Safety Advisory 2023-01; Evaluation of Policies and Procedures Related to the Use and Maintenance of Hot Bearing Wayside Detectors (Second Supplement), 58243-58245 [2024-15691]
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Federal Register / Vol. 89, No. 137 / Wednesday, July 17, 2024 / Notices
DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration
Safety Advisory 2023–01; Evaluation of
Policies and Procedures Related to the
Use and Maintenance of Hot Bearing
Wayside Detectors (Second
Supplement)
Federal Railroad
Administration (FRA), Department of
Transportation (DOT).
ACTION: Notice of Safety Advisory;
Notice No. 3.
AGENCY:
FRA is issuing this Second
Supplement to Safety Advisory 2023–01
to reiterate and expand upon the
recommendations in its previously
published Safety Advisories related to
hot bearing wayside detectors (HBDs).
This Safety Advisory reiterates FRA’s
previous recommendations in Safety
Advisory 2023–01 and its June 14, 2023
Supplement, and expands on the
recommendations to incorporate the
findings of FRA’s ongoing evaluations
by emphasizing: the importance of trend
analysis and the opportunity to integrate
wayside detector data types to evaluate
railcar health; the need to establish and
follow appropriate processes in
analyzing and responding to HBD data;
the need for railroads to ensure that
adequate staff are assigned to monitor
and respond to wayside detector data;
and the need for railroads to maximize
the use of HBD data, including sharing
wayside detector data between
railroads, as a train travels from one
railroad’s tracks to another railroad’s
track.
FOR FURTHER INFORMATION CONTACT: For
further information concerning this
Safety Advisory, please contact Karl
Alexy, Associate Administrator for
Railroad Safety and Chief Safety Officer,
Office of Railroad Safety, FRA, 1200
New Jersey Avenue SE, Washington, DC
20590, (202) 493–6282. Disclaimer: This
Safety Advisory is considered guidance
pursuant to DOT Order 2100.6A (June 7,
2021). Except when referencing laws,
regulations, policies, or orders, the
information in this Safety Advisory does
not have the force and effect of law and
is not meant to bind the public in any
way. This document revises and
expands upon the previously issued
guidance in Safety Advisory 2023–01
published on March 3, 2023 and the
first supplement to that Safety Advisory
published on June 14, 2023.
SUPPLEMENTARY INFORMATION:
ddrumheller on DSK120RN23PROD with NOTICES1
SUMMARY:
Background
On February 21, 2023, in response to
a series of rail accidents, including the
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19:21 Jul 16, 2024
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February 3, 2023, Norfolk Southern
Railway Company (NS) train derailment
in East Palestine, Ohio, U.S. DOT
Secretary Pete Buttigieg, while calling
on the freight rail industry and Congress
to take action to improve rail safety,
reiterated the Department’s commitment
to enhancing rail safety through specific
targeted actions.1 In addition to various
regulatory and other activities FRA
already had underway at the time of
Secretary Buttigieg’s announcement,
one of the actions announced included
a focused inspection program of routes
over which high-hazard flammable
trains (HHFTs) 2 and other trains
transporting large volumes of hazardous
materials travel (Route Assessment).
Subsequently, consistent with the
commitments in the Secretary’s call to
action and in response to continued
derailments and the death of an NS
worker, FRA launched a supplemental
safety assessment of NS and issued
multiple safety advisories and safety
bulletins,3 calling attention to the risks
FRA identified in recent accidents.
On March 3, 2023, FRA published
Safety Advisory 2023–01 (88 FR 13494)
and on June 14, 2023, FRA published a
Supplement to that Safety Advisory (88
FR 38933). Both Safety Advisory 2023–
01 and the June 14, 2023, Supplement
to that Safety Advisory recommended
that railroads take certain actions
relative to HBDs to enhance the
mechanical reliability of their rolling
stock and improve the overall safety of
railroad operations. Since publication of
those advisories, FRA has continued to
evaluate railroads use of HBDs and
investigate accidents relating to journal
bearings on railcars.
Additionally, FRA proposed a task
statement to the Rail Safety Advisory
Committee (RSAC) to lead the
development of best practices in the use
of wayside detectors that may include
recommendations to update existing
regulations and guidance, and/or
develop new regulations and guidance
1 See https://www.transportation.gov/briefingroom/us-department-transportation-fact-sheetsteps-forward-freight-rail-industry-safety.
