Integrating e-Manifest With Hazardous Waste Exports and Other Manifest-Related Reports, PCB Manifest Amendments, and Technical Corrections, 60692-60740 [2024-14694]
Download as PDF
60692
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 260, 261, 262, 263, 264,
265, 267, 270, 271, and 761
[EPA–HQ–OLEM–2021–0609; FRL–7308–
02–OLEM]
RIN 2050–AH12
Integrating e-Manifest With Hazardous
Waste Exports and Other ManifestRelated Reports, PCB Manifest
Amendments, and Technical
Corrections
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
The Environmental Protection
Agency (EPA) or (the Agency) is
finalizing certain amendments to the
hazardous waste manifest regulations,
and the hazardous waste electronic
manifest (e-Manifest) regulations under
the Resource Conservation and
Recovery Act (RCRA) to increase utility
of the e-Manifest system in delivering
benefits to reduce administrative burden
and improve tracking of hazardous
waste shipments, and to various related
regulations. Among other things, EPA is
finalizing changes to manifest
regulations for shipments of hazardous
waste that are exported for treatment,
storage, and disposal. EPA is also
finalizing regulatory changes to the
hazardous waste export and import
shipment international movement
document-related requirements to more
closely link the manifest data with the
international movement document
(hereafter referred to as ‘‘movement
document’’) data. In addition, EPA is
finalizing regulatory amendments to
three manifest-related reports (i.e.,
Discrepancy, Exception, and
Unmanifested Waste Reports). EPA is
also finalizing conforming regulatory
changes to the manifest regulations
under the Toxic Substances and Control
Act (TSCA) for polychlorinated
biphenyls (PCB) wastes to better align
these requirements with the RCRA
manifest regulations and the e-Manifest
program. Lastly, this action makes
technical corrections to fix
typographical errors in the e-Manifest
and movement document regulations.
DATES: This rule is effective on January
22, 2025.
ADDRESSES: The docket for this action,
identified by docket identification (ID)
number, EPA–HQ–OLEM–2021–0609, is
available at https://www.regulations.gov
or at the Office of Land and Emergency
Management Docket (OLEM Docket),
Environmental Protection Agency
ddrumheller on DSK120RN23PROD with RULES2
SUMMARY:
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
Docket Center (EPA/DC), William
Jefferson Clinton West Bldg., Rm. 3334,
1301 Constitution Ave. NW,
Washington, DC. The Public Reading
Room is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
Federal holidays. The telephone number
for the Public Reading Room is (202)
566–1744, and the telephone number for
the OLEM Docket is (202) 566–0270.
Please review the visitor instructions
and additional information about the
docket available at https://www.epa.gov/
dockets.
FOR FURTHER INFORMATION CONTACT: For
further information regarding specific
aspects of this document, contact Bryan
Groce, Program Implementation and
Information Division, Office of Resource
Conservation and Recovery, (202) 566–
0339; email address: groce.bryan@
epa.gov or David Graham, Program
Implementation and Information
Division, Office of Resource
Conservation and Recovery (202) 566–
2847; email address: graham.david@
epa.gov. In addition, please refer to
EPA’s e-Manifest web page for further
information www.epa.gov/e-manifest.
SUPPLEMENTARY INFORMATION:
Table of Contents
The information presented in this
preamble is organized as follows:
I. General Information
A. Does this action apply to me?
The hazardous waste manifest
program affects approximately 106,617
federally regulated entities and almost
an equal number of entities handling
State-only regulated wastes in at least
750 industries. These industries are
involved in the off-site shipping,
transporting, and receiving of several
million tons of wastes that are required
under either Federal or State regulation
to use the RCRA hazardous waste
manifest. EPA estimates that these
entities currently use between 1,834,512
hazardous waste manifests (EPA Form
8700–22) and continuation sheets (EPA
Form 8700–22A) annually to track
RCRA hazardous wastes, TSCA
polychlorinated biphenyls (PCB) wastes,
and State-only regulated wastes from
generation sites to destination facilities
designated on a manifest for treatment,
storage, or disposal. The affected
entities include hazardous waste
generators, hazardous waste
transporters, owners or operators of
treatment, storage, and disposal
facilities (TSDFs), as well as the
corresponding entities that handle Stateonly regulated wastes and PCB wastes
subject to tracking with the RCRA
manifest.
PO 00000
Frm 00002
Fmt 4701
Sfmt 4700
Additionally, this final rule affects
entities (including exporter, importer,
disposal facility owner/operator, or
recovery facility owner/operator) who
are involved in transboundary
movements of hazardous waste for
recovery or disposal that are subject to
the manifest regulations to track their
import or export shipments in the
United States, or to the movement
document requirements to track their
import or export shipments both inside
and outside of the United States.
Finally, this final rule affects entities
who are required to complete any of the
following manifest-related reports: (1)
An Exception Report when the
generator has not received a final
manifest from the receiving facility; (2)
a Discrepancy Report when the
materials received do not match with
the quantities or types of materials
indicated as being shipped by
generators; or (3) an Unmanifested
Waste Report when hazardous wastes
that should have been manifested arrive
at a facility without a manifest.
Potential affected entities include, but
are not limited to:
Industrial sector
Agriculture, Forestry, Fishing, and Hunting
Mining ..........................................................
Utilities .........................................................
Construction ................................................
Manufacturing ..............................................
Wholesale Trade .........................................
Retail Trade .................................................
Transportation and Warehousing ................
Information ..................................................
Waste Management & Remediation Services ..........................................................
Public Administration ...................................
NAICS
code(s)
11
21
22
23
31–33
42
44–45
48–49
51
562
92
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities that EPA is
now aware could potentially be
regulated by this action. Other types of
entities not listed in the table could also
be regulated. To determine whether
your entity is regulated by this action,
you should carefully examine the
applicability criteria found in the title
40 of the Code of Federal Regulations
(CFR) parts 262, 263, 264, 265, and 761.
If you have questions regarding the
applicability of this action to a
particular entity, consult the person
listed in the FOR FURTHER INFORMATION
CONTACT section.
B. What action is the Agency taking?
EPA is finalizing regulatory
amendments to the RCRA manifest
regulations, e-Manifest regulations, and
other related regulations. Among other
things, EPA is finalizing regulatory
amendments to require hazardous waste
exporters of manifested hazardous waste
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
shipments out of the U.S. to submit the
export manifests to EPA’s e-Manifest
system and pay the requisite user fee to
process these export manifests. With
respect to the movement document
requirements, EPA is finalizing
regulatory amendments to allow
movement document confirmations to
link to RCRA manifest tracking for
export and import shipments. In
addition, EPA is finalizing regulatory
amendments to integrate existing
Discrepancy Reports, Exception Reports,
and Unmanifested Waste Reports into
the e-Manifest system which would
allow entities to use the e-Manifest
system to complete these reports
electronically. Also, the Agency is
finalizing conforming changes to the
TSCA manifest regulations for PCB
wastes to align them with the RCRA
manifest regulations and the e-Manifest
program. Finally, this action fixes
typographical errors and makes other
technical corrections to certain eManifest, movement document, and
PCB regulations.
Although this final rule becomes
effective on January 22, 2025, EPA
needs additional time to implement eManifest system changes related to the
final rule and is, thus, establishing a
compliance date for certain final
regulations. Specifically, EPA’s final
regulations associated with the
collection of hazardous waste export
manifests in the e-Manifest system, use
of electronic manifests for hazardous
waste export shipments, and use of
electronic Exception, Discrepancy, and
Unmanifested Waste Reports will not go
into effect until December 1, 2025.
Affected entities must continue to
comply with the existing manifest
requirements until and on November 30,
2025, for hazardous waste export
shipments and the manifest
requirements for exception,
discrepancy, and unmanifested waste
reporting. EPA is implementing a
delayed compliance for these revised
requirements so that the Agency can
ensure completion of the system
updates and necessary preparations for
collection of hazardous waste export
manifests and Exception, Discrepancy,
and Unmanifested Waste Reports in the
system. The compliance date is also
needed so that EPA has adequate time
to work with State regulating agencies to
ensure that these manifest related
reports are disseminated immediately to
the appropriate staff (e.g., enforcement)
in authorized State agencies.
EPA intends that the provisions of
this rule be severable. In the event that
any individual provision or part of the
rule is invalidated, EPA intends that
this would not render the entire rule
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
invalid, and that any individual
provisions that can continue to operate
will be left in place.
C. What is the Agency’s authority for
taking this action?
The authority to finalize this rule is
found in sections 1002, 2002(a), 3001–
3004, and 3017 of the Solid Waste
Disposal Act, as amended by the
Resource Conservation and Recovery
Act (RCRA), and as amended by the
Hazardous and Solid Waste
Amendments, 42 U.S.C. 6901, 6906 et.
seq., 6912, 6921–6925, 6937, and 6938,
and further amended by the Hazardous
Waste Electronic Manifest
Establishment Act, Public Law 112–195,
section 6939g, and in sections 6, 8, 12,
15, and 17 of the Toxic Substances
Control Act, 15 U.S.C. 2605, 2607, 2611,
2614, and 2616.
D. What are the incremental costs and
benefits of this action?
EPA prepared an economic analysis of
the potential costs and benefits
associated with this proposed action.
The Regulatory Impact Analysis for
EPA’s Final Rule Integrating e- Manifest
with Hazardous Waste Exports and
Other Manifest-related Reports, PCB
Manifest Amendments and Technical
Corrections (RIA), is available in the
docket for this rulemaking. EPA
estimates that these regulatory changes
will decrease the aggregate burden
across all entities manifesting waste by
approximately $4.71 million annually.
However, this rulemaking consists of a
series of provisions that affect the
various regulated entity types
differently (see chapter 2 of the RIA).
See RIA Exhibit 3–10 for a summary of
annual costs across all regulatory
changes.
II. Detailed Discussion of the Final Rule
A. Background
On April 1, 2022, EPA published a
notice of proposed rulemaking
(hereafter referred to as ‘‘NPRM’’) to
revise the hazardous waste manifest
regulations.1 The proposed revisions
aimed to increase the utility of the eManifest system to reduce overall
burden on the regulated community
while enhancing the effectiveness of the
manifest forms and e-Manifest system as
tools to track Federal and State waste
shipments as required under Federal or
State laws. EPA proposed to accomplish
this by amending the manifest
regulations to: (1) Incorporate hazardous
waste export manifests into the eManifest system; (2) incorporate three
manifest-related reports (e.g.,
PO 00000
1 87
FR 19290; April 1, 2022.
Frm 00003
Fmt 4701
Sfmt 4700
60693
Discrepancy, Exception, and
Unmanifested Waste reports) in the eManifest system; (3) expand the
required international shipment data
elements on the manifest form; (4)
revise certain aspects of the manifest
form to improve compliance with
import and export consents and tracking
requirements; (5) allow for greater
precision in waste data reported on the
manifest; (6) make conforming changes
to the PCB manifest regulations under
TSCA; and (7) make other technical
corrections to remove obsolete
requirements, correct typographical
errors, establish definitions, and/or
improve alignment with the e-Manifest
program. In addition, EPA included in
the proposed rule a discussion regarding
potential future integration of the eManifest system with Biennial
Reporting requirements.
EPA received 17 sets of public
comments in response to the April 2022
NPRM from hazardous waste generators,
transporters, waste management firms,
consultants, and State hazardous waste
agencies. Commenters generally
supported the proposals for the
collection of export manifests in the eManifest system and use of electronic
exception, discrepancy, and
unmanifested wastes reports to satisfy
the manifest-related reporting
requirements. Commenters also
generally supported the proposals
regarding conforming changes to the
PCB manifest regulations under TSCA
and other technical corrections to
address obsolescence of certain RCRA
and TSCA requirements and
typographical errors. Commenters had
differing opinions regarding EPA’s
proposed revisions to remove the
requirement for the receiving facility to
transmit completed manifest paper
copies to unregistered generators, which
included the addition of an email
address field in the generator block of
the manifest so that the e-Manifest
system can email copies of completed
paper manifests to the generator’s email
address.
Moreover, there were a substantial
number of comments that took issue
with EPA’s conceptual approach
regarding integration of the Biennial
Report (BR) with the e-Manifest system,
particularly with respect to the
feasibility of EPA’s BR conceptual
approach and BR integration in general.
EPA believes that commenters raised
significant substantive issues that merit
further analysis and external outreach
prior to adopting a final approach.
These issues include but are not limited
to: (1) How to address challenges and
data gaps that exist between the current
approach and the BR conceptual data
E:\FR\FM\26JYR2.SGM
26JYR2
60694
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
collection approach; (2) What additional
BR data elements such as form codes,
source codes, waste descriptions, etc.,
should be recorded on paper manifests;
(3) What quantity formats (e.g.,
decimals) should be used to ensure
better accuracy of manifest data; (4)
What units of measure should be
required for BR so that they match those
for manifests; (5) Should EPA require
large quantity generators (LQGs) and
receiving facilities to document the BR
information on manifests for each
shipment every year, or for each
shipment only during each oddnumbered year (called the ‘‘collection
year’’ or ‘‘reporting year’’); (6) Should
EPA establish a similar conceptual
approach for e-Manifest integration with
the Generation and Management (GM)
Form and would such an approach
would work for the GM Form; (7) How
should EPA revise the conceptual
approach to better integrate facility
workflows and data management to
minimize differences between facility
in-house systems and the e-Manifest
system; and (8) Should EPA replace the
BR in its current format with a report
produced directly from the e-Manifest
system using the information currently
available in e-Manifest to satisfy the BR
requirements under §§ 264.75 and
265.75 for permitted and interim status
hazardous waste treatment, storage, and
disposal facilities, respectively. EPA
appreciates public comments received
on its BR conceptual approach as part
of the April 2022 NPRM and will be
considering these comments in
developing future approaches related to
BR integration. Any further action on
BR integration will be addressed in
separate action, as needed; the Agency
is not further considering BR integration
in this final rulemaking.
ddrumheller on DSK120RN23PROD with RULES2
B. Collection of Export Manifests in the
e-Manifest System
1. Submission of Export Manifests and
Payment of User Fees
To date, the e-Manifest system’s
submission and fee collection
requirements have applied to receiving
facilities in the United States that are
clearly within the jurisdiction of EPA’s
manifest regulations. Export manifests
track wastes that are received at foreign
consignees, and EPA lacks jurisdiction
to require these foreign destination
facilities to submit manifests to eManifest and pay user fees to EPA.
Therefore, the e-Manifest system has not
previously tracked export manifests.
What EPA Proposed on This Issue
In the April 2022 NPRM, EPA
proposed regulatory changes to require
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
hazardous waste exporters to submit
export manifests to the system and pay
the requisite manifest processing fee.
EPA cited practicality and efficiency
reasons to focus fee collections and
payments in the system on exporters
rather than working to allow foreign
transporters who have obtained an EPA
ID number to transport manifested
hazardous waste in the U.S with access
to the system. These transporters may
not be domiciled in the U.S but are
allowed to transport export shipments
to and across the U.S. border; thus,
these foreign transporters close out the
manifest at the U.S. port of exit. EPA
also explained other EPA programs have
encountered regulatory challenges
imposing Federal regulations on foreign
entities. The Agency also noted in the
NPRM that although transporters, under
current regulations, close out the export
manifest at a U.S. port of exit, EPA
believes the exporter is better suited to
submit the manifest and continuation
sheet to the system. EPA considered the
following regulatory amendments to
require an exporter to submit the
manifest form and continuation sheet
(whether paper or electronic manifests
are used) to EPA and pay the requisite
processing fee for the submission.
• EPA proposed revisions to
paragraph (c) under § 262.83 to adopt
the existing manifest provisions at
§§ 262.20(a)(3) and 262.24 for electronic
manifest use and the electronic
signature requirements at § 262.25 for
export manifests.
• EPA proposed new paragraph (c)(4)
under § 262.83 that would require an
exporter to submit manifests (whether
paper or electronic manifests are used)
to the e-Manifest system within 30 days
of receipt of the export manifest signed
by the last transporter who carried the
export shipment to a U.S. seaport for
loading onto an international carrier or
to a U.S. road or rail port of exit.
• EPA proposed new paragraph (c)(5)
under § 262.83 to adopt the fee
provisions of the electronic hazardous
waste manifest program under part 265,
subpart FF for hazardous waste export
shipments.
• EPA proposed new paragraphs
(c)(6) through (8) under § 262.83 to
require electronic signature
requirements in § 262.25; address
special procedures applicable to
replacement manifests; and address
post-receipt data corrections.
• EPA proposed to modify
§ 263.20(g)(3) to require the transporter
who transports the hazardous waste
export shipment out of the U.S. via road
or rail border crossing or delivers the
export shipment to a seaport for loading
onto an international carrier to send
PO 00000
Frm 00004
Fmt 4701
Sfmt 4700
paper copies of the manifest and
continuation sheet (or images of the
paper copies) to the exporter instead of
to the generator, or transmit the export
manifest and continuation sheet
electronically to the exporter via the eManifest system in accordance with the
existing manifest requirement for
electronic manifest use at § 263.20(a)(4).
• EPA proposed to remove the
current transporter requirement in
§ 263.20(g)(4)(i) because transporters are
not best suited for submitting the export
manifest to the system and paying the
requisite processing fee based on the
above modification to § 263.20(g)(3).
Description of Public Comments
Generally, EPA did not receive
adverse comment on the proposals to
collect export manifests (whether paper
or electronic manifests are used) in the
e-Manifest system and charge user fees
for their submission. Several
commenters strongly supported the
proposed amendments to the manifest
regulations that would require export
manifests to be collected in the eManifest system. One commenter stated
support for the proposed manifest fee
and the fee formula and methodology
and fee revisions to calculate the fees
based on the exporter’s manifest
activities in the system.
One commenter concurred with EPA
that transporters are not best suited for
submitting the export manifest to the
system and paying the requisite
processing fee. Another commenter
noted that exporters and traders who
export hazardous waste are fewer in
number, are reasonably expected to be
more sophisticated and able to
consistently manage manifest
submissions and are more
knowledgeable about the hazardous
waste being exported than the
transporters who currently close out
export manifests. This commenter
reasoned that applying the primary
regulatory responsibility to exporters
and traders who are already required to
be domiciled in the U.S. would reduce
the difficulty in communications with
and regulatory oversight over entities
domiciled in a foreign country.
However, one industry commenter
who supported requiring exporters to
submit export manifests to the system
did not support making the last
transporter who carried the export
shipment to a U.S. seaport for loading
onto an international carrier or to a U.S.
road or rail port of exit solely
accountable for returning the paper
copy of the manifest to the exporter or
transmitting the electronic manifest
electronically to the exporter via the eManifest system. This commenter
E:\FR\FM\26JYR2.SGM
26JYR2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
ddrumheller on DSK120RN23PROD with RULES2
recommended that, instead, EPA require
the foreign receiving facility to return
the manifest to the exporter and
suggested EPA incorporate into the final
rule a mandatory requirement that all
export contracts or equivalent legal
arrangements established among all
parties (e.g., exporter, foreign importer,
and foreign receiving facility) require
that the foreign receiving facility return
the manifest to the exporter.
Discussion of Final Rule
EPA did not receive adverse comment
on the proposals to require exporters to
submit export manifests into the eManifest system; therefore, EPA is
finalizing the proposed changes to the
introductory text of paragraph (c) under
§ 262.83 to adopt the existing manifest
provisions at §§ 262.20(a)(3) and 262.24
for electronic manifest use and the
electronic signature requirements at
§ 262.25 for export manifests. EPA is
also finalizing the proposed export
manifest requirements under paragraphs
(c)(4) through (8) to collect export
manifests (whether paper or electronic
manifests are used) in the e-Manifest
system, charge user fees for their
submission, and submit manifest
corrections to the EPA e-Manifest
system. This final rule codifies these
proposals as revised § 262.83(c)(4). EPA
notes that the new post-receipt manifest
data corrections procedures for
hazardous waste export shipments are
discussed under section II.H.4 of this
final rule. Finally, EPA is finalizing the
proposed changes to the transporter
regulations for hazardous waste export
shipments under § 263.20(g).
Although this final rule will be
effective on January 22, 2025,
implementation of the revised manifest
requirements for the collection of export
manifests in the e-Manifest system, use
of electronic manifests for tracking of
hazardous waste export shipments,
imposition of user fees on hazardous
waste exporters, and the revised
transporter manifest requirement for
returned export manifest manifests and
continuation sheets to the exporter will
have a delayed compliance date that
begins on December 1, 2025. As stated
above, this compliance date will
provide EPA time to implement the
necessary e-Manifest system changes to
incorporate these final requirements.
Prior to December 1, 2025, hazardous
waste exporters will not be required to
submit paper manifests to the eManifest system and pay user fees, nor
will exporters be able to use electronic
manifests to track their hazardous waste
export shipments. Additionally, prior to
December 1, 2025, transporters who
transport hazardous waste out of the
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
United States must continue to return a
signed copy of the manifest to the
generator. (In addition, such
transporters must also submit the
continuation sheet to the generator
during this period of time.)
Beginning on December 1, 2025,
regulated entities must comply with the
revised hazardous waste export
regulations discussed below.
Regarding the exporter requirements
under § 262.83(c)(4), collectively, these
new provisions require that exporters
submit export manifests and manifest
continuation sheets (whether electronic
or paper manifests are used) to the eManifest system and pay the requisite
fees for those submissions. Therefore,
any entity acting as the U.S. exporter
that originated the manifest for an
export shipment of hazardous waste in
accordance with the manifest
requirements under part 262, subpart B
and § 262.83(c), whether they be a
generator, receiving facility, or
recognized trader, must submit the
export manifests and manifest
continuation sheets to the e-Manifest
system and pay the requisite fees.
Further, in accordance with § 262.83(c)
(per §§ 262.20(a)(3) and 262.24 for
electronic manifest use and the
electronic signature requirements at
§ 262.25 for export manifests), a person
exporting a shipment out of the U.S.
(e.g., a generator or a recognized trader
located separate from the site initiating
the shipment) may, in lieu of using a
paper manifest form, use an electronic
manifest to track the export shipment
within the United States. These
electronic manifests are considered the
legal equivalent of paper manifests
signed with conventional ink signatures.
Therefore, per § 262.83(c)(4), an
exporter who elects to use an electronic
manifest and continuation sheet for an
export shipment, must complete, sign,
and submit the manifest and
continuation sheet electronically in the
e-Manifest system for the waste
shipment within 30 days of receipt of
the electronic manifest signed by the
last transporter who carried the export
shipment to a U.S. seaport for loading
onto an international carrier or to a U.S.
road or rail port of exit.
Revised § 262.83(c)(4) also provides
an exporter the same options as a U.S.
receiving facility to submit the original
paper manifests to the system. Per
§ 265.71(a)(2)(v)(B), if the waste
shipment was transported within and
then exited the U.S. under a paper
manifest and continuation sheet, the
exporter must submit images of the
paper forms, or uploaded data plus
images of the paper forms. EPA notes
that exporters may also use hybrid
PO 00000
Frm 00005
Fmt 4701
Sfmt 4700
60695
manifests to track export shipments
under this final rule. If an export
shipment was initiated by the initial
transporter under a hybrid manifest in
accordance with § 262.24(c), then an
exporter must complete and sign that
manifest electronically in the system.
To submit export manifests (whether
paper or electronic manifests are used)
to the system, exporters will need a
registered user with at least Certifier
level permissions in the e-Manifest
module (a permission level that requires
identity proofing and an electronic
signature agreement). Exporters may
also register users to view their manifest
records in the e-Manifest system. Such
viewer-only users of the e-Manifest
system are only required to obtain
Viewer level permissions (or equivalent)
to access the manifests for their site.
Pursuant to the new provisions under
paragraph (c)(4), an exporter must pay
the requisite use fee for manifest
submissions. The fee provisions of the
electronic hazardous waste manifest
program are codified under part 265,
subpart FF (§§ 265.1300, 265.1311,
265.1312, 265.1313, 265.1314, 265.1315,
and 265.1316). EPA finalized these
provisions in the User Fee Final Rule
(83 FR 420, January 3, 2018) and utilizes
them for domestic receiving facilities of
hazardous waste and other Federal or
State regulated wastes. Currently, EPA
sets user fees based on the Highly
Differentiated Fee Formula
(§§ 264.1312(b) and 265.1312(b)). EPA
refreshes its user fees every two years
based on the manifest usage projections
and processing costs for each manifest
type.
Exporters of a waste shipment subject
to the manifest requirements must make
payments to EPA for manifest activities
conducted during the prior month per
§ 265.1314. Under § 265.1311, EPA will
impose a per manifest fee for each
manifest submitted to the system based
on the mode of submission (data
upload, image file upload, or
electronic). Exporters will receive an
electronic invoice or bill displaying
their manifest activity during the prior
month and must make payments in full
within 30 days from the date of the
invoice. Exporters must submit
electronic payments to the U.S.
Department of Treasury through the eManifest system using one of the
acceptable electronic payment options,
which include commercial credit cards,
commercial debit cards, and Automated
Clearinghouse (ACH) debits. An
exporter’s Site Managers will be able to
receive and pay invoices for their site(s).
These invoices cannot be forwarded to
or paid by someone other than a Site
Manager. Therefore, exporters must
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
60696
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
register a user(s) for the e-Manifest
module within the RCRAInfo Industry
Application with the Site Manager
permission level to submit payment.
Further information regarding eManifest user fees and payment
information is discussed on EPA’s ‘‘User
Fees/Payments’’ web page.2 Per the late
fee and collection provisions at
§ 265.1315, exporters who do not pay
their invoices in full and on time will
be charged late fees. Late fees begin to
accrue for bills not paid in full within
30 days from the date of the invoice.
The fees include a penalty (currently
1% annualized of the billable invoice
total) and a handling charge (currently
$15) for each month the bill is unpaid.
A one-time increase of this penalty is
charged if a bill is not paid four months
after the invoice has been issued;
currently this charge is a one-time
increase of the penalty to 6%. After four
months, the unpaid invoice is
forwarded to the U.S. Treasury
Department for collection and further
action. Per § 265.1316, exporters can
dispute an invoice using the informal
dispute process, if they believe an
invoice to be in error (e.g., the invoice
does not accurately describe the
numbers of manifests submitted in the
prior billing period, the types of
manifests (paper vs. electronic)
submitted in the prior billing period, or,
because the invoice appears to have
made a mathematical error in generating
the amount of fees due under the
invoice).
Regarding the proposed changes to
the transporter provisions under
§ 263.20(g)(3) and (4), this final rule
finalizes the proposed changes but
finalizes them with slight modifications.
Specifically, this final rule revises the
proposed paragraph (g)(3) slightly to
reflect the fact that EPA will not
implement the new hazardous waste
export requirements under
§ 262.83(c)(4) until December 1, 2025.
As a result, EPA will finalize the
proposed paragraph (g)(3) with a slight
modification to reflect that a transporter
must submit the manifest and
continuation sheet to the generator (and
not to the exporter) until December 1,
2025. This proposed paragraph (g)(3)
has also been revised to no longer apply
on December 1, 2025 (and thus will end
through November 30, 2025). Starting
on December 1, 2025, revised paragraph
(g)(4) will apply, at which time the
transporter must submit the manifest
and continuation sheet to the exporter.
EPA appreciates the commenter’s
suggestion that EPA establish a new
requirement making the foreign facility
return the manifest to the exporter and
accepts the commenter’s claim that
foreign facilities generally return
completed manifests along with the
movement document. EPA, however, is
not persuaded to establish the new
requirement for a few reasons. First,
EPA believes this approach is common
practice if the foreign transporter hauls
the hazardous waste out of the U.S. to
a foreign facility located in Canada or
Mexico via road or rail border crossing.
However, EPA notes that waste exported
to foreign facilities in Asia or Europe
generally are transported by an
international carrier. In such instances,
the transporter delivers export
shipments to a seaport for loading onto
an international carrier and leaves the
export manifest at the seaport.
Therefore, in this instance, the foreign
facility could not return the manifest to
the exporter. Second, EPA explained in
the NPRM that foreign entities have
posed regulatory challenges including
challenges verifying the identity of
foreign users for electronic signatures as
the current e-signature methods are
designed to be used in the United
States.3 Third, EPA also points out that
the Agency did not provide notice and
opportunity to comment on this
approach in the NPRM.
Therefore, this final rule modifies
§ 263.20(g)(3) to require that beginning
on December 1, 2025, the last
transporter (who transports the
hazardous waste export shipment out of
the U.S. via road or rail border crossing
or delivers the export shipment to a
seaport for loading onto an international
carrier) must send a signed copy of the
manifest and continuation sheet to the
exporter, instead of the generator. EPA
notes that beginning on December 1,
2025, transporters will be able to use
electronic manifests in lieu of paper
manifests to transport RCRA-manifested
waste shipments out of the U.S. in
accordance with § 263.20(a)(4).
Transporters would need to obtain a
RCRAInfo Industry Application account
to access and use the e-Manifest system.
This final rule also removes the
current transporter requirement under
§ 263.20(g)(4)(i). As explained in the
NPRM, transporters are not best suited
for submitting the export manifest to the
system and paying the requisite
processing fee based on the above
modification to § 263.20(g)(3).4
3 Ibid.
2 https://www.epa.gov/e-manifest/e-manifestuser-fees-and-payment-information#upcoming.
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
4 87
PO 00000
FR 19290; April 1, 2022. See page 19298.
Frm 00006
Fmt 4701
Sfmt 4700
2. Changes to Manifest Form and
Continuation Sheet and Manifest
Requirements for Hazardous Waste
Export and/or Import Shipments
EPA proposed a few changes to the
manifest form and manifest
continuation sheet to align the forms
with the proposals to capture export
manifests in the e-Manifest system and
to better track hazardous waste export
and import shipments using the
manifest forms. As mentioned
previously, EPA proposed exporters
submit the manifest to EPA’s e-Manifest
system and pay the appropriate per
manifest fee to EPA for each export
manifest submitted to the e-Manifest
system. The existing manifest
requirements under § 262.83(c) require a
hazardous waste exporter comply with
the manifest requirements at §§ 262.20
through 262.23 which require the
exporter use the manifest—and if
necessary, the manifest continuation
sheet—when exporting hazardous waste
out of the U.S. Generally, the current
manifest form does not provide
adequate space to provide the exporter’s
EPA ID Number on the manifest unless
the exporter is the generator or the site
from where the export manifest is
initiated. In such instances, the manifest
instructions require the exporter to list
its EPA ID number in Item 1 of the
manifest and its name, mailing address,
and phone number is Item 5. However,
if the exporter is a recognized trader
located separate from the site initiating
the export shipment, then while the
exporter must ensure that the items
noted above are recorded on the
manifest, Item 1 and Item 5 will reflect
the generator or shipping site’s
information rather than the exporter’s
information. An exporter’s EPA ID
number is needed to ensure that the
exporter can use electronic manifests,
upload paper manifests to its site
account in the system, track its manifest
activity (for both electronic and paper
manifests) in the system, and receive
accurate invoices for each billing cycle.
Regarding other manifest form
changes, currently, § 262.83(c)(2)
requires the exporter to check the export
box and enter the U.S. port of exit (city
and State) from which the hazardous
waste export shipment exits the U.S. In
addition, § 262.83(c)(3) requires
hazardous waste exporters to list the
consent numbers for each waste stream
entered in Item 9b, the U.S. Department
of Transportation (DOT) shipping
description, on the export manifest.
Similarly, §§ 264.71(a)(3)(i) and
265.71(a)(3)(i) require domestic
receiving facilities list the consent
numbers on import manifests.
E:\FR\FM\26JYR2.SGM
26JYR2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
ddrumheller on DSK120RN23PROD with RULES2
Currently, these consent numbers are
recorded generally in Item 14 ‘‘Special
Handling Instructions and Additional
Information’’ on the paper manifest
form due to the lack of dedicated fields
for listing such numbers. This is
problematic for data key entry of
manifest data from paper manifests
because consent numbers typically are
not listed clearly in Item 14 and often
are grouped together with other
manifest information. As a result, it can
be difficult for the paper processing
center (PPC) to match the relevant
consent numbers with the correct waste
streams. The addition of a separate data
field to the paper and electronic
manifests for consent numbers would
facilitate the electronic upload or
manual data entry of data from paper
export and import manifests as the
manifest would more clearly list the
consent number for each waste stream.
The additional field would also
facilitate the retrieval of export and
import manifest data from the
e-Manifest system for all manifested
hazardous waste export and import
shipments.
What EPA Proposed on This Issue
EPA proposed changes to the manifest
forms, manifest instructions, and the
hazardous waste manifest requirements
corresponding to completion of the
manifest forms for international
shipments. Regarding proposed changes
to the manifest forms, EPA proposed
and/or requested comment on several
changes to the manifest form and
continuation sheet related to hazardous
waste international shipments in a
February 2019 Federal Register notice
and more recently in the April 2022
NPRM. First, EPA proposed to add a
new data field on the paper and
electronic manifest so hazardous waste
stream consent numbers can be
recorded in a separate, distinct field on
a manifest.5 Second, EPA requested
comment in the February 2019 FRN
whether the Agency should add space to
the International Shipment field (Item
16) on the paper manifest to
accommodate the consent numbers
corresponding to each of the waste
streams listed in Item 9 of the manifest.6
Finally, as a second option, EPA
requested comment on whether the
Agency should revise the manifest
continuation sheet so that the
International Shipment Field is
removed from the paper manifest and
appears instead on the manifest
continuation sheet with an expanded
5 84 FR 2854; February 9, 2019. See pages 2855–
2856.
6 84 FR 2854; February 9, 2019. See page 2856.
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
area that is able to more easily
accommodate four 12-digit consent
numbers and the primary exporter’s
EPA ID number, if the exporter is not
the generator or is a recognized trader
located separate from the site initiating
the export shipment.7 The February
2019 FR explained in both options, the
exporter would enter its EPA ID Number
in Item 1 and its name and address on
the left side of Item 5 and supply the
name and address of the generator site
on the right side of Item 5, if not the
same as the primary exporter.
Lastly, EPA discussed whether the
Agency should modify the instructions
under both options to clarify that the
exporter must enter its EPA ID number
in a separate new data field so that the
generator site’s EPA ID number is
retained in Item 1 of the manifest.
Except for the alternative option
regarding designating a new, distinct
field in Item 16 of the manifest to
accommodate the recording of consent
numbers in it, EPA requested comment
in the NPRM seeking further input on
the addition of new fields for consent
numbers and the exporter’s EPA ID
Number on the manifest continuation
sheet and proposed re-designating Item
16 on the manifest continuation sheet as
Items 33a and 33b on the continuation
sheet. In addition, EPA proposed to add
an email address to the International
Shipments field. EPA explained in the
proposed rule that if these proposed
form changes are finalized, then EPA
also would revise the current manifest
instructions for completing the
International Shipments field to reflect
these new changes.
Regarding changes to the hazardous
waste export requirements
corresponding to the proposed manifest
form revisions, EPA proposed
conforming changes under § 262.83(c)(2)
and (3) as follows:
• Moving the existing requirements
under paragraph (c)(2) to new
paragraphs (c)(2)(i) and (iii). Provisions
(c)(2)(i) and (iii) would continue to
require the exporter to check the export
box and enter the U.S. port of exit (city
and State) from the United States,
respectively, on the manifest. However,
this information would be entered in the
new International Shipments Field
(Item 33a) of the proposed Continuation
Sheet.
• Revising (c)(2) to reflect the new
requirement that exporters must
complete both the manifest and the
International Shipment Field of the new
manifest continuation sheet for export
shipments.
PO 00000
7 Ibid.
Frm 00007
Fmt 4701
Sfmt 4700
60697
• Adding a new paragraph (c)(2)(ii) to
require that the exporter enter its EPA
ID number, if the exporter is not
identified in Item 5 of the manifest (EPA
Form 8700–22) for the export shipment,
and email address in the new email
address field in Item 33a of the
Continuation Sheet.
• Noting that the requirement under
the existing manifest instruction for the
final transporter to sign the manifest on
the date the waste departs the country
would be removed.
• Moving the existing paragraph (c)(3)
to new paragraph (c)(2)(iv) and revising
it to require that the exporter list each
consent number from the
Acknowledgment of Consent (AOC) for
each waste stream recorded on the
manifest form(s) in the new designated
field of the International Shipment Field
(Item 33b) of the Continuation Sheet.
EPA also proposed to move the existing
requirement under § 262.83(c)(4) to
paragraph (c)(3). This requirement
indicates that exporters may be able to
obtain paper manifest forms from any
source that is registered with the U.S.
EPA as a supplier of manifests (e.g.,
States, waste handlers, and/or
commercial forms printers).
Description of Public Comments
Commenters strongly supported the
proposed manifest form changes related
to export and import hazardous waste
shipments. EPA did not receive adverse
comment regarding moving the
International Shipment field (Item 16)
from the manifest to the continuation
sheet and adding new fields for the
consent number and exporter’s EPA ID
Number and email address to the
International Shipments field. Some of
these commenters reasoned that moving
Item 16 (International Shipments field)
from the manifest to the continuation
sheet would be much clearer and easier
for the regulated community and noted
that one field (i.e., Item 5) would not be
used for two different sets of required
information (information for waste
generator and information for the waste
exporter).
One commenter suggested collecting
all the export information, including the
exporter name and address in Item 5, on
the manifest continuation sheet, rather
than having it on both the manifest and
continuation sheet. The commenter
reasoned that using Item 5 to collect two
distinct types of information (i.e.,
generator and exporter name and
address) would create confusion for
manifest users. This commenter also
stated that a clearly defined area for the
collection of exporter information is
their preferred option. Finally, this
commenter recommended that, for
E:\FR\FM\26JYR2.SGM
26JYR2
60698
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
ddrumheller on DSK120RN23PROD with RULES2
imports, the instructions for the
manifest form and continuation sheet
should include the importer’s
requirements for Items 1 and 5 of EPA
Form 8700–22 that are relevant to
§ 262.84(c)(1)(i). This commenter stated
that for hazardous waste shipments
entering the U.S., the manifest
regulations for importers are similar to
the requirements for exporters. The
importer must also comply with
manifest requirements at §§ 262.20
through 262.23, and the importer is
considered the RCRA generator whose
EPA ID Number will be entered in Item
1. Additionally, the importer’s
information must be entered in Item 5,
except that the importer must enter the
name and site address of the foreign
facility on the right side of Item 5 of the
manifest in lieu of entering its physical
site address. The importer must also
enter the name, site address, and EPA ID
Number of the domestic designated
facility in Item 8 of the manifest. If the
domestic designated facility is also the
importer, then its information would be
entered in both locations on the
manifest.
Discussion of Final Form Changes and
Corresponding Manifest Requirements
Commenters strongly supported the
proposed changes to the manifest forms,
instructions, and the manifest
requirements for export shipments, and
EPA did not receive adverse comment to
the proposals. Therefore, EPA is
finalizing the proposed changes to the
manifest forms and instructions. EPA is
also finalizing the proposed conforming
changes to the previous hazardous
waste export requirements under
§ 262.83(c) but with slight modification.
EPA accepts one commenter’s
suggestion that EPA should not require
the exporter to enter its name and site
address on the left side of Item 5 and the
generator’s information on the right side
of Item 5. EPA agrees with the
commenter’s suggestion that a clearly
defined area on the manifest
continuation sheet for the collection of
exporter information is a better
approach than entering it on the right
side of Item 5. However, like the
manifest form, the manifest
continuation sheet is a one-page paper
form that is already full of many data
elements, and thus it does not have
adequate space left for the addition of
exporter information normally recorded
in Item 5 of the manifest (i.e., the
exporter’s name, mailing address, and
phone number).
Therefore, in establishing a clearly
defined area for exporter information,
this final rule removes the International
Shipments field (Item 16) from the
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
manifest form, re-designates it as Items
33a and 33b on the continuation sheet
and adds new fields for consent
numbers and the exporter’s EPA
Identification (ID) Number to the
International Shipments field. EPA is
also revising the current manifest
instructions for completing the
International Shipments field to reflect
these new changes. Under the new
manifest form and manifest
continuation sheet, if the exporter is the
generator or is the site from where the
export manifest is initiated, then the
exporter must record its information—
name, address, and phone number—in
Items 1 and 5 of the manifest form. Such
exporters are not required to provide its
EPA ID number on the manifest
continuation sheet. However, if the
exporter is a recognized trader located
separate from the site initiating the
export shipment, then the exporter must
enter its EPA ID number in the new
exporter EPA ID space in the
International Shipment field (Item 33a)
of the manifest continuation sheet.
However, such exporters will not be
required to enter their name, mailing
address, and telephone number in Item
33a. EPA notes that exporters must
submit an export notification and the
AOC associated with the manifested
export shipment to the Waste Import
Export Tracking System (WIETS)
module in the RCRAInfo application.
The consent numbers recorded on the
manifest are linked to the AOC
document in WIETS. Since exporters
must register and obtain an account in
the RCRAInfo for access to both the
e-Manifest and WIETS modules, EPA
will obtain the name, mailing address,
and telephone number of the recognized
trader from the AOC using the consent
numbers recorded on the manifest. For
Item 33a, the exporter must check the
box indicating an export shipment and
enter the port of exit (city and State)
from the U.S. In addition, if located
separate from the site initiating the
shipment, then the exporter must enter
its EPA ID Number in this field.
EPA is not finalizing the proposed
form change to add an exporter email
address field in Item 33a of the
Continuation Sheet. In addition, EPA is
not finalizing the removal of the
requirement under the existing manifest
instruction for the final transporter to
sign the manifest on the date the waste
departs the country. EPA has decided
that these form changes are not needed.
Thus, in this final rule, the final
transporter must sign and date Item 33a
to indicate the day the shipment left the
U.S. via a road or rail border crossing or
the date the shipment was delivered to
PO 00000
Frm 00008
Fmt 4701
Sfmt 4700
a seaport of exit for loading onto an
international carrier. The exporter will
not be required to record its email
address in Item 33a. For import
shipments, the importer must check the
box indicating an import shipment and
enter the port of entry (city and State)
into the U.S. in new Item 33a of the
continuation sheet. For Item 33b,
destination facilities of import
shipments and exporters must record
the consent numbers on the manifest for
each waste stream listed in Items 9b and
27b of the manifest and continuation
sheet.
However, based on the Agency’s final
decision not to include the generator
email address field on the manifest, EPA
is not finalizing the proposed
requirement that exporters must enter
their email address in the International
Shipment Field (Item 33a) of the
manifest continuation sheet. Finally,
EPA accepts the one commenter’s
recommendation about revising the
manifest instructions of Items 1 and 5 of
the manifest form for hazardous waste
import shipments. EPA agrees that the
manifest instructions for these fields
should align with the existing importer
requirement at § 262.84(c)(1)(i) and has
revised the manifest instructions
accordingly.
3. Other Changes to Manifest
Requirements for Hazardous Waste
International Shipments
EPA is finalizing its proposal to
remove the requirement in § 262.84(c)(4)
that the importer must provide an
additional copy of the manifest to the
transporter to be submitted by the
receiving facility to EPA. EPA explained
in the proposed rule that this additional
copy of the manifest is no longer
necessary because the receiving facility
is now required to always submit the
top copy of the paper manifest and any
continuation sheets to the e-Manifest
system. EPA did not receive adverse
comment to this proposal.
C. Removal of Requirement for
Receiving Facility To Return Final Copy
of Manifest to Unregistered Generators
4. What EPA Proposed on This Issue:
Mailing Back Final Copies of Manifests
EPA proposed to revise
§§ 264.71(a)(2)(iv) and 265.71(a)(2)(iv)
so that, rather than mailing generator
copies of completed manifests (Page 2)
to generators, receiving facilities would
only need to submit the top copies (Page
1) of manifests to the e-Manifest system.
Generators would thus receive their
completed manifests directly from the
e-Manifest system via email, or they
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
would access them directly in the
e-Manifest system.
EPA proposed to add an email
address field to Item 5 of the generator
block of the paper manifest (i.e., the
Generator’s Name and Mailing Address
block). This would allow the e-Manifest
system to send automated emails to
unregistered generators containing
copies of completed paper manifests in
lieu of receiving facilities having to mail
final copies back to generators. Thus,
generators who track their wastes using
a paper manifest or a hybrid manifest
but are not registered for the e-Manifest
system would be required to record an
email address in the email address field.
The e-Manifest system would also send
automated emails alerting generators
about manifests from receiving facilities
that are late (Exceptions), and when
materials received by the facility
designated on the manifest do not match
with the quantities or types of materials
indicated as being shipped by
generators (Discrepancies). (See sections
II.D and II.E, respectively, for further
details).
To ensure that the automated email is
not undelivered or left unnoticed or
unopened, EPA proposed to require the
generator to enter an email address
associated with the company site and
shared among site employees who are
directly, or indirectly, involved with
arranging the waste shipment for off-site
transportation, or who have day-to-day
responsibilities of the site’s operations.
In addition, the system-generated email
to the generator would also provide a
link to EPA’s e-Manifest user
registration web page and encourage the
generator to register at least two Site
Managers in RCRAInfo to access their
manifests in the e-Manifest system.
EPA also requested comment on an
alternative option to the proposed email
approach. Under the alternative option,
EPA would mandate that generators
register for access to the e-Manifest
system so that generators could receive
completed manifests in their registered
accounts in e-Manifest rather than from
system-generated emails. Under the
alternative approach, EPA would not
need to collect generator email
addresses on the manifest form because
individual personnel for the generator
would be providing a verifiable email
address upon registration. Registered
generators would then access final
copies of manifests from e-Manifest and
receive notification emails from eManifest regarding their sites’ recent
manifest activity. Finally, under this
alternative approach, as with the
proposed approach, receiving facilities
would not be required to mail hard
copies of manifests to generators as all
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
generators would be required to register
in the system and have access to their
manifests.
Finally, EPA proposed conforming
changes to requirements for printing
paper manifests at § 262.21(f)(6). The
printing distribution of the five-copy
form is as follows:
Page 1 (top copy): ‘‘Designated facility
to EPA’s e-Manifest system;’’;
Page 2: ‘‘Designated facility to
generator;’’;
Page 3: ‘‘Designated facility copy;’’;
Page 4: ‘‘Transporter copy;’’; and,
Page 5 (bottom copy): ‘‘Generator’s
initial copy.’’
Under EPA’s proposal, Page 2
(Designated facility to generator) would
no longer be needed and thus would be
removed from the five-copy set of forms.
As a result, the proposed rule would
create a new four-copy form as follows:
Page 1 (top copy): ‘‘Designated facility
to EPA’s e-Manifest system;’’;
Page 2: ‘‘Designated facility copy;’’;
Page 3: ‘‘Transporter copy;’’; and
Page 4 (bottom copy): ‘‘Generator’s
initial copy.’’
EPA also requested comment on
removing Page 3 (Designated facility
copy) from the manifest form and
continuation sheet since submission of
paper manifests to the e-Manifest
system via postal mail are no longer
permissible. The manifest form could
then be a new three-copy form as
follows:
Page 1 (top copy): ‘‘Designated facility
to EPA’s e-Manifest system;’’
Page 2: ‘‘Transporter facility copy;’’
and
Page 3: (bottom copy): ‘‘Generator’s
initial copy.’’
5. Description of Public Comments:
Mailing Back Final Copies of Manifests
Commenters supported the removal of
the requirement that receiving facilities
mail paper manifests to generators. One
commenter stated that removing the
existing requirement that receiving
facilities mail paper manifests to the
generators would improve e-Manifest
functionality by allowing generators to
receive final manifest copies from the
system, rather than continuing to
impose costs on receiving facilities to
mail or email paper manifest copies
back to their customers. Another
commenter stated that this proposal
would facilitate lowering receiving
facilities’ burden by allowing the
elimination of any need to mail or
otherwise return final signed manifest
copies to generators.
Most commenters supported EPA’s
proposed approach to add a new
generator email address field to the
manifest form; however, some expressed
PO 00000
Frm 00009
Fmt 4701
Sfmt 4700
60699
concerns about the part of the proposal
in which the e-Manifest system would
email copies of completed paper
manifests to the generator’s email
address. One commenter stated that the
collection of a generator email address
on manifest forms is beneficial as it
creates another avenue for ensuring
generator receipt of final manifest
copies via the e-Manifest system, assists
generators with accessing these forms
electronically, and reinforces the
electronic copy as the primary source of
information for all parties involved.
Another commenter wrote that requiring
an email address to be entered each time
a generator initiates a shipment of
hazardous waste would be a de minimis
burden on generators and result in a
significant benefit for both the regulated
generators and relevant regulatory
agencies alike.
Some commenters expressed concerns
about requiring generators to use an
email address, including allowing
generators to use a shared email box
associated with the company site, as an
option for completing the generator
email address field citing that there is a
possibility that email addresses could be
entered on the manifest or into the eManifest system incorrectly, leading to
manifests being sent to the wrong entity
or sent to email addresses that do not
exist. One commenter indicated that
hand-written email addresses on paper
manifests can be of poor quality and
may result in frequent errors when
uploaded to the e-Manifest system and
that generator personnel may not know
the correct email address to write on the
manifest. A few opposing commenters
stated that providing copies of the final
manifests directly to generators without
requiring them to register for e-Manifest
will run directly counter to EPA’s goal
of increasing the adoption of e-Manifest
by the regulated community. These
commenters further stated if copies of
the manifests are provided directly to
generators, then it will remove the main
incentive for generators to register for eManifest.
Several commenters supported EPA’s
alternative option that would mandate
that generators register with the eManifest system. One commenter stated
that requiring all generators (including
very small quantity generators (VSQGs))
to register in the e-Manifest system
would aid in finding and evaluating
manifests for a particular generator. The
commenter also stated that doing so
would make it easier to use the data in
the e-Manifest system to replace State
systems used for generator reporting.
One commenter who supported the
idea of requiring all generators to
register with the e-Manifest system
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
60700
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
indicated that it had some concerns
with the option because: (1) It would
require VSQGs to have EPA ID
Numbers, which is a major departure
from the current Federal program that
extends beyond the scope of e-Manifest,
and (2) the description of how it would
work seems to be inconsistent with the
RCRAInfo Industry Application’s user
account requirement. RCRAInfo restricts
user accounts to one person; a registered
account cannot be shared or transferred.
One supporting commenter stated that,
if EPA decides to not require generators
to register with e-Manifest, then a very
simple method should be developed for
unregistered generators to view their
manifests. This commenter described
providing generators ‘one-button’ access
to their manifests, such as a web page
that functions much like checking into
an airline reservation. This website
would request simple information, such
as the manifest number, generator ID
number, and/or zip code, to allow the
generator to see the completed manifest.
If the generator wanted to do more than
simply see the manifest, then the
website can direct the generator to
register for e-Manifest.
One commenter stated that they
oppose any element of the proposed
rule that would require generators
(whether under the RCRA or TSCA PCB
program) to register and obtain an
account in the e-Manifest system. This
commenter indicated that this does not
address the fundamental concern that
waste handlers, particularly generators,
are not able to universally adopt the eManifest program and thus should not
be compelled to do so under any final
rule.
One commenter supported
elimination of only the designated
facility copy (Page 3) of the manifest
forms, but most commenters supported
elimination of both the designated
facility to generator copy (Page 2) and
the designated facility copy (Page 3).
One commenter stated that it makes
sense to eliminate the designated
facility copy of the manifest form
because designated facilities who want
to keep a paper copy can (and should)
keep the top copy (Page 1), which is the
copy scanned and uploaded to the eManifest system. This commenter stated
that it is good business practice to keep
this paper copy (Page 1) in case there is
any problem with the data upload and/
or scan and upload of the PDF.
One commenter supported removal of
the designated facility copy of the
manifest forms urging EPA to adopt a
3-page form that eliminates the copy
sent by the receiving facility to the
generator (Page 2), as well as the
designated facility copy (Page 3). This
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
commenter stated that the generator
copy is not needed because EPA intends
to revise the regulations to remove the
requirement that receiving facilities
mail a paper copy back to the generator,
and instead would provide generators
with electronic access to all completed
manifests. Further, receiving facilities
do not need the designated facility copy
which is routinely discarded when the
image copy of the final manifest is
uploaded to the e-Manifest database.
The receiving facility only needs the top
copy to submit the image file to the
system, and that data file is then the
manifest of record.
A few commenters who supported
electronic manifest adoption favored
removal of the generator and designated
facility copy of the manifest form. One
commenter stated that removal of the
generator and designated facility copies
(Pages 2 and 3, respectively) of the
paper manifest is sound and will further
encourage generators to use the
e-Manifest system. This commenter also
stated removing these obsolete pages
reduces the administrative costs of
managing the paper pages and reduces
the costs and paper material resources
associated with printing manifests.
Furthermore, removing these obsolete
pages in no way impedes the usability
of the paper manifest nor impacts
hazard communication. Another
supporting commenter stated that the
removal of manifest copy Pages 2 and 3
is logical and justified by EPA’s
proposal to make manifest final copies
available electronically in the eManifest system. Further, this paper
copy reduction would continue to
incentivize e-Manifest adoption due to
the ease of accessing manifest copies
electronically, as well as a presumption
that final manifest copies would likely
be available for viewing sooner than by
current methods. Finally, one
commenter indicated that beyond the
reduction in printing burden,
unnecessary paperwork, and simplicity,
each sufficient reasons on their own for
making this change, reducing the copies
in a multi-part ‘carbon copy’ form
consistently results in increased transfer
and legibility of handwritten and even
impact-printed information on sheets
below the top.
In addition to comments discussed
above, EPA received recommendations
on the following issues:
• Recordkeeping of original paper
manifest. One commenter stated that,
considering the massive data quality
problems that state regulators have
documented, EPA should take into
account adding a regulatory requirement
for receiving facilities to retain the
original paper manifest for three years.
PO 00000
Frm 00010
Fmt 4701
Sfmt 4700
If generators receive completed
manifests only by email or through the
e-Manifest system, it will be even more
important for receiving facilities to be
required to retain the original paper
manifest to deal with any data errors or
other manifest corrections because they
will be the only party with access to the
original.
• Arrangements between receiving
facilities and generators that have
unreliable internet connection. One
commenter stated that generators
without on-site internet can plan to visit
a nearby facility that has internet, such
as a local business, municipal building,
or community library.
• Burden and costs to waste handlers.
Three State commenters provided
comment on the proposal’s burden
impact. One State commenter stated that
the proposed changes would provide a
process efficiency and cost savings for
the receiving facility. Another State
commenter stated that the receiving
facility’s burden of providing a manifest
copy to generators would be exchanged
for a large burden on generators (to
figure out how to properly set up
individual user accounts from a very
confusing starting point of being
required to provide a shared email
address that cannot be used to set up
those accounts) and on State regulators
(to help generators navigate the account
setup problem to handle assigning EPA
ID Numbers to VSQGs) or at the expense
of EPA’s ability to incentivize generators
to register for the e-Manifest system.
Finally, one State commenter stated that
elimination of Pages 2 and 3 of the
manifest form would facilitate lowering
receiving facilities’ burden by allowing
the elimination of any need to mail or
otherwise return final signed manifest
copies to generators.
1. Background: Mailing Back Final
Copies of Manifests
The current manifest requirements
under §§ 264.71(a)(2)(iv) and
265.71(a)(2)(iv) require permitted and
interim status treatment and storage
facilities to mail final copies of paper
manifests to generators if those
generators do not yet have access (i.e.,
are not registered) to view their final
manifests in the e-Manifest system.8 In
8 Currently, §§ 264.71(a)(2)(iv) and
265.71(a)(2)(iv) can be satisfied if a generator
initiates the manifest electronically in the
e-Manifest system and thus will automatically
receive the completed electronic manifest in its
account once the designated facility electronically
signs and submits the electronic manifest in the
system. Generators who elect to use paper or hybrid
manifests to track their hazardous waste may also
register with the e-Manifest system and use their eManifest account to store and retrieve scanned
copies of paper manifests in the system. In such
E:\FR\FM\26JYR2.SGM
26JYR2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
the NPRM, EPA cited that the
e-Manifest Advisory Board stated in
their 2019 meeting and reiterated in
their 2020 meeting that the inability or
reluctance of generators to register in
the e-Manifest system has caused lasting
burden to receiving facilities because
they must continue to incur the cost of
mailing paper manifest copies to
generators, in addition to submitting
copies to EPA’s e-Manifest system. To
mitigate this problem, the Advisory
Board recommended that EPA: (1)
Mandate generators register for access to
the e-Manifest system, and (2) design
the system to generate automated emails
that could notify and encourage
generators to register for e-Manifest so
that they can access their completed
manifests in the system. The Advisory
Board asserted automated email
notifications could eliminate the need of
receiving facilities to mail paper copies
of manifests to generators and could
incentivize generators to register in the
e-Manifest system for access to initiate
fully electronic manifests or to view
uploaded images of their paper
manifests if they continue to track their
shipments using paper. EPA accepts the
Advisory Board’s recommendations and
considered proposals and requested
comment on approaches in the NPRM
that could reduce receiving facilities’
burden and possibly increase electronic
manifest adoption. The sections below
detail the options considered in the
NPRM.
ddrumheller on DSK120RN23PROD with RULES2
2. Discussion of Final Rule: Mailing
Back Final Copies of Manifests
EPA appreciates the numerous
comments favoring the removal of the
existing requirement under §§ 264.71(a)
and 265.71(a) that receiving facilities
must mail the completed manifests to
generators. EPA agrees with comments
asserting that removal of the existing
paragraph (a)(2)(iv) of these sections
would improve e-Manifest functionality
by allowing generators to receive final
manifest copies from the system.
Therefore, this final rule removes the
existing final copy transmittal
requirements at §§ 264.71(a)(2)(iv) and
265.71(a)(2)(iv) for designated receiving
facilities and commercial storage and
disposal facilities, respectively, to send
paper copies of manifests to the
generator.
EPA is also making conforming
changes to the manifest discrepancy
requirements for hazardous waste
rejected shipments and container
instances, the generator will receive a scanned copy
of the completed manifest in its account once the
designated facility uploads the top copy (Page 1) of
the paper manifest in the e-Manifest system.
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
residues at §§ 264.72 and 265.72. EPA
overlooked proposing changes in the
NPRM for paragraph (g) of those
sections. These manifest discrepancy
regulations require a receiving facility to
send signed copies of amended
manifests for rejected waste or container
residues to the generator or transporter,
if a facility rejects a waste—or identifies
a container residue that exceeds the
quantity limits for ‘‘empty’’ containers
set forth in § 261.7—after it has signed,
dated, and returned a copy of the
manifest to the delivering transporter or
to the generator. This final rule makes
conforming changes to §§ 264.72(g) and
265.72(g) so that these sections are
consistent with EPA’s decision to
finalize the proposed changes to
paragraph (a)(2)(iv) under §§ 264.71 and
265.71. The final rule also revises
paragraph (g) to clarify that facilities
must continue to send hazardous waste
transporters amended copies of
manifests for rejected waste shipments
or container residues unless the
transporter is registered with EPA’s eManifest system. Registered transporters
may obtain the signed and dated copy
of an amended completed manifests
from the EPA e-Manifest system in lieu
of receiving the manifest through U.S.
postal mail.
In this final rule, the Agency is not
finalizing its proposal to use generator
email addresses collected on paper
manifests to send completed copies of
manifests to generators. Rather, in
§ 262.20(a), EPA is requiring large and
small quantity generators (LQGs and
SQGs) to register for the e-Manifest
module in the RCRAInfo Industry
Application to access completed copies
of manifests.
EPA is not requiring VSQG and PCB
generators to register for the e-Manifest
module. VSQGs are generally exempt
from the Federal manifest requirements
and the EPA identification numbers and
re-notification requirements, provided
certain conditions described in § 262.14
are met. EPA notes, however, a few
RCRA authorized States administer their
hazardous waste programs more
stringently than the Federal program;
thus, these States require VSQGs use
manifests and obtain EPA ID numbers.
PCB generators are required to use
manifests under Federal law but are not
required to obtain EPA ID numbers. If
the VSQG or PCB generator has a
registered user, receiving facilities may
use the e-Manifest system to send
completed copies in lieu of sending
completed manifest copies via postal
mail. Otherwise, receiving facilities
must continue to send completed
manifests copies to unregistered VSQGs
and PCB generators via postal mail.
PO 00000
Frm 00011
Fmt 4701
Sfmt 4700
60701
However, EPA notes that VSQGs and
PCB generators can voluntarily register
with e-Manifest. VSQG and PCB
generators that have registered with eManifest can use their e-Manifest
account to store and retrieve their
completed manifest copies from the
EPA e-Manifest system; thus, receiving
facilities would not be required to send
completed manifest copies to registered
VSQG and PCB generators via postal
mail.
EPA is not removing Page 2
(‘‘Designated Facility to Generator’’
Copy) of the manifest forms in this final
rule because VSQGs and PCB generators
who elect to not register with e-Manifest
must continue to receive Page 2 of the
manifest form or manifest continuation
sheet to verify shipment receipt by the
designated facility. EPA is, however,
removing Page 3 (‘‘Designated Facility’’
Copy) in § 262.21(f)(6) as this copy is
redundant with the top copy that can be
retained by the receiving facility, if
needed.
EPA’s decision not to implement its
proposed approach to use generator
email addresses collected on paper
manifests to send completed copies of
manifests to generators is based on two
factors. First, EPA is persuaded by
several State and/or industry
commenters asserting use of a recorded
email address on the paper manifest
may cause completed manifests to be
misdirected or undelivered due to
incorrect entry of the email addresses.
Further, illegible handwritten email
addresses recorded on manifests may
prevent the EPA’s paper processing
center (PPC) from processing this
recorded data properly in the system.
Thus, causal effects of the generators’
inability to verify receipt of their waste
by the designated receiving facility may
result in generators overreporting
unverified shipments via exception
reporting. Second, EPA accepts and
agrees with opposing State commenters’
viewpoint that providing copies of the
final manifests directly to generators
without requiring them to register for eManifest will disincentivize generators
to register for e-Manifest, thus reducing
the likelihood or delaying the transition
to electronic manifest adoption in the
future.
In lieu of its proposed approach, EPA
is instead implementing its alternative
approach in the NPRM to require LGQs
and SQGs to register for e-Manifest. EPA
is revising § 262.20(a)(1) to reflect that
LQGs and SQGs must obtain their
manifests from the e-Manifest system
rather than receive them from
designated receiving facilities identified
in Item 8 of manifests. The final rule
also revises paragraph (a)(2) to indicate
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
60702
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
that LQGs and SQGs, transporters, and
receiving facilities must electronically
submit manifest data corrections for
their manifest records if they receive
correction notifications from EPA or
States requesting that manifest records
must be corrected. The new post-receipt
manifest data correction requirements
for generators are discussed in preamble
section II.H.4.
To obtain completed and signed
manifests in the e-Manifest system,
generators need to register personnel to
access the manifest records for their site.
EPA recommends that each generator
site register at least two employees as
Site Managers. The ‘‘Site Manager’’
permission level enables LQGs and
SQGs to verify shipment receipts per
§ 262.42(a)(1) and (b), respectively, as
well as satisfy the other electronic
exception reporting and other
mandatory reporting requirements (i.e.,
post-receipt manifest data corrections)
established in this final rule. Generators
should also designate a limited number
of personnel with only ‘‘Viewer’’
permission levels in the e-Manifest
module. Unlike the Site Manager
permission level, persons with
‘‘Viewer’’ permissions would be
restricted to only accessing manifests in
their registered accounts to verify that
shipments arrived at designated
facilities.9 In other words, the ‘‘Viewer’’
permission level would ensure LQGs
and SQGs can verify shipment receipts
by the receiving facility but would not
afford them the ability to prepare and
submit electronic Exception Reports
(whether for electronic or paper
manifests) in the event that a shipment
cannot be verified. LQGs and SQGs
must still verify receipt of their
shipments by the designated receiving
facilities per the exception reporting
requirements under § 262.42.10
As mentioned previously, the EPA is
not requiring registration for VSQGs and
PCB generators who are required under
Federal or State law to track their
hazardous waste or PCB wastes,
respectively, under a manifest. The EPA
agrees with one commenter’s claim that
mandating all generators to register for
access to their manifests in e-Manifest
would also require VSQGs and PCB
generators to obtain EPA ID numbers;
these generators are not currently
required to obtain EPA ID numbers, and
they would not be able to access
manifests for their site without one.
9 Ibid.
10 For explanations regarding how to register and
the different permissions available to users of the
e-Manifest system, please refer to the EPA’s eManifest user registration web page; https://
www.epa.gov/e-manifest/e-manifest-userregistration.
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
VSQGs and PCB generators without EPA
ID numbers generally record the generic
identification number ‘‘VSQG,’’ or
‘‘CESQG,’’ or ‘‘40 CFR PART 761’’ on
paper or hybrid electronic manifests,
but this identification number is not
suitable for locating manifests within eManifest for a specific site. The EPA
accepts the commenter’s concern that
such a requirement is a major departure
from the current Federal program and
extends beyond the scope of e-Manifest.
Since VSQGs and PCB generators
currently are not federally required to
obtain EPA ID numbers, and the EPA
has not provided VSQGs nor PCB
generators adequate notice and
opportunity to comment on a new
notification requirement to obtain EPA
ID numbers for e-Manifest purposes,
this final rule does not require VSQGs
nor PCB generators to register in the
system to monitor manifest activity for
their site. As mentioned previously, this
final rule removes the existing final
copy transmittal requirements at
§§ 264.71(a)(2)(iv) and 265.71(a)(2)(iv).
However, the EPA is not removing the
existing requirement at section
§ 761.213(a)(2)(iv) for designated
receiving facilities and commercial
storage and disposal facilities to send
paper copies of manifests to PCB
generators via postal mail; however, this
final rule makes conforming changes to
paragraph (a)(2)(iv) under § 761.213 for
PCB manifest shipments. These
Commercial storage and disposal
facilities must continue to send signed
and dated copies of (Page 2) of
completed manifests and any
continuation sheets to PCB generators
who are exempt from obtaining an EPA
ID number under the TSCA PCB
manifest regulations. The changes also
clarify that commercial storage and
disposal facilities would not be required
to send completed manifests to a PCB
generator if the generator is registered in
the EPA’s e-Manifest system.
Although the EPA is not requiring
PCB generators register in the EPA’s eManifest system, the EPA encourages
those generators to register with eManifest so that receiving facilities and
commercial storage and disposal
facilities may transmit completed copies
of manifests to them via the e-Manifest
system. The EPA notes that while the
final manifest return requirement is
unchanged for VSQG and PCB
generators, EPA may consider in a
separate rulemaking whether to require
them to obtain EPA ID numbers and
thus register in the e-Manifest system so
that their manifest records can be
accessed in their registered system
accounts.
PO 00000
Frm 00012
Fmt 4701
Sfmt 4700
The EPA is implementing the
alternative approach to require LQGs
and SQGs to register to receive
completed manifests rather than
implementing the proposed email
option for several reasons. First, like the
proposed email option, the alternate
option ensures that LQGs and SQGs
receive final manifest copies via the eManifest system, enables generators to
access their manifests, and reinforces
that images of paper manifests uploaded
in the system are the primary source of
information for all parties involved with
the shipment. However, unlike the
proposed option, completed manifests
would not be misdirected or
undelivered due to incorrect email
addresses nor would paper manifest
uploads be prevented due to illegible
handwritten emails recorded on the
manifests. In this final rule, LQGs and
SQGs must register with the e-Manifest
system and maintain an accurate email
address in their registered accounts.
Further, commenter’s concerns
regarding uncertainty of appropriate
email use are unlikely under the
alternative approach. Under the
alternative approach, the generator
companies’ personnel who register in eManifest must use an individual email
address to access their site’s completed
manifests in the system. The registered
emails should not be shared with others.
In other words, a person could not use
a shared email address to register in the
e-Manifest system. Thus, commenter’s
concerns regarding receipt of the
completed copy under the proposed
email option are improbable under the
alternative approach.
Second, the EPA finds that mandating
registration for LQGs and SQGs assists
in implementing its final rule regarding
integration of exception reporting in the
e-Manifest system (see section II.D.4).
Third, the EPA is persuaded by
commenters’ recommendation that
entities (e.g., generators and designated
receiving facilities) on a paper manifest
must correct errors to the manifests, if
the EPA or States identify and require
corrections. Generators must be
registered in e-Manifest to make postreceipt corrections in the e-Manifest
system; and thus, mandating registration
for LQGs and SQGs enables
implementation of this requirement.
Fourth, the EPA is not persuaded by
commenters’ concerns about this
alternative approach. Some opposing
commenters indicated that some
generators do not have adequate internet
connections to register in e-Manifest.
The EPA believes it is nearly impossible
to operate modern business in the
U.S.—taking payments, reaching
customers and/vendors, and otherwise
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
facilitating commerce—without internet
service. The EPA accepts one industry
commenter’s recommendation that
generators who do not have reliable
internet connections or email accounts
should plan to visit a nearby facility that
has internet capabilities (e.g., a local
business, municipal building, or
community library) to access their
manifests in e-Manifest. In addition, the
EPA notes that email accounts are free,
easy to establish, and nearly universal
for businesses and commercial
enterprises. However, to the extent that
there are actually some generators who
do not have adequate internet access,
the EPA points to the Biden-Harris
administration’s announcement of the
Broadband Equity Access and
Deployment (BEAD) program in June
2023—a $42.45 billion grant program
created in the Bipartisan Infrastructure
Law and administered by the
Department of Commerce—which was
established to connect small businesses
and families in the U.S. with reliable,
affordable high-speed internet by the
end of 2029. As part of the program
announcement, the Biden-Harris
Administration stated that with these
allocations and other Biden
administration investments, all 50
States, DC, and the territories now have
the resources to connect every resident
and small business to reliable,
affordable high-speed internet by
2030.11 Thus, the EPA finds that highspeed internet access should be more
accessible in the future.
In addition, the EPA is not persuaded
by the one opposing industry
commenter’s assertion that the
alternative approach does not address
the fundamental concern that waste
handlers, particularly generators, are not
able to universally adopt the e-Manifest
program and thus should not be
compelled to do so under any final rule.
The EPA also is not persuaded by the
State commenter stating receiving
facilities’ burden of providing a
manifest copy to generators would be
exchanged for a large burden on
generators (to figure out how to properly
set up individual user accounts from a
very confusing starting point of being
required to provide a shared email
address that cannot be used to set up
those accounts). The EPA points out
that the current registration process for
e-Manifest is similar to the current
notification process for obtaining an
11 https://www.whitehouse.gov/briefing-room/
statements-releases/2023/06/26/fact-sheet-bidenharris-administration-announces-over-40-billion-toconnect-everyone-in-america-to-affordable-reliablehigh-speed-internet/#:∼:text=President%20
Biden’s%20American%20Rescue%20
Plan,internet%20is%20an%20eligible%20use.
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
EPA ID number, which LQGs and SQGs
already must do according to the
existing RCRA regulations under
§ 262.18.
The registration requirement
established in this final rule only
requires LQGs and SQGs to obtain
accounts in the RCRAInfo application so
that the generators can access their
completed manifests in the e-Manifest
system using their registered accounts.
