents (that is
constituents making up greater than or
equal to 5% of the complete
formulation) are evaluated, then the
acute aquatic toxicity of lubricants,
other than greases and total loss
lubricants, must be at least 100 mg/L
and the LC50 of greases and total loss
lubricants must be at least 1000 mg/L;
or
(2) If each constituent is evaluated,
rather than the complete formulation
and main constituents, then for each
constituent present above 0.1%: up to
20% of the formulation can have an
LC50 greater than 10 mg/L but less than
100 mg/L and an NOEC greater than 1
mg/L but less than 10 mg/L; up to 5%
of the formulation can have an LC50
greater than 1 mg/L but less than 10 mg/
L and an NOEC greater than 0.1 mg/L
but less than 1 mg/L; and up to 1% of
the formulation can have an LC50 less
than 1 mg/L and an NOEC less than 0.1
mg/L.
Minimally-toxic, phosphate-free, and
biodegradable means properties of a
substance or mixture of substances that:
(1) Have an acute aquatic toxicity
value corresponding to a concentration
greater than 10 ppm;
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(2) Do not produce residuals with an
LC50 less than 10 ppm;
(3) Are not bioaccumulative;
(4) Do not cause the pH of the
receiving water to go below 6.0 or above
9.0;
(5) Contain, by weight, 0.5% or less of
phosphates or derivatives of phosphate;
and
(6) Are biodegradable.
Minimize means to reduce or
eliminate to the extent achievable using
any control measure that is
technologically available and
economically practicable and achievable
and supported by demonstrated best
management practices such that
compliance can be documented in
shipboard logs and plans.
New ferry means a ferry that is
constructed after the effective date of
USCG regulations promulgated pursuant
to CWA section 312(p)(5)(A)(i).
New Laker means a vessel 3,000 GT
and above, and that operates exclusively
in the Great Lakes and the St. Lawrence
River west of a rhumb line drawn from
Cap des Rosiers to Pointe-de-l’Ouest
(West Point), Anticosti Island, and west
of a line along 63° W longitude from
Anticosti Island to the north shore of the
St. Lawrence River, and constructed
after the effective date of USCG
regulations promulgated pursuant to
CWA section 312(p)(5)(A)(i).
Niche areas means a subset of the
submerged surface area on a vessel that
may be more susceptible to biofouling
than the main hull due to structural
complexity, different or variable
hydrodynamic forces, susceptibility to
anti-fouling coating wear or damage, or
inadequate or no protection by an antifouling system.
Not bioaccumulative means any of the
following:
(1) The partition coefficient in the
marine environment is log KOW less
than 3 or greater than 7;
(2) The molecular mass is greater than
800 Daltons;
(3) The molecular diameter is greater
than 1.5 nanometer;
(4) The bioconcentration factor (BCF)
or bioaccumulation factor (BAF) is less
than 100 L/kg; or
(5) The polymer with molecular
weight fraction below 1,000 g/mol is
less than 1%.
Oil means oil of any kind or in any
form, including but not limited to any
petroleum, fuel oil, sludge, oil refuse,
and oil mixed with wastes other than
dredged spoil.
Oily mixture means a mixture, in any
form, with any oil content, including
but not limited to:
(1) Slops from bilges;
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(2) Slops from oil cargoes (such as
cargo tank washings, oily waste, and
oily refuse);
(3) Oil residue; and
(4) Oily ballast water from cargo or
fuel oil tanks.
Oil-to-sea interface means any seal or
surface on shipboard equipment where
the design is such that oil or oily
mixtures can escape directly into
surrounding waters. Oil-to-sea interfaces
are found on equipment that is subject
to submersion as well as equipment
above the surface line that extends
overboard or is mounted to the exterior
of the hull.
Organism means an animal, including
fish and fish eggs and larvae; a plant; a
pathogen; a microbe; a virus; a
prokaryote (including any archean or
bacterium); a fungus; and a protist.
Pacific Region means any Federal or
State water adjacent to the State of
Alaska, California, Hawaii, Oregon, or
Washington; and extending from shore.
The term includes the entire exclusive
economic zone (as defined in section
1001 of the Oil Pollution Act of 1990 (33
U.S.C. 2701)) adjacent to each Pacific
Region State identified herein.
Passenger vessel means a vessel of at
least 100 gross tons:
(1) Carrying more than 12 passengers,
including at least one passenger for hire;
(2) That is chartered and carrying
more than 12 passengers;
(3) That is a submersible vessel
carrying at least one passenger for hire;
or
(4) That is a ferry carrying a
passenger.
Passive discharge of biofouling means
the discharge of biofouling from a vessel
(for example, sloughing) during a period
in which the vessel is not undergoing
active cleaning activities.
Port or place of destination means a
port or place to which a vessel is bound
to anchor, to moor, or be otherwise
secured.
Reception facility refers to any fixed,
floating, or mobile facility capable of
receiving wastes and residues from
vessels and fit for that purpose.
Render nonviable means, with respect
to an organism in ballast water, the
action of a ballast water management
system that renders the organism
permanently incapable of reproduction
following treatment.
Saltwater flush means the addition of
as much midocean water into each
empty ballast tank of a vessel as is safe
for the vessel and crew; and the mixing
of the flush water with residual ballast
water and sediment through the motion
of the vessel; and the discharge of that
mixed water, such that the resultant
residual water remaining in the tank has
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the highest salinity possible; and is at
least 30 parts per thousand. A saltwater
flush may require more than one fillmix-empty sequence, particularly if
only small quantities of water can be
safely taken onboard a vessel at one
time.
Seagoing vessel means a vessel in
commercial service that operates
beyond either the boundary line
established by 46 CFR part 7 or the St.
Lawrence River west of a rhumb line
drawn from Cap des Rosiers to Pointede-l’Ouest (West Point), Anticosti
Island, and west of a line along 63° W
longitude from Anticosti Island to the
north shore of the St. Lawrence River.
It does not include a vessel that
navigates exclusively on internal waters.
Seawater piping system means a
system onboard a vessel that provides
seawater for other vessel uses (e.g.,
ballast, engines, hydraulic systems,
firefighting capacity, cleaning
equipment, air conditioning,
refrigeration, toilet systems) and
includes any sea chest, grate, and
similar appurtenances (e.g., strainers,
filters, valves). Some components of a
seawater piping system including sea
chests, sea inlet pipes, and overboard
discharges are also considered niche
areas.
Secretary means the Secretary of the
department in which the United States
Coast Guard (USCG) is operating.
Small vessel or fishing vessel means a
vessel with a vessel length that is less
than 79 feet; or a fishing vessel, fish
processing vessel, or fish tender vessel
(as those terms are defined in section
2101 of title 46, United States Code),
regardless of the vessel length.
Toxic or hazardous materials means
any toxic pollutant as defined in 40 CFR
401.15 or any hazardous material as
defined in 49 CFR 171.8.
Underway means a vessel is not at
anchor, or made fast to the shore, or
aground.
Vessel General Permit (VGP) means
the permit that is the subject of the
notice of final permit issuance entitled
‘‘Final National Pollutant Discharge
Elimination System (NPDES) General
Permit for Discharges Incidental to the
Normal Operation of a Vessel’’ (Federal
Register publication on April 12, 2013).
Vessel length means the horizontal
distance between the foremost part of a
vessel’s stem to the aftermost part of its
stern, excluding fittings and
attachments.
Visible sheen means, with respect to
oil and oily mixtures, a silvery or
metallic sheen or gloss, increased
reflectivity, visual color, iridescence, or
an oil slick on the surface of the water.
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Voyage means any transit by a vessel
traveling from or destined for any
United States port or place.
§ 139.3
Other Federal laws.
(a) Except as expressly provided in
this part, nothing in this part affects the
applicability to a vessel of any other
provision of Federal law, including:
(1) Sections 311 and 312 of the
Federal Water Pollution Control Act (33
U.S.C. 1321 et seq. and 33 U.S.C. 1322
et seq.), also known as the CWA;
(2) The Act to Prevent Pollution from
Ships (33 U.S.C. 1901 et seq.);
(3) Title X of the Coast Guard
Authorization Act of 2010 (33 U.S.C.
3801 et seq.), also known as the Clean
Hulls Act;
(4) The Federal Insecticide,
Fungicide, and Rodenticide Act (7
U.S.C. 136 et seq.); and
(5) The National Marine Sanctuaries
Act (16 U.S.C. 1431 et seq.) and
implementing regulations found at 15
CFR part 922 and 50 CFR part 404.
(b) Nothing in this part affects the
authority of the Secretary of Commerce
or the Secretary of the Interior to
administer any land or waters under the
administrative control of the Secretary
of Commerce or the Secretary of the
Interior, respectively.
(c) Nothing in this part shall be
construed to affect, supersede, or relieve
the master of any otherwise applicable
requirements or prohibitions associated
with a vessel’s right to innocent passage
as provided for under customary
international law.
Subpart B—General Standards for
Discharges Incidental to the Normal
Operation of a Vessel
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§ 139.4 General operation and
maintenance.
(a) The requirements in paragraph (b)
of this section apply to any discharge
incidental to the normal operation of a
vessel subject to regulation under this
part, including but not limited to those
discharges identified in subpart C of this
part.
(b) Vessels must implement the
following practices:
(1) Minimize discharges through
management practices including but not
limited to storage onboard the vessel,
proper storage or transfer of materials,
or reduced production of discharge.
(2) Discharge while underway when
practicable and as far from shore as
practicable.
(3) Addition of any materials to a
discharge, other than for treatment of
the discharge, that is not incidental to
the normal operation of the vessel is
prohibited.
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(4) Dilution of any discharge for the
purpose of meeting any standard in this
part is prohibited.
(5) Any material used onboard that
will be subsequently discharged (e.g.,
disinfectants, cleaners, biocides,
coatings, sacrificial anodes) must:
(i) Be used according to manufacturer
specifications and only in the amount
necessary to perform the intended
function of that material;
(ii) Not contain any materials banned
for use in the United States; and
(iii) If subject to FIFRA registration, be
used according to the FIFRA label.
Proper use includes labeling
requirements for proper application
sites, rates, frequency of application,
and methods; maintenance; removal;
and storage and disposal of wastes and
containers.
(6) To minimize and prevent
discharge of cargo or other onboard
materials, cargo must be containerized
or covered except for hopper barges
without a fixed cover or where covering
cargo would negatively impact safety of
the vessel, risk loss of life at sea, or
otherwise interfere with essential vessel
operations.
(7) To minimize and prevent
discharge of toxic or hazardous
materials, vessels must:
(i) Store toxic or hazardous materials
in appropriately sealed, labeled, and
secured containers located in areas of
the vessel that minimize exposure to
ocean spray and precipitation consistent
with vessel design, unless the master
determines this would interfere with
essential vessel operations or safety of
the vessel or crew, or would violate any
applicable regulations that establish
specifications for safe transportation,
handling, carriage, and storage of toxic
or hazardous materials.
(ii) Ensure containers holding toxic or
hazardous materials are not overfilled
and incompatible materials (i.e.,
substances which, if mixed, will create
hazards greater than posed by the
individual substances) are not mixed.
(8) The overboard discharge or
disposal of any containers holding toxic
or hazardous materials is prohibited.
(9) Prior to washing any compartment,
tank, cargo or other space and
discharging washwater overboard from
the area, that space must be in broom
clean condition or its equivalent.
(10) Topside surfaces (e.g., exposed
decks, hull above waterline, tank, cargo,
and related appurtenances) must be
maintained to minimize the discharge of
cleaning compounds, paint chips, nonskid material fragments, and other
materials associated with exterior
surface preservation.
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(11) Painting and coating techniques
on topside surfaces must minimize the
discharge of paints, coatings, surface
preparation materials, and similar
substances.
(12) Discharge of unused paint and
coatings is prohibited.
(13) Any equipment that may release,
drip, leak, or spill oil or oily mixtures,
fuel, or other toxic or hazardous
materials, including to the bilge, must
be maintained to minimize or eliminate
the discharges.
§ 139.5
Biofouling management.
(a) The requirements in paragraph (b)
of this section apply to any vessel
subject to regulation under this part.
(b) A biofouling management plan
must be developed to minimize the
discharge of biofouling organisms. The
plan elements must prioritize
procedures and strategies to prevent
macrofouling, thereby minimizing the
potential for the introduction and
spread of ANS. The plan must describe
the vessel-specific anti-fouling systems
and biofouling management practices
necessary to comply with the
requirements in this section. See
§§ 139.13, 139.14, 139.22, 139.28, and
139.29 for additional biofouling
management requirements.
§ 139.6
Oil management.
(a) The requirements in paragraphs (b)
through (e) of this section apply to
vessel equipment and operations that
use or discharge oil or oily mixtures.
(b) The discharge of used or spent oil
no longer being used for its intended
purpose is prohibited.
(c) The discharge of oil in such
quantities as may be harmful is
prohibited.
(d) During fueling, maintenance, and
other vessel operations, control and
response measures must be used to
prevent, minimize, and contain spills
and overflows.
(e) An environmentally acceptable
lubricant (EAL) must be used in any oilto-sea interface unless such use is
technically infeasible. Operators of new
build vessels should endeavor to use
seawater-based systems for stern tube
lubrication to eliminate the discharge of
oil from these interfaces to the aquatic
environment.
Subpart C—Standards for Specific
Discharges Incidental to the Normal
Operation of a Vessel
§ 139.10
Ballast tanks.
(a) Applicability. Except for any vessel
otherwise excluded in paragraph (b) of
this section, the requirements in
paragraphs (c) through (h) of this section
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apply to any vessel equipped with one
or more ballast tanks.
(b) Exclusions. The requirements of
this section do not apply to the
following vessels:
(1) A vessel that continuously takes
on and discharges ballast water in a
flow-through system, if the
Administrator determines that system
cannot materially contribute to the
spread or introduction of ANS into
waters of the United States;
(2) A vessel in the National Defense
Reserve Fleet scheduled for disposal, if
the vessel does not have an operable
ballast water management system
(BWMS);
(3) A vessel that discharges ballast
water consisting solely of water taken
onboard from a public or commercial
source that, at the time the water is
taken onboard, meets the applicable
requirements or permit requirements of
the Safe Drinking Water Act (42 U.S.C.
300f et seq.);
(4) A vessel that carries all permanent
ballast water in sealed tanks that are not
subject to discharge; or
(5) A vessel that only discharges
ballast water to a reception facility.
(c) Ballast Water Best Management
Practices. (1) Any vessel equipped with
ballast tanks must minimize the
introduction and spread of aquatic
nuisance species (ANS) by adhering to
the following practices:
(i) Maintain a ballast water
management plan that addresses both
the uptake and discharge of ballast
water. The plan must describe the
vessel-specific BWMSs and practices
necessary to comply with the
requirements in this section.
(ii) Minimize the use of gravity to
drain ballast tanks in port.
(iii) Use high sea suction in port or
where clearance to the bottom of the
waterbody is less than 5 meters to the
lower edge of the sea chest, as
practicable.
(iv) Avoid the discharge or uptake of
ballast water in areas with coral reefs.
Discharge and uptake should be
conducted as far from coral reefs as
practicable.
(v) Periodically clean ballast tanks to
remove sediment. Discharge of sediment
from ballast tank cleaning is prohibited.
(vi) Maintain, and keep fully intact,
sea chest screens.
(2) Any new Laker equipped with
ballast tanks must install, operate, and
maintain a BWMS that has been typeapproved by the USCG.
(d) Ballast Water Discharge Standard.
Unless exempted in paragraph (d)(3) of
this section, any ballast water discharge
must meet the following numeric
discharge standard:
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(1) Biological parameters (expressed
as instantaneous maximums).
(i) Organisms greater than or equal to
50 micrometers in minimum dimension:
less than 10 living organisms per cubic
meter.
(ii) Organisms less than 50
micrometers and greater than or equal to
10 micrometers: less than 10 living
organisms per milliliter (mL).
(iii) Toxicogenic Vibrio cholerae
(serotypes O1 and O139): less than 1
colony-forming unit (cfu) per 100 mL.
(iv) Escherichia coli: a concentration
of less than 250 cfu, or Most Probable
Number (MPN), per 100 mL.
(v) Intestinal enterococci: a
concentration of less than 100 cfu, or
MPN, per 100 mL.
(2) Biocide parameters (expressed as
instantaneous maximums).
(i) Chlorine dioxide: for any discharge
from a BWMS using chlorine dioxide,
chlorine dioxide must not exceed 200
mg/L.
(ii) Total residual oxidizers: for any
discharge from a BWMS using chlorine
or ozone, total residual oxidizers must
not exceed 100 mg/L.
(iii) Peracetic acid: for any discharge
from a BWMS using peracetic acid,
peracetic acid must not exceed 500 mg/
L.
(iv) Hydrogen peroxide: for any
discharge from a BWMS using peracetic
acid, hydrogen peroxide must not
exceed 1,000 mg/L.
(3) Exemptions: The ballast water
discharge standards in paragraphs (d)(1)
and (2) of this section do not apply to
any vessel that:
(i) Is less than or equal to 3,000 GT
(1,600 GRT if GT is not assigned), and
does not operate outside of the EEZ;
(ii) Is a non-seagoing, unmanned,
unpowered barge, except any barge that
is part of a dedicated vessel
combination such as an integrated or
articulated tug and barge unit;
(iii) Takes on and discharges ballast
water exclusively in the contiguous
portions of a single COTP Zone;
(iv) Does not travel more than 10 NM
and passes through no locks;
(v) Discharges ballast water at the
same location where that ballast water
originated, provided that no mixing
with unmanaged ballast water or
sediment from other areas has occurred;
(vi) Operates exclusively in the Great
Lakes and the St. Lawrence River west
of a rhumb line drawn from Cap des
Rosiers to Pointe-de-l’Ouest (West
Point), Anticosti Island, and west of a
line along 63° W. longitude from
Anticosti Island to the north shore of the
St. Lawrence River;
(vii) Is enrolled in the USCG
Shipboard Technology Evaluation
Program (STEP); or
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(viii) Discharges ballast water prior to
an applicable ballast water discharge
standard compliance date established in
regulations promulgated by the
Secretary as described in 139.1(d).
(e) Ballast Water Exchange and
Saltwater Flush. Except for any vessel
identified in paragraph (f) or (g) of this
section, prior to an applicable ballast
water discharge standard compliance
date established in regulations
promulgated by the Secretary as
described in § 139.1(d), any vessel must
meet the requirements in paragraphs
(e)(1) and (2) of this section unless
excluded under paragraph (e)(3) of this
section.
(1) Any vessel that carries ballast
water taken on in areas less than 200
NM from any shore that will
subsequently operate outside the EEZ
and more than 200 NM from any shore
must:
(i) Conduct ballast water exchange in
waters not less than 200 NM from any
shore prior to discharging that ballast
water; and
(ii) Commence ballast water exchange
not less than 200 NM from any shore
and as early in the vessel voyage as
practicable.
(2) For any ballast tank that is empty
or contains unpumpable residual water
on a vessel bound for a port or place of
destination subject to the jurisdiction of
the United States, the master must, prior
to arriving at that port or place of
destination, either:
(i) Seal the tank so that there is no
discharge or uptake and subsequent
discharge of ballast water, or
(ii) Conduct a ballast water exchange
or saltwater flush:
(A) Not less than 200 NM from any
shore for a voyage originating outside
the United States or Canadian EEZ; or
(B) Not less than 50 NM from any
shore for a voyage originating within the
United States or Canadian EEZ.
(3) Exceptions: Paragraphs (e)(1) and
(2), do not apply under any of the
following circumstances:
(i) If the unpumpable residual waters
and sediments of an empty ballast tank
were subject to treatment, in compliance
with applicable requirements, through a
BWMS approved or accepted by the
Secretary;
(ii) Except as otherwise required
under this part, if the unpumpable
residual waters and sediments of an
empty ballast tank were sourced solely
within:
(A) The same port or place of
destination; or
(B) Contiguous portions of a single
COTP Zone;
(iii) If complying with an applicable
requirement of this paragraph (e):
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(A) Would compromise the safety of
the vessel; or
(B) Is otherwise prohibited by any
Federal, Canadian, or international law
(including regulations) pertaining to
vessel safety;
(iv) If design limitations of an existing
vessel prevent a ballast water exchange
or saltwater flush from being conducted
in accordance with this paragraph (e); or
(v) If the vessel is operating
exclusively within the internal waters of
the United States and Canada.
(f) Vessels entering the Great Lakes.
(1) Ballast Water Exchange: Except as
provided in paragraph (f)(2) of this
section, any vessel entering the St.
Lawrence Seaway through the mouth of
the St. Lawrence River must conduct a
complete ballast water exchange or
saltwater flush:
(i) Not less than 200 NM from any
shore for a voyage originating outside
the EEZ; or
(ii) Not less than 50 NM from any
shore for a voyage originating within the
EEZ.
(2) Exceptions: The requirements of
paragraph (f)(1) of this section do not
apply to any vessel if:
(i) Complying with paragraph (f)(1) of
this section:
(A) Would compromise the safety of
the vessel; or
(B) Is otherwise prohibited by any
Federal, Canadian, or international law
(including regulations) pertaining to
vessel safety.
(ii) Design limitations of an existing
vessel prevent a ballast water exchange
from being conducted in accordance
with an applicable requirement of
paragraph (f)(1) of this section.
(iii) The vessel has no residual ballast
water or sediments onboard.
(iv) The vessel retains all ballast water
while in waters subject to the
requirement.
(v) The empty ballast tanks on the
vessel are sealed in a manner that
ensures that no discharge or uptake
occurs, and any subsequent discharge of
ballast water is subject to the
requirement.
(g) Pacific Region. (1) Ballast Water
Exchange:
(i) Except as provided in paragraphs
(g)(1)(ii) and (g)(3) of this section, any
vessel that operates either between two
ports or places of destination within the
Pacific Region; or a port or place of
destination within the Pacific Region
and a port or place of destination on the
Pacific Coast of Canada or Mexico north
of parallel 20 degrees north latitude,
inclusive of the Gulf of California, must
conduct a complete ballast water
exchange in waters more than 50 NM
from shore.
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(ii) Exemptions: The requirements of
paragraph (g)(1)(i) of this section do not
apply to any vessel:
(A) Using, in compliance with
applicable requirements, a typeapproved BWMS approved or accepted
by the Secretary.
(B) Voyaging:
(1) Between or to a port or place of
destination in the State of Washington,
if the ballast water to be discharged
from the commercial vessel originated
solely from waters located between the
parallel 46 degrees north latitude,
including the internal waters of the
Columbia River, and the internal waters
of Canada south of parallel 50 degrees
north latitude, including the waters of
the Strait of Georgia and the Strait of
Juan de Fuca;
(2) Between ports or places of
destination in the State of Oregon, if the
ballast water to be discharged from the
commercial vessel originated solely
from waters located between the parallel
40 degrees north latitude and the
parallel 50 degrees north latitude;
(3) Between ports or places of
destination in the State of California
within the San Francisco Bay area east
of the Golden Gate Bridge, including the
Port of Stockton and the Port of
Sacramento, if the ballast water to be
discharged from the commercial vessel
originated solely from ports or places
within that area;
(4) Between the Port of Los Angeles,
the Port of Long Beach, and the El
Segundo offshore marine oil terminal, if
the ballast water to be discharged from
the commercial vessel originated solely
from the Port of Los Angeles, the Port
of Long Beach, or the El Segundo
offshore marine oil terminal;
(5) Between a port or place of
destination in the State of Alaska within
a single COTP Zone;
(6) Between ports or places of
destination in different counties of the
State of Hawaii, if the vessel conducts
a complete ballast water exchange in
waters that are more than 10 NM from
shore and at least 200 meters deep; or
(7) Between ports or places of
destination within the same county of
the State of Hawaii, if the vessel does
not transit outside State marine waters
during the voyage.
(2) Low-Salinity Ballast Water:
(i) Except as provided in paragraphs
(g)(2)(ii) and (g)(3) of this section, a
complete ballast water exchange must
be conducted for any commercial vessel
that transports ballast water sourced
from waters with a measured salinity of
less than 18 parts per thousand and
voyages to a Pacific Region port or place
of destination with a measured salinity
of less than 18 parts per thousand:
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(A) Not less than 50 NM from shore,
if the ballast water was sourced from a
Pacific Region port or place of
destination.
(B) More than 200 NM from shore, if
the ballast water was not sourced from
a Pacific Region port or place of
destination.
(ii) Exception: The requirements of
paragraph (g)(2)(i) of this section do not
apply to any vessel voyaging to a port
or place of destination in the Pacific
Region that is using, in compliance with
applicable requirements, a typeapproved BWMS accepted by the
Secretary, or a type-approved BWMS
approved by the Secretary to achieve the
following numeric discharge standard
for biological parameters (expressed as
instantaneous maximums):
(A) Organisms greater than or equal to
50 micrometers in minimum dimension:
less than 1 living organism per 10 cubic
meters.
(B) Organisms less than 50
micrometers and greater than or equal to
10 micrometers: Less than 1 living
organisms per 10 milliliters (mL).
(C) Toxicogenic Vibrio cholerae
(serotypes O1 and O139): less than 1
colony-forming unit (cfu) per 100 mL or
less than 1 cfu per gram of wet weight
of zoological samples.
(D) Escherichia coli: less than 126 cfu,
or MPN, per 100 mL.
(E) Intestinal enterococci: less than 33
cfu, or MPN, per 100 mL.
(3) General Exceptions: The
requirements of paragraphs (g)(1) and
(2) of this section do not apply to a
commercial vessel if:
(i) Complying with the requirement
would compromise the safety of the
commercial vessel.
(ii) If design limitations of an existing
vessel, prevent a ballast water exchange
from being conducted in accordance
with paragraphs (g)(1) and (2) of this
section, as applicable.
(iii) The commercial vessel:
(A) Has no residual ballast water or
sediments onboard; or
(B) Retains all ballast water while in
waters subject to those requirements.
(iv) Empty ballast tanks on the
commercial vessel are sealed in a
manner that ensures that:
(A) No discharge or uptake occurs;
and
(B) Any subsequent discharge of
ballast water is subject to those
requirements.
(h) Federally-protected waters.
Additional standards applicable to
discharges from ballast tanks when a
vessel is operating in federally-protected
waters are contained in § 139.40(b).
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§ 139.11
Bilges.
(a) The requirements in paragraphs (b)
through (d) of this section applies to
bilgewater, which is the discharge of
wastewater from the bilge consisting of
water and residue that accumulates in a
lower compartment of the vessel’s hull
below the waterline. This includes, but
is not limited to, any water and residue
from a cargo area that comes into
contact with oily materials or a belowdeck parking area or other storage area
for motor vehicles or other motorized
equipment.
(b) The discharge of bilgewater from
any vessel must not contain any
flocculants or other additives except
when used with an oily water separator
or to maintain or clean equipment. The
use of any additives to remove the
appearance of a visible sheen is
prohibited.
(c) For any vessel of 400 GT and
above, the discharge of bilgewater must:
(1) Occur when the vessel is
underway;
(2) Not have an oil content that
exceeds 15 ppm; and
(3) If technologically feasible, occur at
least 1 NM from shore.
(d) Additional standards applicable to
discharges from bilges when a vessel is
operating in federally-protected waters
are contained in § 139.40(c).
§ 139.12
Boilers.
(a) The requirements in paragraphs (b)
and (c) of this section apply to
discharges resulting from boiler
blowdown.
(b) The discharge from boiler
blowdown must be minimized in port.
(c) Additional standards applicable to
discharges from boilers when a vessel is
operating in federally-protected waters
are contained in § 139.40(d).
khammond on DSKJM1Z7X2PROD with RULES3
§ 139.13
Cathodic protection.
(a) The requirements in paragraph (b)
of this section apply to discharges
resulting from a vessel’s cathodic
corrosion control protection device,
including but not limited to sacrificial
anodes and impressed current cathodic
protection (ICCP) systems.
(b) Spaces between any flush-fit
anode and backing must be filled to
remove potential hotspots for biofouling
organisms.
(c) The vessel operator must consider
using, but is not required to use, less
toxic metals when selecting sacrificial
anodes.
§ 139.14
Chain lockers.
(a) The requirements in paragraphs (b)
through (e) of this section apply to
accumulated biological organisms,
sediment, precipitation, and seawater
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that is emptied from the compartment
used to store the anchor chain on a
vessel and are intended to prevent the
discharge of accumulated biological
organisms, sediment, precipitation, and
seawater when deploying the anchor in
a new port or place of destination.
(b) Anchors and anchor chains must
be rinsed of biofouling organisms and
sediment when the anchor is retrieved.
(c) The discharge of biological
organisms, sediment, precipitation, and
seawater from any chain locker is
prohibited in port.
(d) Anchors and anchor chains used
beyond waters of the contiguous zone
must be rinsed of biofouling organisms
and sediment prior to entering the
waters of the contiguous zone. This
requirement may be satisfied by rinsing
when the anchor is retrieved at the
commencement of the voyage or when
the anchor was last retrieved on a
previous voyage, so long as the rinsing
occurs after the last use of the anchor
beyond waters of the contiguous zone.
(e) Additional standards applicable to
a discharge from chain lockers when a
vessel is operating in federally-protected
waters are contained in § 139.40(e).
§ 139.15
Decks.
(a) The requirements in paragraphs (b)
through (i) of this section apply to the
discharge of washdown and runoff from
decks, well decks, and bulkhead areas,
including but not limited to
precipitation, condensation, seawater
spray and wash over, and flooding, as
well as waters pumped from below deck
on a barge.
(b) Coamings or drip pans must be
used for machinery that is expected to
leak or otherwise release oil on the
deck; accumulated oil must be
collected.
(c) Where required by an applicable
international treaty or convention or the
Secretary, the vessel must be fitted with
and use physical barriers (e.g., spill
rails, scuppers and scupper plugs)
during any washdown.
(d) Control measures must be used to
minimize the introduction of on-deck
debris, garbage, residue, spills, floating
solids, visible foam, halogenated
phenolic compounds, dispersants, and
surfactants into deck washdown and
runoff.
(e) Vessel decks must be kept in
broom clean condition whenever the
vessel is underway and prior to any
deck washdown.
(f) Discharges from deck washdowns
must be minimized in port.
(g) Any soap, cleaner, or detergent
used for deck washdown must be
minimally-toxic, phosphate-free, and
biodegradable.
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82139
(h) Barges that discharge water
pumped from below deck must
minimize the contact of below deck
condensation with oily or toxic
materials and any materials containing
hydrocarbons.
(i) Additional standards applicable to
discharges from decks when a vessel is
operating in federally-protected waters
are contained in § 139.40(f).
§ 139.16 Desalination and purification
systems.
(a) The requirements in paragraph (b)
of this section apply to discharges from
onboard desalination and purification
systems used to generate freshwater
from seawater or otherwise purify water.
(b) The discharge resulting from the
cleaning of desalination and
purification systems with toxic or
hazardous materials is prohibited.
§ 139.17
Elevator pits.
(a) The requirements in paragraph (b)
of this section apply to the liquid that
accumulates in, and is discharged from,
the sumps of elevator wells.
(b) The discharge of untreated
accumulated water and sediment from
any elevator pit is prohibited.
§ 139.18 Exhaust gas emission control
systems.
(a) Applicability. The requirements in
paragraphs (b) through (d) of this
section apply to discharges from the
operation and cleaning of any exhaust
gas cleaning system (EGCS) and exhaust
gas recirculation (EGR) system.
(b) Discharge requirements. Unless
excluded in paragraph (c) of this
section, any discharge identified in
paragraph (a) of this section must meet
the following discharge requirements.
(1) pH.
(i) The discharge must meet one of the
following requirements:
(A) The discharge must have a pH of
no less than 6.5 as measured at the
vessel’s overboard discharge point with
the exception that during maneuvering
and transit, the maximum difference of
two pH units is allowed between inlet
water and overboard discharge values;
or
(B) The pH discharge limit is the
value that will achieve a minimum pH
of 6.5 at 4 meters from the overboard
discharge point with the vessel
stationary. This overboard pH discharge
limit is to be determined at the
overboard discharge monitoring point
and is to be recorded as the vessel’s
discharge limit. The overboard pH limit
can be determined either by means of
direct measurement, or by using a
calculation-based methodology
(computational fluid dynamics or other
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equally scientifically established
empirical formulas).
(ii) The pH numeric discharge
standard may be exceeded for up to 15
minutes in any 12-hour period.
(2) PAHs (Polycyclic Aromatic
Hydrocarbons).
(i) The maximum continuous PAH
concentration in the discharge must be
no greater than 50 mg/L PAHphe
(phenanthrene equivalents) above the
inlet water PAH concentration. This
standard applies downstream of any
washwater treatment equipment
including any reactant dosing unit but
upstream of any seawater addition for
control of pH prior to discharge.
(ii) The 50 mg/L numeric discharge
standard is normalized for a discharge
flow rate, before any seawater
neutralization for pH control, of 45 tons
(t)/megawatt-hour (MWh) where the
mega-watt (MW) refers to the Maximum
Continuous Rating (MCR) or 80% of the
power rating of the fuel oil combustion
units whose EGCS discharge water PAH
is being monitored at that point. In cases
where sensors are installed in a separate
measurement cell, the PAH limit applies
to the flow in the main discharge pipe
from which the water is bypassed. This
numeric discharge standard is adjusted
upward or downward for different
discharge flow rates, pursuant to table 1
to paragraph (b)(2)(ii) of this section.
TABLE 1 TO PARAGRAPH (b)(2)(ii)
Discharge water flowrate before any seawater addition for pH control
(t/MWh)
Numeric discharge standard
(μg/L PAHphe equivalents)
0–1 ................................................................................................................................
2.5 .................................................................................................................................
5 ....................................................................................................................................
11.25 .............................................................................................................................
22.5 ...............................................................................................................................
45 ..................................................................................................................................
90 ..................................................................................................................................
a For
2,250
900
450
200
100
50
25
Measurement technology
Ultraviolet light
–″–
Fluorescence a
–″–
–″–
–″–
–″–
any Flow Rate greater than 2.5 t/MWh, Fluorescence technology must be used.
(iii) The continuous PAHphe numeric
discharge standard may be exceeded by
100% for up to 15 minutes in any 12hour period.
(3) Turbidity/suspended particulate
matter.
(i) The washwater treatment system
must be designed to minimize
suspended particulate matter, including
but not limited to heavy metals and ash.
(ii) The maximum continuous
turbidity in the discharge must be no
greater than 25 FNU (formazin
nephlometric units) or 25 NTU
(nephlometric turbidity units) or
equivalent units above the inlet water
turbidity. However, to account for
periods of high inlet turbidity, readings
must be a rolling average over a 15minute period to a maximum of 25 FNU
or NTU. This standard applies
downstream of any washwater treatment
equipment including any reactant
dosing unit but upstream of any
seawater addition for control of pH prior
to discharge.
(iii) For an aggregated 15-minute
period in any rolling 12-hour period, the
continuous turbidity discharge limit
may be exceeded by 20%.
(4) Nitrates plus nitrites:
(i) The washwater treatment system
must prevent the discharge of nitrates
plus nitrites beyond that associated with
a 12% removal of NOX from the
exhaust, or beyond 60 mg/L normalized
for a discharge rate of 45 tons/MWh,
whichever is greater, where the MW
refers to the MCR or 80% of the power
rating of all those fuel oil combustion
units whose EGCS discharge water
nitrates plus nitrites are being
monitored at that point. This standard
applies downstream of any washwater
treatment equipment including any
reactant dosing unit but upstream of any
seawater addition for control of pH prior
to discharge. The 60-mg/L limit is
adjusted upward for lower washwater
flow rates per MWh, and vice-versa, and
the applicable permit limits are
contained in table 2 to paragraph
(b)(4)(i) of this section.
TABLE 2 TO PARAGRAPH (b)(4)(i)
Discharge water flowrate before any seawater addition for pH control
(t/MWh)
Numeric discharge standard
(mg/L nitrate + nitrite)
khammond on DSKJM1Z7X2PROD with RULES3
0–1 .....................................................................................................................................................................
2.5 ......................................................................................................................................................................
5 .........................................................................................................................................................................
11.25 ..................................................................................................................................................................
22.5 ....................................................................................................................................................................
45 .......................................................................................................................................................................
(5) Discharge water from temporary
storage:
(i) pH. See § 139.18(b)(1).
(ii) PAH. Maximum of 50 mg/L
PAHphe before any addition of seawater
(or similar) for control of pH.
(iii) Turbidity. Not greater than 25
FNU or 25 NTU or equivalent units,
before any addition of seawater (or
similar) for pH control.
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(6) Treatment Residuals: Discharges of
sludge or residues generated from
treatment of EGCS or EGR washwater or
bleed-off water are prohibited.
(c) Exclusion. For a vessel operating
on fuel that meets the sulfur content
limits specified in Regulation 14 of
MARPOL Annex VI, discharge of EGR
bleed-off water is excluded from
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2,700
1,080
540
240
120
60
paragraph (b) of this section if the
vessel:
(1) Does not retain the EGR bleed-off
onboard in a holding tank prior to
discharge, and
(2) Is underway, and
(3) Not in port.
(d) Prohibition. For a vessel not
operating on fuel that meets the sulfur
content limits specified in Regulation 14
of MARPOL Annex VI, discharge of EGR
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bleed-off water which is retained in a
holding tank is prohibited unless the
vessel:
(1) Is underway;
(2) Not in port; and
(3) In compliance with the discharge
standard in paragraph (b) of this section.
§ 139.19
Fire protection equipment.
(a) The requirements in paragraphs (b)
through (e) of this section apply to the
discharge from fire protection
equipment, including discharges for
secondary purposes (e.g., anchor and
anchor chain rinsing and deck
washdown). As specified in
§ 139.1(b)(3), these requirements do not
apply to discharges from fire protection
equipment when used for emergencies
or when compliance with such
requirements would compromise the
safety of the vessel or life at sea.
(b) The discharge of fluorinated
firefighting foam is prohibited unless
required for certification or inspection
under 46 CFR 31.10 through 31.18(c), 46
CFR 107.235(b)(4), or by the marine
inspector to ensure vessel safety and
seaworthiness.
(c) The discharge from fire protection
equipment to ensure operability (e.g.,
during testing, training, maintenance,
inspection, or certification) is prohibited
in port unless:
(1) The intake is drawn from
surrounding waters or a potable water
supply and contains no additives (e.g.,
firefighting foam); or
(2) Required in port by the Secretary
for certification or inspection under 46
CFR 31.10 through 31.18(c), 46 CFR
107.235(b)(4), or by the marine
inspector to ensure vessel safety.
(d) The discharge from fire protection
equipment for secondary uses is
prohibited in port unless:
(1) The intake is drawn from
surrounding waters or a potable water
supply and contains no additives (e.g.,
firefighting foam); and
(2) The discharge meets applicable
requirements under this part for the
secondary use.
(e) Additional requirements
applicable to discharges from fire
protection equipment when a vessel is
operating in federally-protected waters
are contained in § 139.40(g).
khammond on DSKJM1Z7X2PROD with RULES3
§ 139.20
Gas turbines.
(a) The requirements in paragraph (b)
of this section apply to discharges from
the washing of gas turbine components.
(b) The discharge of untreated gas
turbine washwater is prohibited unless
infeasible.
§ 139.21
Graywater systems.
(a) The requirements in paragraphs (b)
through (g) of this section apply to
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discharges of graywater except for
graywater from any commercial vessel
on the Great Lakes that is subject to the
requirements in 40 CFR part 140 and 33
CFR part 159.
(b) The introduction of kitchen waste,
food, oils, and oily residues to the
graywater system must be minimized.
(c) Any soaps, cleaners, detergents,
and other substances used by vessel
operators or provided by vessel
operators to persons onboard and
discharged in graywater must be
minimally-toxic, phosphate-free, and
biodegradable.
(d) The discharge of graywater is
prohibited from any vessel:
(1) Within 3 NM from shore that
voyages at least 3 NM from shore and
has remaining available graywater
storage capacity, unless the discharge
meets the standards in paragraph (f) of
this section; and
(2) Within 1 NM from shore that
voyages at least 1 NM from shore but
not beyond 3 NM from shore and has
remaining available graywater storage
capacity, unless the discharge meets the
standards in paragraph (f) of this
section.
(e) The discharge of graywater from
the following vessels must meet the
numeric discharge standard established
in paragraph (f) of this section:
(1) Any new vessel of 400 GT (400
GRT if GT is not assigned) and above
that is certificated to carry 15 or more
persons and provides overnight
accommodations to those persons;
(2) Any passenger vessel, excluding
any ferry, with overnight
accommodations for 500 or more
persons;
(3) Any passenger vessel, excluding
any ferry, with overnight
accommodations for 100–499 persons
unless the vessel was constructed before
December 19, 2008, and does not voyage
beyond 1 NM from shore; and
(4) Any new ferry authorized by the
Secretary to carry 250 or more persons.
(f) A vessel identified in paragraph (d)
or (e) of this section that is discharging
graywater must meet the following
numeric discharge standard:
(1) Fecal coliform.
(i) The 30-day geometric mean must
not exceed 20 cfu, or MPN, per 100 mL.
(ii) Greater than 90% of samples must
not exceed 40 cfu, or MPN, per 100 mL
during any 30-day period.
(2) BOD5.
(i) The 30-day average must not
exceed 30 mg/L.
(ii) The 7-day average must not
exceed 45 mg/L.
(3) Suspended solids.
(i) The 30-day average must not
exceed 30 mg/L.
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82141
(ii) The 7-day average must not
exceed 45 mg/L.
(4) pH.
(i) Must be maintained between 6.0
and 9.0.
(ii) [Reserved]
(5) Total residual oxidizers.
(i) For any discharge from a graywater
system using chlorine, total residual
oxidizers must not exceed 10.0 mg/L.
(ii) [Reserved]
(g) Unless from a vessel subject to
paragraph (e) of this section, the
discharge of graywater from any vessel
operating on the Great Lakes that is not
a commercial vessel must not exceed
200 fecal coliform forming units per 100
milliliters and contain no more than 150
milligrams per liter of suspended solids.
(h) Additional standards applicable to
discharges from graywater systems
when a vessel is operating in federallyprotected waters are contained in
§ 139.40(h).
§ 139.22
Hulls and associated niche areas.
(a) Applicability. The requirements in
paragraphs (b) through (d) of this
section apply to the discharge of antifouling coatings, biofouling organisms,
and other materials from vessel hull and
niche areas.
(b) Transport and passive discharge.
The transport of attached living
organisms and passive discharge of
biofouling must be minimized when
traveling into U.S. waters from outside
the EEZ or between COTP Zones.
Management measures to minimize the
transport of attached living organisms
and the passive discharge of biofouling
are described in paragraphs (c) and (d)
of this section.
(c) Anti-fouling coatings. (1) Antifouling coatings applied to the vessel
must be specific to the operational
profile of the vessel and the equipment
to which it is applied, including, for
biocidal coatings, having appropriate
biocide release rates and components
that are biodegradable once separated
from the vessel surface.
(2) Anti-fouling coatings must be
applied, maintained, and reapplied
consistent with manufacturer
specifications, including but not limited
to the thickness, the method of
application, and the lifespan of the
coating.
(3) Anti-fouling coatings must not
contain tributyltin (TBT) or any other
organotin compound used as a biocide.
(i) Any vessel hull previously covered
with an anti-fouling coating containing
TBT (whether or not used as a biocide)
or any other organotin compound (if
used as a biocide) must:
(A) Maintain an effective overcoat that
forms a barrier so that no TBT or other
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organotin leaches from the underlying
anti-fouling coating; or
(B) Remove any TBT or other
organotin compound from the vessel
hull.
(4) When an organotin compound
other than TBT is used as a catalyst in
the anti-fouling coating (e.g., dibutyltin),
the anti-fouling coating must:
(i) Contain less than 2,500 mg total tin
per kilogram of dry paint; and
(ii) Not be designed to slough or
otherwise peel from the vessel hull,
noting that incidental amounts of antifouling coating discharged by abrasion
during cleaning or after contact with
other hard surfaces (e.g., moorings) are
acceptable.
(5) Anti-fouling coatings must not
contain cybutryne.
(i) Any vessel that has previously
applied an anti-fouling coating that
contains cybutryne in the external
coating layer of their hulls or external
parts or surfaces must:
(A) Apply and maintain an effective
overcoat that forms a barrier so that no
cybutryne leaches from the underlying
anti-fouling coating, noting that
incidental amounts of anti-fouling
coating discharged by abrasion during
cleaning or after contact with other hard
surfaces (e.g., moorings) are acceptable;
or
(B) Remove any cybutryne coating.
(6) As appropriate based on vessel
class and operations, alternatives to
copper-based anti-fouling coatings (e.g.,
non-biocidal anti-fouling coatings) or
coating with lower biocidal release rates
must be considered for vessels spending
30 or more days per year in a copperimpaired waterbody or using these
waters as their home port.
(d) Cleaning. (1) Cleanings should
take place in drydock when practicable.
(2) Hulls and niche areas must be
managed to minimize biofouling such as
through preventative cleaning of
microfouling.
(3) Hull and niche area cleanings
must minimize damage to the antifouling coating, minimize release of
biocides, and follow applicable cleaning
requirements found on the coating
manufacturers’ instructions and any
applicable FIFRA label.
(4) Any discharge from in-water
cleaning without capture of
macrofouling is prohibited.
(5) Any discharge from in-water
cleaning without capture of any copperbased hull coating in a copper-impaired
water body within the first 365 days
after application of that coating is
prohibited.
(6) In-water cleaning must not be
conducted on any section of an antifouling coating that shows excessive
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cleaning actions (e.g., brush marks) or
blistering due to the internal failure of
the paint system.
(7) Any soap, cleaner, or detergent
used on vessel surfaces, including but
not limited to a scum line of the hull,
must be minimally toxic, phosphatefree, and biodegradable.
(8) Additional standards applicable to
discharges from hulls and associated
niche areas when a vessel is operating
in federally-protected waters are
contained in § 139.40(i).
§ 139.23
Inert gas systems.
There are no additional dischargespecific requirements that apply to the
discharge of washwater from an inert
gas system and deck seal water when
used as an integral part of that system.
§ 139.24 Motor gasoline and compensating
systems.
(a) The requirements in paragraph (b)
of this section apply to the discharge of
motor gasoline and compensating
ambient water added to keep gasoline
tanks full to prevent potentially
explosive gasoline vapors from forming.
(b) Additional standards applicable to
discharges from motor gasoline and
compensating systems when a vessel is
operating in federally-protected waters
are contained in § 139.40(j).
§ 139.25
Non-oily machinery.
(a) The requirements in paragraph (b)
of this section apply to discharges from
machinery that contains no oil,
including but not limited to discharges
from the operation of desalination
systems, water chillers, valve packings,
water piping, low- and high-pressure air
compressors, propulsion engine jacket
coolers, fire pumps, and seawater and
potable water pumps.
(b) The discharge of untreated nonoily machinery wastewater and packing
gland or stuffing box effluent containing
toxic or bioaccumulative additives, or
the discharge of oil in such quantities as
may be harmful, is prohibited.
§ 139.26
Pools and spas.
(a) The requirements in paragraphs (b)
and (c) of this section apply to
discharges from pools and spas.
(b) Except for unintentional or
inadvertent releases from overflows
across the decks and into overboard
drains caused by, but not limited to,
weather, vessel traffic, marine wildlife
avoidance or navigational maneuvering,
discharge of pool and spa water must:
(1) Occur only while the vessel is
underway, unless determined to be
infeasible; and
(2) Meet the following numeric
discharge standard:
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(i) For chlorine disinfection: total
residual chlorine less than 100 mg/L;
and
(ii) For bromine disinfection: total
residual oxidant less than 25 mg/L.
(c) Additional standards applicable to
discharges from pools and spas when a
vessel is operating in federally-protected
waters are contained in § 139.40(k).
§ 139.27 Refrigeration and air
conditioning.
(a) The requirements in paragraph (b)
of this section apply to discharges of
condensation from refrigeration, air
conditioning, and similar chilling
equipment.
(b) The direct overboard discharge of
any condensate that contacts toxic or
hazardous materials is prohibited.
§ 139.28
Seawater piping.
(a) The requirements in paragraphs (b)
through (d) of this section apply to
discharges from seawater piping
systems, including while a vessel is in
port or in layup.
(b) Seawater piping systems must be
inspected, maintained, and cleaned as
necessary to minimize the accumulation
and discharge of biofouling organisms.
(c) Seawater piping systems that
accumulate macrofouling must be fitted
with a Marine Growth Prevention
System (MGPS).
(1) An MGPS must be selected to
address:
(i) The level, frequency, and type of
expected biofouling; and
(ii) The design, location, and area in
which the system will be used.
(2) An MGPS must include one, or
some combination of the following:
(i) Chemical injection;
(ii) Electrolysis, ultrasound,
ultraviolet radiation, or
electrochlorination;
(iii) Application of an antifouling
coating;
(iv) Use of cupro-nickel piping; or
(v) Use of glass-reinforced/filamentwound epoxy-based composite piping.
(3) Upon identification of
macrofouling in a seawater piping
system, reactive measures to manage the
macrofouling must be used. Discharges
resulting from reactive measures to
remove macrofouling are prohibited in
port.
(d) Additional standards applicable to
discharges from seawater piping
systems when a vessel is operating in
federally-protected waters are contained
in § 139.40(l).
§ 139.29
Sonar domes.
(a) The requirements in paragraphs (b)
and (c) of this section apply to
discharges from sonar domes.
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(b) The discharge of water from inside
the sonar dome is prohibited during
maintenance or repair.
(c) Any discharge from the use of
bioaccumulative biocides on the
exterior of the sonar dome is prohibited
when non-bioaccumulative alternatives
are available.
Subpart D—Special Area
Requirements
khammond on DSKJM1Z7X2PROD with RULES3
§ 139.40
Federally-protected waters.
(a) Applicability. The requirements in
paragraphs (b) through (l) of this section
are in addition to applicable standards
in subparts B and C of this part and
apply when a vessel is operating in
federally-protected waters.
(b) Ballast tanks. The discharge or
uptake of ballast water in federallyprotected waters must be avoided
except for vessels:
(1) Operating within the boundaries of
any national marine sanctuary that
preserves shipwrecks or maritime
heritage in the Great Lakes, unless the
designation documents for such
sanctuary do not allow taking up or
discharging ballast water in such
sanctuary, pursuant to 16 U.S.C. 1431
note (Pub. L. 113–281, title VI, § 610,
Dec. 18, 2014, 128 Stat. 3064, as
amended by Pub. L. 114–120, title VI,
§ 602(1), Feb. 8, 2016, 130 Stat. 79); or
(2) That operate solely within
federally-protected waters and take on
and discharge ballast water exclusively
in the contiguous portions of a single
COTP Zone.
(c) Bilges. For any vessel of 400 GT
and above, the discharge of bilgewater
into federally-protected waters is
prohibited.
(d) Boilers. The discharge of boiler
blowdown into federally-protected
waters is prohibited.
(e) Chain lockers. The discharge of
accumulated water and sediment from
any chain locker into federallyprotected waters is prohibited.
(f) Decks. The discharge of deck
washdown into federally-protected
waters is prohibited except for those
vessels operating exclusively within
these protected waters provided the
discharge is in compliance with all
other requirements in § 139.15.
(g) Fire protection equipment. The
discharge from fire protection
equipment into federally-protected
water is prohibited except to comply
with USCG fire drill requirements or
anchor and anchor chain requirements
in § 139.14. When USCG fire drills are
conducted, the discharge of any
firefighting foam into federallyprotected waters is prohibited except by
any vessel owned or under contract
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with the United States, State, or local
government to do business exclusively
in any federally-protected waters.
(h) Graywater systems. The discharge
of graywater into federally-protected
waters from any vessel with remaining
available graywater storage capacity is
prohibited.
(i) Hulls and associated niche areas.
The discharge from in-water cleaning of
vessel hulls and niche areas into
federally-protected waters is prohibited
except by any vessel owned or under
contract with the United States, State, or
local government to do business
exclusively in any federally-protected
waters.
(j) Motor gasoline and compensating
systems. The discharge of motor
gasoline and compensating discharges
into federally-protected waters is
prohibited.
(k) Pools and spas. The discharge of
pool or spa water into federallyprotected waters is prohibited.
(l) Seawater piping systems. The
discharge of chemical dosing, as
described in § 139.28, into federallyprotected waters is prohibited.
Subpart E—Procedures for States to
Request Changes to Standards,
Regulations, or Policy Promulgated by
the Administrator
§ 139.50 Petition by a Governor for the
Administrator to establish an emergency
order or review a standard, regulation, or
policy.
(a) The Governor of a State (or a
designee) may submit a petition to the
Administrator:
(1) To issue an emergency order under
CWA section 312(p)(4)(E); or
(2) To review any standard of
performance, regulation, or policy
promulgated by the Administrator
under CWA section 312(p)(4) or (6), if
there exists new information that could
reasonably result in a change to:
(i) The standard of performance,
regulation, or policy; or
(ii) A determination on which the
standard of performance, regulation, or
policy was based.
(b) A petition under paragraph (a) of
this section shall be signed by the
Governor (or a designee) and must
include:
(1) The purpose of the petition
(request for emergency order or a review
of a standard, regulation, or policy);
(2) Any applicable scientific or
technical information that forms the
basis of the petition;
(3) The direct and indirect benefits if
the requested petition were to be
granted by the Administrator; and
(4) For a petition under paragraph
(a)(2) of this section, the costs to the
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affected classes, types, and/or sizes of
vessels if the requested petition were to
be granted by the Administrator.
(c) The Administrator shall grant or
deny:
(1) A petition under paragraph (a)(1)
of this section by not later than the date
that is 180 days after the date on which
the petition is submitted; and
(2) A petition under paragraph (a)(2)
of this section by not later than the date
that is one year after the date on which
the petition is submitted.
(d) If the Administrator determines to
grant a petition:
(1) In the case of a petition under
paragraph (a)(1) of this section, the
Administrator shall immediately issue
the relevant emergency order under
CWA section 312(p)(4)(E); or
(2) In the case of a petition under
paragraph (a)(2) of this section, the
Administrator shall sign a Notice of
Proposed Rulemaking for publication in
the Federal Register to revise the
relevant standard, requirement,
regulation, or policy under CWA section
312(p)(4) or (6), as applicable, as soon
as possible and not later than 30 days
after the date of the determination.
(e) If the Administrator determines to
deny a petition, the Administrator shall
sign a notice of the determination for
publication in the Federal Register that
includes a detailed explanation of the
scientific, technical, or operational
factors that form the basis of the
determination, as soon as possible and
not later than 30 days after the date of
the determination.
§ 139.51 Petition by a Governor for the
Administrator to establish enhanced Great
Lakes system requirements.
(a) The Governors endorsing a
proposed standard or requirement under
CWA section 312(p)(10)(B)(ii)(III)(bb)
may jointly submit to the Administrator
and the Secretary for approval each
proposed standard of performance or
other requirement developed and
endorsed pursuant to CWA section
312(p)(10)(B)(ii) with respect to any
discharge that is subject to regulation
under this part and occurs within the
Great Lakes System.
(b) A petition under paragraph (a) of
this section must include:
(1) An explanation regarding why the
applicable standard of performance or
other requirement is at least as stringent
as a comparable standard of
performance or other requirement under
this part;
(2) An explanation regarding why the
standard of performance or other
requirement is in accordance with
maritime safety; and
(3) An explanation regarding why the
standard of performance or other
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requirement is in accordance with
applicable maritime and navigation
laws and regulations.
(c) On receipt of a proposed standard
of performance or other requirement
under paragraph (b) of this section, the
Administrator and the Secretary shall
sign and transmit to the Office of
Federal Register for publication a joint
notice that, at minimum:
(1) States that the proposed standard
or requirement is publicly available; and
(2) Provides an opportunity for public
comment regarding the proposed
standard or requirement during the 90day period beginning on the date of
receipt by the Administrator of the
proposed standard or requirement.
(d) The Administrator shall
commence a review of each proposed
standard of performance or other
requirement covered by the notice to
determine whether that standard or
requirement is at least as stringent as
comparable standards and requirements
under this part.
(e) In carrying out paragraph (d) of
this section, the Administrator:
(1) Shall consult with the Secretary,
(2) Shall consult with the Governor of
each Great Lakes State and
representatives from the Federal and
provincial governments of Canada;
(3) Shall take into consideration any
relevant data or public comments
received under paragraph (c)(2) of this
section; and
(4) Shall not take into consideration
any preliminary assessment by the Great
Lakes Commission or any dissenting
opinion by a Governor of a Great Lakes
State, except to the extent that such an
assessment or opinion is relevant to the
criteria for the applicable determination
under paragraph (d) of this section.
(f) If a Governor of a Great Lakes State
withdraws the endorsement by not later
than 90 days after the Administrator
receives the proposed standard or
requirement, and the withdrawal results
in the proposed standard or requirement
not having the applicable number of
endorsements, the Administrator shall
terminate review.
(g) Upon review and determination,
the Administrator and the Secretary
shall approve each proposed standard or
other requirement, unless the
Administrator determines that the
proposed standard or other requirement
is not at least as stringent as comparable
standards and requirements under this
part or the Secretary determines that the
proposed standard or requirement is not
in accordance with maritime safety or is
not in accordance with applicable
maritime and navigation laws and
regulations.
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(h) If the Administrator and the
Secretary approve a proposed standard
or other requirement, the Administrator
and the Secretary shall sign a notice of
the determination and transmit the
notice to the Governor of each Great
Lakes State and to the Office of Federal
Register for publication.
(i) If the Administrator and the
Secretary disapprove a proposed
standard or other requirement, the
Administrator and the Secretary shall
sign a notice of the determination and
transmit it to the Governor of each Great
Lakes State and to the Office of Federal
Register for publication. The notice
must include:
(1) A description of the reasons why
the standard or requirement is, as
applicable, less stringent than a
comparable standard or requirement
under this part, and
(2) Any recommendations regarding
changes the Governors of the Great
Lakes states could make to conform the
disapproved portion of the standard or
requirement to the requirements of this
section.
(j) The Administrator and the
Secretary shall make an approval or
disapproval determination under this
section and transmit a notice of such
determination to the Governor of each
Great Lakes State and the Office of
Federal Register not later than 180 days
after the date of receipt of the proposed
standard or regulation.
(k) On approval by the Administrator
and the Secretary of a proposed
standard of performance or other
requirement, the Administrator shall
establish, by regulation, the proposed
standard or requirement within the
Great Lakes System in lieu of any
comparable standard or other
requirement promulgated under CWA
section 312(p)(4). A requirement to
prohibit one or more types of discharge,
whether treated or not treated, into
waters within the Great Lakes System
shall not apply outside the waters of the
Great Lakes states of the Governors
endorsing the requirement.
§ 139.52 Application by a State for the
Administrator to establish a State nodischarge zone.
(a) If any State determines that the
protection and enhancement of the
quality of some or all of the waters
within the State require greater
environmental protection, the Governor
of a State (or a designee) may submit an
application to the Administrator to
establish a regulation prohibiting one or
more discharges, whether treated or not
treated, into such waters subject to the
application.
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(b) A prohibition by the Administrator
under paragraph (a) of this section shall
not apply until the Administrator, in
concurrence with the Secretary, reviews
the State application and makes the
applicable determinations described in
paragraph (d) of this section and
publishes a regulation establishing the
prohibition.
(c) An application submitted by the
State under paragraph (a) of this section
shall be signed by the Governor (or a
designee) and must include:
(1) A narrative explanation of the
location of the proposed waters and a
map delineating the boundaries of the
requested prohibition using geographic
coordinates;
(2) A certification that a prohibition of
the discharge(s) would protect and
enhance the quality of the specific
waters within the State to a greater
extent than the applicable Federal
standard provides;
(3) A detailed analysis of the direct
and indirect benefits of the requested
prohibition for each individual
discharge for which the State is seeking
a prohibition;
(4) A table identifying the types and
number of vessels operating in the
waterbody and a table identifying the
types and number of vessels that would
be subject to the prohibition;
(5) A table identifying the location,
operating schedule, draft requirements,
pumpout capacity, pumpout flow rate,
connections, and fee structure of each
existing facility capable of servicing the
vessels that would be subject to the
prohibition and available to receive the
prohibited discharge;
(6) A description of the wastewater
handling procedures of each facility
identified in paragraph (c)(5) of this
section, including information on how
wastewater is stored, transported,
treated, and/or disposed by each
facility;
(7) A map indicating the location of
each stationary facility, and the
coverage area of each mobile facility,
identified in paragraph (c)(5) of this
section within the proposed waters;
(8) A detailed analysis of the impacts
to vessels subject to the prohibition,
including a discussion of how these
vessels may feasibly collect and store
the discharge, the extent to which
retrofitting may be required, costs that
are incurred as a result of the discharge
prohibition, and any safety
implications.
(d) On application of a State, the
Administrator, in concurrence with the
Secretary, shall, by regulation, prohibit
the discharge from a vessel of one or
more discharges subject to regulation
under this part, whether treated or not
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treated, into the waters covered by the
application if the Administrator
determines that:
(1) The prohibition of the discharge(s)
would protect and enhance the quality
of the specified waters within the State;
(2) Adequate facilities for the safe and
sanitary removal and treatment of the
prohibited discharge(s) are reasonably
available, including taking costs into
consideration, for the water and all
vessels to which the prohibition would
apply. A determination of adequacy
shall consider, at a minimum, water
depth, dock size, pumpout facility
capacity and flow rate, availability of
year-round operations, proximity to
navigation routes, the availability of
operational changes as a means to
reduce the discharge, and the ratio of
pumpout facilities to the population and
discharge capacity of vessels operating
in those waters;
(3) The discharge(s) can be safely
collected and stored until a vessel
reaches an appropriate facility or
location for discharge;
(4) In the case of an application for
the prohibition of the discharge of
ballast water in port (or in any other
location where cargo, passengers, or fuel
are loaded and unloaded):
(i) The considerations for adequate
facilities described in paragraph (d)(2)
of this section apply; and
(ii) The prohibition will not
unreasonably interfere with the safe
loading and unloading of cargo,
passengers, or fuel.
(e) The Administrator shall submit to
the Secretary a request for written
concurrence on a determination made to
establish a prohibition.
(1) A failure by the Secretary to
concur with the Administrator 60 days
after the date on which the
Administrator submits a request for
concurrence shall not prevent the
Administrator from prohibiting the
discharge or discharges, subject to the
condition that the Administrator shall
include in the administrative record of
the promulgation:
(i) Documentation of the request for
concurrence; and
(ii) The response of the Administrator
to any written objections received from
the Secretary relating to the prohibition
during the 60-day period beginning on
the date of the request for concurrence.
(f) If the Administrator determines
that an application meets the criteria in
paragraph (c) of this section and
approves the application, the
Administrator shall notify the State of
the tentative approval and develop a
Notice of Proposed Rulemaking for
transmittal to the Office of the Federal
Register.
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Appendix A to Part 139—FederallyProtected Waters 1
The asterisk (‘‘*’’) modifier in
appendix A to part 139 identifies those
areas vessels subject to these Federal
standards may be most likely to transit
based on proximity to waters where
these vessels may operate.