2 An HHFT is ‘‘a single train transporting 20 or
more loaded tank cars of a Class 3 flammable liquid
in a continuous block or a single train carrying 35
or more loaded tank cars of a Class 3 flammable
liquid throughout the train consist.’’ 49 CFR 171.8.
3 https://railroads.dot.gov/elibrary/safetyadvisory-2023-01-evaluation-policies-andprocedures-related-use-and-maintenance-hot;
https://railroads.dot.gov/elibrary/safety-advisory2023-02-train-makeup-and-operational-safetyconcerns; https://railroads.dot.gov/elibrary/safetyadvisory-2023-03-accident-mitigation-and-trainlength; https://railroads.dot.gov/elibrary/safetybulletin-2023-01-switching-operation-accident;
https://railroads.dot.gov/sites/fra.dot.gov/files/
2023-03/Safety%20Bulletin%20202302%20%28031623%29.pdf.
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58243
regarding wayside detector equipment
and operations.
HHFT Route Assessment
As noted above, in March 2023, FRA
initiated the Route Assessment, a
nationwide comprehensive assessment
of the rail routes over which HHFTs and
other trains carrying large volumes of
hazardous materials are transported.
The Route Assessment included all FRA
technical safety disciplines (i.e.,
hazardous materials, track, signal and
train control, mechanical, operating
practices, and grade crossing). The
Route Assessment was designed to
evaluate the overall condition of the rail
infrastructure (including, but not
limited to, track, rolling stock, signal
systems, and other equipment that
affects or monitors the safety of rail
operations) and railroads’ compliance
with both FRA safety regulations and
the regulations of the Pipeline and
Hazardous Materials Safety
Administration.
FRA published the High-Hazard
Flammable Train Route Assessment &
Legacy Tank Car Focused Inspection
Program Summary Report on January
2024 (Summary Report).4 This
Summary Report identified areas where
improvements are needed in railroads’
practices, processes, and procedures
relating to the use of wayside detector
technology to help ensure effective use
of that technology. For example, FRA
found inconsistencies in railroads’
processes and procedures for handling
wayside detector data and
recommended railroads develop and
share with industry best practices
related to the inspection and
maintenance policies and procedures
relating to wayside detectors. Similarly,
FRA found that the lack of detector
data-sharing among railroads was
preventing individual railroads from
identifying trends in equipment
condition as equipment is interchanged
between railroads. The Summary Report
also highlighted the need for railroads to
ensure sufficient resources and
infrastructure are in place to effectively
process and communicate detector data
and alerts to all those involved in the
movement of trains.
Supplemental Safety Assessment of NS
On March 15, 2023, FRA initiated a
supplemental safety assessment of NS
(NS Assessment), with a specific focus
on safety culture and training, as well as
a deep dive into compliance with
selected regulations and the status of
4 Available at: https://railroads.dot.gov/sites/
fra.dot.gov/files/2024-01/HRA%20Final%20
Report_01.22.24.pdf.
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Federal Register / Vol. 89, No. 137 / Wednesday, July 17, 2024 / Notices
NS’s responses to FRA
recommendations resulting from FRA’s
2022 System Audit of the railroad.5 In
August 2023, FRA published its
findings resulting from the NS
Assessment 6 that included several areas
of concern relating to NS’s use of HBDs
and included recommendations to
improve the resiliency of NS’s processes
and procedures for monitoring and
responding to bearing health
information from the railroad’s system
of HBDs.7
RSAC Wayside Detector Working Group
On April 21, 2023, RSAC accepted
FRA’s proposed task statement related
to wayside detectors (RSAC Task No.
2023–01).8 The RSAC working group
charged with carrying out this task
includes representatives from railroads,
suppliers, and labor organizations. The
working group is analyzing current
railroad processes and procedures, as
well as current industry standards and
historical safety data. This ongoing
RSAC task is intended to lead to the
development of best practices in the use
of wayside detectors that may include
recommendations to update existing
regulations and guidance, and/or
develop new regulations and guidance
regarding wayside detector equipment
and operations. FRA anticipates that the
RSAC task will be completed by the end
of 2024.
ddrumheller on DSK120RN23PROD with NOTICES1
Analysis of Recent Accidents and Safety
Trends
Since publication of the first
supplement to Safety Advisory 2023–01
on June 14, 2023, five (5) FRAreportable accidents suspected to be
caused by or attributable to a burnt
journal bearing(s) have occurred.9 Of
these accidents, at least three might
have been prevented by improved
decision-making processes or analyses
using the HBD data. Further, despite
railroads reporting an increase in the
use of HBDs in recent years, the rate of
bearing related accidents (including
reportable and non-reportable accidents)
5 FRA Audit No. 2022–NS Special Audit –01–1
available at https://railroads.dot.gov/elibrary/fraaudit-report-norfolk-southern-railway-company.
