American Society of Mechanical Engineers Code Cases and Update Frequency, 58039-58058 [2024-15288]
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58039
Rules and Regulations
Federal Register
Vol. 89, No. 137
Wednesday, July 17, 2024
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents.
NUCLEAR REGULATORY
COMMISSION
10 CFR Part 50
[NRC–2018–0291]
RIN 3150–AK23
American Society of Mechanical
Engineers Code Cases and Update
Frequency
Nuclear Regulatory
Commission.
ACTION: Final rule.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) is amending its
regulations to incorporate by reference
revisions of three regulatory guides to
approve new, revised, and reaffirmed
code cases published by the American
Society of Mechanical Engineers. This
action allows nuclear power plant
licensees and applicants for
construction permits, operating licenses,
combined licenses, standard design
certifications, standard design
approvals, and manufacturing licenses
to use the code cases listed in these
regulatory guides as voluntary
alternatives to engineering standards for
the construction, inservice inspection,
and inservice testing of nuclear power
plant components. These engineering
standards are set forth in the American
Society of Mechanical Engineers Boiler
and Pressure Vessel Code and American
Society of Mechanical Engineers
Operation and Maintenance Code,
which are currently incorporated by
reference into the NRC’s regulations.
Further, this final rule announces the
availability of a related regulatory guide,
not incorporated by reference into the
NRC’s regulations, that lists code cases
that the NRC has not approved for use.
Finally, this rulemaking provides more
flexibility to licensees by expanding the
code of record interval from ten years to
two consecutive inservice testing and
inservice inspection intervals.
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SUMMARY:
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This final rule is effective on
August 16, 2024. The incorporation by
reference of certain material listed in
this rule is approved by the Director of
the Federal Register as of August 16,
2024. The incorporation by reference of
certain other material listed in the rule
was approved by the Director of the
Federal Register as of April 4, 2022, and
November 28, 2022.
ADDRESSES: Please refer to Docket ID
NRC–2018–0291 when contacting the
NRC about the availability of
information for this action. You may
obtain publicly available information
related to this action by any of the
following methods:
• Federal Rulemaking Website: Go to
https://www.regulations.gov and search
for Docket ID NRC–2018–0291. Address
questions about NRC dockets to Dawn
Forder; telephone: 301–415–3407;
email: Dawn.Forder@nrc.gov. For
technical questions, contact the
individuals listed in the FOR FURTHER
INFORMATION CONTACT section of this
document.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may obtain publicly
available documents online in the
ADAMS Public Documents collection at
https://www.nrc.gov/reading-rm/
adams.html. To begin the search, select
‘‘Begin Web-based ADAMS Search.’’ For
problems with ADAMS, please contact
the NRC’s Public Document Room (PDR)
reference staff at 1–800–397–4209, at
301–415–4737, or by email to
PDR.Resource@nrc.gov. For the
convenience of the reader, instructions
about obtaining materials referenced in
this document are provided in the
‘‘Availability of Documents’’ section.
• NRC’s PDR: The PDR, where you
may examine and order copies of
publicly available documents, is open
by appointment. To make an
appointment to visit the PDR, please
send an email to PDR.Resource@nrc.gov
or call 1–800–397–4209 or 301–415–
4737, between 8 a.m. and 4 p.m. eastern
time (ET), Monday through Friday,
except Federal holidays.
• Technical Library: The Technical
Library, which is located at Two White
Flint North, 11545 Rockville Pike,
Rockville, Maryland 20852, is open by
appointment only. Interested parties
may make appointments to examine
documents by contacting the NRC
Technical Library by email at
DATES:
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Library.Resource@nrc.gov between 8
a.m. and 4 p.m. ET, Monday through
Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT:
Tyler Hammock, Office of Nuclear
Material Safety and Safeguards,
telephone: 301–415–1381, email:
Tyler.Hammock@nrc.gov; or Bruce Lin,
Office of Nuclear Regulatory Research,
telephone: 301–415–2446, Bruce.Lin@
nrc.gov. Both are staff of the U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001.
SUPPLEMENTARY INFORMATION:
Executive Summary
A. Need for the Regulatory Action
This rulemaking incorporates by
reference the latest revisions of three
regulatory guides (RGs) into the NRC’s
regulations. The three RGs identify new,
revised, and reaffirmed code cases
published by the American Society of
Mechanical Engineers (ASME) that the
NRC has determined are acceptable for
use as voluntary alternatives to
compliance with certain provisions of
the ASME Boiler and Pressure Vessel
Code (BPV Code) and the ASME
Operation and Maintenance of Nuclear
Power Plants, Division 1, OM Code:
Section IST (OM Code) currently
incorporated by reference into the
NRC’s regulations.
This rulemaking also revises the
current NRC requirement for nuclear
power plant licensees to update the
codes of record for their inservice
examination and testing (IST) and
inservice inspection (ISI) programs.
Currently, licensees are required to
update the code of record every 10
years. This rulemaking would revise the
requirement so that licensees would
update the code of record after
completion of an ISI and IST interval,
with a maximum of two consecutive ISI
and IST intervals before licensees are
required to update the code of record.
This revision applies to licensees that
are implementing the 2017 Edition, or
later editions, of the ASME OM Code
and the 2017 Edition, or later editions,
of the ASME BPV Code, Section XI, as
incorporated by reference into § 50.55a
of title 10 of the Code of Federal
Regulations (10 CFR) ‘‘Codes and
standards’’ as the codes of record of
their IST/ISI programs. This revision to
the NRC’s regulations implements
Commission direction in staff
requirements memorandum (SRM)
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SRM–SECY–21–0029 (dated November
8, 2021) in response to SECY–21–0029,
‘‘Rulemaking Plan on Revision of
Inservice Testing and Inservice
Inspection Program Update Frequencies
Required in 10 CFR 50.55a,’’ dated
March 15, 2021.
Following completion of this code
case rulemaking and the ASME 2021–
2022 Code Editions rulemaking, the
NRC plans to streamline approval of
code cases that do not require
conditions and are unlikely to receive
significant and adverse public
comments by using the direct final rule
process. The code cases that either
require conditions or are likely to
receive significant and adverse
comments will be combined with the
Code Editions rulemakings, which will
continue to follow the traditional
proposed rule and comment rulemaking
process.
B. Major Provisions
The NRC is incorporating by reference
the following three RGs: RG 1.84,
Design, Fabrication, and Materials Code
Case Acceptability, ASME Section III,
Revision 40; RG 1.147, Inservice
Inspection Code Case Acceptability,
ASME Section XI, Division 1, Revision
21; and RG 1.192, Operation and
Maintenance [OM] Code Case
Acceptability, ASME OM Code,
Revision 5. This action allows nuclear
power plant licensees and applicants for
construction permits, operating licenses,
combined licenses, standard design
certifications, standard design
approvals, and manufacturing licenses
to use the code cases listed in these
revised RGs as voluntary alternatives to
ASME engineering standards for the
construction, inservice inspections, and
inservice testing of nuclear power plant
components. The NRC also notes the
availability of RG 1.193, ‘‘ASME Code
Cases Not Approved for Use,’’ Revision
8, which lists code cases that the NRC
has not approved for generic use and
would not be incorporated by reference
into the NRC’s regulations.
The NRC is revising the requirements
in § 50.55a(f)(4) and (g)(4) to refer to the
term ‘‘code of record interval’’ instead of
‘‘120-month interval.’’ This term, as
well as others, is defined in new
definitions in § 50.55a(y). Under the
new rules, licensees may maintain the
same code of record in their IST and ISI
programs for two consecutive IST or ISI
intervals. As a result of public
comments on the proposed rule, the
NRC made changes in the final rule to
allow licensees to take advantage of this
new flexibility provided their IST or ISI
programs implement the 2017 Edition of
the ASME OM Code or ASME BPV
Code, Section XI, respectively. Also, as
a result of public comments, the NRC
revised the final rule to update the
language of § 50.55a(f)(4)(iv) and
(g)(4)(iv) to allow licensees to use a later
edition of ASME OM Code and ASME
BPV Code, Section XI, as incorporated
by reference into § 50.55a, at the start of
a new IST or ISI interval without
submitting a request to the NRC for
approval. As a result of these changes,
licensees have the option to update their
codes of record at the end of each ISI or
IST interval or after two consecutive ISI
or IST intervals.
C. Costs and Benefits
The NRC prepared a final regulatory
analysis to determine the expected
quantitative costs and benefits of this
final rule, as well as qualitative factors
to be considered in the NRC’s
rulemaking decision. The analysis
concluded that this final rule would
result in net savings to the industry and
the NRC. As shown in table I, the
estimated total net benefit relative to the
regulatory baseline and the quantitative
benefits would outweigh the costs by a
range from approximately $45.6 million
(7-percent net present value) to $56.2
million (3-percent net present value).
TABLE I—COST BENEFIT SUMMARY
Total averted costs (costs)
Attribute
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Undiscounted
7% Net
present value
3% Net
present value
Industry Implementation ..........................................................................................................
Industry Operation ...................................................................................................................
$0
55,160,000
$0
39,020,000
$0
48,080,000
Total Industry Costs .........................................................................................................
NRC Implementation ...............................................................................................................
NRC Operation ........................................................................................................................
55,160,000
0
9,300,000
39,020,000
0
6,550,000
48,080,000
0
8,070,000
Total NRC Costs ..............................................................................................................
9,300,000
6,550,000
8,070,000
Net .............................................................................................................................
64,460,000
45,570,000
56,150,000
The final regulatory analysis also
considered the following qualitative
considerations: (1) flexibility and
decreased uncertainty for licensees
when making modifications or
preparing to perform inservice
inspection or inservice testing (while
continuing to ensure safety); (2)
consistency with the provisions of the
National Technology Transfer and
Advancement Act of 1995, which
encourages Federal regulatory agencies
to consider adopting voluntary
consensus standards as an alternative to
de novo agency development of
standards affecting an industry; (3)
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consistency with the NRC’s policy of
evaluating the latest versions of
consensus standards in terms of their
suitability for endorsement by
regulations and regulatory guides; and
(4) consistency with the NRC’s goal to
harmonize with international standards
to improve regulatory efficiency for both
the NRC and international standards
groups.
The final regulatory analysis
concludes that this final rule should be
adopted because it is justified when
integrating the cost-beneficial
quantitative results and the positive and
supporting nonquantitative
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considerations in the decision. For more
information, please see the final
regulatory analysis as indicated in
Section XVI, ‘‘Availability of
Documents.’’
