Request for Information (RFI) on National Science Board-National Science Foundation Merit Review Commission Review of NSF's Merit Review Policy and Processes, 68473-68475 [2024-19041]

Download as PDF Federal Register / Vol. 89, No. 165 / Monday, August 26, 2024 / Notices information provided, will be made available on https:// www.regulations.gov and https:// www.reginfo.gov. The public may also examine publicly available documents at DOL–MSHA, Office of Standards, Regulations and Variances, 201 12th Street South, 4th Floor West, Arlington, VA 22202–5452. Sign in at the receptionist’s desk on the 4th Floor via the West elevator. Before visiting MSHA in person, call 202–693– 9455 to make an appointment, in keeping with the Department of Labor’s COVID–19 policy. Special health precautions may be required. Questions about the information collection requirements may be directed to the person listed in the FOR FURTHER INFORMATION CONTACT section of this notice. III. Current Actions lotter on DSK11XQN23PROD with NOTICES1 This information collection request concerns provisions for Diesel-Powered Equipment in Underground Coal Mines. MSHA has updated the data with respect to the number of respondents, responses, time burden, and burden costs supporting this information collection request from the previous information collection request. Type of Review: Extension, without change, of a currently approved collection. Agency: Mine Safety and Health Administration. OMB Number: 1219–0119. Affected Public: Business or other forprofit. Number of Annual Respondents: 161. Frequency: On occasion. Number of Annual Responses: 218,811. Annual Time Burden: 17,673 hours. Annual Other Burden Costs: $398,170. Comments submitted in response to this notice will be summarized and included in the request for Office of Management and Budget approval of the proposed information collection request; they will become a matter of public record and be available at https:// www.reginfo.gov. Song-ae Aromie Noe, Certifying Officer, Mine Safety and Health Administration. [FR Doc. 2024–19009 Filed 8–23–24; 8:45 am] BILLING CODE 4510–43–P VerDate Sep<11>2014 17:03 Aug 23, 2024 Jkt 262001 NATIONAL SCIENCE FOUNDATION Request for Information (RFI) on National Science Board-National Science Foundation Merit Review Commission Review of NSF’s Merit Review Policy and Processes National Science Foundation Request for information. AGENCY: ACTION: The National Science Board– National Science Foundation Commission on Merit Review (MRX) is issuing this Request for Information (RFI) to seek input from interested individuals and parties to inform the MRX’s review of NSF’s Merit Review criteria, policy and processes. Information on the MRX is available at https://www.nsf.gov/nsb/committees/ mrxcmte.jsp. SUMMARY: Interested individuals and parties are invited to submit responses to this Request for Information on or before 5:00 p.m. Eastern time on Wednesday, September 18, 2024. ADDRESSES: Online: Respond to this RFI at the following url: https:// nsfevaluation.gov1.qualtrics.com/jfe/ form/SV_6xOeZ04jar2xmhU. Following this link allows you to access an online form where you can provide input on up to six topics described in more detail in the Supplementary Information section below. You are encouraged to respond to only those that are of interest to you. You may, but are not required to, provide input on each topic to submit your response. Mail: Attn: Portia Flowers, 2415 Eisenhower Avenue, Alexandria, VA, 22314, USA. FOR FURTHER INFORMATION CONTACT: Portia Flowers (703/292–7000, pflowers@nsf.gov). SUPPLEMENTARY INFORMATION: Please refer to definitions provided at the end of this notice for terms used in these Information Requests. DATES: Information Requests 1. MRX is interested in identifying opportunities to improve NSF’s current Merit Review criteria, policy, and processes. Importantly, this includes documenting and understanding any areas of misunderstanding, gaps, or lack of clarity regarding (a) the three Merit Review Principles which are the foundations of the Merit Review Process, (b) the two statutory Merit Review Criteria which are used to evaluate all proposals to NSF, and (c) the five Merit Review Elements NSF uses to assess each criterion. Are the PO 00000 Frm 00088 Fmt 4703 Sfmt 4703 68473 Principles, Criteria, and Elements clear? Could they be improved upon? The MRX welcomes feedback on any or all of these, and particularly on the Broader Impacts Criterion. Chapter 3 of NSF’s Proposal & Award Policies and Procedures Guide (PAPPG) defines terms in this Information Request. See https://new.nsf.gov/policies/pappg/241/ch-3-proposal-processing-review#amerit-review-principles-and-criteria-af2. Individuals responding to this request are encouraged to indicate whether their perspectives are informed by experience(s) preparing and/or reviewing proposals to NSF. 2. NSF strives to conduct a fair, competitive, transparent Merit Review process for the selection of projects. To accomplish this, NSF relies on a process that considers both the technical aspects of a proposed project and its potential to contribute