Privacy Act of 1974: Implementation of Exemptions, 73312-73316 [2024-20152]
Download as PDF
73312
Proposed Rules
Federal Register
Vol. 89, No. 175
Tuesday, September 10, 2024
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
DEPARTMENT OF ENERGY
10 CFR Part 1008
[DOE–HQ–2023–0058]
RIN 1903–AA18
Privacy Act of 1974: Implementation of
Exemptions
U.S. Department of Energy.
ACTION: Notice of proposed rulemaking.
AGENCY:
The Department of Energy
(DOE, the Department) is proposing to
revise its regulations to exempt certain
records maintained under a newly
established system of records—DOE–85,
Research, Technology, and Economic
Security Due Diligence Review
Records—from the notification and
access provisions of the Privacy Act of
1974. The Department proposes to
exempt portions of this system of
records from these subsections of the
Privacy Act because of requirements
related to classified information.
DATES: To be assured of consideration,
written comments on this proposed
rulemaking must be received at one of
the addresses listed in the ADDRESSES
section, on or before October 10, 2024.
Comments received following the
aforementioned date may be considered
if it is practical to do so.
ADDRESSES: Please refer to section V
(Public Participation—Submission of
Comments) for additional information
on the comment period. To comment on
the System of Records Notice (SORN)
associated with this proposed
rulemaking, which is published
elsewhere in this issue of the Federal
Register, please refer to that SORN’s
own Federal Register Notice, using
docket number DOE–HQ–2023–0058.
You may submit comments identified
by docket number DOE–HQ–2023–0058,
as follows:
Federal eRulemaking Portal:
www.regulations.gov. Include the docket
number DOE–HQ–2023–0058 in the
‘‘Enter Keyword or ID’’ field and click
on ‘‘Search.’’ On the next web page,
khammond on DSKJM1Z7X2PROD with PROPOSALS
SUMMARY:
VerDate Sep<11>2014
16:18 Sep 09, 2024
Jkt 262001
click on ‘‘Submit a Comment’’ action
and follow the instructions in the portal.
Mail/Hand Delivery/Courier [For
paper, disk, or CD-ROM submissions] to:
Ken Hunt, U.S. Department of Energy,
1000 Independence Avenue SW, Office
8H–085, Washington, DC 20585.
Comments received, including any
personal information, will be posted
without change to www.regulations.gov.
Docket: The docket, which includes
Federal Register notices, comments,
and other supporting documents/
materials, is available for review at
www.regulations.gov. All documents in
the docket are listed in the
www.regulations.gov index. However,
some documents listed in the index,
such as those containing information
that is exempt from public disclosure,
may not be publicly available. The
www.regulations.gov web page contains
instructions on how to access all
documents, including public comments,
in the docket. See section V of this
document for further information on
how to submit comments through
www.regulations.gov.
Kyle
David, U.S. Department of Energy, 1000
Independence Avenue SW, Office 8H–
085, Washington, DC 20585; facsimile:
(202) 586–8151; email: kyle.david@
hq.doe.gov, telephone: (240) 686–9485.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
Table of Contents
I. Authority and Background
A. Authority
B. Background
II. Discussion
III. Section 1008.12 Analysis
IV. Procedural Issues and Regulatory Review
A. Review Under Executive Orders 12866,
13563, and 14094
B. Review Under the Regulatory Flexibility
Act
C. Review Under the Paperwork Reduction
Act of 1995
D. Review Under the National
Environmental Policy Act of 1969
E. Review Under Executive Order 12988
F. Review Under Executive Order 13132
G. Review Under Executive Order 13175
H. Review Under the Unfunded Mandates
Reform Act of 1995
I. Review Under Executive Order 12360
J. Review Under Executive Order 13211
K. Review Under the Treasury and General
Government Appropriations Act, 1999
L. Review Under the Treasury and General
Government Appropriations Act, 2001
V. Public Participation—Submission of
Comments
PO 00000
Frm 00001
Fmt 4702
Sfmt 4702
VI. Approval by the Office of the Secretary
of Energy
I. Authority and Background
A. Authority
DOE has broad authority to manage
the agency’s collection, use, processing,
maintenance, storage, and disclosure of
Personally Identifiable Information (PII)
pursuant to the following authorities: 42
United States Code (U.S.C.) 7101 et seq.,
50 U.S.C. 2401 et seq., 5 U.S.C. 1104, 5
U.S.C. 552, 5 U.S.C. 552a, 42 U.S.C.
7254, 5 U.S.C. 301, and 42 U.S.C. 405
note.
B. Background
The Privacy Act of 1974 (the Act) (5
U.S.C. 552a) embodies fair information
practice principles in a statutory
framework governing the means by
which the U.S. Government collects,
maintains, uses, and disseminates
personally identifiable information. The
Privacy Act applies to information that
is maintained in a ‘‘system of records.’’
A ‘‘system of records’’ is a group of any
records under the control of an agency
from which information is retrieved by
the name of the individual or by some
identifying number, symbol, or other
identifying particular assigned to the
individual. In the Privacy Act, an
individual is defined to encompass U.S.
citizens and lawful permanent
residents.
The Privacy Act includes two sets of
provisions that allow agencies to claim
exemptions from certain requirements
in the statute. These provisions allow
agencies in certain circumstances to
promulgate rules to exempt a system of
records from certain provisions of the
Privacy Act. For this system of records,
pursuant to 5 U.S.C. 552a(k)(1), the
Department exempts this system of
records from subsections (c)(3); (d);
(e)(1), (e)(4)(G), (4)(H), and (4)(I); and (f)
of the Privacy Act. This exemption is
needed to protect information relating to
DOE activities from disclosure to
subjects or others related to these
activities. Specifically, the exemption is
required to safeguard classified
information. Pursuant to the Privacy Act
and Office of Management and Budget
(OMB) Circular A–108, Federal Agency
Responsibilities for Review, Reporting,
and Publication under the Privacy Act,
DOE is issuing this notice of proposed
rulemaking to make clear to the public
the reasons why this particular
E:\FR\FM\10SEP1.SGM
10SEP1
Federal Register / Vol. 89, No. 175 / Tuesday, September 10, 2024 / Proposed Rules
exemption is being proposed and to
seek public comment.
khammond on DSKJM1Z7X2PROD with PROPOSALS
II. Discussion
The Department is giving notice of its
intention to exempt portions of a newly
established system of records—DOE–85,
Research, Technology, and Economic
Security Due Diligence Review
Records—from subsections (c)(3); (d);
(e)(1), (e)(4)(G), (4)(H), and (4)(I); and (f)
of the Privacy Act of 1974. To claim this
exemption, DOE is amending 10 CFR
1008.12 by adding a new paragraph,
(b)(1)(ii)(O). The Department proposes
to exempt portions of this system of
records from these subsections of the
Privacy Act because of requirements
related to classified information.
The purpose of this system is to
enhance DOE’s capabilities to aggregate,
link, analyze and maintain information
used by the Department to assess
research, technology, and economic
security (RTES) risk. RTES risks may
include risk of foreign government
interference and exploitation,
intellectual property (IP) loss, national
security risk, conflicts of interest, and
conflicts of commitment, and other
parameters defined in DOE/NNSA
policy. The RTES analysis builds on
pre-existing information provided by
individuals and organizations that
interact with DOE/NNSA, paired with
public records (see categories of
records), and in some cases, classified
information. Consistent with NSPM–33,
applicable law, and existing DOE/NNSA
policies, the system records may be
shared as appropriate with other Federal
funding agencies and internally within
DOE/NNSA to help ensure a
coordinated and consistent approach to
risk assessment.