Table of Contents
I. Background
II. Discussion
III. Opportunities for Public Participation
IV. Public Comment Analysis
V. Section-by-Section Analysis
VI. Regulatory Flexibility Certification
VII. Regulatory Analysis
VIII. Backfitting and Issue Finality
IX. Plain Writing
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X. Environmental Assessment and Final
Finding of No Significant Environmental
Impact
XI. Paperwork Reduction Act
XII. Congressional Review Act
XIII. Voluntary Consensus Standards
XIV. Incorporation by Reference—Reasonable
Availability to Interested Parties
XV. Availability of Guidance
XVI. Availability of Documents
I. Background
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A. Incorporation by Reference of Three
Regulatory Guides
The ASME develops and publishes
the ASME BPV Code, which contains
requirements for the design,
construction, and inservice inspection
of nuclear power plant components, and
the ASME OM Code,1 which contains
requirements for preservice and
inservice testing of nuclear power plant
components. In response to BPV and
OM Code user requests, the ASME
develops code cases that provide
voluntary alternatives to BPV and OM
Code requirements under special
circumstances.
The NRC approves the ASME BPV
and OM Codes in § 50.55a, ‘‘Codes and
standards,’’ through the process of
incorporation by reference. As such,
each provision of the ASME Codes
incorporated by reference into and
mandated by § 50.55a constitutes a
legally binding NRC requirement
imposed by rule. As noted previously,
the ASME code cases, for the most part,
represent alternative approaches for
complying with provisions of the ASME
BPV and OM Codes. Accordingly, the
NRC periodically amends § 50.55a to
incorporate by reference the NRC’s RGs
listing approved ASME code cases that
may be used as voluntary alternatives to
the BPV and OM Codes.2
This final rule is the latest in a series
of rules that incorporate by reference
new versions of several RGs that
identify new, revised, and reaffirmed 3
ASME Code Cases that the NRC
1 The editions and addenda of the ASME Code for
Operation and Maintenance of Nuclear Power
Plants have had different titles from initial issuance
and are referred to as the ‘‘OM Code’’ collectively
in this rule.
2 See Federal Register final rule, ‘‘Incorporation
by Reference of ASME BPV and OM Code Cases’’
(68 FR 40469; July 8, 2003).
3 Code cases are categorized by the ASME as one
of three types: new, revised, or reaffirmed. A new
code case provides for a new alternative to a
specific ASME Code provision or addresses a new
need. The ASME defines a revised code case to be
a revision (modification) to an existing code case to
address, for example, technological advancements
in examination techniques or to address NRC
conditions imposed in one of the RGs that have
been incorporated by reference into § 50.55a. The
ASME defines ‘‘reaffirmed’’ as an OM Code Case
that does not have any change to technical content
but includes editorial changes.
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unconditionally or conditionally
approves for use. In developing these
RGs, the NRC reviews the ASME BPV
and OM Code Cases, determines the
acceptability of each code case, and
publishes its findings in the RGs. The
RGs are revised periodically as new
code cases are published by the ASME.
The NRC incorporates by reference the
RGs listing acceptable and conditionally
acceptable ASME Code Cases into
§ 50.55a. The NRC published a final rule
dated March 3, 2022, that incorporated
by reference into § 50.55a the previous
versions of the RGs, which are RG 1.84,
‘‘Design, Fabrication, and Materials
Code Case Acceptability, ASME Section
III,’’ Revision 39; RG 1.147, ‘‘Inservice
Inspection Code Case Acceptability,
ASME Section XI, Division 1,’’ Revision
20; and RG 1.192, ‘‘Operation and
Maintenance Code Case Acceptability,
ASME OM Code,’’ Revision 4.
B. Revision to Code of Record Update
Requirements
The NRC staff provided SECY–21–
0029 to the Commission with a
proposed rulemaking plan for revising
the IST and ISI code of record update
requirements in § 50.55a. The
Commission issued SRM–SECY–21–
0029, directing the staff to proceed with
the proposed rulemaking plan. In
SECY–22–0075, ‘‘Staff RequirementsSECY–21–0029 Inservice Testing and
Inservice Inspection Program
Rulemakings Update,’’ dated August 10,
2022, the staff described changes from
the original plan in response to new
information and changed circumstances
that affected the implementation of
SRM–SECY–21–0029. The changes
described in SECY–22–0075 included
combining the ASME code case and the
IST and ISI code of record update
rulemakings and also making
conforming and clarifying changes. One
such change was adding a definition
section (§ 50.55a(y)) where ‘‘code of
record interval’’ (the period of time
between the code of record updates
required by § 50.55a(f)(4) and (g)(4) for
the IST and ISI programs, respectively)
would be differentiated from both the
ISI and IST intervals (the ASME interval
described by the licensee’s code of
record).
In this final rulemaking, along with
incorporating by reference three
regulatory guides on ASME code cases,
the NRC is including rule language that
specifies that licensees may update their
IST and ISI codes of record every two
consecutive IST intervals or ISI intervals
provided the licensee implements the
2017 Edition, or later edition or
addenda, of ASME BPV Code and the
2017 Edition, or later edition, of the
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58041
ASME OM Code, as incorporated by
reference into § 50.55a, for their IST and
ISI programs, respectively. With this
revised requirement to update the code
of record, the NRC does not intend that
the code of record interval for an IST or
ISI program would exceed 25 years,
even if ASME extends the IST interval
or the ISI interval beyond 12 years in
the ASME OM Code or the ASME BPV
Code, respectively. The 25-year
maximum code of record interval would
allow the same code of record to be used
for two consecutive ISI or IST intervals,
each up to 12 years, plus the one-time
1-year extension for IST and ISI
programs as specified in the ASME OM
Code and ASME BPV Code,
respectively. Licensees implementing
the 2017 Edition, or later edition, of
ASME BPV Code, Section XI and the
2017 Edition, or later edition, of ASME
OM Code may immediately utilize the
extended code of record interval. The
starting date for the 20- or 24-year code
of record update interval begins on the
date that the licensee had previously
incorporated the 2017 Edition, or later
edition, as its code of record for the IST
or ISI program. Following completion of
their current IST or ISI programs, these
licensees may choose to maintain the
same code of record for the successive
IST or ISI interval or update the edition.
Licensees choosing to update the
editions at the start of a new IST or ISI
interval may do so without NRC
approval, per the new language in
§ 50.55a(f)(4)(iv) and (g)(4)(iv).
Licensees seeking to use a later edition
in the middle of an IST or ISI interval
must still submit an exemption request
for NRC review and approval.
In Revision 5 to RG 1.192, the NRC is
conditionally accepting ASME OM Code
Case OMN–31, ‘‘Alternative to Allow
Extension of ISTA–3120 Inservice
Examination and Test Intervals From 10
Years to 12 Years,’’ as a voluntary
alternative to the 10-year interval
specified in the ASME OM Code for
applicants and licensees implementing
the 2017 Edition of the ASME OM Code
or later editions, as incorporated by
reference in § 50.55a, as the code of
record for their IST program. In
Revision 21 to RG 1.147, the NRC is
conditionally accepting ASME Code
Case N–921, ‘‘Alternative 12-yr
Inspection Interval Duration, Section XI,
Division 1,’’ as a voluntary alternative to
the 10-year interval specified in Section
XI, IWA–2400 of the ASME BPV Code
for applicants and licensees
implementing the 2017 Edition of the
ASME BPV Code or later editions, as
incorporated by reference in § 50.55a, as
the code of record for their ISI program.
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As a result of public comments, the NRC
added a new condition requiring that
these code cases be implemented at the
start of a new IST or ISI interval.
Implementation of these code cases in
the middle of an IST or ISI interval
creates complications related to existing
testing and examination schedules and
alternatives that were approved
assuming a 10-year IST or ISI interval.
Licensees seeking to apply these code
cases in the middle of an IST or ISI
interval would need to obtain an
exemption under § 50.12.
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II. Discussion
A. Incorporation by Reference of Three
Regulatory Guides
This final rule incorporates by
reference the latest revisions of the
NRC’s RGs that list the ASME BPV and
OM Code Cases that the NRC finds to be
acceptable, or acceptable with NRCspecified conditions (‘‘conditionally
acceptable’’). RG 1.84, Revision 40
supersedes the incorporation by
reference of Revision 39; RG 1.147,
Revision 21 supersedes the
incorporation by reference of Revision
20; and RG 1.192, Revision 5 supersedes
the incorporation by reference of
Revision 4.
The ASME Code Cases that are the
subject of this final rule are the new and
revised Section III and Section XI Code
Cases as listed in Supplements 2
through 7 to the 2019 Edition of the
ASME BPV Code, Supplements 0
through 2 and selected code cases from
Supplement 3 to the 2021 Edition of the
ASME BPV Code, and the OM Code
Cases listed in the 2022 Edition of the
ASME OM Code. By letter dated
December 22, 2021, ASME requested
that the NRC consider including Code
Cases N–663–1, N–885–1, and N–921 in
this rulemaking. In response, the NRC
included these three code cases within
the scope of this rulemaking. The NRC
is also including OMN–31 within the
scope of this rulemaking to provide
consistency between the ISI and IST
programs.
• RG 1.84, Revision 40, includes new
information reviewed by the NRC on the
Section III Code Cases listed in
Supplements 2 through 7 to the 2019
Edition, and Supplements 0 through 3
to the 2021 Edition of the ASME BPV
Code.
• RG 1.147, Revision 21, includes
information reviewed by the NRC on the
Section XI Code Cases listed in
Supplements 2 through 7 to the 2019
Edition, Supplements 0 through 2 to the
2021 Edition, and selected Code Cases
from Supplement 3 to the 2021 Edition
of the ASME BPV Code.
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• RG 1.192, Revision 5, includes
information reviewed by the NRC on
OM Code Cases listed in the 2022
Edition of the OM Code and on the
ASME Codes & Standards (C&S)
Connect website.
The ASME publishes code cases that
provide alternatives to existing code
requirements that the ASME developed
and approved. This final rule
incorporates by reference the most
recent revisions of RGs 1.84, 1.147, and
1.192, which allow nuclear power plant
licensees, and applicants for combined
licenses, standard design certifications,
standard design approvals, and
manufacturing licenses under the
regulations that govern license
certifications, to use the code cases
listed in these RGs as suitable
alternatives to the ASME BPV and OM
Codes for the construction, inservice
inspections, and inservice testing of
nuclear power plant components. The
ASME makes the issued OM Code Cases
available on the OM Code website and
provides an index listing the issued OM
Code Cases and their applicability in
each ASME OM Code edition. In
contrast, the ASME publishes BPV Code
Cases in a separate document and at a
different time than the ASME BPV Code
Editions. This final rule identifies the
BPV Code Cases by the edition of the
ASME BPV Code under which they
were published by the ASME and the
OM Code Cases by the most recent
edition of the ASME OM Code to which
they apply.
The following general guidance
applies to the use of the ASME Code
Cases approved in the latest versions of
the RGs that are incorporated by
reference into § 50.55a as part of this
final rule. Specifically, the use of the
code cases listed in the latest versions
of RGs 1.84, 1.147, and 1.192 are
acceptable with the specified conditions
when implementing the editions and
addenda of the ASME BPV and OM
Codes incorporated by reference in
§ 50.55a.
The approval of a code case in these
RGs constitutes acceptance of its
technical position for applications that
are not precluded by other
requirements. The applicant or licensee
is responsible for ensuring that use of
the code case does not conflict with
regulatory requirements or licensee
commitments. The code cases listed in
the RGs are acceptable for use within
the limits specified in the code cases. If
the RG states an NRC condition on the
use of a code case, then the NRC
condition supplements and does not
supersede any condition(s) specified in
the code case, unless otherwise stated in
the NRC condition.
