Grupo México, S.A.B. de C.V. and GMéxico Transportes, S.A.B. de C.V.-Acquisition of Control Exemption-CG Railway, LLC, 65965-65967 [2024-18030]
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Federal Register / Vol. 89, No. 156 / Tuesday, August 13, 2024 / Notices
submitting an application or using an
exemption. Also, registered brokers
must submit annual reports regarding
all brokering activities that were
transacted, and registered manufacturers
and exporters must maintain records of
defense trade activities for five years.
• 1405–0003, Application/License for
Permanent Export of Unclassified
Defense Articles and Related
Unclassified Technical Data: In
accordance with part 123 of the ITAR,
any person who intends to permanently
export unclassified defense articles or
unclassified technical data must obtain
DDTC approval prior to export. The
‘‘Application/License for Permanent
Export of Unclassified Defense Articles
and Related Unclassified Technical
Data’’ (Form DSP–5) is the licensing
vehicle typically used to obtain
permission for the permanent export of
unclassified defense articles, including
unclassified technical data covered by
the U.S. Munitions List (USML). This
form is an application that, when
approved, signed and dated by an
official of DDTC, serves as the
applicant’s authorization for the
permanent export of unclassified USML
articles.
• 1405–0013, Application/License for
Temporary Import of Unclassified
Defense Articles: In accordance with
part 123 of the ITAR, any person who
intends to temporarily import
unclassified defense articles must obtain
DDTC authorization prior to import. The
‘‘Application/License for Temporary
Import of Unclassified Defense Articles’’
(Form DSP–61) is the licensing vehicle
typically used to obtain permission for
the temporary import of unclassified
defense articles covered by the USML.
This form is an application that, when
completed and approved by DDTC, it
constitutes the official record and
authorization for the temporary
commercial import of unclassified
USML articles, pursuant to the AECA
and the ITAR.
• 1405–0023, Application/License for
Temporary Export of Unclassified
Defense Articles: In accordance with
part 123 of the ITAR, any person who
intends to temporarily export
unclassified defense articles must obtain
authorization from DDTC prior to
export. The ‘‘Application/License for
Temporary Export of Unclassified
Defense Articles’’ (Form DSP–73) is the
licensing vehicle typically used to
obtain permission for the temporary
export of unclassified defense articles
covered by the USML. This form is an
application that, when completed and
approved by DDTC, it constitutes the
official record and authorization for the
temporary commercial export of
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17:55 Aug 12, 2024
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unclassified USML articles, pursuant to
the AECA and the ITAR.
• 1405–0092, Application for
Amendment to License for Export or
Import of Unclassified Defense Articles
and Related Unclassified Technical
Data: In accordance with part 123 of the
ITAR, any person who intends to
permanently export, temporarily import,
or temporarily export unclassified or
classified defense articles or related
technical data must obtain DDTC
authorization. This information
collection is used by private industry to
make changes in an approved Form
DSP–5, Form DSP–61, or Form DSP–73.
Upon approval, the amendment form
along with the original license
constitutes the authority to export or
temporarily import.
Methodology: This information
collection may be sent to DDTC via the
following methods: electronically or by
mail.
Michael J. Vaccaro,
Deputy Assistant Secretary for Defense Trade
Controls, U.S. Department of State.
[FR Doc. 2024–17948 Filed 8–12–24; 8:45 am]
BILLING CODE 4710–25–P
SURFACE TRANSPORTATION BOARD
[Docket No. FD 36780]
Grupo México, S.A.B. de C.V. and
GMéxico Transportes, S.A.B. de C.V.—
Acquisition of Control Exemption—CG
Railway, LLC
On May 15, 2024, GMéxico
Transportes, S.A.B. de C.V. (GMXT), a
noncarrier railroad holding company,
filed a petition under 49 U.S.C. 10502
for exemption from the prior approval
requirements of 49 U.S.C. 11323–24 to
allow GMXT to acquire an indirect
controlling ownership interest in CG
Railway, LLC (CGR), a Class III carrier.1
The Board will grant the petition for
1 The petition identifies GMXT as the entity
seeking Board authority to acquire a controlling
ownership interest in CGR. However, because
Grupo México, S.A.B. de C.V. (Grupo México) is the
ultimate parent company of GMXT, this proceeding
has been recaptioned to include Grupo México.
GMXT and Grupo México are collectively referred
to as Petitioners.
GMXT’s initial petition, filed in Docket No. FD
36701, was rejected as incomplete and for failing to
provide adequate supporting information. See
GMéxico Transportes, S.A.B. de C.V.—Acquis. of
Control Exemption—CG Ry. (April 2024 Decision),
FD 36701, slip op. at 2–4 (STB served Apr. 4, 2024).
The Board also required CGR and its owners to
respond to questions concerning, respectively,
authorization for CGR’s current operations and for
the transaction in which they acquired CGR. Id. at
4–5; see also infra notes 3 & 4.
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exemption, subject to standard
employee protective conditions.