Therefore, the new registration
requirement is not intended to mandate
generators use electronic manifests to
track their waste shipments. In fact,
registered generators may continue to
opt out of completing and transmitting
electronic manifests via the e-Manifest
system and may continue to track their
hazardous waste shipments using the
paper manifest forms. The EPA
acknowledges obtaining registered
accounts with the e-Manifest system
may cause incremental burden to
generators. However, the EPA notes that
approximately 63% and 50% of LQGs
and SQGs, respectively, have registered
users with access to the e-Manifest
system and thus already satisfy the final
rule requirement. Thus, the EPA
believes that the benefits of registration
for e-Manifest—including receiving and
retrieving manifests, electronic
manifest-related reporting, and postreceipt manifest data corrections—
outweigh the costs of registering for
access to the e-Manifest system.
Regarding this commenter’s concern
about the shared email approach, the
EPA notes its proposed shared email
was not intended for user registration
with e-Manifest and was only intended
to provide manifest copies back to
unregistered generators. However, as
explained above in this preamble
section, the EPA is not finalizing this
approach.
In response to other comments on this
issue, the EPA does not accept one State
commenter’s recommendation that the
EPA consider the addition of a new
recordkeeping requirement that
designated facilities retain the original
paper manifest for three years if
generators receive completed manifests
by email or through accessing the eManifest system. The EPA believes
addition of such a requirement would
significantly increase receiving
facilities’ regulatory recordkeeping
burden, substantially reduce cost
savings to receiving facilities, and
would not move the needle towards
improving the quality of manifest data
captured in the system. Therefore, the
EPA is sustaining its current policy that
receiving facilities need only retain their
on-site paper copy, which is now Page
1, until such time as a legible scanned
PO 00000
Frm 00013
Fmt 4701
Sfmt 4700
60703
image of the manifest is entered in the
system and accessible to the facility in
e-Manifest.
The EPA acknowledges that the poor
quality of paper manifest data captured
in the system has adversely impacted
compliance monitoring of waste
shipments by the EPA and State
regulators. However, the EPA continues
to believe the best approach to
dramatically improve data quality and
compliance monitoring is use of
electronic manifests rather than the
continual use of paper manifests.
However, the EPA appreciates the
commenter’s concern about manifest
errors/omissions of data currently
recorded on paper manifests and
ultimately captured in the e-Manifest
system. Therefore, through this final
rulemaking, the EPA has codified new
manifest data correction requirements
for paper and electronic manifests under
parts 262, 263, 264, and 265 for
generators, transporters, and permitted
or interim status treatment, storage, and
disposal facilities, respectively. The
EPA has also made conforming changes
to the proposed manifest data
corrections requirements for PCB
manifests under part 761, subpart K to
align with the new manifest corrections
requirements under the RCRA manifest
regulations. The EPA believes these
regulatory additions will significantly
improve the data quality of paper
manifests. The new manifest data
corrections process and requirements
are discussed in this final rule under
preamble sections II.H.4 for hazardous
waste and II.I.2 for PCB waste.
Finally, the EPA appreciates one
industry commenter’s support for an
alternative approach for an EPA website
for unregistered generators to view their
manifests if the EPA decides not to
implement the proposed alternative
option (required generator registration).
However, the EPA is not persuaded to
adopt this approach for a few reasons.
First, the EPA did not provide
generators adequate notice and
opportunity to comment on using a
website to verify shipment receipt by
designated facilities. Second, the EPA
believes this approach may have
unintended consequences such as
enabling access for entities not named
on a manifest before the EPA’s existing
90-day public release policy. Lastly, this
approach would require system
amendments that would bypass
necessary security related to 90-day
manifest information restrictions.
Instead, the EPA is implementing the
alternative approach to require LQGs
and SQGs to register with e-Manifest to
access completed manifests for their
site.
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
60704
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
The EPA is not finalizing its proposal
to remove Page 2 (‘‘Designated Facility
to Generator’’ Copy) of the manifest
forms in this final rule. As explained
above, the EPA is not requiring that
VSQGs, nor certain PCB generators,
register with e-Manifest to access
completed manifests for their site.
Therefore, VSQGs and PCB generators
who elect to not register with e-Manifest
must continue to receive Page 2 of the
manifest form or manifest continuation
sheet to verify shipment receipt by the
designated facility. Regarding the
designated facility copy (Page 3), the
EPA is persuaded by commenters
favoring removal of Page 3 (‘‘Designated
Facility’’ copy). The EPA agrees with
commenters that this copy is no longer
needed since a completed, top paper
copy of the manifest which is uploaded
to the e-Manifest system by the
receiving facility can just be retained, if
needed, by the receiving facility.
Therefore, the EPA is revising
§ 262.21(f)(5) through (7) in this final
rule to align these provisions with the
removal of the designated facility copy
of the manifest form and manifest
continuation sheet. The EPA is also
revising the marginal words pre-printed
in the bottom margins of Page 1 to read
as follows: ‘‘Designated facility or U.S.
Exporter to the EPA’s e-Manifest
system.’’ These marginal words indicate
copy distribution for Page 1 of the paper
manifest form and reflect that an
exporter is now required to supply the
EPA the top copy via the e-Manifest
system. Therefore, these provisions
together announce the revised printing
specification for the now four-copy
paper manifest and continuation sheet
paper forms, the revised copy
distribution requirements to be printed
on each copy of the form, and the
revised specification for printing the
appropriate manifest instructions on the
back of the form copies. Specifically, the
new four-copy manifest form (EPA Form
8700–22) and manifest continuation
sheet (EPA Form 8700–22A) will be
distributed as follows:
Page 1 (top copy): ‘‘Designated facility
or U.S. Exporter to the EPA’s e-Manifest
system’’;
Page 2: ‘‘Designated Facility to
Generator’’;
Page 3: ‘‘Transporter facility copy;’’
and;
Page 4: (bottom copy): ‘‘Generator’s
initial copy.’’
The EPA is also revising paragraph
(f)(7) by removing the words ‘‘and
published to the e-Manifest program’s
website’’ from the end of the first
sentence of the paragraph. The EPA
does not publish the manifest forms to
its website. Therefore, the statement that
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
the EPA publishes them on our website
is inaccurate and misleading. Paper
manifests must be obtained from an EPA
authorized printing source and cannot
be obtained from the EPA’s Manifest
Registry nor e-Manifest website.12
D. Exception Report Requirements
1. Background: Exception Reports
Exception Reports are intended to
address the situation in which the
generator does not receive timely
confirmation that their hazardous or
PCB wastes, tracked with a manifest,
arrived at the facility designated by the
generator to receive its waste. Exception
Reports are required in the Federal
regulations at § 262.42 (Hazardous
Waste) and § 761.217 (PCBs). For LQGs
and all PCB waste generators, exception
reporting is a two-step process under
the existing regulations. In the first step,
if the generator has not received the
signed, returned copy of the manifest
from the designated facility within 35
days from the date the transport of the
waste shipment began, the generator
must contact the transporter and/or the
designated facility to determine the
status of the generator’s waste and
document their efforts. In the second
step, if the status of that waste is not
resolved within 45 days (from the start
of transport), the generator must file an
Exception Report with their EPA
Regional Administrator (or State
Director in authorized States). The
Exception Report, as currently
implemented by regulation, is a written
report that consists of: (1) A legible copy
of the manifest for which the generator
does not have confirmation of delivery;
and (2) a cover letter signed by the
generator explaining its efforts to locate
the waste and the results of those
efforts. There is a similar exception
reporting requirement applicable to
SQGs at § 262.42(b), except that SQGs
do not have to initiate contact before 35
days and have an additional 15 days (60
days total) to reconcile the status of
their waste before an Exception Report
must be submitted. SQGs must provide
a legible copy of the manifest with some
indication that the generator has not
received confirmation of delivery (a
separate cover letter is not required for
SQGs).
12 The four-copy paper manifest and manifest
continuation sheet may be obtained from one of the
EPA approved sources authorized by the EPA to
produce and sell the forms. See the EPA’s web page
at https://www.epa.gov/hwgenerators/approvedregistered-printers-epas-manifest-registry.
PO 00000
Frm 00014
Fmt 4701
Sfmt 4700
2. What EPA Proposed on This Issue:
Exception Reports
During the e-Manifest Advisory Board
meeting in June 2019, titled ‘‘Increasing
Adoption of the e-Manifest system,’’ the
Advisory Board recommended that EPA
integrate Exception Reports into the eManifest system. EPA accepted the
Advisory Board’s recommendation and
proposed in the NPRM regulatory
amendments to the existing Exception
Report requirements in § 262.42 by
adding new paragraphs (d) and (e) and
amending § 761.217 by adding new
paragraphs (c) and (d). The proposed
paragraph (d) under § 262.42 and
paragraph (c) under § 761.217 establish
the legal and policy framework for the
use of electronic Exception Reports for
hazardous waste and PCB waste,
respectively. Under the proposal,
Exception Reports originating in the eManifest system would be considered
the legal equivalent of paper Exception
Reports signed with conventional ink
signatures. Further, wherever the
existing regulations require an
Exception Report to be completed,
signed, provided, and sent to the EPA
Regional Administrator (or the State
Director in authorized States), the
execution of an electronic Exception
Report would be deemed to comply
with the requirements to complete, sign,
provide, send, or otherwise use the
Exception Report.
The proposed regulatory amendments
would not apply to exporters of waste
shipments subject to the manifest
requirements. Exporters must file export
Exception Reports, in lieu of the
requirements of § 262.42, according to
the existing requirements specified at
§ 262.83(h). Electronic export Exception
Reports under § 262.83(h) will be
developed as part of the WIETS module
in the RCRAInfo Industry Application
(see section below on changes to related
international shipment requirements for
further details).
Under §§ 262.42(e) and 761.217(d),
EPA proposed to restrict electronic
exception reporting to manifested
shipments using electronic manifests
(hybrid or fully electronic) pursuant to
§ 262.24(c). This was proposed because
in order to leverage the e-Manifest
system to assist with exception
reporting, the system must ‘‘know’’ the
date of shipment from the generator.
When an electronic manifest is used,
this information is readily available.
Conversely, paper manifests are not
submitted to the e-Manifest system until
after the signed, final manifest is
uploaded and submitted by the
receiving facility, rendering it
impossible for the system to identify
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
paper manifests initiated by the
generator but not yet completed by the
receiving facility.
For hybrid manifests, a generator
would be required to register for eManifest to take advantage of electronic
exception reporting in the e-Manifest
system. EPA also requested comment on
whether all generators should be
required to register for access to the eManifest system (see preamble section
II.C for a discussion of requiring
generators to register).
EPA explained in the proposed rule
that that Agency was not proposing to
collect, and upload written, papercopies of Exception Reports in the eManifest system. EPA stated that
maintaining paper Exception Report
submissions would be more expensive
and thus would result in the need for
EPA to contemplate a distinct or
additional fee premium related to
entering Exception Reports into eManifest to ensure related costs are
recovered. Therefore, to avoid incurring
costs related to paper processing and
data entry activities necessary to enter
the Exception Report information into
the e-Manifest system, EPA would
require LQGs and SQGs who use paper
manifests to comply with the existing
exception reporting requirements at
§ 262.42(a) and (b) respectively for
written, hard copy Exception Reports
sent to EPA or the authorized State.
Under the proposed approach for
electronic exception reporting, the
NPRM explained that EPA would
upgrade the e-Manifest system’s
functionality to alert LQGs and SQGs
based on their notified Federal generator
category, as well as PCB waste
generators, if a receiving facility
designated on their manifests had not
submitted final, signed manifests to the
system for confirmation of delivery
within the required timeframes at
§§ 262.42(a)(1), 262.42(b), or
761.217(a)(1), respectively.
Additionally, the system could alert the
respective receiving facility on the
manifest. The system would allow
generators to submit Exception Reports
electronically (for hybrid and fully
electronic manifests) and disseminate
the Exception Report to the relevant
EPA Region or the authorized State
Agency. LQGs and PCB waste generators
would still be required to contact the
transporter and/or the owner or
designated facility per §§ 262.42(a) or
761.217(a) to determine the status of the
hazardous or PCB waste and provide an
explanation of their efforts to locate the
hazardous or PCB waste and the results
of those efforts. Such generators,
however, would not be required to mail
the report to EPA or the States, but
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
instead would be required to submit the
report electronically to the e-Manifest
system (to which EPA and States have
access).
EPA also proposed to revise the
current 35/45-day timeframes for LQGs
in §§ 262.42(a) and (c)(2), and
761.217(a) and (b) to better conform to
timeframes for submittal and processing
of paper manifests in the e-Manifest
system. For example, for entities using
paper manifests, receiving facilities
have 30 days from receipt of a
generator’s shipment to submit the final,
signed paper manifest to EPA. In
addition, EPA’s PPC needs time to enter
data, e.g., from image copies of paper
manifests, especially if the paper
manifests contain incorrect, illegible, or
incomplete data. Thus, the Agency
realized that LQGs may not be able to
access the final, signed paper manifest
in e-Manifest until past the first 35-day
exception reporting timeframe in the
regulations.
Therefore, EPA proposed that all
LQGs have five additional days to verify
receipt of the shipment, reconcile the
late manifests with the transporter and/
or destination facility, and complete and
submit Exception Reports to the EPA
Regional Administrator or authorized
State. Under the proposed amendments,
LQGs and PCB waste generators would
have up to 40 days to verify that their
waste was received by the facility
designated on the manifest. The 40-day
timeframe would begin from the date
the manifest was accepted by the initial
transporter for off-site transportation; if
an LQG did not receive notification
from the e-Manifest system that the
final, signed manifest was received
within this timeframe, then the LQG
would be required to contact the
transporter and/or the designated
facility to determine the status of the
waste. If the status of the shipment is
not resolved within 50 days (from the
start of transport), then the LQG must
file an Exception Report with the EPA
Regional Administrator or authorized
State. EPA did not propose any changes
to the timeframe for SQGs to verify
receipt of their shipments by the
destination facility (§ 262.42(b)).
3. Description of Public Comments:
Exception Reports
Commenters unanimously supported
the idea of integrating exception
reporting into the e-Manifest system;
however, some commenters did not
fully agree with or support certain
aspects of EPA’s proposed approach for
the implementation of electronic
exception reporting. One commenter
supported the proposal because it
would allow for a uniform submission
PO 00000
Frm 00015
Fmt 4701
Sfmt 4700
60705
format that is efficient and quick to
process and allow for greater
transparency between all impacted
parties. Another commenter noted that
use of electronic exception reporting
would both eliminate paper processing
and consolidate all manifest-related
communications within the e-Manifest
system, thereby enhancing utility to the
regulated community and allowing for
easier access to these records for
regulators.
Commenters were not in agreement
on EPA’s proposal to restrict electronic
exception reporting to manifested
shipments using electronic manifests
(hybrid or fully electronic). Some
commenters noted that requiring offline
submission (i.e., paper submission) of
Exception Reports for paper manifests
was counter to the e-Manifest Program’s
goal of burden reduction. They also
noted that, currently, electronic
manifests comprise a very small fraction
of all manifests and that limiting
exception reporting to only electronic
manifests would not incentivize
generators to register and use the eManifest system. EPA, instead, should,
require generators to register with the eManifest system. The commenter further
stated that EPA should amend the
regulations to require registered
generators to submit electronic
Exception Reports whenever they do not
receive a notification from the eManifest system of a completed
manifest within the required timeframe.
The commenter asserted that the
responsibility should clearly be on the
generator to monitor the manifests and
determine if, and when, an Exception
Report should be electronically filed.
Three commenters generally agreed
with EPA’s proposal to adjust the
exception reporting timeframes;
however, these commenters also
suggested that EPA consider aligning
the exception reporting timeframe for
both LQGs and SQGs to make the
timeframes the same. One commenter
added that the risk presented by each
shipment cannot be assumed by the
‘size’ of the generator, and the exception
reporting timeframe differential serves
only to add unnecessary complexity to
generators attempting to understand if,
and when, they must file an Exception
Report.
Two commenters stated that they do
not believe that modifying the exception
reporting timeframe is necessary. One
commenter noted that as more handlers
adopt electronic manifesting, the time to
identify issues with shipments should
decrease, not increase. Another
commenter asserted that increasing the
timeframe would disincentivize
receiving facilities to complete data
E:\FR\FM\26JYR2.SGM
26JYR2
60706
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
ddrumheller on DSK120RN23PROD with RULES2
entry in a timely manner and add to
existing e-Manifest data quality issues.
4. Discussion of Final Rule: Exception
Reports
EPA appreciates the numerous
comments favoring integration of
exception reporting into e-Manifest to
allow generators to submit Exception
Reports electronically. EPA also
appreciates comments recommending
that EPA not restrict usage of electronic
exception reporting to electronic
manifests that originate in the system.
The Agency agrees with commenters
who assert that allowing users of paper
manifests to submit electronic
Exception Reports would decrease the
amount of paper processing required by
States and provide a unified format for
reporting regardless of the manifest type
(i.e., paper or electronic). Therefore,
EPA is not finalizing the proposed
addition of new paragraph (e) to
§ 262.42 to restrict electronic exception
reporting to manifested shipments using
electronic manifests. EPA is finalizing
revisions to allow LQGs and SQGs to
submit electronic exception reporting in
e-Manifest for both paper and electronic
manifests. However, EPA is delaying
implementation of the electronic
exception reporting requirements under
§ 262.42(a) and (b) until December 1,
2025. Prior to December 1, 2025, LQGs
and SQGs must continue to supply
Exception Reports directly to EPA
Regional Administrators or authorized
States via postal mail. However,
beginning on December 1, 2025, LQGs
and SQGs must comply with the
electronic reporting requirements
discussed below, including the
requirement that LQGs and SQGs must
submit Exception Reports directly in
EPA’s e-Manifest system. Beginning
December 1, 2025, LQGs and SQGs will
no longer have the option to supply
written, paper Exception Reports to the
EPA Regional Administrators or
authorized States via postal mail.
EPA is modifying existing
§ 262.42(a)(2) and (b) to require LQGs
and SQGs to submit Exception Reports
to the e-Manifest system in lieu of
supplying them directly to Federal or
State regulatory agencies. The final rule
also revises paragraph (a) by removing
the existing requirement that LQGs must
sign the cover letter of an Exception
Report ‘‘by hand’’. A separate cover
letter is no longer necessary since an
explanation of the efforts taken to locate
the hazardous waste and the results of
those efforts will be prepared directly in
EPA’s e-Manifest system as part of the
electronic Exception Report. The final
rule also revises paragraph (b) to clarify
that VSQGs that meet the conditions
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
under § 262.232(a) for managing
hazardous waste from an episodic event
may continue to submit the Exception
Reports directly to EPA or the States in
lieu of submitting them via the eManifest system. The final rule also
finalizes the proposed additions of
§ 262.42(d)(3) and (4) in this final rule.
However, these new requirements are
codified under § 262.42(d) as new
paragraphs (d)(1) and (2). New
paragraphs (d)(1) and (2) clarify that: (1)
Retention of electronic Exception
Reports in the e-Manifest system satisfy
any requirement for a generator to keep
or retain a copy of an Exception Report;
and (2) Generators may not be held
liable for the inability to produce an
Exception Report through the e-Manifest
system for inspection if the report is
inaccessible due to the system being
down and thus a denial of services
occurs.
For shipments accompanied by paper
manifests, LQGs and SQGs must prepare
the Exception Reports according to
§ 262.42(a)(2) and (b), respectively, by
uploading an image file of their initial
copy of the manifest (Page 4 of the new
manifest form) for which the generator
does not have confirmation of delivery
and entering select information from the
manifest. LQGs must also provide an
explanation in the e-Manifest system
describing the efforts the LQG has taken
to locate the waste shipment and the
results of those efforts. Per revised
§ 262.42(b), SQGs only need to upload
an image file of their initial copy of the
manifest along with a statement that the
return copy was not received. EPA notes
that the PPC will not process the image
file of the manifest uploaded by the
generator for the Exception Reports as
these manifests are not the final,
completed copies that receiving
facilities must submit to the system to
satisfy the paper manifest submission
requirements under §§ 264.71(a)(2)(v)(B)
and 265.71(a)(2)(v)(B) for hazardous
waste and § 761.213(a)(2)(v) for PCB
waste. For fully electronic and hybrid
manifests, the generator will be able to
use the information already in the eManifest system to fill out the electronic
Exception Report. EPA will provide
access to Exception Reports to EPA and
State personnel through the e-Manifest
system.
EPA notes that only generators with
an EPA ID number and a registered user
for access to e-Manifest will be able to
submit an Exception Report
electronically. Federally, EPA only
requires LQGs and SQGs to submit
Exception Reports, and these generators
are already required to have an EPA ID
number and, with today’s rule, are now
required to have a registered user (see
PO 00000
Frm 00016
Fmt 4701
Sfmt 4700
section II.C for further discussion on the
requirements for generators to register).
To submit electronic Exception Reports,
generators will need a registered user
with at least Certifier level permissions
in the e-Manifest module (a permission
level that currently requires identity
proofing and an electronic signature
agreement).
PCB generators are subject to
exception reporting requirements under
§ 761.217; however, PCB generators are
not currently required to obtain an EPA
ID number or register for access to eManifest. PCB generators, however, who
choose to obtain an EPA ID number and
register for e-Manifest can also choose to
submit electronic Exception Reports
through the e-Manifest system. In lieu of
having an EPA ID number and a
registered user, a PCB generator must
continue to submit paper reports to the
EPA Regional Administrator.
EPA is persuaded by comments
asserting that EPA should take this
opportunity to streamline the exception
reporting timeframes and remove
unnecessary complexity in the
regulations. The Agency believes that a
uniform exception reporting timeframe
for all generators, regardless of their
status (i.e., LQG, SQG), would benefit all
parties. Therefore, EPA is amending the
proposed timeframes for which an LQG
or PCB generator must initiate contact
with other parties on a manifest to
determine the status of the waste
shipment. The finalized revisions under
§§ 262.42(a)(1) and 761.217(a)(1) for
LQG and PCB generators, respectively,
state that the generator must contact the
transporter and/or the owner or operator
of the designated facility within 45 days
to determine the status of the hazardous
waste after not receiving a final copy of
the manifest. This is an additional 10
days beyond the proposed 35-day
requirement. (SQGs are not subject to
this requirement in the existing
regulations.) The final 45/60-day
timeframes for LQGs and PCB
generators provide additional time for
the receiving facility to submit final
copies of the manifest to the e-Manifest
system and for the EPA paper
processing center to enter the paper
manifest, if necessary, in order for the
generator to receive its final copy. The
45/60-day timeframes also serve to
simplify the exception reporting
regulations for generators: all generators
must submit an Exception Report after
60 days. EPA has also made a
conforming change to §§ 262.42(c)(2)
and 761.217(b)(2) to reflect the 45/60day timeframe. EPA notes that the
Agency is not delaying compliance of
the new 45/60-day exception reporting
timeframes for LQGs and PCB
E:\FR\FM\26JYR2.SGM
26JYR2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
generators to submit Exception Reports.
Thus, these new timeframes shall apply
on the final rule’s effective date, January
22, 2025.
ddrumheller on DSK120RN23PROD with RULES2
E. Discrepancy Report Requirements
1. Background
The regulations governing manifest
discrepancies are at §§ 264.72, 265.72,
and 761.215. The manifest form enables
the receiving facility to flag several
types of ‘‘discrepancy’’ events on the
manifest. Under the existing regulations
and on the manifest form, the
designated facility must check boxes in
the discrepancy field (Item 18) when the
designated facility finds or produces
one of these shipment irregularities:
D Significant differences in the
quantity of waste shown on the manifest
as having been shipped, and what the
designated facility determines to have
been received. By regulation, significant
quantity discrepancies occur when there
is any variation in piece count (e.g., four
drums received instead of five), as well
as when there is a variance of 10% or
more by weight for any bulk or batch
wastes shipped on a manifest.
D Significant differences between the
type of waste shown as shipped and
what the designated facility received.
Significant type discrepancies are
defined as obvious differences which
can be discovered by inspection or
waste analysis, such as a solvent
substituted for an acid, or toxic
constituents that were not listed on the
manifest.
D A full rejection by the designated
facility of an entire waste shipment,
which typically occurs when the
materials received do not meet the
facility’s waste acceptance criteria, or,
when the facility lacks the capacity to
manage the waste.
D A partial rejection of waste, which
occurs when a facility rejects some
portion of the wastes shipped to it on
the manifest but accepts some other
portion at its facility.
D Container residues, meaning that
the facility could not remove all the
waste from a container (e.g., drum or
rail car), and the amount that remains in
the container is sufficient to cause the
residue to be considered a regulated
hazardous waste.13
While five types of discrepancies can
be checked off on the manifest form,
only significant discrepancies in
quantity and type are treated as major
irregularities requiring additional,
13 The Federal RCRA regulation at 40 CFR 261.7
specifies criteria for determining when a container
is ‘‘empty’’ or when the residues are sufficient to
render them non-empty and thus regulated
hazardous wastes.
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
separate reporting requirements. The
RCRA regulations refer to these
reporting requirements as Discrepancy
Reports. Under the existing Federal
regulation, §§ 264.72, 265.72, and
761.215 provide a two-step process for
handling significant quantity and type
discrepancies in hazardous and PCB
waste shipments, respectively. First,
upon discovering a significant quantity
or type discrepancy, the receiving
facility must attempt to reconcile the
discrepancy with the generator or
transporter. Second, if the significant
discrepancy remains unresolved on the
date 15 days after receipt of the waste,
the receiving facility must immediately
send a letter to the EPA Regional
Administrator or to the authorized State
describing the discrepancy and attempts
to reconcile it. This letter report must
also include a copy of the manifest at
issue.
During the June 2019 Advisory Board
meeting, the Advisory Board
recommended that EPA integrate
Discrepancy Reports into the e-Manifest
system. EPA accepts the Advisory
Board’s recommendation and believes
integration of Discrepancy Reports in
the e-Manifest system would reduce
paperwork burden and may incentivize
users to transition to fully electronic or
hybrid manifests by increasing the value
of the system. Accordingly, in the
NPRM, EPA proposed two changes
related to Discrepancy Reports.
2. What EPA Proposed on This Issue:
Discrepancy Reports
In the NPRM, EPA proposed changes
to integrate Discrepancy Reports with
the e-Manifest system by adding
requirements under §§ 264.72(c) and
265.72(c) (Hazardous Waste) and
761.215(c) (PCBs) that would address
the legal equivalency of the electronic
reports to the written, paper reports and
allow for electronic discrepancy
reporting for wastes shipped on
electronic or hybrid manifests. The
proposed new §§ 264.72(c)(1) and (2),
265.72(c)(1) and (2), and 761.215(c)(1)
and (2) establish that wherever the
existing regulations require a
Discrepancy Report to be completed,
signed, and sent to the EPA Regional
Administrator (or the authorized State),
the execution of an electronic
Discrepancy Report in the national eManifest system would be deemed to
comply with the requirements to
complete, sign, provide, send, or
otherwise use the Discrepancy Report.
EPA proposed to allow electronic
reporting of Discrepancy Reports to all
manifest types, including paper
manifests (which are submitted to the
system as image only or image plus
PO 00000
Frm 00017
Fmt 4701
Sfmt 4700
60707
data) and electronic manifests. EPA
believes this approach is appropriate for
discrepancy reporting because
Discrepancy Reports must be completed
by receiving facilities, and receiving
facilities already are registered in the eManifest system, e.g., for billing
purposes.
However, EPA acknowledged in the
NPRM the challenges with electronic
discrepancy reporting for paper
manifests. The existing regulations
currently require receiving facilities to
submit final, signed manifests to EPA,
or the authorized State, within 30 days
after a shipment is received. In addition,
time is needed for EPA’s PPC to process
paper manifests, which can be extended
due to data quality and submission
errors. Consequently, facilities may be
unable to submit the final, signed paper
manifests to the e-Manifest system until
past the 15-day discrepancy reporting
timeframe in the existing regulations. A
receiving facility then would be
required to submit a written report to
the EPA or State. To mitigate this issue,
EPA proposed revisions to §§ 264.72(c)
and 265.72(c) to adjust the current 15day reporting timeframe for significant
discrepancies to allow receiving
facilities up to 20 days to reconcile a
shipment with the generator and/or
transporter for such discrepancies.
EPA’s proposed timeframe is also
consistent with the average number of
days that pass before receiving facilities
upload copies of paper manifests to the
e-Manifest system. The proposed 20-day
timeframe would begin at the date of
receipt of the shipment by the receiving
facility and would apply to users of both
paper and electronic manifests.
EPA requested comment on whether
EPA should limit electronic discrepancy
reporting only to electronic manifests
(i.e., fully electronic or hybrid). EPA
also requested comment on other
approaches that should be considered
for electronic discrepancy reporting
associated with digital copies of paper
manifests.14
EPA also requested comment on an
alternate approach that would eliminate
the requirement to submit Discrepancy
Reports altogether, and instead, address
discrepancy events through the eManifest corrections process. Under this
approach, receiving facilities or EPA’s
PPC would upload/enter discrepancies
identified under Item 18. Generators
would receive alerts regarding Item 18
discrepancies, review the final manifest
in e-Manifest, and submit post-receipt
manifest corrections. Thus,
disagreements would be worked out by
handlers via the current e-Manifest
14 87
E:\FR\FM\26JYR2.SGM
FR 19290 at page 19305.
26JYR2
60708
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
ddrumheller on DSK120RN23PROD with RULES2
corrections process in lieu of a formal
Discrepancy Report to Federal or State
regulators. All manifest corrections
would be available to regulators through
e-Manifest.
3. Description of Public Comments:
Discrepancy Reports
Most commenters supported the
Agency proposal to integrate
Discrepancy Reports with the e-Manifest
system to allow receiving facilities to
fulfill their discrepancy reporting
requirement electronically. Commenters
stated that such changes would help to
facilitate more effective communication
between the receiving facility and the
generator. Another commenter remarked
that electronic Discrepancy Reports
would be more efficient and fulfill all
the environmental protection needs
currently met by hard copy reports.
Most commenters opposed limiting
electronic Discrepancy Reports to only
manifests that originated in the eManifest system (fully electronic and
hybrid manifests). Commenters
reasoned that receiving facilities have
all the necessary information available
in their systems, regardless of the
manifest submission type, and should
be able to file Discrepancy Reports
electronically.
Two commenters supported the
alternate proposed approach of
eliminating formal Discrepancy Reports
and, instead, relying solely on the eManifest corrections process to address
discrepancies. These commenters
reasoned that such an approach would
reduce reporting burdens, and the
corrections process is well suited to
track and resolve discrepancies as
receiving facilities already use the
corrections process to address most
discrepancies. The commenter also
remarked that eliminating the
Discrepancy Reports underscores the
need for EPA to require generators to
register with the e-Manifest system and
delivers benefits to both State agencies
and the regulated community. One of
the two commenters that generally
supported the alternate approach to
eliminate formal discrepancy reporting
also concluded that the approach does
not address scenarios in which
disagreements cannot be resolved by the
relevant waste handlers.
Two commenters opposed the
alternate approach to eliminate
discrepancy reporting. One opposing
commenter reasoned that discrepancy
corrections must be easily identified,
tracked, investigated, and evaluated by
State and EPA enforcement personnel
and a requirement for a formal
acknowledgement of discrepancies
should be retained. The other
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
commenter urged EPA not to adopt the
alternate approach stating that
Discrepancy Reports serve a vital
function of indicating critical
compliance issue(s) with the generator
or receiving facility and often serve as
a clue of improper waste management or
shipment of hazardous waste to
facilities that cannot safely handle it.
This commenter also stated that the
alternate approach would cause
regulatory agencies to spend
considerable time and effort searching
the e-Manifest system for numerous
manifest corrections to determine if any
indicate a larger compliance or systemic
issues and could result in many
hazardous waste management problems
going unresolved.
Commenters generally supported the
Agency’s proposal to allow receiving
facilities an additional 5 days to submit
electronic Discrepancy Reports to the eManifest system. One commenter
supported EPA’s proposal to allow up to
20 days to reconcile discrepancies
stating that the extra 5 days would allow
for much needed extra time to resolve
issues with unresponsive generators.
The commenter requested that EPA
clarify that the requirement is measured
in calendar days, not business days.
Another commenter stated concern
that some TSDF permits have a 15-day
timeline incorporated into the permit
conditions, potentially creating a
reporting conflict with the proposed 20day timeline. The commenter requested
a transition period be created requiring
permitted facilities to adhere to their
current permit requirements until such
time as the permit is modified or
renewed to incorporate the new
manifest discrepancy reporting
timeframe.
4. Discussion of Final Rule: Discrepancy
Reports
EPA appreciates the numerous
comments favoring integration of
Discrepancy Reports into e-Manifest to
allow receiving facilities to submit
reports electronically. In this final rule,
EPA is finalizing most of the proposed
revisions and additions to §§ 264.72(c),
265.72(c) (Hazardous Waste) and
761.215(c) (PCB Waste). This final rule
modifies existing paragraph (c) of those
sections by requiring that a receiving
facility must submit a Discrepancy
Report to the e-Manifest system in lieu
of submitting written reports to Federal
or State regulatory agencies. This
requirement applies to both paper and
electronic manifests. EPA is delaying
implementation of the electronic
discrepancy requirements under
§§ 264.72(c) and 265.72(c) for Federal or
State-regulated hazardous waste and
PO 00000
Frm 00018
Fmt 4701
Sfmt 4700
under 761.215(c) for TSCA PCBs for
electronic discrepancy reporting until
December 1, 2025. Prior to December 1,
2025, receiving facilities of Federal or
State-regulated hazardous waste and
commercial disposal or storage facilities
of TSCA PCB waste must continue to
supply Discrepancy Reports directly to
EPA Regional Administrators or
authorized States via postal mail.,
Beginning on December 1, 2025,
however, TSDFs must comply with the
electronic reporting requirements in this
final rule. Beginning December 1, 2025,
receiving facilities of RCRA Federal or
State-regulated hazardous waste and
commercial disposal or storage facilities
of TSCA PCB waste must submit
Discrepancy Reports directly in EPA’s eManifest system. Beginning December 1,
2025, these facilities will no longer have
the option to supply written, paper
Discrepancy Reports to the EPA
Regional Administrators or authorized
States via postal mail.
EPA is also revising the timeframe
requirement under paragraph (c) from
15 days to 20 days after receipt of
shipment for when Discrepancy Reports
must be submitted by the receiving
facility. EPA agrees with commenters
who support the proposed extension in
timing to more align with typical
timeframes needed by receiving
facilities to upload final paper manifests
to EPA’s e-Manifest system. In response
to a comment requesting that EPA
clarify whether we mean 20 calendar
days or business days, EPA confirms
that the 20-day period in this regulation
means 20 calendar days. The 20-day
timeframe would begin at the date of
receipt of the shipment by the receiving
facility. This timeframe applies to users
of both paper and electronic manifests.
EPA notes that the Agency is not
delaying compliance of the new 20-day
timeframe for receiving facilities to
submit Discrepancy Reports. Thus, this
new discrepancy reporting timeframe
will apply on the final rule’s effective
date, January 22, 2025.
Receiving facilities that are required
in their permit to submit Discrepancy
Reports 15 days after receipt of
shipment must continue to comply with
that 15-day timeframe unless or until
their permit is modified.
EPA notes that the revisions and
additions to paragraph (c) do not change
the manifest discrepancy reconciliation
procedures specified in paragraph (c).
Thus, upon discovering a significant
difference in quantity or type for
Federal hazardous and PCB waste and
State-only regulated waste shipments,
the owner or operator of the receiving
facility must attempt to reconcile the
discrepancy with the generator or
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
transporter by the timeframe specified
under §§ 264.72(c) and 265.72(c) for
hazardous waste shipments and 761.215
for PCB shipments. If a facility must
prepare a Discrepancy Report for an
irregular shipment using a paper
manifest, the facility must upload the
image file of the top copy of the
manifest (Page 1 of the new manifest
form) and must provide an explanation
in EPA’s e-Manifest system detailing the
efforts taken to reconcile the manifest
discrepancy(s). The Discrepancy Report
will include the manifest tracking
number so that the report can be
connected to the manifest when
submitted prior to the paper manifest
submission deadline. EPA notes that
Discrepancy Reports submitted in this
manner satisfy the discrepancy
reporting requirements under
§§ 264.72(c), 265.72(c), and 761.215(c).
However, the e-Manifest PPC will not
process the image file of the paper
manifest used for the Discrepancy
Report. To satisfy the paper submission
requirement for hazardous waste and
PCB waste under sections
§§ 264.71(a)(2)(v)(B), 265.71(a)(2)(v)(B),
and 761.213(a)(2)(v), respectively,
facilities must still upload the image file
of the manifest and any continuation
sheet, or upload both a data file and the
image file corresponding to the manifest
and any continuation sheet within 30
days of delivery of the waste shipment.
For fully electronic and hybrid
manifests, the receiving facility will be
able to use the information already in
the e-Manifest system to fill out the
electronic Discrepancy Report. The eManifest system will make Discrepancy
Reports available to State and EPA
personnel through RCRAInfo upon
completion.
This final rule does not codify the
proposed addition of paragraphs (c)(1)
through (4) under §§ 264.72 and 265.72.
These proposed provisions prescribed
the conditions under which electronic
Discrepancy Reports are the full legal
equivalent of written, paper
Discrepancy Reports and satisfy record
retention requirements for all RCRA
purposes. As explained above, this final
rule removes the existing requirements
under which receiving facilities can
supply Discrepancy Reports directly to
EPA or States via postal mail. However,
unlike Exception Reports, there is no
separate recordkeeping requirement for
receiving facilities to keep these reports.
Therefore, the proposed additions of
paragraphs (c)(1) through (4) are no
longer needed. EPA notes that the
revisions to paragraph (c) do not change
the manifest discrepancy reconciliation
procedures specified in paragraph (c).
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
EPA is also making conforming
changes to the discrepancy reporting
requirement under part 270, subpart C
regarding RCRA permits (40 CFR
270.30(l)(7)). EPA did not propose
changes to § 27.30(l)(7) in the NPRM.
However, as explained above, this final
rule revises the manifest discrepancy
requirements under § 264.72. Therefore,
this final rule makes conforming
changes to the manifest discrepancy
requirements under § 270.30(l)(7) so that
they are consistent with the revisions to
§ 264.72(c) regarding the conditions
under which the permitted facility must
submit Discrepancy Reports to EPA via
the EPA e-Manifest system in lieu of
supplying hard copy reports to Federal
or State regulatory agencies via postal
mail.
In the final rule, EPA is not persuaded
by comments supporting adoption of the
alternative approach that would
eliminate the requirement for
Discrepancy Reports altogether. As
mentioned previously, the alternative
approach would address/resolve
significant discrepancy events through
the current e-Manifest manifest data
corrections process in lieu of a formal
Discrepancy Report to Federal or State
regulators. EPA accepts State
commenters’ opposition to the
alternative particularly the one State
commenter who asserted that the eManifest corrections process does not
fulfill the necessary requirements for all
scenarios that the Discrepancy Report
supports, such as when the generator
and receiving facility cannot come to an
agreement through the e-Manifest
corrections process. EPA agrees with
State commenters that asserted, in these
instances, the Discrepancy Report acts
as a crucial piece of evidence for State
and Federal regulators. EPA also accepts
one State commenter’s concern that
superseding the Discrepancy Report
with the alternative approach would
cause regulatory agencies to spend
considerable time and effort searching
the e-Manifest system for numerous
manifest corrections to determine if any
indicate a larger compliance or systemic
issue and may result in many hazardous
waste management problems going
unresolved. Therefore, EPA is not
eliminating the manifest Discrepancy
Report.
F. Unmanifested Waste Report
Requirements
1. Background: Unmanifested Waste
Reports
If a receiving facility accepts for
treatment, storage, or disposal any
hazardous waste from an off-site source
without an accompanying manifest, or
PO 00000
Frm 00019
Fmt 4701
Sfmt 4700
60709
without an accompanying shipping
paper, and is not excluded from the
manifest requirements, then the owner
or operator must prepare and submit an
Unmanifested Waste Report to EPA.
Under the existing regulations, the
Unmanifested Waste Report must be
submitted within 15 days of receipt and
contain all the information required
under §§ 264.76(a)(1) through (7) and
265.76(a)(1) through (7).
In their recommendations from the
June 2019 Advisory Board meeting, the
Advisory Board recommended that the
Agency also integrate Unmanifested
Waste Reports into the e-Manifest
system, in addition to the previously
discussed Exception and Discrepancy
Reports, as a method to incentivize
electronic manifest adoption. The
Discrepancy, Exception, and
Unmanifested Waste Reports generally
serve similar purposes and are all
required when specific, unresolved
problems or irregularities occur to waste
shipments that are subject to
manifesting. However, electronic
reporting in the e-Manifest system for
unmanifested waste shipments presents
unique implementation issues that do
not arise with the other reports.
Unlike manifested shipments that
require Discrepancy or Exception
Reports, there is no existing manifest in
the system, or on paper, when an
unmanifested report is required. The
system cannot readily accommodate
electronic Unmanifested Waste Reports,
like it can Discrepancy Reports and
Exception Reports, because there is no
existing manifest data captured in the eManifest system that can support
flagging, tracking, and follow-up
actions. In addition, EPA must
determine whether a user fee is required
for the manifest that was required for
the unmanifested shipments.
2. What EPA Proposed on This Issue:
Unmanifested Waste Reports
EPA proposed to revise §§ 264.76 and
265.76 for hazardous waste and 761.216
for PCB waste submissions of
Unmanifested Waste Reports by the
receiving facility. Under the proposed
regulations, EPA would accept only
electronic submissions of Unmanifested
Waste Reports; written, hard copy
reports would no longer be accepted.
These proposed revisions would require
an electronic reporting format that
would be very similar to the current
electronic form for manifests, except
that the receiving facility would not be
expected to complete all the fields
currently required on the manifest.
For the electronic Unmanifested
Waste Report, receiving facilities would
submit the generator information,
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
60710
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
similar to what is currently required on
manifests (i.e., Items 1, 5, and 10 thru
13), if available; the transporter
information (i.e., Items 6 and 7), if
available; and the receiving facility
information (i.e., Items 8 and 19) to the
e-Manifest system. The receiving facility
would be required to provide the
density or specific gravity information
for a waste if it is reporting volumetric
measures (gallons, liters, or cubic
yards). Finally, the receiving facility
must provide a brief explanation of why
the waste was unmanifested, if known,
as well as a certification by the owner/
operator of the facility or authorized
representative. Receiving facilities
would not be expected to obtain
generator signatures (Item 15 of the
manifest) nor transporter signatures
(Item 17 of the manifest), nor would
they be expected to provide the DOT
shipping description of the waste,
which would normally appear in Items
9a and 9b (i.e., the identification
number, the proper shipping name, the
hazard class or division number, and
the packing group). Upon completion of
the electronic Unmanifested Waste
Report, the e-Manifest system would
distribute the electronic report to the
appropriate EPA Regional Administrator
(or appropriate authorized State). Thus,
submission of the Unmanifested Waste
Report would be completed
electronically in lieu of written reports
to Federal or State regulatory agencies;
hard copy reports would no longer be an
option for submission to EPA or the
States.
EPA requested comment on whether
Unmanifested Waste Reports should
incur a user fee, equivalent to the user
fees for electronic manifests, that would
be applicable to receiving facilities for
each submission of an Unmanifested
Waste Report. Specifically, EPA
proposed to modify §§ 264.76, 265.76,
and 761.216 by adding new paragraph
(b) to assess a user fee on a per report
basis that is electronically signed and
submitted to the e-Manifest system by
receiving facilities. The Agency noted
that receiving facilities are already
required to register and set up a billing
account for the submission of manifests
to the e-Manifest system. The Agency
also noted that unmanifested waste
shipments would have incurred a user
fee had the shipment used a manifest in
compliance with the RCRA regulations
and thus imposing a user fee for
unmanifested wastes would not impose
any new burden.
3. Description of Public Comments:
Unmanifested Waste Reports
Commenters generally agreed with the
Agency’s proposal to accept only
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
electronic submissions of Unmanifested
Waste Reports; however, some did not
agree with the Agency’s approach to
completely eliminate a paper version of
the report. Commenters who favored
electronic report submission believed
that the integration would aid the
accuracy and completeness of the eManifest system’s data. Commenters
that did not support the Agency’s
proposal noted that confining the
submission of Unmanifested Waste
Reports to electronic format would
likely not support all edge cases
(scenarios outside normal use cases
where problems may arise), such as
instances where an unmanifested
shipment was sent to a destination that
was not a permitted receiving facility
(and therefore would not be registered
in the RCRAInfo Industry Application
with a billing account).
Commenters provided varying
support for implementing a user fee for
the electronic submissions of
Unmanifested Waste Reports. Two
commenters stated that a user fee would
disincentivize receiving facilities from
submitting reports, and reports would
often simply go unmade. One
commenter stated that the receiving
facility should be allowed, but not
required, to create a manifest,
identifying the generator and
transporter(s) if known instead of a
submitting a report. Another commenter
opposed a user fee requirement, stating
that many of the incurred user fee costs
to the receiving facility are often passed
onto the generator, often at a marked-up
rate.
4. Discussion of Final Rule:
Unmanifested Waste Reports
EPA appreciates input it has received
on whether the Agency should integrate
the Unmanifested Waste Report into the
e-Manifest system in lieu of written,
hard copy reports. EPA believes that
eliminating written, hard copy
Unmanifested Waste Reports will
alleviate the burden associated with
processing and will aid e-Manifest users
by providing a more accurate and
complete picture of hazardous waste
shipments. Therefore, the Agency is
finalizing revisions in section §§ 264.76
and 265.76 for hazardous waste and
761.216 for PCB wastes that will require
all Unmanifested Waste Reports to be
submitted electronically through the eManifest system, as proposed in the
NPRM.
However, like the electronic
exception and discrepancy reporting
requirements, EPA is delaying
implementation of the electronic
unmanifested waste discrepancy
requirements under §§ 264.76(b) and
PO 00000
Frm 00020
Fmt 4701
Sfmt 4700
265.76(b) for Federal or State-regulated
hazardous waste and under 761.216(b)
until December 1, 2025. Prior December
1, 2025, receiving facilities of Federal or
State-regulated hazardous waste and
commercial disposal or storage facilities
of TSCA PCB waste must continue to
supply Unmanifested Waste Reports
directly to EPA Regional Administrators
or authorized States via postal mail. On
December 1, 2025, regulated entities
must comply with the electronic
reporting requirements in this final rule.
Beginning December 1, 2025, receiving
facilities of RCRA Federal or Stateregulated hazardous waste and
commercial disposal or storage facilities
of TSCA PCB waste must submit
Unmanifested Waste Reports directly in
EPA’s e-Manifest system. Beginning
December 1, 2025, these facilities will
no longer have the option to supply
written, paper Unmanifested Waste
Reports to the EPA Regional
Administrators or authorized States via
postal mail.
EPA acknowledges comments that did
not support eliminating paper versions
of the Unmanifested Waste Reports, but
EPA believes that the commenters’
concerns are addressable. Regarding one
commenter’s concern for unsupported
edge cases, the Agency expects that the
number of edge case instances will
represent a small portion of the
unmanifested shipments. EPA estimates
that approximately 491 Unmanifested
Waste Reports need to be filed every
two years. The Agency believes that the
number of Unmanifested Waste Reports
that cannot be submitted electronically,
for example, the edge case scenario
described by the commenter, can be
directly managed by EPA.
EPA is finalizing the procedures for
submitting electronic Unmanifested
Waste Reports through the e-Manifest
system under §§ 264.76(a), 265.76(a)
and 761.216(a) for hazardous waste and
PCB waste shipments, respectively. As
explained in the NPRM, the electronic
Unmanifested Waste Report requires an
electronic reporting format that is very
similar to the current electronic form for
manifests. The report includes
information on the handlers involved
(generator, transporter, receiving
facility), the date the waste was
received, management method, in
addition to a brief explanation of why
the waste was unmanifested, if known,
and a certification by the owner or
operator of the receiving facility.
The Agency is persuaded by
comments that assessing a user fee for
the electronic submission of
Unmanifested Waste Reports would
disincentivize receiving facilities from
submitting these reports. Based on the
E:\FR\FM\26JYR2.SGM
26JYR2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
FY2024/2025 manifest usage
projections, EPA estimates the eManifest system will process 4,909,578
manifests during the two-year fee cycle.
EPA also estimates that approximately
0.01% of waste shipments will require
an Unmanifested Waste Report
(approximately 491 reports for the
FY2024/2025 fee cycle). In the NPRM,
EPA proposed requiring user fees that
are equivalent to the user fees for
electronic manifests; the FY2024/2025
user fee for an electronic manifest is $6
per manifest. As a result, the EPA
projects that approximately $2,946
would be collected in revenue over two
years if the Agency finalized the
proposal to collect user fees for
electronic Unmanifested Waste Reports.
The relatively small number of
unmanifested shipments and the
resulting negligible impact on revenue
will not affect the Agency’s ability to
recover the full cost of operating the eManifest System. The Agency also
believes that incentivizing the
submission of Unmanifested Waste
Reports, and the resulting benefits for
the quality of e-Manifest data, far
outweigh the small potential uncovered
costs. Therefore, EPA is not finalizing a
user fee for Unmanifested Waste
Reports.
EPA is also making conforming
changes to the unmanifested waste
reporting requirement under part 270,
subpart C regarding RCRA permits (40
CFR 270.30(l)(8)). EPA did not propose
changes to § 270.30(l)(8) in the NPRM.
However, as explained above, this final
rule revises the Unmanifested Waste
Report requirements under § 264.76.
Therefore, this final rule makes
conforming changes to the manifest
unmanifested waste report requirements
under § 270.30(l)(8) so that they are
consistent with the revisions to
§ 264.76(a) regarding the conditions
under which the permitted facility must
prepare an electronic Unmanifested
Waste Report in the EPA e-Manifest
system for submission to the EPA
within 15 days after receiving the waste.
ddrumheller on DSK120RN23PROD with RULES2
G. International Shipment Requirements
1. What EPA Proposed on This Issue:
International Shipment Requirements
EPA proposed revisions to the export
and import shipment movement
document-related requirements to more
closely link the manifest data with the
movement document data (see 87 FR
19290; April 1, 2022. See pages 19300–
19301). The proposed changes would
also enable future linking of the
manifest data with the confirmation of
receipt and confirmation of recovery or
disposal for an individual export or
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
import shipment. On January 18, 2022,
EPA transitioned WIETS to a module
integrated within the RCRAInfo
Industry Application (RCRAInfo
WIETS) that allows more efficient data
sharing between WIETS and the other
modules and improved access by State
agencies and the public to export and
import final data. The RCRAInfo WIETS
module currently includes industrycreated and submitted export notices,
import notices, and export annual
reports; allows for EPA review and
processing of such submittals; and an
Application Programing Interface-based
electronic exchange of notice and
response data with Mexico and Canada.
The next stage of RCRAInfo WIETS
development intends to add
functionality to enable the
establishment of an electronic importexport reporting compliance date
discussed in the November 28, 2016,
final rule revising hazardous waste
import and export requirements (81 FR
85700). Once the second stage is fully
completed, EPA intends RCRAInfo
WIETS to include the additional
electronic documents such as: export
confirmations of receipt, export
Exception Reports, export confirmations
of recovery or disposal, import
confirmations of receipt, receiving
facility notifications of the need to
arrange alternate management or the
return of an import shipment, and
import confirmations of recovery or
disposal. Lastly, EPA proposed
revisions that reflect potential future
electronic data exchange of movement
document data, confirmation of receipt
data, and confirmation of recovery or
disposal data between the U.S. and
another country such as Canada. Should
such an electronic data exchange
agreement be established, facilities in
both countries could utilize the
exchange to transmit required data more
efficiently (see 87 FR 19290; April 1,
2022. See page 19301).
2. Description of Public Comments:
International Shipment Requirements
Two commenters expressed support
for EPA’s proposed revisions to the
export and import shipment movement
document-related requirements to more
closely link the manifest data with the
movement document data. No
commenters opposed the proposed
requirements.
One of the commenters expressed
support for EPA’s proposal to capture
international shipment information and
to assign roles and responsibilities,
reasoning that incorporating this
information into the system would
complete the shipment records for both
industry and regulatory users of the
PO 00000
Frm 00021
Fmt 4701
Sfmt 4700
60711
system and simultaneously increase its
utility for both groups. The other
commenter stated support for: (1)
Revisions to require the movement
document to list the RCRA manifest
tracking number from Item 4 of the
manifest form if the shipment is
required to be manifested while being
transported in the U.S. and (2) revisions
to add the unique movement document
tracking number as an acceptable
alternative to listing the shipment
number and total number of shipments
for the EPA AOC or the foreign export
permit number on the generic
movement document. This commenter,
however, suggested EPA provide
industry with a reasonable amount of
time to make changes in their data
management systems. The commenter
also requested that industry be allowed
to use their current paper forms until
the supplies are exhausted. The same
commenter stated that the bulk of
imports and exports of hazardous
wastes occurs between Canada and the
United States, and therefore
recommended that the Canadian system
be responsible for submitting the
confirmation of receipt and
confirmation of recovery or disposal for
each export shipment after a data
exchange was established. The
commenter supported establishing a
data exchange for shipments between
the U.S. and Canada. Lastly, the
commenter supported requiring U.S.
receiving facilities to submit
confirmations of receipt and
confirmations of recovery or disposal to
EPA using RCRAInfo WIETS but
cautioned that this will only be possible
if EPA ensures that the compliance
dates do not go into effect until the
industry application in RCRAInfo for
submittal of such confirmations and the
data exchange are operational.
3. Discussion of Final Rule:
International Shipment Requirements
In today’s action, EPA is finalizing the
proposed revisions to §§ 262.83(d)(2)(i)
and 262.84(d)(2)(i) to require the
movement document to list the RCRA
manifest tracking number from Item 4 of
the manifest if the shipment is required
to be manifested while being
transported in the United States.
Additionally, since Canadian movement
documents have unique tracking
numbers similar to manifest tracking
numbers, EPA is finalizing its proposed
revisions to §§ 262.83(d)(2)(ii) and
262.84(d)(2)(ii) to add the unique
movement document tracking number
as an acceptable alternative to listing the
shipment number and total number of
shipments from the EPA
Acknowledgement of Consent (AOC) or
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
60712
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
the foreign export permit on the generic
movement document available at
https://www.basel.int/Procedures/
NotificationMovementDocuments/tabid/
1327/Default.aspx.
Parallel to the manifest submittal
requirements, EPA is also finalizing the
proposed revisions to
§§ 262.83(d)(2)(xv) and 262.84(d)(2)(xv)
to require the exporter and U.S.
receiving facility to submit a copy of the
signed movement document to WIETS.
Exporters are required to submit the
copy to WIETS within three days of
receiving the copy from the foreign
facility, and U.S. receiving facilities
would be required to submit the copy to
WIETS within three days of shipment
delivery to confirm receipt of the
shipment for shipments occurring on or
after the electronic import-export
reporting compliance date. Revised
§ 262.83(d)(2)(xvi) requires exporters to
submit a copy of the signed
confirmations of recovery or disposal
that it receives from the foreign
receiving facility to WIETS within three
days of the exporter’s receiving the copy
of the signed confirmation of recovery
or disposal for shipments occurring on
or after the electronic import-export
reporting compliance date. To reflect
the possible establishment of an
electronic exchange of shipment
tracking data with another country like
Canada, The EPA is also finalizing the
proposed revisions to §§ 262.83(f)(4)
and (5), 262.83(f)(6)(ii), 262.84(d)(2)(xv),
262.84(g)(1) and (2), and new
§ 262.83(d)(2)(xvii) to allow an
established data exchange to be used to
comply with the transmittal of shipment
confirmations for export and import
shipments between the exporter or
receiving facility and the foreign
receiving facility or foreign exporter,
respectively, and between the receiving
facility and the competent authority for
the country of export for import
shipments. In parallel, the EPA is
finalizing the proposed new
requirements §§ 262.83(f)(3)(iii) and
262.84(f)(4)(iii) to allow the use of an
established data exchange to comply
with the transmittal of notifications
across borders concerning the need to
arrange for the alternate management or
return of an individual shipment for
export and import shipments per
§§ 262.83(f)(3)(i) and 262.84(f)(4)(i).
Lastly, the EPA is finalizing the
following proposed technical
corrections and conforming amendment
to import and export requirements.
First, the EPA is finalizing the proposed
revisions to §§ 261.39(a)(5)(v)(B) and
(a)(5)(xi), 262.83(a)(6) and (g), and
263.20(g)(4) to reflect that the AES
compliance date of December 31, 2017
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
(which was specified in an
announcement in a Federal Register
notice dated August 28, 2017 (82 FR
41015)) has passed and requirements
concerning shipments made prior to
that date no longer apply. Next, the EPA
is finalizing the proposed revisions to
§ 262.84(b)(1) to reflect that all import
notices are submitted electronically
using WIETS at this time. Electronic
import notices have made EPA’s
processing more efficient and allows
importers and receiving facilities to
store and download EPA AOC letters
and import consent documentation
within WIETS rather than keeping paper
copies for recordkeeping on site.
Additionally, the EPA is finalizing the
proposed revisions to the text in
§§ 261.6(a)(3)(i)(A) and (B) and
262.20(a)(2) to reflect that part 262,
subparts E and F no longer exist as of
December 31, 2016, and part 262,
subpart H now applies. The EPA is also
finalizing the proposed revisions to
§§ 262.83(d)(2)(xv), (f)(4) and (5),
(f)(6)(ii), and 262.84(d)(2)(xv), (g)(1) and
(2) to clarify that confirmations of
receipt and confirmations of recovery or
disposal for export and import
shipments are only required to be sent
to the competent authorities of the
countries that control such shipments as
exports, transits, or imports of
hazardous wastes, consistent with
existing text in §§ 264.12(a)(2) and (4)
and 265.12(a)(2) and (4). EPA is also
finalizing the proposed revisions to
§§ 261.4(a)(25)(i)(A) and (H),
261.39(a)(5)(i)(A) and (F), 262.83(b)(1)(i)
through (iv), (b)(3), (d)(2)(iii) through
(v), (viii) and (ix), 262.84(b)(1)(i)
through (iv), (b)(2), (c)(1)(i), (d)(2)(iii)
through (v), (viii) and (ix), to specify the
listing of the site address in notices,
manifests and movement documents in
place of the existing requirement to list
‘‘address’’ in order to facilitate country
review of the documents. The EPA also
finalizing the proposed revisions to
§§ 260.2(d)(1) and (2) and
261.4(a)(25)(v) to make hazardous
secondary material export documents
prepared, used, and submitted under
§ 261.4(a)(25) available to the public
when these electronic documents are
considered by the EPA to be final
documents which is March 1 of the
calendar year after the related hazardous
secondary material exports occur. The
EPA is finalizing this conforming
change to make hazardous secondary
material exports, reinstated as part of
the EPA’s response to vacatur of certain
provisions of the definition of solid
waste rule effective May 30, 2018 (83 FR
24664), consistent with the EPA’s earlier
rule regarding confidentiality
PO 00000
Frm 00022
Fmt 4701
Sfmt 4700
determinations related to all exports,
imports or transits of hazardous waste
and exports of conditionally excluded
materials (i.e., cathode ray tubes) subject
to export, import, or transit
requirements (82 FR 60894) when the
final rule was published on December
26, 2017.
The compliance date for the
electronic submittal of confirmations of
receipt and confirmations of recovery or
disposal to the EPA by the U.S. exporter
for completed export shipments and by
the U.S. receiving facility for completed
import shipments is defined in the
regulations as the ‘‘electronic importexport reporting compliance date’’ that
will be established in a future Federal
Register document. The date will not be
established until the industry
application in RCRAInfo for such
submittals is operational. The electronic
import-export reporting compliance
date is separate from the future
establishment of a data exchange with
Canada, although such an exchange
would facilitate future submittals
related to shipments with Canada. Since
December 31, 2016, U.S. exporters have
been required to receive confirmations
of receipt and confirmations of recovery
or disposal from the foreign receiving
facilities, and U.S. receiving facilities
have been required to send out
confirmations of receipt and
confirmations of recovery or disposal to
the foreign exporter and relevant
countries of export and transit.
Additionally, while many exports are
shipped to Canada, exports of hazardous
waste are also shipped to other
countries, so the requirements need to
be implementable regardless of the
destination country. The U.S. exporter
and U.S. receiving facility will therefore
need to submit the confirmations into
RCRAInfo WIETS on the electronic
import-export reporting compliance
date once it has been established. If, and
when, a country-to-country data
exchange is established for shipment
tracking, the regulations will allow use
of the exchange to meet the transmittal
requirements more efficiently between
the two countries. Lastly, there is no
required movement document form, so
use of older forms is not prohibited so
long as all the required data items are
included.
H. Manifest Data Corrections
1. Background: Manifest Data
Corrections
Since launching the e-Manifest
system in June 2018, the EPA has
collected more than 9,000,000 manifests
in e-Manifest. Since that time, EPA has
identified data quality issues associated
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
with paper manifests submitted to the
EPA that reduce the overall
effectiveness of the system. Paper
manifests submitted to the e-Manifest
system often have inaccurate or missing
EPA ID numbers and errors in the
manifest tracking number. Manifest
errors also occur during the paper
digitization process while converting
the paper manifests to digital format for
submission. These errors may be due to
typographical errors or illegible
information on the paper manifest that
result in major discrepancies between
the hazardous waste shipment and what
is reflected in the e-Manifest system.
Other data issues arise when industry
systems upload manifest data that do
not match the image file of the paper
manifest; in this case, it’s difficult to tell
if there is an error or not and whether
the error lies with the data upload or
image file.
EPA established post-receipt manifest
data correction requirements in the
January 2018 User Fee Final Rule.15 The
post-receipt data correction procedures
for generators, transporters, and
permitted and interim treatment,
storage, and disposal facilities are found
in §§ 262.24(h), 263.20(a)(9), 264.71(l),
and 265.71(l), respectively. Based on
certain revisions made under this final
action, these regulations state that, after
facilities have certified that the manifest
is complete, by signing it at the time of
submission to the e-Manifest system,
any post-receipt corrections may be
submitted at any time by any interested
handler (e.g., waste handler) shown on
the manifest. These regulations also
require that post-receipt corrections be
submitted electronically via e-Manifest.
Although EPA established a postreceipt manifest data corrections
process, these regulations do not
actually require that waste handlers
make corrections when errors are
identified (i.e., the regulations state
corrections ‘‘may be’’ submitted).
Consequently, waste handlers have
often refused requests from EPA or
States to correct errors. As a result, the
quality of manifest data captured in the
system has been adversely impacted to
some extent.
EPA believes that several of these
types of data errors pre-date the eManifest system and that use of eManifest has simply shone a light on
errors that have been associated with
paper manifests all along. However,
ensuring high data quality is important
to EPA and State regulators who rely on
e-Manifest for compliance monitoring of
waste shipments. EPA continues to
believe that widespread adoption of
electronic manifests would be the surest
way to improve data quality; however,
in the meantime, EPA is focused on
addressing errors associated with paper
manifests.
2. What EPA Proposed on This Issue:
Manifest Data Corrections
EPA requested comment on several
issues regarding improvement of the
quality of data collected in the eManifest system and establishment of
mandatory data correction procedures to
ensure such improvement. Specifically,
the EPA requested comment on whether
the post-receipt data corrections
procedures should be mandatory. In
addition, EPA requested comment on:
(1) What types of errors should be
required for correction; (2) Should the
manifest discrepancies regulated under
§§ 264.71, 265.71, 264.72, and 265.72 be
subject to mandatory data correction
procedures; and (3) Should other types
of errors be brought under mandatory
correction procedures, such as missing
or invalid EPA ID numbers, and, if not,
how can EPA more effectively
encourage facilities to correct these
errors.
EPA also proposed post-receipt
manifest data procedures for export
manifests and PCB manifests under
§§ 262.83(c)(8) and 761.207(g)(2)(v),
respectively. These proposed
procedures are equivalent to the
manifest data corrections procedures for
generators, transporters, and receiving
facilities established in the 2018 User
Fee Final Rule, described above.16 In
addition, EPA proposed and requested
comments in the February 2019 Federal
Register notice and information to
improve the precision of waste
quantities and units of measure reported
in Items 11 and 12 of the hazardous
waste manifests (both paper and
electronic), respectively.17 EPA sought
additional input and requested
comment in the NPRM on these
proposals and/or suggestions and also
requested comment on whether
additional clarification should be added
to the manifest’s instructions that
generators and/or designated facilities
must report all waste quantities in Item
11 of the manifest by net weight when
they complete the manifest form.18
3. Description of Public Comments:
Manifest Data Corrections
A few State agencies and one State
association raised concerns about data
quality in the e-Manifest system stating
that inaccurately entered data is
16 Ibid.
17 84
15 83
FR 420; January 3, 2018. See page 434.
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
18 87
PO 00000
FR 2854; February 8, 2019. See page 2855.
FR 19290; April 1, 2022. See page 19314.
Frm 00023
Fmt 4701
Sfmt 4700
60713
pervasive in e-Manifest and
inconsistencies between scanned paper
manifests and uploaded/entered
manifest data are common. These State
commenters further asserted that they
support the e-Manifest program but
have found that its implementation is
much more burdensome than initially
anticipated. In addition, these
commenters stated that State programs
have had to invest considerable staff
resources in areas including account
administration, end user training,
quality assurance/quality control (QA/
QC) and corrections of the e-Manifest
data, work which is not covered by any
former task or funding source. They also
point out that many State RCRA
programs have experienced significant
cuts in Federal funding in recent years
and have fewer staff resources than ever
to conduct the activities that are needed
to support an effective hazardous waste
management program. According to
these commenters, the added work on
e-Manifest has stretched limited
program resources and may not be
sustainable without revisiting funding
levels. These commenters stated that
EPA should continue to work on fixing
the known data quality issues with the
current e-Manifest system, reporting and
participation issues at some receiving
facilities, and other complex cross-state/
Region enforcement issues before
implementing many of the changes
outlined in EPA’s proposal (e.g.,
electronic reporting functions,
notifications, BR integration). One
industry commenter, however, stated
that all data quality concerns would go
away if the e-Manifest database is used
to produce the BR. This commenter,
however, did not elaborate on this
viewpoint.
Several State commenters and State
associations strongly supported EPA
mandating that waste handlers use the
post-receipt data corrections process to
correct manifest errors. However, one
trade association affiliated with the
waste management industry opposed
making post-receipt data corrections
mandatory asserting mandatory postreceipt data corrections should not be
required because quality data should be
submitted the first time and should not
have to be reviewed line-by-line. This
commenter further stated that, if there
were questions about the manifest, then
the EPA PPC should contact the facility.
A few State commenters generally
supported making post-receipt
corrections mandatory for all errors and
inconsistencies between scanned paper
manifests and uploaded/entered
manifest data, particularly generator and
waste information (essentially,
everything on a manifest other than
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
60714
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
transporter information). Some State
commenters recommended using
manifest data corrections procedures for
discrepancies in quantities and units of
measure, to the extent possible. A few
State commenters supported mandatory
data corrections procedures for
generator EPA ID numbers by the
receiving facility to the extent possible.
A subset of these commenters suggested
an on-screen warning when there is not
a valid EPA ID number entered in the
generator EPA ID field of a manifest.
One State commenter expressed support
for mandating corrections process
procedures and suggested EPA conduct
outreach to the data entry staff of
receiving facilities to improve
e-Manifest data quality (e.g., training
data entry staff to look in Items 1, 14
and 18 on the paper manifest for
manifest correction information).
State commenters and State
associations overwhelmingly supported
making the post-receipt data corrections
process mandatory for discrepancy
requirements specified under §§ 264.71
and 265.71 (e.g., significant differences
in waste quantities or waste types). One
State commenter recommended that
EPA promulgate data quality
requirements for receiving facilities that
include making updates and
corrections. One trade association
representing industry that did not
support mandatory use of the postreceipt data corrections process
conceded that this manifest discrepancy
process should be used for manifest
discrepancies of weight or waste type as
specified in the regulations.
Commenters were divided on EPA’s
proposed or alternative changes to the
manifest form related to improving
precision of waste quantities reported
on the manifest. For example, regarding
reporting waste quantities using
decimals (e.g., allowing use of tenths
and hundredths), one State and State
association supported the addition of
decimals or fractions. These
commenters stated use of decimals or
fractions would significantly improve
the accuracy of data reported,
particularly for acute hazardous wastes.
These commenters further stated that
this improved data quality would save
time and reduce workload for both
regulators and the regulated community
related to manifest corrections,
generator category disputes, and the
administration of State fee programs.
Two commenters (one State and one
industry commenter), however, did not
support reporting waste quantities using
decimals. The industry commenter
stated use of decimals or fractions
would lead to more data errors,
mistaken interpretations of waste
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
quantities, conflicts with biennial report
protocols, and additional programming
and quality control costs to States,
generators, and receiving facilities. The
State commenter stated mandating
decimal or fractional reporting, or even
allowing it on the manifest, would not
bring any further relevant accuracy to
the data. Instead, the commenter
expressed support for EPA’s alternative
option to amend the units of measure
currently required for the Biennial
Report so that they match those for
manifests.
Regarding using smaller units of
measure, a few industry and State
commenters support using smaller units
of measure on manifests. These
commenters also support amending the
units of measure currently required for
BR so that the e-Manifest can be used to
populate the corresponding fields of the
WR Form as part of the Biennial Report.
State and industry commenters
support use of net weights on manifest
forms. However, a State and State
association each noted that they support
the use of net weights without the
weight of the container in box Item 11
if it is supported by the U.S. Department
of Transportation requirements. Another
supporting State commenter stated that
use of net weight should be mandatory
if EPA integrates manifest data into BR
reporting. However, this commenter
acknowledged that use of net weight
should not be required for generators
because they typically do not have the
capability to measure waste quantities
accurately at their sites. One industry
commenter recommended that receiving
facilities be given the option of
reporting the net weight for the final
manifest information in the e-Manifest
system. This commenter noted that, for
bulk shipments, receiving facilities
weigh bulk transfer containers upon
receipt and subtract the container
weight to determine net weight of the
hazardous waste. The commenter stated
that adding a clarification that when
units of weight are used on the manifest
for bulk shipments, that the quantity
must be net weight is consistent with
current practice. However, this
commenter noted that, for drum
shipments, it is not feasible to weigh
each drum and then subtract the weight
of the drum which can be metal, fiber,
composite, etc. Therefore, for drum
shipments it is not possible to report net
weight. Finally, one commenter
representing the retail industry did not
support use of net weight for generators.
This commenter noted switching from
gross weight to net weight could present
challenges for retailers. The commenter
further stated that the weight of lab pack
drums used to store and transport waste
PO 00000
Frm 00024
Fmt 4701
Sfmt 4700
will vary. Therefore, it would be
difficult to determine net weight in
many instances. This commenter also
recommended that EPA consult with the
waste hauling industry for a better
understanding of the implications of
reporting net or gross weight amounts.
4. Discussion of Final Rule: Manifest
Data Corrections
EPA appreciates States’ concerns
regarding the quality of data currently in
the e-Manifest system and agrees that
inaccuracy of manifest data reduces
overall system effectiveness and
prevents proper identification of
mismanaged waste. Accurate e-Manifest
data allows handlers to easily store and
retrieve records, receive automatically
updated manifest information, and
reduces the time spent producing
reports. In addition, accurate data
assists EPA and States to make
important resource decisions about
hazardous waste management.
