State Implementation Plan Submittal Deadlines and Implementation Requirements for Reclassified Nonattainment Areas Under the Ozone National Ambient Air Quality Standards, 80833-80853 [2024-22008]
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Federal Register / Vol. 89, No. 193 / Friday, October 4, 2024 / Proposed Rules
The NPR includes information about the
hazard patterns of incidents, such as
severity of incidents, and the age and
gender of the primary victim.
Relevant data from CPSRMS include
incident reports from medical
examiners, consumers, death
certificates, manufacturers, and media
reports. Some of the incident data relied
on for the rulemaking were obtained
from 53 in-depth investigations (IDIs)
conducted by CPSC. Among these IDIs,
five involved fatal incidents and 48
involved nonfatal incidents. In the
NEISS data, staff identified only three
cases with sufficient descriptive
information to conclude that the injuries
were specifically associated with debris
penetration. Due to this small sample
size, CPSC was unable to report any
estimate of injuries. Instead, these three
injury cases from NEISS were counted
with the other reported injuries from
CPSRMS.
In addition, the Commission is
considering five additional IDIs that
were completed following publication
of the NPR.7 Four out of five of these
IDIs involved injuries that resulted from
debris penetrating through the
floorboards and causing impalement,
laceration, bruising, or ligament injury.8
Three of those four incidents involved
hospitalizations.
The Commission invites comments on
the incident data and the NPR’s analysis
of these data. CPSC is making available
for review and comment the incident
reports relied upon and discussed in the
NPR, to the extent allowed by
applicable law, along with the
associated IDIs and additional IDIs
mentioned above. To obtain access to
the data, submit a request to: https://
forms.office.com/g/Yz4tNFdhDp. You
will then receive a website link to
access the data at the email address you
provide. If you do not receive a link
within two business days, please
contact Han Lim, email: hlim@cpsc.gov.
Information on how to submit
comments and contact information for
CPSC’s Office of the Secretary are in the
ADDRESSES section of this notice.
Alberta E. Mills,
Secretary, Consumer Product Safety
Commission.
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[FR Doc. 2024–22906 Filed 10–3–24; 8:45 am]
BILLING CODE 6355–01–P
7 The IDI numbers associated with these five
incidents are 221013HCC1142, 220802HEP8213,
220822HCC1212, 230601HCC1530, and
180125CBB3360.
8 The IDI numbers associated with these four
injuries are 221013HCC1142, 220802HEP8213,
220822HCC1212, and 230601HCC1530. IDI
180125CBB3360 involved a branch penetrating the
floorboard, but no injury occurred.
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ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 51
[EPA–HQ–OAR–2024–0333; FRL–11817–01–
OAR]
RIN 2060–AW25
State Implementation Plan Submittal
Deadlines and Implementation
Requirements for Reclassified
Nonattainment Areas Under the Ozone
National Ambient Air Quality
Standards
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing deadlines for
submission of state implementation
plan (SIP) revisions and implementation
of the relevant control requirements that
will apply for nonattainment areas
reclassified as Moderate, Serious, and
Severe under the current and any future
ozone National Ambient Air Quality
Standards (NAAQS) as a result of either
failing to attain the standard by the
applicable classification attainment date
or the EPA granting a voluntary
reclassification request. This proposal
articulates the implementation
requirements and timeframes that will
apply for all such areas once
reclassified. The EPA is also proposing
regulatory revisions to codify its
existing interpretation that following
reclassification, a state is no longer
required to submit SIP revisions
addressing certain, but not all,
requirements related to the prior
classification level for an ozone
nonattainment area. In addition, the
EPA is articulating in this document
how the proposed default deadlines and
codification of applicable requirements
following reclassification would apply
specifically to any nonattainment areas
that are reclassified as Serious under the
2015 ozone NAAQS.
DATES: Comments must be received on
or before November 4, 2024.
ADDRESSES: You may send comments,
identified by Docket ID No. EPA–HQ–
OAR–2024–0333, by any of the
following methods:
• Federal eRulemaking Portal:
https://www.regulations.gov/ (our
preferred method). Follow the online
instructions for submitting comments.
• Email: a-and-r-docket@epa.gov.
Include Docket ID No. EPA–HQ–OAR–
2024–0333 in the subject line of the
message.
• Fax: (202) 566–9744.
• Mail: U.S. Environmental
Protection Agency, EPA Docket Center,
SUMMARY:
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Office of Air and Radiation Docket, Mail
Code 28221T, 1200 Pennsylvania
Avenue NW, Washington, DC 20460.
• Hand Delivery or Courier (by
scheduled appointment only): EPA
Docket Center, WJC West Building,
Room 3334, 1301 Constitution Avenue
NW, Washington, DC 20004. The Docket
Center’s hours of operations are 8:30
a.m.–4:30 p.m., Monday–Friday (except
federal holidays).
Instructions: All submissions received
must include the Docket ID No. for this
rulemaking. Comments received may be
posted without change to https://
www.regulations.gov/, including any
personal information provided. For
detailed instructions on sending
comments and additional information
on the rulemaking process, see the ‘‘I.
Public Participation’’ heading of the
SUPPLEMENTARY INFORMATION section of
this document. For information on EPA
Docket Center services, please visit us
online at https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: For
information about this proposed rule,
contact Erin Lowder, U.S. EPA, Office of
Air Quality Planning and Standards, Air
Quality Policy Division, C535–A
Research Triangle Park, NC 27709;
telephone number: (919) 541–5421;
email address: lowder.erin@epa.gov; or
Robert Lingard, U.S. EPA, Office of Air
Quality Planning and Standards, Air
Quality Policy Division, C539–01
Research Triangle Park, NC 27709; by
telephone number: (919) 541–5272;
email address: lingard.robert@epa.gov.
SUPPLEMENTARY INFORMATION:
Throughout this document ‘‘we,’’ ‘‘us,’’
or ‘‘our’’ means the EPA.
Table of Contents
I. Public Participation
II. Overview and Basis of Proposal
A. Overview of Proposal
B. What is the background for the proposed
actions?
C. What is the statutory authority for the
proposed actions?
III. What is the EPA proposing and what is
the rationale?
A. Default Deadlines for Reclassified
Nonattainment Areas Under the Ozone
NAAQS
1. Default Deadlines for Nonattainment
Areas Reclassified as Moderate or
Serious
2. Default Deadlines for Nonattainment
Areas Reclassified as Severe
B. Status of Certain Requirements of
Former Classification
1. Introduction
2. Leftover SIP Requirements
C. Serious Area SIP Revisions for the 2015
Ozone NAAQS
1. Required Submission Elements
2. Submission and Implementation
Deadlines
IV. Environmental Justice Considerations
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V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 14094: Modernizing Regulatory
Review
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act (RFA)
D. Unfunded Mandates Reform Act
(UMRA)
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer
Advancement Act (NTTAA)
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations and Executive Order 14096:
Revitalizing Our Nation’s Commitment
to Environmental Justice for All
K. Judicial Review
I. Public Participation
Written comments: Submit your
comments, identified by Docket ID No.
EPA–HQ–OAR–2024–0333, at https://
www.regulations.gov (our preferred
method), or the other methods
identified in the ADDRESSES section.
Once submitted, comments cannot be
edited or removed from the docket. The
EPA may publish any comment received
to its public docket. Do not submit to
EPA’s docket at https://
www.regulations.gov any information
you consider to be Confidential
Business Information (CBI), Proprietary
Business Information (PBI), or other
information whose disclosure is
restricted by statute. Clearly mark the
part or all of the information that you
claim to be CBI. For CBI information on
any digital storage media that you mail
to the EPA, mark the outside of the
digital storage media as CBI or PBI and
then identify electronically within the
digital storage media the specific
information that is claimed as CBI or
PBI. In addition to one complete version
of the comments that includes
information claimed as CBI or PBI, you
must submit a copy of the comments
that does not contain the information
claimed as CBI or PBI directly to the
public docket through the procedures
outlined in Instructions. If you submit
any digital storage media that does not
contain CBI or PBI, mark the outside of
the digital storage media clearly that it
does not contain CBI. Information not
marked as CBI or PBI will be included
in the public docket and the EPA’s
electronic public docket without prior
notice. Information marked as CBI or
PBI will not be disclosed except in
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accordance with procedures set forth in
40 Code of Federal Regulations (CFR)
part 2. Our preferred method to receive
CBI or PBI is for it to be transmitted to
electronically using email attachments,
File Transfer Protocol (FTP), or other
online file sharing services (e.g.,
Dropbox, OneDrive, Google Drive).
Electronic submissions must be
transmitted directly to the OAQPS CBI
Office using the email address,
oaqpscbi@epa.gov, and should include
clear CBI or PBI markings as described
earlier. If assistance is needed with
submitting large electronic files that
exceed the file size limit for email
attachments, and if you do not have
your own file sharing service, please
email oaqpscbi@epa.gov to request a file
transfer link. If sending CBI or PBI
information through the postal service,
please send it to the following address:
OAQPS Document Control Officer
(C404–02), OAQPS, U.S. Environmental
Protection Agency, Research Triangle
Park, North Carolina 27711, Attention
Docket ID No. EPA–HQ–OAR–2024–
0333. The mailed CBI or PBI material
should be double wrapped and clearly
marked. Any CBI or PBI markings
should not show through the outer
envelope.
II. Overview and Basis of Proposal
A. Overview of Proposal
The EPA is proposing default SIP
submittal and implementation deadlines
for the current and future ozone NAAQS
that would apply for mandatory
reclassifications (e.g., from Marginal to
Moderate, Moderate to Serious, and
Serious to Severe), and also for areas
voluntarily reclassified as Moderate,
Serious, and Severe. These default
reclassification SIP submittal and
implementation deadlines would apply
only in cases where the otherwise
applicable deadlines that apply to areas
initially designated nonattainment have
passed or are less than 18 months in the
future from the effective date of such a
reclassification. In the near term, if
these default deadlines are finalized as
proposed, they will apply to any
nonattainment areas that are reclassified
as Serious under the 2015 ozone
NAAQS for failing to attain the standard
by the Moderate attainment date of
August 3, 2024, unless otherwise
established in a separate notice-andcomment rulemaking.
The EPA is proposing a general
default SIP submittal deadline for such
reclassified areas as the sooner of 18
months from the effective date of the
reclassification notice or January 1 of
the new classification attainment year,
except for SIP revisions addressing
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Clean Air Act (CAA) section 185. For
the CAA section 185 fee program SIP
submittals for areas reclassified as
Severe, the EPA is proposing a default
deadline of the sooner of 36 months
after the effective date of reclassification
to Severe or January 1 of the Severe area
attainment year. The EPA recognizes
that in certain circumstances, states and
areas may seek an adjustment of these
default deadlines; the EPA therefore
proposes that the default SIP
submission deadlines could be adjusted
where such adjustment is appropriate or
necessary, through future notice-andcomment rulemaking in specific EPA
actions. Further discussion of these
proposed default deadlines is provided
in section III.A. of this document.
The EPA is also proposing default
deadlines for implementation of
emissions control measures required by
mandatory reclassifications (e.g., from
Marginal to Moderate, Moderate to
Serious, and Serious to Severe), and also
for voluntary reclassifications to
Moderate, Serious, and Severe. The EPA
is proposing a default control
implementation deadline of the sooner
of 18 months after the proposed SIP
submittal deadline or the beginning of
the relevant attainment year ozone
season. Similar to the SIP deadlines, the
EPA proposes that these default control
measure implementation deadlines
could be adjusted where such
adjustment is appropriate or necessary
subject to notice-and-comment
rulemaking in specific EPA actions.
Further discussion of these proposed
default deadlines is provided in section
III.A. of this document. In addition to
establishing default SIP submittal and
related implementation deadlines, the
EPA is proposing regulations to codify
its existing interpretation that, following
reclassification, a state is no longer
required to submit SIP revisions
addressing the following requirements
related to the prior classification level
for an ozone nonattainment area: (1) a
demonstration of attainment by the
prior attainment date, (2) a reasonably
available control measures (RACM)
analysis tied to the prior attainment
date; and (3) for areas that are
voluntarily reclassified before the lower
classification’s attainment date,
contingency measures specifically
related to the area’s failure to attain by
the prior attainment date. As a general
matter, this interpretation applies with
respect to areas reclassified by operation
of law from (1) Marginal to Moderate,
(2) Moderate to Serious, and (3) Serious
to Severe, and also to any voluntary
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reclassification request granted by the
EPA for these classifications.1
Under the CAA, the EPA is required
to determine whether areas designated
nonattainment for an ozone NAAQS
attained the standard by the applicable
attainment date, and to take certain
steps for areas that failed to attain (see
CAA section 181(b)(2)). For a
concentration-based standard, such as
the 2015 ozone NAAQS,2 a
determination of attainment is based on
a nonattainment area’s design value
(DV).3 In separate actions, the EPA will
determine whether areas classified as
Moderate for the 2015 ozone NAAQS
factually attained the standard by the
applicable attainment date of August 3,
2024, based on their DV as of the
attainment date. As required under CAA
section 181(b)(2)(A), where the EPA
determines that areas failed to timely
attain, those areas will be reclassified by
operation of law as Serious upon the
effective date of the EPA’s
determination. The reclassified areas
will then be required to attain the 2015
ozone NAAQS as expeditiously as
practicable, but not later than August 3,
2027 (see CAA section 181(a)(1) (table 1)
and 40 CFR 51.1303(a) (table 1)). States
with jurisdiction over such areas will be
required to submit to the EPA the SIP
revisions for these areas that satisfy the
statutory and regulatory requirements
applicable to Serious areas established
in CAA section 182(c) and in the 2015
Ozone NAAQS SIP Requirements Rule
(see 83 FR 62998, December 6, 2018,
and 40 CFR 51.1300 et seq.).
The EPA proposes in this action to
articulate applicable requirements and
establish deadlines for submitting SIP
revisions that will apply to these
reclassified areas, consistent with CAA
section 182(i). If the proposed default
deadlines discussed in section III.A. of
this document are finalized, new SIP
revisions for nonattainment areas
1 This rule does not address voluntary
reclassifications to Extreme. The EPA expects that
this type of reclassification will be rare. We would
address the requirements around such a
reclassification on a case-by-case basis, should the
need arise.
2 Because the 2015 primary and secondary
NAAQS for ozone are identical, for convenience,
the EPA refers to them in the singular as ‘‘the 2015
ozone NAAQS’’ or as ‘‘the standard.’’
3 A design value is a statistic used to compare
data collected at an ambient air quality monitoring
site to the applicable NAAQS to determine
compliance with the standard. The DV for the 2015
ozone NAAQS is the 3-year average of the annual
fourth highest daily maximum 8-hour average
ozone concentration. The DV is calculated for each
air quality monitor in an area, and the DV for an
area is the highest DV among the individual
monitoring sites located in the area. For more
information on air quality design values, visit
https://www.epa.gov/air-trends/air-quality-designvalues.
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reclassified as Serious under the 2015
ozone NAAQS would be due to the EPA
no later than 18 months after the
effective date of the relevant
reclassification notice or January 1,
2026, whichever is sooner.
Under the CAA and the Tribal
Authority Rule (TAR), tribes may, but
are not required to, submit
implementation plans to the EPA for
approval (see CAA section 301(d) and
40 CFR part 49). Accordingly, for tribal
nonattainment areas, a tribe is not
required to submit any tribal
implementation plan (TIP) revisions
applicable to Serious areas established
in CAA section 182(c) and in the 2015
Ozone NAAQS SIP Requirements Rule.
Tribes that are part of multijurisdictional nonattainment areas are
also not required to submit
implementation plan revisions
applicable to Serious nonattainment
areas.
If the proposed default deadlines
discussed in section III.A. are finalized
as proposed, states would be required to
implement any new reasonably
available control technology (RACT)
required for reclassified Serious areas
under the 2015 ozone NAAQS no later
than 18 months from the RACT
submittal deadline or the beginning of
the 2026 attainment year ozone season
for that area, whichever is earlier.
Additionally, the deadline for any new
or revised Enhanced vehicle inspection
and maintenance (I/M) programs (for
areas that do not need I/M emission
reductions to demonstrate attainment by
the attainment date or to meet
reasonable further progress (RFP)
milestones) to be fully implemented
would be as expeditiously as practicable
but no later than 4 years after the
effective date of the reclassification.
Lastly, the deadline for submitting the
first transportation control
demonstration, as required by CAA
section 182(c)(5), would be 2 years after
the attainment demonstration due date.
B. What is the background for the
proposed actions?
On October 26, 2015, the EPA issued
its final action to revise the NAAQS for
ozone to establish a new 8-hour
standard (see 80 FR 65452, October 26,
2015).4 In that action, the EPA
promulgated identical tighter primary
and secondary ozone standards
designed to protect public health and
welfare that specified an 8-hour ozone
level of 0.070 ppm. Specifically, the
4 On October 26, 2015, the EPA issued its final
action to revise the 8-hour NAAQS for ozone from
0.075 ppm to 0.070 ppm. The 0.075 ppm standard
that was promulgated in 2008 has not been revoked
and is still in effect. See 40 CFR 51.1100 et seq.
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standards require that the 3-year average
of the annual fourth highest daily
maximum 8-hour average ozone
concentration may not exceed 0.070
ppm.
Effective on August 3, 2018, the EPA
designated 51 areas throughout the
country as nonattainment for the 2015
ozone NAAQS (see 83 FR 25776, June
4, 2018).5 In a separate action, the EPA
assigned classification thresholds and
attainment dates based on the severity
of an area’s ozone levels, determined by
the area’s design value (DV) (see 83 FR
10376, March 9, 2018). In addition, the
EPA established the attainment date for
Marginal, Moderate, Serious, Severe,
and Extreme nonattainment areas as 3
years, 6 years, 9 years, 15 years, and 20
years, respectively, from the effective
date of the final designations. Thus, the
attainment dates for each nonattainment
area classification for the 2015 ozone
NAAQS are as follows: August 3, 2021,
for Marginal areas; August 3, 2024, for
Moderate areas, August 3, 2027, for
Serious areas; August 3, 2033, for Severe
areas; and August 3, 2038, for Extreme
areas.6 The EPA also promulgated a
rulemaking interpreting the CAA’s
ozone nonattainment area
implementation requirements for the
2015 ozone NAAQS.7 The
implementation rulemaking articulated
the Act’s substantive requirements for
ozone nonattainment areas for each
classification level and established
deadlines for submission of plan
revisions to address those requirements
that were triggered off of the date of the
areas’ initial designations for the 2015
ozone NAAQS (e.g., 24 months from the
effective date of designation).8
C. What is the statutory authority for the
proposed actions?
The statutory authority for the actions
proposed in this document is provided
by the CAA, as amended (42 U.S.C.
7401 et seq.). Relevant portions of the
CAA include, but are not necessarily
limited to, CAA sections 172, 181, 182,
and 301(a).
CAA section 107(d) provides that
when the EPA establishes or revises a
5 Effective on September 24, 2018, the EPA also
designated the San Antonio, Texas area as
nonattainment for the 2015 ozone NAAQS. See 83
FR 35136 (July 25, 2018).
6 Effective on September 24, 2018, the EPA
classified the San Antonio, Texas area as Marginal
by operation of law for the 2015 ozone NAAQS,
with an attainment date of September 24, 2021.
Upon any reclassification, the attainment deadline
associated with each classification level for the San
Antonio nonattainment area is based on this
September 24, 2018, effective date. See 83 FR 35136
(July 25, 2018).
7 83 FR 10382 (March 9, 2018).
8 Id.; 40 CFR 51.1300–1319.
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NAAQS, the agency must designate
areas of the country as nonattainment,
attainment, or unclassifiable based on
whether an area is not meeting (or is
contributing to air quality in a nearby
area that is not meeting) the NAAQS,
meeting the NAAQS, or cannot be
classified as meeting or not meeting the
NAAQS, respectively. Part D of title I of
the CAA establishes the plan
requirements that apply to all areas
designated nonattainment. The purpose
of these plan requirements is ensuring
that these areas achieve attainment of
the applicable NAAQS by the applicable
area attainment date. Subpart 1 of part
D sets out the plan requirements for
nonattainment areas in general, and
subpart 2 of part D of title I of the CAA
governs the classification, state
planning, and emissions control
requirements for any areas designated as
nonattainment for a revised primary
ozone NAAQS. In particular, CAA
section 181(a)(1) requires each area
designated as nonattainment for a
revised ozone NAAQS to be classified at
the same time as the area is designated
based on the extent of the ozone
problem in the area (as determined
based on the area’s DV). Classifications
for ozone nonattainment areas range
from Marginal to Extreme. CAA section
172 (in subpart 1) covers nonattainment
area plan provisions in general, and
CAA section 182 (in subpart 2) provides
the specific attainment planning and
additional requirements that apply to
each ozone nonattainment area based on
its classification. Subparts 1 and 2 also
establish the timeframes by which air
agencies must submit and implement
SIP revisions to satisfy the applicable
attainment planning elements, and
require that such plans ‘‘shall provide
for attainment of the NAAQS,’’ 9 and
that the ‘‘primary standard attainment
date for ozone shall be as expeditiously
as practicable’’ but not later than a
maximum attainment date measured
from the effective date of the area’s
designation.10 The EPA has also
promulgated regulations interpreting
these requirements for the 2008 ozone
NAAQS and the 2015 ozone NAAQS at
40 CFR part 51, subparts X and CC,
respectively.
CAA section 182(i) governs the Act’s
requirements for areas reclassified by
operation of law. Specifically, CAA
section 182(i) states that areas that are
reclassified due to failure to timely
attain by the attainment date ‘‘shall
meet such requirements of subsections
(b) through (d) of this section as may be
applicable to the area as reclassified,
9 CAA
section 172(c)(1).
section 181(a)(1).
10 CAA
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according to the schedules prescribed in
connection with such requirements,
except that the Administrator may
adjust any applicable deadlines (other
than attainment dates) to the extent
such adjustment is necessary or
appropriate to assure consistency among
the submissions.’’ Subsections (b)
through (d) of CAA section 182 cover
the required SIP revisions for Moderate
(182(b)), Serious (182(c)), and Severe
(182(d)), and those requirements are
generally cumulative (see, e.g., CAA
section 182(b) (requiring Moderate areas
to make submissions relating to
Marginal areas in addition to the
revisions for the Moderate
classification)). The SIP revisions,
control measures, and timing of such
submissions and controls are intended
to, among other things, ensure that areas
will attain the NAAQS as expeditiously
as practicable, but no later than the
applicable attainment date. As
discussed in more detail later in this
document, most SIP requirements are
not dependent on the attainment date
itself, but certain SIP requirements are
inherently tied to the applicable
attainment date and therefore are no
longer required for the lower
classification after the area is
reclassified.
As noted, CAA section 182(i) also
provides the Administrator with
authority to adjust applicable deadlines
(other than attainment dates) for areas
that are reclassified as a result of failure
to attain the NAAQS under CAA section
182(b)(2), ‘‘to the extent such
adjustment is necessary or appropriate
to assure consistency among the
required submissions.’’ In proposing the
adjustment of applicable deadlines for
reclassified areas, the EPA considered
the timeframes provided under the
statute for the submission and
implementation of requirements for
initial area designations and
classifications. Unsurprisingly, many of
the nonattainment plan requirements in
subparts 1 and 2 establish timing of the
submission and implementation of
controls such that those plans and
controls will influence attainment of the
NAAQS within the area by the
attainment date.11 The EPA’s proposed
11 See, e.g., CAA section 172(c)(6) (‘‘Such plan
provisions shall include enforceable emission
limitations . . . as well as schedules and timetables
for compliance, as may be necessary or appropriate
to provide for attainment of such standard in such
area by the applicable attainment date specified in
this part.’’); CAA section 182(b)(1)(A)(i) (‘‘Such plan
shall provide for such specific annual reductions in
emissions of volatile organic compounds and
oxides of nitrogen as necessary to attain the
[NAAQS] of for ozone by the attainment date
applicable under this chapter.’’); CAA section
182(b)(2) (requiring control measures on major
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submission and implementation
schedules for reclassified areas in this
document are consistent with the
overall schedule of the submission of
substantive requirements that are
associated with a classification, but
adjusts those schedules to fit the
abbreviated timeframe available to
reclassified areas before the next
applicable attainment date. In
particular, the EPA’s proposed
deadlines for implementation of
controls and SIP submissions are
informed by the need to ensure that the
reductions resulting from the Act’s
requirements are consistently due in
time to influence an area’s attainment
by the attainment date, to the extent the
applicable controls are necessary to
achieve attainment by that date.
While some areas are reclassified due
to failure to attain by the attainment
date, others may be reclassified as a
result of a state’s request. CAA section
181(b)(3) states that ‘‘[t]he
Administrator shall grant the request of
any State to reclassify a nonattainment
area in that State . . . to a higher
classification.’’ In some cases, states
may seek voluntary reclassification to a
higher classification early in the
designation and planning cycle, and in
those cases, the existing SIP submittal
and implementation deadlines for the
higher classification would continue to
apply. In other instances, states may
request a voluntary reclassification
under CAA section 181(b)(3) where the
SIP submittal and implementation
deadlines have already passed or will
occur in the near future. CAA section
182(i) specifically provides authority to
the EPA to adjust applicable deadlines,
other than attainment dates, for areas
that are reclassified as a result of a
failure to attain under CAA section
181(b)(2), but section 182(i) does not
specifically reference areas that are
voluntarily reclassified under CAA
section 181(b)(3). Per CAA section
301(a)(1), the EPA has determined that
regulations are necessary to prescribe
the SIP submittal and implementation
deadlines for such voluntarily
reclassified areas, where the deadlines
associated with the requested higher
classification have already passed or
will occur in the near future (i.e., less
than 18 months from the effective date
of the reclassification).
The EPA’s proposed deadlines in this
document were also informed by the
amount of time that the CAA prescribes
when new implementation plans are
stationary sources of VOCs or sources of VOCs
covered by a CTG to be implemented as
expeditiously as practicable but no later than the
beginning of the ozone season of the attainment
year).
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required to be submitted under various
circumstances (see, e.g., CAA section
110(k)(5) (allowing EPA to ‘‘establish
reasonable deadlines (not to exceed 18
months)’’ after notification that a SIP is
inadequate); CAA section 179(d)
(subpart 1 requirement that within one
year of a finding that a nonattainment
area has failed to attain by its attainment
date, States must submit a new SIP
revision addressing nonattainment plan
requirements)).
III. What is the EPA proposing and
what is the rationale?
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A. Default Deadlines for Reclassified
Nonattainment Areas Under the Ozone
NAAQS
The EPA is proposing to establish
default SIP submittal and
implementation deadlines for
reclassifications by operation of law
pursuant to section 181(b)(2) and
voluntary reclassification requests
pursuant to section 181(b)(3) for areas
reclassified as Moderate, Serious, and
Severe for all current and future ozone
NAAQS. States responsible for areas
initially designated as nonattainment
are required to prepare and submit SIP
revisions by deadlines relative to the
effective date of the rule establishing
area designations, and the submission
deadlines vary depending on the SIP
element required (e.g., the statute
provides 3 or 4 years from initial
nonattainment designation to submit
SIPs for some requirements and 2 years
for others). Areas initially designated as
nonattainment are also required to
implement RACT as expeditiously as
practicable, but no later than January 1
of the fifth year after the effective date
of designations.
The EPA recognizes that upon
reclassification, especially when under
CAA section 181(b)(2), a state can be
faced with limited time to submit and
implement required SIP revisions prior
to the next attainment date. In addition,
in some cases, the SIP submission and
implementation deadlines associated
with areas initially classified at a level
may have already passed at the time of
reclassification, making it impossible to
apply, for example, the Moderate area
SIP submission and implementation
deadlines to areas that are mandatorily
reclassified to Moderate upon failure to
attain by the Marginal area attainment
date. In light of these considerations, the
EPA has historically adjusted deadlines
pursuant to the general rulemaking
authority granted under CAA section
301(a) to prescribe regulations as are
necessary to carry out the functions of
the Act, and the specific authority
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granted by CAA section 182(i).12 The
EPA has promulgated these adjustments
of SIP submission and implementation
deadlines that apply to reclassified areas
with the intent to ensure consistency
amongst submissions, encourage
meaningful reductions towards
expeditious attainment of the NAAQS,
and promote planning flexibility where
possible, within the fixed outer bound
of an area’s new maximum attainment
date.
We recognize that because the
adjustments in these deadlines are not
made until after an area’s attainment
date under a lower classification, the
time between reclassification and a
reclassified area’s new attainment date
will inherently provide less time than
the period of time provided between
initial designation and classification
and that classification’s initial
attainment date. For example, an area
that is initially classified as Marginal is
afforded 3 years to attain the NAAQS
per CAA section 181(a)(1). If that area
fails to attain by the Marginal area
attainment date, and the EPA timely
issues its finding 6 months after the
attainment date per CAA section
181(b)(2), then the area has no more
than 2.5 years from that point in time to
plan for and attain the NAAQS by its
new Moderate area attainment date,
which is far less than the 6 years that
areas initially classified as Moderate are
allotted.
In some cases, though, particularly
where a state requests a voluntary
reclassification pursuant to CAA section
181(b)(3) and does so well before the
area’s attainment date, the existing
deadlines associated with the higher
classification’s requirements will not
have passed and it will be practicable
for the state to meet those deadlines
without adjustment. The EPA is
therefore proposing that, where the
existing deadlines are 18 months or
more from the effective date of
reclassification, the EPA will not adjust
such applicable deadlines or set new
ones under its CAA section 182(i) and
301(a) authority. The 18-month
timeframe is the outer boundary of what
the CAA sets as a ‘‘reasonable deadline’’
for SIP revisions required following a
12 CAA section 182(i) specifically provides
authority to the EPA to adjust applicable deadlines,
other than attainment dates, for areas that are
reclassified as a result of failure to attain under
CAA section 182(b)(2), to the extent such
adjustment is necessary or appropriate to assure
consistency among the required submissions. The
provision does not specifically reference areas that
are voluntarily reclassified under CAA section
181(b)(3); the EPA is therefore reasonably proposing
to adjust deadlines for such areas under its general
rulemaking authority in CAA section 301(a),
consistent with CAA section 182(i).
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finding of inadequacy (see CAA section
110(k)(5)), and where that period of time
remains for SIP development for a
reclassified area, we do not think
adjustment is necessary, nor is it needed
to assure expeditious attainment of the
NAAQS or that the required
submissions will be implemented
consistently with the Act’s structure.
The Act’s establishment of 18 months as
an outer boundary in CAA section
110(k)(5) also indicates that Congress
judged that this timeframe would be
sufficient for states to identify and
develop control measures, to draft
revisions to address attainment plans
and other requirements, and to complete
the required public notice process,
adopt such revisions, and to submit
them to the EPA.
However, we note that the Act does
not guarantee states will have 18
months to revise their SIPs following a
finding of inadequacy, and nor does this
proposal establish that states are
entitled to have 18 months to revise
plans to address requirements of the
new classification. Expeditious
attainment of the NAAQS and ensuring
that requirements are in place in time to
influence attainment by the attainment
date will, in many cases, require that
states are afforded much less than 18
months to revise SIPs. This will be
particularly true where areas fail to
attain by their attainment date,
especially for the lower classifications
where the interval between attainment
dates is only 3 years,13 and where states
fail to request a voluntary
reclassification early in the
implementation schedule.
The EPA invites comments on its
proposal to adjust applicable deadlines
where the existing classification
deadline has either passed or is less
than 18 months away, and whether a
different remaining time period for an
existing deadline should be considered.
The proposed default adjustment of
deadlines that would apply in these
circumstances will provide advance
notice and certainty to any states with
nonattainment areas that may fail to
attain an ozone NAAQS by the
applicable attainment date in the future.