Background
CGR is wholly owned by Golfo de
México Rail Ferry Holdings LLC, a 50/
50 joint venture (JV) between Seacor
Holdings, Inc. (through its wholly
owned subsidiary, Rail Ferry Investment
Holdings Inc.) (Seacor) and Genesee &
Wyoming, Inc. (through its wholly
owned subsidiary, G&W Agave Holdings
Inc.) (GWI).2 (Pet. 2–3.) CGR provides
rail carrier service in the Port of Mobile,
Ala., and rail ferry service between the
Port of Mobile and the Port of
Coatzacoalcos, Mexico, where the rail
ferry operation connects to the Ferrosur
Railway, a rail carrier subsidiary of
GMXT located in Mexico.3 (Pet. 3.)
GMXT, a subsidiary of Grupo México
(a noncarrier holding company),
controls, through indirect ownership,
Florida East Coast Railway, L.L.C.
(FECR), a Class II carrier in Florida, and
Texas Pacifico Transportation, Ltd.
(Texas Pacifico), a Class III carrier in
Texas.4 (Pet. 3); see Grupo México,
S.A.B. de C.V.—Control Exemption—
Fla. E. Coast Holdings Corp., FD 36109,
slip op. at 1 (STB served May 9, 2017).
As explained in the petition, FECR and
Texas Pacifico are in the same corporate
family as the Copper Basin Railway,
Inc., a Class III carrier in Arizona that
Grupo México controls through a
different indirect subsidiary, ASARCO
LLC. (Pet. 3–4).5
2 In response to questions raised in the April 2024
Decision in Docket No. FD 36701, GWI and Seacor
jointly submitted a letter explaining that neither
GWI nor Seacor ‘‘controlled’’ CGR within the
meaning of 49 U.S.C. 10102(7) and 11323(a) due to
their 50/50 ownership split and provisions in the
agreement governing the JV requiring that decisionmaking authority is shared equally between the
parties. See Letter, May 7, 2024, GMéxico
Transportes, FD 36701. In the absence of any
countervailing evidence, the Board finds this
explanation satisfactory and supported by the
agreement governing the JV.
3 Following the April 2024 Decision in Docket No.
FD 36701, CGR obtained after-the-fact authority to
operate the rail ferry service between the Port of
Mobile and the U.S. maritime boundary line in the
Gulf of Mexico. See CG Ry.—Operation
Exemption—Rail Ferry Serv., FD 36775 (STB served
May 23, 2024). It had previously sought and
received authority to operate certain tracks within
the Port of Mobile, but not to operate the broader
ferry service. Id. at 1–2.
4 As requested in the April 2024 Decision, charts
showing the intra-corporate relationships between
and among the Grupo México companies before and
after the proposed acquisition of CGR are attached
to the petition as Exhibit A. See April 2024
Decision, FD 36701, slip op. at 2–3 (requiring
information about corporate structure and
holdings).
5 Grupo México also obtained after-the-fact
authority to acquire Copper Basin in response to
questions raised by the Board in the April 2024
Decision in Docket No. FD 36701. See Grupo
México, S.A.B. de C.V.—Acquis. of Control
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As described in the petition, GMXT
has reached agreements with Seacor and
GWI under which GMXT would acquire
an indirect 60% ownership interest in
the JV, ‘‘which includes the railroad
equipment and trackage rights over
0.583 miles of line of railroad in the Port
of Mobile, Ala[.] known as tracks 14 and
15, and the rail ferry service between
the docks and the U.S. maritime
territorial border.’’ (Id. at 4.) 6
Specifically, GMXT (through GMXT
Marine LLC, an indirect wholly owned
subsidiary) will acquire all of Seacor’s
50% ownership interest in the JV, and
20% of GWI’s 50% ownership interest,
resulting in GMXT having an indirect
60% ownership interest in the JV and
control of the JV and CGR. (Pet. 4.)
GMXT states that Seabulk Fleet
Management LLC, an affiliate of Seacor,
will remain as ferry operator on a
contract basis with CGR. (Id.)
In support of its petition, GMXT states
that CGR will continue to operate in the
same manner as it currently does. (Id. at
6.) GMXT notes that concentrating
ownership of CGR in GMXT, a frequent
user of the rail ferry service, will ensure
that revenue from the service is used for
railroad purposes and provide GMXT
with both greater incentive and ability
to invest in the rail ferry and improve
operations. (Id.) GMXT asserts that
granting the exemption will promote
several goals of the rail transportation
policy (RTP) of 49 U.S.C. 10101. (Id. at
6–7 (listing provisions).) GMXT further
contends that the grant of an exemption
will not adversely affect any of the
remaining elements of the RTP. (Id. at
7.) Finally, GMXT asserts that the
transaction is limited in scope and that
application of the requirements of
sections 11323–24 is not necessary to
protect shippers from the abuse of
market power, and it explains the
reasons for this contention. (Id. at 7–11.)
