Privacy Act of 1974: Implementation of Exemptions, 77040-77045 [2024-20838]
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77040
Federal Register / Vol. 89, No. 183 / Friday, September 20, 2024 / Proposed Rules
Representative has concurred with the
issuance of this proposed rulemaking.
A 60-day comment period is provided
to allow interested persons to comment
on this proposed rulemaking. All
written comments timely received will
be considered before a final
determination is made on this rule.
List of Subjects
Authority: 7 U.S.C. 601–674.
7 CFR Part 944
Avocados, Food grades and standards,
Grapefruit, Grapes, Imports, Kiwifruit,
Limes, Olives, Oranges, Plums, Prunes.
For the reasons set forth in the
preamble, the Agricultural Marketing
Service proposes to amend 7 CFR parts
915 and 944 as follows:
2. In § 915.332, Table I, the entry for
‘‘Beta’’ is revised to read as follows:
■
§ 915.332 Florida avocado maturity
regulation.
(a) * * *
(2) * * *
PART 915—AVOCADOS GROWN IN
SOUTH FLORIDA
7 CFR Part 915
Avocados, Marketing agreements,
Reporting and recordkeeping
requirements.
1. The authority citation for 7 CFR
part 915 continues to read as follows:
■
TABLE I
Variety
A
date
Min.
wt.
Min.
diam.
B
date
*
Beta ...........................
*
7–25
18
*
38/16
8–01
*
*
Min.
wt.
Min.
diam.
C
date
Min.
wt.
Min.
diam.
16
*
35/16
8–15
*
14
33/
*
*
*
*
§ 944.31 Avocado import maturity
regulation.
*
*
*
*
*
3. In § 944.31, Table I, the entry for
‘‘Beta’’ is revised to read as follows:
■
D
date
*
*
8–22
*
(2) * * *
(a) * * *
TABLE I
Variety
A
date
Min.
wt.
Min.
diam.
B
date
*
Beta ...........................
*
7–25
18
*
38/16
8–01
*
*
*
*
*
*
*
[FR Doc. 2024–21522 Filed 9–19–24; 8:45 am]
BILLING CODE P
DEPARTMENT OF ENERGY
[DOE–HQ–2023–0058]
RIN 1903–AA16
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Privacy Act of 1974: Implementation of
Exemptions
U.S. Department of Energy.
Notice of proposed rulemaking.
AGENCY:
The Department of Energy
(DOE, the Department) is proposing to
revise its regulations to exempt certain
records maintained under a newly
established system of records—DOE–42
Nondiscrimination in Federally
SUMMARY:
16:22 Sep 19, 2024
C
date
Min.
wt.
Min.
diam.
16
*
35/16
8–15
*
14
33/16
*
*
*
To be assured of consideration,
written comments on this proposed
rulemaking must be received at one of
the addresses listed in the ADDRESSES
section, on or before October 21, 2024.
Comments received following the
aforementioned date may be considered
if it is practical to do so.
DATES:
10 CFR Part 1008
VerDate Sep<11>2014
Min.
diam.
Assisted Programs Files—from the
notification and access provisions of the
Privacy Act of 1974. The Department
proposes to exempt portions of this
system of records from these
subsections of the Privacy Act because
of requirements related to investigatory
material compiled for law enforcement
purposes.
*
Erin Morris,
Associate Administrator, Agricultural
Marketing Service.
ACTION:
Min.
wt.
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Please refer to section V
(Public Participation—Submission of
Comments) for additional information
on the comment period. To comment on
the System of Records Notice (SORN)
associated with this proposed
rulemaking, which is published
elsewhere in this issue of the Federal
Register, please refer to that SORN’s
ADDRESSES:
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*
D
date
*
8–22
*
own Federal Register Notice, using
docket number DOE–HQ–2023–0058.
You may submit comments identified
by docket number DOE–HQ–2023–0058,
as follows:
Federal eRulemaking Portal:
www.regulations.gov. Include the docket
number DOE–HQ–2023–0058 in the
‘‘Enter Keyword or ID’’ field and click
on ‘‘Search.’’ On the next web page,
click on ‘‘Submit a Comment’’ action
and follow the instructions in the portal.
Mail/Hand Delivery/Courier [For
paper, disk, or CD-ROM submissions] to:
Ken Hunt, U.S. Department of Energy,
1000 Independence Avenue SW, Office
8H–085, Washington, DC 20585.
Comments received, including any
personal information, will be posted
without change to www.regulations.gov.
Docket: The docket, which includes
Federal Register notices, comments,
and other supporting documents/
materials, is available for review at
www.regulations.gov. All documents in
the docket are listed in the
www.regulations.gov index. However,
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some documents listed in the index,
such as those containing information
that is exempt from public disclosure,
may not be publicly available. The
www.regulations.gov web page contains
instructions on how to access all
documents, including public comments,
in the docket. See section V of this
document for further information on
how to submit comments through
www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Kyle
David, U.S. Department of Energy, 1000
Independence Avenue SW, Office 8H–
085, Washington, DC 20585; facsimile:
(202) 586–8151; email: kyle.david@
hq.doe.gov; telephone: (240) 686–9485.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Authority and Background
A. Authority
B. Background
II. Discussion
III. Section 1008.12 Analysis
IV. Procedural Issues and Regulatory Review
A. Review Under Executive Orders 12866,
13563, and 14094
B. Review Under the Regulatory Flexibility
Act
C. Review Under the Paperwork Reduction
Act of 1995
D. Review Under the National
Environmental Policy Act of 1969
E. Review Under Executive Order 12988
F. Review Under Executive Order 13132
G. Review Under Executive Order 13175
H. Review Under the Unfunded Mandates
Reform Act of 1995
I. Review Under Executive Order 12360
J. Review Under Executive Order 13211
K. Review Under the Treasury and General
Government Appropriations Act, 1999
L. Review Under the Treasury and General
Government Appropriations Act, 2001
V. Public Participation—Submission of
Comments
VI. Approval by the Office of the Secretary
of Energy
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I. Authority and Background
A. Authority
DOE has broad authority to manage
the agency’s collection, use, processing,
maintenance, storage, and disclosure of
Personally Identifiable Information (PII)
pursuant to the following authorities: 42
United States Code (U.S.C.) 7101 et seq.,
50 U.S.C. 2401 et seq., 5 U.S.C. 1104, 5
U.S.C. 552, 5 U.S.C. 552a, 42 U.S.C.
7254, 5 U.S.C. 301, and 42 U.S.C. 405
note.
B. Background
The Privacy Act of 1974 (the Act) (5
U.S.C. 552a) embodies fair information
practice principles in a statutory
framework governing the means by
which the U.S. Government collects,
maintains, uses, and disseminates
personally identifiable information. The
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Privacy Act applies to information that
is maintained in a ‘‘system of records.’’
A ‘‘system of records’’ is a group of any
records under the control of an agency
from which information is retrieved by
the name of the individual or by some
identifying number, symbol, or other
identifying particular assigned to the
individual. In the Privacy Act, an
individual is defined to encompass U.S.
citizens and lawful permanent
residents.
The Privacy Act includes two sets of
provisions that allow agencies to claim
exemptions from certain requirements
in the statute. These provisions allow
agencies in certain circumstances to
promulgate rules to exempt a system of
records from certain provisions of the
Privacy Act. For this system of records,
pursuant to 5 U.S.C. 552a(k)(2), the
Department exempts this system of
records from subsections (c)(3); (d); and
(e)(1) of the Privacy Act. This exemption
is needed to protect from disclosure
investigatory material compiled for law
enforcement purposes. Pursuant to the
Privacy Act and Office of Management
and Budget (OMB) Circular A–108,
Federal Agency Responsibilities for
Review, Reporting, and Publication
under the Privacy Act, DOE is issuing
this notice of proposed rulemaking to
make clear to the public the reasons
why this particular exemption is being
proposed and to seek public comment.