more broadly to advancing NSF’s mission using the statutory Intellectual Merit and Broader Impacts Merit Review criteria. MRX invites suggestions on the implementation of the Merit Review criteria. We especially invite feedback that would (a) clarify how they can be used in preparing and reviewing proposals, (b) ensure proposals, reviews, and funding decisions demonstrate full consideration of both criteria while maintaining openness to the full spectrum of potential activities under each, and (c) better recognize and support potentially transformative and high-risk/high-reward activities. Individuals responding to this request are encouraged to indicate whether their perspectives are informed by experience(s) preparing and/or reviewing proposals to NSF. 3. MRX is interested in the experiences and perspectives of those who have considered submitting and/or submitted proposals in the past. We invite you to share your insights and describe any opportunities you believe would improve implementation of the Merit Review criteria, policy, and processes based on your experience as a proposer or investigator. This includes any experiences that may have encouraged or dissuaded you from submitting proposals to NSF. We are especially interested in learning (a) how NSF guidance (e.g., as provided in the NSF PAPPG, program solicitations, or other funding opportunity announcements), may have played a part in your decision(s) whether to submit proposals, and (b) how NSF might best support investigators interested in submitting a proposal to NSF. Individuals responding to this request are encouraged to indicate whether they E:\FR\FM\26AUN1.SGM 26AUN1 68474 Federal Register / Vol. 89, No. 165 / Monday, August 26, 2024 / Notices lotter on DSK11XQN23PROD with NOTICES1 submitted or decided not to submit a proposal, and whether these experiences occurred within the past five years. 4. MRX is interested in the experiences and perspectives of those who have reviewed proposals submitted to NSF. We invite you to share your insights and describe any opportunities you believe would improve implementation of the Merit Review criteria, policy, and processes based on your experience reviewing NSF proposals. Individuals responding to this request are encouraged to indicate whether they served on a panel and/or as ad hoc reviewers, and whether these experiences occurred within the past five years. 5. MRX is interested in exploring how NSF could better support awardees in demonstrating and documenting outcomes of their awards in advancing knowledge (Intellectual Merit) and benefiting society and contributing to the achievement of specific broader or societal outcomes (Broader Impacts). We invite you to share your insights on how NSF might better support awardees in demonstrating and documenting outcomes of their awards without unnecessarily increasing awardees’ administrative burden of reporting. Individuals responding to this request are encouraged to indicate whether their suggestions are based on experiences as investigators, users of public outcomes reports, or another perspective. 6. MRX welcomes any other comments on or suggestions for improving NSF’s current Merit Review criteria, policy, and processes. It also welcomes information about aspects of Merit Review criteria, policy and processes that are currently working well. What will NSF do with this information? MRX will use the information submitted in response to this RFI to inform its assessment of the efficacy of the current Merit Review criteria, policy, and processes, and to draft recommendations regarding them. The information provided will be analyzed and considered by MRX. Respondents are advised that the government is under no obligation to acknowledge receipt of the information or provide feedback to respondents with respect to any information submitted. No proprietary, classified, confidential, or sensitive information should be included in your response submission. The government reserves the right to use any non-proprietary technical information in any resultant solicitation(s), policies, or procedures. VerDate Sep<11>2014 17:03 Aug 23, 2024 Jkt 262001 All submitted information may be subject to disclosure under the Freedom of Information Act (FOIA) or other applicable law. This Notice does not invite research proposals nor is it a funding opportunity. Background NSB and NSF, with the assistance of expert third parties, have periodically re-examined and revised the criteria, policy, and processes of Merit Review at NSF. The last time the Board systematically examined the Merit Review criteria was in 2010–2011 when NSB established a Task Force on Merit Review to examine the Intellectual Merit and Broader Impacts merit review criteria and their effectiveness in achieving NSF’s goals in support of science and engineering research and education. At that time, Congress was considering, and then passed, the America COMPETES Reauthorization Act directing NSF to apply the Broader Impacts criterion to achieve a specific array of societal goals and charging NSF to develop policies addressing it. The 2011 Task Force report concluded that the Merit Review criteria remained appropriate for evaluating NSF proposals; however, it provided certain revisions and clarifications. Recent events have underscored the importance of demonstrating that portfolios of funded projects enable NSF to meet its statutory mission ‘‘to promote the progress of science; to advance the national health, prosperity and welfare; to secure the national defense; and for other purposes.’’ In 2022, Congress passed the CHIPS and Science Act, which directed federal research agencies to regularly assess, and update as necessary, policies, and practices to remove or reduce cultural and institutional barriers limiting the recruitment, retention, and success of groups historically underrepresented in STEM research careers, including policies and practices relevant to the unbiased review of Federal research applications. Reexamining the Merit Review policy and process will help ensure that NSF is best placed to meet the requirements set out by Congress. Definitions for Terms Used in This RFI Merit Review Policy Principles 1. All NSF projects should be of the highest quality and have the potential to advance, if not transform, the frontiers of knowledge. 2. NSF projects, in the aggregate, should contribute more broadly to achieving societal goals. These broader PO 00000 Frm 00089 Fmt 4703 Sfmt 4703 impacts may be accomplished through the research itself, through activities that are directly related to specific research projects, or through activities that are supported by, but are complementary to, the project. The project activities may be based on previously established and/or innovative methods and approaches, but in either case must be well justified. 3. Meaningful assessment and evaluation of NSF funded projects should be based on appropriate metrics, keeping in mind the likely correlation between the effect of broader impacts and the resources provided to implement projects. If the size of the activity is limited, evaluation of that activity in isolation is not likely to be meaningful. Thus, assessing the effectiveness of these activities may best be done at a higher, more aggregated, level than the individual project. Criteria Both criteria are to be given full consideration during the review and decision-making processes; each criterion is necessary but neither, by itself, is sufficient. Therefore, proposers must fully address both criteria. • Intellectual Merit (IM): the potential for a proposed project to advance knowledge. • Broader Impacts (BI): the potential for a proposed project to benefit society and contribute to the achievement of specific, desired societal outcomes. Elements 1. What is the potential for the proposed activity to: a. Advance knowledge and understanding within its own field or across different fields (Intellectual Merit); and b. Benefit society or advance desired societal outcomes (Broader Impacts)? 2. To what extent do the proposed activities suggest and explore creative, original, or potentially transformative concepts? 3. Is the plan for carrying out the proposed activities well-reasoned, wellorganized, and based on a sound rationale? Does the plan incorporate a mechanism to assess success? 4. How well qualified is the individual, team, or organization to conduct the proposed activities? 5. Are there adequate resources available to the PI (either at the home organization or through collaborations) to carry out the proposed activities? This description of NSF’s merit review policy is from NSF’s 2024 Proposal and Award Policies and Procedures Guide (PAPPG), part I, E:\FR\FM\26AUN1.SGM 26AUN1 Federal Register / Vol. 89, No. 165 / Monday, August 26, 2024 / Notices chapter 3. See https://new.nsf.gov/ policies/pappg/24-1. Transformative Research Transformative research is defined as research driven by ideas that have the potential to radically change our understanding of an important existing scientific or engineering concept or leading to the creation of a new paradigm or field of science or engineering. Such research also is characterized by its challenge to current understanding or its pathway to new frontiers. See NSB’s statement Enhancing Support of Transformative Research at NSF: https://www.nsf.gov/ pubs/2007/nsb0732/nsb0732.pdf. Broadening Participation ‘‘Broadening participation in STEM’’ is the comprehensive phrase NSF uses to refer to the Foundation’s goal of increasing the representation and diversity of individuals, organizations, and geographic regions that contribute to STEM education, research, and innovation. To broaden participation in STEM, it is necessary to address issues of equity, inclusion, and access in STEM education, training, and careers. Whereas all NSF funding programs might support broadening participation components, some funding programs primarily focus on supporting broadening participation research and projects. Examples can be found on the NSF Broadening Participation in STEM website. See https://new.nsf.gov/ funding/initiatives/broadeningparticipation, and the NSF PAPPG, Introduction https://new.nsf.gov/ policies/pappg/24-1. lotter on DSK11XQN23PROD