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Discussion and Conclusions
The acquisition of control of a rail
carrier by a person that is not a rail
carrier but that controls any number of
rail carriers requires prior approval from
the Board under 49 U.S.C. 11323(a)(5).
Under section 10502(a), however, the
Board shall, to the maximum extent
consistent with 49 U.S.C. subtitle IV,
part A, exempt a transaction or service
from regulation when it finds that: (1)
Exemption—Copper Basin Ry., FD 36767 (STB
served June 14, 2024).
6 Copies of the agreements are attached to the
petition as Exhibit C. On July 3, 2024, GMXT filed
an amendment to the agreement with Seacor
modifying certain dates specified in the agreement.
GMXT states that the amendment was filed for
completeness and affects no substantive provision
of the agreement. (GMXT Suppl. 3.)
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regulation is not necessary to carry out
the RTP of 49 U.S.C. 10101; and (2)
either (a) the transaction or service is
limited in scope, or (b) regulation is not
needed to protect shippers from the
abuse of market power.
In this case, an exemption from the
prior approval requirements of 49 U.S.C.
11323–24 is consistent with the
standards of 49 U.S.C. 10502. Detailed
scrutiny of the proposed transaction
through an application for review and
approval under sections 11323–24 is not
necessary here to carry out the RTP.
Under these circumstances, and given
GMXT’s representations, approval of the
transaction would result in a change in
ownership and control of CGR with no
lessening of competition. GMXT asserts
that concentrating ownership of CGR in
GMXT, a frequent user of the rail ferry
service, will ensure that revenue from
the service is used for railroad purposes
and provide GMXT with greater
incentive and ability to invest in the rail
ferry and to improve operations. (Pet. 6.)
Therefore, an exemption would further
the RTP by promoting a safe and
efficient rail transportation system, 49
U.S.C. 10101(3); ensuring the
development and continuation of a
sound rail transportation system to meet
the needs of the public, 49 U.S.C.
10101(4); fostering sound economic
conditions in transportation, 49 U.S.C.
10101(5); and encouraging efficient
management of railroads, 49 U.S.C.
10101(9). An exemption would also
promote the RTP by minimizing the
need for federal regulatory control over
the transaction, 49 U.S.C. 10101(2);
reducing regulatory barriers to entry, 49
U.S.C. 10101(7); and providing for the
expeditious resolution of this
proceeding, 49 U.S.C. 10101(15). Other
aspects of the RTP would not be
adversely affected.
Nor is detailed scrutiny of the
proposed transaction necessary to
protect shippers from an abuse of
market power.7 As noted in the petition,
the market for the transportation of
goods between the U.S. and Mexico is
robust; shippers have many
transportation choices, and CGR’s rail
ferry service is a small component of
that dynamic market. (Pet. 8.) Moreover,
the transaction does not prevent other
rail carriers—or any entity except
Seacor and its affiliates (for a period of
five years) 8—from entering the market
7 Given this finding, the Board need not
determine whether the transaction is limited in
scope. See 49 U.S.C. 10502(a).
8 In response to questions raised in the April 2024
Decision in Docket No. FD 36701 regarding the
competitive impact of a non-compete provision in
the GMXT-Seacor agreement, the petition explains
that the provision restricts Seacor and its affiliates
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to compete with CGR by offering rail
ferry service between Mobile and
Coatzacoalcos or between other port
locations on the Gulf of Mexico in either
country. (Id. at 8–10.) GMXT states that
no shippers would experience a
reduction of competitive options. (Id. at
8.) 9 GMXT also explains that CGR must
interchange traffic moving into and out
of its two tracks at the Port of Mobile;
that the transaction agreements do not
limit its ability to interchange with any
of several third-party connecting
carriers; and that the proposed
transaction involves the common
control of carriers that have only one
direct connection and do not compete
with each other.10 GMXT further
represents ‘‘that it will not use the
connection between CGR and Ferrosur
to foreclose vertical competition over
efficient joint line routes with
unaffiliated carriers,’’ (Pet. 9 n.9), and
the Board will hold GMXT to that
statement.11 See Genesee & Wyo.—
from providing or supporting a competing rail ferry
service for five years between U.S. and Mexican
ports in the designated area in which CGR will
provide service. (Pet. 10.) It emphasizes that other
companies can provide rail ferry service in CGR’s
territory, and that any company, including Seacor,
can ship freight between the U.S. and Mexico by
land. (Id.) The petition further contends that such
a provision is necessary to protect GMXT’s
investment in CGR, including acquisition of CGR’s
goodwill and relationship with customers, which
may be imperiled if Seacor commences new rail
ferry operations that replicate CGR’s current
service. (Id.) After a review of the contractual
provision, and based on the information submitted
in the petition, the Board finds that the clause will
not have an anticompetitive effect, on balance, in
the market in which CGR operates.
9 (See also id. at 8 (stating that ‘‘shippers will
have the same service options available to them as
they have now’’; that ‘‘[n]o shipper will lose an
existing transportation option’’; and that ‘‘CGR will
continue to provide common carrier rail service’’).)
