Privacy Act of 1974; System of Records, 59970-59975 [2024-16267]
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59970
Federal Register / Vol. 89, No. 142 / Wednesday, July 24, 2024 / Notices
been received by MARAD. By this
notice, MARAD seeks comments from
interested parties as to any effect this
action may have on U.S. vessel builders
or businesses in the U.S. that use U.S.flag vessels. Information about the
requestor’s vessel, including a brief
description of the proposed service, is
listed below.
DATES: Submit comments on or before
August 23, 2024.
ADDRESSES: You may submit comments
identified by DOT Docket Number
MARAD–2024–0096 by any one of the
following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Search
MARAD–2024–0096 and follow the
instructions for submitting comments.
• Mail or Hand Delivery: Docket
Management Facility is in the West
Building, Ground Floor of the U.S.
Department of Transportation. The
Docket Management Facility location
address is U.S. Department of
Transportation, MARAD–2024–0096,
1200 New Jersey Avenue SE, West
Building, Room W12–140, Washington,
DC 20590, between 9 a.m. and 5 p.m.,
Monday through Friday, except on
Federal holidays.
Note: If you mail or hand-deliver your
comments, we recommend that you include
your name and a mailing address, an email
address, or a telephone number in the body
of your document so that we can contact you
if we have questions regarding your
submission.
Instructions: All submissions received
must include the agency name and
specific docket number. All comments
received will be posted without change
to the docket at www.regulations.gov,
including any personal information
provided. For detailed instructions on
submitting comments, or to submit
comments that are confidential in
nature, see the section entitled Public
Participation.
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FOR FURTHER INFORMATION CONTACT:
Patricia Hagerty, U.S. Department of
Transportation, Maritime
Administration, 1200 New Jersey
Avenue SE, Room W23–461,
Washington, DC 20590. Telephone:
(202) 366–0903. Email:
patricia.hagerty@dot.gov.
SUPPLEMENTARY INFORMATION: As
described in the application, the
intended service of the vessel LONER is:
Intended Commercial Use of Vessel:
Requester intends to offer passenger
sportfishing charters.
Geographic Region Including Base of
Operations: Florida. Base of Operations:
Islamorada, Florida.
Vessel Length and Type: 40′ Motor.
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The complete application is available
for review identified in the DOT docket
as MARAD 2024–0096 at https://
www.regulations.gov. Interested parties
may comment on the effect this action
may have on U.S. vessel builders or
businesses in the U.S. that use U.S.-flag
vessels. If MARAD determines, in
accordance with 46 U.S.C. 12121 and
MARAD’s regulations at 46 CFR part
388, that the employment of the vessel
in the coastwise trade to carry no more
than 12 passengers will have an unduly
adverse effect on a U.S.-vessel builder or
a business that uses U.S.-flag vessels in
that business, MARAD will not issue an
approval of the vessel’s coastwise
endorsement eligibility. Comments
should refer to the vessel name, state the
commenter’s interest in the application,
and address the eligibility criteria given
in section 388.4 of MARAD’s
regulations at 46 CFR part 388.
Public Participation
How do I submit comments?
Please submit your comments,
including the attachments, following the
instructions provided under the above
heading entitled ADDRESSES. Be advised
that it may take a few hours or even
days for your comment to be reflected
on the docket. In addition, your
comments must be written in English.
We encourage you to provide concise
comments and you may attach
additional documents as necessary.
There is no limit on the length of the
attachments.
Where do I go to read public comments,
and find supporting information?
Go to the docket online at https://
www.regulations.gov, keyword search
MARAD–2024–0096 or visit the Docket
Management Facility (see ADDRESSES for
hours of operation). We recommend that
you periodically check the Docket for
new submissions and supporting
material.
Will my comments be made available to
the public?
Yes. Be aware that your entire
comment, including your personal
identifying information, will be made
publicly available.
May I submit comments confidentially?
If you wish to submit comments
under a claim of confidentiality, you
should submit the information you
claim to be confidential commercial
information by email to SmallVessels@
dot.gov. Include in the email subject
heading ‘‘Contains Confidential
Commercial Information’’ or ‘‘Contains
CCI’’ and state in your submission, with
specificity, the basis for any such
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confidential claim highlighting or
denoting the CCI portions. If possible,
please provide a summary of your
submission that can be made available
to the public.
In the event MARAD receives a
Freedom of Information Act (FOIA)
request for the information, procedures
described in the Department’s FOIA
regulation at 49 CFR 7.29 will be
followed. Only information that is
ultimately determined to be confidential
under those procedures will be exempt
from disclosure under FOIA.
Privacy Act
Anyone can search the electronic
form of all comments received into any
of our dockets by the name of the
individual submitting the comment (or
signing the comment, if submitted on
behalf of an association, business, labor
union, etc.). For information on DOT’s
compliance with the Privacy Act, please
visit https://www.transportation.gov/
privacy.
(Authority: 49 CFR 1.93(a), 46 U.S.C. 55103,
46 U.S.C. 12121)
By Order of the Maritime Administrator.
T. Mitchell Hudson, Jr.,
Secretary, Maritime Administration.
[FR Doc. 2024–16154 Filed 7–23–24; 8:45 am]
BILLING CODE 4910–81–P
DEPARTMENT OF VETERANS
AFFAIRS
Privacy Act of 1974; System of
Records
Office of Mental Health (OMH),
Department of Veterans Affairs (VA).
ACTION: Notice of a new system of
records.
AGENCY:
Pursuant to the Privacy Act of
1974, notice is hereby given that VA is
establishing a new system of records
titled, ‘‘Law Enforcement Officer
Evaluations (LEO Evals)—VA’’
(216VA10). This system will be used to
assist with the occupational placements
of VA police officer candidates and
officers undergoing psychological
evaluations for hire and annually
thereafter. Psychological evaluations,
testing, and notes will contain data to
assess the applicant’s or employee’s
psychological fitness to meet the
functional requirements of a VA police
officer position.
DATES: Comments on this new system of
records must be received no later than
August 23, 2024. If no public comment
is received during the period allowed
for comment or unless otherwise
published in the Federal Register by
SUMMARY:
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VA, the new system of records will
become effective a minimum of 30 days
after date of publication in the Federal
Register. If VA receives public
comments, VA shall review the
comments to determine whether any
changes to the notice are necessary.
ADDRESSES: Comments may be
submitted through www.Regulations.gov
or mailed to VA Privacy Service, 810
Vermont Avenue NW, (005X6F),
Washington, DC 20420. Comments
should indicate that they are submitted
in response to ‘‘Law Enforcement
Officer Evaluations (LEO Evals)—VA
(216VA10)’’. Comments received will be
available at www.Regulations.gov for
public viewing, inspection or copies.
FOR FURTHER INFORMATION CONTACT:
Stephania Griffin, Veterans Health
Administration (VHA) Chief Privacy
Officer, Department of Veterans Affairs,
810 Vermont Avenue NW, (105HIG),
Washington, DC 20420,
stephania.griffin@va.gov, telephone
number 704–245–2492 (Note: This is
not a toll-free number).
SUPPLEMENTARY INFORMATION:
I. Description of Proposed Systems of
Records
This system of records is used to
assist with occupational placements VA
police officer candidates and officers
undergoing psychological evaluations
for hire and annually thereafter.
Psychological evaluations, testing, and
notes will contain data to assess the
applicant’s or employee’s psychological
fitness to meet the functional
requirements of a VA police officer
position. VA Handbook 0730, Security
and Law Enforcement, appendix A,
dated August 11, 2000, describes the
medical standards for VA police officer
applicants and incumbents. VA
Handbook 0730 states that the VA
police officers must possess emotional
and mental stability. These guidelines
are consistent with VA Handbook 0720,
Procedures to Arm Department of
Veterans Affairs Police, dated January
24, 2000. These standards are based on
5 CFR 339.301.
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II. Proposed Routine Use Disclosures of
Data in the System
VA is proposing the following routine
use disclosures of information
maintained in the system.