II. Discussion
DOE is claiming exemptions from
certain requirements of the Privacy Act
for a new system of records: DOE–42
Nondiscrimination in Federally
Assisted Programs Files.
The Department is giving notice of its
intention to exempt portions of a newly
established system of records—DOE–42
Nondiscrimination in Federally
Assisted Programs Files—from
subsections (c)(3); (d); and (e)(1) of the
Privacy Act of 1974. To claim this
exemption, DOE is amending 10 CFR
1008.12 by adding a new paragraph,
(b)(2)(ii)(R). The Department proposes to
exempt portions of this system of
records from these subsections of the
Privacy Act because of requirements
related to the compilation of
investigatory material for law
enforcement purposes.
DOE–42 Nondiscrimination in
Federally Assisted Programs Files will
provide a central electronic repository
to: (i) maintain all records used by
OCR–EEO personnel in making Federal
civil rights compliance determinations
with accuracy, relevance, timeliness,
and completeness to assure fairness to
the individual(s) in the determination;
(ii) create appropriate administrative,
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technical, and physical safeguards that
ensure the security and confidentiality
of records and protect against any
anticipated threats to their security or
integrity and; (iii) create rules of
conduct for authorized OCR–EEO
personnel involved in the operation,
maintenance, and routine uses for this
system records.
For this system of records, DOE
claims exemptions to subsections (c)(3);
(d); and (e)(1) of the Privacy Act. In
addition, the system has been exempted
from the Privacy Act, pursuant to 5
U.S.C. 552a(k)(2). These exemptions are
needed to protect information relating to
DOE activities from disclosure to
subjects or others related to these
activities. Specifically, the exemptions
are required to preclude subjects of
these activities from frustrating these
processes; to avoid disclosure of activity
techniques; to protect the identities and
physical safety of confidential
informants and law enforcement
personnel; to ensure DOE’s ability to
obtain information from third parties
and other sources; and to protect the
privacy of third parties. Disclosure of
information to the subject of the inquiry
could also permit the subject to avoid
detection or apprehension.
The exemptions proposed here are
standard law enforcement and national
security exemptions exercised by many
Federal law enforcement and
intelligence agencies. In appropriate
circumstances, where compliance
would not appear to interfere with or
adversely affect the law enforcement
purposes of this system and overall law
enforcement process, the applicable
exemptions may be waived on a caseby-case basis.
Exemptions for DOE–42
Nondiscrimination in Federally
Assisted Programs Files from these
particular subsections of the Act are
justified, on a case-by-case basis to be
determined at the time a request is made
for the following reasons:
From subsections (c)(3) (Accounting
for Disclosures) because release of the
accounting of disclosures could alert the
subject of an investigation of an actual
or potential criminal, civil, or regulatory
violation to the existence of that
investigation and reveal investigative
interest on the part of DOE as well as
the recipient agency. Disclosure of the
accounting would therefore present a
serious impediment to law enforcement
efforts or efforts to preserve national
security. Disclosure of the accounting
would also permit the individual who is
the subject of a record to impede the
investigation, to tamper with witnesses
or evidence, and to avoid detection or
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apprehension, which would undermine
the entire investigative process.
From subsection (d) (Access to
Records) because access to the records
contained in this system of records
could inform the subject of an
investigation of an actual or potential
criminal, civil, or regulatory violation to
the existence of that investigation and
reveal investigative interest on the part
of DOE or another agency. Access to the
records could permit the individual
who is the subject of a record to impede
the investigation, to tamper with
witnesses or evidence, and to avoid
detection or apprehension. Amendment
of the records could interfere with
ongoing investigations and law
enforcement activities and would
impose an unreasonable administrative
burden by requiring investigations to be
continually reinvestigated. In addition,
permitting access and amendment to
such information could disclose
security-sensitive information that
could be detrimental to nuclear or
energy sector security.
From subsection (e)(1) (Relevancy and
Necessity of Information) because in the
course of investigations into potential
violations of Federal law, the accuracy
of information obtained or introduced
occasionally may be unclear, or the
information may not be strictly relevant
or necessary to a specific investigation.
In the interests of effective law
enforcement, it is appropriate to retain
all information that may aid in
establishing patterns of unlawful
activity.
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III. Section 1008.12
Analysis
This notice of proposed rulemaking
proposes adding line item paragraph
(b)(1)(ii)(R), referencing
‘‘Nondiscrimination in Federally
Assisted Program Files (DOE–42)’’. This
addition will demonstrate that SORN
DOE–42 is included among the other
SORNs taking a (k)(2) exemption under
the Privacy Act of 1974. Per current
regulations located at 10 CFR
1008.12(b)(2)(ii), this exemption allows
DOE to ‘‘prevent subjects of
investigation from frustrating the
investigatory process through access to
records about themselves or as a result
of learning the identities of confidential
informants; to prevent disclosure of
investigative techniques; to maintain the
ability to obtain necessary information;
and thereby to insure the proper
functioning and integrity of law
enforcement activities.’’
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IV. Procedural Issues and Regulatory
Review
A. Review Under Executive Orders
12866, 13563, and 14094
Executive Order (‘‘E.O.’’) 12866,
‘‘Regulatory Planning and Review,’’ 58
FR 51735 (Oct. 4, 1993), as
supplemented and reaffirmed by E.O.
13563, ‘‘Improving Regulation and
Regulatory Review,’’ 76 FR 3821 (Jan.
21, 2011) and amended by E.O. 14094,
‘‘Modernizing Regulatory Review,’’ 88
FR 21879 (April 11, 2023), requires
agencies, to the extent permitted by law,
to (1) propose or adopt a regulation only
upon a reasoned determination that its
benefits justify its costs (recognizing
that some benefits and costs are difficult
to quantify); (2) tailor regulations to
impose the least burden on society,
consistent with obtaining regulatory
objectives, taking into account, among
other things, and to the extent
practicable, the costs of cumulative
regulations; (3) select, in choosing
among alternative regulatory
approaches, those approaches that
maximize net benefits (including
potential economic, environmental,
public health and safety, and other
advantages; distributive impacts; and
equity); (4) to the extent feasible, specify
performance objectives, rather than
specifying the behavior or manner of
compliance that regulated entities must
adopt; and (5) identify and assess
available alternatives to direct
regulation, including providing
economic incentives to encourage the
desired behavior, such as user fees or
marketable permits, or providing
information upon which choices can be
made by the public. DOE emphasizes as
well that E.O. 13563 requires agencies to
use the best available techniques to
quantify anticipated present and future
benefits and costs as accurately as
possible. In its guidance, the Office of
Information and Regulatory Affairs
(OIRA) has emphasized that such
techniques may include identifying
changing future compliance costs that
might result from technological
innovation or anticipated behavioral
changes. For the reasons stated in this
preamble, this proposed regulatory
action is consistent with these
principles.
Section 6(a) of E.O. 12866 requires
agencies to submit ‘‘significant
regulatory actions’’ to OIRA for review.
OIRA has determined that this proposed
regulatory action is not a ‘‘significant
regulatory action’’ within the scope of
E.O. 12866. Accordingly, this action is
not subject to review under E.O. 12866
by OIRA of the Office of Management
and Budget (OMB).
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B. Review Under the Regulatory
Flexibility Act
The Regulatory Flexibility Act of 1980
(5 U.S.C. 601 et seq.) requires that an
agency prepare an initial regulatory
flexibility analysis for any regulation for
which a general notice of proposed
rulemaking is required, unless the
agency certifies that the rule, if
promulgated, will not have a significant
economic impact on a substantial
number of small entities (5 U.S.C.
605(b)). As required by Executive Order
13272, Proper Consideration of Small
Entities in Agency Rulemaking, 67 FR
53461 (Aug. 16, 2002), DOE published
procedures and policies on February 19,
2003, to ensure that the potential
impacts of its rules on small entities are
properly considered during the
rulemaking process 68 FR 7990. DOE
has made its procedures and policies
available on the Office of the General
Counsel’s website (www.energy.gov/gc/
office-general-counsel).