10 GMXT’s assertion that the Board ‘‘has
consistently rejected the notion that new single-line
movements created through merger would lead the
merged carrier to vertically foreclose competition
over efficient routes by refusing to cooperate with
unaffiliated carriers,’’ (Pet. 8–9 (quoting a 2007
decision in a control proceeding)), is mistaken. See
Canadian Pac. Ry.—Control—Kan. City S., FD
36500, slip op. at 44–47 (STB served Mar. 15, 2023)
(concluding that the one-lump theory does not
justify a presumption that a vertical combination
will not result in competitive harm).
11 GMXT states that it does not concede that
competitive effects of interchange in Mexico fall
within the Board’s jurisdiction but makes this
representation in the event the Board concludes
otherwise. (Pet. 9 n.9.) The Board has jurisdiction
over transportation in the United States between a
place in the United States and a place in a foreign
country. See 49 U.S.C. 10501(a)(2)(F); see also, e.g.,
Can. Packers, Ltd. v. Atchison, Topeka & Santa Fe
Ry., 385 U.S. 182 (1966) (upholding ICC’s
determination that it had jurisdiction to determine
the reasonableness of a joint through international
freight rate from New Mexico to Canada and to
order reparations, including for the overcharge on
the Canadian portion of the trip); Canadian Pac.
Ry.—Control, FD 36500, slip op. at 54 & n.77 (Board
may consider U.S.-related impacts of potential rate
manipulation or other post-transaction conduct that
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Acquis. of Control Exemption—Atl. W.
Transp. & Heart of Ga. R.R., FD 36105,
slip op. at 3 (STB served Apr. 18, 2017)
(holding carrier to similar
representation in exemption
proceeding). Moreover, no shipper (or
any other entity) has objected to this
control transaction. Based on the record,
the Board finds that the transaction does
not shift or consolidate market power
and that regulation is not needed to
protect shippers from an abuse of
market power.
Under 49 U.S.C. 10502(g), the Board
may not use its exemption authority to
relieve a carrier of its statutory
obligation to protect the interests of
employees. Accordingly, as a condition
to granting this exemption, the Board
will impose the standard employee
protective conditions in New York Dock
Railway—Control—Brooklyn Eastern
District Terminal, 360 I.C.C 60, aff’d
New York Dock Railway v. United
States, 609 F.2d 83 (2d Cir. 1979).
The control transaction is exempt
from environmental reporting
requirements under 49 CFR
1105.6(c)(1)(i) because it will not result
in any significant change in carrier
operations. Similarly, the transaction is
exempt from the historic reporting
requirements under 49 CFR 1105.8(b)(1)
because GMXT states that it has no
plans to dispose of or alter properties
subject to the Board’s jurisdiction that
are 50 years old or older.
In its July 3, 2024 filing, GMXT asks
that the exemption be made effective no
later than August 27, 2024. (GMXT
Suppl. 4.) GMXT’s rationale is not
persuasive, particularly given the
questions raised in the April 2024
Decision in Docket No. FD 36701 and
the complexities of this proceeding,
which counsel in favor of giving
interested parties time to review this
decision prior to the exemption’s
effective date.12 The Board will retain
the 30-day period prescribed by 49 CFR
1121.4(e). The exemption will be
effective September 12, 2024. Petitions
to stay must be filed by August 23, 2024.
adversely affects interline optionality at
international gateway and, if warranted, remedy the
situation).
12 GMXT requests expedited consideration ‘‘to
allow the parties to complete all necessary actions
required to accomplish the postponed closing [of
the agreement with Seacor] without any further
delay.’’ (GMXT Suppl. 4; see id. at 3 (stating that
closing was postponed ‘‘to align with [the
agreement between GMXT and GWI], which
includes a similar date’’).) Petitioners’ desire to
meet their chosen closing date(s) is not, by itself,
a sufficient basis for shortening the 30-day period
(and, potentially, the related interim deadlines for
stay, reconsideration, and reopening requests)
identified in 49 CFR 1121.4(e) before an exemption
may take effect, particularly given the
circumstances of this proceeding.
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Petitions for reconsideration or petitions
to reopen must be filed by September 3,
2024.
It is ordered:
1. Under 49 U.S.C. 10502, the Board
exempts from the prior approval
requirements of 49 U.S.C. 11323–25 the
control transaction described above,
subject to the employee protective
conditions in New York Dock Railway—
Control—Brooklyn Eastern District
Terminal, 360 I.C.C 60, aff’d New York
Dock Railway v. United States, 609 F.2d
83 (2d Cir. 1979).
2. Petitioners must adhere to GMXT’s
statement that it will not use the
connection between CGR and Ferrosur
to foreclose vertical competition over
efficient joint line routes with
unaffiliated carriers.
3. Notice of the exemption will be
published in the Federal Register.
4. The exemption will become
effective on September 12, 2024.