Unfortunately, the effect of tracking
Federal and State hazardous wastes
using paper manifests will invariably
have data quality problems due to
varying QA/QC practices of the
regulated community. Therefore, EPA
strongly encourages handlers to
transition from paper manifests to
electronic manifests, which are faster,
easier, space-saving, and more
convenient than paper submissions.
Unlike paper manifests, electronic
manifests already exist in digital format
with built-in data quality checks. Users
of the e-Manifest system have
immediate access to up-to-date
information that can be used when
completing electronic manifests.
EPA, however, acknowledges that
scant use of electronic manifests causes
EPA to require generators, transporters,
and receiving facilities using paper
manifests to correct data errors/
omissions via the post-receipt data
corrections process to satisfy manifest
completion requirements under
§§ 262.20(a), 263.20(a), 264.71(a), and
265.71(a) for generators, transporters,
permitted and interim status facilities,
respectively, as well as the manifest
instructions corresponding to their copy
of the manifest form and, if necessary,
the manifest continuation sheet.
Therefore, EPA accepts State
commenters’ recommendations to
establish requirements that handlers
must correct manifest errors when
requested by State regulatory agencies,
EPA and/or the EPA PPC.
EPA is not finalizing its proposal or
alternative options to improve the
precision of waste quantities listed in
Items 11 (Total Quantity) and 12 (Units
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
of Measure) of the manifest form 19 to
allow the reporting of decimals or
fractions in Item 11 or using smaller
units of measure in Item 12 for both
paper and electronic manifests.
EPA, however, is not persuaded by
some State commenters’
recommendations to require receiving
facilities to make all corrections to
errors/omissions recorded on manifests,
including in the generator portion of the
manifest form. Generators, transporters,
and receiving facilities are all
responsible for completing certain
portions of the manifest. In fact, the
manifest requirements under
§§ 264.71(a) and 265.71(a) and/or the
instructions for receiving facilities
require receiving facilities to complete
Items 18–20 of the manifests form and,
if necessary, the corresponding data
fields of the manifest continuation
sheet. The manifest instructions for
generators and transporters require them
to complete Items 1–15 and Item 17,
respectively, of the manifest and if
necessary, the corresponding fields of
the manifest continuation sheet. For
these reasons, this final rule requires
receiving facilities to correct errors
specified under the manifest
discrepancy regulations and manifest
instructions. For manifest errors
specified by the manifest discrepancy
regulations, such errors are found in
Items 10–13 of the manifest and per the
manifest instructions for receiving
facilities are noted under Item 18a and
if necessary, under Item 14 (Special
Handling Instructions and Additional
Information Block) of the manifest.
Other errors are found in Item 19 of the
manifest. Receiving facilities must also
make corrections to errors in this field.
This final rule generally maintains the
current post-receipt manifest data
corrections process. In fact, after
facilities have certified that the manifest
is complete, by signing it at the time of
submission to the e-Manifest system,
any interested persons (e.g., waste
handler) named on the manifest may
continue to submit voluntarily any postreceipt data corrections at any time,
except as described below in this
preamble section. Further, there is no
limit to the number of corrections that
may be entered, and the last submitted
correction is presumed valid and
accurate unless corrected by a
subsequent data correction. The
correction submission may relate to an
individual record or to an identified
batch of records and must be
accompanied by a CROMERR-compliant
certification that to the person’s
knowledge and belief, the data as
19 84
FR 2854; February 8, 2019. See page 2855.
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
corrected will cause the affected data
records to be true, accurate, and
complete. Further, the correction
submissions must indicate the record
being corrected by its Manifest Tracking
Number, the Item Number of the
manifest data fields affected by the
correction, and for each data field
corrected, must show the previously
entered data and the data as corrected.
The final rule, however, revises the
post-receipt data manifest corrections
requirements by adding new provisions
under the existing requirements under
§§ 262.20(a), 263.20(a)(9), 264.71(l), and
265.71(l) and making conforming
changes to the proposed manifest
corrections requirements for PCB
manifested shipments. (Post-receipt
manifest data corrections for PCB
manifests under § 761.207(g)(2)(v) are
discussed in the next section.) These
new provisions require generators,
transporters, and receiving facilities to
make data correction submissions
within 30 days from receipt of a
corrections request from EPA or a State.
These data correction submissions must
be made electronically in the system via
the post-receipt data corrections process
by following the corrections process
described in § 264.71(l). This
requirement applies to corrections made
to either paper or electronic manifest
records. This final rule also revises
§§ 262.20(h), 263.20(a)(9), 264.71(l),
265.71(l), and 761.207(g)(2)(v) to clarify
that receiving facilities must make
mandatory/voluntary post-receipt
manifest corrections via the e-Manifest
system after they sign the manifest, and
any manifest continuation sheet, for
purposes of submitting the final
manifest to the EPA e-Manifest system.
The previous language of the existing
requirements incorrectly stated that
facilities could make post-receipt
manifest corrections after the facility
signed Item 20 of the manifest. The
signature in Item 20 of a manifest
(whether paper or electronic manifests
are used) applies to signatures for initial
receipt of shipments by receiving
facilities and occurs prior to manifest
submission to the system. Manifest
correction submissions must be
transacted using a CROMERR-compliant
certification that to the person’s
knowledge and belief, the data as
corrected will cause the affected data
records to be true, accurate, and
complete.
This final rule also makes conforming
changes to the proposed manifest data
corrections requirement for exporters
under § 262.83(c)(8). Like the manifest
data corrections process for domestic
and import manifests, post-receipt data
corrections for export manifests may be
PO 00000
Frm 00025
Fmt 4701
Sfmt 4700
60715
submitted at any time by any interested
person (e.g., domestic waste handler)
shown on the manifest. The distinction
between export and domestic and
imports shipments is the voluntary
corrections for export shipments must
be made after foreign facilities have
certified to the receipt of hazardous
wastes by sending a copy of the
movement document to the exporter per
paragraph (d)(2)(xvii) unless corrections
are requested by the EPA or a State for
export manifests. EPA notes that for
hazardous waste export shipments, data
correction submissions must be made
electronically in the e-Manifest system
via the post-receipt data corrections
process by following the corrections
process described in § 265.71(l).
For generators, the EPA is revising the
post-receipt manifest data corrections
requirements by moving previous
§ 262.24(h) into § 262.20, specifically
replacing § 262.20(a)(2). (Section
262.20(a)(2) previously referred to a
compliance deadline that has long
passed relating to the March 2005
uniform hazardous waste manifest
forms rule. Thus, this previous language
is no longer needed); also, since the EPA
is moving § 262.24(h) into § 262.20, this
final rule removes § 262.24(h). The EPA
is also revising the previous language by
removing the reference to the 40 CFR
264.71(l) citation and adding, in its
place, the more appropriate citation of
40 CFR 265.71(l). the EPA is also
revising § 262.20(a)(2) to reflect
revisions to the post-receipt manifest
corrections requirements under
§ 264.71(l); please see changes to
paragraph (l) below for further
discussion.
First, the final rule in paragraph (a)(2)
indicates that after facilities have
certified that the manifest is complete,
by signing it at the time of submission
to the e-Manifest system, any postreceipt data corrections may be
submitted at any time by LQGs and
SQGs. In addition, the final rule
requires LQGs and SQGs to address data
correction requests by the EPA or States
within 30 days of the date of the
request. Further, paragraph (a)(2) states
that data correction submissions must
be made electronically in the postreceipt data corrections process by
following the process described in
§ 264.71(l) of this chapter, which
applies to corrections made to either
paper or electronic manifest records.
As explained previously, VSQGs
subject to the manifest requirements are
not required under today’s action to
register in the e-Manifest system.
(However, if a State requires VSQGs to
manifest and requires them to register in
the e-Manifest system, those VSQGs
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
60716
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
must do so. Those VSQGs must also
correct errors if requested by States.)
Therefore, VSQGs who do not choose to
register for e-Manifest should arrange
with other waste handlers named on the
manifest to make corrections to manifest
data on their behalf. LQGs and SQGs, on
the other hand, are required to register
under today’s action and must make and
submit data corrections electronically in
the e-Manifest system for generator
information recorded in Items 1–15,
except as noted below, and if necessary,
the corresponding items of a
continuation sheet, of their manifest
records.
Finally, any waste handler named on
a manifest must submit corrections to
Item 14 of the manifest. Although this
field is contained in the generator
information block of the manifest,
typically all waste handlers involved
with a waste shipment and named on
the manifest record information in it.
EPA points out that LQGs and SQGs
may continue to make and submit
corrections to manifest data
electronically without prior notification
from the EPA or States as an interested
party of the manifest data.
The EPA is aware that it is a common
practice for an entity or individual other
than the generator to perform the steps
necessary to prepare a waste shipment
for transportation, including the steps
associated with preparing the manifest
paperwork. Often, the transporter or the
facility designated on the manifest by
the generator to manage their waste
shipment prepares the manifest
paperwork as a part of the service it
provides to its generator customers. In
these situations, the EPA and the States
will still require LQGs and SQGs to
correct errors/omissions to the portions
of the manifest requiring their
completion. Therefore, if there is
transporter or designated facility that
prepared the manifest for the LQGs and
SQGs, or prepared and signed the
generator’s certification on behalf of the
LQG or SQG, the EPA strongly
recommends that LQGs and SQGs
arrange through contracts or other legal
arrangements to have the transporter or
designated facility make and submit
post-receipt manifest data correction
submissions to the EPA or a State on
their behalf. The EPA is aware that eManifest brokers also prepare paper
manifests or electronic manifests in the
e-Manifest system for its generator
clients. However, brokers cannot submit
data corrections to the EPA on behalf of
their generator clients, unless the broker
is operating at the generator site and can
sign the manifest as an offeror of the
waste shipment.
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
For transporters, the EPA is revising
the existing post-receipt manifest data
correction requirements in § 263.20(a)(9)
to reflect the conforming changes to
§§ 264.71(l) and 265.71(l); please refer to
the preamble discussion below
regarding post-receipt data correction
requirements for receiving facilities.
Like generators, transporters must
follow the data corrections process
described in § 264.71(l). Thus, after
receiving facilities have certified that
the manifest is complete, by signing it
at the time of submission to the eManifest system, any post-receipt data
corrections may be submitted at any
time by the transporter. If the EPA or a
State request a data correction to
manifests, then the transporter must
make and electronically submit manifest
data corrections to transporter
information recorded in Items 14 and 17
of manifest records and corresponding
data of manifest continuation sheets via
the post-receipt manifest data correction
process within 30 days from the date of
the corrections request. Further,
transporters who changed the routing of
the shipment per § 263.21(b)(2) and (3),
must submit manifest data corrections
to Items 6 and 7, and if necessary, the
corresponding items of the manifest
continuation sheet, if requested by the
EPA or a State. Transporters, of course,
may continue to make and submit
corrections to manifest data
electronically without prior notification
from the EPA or States as an interested
party of the manifest data. Such
transporters must also follow the data
corrections process described in
§ 264.71(l).
The EPA explained previously that
the current e-signature methods are
designed to be used in the United
States. The headquarters of foreign
transporters of hazardous waste import
shipments are located outside the U.S.
These transporters generally have EPA
ID numbers, and therefore, can register
as users in the e-Manifest system,
allowing them to prepare, view, and
store import manifests (whether paper
or electronic) in their registered
accounts. However, these foreign
transporters cannot electronically sign
manifests in the system nor
electronically submit the corrections to
the system. Therefore, a registered user
named on the import manifest other
than the foreign transporter must submit
manifest data corrections to the system.
Similarly, foreign transporters exporting
hazardous waste shipments out of the
country will not be able to submit
manifest data corrections for export
manifests to the system. Manifest data
PO 00000
Frm 00026
Fmt 4701
Sfmt 4700
corrections for export manifests are
discussed below.
For receiving facilities, the EPA is
making conforming changes to the
existing manifest data corrections
requirements under §§ 264.72(l) and
265.72(l) for receiving facilities. Like
generators and transporters, receiving
facilities may continue to voluntarily
submit post-manifest data corrections
electronically via the e-Manifest system
at any time as described in revised
§§ 264.71(l) and 265.71(l) for permitted
and interim status treatment, storage,
and disposal facilities, respectively.
This final rule makes regulatory
amendments to §§ 264.71(l) and
265.71(l) by adding a new provision
under paragraph (l) which requires
receiving facilities to submit manifest
data corrections electronically to the
system within 30 days from receipt of
the corrections request by the EPA or a
State. Receiving facilities must
electronically submit manifest data
corrections to manifest data recorded in
Items 14 (as previously discussed) and
18–20 of the manifest records as well as
to the corresponding manifest
continuation sheet and data file, if
applicable.
Regarding Item 18 of the manifest, the
existing manifest requirements at
§§ 264.71(a)(2)(ii) and 265.71(a)(2)(ii)
and manifest instructions require
receiving facilities to note manifest
discrepancies (as defined in §§ 264.72(a)
and 265.72(a)) on the manifest (Item 18a
of the manifest). The EPA notes that
neither the existing Federal regulations
under these sections nor Item 18 of the
current manifest form instructions
require receiving facilities to make
corresponding changes to Items 10–13
of the manifest when facilities note
discrepancies in Item 18a. However,
unlike the Federal manifest program,
authorized States may require
generators or receiving facilities to
correct Items 10 and 13 of manifests as
part of a manifest discrepancy
resolution. Therefore, under this final
rule receiving facilities must also submit
corrections electronically to the eManifest system for Items 10–13 of the
manifest if an authorized State requests
such corrections to address the
discrepancy information recorded in
Item 18a.
For exporters, the EPA is finalizing
the proposed post-receipt manifest data
correction requirements for exporters
under § 262.83(c)(8) with slight
modification. The revisions to the
proposed changes align with the
existing post-receipt data correction
requirements for generators,
transporters, receiving facilities, and
PCB commercial storage and disposal
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
facilities. Like other waste handlers,
exporters may voluntarily make
manifest data corrections at any time
using the post-receipt corrections
process. Further, exporters also must
make manifest data corrections within
30 days from receipt of a correction
request notification from the EPA or a
State. An exporter must make
corrections to any manifest data
recorded on the export manifest so that
the data matches manifest information
recorded on the completed movement
document submitted to the WIETS
module in RCRAInfo by the foreign
facility. This final rule modifies the
proposed post-receipt manifest data
corrections requirements to reflect these
changes.
The EPA believes it is appropriate to
require that the exporter correct all
manifest data of an export manifest for
several reasons. First, exporters are
required to be domiciled in the U.S.
Therefore, the EPA has jurisdiction to
require exporters make corrections to
export manifest data and submit the
corrections electronically to e-Manifest
system. Second, exporters are
responsible for ensuring that the export
shipments are accompanied by the
movement document and the RCRA
manifest unless the exported waste is
exempted from RCRA manifest
requirements (e.g., universal waste).
Third, exporters are additionally
required to have a contract with the
foreign facility that requires it to send to
the exporter either: (1) A copy of the
signed movement document to confirm
the foreign facility’s acceptance of the
export shipment per § 262.83(f)(4), or (2)
documentation from the foreign facility
informing the exporter of the foreign
facility’s rejection of the waste in the
export shipment and the need to arrange
alternate management or the return of
the waste in the export shipment per
§ 262.83(f)(3)(i). In cases where the
foreign facility rejects waste from an
export shipment or if the shipment
status cannot be confirmed within
certain timeframes, the exporter is
required to submit an export Exception
Report per § 262.83(h).
Lastly, by March 1st of every year, the
exporter is required to submit an export
annual report detailing the actual
amounts of hazardous waste exported
the previous calendar year per
§ 262.83(g). Based on the documentation
that the foreign facility is required to
send back to the exporter, the exporter
is in the best position to make any
necessary corrections to the RCRA
manifest data in the e-Manifest system.
If the foreign facility notes significant
differences in the movement document
or other documentation concerning the
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
waste they received or rejected with
respect to data elements required in
both the movement document and the
RCRA manifest, then the exporter will
be required to make those corrections.
Examples of such corrections include
but are not limited to changes to waste
quantity, applicable RCRA hazardous
waste code(s), applicable DOT/UN
identification number, waste stream
consent number, or exporter’s EPA
identification number.
The EPA appreciates comments and
recommendations on its proposals and
suggestions regarding improving the
accuracy and precision of waste
quantities and units of measure
recorded in Items 11 and 12,
respectively, on manifests. Based on
comments, the EPA has decided at this
time to not finalize these proposals or
suggestions in this final rule. The EPA
agrees with commenters that matching
the units of measure in the BR with the
manifest and requiring use of net weight
for bulk shipments would make for a
more streamlined process and would
make it easier to transfer information
from the manifest to the BR. However,
revisions to the units of measure
currently required for the BR are beyond
the scope of this final rule and require
a separate Agency action. The EPA also
accepts one commenter’s concern about
the possible causal effects to States,
generators, and receiving facilities if the
EPA mandates use of decimals or
fractions for reporting of waste
quantities on manifests. The EPA also
accepts the comment from the trade
association, representing the retail,
industry, suggesting that the EPA
should consult with the waste hauling
industry prior to making a final
determination about reporting net or
gross weight amounts on manifests. As
mentioned previously, the EPA believes
that comments addressing BR raised
significant substantive issues that merit
further analysis and outreach prior to
adopting a final approach. The EPA also
believes comments to the Agency’s
proposals considering data accuracy and
precision improvements of waste
quantities merit further analysis. For
these reasons, the EPA is not finalizing
the proposals and/or requested
comment on alternative suggestions in
this final rule.
I. PCB Manifests
1. Background and What the EPA
Proposed on This Issue: PCB Manifests
Toxic Substances Control Act (TSCA)regulated Polychlorinated Biphenyls
(PCBs) waste is subject to the disposal
requirements under part 761, subpart D
and must be manifested unless it is
PO 00000
Frm 00027
Fmt 4701
Sfmt 4700
60717
specifically exempted from the
requirements in part 761, subpart K.
Therefore, like RCRA and State-only
hazardous wastes, TSCA-regulated PCB
waste subject to manifesting
requirements must be tracked from the
point the PCB waste leaves the facility
where it is generated until it reaches the
facility where it is stored or disposed.
The PCB manifest regulations also
require manifest-related reporting akin
to the RCRA manifest regulations, i.e.,
exception, discrepancy, and
unmanifested waste reporting. However,
the PCB manifest regulations in part 761
have not been updated since the launch
of the e-Manifest system and thus make
no reference to the use of electronic
manifests and still require
‘‘handwritten’’ signatures.
The EPA proposed several conforming
changes to the TSCA PCB regulations at
part 761 to clarify the ability to use
electronic manifests and the e-Manifest
system to fulfill PCB waste tracking and
recordkeeping requirements.20 The EPA
also proposed conforming changes to
the exception, discrepancy, and
unmanifested waste reporting
requirements for PCB waste.
Additionally, EPA proposed the
addition of manifest data correction
procedures under § 761.207(g)(2)(v) for
PCB generators, PCB transporters, and
PCB commercial storage and disposal
facilities. The proposed procedures are
equivalent to the existing post-receipt
manifest data correction procedures in
§§ 262.24(h), 263.20(a)(9), 264.71(l), and
265.71(l) for RCRA hazardous wastes.
EPA also proposed changes to other
TSCA PCB requirements to allow for the
future use of an approved electronic
system, such as the RCRAInfo industry
application, for the submission of Forms
7710–53 and 6200–025, Certificates of
Disposal, and One-Year Exception
Reports.21
2. Public Comments and Discussion of
Final Rule: PCB Manifests
Except as described in sections II.D.3,
II.E.3, and II.F.3 with respect to
discrepancy, exception, and
unmanifested waste reporting
requirements, the EPA did not receive
adverse public comment on the
proposed changes related to the PCB
regulations; therefore, the EPA is
finalizing these changes largely as
proposed. The EPA is revising certain
aspects of the discrepancy, exception,
and unmanifested waste reporting
requirements for the PCB regulations.
This rule also finalizes changes related
to post-receipt manifest data correction
20 87
21 87
E:\FR\FM\26JYR2.SGM
FR 19290; April 1, 2022. See page 19307.
FR 19290; April 1, 2022. See page 19308.
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
60718
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
procedures and makes additional
conforming changes related to electronic
manifesting that were inadvertently
omitted from the April 2022 NPRM.
The EPA is finalizing several
conforming changes to the TSCA PCB
manifest regulations at part 761, subpart
K to better align these requirements
with the RCRA manifest regulations and
the e-Manifest program. First, the EPA
is finalizing the proposal to add the
Hazardous Waste Electronic Manifest
Establishment Act to the Authority
section for part 761. As explained in the
NPRM, the e-Manifest Act and current
manifest regulations have always
applied to all hazardous waste manifests
as well as manifests for PCB waste, but
the PCB regulations had not been
updated to reflect this. The EPA is
finalizing the proposed, conforming
change in the regulation as a
clarification that the e-Manifest Act
applies to manifests for PCB waste.
Second, the EPA is finalizing the
definition for ‘‘electronic manifest’’ in
§ 761.3. However, the EPA is modifying
the proposed definition to clarify that
electronic manifests must be obtained
from the EPA’s national e-Manifest
system and transmitted electronically
through the EPA’s national e-Manifest
system. Third, the EPA is finalizing its
proposals to strike several instances of
the words ‘‘written,’’ ‘‘handwritten,’’
and ‘‘by hand’’ from the PCB regulations
at §§ 761.210(a)(1) and (2),
761.211(d)(1), (e)(3), (f)(3)(i), (f)(4)(i),
761.213(a)(2)(i), and 761.217(a)(1) that
could be interpreted to require the use
of paper manifests. Fourth, the EPA is
finalizing the proposal to add proposed
paragraph (g) to § 761.207. New
§ 761.207(g) consists of two paragraphs.
The first paragraph [§ 761.207(g)(1)] is
adapted from § 262.20(a)(3) and clarifies
that any person required to prepare a
manifest may use an electronic manifest
as long as the electronic manifest
complies with specific EPA
requirements. The second paragraph
[§ 761.207(g)(2)] is adapted from
§ 262.24(a) and establishes the legal
equivalence of electronic manifests to
paper manifests. The proposed
approach is in line with the other text
of subpart K. Fifth, the EPA is finalizing
the proposed changes in § 761.209 to
clarify how the requirement to provide
copies of the manifest to each of the
regulated parties is fulfilled by the
EPA’s e-Manifest system. Sixth, the EPA
is finalizing the proposed changes in
§ 761.213 to add two new paragraphs to
this section. The first paragraph, (d), is
adapted from § 265.71(h) and clarifies
that a commercial storage or disposal
facility must follow certain manifest
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
tracking procedures using paper
manifests as replacements for the
electronic manifest, if the electronic
manifest becomes unavailable and
cannot be completed. From the point at
which the electronic manifest is no
longer available for tracking the PCB
shipment, the paper replacement
manifest must be completed and
managed just as it would be completed
and managed with the standard paper
manifest form. The second paragraph,
(e), states that a commercial storage or
disposal facility who is a user of the
electronic manifest system shall be
assessed a user fee by the EPA for the
submission and processing of each
electronic and paper manifest. Seventh,
the EPA is finalizing the proposals to
add new paragraphs to §§ 761.211 for
transporters and 761.213 for commercial
storage or disposal facilities to clarify
that they must follow special manifest
tracking procedures for manifests that
are initiated electronically, but, for
whatever reason, cannot be completed
electronically.
The EPA is also finalizing conforming
changes to the TSCA PCB regulations
for Discrepancy Reports under
§ 761.215, Unmanifested Waste Reports
under § 761.216, and Exception Reports
under § 761.217. This final rule
modifies the proposed changes to these
requirements so that they align with the
requirements finalized for the RCRA
manifest-related reports, as described in
sections II.D.4, II.E.4, and II.F.4 above.
However, the EPA is not finalizing the
proposed change to § 761.215(f)(6). This
change would have required a
commercial storage or disposal facility
to mail or submit initial copies of
manifests to the e-Manifest system, for
rejected shipments returned to the
generator. This proposed change is not
needed because initial manifests are not
final signed manifests. The EPA eManifest system only stores final signed
manifests for waste that must be
manifested under Federal or State law;
thus, facilities must submit final copies
of signed and dated manifests to the
EPA e-Manifest system and pay any
applicable fees associated with those
manifests. Manifests are not complete
and thus final until the transportation
phase of the manifested shipment ends.
For rejected shipments returned to the
generator, a rejecting facility initiates
the transportation phase of the returned
shipment using the initial manifest.
Transportation of the rejected shipment
ends when the shipment arrives back at
the original generator site and the
PO 00000
Frm 00028
Fmt 4701
Sfmt 4700
generator closes out the manifest by
signing Item 20 of the manifest.22
The EPA, however, is making
conforming changes to the existing
manifest discrepancy requirements
under § 761.215(g). If a commercial
storage or disposal facility rejects a
waste after it has signed, dated, and
returned a copy of the manifest to the
generator or delivering transporter,
§ 761.215(g) requires the facility to
amend its copy of the manifest to
indicate that a waste was rejected and
mail the amended manifest to the
generator and delivering transporter.
The EPA did not propose changes to
§ 761.215(g) in the NPRM. However, as
explained below, this final rule revises
§ 761.213(a)(2)(iv) to clarify that
receiving facilities are only required to
mail signed manifests to a generator if
the generator is not registered in the
EPA’s e-Manifest system. Those
generators who are registered would be
able to obtain signed and dated copies
of completed manifests from the EPA eManifest system rather than mailed from
the commercial storage or disposal
facility. Therefore, this final rule makes
conforming changes to the manifest
discrepancy requirements under
§ 761.215(g) so that they are consistent
with the revisions to § 761.213(a)(2)(iv)
regarding the conditions under which
the transmittal requirement for the final
manifest is satisfied if the recipient of
the manifest is registered and can obtain
the signed and dated manifest from the
EPA e-Manifest system.
Regarding the Exception Report
requirements for manifested PCB
wastes, this final rule finalizes revisions
for PCB wastes under existing
§ 761.217(a)(1) to align the shipment
verification timeframe for PCB
generators with the new 45-day
timeframe for RCRA LQGs (previously
35 days of the date the waste was
accepted by the initial transporter). This
final rule makes conforming changes to
§ 761.217(a)(2) to require Exception
Reports be submitted for PCB manifest
shipments no later than 60 days of the
date the waste was accepted by the
initial transporter, which is the same
timeframe for RCRA LQGs. The EPA is
also making conforming changes to
§ 761.217(b)(2) to reflect the 45- and 6022 For return shipments to generators, the
rejecting facility (e.g., the commercial storage or
disposal facility) is typically listed as the generator
on the return manifest, while the original generator
of the waste receiving its waste as a return is shown
as the designated or receiving facility. Therefore,
the original generator (now listed as receiver) must
send the completed signed copy of the return
manifest to the rejecting facility (now listed as
generator). Upon receipt of the return manifest, the
rejecting facility must submit the return manifest to
the EPA e-Manifest system.
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
day timeframes. This final rule also
finalizes the proposed requirements at
§ 761.217(c) for electronic exception
reporting as proposed. New paragraph
(c) prescribes the conditions under
which electronic Exception Reports are
the full legal equivalent of written,
paper Exception Reports for all TSCA
purposes.
The EPA reiterates that, unlike RCRA
hazardous waste LQGs and SQGs, PCB
generators are not required to register
with e-Manifest. Thus, this final rule
does not affect a PCB generator’s ability
to submit Exception Reports for paperbased manifests to the EPA via postal
mail. However, PCB generators with
RCRA-issued EPA ID numbers may
register with e-Manifest so that they can
prepare and submit Exception Reports
in the system. PCB generators with
RCRA-issued EPA ID numbers may also
opt into electronic manifesting which
would enable them to track their waste
shipment electronically in the system.
Otherwise, PCB generators may
continue to submit the manifest-related
report to the EPA via postal mail. For
further information regarding leveraging
the e-Manifest system to satisfy the
exception reporting requirements, refer
to preamble section II.D.4.
Regarding Discrepancy Reports, this
final rule finalizes changes to § 761.215
to allow PCB commercial storage and
disposal facilities to use the e-Manifest
system to satisfy discrepancy reporting
requirements. However, this final rule
modifies existing paragraph (c) of the
discrepancy reporting requirements by
restricting submission of these
Discrepancy Reports to the e-Manifest
system. Thus, PCB commercial storage
and disposal facilities will no longer
have the option to submit Discrepancy
Reports to the EPA via postal mail. (For
additional discussion regarding the final
decisions for electronic discrepancy
reporting and the date on which these
new requirements become effective,
refer to preamble section II.E.4). Since
submission of Discrepancy Reports is
restricted to electronic formats
(regardless of whether paper or
electronic manifests are used), the EPA
is removing the requirement that
commercial storage and disposal
facilities provide a separate cover letter
describing the discrepancy and attempts
to reconcile the discrepancy. Instead,
facilities will be required to provide this
description in the EPA’s e-Manifest
system as part of the electronic
Discrepancy Report.
In addition, the EPA is not finalizing
proposed paragraphs (c)(1) through (4),
which would have addressed the legal
equivalency of the electronic reports to
the written, paper reports, and allow for
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
electronic discrepancy reporting for
wastes shipped on electronic or hybrid
manifests.
Regarding Unmanifested Waste
Reports, the EPA is finalizing its
proposals with slight modification. This
final rule makes conforming changes to
the unmanifested waste reporting
requirements based on public
comments, as discussed in preamble
section II.F. This final rule also
establishes a delayed compliance date
that begins on December 1, 2025, on
which regulated entities must comply
with the electronic unmanifested
reporting requirements for PCB
manifested shipments. The delayed
compliance date is discussed in
preamble section II.F.4. Today’s rule
finalizes the proposals under § 761.216
that require PCB commercial storage or
disposal facilities to submit
Unmanifested Waste Reports
electronically in the e-Manifest system.
Thus, this final rule removes the option
allowing PCB commercial storage and
disposal facilities to submit
Unmanifested Waste Reports via postal
mail. Based on the final rule decisions
described in the preamble section II.F.4,
this rule does not finalize the proposed
unmanifested waste requirement under
paragraph (c) where the EPA would
assess a user fee, equivalent to the user
fees for electronic manifests, on
commercial storage and disposal
facilities for each submission of an
electronic Unmanifested Waste Report.
The EPA is finalizing the manifest
data correction procedures proposed
under § 761.207(g)(2)(v), with
modifications to conform with final
revisions to the existing post-receipt
manifest data correction requirements in
§§ 262.24(h), 263.20(a)(9), 264.71(l)(1)
and 265.71(l)(1), as described in section
II.H.4 of this preamble. Data correction
submissions must be made
electronically in the system via the postreceipt data corrections process by
following the process described in
§ 264.71(l), which applies to corrections
made to either paper or electronic
manifest records. However, as explained
previously in preamble section II.C.4,
PCB generators are not required to
register in the e-Manifest system.
Therefore, this final rule further revises
the proposed requirement of
§ 761.207(g)(2)(v) to clarify that PCB
generators are required to electronically
submit manifest data corrections via the
e-Manifest system within 30 days from
receipt of a notification request from
EPA or States and that PCB generators
who are not registered with the EPA eManifest system must arrange with
other waste handlers named on the
manifest (e.g., through contracts or other
PO 00000
Frm 00029
Fmt 4701
Sfmt 4700
60719
legal arrangements) to electronically
submit corrections on their behalf.
Transporters and commercial storage
and disposal facilities are expected to
make and submit data corrections
electronically for transporter
information recorded in Item 17 and
Items 18–20 of manifests, respectively,
and any corresponding corrections to
manifest continuation sheets, if
applicable. Additionally, commercial
storage and disposal facilities must
submit corrections to Items 10–13 of the
manifest so that the corrections address
manifest data discrepancies reported in
Item 18a of the manifest. (See preamble
section III.G.4 for further explanation).
The EPA points out that PCB waste
handlers may continue submitting
corrections to manifest data
electronically without prior notification
from the EPA or States as an interested
party of the manifest data. Such
generators must also follow the data
corrections process described in
§ 264.71(l).
The EPA is also finalizing the
proposed changes to the PCB
regulations at §§ 761.205, 761.218, and
761.219, respectively. EPA is finalizing
these changes to allow the submission
of these documents in the future
through an EPA-approved electronic
system, such as the RCRAInfo Industry
Application.
The EPA is not finalizing the
proposed changes to § 761.180(b)(3).
This is because EPA has already
finalized revisions to this requirement
in the August 2023 PCB Final Rule.23
Therefore the proposed changes
discussed in the NPRM are no longer
needed.
As mentioned previously, the EPA
proposed many conforming changes to
the TSCA PCB regulations at part 761
clarifying the ability to use electronic
manifests and the e-Manifest system to
fulfill waste tracking and recordkeeping
requirements. This final rule makes
additional conforming changes to
existing TSCA PCB manifest regulations
that were inadvertently omitted from
the proposed rule. First, this final rule
makes conforming changes to
§ 761.213(a)(2)(iv) and (v) to codify that
receiving facilities send a signed and
dated copy of Page (1) of the manifest
to the EPA e-Manifest system. This final
rule also modifies these paragraphs in a
couple of ways. The final rule revises
§ 761.213(a)(2)(iv) to clarify that
generators who are registered with the
EPA’s e-Manifest system may obtain
their signed and dated copies of
completed manifests from the EPA eManifest system. The final rule makes
23 88
E:\FR\FM\26JYR2.SGM
FR 59662; August 29, 2023. See page 59677.
26JYR2
60720
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
ddrumheller on DSK120RN23PROD with RULES2
conforming changes to paragraph
(a)(2)(v) so that it is consistent with the
revisions to the manifest paper
submission requirements revisions for
RCRA hazardous waste (see preamble
discussion in section II.I.2 regarding
conforming changes to
§§ 264.71(a)(2)(v)(B) and
265.71(a)(2)(v)(B)).
Second, this final rule makes
conforming changes to § 761.215(c) to
reflect the new 20-day submission
timeframe for manifest discrepancy
reporting. The EPA revised the manifest
discrepancy reporting timeframe under
§§ 264.72(c) and 265.72(c) to allow
receiving facilities up to 20 days to
reconcile a shipment with the generator
and/or transporter for manifest
discrepancies. The EPA inadvertently
omitted revising the equivalent TSCA
PCB discrepancy reporting requirements
under § 761.215(c). Therefore, this final
rule modifies paragraph (c) to reflect
that commercial storage and disposal
facilities also have up to 20 days to
reconcile a shipment with the generator
and/or transporter for manifest
discrepancies.
J. Technical Corrections
The EPA proposed a few technical
corrections to various RCRA and TSCA
regulations. The EPA did not receive
adverse comment to the proposed
technical corrections; therefore, this
final rule is finalizing the changes as
proposed. The following is a list of the
final changes:
• Revise §§ 264.71(a) and 265.71(a) by
removing the obsolete requirement
under paragraph (a)(2)(v)(A) and
reserving it for future use. This
requirement is obsolete since as of June
30, 2021, the EPA no longer accepts
paper manifest submissions—and any
paper manifest continuation sheets—to
the e-Manifest system for purposes of
data entry and processing via postal
mail. Currently, receiving facilities must
submit paper manifests to the eManifest system in accordance with
§§ 264.71(a)(2)(v)(B) and
265.71(a)(2)(v)(B).
• Revise paragraphs (a) and (b) of
§§ 264.1311 and 265.1311 to remove the
mention of ‘‘by mail/in lieu of
submitting mailed paper forms’’ from
the requirements. As mentioned above
the EPA no longer accepts paper
manifest submissions—and any paper
manifest continuation sheets—to the eManifest system for purposes of data
entry and processing via postal mail.
• Revise minor typographical
misspelling errors to change
‘‘eManfiest’’ to ‘‘e-Manifest’’ in the
Operations and Maintenance (O&M)
Cost portion of the user fee formulas in
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
paragraphs (a) and (b) of §§ 264.1312
and 265.1312.
• Revise a typographical error found
in paragraph (e) of § 761.60. Paragraph
(e) accurately refers to ‘‘an incinerator
approved under § 761.70 or a highefficiency boiler operating in
compliance with § 761.71’’ twice in the
first sentence. However, the fifth
sentence uses incorrect citations in a
similar reference to ‘‘a § 761.60
incinerator or a § 761.61 high-efficiency
boiler.’’ The EPA is correcting the
regulatory citations in the fifth sentence
to read ‘‘a § 761.70 incinerator or a
§ 761.71 high efficiency boiler.’’
In addition to the final changes listed
above, the EPA is making conforming
changes to §§ 264.71(a) and 265.71(a) by
revising the language in paragraph
(a)(2)(v)(B) to further clarify that
receiving facilities can only submit
scanned images upload or data plus
image uploads of the top copy (Page 1)
of the manifest and any continuation
sheet to the EPA’s e-Manifest system.
Further, the EPA is revising paragraph
(a)(2)(V)(B) by removing the obsolete
regulatory language in paragraph
(a)(2)(v)(B) which reads, ‘‘Submissions
of copies to the e-Manifest system shall
be made to the electronic mail/
submission address specified at the eManifest program website’s directory of
services.’’ As explained above, the EPA
proposed deletion of paragraph
(a)(2)(v)(A) but overlooked including
these conforming changes to paragraph
(a)(2)(V)(B) in the NPRM.
III. State Implementation
A. Applicability of Rules in Authorized
States
Under section 3006 of RCRA, the EPA
may authorize a State hazardous waste
program to operate in lieu of the Federal
program within the State. Following
authorization, the EPA maintains its
enforcement authorities, although
authorized States have primary
enforcement responsibility for their
authorized programs. The standards and
requirements for State authorization are
found in part 271.
Prior to the enactment of the
Hazardous and Solid Waste
Amendments of 1984 (HSWA), an
authorized State hazardous waste
program operated entirely in lieu of the
Federal program in that State. The
Federal requirements no longer applied
in the authorized State, and the EPA
could not issue permits for any facilities
in that State. When new, more stringent
or broader Federal requirements were
promulgated, the State was obligated to
adopt equivalent authorities under State
law within specified time frames.
PO 00000
Frm 00030
Fmt 4701
Sfmt 4700
However, new requirements did not
take effect in an authorized State until
the State adopted such equivalent
authorities, and these requirements did
not become part of the authorized
program enforceable by the EPA until
the EPA authorized them.
In contrast, with the enactment of
RCRA section 3006(g), which was added
by HSWA, new Federal requirements
and prohibitions imposed pursuant to
HSWA authority take effect in
authorized States at the same time that
they take effect in unauthorized States.
The EPA is directed by section 3006(g)
to implement HSWA-based
requirements and prohibitions in
authorized States until the EPA
authorizes equivalent State authorities.
While States must still adopt State-law
equivalents to HSWA-based
requirements and prohibitions to retain
final authorization, until the States do
so, and the EPA authorizes the State-law
equivalents, the EPA implements and
enforces these provisions in authorized
States.
Authorized States are required to
modify their programs when the EPA
promulgates Federal requirements that
are more stringent or broader in scope
than existing Federal requirements.
RCRA section 3009 allows the States to
impose standards more stringent than
those in the Federal program (see also
§ 271.1). If the EPA promulgates a
Federal requirement that is less
stringent or narrower in scope than an
existing requirement or of equivalent
stringency, authorized States may, but
are not required to, adopt a new
equivalent requirement regardless of
whether or not it is promulgated under
HSWA authority.
The e-Manifest Act contains similar
authority to HSWA with respect to
Federal and State implementation
responsibilities in RCRA authorized
States. Section 2(g)(3) of the e-Manifest
Act, entitled Administration, provides
that the EPA shall carry out regulations
promulgated under the Act in each State
unless the State program is fully
authorized to carry out such regulations
in lieu of the EPA. Also, section 2(g)(2)
of the Act provides that any regulation
promulgated by the EPA under the eManifest Act shall take effect in each
State (under Federal authority) on the
same effective date that the EPA
specifies in its promulgating regulation.
Thus, the result is that regulations
promulgated by the EPA under the eManifest Act, like HSWA-based
regulations, are implemented and
enforced by the EPA until the States are
authorized to carry them out.
Because the RCRA manifest requires
strict consistency in its implementation,
E:\FR\FM\26JYR2.SGM
26JYR2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
ddrumheller on DSK120RN23PROD with RULES2
the EPA changes to Federal manifest
form requirements must be
implemented consistently in the States
and on the same effective date. See 70
FR 10776 at 10810 (March 4, 2005). This
is true whether the manifest form
change is based on RCRA or on eManifest Act authority and whether the
changes are more or less stringent than
the existing Federal program.
TSCA does not grant the EPA
authority to authorize States to
administer the PCB program. The EPA
directly implements the Federal PCB
regulations in all States and territories.
Because TSCA is not administered by
State programs, all changes to 40 CFR
part 761 become effective in all States
and territories on the effective date of
the rule.
While the revised manifest
requirements for collection of export
manifests and Exception, Discrepancy,
and Unmanifested Waste Reports in the
e-Manifest system will be implemented
on a delayed compliance date, RCRA
and TSCA entities in all States must
comply with these requirements on and
after the compliance date of December
1, 2025.
The remainder of this section
discusses the State authorization
implications for today’s revised
manifest requirements.
B. Effect on State Authorization
There are various authorities on
which the provisions of this final rule
are based; these authorities affect State
implementation of these provisions.
First, some of the provisions in this final
60721
rule are based on the authority of the eManifest Act and are listed in the table
below. The EPA will implement, and
regulated entities must comply with,
these provisions in all States
consistently either on the effective date
of the rule or on the delayed compliance
date, December 1, 2025, for certain
provisions. States must adopt the
authorizable e-Manifest Act-based
provisions of this final rule in order to
enforce them under State law, and to
maintain manifest program consistency.
However, the EPA will continue to
implement and enforce these provisions
until such time as the State modifies its
authorized program to adopt these
provisions and receives authorization
from the EPA for the program
modification.
Regulation
Subject
§ 262.42(a)(1) through (4), (b), (c)(2) .......................................
§ 262.83(4) ................................................................................
§ 262.83(c)(4)(i) ........................................................................
§ 262.83(c)(4)(iv) ......................................................................
§ 262.83(c)(4)(v) .......................................................................
§ 264.72(c), § 265.72(c) ............................................................
§ 264.76(b), § 265.76(b) ...........................................................
Submission of Electronic Exception Reports to the e-Manifest system.
Exporters’ submission of required electronic or paper manifest to the system.
Imposition of fees on exporters for their manifest submission.
Exporters’ replacement manifests.
Exporters’ post receipt data corrections.
Submission of Electronic Discrepancy Reports to the e-Manifest System.
Submission of Electronic Unmanifested Waste Reports to the e-Manifest system.
In the EPA’s proposed rule, we had
originally described certain manifestrelated report provisions as based on
RCRA (non-HSWA) authority (i.e., 40
CFR 262.42(a)(1) and (2), 262.42(b),
262.42(c)(2), 264.72(c), and 265.72(c)).
We have since re-evaluated this
description and have concluded in this
final rule that these amendments are
being promulgated under the e-Manifest
Act. That is, even if certain manifestrelated report provisions at
§§ 262.42(a)(1) and (2), 262.42(b),
262.42(c)(2), 264.72(c), and 265.72(c)
were originally promulgated under the
RCRA base statutory authority, given the
specific amendments in today’s rule,
these amendments are in fact being
promulgated under the e-Manifest Act
authority and therefore will be effective,
implemented and enforced as described
above. Section 2(g)(1) of the e-Manifest
Act, RCRA section 3024(g)(1), 42 U.S.C.
6939g(g)(1), authorizes the EPA to
promulgate regulations ‘‘to be necessary
to facilitate the transition from the use
of paper manifests to the use of
electronic manifests, or to accommodate
the processing of data from paper
manifests in the electronic manifest
system, including a requirement that
users of paper manifests submit to the
system.’’ The EPA interprets this
authority to extend also to the
promulgation of regulations for
manifest-related report submissions to
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
the e-Manifest system because such
reports are directly tied into manifests.
Specifically, these manifest-related
reports would not exist if not for
manifests in the first place, and
therefore would similarly be part of the
transition to use of the e-Manifest
system. As a result, these particular
provisions appear in the above table.
Second, some of the provisions in this
final rule are promulgated under HSWA
authority. These HSWA provisions are
the import/export provisions discussed
in section II.B.1 and II.B.3, as well as
§§ 262.83(c)(3), 264.71(a)(3),
265.71(a)(3), and 267.71(a)(6). They are
also the import/export provisions
discussed in section II.G as proposed
amendments to movement document
regulations and certain technical
corrections and conforming
amendments to import and export
requirements. As the EPA discussed in
section II.G.3, the EPA will finalize all
these provisions as proposed. Because
these provisions are promulgated under
HSWA authority, these provisions will
be implemented and enforced by the
EPA in all States consistently on the
effective date of the final rule. Although
States do not receive authorization to
administer the Federal Government’s
import/export functions in part 262,
subpart H, or the import/export related
functions in certain other RCRA
hazardous waste regulations, State
PO 00000
Frm 00031
Fmt 4701
Sfmt 4700
programs are still required to adopt the
provisions in this rule to maintain their
equivalency with the Federal program
(see 40 CFR 271.10(a) and (d)).
Finally, as discussed above, the
Federal provisions promulgated under
the e-Manifest Act must be adopted by
States with strict consistency. Likewise,
the import/export provisions
promulgated under HSWA must also be
adopted by States without modification.
Thus, these Federal provisions will
apply in all States on the effective date,
and States will still need to adopt these
provisions under State law. Because the
TSCA PCB program is administered by
the EPA and not States, all regulatory
changes to part 761 become effective in
all States and territories on the effective
date of the rule.
C. Conforming Changes to 40 CFR
271.10 and 271.12
This final rule also includes
conforming changes to §§ 271.10 and
271.12, addressing the requirements for
hazardous waste generators and
exporters, and receiving facilities,
respectively, that must be included in
authorized State programs to maintain
consistency with the Federal program.
The conforming changes to § 271.10
regarding regulatory amendments to the
hazardous waste export and import
regulations are discussed in preamble
section II.B. The first change, at
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
60722
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
§ 271.10(f)(4), clarifies that authorized
State programs must include
requirements for electronic Exception
Reports submitted to the EPA’s
e-Manifest system, in lieu of sending
signed copies to the EPA Regional
Administrator or the States.
The second change, at § 271.10(h)(2),
clarifies that a State may only collect a
generator’s initial copy of a manifest
when a paper manifest is used (i.e.,
manifests that do not originate in the
e-Manifest system). This is because the
EPA system collects only the receiving
facilities’ paper copies, and not the
initial paper manifest copy from
generators, thus the generator’s initial
paper copy will not be available to
States from the e-Manifest system. The
EPA established requirements in the
2014 One Year Final Rule for designated
facilities to submit copies of paper
manifests to the e-Manifest system in
lieu of supplying them directly to States
at §§ 264.71(a)(2)(v) and 265.71(a)(2)(v).
However, the EPA noted in the 2014
final rule that designated facilities must
continue to supply paper copies of
manifests to States until the Agency
determines when the e-Manifest system
becomes operational. At that time, the
EPA explained that the requirement for
designated facilities to supply paper
manifest copies directly to States was
intended to be replaced eventually with
a requirement for designated facilities to
submit their paper manifest copies to
the EPA e-Manifest System for data
processing once that the system was
operational. Thus, the EPA stated in the
One Year Rule that the current
provisions of paragraph (h)(2) would
remain unchanged and effective until
the EPA announced the schedule for the
receipt of facility copies and then
amended these provisions
accordingly.24 The EPA also noted at
that time that States could still require
the collection of generator copies as a
component of State programs under
State law. The EPA announced the
launch of the e-Manifest system and the
schedule under which designated
facilities would be required to submit
paper manifest copies to the e-Manifest
system in the 2018 User Fee Final Rule.
However, the EPA neglected revisions to
paragraph (h)(2). This final rule
modifies § 271.10(h)(2) accordingly as
originally intended.
The third change, at § 271.10(j),
clarifies that authorized State programs
must include a requirement that
hazardous waste exporters submit a
signed copy of each paper manifest and
continuation sheet (or the data from
paper manifests) to the EPA’s e-Manifest
24 79
FR 7518; February 7, 2014. See page 7555.
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
system, in lieu of providing additional
copies of the manifest to the hazardous
waste transporters. Revisions to
§ 271.10(j) also clarify that authorized
State programs must include
requirements for hazardous waste
exporters to pay user fees to the EPA to
recover all costs related to the operation
of an electronic hazardous waste
manifest system (e-Manifest system).
These modifications are necessary to
effectuate the intent of Congress that
under the e-Manifest Act, the e-Manifest
system will operate as a national, onestop reporting hub for manifests and
data, and manifest-related reports such
as Exception Reports, Discrepancy
Reports and Unmanifested Waste
reports.
The EPA is not finalizing the
proposed conforming change to
§ 271.12(k) that would have clarified
that authorized State programs must
include requirements for hazardous
waste management facilities and
facilities submitting electronic
Unmanifested Waste Reports in the
e-Manifest system to pay user fees to the
EPA. Since the EPA is not finalizing a
user fee requirement for the submission
of Unmanifested Waste Reports to the eManifest system (see section II.F.4), this
provision is no longer necessary.
Finally, the e-Manifest-related
amendments at § 271.12(l) and (m) must
be included in authorized State
programs for electronic Discrepancy
Reports and Unmanifested Waste
Reports to maintain consistency with
the Federal program. The amendments
to § 271.12(l) and (m) clarify that
authorized programs must include
requirements that designated or
receiving facilities submit electronic
Discrepancy Reports and Unmanifested
Waste Reports in the EPA’s e-Manifest
system, in lieu of sending signed copies
to the States.
The EPA notes that the Agency the
revised manifest provisions for
collection of export manifests
(§ 271.10(j)), Exception Reports
(§ 271.10(f)(4)), Discrepancy Reports
(§ 271.12(l)) and Unmanifested Waste
Reports (§ 271.12(m)) in the e-Manifest
system will be implemented in all States
on the delayed compliance date
beginning on December 1, 2025.
D. Provisions of the Proposed Rule That
Are Not Authorizable
There are some provisions in this
final rule that are ‘‘not authorizable.’’ By
this term, the EPA means those
provisions in this final rule that can be
administered only by the EPA, and not
by authorized States. The first group of
non-authorizable requirements included
in this final rule are § 262.21(f)(5)
PO 00000
Frm 00032
Fmt 4701
Sfmt 4700
through (7). These provisions together
announce the revised printing
specification for the final four-copy
paper manifest and continuation sheet
paper forms, the revised copy
distribution requirements to be printed
on each copy of the form, and the
revised specification for printing the
appropriate manifest instructions on the
back of the form copies. State programs
are not required to take any action
respecting these regulatory changes to
the printing specifications, and they
will take effect in all States on the
effective date of this rule. See generally
83 FR 420 at 448 (January 3, 2018). As
discussed in section IV.A. above, the
RCRA manifest requires strict
consistency in its implementation, so
that an EPA change to Federal manifest
form requirements must be
implemented consistently in the States.
See generally 70 FR 10776 at 10810
(March 4, 2005). States are not
authorized to administer or enforce
these RCRA manifest form provisions.
The second group of non-authorizable
requirements in this final rule are
regulatory amendments to certain fee
methodology and related fee
implementation provisions set forth in
subpart FF of parts 264 and 265. These
requirements include definitions
relevant to the program’s fee
calculations (§§ 264.1311, 265.1311),
and the user fee calculation
methodology (§§ 264.1312, 265.1312).
These user fee provisions in subpart FF
are based on the authority of the
e-Manifest Act and will be implemented
and enforced by the EPA on the
effective date of the final rule and
perpetually thereafter. The user fee
provisions of subpart FF describe the
methods and processes that the EPA
alone will use in setting fees to recover
its program costs, and in administering
and enforcing the user fee requirements.
Therefore, States cannot be authorized
to implement or enforce any of the
subpart FF provisions.
Although States cannot receive
authorization to administer or enforce
the Federal government’s e-Manifest
program user fees, authorized State
programs must still include the content
of or references to the subpart FF
requirements. This is necessary to
ensure that members of their regulated
communities will be on notice of their
responsibilities to pay user fees to the
EPA e-Manifest system when they
utilize the system. Authorized State
programs must either adopt or reference
appropriately the user fee requirements
of this final rule. However, when a State
adopts the user fee provisions of this
rule, the State must not replace Federal
or EPA references with State references
E:\FR\FM\26JYR2.SGM
26JYR2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
ddrumheller on DSK120RN23PROD with RULES2
or terms that would suggest the
collection or implementation of these
user fees by the State.
The last group of non-authorizable
provisions in this final rule are
regulatory amendments to certain export
and import regulations detailed in
preamble sections II.B.1 and II.G.3.
Because of the Federal Government’s
special role in matters of foreign policy,
the EPA does not authorize States to
administer Federal import/export
functions in the regulations discussed in
those preamble sections. This approach
of having Federal, rather than State,
administration of the import/export
functions promotes national
coordination, uniformity, and the
expeditious transmission of information
between the United States and foreign
countries.
Although States do not receive
authorization to administer the Federal
government’s import/export functions
in part 262, subpart H, or the import/
export related functions in certain other
RCRA hazardous waste regulations,
State programs are still required to
adopt the provisions in this rule to
maintain their equivalency with the
Federal program (see 40 CFR 271.10(a)
and (d)).
This rule contains many amendments
to the export and import shipment
movement document-related
requirements under 262, subpart H to
more closely link the manifest data with
the movement document data. The rule
also contains conforming import and
export-related amendments to parts 260,
261, 262, 263, 264, 265, 267, and 271,
all of which are more stringent.
The States that have already adopted
parts 262, subpart H, 263, 264, part 265,
and any other import/export related
regulations discussed in this final rule
must adopt the revisions to those
provisions in this final rule. When a
State adopts the import/export
provisions in this rule, they must not
replace Federal or international
references or terms with State references
or terms.
IV. Statutory and Executive Orders
Reviews
Additional information about these
statutes and Executive orders can be
found at https://www.epa.gov/
lawsregulations/laws-and-executiveorders.
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 14094: Modernizing Regulatory
Review
This action is not a significant
regulatory action as defined in
Executive Order 12866, as amended by
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
Executive Order 14094, and was
therefore not subject to a requirement
for Executive Order 12866 review. The
EPA prepared an economic analysis of
the potential costs and benefits
associated with this action. This
analysis (titled ‘‘The Regulatory Impact
Analysis for the EPA’s Final Rule
Integrating e-Manifest with Hazardous
Waste Exports and Other Manifestrelated Reports, PCB Manifest
Amendments and Technical
Corrections’’) is available in the docket.
B. Paperwork Reduction Act (PRA)
The information collection activities
in this final rule will be submitted for
approval to the Office of Management
and Budget (OMB) under the PRA. The
Information Collection Request (ICR)
document that the EPA prepared has
been assigned EPA ICR number 2712.02.
You can find a copy of the ICR in the
docket for this rule, and it is briefly
summarized here. The information
collection requirements are not
enforceable until OMB approves them.
Implementation of this e-Manifest
rule will impose new information
collection requirements on the regulated
community who must use the manifest
for tracking hazardous waste export
shipments, and who must prepare
manifest-related reports such as
exception, discrepancy, and
Unmanifested Waste Reports to address
specific problems that arise in the use
of the manifest. The rule also consists of
a series of clarifications to the manifest
regulations under RCRA and TSCA that
are not expected to result in behavior
changes by the regulated community,
and therefore do not have associated
costs.
Generally, the generators,
transporters, designated facilities, and
emergency response teams (in the case
of accidents) are the primary users of
manifests. However, the EPA may
review these documents during a
facility inspection to make sure proper
records are being kept and regulations
are complied with. The EPA also
reviews and responds to Exception
Reports, Discrepancy Reports, and
Unmanifested Waste Reports. The
public will also have access to data in
the e-Manifest system.
Although the primary effect of this
final rule is to replace current paperbased information requirements with
electronic-based requirements to submit
or retain the same shipment
information, there could be minor
additions or changes to the information
collection requirements, such as
information that may be provided to
establish user accounts and fee payment
accounts, information submitted for
PO 00000
Frm 00033
Fmt 4701
Sfmt 4700
60723
identity management, as well as waste
profile or other information that may be
useful for the creation and submission
of electronic manifests, manifest-related
reports, or manifest corrections.
Respondents/affected entities:
Business or other for-profit.
Respondent’s obligation to respond:
The recordkeeping and notification
requirements are required for parties
performing relevant manifest activities
(e.g., submitting export manifests,
generators registering for e-Manifest).
These requirements are described in
detail in the ICR Supporting Statement.
Estimated number of respondents:
199,796.
Frequency of response: Per Shipment.
Total estimated burden: 2,585,955
hours (per year). Burden is defined at 5
CFR 1320.3(b).
Total estimated cost: $135,404,144
(per year), includes $23,173,452
annualized capital or operation &
maintenance costs.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for the EPA’s regulations in 40
CFR are listed in 40 CFR part 9. When
OMB approves this ICR, the Agency will
announce that approval in the Federal
Register and publish a technical
amendment to 40 CFR part 9 to display
the OMB control number for the
approved information collection
activities contained in this final rule.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. The small entities
subject to the requirements of this
action are hazardous waste exporters.
The Agency has determined that, at the
upper bounds of two ‘‘worst-case’’
scenarios, 174 exporters may experience
an impact that will not exceed one
percent to three percent of annual
revenues. Details of this analysis are
presented in the section 4.2 Regulatory
Flexibility of the Regulatory Impact
Analysis of the EPA’s Final Rule
Integrating e-Manifest with Hazardous
Waste Exports and Other Manifestrelated Reports, PCB Manifest
Amendments and Technical
Corrections.
D. Unfunded Mandates Reform Act
(UMRA)
This action does not contain an
unfunded mandate of $100 million
(adjusted annually for inflation) or more
(in 1995 dollars) as described in UMRA,
2 U.S.C. 1531–1538, and does not
E:\FR\FM\26JYR2.SGM
26JYR2
60724
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
significantly or uniquely affect small
governments. The costs involved in this
action are estimated not to exceed $183
million in 2023$ ($100 million in 1995$
adjusted for inflation using the GDP
implicit price deflator) or more in any
one year.
E. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the States, on the
relationship between the National
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have Tribal
implications as specified in Executive
Order 13175. It will not impose any new
requirements on Tribal officials, nor
will it impose substantial direct
compliance costs on them. This action
will not create a mandate for Tribal
governments, i.e., there are no
authorized Tribal programs that will
require revision and reauthorization on
account of the e-Manifest system and
regulatory program requirements. Nor
do we believe that the e-Manifest system
will impose any enforceable duties on
these entities. Thus, Executive Order
13175 does not apply to this action.
ddrumheller on DSK120RN23PROD with RULES2
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
Executive Order 13045 directs Federal
agencies to include an evaluation of the
health and safety effects of the planned
regulation on children in Federal health
and safety standards and explain why
the regulation is preferable to
potentially effective and reasonably
feasible alternatives. This action is not
subject to Executive Order 13045
because it is not a significant regulatory
action under section 3(f)(1) of Executive
Order 12866, and because the EPA does
not believe the environmental health or
safety risks addressed by this action
present a disproportionate risk to
children.
This action is not an economically
significant regulatory action as defined
by Executive Order 12866. In addition,
because the rule will not increase risk
related to exposure to hazardous
materials, the Agency does not believe
the environmental health or safety risks
addressed by this action present a
disproportionate risk to children.
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution or Use
This action is not subject to Executive
Order 13211, because it is not a
significant regulatory action under
Executive Order 12866.
waste, Imports, Indians-lands,
Insurance, Intergovernmental relations,
Labeling, Licensing and registration,
Packaging and containers, Penalties,
Polychlorinated biphenyls (PCBs),
Recycling, Reporting and recordkeeping
requirements, Security measures, Surety
bonds, Water supply.
I. National Technology Transfer and
Advancement Act (NTTAA)
This rulemaking does not involve
technical standards.
Michael S. Regan,
Administrator.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations and Executive
Order 14096: Revitalizing Our Nation’s
Commitment to Environmental Justice
for All
The EPA believes that the human
health and environmental conditions
that exist prior to this action do not
result in disproportionate and adverse
effects on communities with EJ
concerns. The e-Manifest system, and its
data, is publicly available and results in
greater transparency of hazardous waste
activity in communities.
The EPA believes that this action is
not likely to result in new
disproportionate and adverse effects on
communities with environmental justice
concerns. This action provides greater
access to information regarding
hazardous waste shipments exported
out of the U.S. and information
regarding irregularities in the manifest
process, e.g., manifest exception,
discrepancy, and unmanifested waste
reporting. The information supporting
this Executive order review is contained
in the Regulatory Impact Analysis for
the EPA’s Final Rule Integrating
e-Manifest with Hazardous Waste
Exports and Other Manifest-related
Reports, PCB Manifest Amendments
and Technical Corrections found in the
docket.
K. Congressional Review Act
This action is subject to the CRA, and
the EPA will submit a rule report to
each House of the Congress and to the
Comptroller General of the United
States. This action is not a ‘‘major rule’’
as defined by 5 U.S.C. 804(2).
List of Subjects in 40 CFR Parts 260,
261, 262, 263, 264, 265, 267, 270, 271,
and 761
Environmental protection,
Administrative practice and procedure,
Air pollution control, Confidential
business information, Electronic
reporting requirements, Exports,
Hazardous materials transportation,
Hazardous substances, Hazardous
PO 00000
Frm 00034
Fmt 4701
Sfmt 4700
For the reasons set forth in the
preamble, the EPA is amending 40 CFR
parts 260, 261, 262, 263, 264, 265, 267,
271, and 761 as follows:
PART 260—HAZARDOUS WASTE
MANAGEMENT SYSTEM: GENERAL
1. The authority citation for part 260
continues to read as follows:
■
Authority: 42 U.S.C. 6905, 6912(a), 6921–
6927, 6930, 6934, 6935, 6937, 6938, 6939,
6939g and 6974.
2. Amend § 260.2, in paragraphs (d)(1)
and (2), by adding a sentence at the end
of each paragraph to read as follows:
■
§ 260.2 Availability of information;
confidentiality of information.
*
*
*
*
*
(d)(1) * * * After January 22, 2025,
no claim of business confidentiality may
be asserted by any person with respect
to information contained in hazardous
secondary material export documents
prepared, used and submitted under
§ 261.4(a)(25) of this chapter, whether
submitted electronically into the EPA’s
Waste Import Export Tracking System or
in paper format.
(2) * * * After January 22, 2025, the
EPA will make available to the public
under this section any hazardous
secondary material export documents
prepared, used and submitted under
§ 261.4(a)(25) of this chapter on March
1 of the calendar year after the related
hazardous secondary material exports
occur, when these documents are
considered by the EPA to be final
documents.
PART 261—IDENTIFICATION AND
LISTING OF HAZARDOUS WASTE
3. The authority citation for part 261
continues to read as follows:
■
Authority: 42 U.S.C. 6905, 6912(a), 6921,
6922, 6924(y), and 6938.
4. Amend § 261.4 by revising
paragraphs (a)(25)(i)(A) and (H) and
(a)(25)(v) to read as follows:
■
§ 261.4
Exclusions.
(a) * * *
(25) * * *
(i) * * *
(A) Name, site address, telephone
number and EPA ID number (if
E:\FR\FM\26JYR2.SGM
26JYR2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
applicable) of the hazardous secondary
material generator;
*
*
*
*
*
(H) The name and site address of the
reclaimer, any intermediate facility and
any alternate reclaimer and intermediate
facilities; and
*
*
*
*
*
(v) The EPA will provide a complete
notification to the country of import and
any countries of transit. A notification is
complete when EPA receives a
notification which EPA determines
satisfies the requirements of paragraph
(a)(25)(i) of this section.
*
*
*
*
*
■ 5. Amend § 261.6 by revising
paragraphs (a)(3)(i)(A) and (B) to read as
follows:
§ 261.6 Requirements for recyclable
materials.
(a) * * *
(3) * * *
(i) * * *
(A) The person initiating a shipment
for reclamation in a foreign country, and
any intermediary arranging for the
shipment, must comply with the
requirements applicable to an exporter
in § 262.83 of this chapter with the
exception of § 262.83(c);
(B) Transporters transporting a
shipment for export or import must
comply with the movement document
requirements listed in § 263.20(a)(2) and
(c) of this chapter.
*
*
*
*
*
■ 6. Amend § 261.39 by revising
paragraphs (a)(5)(i)(A) and (F),
(a)(5)(v)(B) introductory text, and
(a)(5)(xi) to read as follows:
§ 261.39 Conditional Exclusion for Used,
Broken Cathode Ray Tubes (CRTs) and
Processed CRT Glass Undergoing
Recycling.
ddrumheller on DSK120RN23PROD with RULES2
*
*
*
*
*
(a) * * *
(5) * * *
(i) * * *
(A) Name, site address, telephone
number and EPA ID number (if
applicable) of the exporter of the CRTs.
*
*
*
*
*
(F) The name and site address of the
recycler or recyclers and the estimated
quantity of used CRTs to be sent to each
facility, as well as the names of any
alternate recyclers.
*
*
*
*
*
(v) * * *
(B) The exporter or a U.S. authorized
agent must:
*
*
*
*
*
(xi) Annual reports must be submitted
to the EPA using the allowable methods
specified in paragraph (a)(5)(ii) of this
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
section. Exporters must keep copies of
each annual report for a period of at
least three years from the due date of the
report. Exporters may satisfy this
recordkeeping requirement by retaining
electronically submitted annual reports
in the CRT exporter’s account on the
EPA’s Waste Import Export Tracking
System (WIETS), or its successor
system, provided that a copy is readily
available for viewing and production if
requested by any the EPA or authorized
State inspector. No CRT exporter may be
held liable for the inability to produce
an annual report for inspection under
this section if the CRT exporter can
demonstrate that the inability to
produce the annual report is due
exclusively to technical difficulty with
the EPA’s Waste Import Export Tracking
System (WIETS), or its successor system
for which the CRT exporter bears no
responsibility.
*
*
*
*
*
PART 262—STANDARDS APPLICABLE
TO GENERATORS OF HAZARDOUS
WASTE
7. The authority citation for part 262
continues to read as follows:
■
Authority: 42 U.S.C. 6906, 6912, 6922–
6925, 6937, 6938 and 6939g.
8. Amend § 262.20 by revising
paragraphs (a)(1) and (2) to read as
follows:
■
§ 262.20
General requirements.
(a)(1) Paper manifest. A generator that
transports, or offers for transport a
hazardous waste for offsite treatment,
storage, or disposal, or a treatment,
storage, or disposal facility that offers
for transport a rejected hazardous waste
load, must prepare a Manifest (OMB
Control number 2050–0039) on EPA
Form 8700–22, and, if necessary, EPA
Form 8700–22A. Large and small
quantity generators must register with
the EPA’s e-Manifest system to obtain
signed and dated copies of completed
manifests from the EPA e-Manifest
system and comply with paragraph
(a)(2) of this section.
(2) Post-receipt manifest data
corrections. After facilities have
certified that the manifest is complete,
by signing it at the time of submission
to the EPA e-Manifest system, any postreceipt data corrections may be
submitted at any time by any interested
person (e.g., waste handler) named on
the manifest. If corrections are requested
by the Director for portions of the
manifest that a generator is required to
complete, the generator must address
the data correction within 30 days from
the date of the request. Data correction
PO 00000
Frm 00035
Fmt 4701
Sfmt 4700
60725
submissions must be made
electronically via the post-receipt data
corrections process as described in
§ 265.71(l) of this chapter, which
applies to corrections made to either
paper or electronic manifests.
*
*
*
*
*
■ 9. Amend § 262.21 by revising
paragraphs (f)(5) through (7) to read as
follows:
§ 262.21 Manifest tracking numbers,
manifest printing, and obtaining manifests.
*
*
*
*
*
(f) * * *
(5) The manifest and continuation
sheet must be printed as four-copy
forms. Copy-to-copy registration must
be exact within 1/32nd of an inch.
Handwritten and typed impressions on
the form must be legible on all four
copies. Copies must be bound together
by one or more common stubs that
reasonably ensure that they will not
become detached inadvertently during
normal use.
(6) Each copy of the manifest and
continuation sheet must indicate how
the copy must be distributed, as follows:
(i) Page 1 (top copy): ‘‘Designated
facility or exporter to the EPA’s eManifest system’’;
(ii) Page 2: ‘‘Designated facility to
generator’’;
(iii) Page 3: ‘‘Transporter copy’’; and
(iv) Page 4 (bottom copy):
‘‘Generator’s initial copy’’.
(7) The instructions for the manifest
form (EPA Form 8700–22) and the
manifest continuation sheet (EPA Form
8700–22A) shall be printed in
accordance with the content that is
currently approved under OMB Control
Number 2050–0039. The instructions
must appear legibly on the back of the
copies of the manifest and continuation
sheet as provided in this paragraph (f).
The instructions must not be visible
through the front of the copies when
photocopied or faxed.
(i) Manifest Form 8700–22.
(A) The ‘‘Instructions for Generators’’
on Copy 4;
(B) The ‘‘Instructions for
Transporters’’ on Copy 3; and
(C) The ‘‘Instructions for Treatment,
Storage, and Disposal Facilities’’ on
Copy 2.
(ii) Manifest Form 8700–22A.
(A) The ‘‘Instructions for Generators’’
on Copy 4;
(B) The ‘‘Instructions for International
Shipment Block’’ and ‘‘Instructions for
Transporters’’ on Copy 3; and
(C) The ‘‘Instructions for Treatment,
Storage, and Disposal Facilities’’ on
Copy 2.
*
*
*
*
*
E:\FR\FM\26JYR2.SGM
26JYR2
60726
§ 262.24
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
[Amended]
10. Amend § 262.24 by removing
paragraphs (g) and (h).
■ 11. Amend § 262.42 by:
■ a. Revising paragraphs (a)(1) and (a)(2)
introductory text;
■ b. Adding paragraph (a)(3);
■ c. Revising paragraph (b); and
■ d. Adding paragraphs (c)(2) and (d).
The revisions and additions read as
follows:
■
ddrumheller on DSK120RN23PROD with RULES2
§ 262.42
Exception reporting.
(a)(1) A large quantity generator who
does not receive a copy of the manifest
with the signature of the owner or
operator of the designated facility
within 45 days of the date the waste was
accepted by the initial transporter must
contact the transporter and/or the owner
or operator of the designated facility to
determine the status of the hazardous
waste.
(2) A large quantity generator must
submit an Exception Report to the EPA
Regional Administrator for the Region
in which the generator is located if he
has not received a copy of the manifest
with the handwritten signature of the
owner or operator of the designated
facility within 60 days of the date the
waste was accepted by the initial
transporter. The Exception Report must
include:
*
*
*
*
*
(3) Beginning on December 1, 2025,
the EPA will no longer accept mailed
paper Exception Reports from large
quantity generators. Beginning on
December 1, 2025, a large quantity
generator must submit an Exception
Report to the EPA e-Manifest system if
the generator has not received a copy of
the manifest with the signature of the
owner or operator of the designated
facility within 60 days of the date the
waste was accepted by the initial
transporter. The Exception Report must
include:
(i) A legible copy of the manifest for
which the generator does not have
confirmation of delivery.