1. To a Member of Congress or staff
acting upon the Member’s behalf when
the Member or staff requests the
information on behalf of, and at the
request of, the individual who is the
subject of the record.
2. Data Breach Response and
Remediation, for VA: To appropriate
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agencies, entities, and persons when (a)
VA suspects or has confirmed that there
has been a breach of the system of
records; (b) VA has determined that as
a result of the suspected or confirmed
breach there is a risk of harm to
individuals, VA (including its
information systems, programs, and
operations), the Federal Government, or
national security; and (c) the disclosure
made to such agencies, entities, and
persons is reasonably necessary to assist
in connection with VA’s efforts to
respond to the suspected or confirmed
breach or to prevent, minimize, or
remedy such harm.
3. Data Breach Response and
Remediation, for Another Federal
Agency: To another Federal agency or
Federal entity, when VA determines
that information from this system of
records is reasonably necessary to assist
the recipient agency or entity in (a)
responding to a suspected or confirmed
breach or (b) preventing, minimizing, or
remedying the risk of harm to
individuals, the recipient agency or
entity (including its information
systems, programs, and operations), the
Federal Government, or national
security, resulting from a suspected or
confirmed breach.
4. Law Enforcement: To a Federal,
State, local, territorial, Tribal, or foreign
law enforcement authority or other
appropriate entity charged with the
responsibility of investigating or
prosecuting a violation or potential
violation of law, whether civil, criminal,
or regulatory in nature, or charged with
enforcing or implementing such law,
provided that the disclosure is limited
to information that, either alone or in
conjunction with other information,
indicates such a violation or potential
violation of law civil. The disclosure of
the names and addresses of Veterans
and their dependents from VA records
under this routine use must also comply
with the provisions of 38 U.S.C. 5701.
5. Department of Justice (DoJ),
Litigation, or Administrative
Proceeding: To DoJ, or in a proceeding
before a court, adjudicative body, or
other administrative body before which
VA is authorized to appear, when:
(a) VA or any component thereof;
(b) Any VA employee in his or her
official capacity;
(c) Any VA employee in his or her
individual capacity where DoJ has
agreed to represent the employee; or
(d) The United States, where VA
determines that litigation is likely to
affect the agency or any of its
components is a party to such
proceedings or has an interest in such
proceedings, and VA determines that
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use of such records is relevant and
necessary to the proceedings.
6. Office of Management and Budget
(OMB): To OMB for the performance of
its statutory responsibilities for
evaluating Federal programs.
7. OMB: To OMB at any stage in the
legislative coordination and clearance
process in connection with private relief
legislation as set forth in OMB Circular
No. A–19.
8. National Archives and Records
Administration (NARA): To NARA in
records management inspections
conducted under 44 U.S.C. 2904 and
2906, or other functions authorized by
laws and policies governing NARA
operations and VA records management
responsibilities.
9. Equal Employment Opportunity
Commission (EEOC): To EEOC in
connection with investigations of
alleged or possible discriminatory
practices, examination of Federal
affirmative employment programs, or
other functions of the Commission as
authorized by law.
10. Federal Labor Relations Authority
(FLRA): To FLRA in connection with the
investigation and resolution of
allegations of unfair labor practices, the
resolution of exceptions to arbitration
awards when a question of material fact
is raised, matters before the Federal
Service Impasses Panel, and the
investigation of representation petitions
and the conduct or supervision of
representation elections.
11. Merit Systems Protection Board
(MSPB): To MSPB in connection with
appeals, special studies of the civil
service and other merit systems, review
of rules and regulations, investigation of
alleged or possible prohibited personnel
practices, and such other functions
promulgated in 5 U.S.C. 1205 and 1206,
or as authorized by law.
12. Health Care Providers, for Referral
by VA: To: (a) a Federal agency or a
health care provider when VA refers a
patient for medical and other health
services, or authorizes a patient to
obtain such services and the
information is needed by the Federal
agency or health care provider to
perform the services; or (b) a Federal
agency or a health care provider under
the provisions of 38 U.S.C. 513, 7409,
8111, or 8153, when treatment is
rendered by VA under the terms of such
contract or agreement or the issuance of
an authorization, and the information is
needed for purposes of medical
treatment or follow-up, determination of
eligibility for benefits, or recovery by
VA of the costs of the treatment.
13. Health Care Providers, for Referral
to VA: To a non-VA health care provider
when that health care provider has
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referred the individual to VA for
medical or other health services.
14. Covered Entities, for their Health
Care Operations: To a covered entity for
their health care operations, provided
that the entity either has or had a
relationship with the individual, and
the disclosure is for the purpose of:
(a) Conducting quality assessment and
improvement activities; patient safety
activities as defined in 42 CFR 3.20;
population-based activities relating to
improving health or reducing health
care costs, protocol development, case
management, and care coordination;
contacting of health care providers and
patients with information about
treatment alternatives; and related
functions that do not include treatment;
(b) Reviewing the competence or
qualifications of health care
professionals; evaluating practitioner
and provider performance, and health
plan performance; conducting training
programs for health care practitioners,
trainees, and students; training of nonhealth care professionals; accreditation,
certification, licensing, or credentialing
activities; or
(c) Health care fraud and abuse
detection or compliance.
15. Guardians, for Incompetent
Veterans: To a legal guardian who is
responsible for the care of the mentally
incompetent individual, provided that
information is about the incompetent
individual and only disclosed to the
extent necessary.
16. Agency-Appointed
Representatives, Regarding
Examinations: To the agency-appointed
representative of an employee including
all notices, determinations, decisions, or
other written communications issued to
the employee, in connection with an
examination ordered by the agency
under: (a) medical evaluation (formerly
Fitness for Duty) examinations
procedures, or (b) agency-filed disability
retirement procedures.
17. Other Agencies, for Injury
Reporting: To a requesting agency,
organization, or individual including
the home address and other information
concerning those individuals who it is
reasonably believed might have
contracted an illness or been exposed to
or suffered from a health hazard while
employed in the Federal workforce.
18. Governmental Agencies, for VA
Hiring, Security Clearance, Contract,
License, Grant: To a Federal, State,
local, or other governmental agency
maintaining civil or criminal violation
records, or other pertinent information,
such as employment history,
background investigations, or personal
or educational background, to obtain
information relevant to VA’s hiring,
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transfer, or retention of an employee,
issuance of a security clearance, letting
of a contract, or issuance of a license,
grant, or other benefit. The disclosure of
the names and addresses of veterans and
their dependents from VA records under
this routine use must also comply with
the provisions of 38 U.S.C. 5701.
19. Federal, State, Local Agencies, for
Workplace Health and Safety Matters:
To any Federal, State, or local
government agency, in response to its
request or at the initiation of the VA,
information relevant and necessary to
the lawful, statutory, administrative, or
investigatory purpose as it relates to the
conduct of job-related epidemiological
research or the assurance of compliance
with Federal, State, or local government
laws on health and safety in the work
environment.
20. State Licensing Board (SLB), for
Licensing: To a Federal agency, a State
or local government licensing board, the
Federation of State Medical Boards, or
a similar non-governmental entity that
maintains records concerning
individuals’ employment histories or
concerning the issuance, retention, or
revocation of licenses, certifications, or
registration necessary to practice an
occupation, profession, or specialty, to
inform such non-governmental entities
about the health care practices of a
terminated, resigned, or retired health
care employee whose professional
health care activity so significantly
failed to conform to generally accepted
standards of professional medical
practice as to raise reasonable concern
for the health and safety of patients in
the private sector or from another
Federal Agency. These records may also
be disclosed as part of an ongoing
computer matching program to
accomplish these purposes.