A.1 National Marine Sanctuaries
American Samoa National Marine
Sanctuary *
Channel Islands National Marine Sanctuary *
Cordell Bank National Marine Sanctuary *
Florida Keys National Marine Sanctuary *
Greater Farallones National Marine
Sanctuary *
Hawaiian Islands Humpback Whale National
Marine Sanctuary *
Monterey Bay National Marine Sanctuary *
Olympic Coast National Marine Sanctuary *
Stellwagen Bank National Marine
Sanctuary *
A.2 Marine National Monuments
Mariana Trench Marine National
Monument *
Northeast Canyons and Seamounts Marine
National Monument *
Pacific Remote Islands Marine National
Monument *
Papahānaumokuākea Marine National
Monument *
Rose Atoll Marine National Monument
A.3 National Parks (National Reserves
and Monuments)
Alabama
Birmingham Civil Rights National Monument
Freedom Riders National Monument
Horseshoe Bend National Military Park
Little River Canyon National Preserve
Muscle Shoals National Heritage Area
Natchez Trace National Scenic Trail *
Russell Cave National Monument
Selma to Montgomery National Historic Trail
Trail of Tears National Historic Trail
Tuskegee Airmen National Historic Site
Tuskegee Institute National Historic Site
Alaska
Aleutian World War II National Historic Area
Aniakchak National Monument and
Preserve *
Bering Land Bridge National Preserve *
Cape Krusenstern National Monument *
Chilkoot National Historic Trail
Denali National Park and Preserve
Gates of the Arctic National Park and
Preserve *
Glacier Bay National Park and Preserve *
Iditarod National Historic Trail
Inupiat Heritage Center
Katmai National Park and Preserve *
Kenai Fjords National Park *
Kenai Mountains-Turnagain Arm National
Heritage Area
Klondike Gold Rush National Historical
Park *
Kobuk Valley National Park *
Lake Clark National Park and Preserve *
Noatak National Preserve *
Sitka National Historical Park *
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Wrangell–St. Elias National Park and
Preserve *
Yukon–Charley Rivers National Preserve *
American Samoa
National Park of American Samoa *
Arizona
Arizona National Scenic Trail
Butterfield Overland National Historic Trail
Canyon de Chelly National Monument
Casa Grande Ruins National Monument
Chiricahua National Monument
Coronado National Memorial
Fort Bowie National Historic Site
Glen Canyon National Recreation Area
Grand Canyon–Parashant National
Monument
Grand Canyon National Park
Hohokam Pima National Monument
Hubbell Trading Post National Historic Site
Lake Mead National Recreation Area
Montezuma Castle National Monument
Navajo National Monument
Old Spanish National Historic Trail
Organ Pipe Cactus National Monument
Petrified Forest National Park
Pipe Spring National Monument
Saguaro National Park
Santa Cruz Valley National Heritage Area
Sunset Crater Volcano National Monument
Tonto National Monument
Tumacacori National Historical Park
Tuzigoot National Monument
Walnut Canyon National Monument
Wupatki National Monument
Yuma Crossing National Heritage Area
Arkansas
Arkansas Post National Memorial *
Buffalo National River *
Butterfield Overland National Historic Trail
Charleston National Commemorative Site
Fort Smith National Historic Site *
Hot Springs National Park
Little Rock Central High School National
Historic Site
Mississippi Delta National Heritage Area
Pea Ridge National Military Park
President William Jefferson Clinton
Birthplace Home National Historic Site
Trail of Tears National Historic Trail
California
Butterfield Overland National Historic Trail
Cabrillo National Monument *
California National Historic Trail
Castle Mountains National Monument
Cesar E. Chavez National Monument
Channel Islands National Park *
Death Valley National Park
Devils Postpile National Monument
Eugene O’Neill National Historic Site
Fort Point National Historic Site *
Golden Gate National Recreation Area *
John Muir National Historic Site
Joshua Tree National Park
Juan Bautista de Anza National Historic Trail
Kings Canyon National Park
Lassen Volcanic National Park
Lava Beds National Monument
Manzanar National Historic Site
Mojave National Preserve
Muir Woods National Monument
Old Spanish National Historic Trail
Pacific Crest National Scenic Trail
Pinnacles National Park
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Point Reyes National Seashore *
Pony Express National Historic Trail
Port Chicago Naval Magazine National
Memorial *
Redwood National Park *
Roosevelt Campobello International Park
Rosie the Riveter/World War II Home Front
National Historical Park *
Sacramento-San Joaquin Delta National
Heritage Area
San Francisco Maritime National Historical
Park *
Santa Monica Mountains National Recreation
Area *
Sequoia National Park
Tule Lake National Monument
Whiskeytown-Shasta-Trinity National
Recreation Area
Yosemite National Park
Colorado
Amache National Historic Site
Bent’s Old Fort National Historic Site
Black Canyon of the Gunnison National Park
Cache La Poudre River National Heritage
Area
California National Historic Trail
Colorado National Monument
Continental Divide National Scenic Trail
Curecanti National Recreation Area
Dinosaur National Monument
Florissant Fossil Beds National Monument
Great Sand Dunes National Park and Preserve
Hovenweep National Monument
Mesa Verde National Park
Old Spanish National Historic Trail
Pony Express National Historic Trail
Rocky Mountain National Park
Sand Creek Massacre National Historic Site
Sangre de Cristo National Heritage Area
Santa Fe National Historic Trail
South Park National Heritage Area
Yucca House National Monument
Connecticut
Appalachian National Scenic Trail *
Coltsville National Historical Park
New England National Scenic Trail
The Last Green Valley National Heritage
Corridor
Upper Housantonic Valley National Heritage
Area
Washington-Rochambeau Revolutionary
Route National Historic Trail
Weir Farm National Historical Park
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Captain John Smith Chesapeake National
Historic Trail
First State National Historical Park *
Washington-Rochambeau Revolutionary
Route National Historic Trail
District of Columbia
Adams Memorial
Belmont-Paul Women’s Equality National
Monument
Captain John Smith Chesapeake National
Historic Trail
Carter G. Woodson Home National Historic
Site
Chesapeake and Ohio Canal National
Historical Park *
Constitution Gardens
Desert Storm/Desert Shield Memorial
Dwight D. Eisenhower Memorial
Ford’s Theatre National Historic Site
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Franklin Delano Roosevelt Memorial *
Frederick Douglass National Historic Site
George Washington Memorial Parkway
Global War on Terrorism Memorial
Korean War Veterans Memorial *
Lincoln Memorial *
Lyndon Baines Johnson Memorial Grove on
the Potomac *
Martin Luther King Jr. Memorial *
Mary McLeod Bethune Council House
National Historic Site
National Capital Parks—East *
National Mall and Memorial Parks
Pennsylvania Avenue National Historic Site
Potomac Heritage National Scenic Trail
Rock Creek Park
Star-Spangled Banner National Historic Trail
The White House and President’s Park
Theodore Roosevelt Island *
Thomas Jefferson Memorial *
Vietnam Veterans Memorial
Washington-Rochambeau Revolutionary
Route National Historic Trail
Washington Monument *
World War I Memorial
World War II Memorial *
Florida
Big Cypress National Preserve *
Biscayne National Park *
Canaveral National Seashore *
Castillo de San Marcos National Monument *
De Soto National Memorial *
Dry Tortugas National Park *
Everglades National Park *
Florida National Scenic Trail
Fort Caroline National Memorial *
Fort Matanzas National Monument *
Gulf Islands National Seashore *
Gullah/Geechee Cultural Heritage Corridor
Timucuan Ecological and Historic Preserve *
Georgia
Andersonville National Historic Site
Appalachian National Scenic Trail
Arabia Mountain National Heritage Area
Augusta Canal National Heritage Area
Chattahoochee River National Recreation
Area
Chickamauga and Chattanooga National
Military Park *
Cumberland Island National Seashore *
Fort Frederica National Monument *
Fort Pulaski National Monument *
Gullah/Geechee Cultural Heritage Corridor
Jimmy Carter National Historical Park
Kennesaw Mountain National Battlefield
Park
Kettle Creek Battlefield
Martin Luther King Jr. National Historical
Park
Ocmulgee Mounds National Historical Park *
Trail of Tears National Historic Trail
Guam
War in the Pacific National Historical Park *
Hawaii
Ala Kahakai National Historic Trail
Haleakalā National Park *
Hawai‘i Volcanoes National Park *
Honouliuli National Historic Site
Kalaupapa National Historical Park *
Kaloko-Honōkhau National Historical Park *
Pearl Harbor National Memorial *
Pu‘uhonua o Hōnaunau National Historical
Park *
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Pu‘ukoholā Heiau National Historic Site *
Idaho
California National Historic Trail
City of Rocks National Reserve
Continental Divide National Scenic Trail
Craters of the Moon National Monument and
Preserve
Hagerman Fossil Beds National Monument
Lewis and Clark National Historic Trail
Minidoka National Historic Site *
Nez Perce (Nee-Me-Poo) National Historic
Trail
Nez Perce National Historical Park
Oregon National Historic Trail
Pacific Northwest National Scenic Trail
Yellowstone National Park
Illinois
Abraham Lincoln National Heritage Area
Chicago Portage National Historic Site
Emmett Till and Mamie Till-Mobley National
Monument
Gateway Arch National Park *
Illinois and Michigan Canal National
Heritage Corridor
Lewis and Clark National Historic Trail *
Lincoln Home National Historic Site
Mormon Pioneer National Historic Trail
New Philadelphia National Historic Site
Pullman National Historical Park
Ronald Reagan Boyhood Home National
Historic Site
Trail of Tears National Historic Trail
Indiana
George Rogers Clark National Historical Park
Indiana Dunes National Park *
Kennedy-King National Commemorative Site
Lewis and Clark National Historic Trail
Lincoln Boyhood National Memorial
Iowa
America’s Agricultural Heritage Partnership
(Silos and Smokestacks National
Heritage Area)
Effigy Mounds National Monument *
Herbert Hoover National Historic Site
Lewis and Clark National Historic Trail
Mormon Pioneer National Historic Trail
Kansas
Brown v. Board of Education National
Historical Park
California National Historic Trail
Fort Larned National Historic Site
Fort Scott National Historic Site
Freedom’s Frontier National Heritage Area
Lewis and Clark National Historic Trail
Nicodemus National Historic Site
Oregon National Historic Trail
Pony Express National Historic Trail
Quindaro Townsite
Santa Fe National Historic Trail
Tallgrass Prairie National Preserve
Kentucky
Abraham Lincoln Birthplace National
Historical Park
Big South Fork National River and Recreation
Area
Camp Nelson National Monument *
Cumberland Gap National Historical Park
Fort Donelson National Battlefield *
Lewis and Clark National Historic Trail
Mammoth Cave National Park *
Mill Springs Battlefield National
Monument *
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Trail of Tears National Historic Trail
Louisiana
Atchafalaya National Heritage Area
Cane River Creole National Historical Park
Cane River National Heritage Area
El Camino Real de los Tejas National Historic
Trail
Jean Lafitte National Historical Park and
Preserve *
Mississippi Delta National Heritage Area
New Orleans Jazz National Historical Park
Poverty Point National Monument
Vicksburg National Military Park *
Maine
Acadia National Park *
Appalachian National Scenic Trail
Katahdin Woods and Waters National
Monument
Saint Croix Island International Historic Site
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Maryland
Antietam National Battlefield
Appalachian Forest National Heritage Area
Appalachian National Scenic Trail
Assateague Island National Seashore *
Baltimore National Heritage Area
Captain John Smith Chesapeake National
Historic Trail
Catoctin Mountain Park
Chesapeake and Ohio Canal National
Historical Park
Clara Barton National Historic Site
Fort McHenry National Monument and
Historic Shrine *
Fort Washington Park *
George Washington Memorial Parkway *
Greenbelt Park
Hampton National Historic Site
Harpers Ferry National Historical Park
Harriet Tubman Underground Railroad
National Historical Park
Journey Through Hallowed Ground National
Heritage Area
Monocacy National Battlefield
National Capital Parks—East *
Piscataway Park *
Potomac Heritage National Scenic Trail
Star-Spangled Banner National Historic Trail
Thomas Stone National Historic Site
Washington-Rochambeau Revolutionary
Route National Historic Trail
Massachusetts
Adams National Historical Park
Appalachian National Scenic Trail
Boston African American National Historic
Site *
Boston Harbor Islands National Recreation
Area *
Boston National Historical Park *
Cape Cod National Seashore *
Essex National Heritage Area
Frederick Law Olmsted National Historic Site
Freedom’s Way National Heritage Area
John Fitzgerald Kennedy National Historic
Site
John H. Chafee Blackstone River Valley
National Heritage Corridor
Longfellow—Washington’s Headquarters
National Historic Site
Lowell National Historical Park
Minute Man National Historical Park
New Bedford Whaling National Historical
Park *
New England National Scenic Trail
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Salem Maritime National Historic Site *
Saugus Iron Works National Historic Site *
Springfield Armory National Historic Site
The Last Green Valley National Heritage
Corridor
Upper Housantonic Valley National Heritage
Area
Washington-Rochambeau Revolutionary
Route National Historic Trail
Michigan
Father Marquette National Memorial
Isle Royale National Park *
Keweenaw National Historical Park *
MotorCities National Heritage Area
North Country National Scenic Trail
Pictured Rocks National Lakeshore *
River Raisin National Battlefield Park *
Sleeping Bear Dunes National Lakeshore *
Minnesota
Grand Portage National Monument *
Mississippi National River and Recreation
Areas *
North Country National Scenic Trail
Pipestone National Monument
Saint Croix National Scenic Riverway
Voyageurs National Park *
Mississippi
Brices Cross Roads National Battlefield Site
Emmett Till and Mamie Till-Mobley National
Monument
Gulf Islands National Seashore
Medgar and Myrlie Evers Home National
Monument
Mississippi Delta National Heritage Area
Mississippi Gulf Coast National Heritage
Area
Mississippi Hills National Heritage Area
Natchez National Historical Park *
Natchez Trace National Scenic Trail
Natchez Trace Parkway
Tupelo National Battlefield
Vicksburg National Military Park
Missouri
Butterfield Overland National Historic Trail
California National Historic Trail
Freedom’s Frontier National Heritage Area
Gateway Arch National Park
George Washington Carver National
Monument
Harry S Truman National Historic Site
Lewis and Clark National Historic Trail
Oregon National Historic Trail
Ozark National Scenic Riverways
Pony Express National Historic Trail
Santa Fe National Historic Trail
Ste. Genevieve National Historical Park
Trail of Tears National Historic Trail
Ulysses S. Grant National Historic Site
Wilson’s Creek National Battlefield
Montana
Big Hole National Battlefield
Bighorn Canyon National Recreation Area
Continental Divide National Scenic Trail
Fort Union Trading Post National Historic
Site
Glacier National Park
Grant-Kohrs Ranch National Historic Site
Lewis and Clark National Historic Trail
Little Bighorn Battlefield National Monument
Nez Perce (Nee-Me-Poo) National Historic
Trail
Nez Perce National Historical Park
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Pacific Northwest National Scenic Trail
Yellowstone National Park
Nebraska
Agate Fossil Beds National Monument
California National Historic Trail
Chimney Rock National Historic Site
Homestead National Historical Park
Lewis and Clark National Historic Trail
Missouri National Recreational River *
Mormon Pioneer National Historic Trail
Niobrara National Scenic River
Oregon National Historic Trail
Pony Express National Historic Trail
Scotts Bluff National Monument
Nevada
California National Historic Trail
Death Valley National Park
Great Basin National Heritage Route
Great Basin National Park
Lake Mead National Recreation Area
Old Spanish National Historic Trail
Pony Express National Historic Trail
Tule Springs Fossil Beds National Monument
New Hampshire
Appalachian National Scenic Trail
Freedom’s Way National Heritage Area
Saint-Gaudens National Historical Park
New Jersey
Appalachian National Scenic Trail
Crossroads of the American Revolution
National Heritage Area
Delaware Water Gap National Recreation
Area
Gateway National Recreation Area *
Great Egg Harbor National Scenic and
Recreational River
Middle Delaware National Scenic River
Morristown National Historical Park
Paterson Great Falls National Historical Park
Pinelands National Reserve
Statue of Liberty National Monument *
Thomas Edison National Historical Park
Washington-Rochambeau Revolutionary
Route National Historic Trail
New Mexico
Aztec Ruins National Monument
Bandelier National Monument
Butterfield Overland National Historic Trail
Capulin Volcano National Monument
Carlsbad Caverns National Park
Chaco Culture National Historical Park
Continental Divide National Scenic Trail
El Camino de Tierra Adentro National
Historic Trail
El Malpais National Monument
El Morro National Monument
Fort Union National Monument
Gila Cliff Dwellings National Monument
Manhattan Project National Historical Park
Northern Rio Grande National Heritage Area
Old Spanish National Historic Trail
Pecos National Historical Park
Petroglyph National Monument
Salinas Pueblo Missions National Monument
Santa Fe National Historic Trail
Valles Caldera National Preserve
White Sands National Park
New York
African Burial Ground National Monument
Appalachian National Scenic Trail
Captain John Smith Chesapeake National
Historic Trail
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Castle Clinton National Monument *
Champlain Valley National Heritage
Partnership
Eleanor Roosevelt National Historic Site
Erie Canalway National Heritage Corridor
Federal Hall National Memorial
Fire Island National Seashore *
Fort Stanwix National Monument
Gateway National Recreation Area *
General Grant National Memorial
Governors Island National Monument *
Hamilton Grange National Memorial
Harriet Tubman National Historical Park
Home of Franklin D. Roosevelt National
Historic Site *
Kate Mullany National Historic Site
Lower East Side Tenement National Historic
Site
Martin Van Buren National Historic Site
Maurice D. Hinchey Hudson River National
Heritage Area
Middle Delaware National Scenic River
Niagara Falls National Heritage Area
North Country National Scenic Trail
Sagamore Hill National Historic Site *
Saint Paul’s Church National Historic Site
Saratoga National Historical Park *
Statue of Liberty National Monument *
Stonewall National Monument
Theodore Roosevelt Birthplace National
Historic Site
Theodore Roosevelt Inaugural National
Historic Site
Thomas Cole National Historic Site
Upper Delaware Scenic and Recreational
River
Vanderbilt Mansion National Historic Site *
Washington-Rochambeau Revolutionary
Route National Historic Trail
Women’s Rights National Historical Park *
North Carolina
Appalachian National Scenic Trail
Blue Ridge National Heritage Area
Blue Ridge Parkway
Cape Hatteras National Seashore *
Cape Lookout National Seashore *
Carl Sandburg Home National Historic Site
Fort Raleigh National Historic Site *
Great Smoky Mountains National Park
Guilford Courthouse National Military Park
Gullah/Geechee Cultural Heritage Corridor
Moores Creek National Battlefield
Overmountain Victory National Historic Trail
Trail of Tears National Historic Trail
Wright Brothers National Memorial
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North Dakota
Fort Union Trading Post National Historic
Site
International Peace Garden
Knife River Indian Villages National Historic
Site
Lewis and Clark National Historic Trail
North Country National Scenic Trail
Northern Plains National Heritage Area
Theodore Roosevelt National Park
Northern Mariana Islands
American Memorial Park *
Ohio
Charles Young Buffalo Soldiers National
Monument
Cuyahoga Valley National Park
Dayton Aviation Heritage National Historical
Park
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Fallen Timbers Battlefield and Fort Miamis
National Historic Site
First Ladies National Historic Site
Hopewell Culture National Historical Park
James A. Garfield National Historic Site
Lewis and Clark National Historic Trail
National Aviation National Heritage Area
North Country National Scenic Trail
Ohio and Erie National Heritage Canalway
Perry’s Victory and International Peace
Memorial *
William Howard Taft National Historic Site
Oklahoma
Butterfield Overland National Historic Trail
Chickasaw National Recreation Area
Fort Smith National Historic Site
Oklahoma City National Memorial
Santa Fe National Historic Trail
Trail of Tears National Historic Trail
Washita Battlefield National Historic Site
Oregon
California National Historic Trail
Crater Lake National Park
John Day Fossil Beds National Monument
Lewis and Clark National Historic Trail
Lewis and Clark National Historical Park *
Nez Perce (Nee-Me-Poo) National Historic
Trail
Nez Perce National Historical Park
Oregon Caves National Monument and
Preserve
Oregon National Historic Trail
Pacific Crest National Scenic Trail
Pennsylvania
Allegheny Portage Railroad National Historic
Site
Appalachian National Scenic Trail
Benjamin Franklin National Memorial
Captain John Smith Chesapeake National
Historic Trail
Delaware and Lehigh National Heritage
Corridor
Delaware Water Gap National Recreation
Area
Edgar Allan Poe National Historic Site
Eisenhower National Historic Site
Flight 93 National Memorial
Fort Necessity National Battlefield
Friendship Hill National Historic Site *
Gettysburg National Military Park
Gloria Dei (Old Swedes’) Church National
Historic Site
Hopewell Furnace National Historic Site
Independence National Historical Park *
Johnstown Flood National Memorial
Journey Through Hallowed Ground National
Heritage Area
Lackawanna Valley National Heritage Area
Lewis and Clark National Historic Trail
Middle Delaware National Scenic River
North Country National Scenic Trail
Oil Region National Heritage Area
Potomac Heritage National Scenic Trail
Rivers of Steel National Heritage Area
Schuylkill River Valley National Heritage
Area
Southwestern Pennsylvania Industrial
Heritage Route (Paths of Progress
National Heritage Route)
Steamtown National Historic Site
Susquehanna National Heritage Area
Thaddeus Kosciuszko National Memorial
Upper Delaware Scenic and Recreational
River
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Valley Forge National Historical Park
Washington-Rochambeau Revolutionary
Route National Historic Trail
Puerto Rico
San Juan National Historic Site *
Rhode Island
Blackstone River Valley National Historical
Park
John H. Chafee Blackstone River Valley
National Heritage Corridor
Roger Williams National Memorial
Touro Synagogue National Historic Site
Washington-Rochambeau Revolutionary
Route National Historic Trail
South Carolina
Charles Pinckney National Historic Site
Congaree National Park *
Cowpens National Battlefield
Eutaw Springs Battlefield
Fort Sumter and Fort Moultrie National
Historical Park *
Gullah/Geechee Cultural Heritage Co
Historic Camden Revolutionary War Site
Kings Mountain National Military Park
Ninety Six National Historic Site
Overmountain Victory National Historic Trail
Reconstruction Era National Historical Park *
South Carolina National Heritage Corridor
South Dakota
Badlands National Park
Jewel Cave National Monument
Lewis and Clark National Historic Trail
Minuteman Missile National Historic Site
Missouri National Recreational River
Mount Rushmore National Memorial
Wind Cave National Park
Tennessee
Andrew Johnson National Historic Site
Appalachian National Scenic Trail
Big South Fork National River and Recreation
Area
Chickamauga and Chattanooga National
Military Park
Cumberland Gap National Historical Park
Fort Donelson National Battlefield
Great Smoky Mountains National Park
Manhattan Project National Historical Park *
Natchez Trace National Scenic Trail
Overmountain Victory National Historic Trail
Parkers Crossroads Battlefield
Shiloh National Military Park *
Stones River National Battlefield
Tennessee Civil War National Heritage Area
Trail of Tears National Historic Trail
Texas
Alibates Flint Quarries National Monument
Amistad National Recreation Area *
Big Bend National Park
Big Thicket National Preserve
Blackwell School National Historic Site
Butterfield Overland National Historic Trail
Chamizal National Memorial
El Camino de Tierra Adentro National
Historic Trail
El Camino Real de los Tejas National Historic
Trail
Fort Davis National Historic Site
Guadalupe Mountains National Park
Lake Meredith National Recreation Area
Lyndon B. Johnson National Historical Park
Padre Island National Seashore *
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Palo Alto Battlefield National Historical Park
Rio Grande Wild and Scenic River
San Antonio Missions National Historical
Park
Waco Mammoth National Monument
Utah
Arches National Park
Bryce Canyon National Park
California National Historic Trail
Canyonlands National Park
Capitol Reef National Park
Cedar Breaks National Monument
Dinosaur National Monument
Glen Canyon National Recreation Area
Golden Spike National Historical Park
Great Basin National Heritage Route
Hovenweep National Monument
Mormon Pioneer National Heritage Area
Mormon Pioneer National Historic Trail
Natural Bridges National Monument
Old Spanish National Historic Trail
Pony Express National Historic Trail
Rainbow Bridge National Monument
Timpanogos Cave National Monument
Zion National Park
Vermont
Appalachian National Scenic Trail
Champlain Valley National Heritage
Partnership
Marsh-Billings-Rockefeller National
Historical Park
North Country National Scenic Trail
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Virgin Islands
Buck Island Reef National Monument *
Christiansted National Historic Site *
Salt River Bay National Historical Park and
Ecological Preserve *
Virgin Islands Coral Reef National
Monument *
Virgin Islands National Park *
Virginia
Appalachian National Scenic Trail
Appomattox Court House National Historical
Park
Arlington House, The Robert E. Lee Memorial
Assateague Island National Seashore
Blue Ridge Parkway
Booker T. Washington National Monument
Captain John Smith Chesapeake National
Historic Trail
Cedar Creek and Belle Grove National
Historical Park
Colonial National Historical Park *
Cumberland Gap National Historical Park
Fort Monroe National Monument *
Fredericksburg and Spotsylvania County
Battlefields Memorial National Military
Park *
George Washington Birthplace National
Monument *
George Washington Memorial Parkway
Green Springs National Historic Landmark
District
Harpers Ferry National Historical Park
Jamestown National Historic Site
Journey Through Hallowed Ground National
Heritage Area
Maggie L. Walker National Historic Site
Manassas National Battlefield Park
Natural Bridge State Park
Overmountain Victory National Historic Trail
Petersburg National Battlefield *
Potomac Heritage National Scenic Trail
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Prince William Forest Park
Red Hill Patrick Henry National Memorial
Richmond National Battlefield Park *
Shenandoah National Park
Shenandoah Valley Battlefields National
Historic District
Star-Spangled Banner National Historic Trail
Washington-Rochambeau Revolutionary
Route National Historic Trail
Wolf Trap National Park for the Performing
Arts
Washington
Ebey’s Landing National Historical Reserve *
Fort Vancouver National Historic Site *
Klondike Gold Rush National Historical Park
Lake Chelan National Recreation Area
Lake Roosevelt National Recreation Area *
Lewis and Clark National Historic Trail
Lewis and Clark National Historical Park
Manhattan Project National Historical Park
Maritime Washington National Heritage Area
Mount Rainier National Park
Mountains to Sound Greenway National
Heritage Area
Nez Perce National Historical Park
North Cascades National Park
Olympic National Park *
Oregon National Historic Trail
Pacific Crest National Scenic Trail
Pacific Northwest National Scenic Trail
Ross Lake National Recreation Area
San Juan Island National Historical Park *
Whitman Mission National Historic Site
Wing Luke Museum of the Asian Pacific
American Experience
West Virginia
Appalachian Forest National Heritage Area
Appalachian National Scenic Trail
Bluestone National Scenic River
Chesapeake and Ohio Canal National
Historical Park
Gauley River National Recreation Area
Harpers Ferry National Historical Park
Lewis and Clark National Historic Trail
National Coal National Heritage Area
New River Gorge National Park and Preserve
Wheeling National Heritage Area
Wisconsin
Apostle Islands National Lakeshore *
Ice Age National Scenic Trail
Ice Age National Scientific Reserve
North Country National Scenic Trail
Saint Croix National Scenic Riverway
Wyoming
Bighorn Canyon National Recreation Area
California National Historic Trail
Continental Divide National Scenic Trail
Devils Tower National Monument
Fort Laramie National Historic Site
Fossil Butte National Monument
Grand Teton National Park
John D. Rockefeller Jr. Memorial Parkway
Mormon Pioneer National Historic Trail
Nez Perce (Nee-Me-Poo) National Historic
Trail
Oregon National Historic Trail
Pony Express National Historic Trail
Yellowstone National Park
A.4
National Wildlife Refuges
Alabama
Bon Secour National Wildlife Refuge *
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Cahaba River National Wildlife Refuge
Choctaw National Wildlife Refuge *
Eufaula National Wildlife Refuge *
Fern Cave National Wildlife Refuge
Grand Bay National Wildlife Refuge *
Key Cave National Wildlife Refuge *
Mountain Longleaf National Wildlife Refuge
Sauta Cave National Wildlife Refuge
Watercress Darter National Wildlife Refuge
Wheeler National Wildlife Refuge *
Alaska
Alaska Maritime National Wildlife Refuge *
Alaska Peninsula National Wildlife Refuge *
Arctic National Wildlife Refuge *
Becharof National Wildlife Refuge *
Innoko National Wildlife Refuge *
Izembek National Wildlife Refuge *
Kanuti National Wildlife Refuge *
Kenai National Wildlife Refuge *
Kodiak National Wildlife Refuge *
Koyukuk National Wildlife Refuge *
Nowitna National Wildlife Refuge *
Selawik National Wildlife Refuge *
Tetlin National Wildlife Refuge
Togiak National Wildlife Refuge *
Yukon Delta National Wildlife Refuge *
Yukon Flats National Wildlife Refuge *
American Samoa
Rose Atoll National Wildlife Refuge *
Arizona
Bill Williams River National Wildlife Refuge
Buenos Aires National Wildlife Refuge
Cabeza Prieta National Wildlife Refuge
Cibola National Wildlife Refuge
Havasu National Wildlife Refuge
Imperial National Wildlife Refuge
Kofa National Wildlife Refuge
Leslie Canyon National Wildlife Refuge
San Bernardino National Wildlife Refuge
Arkansas
Bald Knob National Wildlife Refuge
Big Lake National Wildlife Refuge
Cache River National Wildlife Refuge *
Dale Bumpers White River National Wildlife
Refuge *
Felsenthal National Wildlife Refuge *
Holla Bend National Wildlife Refuge *
Logan Cave National Wildlife Refuge
Overflow National Wildlife Refuge
Pond Creek National Wildlife Refuge
Wapanocca National Wildlife Refuge
California
Antioch Dunes National Wildlife Refuge *
Bitter Creek National Wildlife Refuge
Blue Ridge National Wildlife Refuge
Butte Sink Wildlife Management Area
Castle Rock National Wildlife Refuge *
Cibola National Wildlife Refuge
Clear Lake National Wildlife Refuge
Coachella Valley National Wildlife Refuge
Colusa National Wildlife Refuge
Delevan National Wildlife Refuge
Don Edwards San Francisco Bay National
Wildlife Refuge *
Ellicott Slough National Wildlife Refuge
Farallon Islands National Wildlife Refuge *
Grasslands Wildlife Management Area
Guadalupe-Nipomo Dunes National Wildlife
Refuge *
Havasu National Wildlife Refuge
Hopper Mountain National Wildlife Refuge
Humboldt Bay National Wildlife Refuge *
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Imperial National Wildlife Refuge
Kern National Wildlife Refuge
Lower Klamath National Wildlife Refuge
Marin Islands National Wildlife Refuge *
Merced National Wildlife Refuge
Modoc National Wildlife Refuge
Pixley National Wildlife Refuge
Sacramento National Wildlife Refuge
Sacramento River National Wildlife Refuge *
Salinas River National Wildlife Refuge *
San Diego Bay National Wildlife Refuge *
San Diego National Wildlife Refuge
San Joaquin River National Wildlife Refuge
San Luis National Wildlife Refuge
San Pablo Bay National Wildlife Refuge *
Seal Beach National Wildlife Refuge *
Sonny Bono Salton Sea National Wildlife
Refuge
Steve Thompson North Central Valley
Wildlife Management Area *
Stone Lakes National Wildlife Refuge *
Sutter National Wildlife Refuge
Tijuana Slough National Wildlife Refuge *
Tulare Basin Wildlife Management Area
Tule Lake National Wildlife Refuge
Willow Creek-Lurline Wildlife Management
Area
Nathaniel P. Reed Hobe Sound National
Wildlife Refuge *
National Key Deer Refuge *
Okefenokee National Wildlife Refuge
Passage Key National Wildlife Refuge *
Pelican Island National Wildlife Refuge *
Pine Island National Wildlife Refuge *
Pinellas National Wildlife Refuge *
St. Johns National Wildlife Refuge
St. Marks National Wildlife Refuge *
St. Vincent National Wildlife Refuge *
Ten Thousand Islands National Wildlife
Refuge *
Colorado
Alamosa National Wildlife Refuge
Arapaho National Wildlife Refuge
Baca National Wildlife Refuge
Browns Park National Wildlife Refuge
Colorado River Wildlife Management Area
Monte Vista National Wildlife Refuge
Rocky Flats National Wildlife Refuge
Rocky Mountain Arsenal National Wildlife
Refuge
San Luis Valley Conservation Area
Sangre De Cristo Conservation Area
Two Ponds National Wildlife Refuge
Hawaii
Hakalau Forest National Wildlife Refuge
Hanalei National Wildlife Refuge
Hawaiian Islands National Wildlife Refuge *
Hul‘ia National Wildlife Refuge
James Campbell National Wildlife Refuge *
Kakahai‘a National Wildlife Refuge *
Kelia Pond National Wildlife Refuge *
Kilauea Point National Wildlife Refuge *
Ohahu Forest National Wildlife Refuge
Pearl Harbor National Wildlife Refuge *
Connecticut
Great Thicket National Wildlife Refuge *
Silvio O. Conte National Fish And Wildlife
Refuge
Stewart B. Mckinney National Wildlife
Refuge *
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Delaware
Bombay Hook National Wildlife Refuge *
Prime Hook National Wildlife Refuge *
Florida
Archie Carr National Wildlife Refuge *
Arthur R. Marshall Loxahatchee National
Wildlife Refuge
Caloosahatchee National Wildlife Refuge *
Cedar Keys National Wildlife Refuge *
Chassahowitzka National Wildlife Refuge *
Crocodile Lake National Wildlife Refuge *
Crystal River National Wildlife Refuge *
Egmont Key National Wildlife Refuge *
Everglades Headwaters National Wildlife
Refuge And Conservation Area
Everglades To Gulf Conservation Area
Florida Panther National Wildlife Refuge
Great White Heron National Wildlife Refuge *
Island Bay National Wildlife Refuge *
J. N. Ding Darling National Wildlife Refuge *
Key West National Wildlife Refuge
Lake Wales Ridge National Wildlife Refuge
Lake Woodruff National Wildlife Refuge *
Lower Suwannee National Wildlife Refuge *
Matlacha Pass National Wildlife Refuge *
Merritt Island National Wildlife Refuge *
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Georgia
Banks Lake National Wildlife Refuge
Blackbeard Island National Wildlife Refuge *
Bond Swamp National Wildlife Refuge *
Eufaula National Wildlife Refuge *
Harris Neck National Wildlife Refuge
Okefenokee National Wildlife Refuge
Piedmont National Wildlife Refuge
Savannah National Wildlife Refuge *
Wassaw National Wildlife Refuge *
Wolf Island National Wildlife Refuge *
Guam
Guam National Wildlife Refuge *
Idaho
Bear Lake National Wildlife Refuge
Bear River Watershed Conservation Area
Camas National Wildlife Refuge
Deer Flat National Wildlife Refuge
Grays Lake National Wildlife Refuge
Kootenai National Wildlife Refuge
Minidoka National Wildlife Refuge
Oxford Slough Waterfowl Production Area
Illinois
Chautauqua National Wildlife Refuge *
Clarence Cannon National Wildlife Refuge *
Crab Orchard National Wildlife Refuge
Cypress Creek National Wildlife Refuge *
Emiquon National Wildlife Refuge *
Great River National Wildlife Refuge *
Hackmatack National Wildlife Refuge
Kankakee National Wildlife Refuge And
Conservation Area
Meredosia National Wildlife Refuge *
Middle Mississippi River National Wildlife
Refuge *
Port Louisa National Wildlife Refuge
Two Rivers National Wildlife Refuge *
Upper Mississippi River National Wildlife
And Fish Refuge *
Indiana
Big Oaks National Wildlife Refuge
Muscatatuck National Wildlife Refuge
Patoka River National Wildlife Refuge and
Management Area
Iowa
Desoto National Wildlife Refuge *
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Driftless Area National Wildlife Refuge
Iowa Wetland Management District
Neal Smith National Wildlife Refuge
Northern Tallgrass Prairie National Wildlife
Refuge
Port Louisa National Wildlife Refuge *
Union Slough National Wildlife Refuge
Upper Mississippi River National Wildlife
and Fish Refuge *
Kansas
Flint Hills Legacy Conservation Area
Flint Hills National Wildlife Refuge
Kirwin National Wildlife Refuge
Marais Des Cygnes National Wildlife Refuge
Quivira National Wildlife Refuge
Kentucky
Clarks River National Wildlife Refuge
Green River National Wildlife Refuge *
Ohio River Islands National Wildlife Refuge *
Reelfoot National Wildlife Refuge
Louisiana
Atchafalaya National Wildlife Refuge
Bayou Cocodrie National Wildlife Refuge
Bayou Sauvage Urban National Wildlife
Refuge *
Bayou Teche National Wildlife Refuge *
Big Branch Marsh National Wildlife Refuge *
Black Bayou Lake National Wildlife Refuge
Bogue Chitto National Wildlife Refuge *
Breton National Wildlife Refuge *
Cameron Prairie National Wildlife Refuge *
Cat Island National Wildlife Refuge *
Catahoula National Wildlife Refuge
D’Arbonne National Wildlife Refuge
Delta National Wildlife Refuge *
Grand Cote National Wildlife Refuge
Handy Brake National Wildlife Refuge
Lacassine National Wildlife Refuge *
Lake Ophelia National Wildlife Refuge *
Mandalay National Wildlife Refuge *
Red River National Wildlife Refuge *
Sabine National Wildlife Refuge *
Shell Keys National Wildlife Refuge *
Tensas River National Wildlife Refuge
Upper Ouachita National Wildlife Refuge *
Maine
Aroostook National Wildlife Refuge
Carlton Pond Waterfowl Production Area
Cross Island National Wildlife Refuge *
Franklin Island National Wildlife Refuge *
Great Thicket National Wildlife Refuge *
Moosehorn National Wildlife Refuge
Petit Manan National Wildlife Refuge *
Pond Island National Wildlife Refuge *
Rachel Carson National Wildlife Refuge *
Seal Island National Wildlife Refuge *
Sunkhaze Meadows National Wildlife Refuge
Umbagog National Wildlife Refuge
Maryland
Blackwater National Wildlife Refuge *
Chincoteague National Wildlife Refuge *
Eastern Neck National Wildlife Refuge *
Martin National Wildlife Refuge *
Patuxent Research Refuge
Susquehanna National Wildlife Refuge *
Massachusetts
Assabet River National Wildlife Refuge
Great Meadows National Wildlife Refuge
Mashpee National Wildlife Refuge
Massasoit National Wildlife Refuge
Monomoy National Wildlife Refuge *
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Nantucket National Wildlife Refuge *
Nomans Land Island National Wildlife
Refuge *
Oxbow National Wildlife Refuge
Parker River National Wildlife Refuge *
Silvio O. Conte National Fish And Wildlife
Refuge *
Thacher Island National Wildlife Refuge *
Michigan
Detroit River International Wildlife Refuge *
Green Bay National Wildlife Refuge *
Harbor Island National Wildlife Refuge *
Huron National Wildlife Refuge *
Kirtland’s Warbler Wildlife Management
Area
Michigan Islands National Wildlife Refuge *
Michigan Wetland Management District
Seney National Wildlife Refuge *
Shiawassee National Wildlife Refuge
Minnesota
Agassiz National Wildlife Refuge
Big Stone National Wildlife Refuge
Big Stone Wetland Management District
Crane Meadows National Wildlife Refuge
Detroit Lakes Wetland Management District
Fergus Falls Wetland Management District
Glacial Ridge National Wildlife Refuge
Hamden Slough National Wildlife Refuge
Litchfield Wetland Management District
Mille Lacs National Wildlife Refuge
Minnesota Valley National Wildlife Refuge *
Minnesota Valley Wetland Management
District
Morris Wetland Management District
Northern Tallgrass Prairie National Wildlife
Refuge
Rice Lake National Wildlife Refuge
Rydell National Wildlife Refuge
Sherburne National Wildlife Refuge
Tamarac National Wildlife Refuge
Tamarac Wetland Management District
Upper Mississippi River National Wildlife
And Fish Refuge *
Windom Wetland Management District
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Mississippi
Bogue Chitto National Wildlife Refuge *
Coldwater River National Wildlife Refuge
Dahomey National Wildlife Refuge
Grand Bay National Wildlife Refuge *
Hillside National Wildlife Refuge
Holt Collier National Wildlife Refuge
Mathews Brake National Wildlife Refuge *
Mississippi Sandhill Crane National Wildlife
Refuge *
Morgan Brake National Wildlife Refuge
Panther Swamp National Wildlife Refuge *
Sam D. Hamilton Noxubee National Wildlife
Refuge
St. Catherine Creek National Wildlife
Refuge *
Tallahatchie National Wildlife Refuge
Theodore Roosevelt National Wildlife
Refuge *
Yazoo National Wildlife Refuge
Missouri
Big Muddy National Fish And Wildlife
Refuge *
Clarence Cannon National Wildlife Refuge *
Great River National Wildlife Refuge
Loess Bluffs National Wildlife Refuge
Middle Mississippi River National Wildlife
Refuge *
Mingo National Wildlife Refuge
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Ozark Cavefish National Wildlife Refuge
Pilot Knob National Wildlife Refuge
Swan Lake National Wildlife Refuge
Two Rivers National Wildlife Refuge
Montana
Benton Lake National Wildlife Refuge
Benton Lake Wetland Management District
Black Coulee National Wildlife Refuge
Blackfoot Valley Conservation Area
Bowdoin National Wildlife Refuge
Bowdoin Wetland Management District
Charles M. Russell National Wildlife Refuge
Charles M. Russell Wetland Management
District
Creedman Coulee National Wildlife Refuge
Grass Lake National Wildlife Refuge
Hailstone National Wildlife Refuge
Hewitt Lake National Wildlife Refuge
Lake Mason National Wildlife Refuge
Lake Thibadeau National Wildlife Refuge
Lamesteer National Wildlife Refuge
Lee Metcalf National Wildlife Refuge
Lost Trail Conservation Area
Lost Trail National Wildlife Refuge
Medicine Lake National Wildlife Refuge
Ninepipe National Wildlife Refuge
Northeast Montana Wetland Management
District
Northwest Montana Wetland Management
District
Pablo National Wildlife Refuge
Red Rock Lakes National Wildlife Refuge
Rocky Mountain Front Conservation Area
Swan River National Wildlife Refuge
Swan Valley Conservation Area
UL
Bend National Wildlife Refuge
War Horse National Wildlife Refuge
Nebraska
Boyer Chute National Wildlife Refuge *
Crescent Lake National Wildlife Refuge
Desoto National Wildlife Refuge *
Fort Niobrara National Wildlife Refuge
John W. and Louise Seier National Wildlife
Refuge
Karl E. Mundt National Wildlife Refuge
North Platte National Wildlife Refuge
Rainwater Basin Wetland Management
District
Valentine National Wildlife Refuge
Nevada
Anaho Island National Wildlife Refuge
Ash Meadows National Wildlife Refuge
Desert National Wildlife Refuge
Fallon National Wildlife Refuge
Moapa Valley National Wildlife Refuge
Pahranagat National Wildlife Refuge
Ruby Lake National Wildlife Refuge
Sheldon National Wildlife Refuge
Stillwater National Wildlife Refuge
New Hampshire
Great Bay National Wildlife Refuge *
John Hay National Wildlife Refuge
Silvio O. Conte National Fish And Wildlife
Refuge *
Umbagog National Wildlife Refuge
Wapack National Wildlife Refuge
New Jersey
Cape May National Wildlife Refuge *
Edwin B. Forsythe National Wildlife Refuge *
Great Swamp National Wildlife Refuge
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Supawna Meadows National Wildlife
Refuge *
Wallkill River National Wildlife Refuge
New Mexico
Bitter Lake National Wildlife Refuge
Bosque Del Apache National Wildlife Refuge
Grulla National Wildlife Refuge
Las Vegas National Wildlife Refuge
Maxwell National Wildlife Refuge
Rio Mora National Wildlife Refuge and
Conservation Area
San Andres National Wildlife Refuge
Sangre De Cristo Conservation Area
Sevilleta National Wildlife Refuge
Valle De Oro National Wildlife Refuge
New York
Amagansett National Wildlife Refuge *
Congressman Lester Wolff Oyster Bay
National Wildlife Refuge *
Conscience Point National Wildlife Refuge *
Elizabeth A. Morton National Wildlife
Refuge *
Great Thicket National Wildlife Refuge *
Iroquois National Wildlife Refuge
Lido Beach Wildlife Management Area *
Montezuma National Wildlife Refuge *
Seatuck National Wildlife Refuge *
Shawangunk Grasslands National Wildlife
Refuge
Target Rock National Wildlife Refuge *
Wallkill River National Wildlife Refuge
Wertheim National Wildlife Refuge *
North Carolina
Alligator River National Wildlife Refuge *
Cedar Island National Wildlife Refuge *
Currituck National Wildlife Refuge *
Great Dismal Swamp National Wildlife
Refuge *
Mackay Island National Wildlife Refuge *
Mattamuskeet National Wildlife Refuge
Mountain Bogs National Wildlife Refuge
Pea Island National Wildlife Refuge *
Pee Dee National Wildlife Refuge
Pocosin Lakes National Wildlife Refuge *
Roanoke River National Wildlife Refuge *
Swanquarter National Wildlife Refuge *
North Dakota
Appert Lake National Wildlife Refuge
Ardoch National Wildlife Refuge
Arrowwood National Wildlife Refuge
Arrowwood Wetland Management District
Audubon National Wildlife Refuge
Audubon Wetland Management District
Bone Hill National Wildlife Refuge
Brumba National Wildlife Refuge
Buffalo Lake National Wildlife Refuge
Camp Lake National Wildlife Refuge
Canfield Lake National Wildlife Refuge
Chase Lake National Wildlife Refuge
Chase Lake Wetland Management District
Cottonwood Lake National Wildlife Refuge
Crosby Wetland Management District
Dakota Grassland Conservation Area
Dakota Lake National Wildlife Refuge
Dakota Tallgrass Prairie Wildlife
Management Area
Des Lacs National Wildlife Refuge
Devils Lake Wetland Management District
Florence Lake National Wildlife Refuge
Half-Way Lake National Wildlife Refuge
Hiddenwood National Wildlife Refuge
Hobart Lake National Wildlife Refuge
Hutchinson Lake National Wildlife Refuge
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J. Clark Salyer National Wildlife Refuge
J. Clark Salyer Wetland Management District
Johnson Lake National Wildlife Refuge
Kellys Slough National Wildlife Refuge
Kulm Wetland Management District
Lake Alice National Wildlife Refuge
Lake George National Wildlife Refuge
Lake Ilo National Wildlife Refuge
Lake Nettie National Wildlife Refuge
Lake Otis National Wildlife Refuge
Lake Patricia National Wildlife Refuge
Lake Zahl National Wildlife Refuge
Lambs Lake National Wildlife Refuge
Little Goose National Wildlife Refuge
Long Lake National Wildlife Refuge
Long Lake Wetland Management District
Lords Lake National Wildlife Refuge
Lost Lake National Wildlife Refuge
Lostwood National Wildlife Refuge
Lostwood Wetland Management District
Maple River National Wildlife Refuge
Mclean National Wildlife Refuge
North Dakota Wildlife Management Area
Pleasant Lake National Wildlife Refuge
Pretty Rock National Wildlife Refuge
Rabb Lake National Wildlife Refuge
Rock Lake National Wildlife Refuge
Rose Lake National Wildlife Refuge
School Section Lake National Wildlife Refuge
Shell Lake National Wildlife Refuge
Sheyenne Lake National Wildlife Refuge
Sibley Lake National Wildlife Refuge
Silver Lake National Wildlife Refuge
Slade National Wildlife Refuge
Snyder Lake National Wildlife Refuge
Springwater National Wildlife Refuge
Stewart Lake National Wildlife Refuge
Stoney Slough National Wildlife Refuge
Storm Lake National Wildlife Refuge
Stump Lake National Wildlife Refuge
Sunburst Lake National Wildlife Refuge
Tewaukon National Wildlife Refuge
Tewaukon Wetland Management District
Tomahawk National Wildlife Refuge
Upper Souris National Wildlife Refuge
Valley City Wetland Management District
White Horse Hill National Game Preserve
White Lake National Wildlife Refuge
Wild Rice Lake National Wildlife Refuge
Willow Lake National Wildlife Refuge
Wintering River National Wildlife Refuge
Wood Lake National Wildlife Refuge
Ohio
Cedar Point National Wildlife Refuge *
Ottawa National Wildlife Refuge *
West Sister Island National Wildlife Refuge *
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Oklahoma
Deep Fork National Wildlife Refuge
Little River National Wildlife Refuge
Optima National Wildlife Refuge
Ozark Plateau National Wildlife Refuge
Salt Plains National Wildlife Refuge
Sequoyah National Wildlife Refuge *
Tishomingo National Wildlife Refuge
Washita National Wildlife Refuge
Wichita Mountains Wildlife Refuge
Oregon
Ankeny National Wildlife Refuge *
Bandon Marsh National Wildlife Refuge *
Baskett Slough National Wildlife Refuge
Bear Valley National Wildlife Refuge
Cape Meares National Wildlife Refuge *
Cold Springs National Wildlife Refuge
Deer Flat National Wildlife Refuge
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Hart Mountain National Antelope Refuge
Julia Butler Hansen Refuge For The
Columbian White Tail Deer *
Klamath Marsh National Wildlife Refuge
Lewis And Clark National Wildlife Refuge *
Lower Klamath National Wildlife Refuge
Malheur National Wildlife Refuge
Mckay Creek National Wildlife Refuge
Mcnary National Wildlife Refuge *
Nestucca Bay National Wildlife Refuge *
Oregon Islands National Wildlife Refuge *
Sheldon National Wildlife Refuge
Siletz Bay National Wildlife Refuge *
Three Arch Rocks National Wildlife Refuge *
Tualatin River National Wildlife Refuge
Umatilla National Wildlife Refuge *
Upper Klamath National Wildlife Refuge
Wapato Lake National Wildlife Refuge
William L. Finley National Wildlife Refuge
Pennsylvania
Cherry Valley National Wildlife Refuge
Erie National Wildlife Refuge
John Heinz National Wildlife Refuge At
Tinicum
Ohio River Islands National Wildlife Refuge *
Puerto Rico
Cabo Rojo National Wildlife Refuge *
Culebra National Wildlife Refuge *
Desecheo National Wildlife Refuge *
Laguna Cartagena National Wildlife Refuge
Vieques National Wildlife Refuge *
Rhode Island
Block Island National Wildlife Refuge *
John H. Chafee National Wildlife Refuge
Ninigret National Wildlife Refuge *
Sachuest Point National Wildlife Refuge *
Trustom Pond National Wildlife Refuge *
South Carolina
Cape Romain National Wildlife Refuge *
Carolina Sandhills National Wildlife Refuge
Ernest F. Hollings Ace Basin National
Wildlife Refuge *
Pinckney Island National Wildlife Refuge *
Santee National Wildlife Refuge *
Savannah National Wildlife Refuge *
Tybee National Wildlife Refuge *
Waccamaw National Wildlife Refuge *
South Dakota
Bear Butte National Wildlife Refuge
Dakota Grassland Conservation Area
Dakota Tallgrass Prairie Wildlife
Management Area
Huron Wetland Management District
Karl E. Mundt National Wildlife Refuge
Lacreek National Wildlife Refuge
Lake Andes National Wildlife Refuge
Lake Andes Wetland Management District
Madison Wetland Management District
Sand Lake National Wildlife Refuge
Sand Lake Wetland Management District
Waubay National Wildlife Refuge
Waubay Wetland Management District
Tennessee
Chickasaw National Wildlife Refuge *
Cross Creeks National Wildlife Refuge *
Hatchie National Wildlife Refuge
Lake Isom National Wildlife Refuge
Lower Hatchie National Wildlife Refuge *
Paint Rock River National Wildlife Refuge
Reelfoot National Wildlife Refuge
Tennessee National Wildlife Refuge *
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Texas
Anahuac National Wildlife Refuge *
Aransas National Wildlife Refuge *
Attwater Prairie Chicken National Wildlife
Refuge
Balcones Canyonlands National Wildlife
Refuge
Big Boggy National Wildlife Refuge *
Brazoria National Wildlife Refuge *
Buffalo Lake National Wildlife Refuge
Caddo Lake National Wildlife Refuge
Grulla National Wildlife Refuge
Hagerman National Wildlife Refuge
Laguna Atascosa National Wildlife Refuge *
Little Sandy National Wildlife Refuge
Lower Rio Grande Valley National Wildlife
Refuge *
Mcfaddin National Wildlife Refuge *
Moody National Wildlife Refuge *
Muleshoe National Wildlife Refuge
Neches River National Wildlife Refuge
San Bernard National Wildlife Refuge *
Santa Ana National Wildlife Refuge
Texas Point National Wildlife Refuge *
Trinity River National Wildlife Refuge *
United States Minor Outlying Islands
Baker Island National Wildlife Refuge *
Howland Island National Wildlife Refuge *
Jarvis Island National Wildlife Refuge *
Johnston Atoll National Wildlife Refuge *
Kingman Reef National Wildlife Refuge *
Mariana Arc Of Fire National Wildlife
Refuge *
Mariana Trench National Wildlife Refuge
Midway Atoll National Wildlife Refuge *
Navassa Island National Wildlife Refuge *
Palmyra Atoll National Wildlife Refuge *
Wake Atoll National Wildlife Refuge *
Utah
Bear River Migratory Bird Refuge
Bear River Watershed Conservation Area
Colorado River Wildlife Management Area
Fish Springs National Wildlife Refuge
Ouray National Wildlife Refuge
Vermont
Missisquoi National Wildlife Refuge *
Silvio O. Conte National Fish And Wildlife
Refuge *
Virgin Islands
Buck Island National Wildlife Refuge *
Green Cay National Wildlife Refuge *
Sandy Point National Wildlife Refuge *
Virginia
Back Bay National Wildlife Refuge *
Chincoteague National Wildlife Refuge *
Eastern Shore Of Virginia National Wildlife
Refuge *
Elizabeth Hartwell Mason Neck National
Wildlife Refuge *
Featherstone National Wildlife Refuge *
Fisherman Island National Wildlife Refuge *
Great Dismal Swamp National Wildlife
Refuge *
James River National Wildlife Refuge *
Mackay Island National Wildlife Refuge *
Martin National Wildlife Refuge *
Nansemond National Wildlife Refuge *
Occoquan Bay National Wildlife Refuge *
Plum Tree Island National Wildlife Refuge *
Presquile National Wildlife Refuge *
Rappahannock River Valley National
Wildlife Refuge *
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Wallops Island National Wildlife Refuge *
Washington
Billy Frank Jr. Nisqually National Wildlife
Refuge *
Columbia National Wildlife Refuge
Conboy Lake National Wildlife Refuge
Copalis National Wildlife Refuge *
Dungeness National Wildlife Refuge *
Flattery Rocks National Wildlife Refuge *
Franz Lake National Wildlife Refuge *
Grays Harbor National Wildlife Refuge *
Julia Butler Hansen Refuge For The
Columbian White Tail Deer
Little Pend Oreille National Wildlife Refuge
Mcnary National Wildlife Refuge *
Pierce National Wildlife Refuge
Protection Island National Wildlife Refuge *
Quillayute Needles National Wildlife
Refuge *
Ridgefield National Wildlife Refuge *
Saddle Mountain National Wildlife Refuge
San Juan Islands National Wildlife Refuge *
Steigerwald Lake National Wildlife Refuge
Toppenish National Wildlife Refuge
Turnbull National Wildlife Refuge
Umatilla National Wildlife Refuge *
Willapa National Wildlife Refuge *
West Virginia
Canaan Valley National Wildlife Refuge
Ohio River Islands National Wildlife Refuge *
Wisconsin
Fox River National Wildlife Refuge
Gravel Island National Wildlife Refuge *
Green Bay National Wildlife Refuge *
Hackmatack National Wildlife Refuge
Horicon National Wildlife Refuge
Leopold Wetland Management District
Necedah National Wildlife Refuge
St. Croix Wetland Management District
Trempealeau National Wildlife Refuge *
Upper Mississippi River National Wildlife
And Fish Refuge *
Whittlesey Creek National Wildlife Refuge *
Wyoming
Bamforth National Wildlife Refuge
Bear River Watershed Conservation Area
Cokeville Meadows National Wildlife Refuge
Hutton Lake National Wildlife Refuge
Mortenson Lake National Wildlife Refuge
National Elk Refuge
Pathfinder National Wildlife Refuge
Seedskadee National Wildlife Refuge
Wyoming Toad Conservation Area
A.5 National Wilderness Areas
khammond on DSKJM1Z7X2PROD with RULES3
Alabama
Cheaha Wilderness
Dugger Mountain Wilderness
Sipsey Wilderness
Alaska
Aleutian Islands Wilderness *
Andreafsky Wilderness
Becharof Wilderness *
Bering Sea Wilderness *
Bogoslof Wilderness *
Chamisso Wilderness *
Chuck River Wilderness *
Coronation Island Wilderness *
Denali Wilderness
Endicott River Wilderness
Forrester Island Wilderness *
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Gates of the Arctic Wilderness *
Glacier Bay Wilderness *
Hazy Islands Wilderness *
Innoko Wilderness
Izembek Wilderness *
Jay S. Hammond Wilderness *
Karta River Wilderness *
Katmai Wilderness *
Kenai Wilderness *
Kobuk Valley Wilderness *
Kootznoowoo Wilderness *
Koyukuk Wilderness *
Kuiu Wilderness *
Maurelle Islands Wilderness *
Misty Fjords National Monument
Wilderness *
Mollie Beattie Wilderness *
Noatak Wilderness
Nunivak Wilderness *
Petersburg Creek-Duncan Salt Chuck
Wilderness *
Pleasant/Lemusurier/Inian Islands
Wilderness *
Russell Fjord Wilderness *
Saint Lazaria Wilderness *
Selawik Wilderness
Semidi Wilderness *
Simeonof Wilderness *
South Baranof Wilderness *
South Etolin Wilderness *
South Prince of Wales Wilderness *
Stikine-LeConte Wilderness *
Tebenkof Bay Wilderness *
Togiak Wilderness
Tracy Arm-Fords Terror Wilderness *
Tuxedni Wilderness *
Unimak Wilderness *
Warren Island Wilderness *
West Chichagof-Yakobi Wilderness *
Wrangell-Saint Elias Wilderness *
Arizona
Apache Creek Wilderness
Aravaipa Canyon Wilderness
Arrastra Mountain Wilderness
Aubrey Peak Wilderness
Baboquivari Peak Wilderness
Bear Wallow Wilderness
Beaver Dam Mountains Wilderness
Big Horn Mountains Wilderness
Cabeza Prieta Wilderness
Castle Creek Wilderness
Cedar Bench Wilderness
Chiricahua National Monument Wilderness
Chiricahua Wilderness
Cottonwood Point Wilderness
Coyote Mountains Wilderness
Dos Cabezas Mountains Wilderness
Eagletail Mountains Wilderness
East Cactus Plain Wilderness
Escudilla Wilderness
Fishhooks Wilderness
Fossil Springs Wilderness
Four Peaks Wilderness
Galiuro Wilderness
Gibraltar Mountain Wilderness
Grand Wash Cliffs Wilderness
Granite Mountain Wilderness
Harcuvar Mountains Wilderness
Harquahala Mountains Wilderness
Hassayampa River Canyon Wilderness
Havasu Wilderness
Hells Canyon Wilderness
Hellsgate Wilderness
Hummingbird Springs Wilderness
Imperial Refuge Wilderness
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Juniper Mesa Wilderness
Kachina Peaks Wilderness
Kanab Creek Wilderness
Kendrick Mountain Wilderness
Kofa Wilderness
Mazatzal Wilderness
Miller Peak Wilderness
Mount Baldy Wilderness
Mount Logan Wilderness
Mount Nutt Wilderness
Mount Tipton Wilderness
Mount Trumbull Wilderness
Mount Wilson Wilderness
Mt. Wrightson Wilderness
Muggins Mountain Wilderness
Munds Mountain Wilderness
Needle’s Eye Wilderness
New Water Mountains Wilderness
North Maricopa Mountains Wilderness
North Santa Teresa Wilderness
Organ Pipe Cactus Wilderness
Paiute Wilderness
Pajarita Wilderness
Paria Canyon-Vermilion Cliffs Wilderness
Peloncillo Mountains Wilderness
Petrified Forest National Wilderness Area
Pine Mountain Wilderness
Pusch Ridge Wilderness
Rawhide Mountains Wilderness
Red Rock-Secret Mountain Wilderness
Redfield Canyon Wilderness
Rincon Mountain Wilderness
Saddle Mountain Wilderness
Saguaro Wilderness
Salome Wilderness
Salt River Canyon Wilderness
Santa Teresa Wilderness
Sierra Ancha Wilderness
Sierra Estrella Wilderness
Signal Mountain Wilderness
South Maricopa Mountains Wilderness
Strawberry Crater Wilderness
Superstition Wilderness
Swansea Wilderness
Sycamore Canyon Wilderness
Table Top Wilderness
Tres Alamos Wilderness
Trigo Mountain Wilderness
Upper Burro Creek Wilderness
Wabayuma Peak Wilderness
Warm Springs Wilderness
West Clear Creek Wilderness
Wet Beaver Wilderness
White Canyon Wilderness
Woodchute Wilderness
Woolsey Peak Wilderness
Arkansas
Big Lake Wilderness
Black Fork Mountain Wilderness
Buffalo National River Wilderness *
Caney Creek Wilderness
Dry Creek Wilderness
East Fork Wilderness
Flatside Wilderness
Hurricane Creek Wilderness
Leatherwood Wilderness
Poteau Mountain Wilderness
Richland Creek Wilderness
Upper Buffalo Wilderness
California
Agua Tibia Wilderness
Ansel Adams Wilderness
Argus Range Wilderness
Avawatz Mountains Wilderness
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Federal Register / Vol. 89, No. 196 / Wednesday, October 9, 2024 / Rules and Regulations
Beauty Mountain Wilderness
Big Maria Mountains Wilderness
Bigelow Cholla Garden Wilderness
Bighorn Mountain Wilderness
Black Mountain Wilderness
Bright Star Wilderness
Bristol Mountains Wilderness
Bucks Lake Wilderness
Buzzards Peak Wilderness
Cache Creek Wilderness
Cadiz Dunes Wilderness
Cahuilla Mountain Wilderness
Caribou Wilderness
Carrizo Gorge Wilderness
Carson-Iceberg Wilderness
Castle Crags Wilderness
Cedar Roughs Wilderness
Chanchelulla Wilderness
Chemehuevi Mountains Wilderness
Chimney Peak Wilderness
Chuckwalla Mountains Wilderness
Chumash Wilderness
Cleghorn Lakes Wilderness
Clipper Mountain Wilderness
Coso Range Wilderness
Coyote Mountains Wilderness
Cucamonga Wilderness
Darwin Falls Wilderness
Dead Mountains Wilderness
Death Valley Wilderness
Desolation Wilderness
Dick Smith Wilderness
Dinkey Lakes Wilderness
Domeland Wilderness
El Paso Mountains Wilderness
Elkhorn Ridge Wilderness
Emigrant Wilderness
Farallon Wilderness *
Fish Creek Mountains Wilderness
Funeral Mountains Wilderness
Garcia Wilderness
Golden Trout Wilderness
Golden Valley Wilderness
Granite Chief Wilderness
Granite Mountain Wilderness
Grass Valley Wilderness
Great Falls Basin Wilderness
Hain Wilderness
Hauser Wilderness
Havasu Wilderness
Hollow Hills Wilderness
Hoover Wilderness
Ibex Wilderness
Imperial Refuge Wilderness
Indian Pass Wilderness
Inyo Mountains Wilderness
Ishi Wilderness
Jacumba Wilderness *
Jennie Lakes Wilderness
John Krebs Wilderness
John Muir Wilderness
Joshua Tree Wilderness
Kaiser Wilderness
Kelso Dunes Wilderness
Kiavah Wilderness
King Range Wilderness *
Kingston Range Wilderness
Lassen Volcanic Wilderness
Lava Beds Wilderness
Little Chuckwalla Mountains Wilderness
Little Picacho Wilderness
Machesna Mountain Wilderness
Magic Mountain Wilderness
Malpais Mesa Wilderness
Manly Peak Wilderness
Marble Mountain Wilderness
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Matilija Wilderness
Mecca Hills Wilderness
Mesquite Wilderness
Milpitas Wash Wilderness
Mojave Wilderness
Mokelumne Wilderness
Monarch Wilderness
Mount Lassic Wilderness
Mt. Shasta Wilderness
Newberry Mountains Wilderness
Nopah Range Wilderness
North Algodones Dunes Wilderness
North Fork Wilderness
North Mesquite Mountains Wilderness
Old Woman Mountains Wilderness
Orocopia Mountains Wilderness
Otay Mountain Wilderness *
Owens Peak Wilderness
Owens River Headwaters Wilderness
Pahrump Valley Wilderness
Palen/McCoy Wilderness
Palo Verde Mountains Wilderness
Phillip Burton Wilderness *
Picacho Peak Wilderness
Pine Creek Wilderness
Pinto Mountains Wilderness
Piper Mountain Wilderness
Piute Mountains Wilderness
Pleasant View Ridge Wilderness
Red Buttes Wilderness
Resting Spring Range Wilderness
Rice Valley Wilderness
Riverside Mountains Wilderness
Rocks and Islands Wilderness *
Rodman Mountains Wilderness
Russian Wilderness
Sacatar Trail Wilderness
Saddle Peak Hills Wilderness
San Gabriel Wilderness
San Gorgonio Wilderness
San Jacinto Wilderness
San Mateo Canyon Wilderness
San Rafael Wilderness
Sanhedrin Wilderness
Santa Lucia Wilderness
Santa Rosa Wilderness
Sawtooth Mountains Wilderness
Sequoia-Kings Canyon Wilderness
Sespe Wilderness
Sheep Mountain Wilderness
Sheephole Valley Wilderness
Silver Peak Wilderness
Siskiyou Wilderness
Snow Mountain Wilderness
Soda Mountains Wilderness
South Fork Eel River Wilderness
South Fork San Jacinto Wilderness
South Nopah Range Wilderness
South Sierra Wilderness
South Warner Wilderness
Stateline Wilderness
Stepladder Mountains Wilderness
Surprise Canyon Wilderness
Sylvania Mountains Wilderness
Thousand Lakes Wilderness
Trilobite Wilderness
Trinity Alps Wilderness
Turtle Mountains Wilderness
Ventana Wilderness
Whipple Mountains Wilderness
White Mountains Wilderness
Yolla Bolly-Middle Eel Wilderness
Yosemite Wilderness
Yuki Wilderness
Colorado
Black Canyon of the Gunnison Wilderness
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Black Ridge Canyons Wilderness
Buffalo Peaks Wilderness
Byers Peak Wilderness
Cache La Poudre Wilderness
Collegiate Peaks Wilderness
Comanche Peak Wilderness
Dominguez Canyon Wilderness
Eagles Nest Wilderness
Flat Tops Wilderness
Fossil Ridge Wilderness
Great Sand Dunes Wilderness
Greenhorn Mountain Wilderness
Gunnison Gorge Wilderness
Hermosa Creek Wilderness
Holy Cross Wilderness
Hunter-Fryingpan Wilderness
Indian Peaks Wilderness
James Peak Wilderness
La Garita Wilderness
Lizard Head Wilderness
Lost Creek Wilderness
Maroon Bells-Snowmass Wilderness
Mesa Verde Wilderness
Mount Evans Wilderness
Mount Massive Wilderness
Mount Sneffels Wilderness
Mount Zirkel Wilderness
Neota Wilderness
Never Summer Wilderness
Platte River Wilderness
Powderhorn Wilderness
Ptarmigan Peak Wilderness
Raggeds Wilderness
Rawah Wilderness
Rocky Mountain National Park Wilderness
Sangre de Cristo Wilderness
Sarvis Creek Wilderness
South San Juan Wilderness
Spanish Peaks Wilderness
Uncompahgre Wilderness
Vasquez Peak Wilderness
Weminuche Wilderness
West Elk Wilderness
Florida
Alexander Springs Wilderness *
Big Gum Swamp Wilderness
Billies Bay Wilderness
Bradwell Bay Wilderness
Cedar Keys Wilderness *
Chassahowitzka Wilderness *
Florida Keys Wilderness *
Island Bay Wilderness *
J.N. ‘‘Ding’’ Darling Wilderness *
Juniper Prairie Wilderness
Lake Woodruff Wilderness *
Little Lake George Wilderness *
Marjory Stoneman Douglas Wilderness *
Mud Swamp/New River Wilderness
Passage Key Wilderness *
Pelican Island Wilderness *
St. Marks Wilderness *
Georgia
Big Frog Wilderness
Blackbeard Island Wilderness *
Blood Mountain Wilderness
Brasstown Wilderness
Cohutta Wilderness
Cumberland Island Wilderness *
Ellicott Rock Wilderness
Mark Trail Wilderness
Okefenokee Wilderness
Raven Cliffs Wilderness
Rich Mountain Wilderness
Southern Nantahala Wilderness
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Mississippi
Black Creek Wilderness
Gulf Islands Wilderness *
Leaf Wilderness
Tray Mountain Wilderness
Wolf Island Wilderness *
Hawaii
Haleakalā Wilderness
Hawai‘i Volcanoes Wilderness *
Idaho
Big Jacks Creek Wilderness
Bruneau-Jarbidge Rivers Wilderness
Cecil D. Andrus-White Clouds Wilderness
Craters of the Moon National Wilderness
Area
Frank Church-River of No Return Wilderness
Gospel-Hump Wilderness
Hells Canyon Wilderness
Hemingway-Boulders Wilderness
Jim McClure-Jerry Peak Wilderness
Little Jacks Creek Wilderness
North Fork Owyhee Wilderness
Owyhee River Wilderness
Pole Creek Wilderness
Sawtooth Wilderness
Selway-Bitterroot Wilderness
Illinois
Bald Knob Wilderness
Bay Creek Wilderness
Burden Falls Wilderness
Clear Springs Wilderness
Crab Orchard Wilderness
Garden of the Gods Wilderness
Lusk Creek Wilderness
Panther Den Wilderness
Kentucky
Beaver Creek Wilderness
Clifty Wilderness
Louisiana
Breton Wilderness *
Kisatchie Hills Wilderness
Lacassine Wilderness
Maine
Caribou-Speckled Mountain Wilderness
Moosehorn (Baring Unit) Wilderness
Moosehorn Wilderness *
khammond on DSKJM1Z7X2PROD with RULES3
Massachusetts
Monomoy Wilderness *
Michigan
Beaver Basin Wilderness *
Big Island Lake Wilderness
Delirium Wilderness
Horseshoe Bay Wilderness *
Huron Islands Wilderness *
Isle Royale Wilderness *
Mackinac Wilderness
McCormick Wilderness
Michigan Islands Wilderness *
Nordhouse Dunes Wilderness *
Rock River Canyon Wilderness
Round Island Wilderness *
Seney Wilderness
Sleeping Bear Dunes Wilderness *
Sturgeon River Gorge Wilderness
Sylvania Wilderness
Minnesota
Agassiz Wilderness
Boundary Waters Canoe Area Wilderness *
Tamarac Wilderness
17:12 Oct 08, 2024
Montana
Absaroka-Beartooth Wilderness
Anaconda Pintler Wilderness
Bob Marshall Wilderness
Cabinet Mountains Wilderness
Gates of the Mountains Wilderness
Great Bear Wilderness
Lee Metcalf Wilderness
Medicine Lake Wilderness
Mission Mountains Wilderness
Rattlesnake Wilderness
Red Rock Lakes Wilderness
Scapegoat Wilderness
Selway-Bitterroot Wilderness
UL Bend Wilderness
Welcome Creek Wilderness
Nebraska
Fort Niobrara Wilderness
Soldier Creek Wilderness
Indiana
Charles C. Deam Wilderness
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Missouri
Bell Mountain Wilderness
Devils Backbone Wilderness
Hercules-Glades Wilderness
Irish Wilderness
Mingo Wilderness
Paddy Creek Wilderness
Piney Creek Wilderness
Rockpile Mountain Wilderness
Jkt 265001
Nevada
Alta Toquima Wilderness
Arc Dome Wilderness
Arrow Canyon Wilderness
Bald Mountain Wilderness
Becky Peak Wilderness
Big Rocks Wilderness
Black Canyon Wilderness
Black Rock Desert Wilderness
Boundary Peak Wilderness
Bridge Canyon Wilderness
Bristlecone Wilderness
Cain Mountain Wilderness
Calico Mountains Wilderness
Clan Alpine Mountains Wilderness
Clover Mountains Wilderness
Currant Mountain Wilderness
Death Valley Wilderness
Delamar Mountains Wilderness
Desatoya Mountains Wilderness
East Fork High Rock Canyon Wilderness
East Humboldts Wilderness
Eldorado Wilderness
Far South Egans Wilderness
Fortification Range Wilderness
Goshute Canyon Wilderness
Government Peak Wilderness
Grant Range Wilderness
High Rock Canyon Wilderness
High Rock Lake Wilderness
High Schells Wilderness
Highland Ridge Wilderness
Ireteba Peaks Wilderness
Jarbidge Wilderness
Jimbilnan Wilderness
Jumbo Springs Wilderness
La Madre Mountain Wilderness
Lime Canyon Wilderness
Little High Rock Canyon Wilderness
Meadow Valley Range Wilderness
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Mormon Mountains Wilderness
Mount Grafton Wilderness
Mt. Charleston Wilderness
Mt. Irish Wilderness
Mt. Moriah Wilderness
Mt. Rose Wilderness
Muddy Mountains Wilderness
Nellis Wash Wilderness
North Black Rock Range Wilderness
North Jackson Mountains Wilderness
North McCullough Wilderness
Pahute Peak Wilderness
Parsnip Peak Wilderness
Pine Forest Range Wilderness
Pinto Valley Wilderness
Quinn Canyon Wilderness
Rainbow Mountain Wilderness
Red Mountain Wilderness
Ruby Mountains Wilderness
Santa Rosa-Paradise Peak Wilderness
Shellback Wilderness
South Egan Range Wilderness
South Jackson Mountains Wilderness
South McCullough Wilderness
South Pahroc Range Wilderness
Spirit Mountain Wilderness
Table Mountain Wilderness
Tunnel Spring Wilderness
Wee Thump Joshua Tree Wilderness
Weepah Spring Wilderness
White Pine Range Wilderness
White Rock Range Wilderness
Worthington Mountains Wilderness
Wovoka Wilderness
New Hampshire
Great Gulf Wilderness
Pemigewasset Wilderness
Presidential Range-Dry River Wilderness
Sandwich Range Wilderness
Wild River Wilderness
New Jersey
Brigantine Wilderness *
Great Swamp National Wildlife Refuge
Wilderness
New Mexico
Aden Lava Flow Wilderness
Ah-shi-sle-pah Wilderness
Aldo Leopold Wilderness
Apache Kid Wilderness
Bandelier Wilderness
Bisti/De-Na-Zin Wilderness
Blue Range Wilderness
Bosque del Apache Wilderness
Broad Canyon Wilderness
Capitan Mountains Wilderness
Carlsbad Caverns Wilderness
Cebolla Wilderness
Cerro del Yuta Wilderness
Chama River Canyon Wilderness
Cinder Cone Wilderness
Columbine-Hondo Wilderness
Cruces Basin Wilderness
Dome Wilderness
East Potrillo Mountains Wilderness
Gila Wilderness
Latir Peak Wilderness
Manzano Mountain Wilderness
Mount Riley Wilderness
Ojito Wilderness
Organ Mountains Wilderness
Pecos Wilderness
Potrillo Mountains Wilderness
Rio San Antonio Wilderness
Robledo Mountains Wilderness
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Sabinoso Wilderness
Salt Creek Wilderness
San Pedro Parks Wilderness
Sandia Mountain Wilderness
Sierra de las Uvas Wilderness
West Malpais Wilderness
Wheeler Peak Wilderness
White Mountain Wilderness
Whitethorn Wilderness
Withington Wilderness
New York
Otis Pike Fire Island High Dune Wilderness *
North Carolina
Birkhead Mountains Wilderness
Catfish Lake South Wilderness
Ellicott Rock Wilderness
Joyce Kilmer-Slickrock Wilderness
Linville Gorge Wilderness
Middle Prong Wilderness
Pocosin Wilderness
Pond Pine Wilderness
Sheep Ridge Wilderness
Shining Rock Wilderness
Southern Nantahala Wilderness
Swanquarter Wilderness *
North Dakota
Chase Lake Wilderness
Lostwood Wilderness
Theodore Roosevelt Wilderness
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Oklahoma
Black Fork Mountain Wilderness
Upper Kiamichi River Wilderness
Wichita Mountains Wilderness
Oregon
Badger Creek Wilderness
Black Canyon Wilderness
Boulder Creek Wilderness
Bridge Creek Wilderness
Bull of the Woods Wilderness
Clackamas Wilderness
Copper Salmon Wilderness
Cummins Creek Wilderness
Devil’s Staircase Wilderness *
Diamond Peak Wilderness
Drift Creek Wilderness
Eagle Cap Wilderness
Gearhart Mountain Wilderness
Grassy Knob Wilderness
Hells Canyon Wilderness
Kalmiopsis Wilderness
Lower White River Wilderness
Mark O. Hatfield Wilderness *
Menagerie Wilderness
Middle Santiam Wilderness
Mill Creek Wilderness
Monument Rock Wilderness
Mount Hood Wilderness
Mount Jefferson Wilderness
Mount Thielsen Wilderness
Mount Washington Wilderness
Mountain Lakes Wilderness
North Fork John Day Wilderness
North Fork Umatilla Wilderness
Opal Creek Wilderness
Oregon Badlands Wilderness
Oregon Islands Wilderness *
Red Buttes Wilderness
Roaring River Wilderness
Rock Creek Wilderness
17:12 Oct 08, 2024
Pennsylvania
Allegheny Islands Wilderness
Hickory Creek Wilderness
Puerto Rico
El Toro Wilderness
South Carolina
Cape Romain Wilderness *
Congaree National Park Wilderness *
Ellicott Rock Wilderness
Hell Hole Bay Wilderness
Little Wambaw Swamp Wilderness
Wambaw Creek Wilderness
Wambaw Swamp Wilderness
South Dakota
Badlands Wilderness
Black Elk Wilderness
Ohio
West Sister Island Wilderness *
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Rogue-Umpqua Divide Wilderness
Salmon-Huckleberry Wilderness
Sky Lakes Wilderness
Soda Mountain Wilderness
Spring Basin Wilderness
Steens Mountain Wilderness
Strawberry Mountain Wilderness
Table Rock Wilderness
Three Arch Rocks Wilderness *
Three Sisters Wilderness
Waldo Lake Wilderness
Wenaha-Tucannon Wilderness
Wild Rogue Wilderness
Jkt 265001
Tennessee
Bald River Gorge Wilderness
Big Frog Wilderness
Big Laurel Branch Wilderness
Citico Creek Wilderness
Cohutta Wilderness
Gee Creek Wilderness
Joyce Kilmer-Slickrock Wilderness
Little Frog Mountain Wilderness
Pond Mountain Wilderness
Sampson Mountain Wilderness
Unaka Mountain Wilderness
Upper Bald River Wilderness
Texas
Big Slough Wilderness
Guadalupe Mountains Wilderness
Indian Mounds Wilderness
Little Lake Creek Wilderness
Turkey Hill Wilderness
Upland Island Wilderness
Utah
Ashdown Gorge Wilderness
Beartrap Canyon Wilderness
Beaver Dam Mountains Wilderness
Big Wild Horse Mesa Wilderness
Black Ridge Canyons Wilderness
Blackridge Wilderness
Box-Death Hollow Wilderness
Canaan Mountain Wilderness
Cedar Mountain Wilderness Area
Cold Wash Wilderness
Cottonwood Canyon Wilderness
Cottonwood Forest Wilderness
Cougar Canyon Wilderness
Dark Canyon Wilderness
Deep Creek North Wilderness
Deep Creek Wilderness
Deseret Peak Wilderness
Desolation Canyon Wilderness
Devil’s Canyon Wilderness
Doc’s Pass Wilderness
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Eagle Canyon Wilderness
Goose Creek Wilderness
High Uintas Wilderness
Horse Valley Wilderness
Labyrinth Canyon Wilderness
LaVerkin Creek Wilderness
Little Ocean Draw Wilderness
Little Wild Horse Canyon Wilderness
Lone Peak Wilderness
Lower Last Chance Wilderness
Mexican Mountain Wilderness
Middle Wild Horse Mesa Wilderness
Mount Naomi Wilderness
Mount Nebo Wilderness
Mount Olympus Wilderness
Mount Timpanogos Wilderness
Muddy Creek Wilderness
Nelson Mountain Wilderness
Paria Canyon-Vermilion Cliffs Wilderness
Pine Valley Mountain Wilderness
Red’s Canyon Wilderness
Red Butte Wilderness
Red Mountain Wilderness
San Rafael Reef Wilderness
Sid’s Mountain Wilderness
Slaughter Creek Wilderness
Taylor Creek Wilderness
Turtle Canyon Wilderness
Twin Peaks Wilderness
Wellsville Mountain Wilderness
Zion Wilderness
Vermont
Big Branch Wilderness
Breadloaf Wilderness
Bristol Cliffs Wilderness
George D. Aiken Wilderness
Glastenbury Wilderness
Joseph Battell Wilderness
Lye Brook Wilderness
Peru Peak Wilderness
Virginia
Barbours Creek Wilderness
Beartown Wilderness
Brush Mountain East Wilderness
Brush Mountain Wilderness
Garden Mountain Wilderness
Hunting Camp Creek Wilderness
James River Face Wilderness
Kimberling Creek Wilderness
Lewis Fork Wilderness
Little Dry Run Wilderness
Little Wilson Creek Wilderness
Mountain Lake Wilderness
Peters Mountain Wilderness
Priest Wilderness
Raccoon Branch Wilderness
Ramseys Draft Wilderness
Rich Hole Wilderness
Rough Mountain Wilderness
Saint Mary’s Wilderness
Shawvers Run Wilderness
Shenandoah Wilderness
Stone Mountain Wilderness
Three Ridges Wilderness
Thunder Ridge Wilderness
Washington
Alpine Lakes Wilderness
Boulder River Wilderness
Buckhorn Wilderness
Clearwater Wilderness
Colonel Bob Wilderness
Daniel J. Evans Wilderness *
Glacier Peak Wilderness
Glacier View Wilderness
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Goat Rocks Wilderness
Henry M. Jackson Wilderness
Indian Heaven Wilderness
Juniper Dunes Wilderness
Lake Chelan-Sawtooth Wilderness
Mount Adams Wilderness
Mount Baker Wilderness *
Mount Rainier Wilderness
Mount Skokomish Wilderness
Noisy-Diobsud Wilderness
Norse Peak Wilderness
Pasayten Wilderness *
Salmo-Priest Wilderness *
San Juan Wilderness *
Stephen Mather Wilderness *
Tatoosh Wilderness
The Brothers Wilderness
Trapper Creek Wilderness
Washington Islands Wilderness *
Wenaha-Tucannon Wilderness
Wild Sky Wilderness
William O. Douglas Wilderness
Wonder Mountain Wilderness
West Virginia
Big Draft Wilderness
Cranberry Wilderness
Dolly Sods Wilderness
Laurel Fork North Wilderness
Laurel Fork South Wilderness
Mountain Lake Wilderness
Otter Creek Wilderness
Roaring Plains West Wilderness
Spice Run Wilderness
Wyoming
Absaroka-Beartooth Wilderness
Bridger Wilderness
Cloud Peak Wilderness
Encampment River Wilderness
Fitzpatrick Wilderness
Gros Ventre Wilderness
Huston Park Wilderness
Jedediah Smith Wilderness
North Absaroka Wilderness
Platte River Wilderness
Popo Agie Wilderness
Savage Run Wilderness
Teton Wilderness
Washakie Wilderness
Winegar Hole Wilderness
khammond on DSKJM1Z7X2PROD with RULES3
Alabama
Sipsey Fork of the West Fork River
Alaska
Alagnak River
Alatna River
Andreafsky River *
Aniakchak River
Beaver Creek
Birch Creek
Charley River *
Chilikadrotna River
Delta River
Fortymile River *
17:12 Oct 08, 2024
Arizona
Fossil Creek
Verde River
Arkansas
Big Piney Creek
Buffalo River
Cossatot River
Hurricane Creek
Little Missouri River
Mulberry River
North Sylamore Creek
Richland Creek
Illinois
Middle Fork Vermilion River
Kentucky
Red River
Louisiana
Saline Bayou
Maine
Allagash River
York River *
Massachusetts
Nashua, Squannacook and Nissitissit Rivers
Sudbury, Assabet and Concord Rivers
Taunton River *
Westfield River
Colorado
Cache la Poudre River
A.6 National Wild and Scenic River
VerDate Sep<11>2014
Idaho
Battle Creek
Big Jacks Creek
Bruneau River
Cottonwood Creek
Deep Creek
Dickshooter Creek
Duncan Creek
Jarbidge River
Little Jacks Creek
Middle Fork Clearwater River
Middle Fork Salmon River
North Fork Owyhee River
Owyhee River
Rapid River
Red Canyon
Saint Joe River *
Salmon River
Sheep Creek
Snake River *
South Fork Owyhee River
West Fork Bruneau River
Wickahoney Creek
Gulkana River
Ivishak River
John River
Kobuk River
Mulchatna River
Noatak River
North Fork Koyukuk River *
Nowitna River
Salmon River *
Selawik River
Sheenjek River
Tinayguk River
Tlikakila River *
Unalakleet River
Wind River
California
Amargosa River
American (Lower) River *
Bautista Creek
Big Sur River
Black Butte River
Cottonwood Creek
Deep Creek
Eel River *
Feather River
Fuller Mill Creek
Kern River
Kings River
Klamath River *
Merced River
North Fork American River *
North Fork San Jacinto River
Owens River Headwaters
Palm Canyon Creek
Piru Creek
Sespe Creek
Sisquoc River
Smith River *
Surprise Canyon Creek
Trinity River
Tuolumne River
Whitewater River
Wisconsin
Blackjack Springs Wilderness
Gaylord Nelson Wilderness *
Headwaters Wilderness
Porcupine Lake Wilderness
Rainbow Lake Wilderness
Whisker Lake Wilderness
Wisconsin Islands Wilderness *
Connecticut
Eightmile River *
Farmington (Lower) River and Salmon
Brook *
Housatonic River
West Branch Farmington River
Wood-Pawcatuck Rivers Watershed *
Delaware
White Clay Creek *
Jkt 265001
Michigan
Au Sable River
Bear Creek
Black River *
Carp River *
East Branch Tahquamenon River
Indian River
Manistee River
Ontonagon River
Paint River
Pere Marquette River
Pine River
Presque Isle River
Sturgeon River (Hiawatha National Forest) *
Sturgeon River (Ottawa National Forest) *
Whitefish River *
Yellow Dog River
Minnesota
St. Croix River *
Mississippi
Black Creek
Missouri
Eleven Point River
Florida
Loxahatchee River
Wekiva River *
Montana
East Rosebud Creek
Flathead River
Missouri River *
Georgia
Chattooga River
Nebraska
Missouri River *
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Niobrara River
New Hampshire
Lamprey River *
Nashua, Squannacook and Nissitissit Rivers
Wildcat River
New Jersey
Delaware (Lower) River *
Delaware (Middle) River
Great Egg Harbor River *
Maurice River *
Musconetcong River
New Mexico
East Fork Jemez River
Pecos River
Rio Chama
Rio Grande
New York
Delaware (Upper) River
North Carolina
Chattooga River
Horsepasture River
Lumber River
New River
Wilson Creek
Ohio
Big and Little Darby Creeks
Little Beaver Creek *
Little Miami River *
khammond on DSKJM1Z7X2PROD with RULES3
Oregon
Big Marsh Creek
Chetco River
Clackamas River
Collawash River
Crescent Creek
Crooked River
Deschutes River
Donner und Blitzen River
Eagle Creek (Mt. Hood National Forest)
Eagle Creek (Wallowa-Whitman National
Forest)
East Fork Hood River
Elk Creek
Elk River
Elkhorn Creek
Fifteenmile Creek
Fish Creek
Franklin Creek *
VerDate Sep<11>2014
17:12 Oct 08, 2024
Jkt 265001
Grande Ronde River
Illinois River *
Imnaha River
Jenny Creek
John Day River
Joseph Creek
Klamath River
Little Deschutes River
Lobster Creek
Lostine River
Malheur River
McKenzie River
Metolius River
Middle Fork Hood River
Minam River
Molalla River
Nestucca River
North Fork Crooked River
North Fork John Day River
North Fork Malheur River
North Fork Middle Fork Willamette River
North Fork Owyhee River
North Fork Silver Creek
North Fork Smith River
North Fork Sprague River
North Powder River
North Umpqua River
Owyhee River
Powder River
Quartzville Creek
River Styx
Roaring River
Rogue (Upper) River
Rogue River *
Salmon River
Sandy River
Snake River *
South Fork Clackamas River
South Fork John Day River
South Fork Roaring River
Spring Creek
Sycan River
Walker Creek
Wallowa River
Wasson Creek
Wenaha River
West Little Owyhee River
White River
Whychus Creek
Wildhorse and Kiger Creeks
Zig Zag River
Clarion River
Delaware (Lower) River *
Delaware (Middle) River
Delaware (Upper) River
White Clay Creek
Pennsylvania
Allegheny River *
[FR Doc. 2024–22013 Filed 10–8–24; 8:45 am]
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Puerto Rico
Rio de la Mina
Rio Icacos
Rio Mameyes
Rhode Island
Wood-Pawcatuck Rivers Watershed *
South Carolina
Chattooga River
South Dakota
Missouri River *
Tennessee
Obed River
Texas
Rio Grande
Utah
Green River
Virgin River
Vermont
Missisquoi and Trout Rivers
Washington
Illabot Creek
Klickitat River *
Middle Fork Snoqualmie River
Pratt River
Skagit River *
White Salmon River
West Virginia
Bluestone River
Wisconsin
St. Croix River *
Wolf River
Wyoming
Clarks Fork River
Snake River Headwaters
BILLING CODE 6560–50–P
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Agencies
[Federal Register Volume 89, Number 196 (Wednesday, October 9, 2024)]
[Rules and Regulations]
[Pages 82074-82158]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-22013]
[[Page 82073]]
Vol. 89
Wednesday,
No. 196
October 9, 2024
Part III
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 139
Vessel Incidental Discharge National Standards of Performance; Final
Rule
Federal Register / Vol. 89 , No. 196 / Wednesday, October 9, 2024 /
Rules and Regulations
[[Page 82074]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 139
EPA-HQ-OW-2019-0482; FRL-7218-01-OW
RIN 2040-AF92
Vessel Incidental Discharge National Standards of Performance
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The U.S. Environmental Protection Agency (EPA) is promulgating
a regulation under the Vessel Incidental Discharge Act that establishes
Federal standards of performance for marine pollution control devices
for discharges incidental to the normal operation of primarily non-
Armed Forces and non-recreational vessels 79 feet in length and above
into the waters of the United States or the waters of the contiguous
zone. The Federal standards of performance were developed in
coordination with the U.S. Coast Guard (USCG) and in consultation with
interested Governors. The final standards, once made final, effective,
and enforceable through corresponding USCG regulations addressing
implementation, compliance, and enforcement, will control the discharge
of pollutants from vessels described above and repeal certain existing
Federal, State, and local vessel discharge requirements, thus
streamlining regulation of such vessel incidental discharges. EPA is
also promulgating procedures states must follow if they choose to
petition EPA to require the use of an emergency best management
practice to address aquatic nuisance species (ANS) or water quality
concerns (``emergency order''), to review any standard of performance,
regulation, or policy, to request additional requirements with respect
to discharges in the Great Lakes, or to apply to EPA to prohibit one or
more types of vessel discharges regulated by this rule into specified
waters to provide greater environmental protection.
DATES: The effective date of this rule is November 8, 2024. The Federal
standards of performance, however, become effective beginning on the
date upon which the regulations promulgated by the Secretary pursuant
to CWA section 312(p)(5) governing the implementation, compliance, and
enforcement of the Federal standards of performance become final,
effective, and enforceable. Per CWA section 312(p)(3)(c), as of that
date, the requirements of the VGP and all regulations promulgated by
the Secretary pursuant to section 1101 of the NANPCA (16 U.S.C. 4711)
(as in effect on December 3, 2018), including the regulations contained
in subparts C and D of 33 CFR part 151 and 46 CFR 162.060 (as in effect
on December 3, 2018), shall be deemed repealed and have no force or
effect. Similarly, as of that same date, any CWA section 401
certification requirement in Part 6 of the VGP, shall be deemed
repealed and have no force or effect.
ADDRESSES: EPA established a docket for this action under Docket ID No.
EPA-HQ-OW-2019-0482. All documents in the docket are listed on the
https://www.regulations.gov website. Although listed in the index, some
information is not publicly available, e.g., Confidential Business
Information (CBI) or other information whose disclosure is restricted
by statute. Certain other material, such as copyrighted material, is
not placed on the internet and will be publicly available only in hard
copy form. Publicly available docket materials are available
electronically through https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Jack Faulk, Oceans, Wetlands, and
Communities Division, Office of Water (4504T), U.S. Environmental
Protection Agency, 1200 Pennsylvania Avenue NW, Washington, DC 20460;
telephone number: (202) 564-0768; email address: [email protected].
SUPPLEMENTARY INFORMATION: This supplementary information is organized
as follows:
I. Executive Summary
II. Legal Authority
III. Background
A. Clean Water Act
B. Additional U.S. and International Authorities
C. Environmental Impacts of Discharges for Which Technology-
Based Discharge Standards Are Established by This Rule
1. Aquatic Nuisance Species (ANS)
2. Nutrients
3. Pathogens
4. Oil and Grease
5. Metals
6. Other Pollutants
IV. Scope of the Regulatory Action
A. Waters
B. Vessels
C. Incidental Discharges
D. Emergency and Safety Concerns
E. Effective Date
V. Stakeholder Engagement
A. Informational Webinars and Public Listening Sessions
B. Consultation and Coordination With States
1. Federalism Consultation and Governors Consultation
2. Governor Objections
VI. Public Comments Received and Agency Responses
VII. Definitions
VIII. Final Federal Discharge Standards of Performance
A. Discharges Incidental to the Normal Operation of a Vessel--
General Standards
1. General Operation and Maintenance
2. Biofouling Management
3. Oil Management
B. Discharges Incidental to the Normal Operation of a Vessel--
Specific Standards
1. Ballast Tanks
2. Bilges
3. Boilers
4. Cathodic Protection
5. Chain Lockers
6. Decks
7. Desalination and Purification Systems
8. Elevator Pits
9. Exhaust Gas Emission Control Systems
10. Fire Protection Equipment
11. Gas Turbines
12. Graywater Systems
13. Hulls and Associated Niche Areas
14. Inert Gas Systems
15. Motor Gasoline and Compensating Systems
16. Non-Oily Machinery
17. Pools and Spas
18. Refrigeration and Air Conditioning
19. Seawater Piping
20. Sonar Domes
C. Discharges Incidental to the Normal Operation of a Vessel--
Federally-Protected Waters Requirements
1. Identification of Federally-Protected Waters
2. Discharge-Specific Requirements in Federally-Protected Waters
D. Discharges Incidental to the Normal Operation of a Vessel--
Previous VGP Discharges No Longer Requiring Control
IX. Procedures for States To Request Changes to Standards,
Regulations, or Policy Promulgated by the Administrator
A. Petition by a Governor for the Administrator To Establish an
Emergency Order or Review a Standard, Regulation, or Policy
B. Petition by a Governor for the Administrator To Establish
Enhanced Great Lakes System Requirements
C. Application by a State for the Administrator To Establish a
State No-Discharge Zone
X. Implementation, Compliance, and Enforcement
XI. Economic Analysis
XII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 14094: Modernizing Regulatory Review
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act (RFA)
D. Unfunded Mandates Reform Act (UMRA)
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
[[Page 82075]]
G. Executive Order 13045: Protection of Children From
Environmental Health and Safety Risks
H. Executive Order 13211: Actions That Concern Regulations That
Significantly Affect Energy Supply, Distribution, and Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations and Executive Order 14096: Revitalizing Our Nation's
Commitment to Environmental Justice for All
K. Congressional Review Act (CRA)
XIII. References
I. Executive Summary
Discharges incidental to the normal operation of a vessel, as
defined in 33 U.S.C. 1322(a)(12), are referred to as ``incidental
discharges'' or ``discharges'' in this publication for convenience.
Incidental discharges contain pollutants that can adversely impact
aquatic ecosystems and human health. Pollutants that may be found in
these discharges include aquatic nuisance species (ANS), nutrients,
bacteria or pathogens (e.g., Escherichia coli and fecal coliform), oil
and grease, metals, as well as other toxic, nonconventional, and
conventional pollutants (biochemical oxygen demand (BOD), total
suspended solids (TSS), pH, fecal coliform, and oil and grease). These
pollutants can have wide-ranging environmental and human health
consequences that vary in degree depending on the type and number of
vessels operating in a waterbody and the nature and extent of the
discharge.
The Federal Water Pollution Control Act Amendments of 1972 \1\
(commonly known as the Clean Water Act (CWA)), the Nonindigenous
Aquatic Nuisance Prevention and Control Act (NANPCA), the Act to
Prevent Pollution from Ships (APPS), and several other Federal, State,
local, and international authorities have established over time various
requirements for both domestic and international vessels. To clarify
and streamline existing requirements, in December of 2018, the Vessel
Incidental Discharge Act (VIDA) was signed into law. The VIDA
established a new CWA section 312(p) titled, ``Uniform National
Standards for Discharges Incidental to Normal Operation of Vessels.''
33 U.S.C. 1322(p). The VIDA consolidates and restructures the existing
regulatory framework applicable to incidental discharges of largely
commercial vessels 79 feet in length and above. The VIDA does not apply
to incidental discharges from vessels of the Armed Forces, recreational
vessels, and floating craft that are permanently moored to a pier.
Also, the VIDA does not apply to incidental discharges from small
vessels (less than 79 feet in length) or fishing vessels, except for
discharges of ballast water. The VIDA requires EPA to establish Federal
standards of performance for marine pollution control devices and the
USCG to establish corresponding implementing regulations to prevent or
reduce the incidental discharge of pollutants from vessels.
---------------------------------------------------------------------------
\1\ The Federal Water Pollution Control Act (FWPCA) is commonly
referred to as the CWA following the 1977 amendments to the FWPCA.
Public Law 95-217, 91 Stat. 1566 (1977). For ease of reference, the
agencies will generally refer to the FWPCA in this notice as the CWA
or the Act.
---------------------------------------------------------------------------
More specifically, the new CWA section 312(p)(4)(A)(i) directs the
EPA Administrator (``Administrator'') to develop Federal standards of
performance, in consultation with interested Governors and with the
concurrence of the Secretary of the department in which the USCG is
operating (``Secretary''). With limited exceptions, the VIDA requires
that the standards be at least as stringent as EPA's 2013 National
Pollutant Discharge Elimination System (NPDES) Vessel General Permit
(VGP) requirements established under CWA section 402. See 33 U.S.C.
1322(p)(4)(B)(iii) (EPA standards); id. (5)(A)(ii) (USCG requirements).
The VIDA also requires that the standards be technology-based using a
similar approach outlined by the CWA for setting, among other things,
effluent limitations guidelines. Id. (p)(4)(B)(i). The VIDA directs the
USCG to develop corresponding implementation, compliance, and
enforcement regulations within two years after EPA publishes the
Federal standards of performance. Id. (p)(5). The USCG implementing
regulations may also include requirements governing the design,
construction, testing, approval, installation, and use of devices to
achieve the EPA Federal standards of performance. Id. (p)(5)(B).
Existing requirements included in EPA's VGP, as well as the USCG's
existing requirements under section 110 of NANPCA, remain in place
until the new EPA and USCG regulations under CWA section 312(p) are
final, effective, and enforceable. Id. (p)(3). In addition, the VIDA
repealed the 2014 EPA NPDES Small Vessel General Permit (sVGP) and
established that neither EPA nor the states shall require an NPDES
permit for any discharge incidental to the normal operation of a
vessel, other than ballast water, from a small vessel or fishing
vessel, effective immediately upon the VIDA's enactment. Id.
(p)(9)(C)(i).
The final rule establishes both general and specific discharge
standards of performance for approximately 85,000 international and
domestic non-Armed Forces, non-recreational vessels operating in the
waters of the United States or the waters of the contiguous zone. The
types of vessels covered under the final rule include but are not
limited to public vessels of the United States, fishing vessels (for
ballast water discharges only), passenger vessels such as cruise ships
and ferries, barges, tugs and tows, offshore supply vessels, mobile
offshore drilling units, tankers, bulk carriers, cargo ships, container
ships, and research vessels. While most provisions are intended to
apply to a wide range of vessels, the VIDA specified that fishing
vessels would only be subject to ballast water provisions. Id.
(p)(2)(B)(i)(III). The requirements are based on, as applicable, best
available technology economically achievable, best conventional
pollutant control technology, and best practicable technology currently
available, including the use of best management practices (BMPs), to
prevent or reduce the discharge of pollutants into the waters of the
United States or the waters of the contiguous zone. Id. (p)(4)(B)(i)
and (ii).