(ii) An explanation of the efforts taken
to locate the hazardous waste and the
results of those efforts.
(b) A small quantity generator of
hazardous waste who does not receive
a copy of the manifest with the
handwritten signature of the owner or
operator of the designated facility
within 60 days of the date the waste was
accepted by the initial transporter must:
(1) Submit a legible copy of the
manifest, with some indication that the
generator has not received confirmation
of delivery, to the EPA Regional
Administrator for the Region in which
the generator is located.
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
Note 1 to paragraph (b)(1): The submission
to the EPA need only be a handwritten or
typed note on the manifest itself, or on an
attached sheet of paper, stating that the
return copy was not received.
(2) Beginning on December 1, 2025,
the EPA will no longer accept mailed
paper Exception Reports from small
quantity generators. Beginning on
December 1, 2025, a small quantity
generator must submit a legible copy of
the manifest, with some indication that
the generator has not received
confirmation of delivery, to the EPA eManifest system. Generators that are
normally VSQGs but are subject to the
SQG provisions of this paragraph (b)
because of an episodic generation event
pursuant to § 262.232(a)(5), must submit
a legible copy of the manifest, with
some indication that the generator has
not received confirmation of delivery, to
the EPA Regional Administrator for the
Region in which the generator is
located.
(c) * * *
(2) The 45/60-day timeframes begin
the date the waste was accepted by the
initial transporter forwarding the
hazardous waste shipment from the
designated facility to the alternate
facility.
(d)(1) Beginning on December 1, 2025,
any requirement in § 262.40 for a
generator to keep or retain a copy of an
Exception Report is satisfied by
retention of a signed electronic
Exception Report in the generator’s
account on the EPA e-Manifest system,
provided that the Exception Report is
readily available if requested by the
EPA.
(2) Beginning on December 1, 2025,
no generator may be held liable for the
inability to produce an electronic
Exception Report for inspection under
this section if the generator can
demonstrate that the inability to
produce the electronic Exception Report
is due exclusively to a technical
difficulty with the e-Manifest system for
which the generator bears no
responsibility.
■ 12. Amend § 262.83 by:
■ a. Revising paragraphs (a)(6), (b)(1)(i)
through (iv), and (b)(3);
■ b. Revising paragraphs (c)
introductory text and (c)(2) through (4);
■ c. Revising paragraphs (d)(2)(i)
through (v), (viii), (ix), and (xv) ;
■ d. Adding paragraphs (d)(2)(xvi) and
(xvii);
■ e. In paragraph (f)(3)(i), removing the
word ‘‘and’’ at the end of the paragraph;
■ f. In paragraph (f)(3)(ii), removing the
period at the end of the paragraph and
adding in its place the text ‘‘; and’’;
■ g. Adding paragraph (f)(3)(iii).
PO 00000
Frm 00036
Fmt 4701
Sfmt 4700
h. Revising paragraphs (f)(4) and (5),
(f)(6)(ii), (g) introductory text, (i)(1)
introductory text, and (i)(1)(v); and
■ i. Adding paragraph (i)(1)(vi).
The revisions and additions read as
follows:
■
§ 262.83
Exports of hazardous waste.
(a) * * *
(6) The exporter or a U.S. authorized
agent submits Electronic Export
Information (EEI) for each shipment to
the Automated Export System (AES) or
its successor system, under the
International Trade Data System (ITDS)
platform, in accordance with 15 CFR
30.4(b), and includes the following
items in the EEI, along with the other
information required under 15 CFR
30.6:
*
*
*
*
*
(b) * * *
(1) * * *
(i) Exporter name and EPA
identification number, site address,
telephone, fax numbers, and email
address;
(ii) Foreign receiving facility name,
site address, telephone, fax numbers,
email address, technologies employed,
and the applicable recovery or disposal
operations as defined in § 262.81;
(iii) Foreign importer name (if not the
owner or operator of the foreign
receiving facility), site address,
telephone, fax numbers, and email
address;
(iv) Intended transporter(s) and/or
their agent(s); site address, telephone,
fax numbers, and email address;
*
*
*
*
*
(3) Notifications listing interim
recycling operations or interim disposal
operations. If the foreign receiving
facility listed in paragraph (b)(1)(ii) of
this section will engage in any of the
interim recovery operations R12 or R13
or interim disposal operations D13
through D15, or in the case of
transboundary movements with Canada,
any of the interim recovery operations
R12, R13, or RC3, or interim disposal
operations D13 to D14, or D15, the
notification submitted according to
paragraph (b)(1) of this section must
also include the final foreign recovery or
disposal facility name, site address,
telephone, fax numbers, email address,
technologies employed, and which of
the applicable recovery or disposal
operations R1 through R11 and D1
through D12, or in the case of
transboundary movements with Canada,
which of the applicable recovery or
disposal operations R1 through R11,
RC1 to RC2, D1 through D12, and DC1
to DC2 will be employed at the final
foreign recovery or disposal facility. The
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
recovery and disposal operations in this
paragraph (b)(3) are defined in § 262.81.
*
*
*
*
*
(c) RCRA manifest instructions for
export shipments. The exporter must
comply with the manifest requirements
of §§ 262.20 through 262.25 except that:
*
*
*
*
*
(2) In the International Shipments
block on the continuation sheet (EPA
Form 8700–22A), the exporter must:
(i) Check the export box and enter the
U.S. port of exit (city and State) from the
United States;
(ii) Enter the exporter’s EPA ID
number, if the exporter is not identified
in Item 5 of the manifest (EPA Form
8700–22) for the export shipment; and
(iii) List the waste stream consent
number from the AOC for each
hazardous waste listed on the manifest,
matched to the relevant list number for
the hazardous waste from block 9b. If
additional space is needed, the exporter
should use an additional Continuation
Sheet(s) (EPA Form 8700–22A).
(3) The exporter may obtain the
manifest from any source so long as the
source of the printed form has received
approval from the EPA to print the
manifest in accordance with
§ 262.21(g)(1).
(4) Beginning on December 1, 2025,
within 30 days of receiving an export
manifest from the final domestic
transporter to carry the export shipment
to or across the U.S. port of exit, the
exporter must submit the top copy (Page
1) of the signed and dated manifest
(whether electronic or paper) and all
continuation sheets (whether electronic
or paper) to the EPA e-Manifest system.
The exporter must submit the paper
manifest and all paper continuation
sheets to the EPA e-Manifest system for
purposes of data entry and processing
by transmitting to the EPA e-Manifest
system an image file of Page 1 of the
manifest and all continuation sheets, or
by transmitting to the EPA e-Manifest
system both a data file and the image
file corresponding to Page 1 of the
manifest and all continuation sheets.
(i) As prescribed in § 265.1311 of this
chapter, and determined in § 265.1312
of this chapter, an exporter who is a
user of the electronic manifest system
shall be assessed a user fee by the EPA
for the submission and processing of
each electronic and paper manifest. The
EPA shall update the schedule of user
fees and publish them to the user
community, as provided in § 265.1313
of this chapter.
(ii) An exporter subject to user fees
under this section shall make user fee
payments in accordance with the
requirements of § 265.1314 of this
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
chapter, subject to the informal fee
dispute resolution process of § 265.1316
of this chapter, and subject to the
sanctions for delinquent payments
under § 265.1315 of this chapter.
(iii) Electronic manifest signatures
shall meet the criteria described in
§ 262.25.
(iv) Within 30 days of receiving a
paper replacement manifest from the
last transporter carrying the shipment to
or across the U.S. border for a manifest
that was originated electronically, the
exporter must send a signed and dated
copy of the paper replacement manifest
to the EPA e-Manifest system.
(v) After foreign facilities have
certified to the receipt of hazardous
wastes by sending a copy of the
movement document to the exporter per
paragraph (d)(2)(xvii) of this section,
any post-receipt data corrections may be
submitted at any time by any interested
person (e.g., domestic waste handler)
shown on the manifest. If requested by
the Director, an exporter must address
manifest data corrections within 30 days
from the date of the request. Data
correction submissions must be made
electronically via the post-receipt data
corrections process as described in
§ 265.71(l) of this chapter, which
applies to corrections made to either
paper or electronic manifests.
(d) * * *
(2) * * *
(i) The corresponding consent
number(s) and hazardous waste
number(s) for the listed hazardous waste
from the relevant EPA AOC(s) and if
required to be accompanied by a RCRA
Uniform Hazardous Waste Manifest
within the United States, the manifest
tracking number from block 4;
(ii) The shipment number and the
total number of shipments from the EPA
AOC or the movement tracking number;
(iii) Exporter name and EPA
identification number, site address,
telephone, fax numbers, and email
address;
(iv) Foreign receiving facility name,
site address, telephone, fax numbers,
email address, technologies employed,
and the applicable recovery or disposal
operations as defined in § 262.81;
(v) Foreign importer name (if not the
owner or operator of the foreign
receiving facility), site address,
telephone, fax numbers, and email
address;
*
*
*
*
*
(viii) Name (if not exporter), site
address, telephone, fax numbers, and
email of company originating the
shipment;
PO 00000
Frm 00037
Fmt 4701
Sfmt 4700
60727
(ix) Company name, EPA ID number,
site address, telephone, fax numbers,
and email address of all transporters;
*
*
*
*
*
(xv) As part of the contract
requirements per paragraph (f) of this
section, the exporter must require that
the foreign receiving facility send a copy
of the signed movement document to
confirm receipt within three working
days of shipment delivery to the
exporter, and to the competent
authorities of the countries of import
and transit that control the shipment as
an import and transit of hazardous
waste respectively. For shipments
occurring on or after the electronic
import-export reporting compliance
date, the exporter must:
(A) Initiate the movement document
using the allowable methods listed in
paragraph (b)(1) of this section; and
(B) Close out the movement document
within three working days of receiving
a copy of the signed movement
document sent from the foreign
receiving facility to confirm receipt
using the allowable methods listed in
paragraph (b)(1) of this section;
(xvi) As part of the contract
requirements per paragraph (f) of this
section, the exporter must require that
the foreign receiving facility send a copy
of the confirmation of recovery or
disposal, as soon as possible, but no
later than thirty days after completing
recovery or disposal on the waste in the
shipment and no later than one calendar
year following receipt of the waste, to
the exporter and to the competent
authority of the country of import. If the
movement includes shipment to a
foreign interim receiving facility, the
exporter must additionally require that
the interim receiving facility promptly
send copies of the confirmation of
recovery or disposal that it receives
from the final recovery or disposal
facility within one year of shipment
delivery to the final recovery or disposal
facility that performed one of recovery
operations R1 through R11, or RC1, or
one of disposal operations D1 through
D12, DC1 or DC2 as defined in § 262.81
to the competent authority of the
country of import and to the exporter.
For shipments occurring on or after the
electronic import-export reporting
compliance date, the exporter must
submit each confirmation of recovery or
disposal to the EPA within three
working days of receiving the
confirmation of recovery or disposal
from the foreign receiving facility using
the allowable methods listed in
paragraph (b)(1) of this section; and
(xvii) For shipments sent to a country
with which the EPA has established an
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
60728
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
electronic exchange of movement
document tracking data, foreign
receiving facility transmittal to the
exporter of the confirmation of receipt
and the confirmation of recovery or
disposal may be sent via the electronic
exchange.
*
*
*
*
*
(f) * * *
(3) * * *
(iii) Transmittals made by the
transporter or foreign receiving facility
under paragraph (i) of this section being
sent to the exporter or the EPA from a
country with which the EPA has
established an electronic exchange of
movement document tracking data may
be sent via the electronic exchange.
*
*
*
*
*
(4) Contracts must specify that the
foreign receiving facility send a copy of
the signed movement document to
confirm receipt within three working
days of shipment delivery to the
exporter and to the competent
authorities of the countries of import
and transit that control the shipment as
an import and transit of hazardous
waste respectively. For shipments sent
to a country with which the EPA has
established an electronic exchange of
movement document tracking data,
foreign receiving facility transmittal to
the exporter of the confirmation of
receipt may be sent via the electronic
exchange.
(5) Contracts must specify that the
foreign receiving facility shall send a
copy of the signed and dated
confirmation of recovery or disposal, as
soon as possible, but no later than thirty
days after completing recovery or
disposal on the waste in the shipment
and no later than one calendar year
following receipt of the waste, to the
exporter and to the competent authority
of the country of import that controls
the shipment as an import of hazardous
waste. For shipments sent to a country
with which the EPA has established an
electronic exchange of movement
document tracking data, foreign
receiving facility transmittal to the
exporter of the confirmation of recovery
or disposal may be sent via the
electronic exchange.
(6) * * *
(ii) Promptly send copies of the
confirmation of recovery or disposal
that it receives from the final foreign
recovery or disposal facility within one
year of shipment delivery to the final
foreign recovery or disposal facility that
performed one of recovery operations
R1 through R11, or RC1, or one of
disposal operations D1 through D12,
DC1 or DC2 to the competent authority
of the country of import that controls
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
the shipment as an import of hazardous
waste and to the exporter. For
shipments sent to a country with which
the EPA has established an electronic
exchange of movement document
tracking data, foreign receiving facility
transmittal to the exporter of the
confirmation of recovery or disposal
may be sent via the electronic exchange.
*
*
*
*
*
(g) Annual reports. The exporter shall
file an annual report with the EPA no
later than March 1 of each year
summarizing the types, quantities,
frequency, and ultimate destination of
all such hazardous waste exported
during the previous calendar year. The
exporter must submit annual reports to
the EPA using the allowable methods
specified in paragraph (b)(1) of this
section. The annual report must include
all of the following paragraphs (g)(1)
through (6) of this section specified as
follows:
*
*
*
*
*
(i) * * *
(1) The exporter shall keep the
following records in paragraphs (i)(1)(i)
through (vi) of this section and provide
them to the EPA or authorized State
personnel upon request:
*
*
*
*
*
(v) A copy of each contract or
equivalent arrangement established per
paragraph (f) of this section for at least
three (3) years from the expiration date
of the contract or equivalent
arrangement.
(vi) A copy of each manifest sent by
the last transporter in the United States
per § 263.20(g) of this chapter.
*
*
*
*
*
■ 13. Amend § 262.84 by:
■ a. Revising paragraphs (b)(1)(i)
through (iv), (b)(2), (c)(1)(i), and (c)(3);
■ b. Removing paragraph (c)(4);
■ c. Redesignating paragraph (c)(5) as
new paragraph (c)(4);
■ d. Revising paragraphs (d)(2)(i)
through (v), (viii), (ix), and (xv);
■ e. Adding paragraph (f)(4)(iii); and
■ f. Revising paragraphs (g)(1) and (2).
The revisions and additions read as
follows:
§ 262.84
Imports of hazardous waste.
*
*
*
*
*
(b) * * *
(1) * * *
(i) Foreign exporter name, site
address, telephone, fax numbers, and
email address;
(ii) Receiving facility name, EPA ID
number, site address, telephone, fax
numbers, email address, technologies
employed, and the applicable recovery
or disposal operations as defined in
§ 262.81;
PO 00000
Frm 00038
Fmt 4701
Sfmt 4700
(iii) Importer name (if not the owner
or operator of the receiving facility),
EPA ID number, site address, telephone,
fax numbers, and email address;
(iv) Intended transporter(s) and/or
their agent(s); site address, telephone,
fax numbers, and email address;
*
*
*
*
*
(2) Notifications listing interim
recycling operations or interim disposal
operations. If the receiving facility listed
in paragraph (b)(1)(ii) of this section
will engage in any of the interim
recovery operations R12, R13 or RC3 or
interim disposal operations D13 through
D15, the notification submitted
according to paragraph (b)(1) of this
section must also include the final
recovery or disposal facility name, site
address, telephone, fax numbers, email
address, technologies employed, and
which of the applicable recovery or
disposal operations R1 through R11,
RC1, and D1 through D12, will be
employed at the final recovery or
disposal facility. The recovery and
disposal operations in this paragraph
are defined in § 262.81.
*
*
*
*
*
(c) * * *
(1) * * *
(i) In place of the generator’s name,
mailing and site addresses and EPA
identification number, the name and
site address of the foreign generator and
the importer’s name, mailing address
and EPA identification number must be
used.
*
*
*
*
*
(3) In the International Shipments
block on the Continuation Sheet (EPA
Form 8700–22A), the importer must
check the import box and enter the port
of entry (city and State) into the United
States.
*
*
*
*
*
(d) * * *
(2) * * *
(i) The corresponding AOC number(s)
and waste number(s) for the listed waste
and if required to be accompanied by a
RCRA uniform hazardous waste
manifest within the United States, the
manifest tracking number from block 4;
(ii) The shipment number and the
total number of shipments under the
AOC number or the movement tracking
number;
(iii) Foreign exporter name, site
address, telephone, fax numbers, and
email address;
(iv) Receiving facility name, EPA ID
number, site address, telephone, fax
numbers, email address, technologies
employed, and the applicable recovery
or disposal operations as defined in
§ 262.81;
(v) Importer name (if not the owner or
operator of the receiving facility), EPA
E:\FR\FM\26JYR2.SGM
26JYR2
ddrumheller on DSK120RN23PROD with RULES2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
ID number, site address, telephone, fax
numbers, and email address;
*
*
*
*
*
(viii) Name (if not the foreign
exporter), site address, telephone, fax
numbers, and email of the foreign
company originating the shipment;
(ix) Company name, EPA ID number
(for transporters carrying RCRA
manifested hazardous waste within the
U.S. only), address, telephone, fax
numbers, and email address of all
transporters;
*
*
*
*
*
(xv) The receiving facility must send
a copy of the signed movement
document to confirm receipt within
three working days of shipment delivery
to the foreign exporter and to the
competent authorities of the countries of
export and transit that control the
shipment as an export and transit of
hazardous waste respectively. For
shipments received on or after the
electronic import-export reporting
compliance date, the receiving facility
must close out the movement document
to confirm receipt within three working
days of shipment delivery using the
EPA’s Waste Import Export Tracking
System (WIETS), or its successor
system. For shipments sent from a
country with which the EPA has
established an electronic exchange of
movement document tracking data, the
receiving facility may use WIETS or its
successor system to send movement
document confirmation data back
through the electronic exchange to the
foreign exporter and the country of
export.
(f) * * *
(4) * * *
(iii) Transmittals made by the
transporter or receiving facility under
paragraph (i) of this section being sent
to a competent authority or foreign
exporter in a country with which the
EPA has established an electronic
exchange of movement document
tracking data may be sent via the
electronic exchange.
*
*
*
*
*
(g) * * *
(1) Send copies of the signed and
dated confirmation of recovery or
disposal, as soon as possible, but no
later than thirty days after completing
recovery or disposal on the waste in the
shipment and no later than one calendar
year following receipt of the waste, to
the foreign exporter, to the competent
authority of the country of export that
controls the shipment as an export of
hazardous waste, and for shipments
recycled or disposed of on or after the
electronic import-export reporting
compliance date, to the EPA
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
electronically using the EPA’s WIETS,
or its successor system. For shipments
sent from a country with which the EPA
has established an electronic exchange
of movement document tracking data,
the receiving facility may use WIETS or
its successor system to send
confirmation of recovery or disposal
data back through the electronic
exchange to the foreign exporter and the
country of export.
(2) If the receiving facility performed
any of recovery operations R12, R13, or
RC3, or disposal operations D13 through
D15, the receiving facility shall
promptly send copies of the
confirmation of recovery or disposal
that it receives from the final recovery
or disposal facility within one year of
shipment delivery to the final recovery
or disposal facility that performed one
of recovery operations R1 through R11,
or RC1 to RC2, or one of disposal
operations D1 through D12, or DC1 to
DC2, to the competent authority of the
country of export that controls the
shipment as an export of hazardous
waste, and for confirmations received
on or after the electronic import-export
reporting compliance date, to the EPA
electronically using the EPA’s WIETS,
or its successor system. The recovery
and disposal operations in this
paragraph (g)(2) are defined in § 262.81.
For shipments sent from a country with
which the EPA has established an
electronic exchange of movement
document tracking data, the receiving
facility may use WIETS or its successor
system to send confirmation of recovery
or disposal data back through the
electronic exchange to the country of
export.
*
*
*
*
*
PART 263—STANDARDS APPLICABLE
TO TRANSPORTERS OF HAZARDOUS
WASTE
14. The authority citation for part 263
continues to read as follows:
■
Authority: 42 U.S.C. 6906, 6912, 6922–
6925, 6937, 6938, and 6939g.
15. Amend § 263.20 by revising
paragraphs (a)(2) and (9), (c), and (g)(1),
(3), and (4) to read as follows:
■
§ 263.20
The manifest system.
(a) * * *
(2) Exports. For exports of hazardous
waste subject to the requirements of 40
CFR part 262, subpart H a transporter
may not accept hazardous waste
without a manifest signed by the
generator in accordance with this
section, as appropriate, and a movement
PO 00000
Frm 00039
Fmt 4701
Sfmt 4700
60729
document that includes all information
required by § 262.83 of this chapter.
*
*
*
*
*
(9) Post-receipt manifest data
corrections. After facilities have
certified that the manifest is complete,
by signing it at the time of submission
to the EPA e-Manifest system, any postreceipt data corrections may be
submitted at any time by any interested
person (e.g., waste handler) named on
the manifest. If corrections are requested
by the Director for portions of the
manifest that a transporter is required to
complete, the transporter must address
the data correction within 30 days from
the date of the request. Data correction
submissions must be made
electronically via the post-receipt data
corrections process as in described in
§ 265.71(l) of this chapter, which
applies to corrections made to either
paper or electronic manifests.
*
*
*
*
*
(c) The transporter must ensure that
the manifest accompanies the hazardous
waste. For exports, the transporter must
ensure that a movement document that
includes all information required by
§ 262.83(d) of this chapter also
accompanies the hazardous waste. For
imports, the transporter must ensure
that a movement document that
includes all information required by
§ 262.84(d) of this chapter also
accompanies the hazardous waste.
*
*
*
*
*
(g) * * *
(1) Sign and date the manifest in the
International Shipments block on the
Continuation Sheet (EPA Form 8700–
22A) to indicate the date that the
shipment left the United States or has
been delivered to a seaport of exit for
loading onto an international carrier;
*
*
*
*
*
(3) Compliance date for manifest
returns on January 22, 2025. Beginning
on January 22, 2025, return signed, top
copies of the manifest and continuation
sheet to the generator. On December 1,
2025, this paragraph (g)(3) no longer
applies, and paragraph (g)(4) of this
section applies instead.
(4) Compliance date for manifest
returns on December 1, 2025. Beginning
on December 1, 2025, return signed, top
copies of the manifest and continuation
sheet to the exporter.
*
*
*
*
*
E:\FR\FM\26JYR2.SGM
26JYR2
60730
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
PART 264—STANDARDS FOR
OWNERS AND OPERATORS OF
HAZARDOUS WASTE TREATMENT,
STORAGE, AND DISPOSAL
FACILITIES
16. The authority citation for part 264
continues to read as follows:
■
Authority: 42 U.S.C. 6905, 6912(a), 6924,
6925, and 6939g.
17. Amend § 264.12 by revising
paragraphs (a)(2) and (a)(4)(i) and (ii) to
read as follows:
■
ddrumheller on DSK120RN23PROD with RULES2
§ 264.12
Required notices.
(a) * * *
(2) As per 40 CFR 262.84(d)(2)(xv), a
copy of the movement document
bearing all required signatures within
three (3) working days of receipt of the
shipment to the foreign exporter and to
the competent authorities of the
countries of export and transit that
control the shipment as an export and
transit shipment of hazardous waste
respectively. For shipments received on
or after the electronic import-export
reporting compliance date, the receiving
facility must close out the movement
document to confirm receipt within
three working days of shipment delivery
using the EPA’s Waste Import Export
Tracking System (WIETS), or its
successor system. For shipments sent
from a country with which the EPA has
established an electronic exchange of
movement document tracking data, the
receiving facility may use WIETS or its
successor system to send movement
document confirmation data back
through the electronic exchange to the
foreign exporter and the country of
export. The original of the signed
movement document must be
maintained at the facility for at least
three (3) years. The owner or operator of
a facility may satisfy this recordkeeping
requirement by retaining electronically
submitted documents in the facility’s
account on WIETS, or its successor
system, provided that copies are readily
available for viewing and production if
requested by any the EPA or authorized
State inspector. No owner or operator of
a facility may be held liable for the
inability to produce the documents for
inspection under this section if the
owner or operator of a facility can
demonstrate that the inability to
produce the document is due
exclusively to technical difficulty with
WIETS, or its successor system for
which the owner or operator of a facility
bears no responsibility.
*
*
*
*
*
(4) * * *
(i) Send copies of the signed and
dated confirmation of recovery or
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
disposal, as soon as possible, but no
later than thirty days after completing
recovery or disposal on the waste in the
shipment and no later than one calendar
year following receipt of the waste, to
the foreign exporter, to the competent
authority of the country of export that
controls the shipment as an export of
hazardous waste, and for shipments
recycled or disposed of on or after the
electronic import-export reporting
compliance date, to the EPA
electronically using WIETS, or its
successor system. For shipments sent
from a country with which the EPA has
established an electronic exchange of
movement document tracking data, the
receiving facility may use WIETS or its
successor system to send confirmation
of recovery or disposal data back
through the electronic exchange to the
foreign exporter and the country of
export.
(ii) If the facility performed any of
recovery operations R12, R13, or RC3, or
disposal operations D13 through D15,
promptly send copies of the
confirmation of recovery or disposal
that it receives from the final recovery
or disposal facility within one year of
shipment delivery to the final recovery
or disposal facility that performed one
of recovery operations R1 through R11,
or RC1, or one of disposal operations D1
through D12, or DC1 to DC2, to the
competent authority of the country of
export that controls the shipment as an
export of hazardous waste, and on or
after the electronic import-export
reporting compliance date, to the EPA
electronically using WIETS, or its
successor system. The recovery and
disposal operations in this paragraph
(a)(4)(ii) are defined in § 262.81 of this
chapter. For shipments sent from a
country with which the EPA has
established an electronic exchange of
movement document tracking data, the
receiving facility may use WIETS or its
successor system to send confirmation
of recovery or disposal data back
through the electronic exchange to the
country of export.
*
*
*
*
*
■ 18. Amend § 264.71 by:
■ a. Revising paragraph (a)(2)(i);
■ b. Removing and reserving paragraphs
(a)(2)(iv) and (a)(2)(v)(A); and
■ c. Revising paragraphs (a)(2)(v)(B),
(a)(3)(i) and (ii), (b)(4), (d), and (l)
introductory text.
The revisions read as follows:
§ 264.71
Use of manifest system.
(a) * * *
(2) * * *
(i) Sign and date, by hand, each copy
of the manifest;
*
*
*
*
*
PO 00000
Frm 00040
Fmt 4701
Sfmt 4700
(v) * * *
(B) Options for compliance on June
30, 2021. Send to the EPA e-Manifest
system an image file of the top copy
(Page 1) of the manifest and any
continuation sheet, or send to the EPA
e-Manifest system both a data file and
the image file corresponding to Page 1
of the manifest and any continuation
sheet, within 30 days of the date; of
delivery; and
*
*
*
*
*
(3) * * *
(i) Additionally, list the relevant
waste stream consent number from
consent documentation supplied by
EPA to the facility for each waste listed
on the manifest in the International
Shipments block on the Continuation
Sheet (EPA Form 8700–22A), matched
to the relevant list number for the waste
from block 9b. If additional space is
needed, the owner or operator should
use an additional Continuation Sheet(s)
(EPA Form 8700–22A); and
(ii) Send a copy of the manifest within
thirty (30) days of delivery to the EPA
e-Manifest system per paragraph
(a)(2)(v) of this section.
(b) * * *
(4) Within 30 days of delivery, send
a copy (Page 1) of the signed and dated
manifest to the EPA e-Manifest system;
and
*
*
*
*
*
(d) International movement
documents. As per 40 CFR
262.84(d)(2)(xv), within three (3)
working days of the receipt of a
shipment subject to 40 CFR part 262,
subpart H, the owner or operator of a
facility must provide a copy of the
movement document bearing all
required signatures to the foreign
exporter and to the competent
authorities of the countries of export
and transit that control the shipment as
an export and transit of hazardous waste
respectively. For shipments received on
or after the electronic import-export
reporting compliance date, the receiving
facility must close out the movement
document to confirm receipt within
three working days of shipment delivery
using EPA’s Waste Import Export
Tracking System (WIETS), or its
successor system. For shipments sent
from a country with which EPA has
established an electronic exchange of
movement document tracking data, the
receiving facility may use WIETS or its
successor system to send movement
document confirmation data back
through the electronic exchange to the
foreign exporter and the country of
export. The original copy of the
movement document must be
maintained at the facility for at least
E:\FR\FM\26JYR2.SGM
26JYR2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
three (3) years from the date of
signature. The owner or operator of a
facility may satisfy this recordkeeping
requirement by retaining electronically
submitted documents in the facility’s
account on WIETS, or its successor
system, provided that copies are readily
available for viewing and production if
requested by any EPA or authorized
State inspector. No owner or operator of
a facility may be held liable for the
inability to produce the documents for
inspection under this section if the
owner or operator of a facility can
demonstrate that the inability to
produce the document is due
exclusively to technical difficulty with
WIETS, or its successor system, for
which the owner or operator of a facility
bears no responsibility.
*
*
*
*
*
(l) Post-receipt manifest data
corrections. After facilities have
certified that the manifest is complete,
by signing it at the time of submission
to the EPA e-Manifest system, any postreceipt data corrections may be
submitted at any time by any interested
person (e.g., waste handler) named on
the manifest. If corrections are requested
by the Director for portions of the
manifest that a designated facility is
required to complete, the facility must
make the data correction within 30 days
from the date of the request.
*
*
*
*
*
■ 19. Amend § 264.72 by revising
paragraphs (c) and (g) to read as follows:
§ 264.72
Manifest discrepancies.
ddrumheller on DSK120RN23PROD with RULES2
*
*
*
*
*
(c) Upon discovering a significant
difference in quantity or type, the owner
or operator must attempt to reconcile
the discrepancy with the waste
generator or transporter (e.g., with
telephone conversations). If the
discrepancy is not resolved within 20
days after receiving the waste, the
owner or operator must:
(1) Immediately submit to the
Regional Administrator a letter
describing the discrepancy and attempts
to reconcile it, and a copy of the
manifest or shipping paper at issue.
(2) Beginning on December 1, 2025,
immediately submit a Discrepancy
Report to the EPA e-Manifest system
describing the discrepancy and attempts
to reconcile it, and a copy of the
manifest or shipping paper at issue.
Beginning on December 1, 2025, the
EPA will no longer accept mailed paper
Discrepancy Reports from facilities.
*
*
*
*
*
(g) If a facility rejects a waste or
identifies a container residue that
exceeds the quantity limits for ‘‘empty’’
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
containers set forth in § 261.7(b) of this
chapter after it has signed, dated, and
returned a copy of the manifest to the
delivering transporter or to the
generator, the facility must amend its
copy of the manifest to indicate the
rejected wastes or residues in the
discrepancy space of the amended
manifest. The facility must also copy the
manifest tracking number from Item 4 of
the new manifest to the Discrepancy
space of the amended manifest and
must re-sign and date the manifest to
certify to the information as amended.
The facility must retain the amended
manifest for at least three years from the
date of amendment, and must within 30
days, send a copy of the amended
manifest to the transporter that received
copies prior to their being amended.
Facilities are not required to send the
amended manifest to any transporter
who is registered in the EPA’s eManifest system. Registered transporters
may obtain the signed and dated copy
of a completed manifest from the EPA
e-Manifest system in lieu of receiving
the manifest through U.S. postal mail.
■ 20. Amend § 264.76 by adding
paragraph (b) to read as follows:
§ 264.76
Unmanifested waste report.
*
*
*
*
*
(b) Beginning on December 1, 2025, if
a facility accepts for treatment, storage,
or disposal any hazardous waste from
an off-site source without an
accompanying manifest, or without an
accompanying shipping paper as
described by § 263.20(e) of this chapter,
and if the waste is not excluded from
the manifest requirement by this
chapter, then the owner or operator
must prepare an electronic
Unmanifested Waste Report in the EPA
e-Manifest system for submission to the
EPA within 15 days after receiving the
waste. The Unmanifested Waste Report
must contain the following information:
(1) The EPA identification number,
name and address of the facility;
(2) The date the facility received the
waste;
(3) The EPA identification number,
name and address of the generator and
the transporter, if available;
(4) A description and the quantity of
each unmanifested hazardous waste the
facility received;
(5) The method of treatment, storage,
or disposal for each hazardous waste;
(6) The certification signed by the
owner or operator of the facility or his
authorized representative; and
(7) A brief explanation of why the
waste was unmanifested, if known.
■ 21. Amend § 264.1310 by revising the
definition of ‘‘Paper manifest
submissions’’ to read as follows:
PO 00000
Frm 00041
Fmt 4701
Sfmt 4700
§ 264.1310
subpart.
60731
Definitions applicable to this
*
*
*
*
*
Paper manifest submissions mean
submissions to the paper processing
center of the EPA e-Manifest system by
facility owners or operators, of the data
from the designated facility copy of a
paper manifest, EPA Form 8700–22, or
a paper Continuation Sheet, EPA Form
8700–22A. Such submissions may be
made by submitting image files from
paper manifests or continuation sheets
in accordance with § 264.1311(b), or by
submitting both an image file and data
file in accordance with the procedures
of § 264.1311(c).
*
*
*
*
*
22. Amend § 264.1311 by revising
paragraphs (a)(2), (b) introductory text,
and (c) introductory text to read as
follows:
■
§ 264.1311
to fees.
Manifest transactions subject
(a) * * *
(2) The submission of each paper
manifest submission to the paper
processing center signed by owners or
operators of receiving facilities, with the
fee assessed according to whether the
manifest is submitted to the system by
the upload of an image file or by the
upload of a data file representation of
the paper manifest; and
*
*
*
*
*
(b) Image file uploads from paper
manifests. Receiving facilities may
submit image file uploads of completed,
ink-signed manifests to the EPA eManifest system. Such image file upload
submissions may be made for individual
manifests received by a facility or as a
batch upload of image files from
multiple paper manifests received at the
facility:
*
*
*
*
*
(c) Data file uploads from paper
manifests. Receiving facilities may
submit data file representations of
completed, ink-signed manifests in lieu
of submitting image files to the EPA
e-Manifest system. Such data file
submissions from paper manifests may
be made for individual manifests
received by a facility or as a batch
upload of data files from multiple paper
manifests received at the facility.
*
*
*
*
*
23. Amend § 264.1312, in paragraphs
(a) and (b)(1), by revising the formulas
to read as follows:
■
§ 264.1312 User fee calculation
methodology.
(a) * * *
E:\FR\FM\26JYR2.SGM
26JYR2
60732
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
.
( Marginal Costi
System Setup Cost
y
N
ears x t
x (1 + Indirect Cost Factor)
+
+
O&M Cost)
N
t
System Setup Cost= Procurement Cost+ EPA Program Cost
O&M Cost = Electronic System O&M Cost+ Paper Center O&M Cost+
Help Desk Cost+ EPA Program Cost+ CROMERR Cost+
LifeCycle Cost to Modify or Upgrade e - Manifest System Related Services
*
*
*
*
*
(b)(1) * * *
.
Feei = ( Marginal Costi
System Setup Cost
y
N
ears x t
x (1 + Indirect Cost Factor)
+
+
O&Mi Cost)
N
i
System Setup Cost= Procurement Cost+ EPA Program Cost
O&Mfully electronic Cost= Electronic System O&M Cost+ Help Desk Cost+
EPA Program Cost+ CROM ERR Cost+ LifeCycle Cost to Modify or Upgrade e Manifest System Related Services
*
*
*
*
PART 265—INTERIM STATUS
STANDARDS FOR OWNERS AND
OPERATORS OF HAZARDOUS WASTE
TREATMENT, STORAGE, AND
DISPOSAL FACILITIES
24. The authority citation for part 265
continues to read as follows:
■
Authority: 42 U.S.C. 6905, 6906, 6912,
6922, 6923, 6924, 6925, 6935, 6936, 6937,
and 6939g.
25. Amend § 265.12 by revising
paragraphs (a)(2) and (a)(4)(i) and (ii) to
read as follows:
■
ddrumheller on DSK120RN23PROD with RULES2
§ 265.12
Required notices.
(a) * * *
(2) As per 40 CFR 262.84(d)(2)(xv), a
copy of the movement document
bearing all required signatures within
three (3) working days of receipt of the
shipment to the foreign exporter and to
the competent authorities of the
countries of export and transit that
control the shipment as an export and
transit shipment of hazardous waste
respectively. For shipments received on
or after the electronic import-export
reporting compliance date, the receiving
facility must close out the movement
document to confirm receipt within
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
three working days of shipment delivery
using the EPA’s Waste Import Export
Tracking System (WIETS), or its
successor system. For shipments sent
from a country with which the EPA has
established an electronic exchange of
movement document tracking data, the
receiving facility may use WIETS or its
successor system to send movement
document confirmation data back
through the electronic exchange to the
foreign exporter and the country of
export. The original of the signed
movement document must be
maintained at the facility for at least
three (3) years. The owner or operator of
a facility may satisfy this recordkeeping
requirement by retaining electronically
submitted documents in the facility’s
account on WIETS, or its successor
system, provided that copies are readily
available for viewing and production if
requested by any EPA or authorized
State inspector. No owner or operator of
a facility may be held liable for the
inability to produce the documents for
inspection under this section if the
owner or operator of a facility can
demonstrate that the inability to
produce the document is due
exclusively to technical difficulty with
WIETS, or its successor system, for
PO 00000
Frm 00042
Fmt 4701
Sfmt 4700
which the owner or operator of a facility
bears no responsibility.
*
*
*
*
*
(4) * * *
(i) Send copies of the signed and
dated confirmation of recovery or
disposal, as soon as possible, but no
later than thirty days after completing
recovery or disposal on the waste in the
shipment and no later than one calendar
year following receipt of the waste, to
the foreign exporter, to the competent
authority of the country of export that
controls the shipment as an export of
hazardous waste, and on or after the
electronic import-export reporting
compliance date, to the EPA
electronically using WIETS, or its
successor system. For shipments sent
from a country with which the EPA has
established an electronic exchange of
movement document tracking data, the
receiving facility may use WIETS or its
successor system to send confirmation
of recovery or disposal data back
through the electronic exchange to the
foreign exporter and the country of
export.
(ii) If the facility performed any of
recovery operations R12, R13, or RC3, or
disposal operations D13 through D15,
promptly send copies of the
confirmation of recovery or disposal
E:\FR\FM\26JYR2.SGM
26JYR2
ER26JY24.000
*
ER26JY24.001
O&Mall other Cost = Electronic System O&M Cost+ Paper Center O&M Cost+
Help Desk Cost+ EPA Program Cost+ CROM ERR Cost+
LifeCycle Cost to Modify or Upgrade e - Manifest System Related Services
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
that it receives from the final recovery
or disposal facility within one year of
shipment delivery to the final recovery
or disposal facility that performed one
of recovery operations R1 through R11,
or RC1, or one of disposal operations D1
through D12, or DC1 to DC2, to the
competent authority of the country of
export that controls the shipment as an
export of hazardous waste, and on or
after the electronic import-export
reporting compliance date, to the EPA
electronically using WIETS, or its
successor system. The recovery and
disposal operations in this paragraph
are defined in § 262.81 of this chapter.
For shipments sent from a country with
which the EPA has established an
electronic exchange of movement
document tracking data, the receiving
facility may use WIETS or its successor
system to send confirmation of recovery
or disposal data back through the
electronic exchange to the country of
export.
*
*
*
*
*
■ 26. Amend § 265.71 by:
■ a. Revising paragraph (a)(2)(i);
■ b. Removing and reserving paragraphs
(a)(2)(iv) and (a)(2)(v)(A);
■ c. Revising paragraph (a)(2)(v)(B);
■ d. Adding paragraph (a)(2)(vi); and
■ e. Revising paragraphs (a)(3)(i) and
(ii), (b)(4), (d), and (l) introductory text.
The revisions and additions read as
follows:
ddrumheller on DSK120RN23PROD with RULES2
§ 265.71
Use of manifest system.
(a) * * *
(2) * * *
(i) Sign and date, by hand, each copy
of the manifest;
*
*
*
*
*
(v) * * *
(B) Options for compliance on June
30, 2021. Send to the EPA e-Manifest
system an image file of the top copy
(Page 1) of the manifest and any
continuation sheet, or send to the EPA
e-Manifest system both a data file and
the image file corresponding to Page 1
of the manifest and any continuation
sheet, within 30 days of the date of
delivery; and
(vi) Retain at the facility a copy of
each manifest for at least three years
from the date of delivery.
(3) * * *
(i) Additionally, list the relevant
waste stream consent number from
consent documentation supplied by the
EPA to the facility for each waste listed
on the manifest in the International
Shipments block on the Continuation
Sheet (EPA Form 8700–22A), matched
to the relevant list number for the waste
from block 9b. If additional space is
needed, the owner or operator should
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
use an additional Continuation Sheet(s)
(EPA Form 8700–22A); and
(ii) Send a copy of the manifest to the
EPA e-Manifest system per paragraph
(a)(2)(v) of this section.
(b) * * *
(4) Within 30 days of delivery, send
a copy (Page 1) of the signed and dated
manifest to the EPA e-Manifest system.
*
*
*
*
*
(d) International movement
documents. As per 40 CFR
262.84(d)(2)(xv), within three (3)
working days of the receipt of a
shipment subject to 40 CFR part 262,
subpart H, the owner or operator of a
facility must provide a copy of the
movement document bearing all
required signatures to the foreign
exporter and to the competent
authorities of the countries of export
and transit that control the shipment as
an export and transit shipment of
hazardous waste respectively. For
shipments received on or after the
electronic import-export reporting
compliance date, the receiving facility
must close out the movement document
to confirm receipt within three working
days of shipment delivery using WIETS,
or its successor system. For shipments
sent from a country with which the EPA
has established an electronic exchange
of movement document tracking data,
the receiving facility may use WIETS or
its successor system to send movement
document confirmation data back
through the electronic exchange to the
foreign exporter and the country of
export. The original copy of the
movement document must be
maintained at the facility for at least
three (3) years from the date of
signature. The owner or operator of a
facility may satisfy this recordkeeping
requirement by retaining electronically
submitted documents in the facility’s
account on WIETS, or its successor
system, provided that copies are readily
available for viewing and production if
requested by any EPA or authorized
State inspector. No owner or operator of
a facility may be held liable for the
inability to produce the documents for
inspection under this section if the
owner or operator of a facility can
demonstrate that the inability to
produce the document is due
exclusively to technical difficulty with
the EPA’s Waste Import Export Tracking
System (WIETS), or its successor
system, for which the owner or operator
of a facility bears no responsibility.
*
*
*
*
*
(l) Post-receipt manifest data
corrections. After facilities have
certified that the manifest is complete,
by signing it at the time of submission
PO 00000
Frm 00043
Fmt 4701
Sfmt 4700
60733
to the EPA e-Manifest system, any postreceipt data corrections may be
submitted at any time by any interested
person (e.g., waste handler) named on
the manifest. If corrections are requested
by the Director for portions of the
manifest that a designated facility is
required to complete, the facility must
address the data correction within 30
days from the date of the request.
*
*
*
*
*
■ 27. Amend § 265.72 by revising
paragraphs (c) and (g) to read as follows:
§ 265.72
Manifest discrepancies.
*
*
*
*
*
(c) Upon discovering a significant
difference in quantity or type, the owner
or operator must attempt to reconcile
the discrepancy with the waste
generator or transporter (e.g., with
telephone conversations). If the
discrepancy is not resolved within 20
days after receiving the waste, the
owner or operator must:
(1) Immediately submit to the
Regional Administrator a letter
describing the discrepancy and attempts
to reconcile it, and a copy of the
manifest or shipping paper at issue.
(2) Beginning on December 1, 2025,
immediately submit a Discrepancy
Report to the EPA e-Manifest system
describing the discrepancy and attempts
to reconcile it, and a copy of the
manifest or shipping paper at issue.
Beginning on December 1, 2025, the
EPA will no longer accept mailed paper
Discrepancy Reports from facilities.
*
*
*
*
*
(g) If a facility rejects a waste or
identifies a container residue that
exceeds the quantity limits for ‘‘empty’’
containers set forth in § 261.7(b) of this
chapter after it has signed, dated, and
returned a copy of the manifest to the
delivering transporter or to the
generator, the facility must amend its
copy of the manifest to indicate the
rejected wastes or residues in the
discrepancy space of the amended
manifest. The facility must also copy the
manifest tracking number from Item 4 of
the new manifest to the Discrepancy
space of the amended manifest and
must re-sign and date the manifest to
certify to the information as amended.
The facility must retain the amended
manifest for at least three years from the
date of amendment, and must within 30
days, send a copy of the amended
manifest to the transporter that received
copies prior to their being amended.
Facilities are not required to send the
amended manifest to any transporter
who is registered in the EPA’s eManifest system. Registered transporters
may obtain the signed and dated copy
E:\FR\FM\26JYR2.SGM
26JYR2
60734
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
of a completed manifest from the EPA
e-Manifest system in lieu of receiving
the manifest through U.S. postal mail.
■ 28. Amend § 265.76 by adding
paragraph (b) to read as follows:
(7) A brief explanation of why the
waste was unmanifested, if known.
■ 29. Amend § 265.1310 by revising the
definition of ‘‘Paper manifest
submissions’’ to read as follows:
§ 265.76
§ 265.1310
subpart.
Unmanifested waste report.
*
*
*
*
*
(b) Beginning on December 1, 2025, if
a facility accepts for treatment, storage,
or disposal any hazardous waste from
an off-site source without an
accompanying manifest, or without an
accompanying shipping paper as
described by § 263.20(e) of this chapter,
and if the waste is not excluded from
the manifest requirement by this
chapter, then the owner or operator
must prepare an electronic
Unmanifested Waste Report in the EPA
e-Manifest system for submission to the
EPA within 15 days after receiving the
waste. The Unmanifested Waste Report
must contain the following information:
(1) The EPA identification number,
name and address of the facility;
(2) The date the facility received the
waste;
(3) The EPA identification number,
name and address of the generator and
the transporter, if available;
(4) A description and the quantity of
each unmanifested hazardous waste the
facility received;
(5) The method of treatment, storage,
or disposal for each hazardous waste;
(6) The certification signed by the
owner or operator of the facility or his
authorized representative; and
Definitions applicable to this
*
*
*
*
*
Paper manifest submissions mean
submissions to the paper processing
center of the EPA e-Manifest system by
facility owners or operators, of the data
from the designated facility copy of a
paper manifest, EPA Form 8700–22, or
a paper Continuation Sheet, EPA Form
8700–22A. Such submissions may be
made by submitting image files from
paper manifests or continuation sheets
in accordance with § 264.1311(b) of this
chapter, or by submitting both an image
file and data file in accordance with the
procedures of § 264.1311(c) of this
chapter.
*
*
*
*
*
■ 30. Amend § 265.1311 by revising
paragraphs (a)(2), (b) introductory text,
and (c) introductory text to read as
follows:
§ 265.1311
to fees.
Manifest transactions subject
manifest is submitted to the system by
the upload of an image file or by the
upload of a data file representation of
the paper manifest; and
*
*
*
*
*
(b) Image file uploads from paper
manifests. Receiving facilities may
submit image file uploads of completed,
ink-signed manifests to the EPA eManifest system. Such image file upload
submissions may be made for individual
manifests received by a facility or as a
batch upload of image files from
multiple paper manifests received at the
facility:
*
*
*
*
*
(c) Data file uploads from paper
manifests. Receiving facilities may
submit data file representations of
completed, ink-signed manifests in lieu
of submitting image files to the EPA eManifest system. Such data file
submissions from paper manifests may
be made for individual manifests
received by a facility or as a batch
upload of data files from multiple paper
manifests received at the facility.
*
*
*
*
*
31. Amend § 265.1312, in paragraphs
(a) and (b)(1), by revising the formulas
to read as follows:
■
(a) * * *
(2) The submission of each paper
manifest submission to the paper
processing center signed by owners or
operators of receiving facilities, with the
fee assessed according to whether the
§ 265.1312 User fee calculation
methodology.
(a) * * *
.
System Setup Cost O&M Cost)
( Marginal Costi +
y
N
+
N
ears x t
t
x (1 + Indirect Cost Factor)
System Setup Cost= Procurement Cost+ EPA Program Cost
O&M Cost = Electronic System O&M Cost+ Paper Center O&M Cost+
Help Desk Cost+ EPA Program Cost+ CROMERR Cost+
LifeCycle Cost to Modify or Upgrade e - Manifest System Related Services
*
*
VerDate Sep<11>2014
*
*
18:03 Jul 25, 2024
(b)(1) * * *
Jkt 262001
PO 00000
Frm 00044
Fmt 4701
Sfmt 4700
E:\FR\FM\26JYR2.SGM
26JYR2
ER26JY24.002
ddrumheller on DSK120RN23PROD with RULES2
*
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
.
Feei = ( Marginal Costi
System Setup Cost
y
N
ears x t
x (1 + Indirect Cost Factor)
+
+
60735
O&Mi Cost)
N
i
System Setup Cost= Procurement Cost+ EPA Program Cost
O&Mfully electronic Cost= Electronic System O&M Cost+ Help Desk Cost+
EPA Program Cost+ CROM ERR Cost+ LifeCycle Cost to Modify or Upgrade e Manifest System Related Services
O&Mall other Cost = Electronic System O&M Cost+ Paper Center O&M Cost+
Help Desk Cost+ EPA Program Cost+ CROM ERR Cost+
LifeCycle Cost to Modify or Upgrade e - Manifest System Related Services
*
*
*
*
PART 267—STANDARDS FOR
OWNERS AND OPERATORS OF
HAZARDOUS WASTE FACILITIES
OPERATING UNDER A
STANDARDIZED PERMIT
32. The authority citation for part 267
continues to read as follows:
■
Authority: 42 U.S.C. 6902, 6912(a), 6924–
6926, and 6930.
33. Amend § 267.71 by revising
paragraphs (a)(6)(i) and (ii) and (d) to
read as follows:
■
ddrumheller on DSK120RN23PROD with RULES2
§ 267.71
Use of the manifest system.
(a) * * *
(6) * * *
(i) Additionally, list the relevant
waste stream consent number from
consent documentation supplied by the
EPA to the facility for each waste listed
on the manifest in the International
Shipments block on the Continuation
Sheet (EPA Form 8700–22A), matched
to the relevant list number for the waste
from block 9b. If additional space is
needed, the receiving facility should use
an additional Continuation Sheet(s)
(EPA Form 8700–22A); and
(ii) Submit a copy of the manifest to
the e-Manifest system per 40 CFR
264.71(a)(2)(v) or 265.71(a)(2)(v).
*
*
*
*
*
(d) As per 40 CFR 262.84(d)(2)(xv),
within three (3) working days of the
receipt of a shipment subject to 40 CFR
part 262, subpart H, the owner or
operator of a facility must provide a
copy of the movement document
bearing all required signatures to the
foreign exporter and to the competent
authorities of the countries of export
and transit that control the shipment as
an export and transit shipment of
hazardous waste respectively. For
shipments received on or after the
electronic import-export reporting
compliance date, the receiving facility
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
must close out the movement document
to confirm receipt within three working
days of shipment delivery using the
EPA’s Waste Import Export Tracking
System (WIETS), or its successor
system. For shipments sent from a
country with which the EPA has
established an electronic exchange of
movement document tracking data, the
receiving facility may use WIETS, or its
successor system, to send movement
document confirmation data back
through the electronic exchange to the
foreign exporter and the country of
export. The original copy of the
movement document must be
maintained at the facility for at least
three (3) years from the date of
signature. The owner or operator of a
facility may satisfy this recordkeeping
requirement by retaining electronically
submitted documents in the facility’s
account on the EPA’s Waste Import
Export Tracking System (WIETS), or its
successor system, provided that copies
are readily available for viewing and
production if requested by any the EPA
or authorized State inspector. No owner
or operator of a facility may be held
liable for the inability to produce the
documents for inspection under this
section if the owner or operator of a
facility can demonstrate that the
inability to produce the document is
due exclusively to technical difficulty
with the EPA’s Waste Import Export
Tracking System (WIETS), or its
successor system, for which the owner
or operator of a facility bears no
responsibility.
PART 270—EPA ADMINISTERED
PERMIT PROGRAMS: THE
HAZARDOUS WASTE PERMIT
PROGRAM
35. Amend § 270.30 by revising
paragraphs (l)(7) and (8) to read as
follows:
■
§ 270.30 Conditions applicable to all
permits.
*
*
*
*
*
(l) * * *
(7) Manifest discrepancy report. If a
significant discrepancy in a manifest is
discovered, the permittee must:
(i) Attempt to reconcile the
discrepancy. If not resolved within 20
days, the permittee must submit a letter
report, including a copy of the manifest,
to the Director. (See 40 CFR 264.72.)
(ii) Beginning on December 1, 2025,
attempt to reconcile the discrepancy. If
not resolved within 20 days, the
permittee must immediately submit a
Discrepancy Report to the EPA eManifest System describing the
discrepancy and attempts to reconcile it,
and a copy of the manifest or shipping
paper at issue. (See 40 CFR 264.72.)
(8) Unmanifested waste report. A
permittee must:
(i) Submit the Unmanifested Waste
Report to the Director within 15 days of
receipt of unmanifested waste. (See 40
CFR 264.76.)
(ii) Beginning on December 1, 2025,
submit an electronic Unmanifested
Waste Report in the EPA e-Manifest
system for submission to the EPA
within 15 days of receipt of
unmanifested waste. (See 40 CFR
264.76.)
*
*
*
*
*
PART 271—REQUIREMENTS FOR
AUTHORIZATION OF STATE
HAZARDOUS WASTE PROGRAMS
36. The authority citation for part 271
continues to read as follows:
■
■
34. The authority citation for part 270
continues to read as follows:
Authority: 42 U.S.C. 6905, 6912(a), 6926,
and 6939g.
Authority: 42 U.S.C. 6905, 6912, 6924,
6925, 6927, 6939, and 6974.
■
PO 00000
Frm 00045
Fmt 4701
Sfmt 4700
37. Amend § 271.1, in paragraph (j)(2),
by:
E:\FR\FM\26JYR2.SGM
26JYR2
ER26JY24.003
*
60736
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
a. In table 1, adding an entry in
chronological order by ‘‘Promulgation
date’’; and
■
b. In table 2, adding an entry in
chronological order by ‘‘Effective date’’.
The additions read as follows:
■
§ 271.1
*
Purpose and scope.
*
*
(j) * * *
(2) * * *
*
*
TABLE 1—REGULATIONS IMPLEMENTING THE HAZARDOUS AND SOLID WASTE AMENDMENTS OF 1984
Promulgation
date
Title of regulation
*
July 26, 2024 ...............
*
*
*
Integrating e-Manifest with Hazardous Waste
Exports and Other Manifest-Related Reports,
PCB Manifest Amendments, and Technical
Corrections.
*
*
*
*
Federal Register reference
*
*
[INSERT FIRST PAGE OF FEDERAL REGISTER CITATION].
Effective date
*
January 22, 2025.
*
TABLE 2—SELF-IMPLEMENTING PROVISIONS OF THE HAZARDOUS AND SOLID WASTE AMENDMENTS OF 1984
Effective date
Self-implementing provision
*
January 22, 2025 ..........
*
*
*
e-Manifest user fees for hazardous waste exporters, related export/import revisions, manifestrelated reporting, manifest requirements.
*
*
*
*
*
38. Amend § 271.10 by:
a. Adding paragraph (f)(4)(i);
b. Adding and reserving paragraph
(f)(4)(ii);
■ c. Revising paragraph (h)(2); and
■ d. Adding paragraph (j).
The additions and revisions read as
follows:
■
■
■
§ 271.10 Requirements for generators of
hazardous wastes.
ddrumheller on DSK120RN23PROD with RULES2
*
*
*
*
*
(f) * * *
(4) * * *
(i) Beginning on December 1, 2025,
investigate instances where manifests
have
not been returned by the owner or
operator of the designated facility and
report such instances by electronic
submission in the EPA’s e-Manifest
system to the State in which the
shipment originated.
*
*
*
*
*
(h) * * *
(2) The State in which the generator
is located (generator State) may require
that the initial generator copy of the
paper manifest form be submitted to the
State.
*
*
*
*
*
(j) The State shall have standards for
hazardous waste exporters which are
equivalent to 40 CFR part 262. These
standards shall include:
(1) Compliance with the manifest
system including the requirements that:
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
RCRA citation
*
*
*
3017 [INSERT FIRST PAGE OF FEDERAL REGISTER CITATION.
(i) Beginning on December 1, 2025,
the exporter submits a signed copy of
the manifest and continuation sheet to
the EPA e-Manifest system.
(ii) The exporter lists the relevant
consent number from consent
documentation supplied by the EPA
facility for each waste listed on the
manifest in the International Shipments
block on the Continuation Sheet (EPA
Form 8700–22A), matched to the
relevant list number for the waste from
block 9b; and
(2) Beginning on December 1, 2025,
the exporter pays user fees to the EPA
to recover the EPA’s costs related to the
development and operation of an
electronic hazardous waste manifest
system, in the amounts specified by the
user fee methodology included in 40
CFR part 265, subpart FF for all paper
and electronic manifests submitted to
the EPA e-Manifest system.
39. Amend § 271.12 by adding
paragraphs (l) and (m) to read as
follows:
■
§ 271.12 Requirements for hazardous
waste management facilities.
*
*
*
*
*
(l) Beginning on December 1, 2025,
requirements for owners and operators
of facilities to submit electronic
Discrepancy Reports to the EPA eManifest system; and
(m) Beginning on December 1, 2025,
requirements for owners and operators
to submit electronic Unmanifested
PO 00000
Frm 00046
Fmt 4701
Sfmt 4700
Federal Register reference
Waste Reports to the EPA e-Manifest
system.
PART 761—POLYCHLORINATED
BIPHENYLS (PCBs)
MANUFACTURING, PROCESSING,
DISTRIBUTION IN COMMERCE, AND
USE PROHIBITIONS
40. The authority citation for part 761
is revised to read as follows:
■
Authority: 15 U.S.C. 2605, 2607, 2611,
2614, and 2616 and 42 U.S.C. 6939g.
41. Amend § 761.3 by adding in
alphabetical order the definition for
‘‘Electronic manifest’’ to read as follows:
■
§ 761.3
Definitions.
*
*
*
*
*
Electronic manifest means the
electronic equivalent of the manifest
(which is defined in this section as the
shipping document EPA form 8700–22
and any continuation sheet attached to
EPA form 8700–22) that is obtained
from the EPA’s national e-Manifest
system and transmitted electronically to
the system in accordance with the
instructions included with the form,
and subpart K of this part, and also in
accordance with §§ 262.20, 262.24, and
262.25 of this chapter.
*
*
*
*
*
Subpart D—Storage and Disposal
42. Amend § 761.60 by revising
paragraph (e) to read as follows:
■
E:\FR\FM\26JYR2.SGM
26JYR2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
§ 761.60
Disposal requirements.
*
*
*
*
*
(e) Any person who is required to
incinerate any PCBs and PCB items
under this subpart and who can
demonstrate that an alternative method
of destroying PCBs and PCB items exists
and that this alternative method can
achieve a level of performance
equivalent to an incinerator approved
under § 761.70 or a high efficiency
boiler operating in compliance with
§ 761.71, must submit a written request
to the EPA Regional Administrator or
the Director, Office of Resource
Conservation and Recovery, for a waiver
from the incineration requirements of
§ 761.70 or § 761.71. Requests for
approval of alternate methods that will
be operated in more than one Region
must be submitted to the Director,
Office of Resource Conservation and
Recovery, except for research and
development activities involving less
than 500 pounds of PCB material (see
paragraph (i)(2) of this section).
Requests for approval of alternate
methods that will be operated in only
one Region must be submitted to the
appropriate the EPA Regional
Administrator. The applicant must
show that their method of destroying
PCBs will not present an unreasonable
risk of injury to health or the
environment. On the basis of such
information and any available
information, the EPA may, in its
discretion, approve the use of the
alternate method if it finds that the
alternate disposal method provides PCB
destruction equivalent to disposal in a
§ 761.70 incinerator or a § 761.71 high
efficiency boiler and will not present an
unreasonable risk of injury to health or
the environment. Any approval must be
stated in writing and may include such
conditions and provisions as the EPA
deems appropriate. The person to whom
such waiver is issued must comply with
all limitations contained in such
determination. No person may use the
alternate method of destroying PCBs or
PCB items prior to obtaining permission
from the appropriate the EPA official.
*
*
*
*
*
■ 43. Amend § 761.205 by revising
paragraph (d) to read as follows:
ddrumheller on DSK120RN23PROD with RULES2
§ 761.205 Notification of PCB waste
activity (EPA Form 7710–53).
*
*
*
*
*
(d) Persons required to notify under
this section shall file EPA Form 7710–
53 with the EPA in accordance with the
instructions on the form.
*
*
*
*
*
■ 44. Amend § 761.207 by adding
paragraph (g) to read as follows:
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
§ 761.207 The manifest—general
requirements.
*
*
*
*
*
(g)(1) Electronic manifest. A person
required to prepare a manifest under
this section may prepare and use an
electronic manifest, provided that the
person:
(i) Complies with the requirements in
§ 262.24 of this chapter for use of
electronic manifests; and
(ii) Complies with the requirements of
40 CFR 3.10 for the reporting of
electronic documents to the EPA.
(2) Legal equivalence to paper
manifests. Electronic manifests that are
obtained, completed, and transmitted in
accordance with § 262.20(a)(3) of this
chapter, and used in accordance with
§§ 262.20, 262.24, and 262.25 of this
chapter in lieu of EPA Forms 8700–22
and 8700–22A, are the legal equivalent
of paper manifest forms bearing
handwritten signatures, and satisfy for
all purposes any requirement in subpart
K of this part to obtain, complete, sign,
provide, use, or retain a manifest.
(i) Any requirement in subpart K of
this part to sign a manifest or manifest
certification by hand, or to obtain a
handwritten signature, is satisfied by
signing with or obtaining a valid and
enforceable electronic signature within
the meaning of § 262.25 of this chapter.
(ii) Any requirement in subpart K of
this part to give, provide, send, forward,
or return to another person a copy of the
manifest is satisfied when an electronic
manifest is transmitted to the other
person by submission to the EPA eManifest system.
(iii) Any requirement in subpart K of
this part for a generator to keep or retain
a copy of each manifest is satisfied by
retention of a signed electronic manifest
in the generator’s account on the EPA eManifest system, provided that such
copies are readily available for viewing
and production if requested by any the
EPA or authorized State inspector.
(iv) No generator may be held liable
for the inability to produce an electronic
manifest for inspection under this
section if the generator can demonstrate
that the inability to produce the
electronic manifest is due exclusively to
a technical difficulty with the eManifest system for which the generator
bears no responsibility.
(v) After facilities have certified that
the manifest is complete, by signing it
at the time of submission to the EPA eManifest system, any post-receipt data
corrections may be submitted at any
time by any interested person (e.g.,
waste handler) named on the manifest.
If corrections are requested by the
Director for portions of the manifest that
a generator, transporter, or a commercial
PO 00000
Frm 00047
Fmt 4701
Sfmt 4700
60737
storage or disposal facility is required to
complete, those PCB waste handlers
must address the data correction within
30 days from the date of the request.
Data corrections must be made
electronically via the post-receipt data
corrections process described in
§ 265.71(l) of this chapter, which
applies to corrections made to either
paper or electronic manifests.
Generators who are not registered with
the EPA e-Manifest system must arrange
with interested persons shown on the
manifest to electronically submit
manifest data corrections on their behalf
within 30 days of the date of the
correction request.
■ 45. Revise § 761.209 to read as
follows:
§ 761.209
Number of copies of a manifest.
The manifest consists of at least the
number of copies which will provide
the generator, the transporter, and the
owner or operator of the designated
facility with one copy each for their
records and a copy to be submitted to
the EPA e-Manifest system as indicated
in the instructions included with EPA
form 8700–22. Any requirement in
subpart K of this part to give, provide,
send, forward, or return to another
person a copy of the manifest is satisfied
when an electronic manifest is
transmitted to the other person by
submission to the EPA e-Manifest
system. All parties using electronic
manifests must do so in accordance
with §§ 262.20, 262.24, and 262.25 of
this chapter.
■ 46. Amend § 761.210 by revising
paragraphs (a)(1) and (2) to read as
follows:
§ 761.210 Use of the manifest—Generator
requirements.
(a) * * *
(1) Sign the manifest certification; and
(2) Obtain the signature of the initial
transporter and date of acceptance on
the manifest; and
*
*
*
*
*
■ 47. Amend § 761.211 by revising
paragraphs (d)(1), (e)(3), (f)(3)(i) and
(f)(4)(i), and adding paragraph (g) to
read as follows:
§ 761.211 Manifest system—Transporter
requirements.
*
*
*
*
*
(d) * * *
(1) Obtain the date of delivery and the
signature of that transporter or of the
owner or operator of the designated
facility on the manifest; and
*
*
*
*
*
(e) * * *
(3) The delivering transporter obtains
the date of delivery and signature of the
E:\FR\FM\26JYR2.SGM
26JYR2
60738
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
owner or operator of the designated
facility on either the manifest or the
shipping paper; and
(f) * * *
(3) * * *
(i) Obtain the date of delivery and
signature of the owner or operator of the
designated facility on the manifest or
the shipping paper (if the manifest has
not been received by the facility); and
*
*
*
*
*
(4) * * *
(i) Obtain the date of delivery and the
signature of the next non-rail transporter
on the manifest; and
*
*
*
*
*
(g) If after a manifest has been
originated electronically and signed
electronically by the initial transporter,
and the electronic manifest system
should become unavailable for any
reason, then the transporter must follow
the replacement manifest procedures in
accordance with § 263.20(a)(6) of this
chapter.
■ 48. Amend § 761.213 by revising
paragraphs (a)(2)(i), (iv), and (v), and
adding paragraphs (d) and (e) to read as
follows:
ddrumheller on DSK120RN23PROD with RULES2
§ 761.213 Use of manifest–Commercial
storage and disposal facility requirements.
(a) * * *
(2) * * *
(i) Sign and date each copy of the
manifest;
*
*
*
*
*
(iv) Within 30 days of delivery, send
a copy (Page 2) of the manifest to the
generator, if the generator is not
registered in the EPA’s e-Manifest
system. Any generator who is registered
with the EPA’s e-Manifest system may
obtain their signed and dated copies of
completed manifests from the EPA eManifest system; and
(v) Send to the EPA e-Manifest system
an image file of the top copy (Page 1) of
the manifest and any continuation sheet
or send to the EPA e-Manifest system
both a data file and the image file
corresponding to Page 1 of the manifest
and any continuation sheet, within 30
days of the date of delivery.
*
*
*
*
*
(d) If a commercial storage or disposal
facility receives hazardous waste that is
accompanied by a paper replacement
manifest for a manifest that was
originated electronically, the facility
must follow the replacement manifest
procedures in accordance with
§ 265.71(h) of this chapter.
(e)(1) As prescribed in § 265.1311 of
this chapter, and determined in
§ 265.1312 of this chapter, a commercial
storage or disposal facility who is a user
of the electronic manifest system shall
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
be assessed a user fee by the EPA for the
submission and processing of each
electronic and paper manifest. The EPA
shall update the schedule of user fees
and publish them to the user
community, as provided in § 265.1313
of this chapter.
(2) A commercial storage or disposal
facility subject to user fees under this
section shall make user fee payments in
accordance with the requirements of
§ 264.1314 of this chapter, subject to the
informal fee dispute resolution process
of § 264.1316 of this chapter, and
subject to the sanctions for delinquent
payments under § 264.1315 of this
chapter.
■ 49. Amend § 761.215 by revising
paragraphs (c) and (g) to read as follows:
§ 761.215
Manifest discrepancies.
*
*
*
*
*
(c) Upon discovering a significant
difference in quantity or type, the owner
or operator must attempt to reconcile
the discrepancy with the waste
generator or transporter (e.g., with
telephone conversations). If the
discrepancy is not resolved within 20
days after receiving the waste, the
owner or operator must:
(1) Immediately submit to the
Regional Administrator a letter
describing the discrepancy and attempts
to reconcile it, and a copy of the
manifest or shipping paper at issue.
(2) Beginning on December 1, 2025,
immediately submit to the EPA eManifest system a Discrepancy Report
describing the discrepancy and attempts
to reconcile it using forms and
procedures defined by the EPA, and a
copy of the manifest or shipping paper
at issue. Beginning December 1, 2025,
the EPA will no longer accept mailed
paper Discrepancy Reports from
facilities.
*
*
*
*
*
(g) If a facility rejects a waste after it
has signed, dated, and returned a copy
of the manifest to the delivering
transporter or to the generator, the
facility must amend its copy of the
manifest to indicate the rejected wastes
in the discrepancy space of the
amended manifest. The facility must
also copy the manifest tracking number
from Item 4 of the new manifest to the
Discrepancy space of the amended
manifest and must re-sign and date the
manifest to certify to the information as
amended. The facility must retain the
amended manifest for at least three
years from the date of amendment, and
must within 30 days, send a copy of the
amended manifest to the transporter and
generator that received copies prior to
their being amended. Facilities are not
PO 00000
Frm 00048
Fmt 4701
Sfmt 4700
required to send the amended manifest
to any generator or transporter who is
registered in the EPA’s e-Manifest
system. Registered generators or
transporters may obtain the signed and
dated copy of a completed manifest
from the EPA e-Manifest system in lieu
of receiving the manifest through U.S.
postal mail.
■ 50. Amend § 761.216 by adding
paragraph (b) to read as follows:
§ 761.216
Unmanifested waste report.
*
*
*
*
*
(b) Beginning on December 1, 2025, if
a facility accepts for storage or disposal
any PCB waste from an offsite source
without an accompanying manifest, or
without an accompanying shipping
paper as described by § 761.211(e), and
the owner or operator of the commercial
storage or disposal facility cannot
contact the generator of the PCB waste,
then they shall notify the Regional
Administrator of the EPA region in
which their facility is located of the
unmanifested PCB waste so that the
EPA Regional Administrator can
determine whether further actions are
required before the owner or operator
may store or dispose of the
unmanifested PCB waste, and
additionally the owner or operator must
prepare and submit an electronic
Unmanifested Waste Report in the EPA
e-Manifest system to the EPA Regional
Administrator within 15 days after
receiving the waste. The Unmanifested
Waste Report must contain the
following information:
(1) The EPA identification number,
name and address of the facility;
(2) The date the facility received the
waste;
(3) The EPA identification number,
name and address of the generator and
the transporter, if available;
(4) A description and the quantity of
each unmanifested hazardous waste the
facility received;
(5) The method of treatment, storage,
or disposal for each hazardous waste;
(6) The certification signed by the
owner or operator of the facility or their
authorized representative;
(7) A brief explanation of why the
waste was unmanifested, if known; and
(8) The disposition made of the
unmanifested waste by the commercial
storage or disposal facility, including:
(i) If the waste was stored or disposed
by that facility, was the generator
identified and was a manifest
subsequently supplied.