21. Licensing Investigators or
Supervisory Officials: To a State or local
government entity which has the legal
authority to make decisions concerning
the issuance, retention or revocation of
licenses, certifications or registrations
required to practice a health care
profession, when requested in writing
by an investigator or supervisory official
of the licensing entity for the purpose of
making a decision concerning the
issuance, retention or revocation of the
license, certification or registration of a
named health care professional.
22. National Practitioner Data Bank
(NPDB), for Hiring, Privileging: To the
NPDB at the time of hiring or clinical
privileging/re-privileging of health care
practitioners, and other times as deemed
necessary by VA, in order for VA to
obtain information relevant to a
Department decision concerning the
hiring, privileging/re-privileging,
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retention, or termination of the
applicant or employee.
23. NPDB, SLB, for Medical
Malpractice: To the NPDB or a SLB in
the State in which a practitioner is
licensed, in which the VA facility is
located, or in which an act or omission
occurred upon which a medical
malpractice claim was based when VA
reports information concerning: (a) any
payment for the benefit of a physician,
dentist, or other licensed health care
practitioner that was made as the result
of a settlement or judgment of a claim
of medical malpractice, if an
appropriate determination is made in
accordance with Department policy that
payment was related to substandard
care, professional incompetence, or
professional misconduct on the part of
the individual; (b) a final decision that
relates to possible incompetence or
improper professional conduct that
adversely affects the clinical privileges
of a physician or dentist for a period
longer than 30 days; or (c) the
acceptance of the surrender of clinical
privileges or any restriction of such
privileges by a physician or dentist,
either while under investigation by the
health care entity relating to possible
incompetence or improper professional
conduct, or in return for not conducting
such an investigation or proceeding.
These records may also be disclosed as
part of a computer matching program to
accomplish these purposes.
24. Health and Wellness Program
Evaluation: To third parties under
contract with the agency to conduct
evaluations of health and wellness
programs.
Signing Authority
The Senior Agency Official for
Privacy, or designee, approved this
document and authorized the
undersigned to sign and submit the
document to the Office of the Federal
Register for publication electronically as
an official document of the Department
of Veterans Affairs. Kurt D. DelBene,
Assistant Secretary for Information and
Technology and Chief Information
Officer, approved this document on
June 14, 2024 for publication.
Dated: July 19, 2024.
Amy L. Rose,
Government Information Specialist, VA
Privacy Service, Office of Compliance, Risk
and Remediation, Office of Information and
Technology, Department of Veterans Affairs.
SYSTEM NAME AND NUMBER:
‘‘Law Enforcement Officer
Evaluations (LEO Evals—VA’’
(216VA10).
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SECURITY CLASSIFICATION:
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
Unclassified.
SYSTEM LOCATION:
These records are the responsibility of
the Office of Mental Health (OMH),
Veterans Health Administration (VHA),
Department of Veterans Affairs (VA).
The OMH is located at 810 Vermont
Avenue NW, (11MH), Washington, DC
20420. Records are maintained at VA
health care facilities. Addresses are
listed in VA Appendix 1 of the biennial
publication of the VA Privacy Act
Issuances.
SYSTEM MANAGER(S):
Christopher Loftis, Ph.D., National
Mental Health Director, Office of Mental
Health, 810 Vermont Avenue NW,
Washington, DC 20420,
Christopher.loftis2@va.gov, telephone
number 202–461–0420 (Note: This is
not a toll-free number).
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
VA Handbook 0730; VA Handbook
0720; 5 CFR 339.301.
PURPOSE(S) OF THE SYSTEM:
Records in this system will be used to
assist with occupational placements of
VA police officer candidates and
officers undergoing psychological
evaluations for hire and annually
thereafter. Psychological evaluations,
testing, and notes will contain data to
assess the applicant’s or employee’s
psychological fitness to meet the
functional requirements of a VA police
officer position.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
The records in the system are on VA
police officer employees and applicants.
CATEGORIES OF RECORDS IN THE SYSTEM:
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Records include demographic
information such as name, address,
phone number, email address, and the
last four of the applicant/employee
social security number. Records will
also contain information regarding the
psychological suitability to meet the
functional requirements of the VA
police officer position requirements, to
include test data, interview notes,
screening measures, behavioral history,
references, and background data.
RECORD SOURCE CATEGORIES:
Records in this system are provided
by VA police officer employees and
candidates, VA psychologists and
psychiatrists conducting psychological
evaluations, VA police chiefs and
supervisors, and human resource and
occupational health staff.
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To the extent that records contained
in the system include information
protected by The HIPAA Privacy Rule
and 38 U.S.C. 7332 that information
cannot be disclosed under a routine use
unless there is also specific disclosure
authority in both provisions.
1. To a Member of Congress or staff
acting upon the Member’s behalf when
the Member or staff requests the
information on behalf of, and at the
request of, the individual who is the
subject of the record.
2. Data Breach Response and
Remediation, for VA: To appropriate
agencies, entities, and persons when (a)
VA suspects or has confirmed that there
has been a breach of the system of
records; (b) VA has determined that as
a result of the suspected or confirmed
breach there is a risk of harm to
individuals, VA (including its
information systems, programs, and
operations), the Federal Government, or
national security; and (c) the disclosure
made to such agencies, entities, and
persons is reasonably necessary to assist
in connection with VA’s efforts to
respond to the suspected or confirmed
breach or to prevent, minimize, or
remedy such harm.
3. Data Breach Response and
Remediation, for Another Federal
Agency: To another Federal agency or
Federal entity, when VA determines
that information from this system of
records is reasonably necessary to assist
the recipient agency or entity in (a)
responding to a suspected or confirmed
breach or (b) preventing, minimizing, or
remedying the risk of harm to
individuals, the recipient agency or
entity (including its information
systems, programs, and operations), the
Federal Government, or national
security, resulting from a suspected or
confirmed breach.
4. Law Enforcement: To a Federal,
State, local, territorial, Tribal, or foreign
law enforcement authority or other
appropriate entity charged with the
responsibility of investigating or
prosecuting a violation or potential
violation of law, whether civil, criminal,
or regulatory in nature, or charged with
enforcing or implementing such law,
provided that the disclosure is limited
to information that, either alone or in
conjunction with other information,
indicates such a violation or potential
violation of law civil. The disclosure of
the names and addresses of Veterans
and their dependents from VA records
under this routine use must also comply
with the provisions of 38 U.S.C. 5701.
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59973
5. Department of Justice (DoJ),
Litigation, or Administrative
Proceeding: To DoJ, or in a proceeding
before a court, adjudicative body, or
other administrative body before which
VA is authorized to appear, when:
(a) VA or any component thereof;
(b) Any VA employee in his or her
official capacity;
(c) Any VA employee in his or her
individual capacity where DoJ has
agreed to represent the employee; or
(d) The United States, where VA
determines that litigation is likely to
affect the agency or any of its
components is a party to such
proceedings or has an interest in such
proceedings, and VA determines that
use of such records is relevant and
necessary to the proceedings.
6. Office of Management and Budget
(OMB): To OMB for the performance of
its statutory responsibilities for
evaluating Federal programs.
7. OMB: To OMB at any stage in the
legislative coordination and clearance
process in connection with private relief
legislation as set forth in OMB Circular
No. A–19.
