Federal Acquisition Regulation: Reference to Penalty Threshold, 70296-70297 [2024-19173]

Download as PDF 70296 Federal Register / Vol. 89, No. 168 / Thursday, August 29, 2024 / Rules and Regulations and National Aeronautics and Space Administration (NASA). DEPARTMENT OF DEFENSE GENERAL SERVICES ADMINISTRATION ACTION: NATIONAL AERONAUTICS AND SPACE ADMINISTRATION SUMMARY: Summary presentation of final rules. 48 CFR Chapter 1 [Docket No. FAR–2024–0051, Sequence No. 5] Federal Acquisition Regulation; Federal Acquisition Circular 2024–07; Introduction Department of Defense (DoD), General Services Administration (GSA), AGENCY: The analyst whose name appears in the table below in relation to the FAR case. For information pertaining to status or publication schedules, contact the Regulatory Secretariat Division at 202– 501–4755 or GSARegSec@gsa.gov. FOR FURTHER INFORMATION CONTACT: This document summarizes the Federal Acquisition Regulation (FAR) rules agreed to by the Civilian Agency Acquisition Council and the Defense Acquisition Regulations Council (Councils) in this Federal Acquisition Circular (FAC) 2024–07. A companion document, the Small Entity Compliance Guide (SECG), follows this FAC. For effective dates see the separate documents, which follow. DATES: RULES LISTED IN FAC 2024–07 Item Subject I ................... II .................. Reference to Penalty Threshold ................................................................. Technical Amendments. The FAC, including the SECG, is available at https:// www.regulations.gov. ADDRESSES: SUPPLEMENTARY INFORMATION: Summaries for each FAR rule follow. For the actual revisions and/or amendments made by these FAR rules, refer to the specific item numbers and subjects set forth in the documents following these item summaries. FAC 2024–07 amends the FAR as follows: Item I—Reference to Penalty Threshold (FAR Case 2023–005) This final rule amends the FAR to align the penalties language in the FAR lobbying provision at FAR 52.203–11 with the equivalent penalties language in the FAR lobbying clause at FAR 52.203–12. FAR 52.203–11(e) cites to the underlying authority at 31 U.S.C. 1352 and specifies that an imposition of a civil penalty does not prevent the Government from seeking any other remedy that may be applicable. Administrative changes are made at FAR 4.1202, 19.102, and 19.309. lotter on DSK11XQN23PROD with RULES3 [FR Doc. 2024–19254 Filed 8–28–24; 8:45 am] BILLING CODE 6820–EP–P DEPARTMENT OF DEFENSE GENERAL SERVICES ADMINISTRATION [FAC 2024–07; FAR Case 2023–005, Item I; Docket No. FAR–2023–0005; Sequence No. 1] Federal Acquisition Circular (FAC) 2024–07 is issued under the authority of the Secretary of Defense, the Administrator of General Services, and the Administrator of National Aeronautics and Space Administration. Unless otherwise specified, all Federal Acquisition Regulation (FAR) Jkt 262001 John M. Tenaglia, Principal Director, Defense Pricing and Contracting, Department of Defense. Jeffrey A. Koses, Senior Procurement Executive/Deputy CAO, Office of Acquisition Policy, U.S. General Services Administration. Karla Smith Jackson, Assistant Administrator for Procurement, Senior Procurement Executive/Deputy CAO, National Aeronautics and Space Administration. 48 CFR Part 52 William F. Clark, Director, Office of Government-Wide Acquisition Policy, Office of Acquisition Policy, Office of Government-Wide Policy. 20:07 Aug 28, 2024 and other directive material contained in FAC 2024–07 is effective August 29, 2024 except for Items I and II, which are effective September 30, 2024. NATIONAL AERONAUTICS AND SPACE ADMINISTRATION Item II—Technical Amendments VerDate Sep<11>2014 FAR case RIN 9000–AO53 Federal Acquisition Regulation: Reference to Penalty Threshold Department of Defense (DoD), General Services Administration (GSA), and National Aeronautics and Space Administration (NASA). AGENCY: PO 00000 Frm 00002 Fmt 4701 Sfmt 4700 Analyst 2023–005 ACTION: Jones. Final rule. DoD, GSA, and NASA are issuing a final rule amending a Federal Acquisition Regulation (FAR) provision to align the penalties language with the equivalent penalties language at an associated FAR clause. DATES: Effective September 30, 2024. FOR FURTHER INFORMATION CONTACT: For clarification of content, contact Malissa Jones, Procurement Analyst, at 571– 882–4687 or by email at malissa.jones@ gsa.gov. For information pertaining to status or publication schedules, contact the Regulatory Secretariat Division at 202–501–4755 or GSARegSec@gsa.gov. Please cite FAC 2024–07, FAR Case 2023–005. SUPPLEMENTARY INFORMATION: SUMMARY: I. Background Lobbying coverage in the FAR is based on section 319 of Public Law 101– 121, which added 31 U.S.C. 1352. Section 1352 prohibits the use of appropriated funds to influence certain persons in connection with awarding or modifying a contract and includes civil penalties. Office of Management and Budget (OMB) guidance was published December 20, 1989 (54 FR 52306), which directed a FAR rule and an OMB nonprocurement common rule be published with the same substance. A FAR rule was published on January 20, 1990 (55 FR 3190), which has been occasionally revised since then. The penalties section of the FAR provision at 52.203–11, Certification and Disclosure Regarding Payments to Influence Certain Federal Transactions, E:\FR\FM\29AUR3.SGM 29AUR3 Federal Register / Vol. 89, No. 168 / Thursday, August 29, 2024 / Rules and Regulations contains language citing the dollar figures at 31 U.S.C. 1352. The penalties section of the FAR clause at 52.203–12, Limitation on Payments to Influence Certain Federal Transactions, refers to 31 U.S.C. 1352 itself. These should be written the same way. II. Publication of This Final Rule for Public Comment Is Not Required by Statute The statute that applies to