Petitions for stay must be filed by
August 23, 2024. Petitions for
reconsideration or petitions to reopen
must be filed by September 3, 2024.
Decided: August 8, 2024.
By the Board, Board Members Fuchs,
Hedlund, Primus, and Schultz.
Kenyatta Clay,
Clearance Clerk.
[FR Doc. 2024–18030 Filed 8–12–24; 8:45 am]
BILLING CODE 4915–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
[Docket No.: FAA–2024–0357; Summary
Notice No. 2024–34]
Petition for Exemption; Summary of
Petition Received; Department of the
Army—Joint Task Force North
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Notice.
AGENCY:
This notice contains a
summary of a petition seeking relief
from specified requirements of Federal
Aviation Regulations. The purpose of
this notice is to improve the public’s
awareness of, and participation in, the
FAA’s exemption process. Neither
publication of this notice nor the
inclusion nor omission of information
in the summary is intended to affect the
legal status of the petition or its final
disposition.
SUMMARY:
Comments on this petition must
identify the petition docket number and
must be received on or before
September 3, 2024.
DATES:
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65967
Send comments identified
by docket number [FAA–2024–0357]
using any of the following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for sending your
comments electronically.
• Mail: Send comments to Docket
Operations, M–30; U.S. Department of
Transportation, 1200 New Jersey
Avenue SE, Room W12–140, West
Building Ground Floor, Washington, DC
20590–0001.
• Hand Delivery or Courier: Take
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue SE, Washington, DC 20590–
0001, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays.
• Fax: Fax comments to Docket
Operations at (202) 493–2251.
Privacy: In accordance with 5 U.S.C.
553(c), DOT solicits comments from the
public to better inform its rulemaking
process. DOT posts these comments,
without edit, including any personal
information the commenter provides, to
https://www.regulations.gov, as
described in the system of records
notice (DOT/ALL–14 FDMS), which can
be reviewed at https://www.dot.gov/
privacy.
Docket: Background documents or
comments received may be read at
https://www.regulations.gov at any time.
Follow the online instructions for
accessing the docket or go to the Docket
Operations in Room W12–140 of the
West Building Ground Floor at 1200
New Jersey Avenue SE, Washington, DC
20590–0001, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays.
FOR FURTHER INFORMATION CONTACT:
Alexander Kem, alexander.s.kem@
faa.gov Phone: 202–267–7571, Office of
Rulemaking, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591.
This notice is published pursuant to
14 CFR 11.85.
ADDRESSES:
Issued in Washington, DC.
Dan Ngo,
Manager, Part 11 Petitions Branch, Office of
Rulemaking.
Petition for Exemption
Docket No.: FAA–2024–0357.
Petitioner: Department of the Army—
Joint Task Force North.
Section(s) of 14 CFR Affected:
§§ 91.209(a)(1) and 91.209(b).
Description of Relief Sought:
Department of the Army—Joint Task
Force North has requested relief from 14
CFR 91.209(a)(1) and 91.209(b) to
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Agencies
[Federal Register Volume 89, Number 156 (Tuesday, August 13, 2024)]
[Notices]
[Pages 65965-65967]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-18030]
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SURFACE TRANSPORTATION BOARD
[Docket No. FD 36780]
Grupo M[eacute]xico, S.A.B. de C.V. and GM[eacute]xico
Transportes, S.A.B. de C.V.--Acquisition of Control Exemption--CG
Railway, LLC
On May 15, 2024, GM[eacute]xico Transportes, S.A.B. de C.V. (GMXT),
a noncarrier railroad holding company, filed a petition under 49 U.S.C.
10502 for exemption from the prior approval requirements of 49 U.S.C.
11323-24 to allow GMXT to acquire an indirect controlling ownership
interest in CG Railway, LLC (CGR), a Class III carrier.\1\ The Board
will grant the petition for exemption, subject to standard employee
protective conditions.
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\1\ The petition identifies GMXT as the entity seeking Board
authority to acquire a controlling ownership interest in CGR.
However, because Grupo M[eacute]xico, S.A.B. de C.V. (Grupo
M[eacute]xico) is the ultimate parent company of GMXT, this
proceeding has been recaptioned to include Grupo M[eacute]xico. GMXT
and Grupo M[eacute]xico are collectively referred to as Petitioners.
GMXT's initial petition, filed in Docket No. FD 36701, was
rejected as incomplete and for failing to provide adequate
supporting information. See GM[eacute]xico Transportes, S.A.B. de
C.V.--Acquis. of Control Exemption--CG Ry. (April 2024 Decision), FD
36701, slip op. at 2-4 (STB served Apr. 4, 2024). The Board also
required CGR and its owners to respond to questions concerning,
respectively, authorization for CGR's current operations and for the
transaction in which they acquired CGR. Id. at 4-5; see also infra
notes 3 & 4.
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Background
CGR is wholly owned by Golfo de M[eacute]xico Rail Ferry Holdings
LLC, a 50/50 joint venture (JV) between Seacor Holdings, Inc. (through
its wholly owned subsidiary, Rail Ferry Investment Holdings Inc.)