8. National Archives and Records
Administration (NARA): To NARA in
records management inspections
conducted under 44 U.S.C. 2904 and
2906, or other functions authorized by
laws and policies governing NARA
operations and VA records management
responsibilities.
9. Equal Employment Opportunity
Commission (EEOC): To EEOC in
connection with investigations of
alleged or possible discriminatory
practices, examination of Federal
affirmative employment programs, or
other functions of the Commission as
authorized by law.
10. Federal Labor Relations Authority
(FLRA): To FLRA in connection with the
investigation and resolution of
allegations of unfair labor practices, the
resolution of exceptions to arbitration
awards when a question of material fact
is raised, matters before the Federal
Service Impasses Panel, and the
investigation of representation petitions
and the conduct or supervision of
representation elections.
11. Merit Systems Protection Board
(MSPB): To MSPB in connection with
appeals, special studies of the civil
service and other merit systems, review
of rules and regulations, investigation of
alleged or possible prohibited personnel
practices, and such other functions
promulgated in 5 U.S.C. 1205 and 1206,
or as authorized by law.
12. Health Care Providers, for Referral
by VA: To: (a) a Federal agency or a
health care provider when VA refers a
patient for medical and other health
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services, or authorizes a patient to
obtain such services and the
information is needed by the Federal
agency or health care provider to
perform the services; or (b) a Federal
agency or a health care provider under
the provisions of 38 U.S.C. 513, 7409,
8111, or 8153, when treatment is
rendered by VA under the terms of such
contract or agreement or the issuance of
an authorization, and the information is
needed for purposes of medical
treatment or follow-up, determination of
eligibility for benefits, or recovery by
VA of the costs of the treatment.
13. Health Care Providers, for Referral
to VA: To a non-VA health care provider
when that health care provider has
referred the individual to VA for
medical or other health services.
14. Covered Entities, for their Health
Care Operations: To a covered entity for
their health care operations, provided
that the entity either has or had a
relationship with the individual, and
the disclosure is for the purpose of:
(a) Conducting quality assessment and
improvement activities; patient safety
activities as defined in 42 CFR 3.20;
population-based activities relating to
improving health or reducing health
care costs, protocol development, case
management, and care coordination;
contacting of health care providers and
patients with information about
treatment alternatives; and related
functions that do not include treatment;
(b) Reviewing the competence or
qualifications of health care
professionals; evaluating practitioner
and provider performance, and health
plan performance; conducting training
programs for health care practitioners,
trainees, and students; training of nonhealth care professionals; accreditation,
certification, licensing, or credentialing
activities; or
(c) Health care fraud and abuse
detection or compliance.
15. Guardians, for Incompetent
Veterans: To a legal guardian who is
responsible for the care of the mentally
incompetent individual, provided that
information is about the incompetent
individual and only disclosed to the
extent necessary.
16. Agency-Appointed
Representatives, Regarding
Examinations: To the agency-appointed
representative of an employee including
all notices, determinations, decisions, or
other written communications issued to
the employee, in connection with an
examination ordered by the agency
under: (a) medical evaluation (formerly
Fitness for Duty) examinations
procedures, or (b) agency-filed disability
retirement procedures.
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17:57 Jul 23, 2024
Jkt 262001
17. Other Agencies, for Injury
Reporting: To a requesting agency,
organization, or individual including
the home address and other information
concerning those individuals who it is
reasonably believed might have
contracted an illness or been exposed to
or suffered from a health hazard while
employed in the Federal workforce.
18. Governmental Agencies, for VA
Hiring, Security Clearance, Contract,
License, Grant: To a Federal, State,
local, or other governmental agency
maintaining civil or criminal violation
records, or other pertinent information,
such as employment history,
background investigations, or personal
or educational background, to obtain
information relevant to VA’s hiring,
transfer, or retention of an employee,
issuance of a security clearance, letting
of a contract, or issuance of a license,
grant, or other benefit. The disclosure of
the names and addresses of veterans and
their dependents from VA records under
this routine use must also comply with
the provisions of 38 U.S.C. 5701.
19. Federal, State, Local Agencies, for
Workplace Health and Safety Matters:
To any Federal, State, or local
government agency, in response to its
request or at the initiation of the VA,
information relevant and necessary to
the lawful, statutory, administrative, or
investigatory purpose as it relates to the
conduct of job-related epidemiological
research or the assurance of compliance
with Federal, State, or local government
laws on health and safety in the work
environment.
20. State Licensing Board (SLB), for
Licensing: To a Federal agency, a State
or local government licensing board, the
Federation of State Medical Boards, or
a similar non-governmental entity that
maintains records concerning
individuals’ employment histories or
concerning the issuance, retention, or
revocation of licenses, certifications, or
registration necessary to practice an
occupation, profession, or specialty, to
inform such non-governmental entities
about the health care practices of a
terminated, resigned, or retired health
care employee whose professional
health care activity so significantly
failed to conform to generally accepted
standards of professional medical
practice as to raise reasonable concern
for the health and safety of patients in
the private sector or from another
Federal Agency. These records may also
be disclosed as part of an ongoing
computer matching program to
accomplish these purposes.
21. Licensing Investigators or
Supervisory Officials: To a State or local
government entity which has the legal
authority to make decisions concerning
PO 00000
Frm 00085
Fmt 4703
Sfmt 4703
the issuance, retention or revocation of
licenses, certifications or registrations
required to practice a health care
profession, when requested in writing
by an investigator or supervisory official
of the licensing entity for the purpose of
making a decision concerning the
issuance, retention or revocation of the
license, certification or registration of a
named health care professional.
22. National Practitioner Data Bank
(NPDB), for Hiring, Privileging: To the
NPDB at the time of hiring or clinical
privileging/re-privileging of health care
practitioners, and other times as deemed
necessary by VA, in order for VA to
obtain information relevant to a
Department decision concerning the
hiring, privileging/re-privileging,
retention, or termination of the
applicant or employee.
23. NPDB, SLB, for Medical
Malpractice: To the NPDB or a SLB in
the State in which a practitioner is
licensed, in which the VA facility is
located, or in which an act or omission
occurred upon which a medical
malpractice claim was based when VA
reports information concerning: (a) any
payment for the benefit of a physician,
dentist, or other licensed health care
practitioner that was made as the result
of a settlement or judgment of a claim
of medical malpractice, if an
appropriate determination is made in
accordance with Department policy that
payment was related to substandard
care, professional incompetence, or
professional misconduct on the part of
the individual; (b) a final decision that
relates to possible incompetence or
improper professional conduct that
adversely affects the clinical privileges
of a physician or dentist for a period
longer than 30 days; or (c) the
acceptance of the surrender of clinical
privileges or any restriction of such
privileges by a physician or dentist,
either while under investigation by the
health care entity relating to possible
incompetence or improper professional
conduct, or in return for not conducting
such an investigation or proceeding.
These records may also be disclosed as
part of a computer matching program to
accomplish these purposes.
24. Health and Wellness Program
Evaluation: To third parties under
contract with the agency to conduct
evaluations of health and wellness
programs.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
These records are maintained in paper
folders and electronic storage media in
VA Information Technology systems.
E:\FR\FM\24JYN1.SGM
24JYN1
Federal Register / Vol. 89, No. 142 / Wednesday, July 24, 2024 / Notices
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Records are retrieved by the employee
or applicant name, the last four of their
social security number, date of
evaluation, or by any combination of
these identifiers.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Records in this system are retained
and disposed of in accordance with the
schedule approved by the Archivist of
the United States, VHA Records Control
Schedule 10–1, Item 6400.3.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
1. On an annual basis, employees are
required to sign a computer access
agreement acknowledging their
understanding of confidentiality
requirements. In addition, all employees
receive annual privacy awareness and
information security training.