6 https://railroads.dot.gov/about-fra/
communications/newsroom/press-releases/
supplemental-safety-assessment-norfolk-southern.
7 https://railroads.dot.gov/sites/fra.dot.gov/files/
2023-08/2023%20NS%20Safety%20
Culture%20Assessment_08.09.23.pdf.
8 https://rsac.fra.dot.gov/tasks.
9 The five derailments since publication of Safety
Advisory 2023–01 Supplement on June 14, 2023,
include the May 21, 2023, UP derailment in Mecca,
CA; the July 6, 2023, NS derailment in Elliston, VA;
the November 22, 2023, CSX derailment in
Livingston, KY; the February 10, 2024, CSX
derailment in Aurora, NC; and the February 17,
2024, CSX derailment in Pee Dee, SC.
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has remained relatively constant over
the years and shows no sign of
improvement.
Recommended Railroad Actions
In light of the above discussion and in
response to FRA’s ongoing investigation
of the derailment in East Palestine,
Ohio, FRA is supplementing the
recommendations included in Safety
Advisory 2023–01 and its June 14, 2023,
Supplement to expand upon
recommendations nos. 3 and 5 as well
as adding two additional
recommendations. For ease of reference,
FRA’s existing recommendations nos. 1
through 5 are reproduced below, with
changes to recommendations no. 3 and
no. 5 and including the new
recommendations nos. 6 and 7.
Accordingly, FRA recommends that
railroads take the following actions:
1. Review existing HBD system
inspection and maintenance policies
and procedures for compliance with
existing industry standards and
manufacturer recommendations for
HBDs.
2. Review existing procedures to train
and qualify personnel responsible for
installing, inspecting, and maintaining
HBDs to ensure they have the
appropriate knowledge and skills.
Railroads should also develop and
implement appropriate training on the
inspection and maintenance
requirements for HBDs and provide that
training at appropriate intervals to
ensure the required knowledge and skill
of inspection and maintenance
personnel. Further, railroads should
evaluate their training content and
training frequency to ensure any
employee who may be called upon to
evaluate a suspect bearing has the
necessary training, experience, and
qualifications. FRA also encourages
railroads to ensure these individuals are
available at all hours of operations
across a railroad’s network.
3. Review current HBD detector
trending logic and thresholds
considering recent derailments, and all
other relevant available data (including
data from any close calls or near
misses), to determine the adequacy of
the railroad’s current trend analysis and
thresholds levels. Thresholds should be
established for single measurement as
well as multiple measurements of
individual bearings to enable
temperature trend analysis. Railroads
should maximize the opportunity for
journal bearing trending and seek
opportunities to integrate wayside
detector data types to evaluate railcar
health and action critical issues,
including risks associated with burnt
journal bearings.
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4. Review current procedures
governing actions responding to HBD
alerts to ensure required actions are
commensurate with the risk of the
operation involved. With regard to
trains transporting any quantity of
hazardous materials, FRA recommends
railroads adopt the procedures outlined
in AAR’s OT–55 for key trains as an
initial measure.
5. Rigorously evaluate the resiliency
and accuracy of the overall process used
to monitor and act upon information
from wayside detectors, with specific
focus on steps and tasks that, if not
performed or performed incorrectly,
could mislead decision makers. The
process of monitoring, reporting,
inspecting, analyzing, and acting on
information from detectors includes
tasks that, if incorrectly executed, could
introduce risk. Railroads should also
evaluate each step and task performed
by railroad personnel to pinpoint any
HBD reporting failures to report
potential problems and implement
appropriate safeguards to minimize
their impact when monitoring,
analyzing, and responding to detector
information. For example, relating to the
May 10, 2023, NS derailment in New
Castle, PA referenced in the June 14,
2023, Supplement to Safety Advisory
2023–01, although the investigation is
still ongoing, FRA is probing the
communication and timing of the alarm
and alerts to both the locomotive,
wayside detector desk and the dispatch
center, and if there was a failure of the
railroad’s process that contributed to the
accident.