(Seacor) and Genesee & Wyoming, Inc. (through its wholly owned
subsidiary, G&W Agave Holdings Inc.) (GWI).\2\ (Pet. 2-3.) CGR provides
rail carrier service in the Port of Mobile, Ala., and rail ferry
service between the Port of Mobile and the Port of Coatzacoalcos,
Mexico, where the rail ferry operation connects to the Ferrosur
Railway, a rail carrier subsidiary of GMXT located in Mexico.\3\ (Pet.
3.)
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\2\ In response to questions raised in the April 2024 Decision
in Docket No. FD 36701, GWI and Seacor jointly submitted a letter
explaining that neither GWI nor Seacor ``controlled'' CGR within the
meaning of 49 U.S.C. 10102(7) and 11323(a) due to their 50/50
ownership split and provisions in the agreement governing the JV
requiring that decision-making authority is shared equally between
the parties. See Letter, May 7, 2024, GM[eacute]xico Transportes, FD
36701. In the absence of any countervailing evidence, the Board
finds this explanation satisfactory and supported by the agreement
governing the JV.
\3\ Following the April 2024 Decision in Docket No. FD 36701,
CGR obtained after-the-fact authority to operate the rail ferry
service between the Port of Mobile and the U.S. maritime boundary
line in the Gulf of Mexico. See CG Ry.--Operation Exemption--Rail
Ferry Serv., FD 36775 (STB served May 23, 2024). It had previously
sought and received authority to operate certain tracks within the
Port of Mobile, but not to operate the broader ferry service. Id. at
1-2.
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GMXT, a subsidiary of Grupo M[eacute]xico (a noncarrier holding
company), controls, through indirect ownership, Florida East Coast
Railway, L.L.C. (FECR), a Class II carrier in Florida, and Texas
Pacifico Transportation, Ltd. (Texas Pacifico), a Class III carrier in
Texas.\4\ (Pet. 3); see Grupo M[eacute]xico, S.A.B. de C.V.--Control
Exemption--Fla. E. Coast Holdings Corp., FD 36109, slip op. at 1 (STB
served May 9, 2017). As explained in the petition, FECR and Texas
Pacifico are in the same corporate family as the Copper Basin Railway,
Inc., a Class III carrier in Arizona that Grupo M[eacute]xico controls
through a different indirect subsidiary, ASARCO LLC. (Pet. 3-4).\5\
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\4\ As requested in the April 2024 Decision, charts showing the
intra-corporate relationships between and among the Grupo
M[eacute]xico companies before and after the proposed acquisition of
CGR are attached to the petition as Exhibit A. See April 2024
Decision, FD 36701, slip op. at 2-3 (requiring information about
corporate structure and holdings).
\5\ Grupo M[eacute]xico also obtained after-the-fact authority
to acquire Copper Basin in response to questions raised by the Board
in the April 2024 Decision in Docket No. FD 36701. See Grupo
M[eacute]xico, S.A.B. de C.V.--Acquis. of Control Exemption--Copper
Basin Ry., FD 36767 (STB served June 14, 2024).
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[[Page 65966]]
As described in the petition, GMXT has reached agreements with
Seacor and GWI under which GMXT would acquire an indirect 60% ownership
interest in the JV, ``which includes the railroad equipment and
trackage rights over 0.583 miles of line of railroad in the Port of
Mobile, Ala[.] known as tracks 14 and 15, and the rail ferry service
between the docks and the U.S. maritime territorial border.'' (Id. at
4.) \6\ Specifically, GMXT (through GMXT Marine LLC, an indirect wholly
owned subsidiary) will acquire all of Seacor's 50% ownership interest
in the JV, and 20% of GWI's 50% ownership interest, resulting in GMXT
having an indirect 60% ownership interest in the JV and control of the
JV and CGR. (Pet. 4.) GMXT states that Seabulk Fleet Management LLC, an
affiliate of Seacor, will remain as ferry operator on a contract basis
with CGR. (Id.)
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\6\ Copies of the agreements are attached to the petition as
Exhibit C. On July 3, 2024, GMXT filed an amendment to the agreement
with Seacor modifying certain dates specified in the agreement. GMXT
states that the amendment was filed for completeness and affects no
substantive provision of the agreement. (GMXT Suppl. 3.)
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In support of its petition, GMXT states that CGR will continue to
operate in the same manner as it currently does. (Id. at 6.) GMXT notes
that concentrating ownership of CGR in GMXT, a frequent user of the
rail ferry service, will ensure that revenue from the service is used
for railroad purposes and provide GMXT with both greater incentive and
ability to invest in the rail ferry and improve operations. (Id.) GMXT
asserts that granting the exemption will promote several goals of the
rail transportation policy (RTP) of 49 U.S.C. 10101. (Id. at 6-7
(listing provisions).) GMXT further contends that the grant of an
exemption will not adversely affect any of the remaining elements of
the RTP. (Id. at 7.) Finally, GMXT asserts that the transaction is
limited in scope and that application of the requirements of sections
11323-24 is not necessary to protect shippers from the abuse of market
power, and it explains the reasons for this contention. (Id. at 7-11.)