(ii) If the waste was sent back to the
generator, why and when.
■ 51. Amend § 761.217 by revising
paragraphs (a)(1), (a)(2) introductory
E:\FR\FM\26JYR2.SGM
26JYR2
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
text, and (b)(2), and adding paragraph
(c) to read as follows:
§ 761.217
Exception reporting.
ddrumheller on DSK120RN23PROD with RULES2
*
*
*
*
*
(a) * * *
(1) A generator of PCB waste, who
does not receive a copy of the manifest
with the handwritten signature of the
owner or operator of the designated
facility within 45 days of the date the
waste was accepted by the initial
transporter, shall immediately contact
the transporter and/or the owner or
operator of the designated facility to
determine the status of the PCB waste.
(2) A generator of PCB waste subject
to the manifesting requirements shall
submit an Exception Report to the EPA
Regional Administrator for the Region
in which the generator is located if the
generator has not received a copy of the
manifest with the signature of the owner
or operator of the designated facility
within 60 days of the date the waste was
accepted by the initial transporter. The
Exception Report shall be submitted to
the EPA no later than 60 days from the
date on which the generator should
have received the manifest. The
Exception Report shall include the
following:
*
*
*
*
*
(b) * * *
(2) The 45- and 60-day timeframes
begin the date the waste was accepted
by the initial transporter forwarding the
PCB waste shipment from the
designated facility to the alternate
facility.
(c) Electronic Exception Reports that
are originated in the EPA e-Manifest
system in accordance with paragraph (a)
of this section and used in accordance
with this section in lieu of paper
Exception Reports are the legal
equivalent of paper Exception Reports
bearing handwritten signatures and
satisfy for all purposes any requirement
in this section to complete, sign,
provide, and retain an Exception Report.
(1) Any requirement in this section to
sign an Exception Report certification
by hand is satisfied by signing with a
valid and enforceable electronic
signature within the meaning of
§ 262.25 of this chapter.
(2) Any requirement in this section to
give, provide or send an Exception
Report to the EPA Regional
Administrator is satisfied when an
electronic Exception Report is
transmitted to the EPA Regional
Administrator by submission to the eManifest system.
(3) Any requirement in § 761.214 for
a generator to keep or retain a copy of
an Exception Report is satisfied by
retention of a signed electronic
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
60739
Exception Report in the generator’s
account on the national e-Manifest
system, provided that the Exception
Report is readily available for viewing
and production if requested by any EPA
or authorized State inspector.
(4) No generator may be held liable for
the inability to produce an electronic
Exception Report for inspection under
this section if the generator can
demonstrate that the inability to
produce the electronic Exception Report
is due exclusively to a technical
difficulty with the e-Manifest system for
which the generator bears no
responsibility.
■ 52. Amend § 761.218 by adding
paragraphs (e) and (f) to read as follows:
(f) Restriction on use of electronic
certificates of disposal. The owner or
operator of a disposal facility may
participate in electronic certificates of
disposal if it is known at the time the
certificate of disposal is originated that:
(1) The manifest at issue originated in
the EPA e-Manifest system in
accordance with §§ 262.24(c) and 262.25
of this chapter; and
(2) For mixed paper and electronic
manifests (i.e., hybrid manifests), the
generator has registered in the EPA eManifest system and has access to the
electronic manifests for the site.
■ 53. Amend § 761.219 by adding
paragraphs (e) and (f) to read as follows:
§ 761.218
*
Certificate of disposal.
*
*
*
*
*
(e) Electronic certificates of disposal
that are originated in an EPA-approved
electronic system in accordance with
this section and used in accordance
with this section in lieu of paper
certificates of disposal are the legal
equivalent of paper certificates of
disposal bearing handwritten signatures
and satisfy for all purposes any
requirement in this section to complete,
sign, provide, and retain a certificate of
disposal.
(1) Any requirement in this section to
sign a certificate of disposal by hand is
satisfied by signing with a valid and
enforceable electronic signature within
the meaning of § 262.25 of this chapter.
(2) Any requirement in this section to
give, provide or send a certificate of
disposal to the EPA Regional
Administrator is satisfied when an
electronic certificate of disposal is
transmitted to the EPA Regional
Administrator by submission to an EPAapproved electronic system.
(3) Any requirement in this section for
a generator or disposer to keep or retain
a copy of a certificate of disposal is
satisfied by retention of a signed
electronic certificate of disposal in the
generator’s or disposer’s account,
respectively, on an EPA-approved
electronic system, provided that the
certificate of disposal is readily
available for viewing and production if
requested by any EPA or authorized
State inspector.
(4) No generator or disposer may be
held liable for the inability to produce
an electronic certificate of disposal for
inspection under this section if the
generator or disposer can demonstrate
that the inability to produce the
electronic certificate of disposal is due
exclusively to a technical difficulty with
the EPA-approved electronic system for
which the generator or disposer bears no
responsibility.
PO 00000
Frm 00049
Fmt 4701
Sfmt 4700
§ 761.219
One-year exception reporting.
*
*
*
*
(e) Electronic One-year Exception
Reports that are originated in an EPAapproved electronic system in
accordance with paragraph (a) of this
section and used in accordance with
this section in lieu of paper One-year
Exception Reports are the legal
equivalent of paper One-year Exception
Reports bearing handwritten signatures
and satisfy for all purposes any
requirement in this section to complete,
sign, provide, and retain a One-year
Exception Report.
(1) Any requirement in this section to
sign a One-year Exception Report
certification by hand is satisfied by
signing with a valid and enforceable
electronic signature within the meaning
of § 262.25 of this chapter.
(2) Any requirement in this section to
give, provide or send a One-year
Exception Report to the EPA Regional
Administrator is satisfied when a Oneyear electronic Exception Report is
transmitted to the EPA Regional
Administrator by submission to an EPAapproved electronic system.
(3) Any requirement in this section for
a generator or disposer to keep or retain
a copy of a One-year Exception Report
is satisfied by retention of a signed
electronic One-year Exception Report in
the generators or disposer’s respective
account on an EPA-approved electronic
system, provided that the One-year
Exception Report is readily available for
viewing and production if requested by
any EPA or authorized State inspector.
(4) No generator or disposer may be
held liable for the inability to produce
an electronic One-year Exception Report
for inspection under this section if the
generator or disposer can demonstrate
that the inability to produce the
electronic One-year Exception Report is
due exclusively to a technical difficulty
with the EPA-approved electronic
system for which the generator or
disposer bears no responsibility.
E:\FR\FM\26JYR2.SGM
26JYR2
60740
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Rules and Regulations
ddrumheller on DSK120RN23PROD with RULES2
(f) Restriction on use of electronic
One-year Exception Reporting. A
generator or disposer may participate in
electronic One-year Exception Reporting
if it is known at the time the One-year
Exception Report is originated that:
VerDate Sep<11>2014
18:03 Jul 25, 2024
Jkt 262001
(1) The manifest at issue originated in
the EPA e-Manifest system in
accordance with §§ 262.24(c) and 262.25
of this chapter; and
(2) For mixed paper and electronic
manifests (i.e., hybrid manifests), the
PO 00000
Frm 00050
Fmt 4701
Sfmt 9990
generator has registered in the EPA eManifest system and has access to the
electronic manifests for the site.
[FR Doc. 2024–14694 Filed 7–25–24; 8:45 am]
BILLING CODE P
E:\FR\FM\26JYR2.SGM
26JYR2
Agencies
[Federal Register Volume 89, Number 144 (Friday, July 26, 2024)]
[Rules and Regulations]
[Pages 60692-60740]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-14694]
[[Page 60691]]
Vol. 89
Friday,
No. 144
July 26, 2024
Part II
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Parts 260, 261, 262, et al.
Integrating e-Manifest With Hazardous Waste Exports and Other Manifest-
Related Reports, PCB Manifest Amendments, and Technical Corrections;
Final Rule
Federal Register / Vol. 89 , No. 144 / Friday, July 26, 2024 / Rules
and Regulations
[[Page 60692]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 260, 261, 262, 263, 264, 265, 267, 270, 271, and 761
[EPA-HQ-OLEM-2021-0609; FRL-7308-02-OLEM]
RIN 2050-AH12
Integrating e-Manifest With Hazardous Waste Exports and Other
Manifest-Related Reports, PCB Manifest Amendments, and Technical
Corrections
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA) or (the Agency) is
finalizing certain amendments to the hazardous waste manifest
regulations, and the hazardous waste electronic manifest (e-Manifest)
regulations under the Resource Conservation and Recovery Act (RCRA) to
increase utility of the e-Manifest system in delivering benefits to
reduce administrative burden and improve tracking of hazardous waste
shipments, and to various related regulations. Among other things, EPA
is finalizing changes to manifest regulations for shipments of
hazardous waste that are exported for treatment, storage, and disposal.
EPA is also finalizing regulatory changes to the hazardous waste export
and import shipment international movement document-related
requirements to more closely link the manifest data with the
international movement document (hereafter referred to as ``movement
document'') data. In addition, EPA is finalizing regulatory amendments
to three manifest-related reports (i.e., Discrepancy, Exception, and
Unmanifested Waste Reports). EPA is also finalizing conforming
regulatory changes to the manifest regulations under the Toxic
Substances and Control Act (TSCA) for polychlorinated biphenyls (PCB)
wastes to better align these requirements with the RCRA manifest
regulations and the e-Manifest program. Lastly, this action makes
technical corrections to fix typographical errors in the e-Manifest and
movement document regulations.
DATES: This rule is effective on January 22, 2025.
ADDRESSES: The docket for this action, identified by docket
identification (ID) number, EPA-HQ-OLEM-2021-0609, is available at
https://www.regulations.gov or at the Office of Land and Emergency
Management Docket (OLEM Docket), Environmental Protection Agency Docket
Center (EPA/DC), William Jefferson Clinton West Bldg., Rm. 3334, 1301
Constitution Ave. NW, Washington, DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding Federal
holidays. The telephone number for the Public Reading Room is (202)
566-1744, and the telephone number for the OLEM Docket is (202) 566-
0270. Please review the visitor instructions and additional information
about the docket available at https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: For further information regarding
specific aspects of this document, contact Bryan Groce, Program
Implementation and Information Division, Office of Resource
Conservation and Recovery, (202) 566-0339; email address:
[email protected] or David Graham, Program Implementation and
Information Division, Office of Resource Conservation and Recovery
(202) 566-2847; email address: [email protected]. In addition,
please refer to EPA's e-Manifest web page for further information
www.epa.gov/e-manifest.
SUPPLEMENTARY INFORMATION:
Table of Contents
The information presented in this preamble is organized as follows:
I. General Information
A. Does this action apply to me?
The hazardous waste manifest program affects approximately 106,617
federally regulated entities and almost an equal number of entities
handling State-only regulated wastes in at least 750 industries. These
industries are involved in the off-site shipping, transporting, and
receiving of several million tons of wastes that are required under
either Federal or State regulation to use the RCRA hazardous waste
manifest. EPA estimates that these entities currently use between
1,834,512 hazardous waste manifests (EPA Form 8700-22) and continuation
sheets (EPA Form 8700-22A) annually to track RCRA hazardous wastes,
TSCA polychlorinated biphenyls (PCB) wastes, and State-only regulated
wastes from generation sites to destination facilities designated on a
manifest for treatment, storage, or disposal. The affected entities
include hazardous waste generators, hazardous waste transporters,
owners or operators of treatment, storage, and disposal facilities
(TSDFs), as well as the corresponding entities that handle State-only
regulated wastes and PCB wastes subject to tracking with the RCRA
manifest.
Additionally, this final rule affects entities (including exporter,
importer, disposal facility owner/operator, or recovery facility owner/
operator) who are involved in transboundary movements of hazardous
waste for recovery or disposal that are subject to the manifest
regulations to track their import or export shipments in the United
States, or to the movement document requirements to track their import
or export shipments both inside and outside of the United States.
Finally, this final rule affects entities who are required to
complete any of the following manifest-related reports: (1) An
Exception Report when the generator has not received a final manifest
from the receiving facility; (2) a Discrepancy Report when the
materials received do not match with the quantities or types of
materials indicated as being shipped by generators; or (3) an
Unmanifested Waste Report when hazardous wastes that should have been
manifested arrive at a facility without a manifest.
Potential affected entities include, but are not limited to:
------------------------------------------------------------------------
NAICS
Industrial sector code(s)
------------------------------------------------------------------------
Agriculture, Forestry, Fishing, and Hunting.................... 11
Mining......................................................... 21
Utilities...................................................... 22
Construction................................................... 23
Manufacturing.................................................. 31-33
Wholesale Trade................................................ 42
Retail Trade................................................... 44-45
Transportation and Warehousing................................. 48-49
Information.................................................... 51
Waste Management & Remediation Services........................ 562
Public Administration.......................................... 92
------------------------------------------------------------------------
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities that EPA is now aware could
potentially be regulated by this action. Other types of entities not
listed in the table could also be regulated. To determine whether your
entity is regulated by this action, you should carefully examine the
applicability criteria found in the title 40 of the Code of Federal
Regulations (CFR) parts 262, 263, 264, 265, and 761. If you have
questions regarding the applicability of this action to a particular
entity, consult the person listed in the FOR FURTHER INFORMATION
CONTACT section.
B. What action is the Agency taking?
EPA is finalizing regulatory amendments to the RCRA manifest
regulations, e-Manifest regulations, and other related regulations.
Among other things, EPA is finalizing regulatory amendments to require
hazardous waste exporters of manifested hazardous waste
[[Page 60693]]
shipments out of the U.S. to submit the export manifests to EPA's e-
Manifest system and pay the requisite user fee to process these export
manifests. With respect to the movement document requirements, EPA is
finalizing regulatory amendments to allow movement document
confirmations to link to RCRA manifest tracking for export and import
shipments. In addition, EPA is finalizing regulatory amendments to
integrate existing Discrepancy Reports, Exception Reports, and
Unmanifested Waste Reports into the e-Manifest system which would allow
entities to use the e-Manifest system to complete these reports
electronically. Also, the Agency is finalizing conforming changes to
the TSCA manifest regulations for PCB wastes to align them with the
RCRA manifest regulations and the e-Manifest program. Finally, this
action fixes typographical errors and makes other technical corrections
to certain e-Manifest, movement document, and PCB regulations.
Although this final rule becomes effective on January 22, 2025, EPA
needs additional time to implement e-Manifest system changes related to
the final rule and is, thus, establishing a compliance date for certain
final regulations. Specifically, EPA's final regulations associated
with the collection of hazardous waste export manifests in the e-
Manifest system, use of electronic manifests for hazardous waste export
shipments, and use of electronic Exception, Discrepancy, and
Unmanifested Waste Reports will not go into effect until December 1,
2025. Affected entities must continue to comply with the existing
manifest requirements until and on November 30, 2025, for hazardous
waste export shipments and the manifest requirements for exception,
discrepancy, and unmanifested waste reporting. EPA is implementing a
delayed compliance for these revised requirements so that the Agency
can ensure completion of the system updates and necessary preparations
for collection of hazardous waste export manifests and Exception,
Discrepancy, and Unmanifested Waste Reports in the system. The
compliance date is also needed so that EPA has adequate time to work
with State regulating agencies to ensure that these manifest related
reports are disseminated immediately to the appropriate staff (e.g.,
enforcement) in authorized State agencies.
EPA intends that the provisions of this rule be severable. In the
event that any individual provision or part of the rule is invalidated,
EPA intends that this would not render the entire rule invalid, and
that any individual provisions that can continue to operate will be
left in place.
C. What is the Agency's authority for taking this action?
The authority to finalize this rule is found in sections 1002,
2002(a), 3001-3004, and 3017 of the Solid Waste Disposal Act, as
amended by the Resource Conservation and Recovery Act (RCRA), and as
amended by the Hazardous and Solid Waste Amendments, 42 U.S.C. 6901,
6906 et. seq., 6912, 6921-6925, 6937, and 6938, and further amended by
the Hazardous Waste Electronic Manifest Establishment Act, Public Law
112-195, section 6939g, and in sections 6, 8, 12, 15, and 17 of the
Toxic Substances Control Act, 15 U.S.C. 2605, 2607, 2611, 2614, and
2616.
D. What are the incremental costs and benefits of this action?
EPA prepared an economic analysis of the potential costs and
benefits associated with this proposed action. The Regulatory Impact
Analysis for EPA's Final Rule Integrating e- Manifest with Hazardous
Waste Exports and Other Manifest-related Reports, PCB Manifest
Amendments and Technical Corrections (RIA), is available in the docket
for this rulemaking. EPA estimates that these regulatory changes will
decrease the aggregate burden across all entities manifesting waste by
approximately $4.71 million annually. However, this rulemaking consists
of a series of provisions that affect the various regulated entity
types differently (see chapter 2 of the RIA). See RIA Exhibit 3-10 for
a summary of annual costs across all regulatory changes.
II. Detailed Discussion of the Final Rule
A. Background
On April 1, 2022, EPA published a notice of proposed rulemaking
(hereafter referred to as ``NPRM'') to revise the hazardous waste
manifest regulations.\1\ The proposed revisions aimed to increase the
utility of the e-Manifest system to reduce overall burden on the
regulated community while enhancing the effectiveness of the manifest
forms and e-Manifest system as tools to track Federal and State waste
shipments as required under Federal or State laws. EPA proposed to
accomplish this by amending the manifest regulations to: (1)
Incorporate hazardous waste export manifests into the e-Manifest
system; (2) incorporate three manifest-related reports (e.g.,
Discrepancy, Exception, and Unmanifested Waste reports) in the e-
Manifest system; (3) expand the required international shipment data
elements on the manifest form; (4) revise certain aspects of the
manifest form to improve compliance with import and export consents and
tracking requirements; (5) allow for greater precision in waste data
reported on the manifest; (6) make conforming changes to the PCB
manifest regulations under TSCA; and (7) make other technical
corrections to remove obsolete requirements, correct typographical
errors, establish definitions, and/or improve alignment with the e-
Manifest program. In addition, EPA included in the proposed rule a
discussion regarding potential future integration of the e-Manifest
system with Biennial Reporting requirements.
---------------------------------------------------------------------------
\1\ 87 FR 19290; April 1, 2022.
---------------------------------------------------------------------------
EPA received 17 sets of public comments in response to the April
2022 NPRM from hazardous waste generators, transporters, waste
management firms, consultants, and State hazardous waste agencies.
Commenters generally supported the proposals for the collection of
export manifests in the e-Manifest system and use of electronic
exception, discrepancy, and unmanifested wastes reports to satisfy the
manifest-related reporting requirements. Commenters also generally
supported the proposals regarding conforming changes to the PCB
manifest regulations under TSCA and other technical corrections to
address obsolescence of certain RCRA and TSCA requirements and
typographical errors. Commenters had differing opinions regarding EPA's
proposed revisions to remove the requirement for the receiving facility
to transmit completed manifest paper copies to unregistered generators,
which included the addition of an email address field in the generator
block of the manifest so that the e-Manifest system can email copies of
completed paper manifests to the generator's email address.
Moreover, there were a substantial number of comments that took
issue with EPA's conceptual approach regarding integration of the
Biennial Report (BR) with the e-Manifest system, particularly with
respect to the feasibility of EPA's BR conceptual approach and BR
integration in general. EPA believes that commenters raised significant
substantive issues that merit further analysis and external outreach
prior to adopting a final approach. These issues include but are not
limited to: (1) How to address challenges and data gaps that exist
between the current approach and the BR conceptual data
[[Page 60694]]
collection approach; (2) What additional BR data elements such as form
codes, source codes, waste descriptions, etc., should be recorded on
paper manifests; (3) What quantity formats (e.g., decimals) should be
used to ensure better accuracy of manifest data; (4) What units of
measure should be required for BR so that they match those for
manifests; (5) Should EPA require large quantity generators (LQGs) and
receiving facilities to document the BR information on manifests for
each shipment every year, or for each shipment only during each odd-
numbered year (called the ``collection year'' or ``reporting year'');
(6) Should EPA establish a similar conceptual approach for e-Manifest
integration with the Generation and Management (GM) Form and would such
an approach would work for the GM Form; (7) How should EPA revise the
conceptual approach to better integrate facility workflows and data
management to minimize differences between facility in-house systems
and the e-Manifest system; and (8) Should EPA replace the BR in its
current format with a report produced directly from the e-Manifest
system using the information currently available in e-Manifest to
satisfy the BR requirements under Sec. Sec. 264.75 and 265.75 for
permitted and interim status hazardous waste treatment, storage, and
disposal facilities, respectively. EPA appreciates public comments
received on its BR conceptual approach as part of the April 2022 NPRM
and will be considering these comments in developing future approaches
related to BR integration. Any further action on BR integration will be
addressed in separate action, as needed; the Agency is not further
considering BR integration in this final rulemaking.
B. Collection of Export Manifests in the e-Manifest System
1. Submission of Export Manifests and Payment of User Fees
To date, the e-Manifest system's submission and fee collection
requirements have applied to receiving facilities in the United States
that are clearly within the jurisdiction of EPA's manifest regulations.
Export manifests track wastes that are received at foreign consignees,
and EPA lacks jurisdiction to require these foreign destination
facilities to submit manifests to e-Manifest and pay user fees to EPA.
Therefore, the e-Manifest system has not previously tracked export
manifests.
What EPA Proposed on This Issue
In the April 2022 NPRM, EPA proposed regulatory changes to require
hazardous waste exporters to submit export manifests to the system and
pay the requisite manifest processing fee. EPA cited practicality and
efficiency reasons to focus fee collections and payments in the system
on exporters rather than working to allow foreign transporters who have
obtained an EPA ID number to transport manifested hazardous waste in
the U.S with access to the system. These transporters may not be
domiciled in the U.S but are allowed to transport export shipments to
and across the U.S. border; thus, these foreign transporters close out
the manifest at the U.S. port of exit. EPA also explained other EPA
programs have encountered regulatory challenges imposing Federal
regulations on foreign entities. The Agency also noted in the NPRM that
although transporters, under current regulations, close out the export
manifest at a U.S. port of exit, EPA believes the exporter is better
suited to submit the manifest and continuation sheet to the system. EPA
considered the following regulatory amendments to require an exporter
to submit the manifest form and continuation sheet (whether paper or
electronic manifests are used) to EPA and pay the requisite processing
fee for the submission.
EPA proposed revisions to paragraph (c) under Sec. 262.83
to adopt the existing manifest provisions at Sec. Sec. 262.20(a)(3)
and 262.24 for electronic manifest use and the electronic signature
requirements at Sec. 262.25 for export manifests.
EPA proposed new paragraph (c)(4) under Sec. 262.83 that
would require an exporter to submit manifests (whether paper or
electronic manifests are used) to the e-Manifest system within 30 days
of receipt of the export manifest signed by the last transporter who
carried the export shipment to a U.S. seaport for loading onto an
international carrier or to a U.S. road or rail port of exit.
EPA proposed new paragraph (c)(5) under Sec. 262.83 to
adopt the fee provisions of the electronic hazardous waste manifest
program under part 265, subpart FF for hazardous waste export
shipments.
EPA proposed new paragraphs (c)(6) through (8) under Sec.
262.83 to require electronic signature requirements in Sec. 262.25;
address special procedures applicable to replacement manifests; and
address post-receipt data corrections.
EPA proposed to modify Sec. 263.20(g)(3) to require the
transporter who transports the hazardous waste export shipment out of
the U.S. via road or rail border crossing or delivers the export
shipment to a seaport for loading onto an international carrier to send
paper copies of the manifest and continuation sheet (or images of the
paper copies) to the exporter instead of to the generator, or transmit
the export manifest and continuation sheet electronically to the
exporter via the e-Manifest system in accordance with the existing
manifest requirement for electronic manifest use at Sec. 263.20(a)(4).
EPA proposed to remove the current transporter requirement
in Sec. 263.20(g)(4)(i) because transporters are not best suited for
submitting the export manifest to the system and paying the requisite
processing fee based on the above modification to Sec. 263.20(g)(3).
Description of Public Comments
Generally, EPA did not receive adverse comment on the proposals to
collect export manifests (whether paper or electronic manifests are
used) in the e-Manifest system and charge user fees for their
submission. Several commenters strongly supported the proposed
amendments to the manifest regulations that would require export
manifests to be collected in the e-Manifest system. One commenter
stated support for the proposed manifest fee and the fee formula and
methodology and fee revisions to calculate the fees based on the
exporter's manifest activities in the system.
One commenter concurred with EPA that transporters are not best
suited for submitting the export manifest to the system and paying the
requisite processing fee. Another commenter noted that exporters and
traders who export hazardous waste are fewer in number, are reasonably
expected to be more sophisticated and able to consistently manage
manifest submissions and are more knowledgeable about the hazardous
waste being exported than the transporters who currently close out
export manifests. This commenter reasoned that applying the primary
regulatory responsibility to exporters and traders who are already
required to be domiciled in the U.S. would reduce the difficulty in
communications with and regulatory oversight over entities domiciled in
a foreign country.
However, one industry commenter who supported requiring exporters
to submit export manifests to the system did not support making the
last transporter who carried the export shipment to a U.S. seaport for
loading onto an international carrier or to a U.S. road or rail port of
exit solely accountable for returning the paper copy of the manifest to
the exporter or transmitting the electronic manifest electronically to
the exporter via the e-Manifest system. This commenter
[[Page 60695]]
recommended that, instead, EPA require the foreign receiving facility
to return the manifest to the exporter and suggested EPA incorporate
into the final rule a mandatory requirement that all export contracts
or equivalent legal arrangements established among all parties (e.g.,
exporter, foreign importer, and foreign receiving facility) require
that the foreign receiving facility return the manifest to the
exporter.
Discussion of Final Rule
EPA did not receive adverse comment on the proposals to require
exporters to submit export manifests into the e-Manifest system;
therefore, EPA is finalizing the proposed changes to the introductory
text of paragraph (c) under Sec. 262.83 to adopt the existing manifest
provisions at Sec. Sec. 262.20(a)(3) and 262.24 for electronic
manifest use and the electronic signature requirements at Sec. 262.25
for export manifests. EPA is also finalizing the proposed export
manifest requirements under paragraphs (c)(4) through (8) to collect
export manifests (whether paper or electronic manifests are used) in
the e-Manifest system, charge user fees for their submission, and
submit manifest corrections to the EPA e-Manifest system. This final
rule codifies these proposals as revised Sec. 262.83(c)(4). EPA notes
that the new post-receipt manifest data corrections procedures for
hazardous waste export shipments are discussed under section II.H.4 of
this final rule. Finally, EPA is finalizing the proposed changes to the
transporter regulations for hazardous waste export shipments under
Sec. 263.20(g).
Although this final rule will be effective on January 22, 2025,
implementation of the revised manifest requirements for the collection
of export manifests in the e-Manifest system, use of electronic
manifests for tracking of hazardous waste export shipments, imposition
of user fees on hazardous waste exporters, and the revised transporter
manifest requirement for returned export manifest manifests and
continuation sheets to the exporter will have a delayed compliance date
that begins on December 1, 2025. As stated above, this compliance date
will provide EPA time to implement the necessary e-Manifest system
changes to incorporate these final requirements.
Prior to December 1, 2025, hazardous waste exporters will not be
required to submit paper manifests to the e-Manifest system and pay
user fees, nor will exporters be able to use electronic manifests to
track their hazardous waste export shipments. Additionally, prior to
December 1, 2025, transporters who transport hazardous waste out of the
United States must continue to return a signed copy of the manifest to
the generator. (In addition, such transporters must also submit the
continuation sheet to the generator during this period of time.)
Beginning on December 1, 2025, regulated entities must comply with
the revised hazardous waste export regulations discussed below.
Regarding the exporter requirements under Sec. 262.83(c)(4),
collectively, these new provisions require that exporters submit export
manifests and manifest continuation sheets (whether electronic or paper
manifests are used) to the e-Manifest system and pay the requisite fees
for those submissions. Therefore, any entity acting as the U.S.
exporter that originated the manifest for an export shipment of
hazardous waste in accordance with the manifest requirements under part
262, subpart B and Sec. 262.83(c), whether they be a generator,
receiving facility, or recognized trader, must submit the export
manifests and manifest continuation sheets to the e-Manifest system and
pay the requisite fees. Further, in accordance with Sec. 262.83(c)
(per Sec. Sec. 262.20(a)(3) and 262.24 for electronic manifest use and
the electronic signature requirements at Sec. 262.25 for export
manifests), a person exporting a shipment out of the U.S. (e.g., a
generator or a recognized trader located separate from the site
initiating the shipment) may, in lieu of using a paper manifest form,
use an electronic manifest to track the export shipment within the
United States. These electronic manifests are considered the legal
equivalent of paper manifests signed with conventional ink signatures.
Therefore, per Sec. 262.83(c)(4), an exporter who elects to use an
electronic manifest and continuation sheet for an export shipment, must
complete, sign, and submit the manifest and continuation sheet
electronically in the e-Manifest system for the waste shipment within
30 days of receipt of the electronic manifest signed by the last
transporter who carried the export shipment to a U.S. seaport for
loading onto an international carrier or to a U.S. road or rail port of
exit.
Revised Sec. 262.83(c)(4) also provides an exporter the same
options as a U.S. receiving facility to submit the original paper
manifests to the system. Per Sec. 265.71(a)(2)(v)(B), if the waste
shipment was transported within and then exited the U.S. under a paper
manifest and continuation sheet, the exporter must submit images of the
paper forms, or uploaded data plus images of the paper forms. EPA notes
that exporters may also use hybrid manifests to track export shipments
under this final rule. If an export shipment was initiated by the
initial transporter under a hybrid manifest in accordance with Sec.
262.24(c), then an exporter must complete and sign that manifest
electronically in the system.
To submit export manifests (whether paper or electronic manifests
are used) to the system, exporters will need a registered user with at
least Certifier level permissions in the e-Manifest module (a
permission level that requires identity proofing and an electronic
signature agreement). Exporters may also register users to view their
manifest records in the e-Manifest system. Such viewer-only users of
the e-Manifest system are only required to obtain Viewer level
permissions (or equivalent) to access the manifests for their site.
Pursuant to the new provisions under paragraph (c)(4), an exporter
must pay the requisite use fee for manifest submissions. The fee
provisions of the electronic hazardous waste manifest program are
codified under part 265, subpart FF (Sec. Sec. 265.1300, 265.1311,
265.1312, 265.1313, 265.1314, 265.1315, and 265.1316). EPA finalized
these provisions in the User Fee Final Rule (83 FR 420, January 3,
2018) and utilizes them for domestic receiving facilities of hazardous
waste and other Federal or State regulated wastes. Currently, EPA sets
user fees based on the Highly Differentiated Fee Formula (Sec. Sec.
264.1312(b) and 265.1312(b)). EPA refreshes its user fees every two
years based on the manifest usage projections and processing costs for
each manifest type.
Exporters of a waste shipment subject to the manifest requirements
must make payments to EPA for manifest activities conducted during the
prior month per Sec. 265.1314. Under Sec. 265.1311, EPA will impose a
per manifest fee for each manifest submitted to the system based on the
mode of submission (data upload, image file upload, or electronic).
Exporters will receive an electronic invoice or bill displaying their
manifest activity during the prior month and must make payments in full
within 30 days from the date of the invoice. Exporters must submit
electronic payments to the U.S. Department of Treasury through the e-
Manifest system using one of the acceptable electronic payment options,
which include commercial credit cards, commercial debit cards, and
Automated Clearinghouse (ACH) debits. An exporter's Site Managers will
be able to receive and pay invoices for their site(s). These invoices
cannot be forwarded to or paid by someone other than a Site Manager.
Therefore, exporters must
[[Page 60696]]
register a user(s) for the e-Manifest module within the RCRAInfo
Industry Application with the Site Manager permission level to submit
payment. Further information regarding e-Manifest user fees and payment
information is discussed on EPA's ``User Fees/Payments'' web page.\2\
Per the late fee and collection provisions at Sec. 265.1315, exporters
who do not pay their invoices in full and on time will be charged late
fees. Late fees begin to accrue for bills not paid in full within 30
days from the date of the invoice. The fees include a penalty
(currently 1% annualized of the billable invoice total) and a handling
charge (currently $15) for each month the bill is unpaid. A one-time
increase of this penalty is charged if a bill is not paid four months
after the invoice has been issued; currently this charge is a one-time
increase of the penalty to 6%. After four months, the unpaid invoice is
forwarded to the U.S. Treasury Department for collection and further
action. Per Sec. 265.1316, exporters can dispute an invoice using the
informal dispute process, if they believe an invoice to be in error
(e.g., the invoice does not accurately describe the numbers of
manifests submitted in the prior billing period, the types of manifests
(paper vs. electronic) submitted in the prior billing period, or,
because the invoice appears to have made a mathematical error in
generating the amount of fees due under the invoice).
---------------------------------------------------------------------------
\2\ https://www.epa.gov/e-manifest/e-manifest-user-fees-and-payment-information#upcoming.
---------------------------------------------------------------------------
Regarding the proposed changes to the transporter provisions under
Sec. 263.20(g)(3) and (4), this final rule finalizes the proposed
changes but finalizes them with slight modifications. Specifically,
this final rule revises the proposed paragraph (g)(3) slightly to
reflect the fact that EPA will not implement the new hazardous waste
export requirements under Sec. 262.83(c)(4) until December 1, 2025. As
a result, EPA will finalize the proposed paragraph (g)(3) with a slight
modification to reflect that a transporter must submit the manifest and
continuation sheet to the generator (and not to the exporter) until
December 1, 2025. This proposed paragraph (g)(3) has also been revised
to no longer apply on December 1, 2025 (and thus will end through
November 30, 2025). Starting on December 1, 2025, revised paragraph
(g)(4) will apply, at which time the transporter must submit the
manifest and continuation sheet to the exporter.
EPA appreciates the commenter's suggestion that EPA establish a new
requirement making the foreign facility return the manifest to the
exporter and accepts the commenter's claim that foreign facilities
generally return completed manifests along with the movement document.
EPA, however, is not persuaded to establish the new requirement for a
few reasons. First, EPA believes this approach is common practice if
the foreign transporter hauls the hazardous waste out of the U.S. to a
foreign facility located in Canada or Mexico via road or rail border
crossing. However, EPA notes that waste exported to foreign facilities
in Asia or Europe generally are transported by an international
carrier. In such instances, the transporter delivers export shipments
to a seaport for loading onto an international carrier and leaves the
export manifest at the seaport. Therefore, in this instance, the
foreign facility could not return the manifest to the exporter. Second,
EPA explained in the NPRM that foreign entities have posed regulatory
challenges including challenges verifying the identity of foreign users
for electronic signatures as the current e-signature methods are
designed to be used in the United States.\3\ Third, EPA also points out
that the Agency did not provide notice and opportunity to comment on
this approach in the NPRM.
---------------------------------------------------------------------------
\3\ Ibid.
---------------------------------------------------------------------------
Therefore, this final rule modifies Sec. 263.20(g)(3) to require
that beginning on December 1, 2025, the last transporter (who
transports the hazardous waste export shipment out of the U.S. via road
or rail border crossing or delivers the export shipment to a seaport
for loading onto an international carrier) must send a signed copy of
the manifest and continuation sheet to the exporter, instead of the
generator. EPA notes that beginning on December 1, 2025, transporters
will be able to use electronic manifests in lieu of paper manifests to
transport RCRA-manifested waste shipments out of the U.S. in accordance
with Sec. 263.20(a)(4). Transporters would need to obtain a RCRAInfo
Industry Application account to access and use the e-Manifest system.
This final rule also removes the current transporter requirement
under Sec. 263.20(g)(4)(i). As explained in the NPRM, transporters are
not best suited for submitting the export manifest to the system and
paying the requisite processing fee based on the above modification to
Sec. 263.20(g)(3).\4\
---------------------------------------------------------------------------
\4\ 87 FR 19290; April 1, 2022. See page 19298.
---------------------------------------------------------------------------
2. Changes to Manifest Form and Continuation Sheet and Manifest
Requirements for Hazardous Waste Export and/or Import Shipments
EPA proposed a few changes to the manifest form and manifest
continuation sheet to align the forms with the proposals to capture
export manifests in the e-Manifest system and to better track hazardous
waste export and import shipments using the manifest forms. As
mentioned previously, EPA proposed exporters submit the manifest to
EPA's e-Manifest system and pay the appropriate per manifest fee to EPA
for each export manifest submitted to the e-Manifest system. The
existing manifest requirements under Sec. 262.83(c) require a
hazardous waste exporter comply with the manifest requirements at
Sec. Sec. 262.20 through 262.23 which require the exporter use the
manifest--and if necessary, the manifest continuation sheet--when
exporting hazardous waste out of the U.S. Generally, the current
manifest form does not provide adequate space to provide the exporter's
EPA ID Number on the manifest unless the exporter is the generator or
the site from where the export manifest is initiated. In such
instances, the manifest instructions require the exporter to list its
EPA ID number in Item 1 of the manifest and its name, mailing address,
and phone number is Item 5. However, if the exporter is a recognized
trader located separate from the site initiating the export shipment,
then while the exporter must ensure that the items noted above are
recorded on the manifest, Item 1 and Item 5 will reflect the generator
or shipping site's information rather than the exporter's information.
An exporter's EPA ID number is needed to ensure that the exporter can
use electronic manifests, upload paper manifests to its site account in
the system, track its manifest activity (for both electronic and paper
manifests) in the system, and receive accurate invoices for each
billing cycle.
Regarding other manifest form changes, currently, Sec.
262.83(c)(2) requires the exporter to check the export box and enter
the U.S. port of exit (city and State) from which the hazardous waste
export shipment exits the U.S. In addition, Sec. 262.83(c)(3) requires
hazardous waste exporters to list the consent numbers for each waste
stream entered in Item 9b, the U.S. Department of Transportation (DOT)
shipping description, on the export manifest. Similarly, Sec. Sec.
264.71(a)(3)(i) and 265.71(a)(3)(i) require domestic receiving
facilities list the consent numbers on import manifests.
[[Page 60697]]
Currently, these consent numbers are recorded generally in Item 14
``Special Handling Instructions and Additional Information'' on the
paper manifest form due to the lack of dedicated fields for listing
such numbers. This is problematic for data key entry of manifest data
from paper manifests because consent numbers typically are not listed
clearly in Item 14 and often are grouped together with other manifest
information. As a result, it can be difficult for the paper processing
center (PPC) to match the relevant consent numbers with the correct
waste streams. The addition of a separate data field to the paper and
electronic manifests for consent numbers would facilitate the
electronic upload or manual data entry of data from paper export and
import manifests as the manifest would more clearly list the consent
number for each waste stream. The additional field would also
facilitate the retrieval of export and import manifest data from the e-
Manifest system for all manifested hazardous waste export and import
shipments.
What EPA Proposed on This Issue
EPA proposed changes to the manifest forms, manifest instructions,
and the hazardous waste manifest requirements corresponding to
completion of the manifest forms for international shipments. Regarding
proposed changes to the manifest forms, EPA proposed and/or requested
comment on several changes to the manifest form and continuation sheet
related to hazardous waste international shipments in a February 2019
Federal Register notice and more recently in the April 2022 NPRM.
First, EPA proposed to add a new data field on the paper and electronic
manifest so hazardous waste stream consent numbers can be recorded in a
separate, distinct field on a manifest.\5\ Second, EPA requested
comment in the February 2019 FRN whether the Agency should add space to
the International Shipment field (Item 16) on the paper manifest to
accommodate the consent numbers corresponding to each of the waste
streams listed in Item 9 of the manifest.\6\ Finally, as a second
option, EPA requested comment on whether the Agency should revise the
manifest continuation sheet so that the International Shipment Field is
removed from the paper manifest and appears instead on the manifest
continuation sheet with an expanded area that is able to more easily
accommodate four 12-digit consent numbers and the primary exporter's
EPA ID number, if the exporter is not the generator or is a recognized
trader located separate from the site initiating the export
shipment.\7\ The February 2019 FR explained in both options, the
exporter would enter its EPA ID Number in Item 1 and its name and
address on the left side of Item 5 and supply the name and address of
the generator site on the right side of Item 5, if not the same as the
primary exporter.
---------------------------------------------------------------------------
\5\ 84 FR 2854; February 9, 2019. See pages 2855-2856.
\6\ 84 FR 2854; February 9, 2019. See page 2856.
\7\ Ibid.
---------------------------------------------------------------------------
Lastly, EPA discussed whether the Agency should modify the
instructions under both options to clarify that the exporter must enter
its EPA ID number in a separate new data field so that the generator
site's EPA ID number is retained in Item 1 of the manifest.
Except for the alternative option regarding designating a new,
distinct field in Item 16 of the manifest to accommodate the recording
of consent numbers in it, EPA requested comment in the NPRM seeking
further input on the addition of new fields for consent numbers and the
exporter's EPA ID Number on the manifest continuation sheet and
proposed re-designating Item 16 on the manifest continuation sheet as
Items 33a and 33b on the continuation sheet. In addition, EPA proposed
to add an email address to the International Shipments field. EPA
explained in the proposed rule that if these proposed form changes are
finalized, then EPA also would revise the current manifest instructions
for completing the International Shipments field to reflect these new
changes.
Regarding changes to the hazardous waste export requirements
corresponding to the proposed manifest form revisions, EPA proposed
conforming changes under Sec. 262.83(c)(2) and (3) as follows:
Moving the existing requirements under paragraph (c)(2) to
new paragraphs (c)(2)(i) and (iii). Provisions (c)(2)(i) and (iii)
would continue to require the exporter to check the export box and
enter the U.S. port of exit (city and State) from the United States,
respectively, on the manifest. However, this information would be
entered in the new International Shipments Field (Item 33a) of the
proposed Continuation Sheet.
Revising (c)(2) to reflect the new requirement that
exporters must complete both the manifest and the International
Shipment Field of the new manifest continuation sheet for export
shipments.
Adding a new paragraph (c)(2)(ii) to require that the
exporter enter its EPA ID number, if the exporter is not identified in
Item 5 of the manifest (EPA Form 8700-22) for the export shipment, and
email address in the new email address field in Item 33a of the
Continuation Sheet.
Noting that the requirement under the existing manifest
instruction for the final transporter to sign the manifest on the date
the waste departs the country would be removed.
Moving the existing paragraph (c)(3) to new paragraph
(c)(2)(iv) and revising it to require that the exporter list each
consent number from the Acknowledgment of Consent (AOC) for each waste
stream recorded on the manifest form(s) in the new designated field of
the International Shipment Field (Item 33b) of the Continuation Sheet.
EPA also proposed to move the existing requirement under Sec.
262.83(c)(4) to paragraph (c)(3). This requirement indicates that
exporters may be able to obtain paper manifest forms from any source
that is registered with the U.S. EPA as a supplier of manifests (e.g.,
States, waste handlers, and/or commercial forms printers).
Description of Public Comments
Commenters strongly supported the proposed manifest form changes
related to export and import hazardous waste shipments. EPA did not
receive adverse comment regarding moving the International Shipment
field (Item 16) from the manifest to the continuation sheet and adding
new fields for the consent number and exporter's EPA ID Number and
email address to the International Shipments field. Some of these
commenters reasoned that moving Item 16 (International Shipments field)
from the manifest to the continuation sheet would be much clearer and
easier for the regulated community and noted that one field (i.e., Item
5) would not be used for two different sets of required information
(information for waste generator and information for the waste
exporter).
One commenter suggested collecting all the export information,
including the exporter name and address in Item 5, on the manifest
continuation sheet, rather than having it on both the manifest and
continuation sheet. The commenter reasoned that using Item 5 to collect
two distinct types of information (i.e., generator and exporter name
and address) would create confusion for manifest users. This commenter
also stated that a clearly defined area for the collection of exporter
information is their preferred option. Finally, this commenter
recommended that, for
[[Page 60698]]
imports, the instructions for the manifest form and continuation sheet
should include the importer's requirements for Items 1 and 5 of EPA
Form 8700-22 that are relevant to Sec. 262.84(c)(1)(i). This commenter
stated that for hazardous waste shipments entering the U.S., the
manifest regulations for importers are similar to the requirements for
exporters. The importer must also comply with manifest requirements at
Sec. Sec. 262.20 through 262.23, and the importer is considered the
RCRA generator whose EPA ID Number will be entered in Item 1.
Additionally, the importer's information must be entered in Item 5,
except that the importer must enter the name and site address of the
foreign facility on the right side of Item 5 of the manifest in lieu of
entering its physical site address. The importer must also enter the
name, site address, and EPA ID Number of the domestic designated
facility in Item 8 of the manifest. If the domestic designated facility
is also the importer, then its information would be entered in both
locations on the manifest.
Discussion of Final Form Changes and Corresponding Manifest
Requirements
Commenters strongly supported the proposed changes to the manifest
forms, instructions, and the manifest requirements for export
shipments, and EPA did not receive adverse comment to the proposals.
Therefore, EPA is finalizing the proposed changes to the manifest forms
and instructions. EPA is also finalizing the proposed conforming
changes to the previous hazardous waste export requirements under Sec.
262.83(c) but with slight modification. EPA accepts one commenter's
suggestion that EPA should not require the exporter to enter its name
and site address on the left side of Item 5 and the generator's
information on the right side of Item 5. EPA agrees with the
commenter's suggestion that a clearly defined area on the manifest
continuation sheet for the collection of exporter information is a
better approach than entering it on the right side of Item 5. However,
like the manifest form, the manifest continuation sheet is a one-page
paper form that is already full of many data elements, and thus it does
not have adequate space left for the addition of exporter information
normally recorded in Item 5 of the manifest (i.e., the exporter's name,
mailing address, and phone number).
Therefore, in establishing a clearly defined area for exporter
information, this final rule removes the International Shipments field
(Item 16) from the manifest form, re-designates it as Items 33a and 33b
on the continuation sheet and adds new fields for consent numbers and
the exporter's EPA Identification (ID) Number to the International
Shipments field. EPA is also revising the current manifest instructions
for completing the International Shipments field to reflect these new
changes. Under the new manifest form and manifest continuation sheet,
if the exporter is the generator or is the site from where the export
manifest is initiated, then the exporter must record its information--
name, address, and phone number--in Items 1 and 5 of the manifest form.
Such exporters are not required to provide its EPA ID number on the
manifest continuation sheet. However, if the exporter is a recognized
trader located separate from the site initiating the export shipment,
then the exporter must enter its EPA ID number in the new exporter EPA
ID space in the International Shipment field (Item 33a) of the manifest
continuation sheet. However, such exporters will not be required to
enter their name, mailing address, and telephone number in Item 33a.
EPA notes that exporters must submit an export notification and the AOC
associated with the manifested export shipment to the Waste Import
Export Tracking System (WIETS) module in the RCRAInfo application. The
consent numbers recorded on the manifest are linked to the AOC document
in WIETS. Since exporters must register and obtain an account in the
RCRAInfo for access to both the e-Manifest and WIETS modules, EPA will
obtain the name, mailing address, and telephone number of the
recognized trader from the AOC using the consent numbers recorded on
the manifest. For Item 33a, the exporter must check the box indicating
an export shipment and enter the port of exit (city and State) from the
U.S. In addition, if located separate from the site initiating the
shipment, then the exporter must enter its EPA ID Number in this field.
EPA is not finalizing the proposed form change to add an exporter
email address field in Item 33a of the Continuation Sheet. In addition,
EPA is not finalizing the removal of the requirement under the existing
manifest instruction for the final transporter to sign the manifest on
the date the waste departs the country. EPA has decided that these form
changes are not needed. Thus, in this final rule, the final transporter
must sign and date Item 33a to indicate the day the shipment left the
U.S. via a road or rail border crossing or the date the shipment was
delivered to a seaport of exit for loading onto an international
carrier. The exporter will not be required to record its email address
in Item 33a. For import shipments, the importer must check the box
indicating an import shipment and enter the port of entry (city and
State) into the U.S. in new Item 33a of the continuation sheet. For
Item 33b, destination facilities of import shipments and exporters must
record the consent numbers on the manifest for each waste stream listed
in Items 9b and 27b of the manifest and continuation sheet.
However, based on the Agency's final decision not to include the
generator email address field on the manifest, EPA is not finalizing
the proposed requirement that exporters must enter their email address
in the International Shipment Field (Item 33a) of the manifest
continuation sheet. Finally, EPA accepts the one commenter's
recommendation about revising the manifest instructions of Items 1 and
5 of the manifest form for hazardous waste import shipments. EPA agrees
that the manifest instructions for these fields should align with the
existing importer requirement at Sec. 262.84(c)(1)(i) and has revised
the manifest instructions accordingly.
3. Other Changes to Manifest Requirements for Hazardous Waste
International Shipments
EPA is finalizing its proposal to remove the requirement in Sec.
262.84(c)(4) that the importer must provide an additional copy of the
manifest to the transporter to be submitted by the receiving facility
to EPA. EPA explained in the proposed rule that this additional copy of
the manifest is no longer necessary because the receiving facility is
now required to always submit the top copy of the paper manifest and
any continuation sheets to the e-Manifest system. EPA did not receive
adverse comment to this proposal.
C. Removal of Requirement for Receiving Facility To Return Final Copy
of Manifest to Unregistered Generators
4. What EPA Proposed on This Issue: Mailing Back Final Copies of
Manifests
EPA proposed to revise Sec. Sec. 264.71(a)(2)(iv) and
265.71(a)(2)(iv) so that, rather than mailing generator copies of
completed manifests (Page 2) to generators, receiving facilities would
only need to submit the top copies (Page 1) of manifests to the e-
Manifest system. Generators would thus receive their completed
manifests directly from the e-Manifest system via email, or they
[[Page 60699]]
would access them directly in the e-Manifest system.
EPA proposed to add an email address field to Item 5 of the
generator block of the paper manifest (i.e., the Generator's Name and
Mailing Address block). This would allow the e-Manifest system to send
automated emails to unregistered generators containing copies of
completed paper manifests in lieu of receiving facilities having to
mail final copies back to generators. Thus, generators who track their
wastes using a paper manifest or a hybrid manifest but are not
registered for the e-Manifest system would be required to record an
email address in the email address field. The e-Manifest system would
also send automated emails alerting generators about manifests from
receiving facilities that are late (Exceptions), and when materials
received by the facility designated on the manifest do not match with
the quantities or types of materials indicated as being shipped by
generators (Discrepancies). (See sections II.D and II.E, respectively,
for further details).
To ensure that the automated email is not undelivered or left
unnoticed or unopened, EPA proposed to require the generator to enter
an email address associated with the company site and shared among site
employees who are directly, or indirectly, involved with arranging the
waste shipment for off-site transportation, or who have day-to-day
responsibilities of the site's operations. In addition, the system-
generated email to the generator would also provide a link to EPA's e-
Manifest user registration web page and encourage the generator to
register at least two Site Managers in RCRAInfo to access their
manifests in the e-Manifest system.
EPA also requested comment on an alternative option to the proposed
email approach. Under the alternative option, EPA would mandate that
generators register for access to the e-Manifest system so that
generators could receive completed manifests in their registered
accounts in e-Manifest rather than from system-generated emails. Under
the alternative approach, EPA would not need to collect generator email
addresses on the manifest form because individual personnel for the
generator would be providing a verifiable email address upon
registration. Registered generators would then access final copies of
manifests from e-Manifest and receive notification emails from e-
Manifest regarding their sites' recent manifest activity. Finally,
under this alternative approach, as with the proposed approach,
receiving facilities would not be required to mail hard copies of
manifests to generators as all generators would be required to register
in the system and have access to their manifests.
Finally, EPA proposed conforming changes to requirements for
printing paper manifests at Sec. 262.21(f)(6). The printing
distribution of the five-copy form is as follows:
Page 1 (top copy): ``Designated facility to EPA's e-Manifest
system;'';
Page 2: ``Designated facility to generator;'';
Page 3: ``Designated facility copy;'';
Page 4: ``Transporter copy;''; and,
Page 5 (bottom copy): ``Generator's initial copy.''
Under EPA's proposal, Page 2 (Designated facility to generator)
would no longer be needed and thus would be removed from the five-copy
set of forms. As a result, the proposed rule would create a new four-
copy form as follows:
Page 1 (top copy): ``Designated facility to EPA's e-Manifest
system;'';
Page 2: ``Designated facility copy;'';
Page 3: ``Transporter copy;''; and
Page 4 (bottom copy): ``Generator's initial copy.''
EPA also requested comment on removing Page 3 (Designated facility
copy) from the manifest form and continuation sheet since submission of
paper manifests to the e-Manifest system via postal mail are no longer
permissible. The manifest form could then be a new three-copy form as
follows:
Page 1 (top copy): ``Designated facility to EPA's e-Manifest
system;''
Page 2: ``Transporter facility copy;'' and
Page 3: (bottom copy): ``Generator's initial copy.''
5. Description of Public Comments: Mailing Back Final Copies of
Manifests
Commenters supported the removal of the requirement that receiving
facilities mail paper manifests to generators. One commenter stated
that removing the existing requirement that receiving facilities mail
paper manifests to the generators would improve e-Manifest
functionality by allowing generators to receive final manifest copies
from the system, rather than continuing to impose costs on receiving
facilities to mail or email paper manifest copies back to their
customers. Another commenter stated that this proposal would facilitate
lowering receiving facilities' burden by allowing the elimination of
any need to mail or otherwise return final signed manifest copies to
generators.
Most commenters supported EPA's proposed approach to add a new
generator email address field to the manifest form; however, some
expressed concerns about the part of the proposal in which the e-
Manifest system would email copies of completed paper manifests to the
generator's email address. One commenter stated that the collection of
a generator email address on manifest forms is beneficial as it creates
another avenue for ensuring generator receipt of final manifest copies
via the e-Manifest system, assists generators with accessing these
forms electronically, and reinforces the electronic copy as the primary
source of information for all parties involved. Another commenter wrote
that requiring an email address to be entered each time a generator
initiates a shipment of hazardous waste would be a de minimis burden on
generators and result in a significant benefit for both the regulated
generators and relevant regulatory agencies alike.
Some commenters expressed concerns about requiring generators to
use an email address, including allowing generators to use a shared
email box associated with the company site, as an option for completing
the generator email address field citing that there is a possibility
that email addresses could be entered on the manifest or into the e-
Manifest system incorrectly, leading to manifests being sent to the
wrong entity or sent to email addresses that do not exist. One
commenter indicated that hand-written email addresses on paper
manifests can be of poor quality and may result in frequent errors when
uploaded to the e-Manifest system and that generator personnel may not
know the correct email address to write on the manifest. A few opposing
commenters stated that providing copies of the final manifests directly
to generators without requiring them to register for e-Manifest will
run directly counter to EPA's goal of increasing the adoption of e-
Manifest by the regulated community. These commenters further stated if
copies of the manifests are provided directly to generators, then it
will remove the main incentive for generators to register for e-
Manifest.
Several commenters supported EPA's alternative option that would
mandate that generators register with the e-Manifest system. One
commenter stated that requiring all generators (including very small
quantity generators (VSQGs)) to register in the e-Manifest system would
aid in finding and evaluating manifests for a particular generator. The
commenter also stated that doing so would make it easier to use the
data in the e-Manifest system to replace State systems used for
generator reporting.
One commenter who supported the idea of requiring all generators to
register with the e-Manifest system
[[Page 60700]]
indicated that it had some concerns with the option because: (1) It
would require VSQGs to have EPA ID Numbers, which is a major departure
from the current Federal program that extends beyond the scope of e-
Manifest, and (2) the description of how it would work seems to be
inconsistent with the RCRAInfo Industry Application's user account
requirement. RCRAInfo restricts user accounts to one person; a
registered account cannot be shared or transferred. One supporting
commenter stated that, if EPA decides to not require generators to
register with e-Manifest, then a very simple method should be developed
for unregistered generators to view their manifests. This commenter
described providing generators `one-button' access to their manifests,
such as a web page that functions much like checking into an airline
reservation. This website would request simple information, such as the
manifest number, generator ID number, and/or zip code, to allow the
generator to see the completed manifest. If the generator wanted to do
more than simply see the manifest, then the website can direct the
generator to register for e-Manifest.
One commenter stated that they oppose any element of the proposed
rule that would require generators (whether under the RCRA or TSCA PCB
program) to register and obtain an account in the e-Manifest system.
This commenter indicated that this does not address the fundamental
concern that waste handlers, particularly generators, are not able to
universally adopt the e-Manifest program and thus should not be
compelled to do so under any final rule.
One commenter supported elimination of only the designated facility
copy (Page 3) of the manifest forms, but most commenters supported
elimination of both the designated facility to generator copy (Page 2)
and the designated facility copy (Page 3). One commenter stated that it
makes sense to eliminate the designated facility copy of the manifest
form because designated facilities who want to keep a paper copy can
(and should) keep the top copy (Page 1), which is the copy scanned and
uploaded to the e-Manifest system. This commenter stated that it is
good business practice to keep this paper copy (Page 1) in case there
is any problem with the data upload and/or scan and upload of the PDF.
One commenter supported removal of the designated facility copy of
the manifest forms urging EPA to adopt a 3-page form that eliminates
the copy sent by the receiving facility to the generator (Page 2), as
well as the designated facility copy (Page 3). This commenter stated
that the generator copy is not needed because EPA intends to revise the
regulations to remove the requirement that receiving facilities mail a
paper copy back to the generator, and instead would provide generators
with electronic access to all completed manifests. Further, receiving
facilities do not need the designated facility copy which is routinely
discarded when the image copy of the final manifest is uploaded to the
e-Manifest database. The receiving facility only needs the top copy to
submit the image file to the system, and that data file is then the
manifest of record.
A few commenters who supported electronic manifest adoption favored
removal of the generator and designated facility copy of the manifest
form. One commenter stated that removal of the generator and designated
facility copies (Pages 2 and 3, respectively) of the paper manifest is
sound and will further encourage generators to use the e-Manifest
system. This commenter also stated removing these obsolete pages
reduces the administrative costs of managing the paper pages and
reduces the costs and paper material resources associated with printing
manifests. Furthermore, removing these obsolete pages in no way impedes
the usability of the paper manifest nor impacts hazard communication.
Another supporting commenter stated that the removal of manifest copy
Pages 2 and 3 is logical and justified by EPA's proposal to make
manifest final copies available electronically in the e-Manifest
system. Further, this paper copy reduction would continue to
incentivize e-Manifest adoption due to the ease of accessing manifest
copies electronically, as well as a presumption that final manifest
copies would likely be available for viewing sooner than by current
methods. Finally, one commenter indicated that beyond the reduction in
printing burden, unnecessary paperwork, and simplicity, each sufficient
reasons on their own for making this change, reducing the copies in a
multi-part `carbon copy' form consistently results in increased
transfer and legibility of handwritten and even impact-printed
information on sheets below the top.
In addition to comments discussed above, EPA received
recommendations on the following issues:
Recordkeeping of original paper manifest. One commenter
stated that, considering the massive data quality problems that state
regulators have documented, EPA should take into account adding a
regulatory requirement for receiving facilities to retain the original
paper manifest for three years. If generators receive completed
manifests only by email or through the e-Manifest system, it will be
even more important for receiving facilities to be required to retain
the original paper manifest to deal with any data errors or other
manifest corrections because they will be the only party with access to
the original.
Arrangements between receiving facilities and generators
that have unreliable internet connection. One commenter stated that
generators without on-site internet can plan to visit a nearby facility
that has internet, such as a local business, municipal building, or
community library.
Burden and costs to waste handlers. Three State commenters
provided comment on the proposal's burden impact. One State commenter
stated that the proposed changes would provide a process efficiency and
cost savings for the receiving facility. Another State commenter stated
that the receiving facility's burden of providing a manifest copy to
generators would be exchanged for a large burden on generators (to
figure out how to properly set up individual user accounts from a very
confusing starting point of being required to provide a shared email
address that cannot be used to set up those accounts) and on State
regulators (to help generators navigate the account setup problem to
handle assigning EPA ID Numbers to VSQGs) or at the expense of EPA's
ability to incentivize generators to register for the e-Manifest
system. Finally, one State commenter stated that elimination of Pages 2
and 3 of the manifest form would facilitate lowering receiving
facilities' burden by allowing the elimination of any need to mail or
otherwise return final signed manifest copies to generators.
1. Background: Mailing Back Final Copies of Manifests
The current manifest requirements under Sec. Sec. 264.71(a)(2)(iv)
and 265.71(a)(2)(iv) require permitted and interim status treatment and
storage facilities to mail final copies of paper manifests to
generators if those generators do not yet have access (i.e., are not
registered) to view their final manifests in the e-Manifest system.\8\
In
[[Page 60701]]
the NPRM, EPA cited that the e-Manifest Advisory Board stated in their
2019 meeting and reiterated in their 2020 meeting that the inability or
reluctance of generators to register in the e-Manifest system has
caused lasting burden to receiving facilities because they must
continue to incur the cost of mailing paper manifest copies to
generators, in addition to submitting copies to EPA's e-Manifest
system. To mitigate this problem, the Advisory Board recommended that
EPA: (1) Mandate generators register for access to the e-Manifest
system, and (2) design the system to generate automated emails that
could notify and encourage generators to register for e-Manifest so
that they can access their completed manifests in the system. The
Advisory Board asserted automated email notifications could eliminate
the need of receiving facilities to mail paper copies of manifests to
generators and could incentivize generators to register in the e-
Manifest system for access to initiate fully electronic manifests or to
view uploaded images of their paper manifests if they continue to track
their shipments using paper. EPA accepts the Advisory Board's
recommendations and considered proposals and requested comment on
approaches in the NPRM that could reduce receiving facilities' burden
and possibly increase electronic manifest adoption. The sections below
detail the options considered in the NPRM.
---------------------------------------------------------------------------
\8\ Currently, Sec. Sec. 264.71(a)(2)(iv) and 265.71(a)(2)(iv)
can be satisfied if a generator initiates the manifest
electronically in the e-Manifest system and thus will automatically
receive the completed electronic manifest in its account once the
designated facility electronically signs and submits the electronic
manifest in the system. Generators who elect to use paper or hybrid
manifests to track their hazardous waste may also register with the
e-Manifest system and use their e-Manifest account to store and
retrieve scanned copies of paper manifests in the system. In such
instances, the generator will receive a scanned copy of the
completed manifest in its account once the designated facility
uploads the top copy (Page 1) of the paper manifest in the e-
Manifest system.
---------------------------------------------------------------------------
2. Discussion of Final Rule: Mailing Back Final Copies of Manifests
EPA appreciates the numerous comments favoring the removal of the
existing requirement under Sec. Sec. 264.71(a) and 265.71(a) that
receiving facilities must mail the completed manifests to generators.
EPA agrees with comments asserting that removal of the existing
paragraph (a)(2)(iv) of these sections would improve e-Manifest
functionality by allowing generators to receive final manifest copies
from the system. Therefore, this final rule removes the existing final
copy transmittal requirements at Sec. Sec. 264.71(a)(2)(iv) and
265.71(a)(2)(iv) for designated receiving facilities and commercial
storage and disposal facilities, respectively, to send paper copies of
manifests to the generator.
EPA is also making conforming changes to the manifest discrepancy
requirements for hazardous waste rejected shipments and container
residues at Sec. Sec. 264.72 and 265.72. EPA overlooked proposing
changes in the NPRM for paragraph (g) of those sections. These manifest
discrepancy regulations require a receiving facility to send signed
copies of amended manifests for rejected waste or container residues to
the generator or transporter, if a facility rejects a waste--or
identifies a container residue that exceeds the quantity limits for
``empty'' containers set forth in Sec. 261.7--after it has signed,
dated, and returned a copy of the manifest to the delivering
transporter or to the generator. This final rule makes conforming
changes to Sec. Sec. 264.72(g) and 265.72(g) so that these sections
are consistent with EPA's decision to finalize the proposed changes to
paragraph (a)(2)(iv) under Sec. Sec. 264.71 and 265.71. The final rule
also revises paragraph (g) to clarify that facilities must continue to
send hazardous waste transporters amended copies of manifests for
rejected waste shipments or container residues unless the transporter
is registered with EPA's e-Manifest system. Registered transporters may
obtain the signed and dated copy of an amended completed manifests from
the EPA e-Manifest system in lieu of receiving the manifest through
U.S. postal mail.
In this final rule, the Agency is not finalizing its proposal to
use generator email addresses collected on paper manifests to send
completed copies of manifests to generators. Rather, in Sec.
262.20(a), EPA is requiring large and small quantity generators (LQGs
and SQGs) to register for the e-Manifest module in the RCRAInfo
Industry Application to access completed copies of manifests.
EPA is not requiring VSQG and PCB generators to register for the e-
Manifest module. VSQGs are generally exempt from the Federal manifest
requirements and the EPA identification numbers and re-notification
requirements, provided certain conditions described in Sec. 262.14 are
met. EPA notes, however, a few RCRA authorized States administer their
hazardous waste programs more stringently than the Federal program;
thus, these States require VSQGs use manifests and obtain EPA ID
numbers. PCB generators are required to use manifests under Federal law
but are not required to obtain EPA ID numbers. If the VSQG or PCB
generator has a registered user, receiving facilities may use the e-
Manifest system to send completed copies in lieu of sending completed
manifest copies via postal mail. Otherwise, receiving facilities must
continue to send completed manifests copies to unregistered VSQGs and
PCB generators via postal mail. However, EPA notes that VSQGs and PCB
generators can voluntarily register with e-Manifest. VSQG and PCB
generators that have registered with e-Manifest can use their e-
Manifest account to store and retrieve their completed manifest copies
from the EPA e-Manifest system; thus, receiving facilities would not be
required to send completed manifest copies to registered VSQG and PCB
generators via postal mail.
EPA is not removing Page 2 (``Designated Facility to Generator''
Copy) of the manifest forms in this final rule because VSQGs and PCB
generators who elect to not register with e-Manifest must continue to
receive Page 2 of the manifest form or manifest continuation sheet to
verify shipment receipt by the designated facility. EPA is, however,
removing Page 3 (``Designated Facility'' Copy) in Sec. 262.21(f)(6) as
this copy is redundant with the top copy that can be retained by the
receiving facility, if needed.
EPA's decision not to implement its proposed approach to use
generator email addresses collected on paper manifests to send
completed copies of manifests to generators is based on two factors.
First, EPA is persuaded by several State and/or industry commenters
asserting use of a recorded email address on the paper manifest may
cause completed manifests to be misdirected or undelivered due to
incorrect entry of the email addresses. Further, illegible handwritten
email addresses recorded on manifests may prevent the EPA's paper
processing center (PPC) from processing this recorded data properly in
the system. Thus, causal effects of the generators' inability to verify
receipt of their waste by the designated receiving facility may result
in generators overreporting unverified shipments via exception
reporting. Second, EPA accepts and agrees with opposing State
commenters' viewpoint that providing copies of the final manifests
directly to generators without requiring them to register for e-
Manifest will disincentivize generators to register for e-Manifest,
thus reducing the likelihood or delaying the transition to electronic
manifest adoption in the future.
In lieu of its proposed approach, EPA is instead implementing its
alternative approach in the NPRM to require LGQs and SQGs to register
for e-Manifest. EPA is revising Sec. 262.20(a)(1) to reflect that LQGs
and SQGs must obtain their manifests from the e-Manifest system rather
than receive them from designated receiving facilities identified in
Item 8 of manifests. The final rule also revises paragraph (a)(2) to
indicate
[[Page 60702]]
that LQGs and SQGs, transporters, and receiving facilities must
electronically submit manifest data corrections for their manifest
records if they receive correction notifications from EPA or States
requesting that manifest records must be corrected. The new post-
receipt manifest data correction requirements for generators are
discussed in preamble section II.H.4.
To obtain completed and signed manifests in the e-Manifest system,
generators need to register personnel to access the manifest records
for their site. EPA recommends that each generator site register at
least two employees as Site Managers. The ``Site Manager'' permission
level enables LQGs and SQGs to verify shipment receipts per Sec.
262.42(a)(1) and (b), respectively, as well as satisfy the other
electronic exception reporting and other mandatory reporting
requirements (i.e., post-receipt manifest data corrections) established
in this final rule. Generators should also designate a limited number
of personnel with only ``Viewer'' permission levels in the e-Manifest
module. Unlike the Site Manager permission level, persons with
``Viewer'' permissions would be restricted to only accessing manifests
in their registered accounts to verify that shipments arrived at
designated facilities.\9\ In other words, the ``Viewer'' permission
level would ensure LQGs and SQGs can verify shipment receipts by the
receiving facility but would not afford them the ability to prepare and
submit electronic Exception Reports (whether for electronic or paper
manifests) in the event that a shipment cannot be verified. LQGs and
SQGs must still verify receipt of their shipments by the designated
receiving facilities per the exception reporting requirements under
Sec. 262.42.\10\
---------------------------------------------------------------------------
\9\ Ibid.
\10\ For explanations regarding how to register and the
different permissions available to users of the e-Manifest system,
please refer to the EPA's e-Manifest user registration web page;
https://www.epa.gov/e-manifest/e-manifest-user-registration.
---------------------------------------------------------------------------
As mentioned previously, the EPA is not requiring registration for
VSQGs and PCB generators who are required under Federal or State law to
track their hazardous waste or PCB wastes, respectively, under a
manifest. The EPA agrees with one commenter's claim that mandating all
generators to register for access to their manifests in e-Manifest
would also require VSQGs and PCB generators to obtain EPA ID numbers;
these generators are not currently required to obtain EPA ID numbers,
and they would not be able to access manifests for their site without
one. VSQGs and PCB generators without EPA ID numbers generally record
the generic identification number ``VSQG,'' or ``CESQG,'' or ``40 CFR
PART 761'' on paper or hybrid electronic manifests, but this
identification number is not suitable for locating manifests within e-
Manifest for a specific site. The EPA accepts the commenter's concern
that such a requirement is a major departure from the current Federal
program and extends beyond the scope of e-Manifest.
Since VSQGs and PCB generators currently are not federally required
to obtain EPA ID numbers, and the EPA has not provided VSQGs nor PCB
generators adequate notice and opportunity to comment on a new
notification requirement to obtain EPA ID numbers for e-Manifest
purposes, this final rule does not require VSQGs nor PCB generators to
register in the system to monitor manifest activity for their site. As
mentioned previously, this final rule removes the existing final copy
transmittal requirements at Sec. Sec. 264.71(a)(2)(iv) and
265.71(a)(2)(iv). However, the EPA is not removing the existing
requirement at section Sec. 761.213(a)(2)(iv) for designated receiving
facilities and commercial storage and disposal facilities to send paper
copies of manifests to PCB generators via postal mail; however, this
final rule makes conforming changes to paragraph (a)(2)(iv) under Sec.
761.213 for PCB manifest shipments. These Commercial storage and
disposal facilities must continue to send signed and dated copies of
(Page 2) of completed manifests and any continuation sheets to PCB
generators who are exempt from obtaining an EPA ID number under the
TSCA PCB manifest regulations. The changes also clarify that commercial
storage and disposal facilities would not be required to send completed
manifests to a PCB generator if the generator is registered in the
EPA's e-Manifest system.