The general discharge standards of performance apply to all vessels
and incidental discharges covered by the rule, as appropriate, and are
organized into three categories: (1) General Operation and Maintenance,
(2) Biofouling Management, and (3) Oil Management. 40 CFR 139.4 through
139.6. The general discharge standards of performance require BMPs to
minimize the introduction of pollutants from discharges.
The specific discharge standards of performance establish
requirements for discharges incidental to the normal operation of a
vessel from the following 20 distinct pieces of equipment and systems:
ballast tanks; bilges; boilers; cathodic protection; chain lockers;
decks; desalination and purification systems; elevator pits; exhaust
gas emission control systems; fire protection equipment; gas turbines;
graywater systems; hulls and associated niche areas; inert gas systems;
motor gasoline and compensating systems; non-oily machinery; pools and
spas; refrigeration and air conditioning; seawater piping; and sonar
domes. 40 CFR 139.10 through 139.29.
Pursuant to CWA section 312(p), the final discharge standards of
performance are at least as stringent as the VGP, with some exceptions
discussed below. 33 U.S.C.
[[Page 82076]]
1322(p)(4)(D)(ii). The final standards, however, do not incorporate the
VGP requirements verbatim. EPA is promulgating changes to the VGP
requirements to transition the permit requirements into regulations
that reflect national technology-based standards of performance, to
improve clarity, enhance enforceability and implementation, and/or to
incorporate new information and technology. In some cases, this results
in EPA consolidating or renaming the VGP requirements to comport with
the VIDA. The similarities and differences between the requirements in
the final discharge standards of performance and the requirements in
the VGP can be sorted into three distinct groups.
The first group consists of 13 discharge standards that are
substantially the same as the requirements of the VGP: boilers;
cathodic protection; chain lockers; decks; elevator pits; fire
protection equipment; gas turbines; inert gas systems; motor gasoline
and compensating systems; non-oily machinery; pools and spas;
refrigeration and air conditioning; and sonar domes. These 13 discharge
standards encompass the intent and stringency of the VGP but include
other changes to conform the requirements to the VIDA (e.g., extent of
regulated waters, consistency across discharge standards,
enforceability and legal precision, minor clarifications).
The second group consists of two discharge standards that are
consistent but slightly modified from the VGP to moderately increase
stringency or provide language clarifications: bilges and desalination
and purification systems.
The third group consists of five discharge standards that contain
the most significant modifications from the VGP: ballast tanks, exhaust
gas emission control systems, graywater systems, hulls and associated
niche areas, and seawater piping. In addition, the final rule modifies
slightly the VGP requirements as they apply in federally-protected
waters for five discharges: chain lockers, decks, hulls and associated
niche areas, pools and spas, and seawater piping. These modifications
address specific VIDA requirements as well as reflect new information
that has become available since the issuance of the VGP.
CWA section 312(p) also directs EPA to establish additional
discharge requirements for vessels operating in certain bodies of
water. See CWA section 312(p)(10(A) (Great Lakes); Id. (p)(10(C)
(Pacific Region); and Id. (p)(4)(B) (waters subject to Federal
protection, in whole or in part, for conservation purposes
(``federally-protected waters'')). These requirements further prevent
or reduce the discharge of pollutants into these waterbodies that may
contain unique ecosystems, support distinctive species of aquatic flora
and fauna, contend with more sensitive water quality issues, or
otherwise require greater protection.
Finally, as required under CWA section 312(p), the final rule
contains specific procedural requirements for states to petition EPA to
establish different discharge standards, issue emergency orders, or
establish a complete prohibition of one or more discharges into
specified State waters (``no-discharge zones''). 40 CFR 139.50 through
139.52.
II. Legal Authority
EPA promulgates this rule under CWA sections 301, 304, 307, 308,
312, and 501 as amended by the Vessel Incidental Discharge Act. 33
U.S.C. 1311, 1314, 1317, 1318, 1322, and 1361. This final rule fulfills
EPA's obligation under CWA section 312(p) to establish technology-based
Federal standards of performance for discharges incidental to the
normal operation of primarily non-Armed Forces, non-recreational
vessels 79 feet in length and above. This final rule also fulfills
EPA's consent decree obligation to sign (and promptly thereafter
transmit to the Office of Federal Register) a decision taking final
action following notice and comment rulemaking with regard to EPA's
October 26, 2020, proposed rule pertaining to Federal standards of
performance for marine pollution control devices for discharges
incidental to the normal operation of a vessel under CWA section
312(p)(4)(A)(i), 33 U.S.C. 1322(p)(4)(A)(i) (Vessel Incidental
Discharge National Standards of Performance, 85 FR 67818-01 (proposed
October 26, 2020)). (Consent Decree, Center for Biological Diversity,
et al. v. Regan, et al., Case No. 3:23-cv-535 (N.D. Cal. Dec. 13,
2023).
Under 33 U.S.C. 1369(b)(4)(A), any interested person may file a
petition for review of EPA's final agency action under 33 U.S.C.
1322(p). Any such petition may be filed only in the United States Court
of Appeals for the District of Columbia Circuit. 33 U.S.C.
1369(b)(4)(B).
III. Background
A. Clean Water Act
The CWA's regulatory regime to control vessel discharges has
changed over time. The first sentence of the CWA states, ``[t]he
objective of [the Act] is to restore and maintain the chemical,
physical, and biological integrity of the Nation's waters.'' 33 U.S.C.
1251(a). CWA section 301(a) provides that ``the discharge of any
pollutant by any person shall be unlawful'' unless the discharge is in
compliance with certain other sections of the Act. 33 U.S.C. 1311(a).
Among its provisions, the CWA authorizes EPA and other Federal agencies
to address the discharge of pollutants from vessels. As such, EPA
established regulations to address vessel discharges authorized under
CWA section 311 (addressing oil), section 312 (addressing sewage and
discharges incidental to the normal operation of a vessel of the Armed
Forces), and section 402 (pursuant to which EPA established the VGP).
From 1972 to 2005, EPA vessel regulations were primarily limited to
addressing the discharge of oil and sewage under CWA sections 311 and
312, respectively. In December of 2003, a long-standing exclusion of
discharges incidental to the normal operation of vessels from the CWA
section 402 NPDES permitting program became the subject of a lawsuit in
the U.S. District Court for the Northern District of California (Nw.
Envtl. Advocates v. EPA, No. C-03-05760-SI, 2005 WL 756614). The
lawsuit arose from EPA's September 2003 denial of a January 1999
rulemaking petition submitted to EPA by parties concerned about the
effects of ballast water discharges. Prior to the lawsuit, EPA, through
a 1973 regulation, had excluded discharges incidental to the normal
operation of vessels from the CWA section 402 permitting program. See
38 FR 13528, May 22, 1973. The petition asked the Agency to repeal its
regulation at 40 CFR 122.3(a) that excludes certain discharges
incidental to the normal operation of vessels from the requirement to
obtain an NPDES permit. The petition asserted that vessels are ``point
sources'' requiring NPDES permits for discharges to U.S. waters; that
EPA lacks authority to exclude point source discharges from vessels
from the NPDES program; that ballast water must be regulated under the
NPDES program because it contains invasive plant and animal species as
well as other materials of concern (e.g., oil, chipped paint, sediment,
and toxins in ballast water sediment); and that enactment of CWA
section 312(n) (the Uniform National Discharge Standards) in 1996
demonstrated Congress's rejection of the exclusion.
In March 2005, the court determined the exclusion exceeded the
Agency's authority under the CWA and subsequently declared in 2006 that
[[Page 82077]]
``[t]he blanket exemption for discharges incidental to the normal
operation of a vessel, contained in 40 CFR 122.3(a), shall be vacated
as of September 30, 2008.'' Nw. Envtl. Advocates v. EPA, C 03-05760 SI,
2006 WL 2669042, at *15 (N.D. Cal. Sept. 18, 2006), aff'd 537 F.3d 1006
(9th Cir. 2008). Shortly thereafter, Congress enacted two pieces of
legislation to exempt discharges incidental to the normal operation of
certain types of vessels from the requirement to obtain a permit. The
first of these, the Clean Boating Act of 2008 (Pub. L. 110-288, July
28, 2008), amended the CWA to provide that discharges incidental to the
normal operation of recreational vessels are not subject to NPDES
permitting, and created a new regulatory regime to be implemented by
EPA and the USCG under a new CWA section 312(o). The second piece of
legislation provided for a temporary moratorium on NPDES permitting for
discharges, excluding ballast water, subject to the 40 CFR 122.3(a)
exclusion from commercial fishing vessels (as defined in 46 U.S.C. 2101
and regardless of size) and those other non-recreational vessels less
than 79 feet in length. S. 3298, Public Law 110-299 (July 31, 2008).
In response to the court decision and the legislation, EPA issued
the first VGP in December 2008 for discharges incidental to the normal
operation of non-recreational, non-Armed Forces vessels 79 feet in
length and above. See 73 FR 79473, December 29, 2008. Additionally, in
September 2014, EPA issued the sVGP for discharges from non-
recreational, non-Armed Forces vessels less than 79 feet in length. See
79 FR 53702, September 10, 2014. Upon expiration of the 2008 permit,
EPA issued the second VGP in 2013. See 78 FR 21938, April 12, 2013.
After the EPA issuance of the VGP under the CWA and the USCG
promulgation of regulations under the NANPCA, the vessel community
expressed concerns regarding the lack of uniformity, duplication, and
confusion associated with the vessel regulatory regime. See Errata to
S. Rep. No. 115-89 (2019) (``VIDA Senate Report''), at 3-5 (discussing
these and similar concerns), available at https://www.congress.gov/115/crpt/srpt89/CRPT-115srpt89-ERRATA.pdf. In response, members of Congress
introduced various pieces of legislation to modify and clarify the
regulation and management of ballast water and other incidental vessel
discharges. In December 2018, President Trump signed into law the Frank
LoBiondo Coast Guard Authorization Act of 2018, which included the
VIDA. Public Law. 115-282, tit. IX (2018) (codified primarily at 33
U.S.C. 1322(p)). The VIDA restructures the way EPA and the USCG
regulate incidental vessel discharges from non-Armed Forces, non-
recreational vessels and amended CWA section 312 to include a new
subsection (p) titled, ``Uniform National Standards for Discharges
Incidental to Normal Operation of Vessels.'' CWA section 312(p), among
other things, immediately repealed EPA's 2014 sVGP and requires EPA and
the USCG to develop new regulations to replace the existing EPA VGP and
USCG vessel discharge requirements. See generally 33 U.S.C.
1322(p)(9)(C)(i) (repealing sVGP); id. (p)(4)(EPA's regulations); id.
(p)(5) (USCG's regulations). The VIDA also specifies that, effective
immediately upon enactment of the VIDA, neither EPA nor NPDES-
authorized states may require, or in any way modify, a permit under CWA
section 402 (NPDES) for any discharge incidental to the normal
operation of a vessel subject to regulation under section 312(p) or
from a small vessel (less than 79 feet in length) or fishing vessel (of
any size). Id. (p)(9)(C)(ii).
Specifically, CWA section 312(p)(4) directs the Administrator, with
concurrence of the Secretary \2\ and in consultation with interested
Governors, to promulgate Federal standards of performance for marine
pollution control devices for each type of discharge incidental to the
normal operation of non-recreational and non-Armed Forces vessels.\3\
CWA section 312(p)(5) also directs the Secretary to develop
corresponding implementing regulations to govern the implementation,
compliance, and enforcement of the Federal standards of performance.
Additionally, CWA section 312(p) generally preempts states from
establishing more stringent discharge standards once the USCG
implementing regulations required under CWA section 312(p)(5)(A)-(C)
are final, effective, and enforceable. Id. (p)(9)(A). The VIDA,
however, includes several exceptions to this expressed preemption (33
U.S.C. 1322(p)(9)(A)(ii)-(v); VIDA Senate Report, at 15 (discussing
these exceptions)) including a savings clause (33 U.S.C.
1322(p)(9)(A)(vi)) and provisions for states working directly with EPA
and/or the USCG to pursue additional requirements such as the
establishment of no-discharge zones for one or more incidental
discharges (33 U.S.C. 1322(p)(10)(D)). The VIDA also establishes
several programs to address invasive species, including the
establishment of the ``Great Lakes and Lake Champlain Invasive Species
Program'' research and development program and the ``Coastal Aquatic
Invasive Species Mitigation Grant Program.''
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\2\ Concurrence procedures are governed by 33 U.S.C.
1322(p)(4)(A)(ii). Under those procedures, the Administrator must
submit to the Secretary a request for written concurrence with
respect to a proposed standard of performance. If the Secretary
fails to concur, it does not prevent the Administrator from
promulgating standard of performance, but does require the
Administrator to respond to the Secretary's written objections.
\3\ CWA section 312(b) provides authority for EPA to establish
Federal standards of performance for sewage from vessels within the
meaning of ``sewage'' as defined in section 312(a)(6). Thus, the
discharge of sewage from vessels, is not included in this CWA
section 312(p) rulemaking, except when commingled with other
discharges incidental to the normal operation of a vessel, as
authorized in CWA section 312(p)(2)(A)(ii). EPA and the USCG
regulate sewage from vessels under CWA section 312(b) as codified in
40 CFR part 140 (marine sanitation device standard) and 33 CFR part
159 subparts A through D (requirements for the design, construction,
certification, installation, and operation of marine sanitation
devices).
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B. Additional U.S. and International Authorities
During the development of the final rule, EPA reviewed other U.S.
laws and international authorities that address discharges incidental
to the normal operation of a vessel. Where the requirements established
under these authorities are currently being met and implemented, EPA
generally considers them to be technologically available and
economically achievable as that term is used in the ``best available
technology economically achievable'' control level specified in CWA
section 301(b). As appropriate, EPA considered these requirements while
developing this final rule.
As expressly provided in the VIDA, this final rule will not affect
the requirements for vessels established under any other provision of
Federal law. 33 U.S.C. 1322(p)(9)(B). EPA provides a short summary of
these U.S. authorities, as well as some international authorities,
below.
International Convention for the Prevention of Pollution From Ships,
the Act To Prevent Pollution from Ships, and Implementing Regulations
The International Convention for the Prevention of Pollution from
Ships (MARPOL 73/78) is an international treaty that regulates certain
discharges from vessels. MARPOL Annexes regulate different types of
vessel pollution; the United States is a party to Annexes I, II, III,
V, and VI that address prevention/control of pollution from oil,
noxious liquid substances in bulk, harmful substances carried by sea in
packaged form, and garbage, and
[[Page 82078]]
prevention of air pollution, respectively. MARPOL is primarily
implemented in the United States by APPS, 33 U.S.C. 1901 et seq. The
USCG is the lead agency for APPS implementation and issued implementing
regulations primarily found at 33 CFR part 151. Those requirements
already apply to many of the vessels covered by the final rule.
APPS regulates the discharge of oil and oily mixtures, noxious
liquid substances, and garbage, including food wastes and plastic. With
respect to oil and oily mixtures, the USCG regulations at 33 CFR 151.10
prohibit ``any discharge of oil or oily mixtures into the sea from a
ship'' except when certain conditions are met. Exceptions include a
discharge oil content of less than 15 parts per million (ppm) and when
the ship operates oily water separating equipment, a bilge monitor, a
bilge alarm, or a combination thereof.
Substances regulated as noxious liquid substances under APPS are
divided into four categories based on their potential to harm marine
resources and human health. Under 46 CFR 153.1128, discharges of
noxious liquid substances residues at sea may only take place at least
12 nautical miles (NM) from the nearest land, among other requirements.
Because discharges at least 12 NM from the nearest land are outside the
geographic scope of the VIDA, the final rule does not affect the
requirements for vessels established under 46 CFR 153.1128 pursuant to
APPS.
MARPOL Annex III addresses harmful substances in packaged form and
is implemented in the United States by the Hazardous Materials
Transportation Authorization Act of 1994, as amended (49 U.S.C. 5901 et
seq.), and regulations appearing at 46 CFR part 148 and 49 CFR part
176. The regulatory provisions establish labeling, packaging, and
stowage requirements for such materials to help avoid accidental loss
or spillage during transport. The final rule does not regulate loss or
spillage of transported materials; however, the final rule establishes
BMPs to help reduce or prevent the loss of materials and debris
overboard.
Oil Pollution Act (33 U.S.C. 2701 et seq.)
The Oil Pollution Act of 1990 and the associated USCG implementing
regulations at 33 CFR parts 155 and 157 also address oil and oily
mixture discharges from vessels. These USCG regulations establish and
reinforce the 15 ppm discharge standard under APPS for oil and oily
mixtures for seagoing ships and require most vessels to have an oily
water separator. Oceangoing vessels of less than 400 gross tonnage (GT)
must either have an approved oily water separator or retain oily water
mixtures on board for disposal to an approved reception facility
onshore. Oceangoing vessels of 400 GT and above, but less than 10,000
GT, except vessels that carry ballast water in their fuel oil tanks,
must be fitted with ``approved 15 parts per million (ppm) oily-water
separating equipment for the processing of oily mixtures from bilges or
fuel oil tank ballast.'' 33 CFR 155.360(a)(1). Oceangoing ships of
10,000 gross tonnage and above and oceangoing ships of 400 gross
tonnage and above that carry ballast water in their fuel oil tanks,
must be fitted with approved 15 ppm oily water separating equipment for
the processing of oily mixtures from bilges or fuel oil tank ballast, a
bilge alarm, and a means for automatically stopping any discharge of
oily mixture when the oil content in the effluent exceeds 15 ppm. 33
CFR 155.370. 33 CFR part 155 also references oil containment and
cleanup equipment and procedures for preventing and reacting to oil
spills and discharges. The final rule is consistent with the existing
requirements for fuel and oil established under the Oil Pollution Act
and APPS and does not otherwise affect the requirements for vessels
established under these Acts.
Clean Water Act Section 311 (33 U.S.C. 1321)
CWA section 311, the Oil and Hazardous Substances Liability Act,
states that it is a policy of the United States that there should be no
discharges of oil or hazardous substances into the waters of the United
States, adjoining shorelines, and certain specified areas, except where
permitted under Federal regulations (e.g., the NPDES program). As such,
the Act prohibits the discharge of oil or hazardous substances into
these areas in such quantities as may be harmful. Further, the Act
states that the President shall, by regulation, determine those
quantities of oil and any hazardous substances that may be harmful if
discharged. EPA defines the discharge of oil in such quantities as may
be harmful as those that violate applicable water quality standards or
``cause a film or sheen upon or discoloration of the surface of the
water or adjoining shorelines or cause a sludge or emulsion to be
deposited beneath the surface of the water or upon adjoining
shorelines.'' 40 CFR 110.3. Sheen is clarified to mean ``an iridescent
appearance on the surface of the water.'' 40 CFR 110.1. The final rule
prohibits the discharge of oil, including oily mixtures, in such
quantities as may be harmful. 40 CFR 139.56(c).
Federal Insecticide, Fungicide, and Rodenticide Act (7 U.S.C. 136 et
seq.).
The Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA)
regulates the distribution, sale, and use of pesticides. One of the
primary components of FIFRA requires the registration and labeling of
all pesticides sold or distributed in the United States, ensuring that,
if pesticides are used in accordance with the specifications on the
label, they will not cause unreasonable adverse effects on humans or
the environment. The final rule reiterates the VGP requirement that any
registered pesticide must be used in accordance with its FIFRA label
for all activities that result in a discharge into the waters of the
United States or the waters of the contiguous zone. 40 CFR
139.4(b)(5)(iii). The final rule does not negate the requirements under
FIFRA and its implementing regulations to use registered pesticides
consistent with the product's labeling. In fact, the discharge of
pesticides used in violation of certain FIFRA requirements incorporated
into this rule is also a violation of these standards, and therefore a
violation of the CWA (e.g., exceeding hull coating application rates).
National Marine Sanctuaries Act (16 U.S.C. 1431 et seq. and
Implementing Regulations Found at 15 CFR Part 922 and 50 CFR Part 404)
The National Marine Sanctuaries Act (NMSA) authorizes the
designation and management of National Marine Sanctuaries to protect
marine resources with conservation, education, historical, scientific,
and other special qualities. Under NMSA, additional restrictions and
requirements may be imposed on vessel operators that operate in and
around National Marine Sanctuaries. Consistent with the VGP, the final
rule establishes additional restrictions and requirements for certain
discharges for vessels that operate in and around National Marine
Sanctuaries as these areas are included in the definition of
``federally-protected waters'' in the final rule and listed in appendix
A of part 139. Pursuant to CWA sections 312(p)(9)(B) and (E), discharge
requirements established by regulations promulgated by the Secretary of
Commerce under the National Marine Sanctuaries Act would continue to
apply to waters under the control of the Secretary of Commerce (e.g.,
National Marine Sanctuaries), in addition to the standards and
requirements established in this final rule.
[[Page 82079]]
C. Environmental Impacts of Discharges for Which Technology-Based
Discharge Standards Are Established by This Rule
While the VIDA requires EPA to establish technology-based
standards, which do not consider the effects on receiving water quality
(as discussed in greater detail in section VIII., Final Federal
Discharge Standards of Performance), EPA is presenting to the public
information about the following pollutants found in vessel discharges:
ANS, nutrients, pathogens, oil and grease, metals, toxic and
nonconventional pollutants with toxic effects, and other
nonconventional and conventional pollutants. Information regarding
water-quality impacts of these discharges and associated pollutants
were not considered in the development of Federal standards of
performance representing best available technology economically
achievable, as established in this rule. EPA presents this information
because the public may be interested in it and it informs the Economic
Analysis that characterizes the potential benefits associated with this
rule.
Discharges incidental to the normal operation of vessels can have
significant adverse impacts on aquatic ecosystems and other potential
impacts such as to human health through contamination of food from
aquaculture/shellfish harvesting areas through the addition of
pollutants. The adverse environmental impacts vary considerably based
on the type and number of vessels, the size and location of the port or
marina, and the condition of the receiving waters. These adverse
impacts are more likely to occur when there are significant numbers of
vessels operating in receiving waters with limited circulation or if
the receiving waters are already impaired. As a result of this
variation, protecting U.S. waters from vessel-related activities poses
unique challenges for local, State, and Federal Governments.
1. Aquatic Nuisance Species (ANS)
ANS, which can include invasive plants, animals, and pathogens, are
a persistent problem in U.S. coastal and inland waters. The VIDA
specifically includes ANS in the category of nonconventional pollutants
to be regulated through the application of best available technology
and best practicable technology. 33 U.S.C. 1322(p)(4)(B)(i).
ANS may be incidentally discharged or released from a vessel's
operations through a variety of vessel systems and equipment, including
but not limited to ballast water, sediment from ballast tanks, vessel
hulls and appendages, seawater piping, chain lockers, and anchor
chains. ANS pose severe threats to aquatic ecosystems, including
outcompeting native species, damaging habitat, changing food webs, and
altering the chemical and physical aquatic environment. Furthermore,
ANS can have profound and wide-ranging socioeconomic impacts, such as
damage to recreational and commercial fisheries, infrastructure, and
water-based recreation and tourism. Once established, it is extremely
challenging and costly to remove ANS and remediate the impacts. It has
become even more critical to control discharges of ANS from vessel
systems and equipment with the increase in vessel traffic due to
globalization and increased trade.
2. Nutrients
Nutrients, including nitrogen, phosphorus, and other micro-
nutrients, are constituents of incidental discharges from vessels.
Though often associated with discharges from sewage treatment
facilities and other sources such as runoff from agricultural and urban
stormwater sources, nutrients are also discharged from vessel sources
such as runoff from deck cleaning, graywater, and bilgewater.
Increased nutrient discharges from anthropogenic sources are a
major source of water quality degradation throughout the United States
(U.S. Geological Survey, 1999). Generally, nutrient over-enrichment of
waterbodies adversely impacts biological diversity, fisheries, and
coral reef and seagrass ecosystems (National Research Council, 2000).
One of the most notable effects of nutrient over-enrichment is the
excess proliferation of plant life and ensuing eutrophication. A
eutrophic system has reduced levels of dissolved oxygen and increased
turbidity which can lead to changes in the composition of aquatic flora
and fauna. Such conditions also fuel harmful algal blooms, which can
have significant adverse impacts on human health as well as aquatic
life (National Research Council, 2000; Woods Hole Oceanographic
Institute, 2007).
3. Pathogens
Pathogens-those bacteria, viruses, and other microorganisms that
can cause disease--can be found in discharges from vessels,
particularly in graywater and ballast water discharges. Discharges of
pathogens into waterbodies can adversely impact local ecosystems,
fisheries, and human health. Pathogens found in untreated graywater are
similar to, and in some cases may have a higher concentration than,
domestic sewage entering land-based wastewater treatment plants (U.S.
EPA, 2008; 2011d). Specific pathogens of concern found in graywater
include Salmonella spp., Escherichia coli, enteroviruses, hepatitis,
and pathogenic protists (National Research Council, 1993). Additional
pathogen discharges have also been associated with ballasting
operations, including Escherichia coli, intestinal enterococci, Vibrio
cholerae, Clostridium perfringens, Salmonella spp., Cryptosporidium
spp., Giardia spp., and a variety of viruses (Knight et al., 1999;
Reynolds et al., 1999; Zo et al., 1999). Pathogens can potentially be
transported in unfilled ballast water tanks (Johengen et al., 2005).
Under the VIDA, bacterial and viral pathogens can qualify as ``aquatic
nuisance species.'' 33 U.S.C. 1312(p)(1)(A), (Q), (R) (defining the
related terms ``aquatic nuisance species,'' ``nonindigenous species,''
and ``organism'').
4. Oil and Grease
Vessels can discharge a variety of oils during normal operations,
including lubricating oils, hydraulic oils, and vegetable or organic
oils. A significant portion of the lubricants discharged from a vessel
during these normal operations directly enters the aquatic environment.
Some types of oil and grease can be highly toxic and carcinogenic, and
have been shown to alter the immune system, reproductive abilities, and
liver functions of many aquatic organisms (Ober, 2010). Broadly, the
toxicity of oil and grease to aquatic life is due to reduced oxygen
transport potential and an inability of organisms to metabolize and
excrete oil and grease once ingested, absorbed, or inhaled.
The magnitude of impact of oils differs depending on the chemical
composition, method of exposure, concentration, and environmental
conditions (e.g., weather, salinity, temperature). It can therefore be
difficult to identify one single parameter responsible for negatively
impacting aquatic life.
Aromatic hydrocarbon compounds, commonly present in fuels,
lubricants, and additives, are consistently associated with acute
toxicity and harmful effects in aquatic biota (Dupuis and Ucan-Marin,
2015). Impacts are observed in both developing and adult organisms, and
include reduced growth, enlarged livers, fin erosion, reproduction
impairment, and modifications to heartbeat and respiration rates
(Dupuis and Ucan-Marin, 2015). Laboratory experiments have shown that
fish embryos exposed to hydrocarbons exemplify symptoms collectively
referred to as blue sac
[[Page 82080]]
disease. Symptoms of the disease range from reduced growth and spinal
abnormalities, to hemorrhages and mortality (Dupuis and Ucan-Marin,
2015). Oils can also taint organisms that are consumed by humans,
resulting in economic impacts to fisheries and potential human health
effects.
In establishing the final rule, EPA considered the availability of
environmentally acceptable lubricants (EALs). Production of EALs
focuses on using chemicals with oxygen atoms which increases their
water solubility and biodegradability, thereby decreasing their
accumulation in the aquatic environment. The solubility of EALs also
makes it easier for aquatic life to metabolize and excrete these
chemicals (U.S. EPA, 2011). Overall, EALs reduce the bioaccumulation
potential and toxic effects to aquatic life.
5. Metals
Vessel discharges can contain metal constituents from a variety of
onboard sources, including graywater, bilgewater, exhaust gas emission
control systems, and firemain systems. While some metals, including
copper, nickel, and zinc, are known to be essential to organism
function when present at certain levels, many others, including
mercury, lead, thallium, and arsenic, are non-essential and/or are
known to have only adverse impacts. Even essential metals may harm
organism function in sufficiently elevated concentrations. Some metals
may also bioaccumulate in the tissues of aquatic organisms,
intensifying toxic effects. Through a process called biomagnification,
concentrations of some metals can increase up the food chain, leading
to elevated levels in commercially harvested fish species (U.S. EPA,
2007). Exposure to metals through fish consumption or other exposure
pathways may have adverse human health effects (U.S. EPA, 2007). For
example, exposure to elevated levels of methylmercury is associated
with developmental and neurological effects, while exposure to lead is
known to cause a range of health effects, from behavioral problems and
learning disabilities to seizures and death (U.S. EPA, 2024 and 2024a).
Additionally, ingestion of arsenic may lead to increased risk of cancer
in the skin, liver, bladder, and lungs, as well as nausea, vomiting,
abnormal heart rhythm, and damage to blood vessels (Agency for Toxic
Substances and Disease Registry, 2007).
Vessel hulls and appendages are frequently coated in metal-based
biocides to prevent biofouling. The most widely-used metal in biocides
is copper. While it is an essential nutrient, copper can be both
acutely and chronically toxic to fish, aquatic invertebrates, and
aquatic plants at higher concentrations. Elevated concentrations of
copper can adversely impact survivorship, growth, and reproduction of
aquatic organisms (U.S. EPA, 2016). Copper can inhibit photosynthesis
in plants and interfere with enzyme function in both plants and animals
in concentrations as low as 4 micrograms ([micro]g)/L (U.S. EPA, 2016).
6. Other Pollutants
Vessel discharges can contain a variety of other toxic,
conventional, and nonconventional pollutants. This rule is intended to
prevent and control the discharge of certain pollutants that have been
identified in the various discharges. For example, graywater can
contain phthalates phenols, and chlorine (U.S. EPA, 2008). These
compounds can cause a variety of adverse impacts on aquatic organisms
and human health. Phthalates are known to interfere with reproductive
health, liver, and kidney function in both animals and humans.
(Sekizawa et al., 2003; DiGangi et al., 2002). Chlorine can cause
respiratory problems, hemorrhaging, and acute mortality to aquatic
organisms, even at relatively low concentrations (U.S. EPA, 2008).
Vessel discharges may also contain certain biocides used in vessel
coatings, which can be harmful to aquatic organisms. For example,
cybutryne, also commonly known as Irgarol 1051, is a biocide that
functions by inhibiting the electron transport mechanism in algae, thus
inhibiting growth. Numerous studies indicate that cybutryne is both
acutely and chronically toxic to a range of marine organisms, and in
certain cases, more harmful than tributyltin (Carbery et al, 2006; Van
Wezel and Van Vlaardingen, 2004).
Some vessel discharges are more acidic or basic than the receiving
waters, which can have a localized effect on pH (Alaska Department of
Environmental Conservation, 2007). For example, exhaust gas emission
control systems remove sulfur dioxide in exhaust gas and dissolve it in
washwater, where it is then ionized and produces an acidic washwater.
Research has shown that even minor changes in ambient pH can have
profound effects, such as developmental defects, reduced larval
survivorship, and decreased calcification of corals and shellfish (Oyen
et al., 1991; Zaniboni-Filho et al., 2009, Marubini and Atkinson,
1999).
IV. Scope of the Regulatory Action
A. Waters
The final rule applies to discharges into the waters of the United
States or the waters of the contiguous zone. 33 U.S.C. 1322(p)(8)(B).
Sections 502(7), 502(8), and 502(9) of the CWA define the terms
``navigable waters,'' ``territorial seas,'' and ``contiguous zone,''
respectively. 33 U.S.C. 1362(7)-(9). The term ``navigable waters''
means the waters of the United States including inland waters and the
territorial seas, where the United States includes the 50 States, the
District of Columbia, the Commonwealth of Puerto Rico, the U.S. Virgin
Islands, Guam, American Samoa, the Commonwealth of the Northern Mariana
Islands, and the Trust Territories of the Pacific Islands. Id. (7). The
term ``territorial seas'' means the belt of seas that extends three
miles seaward from the line of ordinary low water along the portion of
the coast in direct contact with the open sea and the line marking the
seaward limit of inland waters. Id. (8). For simplicity, EPA uses the
term ``shore'' to refer to the line of ordinary low water referenced in
the foregoing definition for ``territorial seas.'' The term
``contiguous zone'' means the entire zone established or to be
established by the United States under Article 24 of the Convention of
the Territorial Sea and the Contiguous Zone, which extends 12 NM under
Article 24 of the Convention of the Territorial Sea and the Contiguous
Zone. Id. (9).
B. Vessels
The final rule applies to discharges incidental to the normal
operation of any non-Armed Forces, non-recreational vessels as set
forth in CWA section 312(p)(2). The final rule does not apply to
discharges incidental to the normal operation of a vessel of the Armed
Forces subject to CWA section 312(n); a recreational vessel subject to
CWA section 312(o); a small vessel less than 79 feet in length or a
fishing vessel, except that the rule applies to any discharge of
ballast water from a small vessel less than 79 feet or fishing vessel;
or a floating craft that is permanently moored to a pier, including a
floating casino, hotel, restaurant, or bar. 33 U.S.C. 1322(p)(2)(B)(i).
The types of vessels covered under the final rule include but are not
limited to public vessels of the United States, commercial fishing
vessels (for ballast water only), passenger vessels (e.g., cruise ships
and ferries), barges, tugs and tows, offshore supply vessels, mobile
offshore drilling units, tankers, bulk carriers, cargo ships, container
ships, and research vessels.
[[Page 82081]]
The domestic and international vessel population that is subject to the
Federal standards of performance includes approximately 82,000 vessels.
The final rule also does not apply to a narrow category of specified
ballast water discharges that Congress believed do not pose a risk of
spreading or introducing ANS (33 U.S.C. 1322(p)(2)(B)(ii); VIDA Senate
Report, at 10), or to any discharges that result from (or contain
material derived from) an activity other than the normal operation of a
vessel (33 U.S.C. 1322(p)(2)(B)(iii)). Unless otherwise provided by CWA
section 312(p), any incidental discharges excluded from regulation in
the VIDA remain subject to the pre-enactment status quo (e.g., State
law, NPDES permitting, etc.). VIDA Senate Report, at 10.
The Federal standards of performance herein apply equally to new
and existing vessels except in such cases where the final rule
expressly distinguishes between such vessels, as authorized by CWA
section 312(p)(4)(C)(ii).
C. Incidental Discharges
The final rule establishes general and specific Federal standards
of performance for discharges incidental to the normal operation of a
vessel described in CWA section 312(p)(2). The general standards apply
to all vessels and all incidental discharges subject to regulation
under CWA section 312(p). The specific standards apply to specific
discharges incidental to the normal operation of the following types of
vessel equipment and systems: ballast tanks, bilges, boilers, cathodic
protection, chain lockers, decks, desalination and purification
systems, elevator pits, exhaust gas emission control systems, fire
protection equipment, gas turbines, graywater systems, hulls and
associated niche areas, inert gas systems, motor gasoline and
compensating systems, non-oily machinery, pools and spas, refrigerators
and air conditioners, seawater piping, and sonar domes.
D. Emergency and Safety Concerns
The VIDA recognizes that safety of life at sea and other emergency
situations not resulting from the negligence or malfeasance of the
vessel owner, operator, master, or person in charge may arise, and that
the prevention of loss of life or serious injury may require operations
that would not otherwise be consistent with these standards. Therefore,
no person would be found to be in violation of the final rule if they
qualify for the affirmative defense described in CWA section
312(p)(8)(C).
E. Effective Date
The effective date of this rule is 30 days after publication in the
Federal Register; however, the Federal standards of performance become
effective beginning on the date upon which the regulations promulgated
by the Secretary pursuant to CWA section 312(p)(5) governing the
implementation, compliance, and enforcement of the Federal standards of
performance become final, effective, and enforceable. Per CWA section
312(p)(3)(c), as of that date, the requirements of the VGP and all
regulations promulgated by the Secretary pursuant to Section 1101 of
the NANPCA (16 U.S.C. 4711) (as in effect on December 3, 2018),
including the regulations contained in subparts C and D of 33 CFR part
151 and 46 CFR 162.060 (as in effect on December 3, 2018), shall be
deemed repealed and have no force or effect. Similarly, as of that same
date, any CWA section 401 certification requirement in Part 6 of the
VGP, shall be deemed repealed and have no force or effect.
V. Stakeholder Engagement
During the development of the rule, EPA and the USCG engaged other
Federal agencies, States, Tribes, non-governmental organizations, the
general public, and the maritime industry. On October 26, 2020, EPA
published a Notice of Proposed Rulemaking (``proposed rule,'' 85 FR
67818) in the Federal Register for public comment. Following
publication of the proposed rule, EPA re-engaged with the states
through the VIDA's Governors consultation process to discuss topics for
which the states expressed an interest in further collaboration and
conducted post-proposal outreach to States, Tribes, and interested
stakeholders from environmental organizations and the regulated
community to obtain additional clarification regarding their concerns
with the proposed rule. Subsequently, on October 18, 2023, EPA
published in the Federal Register a Supplemental Notice of Proposed
Rulemaking (``supplemental notice,'' 88 FR 71788) for public comment
that presented ballast water management system (BWMS) type-approval
data that EPA received from the USCG since the proposed rule. The
supplemental notice also included additional regulatory options that
EPA was considering for discharges from ballast tanks, hulls and
associated niche areas, and graywater systems. General summaries of the
outreach are included in this section and in section XII., Statutory
and Executive Order Reviews. Detailed documentation is also available
in the docket.
A. Informational Webinars and Public Listening Sessions
EPA, in coordination with the USCG, hosted two informational
webinars on May 7 and 15, 2019 to enhance public awareness about the
VIDA and provide opportunity for engagement. During the webinars, EPA
and the USCG provided a general overview of the VIDA, discussed interim
and future discharge requirements, described future State and public
engagement opportunities, and answered clarifying questions raised by
the audience. The webinar recordings and presentation material are
available at https://www.epa.gov/vessels-marinas-and-ports/vessel-incidental-discharge-act-vida-engagement-opportunities.
Additionally, EPA, in coordination with the USCG, hosted a public,
in-person listening session at the U.S. Merchant Marine Academy in New
York on May 29-30, 2019. At the listening session, EPA, with the
support of the USCG, provided an overview of the VIDA, described the
interim requirements and the framework for the future regulations, and
conducted sessions on key vessel discharges to provide an opportunity
for public input. Fifty-two individuals from a variety of stakeholder
groups attended and provided input. Public input largely centered on
BWMSs, including testing methods and monitoring requirements.
Stakeholders requested harmonization of domestic regulations with those
of the International Maritime Organization (IMO), such as standards for
exhaust gas emission control systems. Input was also received on
challenges with compliance and reporting under the VGP and the USCG
ballast water regulations. The meeting agenda and a summary of the
comments received are available in the docket.
During the public comment period for both the proposed rule and
supplemental notice, EPA held public meetings to describe procedures
for submitting comments on the rule and provide an opportunity for
stakeholders to ask clarifying questions. Details and materials from
these public meetings are available at https://www.epa.gov/vessels-marinas-and-ports/vessel-incidental-discharge-act-vida-stakeholder-engagement-opportunities.
B. Consultation and Coordination With States
1. Federalism Consultation and Governors Consultation
As noted in the proposed rule, EPA concluded that this action has
[[Page 82082]]
federalism implications pursuant to the terms of Executive Order 13132.
As such, EPA consulted with State and local officials early in the
development of this rule. On July 9, 2019, in Washington, DC, EPA and
the USCG conducted a Federalism consultation briefing to allow states
and local officials to have meaningful and timely input into EPA's
rulemaking for the development of the Federal standards of performance.
Additional information regarding the VIDA Federalism Consultation can
be found in section XII. Statutory and Executive Order Reviews.
In addition, CWA section 312(p)(4)(A)(iii)(II) directs EPA to
develop a process for soliciting input from interested Governors to
inform the development of the Federal standards of performance,
including sharing information relevant to the process. On July 10 and
18, 2019, EPA and the USCG, with the support and assistance of the
National Governors Association, held meetings with Governors'
representatives to provide an overview of the VIDA, discuss State
authorities under the VIDA, and solicit input on a process that would
meet both the statutory requirements and State needs. Based on this
input, EPA developed a process to obtain Governors' input on the
rulemaking. Thirteen states (Alaska, California, Hawaii, Maryland,
Michigan, Minnesota, New York, North Carolina, Ohio, Puerto Rico,
Virginia, Washington, and Wisconsin) participated in the process, as
did representatives from the Western Governors Association, the Pacific
States Marine Fisheries Commission, and the All Islands Coral Reef
Committee.
To obtain Governors' input, EPA hosted three regional, web-based
forums for Governors and their representatives to inform EPA early in
the development of the proposed rule on the challenges and concerns
associated with existing requirements under the VGP and to discuss
potential considerations for key discharges of interest. The forums
were held in 2019 on September 10 for West Coast states, September 12
for Great Lakes states, and September 19 for all states. During each
forum, subject-matter experts from EPA provided a brief background on
the VIDA followed by organized discussions regarding the key discharges
identified by the regional representatives prior to the forum. During
the organized discussions, interested Governors' representatives
commented on the presentation content, shared applicable scientific or
technical information, and provided suggestions for EPA to consider
during the development of the Federal standards of performance. In
addition to the verbal input provided during the forums, EPA accepted
written comments. Copies of those written comments are included in the
docket.
On December 18, 2019, EPA held two follow-up calls with
representatives from the Great Lakes states. During each call, EPA
addressed the comments that had been submitted by the Great Lakes
states, including comments on specific requirements of the VIDA, non-
ballast water discharges, and best available technology as it relates
to BWMSs. Representatives from Illinois, Michigan, Minnesota, New York,
Ohio, Pennsylvania, and Wisconsin attended the calls.
EPA also held a follow-up call with representatives from the West
Coast states on January 15, 2020. During the call, EPA addressed the
comments that had been submitted by West Coast states, including
comments on outreach and engagement, the best available technology
analysis for BWMSs, and regulation of biofouling and in-water cleaning
and capture devices. Representatives from California, Hawaii, Oregon,
and Washington, as well as representatives from the Pacific States
Marine Fisheries Commission and the Western Governors Association,
attended the call.
After the public comment period concluded for the proposed rule,
EPA met with State representatives to discuss topics of interest
between June and October 2021 to inform the supplemental notice.
During the engagement with states, EPA received pre-proposal
comments, as well as post-proposal comments on the proposed rule and
supplemental notice, from states, Governors, and Governors'
representatives. Comments were received from representatives from
Alabama, Alaska, American Samoa, California, the Commonwealth of the
Northern Mariana Islands, Connecticut, Delaware, Florida, Guam, Hawaii,
Illinois, Louisiana, Maine, Maryland, Massachusetts, Michigan,
Minnesota, Mississippi, New Hampshire, New Jersey, New York, North
Carolina, Ohio, Oregon, Pennsylvania, Puerto Rico, Rhode Island, U.S.
Virgin Islands, Virginia, Washington, Wisconsin, and the Western
Governors Association. Comments on the proposed rule primarily focused
on ballast water, biofouling, and the State engagement process, while
comments on the supplemental notice focused on EPA's analysis of newly
obtained ballast water data and the additional regulatory options
presented for ballast tanks, hulls and associated niche areas, and
graywater systems. These comments can be found in the docket.
2. Governor Objections
In conjunction with the requirement to engage states in the
development of the proposed standards, CWA section
312(p)(4)(A)(iii)(III) provides an avenue for Governors to formally
object to a proposed Federal standard of performance. An interested
Governor may submit to the Administrator a written, detailed objection
to the proposed Federal standard of performance, describing the
scientific, technical, and operational factors that form the basis of
the objection. Before finalizing a Federal standard of performance for
which there has been an objection from one or more interested
Governors, the CWA requires the Administrator to provide a written
response to the objection detailing the scientific, technical, or
operational factors that form the basis for that standard.
EPA received five objection letters from the Governors of
California, Hawaii, Michigan, Minnesota, and Washington. One or more of
these states objected to aspects of the proposed Federal standard of
performance for ballast tanks, biofouling management, chain lockers,
decks, exhaust gas emission control systems, fire protection equipment,
graywater systems, hulls and associated niche areas, and procedures for
states to request changes to standards, regulations, or policy
promulgated by the Administrator. In the objection letters, Governors
also raised concerns outside of the scope of specific Federal standards
of performance, such as the timing and substance of State consultation
and purported inconsistency with State water quality standards. EPA
addressed specific comments and concerns raised by these five states in
the relevant topical sections of the Comment Response Document
available in the docket. Consistent with the CWA, the Administrator
responded to these Governors in writing prior to the publication of
this final rule.
VI. Public Comments Received and Agency Responses
EPA received 28,701 comments on the proposed rule and 45,820
comments on the supplemental notice for a total of 74,521 comments
received. Of these, 292 comments were unique, while the remaining
comments were received from participants in mass mailer campaigns. The
majority of comments addressed proposed requirements for specific
discharges, though comments also contained feedback on general
[[Page 82083]]
topics of concern, such as stakeholder engagement. EPA fully considered
comments and, where appropriate, made changes to the final rule to
reflect comments received. The sections below describe those changes to
the final rule and a comprehensive Comment Response Document is
available in the docket.
VII. Definitions
The final rule includes definitions for several statutory,
regulatory, and technical terms. 40 CFR 139.2. These definitions apply
solely for the purposes of this final rule and do not affect the
definitions of any similar terms used in any other context. Where
possible, EPA relied on existing definitions from other laws,
regulations, and the VGP to provide consistency with existing
requirements. Many of the definitions are taken either verbatim or with
minor clarifying edits from the VIDA, the legislation which this final
rule implements. This includes definitions for: aquatic nuisance
species (ANS), ballast water, ballast water exchange, ballast water
management system (BWMS), Captain of the Port (COTP) Zone, commercial
vessel--as that term is used for vessels operating within the Pacific
Region, empty ballast tank, Great Lakes State, internal waters, live or
living, marine pollution control device, organism, Pacific Region, port
or place of destination, render nonviable, saltwater flush, Secretary,
small vessel or fishing vessel (and the term ``fishing vessel'' to
direct the reader to the definition of ``small vessel or fishing
vessel''), and VGP.
EPA included definitions from other sections of the CWA, USCG
regulations, the VGP, and other regulations, as well as new definitions
specific to this final rule. EPA modified some of the definitions in
the proposed rule based on public comments. Terms not defined in the
final rule have the meaning defined under the CWA and applicable
regulations.
Definitions for the following terms were added to provide clarity
and ensure that the associated regulations are understood by the
regulated community: active discharge of biofouling, anti-fouling
coating, anti-fouling system, ferry, fire protection equipment, in-
water cleaning with capture (IWCC), in-water cleaning without capture,
macrofouling, marine inspector, microfouling, new ferry, passenger
vessel, passive discharge of biofouling, and seawater piping system
(See also the comment response sections for 40 CFR 139.21, Graywater
systems, 40 CFR 139.22, Hulls and associated niche areas, 40 CFR
139.28, Seawater piping, and 40 CFR 139.19, Fire protection equipment).
In response to public comments, the final rule slightly revises the
definitions of ``macrofouling'' and ``microfouling'' from the
definitions presented in the supplemental notice to provide additional
clarity and consistency. It also dispenses with the use of the Navy
Fouling Rating scale in favor of the terms macrofouling and
microfouling (See also the comment response for 40 CFR 139.28, Seawater
piping).
Several definitions were modified from the proposed rule. The
definition for ``Marine Growth Prevention System (MGPS)'' now
references the added definition for ``seawater piping system,'' while
EPA modified the definition for ``niche areas'' to add clarity and
remove language that would be confusing within the context of the VIDA
(See also the comment response section for 40 CFR 139.22, Hulls and
associated niche areas). In response to concerns raised by commenters,
the definition for ``organism'' was modified to replace the word
``means'' with ``includes,'' consistent with the CWA definition.
Definitions for ``oil-to-sea interface,'' ``EAL,'' and ``reception
facility'' were modified slightly to provide additional clarity for the
regulated community (See also the comment response section for 40 CFR
139.6, Oil management). ``Captain of the Port Zone'' now includes
references to other United States Code for additional clarity and
consistency (See also the comment response for Subpart A--Scope). The
definition for ``midocean'' was modified slightly to maintain
consistency within the final rule (See also the comment response
section for 40 CFR 139.10, Ballast tanks). Finally, EPA removed the
definition for ``scheduled drydocking'' as that term is not used in the
final rule.
VIII. Final Federal Discharge Standards of Performance
In adopting CWA section 312(p)(4)(B)(i), Congress directed EPA to
promulgate Federal standards of performance for conventional
pollutants, toxic pollutants, and nonconventional pollutants (including
ANS). The VIDA cross-references existing statutory standards in the CWA
at sections 301 and 304 of the CWA (as well as EPA's implementing
regulations at 40 CFR 125.3), which indicates that Congress intended
for EPA to base the VIDA standards of performance on the same statutory
considerations as those applicable when setting technology-based
effluent limits for permits under CWA section 402.\4\ The provisions
cited in the VIDA (CWA sections 301(b) and 304, 33 U.S.C. 1311(b) and
1314), are the basis for EPA's development of effluent limitations
guidelines, which are national performance-based requirements
established by regulation for categories of point sources based on
degree of control that can be achieved using various levels of
pollution control technology, as specified in the CWA. Thus, many of
the same legal standards and considerations that apply to the
development of technology-based effluent limitation guidelines also
apply to the development of the VIDA's Federal standards of
performance.
---------------------------------------------------------------------------
\4\ The VIDA does not reference CWA section 306 for new source
standards, meaning that the CWA ``best available demonstrated
control technology'' standard does not apply to new sources
regulated by the VIDA.
---------------------------------------------------------------------------
The CWA and its legislative history of CWA sections 301(b) and
304(b) (33 U.S.C. 1311(b) and 1314(b)), describe the need to press
toward higher levels of control through research and development of new
processes, modifications, replacement of obsolete plants and processes,
and other improvements in technology, taking into account the cost of
controls to ``require elimination of pollutant discharges . . . if the
Administrator finds, on the basis of information available to him, . .
. that such elimination is technologically and economically achievable
for a category or class of point sources as determined in accordance
with regulations issued by the Administrator . . .''. 33 U.S.C.
1311(b)(2)(A). The legislative history and case law also support that
EPA does not consider water quality impacts on individual water bodies
as technology-based standards are developed (Statement of Senator
Muskie, October 4, 1972, reprinted in A Legislative History of the
Water Pollution Control Act Amendments of 1972, at 170. (U.S. Senate,
Committee on Public Works, Serial No. 93-1, January 1973); Southwestern
Elec. Power Co. v. EPA, 920 F.3d at 1005, ``The Administrator must
require industry, regardless of a discharge's effect on water quality,
to employ defined levels of technology to meet effluent limitations.''
(citations and internal quotations omitted).
The CWA establishes a two-step process for implementation of
increasingly stringent technology-based effluent limitations. The first
step requires compliance with standards based on``the application ofthe
best practicable control technology currently available [BPT] as
defined by the Administrator . . .'' 33 U.S.C. 1311(b)(1)(A). The
second step requires
[[Page 82084]]
compliance with standards based on application of the ``best available
technology economically achievable [BAT] for such category or class . .
.'' 33 U.S.C. 1311(b)(2)(A). The CWA, as amended in 1977, replaced the
BAT standard with a new standard, ``best conventional pollutant control
technology [BCT],'' but only for certain ``conventional pollutants''
(i.e., BOD, TSS, oil and grease, fecal coliform, and pH). See 33 U.S.C.
1311(b)(2)(E) and 1314(a)(4) and 40 CFR 401.16.
The CWA requires consideration of BPT for conventional, toxic, and
nonconventional pollutants. CWA section 304(a)(4) designates the
following as conventional pollutants: BOD, TSS, fecal coliform, and pH,
and any additional pollutants defined by the Administrator as
conventional. The Administrator designated oil and grease as an
additional conventional pollutant on July 30, 1979. 40 CFR 401.16.
Toxic pollutants (e.g., toxic metals such as arsenic, mercury,
selenium, and chromium; toxic organic pollutants such as benzene,
benzo-a-pyrene, phenol, and naphthalene) are those outlined in CWA
section 307(a) and subsequently identified in EPA regulations at 40 CFR
401.15 and 40 CFR part 423 appendix A. All other pollutants are
nonconventional, including aquatic nuisance species. (33 U.S.C.
1322(p)(4)(B)(i)(III)).
In determining BPT, under CWA sections 301(b)(1)(A) and
304(b)(1)(B), and 40 CFR 125.3(d)(1), EPA evaluates several factors.
EPA first considers the cost of application of currently available
technology in relation to the effluent reduction benefits.
Traditionally, as is consistent with the statute, its legislative
history, and caselaw, EPA defines ``currently available'' based on the
average of the best performance of facilities within the industry,
grouped to reflect various ages, sizes, processes, or other common
characteristics (Chem. Mfrs. Assn. v. EPA, 870 F.2d 177, 207-208 (5th
Cir. 1989)). The Agency also considers the age of equipment and
facilities, the processes employed, engineering aspects of various
types of control techniques, process changes, non-water quality
environmental impacts (including energy requirements), and such other
factors as the Administrator deems appropriate. If, however, existing
performance is uniformly inadequate within an industrial category, EPA
may establish limitations based on higher levels of control if the
Agency determines that the technology is available in another category
or subcategory and can be practically applied to this industrial
category.
The 1977 amendments to the CWA required EPA to identify effluent
reduction levels for conventional pollutants associated with BCT for
discharges from existing industrial point sources. 33 U.S.C.
1311(b)(2)(E); 1314(b)(4)(B); 40 CFR 125.3(d)(2). In addition to
considering the other factors specified in CWA section 304(b)(4)(B) to
establish BCT requirements, EPA also considers a two-part ``cost-
reasonableness'' test. EPA explained its methodology for the
development of BCT requirements in 1986. See 51 FR 24974, July 9, 1986.
For toxic pollutants and nonconventional pollutants, EPA
promulgates discharge standards based on BAT. 33 U.S.C. 1311(b)(2)(A)
and 1314(b)(2)(B); 40 CFR 125.3(d)(3). In establishing BAT, the
technology must be technologically ``available'' and ``economically
achievable.'' The factors considered in assessing BAT include the cost
of achieving BAT effluent reductions, the age of equipment and
facilities involved, the process employed, potential process changes,
non-water quality environmental impacts, including energy requirements,
and other such factors as the Administrator deems appropriate. EPA
retains considerable discretion in assigning the weight accorded to
these factors. See Weyerhaeuser Co v. Costle, 590 F.2d 1011, 1045 (D.C.
Cir. 1978). EPA usually determines economic achievability on the basis
of costs of compliance with BAT limitations on overall industry and
subcategory financial conditions. BAT discharge standards may be based
on effluent reductions attainable through changes in a facility's
processes and operations. BAT reflects the highest performance in the
industry and may reflect a higher level of performance than is
currently being achieved based on technology transferred from a
different subcategory or category. Southwestern Elec. Power Co. v. EPA,
920 F.3d at 1006; Am. Paper Inst. v. Train, 543 F.2d 328, 353 (D.C.
Cir. 1976); Am. Frozen Food Inst. v. Train, 539 F.2d 107, 132 (D.C.
Cir. 1976). BAT may be based upon process changes or internal controls,
even when these technologies are not common industry practice. See
American Frozen Foods, 539 F.2d 107, 132, 140 (D.C. Cir. 1976).
CWA section 312(p)(4)(B)(ii) is also modelled off of established
CWA concepts and directs EPA to use BMPs in certain circumstances. See,
e.g., VIDA Senate Report at 11 (``As with the technology standards
themselves, this best management practice language is modeled off a
similar regulatory provision for NPDES permits to ensure that the
Administrator applies the same relevant considerations under section
312(p).''). Specifically, CWA section 312(p)(4)(B)(ii) requires
employing BMPs to control or abate any discharge incidental to the
normal operation of a vessel if: (1) numeric discharge standard
standards are infeasible; or (2) or if the BMPs are reasonably
necessary to achieve the standards or to carry out the purpose of
reducing and eliminating the discharge of pollutants.
Where EPA did not impose a numeric standard,\5\ EPA determined that
they were infeasible. For these discharges, the particular challenges
posed by setting standards for moving vessels at sea made numeric
standards impracticable. For example, many of the specific discharge
streams (e.g. chain lockers) would be impossible to monitor using
available technology without putting the safety of crew members at
risk. The physical nature of other discharge streams (e.g. deck
runoff), which differs significantly from the normal contexts for which
EPA normally imposes CWA numerical discharge standards, also makes
setting a numeric standard impracticable. EPA also did not receive
comments indicating that it was practicable to impose numeric standards
for any specific discharges for which it required BMPs in the final
rule. EPA received several comments supporting EPA's use of BMPs.
---------------------------------------------------------------------------
\5\ General operation and maintenance (section139.4), biofouling
management (section 139.5), oil management (section 139.6), boilers
(section 139.12), cathodic protection (section 139.13), chain
lockers (section 139.14), decks (section 139.15), desalination and
purification systems (section 139.16), elevator pits (section
139.17), fire protection equipment (section 139.19), gas turbines
(section 139.20), hull and associated niche areas (section 139.22),
inert gas systems (section 139.23), motor gasoline and compensating
systems (section 139.24), non-oily machinery (section 139.25),
refrigeration and air conditioning (section 139.27), seawater piping
(section 139.28), sonar domes (section 139.29).
---------------------------------------------------------------------------
Additionally, EPA determined for certain discharges where it was
practicable to impose numerical discharge standards that additional
BMPs for these specific discharges are reasonably necessary to carry
out the purpose and intent of CWA section 312(p).\6\ For example, while
EPA set numeric discharge standards for ballast tanks at 40 CFR
139.10(d), the Agency also required best management practices at 40 CFR
139.10(c) that are important for reducing discharges of ANS and thus
are reasonably necessary to achieve the numeric discharge standards for
ballast
[[Page 82085]]
tanks. BMPs consist of specific and implementable practices that will
drive the reduction of pollutant discharges from vessels. BMPs rely on
existing available technologies and will lead to reductions in
pollutant discharges even given the highly variable nature of
incidental discharges from vessels and practical difficulties in
monitoring those discharges. Additionally, requiring the BMPs for those
same specific discharges that were subject to BMPs under the VGP is
consistent with the VIDA's requirement that existing VGP requirements
serve as a regulatory baseline.
---------------------------------------------------------------------------
\6\ Ballast tanks (section 139.10), bilges (139.11), exhaust gas
emission control systems (section 139.18), graywater systems
(section 139.21), pools and spas (section 139.26).
---------------------------------------------------------------------------
CWA section 312(p)(4)(B) also establishes minimum requirements for
the Federal standards of performance such that, ``the combination of
any equipment or best management practice . . . shall not be less
stringent than'' the effluent limits and related requirements
established in Parts 2.1, 2.2, or 5 of the VGP. 33 U.S.C.
1322(p)(4)(B)(iii). Thus, while the CWA directs EPA to set the Federal
standards of performance at the level of BPT/BCT/BAT, depending on the
pollutant, it also creates a presumption that those standards would
provide protection at least equivalent to the VGP requirements. There
are exceptions at CWA section 312(p)(4)(D)(ii)(II) for situations where
either new information becomes available that ``would have justified
the application of a less-stringent standard'' or ``if the
Administrator determines that a material technical mistake or
misinterpretation of law occurred when promulgating the existing
standard.'' Absent one of those exceptions, the statute directs that
EPA ``shall not revise a standard of performance . . . to be less
stringent than an applicable existing requirement.'' 33 U.S.C.
312(p)(4)(D)(ii)(I).
EPA endeavored to identify instances where the BPT/BCT/BAT level of
control called for new, more stringent regulation than under the VGP
for the VIDA Federal standards of performance. Where EPA research
identified new alternatives or new options for marine pollution control
devices, EPA evaluated those options as candidates for new BPT/BCT/BAT
requirements. Where EPA identified no such new information or options,
EPA continues to rely on the BPT/BCT/BAT analysis that led to the
development of the VGP requirements. Additionally, EPA has considered
in its BPT/BCT/BAT analysis that VGP requirements are currently in
effect and are being achieved by regulated parties. This approach is
consistent with EPA's obligations under CWA section 312(p)(4) because
the effluent limits that EPA adopted in the VGP were already the
product of a BPT/BCT/BAT analysis described in the permit fact sheets
for both the 2008 and 2013 iterations of the VGP and corresponding
supporting materials. CWA section 312(p)(4)(D)(ii) prohibits EPA from
``revis[ing] a standard of performance . . . to be less stringent than
an applicable existing requirement'' except for the narrow exception
identified in the previous paragraph. Absent such exception, the VIDA
prohibits EPA from identifying a less stringent option as BPT/BCT/BAT.
Indeed, by identifying the VGP as the minimum requirements for the
Federal standards of performance and then expressly identifying the
circumstances under which EPA could select a different, less stringent
standard (i.e., new information or error), the text and legislative
history of the VIDA show that Congress intended to preserve, in most
instances, the existing VGP requirements as a regulatory floor. VIDA
Senate Report, at 12 (``The exceptions to this provision [for new
information and technical or legal error] would provide the sole basis
for the Administrator to weaken standards of performance compared to
the legacy VGP requirements . . . .''). Moreover, Congress did not
intend for EPA to depart from the considerations that informed the
VGP's technology-based effluent limits. To the contrary, although the
VIDA created a rule-based framework, rather than a permitting
framework, Congress defined BPT, BCT, and BAT with ``intentional[ ]
cross-reference[s]'' to terms used elsewhere in the CWA ``to ensure
that the Administrator makes identical considerations when setting the
standards of performance under CWA section 312(p) as the Administrator
was previously required to do when setting technology-based effluent
limits for permits'' as was done in the VGP. VIDA Senate Report, at 11.
While EPA is, for most of the discharges addressed in this
rulemaking, relying on the BPT/BCT/BAT analysis that was performed to
develop the VGP and the fact that certain discharge requirements are
already currently in effect under the VGP, EPA did not incorporate the
VGP requirements verbatim. In many cases, EPA translated the VGP
discharge requirements into Federal standards of performance or
otherwise improved the clarity to enhance implementation and
enforceability. As such changes do not materially differ from the
requirements established in the VGP, EPA reasonably relied on the BPT/
BCT/BAT analysis that supported the VGP to develop the final Federal
standards of performance.
In some instances, EPA updated language from the proposed rule to
the final rule from ``including'' to ``including but not limited to''
to make absolutely clear that a list may be representative but not
exhaustive and/or to ensure that language is not overly narrow or
restrictive so as to preclude the use of new technologies or BMPs in
the future that otherwise comply with the applicable requirements. As
an example, 40 CFR 139.13(a) was updated to clarify that a vessel's
cathodic corrosion protection device includes, but is not necessarily
limited to, sacrificial anodes and impressed current cathodic
protection systems. See 40 CFR 139.13(a) (``The requirements in
paragraph (b) of this section apply to discharges resulting from a
vessel's cathodic corrosion control protection device, including but
not limited to sacrificial anodes and impressed current cathodic
protection systems.'') (emphasis added). The final rule also uses the
more commonly recognized abbreviation ``GT,'' rather than ``GT ITC'' as
used in the proposed rule, to mean the same thing. This modification is
intended to align the language with existing regulations and the IMO.
Additionally, EPA determined that two of the VGP-named discharges
do not require specific discharge requirements beyond the general
discharge requirements detailed in subpart B and special area
requirements in subpart D. Discharges from motor gasoline and
compensating systems and inert gas systems are discharges incidental to
the normal operation of a vessel. However, EPA determined that the
requirements outlined in the general discharge standards in subpart B
for both discharges, and the special area requirements in subpart D for
motor gasoline and compensating systems, constitute BAT and are at
least as stringent as the VGP.
Many of the comments EPA received asserted that the proposed rule
would not adequately protect water quality in a particular region or
jurisdiction. Notwithstanding that the VIDA requires EPA's Federal
standards of performance to carry forward certain VGP requirements, the
VGP requirements and the VIDA Federal standards of performance are
subject to different legal frameworks for considering water quality
impacts. The VGP was an NPDES permit under which discharges had to meet
both technology-based levels of control (See CWA sections 301(b) and
304(b), 33 U.S.C. 1311(b) and 1314(b)) and any more stringent controls
as necessary to protect water quality
[[Page 82086]]
(See CWA section 301(b)(1)(C); 33 U.S.C. 1311(b)(1)(C)), as well as any
requirements of a State certification under CWA section 401 (33 U.S.C.
1341). The VIDA, by contrast, directs EPA to establish the Federal
standards of performance solely on a technology basis. This is evident
from the VIDA's text, which references the CWA provisions governing
technology-based rules and does not reference the CWA provisions
calling for more stringent limitations to protect water quality or
State certifications under CWA section 401. Additionally, the VIDA's
text makes clear that EPA and authorized states may not issue NPDES
permits to VIDA-regulated discharges, further indicating that NPDES
permitting elements such as water quality-based effluent limitations
and certifications under section 401 do not apply. See 33 U.S.C.
1322(p)(9)(C)(ii).
The VGP, like all CWA section 402 permits, needed to account for
the potential impact of discharges on the quality of the receiving
waters. The VGP did so in two ways, and neither are applicable to the
VIDA Federal standards of performance. First, the CWA section 402 and
NPDES regulations at 40 CFR 122.44(d) require permits to include more
stringent water quality based effluent limits (WQBELs) when technology-
based effluent limits (TBELs) are not sufficient to meet applicable
water quality standards. The VGP included WQBELs at Part 2.3. Second,
CWA section 401(d) allows States and Tribes to condition permits on
``any effluent limitations and other limitations, and monitoring
requirements'' necessary to assure compliance with water quality
requirements, including State water quality standards. Pursuant to this
authority, the VGP included a number of specific requirements for
individual states or Indian Country lands at Part 6. While the VIDA
directed EPA to preserve certain VGP requirements (specifically, those
at Parts 2.1, 2.2, and 5) in the Federal standards of performance, it
did not preserve the WQBELs at Part 2.3 or the specific individual
states' and Indian Country Lands' requirements at Part 6.
In contrast to permits issued under CWA section 402, technology-
based effluent limitations developed under CWA sections 301(b) and
304(b) do not account for the quality of the receiving waters,
including any water quality standards that may apply. See Southwestern
Elec. Power Co. v. EPA, 920 F.3d 999, 1005 (5th Cir. 2019) (``The Act
requires ELGs [developed under CWA section 304(b)] to be based on
technological feasibility rather than on water quality'') (citing E.I.
du Pont de Nemours & Co. v. Train, 430 U.S. 112, 130-31 (1977)); See
also Weyerhaeuser Co. v. Costle, 590 F.2d 1011, 1042 (D.C. Cir. 1978)
(discussing Congress's decision in adopting the CWA to base national
standards on technology rather than receiving water quality).
Therefore, Congress intended EPA to establish the requirements of this
regulation based on the performance of technologies without regard to
effects on receiving water quality, after a consideration of the
factors specified in CWA section 304(b), 33 U.S.C. 1314(b).
Rather than incorporate water quality-based considerations into the
Federal standards of performance, Congress instead chose to have EPA,
the USCG, and states address location-specific water quality impacts
through different approaches. For example, CWA section 312(p)(4)(E)
authorizes EPA, in concurrence with the USCG and in consultation with
states, to ``require, by order, the use of an emergency best management
practice for any region or category of vessels'' where such an order
``is necessary to reduce the reasonably foreseeable risk of
introduction or establishment of an aquatic nuisance species'' or
``will mitigate the adverse effects of a discharge that contributes to
a violation of a water quality [standard].'' Elsewhere in the statute,
CWA section 312(p)(10)(D) creates a process to create geographically
bound no-discharge zones to ``protect and enhance the quality of the
specified waters.''
The final rule contains discharge standards that correspond to
required levels of technology-based control (BPT, BCT, BAT) for
discharges incidental to the normal operation of a vessel, as required
by the CWA. In assessing the availability and achievability of the
technologies discussed herein, in addition to the rationale for the VGP
effluent limits, EPA considered studies and data from both domestic and
international sources including studies and data from foreign-flagged
vessels, as appropriate. As noted above, some discharge standards
considered other existing laws and requirements (e.g., Oil Pollution
Act, APPS, and the Clean Hull Act). Where these laws already exist, EPA
includes appropriate practices pursuant to these laws as part of the
final standards to the extent these are demonstrated practices that EPA
finds to be the best practicable control technology currently available
(BPT) and best available technology economically achievable (BAT). For
example, the final standards reaffirm requirements of the Clean Hull
Act that coating on vessel hulls must not contain tributyltin or any
other organotin compound used as a biocide.
A. Discharges Incidental to the Normal Operation of a Vessel--General
Standards
This section describes the Federal standards of performance
associated with the general discharge requirements in 40 CFR part 139,
subpart B. These standards are designed to apply to all vessels and
incidental discharges subject to the final rule to the extent the
requirements are appropriate for each incidental discharge. These
standards are proactive and preventative in nature and are designed to
minimize the introduction of pollutants into the waters of the United
States and the waters of the contiguous zone. The standards are based
on EPA's analysis of available and relevant information, including
available technical data, existing statutes and regulations,
statistical industry information, and research studies included in the
docket.
1. General Operation and Maintenance
The first category of Federal standards of performance are
requirements associated with general operation and maintenance
practices that are designed to eliminate or reduce the discharge of
pollutants from vessels. 40 CFR 139.4. Unless otherwise noted, changes
from the proposed rule are based on public comments EPA received on the
proposed rule. The general operation and maintenance standards contain
an overarching requirement that all discharges subject to this rule
must be minimized. In a change from the proposed rule intended to
provide greater clarity, the final rule specifies that a vessel
operator must minimize discharges through management practices
including, but not limited to, storage onboard the vessel, proper
storage or transfer of materials, or reduced production of discharge.
40 CFR 139.4(b)(1). These requirements are ``best management
practices'' (BMPs) under the CWA; which are defined under CWA section
312(p)(1)(H) as a schedule of activities, prohibitions of practices,
maintenance procedures, and other management practices to prevent or
reduce the pollution of the waters of the United States or the waters
of the contiguous zone. Further, the term ``best management practice''
includes any treatment requirement, operating procedure, or practice to
control vessel runoff, spillage or leaks, sludge or waste disposal, or
drainage from raw material storage. According to the VIDA, the
Administrator shall require the use of best management practices to
control or abate any discharge if numeric
[[Page 82087]]
standards of performance are infeasible; or the best management
practices are reasonably necessary to achieve the standards of
performance; or to carry out the purpose and intent of this subsection.
EPA determined that these BMPs are necessary because it is infeasible
to identify a single numeric standard where: (1) operation and
maintenance requirements usually are not expressed numerically; and (2)
even if they could be expressed numerically, there is not a numeric
operation and maintenance standard that would be appropriate to apply
to the multitude vessels, discharge streams, and pollutants subject to
the VIDA. Id. (p)(4)(B)(ii). The final rule defines the term
``minimize'' to mean ``to reduce or eliminate to the extent achievable
using any control measure that is technologically available and
economically practicable and achievable and supported by demonstrated
BMPs such that compliance can be documented in shipboard logs and
plans,'' which will be determined by the Secretary. Minimizing
discharges provides a reasonable approach for vessels to reduce all the
incidental discharges subject to this rule, including for discharges
not subject to specific discharge standards. Minimization of some
discharges, such as graywater, may be achieved through simple practices
like reduced production, while other discharges, such as ballast water,
may require more complex practices, such as saltwater flush or ballast
water exchange. To further carry out the purpose and intent of the
VIDA, the final rule at 40 CFR 139.4(b)(2) requires vessels to
discharge while underway and as far from shore, as practicable. Id.
(p)(4)(B)(ii).
The final general operation and management standards also limit the
types and quantities of materials that a regulated vessel may
discharge. 40 CFR 139.4(b)(3) prohibits the addition of any materials
to a discharge, other than for treatment of the discharge, that is not
incidental to the normal operation of the vessel. 40 CFR 139.4(b)(4)
prohibits using dilution to meet any effluent discharge standards.
While EPA recognizes some vessel systems use water permissibly under
the rule, for example to generate chlorine for disinfection, such a
practice may not be used as a means of dilution for purposes of meeting
the discharge standard. 40 CFR 139.4(b)(5) specifies requirements for
any materials used onboard that may subsequently be discharged (e.g.,
disinfectants, cleaners, biocides, coatings, sacrificial anodes). The
final rule specifies that materials used onboard that may subsequently
be discharged must be used only in the amount necessary to perform its
intended function, and also, in response to public comment, that
materials must be used according to manufacturer specifications. 40 CFR
139.4(b)(5)(i). The final rule also prohibits the discharge of any
material used onboard that will be subsequently discharged that
contains any materials banned for use in the United States. 40 CFR
139.4(b)(5)(ii). For any pesticide products (e.g., biocides, anti-
microbials) subject to FIFRA registration, vessel operators must follow
the FIFRA label for all activities that result in a discharge into the
waters of the United States or the waters of the contiguous zone. 40
CFR 139.4(b)(5)(iii).
To prevent materials and associated pollutants from being washed
overboard, the rule requires that vessel operators minimize any
exposure of cargo or other onboard materials that may be inadvertently
discharged by containerizing or covering materials. 40 CFR 139.4(b)(6).
Several commenters requested clarification about the effect of this
regulation on hopper barge operations and expressed concern about
potential safety impacts. In a change from the proposed rule, the final
rule at 40 CFR 139.4(b)(6) exempts hopper barges without a fixed cover
or in circumstances when a vessel operator reasonably determines
compliance with this requirement would interfere with essential vessel
operations, negatively impact safety of the vessel, risk loss of life
at sea, or violate any applicable regulations that establish
specifications for safe transportation, handling, carriage, and storage
of toxic or hazardous materials.
The presence or use of toxic or hazardous materials may be
necessary for the operation of vessels. For purposes of the final rule,
the term ``toxic or hazardous materials'' is defined at 40 CFR 139.2 to
mean any toxic pollutant identified in 40 CFR 401.15 or any hazardous
material as defined in 49 CFR 171.8. To minimize and prevent discharges
of toxic or hazardous materials, the final rule requires toxic or
hazardous material containers to be appropriately sealed, labeled, and
secured, and located in an area of the vessel that minimizes exposure
to ocean spray and precipitation consistent with vessel design, unless
the master determines this would interfere with essential vessel
operations or safety of the vessel or crew, or would violate any
applicable regulations that establish specifications for safe
transportation, handling, carriage, and storage of toxic or hazardous
materials. 40 CFR 139.4(b)(7)(i). Also, to avoid discharges and prevent
emergency or other dangerous situations, the final rule requires that
containers holding toxic or hazardous materials not be overfilled and
incompatible materials not be mixed. 40 CFR 139.4(b)(7)(ii). In
response to confusion from a commenter, the final rule includes
additional language not included in the proposed rule to clarify that
incompatible materials are substances which, if mixed, will create
hazards greater than that posed by the individual substances (See the
comment response section for 40 CFR 139.4, General operation and
maintenance). Id. Wastes should be managed in accordance with any
applicable local, State, and Federal regulations, which are outside of
the scope of this final rule. For example, the Resource Conservation
and Recovery Act (RCRA) governs the generation, transportation,
storage, and disposal of solid and hazardous wastes.
Like the requirements related to toxic and hazardous materials, the
final standard at 40 CFR 139.4(b)(8) prohibits the discharge or
disposal of containers holding toxic or hazardous materials. 40 CFR
139.4(b)(9) requires that vessel operators clean out compartments,
including tanks, cargo, or other spaces, to meet the definition of
``broom clean'' or equivalent prior to washing such areas. Further, the
final rule at 40 CFR 139.4(b)(10) requires vessel operators to maintain
their topside surface (i.e., exposed decks, hulls above waterline,
tank, cargo, and related appurtenances) to minimize the discharge of
cleaning compounds, paint chips, non-skid material fragments, and other
materials associated with exterior topside surface preservation. 40 CFR
139.4(b)(11) requires that painting and coating techniques on topside
surfaces minimize the discharge of paints, coatings, surface
preparation materials, and similar substances, and 40 CFR 139.4(b)(12)
prohibits the discharge of any unused paints and coatings.
The final general operation and maintenance requirement
consolidates requirements from multiple sections of the VGP and
specifies that any equipment that may release, drip, leak, or spill oil
or oily mixtures, fuel, or other toxic or hazardous materials,
including to the bilge, must be maintained regularly to minimize or
eliminate the discharges. 40 CFR 139.4(b)(13).
2. Biofouling Management
Vessel biofouling is the accumulation of aquatic organisms such as
plants,
[[Page 82088]]
animals, and microorganisms on vessel equipment or systems immersed in
or exposed to the aquatic environment. Biofouling discharges include
but are not limited to those from maintenance and cleaning activities
of hulls, niche areas, and associated coatings. Biofouling can include
pathogens, as well as microscopic fouling (``microfouling'') and
macroscopic fouling (``macrofouling''). Microfouling is biofouling
caused by bacteria, fungi, microalgae, protozoans, and other
microscopic organisms that creates a biofilm, also called a slime
layer. Microfouling is a precursor to macrofouling. Macrofouling is
biofouling caused by the attachment and subsequent growth of visible
plants and animals. Macrofouling includes large, distinct,
multicellular individual or colonial organisms visible to the human
eye, such as barnacles, tubeworms, mussels, fronds/filaments of algae,
bryozoans, sea squirts, and other large attached, encrusting, or mobile
organisms.
Biofouling on vessel equipment and systems is one of the main
vectors for the introduction and spread of aquatic nuisance species
(ANS) (Gollasch, 2002; Drake and Lodge, 2007; Hewitt et al., 2009;
Hewitt and Campbell, 2010). Biofouling organisms are discharged from
vessel surfaces both passively through sloughing and actively through
in-water cleaning activities (See 40 CFR 139.2, definitions of
``passive discharge of biofouling'' and ``active discharge of
biofouling''). Biofouling produces drag on a vessel hull and protruding
niche areas, leading to greater fuel consumption and increased
greenhouse gas emissions. It can also result in hull corrosion and
blockage of internal seawater piping, such as the engine cooling and
firemain systems, thereby degrading the integrity of the vessel
structure and impeding safe operation.
In the proposed rule, EPA included requirements to reduce the
discharge of biofouling organisms from vessel equipment and systems,
notably from hulls and associated niche areas, by requiring vessel
operators to develop and follow a biofouling management plan and follow
specific in-water equipment and system cleaning protocols.
Additionally, EPA proposed to prohibit in-water cleaning of biofouling
on hulls and associated niche areas that exceed a U.S. Navy fouling
rating (FR) of FR-20, except when the fouling is local in origin and
cleaning does not result in the substantial removal of a biocidal anti-
fouling coating, as indicated by a plume or cloud of paint; or, when an
in-water cleaning and capture (IWCC) system is used that is designed
and operated to capture coatings and biofouling organisms, filter
biofouling organisms from the effluent, and minimize the release of
biocides. EPA recommended, but did not propose to require, the use of
IWCC systems for removal of local macrofouling.
Based on comments received during the public comment period for the
proposed rule and subsequent meetings with interested States, Tribes,
and other stakeholders held between August and November 2021, EPA
published a supplemental notice that discussed additional regulatory
options for discharges from hulls and associated niche areas. The
supplemental notice discussed five key issues raised during the public
comment period for the proposed rule regarding the general
applicability of the hull and associated niche area requirements and
cleaning of this equipment as proposed in 40 CFR 139.22(a) and (d). All
comments were considered in preparation of the final rule.
EPA in the VGP considered discharges of biofouling organisms to be
incidental when such discharges originate from vessel equipment and
systems while the vessel is immersed in or exposed to the aquatic
environment. Both the VGP and the discharge regulations promulgated
pursuant to CWA section 312(n) for incidental discharges from vessels
of the Armed Forces included management requirements to minimize the
discharge of biofouling organisms from vessel equipment and systems.
The VGP in Parts 2.2.23 and 4.1.3 required that vessel operators (1)
minimize the transport of attached living organisms; and (2) conduct
annual inspections of the vessel hull (including niche areas) for
fouling organisms, respectively. Part 4.1.4 of the VGP also required
vessel operators to prepare drydock inspection reports to demonstrate
that the vessel hull and other surface and niche areas had been
inspected for attached living organisms and that those organisms had
been removed or neutralized. These reports were to be made available to
EPA or an authorized representative of EPA upon request. Except in
those circumstances specified in CWA section 312(p)(4)(D)(ii)(II),
EPA's discharge regulations must be as stringent as those in the VGP.
The final rule includes these requirements for the discharge of
biofouling organisms from vessel equipment and systems.
Among the comments EPA considered were ones suggesting that
biofouling should not be regulated as a discharge incidental to the
normal operation of a vessel under the VIDA. However, EPA continues to
interpret the statutory definition of ``discharge incidental to the
normal operation of a vessel'' (``incidental discharge'') at CWA
section 312(a)(12) to include discharges of biofouling organisms from
vessel equipment and systems. As described in the proposed rule and
supplemental notice, biofouling discharges are an ordinary accompanying
circumstance of vessel operation and transit and thus fit the plain
meaning of ``discharge incidental to the normal operation of a
vessel.'' (85 FR 67818, October 26, 2020, section VIII.A.2 and 88 FR
71788, October 18, 2023, section IV.C.1). Additionally, the definition
of ``discharge incidental to the normal operation of a vessel''
explicitly uses the word ``including,'' indicating that although
``biofouling'' is not specifically mentioned in the definition, the
definition's list of discharges is illustrative and not exhaustive. 33
U.S.C. 1322(a)(12). Other enumerated terms within the definition also
reasonably encompass biofouling. For example, ``any other pollutant
discharge from the operation of a marine propulsion system, shipboard
maneuvering system, crew habitability system, or installed major
equipment. . .'' encompasses biofouling discharge from a vessel hull
because the shipboard maneuvering systems cannot ``operate'' without
the hull. Id. Additionally, ``a discharge in connection with the . . .
maintenance[ ] and repair'' of any ``protective, preservative, or
absorptive application to the hull'' could include biofouling
discharge. Id. Finally, the statutory history and regulatory history
support EPA's interpretation, particularly because the VGP regulated
the same types of biofouling discharges as the final rule.
The final rule requires each vessel to develop a biofouling
management plan to minimize the discharge of biofouling organisms,
thereby minimizing the potential for the introduction and spread of
ANS. 40 CFR 139.5(b). The requirement to develop a biofouling
management plan is intended to provide a holistic strategy that
considers the operational profile of the vessel, identifies the
appropriate anti-fouling systems, and details the biofouling management
practices for specific areas of the vessel. The details of the plan
would fall under the USCG's implementing regulations established under
CWA section 312(p)(5), although the plan elements must prioritize
procedures and strategies to prevent macrofouling.