the publication of the FAR is 41 U.S.C. 1707. Subsection (a)(1) of 41 U.S.C. 1707 requires that a procurement policy, regulation, procedure, or form (including an amendment or modification thereof) must be published for public comment if it relates to the expenditure of appropriated funds, and has either a significant effect beyond the internal operating procedures of the agency issuing the policy, regulation, procedure, or form, or has a significant cost or administrative impact on contractors or offerors. This final rule is not required to be published for public comment, because it does not have a significant effect or impose any new requirements on contractors or offerors. The rule simply amends FAR provision 52.203–11(e) to match the language at FAR clause 52.203–12(e) which points back to the civil penalties provided in 31 U.S.C. 1352. lotter on DSK11XQN23PROD with RULES3 III. Applicability to Contracts at or Below the Simplified Acquisition Threshold (SAT) and for Commercial Products (Including Commercially Available Off-the-Shelf (COTS) Items), or for Commercial Services This rule amends FAR provision 52.203–11(e) to match the language at FAR clause 52.203–12(e), which points back to the civil penalties provided in 31 U.S.C. 1352. This rule does not impose any new requirements on contracts at or below the SAT, or to acquisitions for commercial products and commercial services, including COTS items. IV. Executive Orders 12866 and 13563 Executive Orders (E.O.s) 12866 (as amended by E.O. 14094) and 13563 direct agencies to assess the costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). E.O. 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing rules, and of promoting flexibility. This is not a significant VerDate Sep<11>2014 20:07 Aug 28, 2024 Jkt 262001 regulatory action and, therefore, was not subject to review under Section 6(b) of E.O. 12866, Regulatory Planning and Review, dated September 30, 1993. V. Congressional Review Act Pursuant to the Congressional Review Act DoD, GSA, and NASA will send this rule to each House of the Congress and to the Comptroller General of the United States. The Office of Information and Regulatory Affairs (OIRA) in the Office of Management and Budget has determined that this rule does not meet the definition in 5 U.S.C. 804(2). VI. Regulatory Flexibility Act Because a notice of proposed rulemaking and an opportunity for public comment are not required to be given for this rule under 41 U.S.C. 1707(a)(1) (see section II. of this preamble), the analytical requirements of the Regulatory Flexibility Act (5 U.S.C. 601–612) are not applicable. Accordingly, no regulatory flexibility analysis is required, and none has been prepared. VII. Paperwork Reduction Act The rule does not contain any information collection requirements that require the approval of the Office of Management and Budget under the Paperwork Reduction Act (44 U.S.C. 3501–3521). List of Subjects in 48 CFR Part 52 Government procurement. William F. Clark, Director, Office of Government-wide Acquisition Policy, Office of Acquisition Policy, Office of Government-wide Policy. Therefore, DoD, GSA, and NASA amend 48 CFR part 52 as set forth below: PART 52—SOLICITATION PROVISIONS AND CONTRACT CLAUSES 1. The authority citation for 48 CFR part 52 continues to read as follows: ■ Authority: 40 U.S.C. 121(c); 10 U.S.C. chapter 4 and 10 U.S.C. chapter 137 legacy provisions (see 10 U.S.C. 3016); and 51 U.S.C. 20113. 2. Amend section 52.203–11 by revising the date of the provision and paragraph (e) to read as follows: ■ 52.203–11 Certification and Disclosure Regarding Payments to Influence Certain Federal Transactions. * * * * * Certification and Disclosure Regarding Payments To Influence Certain Federal Transactions (SEP 2024) * PO 00000 * * Frm 00003 * Fmt 4701 * Sfmt 4700 70297 (e) Penalties. Submission of this certification and disclosure is a prerequisite for making or entering into this contract imposed by 31 U.S.C. 1352. Any person who makes an expenditure prohibited under this provision or who fails to file or amend the disclosure required to be filed or amended by this provision, shall be subject to civil penalties as provided in 31 U.S.C. 1352. An imposition of a civil penalty does not prevent the Government from seeking any other remedy that may be applicable. (End of provision) [FR Doc. 2024–19173 Filed 8–28–24; 8:45 am] BILLING CODE 6820–61–P DEPARTMENT OF DEFENSE GENERAL SERVICES ADMINISTRATION NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 48 CFR Parts 4 and 19 [FAC 2024–07; Item II; Docket No. FAR– 2024–0052; Sequence No. 3] Federal Acquisition Regulation; Technical Amendments Department of Defense (DoD), General Services Administration (GSA), and National Aeronautics and Space Administration (NASA). ACTION: Final rule. AGENCY: This document makes administrative changes to 48 CFR parts 4 and 19. The date change is to provide additional time to implement the policy addressing the assignment of North American Industry Classification System codes to orders placed under multiple-award contracts, as covered by changes made by FAR Case 2014–002, Set-Asides Under Multiple-Award Contracts, 85 FR 11746. DATES: Effective: September 30, 2024. FOR FURTHER INFORMATION CONTACT: Ms. Lois Mandell, Regulatory Secretariat Division (MVCB), at 202–501–4755 or GSARegSec@gsa.gov. Please cite FAC 2024–07, Technical Amendments. SUPPLEMENTARY INFORMATION: This document makes editorial changes to 48 CFR parts 4 and 19. SUMMARY: List of Subjects in 48 CFR Parts 4 and 19 Government procurement. William F. Clark, Director, Office of Government-Wide Acquisition Policy, Office of Acquisition Policy, Office of Government-Wide Policy. Therefore, DoD, GSA, and NASA amend 48 CFR parts 4 and 19 as set forth below: E:\FR\FM\29AUR3.SGM 29AUR3