Discussion and Conclusions
The acquisition of control of a rail carrier by a person that is
not a rail carrier but that controls any number of rail carriers
requires prior approval from the Board under 49 U.S.C. 11323(a)(5).
Under section 10502(a), however, the Board shall, to the maximum extent
consistent with 49 U.S.C. subtitle IV, part A, exempt a transaction or
service from regulation when it finds that: (1) regulation is not
necessary to carry out the RTP of 49 U.S.C. 10101; and (2) either (a)
the transaction or service is limited in scope, or (b) regulation is
not needed to protect shippers from the abuse of market power.
In this case, an exemption from the prior approval requirements of
49 U.S.C. 11323-24 is consistent with the standards of 49 U.S.C. 10502.
Detailed scrutiny of the proposed transaction through an application
for review and approval under sections 11323-24 is not necessary here
to carry out the RTP. Under these circumstances, and given GMXT's
representations, approval of the transaction would result in a change
in ownership and control of CGR with no lessening of competition. GMXT
asserts that concentrating ownership of CGR in GMXT, a frequent user of
the rail ferry service, will ensure that revenue from the service is
used for railroad purposes and provide GMXT with greater incentive and
ability to invest in the rail ferry and to improve operations. (Pet.
6.) Therefore, an exemption would further the RTP by promoting a safe
and efficient rail transportation system, 49 U.S.C. 10101(3); ensuring
the development and continuation of a sound rail transportation system
to meet the needs of the public, 49 U.S.C. 10101(4); fostering sound
economic conditions in transportation, 49 U.S.C. 10101(5); and
encouraging efficient management of railroads, 49 U.S.C. 10101(9). An
exemption would also promote the RTP by minimizing the need for federal
regulatory control over the transaction, 49 U.S.C. 10101(2); reducing
regulatory barriers to entry, 49 U.S.C. 10101(7); and providing for the
expeditious resolution of this proceeding, 49 U.S.C. 10101(15). Other
aspects of the RTP would not be adversely affected.
Nor is detailed scrutiny of the proposed transaction necessary to
protect shippers from an abuse of market power.\7\ As noted in the
petition, the market for the transportation of goods between the U.S.
and Mexico is robust; shippers have many transportation choices, and
CGR's rail ferry service is a small component of that dynamic market.
(Pet. 8.) Moreover, the transaction does not prevent other rail
carriers--or any entity except Seacor and its affiliates (for a period
of five years) \8\--from entering the market to compete with CGR by
offering rail ferry service between Mobile and Coatzacoalcos or between
other port locations on the Gulf of Mexico in either country. (Id. at
8-10.) GMXT states that no shippers would experience a reduction of
competitive options. (Id. at 8.) \9\ GMXT also explains that CGR must
interchange traffic moving into and out of its two tracks at the Port
of Mobile; that the transaction agreements do not limit its ability to
interchange with any of several third-party connecting carriers; and
that the proposed transaction involves the common control of carriers
that have only one direct connection and do not compete with each
other.\10\ GMXT further represents ``that it will not use the
connection between CGR and Ferrosur to foreclose vertical competition
over efficient joint line routes with unaffiliated carriers,'' (Pet. 9
n.9), and the Board will hold GMXT to that statement.\11\ See Genesee &
Wyo.--
[[Page 65967]]
Acquis. of Control Exemption--Atl. W. Transp. & Heart of Ga. R.R., FD
36105, slip op. at 3 (STB served Apr. 18, 2017) (holding carrier to
similar representation in exemption proceeding). Moreover, no shipper
(or any other entity) has objected to this control transaction. Based
on the record, the Board finds that the transaction does not shift or
consolidate market power and that regulation is not needed to protect
shippers from an abuse of market power.
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\7\ Given this finding, the Board need not determine whether the
transaction is limited in scope. See 49 U.S.C. 10502(a).
\8\ In response to questions raised in the April 2024 Decision
in Docket No. FD 36701 regarding the competitive impact of a non-
compete provision in the GMXT-Seacor agreement, the petition
explains that the provision restricts Seacor and its affiliates from
providing or supporting a competing rail ferry service for five
years between U.S. and Mexican ports in the designated area in which
CGR will provide service. (Pet. 10.) It emphasizes that other
companies can provide rail ferry service in CGR's territory, and
that any company, including Seacor, can ship freight between the
U.S. and Mexico by land. (Id.) The petition further contends that
such a provision is necessary to protect GMXT's investment in CGR,
including acquisition of CGR's goodwill and relationship with
customers, which may be imperiled if Seacor commences new rail ferry
operations that replicate CGR's current service. (Id.) After a
review of the contractual provision, and based on the information
submitted in the petition, the Board finds that the clause will not
have an anticompetitive effect, on balance, in the market in which
CGR operates.