For this system of records, the system
is exempted from subsections (c)(3); (d);
(e)(1), (e)(4)(G), (4)(H), and (4)(I); and (f)
of the Privacy Act pursuant to 5 U.S.C.
552a(k)(1). This exemption is needed to
protect information relating to DOE
activities from disclosure to subjects or
others related to these activities.
Specifically, the exemption is required
to safeguard classified information.
The exemption proposed here is a
standard national security exemption
exercised by many Federal intelligence
agencies. Although the Research,
Technology, and Economic Security
(RTES) Office is not an intelligence
agency, the system of records utilized by
the RTES Office may include classified
information obtained from Federal
intelligence sources.
A System of Records Notice for DOE–
85 Research, Technology, and Economic
Security Due Diligence Review Records
VerDate Sep<11>2014
16:18 Sep 09, 2024
Jkt 262001
is also published elsewhere in this issue
of the Federal Register.
Exemptions for DOE–85 Research,
Technology, and Economic Security
Due Diligence Review Records from this
particular subsection of the Act are
justified, on a case-by-case basis to be
determined at the time a request is made
for the following reasons:
From subsection (k)(1) because
providing individuals access to
classified information could cause
serious damage to the national defense
or foreign policy.
III. Section 1008.12 Analysis
This notice of proposed rulemaking
proposes adding paragraph (b)(1)(ii)(O),
referencing ‘‘Research, Technology, and
Economic Security Due Diligence
Review Records (DOE–85)’’. This
addition will demonstrate that SORN
DOE–85 is included among the other
SORNs taking a (k)(1) exemption under
the Privacy Act of 1974. Per current
regulations located at 10 CFR
1008.12(b)(1)(ii), this exemption allows
DOE to ‘‘prevent serious damage to the
national defense or foreign policy that
could arise from providing individuals
access to classified information.’’
IV. Procedural Issues and Regulatory
Review
A. Review Under Executive Order
12866, 13563, and 14094
Executive Order (‘‘E.O.’’) 12866,
‘‘Regulatory Planning and Review,’’ 58
FR 51735 (Oct. 4, 1993), as
supplemented and reaffirmed by E.O.
13563, ‘‘Improving Regulation and
Regulatory Review,’’ 76 FR 3821 (Jan.
21, 2011) and amended by E.O. 14094,
‘‘Modernizing Regulatory Review,’’ 88
FR 21879 (April 11, 2023), requires
agencies, to the extent permitted by law,
to (1) propose or adopt a regulation only
upon a reasoned determination that its
benefits justify its costs (recognizing
that some benefits and costs are difficult
to quantify); (2) tailor regulations to
impose the least burden on society,
consistent with obtaining regulatory
objectives, taking into account, among
other things, and to the extent
practicable, the costs of cumulative
regulations; (3) select, in choosing
among alternative regulatory
approaches, those approaches that
maximize net benefits (including
potential economic, environmental,
public health and safety, and other
advantages; distributive impacts; and
equity); (4) to the extent feasible, specify
performance objectives, rather than
specifying the behavior or manner of
compliance that regulated entities must
adopt; and (5) identify and assess
PO 00000
Frm 00002
Fmt 4702
Sfmt 4702
73313
available alternatives to direct
regulation, including providing
economic incentives to encourage the
desired behavior, such as user fees or
marketable permits, or providing
information upon which choices can be
made by the public. DOE emphasizes as
well that E.O. 13563 requires agencies to
use the best available techniques to
quantify anticipated present and future
benefits and costs as accurately as
possible. In its guidance, the Office of
Information and Regulatory Affairs
(OIRA) has emphasized that such
techniques may include identifying
changing future compliance costs that
might result from technological
innovation or anticipated behavioral
changes. For the reasons stated in this
preamble, this proposed regulatory
action is consistent with these
principles.
Section 6(a) of E.O. 12866 requires
agencies to submit ‘‘significant
regulatory actions’’ to OIRA for review.
OIRA has determined that this proposed
regulatory action is not a ‘‘significant
regulatory action’’ within the scope of
E.O. 12866. Accordingly, this action is
not subject to review under E.O. 12866
by OIRA of the Office of Management
and Budget (OMB).
B. Review Under the Regulatory
Flexibility Act
The Regulatory Flexibility Act of 1980
(5 U.S.C. 601 et seq.) requires that an
agency prepare an initial regulatory
flexibility analysis for any regulation for
which a general notice of proposed
rulemaking is required, unless the
agency certifies that the rule, if
promulgated, will not have a significant
economic impact on a substantial
number of small entities (5 U.S.C.
605(b)). As required by Executive Order
13272, Proper Consideration of Small
Entities in Agency Rulemaking, 67 FR
53461 (Aug. 16, 2002), DOE published
procedures and policies on February 19,
2003, to ensure that the potential
impacts of its rules on small entities are
properly considered during the
rulemaking process. 68 FR 7990. DOE
has made its procedures and policies
available on the Office of the General
Counsel’s website (www.energy.gov/gc/
office-general-counsel).
DOE reviewed this proposed rule
under the provisions of the Regulatory
Flexibility Act and the procedures and
policies published on February 19,
2003. DOE certifies that the proposed
rule, if adopted, would not have
significant economic impact on a
substantial number of small entities.
The factual basis for this certification is
set forth below.
E:\FR\FM\10SEP1.SGM
10SEP1
73314
Federal Register / Vol. 89, No. 175 / Tuesday, September 10, 2024 / Proposed Rules
This proposed rule would update
DOE’s policies and procedures
concerning the disclosure of records
held within a system of records
pursuant to the Privacy Act of 1974.
This proposed rule would apply only to
activities conducted by DOE’s Federal
employees and contractors, who would
be responsible for implementing the
rule requirements. DOE does not expect
there to be any potential economic
impact of this proposed rule on small
businesses. Small businesses, therefore,
should not be adversely impacted by the
requirements in this proposed rule. For
these reasons, DOE certifies that this
proposed rule, if promulgated, would
not have a significant economic impact
on a substantial number of small
entities, and therefore, no regulatory
flexibility analysis has been prepared.
khammond on DSKJM1Z7X2PROD with PROPOSALS
C. Review Under the Paperwork
Reduction Act of 1995
This proposed rule does not impose a
collection of information requirement
subject to review and approval by OMB
under the Paperwork Reduction Act (44
U.S.C. 3501 et seq.).
D. Review Under the National
Environmental Policy Act of 1969
Pursuant to the National
Environmental Policy Act of 1969
(NEPA), DOE has analyzed this
proposed action in accordance with
NEPA and DOE’s NEPA implementing
regulations (10 CFR part 1021). DOE’s
regulations include a categorical
exclusion (CX) for rulemakings
interpreting or amending an existing
rule or regulation that does not change
the environmental effect of the rule or
regulation being amended. 10 CFR part
1021, subpart D, appendix A, paragraph
A5. DOE has determined that this
proposed rule is covered under the CX
found in DOE’s NEPA regulations at
paragraph A5 of appendix A to subpart
D, 10 CFR part 1021, because it is an
amendment to an existing regulation
that does not change the environmental
effect of the amended regulation and,
therefore, meets the requirements for the
application of this CX. See 10 CFR
1021.410. Therefore, DOE has
determined that this proposed rule is
not a major Federal action significantly
affecting the quality of the human
environment within the meaning of
NEPA and does not require an
Environmental Assessment or an
Environmental Impact Statement.