Agencies

[Federal Register Volume 89, Number 168 (Thursday, August 29, 2024)]
[Rules and Regulations]
[Pages 70296-70297]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-19173]


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DEPARTMENT OF DEFENSE

GENERAL SERVICES ADMINISTRATION

NATIONAL AERONAUTICS AND SPACE ADMINISTRATION

48 CFR Part 52

[FAC 2024-07; FAR Case 2023-005, Item I; Docket No. FAR-2023-0005; 
Sequence No. 1]
RIN 9000-AO53


Federal Acquisition Regulation: Reference to Penalty Threshold

AGENCY: Department of Defense (DoD), General Services Administration 
(GSA), and National Aeronautics and Space Administration (NASA).

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: DoD, GSA, and NASA are issuing a final rule amending a Federal 
Acquisition Regulation (FAR) provision to align the penalties language 
with the equivalent penalties language at an associated FAR clause.

DATES: Effective September 30, 2024.

FOR FURTHER INFORMATION CONTACT: For clarification of content, contact 
Malissa Jones, Procurement Analyst, at 571-882-4687 or by email at 
[email protected]. For information pertaining to status or 
publication schedules, contact the Regulatory Secretariat Division at 
202-501-4755 or [email protected]. Please cite FAC 2024-07, FAR Case 
2023-005.

SUPPLEMENTARY INFORMATION:

I. Background

    Lobbying coverage in the FAR is based on section 319 of Public Law 
101-121, which added 31 U.S.C. 1352. Section 1352 prohibits the use of 
appropriated funds to influence certain persons in connection with 
awarding or modifying a contract and includes civil penalties. Office 
of Management and Budget (OMB) guidance was published December 20, 1989 
(54 FR 52306), which directed a FAR rule and an OMB nonprocurement 
common rule be published with the same substance. A FAR rule was 
published on January 20, 1990 (55 FR 3190), which has been occasionally 
revised since then. The penalties section of the FAR provision at 
52.203-11, Certification and Disclosure Regarding Payments to Influence 
Certain Federal Transactions,

[[Page 70297]]

contains language citing the dollar figures at 31 U.S.C. 1352. The 
penalties section of the FAR clause at 52.203-12, Limitation on 
Payments to Influence Certain Federal Transactions, refers to 31 U.S.C. 
1352 itself. These should be written the same way.