Because many of these same timingrelated pressures will exist with
voluntary reclassifications, the EPA is
proposing to also set the same default
SIP submission and implementation
deadlines to provide certainty to any
states that are contemplating making
13 The difference in attainment deadlines between
Marginal and Moderate classifications is 3 years,
between Moderate and Serious areas is 3 years, and
between Serious and Severe areas is 6 years. See
CAA section 181(a) and 40 CFR 51.1302.
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such requests. The proposed default
deadlines are listed in table 1 for clarity.
TABLE 1—DEFAULT SIP SUBMISSION AND CONTROL MEASURE IMPLEMENTATION DEADLINES FOR RECLASSIFIED OZONE
NONATTAINMENT AREAS WHEN THE CLASSIFICATION-RELATED DEADLINES FOR INITIAL DESIGNATIONS PROVIDE INSUFFICIENT TIME
SIP requirement
Proposed default deadline
Default Deadlines for Reclassified Nonattainment Areas
SIP submittal deadline for all elements, unless addressed differently elsewhere in this table.
RACT implementation deadline .................................................
I/M implementation deadline (Basic and Enhanced) .................
Within 18 months after the effective date of the relevant reclassification or January 1 of the applicable attainment year, whichever is sooner.
Within 18 months from the RACT SIP submittal deadline or the beginning of the
applicable attainment year ozone season as defined by 40 CFR appendix D
to part 58(i), whichever is sooner.
No later than 4 years after the effective date of the relevant reclassification notice (unless needed for attainment by the attainment date or to demonstrate
RFP).
Default Deadlines for Reclassified Severe Nonattainment Areas
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SIP submittal deadline for section 185 fee program element ...
Establishing default deadlines for
areas reclassified under CAA sections
181(b)(2) and 181(b)(3) is necessary and
appropriate to ensure states are
submitting SIP revisions and
implementing control measures
triggered by reclassification on a
consistent timeline that retains the
statute’s framework of applying
requirements in time to achieve
attainment by the attainment date.
Doing so also provides states maximum
advance visibility into the time that will
be provided for development of SIP
revisions and new control measures
designed to expeditiously attain the
NAAQS. The EPA’s expectation is that
providing a consistent framework for
SIP development for reclassified areas
will establish certainty for states with
areas that fail to timely attain, and that
such states can begin focusing on
identifying meaningful reductions and
developing SIPs to obtain those
reductions earlier than they would
under the EPA’s historical practice of
issuing SIP revision submission and
control measure implementation
deadlines after or in parallel with the
determinations that result in area
reclassifications. However, we recognize
the possibility that in some situations,
the default deadlines may not be
appropriate or serve the statutory goals
of consistency amongst submissions or
expeditious attainment of the NAAQS.
Therefore, we propose that the EPA
would retain authority under CAA
sections 301(a) and 182(i) to establish a
set of SIP submission and control
measure implementation deadlines on a
case-by-case basis, through notice-andcomment rulemaking, that deviate from
the default deadlines proposed in this
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36 months after the effective date of the relevant reclassification notice or no
later than January 1 of the applicable attainment year, whichever is sooner.
document, if finalized, where
appropriate.
1. Default Deadlines for Nonattainment
Areas Reclassified as Moderate or
Serious
SIP requirements that apply to
Moderate areas are generally cumulative
of CAA requirements for the Marginal
classification and include additional
Moderate area requirements (see CAA
sections 172(c)(1) and 182(a) and (b)).
The EPA has further interpreted and
described these requirements in its
implementation rules.14 Similarly, SIP
requirements that apply to Serious areas
are generally cumulative of CAA
requirements for the Marginal and
Moderate area classifications and
include additional Serious area
requirements (see CAA sections
172(c)(1) and 182(a)–(c)). The EPA’s
implementation rules also provide
further interpretation of the statutory
Serious area requirements.15
a. Default Submission Deadline for
Required SIP Revisions
The time period between designation
and the maximum attainment date for
nonattainment areas initially classified
as Moderate or Serious is 6 or 9 years,
respectively. In the case of mandatory
reclassification after initial area
designations pursuant to CAA section
181(b)(2), reclassified Moderate and
Serious areas would typically have less
than 3 years between the date of
reclassification and the area’s new
maximum attainment date. Given the
14 See, e.g., 40 CFR 51.1100 et seq. (2008 ozone
NAAQS), and 40 CFR 51.1300 et seq. (2015 ozone
NAAQS).
15 Id.
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compressed timeline that reclassified
Moderate and Serious areas face, and
consistent with past practice,16 we are
proposing to set the SIP submission
deadlines for all the various
requirements for newly reclassified
Moderate and Serious areas as within 18
months of the effective date of the
relevant reclassification notice or
January 1 of the applicable attainment
year, whichever is sooner, unless
otherwise specified in a separate noticeand-comment rulemaking establishing a
different SIP submission deadline.
While not all of the ‘‘schedules
prescribed in connection with’’ the
various subpart 2 requirements are the
same, because the timeframe to attain by
the newly applicable attainment date for
Moderate and Serious areas is
compressed from either 6 or 9 years to
less than 3 years, we propose to apply
one SIP revision deadline that is at most
18 months from the effective date of
reclassification, but in any case no later
than January 1 of the attainment year.
As previously stated, the EPA believes
that, in most cases, 18 months should
provide states sufficient time for
assessing, adopting, and implementing
emission reduction measures such that
any reclassified nonattainment areas can
expeditiously attain the ozone NAAQS,
consistent with part D’s purpose of
achieving expeditious attainment by the
attainment date. Similarly, a default SIP
submission deadline of January 1 of the
applicable attainment year would
16 See, e.g., ‘‘Final Rule—Determinations of
Attainment by the Attainment Date, Extensions of
the Attainment Date, and Reclassification of Areas
Classified as Marginal for the 2015 Ozone National
Ambient Air Quality Standards’’ (87 FR 60897,
60907, October 7, 2022).
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promote expeditious attainment of the
ozone NAAQS by requiring states to
submit SIPs including control measures
needed for attainment prior to when
those controls are required to be
implemented. In addition, establishing
January 1 of the attainment year as the
outer boundary for states to submit SIP
revisions would ensure that reclassified
nonattainment areas are subject to
consistent deadlines in accordance with
CAA section 182(i) and would be in line
with past practice. For example, the
EPA adopted this approach for Marginal
areas reclassified as Moderate for failure
to timely attain the 2008 and 2015
ozone NAAQS, to ensure consistency
among required SIP submissions.17 18
Thus, the proposed deadline is
necessary and appropriate to assure that
these submissions are consistent with
the Act’s overall scheme for expeditious
attainment of the NAAQS by the
attainment date, and that similarly
situated states are treated consistently.
In some historical instances, we have
also established SIP submission
deadlines that align with the beginning
of an area’s ozone season,19 which we
view as the outer boundary for
establishing a SIP submission deadline
for a reclassified area, because the
beginning of the attainment year ozone
season is the maximum deadline under
the statutory ozone RACT provision and
the EPA’s existing regulations
interpreting that provision to implement
RACT. The EPA does not believe it is
reasonable to establish a SIP submission
date for controls subsequent to a date
when those controls are required under
the Act to already be implemented. For
many ozone nonattainment areas in the
country, January 1 is the beginning of
the ozone season. But there are states
that have a later start to the ozone
season in March, April, or May. We
therefore take comment on establishing
the later alternative SIP submission
deadline for reclassified Moderate and/
or Serious areas as the beginning of the
attainment year ozone season (rather
than January 1 of the attainment year),
recognizing that doing so would result
in different SIP submission deadlines
17 ‘‘Final Rule—Determinations of Attainment by
the Attainment Date, Extensions of the Attainment
Date, and Reclassification of Several Areas for the
2008 Ozone National Ambient Air Quality
Standards’’ (81 FR 26697, 26705, May 4, 2016).
18 ‘‘Final Rule—Determinations of Attainment by
the Attainment Date, Extensions of the Attainment
Date, and Reclassification of Areas Classified as
Marginal for the 2015 Ozone National Ambient Air
Quality Standards’’ (87 FR 60897, 60907, October
7, 2022).
19 See, e.g., 88 FR 6633 (February 1, 2023)
establishing March 1, 2023, as the due date for SIP
revisions addressing Moderate requirements for the
Detroit, Michigan area.
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for different reclassified areas,
depending on when the area’s ozone
season begins.
The EPA’s proposed SIP submission
deadline for areas reclassified as
Moderate or Serious of no later than 18
months after the effective date of the
relevant reclassification notice or
January 1 of the applicable attainment
year, whichever is earlier, would apply
to all newly applicable requirements
associated with the reclassification,
including SIPs to address RACT and I/
M. The EPA’s implementing regulations
for the 2015 ozone NAAQS established
a default RACT SIP submission deadline
for areas reclassified Moderate or higher
of either 24 months from the
reclassification effective date or a
deadline established by the
Administrator in the reclassification
action using its discretion under CAA
section 182(i) (see 40 CFR
51.1312(a)(2)(ii)). We have found that a
RACT SIP submission deadline of 24
months after the effective date of the
reclassification action has resulted in
SIP submission deadlines that are later
than the beginning of the attainment
year ozone season, and in some cases,
near or after an applicable Moderate or
Serious area attainment date. In every
case of reclassification under the 2008
and 2015 ozone NAAQS, it has not been
possible to provide a RACT SIP
submission deadline of 24 months from
the effective date of the reclassification
for an area that was reclassified as result
of failure to attain by the attainment
date. We are therefore proposing to
remove the existing RACT SIP
submission deadline in 40 CFR
51.1312(a)(2)(ii) and replace it with the
general default deadlines discussed in
this action.
Thus, if this action is finalized as
proposed, the default SIP submission
deadlines for newly required Basic or
Enhanced I/M SIPs, would also become
the sooner of 18 months from the
effective date of the relevant
reclassification notice or January 1 of
the applicable attainment year. This is
necessary to be consistent with the I/M
regulations which provide that an I/M
SIP shall be submitted no later than the
deadline for submitting the area’s
attainment SIP.20
b. Default Implementation Deadlines for
RACT and I/M
With respect to implementation
deadlines, the EPA’s implementing
regulations for the 2008 ozone NAAQS
require that, for areas initially classified
as Moderate or higher, a state shall
provide for implementation of RACT as
20 See
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80839
expeditiously as practicable, but no later
than January 1 of the 5th year after the
effective date of designation.21
Similarly, the EPA’s implementing
regulations for the 2015 ozone NAAQS
require that, for areas initially classified
as Moderate or higher, a state shall
provide for implementation of RACT as
expeditiously as practicable but no later
than January 1 of the fifth year after the
effective date of designation.22 The
EPA’s implementing regulations for the
2015 ozone NAAQS also require that,
for RACT required pursuant to
reclassification, the state shall provide
for implementation of RACT as
expeditiously as practicable, but no later
than the beginning of the attainment
year ozone season associated with the
area’s new attainment deadline, or
January 1 of the third year after the
associated SIP submission deadline,
whichever is earlier; or the deadline
established by the Administrator in the
final action issuing the area
reclassification.23 In addition, the
modeling and attainment demonstration
requirements for 2008 ozone
nonattainment areas require that a state
must provide for implementation of all
control measures needed for attainment
no later than the beginning of the
attainment year ozone season.24
Similarly, the EPA’s implementing
regulations for the 2015 ozone NAAQS
require that the modeling and
attainment demonstrations for areas
classified Moderate or higher must
provide for implementation of all
control measures needed for attainment
no later than the beginning of the
attainment year ozone season,
notwithstanding any alternative
deadline established per 40 CFR
51.1312.25 Underlying these
implementation deadlines is the EPA’s
consideration that any RACT deadline
should, where possible, provide at least
one full ozone season in advance of an
area’s maximum attainment date for
implemented controls to achieve
emission reductions and positively
influence an area’s monitored design
value.
The EPA recognizes that the
beginning of the ozone season varies
among states and nonattainment areas.
For some nonattainment areas, the
ozone season begins in January and for
other areas it begins in March, April, or
May. Consequently, the beginning of the
attainment year ozone season ranges
from January to May of the year before
21 See
40 CFR 51.1112(a)(3).
40 CFR 51.1312(a)(3)(i).
23 See 40 CFR 51.1312(a)(3)(ii).
24 See 40 CFR 51.1108(d).
25 See 40 CFR 51.1308(d).
22 See
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the area’s maximum attainment
deadline. The EPA’s existing
implementing regulations informed the
default RACT implementation deadline
that we are proposing in this document
for any area reclassified as Moderate or
Serious. Such proposed default deadline
would require states to implement
RACT as expeditiously as practicable,
but no later than 18 months from the
proposed RACT SIP submittal deadline
or the beginning of the applicable
attainment year ozone season,
whichever is earlier. We are proposing
that this default deadline would apply
instead of the existing regulatory
provision in 40 CFR 51.1312(a)(3)(ii),
which applied only to the 2015 ozone
NAAQS. As we proposed for
establishment of SIP submission
deadlines, the EPA is also proposing
that the regulation would allow the EPA
to establish a different deadline in a
notice-and-comment rulemaking in
order to accommodate fact-specific
circumstances, where appropriate.
With respect to the default
implementation deadlines for Basic and
Enhanced I/M programs required as the
result of a mandatory reclassification,
states wishing to use emission
reductions from their newly required I/
M programs for the ozone NAAQS
would need to have such programs fully
established and start testing as
expeditiously as practicable, but no later
than the beginning of the applicable
attainment year ozone season,
consistent with the CAA principle (and
logic) that measures that are needed to
demonstrate attainment by the
attainment date must be in place early
enough to impact the air quality design
value that will be used to determine
whether the area attained by that date.
The EPA’s implementing regulations for
the 2008 and 2015 ozone NAAQS
therefore adopt this principle with
respect to implementation of I/M when
required as a result of a reclassification.
However, given the unique nature of I/
M programs, there are many challenges,
tasks, and milestones that must be met
in establishing and implementing an I/
M program. The EPA realizes that
implementing a new or revised I/M
program on an accelerated timeline may
be difficult to achieve in practice.
Therefore, for states that do not intend
to rely upon emission reductions from
their newly required Basic or Enhanced
I/M program in attainment or RFP SIPs,
we are proposing to allow these Basic
and Enhanced I/M programs to be fully
implemented no later than 4 years after
the effective date of reclassification,
explained as follows.
Under CAA section 182(i),
mandatorily reclassified areas are
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generally required to meet the
requirements associated with their new
classification ‘‘according to the
schedules prescribed in connection with
such requirements.’’ The I/M
regulations provide such a prescribed
schedule in stating that newly required
I/M programs are to be implemented as
expeditiously as practicable. The I/M
regulations also allow areas newly
required to implement I/M up to ‘‘4
years after the effective date of
designation and classification’’ to fully
implement the I/M program.26 With
mandatory reclassifications, this 4-year
implementation deadline for newly
required I/M programs might extend
beyond the corresponding attainment
date. However, by proposing such a
deadline for mandatorily reclassified
areas newly required to implement a
Basic or Enhanced I/M program (but not
needing I/M emission reductions for
attainment or RFP SIP purposes), the
EPA maintains that these newly
required I/M programs could reasonably
be implemented after the area’s relevant
attainment date if reductions from an I/
M program are not necessary for an area
to achieve timely attainment of the
applicable NAAQS. The EPA has long
taken the position that the statutory
requirement for states to implement I/M
in ozone nonattainment areas classified
Moderate and higher generally exists
independently from the attainment
planning requirements for such areas
(see also section III.B.2. of this
document).27 This proposed
implementation deadline of up to 4
years takes into consideration the
numerous challenges and milestones
necessary in implementing a Basic or an
Enhanced I/M program. The EPA is
proposing to establish that the same
implementation deadline of up to 4
years for areas not relying on Basic or
Enhanced I/M for attainment or RFP SIP
purposes is appropriate to also apply to
voluntarily reclassified areas, where the
higher classification deadlines for those
areas have either already passed or are
less than 18 months from the effective
date of reclassification. This proposed
26 The I/M program implementation deadline at
40 CFR 51.373(d) states: ‘‘For areas newly required
to implement enhanced I/M as a result of
designation under the 8-hour ozone standard, the
required program shall be fully implemented no
later than 4 years after the effective date of
designation and classification under the 8-hour
ozone standard.’’ A start date for I/M programs of
4 years after the effective date of designation and
classification under the 8-hour ozone standard is
also cited in the Basic I/M performance standard at
40 CFR 51.351(c) and (i)(2).
27 John S. Seitz, Memo, ‘‘Reasonable Further
Progress, Attainment Demonstration, and Related
Requirements for Ozone Nonattainment Areas
Meeting the Ozone National Ambient Air Quality
Standard,’’ May 10, 1995, at 4.
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deadline is not only consistent with the
proposed deadline for mandatorily
reclassified areas, but it is also
consistent with EPA’s historical
practice.28
The EPA requests comment on a
proposed default deadline for
reclassified Moderate and Serious areas
requiring that any newly required Basic
or Enhanced I/M programs be fully
implemented as expeditiously as
practicable, but no later than 4 years
after the effective date of
reclassification. The EPA again notes
that if a state intends to rely upon
emission reductions from its newly
required Basic or Enhanced I/M
programs in its attainment or RFP SIP,
the state will need to have such I/M
programs fully implemented no later
than the beginning of the applicable
attainment year ozone season.
c. Transportation Control Demonstration
CAA section 182(c)(5) requires states
with Serious ozone nonattainment areas
to submit, 6 years after November 15,
1990, and every 3 years thereafter, a
demonstration as to whether current
aggregate vehicle mileage, aggregate
vehicle emissions, congestion levels,
and other relevant parameters are
consistent with those used for the area’s
demonstration of attainment. Six years
after November 15, 1990, was 2 years
after the statutory deadline established
to submit attainment demonstrations for
such areas. Because the transportation
control demonstration is not itself a
control that must be implemented in
order for areas to attain by the
attainment date, and is ideally spaced
from the deadline of the attainment
demonstration to allow sufficient time
for the state to see whether actual
vehicle emissions and parameters
square with the projected emissions and
parameters in the attainment
demonstration modeling, it is
appropriate to retain the Act’s
prescribed schedule without adjustment
with respect to this element for
reclassified areas. The EPA is therefore
proposing that for all reclassified
Serious ozone areas, the first
transportation control demonstration
must be submitted within 2 years after
the deadline for the attainment
demonstrations for these areas and
every 3 years thereafter.
28 See, e.g., 87 FR 60897 (October 7, 2022)
(establishing Basic I/M implementation deadlines
for areas reclassified from Marginal to Moderate for
the 2015 ozone NAAQS); 89 FR 51829 (June 20,
2024) (establishing Enhanced I/M implementation
deadlines for certain Texas areas that were
voluntarily reclassified from Moderate to Serious
for the 2015 ozone NAAQS).
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2. Default Deadlines for Nonattainment
Areas Reclassified as Severe
SIP requirements that apply to Severe
areas are generally cumulative of CAA
requirements for lower area
classifications (i.e., Marginal through
Serious) and include additional Severe
area requirements as interpreted and
described in the final SIP Requirements
Rules for the 2008 and 2015 ozone
NAAQS (see 80 FR 12264, March 6,
2015; 83 FR 62998, December 6, 2018;
CAA sections 172(c)(1) and 182(a)–(d);
40 CFR 51.1100 et seq.; and 40 CFR
51.1300 et seq.). For areas reclassified as
Severe, SIP submissions must address
the more stringent major source
threshold of 25 tpy 29 for RACT and
NNSR, and the more stringent NNSR
emissions offset ratio of 1.3:1.30 In order
to fulfill their Severe area SIP
submission requirements, states may,
where appropriate, certify that existing
SIP provisions for an area are adequate
to address one or more Severe area
requirements. Such certifications must
be submitted as a SIP revision.31
The EPA is proposing the same
default SIP submittal and
implementation deadlines for
reclassified Severe areas as is proposed
in section III.A.1. of this document for
reclassified Moderate and Serious areas,
with one exception for SIP submissions
addressing CAA section 185 fee
programs. More specifically, for all
newly applicable SIP requirements
associated with an area’s reclassification
to Severe (except SIP submissions
addressing section CAA section 185 fee
programs), the EPA is proposing a
default SIP submittal deadline as the
earlier of 18 months after the effective
date of the relevant reclassification
29 ‘‘For any Severe Area, the terms ‘major source’
and ‘major stationary source’ include (in addition
to the sources described in section 7602 of this title)
any stationary source or group of sources located
within a contiguous area and under common
control that emits, or has the potential to emit, at
least 25 tpy of volatile organic compounds.’’ CAA
section 182(d).
30 See CAA section 182(d)(2). If a state’s plan
requires all existing major sources in the
nonattainment area to use best available control
technology for VOCs consistent with CAA section
169(3), the required offset ratio is 1.2 to 1.
31 Air agencies should review any existing
regulation that was previously approved by the EPA
to determine whether it is sufficient to fulfill
obligations triggered by the revised ozone NAAQS.
This review should include determining whether
the nonattainment area boundary for the current
ozone NAAQS is consistent with the boundary for
the previous standards. Where an air agency
determines that an existing regulation is adequate
to meet applicable nonattainment area planning
requirements of CAA section 182 (or ozone
transport region RACT requirements of CAA section
184) for a revised ozone NAAQS, that air agency’s
SIP revision may provide a written statement
certifying that determination in lieu of submitting
new revised regulations.
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notice or January 1 of the applicable
attainment year.32 This proposed SIP
submission deadline is consistent with
the EPA’s historical adjustment of
deadlines for ozone areas mandatorily
reclassified from Serious to Severe
under the 2008 ozone NAAQS as well
as areas reclassified to Severe per a
voluntary request from the state, for
which we have previously established
18-month SIP submission deadlines.33
It is appropriate to align the default
SIP submission and implementation
deadlines for reclassified Severe
nonattainment areas with those
proposed in section III.A.1. of this
document for reclassified Moderate and
Serious nonattainment areas. The same
considerations articulated in section
III.A.1. also apply here. Additionally,
areas that have been reclassified to
Severe are areas that have struggled over
time to expeditiously attain the NAAQS,
and may face more complex and
difficult implementation obstacles than
areas classified at lower levels.
However, it is the Agency’s view that an
outer boundary of 18 months remains an
appropriate timeframe for states to
revise SIPs as needed, even for areas
reclassified as Severe. We recognize that
the statute’s later maximum attainment
date associated with higher
classifications, and the more stringent
requirements imposed upon such areas
under subpart 2, reflect the ‘‘heavier
lift’’ that Severe areas may face to attain
the NAAQS. The longer interval
between attainment dates between
Serious and Severe would provide states
more time than is available for
reclassifications between the lower
classifications (i.e., Marginal to
Moderate or Moderate to Serious) for
SIP development and identification and
implementation of control measures.
However, that same interval also means
that establishing an 18-month maximum
SIP submission and control measure
implementation deadline will result in
earlier implementation of the control
measures prompted by the Severe area
requirements, such that those measures
may be in place to impact air quality in
multiple ozone seasons before the
maximum attainment date, rather than
just the last ozone season preceding the
attainment date, as may often be the
practical outcome of the EPA’s proposed
deadline for areas in the lower
classifications. Increasing the likelihood
that Severe area measures will be in
32 This proposed deadline would not apply for
voluntarily reclassified areas where the existing
Severe area SIP submission deadline is at least 18
months from the effective date of the
reclassification. In those instances, the existing
Severe area SIP submission deadline would apply.
33 87 FR 21825 (April 13, 2022).
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place for multiple ozone seasons prior
to the attainment date correspondingly
increases the likelihood that these
reclassified Severe areas will
expeditiously attain the NAAQS by the
attainment date. The EPA’s proposed
deadline for reclassified areas, by
providing 18 months for SIP
development but requiring at least that
those revisions and measures be
submitted by the last calendar year
preceding the attainment date,
accommodates the varying positions
areas may be in vis-à-vis their
attainment date, while also meeting the
CAA’s requirement under section 182(i)
‘‘to assure consistency among the
required submissions.’’
The EPA is therefore proposing a
default deadline for states to submit
Severe area SIP revisions of 18 months
after the effective date of reclassification
or January 1 of the applicable
attainment year, whichever is earlier.
Specifically, the EPA is proposing that
SIP revisions required for all newly
reclassified Severe areas must be
submitted by the sooner of 18 months
after the effective date of reclassification
or January 1 of the applicable
attainment year, except for SIP revisions
required to address the section 185 fee
program element, for which the EPA is
proposing a submittal deadline of the
earlier of 36 months after the effective
date of reclassification or January 1 of
the applicable attainment year.
Consistent with past practice, the EPA
is proposing a later submittal date for
the CAA section 185 fee program
element than what is proposed for the
other requirements because
implementation of a CAA section 185
fee program is a penalty for failing to
attain the NAAQS by the applicable
attainment date.34 Thus, an extended
deadline of the earlier of 36 months
after the effective date of reclassification
or January 1 of the applicable
attainment year, could allow states to
focus more attention on other elements
in the first 18 months following
reclassification while also allowing
enough time for states to submit, and for
the EPA to approve, a CAA section 185
fee program ahead of the applicable
Severe area attainment date. However,
to the degree that states want to take
advantage of the administrative
efficiency of adopting the CAA section
185 fee program element along with
other required Severe area SIP elements,
they have the option to submit their
CAA section 185 fee programs earlier,
including with the other elements.
CAA section 182(d)(1)(A) requires a
state with a Severe ozone nonattainment
34 See,
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area to submit a SIP revision that
identifies and adopts specific
enforceable transportation controls
strategies and transportation control
measures (TCMs) to offset any growth in
emissions from vehicle miles traveled
(VMT) or number of vehicles trips in
such area. The EPA has provided
guidance to states on how to
demonstrate whether there has been any
growth in emissions from growth in
VMT or growth in the number of vehicle
trips.35 In addition, states with Severe
ozone nonattainment areas are required
to submit a SIP revision that identifies
and adopts specific enforceable
transportation control strategies and
TCMs to obtain reductions in motor
vehicle emissions as necessary, in
combination with other emission
reduction requirements. States are also
required to consider measures specified
in CAA section 108(f) and choose from
among those measures and implement
such measures as necessary to
demonstrate attainment with the
relevant ozone NAAQS. In considering
these measures, states should ensure
adequate access to downtown, other
commercial, and residential areas and
should avoid measures that increase or
relocate emissions and congestion rather
than reduce them. The EPA proposes
that a SIP revision to address the VMT
offset demonstration requirement will
be due the earlier of 18 months after the
effective date of reclassification or
January 1 of the applicable attainment
year, consistent with all other Severe
area requirements. If a demonstration
shows that a state must adopt
transportation control strategies or
TCMs to offset any identified increase in
emissions due to growth in VMT or
vehicle trips or if additional
transportation control strategies or
TCMs are needed to address RFP or
attainment, we are proposing that the
transportation control strategies and/or
TCMs be submitted at the same time as
the SIP revision to address the VMT
offset demonstration.
In addition to these submission
deadlines, for any controls that air
agencies determine are needed for
meeting CAA requirements, the EPA is
proposing that these controls must be
implemented as expeditiously as
practicable, but no later than 18 months
35 In August 2012, the EPA released guidance on
VMT offset demonstrations titled ‘‘Implementing
Clean Air Act Section 182(d)(1)(A): Transportation
Control Measures and Transportation Control
Strategies to Offset Growth in Emissions Due to
Growth in Vehicle Miles Travelled’’ (EPA–420–B–
12–053). This guidance is posted at https://
www.epa.gov/state-and-local-transportation/
vehicle-miles-travelled-vmt-offset-demonstrationguidance.
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from the SIP submission deadline or the
beginning of the applicable attainment
year ozone season, whichever is earlier.
This proposed deadline would generally
provide a 36-month schedule for SIP
submission and controls
implementation for reclassified Severe
areas. These proposed default deadlines
are consistent with the deadlines
established for all other Severe area plan
elements that are established under
CAA sections 172(c)(1) and 182(a)–(d),
and 40 CFR 51.1100 et seq. As proposed
in section III.A.1. of this document for
reclassified Moderate and Serious areas,
the EPA is also proposing to reserve the
right to establish different SIP submittal
and implementation deadlines for
reclassified Severe areas in a notice-andcomment rulemaking in order to
accommodate fact-specific
circumstances, where appropriate.
In addition to the SIP submission
deadlines identified in this section, the
CAA prohibits the sale of conventional
gasoline in any ozone nonattainment
area that is reclassified as Severe and
requires that federal reformulated
gasoline (RFG) be sold instead. The
prohibition on the sale of conventional
gasoline takes effect 1 year after the
effective date of the reclassification (see
CAA sections 211(k)(10)(D) and
211(k)(5)). The prohibition on the sale of
conventional gasoline takes effect by
operation of law; therefore, states with
such reclassified areas are not required
to make a SIP submission associated
with the RFG requirement.
In summary, the EPA is proposing to
establish default SIP submittal and
implementation deadlines for
reclassifications by operation of law
under CAA section 181(a)(2) for areas
that fail to attain by the attainment date
and are thus reclassified as Moderate,
Serious, or Severe for all current and
future ozone NAAQS, and also for
voluntary reclassifications to these
classifications under CAA section
181(a)(3). Establishing default SIP
submission deadlines that are triggered
from the effective date of reclassification
actions will provide consistency among
the submissions in the sense that all
states with jurisdiction over such areas
will be treated uniformly by having the
same amount of time to develop and
submit SIPs. However, we acknowledge
that our proposal could in some cases
result in SIP deadlines for reclassified
areas falling on different days (because
such deadlines will be triggered by
reclassification actions that are
statutorily required to happen any time
in a 6-month window following the
attainment date, or are granted under
voluntary reclassification requests that
may occur at any time).
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For areas reclassified as Moderate or
Serious, where the initially established
deadlines have passed or are less than
18 months from the effective date of
reclassification, the EPA is requesting
comment on: (1) establishing a default
SIP submission deadline for all
Moderate and Serious area plan
elements of no later than 18 months
from the effective date of the relevant
reclassification notice or January 1 of
the applicable attainment year,
whichever is earlier; (2) requiring that
RACT be implemented as expeditiously
as practicable, but no later than 18
months from the RACT SIP submittal
deadline or the beginning of the
applicable attainment year ozone
season, whichever is earlier; (3)
requiring that any newly required Basic
or Enhanced I/M programs be fully
implemented as expeditiously as
practicable, but no later than 4 years
after the effective date of
reclassification; and (4) requiring that
the first transportation control
demonstration be submitted 2 years
after the due date for the attainment
demonstrations for reclassified areas
(i.e., January 1 of the applicable
attainment year) and every 3 years
thereafter.
For areas reclassified as Severe, where
the initially established deadlines have
passed or are less than 18 months from
the effective date of reclassification, the
EPA is requesting comment on: (1)
establishing a default SIP submission
deadline for all Severe area plan
elements of 18 months after the effective
date of reclassification or January 1 of
the applicable attainment year,
whichever is earlier, with an exception
for section 185 fee program SIPs; (2)
establishing a default SIP submission
deadline for section 185 fee program
SIPs of 36 months from the effective
date of reclassification or January 1 of
the applicable attainment year,
whichever is earlier; and (3) requiring
that any controls needed for meeting
RFP or timely attainment of the ozone
NAAQS be implemented as
expeditiously as practicable, but no later
than 18 months after the proposed SIP
submission deadline or the beginning of
the applicable attainment year ozone
season, whichever is earlier.
B. Status of Certain Requirements of
Former Classification
1. Introduction
The EPA is also proposing to revise
regulations to clarify whether, when an
ozone nonattainment area is reclassified
to a higher classification, certain ozone
SIP requirements for that lower, former
classification will still be required. The
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EPA has previously established its
statutory interpretation and position on
the status of certain SIP requirements
for the previous classification in
individual SIP actions, most recently in
a reclassification action for three
nonattainment areas in Texas.36 This
proposal restates these interpretations
and proposes regulatory language to
codify these interpretations to provide
further clarity. Specifically, the EPA is
restating its interpretation that ozone
nonattainment area planning
requirements continue to apply
following a change in an area’s
classification level, except where the
EPA has specifically determined that
the planning requirement is no longer
applicable. Specifically, the EPA’s
existing interpretation is that only three
requirements applicable to the lower,
former classification (i.e., Moderate or
Serious) are no longer required
following a change in the area’s
classification (i.e., to Serious or Severe,
respectively): (1) the attainment
demonstration, (2) RACM, and, (3) for
areas that are voluntarily reclassified,
contingency measures as necessary to
address failure to attain by the
attainment date.