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The ASME Code Cases may be revised
for many reasons (e.g., to incorporate
operational examination and testing
experience and to update material
requirements based on research results).
On occasion, an inaccuracy in an
equation is discovered or an
examination, as practiced, is found
inadequate to detect a newly discovered
degradation mechanism. Therefore,
when an applicant or a licensee initially
implements a code case, § 50.55a
requires that the applicant or the
licensee implement the most recent
version of that code case, as listed in the
RGs incorporated by reference. Code
cases superseded by revision are no
longer acceptable for new applications
unless otherwise indicated.
Section III of the ASME BPV Code
applies to new construction (e.g., the
edition and addenda to be used in the
construction of a plant are selected
based on the date of the construction
permit and are not changed thereafter,
except voluntarily by the applicant or
the licensee). Section III may also be
used for repair and replacement
activities under the provisions of
Section XI of the ASME BPV Code.
Whether used for construction or later
repair or replacement, when a code case
is first implemented by a licensee, the
applicant implements the latest edition
incorporated by reference into § 50.55a.
Thereafter, the applicant or licensee
may continue to apply the version of the
code case they originally implemented
or they may apply the later version of
the code case, including any NRCspecified conditions placed on its use.
Licensees that were using a code case
prior to the effective date of its revision
may continue to use the previous
version until the next update to the code
of record for the ISI or IST program, as
applicable. This relieves licensees of the
burden of having to update their ISI or
IST program each time a code case is
revised by the ASME and approved for
use by the NRC. Code cases apply to
specific editions and addenda, and code
cases may be revised if they are no
longer accurate or adequate, so licensees
choosing to continue using a code case
into a later code of record interval (e.g.,
after updating the edition and addenda)
for the ISI or IST program must
implement the latest version
incorporated by reference into § 50.55a
and listed in the RGs.
The ASME may annul code cases that
are no longer required, are determined
to be inaccurate or inadequate, or have
been incorporated into the BPV or OM
Codes. A code case may be revised, for
example, to incorporate user experience.
The older or superseded version of the
code case cannot be applied by the
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licensee or applicant for a first use of
that code case. If an applicant or a
licensee applied a code case before it
was listed as superseded or annulled,
the applicant or the licensee may
continue to use the code case until the
applicant or the licensee updates its
construction code of record (in the case
of an applicant, updates its application)
or until the licensee’s code of record
interval for the ISI or IST program
expires, after which the continued use
of the code case is prohibited unless
NRC authorization is given under
§ 50.55a(z). If a code case is
incorporated by reference into § 50.55a
and later a revised version is issued by
the ASME because experience has
shown that the design analysis,
construction method, examination
method, or testing method is
inadequate, the NRC will amend
§ 50.55a and the relevant RG to remove
the approval of the superseded code
case. Applicants and licensees should
not begin to implement such superseded
58043
code cases in advance of the
rulemaking.
B. ASME Code Cases Approved for
Unconditional Use
The code cases discussed in table II
are new, revised, or reaffirmed code
cases in which the NRC is not imposing
any conditions. The table identifies the
regulatory guide listing the applicable
code case that the NRC approves for use.
TABLE II—ACCEPTABLE CODE CASES
Boiler and Pressure Vessel Code Section III
(addressed in RG 1.84, Rev. 40, table 1)
Code case
No.
Published with
supplement
Title
N–351–1 ...
3 (2021 Edition) .......
N–893 .......
4 (2019 Edition) .......
N–900 .......
N–901 .......
3 (2019 Edition) .......
4 (2019 Edition) .......
N–902 .......
N–904 .......
N–905 .......
5 (2019 Edition) .......
6 (2019 Edition) .......
6 (2019 Edition) .......
N–908 .......
7 (2019 Edition) .......
N–910 .......
7 (2019 Edition) .......
N–919 .......
2 (2021 Edition) .......
N–920 .......
2 (2021 Edition) .......
Use of Standard Subsize Charpy V-Notch Impact Specimens, Section III, Division 1; Section III, Division 2;
Section III, Division 3.
Use of Alloy Steel Bar and Mechanical Tubing in Class 2 and 3 Patented Mechanical Joints and Fittings,
Section III, Division 1.
Alternative Rules for Level D Service Limits of Class 1, 2, and 3 Piping Systems, Section III, Division 1.
Use of ASME SA–494 Grade M35–1 for Line Valve Bodies and Bonnets, and Bodies, Bonnets, and Yokes
of Pressure Relief Valves for Class 2 and 3 Construction, Section III, Division 1.
Thickness and Gradient Factors for Piping Fatigue Analyses, Section III, Division 1.
Alternative Rules for Simplified Elastic–Plastic Analysis, Section III, Division 1.
Alternate Design Fatigue Curves to Those Given in For Section III Appendices, Mandatory Appendix I, Figures I–9.1 and I–9.1M, Section III, Division 1.
Use of Ferritic/Austenitic Wrought WPS32750/CRS32750 Fittings of Seamless or Welded Construction
Conforming to SA–815, Class 3, Section III, Division 1.
Use of 25Cr-7Ni-4Mo-N (Alloy UNS S32750 Austenitic/Ferritic Duplex Stainless Steel) Forgings, Plate, and
Welded and Seamless Pipe and Tubing Conforming to SA–182, SA–240, SA–789, or SA–790, Section
III, Division 1.
Alternative Fatigue Evaluation Method to Consider Environmental Effects on Class 1 Components Section
III, Division 1.
Alternative Fatigue Design Curves for Ferritic Steels With Ultimate Tensile Strengths (UTS) ≤80 ksi (552
MPa) and Austenitic Steels, Section III, Division 1.
ddrumheller on DSK120RN23PROD with RULES1
Boiler and Pressure Vessel Code Section XI
(addressed in RG 1.147, Rev. 21, table 1)
N–561–4 ...
0 (2021 Edition) .......
N–562–4 ...
0 (2021 Edition) .......
N–597–5 ...
N–638–11
0 (2021 Edition) .......
2 (2019 Edition) .......
N–661–5 ...
0 (2021 Edition) .......
N–663–1 ...
N–733–1 ...
3 (2021 Edition) .......
6 (2019 Edition) .......
N–780–1 ...
1 (2021 Edition) .......
N–786–4 ...
0 (2021 Edition) .......
N–789–5 ...
1 (2021 Edition) .......
N–809–1 ...
0 (2021 Edition) .......
N–853–1 ...
0 (2021 Edition) .......
N–865–2 ...
0 (2021 Edition) .......
N–877–1 ...
5 (2019 Edition) .......
N–882–1 ...
0 (2021 Edition) .......
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Alternative Requirements for Wall Thickness Restoration of Class 2 and High Energy Class 3 Carbon Steel
Piping, Section XI, Division 1.
Alternative Requirements for Wall Thickness Restoration of Class 3 Moderate Energy Carbon Steel Piping,
Section XI, Division 1.
Evaluation of Pipe Wall Thinning, Section XI, Division 1.
Similar and Dissimilar Metal Welding Using Ambient Temperature Machine GTAW Temper Bead Technique, Section XI, Division 1.
Alternative Requirements for Wall Thickness Restoration of Class 2 and 3 Carbon Steel Piping for Raw
Water Service Section XI, Division 1.
Alternative Requirements for Classes 1 and 2 Surface Examinations, Section XI, Division 1.
Mitigation of Flaws in NPS 3 (DN 80) and Smaller Nozzles and Nozzle Partial Penetration Welds in Vessels
and Piping by Use of a Mechanical Connection Modification, Section XI, Division 1.
Alternative Requirements for Upgrade, Substitution, or Reconfiguration of Examination Equipment When
Using Appendix VIII Qualified Ultrasonic Examination Systems, Section XI, Division 1.
Alternative Requirements for Sleeve Reinforcement of Class 2 and 3 Moderate Energy Carbon Steel Piping, Section XI, Division 1.
Alternative Requirements for Pad Reinforcement of Class 2 and 3 Moderate Energy Carbon Steel Piping
for Raw Water Service, Section XI, Division 1.
Reference Fatigue Crack Growth Rate Curves for Austenitic Stainless Steels in Pressurized Reactor Water
Environments, Section XI, Division 1.
PWR Class 1 Primary Piping Alloy 600 Full Penetration Branch Connection Weld Metal Buildup for Material
Susceptible to Primary Water Stress Corrosion Cracking, Section XI, Division 1.
Alternative Requirements for Pad Reinforcement of Class 2 and 3 Atmospheric Storage Tanks, Section XI,
Division 1.
Alternative Characterization Rules for Multiple Subsurface Radially Oriented Planar Flaws, Section XI, Division 1.
Alternative Requirements for Attaching Nonstructural Electrical Connections to Class 2 and 3 Components,
Section XI, Division 1.
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TABLE II—ACCEPTABLE CODE CASES—Continued
Boiler and Pressure Vessel Code Section III
(addressed in RG 1.84, Rev. 40, table 1)
Code case
No.
Published with
supplement
Title
N–885–1 ...
3 (2021 Edition) .......
N–888 .......
5 (2019 Edition) .......
N–896 .......
2 (2019 Edition) .......
N–911 .......
N–912 .......
0 (2021 Edition) .......
0 (2021 Edition) .......
N–913 .......
0 (2021 Edition) .......
N–917 .......
2 (2021 Edition) .......
Alternative Requirements for Table IWB–2500–1, Examination Category B–N–1, Interior of Reactor Vessel,
Category B–N–2, Welded Core Support Structures and Interior Attachments to Reactor Vessels, Category BN–3, Removable Core Support Structures, Section XI, Division 1.
Similar and Dissimilar Metal Welding Using Ambient Temperature SMAW or Machine GTAW Temper Bead
Technique, Section XI, Division 1.
Reference Crack Growth Rate Curves for Stress Corrosion Cracking of Low Alloy Steels in Boiling Water
Reactor Environments, Section XI, Division 1.
Purchase, Exchange, or Transfer of Material Between Nuclear Owners, Section XI, Division 1.
Alternative Requirements for Qualification of Material Suppliers and Acceptance of Materials, Section XI,
Division 1.
Alternative Examination Requirements for Class 1 Pressure-Retaining Welds in Control Rod Drive
Housings, Section XI, Division 1.
Fatigue Crack Growth Rate Curves for Ferritic Steels in Boiling Water Reactor (BWR) Environments, Section XI, Division 1.
Operation and Maintenance Code
(addressed in RG 1.192, Rev. 5, table 1)
Code case
Most recent
code edition 4
OMN–28 ...
2022 Edition ............
OMN–29 ...
OMN–30 ...
2022 Edition ............
2022 Edition ............
Title
Alternative Valve Position Verification Approach to Satisfy ISTC–3700 for Valves Not Susceptible to StemDisk Separation.
Pump Condition Monitoring Program.