Although the EPA is not requiring PCB generators register in the
EPA's e-Manifest system, the EPA encourages those generators to
register with e-Manifest so that receiving facilities and commercial
storage and disposal facilities may transmit completed copies of
manifests to them via the e-Manifest system. The EPA notes that while
the final manifest return requirement is unchanged for VSQG and PCB
generators, EPA may consider in a separate rulemaking whether to
require them to obtain EPA ID numbers and thus register in the e-
Manifest system so that their manifest records can be accessed in their
registered system accounts.
The EPA is implementing the alternative approach to require LQGs
and SQGs to register to receive completed manifests rather than
implementing the proposed email option for several reasons. First, like
the proposed email option, the alternate option ensures that LQGs and
SQGs receive final manifest copies via the e-Manifest system, enables
generators to access their manifests, and reinforces that images of
paper manifests uploaded in the system are the primary source of
information for all parties involved with the shipment. However, unlike
the proposed option, completed manifests would not be misdirected or
undelivered due to incorrect email addresses nor would paper manifest
uploads be prevented due to illegible handwritten emails recorded on
the manifests. In this final rule, LQGs and SQGs must register with the
e-Manifest system and maintain an accurate email address in their
registered accounts. Further, commenter's concerns regarding
uncertainty of appropriate email use are unlikely under the alternative
approach. Under the alternative approach, the generator companies'
personnel who register in e-Manifest must use an individual email
address to access their site's completed manifests in the system. The
registered emails should not be shared with others. In other words, a
person could not use a shared email address to register in the e-
Manifest system. Thus, commenter's concerns regarding receipt of the
completed copy under the proposed email option are improbable under the
alternative approach.
Second, the EPA finds that mandating registration for LQGs and SQGs
assists in implementing its final rule regarding integration of
exception reporting in the e-Manifest system (see section II.D.4).
Third, the EPA is persuaded by commenters' recommendation that entities
(e.g., generators and designated receiving facilities) on a paper
manifest must correct errors to the manifests, if the EPA or States
identify and require corrections. Generators must be registered in e-
Manifest to make post-receipt corrections in the e-Manifest system; and
thus, mandating registration for LQGs and SQGs enables implementation
of this requirement.
Fourth, the EPA is not persuaded by commenters' concerns about this
alternative approach. Some opposing commenters indicated that some
generators do not have adequate internet connections to register in e-
Manifest. The EPA believes it is nearly impossible to operate modern
business in the U.S.--taking payments, reaching customers and/vendors,
and otherwise
[[Page 60703]]
facilitating commerce--without internet service. The EPA accepts one
industry commenter's recommendation that generators who do not have
reliable internet connections or email accounts should plan to visit a
nearby facility that has internet capabilities (e.g., a local business,
municipal building, or community library) to access their manifests in
e-Manifest. In addition, the EPA notes that email accounts are free,
easy to establish, and nearly universal for businesses and commercial
enterprises. However, to the extent that there are actually some
generators who do not have adequate internet access, the EPA points to
the Biden-Harris administration's announcement of the Broadband Equity
Access and Deployment (BEAD) program in June 2023--a $42.45 billion
grant program created in the Bipartisan Infrastructure Law and
administered by the Department of Commerce--which was established to
connect small businesses and families in the U.S. with reliable,
affordable high-speed internet by the end of 2029. As part of the
program announcement, the Biden-Harris Administration stated that with
these allocations and other Biden administration investments, all 50
States, DC, and the territories now have the resources to connect every
resident and small business to reliable, affordable high-speed internet
by 2030.\11\ Thus, the EPA finds that high-speed internet access should
be more accessible in the future.
---------------------------------------------------------------------------
\11\ https://www.whitehouse.gov/briefing-room/statements-
releases/2023/06/26/fact-sheet-biden-harris-administration-
announces-over-40-billion-to-connect-everyone-in-america-to-
affordable-reliable-high-speed-internet/
#:~:text=President%20Biden's%20American%20Rescue%20Plan,internet%20is
%20an%20eligible%20use.
---------------------------------------------------------------------------
In addition, the EPA is not persuaded by the one opposing industry
commenter's assertion that the alternative approach does not address
the fundamental concern that waste handlers, particularly generators,
are not able to universally adopt the e-Manifest program and thus
should not be compelled to do so under any final rule. The EPA also is
not persuaded by the State commenter stating receiving facilities'
burden of providing a manifest copy to generators would be exchanged
for a large burden on generators (to figure out how to properly set up
individual user accounts from a very confusing starting point of being
required to provide a shared email address that cannot be used to set
up those accounts). The EPA points out that the current registration
process for e-Manifest is similar to the current notification process
for obtaining an EPA ID number, which LQGs and SQGs already must do
according to the existing RCRA regulations under Sec. 262.18.
The registration requirement established in this final rule only
requires LQGs and SQGs to obtain accounts in the RCRAInfo application
so that the generators can access their completed manifests in the e-
Manifest system using their registered accounts. Therefore, the new
registration requirement is not intended to mandate generators use
electronic manifests to track their waste shipments. In fact,
registered generators may continue to opt out of completing and
transmitting electronic manifests via the e-Manifest system and may
continue to track their hazardous waste shipments using the paper
manifest forms. The EPA acknowledges obtaining registered accounts with
the e-Manifest system may cause incremental burden to generators.
However, the EPA notes that approximately 63% and 50% of LQGs and SQGs,
respectively, have registered users with access to the e-Manifest
system and thus already satisfy the final rule requirement. Thus, the
EPA believes that the benefits of registration for e-Manifest--
including receiving and retrieving manifests, electronic manifest-
related reporting, and post-receipt manifest data corrections--outweigh
the costs of registering for access to the e-Manifest system. Regarding
this commenter's concern about the shared email approach, the EPA notes
its proposed shared email was not intended for user registration with
e-Manifest and was only intended to provide manifest copies back to
unregistered generators. However, as explained above in this preamble
section, the EPA is not finalizing this approach.
In response to other comments on this issue, the EPA does not
accept one State commenter's recommendation that the EPA consider the
addition of a new recordkeeping requirement that designated facilities
retain the original paper manifest for three years if generators
receive completed manifests by email or through accessing the e-
Manifest system. The EPA believes addition of such a requirement would
significantly increase receiving facilities' regulatory recordkeeping
burden, substantially reduce cost savings to receiving facilities, and
would not move the needle towards improving the quality of manifest
data captured in the system. Therefore, the EPA is sustaining its
current policy that receiving facilities need only retain their on-site
paper copy, which is now Page 1, until such time as a legible scanned
image of the manifest is entered in the system and accessible to the
facility in e-Manifest.
The EPA acknowledges that the poor quality of paper manifest data
captured in the system has adversely impacted compliance monitoring of
waste shipments by the EPA and State regulators. However, the EPA
continues to believe the best approach to dramatically improve data
quality and compliance monitoring is use of electronic manifests rather
than the continual use of paper manifests. However, the EPA appreciates
the commenter's concern about manifest errors/omissions of data
currently recorded on paper manifests and ultimately captured in the e-
Manifest system. Therefore, through this final rulemaking, the EPA has
codified new manifest data correction requirements for paper and
electronic manifests under parts 262, 263, 264, and 265 for generators,
transporters, and permitted or interim status treatment, storage, and
disposal facilities, respectively. The EPA has also made conforming
changes to the proposed manifest data corrections requirements for PCB
manifests under part 761, subpart K to align with the new manifest
corrections requirements under the RCRA manifest regulations. The EPA
believes these regulatory additions will significantly improve the data
quality of paper manifests. The new manifest data corrections process
and requirements are discussed in this final rule under preamble
sections II.H.4 for hazardous waste and II.I.2 for PCB waste.
Finally, the EPA appreciates one industry commenter's support for
an alternative approach for an EPA website for unregistered generators
to view their manifests if the EPA decides not to implement the
proposed alternative option (required generator registration). However,
the EPA is not persuaded to adopt this approach for a few reasons.
First, the EPA did not provide generators adequate notice and
opportunity to comment on using a website to verify shipment receipt by
designated facilities. Second, the EPA believes this approach may have
unintended consequences such as enabling access for entities not named
on a manifest before the EPA's existing 90-day public release policy.
Lastly, this approach would require system amendments that would bypass
necessary security related to 90-day manifest information restrictions.
Instead, the EPA is implementing the alternative approach to require
LQGs and SQGs to register with e-Manifest to access completed manifests
for their site.
[[Page 60704]]
The EPA is not finalizing its proposal to remove Page 2
(``Designated Facility to Generator'' Copy) of the manifest forms in
this final rule. As explained above, the EPA is not requiring that
VSQGs, nor certain PCB generators, register with e-Manifest to access
completed manifests for their site. Therefore, VSQGs and PCB generators
who elect to not register with e-Manifest must continue to receive Page
2 of the manifest form or manifest continuation sheet to verify
shipment receipt by the designated facility. Regarding the designated
facility copy (Page 3), the EPA is persuaded by commenters favoring
removal of Page 3 (``Designated Facility'' copy). The EPA agrees with
commenters that this copy is no longer needed since a completed, top
paper copy of the manifest which is uploaded to the e-Manifest system
by the receiving facility can just be retained, if needed, by the
receiving facility. Therefore, the EPA is revising Sec. 262.21(f)(5)
through (7) in this final rule to align these provisions with the
removal of the designated facility copy of the manifest form and
manifest continuation sheet. The EPA is also revising the marginal
words pre-printed in the bottom margins of Page 1 to read as follows:
``Designated facility or U.S. Exporter to the EPA's e-Manifest
system.'' These marginal words indicate copy distribution for Page 1 of
the paper manifest form and reflect that an exporter is now required to
supply the EPA the top copy via the e-Manifest system. Therefore, these
provisions together announce the revised printing specification for the
now four-copy paper manifest and continuation sheet paper forms, the
revised copy distribution requirements to be printed on each copy of
the form, and the revised specification for printing the appropriate
manifest instructions on the back of the form copies. Specifically, the
new four-copy manifest form (EPA Form 8700-22) and manifest
continuation sheet (EPA Form 8700-22A) will be distributed as follows:
Page 1 (top copy): ``Designated facility or U.S. Exporter to the
EPA's e-Manifest system'';
Page 2: ``Designated Facility to Generator'';
Page 3: ``Transporter facility copy;'' and;
Page 4: (bottom copy): ``Generator's initial copy.''
The EPA is also revising paragraph (f)(7) by removing the words
``and published to the e-Manifest program's website'' from the end of
the first sentence of the paragraph. The EPA does not publish the
manifest forms to its website. Therefore, the statement that the EPA
publishes them on our website is inaccurate and misleading. Paper
manifests must be obtained from an EPA authorized printing source and
cannot be obtained from the EPA's Manifest Registry nor e-Manifest
website.\12\
---------------------------------------------------------------------------
\12\ The four-copy paper manifest and manifest continuation
sheet may be obtained from one of the EPA approved sources
authorized by the EPA to produce and sell the forms. See the EPA's
web page at https://www.epa.gov/hwgenerators/approved-registered-printers-epas-manifest-registry.
---------------------------------------------------------------------------
D. Exception Report Requirements
1. Background: Exception Reports
Exception Reports are intended to address the situation in which
the generator does not receive timely confirmation that their hazardous
or PCB wastes, tracked with a manifest, arrived at the facility
designated by the generator to receive its waste. Exception Reports are
required in the Federal regulations at Sec. 262.42 (Hazardous Waste)
and Sec. 761.217 (PCBs). For LQGs and all PCB waste generators,
exception reporting is a two-step process under the existing
regulations. In the first step, if the generator has not received the
signed, returned copy of the manifest from the designated facility
within 35 days from the date the transport of the waste shipment began,
the generator must contact the transporter and/or the designated
facility to determine the status of the generator's waste and document
their efforts. In the second step, if the status of that waste is not
resolved within 45 days (from the start of transport), the generator
must file an Exception Report with their EPA Regional Administrator (or
State Director in authorized States). The Exception Report, as
currently implemented by regulation, is a written report that consists
of: (1) A legible copy of the manifest for which the generator does not
have confirmation of delivery; and (2) a cover letter signed by the
generator explaining its efforts to locate the waste and the results of
those efforts. There is a similar exception reporting requirement
applicable to SQGs at Sec. 262.42(b), except that SQGs do not have to
initiate contact before 35 days and have an additional 15 days (60 days
total) to reconcile the status of their waste before an Exception
Report must be submitted. SQGs must provide a legible copy of the
manifest with some indication that the generator has not received
confirmation of delivery (a separate cover letter is not required for
SQGs).
2. What EPA Proposed on This Issue: Exception Reports
During the e-Manifest Advisory Board meeting in June 2019, titled
``Increasing Adoption of the e-Manifest system,'' the Advisory Board
recommended that EPA integrate Exception Reports into the e-Manifest
system. EPA accepted the Advisory Board's recommendation and proposed
in the NPRM regulatory amendments to the existing Exception Report
requirements in Sec. 262.42 by adding new paragraphs (d) and (e) and
amending Sec. 761.217 by adding new paragraphs (c) and (d). The
proposed paragraph (d) under Sec. 262.42 and paragraph (c) under Sec.
761.217 establish the legal and policy framework for the use of
electronic Exception Reports for hazardous waste and PCB waste,
respectively. Under the proposal, Exception Reports originating in the
e-Manifest system would be considered the legal equivalent of paper
Exception Reports signed with conventional ink signatures. Further,
wherever the existing regulations require an Exception Report to be
completed, signed, provided, and sent to the EPA Regional Administrator
(or the State Director in authorized States), the execution of an
electronic Exception Report would be deemed to comply with the
requirements to complete, sign, provide, send, or otherwise use the
Exception Report.
The proposed regulatory amendments would not apply to exporters of
waste shipments subject to the manifest requirements. Exporters must
file export Exception Reports, in lieu of the requirements of Sec.
262.42, according to the existing requirements specified at Sec.
262.83(h). Electronic export Exception Reports under Sec. 262.83(h)
will be developed as part of the WIETS module in the RCRAInfo Industry
Application (see section below on changes to related international
shipment requirements for further details).
Under Sec. Sec. 262.42(e) and 761.217(d), EPA proposed to restrict
electronic exception reporting to manifested shipments using electronic
manifests (hybrid or fully electronic) pursuant to Sec. 262.24(c).
This was proposed because in order to leverage the e-Manifest system to
assist with exception reporting, the system must ``know'' the date of
shipment from the generator. When an electronic manifest is used, this
information is readily available. Conversely, paper manifests are not
submitted to the e-Manifest system until after the signed, final
manifest is uploaded and submitted by the receiving facility, rendering
it impossible for the system to identify
[[Page 60705]]
paper manifests initiated by the generator but not yet completed by the
receiving facility.
For hybrid manifests, a generator would be required to register for
e-Manifest to take advantage of electronic exception reporting in the
e-Manifest system. EPA also requested comment on whether all generators
should be required to register for access to the e-Manifest system (see
preamble section II.C for a discussion of requiring generators to
register).
EPA explained in the proposed rule that that Agency was not
proposing to collect, and upload written, paper-copies of Exception
Reports in the e-Manifest system. EPA stated that maintaining paper
Exception Report submissions would be more expensive and thus would
result in the need for EPA to contemplate a distinct or additional fee
premium related to entering Exception Reports into e-Manifest to ensure
related costs are recovered. Therefore, to avoid incurring costs
related to paper processing and data entry activities necessary to
enter the Exception Report information into the e-Manifest system, EPA
would require LQGs and SQGs who use paper manifests to comply with the
existing exception reporting requirements at Sec. 262.42(a) and (b)
respectively for written, hard copy Exception Reports sent to EPA or
the authorized State.
Under the proposed approach for electronic exception reporting, the
NPRM explained that EPA would upgrade the e-Manifest system's
functionality to alert LQGs and SQGs based on their notified Federal
generator category, as well as PCB waste generators, if a receiving
facility designated on their manifests had not submitted final, signed
manifests to the system for confirmation of delivery within the
required timeframes at Sec. Sec. 262.42(a)(1), 262.42(b), or
761.217(a)(1), respectively. Additionally, the system could alert the
respective receiving facility on the manifest. The system would allow
generators to submit Exception Reports electronically (for hybrid and
fully electronic manifests) and disseminate the Exception Report to the
relevant EPA Region or the authorized State Agency. LQGs and PCB waste
generators would still be required to contact the transporter and/or
the owner or designated facility per Sec. Sec. 262.42(a) or 761.217(a)
to determine the status of the hazardous or PCB waste and provide an
explanation of their efforts to locate the hazardous or PCB waste and
the results of those efforts. Such generators, however, would not be
required to mail the report to EPA or the States, but instead would be
required to submit the report electronically to the e-Manifest system
(to which EPA and States have access).
EPA also proposed to revise the current 35/45-day timeframes for
LQGs in Sec. Sec. 262.42(a) and (c)(2), and 761.217(a) and (b) to
better conform to timeframes for submittal and processing of paper
manifests in the e-Manifest system. For example, for entities using
paper manifests, receiving facilities have 30 days from receipt of a
generator's shipment to submit the final, signed paper manifest to EPA.
In addition, EPA's PPC needs time to enter data, e.g., from image
copies of paper manifests, especially if the paper manifests contain
incorrect, illegible, or incomplete data. Thus, the Agency realized
that LQGs may not be able to access the final, signed paper manifest in
e-Manifest until past the first 35-day exception reporting timeframe in
the regulations.
Therefore, EPA proposed that all LQGs have five additional days to
verify receipt of the shipment, reconcile the late manifests with the
transporter and/or destination facility, and complete and submit
Exception Reports to the EPA Regional Administrator or authorized
State. Under the proposed amendments, LQGs and PCB waste generators
would have up to 40 days to verify that their waste was received by the
facility designated on the manifest. The 40-day timeframe would begin
from the date the manifest was accepted by the initial transporter for
off-site transportation; if an LQG did not receive notification from
the e-Manifest system that the final, signed manifest was received
within this timeframe, then the LQG would be required to contact the
transporter and/or the designated facility to determine the status of
the waste. If the status of the shipment is not resolved within 50 days
(from the start of transport), then the LQG must file an Exception
Report with the EPA Regional Administrator or authorized State. EPA did
not propose any changes to the timeframe for SQGs to verify receipt of
their shipments by the destination facility (Sec. 262.42(b)).
3. Description of Public Comments: Exception Reports
Commenters unanimously supported the idea of integrating exception
reporting into the e-Manifest system; however, some commenters did not
fully agree with or support certain aspects of EPA's proposed approach
for the implementation of electronic exception reporting. One commenter
supported the proposal because it would allow for a uniform submission
format that is efficient and quick to process and allow for greater
transparency between all impacted parties. Another commenter noted that
use of electronic exception reporting would both eliminate paper
processing and consolidate all manifest-related communications within
the e-Manifest system, thereby enhancing utility to the regulated
community and allowing for easier access to these records for
regulators.
Commenters were not in agreement on EPA's proposal to restrict
electronic exception reporting to manifested shipments using electronic
manifests (hybrid or fully electronic). Some commenters noted that
requiring offline submission (i.e., paper submission) of Exception
Reports for paper manifests was counter to the e-Manifest Program's
goal of burden reduction. They also noted that, currently, electronic
manifests comprise a very small fraction of all manifests and that
limiting exception reporting to only electronic manifests would not
incentivize generators to register and use the e-Manifest system. EPA,
instead, should, require generators to register with the e-Manifest
system. The commenter further stated that EPA should amend the
regulations to require registered generators to submit electronic
Exception Reports whenever they do not receive a notification from the
e-Manifest system of a completed manifest within the required
timeframe. The commenter asserted that the responsibility should
clearly be on the generator to monitor the manifests and determine if,
and when, an Exception Report should be electronically filed.
Three commenters generally agreed with EPA's proposal to adjust the
exception reporting timeframes; however, these commenters also
suggested that EPA consider aligning the exception reporting timeframe
for both LQGs and SQGs to make the timeframes the same. One commenter
added that the risk presented by each shipment cannot be assumed by the
`size' of the generator, and the exception reporting timeframe
differential serves only to add unnecessary complexity to generators
attempting to understand if, and when, they must file an Exception
Report.
Two commenters stated that they do not believe that modifying the
exception reporting timeframe is necessary. One commenter noted that as
more handlers adopt electronic manifesting, the time to identify issues
with shipments should decrease, not increase. Another commenter
asserted that increasing the timeframe would disincentivize receiving
facilities to complete data
[[Page 60706]]
entry in a timely manner and add to existing e-Manifest data quality
issues.
4. Discussion of Final Rule: Exception Reports
EPA appreciates the numerous comments favoring integration of
exception reporting into e-Manifest to allow generators to submit
Exception Reports electronically. EPA also appreciates comments
recommending that EPA not restrict usage of electronic exception
reporting to electronic manifests that originate in the system. The
Agency agrees with commenters who assert that allowing users of paper
manifests to submit electronic Exception Reports would decrease the
amount of paper processing required by States and provide a unified
format for reporting regardless of the manifest type (i.e., paper or
electronic). Therefore, EPA is not finalizing the proposed addition of
new paragraph (e) to Sec. 262.42 to restrict electronic exception
reporting to manifested shipments using electronic manifests. EPA is
finalizing revisions to allow LQGs and SQGs to submit electronic
exception reporting in e-Manifest for both paper and electronic
manifests. However, EPA is delaying implementation of the electronic
exception reporting requirements under Sec. 262.42(a) and (b) until
December 1, 2025. Prior to December 1, 2025, LQGs and SQGs must
continue to supply Exception Reports directly to EPA Regional
Administrators or authorized States via postal mail. However, beginning
on December 1, 2025, LQGs and SQGs must comply with the electronic
reporting requirements discussed below, including the requirement that
LQGs and SQGs must submit Exception Reports directly in EPA's e-
Manifest system. Beginning December 1, 2025, LQGs and SQGs will no
longer have the option to supply written, paper Exception Reports to
the EPA Regional Administrators or authorized States via postal mail.
EPA is modifying existing Sec. 262.42(a)(2) and (b) to require
LQGs and SQGs to submit Exception Reports to the e-Manifest system in
lieu of supplying them directly to Federal or State regulatory
agencies. The final rule also revises paragraph (a) by removing the
existing requirement that LQGs must sign the cover letter of an
Exception Report ``by hand''. A separate cover letter is no longer
necessary since an explanation of the efforts taken to locate the
hazardous waste and the results of those efforts will be prepared
directly in EPA's e-Manifest system as part of the electronic Exception
Report. The final rule also revises paragraph (b) to clarify that VSQGs
that meet the conditions under Sec. 262.232(a) for managing hazardous
waste from an episodic event may continue to submit the Exception
Reports directly to EPA or the States in lieu of submitting them via
the e-Manifest system. The final rule also finalizes the proposed
additions of Sec. 262.42(d)(3) and (4) in this final rule. However,
these new requirements are codified under Sec. 262.42(d) as new
paragraphs (d)(1) and (2). New paragraphs (d)(1) and (2) clarify that:
(1) Retention of electronic Exception Reports in the e-Manifest system
satisfy any requirement for a generator to keep or retain a copy of an
Exception Report; and (2) Generators may not be held liable for the
inability to produce an Exception Report through the e-Manifest system
for inspection if the report is inaccessible due to the system being
down and thus a denial of services occurs.
For shipments accompanied by paper manifests, LQGs and SQGs must
prepare the Exception Reports according to Sec. 262.42(a)(2) and (b),
respectively, by uploading an image file of their initial copy of the
manifest (Page 4 of the new manifest form) for which the generator does
not have confirmation of delivery and entering select information from
the manifest. LQGs must also provide an explanation in the e-Manifest
system describing the efforts the LQG has taken to locate the waste
shipment and the results of those efforts. Per revised Sec. 262.42(b),
SQGs only need to upload an image file of their initial copy of the
manifest along with a statement that the return copy was not received.
EPA notes that the PPC will not process the image file of the manifest
uploaded by the generator for the Exception Reports as these manifests
are not the final, completed copies that receiving facilities must
submit to the system to satisfy the paper manifest submission
requirements under Sec. Sec. 264.71(a)(2)(v)(B) and 265.71(a)(2)(v)(B)
for hazardous waste and Sec. 761.213(a)(2)(v) for PCB waste. For fully
electronic and hybrid manifests, the generator will be able to use the
information already in the e-Manifest system to fill out the electronic
Exception Report. EPA will provide access to Exception Reports to EPA
and State personnel through the e-Manifest system.
EPA notes that only generators with an EPA ID number and a
registered user for access to e-Manifest will be able to submit an
Exception Report electronically. Federally, EPA only requires LQGs and
SQGs to submit Exception Reports, and these generators are already
required to have an EPA ID number and, with today's rule, are now
required to have a registered user (see section II.C for further
discussion on the requirements for generators to register). To submit
electronic Exception Reports, generators will need a registered user
with at least Certifier level permissions in the e-Manifest module (a
permission level that currently requires identity proofing and an
electronic signature agreement).
PCB generators are subject to exception reporting requirements
under Sec. 761.217; however, PCB generators are not currently required
to obtain an EPA ID number or register for access to e-Manifest. PCB
generators, however, who choose to obtain an EPA ID number and register
for e-Manifest can also choose to submit electronic Exception Reports
through the e-Manifest system. In lieu of having an EPA ID number and a
registered user, a PCB generator must continue to submit paper reports
to the EPA Regional Administrator.
EPA is persuaded by comments asserting that EPA should take this
opportunity to streamline the exception reporting timeframes and remove
unnecessary complexity in the regulations. The Agency believes that a
uniform exception reporting timeframe for all generators, regardless of
their status (i.e., LQG, SQG), would benefit all parties. Therefore,
EPA is amending the proposed timeframes for which an LQG or PCB
generator must initiate contact with other parties on a manifest to
determine the status of the waste shipment. The finalized revisions
under Sec. Sec. 262.42(a)(1) and 761.217(a)(1) for LQG and PCB
generators, respectively, state that the generator must contact the
transporter and/or the owner or operator of the designated facility
within 45 days to determine the status of the hazardous waste after not
receiving a final copy of the manifest. This is an additional 10 days
beyond the proposed 35-day requirement. (SQGs are not subject to this
requirement in the existing regulations.) The final 45/60-day
timeframes for LQGs and PCB generators provide additional time for the
receiving facility to submit final copies of the manifest to the e-
Manifest system and for the EPA paper processing center to enter the
paper manifest, if necessary, in order for the generator to receive its
final copy. The 45/60-day timeframes also serve to simplify the
exception reporting regulations for generators: all generators must
submit an Exception Report after 60 days. EPA has also made a
conforming change to Sec. Sec. 262.42(c)(2) and 761.217(b)(2) to
reflect the 45/60-day timeframe. EPA notes that the Agency is not
delaying compliance of the new 45/60-day exception reporting timeframes
for LQGs and PCB
[[Page 60707]]
generators to submit Exception Reports. Thus, these new timeframes
shall apply on the final rule's effective date, January 22, 2025.
E. Discrepancy Report Requirements
1. Background
The regulations governing manifest discrepancies are at Sec. Sec.
264.72, 265.72, and 761.215. The manifest form enables the receiving
facility to flag several types of ``discrepancy'' events on the
manifest. Under the existing regulations and on the manifest form, the
designated facility must check boxes in the discrepancy field (Item 18)
when the designated facility finds or produces one of these shipment
irregularities:
[ssquf] Significant differences in the quantity of waste shown on
the manifest as having been shipped, and what the designated facility
determines to have been received. By regulation, significant quantity
discrepancies occur when there is any variation in piece count (e.g.,
four drums received instead of five), as well as when there is a
variance of 10% or more by weight for any bulk or batch wastes shipped
on a manifest.
[ssquf] Significant differences between the type of waste shown as
shipped and what the designated facility received. Significant type
discrepancies are defined as obvious differences which can be
discovered by inspection or waste analysis, such as a solvent
substituted for an acid, or toxic constituents that were not listed on
the manifest.
[ssquf] A full rejection by the designated facility of an entire
waste shipment, which typically occurs when the materials received do
not meet the facility's waste acceptance criteria, or, when the
facility lacks the capacity to manage the waste.
[ssquf] A partial rejection of waste, which occurs when a facility
rejects some portion of the wastes shipped to it on the manifest but
accepts some other portion at its facility.
[ssquf] Container residues, meaning that the facility could not
remove all the waste from a container (e.g., drum or rail car), and the
amount that remains in the container is sufficient to cause the residue
to be considered a regulated hazardous waste.\13\
---------------------------------------------------------------------------
\13\ The Federal RCRA regulation at 40 CFR 261.7 specifies
criteria for determining when a container is ``empty'' or when the
residues are sufficient to render them non-empty and thus regulated
hazardous wastes.
---------------------------------------------------------------------------
While five types of discrepancies can be checked off on the
manifest form, only significant discrepancies in quantity and type are
treated as major irregularities requiring additional, separate
reporting requirements. The RCRA regulations refer to these reporting
requirements as Discrepancy Reports. Under the existing Federal
regulation, Sec. Sec. 264.72, 265.72, and 761.215 provide a two-step
process for handling significant quantity and type discrepancies in
hazardous and PCB waste shipments, respectively. First, upon
discovering a significant quantity or type discrepancy, the receiving
facility must attempt to reconcile the discrepancy with the generator
or transporter. Second, if the significant discrepancy remains
unresolved on the date 15 days after receipt of the waste, the
receiving facility must immediately send a letter to the EPA Regional
Administrator or to the authorized State describing the discrepancy and
attempts to reconcile it. This letter report must also include a copy
of the manifest at issue.
During the June 2019 Advisory Board meeting, the Advisory Board
recommended that EPA integrate Discrepancy Reports into the e-Manifest
system. EPA accepts the Advisory Board's recommendation and believes
integration of Discrepancy Reports in the e-Manifest system would
reduce paperwork burden and may incentivize users to transition to
fully electronic or hybrid manifests by increasing the value of the
system. Accordingly, in the NPRM, EPA proposed two changes related to
Discrepancy Reports.
2. What EPA Proposed on This Issue: Discrepancy Reports
In the NPRM, EPA proposed changes to integrate Discrepancy Reports
with the e-Manifest system by adding requirements under Sec. Sec.
264.72(c) and 265.72(c) (Hazardous Waste) and 761.215(c) (PCBs) that
would address the legal equivalency of the electronic reports to the
written, paper reports and allow for electronic discrepancy reporting
for wastes shipped on electronic or hybrid manifests. The proposed new
Sec. Sec. 264.72(c)(1) and (2), 265.72(c)(1) and (2), and
761.215(c)(1) and (2) establish that wherever the existing regulations
require a Discrepancy Report to be completed, signed, and sent to the
EPA Regional Administrator (or the authorized State), the execution of
an electronic Discrepancy Report in the national e-Manifest system
would be deemed to comply with the requirements to complete, sign,
provide, send, or otherwise use the Discrepancy Report.
EPA proposed to allow electronic reporting of Discrepancy Reports
to all manifest types, including paper manifests (which are submitted
to the system as image only or image plus data) and electronic
manifests. EPA believes this approach is appropriate for discrepancy
reporting because Discrepancy Reports must be completed by receiving
facilities, and receiving facilities already are registered in the e-
Manifest system, e.g., for billing purposes.
However, EPA acknowledged in the NPRM the challenges with
electronic discrepancy reporting for paper manifests. The existing
regulations currently require receiving facilities to submit final,
signed manifests to EPA, or the authorized State, within 30 days after
a shipment is received. In addition, time is needed for EPA's PPC to
process paper manifests, which can be extended due to data quality and
submission errors. Consequently, facilities may be unable to submit the
final, signed paper manifests to the e-Manifest system until past the
15-day discrepancy reporting timeframe in the existing regulations. A
receiving facility then would be required to submit a written report to
the EPA or State. To mitigate this issue, EPA proposed revisions to
Sec. Sec. 264.72(c) and 265.72(c) to adjust the current 15-day
reporting timeframe for significant discrepancies to allow receiving
facilities up to 20 days to reconcile a shipment with the generator
and/or transporter for such discrepancies. EPA's proposed timeframe is
also consistent with the average number of days that pass before
receiving facilities upload copies of paper manifests to the e-Manifest
system. The proposed 20-day timeframe would begin at the date of
receipt of the shipment by the receiving facility and would apply to
users of both paper and electronic manifests.
EPA requested comment on whether EPA should limit electronic
discrepancy reporting only to electronic manifests (i.e., fully
electronic or hybrid). EPA also requested comment on other approaches
that should be considered for electronic discrepancy reporting
associated with digital copies of paper manifests.\14\
---------------------------------------------------------------------------
\14\ 87 FR 19290 at page 19305.
---------------------------------------------------------------------------
EPA also requested comment on an alternate approach that would
eliminate the requirement to submit Discrepancy Reports altogether, and
instead, address discrepancy events through the e-Manifest corrections
process. Under this approach, receiving facilities or EPA's PPC would
upload/enter discrepancies identified under Item 18. Generators would
receive alerts regarding Item 18 discrepancies, review the final
manifest in e-Manifest, and submit post-receipt manifest corrections.
Thus, disagreements would be worked out by handlers via the current e-
Manifest
[[Page 60708]]
corrections process in lieu of a formal Discrepancy Report to Federal
or State regulators. All manifest corrections would be available to
regulators through e-Manifest.
3. Description of Public Comments: Discrepancy Reports
Most commenters supported the Agency proposal to integrate
Discrepancy Reports with the e-Manifest system to allow receiving
facilities to fulfill their discrepancy reporting requirement
electronically. Commenters stated that such changes would help to
facilitate more effective communication between the receiving facility
and the generator. Another commenter remarked that electronic
Discrepancy Reports would be more efficient and fulfill all the
environmental protection needs currently met by hard copy reports. Most
commenters opposed limiting electronic Discrepancy Reports to only
manifests that originated in the e-Manifest system (fully electronic
and hybrid manifests). Commenters reasoned that receiving facilities
have all the necessary information available in their systems,
regardless of the manifest submission type, and should be able to file
Discrepancy Reports electronically.
Two commenters supported the alternate proposed approach of
eliminating formal Discrepancy Reports and, instead, relying solely on
the e-Manifest corrections process to address discrepancies. These
commenters reasoned that such an approach would reduce reporting
burdens, and the corrections process is well suited to track and
resolve discrepancies as receiving facilities already use the
corrections process to address most discrepancies. The commenter also
remarked that eliminating the Discrepancy Reports underscores the need
for EPA to require generators to register with the e-Manifest system
and delivers benefits to both State agencies and the regulated
community. One of the two commenters that generally supported the
alternate approach to eliminate formal discrepancy reporting also
concluded that the approach does not address scenarios in which
disagreements cannot be resolved by the relevant waste handlers.
Two commenters opposed the alternate approach to eliminate
discrepancy reporting. One opposing commenter reasoned that discrepancy
corrections must be easily identified, tracked, investigated, and
evaluated by State and EPA enforcement personnel and a requirement for
a formal acknowledgement of discrepancies should be retained. The other
commenter urged EPA not to adopt the alternate approach stating that
Discrepancy Reports serve a vital function of indicating critical
compliance issue(s) with the generator or receiving facility and often
serve as a clue of improper waste management or shipment of hazardous
waste to facilities that cannot safely handle it. This commenter also
stated that the alternate approach would cause regulatory agencies to
spend considerable time and effort searching the e-Manifest system for
numerous manifest corrections to determine if any indicate a larger
compliance or systemic issues and could result in many hazardous waste
management problems going unresolved.
Commenters generally supported the Agency's proposal to allow
receiving facilities an additional 5 days to submit electronic
Discrepancy Reports to the e-Manifest system. One commenter supported
EPA's proposal to allow up to 20 days to reconcile discrepancies
stating that the extra 5 days would allow for much needed extra time to
resolve issues with unresponsive generators. The commenter requested
that EPA clarify that the requirement is measured in calendar days, not
business days.
Another commenter stated concern that some TSDF permits have a 15-
day timeline incorporated into the permit conditions, potentially
creating a reporting conflict with the proposed 20-day timeline. The
commenter requested a transition period be created requiring permitted
facilities to adhere to their current permit requirements until such
time as the permit is modified or renewed to incorporate the new
manifest discrepancy reporting timeframe.
4. Discussion of Final Rule: Discrepancy Reports
EPA appreciates the numerous comments favoring integration of
Discrepancy Reports into e-Manifest to allow receiving facilities to
submit reports electronically. In this final rule, EPA is finalizing
most of the proposed revisions and additions to Sec. Sec. 264.72(c),
265.72(c) (Hazardous Waste) and 761.215(c) (PCB Waste). This final rule
modifies existing paragraph (c) of those sections by requiring that a
receiving facility must submit a Discrepancy Report to the e-Manifest
system in lieu of submitting written reports to Federal or State
regulatory agencies. This requirement applies to both paper and
electronic manifests. EPA is delaying implementation of the electronic
discrepancy requirements under Sec. Sec. 264.72(c) and 265.72(c) for
Federal or State-regulated hazardous waste and under 761.215(c) for
TSCA PCBs for electronic discrepancy reporting until December 1, 2025.
Prior to December 1, 2025, receiving facilities of Federal or State-
regulated hazardous waste and commercial disposal or storage facilities
of TSCA PCB waste must continue to supply Discrepancy Reports directly
to EPA Regional Administrators or authorized States via postal mail.,
Beginning on December 1, 2025, however, TSDFs must comply with the
electronic reporting requirements in this final rule. Beginning
December 1, 2025, receiving facilities of RCRA Federal or State-
regulated hazardous waste and commercial disposal or storage facilities
of TSCA PCB waste must submit Discrepancy Reports directly in EPA's e-
Manifest system. Beginning December 1, 2025, these facilities will no
longer have the option to supply written, paper Discrepancy Reports to
the EPA Regional Administrators or authorized States via postal mail.
EPA is also revising the timeframe requirement under paragraph (c)
from 15 days to 20 days after receipt of shipment for when Discrepancy
Reports must be submitted by the receiving facility. EPA agrees with
commenters who support the proposed extension in timing to more align
with typical timeframes needed by receiving facilities to upload final
paper manifests to EPA's e-Manifest system. In response to a comment
requesting that EPA clarify whether we mean 20 calendar days or
business days, EPA confirms that the 20-day period in this regulation
means 20 calendar days. The 20-day timeframe would begin at the date of
receipt of the shipment by the receiving facility. This timeframe
applies to users of both paper and electronic manifests. EPA notes that
the Agency is not delaying compliance of the new 20-day timeframe for
receiving facilities to submit Discrepancy Reports. Thus, this new
discrepancy reporting timeframe will apply on the final rule's
effective date, January 22, 2025.
Receiving facilities that are required in their permit to submit
Discrepancy Reports 15 days after receipt of shipment must continue to
comply with that 15-day timeframe unless or until their permit is
modified.
EPA notes that the revisions and additions to paragraph (c) do not
change the manifest discrepancy reconciliation procedures specified in
paragraph (c). Thus, upon discovering a significant difference in
quantity or type for Federal hazardous and PCB waste and State-only
regulated waste shipments, the owner or operator of the receiving
facility must attempt to reconcile the discrepancy with the generator
or
[[Page 60709]]
transporter by the timeframe specified under Sec. Sec. 264.72(c) and
265.72(c) for hazardous waste shipments and 761.215 for PCB shipments.
If a facility must prepare a Discrepancy Report for an irregular
shipment using a paper manifest, the facility must upload the image
file of the top copy of the manifest (Page 1 of the new manifest form)
and must provide an explanation in EPA's e-Manifest system detailing
the efforts taken to reconcile the manifest discrepancy(s). The
Discrepancy Report will include the manifest tracking number so that
the report can be connected to the manifest when submitted prior to the
paper manifest submission deadline. EPA notes that Discrepancy Reports
submitted in this manner satisfy the discrepancy reporting requirements
under Sec. Sec. 264.72(c), 265.72(c), and 761.215(c). However, the e-
Manifest PPC will not process the image file of the paper manifest used
for the Discrepancy Report. To satisfy the paper submission requirement
for hazardous waste and PCB waste under sections Sec. Sec.
264.71(a)(2)(v)(B), 265.71(a)(2)(v)(B), and 761.213(a)(2)(v),
respectively, facilities must still upload the image file of the
manifest and any continuation sheet, or upload both a data file and the
image file corresponding to the manifest and any continuation sheet
within 30 days of delivery of the waste shipment. For fully electronic
and hybrid manifests, the receiving facility will be able to use the
information already in the e-Manifest system to fill out the electronic
Discrepancy Report. The e-Manifest system will make Discrepancy Reports
available to State and EPA personnel through RCRAInfo upon completion.
This final rule does not codify the proposed addition of paragraphs
(c)(1) through (4) under Sec. Sec. 264.72 and 265.72. These proposed
provisions prescribed the conditions under which electronic Discrepancy
Reports are the full legal equivalent of written, paper Discrepancy
Reports and satisfy record retention requirements for all RCRA
purposes. As explained above, this final rule removes the existing
requirements under which receiving facilities can supply Discrepancy
Reports directly to EPA or States via postal mail. However, unlike
Exception Reports, there is no separate recordkeeping requirement for
receiving facilities to keep these reports. Therefore, the proposed
additions of paragraphs (c)(1) through (4) are no longer needed. EPA
notes that the revisions to paragraph (c) do not change the manifest
discrepancy reconciliation procedures specified in paragraph (c).
EPA is also making conforming changes to the discrepancy reporting
requirement under part 270, subpart C regarding RCRA permits (40 CFR
270.30(l)(7)). EPA did not propose changes to Sec. 27.30(l)(7) in the
NPRM. However, as explained above, this final rule revises the manifest
discrepancy requirements under Sec. 264.72. Therefore, this final rule
makes conforming changes to the manifest discrepancy requirements under
Sec. 270.30(l)(7) so that they are consistent with the revisions to
Sec. 264.72(c) regarding the conditions under which the permitted
facility must submit Discrepancy Reports to EPA via the EPA e-Manifest
system in lieu of supplying hard copy reports to Federal or State
regulatory agencies via postal mail.
In the final rule, EPA is not persuaded by comments supporting
adoption of the alternative approach that would eliminate the
requirement for Discrepancy Reports altogether. As mentioned
previously, the alternative approach would address/resolve significant
discrepancy events through the current e-Manifest manifest data
corrections process in lieu of a formal Discrepancy Report to Federal
or State regulators. EPA accepts State commenters' opposition to the
alternative particularly the one State commenter who asserted that the
e-Manifest corrections process does not fulfill the necessary
requirements for all scenarios that the Discrepancy Report supports,
such as when the generator and receiving facility cannot come to an
agreement through the e-Manifest corrections process. EPA agrees with
State commenters that asserted, in these instances, the Discrepancy
Report acts as a crucial piece of evidence for State and Federal
regulators. EPA also accepts one State commenter's concern that
superseding the Discrepancy Report with the alternative approach would
cause regulatory agencies to spend considerable time and effort
searching the e-Manifest system for numerous manifest corrections to
determine if any indicate a larger compliance or systemic issue and may
result in many hazardous waste management problems going unresolved.
Therefore, EPA is not eliminating the manifest Discrepancy Report.
F. Unmanifested Waste Report Requirements
1. Background: Unmanifested Waste Reports
If a receiving facility accepts for treatment, storage, or disposal
any hazardous waste from an off-site source without an accompanying
manifest, or without an accompanying shipping paper, and is not
excluded from the manifest requirements, then the owner or operator
must prepare and submit an Unmanifested Waste Report to EPA. Under the
existing regulations, the Unmanifested Waste Report must be submitted
within 15 days of receipt and contain all the information required
under Sec. Sec. 264.76(a)(1) through (7) and 265.76(a)(1) through (7).
In their recommendations from the June 2019 Advisory Board meeting,
the Advisory Board recommended that the Agency also integrate
Unmanifested Waste Reports into the e-Manifest system, in addition to
the previously discussed Exception and Discrepancy Reports, as a method
to incentivize electronic manifest adoption. The Discrepancy,
Exception, and Unmanifested Waste Reports generally serve similar
purposes and are all required when specific, unresolved problems or
irregularities occur to waste shipments that are subject to
manifesting. However, electronic reporting in the e-Manifest system for
unmanifested waste shipments presents unique implementation issues that
do not arise with the other reports.
Unlike manifested shipments that require Discrepancy or Exception
Reports, there is no existing manifest in the system, or on paper, when
an unmanifested report is required. The system cannot readily
accommodate electronic Unmanifested Waste Reports, like it can
Discrepancy Reports and Exception Reports, because there is no existing
manifest data captured in the e-Manifest system that can support
flagging, tracking, and follow-up actions. In addition, EPA must
determine whether a user fee is required for the manifest that was
required for the unmanifested shipments.
2. What EPA Proposed on This Issue: Unmanifested Waste Reports
EPA proposed to revise Sec. Sec. 264.76 and 265.76 for hazardous
waste and 761.216 for PCB waste submissions of Unmanifested Waste
Reports by the receiving facility. Under the proposed regulations, EPA
would accept only electronic submissions of Unmanifested Waste Reports;
written, hard copy reports would no longer be accepted. These proposed
revisions would require an electronic reporting format that would be
very similar to the current electronic form for manifests, except that
the receiving facility would not be expected to complete all the fields
currently required on the manifest.
For the electronic Unmanifested Waste Report, receiving facilities
would submit the generator information,
[[Page 60710]]
similar to what is currently required on manifests (i.e., Items 1, 5,
and 10 thru 13), if available; the transporter information (i.e., Items
6 and 7), if available; and the receiving facility information (i.e.,
Items 8 and 19) to the e-Manifest system. The receiving facility would
be required to provide the density or specific gravity information for
a waste if it is reporting volumetric measures (gallons, liters, or
cubic yards). Finally, the receiving facility must provide a brief
explanation of why the waste was unmanifested, if known, as well as a
certification by the owner/operator of the facility or authorized
representative. Receiving facilities would not be expected to obtain
generator signatures (Item 15 of the manifest) nor transporter
signatures (Item 17 of the manifest), nor would they be expected to
provide the DOT shipping description of the waste, which would normally
appear in Items 9a and 9b (i.e., the identification number, the proper
shipping name, the hazard class or division number, and the packing
group). Upon completion of the electronic Unmanifested Waste Report,
the e-Manifest system would distribute the electronic report to the
appropriate EPA Regional Administrator (or appropriate authorized
State). Thus, submission of the Unmanifested Waste Report would be
completed electronically in lieu of written reports to Federal or State
regulatory agencies; hard copy reports would no longer be an option for
submission to EPA or the States.
EPA requested comment on whether Unmanifested Waste Reports should
incur a user fee, equivalent to the user fees for electronic manifests,
that would be applicable to receiving facilities for each submission of
an Unmanifested Waste Report. Specifically, EPA proposed to modify
Sec. Sec. 264.76, 265.76, and 761.216 by adding new paragraph (b) to
assess a user fee on a per report basis that is electronically signed
and submitted to the e-Manifest system by receiving facilities. The
Agency noted that receiving facilities are already required to register
and set up a billing account for the submission of manifests to the e-
Manifest system. The Agency also noted that unmanifested waste
shipments would have incurred a user fee had the shipment used a
manifest in compliance with the RCRA regulations and thus imposing a
user fee for unmanifested wastes would not impose any new burden.
3. Description of Public Comments: Unmanifested Waste Reports
Commenters generally agreed with the Agency's proposal to accept
only electronic submissions of Unmanifested Waste Reports; however,
some did not agree with the Agency's approach to completely eliminate a
paper version of the report. Commenters who favored electronic report
submission believed that the integration would aid the accuracy and
completeness of the e-Manifest system's data. Commenters that did not
support the Agency's proposal noted that confining the submission of
Unmanifested Waste Reports to electronic format would likely not
support all edge cases (scenarios outside normal use cases where
problems may arise), such as instances where an unmanifested shipment
was sent to a destination that was not a permitted receiving facility
(and therefore would not be registered in the RCRAInfo Industry
Application with a billing account).
Commenters provided varying support for implementing a user fee for
the electronic submissions of Unmanifested Waste Reports. Two
commenters stated that a user fee would disincentivize receiving
facilities from submitting reports, and reports would often simply go
unmade. One commenter stated that the receiving facility should be
allowed, but not required, to create a manifest, identifying the
generator and transporter(s) if known instead of a submitting a report.
Another commenter opposed a user fee requirement, stating that many of
the incurred user fee costs to the receiving facility are often passed
onto the generator, often at a marked-up rate.
4. Discussion of Final Rule: Unmanifested Waste Reports
EPA appreciates input it has received on whether the Agency should
integrate the Unmanifested Waste Report into the e-Manifest system in
lieu of written, hard copy reports. EPA believes that eliminating
written, hard copy Unmanifested Waste Reports will alleviate the burden
associated with processing and will aid e-Manifest users by providing a
more accurate and complete picture of hazardous waste shipments.
Therefore, the Agency is finalizing revisions in section Sec. Sec.
264.76 and 265.76 for hazardous waste and 761.216 for PCB wastes that
will require all Unmanifested Waste Reports to be submitted
electronically through the e-Manifest system, as proposed in the NPRM.
However, like the electronic exception and discrepancy reporting
requirements, EPA is delaying implementation of the electronic
unmanifested waste discrepancy requirements under Sec. Sec. 264.76(b)
and 265.76(b) for Federal or State-regulated hazardous waste and under
761.216(b) until December 1, 2025. Prior December 1, 2025, receiving
facilities of Federal or State-regulated hazardous waste and commercial
disposal or storage facilities of TSCA PCB waste must continue to
supply Unmanifested Waste Reports directly to EPA Regional
Administrators or authorized States via postal mail. On December 1,
2025, regulated entities must comply with the electronic reporting
requirements in this final rule. Beginning December 1, 2025, receiving
facilities of RCRA Federal or State-regulated hazardous waste and
commercial disposal or storage facilities of TSCA PCB waste must submit
Unmanifested Waste Reports directly in EPA's e-Manifest system.
Beginning December 1, 2025, these facilities will no longer have the
option to supply written, paper Unmanifested Waste Reports to the EPA
Regional Administrators or authorized States via postal mail.
EPA acknowledges comments that did not support eliminating paper
versions of the Unmanifested Waste Reports, but EPA believes that the
commenters' concerns are addressable. Regarding one commenter's concern
for unsupported edge cases, the Agency expects that the number of edge
case instances will represent a small portion of the unmanifested
shipments. EPA estimates that approximately 491 Unmanifested Waste
Reports need to be filed every two years. The Agency believes that the
number of Unmanifested Waste Reports that cannot be submitted
electronically, for example, the edge case scenario described by the
commenter, can be directly managed by EPA.
EPA is finalizing the procedures for submitting electronic
Unmanifested Waste Reports through the e-Manifest system under
Sec. Sec. 264.76(a), 265.76(a) and 761.216(a) for hazardous waste and
PCB waste shipments, respectively. As explained in the NPRM, the
electronic Unmanifested Waste Report requires an electronic reporting
format that is very similar to the current electronic form for
manifests. The report includes information on the handlers involved
(generator, transporter, receiving facility), the date the waste was
received, management method, in addition to a brief explanation of why
the waste was unmanifested, if known, and a certification by the owner
or operator of the receiving facility.
The Agency is persuaded by comments that assessing a user fee for
the electronic submission of Unmanifested Waste Reports would
disincentivize receiving facilities from submitting these reports.
Based on the
[[Page 60711]]
FY2024/2025 manifest usage projections, EPA estimates the e-Manifest
system will process 4,909,578 manifests during the two-year fee cycle.
EPA also estimates that approximately 0.01% of waste shipments will
require an Unmanifested Waste Report (approximately 491 reports for the
FY2024/2025 fee cycle). In the NPRM, EPA proposed requiring user fees
that are equivalent to the user fees for electronic manifests; the
FY2024/2025 user fee for an electronic manifest is $6 per manifest. As
a result, the EPA projects that approximately $2,946 would be collected
in revenue over two years if the Agency finalized the proposal to
collect user fees for electronic Unmanifested Waste Reports. The
relatively small number of unmanifested shipments and the resulting
negligible impact on revenue will not affect the Agency's ability to
recover the full cost of operating the e-Manifest System. The Agency
also believes that incentivizing the submission of Unmanifested Waste
Reports, and the resulting benefits for the quality of e-Manifest data,
far outweigh the small potential uncovered costs. Therefore, EPA is not
finalizing a user fee for Unmanifested Waste Reports.
EPA is also making conforming changes to the unmanifested waste
reporting requirement under part 270, subpart C regarding RCRA permits
(40 CFR 270.30(l)(8)). EPA did not propose changes to Sec.
270.30(l)(8) in the NPRM. However, as explained above, this final rule
revises the Unmanifested Waste Report requirements under Sec. 264.76.
Therefore, this final rule makes conforming changes to the manifest
unmanifested waste report requirements under Sec. 270.30(l)(8) so that
they are consistent with the revisions to Sec. 264.76(a) regarding the
conditions under which the permitted facility must prepare an
electronic Unmanifested Waste Report in the EPA e-Manifest system for
submission to the EPA within 15 days after receiving the waste.
G. International Shipment Requirements
1. What EPA Proposed on This Issue: International Shipment Requirements
EPA proposed revisions to the export and import shipment movement
document-related requirements to more closely link the manifest data
with the movement document data (see 87 FR 19290; April 1, 2022. See
pages 19300-19301). The proposed changes would also enable future
linking of the manifest data with the confirmation of receipt and
confirmation of recovery or disposal for an individual export or import
shipment. On January 18, 2022, EPA transitioned WIETS to a module
integrated within the RCRAInfo Industry Application (RCRAInfo WIETS)
that allows more efficient data sharing between WIETS and the other
modules and improved access by State agencies and the public to export
and import final data. The RCRAInfo WIETS module currently includes
industry-created and submitted export notices, import notices, and
export annual reports; allows for EPA review and processing of such
submittals; and an Application Programing Interface-based electronic
exchange of notice and response data with Mexico and Canada. The next
stage of RCRAInfo WIETS development intends to add functionality to
enable the establishment of an electronic import-export reporting
compliance date discussed in the November 28, 2016, final rule revising
hazardous waste import and export requirements (81 FR 85700). Once the
second stage is fully completed, EPA intends RCRAInfo WIETS to include
the additional electronic documents such as: export confirmations of
receipt, export Exception Reports, export confirmations of recovery or
disposal, import confirmations of receipt, receiving facility
notifications of the need to arrange alternate management or the return
of an import shipment, and import confirmations of recovery or
disposal. Lastly, EPA proposed revisions that reflect potential future
electronic data exchange of movement document data, confirmation of
receipt data, and confirmation of recovery or disposal data between the
U.S. and another country such as Canada. Should such an electronic data
exchange agreement be established, facilities in both countries could
utilize the exchange to transmit required data more efficiently (see 87
FR 19290; April 1, 2022. See page 19301).
2. Description of Public Comments: International Shipment Requirements
Two commenters expressed support for EPA's proposed revisions to
the export and import shipment movement document-related requirements
to more closely link the manifest data with the movement document data.
No commenters opposed the proposed requirements.
One of the commenters expressed support for EPA's proposal to
capture international shipment information and to assign roles and
responsibilities, reasoning that incorporating this information into
the system would complete the shipment records for both industry and
regulatory users of the system and simultaneously increase its utility
for both groups. The other commenter stated support for: (1) Revisions
to require the movement document to list the RCRA manifest tracking
number from Item 4 of the manifest form if the shipment is required to
be manifested while being transported in the U.S. and (2) revisions to
add the unique movement document tracking number as an acceptable
alternative to listing the shipment number and total number of
shipments for the EPA AOC or the foreign export permit number on the
generic movement document. This commenter, however, suggested EPA
provide industry with a reasonable amount of time to make changes in
their data management systems. The commenter also requested that
industry be allowed to use their current paper forms until the supplies
are exhausted. The same commenter stated that the bulk of imports and
exports of hazardous wastes occurs between Canada and the United
States, and therefore recommended that the Canadian system be
responsible for submitting the confirmation of receipt and confirmation
of recovery or disposal for each export shipment after a data exchange
was established. The commenter supported establishing a data exchange
for shipments between the U.S. and Canada. Lastly, the commenter
supported requiring U.S. receiving facilities to submit confirmations
of receipt and confirmations of recovery or disposal to EPA using
RCRAInfo WIETS but cautioned that this will only be possible if EPA
ensures that the compliance dates do not go into effect until the
industry application in RCRAInfo for submittal of such confirmations
and the data exchange are operational.
3. Discussion of Final Rule: International Shipment Requirements
In today's action, EPA is finalizing the proposed revisions to
Sec. Sec. 262.83(d)(2)(i) and 262.84(d)(2)(i) to require the movement
document to list the RCRA manifest tracking number from Item 4 of the
manifest if the shipment is required to be manifested while being
transported in the United States. Additionally, since Canadian movement
documents have unique tracking numbers similar to manifest tracking
numbers, EPA is finalizing its proposed revisions to Sec. Sec.
262.83(d)(2)(ii) and 262.84(d)(2)(ii) to add the unique movement
document tracking number as an acceptable alternative to listing the
shipment number and total number of shipments from the EPA
Acknowledgement of Consent (AOC) or
[[Page 60712]]
the foreign export permit on the generic movement document available at
https://www.basel.int/Procedures/NotificationMovementDocuments/tabid/1327/Default.aspx.
Parallel to the manifest submittal requirements, EPA is also
finalizing the proposed revisions to Sec. Sec. 262.83(d)(2)(xv) and
262.84(d)(2)(xv) to require the exporter and U.S. receiving facility to
submit a copy of the signed movement document to WIETS. Exporters are
required to submit the copy to WIETS within three days of receiving the
copy from the foreign facility, and U.S. receiving facilities would be
required to submit the copy to WIETS within three days of shipment
delivery to confirm receipt of the shipment for shipments occurring on
or after the electronic import-export reporting compliance date.
Revised Sec. 262.83(d)(2)(xvi) requires exporters to submit a copy of
the signed confirmations of recovery or disposal that it receives from
the foreign receiving facility to WIETS within three days of the
exporter's receiving the copy of the signed confirmation of recovery or
disposal for shipments occurring on or after the electronic import-
export reporting compliance date. To reflect the possible establishment
of an electronic exchange of shipment tracking data with another
country like Canada, The EPA is also finalizing the proposed revisions
to Sec. Sec. 262.83(f)(4) and (5), 262.83(f)(6)(ii), 262.84(d)(2)(xv),
262.84(g)(1) and (2), and new Sec. 262.83(d)(2)(xvii) to allow an
established data exchange to be used to comply with the transmittal of
shipment confirmations for export and import shipments between the
exporter or receiving facility and the foreign receiving facility or
foreign exporter, respectively, and between the receiving facility and
the competent authority for the country of export for import shipments.
In parallel, the EPA is finalizing the proposed new requirements
Sec. Sec. 262.83(f)(3)(iii) and 262.84(f)(4)(iii) to allow the use of
an established data exchange to comply with the transmittal of
notifications across borders concerning the need to arrange for the
alternate management or return of an individual shipment for export and
import shipments per Sec. Sec. 262.83(f)(3)(i) and 262.84(f)(4)(i).
Lastly, the EPA is finalizing the following proposed technical
corrections and conforming amendment to import and export requirements.
First, the EPA is finalizing the proposed revisions to Sec. Sec.
261.39(a)(5)(v)(B) and (a)(5)(xi), 262.83(a)(6) and (g), and
263.20(g)(4) to reflect that the AES compliance date of December 31,
2017 (which was specified in an announcement in a Federal Register
notice dated August 28, 2017 (82 FR 41015)) has passed and requirements
concerning shipments made prior to that date no longer apply. Next, the
EPA is finalizing the proposed revisions to Sec. 262.84(b)(1) to
reflect that all import notices are submitted electronically using
WIETS at this time. Electronic import notices have made EPA's
processing more efficient and allows importers and receiving facilities
to store and download EPA AOC letters and import consent documentation
within WIETS rather than keeping paper copies for recordkeeping on
site. Additionally, the EPA is finalizing the proposed revisions to the
text in Sec. Sec. 261.6(a)(3)(i)(A) and (B) and 262.20(a)(2) to
reflect that part 262, subparts E and F no longer exist as of December
31, 2016, and part 262, subpart H now applies. The EPA is also
finalizing the proposed revisions to Sec. Sec. 262.83(d)(2)(xv),
(f)(4) and (5), (f)(6)(ii), and 262.84(d)(2)(xv), (g)(1) and (2) to
clarify that confirmations of receipt and confirmations of recovery or
disposal for export and import shipments are only required to be sent
to the competent authorities of the countries that control such
shipments as exports, transits, or imports of hazardous wastes,
consistent with existing text in Sec. Sec. 264.12(a)(2) and (4) and
265.12(a)(2) and (4). EPA is also finalizing the proposed revisions to
Sec. Sec. 261.4(a)(25)(i)(A) and (H), 261.39(a)(5)(i)(A) and (F),
262.83(b)(1)(i) through (iv), (b)(3), (d)(2)(iii) through (v), (viii)
and (ix), 262.84(b)(1)(i) through (iv), (b)(2), (c)(1)(i), (d)(2)(iii)
through (v), (viii) and (ix), to specify the listing of the site
address in notices, manifests and movement documents in place of the
existing requirement to list ``address'' in order to facilitate country
review of the documents. The EPA also finalizing the proposed revisions
to Sec. Sec. 260.2(d)(1) and (2) and 261.4(a)(25)(v) to make hazardous
secondary material export documents prepared, used, and submitted under
Sec. 261.4(a)(25) available to the public when these electronic
documents are considered by the EPA to be final documents which is
March 1 of the calendar year after the related hazardous secondary
material exports occur. The EPA is finalizing this conforming change to
make hazardous secondary material exports, reinstated as part of the
EPA's response to vacatur of certain provisions of the definition of
solid waste rule effective May 30, 2018 (83 FR 24664), consistent with
the EPA's earlier rule regarding confidentiality determinations related
to all exports, imports or transits of hazardous waste and exports of
conditionally excluded materials (i.e., cathode ray tubes) subject to
export, import, or transit requirements (82 FR 60894) when the final
rule was published on December 26, 2017.
The compliance date for the electronic submittal of confirmations
of receipt and confirmations of recovery or disposal to the EPA by the
U.S. exporter for completed export shipments and by the U.S. receiving
facility for completed import shipments is defined in the regulations
as the ``electronic import-export reporting compliance date'' that will
be established in a future Federal Register document. The date will not
be established until the industry application in RCRAInfo for such
submittals is operational. The electronic import-export reporting
compliance date is separate from the future establishment of a data
exchange with Canada, although such an exchange would facilitate future
submittals related to shipments with Canada. Since December 31, 2016,
U.S. exporters have been required to receive confirmations of receipt
and confirmations of recovery or disposal from the foreign receiving
facilities, and U.S. receiving facilities have been required to send
out confirmations of receipt and confirmations of recovery or disposal
to the foreign exporter and relevant countries of export and transit.
Additionally, while many exports are shipped to Canada, exports of
hazardous waste are also shipped to other countries, so the
requirements need to be implementable regardless of the destination
country. The U.S. exporter and U.S. receiving facility will therefore
need to submit the confirmations into RCRAInfo WIETS on the electronic
import-export reporting compliance date once it has been established.
If, and when, a country-to-country data exchange is established for
shipment tracking, the regulations will allow use of the exchange to
meet the transmittal requirements more efficiently between the two
countries. Lastly, there is no required movement document form, so use
of older forms is not prohibited so long as all the required data items
are included.
H. Manifest Data Corrections
1. Background: Manifest Data Corrections
Since launching the e-Manifest system in June 2018, the EPA has
collected more than 9,000,000 manifests in e-Manifest. Since that time,
EPA has identified data quality issues associated
[[Page 60713]]
with paper manifests submitted to the EPA that reduce the overall
effectiveness of the system. Paper manifests submitted to the e-
Manifest system often have inaccurate or missing EPA ID numbers and
errors in the manifest tracking number. Manifest errors also occur
during the paper digitization process while converting the paper
manifests to digital format for submission. These errors may be due to
typographical errors or illegible information on the paper manifest
that result in major discrepancies between the hazardous waste shipment
and what is reflected in the e-Manifest system. Other data issues arise
when industry systems upload manifest data that do not match the image
file of the paper manifest; in this case, it's difficult to tell if
there is an error or not and whether the error lies with the data
upload or image file.
EPA established post-receipt manifest data correction requirements
in the January 2018 User Fee Final Rule.\15\ The post-receipt data
correction procedures for generators, transporters, and permitted and
interim treatment, storage, and disposal facilities are found in
Sec. Sec. 262.24(h), 263.20(a)(9), 264.71(l), and 265.71(l),
respectively. Based on certain revisions made under this final action,
these regulations state that, after facilities have certified that the
manifest is complete, by signing it at the time of submission to the e-
Manifest system, any post-receipt corrections may be submitted at any
time by any interested handler (e.g., waste handler) shown on the
manifest. These regulations also require that post-receipt corrections
be submitted electronically via e-Manifest.
---------------------------------------------------------------------------
\15\ 83 FR 420; January 3, 2018. See page 434.
---------------------------------------------------------------------------
Although EPA established a post-receipt manifest data corrections
process, these regulations do not actually require that waste handlers
make corrections when errors are identified (i.e., the regulations
state corrections ``may be'' submitted). Consequently, waste handlers
have often refused requests from EPA or States to correct errors. As a
result, the quality of manifest data captured in the system has been
adversely impacted to some extent.
EPA believes that several of these types of data errors pre-date
the e-Manifest system and that use of e-Manifest has simply shone a
light on errors that have been associated with paper manifests all
along. However, ensuring high data quality is important to EPA and
State regulators who rely on e-Manifest for compliance monitoring of
waste shipments. EPA continues to believe that widespread adoption of
electronic manifests would be the surest way to improve data quality;
however, in the meantime, EPA is focused on addressing errors
associated with paper manifests.
2. What EPA Proposed on This Issue: Manifest Data Corrections
EPA requested comment on several issues regarding improvement of
the quality of data collected in the e-Manifest system and
establishment of mandatory data correction procedures to ensure such
improvement. Specifically, the EPA requested comment on whether the
post-receipt data corrections procedures should be mandatory. In
addition, EPA requested comment on: (1) What types of errors should be
required for correction; (2) Should the manifest discrepancies
regulated under Sec. Sec. 264.71, 265.71, 264.72, and 265.72 be
subject to mandatory data correction procedures; and (3) Should other
types of errors be brought under mandatory correction procedures, such
as missing or invalid EPA ID numbers, and, if not, how can EPA more
effectively encourage facilities to correct these errors.
EPA also proposed post-receipt manifest data procedures for export
manifests and PCB manifests under Sec. Sec. 262.83(c)(8) and
761.207(g)(2)(v), respectively. These proposed procedures are
equivalent to the manifest data corrections procedures for generators,
transporters, and receiving facilities established in the 2018 User Fee
Final Rule, described above.\16\ In addition, EPA proposed and
requested comments in the February 2019 Federal Register notice and
information to improve the precision of waste quantities and units of
measure reported in Items 11 and 12 of the hazardous waste manifests
(both paper and electronic), respectively.\17\ EPA sought additional
input and requested comment in the NPRM on these proposals and/or
suggestions and also requested comment on whether additional
clarification should be added to the manifest's instructions that
generators and/or designated facilities must report all waste
quantities in Item 11 of the manifest by net weight when they complete
the manifest form.\18\
---------------------------------------------------------------------------
\16\ Ibid.
\17\ 84 FR 2854; February 8, 2019. See page 2855.
\18\ 87 FR 19290; April 1, 2022. See page 19314.
---------------------------------------------------------------------------
3. Description of Public Comments: Manifest Data Corrections
A few State agencies and one State association raised concerns
about data quality in the e-Manifest system stating that inaccurately
entered data is pervasive in e-Manifest and inconsistencies between
scanned paper manifests and uploaded/entered manifest data are common.
These State commenters further asserted that they support the e-
Manifest program but have found that its implementation is much more
burdensome than initially anticipated. In addition, these commenters
stated that State programs have had to invest considerable staff
resources in areas including account administration, end user training,
quality assurance/quality control (QA/QC) and corrections of the e-
Manifest data, work which is not covered by any former task or funding
source. They also point out that many State RCRA programs have
experienced significant cuts in Federal funding in recent years and
have fewer staff resources than ever to conduct the activities that are
needed to support an effective hazardous waste management program.
According to these commenters, the added work on e-Manifest has
stretched limited program resources and may not be sustainable without
revisiting funding levels. These commenters stated that EPA should
continue to work on fixing the known data quality issues with the
current e-Manifest system, reporting and participation issues at some
receiving facilities, and other complex cross-state/Region enforcement
issues before implementing many of the changes outlined in EPA's
proposal (e.g., electronic reporting functions, notifications, BR
integration). One industry commenter, however, stated that all data
quality concerns would go away if the e-Manifest database is used to
produce the BR. This commenter, however, did not elaborate on this
viewpoint.
Several State commenters and State associations strongly supported
EPA mandating that waste handlers use the post-receipt data corrections
process to correct manifest errors. However, one trade association
affiliated with the waste management industry opposed making post-
receipt data corrections mandatory asserting mandatory post-receipt
data corrections should not be required because quality data should be
submitted the first time and should not have to be reviewed line-by-
line. This commenter further stated that, if there were questions about
the manifest, then the EPA PPC should contact the facility.
A few State commenters generally supported making post-receipt
corrections mandatory for all errors and inconsistencies between
scanned paper manifests and uploaded/entered manifest data,
particularly generator and waste information (essentially, everything
on a manifest other than
[[Page 60714]]
transporter information). Some State commenters recommended using
manifest data corrections procedures for discrepancies in quantities
and units of measure, to the extent possible. A few State commenters
supported mandatory data corrections procedures for generator EPA ID
numbers by the receiving facility to the extent possible. A subset of
these commenters suggested an on-screen warning when there is not a
valid EPA ID number entered in the generator EPA ID field of a
manifest. One State commenter expressed support for mandating
corrections process procedures and suggested EPA conduct outreach to
the data entry staff of receiving facilities to improve e-Manifest data
quality (e.g., training data entry staff to look in Items 1, 14 and 18
on the paper manifest for manifest correction information).
State commenters and State associations overwhelmingly supported
making the post-receipt data corrections process mandatory for
discrepancy requirements specified under Sec. Sec. 264.71 and 265.71
(e.g., significant differences in waste quantities or waste types). One
State commenter recommended that EPA promulgate data quality
requirements for receiving facilities that include making updates and
corrections. One trade association representing industry that did not
support mandatory use of the post-receipt data corrections process
conceded that this manifest discrepancy process should be used for
manifest discrepancies of weight or waste type as specified in the
regulations.
Commenters were divided on EPA's proposed or alternative changes to
the manifest form related to improving precision of waste quantities
reported on the manifest. For example, regarding reporting waste
quantities using decimals (e.g., allowing use of tenths and
hundredths), one State and State association supported the addition of
decimals or fractions. These commenters stated use of decimals or
fractions would significantly improve the accuracy of data reported,
particularly for acute hazardous wastes. These commenters further
stated that this improved data quality would save time and reduce
workload for both regulators and the regulated community related to
manifest corrections, generator category disputes, and the
administration of State fee programs. Two commenters (one State and one
industry commenter), however, did not support reporting waste
quantities using decimals. The industry commenter stated use of
decimals or fractions would lead to more data errors, mistaken
interpretations of waste quantities, conflicts with biennial report
protocols, and additional programming and quality control costs to
States, generators, and receiving facilities. The State commenter
stated mandating decimal or fractional reporting, or even allowing it
on the manifest, would not bring any further relevant accuracy to the
data. Instead, the commenter expressed support for EPA's alternative
option to amend the units of measure currently required for the
Biennial Report so that they match those for manifests.