While the VGP did not explicitly require a biofouling management
plan,
[[Page 82089]]
it required the majority of the components that EPA expects will
comprise a biofouling management plan individually, such as: (1) the
consideration of vessel class, operations, and biocide release rates
and components in the selection of anti-fouling systems; (2) an annual
inspection of the vessel hull and niche areas for assessment of
biofouling organisms and condition of anti-fouling paint; (3) a drydock
inspection report noting that the vessel hull and niche areas have been
inspected for biofouling organisms and those organisms have been
removed or neutralized; (4) reporting of cleaning schedules and
methods; and (5) appropriate disposal of wastes generated during
cleaning operations. Additionally, per the Clean Hull Act of 2009,
every vessel engaging in one or more international voyages is required
to carry an anti-fouling system certificate that contains the details
of the anti-fouling system (See 33 U.S.C. 3821). Moreover, under
regulations promulgated under the authority of the National Invasive
Species Act, the USCG has required the individual in charge of any
vessel equipped with ballast water tanks that operates in the waters of
the United States to maintain a ballast water management plan that has
been developed specifically for the vessel and that will allow those
responsible for the plan's implementation to understand the vessel's
ballast water management strategy and comply with the requirements. 33
CFR 151.2050. That ballast water management plan is to include detailed
biofouling maintenance and sediment removal procedures (33 CFR
151.2050(g)(3)). Consistent with guidance issued by the USCG on those
regulations, these procedures were to be incorporated into the ballast
water management plan or included as separate Biofouling Management and
Sediment Management Plans and referenced in the ballast water
management plan (USCG, 2014). Under this guidance, the USCG advised
that IMO Resolution Marine Environment Protection Committee (MEPC)
207(62) provides effective guidance for developing and implementing a
vessel-specific biofouling management plan.
Developing vessel-specific biofouling management plans is important
because vessels can vary widely in operational profile and, therefore,
in the extent and type of biofouling. However, the final rule
recognizes that vessels with similar operational profiles, such as
vessels that cross the same waterbodies, travel at similar speeds, and
share the same design, may also employ the same management measures,
such as selecting the same types of anti-fouling systems and applying
the same inspection and cleaning schedules. It is anticipated that
fleet owners may develop a biofouling management plan template that can
be readily adapted into a vessel-specific biofouling management plan.
To address comments received on the proposed rule, the final rule
clarifies that a biofouling management plan must be developed to
minimize the discharge of biofouling organisms, prioritize procedures
and strategies to prevent macrofouling (thereby minimizing the
potential for the introduction and spread of ANS), and describe the
vessel-specific anti-fouling systems and biofouling management
practices necessary to comply with requirements in 40 CFR 139.5. The
USCG, through its regulations developed under CWA section 312(p)(5),
has the authority to specify the details of the plan, including how
vessel operators are to implement and follow that plan. The final rule
also references 40 CFR 139.13 (cathodic protection), 139.14 (chain
lockers), 139.22 (hulls and associated niche areas), 139.28 (seawater
piping), and 139.29 (sonar domes) for additional biofouling management
requirements.
3. Oil Management
The final rule aims to minimize discharges of oil, including oily
mixtures, and requires vessel operators to use control and response
measures to prevent, minimize, and contain spills and overflows during
fueling, maintenance, and other vessel operations. 40 CFR 139.6(d).
This reinforces existing requirements found at 33 CFR part 155 that
require taking immediate and appropriate corrective actions if an oil
spill is observed because of vessel operations, including maintaining
appropriate spill containment and cleanup materials onboard and
immediately using such materials in the event of any spill.
Also, the final rule specifies that the discharge of used or spent
oil no longer being used for its intended purpose is prohibited. 40 CFR
139.6(b). This includes any used or spent oil that may be added to an
incidental discharge that is otherwise authorized to be discharged.
Overall, this section authorizes discharges of small amounts of oil,
including oily mixtures, incidental to the normal operation of a vessel
provided such discharges comply with the otherwise applicable existing
legal requirements. For example, consistent with the CWA, this standard
prohibits the discharge of oil in such quantities as may be harmful, as
defined in 40 CFR 110.3. See 40 CFR 139.6(c) (prohibiting discharges in
quantities that may be harmful) and 139.2 (defining ``Discharge of oil
in such quantities as may be harmful'' by reference to 40 CFR 110.3 and
110.5).
The final rule at 40 CFR 139.3 specifies that, except as expressly
provided, nothing in this part affects the applicability of any other
provision of Federal law as specified in several statutory and
regulatory citations. 40 CFR 139.3 includes citations for CWA section
311 and the Act to Prevent Pollution from Ships (APPS) (33 U.S.C. 1901
et seq.), both of which address discharges of oil. Under CWA section
311, any oil, including oily mixtures, other than those exempted in 40
CFR 110.5, may not be discharged in such quantities as ``may be
harmful,'' which is defined to include those discharges that violate
applicable water quality standards or ``cause a film or sheen upon or
discoloration of the surface of the water or adjoining shorelines or
cause a sludge or emulsion to be deposited beneath the surface of the
water or upon adjoining shorelines.'' Discharges that are not included
in the description of ``may be harmful'' include discharges of oil from
a properly functioning vessel engine (including an engine on a public
vessel) and any discharges of such oil accumulated in the bilges of a
vessel discharged in compliance with 33 CFR part 151 subpart A; other
discharges of oil permitted under MARPOL 73/78, Annex I, as provided in
33 CFR part 151 subpart A; and any discharge of oil explicitly
permitted by the Administrator in connection with research,
demonstration projects, or studies relating to the prevention, control,
or abatement of oil pollution. The United States enacted the APPS to
implement the nation's obligations under MARPOL 73/78. As the lead
agency for APPS implementation, the USCG issued implementing
regulations primarily found at 33 CFR part 151. Those APPS requirements
already apply to many of the vessels that are covered by this rule.
Among other things, the APPS regulates the discharge of oil and oily
mixtures. Generally, these requirements prohibit ``any discharge of oil
or oily mixtures into the sea from a ship'' except when certain
conditions are met, including a discharge with an oil content of less
than 15 ppm and that the ship operates oily-water separating equipment,
an oil content monitor, a bilge alarm, or a combination thereof.
The final rule also includes requirements for oil-to-sea
interfaces. Specifically, the final rule requires the use of
environmentally acceptable lubricants (EALs) for oil-to-sea
[[Page 82090]]
interfaces unless technically infeasible. 40 CFR 139.6(e). The final
standard for general operation and maintenance at 40 CFR 139.4 also
identifies a series of mandatory BMPs for minimizing lubricant
discharges during maintenance.
Oil-to-sea interfaces are defined as seals or surfaces on shipboard
equipment where the design is such that small quantities of oil can
escape into the surrounding waters during normal vessel operations. See
40 CFR 139.2. For example, below-water seals frequently use lubricating
oil mechanisms that maintain higher pressure than the surrounding sea
to ensure that no seawater enters the system and compromises the unit's
performance. Above-deck equipment with portions of the machinery
extended overboard, or equipment mounted to the exterior hull of the
vessel, may also have oil-to-sea interfaces. During normal operation,
small quantities of lubricant oil in these interfaces are discharged
directly into surrounding waters. Constituents of conventional
hydraulic and lubricating oils vary by manufacturer, but may include
copper, tin, aluminum, nickel, and lead. In addition, traditional
mineral oils have a low biodegradation rate, a high potential for
bioaccumulation, and a measurable toxicity towards marine organisms.
Vessels use lubricants in a wide variety of shipboard applications.
Examples of lubricated equipment with oil-to-sea interfaces include:
Stern tube: A stern tube is the casing or hole through the
hull of the vessel that enables the propeller shaft to connect the
vessel's engine to the propeller on the exterior of the vessel. Stern
tubes contain seals designed to keep the stern tube lubricant from
exiting the equipment array and being discharged to waters at the
exterior of the vessel's hull.
Controllable pitch propeller: Variably pitched propeller
blades are for changing the speed or direction of a vessel and
supplementing the main propulsion system. Controllable pitch propellers
also contain seals that prevent the lubricant from exiting the
equipment array.
Rudder bearings: These bearings allow a vessel's rudder to
turn freely; they also use seals with an oil-to-sea interface.
Lubricated deck equipment above the water surface line
that extends overboard: Hose handling cranes, hydraulic system
provision handling cranes, hydraulic cranes, and hydraulic stern ramps
are examples of machinery with the potential for above-water discharges
of lubricants. When vessels are underway, this equipment is often not
operational, and any lubricant losses are typically captured during
deck washdown and treated as part of deck washdown wastewater. However,
discharges can occur when portions of the machinery such as booms or
jibs, trolleys, cables, hoist gear, or derrick arms are in use and
extend over the side of vessel.
Lubricated equipment, such as accommodation ladders,
mounted to the exterior of the vessel hull.
In the case of controllable pitch propellers (CPP), up to 20 ounces
of hydraulic and lubricating oils could be released for every CPP blade
that is replaced, with blade replacement occurring at drydock intervals
or when the blade is damaged. When the blade replacement includes
removal of the blade port cover (generally occurring infrequently, less
than once per month), up to five gallons of oil could be discharged
into surrounding waters unless the service is performed in drydock.
Additionally, many oceangoing vessels operate with oil-lubricated stern
tubes. Oil leakage from stern tubes, once considered a part of normal
``operational consumption'' of oil, has become an issue of global
concern and is now treated as oil pollution. A 2001 study commissioned
by the European Commission DG Joint Research Centre concluded that
routine unauthorized operational discharges of oil from ships into the
Mediterranean Sea created more pollution than accidental spills
(Pavlakis et al., 2001). Similarly, an analysis of data on oil
consumption sourced from a lubricant supplier indicated that daily
stern tube lubricant consumption rates for different vessels could
range up to 20 liters per day (Etkin, 2010). This analysis estimated
that operational discharges (including stern tube leakage) from vessels
add between 36.9 million liters and 61 million liters of lubricating
oil into marine port waters annually.
One commenter requested that EPA restore language from the VGP
recommending use of seawater-based systems for stern tube lubrication
to eliminate the discharge of oil from these interfaces to the aquatic
environment. EPA agrees, and the Agency has added this VGP language
back into the text of the final standard. See 40 CFR 139.6(e)
(``Operators of new build vessels should endeavor to use seawater-based
systems for stern tube lubrication to eliminate the discharge of oil
from these interfaces to the aquatic environment.'')
The final rule at 40 CFR 139.2 defines an EAL as a lubricant or
hydraulic fluid, including any oil or grease, that is
``biodegradable,'' ``minimally-toxic,'' and ``not bioaccumulative.''
The addition of ``or hydraulic fluid'' to the definition clarifies,
consistent with VGP implementation, that any hydraulic fluid containing
oils or greases and used in equipment with an oil-to-sea interface
requires use of an EAL, unless technically infeasible. Based on several
comments received regarding oil-to-sea interfaces on deck equipment,
EPA reexamined the definition for ``oil-to-sea interface'' at 40 CFR
139.2 and updated it to clarify that oil-to-sea interfaces are found on
equipment subject to immersion as well as equipment above the surface
line that extends overboard or is mounted to the exterior of the hull.
This modification is in line with EPA's regulation of those portions of
vessel deck equipment from which lubricant or hydraulic fluid losses
cannot otherwise be managed onboard the vessel.
More than 16 manufacturers have produced EALs for the global
shipping community, providing vessel operators with a wide array of
choices for optimizing lubricant technical performance. Most major
marine equipment manufacturers have approved EALs for use in their
machinery, and new equipment, such as air seals, is being introduced
and refined commercially to minimize or eliminate the need for EALs.
The market for EALs continues to expand around the world, particularly
in Europe where the use of such lubricants is promoted through a
combination of tax breaks, purchasing subsidies, and national and
international labeling programs. Thus, EAL's are widely available to
vessels in the marketplace and their use. And while vessels must incur
additional costs to purchase EALs, EPA has analyzed those costs in its
Economic Analysis and finds them to be economically achievable. The
Agency has thus determined that product substitution of EALs for other
lubricants in oil-to-sea applications (unless technically infeasible),
together with the required BMPs for maintenance, represents BAT for
discharges from oil-to-sea interfaces. Use of EALs in lieu of
conventional formulations for oil-to-sea interfaces can offer
significantly reduced discharges of pollutants of concern (U.S. EPA,
2011).
As part of the BAT analysis for the VGP, EPA considered the
processes employed and potential process changes that might be
necessary for vessels to use EALs. As EPA explained at the time, EALs
are readily available, and their use is economically achievable for
applications where it is technologically available (U.S. EPA, 2011).
The 40 CFR 139.6(e) requirement carries forward
[[Page 82091]]
EPA's VGP approach based on BAT that numeric standards of performance
for discharges from oil-to-sea interfaces are infeasible but that EALs
are technologically available, economically achievable, and reasonably
necessary to carry out the purpose and intent of this subsection. New
vessels can select equipment during design and construction that is
compatible with EALs. Furthermore, vessel operators can design
additional onboard storage capacity for EALs if they choose to use
traditional mineral-based oil for engine lubrication (thereby needing
two types of oils on-hand). The extra storage capacity needed would be
minor. However, EPA considers the use of EALs in some applications to
not be technologically practicable or achievable, such as for when
there is existing equipment for which no compatible products are
currently available. Therefore, the final rule at 40 CFR 139.6(e)
retains the caveat from the VGP that EALs must be used in oil-to-sea
interfaces except when ``technically infeasible.''
The Agency considered several other approaches for regulating oil-
to-sea interfaces. For one, the most recent version of the European
Ecolabel program has a modified definition of what constitutes an EAL
in that it now allows for ``small quantities'' (i.e., <0.1 percent) of
bioaccumulative substances in lubricant formulations. EPA considered
revising the definition of ``biodegradable'' at 40 CFR 139.2 to more
closely align the terminology with current European Ecolabel
requirements for achieving specific levels of degradation within 10,
rather than 28, days. EPA notes that stakeholders involved in the
European Ecolabel program felt strongly that this change in the test
pass window would significantly reduce the number of lubricant
formulations available on the market. To ensure widespread installation
and use of EALs by vessels that operate in the waters of the United
States or the waters of the contiguous zone, EPA in 40 CFR 139.2
retained the definition of ``biodegradable'' as used in the VGP.
The final standard for oil-to-sea interfaces includes EAL
requirements as part of a general standard for oil management
applicable to any specific discharge that may have an oil-to-sea
interface rather than a specific discharge standard. See 40 CFR
139.6(e). Further, the standard covers all oil-to-sea interfaces on
vessels rather than specifically identified interfaces. Id. EPA notes
that certain types of seals used on below-deck equipment, such as air
seals, are based on designs that use an air gap or other mechanical
features to prevent oils from reaching waters at the exterior of the
vessel's hull. If these seals do not allow the lubricant to be released
under normal circumstances, they are not considered to be oil-to-sea
interfaces. See 40 CFR 139.2 (an ``oil-to-sea interface'' has a
``design [ ] such that oil or oily mixtures can escape directly into
surrounding waters'') (emphasis added). Determinations of technical
infeasibility regarding the use of an EAL pertain to implementation and
therefore would fall under the USCG's implementing regulations
established under CWA section 312(p)(5). The scope of this discharge
category extends to all types of equipment with direct oil-to-sea
interfaces, including any equipment on-deck or mounted to the exterior
of the vessel hull. See 40 CFR 139.2 (definition of ``oil-to-sea
interface''). While the VGP provided that a lubricant could be
classified as an EAL if it was either ``biodegradable,'' ``minimally-
toxic,'' and ``not bioaccumulative'' or labeled under a defined list of
labeling programs (e.g., the European Union's European Ecolabel and
Germany's Blue Angel), the final rule does not include a list of
acceptable labeling programs. This is because neither EPA nor the USCG
can control future modifications to the criteria by these
organizations. EPA expects that all or most of the labeling programs
identified in the VGP will meet the EAL criteria in this final rule and
subsequent USCG implementing regulations, such that a comparable
selection of appropriate lubricants will be available to vessel
operators.
B. Discharges Incidental to the Normal Operation of a Vessel--Specific
Standards
This section describes the final specific Federal standards of
performance for discharges incidental to the normal operation of a
regulated vessel. The final Federal standards of performance apply to
regulated vessels operating within the waters of the United States or
the waters of the contiguous zone. The final rule requires that a
discharge comprised of two or more regulated incidental discharges must
meet the Federal standards of performance established for each of those
commingled discharges.
1. Ballast Tanks
a. Background and Applicability
The final rule incorporates the CWA section 312(p)(1) definition of
``ballast water'' to mean any water, suspended matter, and other
materials taken onboard a vessel to control or maintain trim, draft,
stability, or stresses of the vessel, regardless of how any such water
or suspended matter is carried; or taken onboard a vessel during the
cleaning, maintenance, or other operation of a ballast tank or ballast
management system of the vessel. 40 CFR 139.2. This statutory
definition is slightly expanded and clarified from the VGP, which
included the USCG definition of the term, meaning any water and
suspended matter taken on board a vessel to control or maintain, trim,
draught, stability, or stresses of the vessel, regardless of how it is
carried. VGP appendix A; 33 CFR 151.1504. The term ``ballast water''
does not include any substance that is added to the water that is
directly related to the operation of a properly functioning ballast
water management system (BWMS). In response to several commenters, EPA
is clarifying here that the definition of ``ballast water'' does not
include discharges of fresh water, sea water, or ice carried onboard a
vessel for food safety and product quality purposes and as such are not
subject to the ballast water requirements in the final rule. The final
rule carries forward the definition of ``ballast tank'' from the
appendix A of the VGP to mean any tank or hold on a vessel used for
carrying ballast water, regardless of whether the tank or hold was
designed for that purpose. 40 CFR 139.2.
Ballast water discharge volumes and rates vary significantly by
vessel type, ballast tank capacity, and type of deballasting equipment
for the universe of vessels covered under the rule. Most passenger
vessels have ballast capacities of less than 5,000 cubic meters
(approximately 1.3 million gallons) of water. Cargo/container ships
generally have ballast capacities of five to 20 thousand cubic meters
(more than 1.3 to 5.3 million gallons) of water while some bulk
carriers and tankers have ballast capacities greater than 40 thousand
cubic meters (over 10 million gallons) of water.
Ballast water may contain toxic and nonconventional pollutants such
as rust inhibitors, epoxy coating materials, zinc or aluminum (from
anodes), iron, nickel, copper, bronze, silver, and other material or
sediment from inside the tanks, pipes, or other machinery. Ballast
water may also contain organisms that originate from where the water is
collected. When ballast water is discharged, these organisms may
establish new populations of ANS in the receiving waterbodies. Ballast
water discharged from vessels has been, and continues to be, a
significant environmental concern because it can introduce and spread
ANS that threaten the diversity and abundance of native species; the
ecological stability of U.S.
[[Page 82092]]
waters; and the commercial, agricultural, aquacultural, and
recreational use of those waters.
Prior to passage of the VIDA, ballast water discharges were
regulated by multiple Federal and State laws and regulations. The USCG
regulated ballast water discharges under the Nonindigenous Aquatic
Nuisance Prevention and Control Act of 1990 (NANPCA), and amendments
thereto by the National Invasive Species Act (NISA) of 1996 (33 CFR
part 151 subparts C and D). EPA regulated ballast water discharges
under the VGP through the NPDES program authorized under CWA section
402. However, the VIDA established that ballast water will now be
regulated as an incidental discharge under a new CWA section 312(p).
The VIDA set as a presumptive minimum baseline the existing VGP
requirements.
Additionally, several states (California, Michigan, Minnesota,
Ohio, Oregon, Washington, and Wisconsin) previously used their
certification authorities under CWA section 401 or under standalone
State authorities to impose additional, State-specific requirements on
commercial vessels operating within their State waters. The existing
USCG and EPA requirements for ballast water, as well as such additional
standalone State standards, will no longer apply once EPA has
established national standards and the USCG has promulgated
implementing regulations that are final, effective, and enforceable
under the VIDA. 33 U.S.C. 1322(p)(9)(A)(i).
The final standards for ballast water reflect BAT considering the
specified statutory factors for BAT under CWA section 304(b), as well
as the previous requirements established in the VGP and 33 CFR part 151
subparts C and D, and the new requirements established in the VIDA.
b. Exclusions
The final standards for ballast water apply to any vessel equipped
with one or more ballast tanks that operates in the waters of the
United States or waters of the contiguous zone, except as excluded by
statute or regulation. Pursuant to CWA section 312(p)(2)(B)(ii), the
final rule excludes ballast water discharges from the following five
vessel categories from the CWA section 312(p) ballast water standards:
(1) vessels that continuously take on and discharge ballast water in a
flow-through system; (2) vessels in the National Defense Reserve Fleet
scheduled for disposal; (3) vessels discharging ballast water
consisting solely of water taken onboard from a public or commercial
source that, at the time the water is taken onboard, meets the Safe
Drinking Water Act requirements; (4) vessels carrying all permanent
ballast water in sealed tanks; and (5) vessels discharging ballast
water into a reception facility. 40 CFR 139.10(b).
i. Vessels That Continuously Take on and Discharge Ballast Water in a
Flow-Through System
The final rule excludes discharges of ballast water from a vessel
that continuously takes on and discharges ballast water in a flow-
through system, if the Administrator determines that the system cannot
materially contribute to the spread or introduction of an ANS from
ballast water into waters of the United States or the contiguous zone
(40 CFR 139.10(b)(1)), acknowledging that such a flow-through system
may have additional areas on the hull (e.g., niches) requiring more
rigorous biofouling management. EPA is unaware of any such vessels
currently in commercial operation, but theoretically a vessel could be
designed to have ambient water flow through the hull for vessel
stability without retaining any of that water in such a way that it
would be transported. Should any such vessel begin commercial
operation, EPA expects that it would evaluate the ballasting
configuration to determine if the vessel meets the statutory
description, in which case it would be excluded from the ballast water
discharge standards. In that instance, the Administrator would notify
the vessel owner/operator of such a determination. 40 CFR 139.10(b)(1);
33 U.S.C. 1322(p)(2)(B)(ii)(I).
ii. Vessels in the National Defense Reserve Fleet Scheduled for
Disposal
The final rule excludes discharges of ballast water from a vessel
in the National Defense Reserve Fleet \7\ that is scheduled for
disposal if the vessel does not have an operable BWMS. 40 CFR
139.10(b)(2); 33 U.S.C. 1322(p)(2)(B)(ii)(II).
---------------------------------------------------------------------------
\7\ This includes a fleet of vessels, established by section 11
of the Merchant Ship Sales Act of 1946, reserved for national
defense and national emergencies.
---------------------------------------------------------------------------
iii. Vessels Discharging Ballast Water Consisting Solely of Water
Meeting the Safe Drinking Water Act Requirements
The final rule excludes discharges of ballast water from a vessel
that consist solely of water taken onboard from a public or commercial
source that, at the time the water is taken onboard, meets the
applicable requirements of the Safe Drinking Water Act (SDWA) (42
U.S.C. 300f et seq.) at 40 CFR parts 141 and 143. 40 CFR 139.10(b)(3);
33 U.S.C. 1322(p)(2)(B)(ii)(III). In plain terms, this means that
vessels may use and discharge finished, potable water as ballast, but
may not use or discharge untreated water from a public water system
that is not necessarily potable.
The exclusion in final rule, unlike the proposed exclusion, does
not categorically apply to water taken onboard that meets Health
Canada's Guidelines for Canadian Drinking Water Quality because EPA
determined that the implementation details of this Congressionally-
mandated exclusion, such as identification of potable water sources
consistent with SDWA regulations, may be more appropriately left to the
USCG as part of its implementation, compliance, and enforcement
requirements under CWA section 312(p)(5). EPA does not have information
suggesting vessels made use of a comparable allowance present in the
VGP for water meeting Health Canada's Guidelines, and the USCG ballast
water regulations in 33 CFR part 151 did not provide for a comparable
allowance. Thus, prior to the VIDA, this allowance for water meeting
Health Canada's Guidelines applied solely to the universe of vessels
regulated under the VGP but not USCG regulations (namely, vessels
operating on the Great Lakes). However, an industry representative for
U.S.-flagged vessels operating on the Great Lakes commented on the
proposed rule that it is not operationally or economically feasible for
a U.S.-flagged vessel to receive water meeting potable water
requirements. Thus, while the intent of EPA's proposed rule was to
retain the expanded exclusion from the VGP to include potable water
used as ballast that meets Health Canada's Guidelines, the final rule
does not include such expansion to more closely align with the
statutory language and consistent with information in a comment EPA
received demonstrating that the requirement would not be
technologically available and economically achievable. EPA acknowledges
that vessels discharging ballast water consisting solely of water taken
onboard from public or commercial water sources may be deemed to be
consistent with applicable requirements of the SDWA and that the USCG
may establish procedures for use of such water as a means to comply
with the ballast water discharge standard. EPA anticipates that USCG
may address this issue as a matter of implementation, compliance, and
enforcement in its corresponding rulemaking under the VIDA.
[[Page 82093]]
iv. Vessels Carrying All Permanent Ballast Water in Sealed Tanks
The final rule excludes discharges of ballast water from a vessel
that carries all permanent ballast water in sealed tanks that are not
subject to discharge. 40 CFR 139.10(b)(4). The final rule did not carry
through the phrase ``except under emergency circumstances'' from the
proposed rule in recognition that 40 CFR 139.1(b)(3) excludes
discharges from VIDA regulation if compliance with this part would
compromise the safety of life at sea. This 40 CFR 139.1(b)(3) exclusion
would cover discharges of ballast water from a sealed tank in emergency
circumstances. As such, clarification about emergency circumstances
specific to discharges from sealed tanks is duplicative and
unnecessary. This 40 CFR 139.10(b)(4) exclusion is different from the
ballast water exchange and saltwater flush exemptions described in
section VIII.B.1.h. of this preamble, Ballast Water Exchange and
Saltwater Flush. 33 U.S.C. 1322(p)(2)(B)(ii)(IV).
v. Vessels Discharging Ballast Water Into a Reception Facility
The final rule excludes discharges of ballast water from a vessel
that only discharges ballast water into a reception facility (which
could include another vessel for the purpose of storing or treating
that ballast water). In such instances, once the ballast water is
offloaded to a reception facility, that ballast water would be subject
to any applicable regulation for discharges from that reception
facility. Consistent with the rationale provided in the 2013 VGP Fact
Sheet, EPA would continue to expect that all vessel piping and
supporting infrastructure up to the last manifold or valve immediately
before the reception facility manifold connection, or similar
appurtenance, prevents untreated ballast water from being discharged.
Any such discharge not meeting this requirement would be expected to
meet the ballast water discharge standards in the final rule. 40 CFR
139.10(b)(5); 33 U.S.C. 1322(p)(2)(B)(ii)(V).
c. Exemption From Existing USCG Regulations for Crude Oil Tankers Not
Adopted
Crude oil tankers engaged in coastwise trade are exempted from the
existing USCG regulation (33 CFR 151.2015(b)), consistent with section
1101(c)(2)(L) of the NISA (16 U.S.C. 4711). However, these same vessels
are not exempted from meeting the ballast water requirements in the VGP
and are not exempted under the VIDA. Therefore, pursuant to CWA section
312(p)(4)(B)(iii), which requires this rule to be at least as stringent
as specified parts of the VGP, the final rule does not exempt crude oil
tankers engaged in coastwise trade from meeting the ballast water
requirements set forth in the rule. Such vessels are not inherently
unable to perform ballast water exchanges and other ANS management
practices that their non-exempt counterparts routinely carry out. EPA
expects this final rule to impose no additional costs given that the
requirements are presently in effect under the VGP.
d. Ballast Water Best Management Practices
Pursuant to CWA section 312(p)(4)(B)(ii), the final rule includes
six ballast water BMPs for all vessels with ballast tanks and one
additional ballast water BMP specific to Lakers to control or abate the
number of organisms taken up and discharged in ballast water. 40 CFR
139.10(c). The final rule retains many of the ballast water BMPs
included in the VGP (and present in USCG regulations at 33 CFR part 151
subpart D), in line with the VIDA's requirement that EPA's standards be
at least as stringent as the VGP with limited exceptions. At present,
the ballast water BMPs in this section are widely implemented and EPA
has not identified any unacceptable non-water quality environmental
impacts (e.g., energy requirements, air impacts, solid waste impacts,
and changes in waters use) related to these practices. These are
demonstrated practices that EPA finds to be technologically available
and economically achievable.
The final rule does not include one ballast water BMP that was
included in both the VGP and USCG regulations at 33 CFR part 151
subparts C and D. The final rule does not require that vessel operators
minimize or avoid uptake of ballast water in the following areas and
situations: areas known to have infestations or populations of harmful
organisms and pathogens (e.g., toxic algal blooms); areas near sewage
outfalls; areas near dredging operations; areas where tidal flushing is
known to be poor or times when a tidal stream is known to be turbid; in
darkness, when bottom-dwelling organisms may rise in the water column;
where propellers may stir up the sediment; and areas with pods of
whales, convergence zones, and boundaries of major currents.
This change is based on extensive conversations with the USCG and
comments received indicating that such requirements are not practical
to implement or enforce. During these conversations, new information
from implementation of the VGP became available indicating that these
conditions are not well-defined and are typically beyond the control of
the vessel operator during the uptake and discharge of ballast water.
Additionally, it is difficult for enforcement agencies to assess
whether a vessel operator took appropriate actions as necessary to
comply with these requirements. Therefore, it is not practical to
continue to require that vessels minimize or avoid uptake of ballast
water in those areas and situations. 33 U.S.C. 1314(b)(2)(B) and 33
U.S.C. 1322(p)(4)(D)(ii)(II)(aa). In lieu of including the uptake
measures as individual requirements, EPA expects that appropriate
vessel-specific ballast water BMPs will be incorporated into the
ballast water management plans (BWMPs) discussed later in this section,
as vessels must minimize the introduction and spread of ANS. For
example, BWMPs could describe coordinating with local authorities to
identify areas and situations of concern and any opportunities to
mitigate potential issues. Demonstrating that these important
considerations were made by vessel operators would provide for
environmental protection but allow vessel operators to tailor measures
specific to their vessel operations and routes.
Additionally, the VIDA authorizes a State to petition EPA to issue
an emergency order as provided for in CWA section 312(p)(7)(A)(i) and
in accordance with the procedures outlined in 40 CFR 139.50 in the
event of a known outbreak of harmful algal blooms or other emergency
situations. Similarly, the VIDA authorizes EPA to require, by order,
the use of an emergency BMP for any region or category of vessels if it
is necessary to reduce risk of introduction or establishment of ANS, or
if EPA determines that the order will mitigate the adverse effects of a
discharge that contributes to a violation of a water quality
requirement under CWA section 303. 33 U.S.C. 1322(p)(4)(E)(i). Thus,
similar BMPs may be established albeit through an order where EPA and/
or the USCG identify specific instances when and where such practices
must be implemented.
i. Develop a Ballast Water Management Plan
The final rule requires vessels equipped with ballast tanks to
maintain a BWMP that addresses both the uptake and discharge of ballast
water. 40 CFR 139.10(c)(1)(i). A vessel's BWMP must
[[Page 82094]]
describe the vessel-specific (i.e., considering the unique operational
profile of the vessel) ballast water management practices and systems
that, ensure compliance with the requirements in this section. Specific
details of the BWMP, including how vessel operators are to implement
and follow the plan, would fall under the USCG's implementing
regulations established under CWA section 312(p)(5).
In general, this carries forward the requirement in part 2.2.3.2 of
the VGP requiring a vessel-specific BWMP be developed and maintained.
The VGP specifies, that at a minimum, the plan is to outline how the
vessel will comply with all the VGP ballast water requirements.
Additionally, the requirement to maintain a BWMP is consistent with
existing USCG regulations at 33 CFR 151.2050. Through these
regulations, promulgated pursuant to the NISA, the USCG has required
the individual in charge of any vessel equipped with ballast water
tanks that operates in the waters of the United States to maintain a
BWMP that has been developed specifically for the vessel and that will
allow those responsible for the plan's implementation to understand the
vessel's ballast water management strategy and comply with the
requirements. The USCG also required BWMPs to include detailed
biofouling maintenance and sediment removal procedures (33 CFR
151.2050(g)(3)).
ii. Minimize Use of Gravity To Drain Ballast Tanks in Port
The final rule requires that vessels minimize the use of gravity to
drain ballast tanks while in port. 40 CFR 139.10(c)(1)(ii). Instead,
ballast tanks should be discharged in port using pumps. This BMP has
been shown to increase the mortality rate of living organisms in
ballast water during discharge, particularly zooplankton and other
larger organisms, as a result of the physical action of the pumps
(e.g., cavitation, entrainment, and/or impingement), and thereby reduce
the propagule pressure.
iii. Use High Sea Suction
The final rule requires that, when practicable, high sea suction
sea chests must be used in port or where clearance to the bottom of the
waterbody is less than five meters to the lower edge of the sea chest.
40 CFR 139.10(c)(1)(iii). An example of when the use of high sea
suction may not be practicable is when it is necessary to avoid ice,
algae, or other biofilm on the water surface. This BMP minimizes the
potential for uptake of bottom-dwelling organisms, suspended solids,
particulate organic carbon, and turbidity into the ballast tanks.
iv. Avoid Ballast Water Discharge or Uptake in Areas With Coral Reefs
The final rule requires vessel owners/operators to avoid the
discharge or uptake of ballast water in areas with coral reefs. 40 CFR
139.10(c)(1)(iv). This BMP is consistent with the VGP requirements;
however, the VGP also included similar prohibitions for ``marine
sanctuaries, marine preserves, marine parks, . . . or other waters''
listed in appendix A. The final rule carries forward these prohibitions
in a section specific to activities in federally-protected waters, as
described in section VIII.C. of this preamble, Discharges Incidental to
the Normal Operation of a Vessel-Federally-Protected Waters
Requirements and in the regulations at 40 CFR 139.40.
Further, consistent with a USCG Marine Safety Information Bulletin
(Ballast Water Best Management Practices to Reduce the Likelihood of
Transporting Pathogens That May Spread Stony Coral Tissue Loss
Disease), ballast water discharges should be conducted as far from
coral reefs as possible, regardless of whether the reef is inside or
outside of 12 NM from shore (USCG, 2019a).
v. Clean Ballast Tanks Periodically and Prohibit Ballast Tank Cleaning
Discharges
The final rule requires ballast tanks to be cleaned periodically to
remove sediment and biofouling organisms. 40 CFR 139.10(c)(1)(v).
Residual sediment left in ballast tanks can negatively affect the
ability of a vessel to meet discharge standards, even when a BWMS is
properly operated and maintained. Sediments may also allow organisms to
survive in ballast tanks for prolonged periods of time in resting
stages. Additionally, the final rule prohibits the discharge of
sediment from ballast tank cleanings in waters subject to this rule.
vi. Maintain Sea Chest Screens
The final rule requires that sea chest screen(s) be maintained and
kept fully intact. 40 CFR 139.10(c)(1)(vi). This BMP is consistent with
a VGP requirement for existing bulk carriers operating exclusively in
the Laurentian Great Lakes (Lakers), but the final rule expands it to
all vessels with ballast tanks. These screens are designed to prevent
the largest living organisms, such as fish, as well as bacteria and
viruses associated with these organisms, from entering ballast tanks.
Adequately maintaining sea chest screens is a simple technology-based
practice that is available, economically achievable, and beneficial to
all vessels to reduce the transport of organisms.
vii. New Laker Equipment Standard
The final rule establishes, as a BMP, a ballast water ``equipment
standard'' that requires any new Laker to install, operate, and
maintain a USCG type-approved BWMS. 40 CFR 139.10(c)(2). EPA's standard
for new Lakers aligns with the ``technology-forcing'' nature of the BAT
statutory standard. See NRDC v. EPA, 822 F.2d 104, 123 (D.C. Cir.
1987); See also Southwestern Elec. Power Co. v. EPA, 920 F.3d at 1003
(``By requiring BAT, the Act forces implementation of increasingly
stringent pollution control methods.''). This approach is consistent
with the option discussed in the supplemental notice. Discussion of
EPA's rationale for exempting both new and existing Lakers from the
numeric ballast water discharge standard is provided in section
VIII.B.1.f.v. of this preamble, Vessels that Operate Exclusively in the
Laurentian Great Lakes.
The final rule defines a ``new Laker'' as any vessel 3,000 GT and
above, and that operates exclusively in the Great Lakes and the St.
Lawrence River west of a rhumb line drawn from Cap des Rosiers to
Pointe-de-l'Ouest (West Point), Anticosti Island, and west of a line
along 63[deg] W. longitude from Anticosti Island to the north shore of
the St. Lawrence River, and constructed after the effective date of
USCG regulations promulgated pursuant to CWA section 312(p)(5)(A)(i).
40 CFR 139.2. The final definition for, and use of the term, ``new
Laker'' corrects an improper citation in the supplemental notice to the
French spelling of ``West Point'' to correctly read ``Pointe-de-
l'Ouest'' not ``Pointe-Sude-Oueste.'' The final definition for
``seagoing vessel'' was also corrected to reference ``Pointe-de-
l'Ouest.''
As described in section VIII.B.1.e.i.1 of this preamble, BAT for
Control of Ballast Water Discharges is the Use of a USCG Type-Approved
BWMS, the requirement to use a type-approved BWMS is a well-established
and demonstrated process for selection of technologies. The final rule
requires the use of a USCG type-approved BWMS because this process
comprehensively addresses BWMS design, installation, operation, safety,
and performance.
Land-based and shipboard testing of ultraviolet (UV) and chemical
addition BWMSs in the Great Lakes have demonstrated a substantial
reduction in organisms even when the numeric
[[Page 82095]]
discharge standard cannot be achieved (GSI, 2011; GSI 2015; Bailey et
al., 2023). An equipment standard allows vessels flexibility to operate
BWMSs in challenging water conditions through use of operational
contingency measures. Additionally, these implementation details can be
determined in the USCG regulations. Although contingencies may be
necessary in certain locations or at certain times of the year in the
Great Lakes, EPA expects that continued operation of a BWMS consistent
with an equipment standard over the lifetime of a vessel will still
provide reductions in the discharge of organisms. Additionally, new
Lakers can be designed and constructed to accommodate a USCG type-
approved BWMS and overcome certain operational and technical challenges
such as corrosion, flow rate capacity, lack of space and lost cargo
capacity, and adequate power.
As described in the supplemental notice in section IV.B., Ballast
Tanks--Equipment Standard for New Lakers (88 FR 71788, October 18,
2023), the final rule does not establish an equipment standard for
existing Lakers as BAT because technical and operational challenges
would create disproportionately high costs to retrofit BWMSs onto
existing Lakers. See 88 FR 71800, October 18, 2023, section IV.B.3.I.
Existing Lakers also do not have the engineering flexibility available
during the initial design and construction process to incorporate
ballast water treatment capabilities.
Also, two provisions in the VIDA, when read together, demonstrate
Congress' intent for EPA to undertake additional research to develop
effective ballast water management solutions for existing Lakers.
First, section 903(g) of the VIDA authorized the EPA Administrator to
establish the Great Lakes and Lake Champlain Invasive Species Program
within the Great Lakes National Program Office that has as one of its
purposes ``to develop, achieve type-approval for, and pilot shipboard
or land-based ballast water management systems installed on, or
available for use by, commercial vessels operating solely within the
Great Lakes and Lake Champlain Systems to prevent the spread of aquatic
nuisance species populations within the Great Lakes and Lake Champlain
Systems.'' This program is to be developed in collaboration and
consultation with several other Federal agencies. As described therein,
``commercial vessels operating solely within the Great Lakes and Lake
Champlain Systems'' are, as defined by EPA, ``Lakers.'' Thus, Congress
clearly intended for EPA to work towards finding ballast water
management solutions for existing Lakers and acknowledged that there
were special technological challenges presented by Lakers. Second,
section 903(a)(1) of the VIDA, specifically as codified in CWA section
312(p)(6)(C), established a ``period of use of installed BWMSs'' clause
that specifies that a vessel is deemed to be in compliance if the
vessel is meeting the ballast water discharge standard that was
applicable to the vessel at the time of installation of the existing
BWMS, even if EPA subsequently establishes a more stringent discharge
standard. Thus, an existing Laker required to install a BWMS to meet
the discharge standard would be unlikely to benefit from any improved
ballast water management practices developed as part of the ballast
water research. EPA's seven-year Great Lakes Ballast Water Research and
Development Plan is targeted to address the complexities and improve
the operation of BWMSs on existing Lakers. EPA is also required to
review and revise as appropriate its VIDA standards of performance
every five years. 33 U.S.C. 1322(p)(4)(D)(i). As such, EPA expects the
outcome of that research will support future discharge requirements for
these vessels with a focus on finding effective technologies for the
management of ballast water.
e. Numeric Ballast Water Discharge Standard
EPA is establishing BAT effluent limitations for ballast water
based on the technologies required by the VGP and USCG ballast water
regulations. The final rule at 40 CFR 139.10(d) continues, as a numeric
discharge standard, the numeric limitations for biological parameters
from the VGP and USCG ballast water regulations at 33 CFR part 151
subpart D, as follows:
Organisms greater than or equal to 50 micrometers in
minimum dimension: discharge must include less than 10 living organisms
per cubic meter of ballast water.
Organisms less than 50 micrometers and greater than or
equal to 10 micrometers: discharge must include less than 10 living
organisms per milliliter (mL) of ballast water.
Indicator microorganisms must not exceed:
[cir] Toxicogenic Vibrio cholerae (serotypes O1 and O139): a
concentration of less than 1 colony-forming unit (cfu) per 100 mL.
[cir] Escherichia coli: a concentration of less than 250 cfu, or
Most Probable Number (MPN), per 100 mL.
[cir] Intestinal enterococci: a concentration of less than 100 cfu,
or MPN, per 100 mL.
The final rule defines ``living'' using the CWA section
312(p)(6)(D) clarification that the terms ``live'' and ``living'' shall
not include an organism that has been rendered nonviable or preclude
the consideration of any method of measuring the concentration of
organisms in ballast water that are capable of reproduction. 40 CFR
139.2. However, it is important to recognize that, to date, the USCG
has not identified any testing protocols, based on best available
science, that are available for use to quantify organisms in ballast
water that are capable of reproduction. As such, demonstrating
compliance with the discharge standard would require the use of test
methods, as detailed in the 2010 EPA Generic Protocol for the
Verification of Ballast Water Treatment Technology, that do not
consider non-viable organisms as part of the test protocol (U.S. EPA,
2010). In the future, should the USCG identify one or more testing
protocols that enumerate organisms in ballast water capable of
reproduction, such methods would be acceptable for demonstrating
compliance with the numeric ballast water discharge standard.
The final rule reflects units of both MPN/mL and cfu/mL for
Escherichia coli and intestinal enterococci in 40 CFR 139.10(d), and
(g)(2) for the Pacific Region, based on input from commenters who
pointed out that newer microbiological test methods have MPN outputs
and that, while the test methods differ, the number of bacteria in the
tested sample are comparable to the numeric discharge standard.
In addition, the final rule at 40 CFR 139.10(d)(2) continues the
discharge limitations as a numeric standard for four biocide parameters
contained in the VGP, namely:
For any BWMS using chlorine dioxide, the chlorine dioxide
must not exceed 200 [mu]g/L;
For any BWMS using chlorine or ozone, the total residual
oxidizers must not exceed 100 [mu]g/L; and
For any BWMS using peracetic acid, the peracetic acid must
not exceed 500 [mu]g/L and the hydrogen peroxide must not exceed 1,000
[mu]g/L.
The standard for both the organisms and biocide parameters
represents instantaneous maximum values not to be exceeded.
The final rule continues the requirement contained in the VGP and
USCG regulations (33 CFR part 151) that, prior to the compliance date
for the vessel to meet the discharge standard,
[[Page 82096]]
ballast water exchange must be conducted as required in 40 CFR
139.10(e), or the applicable regional requirements in 40 CFR 139.10(f)
and (g), for any vessel subject to the ballast water discharge
standard. The USCG is required to include compliance dates in its
implementing regulations established under CWA section
312(p)(5)(A)(iv).
For the reasons described in the following section, BAT for ballast
water management remains the use of a USCG type-approved BWMS as
required long-term under the USCG ballast water regulations and VGP.
Accordingly, that is the technology on which EPA has based the numeric
ballast water discharge standard.
i. BAT Rationale for Standard Pursuant to the VIDA
(1) BAT for Control of Ballast Water Discharges Is the Use of a USCG
Type-Approved BWMS
(a) EPA Conducted a Comprehensive Survey of Technologies for Purposes
of Identifying BAT
EPA based its analysis of prospective BAT model technologies
largely on data generated through the USCG BWMS type-approval process.
In response to concerns expressed by commenters that EPA failed to
review sufficient data for the proposed rule, EPA requested and
obtained directly from the USCG a large set of land-based and shipboard
USCG BWMS type-approval data for the 37 BWMSs that had been type-
approved as of the date of the proposed rule (October 2020) and similar
data for 16 amendments to those systems. In total, EPA analyzed 1,820
treatment discharge results from 49 BWMS type-approval data sets. The
complete set of USCG BWMS type-approval data provided to EPA by the
USCG and the Agency's comprehensive Ballast Water BAT Data Analysis of
these data, including a sensitivity analysis, are included in the
docket (U.S. EPA, 2023), and are updated for the final rule (U.S. EPA,
2024). As of April 30, 2024, the USCG has type-approved 54 BWMSs. Some
commenters suggested that EPA should analyze more recent data. However,
EPA is unaware of any significant improvements in ballast water
technology, monitoring, or testing. As such, allowing more time for the
USCG to compile and share additional data with EPA on additional
systems that have been type-approved since the proposed rule would not
have meaningfully altered the results of the analysis. Additionally, it
takes significant time for USCG to compile and share data with EPA. For
example, EPA received USCG data 16 months after the initial formal
request to USCG for the compiled type-approval data. Thus, given the
time it takes USCG to compile and share data with EPA, EPA selected an
appropriate cutoff point for the collection of data to enable timely
analysis to proceed.
EPA did not analyze IMO type-approval data for its BAT analysis
here, and EPA's rationale for excluding IMO type-approval data from its
analysis is described in both the proposed rule and supplemental notice
(85 FR 67818, October 26, 2020, section VIII.B.1.v.A.3.i. and 88 FR
71788, October 18, 2023, section III.A.1).
(b) USCG Type-Approved BWMSs Are Technologically Available and
Economically Achievable
Based on its review of available information, for this final rule,
EPA selected all currently available USCG type-approved BWMSs as BAT
for control of ballast water discharges. EPA's final rule includes a
numeric ballast water discharge standard based on that technology. This
outcome is consistent with the requirements in the VGP, which also
identifies USCG type-approved BWMS as BAT and has the same numeric
standards as the final rule.
EPA has determined that the standard for ballast water discharges
in the final rule is technologically available and economically
achievable. This determination is based in part on the fact that EPA
assessed the same type-approval process and similar technologies under
the VGP and determined that USCG type-approved BWMS were
technologically available and economically achievable for that permit.
As discussed in more depth below, EPA assessed additional data
regarding USCG type-approved systems and, based both on its prior
analysis and new data and analysis, continues to find the suite of USCG
type-approved BWMSs to be BAT. Additionally, vessels in the United
States have been required to meet the same numeric standard reflecting
USCG type-approved BWMSs as BAT under the 2013 VGP, which further
supports EPA's determination that such systems are technologically
available and economically achievable.
The fact that these systems are approved through the USCG's type-
approval process also supports their availability for use on the full
universe of vessels regulated by the VIDA. USCG regulations include
BWMS type-approval requirements that consider design, installation,
operation, and testing to ensure any type-approved system meets both
performance and safety standards. 46 CFR 162.060. The type-approval
process also supports the availability of these systems despite the
challenges vessels present that are not present for stationary
facilities for which EPA routinely establishes national discharge
effluent limitations guidelines and standards based on BAT. For
example, the USCG type-approval process separately requires that the
BWMS be practicable onboard a vessel (e.g., able to operate despite
roll, pitch, and vibration considerations), compatible with other
onboard systems, durable, and be supported by credible and sustainable
system manufacturers, suppliers, and servicers. Additionally, to be
installed on any U.S.-flagged vessel, the USCG must verify the system
meets certain installation and engineering requirements specified in 46
CFR subchapters F and J.
(c) USCG Type-Approved BWMSs Have Acceptable Non-Water Quality
Environmental Impacts
EPA also considered non-water quality environmental impacts of its
ballast water standards as part of its BAT analysis. EPA previously
determined for the VGP that its numeric ballast water standards had
acceptable non-water quality environmental impacts, and the Agency is
not aware of any new information since the VGP that would cause EPA to
reach a different determination for this final rule. In particular,
based on its experience implementing this requirement for vessels since
the 2008 VGP, EPA has not found this requirement to have unacceptable
non-water quality environmental impacts. Specifically, EPA has
considered the impacts of its standards related to increased energy
usage for operating treatment equipment and associated greenhouse gases
from an incremental increase in fuel consumption. Any such impacts are
far exceeded by the effluent reduction benefits of treatment.
Additionally, EPA's standard allows vessel operators to select from a
broad range of type-approved systems to best meet their vessel's needs,
including where appropriate to reduce energy requirements. For these
reasons, EPA's ballast water numeric standard will not have
unacceptable non-water quality environmental impacts.
(d) Harmonization With an International Standard Further Supports EPA's
Selection of USCG Type-Approved BWMSs as BAT
In identifying a model BAT technology for this rule, EPA determined
it was appropriate to consider whether its numeric standard
[[Page 82097]]
was harmonious with international standards and promoted international
comity. In particular, for ballast water discharges, the current world
economic and trade system is predicated on timely and efficient
maritime transportation, a significant proportion of which operates
globally where trade takes it. The final numeric ballast water
discharge standard acknowledges, as described in the preamble to the
proposed rule, that a majority of the vessels discharging ballast water
in waters of the United States spend the majority of their time
operating outside of waters of the United States (U.S. EPA, 2020) and
that these vessels for the most part are obligated to comply with the
IMO International Convention for the Control and Management of Ships'
Ballast Water and Sediments (the BWM Convention)--an international
treaty developed with a goal of establishing an international standard
for the management of ballast water (IMO, 2004)--anywhere they operate
in the world, including while operating in the United States. This is
not to say that U.S. requirements must or should always be identical
with the international standard; however, it is appropriate, in EPA's
view, to consider whether U.S. requirements are harmonious with
international obligations for the vessels of flag states that have
signed onto that BWM Convention.
Indeed, the BWMS type-approval process was first developed as part
of the IMO BWM Convention. The BWM Convention was adopted in 2004 after
more than 14 years of complex negotiations between IMO member states
and entered into force in 2017. The United States is not a party to the
BWM Convention; however, both the USCG (serving as the lead for the
U.S. delegation) and EPA were actively involved in the standard setting
discussions that led to the BWM Convention numeric discharge standard
that entered into force in September 2017. The USCG developed domestic
type-approval regulations with the intent to harmonize as closely as
possible with the adopted BWM Convention.
While EPA received comments arguing that it should identify BAT
based on the performance of a subset of the perceived most stringent of
type-approved systems, pollutant discharge reductions are not the sole
factor relevant to BAT under CWA section 304(b). As discussed in more
detail in the proposed rule (85 FR 67818, October 26, 2020, section
VIII.B.1.v.A.2.ii.), the BAT consideration factors in CWA section
304(b), particularly with respect to the ``process employed'' and
``engineering aspects of the application of various types of control
techniques,'' weigh in favor of establishing the ballast water standard
at a level of consistency with the IMO standard. Furthermore, section
304(b)(2)(B) authorizes EPA to consider ``such other factors as the
Administrator deems appropriate'' and EPA has broad discretion in
considering those factors and the weight attributed to such factors.
See Weyerhaeuser Co. v. Costle, 590 F.2d 1011, 1028, 1045 (D.C. Cir.
1978); Texas Oil & Gas Ass'n v. EPA, 161 F.3d 923, 928 (5th Cir. 1998).
Here, EPA considers consistency with the international standard to be
an appropriate factor that weighs in favor of the BAT selected in this
final rule because it promotes international trade and comity.
(e) USCG Type-Approved BWMSs Make Reasonable Further Progress Toward
the National Goal of Eliminating the Discharge of All Pollutants
EPA's ballast water standard based on USCG type-approved systems as
BAT also makes reasonable further progress toward the national goal of
eliminating the discharge of all pollutants. See CWA section
304(b)(2)(B). As detailed in the preamble for the proposed rule, these
systems have been shown to substantially reduce the concentration of
living organisms in ballast water discharges and beyond the reduction
achieved through midocean exchange or unexchanged ballast water.
Specifically, as illustrated in table 1 of the proposed rule, pollutant
discharge reduction attributable to type-approved BWMS performance is
extremely high, with properly operated and maintained systems achieving
treatment efficiencies of more than 99 percent. Furthermore, EPA notes
that vessel ballasting practices to minimize volumes of ballast water
requiring management will likely continue to evolve into the future,
further driving reductions of pollutant discharges.
Opportunities for advancement in ballast water treatment and
technology may involve EPA and/or the USCG assisting the vessel
community in addressing installation and operational challenges with
the existing BWMSs and future type-approved systems and BMPs. The VIDA
provides EPA and the USCG with this opportunity to enhance the ballast
water regulations, which should aid with the operation of demonstrated,
but not yet fully optimized, systems and with future systems as they
continue to be developed and deployed.
(2) EPA Rejects Other Technologies as BAT for Controlling Discharges of
Ballast Water
Some commenters suggested that EPA should identify a single-best
performing BWMS or a subset of better-performing BWMSs and impose that
perceived level of performance on the entirety of the universe of
potentially affected entities. EPA disagrees that the available
information indicates that a higher-performing system or subset of
systems can be identified as BAT from the data in the record.
Additionally, even if higher performing systems could be identified,
the record does not demonstrate that a small subset of systems capable
of meeting a more stringent standard would be available to all vessels
that would be required to meet a standard based on those systems, given
the tremendous variability among vessels.
Based on its analysis of USCG type-approval data described in the
supplemental notice, EPA disagrees with commenters that the record
allows for identification of a subset of so-called best-performing
BWMSs. EPA's analysis specifically addressed commenters' suggestion and
evaluated whether statistical differences in the treatment
effectiveness of BWMSs could help identify systems that perform
significantly better in terms of pollutant discharge reductions, such
that they could reflect BAT. To do so, EPA compared treatment discharge
concentrations of the BWMSs within six groups defined by the two common
organism size class and three salinity categories. Statistical tests
conducted and summarized in the Agency's comprehensive Ballast Water
BAT Data Analysis (U.S. EPA, 2024) showed significant differences among
systems within each group but did not point to any clear stratification
of ``best'' or ``worst'' system groupings. Further complicating this
analysis, the effectiveness of systems varied by organism size and/or
salinity, such that systems had different relative comparisons
depending on the group within which they were evaluated. For example,
one system may have produced lower concentrations in one organism size
class but not in the other size class, making an overall determination
of that system's treatment effectiveness compared to other systems
uncertain.
The results of this statistical analysis did not point to any clear
identification of a subset of BWMSs that stood out as representing BAT.
Test results for both the baseline and sensitivity analyses were within
the same order of
[[Page 82098]]
magnitude as the standard in the proposed rule and fall within the
margin of error expected due to the variability associated with the
characteristics of ballast water and challenges associated with
monitoring, analyzing, and enumerating organisms in the different size
classes. Based on the data analysis of the USCG type-approval data, EPA
did not identify any single system or subset of systems that might be
identified as BAT based on their superior performance in terms of
pollutant discharge reductions.
EPA also disagrees with the suggestion to base BAT on a small
subset of systems because that suggestion does not account for the
substantial variability among vessels. This variability dictates the
need for a range of different BWMS options to adequately address
organism reduction in ballast water discharges. That is, a BWMS that is
technically and operationally appropriate for one vessel or set of
conditions may not be available for a different vessel, or even a
similar vessel with a different operating profile. EPA's BAT
determination carries forward the existing regulatory approach,
promoting the type-approval process using a range of types of BWMS
disinfection technologies that operate under a wide range of
conditions, thereby allowing vessel operators to select a system that
is most appropriate for their vessel. The final rule provides the
necessary flexibility for the vessel owner/operator to select a system
that has been demonstrated through the existing USCG type-approval
process as both capable of achieving the final numeric discharge
standard and as suitable for their particular vessel.
(3) EPA's Numeric Ballast Water Discharge Standard Is Supported by the
Data in the Record
EPA's numeric ballast water discharge standard is supported by the
data in the record for several reasons. First, EPA's experience with
the VGP has demonstrated that the numeric standard is achievable for
vessels subject to regulation under this rule. Based on its BAT
analysis for the VGP and its subsequent administration of the VGP, EPA
has direct knowledge that the numeric standard can be attained.
Second, EPA's standard is based on USCG type-approved systems,
which are designed and demonstrated to allow vessels to consistently
achieve the numeric discharge standard. The goal of the USCG type-
approval process is to demonstrate that a BWMS can treat ballast water
such that organism concentrations in discharged water are sufficiently
low to meet the discharge standard (e.g., less than 10 organisms per
cubic meter of ballast water as an instantaneous maximum) for a given
number of consecutive valid tests. Type-approval is a critical step in
verifying that a BWMS, when tested under standardized and relatively
challenging conditions, is capable of consistently meeting a discharge
standard. In the USCG type-approval testing process to determine
biological efficacy, careful analyses are employed to: (1) assure the
source water for testing meets a threshold concentration of organisms
to meaningfully challenge the BWMS; and (2) to quantify (ideally,
sparse) concentrations of living organisms in treated discharge water.
As part of its type-approval procedure, the USCG regulations require
BWMS land-based testing to be conducted pursuant to the ETV Protocol
(i.e., the 2010 Generic Protocol for the Verification of Ballast Water
Treatment Technology, developed under the now defunct EPA Environmental
Technology Verification Program) that outlines the experimental design,
sampling and analysis protocols, test, and reporting requirements (U.S.
EPA, 2010). This rigorous process ensures that systems are consistently
able to meet EPA's standard.
Third, EPA's numeric standard appropriately accounts for various
sources of variability inherent in addressing organisms (including ANS)
in ballast water, including:
Vessel size and architectural characteristics, including
but not limited to design of ballast tank(s), pump(s), and piping
configuration;
Vessel operational profile (e.g., voyage lengths, volumes
of ballast water, ballast water flow rates, etc.);
Vessel class and flag State;
Temperature, salinity, and turbidity range of uptake water
in areas where the vessel voyages;
Duration of voyages and segments of each voyage that can
affect the necessary holding time for certain systems;
Ballast water capacity and required uptake and discharge
pumping rates;
Treatment system weight and space considerations,
including but not limited to accessibility and acceptability for use in
hazardous spaces;
Availability of service, support, replacement parts,
supplies, etc. in areas where the vessel voyages;
Compatibility of treatment with vessel construction (e.g.,
corrosivity concerns);
Power demand and energy consumption to pump ballast and
operate treatment system; and
Safety concerns (e.g., explosivity risks, particularly on
oil and chemical carriers).
As EPA has historically done with respect to developing effluent
limitations guidelines, EPA is not specifying a single technology that
must be used, but rather it is identifying one or more technologies
that have been demonstrated as being capable of meeting the discharge
standard. The discharger is free to select a technology most suitable
for its operations and compliance (to be determined by USCG) is able to
be demonstrated through routine self-monitoring. The USCG type-approved
its first BWMS in 2016 and, to date, more than fifty systems have been
approved through that process (USCG, 2024). The wide range of systems
demonstrated to meet EPA's numeric standard thus accounts for the
variability in vessel characteristics, operations, and conditions.
(4) EPA Rejects an Alternative Numeric Standard Based on Several
Factors
Commenters suggested that EPA adopt different or lower numeric
standards for ballast water, arguing that EPA's data indicates that a
limit of less than 10 organisms per volume of ballast water as an
instantaneous maximum is not supported by available data as the most
stringent limit that could be set based on USCG type-approved BWMSs.
Specifically, commenters urged that EPA's results indicated that a
numeric standard could be set at 6.01 or 6.66 organisms/volume for
large and medium organisms size classes, respectively, or even at lower
levels based on the results of single systems or subsets of systems.
EPA has carefully considered this issue but disagrees with commenters
for several reasons.
(a) Observed Numeric Differences in Test Results Are Not Scientifically
Significant in Light of Existing Variability
EPA disagrees that the USCG test results that EPA reviewed as part
of this rulemaking indicate that additional pollutant control may be
achieved through the application of a more stringent discharge standard
such as one around 6 organisms. Whether the standard is set at
approximately 6 or 10 organisms, both results are within the margin of
error expected given variability in type-approval sampling and
analysis. For example, stratification in ballast tanks, variability
between tanks, flow rates, and contamination in uptake and discharge
pipes are just a few of the considerations that may impact type-
approval testing. It is also a challenge to capture and count
[[Page 82099]]
appropriately sized organisms and to collect samples such that the
sample collection process does not physically damage or kill these
organisms (which should be counted as dead or nonviable only if such
happens as a result of the BWMS, not because of poor sample collection
and handling practices). Any perceived difference in system performance
could easily be due to the variability in ballast water uptake and
testing, and not necessarily indicative of improvement in treatment
effectiveness that would warrant a revised standard. Indeed, the Second
Circuit has recognized and upheld in the context of measuring aquatic
organisms that discharge standards that are not identical may
nonetheless represent the same level of control. Riverkeeper, Inc. v.
EPA, 358 F.3d 174, 188-89 (2d Cir. 2004) (upholding EPA's Track II
requirements allowing for ``substantially similar'' reductions in
impingement and entrainment at new facility cooling water intake
structures as not a less stringent standard but the same standard
accounting for the measurement margin of error when measuring in the
natural environment).
Even a standard 10 to 100 times more stringent than EPA's would be
insignificant and within the margin of error in terms of the expected
level of pollution control. For example, as EPA explained in its
proposed rule, achieving a standard 10 times more stringent than the
standard in the final rule would result in a difference of between
99.92 and 99.99 percent treatment efficiency for large organisms and
97.82 and 99.78 percent treatment efficiency for medium organisms. From
the perspective of the effectiveness of the technology (and given the
limitations in sampling and monitoring), the differences between 99.92
and 99.99 percent effective are scientifically insignificant.
(b) Alternative Numeric Standards Would Not Account for Variability
A more stringent numeric standard would also fail to account for
the variability inherent in ballast water management. Variability is
inherent to all treatment systems, including well-operated treatment
systems. When EPA establishes BAT, it must consider the variability of
a well-operated treatment system to ensure that technology is available
to achieve the discharge standard. EPA's approach to providing for some
variability for well-operated systems in establishing BAT limits in
effluent limitations guidelines rulemakings has been upheld. For
example, in Nat'l Wildlife Fed'n v. EPA, 286 F.3d 554, 572 (D.C. Cir.
2002), the D.C. Circuit upheld EPA's decision to set the monthly
average at the 95th percentile by stating that EPA has considerable
discretion in determining a technical approach that will ensure that
the effluent limitations reasonably account for the expected
variability in plant operations while still maintaining an effective
level of control. See also Chemical Mfrs. Ass'n v. EPA, 870 F.2d 177,
229 (5th Cir. 1989) (explaining that the purpose of these variability
factors is to account for routine fluctuations that occur in plant
operation, not to allow poor performance). As is typically the case in
the effluent guidelines program, operators design pollution control
systems to achieve results below the discharge standard on a long-term
basis to account for normal variability of well-operated systems.
Setting the numeric standard at the lowest measured levels or long-term
average levels, as some commenters suggested, does not allow for this
normal variability in system performance.
In the case of ballast water, the operators experience an even
greater challenge meeting the numeric discharge standard than would
exist at a shoreside facility subject to a typical effluent guideline.
Instead of the numeric discharge standard being a long-term or monthly
average as it is for most land-based facilities, the VIDA standard is
based on an instantaneous maximum standard, never to be exceeded. EPA
reasonably selected an instantaneous maximum as the unit of time for
compliance monitoring because of the challenges associated with
monitoring, acknowledging that variations in turbidity, salinity,
temperature and other environmental factors can significantly affect a
vessel operator's ability to meet the discharge standard at all times.
BWMS manufacturers must account for these two conflicting challenges--
continuous compliance and inherent variability--in their system design
and operation. BWMS vendors accomplish this by: (1) designing their
systems to achieve long-term average discharge concentrations that are
lower than the numeric discharge standard; and (2) adequately
controlling for variation in BWMS performance such that the system can
meet the numeric discharge standard even in the most challenging
conditions. Designing and operating BWMSs to consistently achieve
levels close to the numeric discharge standard is poor practice because
even relatively slight variability would result in a high rate of non-
compliance with the instantaneous maximum numeric discharge standard
(and would not, for example, pass the USCG type-approval testing
process). This partially explains why some of the test results
described by the Second Circuit Court decision on the VGP were lower
than the current standard. Nat. Res. Def. Council v. EPA, 808 F.3d 566,
570 n.11 (2d Cir. 2015). EPA recognizes that variability in performance
around the long-term average occurs during normal operations and that,
at times, even well-operated BWMSs are certain to discharge at levels
that are higher than the long-term average performance. EPA considered
the need to consistently meet an instantaneous maximum standard given
system variability in setting its numeric standard, but the standards
suggested by commenters fail to do so.
(c) Alternative Numeric Standards Would Present Monitoring Challenges
As described in the proposed rule (85 FR 67818, October 26, 2020,
section VIII.B.1.v.A.3.iv.), there are monitoring challenges associated
with collecting and analyzing ballast water to detect and quantify
organisms at levels lower than the final numeric standard in this rule.
These challenges gave EPA low confidence in the ability of a vessel to
demonstrate compliance with a lower numeric discharge standard. Even
monitoring to assess compliance with the final discharge standard
presents challenges. For example, in the 2013 VGP, the three-component
self-monitoring program excluded monitoring for the two largest
organism size classes because of the difficulties/costs associated with
directly self-monitoring living organisms in ballast water discharges.
Rather, the 2013 VGP established a self-monitoring program that serves
as an indicator of system performance while operating as the system was
designed (and type-approved).
The proposed rule described the practical and statistical
challenges associated with performing the tests that would be necessary
to show that a well-operated BWMS is able to reliably meet a more
stringent or ``no detectable organisms'' standard and after
consideration of relevant comments, EPA also did not adopt a ``no
detectable organisms'' standard in the final rule. There are no
performance data available at concentrations of less than one organism
per volume of ballast water for the two largest organism size classes.
The Agency noted that test methods (and associated method detection
limits) prevent demonstrating that any BWMS can achieve a standard more
stringent than the 2013 VGP numeric discharge limit. EPA highlighted
that, consistent with findings of EPA's Science Advisory
[[Page 82100]]
Board (SAB), it was unreasonable to assume that a test result showing
zero living organisms using currently available test methods
demonstrates complete sterilization, if for no other reason than a
sample taken represents a very small portion of the overall discharge
and the collection of that sample may miss the few live organisms
present in the discharge. Collecting larger volumes of ballast water to
address this uncertainty is also impractical. For example, the SAB
estimated that anywhere from 120 to 600 cubic meters of ballast water
(similar to the amount of water that would be needed to fill about one
to five standard school buses) would have to be collected to adequately
assess whether the discharge meets a standard 10 times more stringent
(U.S. EPA, 2011).
ii. Ballast Water Reception Facilities
EPA received comments urging that it should base BAT on the use of
ballast water reception facilities. The VIDA expressly excludes from
the discharge standards ``ballast water from a vessel . . . that only
discharges water into a reception facility.'' 33 U.S.C.
1322(p)(2)(B)(ii)(V). As such, CWA section 312(p) does not authorize
EPA to regulate the transfer of ballast water from ships to a reception
facility under the VIDA. Nonetheless, for purposes of the final rule
and consistent with the 2015 Second Circuit Court decision on the VGP,
EPA reviewed and considered whether zero discharge or a more stringent
discharge standard based on the use of a reception facility may be BAT
for ballast water discharged from regulated vessels. Nat. Res. Def.
Council v. EPA, 808 F.3d 566, 572-75 (2d Cir. 2015). Unless otherwise
noted, the terms ``onshore'' and ``reception facility'' refer to both
the transfer of ballast water to either an onshore reception facility
or another vessel for the purpose of storing or treating that ballast
water.
For the reasons detailed in the proposed rule (85 FR 67818, October
26, 2020, section VIII.B.1.v.B.), based on the record before it, EPA
continues to conclude that reception facilities are not technologically
available or economically achievable at this time for the purpose of
establishing a uniform Federal discharge standard. While EPA
understands that the use of reception facilities, if available, may be
a valid and effective component of ballast water management in certain
situations, the challenges in creating such a comprehensive
infrastructure nationwide make reception facilities not technologically
available as BAT. (See 85 FR 67818, October 26, 2020, section
VIII.B.1.v.B., for a more detailed explanation of EPA's consideration
of ballast water reception facilities as BAT.) It is unlikely that
ballast water reception facilities could become a national ``one size
fits all'' option for ballast water management, principally because it
cannot accommodate widely varying trade routes without the availability
of reception facilities in most ports. Port-specific conditions may
also preclude any technologically available and/or economically
achievable reception facility alternatives. Integration with port and
vessel operations would require careful planning, design, and
operation. If in the future reception facilities become available and
economically achievable and have acceptable non-water quality
environmental impacts in specific locations for certain specialized
sectors of the commercial vessel industry, EPA can revisit the
standards. For now, such an option has not been demonstrated to reflect
BAT. EPA's finding that reception facilities do not represent BAT for
purposes of establishing a Federal standard does not preclude a vessel
from using such a facility for managing its ballast water where such an
opportunity exists.
f. Exemptions From the Numeric Ballast Water Discharge Standard
The final rule exempts certain vessels from the numeric ballast
water discharge standard as specified in 40 CFR 139.10(d)(3). These
exemptions are generally consistent with the VGP and USCG regulations
(33 CFR part 151 subparts C and D) except as described below. In
contrast to the exclusions in 40 CFR 139(b) that exclude certain
vessels from the ballast water discharge standard in its entirety, the
eight exemptions in 40 CFR 139.10(d)(3)(i) through (viii), as described
in this section, exempt vessels from the numeric ballast water
discharge standard in 40 CFR 139.10(d) only. Exempt vessels are
required to meet the ballast water BMPs and the ballast water exchange
and saltwater flush requirements included in 40 CFR 139.10(c) and (e),
respectively, as applicable. These exemptions are generally consistent
with the VGP and USCG regulations (33 CFR part 151 subparts C and D),
with some exceptions.
i. Vessels Less Than or Equal to 3,000 GT (1,600 GRT if GT Is Not
Assigned) and That Do Not Operate Outside the EEZ
Consistent with the VGP and USCG regulations at 33 CFR 151.2015,
the final rule exempts from the numeric ballast water discharge
standard vessels that are less than or equal to 3,000 GT (1,600 GRT if
GT is not assigned) and that do not operate outside the EEZ. 40 CFR
139.10(d)(3)(i). This includes both seagoing and non-seagoing vessels.
EPA bases this exemption on the finding that ballast water technologies
are not available or economically achievable for this universe of
smaller vessels (e.g., tugboats). BWMSs generally have been designed
for larger vessels or vessels that only uptake or discharge ballast
water on either end of longer voyages. EPA considered whether a
different threshold in terms of size should be used; however, EPA did
not identify, nor did commenters provide, information suggesting a
different threshold would be appropriate. Therefore, EPA continues to
conclude in this final rule that a numeric ballast water discharge
standard is infeasible and that the BMPs imposed constitute BAT
(requires this class of vessels to minimize the discharge of pollutants
in ballast water through BMPs only).
ii. Vessels That Are Non-Seagoing, Unmanned, Unpowered Barges
The final rule exempts from the numeric ballast water discharge
standard any non-seagoing, unmanned, unpowered barge that is not part
of a dedicated vessel combination. 40 CFR 139.10(d)(3)(ii). A dedicated
vessel combination includes an integrated or articulated tug barge
(ATB) unit consisting of two separate vessels that operate in tandem,
always together. The VGP, in Part 2.2.3.5.3.2, exempted all unmanned,
unpowered barges from compliance with the numeric ballast water
discharge standard; however, the USCG regulations at 33 CFR 151.2015
did not exempt any seagoing vessel 3,000 GT (1,600 GRT if GT is not
assigned) and above or that operates outside of the EEZ.
The record indicates that an unmanned, unpowered barge, when part
of a dedicated vessel combination, can install a BWMS as may be
necessary to meet the discharge standard. As such, EPA is clarifying
that these dedicated vessel combinations, even when they include an
unmanned, unpowered barge component, are not exempt from compliance
with the numeric ballast water discharge standard.
Most unmanned, unpowered barges operate in internal and coastal
waterways (i.e., non-seagoing) to transport bulk items such as grain,
coal, and iron ore. These vessels have no onboard crew and do not have
infrastructure that allows for complex or energy intensive operations.
EPA understands that ballasting for some of
[[Page 82101]]
these barges is performed in limited instances, such as to pass under
bridges or to improve stability in bad weather or other rough water.
These barges typically do not have dedicated ballast tanks but can use
wing tanks (void space) in the hull when ballasting is necessary. As
such, minimal water is used for ballasting.
Unmanned, unpowered barges have been recognized as experiencing
unique challenges for managing ballast water. For instance, EPA's
Science Advisory Board (SAB) notes: ``Inland waterways and coastal
barges are not self-propelled, but rather are moved by towing or
pushing with tugboats. Because these vessels have been designed to
transport bulk cargo, or as working platforms, they commonly use
ballast tanks or fill cargo spaces with water for trim and stability,
or to prevent excessive motions in heavy seas. However, the application
of [ballast water management systems] on these vessels presents
significant logistical challenges because they typically do not have
their own source of power or ballast pumps and are unmanned.'' (U.S.
EPA, 2011b). Therefore, the final rule requires this class of vessels
to minimize the discharge of pollutants in ballast water through BMPs
only.
iii. Vessels That Uptake and Discharge Ballast Water Exclusively in the
Contiguous Portions of a Single COTP Zone
Consistent with the VGP and USCG regulations at 33 CFR 151.2015(c)
and (d)(3), the final rule exempts from the numeric ballast water
discharge standard vessels that uptake and discharge ballast water
exclusively in a single Captain of the Port Zone (COTP) Zone, but that
may operate in more than one COTP Zone. 40 CFR 139.10(d)(3)(iii). The
rule, as proposed and finalized, clarifies that this exemption applies
within the contiguous portion of any single COTP Zone. EPA added the
term ``contiguous portions'' of a single COTP Zone, consistent with its
use in the VIDA (See 33 U.S.C. 1322(p)(6)(B)(ii)(II)(bb)), to clarify
that the exemption applies to ballasting and deballasting operations
within a single COTP Zone spanning contiguous waters within the
Exclusive Economic Zone (EEZ) and does not apply in those instances
when a COTP Zone includes areas that are not within a single bounded
EEZ. For example, in the Pacific Region, Sector Honolulu covers all of
the Hawaiian Island chain, American Samoa, Wake Island, and other
widely dispersed areas in the Pacific Ocean that in certain instances
require vessels to leave the EEZ to travel from one location to
another, all within the same COTP Zone.
This exemption is consistent with requirements of the VGP.
Additionally, it recognizes that ensuring that the operations of these
vessels remain within a single COTP zone is highly effective and the
best available technology for minimizing the introduction and spread of
ANS from vessel discharge because organisms discharged in their ballast
water are unlikely to be foreign and invasive. This exemption does not
apply to the ballast water BMPs for these vessels to ensure that
ballast water is managed appropriately.
iv. Vessels That Travel No More Than 10 Nautical Miles and Do Not Pass
Through Any Locks During Their Voyages
Consistent with the VGP, the final rule exempts from the numeric
ballast water discharge standard vessels that travel no more than 10 NM
and do not pass through any locks during their voyages. 40 CFR
139.10(d)(3)(iv). These vessels (e.g., cross-river ferries) contribute
insignificantly to the introduction and dispersal of ANS; however, the
implementation of BMPs for these short-voyage vessels is intended to
minimize the contribution of ANS that the vessels could cumulatively
have in a region. Exempting these vessels also helps minimize other
non-water quality environmental impacts, a consideration for setting
technology-based standards (See 40 CFR 125.3(d)(3)) that may result
from the operation of BWMSs, including increased energy usage and
increased carbon emissions. Further, many existing BWMSs use biocides
that require a minimum contact time to be effective. Short distance
voyages may not provide the time necessary for biocides to be
effective. In fact, the discharge of ballast water treated with
biocides may contain residuals or byproducts from that treatment, and
short voyage times may not permit adequate decay or neutralization.
v. Vessels That Operate Exclusively in the Laurentian Great Lakes
The final rule exempts all Lakers from the numeric ballast water
discharge standard. 40 CFR 139.10(d)(3)(vi). As required by the VIDA,
EPA assessed whether a technology exists that is technologically
available and economically achievable. EPA determined that the ballast
water numeric standard for the Lakers is infeasible because the same
challenges that were identified and analyzed in the VGP remain true
today. EPA has decided to retain the VGP's exemption for Lakers from
the numeric ballast water discharge standard. Specifically, this
exemption is based on a set of unique circumstances, as described in
the proposed rule at section VIII.B.1.vi.E, Vessels that Operate
Exclusively in the Laurentian Great Lakes (85 FR 67854, October 26,
2020), including issues related to the unique nature of the waters of
the Great Lakes, including extremely low salinity and high levels of
suspended solids, turbidity, icing, filamentous bacteria, and dissolved
organic carbon from tannins and humic acid. These environmental
conditions can clog filters and inhibit BWMS treatment effectiveness
and pose unique challenges to Lakers because, unlike other vessels
operating in challenging water conditions, Lakers cannot leave the
Great Lakes and thus do not have the option to perform a ballast water
exchange and saltwater flush under more favorable conditions. In
addition, the operational profile (e.g., short voyages) and design of
these freshwater vessels (e.g., uncoated ballast tanks and piping
systems that cannot withstand corrosive ballast water treatment
chemicals) are not conducive to certain BWMSs.
EPA acknowledges that this exemption is less stringent than the
VGP; however, consistent with CWA section 312(p)(4)(D)(ii)(II), the
Administrator may revise a standard of performance to be less stringent
than an applicable existing requirement if the Administrator determines
that a material technical mistake occurred or if information becomes
available that was not reasonably available when the Administrator
promulgated the initial standard of performance. EPA has concluded that
it made such a material technical mistake in the VGP when it determined
that the environmental conditions and operational limitations
identified as the basis for excluding Lakers constructed prior to 2009
from the numeric ballast water discharge standard would not be a
limiting factor for those constructed after 2009. Additionally, the
universe of post-2009 Lakers subject to the VGP numeric ballast water
discharge standard is all operating under a USCG compliance date
extension. Those extensions, granted in accordance with 33 CFR
151.2036, are in lieu of practical implementation of the numeric
discharge standard in 33 CFR 151.1511, and are based on a USCG
determination that Lakers are subject to unique
[[Page 82102]]
challenges affected by vessel operations and system limitations.
The proposed rule identified four more limited, alternative
regulatory BMP options for Lakers, including: (1) require installation,
operation, and maintenance of a USCG type-approved BWMS as an equipment
standard; (2) require filtration only; (3) require open lake exchange
of highly turbid water taken up in river ports; and (4) exempt the use
of a BWMS for certain voyages when the operational parameters of an
installed BWMS cannot be met.
As described in section VIII.B.1.d.vii of this preamble, New Laker
Equipment Standard, EPA did establish an equipment standard as a
ballast water BMP, for any new Laker, as defined in this final rule, to
install, operate, and maintain a BWMS that has been type-approved by
the USCG. However, EPA does not have adequate data to demonstrate the
engineering aspects for the application of the other three alternative
technologies or practices to reduce discharges of organisms. As
described in section VIII.B.1.d.vii of this preamble, New Laker
Equipment Standard, consistent with section 903(g) of the VIDA, EPA
established the Great Lakes and Lake Champlain Invasive Species Program
in part to develop solutions for such issues for ballast water
discharges from Lakers.
Because the Laker fleet represents a very small percentage of the
worldwide market, limited time and resources have been devoted to
advance BWMSs for Lakers or demonstrate that these systems work onboard
Lakers. As a result, Laker owners have no alternative in selecting a
commercially available system that would achieve the numeric ballast
water discharge standard. EPA's research program is a collaborative
strategy intended to drive the market for this technology given the
small number of vessels.
Under CWA section 312(p)(4)(D)(i), EPA must review its discharge
standards at least every five years and revise the standards as
appropriate. If data and information become available that can be used
to identify additional BAT approaches for Lakers, whether it is
installation of technology or implementation of additional BMPs, EPA
can propose updates to the discharge standard to reflect new BAT-based
requirements in advance of the five-year review date. Such an update
may address the entire universe of vessels that operate exclusively on
the Great Lakes, or reasonably could consider the appropriateness of
the identified technology or practices to the different segments of the
Great Lakes fleet, such as among classes, types, and sizes and between
new and existing vessels as provided for under the VIDA. EPA expects
that the ballast water management research and development activities
described under the Great Lakes and Lake Champlain Invasive Species
Program may provide a sound basis for proposing new or updated
standards in the future.
Notwithstanding EPA's determination that, in the context of a
technology-based standard, it is appropriate to exempt all Lakers from
the numeric ballast water discharge standard, Congress also created a
role under the VIDA for states to promulgate enhanced Great Lakes
requirements by enacting a process, codified in CWA section
312(p)(10)(B), in which Governors of the Great Lakes states can work
together to develop an enhanced standard of performance or other
requirements with respect to any incidental discharge, including
ballast water. In all cases where Great Lakes Governors petition for an
enhanced requirement, EPA and USCG may only reject the proposed
requirement if it is less stringent than existing standards or
requirements under this section, inconsistent with maritime safety, or
inconsistent with applicable maritime and navigation laws and
regulations. The procedures for such a petition are identified in this
rule at 40 CFR 139.51.
vi. Vessels in the USCG Shipboard Technology Evaluation Program (STEP)
Consistent with the VGP and USCG regulations at 33 CFR part 151
subpart D, the final rule exempts from the numeric ballast water
discharge standard any vessel equipped with ballast tanks if that
vessel is enrolled by the USCG in the Shipboard Technology Evaluation
Program (STEP). 40 CFR 139.10(d)(3)(vii). The STEP will continue to
play a critical role in the development of effective BWMSs, as with
many other related or similar programs the USCG might implement in the
future. The program has encouraged pioneering vessel operators to
install BWMSs, contributed to the development of effective sampling
methods, and allowed for the collection of valuable shipboard ballast
water treatment data needed to evaluate the efficacy of BWMSs.