E. Review Under Executive Order 12988
With respect to the review of existing
regulations and the promulgation of
new regulations, Section 3(a) of
Executive Order 12988, ‘‘Civil Justice
VerDate Sep<11>2014
16:18 Sep 09, 2024
Jkt 262001
Reform,’’ 61 FR 4729 (February 7, 1996),
imposes on Federal agencies the general
duty to adhere to the following
requirements: (1) eliminate drafting
errors and ambiguity; (2) write
regulations to minimize litigation; (3)
provide a clear legal standard for
affected conduct rather than a general
standard; and (4) promote simplification
and burden reduction. Section 3(b) of
Executive Order 12988 specifically
requires that executive agencies make
every reasonable effort to ensure the
regulation: (1) clearly specifies the
preemptive effect, if any; (2) clearly
specifies any effect on existing Federal
law or regulation; (3) provides a clear
legal standard for the affected conduct
while promoting simplification and
burden reduction; (4) specifies the
retroactive effect, if any; (5) adequately
defines key terms; (6) specifies whether
administrative proceedings are to be
required before parties may file suit in
court and, if so, describes those
proceedings and requires the exhaustion
of administrative remedies; and (7)
addresses other important issues
affecting clarity and general
draftsmanship under any guidelines
issued by the Attorney General. Section
3(c) of Executive Order 12988 requires
Executive agencies to review regulations
in light of applicable standards in
section 3(a) and section 3(b) to
determine whether they are met or it is
unreasonable to meet one or more of the
standards. DOE has completed the
required review and determined that, to
the extent permitted by law, this
proposed rule meets the relevant
standards of Executive Order 12988.
F. Review Under Executive Order 13132
Executive Order 13132, ‘‘Federalism,’’
64 FR 43255 (August 10, 1999), imposes
certain requirements on agencies
formulating and implementing policies
or regulations that preempt State law or
that have federalism implications.
Agencies are required to examine the
constitutional and statutory authority
supporting any action that would limit
the policymaking discretion of the
States and carefully assess the necessity
for such actions. The Executive order
also requires agencies to have an
accountable process to ensure
meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications. On March 14, 2000, DOE
published a statement of policy
describing the intergovernmental
consultation process it will follow in the
development of such regulations. 65 FR
13735. DOE has examined this proposed
rule and has tentatively determined that
it would not preempt State law and
PO 00000
Frm 00003
Fmt 4702
Sfmt 4702
would not have a substantial direct
effect on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government. No further
action is required by Executive Order
13132.
G. Review Under Executive Order 13175
Under Executive Order 13175 (65 FR
67249, November 6, 2000) on
‘‘Consultation and Coordination with
Indian Tribal Governments,’’ DOE may
not issue a discretionary rule that has
‘‘Tribal’’ implications and imposes
substantial direct compliance costs on
Indian Tribal governments. DOE has
determined that this proposed rule
would not have such effects and
concluded that Executive Order 13175
does not apply to this proposed rule.
H. Review Under the Unfunded
Mandates Reform Act of 1995
Title II of the Unfunded Mandates
Reform Act (UMRA) of 1995 (Pub. L.
104–4) requires each Federal agency to
assess the effects of a Federal regulatory
action on State, local, and Tribal
governments, and the private sector.
(Pub. L. 104–4, sec. 201 et seq. (codified
at 2 U.S.C. 1531 et seq.)). For a proposed
regulatory action likely to result in a
rule that may cause the expenditure by
State, local, and Tribal governments, in
the aggregate, or by the private sector of
$100 million or more in any one year
(adjusted annually for inflation), section
202 of UMRA requires a Federal agency
to publish a written statement that
estimates the resulting costs, benefits,
and other effects on the national
economy. (2 U.S.C. 1532(a), (b)) UMRA
also requires a Federal agency to
develop an effective process to permit
timely input by elected officers of State,
local, and Tribal governments on a
proposed ‘‘significant Federal
intergovernmental mandate,’’ and
requires an agency plan for giving notice
and opportunity for timely input to
potentially affected small governments
before establishing any requirements
that might significantly or uniquely
affect them. On March 18, 1997, DOE
published a statement of policy on its
process for intergovernmental
consultation under UMRA. (62 FR
12820) (This policy is also available at:
www.energy.gov/gc/guidance-opinions
under ‘‘Guidance & Opinions’’
(Rulemaking).) DOE examined this
proposed rule according to UMRA and
its statement of policy and has
determined that this proposed rule
contains neither an intergovernmental
mandate, nor a mandate that may result
in the expenditure by State, local, and
E:\FR\FM\10SEP1.SGM
10SEP1
Federal Register / Vol. 89, No. 175 / Tuesday, September 10, 2024 / Proposed Rules
Tribal governments, in the aggregate, or
by the private sector, of $100 million or
more in any year. Accordingly, no
further assessment or analysis is
required under UMRA.
I. Review Under Executive Order 12630
DOE has determined, under Executive
Order 12630, ‘‘Governmental Actions
and Interference with Constitutionally
Protected Property Rights’’ 53 FR 8859
(March 18, 1988), that this proposed
regulation would not result in any
takings that might require compensation
under the Fifth Amendment to the U.S.
Constitution.
J. Review Under Executive Order 13211
Executive Order 13211, ‘‘Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use,’’ 66 FR 28355 (May
22, 2001), requires Federal agencies to
prepare and submit to the OIRA, which
is part of OMB, a Statement of Energy
Effects for any proposed significant
energy action. A ‘‘significant energy
action’’ is defined as any action by an
agency that promulgates or is expected
to lead to promulgation of a final rule,
and that: (1)(i) is a significant regulatory
action under Executive Order 12866, or
any successor order; and (ii) is likely to
have a significant adverse effect on the
supply, distribution, or use of energy, or
(2) is designated by the Administrator of
OIRA as a significant energy action. For
any proposed significant energy action,
the agency must give a detailed
statement of any adverse effects on
energy supply, distribution, or use
should the proposal be implemented,
and of reasonable alternatives to the
action and their expected benefits on
energy supply, distribution, and use.
This proposed regulatory action is not a
significant energy action. Accordingly,
DOE has not prepared a Statement of
Energy Effects.
khammond on DSKJM1Z7X2PROD with PROPOSALS
K. Review Under the Treasury and
General Government Appropriations
Act, 1999
Section 654 of the Treasury and
General Government Appropriations
Act, 1999 (Pub. L. 105–277) requires
Federal agencies to issue a Family
Policymaking Assessment for any
proposed rule that may affect family
well-being. This proposed rule would
not have any impact on the autonomy
or integrity of the family as an
institution. Accordingly, DOE has
concluded that it is not necessary to
prepare a Family Policymaking
Assessment.