Alternative Valve Position Verification Approach to Satisfy ISTC–3700.
C. ASME Code Cases Approved for Use
With Conditions
The NRC has determined that certain
code cases, as issued by the ASME, are
generally acceptable for use, but that the
alternative requirements specified in
those code cases must be supplemented
to provide an acceptable level of quality
and safety. Accordingly, the NRC
imposed conditions on the use of these
code cases to modify, limit, or clarify
their requirements. The conditions
specify, for each applicable code case,
the additional activities that must be
performed, the limits on the activities
specified in the code case, and/or the
supplemental information needed to
provide clarity. These ASME Code
Cases, listed in table III, are included in
table 2 of RG 1.84, RG 1.147, and RG
1.192. This section provides the NRC’s
evaluation of the code cases and the
reasons for the NRC’s conditions.
Notations indicate the conditions
duplicated from previous versions of the
RG.
TABLE III—CONDITIONALLY ACCEPTABLE CODE CASES
Boiler and Pressure Vessel Code Section III
(addressed in RG 1.84, Rev. 40, table 2)
Code
case No.
Published with
supplement
Title
N–71–21 ...
0 (2021 Edition) .......
N–570–3 ...
0 (2021 Edition) .......
Additional Materials for Subsection NF, Class 1, 2, 3, and MC Supports Fabricated by Welding, Section III,
Division 1.
Alternative Rules for Linear Piping and Linear Standard Supports for Classes 1, 2, 3, and MC, Section III,
Division 1.
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Boiler and Pressure Vessel Code Section XI
(addressed in RG 1.147, Rev. 21, table 2)
N–711–2 ...
6 (2019 Edition) .......
N–716–3 ...
N–754–2 ...
5 (2019 Edition) .......
0 (2021 Edition) .......
N–766–4 ...
0 (2021 Edition) .......
N–847–1 ...
N–880–1 ...
0 (2021 Edition) .......
0 (2021 Edition) .......
Alternative Examination Coverage Requirements for Examination Category B F, B J, C–F–1, C–F–2, and
R–A Piping Welds, Section XI, Division 1.
Alternative Classification and Examination Requirements, Section XI, Division 1.
Optimized Structural Dissimilar Metal Weld Overlay for Mitigation of PWR Class 1 Items, Section XI, Division 1.
Nickel Alloy Reactor Coolant Inlay and Onlay for Mitigation of PWR Full Penetration Circumferential Nickel
Alloy Dissimilar Metal Welds in Class 1 Items, Section XI, Division 1.
Partial Excavation and Deposition of Weld Metal for Mitigation of Class 1 Items, Section XI, Division 1.
Alternative to Procurement Requirements of IWA–4143 for Nonstandard Welded Fittings, Section XI, Division 1.
4 Each code case or ASME Applicability Index
List indicates the ASME OM Code editions and
addenda to which the code case applies, except
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where a condition is specified in § 50.55a or RG
1.192 related to technical content or applicability.
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This table indicates the latest OM Code edition at
the time of this rulemaking.
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58045
TABLE III—CONDITIONALLY ACCEPTABLE CODE CASES—Continued
Boiler and Pressure Vessel Code Section III
(addressed in RG 1.84, Rev. 40, table 2)
Code
case No.
Published with
supplement
Title
N–899 .......
3 (2019 Edition) .......
N–906 .......
7 (2019 Edition) .......
N–921 .......
3 (2021 Edition) .......
Weld Residual Stress Distributions for Piping and Vessel Nozzle Butt Welds Fabricated With UNS N06082,
UNS W86182, UNS N06052, or UNS W86152 Weld Filler Material, Section XI, Division 1.
Flaw Evaluation Procedure for Cast Austenitic Stainless Steel Piping and Adjacent Fittings, Section XI, Division 1.
Alternative 12-yr Inspection Interval Duration, Section XI, Division 1.
Operation and Maintenance Code
(addressed in RG 1.192, Rev. 5, table 2)
Code
case No.
Most recent
OM code
edition 5
OMN–31 ...
2022 Edition ............
Title
Alternative to Allow Extension of ISTA–3120 Inservice Examination and Test Intervals From 10 Years to 12
Years.
ASME BPV Code, Section III Code Cases
(RG 1.84)
Code Case N–71–21 [Supplement 0,
2021 Edition]
Type: Revised
Title: Additional Materials for
Subsection NF, Class 1, 2, 3, and MC
Supports Fabricated by Welding,
Section III, Division 1
The conditions on Code Case N–71–
21 are the same as the conditions on N–
71–20 that were approved by the NRC
in Revision 39 of RG 1.84. When the
ASME revised N–71, the code case was
not modified in a way that would make
it possible for the NRC to remove the
conditions. Therefore, the condition is
retained in Revision 40 of RG 1.84.
ddrumheller on DSK120RN23PROD with RULES1
Code Case N–570–3 [Supplement 0,
2021 Edition]
Type: Revised
Title: Alternative Rules for Linear
Piping and Linear Standard Supports
for Classes 1, 2, 3, and MC, Section III,
Division 1
Code Case N–570–3 updated
references made to ANSI/AISC N690–
1994 and ANSI/AISC N690–1994
(R2004) Supplement 2 with ANSI/AISC
N690–18. A difference between ANSI/
AISC N690–18 and ANSI/AISC N690–
1994 (R2004) is that ANSI/AISC N690–
18 allows the use of the Load and
Resistance Factor Design (LRFD)
method or the Allowable Strength
5 Each code case or ASME Applicability Index
List indicates the ASME OM Code editions and
addenda to which the code case applies, except
where a condition is specified in § 50.55a or RG
1.192 related to technical content or applicability.
This table indicates the latest OM Code edition at
the time of this rulemaking. Conditions specified
for other OM Code Cases listed in Table 2 of RG
1.192 have not changed in this rulemaking other
than updating to the latest OM Code edition.
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Design (ASD) method, versus the
allowable stress design method or
plastic design method contained in the
ANSI/AISC N690–1994 (R2004) edition.
Code Case N–570–2 explicitly stated in
paragraph 3.11, that the plastic design
method in part 2 of ANSI/AISC N690–
1994 (R2004) shall not be used. It is the
NRC’s understanding that the
alternative requirements of Code Case
N–570–3 for design are also intended to
be limited to the design for strength
using the ASD method of ANSI/AISC
N690–18, which is similar to the
allowable stress design method used in
N–570–2; however, the code case does
not include such explicit qualifiers
regarding the use of ANSI/AISC N690–
18. The alternative requirements for
design in Code Case N–570–3 would be
limited to the design for strength using
the ASD method of ANSI/AISC N690–
18. To provide clarity, the NRC is
imposing a condition: ‘‘This Code Case
shall not be used with the Load and
Resistance Factor Design method of
ANSI/AISC N690–18.’’
ASME BPV Code, Section XI Code Cases
(RG 1.147)
Code Case N–711–2 [Supplement 6,
2019 Edition]
Type: Revised
Title: Alternative Examination Coverage
Requirements for Examination
Category B–F, B–J, C–F–1, C–F–2, and
R–A Piping Welds, Section XI,
Division 1
The condition on Code Case N–711–
2 is identical to the condition on N–
711–1 that was approved by the NRC in
Revision 20 of RG 1.147. When the
ASME revised N–711, the code case was
not modified in a way that would make
it possible for the NRC to remove the
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condition. Therefore, the condition is
retained in Revision 21 of RG 1.147.
Code Case N–716–3 [Supplement 5,
2019 Edition]
Type: Revised
Title: Alternative Classification and
Examination Requirements, Section
XI, Division 1
Code Case N–716 provides rules for
alternative classification and
examination requirements for piping
welds and components. Revision 3 to
Code Case N–716 removes the provision
for plants issued an operating license
after January 1, 2012, to submit the
application of this code case for
regulatory approval. The NRC is
cognizant of the ASME Code’s desire to
eliminate the provision for newly
constructed plants to submit first time
applications of N–716 to the NRC.
ASME adopted a general policy to make
ASME standards, including this code
case, more generally applicable
internationally. However, the NRC’s
opinion is that the new designs may
introduce additional variables, which in
the absence of substantial operating
experience with these new plants, may
introduce uncertainty on the
applicability of this code case to the
new plants. Hence, the NRC has
determined there is a need to review the
initial proposals for new plants for
applications of N–716. The review
would confirm the absence of new
degradation mechanisms and evaluate
any available operating experience, as
well as any risk-related information for
the new plants, prior to the initial
application of the code case to new
plants. Therefore, the NRC is imposing
a condition that this code case is not
approved for use by plants issued an
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operating license or combined license
after January 1, 2012. However, plants
issued an operating license or combined
license after January 1, 2012, may
submit an alternative to use this code
case in accordance with § 50.55a(z) for
review and approval prior to
implementation.
Code Case N–754–2 [Supplement 0,
2021 Edition]
Type: Revised
Title: Optimized Structural Dissimilar
Metal Weld Overlay for Mitigation of
PWR Class 1 Items, Section XI,
Division 1
The NRC is revising the conditions on
N–754–1 to remove the reference to the
NRC’s safety evaluation for the topical
report ‘‘Materials Reliability Program
(MRP): Technical Basis for Preemptive
Weld Overlays for Alloy 82/182 Butt
Welds in PWRs’’ (MRP–169) and to
clarify the examination requirements.
The first condition deals with the use
of this code case on a pipe that
implements NRC-approved leak-beforebreak (LBB) methodology. The
application of the LBB concept to a pipe
is that if a flaw develops in a pipe with
certain favorable material properties, the
pipe will most likely leak first before it
fails catastrophically. The existing
leakage detection system in the nuclear
plant will detect the leakage and alert
the operator. The operator would have
sufficient time to shut down the plant
safely to perform corrective actions. The
NRC has approved LBB for certain Class
1 reactor coolant system piping in
pressurized water reactor plants based
on the plant-specific and piping-specific
LBB analysis, which shows that the
probability of the piping rupture is
extremely low under conditions
consistent with the design basis for the
piping as required in General Design
Criterion 4 of 10 CFR part 50, appendix
A. The LBB methodology and analysis,
including specific safety margins, are
reviewed and approved via the license
amendment process. The LBB
implementation is documented in the
plant final safety analysis report. When
an optimized weld overlay is installed
onto pipes that are approved for LBB,
the licensee must verify that the safety
margins specified in the original LBB
analysis are still satisfied.
The second condition states that the
preservice and inservice examinations
of the overlaid pipe using this code case
must be performed in accordance with
§ 50.55a(g)(6)(ii)(F). Paragraph 3(c) of N–
754–2 states that ‘‘In lieu of all other
Preservice and Inservice inspection
requirements, the examination
requirements in accordance with N–
770–2 (or later in accordance with
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[Paragraph] 5) shall be met. Alternately,
the requirements of [subparagraphs] (1)
through (3) below may be used to
modify the provisions of N–770–2 (or
later in accordance with [Paragraph] 5).’’