As described elsewhere in this
document, CAA section 182(i) specifies
that reclassified areas must meet the
requirements ‘‘as may be applicable to
the area as reclassified’’ and describes
the EPA’s authority to adjust applicable
deadlines (except attainment dates) for
the new classification. In contrast, the
CAA does not specify what then
happens to the requirements that were
applicable to the area as it was formerly
classified. Nevertheless, this question
commonly arises in the ozone program
in circumstances where an area is
reclassified—whether mandatorily as a
result of failure to attain pursuant to
CAA section 181(b)(2) or voluntarily
(i.e., at the request of a state) pursuant
to CAA section 181(b)(3)—before the
EPA determines that the requirements
for the former classification have been
met by the state. This can occur when
reclassification takes effect before a state
has submitted a SIP revision addressing
the requirements applicable to the
former classification, before the EPA has
acted on a SIP submission to address
such requirements, or where the EPA
has disapproved or conditionally
approved a SIP submission addressing
such requirements. For the purposes of
this proposal, the EPA refers to the
unresolved requirements applicable to
the former classification under any of
these scenarios as ‘‘leftover’’ SIP
requirements.
36 89
FR 51829 (June 20, 2024).
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As an initial matter, the Agency notes
that when the states and EPA timely
meet CAA-specified deadlines for
submitting and acting on SIPs, and the
submissions are approvable, it is
possible for there to be no leftover SIP
requirements, but this is not guaranteed
for every situation. To illustrate a
possible circumstance, consider that
under the 2015 ozone NAAQS, the
Marginal attainment date was August 3,
2021. Assuming the EPA had completed
the Marginal determinations of
attainment by the attainment date
(DAADs) within the 6 months provided
by CAA section 181(b)(2) (i.e., within 6
months of the August 3, 2021,
attainment date), the reclassifications to
Moderate would have taken effect no
later than February 2022. The EPA,
consistent with the principles
articulated in the deadline portion of
this document, could have established a
SIP due date of January 1, 2023 (i.e., the
beginning of the Moderate attainment
year), less than 11 months after the
reclassification took effect. Had the
states in turn made timely and complete
submissions by January 1, 2023, the
EPA could theoretically have acted to
approve or disapprove them within the
statutory 12 months allotted, or by
January 1, 2024. This would have
allowed for the possibility of final
action before the Moderate attainment
date of August 3, 2024. Assuming, for
the sake of illustration, that such SIPs
were approvable, final approval before
the attainment date would ensure that
there would be no leftover Moderate SIP
requirements by the time the EPA
would be required to complete the
Moderate area DAAD (i.e., by February
2025) and reclassify areas to Serious if
they fail to attain. However,
implementation of the ozone standards
does not always follow the most
straightforward path. To take the
previous example, consider the changed
circumstances and timeframe that might
occur if the Marginal area qualified for
a 1-year extension of the attainment date
(under CAA section 181(a)(5) and 40
CFR 51.1307), but ultimately failed to
attain by the extended attainment date
of August 3, 2022. Even if the EPA
issued its DAAD action reclassifying the
area immediately after the attainment
date (i.e., August 4, 2022), the state
would have less than four months
between the reclassification and its
applicable SIP due date under this
proposal (i.e., January 1 of the
attainment year, 2023) to develop the
SIP revisions, put them out for public
notice and comment, legislatively
approve them, and submit them to the
EPA (see, CAA section 110(l)). This
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80843
timeframe makes it nearly impossible
for the state and the EPA to have
approved Moderate area SIPs and
controls in place to influence air quality
to help the area attain by the Moderate
area attainment date (i.e., August 3,
2024). Thus, areas in circumstances like
these may end up failing to attain by the
Moderate area attainment date and
being reclassified as Serious without
having their Moderate area SIP revisions
submitted and/or approved. Moreover,
even where there is no attainment date
extension, the CAA timelines under
section 182 leave no margin for delay,
particularly for areas that are
reclassified by operation of law as
Moderate or Serious. For such areas, the
attainment year typically begins less
than a year from when the SIP would be
due, and the resulting timeframe for SIP
development—which for ozone can
involve complex analyses—is typically
less than a year. Therefore, despite
significant effort invested by the EPA
and states to timely meet CAA-specified
deadlines for ozone SIPs, these
deadlines are sometimes not met, and
leftover SIP requirements can result.
Accordingly, the EPA is restating in
this national rulemaking its
interpretations describing whether and
how these types of SIP requirements
leftover from lower classifications will
still apply following the reclassification
to a higher classification (e.g.,
reclassification from Moderate to
Serious). The EPA is also proposing
regulatory text to codify these
interpretations. If this proposed rule is
finalized, it will codify the EPA’s
existing interpretation that certain
requirements applicable to the lower,
former classification (i.e., Moderate or
Serious) are no longer required
following a change in the area’s
classification. Codifying this
interpretation will improve the EPA’s
and states’ abilities to identify and
timely meet SIP deadlines.
2. Leftover SIP Requirements
The EPA has assessed the effect of
reclassification on each of the SIP
requirements—referred to in this
document as SIP elements—that apply
to Marginal, Moderate, and Serious
areas.37 We have concluded that certain
SIP elements, discussed in this section,
are explicitly tied to the current
attainment date, and would therefore be
mooted by reclassification. However,
37 As noted previously, this rule does not address
voluntary reclassifications from Severe to Extreme.
The EPA expects that this type of reclassification
will be rare. We would address the status of leftover
Severe requirements following a reclassification to
Extreme, if any, on a case-by-case basis, should the
need arise.
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most of the SIP elements required under
the former classification are not
explicitly tied to the attainment date for
that former classification and are
therefore unaffected by reclassification.
The mere fact that an area is reclassified
is not a sufficient basis to determine that
a CAA requirement applicable to the
prior classification no longer applies
and there is no language in the statute
which necessitates or even supports
such a position. The SIP elements
associated with each classification are
generally cumulative from Marginal up
to Extreme.38 The requirement to submit
such elements remains applicable, and
the submittal and implementation
deadlines are unchanged. If a state
misses the submission deadline for
these required SIP elements and has
been subsequently reclassified, the EPA
is obligated under CAA section
110(k)(1)© to issue a finding that the
state has failed to make a complete
submission (FFS) and promulgate a FIP
unless the state submits, and the EPA
approves, a corrective SIP. Thus, the
EPA is not proposing any changes to the
current rules with respect to these
requirements. For clarity, the
requirements associated with a prior
classification that the EPA has
concluded still apply following a
reclassification are listed in table 2. The
EPA has been, and will continue, to
conduct any CAA-directed oversight on
adherence to these listed requirements
following reclassification.
TABLE 2—SIP REQUIREMENTS FROM A PRIOR CLASSIFICATION THAT CONTINUE TO APPLY FOLLOWING RECLASSIFICATION
SIP requirement
Regulatory cite from 40 CFR
(if applicable)
CAA section
Marginal Area Requirements
Emissions Inventory ...........................................................................
Emissions Statement Rule .................................................................
182(a)(3)(A) ................................
182(a)(3)(B) ................................
§ 51.1315.
§ 51.1300(p).
Moderate Area Requirements (also includes above Marginal Area Requirements)
15 percent rate-of-progress (ROP) plan ............................................
Contingency measures for failure to achieve ROP ...........................
Moderate Area RACT ........................................................................
NNSR Moderate Area rules ...............................................................
Basic I/M ............................................................................................
182(b)(1)(a) .................................
172(c)(9) .....................................
182(b)(2) .....................................
173 ..............................................
182(b)(4) .....................................
§ 51.1310.
N/A.
§ 51.1312.
§ 51.165.
40 CFR part 51, subpart S.
Serious Area Requirements (also includes above Moderate Area Requirements)
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RFP ....................................................................................................
Serious Area RACT ...........................................................................
Contingency measures for failure to achieve RFP ............................
Enhanced I/M .....................................................................................
Clean-fuel Vehicle Programs .............................................................
NNSR Serious Area Rules ................................................................
182(c)(2)(B) and (C) ...................
182(b)(2) .....................................
182(c)(9) .....................................
182(c)(3) .....................................
182(c)(4) .....................................
173 ..............................................
§ 51.1310.
§ 51.1312.
N/A.
40 CFR part 51, subpart S.
N/A.
51.165.
The EPA is, however, proposing that
following reclassification, there are
three elements for nonattainment areas
formerly classified as Moderate or
Serious that are no longer required for
the lower, former classification: (1) the
attainment demonstration, (2) RACM,
and (3) in the case of voluntary
reclassification, contingency measures
for failure to attain. These three
elements are no longer required because
they are explicitly tied to the applicable
attainment date. CAA section 181(a)(1)
provides that the attainment date for an
ozone nonattainment area depends
upon its classification. Therefore, when
an ozone nonattainment area is
reclassified, the attainment date for the
prior classification is superseded by the
attainment date for the new
classification. Thus, once an ozone
nonattainment area has been reclassified
and as a result has a new statutory
attainment deadline, these three
elements are no longer required for the
lower, former classification. Requiring a
state to submit or the EPA to act on such
SIP elements would make no logical or
practical sense as described in more
detail later in this section.
The first proposed element that is no
longer required is the attainment
demonstration requirement for the
former classification. Following
mandatory reclassification upon failure
to attain, the former, superseded
classification’s attainment date is in the
past and is no longer applicable, and it
is no longer meaningful to evaluate
whether a plan demonstrates that an
area would attain by that superseded
date. Moreover, it is impossible for a
plan to demonstrate that an area would
attain by that superseded date. At that
point in time, no changes could be made
that would change facts that have
already come to pass (i.e., that the area
has failed to attain by its applicable
attainment date). For a voluntary
reclassification that becomes effective
before the attainment date, the former
attainment date is likewise superseded.
There can only be one attainment date
that applies at any given time, and the
CAA does not require attainment
demonstrations for attainment dates that
are not applicable to the area. Because
the former classification’s attainment
date is no longer applicable, it is
therefore no longer relevant for the area
to demonstrate attainment with respect
to it (just as it is not relevant for an area
initially classified as Serious to provide
an attainment demonstration for a
Moderate attainment date). Moreover,
following voluntary reclassification, the
EPA is no longer required to determine
whether the area attained by the former
attainment date. The EPA is therefore
proposing to codify the Agency’s
existing interpretation that the leftover
attainment demonstration requirement
is no longer required upon
reclassification.
38 In subpart 2, subsections (b) through (d) of CAA
section 182 cover the required SIP revisions for
Moderate (182(b)), Serious (182(c)), and Severe
(182(d)), and those requirements are generally
cumulative. See, e.g., CAA section 182(b) (requiring
Moderate areas to make submissions relating to
Marginal areas in addition to the revisions for the
Moderate classification).
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The second element that is proposed
to be no longer required for the lower,
superseded classification is RACM. For
ozone NAAQS implementation under
subpart 2 of the CAA, the EPA’s rules
require the RACM element to be
submitted with the attainment
demonstration.39 The RACM
demonstration must show that an area
has adopted all reasonably available
control measures necessary to
demonstrate attainment as expeditiously
as practicable and meet RFP.40 The EPA
has long evaluated RACM in terms of
whether, beyond the control strategy
associated with the accompanying
attainment demonstration, there are any
reasonably available control measures
that could advance an area’s attainment
date.41 The determination of whether a
SIP contains all RACM requires an areaspecific analysis that there are no
additional economically and
technologically feasible control
measures (alone or cumulatively) that
will advance the attainment date.42 The
EPA’s RACM policy, as outlined in the
April 16, 1992, General Preamble,
indicates that states should consider all
candidate measures that are potentially
available for the particular
nonattainment area that could advance
the attainment date by 1 year.43 Thus,
the basis for our proposal that the
attainment demonstration is no longer
required is applicable to the RACM
analysis as well. For a mandatory
reclassification, this means that the
former classification’s attainment date is
in the past and was not met. Thus, it is
not possible or meaningful to conduct
an evaluation as to whether attainment
could be achieved by the attainment
date or advanced. Likewise, once a
voluntary reclassification has occurred,
it is no longer relevant to assess whether
the former attainment date could have
been met sooner. Thus, even though it
may have been requested prior to the
former attainment date, once granted, a
voluntary reclassification would still
render inapplicable those requirements
specifically tied to the former, no longer
applicable attainment date.
Accordingly, the EPA interprets the
39 40
CFR 51.1312(c)
40 Id.
41 See
83 FR 62998, 63008 (December 6, 2018).
of December 14, 2000, from John
S. Seitz, Director, Office of Air Quality Planning
and Standards, re: ‘‘Additional Submission on
RACM from States with Severe One-Hour Ozone
Nonattainment Area SIPs.’’ https://www.epa.gov/
ttn/oarpg/t1/memoranda/121400_racmmemfin.pdf.
43 ‘‘State Implementation Plans; General Preamble
for the Implementation of Title I of the Clean Air
Act Amendments of 1990; Proposed Rule.’’ 57 FR
13507 (April 16, 1992). The discussion of RACM in
that document contains other relevant history
concerning the RACM requirement.
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42 Memorandum
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CAA such that following
reclassification, both the attainment
demonstration and associated RACM
analysis must be done with respect to
the new and currently applicable
attainment date. The CAA does not
require attainment demonstrations (and
accompanying RACM analysis) for
attainment dates associated with any
classification that is not applicable to
the area.
The third element that the EPA
interprets the CAA to no longer require,
and therefore proposes to codify into
regulatory text through this rule, is the
contingency measure requirement with
respect to contingency measures that are
only tied to the attainment date.44 The
contingency measure provisions of the
CAA require the submittal of measures
that would take effect without further
action by the EPA or the state if the area
fails to make RFP, or fails to attain by
the attainment date.45 Unlike the first
two elements, the EPA is proposing that
the contingency measure requirement
for failure to attain would no longer be
required only in the case of a voluntary
reclassification which becomes effective
before the attainment date associated
with the prior classification. In the case
of mandatory reclassification upon
failure to attain, the contingency
measure requirement for failure to attain
would continue to apply.46
Furthermore, in no case would
reclassification alone make the
contingency measure requirement for
RFP or milestone failure be no longer
applicable. The contingency measure
requirement for failure to attain no
longer applies in the case of a voluntary
reclassification because, in those
circumstances, the state requests, and
the EPA approves, a reclassification
before the attainment date. When the
area is voluntarily reclassified before the
attainment date, the EPA is no longer
required to determine whether the area
44 The EPA notes that most state air agencies do
not distinguish their contingency measures
submissions as to which measures would be
triggered by a failure to attain versus a failure to
meet RFP, and the EPA does not necessarily
encourage this. Because contingency measures will
continue to be required for RFP following voluntary
reclassification, the practical effect of the
contingency measures element no longer being
required for failure to attain may be negligible in
most cases.
45 CAA section 172(c)(9). The RFP contingency
measure requirement is further specified in CAA
section 182(c)(9) to be undertaken if the area fails
to meet any applicable RFP milestone.
46 Moreover, the determination that the area failed
to attain would actually trigger implementation of
these contingency measures. To the extent this
requirement is still unmet following such a
determination, the lack of contingency measures is
a deficiency that states must correct by developing
and implementing such measures as soon as
reasonably possible (See, e.g., 88 FR 67961.)
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attained by the former attainment date.
Because the EPA would not issue such
a finding of failure to attain,
contingency measures for failure to
attain by the attainment date associated
with the previous classification would
not be triggered, and thus no longer
have logical significance. The EPA
notes, however, that any mandatory or
voluntary reclassification triggers the
need to submit new contingency
measures for failure to attain by the new
attainment date, and further notes that
there must still be contingency
measures available to implement in the
event the area fails to meet any RFP
milestone associated with the current or
former classification.
Aside from these three SIP
requirements proposed to be no longer
applicable following reclassification, the
EPA is not proposing any clarifications
or changes to its interpretation regarding
the remaining required SIP elements.
All other Marginal, Moderate, and
Serious area elements continue to be
required after these areas are
reclassified. These requirements are
unaffected because their meaning is not
dependent upon the attainment date
itself. For completeness, these
requirements are listed in table 2.
Reclassification does not change the
submission requirement or due date for
these elements. For example, the
Moderate area 15 percent rate-ofprogress (ROP) requirement of CAA
section182(b) specifies an amount of
reductions that must occur within 6
years of initial designation, and this
requirement is not tied to the applicable
attainment date, and therefore, is
unaffected by supersession of the
attainment date. Similarly, the 3 percent
RFP requirement of CAA section
182(c)(2)(B) is expressed as an amount
of reductions that must occur every 3
years, beginning 6 years after initial
designation and continuing until the
attainment year. A new, later attainment
date would have no effect on the
requirement to reduce emissions in
years 6, 9, and so on. This same
reasoning applies to the requirement to
have contingency measures for failure to
meet RFP. Where an area is reclassified
and the attainment date is superseded,
the EPA must still determine the
adequacy of a state’s demonstration that
RFP milestones have been met, which,
if inadequate, could trigger the
implementation of contingency
measures. Accordingly, and as
discussed earlier, contingency measure
submissions for this element associated
with the current or former classification
are still required.
Similar reasoning applies to the other
elements listed in table 2. RACT, I/M,
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NNSR, and clean-fuel vehicle elements
are required to be implemented on
specific timeframes that are
independent of the attainment date and
therefore are unaffected by its
supersession. Changing the submission
requirement or implementation
deadlines for these elements that are not
tied to the attainment date would delay
the implementation of these measures
beyond what the CAA intended. While
the CAA does provide for later
attainment dates for higher
classifications, it does not authorize
altering requirements that came due as
a result of the lower classifications,
aside from the very particular situation
outlined for the three requirements that
are directly dependent on the
attainment date. For example, the CAA
requirement in section 182(b)(2) to
implement RACT for specified sources
is implemented and assessed based on
whether the RACT rules are
implementing what is economically and
technologically feasible. In other words,
this analysis of whether controls
comprise RACT is done irrespective of
the attainment deadline and on a
timeline that does not change if the
attainment deadline is superseded.
There is nothing in the CAA to suggest
that reclassification, and the associated
change in an area’s attainment date,
should alter the preexisting requirement
to submit a SIP implementing RACT
level controls and the deadline to
implement those controls. This same
logic applies to all the identified SIP
requirements not specifically tied to the
attainment date. This also is consistent
with the EPA’s current practice with
respect to these requirements.
Finally, the EPA notes that once a
reclassification occurs, questions may
arise as to how the EPA will implement
the leftover SIP requirements. First, for
the requirements that the EPA has
determined still apply, the statutory
planning obligations on states and the
EPA would remain. Where a state has
not submitted a plan addressing these
requirements, the EPA would be
required to issue an FFS (as it has done
for the 2015 NAAQS Moderate SIP
elements),47 and where a state does not
submit an approvable plan for these
requirements, there would be FIP and
sanctions obligations from any resulting
disapprovals. We will continue to work
with states to support the development
of approvable SIPs for these required
elements, and where such SIPs are
received, we intend to act on them in a
timely manner, notwithstanding that the
area has been reclassified since the SIPs
came due. There may be opportunities
47 88
FR 71757 (October 18, 2023).
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for states to harmonize certain analyses
for the new classification with
submittals for the former classification,
but these are situationally dependent
and beyond the scope of this rule. As to
the SIP elements that the EPA interprets
to no longer be required for areas that
have been reclassified, the EPA can
withdraw the existing FFS for these
elements and thereby remove associated
FIP and sanctions obligations. Similarly,
where a submittal is pending before the
EPA that contains SIP elements that are
no longer required, the EPA expects that
a state could withdraw such a
submission, with the expectation that
the EPA would not issue an FFS as to
such no longer required SIP elements.
For such submissions that remain
pending before the EPA and for which
the Agency is required to take action on
under CAA section 110(k)(2), or if there
are no longer required elements of a
submission that the state still wishes the
EPA to act on, the EPA would continue
to evaluate those submissions in light of
its view that the approvability of such
a submission no longer depends upon
the attainment date associated with the
former classification.
C. Serious Area SIP Revisions for the
2015 Ozone NAAQS
Moderate nonattainment areas that
the EPA has determined failed to attain
the 2015 ozone NAAQS by the
attainment date of August 3, 2024, will
be reclassified as Serious by operation
of law upon the effective date of the
relevant final reclassification rule. Upon
reclassification, each responsible state
air agency must submit SIP revisions
that satisfy the general air quality
planning requirements under CAA
section 172© and the ozone specific
requirements for Serious nonattainment
areas under CAA section 182©, as
interpreted and described in the 2015
Ozone NAAQS SIP Requirements Rule
(see 83 FR 62998, December 6, 2018,
and 40 CFR 51.1300 et seq.). This
section describes the required
submission elements for Serious
nonattainment areas and articulates
how, if finalized, the proposed default
SIP submission and implementation
deadlines in section III.A.1. of this
document will apply to all areas
reclassified as Serious under the 2015
ozone NAAQS. In separate rulemakings,
the EPA will determine whether specific
areas classified as Moderate for the 2015
ozone NAAQS attained the standard by
the applicable attainment date of August
3, 2024. The uniform deadlines the EPA
is proposing to establish in this
rulemaking document are intended to
apply to all reclassified Serious
nonattainment areas, unless otherwise
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established in a separate notice-andcomment rulemaking.
1. Required Submission Elements
SIP requirements that apply to areas
classified as Serious are generally
cumulative of CAA requirements for the
Moderate classification and include
additional requirements that are specific
to areas classified as Serious, as
interpreted and described in the final
SIP Requirements Rule for the 2015
ozone NAAQS (see CAA sections
172(c)(1) and 182(b) and (c), and 40 CFR
51.1300 et seq.). The SIP requirements
that apply specifically to Serious areas
include: Enhanced monitoring (CAA
section 182(c)(1) and 40 CFR 58.10);
Emissions inventory and emissions
statement rule (CAA section 182(a)(1),
CAA section 182(a)(3)(A), 40 CFR
51.1300(p), and 40 CFR 51.1315); RFP
(CAA section 182(c)(2)(B) and 40 CFR
51.1310); Attainment demonstration and
RACM (CAA section 182(c)(2(A), CAA
section 172(c)(6), 40 CFR 51.1308, and
40 CFR 51.1312(c)); RACT (CAA section
182(b)(2) and 40 CFR 51.1312);
Nonattainment New Source Review
(NSR) (CAA section 172(c)(5), CAA
section 173, 40 CFR 51.1314, and 40
CFR 51.165); Enhanced I/M (CAA
section 182(c)(3) and 40 CFR part 51,
subpart S); Clean-fuel vehicle programs
(CAA section 182(c)(4)); 48 and
Contingency measures (CAA sections
172(c)(9) and 182(c)(9)). In addition to
these required SIP submissions, a
demonstration evaluating the need for a
transportation control measure program
(CAA section 182(c)(5)) is required.
We are providing additional
discussion in the following sections for
these Serious area requirements: (a)
RACT, (b) Nonattainment New Source
Review, and (c) Enhanced I/M.
a. RACT
Subpart 2 of part D of title I of the
CAA applies a specific RACT
requirement for all ozone nonattainment
areas that the EPA interprets as being
independent of the Attainment
Demonstration and RACM elements (see
CAA section 182(b)(2), 40 CFR 51.1112,
and 40 CFR 51.1312). For ozone
nonattainment areas reclassified as
Serious, the independent analysis
addressing RACT level controls for
major sources must include an
evaluation of controls for sources
emitting 50 tons per year (tpy) or more
48 In June 2022, the EPA released guidance on
clean fuel fleet programs titled ‘‘Guidance for
Fulfilling the Clean Fuel Fleets Requirement of the
Clean Air Act’’ (EPA–420–B–22–027). This
guidance is posted at https://www.epa.gov/stateand-local-transportation/clean-fuel-fleets-programguidance.
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that are currently reasonably available,
consistent with the definition of ‘‘major
source’’ or ‘‘major stationary source’’ for
areas classified as Serious (see CAA
sections 182(c)). The RACT analysis
must also include an evaluation of
currently available RACT for all sources
in the nonattainment area that emit, or
have the potential to emit, at least 50
tpy of VOC or NOX, as well as an
evaluation of RACT for all sources
subject to a Control Techniques
Guideline (see CAA sections 182(b)(2)
and 182(f)). The EPA recognizes that in
the context of a reclassification to
Serious, these areas should already have
RACT in place to address the lower
classification’s requirements (i.e., those
required when the areas were
previously classified as Moderate);
RACT should already be implemented
in these areas for sources that emit, or
have the potential to emit, at least 100
tpy of VOC or NOX. CAA subpart 2
requirements are generally cumulative
and, for Serious areas, states are
required to address not only those
requirements listed in CAA section
182(c) but also in CAA sections 182(a)
and (b), to the extent those requirements
are not superseded by the more
stringent requirements in CAA section
182(c) and/or have not been previously
addressed. However, the primary focus
for states with areas reclassified as
Serious is expected to be on identifying
and adopting new RACT measures
required to control sources with the
potential to emit between 50 to 100 tpy
of VOC or NOX, as long as the state has
already addressed sources with at least
100 tpy of VOC or NOX. In order to
fulfill their Serious area SIP submission
requirements under the 2015 ozone
NAAQS, states may, where appropriate,
certify that existing RACT SIP
provisions for an area are adequate to
address one or more Serious area
requirements. Such certifications must
be submitted as a SIP revision.49
As a general matter, the EPA expects
that any new determination or
certification that a state regulation meets
RACT should be supported in the record
with a state’s assessment of relevant
information. We informally refer to this
49 Air agencies should review any existing
regulation that was previously approved by the EPA
to determine whether it is sufficient to fulfill
obligations triggered by the reclassification. This
review should include determining whether the
nonattainment area boundary for the 2015 ozone
NAAQS is consistent with the boundary for any
previous standards. Where an air agency determines
that an existing regulation is adequate to meet any
newly applicable nonattainment area planning
requirements under CAA section 182, that air
agency’s SIP revision may provide a written
statement certifying that determination in lieu of
submitting new revised regulations.
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assessment process as ‘‘due diligence
review’’ and consider it a necessary
component of approvable RACT SIP
revisions. The EPA has articulated this
policy previously in its implementation
rules for the 2015 and 2008 ozone
NAAQS, indicating that states should
refer to all relevant information
(including recent technical information
and information received during the
public comment period) that is available
at the time that they are developing
their RACT SIPs,50 and that SIP
certifications should explain how an
applicable requirement is met by a
previously approved regulation.51
The EPA has long taken the position
that the statutory requirement for states
to assess and adopt RACT for sources in
ozone nonattainment areas classified
Moderate and higher generally exists
independently from the attainment
demonstration for such areas.52 In
addition to the independent RACT
requirement, states have a statutory
obligation to apply RACM and adopt
such measures needed to meet RFP
requirements and to demonstrate
attainment as expeditiously as
practicable when also considering
emissions reductions associated with
the implementation of RACT on sources
in the area.53 Therefore, to the extent
that a state adopts new or additional
control measures as RACT and then
relies on the emission reductions caused
by those control measures to
demonstrate RFP and/or to demonstrate
attainment as expeditiously as
50 See 83 FR 62998, 63007 (December 6, 2018)
and 80 FR 12264, 12279 (March 6, 2015).
51 See 83 FR 62998 at 63002.
52 See Memo from John Seitz, ‘‘Reasonable
Further Progress, Attainment Demonstration, and
Related Requirements for Ozone Nonattainment
Areas Meeting the Ozone National Ambient Air
Quality Standard’’ (1995), at 5 (explaining that
subpart 2 requirements linked to the attainment
demonstration are suspended by a finding that a
nonattainment area is attaining but that
requirements such as RACT and I/M must be met
whether or not an area has attained the standard);
see also 40 CFR 51.1318 (suspending attainment
demonstrations, RACM, RFP, contingency
measures, and other attainment planning SIPs with
a finding of attainment).
53 Though not directly a part of a nonattainment
area RACM analysis, the EPA has interpreted CAA
section 172(c)(6) to require that air agencies also
consider the impacts of emissions from sources
outside an ozone nonattainment area (but within a
state’s boundaries) and must require other control
measures on these intrastate sources if doing so is
necessary to provide for attainment of the
applicable ozone NAAQS within the area by the
applicable attainment date. For discussion of this
‘‘other control measures’’ provision see also the
final rule to implement the 2015 ozone NAAQS (83
FR 63015, December 6, 2018), the Phase 2 proposed
rulemaking (68 FR 32829, June 2, 2003) and final
rule to implement the 8-hour ozone NAAQS (70 FR
71623, November 29, 2005), and the final rule to
implement the PM2.5 NAAQS (81 FR 58035, August
24, 2016).
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practicable, those states must include
such RACT revisions with the other SIP
elements due as part of the attainment
plan required under CAA sections
172(c) and 182(c).
b. Nonattainment New Source Review
Upon reclassification, stationary air
pollution sources in newly reclassified
Serious nonattainment areas for the
2015 ozone NAAQS will be subject to
Serious ozone nonattainment area NSR
permit requirements. The source
applicability thresholds for major
sources and major source modification
emissions will be 50 tpy for volatile
organic compounds (VOC) and nitrogen
oxides (NOX). For new and modified
major stationary sources subject to NSR,
VOC and NOX emission increases from
the proposed construction of the new or
modified major stationary sources must
be offset by emission reductions by a
minimum offset ratio of 1.20 to 1 (see
CAA section 182©(10)). We note that
some newly reclassified Serious
nonattainment areas for the 2015 ozone
NAAQS may be classified as Severe
under the 2008 ozone NAAQS and,
therefore, the more stringent Severe area
requirements are currently being
implemented in those areas.54 As noted
in section III.C.1.a. of this document, in
order to fulfill their Serious area SIP
submission requirements under the
2015 ozone NAAQS, states may, where
appropriate, certify that existing SIP
provisions for an area are adequate to
address one or more Serious area
requirements. Such certifications must
be submitted as a SIP revision.
c. Vehicle Inspection and Maintenance
(I/M)
Background on I/M. Motor vehicles
are a major contributor of ozone
precursor (VOC and NOX) emissions. I/
M programs reduce these emissions by
ensuring on-road motor vehicles are
maintained to meet vehicle emission
standards as certified, identify excessive
emissions, and assure vehicle repairs.55
As mentioned in the preceding
section, an Enhanced I/M program is a
required Serious area SIP submission
element for the 2015 ozone NAAQS.
The applicable Enhanced I/M
requirements for Serious ozone
nonattainment areas are described in
CAA section 182I(3) and further defined
54 For Severe ozone nonattainment areas, the
nonattainment NSR source applicability thresholds
for major sources and major source modification
emissions are 25 tpy for VOC and NOX, and the
minimum emissions offset ratio is 1.30 to 1 (see
CAA sections 182(d) and 182(d)(2)).
55 See EPA’s I/M website for a fact sheet and link
to the I/M regulations at https://www.epa.gov/stateand-local-transportation/vehicle-emissionsinspection-and-maintenance-im-regulations.
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in the EPA’s I/M regulations (40 CFR
part 51, subpart S). The EPA is not
proposing changes to its I/M regulations
in this document; however, additional
clarification in this preamble is
provided to assist states with
nonattainment areas subject to
Enhanced I/M in understanding specific
I/M program requirements due to being
reclassified as Serious. After a Moderate
ozone area is reclassified to Serious or
higher, an Enhanced I/M program is
required to be implemented in the 1990
Census-defined urbanized area, if the
1980 Census-defined population is
200,000 or more (see 40 CFR
51.350(a)(9)).