DOE reviewed this proposed rule
under the provisions of the Regulatory
Flexibility Act and the procedures and
policies published on February 19,
2003. DOE certifies that the proposed
rule, if adopted, would not have
significant economic impact on a
substantial number of small entities.
The factual basis for this certification is
set forth below.
This proposed rule would update
DOE’s policies and procedures
concerning the disclosure of records
held within a system of records
pursuant to the Privacy Act of 1974.
This proposed rule would apply only to
activities conducted by DOE’s Federal
employees and contractors, who would
be responsible for implementing the
rule requirements. DOE does not expect
there to be any potential economic
impact of this proposed rule on small
businesses. Small businesses, therefore,
should not be adversely impacted by the
requirements in this proposed rule. For
these reasons, DOE certifies that this
proposed rule, if promulgated, would
not have a significant economic impact
on a substantial number of small
entities, and therefore, no regulatory
flexibility analysis has been prepared.
C. Review Under the Paperwork
Reduction Act of 1995
This proposed rule does not impose a
collection of information requirement
subject to review and approval by OMB
under the Paperwork Reduction Act (44
U.S.C. 3501 et seq.).
D. Review Under the National
Environmental Policy Act of 1969
Pursuant to the National
Environmental Policy Act of 1969
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(NEPA), DOE has analyzed this
proposed action in accordance with
NEPA and DOE’s NEPA implementing
regulations (10 CFR part 1021). DOE’s
regulations include a categorical
exclusion (CX) for rulemakings
interpreting or amending an existing
rule or regulation that does not change
the environmental effect of the rule or
regulation being amended. 10 CFR part
1021, subpart D, appendix A5. DOE has
determined that this proposed rule is
covered under the CX found in DOE’s
NEPA regulations at paragraph A.5 of
appendix A to subpart D, 10 CFR part
1021, because it is an amendment to an
existing regulation that does not change
the environmental effect of the amended
regulation and, therefore, meets the
requirements for the application of this
CX. See 10 CFR 1021.410. Therefore,
DOE has determined that this proposed
rule is not a major Federal action
significantly affecting the quality of the
human environment within the meaning
of NEPA and does not require an
Environmental Assessment or an
Environmental Impact Statement.
E. Review Under Executive Order 12988
With respect to the review of existing
regulations and the promulgation of
new regulations, section 3(a) of
Executive Order 12988, ‘‘Civil Justice
Reform,’’ 61 FR 4729 (February 7, 1996),
imposes on Federal agencies the general
duty to adhere to the following
requirements: (1) eliminate drafting
errors and ambiguity; (2) write
regulations to minimize litigation; (3)
provide a clear legal standard for
affected conduct rather than a general
standard; and (4) promote simplification
and burden reduction. Section 3(b) of
Executive Order 12988 specifically
requires that Executive agencies make
every reasonable effort to ensure the
regulation: (1) clearly specifies the
preemptive effect, if any; (2) clearly
specifies any effect on existing Federal
law or regulation; (3) provides a clear
legal standard for the affected conduct
while promoting simplification and
burden reduction; (4) specifies the
retroactive effect, if any; (5) adequately
defines key terms; (6) specifies whether
administrative proceedings are to be
required before parties may file suit in
court and, if so, describes those
proceedings and requires the exhaustion
of administrative remedies; and (7)
addresses other important issues
affecting clarity and general
draftsmanship under any guidelines
issued by the Attorney General. Section
3(c) of Executive Order 12988 requires
Executive agencies to review regulations
in light of applicable standards in
section 3(a) and section 3(b) to
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determine whether they are met, or it is
unreasonable to meet one or more of the
standards. DOE has completed the
required review and determined that, to
the extent permitted by law, this
proposed rule meets the relevant
standards of Executive Order 12988.
F. Review Under Executive Order 13132
Executive Order 13132, ‘‘Federalism,’’
64 FR 43255 (August 10, 1999) imposes
certain requirements on agencies
formulating and implementing policies
or regulations that preempt State law or
that have federalism implications.
Agencies are required to examine the
constitutional and statutory authority
supporting any action that would limit
the policymaking discretion of the
States and carefully assess the necessity
for such actions. The Executive order
also requires agencies to have an
accountable process to ensure
meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications. On March 14, 2000, DOE
published a statement of policy
describing the intergovernmental
consultation process it will follow in the
development of such regulations. 65 FR
13735. DOE has examined this proposed
rule and has tentatively determined that
it would not preempt State law and
would not have a substantial direct
effect on the States, on the relationship
between the National Government and
the States, or on the distribution of
power and responsibilities among the
various levels of government. No further
action is required by Executive Order
13132.
G. Review Under Executive Order 13175
Under Executive Order 13175 (65 FR
67249, November 6, 2000) on
‘‘Consultation and Coordination with
Indian Tribal Governments,’’ DOE may
not issue a discretionary rule that has
‘‘Tribal’’ implications and imposes
substantial direct compliance costs on
Indian Tribal governments. DOE has
determined that this proposed rule
would not have such effects and
concluded that Executive Order 13175
does not apply to this proposed rule.
H. Review Under the Unfunded
Mandates Reform Act of 1995
Title II of the Unfunded Mandates
Reform Act (UMRA) of 1995 (Pub. L.
104–4) requires each Federal agency to
assess the effects of a Federal regulatory
action on State, local, and Tribal
governments, and the private sector.
(Pub. L. 104–4, sec. 201 et seq. (codified
at 2 U.S.C. 1531 et seq.)). For a proposed
regulatory action likely to result in a
rule that may cause the expenditure by
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State, local, and Tribal governments, in
the aggregate, or by the private sector of
$100 million or more in any one year
(adjusted annually for inflation), section
202 of UMRA requires a Federal agency
to publish a written statement that
estimates the resulting costs, benefits,
and other effects on the national
economy. (2 U.S.C. 1532(a), (b)) UMRA
also requires a Federal agency to
develop an effective process to permit
timely input by elected officers of State,
local, and Tribal governments on a
proposed ‘‘significant Federal
intergovernmental mandate,’’ and
requires an agency plan for giving notice
and opportunity for timely input to
potentially affected small governments
before establishing any requirements
that might significantly or uniquely
affect them. On March 18, 1997, DOE
published a statement of policy on its
process for intergovernmental
consultation under UMRA. (62 FR
12820) (This policy is also available at:
www.energy.gov/gc/guidance-opinions
under ‘‘Guidance & Opinions’’
(Rulemaking)). DOE examined the
proposed rule according to UMRA and
its statement of policy and has
determined that the rule contains
neither an intergovernmental mandate,
nor a mandate that may result in the
expenditure by State, local, and Tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
in any year. Accordingly, no further
assessment or analysis is required under
UMRA.
I. Review Under Executive Order 12630
DOE has determined, under Executive
Order 12630, ‘‘Governmental Actions
and Interference with Constitutionally
Protected Property Rights’’ 53 FR 8859
(March 18, 1988), that this proposed
regulation would not result in any
takings that might require compensation
under the Fifth Amendment to the U.S.
Constitution.
J. Review Under Executive Order 13211
Executive Order 13211, ‘‘Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use,’’ 66 FR 28355 (May
22, 2001) requires Federal agencies to
prepare and submit to the OIRA, which
is part of OMB, a Statement of Energy
Effects for any proposed significant
energy action. A ‘‘significant energy
action’’ is defined as any action by an
agency that promulgates or is expected
to lead to promulgation of a final rule,
and that: (1)(i) is a significant regulatory
action under Executive Order 12866, or
any successor order; and (ii) is likely to
have a significant adverse effect on the
supply, distribution, or use of energy, or
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(2) is designated by the Administrator of
OIRA as a significant energy action. For
any proposed significant energy action,
the agency must give a detailed
statement of any adverse effects on
energy supply, distribution, or use
should the proposal be implemented,
and of reasonable alternatives to the
action and their expected benefits on
energy supply, distribution, and use.