VerDate Sep<11>2014
16:18 Sep 09, 2024
Jkt 262001
L. Review Under the Treasury and
General Government Appropriations
Act, 2001
Section 515 of the Treasury and
General Government Appropriations
Act, 2001 (44 U.S.C. 3516) provides for
Federal agencies to review most
disseminations of information to the
public under guidelines established by
each agency pursuant to general
guidelines issued by OMB. OMB’s
guidelines were published at 67 FR
8452 (February 22, 2002), and DOE’s
guidelines were published at 67 FR
62446 (October 7, 2002). Pursuant to
OMB Memorandum M–19–15,
Improving Implementation of the
Information Quality Act (April 24,
2019), DOE published updated
guidelines which are available at:
www.energy.gov/sites/prod/files/2019/
12/f70/DOE%20Final%20
Updated%20IQA%20Guidelines%
20Dec%202019.pdf.
DOE has reviewed this proposed rule
and will ensure that information
produced under this regulation remains
consistent with the applicable OMB and
DOE guidelines.
V. Public Participation—Submission of
Comments
DOE will accept comments, data, and
information regarding this proposed
rule before or no later than the date
provided in the DATES section at the
beginning of this proposed rule.
Interested individuals are invited to
participate in this proceeding by
submitting data, views, or arguments
with respect to this proposed rule using
the method described in the ADDRESSES
section at the beginning of this proposed
rule. To help the Department review the
submitted comments, commenters are
requested to reference the paragraph(s),
(e.g., § 1008.22(d)), to which they refer
where possible. Individuals that want to
comment on this proposed rulemaking
may do so by following the directions
below. To comment on the System of
Records Notice (SORN) associated with
this rulemaking, which is also
published elsewhere in this issue of the
Federal Register, please refer to that
SORN’s own Federal Register Notice,
using docket number DOE–HQ–2023–
0058.
1. Submitting comments
www.regulations.gov. The
www.regulations.gov web page will
require you to provide your name and
contact information. Your contact
information will be viewable by DOE’s
Office of Privacy Management and
Compliance staff only. Your contact
information will not be publicly
viewable except for your first and last
PO 00000
Frm 00004
Fmt 4702
Sfmt 4702
73315
names, organization name (if any), and
submitter representative name (if any).
If your comment is not processed
properly because of technical
difficulties, DOE will use this
information to contact you. If DOE
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, DOE may not be
able to consider your comment.
However, your contact information will
be publicly viewable if you include it in
the comment itself or in any documents
attached to your comment. Any
information that you do not want to be
publicly viewable should not be
included in your comment, nor in any
document attached to your comment.
Persons viewing comments will see only
first and last names, organization
names, correspondence containing
comments, and any documents
submitted with the comments.
Do not submit to www.regulations.gov
information for which disclosure is
restricted by statute, such as trade
secrets and commercial or financial
information (hereinafter referred to as
Confidential Business Information
(CBI)). Comments submitted through
www.regulations.gov cannot be claimed
as CBI. Comments received through
www.regulations.gov will waive any CBI
claims for the information submitted.
For information on submitting CBI, see
the Confidential Business Information
section.
DOE processes submissions made
through www.regulations.gov before
posting. Normally, comments will be
posted within a few days of being
submitted. However, if large volumes of
comments are being processed
simultaneously, your comment may not
be viewable for up to several weeks.
Please keep the comment tracking
number that www.regulations.gov
provides after you have successfully
uploaded your comment.
Comments, data, and other
information submitted to DOE
electronically should be provided in
PDF (preferred), Microsoft Word or
Excel, WordPerfect, or text (ASCII) file
format. Provide documents that are not
secured, that are written in English, and
that are free of any defects or viruses.
Documents should not contain special
characters or any form of encryption
and, if possible, they should carry the
electronic signature of the author.
2. Confidential Business Information.
Pursuant to the provisions of 10 CFR
1004.11, anyone submitting information
or data he or she believes to be
confidential and exempt by law from
public disclosure should submit two
well-marked copies: one copy of the
document marked ‘‘CONFIDENTIAL’’
E:\FR\FM\10SEP1.SGM
10SEP1
73316
Federal Register / Vol. 89, No. 175 / Tuesday, September 10, 2024 / Proposed Rules
including all the information believed to
be confidential, and one copy of the
document marked ‘‘NON–
CONFIDENTIAL’’ with the information
believed to be confidential deleted.
Submit these documents via email. DOE
will make its own determination as to
the confidentiality of the information
and treat it according to its
determination.
It is DOE’s policy that all comments
may be included in the public docket,
without change and as received,
including any personal information
provided in the comments (except
information deemed to be exempt from
public disclosure).
3. Campaign form letters. Please
submit campaign form letters by the
originating organization in batches of
between 50 to 500 form letters per PDF
or as one form letter with a list of
supporters’ names compiled into one or
more PDFs. This reduces comment
processing and posting time.
1. The authority citation for part 1008
continues to read as follows:
■
Authority: 42 U.S.C. 7101 et seq.; 50 U.S.C.
2401 et seq.; 5 U.S.C. 552; 5 U.S.C. 552a; 42
U.S.C. 7254; and 5 U.S.C. 301. Section
1008.22(c) also issued under 42 U.S.C. 405
note.
2. Section 1008.12, as proposed to be
amended at 88 FR 82788 (November 27,
2023), is further amended by adding
paragraph (b)(1)(ii)(O) to read as
follows:
■
§ 1008.12
Exemptions.
*
*
*
*
*
(b) * * *
(1) * * *
(ii) * * *
(O) Research, Technology, and
Economic Security Due Diligence
Review Records (DOE–85).
*
*
*
*
*
[FR Doc. 2024–20152 Filed 9–9–24; 8:45 am]
VI. Approval by the Office of the
Secretary of Energy
BILLING CODE 6450–01–P
The Secretary of Energy has approved
publication of this notice of proposed
rulemaking.
DEPARTMENT OF TRANSPORTATION
List of Subjects in 10 CFR Part 1008
Federal Aviation Administration
Administration practice and
procedure, Freedom of information,
Privacy, Reporting and recordkeeping
requirements.
14 CFR Part 39
[Docket No. FAA–2024–2138; Project
Identifier MCAI–2024–00124–T]
RIN 2120–AA64
Signing Authority
This document of the Department of
Energy was signed on September 3,
2024, by Ann Dunkin, Senior Agency
Official for Privacy, pursuant to
delegated authority from the Secretary
of Energy. That document with the
original signature and date is
maintained by DOE. For administrative
purposes only, and in compliance with
requirements of the Office of the Federal
Register, the undersigned DOE Federal
Register Liaison Officer has been
authorized to sign and submit the
document in electronic format for
publication, as an official document of
the Department of Energy. This
administrative process in no way alters
the legal effect of this document upon
publication in the Federal Register.
khammond on DSKJM1Z7X2PROD with PROPOSALS
PART 1008—RECORDS MAINTAINED
ON INDIVIDUALS (PRIVACY ACT)
Signed in Washington, DC, on September
3, 2024.
Treena V. Garrett,
Federal Register Liaison Officer, U.S.
Department of Energy.