Areas subject to Enhanced I/M
program requirements for the 2015
ozone NAAQS. An Enhanced I/M
program is required for all Serious areas
under the 2015 ozone NAAQS which
meet the urbanized area population
criterion.56 Consistent with the I/M
regulations, states with these existing I/
M programs would need to conduct and
submit a performance standard 57
modeling (PSM) analysis 58 as well as
make any necessary program revisions
as part of their Serious area SIP
submissions for these reclassified areas
to ensure that their I/M programs are
operating at or above the Enhanced I/M
performance standard level for the 2015
ozone NAAQS. States may determine
through the PSM analysis that an
existing SIP-approved program would
meet the Enhanced performance
standard for purposes of the 2015 ozone
NAAQS without modification. In this
case, the state could submit a SIP
revision with the associated
performance standard modeling, a
narrative describing how the regulations
for the existing I/M program are
consistent with EPA’s I/M regulations,
and a written statement certifying their
determination for the 2015 ozone
NAAQS in lieu of submitting new
revised regulations.59
56 See
CAA section 182(c)(3)(A).
I/M performance standard is a collection of
program design elements that defines a benchmark
program to which a state’s proposed program is
compared in terms of its potential to reduce
emissions of the ozone precursors, VOC, and NOX.
58 See Performance Standard Modeling for New
and Existing Vehicle Inspection and Maintenance
(I/M) Programs Using the MOVES Mobile Source
Emissions Model (October 2022, EPA–420–B–22–
034) at https://www.epa.gov/state-and-localtransportation/vehicle-emissions-inspection-andmaintenance-im-policy-and-technical#reporting.
59 See Implementation of the 2015 National
Ambient Air Quality Standards for Ozone:
Nonattainment Area Classifications and State
Implementation Plan Requirements, 83 FR 63001–
63002. Performance standard modeling is required
for Enhanced I/M programs for the 2015 ozone
NAAQS in Serious and above ozone nonattainment
areas for that NAAQS.
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In addition to complying with the
Enhanced performance standard, there
are three other requirements unique to
Enhanced I/M programs. First,
Enhanced I/M programs must conduct
on-road testing of in-use vehicles for a
small percentage of the area’s fleet of
motor vehicles.60 Second, Enhanced I/M
programs are required to conduct
evaluations, and report the results of,
the program effectiveness every 2
years.61 Third, Enhanced I/M programs
have stricter provisions than Basic
programs if the program chooses to
issue repair waivers.62 The Enhanced I/
M program requirements are to be fully
implemented as expeditiously as
practicable but no later than the
implementation deadline determined by
the final action of this proposal, as
discussed in section III.A.2.c. of this
document.
2. Submission and Implementation
Deadlines
a. Submission Deadline for SIP
Revisions
As discussed in section III.A. of this
document, CAA section 182(i) provides
that areas reclassified under CAA
section 181(b)(2) shall generally meet
the requirements associated with their
new classifications ‘‘according to the
schedules prescribed in connection with
such requirements, except that the
Administrator may adjust any
applicable deadlines (other than
attainment dates) to the extent such
adjustment is necessary or appropriate
to assure consistency among the
required submissions.’’ Here, the EPA
interprets the ‘‘schedules prescribed in
connection with such requirements’’ as
the statutory deadlines provided to meet
Serious area requirements. For areas
initially classified as Serious for the
2015 ozone NAAQS, the deadlines to
prepare and submit SIP revisions were
established relative to the effective date
of designation. For those areas, the
submission deadlines ranged from 24 to
48 months after the effective date of
designation, depending on the SIP
element required (e.g., 2 years for the
RACT SIP, 4 years for the attainment
plan with RACM and attainment
demonstration, and 4 years for an
60 See Guidance for On-Road Testing
Requirements for Enhanced Vehicle Inspection and
Maintenance (I/M) Programs, EPA–420–B–20–020,
March 2020, available at https://nepis.epa.gov/Exe/
ZyPDF.cgi/P100YQX8.PDF?Dockey=P100YQX8.pdf.
61 See Guidance on Biennial Performance
Evaluation Requirements for Enhanced Vehicle
Inspection and Maintenance (I/M) Programs, EPA–
420–B–22–042, December 2022, available at https://
nepis.epa.gov/Exe/ZyPDF.cgi?
Dockey=P10168PU.pdf.
62 40 CFR 51.360
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Enhanced I/M program SIP if required)
(see 40 CFR 51.1308 and 51.1312). Areas
initially classified as Moderate or higher
were also required to implement RACT
as expeditiously as practicable but no
later than January 1 of the 5th year after
the effective date of designations, i.e.,
January 1, 2023 (see 40 CFR 51.1312).
The SIP submission deadlines for
nonattainment areas initially classified
by the EPA in 2018 as Serious have
passed as of August 3, 2020, for the
RACT SIP element and August 3, 2022,
for the RACM and Serious area SIP
elements (including Enhanced I/M). The
EPA is therefore proposing to adjust
applicable deadlines, as discussed in
section III.A.1. of this document, for
areas reclassified as Serious under the
2015 ozone NAAQS, per its authority
under CAA section 301(a) ‘‘to prescribe
such regulations as are necessary to
carry out [its] functions under [the
CAA]’’ and its authority under CAA
section 182(i). We recognize that the
time between the anticipated effective
date of reclassification and the Serious
area attainment date in 2027 (and,
critically, the attainment year of 2026) 63
is far less than the 9 years that areas
initially classified as Serious have
between designation and the attainment
date. The EPA is proposing that it is
necessary and appropriate to set, given
the elapsed deadlines and this
compressed timeline, a uniform SIP
submission deadline for all the various
requirements for the newly reclassified
Serious areas. Consistent with the
framework of establishing proposed
default deadlines discussed in section
III.A. of this document, because the
initially applicable Serious area
deadlines have already passed, those
deadlines as proposed would be the
earlier of 18 months from the effective
date of reclassification or January 1,
2026 (January 1 of the attainment
year).64 This deadline, consistent with
the timing and structure of subpart 2
requirements relative to area attainment
dates, will allow Serious area control
measures to influence attainment by the
Serious area attainment date while also
balancing the need for a consistent
submission deadline among the various
Serious area SIP requirements. While
not all of the ‘‘schedules prescribed in
connection with’’ the various subpart 2
63 ‘‘Attainment year’’ refers to the last calendar
year of data prior to the attainment date. Attainment
for newly reclassified areas will be determined
based on air quality monitoring data from the DV
period of 2024–2026, making the attainment year
2026.
64 Given the timing of this proposal, for these
reclassified Serious areas for the 2015 ozone
NAAQS, the proposed deadline will be January 1,
2026.
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requirements are the same for initially
designated Serious areas (e.g., the
statute provides 4 years to submit SIPs
for some requirements and 2 years for
others), coordinating the submissions
with the same deadline is necessary and
appropriate in this situation given the
compressed timeline before the
attainment date and the need for
consistent implementation of required
control measures for expeditious
attainment of the NAAQS.
The EPA recognizes that because CAA
section 181(b)(2) requires the EPA to
determine whether areas have attained
by the attainment date ‘‘within six
months of the attainment date’’ and
because CAA section 181(b)(3) allows a
state to request voluntary
reclassification at any time, the effective
date of reclassification will not
necessarily be uniform across all 2015
areas being reclassified to Serious.
Therefore, the time between the
effective date of an area’s
reclassification and the proposed SIP
revision deadline of January 1, 2026,
may not be uniform across areas. It is
the Agency’s view that the uniform
deadline of January 1, 2026,
nevertheless best serves the statutory
aim of ensuring consistency across the
required submissions. All of these areas
will be subject to an August 3, 2027,
attainment deadline, thus the
attainment year will be 2026 for all of
these areas. As previously discussed,
the purpose of the part D nonattainment
area requirements (i.e., the submissions
required by subparts 1 and 2) is the
expeditious attainment of the NAAQS
by the attainment date, and SIP
revisions and implementation of
controls occurring after the attainment
year (in this case, 2026), by definition
cannot contribute to expeditious
attainment of the NAAQS by the
attainment date (which will be
determined based on 2024–2026 air
quality monitoring data). The January 1,
2026, SIP revision deadline for
reclassified Serious areas is equally
applicable across areas, and perhaps
more importantly, ensures that the
newly applicable subpart 2
requirements will be addressed
consistent with part D’s purpose of
achieving expeditious attainment by the
attainment date.
We note that ozone seasons do not
have a uniform start date across the
country. In some states, the ozone
season begins January 1 and in other
states, it begins in March. (See 40 CFR
part 58, appendix D, section 4.1, table
D–3). While the EPA recognizes that
nonattainment areas located in states
with ozone seasons that begin in March
could potentially benefit from an extra
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2 months to develop and submit their
SIP revisions (e.g., attainment
demonstration, RFP plan, and
contingency measures), the EPA also
recognizes the value in establishing a
single due date for Serious area SIP
submissions that does not extend
beyond the deadline for implementing
such controls. Requiring states to submit
the required Serious area SIP revisions
by no later than January 1, 2026, will
ensure that SIPs requiring control
measures needed for attainment will be
submitted prior to when those controls
are required to be implemented and will
also treat states consistently per CAA
section 182(i).
If the EPA does not finalize the
proposed default deadlines discussed in
section III.A. that would apply generally
to reclassifications, the EPA proposes in
the alternative to establish a SIP
revision deadline of January 1, 2026, for
all reclassified Serious area
requirements for the 2015 ozone
NAAQS nonattainment areas.
The SIP revisions triggered by a
reclassification to Serious includes a
revision to address RACT requirements.
The EPA’s existing implementing
regulations for the 2015 ozone NAAQS
established a RACT SIP submission
deadline for reclassified areas of either
24 months from the reclassification
effective date or a deadline established
by the Administrator in the
reclassification action using the
discretion under CAA section 182(i) (see
40 CFR 51.1312(a)(2)(ii)). We are
proposing to remove this provision,
specific to the 2015 ozone NAAQS, from
those implementing regulations and to
instead have the new regulations
addressing reclassified areas (discussed
in section III.A. of this document) apply
in this situation, or in the alternative, to
articulate a January 1, 2026, SIP
submission deadline for RACT revisions
for areas reclassified as Serious for the
2015 ozone NAAQS.
The January 1, 2026, SIP submission
deadline for reclassified Serious 2015
ozone NAAQS areas also applies to
revisions to address Enhanced I/M.
Aligning the submittal deadline for
Enhanced I/M for reclassified areas with
the SIP submission deadline for all
other SIP elements is consistent with
the I/M regulations, which provide that
an I/M SIP shall be submitted no later
than the deadline for submitting the
area’s attainment SIP.65
The EPA requests comment on a
uniform SIP submission deadline of
January 1, 2026, for RACT, and all other
Serious area SIP elements (including
Enhanced I/M) for nonattainment areas
65 40
PO 00000
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80849
reclassified as Serious under the 2015
ozone NAAQS.
b. RACT Implementation Deadline
With respect to implementation
deadlines, the EPA’s implementing
regulations for the 2015 ozone NAAQS
require that, for areas initially classified
as Moderate or higher, a state shall
provide for implementation of RACT as
expeditiously as practicable but no later
than January 1 of the 5th year after the
effective date of designation (see 40 CFR
51.1312(a)(3)(i)), which corresponds
with the beginning of the attainment
year for initially classified Moderate
areas (January 1, 2023). The modeling
and attainment demonstration
requirements for 2015 ozone NAAQS
areas classified Moderate or higher
require that a state must provide for
implementation of all control measures
needed for attainment no later than the
beginning of the attainment year ozone
season, notwithstanding any alternative
deadline established per 40 CFR
51.1312 (see 40 CFR 51.1308(d)). For
areas that are reclassified (e.g., from
Serious to Severe), the EPA’s existing
implementing regulations for the 2015
ozone NAAQS require that the state
shall provide for implementation of
RACT as expeditiously as practicable,
but no later than the beginning of the
attainment year ozone season associated
with the reclassified area’s new
attainment deadline, or January 1 of the
third year after the associated SIP
submission deadline, whichever is
earlier; or the deadline established by
the Administrator in the final action
issuing the area reclassification (see 40
CFR 51.1312(a)(3)(ii)).
In the case of the potential reclassified
Serious areas addressed by this
proposal, the beginning of the ozone
season varies among states, as stated
earlier in this document. For some
nonattainment areas that will
potentially be reclassified as Serious in
separate actions, the last ozone season
that can impact air quality before the
areas’ attainment date begins in January
of the attainment year and for other
areas it begins in March of the
attainment year (see 40 CFR part 58,
appendix D, section 4.1, table D–3).
Thus, in accordance with the default
deadlines proposed in section III.A.1.b.
of this document, the RACT
implementation deadline for any
nonattainment area reclassified as
Serious under the 2015 ozone NAAQS
would be as expeditiously as
practicable, but no later than the earlier
of 18 months from the RACT SIP
submission deadline or the beginning of
the 2026 ozone season associated with
the area’s new August 3, 2027,
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attainment date. If the EPA does not
finalize the proposed default deadlines
discussed in section III.A. that would
apply generally to reclassifications, the
EPA proposes in the alternative to
establish a RACT implementation
deadline for nonattainment areas
reclassified as Serious under the 2015
ozone NAAQS to be as expeditiously as
practicable, but no later than the
beginning of the 2026 ozone season.
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c. I/M Implementation Deadline
With respect to the implementation
deadline for Enhanced I/M programs,
states wishing to use emission
reductions from their newly required
Enhanced I/M program for the 2015
ozone NAAQS would need to have such
programs fully implemented as
expeditiously as practicable but no later
than the beginning of the ozone season
for the applicable Serious area
attainment year (i.e., January 1 or March
1, 2026), whichever is applicable for a
given area as described earlier in this
document. This I/M implementation
deadline for those states wishing to take
credit for their I/M programs in their
attainment or RFP SIPs would align
with that of the RACT implementation
deadline determined by the existing
ozone NAAQS implementation rule at
40 CFR 51.1312(a)(3)(ii), as discussed in
section III.A.1.b. of this document, and
with the implementation deadline at 40
CFR 51.1308(d) for any other control
measures necessary to attain by the
Serious area attainment date. However,
as noted previously, there are many
challenges, tasks, and milestones that
must be met in establishing and
implementing an I/M program. The EPA
realizes that implementing a new or
revised I/M program on an accelerated
timeline may be difficult to achieve in
practice. Therefore, for the states that do
not intend to rely upon emission
reductions from their Enhanced I/M
program in attainment or RFP SIPs, we
are proposing to allow Enhanced I/M
programs to be fully implemented no
later than 4 years after the effective date
of reclassification. The EPA’s
underlying rationale for the proposed 4year maximum implementation
deadline for I/M programs required to
conduct Enhanced I/M programs as the
result of a mandatory reclassification to
Serious for the 2015 ozone NAAQS is
the same as that for the default I/M
implementation deadline for
reclassifications as proposed in section
III.A.1. of this document.
The EPA is not proposing any changes
to the implementation of any new Basic
I/M programs, which are still required
by the prior rule that reclassified certain
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nonattainment areas as Moderate for the
2015 ozone NAAQS.66
The EPA requests comment on
requiring that any Enhanced I/M
programs, required as a result of
reclassification, be fully implemented as
expeditiously as practicable but no later
than 4 years after the effective date of
reclassification. If a state intends to rely
upon emission reductions from its
newly required Enhanced I/M programs
for the 2015 ozone NAAQS, that state
would need to have such Enhanced
programs fully implemented as
expeditiously as practicable but no later
than the beginning of the ozone season
of the applicable attainment year (i.e.,
January 1 or March 1, 2026).
The proposed 4-year implementation
deadline offers the states that will be
required to implement Enhanced I/M
due to reclassifications the flexibility to
fully implement the I/M programs on a
timeline that addresses the challenges,
especially for states new to Enhanced I/
M programs.
d. Transportation Control
Demonstration
CAA section 182(c)(5) requires states
with Serious ozone nonattainment areas
to submit, 6 years after November 15,
1990, and every 3 years thereafter, a
demonstration as to whether current
aggregate vehicle mileage, aggregate
vehicle emissions, congestion levels,
and other relevant transportation
parameters are consistent with those
used for the area’s demonstration of
attainment. Six years after November 15,
1990, was 2 years after the statutory
deadline established to submit
attainment demonstrations for such
areas. To be consistent with this CAA
schedule, the EPA is proposing to
require that the first transportation
control demonstration be submitted 2
years after the attainment
demonstrations for newly reclassified
Serious areas are due, or January 1,
2028, and every 3 years thereafter. The
EPA’s rationale for the deadlines for
submitting the initial and subsequent
demonstration is discussed in section
III.A.1.c. of this document.
IV. Environmental Justice
Considerations
In this action, the EPA is proposing to
establish default SIP deadlines for
submission of SIP revisions and
implementation of the related control
requirements for nonattainment areas
reclassified as Moderate, Serious, and
Severe for current and future ozone
NAAQS. In addition, the EPA is
proposing to codify its existing
66 See
PO 00000
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interpretation that following
reclassification, a state is no longer
required to submit SIP revisions
addressing certain requirements related
to the prior classification level for an
ozone nonattainment area. The EPA is
also articulating how the proposed
default deadlines and codification of
applicable requirements following
reclassification would apply to
nonattainment areas reclassified as
Serious under the 2015 ozone NAAQS.
This action is intended to comply with
the CAA program to ensure that affected
air agencies comply with CAA
obligations for the applicable
nonattainment areas.
It is difficult to assess the
environmental justice (EJ) implications
of this proposed action because the EPA
cannot geographically identify or
quantify resulting source-specific
emission reductions. However, due to
the nature of this proposed action, the
EPA believes that it will likely have no
adverse impact on any existing
disproportionate and adverse effects on
communities with EJ concerns. At a
minimum, the EPA believes that this
action will not worsen any existing air
quality and is expected to ensure that
the areas affected by the rulemaking will
meet applicable requirements to attain
and/or maintain national air quality
standards.
The EPA notes, however, that states
have flexibility and discretion under the
CAA in implementing their attainment
strategies to focus resources on
controlling those sources of emissions
that directly and adversely affect
communities with EJ concerns. The EPA
strongly urges states to consider the EJ
aspects of any control measures in order
to provide health protection for
communities with EJ concerns. In
addition, the EPA strongly encourages
states to work with communities
experiencing EJ concerns to develop
ozone-related control strategies that
most effectively reduce emissions
contributing to elevated ozone levels.
One way to do this would be for states
to increase opportunities for meaningful
involvement of community groups
during their SIP development processes.
For example, air agencies could provide
advance notification for communities
with EJ concerns of upcoming
opportunities for public comment on
ozone SIPs and other related actions,
such as permit actions.
The EPA has resources available to
help air agencies consider aspects of EJ
in their SIP development processes. The
EPA released EPA Legal Tools to
Advance Environmental Justice (EJ
Legal Tools) in 2022 to highlight the
various environmental and civil rights
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law authorities available to the EPA that
authorize or address consideration of EJ
in its decision-making process as it
pertains to environmental laws,
including the CAA.67 EJ Legal Tools is
also intended to promote meaningful
engagement among the EPA and
communities.68 In addition, on
September 5, 2024, the EPA announced
the release of the final policy,
‘‘Achieving Health and Environmental
Protection Through EPA’s Meaningful
Engagement Policy.’’ 69 This final policy
updates the EPA’s 2003 Public
Involvement Policy that guides the
EPA’s staff to provide meaningful public
involvement in all its programs and
regions.70
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. This action will not
impose any requirements on small
entities. The proposed SIP submittal
and implementation deadlines, and the
policy discussion outlining the EPA’s
interpretation of the status of certain
requirements for prior nonattainment
classifications following reclassification,
do not in and of themselves create any
new requirements beyond what is
mandated by the CAA. Instead, this
rulemaking is administrative in nature,
and does not directly regulate any
entities.
V. Statutory and Executive Order
Reviews
D. Unfunded Mandates Reform Act
(UMRA)
This action does not contain an
unfunded mandate as described in
UMRA, 2 U.S.C. 1531–1538, and does
not significantly or uniquely affect small
governments. The action imposes no
enforceable duty on any state, local or
tribal governments or the private sector.
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 14094: Modernizing Regulatory
Review
This action is not a significant
regulatory action as defined by
Executive Order 12866, as amended by
Executive Order 14094, and was
therefore not subject to a requirement
for Executive Order 12866 review.
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B. Paperwork Reduction Act (PRA)
This proposed rule does not impose
any new information collection burden
under the PRA not already approved by
the Office of Management and Budget.
This action proposes to establish
deadlines for submission of required SIP
revisions and implementation of the
related control requirements for newly
reclassified Moderate, Serious, and
Severe ozone nonattainment areas. This
action also proposes to codify the EPA’s
existing interpretation that following
reclassification, a state is no longer
required to submit SIP revisions
addressing certain requirements related
to the prior classification level for an
ozone nonattainment area. Thus, the
proposed action does not impose any
new information collection burden
under the PRA. OMB has previously
approved the EPA’s information
collection activities contained in the
existing regulations and has assigned
OMB control number 2060–0695.71
67 ‘‘EPA Legal Tools to Advance Environmental
Justice,’’ (May 2022).
68 Id.
69 ‘‘Achieving Health and Environmental
Protection Through EPA’s Meaningful Engagement
Policy’’ (August 2024).
70 See, ‘‘Public Involvement Policy of the U.S.
Environmental Protection Agency,’’ (May 2003).
71 On April 30, 2018, the OMB approved the
EPA’s request for renewal of the previously
approved information collection request (ICR). The
renewed request expired on April 30, 2021, 3 years
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E. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government. The division of
responsibility between the federal
government and the states for purposes
of implementing the NAAQS is
established under the CAA.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications, as specified in Executive
Order 13175. This action will not
impose substantial direct costs upon the
tribes, nor will it preempt tribal law.
The CAA requires SIP revisions for all
nonattainment areas that are reclassified
from a lower classification to a higher
classification. For nonattainment areas
that include portions of Indian
reservation lands, the implementation
plan deadlines that apply to states do
after the approval date (see OMB Control Number
2060–0695 and ICR Reference Number 201801–
2060–003 for EPA ICR No. 2347.03). On April 30,
2021, the OMB published the final 30-day
document (86 FR 22959) for the ICR renewal titled
‘‘Implementation of the 8-Hour National Ambient
Air Quality Standards for Ozone (Renewal)’’ (see
OMB Control Number 2060–0695 and ICR
Reference No: 202104–2060–004 for EPA ICR
Number 2347.04). The ICR renewal was approved
on February 1, 2022, and the renewed request
expires on January 31, 2025.
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80851
not directly apply to tribes. Thus,
Executive Order 13175 does not apply
to this action.
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
The EPA interprets Executive Order
13045 as applying only to those
regulatory actions that concern
environmental health or safety risks that
the EPA has reason to believe may
disproportionately affect children, per
the definition of ‘‘covered regulatory
action’’ in section 2–202 of the
Executive Order. Therefore, this action
is not subject to Executive Order 13045
because it does not directly concern an
environmental health risk or safety risk.
Since this action does not directly
concern human health, the EPA’s policy
on Children’s Health also does not
apply.
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not subject to Executive
Order 13211, because it is not a
significant regulatory action under
Executive Order 12866.
I. National Technology Transfer
Advancement Act (NTTAA)
This rulemaking does not involve
technical standards.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations and Executive
Order 14096: Revitalizing Our Nation’s
Commitment to Environmental Justice
for All
The EPA believes that the human
health or environmental conditions that
exist prior to this action have the
potential to result in disproportionate
and adverse human health or
environmental effects on communities
with EJ concerns. The EPA believes that
this action is not likely to change
existing disproportionate and adverse
effects on communities with EJ
concerns. The areas impacted by this
action are designated as nonattainment
for one or more ozone NAAQS and this
action is intended to comply with the
CAA program to ensure attainment and
maintenance of the NAAQS. From a
programmatic perspective, this action is
intended to ensure that affected air
agencies comply with CAA obligations
for the applicable nonattainment areas.
The EPA did not perform an EJ
analysis and did not consider EJ as a
basis for this action. While it is difficult
to assess the EJ implications of this
proposed action because the EPA cannot
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geographically identify or quantify
resulting source-specific emission
reductions that are ultimately
determined by air agencies, the EPA
believes that this proposed action is
likely to have no impact on any existing
disproportionate and adverse effects on
communities with EJ concerns. Further,
there is no information in the record
inconsistent with the stated goals of
E.O.s 12898 or 14096.
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K. Judicial Review
Section 307(b)(1) of the CAA governs
judicial review of final actions by the
EPA. This section provides, in part, that
petitions for review must be filed in the
Court of Appeals for the District of
Columbia Circuit: (i) When the agency
action consists of ‘‘nationally applicable
regulations promulgated, or final actions
taken, by the Administrator,’’ or (ii)
when such action is locally or regionally
applicable, if ‘‘such action is based on
a determination of nationwide scope or
effect and if in taking such action the
Administrator finds and publishes that
such action is based on such a
determination.’’ For locally or regionally
applicable final actions, the CAA
reserves to the EPA complete discretion
whether to invoke the exception in
(ii).72
The EPA is proposing to establish SIP
submission and implementation
deadlines for all newly reclassified areas
nationwide using a common,
nationwide method. The EPA is also
proposing to codify its existing
interpretation that, following
reclassification, a state is no longer
required to submit SIP revisions
addressing certain requirements related
to the prior classification level for an
ozone nonattainment area. This action,
if finalized, would impact jurisdictions
with ozone nonattainment areas across
the country, covering potentially every
judicial circuit.
If the Administrator takes final action
on this proposal, then, in consideration
of the effects of the action across the
country, the EPA views this action to be
‘‘nationally applicable’’ within the
meaning of CAA section 307(b)(1). In
the alternative, to the extent a court
finds this proposal, if finalized, to be
locally or regionally applicable, the
Administrator intends to exercise the
complete discretion afforded to him
72 In deciding whether to invoke the exception by
making and publishing a finding that this action, if
finalized, is based on a determination of nationwide
scope or effect, the Administrator intends to take
into account a number of policy considerations,
including his judgment balancing the benefit of
obtaining the D.C. Circuit’s authoritative centralized
review versus allowing development of the issue in
other contexts and the best use of agency resources.
VerDate Sep<11>2014
16:32 Oct 03, 2024
Jkt 265001
under the CAA to make and publish a
finding that this action is based on a
determination of ‘‘nationwide scope or
effect’’ within the meaning of CAA
section 307(b)(1).73
List of Subjects in 40 CFR Part 51
Environmental protection,
Administrative practice and procedure,
Air pollution control, Designations and
classifications, Intergovernmental
relations, Nitrogen oxides, Ozone,
Reporting and recordkeeping
requirements, and Volatile organic
compounds.
Michael S. Regan,
Administrator.
For the reasons stated in the
preamble, the EPA proposes to amend
Title 40, Chapter I of the Code of
Federal Regulations as follows:
PART 51—REQUIREMENTS FOR
PREPARATION, ADOPTION, AND
SUBMITTAL OF IMPLEMENTATION
PLANS
1. The authority citation for part 51
continues to read as follows:
■
Authority: 23 U.S.C. 101; 42 U.S.C. 7401–
7671q.
Subpart CC—Provisions for
Implementation of the 2015 Ozone
National Ambient Air Quality
Standards
§ 51.1312
[Amended]
2. Amend § 51.1312 by removing and
reserving paragraphs (a)(2)(ii) and
(a)(3)(ii).
■ 3. Add subpart DD consisting of
§§ 51.1400 through 51.1403 to part 51 to
read as follows:
■
Subpart DD—Requirements for
Reclassified Ozone Nonattainment
Areas
Sec.
51.1400 Definitions.
51.1401 Applicability of part 51.
51.1402 SIP submission and control
measure implementation deadlines for
reclassified ozone nonattainment areas.
51.1403 Applicability of ozone SIP
requirements for former classification
after reclassification.
§ 51.1400
Definitions.
The following definitions apply for
purposes of this subpart. Any term not
73 In
the report on the 1977 Amendments that
revised CAA section 307(b)(1), Congress noted that
the Administrator’s determination that the
‘‘nationwide scope or effect’’ exception applies
would be appropriate for any action that has a
scope or effect beyond a single judicial circuit. See
H.R. Rep. No. 95–294 at 323–24, reprinted in 1977
U.S.C.C.A.N. 1402–03.
PO 00000
Frm 00056
Fmt 4702
Sfmt 4702
defined herein shall have the meaning
as defined in § 51.100.
Attainment year means the calendar
year in which the attainment year ozone
season occurs.
Attainment year ozone season means
the full ozone season immediately
preceding a nonattainment area’s
maximum attainment date.
CAA means the Clean Air Act as
codified at 42 U.S.C. 7401–7671q
(2010).
Former attainment date means the
attainment date associated with the
classification under subpart 2 of part D
of title I of the CAA immediately
preceding reclassification from a lower
classification to a higher classification.
Former classification means the
classification under subpart 2 of part D
of title I of the CAA immediately
preceding reclassification from a lower
classification to a higher classification.
Higher classification/lower
classification means for purposes of
determining which classifications are
higher or lower, the classifications are
ranked from lowest to highest as
follows: Marginal; Moderate; Serious;
Severe-15; Severe-17; and Extreme.
I/M refers to the inspection and
maintenance programs for in-use
vehicles required under the 1990 CAA
Amendments and defined by subpart S
of 40 CFR part 51.
Initially classified means the first
nonattainment classification that
becomes effective for an area for a
specific ozone NAAQS and does not
include reclassification to another
classification for that specific NAAQS.
Initially designated means the first
designation to nonattainment that
becomes effective for an area for a
specific ozone NAAQS.
Ozone season means for each state (or
portion of a state), the ozone monitoring
season as defined in 40 CFR part 58,
appendix D, section 4.1(i) for that state
(or portion of a state).
§ 51.1401
Applicability of part 51.
The provisions in subparts A through
Y, AA, and CC of this part apply to
reclassified nonattainment areas for
purposes of the ozone NAAQS to the
extent they are not inconsistent with the
provisions of this subpart.
§ 51.1402 SIP submission and control
measure implementation deadlines for
reclassified ozone nonattainment areas.
(a) Deadlines for applicable
requirements pursuant to a
reclassification as Moderate, Serious, or
Severe that are 18 months or more after
the effective date of reclassification will
apply to such reclassified area as though
the area were initially designated at that
classification.
E:\FR\FM\04OCP1.SGM
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Federal Register / Vol. 89, No. 193 / Friday, October 4, 2024 / Proposed Rules
khammond on DSKJM1Z7X2PROD with PROPOSALS
(b) Deadlines for applicable
requirements pursuant to a
reclassification as Moderate, Serious, or
Severe, where the deadline that would
have applied had the area been initially
classified at the new classification level
at the time of initial nonattainment area
designations is less than 18 months after
the effective date of reclassification;
(1) SIP submission deadlines.
(i) For all SIP revisions required
pursuant to reclassification (except SIPs
addressing CAA section 185 fee
programs), the SIP revision deadline is
18 months after the effective date of the
relevant reclassification or January 1 of
the attainment year, whichever is
earlier, unless the Administrator
establishes a different deadline in a
separate action.
(ii) For SIP revisions addressing CAA
section 185 fee programs required
pursuant to reclassification, the SIP
revision deadline is 36 months after the
effective date of the relevant
reclassification or January 1 of the
attainment year, whichever is earlier,
unless the Administrator establishes a
different deadline in a separate action.
(2) Control measure implementation
deadlines.
(i) For RACT required pursuant to
reclassification, the state shall provide
for implementation of such RACT as
expeditiously as practicable, but no later
than 18 months after the RACT SIP
submittal deadline or the beginning of
the attainment year ozone season
associated with the area’s new
attainment deadline, whichever is
earlier, unless the Administrator
establishes a different deadline in a
separate action.
(ii) For the required I/M program
pursuant to reclassification, the state
shall provide for full implementation of
such I/M program as expeditiously as
practicable, but no later than 4 years
after the effective date of the relevant
reclassification, unless the I/M program
is needed for attainment by the
attainment date or RFP, in which case
the state shall provide for full
implementation of such I/M program no
later than the beginning of the
attainment year ozone season.