with NOTICES1 Interested Individuals and Parties The phrase used in this Notice, ‘‘interested individuals and parties’’, is intended to be interpreted broadly and inclusively by potential respondents; we anticipate interested individuals and parties include, but are not limited to: • current, past, and prospective NSF proposers, reviewers, and staff • sponsored research administrators and support professionals • representatives of organizations and communities working in or supporting the science and engineering research and education enterprise • members of other communities of practice in the science and engineering research and education fields and • members of the general public expressing an interest in these topics. Ann E. Bushmiller, Senior Counsel to the National Science Board. [FR Doc. 2024–19041 Filed 8–23–24; 8:45 am] BILLING CODE 7555–01–P VerDate Sep<11>2014 17:03 Aug 23, 2024 Jkt 262001 68475 NATIONAL SCIENCE FOUNDATION FOR FURTHER INFORMATION CONTACT: Sunshine Act Meetings David A. Trissell, General Counsel, at 202–789–6820. SUPPLEMENTARY INFORMATION: The National Science Board hereby gives notice of the scheduling of a teleconference of the Committee on Oversight (CO) for the transaction of National Science Board business pursuant to the NSF Act and the Government in the Sunshine Act. TIME AND DATE: The CO meeting is scheduled for Tuesday, August 27, 2024, from 12:00 p.m.–1:00 p.m. PLACE: This meeting will be via videoconference through the National Science Foundation, 2415 Eisenhower Avenue, Alexandria, VA 22314. STATUS: Closed. MATTERS TO BE CONSIDERED: The agenda for the CO meeting is: Commission Chair’s opening remarks regarding the agenda; presentation by the Office of the Inspector General on its budget request for FY2026; and discussion and vote on sense of the committee. CONTACT PERSON FOR MORE INFORMATION: Point of contact for this meeting is: Chris Blair, cblair@nsf.gov, 703/292– 7000. Meeting information and updates may be found at www.nsf.gov/nsb. Ann E. Bushmiller, Senior Counsel to the National Science Board Office. [FR Doc. 2024–19181 Filed 8–22–24; 11:15 am] BILLING CODE 7555–01–P POSTAL REGULATORY COMMISSION [Docket Nos. MC2024–518 and CP2024–526; MC2024–519 and CP2024–527; MC2024–520 and CP2024–528] New Postal Products Postal Regulatory Commission. Notice. AGENCY: ACTION: The Commission is noticing a recent Postal Service filing for the Commission’s consideration concerning a negotiated service agreement. This notice informs the public of the filing, invites public comment, and takes other administrative steps. DATES: Comments are due: August 27, 2024. SUMMARY: Submit comments electronically via the Commission’s Filing Online system at https:// www.prc.gov. Those who cannot submit comments electronically should contact the person identified in the FOR FURTHER INFORMATION CONTACT section by telephone for advice on filing alternatives. ADDRESSES: PO 00000 Frm 00090 Fmt 4703 Sfmt 4703 Table of Contents I. Introduction II. Docketed Proceeding(s) I. Introduction The Commission gives notice that the Postal Service filed request(s) for the Commission to consider matters related to negotiated service agreement(s). The request(s) may propose the addition or removal of a negotiated service agreement from the Market Dominant or the Competitive product list, or the modification of an existing product currently appearing on the Market Dominant or the Competitive product list. Section II identifies the docket number(s) associated with each Postal Service request, the title of each Postal Service request, the request’s acceptance date, and the authority cited by the Postal Service for each request. For each request, the Commission appoints an officer of the Commission to represent the interests of the general public in the proceeding, pursuant to 39 U.S.C. 505 (Public Representative). Section II also establishes comment deadline(s) pertaining to each request. The public portions of the Postal Service’s request(s) can be accessed via the Commission’s website (https:// www.prc.gov). Non-public portions of the Postal Service’s request(s), if any, can be accessed through compliance with the requirements of 39 CFR 3011.301.1 The Commission invites comments on whether the Postal Service’s request(s) in the captioned docket(s) are consistent with the policies of title 39. For request(s) that the Postal Service states concern Market Dominant product(s), applicable statutory and regulatory requirements include 39 U.S.C. 3622, 39 U.S.C. 3642, 39 CFR part 3030, and 39 CFR part 3040, subpart B. For request(s) that the Postal Service states concern Competitive product(s), applicable statutory and regulatory requirements include 39 U.S.C. 3632, 39 U.S.C. 3633, 39 U.S.C. 3642, 39 CFR part 3035, and 39 CFR part 3040, subpart B. Comment deadline(s) for each request appear in section II. II. Docketed Proceeding(s) 1. Docket No(s).: MC2024–518 and CP2024–526; Filing Title: USPS Request 1 See Docket No. RM2018–3, Order Adopting Final Rules Relating to Non-Public Information, June 27, 2018, Attachment A at 19–22 (Order No. 4679). E:\FR\FM\26AUN1.SGM 26AUN1