Regarding using smaller units of measure, a few industry and State
commenters support using smaller units of measure on manifests. These
commenters also support amending the units of measure currently
required for BR so that the e-Manifest can be used to populate the
corresponding fields of the WR Form as part of the Biennial Report.
State and industry commenters support use of net weights on
manifest forms. However, a State and State association each noted that
they support the use of net weights without the weight of the container
in box Item 11 if it is supported by the U.S. Department of
Transportation requirements. Another supporting State commenter stated
that use of net weight should be mandatory if EPA integrates manifest
data into BR reporting. However, this commenter acknowledged that use
of net weight should not be required for generators because they
typically do not have the capability to measure waste quantities
accurately at their sites. One industry commenter recommended that
receiving facilities be given the option of reporting the net weight
for the final manifest information in the e-Manifest system. This
commenter noted that, for bulk shipments, receiving facilities weigh
bulk transfer containers upon receipt and subtract the container weight
to determine net weight of the hazardous waste. The commenter stated
that adding a clarification that when units of weight are used on the
manifest for bulk shipments, that the quantity must be net weight is
consistent with current practice. However, this commenter noted that,
for drum shipments, it is not feasible to weigh each drum and then
subtract the weight of the drum which can be metal, fiber, composite,
etc. Therefore, for drum shipments it is not possible to report net
weight. Finally, one commenter representing the retail industry did not
support use of net weight for generators. This commenter noted
switching from gross weight to net weight could present challenges for
retailers. The commenter further stated that the weight of lab pack
drums used to store and transport waste will vary. Therefore, it would
be difficult to determine net weight in many instances. This commenter
also recommended that EPA consult with the waste hauling industry for a
better understanding of the implications of reporting net or gross
weight amounts.
4. Discussion of Final Rule: Manifest Data Corrections
EPA appreciates States' concerns regarding the quality of data
currently in the e-Manifest system and agrees that inaccuracy of
manifest data reduces overall system effectiveness and prevents proper
identification of mismanaged waste. Accurate e-Manifest data allows
handlers to easily store and retrieve records, receive automatically
updated manifest information, and reduces the time spent producing
reports. In addition, accurate data assists EPA and States to make
important resource decisions about hazardous waste management.
Unfortunately, the effect of tracking Federal and State hazardous
wastes using paper manifests will invariably have data quality problems
due to varying QA/QC practices of the regulated community. Therefore,
EPA strongly encourages handlers to transition from paper manifests to
electronic manifests, which are faster, easier, space-saving, and more
convenient than paper submissions. Unlike paper manifests, electronic
manifests already exist in digital format with built-in data quality
checks. Users of the e-Manifest system have immediate access to up-to-
date information that can be used when completing electronic manifests.
EPA, however, acknowledges that scant use of electronic manifests
causes EPA to require generators, transporters, and receiving
facilities using paper manifests to correct data errors/omissions via
the post-receipt data corrections process to satisfy manifest
completion requirements under Sec. Sec. 262.20(a), 263.20(a),
264.71(a), and 265.71(a) for generators, transporters, permitted and
interim status facilities, respectively, as well as the manifest
instructions corresponding to their copy of the manifest form and, if
necessary, the manifest continuation sheet. Therefore, EPA accepts
State commenters' recommendations to establish requirements that
handlers must correct manifest errors when requested by State
regulatory agencies, EPA and/or the EPA PPC.
EPA is not finalizing its proposal or alternative options to
improve the precision of waste quantities listed in Items 11 (Total
Quantity) and 12 (Units
[[Page 60715]]
of Measure) of the manifest form \19\ to allow the reporting of
decimals or fractions in Item 11 or using smaller units of measure in
Item 12 for both paper and electronic manifests.
---------------------------------------------------------------------------
\19\ 84 FR 2854; February 8, 2019. See page 2855.
---------------------------------------------------------------------------
EPA, however, is not persuaded by some State commenters'
recommendations to require receiving facilities to make all corrections
to errors/omissions recorded on manifests, including in the generator
portion of the manifest form. Generators, transporters, and receiving
facilities are all responsible for completing certain portions of the
manifest. In fact, the manifest requirements under Sec. Sec. 264.71(a)
and 265.71(a) and/or the instructions for receiving facilities require
receiving facilities to complete Items 18-20 of the manifests form and,
if necessary, the corresponding data fields of the manifest
continuation sheet. The manifest instructions for generators and
transporters require them to complete Items 1-15 and Item 17,
respectively, of the manifest and if necessary, the corresponding
fields of the manifest continuation sheet. For these reasons, this
final rule requires receiving facilities to correct errors specified
under the manifest discrepancy regulations and manifest instructions.
For manifest errors specified by the manifest discrepancy regulations,
such errors are found in Items 10-13 of the manifest and per the
manifest instructions for receiving facilities are noted under Item 18a
and if necessary, under Item 14 (Special Handling Instructions and
Additional Information Block) of the manifest. Other errors are found
in Item 19 of the manifest. Receiving facilities must also make
corrections to errors in this field.
This final rule generally maintains the current post-receipt
manifest data corrections process. In fact, after facilities have
certified that the manifest is complete, by signing it at the time of
submission to the e-Manifest system, any interested persons (e.g.,
waste handler) named on the manifest may continue to submit voluntarily
any post-receipt data corrections at any time, except as described
below in this preamble section. Further, there is no limit to the
number of corrections that may be entered, and the last submitted
correction is presumed valid and accurate unless corrected by a
subsequent data correction. The correction submission may relate to an
individual record or to an identified batch of records and must be
accompanied by a CROMERR-compliant certification that to the person's
knowledge and belief, the data as corrected will cause the affected
data records to be true, accurate, and complete. Further, the
correction submissions must indicate the record being corrected by its
Manifest Tracking Number, the Item Number of the manifest data fields
affected by the correction, and for each data field corrected, must
show the previously entered data and the data as corrected.
The final rule, however, revises the post-receipt data manifest
corrections requirements by adding new provisions under the existing
requirements under Sec. Sec. 262.20(a), 263.20(a)(9), 264.71(l), and
265.71(l) and making conforming changes to the proposed manifest
corrections requirements for PCB manifested shipments. (Post-receipt
manifest data corrections for PCB manifests under Sec.
761.207(g)(2)(v) are discussed in the next section.) These new
provisions require generators, transporters, and receiving facilities
to make data correction submissions within 30 days from receipt of a
corrections request from EPA or a State. These data correction
submissions must be made electronically in the system via the post-
receipt data corrections process by following the corrections process
described in Sec. 264.71(l). This requirement applies to corrections
made to either paper or electronic manifest records. This final rule
also revises Sec. Sec. 262.20(h), 263.20(a)(9), 264.71(l), 265.71(l),
and 761.207(g)(2)(v) to clarify that receiving facilities must make
mandatory/voluntary post-receipt manifest corrections via the e-
Manifest system after they sign the manifest, and any manifest
continuation sheet, for purposes of submitting the final manifest to
the EPA e-Manifest system. The previous language of the existing
requirements incorrectly stated that facilities could make post-receipt
manifest corrections after the facility signed Item 20 of the manifest.
The signature in Item 20 of a manifest (whether paper or electronic
manifests are used) applies to signatures for initial receipt of
shipments by receiving facilities and occurs prior to manifest
submission to the system. Manifest correction submissions must be
transacted using a CROMERR-compliant certification that to the person's
knowledge and belief, the data as corrected will cause the affected
data records to be true, accurate, and complete.
This final rule also makes conforming changes to the proposed
manifest data corrections requirement for exporters under Sec.
262.83(c)(8). Like the manifest data corrections process for domestic
and import manifests, post-receipt data corrections for export
manifests may be submitted at any time by any interested person (e.g.,
domestic waste handler) shown on the manifest. The distinction between
export and domestic and imports shipments is the voluntary corrections
for export shipments must be made after foreign facilities have
certified to the receipt of hazardous wastes by sending a copy of the
movement document to the exporter per paragraph (d)(2)(xvii) unless
corrections are requested by the EPA or a State for export manifests.
EPA notes that for hazardous waste export shipments, data correction
submissions must be made electronically in the e-Manifest system via
the post-receipt data corrections process by following the corrections
process described in Sec. 265.71(l).
For generators, the EPA is revising the post-receipt manifest data
corrections requirements by moving previous Sec. 262.24(h) into Sec.
262.20, specifically replacing Sec. 262.20(a)(2). (Section
262.20(a)(2) previously referred to a compliance deadline that has long
passed relating to the March 2005 uniform hazardous waste manifest
forms rule. Thus, this previous language is no longer needed); also,
since the EPA is moving Sec. 262.24(h) into Sec. 262.20, this final
rule removes Sec. 262.24(h). The EPA is also revising the previous
language by removing the reference to the 40 CFR 264.71(l) citation and
adding, in its place, the more appropriate citation of 40 CFR
265.71(l). the EPA is also revising Sec. 262.20(a)(2) to reflect
revisions to the post-receipt manifest corrections requirements under
Sec. 264.71(l); please see changes to paragraph (l) below for further
discussion.
First, the final rule in paragraph (a)(2) indicates that after
facilities have certified that the manifest is complete, by signing it
at the time of submission to the e-Manifest system, any post-receipt
data corrections may be submitted at any time by LQGs and SQGs. In
addition, the final rule requires LQGs and SQGs to address data
correction requests by the EPA or States within 30 days of the date of
the request. Further, paragraph (a)(2) states that data correction
submissions must be made electronically in the post-receipt data
corrections process by following the process described in Sec.
264.71(l) of this chapter, which applies to corrections made to either
paper or electronic manifest records.
As explained previously, VSQGs subject to the manifest requirements
are not required under today's action to register in the e-Manifest
system. (However, if a State requires VSQGs to manifest and requires
them to register in the e-Manifest system, those VSQGs
[[Page 60716]]
must do so. Those VSQGs must also correct errors if requested by
States.) Therefore, VSQGs who do not choose to register for e-Manifest
should arrange with other waste handlers named on the manifest to make
corrections to manifest data on their behalf. LQGs and SQGs, on the
other hand, are required to register under today's action and must make
and submit data corrections electronically in the e-Manifest system for
generator information recorded in Items 1-15, except as noted below,
and if necessary, the corresponding items of a continuation sheet, of
their manifest records.
Finally, any waste handler named on a manifest must submit
corrections to Item 14 of the manifest. Although this field is
contained in the generator information block of the manifest, typically
all waste handlers involved with a waste shipment and named on the
manifest record information in it. EPA points out that LQGs and SQGs
may continue to make and submit corrections to manifest data
electronically without prior notification from the EPA or States as an
interested party of the manifest data.
The EPA is aware that it is a common practice for an entity or
individual other than the generator to perform the steps necessary to
prepare a waste shipment for transportation, including the steps
associated with preparing the manifest paperwork. Often, the
transporter or the facility designated on the manifest by the generator
to manage their waste shipment prepares the manifest paperwork as a
part of the service it provides to its generator customers. In these
situations, the EPA and the States will still require LQGs and SQGs to
correct errors/omissions to the portions of the manifest requiring
their completion. Therefore, if there is transporter or designated
facility that prepared the manifest for the LQGs and SQGs, or prepared
and signed the generator's certification on behalf of the LQG or SQG,
the EPA strongly recommends that LQGs and SQGs arrange through
contracts or other legal arrangements to have the transporter or
designated facility make and submit post-receipt manifest data
correction submissions to the EPA or a State on their behalf. The EPA
is aware that e-Manifest brokers also prepare paper manifests or
electronic manifests in the e-Manifest system for its generator
clients. However, brokers cannot submit data corrections to the EPA on
behalf of their generator clients, unless the broker is operating at
the generator site and can sign the manifest as an offeror of the waste
shipment.
For transporters, the EPA is revising the existing post-receipt
manifest data correction requirements in Sec. 263.20(a)(9) to reflect
the conforming changes to Sec. Sec. 264.71(l) and 265.71(l); please
refer to the preamble discussion below regarding post-receipt data
correction requirements for receiving facilities. Like generators,
transporters must follow the data corrections process described in
Sec. 264.71(l). Thus, after receiving facilities have certified that
the manifest is complete, by signing it at the time of submission to
the e-Manifest system, any post-receipt data corrections may be
submitted at any time by the transporter. If the EPA or a State request
a data correction to manifests, then the transporter must make and
electronically submit manifest data corrections to transporter
information recorded in Items 14 and 17 of manifest records and
corresponding data of manifest continuation sheets via the post-receipt
manifest data correction process within 30 days from the date of the
corrections request. Further, transporters who changed the routing of
the shipment per Sec. 263.21(b)(2) and (3), must submit manifest data
corrections to Items 6 and 7, and if necessary, the corresponding items
of the manifest continuation sheet, if requested by the EPA or a State.
Transporters, of course, may continue to make and submit corrections to
manifest data electronically without prior notification from the EPA or
States as an interested party of the manifest data. Such transporters
must also follow the data corrections process described in Sec.
264.71(l).
The EPA explained previously that the current e-signature methods
are designed to be used in the United States. The headquarters of
foreign transporters of hazardous waste import shipments are located
outside the U.S. These transporters generally have EPA ID numbers, and
therefore, can register as users in the e-Manifest system, allowing
them to prepare, view, and store import manifests (whether paper or
electronic) in their registered accounts. However, these foreign
transporters cannot electronically sign manifests in the system nor
electronically submit the corrections to the system. Therefore, a
registered user named on the import manifest other than the foreign
transporter must submit manifest data corrections to the system.
Similarly, foreign transporters exporting hazardous waste shipments out
of the country will not be able to submit manifest data corrections for
export manifests to the system. Manifest data corrections for export
manifests are discussed below.
For receiving facilities, the EPA is making conforming changes to
the existing manifest data corrections requirements under Sec. Sec.
264.72(l) and 265.72(l) for receiving facilities. Like generators and
transporters, receiving facilities may continue to voluntarily submit
post-manifest data corrections electronically via the e-Manifest system
at any time as described in revised Sec. Sec. 264.71(l) and 265.71(l)
for permitted and interim status treatment, storage, and disposal
facilities, respectively. This final rule makes regulatory amendments
to Sec. Sec. 264.71(l) and 265.71(l) by adding a new provision under
paragraph (l) which requires receiving facilities to submit manifest
data corrections electronically to the system within 30 days from
receipt of the corrections request by the EPA or a State. Receiving
facilities must electronically submit manifest data corrections to
manifest data recorded in Items 14 (as previously discussed) and 18-20
of the manifest records as well as to the corresponding manifest
continuation sheet and data file, if applicable.
Regarding Item 18 of the manifest, the existing manifest
requirements at Sec. Sec. 264.71(a)(2)(ii) and 265.71(a)(2)(ii) and
manifest instructions require receiving facilities to note manifest
discrepancies (as defined in Sec. Sec. 264.72(a) and 265.72(a)) on the
manifest (Item 18a of the manifest). The EPA notes that neither the
existing Federal regulations under these sections nor Item 18 of the
current manifest form instructions require receiving facilities to make
corresponding changes to Items 10-13 of the manifest when facilities
note discrepancies in Item 18a. However, unlike the Federal manifest
program, authorized States may require generators or receiving
facilities to correct Items 10 and 13 of manifests as part of a
manifest discrepancy resolution. Therefore, under this final rule
receiving facilities must also submit corrections electronically to the
e-Manifest system for Items 10-13 of the manifest if an authorized
State requests such corrections to address the discrepancy information
recorded in Item 18a.
For exporters, the EPA is finalizing the proposed post-receipt
manifest data correction requirements for exporters under Sec.
262.83(c)(8) with slight modification. The revisions to the proposed
changes align with the existing post-receipt data correction
requirements for generators, transporters, receiving facilities, and
PCB commercial storage and disposal
[[Page 60717]]
facilities. Like other waste handlers, exporters may voluntarily make
manifest data corrections at any time using the post-receipt
corrections process. Further, exporters also must make manifest data
corrections within 30 days from receipt of a correction request
notification from the EPA or a State. An exporter must make corrections
to any manifest data recorded on the export manifest so that the data
matches manifest information recorded on the completed movement
document submitted to the WIETS module in RCRAInfo by the foreign
facility. This final rule modifies the proposed post-receipt manifest
data corrections requirements to reflect these changes.
The EPA believes it is appropriate to require that the exporter
correct all manifest data of an export manifest for several reasons.
First, exporters are required to be domiciled in the U.S. Therefore,
the EPA has jurisdiction to require exporters make corrections to
export manifest data and submit the corrections electronically to e-
Manifest system. Second, exporters are responsible for ensuring that
the export shipments are accompanied by the movement document and the
RCRA manifest unless the exported waste is exempted from RCRA manifest
requirements (e.g., universal waste). Third, exporters are additionally
required to have a contract with the foreign facility that requires it
to send to the exporter either: (1) A copy of the signed movement
document to confirm the foreign facility's acceptance of the export
shipment per Sec. 262.83(f)(4), or (2) documentation from the foreign
facility informing the exporter of the foreign facility's rejection of
the waste in the export shipment and the need to arrange alternate
management or the return of the waste in the export shipment per Sec.
262.83(f)(3)(i). In cases where the foreign facility rejects waste from
an export shipment or if the shipment status cannot be confirmed within
certain timeframes, the exporter is required to submit an export
Exception Report per Sec. 262.83(h).
Lastly, by March 1st of every year, the exporter is required to
submit an export annual report detailing the actual amounts of
hazardous waste exported the previous calendar year per Sec.
262.83(g). Based on the documentation that the foreign facility is
required to send back to the exporter, the exporter is in the best
position to make any necessary corrections to the RCRA manifest data in
the e-Manifest system. If the foreign facility notes significant
differences in the movement document or other documentation concerning
the waste they received or rejected with respect to data elements
required in both the movement document and the RCRA manifest, then the
exporter will be required to make those corrections. Examples of such
corrections include but are not limited to changes to waste quantity,
applicable RCRA hazardous waste code(s), applicable DOT/UN
identification number, waste stream consent number, or exporter's EPA
identification number.
The EPA appreciates comments and recommendations on its proposals
and suggestions regarding improving the accuracy and precision of waste
quantities and units of measure recorded in Items 11 and 12,
respectively, on manifests. Based on comments, the EPA has decided at
this time to not finalize these proposals or suggestions in this final
rule. The EPA agrees with commenters that matching the units of measure
in the BR with the manifest and requiring use of net weight for bulk
shipments would make for a more streamlined process and would make it
easier to transfer information from the manifest to the BR. However,
revisions to the units of measure currently required for the BR are
beyond the scope of this final rule and require a separate Agency
action. The EPA also accepts one commenter's concern about the possible
causal effects to States, generators, and receiving facilities if the
EPA mandates use of decimals or fractions for reporting of waste
quantities on manifests. The EPA also accepts the comment from the
trade association, representing the retail, industry, suggesting that
the EPA should consult with the waste hauling industry prior to making
a final determination about reporting net or gross weight amounts on
manifests. As mentioned previously, the EPA believes that comments
addressing BR raised significant substantive issues that merit further
analysis and outreach prior to adopting a final approach. The EPA also
believes comments to the Agency's proposals considering data accuracy
and precision improvements of waste quantities merit further analysis.
For these reasons, the EPA is not finalizing the proposals and/or
requested comment on alternative suggestions in this final rule.
I. PCB Manifests
1. Background and What the EPA Proposed on This Issue: PCB Manifests
Toxic Substances Control Act (TSCA)-regulated Polychlorinated
Biphenyls (PCBs) waste is subject to the disposal requirements under
part 761, subpart D and must be manifested unless it is specifically
exempted from the requirements in part 761, subpart K. Therefore, like
RCRA and State-only hazardous wastes, TSCA-regulated PCB waste subject
to manifesting requirements must be tracked from the point the PCB
waste leaves the facility where it is generated until it reaches the
facility where it is stored or disposed. The PCB manifest regulations
also require manifest-related reporting akin to the RCRA manifest
regulations, i.e., exception, discrepancy, and unmanifested waste
reporting. However, the PCB manifest regulations in part 761 have not
been updated since the launch of the e-Manifest system and thus make no
reference to the use of electronic manifests and still require
``handwritten'' signatures.
The EPA proposed several conforming changes to the TSCA PCB
regulations at part 761 to clarify the ability to use electronic
manifests and the e-Manifest system to fulfill PCB waste tracking and
recordkeeping requirements.\20\ The EPA also proposed conforming
changes to the exception, discrepancy, and unmanifested waste reporting
requirements for PCB waste. Additionally, EPA proposed the addition of
manifest data correction procedures under Sec. 761.207(g)(2)(v) for
PCB generators, PCB transporters, and PCB commercial storage and
disposal facilities. The proposed procedures are equivalent to the
existing post-receipt manifest data correction procedures in Sec. Sec.
262.24(h), 263.20(a)(9), 264.71(l), and 265.71(l) for RCRA hazardous
wastes. EPA also proposed changes to other TSCA PCB requirements to
allow for the future use of an approved electronic system, such as the
RCRAInfo industry application, for the submission of Forms 7710-53 and
6200-025, Certificates of Disposal, and One-Year Exception Reports.\21\
---------------------------------------------------------------------------
\20\ 87 FR 19290; April 1, 2022. See page 19307.
\21\ 87 FR 19290; April 1, 2022. See page 19308.
---------------------------------------------------------------------------
2. Public Comments and Discussion of Final Rule: PCB Manifests
Except as described in sections II.D.3, II.E.3, and II.F.3 with
respect to discrepancy, exception, and unmanifested waste reporting
requirements, the EPA did not receive adverse public comment on the
proposed changes related to the PCB regulations; therefore, the EPA is
finalizing these changes largely as proposed. The EPA is revising
certain aspects of the discrepancy, exception, and unmanifested waste
reporting requirements for the PCB regulations. This rule also
finalizes changes related to post-receipt manifest data correction
[[Page 60718]]
procedures and makes additional conforming changes related to
electronic manifesting that were inadvertently omitted from the April
2022 NPRM.
The EPA is finalizing several conforming changes to the TSCA PCB
manifest regulations at part 761, subpart K to better align these
requirements with the RCRA manifest regulations and the e-Manifest
program. First, the EPA is finalizing the proposal to add the Hazardous
Waste Electronic Manifest Establishment Act to the Authority section
for part 761. As explained in the NPRM, the e-Manifest Act and current
manifest regulations have always applied to all hazardous waste
manifests as well as manifests for PCB waste, but the PCB regulations
had not been updated to reflect this. The EPA is finalizing the
proposed, conforming change in the regulation as a clarification that
the e-Manifest Act applies to manifests for PCB waste. Second, the EPA
is finalizing the definition for ``electronic manifest'' in Sec.
761.3. However, the EPA is modifying the proposed definition to clarify
that electronic manifests must be obtained from the EPA's national e-
Manifest system and transmitted electronically through the EPA's
national e-Manifest system. Third, the EPA is finalizing its proposals
to strike several instances of the words ``written,'' ``handwritten,''
and ``by hand'' from the PCB regulations at Sec. Sec. 761.210(a)(1)
and (2), 761.211(d)(1), (e)(3), (f)(3)(i), (f)(4)(i), 761.213(a)(2)(i),
and 761.217(a)(1) that could be interpreted to require the use of paper
manifests. Fourth, the EPA is finalizing the proposal to add proposed
paragraph (g) to Sec. 761.207. New Sec. 761.207(g) consists of two
paragraphs. The first paragraph [Sec. 761.207(g)(1)] is adapted from
Sec. 262.20(a)(3) and clarifies that any person required to prepare a
manifest may use an electronic manifest as long as the electronic
manifest complies with specific EPA requirements. The second paragraph
[Sec. 761.207(g)(2)] is adapted from Sec. 262.24(a) and establishes
the legal equivalence of electronic manifests to paper manifests. The
proposed approach is in line with the other text of subpart K. Fifth,
the EPA is finalizing the proposed changes in Sec. 761.209 to clarify
how the requirement to provide copies of the manifest to each of the
regulated parties is fulfilled by the EPA's e-Manifest system. Sixth,
the EPA is finalizing the proposed changes in Sec. 761.213 to add two
new paragraphs to this section. The first paragraph, (d), is adapted
from Sec. 265.71(h) and clarifies that a commercial storage or
disposal facility must follow certain manifest tracking procedures
using paper manifests as replacements for the electronic manifest, if
the electronic manifest becomes unavailable and cannot be completed.
From the point at which the electronic manifest is no longer available
for tracking the PCB shipment, the paper replacement manifest must be
completed and managed just as it would be completed and managed with
the standard paper manifest form. The second paragraph, (e), states
that a commercial storage or disposal facility who is a user of the
electronic manifest system shall be assessed a user fee by the EPA for
the submission and processing of each electronic and paper manifest.
Seventh, the EPA is finalizing the proposals to add new paragraphs to
Sec. Sec. 761.211 for transporters and 761.213 for commercial storage
or disposal facilities to clarify that they must follow special
manifest tracking procedures for manifests that are initiated
electronically, but, for whatever reason, cannot be completed
electronically.
The EPA is also finalizing conforming changes to the TSCA PCB
regulations for Discrepancy Reports under Sec. 761.215, Unmanifested
Waste Reports under Sec. 761.216, and Exception Reports under Sec.
761.217. This final rule modifies the proposed changes to these
requirements so that they align with the requirements finalized for the
RCRA manifest-related reports, as described in sections II.D.4, II.E.4,
and II.F.4 above. However, the EPA is not finalizing the proposed
change to Sec. 761.215(f)(6). This change would have required a
commercial storage or disposal facility to mail or submit initial
copies of manifests to the e-Manifest system, for rejected shipments
returned to the generator. This proposed change is not needed because
initial manifests are not final signed manifests. The EPA e-Manifest
system only stores final signed manifests for waste that must be
manifested under Federal or State law; thus, facilities must submit
final copies of signed and dated manifests to the EPA e-Manifest system
and pay any applicable fees associated with those manifests. Manifests
are not complete and thus final until the transportation phase of the
manifested shipment ends. For rejected shipments returned to the
generator, a rejecting facility initiates the transportation phase of
the returned shipment using the initial manifest. Transportation of the
rejected shipment ends when the shipment arrives back at the original
generator site and the generator closes out the manifest by signing
Item 20 of the manifest.\22\
---------------------------------------------------------------------------
\22\ For return shipments to generators, the rejecting facility
(e.g., the commercial storage or disposal facility) is typically
listed as the generator on the return manifest, while the original
generator of the waste receiving its waste as a return is shown as
the designated or receiving facility. Therefore, the original
generator (now listed as receiver) must send the completed signed
copy of the return manifest to the rejecting facility (now listed as
generator). Upon receipt of the return manifest, the rejecting
facility must submit the return manifest to the EPA e-Manifest
system.
---------------------------------------------------------------------------
The EPA, however, is making conforming changes to the existing
manifest discrepancy requirements under Sec. 761.215(g). If a
commercial storage or disposal facility rejects a waste after it has
signed, dated, and returned a copy of the manifest to the generator or
delivering transporter, Sec. 761.215(g) requires the facility to amend
its copy of the manifest to indicate that a waste was rejected and mail
the amended manifest to the generator and delivering transporter. The
EPA did not propose changes to Sec. 761.215(g) in the NPRM. However,
as explained below, this final rule revises Sec. 761.213(a)(2)(iv) to
clarify that receiving facilities are only required to mail signed
manifests to a generator if the generator is not registered in the
EPA's e-Manifest system. Those generators who are registered would be
able to obtain signed and dated copies of completed manifests from the
EPA e-Manifest system rather than mailed from the commercial storage or
disposal facility. Therefore, this final rule makes conforming changes
to the manifest discrepancy requirements under Sec. 761.215(g) so that
they are consistent with the revisions to Sec. 761.213(a)(2)(iv)
regarding the conditions under which the transmittal requirement for
the final manifest is satisfied if the recipient of the manifest is
registered and can obtain the signed and dated manifest from the EPA e-
Manifest system.
Regarding the Exception Report requirements for manifested PCB
wastes, this final rule finalizes revisions for PCB wastes under
existing Sec. 761.217(a)(1) to align the shipment verification
timeframe for PCB generators with the new 45-day timeframe for RCRA
LQGs (previously 35 days of the date the waste was accepted by the
initial transporter). This final rule makes conforming changes to Sec.
761.217(a)(2) to require Exception Reports be submitted for PCB
manifest shipments no later than 60 days of the date the waste was
accepted by the initial transporter, which is the same timeframe for
RCRA LQGs. The EPA is also making conforming changes to Sec.
761.217(b)(2) to reflect the 45- and 60-
[[Page 60719]]
day timeframes. This final rule also finalizes the proposed
requirements at Sec. 761.217(c) for electronic exception reporting as
proposed. New paragraph (c) prescribes the conditions under which
electronic Exception Reports are the full legal equivalent of written,
paper Exception Reports for all TSCA purposes.
The EPA reiterates that, unlike RCRA hazardous waste LQGs and SQGs,
PCB generators are not required to register with e-Manifest. Thus, this
final rule does not affect a PCB generator's ability to submit
Exception Reports for paper-based manifests to the EPA via postal mail.
However, PCB generators with RCRA-issued EPA ID numbers may register
with e-Manifest so that they can prepare and submit Exception Reports
in the system. PCB generators with RCRA-issued EPA ID numbers may also
opt into electronic manifesting which would enable them to track their
waste shipment electronically in the system. Otherwise, PCB generators
may continue to submit the manifest-related report to the EPA via
postal mail. For further information regarding leveraging the e-
Manifest system to satisfy the exception reporting requirements, refer
to preamble section II.D.4.
Regarding Discrepancy Reports, this final rule finalizes changes to
Sec. 761.215 to allow PCB commercial storage and disposal facilities
to use the e-Manifest system to satisfy discrepancy reporting
requirements. However, this final rule modifies existing paragraph (c)
of the discrepancy reporting requirements by restricting submission of
these Discrepancy Reports to the e-Manifest system. Thus, PCB
commercial storage and disposal facilities will no longer have the
option to submit Discrepancy Reports to the EPA via postal mail. (For
additional discussion regarding the final decisions for electronic
discrepancy reporting and the date on which these new requirements
become effective, refer to preamble section II.E.4). Since submission
of Discrepancy Reports is restricted to electronic formats (regardless
of whether paper or electronic manifests are used), the EPA is removing
the requirement that commercial storage and disposal facilities provide
a separate cover letter describing the discrepancy and attempts to
reconcile the discrepancy. Instead, facilities will be required to
provide this description in the EPA's e-Manifest system as part of the
electronic Discrepancy Report.
In addition, the EPA is not finalizing proposed paragraphs (c)(1)
through (4), which would have addressed the legal equivalency of the
electronic reports to the written, paper reports, and allow for
electronic discrepancy reporting for wastes shipped on electronic or
hybrid manifests.
Regarding Unmanifested Waste Reports, the EPA is finalizing its
proposals with slight modification. This final rule makes conforming
changes to the unmanifested waste reporting requirements based on
public comments, as discussed in preamble section II.F. This final rule
also establishes a delayed compliance date that begins on December 1,
2025, on which regulated entities must comply with the electronic
unmanifested reporting requirements for PCB manifested shipments. The
delayed compliance date is discussed in preamble section II.F.4.
Today's rule finalizes the proposals under Sec. 761.216 that require
PCB commercial storage or disposal facilities to submit Unmanifested
Waste Reports electronically in the e-Manifest system. Thus, this final
rule removes the option allowing PCB commercial storage and disposal
facilities to submit Unmanifested Waste Reports via postal mail. Based
on the final rule decisions described in the preamble section II.F.4,
this rule does not finalize the proposed unmanifested waste requirement
under paragraph (c) where the EPA would assess a user fee, equivalent
to the user fees for electronic manifests, on commercial storage and
disposal facilities for each submission of an electronic Unmanifested
Waste Report.
The EPA is finalizing the manifest data correction procedures
proposed under Sec. 761.207(g)(2)(v), with modifications to conform
with final revisions to the existing post-receipt manifest data
correction requirements in Sec. Sec. 262.24(h), 263.20(a)(9),
264.71(l)(1) and 265.71(l)(1), as described in section II.H.4 of this
preamble. Data correction submissions must be made electronically in
the system via the post-receipt data corrections process by following
the process described in Sec. 264.71(l), which applies to corrections
made to either paper or electronic manifest records. However, as
explained previously in preamble section II.C.4, PCB generators are not
required to register in the e-Manifest system. Therefore, this final
rule further revises the proposed requirement of Sec. 761.207(g)(2)(v)
to clarify that PCB generators are required to electronically submit
manifest data corrections via the e-Manifest system within 30 days from
receipt of a notification request from EPA or States and that PCB
generators who are not registered with the EPA e-Manifest system must
arrange with other waste handlers named on the manifest (e.g., through
contracts or other legal arrangements) to electronically submit
corrections on their behalf. Transporters and commercial storage and
disposal facilities are expected to make and submit data corrections
electronically for transporter information recorded in Item 17 and
Items 18-20 of manifests, respectively, and any corresponding
corrections to manifest continuation sheets, if applicable.
Additionally, commercial storage and disposal facilities must submit
corrections to Items 10-13 of the manifest so that the corrections
address manifest data discrepancies reported in Item 18a of the
manifest. (See preamble section III.G.4 for further explanation). The
EPA points out that PCB waste handlers may continue submitting
corrections to manifest data electronically without prior notification
from the EPA or States as an interested party of the manifest data.
Such generators must also follow the data corrections process described
in Sec. 264.71(l).
The EPA is also finalizing the proposed changes to the PCB
regulations at Sec. Sec. 761.205, 761.218, and 761.219, respectively.
EPA is finalizing these changes to allow the submission of these
documents in the future through an EPA-approved electronic system, such
as the RCRAInfo Industry Application.
The EPA is not finalizing the proposed changes to Sec.
761.180(b)(3). This is because EPA has already finalized revisions to
this requirement in the August 2023 PCB Final Rule.\23\ Therefore the
proposed changes discussed in the NPRM are no longer needed.
---------------------------------------------------------------------------
\23\ 88 FR 59662; August 29, 2023. See page 59677.
---------------------------------------------------------------------------
As mentioned previously, the EPA proposed many conforming changes
to the TSCA PCB regulations at part 761 clarifying the ability to use
electronic manifests and the e-Manifest system to fulfill waste
tracking and recordkeeping requirements. This final rule makes
additional conforming changes to existing TSCA PCB manifest regulations
that were inadvertently omitted from the proposed rule. First, this
final rule makes conforming changes to Sec. 761.213(a)(2)(iv) and (v)
to codify that receiving facilities send a signed and dated copy of
Page (1) of the manifest to the EPA e-Manifest system. This final rule
also modifies these paragraphs in a couple of ways. The final rule
revises Sec. 761.213(a)(2)(iv) to clarify that generators who are
registered with the EPA's e-Manifest system may obtain their signed and
dated copies of completed manifests from the EPA e-Manifest system. The
final rule makes
[[Page 60720]]
conforming changes to paragraph (a)(2)(v) so that it is consistent with
the revisions to the manifest paper submission requirements revisions
for RCRA hazardous waste (see preamble discussion in section II.I.2
regarding conforming changes to Sec. Sec. 264.71(a)(2)(v)(B) and
265.71(a)(2)(v)(B)).
Second, this final rule makes conforming changes to Sec.
761.215(c) to reflect the new 20-day submission timeframe for manifest
discrepancy reporting. The EPA revised the manifest discrepancy
reporting timeframe under Sec. Sec. 264.72(c) and 265.72(c) to allow
receiving facilities up to 20 days to reconcile a shipment with the
generator and/or transporter for manifest discrepancies. The EPA
inadvertently omitted revising the equivalent TSCA PCB discrepancy
reporting requirements under Sec. 761.215(c). Therefore, this final
rule modifies paragraph (c) to reflect that commercial storage and
disposal facilities also have up to 20 days to reconcile a shipment
with the generator and/or transporter for manifest discrepancies.
J. Technical Corrections
The EPA proposed a few technical corrections to various RCRA and
TSCA regulations. The EPA did not receive adverse comment to the
proposed technical corrections; therefore, this final rule is
finalizing the changes as proposed. The following is a list of the
final changes:
Revise Sec. Sec. 264.71(a) and 265.71(a) by removing the
obsolete requirement under paragraph (a)(2)(v)(A) and reserving it for
future use. This requirement is obsolete since as of June 30, 2021, the
EPA no longer accepts paper manifest submissions--and any paper
manifest continuation sheets--to the e-Manifest system for purposes of
data entry and processing via postal mail. Currently, receiving
facilities must submit paper manifests to the e-Manifest system in
accordance with Sec. Sec. 264.71(a)(2)(v)(B) and 265.71(a)(2)(v)(B).
Revise paragraphs (a) and (b) of Sec. Sec. 264.1311 and
265.1311 to remove the mention of ``by mail/in lieu of submitting
mailed paper forms'' from the requirements. As mentioned above the EPA
no longer accepts paper manifest submissions--and any paper manifest
continuation sheets--to the e-Manifest system for purposes of data
entry and processing via postal mail.
Revise minor typographical misspelling errors to change
``eManfiest'' to ``e-Manifest'' in the Operations and Maintenance (O&M)
Cost portion of the user fee formulas in paragraphs (a) and (b) of
Sec. Sec. 264.1312 and 265.1312.
Revise a typographical error found in paragraph (e) of
Sec. 761.60. Paragraph (e) accurately refers to ``an incinerator
approved under Sec. 761.70 or a high-efficiency boiler operating in
compliance with Sec. 761.71'' twice in the first sentence. However,
the fifth sentence uses incorrect citations in a similar reference to
``a Sec. 761.60 incinerator or a Sec. 761.61 high-efficiency
boiler.'' The EPA is correcting the regulatory citations in the fifth
sentence to read ``a Sec. 761.70 incinerator or a Sec. 761.71 high
efficiency boiler.''
In addition to the final changes listed above, the EPA is making
conforming changes to Sec. Sec. 264.71(a) and 265.71(a) by revising
the language in paragraph (a)(2)(v)(B) to further clarify that
receiving facilities can only submit scanned images upload or data plus
image uploads of the top copy (Page 1) of the manifest and any
continuation sheet to the EPA's e-Manifest system. Further, the EPA is
revising paragraph (a)(2)(V)(B) by removing the obsolete regulatory
language in paragraph (a)(2)(v)(B) which reads, ``Submissions of copies
to the e-Manifest system shall be made to the electronic mail/
submission address specified at the e-Manifest program website's
directory of services.'' As explained above, the EPA proposed deletion
of paragraph (a)(2)(v)(A) but overlooked including these conforming
changes to paragraph (a)(2)(V)(B) in the NPRM.
III. State Implementation
A. Applicability of Rules in Authorized States
Under section 3006 of RCRA, the EPA may authorize a State hazardous
waste program to operate in lieu of the Federal program within the
State. Following authorization, the EPA maintains its enforcement
authorities, although authorized States have primary enforcement
responsibility for their authorized programs. The standards and
requirements for State authorization are found in part 271.
Prior to the enactment of the Hazardous and Solid Waste Amendments
of 1984 (HSWA), an authorized State hazardous waste program operated
entirely in lieu of the Federal program in that State. The Federal
requirements no longer applied in the authorized State, and the EPA
could not issue permits for any facilities in that State. When new,
more stringent or broader Federal requirements were promulgated, the
State was obligated to adopt equivalent authorities under State law
within specified time frames.
However, new requirements did not take effect in an authorized
State until the State adopted such equivalent authorities, and these
requirements did not become part of the authorized program enforceable
by the EPA until the EPA authorized them.
In contrast, with the enactment of RCRA section 3006(g), which was
added by HSWA, new Federal requirements and prohibitions imposed
pursuant to HSWA authority take effect in authorized States at the same
time that they take effect in unauthorized States. The EPA is directed
by section 3006(g) to implement HSWA-based requirements and
prohibitions in authorized States until the EPA authorizes equivalent
State authorities. While States must still adopt State-law equivalents
to HSWA-based requirements and prohibitions to retain final
authorization, until the States do so, and the EPA authorizes the
State-law equivalents, the EPA implements and enforces these provisions
in authorized States.
Authorized States are required to modify their programs when the
EPA promulgates Federal requirements that are more stringent or broader
in scope than existing Federal requirements. RCRA section 3009 allows
the States to impose standards more stringent than those in the Federal
program (see also Sec. 271.1). If the EPA promulgates a Federal
requirement that is less stringent or narrower in scope than an
existing requirement or of equivalent stringency, authorized States
may, but are not required to, adopt a new equivalent requirement
regardless of whether or not it is promulgated under HSWA authority.
The e-Manifest Act contains similar authority to HSWA with respect
to Federal and State implementation responsibilities in RCRA authorized
States. Section 2(g)(3) of the e-Manifest Act, entitled Administration,
provides that the EPA shall carry out regulations promulgated under the
Act in each State unless the State program is fully authorized to carry
out such regulations in lieu of the EPA. Also, section 2(g)(2) of the
Act provides that any regulation promulgated by the EPA under the e-
Manifest Act shall take effect in each State (under Federal authority)
on the same effective date that the EPA specifies in its promulgating
regulation. Thus, the result is that regulations promulgated by the EPA
under the e-Manifest Act, like HSWA-based regulations, are implemented
and enforced by the EPA until the States are authorized to carry them
out.
Because the RCRA manifest requires strict consistency in its
implementation,
[[Page 60721]]
the EPA changes to Federal manifest form requirements must be
implemented consistently in the States and on the same effective date.
See 70 FR 10776 at 10810 (March 4, 2005). This is true whether the
manifest form change is based on RCRA or on e-Manifest Act authority
and whether the changes are more or less stringent than the existing
Federal program.
TSCA does not grant the EPA authority to authorize States to
administer the PCB program. The EPA directly implements the Federal PCB
regulations in all States and territories. Because TSCA is not
administered by State programs, all changes to 40 CFR part 761 become
effective in all States and territories on the effective date of the
rule.
While the revised manifest requirements for collection of export
manifests and Exception, Discrepancy, and Unmanifested Waste Reports in
the e-Manifest system will be implemented on a delayed compliance date,
RCRA and TSCA entities in all States must comply with these
requirements on and after the compliance date of December 1, 2025.
The remainder of this section discusses the State authorization
implications for today's revised manifest requirements.
B. Effect on State Authorization
There are various authorities on which the provisions of this final
rule are based; these authorities affect State implementation of these
provisions. First, some of the provisions in this final rule are based
on the authority of the e-Manifest Act and are listed in the table
below. The EPA will implement, and regulated entities must comply with,
these provisions in all States consistently either on the effective
date of the rule or on the delayed compliance date, December 1, 2025,
for certain provisions. States must adopt the authorizable e-Manifest
Act-based provisions of this final rule in order to enforce them under
State law, and to maintain manifest program consistency. However, the
EPA will continue to implement and enforce these provisions until such
time as the State modifies its authorized program to adopt these
provisions and receives authorization from the EPA for the program
modification.
------------------------------------------------------------------------
Regulation Subject
------------------------------------------------------------------------
Sec. 262.42(a)(1) through (4), (b), Submission of Electronic
(c)(2). Exception Reports to the e-
Manifest system.
Sec. 262.83(4)....................... Exporters' submission of
required electronic or paper
manifest to the system.
Sec. 262.83(c)(4)(i)................. Imposition of fees on exporters
for their manifest submission.
Sec. 262.83(c)(4)(iv)................ Exporters' replacement
manifests.
Sec. 262.83(c)(4)(v)................. Exporters' post receipt data
corrections.
Sec. 264.72(c), Sec. 265.72(c)..... Submission of Electronic
Discrepancy Reports to the e-
Manifest System.
Sec. 264.76(b), Sec. 265.76(b)..... Submission of Electronic
Unmanifested Waste Reports to
the e-Manifest system.
------------------------------------------------------------------------
In the EPA's proposed rule, we had originally described certain
manifest-related report provisions as based on RCRA (non-HSWA)
authority (i.e., 40 CFR 262.42(a)(1) and (2), 262.42(b), 262.42(c)(2),
264.72(c), and 265.72(c)). We have since re-evaluated this description
and have concluded in this final rule that these amendments are being
promulgated under the e-Manifest Act. That is, even if certain
manifest-related report provisions at Sec. Sec. 262.42(a)(1) and (2),
262.42(b), 262.42(c)(2), 264.72(c), and 265.72(c) were originally
promulgated under the RCRA base statutory authority, given the specific
amendments in today's rule, these amendments are in fact being
promulgated under the e-Manifest Act authority and therefore will be
effective, implemented and enforced as described above. Section 2(g)(1)
of the e-Manifest Act, RCRA section 3024(g)(1), 42 U.S.C. 6939g(g)(1),
authorizes the EPA to promulgate regulations ``to be necessary to
facilitate the transition from the use of paper manifests to the use of
electronic manifests, or to accommodate the processing of data from
paper manifests in the electronic manifest system, including a
requirement that users of paper manifests submit to the system.'' The
EPA interprets this authority to extend also to the promulgation of
regulations for manifest-related report submissions to the e-Manifest
system because such reports are directly tied into manifests.
Specifically, these manifest-related reports would not exist if not for
manifests in the first place, and therefore would similarly be part of
the transition to use of the e-Manifest system. As a result, these
particular provisions appear in the above table.
Second, some of the provisions in this final rule are promulgated
under HSWA authority. These HSWA provisions are the import/export
provisions discussed in section II.B.1 and II.B.3, as well as
Sec. Sec. 262.83(c)(3), 264.71(a)(3), 265.71(a)(3), and 267.71(a)(6).
They are also the import/export provisions discussed in section II.G as
proposed amendments to movement document regulations and certain
technical corrections and conforming amendments to import and export
requirements. As the EPA discussed in section II.G.3, the EPA will
finalize all these provisions as proposed. Because these provisions are
promulgated under HSWA authority, these provisions will be implemented
and enforced by the EPA in all States consistently on the effective
date of the final rule. Although States do not receive authorization to
administer the Federal Government's import/export functions in part
262, subpart H, or the import/export related functions in certain other
RCRA hazardous waste regulations, State programs are still required to
adopt the provisions in this rule to maintain their equivalency with
the Federal program (see 40 CFR 271.10(a) and (d)).
Finally, as discussed above, the Federal provisions promulgated
under the e-Manifest Act must be adopted by States with strict
consistency. Likewise, the import/export provisions promulgated under
HSWA must also be adopted by States without modification. Thus, these
Federal provisions will apply in all States on the effective date, and
States will still need to adopt these provisions under State law.
Because the TSCA PCB program is administered by the EPA and not States,
all regulatory changes to part 761 become effective in all States and
territories on the effective date of the rule.
C. Conforming Changes to 40 CFR 271.10 and 271.12
This final rule also includes conforming changes to Sec. Sec.
271.10 and 271.12, addressing the requirements for hazardous waste
generators and exporters, and receiving facilities, respectively, that
must be included in authorized State programs to maintain consistency
with the Federal program. The conforming changes to Sec. 271.10
regarding regulatory amendments to the hazardous waste export and
import regulations are discussed in preamble section II.B. The first
change, at
[[Page 60722]]
Sec. 271.10(f)(4), clarifies that authorized State programs must
include requirements for electronic Exception Reports submitted to the
EPA's e-Manifest system, in lieu of sending signed copies to the EPA
Regional Administrator or the States.
The second change, at Sec. 271.10(h)(2), clarifies that a State
may only collect a generator's initial copy of a manifest when a paper
manifest is used (i.e., manifests that do not originate in the e-
Manifest system). This is because the EPA system collects only the
receiving facilities' paper copies, and not the initial paper manifest
copy from generators, thus the generator's initial paper copy will not
be available to States from the e-Manifest system. The EPA established
requirements in the 2014 One Year Final Rule for designated facilities
to submit copies of paper manifests to the e-Manifest system in lieu of
supplying them directly to States at Sec. Sec. 264.71(a)(2)(v) and
265.71(a)(2)(v). However, the EPA noted in the 2014 final rule that
designated facilities must continue to supply paper copies of manifests
to States until the Agency determines when the e-Manifest system
becomes operational. At that time, the EPA explained that the
requirement for designated facilities to supply paper manifest copies
directly to States was intended to be replaced eventually with a
requirement for designated facilities to submit their paper manifest
copies to the EPA e-Manifest System for data processing once that the
system was operational. Thus, the EPA stated in the One Year Rule that
the current provisions of paragraph (h)(2) would remain unchanged and
effective until the EPA announced the schedule for the receipt of
facility copies and then amended these provisions accordingly.\24\ The
EPA also noted at that time that States could still require the
collection of generator copies as a component of State programs under
State law. The EPA announced the launch of the e-Manifest system and
the schedule under which designated facilities would be required to
submit paper manifest copies to the e-Manifest system in the 2018 User
Fee Final Rule. However, the EPA neglected revisions to paragraph
(h)(2). This final rule modifies Sec. 271.10(h)(2) accordingly as
originally intended.
---------------------------------------------------------------------------
\24\ 79 FR 7518; February 7, 2014. See page 7555.
---------------------------------------------------------------------------
The third change, at Sec. 271.10(j), clarifies that authorized
State programs must include a requirement that hazardous waste
exporters submit a signed copy of each paper manifest and continuation
sheet (or the data from paper manifests) to the EPA's e-Manifest
system, in lieu of providing additional copies of the manifest to the
hazardous waste transporters. Revisions to Sec. 271.10(j) also clarify
that authorized State programs must include requirements for hazardous
waste exporters to pay user fees to the EPA to recover all costs
related to the operation of an electronic hazardous waste manifest
system (e-Manifest system). These modifications are necessary to
effectuate the intent of Congress that under the e-Manifest Act, the e-
Manifest system will operate as a national, one-stop reporting hub for
manifests and data, and manifest-related reports such as Exception
Reports, Discrepancy Reports and Unmanifested Waste reports.
The EPA is not finalizing the proposed conforming change to Sec.
271.12(k) that would have clarified that authorized State programs must
include requirements for hazardous waste management facilities and
facilities submitting electronic Unmanifested Waste Reports in the e-
Manifest system to pay user fees to the EPA. Since the EPA is not
finalizing a user fee requirement for the submission of Unmanifested
Waste Reports to the e-Manifest system (see section II.F.4), this
provision is no longer necessary.
Finally, the e-Manifest-related amendments at Sec. 271.12(l) and
(m) must be included in authorized State programs for electronic
Discrepancy Reports and Unmanifested Waste Reports to maintain
consistency with the Federal program. The amendments to Sec. 271.12(l)
and (m) clarify that authorized programs must include requirements that
designated or receiving facilities submit electronic Discrepancy
Reports and Unmanifested Waste Reports in the EPA's e-Manifest system,
in lieu of sending signed copies to the States.
The EPA notes that the Agency the revised manifest provisions for
collection of export manifests (Sec. 271.10(j)), Exception Reports
(Sec. 271.10(f)(4)), Discrepancy Reports (Sec. 271.12(l)) and
Unmanifested Waste Reports (Sec. 271.12(m)) in the e-Manifest system
will be implemented in all States on the delayed compliance date
beginning on December 1, 2025.
D. Provisions of the Proposed Rule That Are Not Authorizable
There are some provisions in this final rule that are ``not
authorizable.'' By this term, the EPA means those provisions in this
final rule that can be administered only by the EPA, and not by
authorized States. The first group of non-authorizable requirements
included in this final rule are Sec. 262.21(f)(5) through (7). These
provisions together announce the revised printing specification for the
final four-copy paper manifest and continuation sheet paper forms, the
revised copy distribution requirements to be printed on each copy of
the form, and the revised specification for printing the appropriate
manifest instructions on the back of the form copies. State programs
are not required to take any action respecting these regulatory changes
to the printing specifications, and they will take effect in all States
on the effective date of this rule. See generally 83 FR 420 at 448
(January 3, 2018). As discussed in section IV.A. above, the RCRA
manifest requires strict consistency in its implementation, so that an
EPA change to Federal manifest form requirements must be implemented
consistently in the States. See generally 70 FR 10776 at 10810 (March
4, 2005). States are not authorized to administer or enforce these RCRA
manifest form provisions.
The second group of non-authorizable requirements in this final
rule are regulatory amendments to certain fee methodology and related
fee implementation provisions set forth in subpart FF of parts 264 and
265. These requirements include definitions relevant to the program's
fee calculations (Sec. Sec. 264.1311, 265.1311), and the user fee
calculation methodology (Sec. Sec. 264.1312, 265.1312). These user fee
provisions in subpart FF are based on the authority of the e-Manifest
Act and will be implemented and enforced by the EPA on the effective
date of the final rule and perpetually thereafter. The user fee
provisions of subpart FF describe the methods and processes that the
EPA alone will use in setting fees to recover its program costs, and in
administering and enforcing the user fee requirements. Therefore,
States cannot be authorized to implement or enforce any of the subpart
FF provisions.
Although States cannot receive authorization to administer or
enforce the Federal government's e-Manifest program user fees,
authorized State programs must still include the content of or
references to the subpart FF requirements. This is necessary to ensure
that members of their regulated communities will be on notice of their
responsibilities to pay user fees to the EPA e-Manifest system when
they utilize the system. Authorized State programs must either adopt or
reference appropriately the user fee requirements of this final rule.
However, when a State adopts the user fee provisions of this rule, the
State must not replace Federal or EPA references with State references
[[Page 60723]]
or terms that would suggest the collection or implementation of these
user fees by the State.
The last group of non-authorizable provisions in this final rule
are regulatory amendments to certain export and import regulations
detailed in preamble sections II.B.1 and II.G.3. Because of the Federal
Government's special role in matters of foreign policy, the EPA does
not authorize States to administer Federal import/export functions in
the regulations discussed in those preamble sections. This approach of
having Federal, rather than State, administration of the import/export
functions promotes national coordination, uniformity, and the
expeditious transmission of information between the United States and
foreign countries.
Although States do not receive authorization to administer the
Federal government's import/export functions in part 262, subpart H, or
the import/export related functions in certain other RCRA hazardous
waste regulations, State programs are still required to adopt the
provisions in this rule to maintain their equivalency with the Federal
program (see 40 CFR 271.10(a) and (d)).
This rule contains many amendments to the export and import
shipment movement document-related requirements under 262, subpart H to
more closely link the manifest data with the movement document data.
The rule also contains conforming import and export-related amendments
to parts 260, 261, 262, 263, 264, 265, 267, and 271, all of which are
more stringent.
The States that have already adopted parts 262, subpart H, 263,
264, part 265, and any other import/export related regulations
discussed in this final rule must adopt the revisions to those
provisions in this final rule. When a State adopts the import/export
provisions in this rule, they must not replace Federal or international
references or terms with State references or terms.
IV. Statutory and Executive Orders Reviews
Additional information about these statutes and Executive orders
can be found at https://www.epa.gov/lawsregulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 14094: Modernizing Regulatory Review
This action is not a significant regulatory action as defined in
Executive Order 12866, as amended by Executive Order 14094, and was
therefore not subject to a requirement for Executive Order 12866
review. The EPA prepared an economic analysis of the potential costs
and benefits associated with this action. This analysis (titled ``The
Regulatory Impact Analysis for the EPA's Final Rule Integrating e-
Manifest with Hazardous Waste Exports and Other Manifest-related
Reports, PCB Manifest Amendments and Technical Corrections'') is
available in the docket.
B. Paperwork Reduction Act (PRA)
The information collection activities in this final rule will be
submitted for approval to the Office of Management and Budget (OMB)
under the PRA. The Information Collection Request (ICR) document that
the EPA prepared has been assigned EPA ICR number 2712.02. You can find
a copy of the ICR in the docket for this rule, and it is briefly
summarized here. The information collection requirements are not
enforceable until OMB approves them.
Implementation of this e-Manifest rule will impose new information
collection requirements on the regulated community who must use the
manifest for tracking hazardous waste export shipments, and who must
prepare manifest-related reports such as exception, discrepancy, and
Unmanifested Waste Reports to address specific problems that arise in
the use of the manifest. The rule also consists of a series of
clarifications to the manifest regulations under RCRA and TSCA that are
not expected to result in behavior changes by the regulated community,
and therefore do not have associated costs.
Generally, the generators, transporters, designated facilities, and
emergency response teams (in the case of accidents) are the primary
users of manifests. However, the EPA may review these documents during
a facility inspection to make sure proper records are being kept and
regulations are complied with. The EPA also reviews and responds to
Exception Reports, Discrepancy Reports, and Unmanifested Waste Reports.
The public will also have access to data in the e-Manifest system.
Although the primary effect of this final rule is to replace
current paper-based information requirements with electronic-based
requirements to submit or retain the same shipment information, there
could be minor additions or changes to the information collection
requirements, such as information that may be provided to establish
user accounts and fee payment accounts, information submitted for
identity management, as well as waste profile or other information that
may be useful for the creation and submission of electronic manifests,
manifest-related reports, or manifest corrections.
Respondents/affected entities: Business or other for-profit.
Respondent's obligation to respond: The recordkeeping and
notification requirements are required for parties performing relevant
manifest activities (e.g., submitting export manifests, generators
registering for e-Manifest). These requirements are described in detail
in the ICR Supporting Statement.
Estimated number of respondents: 199,796.
Frequency of response: Per Shipment.
Total estimated burden: 2,585,955 hours (per year). Burden is
defined at 5 CFR 1320.3(b).
Total estimated cost: $135,404,144 (per year), includes $23,173,452
annualized capital or operation & maintenance costs.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for the
EPA's regulations in 40 CFR are listed in 40 CFR part 9. When OMB
approves this ICR, the Agency will announce that approval in the
Federal Register and publish a technical amendment to 40 CFR part 9 to
display the OMB control number for the approved information collection
activities contained in this final rule.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. The
small entities subject to the requirements of this action are hazardous
waste exporters. The Agency has determined that, at the upper bounds of
two ``worst-case'' scenarios, 174 exporters may experience an impact
that will not exceed one percent to three percent of annual revenues.
Details of this analysis are presented in the section 4.2 Regulatory
Flexibility of the Regulatory Impact Analysis of the EPA's Final Rule
Integrating e-Manifest with Hazardous Waste Exports and Other Manifest-
related Reports, PCB Manifest Amendments and Technical Corrections.
D. Unfunded Mandates Reform Act (UMRA)
This action does not contain an unfunded mandate of $100 million
(adjusted annually for inflation) or more (in 1995 dollars) as
described in UMRA, 2 U.S.C. 1531-1538, and does not
[[Page 60724]]
significantly or uniquely affect small governments. The costs involved
in this action are estimated not to exceed $183 million in 2023$ ($100
million in 1995$ adjusted for inflation using the GDP implicit price
deflator) or more in any one year.
E. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the States, on the relationship between
the National Government and the States, or on the distribution of power
and responsibilities among the various levels of government.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have Tribal implications as specified in
Executive Order 13175. It will not impose any new requirements on
Tribal officials, nor will it impose substantial direct compliance
costs on them. This action will not create a mandate for Tribal
governments, i.e., there are no authorized Tribal programs that will
require revision and reauthorization on account of the e-Manifest
system and regulatory program requirements. Nor do we believe that the
e-Manifest system will impose any enforceable duties on these entities.
Thus, Executive Order 13175 does not apply to this action.
G. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
Executive Order 13045 directs Federal agencies to include an
evaluation of the health and safety effects of the planned regulation
on children in Federal health and safety standards and explain why the
regulation is preferable to potentially effective and reasonably
feasible alternatives. This action is not subject to Executive Order
13045 because it is not a significant regulatory action under section
3(f)(1) of Executive Order 12866, and because the EPA does not believe
the environmental health or safety risks addressed by this action
present a disproportionate risk to children.
This action is not an economically significant regulatory action as
defined by Executive Order 12866. In addition, because the rule will
not increase risk related to exposure to hazardous materials, the
Agency does not believe the environmental health or safety risks
addressed by this action present a disproportionate risk to children.
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution or Use
This action is not subject to Executive Order 13211, because it is
not a significant regulatory action under Executive Order 12866.
I. National Technology Transfer and Advancement Act (NTTAA)
This rulemaking does not involve technical standards.
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations and
Executive Order 14096: Revitalizing Our Nation's Commitment to
Environmental Justice for All
The EPA believes that the human health and environmental conditions
that exist prior to this action do not result in disproportionate and
adverse effects on communities with EJ concerns. The e-Manifest system,
and its data, is publicly available and results in greater transparency
of hazardous waste activity in communities.
The EPA believes that this action is not likely to result in new
disproportionate and adverse effects on communities with environmental
justice concerns. This action provides greater access to information
regarding hazardous waste shipments exported out of the U.S. and
information regarding irregularities in the manifest process, e.g.,
manifest exception, discrepancy, and unmanifested waste reporting. The
information supporting this Executive order review is contained in the
Regulatory Impact Analysis for the EPA's Final Rule Integrating e-
Manifest with Hazardous Waste Exports and Other Manifest-related
Reports, PCB Manifest Amendments and Technical Corrections found in the
docket.
K. Congressional Review Act
This action is subject to the CRA, and the EPA will submit a rule
report to each House of the Congress and to the Comptroller General of
the United States. This action is not a ``major rule'' as defined by 5
U.S.C. 804(2).
List of Subjects in 40 CFR Parts 260, 261, 262, 263, 264, 265, 267,
270, 271, and 761
Environmental protection, Administrative practice and procedure,
Air pollution control, Confidential business information, Electronic
reporting requirements, Exports, Hazardous materials transportation,
Hazardous substances, Hazardous waste, Imports, Indians-lands,
Insurance, Intergovernmental relations, Labeling, Licensing and
registration, Packaging and containers, Penalties, Polychlorinated
biphenyls (PCBs), Recycling, Reporting and recordkeeping requirements,
Security measures, Surety bonds, Water supply.
Michael S. Regan,
Administrator.
For the reasons set forth in the preamble, the EPA is amending 40
CFR parts 260, 261, 262, 263, 264, 265, 267, 271, and 761 as follows:
PART 260--HAZARDOUS WASTE MANAGEMENT SYSTEM: GENERAL
0
1. The authority citation for part 260 continues to read as follows:
Authority: 42 U.S.C. 6905, 6912(a), 6921-6927, 6930, 6934, 6935,
6937, 6938, 6939, 6939g and 6974.
0
2. Amend Sec. 260.2, in paragraphs (d)(1) and (2), by adding a
sentence at the end of each paragraph to read as follows:
Sec. 260.2 Availability of information; confidentiality of
information.
* * * * *
(d)(1) * * * After January 22, 2025, no claim of business
confidentiality may be asserted by any person with respect to
information contained in hazardous secondary material export documents
prepared, used and submitted under Sec. 261.4(a)(25) of this chapter,
whether submitted electronically into the EPA's Waste Import Export
Tracking System or in paper format.
(2) * * * After January 22, 2025, the EPA will make available to
the public under this section any hazardous secondary material export
documents prepared, used and submitted under Sec. 261.4(a)(25) of this
chapter on March 1 of the calendar year after the related hazardous
secondary material exports occur, when these documents are considered
by the EPA to be final documents.
PART 261--IDENTIFICATION AND LISTING OF HAZARDOUS WASTE
0
3. The authority citation for part 261 continues to read as follows:
Authority: 42 U.S.C. 6905, 6912(a), 6921, 6922, 6924(y), and
6938.
0
4. Amend Sec. 261.4 by revising paragraphs (a)(25)(i)(A) and (H) and
(a)(25)(v) to read as follows:
Sec. 261.4 Exclusions.
(a) * * *
(25) * * *
(i) * * *
(A) Name, site address, telephone number and EPA ID number (if
[[Page 60725]]
applicable) of the hazardous secondary material generator;
* * * * *
(H) The name and site address of the reclaimer, any intermediate
facility and any alternate reclaimer and intermediate facilities; and
* * * * *
(v) The EPA will provide a complete notification to the country of
import and any countries of transit. A notification is complete when
EPA receives a notification which EPA determines satisfies the
requirements of paragraph (a)(25)(i) of this section.
* * * * *
0
5. Amend Sec. 261.6 by revising paragraphs (a)(3)(i)(A) and (B) to
read as follows:
Sec. 261.6 Requirements for recyclable materials.
(a) * * *
(3) * * *
(i) * * *
(A) The person initiating a shipment for reclamation in a foreign
country, and any intermediary arranging for the shipment, must comply
with the requirements applicable to an exporter in Sec. 262.83 of this
chapter with the exception of Sec. 262.83(c);
(B) Transporters transporting a shipment for export or import must
comply with the movement document requirements listed in Sec.
263.20(a)(2) and (c) of this chapter.
* * * * *
0
6. Amend Sec. 261.39 by revising paragraphs (a)(5)(i)(A) and (F),
(a)(5)(v)(B) introductory text, and (a)(5)(xi) to read as follows:
Sec. 261.39 Conditional Exclusion for Used, Broken Cathode Ray Tubes
(CRTs) and Processed CRT Glass Undergoing Recycling.
* * * * *
(a) * * *
(5) * * *
(i) * * *
(A) Name, site address, telephone number and EPA ID number (if
applicable) of the exporter of the CRTs.
* * * * *
(F) The name and site address of the recycler or recyclers and the
estimated quantity of used CRTs to be sent to each facility, as well as
the names of any alternate recyclers.
* * * * *
(v) * * *
(B) The exporter or a U.S. authorized agent must:
* * * * *
(xi) Annual reports must be submitted to the EPA using the
allowable methods specified in paragraph (a)(5)(ii) of this section.
Exporters must keep copies of each annual report for a period of at
least three years from the due date of the report. Exporters may
satisfy this recordkeeping requirement by retaining electronically
submitted annual reports in the CRT exporter's account on the EPA's
Waste Import Export Tracking System (WIETS), or its successor system,
provided that a copy is readily available for viewing and production if
requested by any the EPA or authorized State inspector. No CRT exporter
may be held liable for the inability to produce an annual report for
inspection under this section if the CRT exporter can demonstrate that
the inability to produce the annual report is due exclusively to
technical difficulty with the EPA's Waste Import Export Tracking System
(WIETS), or its successor system for which the CRT exporter bears no
responsibility.
* * * * *
PART 262--STANDARDS APPLICABLE TO GENERATORS OF HAZARDOUS WASTE
0
7. The authority citation for part 262 continues to read as follows:
Authority: 42 U.S.C. 6906, 6912, 6922-6925, 6937, 6938 and
6939g.
0
8. Amend Sec. 262.20 by revising paragraphs (a)(1) and (2) to read as
follows:
Sec. 262.20 General requirements.
(a)(1) Paper manifest. A generator that transports, or offers for
transport a hazardous waste for offsite treatment, storage, or
disposal, or a treatment, storage, or disposal facility that offers for
transport a rejected hazardous waste load, must prepare a Manifest (OMB
Control number 2050-0039) on EPA Form 8700-22, and, if necessary, EPA
Form 8700-22A. Large and small quantity generators must register with
the EPA's e-Manifest system to obtain signed and dated copies of
completed manifests from the EPA e-Manifest system and comply with
paragraph (a)(2) of this section.
(2) Post-receipt manifest data corrections. After facilities have
certified that the manifest is complete, by signing it at the time of
submission to the EPA e-Manifest system, any post-receipt data
corrections may be submitted at any time by any interested person
(e.g., waste handler) named on the manifest. If corrections are
requested by the Director for portions of the manifest that a generator
is required to complete, the generator must address the data correction
within 30 days from the date of the request. Data correction
submissions must be made electronically via the post-receipt data
corrections process as described in Sec. 265.71(l) of this chapter,
which applies to corrections made to either paper or electronic
manifests.
* * * * *
0
9. Amend Sec. 262.21 by revising paragraphs (f)(5) through (7) to read
as follows:
Sec. 262.21 Manifest tracking numbers, manifest printing, and
obtaining manifests.
* * * * *
(f) * * *
(5) The manifest and continuation sheet must be printed as four-
copy forms. Copy-to-copy registration must be exact within 1/32nd of an
inch. Handwritten and typed impressions on the form must be legible on
all four copies. Copies must be bound together by one or more common
stubs that reasonably ensure that they will not become detached
inadvertently during normal use.
(6) Each copy of the manifest and continuation sheet must indicate
how the copy must be distributed, as follows:
(i) Page 1 (top copy): ``Designated facility or exporter to the
EPA's e-Manifest system'';
(ii) Page 2: ``Designated facility to generator'';
(iii) Page 3: ``Transporter copy''; and
(iv) Page 4 (bottom copy): ``Generator's initial copy''.
(7) The instructions for the manifest form (EPA Form 8700-22) and
the manifest continuation sheet (EPA Form 8700-22A) shall be printed in
accordance with the content that is currently approved under OMB
Control Number 2050-0039. The instructions must appear legibly on the
back of the copies of the manifest and continuation sheet as provided
in this paragraph (f). The instructions must not be visible through the
front of the copies when photocopied or faxed.
(i) Manifest Form 8700-22.
(A) The ``Instructions for Generators'' on Copy 4;
(B) The ``Instructions for Transporters'' on Copy 3; and
(C) The ``Instructions for Treatment, Storage, and Disposal
Facilities'' on Copy 2.
(ii) Manifest Form 8700-22A.
(A) The ``Instructions for Generators'' on Copy 4;
(B) The ``Instructions for International Shipment Block'' and
``Instructions for Transporters'' on Copy 3; and
(C) The ``Instructions for Treatment, Storage, and Disposal
Facilities'' on Copy 2.
* * * * *
[[Page 60726]]
Sec. 262.24 [Amended]
0
10. Amend Sec. 262.24 by removing paragraphs (g) and (h).
0
11. Amend Sec. 262.42 by:
0
a. Revising paragraphs (a)(1) and (a)(2) introductory text;
0
b. Adding paragraph (a)(3);
0
c. Revising paragraph (b); and
0
d. Adding paragraphs (c)(2) and (d).
The revisions and additions read as follows:
Sec. 262.42 Exception reporting.
(a)(1) A large quantity generator who does not receive a copy of
the manifest with the signature of the owner or operator of the
designated facility within 45 days of the date the waste was accepted
by the initial transporter must contact the transporter and/or the
owner or operator of the designated facility to determine the status of
the hazardous waste.
(2) A large quantity generator must submit an Exception Report to
the EPA Regional Administrator for the Region in which the generator is
located if he has not received a copy of the manifest with the
handwritten signature of the owner or operator of the designated
facility within 60 days of the date the waste was accepted by the
initial transporter. The Exception Report must include:
* * * * *
(3) Beginning on December 1, 2025, the EPA will no longer accept
mailed paper Exception Reports from large quantity generators.
Beginning on December 1, 2025, a large quantity generator must submit
an Exception Report to the EPA e-Manifest system if the generator has
not received a copy of the manifest with the signature of the owner or
operator of the designated facility within 60 days of the date the
waste was accepted by the initial transporter. The Exception Report
must include:
(i) A legible copy of the manifest for which the generator does not
have confirmation of delivery.
(ii) An explanation of the efforts taken to locate the hazardous
waste and the results of those efforts.
(b) A small quantity generator of hazardous waste who does not
receive a copy of the manifest with the handwritten signature of the
owner or operator of the designated facility within 60 days of the date
the waste was accepted by the initial transporter must:
(1) Submit a legible copy of the manifest, with some indication
that the generator has not received confirmation of delivery, to the
EPA Regional Administrator for the Region in which the generator is
located.