Furthermore, the STEP is a venue for treatment vendors to develop and
refine systems that comply with the numeric ballast water discharge
standard and can be successfully approved through the USCG type-
approval process, resulting in the availability of a greater range of
systems for vessel owners. Vessels involved in the STEP use ballast
water treatment technologies that share similarities in capabilities
(and in many cases, are the same systems) as those described in the
technical reports EPA used to inform the final rule. Therefore, the
final rule exempts these vessels from meeting the numeric ballast water
discharge standard as they are effectively using treatments systems
that reflect BAT. Additionally, it would not be practicable for these
vessels to simultaneously fulfill their purpose of testing BWMS to
determine their effectiveness at meeting discharge standards while
simultaneously requiring them to meet those discharge standards at all
times.
vii. Vessels Discharging Ballast Water in the Same Location
Based on new information received in comments on the proposed rule,
the final rule includes an additional exemption from the numeric
ballast water discharge standard for discharges of ballast water at the
same location where that ballast water originated, provided that no
mixing with unmanaged ballast water and/or sediment from other areas
has occurred. 40 CFR 139.10(d)(3)(v). Because such single-location
ballast water by its nature could not be introducing ANS or other
pollutants, EPA's view is that imposing numeric standards on this type
of ballast water would not result in a greater level of pollution
control. This exemption is consistent with the IMO BWM Convention
Regulation A-3.5. If mixing has occurred, the ballast water taken from
other areas is subject to the numeric ballast water discharge standard.
This exemption is being added largely to allow for the practical
reality of the operation of certain vessels, such as semi-submersible
vessels, and how ballast water is used on such vessels. This exemption
allows a vessel to discharge ballast water made up of managed ballast
water from any location with unmanaged ballast water taken up and
discharged in a single location. The residual ballast water transported
between COTP Zones is subject to the numeric ballast water discharge
standards and all ballast water BMPs apply. Specific ballast tank
management requirements for vessels traveling between two COTP Zones
and qualifying for this exemption would fall under the USCG's
implementing regulations established under CWA section 312(p)(5).
viii. Discharges Prior to the Ballast Water Discharge Standard
Compliance Date
The final rule includes an exemption providing that the ballast
water discharge standard does not apply until
[[Page 82103]]
a given vessel's compliance date established pursuant to USCG
regulations. 40 CFR 139.10(d)(3)(viii). This exemption is consistent
with existing USCG procedures to address instances where the master,
owner, operator, agent, or person in charge of a vessel can document
that, despite all efforts, compliance with the numeric ballast water
discharge standard is not possible. This exemption is also consistent
with the VGP, where EPA acknowledged these procedures in its
Enforcement Response Policy for EPA's 2013 Vessel General Permit:
Ballast Water Discharges and U.S. Coast Guard Extensions under 33 CFR
part 151, December 27, 2013 (U.S. EPA, 2013) whereby EPA would consider
vessels operating under a Coast Guard extension letter pursuant to 33
CFR 151.2036 a low enforcement priority under the VGP.
g. Numeric Ballast Water Discharge Standard Compliance Dates
The final rule does not include compliance dates for the numeric
ballast water discharge standard; rather, EPA expects the USCG to
include such as part of its implementation, compliance, and enforcement
rulemaking pursuant to CWA section 312(p)(5). EPA acknowledges and
supports continuation of USCG procedures to address those cases where
the master, owner, operator, agent, or person in charge of a vessel can
document that, despite all efforts, compliance with the numeric ballast
water discharge standard is not possible. The details of such vessel-
specific requests would fall under the USCG's implementing regulations.
For perspective, the existing USCG review considers safety and
regulatory requirements of electrical equipment, vessel capacity to
accommodate BWMS, vessel age, shipyard availability, or other similar
factors and allowances are granted for no longer than the minimum time
needed, as determined by the USCG, for the vessel to comply with the
numeric ballast water discharge standard.
h. Ballast Water Exchange and Saltwater Flush
The final rule requires vessel operators to conduct a ballast water
exchange or saltwater flush in certain instances. 40 CFR 139.10(e). The
final rule codifies definitions of ``ballast water exchange,''
``saltwater flush,'' and ``empty ballast tank'' from CWA section
312(p)(1) as these terms are used within the context of this section.
40 CFR 139.2.
The final rule, consistent with the provision in CWA section
312(p)(4)(B)(iii) that the requirements be no less stringent than the
VGP, continues the interim ballast water management requirement for
vessel operators, unless otherwise excepted from the requirement, to
conduct ballast water exchange in lieu of treating ballast water prior
to a vessel's compliance date for meeting the numeric ballast water
discharge standard. 40 CFR 139.10(e). The interim ballast water
exchange requirements in the final rule specify that before entering
waters of the United States or waters of the contiguous zone, any
vessel operating beyond the EEZ and with ballast water onboard that was
taken within 200 NM of any shore must either meet the numeric discharge
standard or conduct a midocean exchange further than 200 NM from any
shore prior to discharging that ballast water in waters of the United
States or waters of the contiguous zone. The exchange must occur as
early as practicable in the voyage, so long as the exchange occurs more
than 200 NM from shore. 40 CFR 139.10(e)(1). This requirement reduces
the likelihood of the spread of ANS, prior to a numeric ballast water
discharge standard compliance date, by increasing the mortality of
living organisms in ballast tanks and ensuring that the discharge
contains fewer viable living organisms.
The final rule, as directed by CWA section 312(p)(6)(B), expands
ballast water exchange and saltwater flush requirements beyond those in
the VGP and USCG regulations. Specifically, the final rule requires
that vessels with empty ballast tanks bound for a port or place of
destination subject to the jurisdiction of the United States shall,
prior to arriving at that port or place of destination, conduct a
ballast water exchange or saltwater flush of empty ballast tanks that
carry unpumpable ballast water and residual sediments (or otherwise
seal the tank so that there is no discharge or uptake and subsequent
discharge of ballast water). Also, ballast water exchange or saltwater
flush must occur no less than 200 NM from any shore for a voyage
originating outside the United States or Canadian EEZ, or no less than
50 NM from any shore for a voyage originating within the United States
or Canadian EEZ. 40 CFR 139.10(e)(2).
EPA notes that these saltwater flush requirements reflect a widely
used, low-cost preventative approach that minimizes the risk that ANS
will be introduced from unpumpable ballast water and residual sediment.
A saltwater flush is most effective at eliminating organisms adapted to
freshwater and low salinity environments due to the combined impacts of
saltwater shock and physical dilution. However, a saltwater flush
should also reduce viable living organisms adapted to estuarine,
coastal, and marine environments. A saltwater flush reduces viable
living organisms in residual ballast water through dilution. It also
reduces organisms in resting stages in the residual sediment. Resting
stages of organisms often inhabit the sediment in ballast tanks; thus,
a reduction in the number of these organisms will likely reduce the
propagule of potential invaders.
The final rule incorporates from CWA section 312(p)(6)(B)(ii)
certain exceptions to the ballast water exchange or saltwater flush
requirements for empty tanks, including: if the unpumpable residual
waters and sediments of an empty ballast tank were treated by a USCG
type-approved BWMS; except as otherwise required under this part, if
the unpumpable residual waters or sediments of an empty ballast tank
were sourced within the same port or place of destination or sourced
within the contiguous portions of a single COTP Zone; if complying with
an applicable requirement would compromise the safety of the vessel or
is otherwise prohibited by any Federal, Canadian, or international law
(including regulations) pertaining to vessel safety; and if the vessel
is operating exclusively within the internal waters of the United
States or Canada. 40 CFR 139.10(e)(3).
CWA section 312(p)(6)(B)(ii)(IV) includes one additional exception
to the ballast water exchange or saltwater flush requirement: ``if
design limitations of the vessel prevent a ballast water exchange or
saltwater flush from being conducted'' in accordance with applicable
requirements. The final rule at 40 CFR 139.10(e)(3)(iv) largely
incorporates this exclusion but, consistent with the proposed rule,
limits its applicability only to existing vessels, defined as a vessel
constructed prior to the date identified in the forthcoming USCG
implementing regulations as described in 40 CFR 139.1(e). EPA
interprets the ``design limitation'' exclusion in the VIDA to apply
only to existing vessels since the VIDA added permanent exchange
requirements, presumably because of the added benefit in performing
such an exchange. If the design exclusion applied to new vessels, it
would undermine the purpose of the statutory ballast water exchange and
saltwater flush requirements by disincentivizing the design and
construction of new vessels that are capable of conducting an exchange
or flush. It is critical that new vessels have the capability to
conduct
[[Page 82104]]
ballast water exchange and a saltwater flush, even if they install a
BWMS, particularly as a contingency measure if the treatment system
fails to operate as expected. The VGP included an additional exception,
except for vessels entering the Great Lakes or in federally- protected
waters, for a vessel to not be required to deviate from its voyage, or
delay the voyage to conduct a ballast water exchange or saltwater
flush. However, CWA section 312(p)(6)(B)(ii) did not include such an
exemption and as such the final rule does not allow this route
deviation or delay exemption to the final rule's requirements
implementing CWA section 312(p)(6)(B)(i).
i. Vessels Entering the Great Lakes
The final rule requires, based on CWA section 312(p)(10)(A),
vessels entering the St. Lawrence Seaway through the mouth of the St.
Lawrence River to conduct a complete ballast water exchange or
saltwater flush (as appropriate) not less than 200 NM from any shore
for a voyage originating outside the EEZ; or not less than 50 NM from
any shore for a voyage originating within the EEZ. 40 CFR 139.10(f)(1).
There are exceptions to these requirements, including if: the vessel
has no residual ballast water or sediments onboard to the satisfaction
of the USCG; empty tanks are sealed; or ballast water is retained
onboard while operating in the Great Lakes. 40 CFR 139.10(f)(2)(iii)
through (v). Consistent with the VGP and the VIDA's text, the final
rule does not contain an exception for vessels that use a BWMS to treat
the ballast water prior to discharge.
Part 2.2.3.7 of the VGP required vessels that operate outside the
EEZ and more than 200 NM from any shore and then enter the Great Lakes
through the St. Lawrence Seaway to conduct ballast water exchange or a
saltwater flush in addition to treatment, if ballast water uptake
occurred within the previous 30 days from a coastal, estuarine, or
freshwater ecosystem with a salinity of less than 18 parts per
thousand. EPA determined that this requirement of the VGP is not
necessary to include in the final rule given that the VIDA statutory
requirement is more restrictive than (and supersedes) that VGP
requirement.
Consistent with the VIDA, the final rule expands the requirement
for exchange or a saltwater flush plus treatment for vessels entering
the Great Lakes through the St. Lawrence River to a larger universe of
vessels, as compared to the VGP requirements and USCG regulations found
at 33 CFR part 151. Specifically, the final rule at 40 CFR 139.10(f)(1)
extends the exchange and saltwater flush requirements to ``any
vessel,'' while the VGP and USCG requirements limited these
requirements to vessels operating outside the EEZ and more than 200 nm
from any shore and having taken on ballast water with a salinity of
less than 18 parts per thousand within the previous 30 days. In 2014
and 2015, a total of 81 unique vessels arrived at U.S. ports in the
Great Lakes from oversees on 131 voyages. Most of these voyages
departed from European ports (82 percent). However, there are limited
data on the salinity of the origination ports. Therefore, it is
difficult to estimate the affected universe from higher salinity ports
that are now required to do exchange plus treatment. However, many of
these vessels may have been conducting exchange plus treatment prior to
the compliance dates for these vessels to install a BWMS, to ensure
compliance with the VGP. Consequently, there may be minimal impact on
these vessels, and the requirement are expected to be technologically
available and economically achievable for these vessels.
Existing USCG regulations at 33 CFR 151.1502 require that vessels,
after operating on the waters beyond the EEZ during any part of their
voyage, that enter through the St. Lawrence Seaway or that navigate
north of the George Washington Bridge on the Hudson River, perform a
ballast water exchange or saltwater flush regardless of other port
calls in the United States or Canada during that voyage, except as
expressly provided in 33 CFR 151.2015(a). In the final rule, EPA does
not specifically identify this universe of vessels as having to perform
a ballast water exchange or saltwater flush prior to entering the
Hudson River or St. Lawrence Seaway, unless the vessel is meeting the
numeric ballast water discharge standard (e.g., has installed and is
operating a USCG type-approved BWMS), as the final rule requires such
ballast water exchange or saltwater flush for any vessels subject to
the ballast water discharge standard. Therefore, while the final rule
does not call out this universe of vessels specifically, similar
requirements are being finalized for these and a larger universe of
vessels.
Consistent with the CWA section 312(p)(10)(A)(ii)(I), the final
rule includes exceptions to ballast water exchange or saltwater flush
requirements for vessels entering the Great Lakes, if: (1) compliance
would compromise the safety of the vessel; (2) compliance is otherwise
prohibited by any Federal, Canadian, or international law (including
regulations) pertaining to vessel safety; or (3) design limitations of
an existing vessel prevent a ballast water exchange from being
conducted. 40 CFR 139.10(f)(2)(i) and (ii). As described in section
VIII.B.1.h. of this preamble, Ballast Water Exchange and Saltwater
Flush, the final rule adds a limitation to the design exclusion to
apply only to existing vessels, defined as a vessel constructed prior
to the date identified in the forthcoming USCG implementing
regulations, as described in 40 CFR 139.1(e). This limitation is
important to prevent the design and construction of new vessels that
cannot conduct an exchange or flush. It is critical that new vessels
entering the Great Lakes have this capability, even if they install a
BWMS, particularly as a contingency measure if the treatment system
fails to operate as expected.
j. Pacific Region
The VIDA establishes more stringent Pacific Region requirements for
ballast water exchange than were required under the VGP. The final rule
requires, as dictated by CWA section 312(p)(10)(C), that any vessel
that operates either between two ports within the U.S. Pacific Region
or between ports in the Pacific Region and the Canadian or Mexican
Pacific Coast north of parallel 20 degrees north latitude, inclusive of
the Gulf of California, conduct a complete ballast water exchange in
waters more than 50 NM from shore. 40 CFR 139.10(g)(1). The term
``Pacific Region'' includes the entire EEZ adjacent to the states of
Alaska, California, Hawaii, Oregon, and Washington. 33 U.S.C.
1322(p)(1)(S). There are exceptions in the VIDA to these exchange
requirements, including if the vessel is using a type-approved BWMS or
for voyages between or to specific ports in the states of Washington,
Oregon, California, Alaska, and Hawaii, and the Port of Los Angeles,
the Port of Long Beach, and the El Segundo offshore marine oil
terminal, if the ballast water originated from specified areas. 33
U.S.C. 1322(p)(10)(C)(ii)(II).
As specified in the VIDA, and codified in 40 CFR 139.10(g)(2), the
final rule requires that any vessel that transports ballast water
sourced from low salinity waters (less than 18 parts per thousand) and
voyages to a Pacific Region port or place of destination with low
salinity must conduct a complete ballast water exchange. The exchange
must occur not less than 50 NM from shore, if the ballast water was
sourced from a Pacific Region port; or more than 200 NM from shore, if
the ballast water was not sourced from a Pacific Region port. These
exchange requirements do
[[Page 82105]]
not apply to any vessel voyaging to the Pacific Region that is using a
type-approved BWMS that achieves standards of performance for low
salinity water that are more stringent than the existing VGP and USCG
numeric ballast water discharge standards. The low salinity water
standards of performance as specified in CWA section
312(p)(10)(C)(iii)(II) are:
Less than 1 organism per 10 cubic meters, if that organism
(1) is living or has not been rendered nonviable; and (2) is 50 or more
micrometers in minimum dimension;
Less than 1 organism per 10 milliliters, if that organism
(1) is living or has not been rendered nonviable; and (2) is more than
10, but less than 50, micrometers in minimum dimension; and
Concentrations of indicator microbes that are less than
(1) 1 colony-forming unit of toxicogenic Vibrio cholerae (serotypes O1
and O139) per 100 milliliters or less than 1 colony-forming unit of
that microbe per gram of wet weight of zoological samples; (2) 126
colony-forming units of Escherichia coli per 100 milliliters; and (3)
33 colony-forming units of intestinal enterococci per 100 milliliters.
The final rule corrects a typographical error from the proposed
rule regulatory text that indicated a discharge standard of less than 1
organism per 100 milliliters (rather than the correct value of 1
organism per 10 milliliters) for organisms more than 10, but less than
50, micrometers in minimum dimension. The proposed rule preamble text
reflected the correct value, which is carried forward into this final
rule.
As established by the VIDA, the final rule at 40 CFR 139.10(g)(3)
exempts vessels from the Pacific Region requirements if any of the
following conditions exist: (1) compliance would compromise the safety
of the vessel; (2) design limitations of an existing vessel prevent a
ballast water exchange from being conducted; (3) the vessel has no
residual ballast water or sediments onboard to the satisfaction of the
Secretary, or the vessel retains all ballast water while in waters
subject to the requirement; or (4) empty ballast tanks on the vessel
are sealed in a manner that ensures that no discharge or uptake occurs
and that any subsequent discharge of ballast water is subject to the
requirement. As described in the previous ballast water exchange
sections, the final rule limits the design exclusion only to existing
vessels, defined as a vessel constructed prior to the date identified
in the forthcoming USCG implementing regulations, as described in 40
CFR 139.1(e) and only as determined by the USCG. This limitation is
important to prevent the design and construction of new vessels that
cannot conduct an exchange or flush as an alternative ballast water
management option for those instances when, for example, an installed
BWMS fails to operate as expected.
As compared to the VGP, the VIDA expanded requirements for the
Pacific Region to include exchange or more stringent treatment for low
salinity waters. Except for any vessel that transports low salinity
ballast water (less than 18 ppt) and voyages to a low salinity Pacific
Region port or place of destination, the final rule requirement to
conduct ballast water exchange in the Pacific Region is an interim
requirement until a vessel installs a type-approved BWMS that meets the
ballast water discharge standard. As specified in CWA section
312(p)(10)(C)(iii), any vessel that transports low salinity ballast
water (less than 18 ppt) and voyages to a low salinity Pacific Region
port or place of destination must continue to conduct a complete
ballast water exchange, unless it has installed a type-approved BWMS
that achieves standards of performance, depending on the parameter, up
to 100 times more stringent than the existing discharge standard. Id.
(p)(10)(C)(iii)(II). Currently, there is not a USCG type-approval
process for BWMSs to demonstrate the ability to achieve this more
stringent standard. Therefore, vessels from low salinity waters must
continue to conduct exchange until such a process is developed and
BWMSs are approved to meet that more stringent standard.
For the most part, the continental shelf along the Pacific coast is
narrow along both North and South America. Deep water environments
beyond the continental shelf typically support ecosystems that are
quite different than those which exist closer to shore. Due in part to
the narrow width of the continental shelf and relatively deep waters
beyond 50 NM from the Pacific shore, exchange at this distance from the
Pacific shore will be effective.
In addition, the VIDA described the applicability of the Pacific
Region exchange requirements differently as compared to the VGP. The
final rule implements the VIDA requirements as established by Congress
in the statute rather than as written in the VGP. The VGP required
exchange for vessels on nearshore voyages that carry ballast water
taken on in areas less than 50 NM from any shore. It defined nearshore
voyages as those vessels engaged in coastwise trade along the U.S.
Pacific coast operating in and between ports in Alaska, California,
Oregon, and Washington that travel between more than one COTP Zone. The
VIDA did not include the stipulation that a vessel voyage must be
between more than one COTP Zone. In addition, the VIDA includes vessels
operating in ports in the State of Hawaii, with certain exceptions, in
the exchange requirements that the VGP did not include. The VGP
required exchange for all other vessels that sail from foreign, non-
U.S. Pacific, Atlantic (including the Caribbean Sea), or Gulf of Mexico
ports, that do not sail further than 200 NM from any shore, and that
discharge or will discharge ballast water into the territorial sea or
inland waters of Alaska or off the west coast of the continental United
States. The VIDA did not identify nearshore voyages from outside of the
Pacific Region EEZ (although it did include parts of Canada and Mexico)
as being required to conduct exchange.
2. Bilges
Bilgewater consists of water and pollutant residues, such as oil,
grease, and metals, that accumulate in the vessel's bilge (the lowest
compartment of the vessel). The source of bilgewater is typically
drainage from interior machinery, engine rooms, pipes, and decks.
Bilgewater contains both conventional and toxic pollutants including
oil, grease, volatile and semi-volatile organic compounds, inorganic
salts, and metals. Volumes vary with the size of the vessel and
discharges typically occur several times per week. Cruise ships have
been estimated to generate 25,000 gallons of bilgewater per week for a
3,000 passenger/crew vessel (U.S. EPA, 2008). Bilgewater treatment
technologies can be used to remove pollutants from bilgewater. For
example, ultrafiltration can be effective in removing turbidity and
suspended solids, organic carbon, and several trace metals (such as
aluminum, iron, and zinc) from bilgewater, in addition to oil
(Tomaszewska et al., 2005).
Under MARPOL Annex I, all ships of 400 GT and above are required to
have equipment installed onboard that limits the discharge of oil to
less than 15 parts per million (ppm) when a ship is underway. All
vessels of 400 GT and above are also required to have an oil content
monitor (OCM), including a bilge alarm, integrated into the piping
system. In the United States, MARPOL is primarily implemented by APPS
(33 U.S.C. 1901 et seq.). The USCG's implementing regulations for APPS
are primarily found at 33 CFR part 151 and prohibit ``any discharge of
oil or oily mixtures into the sea from a ship'' except when certain
conditions are met,
[[Page 82106]]
including a discharge oil content of less than 15 ppm and that the ship
operates oily water separating equipment, a bilge monitor, a bilge
alarm, or a combination thereof. Additional regulations found at 46 CFR
part 162 detail the approval procedures. Approval is based on testing
of manufacturer-supplied oil pollution control equipment by an
independent laboratory, in accordance with test conditions prescribed
by the USCG (33 CFR parts 155 and 157 and 46 CFR part 162).
Additionally, as appropriate, the discharge of bilgewater also must
comply with related requirements in 33 CFR part 151, 40 CFR part 110,
and 46 CFR part 162. Except as expressly provided, the final VIDA
regulations do not affect the applicability of these other Federal laws
to a vessel.
To develop the bilgewater standard, EPA considered whether
increased stringency for the numeric discharge standard for oil content
might have been appropriate and elected to request specific information
on the matter. Specifically, EPA sought information from commenters
regarding the availability of type-approved systems capable of meeting
a 5 ppm numeric discharge standard for oil, as well as the availability
and cost of OCMs that can accurately determine oil content at 5 ppm or
lower detection levels. The majority of commenters responding to these
queries indicated that systems capable of meeting a 5 ppm standard may
not be widely available or reliable once installed onboard. Concerns
regarding reliability were largely tied to OCM issues; namely, that
their functionality can easily be disrupted and that measurements often
differ from analytical results. Commenters were generally in agreement
that the existing 15 ppm standard under APPS regulations is appropriate
and that equipment is reliable to achieve this standard. None of the
comments received provided specific information about OCMs or their
cost. Because no information was provided by commenters that
affirmatively demonstrates the availability and affordability of
systems consistently and demonstrably meeting a 5 ppm standard, EPA is
not establishing any new enhanced system requirements. In the proposed
rule (85 FR 67818, October 26, 2020, section VIII.B.2.), EPA explained
that the VGP requirement for vessel operators to meet a discharge limit
for oil of 15 ppm or to not discharge oil in quantities that may be
harmful was consistent with the proposed general discharge standards
for oil management. EPA also did not want to be redundant to existing
requirements under the APPS. As such, the proposed rule did not
explicitly identify the 15 ppm oil content limit in the proposed bilges
regulations, despite discussing this limit at length in the preamble.
However, one commenter expressed confusion that the numeric limit from
the VGP was missing. Based on its consideration of comments, EPA
determined that it is appropriate and clearer to include the 15 ppm
directly in the regulatory standard. This approach is consistent with
the VGP and existing regulations and, as discussed in the preambles of
both the proposed rule and this final rule, EPA determined that
available systems are capable of meeting this numeric standard and it
is an existing practice. Therefore, 40 CFR 139.11(c) requires that the
oil content of any bilgewater discharges from any vessel of 400 GT and
above must not exceed 15 ppm.
The final rule at 40 CFR 139.11 maintains the same requirements
included in the proposed rule and includes one additional requirement
based on comments received during the public comment period. Consistent
with the proposed rule, the final rule incudes both general and
specific standards for bilgewater, detailed in 40 CFR part 139,
subparts B and C, respectively. The general standards require vessels
to minimize discharges and prohibit the discharge of oil in such
quantities as may be harmful. The specific standards in the final rule
require that the discharge of bilgewater must not contain any
flocculants or other additives except when used with an oily water
separator or to maintain or clean equipment. The use of any additives
to remove the appearance of a visible sheen is also prohibited. 40 CFR
139.11(b).
EPA proposed to require all vessels of 400 GT and above to
discharge treated bilgewater when underway but allowed such discharges
to occur any distance from shore, except in federally-protected waters.
The VGP, on the other hand, required vessels greater than 400 GT that
regularly sail outside the territorial sea (i.e., at least once per
month) to discharge treated bilgewater while underway and, if
technologically feasible, at least 1 NM from shore (emphases added).
EPA retained the requirement to discharge while underway, as
discharging while underway is advantageous because it promotes dilution
of the discharge and should be available to all vessels of 400 GT and
above. EPA proposed, however, to broaden the applicability of the
requirement to all vessels of 400 GT and above, and not just those
vessels greater than 400 GT that regularly sail outside the territorial
sea. EPA proposed this new approach because it learned that the VGP
requirement was difficult to implement and led to confusion about
whether and when a vessel may be authorized to discharge treated
bilgewater when not underway, particularly as it related to determining
when a vessel would be considered to ``regularly'' sail outside the
territorial sea. While EPA proposed to remove the discharge prohibition
within 1 NM, commenters disagreed with its removal and EPA has
concluded that the Agency does not have a basis for being less
stringent than the VGP in this case that would be consistent with the
exceptions laid out in CWA section 312(p)(4)(D)(ii)(II). As such, the
final rule requires that bilgewater discharges from any vessel of 400
GT and above occur when the vessel is underway with an oil content that
does not exceed 15 ppm and, if technologically feasible, at least 1 NM
from shore. 40 CFR 139.11(c). Such vessels have the capability, in
terms of process and engineering, to adjust the timing and location of
bilgewater discharges and EPA does not expect this approach to impose
any significant additional cost burden as some vessels were subject to
this requirement under the VGP. Additionally, EPA found that more than
99.7 percent of vessels 400 GT and above did not discharge any
bilgewater under the VGP, based on information from the annual reports
for the 2019 operating year.
Finally, as noted above and as discussed in section VIII.C. of this
preamble, Discharges Incidental to the Normal Operation of a Vessel--
Federally-Protected Waters Requirements, the final rule requires
additional controls for bilgewater discharges from a vessel operating
in federally-protected waters. 40 CFR 139.40(c).
3. Boilers
Boiler blowdown is the discharge of water and constituents from the
boiler during regular intervals to avoid concentration of impurities
and at intermittent intervals for cleaning or other purposes. Boiler
blowdown occurs on vessels with steam propulsion or a steam generator
to control anti-corrosion and anti-scaling treatment concentrations and
to remove sludge from boiler systems. Routine blowdown involves
releasing a volume of about one to 10 percent of the water in the
boiler system to manage the accumulation of solids and buildup of
dissolved solids in the boiler water. Frequency of required blowdown
varies, typically between once every two weeks
[[Page 82107]]
to once every few months, although on some vessels blowdown may be as
frequent as daily or even continuously. The constituents of boiler
blowdown discharge vary according to the types of feed water treatment
used, but may include toxic pollutants such as antimony, arsenic,
cadmium, copper, chromium, lead, nickel, selenium, thallium, zinc, and
bis (2-ethylhexyl) phthalate.
EPA was unable to identify new technology or best management
practice options for discharges from boilers. Therefore, the Agency
relied on the BPT/BCT/BAT analysis underlying the VGP requirements, and
the fact that the VGP requirements are currently in effect, to require
substantively the same requirements included in the VGP. 40 CFR 139.12.
EPA did not receive any comments suggesting revisions to the proposed
requirements.
The final rule requires that the discharge of boiler blowdown be
minimized when in port. This requirement acknowledges that blowdown
typically must be performed as necessary and that while the amount of
blowdown can often be minimized, the timing of such blowdown, in many
instances, cannot be safely changed, such as to only those times when a
vessel is not in port. As such, this requirement is more specific to a
location (when in port) than the general operation and maintenance
requirements described in subpart B, for vessel operators to minimize
discharges of blowdown to only those times when necessary and to
discharge while the vessel is underway when practical and as far from
shore as practical. To comply with the requirements of the VGP, vessels
greater than 400 GT were adjusting the timing and location of blowdown
events. EPA has determined that all vessels subject to the rule can
similarly change the timing and location of their blowdown events as
necessary to minimize the discharge. This will reduce the discharge of
various pollutants but will not impose any significant additional cost
burden.
Finally, as discussed in section VIII.C. of this preamble,
Discharges Incidental to the Normal Operation of a Vessel--Federally-
Protected Waters Requirements, the final rule prohibits the discharge
of boiler blowdown into federally-protected waters. 40 CFR 139.40(d).
4. Cathodic Protection
Cathodic protection systems are used on vessels to prevent steel
hull or metal structure corrosion. The two types of cathodic protection
are galvanic (i.e., sacrificial anodes) and impressed current cathodic
protection (ICCP). Galvanic cathodic protection uses anodes, typically
made of magnesium, zinc, or aluminum, that are ``sacrificed'' to the
corrosive forces of the seawater, which creates a flow of electrons to
the cathode, thereby preventing the cathode (e.g., the hull) from
corroding. With ICCP, a direct current is passed through the hull such
that the electrochemical potential of the hull is sufficiently high to
prevent corrosion. The ICCP system releases oxidants during the
process, generally consisting of chlorinated and brominated substances
from the reaction with seawater. The discharge from either method of
cathodic protection is continuous when the vessel is waterborne.
However, galvanic protection discharges include both toxic and
nonconventional pollutants such as ionized zinc, magnesium, and
aluminum.
EPA was unable to identify new technology or best management
practice options for discharges resulting from cathodic protection,
therefore the Agency relied on the BPT/BCT/BAT analysis underlying the
VGP requirements and is requiring substantively the same requirements
included in the VGP with slight modification based on comments received
on the proposed standards. 40 CFR 139.13.
The final rule requires that any spaces between flush-fit anodes
and the backing must be filled, because niche areas on the hull are
more susceptible to biofouling and more difficult to clean.
Additionally, the general operation and maintenance requirements
described in subpart B require that any materials used onboard that are
subsequently discharged be used only in the amount necessary to perform
their intended function, including any sacrificial anodes. Therefore,
sacrificial anodes must not be used more than necessary to adequately
prevent corrosion of the vessel's hull, sea chest, rudder, and other
exposed vessel areas.
EPA proposed to not carry forward a requirement from the VGP
regarding the selection of sacrificial anode systems based on toxicity
of the anode, though the proposed rule preamble did note that the
Agency continues to support operators considering toxicity during
selection. As described in the preamble of the proposed rule (85 FR
67818, October 26, 2020, section VIII.B.4), EPA received new
information from its implementation of the VGP that this requirement
was not technologically feasible and/or economically practicable and
achievable in many instances. Based on a commenter's suggestion to
continue this concept through a BMP encouraging anode selection based
on toxicity, however, the final rule includes a requirement to consider
selection of anode materials based on toxicity of the base metal. 40
CFR 139.13(c). At the same time, the requirement to consider, but not
necessarily select, the least toxic metal acknowledges that the type of
anode metal selected based on toxicity (magnesium, then aluminum, then
zinc) may not be technologically feasible and/or economically
practicable and achievable in all instances. For example, in harbors or
estuaries with high pollutant loads, zinc is the preferred anode
material for vessels that spend time in those waters because of
concerns with pollutants causing aluminum anodes to passivate and lose
effectiveness.
EPA did consider requiring use of ICCP because these systems
eliminate or reduce the need for sacrificial anodes. However, there is
a risk of overprotecting using these systems (e.g., embrittlement in
high-strength vessels) or debonding of protective coatings, and these
systems generally should only be installed on vessels that are manned
full-time by a highly skilled crew able to carefully monitor and
maintain these systems. As such, the Agency recommends, but does not
require, that operators consider the use of ICCP in place of, or to
reduce the use of, sacrificial anodes when technologically feasible
(e.g., adequate power sources, appropriate for vessel hull size and
design), safe, and adequate to protect against corrosion, particularly
for new vessels.
5. Chain Lockers
Chain lockers are the storage area onboard for housing the vessel's
anchor and chain. Water, sediment, biofouling organisms, and
contaminants can enter and accumulate in the chain locker during anchor
retrieval and precipitation events. The accumulation of water and other
materials in the chain locker is often referred to as the chain locker
effluent. This effluent can contain both conventional and
nonconventional pollutants including biological organisms and residue
from the inside of the locker itself, such as rust, paint chips,
grease, and zinc. The sump collects these liquids and materials that
enter the chain locker prior to discharge or disposal.
EPA was unable to identify new technology or best management
practices options for discharges from chain lockers, therefore the
Agency relied on the BPT/BCT/BAT analysis underlying the VGP
requirements and is requiring substantively the same
[[Page 82108]]
requirements included in the VGP. 40 CFR 139.14.
The final rule requires that vessel operators implement BMPs that
would reduce or eliminate chain locker effluent discharge. Based on
comments received on the proposed rule, the final rule clarifies that
the chain locker requirements apply to accumulated biological organisms
and sediment in addition to precipitation and seawater, and that such
requirements are intended to prevent the discharge of accumulated
biological organisms, sediment, precipitation, and seawater when
deploying the anchor in a new port or place of destination. 40 CFR
139.14(a).
The final rule also requires that vessel operators rinse the anchor
chain of biofouling organisms and sediment when the anchor is
retrieved. 40 CFR 139.14(b). Additionally, the final rule prohibits the
discharge of biological organisms, sediment, precipitation, and
seawater from any chain locker when the vessel is in port. 40 CFR
139.14(c).
For all vessels that operate beyond the waters of the contiguous
zone, the final rule requires anchors and anchor chains to be rinsed of
biofouling organisms and sediment prior to entering the waters of the
contiguous zone. 40 CFR 139.14(d). This requirement is intended to
minimize the discharge of biofouling organisms when vessels that
operate beyond waters of the contiguous zone re-enter these waters and
subsequently drop anchor in waters of the United States or waters of
the contiguous zone. Based on comments received on the proposed rule,
the final rule at 40 CFR 139.14(d) clarifies that this requirement may
be satisfied by rinsing when the anchor is retrieved at the
commencement of the voyage or when the anchor was last retrieved on a
previous voyage, so long as the rinsing occurs after the last use of
the anchor beyond waters of the contiguous zone.
Finally, as discussed in section VIII.C. of this preamble,
Discharges Incidental to the Normal Operation of a Vessel--Federally-
Protected Waters Requirements, the final rule prohibits any discharge
of accumulated biofouling organisms, water, and sediment from any chain
locker into federally-protected waters. 40 CFR 139.40(e).
6. Decks
Deck discharges may result from deck runoff, deck washdown, or deck
flooding. Deck runoff consists of rain and other precipitation or
condensation, as well as freshwater and seawater, that sprays or washes
over the deck, well decks, and bulkhead areas. Deck washdowns consist
of cleaners and freshwater or saltwater. Deck flooding generally
consists of seawater from the flooding of a docking well (well deck) on
a vessel used to transport, load, and unload amphibious vessels, or
freshwater from washing the well deck and equipment and vessels stored
in the well deck. Deck washdown, runoff, and flooding discharges
include those from all deck and bulkhead areas and associated
equipment. The constituents and volumes vary widely depending on a
vessel's purpose and practices and may include both conventional and
nonconventional pollutants such as oil, grease, fuel, cleaner or
detergent residue, paint chips, paint droplets, and general debris.
Based on comments received on the proposed rule, the final rule
provides additional clarification on the list of deck discharges
identified in the proposed rule to also include condensation, seawater
spray and washover, flooding, and waters pumped from below deck on a
barge, all of which are also covered under this section per 40 CFR
139.15(a).
The final rule also includes a new requirement at 40 CFR 139.15(h),
consistent with Part 5.4.1. of the VGP, to clarify that barges which
discharge water pumped from below deck must minimize the contact of
below deck condensation with oily or toxic materials and any materials
containing hydrocarbon.
EPA was unable to identify new technology or best management
options for discharges from decks, therefore the Agency relied on the
BAT analysis underlying the VGP. 40 CFR 139.15. EPA received comments
requesting clarification on the proposed requirements for decks;
therefore, the final deck discharge standards are similar to the
proposed standards but include additional clarifications.
EPA determined that these BMPs are necessary to carry out the
intent of this subsection of the VIDA and because it is infeasible to
set a specific numeric discharge standard for discharges from decks and
well decks due to the variation in vessel size and associated deck
surface area, the types of equipment operated on the deck, limitations
on space for treatment equipment, as well as the nature of the
discharge. As such, the final rule includes BMPs to minimize the volume
of discharges and various pollutants from decks. The final rule
requires vessel operators to properly maintain the deck and bulkhead
areas to keep the deck clean; prevent excess corrosion, leaks, and
metal discharges; contain potential contaminants to keep them from
entering the waste stream; and use minimally toxic, phosphate-free, and
biodegradable products. Properly maintaining the deck includes the use
of coamings or drip pans for machinery on the deck that is expected to
leak or otherwise release oil, so that any accumulated oils from these
areas can be collected and managed appropriately per 40 CFR 139.15(b).
The final rule also requires that, prior to performing a deck
washdown and when underway, exposed decks must be kept broom clean to
remove existing debris and prevent the introduction of garbage or other
debris into any waste stream. 40 CFR 139.15(e). As defined in 40 CFR
139.2, ``broom clean'' means a condition in which the deck shows that
care has been taken to prevent or eliminate any visible concentration
of surface residues. In response to comments received on the proposed
rule, EPA is clarifying that broom cleaning is intended as a BMP to
address residues. Spills may be more appropriately addressed through
other BMPs in this section, such as coamings, drip pans, and other
control measures. See 40 CFR 139.15(b). Similarly, control measures
must be used to minimize the introduction of on-deck debris, garbage,
residue, spills, floating solids, visible foam, halogenated phenolic
compounds, dispersants, and surfactants into deck washdown and runoff.
40 CFR 139.15(d). During deck washdown, the final rule requires that
the washdown be conducted with minimally-toxic, phosphate-free, and
biodegradable soaps, cleaners, and detergents. 40 CFR 139.15(g). The
final rule also requires that discharges from deck washdowns be
minimized in port. 40 CFR 139.15(f). Lastly, the final rule requires
that, where applicable by an international treaty or convention or the
Secretary, a vessel must be fitted with and use physical barriers
(e.g., spill rails, scuppers, and scupper plugs) during any washdown to
collect runoff. 40 CFR 139.15(c). While applicable to any discharge
addressed in this rule, due to the nature of deck discharges, EPA
emphasizes that deck discharges must also meet any other applicable
discharge requirements under this rule, including but not limited to
the general discharge standards for general operation and maintenance
and oil management detailed in subpart B.
Finally, as discussed in section VIII.C. of this preamble,
Discharges Incidental to the Normal Operation of a Vessel--Federally-
Protected Waters Requirements, the final rule prohibits the discharge
of deck wash from all vessels into federally-protected waters except
those vessels that operate exclusively within the boundaries of
federally-protected waters. 40 CFR 139.40(f). This prohibition is
applicable
[[Page 82109]]
only to deck washdown and is not applicable to other deck runoff such
as from precipitation or condensation. The final rule exempts vessels
operating exclusively within federally-protected waters to address new
information provided by commenters and concerns regarding necessary
maintenance of these vessels that requires deck washdown.
7. Desalination and Purification Systems
Distilling and reverse osmosis plants, also known as water
purification plants or desalination systems, generate freshwater from
seawater for a variety of shipboard applications. These include potable
water for drinking, onboard services (e.g., laundry and food
preparation), and high-purity feedwater for boilers. The wastewater
from these systems is essentially concentrated seawater with the same
constituents of seawater, including dissolved and suspended solids and
metals; however, anti-scaling, anti-foaming, and acidic treatments and
cleaning compounds are also injected into the distillation system and
can be present in the discharge. As such, the wastewater can contain
toxic, conventional, and nonconventional pollutants.
EPA was unable to identify new technology or best management
practice options for discharges from desalination and purification
systems, therefore the Agency relied on the BPT/BCT/BAT analysis
underlying the VGP requirements and is requiring substantively the same
requirements included in the VGP. 40 CFR 139.16. EPA did not receive
any comments suggesting revisions to the proposed requirements.
The final rule prohibits discharges resulting from the cleaning of
desalination and purification systems with hazardous or toxic
materials. 40 CFR 139.16(b).
8. Elevator Pits
Most vessels with multiple decks are equipped with elevators to
facilitate the transportation of maintenance equipment, people, and
cargo between decks. A pit at the bottom of the elevator collects
liquids and debris from elevator operations. The liquid and debris that
accumulates in the pits, often referred to as elevator pit effluent,
can be emptied by gravity draining, discharged using the firemain,
transferred to the bilge, or containerized for onshore disposal. The
effluent may contain toxic, conventional, and nonconventional
pollutants such as oil, hydraulic fluid, lubricants, cleaning solvents,
soot, and paint chips.
EPA was unable to identify new technology or best management
practice options for discharges from elevator pits, therefore the
Agency relied on the BPT/BCT/BAT analysis underlying the VGP
requirements and is requiring substantively the same requirements
included in the VGP with slight modifications for clarity. 40 CFR
139.17. EPA did not receive any comments suggesting revisions to the
proposed requirements.
The final rule prohibits the discharge of untreated accumulated
water and sediment from any elevator pit. 40 CFR 139.17(b).
9. Exhaust Gas Emission Control Systems
Exhaust gas emission control systems for reducing sulfur oxides
(SOX) and nitrogen oxides (NOX) in marine exhaust
can produce washwater and residues that must be treated or held for
shoreside disposal. Two such systems are exhaust gas cleaning systems
(EGCSs) and exhaust gas recirculation (EGR) systems.
An EGCS is used primarily to remove SOX from marine
exhaust. Commonly referred to as ``scrubbers,'' these systems capture
contaminants that can end up in washwater and residue that result from
the scrubbing process. EGCS washwater is typically treated and
discharged overboard. Residues are usually disposed of onshore once the
vessel is in port. Untreated EGCS washwater is more acidic than the
surrounding seawater, and it contains toxic, conventional, and
nonconventional pollutants including sulfur compounds, polycyclic
aromatic hydrocarbons (PAHs), and traces of oil, NOX, heavy
metals, and captured particulate matter. Use of an EGCS to scrub
emissions of SOX reduces the pH significantly, primarily
through the formation of sulfuric acid. The high volume of seawater
that some vessels pump for the scrubbing process can result in higher
turbidity in surrounding waters, particularly in shallow areas.
The use of scrubbers on vessels is in large part an outgrowth of
international treaties for reducing sulfur emissions from marine
exhaust. Under MARPOL Annex VI, to which the U.S. is a signatory, the
highest permissible sulfur content of marine fuel used on a vessel when
operating globally is 0.5 percent while the allowable fuel sulfur
content for fuel used on a vessel operating in Emission Control Areas
(ECAs) is restricted to 0.1 percent as of January 2015. In addition,
MARPOL Annex VI includes three tiers of NOX emission
standards, where applicability is based on when the keel of a vessel is
laid; the most stringent Tier III NOX limits apply to any
engine while operated in a NOX ECA. There are two ECAs
relevant to the United States: the North American ECA and the U.S.
Caribbean Sea ECA. Both of these ECAs are for sulfur, particulate
matter, and NOX emissions, and the requirements apply to all
ships while operating in those areas. The 0.1 percent sulfur limit for
marine fuel sulfur content has been in effect since 2015 for ships
operating in the U.S. ECAs. These ECA requirements also apply to
certain internal waters (ECA associated areas) through regulatory
action.
Use of an EGCS is an equivalent method to comply with the MARPOL
Annex VI fuel sulfur requirement as an alternative to costlier low
sulfur fuels while operating in an ECA. Recent information from the
International Council on Clean Transportation (ICCT, 2023) indicates
that the classification society Det Norske Veritas (DNV) projects there
will be over 5,000 scrubbers installed on vessels worldwide by 2025. A
scrubber must meet the same sulfur emission limit as would be achieved
using the relevant compliant fuel (ECA or global).
The EGCSs used on vessels, while a relatively recent development,
are based on technologies that have been deployed for land-based
systems for controlling smokestack emissions for years. This technology
has transferred well to shipboard use for both new and existing
vessels. EGCS technologies used on vessels to meet the MARPOL Annex VI
fuel sulfur standards can be either ``dry'' or ``wet'' depending on
whether they generate wastewater. Dry systems do not generate
wastewater and hence are not subject to these final requirements. The
two main wet EGCS technologies (i.e., those systems that use either
seawater or freshwater to scrub the exhaust) are open-loop and closed-
loop systems. Open-loop systems remove the contaminants from marine
exhaust by running the exhaust through seawater sourced from outside
the vessel and then discharging the resulting washwater back out to
sea. In contrast, closed-loop systems use freshwater and inject caustic
soda to neutralize the exhaust. A small portion of the washwater is
bled off and treated to remove suspended solids that are held for
onshore disposal. While this design is not completely closed-loop, it
can operate in zero discharge mode for a period. Hybrid scrubbers are
systems that can operate either in open- or closed-loop mode. At sea,
these hybrid systems typically operate in open-loop mode, whereas in
nearshore waters, harbors, and estuaries, they operate in closed-loop
mode.
[[Page 82110]]
EGR systems are used to reduce NOX emissions in marine
exhaust. Vessels often use EGR systems to achieve the mandatory Tier
III NOX emissions limits set out in MARPOL Annex VI. These
systems minimize NOX production by cooling part of the
engine exhaust gas and then redirecting it back to the engine air
intake. The addition of the recirculated engine exhaust reduces the
amount of oxygen available for fuel combustion, reducing peak
combustion temperatures and resulting in significantly reduced
NOX formation. The cooling of the recirculated exhaust gas
causes condensation of water vapor formed during combustion, generating
a continuous wastewater stream (bleed-off water) from the condensate.
This condensate can contain toxic, conventional, and nonconventional
pollutants such as particulates (soot, metals, and hydrocarbons) and
sulfur. In some cases, the EGR systems also capture oils, for example
from cylinder lubrication, that are emitted from the combustion process
and collected as part of the scavenged air. Excess bleed-off water that
accumulates in an EGR system is typically discharged overboard
following treatment, and any residues are held for onshore disposal. On
vessels that use high-sulfur fuel and an EGCS, the EGR system bleed-off
water is often combined with the EGCS washwater and processed as a
combined waste stream.
The final standard for EGCS in 40 CFR 139.18 is based largely on
the IMO 2015 Guidelines for Exhaust Gas Cleaning Systems (Resolution
MEPC.259(68))(``2015 IMO EGCS Guidelines''), with additional updates
consistent with the 2021 Guidelines for Exhaust Gas Cleaning Systems,
MEPC.340(77), adopted November 26, 2021 (``2021 IMO EGCS Guidelines'').
The discharge provisions in both the 2015 and 2021 IMO EGCS Guidelines
are largely identical to the 2009 IMO EGCS Guidelines (MEPC.184(59)
that formed the basis of EPA's BAT determination for the 2013 VGP, as
carried forward here. Section 10 of these Guidelines set out discharge
limits for five parameters in scrubber washwater: pH, PAH, turbidity,
nitrates plus nitrites, and additives, as well as handling and disposal
criteria for scrubber residues. This standard applies to all
discharges, upon commissioning and any subsequent/ongoing discharges.
The final standard carries forward most of the EGCS requirements as
proposed with the following three changes.
First, the 2021 IMO EGCS Guidelines added a new section 10.1.7 that
clarified discharge criteria for any EGCS water retained in a temporary
storage tank prior to discharge. For consistency with those
international guidelines and to provide clarity on the applicability of
the discharge criteria when water is retained prior to discharge,
identical criteria (for pH, PAH, and turbidity) are included in the
final rule. Based on the analysis and implementation of the 2021 IMO
EGCS Guidelines, EPA finds this new requirement to represent BAT for
the VIDA regulations.
Second, to align with the IMO EGCS Guidelines, the proposed rule
had omitted the table from the VGP that specifies the nitrates plus
nitrites limits at different flow rates. That table clarified how the
limit varies depending on the discharge flowrates; however, the
standard itself was already fully expressed in proposed rule text.
Based on public comment noting that the table would help operators
better understand the requirements, EPA added this table into the final
rule at 40 CFR 139.18(b)(4)(i), acknowledging that addition of the
table provides clarification but does not alter the requirements as
proposed. Also, the final rule clarifies that the standards for PAH,
turbidity, and nitrates plus nitrites apply downstream of the water
treatment equipment including any reactant dosing unit but upstream of
any seawater addition for pH control prior to discharge. EPA also
incorporated concepts from the 2021 IMO EGCS Guidelines that were
modified to provide more clarity on their application to the discharge
standards, including clarification that megawatt (MW) refers to the
Maximum Continuous Rating (MCR) or 80% of the power rating of all fuel
oil combustion units whose discharge water is being monitored at that
point.
Third, the final rule adds a new 40 CFR 139.18(b)(6) that clarifies
the prohibition of discharges of sludge or residues generated from the
treatment of EGCS or EGR washwater or bleed-off water. EPA added this
requirement to the final rule to clarify the expectation of the
proposed rule that treatment residuals are managed properly. This
prohibition is consistent with both the 2021 IMO EGCS Guidelines and
the VGP.
With respect to pH, several commenters requested additional detail
and clarification on how the pH limit applies under the two different
options in the standard. The first option is based strictly on the
vessel's washwater discharge having a pH of no less than 6.5 at
overboard discharge except during maneuvering and transit, when a
maximum difference of two pH units is allowed between inlet water and
overboard discharge. In that scenario, the following requirements
apply:
When stationary, the pH limit is 6.5; and
During maneuvering and transit, a maximum difference of
two pH units is allowed between inlet water and overboard discharge.
So, during maneuvering and transit, if the pH of ambient (intake) water
is, for example, 8.7, the pH limit is 6.7, or, if the ambient (intake)
water is 8.0, the pH limit is 6.0.
The second option is modeling-based. Under this option, the vessel
performs modeling to determine the pH at the overboard discharge point
while the vessel is stationary that will not cause the ambient water at
four meters from the hull to fall below a pH value of 6.5. For vessels
that choose this option, the modeled value for pH of the overboard
discharge then is the pH discharge limit at all times in all locations
so that, for example, a modeled pH limit of 5.8 becomes the overboard
discharge limit at all times, including while in port and during
maneuvering and transit and for which there is no additional allowance
of two pH units between uptake and discharge.
EPA also received several comments requesting that the Agency ban
discharges from open-loop scrubbers outright (i.e., establish a zero-
discharge standard for open-loop scrubbers) as has been done in some
other locations around the world. EPA received no information
demonstrating that such a ban is technically available as a uniform
national standard. For example, EPA has not received information
demonstrating that there is sufficient low sulfur fuel (which may be
needed to comply with emissions standards if scrubber discharges are
not permitted) or that adequate onshore reception facilities are
available for disposal of scrubber washwaters and residues that would
be generated by the use of other scrubber configurations such as
closed-loop or hybrid systems. Technical committees at the IMO are
currently revisiting the need to perform additional assessments of
environmental impacts from EGCS discharges, and EPA will continue to
monitor the availability of research findings compiled in connection
with these discussions.
Another commenter stated that EPA should have included use of shore
power as an alternative to use of scrubbers; however, the use of shore
power has many considerations and barriers (U.S. EPA, 2022). EPA
recommended, but did not require, its use in the VGP. Currently,
vessels use shore power when available, in part because that allows
them to avoid the
[[Page 82111]]
turbidity issues associated with use of the EGCSs. However, shore power
is often not an option in smaller ports due to load issues. EPA
continues to recommend, but not require, the use of shore power when
available and feasible for vessel use.
The final exhaust gas emission control standard also includes
requirements for discharges of EGR bleed-off water and residues in
recognition of the fact that these discharges can exhibit low pH and
contain other toxic, conventional, and nonconventional pollutants
covered under the CWA. The VGP did not identify EGR discharges largely
because EGR systems are relatively new to vessels, consistent with the
effect of the NOX emissions standards established in MARPOL
Annex VI. The final standard for discharges from EGR systems is based
primarily on the IMO 2018 Guidelines for the Discharge of Exhaust Gas
Recirculation (EGR) Bleed-Off Water (MEPC 307(73))(``2018 IMO EGR
Guidelines''), that is similar to the 2015 IMO EGCS Guidelines, with a
few key differences that recognize the composition of EGR bleed-off
washwater and the onboard process for handling this waste stream. EPA
has utilized the analysis and implementation of the 2018 IMO EGR
Guidelines to aid it in determining that its new EGR standards are
technologically available and economically achievable.
The final rule carries forward most of the EGR requirements as
proposed with some modifications or clarifications, based on public
comment. For clarity, EPA revised the heading of 40 CFR 139.18(c) from
the proposed rule to reflect an ``exclusion'' from the 40 CFR 139.18(b)
requirements rather than a different ``applicability'' of the
requirements.
As described in the proposed rule preamble (85 FR 67818, October
26, 2020, section VIII.B.9.), EPA proposed to apply this standard based
on the location of the vessel, consistent with how the Agency assessed
and applied other requirements in the rule; namely, the proposed
standard considered whether a vessel was in port, underway, or outside
of the waters of the United States or the waters of the contiguous
zone. The proposed rule did not specify that the exclusion from the
discharge standard in 40 CFR 139.18(b) only applies if the vessel is no
longer in port; however, EPA did describe such in the proposed rule
preamble. Thus, to be consistent with both EPA's intended approach and
the 2018 IMO EGR Guidelines, the final rule clarifies that the EGR
bleed-off exclusion from the 40 CFR 139.18(b) requirements only apply
if the EGR bleed-off is not retained in a holding tank prior to
discharge, and the vessel is no longer in port, is underway, and is
operating on a fuel that meets the sulfur content limits specified in
Regulation 14 of MARPOL Annex VI (that is, 0.10 percent mass by mass
(m/m) sulfur content limit while operating in the North American or
U.S. Caribbean Sea ECAs, as of January 1, 2015; 0.50 percent m/m fuel
sulfur content limit while operating in other U.S. coastal areas as of
January 1, 2020).
Comments on the proposed EGR requirements highlighted that the
exclusion and prohibition in the proposed rule may not have been clear
with respect to applicability of requirements based on type of fuel
used and whether EGR discharges are retained in a holding tank prior to
discharge. As such, the language in the final rule is restructured with
a goal of clarifying those instances when EGR discharges are or are not
subject to the 40 CFR 139.18(b) discharge standard and consistent with
the 2018 IMO EGR Guidelines. Notably, for a vessel not operating on
fuel that meets the sulfur content limits specified in Regulation 14 of
MARPOL Annex VI, the final rule prohibits the discharge of EGR bleed-
off retained in a holding tank prior to discharge unless the vessel is
underway, not in port, and in compliance with the 40 CFR 139.18(b)
discharge standard.
10. Fire Protection Equipment
Fire protection equipment includes all components used for fire
protection including, but not limited to, firemain systems, sprinkler
systems, extinguishers, and firefighting agents, such as foam. Firemain
systems draw in water through the sea chest to supply water for fire
hose stations, sprinkler systems, and firefighting foam distribution
stations. Firemain systems can be pressurized or non-pressurized and
are necessary to ensure the safety of the vessel and crew. The systems
are also tested regularly to ensure that the system will be operational
in an emergency. Additionally, firemain systems have numerous secondary
purposes onboard vessels, such as for deck and equipment washdowns and
anchor/anchor chain rinsing. However, whenever the firemain system is
used for a secondary purpose, such as deck washdown, any resulting
incidental discharge is required to meet the Federal standard of
performance for that secondary use. Firemain water can contain a
variety of constituents, including copper, zinc, nickel, aluminum, tin,
silver, iron, titanium, and chromium. Many of these constituents can be
traced to the corrosion and erosion of the firemain piping system,
valves, or pumps.
Firefighting foams (fluorinated and non-fluorinated) can be added
to a firemain system and mixed with seawater to address emergencies
onboard a vessel. The constituents of firefighting foam can vary by
manufacturer but can include persistent, bioaccumulative, toxic, and
non-biodegradable ingredients. Discharges of firefighting foam can also
contain phthalate, copper, nickel, and iron, which can be constituents
in the composition of firemain piping. Fluorinated firefighting foam
contains per- and poly-fluoroalkyl substances (PFAS) or their
precursors; examples include aqueous film forming foam, alcohol
resistant aqueous film forming foam, film-forming fluoroprotein foam,
fluoroprotein foam, alcohol-resistant fluoroprotein foam, and other
fluorinated compounds. Non-fluorinated firefighting foam does not
contain PFAS or their precursors; examples include protein foam,
alcohol-resistant protein foam, synthetic fluorine free foam, and
synthetic alcohol-resistant fluorine free foam. PFAS such as
perfluorooctane sulfonate (PFOS) and perfluorooctanoic acid (PFOA),
among others, are persistent and bioaccumulative. Many PFAS are toxic
and/or carcinogenic. Information regarding the presence of fluorinated
surfactants and toxic or hazardous substances in firefighting foam are
typically found on the safety data sheets for individual products.
Additionally, other types of foams exist that can be used in fire
equipment systems that are not intended for fire suppression but are
designed for testing and training. These foams are often called testing
or training foams, tend to be less expensive, and can mimic the
properties of firefighting foams.
The final rule applies to discharges from fire protection equipment
during testing, training, maintenance, inspection, or certification. 40
CFR 139.19(c). Based on comments received on the proposed rule, the
final rule includes a definition for ``fire protection equipment'' and
clarifies in 40 CFR 139.19(a) the applicability of the standards to
discharges from the firemain for secondary uses such as deck washdown
and anchor and anchor chain rinsing. Per 40 CFR 139.19(a), the final
standard does not apply to the use of fire protection equipment in
emergency situations or when compliance would compromise the safety of
the vessel or life at sea. See 40 CFR 139.1(b)(3).
The final rule prohibits the discharge of fluorinated firefighting
foam except
[[Page 82112]]
in instances when required by the USCG (i.e., the Secretary) for
certification and inspection or by the marine inspector to ensure
vessel safety and seaworthiness. 40 CFR 139.19(b). The final rule
clarifies that this includes activities performed pursuant to 46 CFR
31.10 through 31.18(c) and 46 CFR 107.235(b)(4), or otherwise required
by the marine inspector to ensure vessel safety and seaworthiness
(e.g., pursuant to 46 CFR 31.10 through 31.17(a)(4), 46 CFR 71.25
through 71.50, 46 CFR 91.25 through 91.50, or similar). Id. The USCG
has indicated that, in limited circumstances, USCG-required inspections
and certification testing of vessels with fluorinated foam systems may
result in discharges of fluorinated foam while in port to ensure vessel
safety. In many instances, vessels with fluorinated foams can test,
train, or maintain the system without discharging the foam, such as
testing without foam, collecting the foam such that it is not
discharged, or using an alternative non-fluorinated foam (FFFC, 2020;
NFPA, 2016). According to the National Fire Protection Association
(NFPA), there are many firefighting foams and training foams that are
non-fluorinated that can be used for testing, training, and maintenance
(FFFC, 2020; NFPA, 2016). Several commenters expressed support for the
prohibition of discharges of fluorinated foam except as directed by the
USCG. Commenters confirmed that in many instances testing, training,
and maintenance can be performed with water unless USCG regulations
require foam.
EPA also considered other more stringent requirements than the VGP
in relation to the discharge of firefighting foam. Specifically, EPA
explored requirements that would include product substitution to use
firefighting foams that do not contain bioaccumulative or toxic or
hazardous materials. EPA has used product substitution for other
technology-based rules, such as those that apply to oil and gas. See 40
CFR part 435. As such, EPA considered, for the purposes of testing,
training, maintenance, inspection, or certification, also prohibiting
the discharge of non-fluorinated firefighting foams that contain
bioaccumulative or toxic or hazardous materials (as identified in 40
CFR 401.15 or defined in 49 CFR 171.8). Based on the Best Practice
Guidance for Use of Class B Firefighting Foams from the Fire Fighting
Foam Coalition (FFFC, 2020), NFPA codes and standards--NFPA 11--
Standards for Low-, Medium-, and High-Expansion Foam (NFPA, 2016), and
discussions with the USCG, testing and training methods exist that
limit or eliminate the need to discharge foam (FFFC, 2020; NFPA, 2016).
Specifically, in many situations it may be possible to perform these
activities by only using water (water equivalency method), collecting
the foam, or using non-fluorinated training foam that does not contain
bioaccumulative or toxic or hazardous materials. EPA reviewed numerous
foam Safety Data Sheets for bioaccumulative or toxic or hazardous
materials and identified several potential foam substitute options
(U.S. EPA, 2020).
EPA solicited feedback on: (1) the availability of non-fluorinated
foams, training foams, or surrogate test liquids that do not contain
bioaccumulative or toxic or hazardous materials that can satisfy
firefighting testing, training, and maintenance needs; (2) the extent
to which vessels are already using these alternative foams; (3) the
extent to which vessels are already performing testing, training, and
maintenance using only water; (4) the number of vessels and types of
systems that are not able to use the water-equivalency method; (5) the
extent to which the vessel community is collecting foam prior to
discharge; and (6) economic considerations associated with prohibiting
the discharge of these types of non-fluorinated firefighting foams, and
any other information that would support the Agency's determination of
whether to expand the prohibition of the discharge of firefighting
foams to include non-fluorinated foams that contain bioaccumulative or
toxic or hazardous materials. Several commenters provided additional
information on the solicited topics above, including materials
demonstrating the limited availability of alternative foams and
practical challenges associated with their use, such as the need for
additional piping and onboard storage of multiple foam types. The input
from commenters described above is consistent with the often limited
information on bioaccumulation, toxicity, and hazardous substances
found in Safety Data Sheets of foam formulations, as sections on
environmental impact of chemicals are not mandatory (Appendix D to 29
CFR 1910.1200), and there is often omission or non-disclosure of
information on presence and effects of persistent compounds (DEHP,
2016). EPA finds that it is not reasonable to require zero discharge of
non-fluorinated foams that contain bioaccumulative or toxic or
hazardous materials because the record does not demonstrate sufficient
information and availability of alternative foams that meet
requirements for testing, training, maintenance, inspection, or
certification in all instances, as well as practical challenges with
their use. EPA deems it appropriate to consider whether alternatives
are readily available which meet requirements (i.e. consistently
available on the market) (see CWA 304(b)(2)(B) authorizing EPA to
consider ``such other factors as the Administrator deems
appropriate''). Since the information does not support a finding that
these products are readily available, EPA is not requiring zero
discharge of non-fluorinated foams that contain bioaccumulative or
toxic or hazardous materials. EPA may revisit this issue to determine
whether a prohibition of certain types of discharge has become a
practical option in the future.
EPA initially proposed to prohibit any discharge from fire
protection equipment during testing, training, maintenance, inspection,
or certification in port excluding USCG-required inspection or
certification. However, several commenters expressed regulatory and
safety concerns with this approach. These include inconsistencies with
existing regulatory requirements for fire drills, such as in 46 CFR
199.180, as well as the inability to defer drills to outside of port in
all instances. Several commenters also requested language analogous to
the VGP that allows discharges in port if intake is from surrounding
waters or potable water supplies and does not contain any additives or
fluorinated firefighting foam. To address these concerns, the final
rule allows for discharges in port from USCG-required inspection or
certification activities to ensure vessel safety, as well as discharges
from testing, training, maintenance, inspection, or certification
activities if the intake is drawn from surrounding water or a potable
water supply and does not contain additives. 40 CFR 139.19(c).
Several commenters also expressed concern over the lack of
reference to secondary uses in the regulatory text. Some commenters
interpreted the proposed regulations to prohibit secondary uses such as
for deck washdown, anchor chain rinsing, and machinery cooling water.
Commenters articulated that, as proposed, the standard would contradict
the requirements in 40 CFR 139.14 requiring anchor and anchor chain
washdown, as well as prevent vessel and deck washdown and necessary
machinery cooling. Several commenters requested the addition of
language similar to that in the VGP to allow discharges for secondary
purposes
[[Page 82113]]
provided that the intake comes directly from the surrounding waters or
potable water supplies, there are no additions to the water, and that
the discharges meet the applicable standards for that secondary use. To
clarify requirements for secondary uses, the final standard authorizes
discharges from fire protection equipment in port for secondary uses
(such as deck washdown or anchor and anchor chain rinsing) provided the
intake is from surrounding water or a potable water source, does not
contain additives, and the discharge meets requirements for the
specific secondary use. 40 CFR 139.19(d).
Finally, as discussed in section VIII.C. of this preamble,
Discharges Incidental to the Normal Operation of a Vessel--Federally-
Protected Waters Requirements, the final rule requires additional
controls for discharges from fire protection equipment for testing,
training, and maintenance purposes for vessels operating in federally-
protected waters. 40 CFR 139.40(g).
11. Gas Turbines
Gas turbines are used on some vessels for propulsion and
electricity generation. Occasionally, they must be cleaned to remove
byproducts that can accumulate and affect their operation. The
byproducts and cleaning products can include toxic and conventional
pollutants including salts, lubricants, combustion residuals,
naphthalene, and other hydrocarbons. Additionally, due to the nature of
the materials being cleaned, there is a higher probability of heavy
metal concentrations. Rates and concentrations of gas turbine wash
water discharge vary according to the frequency of washdown, and under
most circumstances vessel operators can choose where and when to wash
down gas turbines.
EPA was unable to identify new technology or best management
practice options for discharges from gas turbines, therefore the Agency
relied on the BPT/BCT/BAT analysis underlying the VGP requirements and
is requiring substantively the same requirements included in the VGP.
40 CFR 139.20. EPA did not receive any comments suggesting revisions to
the proposed requirements.
The final rule prohibits the discharge of untreated gas turbine
washwater unless determined to be infeasible. 40 CFR 139.20(b).
12. Graywater Systems
Graywater is water drained or collected from sources such as
galleys, showers, baths, sinks, and laundry facilities. Graywater
includes drainage from dishwater; however, the discharge of food waste
and food waste derivates are regulated as garbage and are not
incidental to the normal operation of a vessel. Therefore, they are not
considered graywater for purposes of this rule. Graywater discharges
can contain bacteria, pathogens, oil and grease, detergent and soap
residue, metals (e.g., cadmium, chromium, lead, copper, zinc, silver,
nickel, mercury), solids, and nutrients. Some vessels have the capacity
to collect and hold graywater for later treatment and discharge.
Vessels that do not have graywater holding capacity continuously
discharge it to receiving waters. It is estimated that 30 to 85 gallons
of graywater is generated per person per day. Graywater generation
rates per person can vary based on the types of activities onboard the
vessel. For example, vessels with overnight accommodations and onboard
leisure activities are expected to generate higher volumes of graywater
than a working vessel because passengers and crew are using more water
for bathing, food preparation, and other such activities (U.S. EPA,
2011d). Estimates of graywater generation by cruise ships that can
accommodate approximately 3,000 passengers and crew range from 96,000
to 272,000 gallons of graywater per day or 1,000,000 gallons per week.
Strategies to minimize the discharge of graywater can include reducing
the production of graywater, holding the graywater onboard, or using a
reception facility.
The final rule defines ``graywater'' to mean drainage from galley,
shower, laundry, bath, water fountain, and sink drains, and other
similar sources. 40 CFR 139.2. The revised definition is intended to
provide better clarity regarding the sources of graywater; however, it
does not change the types of wastewaters that were covered by the VGP
and now regulated under this final rule. The definition now explicitly
references the galley drains as a graywater source, and favors the term
``sinks'' over ``washbasins'' as a more appropriately expansive term.
The definition for ``graywater'' in the proposed rule included a
sentence describing drainage from sources that do not constitute
graywater, but the list was removed as it was not exhaustive. EPA
notes, however, that drainage from toilets, urinals, hospitals or other
medical spaces or equipment, animal spaces, and cargo spaces are not
considered graywater for purposes of this rule.
The final rule maintains many of the requirements included in the
proposed rule, including the requirements for vessel operators to
minimize the discharge of graywater and to discharge while underway
when practical and as far from shore as practical. The final rule also
requires that soaps, cleaners, and detergents used by vessel owner/
operators that enter the graywater system be minimally-toxic,
phosphate-free, and biodegradable. The final rule clarifies the
requirement to include products provided to persons onboard (e.g.,
passengers) by vessel owner/operators. EPA acknowledges the difficulty
in applying such a requirement to products brought onboard by
passengers/guests and therefore does not include such a requirement.
The final rule also clarifies the requirement to include ``other
substances'' to ensure that similar products entering the graywater
systems are similarly minimally-toxic, phosphate-free, and
biodegradable. The final rule includes the requirement to minimize the
introduction of kitchen oils and food and oil residue to the graywater
system. While filtered dishwater and drainage from galley sinks and
floor drains are regulated as graywater under this rule, food waste and
its derivatives are not. EPA acknowledges that food waste may
unavoidably enter the graywater system during normal dishwashing, so
this requirement is intended to ensure that the amount entering the
system is minimized.
The final rule identifies a numeric discharge standard that must be
met for discharges of graywater from any new vessel of 400 GT and above
that is certificated to carry 15 or more persons and provides overnight
accommodations to those persons; any passenger vessel (excluding any
ferry) with overnight accommodations for 500 or more persons; any
passenger vessel (excluding any ferry) with overnight accommodations
for 100-499 persons unless the vessel was constructed before December
19, 2008, and does not voyage beyond 1 NM from shore; and any new ferry
authorized by the USCG to carry 250 or more persons. Such vessels could
be equipped either with a treatment system to meet the standards in 40
CFR 139.21(f) or sufficient storage capacity to retain all graywater
onboard while operating in waters subject to the VIDA. Under the
proposed rule, the discharge of graywater from any new vessel of 400 GT
and above was required to meet the numeric discharge standard. This
proposal was based on VGP reporting data that indicated between one-
third and one-half of manned vessels of 400 GT or above that are not
cruise ships or ferries are equipped with a treatment system for
graywater, graywater mixed
[[Page 82114]]
with sewage, or a combined treatment system that may treat graywater.
Based on EPA's knowledge of sewage handling practices, a wastewater
that is frequently commingled with graywater, and comments received
regarding the need for adequate pumpout facilities, EPA further assumed
that vessels built with storage capacity would be serviced by
stationary and mobile (e.g., trucks and barges) pumpout facilities that
currently receive sewage and graywater from vessels, with increasing
demand for these services driving increased availability. In light of
public comments received on the proposed rule, however, EPA presented
an additional regulatory option in the 2023 supplemental notice to
limit the applicability of the provision to those new vessels of 400 GT
and above that are certificated to carry 15 or more persons and provide
overnight accommodations to those persons. This additional regulatory
option was adopted in this rule on the basis of the information
presented by EPA in the supplemental notice and the feedback received
during the comment period. The final rule also now defines ``new
ferry'' to clarify the applicability of 40 CFR 139.21(e)(4).
Additionally, the final rule clarifies that ``passenger vessel'' in 40
CFR 139.21(e)(2) and (3) does not include ferries for purposes of those
provisions. This is consistent with the VGP that previously used the
terminology ``cruise ship'' for those requirements. Furthermore, the
graywater systems standard already includes specific requirements for
ferries.
The final numeric discharge standard generally mirrors that from
the proposed rule, but deviates from the VGP in that it does not
include the percent removal requirements for BOD and TSS. EPA
acknowledges that, in the absence of the percent removal requirements
for BOD and TSS, this provision may be less stringent than the VGP;
however, consistent with CWA section 312(p)(4)(D)(ii)(II), the
Administrator may revise a standard of performance to be less stringent
than an applicable existing requirement if the Administrator determines
that a material technical mistake occurred or if information becomes
available that was not reasonably available when the Administrator
promulgated the initial standard of performance. EPA made a material
technical mistake in the VGP by including the percent removal
requirement, because it is based on secondary treatment regulations for
land-based municipal sewage, wherein the characteristics of the
influent are well-understood but the facility has little control over
the inputs. Onboard vessels, there is significant variability in
graywater characteristics but greater ability to control the
contribution of BOD and TSS, for example, by separating galley
graywater from other sources of graywater entering the treatment
system. EPA also became aware of new information through implementation
of the VGP that the requirement for the 30-day average percent removal
for BOD and TSS to not be less than 85 percent is also difficult to
monitor and enforce on a vessel, unlike at a land-based facility where
influents and effluents are more easily monitored, which was
information not available to the Administrator when the percent removal
requirement was promulgated. Additionally, the retained requirements
are substantively the same as those under the VGP in terms of pollutant
reductions achieved. The numeric limits are consistent with the VGP,
while the percent removal requirements did not make sense in the
context of onboard application. VGP reporting data for graywater
systems demonstrates that the majority of vessels did not, or were not
able to, characterize influent for BOD and TSS. Without influent
information, it is not possible to calculate percent reduction.
Therefore, the technical mistake discussed above, coupled with this new
information, contributed to EPA's determination that it was appropriate
to eliminate the percent removal requirements.
As requested by commenters, the final numeric discharge standard
includes additional clarifying language. First, the standard for fecal
coliform at 40 CFR 139.21(f)(1)(i) and (ii) reflects units of both MPN/
mL and cfu/mL on the basis that newer microbiological test methods have
MPN outputs and, while the test methods differ, the number of bacteria
in the tested sample are comparable to the numeric discharge standard.
The standard for fecal coliform at 40 CFR 139.21(f)(1)(ii) now also
clarifies that percentage of samples required to comply with the
specified fecal coliform limit is tied to the same 30-day period as the
geometric mean standard in 40 CFR 139.21(f)(1)(i). Finally, the
standard at 40 CFR 139.21(f)(5) and (f)(5)(i) uses ``total residual
oxidizers,'' instead of ``total residual chlorine'' for consistency
with the wording in other similar standards (e.g., ballast tanks). The
provision now reads, ``For any discharge from a graywater system using
chlorine, total residual oxidizers must not exceed 10.0 [micro]g/L.''
The numeric discharge standards are based on the performance of
``advanced wastewater treatment systems (AWTSs),'' which are
sophisticated marine sanitation devices. In evaluating options for
graywater treatment, EPA reaffirmed that treatment of commingled
graywater and sewage by an AWTS produces significant constituent
reductions in the resulting effluent. AWTSs differ from traditional
treatment systems in that they generally employ enhanced methods for
treatment, solids separation, and disinfection, such as through the use
of membrane technologies and UV disinfection. The numeric discharge
standard for graywater systems uses the pathogen indicator fecal
coliform, though AWTSs also greatly reduce the concentrations of other
pathogen indicators, such as E. coli and enterococci, during treatment
and disinfection (U.S. EPA, 2008). AWTSs are currently in wide use and
economically achievable for certain vessel classes. For example, the
Cruise Lines International Association (2019) reports that 68 percent
of member lines' global fleet capacity is currently served by AWTSs.
Also, all new ships on order by member lines will be equipped with
AWTSs. In Alaska, under the existing ``Large Cruise Ship General
Permit,'' certain large commercial passenger vessels may only discharge
wastewater (including sewage and graywater) that has been treated by an
AWTS or equivalent system. As an alternative to using a treatment
system to meet the numeric discharge standard, these vessels may
instead be equipped with sufficient storage capacity to retain
graywater onboard while operating in waters subject to the VIDA.
For graywater, the numeric discharge standards rely on a mix of
averaging periods and instantaneous maximums, both of which are
commonly used in setting numeric effluent discharge limits depending on
the nature of the pollutant and the characteristics of the discharger.
Where EPA adopted a long-term average as opposed to an instantaneous or
daily maximum, it did so based on two reasons. First, EPA considered
the regulatory setting. Monitoring discharges onboard a vessel can
present unique challenges compared to monitoring discharges from land-
based facilities, which is the typical regulatory context for numeric
effluent discharge limits. Systems that are designed to meet an
instantaneous maximum require a higher level of control, and therefore
less variability, in the system. Where it was practical to adopt a
standard based on an instantaneous or daily maximum, EPA attempted to
do so. For example, the final standard for discharges from ballast
tanks includes the use of instantaneous maximums. As indicated in the
ballast tanks section,
[[Page 82115]]
the challenges associated with collecting and testing representative
samples of ballast water at the time of discharge required a different
approach. Second, EPA considered how the pollutant operates in the
environment. The use of an instantaneous maximum is preferred over the
use of a long-term average where the upper bounds of variability in the
discharge may cause serious environmental harm. As compared to, for
example, the discharge of ANS from untreated ballast water which can
potentially spread and reproduce, the pollution associated with
untreated graywater discharges contributes to a more gradual decline in
environmental quality. As such, the use of long-term averages in 40 CFR
139.21(f) allows for the variability that is expected in a well-
operated treatment system.
At the same time, the monthly averages require the vessel operator
to remain vigilant to ensure that, despite this variability, discharges
consistently meet the numeric limit. Vessels to which the standard
applies are expected to operate treatment systems that can consistently
achieve compliance with the monthly average based on the vessel's
expected loadings (or otherwise be equipped with storage to prevent
discharges). Pursuant to the general operation and maintenance
standards described in subpart B, vessels are expected to discharge
while underway when practical and as far from shore as practical. This
encourages commingling of the graywater constituents and further
decreases the risks associated with variability in the system. EPA
recognizes that the option to install AWTSs or sufficient holding
capacity may be unavailable for certain vessels for such reasons as
cost, stability of the vessel, or space constraints. As such, EPA does
not propose that all vessels be required to treat graywater discharges
to the numeric discharge standard found in 40 CFR 139.21(f).
The final rule prohibits the discharge of graywater in certain
locations unless the discharge meets the numeric discharge standard in
40 CFR 139.21(f). The prohibition applies to discharges within 3 NM
from shore for any vessel that voyages at least 3 NM from shore and has
remaining available graywater storage capacity. Similarly, the
prohibition applies to the discharge of graywater within 1 NM from
shore from any vessel that voyages at least 1 NM but not more than 3 NM
from shore and has remaining available graywater storage capacity. In
other words, for vessels that voyage at least 3 NM from shore and have
available storage capacity, the discharge of untreated graywater must
occur while further than 3 NM from shore. For vessels that voyage at
least 1 NM but not beyond 3 NM from shore and have available storage
capacity, the discharge of untreated graywater must occur while further
than 1 NM from shore. These limitations apply unless the graywater is
treated in accordance with 40 CFR 139.21(f), and the language in 40 CFR
139.21(f) was updated to make clear that the vessels identified in 40
CFR 139.21(d) must also meet the numeric discharge standard if
discharging graywater, not just those identified in 40 CFR 139.21(e).
If a vessel is configured to be able to divert graywater to tanks
typically used for other purposes, and it is safe and permissible to do
so, then such tanks are considered by EPA to be available capacity for
purposes of the foregoing requirements. These requirements are intended
to limit nearshore discharges of pollutants without a significant
increase in compliance costs because the requirements apply only to
those vessels with available storage capacity.
The final rule does not include graywater discharge standards for
commercial vessels in the Great Lakes, consistent with CWA section
312(a)(6) that specifies the term ``sewage,'' with respect to
commercial vessels on the Great Lakes, shall include graywater. As
such, graywater discharges from commercial vessels on the Great Lakes
are subject to the requirements in CWA sections 312(a)-(l) and the
implementing regulations at 40 CFR part 140 and 33 CFR part 159.
Additionally, per CWA section 312(p)(9)(A)(v), the general preemption
of State authority to adopt or enforce any law, regulation, or other
requirement with respect to the covered incidental discharges does not
apply to the discharge of graywater from a passenger vessel in Alaska
(including all waters in the Alexander Archipelago) carrying 50 or more
passengers.
Non-commercial vessels operating on the Great Lakes may only
discharge graywater if the discharge is treated such that it does not
exceed 200 fecal coliform forming units per 100 milliliters and
contains no more than 150 milligrams per liter of suspended solids.
This is because the Agency determined that graywater treatment using an
existing system meeting the 40 CFR part 140 standards represents the
appropriate level of control for those non-commercial vessels operating
in the Great Lakes that do not hold their graywater for onshore
disposal. Hence, either treatment devices or adequate holding capacity
are available and used for managing graywater from vessels operating on
the Great Lakes. The final rule clarifies that this provision only
applies if the vessel is not subject to the requirements under 40 CFR
139.21(e), where EPA has determined a differing level of control is
appropriate, to avoid ambiguity when a vessel is potentially subject to
both 40 CFR 139.21(e) and (g).
Finally, as discussed in section VIII.C. of this preamble,
Discharges Incidental to the Normal Operation of a Vessel--Federally-
Protected Waters Requirements, the final rule establishes additional
controls for discharges from graywater systems into federally-protected
waters. 40 CFR 139.40(h).
13. Hulls and Associated Niche Areas
a. Anti-Fouling Coatings
Vessel hulls are often coated with anti-fouling compounds to
prevent or inhibit the attachment and growth of biofouling organisms.
Selection, application, and maintenance of an appropriate anti-fouling
coating type and thickness according to vessel profile is critical to
effective biofouling management, and therefore preventing the
introduction and spread of ANS from the vessel hull and associated
niche areas. Multiple types of anti-fouling coatings are available for
use, including hard, controlled depletion or ablative, self-polishing
copolymer, and fouling release coatings. The use of non-biocidal and
non-ablative anti-fouling coatings, when practicable, is recommended.
Anti-fouling coatings may employ physical, biological, chemical, or a
combination of controls to reduce biofouling. Those that contain
biocides prevent the attachment of biofouling organisms to the vessel
surface by continuously leaching substances that are toxic to aquatic
life. The most commonly used anti-fouling biocide is copper.
Manufacturers may also combine copper with other biocides, often called
booster biocides, to increase the effectiveness of the anti-fouling
coating. Cleaning the anti-fouling coating typically results in pulses
of biocide into the environment, particularly if surfaces are cleaned
within the first 90 days following application.