This proposed regulatory action is not a
significant energy action. Accordingly,
DOE has not prepared a Statement of
Energy Effects.
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K. Review Under the Treasury and
General Government Appropriations
Act, 1999
Section 654 of the Treasury and
General Government Appropriations
Act, 1999 (Pub. L. 105–277) requires
Federal agencies to issue a Family
Policymaking Assessment for any
proposed rule that may affect family
well-being. This proposed rule would
not have any impact on the autonomy
or integrity of the family as an
institution. Accordingly, DOE has
concluded that it is not necessary to
prepare a Family Policymaking
Assessment.
L. Review Under the Treasury and
General Government Appropriations
Act, 2001
Section 515 of the Treasury and
General Government Appropriations
Act, 2001 (44 U.S.C. 3516) provides for
Federal agencies to review most
disseminations of information to the
public under guidelines established by
each agency pursuant to general
guidelines issued by OMB. OMB’s
guidelines were published at 67 FR
8452 (February 22, 2002), and DOE’s
guidelines were published at 67 FR
62446 (October 7, 2002). Pursuant to
OMB Memorandum M–19–15,
Improving Implementation of the
Information Quality Act (April 24,
2019), DOE published updated
guidelines which are available at:
www.energy.gov/sites/prod/files/2019/
12/f70/DOE%20Final%20Updated
%20IQA%20Guidelines
%20Dec%202019.pdf.
DOE has reviewed this proposed rule
and will ensure that information
produced under this regulation remains
consistent with the applicable OMB and
DOE guidelines.
V. Public Participation—Submission of
Comments
DOE will accept comments, data, and
information regarding this proposed
rule before or no later than the date
provided in the DATES section at the
beginning of this proposed rule.
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16:54 Sep 19, 2024
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Interested individuals are invited to
participate in this proceeding by
submitting data, views, or arguments
with respect to this proposed rule using
the method described in the ADDRESSES
section at the beginning of this proposed
rule. To help the Department review the
submitted comments, commenters are
requested to reference the paragraph(s),
(e.g., § 1008.22(d)), to which they refer
where possible. Individuals that want to
comment on this proposed rulemaking
may do so by following the directions
below. To comment on the System of
Records Notice (SORN) associated with
this proposed rulemaking, which is also
published elsewhere in this issue of the
Federal Register, please refer to that
SORN’s own Federal Register notice,
using docket number DOE–HQ–2023–
0058.
1. Submitting comments
www.regulations.gov. The
www.regulations.gov web page will
require you to provide your name and
contact information. Your contact
information will be viewable by DOE’s
Office of Privacy Management and
Compliance staff only. Your contact
information will not be publicly
viewable except for your first and last
names, organization name (if any), and
submitter representative name (if any).
If your comment is not processed
properly because of technical
difficulties, DOE will use this
information to contact you. If DOE
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, DOE may not be
able to consider your comment.
However, your contact information will
be publicly viewable if you include it in
the comment itself or in any documents
attached to your comment. Any
information that you do not want to be
publicly viewable should not be
included in your comment, nor in any
document attached to your comment.
Persons viewing comments will see only
first and last names, organization
names, correspondence containing
comments, and any documents
submitted with the comments.
Do not submit to www.regulations.gov
information for which disclosure is
restricted by statute, such as trade
secrets and commercial or financial
information (hereinafter referred to as
Confidential Business Information
(CBI)). Comments submitted through
www.regulations.gov cannot be claimed
as CBI. Comments received through
www.regulations.gov will waive any CBI
claims for the information submitted.
For information on submitting CBI, see
the Confidential Business Information
section.
PO 00000
Frm 00008
Fmt 4702
Sfmt 4702
DOE processes submissions made
through www.regulations.gov before
posting. Normally, comments will be
posted within a few days of being
submitted. However, if large volumes of
comments are being processed
simultaneously, your comment may not
be viewable for up to several weeks.
Please keep the comment tracking
number that www.regulations.gov
provides after you have successfully
uploaded your comment.
Comments, data, and other
information submitted to DOE
electronically should be provided in
PDF (preferred), Microsoft Word or
Excel, WordPerfect, or text (ASCII) file
format. Provide documents that are not
secured, that are written in English, and
that are free of any defects or viruses.
Documents should not contain special
characters or any form of encryption
and, if possible, they should carry the
electronic signature of the author.
2. Confidential Business Information.
Pursuant to the provisions of 10 CFR
1004.11, anyone submitting information
or data he or she believes to be
confidential and exempt by law from
public disclosure should submit two
well-marked copies: one copy of the
document marked ‘‘CONFIDENTIAL’’
including all the information believed to
be confidential, and one copy of the
document marked ‘‘NON–
CONFIDENTIAL’’ with the information
believed to be confidential deleted.
Submit these documents via email. DOE
will make its own determination as to
the confidentiality of the information
and treat it according to its
determination.
It is DOE’s policy that all comments
may be included in the public docket,
without change and as received,
including any personal information
provided in the comments (except
information deemed to be exempt from
public disclosure).
3. Campaign form letters. Please
submit campaign form letters by the
originating organization in batches of
between 50 to 500 form letters per PDF
or as one form letter with a list of
supporters’ names compiled into one or
more PDFs. This reduces comment
processing and posting time.
VI. Approval by the Office of the
Secretary of Energy
The Secretary of Energy has approved
publication of this notice of proposed
rulemaking.
List of Subjects in 10 CFR Part 1008
Administration practice and
procedure, Freedom of information,
Privacy, Reporting and recordkeeping
requirements.
E:\FR\FM\20SEP1.SGM
20SEP1
Federal Register / Vol. 89, No. 183 / Friday, September 20, 2024 / Proposed Rules
Signing Authority
DEPARTMENT OF TRANSPORTATION
This document of the Department of
Energy was signed on September 9,
2024, by Ann Dunkin, Senior Agency
Official for Privacy, pursuant to
delegated authority from the Secretary
of Energy. That document with the
original signature and date is
maintained by DOE. For administrative
purposes only, and in compliance with
requirements of the Office of the Federal
Register, the undersigned DOE Federal
Register Liaison Officer has been
authorized to sign and submit the
document in electronic format for
publication, as an official document of
the Department of Energy. This
administrative process in no way alters
the legal effect of this document upon
publication in the Federal Register.
Federal Aviation Administration
Signed in Washington, DC, on September
10, 2024.
Treena V. Garrett,
Federal Register Liaison Officer, U.S.
Department of Energy.
For the reasons set forth in the
preamble, the Department of Energy
proposes to amend part 1008 of chapter
X of title 10 of the Code of Federal
Regulations as set forth below:
PART 1008—RECORDS MAINTAINED
ON INDIVIDUALS (PRIVACY ACT)
1. The authority citation for part 1008
continues to read as follows:
■
Authority: 42 U.S.C. 7101 et seq.; 50
U.S.C. 2401 et seq.; 5 U.S.C. 552; 5 U.S.C.
552a; 42 U.S.C. 7254; and 5 U.S.C. 301.
Section 1008.22(c) also issued under 42
U.S.C. 405 note.
2. Section 1008.12, as proposed to be
amended at 88 FR 82788 (November 27,
2023), is further amend by adding
paragraph (b)(2)(ii)(R) to read as follows:
■
§ 1008.12
Exemptions.
ddrumheller on DSK120RN23PROD with PROPOSALS1
*
*
*
*
*
(b) * * *
(2) * * *
(ii) * * *
(R) Nondiscrimination in Federally
Assisted Program Files (DOE–42).
*
*
*
*
*
[FR Doc. 2024–20838 Filed 9–19–24; 8:45 am]
BILLING CODE 6450–01–P
VerDate Sep<11>2014
16:22 Sep 19, 2024
Jkt 262001
14 CFR Part 39
[Docket No. FAA–2024–2145; Project
Identifier MCAI–2024–00077–T]
RIN 2120–AA64
Airworthiness Directives; Airbus SAS
Airplanes
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
The FAA proposes to
supersede Airworthiness Directive (AD)
2023–13–10 and AD 2024–04–03, which
apply to certain Airbus SAS Model
A318, A319, A320, and A321 series
airplanes. AD 2023–13–10 and AD
2024–04–03 require revising the existing
maintenance or inspection program, as
applicable, to incorporate new or more
restrictive airworthiness limitations.