§ 51.1403 Applicability of ozone SIP
requirements for former classification after
reclassification.
(a) Upon the effective date of
reclassification, the requirements of any
subpart of this part with respect to
ozone nonattainment planning
applicable to the area for the former
classification shall apply as follows:
(1) Unless specified in (2) or (3), the
requirement is unaffected by
VerDate Sep<11>2014
16:32 Oct 03, 2024
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reclassification and continues to be
required for the former classification.
(2) The following requirements are no
longer applicable with respect to the
former attainment date:
(i) A SIP revision to demonstrate
attainment by such date.
(ii) A SIP revision demonstrating
adoption of all RACM necessary to
demonstrate attainment with respect to
such date.
(2) If the reclassification occurred
prior to the former attainment date
pursuant to CAA section 181(b)(3), the
plan requirement for contingency
measures for failure to attain by such
date is no longer applicable with respect
to the former attainment date.
(b) Nothing in this section shall affect
the requirements applicable to the
nonattainment area under its currently
applicable classification and attainment
date.
[FR Doc. 2024–22008 Filed 10–3–24; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 282
[EPA–R07–UST–2023–0534; FRL–11633–
01–Region 7]
Iowa: Final Approval of State
Underground Storage Tank Program
Revisions, Codification, and
Incorporation by Reference
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
Pursuant to the Resource
Conservation and Recovery Act (RCRA
or Act), the Environmental Protection
Agency (EPA) is proposing to approve
revisions to the State of Iowa’s
Underground Storage Tank (UST)
program submitted by the Iowa
Department of Natural Resources (DNR).
This action is based on the EPA’s
determination that these revisions
satisfy all requirements needed for
program approval. This action also
proposes to codify EPA’s approval of
Iowa’s State program and incorporate by
reference those provisions of the State
regulations that we have determined
meet the requirements for approval. The
provisions will be subject to EPA’s
inspection and enforcement authorities
under sections 9005 and 9006 of RCRA
Subtitle I and other applicable statutory
and regulatory provisions.
DATES: Comments on this proposed rule
must be received on or before November
4, 2024.
SUMMARY:
PO 00000
Frm 00057
Fmt 4702
Sfmt 4702
80853
Submit comments,
identified by EPA–R07–UST–2023–
0534, by one of the following methods:
1. Federal eRulemaking Portal:
https://www.regulations.gov. Follow the
on-line instructions for submitting
comments.
2. Email: pomes.michael@epa.gov.
Instructions: Direct your comments to
Docket ID No. EPA–R07–UST–2023–
0534. EPA’s policy is that all comments
received will be included in the public
docket without change and may be
available online at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through https://
www.regulations.gov, or email. The
Federal https://www.regulations.gov
website is an ‘‘anonymous access’’
system, which means the EPA will not
know your identity or contact
information unless you provide it in the
body of your comment. If you send an
email comment directly to the EPA
without going through https://
www.regulations.gov, your email
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and also with
any disk or CD–ROM you submit. If EPA
cannot read your comment due to
technical difficulties, and cannot
contact you for clarification, EPA may
not be able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses. EPA encourages electronic
submittals, but if you are unable to
submit electronically, please reach out
to the EPA contact person listed in the
document for assistance. You can view
and copy the documents that form the
basis for this codification and associated
publicly available materials either
through www.regulations.gov or by
contacting Angela Sena at (913) 551–
7989 or sena.angela@epa.gov. Please
call or email the contact listed above if
you need access to material indexed but
not provided in the docket.
FOR FURTHER INFORMATION CONTACT:
Michael L Pomes, Remediation Branch,
Land, Chemical, and Redevelopment
Division, U.S. Environmental Protection
Agency, Region 5, 77 W Jackson
ADDRESSES:
E:\FR\FM\04OCP1.SGM
04OCP1
Agencies
[Federal Register Volume 89, Number 193 (Friday, October 4, 2024)]
[Proposed Rules]
[Pages 80833-80853]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-22008]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 51
[EPA-HQ-OAR-2024-0333; FRL-11817-01-OAR]
RIN 2060-AW25
State Implementation Plan Submittal Deadlines and Implementation
Requirements for Reclassified Nonattainment Areas Under the Ozone
National Ambient Air Quality Standards
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA) is proposing
deadlines for submission of state implementation plan (SIP) revisions
and implementation of the relevant control requirements that will apply
for nonattainment areas reclassified as Moderate, Serious, and Severe
under the current and any future ozone National Ambient Air Quality
Standards (NAAQS) as a result of either failing to attain the standard
by the applicable classification attainment date or the EPA granting a
voluntary reclassification request. This proposal articulates the
implementation requirements and timeframes that will apply for all such
areas once reclassified. The EPA is also proposing regulatory revisions
to codify its existing interpretation that following reclassification,
a state is no longer required to submit SIP revisions addressing
certain, but not all, requirements related to the prior classification
level for an ozone nonattainment area. In addition, the EPA is
articulating in this document how the proposed default deadlines and
codification of applicable requirements following reclassification
would apply specifically to any nonattainment areas that are
reclassified as Serious under the 2015 ozone NAAQS.
DATES: Comments must be received on or before November 4, 2024.
ADDRESSES: You may send comments, identified by Docket ID No. EPA-HQ-
OAR-2024-0333, by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov/
(our preferred method). Follow the online instructions for submitting
comments.
Email: [email protected]. Include Docket ID No. EPA-
HQ-OAR-2024-0333 in the subject line of the message.
Fax: (202) 566-9744.
Mail: U.S. Environmental Protection Agency, EPA Docket
Center, Office of Air and Radiation Docket, Mail Code 28221T, 1200
Pennsylvania Avenue NW, Washington, DC 20460.
Hand Delivery or Courier (by scheduled appointment only):
EPA Docket Center, WJC West Building, Room 3334, 1301 Constitution
Avenue NW, Washington, DC 20004. The Docket Center's hours of
operations are 8:30 a.m.-4:30 p.m., Monday-Friday (except federal
holidays).
Instructions: All submissions received must include the Docket ID
No. for this rulemaking. Comments received may be posted without change
to https://www.regulations.gov/, including any personal information
provided. For detailed instructions on sending comments and additional
information on the rulemaking process, see the ``I. Public
Participation'' heading of the SUPPLEMENTARY INFORMATION section of
this document. For information on EPA Docket Center services, please
visit us online at https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: For information about this proposed
rule, contact Erin Lowder, U.S. EPA, Office of Air Quality Planning and
Standards, Air Quality Policy Division, C535-A Research Triangle Park,
NC 27709; telephone number: (919) 541-5421; email address:
[email protected]; or Robert Lingard, U.S. EPA, Office of Air Quality
Planning and Standards, Air Quality Policy Division, C539-01 Research
Triangle Park, NC 27709; by telephone number: (919) 541-5272; email
address: [email protected].
SUPPLEMENTARY INFORMATION: Throughout this document ``we,'' ``us,'' or
``our'' means the EPA.
Table of Contents
I. Public Participation
II. Overview and Basis of Proposal
A. Overview of Proposal
B. What is the background for the proposed actions?
C. What is the statutory authority for the proposed actions?
III. What is the EPA proposing and what is the rationale?
A. Default Deadlines for Reclassified Nonattainment Areas Under
the Ozone NAAQS
1. Default Deadlines for Nonattainment Areas Reclassified as
Moderate or Serious
2. Default Deadlines for Nonattainment Areas Reclassified as
Severe
B. Status of Certain Requirements of Former Classification
1. Introduction
2. Leftover SIP Requirements
C. Serious Area SIP Revisions for the 2015 Ozone NAAQS
1. Required Submission Elements
2. Submission and Implementation Deadlines
IV. Environmental Justice Considerations
[[Page 80834]]
V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 14094: Modernizing Regulatory Review
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act (RFA)
D. Unfunded Mandates Reform Act (UMRA)
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health and Safety Risks
H. Executive Order 13211: Actions That Significantly Affect
Energy Supply, Distribution, or Use
I. National Technology Transfer Advancement Act (NTTAA)
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations and Executive Order 14096: Revitalizing Our Nation's
Commitment to Environmental Justice for All
K. Judicial Review
I. Public Participation
Written comments: Submit your comments, identified by Docket ID No.
EPA-HQ-OAR-2024-0333, at https://www.regulations.gov (our preferred
method), or the other methods identified in the ADDRESSES section. Once
submitted, comments cannot be edited or removed from the docket. The
EPA may publish any comment received to its public docket. Do not
submit to EPA's docket at https://www.regulations.gov any information
you consider to be Confidential Business Information (CBI), Proprietary
Business Information (PBI), or other information whose disclosure is
restricted by statute. Clearly mark the part or all of the information
that you claim to be CBI. For CBI information on any digital storage
media that you mail to the EPA, mark the outside of the digital storage
media as CBI or PBI and then identify electronically within the digital
storage media the specific information that is claimed as CBI or PBI.
In addition to one complete version of the comments that includes
information claimed as CBI or PBI, you must submit a copy of the
comments that does not contain the information claimed as CBI or PBI
directly to the public docket through the procedures outlined in
Instructions. If you submit any digital storage media that does not
contain CBI or PBI, mark the outside of the digital storage media
clearly that it does not contain CBI. Information not marked as CBI or
PBI will be included in the public docket and the EPA's electronic
public docket without prior notice. Information marked as CBI or PBI
will not be disclosed except in accordance with procedures set forth in
40 Code of Federal Regulations (CFR) part 2. Our preferred method to
receive CBI or PBI is for it to be transmitted to electronically using
email attachments, File Transfer Protocol (FTP), or other online file
sharing services (e.g., Dropbox, OneDrive, Google Drive). Electronic
submissions must be transmitted directly to the OAQPS CBI Office using
the email address, [email protected], and should include clear CBI or
PBI markings as described earlier. If assistance is needed with
submitting large electronic files that exceed the file size limit for
email attachments, and if you do not have your own file sharing
service, please email [email protected] to request a file transfer link.
If sending CBI or PBI information through the postal service, please
send it to the following address: OAQPS Document Control Officer (C404-
02), OAQPS, U.S. Environmental Protection Agency, Research Triangle
Park, North Carolina 27711, Attention Docket ID No. EPA-HQ-OAR-2024-
0333. The mailed CBI or PBI material should be double wrapped and
clearly marked. Any CBI or PBI markings should not show through the
outer envelope.
II. Overview and Basis of Proposal
A. Overview of Proposal
The EPA is proposing default SIP submittal and implementation
deadlines for the current and future ozone NAAQS that would apply for
mandatory reclassifications (e.g., from Marginal to Moderate, Moderate
to Serious, and Serious to Severe), and also for areas voluntarily
reclassified as Moderate, Serious, and Severe. These default
reclassification SIP submittal and implementation deadlines would apply
only in cases where the otherwise applicable deadlines that apply to
areas initially designated nonattainment have passed or are less than
18 months in the future from the effective date of such a
reclassification. In the near term, if these default deadlines are
finalized as proposed, they will apply to any nonattainment areas that
are reclassified as Serious under the 2015 ozone NAAQS for failing to
attain the standard by the Moderate attainment date of August 3, 2024,
unless otherwise established in a separate notice-and-comment
rulemaking.
The EPA is proposing a general default SIP submittal deadline for
such reclassified areas as the sooner of 18 months from the effective
date of the reclassification notice or January 1 of the new
classification attainment year, except for SIP revisions addressing
Clean Air Act (CAA) section 185. For the CAA section 185 fee program
SIP submittals for areas reclassified as Severe, the EPA is proposing a
default deadline of the sooner of 36 months after the effective date of
reclassification to Severe or January 1 of the Severe area attainment
year. The EPA recognizes that in certain circumstances, states and
areas may seek an adjustment of these default deadlines; the EPA
therefore proposes that the default SIP submission deadlines could be
adjusted where such adjustment is appropriate or necessary, through
future notice-and-comment rulemaking in specific EPA actions. Further
discussion of these proposed default deadlines is provided in section
III.A. of this document.
The EPA is also proposing default deadlines for implementation of
emissions control measures required by mandatory reclassifications
(e.g., from Marginal to Moderate, Moderate to Serious, and Serious to
Severe), and also for voluntary reclassifications to Moderate, Serious,
and Severe. The EPA is proposing a default control implementation
deadline of the sooner of 18 months after the proposed SIP submittal
deadline or the beginning of the relevant attainment year ozone season.
Similar to the SIP deadlines, the EPA proposes that these default
control measure implementation deadlines could be adjusted where such
adjustment is appropriate or necessary subject to notice-and-comment
rulemaking in specific EPA actions. Further discussion of these
proposed default deadlines is provided in section III.A. of this
document. In addition to establishing default SIP submittal and related
implementation deadlines, the EPA is proposing regulations to codify
its existing interpretation that, following reclassification, a state
is no longer required to submit SIP revisions addressing the following
requirements related to the prior classification level for an ozone
nonattainment area: (1) a demonstration of attainment by the prior
attainment date, (2) a reasonably available control measures (RACM)
analysis tied to the prior attainment date; and (3) for areas that are
voluntarily reclassified before the lower classification's attainment
date, contingency measures specifically related to the area's failure
to attain by the prior attainment date. As a general matter, this
interpretation applies with respect to areas reclassified by operation
of law from (1) Marginal to Moderate, (2) Moderate to Serious, and (3)
Serious to Severe, and also to any voluntary
[[Page 80835]]
reclassification request granted by the EPA for these
classifications.\1\
---------------------------------------------------------------------------
\1\ This rule does not address voluntary reclassifications to
Extreme. The EPA expects that this type of reclassification will be
rare. We would address the requirements around such a
reclassification on a case-by-case basis, should the need arise.
---------------------------------------------------------------------------
Under the CAA, the EPA is required to determine whether areas
designated nonattainment for an ozone NAAQS attained the standard by
the applicable attainment date, and to take certain steps for areas
that failed to attain (see CAA section 181(b)(2)). For a concentration-
based standard, such as the 2015 ozone NAAQS,\2\ a determination of
attainment is based on a nonattainment area's design value (DV).\3\ In
separate actions, the EPA will determine whether areas classified as
Moderate for the 2015 ozone NAAQS factually attained the standard by
the applicable attainment date of August 3, 2024, based on their DV as
of the attainment date. As required under CAA section 181(b)(2)(A),
where the EPA determines that areas failed to timely attain, those
areas will be reclassified by operation of law as Serious upon the
effective date of the EPA's determination. The reclassified areas will
then be required to attain the 2015 ozone NAAQS as expeditiously as
practicable, but not later than August 3, 2027 (see CAA section
181(a)(1) (table 1) and 40 CFR 51.1303(a) (table 1)). States with
jurisdiction over such areas will be required to submit to the EPA the
SIP revisions for these areas that satisfy the statutory and regulatory
requirements applicable to Serious areas established in CAA section
182(c) and in the 2015 Ozone NAAQS SIP Requirements Rule (see 83 FR
62998, December 6, 2018, and 40 CFR 51.1300 et seq.).
---------------------------------------------------------------------------
\2\ Because the 2015 primary and secondary NAAQS for ozone are
identical, for convenience, the EPA refers to them in the singular
as ``the 2015 ozone NAAQS'' or as ``the standard.''
\3\ A design value is a statistic used to compare data collected
at an ambient air quality monitoring site to the applicable NAAQS to
determine compliance with the standard. The DV for the 2015 ozone
NAAQS is the 3-year average of the annual fourth highest daily
maximum 8-hour average ozone concentration. The DV is calculated for
each air quality monitor in an area, and the DV for an area is the
highest DV among the individual monitoring sites located in the
area. For more information on air quality design values, visit
https://www.epa.gov/air-trends/air-quality-design-values.
---------------------------------------------------------------------------
The EPA proposes in this action to articulate applicable
requirements and establish deadlines for submitting SIP revisions that
will apply to these reclassified areas, consistent with CAA section
182(i). If the proposed default deadlines discussed in section III.A.
of this document are finalized, new SIP revisions for nonattainment
areas reclassified as Serious under the 2015 ozone NAAQS would be due
to the EPA no later than 18 months after the effective date of the
relevant reclassification notice or January 1, 2026, whichever is
sooner.
Under the CAA and the Tribal Authority Rule (TAR), tribes may, but
are not required to, submit implementation plans to the EPA for
approval (see CAA section 301(d) and 40 CFR part 49). Accordingly, for
tribal nonattainment areas, a tribe is not required to submit any
tribal implementation plan (TIP) revisions applicable to Serious areas
established in CAA section 182(c) and in the 2015 Ozone NAAQS SIP
Requirements Rule. Tribes that are part of multi-jurisdictional
nonattainment areas are also not required to submit implementation plan
revisions applicable to Serious nonattainment areas.
If the proposed default deadlines discussed in section III.A. are
finalized as proposed, states would be required to implement any new
reasonably available control technology (RACT) required for
reclassified Serious areas under the 2015 ozone NAAQS no later than 18
months from the RACT submittal deadline or the beginning of the 2026
attainment year ozone season for that area, whichever is earlier.
Additionally, the deadline for any new or revised Enhanced vehicle
inspection and maintenance (I/M) programs (for areas that do not need
I/M emission reductions to demonstrate attainment by the attainment
date or to meet reasonable further progress (RFP) milestones) to be
fully implemented would be as expeditiously as practicable but no later
than 4 years after the effective date of the reclassification. Lastly,
the deadline for submitting the first transportation control
demonstration, as required by CAA section 182(c)(5), would be 2 years
after the attainment demonstration due date.
B. What is the background for the proposed actions?
On October 26, 2015, the EPA issued its final action to revise the
NAAQS for ozone to establish a new 8-hour standard (see 80 FR 65452,
October 26, 2015).\4\ In that action, the EPA promulgated identical
tighter primary and secondary ozone standards designed to protect
public health and welfare that specified an 8-hour ozone level of 0.070
ppm. Specifically, the standards require that the 3-year average of the
annual fourth highest daily maximum 8-hour average ozone concentration
may not exceed 0.070 ppm.
---------------------------------------------------------------------------
\4\ On October 26, 2015, the EPA issued its final action to
revise the 8-hour NAAQS for ozone from 0.075 ppm to 0.070 ppm. The
0.075 ppm standard that was promulgated in 2008 has not been revoked
and is still in effect. See 40 CFR 51.1100 et seq.
---------------------------------------------------------------------------
Effective on August 3, 2018, the EPA designated 51 areas throughout
the country as nonattainment for the 2015 ozone NAAQS (see 83 FR 25776,
June 4, 2018).\5\ In a separate action, the EPA assigned classification
thresholds and attainment dates based on the severity of an area's
ozone levels, determined by the area's design value (DV) (see 83 FR
10376, March 9, 2018). In addition, the EPA established the attainment
date for Marginal, Moderate, Serious, Severe, and Extreme nonattainment
areas as 3 years, 6 years, 9 years, 15 years, and 20 years,
respectively, from the effective date of the final designations. Thus,
the attainment dates for each nonattainment area classification for the
2015 ozone NAAQS are as follows: August 3, 2021, for Marginal areas;
August 3, 2024, for Moderate areas, August 3, 2027, for Serious areas;
August 3, 2033, for Severe areas; and August 3, 2038, for Extreme
areas.\6\ The EPA also promulgated a rulemaking interpreting the CAA's
ozone nonattainment area implementation requirements for the 2015 ozone
NAAQS.\7\ The implementation rulemaking articulated the Act's
substantive requirements for ozone nonattainment areas for each
classification level and established deadlines for submission of plan
revisions to address those requirements that were triggered off of the
date of the areas' initial designations for the 2015 ozone NAAQS (e.g.,
24 months from the effective date of designation).\8\
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\5\ Effective on September 24, 2018, the EPA also designated the
San Antonio, Texas area as nonattainment for the 2015 ozone NAAQS.
See 83 FR 35136 (July 25, 2018).
\6\ Effective on September 24, 2018, the EPA classified the San
Antonio, Texas area as Marginal by operation of law for the 2015
ozone NAAQS, with an attainment date of September 24, 2021. Upon any
reclassification, the attainment deadline associated with each
classification level for the San Antonio nonattainment area is based
on this September 24, 2018, effective date. See 83 FR 35136 (July
25, 2018).
\7\ 83 FR 10382 (March 9, 2018).
\8\ Id.; 40 CFR 51.1300-1319.
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C. What is the statutory authority for the proposed actions?
The statutory authority for the actions proposed in this document
is provided by the CAA, as amended (42 U.S.C. 7401 et seq.). Relevant
portions of the CAA include, but are not necessarily limited to, CAA
sections 172, 181, 182, and 301(a).
CAA section 107(d) provides that when the EPA establishes or
revises a
[[Page 80836]]
NAAQS, the agency must designate areas of the country as nonattainment,
attainment, or unclassifiable based on whether an area is not meeting
(or is contributing to air quality in a nearby area that is not
meeting) the NAAQS, meeting the NAAQS, or cannot be classified as
meeting or not meeting the NAAQS, respectively. Part D of title I of
the CAA establishes the plan requirements that apply to all areas
designated nonattainment. The purpose of these plan requirements is
ensuring that these areas achieve attainment of the applicable NAAQS by
the applicable area attainment date. Subpart 1 of part D sets out the
plan requirements for nonattainment areas in general, and subpart 2 of
part D of title I of the CAA governs the classification, state
planning, and emissions control requirements for any areas designated
as nonattainment for a revised primary ozone NAAQS. In particular, CAA
section 181(a)(1) requires each area designated as nonattainment for a
revised ozone NAAQS to be classified at the same time as the area is
designated based on the extent of the ozone problem in the area (as
determined based on the area's DV). Classifications for ozone
nonattainment areas range from Marginal to Extreme. CAA section 172 (in
subpart 1) covers nonattainment area plan provisions in general, and
CAA section 182 (in subpart 2) provides the specific attainment
planning and additional requirements that apply to each ozone
nonattainment area based on its classification. Subparts 1 and 2 also
establish the timeframes by which air agencies must submit and
implement SIP revisions to satisfy the applicable attainment planning
elements, and require that such plans ``shall provide for attainment of
the NAAQS,'' \9\ and that the ``primary standard attainment date for
ozone shall be as expeditiously as practicable'' but not later than a
maximum attainment date measured from the effective date of the area's
designation.\10\ The EPA has also promulgated regulations interpreting
these requirements for the 2008 ozone NAAQS and the 2015 ozone NAAQS at
40 CFR part 51, subparts X and CC, respectively.
---------------------------------------------------------------------------
\9\ CAA section 172(c)(1).
\10\ CAA section 181(a)(1).
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CAA section 182(i) governs the Act's requirements for areas
reclassified by operation of law. Specifically, CAA section 182(i)
states that areas that are reclassified due to failure to timely attain
by the attainment date ``shall meet such requirements of subsections
(b) through (d) of this section as may be applicable to the area as
reclassified, according to the schedules prescribed in connection with
such requirements, except that the Administrator may adjust any
applicable deadlines (other than attainment dates) to the extent such
adjustment is necessary or appropriate to assure consistency among the
submissions.'' Subsections (b) through (d) of CAA section 182 cover the
required SIP revisions for Moderate (182(b)), Serious (182(c)), and
Severe (182(d)), and those requirements are generally cumulative (see,
e.g., CAA section 182(b) (requiring Moderate areas to make submissions
relating to Marginal areas in addition to the revisions for the
Moderate classification)). The SIP revisions, control measures, and
timing of such submissions and controls are intended to, among other
things, ensure that areas will attain the NAAQS as expeditiously as
practicable, but no later than the applicable attainment date. As
discussed in more detail later in this document, most SIP requirements
are not dependent on the attainment date itself, but certain SIP
requirements are inherently tied to the applicable attainment date and
therefore are no longer required for the lower classification after the
area is reclassified.
As noted, CAA section 182(i) also provides the Administrator with
authority to adjust applicable deadlines (other than attainment dates)
for areas that are reclassified as a result of failure to attain the
NAAQS under CAA section 182(b)(2), ``to the extent such adjustment is
necessary or appropriate to assure consistency among the required
submissions.'' In proposing the adjustment of applicable deadlines for
reclassified areas, the EPA considered the timeframes provided under
the statute for the submission and implementation of requirements for
initial area designations and classifications. Unsurprisingly, many of
the nonattainment plan requirements in subparts 1 and 2 establish
timing of the submission and implementation of controls such that those
plans and controls will influence attainment of the NAAQS within the
area by the attainment date.\11\ The EPA's proposed submission and
implementation schedules for reclassified areas in this document are
consistent with the overall schedule of the submission of substantive
requirements that are associated with a classification, but adjusts
those schedules to fit the abbreviated timeframe available to
reclassified areas before the next applicable attainment date. In
particular, the EPA's proposed deadlines for implementation of controls
and SIP submissions are informed by the need to ensure that the
reductions resulting from the Act's requirements are consistently due
in time to influence an area's attainment by the attainment date, to
the extent the applicable controls are necessary to achieve attainment
by that date.
---------------------------------------------------------------------------
\11\ See, e.g., CAA section 172(c)(6) (``Such plan provisions
shall include enforceable emission limitations . . . as well as
schedules and timetables for compliance, as may be necessary or
appropriate to provide for attainment of such standard in such area
by the applicable attainment date specified in this part.''); CAA
section 182(b)(1)(A)(i) (``Such plan shall provide for such specific
annual reductions in emissions of volatile organic compounds and
oxides of nitrogen as necessary to attain the [NAAQS] of for ozone
by the attainment date applicable under this chapter.''); CAA
section 182(b)(2) (requiring control measures on major stationary
sources of VOCs or sources of VOCs covered by a CTG to be
implemented as expeditiously as practicable but no later than the
beginning of the ozone season of the attainment year).
---------------------------------------------------------------------------
While some areas are reclassified due to failure to attain by the
attainment date, others may be reclassified as a result of a state's
request. CAA section 181(b)(3) states that ``[t]he Administrator shall
grant the request of any State to reclassify a nonattainment area in
that State . . . to a higher classification.'' In some cases, states
may seek voluntary reclassification to a higher classification early in
the designation and planning cycle, and in those cases, the existing
SIP submittal and implementation deadlines for the higher
classification would continue to apply. In other instances, states may
request a voluntary reclassification under CAA section 181(b)(3) where
the SIP submittal and implementation deadlines have already passed or
will occur in the near future. CAA section 182(i) specifically provides
authority to the EPA to adjust applicable deadlines, other than
attainment dates, for areas that are reclassified as a result of a
failure to attain under CAA section 181(b)(2), but section 182(i) does
not specifically reference areas that are voluntarily reclassified
under CAA section 181(b)(3). Per CAA section 301(a)(1), the EPA has
determined that regulations are necessary to prescribe the SIP
submittal and implementation deadlines for such voluntarily
reclassified areas, where the deadlines associated with the requested
higher classification have already passed or will occur in the near
future (i.e., less than 18 months from the effective date of the
reclassification).
The EPA's proposed deadlines in this document were also informed by
the amount of time that the CAA prescribes when new implementation
plans are
[[Page 80837]]
required to be submitted under various circumstances (see, e.g., CAA
section 110(k)(5) (allowing EPA to ``establish reasonable deadlines
(not to exceed 18 months)'' after notification that a SIP is
inadequate); CAA section 179(d) (subpart 1 requirement that within one
year of a finding that a nonattainment area has failed to attain by its
attainment date, States must submit a new SIP revision addressing
nonattainment plan requirements)).
III. What is the EPA proposing and what is the rationale?
A. Default Deadlines for Reclassified Nonattainment Areas Under the
Ozone NAAQS
The EPA is proposing to establish default SIP submittal and
implementation deadlines for reclassifications by operation of law
pursuant to section 181(b)(2) and voluntary reclassification requests
pursuant to section 181(b)(3) for areas reclassified as Moderate,
Serious, and Severe for all current and future ozone NAAQS. States
responsible for areas initially designated as nonattainment are
required to prepare and submit SIP revisions by deadlines relative to
the effective date of the rule establishing area designations, and the
submission deadlines vary depending on the SIP element required (e.g.,
the statute provides 3 or 4 years from initial nonattainment
designation to submit SIPs for some requirements and 2 years for
others). Areas initially designated as nonattainment are also required
to implement RACT as expeditiously as practicable, but no later than
January 1 of the fifth year after the effective date of designations.
The EPA recognizes that upon reclassification, especially when
under CAA section 181(b)(2), a state can be faced with limited time to
submit and implement required SIP revisions prior to the next
attainment date. In addition, in some cases, the SIP submission and
implementation deadlines associated with areas initially classified at
a level may have already passed at the time of reclassification, making
it impossible to apply, for example, the Moderate area SIP submission
and implementation deadlines to areas that are mandatorily reclassified
to Moderate upon failure to attain by the Marginal area attainment
date. In light of these considerations, the EPA has historically
adjusted deadlines pursuant to the general rulemaking authority granted
under CAA section 301(a) to prescribe regulations as are necessary to
carry out the functions of the Act, and the specific authority granted
by CAA section 182(i).\12\ The EPA has promulgated these adjustments of
SIP submission and implementation deadlines that apply to reclassified
areas with the intent to ensure consistency amongst submissions,
encourage meaningful reductions towards expeditious attainment of the
NAAQS, and promote planning flexibility where possible, within the
fixed outer bound of an area's new maximum attainment date.
---------------------------------------------------------------------------
\12\ CAA section 182(i) specifically provides authority to the
EPA to adjust applicable deadlines, other than attainment dates, for
areas that are reclassified as a result of failure to attain under
CAA section 182(b)(2), to the extent such adjustment is necessary or
appropriate to assure consistency among the required submissions.
The provision does not specifically reference areas that are
voluntarily reclassified under CAA section 181(b)(3); the EPA is
therefore reasonably proposing to adjust deadlines for such areas
under its general rulemaking authority in CAA section 301(a),
consistent with CAA section 182(i).
---------------------------------------------------------------------------
We recognize that because the adjustments in these deadlines are
not made until after an area's attainment date under a lower
classification, the time between reclassification and a reclassified
area's new attainment date will inherently provide less time than the
period of time provided between initial designation and classification
and that classification's initial attainment date. For example, an area
that is initially classified as Marginal is afforded 3 years to attain
the NAAQS per CAA section 181(a)(1). If that area fails to attain by
the Marginal area attainment date, and the EPA timely issues its
finding 6 months after the attainment date per CAA section 181(b)(2),
then the area has no more than 2.5 years from that point in time to
plan for and attain the NAAQS by its new Moderate area attainment date,
which is far less than the 6 years that areas initially classified as
Moderate are allotted.
In some cases, though, particularly where a state requests a
voluntary reclassification pursuant to CAA section 181(b)(3) and does
so well before the area's attainment date, the existing deadlines
associated with the higher classification's requirements will not have
passed and it will be practicable for the state to meet those deadlines
without adjustment. The EPA is therefore proposing that, where the
existing deadlines are 18 months or more from the effective date of
reclassification, the EPA will not adjust such applicable deadlines or
set new ones under its CAA section 182(i) and 301(a) authority. The 18-
month timeframe is the outer boundary of what the CAA sets as a
``reasonable deadline'' for SIP revisions required following a finding
of inadequacy (see CAA section 110(k)(5)), and where that period of
time remains for SIP development for a reclassified area, we do not
think adjustment is necessary, nor is it needed to assure expeditious
attainment of the NAAQS or that the required submissions will be
implemented consistently with the Act's structure. The Act's
establishment of 18 months as an outer boundary in CAA section
110(k)(5) also indicates that Congress judged that this timeframe would
be sufficient for states to identify and develop control measures, to
draft revisions to address attainment plans and other requirements, and
to complete the required public notice process, adopt such revisions,
and to submit them to the EPA.