The final rule requires that the selection of an anti-fouling
coating for the hull and associated niche areas must be specific to the
vessel's operational profile, and that any biocidal anti-fouling
coatings used must have appropriate biocide release rates and
components that are biodegradable once separated from the vessel
surface. 40 CFR 139.22(c)(1). Operational profile factors can influence
biofouling rates and include the vessel speed during a typical voyage,
aquatic environments
[[Page 82116]]
traversed, type of surface painted, typical water flow for any hull and
niche areas, planned periods between drydock, and expected periods of
inactivity or idleness. Generally, an optimal biocide will have broad
spectrum activity, low mammalian toxicity, low water solubility, no
bioaccumulation up the food chain, no persistence in the environment,
and compatibility with raw materials (IMO, 2002). Non-biocidal anti-
fouling coatings are available and vessels that typically operate at
high speeds may effectively manage biofouling, particularly
macrofouling, with non-biocidal anti-fouling coatings. Additionally,
vessels operating in waters with lower biofouling pressure and those
that spend less time at dock are expected to have a lower biofouling
rate and should select either non-biocidal anti-fouling coatings or
anti-fouling coatings with low biocide discharge rates. However, these
non- or low-biocidal anti-fouling coatings may not be suitable for all
operational profiles (e.g., for vessels that occasionally endure
extended idling).
Adherence to manufacturer specifications is necessary to ensure the
longevity and effectiveness of the anti-fouling coating and is
considered best practice. If an anti-fouling coating is not properly
selected, applied, or maintained, it will likely show signs of
deterioration, such as indications of excessive cleaning actions (e.g.,
brush marks) or blistering due to the internal failure of the paint
system. Such deterioration may allow for biofouling organisms to grow
on exposed surfaces, increasing the potential for the introduction and
spread of ANS. Improper application and maintenance of an anti-fouling
coating may also increase the discharge of particles into the aquatic
environment and degradation of the integrity of wetted surfaces. The
VGP required that any anti-fouling coatings be applied, maintained, and
removed consistent with the FIFRA label, if applicable. The final rule
similarly requires that anti-fouling coatings be applied, maintained,
and reapplied consistent with manufacturer specifications, including
but not limited to the thickness, the method of application, and the
lifespan of the coating. 40 CFR 139.22(c)(2). One option for meeting
this requirement is to schedule the in-service period of the anti-
fouling coating to match the vessel's drydock cycles. Larger vessels,
particularly those used in the carriage of goods, are subject to
requirements for safety inspections and maintenance activities that
dictate how frequently they must be drydocked. Factoring this schedule
into coating selection ensures the anti-fouling coating will
sufficiently protect the vessel for the period needed without creating
additional leachate or wastes.
b. Tributyltin (TBT) Requirements
The International Convention on the Control of Harmful Anti-fouling
Systems on Ships (AFS Convention) was adopted in 2001 and came into
force in 2008. The United States became a contracting party to the AFS
Convention on November 21, 2012. Domestically, the Clean Hull Act of
2009 implements the requirements of the AFS Convention. Consistent with
the AFS Convention, the Clean Hull Act, and the VGP, the final rule
requires that anti-fouling coatings not contain TBT or any other
organotin compound used as a biocide. Additionally, 40 CFR
139.22(c)(3)(i) requires that any vessel hull previously covered with
an anti-fouling coating containing TBT (whether used as a biocide or
not) or any other organotin compound (if used as a biocide) must either
(1) maintain an effective overcoat that forms a barrier on the vessel
hull so that no TBT or other organotin leaches from the vessel hull; or
(2) remove any TBT or other organotin compound from the vessel hull.
EPA is unaware of any non-biocidal use of TBT that would result in a
residual presence in anti-fouling paints. Combined, the requirements in
the final rule are substantively equivalent to a zero-discharge
standard of TBT from vessel hulls. EPA expects that few, if any,
vessels have exposed TBT coatings on their hulls and that the final
standard for all organotin compounds, including TBT, is technologically
available based on other anti-fouling coating options.
Other less toxic organotin compounds such as dibutyltin oxide are
used in small quantities as catalysts in some non-biocidal anti-fouling
coatings. One class of non-biocidal anti-fouling coatings, sometimes
referred to as fouling release coatings, produce a non-stick surface to
which fouling organisms cannot firmly adhere. To function properly, the
coating surface must remain smooth, intact, and not leach into the
surrounding water. Because these less toxic organotins are used as a
catalyst in the production of non-biocidal anti-fouling coatings, such
production may result in trace amounts of organotin in anti-fouling
coatings. Consistent with the AFS Convention, the Clean Hull Act, and
the VGP, the final rule authorizes the use of non-biocidal anti-fouling
coatings that contain trace amounts of catalytic organotin (other than
TBT) if the trace amounts of organotin are not used as a biocide. The
final rule requires that, when used as a catalyst, an organotin
compound must contain less than 2,500 milligrams total tin per kilogram
of dry paint and must not be designed to slough or otherwise peel from
the vessel hull. 40 CFR 139.22(c)(4). Incidental amounts of an anti-
fouling coating discharged by abrasion during cleaning or after contact
with other hard surfaces (e.g., moorings) are acceptable.
c. Cybutryne Requirements
Cybutryne, commonly known as Irgarol 1051, is a biocide that
functions by inhibiting the electron transport mechanism in algae, thus
inhibiting growth. There are numerous commercially available
antifoulants that are similar in cost and are less harmful to the
aquatic environment (IMO, 2018). Restrictions on cybutryne are already
in place in a number of countries globally, and cybutryne is therefore
less widely used compared to other antifoulants (IMO, 2017). Anti-
fouling coatings that do not contain cybutryne are both technologically
available and economically achievable. Consistent with a recent 2020
MEPC amendment to the AFS Convention, the final rule prohibits the
application of cybutryne-containing anti-fouling coatings on hulls and
niche areas. 40 CFR 139.22(c)(5). In cases where anti-fouling coatings
contain cybutryne in the external anti-fouling coating layer of the
hull or external parts of surfaces, the final rule requires either (1)
the removal of any cybutryne coating; or (2) the application and
maintenance of an effective overcoat that forms a barrier so that no
cybutryne leaches from the underlying anti-fouling coating. The latter
is provided as an option to comply with this requirement because
overcoats are commercially available. Incidental amounts of anti-
fouling coating discharged by abrasion during cleaning or after contact
with other hard surfaces (e.g., moorings) are acceptable.
d. Copper Requirements
Copper, primarily in the form of cuprous oxide, is the most common
biocidal anti-fouling coating, accounting for approximately 90 percent
of the volume of sales of specialty anti-fouling coatings in the United
States (U.S. EPA, 2018). Copper is a broad-spectrum biocide that
effectively prevents both microfouling and macrofouling. Copper is
considered less harmful to the aquatic environment than TBT-containing
compounds, but its use has nevertheless contributed to loadings in
copper-impaired waters. The final rule requires
[[Page 82117]]
that, as appropriate based on vessel class and operations, alternatives
to copper-based anti-fouling coatings (e.g., non-biocidal anti-fouling
coatings) or coatings with lower biocidal release rates be considered
for vessels spending 30 or more days per year in copper-impaired waters
or using these waters as their home port. 40 CFR 139.22(c)(6). EPA
determined that there are no direct substitutions for copper as a
biocide that are as affordable or as effective without posing similar
risks to non-target aquatic species (U.S. EPA, 2018). As such, the
final rule does not require the selection of an alternative anti-
fouling coating for vessels.
The significance of discharges from a biocidal anti-fouling coating
depends not only on the substance used, but also on the leaching rate
of the biocide (IMO, 2009). The leaching rate is the rate of discharge
or entry into the environment from the coating itself. While the
leaching rate of copper from anti-fouling coatings is relatively low
(average discharge rates range from 3.8-22 [mu]g/cm\2\/day), copper-
containing anti-fouling coatings can still account for significant
accumulations of metals in receiving waters of ports where numerous
vessels are present (Valkirs et al., 2003; Zirino and Seligman, 2002).
While maximum leaching rates for copper-based anti-fouling coatings on
recreational vessels have been established both federally and locally,
EPA does not currently have the data available to establish a leaching
rate that would be appropriate for the wide variety of largely
commercial vessels subject to this rule. Therefore, the final rule does
not require a specific, maximum copper leaching rate for anti-fouling
coatings, acknowledging that use of anti-fouling coatings is also
regulated in the United States through the FIFRA.
e. Cleaning
Most commercial seagoing vessels are required to undertake periodic
hull and niche area surveys as part of International Association of
Classification Societies rules and in accordance with IMO conventions
to ensure that hulls and niche areas are maintained in a satisfactory
condition. The VGP, in part 4.1, required all vessels subject to that
permit to inspect the hull annually, or during drydock for those areas
that are not otherwise safe to inspect. Cleaning of hulls and niche
areas, including the removal of any biofouling, is an important
component of hull and niche area maintenance. Niche areas account for
approximately 10 percent of the total wetted surface area of a vessel
(Moser et al., 2017). However, over 80 percent of species sampled in
vessel biofouling studies were found in niche areas (Bell et al.,
2011). Therefore, while representing a smaller surface area compared to
the hull, niche areas may disproportionately contribute to the
discharge of biofouling organisms.
Vessels generally use two types of cleaning techniques to remove
biofouling: cleaning while in drydock and in-water cleaning. Techniques
for in-water cleaning of vessel surfaces can be broadly separated into
two categories: (1) in-water cleaning with capture (IWCC); and (2) in-
water cleaning without capture. IWCC is the use and operation of a
cleaning system for vessel surfaces that is designed to capture and
transport coatings and biofouling organisms to an adjacent barge or
shore-based facility for collection and processing. The waste stream is
processed by a separate service provider, not the vessel. As such, EPA
views these discharges as similar to the discharge of treated ballast
water from a barge-based or shore-based treatment facility, which are
not subject to regulation under the VIDA pursuant to CWA section
312(p)(9)(C). In-water cleaning without capture refers to any in-water
cleaning techniques that do not use a capture device.
Vessels following effective biofouling management strategies
generally should be able to maintain fouling at or below the
microfouling level. The final rule requires that hulls and niche areas
be managed to minimize biofouling, such as through preventative
cleaning of microfouling. 40 CFR 139.22(d)(2). Preventative in-water
cleaning, also referred to as proactive cleaning, is the frequent,
gentle cleaning of the vessel hull and appendages to prevent or reduce
the attachment and growth of macrofouling, with minimal impacts to the
anti-fouling system. Preventative cleaning of microfouling can have
many benefits, including but not limited to drag reduction, operations
enhancement, and reduced discharge of biofouling organisms. Studies
have estimated that even light microfouling can increase the drag on a
vessel by up to 25 percent (Townsin, 2003; Schultz, 2007). Predictive
analytics have shown that preventative cleaning reduces fuel
consumption and that increasing cleaning to an interval of
approximately six months can save hundreds of thousands of dollars in
annual fuel costs per vessel (Marr, 2017). Additionally, preventative
cleaning has been shown to effectively reduce biofouling without
significantly increasing biocide loading into the aquatic environment
(Tribou and Swain, 2017). However, one study of preventative in-water
cleaning showed elevated levels of copper directly above cleaning
brushes during cleaning (Scianni et al., 2023).
Monitoring the condition of hulls and niche areas and removal of
any biofouling identified is considered an industry best practice in
large part due to the economic incentive involved, as the costs
associated with regular in-water cleaning (namely, the cleaning
services, disruptions to a vessel's schedule, and staff time), are
outweighed by the fuel savings that result from managing vessel
biofouling at or below the microfouling level. As such, EPA finds that
preventative cleaning of microfouling represents BAT to control the
release of biofouling organisms and biocides from hulls and niche
areas, with likely long-term savings to the vessel industry.
The final rule prohibits any discharge from in-water cleaning
without capture of macrofouling. 40 CFR 139.22(d)(4). Removal of
macrofouling requires more abrasive techniques that may damage the
anti-fouling coating, resulting in increased likelihood of subsequent
biofouling, as well as a larger pulse of biocides and particles into
the aquatic environment. Furthermore, macrofouling is composed of more
diverse and reproductively mature organisms and, depending on
geographic origin, may present a greater risk of discharging biofouling
organisms than microfouling (Davidson et al., 2013; Morrisey et al.,
2013; Department of the Environment [DOE] and New Zealand Ministry for
Primary Industries [MPI], 2015). By effective preventative cleaning of
microfouling, cleaning in drydock when practicable, and other best
practices required in the final rule, vessels may minimize the need to
conduct in-water cleaning of macrofouling. In circumstances where such
cleaning is necessary, IWCC is available to vessels.
The final rule requires that hull and niche area cleanings must
minimize the damage to the anti-fouling coating, minimize the release
of biocides, and follow applicable cleaning requirements found on the
anti-fouling coating manufacturers' instructions and any applicable
FIFRA label. 40 CFR 139.22(d)(3). This is consistent with requirements
in the Uniform National Discharge Standards for Vessels of the Armed
Forces for underwater ship husbandry at 40 CFR 1700.37. These
requirements are considered best practices and ensure the longevity and
effectiveness of the anti-fouling coating, while minimizing pollutant
loading into the surrounding waters. Similar to the final standards for
deck washdowns in
[[Page 82118]]
this rule at 40 CFR 139.15(g), the final standards for hulls and
associated niche areas at 40 CFR 139.22(d)(7) require any soap,
cleaner, or detergent used on vessel surfaces, including but not
limited to the scum lines of the hull, to be minimally-toxic,
phosphate-free, and biodegradable.
40 CFR 139.22(d)(5) prohibits any discharge from in-water cleaning
without capture of any copper-based hull coatings in a copper-impaired
waterbody within the first 365 days after application of that coating.
The final rule also prohibits in-water cleaning without capture on any
section of an anti-fouling coating that shows excessive cleaning
actions (e.g., brush marks) or blistering due to internal failure of
the paint system. 40 CFR 139.22(d)(6). Such a level of deterioration
indicates failure at the anti-corrosive/anti-fouling interface, which
is more likely to be broken by cleaning. The rupturing of paint
blisters results in discharges of anti-fouling coating particles and an
increased rate of damage to the anti-fouling system more generally. In
turn, the exposed surface is subject to increased fouling and risk of
corrosion. EPA expects that an anti-fouling system selected in
accordance with the vessel's operational profile and cleaned with
minimally abrasive cleaning methods should not present signs of
significant deterioration at the anti-corrosive/anti-fouling interface.
Therefore, adherence to this standard is achievable by following the
coating and cleaning practices in the final standards. In consideration
of implementation and enforcement challenges, the final rule excludes
the terms ``local in origin'' and ``plume or cloud of pain'' from the
proposed rule in regard to hull and niche area cleaning, but retains
the terms ``frequent,'' ``gentle,'' ``minimal,'' and ``minimize release
of biocides.''
The final rule stipulates that cleanings should take place in
drydock when practicable. at 40 CFR 139.22(d)(1). Drydock schedules
should be factored into the inspection and management of areas
susceptible to biofouling. EPA recognizes that it may not be
technologically available or economically achievable for a vessel to be
drydocked outside of the regular schedule to clean biofouling from the
hull or niche areas. For example, some vessels are too large to be
regularly removed from the water, and any repair or maintenance
required on the hull or niche areas must occur while the vessel is
pierside between drydockings. Several mechanisms are used by vessel
owners/operators to determine the necessary cleaning interval,
including regular inspections, ISO standard 19030 measurements of hull
and propeller performance, and/or advanced data analytics. Further,
many technologies are available for preventative in-water cleaning,
including diver-operated technologies or remotely operated vehicles. A
review of the market of hull cleaning robots sponsored by the USCG in
2016 identified no fewer than 15 technologies capable of conducting in-
water cleaning of vessel hulls. More recently, remotely operated
vehicles for preventative cleaning have also been developed as
equipment attached to the vessel itself, enabling flexibility in
cleaning schedules along a vessel's route.
Finally, as discussed in section VIII.C. of this preamble,
Discharges Incidental to the Normal Operation of a Vessel--Federally-
Protected Waters Requirements, the final rule prohibits the discharge
from in-water cleaning of vessel hulls and niche areas into federally-
protected waters except by any vessel owned or under contract with the
United States, State, or local government to do business exclusively in
any federally-protected waters. 40 CFR 139.40(i).
14. Inert Gas Systems
Inert gas is used on tankers for several reasons, with one of the
primary uses being to control the oxygen levels in the atmosphere of
cargo and ballast tanks to prevent explosion and suppress flammability.
Inert gas system discharges consist of scrubber washwater and water
from deck water seals when used as an integral part of the inert gas
system.
EPA was unable to identify new technology or best management
practice options for discharges from inert gas systems, therefore the
Agency relied on the BPT/BCT/BAT analysis underlying the VGP
requirements and is requiring substantively the same requirements
included in the VGP. 40 CFR 139.23. EPA did not receive any comments
suggesting revisions to the proposed standards. EPA did, however,
modify the structure of the requirements from the proposed rule to
clarify that while there are no additional discharge-specific
requirements applicable to inert gas systems, as with any discharge
incidental to the normal operation of vessel subject to regulation
under this part, discharges from inert gas systems must meet the
general discharge requirements in subpart B of this part.
15. Motor Gasoline and Compensating Systems
Motor gasoline compensating system discharge is the discharge of
seawater that is taken into motor gasoline tanks to replace the weight
of fuel as it is used and eliminates free space where vapors could
accumulate. The compensating system is used for fuel tanks to supply
pressure for the gasoline and to keep the tank full to prevent
potentially explosive gasoline vapors from forming. The seawater is
discharged when the vessel refills the tanks with gasoline or when
performing maintenance. The discharge can contain both toxic and
conventional pollutants including residual oils or traces of gasoline
constituents, which can include alkanes, alkenes, aromatics (e.g.,
benzene, toluene, ethylbenzene, phenol, and naphthalene), metals, and
additives. Most vessels by design do not produce this discharge.
EPA was unable to identify new technology or best management
practice options for discharges from motor gasoline compensating
system, therefore the Agency relied on the BPT/BCT/BAT analysis
underlying the VGP requirements and is requiring substantively the same
requirements included in the VGP with slight modifications for
consistency and clarity. 40 CFR 139.24. EPA did not receive any
comments suggesting revisions to the proposed requirements.
The final rule does not include additional discharge-specific
requirements applicable to motor gasoline compensating systems except
in federally-protected waters (40 CFR 139.24(b)), but as with any
discharge incidental to the normal operation of vessel subject to
regulation under this part, discharges from motor gasoline compensating
systems must meet the general discharge requirements in subpart B of
this part (including requirements set forth for oily discharges as
appropriate for the vessel).
Finally, as discussed in section VIII.C. of this preamble,
Discharges Incidental to the Normal Operation of a Vessel--Federally-
Protected Waters Requirements, the final rule requires several
additional controls for discharges from motor gasoline compensating
systems from a vessel operating in federally-protected waters. 40 CFR
139.40(j).
16. Non-Oily Machinery
Non-oily machinery wastewater is the combined wastewater from the
operation of distilling plants, water chillers, valve packings, water
piping, low- and high-pressure air compressors, propulsion engine
jacket coolers, fire pumps, and seawater and potable water pumps. Non-
oily machinery wastewater systems are intended to keep wastewater from
machinery that does
[[Page 82119]]
not contain oil separate from wastewater that has oil content. Non-oily
machinery wastewater discharge rates vary by vessel size and operation
type, ranging from 100 to 4,000 gallons per hour. Constituents of non-
oily machinery wastewater discharge can include a suite of conventional
and nonconventional pollutants including metals and organics.
EPA was unable to identify new technology or best management
practice options for discharges of non-oily machinery wastewater,
therefore the Agency relied on the BPT/BCT/BAT analysis underlying the
VGP requirements and is requiring substantively the same requirements
included in the VGP with minor modifications for clarity. 40 CFR
139.25. EPA did not receive any comments suggesting revisions to the
proposed requirements.
The final rule prohibits the discharge of untreated non-oily
machinery wastewater and packing gland or stuffing box effluent that
contains toxic or bioaccumulative additives, or the discharge of oil in
such quantities as may be harmful. 40 CFR 139.25(b).
17. Pools and Spas
Cruise ships and other vessels occasionally have freshwater or
seawater pools or spas onboard that use water treated with chlorine or
bromine as a disinfectant. When pools or spas are drained, the water is
discharged overboard or sent to an AWTS. The discharge water can
contain nonconventional pollutants such as bromine and chlorine.
EPA was unable to identify new technology or best management
practice options for discharges from pools and spas, therefore the
Agency relied on the BPT/BCT/BAT analysis underlying the VGP
requirements and is requiring substantively the same requirements
included in the VGP. 40 CFR 139.26. EPA determined the dechlorination
limits by using those established for BWMSs and by evaluating comments
submitted by the public on the 2008 and 2013 VGPs that indicated such
limits are achievable. Furthermore, the final numeric discharge
standard is consistent with common dechlorination limits from shore-
based sewage treatment facilities.
As such, the final pool and spa discharge standards are the same as
the proposed standards. The final rule requires vessel operators,
except for unintentional or inadvertent releases from overflows across
the decks and into overboard drains, to discharge while underway unless
determined to be infeasible, and dechlorinate and/or debrominate any
pool or spa water, prior to discharging overboard. 40 CFR 139.26(b). To
be considered dechlorinated, the total residual chlorine in the pool or
spa effluent must be less than 100 [micro]g/L. To be considered
debrominated, the total residual oxidant in the pool or spa effluent
must be less than 25 [micro]g/L.
Finally, as discussed in section VIII.C. of this preamble,
Discharges Incidental to the Normal Operation of a Vessel--Federally-
Protected Waters Requirements, the final rule requires additional
controls for discharges from pools and spas from vessels operating in
federally-protected waters. 40 CFR 139.40(k).
18. Refrigeration and Air Conditioning
Condensation from cold refrigeration or evaporator coils of air
conditioning systems drips from the coils and collects in drip troughs
that typically channel to a drainage system. The condensate discharge
may contain toxic, conventional, and nonconventional pollutants
including but not limited to detergents, seawater, food residue, and
trace metals. This waste stream can easily be segregated from oily
wastes and toxic or hazardous materials and safely discharged.
Condensation is generally directed overboard, or in some instances may
be collected for temporary holding until onshore disposal or otherwise
drained to the bilge.
EPA was unable to identify new technology or best management
practice options for refrigeration and air conditioning condensate,
therefore the Agency relied on the BPT/BCT/BAT analysis underlying the
VGP requirements and is requiring substantively the same requirements
included in the VGP. 40 CFR 139.27.
The final rule prohibits the discharge of refrigeration and air
conditioning condensate that contacts toxic or hazardous materials. 40
CFR 139.27(b). Any discharges from refrigeration and air conditioning
that are commingled with other discharges (e.g., through the bilge or
non-oily machinery) must meet the requirements for both discharges.
19. Seawater Piping
Seawater piping systems carry seawater to various locations onboard
the vessel via a network of pipes and pumps. This seawater is critical
to the proper functioning of a vessel and is used for activities such
ballasting and firefighting, as well as in a variety of systems (e.g.,
engines, hydraulics, cleaning equipment, refrigeration, toilet
systems). Based on comments received on the proposed rule, the final
rule includes a definition for ``seawater piping system.'' (See 40 CFR
139.2 definition of ``seawater piping system''). Some components of
seawater piping systems, including sea chests, sea inlet pipes, and
overboard discharges, are also considered niche areas (See 40 CFR
139.2, definition of ``niche areas''). Niche areas that are part of the
seawater piping system are subject to requirements at 40 CFR 139.22.
Seawater piping systems can harbor and discharge a large quantity
of biofouling organisms and represent a challenge for biofouling
management as they are generally more difficult to access. They are
also protected from hydrodynamic forces, facilitating the accumulation
and survivorship of biofouling organisms. Ensuring that seawater piping
systems are unobstructed by biofouling is vital to vessel operations,
including the structural integrity of the vessel and the safety of the
crew.
The final rule also requires that any vessel with a seawater piping
system that accumulates macrofouling must be fitted with a Marine
Growth Prevention System (MGPS). 40 CFR 139.28(c). The most common
MGPSs for seawater include sacrificial anodic copper systems and
chlorine-based dosing systems. These systems are already widely used
and available. EPA recognizes that there may be a variety of systems
capable of addressing biofouling in seawater piping systems, and an
effective, preventative biofouling management strategy may include a
combination of different systems (e.g., chemical injection;
electrolysis, ultrasound, ultraviolet radiation, or
electrochlorination; application of an anti-fouling coating; and use of
cupro-nickel piping). Additionally, based on comments received on the
proposed rule, the final rule includes glass-reinforced filament-wound
epoxy-based composite piping as an acceptable component of a MGPS. 40
CFR 139.28(c)(2)(v). EPA considers the operation and maintenance of an
MGPS to represent BAT for the control of biofouling organisms
associated with seawater piping systems due to the many options
available and the wide extent of their current use.
An MGPS can vary widely in operational characteristics and
placement suitability. The final rule requires that MGPS selection must
consider the level, frequency, and type of expected biofouling and the
design, location, and area in which the system will be used. 40 CFR
139.28(c)(1). For example, it has been suggested that an MGPS installed
in the sea chest provides protection to both the sea chest
[[Page 82120]]
and internal pipework, while one installed in the strainer may only
protect the internal pipework. Furthermore, anti-fouling coating
selection and application should be appropriate to the material of the
piping and level of waterflow to which the coated area is subjected.
Based on the potential differences in profile of the coated areas, the
anti-fouling coating applied to a seawater piping system may be
different from the anti-fouling coating applied to the vessel hull. EPA
recommends that the MGPS be selected, installed, and maintained
according to the manufacturer specifications.
Upon identification of macrofouling in the seawater piping system
despite preventative measures, reactive measures such as use of
physical cleaning devices must be used to remove biofouling; however,
discharges from reactive measures used to remove macrofouling are
prohibited in port. 40 CFR 139.28(c)(3). A vessel may use a separate
service provider to clean and capture wastes from the cleaning process
provided any discharges from those activities are managed pursuant to
other applicable legal authorities (e.g., CWA section 402), consistent
with 40 CFR 139.22. The frequency of inspection and identification of
macrofouling in a seawater piping system (and use of reactive measures
when macrofouling is present) will be vessel-specific, so the final
rule does not identify a specific time interval for such measures. Time
intervals should be determined based on a vessel's operational profile.
Seawater piping system discharges include non-contact engine
cooling water, hydraulic system cooling water, refrigeration cooling
water, and freshwater lay-up wastewater. Such systems use ambient
seawater to absorb the heat from heat exchangers, propulsion systems,
and mechanical auxiliary systems. The water is typically circulated
through an enclosed system that does not come in direct contact with
machinery, but still may contain sediment from water intake, traces of
hydraulic or lubricating oils, and trace metals leached or eroded from
the pipes within the system. Additionally, because it is used for
cooling, the effluent will have an increased temperature. Cooling water
can reach high temperatures with the thermal difference between
seawater intake and discharge typically ranging from 5 [deg]C to 25
[deg]C, with maximum temperatures reaching 140 [deg]C. The use of shore
power may reduce the discharges of seawater from cooling systems.
Because shore power may not be available in all locations, may not be
sufficient for the electricity needs of the vessel, and/or may not be
compatible with the vessel's systems, the final rule does not require
the use of shore power to reduce thermal discharges from seawater
piping systems although EPA does recommend the use of shore power when
available and feasible for vessel use.
Based on comments received on the proposed rule, the final rule
includes a new 40 CFR 139.28(b) requiring that seawater piping systems
must be inspected, maintained, and cleaned as necessary to minimize the
accumulation and discharge of biofouling organisms. EPA added this
requirement as a BMP that is reasonably necessary to carry out the
purpose of reducing and eliminating the discharge of pollutants.
Inspection and maintenance, with occasional cleaning as necessary, is
technologically available and economically achievable. As discussed in
section VII. of this preamble, Definitions, the final rule dispenses
with the use of the Navy Fouling Rating scale employed in the proposed
rule in favor of the term ``macrofouling'' to identify fouling that had
been designated as FR-20 in the proposed rule.
Finally, as discussed in section VIII.C. of this preamble,
Discharges Incidental to the Normal Operation of a Vessel--Federally-
Protected Waters Requirements, the final rule requires controls for
discharges seawater piping systems from vessels operating in federally-
protected waters. 40 CFR 139.40(l).
20. Sonar Domes
Sonar dome discharge consists of leachate from anti-fouling
materials into the surrounding seawater and the discharge of seawater
or freshwater retained within the sonar dome. Sonar domes house
detection, navigation, and ranging equipment and are filled with water
to maintain their shape and pressure. They are typically found on
research vessels but may be present on other vessel classes. Sonar dome
discharge occasionally occurs when the water in the dome is drained for
maintenance or repair, and discharge rates are estimated to range from
300 to 74,000 gallons from inside the sonar dome for each repair event.
This discharge from inside the dome may include toxic pollutants
including zinc, copper, nickel, and epoxy paints. Additionally,
discharge occurs when materials leach from the exterior of the dome.
Components that may leach into surrounding waters include anti-fouling
agents, plastic, iron, and rubber.
EPA was unable to identify new technology or best management
practice options for discharges from sonar domes, therefore the Agency
relied on the BPT/BCT/BAT analysis underlying the VGP requirements and
is requiring substantively the same requirements included in the VGP.
40 CFR 139.29. EPA did not receive any comments suggesting revisions to
the proposed requirements.
The final rule prohibits the discharge of water from inside the
sonar dome during maintenance or repair. 40 CFR 139.29(b). The final
rule also prohibits the discharge of bioaccumulative biocides from the
exterior of the sonar dome when non-bioaccumulative alternatives are
available. 40 CFR 139.29(c).
C. Discharges Incidental to the Normal Operation of a Vessel--
Federally-Protected Waters Requirements
CWA section 312(p)(4)(B)(iii) specifies that, with limited
exceptions, EPA must establish Federal standards of performance that
are no less stringent than the VGP requirements relating to effluent
limits and related requirements, including with respect to waters
subject to Federal protection, in whole or in part, for conservation
purposes. Therefore, the final rule prohibits or limits discharges in
federally-protected waters consistent with the VGP requirements
established for ``waters federally-protected for conservation
purposes.'' 40 CFR 139.40.
The final rule includes several updates to these VGP requirements.
EPA determined that these new requirements are technologically
available because the scope of waters to which the requirements would
apply are limited, such that vessels are able to operate while
restricting their discharges in these protected waters. For example, a
vessel traveling through the Florida Keys National Marine Sanctuary can
ordinarily wait to discharge accumulated water and sediment from any
chain locker or chemically-dosed seawater piping until no longer in
those federally-protected waters. EPA determined that the requirement
is economically achievable because EPA does not have any information
indicating that vessels undertaking an activity such as holding the
discharge until it is no longer in federally-protected waters would
incur costs.
1. Identification of Federally-Protected Waters
The designated federally-protected waters for this rulemaking
include National Marine Sanctuaries, Marine National Monuments,
National Parks, National Wildlife Refuges, National Wilderness Areas,
or parts of the National Wild and Scenic Rivers
[[Page 82121]]
System, consistent with the categories of waters listed in appendix G
of the VGP. These VGP categories were based on EPA's review of several
Federal authorities that protect waters that are known to be of high
value or sensitive to environmental impacts, such as those administered
by the Bureau of Land Management (BLM), the National Park Service
(NPS), the U.S. Fish and Wildlife Service (FWS), the Forest Service
(USFS), and the National Oceanic and Atmospheric Administration (NOAA).
Consistent with CWA section 312(p)(9)(E), the requirements of this part
(40 CFR part 139) are in addition to any requirements established by
the Secretary of Commerce or the Secretary of the Interior to
administer any land or waters under their administrative control (e.g.,
National Marine Sanctuaries Act requirements applicable to these areas
established pursuant to 16 U.S.C. 1431 et seq.; 15 CFR part 922; 50 CFR
part 404).
Federally-protected waters are likely to be of high quality and
consist of unique ecosystems that may include distinctive species of
aquatic animals and plants. Furthermore, as protected areas, these
waters are more likely to have a greater abundance of sensitive species
of plants and animals that may have difficulty surviving in areas with
greater anthropogenic impact. Such waters are important to the public
at large, as evidenced by the waters' special status or designation by
the Federal Government as National Marine Sanctuaries, Marine National
Monuments, National Parks, National Wildlife Refuges, National
Wilderness Areas, or parts of the National Wild and Scenic Rivers
System. The areas considered to be federally-protected waters are as
follows:
National Marine Sanctuaries--as designated under the
National Marine Sanctuaries Act (16 U.S.C. 1431 et seq.) and
implementing regulations found at 15 CFR part 922 and 50 CFR part 404.
EPA retrieved this information from https://sanctuaries.noaa.gov/visit/#locations on 5/1/2024.
Marine National Monuments--as designated by presidential
proclamation under the Antiquities Act of 1906 (54 U.S.C. 320301 et
seq.). EPA retrieved this information from https://www.fisheries.noaa.gov/pacific-islands/habitat-conservation/marine-national-monuments-pacific and https://www.fisheries.noaa.gov/new-england-mid-atlantic/habitat-conservation/northeast-canyons-and-seamounts-marine-national on 5/13/24.
National Parks (including National Preserves and National
Monuments)--as designated under the National Park Service Organic Act,
as amended (54 U.S.C. 100101 et seq.) within the National Park System
by the NPS within the U.S. Department of the Interior. EPA retrieved
this information from https://www.nps.gov/aboutus/national-park-system.htm on 5/6/2024.
National Wildlife Refuges (including Wetland Management
Districts, Waterfowl Production Areas, National Game Preserves,
Wildlife Management Area, and National Fish and Wildlife Refuges)--as
designated under the National Wildlife Refuge System Administration Act
of 1966 as amended by the National Wildlife Refuge System Improvement
Act of 1997 (16 U.S.C. 668dd et seq.). EPA retrieved this information
directly from USFWS, 5/10/2024; See also https://www.fws.gov/our-facilities.
National Wilderness Areas--as designated under the
Wilderness Act of 1964 (16 U.S.C. 1131 et seq.). Section 4(c) of the
Wilderness Act strictly prohibits motorized vehicles, vessels,
aircrafts or equipment for the purposes of transport of any kind within
the boundaries of all wilderness areas (16 U.S.C. 1133(c)). Exceptions
to this Act include motorized vehicle use for the purposes of gathering
information on minerals or other resources; for the purposes of
controlling fire, insects, or disease; and in wilderness areas where
aircraft or motorized boat use have already been established prior to
1964. EPA retrieved this information from https://wilderness.net/practitioners/wilderness-areas/search.php#resultsSection on 4/22/2024.
National Wild and Scenic Rivers--as designated under the Wild and
Scenic Rivers Act of 1968 (16 U.S.C. 1271 et seq.). EPA retrieved this
information from https://www.rivers.gov/river-miles on 4/22/2024.
EPA does not consider Outstanding National Resource Waters (ONRWs)
as federally-protected waters for purposes of this rule, as these are
State or Tribal water quality-based designations under the
antidegradation policy of the CWA. By contrast, CWA section
312(p)(4)(B)(iii) requires EPA to promulgate regulations that are no
less stringent than the VGP with respect to ``waters subject to Federal
protection'' (emphasis added). In excluding ONRWs from the list of
waters subject to Federal protection in the final rule even though such
waters were considered federally-protected under the VGP, EPA finds
that it made a material technical mistake or misinterpretation of law
when it required protection of ONRWs as ``Waters Federally Protected
Wholly or in Part for Conservation Purposes'' under the VGP.
EPA solicited comments on the use of the VGP's appendix G, and the
proposed rule's equivalent appendix A, as the list of federally-
protected waters. EPA updated the list of appendix A in the final rule
based on information available from Federal agencies at the time of
this public notice, as specified above. In response to commenter
concerns regarding the usability of the list in appendix A,
particularly for operators unfamiliar with U.S. federally-protected
waters, EPA added an asterisk (``*'') modifier to denote those
federally-protected waters that may be most relevant to vessels
regulated under this rule. However, EPA reiterates that 40 CFR 139.40
remains applicable to all federally-protected waters listed in appendix
A. Specific areas in appendix A were marked with an asterisk if they
were within 0.1 mile of the coast or Great Lakes, or within 0.5 miles
of National Waterway Network lines (DOT, 2024). Methodology for this
analysis is available in the docket. While this approach may not
perfectly correspond with areas where vessels do not/do transit, it can
assist the regulated community, particularly international operators
who may be less familiar with U.S. waterways, to identify federally-
protected waters that they may be most likely to transit, while
maintaining the level of stringency from the VGP.
The final appendix A was also modified to address both public and
interagency comments to remove several National Marine Sanctuaries that
are protected solely for cultural or historical purposes, rather than
marine resource conservation purposes, and for which there is no
evidence that discharges from vessels subject to this rule would
threaten these resources (i.e., Thunder Bay, Mallows Bay, Potomac
River, Monitor, Wisconsin Shipwreck, and Lake Ontario NMS). Excluding
waters that are protected solely for cultural or historical purposes
and not for marine resource conservation purposes is consistent with
the requirement that EPA's regulations continue VGP requirements to
protect waters subject to Federal protection ``for conservation
purposes.'' 33 U.S.C. 1322(p)(4)(B)(iii)(I). Such exclusion is also
consistent with the National Marine Sanctuaries Act, as some federally-
protected waters regulations are narrowly tailored to protect
shipwrecks and other resources. For these areas, NOAA specifically
chose not to regulate vessel discharges because it found no evidence
that discharges would threaten the cultural or historical resources.
[[Page 82122]]
EPA also received comments related to the applicability of the VIDA
to federally-protected waters outside of 12 NM. The VIDA (and by
extension this rule) is only applicable within waters of the United
States or waters of the contiguous zone (12 NM under Article 24 of the
Convention of the Territorial Sea and the Contiguous Zone). Therefore,
EPA removed the following three sanctuaries from appendix A that are
located fully outside of these waters: Flower Garden Banks, Grey's
Reef, and Monitor National Marine Sanctuaries. For federally-protected
waters that contain portions that are subject to the VIDA but also
extend outside of waters subject to the VIDA (e.g., Stellwagen Bank
National Marine Sanctuary; Florida Keys National Marine Sanctuary;
Papah[amacr]naumoku[amacr]kea Marine National Monument), the standards
promulgated here only apply to the portion of federally-protected
waters within 12 NM.
2. Discharge-Specific Requirements in Federally-Protected Waters
The final rule includes specific requirements for discharges into
federally-protected waters, as listed in appendix A and consistent with
CWA section 312(p)(4)(B)(iii). These requirements are in addition to
any applicable general or specific discharge requirements in subparts B
and C. EPA specifically solicited comments on the additional discharge
requirements proposed for vessels operating in federally-protected
waters. Commenters generally expressed support for the federally-
protected waters requirements except for certain discharges from
vessels that operate exclusively in federally-protected waters. To
address these concerns, the final rule identifies exclusions for
vessels operating exclusively within federally-protected waters for
discharges from ballast tanks, decks, fire protection equipment, and
hulls and associated niche areas in 40 CFR 139.40(b), (f), (g) and (i),
respectively. The additional requirements for vessels operating in
federally-protected waters are described in the following paragraphs
and are generally consistent with the relevant section(s) of the VGP
and based on a similar BAT finding that these requirements are
technologically available and economically achievable and do not have
any unacceptable non-water quality environmental impacts, including
energy requirements.
Ballast Tanks (40 CFR 139.40(b)): The discharge or uptake of
ballast water must be avoided in federally-protected waters, with
certain exceptions. This requirement does not apply to a vessel
operating within the boundaries of any National Marine Sanctuary that
preserves shipwrecks or maritime heritage in the Great Lakes unless the
designation documents for the sanctuary do not allow taking up or
discharging ballast water in such sanctuary, pursuant to section 610 of
the Howard Coble Coast Guard and Maritime Transportation Act of 2014 as
amended by the Coast Guard Reauthorization Act of 2015. Based on
comments received which provided new information on feasibility of the
proposed rule, the final rule exempts any vessel that operates solely
in a federally-protected water within a single COTP Zone from the
discharge prohibition in federally-protected waters. Because they don't
leave federally-protected waters, such vessels have no feasible way of
discharging outside these areas, and ballast water discharge is a
necessary part of normal vessel operations. This exemption is
consistent with a comparable single COTP Zone ballast water exclusion
applicable in other, non-federally-protected waters. Additionally, as
described in the proposed rule (85 FR 67818, October 26, 2020, section
VIII.B.1.i), this requirement does not apply beyond the boundaries of a
federally-protected water. While the VGP required avoidance of uptake
or discharge into waters that ``may directly affect'' federally-
protected waters, EPA did not include this expanded affected area as
applied in the VGP because information needed to make a determination
regarding a potential direct affect is highly dependent on the specific
instant at which a ballast water uptake or discharge event is to occur,
is not readily available, and is not easily characterized. This
determination was based on new information on feasibility from
commenters. As practical guidance for vessel operators that can delay a
ballast water discharge (e.g., an exchange) until the vessel is further
away from federally-protected waters, EPA recommends that the discharge
or uptake of ballast water be conducted as far from federally-protected
waters as possible.
Bilges (40 CFR 139.40(c)): The discharge of bilgewater into
federally-protected waters is prohibited from any vessel of 400 GT and
above.
Boilers (40 CFR 139.40(d)): Any discharge from a boiler into
federally-protected waters is prohibited. This requirement
acknowledges, however, that small volumes of routine blowdown may be
discharged, including from boilers that are designed and operated to
blowdown automatically, if preventing such discharge would compromise
the safety of life at sea pursuant to 40 CFR 139.1(b)(3).
Chain Lockers (40 CFR 139.40(e)): The discharge of accumulated
biological organisms, water, and sediment from any chain locker into
federally-protected waters is prohibited. Cleanout of chain lockers can
be scheduled when a vessel is outside of protected waters. This
prohibition does not mean that vessels should avoid rinsing their
anchor chain in federally-protected waters after they have been
anchored there, as generally required by 139.14(b) (``Anchors and
anchor chains must be rinsed of biofouling organisms and sediment when
the anchor is retrieved'').
Decks (40 CFR 139.40(f)): The discharge of deck washdown into
federally-protected waters is prohibited; however, the final rule
exempts any vessel operating exclusively within federally-protected
waters. As commenters noted, deck washdown is part of necessary
maintenance for these vessels. Additionally, while the VGP extended
this requirement to only large ferries (see VGP Part 5.3), the final
rule applies it to all vessels (except those exempted) because deck
washdowns for all vessels (except those exempted) can be scheduled when
a vessel is outside of protected waters.
Fire Protection Equipment (40 CFR 139.40(g)): Several commenters
expressed concerns regarding compliance with USCG fire drill
requirements and anchor chain washdown requirements in 40 CFR 139.14 of
the proposed rule, which both result in the discharge of water from
fire protection equipment. The VGP allowed anchor chain wash down from
the firemain in federally-protected waters to comply with wash down
requirements, but did not include any specifics for meeting USCG fire
drill requirements. EPA has determined that the ability to discharge
water to comply with USCG fire drill requirements is necessary to
maintain safety and prevent loss of life at sea. Based on the
requirements of the VGP and new information provided through comments
on the proposed rule, the discharge from fire protection equipment into
federally-protected waters is prohibited except to comply with USCG
fire drill requirements or anchor and anchor chain requirements in 40
CFR 139.14. When USCG fire drills are required, only vessels owned or
under contract with the United States, a State, or a local government
to do business exclusively in any federally-protected waters may
discharge firefighting foam into federally-protected waters. 40 CFR
139.19 already prohibits the use of
[[Page 82123]]
fluorinated firefighting foam in waters subject to this rule, with few
exceptions.
Graywater Systems (40 CFR 139.40(h)): The discharge of graywater
into federally-protected waters is prohibited from any vessel with
remaining available graywater storage capacity.
Hulls and Associated Niche Areas (40 CFR 139.40(i)): The discharge
from in-water cleaning of vessel hulls and niche areas into federally-
protected waters is prohibited; however, the final rule exempts any
vessel operating exclusively within federally-protected waters to
address commenters' concerns regarding necessary maintenance. Other
than for vessels that operate exclusively within federally-protected
waters, in-water cleaning of vessel hulls and niche areas can be
scheduled when the vessel is outside of protected waters.
Motor Gasoline and Compensating Discharge (40 CFR 139.40(j)): The
discharge of motor gasoline and compensating discharges into federally-
protected waters is prohibited.
Pools and Spas (40 CFR 139.40(k)): The discharge of pool or spa
water into federally-protected waters is prohibited. This prohibition
includes all discharges of pool or spa water regardless of chemical
concentrations, including seawater pools. While the VGP requirement was
only for medium and large cruise ships, the final rule extends it to
all vessels with pools or spas because for all vessels with pools and
spas these discharges can be scheduled when the vessel is outside of
protected waters.
Seawater Piping Systems (40 CFR 139.40(l)): The discharge of
chemical dosing, as required in 40 CFR 139.28, into federally-protected
waters is prohibited. Chemical dosing and the resultant discharge can
be scheduled when the vessel is outside of protected waters.
D. Discharges Incidental to the Normal Operation of a Vessel--Previous
VGP Discharges No Longer Requiring Control
The final rule excludes fish hold effluent and small boat engine
wet exhaust as independent discharges incidental to the normal
operation of a vessel. A fish hold is the area where fish are kept once
caught and kept fresh during the remainder of the vessel's voyage
before being offloaded to shore or another tender vessel. The fish hold
is typically a refrigerated seawater holding tank, where the fish are
kept cool by mechanical refrigeration or ice. With the exception of
ballast water, CWA section 312(p)(2)(B)(i)(III) excludes from these
final regulations discharges incidental to the normal operation of a
fishing vessel; therefore, although this discharge was included in the
VGP, it is not a discharge incidental to the normal operation of a
vessel subject to these regulations.
Small boat engines use ambient water that is injected into the
exhaust for cooling and noise reduction purposes. Similar to fishing
vessels, with the exception of ballast water, CWA section
312(p)(2)(B)(i)(III) excludes from these final regulations discharges
incidental to the normal operation of a vessel less than 79 feet;
therefore, although this discharge was included in the VGP, it is not a
discharge incidental to the normal operation of a vessel subject to
these regulations.
IX. Procedures for States To Request Changes to Standards, Regulations,
or Policy Promulgated by the Administrator
A. Petition by a Governor for the Administrator To Establish an
Emergency Order or Review a Standard, Regulation, or Policy
Under CWA section 312(p)(7)(A), a Governor of a State may submit a
petition to the Administrator to either (1) issue an emergency order;
or (2) review any standard of performance, regulation, or policy
promulgated under that section if there exists new information that
could reasonably result in a change. The final rule requires that such
a petition be signed by the Governor (or a designee) and include the
purpose of the petition (request for emergency order or review of any
standard of performance, regulation, or policy); any applicable
scientific or technical information that forms the basis of the
petition; and the direct and indirect benefits if the requested
petition were to be granted by the Administrator.
In issuing an emergency order under CWA section 312(p)(4)(E), the
statute directs EPA to consider the risk of introduction or
establishment of an ANS or the adverse effects of a discharge that
contributes to a violation of a water quality requirement. As such, EPA
is not requiring that a petition for an emergency order include
submission of direct and indirect cost information due to the statute's
directive to consider risk reduction and the protection of
environmental quality. Before issuing an emergency order, CWA section
312(p)(4)(E)(ii) requires the Administrator to request written
concurrence from the Secretary. Should the Secretary fail to concur
within 60 days of the request, the Administrator may issue the order
but must include in the administrative record documentation of the
request and a response to any written objections received from the
Secretary.
To review any standard, regulation, or policy, on the other hand,
EPA is requiring that a petition include the costs to the affected
classes, types, and/or sizes of vessels if the petition were granted.
40 CFR 139.50(b)(4). This is because, in setting a standard under the
VIDA, EPA must comply with all other applicable provisions of CWA
section 312(p), which includes setting standards based on BPT, BCT, and
BAT. This includes a consideration of economic achievability.
After considering the information provided in the petition and
other factors, as appropriate and based on EPA's discretion, the
Administrator shall grant or deny the petition. If granted, the
Administrator will either issue the relevant emergency order for a
petition to issue an emergency order (40 CFR 139.50(d)(1)), or submit a
Notice of Proposed Rulemaking to the Federal Register for comment for a
petition to review any standard of performance, regulation, or policy
(40 CFR 139.50(d)(2)).
EPA solicited comments on the proposed process for Governors to
petition for the issuance of an emergency order or to review any
standard of performance, regulation, or policy, including whether a
more detailed process should be developed. Based on comments received
on the proposed rule, the final rule utilizes the 180-day and one-year
statutory timeframes associated with responding to a petition for
issuance of an emergency order or to review any standard, regulation,
or policy, respectively. 40 CFR 139.50(c). The final rule also includes
an additional information requirement for petitions to review any
standard of performance, regulation, or policy. Namely, a petition must
identify the anticipated costs if the requested petition were to be
granted by EPA. 40 CFR 139.50(b)(4). As explained earlier in this
section, this is in keeping with the fact that the VIDA directs EPA to
apply the CWA technology-based standards for BPT, BCT, and BAT when
developing Federal standards of performance. These CWA standards
require the Agency to account for the projected cost of achieving
pollution reductions. Finally, EPA fixed a minor typographical error
that was present in the proposed rule; the final rule correctly
references CWA section 312(p)(4)(E), not 312(p)(4)(e), in 40 CFR
139.50(a)(1).
[[Page 82124]]
B. Petition by a Governor for the Administrator To Establish Enhanced
Great Lakes System Requirements
CWA section 312(p)(10)(B) identifies a process for establishing
enhanced Federal standards or requirements to apply within the Great
Lakes System in lieu of any comparable standards or requirements
promulgated under CWA section 312(p)(4)-(5). CWA section
312(p)(10)(B)(i)-(ii) provides that any Governor of a Great Lakes State
(or the Governor's designee) may initiate the process by submitting a
petition for an enhanced standard of performance or other requirement
to the Governor of each of the other Great Lakes states, the Executive
Director of the Great Lakes Commission, and the Director of EPA's Great
Lakes National Program Office proposing that other Governors of the
Great Lakes states endorse the petition. The final rule incorporates
the requirements at CWA section 312(p)(10)(B)(iii)(I)(bb) that a
petition shall include an explanation regarding why the applicable
standard of performance or other requirement is (1) at least as
stringent as a comparable standard of performance or other requirement
in the final rule; and (2) in accordance with maritime safety and
applicable maritime and navigation laws and regulations. 40 CFR
139.51(b). After following the applicable statutory procedures, CWA
section 312(p)(10)(B)(iii)(I)(aa) provides that the Great Lakes
Governors may jointly submit to the Administrator and the Secretary an
endorsement of a proposed standard of performance or other requirement
to apply within the Great Lakes System. CWA section
(p)(10)(B)(ii)(III)(bb) requires that any proposed standard or other
requirement must be endorsed by all Great Lakes Governors if the
proposal would impose any additional equipment requirement on a vessel,
or at least five Great Lakes Governors if the proposal would not impose
any additional equipment requirement on a vessel.
Upon receipt of the proposed standard of performance or requirement
from a Great Lakes Governor, CWA section 312(p)(10)(B)(iii)(II)
provides that the Administrator and the Secretary must sign for
publication in the Federal Register a joint notice that provides an
opportunity for public comment on the proposed standard of performance
or requirement. Pursuant to CWA section 312(p)(10)(B)(iii)(III)(aa), as
soon as practicable after publication of the joint notice, the
Administrator shall commence a review of the proposed standard of
performance or requirement to determine if it is at least as stringent
as the comparable CWA section 312(p) standards and requirements, while
the Secretary concurrently reviews to determine whether the proposed
standard of performance or requirement is in accordance with maritime
safety and applicable maritime and navigation laws and regulations.
During review, pursuant to CWA section 312(p)(10)(B)(iii)(III)(bb), the
Administrator and the Secretary shall consult with the Governor of each
Great Lakes State and representatives from the Federal and provincial
governments of Canada; shall take into consideration any relevant data
or public comments received; and shall not take into consideration any
preliminary assessment by the Great Lakes Commission or dissenting
opinion submitted by a Governor of a Great Lake State except to the
extent that such an assessment or opinion is relevant to the criteria
for the applicable determination under CWA section
312(p)(10)(B)(iii)(III)(aa). CWA section 312(p)(10)(B)(iii)(IV)
provides that not later than 180 days after receipt of the proposed
standard of performance or requirement, the Administrator and the
Secretary shall (1) approve or disapprove the proposal; and (2) submit
to the Governor of each Great Lakes State, and issue in the Federal
Register, a notice of the determination. Under CWA section
312(p)(10)(B)(iii)(V), if the proposal is disapproved, the
Administrator and Secretary shall sign and submit a notice of
determination to the Federal Register for publication that describes
the reasons why the standard of performance or requirement is less
stringent or inconsistent with applicable maritime safety or maritime
navigational laws and regulations, and provide any recommendations for
modifications that the Great Lakes states could make to conform the
disapproved portion of the proposal to the applicable requirements.
Under CWA section 312(p)(10)(B)(iii)(VI), if the Administrator and
Secretary approve a proposed standard of performance or other
requirement, the Administrator shall establish, by regulation, the
proposed standard or requirement within the Great Lakes in lieu of any
comparable standard or other requirements promulgated under CWA section
312(p)(4), and the Secretary shall establish, by regulation, any
requirements necessary to implement, ensure compliance with, and
enforce any new standard or requirement promulgated pursuant to this
petition process, or to apply the proposed requirement, within the
Great Lakes System in lieu of any comparable requirement promulgated
under paragraph CWA section (312)(p)(5).
EPA solicited comments on the process to request enhanced Great
Lakes system requirements, including the extent to which EPA should
provide further details in the final rule considering language already
included in the VIDA. Based on comments received on the proposed rule
and to improve clarity, EPA both replaced and added language in the
regulations to mirror the VIDA statutory language more closely. This
includes adding an additional provision that speaks to the timing and
effect of a Governor's withdrawal of an endorsement for a proposed
standard (40 CFR 139.51(f)), as well as a clarification that a complete
prohibition of one or more discharges only applies to those waters of
states with Governors endorsing the prohibition (40 CFR 139.51(k)). EPA
received one comment that led to a reexamination of the provision
dealing with judicial review and determined that, because the statute
speaks for itself on this matter, it does not require repetition in the
regulations and was therefore removed. EPA also made minor
modifications to the standards to improve consistency between related
paragraphs, add statutorily identified timeframes for the petition
process, and fix minor typographical errors in CWA references.
C. Application by a State for the Administrator To Establish a State
No-Discharge Zone
Under CWA section 312(p)(10)(D), states have the opportunity to
apply to EPA to prohibit one or more discharges incidental to the
normal operation of a vessel, whether treated or not, into specified
waters, if the State determines that the protection and enhancement of
the quality of some or all its waters require greater environmental
protection.
Pursuant to CWA section 312(p)(10)(D)(ii), a discharge prohibition
established by EPA through regulation would not apply until the date
the Administrator makes a determination as described in paragraph (iii)
establishing that (1) the prohibition would protect and enhance the
quality of the specified waters; (2) adequate facilities for the safe
and sanitary removal of the discharge incidental to the normal
operation of a vessel are reasonably available for the waters to which
the prohibition would apply; and (3) the discharge can safely be
collected and stored until a vessel reaches a discharge facility or
other location. If the no-discharge zone (NDZ) concerns ballast water
discharges regulated under CWA
[[Page 82125]]
section 312(p), then the Administrator must also determine that
adequate facilities are reasonably available for vessels subject to the
proposed NDZ after considering, at a minimum, water depth, dock size,
pumpout capacity and flow rate, availability of year-round operations,
proximity to navigational routes, and the ratio of pumpout facilities
to vessels in operation in the specified waters, and that the
prohibition for ballast water discharges will not unreasonably
interfere with the safe loading and unloading of cargo, passengers, or
fuel.
CWA section 312(p)(9)(A)(v) provides Alaska the authority to
regulate the discharge of graywater within State waters from a
passenger vessel carrying 50 or more passengers. Pursuant to section
1410 of Title XIV, Certain Alaskan Cruise Ship Operations, Alaska may
petition EPA under CWA section 312(f) to prohibit the discharge of
graywater and sewage from cruise ships operating in some or all of the
waters of the Alexander Archipelago or the navigable waters of the
United States within the State of Alaska or within the Kachemak Bay
National Estuarine Research Reserve. For all other incidental
discharges and types of vessels subject to this rule, Alaska, as with
the rest of the states, must adhere to the application process
identified in the VIDA and these regulations.
The final rule is substantively similar to the proposed rule;
however, the final rule incorporates some modifications to improve and
clarify the application requirements and process and to address
comments received during the public comment period. The application
requirements are intended to ensure that the State applicant provides
sufficient information for EPA to make the necessary determination
identified in CWA section 312(p)(10)(D)(iii)(I) without undue delay.
EPA's experience with CWA section 312(f) sewage NDZs suggests that an
informed determination requires a detailed understanding of the
proposed waters and affected vessel population to ensure that the
discharge prohibition is both environmentally beneficial and
achievable. For example, EPA cannot make a determination as to the
adequacy and reasonable availability of facilities if the application
does not characterize the location and operational capabilities of each
facility. EPA does, however, recognize that certain information
requirements may not be static or otherwise readily available to the
State. Information provided by the State to fulfill these information
requirements in the application may be projections or estimates;
however, projections and estimates must be justified and explained in
the application.
The final rule identifies the information requirements for a
state's application and the key procedural steps associated with EPA
approval and USCG concurrence. Based on comments received, EPA made
adjustments to some of the requirements. Among other facility
characteristics identified in the proposed rule, the final rule
requires the state's application to include information on the
connections at each facility for offloading discharge(s) from vessels
to account for the design of vessels and the potential issue that
incompatible connections may pose for vessel access to facilities. 40
CFR 139.52(c)(5). To address transport concerns raised during the
comment period, the final rule incorporates a new application
requirement for the State to explain the wastewater handling procedures
of each facility. 40 CFR 139.52(c)(6). The purpose of this requirement
is to ensure that storage and transport of offloaded wastewater is
conducted safely and in conformance with applicable laws. This
information will also assist EPA in making a timely determination
regarding the adequacy of facilities for pumpout and treatment of the
wastewater, as required by the VIDA. The final rule also updates the
provision concerning the map of facility locations to allow a State to
provide the coverage area for mobile facilities in lieu of a specific
point location. 40 CFR 139.52(c)(7). EPA notes that some facility
characteristics identified as required in the final rule may not always
be relevant to mobile facilities. However, any pertinent restrictions
that may affect vessel access to the facility must be noted. At
commenters' request, EPA also added clarifying information in this
preamble regarding applicability of the NDZ program to graywater in
Alaska and the use of projections in the State application. To the
extent that commenters otherwise asked EPA to require additional
information in State NDZ applications, such requirements are
unnecessary for EPA to evaluate the applications for an NDZ under the
VIDA.
In light of comments received, EPA concluded that the requirement
for the application to include a table identifying the location and
geographic area of each proposed NDZ was unclear. Therefore, the final
rule instead includes a provision requiring a narrative explanation of
the location of the proposed waters and a map delineating the
boundaries of the requested prohibition using geographic coordinates.
40 CFR 139.52(c)(1). EPA has further concluded that the 40 CFR
139.52(h) provision from the proposed rule was not necessary to include
in the final rule because it repeated the contents of 40 CFR 139.52(b).
In 40 CFR 139.52(d)(2), EPA added that ``the availability of
operational changes as a means to reduce the discharge'' is another
factor considered in making an adequacy determination, because
operational changes may be available as an alternative to pumpout
facilities for certain discharges. Lastly, EPA made minor changes to
the standards to consistently refer to the state's submittal as an
``application,'' to emphasize that only existing facilities can be
considered as part of EPA's adequacy determination, and to simplify the
provisions related to the application process for clarity.
Regarding the application process, EPA notes that within 90 days of
receipt of an application from a State containing the required
information, EPA will send a determination letter to the applicant with
a tentative approval or disapproval. Following a tentative approval,
EPA will proceed through the rulemaking process, including issuance of
a Notice of Proposed Rulemaking and a request for concurrence from the
USCG. If appropriate after review of public comments, EPA will publish
a final rule establishing a prohibition. An NDZ will be enforced
according to CWA section 312(k) and will have an effective date 30 days
after publication of the final rule unless the State and EPA agree to a
later date. If EPA concludes that it is appropriate to disapprove the
application, either initially or after review of public comments on the
Notice of Proposed Rulemaking, EPA will notify the public of the
disapproval by publishing a notice in the Federal Register that
includes an explanation of EPA's decision-making.
X. Implementation, Compliance, and Enforcement
CWA section 312(p)(5) directs the USCG to develop implementing
regulations governing the design, construction, testing, approval,
installation, and use of marine pollution control devices as are
necessary to ensure compliance with the Federal standards of
performance presented in this final rule. Additionally, the USCG shall
promulgate requirements to ensure, monitor, and enforce compliance of
the final standards. As such, this final rule does not include
implementation, compliance, or enforcement provisions.
XI. Economic Analysis
An Economic Analysis (EA) was developed to accompany this final
rule.
[[Page 82126]]
In the EA, EPA projects that the incremental costs arising from the
final rule will be minor and that the vessel community will experience
a net savings of $11.3 million annually, based on $16.1 million of
annualized incremental costs and $27.4 million of annualized
incremental cost savings, at a two percent discount rate. The cost
savings are principally the result of the VIDA's exclusion of small
vessels and fishing vessels from Federal incidental discharge
requirements (e.g., CWA permits and national discharges standards),
except for ballast water. When compared to the VGP requirements, this
exclusion will reduce burden on more than 160,000 vessels. The EA
includes a qualitative discussion of benefits.
EPA estimates that 69,000 U.S.-flagged and 16,000 foreign-flagged
vessels will be subject to the discharge standards in this final rule.
The EA evaluates the cost impacts to the 69,000 U.S.-flagged vessels,
as well as the approximately 600 foreign-flagged vessels that are U.S.-
owned.
To estimate cost impacts, the EA uses compliance with the VGP and
the sVGP, as well as other regulations and industry standards, as the
analytic baseline because it represents the status quo that existed
prior to the passage of the VIDA. The analysis projected cost impacts
expected as a result of the final EPA standards compared to the
baseline experienced by the regulated community immediately prior to
passage of the VIDA legislation. The VIDA repealed the sVGP effective
immediately upon signature, while stipulating that VGP requirements are
to remain in place until the new VIDA program is fully in force and
effective. This analysis accounts for both the impacts of the final EPA
standards as well as the regulatory relief expected as a result of the
VIDA's exclusion of small vessels and fishing vessels from the
discharge requirements, except for ballast water, and the corresponding
repeal of the sVGP.
The cost analysis groups the final rule's major impacts into three
major categories: (1) costs due to rule provisions dictated by the
VIDA; (2) costs for rule provisions unchanged from the VGP; and (3)
other rule provisions (including changes from the VGP). The first
category--costs due to rule provisions dictated by the VIDA--include
those legislative changes mandated directly in the VIDA that give rise
to incremental costs to vessel owners/operators. These provisions
impose new ballast water requirements nationally, as well as regionally
in the Pacific Region and the Great Lakes. The estimated incremental
cost for vessels to meet these ballast water-related Congressionally-
mandated provisions is $5.5 million annually. There is also an
incremental cost associated with the State petition processes provided
for in the VIDA, estimated at $6 thousand annually based on expected
burden from information collection activities over the next three
years. The second category--costs for rule provisions unchanged from
the VGP--specifically addresses the final standard for oil-to-sea
interfaces, which clarifies that the scope of this discharge category
includes discharge of lubricants from equipment that extends overboard,
and vessels must therefore use EALs in equipment that extends overboard
as well as equipment with oil-to-sea interfaces below the waterline.
The economic analysis accompanying the 2013 VGP did not include a cost
estimate for EAL use on equipment that extends overboard, so this EA
rectifies that omission. EPA estimated an average annual incremental
cost of $5.7 million for this category. The final category discusses
other rule provisions including changes from the VGP. First, it
discusses the final standards that result in incremental costs compared
to existing VGP requirements. This includes the standards promulgated
for graywater systems and seawater piping systems for which incremental
costs are projected to increase by $2.7 million annually. This category
also discusses the costs of the new requirement for new Lakers to
install, operate, and maintain a BWMS that has been type-approved by
the USCG. The EA calculated the total annualized cost to be $2.2
million for the new Laker equipment standard. Finally, this category
discusses final standards that are not expected to result in
incremental costs compared to the VGP baseline because they are largely
consistent with the VGP and/or reflect practices already in place on
vessels as a result of other regulations and industry standards. These
include certain aspects of the standards for desalination and
purification systems, exhaust gas recirculation systems, fire
protection equipment, and hulls and associated niche area management.
The EA also characterizes the reduction in costs projected to
result from the VIDA's exclusion of small vessels and fishing vessels
from the discharge requirements, except for ballast water, and the
corresponding repeal of the sVGP. EPA estimates that this regulatory
relief will result in annual cost savings of about $27.4 million to the
vessel community. EPA did not evaluate the cost impacts from changes in
monitoring, reporting, inspection, or recordkeeping associated with the
USCG's authorities and responsibilities under the VIDA.
To evaluate the potential impact of the final rule on small
entities, EPA used a cost-to revenue test to evaluate potential
severity of economic impact on vessels owned by small entities. The
test calculates annualized pre-tax compliance cost as a percentage of
total revenues and uses a threshold of 1 and 3 percent to identify
entities that would be significantly impacted by this final rule. EPA
projects the potential impacts would not exceed these conventional
cost/revenue thresholds. In addition, the Agency completed estimates of
the paperwork burden associated with the final rule. These estimates
project the annualized paperwork burden on states that voluntarily
petition EPA for any one of the following: establishment of no-
discharge zones, review of Federal standards of performance, issuance
of emergency orders, and establishment of enhanced Great Lakes System
requirements.
EPA also assessed the environmental impacts from this final rule.
The Agency does not expect the final rule to change environmental
benefits significantly compared to those realized by the VGP. This is
because the 2013 VGP already includes requirements for incidental
discharges from the vessels subject to this rule, so the environmental
benefits derived from having discharge standards in place are a
significant part of the baseline. Additionally, the existing VGP
requirements are largely adopted as the new discharge standards in this
rule, in part due to the VIDA's requirement that EPA's standards be at
least as stringent as those requirements in the 2013 VGP, barring
certain specified exemptions. EPA notes that the VIDA exclusion of
small vessels and fishing vessels, except for ballast water, and the
corresponding repeal of the sVGP could potentially lead to a reduction
in environmental benefits to the extent that affected vessels no longer
adhere to practices previously required under the sVGP. In particular,
the EA examines possible losses in benefits from the elimination of the
sVGP discharge management requirements for bilgewater, graywater, and
anti-fouling hull coatings.
The EA updates and replaces the Regulatory Impact Analysis (RIA)
that was prepared alongside the proposed rule. Based on comments
received on the proposed rule, the EA includes a revised U.S. ferry
vessel estimate based on new sources identified by a commenter and
information available
[[Page 82127]]
from EPA's 2013 VGP electronic reporting system. The final EA is
available in the docket.
XII. Statutory and Executive Order Reviews
Additional information about these statutes and Executive Orders
can be found at https://www.epa.gov/laws-regulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 14094: Modernizing Regulatory Review
This action is a ``significant regulatory action'' as defined in
Executive Order 12866, as amended by Executive Order 14094.
Accordingly, EPA submitted this action to the Office of Management and
Budget (OMB) for Executive Order 12866 review. Documentation of any
changes made in response to Executive Order 12866 review is available
in the docket. EPA prepared an analysis of the potential costs and
benefits associated with this action. This Economic Analysis is
available in the docket.
B. Paperwork Reduction Act (PRA)
The information collection activities in this rule have been
submitted for approval to the Office of Management and Budget (OMB)
under the PRA. The Information Collection Request (ICR) document that
EPA prepared has been assigned EPA ICR number 2605.02. You can find a
copy of the ICR in the docket for this rule, and it is briefly
summarized here. The information collection requirements are not
enforceable until OMB approves them.
This action, once implemented through corresponding USCG
requirements addressing implementation, compliance, and enforcement,
would impose an information collection burden to states under the PRA.
The action imposes a new information collection burden on states
seeking to petition EPA to establish different Federal standards of
performance including enhanced standards in the Great Lakes, issue
emergency orders, or establish no-discharge zones. EPA does not
anticipate an information collection burden on states until the USCG
has established final implementing requirements (required by the VIDA
as soon as practicable but not later than two years after the EPA
discharge standards proposed in this rulemaking are finalized). After
such time, the information collection burden relates to the voluntary
preparation and submission of petitions by states and is therefore an
intermittent activity.
The ICR submitted for approval to the OMB as part of this
rulemaking reflects an anticipated burden to states in the third year
of the three-year ICR cycle. This includes one petition of each type:
Modification of Federal standards of performance, issuance of emergency
orders, and establishment no-discharge zones. EPA does not expect
petitions for enhanced Great Lakes System requirements during this ICR
cycle. The type and level of detail of information that a State would
need to generate to petition EPA under CWA section 312(p) is most
analogous to the information prepared for an application to EPA under
the existing CWA section 312 ICR (OMB control number 2040-0187), which
includes State activities related to petitioning EPA for no-discharge
zones for sewage and discharges incidental to the normal operation of
vessels of the Armed Forces. For incidental discharges from vessels of
the Armed Forces, states may also petition EPA for a review of
standards. Because of the parallels in discharge types and State
activities, EPA used the burden estimates in the existing ICR to inform
the expected burden for this proposed rule. Looking ahead, EPA expects
that this new ICR will be combined with the existing CWA section 312
ICR (OMB control number 2040-0187) expected to be renewed no later than
September 30, 2026. This would create a single ICR that would include
the information collection burden for all three vessel programs under
CWA section 312 (sewage, vessels of the Armed Forces, and commercial
vessels).
The hour and cost estimates, summarized below, include such
activities as reviewing the relevant regulations and guidance
documents, gathering and analyzing the required information, and
preparing and submitting the application.
Respondents/affected entities: State governments (NAICS code
924110) are the only respondents to the data collection activities
described in this ICR.
Respondent's obligation to respond: Preparation and submission of a
petition is a voluntary action that may be undertaken by the
respondent. This is not a reporting requirement, nor are there any
deadlines associated with these petitions.
Estimated number of respondents: Three respondents are anticipated
during this three-year ICR cycle.
Frequency of response: Three petitions are anticipated during this
three-year ICR cycle, each in the third year, including one petition
each for establishment of a no-discharge zone; review of any standard
of performance, regulation, or policy; and issuance of an emergency
order.
Total estimated burden: Approximately 83 hours per year.
Total estimated cost: $5,604 per year, including $150 annualized
operation & maintenance costs.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for EPA's
regulations in 40 CFR are listed in 40 CFR part 9. When OMB approves
this ICR, the Agency will announce that approval in the Federal
Register and publish a technical amendment to 40 CFR part 9 to display
the OMB control number for the approved information collection
activities contained in this final rule.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA.
Although this action will impose requirements on any small entity that
operates a vessel subject to the standards, EPA used a cost-to-revenue
test to evaluate the potential severity of economic impact on vessels
owned by small entities. EPA determined that the projected cost burden
would not exceed 1 percent of annual revenue. Details of the screening
analysis are presented in section 8.3 (``Regulatory Flexibility Act'')
in the Economic Analysis available in the docket.
D. Unfunded Mandates Reform Act (UMRA)
This action does not contain any unfunded mandate as described in
UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect
small governments. The action imposes no enforceable duty on any State,
local, or Tribal governments or the private sector.
E. Executive Order 13132: Federalism
EPA has concluded that this action has federalism implications
because it preempts State law. The VIDA added a new CWA section
312(p)(9)(A) that specifies that, beginning on the effective date of
the requirements promulgated by the Secretary established under CWA
section 312(p)(5), no State, political subdivision of a State, or
interstate agency may adopt or enforce any law, regulation, or other
requirement with respect to an incidental discharge subject to
regulation under the VIDA except insofar as such law, regulation, or
other requirement is identical to or less stringent than the Federal
regulations under the VIDA.
[[Page 82128]]
EPA provides the following federalism summary impact statement. EPA
consulted with State and local officials early in the process of
developing the proposed action to permit them to have meaningful and
timely input into its development. EPA and the USCG conducted a
Federalism consultation briefing on July 9, 2019, in Washington, DC to
allow for such input. EPA provided an overview of the VIDA, described
the interim requirements and the framework of future regulations,
identified State provisions associated with the VIDA, and received
comments and questions. The briefing was attended by representatives
from the National Governors Association, the National Conference of
State Legislatures, the U.S. Conference of Mayors, the County
Executives of America, the National Association of Counties, the
National League of Cities, Environmental Council of the States, the
Association of Clean Water Administrators, the National Water Resources
Association, the Association of Fish and Wildlife Agencies, the
National Association of State Boating Law Administrators, the Western
Governors Association, and the Western States Water Council. Pre-
proposal comments were accepted from July 9, 2019 to September 9, 2019
and are described in conjunction with the Governors' Consultation
comments. After the public comment period concluded, EPA met with state
representatives to discuss topics of interest between June and October
2021 to inform the development of the supplemental notice and final
rule.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action has Tribal implications. However, it will neither
impose substantial direct compliance costs on federally recognized
Tribal governments, nor preempt Tribal law. Tribes may be interested in
this action because commercial vessels may operate in or near Tribal
waters. Additionally, EPA may be authorized to treat eligible federally
recognized Tribes as a State (TAS) under section 309 of the CWA.
EPA consulted with Tribal officials under the EPA Policy on
Consultation and Coordination with Indian Tribes early in the process
of developing this regulation to permit them to have meaningful and
timely input into its development. A summary of that consultation and
coordination follows.
EPA initiated a Tribal consultation and coordination process for
EPA's 2020 Notice of Proposed Rulemaking (85 FR 67818, October 26,
2020) by sending a ``Notice of Consultation and Coordination'' letter
on June 18, 2019, to all 573 Tribes that were federally recognized at
the time.\8\ The letter invited Tribal leaders and designated
consultation representatives to participate in the Tribal consultation
and coordination process that lasted from July 11 to September 11,
2019. EPA held an informational webinar for Tribal representatives on
July 11, 2019, to obtain meaningful and timely input during the
development of the proposed rule. During the webinar, EPA provided an
overview of the VIDA, described the interim requirements and the
framework of future regulations, and identified Tribal provisions
associated with the VIDA. A total of nine Tribal representatives
participated in the webinar. EPA also provided an informational
presentation on the VIDA during the Region 10 Regional Tribal
Operations Committee (RTOC) call on July 18, 2019, as requested by the
RTOC. During the consultation period, Tribes and Tribal organizations
sent two pre-proposal comment letters to EPA as part of the
consultation process. In addition, EPA held one consultation meeting
with the leadership of a Tribe, at the Tribe's request, to obtain pre-
proposal input and answer questions regarding the forthcoming rule.
---------------------------------------------------------------------------
\8\ In December 2019, the Little Shell Tribe of Chippewa Indians
became the 574th federally recognized Tribe.
---------------------------------------------------------------------------
EPA incorporated the feedback it received from Tribal
representatives in the proposed rule. Records of the Tribal
informational webinar and a consultation summary of the written and
verbal comments submitted by Tribes are included in the public docket
for this rule. Several Tribes requested additional consultation in
comments submitted during the public comment period of the proposed
rule. EPA offered additional consultation opportunities and met with
Tribal representatives of the Gun Lake Tribe and Chippewa Ottawa
Resource Authority in September and October 2021, respectively, to
inform development of the supplemental notice and final rule.
As required by section 7(a), the EPA's Tribal Consultation Official
has certified that the requirements of the executive order have been
met in a meaningful and timely manner. A copy of the certification is
included in the docket.
G. Executive Order 13045: Protection of Children From Environmental
Health and Safety Risks
EPA interprets Executive Order 13045 as applying only to those
regulatory actions that concern environmental health or safety risks
that EPA has reason to believe may disproportionately affect children,
per the definition of ``covered regulatory action'' in section 2-202 of
the Executive Order.
Therefore, this action is not subject to Executive Order 13045
because it does not concern an environmental health risk or safety
risk. Since this action does not concern human health, EPA's Policy on
Children's Health also does not apply. However, overall, this rule
would reduce the amount of pollution entering waterbodies from vessels
through the minimization and control of discharges entering the waters
of the U.S. and the contiguous zone that may contain pollutants such as
aquatic nuisance species (ANS), nutrients, bacteria or pathogens, oil
and grease, metals, as well as other toxic, nonconventional, and
conventional pollutants (e.g., organic matter, bicarbonate, and
suspended solids). This would yield human health benefits due to
decreased exposure to these pollutants and improve the recreational
utility of waterbodies where vessels would be subject to the proposed
standards.
H. Executive Order 13211: Actions That Concern Regulations That
Significantly Affect Energy Supply, Distribution, and Use
This action is not a ``significant energy action'' because it is
not likely to have a significant adverse effect on the supply,
distribution or use of energy. Any additional energy usage would be
insignificant compared to the total energy usage of vessels and the
total annual U.S. energy consumption. Additionally, given that the rule
establishes national standards of performance for vessel incidental
discharges, and that these standards are largely borne out of existing
requirements under the 2013 Vessel General Permit, EPA does not
anticipate any significant climate impacts.
I. National Technology Transfer and Advancement Act
This rulemaking does not involve technical standards. For
informational purposes, EPA notes the existence of voluntary standards
applicable to vessel activities developed by NACE; these standards
cover topics such as corrosion prevention and biofouling inspections.
[[Page 82129]]
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations and
Executive Order 14096: Revitalizing Our Nation's Commitment to
Environmental Justice for All
EPA believes that it is not practicable to assess whether the human
health or environmental conditions that exist prior to this action
result in disproportionate and adverse effects on communities with
environmental justice concerns. While EPA was unable to perform a
detailed environmental justice analysis because it lacks data on the
exact location of vessels and their associated discharges, the
rulemaking would increase the level of environmental protection for all
affected populations without having any disproportionately high and
adverse human health or environmental effects on any population,
including any minority or low-income population. The Agency recognizes
that the burdens of environmental pollution disproportionately fall on
certain communities with environmental justice concerns. Overall, this
rule would reduce the amount of pollution entering waterbodies from
vessels through the minimization and control of discharges entering the
waters of the U.S. and the contiguous zone that may contain pollutants
such as aquatic nuisance species (ANS), nutrients, bacteria or
pathogens, oil and grease, metals, as well as other toxic,
nonconventional, and conventional pollutants (e.g., organic matter,
bicarbonate, and suspended solids). This would yield human health
benefits due to decreased exposure to these pollutants and improve the
recreational utility of waterbodies where vessels would be subject to
the proposed standards.
The information supporting this Executive Order review is contained
in section III.C. of this preamble, Environmental Impacts of Discharges
for Which Technology-Based Discharge Standards Are Established by This
Rule, which provides information on the pollutants found in the vessel
discharges that this rule is intended to prevent or reduce from
entering waters of the United States or the contiguous zone. Section V.
of this preamble, Stakeholder Engagement, describes the public
participation opportunities associated with this rule that allowed for
meaningful and timely input on rule development and decision-making,
including any relevant environmental justice concerns.
K. Congressional Review Act (CRA)
This action is subject to the CRA, and EPA will submit a rule
report to each House of the Congress and to the Comptroller General of
the United States. This action is not a ``major rule'' as defined by 5
U.S.C. 804(2).
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List of Subjects in 40 CFR Part 139
Environmental protection, Commercial vessels, Coastal zone,
Incidental discharges.
Michael S. Regan,
Administrator.
0
Therefore, for the reasons set forth in the preamble, EPA amends 40 CFR
chapter I, subchapter D by adding part 139 to read as follows:
PART 139--DISCHARGES INCIDENTAL TO THE NORMAL OPERATION OF VESSELS
Subpart A--Scope
Sec.
139.1 Coverage.
139.2 Definitions.
139.3 Other Federal laws.
Subpart B--General Standards for Discharges Incidental to the Normal
Operation of a Vessel
139.4 General operation and maintenance.
139.5 Biofouling management.
139.6 Oil management.
[[Page 82132]]
Subpart C--Standards for Specific Discharges Incidental to the Normal
Operation of a Vessel
139.10 Ballast tanks.
139.11 Bilges.
139.12 Boilers.
139.13 Cathodic protection.
139.14 Chain lockers.
139.15 Decks.
139.16 Desalination and purification systems.
139.17 Elevator pits.
139.18 Exhaust gas emission control systems.
139.19 Fire protection equipment.
139.20 Gas turbines.
139.21 Graywater systems.
139.22 Hulls and associated niche areas.
139.23 Inert gas systems.
139.24 Motor gasoline and compensating systems.
139.25 Non-oily machinery.
139.26 Pools and spas.
139.27 Refrigeration and air conditioning.
139.28 Seawater piping.
139.29 Sonar domes.
Subpart D--Special Area Requirements
139.40 Federally-protected waters.
Subpart E--Procedures for States to Request Changes to Standards,
Regulations, or Policy Promulgated by the Administrator
139.50 Petition by a Governor for the Administrator to establish an
emergency order or review a standard, regulation, or policy.
139.51 Petition by a Governor for the Administrator to establish
enhanced Great Lakes System requirements.
139.52 Application by a State for the Administrator to establish a
State no-discharge zone.
Appendix A to Part 139--Federally-Protected Waters
Authority: 33 U.S.C. 1251 et seq.
PART 139--DISCHARGES INCIDENTAL TO THE NORMAL OPERATION OF VESSELS
Subpart A--Scope
Sec. 139.1 Coverage.
(a) Vessel discharges. Except as provided in paragraph (b) of this
section, this part applies to:
(1) Any discharge incidental to the normal operation of a vessel;
and
(2) Any discharge incidental to the normal operation of a vessel
(such as most graywater) that is commingled with sewage, subject to the
conditions that:
(i) Nothing in this part prevents a State from regulating sewage
discharges; and
(ii) Any such commingled discharge must comply with all applicable
requirements of:
(A) This part; and
(B) Any law applicable to the discharge of sewage.
(b) Exclusions. This part does not apply to any discharge:
(1) Incidental to the normal operation of:
(i) A vessel of the Armed Forces subject to 33 U.S.C. 1322(n);
(ii) A recreational vessel subject to 33 U.S.C. 1322(o);
(iii) A small vessel or fishing vessel, except that this part
applies to any discharge of ballast water from a small vessel or
fishing vessel; or
(iv) A floating craft that is permanently moored to a pier,
including, but not limited to, a floating casino, hotel, restaurant, or
bar; or
(2) That results from, or contains material derived from, an
activity other than the normal operation of the vessel, such as
material resulting from an industrial or manufacturing process onboard
the vessel; or
(3) If compliance with this part would compromise the safety of
life at sea.
(c) Area of coverage. The standards in this part apply to any
vessel identified in paragraph (a) of this section, not otherwise
excluded in paragraph (b) of this section, while operating in the
waters of the United States or the waters of the contiguous zone.