For the reasons set forth in the
preamble, the Department of Energy
proposes to amend part 1008 of chapter
X of title 10 of the Code of Federal
Regulations as set forth below:
VerDate Sep<11>2014
16:18 Sep 09, 2024
Jkt 262001
Airworthiness Directives; Airbus SAS
Airplanes
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
The FAA proposes to
supersede Airworthiness Directive (AD)
2016–20–12, AD 2018–17–21, and AD
2019–14–04, which apply to certain
Airbus SAS Model A318, A319, A320,
and A321 series airplanes. AD 2019–14–
04 requires revising the existing
maintenance or inspection program, as
applicable, to incorporate new or more
restrictive airworthiness limitations and
terminates the provisions of AD 2018–
17–21, which in turn terminates the
provisions of AD 2016–20–12. Since the
FAA issued AD 2019–14–04, the FAA
has determined that new or more
restrictive airworthiness limitations are
necessary. This proposed AD would
require revising the existing
maintenance or inspection program, as
applicable, to incorporate new or more
restrictive airworthiness limitations, as
specified in a European Union Aviation
SUMMARY:
PO 00000
Frm 00005
Fmt 4702
Sfmt 4702
Safety Agency (EASA) AD, which is
proposed for incorporation by reference
(IBR). The FAA is proposing this AD to
address the unsafe condition on these
products.
DATES: The FAA must receive comments
on this proposed AD by October 25,
2024.
ADDRESSES: You may send comments,
using the procedures found in 14 CFR
11.43 and 11.45, by any of the following
methods:
• Federal eRulemaking Portal: Go to
regulations.gov. Follow the instructions
for submitting comments.
• Fax: 202–493–2251.
• Mail: U.S. Department of
Transportation, Docket Operations, M–
30, West Building Ground Floor, Room
W12–140, 1200 New Jersey Avenue SE,
Washington, DC 20590.
• Hand Delivery: Deliver to Mail
address above between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays.
AD Docket: You may examine the AD
docket at regulations.gov under Docket
No. FAA–2024–2138; or in person at
Docket Operations between 9 a.m. and
5 p.m., Monday through Friday, except
Federal holidays. The AD docket
contains this NPRM, the mandatory
continuing airworthiness information
(MCAI), any comments received, and
other information. The street address for
Docket Operations is listed above.
Material Incorporated by Reference:
• For EASA material identified in this
proposed AD, contact EASA, KonradAdenauer-Ufer 3, 50668 Cologne,
Germany; telephone +49 221 8999 000;
email ADs@easa.europa.eu; website
easa.europa.eu. You may find this
material on the EASA website at
ad.easa.europa.eu. It is also available at
regulations.gov under Docket No. FAA–
2024–2138.
• For Airbus material identified in
this proposed AD, contact Airbus SAS,
Airworthiness Office—EIAS, RondPoint Emile Dewoitine No: 2, 31700
Blagnac Cedex, France; telephone +33 5
61 93 36 96; fax +33 5 61 93 44 51; email
account.airworth-eas@airbus.com;
website airbus.com.
• You may view this material at the
FAA, Airworthiness Products Section,
Operational Safety Branch, 2200 South
216th Street, Des Moines, WA. For
information on the availability of this
material at the FAA, call 206–231–3195.
FOR FURTHER INFORMATION CONTACT:
Timothy Dowling, Aviation Safety
Engineer, FAA, 1600 Stewart Avenue,
Suite 410, Westbury, NY 11590;
telephone 206–231–3667; email
Timothy.P.Dowling@faa.gov.
SUPPLEMENTARY INFORMATION:
E:\FR\FM\10SEP1.SGM
10SEP1
Agencies
[Federal Register Volume 89, Number 175 (Tuesday, September 10, 2024)]
[Proposed Rules]
[Pages 73312-73316]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-20152]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 89 , No. 175 / Tuesday, September 10, 2024 /
Proposed Rules
[[Page 73312]]
DEPARTMENT OF ENERGY
10 CFR Part 1008
[DOE-HQ-2023-0058]
RIN 1903-AA18
Privacy Act of 1974: Implementation of Exemptions
AGENCY: U.S. Department of Energy.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Department of Energy (DOE, the Department) is proposing to
revise its regulations to exempt certain records maintained under a
newly established system of records--DOE-85, Research, Technology, and
Economic Security Due Diligence Review Records--from the notification
and access provisions of the Privacy Act of 1974. The Department
proposes to exempt portions of this system of records from these
subsections of the Privacy Act because of requirements related to
classified information.
DATES: To be assured of consideration, written comments on this
proposed rulemaking must be received at one of the addresses listed in
the ADDRESSES section, on or before October 10, 2024. Comments received
following the aforementioned date may be considered if it is practical
to do so.
ADDRESSES: Please refer to section V (Public Participation--Submission
of Comments) for additional information on the comment period. To
comment on the System of Records Notice (SORN) associated with this
proposed rulemaking, which is published elsewhere in this issue of the
Federal Register, please refer to that SORN's own Federal Register
Notice, using docket number DOE-HQ-2023-0058.
You may submit comments identified by docket number DOE-HQ-2023-
0058, as follows:
Federal eRulemaking Portal: www.regulations.gov. Include the docket
number DOE-HQ-2023-0058 in the ``Enter Keyword or ID'' field and click
on ``Search.'' On the next web page, click on ``Submit a Comment''
action and follow the instructions in the portal.
Mail/Hand Delivery/Courier [For paper, disk, or CD-ROM submissions]
to: Ken Hunt, U.S. Department of Energy, 1000 Independence Avenue SW,
Office 8H-085, Washington, DC 20585.
Comments received, including any personal information, will be
posted without change to www.regulations.gov.
Docket: The docket, which includes Federal Register notices,
comments, and other supporting documents/materials, is available for
review at www.regulations.gov. All documents in the docket are listed
in the www.regulations.gov index. However, some documents listed in the
index, such as those containing information that is exempt from public
disclosure, may not be publicly available. The www.regulations.gov web
page contains instructions on how to access all documents, including
public comments, in the docket. See section V of this document for
further information on how to submit comments through
www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Kyle David, U.S. Department of Energy,
1000 Independence Avenue SW, Office 8H-085, Washington, DC 20585;
facsimile: (202) 586-8151; email: [email protected], telephone:
(240) 686-9485.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Authority and Background
A. Authority
B. Background
II. Discussion
III. Section 1008.12 Analysis
IV. Procedural Issues and Regulatory Review
A. Review Under Executive Orders 12866, 13563, and 14094
B. Review Under the Regulatory Flexibility Act
C. Review Under the Paperwork Reduction Act of 1995
D. Review Under the National Environmental Policy Act of 1969
E. Review Under Executive Order 12988
F. Review Under Executive Order 13132
G. Review Under Executive Order 13175
H. Review Under the Unfunded Mandates Reform Act of 1995
I. Review Under Executive Order 12360
J. Review Under Executive Order 13211
K. Review Under the Treasury and General Government
Appropriations Act, 1999
L. Review Under the Treasury and General Government
Appropriations Act, 2001
V. Public Participation--Submission of Comments
VI. Approval by the Office of the Secretary of Energy
I. Authority and Background
A. Authority
DOE has broad authority to manage the agency's collection, use,
processing, maintenance, storage, and disclosure of Personally
Identifiable Information (PII) pursuant to the following authorities:
42 United States Code (U.S.C.) 7101 et seq., 50 U.S.C. 2401 et seq., 5
U.S.C. 1104, 5 U.S.C. 552, 5 U.S.C. 552a, 42 U.S.C. 7254, 5 U.S.C. 301,
and 42 U.S.C. 405 note.