However, we note that the Act does not guarantee states will have
18 months to revise their SIPs following a finding of inadequacy, and
nor does this proposal establish that states are entitled to have 18
months to revise plans to address requirements of the new
classification. Expeditious attainment of the NAAQS and ensuring that
requirements are in place in time to influence attainment by the
attainment date will, in many cases, require that states are afforded
much less than 18 months to revise SIPs. This will be particularly true
where areas fail to attain by their attainment date, especially for the
lower classifications where the interval between attainment dates is
only 3 years,\13\ and where states fail to request a voluntary
reclassification early in the implementation schedule.
---------------------------------------------------------------------------
\13\ The difference in attainment deadlines between Marginal and
Moderate classifications is 3 years, between Moderate and Serious
areas is 3 years, and between Serious and Severe areas is 6 years.
See CAA section 181(a) and 40 CFR 51.1302.
---------------------------------------------------------------------------
The EPA invites comments on its proposal to adjust applicable
deadlines where the existing classification deadline has either passed
or is less than 18 months away, and whether a different remaining time
period for an existing deadline should be considered. The proposed
default adjustment of deadlines that would apply in these circumstances
will provide advance notice and certainty to any states with
nonattainment areas that may fail to attain an ozone NAAQS by the
applicable attainment date in the future. Because many of these same
timing-related pressures will exist with voluntary reclassifications,
the EPA is proposing to also set the same default SIP submission and
implementation deadlines to provide certainty to any states that are
contemplating making
[[Page 80838]]
such requests. The proposed default deadlines are listed in table 1 for
clarity.
Table 1--Default SIP Submission and Control Measure Implementation
Deadlines for Reclassified Ozone Nonattainment Areas When the
Classification-related Deadlines for Initial Designations Provide
Insufficient Time
------------------------------------------------------------------------
SIP requirement Proposed default deadline
------------------------------------------------------------------------
Default Deadlines for Reclassified Nonattainment Areas
------------------------------------------------------------------------
SIP submittal deadline for all Within 18 months after the
elements, unless addressed effective date of the relevant
differently elsewhere in this table. reclassification or January 1 of
the applicable attainment year,
whichever is sooner.
RACT implementation deadline........ Within 18 months from the RACT SIP
submittal deadline or the
beginning of the applicable
attainment year ozone season as
defined by 40 CFR appendix D to
part 58(i), whichever is sooner.
I/M implementation deadline (Basic No later than 4 years after the
and Enhanced). effective date of the relevant
reclassification notice (unless
needed for attainment by the
attainment date or to demonstrate
RFP).
------------------------------------------------------------------------
Default Deadlines for Reclassified Severe Nonattainment Areas
------------------------------------------------------------------------
SIP submittal deadline for section 36 months after the effective date
185 fee program element. of the relevant reclassification
notice or no later than January 1
of the applicable attainment
year, whichever is sooner.
------------------------------------------------------------------------
Establishing default deadlines for areas reclassified under CAA
sections 181(b)(2) and 181(b)(3) is necessary and appropriate to ensure
states are submitting SIP revisions and implementing control measures
triggered by reclassification on a consistent timeline that retains the
statute's framework of applying requirements in time to achieve
attainment by the attainment date. Doing so also provides states
maximum advance visibility into the time that will be provided for
development of SIP revisions and new control measures designed to
expeditiously attain the NAAQS. The EPA's expectation is that providing
a consistent framework for SIP development for reclassified areas will
establish certainty for states with areas that fail to timely attain,
and that such states can begin focusing on identifying meaningful
reductions and developing SIPs to obtain those reductions earlier than
they would under the EPA's historical practice of issuing SIP revision
submission and control measure implementation deadlines after or in
parallel with the determinations that result in area reclassifications.
However, we recognize the possibility that in some situations, the
default deadlines may not be appropriate or serve the statutory goals
of consistency amongst submissions or expeditious attainment of the
NAAQS. Therefore, we propose that the EPA would retain authority under
CAA sections 301(a) and 182(i) to establish a set of SIP submission and
control measure implementation deadlines on a case-by-case basis,
through notice-and-comment rulemaking, that deviate from the default
deadlines proposed in this document, if finalized, where appropriate.
1. Default Deadlines for Nonattainment Areas Reclassified as Moderate
or Serious
SIP requirements that apply to Moderate areas are generally
cumulative of CAA requirements for the Marginal classification and
include additional Moderate area requirements (see CAA sections
172(c)(1) and 182(a) and (b)). The EPA has further interpreted and
described these requirements in its implementation rules.\14\
Similarly, SIP requirements that apply to Serious areas are generally
cumulative of CAA requirements for the Marginal and Moderate area
classifications and include additional Serious area requirements (see
CAA sections 172(c)(1) and 182(a)-(c)). The EPA's implementation rules
also provide further interpretation of the statutory Serious area
requirements.\15\
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\14\ See, e.g., 40 CFR 51.1100 et seq. (2008 ozone NAAQS), and
40 CFR 51.1300 et seq. (2015 ozone NAAQS).
\15\ Id.
---------------------------------------------------------------------------
a. Default Submission Deadline for Required SIP Revisions
The time period between designation and the maximum attainment date
for nonattainment areas initially classified as Moderate or Serious is
6 or 9 years, respectively. In the case of mandatory reclassification
after initial area designations pursuant to CAA section 181(b)(2),
reclassified Moderate and Serious areas would typically have less than
3 years between the date of reclassification and the area's new maximum
attainment date. Given the compressed timeline that reclassified
Moderate and Serious areas face, and consistent with past practice,\16\
we are proposing to set the SIP submission deadlines for all the
various requirements for newly reclassified Moderate and Serious areas
as within 18 months of the effective date of the relevant
reclassification notice or January 1 of the applicable attainment year,
whichever is sooner, unless otherwise specified in a separate notice-
and-comment rulemaking establishing a different SIP submission
deadline. While not all of the ``schedules prescribed in connection
with'' the various subpart 2 requirements are the same, because the
timeframe to attain by the newly applicable attainment date for
Moderate and Serious areas is compressed from either 6 or 9 years to
less than 3 years, we propose to apply one SIP revision deadline that
is at most 18 months from the effective date of reclassification, but
in any case no later than January 1 of the attainment year.
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\16\ See, e.g., ``Final Rule--Determinations of Attainment by
the Attainment Date, Extensions of the Attainment Date, and
Reclassification of Areas Classified as Marginal for the 2015 Ozone
National Ambient Air Quality Standards'' (87 FR 60897, 60907,
October 7, 2022).
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As previously stated, the EPA believes that, in most cases, 18
months should provide states sufficient time for assessing, adopting,
and implementing emission reduction measures such that any reclassified
nonattainment areas can expeditiously attain the ozone NAAQS,
consistent with part D's purpose of achieving expeditious attainment by
the attainment date. Similarly, a default SIP submission deadline of
January 1 of the applicable attainment year would
[[Page 80839]]
promote expeditious attainment of the ozone NAAQS by requiring states
to submit SIPs including control measures needed for attainment prior
to when those controls are required to be implemented. In addition,
establishing January 1 of the attainment year as the outer boundary for
states to submit SIP revisions would ensure that reclassified
nonattainment areas are subject to consistent deadlines in accordance
with CAA section 182(i) and would be in line with past practice. For
example, the EPA adopted this approach for Marginal areas reclassified
as Moderate for failure to timely attain the 2008 and 2015 ozone NAAQS,
to ensure consistency among required SIP submissions.17 18
Thus, the proposed deadline is necessary and appropriate to assure that
these submissions are consistent with the Act's overall scheme for
expeditious attainment of the NAAQS by the attainment date, and that
similarly situated states are treated consistently.
---------------------------------------------------------------------------
\17\ ``Final Rule--Determinations of Attainment by the
Attainment Date, Extensions of the Attainment Date, and
Reclassification of Several Areas for the 2008 Ozone National
Ambient Air Quality Standards'' (81 FR 26697, 26705, May 4, 2016).
\18\ ``Final Rule--Determinations of Attainment by the
Attainment Date, Extensions of the Attainment Date, and
Reclassification of Areas Classified as Marginal for the 2015 Ozone
National Ambient Air Quality Standards'' (87 FR 60897, 60907,
October 7, 2022).
---------------------------------------------------------------------------
In some historical instances, we have also established SIP
submission deadlines that align with the beginning of an area's ozone
season,\19\ which we view as the outer boundary for establishing a SIP
submission deadline for a reclassified area, because the beginning of
the attainment year ozone season is the maximum deadline under the
statutory ozone RACT provision and the EPA's existing regulations
interpreting that provision to implement RACT. The EPA does not believe
it is reasonable to establish a SIP submission date for controls
subsequent to a date when those controls are required under the Act to
already be implemented. For many ozone nonattainment areas in the
country, January 1 is the beginning of the ozone season. But there are
states that have a later start to the ozone season in March, April, or
May. We therefore take comment on establishing the later alternative
SIP submission deadline for reclassified Moderate and/or Serious areas
as the beginning of the attainment year ozone season (rather than
January 1 of the attainment year), recognizing that doing so would
result in different SIP submission deadlines for different reclassified
areas, depending on when the area's ozone season begins.
---------------------------------------------------------------------------
\19\ See, e.g., 88 FR 6633 (February 1, 2023) establishing March
1, 2023, as the due date for SIP revisions addressing Moderate
requirements for the Detroit, Michigan area.
---------------------------------------------------------------------------
The EPA's proposed SIP submission deadline for areas reclassified
as Moderate or Serious of no later than 18 months after the effective
date of the relevant reclassification notice or January 1 of the
applicable attainment year, whichever is earlier, would apply to all
newly applicable requirements associated with the reclassification,
including SIPs to address RACT and I/M. The EPA's implementing
regulations for the 2015 ozone NAAQS established a default RACT SIP
submission deadline for areas reclassified Moderate or higher of either
24 months from the reclassification effective date or a deadline
established by the Administrator in the reclassification action using
its discretion under CAA section 182(i) (see 40 CFR 51.1312(a)(2)(ii)).
We have found that a RACT SIP submission deadline of 24 months after
the effective date of the reclassification action has resulted in SIP
submission deadlines that are later than the beginning of the
attainment year ozone season, and in some cases, near or after an
applicable Moderate or Serious area attainment date. In every case of
reclassification under the 2008 and 2015 ozone NAAQS, it has not been
possible to provide a RACT SIP submission deadline of 24 months from
the effective date of the reclassification for an area that was
reclassified as result of failure to attain by the attainment date. We
are therefore proposing to remove the existing RACT SIP submission
deadline in 40 CFR 51.1312(a)(2)(ii) and replace it with the general
default deadlines discussed in this action.
Thus, if this action is finalized as proposed, the default SIP
submission deadlines for newly required Basic or Enhanced I/M SIPs,
would also become the sooner of 18 months from the effective date of
the relevant reclassification notice or January 1 of the applicable
attainment year. This is necessary to be consistent with the I/M
regulations which provide that an I/M SIP shall be submitted no later
than the deadline for submitting the area's attainment SIP.\20\
---------------------------------------------------------------------------
\20\ See 40 CFR 51.372(b)(2).
---------------------------------------------------------------------------
b. Default Implementation Deadlines for RACT and I/M
With respect to implementation deadlines, the EPA's implementing
regulations for the 2008 ozone NAAQS require that, for areas initially
classified as Moderate or higher, a state shall provide for
implementation of RACT as expeditiously as practicable, but no later
than January 1 of the 5th year after the effective date of
designation.\21\ Similarly, the EPA's implementing regulations for the
2015 ozone NAAQS require that, for areas initially classified as
Moderate or higher, a state shall provide for implementation of RACT as
expeditiously as practicable but no later than January 1 of the fifth
year after the effective date of designation.\22\ The EPA's
implementing regulations for the 2015 ozone NAAQS also require that,
for RACT required pursuant to reclassification, the state shall provide
for implementation of RACT as expeditiously as practicable, but no
later than the beginning of the attainment year ozone season associated
with the area's new attainment deadline, or January 1 of the third year
after the associated SIP submission deadline, whichever is earlier; or
the deadline established by the Administrator in the final action
issuing the area reclassification.\23\ In addition, the modeling and
attainment demonstration requirements for 2008 ozone nonattainment
areas require that a state must provide for implementation of all
control measures needed for attainment no later than the beginning of
the attainment year ozone season.\24\ Similarly, the EPA's implementing
regulations for the 2015 ozone NAAQS require that the modeling and
attainment demonstrations for areas classified Moderate or higher must
provide for implementation of all control measures needed for
attainment no later than the beginning of the attainment year ozone
season, notwithstanding any alternative deadline established per 40 CFR
51.1312.\25\ Underlying these implementation deadlines is the EPA's
consideration that any RACT deadline should, where possible, provide at
least one full ozone season in advance of an area's maximum attainment
date for implemented controls to achieve emission reductions and
positively influence an area's monitored design value.
---------------------------------------------------------------------------
\21\ See 40 CFR 51.1112(a)(3).
\22\ See 40 CFR 51.1312(a)(3)(i).
\23\ See 40 CFR 51.1312(a)(3)(ii).
\24\ See 40 CFR 51.1108(d).
\25\ See 40 CFR 51.1308(d).
---------------------------------------------------------------------------
The EPA recognizes that the beginning of the ozone season varies
among states and nonattainment areas. For some nonattainment areas, the
ozone season begins in January and for other areas it begins in March,
April, or May. Consequently, the beginning of the attainment year ozone
season ranges from January to May of the year before
[[Page 80840]]
the area's maximum attainment deadline. The EPA's existing implementing
regulations informed the default RACT implementation deadline that we
are proposing in this document for any area reclassified as Moderate or
Serious. Such proposed default deadline would require states to
implement RACT as expeditiously as practicable, but no later than 18
months from the proposed RACT SIP submittal deadline or the beginning
of the applicable attainment year ozone season, whichever is earlier.
We are proposing that this default deadline would apply instead of the
existing regulatory provision in 40 CFR 51.1312(a)(3)(ii), which
applied only to the 2015 ozone NAAQS. As we proposed for establishment
of SIP submission deadlines, the EPA is also proposing that the
regulation would allow the EPA to establish a different deadline in a
notice-and-comment rulemaking in order to accommodate fact-specific
circumstances, where appropriate.
With respect to the default implementation deadlines for Basic and
Enhanced I/M programs required as the result of a mandatory
reclassification, states wishing to use emission reductions from their
newly required I/M programs for the ozone NAAQS would need to have such
programs fully established and start testing as expeditiously as
practicable, but no later than the beginning of the applicable
attainment year ozone season, consistent with the CAA principle (and
logic) that measures that are needed to demonstrate attainment by the
attainment date must be in place early enough to impact the air quality
design value that will be used to determine whether the area attained
by that date. The EPA's implementing regulations for the 2008 and 2015
ozone NAAQS therefore adopt this principle with respect to
implementation of I/M when required as a result of a reclassification.
However, given the unique nature of I/M programs, there are many
challenges, tasks, and milestones that must be met in establishing and
implementing an I/M program. The EPA realizes that implementing a new
or revised I/M program on an accelerated timeline may be difficult to
achieve in practice. Therefore, for states that do not intend to rely
upon emission reductions from their newly required Basic or Enhanced I/
M program in attainment or RFP SIPs, we are proposing to allow these
Basic and Enhanced I/M programs to be fully implemented no later than 4
years after the effective date of reclassification, explained as
follows.
Under CAA section 182(i), mandatorily reclassified areas are
generally required to meet the requirements associated with their new
classification ``according to the schedules prescribed in connection
with such requirements.'' The I/M regulations provide such a prescribed
schedule in stating that newly required I/M programs are to be
implemented as expeditiously as practicable. The I/M regulations also
allow areas newly required to implement I/M up to ``4 years after the
effective date of designation and classification'' to fully implement
the I/M program.\26\ With mandatory reclassifications, this 4-year
implementation deadline for newly required I/M programs might extend
beyond the corresponding attainment date. However, by proposing such a
deadline for mandatorily reclassified areas newly required to implement
a Basic or Enhanced I/M program (but not needing I/M emission
reductions for attainment or RFP SIP purposes), the EPA maintains that
these newly required I/M programs could reasonably be implemented after
the area's relevant attainment date if reductions from an I/M program
are not necessary for an area to achieve timely attainment of the
applicable NAAQS. The EPA has long taken the position that the
statutory requirement for states to implement I/M in ozone
nonattainment areas classified Moderate and higher generally exists
independently from the attainment planning requirements for such areas
(see also section III.B.2. of this document).\27\ This proposed
implementation deadline of up to 4 years takes into consideration the
numerous challenges and milestones necessary in implementing a Basic or
an Enhanced I/M program. The EPA is proposing to establish that the
same implementation deadline of up to 4 years for areas not relying on
Basic or Enhanced I/M for attainment or RFP SIP purposes is appropriate
to also apply to voluntarily reclassified areas, where the higher
classification deadlines for those areas have either already passed or
are less than 18 months from the effective date of reclassification.
This proposed deadline is not only consistent with the proposed
deadline for mandatorily reclassified areas, but it is also consistent
with EPA's historical practice.\28\
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\26\ The I/M program implementation deadline at 40 CFR 51.373(d)
states: ``For areas newly required to implement enhanced I/M as a
result of designation under the 8-hour ozone standard, the required
program shall be fully implemented no later than 4 years after the
effective date of designation and classification under the 8-hour
ozone standard.'' A start date for I/M programs of 4 years after the
effective date of designation and classification under the 8-hour
ozone standard is also cited in the Basic I/M performance standard
at 40 CFR 51.351(c) and (i)(2).
\27\ John S. Seitz, Memo, ``Reasonable Further Progress,
Attainment Demonstration, and Related Requirements for Ozone
Nonattainment Areas Meeting the Ozone National Ambient Air Quality
Standard,'' May 10, 1995, at 4.
\28\ See, e.g., 87 FR 60897 (October 7, 2022) (establishing
Basic I/M implementation deadlines for areas reclassified from
Marginal to Moderate for the 2015 ozone NAAQS); 89 FR 51829 (June
20, 2024) (establishing Enhanced I/M implementation deadlines for
certain Texas areas that were voluntarily reclassified from Moderate
to Serious for the 2015 ozone NAAQS).
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The EPA requests comment on a proposed default deadline for
reclassified Moderate and Serious areas requiring that any newly
required Basic or Enhanced I/M programs be fully implemented as
expeditiously as practicable, but no later than 4 years after the
effective date of reclassification. The EPA again notes that if a state
intends to rely upon emission reductions from its newly required Basic
or Enhanced I/M programs in its attainment or RFP SIP, the state will
need to have such I/M programs fully implemented no later than the
beginning of the applicable attainment year ozone season.
c. Transportation Control Demonstration
CAA section 182(c)(5) requires states with Serious ozone
nonattainment areas to submit, 6 years after November 15, 1990, and
every 3 years thereafter, a demonstration as to whether current
aggregate vehicle mileage, aggregate vehicle emissions, congestion
levels, and other relevant parameters are consistent with those used
for the area's demonstration of attainment. Six years after November
15, 1990, was 2 years after the statutory deadline established to
submit attainment demonstrations for such areas. Because the
transportation control demonstration is not itself a control that must
be implemented in order for areas to attain by the attainment date, and
is ideally spaced from the deadline of the attainment demonstration to
allow sufficient time for the state to see whether actual vehicle
emissions and parameters square with the projected emissions and
parameters in the attainment demonstration modeling, it is appropriate
to retain the Act's prescribed schedule without adjustment with respect
to this element for reclassified areas. The EPA is therefore proposing
that for all reclassified Serious ozone areas, the first transportation
control demonstration must be submitted within 2 years after the
deadline for the attainment demonstrations for these areas and every 3
years thereafter.
[[Page 80841]]
2. Default Deadlines for Nonattainment Areas Reclassified as Severe
SIP requirements that apply to Severe areas are generally
cumulative of CAA requirements for lower area classifications (i.e.,
Marginal through Serious) and include additional Severe area
requirements as interpreted and described in the final SIP Requirements
Rules for the 2008 and 2015 ozone NAAQS (see 80 FR 12264, March 6,
2015; 83 FR 62998, December 6, 2018; CAA sections 172(c)(1) and 182(a)-
(d); 40 CFR 51.1100 et seq.; and 40 CFR 51.1300 et seq.). For areas
reclassified as Severe, SIP submissions must address the more stringent
major source threshold of 25 tpy \29\ for RACT and NNSR, and the more
stringent NNSR emissions offset ratio of 1.3:1.\30\ In order to fulfill
their Severe area SIP submission requirements, states may, where
appropriate, certify that existing SIP provisions for an area are
adequate to address one or more Severe area requirements. Such
certifications must be submitted as a SIP revision.\31\
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\29\ ``For any Severe Area, the terms `major source' and `major
stationary source' include (in addition to the sources described in
section 7602 of this title) any stationary source or group of
sources located within a contiguous area and under common control
that emits, or has the potential to emit, at least 25 tpy of
volatile organic compounds.'' CAA section 182(d).
\30\ See CAA section 182(d)(2). If a state's plan requires all
existing major sources in the nonattainment area to use best
available control technology for VOCs consistent with CAA section
169(3), the required offset ratio is 1.2 to 1.
\31\ Air agencies should review any existing regulation that was
previously approved by the EPA to determine whether it is sufficient
to fulfill obligations triggered by the revised ozone NAAQS. This
review should include determining whether the nonattainment area
boundary for the current ozone NAAQS is consistent with the boundary
for the previous standards. Where an air agency determines that an
existing regulation is adequate to meet applicable nonattainment
area planning requirements of CAA section 182 (or ozone transport
region RACT requirements of CAA section 184) for a revised ozone
NAAQS, that air agency's SIP revision may provide a written
statement certifying that determination in lieu of submitting new
revised regulations.
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The EPA is proposing the same default SIP submittal and
implementation deadlines for reclassified Severe areas as is proposed
in section III.A.1. of this document for reclassified Moderate and
Serious areas, with one exception for SIP submissions addressing CAA
section 185 fee programs. More specifically, for all newly applicable
SIP requirements associated with an area's reclassification to Severe
(except SIP submissions addressing section CAA section 185 fee
programs), the EPA is proposing a default SIP submittal deadline as the
earlier of 18 months after the effective date of the relevant
reclassification notice or January 1 of the applicable attainment
year.\32\ This proposed SIP submission deadline is consistent with the
EPA's historical adjustment of deadlines for ozone areas mandatorily
reclassified from Serious to Severe under the 2008 ozone NAAQS as well
as areas reclassified to Severe per a voluntary request from the state,
for which we have previously established 18-month SIP submission
deadlines.\33\
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\32\ This proposed deadline would not apply for voluntarily
reclassified areas where the existing Severe area SIP submission
deadline is at least 18 months from the effective date of the
reclassification. In those instances, the existing Severe area SIP
submission deadline would apply.
\33\ 87 FR 21825 (April 13, 2022).
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It is appropriate to align the default SIP submission and
implementation deadlines for reclassified Severe nonattainment areas
with those proposed in section III.A.1. of this document for
reclassified Moderate and Serious nonattainment areas. The same
considerations articulated in section III.A.1. also apply here.
Additionally, areas that have been reclassified to Severe are areas
that have struggled over time to expeditiously attain the NAAQS, and
may face more complex and difficult implementation obstacles than areas
classified at lower levels. However, it is the Agency's view that an
outer boundary of 18 months remains an appropriate timeframe for states
to revise SIPs as needed, even for areas reclassified as Severe. We
recognize that the statute's later maximum attainment date associated
with higher classifications, and the more stringent requirements
imposed upon such areas under subpart 2, reflect the ``heavier lift''
that Severe areas may face to attain the NAAQS. The longer interval
between attainment dates between Serious and Severe would provide
states more time than is available for reclassifications between the
lower classifications (i.e., Marginal to Moderate or Moderate to
Serious) for SIP development and identification and implementation of
control measures. However, that same interval also means that
establishing an 18-month maximum SIP submission and control measure
implementation deadline will result in earlier implementation of the
control measures prompted by the Severe area requirements, such that
those measures may be in place to impact air quality in multiple ozone
seasons before the maximum attainment date, rather than just the last
ozone season preceding the attainment date, as may often be the
practical outcome of the EPA's proposed deadline for areas in the lower
classifications. Increasing the likelihood that Severe area measures
will be in place for multiple ozone seasons prior to the attainment
date correspondingly increases the likelihood that these reclassified
Severe areas will expeditiously attain the NAAQS by the attainment
date. The EPA's proposed deadline for reclassified areas, by providing
18 months for SIP development but requiring at least that those
revisions and measures be submitted by the last calendar year preceding
the attainment date, accommodates the varying positions areas may be in
vis-[agrave]-vis their attainment date, while also meeting the CAA's
requirement under section 182(i) ``to assure consistency among the
required submissions.''
The EPA is therefore proposing a default deadline for states to
submit Severe area SIP revisions of 18 months after the effective date
of reclassification or January 1 of the applicable attainment year,
whichever is earlier. Specifically, the EPA is proposing that SIP
revisions required for all newly reclassified Severe areas must be
submitted by the sooner of 18 months after the effective date of
reclassification or January 1 of the applicable attainment year, except
for SIP revisions required to address the section 185 fee program
element, for which the EPA is proposing a submittal deadline of the
earlier of 36 months after the effective date of reclassification or
January 1 of the applicable attainment year. Consistent with past
practice, the EPA is proposing a later submittal date for the CAA
section 185 fee program element than what is proposed for the other
requirements because implementation of a CAA section 185 fee program is
a penalty for failing to attain the NAAQS by the applicable attainment
date.\34\ Thus, an extended deadline of the earlier of 36 months after
the effective date of reclassification or January 1 of the applicable
attainment year, could allow states to focus more attention on other
elements in the first 18 months following reclassification while also
allowing enough time for states to submit, and for the EPA to approve,
a CAA section 185 fee program ahead of the applicable Severe area
attainment date. However, to the degree that states want to take
advantage of the administrative efficiency of adopting the CAA section
185 fee program element along with other required Severe area SIP
elements, they have the option to submit their CAA section 185 fee
programs earlier, including with the other elements.
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\34\ See, 87 FR 60926 at 60932 (October 7, 2022).
---------------------------------------------------------------------------
CAA section 182(d)(1)(A) requires a state with a Severe ozone
nonattainment
[[Page 80842]]
area to submit a SIP revision that identifies and adopts specific
enforceable transportation controls strategies and transportation
control measures (TCMs) to offset any growth in emissions from vehicle
miles traveled (VMT) or number of vehicles trips in such area. The EPA
has provided guidance to states on how to demonstrate whether there has
been any growth in emissions from growth in VMT or growth in the number
of vehicle trips.\35\ In addition, states with Severe ozone
nonattainment areas are required to submit a SIP revision that
identifies and adopts specific enforceable transportation control
strategies and TCMs to obtain reductions in motor vehicle emissions as
necessary, in combination with other emission reduction requirements.
States are also required to consider measures specified in CAA section
108(f) and choose from among those measures and implement such measures
as necessary to demonstrate attainment with the relevant ozone NAAQS.
In considering these measures, states should ensure adequate access to
downtown, other commercial, and residential areas and should avoid
measures that increase or relocate emissions and congestion rather than
reduce them. The EPA proposes that a SIP revision to address the VMT
offset demonstration requirement will be due the earlier of 18 months
after the effective date of reclassification or January 1 of the
applicable attainment year, consistent with all other Severe area
requirements. If a demonstration shows that a state must adopt
transportation control strategies or TCMs to offset any identified
increase in emissions due to growth in VMT or vehicle trips or if
additional transportation control strategies or TCMs are needed to
address RFP or attainment, we are proposing that the transportation
control strategies and/or TCMs be submitted at the same time as the SIP
revision to address the VMT offset demonstration.
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\35\ In August 2012, the EPA released guidance on VMT offset
demonstrations titled ``Implementing Clean Air Act Section
182(d)(1)(A): Transportation Control Measures and Transportation
Control Strategies to Offset Growth in Emissions Due to Growth in
Vehicle Miles Travelled'' (EPA-420-B-12-053). This guidance is
posted at https://www.epa.gov/state-and-local-transportation/vehicle-miles-travelled-vmt-offset-demonstration-guidance.
---------------------------------------------------------------------------
In addition to these submission deadlines, for any controls that
air agencies determine are needed for meeting CAA requirements, the EPA
is proposing that these controls must be implemented as expeditiously
as practicable, but no later than 18 months from the SIP submission
deadline or the beginning of the applicable attainment year ozone
season, whichever is earlier. This proposed deadline would generally
provide a 36-month schedule for SIP submission and controls
implementation for reclassified Severe areas. These proposed default
deadlines are consistent with the deadlines established for all other
Severe area plan elements that are established under CAA sections
172(c)(1) and 182(a)-(d), and 40 CFR 51.1100 et seq. As proposed in
section III.A.1. of this document for reclassified Moderate and Serious
areas, the EPA is also proposing to reserve the right to establish
different SIP submittal and implementation deadlines for reclassified
Severe areas in a notice-and-comment rulemaking in order to accommodate
fact-specific circumstances, where appropriate.
In addition to the SIP submission deadlines identified in this
section, the CAA prohibits the sale of conventional gasoline in any
ozone nonattainment area that is reclassified as Severe and requires
that federal reformulated gasoline (RFG) be sold instead. The
prohibition on the sale of conventional gasoline takes effect 1 year
after the effective date of the reclassification (see CAA sections
211(k)(10)(D) and 211(k)(5)). The prohibition on the sale of
conventional gasoline takes effect by operation of law; therefore,
states with such reclassified areas are not required to make a SIP
submission associated with the RFG requirement.
In summary, the EPA is proposing to establish default SIP submittal
and implementation deadlines for reclassifications by operation of law
under CAA section 181(a)(2) for areas that fail to attain by the
attainment date and are thus reclassified as Moderate, Serious, or
Severe for all current and future ozone NAAQS, and also for voluntary
reclassifications to these classifications under CAA section 181(a)(3).
Establishing default SIP submission deadlines that are triggered from
the effective date of reclassification actions will provide consistency
among the submissions in the sense that all states with jurisdiction
over such areas will be treated uniformly by having the same amount of
time to develop and submit SIPs. However, we acknowledge that our
proposal could in some cases result in SIP deadlines for reclassified
areas falling on different days (because such deadlines will be
triggered by reclassification actions that are statutorily required to
happen any time in a 6-month window following the attainment date, or
are granted under voluntary reclassification requests that may occur at
any time).
For areas reclassified as Moderate or Serious, where the initially
established deadlines have passed or are less than 18 months from the
effective date of reclassification, the EPA is requesting comment on:
(1) establishing a default SIP submission deadline for all Moderate and
Serious area plan elements of no later than 18 months from the
effective date of the relevant reclassification notice or January 1 of
the applicable attainment year, whichever is earlier; (2) requiring
that RACT be implemented as expeditiously as practicable, but no later
than 18 months from the RACT SIP submittal deadline or the beginning of
the applicable attainment year ozone season, whichever is earlier; (3)
requiring that any newly required Basic or Enhanced I/M programs be
fully implemented as expeditiously as practicable, but no later than 4
years after the effective date of reclassification; and (4) requiring
that the first transportation control demonstration be submitted 2
years after the due date for the attainment demonstrations for
reclassified areas (i.e., January 1 of the applicable attainment year)
and every 3 years thereafter.
For areas reclassified as Severe, where the initially established
deadlines have passed or are less than 18 months from the effective
date of reclassification, the EPA is requesting comment on: (1)
establishing a default SIP submission deadline for all Severe area plan
elements of 18 months after the effective date of reclassification or
January 1 of the applicable attainment year, whichever is earlier, with
an exception for section 185 fee program SIPs; (2) establishing a
default SIP submission deadline for section 185 fee program SIPs of 36
months from the effective date of reclassification or January 1 of the
applicable attainment year, whichever is earlier; and (3) requiring
that any controls needed for meeting RFP or timely attainment of the
ozone NAAQS be implemented as expeditiously as practicable, but no
later than 18 months after the proposed SIP submission deadline or the
beginning of the applicable attainment year ozone season, whichever is
earlier.