(d) Effective date. (1) The standards in this part are effective
beginning on the date upon which regulations promulgated by the
Secretary governing the design, construction, testing, approval,
installation, and use of marine pollution control devices as necessary
to ensure compliance with the standards are final, effective, and
enforceable.
(2) As of the effective date identified in paragraph (d)(1) of this
section, the requirements of the Vessel General Permit and all
regulations promulgated by the Secretary pursuant to section 1101 of
the Nonindigenous Aquatic Nuisance Prevention and Control Act of 1990
(16 U.S.C. 4711), including the regulations contained in 46 CFR 162.060
and 33 CFR part 151 subparts C and D, as in effect on December 3, 2018,
shall be deemed repealed and have no force or effect.
Sec. 139.2 Definitions.
The following definitions apply for the purposes of this part.
Terms not defined in this section have the meaning as defined under the
Clean Water Act (CWA) and applicable regulations.
Active discharge of biofouling means the discharge of biofouling
from a vessel resulting from in-water cleaning activities.
Administrator means the Administrator of the Environmental
Protection Agency.
Anti-fouling coating means a coating or paint designed to prevent,
repel, or facilitate the detachment of biofouling from hull and niche
areas that are typically or occasionally submerged.
Anti-fouling system means a coating, paint, surface treatment,
surface, or device that is used on a vessel to control or prevent
attachment of organisms.
Aquatic nuisance species (ANS) means a nonindigenous species that
threatens the diversity or abundance of a native species; the
ecological stability of waters of the United States or the waters of
the contiguous zone; or a commercial, agricultural, aquacultural, or
recreational activity that is dependent on waters of the United States
or the waters of the contiguous zone.
Ballast tank means any tank or hold on a vessel used for carrying
ballast water, whether or not the tank or hold was designed for that
purpose.
Ballast water means any water, to include suspended matter and
other materials taken onboard a vessel, to control or maintain trim,
draft, stability, or stresses of the vessel, regardless of the means by
which any such water or suspended matter is carried; or taken onboard a
vessel during the cleaning, maintenance, or other operation of a
ballast tank or ballast water management system of the vessel. The term
does not include any substance that is added to that water that is
directly related to the operation of a properly functioning ballast
water management system.
Ballast water exchange means the replacement of ballast water in a
ballast tank using one of the following methods:
(1) Flow-through exchange, in which ballast water is flushed out by
pumping in midocean water at the bottom of the tank if practicable, and
continuously overflowing the tank from the top, until three full
volumes of tank water have been changed.
(2) Empty and refill exchange, in which ballast water is pumped out
until the pump loses suction, after which the ballast tank is refilled
with water from the midocean.
Ballast water management system (BWMS) means any marine pollution
control device (including all ballast water treatment equipment,
ballast tanks, pipes, pumps, and all associated control and monitoring
equipment) that processes ballast water to kill, render nonviable, or
remove organisms; or to avoid the uptake or discharge of organisms.
Bioaccumulative means the failure to meet one or more of the
criteria established in the definition of not bioaccumulative.
[[Page 82133]]
Biodegradable for the following classes of substances, means (all
percentages are on a weight/weight concentration basis):
(1) For oils: At least 90% of the formulation (for any substances
present above 0.1%) demonstrates, within 28 days, either the removal of
at least 70% of dissolved organic carbon (DOC), production of at least
60% of the theoretical carbon dioxide, or consumption of at least 60%
of the theoretical oxygen demand). Up to 5% of the formulation may be
non-biodegradable but may not be bioaccumulative. The remaining 5% must
be inherently biodegradable.
(2) For greases: At least 75% of the formulation (for any
substances present above 0.1%) demonstrates, within 28 days, either the
removal of at least 70% of DOC, production of at least 60% of the
theoretical carbon dioxide, or consumption of at least 60% of the
theoretical oxygen demand). Up to 25% of the formulation may be non-
biodegradable or inherently biodegradable but may not be
bioaccumulative.
(3) For soaps, cleaners, and detergents: A product that
demonstrates, within 28 days, either the removal of at least 70% of
DOC, production of at least 60% of the theoretical carbon dioxide, or
consumption of at least 60% of the theoretical oxygen demand.
(4) For biocides: A compound or mixture that, within 28 days,
demonstrates removal of at least 70% of DOC and production of at least
60% of the theoretical carbon dioxide.
Biofouling means the accumulation of aquatic organisms, such as
microorganisms, plants, and animals, on surfaces and structures
immersed in or exposed to the aquatic environment.
Broom clean means a condition in which care has been taken to
prevent or eliminate any visible concentration of tank or cargo
residues, so that any remaining tank or cargo residues consist only of
dust, powder, or isolated and random pieces, none of which exceeds one
inch in diameter.
Captain of the Port (COTP) Zone means such zone as established by
the Secretary or Commandant of the Coast Guard pursuant to sections
501, 503, and 504 of title 14, United States Code, as reorganized in
Title I of the Frank LoBiondo Coast Guard Authorization Act of 2018).
Commercial vessel means, except as the term is used in Sec.
139.10(g), any vessel used in the business of transporting property for
compensation or hire, or in transporting property in the business of
the owner, lessee, or operator of the vessel. As used in Sec.
139.10(g), the term commercial vessel means a vessel operating between:
(1) Two ports or places of destination within the Pacific Region;
or
(2) A port or place of destination within the Pacific Region and a
port or place of destination on the Pacific Coast of Canada or Mexico
north of parallel 20 degrees north latitude, inclusive of the Gulf of
California.
Constructed with respect to a vessel means a stage of construction
when one of the following occurs:
(1) The keel of a vessel is laid;
(2) Construction identifiable with the specific vessel begins;
(3) Assembly of the vessel has commenced and comprises at least 50
tons or 1 percent of the estimated mass of all structural material,
whichever is less; or
(4) The vessel undergoes a major conversion.
Contiguous zone means the entire zone established by the United
States under Article 24 of the Convention on the Territorial Sea and
the Contiguous Zone.
Discharge means discharge incidental to the normal operation of a
vessel as defined in this section.
Discharge incidental to the normal operation of a vessel means a
discharge, including:
(1) Graywater, bilgewater, cooling water, weather deck runoff,
ballast water, oil water separator effluent, and any other pollutant
discharge from the operation of a marine propulsion system, shipboard
maneuvering system, crew habitability system, or installed major
equipment, such as an aircraft carrier elevator or a catapult, or from
a protective, preservative, or absorptive application to the hull of
the vessel; and
(2) A discharge in connection with the testing, maintenance, and
repair of a system described in clause (1):
(i) Whenever the vessel is waterborne; and does not include:
(A) A discharge of rubbish, trash, garbage, or other such material
discharged overboard;
(B) An air emission resulting from the operation of a vessel
propulsion system, motor driven equipment, or incinerator; or
(3) A discharge that is not covered by Sec. 122.3 of this chapter
(as in effect on February 10, 1996).
Discharge of oil in such quantities as may be harmful means any
discharge of oil, including an oily mixture, in such quantities
identified in 40 CFR 110.3 and excluding those discharges specified in
40 CFR 110.5.
Empty ballast tank means a tank that has previously held ballast
water that has been drained to the limit of the functional or
operational capabilities of the tank (such as loss of pump suction); is
recorded as empty on a vessel log; and may contain unpumpable residual
ballast water and sediment.
Environmentally acceptable lubricant (EAL) means a lubricant or
hydraulic fluid, including any oil or grease, that is
``biodegradable,'' ``minimally-toxic,'' and ``not bioaccumulative,'' as
these terms are defined in this section.
Exclusive Economic Zone (EEZ) means the area established by
Presidential Proclamation Number 5030, dated March 10, 1983, that
extends from the base line of the territorial sea of the United States
seaward 200 nautical miles, and the equivalent zone of Canada.
Existing vessel means a vessel constructed, or where construction
has begun, prior to the date identified in regulations promulgated by
the Secretary as described in Sec. 139.1(e).
Federally-protected waters means any waters of the United States or
the waters of the contiguous zone subject to Federal protection, in
whole or in part, for conservation purposes, located within any area
listed in appendix A, as designated under:
(1) National Marine Sanctuaries designated under the National
Marine Sanctuaries Act (16 U.S.C. 1431 et seq.);
(2) Marine National Monuments designated under the Antiquities Act
of 1906;
(3) A unit of the National Park System, including but not limited
to National Preserves and National Monuments, designated by the
National Park Service within the U.S. Department of the Interior;
(4) A unit of the National Wildlife Refuge System, including
Wetland Management Districts, Waterfowl Production Areas, National Game
Preserves, Wildlife Management Areas, and National Fish and Wildlife
Refuges designated under the National Wildlife Refuge System
Administration Act of 1966 as amended by the National Wildlife Refuge
System Improvement Act of 1997;
(5) National Wilderness Areas designated under the Wilderness Act
of 1964 (16 U.S.C. 1131-1136); and
(6) Any component designated under the National Wild and Scenic
Rivers Act of 1968, 16 U.S.C. 1273.
Ferry means a vessel that is used on a regular schedule to:
(1) Provide transportation only between places than are not more
than 300 miles apart; and
(2) Transport only:
(i) Passengers; or
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(ii) Vehicles or railroad cars that are being used, or have been
used, in transporting passengers or goods.
Fire protection equipment includes all components used for fire
protection including but not limited to firemain systems, sprinkler
systems, extinguishers, and firefighting agents such as foam.
Graywater means drainage from galley, shower, laundry, bath, water
fountain, and sink drains, and other similar sources.
Great Lakes means Lake Ontario, Lake Erie, Lake Huron (including
Lake Saint Clair), Lake Michigan, Lake Superior, and the connecting
channels (Saint Mary's River, Saint Clair River, Detroit River, Niagara
River, and Saint Lawrence River to the Canadian border), and includes
all other bodies of water within the drainage basin of such lakes and
connecting channels.
Great Lakes State means any of the states of Illinois, Indiana,
Michigan, Minnesota, New York, Ohio, Pennsylvania, and Wisconsin.
Gross register tonnage (GRT) means the gross tonnage measurement of
the vessel under the Regulatory Measurement System.
Gross tonnage (GT) means the gross tonnage measurement of the
vessel under the Convention Measurement System.
Impaired waterbody means a waterbody identified by a State, tribe,
or EPA pursuant to section 303(d) of the CWA as not meeting applicable
State or Tribal water quality standards (these waters are called
``water quality limited segments'' under 40 CFR 130.2(j)) and includes
both waters with approved or established Total Maximum Daily Loads
(TMDLs) and those for which a TMDL has not yet been approved or
established.
Inherently biodegradable means the property of being able to be
biodegraded when subjected to sunlight, water, and naturally occurring
microbes to the following level: greater than 70% biodegraded after 28
days using Organization for Economic Cooperation and Development (OECD)
Test Guidelines 302C or greater than 20% but less than 60% biodegraded
after 28 days using OECD Test Guidelines 301 A-F.
Internal waters means:
(1) With respect to the United States, the waters shoreward of the
territorial sea baseline, including waters of the Great Lakes extending
to the maritime boundary with Canada; and
(2) With respect to any other nation, the waters shoreward of its
territorial sea baseline, as recognized by the United States.
In-water cleaning with capture (IWCC) means the use and operation
of a cleaning system for vessel surfaces that is designed to capture
and transport coatings and biofouling organisms to an adjacent barge or
shore-based facility for collection and processing.
In-water cleaning without capture means any in-water cleaning of
vessel surfaces that does not use in-water cleaning with capture.
Live or living, notwithstanding any other provision of law
(including regulations), does not:
(1) Include an organism that has been rendered nonviable; or
(2) Preclude the consideration of any method of measuring the
concentration of organisms in ballast water that are capable of
reproduction.
Macrofouling means biofouling caused by the attachment and
subsequent growth of visible plants and animals on surfaces and
structures immersed in or exposed to the aquatic environment.
Macrofouling includes large, distinct multicellular individual or
colonial organisms visible to the human eye, such as barnacles,
tubeworms, mussels, fronds/filaments of algae, bryozoans, sea squirts,
and other large attached, encrusting, or mobile organisms.
Major conversion means a conversion of an existing vessel:
(1) That substantially alters the dimensions or carrying capacity
of the vessel; or
(2) That changes the type of the vessel; or
(3) The intent of which, in the opinion of the government of the
country under whose authority the vessel is operating, is substantially
to prolong its life; or
(4) Which otherwise so alters the vessel that, if it were a new
vessel, it would become subject to relevant provisions of the
International Convention for the Prevention of Pollution from Ships
(MARPOL) not applicable to it as an existing vessel.
Marine Growth Prevention System (MGPS) means an anti-fouling system
used for the prevention of biofouling accumulation in seawater piping
systems and sea chests.
Marine Inspector means any person from the civilian or military
branch of the Coast Guard assigned under the superintendence and
direction of an Officer in Charge, Marine Inspection, or any other
person as may be designated for the performance of duties with respect
to inspection, enforcement, and administration of Subtitle II of Title
46, United States Code, Title 46 and Title 33 United States Code, and
regulations issued under these statutes.
Marine pollution control device (MPCD) means any equipment or
management practice (or combination of equipment and management
practice) for installation and use onboard a vessel that is:
(1) Designed to receive, retain, treat, control, or discharge a
discharge incidental to the normal operation of a vessel; and
(2) Determined by the Administrator and the Secretary to be the
most effective equipment or management practice (or combination of
equipment and a management practice) to reduce the environmental
impacts of the discharge, consistent with the factors considered in
developing the standards in this part.
Master means the officer having command of a vessel.
Microfouling means biofouling caused by bacteria, fungi,
microalgae, protozoans, and other microscopic organisms on structures
and surfaces immersed in or exposed to the aquatic environment that
creates a biofilm, also called a slime layer.
Midocean means greater than 200 nautical miles (NM) from any shore,
except when a ballast water exchange or saltwater flush outside of 50
NM is authorized in this part, then it means greater than 50 NM from
any shore.
Minimally-toxic means, for lubricants (all percentages are on a
weight/weight basis):
(1) If both the complete formulation and the main constituents
(that is constituents making up greater than or equal to 5% of the
complete formulation) are evaluated, then the acute aquatic toxicity of
lubricants, other than greases and total loss lubricants, must be at
least 100 mg/L and the LC50 of greases and total loss lubricants must
be at least 1000 mg/L; or
(2) If each constituent is evaluated, rather than the complete
formulation and main constituents, then for each constituent present
above 0.1%: up to 20% of the formulation can have an LC50 greater than
10 mg/L but less than 100 mg/L and an NOEC greater than 1 mg/L but less
than 10 mg/L; up to 5% of the formulation can have an LC50 greater than
1 mg/L but less than 10 mg/L and an NOEC greater than 0.1 mg/L but less
than 1 mg/L; and up to 1% of the formulation can have an LC50 less than
1 mg/L and an NOEC less than 0.1 mg/L.
Minimally-toxic, phosphate-free, and biodegradable means properties
of a substance or mixture of substances that:
(1) Have an acute aquatic toxicity value corresponding to a
concentration greater than 10 ppm;
[[Page 82135]]
(2) Do not produce residuals with an LC50 less than 10 ppm;
(3) Are not bioaccumulative;
(4) Do not cause the pH of the receiving water to go below 6.0 or
above 9.0;
(5) Contain, by weight, 0.5% or less of phosphates or derivatives
of phosphate; and
(6) Are biodegradable.
Minimize means to reduce or eliminate to the extent achievable
using any control measure that is technologically available and
economically practicable and achievable and supported by demonstrated
best management practices such that compliance can be documented in
shipboard logs and plans.
New ferry means a ferry that is constructed after the effective
date of USCG regulations promulgated pursuant to CWA section
312(p)(5)(A)(i).
New Laker means a vessel 3,000 GT and above, and that operates
exclusively in the Great Lakes and the St. Lawrence River west of a
rhumb line drawn from Cap des Rosiers to Pointe-de-l'Ouest (West
Point), Anticosti Island, and west of a line along 63[deg] W longitude
from Anticosti Island to the north shore of the St. Lawrence River, and
constructed after the effective date of USCG regulations promulgated
pursuant to CWA section 312(p)(5)(A)(i).
Niche areas means a subset of the submerged surface area on a
vessel that may be more susceptible to biofouling than the main hull
due to structural complexity, different or variable hydrodynamic
forces, susceptibility to anti-fouling coating wear or damage, or
inadequate or no protection by an anti-fouling system.
Not bioaccumulative means any of the following:
(1) The partition coefficient in the marine environment is log KOW
less than 3 or greater than 7;
(2) The molecular mass is greater than 800 Daltons;
(3) The molecular diameter is greater than 1.5 nanometer;
(4) The bioconcentration factor (BCF) or bioaccumulation factor
(BAF) is less than 100 L/kg; or
(5) The polymer with molecular weight fraction below 1,000 g/mol is
less than 1%.
Oil means oil of any kind or in any form, including but not limited
to any petroleum, fuel oil, sludge, oil refuse, and oil mixed with
wastes other than dredged spoil.
Oily mixture means a mixture, in any form, with any oil content,
including but not limited to:
(1) Slops from bilges;
(2) Slops from oil cargoes (such as cargo tank washings, oily
waste, and oily refuse);
(3) Oil residue; and
(4) Oily ballast water from cargo or fuel oil tanks.
Oil-to-sea interface means any seal or surface on shipboard
equipment where the design is such that oil or oily mixtures can escape
directly into surrounding waters. Oil-to-sea interfaces are found on
equipment that is subject to submersion as well as equipment above the
surface line that extends overboard or is mounted to the exterior of
the hull.
Organism means an animal, including fish and fish eggs and larvae;
a plant; a pathogen; a microbe; a virus; a prokaryote (including any
archean or bacterium); a fungus; and a protist.
Pacific Region means any Federal or State water adjacent to the
State of Alaska, California, Hawaii, Oregon, or Washington; and
extending from shore. The term includes the entire exclusive economic
zone (as defined in section 1001 of the Oil Pollution Act of 1990 (33
U.S.C. 2701)) adjacent to each Pacific Region State identified herein.
Passenger vessel means a vessel of at least 100 gross tons:
(1) Carrying more than 12 passengers, including at least one
passenger for hire;
(2) That is chartered and carrying more than 12 passengers;
(3) That is a submersible vessel carrying at least one passenger
for hire; or
(4) That is a ferry carrying a passenger.
Passive discharge of biofouling means the discharge of biofouling
from a vessel (for example, sloughing) during a period in which the
vessel is not undergoing active cleaning activities.
Port or place of destination means a port or place to which a
vessel is bound to anchor, to moor, or be otherwise secured.
Reception facility refers to any fixed, floating, or mobile
facility capable of receiving wastes and residues from vessels and fit
for that purpose.
Render nonviable means, with respect to an organism in ballast
water, the action of a ballast water management system that renders the
organism permanently incapable of reproduction following treatment.
Saltwater flush means the addition of as much midocean water into
each empty ballast tank of a vessel as is safe for the vessel and crew;
and the mixing of the flush water with residual ballast water and
sediment through the motion of the vessel; and the discharge of that
mixed water, such that the resultant residual water remaining in the
tank has the highest salinity possible; and is at least 30 parts per
thousand. A saltwater flush may require more than one fill-mix-empty
sequence, particularly if only small quantities of water can be safely
taken onboard a vessel at one time.
Seagoing vessel means a vessel in commercial service that operates
beyond either the boundary line established by 46 CFR part 7 or the St.
Lawrence River west of a rhumb line drawn from Cap des Rosiers to
Pointe-de-l'Ouest (West Point), Anticosti Island, and west of a line
along 63[deg] W longitude from Anticosti Island to the north shore of
the St. Lawrence River. It does not include a vessel that navigates
exclusively on internal waters.
Seawater piping system means a system onboard a vessel that
provides seawater for other vessel uses (e.g., ballast, engines,
hydraulic systems, firefighting capacity, cleaning equipment, air
conditioning, refrigeration, toilet systems) and includes any sea
chest, grate, and similar appurtenances (e.g., strainers, filters,
valves). Some components of a seawater piping system including sea
chests, sea inlet pipes, and overboard discharges are also considered
niche areas.
Secretary means the Secretary of the department in which the United
States Coast Guard (USCG) is operating.
Small vessel or fishing vessel means a vessel with a vessel length
that is less than 79 feet; or a fishing vessel, fish processing vessel,
or fish tender vessel (as those terms are defined in section 2101 of
title 46, United States Code), regardless of the vessel length.
Toxic or hazardous materials means any toxic pollutant as defined
in 40 CFR 401.15 or any hazardous material as defined in 49 CFR 171.8.
Underway means a vessel is not at anchor, or made fast to the
shore, or aground.
Vessel General Permit (VGP) means the permit that is the subject of
the notice of final permit issuance entitled ``Final National Pollutant
Discharge Elimination System (NPDES) General Permit for Discharges
Incidental to the Normal Operation of a Vessel'' (Federal Register
publication on April 12, 2013).
Vessel length means the horizontal distance between the foremost
part of a vessel's stem to the aftermost part of its stern, excluding
fittings and attachments.
Visible sheen means, with respect to oil and oily mixtures, a
silvery or metallic sheen or gloss, increased reflectivity, visual
color, iridescence, or an oil slick on the surface of the water.
[[Page 82136]]
Voyage means any transit by a vessel traveling from or destined for
any United States port or place.
Sec. 139.3 Other Federal laws.
(a) Except as expressly provided in this part, nothing in this part
affects the applicability to a vessel of any other provision of Federal
law, including:
(1) Sections 311 and 312 of the Federal Water Pollution Control Act
(33 U.S.C. 1321 et seq. and 33 U.S.C. 1322 et seq.), also known as the
CWA;
(2) The Act to Prevent Pollution from Ships (33 U.S.C. 1901 et
seq.);
(3) Title X of the Coast Guard Authorization Act of 2010 (33 U.S.C.
3801 et seq.), also known as the Clean Hulls Act;
(4) The Federal Insecticide, Fungicide, and Rodenticide Act (7
U.S.C. 136 et seq.); and
(5) The National Marine Sanctuaries Act (16 U.S.C. 1431 et seq.)
and implementing regulations found at 15 CFR part 922 and 50 CFR part
404.
(b) Nothing in this part affects the authority of the Secretary of
Commerce or the Secretary of the Interior to administer any land or
waters under the administrative control of the Secretary of Commerce or
the Secretary of the Interior, respectively.
(c) Nothing in this part shall be construed to affect, supersede,
or relieve the master of any otherwise applicable requirements or
prohibitions associated with a vessel's right to innocent passage as
provided for under customary international law.
Subpart B--General Standards for Discharges Incidental to the
Normal Operation of a Vessel
Sec. 139.4 General operation and maintenance.
(a) The requirements in paragraph (b) of this section apply to any
discharge incidental to the normal operation of a vessel subject to
regulation under this part, including but not limited to those
discharges identified in subpart C of this part.
(b) Vessels must implement the following practices:
(1) Minimize discharges through management practices including but
not limited to storage onboard the vessel, proper storage or transfer
of materials, or reduced production of discharge.
(2) Discharge while underway when practicable and as far from shore
as practicable.
(3) Addition of any materials to a discharge, other than for
treatment of the discharge, that is not incidental to the normal
operation of the vessel is prohibited.
(4) Dilution of any discharge for the purpose of meeting any
standard in this part is prohibited.
(5) Any material used onboard that will be subsequently discharged
(e.g., disinfectants, cleaners, biocides, coatings, sacrificial anodes)
must:
(i) Be used according to manufacturer specifications and only in
the amount necessary to perform the intended function of that material;
(ii) Not contain any materials banned for use in the United States;
and
(iii) If subject to FIFRA registration, be used according to the
FIFRA label. Proper use includes labeling requirements for proper
application sites, rates, frequency of application, and methods;
maintenance; removal; and storage and disposal of wastes and
containers.
(6) To minimize and prevent discharge of cargo or other onboard
materials, cargo must be containerized or covered except for hopper
barges without a fixed cover or where covering cargo would negatively
impact safety of the vessel, risk loss of life at sea, or otherwise
interfere with essential vessel operations.
(7) To minimize and prevent discharge of toxic or hazardous
materials, vessels must:
(i) Store toxic or hazardous materials in appropriately sealed,
labeled, and secured containers located in areas of the vessel that
minimize exposure to ocean spray and precipitation consistent with
vessel design, unless the master determines this would interfere with
essential vessel operations or safety of the vessel or crew, or would
violate any applicable regulations that establish specifications for
safe transportation, handling, carriage, and storage of toxic or
hazardous materials.
(ii) Ensure containers holding toxic or hazardous materials are not
overfilled and incompatible materials (i.e., substances which, if
mixed, will create hazards greater than posed by the individual
substances) are not mixed.
(8) The overboard discharge or disposal of any containers holding
toxic or hazardous materials is prohibited.
(9) Prior to washing any compartment, tank, cargo or other space
and discharging washwater overboard from the area, that space must be
in broom clean condition or its equivalent.
(10) Topside surfaces (e.g., exposed decks, hull above waterline,
tank, cargo, and related appurtenances) must be maintained to minimize
the discharge of cleaning compounds, paint chips, non-skid material
fragments, and other materials associated with exterior surface
preservation.
(11) Painting and coating techniques on topside surfaces must
minimize the discharge of paints, coatings, surface preparation
materials, and similar substances.
(12) Discharge of unused paint and coatings is prohibited.
(13) Any equipment that may release, drip, leak, or spill oil or
oily mixtures, fuel, or other toxic or hazardous materials, including
to the bilge, must be maintained to minimize or eliminate the
discharges.
Sec. 139.5 Biofouling management.
(a) The requirements in paragraph (b) of this section apply to any
vessel subject to regulation under this part.
(b) A biofouling management plan must be developed to minimize the
discharge of biofouling organisms. The plan elements must prioritize
procedures and strategies to prevent macrofouling, thereby minimizing
the potential for the introduction and spread of ANS. The plan must
describe the vessel-specific anti-fouling systems and biofouling
management practices necessary to comply with the requirements in this
section. See Sec. Sec. 139.13, 139.14, 139.22, 139.28, and 139.29 for
additional biofouling management requirements.
Sec. 139.6 Oil management.
(a) The requirements in paragraphs (b) through (e) of this section
apply to vessel equipment and operations that use or discharge oil or
oily mixtures.
(b) The discharge of used or spent oil no longer being used for its
intended purpose is prohibited.
(c) The discharge of oil in such quantities as may be harmful is
prohibited.
(d) During fueling, maintenance, and other vessel operations,
control and response measures must be used to prevent, minimize, and
contain spills and overflows.
(e) An environmentally acceptable lubricant (EAL) must be used in
any oil-to-sea interface unless such use is technically infeasible.
Operators of new build vessels should endeavor to use seawater-based
systems for stern tube lubrication to eliminate the discharge of oil
from these interfaces to the aquatic environment.
Subpart C--Standards for Specific Discharges Incidental to the
Normal Operation of a Vessel
Sec. 139.10 Ballast tanks.
(a) Applicability. Except for any vessel otherwise excluded in
paragraph (b) of this section, the requirements in paragraphs (c)
through (h) of this section
[[Page 82137]]
apply to any vessel equipped with one or more ballast tanks.
(b) Exclusions. The requirements of this section do not apply to
the following vessels:
(1) A vessel that continuously takes on and discharges ballast
water in a flow-through system, if the Administrator determines that
system cannot materially contribute to the spread or introduction of
ANS into waters of the United States;
(2) A vessel in the National Defense Reserve Fleet scheduled for
disposal, if the vessel does not have an operable ballast water
management system (BWMS);
(3) A vessel that discharges ballast water consisting solely of
water taken onboard from a public or commercial source that, at the
time the water is taken onboard, meets the applicable requirements or
permit requirements of the Safe Drinking Water Act (42 U.S.C. 300f et
seq.);
(4) A vessel that carries all permanent ballast water in sealed
tanks that are not subject to discharge; or
(5) A vessel that only discharges ballast water to a reception
facility.
(c) Ballast Water Best Management Practices. (1) Any vessel
equipped with ballast tanks must minimize the introduction and spread
of aquatic nuisance species (ANS) by adhering to the following
practices:
(i) Maintain a ballast water management plan that addresses both
the uptake and discharge of ballast water. The plan must describe the
vessel-specific BWMSs and practices necessary to comply with the
requirements in this section.
(ii) Minimize the use of gravity to drain ballast tanks in port.
(iii) Use high sea suction in port or where clearance to the bottom
of the waterbody is less than 5 meters to the lower edge of the sea
chest, as practicable.
(iv) Avoid the discharge or uptake of ballast water in areas with
coral reefs. Discharge and uptake should be conducted as far from coral
reefs as practicable.
(v) Periodically clean ballast tanks to remove sediment. Discharge
of sediment from ballast tank cleaning is prohibited.
(vi) Maintain, and keep fully intact, sea chest screens.
(2) Any new Laker equipped with ballast tanks must install,
operate, and maintain a BWMS that has been type-approved by the USCG.
(d) Ballast Water Discharge Standard. Unless exempted in paragraph
(d)(3) of this section, any ballast water discharge must meet the
following numeric discharge standard:
(1) Biological parameters (expressed as instantaneous maximums).
(i) Organisms greater than or equal to 50 micrometers in minimum
dimension: less than 10 living organisms per cubic meter.
(ii) Organisms less than 50 micrometers and greater than or equal
to 10 micrometers: less than 10 living organisms per milliliter (mL).
(iii) Toxicogenic Vibrio cholerae (serotypes O1 and O139): less
than 1 colony-forming unit (cfu) per 100 mL.
(iv) Escherichia coli: a concentration of less than 250 cfu, or
Most Probable Number (MPN), per 100 mL.
(v) Intestinal enterococci: a concentration of less than 100 cfu,
or MPN, per 100 mL.
(2) Biocide parameters (expressed as instantaneous maximums).
(i) Chlorine dioxide: for any discharge from a BWMS using chlorine
dioxide, chlorine dioxide must not exceed 200 [micro]g/L.
(ii) Total residual oxidizers: for any discharge from a BWMS using
chlorine or ozone, total residual oxidizers must not exceed 100
[micro]g/L.
(iii) Peracetic acid: for any discharge from a BWMS using peracetic
acid, peracetic acid must not exceed 500 [micro]g/L.
(iv) Hydrogen peroxide: for any discharge from a BWMS using
peracetic acid, hydrogen peroxide must not exceed 1,000 [micro]g/L.
(3) Exemptions: The ballast water discharge standards in paragraphs
(d)(1) and (2) of this section do not apply to any vessel that:
(i) Is less than or equal to 3,000 GT (1,600 GRT if GT is not
assigned), and does not operate outside of the EEZ;
(ii) Is a non-seagoing, unmanned, unpowered barge, except any barge
that is part of a dedicated vessel combination such as an integrated or
articulated tug and barge unit;
(iii) Takes on and discharges ballast water exclusively in the
contiguous portions of a single COTP Zone;
(iv) Does not travel more than 10 NM and passes through no locks;
(v) Discharges ballast water at the same location where that
ballast water originated, provided that no mixing with unmanaged
ballast water or sediment from other areas has occurred;
(vi) Operates exclusively in the Great Lakes and the St. Lawrence
River west of a rhumb line drawn from Cap des Rosiers to Pointe-de-
l'Ouest (West Point), Anticosti Island, and west of a line along
63[deg] W. longitude from Anticosti Island to the north shore of the
St. Lawrence River;
(vii) Is enrolled in the USCG Shipboard Technology Evaluation
Program (STEP); or
(viii) Discharges ballast water prior to an applicable ballast
water discharge standard compliance date established in regulations
promulgated by the Secretary as described in 139.1(d).
(e) Ballast Water Exchange and Saltwater Flush. Except for any
vessel identified in paragraph (f) or (g) of this section, prior to an
applicable ballast water discharge standard compliance date established
in regulations promulgated by the Secretary as described in Sec.
139.1(d), any vessel must meet the requirements in paragraphs (e)(1)
and (2) of this section unless excluded under paragraph (e)(3) of this
section.
(1) Any vessel that carries ballast water taken on in areas less
than 200 NM from any shore that will subsequently operate outside the
EEZ and more than 200 NM from any shore must:
(i) Conduct ballast water exchange in waters not less than 200 NM
from any shore prior to discharging that ballast water; and
(ii) Commence ballast water exchange not less than 200 NM from any
shore and as early in the vessel voyage as practicable.
(2) For any ballast tank that is empty or contains unpumpable
residual water on a vessel bound for a port or place of destination
subject to the jurisdiction of the United States, the master must,
prior to arriving at that port or place of destination, either:
(i) Seal the tank so that there is no discharge or uptake and
subsequent discharge of ballast water, or
(ii) Conduct a ballast water exchange or saltwater flush:
(A) Not less than 200 NM from any shore for a voyage originating
outside the United States or Canadian EEZ; or
(B) Not less than 50 NM from any shore for a voyage originating
within the United States or Canadian EEZ.
(3) Exceptions: Paragraphs (e)(1) and (2), do not apply under any
of the following circumstances:
(i) If the unpumpable residual waters and sediments of an empty
ballast tank were subject to treatment, in compliance with applicable
requirements, through a BWMS approved or accepted by the Secretary;
(ii) Except as otherwise required under this part, if the
unpumpable residual waters and sediments of an empty ballast tank were
sourced solely within:
(A) The same port or place of destination; or
(B) Contiguous portions of a single COTP Zone;
(iii) If complying with an applicable requirement of this paragraph
(e):
[[Page 82138]]
(A) Would compromise the safety of the vessel; or
(B) Is otherwise prohibited by any Federal, Canadian, or
international law (including regulations) pertaining to vessel safety;
(iv) If design limitations of an existing vessel prevent a ballast
water exchange or saltwater flush from being conducted in accordance
with this paragraph (e); or
(v) If the vessel is operating exclusively within the internal
waters of the United States and Canada.
(f) Vessels entering the Great Lakes. (1) Ballast Water Exchange:
Except as provided in paragraph (f)(2) of this section, any vessel
entering the St. Lawrence Seaway through the mouth of the St. Lawrence
River must conduct a complete ballast water exchange or saltwater
flush:
(i) Not less than 200 NM from any shore for a voyage originating
outside the EEZ; or
(ii) Not less than 50 NM from any shore for a voyage originating
within the EEZ.
(2) Exceptions: The requirements of paragraph (f)(1) of this
section do not apply to any vessel if:
(i) Complying with paragraph (f)(1) of this section:
(A) Would compromise the safety of the vessel; or
(B) Is otherwise prohibited by any Federal, Canadian, or
international law (including regulations) pertaining to vessel safety.
(ii) Design limitations of an existing vessel prevent a ballast
water exchange from being conducted in accordance with an applicable
requirement of paragraph (f)(1) of this section.
(iii) The vessel has no residual ballast water or sediments
onboard.
(iv) The vessel retains all ballast water while in waters subject
to the requirement.
(v) The empty ballast tanks on the vessel are sealed in a manner
that ensures that no discharge or uptake occurs, and any subsequent
discharge of ballast water is subject to the requirement.
(g) Pacific Region. (1) Ballast Water Exchange:
(i) Except as provided in paragraphs (g)(1)(ii) and (g)(3) of this
section, any vessel that operates either between two ports or places of
destination within the Pacific Region; or a port or place of
destination within the Pacific Region and a port or place of
destination on the Pacific Coast of Canada or Mexico north of parallel
20 degrees north latitude, inclusive of the Gulf of California, must
conduct a complete ballast water exchange in waters more than 50 NM
from shore.
(ii) Exemptions: The requirements of paragraph (g)(1)(i) of this
section do not apply to any vessel:
(A) Using, in compliance with applicable requirements, a type-
approved BWMS approved or accepted by the Secretary.
(B) Voyaging:
(1) Between or to a port or place of destination in the State of
Washington, if the ballast water to be discharged from the commercial
vessel originated solely from waters located between the parallel 46
degrees north latitude, including the internal waters of the Columbia
River, and the internal waters of Canada south of parallel 50 degrees
north latitude, including the waters of the Strait of Georgia and the
Strait of Juan de Fuca;
(2) Between ports or places of destination in the State of Oregon,
if the ballast water to be discharged from the commercial vessel
originated solely from waters located between the parallel 40 degrees
north latitude and the parallel 50 degrees north latitude;
(3) Between ports or places of destination in the State of
California within the San Francisco Bay area east of the Golden Gate
Bridge, including the Port of Stockton and the Port of Sacramento, if
the ballast water to be discharged from the commercial vessel
originated solely from ports or places within that area;
(4) Between the Port of Los Angeles, the Port of Long Beach, and
the El Segundo offshore marine oil terminal, if the ballast water to be
discharged from the commercial vessel originated solely from the Port
of Los Angeles, the Port of Long Beach, or the El Segundo offshore
marine oil terminal;
(5) Between a port or place of destination in the State of Alaska
within a single COTP Zone;
(6) Between ports or places of destination in different counties of
the State of Hawaii, if the vessel conducts a complete ballast water
exchange in waters that are more than 10 NM from shore and at least 200
meters deep; or
(7) Between ports or places of destination within the same county
of the State of Hawaii, if the vessel does not transit outside State
marine waters during the voyage.
(2) Low-Salinity Ballast Water:
(i) Except as provided in paragraphs (g)(2)(ii) and (g)(3) of this
section, a complete ballast water exchange must be conducted for any
commercial vessel that transports ballast water sourced from waters
with a measured salinity of less than 18 parts per thousand and voyages
to a Pacific Region port or place of destination with a measured
salinity of less than 18 parts per thousand:
(A) Not less than 50 NM from shore, if the ballast water was
sourced from a Pacific Region port or place of destination.
(B) More than 200 NM from shore, if the ballast water was not
sourced from a Pacific Region port or place of destination.
(ii) Exception: The requirements of paragraph (g)(2)(i) of this
section do not apply to any vessel voyaging to a port or place of
destination in the Pacific Region that is using, in compliance with
applicable requirements, a type-approved BWMS accepted by the
Secretary, or a type-approved BWMS approved by the Secretary to achieve
the following numeric discharge standard for biological parameters
(expressed as instantaneous maximums):
(A) Organisms greater than or equal to 50 micrometers in minimum
dimension: less than 1 living organism per 10 cubic meters.
(B) Organisms less than 50 micrometers and greater than or equal to
10 micrometers: Less than 1 living organisms per 10 milliliters (mL).
(C) Toxicogenic Vibrio cholerae (serotypes O1 and O139): less than
1 colony-forming unit (cfu) per 100 mL or less than 1 cfu per gram of
wet weight of zoological samples.
(D) Escherichia coli: less than 126 cfu, or MPN, per 100 mL.
(E) Intestinal enterococci: less than 33 cfu, or MPN, per 100 mL.
(3) General Exceptions: The requirements of paragraphs (g)(1) and
(2) of this section do not apply to a commercial vessel if:
(i) Complying with the requirement would compromise the safety of
the commercial vessel.
(ii) If design limitations of an existing vessel, prevent a ballast
water exchange from being conducted in accordance with paragraphs
(g)(1) and (2) of this section, as applicable.
(iii) The commercial vessel:
(A) Has no residual ballast water or sediments onboard; or
(B) Retains all ballast water while in waters subject to those
requirements.
(iv) Empty ballast tanks on the commercial vessel are sealed in a
manner that ensures that:
(A) No discharge or uptake occurs; and
(B) Any subsequent discharge of ballast water is subject to those
requirements.
(h) Federally-protected waters. Additional standards applicable to
discharges from ballast tanks when a vessel is operating in federally-
protected waters are contained in Sec. 139.40(b).
[[Page 82139]]
Sec. 139.11 Bilges.
(a) The requirements in paragraphs (b) through (d) of this section
applies to bilgewater, which is the discharge of wastewater from the
bilge consisting of water and residue that accumulates in a lower
compartment of the vessel's hull below the waterline. This includes,
but is not limited to, any water and residue from a cargo area that
comes into contact with oily materials or a below-deck parking area or
other storage area for motor vehicles or other motorized equipment.
(b) The discharge of bilgewater from any vessel must not contain
any flocculants or other additives except when used with an oily water
separator or to maintain or clean equipment. The use of any additives
to remove the appearance of a visible sheen is prohibited.
(c) For any vessel of 400 GT and above, the discharge of bilgewater
must:
(1) Occur when the vessel is underway;
(2) Not have an oil content that exceeds 15 ppm; and
(3) If technologically feasible, occur at least 1 NM from shore.
(d) Additional standards applicable to discharges from bilges when
a vessel is operating in federally-protected waters are contained in
Sec. 139.40(c).
Sec. 139.12 Boilers.
(a) The requirements in paragraphs (b) and (c) of this section
apply to discharges resulting from boiler blowdown.
(b) The discharge from boiler blowdown must be minimized in port.
(c) Additional standards applicable to discharges from boilers when
a vessel is operating in federally-protected waters are contained in
Sec. 139.40(d).
Sec. 139.13 Cathodic protection.
(a) The requirements in paragraph (b) of this section apply to
discharges resulting from a vessel's cathodic corrosion control
protection device, including but not limited to sacrificial anodes and
impressed current cathodic protection (ICCP) systems.
(b) Spaces between any flush-fit anode and backing must be filled
to remove potential hotspots for biofouling organisms.
(c) The vessel operator must consider using, but is not required to
use, less toxic metals when selecting sacrificial anodes.
Sec. 139.14 Chain lockers.
(a) The requirements in paragraphs (b) through (e) of this section
apply to accumulated biological organisms, sediment, precipitation, and
seawater that is emptied from the compartment used to store the anchor
chain on a vessel and are intended to prevent the discharge of
accumulated biological organisms, sediment, precipitation, and seawater
when deploying the anchor in a new port or place of destination.
(b) Anchors and anchor chains must be rinsed of biofouling
organisms and sediment when the anchor is retrieved.
(c) The discharge of biological organisms, sediment, precipitation,
and seawater from any chain locker is prohibited in port.
(d) Anchors and anchor chains used beyond waters of the contiguous
zone must be rinsed of biofouling organisms and sediment prior to
entering the waters of the contiguous zone. This requirement may be
satisfied by rinsing when the anchor is retrieved at the commencement
of the voyage or when the anchor was last retrieved on a previous
voyage, so long as the rinsing occurs after the last use of the anchor
beyond waters of the contiguous zone.
(e) Additional standards applicable to a discharge from chain
lockers when a vessel is operating in federally-protected waters are
contained in Sec. 139.40(e).
Sec. 139.15 Decks.
(a) The requirements in paragraphs (b) through (i) of this section
apply to the discharge of washdown and runoff from decks, well decks,
and bulkhead areas, including but not limited to precipitation,
condensation, seawater spray and wash over, and flooding, as well as
waters pumped from below deck on a barge.
(b) Coamings or drip pans must be used for machinery that is
expected to leak or otherwise release oil on the deck; accumulated oil
must be collected.
(c) Where required by an applicable international treaty or
convention or the Secretary, the vessel must be fitted with and use
physical barriers (e.g., spill rails, scuppers and scupper plugs)
during any washdown.
(d) Control measures must be used to minimize the introduction of
on-deck debris, garbage, residue, spills, floating solids, visible
foam, halogenated phenolic compounds, dispersants, and surfactants into
deck washdown and runoff.
(e) Vessel decks must be kept in broom clean condition whenever the
vessel is underway and prior to any deck washdown.
(f) Discharges from deck washdowns must be minimized in port.
(g) Any soap, cleaner, or detergent used for deck washdown must be
minimally-toxic, phosphate-free, and biodegradable.
(h) Barges that discharge water pumped from below deck must
minimize the contact of below deck condensation with oily or toxic
materials and any materials containing hydrocarbons.
(i) Additional standards applicable to discharges from decks when a
vessel is operating in federally-protected waters are contained in
Sec. 139.40(f).
Sec. 139.16 Desalination and purification systems.
(a) The requirements in paragraph (b) of this section apply to
discharges from onboard desalination and purification systems used to
generate freshwater from seawater or otherwise purify water.
(b) The discharge resulting from the cleaning of desalination and
purification systems with toxic or hazardous materials is prohibited.
Sec. 139.17 Elevator pits.
(a) The requirements in paragraph (b) of this section apply to the
liquid that accumulates in, and is discharged from, the sumps of
elevator wells.
(b) The discharge of untreated accumulated water and sediment from
any elevator pit is prohibited.
Sec. 139.18 Exhaust gas emission control systems.
(a) Applicability. The requirements in paragraphs (b) through (d)
of this section apply to discharges from the operation and cleaning of
any exhaust gas cleaning system (EGCS) and exhaust gas recirculation
(EGR) system.
(b) Discharge requirements. Unless excluded in paragraph (c) of
this section, any discharge identified in paragraph (a) of this section
must meet the following discharge requirements.
(1) pH.
(i) The discharge must meet one of the following requirements:
(A) The discharge must have a pH of no less than 6.5 as measured at
the vessel's overboard discharge point with the exception that during
maneuvering and transit, the maximum difference of two pH units is
allowed between inlet water and overboard discharge values; or
(B) The pH discharge limit is the value that will achieve a minimum
pH of 6.5 at 4 meters from the overboard discharge point with the
vessel stationary. This overboard pH discharge limit is to be
determined at the overboard discharge monitoring point and is to be
recorded as the vessel's discharge limit. The overboard pH limit can be
determined either by means of direct measurement, or by using a
calculation-based methodology (computational fluid dynamics or other
[[Page 82140]]
equally scientifically established empirical formulas).
(ii) The pH numeric discharge standard may be exceeded for up to 15
minutes in any 12-hour period.
(2) PAHs (Polycyclic Aromatic Hydrocarbons).
(i) The maximum continuous PAH concentration in the discharge must
be no greater than 50 [micro]g/L PAHphe (phenanthrene equivalents)
above the inlet water PAH concentration. This standard applies
downstream of any washwater treatment equipment including any reactant
dosing unit but upstream of any seawater addition for control of pH
prior to discharge.
(ii) The 50 [micro]g/L numeric discharge standard is normalized for
a discharge flow rate, before any seawater neutralization for pH
control, of 45 tons (t)/megawatt-hour (MWh) where the mega-watt (MW)
refers to the Maximum Continuous Rating (MCR) or 80% of the power
rating of the fuel oil combustion units whose EGCS discharge water PAH
is being monitored at that point. In cases where sensors are installed
in a separate measurement cell, the PAH limit applies to the flow in
the main discharge pipe from which the water is bypassed. This numeric
discharge standard is adjusted upward or downward for different
discharge flow rates, pursuant to table 1 to paragraph (b)(2)(ii) of
this section.
Table 1 to Paragraph (b)(2)(ii)
----------------------------------------------------------------------------------------------------------------
Discharge water flowrate before any Numeric discharge standard
seawater addition for pH control (t/ ([micro]g/L PAHphe Measurement technology
MWh) equivalents)
----------------------------------------------------------------------------------------------------------------
0-1.................................... 2,250 Ultraviolet light
2.5.................................... 900 - '' -
5...................................... 450 Fluorescence \a\
11.25.................................. 200 - '' -
22.5................................... 100 - '' -
45..................................... 50 - '' -
90..................................... 25 - '' -
----------------------------------------------------------------------------------------------------------------
\a\ For any Flow Rate greater than 2.5 t/MWh, Fluorescence technology must be used.
(iii) The continuous PAHphe numeric discharge standard may be
exceeded by 100% for up to 15 minutes in any 12-hour period.
(3) Turbidity/suspended particulate matter.
(i) The washwater treatment system must be designed to minimize
suspended particulate matter, including but not limited to heavy metals
and ash.
(ii) The maximum continuous turbidity in the discharge must be no
greater than 25 FNU (formazin nephlometric units) or 25 NTU
(nephlometric turbidity units) or equivalent units above the inlet
water turbidity. However, to account for periods of high inlet
turbidity, readings must be a rolling average over a 15-minute period
to a maximum of 25 FNU or NTU. This standard applies downstream of any
washwater treatment equipment including any reactant dosing unit but
upstream of any seawater addition for control of pH prior to discharge.
(iii) For an aggregated 15-minute period in any rolling 12-hour
period, the continuous turbidity discharge limit may be exceeded by
20%.
(4) Nitrates plus nitrites:
(i) The washwater treatment system must prevent the discharge of
nitrates plus nitrites beyond that associated with a 12% removal of
NOX from the exhaust, or beyond 60 mg/L normalized for a
discharge rate of 45 tons/MWh, whichever is greater, where the MW
refers to the MCR or 80% of the power rating of all those fuel oil
combustion units whose EGCS discharge water nitrates plus nitrites are
being monitored at that point. This standard applies downstream of any
washwater treatment equipment including any reactant dosing unit but
upstream of any seawater addition for control of pH prior to discharge.
The 60-mg/L limit is adjusted upward for lower washwater flow rates per
MWh, and vice-versa, and the applicable permit limits are contained in
table 2 to paragraph (b)(4)(i) of this section.
Table 2 to Paragraph (b)(4)(i)
------------------------------------------------------------------------
Discharge water flowrate before any
seawater addition for pH control (t/ Numeric discharge standard (mg/L
MWh) nitrate + nitrite)
------------------------------------------------------------------------
0-1.................................. 2,700
2.5.................................. 1,080
5.................................... 540
11.25................................ 240
22.5................................. 120
45................................... 60
------------------------------------------------------------------------
(5) Discharge water from temporary storage:
(i) pH. See Sec. 139.18(b)(1).
(ii) PAH. Maximum of 50 [mu]g/L PAHphe before any addition of
seawater (or similar) for control of pH.
(iii) Turbidity. Not greater than 25 FNU or 25 NTU or equivalent
units, before any addition of seawater (or similar) for pH control.
(6) Treatment Residuals: Discharges of sludge or residues generated
from treatment of EGCS or EGR washwater or bleed-off water are
prohibited.
(c) Exclusion. For a vessel operating on fuel that meets the sulfur
content limits specified in Regulation 14 of MARPOL Annex VI, discharge
of EGR bleed-off water is excluded from paragraph (b) of this section
if the vessel:
(1) Does not retain the EGR bleed-off onboard in a holding tank
prior to discharge, and
(2) Is underway, and
(3) Not in port.
(d) Prohibition. For a vessel not operating on fuel that meets the
sulfur content limits specified in Regulation 14 of MARPOL Annex VI,
discharge of EGR
[[Page 82141]]
bleed-off water which is retained in a holding tank is prohibited
unless the vessel:
(1) Is underway;
(2) Not in port; and
(3) In compliance with the discharge standard in paragraph (b) of
this section.
Sec. 139.19 Fire protection equipment.
(a) The requirements in paragraphs (b) through (e) of this section
apply to the discharge from fire protection equipment, including
discharges for secondary purposes (e.g., anchor and anchor chain
rinsing and deck washdown). As specified in Sec. 139.1(b)(3), these
requirements do not apply to discharges from fire protection equipment
when used for emergencies or when compliance with such requirements
would compromise the safety of the vessel or life at sea.
(b) The discharge of fluorinated firefighting foam is prohibited
unless required for certification or inspection under 46 CFR 31.10
through 31.18(c), 46 CFR 107.235(b)(4), or by the marine inspector to
ensure vessel safety and seaworthiness.
(c) The discharge from fire protection equipment to ensure
operability (e.g., during testing, training, maintenance, inspection,
or certification) is prohibited in port unless:
(1) The intake is drawn from surrounding waters or a potable water
supply and contains no additives (e.g., firefighting foam); or
(2) Required in port by the Secretary for certification or
inspection under 46 CFR 31.10 through 31.18(c), 46 CFR 107.235(b)(4),
or by the marine inspector to ensure vessel safety.
(d) The discharge from fire protection equipment for secondary uses
is prohibited in port unless:
(1) The intake is drawn from surrounding waters or a potable water
supply and contains no additives (e.g., firefighting foam); and
(2) The discharge meets applicable requirements under this part for
the secondary use.
(e) Additional requirements applicable to discharges from fire
protection equipment when a vessel is operating in federally-protected
waters are contained in Sec. 139.40(g).
Sec. 139.20 Gas turbines.
(a) The requirements in paragraph (b) of this section apply to
discharges from the washing of gas turbine components.
(b) The discharge of untreated gas turbine washwater is prohibited
unless infeasible.
Sec. 139.21 Graywater systems.
(a) The requirements in paragraphs (b) through (g) of this section
apply to discharges of graywater except for graywater from any
commercial vessel on the Great Lakes that is subject to the
requirements in 40 CFR part 140 and 33 CFR part 159.
(b) The introduction of kitchen waste, food, oils, and oily
residues to the graywater system must be minimized.
(c) Any soaps, cleaners, detergents, and other substances used by
vessel operators or provided by vessel operators to persons onboard and
discharged in graywater must be minimally-toxic, phosphate-free, and
biodegradable.
(d) The discharge of graywater is prohibited from any vessel:
(1) Within 3 NM from shore that voyages at least 3 NM from shore
and has remaining available graywater storage capacity, unless the
discharge meets the standards in paragraph (f) of this section; and
(2) Within 1 NM from shore that voyages at least 1 NM from shore
but not beyond 3 NM from shore and has remaining available graywater
storage capacity, unless the discharge meets the standards in paragraph
(f) of this section.
(e) The discharge of graywater from the following vessels must meet
the numeric discharge standard established in paragraph (f) of this
section:
(1) Any new vessel of 400 GT (400 GRT if GT is not assigned) and
above that is certificated to carry 15 or more persons and provides
overnight accommodations to those persons;
(2) Any passenger vessel, excluding any ferry, with overnight
accommodations for 500 or more persons;
(3) Any passenger vessel, excluding any ferry, with overnight
accommodations for 100-499 persons unless the vessel was constructed
before December 19, 2008, and does not voyage beyond 1 NM from shore;
and
(4) Any new ferry authorized by the Secretary to carry 250 or more
persons.
(f) A vessel identified in paragraph (d) or (e) of this section
that is discharging graywater must meet the following numeric discharge
standard:
(1) Fecal coliform.
(i) The 30-day geometric mean must not exceed 20 cfu, or MPN, per
100 mL.
(ii) Greater than 90% of samples must not exceed 40 cfu, or MPN,
per 100 mL during any 30-day period.
(2) BOD5.
(i) The 30-day average must not exceed 30 mg/L.
(ii) The 7-day average must not exceed 45 mg/L.
(3) Suspended solids.
(i) The 30-day average must not exceed 30 mg/L.
(ii) The 7-day average must not exceed 45 mg/L.
(4) pH.
(i) Must be maintained between 6.0 and 9.0.
(ii) [Reserved]
(5) Total residual oxidizers.
(i) For any discharge from a graywater system using chlorine, total
residual oxidizers must not exceed 10.0 [micro]g/L.
(ii) [Reserved]
(g) Unless from a vessel subject to paragraph (e) of this section,
the discharge of graywater from any vessel operating on the Great Lakes
that is not a commercial vessel must not exceed 200 fecal coliform
forming units per 100 milliliters and contain no more than 150
milligrams per liter of suspended solids.
(h) Additional standards applicable to discharges from graywater
systems when a vessel is operating in federally-protected waters are
contained in Sec. 139.40(h).
Sec. 139.22 Hulls and associated niche areas.
(a) Applicability. The requirements in paragraphs (b) through (d)
of this section apply to the discharge of anti-fouling coatings,
biofouling organisms, and other materials from vessel hull and niche
areas.
(b) Transport and passive discharge. The transport of attached
living organisms and passive discharge of biofouling must be minimized
when traveling into U.S. waters from outside the EEZ or between COTP
Zones. Management measures to minimize the transport of attached living
organisms and the passive discharge of biofouling are described in
paragraphs (c) and (d) of this section.
(c) Anti-fouling coatings. (1) Anti-fouling coatings applied to the
vessel must be specific to the operational profile of the vessel and
the equipment to which it is applied, including, for biocidal coatings,
having appropriate biocide release rates and components that are
biodegradable once separated from the vessel surface.
(2) Anti-fouling coatings must be applied, maintained, and
reapplied consistent with manufacturer specifications, including but
not limited to the thickness, the method of application, and the
lifespan of the coating.
(3) Anti-fouling coatings must not contain tributyltin (TBT) or any
other organotin compound used as a biocide.
(i) Any vessel hull previously covered with an anti-fouling coating
containing TBT (whether or not used as a biocide) or any other
organotin compound (if used as a biocide) must:
(A) Maintain an effective overcoat that forms a barrier so that no
TBT or other
[[Page 82142]]
organotin leaches from the underlying anti-fouling coating; or
(B) Remove any TBT or other organotin compound from the vessel
hull.
(4) When an organotin compound other than TBT is used as a catalyst
in the anti-fouling coating (e.g., dibutyltin), the anti-fouling
coating must:
(i) Contain less than 2,500 mg total tin per kilogram of dry paint;
and
(ii) Not be designed to slough or otherwise peel from the vessel
hull, noting that incidental amounts of anti-fouling coating discharged
by abrasion during cleaning or after contact with other hard surfaces
(e.g., moorings) are acceptable.
(5) Anti-fouling coatings must not contain cybutryne.
(i) Any vessel that has previously applied an anti-fouling coating
that contains cybutryne in the external coating layer of their hulls or
external parts or surfaces must:
(A) Apply and maintain an effective overcoat that forms a barrier
so that no cybutryne leaches from the underlying anti-fouling coating,
noting that incidental amounts of anti-fouling coating discharged by
abrasion during cleaning or after contact with other hard surfaces
(e.g., moorings) are acceptable; or
(B) Remove any cybutryne coating.
(6) As appropriate based on vessel class and operations,
alternatives to copper-based anti-fouling coatings (e.g., non-biocidal
anti-fouling coatings) or coating with lower biocidal release rates
must be considered for vessels spending 30 or more days per year in a
copper-impaired waterbody or using these waters as their home port.
(d) Cleaning. (1) Cleanings should take place in drydock when
practicable.
(2) Hulls and niche areas must be managed to minimize biofouling
such as through preventative cleaning of microfouling.
(3) Hull and niche area cleanings must minimize damage to the anti-
fouling coating, minimize release of biocides, and follow applicable
cleaning requirements found on the coating manufacturers' instructions
and any applicable FIFRA label.
(4) Any discharge from in-water cleaning without capture of
macrofouling is prohibited.
(5) Any discharge from in-water cleaning without capture of any
copper-based hull coating in a copper-impaired water body within the
first 365 days after application of that coating is prohibited.
(6) In-water cleaning must not be conducted on any section of an
anti-fouling coating that shows excessive cleaning actions (e.g., brush
marks) or blistering due to the internal failure of the paint system.
(7) Any soap, cleaner, or detergent used on vessel surfaces,
including but not limited to a scum line of the hull, must be minimally
toxic, phosphate-free, and biodegradable.
(8) Additional standards applicable to discharges from hulls and
associated niche areas when a vessel is operating in federally-
protected waters are contained in Sec. 139.40(i).
Sec. 139.23 Inert gas systems.
There are no additional discharge-specific requirements that apply
to the discharge of washwater from an inert gas system and deck seal
water when used as an integral part of that system.
Sec. 139.24 Motor gasoline and compensating systems.
(a) The requirements in paragraph (b) of this section apply to the
discharge of motor gasoline and compensating ambient water added to
keep gasoline tanks full to prevent potentially explosive gasoline
vapors from forming.
(b) Additional standards applicable to discharges from motor
gasoline and compensating systems when a vessel is operating in
federally-protected waters are contained in Sec. 139.40(j).
Sec. 139.25 Non-oily machinery.
(a) The requirements in paragraph (b) of this section apply to
discharges from machinery that contains no oil, including but not
limited to discharges from the operation of desalination systems, water
chillers, valve packings, water piping, low- and high-pressure air
compressors, propulsion engine jacket coolers, fire pumps, and seawater
and potable water pumps.
(b) The discharge of untreated non-oily machinery wastewater and
packing gland or stuffing box effluent containing toxic or
bioaccumulative additives, or the discharge of oil in such quantities
as may be harmful, is prohibited.
Sec. 139.26 Pools and spas.
(a) The requirements in paragraphs (b) and (c) of this section
apply to discharges from pools and spas.
(b) Except for unintentional or inadvertent releases from overflows
across the decks and into overboard drains caused by, but not limited
to, weather, vessel traffic, marine wildlife avoidance or navigational
maneuvering, discharge of pool and spa water must:
(1) Occur only while the vessel is underway, unless determined to
be infeasible; and
(2) Meet the following numeric discharge standard:
(i) For chlorine disinfection: total residual chlorine less than
100 [micro]g/L; and
(ii) For bromine disinfection: total residual oxidant less than 25
[micro]g/L.
(c) Additional standards applicable to discharges from pools and
spas when a vessel is operating in federally-protected waters are
contained in Sec. 139.40(k).
Sec. 139.27 Refrigeration and air conditioning.
(a) The requirements in paragraph (b) of this section apply to
discharges of condensation from refrigeration, air conditioning, and
similar chilling equipment.
(b) The direct overboard discharge of any condensate that contacts
toxic or hazardous materials is prohibited.
Sec. 139.28 Seawater piping.
(a) The requirements in paragraphs (b) through (d) of this section
apply to discharges from seawater piping systems, including while a
vessel is in port or in layup.
(b) Seawater piping systems must be inspected, maintained, and
cleaned as necessary to minimize the accumulation and discharge of
biofouling organisms.
(c) Seawater piping systems that accumulate macrofouling must be
fitted with a Marine Growth Prevention System (MGPS).
(1) An MGPS must be selected to address:
(i) The level, frequency, and type of expected biofouling; and
(ii) The design, location, and area in which the system will be
used.
(2) An MGPS must include one, or some combination of the following:
(i) Chemical injection;
(ii) Electrolysis, ultrasound, ultraviolet radiation, or
electrochlorination;
(iii) Application of an antifouling coating;
(iv) Use of cupro-nickel piping; or
(v) Use of glass-reinforced/filament-wound epoxy-based composite
piping.
(3) Upon identification of macrofouling in a seawater piping
system, reactive measures to manage the macrofouling must be used.
Discharges resulting from reactive measures to remove macrofouling are
prohibited in port.
(d) Additional standards applicable to discharges from seawater
piping systems when a vessel is operating in federally-protected waters
are contained in Sec. 139.40(l).
Sec. 139.29 Sonar domes.
(a) The requirements in paragraphs (b) and (c) of this section
apply to discharges from sonar domes.
[[Page 82143]]
(b) The discharge of water from inside the sonar dome is prohibited
during maintenance or repair.
(c) Any discharge from the use of bioaccumulative biocides on the
exterior of the sonar dome is prohibited when non-bioaccumulative
alternatives are available.
Subpart D--Special Area Requirements
Sec. 139.40 Federally-protected waters.
(a) Applicability. The requirements in paragraphs (b) through (l)
of this section are in addition to applicable standards in subparts B
and C of this part and apply when a vessel is operating in federally-
protected waters.
(b) Ballast tanks. The discharge or uptake of ballast water in
federally-protected waters must be avoided except for vessels:
(1) Operating within the boundaries of any national marine
sanctuary that preserves shipwrecks or maritime heritage in the Great
Lakes, unless the designation documents for such sanctuary do not allow
taking up or discharging ballast water in such sanctuary, pursuant to
16 U.S.C. 1431 note (Pub. L. 113-281, title VI, Sec. 610, Dec. 18,
2014, 128 Stat. 3064, as amended by Pub. L. 114-120, title VI, Sec.
602(1), Feb. 8, 2016, 130 Stat. 79); or
(2) That operate solely within federally-protected waters and take
on and discharge ballast water exclusively in the contiguous portions
of a single COTP Zone.
(c) Bilges. For any vessel of 400 GT and above, the discharge of
bilgewater into federally-protected waters is prohibited.
(d) Boilers. The discharge of boiler blowdown into federally-
protected waters is prohibited.
(e) Chain lockers. The discharge of accumulated water and sediment
from any chain locker into federally-protected waters is prohibited.
(f) Decks. The discharge of deck washdown into federally-protected
waters is prohibited except for those vessels operating exclusively
within these protected waters provided the discharge is in compliance
with all other requirements in Sec. 139.15.
(g) Fire protection equipment. The discharge from fire protection
equipment into federally-protected water is prohibited except to comply
with USCG fire drill requirements or anchor and anchor chain
requirements in Sec. 139.14. When USCG fire drills are conducted, the
discharge of any firefighting foam into federally-protected waters is
prohibited except by any vessel owned or under contract with the United
States, State, or local government to do business exclusively in any
federally-protected waters.
(h) Graywater systems. The discharge of graywater into federally-
protected waters from any vessel with remaining available graywater
storage capacity is prohibited.
(i) Hulls and associated niche areas. The discharge from in-water
cleaning of vessel hulls and niche areas into federally-protected
waters is prohibited except by any vessel owned or under contract with
the United States, State, or local government to do business
exclusively in any federally-protected waters.
(j) Motor gasoline and compensating systems. The discharge of motor
gasoline and compensating discharges into federally-protected waters is
prohibited.
(k) Pools and spas. The discharge of pool or spa water into
federally-protected waters is prohibited.
(l) Seawater piping systems. The discharge of chemical dosing, as
described in Sec. 139.28, into federally-protected waters is
prohibited.
Subpart E--Procedures for States to Request Changes to Standards,
Regulations, or Policy Promulgated by the Administrator
Sec. 139.50 Petition by a Governor for the Administrator to establish
an emergency order or review a standard, regulation, or policy.
(a) The Governor of a State (or a designee) may submit a petition
to the Administrator:
(1) To issue an emergency order under CWA section 312(p)(4)(E); or
(2) To review any standard of performance, regulation, or policy
promulgated by the Administrator under CWA section 312(p)(4) or (6), if
there exists new information that could reasonably result in a change
to:
(i) The standard of performance, regulation, or policy; or
(ii) A determination on which the standard of performance,
regulation, or policy was based.
(b) A petition under paragraph (a) of this section shall be signed
by the Governor (or a designee) and must include:
(1) The purpose of the petition (request for emergency order or a
review of a standard, regulation, or policy);
(2) Any applicable scientific or technical information that forms
the basis of the petition;
(3) The direct and indirect benefits if the requested petition were
to be granted by the Administrator; and
(4) For a petition under paragraph (a)(2) of this section, the
costs to the affected classes, types, and/or sizes of vessels if the
requested petition were to be granted by the Administrator.
(c) The Administrator shall grant or deny:
(1) A petition under paragraph (a)(1) of this section by not later
than the date that is 180 days after the date on which the petition is
submitted; and
(2) A petition under paragraph (a)(2) of this section by not later
than the date that is one year after the date on which the petition is
submitted.
(d) If the Administrator determines to grant a petition:
(1) In the case of a petition under paragraph (a)(1) of this
section, the Administrator shall immediately issue the relevant
emergency order under CWA section 312(p)(4)(E); or
(2) In the case of a petition under paragraph (a)(2) of this
section, the Administrator shall sign a Notice of Proposed Rulemaking
for publication in the Federal Register to revise the relevant
standard, requirement, regulation, or policy under CWA section
312(p)(4) or (6), as applicable, as soon as possible and not later than
30 days after the date of the determination.
(e) If the Administrator determines to deny a petition, the
Administrator shall sign a notice of the determination for publication
in the Federal Register that includes a detailed explanation of the
scientific, technical, or operational factors that form the basis of
the determination, as soon as possible and not later than 30 days after
the date of the determination.
Sec. 139.51 Petition by a Governor for the Administrator to establish
enhanced Great Lakes system requirements.
(a) The Governors endorsing a proposed standard or requirement
under CWA section 312(p)(10)(B)(ii)(III)(bb) may jointly submit to the
Administrator and the Secretary for approval each proposed standard of
performance or other requirement developed and endorsed pursuant to CWA
section 312(p)(10)(B)(ii) with respect to any discharge that is subject
to regulation under this part and occurs within the Great Lakes System.
(b) A petition under paragraph (a) of this section must include:
(1) An explanation regarding why the applicable standard of
performance or other requirement is at least as stringent as a
comparable standard of performance or other requirement under this
part;
(2) An explanation regarding why the standard of performance or
other requirement is in accordance with maritime safety; and
(3) An explanation regarding why the standard of performance or
other
[[Page 82144]]
requirement is in accordance with applicable maritime and navigation
laws and regulations.
(c) On receipt of a proposed standard of performance or other
requirement under paragraph (b) of this section, the Administrator and
the Secretary shall sign and transmit to the Office of Federal Register
for publication a joint notice that, at minimum:
(1) States that the proposed standard or requirement is publicly
available; and
(2) Provides an opportunity for public comment regarding the
proposed standard or requirement during the 90-day period beginning on
the date of receipt by the Administrator of the proposed standard or
requirement.
(d) The Administrator shall commence a review of each proposed
standard of performance or other requirement covered by the notice to
determine whether that standard or requirement is at least as stringent
as comparable standards and requirements under this part.
(e) In carrying out paragraph (d) of this section, the
Administrator:
(1) Shall consult with the Secretary,
(2) Shall consult with the Governor of each Great Lakes State and
representatives from the Federal and provincial governments of Canada;
(3) Shall take into consideration any relevant data or public
comments received under paragraph (c)(2) of this section; and
(4) Shall not take into consideration any preliminary assessment by
the Great Lakes Commission or any dissenting opinion by a Governor of a
Great Lakes State, except to the extent that such an assessment or
opinion is relevant to the criteria for the applicable determination
under paragraph (d) of this section.
(f) If a Governor of a Great Lakes State withdraws the endorsement
by not later than 90 days after the Administrator receives the proposed
standard or requirement, and the withdrawal results in the proposed
standard or requirement not having the applicable number of
endorsements, the Administrator shall terminate review.
(g) Upon review and determination, the Administrator and the
Secretary shall approve each proposed standard or other requirement,
unless the Administrator determines that the proposed standard or other
requirement is not at least as stringent as comparable standards and
requirements under this part or the Secretary determines that the
proposed standard or requirement is not in accordance with maritime
safety or is not in accordance with applicable maritime and navigation
laws and regulations.
(h) If the Administrator and the Secretary approve a proposed
standard or other requirement, the Administrator and the Secretary
shall sign a notice of the determination and transmit the notice to the
Governor of each Great Lakes State and to the Office of Federal
Register for publication.
(i) If the Administrator and the Secretary disapprove a proposed
standard or other requirement, the Administrator and the Secretary
shall sign a notice of the determination and transmit it to the
Governor of each Great Lakes State and to the Office of Federal
Register for publication. The notice must include:
(1) A description of the reasons why the standard or requirement
is, as applicable, less stringent than a comparable standard or
requirement under this part, and
(2) Any recommendations regarding changes the Governors of the
Great Lakes states could make to conform the disapproved portion of the
standard or requirement to the requirements of this section.
(j) The Administrator and the Secretary shall make an approval or
disapproval determination under this section and transmit a notice of
such determination to the Governor of each Great Lakes State and the
Office of Federal Register not later than 180 days after the date of
receipt of the proposed standard or regulation.
(k) On approval by the Administrator and the Secretary of a
proposed standard of performance or other requirement, the
Administrator shall establish, by regulation, the proposed standard or
requirement within the Great Lakes System in lieu of any comparable
standard or other requirement promulgated under CWA section 312(p)(4).
A requirement to prohibit one or more types of discharge, whether
treated or not treated, into waters within the Great Lakes System shall
not apply outside the waters of the Great Lakes states of the Governors
endorsing the requirement.
Sec. 139.52 Application by a State for the Administrator to establish
a State no-discharge zone.
(a) If any State determines that the protection and enhancement of
the quality of some or all of the waters within the State require
greater environmental protection, the Governor of a State (or a
designee) may submit an application to the Administrator to establish a
regulation prohibiting one or more discharges, whether treated or not
treated, into such waters subject to the application.
(b) A prohibition by the Administrator under paragraph (a) of this
section shall not apply until the Administrator, in concurrence with
the Secretary, reviews the State application and makes the applicable
determinations described in paragraph (d) of this section and publishes
a regulation establishing the prohibition.
(c) An application submitted by the State under paragraph (a) of
this section shall be signed by the Governor (or a designee) and must
include:
(1) A narrative explanation of the location of the proposed waters
and a map delineating the boundaries of the requested prohibition using
geographic coordinates;
(2) A certification that a prohibition of the discharge(s) would
protect and enhance the quality of the specific waters within the State
to a greater extent than the applicable Federal standard provides;
(3) A detailed analysis of the direct and indirect benefits of the
requested prohibition for each individual discharge for which the State
is seeking a prohibition;
(4) A table identifying the types and number of vessels operating
in the waterbody and a table identifying the types and number of
vessels that would be subject to the prohibition;
(5) A table identifying the location, operating schedule, draft
requirements, pumpout capacity, pumpout flow rate, connections, and fee
structure of each existing facility capable of servicing the vessels
that would be subject to the prohibition and available to receive the
prohibited discharge;
(6) A description of the wastewater handling procedures of each
facility identified in paragraph (c)(5) of this section, including
information on how wastewater is stored, transported, treated, and/or
disposed by each facility;
(7) A map indicating the location of each stationary facility, and
the coverage area of each mobile facility, identified in paragraph
(c)(5) of this section within the proposed waters;
(8) A detailed analysis of the impacts to vessels subject to the
prohibition, including a discussion of how these vessels may feasibly
collect and store the discharge, the extent to which retrofitting may
be required, costs that are incurred as a result of the discharge
prohibition, and any safety implications.
(d) On application of a State, the Administrator, in concurrence
with the Secretary, shall, by regulation, prohibit the discharge from a
vessel of one or more discharges subject to regulation under this part,
whether treated or not
[[Page 82145]]
treated, into the waters covered by the application if the
Administrator determines that:
(1) The prohibition of the discharge(s) would protect and enhance
the quality of the specified waters within the State;
(2) Adequate facilities for the safe and sanitary removal and
treatment of the prohibited discharge(s) are reasonably available,
including taking costs into consideration, for the water and all
vessels to which the prohibition would apply. A determination of
adequacy shall consider, at a minimum, water depth, dock size, pumpout
facility capacity and flow rate, availability of year-round operations,
proximity to navigation routes, the availability of operational changes
as a means to reduce the discharge, and the ratio of pumpout facilities
to the population and discharge capacity of vessels operating in those
waters;
(3) The discharge(s) can be safely collected and stored until a
vessel reaches an appropriate facility or location for discharge;
(4) In the case of an application for the prohibition of the
discharge of ballast water in port (or in any other location where
cargo, passengers, or fuel are loaded and unloaded):
(i) The considerations for adequate facilities described in
paragraph (d)(2) of this section apply; and
(ii) The prohibition will not unreasonably interfere with the safe
loading and unloading of cargo, passengers, or fuel.
(e) The Administrator shall submit to the Secretary a request for
written concurrence on a determination made to establish a prohibition.
(1) A failure by the Secretary to concur with the Administrator 60
days after the date on which the Administrator submits a request for
concurrence shall not prevent the Administrator from prohibiting the
discharge or discharges, subject to the condition that the
Administrator shall include in the administrative record of the
promulgation:
(i) Documentation of the request for concurrence; and
(ii) The response of the Administrator to any written objections
received from the Secretary relating to the prohibition during the 60-
day period beginning on the date of the request for concurrence.
(f) If the Administrator determines that an application meets the
criteria in paragraph (c) of this section and approves the application,
the Administrator shall notify the State of the tentative approval and
develop a Notice of Proposed Rulemaking for transmittal to the Office
of the Federal Register.
Appendix A to Part 139--Federally-Protected Waters \1\
The asterisk (``*'') modifier in appendix A to part 139 identifies
those areas vessels subject to these Federal standards may be most
likely to transit based on proximity to waters where these vessels may
operate.