Since the FAA issued AD 2023–13–10
and AD 2024–04–03, the FAA has
determined that new or more restrictive
airworthiness limitations are necessary.
This proposed AD would continue to
require certain actions in AD 2023–13–
10 and all actions in AD 2024–04–03
and would require revising the existing
maintenance or inspection program, as
applicable, to incorporate new or more
restrictive airworthiness limitations, as
specified in a European Union Aviation
Safety Agency (EASA) AD, which is
proposed for incorporation by reference
(IBR). The FAA is proposing this AD to
address the unsafe condition on these
products.
DATES: The FAA must receive comments
on this proposed AD by November 4,
2024.
ADDRESSES: You may send comments,
using the procedures found in 14 CFR
11.43 and 11.45, by any of the following
methods:
• Federal eRulemaking Portal: Go to
regulations.gov. Follow the instructions
for submitting comments.
• Fax: 202–493–2251.
• Mail: U.S. Department of
Transportation, Docket Operations, M–
30, West Building Ground Floor, Room
W12–140, 1200 New Jersey Avenue SE,
Washington, DC 20590.
• Hand Delivery: Deliver to Mail
address above between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays.
AD Docket: You may examine the AD
docket at regulations.gov under Docket
No. FAA–2024–2145; or in person at
Docket Operations between 9 a.m. and
SUMMARY:
PO 00000
Frm 00009
Fmt 4702
Sfmt 4702
77045
5 p.m., Monday through Friday, except
Federal holidays. The AD docket
contains this NPRM, the mandatory
continuing airworthiness information
(MCAI), any comments received, and
other information. The street address for
Docket Operations is listed above.
Material Incorporated by Reference:
• For EASA material identified in this
proposed AD, contact EASA, KonradAdenauer-Ufer 3, 50668 Cologne,
Germany; telephone +49 221 8999 000;
email ADs@easa.europa.eu; website
easa.europa.eu. You may find this
material on the EASA website at
ad.easa.europa.eu. It is also available at
regulations.gov under Docket No. FAA–
2024–2145.
• You may view this material at the
FAA, Airworthiness Products Section,
Operational Safety Branch, 2200 South
216th St., Des Moines, WA. For
information on the availability of this
material at the FAA, call 206–231–3195.
FOR FURTHER INFORMATION CONTACT:
Timothy Dowling, Aviation Safety
Engineer, FAA, 1600 Stewart Avenue,
Suite 410, Westbury, NY 11590;
telephone 206–231–3667; email
Timothy.P.Dowling@faa.gov.
SUPPLEMENTARY INFORMATION:
Comments Invited
The FAA invites you to send any
written relevant data, views, or
arguments about this proposal. Send
your comments to an address listed
under the ADDRESSES section. Include
‘‘Docket No. FAA–2024–2145; Project
Identifier MCAI–2024–00077–T’’ at the
beginning of your comments. The most
helpful comments reference a specific
portion of the proposal, explain the
reason for any recommended change,
and include supporting data. The FAA
will consider all comments received by
the closing date and may amend this
proposal because of those comments.
Except for Confidential Business
Information (CBI) as described in the
following paragraph, and other
information as described in 14 CFR
11.35, the FAA will post all comments
received, without change, to
regulations.gov, including any personal
information you provide. The agency
will also post a report summarizing each
substantive verbal contact received
about this NPRM.
Confidential Business Information
CBI is commercial or financial
information that is both customarily and
actually treated as private by its owner.
Under the Freedom of Information Act
(FOIA) (5 U.S.C. 552), CBI is exempt
from public disclosure. If your
comments responsive to this NPRM
E:\FR\FM\20SEP1.SGM
20SEP1
Agencies
[Federal Register Volume 89, Number 183 (Friday, September 20, 2024)]
[Proposed Rules]
[Pages 77040-77045]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-20838]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF ENERGY
10 CFR Part 1008
[DOE-HQ-2023-0058]
RIN 1903-AA16
Privacy Act of 1974: Implementation of Exemptions
AGENCY: U.S. Department of Energy.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Department of Energy (DOE, the Department) is proposing to
revise its regulations to exempt certain records maintained under a
newly established system of records--DOE-42 Nondiscrimination in
Federally Assisted Programs Files--from the notification and access
provisions of the Privacy Act of 1974. The Department proposes to
exempt portions of this system of records from these subsections of the
Privacy Act because of requirements related to investigatory material
compiled for law enforcement purposes.
DATES: To be assured of consideration, written comments on this
proposed rulemaking must be received at one of the addresses listed in
the ADDRESSES section, on or before October 21, 2024. Comments received
following the aforementioned date may be considered if it is practical
to do so.
ADDRESSES: Please refer to section V (Public Participation--Submission
of Comments) for additional information on the comment period. To
comment on the System of Records Notice (SORN) associated with this
proposed rulemaking, which is published elsewhere in this issue of the
Federal Register, please refer to that SORN's own Federal Register
Notice, using docket number DOE-HQ-2023-0058.
You may submit comments identified by docket number DOE-HQ-2023-
0058, as follows:
Federal eRulemaking Portal: www.regulations.gov. Include the docket
number DOE-HQ-2023-0058 in the ``Enter Keyword or ID'' field and click
on ``Search.'' On the next web page, click on ``Submit a Comment''
action and follow the instructions in the portal.
Mail/Hand Delivery/Courier [For paper, disk, or CD-ROM submissions]
to: Ken Hunt, U.S. Department of Energy, 1000 Independence Avenue SW,
Office 8H-085, Washington, DC 20585.
Comments received, including any personal information, will be
posted without change to www.regulations.gov.
Docket: The docket, which includes Federal Register notices,
comments, and other supporting documents/materials, is available for
review at www.regulations.gov. All documents in the docket are listed
in the www.regulations.gov index. However,
[[Page 77041]]
some documents listed in the index, such as those containing
information that is exempt from public disclosure, may not be publicly
available. The www.regulations.gov web page contains instructions on
how to access all documents, including public comments, in the docket.
See section V of this document for further information on how to submit
comments through www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Kyle David, U.S. Department of Energy,
1000 Independence Avenue SW, Office 8H-085, Washington, DC 20585;
facsimile: (202) 586-8151; email: [email protected]; telephone:
(240) 686-9485.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Authority and Background
A. Authority
B. Background
II. Discussion
III. Section 1008.12 Analysis
IV. Procedural Issues and Regulatory Review
A. Review Under Executive Orders 12866, 13563, and 14094
B. Review Under the Regulatory Flexibility Act
C. Review Under the Paperwork Reduction Act of 1995
D. Review Under the National Environmental Policy Act of 1969
E. Review Under Executive Order 12988
F. Review Under Executive Order 13132
G. Review Under Executive Order 13175
H. Review Under the Unfunded Mandates Reform Act of 1995
I. Review Under Executive Order 12360
J. Review Under Executive Order 13211
K. Review Under the Treasury and General Government
Appropriations Act, 1999
L. Review Under the Treasury and General Government
Appropriations Act, 2001
V. Public Participation--Submission of Comments
VI. Approval by the Office of the Secretary of Energy
I. Authority and Background
A. Authority
DOE has broad authority to manage the agency's collection, use,
processing, maintenance, storage, and disclosure of Personally
Identifiable Information (PII) pursuant to the following authorities:
42 United States Code (U.S.C.) 7101 et seq., 50 U.S.C. 2401 et seq., 5
U.S.C. 1104, 5 U.S.C. 552, 5 U.S.C. 552a, 42 U.S.C. 7254, 5 U.S.C. 301,
and 42 U.S.C. 405 note.