6. Ensure that desks for monitoring
wayside detector reports, advisories,
and alerts are staffed during all hours of
railroad operation, including back-up
personnel to ensure coverage when
personnel take breaks or step away from
the desk to perform other duties. All
personnel that monitor the desks should
be trained and knowledgeable in railcar
health and wayside detector
capabilities, capable of reviewing alerts
and trends and corresponding with train
crews regarding potential unsafe
conditions.
7. Maximize the use of HBD data, as
well as data from other types of wayside
detectors, sharing data between
railroads as a train travels from one
railroad’s tracks to another railroad’s
track, s including advising a receiving
railroad when a railcar has a trending
journal bearing or other potentially
unsafe conditions.
Conclusion
As noted in Safety Advisory 2023–01
and its June 14, 2023 Supplement, the
issues identified in this second
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Federal Register / Vol. 89, No. 137 / Wednesday, July 17, 2024 / Notices
supplement to Safety Advisory 2023–01
are indicators of a railroad’s safety
culture. Implementing procedures to
ensure safety and adequately train
personnel so that those procedures
become second nature, is vital. Equally
important is the commitment,
throughout a railroad’s organization, to
safety and empowerment of personnel
to live up to that commitment. Further,
railroads must work together to
maximize the use of wayside detector
data and information, sharing this
information openly to maximize safety.
FRA encourages railroads to take
actions consistent with Safety Advisory
2023–01, as originally published, as
supplemented, and as further amended
in this second supplemental notice, as
well as any other complementary
actions, to ensure the safety of rail
transportation. FRA may modify this
notice, issue additional safety
advisories, or take other actions
necessary to ensure the highest level of
safety on the Nation’s railroads,
including pursuing other corrective
measures under its authority.
Issued in Washington, DC.
Amitabha Bose,
Administrator.
[FR Doc. 2024–15691 Filed 7–16–24; 8:45 am]
BILLING CODE 4910–06–P
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
[Docket No. NHTSA–2024–0036]
Denial of Motor Vehicle Defect Petition,
DP24–002
National Highway Traffic
Safety Administration (NHTSA),
Department of Transportation.
ACTION: Denial of a petition for a defect
investigation.
AGENCY:
This notice sets forth the
reasons for the denial of a defect
petition, DP24–002, submitted by Ms.
Elizabeth Margulies (the Petitioner) to
NHTSA (the Agency) by a letter dated
February 15, 2024. The petition requests
that the Agency initiate a safety defect
investigation into loss of motive power
incidents attributed to vehicles
manufactured by Kia America, Inc. (Kia)
equipped with 3.3 L Lambda-II engines.
After conducting a technical review of
the petition and other information,
NHTSA’s Office of Defects Investigation
(ODI) has concluded that that the issues
raised by the petition do not warrant a
new defect investigation. Peer vehicles
ddrumheller on DSK120RN23PROD with NOTICES1
SUMMARY:
VerDate Sep<11>2014
19:21 Jul 16, 2024
Jkt 262001
equipped with the 3.3 L Lambda-II
engine are already being considered in
an open investigation into allegations of
loss of motive power for Model Year
(MY) 2016–2017 Kia Sorento vehicles
equipped with the same 3.3 L LambdaII engine. Accordingly, the Agency has
denied the petition as moot.
FOR FURTHER INFORMATION CONTACT:
David Engel, Vehicle Defect Division C,
Office of Defects Investigation, NHTSA,
1200 New Jersey Avenue SE,
Washington, DC, 20590. Telephone:
202–366–0385. Email: david.engel@
dot.gov.
SUPPLEMENTARY INFORMATION:
Introduction
Interested persons may petition
NHTSA requesting that the Agency
initiate an investigation to determine
whether a motor vehicle or an item of
replacement equipment does not
comply with an applicable motor
vehicle safety standard or contains a
defect that relates to motor vehicle
safety. 49 U.S.C. 30162(a)(2); 49 CFR
552.1. Upon receipt of a properly filed
petition, the Agency conducts a
technical review of the petition,
material submitted with the petition and
any additional information. 49 U.S.C.