Note 1 to paragraph (b)(1): The submission to the EPA need only
be a handwritten or typed note on the manifest itself, or on an
attached sheet of paper, stating that the return copy was not
received.
(2) Beginning on December 1, 2025, the EPA will no longer accept
mailed paper Exception Reports from small quantity generators.
Beginning on December 1, 2025, a small quantity generator must submit a
legible copy of the manifest, with some indication that the generator
has not received confirmation of delivery, to the EPA e-Manifest
system. Generators that are normally VSQGs but are subject to the SQG
provisions of this paragraph (b) because of an episodic generation
event pursuant to Sec. 262.232(a)(5), must submit a legible copy of
the manifest, with some indication that the generator has not received
confirmation of delivery, to the EPA Regional Administrator for the
Region in which the generator is located.
(c) * * *
(2) The 45/60-day timeframes begin the date the waste was accepted
by the initial transporter forwarding the hazardous waste shipment from
the designated facility to the alternate facility.
(d)(1) Beginning on December 1, 2025, any requirement in Sec.
262.40 for a generator to keep or retain a copy of an Exception Report
is satisfied by retention of a signed electronic Exception Report in
the generator's account on the EPA e-Manifest system, provided that the
Exception Report is readily available if requested by the EPA.
(2) Beginning on December 1, 2025, no generator may be held liable
for the inability to produce an electronic Exception Report for
inspection under this section if the generator can demonstrate that the
inability to produce the electronic Exception Report is due exclusively
to a technical difficulty with the e-Manifest system for which the
generator bears no responsibility.
0
12. Amend Sec. 262.83 by:
0
a. Revising paragraphs (a)(6), (b)(1)(i) through (iv), and (b)(3);
0
b. Revising paragraphs (c) introductory text and (c)(2) through (4);
0
c. Revising paragraphs (d)(2)(i) through (v), (viii), (ix), and (xv) ;
0
d. Adding paragraphs (d)(2)(xvi) and (xvii);
0
e. In paragraph (f)(3)(i), removing the word ``and'' at the end of the
paragraph;
0
f. In paragraph (f)(3)(ii), removing the period at the end of the
paragraph and adding in its place the text ``; and'';
0
g. Adding paragraph (f)(3)(iii).
0
h. Revising paragraphs (f)(4) and (5), (f)(6)(ii), (g) introductory
text, (i)(1) introductory text, and (i)(1)(v); and
0
i. Adding paragraph (i)(1)(vi).
The revisions and additions read as follows:
Sec. 262.83 Exports of hazardous waste.
(a) * * *
(6) The exporter or a U.S. authorized agent submits Electronic
Export Information (EEI) for each shipment to the Automated Export
System (AES) or its successor system, under the International Trade
Data System (ITDS) platform, in accordance with 15 CFR 30.4(b), and
includes the following items in the EEI, along with the other
information required under 15 CFR 30.6:
* * * * *
(b) * * *
(1) * * *
(i) Exporter name and EPA identification number, site address,
telephone, fax numbers, and email address;
(ii) Foreign receiving facility name, site address, telephone, fax
numbers, email address, technologies employed, and the applicable
recovery or disposal operations as defined in Sec. 262.81;
(iii) Foreign importer name (if not the owner or operator of the
foreign receiving facility), site address, telephone, fax numbers, and
email address;
(iv) Intended transporter(s) and/or their agent(s); site address,
telephone, fax numbers, and email address;
* * * * *
(3) Notifications listing interim recycling operations or interim
disposal operations. If the foreign receiving facility listed in
paragraph (b)(1)(ii) of this section will engage in any of the interim
recovery operations R12 or R13 or interim disposal operations D13
through D15, or in the case of transboundary movements with Canada, any
of the interim recovery operations R12, R13, or RC3, or interim
disposal operations D13 to D14, or D15, the notification submitted
according to paragraph (b)(1) of this section must also include the
final foreign recovery or disposal facility name, site address,
telephone, fax numbers, email address, technologies employed, and which
of the applicable recovery or disposal operations R1 through R11 and D1
through D12, or in the case of transboundary movements with Canada,
which of the applicable recovery or disposal operations R1 through R11,
RC1 to RC2, D1 through D12, and DC1 to DC2 will be employed at the
final foreign recovery or disposal facility. The
[[Page 60727]]
recovery and disposal operations in this paragraph (b)(3) are defined
in Sec. 262.81.
* * * * *
(c) RCRA manifest instructions for export shipments. The exporter
must comply with the manifest requirements of Sec. Sec. 262.20 through
262.25 except that:
* * * * *
(2) In the International Shipments block on the continuation sheet
(EPA Form 8700-22A), the exporter must:
(i) Check the export box and enter the U.S. port of exit (city and
State) from the United States;
(ii) Enter the exporter's EPA ID number, if the exporter is not
identified in Item 5 of the manifest (EPA Form 8700-22) for the export
shipment; and
(iii) List the waste stream consent number from the AOC for each
hazardous waste listed on the manifest, matched to the relevant list
number for the hazardous waste from block 9b. If additional space is
needed, the exporter should use an additional Continuation Sheet(s)
(EPA Form 8700-22A).
(3) The exporter may obtain the manifest from any source so long as
the source of the printed form has received approval from the EPA to
print the manifest in accordance with Sec. 262.21(g)(1).
(4) Beginning on December 1, 2025, within 30 days of receiving an
export manifest from the final domestic transporter to carry the export
shipment to or across the U.S. port of exit, the exporter must submit
the top copy (Page 1) of the signed and dated manifest (whether
electronic or paper) and all continuation sheets (whether electronic or
paper) to the EPA e-Manifest system. The exporter must submit the paper
manifest and all paper continuation sheets to the EPA e-Manifest system
for purposes of data entry and processing by transmitting to the EPA e-
Manifest system an image file of Page 1 of the manifest and all
continuation sheets, or by transmitting to the EPA e-Manifest system
both a data file and the image file corresponding to Page 1 of the
manifest and all continuation sheets.
(i) As prescribed in Sec. 265.1311 of this chapter, and determined
in Sec. 265.1312 of this chapter, an exporter who is a user of the
electronic manifest system shall be assessed a user fee by the EPA for
the submission and processing of each electronic and paper manifest.
The EPA shall update the schedule of user fees and publish them to the
user community, as provided in Sec. 265.1313 of this chapter.
(ii) An exporter subject to user fees under this section shall make
user fee payments in accordance with the requirements of Sec. 265.1314
of this chapter, subject to the informal fee dispute resolution process
of Sec. 265.1316 of this chapter, and subject to the sanctions for
delinquent payments under Sec. 265.1315 of this chapter.
(iii) Electronic manifest signatures shall meet the criteria
described in Sec. 262.25.
(iv) Within 30 days of receiving a paper replacement manifest from
the last transporter carrying the shipment to or across the U.S. border
for a manifest that was originated electronically, the exporter must
send a signed and dated copy of the paper replacement manifest to the
EPA e-Manifest system.
(v) After foreign facilities have certified to the receipt of
hazardous wastes by sending a copy of the movement document to the
exporter per paragraph (d)(2)(xvii) of this section, any post-receipt
data corrections may be submitted at any time by any interested person
(e.g., domestic waste handler) shown on the manifest. If requested by
the Director, an exporter must address manifest data corrections within
30 days from the date of the request. Data correction submissions must
be made electronically via the post-receipt data corrections process as
described in Sec. 265.71(l) of this chapter, which applies to
corrections made to either paper or electronic manifests.
(d) * * *
(2) * * *
(i) The corresponding consent number(s) and hazardous waste
number(s) for the listed hazardous waste from the relevant EPA AOC(s)
and if required to be accompanied by a RCRA Uniform Hazardous Waste
Manifest within the United States, the manifest tracking number from
block 4;
(ii) The shipment number and the total number of shipments from the
EPA AOC or the movement tracking number;
(iii) Exporter name and EPA identification number, site address,
telephone, fax numbers, and email address;
(iv) Foreign receiving facility name, site address, telephone, fax
numbers, email address, technologies employed, and the applicable
recovery or disposal operations as defined in Sec. 262.81;
(v) Foreign importer name (if not the owner or operator of the
foreign receiving facility), site address, telephone, fax numbers, and
email address;
* * * * *
(viii) Name (if not exporter), site address, telephone, fax
numbers, and email of company originating the shipment;
(ix) Company name, EPA ID number, site address, telephone, fax
numbers, and email address of all transporters;
* * * * *
(xv) As part of the contract requirements per paragraph (f) of this
section, the exporter must require that the foreign receiving facility
send a copy of the signed movement document to confirm receipt within
three working days of shipment delivery to the exporter, and to the
competent authorities of the countries of import and transit that
control the shipment as an import and transit of hazardous waste
respectively. For shipments occurring on or after the electronic
import-export reporting compliance date, the exporter must:
(A) Initiate the movement document using the allowable methods
listed in paragraph (b)(1) of this section; and
(B) Close out the movement document within three working days of
receiving a copy of the signed movement document sent from the foreign
receiving facility to confirm receipt using the allowable methods
listed in paragraph (b)(1) of this section;
(xvi) As part of the contract requirements per paragraph (f) of
this section, the exporter must require that the foreign receiving
facility send a copy of the confirmation of recovery or disposal, as
soon as possible, but no later than thirty days after completing
recovery or disposal on the waste in the shipment and no later than one
calendar year following receipt of the waste, to the exporter and to
the competent authority of the country of import. If the movement
includes shipment to a foreign interim receiving facility, the exporter
must additionally require that the interim receiving facility promptly
send copies of the confirmation of recovery or disposal that it
receives from the final recovery or disposal facility within one year
of shipment delivery to the final recovery or disposal facility that
performed one of recovery operations R1 through R11, or RC1, or one of
disposal operations D1 through D12, DC1 or DC2 as defined in Sec.
262.81 to the competent authority of the country of import and to the
exporter. For shipments occurring on or after the electronic import-
export reporting compliance date, the exporter must submit each
confirmation of recovery or disposal to the EPA within three working
days of receiving the confirmation of recovery or disposal from the
foreign receiving facility using the allowable methods listed in
paragraph (b)(1) of this section; and
(xvii) For shipments sent to a country with which the EPA has
established an
[[Page 60728]]
electronic exchange of movement document tracking data, foreign
receiving facility transmittal to the exporter of the confirmation of
receipt and the confirmation of recovery or disposal may be sent via
the electronic exchange.
* * * * *
(f) * * *
(3) * * *
(iii) Transmittals made by the transporter or foreign receiving
facility under paragraph (i) of this section being sent to the exporter
or the EPA from a country with which the EPA has established an
electronic exchange of movement document tracking data may be sent via
the electronic exchange.
* * * * *
(4) Contracts must specify that the foreign receiving facility send
a copy of the signed movement document to confirm receipt within three
working days of shipment delivery to the exporter and to the competent
authorities of the countries of import and transit that control the
shipment as an import and transit of hazardous waste respectively. For
shipments sent to a country with which the EPA has established an
electronic exchange of movement document tracking data, foreign
receiving facility transmittal to the exporter of the confirmation of
receipt may be sent via the electronic exchange.
(5) Contracts must specify that the foreign receiving facility
shall send a copy of the signed and dated confirmation of recovery or
disposal, as soon as possible, but no later than thirty days after
completing recovery or disposal on the waste in the shipment and no
later than one calendar year following receipt of the waste, to the
exporter and to the competent authority of the country of import that
controls the shipment as an import of hazardous waste. For shipments
sent to a country with which the EPA has established an electronic
exchange of movement document tracking data, foreign receiving facility
transmittal to the exporter of the confirmation of recovery or disposal
may be sent via the electronic exchange.
(6) * * *
(ii) Promptly send copies of the confirmation of recovery or
disposal that it receives from the final foreign recovery or disposal
facility within one year of shipment delivery to the final foreign
recovery or disposal facility that performed one of recovery operations
R1 through R11, or RC1, or one of disposal operations D1 through D12,
DC1 or DC2 to the competent authority of the country of import that
controls the shipment as an import of hazardous waste and to the
exporter. For shipments sent to a country with which the EPA has
established an electronic exchange of movement document tracking data,
foreign receiving facility transmittal to the exporter of the
confirmation of recovery or disposal may be sent via the electronic
exchange.
* * * * *
(g) Annual reports. The exporter shall file an annual report with
the EPA no later than March 1 of each year summarizing the types,
quantities, frequency, and ultimate destination of all such hazardous
waste exported during the previous calendar year. The exporter must
submit annual reports to the EPA using the allowable methods specified
in paragraph (b)(1) of this section. The annual report must include all
of the following paragraphs (g)(1) through (6) of this section
specified as follows:
* * * * *
(i) * * *
(1) The exporter shall keep the following records in paragraphs
(i)(1)(i) through (vi) of this section and provide them to the EPA or
authorized State personnel upon request:
* * * * *
(v) A copy of each contract or equivalent arrangement established
per paragraph (f) of this section for at least three (3) years from the
expiration date of the contract or equivalent arrangement.
(vi) A copy of each manifest sent by the last transporter in the
United States per Sec. 263.20(g) of this chapter.
* * * * *
0
13. Amend Sec. 262.84 by:
0
a. Revising paragraphs (b)(1)(i) through (iv), (b)(2), (c)(1)(i), and
(c)(3);
0
b. Removing paragraph (c)(4);
0
c. Redesignating paragraph (c)(5) as new paragraph (c)(4);
0
d. Revising paragraphs (d)(2)(i) through (v), (viii), (ix), and (xv);
0
e. Adding paragraph (f)(4)(iii); and
0
f. Revising paragraphs (g)(1) and (2).
The revisions and additions read as follows:
Sec. 262.84 Imports of hazardous waste.
* * * * *
(b) * * *
(1) * * *
(i) Foreign exporter name, site address, telephone, fax numbers,
and email address;
(ii) Receiving facility name, EPA ID number, site address,
telephone, fax numbers, email address, technologies employed, and the
applicable recovery or disposal operations as defined in Sec. 262.81;
(iii) Importer name (if not the owner or operator of the receiving
facility), EPA ID number, site address, telephone, fax numbers, and
email address;
(iv) Intended transporter(s) and/or their agent(s); site address,
telephone, fax numbers, and email address;
* * * * *
(2) Notifications listing interim recycling operations or interim
disposal operations. If the receiving facility listed in paragraph
(b)(1)(ii) of this section will engage in any of the interim recovery
operations R12, R13 or RC3 or interim disposal operations D13 through
D15, the notification submitted according to paragraph (b)(1) of this
section must also include the final recovery or disposal facility name,
site address, telephone, fax numbers, email address, technologies
employed, and which of the applicable recovery or disposal operations
R1 through R11, RC1, and D1 through D12, will be employed at the final
recovery or disposal facility. The recovery and disposal operations in
this paragraph are defined in Sec. 262.81.
* * * * *
(c) * * *
(1) * * *
(i) In place of the generator's name, mailing and site addresses
and EPA identification number, the name and site address of the foreign
generator and the importer's name, mailing address and EPA
identification number must be used.
* * * * *
(3) In the International Shipments block on the Continuation Sheet
(EPA Form 8700-22A), the importer must check the import box and enter
the port of entry (city and State) into the United States.
* * * * *
(d) * * *
(2) * * *
(i) The corresponding AOC number(s) and waste number(s) for the
listed waste and if required to be accompanied by a RCRA uniform
hazardous waste manifest within the United States, the manifest
tracking number from block 4;
(ii) The shipment number and the total number of shipments under
the AOC number or the movement tracking number;
(iii) Foreign exporter name, site address, telephone, fax numbers,
and email address;
(iv) Receiving facility name, EPA ID number, site address,
telephone, fax numbers, email address, technologies employed, and the
applicable recovery or disposal operations as defined in Sec. 262.81;
(v) Importer name (if not the owner or operator of the receiving
facility), EPA
[[Page 60729]]
ID number, site address, telephone, fax numbers, and email address;
* * * * *
(viii) Name (if not the foreign exporter), site address, telephone,
fax numbers, and email of the foreign company originating the shipment;
(ix) Company name, EPA ID number (for transporters carrying RCRA
manifested hazardous waste within the U.S. only), address, telephone,
fax numbers, and email address of all transporters;
* * * * *
(xv) The receiving facility must send a copy of the signed movement
document to confirm receipt within three working days of shipment
delivery to the foreign exporter and to the competent authorities of
the countries of export and transit that control the shipment as an
export and transit of hazardous waste respectively. For shipments
received on or after the electronic import-export reporting compliance
date, the receiving facility must close out the movement document to
confirm receipt within three working days of shipment delivery using
the EPA's Waste Import Export Tracking System (WIETS), or its successor
system. For shipments sent from a country with which the EPA has
established an electronic exchange of movement document tracking data,
the receiving facility may use WIETS or its successor system to send
movement document confirmation data back through the electronic
exchange to the foreign exporter and the country of export.
(f) * * *
(4) * * *
(iii) Transmittals made by the transporter or receiving facility
under paragraph (i) of this section being sent to a competent authority
or foreign exporter in a country with which the EPA has established an
electronic exchange of movement document tracking data may be sent via
the electronic exchange.
* * * * *
(g) * * *
(1) Send copies of the signed and dated confirmation of recovery or
disposal, as soon as possible, but no later than thirty days after
completing recovery or disposal on the waste in the shipment and no
later than one calendar year following receipt of the waste, to the
foreign exporter, to the competent authority of the country of export
that controls the shipment as an export of hazardous waste, and for
shipments recycled or disposed of on or after the electronic import-
export reporting compliance date, to the EPA electronically using the
EPA's WIETS, or its successor system. For shipments sent from a country
with which the EPA has established an electronic exchange of movement
document tracking data, the receiving facility may use WIETS or its
successor system to send confirmation of recovery or disposal data back
through the electronic exchange to the foreign exporter and the country
of export.
(2) If the receiving facility performed any of recovery operations
R12, R13, or RC3, or disposal operations D13 through D15, the receiving
facility shall promptly send copies of the confirmation of recovery or
disposal that it receives from the final recovery or disposal facility
within one year of shipment delivery to the final recovery or disposal
facility that performed one of recovery operations R1 through R11, or
RC1 to RC2, or one of disposal operations D1 through D12, or DC1 to
DC2, to the competent authority of the country of export that controls
the shipment as an export of hazardous waste, and for confirmations
received on or after the electronic import-export reporting compliance
date, to the EPA electronically using the EPA's WIETS, or its successor
system. The recovery and disposal operations in this paragraph (g)(2)
are defined in Sec. 262.81. For shipments sent from a country with
which the EPA has established an electronic exchange of movement
document tracking data, the receiving facility may use WIETS or its
successor system to send confirmation of recovery or disposal data back
through the electronic exchange to the country of export.
* * * * *
PART 263--STANDARDS APPLICABLE TO TRANSPORTERS OF HAZARDOUS WASTE
0
14. The authority citation for part 263 continues to read as follows:
Authority: 42 U.S.C. 6906, 6912, 6922-6925, 6937, 6938, and
6939g.
0
15. Amend Sec. 263.20 by revising paragraphs (a)(2) and (9), (c), and
(g)(1), (3), and (4) to read as follows:
Sec. 263.20 The manifest system.
(a) * * *
(2) Exports. For exports of hazardous waste subject to the
requirements of 40 CFR part 262, subpart H a transporter may not accept
hazardous waste without a manifest signed by the generator in
accordance with this section, as appropriate, and a movement document
that includes all information required by Sec. 262.83 of this chapter.
* * * * *
(9) Post-receipt manifest data corrections. After facilities have
certified that the manifest is complete, by signing it at the time of
submission to the EPA e-Manifest system, any post-receipt data
corrections may be submitted at any time by any interested person
(e.g., waste handler) named on the manifest. If corrections are
requested by the Director for portions of the manifest that a
transporter is required to complete, the transporter must address the
data correction within 30 days from the date of the request. Data
correction submissions must be made electronically via the post-receipt
data corrections process as in described in Sec. 265.71(l) of this
chapter, which applies to corrections made to either paper or
electronic manifests.
* * * * *
(c) The transporter must ensure that the manifest accompanies the
hazardous waste. For exports, the transporter must ensure that a
movement document that includes all information required by Sec.
262.83(d) of this chapter also accompanies the hazardous waste. For
imports, the transporter must ensure that a movement document that
includes all information required by Sec. 262.84(d) of this chapter
also accompanies the hazardous waste.
* * * * *
(g) * * *
(1) Sign and date the manifest in the International Shipments block
on the Continuation Sheet (EPA Form 8700-22A) to indicate the date that
the shipment left the United States or has been delivered to a seaport
of exit for loading onto an international carrier;
* * * * *
(3) Compliance date for manifest returns on January 22, 2025.
Beginning on January 22, 2025, return signed, top copies of the
manifest and continuation sheet to the generator. On December 1, 2025,
this paragraph (g)(3) no longer applies, and paragraph (g)(4) of this
section applies instead.
(4) Compliance date for manifest returns on December 1, 2025.
Beginning on December 1, 2025, return signed, top copies of the
manifest and continuation sheet to the exporter.
* * * * *
[[Page 60730]]
PART 264--STANDARDS FOR OWNERS AND OPERATORS OF HAZARDOUS WASTE
TREATMENT, STORAGE, AND DISPOSAL FACILITIES
0
16. The authority citation for part 264 continues to read as follows:
Authority: 42 U.S.C. 6905, 6912(a), 6924, 6925, and 6939g.
0
17. Amend Sec. 264.12 by revising paragraphs (a)(2) and (a)(4)(i) and
(ii) to read as follows:
Sec. 264.12 Required notices.
(a) * * *
(2) As per 40 CFR 262.84(d)(2)(xv), a copy of the movement document
bearing all required signatures within three (3) working days of
receipt of the shipment to the foreign exporter and to the competent
authorities of the countries of export and transit that control the
shipment as an export and transit shipment of hazardous waste
respectively. For shipments received on or after the electronic import-
export reporting compliance date, the receiving facility must close out
the movement document to confirm receipt within three working days of
shipment delivery using the EPA's Waste Import Export Tracking System
(WIETS), or its successor system. For shipments sent from a country
with which the EPA has established an electronic exchange of movement
document tracking data, the receiving facility may use WIETS or its
successor system to send movement document confirmation data back
through the electronic exchange to the foreign exporter and the country
of export. The original of the signed movement document must be
maintained at the facility for at least three (3) years. The owner or
operator of a facility may satisfy this recordkeeping requirement by
retaining electronically submitted documents in the facility's account
on WIETS, or its successor system, provided that copies are readily
available for viewing and production if requested by any the EPA or
authorized State inspector. No owner or operator of a facility may be
held liable for the inability to produce the documents for inspection
under this section if the owner or operator of a facility can
demonstrate that the inability to produce the document is due
exclusively to technical difficulty with WIETS, or its successor system
for which the owner or operator of a facility bears no responsibility.
* * * * *
(4) * * *
(i) Send copies of the signed and dated confirmation of recovery or
disposal, as soon as possible, but no later than thirty days after
completing recovery or disposal on the waste in the shipment and no
later than one calendar year following receipt of the waste, to the
foreign exporter, to the competent authority of the country of export
that controls the shipment as an export of hazardous waste, and for
shipments recycled or disposed of on or after the electronic import-
export reporting compliance date, to the EPA electronically using
WIETS, or its successor system. For shipments sent from a country with
which the EPA has established an electronic exchange of movement
document tracking data, the receiving facility may use WIETS or its
successor system to send confirmation of recovery or disposal data back
through the electronic exchange to the foreign exporter and the country
of export.
(ii) If the facility performed any of recovery operations R12, R13,
or RC3, or disposal operations D13 through D15, promptly send copies of
the confirmation of recovery or disposal that it receives from the
final recovery or disposal facility within one year of shipment
delivery to the final recovery or disposal facility that performed one
of recovery operations R1 through R11, or RC1, or one of disposal
operations D1 through D12, or DC1 to DC2, to the competent authority of
the country of export that controls the shipment as an export of
hazardous waste, and on or after the electronic import-export reporting
compliance date, to the EPA electronically using WIETS, or its
successor system. The recovery and disposal operations in this
paragraph (a)(4)(ii) are defined in Sec. 262.81 of this chapter. For
shipments sent from a country with which the EPA has established an
electronic exchange of movement document tracking data, the receiving
facility may use WIETS or its successor system to send confirmation of
recovery or disposal data back through the electronic exchange to the
country of export.
* * * * *
0
18. Amend Sec. 264.71 by:
0
a. Revising paragraph (a)(2)(i);
0
b. Removing and reserving paragraphs (a)(2)(iv) and (a)(2)(v)(A); and
0
c. Revising paragraphs (a)(2)(v)(B), (a)(3)(i) and (ii), (b)(4), (d),
and (l) introductory text.
The revisions read as follows:
Sec. 264.71 Use of manifest system.
(a) * * *
(2) * * *
(i) Sign and date, by hand, each copy of the manifest;
* * * * *
(v) * * *
(B) Options for compliance on June 30, 2021. Send to the EPA e-
Manifest system an image file of the top copy (Page 1) of the manifest
and any continuation sheet, or send to the EPA e-Manifest system both a
data file and the image file corresponding to Page 1 of the manifest
and any continuation sheet, within 30 days of the date; of delivery;
and
* * * * *
(3) * * *
(i) Additionally, list the relevant waste stream consent number
from consent documentation supplied by EPA to the facility for each
waste listed on the manifest in the International Shipments block on
the Continuation Sheet (EPA Form 8700-22A), matched to the relevant
list number for the waste from block 9b. If additional space is needed,
the owner or operator should use an additional Continuation Sheet(s)
(EPA Form 8700-22A); and
(ii) Send a copy of the manifest within thirty (30) days of
delivery to the EPA e-Manifest system per paragraph (a)(2)(v) of this
section.
(b) * * *
(4) Within 30 days of delivery, send a copy (Page 1) of the signed
and dated manifest to the EPA e-Manifest system; and
* * * * *
(d) International movement documents. As per 40 CFR
262.84(d)(2)(xv), within three (3) working days of the receipt of a
shipment subject to 40 CFR part 262, subpart H, the owner or operator
of a facility must provide a copy of the movement document bearing all
required signatures to the foreign exporter and to the competent
authorities of the countries of export and transit that control the
shipment as an export and transit of hazardous waste respectively. For
shipments received on or after the electronic import-export reporting
compliance date, the receiving facility must close out the movement
document to confirm receipt within three working days of shipment
delivery using EPA's Waste Import Export Tracking System (WIETS), or
its successor system. For shipments sent from a country with which EPA
has established an electronic exchange of movement document tracking
data, the receiving facility may use WIETS or its successor system to
send movement document confirmation data back through the electronic
exchange to the foreign exporter and the country of export. The
original copy of the movement document must be maintained at the
facility for at least
[[Page 60731]]
three (3) years from the date of signature. The owner or operator of a
facility may satisfy this recordkeeping requirement by retaining
electronically submitted documents in the facility's account on WIETS,
or its successor system, provided that copies are readily available for
viewing and production if requested by any EPA or authorized State
inspector. No owner or operator of a facility may be held liable for
the inability to produce the documents for inspection under this
section if the owner or operator of a facility can demonstrate that the
inability to produce the document is due exclusively to technical
difficulty with WIETS, or its successor system, for which the owner or
operator of a facility bears no responsibility.
* * * * *
(l) Post-receipt manifest data corrections. After facilities have
certified that the manifest is complete, by signing it at the time of
submission to the EPA e-Manifest system, any post-receipt data
corrections may be submitted at any time by any interested person
(e.g., waste handler) named on the manifest. If corrections are
requested by the Director for portions of the manifest that a
designated facility is required to complete, the facility must make the
data correction within 30 days from the date of the request.
* * * * *
0
19. Amend Sec. 264.72 by revising paragraphs (c) and (g) to read as
follows:
Sec. 264.72 Manifest discrepancies.
* * * * *
(c) Upon discovering a significant difference in quantity or type,
the owner or operator must attempt to reconcile the discrepancy with
the waste generator or transporter (e.g., with telephone
conversations). If the discrepancy is not resolved within 20 days after
receiving the waste, the owner or operator must:
(1) Immediately submit to the Regional Administrator a letter
describing the discrepancy and attempts to reconcile it, and a copy of
the manifest or shipping paper at issue.
(2) Beginning on December 1, 2025, immediately submit a Discrepancy
Report to the EPA e-Manifest system describing the discrepancy and
attempts to reconcile it, and a copy of the manifest or shipping paper
at issue. Beginning on December 1, 2025, the EPA will no longer accept
mailed paper Discrepancy Reports from facilities.
* * * * *
(g) If a facility rejects a waste or identifies a container residue
that exceeds the quantity limits for ``empty'' containers set forth in
Sec. 261.7(b) of this chapter after it has signed, dated, and returned
a copy of the manifest to the delivering transporter or to the
generator, the facility must amend its copy of the manifest to indicate
the rejected wastes or residues in the discrepancy space of the amended
manifest. The facility must also copy the manifest tracking number from
Item 4 of the new manifest to the Discrepancy space of the amended
manifest and must re-sign and date the manifest to certify to the
information as amended. The facility must retain the amended manifest
for at least three years from the date of amendment, and must within 30
days, send a copy of the amended manifest to the transporter that
received copies prior to their being amended. Facilities are not
required to send the amended manifest to any transporter who is
registered in the EPA's e-Manifest system. Registered transporters may
obtain the signed and dated copy of a completed manifest from the EPA
e-Manifest system in lieu of receiving the manifest through U.S. postal
mail.
0
20. Amend Sec. 264.76 by adding paragraph (b) to read as follows:
Sec. 264.76 Unmanifested waste report.
* * * * *
(b) Beginning on December 1, 2025, if a facility accepts for
treatment, storage, or disposal any hazardous waste from an off-site
source without an accompanying manifest, or without an accompanying
shipping paper as described by Sec. 263.20(e) of this chapter, and if
the waste is not excluded from the manifest requirement by this
chapter, then the owner or operator must prepare an electronic
Unmanifested Waste Report in the EPA e-Manifest system for submission
to the EPA within 15 days after receiving the waste. The Unmanifested
Waste Report must contain the following information:
(1) The EPA identification number, name and address of the
facility;
(2) The date the facility received the waste;
(3) The EPA identification number, name and address of the
generator and the transporter, if available;
(4) A description and the quantity of each unmanifested hazardous
waste the facility received;
(5) The method of treatment, storage, or disposal for each
hazardous waste;
(6) The certification signed by the owner or operator of the
facility or his authorized representative; and
(7) A brief explanation of why the waste was unmanifested, if
known.
0
21. Amend Sec. 264.1310 by revising the definition of ``Paper manifest
submissions'' to read as follows:
Sec. 264.1310 Definitions applicable to this subpart.
* * * * *
Paper manifest submissions mean submissions to the paper processing
center of the EPA e-Manifest system by facility owners or operators, of
the data from the designated facility copy of a paper manifest, EPA
Form 8700-22, or a paper Continuation Sheet, EPA Form 8700-22A. Such
submissions may be made by submitting image files from paper manifests
or continuation sheets in accordance with Sec. 264.1311(b), or by
submitting both an image file and data file in accordance with the
procedures of Sec. 264.1311(c).
* * * * *
0
22. Amend Sec. 264.1311 by revising paragraphs (a)(2), (b)
introductory text, and (c) introductory text to read as follows:
Sec. 264.1311 Manifest transactions subject to fees.
(a) * * *
(2) The submission of each paper manifest submission to the paper
processing center signed by owners or operators of receiving
facilities, with the fee assessed according to whether the manifest is
submitted to the system by the upload of an image file or by the upload
of a data file representation of the paper manifest; and
* * * * *
(b) Image file uploads from paper manifests. Receiving facilities
may submit image file uploads of completed, ink-signed manifests to the
EPA e-Manifest system. Such image file upload submissions may be made
for individual manifests received by a facility or as a batch upload of
image files from multiple paper manifests received at the facility:
* * * * *
(c) Data file uploads from paper manifests. Receiving facilities
may submit data file representations of completed, ink-signed manifests
in lieu of submitting image files to the EPA e-Manifest system. Such
data file submissions from paper manifests may be made for individual
manifests received by a facility or as a batch upload of data files
from multiple paper manifests received at the facility.
* * * * *
0
23. Amend Sec. 264.1312, in paragraphs (a) and (b)(1), by revising the
formulas to read as follows:
Sec. 264.1312 User fee calculation methodology.
(a) * * *
[[Page 60732]]
[GRAPHIC] [TIFF OMITTED] TR26JY24.000
* * * * *
(b)(1) * * *
[GRAPHIC] [TIFF OMITTED] TR26JY24.001
* * * * *
PART 265--INTERIM STATUS STANDARDS FOR OWNERS AND OPERATORS OF
HAZARDOUS WASTE TREATMENT, STORAGE, AND DISPOSAL FACILITIES
0
24. The authority citation for part 265 continues to read as follows:
Authority: 42 U.S.C. 6905, 6906, 6912, 6922, 6923, 6924, 6925,
6935, 6936, 6937, and 6939g.
0
25. Amend Sec. 265.12 by revising paragraphs (a)(2) and (a)(4)(i) and
(ii) to read as follows:
Sec. 265.12 Required notices.
(a) * * *
(2) As per 40 CFR 262.84(d)(2)(xv), a copy of the movement document
bearing all required signatures within three (3) working days of
receipt of the shipment to the foreign exporter and to the competent
authorities of the countries of export and transit that control the
shipment as an export and transit shipment of hazardous waste
respectively. For shipments received on or after the electronic import-
export reporting compliance date, the receiving facility must close out
the movement document to confirm receipt within three working days of
shipment delivery using the EPA's Waste Import Export Tracking System
(WIETS), or its successor system. For shipments sent from a country
with which the EPA has established an electronic exchange of movement
document tracking data, the receiving facility may use WIETS or its
successor system to send movement document confirmation data back
through the electronic exchange to the foreign exporter and the country
of export. The original of the signed movement document must be
maintained at the facility for at least three (3) years. The owner or
operator of a facility may satisfy this recordkeeping requirement by
retaining electronically submitted documents in the facility's account
on WIETS, or its successor system, provided that copies are readily
available for viewing and production if requested by any EPA or
authorized State inspector. No owner or operator of a facility may be
held liable for the inability to produce the documents for inspection
under this section if the owner or operator of a facility can
demonstrate that the inability to produce the document is due
exclusively to technical difficulty with WIETS, or its successor
system, for which the owner or operator of a facility bears no
responsibility.
* * * * *
(4) * * *
(i) Send copies of the signed and dated confirmation of recovery or
disposal, as soon as possible, but no later than thirty days after
completing recovery or disposal on the waste in the shipment and no
later than one calendar year following receipt of the waste, to the
foreign exporter, to the competent authority of the country of export
that controls the shipment as an export of hazardous waste, and on or
after the electronic import-export reporting compliance date, to the
EPA electronically using WIETS, or its successor system. For shipments
sent from a country with which the EPA has established an electronic
exchange of movement document tracking data, the receiving facility may
use WIETS or its successor system to send confirmation of recovery or
disposal data back through the electronic exchange to the foreign
exporter and the country of export.
(ii) If the facility performed any of recovery operations R12, R13,
or RC3, or disposal operations D13 through D15, promptly send copies of
the confirmation of recovery or disposal
[[Page 60733]]
that it receives from the final recovery or disposal facility within
one year of shipment delivery to the final recovery or disposal
facility that performed one of recovery operations R1 through R11, or
RC1, or one of disposal operations D1 through D12, or DC1 to DC2, to
the competent authority of the country of export that controls the
shipment as an export of hazardous waste, and on or after the
electronic import-export reporting compliance date, to the EPA
electronically using WIETS, or its successor system. The recovery and
disposal operations in this paragraph are defined in Sec. 262.81 of
this chapter. For shipments sent from a country with which the EPA has
established an electronic exchange of movement document tracking data,
the receiving facility may use WIETS or its successor system to send
confirmation of recovery or disposal data back through the electronic
exchange to the country of export.
* * * * *
0
26. Amend Sec. 265.71 by:
0
a. Revising paragraph (a)(2)(i);
0
b. Removing and reserving paragraphs (a)(2)(iv) and (a)(2)(v)(A);
0
c. Revising paragraph (a)(2)(v)(B);
0
d. Adding paragraph (a)(2)(vi); and
0
e. Revising paragraphs (a)(3)(i) and (ii), (b)(4), (d), and (l)
introductory text.
The revisions and additions read as follows:
Sec. 265.71 Use of manifest system.
(a) * * *
(2) * * *
(i) Sign and date, by hand, each copy of the manifest;
* * * * *
(v) * * *
(B) Options for compliance on June 30, 2021. Send to the EPA e-
Manifest system an image file of the top copy (Page 1) of the manifest
and any continuation sheet, or send to the EPA e-Manifest system both a
data file and the image file corresponding to Page 1 of the manifest
and any continuation sheet, within 30 days of the date of delivery; and
(vi) Retain at the facility a copy of each manifest for at least
three years from the date of delivery.
(3) * * *
(i) Additionally, list the relevant waste stream consent number
from consent documentation supplied by the EPA to the facility for each
waste listed on the manifest in the International Shipments block on
the Continuation Sheet (EPA Form 8700-22A), matched to the relevant
list number for the waste from block 9b. If additional space is needed,
the owner or operator should use an additional Continuation Sheet(s)
(EPA Form 8700-22A); and
(ii) Send a copy of the manifest to the EPA e-Manifest system per
paragraph (a)(2)(v) of this section.
(b) * * *
(4) Within 30 days of delivery, send a copy (Page 1) of the signed
and dated manifest to the EPA e-Manifest system.
* * * * *
(d) International movement documents. As per 40 CFR
262.84(d)(2)(xv), within three (3) working days of the receipt of a
shipment subject to 40 CFR part 262, subpart H, the owner or operator
of a facility must provide a copy of the movement document bearing all
required signatures to the foreign exporter and to the competent
authorities of the countries of export and transit that control the
shipment as an export and transit shipment of hazardous waste
respectively. For shipments received on or after the electronic import-
export reporting compliance date, the receiving facility must close out
the movement document to confirm receipt within three working days of
shipment delivery using WIETS, or its successor system. For shipments
sent from a country with which the EPA has established an electronic
exchange of movement document tracking data, the receiving facility may
use WIETS or its successor system to send movement document
confirmation data back through the electronic exchange to the foreign
exporter and the country of export. The original copy of the movement
document must be maintained at the facility for at least three (3)
years from the date of signature. The owner or operator of a facility
may satisfy this recordkeeping requirement by retaining electronically
submitted documents in the facility's account on WIETS, or its
successor system, provided that copies are readily available for
viewing and production if requested by any EPA or authorized State
inspector. No owner or operator of a facility may be held liable for
the inability to produce the documents for inspection under this
section if the owner or operator of a facility can demonstrate that the
inability to produce the document is due exclusively to technical
difficulty with the EPA's Waste Import Export Tracking System (WIETS),
or its successor system, for which the owner or operator of a facility
bears no responsibility.
* * * * *
(l) Post-receipt manifest data corrections. After facilities have
certified that the manifest is complete, by signing it at the time of
submission to the EPA e-Manifest system, any post-receipt data
corrections may be submitted at any time by any interested person
(e.g., waste handler) named on the manifest. If corrections are
requested by the Director for portions of the manifest that a
designated facility is required to complete, the facility must address
the data correction within 30 days from the date of the request.
* * * * *
0
27. Amend Sec. 265.72 by revising paragraphs (c) and (g) to read as
follows:
Sec. 265.72 Manifest discrepancies.
* * * * *
(c) Upon discovering a significant difference in quantity or type,
the owner or operator must attempt to reconcile the discrepancy with
the waste generator or transporter (e.g., with telephone
conversations). If the discrepancy is not resolved within 20 days after
receiving the waste, the owner or operator must:
(1) Immediately submit to the Regional Administrator a letter
describing the discrepancy and attempts to reconcile it, and a copy of
the manifest or shipping paper at issue.
(2) Beginning on December 1, 2025, immediately submit a Discrepancy
Report to the EPA e-Manifest system describing the discrepancy and
attempts to reconcile it, and a copy of the manifest or shipping paper
at issue. Beginning on December 1, 2025, the EPA will no longer accept
mailed paper Discrepancy Reports from facilities.
* * * * *
(g) If a facility rejects a waste or identifies a container residue
that exceeds the quantity limits for ``empty'' containers set forth in
Sec. 261.7(b) of this chapter after it has signed, dated, and returned
a copy of the manifest to the delivering transporter or to the
generator, the facility must amend its copy of the manifest to indicate
the rejected wastes or residues in the discrepancy space of the amended
manifest. The facility must also copy the manifest tracking number from
Item 4 of the new manifest to the Discrepancy space of the amended
manifest and must re-sign and date the manifest to certify to the
information as amended. The facility must retain the amended manifest
for at least three years from the date of amendment, and must within 30
days, send a copy of the amended manifest to the transporter that
received copies prior to their being amended. Facilities are not
required to send the amended manifest to any transporter who is
registered in the EPA's e-Manifest system. Registered transporters may
obtain the signed and dated copy
[[Page 60734]]
of a completed manifest from the EPA e-Manifest system in lieu of
receiving the manifest through U.S. postal mail.
0
28. Amend Sec. 265.76 by adding paragraph (b) to read as follows:
Sec. 265.76 Unmanifested waste report.
* * * * *
(b) Beginning on December 1, 2025, if a facility accepts for
treatment, storage, or disposal any hazardous waste from an off-site
source without an accompanying manifest, or without an accompanying
shipping paper as described by Sec. 263.20(e) of this chapter, and if
the waste is not excluded from the manifest requirement by this
chapter, then the owner or operator must prepare an electronic
Unmanifested Waste Report in the EPA e-Manifest system for submission
to the EPA within 15 days after receiving the waste. The Unmanifested
Waste Report must contain the following information:
(1) The EPA identification number, name and address of the
facility;
(2) The date the facility received the waste;
(3) The EPA identification number, name and address of the
generator and the transporter, if available;
(4) A description and the quantity of each unmanifested hazardous
waste the facility received;
(5) The method of treatment, storage, or disposal for each
hazardous waste;
(6) The certification signed by the owner or operator of the
facility or his authorized representative; and
(7) A brief explanation of why the waste was unmanifested, if
known.
0
29. Amend Sec. 265.1310 by revising the definition of ``Paper manifest
submissions'' to read as follows:
Sec. 265.1310 Definitions applicable to this subpart.
* * * * *
Paper manifest submissions mean submissions to the paper processing
center of the EPA e-Manifest system by facility owners or operators, of
the data from the designated facility copy of a paper manifest, EPA
Form 8700-22, or a paper Continuation Sheet, EPA Form 8700-22A. Such
submissions may be made by submitting image files from paper manifests
or continuation sheets in accordance with Sec. 264.1311(b) of this
chapter, or by submitting both an image file and data file in
accordance with the procedures of Sec. 264.1311(c) of this chapter.
* * * * *
0
30. Amend Sec. 265.1311 by revising paragraphs (a)(2), (b)
introductory text, and (c) introductory text to read as follows:
Sec. 265.1311 Manifest transactions subject to fees.
(a) * * *
(2) The submission of each paper manifest submission to the paper
processing center signed by owners or operators of receiving
facilities, with the fee assessed according to whether the manifest is
submitted to the system by the upload of an image file or by the upload
of a data file representation of the paper manifest; and
* * * * *
(b) Image file uploads from paper manifests. Receiving facilities
may submit image file uploads of completed, ink-signed manifests to the
EPA e-Manifest system. Such image file upload submissions may be made
for individual manifests received by a facility or as a batch upload of
image files from multiple paper manifests received at the facility:
* * * * *
(c) Data file uploads from paper manifests. Receiving facilities
may submit data file representations of completed, ink-signed manifests
in lieu of submitting image files to the EPA e-Manifest system. Such
data file submissions from paper manifests may be made for individual
manifests received by a facility or as a batch upload of data files
from multiple paper manifests received at the facility.
* * * * *
0
31. Amend Sec. 265.1312, in paragraphs (a) and (b)(1), by revising the
formulas to read as follows:
Sec. 265.1312 User fee calculation methodology.
(a) * * *
[GRAPHIC] [TIFF OMITTED] TR26JY24.002
* * * * *
(b)(1) * * *
[[Page 60735]]
[GRAPHIC] [TIFF OMITTED] TR26JY24.003
* * * * *
PART 267--STANDARDS FOR OWNERS AND OPERATORS OF HAZARDOUS WASTE
FACILITIES OPERATING UNDER A STANDARDIZED PERMIT
0
32. The authority citation for part 267 continues to read as follows:
Authority: 42 U.S.C. 6902, 6912(a), 6924-6926, and 6930.
0
33. Amend Sec. 267.71 by revising paragraphs (a)(6)(i) and (ii) and
(d) to read as follows:
Sec. 267.71 Use of the manifest system.
(a) * * *
(6) * * *
(i) Additionally, list the relevant waste stream consent number
from consent documentation supplied by the EPA to the facility for each
waste listed on the manifest in the International Shipments block on
the Continuation Sheet (EPA Form 8700-22A), matched to the relevant
list number for the waste from block 9b. If additional space is needed,
the receiving facility should use an additional Continuation Sheet(s)
(EPA Form 8700-22A); and
(ii) Submit a copy of the manifest to the e-Manifest system per 40
CFR 264.71(a)(2)(v) or 265.71(a)(2)(v).
* * * * *
(d) As per 40 CFR 262.84(d)(2)(xv), within three (3) working days
of the receipt of a shipment subject to 40 CFR part 262, subpart H, the
owner or operator of a facility must provide a copy of the movement
document bearing all required signatures to the foreign exporter and to
the competent authorities of the countries of export and transit that
control the shipment as an export and transit shipment of hazardous
waste respectively. For shipments received on or after the electronic
import-export reporting compliance date, the receiving facility must
close out the movement document to confirm receipt within three working
days of shipment delivery using the EPA's Waste Import Export Tracking
System (WIETS), or its successor system. For shipments sent from a
country with which the EPA has established an electronic exchange of
movement document tracking data, the receiving facility may use WIETS,
or its successor system, to send movement document confirmation data
back through the electronic exchange to the foreign exporter and the
country of export. The original copy of the movement document must be
maintained at the facility for at least three (3) years from the date
of signature. The owner or operator of a facility may satisfy this
recordkeeping requirement by retaining electronically submitted
documents in the facility's account on the EPA's Waste Import Export
Tracking System (WIETS), or its successor system, provided that copies
are readily available for viewing and production if requested by any
the EPA or authorized State inspector. No owner or operator of a
facility may be held liable for the inability to produce the documents
for inspection under this section if the owner or operator of a
facility can demonstrate that the inability to produce the document is
due exclusively to technical difficulty with the EPA's Waste Import
Export Tracking System (WIETS), or its successor system, for which the
owner or operator of a facility bears no responsibility.
PART 270--EPA ADMINISTERED PERMIT PROGRAMS: THE HAZARDOUS WASTE
PERMIT PROGRAM
0
34. The authority citation for part 270 continues to read as follows:
Authority: 42 U.S.C. 6905, 6912, 6924, 6925, 6927, 6939, and
6974.
0
35. Amend Sec. 270.30 by revising paragraphs (l)(7) and (8) to read as
follows:
Sec. 270.30 Conditions applicable to all permits.
* * * * *
(l) * * *
(7) Manifest discrepancy report. If a significant discrepancy in a
manifest is discovered, the permittee must:
(i) Attempt to reconcile the discrepancy. If not resolved within 20
days, the permittee must submit a letter report, including a copy of
the manifest, to the Director. (See 40 CFR 264.72.)
(ii) Beginning on December 1, 2025, attempt to reconcile the
discrepancy. If not resolved within 20 days, the permittee must
immediately submit a Discrepancy Report to the EPA e-Manifest System
describing the discrepancy and attempts to reconcile it, and a copy of
the manifest or shipping paper at issue. (See 40 CFR 264.72.)
(8) Unmanifested waste report. A permittee must:
(i) Submit the Unmanifested Waste Report to the Director within 15
days of receipt of unmanifested waste. (See 40 CFR 264.76.)
(ii) Beginning on December 1, 2025, submit an electronic
Unmanifested Waste Report in the EPA e-Manifest system for submission
to the EPA within 15 days of receipt of unmanifested waste. (See 40 CFR
264.76.)
* * * * *
PART 271--REQUIREMENTS FOR AUTHORIZATION OF STATE HAZARDOUS WASTE
PROGRAMS
0
36. The authority citation for part 271 continues to read as follows:
Authority: 42 U.S.C. 6905, 6912(a), 6926, and 6939g.
0
37. Amend Sec. 271.1, in paragraph (j)(2), by:
[[Page 60736]]
0
a. In table 1, adding an entry in chronological order by ``Promulgation
date''; and
0
b. In table 2, adding an entry in chronological order by ``Effective
date''.
The additions read as follows:
Sec. 271.1 Purpose and scope.
* * * * *
(j) * * *
(2) * * *
Table 1--Regulations Implementing the Hazardous and Solid Waste Amendments of 1984
----------------------------------------------------------------------------------------------------------------
Federal Register
Promulgation date Title of regulation reference Effective date
----------------------------------------------------------------------------------------------------------------
* * * * * * *
July 26, 2024...................... Integrating e- [INSERT FIRST PAGE OF January 22, 2025.
Manifest with FEDERAL REGISTER
Hazardous Waste CITATION].
Exports and Other
Manifest-Related
Reports, PCB
Manifest Amendments,
and Technical
Corrections.
----------------------------------------------------------------------------------------------------------------
* * * * *
Table 2--Self-Implementing Provisions of the Hazardous and Solid Waste Amendments of 1984
----------------------------------------------------------------------------------------------------------------
Self-implementing
Effective date provision RCRA citation Federal Register reference
----------------------------------------------------------------------------------------------------------------
* * * * * * *
January 22, 2025........................ e-Manifest user fees for 3017 [INSERT FIRST PAGE OF
hazardous waste FEDERAL REGISTER
exporters, related export/ CITATION.
import revisions,
manifest-related
reporting, manifest
requirements.
----------------------------------------------------------------------------------------------------------------
* * * * *
0
38. Amend Sec. 271.10 by:
0
a. Adding paragraph (f)(4)(i);
0
b. Adding and reserving paragraph (f)(4)(ii);
0
c. Revising paragraph (h)(2); and
0
d. Adding paragraph (j).
The additions and revisions read as follows:
Sec. 271.10 Requirements for generators of hazardous wastes.
* * * * *
(f) * * *
(4) * * *
(i) Beginning on December 1, 2025, investigate instances where
manifests have
not been returned by the owner or operator of the designated
facility and report such instances by electronic submission in the
EPA's e-Manifest system to the State in which the shipment originated.
* * * * *
(h) * * *
(2) The State in which the generator is located (generator State)
may require that the initial generator copy of the paper manifest form
be submitted to the State.
* * * * *
(j) The State shall have standards for hazardous waste exporters
which are equivalent to 40 CFR part 262. These standards shall include:
(1) Compliance with the manifest system including the requirements
that:
(i) Beginning on December 1, 2025, the exporter submits a signed
copy of the manifest and continuation sheet to the EPA e-Manifest
system.
(ii) The exporter lists the relevant consent number from consent
documentation supplied by the EPA facility for each waste listed on the
manifest in the International Shipments block on the Continuation Sheet
(EPA Form 8700-22A), matched to the relevant list number for the waste
from block 9b; and
(2) Beginning on December 1, 2025, the exporter pays user fees to
the EPA to recover the EPA's costs related to the development and
operation of an electronic hazardous waste manifest system, in the
amounts specified by the user fee methodology included in 40 CFR part
265, subpart FF for all paper and electronic manifests submitted to the
EPA e-Manifest system.
0
39. Amend Sec. 271.12 by adding paragraphs (l) and (m) to read as
follows:
Sec. 271.12 Requirements for hazardous waste management facilities.
* * * * *
(l) Beginning on December 1, 2025, requirements for owners and
operators of facilities to submit electronic Discrepancy Reports to the
EPA e-Manifest system; and
(m) Beginning on December 1, 2025, requirements for owners and
operators to submit electronic Unmanifested Waste Reports to the EPA e-
Manifest system.
PART 761--POLYCHLORINATED BIPHENYLS (PCBs) MANUFACTURING,
PROCESSING, DISTRIBUTION IN COMMERCE, AND USE PROHIBITIONS
0
40. The authority citation for part 761 is revised to read as follows:
Authority: 15 U.S.C. 2605, 2607, 2611, 2614, and 2616 and 42
U.S.C. 6939g.
0
41. Amend Sec. 761.3 by adding in alphabetical order the definition
for ``Electronic manifest'' to read as follows:
Sec. 761.3 Definitions.
* * * * *
Electronic manifest means the electronic equivalent of the manifest
(which is defined in this section as the shipping document EPA form
8700-22 and any continuation sheet attached to EPA form 8700-22) that
is obtained from the EPA's national e-Manifest system and transmitted
electronically to the system in accordance with the instructions
included with the form, and subpart K of this part, and also in
accordance with Sec. Sec. 262.20, 262.24, and 262.25 of this chapter.
* * * * *
Subpart D--Storage and Disposal
0
42. Amend Sec. 761.60 by revising paragraph (e) to read as follows:
[[Page 60737]]
Sec. 761.60 Disposal requirements.
* * * * *
(e) Any person who is required to incinerate any PCBs and PCB items
under this subpart and who can demonstrate that an alternative method
of destroying PCBs and PCB items exists and that this alternative
method can achieve a level of performance equivalent to an incinerator
approved under Sec. 761.70 or a high efficiency boiler operating in
compliance with Sec. 761.71, must submit a written request to the EPA
Regional Administrator or the Director, Office of Resource Conservation
and Recovery, for a waiver from the incineration requirements of Sec.
761.70 or Sec. 761.71. Requests for approval of alternate methods that
will be operated in more than one Region must be submitted to the
Director, Office of Resource Conservation and Recovery, except for
research and development activities involving less than 500 pounds of
PCB material (see paragraph (i)(2) of this section). Requests for
approval of alternate methods that will be operated in only one Region
must be submitted to the appropriate the EPA Regional Administrator.
The applicant must show that their method of destroying PCBs will not
present an unreasonable risk of injury to health or the environment. On
the basis of such information and any available information, the EPA
may, in its discretion, approve the use of the alternate method if it
finds that the alternate disposal method provides PCB destruction
equivalent to disposal in a Sec. 761.70 incinerator or a Sec. 761.71
high efficiency boiler and will not present an unreasonable risk of
injury to health or the environment. Any approval must be stated in
writing and may include such conditions and provisions as the EPA deems
appropriate. The person to whom such waiver is issued must comply with
all limitations contained in such determination. No person may use the
alternate method of destroying PCBs or PCB items prior to obtaining
permission from the appropriate the EPA official.
* * * * *
0
43. Amend Sec. 761.205 by revising paragraph (d) to read as follows:
Sec. 761.205 Notification of PCB waste activity (EPA Form 7710-53).
* * * * *
(d) Persons required to notify under this section shall file EPA
Form 7710-53 with the EPA in accordance with the instructions on the
form.
* * * * *
0
44. Amend Sec. 761.207 by adding paragraph (g) to read as follows:
Sec. 761.207 The manifest--general requirements.
* * * * *
(g)(1) Electronic manifest. A person required to prepare a manifest
under this section may prepare and use an electronic manifest, provided
that the person:
(i) Complies with the requirements in Sec. 262.24 of this chapter
for use of electronic manifests; and
(ii) Complies with the requirements of 40 CFR 3.10 for the
reporting of electronic documents to the EPA.
(2) Legal equivalence to paper manifests. Electronic manifests that
are obtained, completed, and transmitted in accordance with Sec.
262.20(a)(3) of this chapter, and used in accordance with Sec. Sec.
262.20, 262.24, and 262.25 of this chapter in lieu of EPA Forms 8700-22
and 8700-22A, are the legal equivalent of paper manifest forms bearing
handwritten signatures, and satisfy for all purposes any requirement in
subpart K of this part to obtain, complete, sign, provide, use, or
retain a manifest.
(i) Any requirement in subpart K of this part to sign a manifest or
manifest certification by hand, or to obtain a handwritten signature,
is satisfied by signing with or obtaining a valid and enforceable
electronic signature within the meaning of Sec. 262.25 of this
chapter.
(ii) Any requirement in subpart K of this part to give, provide,
send, forward, or return to another person a copy of the manifest is
satisfied when an electronic manifest is transmitted to the other
person by submission to the EPA e-Manifest system.
(iii) Any requirement in subpart K of this part for a generator to
keep or retain a copy of each manifest is satisfied by retention of a
signed electronic manifest in the generator's account on the EPA e-
Manifest system, provided that such copies are readily available for
viewing and production if requested by any the EPA or authorized State
inspector.
(iv) No generator may be held liable for the inability to produce
an electronic manifest for inspection under this section if the
generator can demonstrate that the inability to produce the electronic
manifest is due exclusively to a technical difficulty with the e-
Manifest system for which the generator bears no responsibility.
(v) After facilities have certified that the manifest is complete,
by signing it at the time of submission to the EPA e-Manifest system,
any post-receipt data corrections may be submitted at any time by any
interested person (e.g., waste handler) named on the manifest. If
corrections are requested by the Director for portions of the manifest
that a generator, transporter, or a commercial storage or disposal
facility is required to complete, those PCB waste handlers must address
the data correction within 30 days from the date of the request. Data
corrections must be made electronically via the post-receipt data
corrections process described in Sec. 265.71(l) of this chapter, which
applies to corrections made to either paper or electronic manifests.
Generators who are not registered with the EPA e-Manifest system must
arrange with interested persons shown on the manifest to electronically
submit manifest data corrections on their behalf within 30 days of the
date of the correction request.
0
45. Revise Sec. 761.209 to read as follows:
Sec. 761.209 Number of copies of a manifest.
The manifest consists of at least the number of copies which will
provide the generator, the transporter, and the owner or operator of
the designated facility with one copy each for their records and a copy
to be submitted to the EPA e-Manifest system as indicated in the
instructions included with EPA form 8700-22. Any requirement in subpart
K of this part to give, provide, send, forward, or return to another
person a copy of the manifest is satisfied when an electronic manifest
is transmitted to the other person by submission to the EPA e-Manifest
system. All parties using electronic manifests must do so in accordance
with Sec. Sec. 262.20, 262.24, and 262.25 of this chapter.
0
46. Amend Sec. 761.210 by revising paragraphs (a)(1) and (2) to read
as follows:
Sec. 761.210 Use of the manifest--Generator requirements.
(a) * * *
(1) Sign the manifest certification; and
(2) Obtain the signature of the initial transporter and date of
acceptance on the manifest; and
* * * * *
0
47. Amend Sec. 761.211 by revising paragraphs (d)(1), (e)(3),
(f)(3)(i) and (f)(4)(i), and adding paragraph (g) to read as follows:
Sec. 761.211 Manifest system--Transporter requirements.
* * * * *
(d) * * *
(1) Obtain the date of delivery and the signature of that
transporter or of the owner or operator of the designated facility on
the manifest; and
* * * * *
(e) * * *
(3) The delivering transporter obtains the date of delivery and
signature of the
[[Page 60738]]
owner or operator of the designated facility on either the manifest or
the shipping paper; and
(f) * * *
(3) * * *
(i) Obtain the date of delivery and signature of the owner or
operator of the designated facility on the manifest or the shipping
paper (if the manifest has not been received by the facility); and
* * * * *
(4) * * *
(i) Obtain the date of delivery and the signature of the next non-
rail transporter on the manifest; and
* * * * *
(g) If after a manifest has been originated electronically and
signed electronically by the initial transporter, and the electronic
manifest system should become unavailable for any reason, then the
transporter must follow the replacement manifest procedures in
accordance with Sec. 263.20(a)(6) of this chapter.
0
48. Amend Sec. 761.213 by revising paragraphs (a)(2)(i), (iv), and
(v), and adding paragraphs (d) and (e) to read as follows:
Sec. 761.213 Use of manifest-Commercial storage and disposal facility
requirements.
(a) * * *
(2) * * *
(i) Sign and date each copy of the manifest;
* * * * *
(iv) Within 30 days of delivery, send a copy (Page 2) of the
manifest to the generator, if the generator is not registered in the
EPA's e-Manifest system. Any generator who is registered with the EPA's
e-Manifest system may obtain their signed and dated copies of completed
manifests from the EPA e-Manifest system; and
(v) Send to the EPA e-Manifest system an image file of the top copy
(Page 1) of the manifest and any continuation sheet or send to the EPA
e-Manifest system both a data file and the image file corresponding to
Page 1 of the manifest and any continuation sheet, within 30 days of
the date of delivery.
* * * * *
(d) If a commercial storage or disposal facility receives hazardous
waste that is accompanied by a paper replacement manifest for a
manifest that was originated electronically, the facility must follow
the replacement manifest procedures in accordance with Sec. 265.71(h)
of this chapter.
(e)(1) As prescribed in Sec. 265.1311 of this chapter, and
determined in Sec. 265.1312 of this chapter, a commercial storage or
disposal facility who is a user of the electronic manifest system shall
be assessed a user fee by the EPA for the submission and processing of
each electronic and paper manifest. The EPA shall update the schedule
of user fees and publish them to the user community, as provided in
Sec. 265.1313 of this chapter.
(2) A commercial storage or disposal facility subject to user fees
under this section shall make user fee payments in accordance with the
requirements of Sec. 264.1314 of this chapter, subject to the informal
fee dispute resolution process of Sec. 264.1316 of this chapter, and
subject to the sanctions for delinquent payments under Sec. 264.1315
of this chapter.
0
49. Amend Sec. 761.215 by revising paragraphs (c) and (g) to read as
follows:
Sec. 761.215 Manifest discrepancies.
* * * * *
(c) Upon discovering a significant difference in quantity or type,
the owner or operator must attempt to reconcile the discrepancy with
the waste generator or transporter (e.g., with telephone
conversations). If the discrepancy is not resolved within 20 days after
receiving the waste, the owner or operator must:
(1) Immediately submit to the Regional Administrator a letter
describing the discrepancy and attempts to reconcile it, and a copy of
the manifest or shipping paper at issue.
(2) Beginning on December 1, 2025, immediately submit to the EPA e-
Manifest system a Discrepancy Report describing the discrepancy and
attempts to reconcile it using forms and procedures defined by the EPA,
and a copy of the manifest or shipping paper at issue. Beginning
December 1, 2025, the EPA will no longer accept mailed paper
Discrepancy Reports from facilities.
* * * * *
(g) If a facility rejects a waste after it has signed, dated, and
returned a copy of the manifest to the delivering transporter or to the
generator, the facility must amend its copy of the manifest to indicate
the rejected wastes in the discrepancy space of the amended manifest.
The facility must also copy the manifest tracking number from Item 4 of
the new manifest to the Discrepancy space of the amended manifest and
must re-sign and date the manifest to certify to the information as
amended. The facility must retain the amended manifest for at least
three years from the date of amendment, and must within 30 days, send a
copy of the amended manifest to the transporter and generator that
received copies prior to their being amended. Facilities are not
required to send the amended manifest to any generator or transporter
who is registered in the EPA's e-Manifest system. Registered generators
or transporters may obtain the signed and dated copy of a completed
manifest from the EPA e-Manifest system in lieu of receiving the
manifest through U.S. postal mail.
0
50. Amend Sec. 761.216 by adding paragraph (b) to read as follows:
Sec. 761.216 Unmanifested waste report.
* * * * *
(b) Beginning on December 1, 2025, if a facility accepts for
storage or disposal any PCB waste from an offsite source without an
accompanying manifest, or without an accompanying shipping paper as
described by Sec. 761.211(e), and the owner or operator of the
commercial storage or disposal facility cannot contact the generator of
the PCB waste, then they shall notify the Regional Administrator of the
EPA region in which their facility is located of the unmanifested PCB
waste so that the EPA Regional Administrator can determine whether
further actions are required before the owner or operator may store or
dispose of the unmanifested PCB waste, and additionally the owner or
operator must prepare and submit an electronic Unmanifested Waste
Report in the EPA e-Manifest system to the EPA Regional Administrator
within 15 days after receiving the waste. The Unmanifested Waste Report
must contain the following information:
(1) The EPA identification number, name and address of the
facility;
(2) The date the facility received the waste;
(3) The EPA identification number, name and address of the
generator and the transporter, if available;
(4) A description and the quantity of each unmanifested hazardous
waste the facility received;
(5) The method of treatment, storage, or disposal for each
hazardous waste;
(6) The certification signed by the owner or operator of the
facility or their authorized representative;
(7) A brief explanation of why the waste was unmanifested, if
known; and
(8) The disposition made of the unmanifested waste by the
commercial storage or disposal facility, including:
(i) If the waste was stored or disposed by that facility, was the
generator identified and was a manifest subsequently supplied.
(ii) If the waste was sent back to the generator, why and when.
0
51. Amend Sec. 761.217 by revising paragraphs (a)(1), (a)(2)
introductory
[[Page 60739]]
text, and (b)(2), and adding paragraph (c) to read as follows:
Sec. 761.217 Exception reporting.
* * * * *
(a) * * *
(1) A generator of PCB waste, who does not receive a copy of the
manifest with the handwritten signature of the owner or operator of the
designated facility within 45 days of the date the waste was accepted
by the initial transporter, shall immediately contact the transporter
and/or the owner or operator of the designated facility to determine
the status of the PCB waste.
(2) A generator of PCB waste subject to the manifesting
requirements shall submit an Exception Report to the EPA Regional
Administrator for the Region in which the generator is located if the
generator has not received a copy of the manifest with the signature of
the owner or operator of the designated facility within 60 days of the
date the waste was accepted by the initial transporter. The Exception
Report shall be submitted to the EPA no later than 60 days from the
date on which the generator should have received the manifest. The
Exception Report shall include the following:
* * * * *
(b) * * *
(2) The 45- and 60-day timeframes begin the date the waste was
accepted by the initial transporter forwarding the PCB waste shipment
from the designated facility to the alternate facility.
(c) Electronic Exception Reports that are originated in the EPA e-
Manifest system in accordance with paragraph (a) of this section and
used in accordance with this section in lieu of paper Exception Reports
are the legal equivalent of paper Exception Reports bearing handwritten
signatures and satisfy for all purposes any requirement in this section
to complete, sign, provide, and retain an Exception Report.
(1) Any requirement in this section to sign an Exception Report
certification by hand is satisfied by signing with a valid and
enforceable electronic signature within the meaning of Sec. 262.25 of
this chapter.
(2) Any requirement in this section to give, provide or send an
Exception Report to the EPA Regional Administrator is satisfied when an
electronic Exception Report is transmitted to the EPA Regional
Administrator by submission to the e-Manifest system.
(3) Any requirement in Sec. 761.214 for a generator to keep or
retain a copy of an Exception Report is satisfied by retention of a
signed electronic Exception Report in the generator's account on the
national e-Manifest system, provided that the Exception Report is
readily available for viewing and production if requested by any EPA or
authorized State inspector.
(4) No generator may be held liable for the inability to produce an
electronic Exception Report for inspection under this section if the
generator can demonstrate that the inability to produce the electronic
Exception Report is due exclusively to a technical difficulty with the
e-Manifest system for which the generator bears no responsibility.
0
52. Amend Sec. 761.218 by adding paragraphs (e) and (f) to read as
follows:
Sec. 761.218 Certificate of disposal.
* * * * *
(e) Electronic certificates of disposal that are originated in an
EPA-approved electronic system in accordance with this section and used
in accordance with this section in lieu of paper certificates of
disposal are the legal equivalent of paper certificates of disposal
bearing handwritten signatures and satisfy for all purposes any
requirement in this section to complete, sign, provide, and retain a
certificate of disposal.
(1) Any requirement in this section to sign a certificate of
disposal by hand is satisfied by signing with a valid and enforceable
electronic signature within the meaning of Sec. 262.25 of this
chapter.
(2) Any requirement in this section to give, provide or send a
certificate of disposal to the EPA Regional Administrator is satisfied
when an electronic certificate of disposal is transmitted to the EPA
Regional Administrator by submission to an EPA-approved electronic
system.
(3) Any requirement in this section for a generator or disposer to
keep or retain a copy of a certificate of disposal is satisfied by
retention of a signed electronic certificate of disposal in the
generator's or disposer's account, respectively, on an EPA-approved
electronic system, provided that the certificate of disposal is readily
available for viewing and production if requested by any EPA or
authorized State inspector.
(4) No generator or disposer may be held liable for the inability
to produce an electronic certificate of disposal for inspection under
this section if the generator or disposer can demonstrate that the
inability to produce the electronic certificate of disposal is due
exclusively to a technical difficulty with the EPA-approved electronic
system for which the generator or disposer bears no responsibility.
(f) Restriction on use of electronic certificates of disposal. The
owner or operator of a disposal facility may participate in electronic
certificates of disposal if it is known at the time the certificate of
disposal is originated that:
(1) The manifest at issue originated in the EPA e-Manifest system
in accordance with Sec. Sec. 262.24(c) and 262.25 of this chapter; and
(2) For mixed paper and electronic manifests (i.e., hybrid
manifests), the generator has registered in the EPA e-Manifest system
and has access to the electronic manifests for the site.
0
53. Amend Sec. 761.219 by adding paragraphs (e) and (f) to read as
follows:
Sec. 761.219 One-year exception reporting.
* * * * *
(e) Electronic One-year Exception Reports that are originated in an
EPA-approved electronic system in accordance with paragraph (a) of this
section and used in accordance with this section in lieu of paper One-
year Exception Reports are the legal equivalent of paper One-year
Exception Reports bearing handwritten signatures and satisfy for all
purposes any requirement in this section to complete, sign, provide,
and retain a One-year Exception Report.
(1) Any requirement in this section to sign a One-year Exception
Report certification by hand is satisfied by signing with a valid and
enforceable electronic signature within the meaning of Sec. 262.25 of
this chapter.
(2) Any requirement in this section to give, provide or send a One-
year Exception Report to the EPA Regional Administrator is satisfied
when a One-year electronic Exception Report is transmitted to the EPA
Regional Administrator by submission to an EPA-approved electronic
system.
(3) Any requirement in this section for a generator or disposer to
keep or retain a copy of a One-year Exception Report is satisfied by
retention of a signed electronic One-year Exception Report in the
generators or disposer's respective account on an EPA-approved
electronic system, provided that the One-year Exception Report is
readily available for viewing and production if requested by any EPA or
authorized State inspector.
(4) No generator or disposer may be held liable for the inability
to produce an electronic One-year Exception Report for inspection under
this section if the generator or disposer can demonstrate that the
inability to produce the electronic One-year Exception Report is due
exclusively to a technical difficulty with the EPA-approved electronic
system for which the generator or disposer bears no responsibility.
[[Page 60740]]
(f) Restriction on use of electronic One-year Exception Reporting.
A generator or disposer may participate in electronic One-year
Exception Reporting if it is known at the time the One-year Exception
Report is originated that:
(1) The manifest at issue originated in the EPA e-Manifest system
in accordance with Sec. Sec. 262.24(c) and 262.25 of this chapter; and
(2) For mixed paper and electronic manifests (i.e., hybrid
manifests), the generator has registered in the EPA e-Manifest system
and has access to the electronic manifests for the site.
[FR Doc. 2024-14694 Filed 7-25-24; 8:45 am]
BILLING CODE P