B. Status of Certain Requirements of Former Classification
1. Introduction
The EPA is also proposing to revise regulations to clarify whether,
when an ozone nonattainment area is reclassified to a higher
classification, certain ozone SIP requirements for that lower, former
classification will still be required. The
[[Page 80843]]
EPA has previously established its statutory interpretation and
position on the status of certain SIP requirements for the previous
classification in individual SIP actions, most recently in a
reclassification action for three nonattainment areas in Texas.\36\
This proposal restates these interpretations and proposes regulatory
language to codify these interpretations to provide further clarity.
Specifically, the EPA is restating its interpretation that ozone
nonattainment area planning requirements continue to apply following a
change in an area's classification level, except where the EPA has
specifically determined that the planning requirement is no longer
applicable. Specifically, the EPA's existing interpretation is that
only three requirements applicable to the lower, former classification
(i.e., Moderate or Serious) are no longer required following a change
in the area's classification (i.e., to Serious or Severe,
respectively): (1) the attainment demonstration, (2) RACM, and, (3) for
areas that are voluntarily reclassified, contingency measures as
necessary to address failure to attain by the attainment date.
---------------------------------------------------------------------------
\36\ 89 FR 51829 (June 20, 2024).
---------------------------------------------------------------------------
As described elsewhere in this document, CAA section 182(i)
specifies that reclassified areas must meet the requirements ``as may
be applicable to the area as reclassified'' and describes the EPA's
authority to adjust applicable deadlines (except attainment dates) for
the new classification. In contrast, the CAA does not specify what then
happens to the requirements that were applicable to the area as it was
formerly classified. Nevertheless, this question commonly arises in the
ozone program in circumstances where an area is reclassified--whether
mandatorily as a result of failure to attain pursuant to CAA section
181(b)(2) or voluntarily (i.e., at the request of a state) pursuant to
CAA section 181(b)(3)--before the EPA determines that the requirements
for the former classification have been met by the state. This can
occur when reclassification takes effect before a state has submitted a
SIP revision addressing the requirements applicable to the former
classification, before the EPA has acted on a SIP submission to address
such requirements, or where the EPA has disapproved or conditionally
approved a SIP submission addressing such requirements. For the
purposes of this proposal, the EPA refers to the unresolved
requirements applicable to the former classification under any of these
scenarios as ``leftover'' SIP requirements.
As an initial matter, the Agency notes that when the states and EPA
timely meet CAA-specified deadlines for submitting and acting on SIPs,
and the submissions are approvable, it is possible for there to be no
leftover SIP requirements, but this is not guaranteed for every
situation. To illustrate a possible circumstance, consider that under
the 2015 ozone NAAQS, the Marginal attainment date was August 3, 2021.
Assuming the EPA had completed the Marginal determinations of
attainment by the attainment date (DAADs) within the 6 months provided
by CAA section 181(b)(2) (i.e., within 6 months of the August 3, 2021,
attainment date), the reclassifications to Moderate would have taken
effect no later than February 2022. The EPA, consistent with the
principles articulated in the deadline portion of this document, could
have established a SIP due date of January 1, 2023 (i.e., the beginning
of the Moderate attainment year), less than 11 months after the
reclassification took effect. Had the states in turn made timely and
complete submissions by January 1, 2023, the EPA could theoretically
have acted to approve or disapprove them within the statutory 12 months
allotted, or by January 1, 2024. This would have allowed for the
possibility of final action before the Moderate attainment date of
August 3, 2024. Assuming, for the sake of illustration, that such SIPs
were approvable, final approval before the attainment date would ensure
that there would be no leftover Moderate SIP requirements by the time
the EPA would be required to complete the Moderate area DAAD (i.e., by
February 2025) and reclassify areas to Serious if they fail to attain.
However, implementation of the ozone standards does not always follow
the most straightforward path. To take the previous example, consider
the changed circumstances and timeframe that might occur if the
Marginal area qualified for a 1-year extension of the attainment date
(under CAA section 181(a)(5) and 40 CFR 51.1307), but ultimately failed
to attain by the extended attainment date of August 3, 2022. Even if
the EPA issued its DAAD action reclassifying the area immediately after
the attainment date (i.e., August 4, 2022), the state would have less
than four months between the reclassification and its applicable SIP
due date under this proposal (i.e., January 1 of the attainment year,
2023) to develop the SIP revisions, put them out for public notice and
comment, legislatively approve them, and submit them to the EPA (see,
CAA section 110(l)). This timeframe makes it nearly impossible for the
state and the EPA to have approved Moderate area SIPs and controls in
place to influence air quality to help the area attain by the Moderate
area attainment date (i.e., August 3, 2024). Thus, areas in
circumstances like these may end up failing to attain by the Moderate
area attainment date and being reclassified as Serious without having
their Moderate area SIP revisions submitted and/or approved. Moreover,
even where there is no attainment date extension, the CAA timelines
under section 182 leave no margin for delay, particularly for areas
that are reclassified by operation of law as Moderate or Serious. For
such areas, the attainment year typically begins less than a year from
when the SIP would be due, and the resulting timeframe for SIP
development--which for ozone can involve complex analyses--is typically
less than a year. Therefore, despite significant effort invested by the
EPA and states to timely meet CAA-specified deadlines for ozone SIPs,
these deadlines are sometimes not met, and leftover SIP requirements
can result.
Accordingly, the EPA is restating in this national rulemaking its
interpretations describing whether and how these types of SIP
requirements leftover from lower classifications will still apply
following the reclassification to a higher classification (e.g.,
reclassification from Moderate to Serious). The EPA is also proposing
regulatory text to codify these interpretations. If this proposed rule
is finalized, it will codify the EPA's existing interpretation that
certain requirements applicable to the lower, former classification
(i.e., Moderate or Serious) are no longer required following a change
in the area's classification. Codifying this interpretation will
improve the EPA's and states' abilities to identify and timely meet SIP
deadlines.
2. Leftover SIP Requirements
The EPA has assessed the effect of reclassification on each of the
SIP requirements--referred to in this document as SIP elements--that
apply to Marginal, Moderate, and Serious areas.\37\ We have concluded
that certain SIP elements, discussed in this section, are explicitly
tied to the current attainment date, and would therefore be mooted by
reclassification. However,
[[Page 80844]]
most of the SIP elements required under the former classification are
not explicitly tied to the attainment date for that former
classification and are therefore unaffected by reclassification. The
mere fact that an area is reclassified is not a sufficient basis to
determine that a CAA requirement applicable to the prior classification
no longer applies and there is no language in the statute which
necessitates or even supports such a position. The SIP elements
associated with each classification are generally cumulative from
Marginal up to Extreme.\38\ The requirement to submit such elements
remains applicable, and the submittal and implementation deadlines are
unchanged. If a state misses the submission deadline for these required
SIP elements and has been subsequently reclassified, the EPA is
obligated under CAA section 110(k)(1)(copyright) to issue a finding
that the state has failed to make a complete submission (FFS) and
promulgate a FIP unless the state submits, and the EPA approves, a
corrective SIP. Thus, the EPA is not proposing any changes to the
current rules with respect to these requirements. For clarity, the
requirements associated with a prior classification that the EPA has
concluded still apply following a reclassification are listed in table
2. The EPA has been, and will continue, to conduct any CAA-directed
oversight on adherence to these listed requirements following
reclassification.
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\37\ As noted previously, this rule does not address voluntary
reclassifications from Severe to Extreme. The EPA expects that this
type of reclassification will be rare. We would address the status
of leftover Severe requirements following a reclassification to
Extreme, if any, on a case-by-case basis, should the need arise.
\38\ In subpart 2, subsections (b) through (d) of CAA section
182 cover the required SIP revisions for Moderate (182(b)), Serious
(182(c)), and Severe (182(d)), and those requirements are generally
cumulative. See, e.g., CAA section 182(b) (requiring Moderate areas
to make submissions relating to Marginal areas in addition to the
revisions for the Moderate classification).
Table 2--SIP Requirements From a Prior Classification That Continue To
Apply Following Reclassification
------------------------------------------------------------------------
Regulatory cite
SIP requirement CAA section from 40 CFR (if
applicable)
------------------------------------------------------------------------
Marginal Area Requirements
------------------------------------------------------------------------
Emissions Inventory............. 182(a)(3)(A)...... Sec. 51.1315.
Emissions Statement Rule........ 182(a)(3)(B)...... Sec. 51.1300(p).
------------------------------------------------------------------------
Moderate Area Requirements (also includes above Marginal Area
Requirements)
------------------------------------------------------------------------
15 percent rate-of-progress 182(b)(1)(a)...... Sec. 51.1310.
(ROP) plan.
Contingency measures for failure 172(c)(9)......... N/A.
to achieve ROP.
Moderate Area RACT.............. 182(b)(2)......... Sec. 51.1312.
NNSR Moderate Area rules........ 173............... Sec. 51.165.
Basic I/M....................... 182(b)(4)......... 40 CFR part 51,
subpart S.
------------------------------------------------------------------------
Serious Area Requirements (also includes above Moderate Area
Requirements)
------------------------------------------------------------------------
RFP............................. 182(c)(2)(B) and Sec. 51.1310.
(C).
Serious Area RACT............... 182(b)(2)......... Sec. 51.1312.
Contingency measures for failure 182(c)(9)......... N/A.
to achieve RFP.
Enhanced I/M.................... 182(c)(3)......... 40 CFR part 51,
subpart S.
Clean-fuel Vehicle Programs..... 182(c)(4)......... N/A.
NNSR Serious Area Rules......... 173............... 51.165.
------------------------------------------------------------------------
The EPA is, however, proposing that following reclassification,
there are three elements for nonattainment areas formerly classified as
Moderate or Serious that are no longer required for the lower, former
classification: (1) the attainment demonstration, (2) RACM, and (3) in
the case of voluntary reclassification, contingency measures for
failure to attain. These three elements are no longer required because
they are explicitly tied to the applicable attainment date. CAA section
181(a)(1) provides that the attainment date for an ozone nonattainment
area depends upon its classification. Therefore, when an ozone
nonattainment area is reclassified, the attainment date for the prior
classification is superseded by the attainment date for the new
classification. Thus, once an ozone nonattainment area has been
reclassified and as a result has a new statutory attainment deadline,
these three elements are no longer required for the lower, former
classification. Requiring a state to submit or the EPA to act on such
SIP elements would make no logical or practical sense as described in
more detail later in this section.
The first proposed element that is no longer required is the
attainment demonstration requirement for the former classification.
Following mandatory reclassification upon failure to attain, the
former, superseded classification's attainment date is in the past and
is no longer applicable, and it is no longer meaningful to evaluate
whether a plan demonstrates that an area would attain by that
superseded date. Moreover, it is impossible for a plan to demonstrate
that an area would attain by that superseded date. At that point in
time, no changes could be made that would change facts that have
already come to pass (i.e., that the area has failed to attain by its
applicable attainment date). For a voluntary reclassification that
becomes effective before the attainment date, the former attainment
date is likewise superseded. There can only be one attainment date that
applies at any given time, and the CAA does not require attainment
demonstrations for attainment dates that are not applicable to the
area. Because the former classification's attainment date is no longer
applicable, it is therefore no longer relevant for the area to
demonstrate attainment with respect to it (just as it is not relevant
for an area initially classified as Serious to provide an attainment
demonstration for a Moderate attainment date). Moreover, following
voluntary reclassification, the EPA is no longer required to determine
whether the area attained by the former attainment date. The EPA is
therefore proposing to codify the Agency's existing interpretation that
the leftover attainment demonstration requirement is no longer required
upon reclassification.
[[Page 80845]]
The second element that is proposed to be no longer required for
the lower, superseded classification is RACM. For ozone NAAQS
implementation under subpart 2 of the CAA, the EPA's rules require the
RACM element to be submitted with the attainment demonstration.\39\ The
RACM demonstration must show that an area has adopted all reasonably
available control measures necessary to demonstrate attainment as
expeditiously as practicable and meet RFP.\40\ The EPA has long
evaluated RACM in terms of whether, beyond the control strategy
associated with the accompanying attainment demonstration, there are
any reasonably available control measures that could advance an area's
attainment date.\41\ The determination of whether a SIP contains all
RACM requires an area-specific analysis that there are no additional
economically and technologically feasible control measures (alone or
cumulatively) that will advance the attainment date.\42\ The EPA's RACM
policy, as outlined in the April 16, 1992, General Preamble, indicates
that states should consider all candidate measures that are potentially
available for the particular nonattainment area that could advance the
attainment date by 1 year.\43\ Thus, the basis for our proposal that
the attainment demonstration is no longer required is applicable to the
RACM analysis as well. For a mandatory reclassification, this means
that the former classification's attainment date is in the past and was
not met. Thus, it is not possible or meaningful to conduct an
evaluation as to whether attainment could be achieved by the attainment
date or advanced. Likewise, once a voluntary reclassification has
occurred, it is no longer relevant to assess whether the former
attainment date could have been met sooner. Thus, even though it may
have been requested prior to the former attainment date, once granted,
a voluntary reclassification would still render inapplicable those
requirements specifically tied to the former, no longer applicable
attainment date. Accordingly, the EPA interprets the CAA such that
following reclassification, both the attainment demonstration and
associated RACM analysis must be done with respect to the new and
currently applicable attainment date. The CAA does not require
attainment demonstrations (and accompanying RACM analysis) for
attainment dates associated with any classification that is not
applicable to the area.
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\39\ 40 CFR 51.1312(c)
\40\ Id.
\41\ See 83 FR 62998, 63008 (December 6, 2018).
\42\ Memorandum of December 14, 2000, from John S. Seitz,
Director, Office of Air Quality Planning and Standards, re:
``Additional Submission on RACM from States with Severe One-Hour
Ozone Nonattainment Area SIPs.'' https://www.epa.gov/ttn/oarpg/t1/memoranda/121400_racmmemfin.pdf.
\43\ ``State Implementation Plans; General Preamble for the
Implementation of Title I of the Clean Air Act Amendments of 1990;
Proposed Rule.'' 57 FR 13507 (April 16, 1992). The discussion of
RACM in that document contains other relevant history concerning the
RACM requirement.
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The third element that the EPA interprets the CAA to no longer
require, and therefore proposes to codify into regulatory text through
this rule, is the contingency measure requirement with respect to
contingency measures that are only tied to the attainment date.\44\ The
contingency measure provisions of the CAA require the submittal of
measures that would take effect without further action by the EPA or
the state if the area fails to make RFP, or fails to attain by the
attainment date.\45\ Unlike the first two elements, the EPA is
proposing that the contingency measure requirement for failure to
attain would no longer be required only in the case of a voluntary
reclassification which becomes effective before the attainment date
associated with the prior classification. In the case of mandatory
reclassification upon failure to attain, the contingency measure
requirement for failure to attain would continue to apply.\46\
Furthermore, in no case would reclassification alone make the
contingency measure requirement for RFP or milestone failure be no
longer applicable. The contingency measure requirement for failure to
attain no longer applies in the case of a voluntary reclassification
because, in those circumstances, the state requests, and the EPA
approves, a reclassification before the attainment date. When the area
is voluntarily reclassified before the attainment date, the EPA is no
longer required to determine whether the area attained by the former
attainment date. Because the EPA would not issue such a finding of
failure to attain, contingency measures for failure to attain by the
attainment date associated with the previous classification would not
be triggered, and thus no longer have logical significance. The EPA
notes, however, that any mandatory or voluntary reclassification
triggers the need to submit new contingency measures for failure to
attain by the new attainment date, and further notes that there must
still be contingency measures available to implement in the event the
area fails to meet any RFP milestone associated with the current or
former classification.
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\44\ The EPA notes that most state air agencies do not
distinguish their contingency measures submissions as to which
measures would be triggered by a failure to attain versus a failure
to meet RFP, and the EPA does not necessarily encourage this.
Because contingency measures will continue to be required for RFP
following voluntary reclassification, the practical effect of the
contingency measures element no longer being required for failure to
attain may be negligible in most cases.
\45\ CAA section 172(c)(9). The RFP contingency measure
requirement is further specified in CAA section 182(c)(9) to be
undertaken if the area fails to meet any applicable RFP milestone.
\46\ Moreover, the determination that the area failed to attain
would actually trigger implementation of these contingency measures.
To the extent this requirement is still unmet following such a
determination, the lack of contingency measures is a deficiency that
states must correct by developing and implementing such measures as
soon as reasonably possible (See, e.g., 88 FR 67961.)
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Aside from these three SIP requirements proposed to be no longer
applicable following reclassification, the EPA is not proposing any
clarifications or changes to its interpretation regarding the remaining
required SIP elements. All other Marginal, Moderate, and Serious area
elements continue to be required after these areas are reclassified.
These requirements are unaffected because their meaning is not
dependent upon the attainment date itself. For completeness, these
requirements are listed in table 2. Reclassification does not change
the submission requirement or due date for these elements. For example,
the Moderate area 15 percent rate-of-progress (ROP) requirement of CAA
section182(b) specifies an amount of reductions that must occur within
6 years of initial designation, and this requirement is not tied to the
applicable attainment date, and therefore, is unaffected by
supersession of the attainment date. Similarly, the 3 percent RFP
requirement of CAA section 182(c)(2)(B) is expressed as an amount of
reductions that must occur every 3 years, beginning 6 years after
initial designation and continuing until the attainment year. A new,
later attainment date would have no effect on the requirement to reduce
emissions in years 6, 9, and so on. This same reasoning applies to the
requirement to have contingency measures for failure to meet RFP. Where
an area is reclassified and the attainment date is superseded, the EPA
must still determine the adequacy of a state's demonstration that RFP
milestones have been met, which, if inadequate, could trigger the
implementation of contingency measures. Accordingly, and as discussed
earlier, contingency measure submissions for this element associated
with the current or former classification are still required.
Similar reasoning applies to the other elements listed in table 2.
RACT, I/M,
[[Page 80846]]
NNSR, and clean-fuel vehicle elements are required to be implemented on
specific timeframes that are independent of the attainment date and
therefore are unaffected by its supersession. Changing the submission
requirement or implementation deadlines for these elements that are not
tied to the attainment date would delay the implementation of these
measures beyond what the CAA intended. While the CAA does provide for
later attainment dates for higher classifications, it does not
authorize altering requirements that came due as a result of the lower
classifications, aside from the very particular situation outlined for
the three requirements that are directly dependent on the attainment
date. For example, the CAA requirement in section 182(b)(2) to
implement RACT for specified sources is implemented and assessed based
on whether the RACT rules are implementing what is economically and
technologically feasible. In other words, this analysis of whether
controls comprise RACT is done irrespective of the attainment deadline
and on a timeline that does not change if the attainment deadline is
superseded. There is nothing in the CAA to suggest that
reclassification, and the associated change in an area's attainment
date, should alter the preexisting requirement to submit a SIP
implementing RACT level controls and the deadline to implement those
controls. This same logic applies to all the identified SIP
requirements not specifically tied to the attainment date. This also is
consistent with the EPA's current practice with respect to these
requirements.
Finally, the EPA notes that once a reclassification occurs,
questions may arise as to how the EPA will implement the leftover SIP
requirements. First, for the requirements that the EPA has determined
still apply, the statutory planning obligations on states and the EPA
would remain. Where a state has not submitted a plan addressing these
requirements, the EPA would be required to issue an FFS (as it has done
for the 2015 NAAQS Moderate SIP elements),\47\ and where a state does
not submit an approvable plan for these requirements, there would be
FIP and sanctions obligations from any resulting disapprovals. We will
continue to work with states to support the development of approvable
SIPs for these required elements, and where such SIPs are received, we
intend to act on them in a timely manner, notwithstanding that the area
has been reclassified since the SIPs came due. There may be
opportunities for states to harmonize certain analyses for the new
classification with submittals for the former classification, but these
are situationally dependent and beyond the scope of this rule. As to
the SIP elements that the EPA interprets to no longer be required for
areas that have been reclassified, the EPA can withdraw the existing
FFS for these elements and thereby remove associated FIP and sanctions
obligations. Similarly, where a submittal is pending before the EPA
that contains SIP elements that are no longer required, the EPA expects
that a state could withdraw such a submission, with the expectation
that the EPA would not issue an FFS as to such no longer required SIP
elements. For such submissions that remain pending before the EPA and
for which the Agency is required to take action on under CAA section
110(k)(2), or if there are no longer required elements of a submission
that the state still wishes the EPA to act on, the EPA would continue
to evaluate those submissions in light of its view that the
approvability of such a submission no longer depends upon the
attainment date associated with the former classification.
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\47\ 88 FR 71757 (October 18, 2023).
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C. Serious Area SIP Revisions for the 2015 Ozone NAAQS
Moderate nonattainment areas that the EPA has determined failed to
attain the 2015 ozone NAAQS by the attainment date of August 3, 2024,
will be reclassified as Serious by operation of law upon the effective
date of the relevant final reclassification rule. Upon
reclassification, each responsible state air agency must submit SIP
revisions that satisfy the general air quality planning requirements
under CAA section 172(copyright) and the ozone specific requirements
for Serious nonattainment areas under CAA section 182(copyright), as
interpreted and described in the 2015 Ozone NAAQS SIP Requirements Rule
(see 83 FR 62998, December 6, 2018, and 40 CFR 51.1300 et seq.). This
section describes the required submission elements for Serious
nonattainment areas and articulates how, if finalized, the proposed
default SIP submission and implementation deadlines in section III.A.1.
of this document will apply to all areas reclassified as Serious under
the 2015 ozone NAAQS. In separate rulemakings, the EPA will determine
whether specific areas classified as Moderate for the 2015 ozone NAAQS
attained the standard by the applicable attainment date of August 3,
2024. The uniform deadlines the EPA is proposing to establish in this
rulemaking document are intended to apply to all reclassified Serious
nonattainment areas, unless otherwise established in a separate notice-
and-comment rulemaking.
1. Required Submission Elements
SIP requirements that apply to areas classified as Serious are
generally cumulative of CAA requirements for the Moderate
classification and include additional requirements that are specific to
areas classified as Serious, as interpreted and described in the final
SIP Requirements Rule for the 2015 ozone NAAQS (see CAA sections
172(c)(1) and 182(b) and (c), and 40 CFR 51.1300 et seq.). The SIP
requirements that apply specifically to Serious areas include: Enhanced
monitoring (CAA section 182(c)(1) and 40 CFR 58.10); Emissions
inventory and emissions statement rule (CAA section 182(a)(1), CAA
section 182(a)(3)(A), 40 CFR 51.1300(p), and 40 CFR 51.1315); RFP (CAA
section 182(c)(2)(B) and 40 CFR 51.1310); Attainment demonstration and
RACM (CAA section 182(c)(2(A), CAA section 172(c)(6), 40 CFR 51.1308,
and 40 CFR 51.1312(c)); RACT (CAA section 182(b)(2) and 40 CFR
51.1312); Nonattainment New Source Review (NSR) (CAA section 172(c)(5),
CAA section 173, 40 CFR 51.1314, and 40 CFR 51.165); Enhanced I/M (CAA
section 182(c)(3) and 40 CFR part 51, subpart S); Clean-fuel vehicle
programs (CAA section 182(c)(4)); \48\ and Contingency measures (CAA
sections 172(c)(9) and 182(c)(9)). In addition to these required SIP
submissions, a demonstration evaluating the need for a transportation
control measure program (CAA section 182(c)(5)) is required.
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\48\ In June 2022, the EPA released guidance on clean fuel fleet
programs titled ``Guidance for Fulfilling the Clean Fuel Fleets
Requirement of the Clean Air Act'' (EPA-420-B-22-027). This guidance
is posted at https://www.epa.gov/state-and-local-transportation/clean-fuel-fleets-program-guidance.
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We are providing additional discussion in the following sections
for these Serious area requirements: (a) RACT, (b) Nonattainment New
Source Review, and (c) Enhanced I/M.
a. RACT
Subpart 2 of part D of title I of the CAA applies a specific RACT
requirement for all ozone nonattainment areas that the EPA interprets
as being independent of the Attainment Demonstration and RACM elements
(see CAA section 182(b)(2), 40 CFR 51.1112, and 40 CFR 51.1312). For
ozone nonattainment areas reclassified as Serious, the independent
analysis addressing RACT level controls for major sources must include
an evaluation of controls for sources emitting 50 tons per year (tpy)
or more
[[Page 80847]]
that are currently reasonably available, consistent with the definition
of ``major source'' or ``major stationary source'' for areas classified
as Serious (see CAA sections 182(c)). The RACT analysis must also
include an evaluation of currently available RACT for all sources in
the nonattainment area that emit, or have the potential to emit, at
least 50 tpy of VOC or NOX, as well as an evaluation of RACT
for all sources subject to a Control Techniques Guideline (see CAA
sections 182(b)(2) and 182(f)). The EPA recognizes that in the context
of a reclassification to Serious, these areas should already have RACT
in place to address the lower classification's requirements (i.e.,
those required when the areas were previously classified as Moderate);
RACT should already be implemented in these areas for sources that
emit, or have the potential to emit, at least 100 tpy of VOC or
NOX. CAA subpart 2 requirements are generally cumulative
and, for Serious areas, states are required to address not only those
requirements listed in CAA section 182(c) but also in CAA sections
182(a) and (b), to the extent those requirements are not superseded by
the more stringent requirements in CAA section 182(c) and/or have not
been previously addressed. However, the primary focus for states with
areas reclassified as Serious is expected to be on identifying and
adopting new RACT measures required to control sources with the
potential to emit between 50 to 100 tpy of VOC or NOX, as
long as the state has already addressed sources with at least 100 tpy
of VOC or NOX. In order to fulfill their Serious area SIP
submission requirements under the 2015 ozone NAAQS, states may, where
appropriate, certify that existing RACT SIP provisions for an area are
adequate to address one or more Serious area requirements. Such
certifications must be submitted as a SIP revision.\49\
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\49\ Air agencies should review any existing regulation that was
previously approved by the EPA to determine whether it is sufficient
to fulfill obligations triggered by the reclassification. This
review should include determining whether the nonattainment area
boundary for the 2015 ozone NAAQS is consistent with the boundary
for any previous standards. Where an air agency determines that an
existing regulation is adequate to meet any newly applicable
nonattainment area planning requirements under CAA section 182, that
air agency's SIP revision may provide a written statement certifying
that determination in lieu of submitting new revised regulations.
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As a general matter, the EPA expects that any new determination or
certification that a state regulation meets RACT should be supported in
the record with a state's assessment of relevant information. We
informally refer to this assessment process as ``due diligence review''
and consider it a necessary component of approvable RACT SIP revisions.
The EPA has articulated this policy previously in its implementation
rules for the 2015 and 2008 ozone NAAQS, indicating that states should
refer to all relevant information (including recent technical
information and information received during the public comment period)
that is available at the time that they are developing their RACT
SIPs,\50\ and that SIP certifications should explain how an applicable
requirement is met by a previously approved regulation.\51\
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\50\ See 83 FR 62998, 63007 (December 6, 2018) and 80 FR 12264,
12279 (March 6, 2015).
\51\ See 83 FR 62998 at 63002.
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The EPA has long taken the position that the statutory requirement
for states to assess and adopt RACT for sources in ozone nonattainment
areas classified Moderate and higher generally exists independently
from the attainment demonstration for such areas.\52\ In addition to
the independent RACT requirement, states have a statutory obligation to
apply RACM and adopt such measures needed to meet RFP requirements and
to demonstrate attainment as expeditiously as practicable when also
considering emissions reductions associated with the implementation of
RACT on sources in the area.\53\ Therefore, to the extent that a state
adopts new or additional control measures as RACT and then relies on
the emission reductions caused by those control measures to demonstrate
RFP and/or to demonstrate attainment as expeditiously as practicable,
those states must include such RACT revisions with the other SIP
elements due as part of the attainment plan required under CAA sections
172(c) and 182(c).
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\52\ See Memo from John Seitz, ``Reasonable Further Progress,
Attainment Demonstration, and Related Requirements for Ozone
Nonattainment Areas Meeting the Ozone National Ambient Air Quality
Standard'' (1995), at 5 (explaining that subpart 2 requirements
linked to the attainment demonstration are suspended by a finding
that a nonattainment area is attaining but that requirements such as
RACT and I/M must be met whether or not an area has attained the
standard); see also 40 CFR 51.1318 (suspending attainment
demonstrations, RACM, RFP, contingency measures, and other
attainment planning SIPs with a finding of attainment).
\53\ Though not directly a part of a nonattainment area RACM
analysis, the EPA has interpreted CAA section 172(c)(6) to require
that air agencies also consider the impacts of emissions from
sources outside an ozone nonattainment area (but within a state's
boundaries) and must require other control measures on these
intrastate sources if doing so is necessary to provide for
attainment of the applicable ozone NAAQS within the area by the
applicable attainment date. For discussion of this ``other control
measures'' provision see also the final rule to implement the 2015
ozone NAAQS (83 FR 63015, December 6, 2018), the Phase 2 proposed
rulemaking (68 FR 32829, June 2, 2003) and final rule to implement
the 8-hour ozone NAAQS (70 FR 71623, November 29, 2005), and the
final rule to implement the PM2.5 NAAQS (81 FR 58035,
August 24, 2016).
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b. Nonattainment New Source Review
Upon reclassification, stationary air pollution sources in newly
reclassified Serious nonattainment areas for the 2015 ozone NAAQS will
be subject to Serious ozone nonattainment area NSR permit requirements.
The source applicability thresholds for major sources and major source
modification emissions will be 50 tpy for volatile organic compounds
(VOC) and nitrogen oxides (NOX). For new and modified major
stationary sources subject to NSR, VOC and NOX emission
increases from the proposed construction of the new or modified major
stationary sources must be offset by emission reductions by a minimum
offset ratio of 1.20 to 1 (see CAA section 182(copyright)(10)). We note
that some newly reclassified Serious nonattainment areas for the 2015
ozone NAAQS may be classified as Severe under the 2008 ozone NAAQS and,
therefore, the more stringent Severe area requirements are currently
being implemented in those areas.\54\ As noted in section III.C.1.a. of
this document, in order to fulfill their Serious area SIP submission
requirements under the 2015 ozone NAAQS, states may, where appropriate,
certify that existing SIP provisions for an area are adequate to
address one or more Serious area requirements. Such certifications must
be submitted as a SIP revision.
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\54\ For Severe ozone nonattainment areas, the nonattainment NSR
source applicability thresholds for major sources and major source
modification emissions are 25 tpy for VOC and NOX, and
the minimum emissions offset ratio is 1.30 to 1 (see CAA sections
182(d) and 182(d)(2)).
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c. Vehicle Inspection and Maintenance (I/M)
Background on I/M. Motor vehicles are a major contributor of ozone
precursor (VOC and NOX) emissions. I/M programs reduce these
emissions by ensuring on-road motor vehicles are maintained to meet
vehicle emission standards as certified, identify excessive emissions,
and assure vehicle repairs.\55\
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\55\ See EPA's I/M website for a fact sheet and link to the I/M
regulations at https://www.epa.gov/state-and-local-transportation/vehicle-emissions-inspection-and-maintenance-im-regulations.
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As mentioned in the preceding section, an Enhanced I/M program is a
required Serious area SIP submission element for the 2015 ozone NAAQS.
The applicable Enhanced I/M requirements for Serious ozone
nonattainment areas are described in CAA section 182I(3) and further
defined
[[Page 80848]]
in the EPA's I/M regulations (40 CFR part 51, subpart S). The EPA is
not proposing changes to its I/M regulations in this document; however,
additional clarification in this preamble is provided to assist states
with nonattainment areas subject to Enhanced I/M in understanding
specific I/M program requirements due to being reclassified as Serious.
After a Moderate ozone area is reclassified to Serious or higher, an
Enhanced I/M program is required to be implemented in the 1990 Census-
defined urbanized area, if the 1980 Census-defined population is
200,000 or more (see 40 CFR 51.350(a)(9)).