Agencies

[Federal Register Volume 89, Number 165 (Monday, August 26, 2024)]
[Notices]
[Pages 68473-68475]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-19041]


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NATIONAL SCIENCE FOUNDATION


Request for Information (RFI) on National Science Board-National 
Science Foundation Merit Review Commission Review of NSF's Merit Review 
Policy and Processes

AGENCY: National Science Foundation

ACTION: Request for information.

-----------------------------------------------------------------------

SUMMARY: The National Science Board-National Science Foundation 
Commission on Merit Review (MRX) is issuing this Request for 
Information (RFI) to seek input from interested individuals and parties 
to inform the MRX's review of NSF's Merit Review criteria, policy and 
processes.
    Information on the MRX is available at https://www.nsf.gov/nsb/committees/mrxcmte.jsp.

DATES: Interested individuals and parties are invited to submit 
responses to this Request for Information on or before 5:00 p.m. 
Eastern time on Wednesday, September 18, 2024.

ADDRESSES: 
    Online: Respond to this RFI at the following url: https://nsfevaluation.gov1.qualtrics.com/jfe/form/SV_6xOeZ04jar2xmhU.
    Following this link allows you to access an online form where you 
can provide input on up to six topics described in more detail in the 
Supplementary Information section below. You are encouraged to respond 
to only those that are of interest to you. You may, but are not 
required to, provide input on each topic to submit your response.
    Mail: Attn: Portia Flowers, 2415 Eisenhower Avenue, Alexandria, VA, 
22314, USA.

FOR FURTHER INFORMATION CONTACT: Portia Flowers (703/292-7000, 
[email protected]).

SUPPLEMENTARY INFORMATION: Please refer to definitions provided at the 
end of this notice for terms used in these Information Requests.

Information Requests

    1. MRX is interested in identifying opportunities to improve NSF's 
current Merit Review criteria, policy, and processes. Importantly, this 
includes documenting and understanding any areas of misunderstanding, 
gaps, or lack of clarity regarding (a) the three Merit Review 
Principles which are the foundations of the Merit Review Process, (b) 
the two statutory Merit Review Criteria which are used to evaluate all 
proposals to NSF, and (c) the five Merit Review Elements NSF uses to 
assess each criterion. Are the Principles, Criteria, and Elements 
clear? Could they be improved upon? The MRX welcomes feedback on any or 
all of these, and particularly on the Broader Impacts Criterion. 
Chapter 3 of NSF's Proposal & Award Policies and Procedures Guide 
(PAPPG) defines terms in this Information Request. See https://new.nsf.gov/policies/pappg/24-1/ch-3-proposal-processing-review#a-merit-review-principles-and-criteria-af2.
    Individuals responding to this request are encouraged to indicate 
whether their perspectives are informed by experience(s) preparing and/
or reviewing proposals to NSF.
    2. NSF strives to conduct a fair, competitive, transparent Merit 
Review process for the selection of projects. To accomplish this, NSF 
relies on a process that considers both the technical aspects of a 
proposed project and its potential to contribute more broadly to 
advancing NSF's mission using the statutory Intellectual Merit and 
Broader Impacts Merit Review criteria. MRX invites suggestions on the 
implementation of the Merit Review criteria. We especially invite 
feedback that would (a) clarify how they can be used in preparing and 
reviewing proposals, (b) ensure proposals, reviews, and funding 
decisions demonstrate full consideration of both criteria while 
maintaining openness to the full spectrum of potential activities under 
each, and (c) better recognize and support potentially transformative 
and high-risk/high-reward activities.
    Individuals responding to this request are encouraged to indicate 
whether their perspectives are informed by experience(s) preparing and/
or reviewing proposals to NSF.
    3. MRX is interested in the experiences and perspectives of those 
who have considered submitting and/or submitted proposals in the past. 
We invite you to share your insights and describe any opportunities you 
believe would improve implementation of the Merit Review criteria, 
policy, and processes based on your experience as a proposer or 
investigator. This includes any experiences that may have encouraged or 
dissuaded you from submitting proposals to NSF. We are especially 
interested in learning (a) how NSF guidance (e.g., as provided in the 
NSF PAPPG, program solicitations, or other funding opportunity 
announcements), may have played a part in your decision(s) whether to 
submit proposals, and (b) how NSF might best support investigators 
interested in submitting a proposal to NSF.
    Individuals responding to this request are encouraged to indicate 
whether they