2. Access to electronic records is
deactivated when no longer required for
official duties. Recurring monitors are in
place to ensure compliance with
nationally and locally established
security measures.
3. Strict control measures are enforced
to ensure that access to and disclosure
from all records are limited to VA and
the employees whose official duties
warrant access to those files.
RECORD ACCESS PROCEDURES:
ddrumheller on DSK120RN23PROD with NOTICES1
Individuals seeking information on
the existence and content of records in
this system pertaining to them should
contact the system manager in writing
as indicated above or inquire in person
at the VA health care facility where
services were provided. A request for
access to records must contain the
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17:57 Jul 23, 2024
Jkt 262001
requester’s full name, address,
telephone number, be signed by the
requester, and describe the records
sought in sufficient detail to enable VA
personnel to locate them with a
reasonable amount of effort.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest or
amend records in this system pertaining
to them should contact the system
manager in writing as indicated above,
or may visit the applicable VA facility.
A request to contest or amend records
must state clearly and concisely what
record is being contested, the reasons
for contesting it, and the proposed
amendment to the record.
NOTIFICATION PROCEDURES:
Generalized notice is provided by the
publication of this notice. For specific
notice, see Record Access Procedure,
above.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
Under title 5 U.S.C. 552a(k)(6), the
head of any agency may exempt any
system of records within the agency
from certain provisions of the Privacy
Act of 1974, if the system of records is
testing or examination material used
solely to determine police officers
qualifications for appointment or fitness
for duty in the Federal service, the
disclosure of which would compromise
the objectivity or fairness of the testing
or examination process. The Law
Enforcement Officer Evaluation records
within this system of records are
considered examination material used
to determine if an individual has the
qualifications to become a VA police
officer. The function of the VA Police
Service is to provide for the
PO 00000
Frm 00086
Fmt 4703
Sfmt 9990
59975
maintenance of law and order and the
protection of persons and property on
Department property, and having
qualified individuals is critical to this
function. This system of records has
been created to collect testing and
examination materials used to
determine qualifications for VA police
officers’ fitness for service within VA.
Based upon the foregoing, the VA
Secretary has exempted this system of
records, to the extent that it
encompasses information pertaining to
testing or examination material used
solely to determine qualifications for
appointment or fitness for duty in the
Federal service from the following
provisions of the Privacy Act of 1974, as
permitted by 5 U.S.C. 552a(k); 5 U.S.C.
552a(c)(3); 5 U.S.C. 552a(d)(1) through
(d)(4); 5 U.S.C. 552a(e)(1); 5 U.S.C.
552a(e)(4)(G), (H) and (I); and 5 U.S.C.
552a(f).
Reasons for exemptions: The
exemption of information and material
in this system of records is necessary to
assist in the accomplishment of the law
enforcement functions of the VA Police
Service by ensuring qualified
individuals are determined fit for duty
and selected as VA Police Officer.
Sharing the testing and examinations
materials and records with individuals
seeking a position with the VA Police
Service would compromise the
examination process and undermine
VA’s ability to ensure qualified
individuals are determine fit for service
within the VA Police Service.
HISTORY:
None.
[FR Doc. 2024–16267 Filed 7–23–24; 8:45 a.m.]
BILLING CODE 8320–01–P
E:\FR\FM\24JYN1.SGM
24JYN1
Agencies
[Federal Register Volume 89, Number 142 (Wednesday, July 24, 2024)]
[Notices]
[Pages 59970-59975]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-16267]
=======================================================================
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DEPARTMENT OF VETERANS AFFAIRS
Privacy Act of 1974; System of Records
AGENCY: Office of Mental Health (OMH), Department of Veterans Affairs
(VA).
ACTION: Notice of a new system of records.
-----------------------------------------------------------------------
SUMMARY: Pursuant to the Privacy Act of 1974, notice is hereby given
that VA is establishing a new system of records titled, ``Law
Enforcement Officer Evaluations (LEO Evals)--VA'' (216VA10). This
system will be used to assist with the occupational placements of VA
police officer candidates and officers undergoing psychological
evaluations for hire and annually thereafter. Psychological
evaluations, testing, and notes will contain data to assess the
applicant's or employee's psychological fitness to meet the functional
requirements of a VA police officer position.
DATES: Comments on this new system of records must be received no later
than August 23, 2024. If no public comment is received during the
period allowed for comment or unless otherwise published in the Federal
Register by
[[Page 59971]]
VA, the new system of records will become effective a minimum of 30
days after date of publication in the Federal Register. If VA receives
public comments, VA shall review the comments to determine whether any
changes to the notice are necessary.
ADDRESSES: Comments may be submitted through www.Regulations.gov or
mailed to VA Privacy Service, 810 Vermont Avenue NW, (005X6F),
Washington, DC 20420. Comments should indicate that they are submitted
in response to ``Law Enforcement Officer Evaluations (LEO Evals)--VA
(216VA10)''. Comments received will be available at www.Regulations.gov
for public viewing, inspection or copies.
FOR FURTHER INFORMATION CONTACT: Stephania Griffin, Veterans Health
Administration (VHA) Chief Privacy Officer, Department of Veterans
Affairs, 810 Vermont Avenue NW, (105HIG), Washington, DC 20420,
[email protected], telephone number 704-245-2492 (Note: This is
not a toll-free number).
SUPPLEMENTARY INFORMATION:
I. Description of Proposed Systems of Records
This system of records is used to assist with occupational
placements VA police officer candidates and officers undergoing
psychological evaluations for hire and annually thereafter.
Psychological evaluations, testing, and notes will contain data to
assess the applicant's or employee's psychological fitness to meet the
functional requirements of a VA police officer position. VA Handbook
0730, Security and Law Enforcement, appendix A, dated August 11, 2000,
describes the medical standards for VA police officer applicants and
incumbents. VA Handbook 0730 states that the VA police officers must
possess emotional and mental stability. These guidelines are consistent
with VA Handbook 0720, Procedures to Arm Department of Veterans Affairs
Police, dated January 24, 2000. These standards are based on 5 CFR
339.301.
II. Proposed Routine Use Disclosures of Data in the System
VA is proposing the following routine use disclosures of
information maintained in the system.
1. To a Member of Congress or staff acting upon the Member's behalf
when the Member or staff requests the information on behalf of, and at
the request of, the individual who is the subject of the record.
2. Data Breach Response and Remediation, for VA: To appropriate
agencies, entities, and persons when (a) VA suspects or has confirmed
that there has been a breach of the system of records; (b) VA has
determined that as a result of the suspected or confirmed breach there
is a risk of harm to individuals, VA (including its information
systems, programs, and operations), the Federal Government, or national
security; and (c) the disclosure made to such agencies, entities, and
persons is reasonably necessary to assist in connection with VA's
efforts to respond to the suspected or confirmed breach or to prevent,
minimize, or remedy such harm.
3. Data Breach Response and Remediation, for Another Federal
Agency: To another Federal agency or Federal entity, when VA determines
that information from this system of records is reasonably necessary to
assist the recipient agency or entity in (a) responding to a suspected
or confirmed breach or (b) preventing, minimizing, or remedying the
risk of harm to individuals, the recipient agency or entity (including
its information systems, programs, and operations), the Federal
Government, or national security, resulting from a suspected or
confirmed breach.