Areas subject to Enhanced I/M program requirements for the 2015
ozone NAAQS. An Enhanced I/M program is required for all Serious areas
under the 2015 ozone NAAQS which meet the urbanized area population
criterion.\56\ Consistent with the I/M regulations, states with these
existing I/M programs would need to conduct and submit a performance
standard \57\ modeling (PSM) analysis \58\ as well as make any
necessary program revisions as part of their Serious area SIP
submissions for these reclassified areas to ensure that their I/M
programs are operating at or above the Enhanced I/M performance
standard level for the 2015 ozone NAAQS. States may determine through
the PSM analysis that an existing SIP-approved program would meet the
Enhanced performance standard for purposes of the 2015 ozone NAAQS
without modification. In this case, the state could submit a SIP
revision with the associated performance standard modeling, a narrative
describing how the regulations for the existing I/M program are
consistent with EPA's I/M regulations, and a written statement
certifying their determination for the 2015 ozone NAAQS in lieu of
submitting new revised regulations.\59\
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\56\ See CAA section 182(c)(3)(A).
\57\ An I/M performance standard is a collection of program
design elements that defines a benchmark program to which a state's
proposed program is compared in terms of its potential to reduce
emissions of the ozone precursors, VOC, and NOX.
\58\ See Performance Standard Modeling for New and Existing
Vehicle Inspection and Maintenance (I/M) Programs Using the MOVES
Mobile Source Emissions Model (October 2022, EPA-420-B-22-034) at
https://www.epa.gov/state-and-local-transportation/vehicle-emissions-inspection-and-maintenance-im-policy-and-technical#reporting.
\59\ See Implementation of the 2015 National Ambient Air Quality
Standards for Ozone: Nonattainment Area Classifications and State
Implementation Plan Requirements, 83 FR 63001-63002. Performance
standard modeling is required for Enhanced I/M programs for the 2015
ozone NAAQS in Serious and above ozone nonattainment areas for that
NAAQS.
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In addition to complying with the Enhanced performance standard,
there are three other requirements unique to Enhanced I/M programs.
First, Enhanced I/M programs must conduct on-road testing of in-use
vehicles for a small percentage of the area's fleet of motor
vehicles.\60\ Second, Enhanced I/M programs are required to conduct
evaluations, and report the results of, the program effectiveness every
2 years.\61\ Third, Enhanced I/M programs have stricter provisions than
Basic programs if the program chooses to issue repair waivers.\62\ The
Enhanced I/M program requirements are to be fully implemented as
expeditiously as practicable but no later than the implementation
deadline determined by the final action of this proposal, as discussed
in section III.A.2.c. of this document.
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\60\ See Guidance for On-Road Testing Requirements for Enhanced
Vehicle Inspection and Maintenance (I/M) Programs, EPA-420-B-20-020,
March 2020, available at https://nepis.epa.gov/Exe/ZyPDF.cgi/P100YQX8.PDF?Dockey=P100YQX8.pdf.
\61\ See Guidance on Biennial Performance Evaluation
Requirements for Enhanced Vehicle Inspection and Maintenance (I/M)
Programs, EPA-420-B-22-042, December 2022, available at https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=P10168PU.pdf.
\62\ 40 CFR 51.360
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2. Submission and Implementation Deadlines
a. Submission Deadline for SIP Revisions
As discussed in section III.A. of this document, CAA section 182(i)
provides that areas reclassified under CAA section 181(b)(2) shall
generally meet the requirements associated with their new
classifications ``according to the schedules prescribed in connection
with such requirements, except that the Administrator may adjust any
applicable deadlines (other than attainment dates) to the extent such
adjustment is necessary or appropriate to assure consistency among the
required submissions.'' Here, the EPA interprets the ``schedules
prescribed in connection with such requirements'' as the statutory
deadlines provided to meet Serious area requirements. For areas
initially classified as Serious for the 2015 ozone NAAQS, the deadlines
to prepare and submit SIP revisions were established relative to the
effective date of designation. For those areas, the submission
deadlines ranged from 24 to 48 months after the effective date of
designation, depending on the SIP element required (e.g., 2 years for
the RACT SIP, 4 years for the attainment plan with RACM and attainment
demonstration, and 4 years for an Enhanced I/M program SIP if required)
(see 40 CFR 51.1308 and 51.1312). Areas initially classified as
Moderate or higher were also required to implement RACT as
expeditiously as practicable but no later than January 1 of the 5th
year after the effective date of designations, i.e., January 1, 2023
(see 40 CFR 51.1312).
The SIP submission deadlines for nonattainment areas initially
classified by the EPA in 2018 as Serious have passed as of August 3,
2020, for the RACT SIP element and August 3, 2022, for the RACM and
Serious area SIP elements (including Enhanced I/M). The EPA is
therefore proposing to adjust applicable deadlines, as discussed in
section III.A.1. of this document, for areas reclassified as Serious
under the 2015 ozone NAAQS, per its authority under CAA section 301(a)
``to prescribe such regulations as are necessary to carry out [its]
functions under [the CAA]'' and its authority under CAA section 182(i).
We recognize that the time between the anticipated effective date of
reclassification and the Serious area attainment date in 2027 (and,
critically, the attainment year of 2026) \63\ is far less than the 9
years that areas initially classified as Serious have between
designation and the attainment date. The EPA is proposing that it is
necessary and appropriate to set, given the elapsed deadlines and this
compressed timeline, a uniform SIP submission deadline for all the
various requirements for the newly reclassified Serious areas.
Consistent with the framework of establishing proposed default
deadlines discussed in section III.A. of this document, because the
initially applicable Serious area deadlines have already passed, those
deadlines as proposed would be the earlier of 18 months from the
effective date of reclassification or January 1, 2026 (January 1 of the
attainment year).\64\ This deadline, consistent with the timing and
structure of subpart 2 requirements relative to area attainment dates,
will allow Serious area control measures to influence attainment by the
Serious area attainment date while also balancing the need for a
consistent submission deadline among the various Serious area SIP
requirements. While not all of the ``schedules prescribed in connection
with'' the various subpart 2
[[Page 80849]]
requirements are the same for initially designated Serious areas (e.g.,
the statute provides 4 years to submit SIPs for some requirements and 2
years for others), coordinating the submissions with the same deadline
is necessary and appropriate in this situation given the compressed
timeline before the attainment date and the need for consistent
implementation of required control measures for expeditious attainment
of the NAAQS.
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\63\ ``Attainment year'' refers to the last calendar year of
data prior to the attainment date. Attainment for newly reclassified
areas will be determined based on air quality monitoring data from
the DV period of 2024-2026, making the attainment year 2026.
\64\ Given the timing of this proposal, for these reclassified
Serious areas for the 2015 ozone NAAQS, the proposed deadline will
be January 1, 2026.
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The EPA recognizes that because CAA section 181(b)(2) requires the
EPA to determine whether areas have attained by the attainment date
``within six months of the attainment date'' and because CAA section
181(b)(3) allows a state to request voluntary reclassification at any
time, the effective date of reclassification will not necessarily be
uniform across all 2015 areas being reclassified to Serious. Therefore,
the time between the effective date of an area's reclassification and
the proposed SIP revision deadline of January 1, 2026, may not be
uniform across areas. It is the Agency's view that the uniform deadline
of January 1, 2026, nevertheless best serves the statutory aim of
ensuring consistency across the required submissions. All of these
areas will be subject to an August 3, 2027, attainment deadline, thus
the attainment year will be 2026 for all of these areas. As previously
discussed, the purpose of the part D nonattainment area requirements
(i.e., the submissions required by subparts 1 and 2) is the expeditious
attainment of the NAAQS by the attainment date, and SIP revisions and
implementation of controls occurring after the attainment year (in this
case, 2026), by definition cannot contribute to expeditious attainment
of the NAAQS by the attainment date (which will be determined based on
2024-2026 air quality monitoring data). The January 1, 2026, SIP
revision deadline for reclassified Serious areas is equally applicable
across areas, and perhaps more importantly, ensures that the newly
applicable subpart 2 requirements will be addressed consistent with
part D's purpose of achieving expeditious attainment by the attainment
date.
We note that ozone seasons do not have a uniform start date across
the country. In some states, the ozone season begins January 1 and in
other states, it begins in March. (See 40 CFR part 58, appendix D,
section 4.1, table D-3). While the EPA recognizes that nonattainment
areas located in states with ozone seasons that begin in March could
potentially benefit from an extra 2 months to develop and submit their
SIP revisions (e.g., attainment demonstration, RFP plan, and
contingency measures), the EPA also recognizes the value in
establishing a single due date for Serious area SIP submissions that
does not extend beyond the deadline for implementing such controls.
Requiring states to submit the required Serious area SIP revisions by
no later than January 1, 2026, will ensure that SIPs requiring control
measures needed for attainment will be submitted prior to when those
controls are required to be implemented and will also treat states
consistently per CAA section 182(i).
If the EPA does not finalize the proposed default deadlines
discussed in section III.A. that would apply generally to
reclassifications, the EPA proposes in the alternative to establish a
SIP revision deadline of January 1, 2026, for all reclassified Serious
area requirements for the 2015 ozone NAAQS nonattainment areas.
The SIP revisions triggered by a reclassification to Serious
includes a revision to address RACT requirements. The EPA's existing
implementing regulations for the 2015 ozone NAAQS established a RACT
SIP submission deadline for reclassified areas of either 24 months from
the reclassification effective date or a deadline established by the
Administrator in the reclassification action using the discretion under
CAA section 182(i) (see 40 CFR 51.1312(a)(2)(ii)). We are proposing to
remove this provision, specific to the 2015 ozone NAAQS, from those
implementing regulations and to instead have the new regulations
addressing reclassified areas (discussed in section III.A. of this
document) apply in this situation, or in the alternative, to articulate
a January 1, 2026, SIP submission deadline for RACT revisions for areas
reclassified as Serious for the 2015 ozone NAAQS.
The January 1, 2026, SIP submission deadline for reclassified
Serious 2015 ozone NAAQS areas also applies to revisions to address
Enhanced I/M. Aligning the submittal deadline for Enhanced I/M for
reclassified areas with the SIP submission deadline for all other SIP
elements is consistent with the I/M regulations, which provide that an
I/M SIP shall be submitted no later than the deadline for submitting
the area's attainment SIP.\65\
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\65\ 40 CFR 51.372(b)(2).
---------------------------------------------------------------------------
The EPA requests comment on a uniform SIP submission deadline of
January 1, 2026, for RACT, and all other Serious area SIP elements
(including Enhanced I/M) for nonattainment areas reclassified as
Serious under the 2015 ozone NAAQS.
b. RACT Implementation Deadline
With respect to implementation deadlines, the EPA's implementing
regulations for the 2015 ozone NAAQS require that, for areas initially
classified as Moderate or higher, a state shall provide for
implementation of RACT as expeditiously as practicable but no later
than January 1 of the 5th year after the effective date of designation
(see 40 CFR 51.1312(a)(3)(i)), which corresponds with the beginning of
the attainment year for initially classified Moderate areas (January 1,
2023). The modeling and attainment demonstration requirements for 2015
ozone NAAQS areas classified Moderate or higher require that a state
must provide for implementation of all control measures needed for
attainment no later than the beginning of the attainment year ozone
season, notwithstanding any alternative deadline established per 40 CFR
51.1312 (see 40 CFR 51.1308(d)). For areas that are reclassified (e.g.,
from Serious to Severe), the EPA's existing implementing regulations
for the 2015 ozone NAAQS require that the state shall provide for
implementation of RACT as expeditiously as practicable, but no later
than the beginning of the attainment year ozone season associated with
the reclassified area's new attainment deadline, or January 1 of the
third year after the associated SIP submission deadline, whichever is
earlier; or the deadline established by the Administrator in the final
action issuing the area reclassification (see 40 CFR
51.1312(a)(3)(ii)).
In the case of the potential reclassified Serious areas addressed
by this proposal, the beginning of the ozone season varies among
states, as stated earlier in this document. For some nonattainment
areas that will potentially be reclassified as Serious in separate
actions, the last ozone season that can impact air quality before the
areas' attainment date begins in January of the attainment year and for
other areas it begins in March of the attainment year (see 40 CFR part
58, appendix D, section 4.1, table D-3). Thus, in accordance with the
default deadlines proposed in section III.A.1.b. of this document, the
RACT implementation deadline for any nonattainment area reclassified as
Serious under the 2015 ozone NAAQS would be as expeditiously as
practicable, but no later than the earlier of 18 months from the RACT
SIP submission deadline or the beginning of the 2026 ozone season
associated with the area's new August 3, 2027,
[[Page 80850]]
attainment date. If the EPA does not finalize the proposed default
deadlines discussed in section III.A. that would apply generally to
reclassifications, the EPA proposes in the alternative to establish a
RACT implementation deadline for nonattainment areas reclassified as
Serious under the 2015 ozone NAAQS to be as expeditiously as
practicable, but no later than the beginning of the 2026 ozone season.
c. I/M Implementation Deadline
With respect to the implementation deadline for Enhanced I/M
programs, states wishing to use emission reductions from their newly
required Enhanced I/M program for the 2015 ozone NAAQS would need to
have such programs fully implemented as expeditiously as practicable
but no later than the beginning of the ozone season for the applicable
Serious area attainment year (i.e., January 1 or March 1, 2026),
whichever is applicable for a given area as described earlier in this
document. This I/M implementation deadline for those states wishing to
take credit for their I/M programs in their attainment or RFP SIPs
would align with that of the RACT implementation deadline determined by
the existing ozone NAAQS implementation rule at 40 CFR
51.1312(a)(3)(ii), as discussed in section III.A.1.b. of this document,
and with the implementation deadline at 40 CFR 51.1308(d) for any other
control measures necessary to attain by the Serious area attainment
date. However, as noted previously, there are many challenges, tasks,
and milestones that must be met in establishing and implementing an I/M
program. The EPA realizes that implementing a new or revised I/M
program on an accelerated timeline may be difficult to achieve in
practice. Therefore, for the states that do not intend to rely upon
emission reductions from their Enhanced I/M program in attainment or
RFP SIPs, we are proposing to allow Enhanced I/M programs to be fully
implemented no later than 4 years after the effective date of
reclassification. The EPA's underlying rationale for the proposed 4-
year maximum implementation deadline for I/M programs required to
conduct Enhanced I/M programs as the result of a mandatory
reclassification to Serious for the 2015 ozone NAAQS is the same as
that for the default I/M implementation deadline for reclassifications
as proposed in section III.A.1. of this document.
The EPA is not proposing any changes to the implementation of any
new Basic I/M programs, which are still required by the prior rule that
reclassified certain nonattainment areas as Moderate for the 2015 ozone
NAAQS.\66\
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\66\ See 87 FR 60897, October 7, 2022, at 60900.
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The EPA requests comment on requiring that any Enhanced I/M
programs, required as a result of reclassification, be fully
implemented as expeditiously as practicable but no later than 4 years
after the effective date of reclassification. If a state intends to
rely upon emission reductions from its newly required Enhanced I/M
programs for the 2015 ozone NAAQS, that state would need to have such
Enhanced programs fully implemented as expeditiously as practicable but
no later than the beginning of the ozone season of the applicable
attainment year (i.e., January 1 or March 1, 2026).
The proposed 4-year implementation deadline offers the states that
will be required to implement Enhanced I/M due to reclassifications the
flexibility to fully implement the I/M programs on a timeline that
addresses the challenges, especially for states new to Enhanced I/M
programs.
d. Transportation Control Demonstration
CAA section 182(c)(5) requires states with Serious ozone
nonattainment areas to submit, 6 years after November 15, 1990, and
every 3 years thereafter, a demonstration as to whether current
aggregate vehicle mileage, aggregate vehicle emissions, congestion
levels, and other relevant transportation parameters are consistent
with those used for the area's demonstration of attainment. Six years
after November 15, 1990, was 2 years after the statutory deadline
established to submit attainment demonstrations for such areas. To be
consistent with this CAA schedule, the EPA is proposing to require that
the first transportation control demonstration be submitted 2 years
after the attainment demonstrations for newly reclassified Serious
areas are due, or January 1, 2028, and every 3 years thereafter. The
EPA's rationale for the deadlines for submitting the initial and
subsequent demonstration is discussed in section III.A.1.c. of this
document.
IV. Environmental Justice Considerations
In this action, the EPA is proposing to establish default SIP
deadlines for submission of SIP revisions and implementation of the
related control requirements for nonattainment areas reclassified as
Moderate, Serious, and Severe for current and future ozone NAAQS. In
addition, the EPA is proposing to codify its existing interpretation
that following reclassification, a state is no longer required to
submit SIP revisions addressing certain requirements related to the
prior classification level for an ozone nonattainment area. The EPA is
also articulating how the proposed default deadlines and codification
of applicable requirements following reclassification would apply to
nonattainment areas reclassified as Serious under the 2015 ozone NAAQS.
This action is intended to comply with the CAA program to ensure that
affected air agencies comply with CAA obligations for the applicable
nonattainment areas.
It is difficult to assess the environmental justice (EJ)
implications of this proposed action because the EPA cannot
geographically identify or quantify resulting source-specific emission
reductions. However, due to the nature of this proposed action, the EPA
believes that it will likely have no adverse impact on any existing
disproportionate and adverse effects on communities with EJ concerns.
At a minimum, the EPA believes that this action will not worsen any
existing air quality and is expected to ensure that the areas affected
by the rulemaking will meet applicable requirements to attain and/or
maintain national air quality standards.
The EPA notes, however, that states have flexibility and discretion
under the CAA in implementing their attainment strategies to focus
resources on controlling those sources of emissions that directly and
adversely affect communities with EJ concerns. The EPA strongly urges
states to consider the EJ aspects of any control measures in order to
provide health protection for communities with EJ concerns. In
addition, the EPA strongly encourages states to work with communities
experiencing EJ concerns to develop ozone-related control strategies
that most effectively reduce emissions contributing to elevated ozone
levels. One way to do this would be for states to increase
opportunities for meaningful involvement of community groups during
their SIP development processes. For example, air agencies could
provide advance notification for communities with EJ concerns of
upcoming opportunities for public comment on ozone SIPs and other
related actions, such as permit actions.
The EPA has resources available to help air agencies consider
aspects of EJ in their SIP development processes. The EPA released EPA
Legal Tools to Advance Environmental Justice (EJ Legal Tools) in 2022
to highlight the various environmental and civil rights
[[Page 80851]]
law authorities available to the EPA that authorize or address
consideration of EJ in its decision-making process as it pertains to
environmental laws, including the CAA.\67\ EJ Legal Tools is also
intended to promote meaningful engagement among the EPA and
communities.\68\ In addition, on September 5, 2024, the EPA announced
the release of the final policy, ``Achieving Health and Environmental
Protection Through EPA's Meaningful Engagement Policy.'' \69\ This
final policy updates the EPA's 2003 Public Involvement Policy that
guides the EPA's staff to provide meaningful public involvement in all
its programs and regions.\70\
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\67\ ``EPA Legal Tools to Advance Environmental Justice,'' (May
2022).
\68\ Id.
\69\ ``Achieving Health and Environmental Protection Through
EPA's Meaningful Engagement Policy'' (August 2024).
\70\ See, ``Public Involvement Policy of the U.S. Environmental
Protection Agency,'' (May 2003).
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V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 14094: Modernizing Regulatory Review
This action is not a significant regulatory action as defined by
Executive Order 12866, as amended by Executive Order 14094, and was
therefore not subject to a requirement for Executive Order 12866
review.
B. Paperwork Reduction Act (PRA)
This proposed rule does not impose any new information collection
burden under the PRA not already approved by the Office of Management
and Budget. This action proposes to establish deadlines for submission
of required SIP revisions and implementation of the related control
requirements for newly reclassified Moderate, Serious, and Severe ozone
nonattainment areas. This action also proposes to codify the EPA's
existing interpretation that following reclassification, a state is no
longer required to submit SIP revisions addressing certain requirements
related to the prior classification level for an ozone nonattainment
area. Thus, the proposed action does not impose any new information
collection burden under the PRA. OMB has previously approved the EPA's
information collection activities contained in the existing regulations
and has assigned OMB control number 2060-0695.\71\
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\71\ On April 30, 2018, the OMB approved the EPA's request for
renewal of the previously approved information collection request
(ICR). The renewed request expired on April 30, 2021, 3 years after
the approval date (see OMB Control Number 2060-0695 and ICR
Reference Number 201801-2060-003 for EPA ICR No. 2347.03). On April
30, 2021, the OMB published the final 30-day document (86 FR 22959)
for the ICR renewal titled ``Implementation of the 8-Hour National
Ambient Air Quality Standards for Ozone (Renewal)'' (see OMB Control
Number 2060-0695 and ICR Reference No: 202104-2060-004 for EPA ICR
Number 2347.04). The ICR renewal was approved on February 1, 2022,
and the renewed request expires on January 31, 2025.
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C. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. This
action will not impose any requirements on small entities. The proposed
SIP submittal and implementation deadlines, and the policy discussion
outlining the EPA's interpretation of the status of certain
requirements for prior nonattainment classifications following
reclassification, do not in and of themselves create any new
requirements beyond what is mandated by the CAA. Instead, this
rulemaking is administrative in nature, and does not directly regulate
any entities.
D. Unfunded Mandates Reform Act (UMRA)
This action does not contain an unfunded mandate as described in
UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect
small governments. The action imposes no enforceable duty on any state,
local or tribal governments or the private sector.
E. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government. The
division of responsibility between the federal government and the
states for purposes of implementing the NAAQS is established under the
CAA.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have tribal implications, as specified in
Executive Order 13175. This action will not impose substantial direct
costs upon the tribes, nor will it preempt tribal law. The CAA requires
SIP revisions for all nonattainment areas that are reclassified from a
lower classification to a higher classification. For nonattainment
areas that include portions of Indian reservation lands, the
implementation plan deadlines that apply to states do not directly
apply to tribes. Thus, Executive Order 13175 does not apply to this
action.
G. Executive Order 13045: Protection of Children From Environmental
Health and Safety Risks
The EPA interprets Executive Order 13045 as applying only to those
regulatory actions that concern environmental health or safety risks
that the EPA has reason to believe may disproportionately affect
children, per the definition of ``covered regulatory action'' in
section 2-202 of the Executive Order. Therefore, this action is not
subject to Executive Order 13045 because it does not directly concern
an environmental health risk or safety risk. Since this action does not
directly concern human health, the EPA's policy on Children's Health
also does not apply.
H. Executive Order 13211: Actions That Significantly Affect Energy
Supply, Distribution, or Use
This action is not subject to Executive Order 13211, because it is
not a significant regulatory action under Executive Order 12866.
I. National Technology Transfer Advancement Act (NTTAA)
This rulemaking does not involve technical standards.
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations and
Executive Order 14096: Revitalizing Our Nation's Commitment to
Environmental Justice for All
The EPA believes that the human health or environmental conditions
that exist prior to this action have the potential to result in
disproportionate and adverse human health or environmental effects on
communities with EJ concerns. The EPA believes that this action is not
likely to change existing disproportionate and adverse effects on
communities with EJ concerns. The areas impacted by this action are
designated as nonattainment for one or more ozone NAAQS and this action
is intended to comply with the CAA program to ensure attainment and
maintenance of the NAAQS. From a programmatic perspective, this action
is intended to ensure that affected air agencies comply with CAA
obligations for the applicable nonattainment areas.
The EPA did not perform an EJ analysis and did not consider EJ as a
basis for this action. While it is difficult to assess the EJ
implications of this proposed action because the EPA cannot
[[Page 80852]]
geographically identify or quantify resulting source-specific emission
reductions that are ultimately determined by air agencies, the EPA
believes that this proposed action is likely to have no impact on any
existing disproportionate and adverse effects on communities with EJ
concerns. Further, there is no information in the record inconsistent
with the stated goals of E.O.s 12898 or 14096.
K. Judicial Review
Section 307(b)(1) of the CAA governs judicial review of final
actions by the EPA. This section provides, in part, that petitions for
review must be filed in the Court of Appeals for the District of
Columbia Circuit: (i) When the agency action consists of ``nationally
applicable regulations promulgated, or final actions taken, by the
Administrator,'' or (ii) when such action is locally or regionally
applicable, if ``such action is based on a determination of nationwide
scope or effect and if in taking such action the Administrator finds
and publishes that such action is based on such a determination.'' For
locally or regionally applicable final actions, the CAA reserves to the
EPA complete discretion whether to invoke the exception in (ii).\72\
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\72\ In deciding whether to invoke the exception by making and
publishing a finding that this action, if finalized, is based on a
determination of nationwide scope or effect, the Administrator
intends to take into account a number of policy considerations,
including his judgment balancing the benefit of obtaining the D.C.
Circuit's authoritative centralized review versus allowing
development of the issue in other contexts and the best use of
agency resources.
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The EPA is proposing to establish SIP submission and implementation
deadlines for all newly reclassified areas nationwide using a common,
nationwide method. The EPA is also proposing to codify its existing
interpretation that, following reclassification, a state is no longer
required to submit SIP revisions addressing certain requirements
related to the prior classification level for an ozone nonattainment
area. This action, if finalized, would impact jurisdictions with ozone
nonattainment areas across the country, covering potentially every
judicial circuit.
If the Administrator takes final action on this proposal, then, in
consideration of the effects of the action across the country, the EPA
views this action to be ``nationally applicable'' within the meaning of
CAA section 307(b)(1). In the alternative, to the extent a court finds
this proposal, if finalized, to be locally or regionally applicable,
the Administrator intends to exercise the complete discretion afforded
to him under the CAA to make and publish a finding that this action is
based on a determination of ``nationwide scope or effect'' within the
meaning of CAA section 307(b)(1).\73\
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\73\ In the report on the 1977 Amendments that revised CAA
section 307(b)(1), Congress noted that the Administrator's
determination that the ``nationwide scope or effect'' exception
applies would be appropriate for any action that has a scope or
effect beyond a single judicial circuit. See H.R. Rep. No. 95-294 at
323-24, reprinted in 1977 U.S.C.C.A.N. 1402-03.
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List of Subjects in 40 CFR Part 51
Environmental protection, Administrative practice and procedure,
Air pollution control, Designations and classifications,
Intergovernmental relations, Nitrogen oxides, Ozone, Reporting and
recordkeeping requirements, and Volatile organic compounds.
Michael S. Regan,
Administrator.
For the reasons stated in the preamble, the EPA proposes to amend
Title 40, Chapter I of the Code of Federal Regulations as follows:
PART 51--REQUIREMENTS FOR PREPARATION, ADOPTION, AND SUBMITTAL OF
IMPLEMENTATION PLANS
0
1. The authority citation for part 51 continues to read as follows:
Authority: 23 U.S.C. 101; 42 U.S.C. 7401-7671q.
Subpart CC--Provisions for Implementation of the 2015 Ozone
National Ambient Air Quality Standards
Sec. 51.1312 [Amended]
0
2. Amend Sec. 51.1312 by removing and reserving paragraphs (a)(2)(ii)
and (a)(3)(ii).
0
3. Add subpart DD consisting of Sec. Sec. 51.1400 through 51.1403 to
part 51 to read as follows:
Subpart DD--Requirements for Reclassified Ozone Nonattainment Areas
Sec.
51.1400 Definitions.
51.1401 Applicability of part 51.
51.1402 SIP submission and control measure implementation deadlines
for reclassified ozone nonattainment areas.
51.1403 Applicability of ozone SIP requirements for former
classification after reclassification.
Sec. 51.1400 Definitions.
The following definitions apply for purposes of this subpart. Any
term not defined herein shall have the meaning as defined in Sec.
51.100.
Attainment year means the calendar year in which the attainment
year ozone season occurs.
Attainment year ozone season means the full ozone season
immediately preceding a nonattainment area's maximum attainment date.
CAA means the Clean Air Act as codified at 42 U.S.C. 7401-7671q
(2010).
Former attainment date means the attainment date associated with
the classification under subpart 2 of part D of title I of the CAA
immediately preceding reclassification from a lower classification to a
higher classification.
Former classification means the classification under subpart 2 of
part D of title I of the CAA immediately preceding reclassification
from a lower classification to a higher classification.
Higher classification/lower classification means for purposes of
determining which classifications are higher or lower, the
classifications are ranked from lowest to highest as follows: Marginal;
Moderate; Serious; Severe-15; Severe-17; and Extreme.
I/M refers to the inspection and maintenance programs for in-use
vehicles required under the 1990 CAA Amendments and defined by subpart
S of 40 CFR part 51.
Initially classified means the first nonattainment classification
that becomes effective for an area for a specific ozone NAAQS and does
not include reclassification to another classification for that
specific NAAQS.
Initially designated means the first designation to nonattainment
that becomes effective for an area for a specific ozone NAAQS.
Ozone season means for each state (or portion of a state), the
ozone monitoring season as defined in 40 CFR part 58, appendix D,
section 4.1(i) for that state (or portion of a state).
Sec. 51.1401 Applicability of part 51.
The provisions in subparts A through Y, AA, and CC of this part
apply to reclassified nonattainment areas for purposes of the ozone
NAAQS to the extent they are not inconsistent with the provisions of
this subpart.
Sec. 51.1402 SIP submission and control measure implementation
deadlines for reclassified ozone nonattainment areas.
(a) Deadlines for applicable requirements pursuant to a
reclassification as Moderate, Serious, or Severe that are 18 months or
more after the effective date of reclassification will apply to such
reclassified area as though the area were initially designated at that
classification.
[[Page 80853]]
(b) Deadlines for applicable requirements pursuant to a
reclassification as Moderate, Serious, or Severe, where the deadline
that would have applied had the area been initially classified at the
new classification level at the time of initial nonattainment area
designations is less than 18 months after the effective date of
reclassification;
(1) SIP submission deadlines.
(i) For all SIP revisions required pursuant to reclassification
(except SIPs addressing CAA section 185 fee programs), the SIP revision
deadline is 18 months after the effective date of the relevant
reclassification or January 1 of the attainment year, whichever is
earlier, unless the Administrator establishes a different deadline in a
separate action.
(ii) For SIP revisions addressing CAA section 185 fee programs
required pursuant to reclassification, the SIP revision deadline is 36
months after the effective date of the relevant reclassification or
January 1 of the attainment year, whichever is earlier, unless the
Administrator establishes a different deadline in a separate action.
(2) Control measure implementation deadlines.
(i) For RACT required pursuant to reclassification, the state shall
provide for implementation of such RACT as expeditiously as
practicable, but no later than 18 months after the RACT SIP submittal
deadline or the beginning of the attainment year ozone season
associated with the area's new attainment deadline, whichever is
earlier, unless the Administrator establishes a different deadline in a
separate action.
(ii) For the required I/M program pursuant to reclassification, the
state shall provide for full implementation of such I/M program as
expeditiously as practicable, but no later than 4 years after the
effective date of the relevant reclassification, unless the I/M program
is needed for attainment by the attainment date or RFP, in which case
the state shall provide for full implementation of such I/M program no
later than the beginning of the attainment year ozone season.
Sec. 51.1403 Applicability of ozone SIP requirements for former
classification after reclassification.
(a) Upon the effective date of reclassification, the requirements
of any subpart of this part with respect to ozone nonattainment
planning applicable to the area for the former classification shall
apply as follows:
(1) Unless specified in (2) or (3), the requirement is unaffected
by reclassification and continues to be required for the former
classification.
(2) The following requirements are no longer applicable with
respect to the former attainment date:
(i) A SIP revision to demonstrate attainment by such date.
(ii) A SIP revision demonstrating adoption of all RACM necessary to
demonstrate attainment with respect to such date.
(2) If the reclassification occurred prior to the former attainment
date pursuant to CAA section 181(b)(3), the plan requirement for
contingency measures for failure to attain by such date is no longer
applicable with respect to the former attainment date.
(b) Nothing in this section shall affect the requirements
applicable to the nonattainment area under its currently applicable
classification and attainment date.
[FR Doc. 2024-22008 Filed 10-3-24; 8:45 am]
BILLING CODE 6560-50-P