30162(a)(2); 49 CFR 552.6. The technical
review may consist solely of a review of
information already in the possession of
the Agency or it may include the
collection of information from a motor
vehicle manufacturer and/or other
sources. After conducting the technical
review and considering appropriate
factors, which may include, but are not
limited to, the nature of the complaint,
allocation of Agency resources, Agency
priorities, the likelihood of uncovering
sufficient evidence to establish the
existence of a defect and the likelihood
of success in any necessary enforcement
litigation, the Agency will grant or deny
the petition. See 49 U.S.C. 30162(a)(2);
49 CFR 552.8.
Background Information
The Office of Defects Investigation
(ODI) received a petition dated February
15, 2024, requesting a defect
investigation into an alleged defect of
the 3.3L Lambda-II engine equipped in
Kia vehicles.1 The Petitioner owns a MY
1 The letter also included a request for rulemaking
with the stated goal of ensuring Kia vehicles
equipped with the engine at issue adhere to safety
standards that ‘‘effectively mitigate and rectify the
identified defect.’’ NHTSA interprets this request as
a part of the Petitioner’s request for a defect
investigation. The Vehicle Safety Act provides for
a petition to request that NHTSA ‘‘prescribe a motor
vehicle safety standard.’’ 49 U.S.C. 30162(a)(1); see
49 CFR 552.3(a). Federal Motor Vehicle Safety
PO 00000
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Fmt 4703
Sfmt 9990
58245
2016 Kia Sedona with a 3.3 L LambdaII engine and addresses concerns with
that vehicle, as well as others with that
same engine.
Summary of Petition
The petition cites allegations of a
sudden loss of motive power, often
resulting in an engine seizure. The stall
is preceded by a knocking sound,
sudden loss of all oil, and no warning
lights.
Office of Defects Investigation Analysis
On November 13, 2023, ODI opened
PE23–019 to address allegations of loss
of motive power, on the 3.3L V6
Lambda-II engine for MY 2016–2017 Kia
Sorento. Even though the failure
mechanism could be considered
different between DP24–001 and PE23–
019, the hazard at which it progresses is
the same. PE23–019 includes the MY
2016 Kia Sedona, the Petitioner’s
vehicle, as a peer vehicle. The
investigation addresses as peer vehicles
all MY 2014–2015 and 2018–2020 Kia
Sorento, 2014–2020 Kia Cadenza, and
2015–2021 Kia Sedona vehicles with 3.3
L engines manufactured for sale or lease
in the United States.
The investigation seeks to identify
any hazards associated with this failure
mode and will consider if the
allegations cited by the Petitioner
present a risk to vehicle safety. This
investigation includes quantifying the
severity and frequency of the alleged
loss of motive power in the peer
vehicles.
This investigation is ongoing and
addresses the potential safety-related
defect raised by the Petitioner. In view
of the open investigation, PE23–019,
ODI is denying the petition as moot. The
Agency will evaluate through PE23–019
if a safety-related defect exists.
Authority: 49 U.S.C. 30162(d) and 49
CFR part 522; delegation of authority at
49 CFR 1.95(a).2
Eileen Sullivan,
Associate Administrator for Enforcement.
[FR Doc. 2024–15642 Filed 7–16–24; 8:45 am]
BILLING CODE 4910–59–P
Standards (FMVSS) are requirements that apply to
new vehicles at the time of manufacture. See 49
U.S.C. 30111, 30115. The Petitioner is instead
requesting NHTSA take action with respect to an
alleged defect in vehicles already manufactured and
certified as compliant with the FMVSS. A defect
petition is the appropriate mechanism to address
the substance of Petitioner’s request.
2 The authority to determine whether to approve
or deny defect petitions under 49 U.S.C. 30162(d)
and 49 CFR part 552 has been further delegated to
the Associate Administrator for Enforcement.
E:\FR\FM\17JYN1.SGM
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Agencies
[Federal Register Volume 89, Number 137 (Wednesday, July 17, 2024)]
[Notices]
[Pages 58243-58245]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-15691]
[[Page 58243]]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration
Safety Advisory 2023-01; Evaluation of Policies and Procedures
Related to the Use and Maintenance of Hot Bearing Wayside Detectors
(Second Supplement)
AGENCY: Federal Railroad Administration (FRA), Department of
Transportation (DOT).
ACTION: Notice of Safety Advisory; Notice No. 3.
-----------------------------------------------------------------------
SUMMARY: FRA is issuing this Second Supplement to Safety Advisory 2023-
01 to reiterate and expand upon the recommendations in its previously
published Safety Advisories related to hot bearing wayside detectors
(HBDs). This Safety Advisory reiterates FRA's previous recommendations
in Safety Advisory 2023-01 and its June 14, 2023 Supplement, and
expands on the recommendations to incorporate the findings of FRA's
ongoing evaluations by emphasizing: the importance of trend analysis
and the opportunity to integrate wayside detector data types to
evaluate railcar health; the need to establish and follow appropriate
processes in analyzing and responding to HBD data; the need for
railroads to ensure that adequate staff are assigned to monitor and
respond to wayside detector data; and the need for railroads to
maximize the use of HBD data, including sharing wayside detector data
between railroads, as a train travels from one railroad's tracks to
another railroad's track.