B. Background
The Privacy Act of 1974 (the Act) (5 U.S.C. 552a) embodies fair
information practice principles in a statutory framework governing the
means by which the U.S. Government collects, maintains, uses, and
disseminates personally identifiable information. The Privacy Act
applies to information that is maintained in a ``system of records.'' A
``system of records'' is a group of any records under the control of an
agency from which information is retrieved by the name of the
individual or by some identifying number, symbol, or other identifying
particular assigned to the individual. In the Privacy Act, an
individual is defined to encompass U.S. citizens and lawful permanent
residents.
The Privacy Act includes two sets of provisions that allow agencies
to claim exemptions from certain requirements in the statute. These
provisions allow agencies in certain circumstances to promulgate rules
to exempt a system of records from certain provisions of the Privacy
Act. For this system of records, pursuant to 5 U.S.C. 552a(k)(2), the
Department exempts this system of records from subsections (c)(3); (d);
and (e)(1) of the Privacy Act. This exemption is needed to protect from
disclosure investigatory material compiled for law enforcement
purposes. Pursuant to the Privacy Act and Office of Management and
Budget (OMB) Circular A-108, Federal Agency Responsibilities for
Review, Reporting, and Publication under the Privacy Act, DOE is
issuing this notice of proposed rulemaking to make clear to the public
the reasons why this particular exemption is being proposed and to seek
public comment.
II. Discussion
DOE is claiming exemptions from certain requirements of the Privacy
Act for a new system of records: DOE-42 Nondiscrimination in Federally
Assisted Programs Files.
The Department is giving notice of its intention to exempt portions
of a newly established system of records--DOE-42 Nondiscrimination in
Federally Assisted Programs Files--from subsections (c)(3); (d); and
(e)(1) of the Privacy Act of 1974. To claim this exemption, DOE is
amending 10 CFR 1008.12 by adding a new paragraph, (b)(2)(ii)(R). The
Department proposes to exempt portions of this system of records from
these subsections of the Privacy Act because of requirements related to
the compilation of investigatory material for law enforcement purposes.
DOE-42 Nondiscrimination in Federally Assisted Programs Files will
provide a central electronic repository to: (i) maintain all records
used by OCR-EEO personnel in making Federal civil rights compliance
determinations with accuracy, relevance, timeliness, and completeness
to assure fairness to the individual(s) in the determination; (ii)
create appropriate administrative, technical, and physical safeguards
that ensure the security and confidentiality of records and protect
against any anticipated threats to their security or integrity and;
(iii) create rules of conduct for authorized OCR-EEO personnel involved
in the operation, maintenance, and routine uses for this system
records.
For this system of records, DOE claims exemptions to subsections
(c)(3); (d); and (e)(1) of the Privacy Act. In addition, the system has
been exempted from the Privacy Act, pursuant to 5 U.S.C. 552a(k)(2).
These exemptions are needed to protect information relating to DOE
activities from disclosure to subjects or others related to these
activities. Specifically, the exemptions are required to preclude
subjects of these activities from frustrating these processes; to avoid
disclosure of activity techniques; to protect the identities and
physical safety of confidential informants and law enforcement
personnel; to ensure DOE's ability to obtain information from third
parties and other sources; and to protect the privacy of third parties.
Disclosure of information to the subject of the inquiry could also
permit the subject to avoid detection or apprehension.
The exemptions proposed here are standard law enforcement and
national security exemptions exercised by many Federal law enforcement
and intelligence agencies. In appropriate circumstances, where
compliance would not appear to interfere with or adversely affect the
law enforcement purposes of this system and overall law enforcement
process, the applicable exemptions may be waived on a case-by-case
basis.
Exemptions for DOE-42 Nondiscrimination in Federally Assisted
Programs Files from these particular subsections of the Act are
justified, on a case-by-case basis to be determined at the time a
request is made for the following reasons:
From subsections (c)(3) (Accounting for Disclosures) because
release of the accounting of disclosures could alert the subject of an
investigation of an actual or potential criminal, civil, or regulatory
violation to the existence of that investigation and reveal
investigative interest on the part of DOE as well as the recipient
agency. Disclosure of the accounting would therefore present a serious
impediment to law enforcement efforts or efforts to preserve national
security. Disclosure of the accounting would also permit the individual
who is the subject of a record to impede the investigation, to tamper
with witnesses or evidence, and to avoid detection or
[[Page 77042]]
apprehension, which would undermine the entire investigative process.
From subsection (d) (Access to Records) because access to the
records contained in this system of records could inform the subject of
an investigation of an actual or potential criminal, civil, or
regulatory violation to the existence of that investigation and reveal
investigative interest on the part of DOE or another agency. Access to
the records could permit the individual who is the subject of a record
to impede the investigation, to tamper with witnesses or evidence, and
to avoid detection or apprehension. Amendment of the records could
interfere with ongoing investigations and law enforcement activities
and would impose an unreasonable administrative burden by requiring
investigations to be continually reinvestigated. In addition,
permitting access and amendment to such information could disclose
security-sensitive information that could be detrimental to nuclear or
energy sector security.
From subsection (e)(1) (Relevancy and Necessity of Information)
because in the course of investigations into potential violations of
Federal law, the accuracy of information obtained or introduced
occasionally may be unclear, or the information may not be strictly
relevant or necessary to a specific investigation. In the interests of
effective law enforcement, it is appropriate to retain all information
that may aid in establishing patterns of unlawful activity.
III. Section 1008.12 Analysis
This notice of proposed rulemaking proposes adding line item
paragraph (b)(1)(ii)(R), referencing ``Nondiscrimination in Federally
Assisted Program Files (DOE-42)''. This addition will demonstrate that
SORN DOE-42 is included among the other SORNs taking a (k)(2) exemption
under the Privacy Act of 1974. Per current regulations located at 10
CFR 1008.12(b)(2)(ii), this exemption allows DOE to ``prevent subjects
of investigation from frustrating the investigatory process through
access to records about themselves or as a result of learning the
identities of confidential informants; to prevent disclosure of
investigative techniques; to maintain the ability to obtain necessary
information; and thereby to insure the proper functioning and integrity
of law enforcement activities.''
IV. Procedural Issues and Regulatory Review
A. Review Under Executive Orders 12866, 13563, and 14094
Executive Order (``E.O.'') 12866, ``Regulatory Planning and
Review,'' 58 FR 51735 (Oct. 4, 1993), as supplemented and reaffirmed by
E.O. 13563, ``Improving Regulation and Regulatory Review,'' 76 FR 3821
(Jan. 21, 2011) and amended by E.O. 14094, ``Modernizing Regulatory
Review,'' 88 FR 21879 (April 11, 2023), requires agencies, to the
extent permitted by law, to (1) propose or adopt a regulation only upon
a reasoned determination that its benefits justify its costs
(recognizing that some benefits and costs are difficult to quantify);
(2) tailor regulations to impose the least burden on society,
consistent with obtaining regulatory objectives, taking into account,
among other things, and to the extent practicable, the costs of
cumulative regulations; (3) select, in choosing among alternative
regulatory approaches, those approaches that maximize net benefits
(including potential economic, environmental, public health and safety,
and other advantages; distributive impacts; and equity); (4) to the
extent feasible, specify performance objectives, rather than specifying
the behavior or manner of compliance that regulated entities must
adopt; and (5) identify and assess available alternatives to direct
regulation, including providing economic incentives to encourage the
desired behavior, such as user fees or marketable permits, or providing
information upon which choices can be made by the public. DOE
emphasizes as well that E.O. 13563 requires agencies to use the best
available techniques to quantify anticipated present and future
benefits and costs as accurately as possible. In its guidance, the
Office of Information and Regulatory Affairs (OIRA) has emphasized that
such techniques may include identifying changing future compliance
costs that might result from technological innovation or anticipated
behavioral changes. For the reasons stated in this preamble, this
proposed regulatory action is consistent with these principles.