4. Law Enforcement: To a Federal, State, local, territorial,
Tribal, or foreign law enforcement authority or other appropriate
entity charged with the responsibility of investigating or prosecuting
a violation or potential violation of law, whether civil, criminal, or
regulatory in nature, or charged with enforcing or implementing such
law, provided that the disclosure is limited to information that,
either alone or in conjunction with other information, indicates such a
violation or potential violation of law civil. The disclosure of the
names and addresses of Veterans and their dependents from VA records
under this routine use must also comply with the provisions of 38
U.S.C. 5701.
5. Department of Justice (DoJ), Litigation, or Administrative
Proceeding: To DoJ, or in a proceeding before a court, adjudicative
body, or other administrative body before which VA is authorized to
appear, when:
(a) VA or any component thereof;
(b) Any VA employee in his or her official capacity;
(c) Any VA employee in his or her individual capacity where DoJ has
agreed to represent the employee; or
(d) The United States, where VA determines that litigation is
likely to affect the agency or any of its components is a party to such
proceedings or has an interest in such proceedings, and VA determines
that use of such records is relevant and necessary to the proceedings.
6. Office of Management and Budget (OMB): To OMB for the
performance of its statutory responsibilities for evaluating Federal
programs.
7. OMB: To OMB at any stage in the legislative coordination and
clearance process in connection with private relief legislation as set
forth in OMB Circular No. A-19.
8. National Archives and Records Administration (NARA): To NARA in
records management inspections conducted under 44 U.S.C. 2904 and 2906,
or other functions authorized by laws and policies governing NARA
operations and VA records management responsibilities.
9. Equal Employment Opportunity Commission (EEOC): To EEOC in
connection with investigations of alleged or possible discriminatory
practices, examination of Federal affirmative employment programs, or
other functions of the Commission as authorized by law.
10. Federal Labor Relations Authority (FLRA): To FLRA in connection
with the investigation and resolution of allegations of unfair labor
practices, the resolution of exceptions to arbitration awards when a
question of material fact is raised, matters before the Federal Service
Impasses Panel, and the investigation of representation petitions and
the conduct or supervision of representation elections.
11. Merit Systems Protection Board (MSPB): To MSPB in connection
with appeals, special studies of the civil service and other merit
systems, review of rules and regulations, investigation of alleged or
possible prohibited personnel practices, and such other functions
promulgated in 5 U.S.C. 1205 and 1206, or as authorized by law.
12. Health Care Providers, for Referral by VA: To: (a) a Federal
agency or a health care provider when VA refers a patient for medical
and other health services, or authorizes a patient to obtain such
services and the information is needed by the Federal agency or health
care provider to perform the services; or (b) a Federal agency or a
health care provider under the provisions of 38 U.S.C. 513, 7409, 8111,
or 8153, when treatment is rendered by VA under the terms of such
contract or agreement or the issuance of an authorization, and the
information is needed for purposes of medical treatment or follow-up,
determination of eligibility for benefits, or recovery by VA of the
costs of the treatment.
13. Health Care Providers, for Referral to VA: To a non-VA health
care provider when that health care provider has
[[Page 59972]]
referred the individual to VA for medical or other health services.
14. Covered Entities, for their Health Care Operations: To a
covered entity for their health care operations, provided that the
entity either has or had a relationship with the individual, and the
disclosure is for the purpose of:
(a) Conducting quality assessment and improvement activities;
patient safety activities as defined in 42 CFR 3.20; population-based
activities relating to improving health or reducing health care costs,
protocol development, case management, and care coordination;
contacting of health care providers and patients with information about
treatment alternatives; and related functions that do not include
treatment;
(b) Reviewing the competence or qualifications of health care
professionals; evaluating practitioner and provider performance, and
health plan performance; conducting training programs for health care
practitioners, trainees, and students; training of non-health care
professionals; accreditation, certification, licensing, or
credentialing activities; or
(c) Health care fraud and abuse detection or compliance.
15. Guardians, for Incompetent Veterans: To a legal guardian who is
responsible for the care of the mentally incompetent individual,
provided that information is about the incompetent individual and only
disclosed to the extent necessary.
16. Agency-Appointed Representatives, Regarding Examinations: To
the agency-appointed representative of an employee including all
notices, determinations, decisions, or other written communications
issued to the employee, in connection with an examination ordered by
the agency under: (a) medical evaluation (formerly Fitness for Duty)
examinations procedures, or (b) agency-filed disability retirement
procedures.
17. Other Agencies, for Injury Reporting: To a requesting agency,
organization, or individual including the home address and other
information concerning those individuals who it is reasonably believed
might have contracted an illness or been exposed to or suffered from a
health hazard while employed in the Federal workforce.
18. Governmental Agencies, for VA Hiring, Security Clearance,
Contract, License, Grant: To a Federal, State, local, or other
governmental agency maintaining civil or criminal violation records, or
other pertinent information, such as employment history, background
investigations, or personal or educational background, to obtain
information relevant to VA's hiring, transfer, or retention of an
employee, issuance of a security clearance, letting of a contract, or
issuance of a license, grant, or other benefit. The disclosure of the
names and addresses of veterans and their dependents from VA records
under this routine use must also comply with the provisions of 38
U.S.C. 5701.
19. Federal, State, Local Agencies, for Workplace Health and Safety
Matters: To any Federal, State, or local government agency, in response
to its request or at the initiation of the VA, information relevant and
necessary to the lawful, statutory, administrative, or investigatory
purpose as it relates to the conduct of job-related epidemiological
research or the assurance of compliance with Federal, State, or local
government laws on health and safety in the work environment.
20. State Licensing Board (SLB), for Licensing: To a Federal
agency, a State or local government licensing board, the Federation of
State Medical Boards, or a similar non-governmental entity that
maintains records concerning individuals' employment histories or
concerning the issuance, retention, or revocation of licenses,
certifications, or registration necessary to practice an occupation,
profession, or specialty, to inform such non-governmental entities
about the health care practices of a terminated, resigned, or retired
health care employee whose professional health care activity so
significantly failed to conform to generally accepted standards of
professional medical practice as to raise reasonable concern for the
health and safety of patients in the private sector or from another
Federal Agency. These records may also be disclosed as part of an
ongoing computer matching program to accomplish these purposes.
21. Licensing Investigators or Supervisory Officials: To a State or
local government entity which has the legal authority to make decisions
concerning the issuance, retention or revocation of licenses,
certifications or registrations required to practice a health care
profession, when requested in writing by an investigator or supervisory
official of the licensing entity for the purpose of making a decision
concerning the issuance, retention or revocation of the license,
certification or registration of a named health care professional.
22. National Practitioner Data Bank (NPDB), for Hiring,
Privileging: To the NPDB at the time of hiring or clinical privileging/
re-privileging of health care practitioners, and other times as deemed
necessary by VA, in order for VA to obtain information relevant to a
Department decision concerning the hiring, privileging/re-privileging,
retention, or termination of the applicant or employee.
23. NPDB, SLB, for Medical Malpractice: To the NPDB or a SLB in the
State in which a practitioner is licensed, in which the VA facility is
located, or in which an act or omission occurred upon which a medical
malpractice claim was based when VA reports information concerning: (a)
any payment for the benefit of a physician, dentist, or other licensed
health care practitioner that was made as the result of a settlement or
judgment of a claim of medical malpractice, if an appropriate
determination is made in accordance with Department policy that payment
was related to substandard care, professional incompetence, or
professional misconduct on the part of the individual; (b) a final
decision that relates to possible incompetence or improper professional
conduct that adversely affects the clinical privileges of a physician
or dentist for a period longer than 30 days; or (c) the acceptance of
the surrender of clinical privileges or any restriction of such
privileges by a physician or dentist, either while under investigation
by the health care entity relating to possible incompetence or improper
professional conduct, or in return for not conducting such an
investigation or proceeding. These records may also be disclosed as
part of a computer matching program to accomplish these purposes.