\9\ (See also id. at 8 (stating that ``shippers will have the
same service options available to them as they have now''; that
``[n]o shipper will lose an existing transportation option''; and
that ``CGR will continue to provide common carrier rail service'').)
\10\ GMXT's assertion that the Board ``has consistently rejected
the notion that new single-line movements created through merger
would lead the merged carrier to vertically foreclose competition
over efficient routes by refusing to cooperate with unaffiliated
carriers,'' (Pet. 8-9 (quoting a 2007 decision in a control
proceeding)), is mistaken. See Canadian Pac. Ry.--Control--Kan. City
S., FD 36500, slip op. at 44-47 (STB served Mar. 15, 2023)
(concluding that the one-lump theory does not justify a presumption
that a vertical combination will not result in competitive harm).
\11\ GMXT states that it does not concede that competitive
effects of interchange in Mexico fall within the Board's
jurisdiction but makes this representation in the event the Board
concludes otherwise. (Pet. 9 n.9.) The Board has jurisdiction over
transportation in the United States between a place in the United
States and a place in a foreign country. See 49 U.S.C.
10501(a)(2)(F); see also, e.g., Can. Packers, Ltd. v. Atchison,
Topeka & Santa Fe Ry., 385 U.S. 182 (1966) (upholding ICC's
determination that it had jurisdiction to determine the
reasonableness of a joint through international freight rate from
New Mexico to Canada and to order reparations, including for the
overcharge on the Canadian portion of the trip); Canadian Pac. Ry.--
Control, FD 36500, slip op. at 54 & n.77 (Board may consider U.S.-
related impacts of potential rate manipulation or other post-
transaction conduct that adversely affects interline optionality at
international gateway and, if warranted, remedy the situation).
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Under 49 U.S.C. 10502(g), the Board may not use its exemption
authority to relieve a carrier of its statutory obligation to protect
the interests of employees. Accordingly, as a condition to granting
this exemption, the Board will impose the standard employee protective
conditions in New York Dock Railway--Control--Brooklyn Eastern District
Terminal, 360 I.C.C 60, aff'd New York Dock Railway v. United States,
609 F.2d 83 (2d Cir. 1979).
The control transaction is exempt from environmental reporting
requirements under 49 CFR 1105.6(c)(1)(i) because it will not result in
any significant change in carrier operations. Similarly, the
transaction is exempt from the historic reporting requirements under 49
CFR 1105.8(b)(1) because GMXT states that it has no plans to dispose of
or alter properties subject to the Board's jurisdiction that are 50
years old or older.
In its July 3, 2024 filing, GMXT asks that the exemption be made
effective no later than August 27, 2024. (GMXT Suppl. 4.) GMXT's
rationale is not persuasive, particularly given the questions raised in
the April 2024 Decision in Docket No. FD 36701 and the complexities of
this proceeding, which counsel in favor of giving interested parties
time to review this decision prior to the exemption's effective
date.\12\ The Board will retain the 30-day period prescribed by 49 CFR
1121.4(e). The exemption will be effective September 12, 2024.
Petitions to stay must be filed by August 23, 2024. Petitions for
reconsideration or petitions to reopen must be filed by September 3,
2024.
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\12\ GMXT requests expedited consideration ``to allow the
parties to complete all necessary actions required to accomplish the
postponed closing [of the agreement with Seacor] without any further
delay.'' (GMXT Suppl. 4; see id. at 3 (stating that closing was
postponed ``to align with [the agreement between GMXT and GWI],
which includes a similar date'').) Petitioners' desire to meet their
chosen closing date(s) is not, by itself, a sufficient basis for
shortening the 30-day period (and, potentially, the related interim
deadlines for stay, reconsideration, and reopening requests)
identified in 49 CFR 1121.4(e) before an exemption may take effect,
particularly given the circumstances of this proceeding.
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It is ordered:
1. Under 49 U.S.C. 10502, the Board exempts from the prior approval
requirements of 49 U.S.C. 11323-25 the control transaction described
above, subject to the employee protective conditions in New York Dock
Railway--Control--Brooklyn Eastern District Terminal, 360 I.C.C 60,
aff'd New York Dock Railway v. United States, 609 F.2d 83 (2d Cir.
1979).
2. Petitioners must adhere to GMXT's statement that it will not use
the connection between CGR and Ferrosur to foreclose vertical
competition over efficient joint line routes with unaffiliated
carriers.
3. Notice of the exemption will be published in the Federal
Register.
4. The exemption will become effective on September 12, 2024.
Petitions for stay must be filed by August 23, 2024. Petitions for
reconsideration or petitions to reopen must be filed by September 3,
2024.
Decided: August 8, 2024.
By the Board, Board Members Fuchs, Hedlund, Primus, and Schultz.
Kenyatta Clay,
Clearance Clerk.
[FR Doc. 2024-18030 Filed 8-12-24; 8:45 am]
BILLING CODE 4915-01-P