B. Background
The Privacy Act of 1974 (the Act) (5 U.S.C. 552a) embodies fair
information practice principles in a statutory framework governing the
means by which the U.S. Government collects, maintains, uses, and
disseminates personally identifiable information. The Privacy Act
applies to information that is maintained in a ``system of records.'' A
``system of records'' is a group of any records under the control of an
agency from which information is retrieved by the name of the
individual or by some identifying number, symbol, or other identifying
particular assigned to the individual. In the Privacy Act, an
individual is defined to encompass U.S. citizens and lawful permanent
residents.
The Privacy Act includes two sets of provisions that allow agencies
to claim exemptions from certain requirements in the statute. These
provisions allow agencies in certain circumstances to promulgate rules
to exempt a system of records from certain provisions of the Privacy
Act. For this system of records, pursuant to 5 U.S.C. 552a(k)(1), the
Department exempts this system of records from subsections (c)(3); (d);
(e)(1), (e)(4)(G), (4)(H), and (4)(I); and (f) of the Privacy Act. This
exemption is needed to protect information relating to DOE activities
from disclosure to subjects or others related to these activities.
Specifically, the exemption is required to safeguard classified
information. Pursuant to the Privacy Act and Office of Management and
Budget (OMB) Circular A-108, Federal Agency Responsibilities for
Review, Reporting, and Publication under the Privacy Act, DOE is
issuing this notice of proposed rulemaking to make clear to the public
the reasons why this particular
[[Page 73313]]
exemption is being proposed and to seek public comment.
II. Discussion
The Department is giving notice of its intention to exempt portions
of a newly established system of records--DOE-85, Research, Technology,
and Economic Security Due Diligence Review Records--from subsections
(c)(3); (d); (e)(1), (e)(4)(G), (4)(H), and (4)(I); and (f) of the
Privacy Act of 1974. To claim this exemption, DOE is amending 10 CFR
1008.12 by adding a new paragraph, (b)(1)(ii)(O). The Department
proposes to exempt portions of this system of records from these
subsections of the Privacy Act because of requirements related to
classified information.
The purpose of this system is to enhance DOE's capabilities to
aggregate, link, analyze and maintain information used by the
Department to assess research, technology, and economic security (RTES)
risk. RTES risks may include risk of foreign government interference
and exploitation, intellectual property (IP) loss, national security
risk, conflicts of interest, and conflicts of commitment, and other
parameters defined in DOE/NNSA policy. The RTES analysis builds on pre-
existing information provided by individuals and organizations that
interact with DOE/NNSA, paired with public records (see categories of
records), and in some cases, classified information. Consistent with
NSPM-33, applicable law, and existing DOE/NNSA policies, the system
records may be shared as appropriate with other Federal funding
agencies and internally within DOE/NNSA to help ensure a coordinated
and consistent approach to risk assessment.
For this system of records, the system is exempted from subsections
(c)(3); (d); (e)(1), (e)(4)(G), (4)(H), and (4)(I); and (f) of the
Privacy Act pursuant to 5 U.S.C. 552a(k)(1). This exemption is needed
to protect information relating to DOE activities from disclosure to
subjects or others related to these activities. Specifically, the
exemption is required to safeguard classified information.
The exemption proposed here is a standard national security
exemption exercised by many Federal intelligence agencies. Although the
Research, Technology, and Economic Security (RTES) Office is not an
intelligence agency, the system of records utilized by the RTES Office
may include classified information obtained from Federal intelligence
sources.
A System of Records Notice for DOE-85 Research, Technology, and
Economic Security Due Diligence Review Records is also published
elsewhere in this issue of the Federal Register.
Exemptions for DOE-85 Research, Technology, and Economic Security
Due Diligence Review Records from this particular subsection of the Act
are justified, on a case-by-case basis to be determined at the time a
request is made for the following reasons:
From subsection (k)(1) because providing individuals access to
classified information could cause serious damage to the national
defense or foreign policy.
III. Section 1008.12 Analysis
This notice of proposed rulemaking proposes adding paragraph
(b)(1)(ii)(O), referencing ``Research, Technology, and Economic
Security Due Diligence Review Records (DOE-85)''. This addition will
demonstrate that SORN DOE-85 is included among the other SORNs taking a
(k)(1) exemption under the Privacy Act of 1974. Per current regulations
located at 10 CFR 1008.12(b)(1)(ii), this exemption allows DOE to
``prevent serious damage to the national defense or foreign policy that
could arise from providing individuals access to classified
information.''
IV. Procedural Issues and Regulatory Review
A. Review Under Executive Order 12866, 13563, and 14094
Executive Order (``E.O.'') 12866, ``Regulatory Planning and
Review,'' 58 FR 51735 (Oct. 4, 1993), as supplemented and reaffirmed by
E.O. 13563, ``Improving Regulation and Regulatory Review,'' 76 FR 3821
(Jan. 21, 2011) and amended by E.O. 14094, ``Modernizing Regulatory
Review,'' 88 FR 21879 (April 11, 2023), requires agencies, to the
extent permitted by law, to (1) propose or adopt a regulation only upon
a reasoned determination that its benefits justify its costs
(recognizing that some benefits and costs are difficult to quantify);
(2) tailor regulations to impose the least burden on society,
consistent with obtaining regulatory objectives, taking into account,
among other things, and to the extent practicable, the costs of
cumulative regulations; (3) select, in choosing among alternative
regulatory approaches, those approaches that maximize net benefits
(including potential economic, environmental, public health and safety,
and other advantages; distributive impacts; and equity); (4) to the
extent feasible, specify performance objectives, rather than specifying
the behavior or manner of compliance that regulated entities must
adopt; and (5) identify and assess available alternatives to direct
regulation, including providing economic incentives to encourage the
desired behavior, such as user fees or marketable permits, or providing
information upon which choices can be made by the public. DOE
emphasizes as well that E.O. 13563 requires agencies to use the best
available techniques to quantify anticipated present and future
benefits and costs as accurately as possible. In its guidance, the
Office of Information and Regulatory Affairs (OIRA) has emphasized that
such techniques may include identifying changing future compliance
costs that might result from technological innovation or anticipated
behavioral changes. For the reasons stated in this preamble, this
proposed regulatory action is consistent with these principles.
Section 6(a) of E.O. 12866 requires agencies to submit
``significant regulatory actions'' to OIRA for review. OIRA has
determined that this proposed regulatory action is not a ``significant
regulatory action'' within the scope of E.O. 12866. Accordingly, this
action is not subject to review under E.O. 12866 by OIRA of the Office
of Management and Budget (OMB).
B. Review Under the Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980 (5 U.S.C. 601 et seq.)
requires that an agency prepare an initial regulatory flexibility
analysis for any regulation for which a general notice of proposed
rulemaking is required, unless the agency certifies that the rule, if
promulgated, will not have a significant economic impact on a
substantial number of small entities (5 U.S.C. 605(b)). As required by
Executive Order 13272, Proper Consideration of Small Entities in Agency
Rulemaking, 67 FR 53461 (Aug. 16, 2002), DOE published procedures and
policies on February 19, 2003, to ensure that the potential impacts of
its rules on small entities are properly considered during the
rulemaking process. 68 FR 7990. DOE has made its procedures and
policies available on the Office of the General Counsel's website
(www.energy.gov/gc/office-general-counsel).
DOE reviewed this proposed rule under the provisions of the
Regulatory Flexibility Act and the procedures and policies published on
February 19, 2003. DOE certifies that the proposed rule, if adopted,
would not have significant economic impact on a substantial number of
small entities. The factual basis for this certification is set forth
below.