II. Publication of This Final Rule for Public Comment Is Not Required 
by Statute

    The statute that applies to the publication of the FAR is 41 U.S.C. 
1707. Subsection (a)(1) of 41 U.S.C. 1707 requires that a procurement 
policy, regulation, procedure, or form (including an amendment or 
modification thereof) must be published for public comment if it 
relates to the expenditure of appropriated funds, and has either a 
significant effect beyond the internal operating procedures of the 
agency issuing the policy, regulation, procedure, or form, or has a 
significant cost or administrative impact on contractors or offerors. 
This final rule is not required to be published for public comment, 
because it does not have a significant effect or impose any new 
requirements on contractors or offerors. The rule simply amends FAR 
provision 52.203-11(e) to match the language at FAR clause 52.203-12(e) 
which points back to the civil penalties provided in 31 U.S.C. 1352.

III. Applicability to Contracts at or Below the Simplified Acquisition 
Threshold (SAT) and for Commercial Products (Including Commercially 
Available Off-the-Shelf (COTS) Items), or for Commercial Services

    This rule amends FAR provision 52.203-11(e) to match the language 
at FAR clause 52.203-12(e), which points back to the civil penalties 
provided in 31 U.S.C. 1352. This rule does not impose any new 
requirements on contracts at or below the SAT, or to acquisitions for 
commercial products and commercial services, including COTS items.

IV. Executive Orders 12866 and 13563

    Executive Orders (E.O.s) 12866 (as amended by E.O. 14094) and 13563 
direct agencies to assess the costs and benefits of available 
regulatory alternatives and, if regulation is necessary, to select 
regulatory approaches that maximize net benefits (including potential 
economic, environmental, public health and safety effects, distributive 
impacts, and equity). E.O. 13563 emphasizes the importance of 
quantifying both costs and benefits, of reducing costs, of harmonizing 
rules, and of promoting flexibility. This is not a significant 
regulatory action and, therefore, was not subject to review under 
Section 6(b) of E.O. 12866, Regulatory Planning and Review, dated 
September 30, 1993.

V. Congressional Review Act

    Pursuant to the Congressional Review Act DoD, GSA, and NASA will 
send this rule to each House of the Congress and to the Comptroller 
General of the United States. The Office of Information and Regulatory 
Affairs (OIRA) in the Office of Management and Budget has determined 
that this rule does not meet the definition in 5 U.S.C. 804(2).

VI. Regulatory Flexibility Act

    Because a notice of proposed rulemaking and an opportunity for 
public comment are not required to be given for this rule under 41 
U.S.C. 1707(a)(1) (see section II. of this preamble), the analytical 
requirements of the Regulatory Flexibility Act (5 U.S.C. 601-612) are 
not applicable. Accordingly, no regulatory flexibility analysis is 
required, and none has been prepared.

VII. Paperwork Reduction Act

    The rule does not contain any information collection requirements 
that require the approval of the Office of Management and Budget under 
the Paperwork Reduction Act (44 U.S.C. 3501-3521).

List of Subjects in 48 CFR Part 52

    Government procurement.

William F. Clark,
Director, Office of Government-wide Acquisition Policy, Office of 
Acquisition Policy, Office of Government-wide Policy.

    Therefore, DoD, GSA, and NASA amend 48 CFR part 52 as set forth 
below:

PART 52--SOLICITATION PROVISIONS AND CONTRACT CLAUSES

0
1. The authority citation for 48 CFR part 52 continues to read as 
follows:

    Authority:  40 U.S.C. 121(c); 10 U.S.C. chapter 4 and 10 U.S.C. 
chapter 137 legacy provisions (see 10 U.S.C. 3016); and 51 U.S.C. 
20113.


0
2. Amend section 52.203-11 by revising the date of the provision and 
paragraph (e) to read as follows:


52.203-11  Certification and Disclosure Regarding Payments to Influence 
Certain Federal Transactions.

* * * * *

Certification and Disclosure Regarding Payments To Influence Certain 
Federal Transactions (SEP 2024)

* * * * *
    (e) Penalties. Submission of this certification and disclosure 
is a prerequisite for making or entering into this contract imposed 
by 31 U.S.C. 1352. Any person who makes an expenditure prohibited 
under this provision or who fails to file or amend the disclosure 
required to be filed or amended by this provision, shall be subject 
to civil penalties as provided in 31 U.S.C. 1352. An imposition of a 
civil penalty does not prevent the Government from seeking any other 
remedy that may be applicable.

(End of provision)

[FR Doc. 2024-19173 Filed 8-28-24; 8:45 am]
BILLING CODE 6820-61-P


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