[[Page 68474]]

submitted or decided not to submit a proposal, and whether these 
experiences occurred within the past five years.
    4. MRX is interested in the experiences and perspectives of those 
who have reviewed proposals submitted to NSF. We invite you to share 
your insights and describe any opportunities you believe would improve 
implementation of the Merit Review criteria, policy, and processes 
based on your experience reviewing NSF proposals.
    Individuals responding to this request are encouraged to indicate 
whether they served on a panel and/or as ad hoc reviewers, and whether 
these experiences occurred within the past five years.
    5. MRX is interested in exploring how NSF could better support 
awardees in demonstrating and documenting outcomes of their awards in 
advancing knowledge (Intellectual Merit) and benefiting society and 
contributing to the achievement of specific broader or societal 
outcomes (Broader Impacts). We invite you to share your insights on how 
NSF might better support awardees in demonstrating and documenting 
outcomes of their awards without unnecessarily increasing awardees' 
administrative burden of reporting.
    Individuals responding to this request are encouraged to indicate 
whether their suggestions are based on experiences as investigators, 
users of public outcomes reports, or another perspective.
    6. MRX welcomes any other comments on or suggestions for improving 
NSF's current Merit Review criteria, policy, and processes. It also 
welcomes information about aspects of Merit Review criteria, policy and 
processes that are currently working well.

What will NSF do with this information?

    MRX will use the information submitted in response to this RFI to 
inform its assessment of the efficacy of the current Merit Review 
criteria, policy, and processes, and to draft recommendations regarding 
them. The information provided will be analyzed and considered by MRX. 
Respondents are advised that the government is under no obligation to 
acknowledge receipt of the information or provide feedback to 
respondents with respect to any information submitted. No proprietary, 
classified, confidential, or sensitive information should be included 
in your response submission. The government reserves the right to use 
any non-proprietary technical information in any resultant 
solicitation(s), policies, or procedures. All submitted information may 
be subject to disclosure under the Freedom of Information Act (FOIA) or 
other applicable law.
    This Notice does not invite research proposals nor is it a funding 
opportunity.

Background

    NSB and NSF, with the assistance of expert third parties, have 
periodically re-examined and revised the criteria, policy, and 
processes of Merit Review at NSF. The last time the Board 
systematically examined the Merit Review criteria was in 2010-2011 when 
NSB established a Task Force on Merit Review to examine the 
Intellectual Merit and Broader Impacts merit review criteria and their 
effectiveness in achieving NSF's goals in support of science and 
engineering research and education. At that time, Congress was 
considering, and then passed, the America COMPETES Reauthorization Act 
directing NSF to apply the Broader Impacts criterion to achieve a 
specific array of societal goals and charging NSF to develop policies 
addressing it. The 2011 Task Force report concluded that the Merit 
Review criteria remained appropriate for evaluating NSF proposals; 
however, it provided certain revisions and clarifications.
    Recent events have underscored the importance of demonstrating that 
portfolios of funded projects enable NSF to meet its statutory mission 
``to promote the progress of science; to advance the national health, 
prosperity and welfare; to secure the national defense; and for other 
purposes.'' In 2022, Congress passed the CHIPS and Science Act, which 
directed federal research agencies to regularly assess, and update as 
necessary, policies, and practices to remove or reduce cultural and 
institutional barriers limiting the recruitment, retention, and success 
of groups historically underrepresented in STEM research careers, 
including policies and practices relevant to the unbiased review of 
Federal research applications. Reexamining the Merit Review policy and 
process will help ensure that NSF is best placed to meet the 
requirements set out by Congress.