As stated, if the inspection of the
overlaid pipe performed in accordance
with N–770–2 cannot be met or
performed, alternatives of paragraphs
3(c)(1), 3(c)(2) and 3(c)(3) of N–754–2
could be used. The NRC identified the
following issues regarding the statement
in paragraph 3(c):
• Paragraphs 3(c)(2) and 3(c)(3) of N–
754–2 are related to the design and
analysis, not the inspection of the
overlaid pipe. Therefore, it is not clear
how these two paragraphs can be used
to modify the inspection provisions of
N–770–5.
• The inspection provisions of
paragraph 3(c)(1) can be different from
the provisions of Note 14, Preservice
Inspection for Optimized Weld
Overlays, and Note 18, Inservice
Inspection of Optimized Weld Overlays,
of table 1 of N–770. The NRC notes that
10 CFR 50.55a(g)(6)(ii)(F) mandates the
use of N–770, as conditioned, for the
examination requirements for optimized
weld overlays in dissimilar metal butt
welds. Therefore, for regulatory clarity
regarding preservice and inservice
inspection requirements, the condition
is provided.
• Section 50.55a(g)(6)(ii)(F) mandates
the implementation of N–770–5, rather
than N–770–2.
Therefore, the NRC is imposing this
condition to clarify the examination
requirements in Paragraph 3 of N–754–
2 and to ensure that N–770–5 is
implemented as required by
§ 50.55a(g)(6)(ii)(F).
Title: Partial Excavation and Deposition
of Weld Metal for Mitigation of Class
1 Items, Section XI, Division 1
The conditions on Code Case N–847–
1 are identical to the conditions on N–
847 that were approved by the NRC in
the previous revision of RG 1.147. When
the ASME revised N–847, the code case
was not modified in a way that would
make it possible for the NRC to remove
the conditions. Therefore, the
conditions are retained in Revision 21 of
RG 1.147.
Code Case N–880–1 [Supplement 0,
2021 Edition]
Type: Revised
Title: Nickel Alloy Reactor Coolant Inlay
and Onlay for Mitigation of PWR Full
Penetration Circumferential Nickel
Alloy Dissimilar Metal Welds in Class
1 Items, Section XI, Division 1
The conditions on Code Case N–766–
4 are identical to the conditions on N–
766–3 that were approved by the NRC
in the previous revision of RG 1.147.
When the ASME revised N–766, the
code case was not modified in a way
that would make it possible for the NRC
to remove the conditions. Therefore, the
conditions are retained in Revision 21 of
RG 1.147.
Type: Revised
Title: Alternative to Procurement
Requirements of IWA–4143 for
Nonstandard Welded Fittings, Section
XI, Division 1
Code Case N–880–1 removes the size
limitation in N–880 by eliminating the
NPS 2 size limit. The NRC does not
agree with removing the small size
limitation (NPS 2 and under). The NRC
is imposing a condition to continue to
limit the scope of the code case to NPS
2 (DN 50) or smaller fittings because
there is insufficient technical basis to
expand the application to items larger
than NPS 2 (DN 50). The only
justification provided for this change
was that it is an arbitrary limitation.
However, the limitation to NPS 2 (DN
50) and under was based on the capacity
of the reactor coolant makeup system
being able to safely shutdown the plant
if these fittings fail, and therefore, is not
an arbitrary limitation.
Without a condition, approval of the
code case would allow the use of these
non-standard or specialized fittings in
any Class 1, 2, and 3 systems, including
the reactor coolant makeup system.
Therefore, the failure of these fittings,
which lack operating experience to
demonstrate their reliability, could also
affect the reactor coolant makeup
system’s ability to provide sufficient
makeup capacity. Therefore, the NRC is
imposing a new condition to limit the
use of Code Case N–880–1 to NPS 2 (DN
50) or smaller fittings.
Conditions 2 and 3 are identical to the
conditions on N–880 that were
approved by the NRC in a previous
revision of RG 1.147. When the ASME
revised N–880, the code case was not
modified in a way that would make it
possible for the NRC to remove
Conditions 2 and 3. Therefore, those
conditions are retained in Revision 21 of
RG 1.147.
Code Case N–847–1 [Supplement 0,
2021 Edition]
Code Case N–899 [Supplement 3, 2019
Edition]
Type: Revised
Type: New
Code Case N–766–4 [Supplement 0,
2021 Edition]
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Title: Weld Residual Stress Distributions
for Piping and Vessel Nozzle Butt
Welds Fabricated With UNS N06082,
UNS W86182, UNS N06052, or UNS
W86152 Weld Filler Material, Section
XI, Division 1
Code Case N–899 provides an
alternative method for calculating the
values of weld residual stress as a
function of distance through the wall
thickness for dissimilar metal butt
welds in the reactor coolant pressure
boundary. The NRC notes that Code
Case N–899 may be used in conjunction
with methodologies similar to those in
Section XI, Nonmandatory Appendix A,
Article A–3000 to calculate the crack tip
stress intensity factor, KI, for inside
surface connected flaws in piping or
vessel nozzle butt welds fabricated with
UNS N06082, UNS W86182, UNS
N06052, or UNS W86152 weld filler
material.
In many cases, plants do not have
information on the actual repairs
performed to Alloy 82/182 butt welds.
However, operating experience and
records indicate that repairs were
common, including some welds being
repaired multiple times. Weld repairs
generally cause the weld residual stress
to become more severe. Given the
uncertainty in whether a weld repair
exists or not, the NRC has generally
found that it is appropriate to assume
that a repair is present for the purposes
of flaw evaluation. Therefore, consistent
with the established NRC position for
the weld residual stress distribution
analysis for the subject welds of this
code case, the inside surface repair
residual stress distributions of Code
Case N–899 are acceptable for use
provided all known and documented
repairs are bounded by the 50-percent
through wall repair assumed in the case.
Based on the above discussion, the NRC
is imposing the condition that only the
standard weld residual stress
distributions with repairs in paragraphs
–2331 and –2332 would be approved for
use and only if they bound all known
or documented repairs previously
performed on the subject weld.
Similarly, the NRC also notes that
when Paragraph –3000, ‘‘Calculation of
Residual Stress Using Finite Element
Analysis,’’ is applied as an option to use
finite element analysis to calculate weld
residual stress distributions, the weld
residual stress analysis should
incorporate a minimum of a 50 percent
through-wall inside surface connected
weld repair as part of the analysis. This
is consistent with the NRC position on
repairs and weld residual stress
calculations stated above. If
documentation of a repair is found or a
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previous repair is known, the weld
residual stress analysis must be
evaluated to determine if it is bounded
by the 50-percent repair by modeling or
flaw evaluation. The more conservative
of either 50-percent repair assumption
or the combination of all known
previous repairs should be used in the
development of the weld residual stress
distribution. Therefore, the NRC is
imposing the following condition: when
developing a plant specific weld
residual stress distribution, the finite
element analysis calculation of the weld
residual stress distribution must use the
more bounding of either an assumed
previous inside surface repair of 50
percent through-wall or the combination
of all known or documented previous
repairs.
Code Case N–906 [Supplement 7, 2019
Edition]
Type: New
Title: Flaw Evaluation Procedure for
Cast Austenitic Stainless Steel Piping
and Adjacent Fittings, Section XI,
Division 1
Code Case N–906 provides a flaw
evaluation procedure for cast austenitic
stainless steel piping and fittings
adjacent to girth welds as alternatives to
the methods in Nonmandatory
Appendix C, C–4210 and C–6330.
Paragraph 1(b) of Code Case N–906
states that the provisions of this Case
shall be applied to operating
temperatures of 500 °F to 625 °F (260 °C
to 330 °C). The paragraph also states
that, if a thermal transient below this
range of temperatures occurs at the flaw
location, the appropriate toughness, Ji,
at the minimum transient temperature
shall be used along with the applied
stresses at that minimum transient
temperature. Accordingly, if a thermal
transient occurs below the specified
temperature range, the code case
requires that the flaw evaluation use the
fracture toughness and applied stresses
at the minimum transient temperature.
However, the limiting fracture
toughness and relevant applied stress
for the flaw under the thermal transient
may not be those at the minimum
transient temperature. For example,
Figure 32 of NUREG/CR–4513, Revision
2, ‘‘Estimation of Fracture Toughness of
Cast Stainless Steels during Thermal
Aging in LWR Systems,’’ shows that the
fracture toughness of a cast austenitic
stainless steel material at room
temperature may be higher than that at
an elevated temperature. Therefore, the
NRC is imposing a condition to delete
the reference to the minimum transient
temperature that is associated with the
appropriate fracture toughness and
applied stresses for the flaw evaluation.
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The condition also clarifies that the flaw
evaluation must use the fracture
toughness and applied stresses that are
limiting for the flaw.
Code Case N–921 [Supplement 3, 2021
Edition]
Type: New
Title: Alternative 12-Year Inspection
Interval Duration, Section XI, Division
1
Code Case N–921 increases the
inservice inspection interval defined in
Section XI, IWA–2400 from 10 years to
12 years. Section XI, IWA–2400 requires
that licensees have an inservice
inspection program that includes, for
example, inspection plans, inservice
inspection interval dates, and
identification of code cases to be
applied during the interval. While IWA–
2400 requires that licensees specify the
edition or addenda of Section XI that
will be applied during the interval,
Section XI does not prescribe what
constitutes an appropriate edition or
addenda. In fact, IWA–2410 states that
edition or addenda is ‘‘as required by
the regulatory authority having
jurisdiction at the plant site.’’ The
regulation at § 50.55a(g)(4)(ii)
determines which edition or addenda
the licensee should apply to inservice
inspection programs for a successive ISI
interval. This regulation, along with the
definitions in § 50.55a(y), assumes a 10year inservice inspection interval,
unless the licensee’s code of record is
the 2017 Edition of ASME BPV Section
XI or later.
A licensee applying this code case is,
therefore, required by § 50.55a(4)(g)(ii)
to update the code of record every 10
years. The inservice inspection interval
and the code of record update interval
should be synchronized to promote
order and predictability in licensee
inservice inspection programs.
The proposed rule applied the
flexibilities of this code case to licensees
using the 2019 Edition of Section XI or
later. However, in response to multiple
commenters, the NRC performed an
analysis between the 2019 Edition of
Section XI and the 2017 Edition of
Section XI and determined that no
safety significant changes exist between
the two editions. Because no safety
significant changes were identified
between the 2019 and 2017 editions, the
NRC concluded that it would be
appropriate to extend the flexibility to
licensees on the 2017 Edition.
In response to a comment, the NRC is
adding a requirement that licensees
implement Code Case N–921 only at the
beginning of an ISI interval. For
licensees already using the 2017
Edition, or later, of Section XI,
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implementation of Code Case N–921
must wait until the start of the next ISI
interval. There are complications
associated with extending the ISI
interval mid-interval. For instance,
licensees wanting to extend the ISI
interval mid-interval would need to
evaluate all NRC-approved alternatives
to determine if they should be
resubmitted, especially considering that
NRC may have granted the alternative
assuming a 10-year ISI interval. See
Section II.F, ‘‘Mid-Interval Discussion
and Example,’’ for a more detailed
discussion of performing mid-interval
updates. Further, Code Case N–921
specifies requirements in terms of three
4-year periods, so licensees would need
to reconcile their inspection schedules
accordingly. Therefore, this final rule
specifies that Code Case N–921 can only
be implemented following a routine
update of the ISI program (i.e., cannot be
implemented mid-interval) and requires
the licensee’s ISI code of record to be
the 2017 Edition, or later, of the BPV
Code.