Section 6(a) of E.O. 12866 requires agencies to submit
``significant regulatory actions'' to OIRA for review. OIRA has
determined that this proposed regulatory action is not a ``significant
regulatory action'' within the scope of E.O. 12866. Accordingly, this
action is not subject to review under E.O. 12866 by OIRA of the Office
of Management and Budget (OMB).
B. Review Under the Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980 (5 U.S.C. 601 et seq.)
requires that an agency prepare an initial regulatory flexibility
analysis for any regulation for which a general notice of proposed
rulemaking is required, unless the agency certifies that the rule, if
promulgated, will not have a significant economic impact on a
substantial number of small entities (5 U.S.C. 605(b)). As required by
Executive Order 13272, Proper Consideration of Small Entities in Agency
Rulemaking, 67 FR 53461 (Aug. 16, 2002), DOE published procedures and
policies on February 19, 2003, to ensure that the potential impacts of
its rules on small entities are properly considered during the
rulemaking process 68 FR 7990. DOE has made its procedures and policies
available on the Office of the General Counsel's website
(www.energy.gov/gc/office-general-counsel).
DOE reviewed this proposed rule under the provisions of the
Regulatory Flexibility Act and the procedures and policies published on
February 19, 2003. DOE certifies that the proposed rule, if adopted,
would not have significant economic impact on a substantial number of
small entities. The factual basis for this certification is set forth
below.
This proposed rule would update DOE's policies and procedures
concerning the disclosure of records held within a system of records
pursuant to the Privacy Act of 1974. This proposed rule would apply
only to activities conducted by DOE's Federal employees and
contractors, who would be responsible for implementing the rule
requirements. DOE does not expect there to be any potential economic
impact of this proposed rule on small businesses. Small businesses,
therefore, should not be adversely impacted by the requirements in this
proposed rule. For these reasons, DOE certifies that this proposed
rule, if promulgated, would not have a significant economic impact on a
substantial number of small entities, and therefore, no regulatory
flexibility analysis has been prepared.
C. Review Under the Paperwork Reduction Act of 1995
This proposed rule does not impose a collection of information
requirement subject to review and approval by OMB under the Paperwork
Reduction Act (44 U.S.C. 3501 et seq.).
D. Review Under the National Environmental Policy Act of 1969
Pursuant to the National Environmental Policy Act of 1969
[[Page 77043]]
(NEPA), DOE has analyzed this proposed action in accordance with NEPA
and DOE's NEPA implementing regulations (10 CFR part 1021). DOE's
regulations include a categorical exclusion (CX) for rulemakings
interpreting or amending an existing rule or regulation that does not
change the environmental effect of the rule or regulation being
amended. 10 CFR part 1021, subpart D, appendix A5. DOE has determined
that this proposed rule is covered under the CX found in DOE's NEPA
regulations at paragraph A.5 of appendix A to subpart D, 10 CFR part
1021, because it is an amendment to an existing regulation that does
not change the environmental effect of the amended regulation and,
therefore, meets the requirements for the application of this CX. See
10 CFR 1021.410. Therefore, DOE has determined that this proposed rule
is not a major Federal action significantly affecting the quality of
the human environment within the meaning of NEPA and does not require
an Environmental Assessment or an Environmental Impact Statement.
E. Review Under Executive Order 12988
With respect to the review of existing regulations and the
promulgation of new regulations, section 3(a) of Executive Order 12988,
``Civil Justice Reform,'' 61 FR 4729 (February 7, 1996), imposes on
Federal agencies the general duty to adhere to the following
requirements: (1) eliminate drafting errors and ambiguity; (2) write
regulations to minimize litigation; (3) provide a clear legal standard
for affected conduct rather than a general standard; and (4) promote
simplification and burden reduction. Section 3(b) of Executive Order
12988 specifically requires that Executive agencies make every
reasonable effort to ensure the regulation: (1) clearly specifies the
preemptive effect, if any; (2) clearly specifies any effect on existing
Federal law or regulation; (3) provides a clear legal standard for the
affected conduct while promoting simplification and burden reduction;
(4) specifies the retroactive effect, if any; (5) adequately defines
key terms; (6) specifies whether administrative proceedings are to be
required before parties may file suit in court and, if so, describes
those proceedings and requires the exhaustion of administrative
remedies; and (7) addresses other important issues affecting clarity
and general draftsmanship under any guidelines issued by the Attorney
General. Section 3(c) of Executive Order 12988 requires Executive
agencies to review regulations in light of applicable standards in
section 3(a) and section 3(b) to determine whether they are met, or it
is unreasonable to meet one or more of the standards. DOE has completed
the required review and determined that, to the extent permitted by
law, this proposed rule meets the relevant standards of Executive Order
12988.
F. Review Under Executive Order 13132
Executive Order 13132, ``Federalism,'' 64 FR 43255 (August 10,
1999) imposes certain requirements on agencies formulating and
implementing policies or regulations that preempt State law or that
have federalism implications. Agencies are required to examine the
constitutional and statutory authority supporting any action that would
limit the policymaking discretion of the States and carefully assess
the necessity for such actions. The Executive order also requires
agencies to have an accountable process to ensure meaningful and timely
input by State and local officials in the development of regulatory
policies that have federalism implications. On March 14, 2000, DOE
published a statement of policy describing the intergovernmental
consultation process it will follow in the development of such
regulations. 65 FR 13735. DOE has examined this proposed rule and has
tentatively determined that it would not preempt State law and would
not have a substantial direct effect on the States, on the relationship
between the National Government and the States, or on the distribution
of power and responsibilities among the various levels of government.
No further action is required by Executive Order 13132.
G. Review Under Executive Order 13175
Under Executive Order 13175 (65 FR 67249, November 6, 2000) on
``Consultation and Coordination with Indian Tribal Governments,'' DOE
may not issue a discretionary rule that has ``Tribal'' implications and
imposes substantial direct compliance costs on Indian Tribal
governments. DOE has determined that this proposed rule would not have
such effects and concluded that Executive Order 13175 does not apply to
this proposed rule.
H. Review Under the Unfunded Mandates Reform Act of 1995
Title II of the Unfunded Mandates Reform Act (UMRA) of 1995 (Pub.
L. 104-4) requires each Federal agency to assess the effects of a
Federal regulatory action on State, local, and Tribal governments, and
the private sector. (Pub. L. 104-4, sec. 201 et seq. (codified at 2
U.S.C. 1531 et seq.)). For a proposed regulatory action likely to
result in a rule that may cause the expenditure by State, local, and
Tribal governments, in the aggregate, or by the private sector of $100
million or more in any one year (adjusted annually for inflation),
section 202 of UMRA requires a Federal agency to publish a written
statement that estimates the resulting costs, benefits, and other
effects on the national economy. (2 U.S.C. 1532(a), (b)) UMRA also
requires a Federal agency to develop an effective process to permit
timely input by elected officers of State, local, and Tribal
governments on a proposed ``significant Federal intergovernmental
mandate,'' and requires an agency plan for giving notice and
opportunity for timely input to potentially affected small governments
before establishing any requirements that might significantly or
uniquely affect them. On March 18, 1997, DOE published a statement of
policy on its process for intergovernmental consultation under UMRA.
(62 FR 12820) (This policy is also available at: www.energy.gov/gc/guidance-opinions under ``Guidance & Opinions'' (Rulemaking)). DOE
examined the proposed rule according to UMRA and its statement of
policy and has determined that the rule contains neither an
intergovernmental mandate, nor a mandate that may result in the
expenditure by State, local, and Tribal governments, in the aggregate,
or by the private sector, of $100 million or more in any year.
Accordingly, no further assessment or analysis is required under UMRA.
I. Review Under Executive Order 12630
DOE has determined, under Executive Order 12630, ``Governmental
Actions and Interference with Constitutionally Protected Property
Rights'' 53 FR 8859 (March 18, 1988), that this proposed regulation
would not result in any takings that might require compensation under
the Fifth Amendment to the U.S. Constitution.