FOR FURTHER INFORMATION CONTACT: For further information concerning
this Safety Advisory, please contact Karl Alexy, Associate
Administrator for Railroad Safety and Chief Safety Officer, Office of
Railroad Safety, FRA, 1200 New Jersey Avenue SE, Washington, DC 20590,
(202) 493-6282. Disclaimer: This Safety Advisory is considered guidance
pursuant to DOT Order 2100.6A (June 7, 2021). Except when referencing
laws, regulations, policies, or orders, the information in this Safety
Advisory does not have the force and effect of law and is not meant to
bind the public in any way. This document revises and expands upon the
previously issued guidance in Safety Advisory 2023-01 published on
March 3, 2023 and the first supplement to that Safety Advisory
published on June 14, 2023.
SUPPLEMENTARY INFORMATION:
Background
On February 21, 2023, in response to a series of rail accidents,
including the February 3, 2023, Norfolk Southern Railway Company (NS)
train derailment in East Palestine, Ohio, U.S. DOT Secretary Pete
Buttigieg, while calling on the freight rail industry and Congress to
take action to improve rail safety, reiterated the Department's
commitment to enhancing rail safety through specific targeted
actions.\1\ In addition to various regulatory and other activities FRA
already had underway at the time of Secretary Buttigieg's announcement,
one of the actions announced included a focused inspection program of
routes over which high-hazard flammable trains (HHFTs) \2\ and other
trains transporting large volumes of hazardous materials travel (Route
Assessment). Subsequently, consistent with the commitments in the
Secretary's call to action and in response to continued derailments and
the death of an NS worker, FRA launched a supplemental safety
assessment of NS and issued multiple safety advisories and safety
bulletins,\3\ calling attention to the risks FRA identified in recent
accidents.
---------------------------------------------------------------------------
\1\ See https://www.transportation.gov/briefing-room/us-department-transportation-fact-sheet-steps-forward-freight-rail-industry-safety.
\2\ An HHFT is ``a single train transporting 20 or more loaded
tank cars of a Class 3 flammable liquid in a continuous block or a
single train carrying 35 or more loaded tank cars of a Class 3
flammable liquid throughout the train consist.'' 49 CFR 171.8.
\3\ https://railroads.dot.gov/elibrary/safety-advisory-2023-01-evaluation-policies-and-procedures-related-use-and-maintenance-hot;
https://railroads.dot.gov/elibrary/safety-advisory-2023-02-train-makeup-and-operational-safety-concerns; https://railroads.dot.gov/elibrary/safety-advisory-2023-03-accident-mitigation-and-train-length; https://railroads.dot.gov/elibrary/safety-bulletin-2023-01-switching-operation-accident; https://railroads.dot.gov/sites/fra.dot.gov/files/2023-03/Safety%20Bulletin%202023-02%20%28031623%29.pdf.
---------------------------------------------------------------------------
On March 3, 2023, FRA published Safety Advisory 2023-01 (88 FR
13494) and on June 14, 2023, FRA published a Supplement to that Safety
Advisory (88 FR 38933). Both Safety Advisory 2023-01 and the June 14,
2023, Supplement to that Safety Advisory recommended that railroads
take certain actions relative to HBDs to enhance the mechanical
reliability of their rolling stock and improve the overall safety of
railroad operations. Since publication of those advisories, FRA has
continued to evaluate railroads use of HBDs and investigate accidents
relating to journal bearings on railcars.
Additionally, FRA proposed a task statement to the Rail Safety
Advisory Committee (RSAC) to lead the development of best practices in
the use of wayside detectors that may include recommendations to update
existing regulations and guidance, and/or develop new regulations and
guidance regarding wayside detector equipment and operations.
HHFT Route Assessment
As noted above, in March 2023, FRA initiated the Route Assessment,
a nationwide comprehensive assessment of the rail routes over which
HHFTs and other trains carrying large volumes of hazardous materials
are transported. The Route Assessment included all FRA technical safety
disciplines (i.e., hazardous materials, track, signal and train
control, mechanical, operating practices, and grade crossing). The
Route Assessment was designed to evaluate the overall condition of the
rail infrastructure (including, but not limited to, track, rolling
stock, signal systems, and other equipment that affects or monitors the
safety of rail operations) and railroads' compliance with both FRA
safety regulations and the regulations of the Pipeline and Hazardous
Materials Safety Administration.