In response to a public comment, the
NRC added a condition on Code Case
N–921 to allow the exceptions described
in Section XI, IWB–2411(a), IWC–
2411(a), and IWD–2411(a). These
provisions provide exceptions to the
inspection period requirements of tables
IWB–2411–1, IWC–2411–1, and IWD–
2411–1, respectively. These exceptions,
which are in the Code provisions
applicable to this alternative, were left
out of the code case. The NRC approved
these exceptions in the original code
provisions through incorporation by
reference of ASME BPV Code Section
XI, without conditions. Therefore, the
NRC agreed with the commenter and
added a condition that the same
exceptions of IWB–2411(a), IWC–
2411(a), and IWD–2411(a) should apply
to table 1 of Code Case N–921.
In response to a public comment, the
NRC added a condition on Code Case
N–921 that the code case cannot be used
to modify examination schedules for
augmented inspections under
§ 50.55a(g)(6)(ii). Code Case N–921 only
provides alternative to Section XI
requirements, not NRC regulations.
Licensees must continue implementing
the augmented inspections as specified
in § 50.55a(g)(6)(ii) and the associated
code cases. The NRC staff intends to
continue participating in ASME Code
committee discussions on this matter.
The NRC may revisit the relationship
between Code Case N–921 and the
augmented inspection program in a
future rulemaking.
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ASME Operation and Maintenance Code
Cases (RG 1.192)
Code Case OMN–31 [2022 Edition]
Type: New
Title: Alternative to Allow Extension of
ISTA–3120 Inservice Examination
and Test Intervals From 10 Years to
12 Years
For the same reasons explained for
Section XI Code Case N–921 above,
including the response to public
comments, the NRC is restricting the use
of OMN–31 to licensees implementing
the ASME OM Code, 2017 Edition, or
later, as the code of record for the IST
Program, as well as imposing a
condition that licensees may only begin
implementing Code Case OMN–31 at
the beginning of an IST interval as
specified in ASME OM Code, paragraph
ISTA–3120. See Section II.F, ‘‘MidInterval Discussion and Example,’’ for a
more detailed discussion of performing
mid-interval updates.
As indicated in RG 1.192, this OM
Code Case may be applied by licensees
implementing the 2017 Edition, or later,
of the ASME OM Code incorporated by
reference in § 50.55a, as the code of
record for the IST Program, contrary to
the ASME OM Code Case Applicability
Index, dated July 1, 2022. The NRC is
also imposing a condition that licensees
may only begin implementing Code
Case OMN–31 at the beginning of an IST
interval as specified in ASME OM Code,
paragraph ISTA–3120.
Other OM Code Cases in Table 2 of
Revision 5 to RG 1.192
No changes were made to the OM
Code Cases listed in table 2 of the
Revision 5 to RG 1.192 (except for new
Code Case OMN–31, discussed
previously) from the versions that were
listed in OM Code Cases listed in table
2 of Revision 4 to RG 1.192. Therefore,
the conditions on the OM Code Cases
listed in table 2 of the Revision 5 to RG
1.192 (except for new Code Case OMN–
31) are identical to the conditions on
those OM Code Cases that were
approved by the NRC in Revision 4 of
RG 1.192. The OM Code Cases listed in
table 2 of the Revision 5 to RG 1.192
were re-affirmed by the ASME for the
2022 Edition of the OM Code with no
change to those OM Code Cases.
Therefore, the conditions on the OM
Code Cases in table 2 are retained in
Revision 5 of RG 1.192.
D. ASME Code Cases Not Approved for
Use (RG 1.193)
The ASME Code Cases that are
currently issued by the ASME, but not
approved for generic use by the NRC,
are listed in RG 1.193, ‘‘ASME Code
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Cases not Approved for Use.’’ In
addition to the ASME Code Cases that
the NRC has found to be technically or
programmatically unacceptable, RG
1.193 includes code cases on reactor
designs for high-temperature gas-cooled
reactors and liquid metal reactors,
reactor designs not currently licensed by
the NRC, and certain requirements in
Section III, Division 2, for submerged
spent fuel waste casks, that are not
endorsed by the NRC. Regulatory Guide
1.193 complements RGs 1.84, 1.147, and
1.192. It should be noted that the NRC
is not proposing to adopt any of the
code cases listed in RG 1.193.
E. Revision to Code of Record Update
Requirements
Nuclear power plant licensees
maintain their IST and ISI programs,
respectively, in accordance with the
requirements of the ASME OM Code
and ASME BPV Code, Section XI, as
incorporated by reference in § 50.55a.
The initial concept of a 10-year ISI
interval first appeared in the 1970
Edition of the ASME BPV Code, Section
XI, in paragraph IS–240. This 10-year
interval (referred to as the ISI interval)
is only related to ASME ISI
requirements. There is a corresponding
10-year IST interval for the OM Code
requirements.
Later, in a final rule published in
February 1976 (41 FR 6256), the NRC
revised § 50.55a to require IST code of
record updates every 20 months and ISI
code of record updates every 40 months.
This requirement was (and still is)
independent from the ISI and IST
intervals defined by the respective
codes. In the early years of the
development of ISI and IST
programmatic requirements, the NRC
requirement to update the codes of
record was not synchronized with the
ASME concept of an IST or ISI interval.
In January 1979 (44 FR 3719), the NRC
proposed changes to § 50.55a to extend
the 20- and 40-month update intervals
to 120 months (10 years), to promote
consistency with the 10-year interval in
the ASME codes. The corresponding
final rule was published in October
1979 (44 FR 57912).
Paragraph IWA–2420 of the 1989
Edition and later of ASME BPV Code,
Section XI, requires that nuclear plant
owners prepare inspection plans and
schedules for each ISI interval. These
plans should include a listing of all
code cases to be applied during the ISI
interval and alternatives authorized
under § 50.55a(z). The revision to
§ 50.55a in this rulemaking does not
alter those requirements. In defining the
inspection program, paragraph IWA–
2410 of ASME BPV Code, Section XI,
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states, ‘‘The Code Edition and Addenda
for preservice inspection and for initial
and successive inservice inspection
intervals shall be as required by the
regulatory authority having jurisdiction
at the plant site.’’ Therefore, while
ASME BPV Code, Section XI, requires
plant owners to declare which edition of
Section XI will be applied during each
ISI interval, the code does not specify
what constitutes an appropriate edition
of Section XI.
Similarly, Paragraph ISTA–3110,
‘‘Test and Examination Plans,’’ in the
2020 Edition of the ASME OM Code
requires that nuclear plant owners
prepare test plans for the preservice test
period, initial IST intervals, and
subsequent IST intervals. These plans
should include a listing of all code cases
to be applied during the IST interval,
relief granted under § 50.55a(f), and
alternatives authorized under
§ 50.55a(z). Paragraph ISTA–3110
requires in subparagraph (a) that each
IST plan shall include ‘‘the edition and
addenda of this Section that apply to the
required tests and examinations.’’
Therefore, while the ASME OM Code
requires nuclear power plant owners to
declare which edition and addenda of
the OM Code will be applied during
each IST interval, the OM Code does not
specify what constitutes an appropriate
edition and addenda of the OM Code.
Therefore, neither ASME BPV Code,
Section XI nor the OM Code specify
which edition to use. Rather, the NRC’s
regulations in § 50.55a determine the
appropriate edition and addenda of the
ASME BPV Code, Section XI or OM
Code to be applied in each ISI or IST
interval, respectively. The changes to
these code of record requirements in
this rulemaking are focused on that
aspect alone.
The NRC does not intend the
extension of the code of record interval
to affect the orderly implementation of
IST and ISI programs. Therefore, the
final rule is designed to synchronize the
requirements of ASME Codes and
§ 50.55a as much as possible. For
licensees with codes of record prior to
ASME BPV Code, Section XI, 2017
Edition, and OM Code, 2017 Edition, as
incorporated by reference in § 50.55a,
the final rule specifies that the code of
record interval for the ISI and IST
programs shall be the same as the ISI
interval or IST interval. This is
consistent with the current
requirements. For licensees with codes
of record of ASME BPV Code, Section
XI, 2017 Edition, or later editions and
addenda, and ASME OM Code, 2017
Edition, or later editions, as
incorporated by reference in § 50.55a,
the final rule specifies that the code of
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record interval for the ISI and IST
programs is two consecutive ISI or IST
intervals, respectively.
With this revised requirement to
update the code of record, the NRC does
not intend that the code of record
interval for an IST or ISI program will
exceed 25 years, even if ASME extends
the IST interval or the ISI interval
beyond 12 years in the ASME OM Code
or the ASME BPV Code, respectively.
The 25-year maximum code of record
interval allows the same code of record
to be used for two consecutive ISI or IST
intervals, each up to 12 years, plus the
one-time, 1-year extension for IST and
ISI programs as specified in the ASME
OM Code and ASME BPV Code,
respectively. The Commission has not
approved extending the code of record
intervals beyond the 25-year maximum
in this rulemaking. If future editions of
the ASME OM Code or ASME BPV Code
or future code cases extend the IST
interval or ISI interval, respectively,
beyond 12 years, the NRC would need
to maintain the 25-year maximum code
of record interval.
In response to public comments, the
NRC does not intend for licensees with
codes of record of ASME BPV Code,
Section XI, 2017 Edition, or later
editions and addenda, and ASME OM
Code, 2017 Edition, or later editions, as
incorporated by reference into § 50.55a,
to be required to maintain the same
code of record for the two consecutive
ASME intervals. Accordingly, the NRC
modified § 50.55a(f)(4)(iv) and (g)(4)(iv)
to ensure that licensees and applicants
maintain the ability to update their code
of record at the end of each ASME
interval without NRC approval. These
licensees also may implement the
extended code of record interval
immediately when the rule becomes
effective. The code of record interval for
these licensees, per the definitions in
§ 50.55a(y), is two consecutive IST or ISI
intervals (not 20 or 24 years). Therefore,
these licensees may update their code of
record either at the end of the current
IST or ISI interval or at the end of the
subsequent IST or ISI interval.
The concept of a 120-month interval
is referenced repeatedly in § 50.55a.
However, the current language is not
consistent or well-defined. As such, the
NRC provided clarifying language by
introducing certain definitions in
§ 50.55a(y). The definitions include IST
code of record, ISI code of record, code
of record interval, IST interval, ISI
program, IST program, and ISI interval.
The NRC updated the language
throughout § 50.55a to be consistent
with the definitions.