Definitions for Terms Used in This RFI

Merit Review Policy

Principles

    1. All NSF projects should be of the highest quality and have the 
potential to advance, if not transform, the frontiers of knowledge.
    2. NSF projects, in the aggregate, should contribute more broadly 
to achieving societal goals. These broader impacts may be accomplished 
through the research itself, through activities that are directly 
related to specific research projects, or through activities that are 
supported by, but are complementary to, the project. The project 
activities may be based on previously established and/or innovative 
methods and approaches, but in either case must be well justified.
    3. Meaningful assessment and evaluation of NSF funded projects 
should be based on appropriate metrics, keeping in mind the likely 
correlation between the effect of broader impacts and the resources 
provided to implement projects. If the size of the activity is limited, 
evaluation of that activity in isolation is not likely to be 
meaningful. Thus, assessing the effectiveness of these activities may 
best be done at a higher, more aggregated, level than the individual 
project.

Criteria

    Both criteria are to be given full consideration during the review 
and decision-making processes; each criterion is necessary but neither, 
by itself, is sufficient. Therefore, proposers must fully address both 
criteria.
     Intellectual Merit (IM): the potential for a proposed 
project to advance knowledge.
     Broader Impacts (BI): the potential for a proposed project 
to benefit society and contribute to the achievement of specific, 
desired societal outcomes.

Elements

    1. What is the potential for the proposed activity to:
    a. Advance knowledge and understanding within its own field or 
across different fields (Intellectual Merit); and
    b. Benefit society or advance desired societal outcomes (Broader 
Impacts)?
    2. To what extent do the proposed activities suggest and explore 
creative, original, or potentially transformative concepts?
    3. Is the plan for carrying out the proposed activities well-
reasoned, well-organized, and based on a sound rationale? Does the plan 
incorporate a mechanism to assess success?
    4. How well qualified is the individual, team, or organization to 
conduct the proposed activities?
    5. Are there adequate resources available to the PI (either at the 
home organization or through collaborations) to carry out the proposed 
activities?
    This description of NSF's merit review policy is from NSF's 2024 
Proposal and Award Policies and Procedures Guide (PAPPG), part I,

[[Page 68475]]

chapter 3. See https://new.nsf.gov/policies/pappg/24-1.

Transformative Research

    Transformative research is defined as research driven by ideas that 
have the potential to radically change our understanding of an 
important existing scientific or engineering concept or leading to the 
creation of a new paradigm or field of science or engineering. Such 
research also is characterized by its challenge to current 
understanding or its pathway to new frontiers. See NSB's statement 
Enhancing Support of Transformative Research at NSF: https://www.nsf.gov/pubs/2007/nsb0732/nsb0732.pdf.

Broadening Participation

    ``Broadening participation in STEM'' is the comprehensive phrase 
NSF uses to refer to the Foundation's goal of increasing the 
representation and diversity of individuals, organizations, and 
geographic regions that contribute to STEM education, research, and 
innovation. To broaden participation in STEM, it is necessary to 
address issues of equity, inclusion, and access in STEM education, 
training, and careers. Whereas all NSF funding programs might support 
broadening participation components, some funding programs primarily 
focus on supporting broadening participation research and projects. 
Examples can be found on the NSF Broadening Participation in STEM 
website. See https://new.nsf.gov/funding/initiatives/broadening-participation, and the NSF PAPPG, Introduction https://new.nsf.gov/policies/pappg/24-1.

Interested Individuals and Parties

    The phrase used in this Notice, ``interested individuals and 
parties'', is intended to be interpreted broadly and inclusively by 
potential respondents; we anticipate interested individuals and parties 
include, but are not limited to:
     current, past, and prospective NSF proposers, reviewers, 
and staff
     sponsored research administrators and support 
professionals
     representatives of organizations and communities working 
in or supporting the science and engineering research and education 
enterprise
     members of other communities of practice in the science 
and engineering research and education fields and
     members of the general public expressing an interest in 
these topics.

Ann E. Bushmiller,
Senior Counsel to the National Science Board.
[FR Doc. 2024-19041 Filed 8-23-24; 8:45 am]
BILLING CODE 7555-01-P


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