A.1 National Marine Sanctuaries
American Samoa National Marine Sanctuary *
Channel Islands National Marine Sanctuary *
Cordell Bank National Marine Sanctuary *
Florida Keys National Marine Sanctuary *
Greater Farallones National Marine Sanctuary *
Hawaiian Islands Humpback Whale National Marine Sanctuary *
Monterey Bay National Marine Sanctuary *
Olympic Coast National Marine Sanctuary *
Stellwagen Bank National Marine Sanctuary *
A.2 Marine National Monuments
Mariana Trench Marine National Monument *
Northeast Canyons and Seamounts Marine National Monument *
Pacific Remote Islands Marine National Monument *
Papahanaumokuakea Marine National Monument *
Rose Atoll Marine National Monument
A.3 National Parks (National Reserves and Monuments)
Alabama
Birmingham Civil Rights National Monument
Freedom Riders National Monument
Horseshoe Bend National Military Park
Little River Canyon National Preserve
Muscle Shoals National Heritage Area
Natchez Trace National Scenic Trail *
Russell Cave National Monument
Selma to Montgomery National Historic Trail
Trail of Tears National Historic Trail
Tuskegee Airmen National Historic Site
Tuskegee Institute National Historic Site
Alaska
Aleutian World War II National Historic Area
Aniakchak National Monument and Preserve *
Bering Land Bridge National Preserve *
Cape Krusenstern National Monument *
Chilkoot National Historic Trail
Denali National Park and Preserve
Gates of the Arctic National Park and Preserve *
Glacier Bay National Park and Preserve *
Iditarod National Historic Trail
Inupiat Heritage Center
Katmai National Park and Preserve *
Kenai Fjords National Park *
Kenai Mountains-Turnagain Arm National Heritage Area
Klondike Gold Rush National Historical Park *
Kobuk Valley National Park *
Lake Clark National Park and Preserve *
Noatak National Preserve *
Sitka National Historical Park *
Wrangell-St. Elias National Park and Preserve *
Yukon-Charley Rivers National Preserve *
American Samoa
National Park of American Samoa *
Arizona
Arizona National Scenic Trail
Butterfield Overland National Historic Trail
Canyon de Chelly National Monument
Casa Grande Ruins National Monument
Chiricahua National Monument
Coronado National Memorial
Fort Bowie National Historic Site
Glen Canyon National Recreation Area
Grand Canyon-Parashant National Monument
Grand Canyon National Park
Hohokam Pima National Monument
Hubbell Trading Post National Historic Site
Lake Mead National Recreation Area
Montezuma Castle National Monument
Navajo National Monument
Old Spanish National Historic Trail
Organ Pipe Cactus National Monument
Petrified Forest National Park
Pipe Spring National Monument
Saguaro National Park
Santa Cruz Valley National Heritage Area
Sunset Crater Volcano National Monument
Tonto National Monument
Tumacacori National Historical Park
Tuzigoot National Monument
Walnut Canyon National Monument
Wupatki National Monument
Yuma Crossing National Heritage Area
Arkansas
Arkansas Post National Memorial *
Buffalo National River *
Butterfield Overland National Historic Trail
Charleston National Commemorative Site
Fort Smith National Historic Site *
Hot Springs National Park
Little Rock Central High School National Historic Site
Mississippi Delta National Heritage Area
Pea Ridge National Military Park
President William Jefferson Clinton Birthplace Home National
Historic Site
Trail of Tears National Historic Trail
California
Butterfield Overland National Historic Trail
Cabrillo National Monument *
California National Historic Trail
Castle Mountains National Monument
Cesar E. Chavez National Monument
Channel Islands National Park *
Death Valley National Park
Devils Postpile National Monument
Eugene O'Neill National Historic Site
Fort Point National Historic Site *
Golden Gate National Recreation Area *
John Muir National Historic Site
Joshua Tree National Park
Juan Bautista de Anza National Historic Trail
Kings Canyon National Park
Lassen Volcanic National Park
Lava Beds National Monument
Manzanar National Historic Site
Mojave National Preserve
Muir Woods National Monument
Old Spanish National Historic Trail
Pacific Crest National Scenic Trail
Pinnacles National Park
[[Page 82146]]
Point Reyes National Seashore *
Pony Express National Historic Trail
Port Chicago Naval Magazine National Memorial *
Redwood National Park *
Roosevelt Campobello International Park
Rosie the Riveter/World War II Home Front National Historical Park *
Sacramento-San Joaquin Delta National Heritage Area
San Francisco Maritime National Historical Park *
Santa Monica Mountains National Recreation Area *
Sequoia National Park
Tule Lake National Monument
Whiskeytown-Shasta-Trinity National Recreation Area
Yosemite National Park
Colorado
Amache National Historic Site
Bent's Old Fort National Historic Site
Black Canyon of the Gunnison National Park
Cache La Poudre River National Heritage Area
California National Historic Trail
Colorado National Monument
Continental Divide National Scenic Trail
Curecanti National Recreation Area
Dinosaur National Monument
Florissant Fossil Beds National Monument
Great Sand Dunes National Park and Preserve
Hovenweep National Monument
Mesa Verde National Park
Old Spanish National Historic Trail
Pony Express National Historic Trail
Rocky Mountain National Park
Sand Creek Massacre National Historic Site
Sangre de Cristo National Heritage Area
Santa Fe National Historic Trail
South Park National Heritage Area
Yucca House National Monument
Connecticut
Appalachian National Scenic Trail *
Coltsville National Historical Park
New England National Scenic Trail
The Last Green Valley National Heritage Corridor
Upper Housantonic Valley National Heritage Area
Washington-Rochambeau Revolutionary Route National Historic Trail
Weir Farm National Historical Park
Delaware
Captain John Smith Chesapeake National Historic Trail
First State National Historical Park *
Washington-Rochambeau Revolutionary Route National Historic
Trail
District of Columbia
Adams Memorial
Belmont-Paul Women's Equality National Monument
Captain John Smith Chesapeake National Historic Trail
Carter G. Woodson Home National Historic Site
Chesapeake and Ohio Canal National Historical Park *
Constitution Gardens
Desert Storm/Desert Shield Memorial
Dwight D. Eisenhower Memorial
Ford's Theatre National Historic Site
Franklin Delano Roosevelt Memorial *
Frederick Douglass National Historic Site
George Washington Memorial Parkway
Global War on Terrorism Memorial
Korean War Veterans Memorial *
Lincoln Memorial *
Lyndon Baines Johnson Memorial Grove on the Potomac *
Martin Luther King Jr. Memorial *
Mary McLeod Bethune Council House National Historic Site
National Capital Parks--East *
National Mall and Memorial Parks
Pennsylvania Avenue National Historic Site
Potomac Heritage National Scenic Trail
Rock Creek Park
Star-Spangled Banner National Historic Trail
The White House and President's Park
Theodore Roosevelt Island *
Thomas Jefferson Memorial *
Vietnam Veterans Memorial
Washington-Rochambeau Revolutionary Route National Historic Trail
Washington Monument *
World War I Memorial
World War II Memorial *
Florida
Big Cypress National Preserve *
Biscayne National Park *
Canaveral National Seashore *
Castillo de San Marcos National Monument *
De Soto National Memorial *
Dry Tortugas National Park *
Everglades National Park *
Florida National Scenic Trail
Fort Caroline National Memorial *
Fort Matanzas National Monument *
Gulf Islands National Seashore *
Gullah/Geechee Cultural Heritage Corridor
Timucuan Ecological and Historic Preserve *
Georgia
Andersonville National Historic Site
Appalachian National Scenic Trail
Arabia Mountain National Heritage Area
Augusta Canal National Heritage Area
Chattahoochee River National Recreation Area
Chickamauga and Chattanooga National Military Park *
Cumberland Island National Seashore *
Fort Frederica National Monument *
Fort Pulaski National Monument *
Gullah/Geechee Cultural Heritage Corridor
Jimmy Carter National Historical Park
Kennesaw Mountain National Battlefield Park
Kettle Creek Battlefield
Martin Luther King Jr. National Historical Park
Ocmulgee Mounds National Historical Park *
Trail of Tears National Historic Trail
Guam
War in the Pacific National Historical Park *
Hawaii
Ala Kahakai National Historic Trail
Haleakala National Park *
Hawai`i Volcanoes National Park *
Honouliuli National Historic Site
Kalaupapa National Historical Park *
Kaloko-Honokhau National Historical Park *
Pearl Harbor National Memorial *
Pu`uhonua o Honaunau National Historical Park *
Pu`ukohola Heiau National Historic Site *
Idaho
California National Historic Trail
City of Rocks National Reserve
Continental Divide National Scenic Trail
Craters of the Moon National Monument and Preserve
Hagerman Fossil Beds National Monument
Lewis and Clark National Historic Trail
Minidoka National Historic Site *
Nez Perce (Nee-Me-Poo) National Historic Trail
Nez Perce National Historical Park
Oregon National Historic Trail
Pacific Northwest National Scenic Trail
Yellowstone National Park
Illinois
Abraham Lincoln National Heritage Area
Chicago Portage National Historic Site
Emmett Till and Mamie Till-Mobley National Monument
Gateway Arch National Park *
Illinois and Michigan Canal National Heritage Corridor
Lewis and Clark National Historic Trail *
Lincoln Home National Historic Site
Mormon Pioneer National Historic Trail
New Philadelphia National Historic Site
Pullman National Historical Park
Ronald Reagan Boyhood Home National Historic Site
Trail of Tears National Historic Trail
Indiana
George Rogers Clark National Historical Park
Indiana Dunes National Park *
Kennedy-King National Commemorative Site
Lewis and Clark National Historic Trail
Lincoln Boyhood National Memorial
Iowa
America's Agricultural Heritage Partnership (Silos and Smokestacks
National Heritage Area)
Effigy Mounds National Monument *
Herbert Hoover National Historic Site
Lewis and Clark National Historic Trail
Mormon Pioneer National Historic Trail
Kansas
Brown v. Board of Education National Historical Park
California National Historic Trail
Fort Larned National Historic Site
Fort Scott National Historic Site
Freedom's Frontier National Heritage Area
Lewis and Clark National Historic Trail
Nicodemus National Historic Site
Oregon National Historic Trail
Pony Express National Historic Trail
Quindaro Townsite
Santa Fe National Historic Trail
Tallgrass Prairie National Preserve
Kentucky
Abraham Lincoln Birthplace National Historical Park
Big South Fork National River and Recreation Area
Camp Nelson National Monument *
Cumberland Gap National Historical Park
Fort Donelson National Battlefield *
Lewis and Clark National Historic Trail
Mammoth Cave National Park *
Mill Springs Battlefield National Monument *
[[Page 82147]]
Trail of Tears National Historic Trail
Louisiana
Atchafalaya National Heritage Area
Cane River Creole National Historical Park
Cane River National Heritage Area
El Camino Real de los Tejas National Historic Trail
Jean Lafitte National Historical Park and Preserve *
Mississippi Delta National Heritage Area
New Orleans Jazz National Historical Park
Poverty Point National Monument
Vicksburg National Military Park *
Maine
Acadia National Park *
Appalachian National Scenic Trail
Katahdin Woods and Waters National Monument
Saint Croix Island International Historic Site
Maryland
Antietam National Battlefield
Appalachian Forest National Heritage Area
Appalachian National Scenic Trail
Assateague Island National Seashore *
Baltimore National Heritage Area
Captain John Smith Chesapeake National Historic Trail
Catoctin Mountain Park
Chesapeake and Ohio Canal National Historical Park
Clara Barton National Historic Site
Fort McHenry National Monument and Historic Shrine *
Fort Washington Park *
George Washington Memorial Parkway *
Greenbelt Park
Hampton National Historic Site
Harpers Ferry National Historical Park
Harriet Tubman Underground Railroad National Historical Park
Journey Through Hallowed Ground National Heritage Area
Monocacy National Battlefield
National Capital Parks--East *
Piscataway Park *
Potomac Heritage National Scenic Trail
Star-Spangled Banner National Historic Trail
Thomas Stone National Historic Site
Washington-Rochambeau Revolutionary Route National Historic Trail
Massachusetts
Adams National Historical Park
Appalachian National Scenic Trail
Boston African American National Historic Site *
Boston Harbor Islands National Recreation Area *
Boston National Historical Park *
Cape Cod National Seashore *
Essex National Heritage Area
Frederick Law Olmsted National Historic Site
Freedom's Way National Heritage Area
John Fitzgerald Kennedy National Historic Site
John H. Chafee Blackstone River Valley National Heritage Corridor
Longfellow--Washington's Headquarters National Historic Site
Lowell National Historical Park
Minute Man National Historical Park
New Bedford Whaling National Historical Park *
New England National Scenic Trail
Salem Maritime National Historic Site *
Saugus Iron Works National Historic Site *
Springfield Armory National Historic Site
The Last Green Valley National Heritage Corridor
Upper Housantonic Valley National Heritage Area
Washington-Rochambeau Revolutionary Route National Historic Trail
Michigan
Father Marquette National Memorial
Isle Royale National Park *
Keweenaw National Historical Park *
MotorCities National Heritage Area
North Country National Scenic Trail
Pictured Rocks National Lakeshore *
River Raisin National Battlefield Park *
Sleeping Bear Dunes National Lakeshore *
Minnesota
Grand Portage National Monument *
Mississippi National River and Recreation Areas *
North Country National Scenic Trail
Pipestone National Monument
Saint Croix National Scenic Riverway
Voyageurs National Park *
Mississippi
Brices Cross Roads National Battlefield Site
Emmett Till and Mamie Till-Mobley National Monument
Gulf Islands National Seashore
Medgar and Myrlie Evers Home National Monument
Mississippi Delta National Heritage Area
Mississippi Gulf Coast National Heritage Area
Mississippi Hills National Heritage Area
Natchez National Historical Park *
Natchez Trace National Scenic Trail
Natchez Trace Parkway
Tupelo National Battlefield
Vicksburg National Military Park
Missouri
Butterfield Overland National Historic Trail
California National Historic Trail
Freedom's Frontier National Heritage Area
Gateway Arch National Park
George Washington Carver National Monument
Harry S Truman National Historic Site
Lewis and Clark National Historic Trail
Oregon National Historic Trail
Ozark National Scenic Riverways
Pony Express National Historic Trail
Santa Fe National Historic Trail
Ste. Genevieve National Historical Park
Trail of Tears National Historic Trail
Ulysses S. Grant National Historic Site
Wilson's Creek National Battlefield
Montana
Big Hole National Battlefield
Bighorn Canyon National Recreation Area
Continental Divide National Scenic Trail
Fort Union Trading Post National Historic Site
Glacier National Park
Grant-Kohrs Ranch National Historic Site
Lewis and Clark National Historic Trail
Little Bighorn Battlefield National Monument
Nez Perce (Nee-Me-Poo) National Historic Trail
Nez Perce National Historical Park
Pacific Northwest National Scenic Trail
Yellowstone National Park
Nebraska
Agate Fossil Beds National Monument
California National Historic Trail
Chimney Rock National Historic Site
Homestead National Historical Park
Lewis and Clark National Historic Trail
Missouri National Recreational River *
Mormon Pioneer National Historic Trail
Niobrara National Scenic River
Oregon National Historic Trail
Pony Express National Historic Trail
Scotts Bluff National Monument
Nevada
California National Historic Trail
Death Valley National Park
Great Basin National Heritage Route
Great Basin National Park
Lake Mead National Recreation Area
Old Spanish National Historic Trail
Pony Express National Historic Trail
Tule Springs Fossil Beds National Monument
New Hampshire
Appalachian National Scenic Trail
Freedom's Way National Heritage Area
Saint-Gaudens National Historical Park
New Jersey
Appalachian National Scenic Trail
Crossroads of the American Revolution National Heritage Area
Delaware Water Gap National Recreation Area
Gateway National Recreation Area *
Great Egg Harbor National Scenic and Recreational River
Middle Delaware National Scenic River
Morristown National Historical Park
Paterson Great Falls National Historical Park
Pinelands National Reserve
Statue of Liberty National Monument *
Thomas Edison National Historical Park
Washington-Rochambeau Revolutionary Route National Historic Trail
New Mexico
Aztec Ruins National Monument
Bandelier National Monument
Butterfield Overland National Historic Trail
Capulin Volcano National Monument
Carlsbad Caverns National Park
Chaco Culture National Historical Park
Continental Divide National Scenic Trail
El Camino de Tierra Adentro National Historic Trail
El Malpais National Monument
El Morro National Monument
Fort Union National Monument
Gila Cliff Dwellings National Monument
Manhattan Project National Historical Park
Northern Rio Grande National Heritage Area
Old Spanish National Historic Trail
Pecos National Historical Park
Petroglyph National Monument
Salinas Pueblo Missions National Monument
Santa Fe National Historic Trail
Valles Caldera National Preserve
White Sands National Park
New York
African Burial Ground National Monument
Appalachian National Scenic Trail
Captain John Smith Chesapeake National Historic Trail
[[Page 82148]]
Castle Clinton National Monument *
Champlain Valley National Heritage Partnership
Eleanor Roosevelt National Historic Site
Erie Canalway National Heritage Corridor
Federal Hall National Memorial
Fire Island National Seashore *
Fort Stanwix National Monument
Gateway National Recreation Area *
General Grant National Memorial
Governors Island National Monument *
Hamilton Grange National Memorial
Harriet Tubman National Historical Park
Home of Franklin D. Roosevelt National Historic Site *
Kate Mullany National Historic Site
Lower East Side Tenement National Historic Site
Martin Van Buren National Historic Site
Maurice D. Hinchey Hudson River National Heritage Area
Middle Delaware National Scenic River
Niagara Falls National Heritage Area
North Country National Scenic Trail
Sagamore Hill National Historic Site *
Saint Paul's Church National Historic Site
Saratoga National Historical Park *
Statue of Liberty National Monument *
Stonewall National Monument
Theodore Roosevelt Birthplace National Historic Site
Theodore Roosevelt Inaugural National Historic Site
Thomas Cole National Historic Site
Upper Delaware Scenic and Recreational River
Vanderbilt Mansion National Historic Site *
Washington-Rochambeau Revolutionary Route National Historic Trail
Women's Rights National Historical Park *
North Carolina
Appalachian National Scenic Trail
Blue Ridge National Heritage Area
Blue Ridge Parkway
Cape Hatteras National Seashore *
Cape Lookout National Seashore *
Carl Sandburg Home National Historic Site
Fort Raleigh National Historic Site *
Great Smoky Mountains National Park
Guilford Courthouse National Military Park
Gullah/Geechee Cultural Heritage Corridor
Moores Creek National Battlefield
Overmountain Victory National Historic Trail
Trail of Tears National Historic Trail
Wright Brothers National Memorial
North Dakota
Fort Union Trading Post National Historic Site
International Peace Garden
Knife River Indian Villages National Historic Site
Lewis and Clark National Historic Trail
North Country National Scenic Trail
Northern Plains National Heritage Area
Theodore Roosevelt National Park
Northern Mariana Islands
American Memorial Park *
Ohio
Charles Young Buffalo Soldiers National Monument
Cuyahoga Valley National Park
Dayton Aviation Heritage National Historical Park
Fallen Timbers Battlefield and Fort Miamis National Historic Site
First Ladies National Historic Site
Hopewell Culture National Historical Park
James A. Garfield National Historic Site
Lewis and Clark National Historic Trail
National Aviation National Heritage Area
North Country National Scenic Trail
Ohio and Erie National Heritage Canalway
Perry's Victory and International Peace Memorial *
William Howard Taft National Historic Site
Oklahoma
Butterfield Overland National Historic Trail
Chickasaw National Recreation Area
Fort Smith National Historic Site
Oklahoma City National Memorial
Santa Fe National Historic Trail
Trail of Tears National Historic Trail
Washita Battlefield National Historic Site
Oregon
California National Historic Trail
Crater Lake National Park
John Day Fossil Beds National Monument
Lewis and Clark National Historic Trail
Lewis and Clark National Historical Park *
Nez Perce (Nee-Me-Poo) National Historic Trail
Nez Perce National Historical Park
Oregon Caves National Monument and Preserve
Oregon National Historic Trail
Pacific Crest National Scenic Trail
Pennsylvania
Allegheny Portage Railroad National Historic Site
Appalachian National Scenic Trail
Benjamin Franklin National Memorial
Captain John Smith Chesapeake National Historic Trail
Delaware and Lehigh National Heritage Corridor
Delaware Water Gap National Recreation Area
Edgar Allan Poe National Historic Site
Eisenhower National Historic Site
Flight 93 National Memorial
Fort Necessity National Battlefield
Friendship Hill National Historic Site *
Gettysburg National Military Park
Gloria Dei (Old Swedes') Church National Historic Site
Hopewell Furnace National Historic Site
Independence National Historical Park *
Johnstown Flood National Memorial
Journey Through Hallowed Ground National Heritage Area
Lackawanna Valley National Heritage Area
Lewis and Clark National Historic Trail
Middle Delaware National Scenic River
North Country National Scenic Trail
Oil Region National Heritage Area
Potomac Heritage National Scenic Trail
Rivers of Steel National Heritage Area
Schuylkill River Valley National Heritage Area
Southwestern Pennsylvania Industrial Heritage Route (Paths of
Progress National Heritage Route)
Steamtown National Historic Site
Susquehanna National Heritage Area
Thaddeus Kosciuszko National Memorial
Upper Delaware Scenic and Recreational River
Valley Forge National Historical Park
Washington-Rochambeau Revolutionary Route National Historic Trail
Puerto Rico
San Juan National Historic Site *
Rhode Island
Blackstone River Valley National Historical Park
John H. Chafee Blackstone River Valley National Heritage Corridor
Roger Williams National Memorial
Touro Synagogue National Historic Site
Washington-Rochambeau Revolutionary Route National Historic Trail
South Carolina
Charles Pinckney National Historic Site
Congaree National Park *
Cowpens National Battlefield
Eutaw Springs Battlefield
Fort Sumter and Fort Moultrie National Historical Park *
Gullah/Geechee Cultural Heritage Co
Historic Camden Revolutionary War Site
Kings Mountain National Military Park
Ninety Six National Historic Site
Overmountain Victory National Historic Trail
Reconstruction Era National Historical Park *
South Carolina National Heritage Corridor
South Dakota
Badlands National Park
Jewel Cave National Monument
Lewis and Clark National Historic Trail
Minuteman Missile National Historic Site
Missouri National Recreational River
Mount Rushmore National Memorial
Wind Cave National Park
Tennessee
Andrew Johnson National Historic Site
Appalachian National Scenic Trail
Big South Fork National River and Recreation Area
Chickamauga and Chattanooga National Military Park
Cumberland Gap National Historical Park
Fort Donelson National Battlefield
Great Smoky Mountains National Park
Manhattan Project National Historical Park *
Natchez Trace National Scenic Trail
Overmountain Victory National Historic Trail
Parkers Crossroads Battlefield
Shiloh National Military Park *
Stones River National Battlefield
Tennessee Civil War National Heritage Area
Trail of Tears National Historic Trail
Texas
Alibates Flint Quarries National Monument
Amistad National Recreation Area *
Big Bend National Park
Big Thicket National Preserve
Blackwell School National Historic Site
Butterfield Overland National Historic Trail
Chamizal National Memorial
El Camino de Tierra Adentro National Historic Trail
El Camino Real de los Tejas National Historic Trail
Fort Davis National Historic Site
Guadalupe Mountains National Park
Lake Meredith National Recreation Area
Lyndon B. Johnson National Historical Park
Padre Island National Seashore *
[[Page 82149]]
Palo Alto Battlefield National Historical Park
Rio Grande Wild and Scenic River
San Antonio Missions National Historical Park
Waco Mammoth National Monument
Utah
Arches National Park
Bryce Canyon National Park
California National Historic Trail
Canyonlands National Park
Capitol Reef National Park
Cedar Breaks National Monument
Dinosaur National Monument
Glen Canyon National Recreation Area
Golden Spike National Historical Park
Great Basin National Heritage Route
Hovenweep National Monument
Mormon Pioneer National Heritage Area
Mormon Pioneer National Historic Trail
Natural Bridges National Monument
Old Spanish National Historic Trail
Pony Express National Historic Trail
Rainbow Bridge National Monument
Timpanogos Cave National Monument
Zion National Park
Vermont
Appalachian National Scenic Trail
Champlain Valley National Heritage Partnership
Marsh-Billings-Rockefeller National Historical Park
North Country National Scenic Trail
Virgin Islands
Buck Island Reef National Monument *
Christiansted National Historic Site *
Salt River Bay National Historical Park and Ecological Preserve *
Virgin Islands Coral Reef National Monument *
Virgin Islands National Park *
Virginia
Appalachian National Scenic Trail
Appomattox Court House National Historical Park
Arlington House, The Robert E. Lee Memorial
Assateague Island National Seashore
Blue Ridge Parkway
Booker T. Washington National Monument
Captain John Smith Chesapeake National Historic Trail
Cedar Creek and Belle Grove National Historical Park
Colonial National Historical Park *
Cumberland Gap National Historical Park
Fort Monroe National Monument *
Fredericksburg and Spotsylvania County Battlefields Memorial
National Military Park *
George Washington Birthplace National Monument *
George Washington Memorial Parkway
Green Springs National Historic Landmark District
Harpers Ferry National Historical Park
Jamestown National Historic Site
Journey Through Hallowed Ground National Heritage Area
Maggie L. Walker National Historic Site
Manassas National Battlefield Park
Natural Bridge State Park
Overmountain Victory National Historic Trail
Petersburg National Battlefield *
Potomac Heritage National Scenic Trail
Prince William Forest Park
Red Hill Patrick Henry National Memorial
Richmond National Battlefield Park *
Shenandoah National Park
Shenandoah Valley Battlefields National Historic District
Star-Spangled Banner National Historic Trail
Washington-Rochambeau Revolutionary Route National Historic Trail
Wolf Trap National Park for the Performing Arts
Washington
Ebey's Landing National Historical Reserve *
Fort Vancouver National Historic Site *
Klondike Gold Rush National Historical Park
Lake Chelan National Recreation Area
Lake Roosevelt National Recreation Area *
Lewis and Clark National Historic Trail
Lewis and Clark National Historical Park
Manhattan Project National Historical Park
Maritime Washington National Heritage Area
Mount Rainier National Park
Mountains to Sound Greenway National Heritage Area
Nez Perce National Historical Park
North Cascades National Park
Olympic National Park *
Oregon National Historic Trail
Pacific Crest National Scenic Trail
Pacific Northwest National Scenic Trail
Ross Lake National Recreation Area
San Juan Island National Historical Park *
Whitman Mission National Historic Site
Wing Luke Museum of the Asian Pacific American Experience
West Virginia
Appalachian Forest National Heritage Area
Appalachian National Scenic Trail
Bluestone National Scenic River
Chesapeake and Ohio Canal National Historical Park
Gauley River National Recreation Area
Harpers Ferry National Historical Park
Lewis and Clark National Historic Trail
National Coal National Heritage Area
New River Gorge National Park and Preserve
Wheeling National Heritage Area
Wisconsin
Apostle Islands National Lakeshore *
Ice Age National Scenic Trail
Ice Age National Scientific Reserve
North Country National Scenic Trail
Saint Croix National Scenic Riverway
Wyoming
Bighorn Canyon National Recreation Area
California National Historic Trail
Continental Divide National Scenic Trail
Devils Tower National Monument
Fort Laramie National Historic Site
Fossil Butte National Monument
Grand Teton National Park
John D. Rockefeller Jr. Memorial Parkway
Mormon Pioneer National Historic Trail
Nez Perce (Nee-Me-Poo) National Historic Trail
Oregon National Historic Trail
Pony Express National Historic Trail
Yellowstone National Park
A.4 National Wildlife Refuges
Alabama
Bon Secour National Wildlife Refuge *
Cahaba River National Wildlife Refuge
Choctaw National Wildlife Refuge *
Eufaula National Wildlife Refuge *
Fern Cave National Wildlife Refuge
Grand Bay National Wildlife Refuge *
Key Cave National Wildlife Refuge *
Mountain Longleaf National Wildlife Refuge
Sauta Cave National Wildlife Refuge
Watercress Darter National Wildlife Refuge
Wheeler National Wildlife Refuge *
Alaska
Alaska Maritime National Wildlife Refuge *
Alaska Peninsula National Wildlife Refuge *
Arctic National Wildlife Refuge *
Becharof National Wildlife Refuge *
Innoko National Wildlife Refuge *
Izembek National Wildlife Refuge *
Kanuti National Wildlife Refuge *
Kenai National Wildlife Refuge *
Kodiak National Wildlife Refuge *
Koyukuk National Wildlife Refuge *
Nowitna National Wildlife Refuge *
Selawik National Wildlife Refuge *
Tetlin National Wildlife Refuge
Togiak National Wildlife Refuge *
Yukon Delta National Wildlife Refuge *
Yukon Flats National Wildlife Refuge *
American Samoa
Rose Atoll National Wildlife Refuge *
Arizona
Bill Williams River National Wildlife Refuge
Buenos Aires National Wildlife Refuge
Cabeza Prieta National Wildlife Refuge
Cibola National Wildlife Refuge
Havasu National Wildlife Refuge
Imperial National Wildlife Refuge
Kofa National Wildlife Refuge
Leslie Canyon National Wildlife Refuge
San Bernardino National Wildlife Refuge
Arkansas
Bald Knob National Wildlife Refuge
Big Lake National Wildlife Refuge
Cache River National Wildlife Refuge *
Dale Bumpers White River National Wildlife Refuge *
Felsenthal National Wildlife Refuge *
Holla Bend National Wildlife Refuge *
Logan Cave National Wildlife Refuge
Overflow National Wildlife Refuge
Pond Creek National Wildlife Refuge
Wapanocca National Wildlife Refuge
California
Antioch Dunes National Wildlife Refuge *
Bitter Creek National Wildlife Refuge
Blue Ridge National Wildlife Refuge
Butte Sink Wildlife Management Area
Castle Rock National Wildlife Refuge *
Cibola National Wildlife Refuge
Clear Lake National Wildlife Refuge
Coachella Valley National Wildlife Refuge
Colusa National Wildlife Refuge
Delevan National Wildlife Refuge
Don Edwards San Francisco Bay National Wildlife Refuge *
Ellicott Slough National Wildlife Refuge
Farallon Islands National Wildlife Refuge *
Grasslands Wildlife Management Area
Guadalupe-Nipomo Dunes National Wildlife Refuge *
Havasu National Wildlife Refuge
Hopper Mountain National Wildlife Refuge
Humboldt Bay National Wildlife Refuge *
[[Page 82150]]
Imperial National Wildlife Refuge
Kern National Wildlife Refuge
Lower Klamath National Wildlife Refuge
Marin Islands National Wildlife Refuge *
Merced National Wildlife Refuge
Modoc National Wildlife Refuge
Pixley National Wildlife Refuge
Sacramento National Wildlife Refuge
Sacramento River National Wildlife Refuge *
Salinas River National Wildlife Refuge *
San Diego Bay National Wildlife Refuge *
San Diego National Wildlife Refuge
San Joaquin River National Wildlife Refuge
San Luis National Wildlife Refuge
San Pablo Bay National Wildlife Refuge *
Seal Beach National Wildlife Refuge *
Sonny Bono Salton Sea National Wildlife Refuge
Steve Thompson North Central Valley Wildlife Management Area *
Stone Lakes National Wildlife Refuge *
Sutter National Wildlife Refuge
Tijuana Slough National Wildlife Refuge *
Tulare Basin Wildlife Management Area
Tule Lake National Wildlife Refuge
Willow Creek-Lurline Wildlife Management Area
Colorado
Alamosa National Wildlife Refuge
Arapaho National Wildlife Refuge
Baca National Wildlife Refuge
Browns Park National Wildlife Refuge
Colorado River Wildlife Management Area
Monte Vista National Wildlife Refuge
Rocky Flats National Wildlife Refuge
Rocky Mountain Arsenal National Wildlife Refuge
San Luis Valley Conservation Area
Sangre De Cristo Conservation Area
Two Ponds National Wildlife Refuge
Connecticut
Great Thicket National Wildlife Refuge *
Silvio O. Conte National Fish And Wildlife Refuge
Stewart B. Mckinney National Wildlife Refuge *
Delaware
Bombay Hook National Wildlife Refuge *
Prime Hook National Wildlife Refuge *
Florida
Archie Carr National Wildlife Refuge *
Arthur R. Marshall Loxahatchee National Wildlife Refuge
Caloosahatchee National Wildlife Refuge *
Cedar Keys National Wildlife Refuge *
Chassahowitzka National Wildlife Refuge *
Crocodile Lake National Wildlife Refuge *
Crystal River National Wildlife Refuge *
Egmont Key National Wildlife Refuge *
Everglades Headwaters National Wildlife Refuge And Conservation Area
Everglades To Gulf Conservation Area
Florida Panther National Wildlife Refuge
Great White Heron National Wildlife Refuge *
Island Bay National Wildlife Refuge *
J. N. Ding Darling National Wildlife Refuge *
Key West National Wildlife Refuge
Lake Wales Ridge National Wildlife Refuge
Lake Woodruff National Wildlife Refuge *
Lower Suwannee National Wildlife Refuge *
Matlacha Pass National Wildlife Refuge *
Merritt Island National Wildlife Refuge *
Nathaniel P. Reed Hobe Sound National Wildlife Refuge *
National Key Deer Refuge *
Okefenokee National Wildlife Refuge
Passage Key National Wildlife Refuge *
Pelican Island National Wildlife Refuge *
Pine Island National Wildlife Refuge *
Pinellas National Wildlife Refuge *
St. Johns National Wildlife Refuge
St. Marks National Wildlife Refuge *
St. Vincent National Wildlife Refuge *
Ten Thousand Islands National Wildlife Refuge *
Georgia
Banks Lake National Wildlife Refuge
Blackbeard Island National Wildlife Refuge *
Bond Swamp National Wildlife Refuge *
Eufaula National Wildlife Refuge *
Harris Neck National Wildlife Refuge
Okefenokee National Wildlife Refuge
Piedmont National Wildlife Refuge
Savannah National Wildlife Refuge *
Wassaw National Wildlife Refuge *
Wolf Island National Wildlife Refuge *
Guam
Guam National Wildlife Refuge *
Hawaii
Hakalau Forest National Wildlife Refuge
Hanalei National Wildlife Refuge
Hawaiian Islands National Wildlife Refuge *
Hul`ia National Wildlife Refuge
James Campbell National Wildlife Refuge *
Kakahai`a National Wildlife Refuge *
Kelia Pond National Wildlife Refuge *
Kilauea Point National Wildlife Refuge *
Ohahu Forest National Wildlife Refuge
Pearl Harbor National Wildlife Refuge *
Idaho
Bear Lake National Wildlife Refuge
Bear River Watershed Conservation Area
Camas National Wildlife Refuge
Deer Flat National Wildlife Refuge
Grays Lake National Wildlife Refuge
Kootenai National Wildlife Refuge
Minidoka National Wildlife Refuge
Oxford Slough Waterfowl Production Area
Illinois
Chautauqua National Wildlife Refuge *
Clarence Cannon National Wildlife Refuge *
Crab Orchard National Wildlife Refuge
Cypress Creek National Wildlife Refuge *
Emiquon National Wildlife Refuge *
Great River National Wildlife Refuge *
Hackmatack National Wildlife Refuge
Kankakee National Wildlife Refuge And Conservation Area
Meredosia National Wildlife Refuge *
Middle Mississippi River National Wildlife Refuge *
Port Louisa National Wildlife Refuge
Two Rivers National Wildlife Refuge *
Upper Mississippi River National Wildlife And Fish Refuge *
Indiana
Big Oaks National Wildlife Refuge
Muscatatuck National Wildlife Refuge
Patoka River National Wildlife Refuge and Management Area
Iowa
Desoto National Wildlife Refuge *
Driftless Area National Wildlife Refuge
Iowa Wetland Management District
Neal Smith National Wildlife Refuge
Northern Tallgrass Prairie National Wildlife Refuge
Port Louisa National Wildlife Refuge *
Union Slough National Wildlife Refuge
Upper Mississippi River National Wildlife and Fish Refuge *
Kansas
Flint Hills Legacy Conservation Area
Flint Hills National Wildlife Refuge
Kirwin National Wildlife Refuge
Marais Des Cygnes National Wildlife Refuge
Quivira National Wildlife Refuge
Kentucky
Clarks River National Wildlife Refuge
Green River National Wildlife Refuge *
Ohio River Islands National Wildlife Refuge *
Reelfoot National Wildlife Refuge
Louisiana
Atchafalaya National Wildlife Refuge
Bayou Cocodrie National Wildlife Refuge
Bayou Sauvage Urban National Wildlife Refuge *
Bayou Teche National Wildlife Refuge *
Big Branch Marsh National Wildlife Refuge *
Black Bayou Lake National Wildlife Refuge
Bogue Chitto National Wildlife Refuge *
Breton National Wildlife Refuge *
Cameron Prairie National Wildlife Refuge *
Cat Island National Wildlife Refuge *
Catahoula National Wildlife Refuge
D'Arbonne National Wildlife Refuge
Delta National Wildlife Refuge *
Grand Cote National Wildlife Refuge
Handy Brake National Wildlife Refuge
Lacassine National Wildlife Refuge *
Lake Ophelia National Wildlife Refuge *
Mandalay National Wildlife Refuge *
Red River National Wildlife Refuge *
Sabine National Wildlife Refuge *
Shell Keys National Wildlife Refuge *
Tensas River National Wildlife Refuge
Upper Ouachita National Wildlife Refuge *
Maine
Aroostook National Wildlife Refuge
Carlton Pond Waterfowl Production Area
Cross Island National Wildlife Refuge *
Franklin Island National Wildlife Refuge *
Great Thicket National Wildlife Refuge *
Moosehorn National Wildlife Refuge
Petit Manan National Wildlife Refuge *
Pond Island National Wildlife Refuge *
Rachel Carson National Wildlife Refuge *
Seal Island National Wildlife Refuge *
Sunkhaze Meadows National Wildlife Refuge
Umbagog National Wildlife Refuge
Maryland
Blackwater National Wildlife Refuge *
Chincoteague National Wildlife Refuge *
Eastern Neck National Wildlife Refuge *
Martin National Wildlife Refuge *
Patuxent Research Refuge
Susquehanna National Wildlife Refuge *
Massachusetts
Assabet River National Wildlife Refuge
Great Meadows National Wildlife Refuge
Mashpee National Wildlife Refuge
Massasoit National Wildlife Refuge
Monomoy National Wildlife Refuge *
[[Page 82151]]
Nantucket National Wildlife Refuge *
Nomans Land Island National Wildlife Refuge *
Oxbow National Wildlife Refuge
Parker River National Wildlife Refuge *
Silvio O. Conte National Fish And Wildlife Refuge *
Thacher Island National Wildlife Refuge *
Michigan
Detroit River International Wildlife Refuge *
Green Bay National Wildlife Refuge *
Harbor Island National Wildlife Refuge *
Huron National Wildlife Refuge *
Kirtland's Warbler Wildlife Management Area
Michigan Islands National Wildlife Refuge *
Michigan Wetland Management District
Seney National Wildlife Refuge *
Shiawassee National Wildlife Refuge
Minnesota
Agassiz National Wildlife Refuge
Big Stone National Wildlife Refuge
Big Stone Wetland Management District
Crane Meadows National Wildlife Refuge
Detroit Lakes Wetland Management District
Fergus Falls Wetland Management District
Glacial Ridge National Wildlife Refuge
Hamden Slough National Wildlife Refuge
Litchfield Wetland Management District
Mille Lacs National Wildlife Refuge
Minnesota Valley National Wildlife Refuge *
Minnesota Valley Wetland Management District
Morris Wetland Management District
Northern Tallgrass Prairie National Wildlife Refuge
Rice Lake National Wildlife Refuge
Rydell National Wildlife Refuge
Sherburne National Wildlife Refuge
Tamarac National Wildlife Refuge
Tamarac Wetland Management District
Upper Mississippi River National Wildlife And Fish Refuge *
Windom Wetland Management District
Mississippi
Bogue Chitto National Wildlife Refuge *
Coldwater River National Wildlife Refuge
Dahomey National Wildlife Refuge
Grand Bay National Wildlife Refuge *
Hillside National Wildlife Refuge
Holt Collier National Wildlife Refuge
Mathews Brake National Wildlife Refuge *
Mississippi Sandhill Crane National Wildlife Refuge *
Morgan Brake National Wildlife Refuge
Panther Swamp National Wildlife Refuge *
Sam D. Hamilton Noxubee National Wildlife Refuge
St. Catherine Creek National Wildlife Refuge *
Tallahatchie National Wildlife Refuge
Theodore Roosevelt National Wildlife Refuge *
Yazoo National Wildlife Refuge
Missouri
Big Muddy National Fish And Wildlife Refuge *
Clarence Cannon National Wildlife Refuge *
Great River National Wildlife Refuge
Loess Bluffs National Wildlife Refuge
Middle Mississippi River National Wildlife Refuge *
Mingo National Wildlife Refuge
Ozark Cavefish National Wildlife Refuge
Pilot Knob National Wildlife Refuge
Swan Lake National Wildlife Refuge
Two Rivers National Wildlife Refuge
Montana
Benton Lake National Wildlife Refuge
Benton Lake Wetland Management District
Black Coulee National Wildlife Refuge
Blackfoot Valley Conservation Area
Bowdoin National Wildlife Refuge
Bowdoin Wetland Management District
Charles M. Russell National Wildlife Refuge
Charles M. Russell Wetland Management District
Creedman Coulee National Wildlife Refuge
Grass Lake National Wildlife Refuge
Hailstone National Wildlife Refuge
Hewitt Lake National Wildlife Refuge
Lake Mason National Wildlife Refuge
Lake Thibadeau National Wildlife Refuge
Lamesteer National Wildlife Refuge
Lee Metcalf National Wildlife Refuge
Lost Trail Conservation Area
Lost Trail National Wildlife Refuge
Medicine Lake National Wildlife Refuge
Ninepipe National Wildlife Refuge
Northeast Montana Wetland Management District
Northwest Montana Wetland Management District
Pablo National Wildlife Refuge
Red Rock Lakes National Wildlife Refuge
Rocky Mountain Front Conservation Area
Swan River National Wildlife Refuge
Swan Valley Conservation Area
UL
Bend National Wildlife Refuge
War Horse National Wildlife Refuge
Nebraska
Boyer Chute National Wildlife Refuge *
Crescent Lake National Wildlife Refuge
Desoto National Wildlife Refuge *
Fort Niobrara National Wildlife Refuge
John W. and Louise Seier National Wildlife Refuge
Karl E. Mundt National Wildlife Refuge
North Platte National Wildlife Refuge
Rainwater Basin Wetland Management District
Valentine National Wildlife Refuge
Nevada
Anaho Island National Wildlife Refuge
Ash Meadows National Wildlife Refuge
Desert National Wildlife Refuge
Fallon National Wildlife Refuge
Moapa Valley National Wildlife Refuge
Pahranagat National Wildlife Refuge
Ruby Lake National Wildlife Refuge
Sheldon National Wildlife Refuge
Stillwater National Wildlife Refuge
New Hampshire
Great Bay National Wildlife Refuge *
John Hay National Wildlife Refuge
Silvio O. Conte National Fish And Wildlife Refuge *
Umbagog National Wildlife Refuge
Wapack National Wildlife Refuge
New Jersey
Cape May National Wildlife Refuge *
Edwin B. Forsythe National Wildlife Refuge *
Great Swamp National Wildlife Refuge
Supawna Meadows National Wildlife Refuge *
Wallkill River National Wildlife Refuge
New Mexico
Bitter Lake National Wildlife Refuge
Bosque Del Apache National Wildlife Refuge
Grulla National Wildlife Refuge
Las Vegas National Wildlife Refuge
Maxwell National Wildlife Refuge
Rio Mora National Wildlife Refuge and Conservation Area
San Andres National Wildlife Refuge
Sangre De Cristo Conservation Area
Sevilleta National Wildlife Refuge
Valle De Oro National Wildlife Refuge
New York
Amagansett National Wildlife Refuge *
Congressman Lester Wolff Oyster Bay National Wildlife Refuge *
Conscience Point National Wildlife Refuge *
Elizabeth A. Morton National Wildlife Refuge *
Great Thicket National Wildlife Refuge *
Iroquois National Wildlife Refuge
Lido Beach Wildlife Management Area *
Montezuma National Wildlife Refuge *
Seatuck National Wildlife Refuge *
Shawangunk Grasslands National Wildlife Refuge
Target Rock National Wildlife Refuge *
Wallkill River National Wildlife Refuge
Wertheim National Wildlife Refuge *
North Carolina
Alligator River National Wildlife Refuge *
Cedar Island National Wildlife Refuge *
Currituck National Wildlife Refuge *
Great Dismal Swamp National Wildlife Refuge *
Mackay Island National Wildlife Refuge *
Mattamuskeet National Wildlife Refuge
Mountain Bogs National Wildlife Refuge
Pea Island National Wildlife Refuge *
Pee Dee National Wildlife Refuge
Pocosin Lakes National Wildlife Refuge *
Roanoke River National Wildlife Refuge *
Swanquarter National Wildlife Refuge *
North Dakota
Appert Lake National Wildlife Refuge
Ardoch National Wildlife Refuge
Arrowwood National Wildlife Refuge
Arrowwood Wetland Management District
Audubon National Wildlife Refuge
Audubon Wetland Management District
Bone Hill National Wildlife Refuge
Brumba National Wildlife Refuge
Buffalo Lake National Wildlife Refuge
Camp Lake National Wildlife Refuge
Canfield Lake National Wildlife Refuge
Chase Lake National Wildlife Refuge
Chase Lake Wetland Management District
Cottonwood Lake National Wildlife Refuge
Crosby Wetland Management District
Dakota Grassland Conservation Area
Dakota Lake National Wildlife Refuge
Dakota Tallgrass Prairie Wildlife Management Area
Des Lacs National Wildlife Refuge
Devils Lake Wetland Management District
Florence Lake National Wildlife Refuge
Half-Way Lake National Wildlife Refuge
Hiddenwood National Wildlife Refuge
Hobart Lake National Wildlife Refuge
Hutchinson Lake National Wildlife Refuge
[[Page 82152]]
J. Clark Salyer National Wildlife Refuge
J. Clark Salyer Wetland Management District
Johnson Lake National Wildlife Refuge
Kellys Slough National Wildlife Refuge
Kulm Wetland Management District
Lake Alice National Wildlife Refuge
Lake George National Wildlife Refuge
Lake Ilo National Wildlife Refuge
Lake Nettie National Wildlife Refuge
Lake Otis National Wildlife Refuge
Lake Patricia National Wildlife Refuge
Lake Zahl National Wildlife Refuge
Lambs Lake National Wildlife Refuge
Little Goose National Wildlife Refuge
Long Lake National Wildlife Refuge
Long Lake Wetland Management District
Lords Lake National Wildlife Refuge
Lost Lake National Wildlife Refuge
Lostwood National Wildlife Refuge
Lostwood Wetland Management District
Maple River National Wildlife Refuge
Mclean National Wildlife Refuge
North Dakota Wildlife Management Area
Pleasant Lake National Wildlife Refuge
Pretty Rock National Wildlife Refuge
Rabb Lake National Wildlife Refuge
Rock Lake National Wildlife Refuge
Rose Lake National Wildlife Refuge
School Section Lake National Wildlife Refuge
Shell Lake National Wildlife Refuge
Sheyenne Lake National Wildlife Refuge
Sibley Lake National Wildlife Refuge
Silver Lake National Wildlife Refuge
Slade National Wildlife Refuge
Snyder Lake National Wildlife Refuge
Springwater National Wildlife Refuge
Stewart Lake National Wildlife Refuge
Stoney Slough National Wildlife Refuge
Storm Lake National Wildlife Refuge
Stump Lake National Wildlife Refuge
Sunburst Lake National Wildlife Refuge
Tewaukon National Wildlife Refuge
Tewaukon Wetland Management District
Tomahawk National Wildlife Refuge
Upper Souris National Wildlife Refuge
Valley City Wetland Management District
White Horse Hill National Game Preserve
White Lake National Wildlife Refuge
Wild Rice Lake National Wildlife Refuge
Willow Lake National Wildlife Refuge
Wintering River National Wildlife Refuge
Wood Lake National Wildlife Refuge
Ohio
Cedar Point National Wildlife Refuge *
Ottawa National Wildlife Refuge *
West Sister Island National Wildlife Refuge *
Oklahoma
Deep Fork National Wildlife Refuge
Little River National Wildlife Refuge
Optima National Wildlife Refuge
Ozark Plateau National Wildlife Refuge
Salt Plains National Wildlife Refuge
Sequoyah National Wildlife Refuge *
Tishomingo National Wildlife Refuge
Washita National Wildlife Refuge
Wichita Mountains Wildlife Refuge
Oregon
Ankeny National Wildlife Refuge *
Bandon Marsh National Wildlife Refuge *
Baskett Slough National Wildlife Refuge
Bear Valley National Wildlife Refuge
Cape Meares National Wildlife Refuge *
Cold Springs National Wildlife Refuge
Deer Flat National Wildlife Refuge
Hart Mountain National Antelope Refuge
Julia Butler Hansen Refuge For The Columbian White Tail Deer *
Klamath Marsh National Wildlife Refuge
Lewis And Clark National Wildlife Refuge *
Lower Klamath National Wildlife Refuge
Malheur National Wildlife Refuge
Mckay Creek National Wildlife Refuge
Mcnary National Wildlife Refuge *
Nestucca Bay National Wildlife Refuge *
Oregon Islands National Wildlife Refuge *
Sheldon National Wildlife Refuge
Siletz Bay National Wildlife Refuge *
Three Arch Rocks National Wildlife Refuge *
Tualatin River National Wildlife Refuge
Umatilla National Wildlife Refuge *
Upper Klamath National Wildlife Refuge
Wapato Lake National Wildlife Refuge
William L. Finley National Wildlife Refuge
Pennsylvania
Cherry Valley National Wildlife Refuge
Erie National Wildlife Refuge
John Heinz National Wildlife Refuge At Tinicum
Ohio River Islands National Wildlife Refuge *
Puerto Rico
Cabo Rojo National Wildlife Refuge *
Culebra National Wildlife Refuge *
Desecheo National Wildlife Refuge *
Laguna Cartagena National Wildlife Refuge
Vieques National Wildlife Refuge *
Rhode Island
Block Island National Wildlife Refuge *
John H. Chafee National Wildlife Refuge
Ninigret National Wildlife Refuge *
Sachuest Point National Wildlife Refuge *
Trustom Pond National Wildlife Refuge *
South Carolina
Cape Romain National Wildlife Refuge *
Carolina Sandhills National Wildlife Refuge
Ernest F. Hollings Ace Basin National Wildlife Refuge *
Pinckney Island National Wildlife Refuge *
Santee National Wildlife Refuge *
Savannah National Wildlife Refuge *
Tybee National Wildlife Refuge *
Waccamaw National Wildlife Refuge *
South Dakota
Bear Butte National Wildlife Refuge
Dakota Grassland Conservation Area
Dakota Tallgrass Prairie Wildlife Management Area
Huron Wetland Management District
Karl E. Mundt National Wildlife Refuge
Lacreek National Wildlife Refuge
Lake Andes National Wildlife Refuge
Lake Andes Wetland Management District
Madison Wetland Management District
Sand Lake National Wildlife Refuge
Sand Lake Wetland Management District
Waubay National Wildlife Refuge
Waubay Wetland Management District
Tennessee
Chickasaw National Wildlife Refuge *
Cross Creeks National Wildlife Refuge *
Hatchie National Wildlife Refuge
Lake Isom National Wildlife Refuge
Lower Hatchie National Wildlife Refuge *
Paint Rock River National Wildlife Refuge
Reelfoot National Wildlife Refuge
Tennessee National Wildlife Refuge *
Texas
Anahuac National Wildlife Refuge *
Aransas National Wildlife Refuge *
Attwater Prairie Chicken National Wildlife Refuge
Balcones Canyonlands National Wildlife Refuge
Big Boggy National Wildlife Refuge *
Brazoria National Wildlife Refuge *
Buffalo Lake National Wildlife Refuge
Caddo Lake National Wildlife Refuge
Grulla National Wildlife Refuge
Hagerman National Wildlife Refuge
Laguna Atascosa National Wildlife Refuge *
Little Sandy National Wildlife Refuge
Lower Rio Grande Valley National Wildlife Refuge *
Mcfaddin National Wildlife Refuge *
Moody National Wildlife Refuge *
Muleshoe National Wildlife Refuge
Neches River National Wildlife Refuge
San Bernard National Wildlife Refuge *
Santa Ana National Wildlife Refuge
Texas Point National Wildlife Refuge *
Trinity River National Wildlife Refuge *
United States Minor Outlying Islands
Baker Island National Wildlife Refuge *
Howland Island National Wildlife Refuge *
Jarvis Island National Wildlife Refuge *
Johnston Atoll National Wildlife Refuge *
Kingman Reef National Wildlife Refuge *
Mariana Arc Of Fire National Wildlife Refuge *
Mariana Trench National Wildlife Refuge
Midway Atoll National Wildlife Refuge *
Navassa Island National Wildlife Refuge *
Palmyra Atoll National Wildlife Refuge *
Wake Atoll National Wildlife Refuge *
Utah
Bear River Migratory Bird Refuge
Bear River Watershed Conservation Area
Colorado River Wildlife Management Area
Fish Springs National Wildlife Refuge
Ouray National Wildlife Refuge
Vermont
Missisquoi National Wildlife Refuge *
Silvio O. Conte National Fish And Wildlife Refuge *
Virgin Islands
Buck Island National Wildlife Refuge *
Green Cay National Wildlife Refuge *
Sandy Point National Wildlife Refuge *
Virginia
Back Bay National Wildlife Refuge *
Chincoteague National Wildlife Refuge *
Eastern Shore Of Virginia National Wildlife Refuge *
Elizabeth Hartwell Mason Neck National Wildlife Refuge *
Featherstone National Wildlife Refuge *
Fisherman Island National Wildlife Refuge *
Great Dismal Swamp National Wildlife Refuge *
James River National Wildlife Refuge *
Mackay Island National Wildlife Refuge *
Martin National Wildlife Refuge *
Nansemond National Wildlife Refuge *
Occoquan Bay National Wildlife Refuge *
Plum Tree Island National Wildlife Refuge *
Presquile National Wildlife Refuge *
Rappahannock River Valley National Wildlife Refuge *
[[Page 82153]]
Wallops Island National Wildlife Refuge *
Washington
Billy Frank Jr. Nisqually National Wildlife Refuge *
Columbia National Wildlife Refuge
Conboy Lake National Wildlife Refuge
Copalis National Wildlife Refuge *
Dungeness National Wildlife Refuge *
Flattery Rocks National Wildlife Refuge *
Franz Lake National Wildlife Refuge *
Grays Harbor National Wildlife Refuge *
Julia Butler Hansen Refuge For The Columbian White Tail Deer
Little Pend Oreille National Wildlife Refuge
Mcnary National Wildlife Refuge *
Pierce National Wildlife Refuge
Protection Island National Wildlife Refuge *
Quillayute Needles National Wildlife Refuge *
Ridgefield National Wildlife Refuge *
Saddle Mountain National Wildlife Refuge
San Juan Islands National Wildlife Refuge *
Steigerwald Lake National Wildlife Refuge
Toppenish National Wildlife Refuge
Turnbull National Wildlife Refuge
Umatilla National Wildlife Refuge *
Willapa National Wildlife Refuge *
West Virginia
Canaan Valley National Wildlife Refuge
Ohio River Islands National Wildlife Refuge *
Wisconsin
Fox River National Wildlife Refuge
Gravel Island National Wildlife Refuge *
Green Bay National Wildlife Refuge *
Hackmatack National Wildlife Refuge
Horicon National Wildlife Refuge
Leopold Wetland Management District
Necedah National Wildlife Refuge
St. Croix Wetland Management District
Trempealeau National Wildlife Refuge *
Upper Mississippi River National Wildlife And Fish Refuge *
Whittlesey Creek National Wildlife Refuge *
Wyoming
Bamforth National Wildlife Refuge
Bear River Watershed Conservation Area
Cokeville Meadows National Wildlife Refuge
Hutton Lake National Wildlife Refuge
Mortenson Lake National Wildlife Refuge
National Elk Refuge
Pathfinder National Wildlife Refuge
Seedskadee National Wildlife Refuge
Wyoming Toad Conservation Area
A.5 National Wilderness Areas
Alabama
Cheaha Wilderness
Dugger Mountain Wilderness
Sipsey Wilderness
Alaska
Aleutian Islands Wilderness *
Andreafsky Wilderness
Becharof Wilderness *
Bering Sea Wilderness *
Bogoslof Wilderness *
Chamisso Wilderness *
Chuck River Wilderness *
Coronation Island Wilderness *
Denali Wilderness
Endicott River Wilderness
Forrester Island Wilderness *
Gates of the Arctic Wilderness *
Glacier Bay Wilderness *
Hazy Islands Wilderness *
Innoko Wilderness
Izembek Wilderness *
Jay S. Hammond Wilderness *
Karta River Wilderness *
Katmai Wilderness *
Kenai Wilderness *
Kobuk Valley Wilderness *
Kootznoowoo Wilderness *
Koyukuk Wilderness *
Kuiu Wilderness *
Maurelle Islands Wilderness *
Misty Fjords National Monument Wilderness *
Mollie Beattie Wilderness *
Noatak Wilderness
Nunivak Wilderness *
Petersburg Creek-Duncan Salt Chuck Wilderness *
Pleasant/Lemusurier/Inian Islands Wilderness *
Russell Fjord Wilderness *
Saint Lazaria Wilderness *
Selawik Wilderness
Semidi Wilderness *
Simeonof Wilderness *
South Baranof Wilderness *
South Etolin Wilderness *
South Prince of Wales Wilderness *
Stikine-LeConte Wilderness *
Tebenkof Bay Wilderness *
Togiak Wilderness
Tracy Arm-Fords Terror Wilderness *
Tuxedni Wilderness *
Unimak Wilderness *
Warren Island Wilderness *
West Chichagof-Yakobi Wilderness *
Wrangell-Saint Elias Wilderness *
Arizona
Apache Creek Wilderness
Aravaipa Canyon Wilderness
Arrastra Mountain Wilderness
Aubrey Peak Wilderness
Baboquivari Peak Wilderness
Bear Wallow Wilderness
Beaver Dam Mountains Wilderness
Big Horn Mountains Wilderness
Cabeza Prieta Wilderness
Castle Creek Wilderness
Cedar Bench Wilderness
Chiricahua National Monument Wilderness
Chiricahua Wilderness
Cottonwood Point Wilderness
Coyote Mountains Wilderness
Dos Cabezas Mountains Wilderness
Eagletail Mountains Wilderness
East Cactus Plain Wilderness
Escudilla Wilderness
Fishhooks Wilderness
Fossil Springs Wilderness
Four Peaks Wilderness
Galiuro Wilderness
Gibraltar Mountain Wilderness
Grand Wash Cliffs Wilderness
Granite Mountain Wilderness
Harcuvar Mountains Wilderness
Harquahala Mountains Wilderness
Hassayampa River Canyon Wilderness
Havasu Wilderness
Hells Canyon Wilderness
Hellsgate Wilderness
Hummingbird Springs Wilderness
Imperial Refuge Wilderness
Juniper Mesa Wilderness
Kachina Peaks Wilderness
Kanab Creek Wilderness
Kendrick Mountain Wilderness
Kofa Wilderness
Mazatzal Wilderness
Miller Peak Wilderness
Mount Baldy Wilderness
Mount Logan Wilderness
Mount Nutt Wilderness
Mount Tipton Wilderness
Mount Trumbull Wilderness
Mount Wilson Wilderness
Mt. Wrightson Wilderness
Muggins Mountain Wilderness
Munds Mountain Wilderness
Needle's Eye Wilderness
New Water Mountains Wilderness
North Maricopa Mountains Wilderness
North Santa Teresa Wilderness
Organ Pipe Cactus Wilderness
Paiute Wilderness
Pajarita Wilderness
Paria Canyon-Vermilion Cliffs Wilderness
Peloncillo Mountains Wilderness
Petrified Forest National Wilderness Area
Pine Mountain Wilderness
Pusch Ridge Wilderness
Rawhide Mountains Wilderness
Red Rock-Secret Mountain Wilderness
Redfield Canyon Wilderness
Rincon Mountain Wilderness
Saddle Mountain Wilderness
Saguaro Wilderness
Salome Wilderness
Salt River Canyon Wilderness
Santa Teresa Wilderness
Sierra Ancha Wilderness
Sierra Estrella Wilderness
Signal Mountain Wilderness
South Maricopa Mountains Wilderness
Strawberry Crater Wilderness
Superstition Wilderness
Swansea Wilderness
Sycamore Canyon Wilderness
Table Top Wilderness
Tres Alamos Wilderness
Trigo Mountain Wilderness
Upper Burro Creek Wilderness
Wabayuma Peak Wilderness
Warm Springs Wilderness
West Clear Creek Wilderness
Wet Beaver Wilderness
White Canyon Wilderness
Woodchute Wilderness
Woolsey Peak Wilderness
Arkansas
Big Lake Wilderness
Black Fork Mountain Wilderness
Buffalo National River Wilderness *
Caney Creek Wilderness
Dry Creek Wilderness
East Fork Wilderness
Flatside Wilderness
Hurricane Creek Wilderness
Leatherwood Wilderness
Poteau Mountain Wilderness
Richland Creek Wilderness
Upper Buffalo Wilderness
California
Agua Tibia Wilderness
Ansel Adams Wilderness
Argus Range Wilderness
Avawatz Mountains Wilderness
[[Page 82154]]
Beauty Mountain Wilderness
Big Maria Mountains Wilderness
Bigelow Cholla Garden Wilderness
Bighorn Mountain Wilderness
Black Mountain Wilderness
Bright Star Wilderness
Bristol Mountains Wilderness
Bucks Lake Wilderness
Buzzards Peak Wilderness
Cache Creek Wilderness
Cadiz Dunes Wilderness
Cahuilla Mountain Wilderness
Caribou Wilderness
Carrizo Gorge Wilderness
Carson-Iceberg Wilderness
Castle Crags Wilderness
Cedar Roughs Wilderness
Chanchelulla Wilderness
Chemehuevi Mountains Wilderness
Chimney Peak Wilderness
Chuckwalla Mountains Wilderness
Chumash Wilderness
Cleghorn Lakes Wilderness
Clipper Mountain Wilderness
Coso Range Wilderness
Coyote Mountains Wilderness
Cucamonga Wilderness
Darwin Falls Wilderness
Dead Mountains Wilderness
Death Valley Wilderness
Desolation Wilderness
Dick Smith Wilderness
Dinkey Lakes Wilderness
Domeland Wilderness
El Paso Mountains Wilderness
Elkhorn Ridge Wilderness
Emigrant Wilderness
Farallon Wilderness *
Fish Creek Mountains Wilderness
Funeral Mountains Wilderness
Garcia Wilderness
Golden Trout Wilderness
Golden Valley Wilderness
Granite Chief Wilderness
Granite Mountain Wilderness
Grass Valley Wilderness
Great Falls Basin Wilderness
Hain Wilderness
Hauser Wilderness
Havasu Wilderness
Hollow Hills Wilderness
Hoover Wilderness
Ibex Wilderness
Imperial Refuge Wilderness
Indian Pass Wilderness
Inyo Mountains Wilderness
Ishi Wilderness
Jacumba Wilderness *
Jennie Lakes Wilderness
John Krebs Wilderness
John Muir Wilderness
Joshua Tree Wilderness
Kaiser Wilderness
Kelso Dunes Wilderness
Kiavah Wilderness
King Range Wilderness *
Kingston Range Wilderness
Lassen Volcanic Wilderness
Lava Beds Wilderness
Little Chuckwalla Mountains Wilderness
Little Picacho Wilderness
Machesna Mountain Wilderness
Magic Mountain Wilderness
Malpais Mesa Wilderness
Manly Peak Wilderness
Marble Mountain Wilderness
Matilija Wilderness
Mecca Hills Wilderness
Mesquite Wilderness
Milpitas Wash Wilderness
Mojave Wilderness
Mokelumne Wilderness
Monarch Wilderness
Mount Lassic Wilderness
Mt. Shasta Wilderness
Newberry Mountains Wilderness
Nopah Range Wilderness
North Algodones Dunes Wilderness
North Fork Wilderness
North Mesquite Mountains Wilderness
Old Woman Mountains Wilderness
Orocopia Mountains Wilderness
Otay Mountain Wilderness *
Owens Peak Wilderness
Owens River Headwaters Wilderness
Pahrump Valley Wilderness
Palen/McCoy Wilderness
Palo Verde Mountains Wilderness
Phillip Burton Wilderness *
Picacho Peak Wilderness
Pine Creek Wilderness
Pinto Mountains Wilderness
Piper Mountain Wilderness
Piute Mountains Wilderness
Pleasant View Ridge Wilderness
Red Buttes Wilderness
Resting Spring Range Wilderness
Rice Valley Wilderness
Riverside Mountains Wilderness
Rocks and Islands Wilderness *
Rodman Mountains Wilderness
Russian Wilderness
Sacatar Trail Wilderness
Saddle Peak Hills Wilderness
San Gabriel Wilderness
San Gorgonio Wilderness
San Jacinto Wilderness
San Mateo Canyon Wilderness
San Rafael Wilderness
Sanhedrin Wilderness
Santa Lucia Wilderness
Santa Rosa Wilderness
Sawtooth Mountains Wilderness
Sequoia-Kings Canyon Wilderness
Sespe Wilderness
Sheep Mountain Wilderness
Sheephole Valley Wilderness
Silver Peak Wilderness
Siskiyou Wilderness
Snow Mountain Wilderness
Soda Mountains Wilderness
South Fork Eel River Wilderness
South Fork San Jacinto Wilderness
South Nopah Range Wilderness
South Sierra Wilderness
South Warner Wilderness
Stateline Wilderness
Stepladder Mountains Wilderness
Surprise Canyon Wilderness
Sylvania Mountains Wilderness
Thousand Lakes Wilderness
Trilobite Wilderness
Trinity Alps Wilderness
Turtle Mountains Wilderness
Ventana Wilderness
Whipple Mountains Wilderness
White Mountains Wilderness
Yolla Bolly-Middle Eel Wilderness
Yosemite Wilderness
Yuki Wilderness
Colorado
Black Canyon of the Gunnison Wilderness
Black Ridge Canyons Wilderness
Buffalo Peaks Wilderness
Byers Peak Wilderness
Cache La Poudre Wilderness
Collegiate Peaks Wilderness
Comanche Peak Wilderness
Dominguez Canyon Wilderness
Eagles Nest Wilderness
Flat Tops Wilderness
Fossil Ridge Wilderness
Great Sand Dunes Wilderness
Greenhorn Mountain Wilderness
Gunnison Gorge Wilderness
Hermosa Creek Wilderness
Holy Cross Wilderness
Hunter-Fryingpan Wilderness
Indian Peaks Wilderness
James Peak Wilderness
La Garita Wilderness
Lizard Head Wilderness
Lost Creek Wilderness
Maroon Bells-Snowmass Wilderness
Mesa Verde Wilderness
Mount Evans Wilderness
Mount Massive Wilderness
Mount Sneffels Wilderness
Mount Zirkel Wilderness
Neota Wilderness
Never Summer Wilderness
Platte River Wilderness
Powderhorn Wilderness
Ptarmigan Peak Wilderness
Raggeds Wilderness
Rawah Wilderness
Rocky Mountain National Park Wilderness
Sangre de Cristo Wilderness
Sarvis Creek Wilderness
South San Juan Wilderness
Spanish Peaks Wilderness
Uncompahgre Wilderness
Vasquez Peak Wilderness
Weminuche Wilderness
West Elk Wilderness
Florida
Alexander Springs Wilderness *
Big Gum Swamp Wilderness
Billies Bay Wilderness
Bradwell Bay Wilderness
Cedar Keys Wilderness *
Chassahowitzka Wilderness *
Florida Keys Wilderness *
Island Bay Wilderness *
J.N. ``Ding'' Darling Wilderness *
Juniper Prairie Wilderness
Lake Woodruff Wilderness *
Little Lake George Wilderness *
Marjory Stoneman Douglas Wilderness *
Mud Swamp/New River Wilderness
Passage Key Wilderness *
Pelican Island Wilderness *
St. Marks Wilderness *
Georgia
Big Frog Wilderness
Blackbeard Island Wilderness *
Blood Mountain Wilderness
Brasstown Wilderness
Cohutta Wilderness
Cumberland Island Wilderness *
Ellicott Rock Wilderness
Mark Trail Wilderness
Okefenokee Wilderness
Raven Cliffs Wilderness
Rich Mountain Wilderness
Southern Nantahala Wilderness
[[Page 82155]]
Tray Mountain Wilderness
Wolf Island Wilderness *
Hawaii
Haleakal[amacr] Wilderness
Hawai`i Volcanoes Wilderness *
Idaho
Big Jacks Creek Wilderness
Bruneau-Jarbidge Rivers Wilderness
Cecil D. Andrus-White Clouds Wilderness
Craters of the Moon National Wilderness Area
Frank Church-River of No Return Wilderness
Gospel-Hump Wilderness
Hells Canyon Wilderness
Hemingway-Boulders Wilderness
Jim McClure-Jerry Peak Wilderness
Little Jacks Creek Wilderness
North Fork Owyhee Wilderness
Owyhee River Wilderness
Pole Creek Wilderness
Sawtooth Wilderness
Selway-Bitterroot Wilderness
Illinois
Bald Knob Wilderness
Bay Creek Wilderness
Burden Falls Wilderness
Clear Springs Wilderness
Crab Orchard Wilderness
Garden of the Gods Wilderness
Lusk Creek Wilderness
Panther Den Wilderness
Indiana
Charles C. Deam Wilderness
Kentucky
Beaver Creek Wilderness
Clifty Wilderness
Louisiana
Breton Wilderness *
Kisatchie Hills Wilderness
Lacassine Wilderness
Maine
Caribou-Speckled Mountain Wilderness
Moosehorn (Baring Unit) Wilderness
Moosehorn Wilderness *
Massachusetts
Monomoy Wilderness *
Michigan
Beaver Basin Wilderness *
Big Island Lake Wilderness
Delirium Wilderness
Horseshoe Bay Wilderness *
Huron Islands Wilderness *
Isle Royale Wilderness *
Mackinac Wilderness
McCormick Wilderness
Michigan Islands Wilderness *
Nordhouse Dunes Wilderness *
Rock River Canyon Wilderness
Round Island Wilderness *
Seney Wilderness
Sleeping Bear Dunes Wilderness *
Sturgeon River Gorge Wilderness
Sylvania Wilderness
Minnesota
Agassiz Wilderness
Boundary Waters Canoe Area Wilderness *
Tamarac Wilderness
Mississippi
Black Creek Wilderness
Gulf Islands Wilderness *
Leaf Wilderness
Missouri
Bell Mountain Wilderness
Devils Backbone Wilderness
Hercules-Glades Wilderness
Irish Wilderness
Mingo Wilderness
Paddy Creek Wilderness
Piney Creek Wilderness
Rockpile Mountain Wilderness
Montana
Absaroka-Beartooth Wilderness
Anaconda Pintler Wilderness
Bob Marshall Wilderness
Cabinet Mountains Wilderness
Gates of the Mountains Wilderness
Great Bear Wilderness
Lee Metcalf Wilderness
Medicine Lake Wilderness
Mission Mountains Wilderness
Rattlesnake Wilderness
Red Rock Lakes Wilderness
Scapegoat Wilderness
Selway-Bitterroot Wilderness
UL Bend Wilderness
Welcome Creek Wilderness
Nebraska
Fort Niobrara Wilderness
Soldier Creek Wilderness
Nevada
Alta Toquima Wilderness
Arc Dome Wilderness
Arrow Canyon Wilderness
Bald Mountain Wilderness
Becky Peak Wilderness
Big Rocks Wilderness
Black Canyon Wilderness
Black Rock Desert Wilderness
Boundary Peak Wilderness
Bridge Canyon Wilderness
Bristlecone Wilderness
Cain Mountain Wilderness
Calico Mountains Wilderness
Clan Alpine Mountains Wilderness
Clover Mountains Wilderness
Currant Mountain Wilderness
Death Valley Wilderness
Delamar Mountains Wilderness
Desatoya Mountains Wilderness
East Fork High Rock Canyon Wilderness
East Humboldts Wilderness
Eldorado Wilderness
Far South Egans Wilderness
Fortification Range Wilderness
Goshute Canyon Wilderness
Government Peak Wilderness
Grant Range Wilderness
High Rock Canyon Wilderness
High Rock Lake Wilderness
High Schells Wilderness
Highland Ridge Wilderness
Ireteba Peaks Wilderness
Jarbidge Wilderness
Jimbilnan Wilderness
Jumbo Springs Wilderness
La Madre Mountain Wilderness
Lime Canyon Wilderness
Little High Rock Canyon Wilderness
Meadow Valley Range Wilderness
Mormon Mountains Wilderness
Mount Grafton Wilderness
Mt. Charleston Wilderness
Mt. Irish Wilderness
Mt. Moriah Wilderness
Mt. Rose Wilderness
Muddy Mountains Wilderness
Nellis Wash Wilderness
North Black Rock Range Wilderness
North Jackson Mountains Wilderness
North McCullough Wilderness
Pahute Peak Wilderness
Parsnip Peak Wilderness
Pine Forest Range Wilderness
Pinto Valley Wilderness
Quinn Canyon Wilderness
Rainbow Mountain Wilderness
Red Mountain Wilderness
Ruby Mountains Wilderness
Santa Rosa-Paradise Peak Wilderness
Shellback Wilderness
South Egan Range Wilderness
South Jackson Mountains Wilderness
South McCullough Wilderness
South Pahroc Range Wilderness
Spirit Mountain Wilderness
Table Mountain Wilderness
Tunnel Spring Wilderness
Wee Thump Joshua Tree Wilderness
Weepah Spring Wilderness
White Pine Range Wilderness
White Rock Range Wilderness
Worthington Mountains Wilderness
Wovoka Wilderness
New Hampshire
Great Gulf Wilderness
Pemigewasset Wilderness
Presidential Range-Dry River Wilderness
Sandwich Range Wilderness
Wild River Wilderness
New Jersey
Brigantine Wilderness *
Great Swamp National Wildlife Refuge Wilderness
New Mexico
Aden Lava Flow Wilderness
Ah-shi-sle-pah Wilderness
Aldo Leopold Wilderness
Apache Kid Wilderness
Bandelier Wilderness
Bisti/De-Na-Zin Wilderness
Blue Range Wilderness
Bosque del Apache Wilderness
Broad Canyon Wilderness
Capitan Mountains Wilderness
Carlsbad Caverns Wilderness
Cebolla Wilderness
Cerro del Yuta Wilderness
Chama River Canyon Wilderness
Cinder Cone Wilderness
Columbine-Hondo Wilderness
Cruces Basin Wilderness
Dome Wilderness
East Potrillo Mountains Wilderness
Gila Wilderness
Latir Peak Wilderness
Manzano Mountain Wilderness
Mount Riley Wilderness
Ojito Wilderness
Organ Mountains Wilderness
Pecos Wilderness
Potrillo Mountains Wilderness
Rio San Antonio Wilderness
Robledo Mountains Wilderness
[[Page 82156]]
Sabinoso Wilderness
Salt Creek Wilderness
San Pedro Parks Wilderness
Sandia Mountain Wilderness
Sierra de las Uvas Wilderness
West Malpais Wilderness
Wheeler Peak Wilderness
White Mountain Wilderness
Whitethorn Wilderness
Withington Wilderness
New York
Otis Pike Fire Island High Dune Wilderness *
North Carolina
Birkhead Mountains Wilderness
Catfish Lake South Wilderness
Ellicott Rock Wilderness
Joyce Kilmer-Slickrock Wilderness
Linville Gorge Wilderness
Middle Prong Wilderness
Pocosin Wilderness
Pond Pine Wilderness
Sheep Ridge Wilderness
Shining Rock Wilderness
Southern Nantahala Wilderness
Swanquarter Wilderness *
North Dakota
Chase Lake Wilderness
Lostwood Wilderness
Theodore Roosevelt Wilderness
Ohio
West Sister Island Wilderness *
Oklahoma
Black Fork Mountain Wilderness
Upper Kiamichi River Wilderness
Wichita Mountains Wilderness
Oregon
Badger Creek Wilderness
Black Canyon Wilderness
Boulder Creek Wilderness
Bridge Creek Wilderness
Bull of the Woods Wilderness
Clackamas Wilderness
Copper Salmon Wilderness
Cummins Creek Wilderness
Devil's Staircase Wilderness *
Diamond Peak Wilderness
Drift Creek Wilderness
Eagle Cap Wilderness
Gearhart Mountain Wilderness
Grassy Knob Wilderness
Hells Canyon Wilderness
Kalmiopsis Wilderness
Lower White River Wilderness
Mark O. Hatfield Wilderness *
Menagerie Wilderness
Middle Santiam Wilderness
Mill Creek Wilderness
Monument Rock Wilderness
Mount Hood Wilderness
Mount Jefferson Wilderness
Mount Thielsen Wilderness
Mount Washington Wilderness
Mountain Lakes Wilderness
North Fork John Day Wilderness
North Fork Umatilla Wilderness
Opal Creek Wilderness
Oregon Badlands Wilderness
Oregon Islands Wilderness *
Red Buttes Wilderness
Roaring River Wilderness
Rock Creek Wilderness
Rogue-Umpqua Divide Wilderness
Salmon-Huckleberry Wilderness
Sky Lakes Wilderness
Soda Mountain Wilderness
Spring Basin Wilderness
Steens Mountain Wilderness
Strawberry Mountain Wilderness
Table Rock Wilderness
Three Arch Rocks Wilderness *
Three Sisters Wilderness
Waldo Lake Wilderness
Wenaha-Tucannon Wilderness
Wild Rogue Wilderness
Pennsylvania
Allegheny Islands Wilderness
Hickory Creek Wilderness
Puerto Rico
El Toro Wilderness
South Carolina
Cape Romain Wilderness *
Congaree National Park Wilderness *
Ellicott Rock Wilderness
Hell Hole Bay Wilderness
Little Wambaw Swamp Wilderness
Wambaw Creek Wilderness
Wambaw Swamp Wilderness
South Dakota
Badlands Wilderness
Black Elk Wilderness
Tennessee
Bald River Gorge Wilderness
Big Frog Wilderness
Big Laurel Branch Wilderness
Citico Creek Wilderness
Cohutta Wilderness
Gee Creek Wilderness
Joyce Kilmer-Slickrock Wilderness
Little Frog Mountain Wilderness
Pond Mountain Wilderness
Sampson Mountain Wilderness
Unaka Mountain Wilderness
Upper Bald River Wilderness
Texas
Big Slough Wilderness
Guadalupe Mountains Wilderness
Indian Mounds Wilderness
Little Lake Creek Wilderness
Turkey Hill Wilderness
Upland Island Wilderness
Utah
Ashdown Gorge Wilderness
Beartrap Canyon Wilderness
Beaver Dam Mountains Wilderness
Big Wild Horse Mesa Wilderness
Black Ridge Canyons Wilderness
Blackridge Wilderness
Box-Death Hollow Wilderness
Canaan Mountain Wilderness
Cedar Mountain Wilderness Area
Cold Wash Wilderness
Cottonwood Canyon Wilderness
Cottonwood Forest Wilderness
Cougar Canyon Wilderness
Dark Canyon Wilderness
Deep Creek North Wilderness
Deep Creek Wilderness
Deseret Peak Wilderness
Desolation Canyon Wilderness
Devil's Canyon Wilderness
Doc's Pass Wilderness
Eagle Canyon Wilderness
Goose Creek Wilderness
High Uintas Wilderness
Horse Valley Wilderness
Labyrinth Canyon Wilderness
LaVerkin Creek Wilderness
Little Ocean Draw Wilderness
Little Wild Horse Canyon Wilderness
Lone Peak Wilderness
Lower Last Chance Wilderness
Mexican Mountain Wilderness
Middle Wild Horse Mesa Wilderness
Mount Naomi Wilderness
Mount Nebo Wilderness
Mount Olympus Wilderness
Mount Timpanogos Wilderness
Muddy Creek Wilderness
Nelson Mountain Wilderness
Paria Canyon-Vermilion Cliffs Wilderness
Pine Valley Mountain Wilderness
Red's Canyon Wilderness
Red Butte Wilderness
Red Mountain Wilderness
San Rafael Reef Wilderness
Sid's Mountain Wilderness
Slaughter Creek Wilderness
Taylor Creek Wilderness
Turtle Canyon Wilderness
Twin Peaks Wilderness
Wellsville Mountain Wilderness
Zion Wilderness
Vermont
Big Branch Wilderness
Breadloaf Wilderness
Bristol Cliffs Wilderness
George D. Aiken Wilderness
Glastenbury Wilderness
Joseph Battell Wilderness
Lye Brook Wilderness
Peru Peak Wilderness
Virginia
Barbours Creek Wilderness
Beartown Wilderness
Brush Mountain East Wilderness
Brush Mountain Wilderness
Garden Mountain Wilderness
Hunting Camp Creek Wilderness
James River Face Wilderness
Kimberling Creek Wilderness
Lewis Fork Wilderness
Little Dry Run Wilderness
Little Wilson Creek Wilderness
Mountain Lake Wilderness
Peters Mountain Wilderness
Priest Wilderness
Raccoon Branch Wilderness
Ramseys Draft Wilderness
Rich Hole Wilderness
Rough Mountain Wilderness
Saint Mary's Wilderness
Shawvers Run Wilderness
Shenandoah Wilderness
Stone Mountain Wilderness
Three Ridges Wilderness
Thunder Ridge Wilderness
Washington
Alpine Lakes Wilderness
Boulder River Wilderness
Buckhorn Wilderness
Clearwater Wilderness
Colonel Bob Wilderness
Daniel J. Evans Wilderness *
Glacier Peak Wilderness
Glacier View Wilderness
[[Page 82157]]
Goat Rocks Wilderness
Henry M. Jackson Wilderness
Indian Heaven Wilderness
Juniper Dunes Wilderness
Lake Chelan-Sawtooth Wilderness
Mount Adams Wilderness
Mount Baker Wilderness *
Mount Rainier Wilderness
Mount Skokomish Wilderness
Noisy-Diobsud Wilderness
Norse Peak Wilderness
Pasayten Wilderness *
Salmo-Priest Wilderness *
San Juan Wilderness *
Stephen Mather Wilderness *
Tatoosh Wilderness
The Brothers Wilderness
Trapper Creek Wilderness
Washington Islands Wilderness *
Wenaha-Tucannon Wilderness
Wild Sky Wilderness
William O. Douglas Wilderness
Wonder Mountain Wilderness
West Virginia
Big Draft Wilderness
Cranberry Wilderness
Dolly Sods Wilderness
Laurel Fork North Wilderness
Laurel Fork South Wilderness
Mountain Lake Wilderness
Otter Creek Wilderness
Roaring Plains West Wilderness
Spice Run Wilderness
Wisconsin
Blackjack Springs Wilderness
Gaylord Nelson Wilderness *
Headwaters Wilderness
Porcupine Lake Wilderness
Rainbow Lake Wilderness
Whisker Lake Wilderness
Wisconsin Islands Wilderness *
Wyoming
Absaroka-Beartooth Wilderness
Bridger Wilderness
Cloud Peak Wilderness
Encampment River Wilderness
Fitzpatrick Wilderness
Gros Ventre Wilderness
Huston Park Wilderness
Jedediah Smith Wilderness
North Absaroka Wilderness
Platte River Wilderness
Popo Agie Wilderness
Savage Run Wilderness
Teton Wilderness
Washakie Wilderness
Winegar Hole Wilderness
A.6 National Wild and Scenic River
Alabama
Sipsey Fork of the West Fork River
Alaska
Alagnak River
Alatna River
Andreafsky River *
Aniakchak River
Beaver Creek
Birch Creek
Charley River *
Chilikadrotna River
Delta River
Fortymile River *
Gulkana River
Ivishak River
John River
Kobuk River
Mulchatna River
Noatak River
North Fork Koyukuk River *
Nowitna River
Salmon River *
Selawik River
Sheenjek River
Tinayguk River
Tlikakila River *
Unalakleet River
Wind River
Arizona
Fossil Creek
Verde River
Arkansas
Big Piney Creek
Buffalo River
Cossatot River
Hurricane Creek
Little Missouri River
Mulberry River
North Sylamore Creek
Richland Creek
California
Amargosa River
American (Lower) River *
Bautista Creek
Big Sur River
Black Butte River
Cottonwood Creek
Deep Creek
Eel River *
Feather River
Fuller Mill Creek
Kern River
Kings River
Klamath River *
Merced River
North Fork American River *
North Fork San Jacinto River
Owens River Headwaters
Palm Canyon Creek
Piru Creek
Sespe Creek
Sisquoc River
Smith River *
Surprise Canyon Creek
Trinity River
Tuolumne River
Whitewater River
Colorado
Cache la Poudre River
Connecticut
Eightmile River *
Farmington (Lower) River and Salmon Brook *
Housatonic River
West Branch Farmington River
Wood-Pawcatuck Rivers Watershed *
Delaware
White Clay Creek *
Florida
Loxahatchee River
Wekiva River *
Georgia
Chattooga River
Idaho
Battle Creek
Big Jacks Creek
Bruneau River
Cottonwood Creek
Deep Creek
Dickshooter Creek
Duncan Creek
Jarbidge River
Little Jacks Creek
Middle Fork Clearwater River
Middle Fork Salmon River
North Fork Owyhee River
Owyhee River
Rapid River
Red Canyon
Saint Joe River *
Salmon River
Sheep Creek
Snake River *
South Fork Owyhee River
West Fork Bruneau River
Wickahoney Creek
Illinois
Middle Fork Vermilion River
Kentucky
Red River
Louisiana
Saline Bayou
Maine
Allagash River
York River *
Massachusetts
Nashua, Squannacook and Nissitissit Rivers
Sudbury, Assabet and Concord Rivers
Taunton River *
Westfield River
Michigan
Au Sable River
Bear Creek
Black River *
Carp River *
East Branch Tahquamenon River
Indian River
Manistee River
Ontonagon River
Paint River
Pere Marquette River
Pine River
Presque Isle River
Sturgeon River (Hiawatha National Forest) *
Sturgeon River (Ottawa National Forest) *
Whitefish River *
Yellow Dog River
Minnesota
St. Croix River *
Mississippi
Black Creek
Missouri
Eleven Point River
Montana
East Rosebud Creek
Flathead River
Missouri River *
Nebraska
Missouri River *
[[Page 82158]]
Niobrara River
New Hampshire
Lamprey River *
Nashua, Squannacook and Nissitissit Rivers
Wildcat River
New Jersey
Delaware (Lower) River *
Delaware (Middle) River
Great Egg Harbor River *
Maurice River *
Musconetcong River
New Mexico
East Fork Jemez River
Pecos River
Rio Chama
Rio Grande
New York
Delaware (Upper) River
North Carolina
Chattooga River
Horsepasture River
Lumber River
New River
Wilson Creek
Ohio
Big and Little Darby Creeks
Little Beaver Creek *
Little Miami River *
Oregon
Big Marsh Creek
Chetco River
Clackamas River
Collawash River
Crescent Creek
Crooked River
Deschutes River
Donner und Blitzen River
Eagle Creek (Mt. Hood National Forest)
Eagle Creek (Wallowa-Whitman National Forest)
East Fork Hood River
Elk Creek
Elk River
Elkhorn Creek
Fifteenmile Creek
Fish Creek
Franklin Creek *
Grande Ronde River
Illinois River *
Imnaha River
Jenny Creek
John Day River
Joseph Creek
Klamath River
Little Deschutes River
Lobster Creek
Lostine River
Malheur River
McKenzie River
Metolius River
Middle Fork Hood River
Minam River
Molalla River
Nestucca River
North Fork Crooked River
North Fork John Day River
North Fork Malheur River
North Fork Middle Fork Willamette River
North Fork Owyhee River
North Fork Silver Creek
North Fork Smith River
North Fork Sprague River
North Powder River
North Umpqua River
Owyhee River
Powder River
Quartzville Creek
River Styx
Roaring River
Rogue (Upper) River
Rogue River *
Salmon River
Sandy River
Snake River *
South Fork Clackamas River
South Fork John Day River
South Fork Roaring River
Spring Creek
Sycan River
Walker Creek
Wallowa River
Wasson Creek
Wenaha River
West Little Owyhee River
White River
Whychus Creek
Wildhorse and Kiger Creeks
Zig Zag River
Pennsylvania
Allegheny River *
Clarion River
Delaware (Lower) River *
Delaware (Middle) River
Delaware (Upper) River
White Clay Creek
Puerto Rico
Rio de la Mina
Rio Icacos
Rio Mameyes
Rhode Island
Wood-Pawcatuck Rivers Watershed *
South Carolina
Chattooga River
South Dakota
Missouri River *
Tennessee
Obed River
Texas
Rio Grande
Utah
Green River
Virgin River
Vermont
Missisquoi and Trout Rivers
Washington
Illabot Creek
Klickitat River *
Middle Fork Snoqualmie River
Pratt River
Skagit River *
White Salmon River
West Virginia
Bluestone River
Wisconsin
St. Croix River *
Wolf River
Wyoming
Clarks Fork River
Snake River Headwaters
[FR Doc. 2024-22013 Filed 10-8-24; 8:45 am]
BILLING CODE 6560-50-P