24. Health and Wellness Program Evaluation: To third parties under
contract with the agency to conduct evaluations of health and wellness
programs.
Signing Authority
The Senior Agency Official for Privacy, or designee, approved this
document and authorized the undersigned to sign and submit the document
to the Office of the Federal Register for publication electronically as
an official document of the Department of Veterans Affairs. Kurt D.
DelBene, Assistant Secretary for Information and Technology and Chief
Information Officer, approved this document on June 14, 2024 for
publication.
Dated: July 19, 2024.
Amy L. Rose,
Government Information Specialist, VA Privacy Service, Office of
Compliance, Risk and Remediation, Office of Information and Technology,
Department of Veterans Affairs.
SYSTEM NAME AND NUMBER:
``Law Enforcement Officer Evaluations (LEO Evals--VA'' (216VA10).
[[Page 59973]]
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
These records are the responsibility of the Office of Mental Health
(OMH), Veterans Health Administration (VHA), Department of Veterans
Affairs (VA). The OMH is located at 810 Vermont Avenue NW, (11MH),
Washington, DC 20420. Records are maintained at VA health care
facilities. Addresses are listed in VA Appendix 1 of the biennial
publication of the VA Privacy Act Issuances.
SYSTEM MANAGER(S):
Christopher Loftis, Ph.D., National Mental Health Director, Office
of Mental Health, 810 Vermont Avenue NW, Washington, DC 20420,
[email protected], telephone number 202-461-0420 (Note: This
is not a toll-free number).
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
VA Handbook 0730; VA Handbook 0720; 5 CFR 339.301.
PURPOSE(S) OF THE SYSTEM:
Records in this system will be used to assist with occupational
placements of VA police officer candidates and officers undergoing
psychological evaluations for hire and annually thereafter.
Psychological evaluations, testing, and notes will contain data to
assess the applicant's or employee's psychological fitness to meet the
functional requirements of a VA police officer position.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
The records in the system are on VA police officer employees and
applicants.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records include demographic information such as name, address,
phone number, email address, and the last four of the applicant/
employee social security number. Records will also contain information
regarding the psychological suitability to meet the functional
requirements of the VA police officer position requirements, to include
test data, interview notes, screening measures, behavioral history,
references, and background data.
RECORD SOURCE CATEGORIES:
Records in this system are provided by VA police officer employees
and candidates, VA psychologists and psychiatrists conducting
psychological evaluations, VA police chiefs and supervisors, and human
resource and occupational health staff.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
To the extent that records contained in the system include
information protected by The HIPAA Privacy Rule and 38 U.S.C. 7332 that
information cannot be disclosed under a routine use unless there is
also specific disclosure authority in both provisions.
1. To a Member of Congress or staff acting upon the Member's behalf
when the Member or staff requests the information on behalf of, and at
the request of, the individual who is the subject of the record.
2. Data Breach Response and Remediation, for VA: To appropriate
agencies, entities, and persons when (a) VA suspects or has confirmed
that there has been a breach of the system of records; (b) VA has
determined that as a result of the suspected or confirmed breach there
is a risk of harm to individuals, VA (including its information
systems, programs, and operations), the Federal Government, or national
security; and (c) the disclosure made to such agencies, entities, and
persons is reasonably necessary to assist in connection with VA's
efforts to respond to the suspected or confirmed breach or to prevent,
minimize, or remedy such harm.
3. Data Breach Response and Remediation, for Another Federal
Agency: To another Federal agency or Federal entity, when VA determines
that information from this system of records is reasonably necessary to
assist the recipient agency or entity in (a) responding to a suspected
or confirmed breach or (b) preventing, minimizing, or remedying the
risk of harm to individuals, the recipient agency or entity (including
its information systems, programs, and operations), the Federal
Government, or national security, resulting from a suspected or
confirmed breach.
4. Law Enforcement: To a Federal, State, local, territorial,
Tribal, or foreign law enforcement authority or other appropriate
entity charged with the responsibility of investigating or prosecuting
a violation or potential violation of law, whether civil, criminal, or
regulatory in nature, or charged with enforcing or implementing such
law, provided that the disclosure is limited to information that,
either alone or in conjunction with other information, indicates such a
violation or potential violation of law civil. The disclosure of the
names and addresses of Veterans and their dependents from VA records
under this routine use must also comply with the provisions of 38
U.S.C. 5701.
5. Department of Justice (DoJ), Litigation, or Administrative
Proceeding: To DoJ, or in a proceeding before a court, adjudicative
body, or other administrative body before which VA is authorized to
appear, when:
(a) VA or any component thereof;
(b) Any VA employee in his or her official capacity;
(c) Any VA employee in his or her individual capacity where DoJ has
agreed to represent the employee; or
(d) The United States, where VA determines that litigation is
likely to affect the agency or any of its components is a party to such
proceedings or has an interest in such proceedings, and VA determines
that use of such records is relevant and necessary to the proceedings.
6. Office of Management and Budget (OMB): To OMB for the
performance of its statutory responsibilities for evaluating Federal
programs.
7. OMB: To OMB at any stage in the legislative coordination and
clearance process in connection with private relief legislation as set
forth in OMB Circular No. A-19.
8. National Archives and Records Administration (NARA): To NARA in
records management inspections conducted under 44 U.S.C. 2904 and 2906,
or other functions authorized by laws and policies governing NARA
operations and VA records management responsibilities.
9. Equal Employment Opportunity Commission (EEOC): To EEOC in
connection with investigations of alleged or possible discriminatory
practices, examination of Federal affirmative employment programs, or
other functions of the Commission as authorized by law.
10. Federal Labor Relations Authority (FLRA): To FLRA in connection
with the investigation and resolution of allegations of unfair labor
practices, the resolution of exceptions to arbitration awards when a
question of material fact is raised, matters before the Federal Service
Impasses Panel, and the investigation of representation petitions and
the conduct or supervision of representation elections.
11. Merit Systems Protection Board (MSPB): To MSPB in connection
with appeals, special studies of the civil service and other merit
systems, review of rules and regulations, investigation of alleged or
possible prohibited personnel practices, and such other functions
promulgated in 5 U.S.C. 1205 and 1206, or as authorized by law.
12. Health Care Providers, for Referral by VA: To: (a) a Federal
agency or a health care provider when VA refers a patient for medical
and other health
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services, or authorizes a patient to obtain such services and the
information is needed by the Federal agency or health care provider to
perform the services; or (b) a Federal agency or a health care provider
under the provisions of 38 U.S.C. 513, 7409, 8111, or 8153, when
treatment is rendered by VA under the terms of such contract or
agreement or the issuance of an authorization, and the information is
needed for purposes of medical treatment or follow-up, determination of
eligibility for benefits, or recovery by VA of the costs of the
treatment.
13. Health Care Providers, for Referral to VA: To a non-VA health
care provider when that health care provider has referred the
individual to VA for medical or other health services.
14. Covered Entities, for their Health Care Operations: To a
covered entity for their health care operations, provided that the
entity either has or had a relationship with the individual, and the
disclosure is for the purpose of:
(a) Conducting quality assessment and improvement activities;
patient safety activities as defined in 42 CFR 3.20; population-based
activities relating to improving health or reducing health care costs,
protocol development, case management, and care coordination;
contacting of health care providers and patients with information about
treatment alternatives; and related functions that do not include
treatment;
(b) Reviewing the competence or qualifications of health care
professionals; evaluating practitioner and provider performance, and
health plan performance; conducting training programs for health care
practitioners, trainees, and students; training of non-health care
professionals; accreditation, certification, licensing, or
credentialing activities; or
(c) Health care fraud and abuse detection or compliance.