FRA published the High-Hazard Flammable Train Route Assessment &
Legacy Tank Car Focused Inspection Program Summary Report on January
2024 (Summary Report).\4\ This Summary Report identified areas where
improvements are needed in railroads' practices, processes, and
procedures relating to the use of wayside detector technology to help
ensure effective use of that technology. For example, FRA found
inconsistencies in railroads' processes and procedures for handling
wayside detector data and recommended railroads develop and share with
industry best practices related to the inspection and maintenance
policies and procedures relating to wayside detectors. Similarly, FRA
found that the lack of detector data-sharing among railroads was
preventing individual railroads from identifying trends in equipment
condition as equipment is interchanged between railroads. The Summary
Report also highlighted the need for railroads to ensure sufficient
resources and infrastructure are in place to effectively process and
communicate detector data and alerts to all those involved in the
movement of trains.
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\4\ Available at: https://railroads.dot.gov/sites/fra.dot.gov/files/2024-01/HRA%20Final%20Report_01.22.24.pdf.
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Supplemental Safety Assessment of NS
On March 15, 2023, FRA initiated a supplemental safety assessment
of NS (NS Assessment), with a specific focus on safety culture and
training, as well as a deep dive into compliance with selected
regulations and the status of
[[Page 58244]]
NS's responses to FRA recommendations resulting from FRA's 2022 System
Audit of the railroad.\5\ In August 2023, FRA published its findings
resulting from the NS Assessment \6\ that included several areas of
concern relating to NS's use of HBDs and included recommendations to
improve the resiliency of NS's processes and procedures for monitoring
and responding to bearing health information from the railroad's system
of HBDs.\7\
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\5\ FRA Audit No. 2022-NS Special Audit -01-1 available at
https://railroads.dot.gov/elibrary/fra-audit-report-norfolk-southern-railway-company.
\6\ https://railroads.dot.gov/about-fra/communications/newsroom/press-releases/supplemental-safety-assessment-norfolk-southern.
\7\ https://railroads.dot.gov/sites/fra.dot.gov/files/2023-08/2023%20NS%20Safety%20Culture%20Assessment_08.09.23.pdf.
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RSAC Wayside Detector Working Group
On April 21, 2023, RSAC accepted FRA's proposed task statement
related to wayside detectors (RSAC Task No. 2023-01).\8\ The RSAC
working group charged with carrying out this task includes
representatives from railroads, suppliers, and labor organizations. The
working group is analyzing current railroad processes and procedures,
as well as current industry standards and historical safety data. This
ongoing RSAC task is intended to lead to the development of best
practices in the use of wayside detectors that may include
recommendations to update existing regulations and guidance, and/or
develop new regulations and guidance regarding wayside detector
equipment and operations. FRA anticipates that the RSAC task will be
completed by the end of 2024.
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\8\ https://rsac.fra.dot.gov/tasks.
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Analysis of Recent Accidents and Safety Trends
Since publication of the first supplement to Safety Advisory 2023-
01 on June 14, 2023, five (5) FRA-reportable accidents suspected to be
caused by or attributable to a burnt journal bearing(s) have
occurred.\9\ Of these accidents, at least three might have been
prevented by improved decision-making processes or analyses using the
HBD data. Further, despite railroads reporting an increase in the use
of HBDs in recent years, the rate of bearing related accidents
(including reportable and non-reportable accidents) has remained
relatively constant over the years and shows no sign of improvement.
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\9\ The five derailments since publication of Safety Advisory
2023-01 Supplement on June 14, 2023, include the May 21, 2023, UP
derailment in Mecca, CA; the July 6, 2023, NS derailment in
Elliston, VA; the November 22, 2023, CSX derailment in Livingston,
KY; the February 10, 2024, CSX derailment in Aurora, NC; and the
February 17, 2024, CSX derailment in Pee Dee, SC.