The NRC requested feedback on the
proposed definitions and if more
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58049
definitions were warranted. In general,
commenters supported the proposed
definitions. One commenter
recommended that the definition for
code of record be two specific
definitions (IST code of record and ISI
code of record) and requested that the
NRC determine where the snubber
program should be discussed. As a
response to these specific comments,
the NRC is providing two definitions for
code of record: IST code of record and
ISI code of record. Also, the NRC
modified the IST code of record
definition to include the snubber
program.
In the 2006 Addenda of the ASME
BPV Code, Section XI, ASME moved the
requirements for snubbers to Subsection
ISTD, ‘‘Preservice and Inservice
Requirements for Dynamic Restraints
(Snubbers) in Water-Cooled Reactor
Nuclear Power Plants,’’ of the OM Code.
Inservice examination, testing, and
service life monitoring of dynamic
restraints (snubbers) must meet the
inservice examination and testing
requirements set forth in the applicable
ASME OM Code or ASME BPV Code,
Section XI, as specified in
§ 50.55a(b)(3)(v)(A) and (B). When using
the 2006 Addenda or later of the ASME
BPV Code, Section XI, the inservice
examination, testing, and service life
monitoring requirements for dynamic
restraints (snubbers) must meet the
requirements set forth in the applicable
ASME OM Code as specified in
§ 50.55a(b)(3)(v)(B). When using the
2005 Addenda or earlier edition or
addenda of the ASME BPV Code,
Section XI, ASME OM Code, 1995
Edition through latest edition and
addenda may be used for the inservice
examination, testing, and service life
monitoring requirements for dynamic
restraints (snubbers), in place of the
requirements of the applicable ASME
BPV Code, Section XI, as specified in
§ 50.55a(b)(3)(v). Nuclear power plant
licensees are transitioning to the 2006
Addenda and later editions of the ASME
OM Code at their next IST Code of
Record update. Licensees are
encouraged to discuss their plans
regarding the snubber programs with
their NRC project manager when
preparing to implement IST programs
with extended intervals.
With respect to relief from impractical
IST requirements as requested in
accordance with § 50.55a(f)(5)(iv),
neither the rulemaking language
regarding the code of record interval nor
application of Code Cases OMN–31 or
N–921 extend the approval timeframe
for previously granted relief requests. At
the end of the Inservice Examination
and Test Interval, the licensee would
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reassess whether the IST requirement
continues to be impractical and submit
an updated relief request as necessary.
The NRC is implementing similar
revisions for the ISI requirements in
§ 50.55a(g)(5)(iii) and (iv).
With respect to alternative requests in
accordance with § 50.55a(z), the NRC
will address the duration of each new
authorized alternative in the safety
evaluation, describing its review of the
request consistent with the current
procedures for evaluating alternative
requests. Existing NRC-approved
alternatives were likely authorized
based on the IST or ISI interval. Neither
the rulemaking language regarding the
code of record interval nor application
of Code Cases OMN–31 or N–921 extend
the approval timeframe for existing
alternatives. Licensees should refer to
the NRC safety evaluation to determine
the timeframe for which the alternative
is authorized and resubmit the request
in an appropriate timeframe to maintain
compliance with IST and ISI
requirements. Licensees may request
future alternatives based upon the code
of record interval.
In addition, the NRC updated
references to the 10-year service period
in appendix J to 10 CFR part 50 to be
consistent with the definitions in
§ 50.55a(y), in which the NRC is
allowing the ISI period to be extended
to 12 years. The current rules for Type
A tests under Option A (prescriptive
requirements) explicitly reference the
10-year service period required in
§ 50.55a for inservice inspections.
Consistent with the NRC’s stated goal of
maintaining consistency across all NRC
rules regarding ISI and IST programs,
the NRC is revising appendix J to
directly reference the interval defined in
10 CFR 50.55a, to accommodate a 12year ISI interval. For the reasons stated
in SECY–22–0075, the NRC made this
revision without changing the intent or
basis for the Type A test requirement in
appendix J.
Licensees are currently required to
submit various documents, such as IST
plans and schedules or Section XI flaw
evaluations, to the NRC each IST or ISI
interval. The language in this
rulemaking regarding the code of record
intervals does not alter those submittal
requirements in any way. Therefore,
licensees should carefully distinguish
requirements that apply to the code of
record interval from those that apply to
the IST or ISI interval. For example,
§ 50.55a(f)(7) requires IST plans to be
submitted within 90 days of their
implementation for the applicable 120month IST program interval. This rule
would revise the terms used in
paragraph (f)(7) for consistency with the
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new definitions, but submittal of IST
plans would still be required within 90
days of their implementation for the
applicable IST interval.
F. Mid-Interval Discussion and Example
The NRC recognizes that a licensee
might consider updating its code of
record for the ISI/IST program to a more
recent Code edition (such as 2017
Edition or later) during an ISI/IST
interval to take advantage of the
allowance in the rule to double the code
of record interval. Similarly, a licensee
might consider implementing Code Case
N–921 during an ISI interval or Code
Case OMN–31 during an IST interval.
The staff notes that complications may
arise because of reconciling Section XI
and OM Code requirements and
requests that were granted or authorized
for a 10-year ISI/IST interval relative to
the edition previously specified in the
licensee’s ISI/IST program. The NRC
will review mid-interval requests by
licensees to update to a more recent
edition of the ASME Code as the new
code of record for the ISI/IST program
per the existing process described in 10
CFR 50.55a(g)(4)(iv) or 50.55a(f)(4)(iv)
and Regulatory Issue Summary 2004–
12. Licensees making such requests
should evaluate the impact of updating
the code of record on their ISI/IST
program, including the completed ISI/
IST activities and planned ISI/IST
activities. Licensees should review
previously authorized alternatives
under 10 CFR 50.55a(z) and determine
if they need to be resubmitted because
of the specific duration specified in the
request and authorization. The licensee
should also review any previously
granted relief requests for their duration
and the need for resubmittal, as
applicable. If such reviews and
approvals are completed, licensees may
take advantage of the extended code of
record interval afforded by the rule.
The staff notes that the code of record
interval is defined as two consecutive
ISI/IST Intervals (rather than 20 or 24
years). A licensee that updates the code
of record during an ISI/IST interval
would be able to maintain the same
code of record for the remainder of the
current ISI/IST interval and the entirety
of the subsequent ISI/IST interval. At
the end of the subsequent ISI/IST
interval, however, the licensee must
update its code of record, since two
consecutive ISI/IST intervals have
passed. For example, a licensee begins
a new ISI/IST interval in January 2020.
In 2025, the licensee requests to
implement the 2017 edition of ASME
BPV Code Section XI or OM Code under
10 CFR 50.55a(g)(4)(iv) or (f)(4)(iv). If
the NRC approves the request, the ISI/
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IST interval would end in January 2030
(i.e., 10 years from January 2020 when
the ISI/IST interval began), while the
code of record interval would extend to
2040. If the licensee chooses to
implement Code Case N–921 or OMN–
31 in January 2030, the ISI/IST interval
and the code of record interval would
extend to 2042.
Upon the effective date of this final
rule, a licensee already implementing
the 2017 Edition, or later edition, of the
ASME Code for the ISI/IST program
would continue with its ongoing 10-year
ISI/IST interval with the 2017 Edition,
or later edition, as the code of record for
the ISI/IST program. At the end of the
ongoing 10-year ISI/IST interval, the
licensee would assess the ISI/IST
program as required in the ASME Code,
including the need to resubmit requests
for alternatives or relief that expired at
the end of the 10-year ISI/IST interval.
At that time, the licensee could remain
on the same Code edition as the code of
record for the subsequent ISI/IST
interval, and NRC approval would not
be required to do so. At the end of that
ISI/IST interval, the licensee would
update its code of record to the latest
Code edition incorporated by reference
in 10 CFR 50.55a 18 months before the
beginning date of the next ISI/IST
interval and submit any alternative or
relief requests for the next ISI/IST
interval.
III. Opportunities for Public
Participation
The proposed rule was published in
the Federal Register on March 6, 2023
(88 FR 13717) for a 60-day comment
period ending May 5, 2023. On May 3,
2023, the NRC published notification in
the Federal Register (88 FR 27712)
extending the public comment period
by an additional 42 days to end on June
16, 2023. The NRC held a public
meeting on March 20, 2023, and
developed a public meeting summary
(ML23083B303).
IV. Public Comment Analysis
The NRC published the proposed rule
and noticed the draft regulatory guides
for public comment in the Federal
Register. The NRC received 13 comment
submissions. A comment submission is
a communication or document
submitted to the NRC by an individual
or entity, with one or more individual
comments addressing a subject or issue.
Private citizens provided two comment
submissions, nuclear industry
organizations provided seven comment
submissions, business/trade
associations provided three comment
submissions, and one comment
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submission was submitted
anonymously.
The comment submissions generally
addressed the code cases and their
proposed conditions. Many of the
comments objected to the proposed
conditions for Code Case N–921 (five
comments), Code Case OMN–31 (three
comments), and the rule language
associated with the code edition
requirements for implementing the
extended code of record intervals (four
comments). The NRC received two
comments objecting to the fact that the
proposed rule language on the extended
code of record interval did not allow for
licensees and applicants to update their
code of record following completion of
a single IST or ISI interval without first
receiving NRC approval. The NRC
received one comment that was outside
the scope of this rulemaking.
The public comment submittals are
available from the Federal e-Rulemaking
website at https://www.regulations.gov
under Docket ID NRC–2018–0291. The
NRC prepared a summary and analysis
of public comments received on the
proposed rule and draft regulatory
guides, which is available as indicated
in Section XVI, ‘‘Availability of
Documents,’’ of this document.
Responses to the public comments,
including a summary of how the final
rule text or the regulatory guides
changed as a result of the public
comments, can be found in the public
comment analysis.
For more information about the
associated guidance documents, see
Section XVI, ‘‘Availability of
Guidance,’’ of this document.
V. Section-by-Section Analysis
This section describes the primary
revisions made by this final rule; minor
editorial and administrative corrections
to correct spacing, administrative errors,
and typos are not identified in this
analysis.
The NRC revised the following
paragraphs in § 50.55a as follows:
Paragraph (a)(3)(i)
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This final rule revises the reference to
‘‘NRC Regulatory Guide 1.84, Revision
39,’’ by removing ‘‘Revision 39’’ and
adding in its place ‘‘Revision 40’’ and
changing the month and year for the
document’s revision date.
Paragraph (a)(3)(ii)
This final rule revises the reference to
‘‘NRC Regulatory Guide 1.147, Revision
20’’ by removing ‘‘Revision 20’’ and
adding in its place ‘‘Revision 21’’ and
changing the month and year for the
document’s revision date.
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Paragraph (a)(3)(iii)
This final rule revises the reference to
‘‘NRC Regulatory Guide 1.192, Revision
4’’ by removing ‘‘Revision 4’’ and
adding in its place ‘‘Revision 5’’ and
changing the month and year for the
document’s revision date.
Paragraph (b)(5)(ii)
This final rule amends paragraph
(b)(5)(ii) by replacing the text ‘‘120month interval’’ with ‘‘code of record
interval’’ and ‘‘120-month ISI program
intervals’’ with the text ‘‘code of record
intervals.’’