[[Page 73314]]
This proposed rule would update DOE's policies and procedures
concerning the disclosure of records held within a system of records
pursuant to the Privacy Act of 1974. This proposed rule would apply
only to activities conducted by DOE's Federal employees and
contractors, who would be responsible for implementing the rule
requirements. DOE does not expect there to be any potential economic
impact of this proposed rule on small businesses. Small businesses,
therefore, should not be adversely impacted by the requirements in this
proposed rule. For these reasons, DOE certifies that this proposed
rule, if promulgated, would not have a significant economic impact on a
substantial number of small entities, and therefore, no regulatory
flexibility analysis has been prepared.
C. Review Under the Paperwork Reduction Act of 1995
This proposed rule does not impose a collection of information
requirement subject to review and approval by OMB under the Paperwork
Reduction Act (44 U.S.C. 3501 et seq.).
D. Review Under the National Environmental Policy Act of 1969
Pursuant to the National Environmental Policy Act of 1969 (NEPA),
DOE has analyzed this proposed action in accordance with NEPA and DOE's
NEPA implementing regulations (10 CFR part 1021). DOE's regulations
include a categorical exclusion (CX) for rulemakings interpreting or
amending an existing rule or regulation that does not change the
environmental effect of the rule or regulation being amended. 10 CFR
part 1021, subpart D, appendix A, paragraph A5. DOE has determined that
this proposed rule is covered under the CX found in DOE's NEPA
regulations at paragraph A5 of appendix A to subpart D, 10 CFR part
1021, because it is an amendment to an existing regulation that does
not change the environmental effect of the amended regulation and,
therefore, meets the requirements for the application of this CX. See
10 CFR 1021.410. Therefore, DOE has determined that this proposed rule
is not a major Federal action significantly affecting the quality of
the human environment within the meaning of NEPA and does not require
an Environmental Assessment or an Environmental Impact Statement.
E. Review Under Executive Order 12988
With respect to the review of existing regulations and the
promulgation of new regulations, Section 3(a) of Executive Order 12988,
``Civil Justice Reform,'' 61 FR 4729 (February 7, 1996), imposes on
Federal agencies the general duty to adhere to the following
requirements: (1) eliminate drafting errors and ambiguity; (2) write
regulations to minimize litigation; (3) provide a clear legal standard
for affected conduct rather than a general standard; and (4) promote
simplification and burden reduction. Section 3(b) of Executive Order
12988 specifically requires that executive agencies make every
reasonable effort to ensure the regulation: (1) clearly specifies the
preemptive effect, if any; (2) clearly specifies any effect on existing
Federal law or regulation; (3) provides a clear legal standard for the
affected conduct while promoting simplification and burden reduction;
(4) specifies the retroactive effect, if any; (5) adequately defines
key terms; (6) specifies whether administrative proceedings are to be
required before parties may file suit in court and, if so, describes
those proceedings and requires the exhaustion of administrative
remedies; and (7) addresses other important issues affecting clarity
and general draftsmanship under any guidelines issued by the Attorney
General. Section 3(c) of Executive Order 12988 requires Executive
agencies to review regulations in light of applicable standards in
section 3(a) and section 3(b) to determine whether they are met or it
is unreasonable to meet one or more of the standards. DOE has completed
the required review and determined that, to the extent permitted by
law, this proposed rule meets the relevant standards of Executive Order
12988.
F. Review Under Executive Order 13132
Executive Order 13132, ``Federalism,'' 64 FR 43255 (August 10,
1999), imposes certain requirements on agencies formulating and
implementing policies or regulations that preempt State law or that
have federalism implications. Agencies are required to examine the
constitutional and statutory authority supporting any action that would
limit the policymaking discretion of the States and carefully assess
the necessity for such actions. The Executive order also requires
agencies to have an accountable process to ensure meaningful and timely
input by State and local officials in the development of regulatory
policies that have federalism implications. On March 14, 2000, DOE
published a statement of policy describing the intergovernmental
consultation process it will follow in the development of such
regulations. 65 FR 13735. DOE has examined this proposed rule and has
tentatively determined that it would not preempt State law and would
not have a substantial direct effect on the States, on the relationship
between the national government and the States, or on the distribution
of power and responsibilities among the various levels of government.
No further action is required by Executive Order 13132.
G. Review Under Executive Order 13175
Under Executive Order 13175 (65 FR 67249, November 6, 2000) on
``Consultation and Coordination with Indian Tribal Governments,'' DOE
may not issue a discretionary rule that has ``Tribal'' implications and
imposes substantial direct compliance costs on Indian Tribal
governments. DOE has determined that this proposed rule would not have
such effects and concluded that Executive Order 13175 does not apply to
this proposed rule.
H. Review Under the Unfunded Mandates Reform Act of 1995
Title II of the Unfunded Mandates Reform Act (UMRA) of 1995 (Pub.
L. 104-4) requires each Federal agency to assess the effects of a
Federal regulatory action on State, local, and Tribal governments, and
the private sector. (Pub. L. 104-4, sec. 201 et seq. (codified at 2
U.S.C. 1531 et seq.)). For a proposed regulatory action likely to
result in a rule that may cause the expenditure by State, local, and
Tribal governments, in the aggregate, or by the private sector of $100
million or more in any one year (adjusted annually for inflation),
section 202 of UMRA requires a Federal agency to publish a written
statement that estimates the resulting costs, benefits, and other
effects on the national economy. (2 U.S.C. 1532(a), (b)) UMRA also
requires a Federal agency to develop an effective process to permit
timely input by elected officers of State, local, and Tribal
governments on a proposed ``significant Federal intergovernmental
mandate,'' and requires an agency plan for giving notice and
opportunity for timely input to potentially affected small governments
before establishing any requirements that might significantly or
uniquely affect them. On March 18, 1997, DOE published a statement of
policy on its process for intergovernmental consultation under UMRA.
(62 FR 12820) (This policy is also available at: www.energy.gov/gc/guidance-opinions under ``Guidance & Opinions'' (Rulemaking).) DOE
examined this proposed rule according to UMRA and its statement of
policy and has determined that this proposed rule contains neither an
intergovernmental mandate, nor a mandate that may result in the
expenditure by State, local, and
[[Page 73315]]
Tribal governments, in the aggregate, or by the private sector, of $100
million or more in any year. Accordingly, no further assessment or
analysis is required under UMRA.
I. Review Under Executive Order 12630
DOE has determined, under Executive Order 12630, ``Governmental
Actions and Interference with Constitutionally Protected Property
Rights'' 53 FR 8859 (March 18, 1988), that this proposed regulation
would not result in any takings that might require compensation under
the Fifth Amendment to the U.S. Constitution.
J. Review Under Executive Order 13211
Executive Order 13211, ``Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use,'' 66 FR 28355
(May 22, 2001), requires Federal agencies to prepare and submit to the
OIRA, which is part of OMB, a Statement of Energy Effects for any
proposed significant energy action. A ``significant energy action'' is
defined as any action by an agency that promulgates or is expected to
lead to promulgation of a final rule, and that: (1)(i) is a significant
regulatory action under Executive Order 12866, or any successor order;
and (ii) is likely to have a significant adverse effect on the supply,
distribution, or use of energy, or (2) is designated by the
Administrator of OIRA as a significant energy action. For any proposed
significant energy action, the agency must give a detailed statement of
any adverse effects on energy supply, distribution, or use should the
proposal be implemented, and of reasonable alternatives to the action
and their expected benefits on energy supply, distribution, and use.