J. Review Under Executive Order 13211
Executive Order 13211, ``Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use,'' 66 FR 28355
(May 22, 2001) requires Federal agencies to prepare and submit to the
OIRA, which is part of OMB, a Statement of Energy Effects for any
proposed significant energy action. A ``significant energy action'' is
defined as any action by an agency that promulgates or is expected to
lead to promulgation of a final rule, and that: (1)(i) is a significant
regulatory action under Executive Order 12866, or any successor order;
and (ii) is likely to have a significant adverse effect on the supply,
distribution, or use of energy, or
[[Page 77044]]
(2) is designated by the Administrator of OIRA as a significant energy
action. For any proposed significant energy action, the agency must
give a detailed statement of any adverse effects on energy supply,
distribution, or use should the proposal be implemented, and of
reasonable alternatives to the action and their expected benefits on
energy supply, distribution, and use. This proposed regulatory action
is not a significant energy action. Accordingly, DOE has not prepared a
Statement of Energy Effects.
K. Review Under the Treasury and General Government Appropriations Act,
1999
Section 654 of the Treasury and General Government Appropriations
Act, 1999 (Pub. L. 105-277) requires Federal agencies to issue a Family
Policymaking Assessment for any proposed rule that may affect family
well-being. This proposed rule would not have any impact on the
autonomy or integrity of the family as an institution. Accordingly, DOE
has concluded that it is not necessary to prepare a Family Policymaking
Assessment.
L. Review Under the Treasury and General Government Appropriations Act,
2001
Section 515 of the Treasury and General Government Appropriations
Act, 2001 (44 U.S.C. 3516) provides for Federal agencies to review most
disseminations of information to the public under guidelines
established by each agency pursuant to general guidelines issued by
OMB. OMB's guidelines were published at 67 FR 8452 (February 22, 2002),
and DOE's guidelines were published at 67 FR 62446 (October 7, 2002).
Pursuant to OMB Memorandum M-19-15, Improving Implementation of the
Information Quality Act (April 24, 2019), DOE published updated
guidelines which are available at: www.energy.gov/sites/prod/files/2019/12/f70/DOE%20Final%20Updated%20IQA%20Guidelines%20Dec%202019.pdf.
DOE has reviewed this proposed rule and will ensure that
information produced under this regulation remains consistent with the
applicable OMB and DOE guidelines.
V. Public Participation--Submission of Comments
DOE will accept comments, data, and information regarding this
proposed rule before or no later than the date provided in the DATES
section at the beginning of this proposed rule. Interested individuals
are invited to participate in this proceeding by submitting data,
views, or arguments with respect to this proposed rule using the method
described in the ADDRESSES section at the beginning of this proposed
rule. To help the Department review the submitted comments, commenters
are requested to reference the paragraph(s), (e.g., Sec. 1008.22(d)),
to which they refer where possible. Individuals that want to comment on
this proposed rulemaking may do so by following the directions below.
To comment on the System of Records Notice (SORN) associated with this
proposed rulemaking, which is also published elsewhere in this issue of
the Federal Register, please refer to that SORN's own Federal Register
notice, using docket number DOE-HQ-2023-0058.
1. Submitting comments www.regulations.gov. The www.regulations.gov
web page will require you to provide your name and contact information.
Your contact information will be viewable by DOE's Office of Privacy
Management and Compliance staff only. Your contact information will not
be publicly viewable except for your first and last names, organization
name (if any), and submitter representative name (if any). If your
comment is not processed properly because of technical difficulties,
DOE will use this information to contact you. If DOE cannot read your
comment due to technical difficulties and cannot contact you for
clarification, DOE may not be able to consider your comment. However,
your contact information will be publicly viewable if you include it in
the comment itself or in any documents attached to your comment. Any
information that you do not want to be publicly viewable should not be
included in your comment, nor in any document attached to your comment.
Persons viewing comments will see only first and last names,
organization names, correspondence containing comments, and any
documents submitted with the comments.
Do not submit to www.regulations.gov information for which
disclosure is restricted by statute, such as trade secrets and
commercial or financial information (hereinafter referred to as
Confidential Business Information (CBI)). Comments submitted through
www.regulations.gov cannot be claimed as CBI. Comments received through
www.regulations.gov will waive any CBI claims for the information
submitted. For information on submitting CBI, see the Confidential
Business Information section.
DOE processes submissions made through www.regulations.gov before
posting. Normally, comments will be posted within a few days of being
submitted. However, if large volumes of comments are being processed
simultaneously, your comment may not be viewable for up to several
weeks. Please keep the comment tracking number that www.regulations.gov
provides after you have successfully uploaded your comment.
Comments, data, and other information submitted to DOE
electronically should be provided in PDF (preferred), Microsoft Word or
Excel, WordPerfect, or text (ASCII) file format. Provide documents that
are not secured, that are written in English, and that are free of any
defects or viruses. Documents should not contain special characters or
any form of encryption and, if possible, they should carry the
electronic signature of the author.
2. Confidential Business Information. Pursuant to the provisions of
10 CFR 1004.11, anyone submitting information or data he or she
believes to be confidential and exempt by law from public disclosure
should submit two well-marked copies: one copy of the document marked
``CONFIDENTIAL'' including all the information believed to be
confidential, and one copy of the document marked ``NON-CONFIDENTIAL''
with the information believed to be confidential deleted. Submit these
documents via email. DOE will make its own determination as to the
confidentiality of the information and treat it according to its
determination.
It is DOE's policy that all comments may be included in the public
docket, without change and as received, including any personal
information provided in the comments (except information deemed to be
exempt from public disclosure).
3. Campaign form letters. Please submit campaign form letters by
the originating organization in batches of between 50 to 500 form
letters per PDF or as one form letter with a list of supporters' names
compiled into one or more PDFs. This reduces comment processing and
posting time.
VI. Approval by the Office of the Secretary of Energy
The Secretary of Energy has approved publication of this notice of
proposed rulemaking.
List of Subjects in 10 CFR Part 1008
Administration practice and procedure, Freedom of information,
Privacy, Reporting and recordkeeping requirements.
[[Page 77045]]
Signing Authority
This document of the Department of Energy was signed on September
9, 2024, by Ann Dunkin, Senior Agency Official for Privacy, pursuant to
delegated authority from the Secretary of Energy. That document with
the original signature and date is maintained by DOE. For
administrative purposes only, and in compliance with requirements of
the Office of the Federal Register, the undersigned DOE Federal
Register Liaison Officer has been authorized to sign and submit the
document in electronic format for publication, as an official document
of the Department of Energy. This administrative process in no way
alters the legal effect of this document upon publication in the
Federal Register.
Signed in Washington, DC, on September 10, 2024.
Treena V. Garrett,
Federal Register Liaison Officer, U.S. Department of Energy.
For the reasons set forth in the preamble, the Department of Energy
proposes to amend part 1008 of chapter X of title 10 of the Code of
Federal Regulations as set forth below:
PART 1008--RECORDS MAINTAINED ON INDIVIDUALS (PRIVACY ACT)
0
1. The authority citation for part 1008 continues to read as follows:
Authority: 42 U.S.C. 7101 et seq.; 50 U.S.C. 2401 et seq.; 5
U.S.C. 552; 5 U.S.C. 552a; 42 U.S.C. 7254; and 5 U.S.C. 301. Section
1008.22(c) also issued under 42 U.S.C. 405 note.
0
2. Section 1008.12, as proposed to be amended at 88 FR 82788 (November
27, 2023), is further amend by adding paragraph (b)(2)(ii)(R) to read
as follows:
Sec. 1008.12 Exemptions.
* * * * *
(b) * * *
(2) * * *
(ii) * * *
(R) Nondiscrimination in Federally Assisted Program Files (DOE-42).
* * * * *
[FR Doc. 2024-20838 Filed 9-19-24; 8:45 am]
BILLING CODE 6450-01-P