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Recommended Railroad Actions
In light of the above discussion and in response to FRA's ongoing
investigation of the derailment in East Palestine, Ohio, FRA is
supplementing the recommendations included in Safety Advisory 2023-01
and its June 14, 2023, Supplement to expand upon recommendations nos. 3
and 5 as well as adding two additional recommendations. For ease of
reference, FRA's existing recommendations nos. 1 through 5 are
reproduced below, with changes to recommendations no. 3 and no. 5 and
including the new recommendations nos. 6 and 7. Accordingly, FRA
recommends that railroads take the following actions:
1. Review existing HBD system inspection and maintenance policies
and procedures for compliance with existing industry standards and
manufacturer recommendations for HBDs.
2. Review existing procedures to train and qualify personnel
responsible for installing, inspecting, and maintaining HBDs to ensure
they have the appropriate knowledge and skills. Railroads should also
develop and implement appropriate training on the inspection and
maintenance requirements for HBDs and provide that training at
appropriate intervals to ensure the required knowledge and skill of
inspection and maintenance personnel. Further, railroads should
evaluate their training content and training frequency to ensure any
employee who may be called upon to evaluate a suspect bearing has the
necessary training, experience, and qualifications. FRA also encourages
railroads to ensure these individuals are available at all hours of
operations across a railroad's network.
3. Review current HBD detector trending logic and thresholds
considering recent derailments, and all other relevant available data
(including data from any close calls or near misses), to determine the
adequacy of the railroad's current trend analysis and thresholds
levels. Thresholds should be established for single measurement as well
as multiple measurements of individual bearings to enable temperature
trend analysis. Railroads should maximize the opportunity for journal
bearing trending and seek opportunities to integrate wayside detector
data types to evaluate railcar health and action critical issues,
including risks associated with burnt journal bearings.
4. Review current procedures governing actions responding to HBD
alerts to ensure required actions are commensurate with the risk of the
operation involved. With regard to trains transporting any quantity of
hazardous materials, FRA recommends railroads adopt the procedures
outlined in AAR's OT-55 for key trains as an initial measure.
5. Rigorously evaluate the resiliency and accuracy of the overall
process used to monitor and act upon information from wayside
detectors, with specific focus on steps and tasks that, if not
performed or performed incorrectly, could mislead decision makers. The
process of monitoring, reporting, inspecting, analyzing, and acting on
information from detectors includes tasks that, if incorrectly
executed, could introduce risk. Railroads should also evaluate each
step and task performed by railroad personnel to pinpoint any HBD
reporting failures to report potential problems and implement
appropriate safeguards to minimize their impact when monitoring,
analyzing, and responding to detector information. For example,
relating to the May 10, 2023, NS derailment in New Castle, PA
referenced in the June 14, 2023, Supplement to Safety Advisory 2023-01,
although the investigation is still ongoing, FRA is probing the
communication and timing of the alarm and alerts to both the
locomotive, wayside detector desk and the dispatch center, and if there
was a failure of the railroad's process that contributed to the
accident.
6. Ensure that desks for monitoring wayside detector reports,
advisories, and alerts are staffed during all hours of railroad
operation, including back-up personnel to ensure coverage when
personnel take breaks or step away from the desk to perform other
duties. All personnel that monitor the desks should be trained and
knowledgeable in railcar health and wayside detector capabilities,
capable of reviewing alerts and trends and corresponding with train
crews regarding potential unsafe conditions.
7. Maximize the use of HBD data, as well as data from other types
of wayside detectors, sharing data between railroads as a train travels
from one railroad's tracks to another railroad's track, s including
advising a receiving railroad when a railcar has a trending journal
bearing or other potentially unsafe conditions.
Conclusion
As noted in Safety Advisory 2023-01 and its June 14, 2023
Supplement, the issues identified in this second
[[Page 58245]]
supplement to Safety Advisory 2023-01 are indicators of a railroad's
safety culture. Implementing procedures to ensure safety and adequately
train personnel so that those procedures become second nature, is
vital. Equally important is the commitment, throughout a railroad's
organization, to safety and empowerment of personnel to live up to that
commitment. Further, railroads must work together to maximize the use
of wayside detector data and information, sharing this information
openly to maximize safety.
FRA encourages railroads to take actions consistent with Safety
Advisory 2023-01, as originally published, as supplemented, and as
further amended in this second supplemental notice, as well as any
other complementary actions, to ensure the safety of rail
transportation. FRA may modify this notice, issue additional safety
advisories, or take other actions necessary to ensure the highest level
of safety on the Nation's railroads, including pursuing other
corrective measures under its authority.
Issued in Washington, DC.
Amitabha Bose,
Administrator.
[FR Doc. 2024-15691 Filed 7-16-24; 8:45 am]
BILLING CODE 4910-06-P