This proposed regulatory action is not a significant energy action.
Accordingly, DOE has not prepared a Statement of Energy Effects.
K. Review Under the Treasury and General Government Appropriations Act,
1999
Section 654 of the Treasury and General Government Appropriations
Act, 1999 (Pub. L. 105-277) requires Federal agencies to issue a Family
Policymaking Assessment for any proposed rule that may affect family
well-being. This proposed rule would not have any impact on the
autonomy or integrity of the family as an institution. Accordingly, DOE
has concluded that it is not necessary to prepare a Family Policymaking
Assessment.
L. Review Under the Treasury and General Government Appropriations Act,
2001
Section 515 of the Treasury and General Government Appropriations
Act, 2001 (44 U.S.C. 3516) provides for Federal agencies to review most
disseminations of information to the public under guidelines
established by each agency pursuant to general guidelines issued by
OMB. OMB's guidelines were published at 67 FR 8452 (February 22, 2002),
and DOE's guidelines were published at 67 FR 62446 (October 7, 2002).
Pursuant to OMB Memorandum M-19-15, Improving Implementation of the
Information Quality Act (April 24, 2019), DOE published updated
guidelines which are available at: www.energy.gov/sites/prod/files/2019/12/f70/DOE%20Final%20Updated%20IQA%20Guidelines%20Dec%202019.pdf.
DOE has reviewed this proposed rule and will ensure that
information produced under this regulation remains consistent with the
applicable OMB and DOE guidelines.
V. Public Participation--Submission of Comments
DOE will accept comments, data, and information regarding this
proposed rule before or no later than the date provided in the DATES
section at the beginning of this proposed rule. Interested individuals
are invited to participate in this proceeding by submitting data,
views, or arguments with respect to this proposed rule using the method
described in the ADDRESSES section at the beginning of this proposed
rule. To help the Department review the submitted comments, commenters
are requested to reference the paragraph(s), (e.g., Sec. 1008.22(d)),
to which they refer where possible. Individuals that want to comment on
this proposed rulemaking may do so by following the directions below.
To comment on the System of Records Notice (SORN) associated with this
rulemaking, which is also published elsewhere in this issue of the
Federal Register, please refer to that SORN's own Federal Register
Notice, using docket number DOE-HQ-2023-0058.
1. Submitting comments www.regulations.gov. The www.regulations.gov
web page will require you to provide your name and contact information.
Your contact information will be viewable by DOE's Office of Privacy
Management and Compliance staff only. Your contact information will not
be publicly viewable except for your first and last names, organization
name (if any), and submitter representative name (if any). If your
comment is not processed properly because of technical difficulties,
DOE will use this information to contact you. If DOE cannot read your
comment due to technical difficulties and cannot contact you for
clarification, DOE may not be able to consider your comment. However,
your contact information will be publicly viewable if you include it in
the comment itself or in any documents attached to your comment. Any
information that you do not want to be publicly viewable should not be
included in your comment, nor in any document attached to your comment.
Persons viewing comments will see only first and last names,
organization names, correspondence containing comments, and any
documents submitted with the comments.
Do not submit to www.regulations.gov information for which
disclosure is restricted by statute, such as trade secrets and
commercial or financial information (hereinafter referred to as
Confidential Business Information (CBI)). Comments submitted through
www.regulations.gov cannot be claimed as CBI. Comments received through
www.regulations.gov will waive any CBI claims for the information
submitted. For information on submitting CBI, see the Confidential
Business Information section.
DOE processes submissions made through www.regulations.gov before
posting. Normally, comments will be posted within a few days of being
submitted. However, if large volumes of comments are being processed
simultaneously, your comment may not be viewable for up to several
weeks. Please keep the comment tracking number that www.regulations.gov
provides after you have successfully uploaded your comment.
Comments, data, and other information submitted to DOE
electronically should be provided in PDF (preferred), Microsoft Word or
Excel, WordPerfect, or text (ASCII) file format. Provide documents that
are not secured, that are written in English, and that are free of any
defects or viruses. Documents should not contain special characters or
any form of encryption and, if possible, they should carry the
electronic signature of the author.
2. Confidential Business Information. Pursuant to the provisions of
10 CFR 1004.11, anyone submitting information or data he or she
believes to be confidential and exempt by law from public disclosure
should submit two well-marked copies: one copy of the document marked
``CONFIDENTIAL''
[[Page 73316]]
including all the information believed to be confidential, and one copy
of the document marked ``NON-CONFIDENTIAL'' with the information
believed to be confidential deleted. Submit these documents via email.
DOE will make its own determination as to the confidentiality of the
information and treat it according to its determination.
It is DOE's policy that all comments may be included in the public
docket, without change and as received, including any personal
information provided in the comments (except information deemed to be
exempt from public disclosure).
3. Campaign form letters. Please submit campaign form letters by
the originating organization in batches of between 50 to 500 form
letters per PDF or as one form letter with a list of supporters' names
compiled into one or more PDFs. This reduces comment processing and
posting time.
VI. Approval by the Office of the Secretary of Energy
The Secretary of Energy has approved publication of this notice of
proposed rulemaking.
List of Subjects in 10 CFR Part 1008
Administration practice and procedure, Freedom of information,
Privacy, Reporting and recordkeeping requirements.
Signing Authority
This document of the Department of Energy was signed on September
3, 2024, by Ann Dunkin, Senior Agency Official for Privacy, pursuant to
delegated authority from the Secretary of Energy. That document with
the original signature and date is maintained by DOE. For
administrative purposes only, and in compliance with requirements of
the Office of the Federal Register, the undersigned DOE Federal
Register Liaison Officer has been authorized to sign and submit the
document in electronic format for publication, as an official document
of the Department of Energy. This administrative process in no way
alters the legal effect of this document upon publication in the
Federal Register.
Signed in Washington, DC, on September 3, 2024.
Treena V. Garrett,
Federal Register Liaison Officer, U.S. Department of Energy.
For the reasons set forth in the preamble, the Department of Energy
proposes to amend part 1008 of chapter X of title 10 of the Code of
Federal Regulations as set forth below:
PART 1008--RECORDS MAINTAINED ON INDIVIDUALS (PRIVACY ACT)
0
1. The authority citation for part 1008 continues to read as follows:
Authority: 42 U.S.C. 7101 et seq.; 50 U.S.C. 2401 et seq.; 5
U.S.C. 552; 5 U.S.C. 552a; 42 U.S.C. 7254; and 5 U.S.C. 301. Section
1008.22(c) also issued under 42 U.S.C. 405 note.
0
2. Section 1008.12, as proposed to be amended at 88 FR 82788 (November
27, 2023), is further amended by adding paragraph (b)(1)(ii)(O) to read
as follows:
Sec. 1008.12 Exemptions.
* * * * *
(b) * * *
(1) * * *
(ii) * * *
(O) Research, Technology, and Economic Security Due Diligence
Review Records (DOE-85).
* * * * *
[FR Doc. 2024-20152 Filed 9-9-24; 8:45 am]
BILLING CODE 6450-01-P