15. Guardians, for Incompetent Veterans: To a legal guardian who is
responsible for the care of the mentally incompetent individual,
provided that information is about the incompetent individual and only
disclosed to the extent necessary.
16. Agency-Appointed Representatives, Regarding Examinations: To
the agency-appointed representative of an employee including all
notices, determinations, decisions, or other written communications
issued to the employee, in connection with an examination ordered by
the agency under: (a) medical evaluation (formerly Fitness for Duty)
examinations procedures, or (b) agency-filed disability retirement
procedures.
17. Other Agencies, for Injury Reporting: To a requesting agency,
organization, or individual including the home address and other
information concerning those individuals who it is reasonably believed
might have contracted an illness or been exposed to or suffered from a
health hazard while employed in the Federal workforce.
18. Governmental Agencies, for VA Hiring, Security Clearance,
Contract, License, Grant: To a Federal, State, local, or other
governmental agency maintaining civil or criminal violation records, or
other pertinent information, such as employment history, background
investigations, or personal or educational background, to obtain
information relevant to VA's hiring, transfer, or retention of an
employee, issuance of a security clearance, letting of a contract, or
issuance of a license, grant, or other benefit. The disclosure of the
names and addresses of veterans and their dependents from VA records
under this routine use must also comply with the provisions of 38
U.S.C. 5701.
19. Federal, State, Local Agencies, for Workplace Health and Safety
Matters: To any Federal, State, or local government agency, in response
to its request or at the initiation of the VA, information relevant and
necessary to the lawful, statutory, administrative, or investigatory
purpose as it relates to the conduct of job-related epidemiological
research or the assurance of compliance with Federal, State, or local
government laws on health and safety in the work environment.
20. State Licensing Board (SLB), for Licensing: To a Federal
agency, a State or local government licensing board, the Federation of
State Medical Boards, or a similar non-governmental entity that
maintains records concerning individuals' employment histories or
concerning the issuance, retention, or revocation of licenses,
certifications, or registration necessary to practice an occupation,
profession, or specialty, to inform such non-governmental entities
about the health care practices of a terminated, resigned, or retired
health care employee whose professional health care activity so
significantly failed to conform to generally accepted standards of
professional medical practice as to raise reasonable concern for the
health and safety of patients in the private sector or from another
Federal Agency. These records may also be disclosed as part of an
ongoing computer matching program to accomplish these purposes.
21. Licensing Investigators or Supervisory Officials: To a State or
local government entity which has the legal authority to make decisions
concerning the issuance, retention or revocation of licenses,
certifications or registrations required to practice a health care
profession, when requested in writing by an investigator or supervisory
official of the licensing entity for the purpose of making a decision
concerning the issuance, retention or revocation of the license,
certification or registration of a named health care professional.
22. National Practitioner Data Bank (NPDB), for Hiring,
Privileging: To the NPDB at the time of hiring or clinical privileging/
re-privileging of health care practitioners, and other times as deemed
necessary by VA, in order for VA to obtain information relevant to a
Department decision concerning the hiring, privileging/re-privileging,
retention, or termination of the applicant or employee.
23. NPDB, SLB, for Medical Malpractice: To the NPDB or a SLB in the
State in which a practitioner is licensed, in which the VA facility is
located, or in which an act or omission occurred upon which a medical
malpractice claim was based when VA reports information concerning: (a)
any payment for the benefit of a physician, dentist, or other licensed
health care practitioner that was made as the result of a settlement or
judgment of a claim of medical malpractice, if an appropriate
determination is made in accordance with Department policy that payment
was related to substandard care, professional incompetence, or
professional misconduct on the part of the individual; (b) a final
decision that relates to possible incompetence or improper professional
conduct that adversely affects the clinical privileges of a physician
or dentist for a period longer than 30 days; or (c) the acceptance of
the surrender of clinical privileges or any restriction of such
privileges by a physician or dentist, either while under investigation
by the health care entity relating to possible incompetence or improper
professional conduct, or in return for not conducting such an
investigation or proceeding. These records may also be disclosed as
part of a computer matching program to accomplish these purposes.
24. Health and Wellness Program Evaluation: To third parties under
contract with the agency to conduct evaluations of health and wellness
programs.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
These records are maintained in paper folders and electronic
storage media in VA Information Technology systems.
[[Page 59975]]
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records are retrieved by the employee or applicant name, the last
four of their social security number, date of evaluation, or by any
combination of these identifiers.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records in this system are retained and disposed of in accordance
with the schedule approved by the Archivist of the United States, VHA
Records Control Schedule 10-1, Item 6400.3.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
1. On an annual basis, employees are required to sign a computer
access agreement acknowledging their understanding of confidentiality
requirements. In addition, all employees receive annual privacy
awareness and information security training.
2. Access to electronic records is deactivated when no longer
required for official duties. Recurring monitors are in place to ensure
compliance with nationally and locally established security measures.
3. Strict control measures are enforced to ensure that access to
and disclosure from all records are limited to VA and the employees
whose official duties warrant access to those files.
RECORD ACCESS PROCEDURES:
Individuals seeking information on the existence and content of
records in this system pertaining to them should contact the system
manager in writing as indicated above or inquire in person at the VA
health care facility where services were provided. A request for access
to records must contain the requester's full name, address, telephone
number, be signed by the requester, and describe the records sought in
sufficient detail to enable VA personnel to locate them with a
reasonable amount of effort.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest or amend records in this system
pertaining to them should contact the system manager in writing as
indicated above, or may visit the applicable VA facility. A request to
contest or amend records must state clearly and concisely what record
is being contested, the reasons for contesting it, and the proposed
amendment to the record.
NOTIFICATION PROCEDURES:
Generalized notice is provided by the publication of this notice.
For specific notice, see Record Access Procedure, above.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
Under title 5 U.S.C. 552a(k)(6), the head of any agency may exempt
any system of records within the agency from certain provisions of the
Privacy Act of 1974, if the system of records is testing or examination
material used solely to determine police officers qualifications for
appointment or fitness for duty in the Federal service, the disclosure
of which would compromise the objectivity or fairness of the testing or
examination process. The Law Enforcement Officer Evaluation records
within this system of records are considered examination material used
to determine if an individual has the qualifications to become a VA
police officer. The function of the VA Police Service is to provide for
the maintenance of law and order and the protection of persons and
property on Department property, and having qualified individuals is
critical to this function. This system of records has been created to
collect testing and examination materials used to determine
qualifications for VA police officers' fitness for service within VA.
Based upon the foregoing, the VA Secretary has exempted this system
of records, to the extent that it encompasses information pertaining to
testing or examination material used solely to determine qualifications
for appointment or fitness for duty in the Federal service from the
following provisions of the Privacy Act of 1974, as permitted by 5
U.S.C. 552a(k); 5 U.S.C. 552a(c)(3); 5 U.S.C. 552a(d)(1) through
(d)(4); 5 U.S.C. 552a(e)(1); 5 U.S.C. 552a(e)(4)(G), (H) and (I); and 5
U.S.C. 552a(f).
Reasons for exemptions: The exemption of information and material
in this system of records is necessary to assist in the accomplishment
of the law enforcement functions of the VA Police Service by ensuring
qualified individuals are determined fit for duty and selected as VA
Police Officer. Sharing the testing and examinations materials and
records with individuals seeking a position with the VA Police Service
would compromise the examination process and undermine VA's ability to
ensure qualified individuals are determine fit for service within the
VA Police Service.
HISTORY:
None.
[FR Doc. 2024-16267 Filed 7-23-24; 8:45 a.m.]
BILLING CODE 8320-01-P