Paragraph (b)(5)(iii)
This final rule amends paragraph
(b)(5)(iii) by replacing the text ‘‘120month interval’’ with the text ‘‘code of
record interval.’’
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text ‘‘inservice examination and test
interval.’’
Paragraph (f)(7)
This final rule amends paragraph
(f)(7) by replacing the text ‘‘120-month
IST program interval’’ with the text
‘‘inservice examination and test
interval’’.
Paragraph (g)(4) Introductory Text
This final rule amends paragraph
(g)(4) introductory text by inserting the
text ‘‘BPV’’ into the text ‘‘ASME Code
Class 1, Class 2, and Class 3’’ to clarify
the language.
Paragraph (g)(4)(i)
This final rule amends paragraph
(b)(6)(iii) by replacing the text ‘‘120month interval’’ with the text ‘‘code of
record interval.’’
This final rule revises paragraph
(g)(4)(i) to replace the text ‘‘120-month
interval’’ with the text ‘‘code of record
interval,’’ replace the text ‘‘120-month
inspection interval’’ with the text ‘‘code
of record interval,’’ replace the text
‘‘120-month ISI interval’’ with the text
‘‘code of record interval,’’ insert the text
‘‘BPV’’ into the text ‘‘ASME Code
incorporated by reference’’ to clarify the
language, and insert the text ‘‘no more
than’’ to clarify that licensees may use
ASME BPV Code, Section XI, editions
incorporated by reference less than 18
months before the start of the code of
record interval.
Paragraph (f)(4)(i)
Paragraph (g)(4)(ii)
This final rule revises the heading and
text of paragraph (f)(4)(i) by replacing
the text ‘‘120-month’’ with the text
‘‘code of record.’’ This final rule also
inserts the text ‘‘no more than’’ to clarify
that licensees may consider ASME OM
Code editions incorporated by reference
less than 18 months before the date of
issuance of the operating license or
before the date of initial fuel load.
This final rule revises paragraph
(g)(4)(ii) by replacing the text ‘‘120month intervals’’ with ‘‘code of record
intervals,’’ replacing the text ‘‘120month inspection interval’’ with ‘‘code
of record interval,’’ inserting the text
‘‘BPV’’ into the text ‘‘ASME Code
incorporated by reference’’ to clarify the
language, and inserting the text ‘‘no
more than’’ to clarify that licensees may
use ASME BPV Code, Section XI,
editions incorporated by reference less
than 18 months before the start of the
code of record interval.
Paragraph (b)(6)(ii)
This final rule amends paragraph
(b)(6)(ii) by replacing the text ‘‘120month interval’’ and ‘‘120-month ISI
program intervals’’ with the text ‘‘code
of record intervals.’’
Paragraph (b)(6)(iii)
Paragraph (f)(4)(ii)
This final rule revises the heading and
text of paragraph (f)(4)(ii) by replacing
the text ‘‘120-month’’ with the text
‘‘code of record.’’ This final rule also
inserts the text ‘‘no more than’’ to clarify
that licensees may consider ASME OM
Code editions incorporated by reference
less than 18 months before the start of
the code of record interval.
Paragraph (g)(4)(iv)
This final rule revises paragraph
(g)(4)(iv) by adding language describing
when licensees may update their code
of record without NRC approval.
Paragraph (f)(4)(iv)
Paragraph (g)(5)(i)
This final rule revises paragraph
(f)(4)(iv) by adding language describing
when licensees may update their code
of record without NRC approval.
This final rule amends the heading for
paragraph (g)(5)(i) by replacing the text
‘‘ISI Code editions and addenda’’ with
the text ‘‘ISI code of record.’’
Paragraph (f)(5)(iv)
Paragraph (g)(5)(ii)
This final rule amends paragraph
(f)(5)(iv) by replacing the text ‘‘120month interval of operation’’ with the
This final rule amends paragraph
(g)(5)(ii) by replacing the text ‘‘period’’
with the text ‘‘code of record interval.’’
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Paragraph (g)(5)(iii)
This final rule amends paragraph
(g)(5)(iii) by replacing the text ‘‘120month inspection interval’’ with
‘‘inservice inspection interval.’’
Paragraph (g)(5)(iv)
This final rule amends paragraph
(g)(5)(iv) by replacing the text ‘‘120month inspection interval’’ with
‘‘inservice inspection interval.’’
Paragraph (y)
This final rule adds paragraph (y) to
provide definitions of important terms
used in § 50.55a: code of record interval,
inservice examination and test (IST)
code of record, inservice examination
and test (IST) interval, inservice
examination and testing (IST) program,
inservice inspection (ISI) code of record,
inservice inspection (ISI) interval, and
inservice inspection (ISI) program.
Appendix J to 10 CFR Part 50
This final rule revises paragraph
D.1.(a) in section III of option A to
replace the text ‘‘10-year service period’’
with the text ‘‘inservice inspection
interval, as defined in 10 CFR
50.55a(y),’’ and replace the text ‘‘10-year
plant’’ with the text ‘‘final plant’’. This
final rule also removes footnote 2 and
redesignates footnote 3 as footnote 2.
VI. Regulatory Flexibility Certification
Under the Regulatory Flexibility Act
(5 U.S.C. 605(b)), the NRC certifies that
this rule does not have a significant
economic impact on a substantial
number of small entities. This final rule
affects only the licensing and operation
of nuclear power plants. The companies
that own these plants do not fall within
the scope of the definition of ‘‘small
entities’’ set forth in the Regulatory
Flexibility Act or the size standards
established by the NRC (10 CFR 2.810).
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VII. Regulatory Analysis
The NRC has prepared a final
regulatory analysis on this regulation.
The analysis examines the costs and
benefits of the alternatives considered
by the NRC. The regulatory analysis is
available as indicated in the
‘‘Availability of Documents’’ section of
this document.
VIII. Backfitting and Issue Finality
The provisions in this final rule allow
licensees and applicants to voluntarily
apply NRC-approved code cases,
sometimes with NRC-specified
conditions. The approved code cases are
listed in three RGs that are incorporated
by reference into § 50.55a. An
applicant’s or a licensee’s voluntary
application of an approved code case
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does not constitute backfitting because
there is no imposition of a new
requirement or new position.
Similarly, voluntary application of an
approved code case by a 10 CFR part 52
applicant or licensee does not represent
NRC imposition of a requirement or
action and, therefore, is not inconsistent
with any issue finality provision in 10
CFR part 52. For these reasons, the NRC
finds that this final rule does not
involve any provisions requiring the
preparation of a backfit analysis or
documentation demonstrating that one
or more of the issue finality criteria in
10 CFR part 52 are met.
to allow the extended code of record
interval, does not constitute backfitting
or represent an inconsistency with any
issue finality provisions in 10 CFR part
52.
Code of Record Update Backfitting
Considerations: Section XI of the ASME
BPV Code and the ASME OM Code
The revisions to the code of record
intervals of Section XI of the ASME BPV
Code and the ASME OM Code are
related to the ISI and IST programs of
operating reactors. However, the Backfit
Rule generally does not apply to
incorporation by reference of later
editions and addenda of the ASME BPV
Code (Section XI) and OM Code. The
NRC’s longstanding regulatory practice
has been to incorporate later versions of
the ASME Codes into § 50.55a. Under
the former § 50.55a, licensees were
required to revise their ISI and IST
programs every 120 months to the latest
edition and addenda of Section XI of the
ASME BPV Code and the ASME OM
Code incorporated by reference into
§ 50.55a 18 months before the start of a
new 120-month ISI and IST interval.
Thus, when the NRC approves and
requires the use of a later version of the
Code for ISI and IST, it is implementing
this longstanding regulatory practice
and requirement. The NRC revised this
requirement to allow licensees to update
to the latest edition and addenda before
the start of every other ISI and IST
interval. The NRC also revised
§ 50.55a(f)(4)(iv) and (g)(4)(iv) to allow
licensees to use a later edition of ASME
BPV Code Section XI or ASME OM
Code without submitting a request for
NRC approval, provided that the
licensee implements the later edition at
the start of a new ISI or IST interval.
These revisions, taken together,
constitute a voluntary relaxation, and
thus not a backfit, because licensees will
continue to have the option to
voluntarily update before the start of
each ISI or IST interval under
§ 50.55a(f)(4)(iv) or (g)(4)(iv).
X. Environmental Assessment and Final
Finding of No Significant
Environmental Impact
The Commission has determined
under the National Environmental
Policy Act of 1969, as amended, and the
Commission’s regulations in subpart A
of 10 CFR part 51, that this rule, if
adopted, would not be a major Federal
action significantly affecting the quality
of the human environment and,
therefore, an environmental impact
statement is not required.
The determination of this
environmental assessment is that there
will be no significant effect on the
quality of the human environment from
this action. The NRC did not receive
public comments regarding any aspect
of this environmental assessment.
As voluntary alternatives to the ASME
Code, NRC-approved code cases provide
an equivalent level of safety. The IST
and ISI code of record update frequency
is changing the update frequency of a
program. Therefore, the probability or
consequences of accidents is not
changed. There also are no significant,
non-radiological impacts associated
with this action because no changes
would be made affecting nonradiological plant effluents and because
no changes would be made in activities
that would adversely affect the
environment. The determination of this
environmental assessment is that there
would be no significant offsite impact to
the public from this action.
Conclusion
The NRC finds that the incorporation
by reference into § 50.55a of the three
RGs containing the latest NRC-approved
code cases and the revision of § 50.55a
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IX. Plain Writing
The Plain Writing Act of 2010 (Pub.
L. 111–274) requires Federal agencies to
write documents in a clear, concise, and
well-organized manner. The NRC has
written this document to be consistent
with the Plain Writing Act as well as the
Presidential Memorandum, ‘‘Plain
Language in Government Writing,’’
published June 10, 1998 (63 FR 31885).
XI. Paperwork Reduction Act
This final rule contains new or
amended collections of information
subject to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.). The
collections of information were
approved by the Office of Management
and Budget, approval number 3150–
0264.
The burden to the public for the
information collection(s) is estimated to
average 162 hours per response,
including the time for reviewing
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instructions, searching existing data
sources, gathering, and maintaining the
data needed, and completing and
reviewing the information collection.
The information collection is being
conducted to document the plans for a
select number of newly licensed
operating power reactors to implement
Code Case N–716–3. Information will be
used by the NRC to verify applicability
of the code case to the new plants
including absence of degradation
mechanisms and evaluate with any
available operating experience, as well
as risk-related information for the new
plants, prior to application of the Code
Case. Responses to this collection of
information are voluntary under
§ 50.55a(z).
You may submit comments on any
aspect of the information collection(s),
including suggestions for reducing the
burden, by the following methods:
• Federal rulemaking website: Go to
https://www.regulations.gov and search
for Docket ID NRC–2018–0291.
• Mail comments to: FOIA, Library,
and Information Collections Branch,
Office of the Chief Information Officer,
Mail Stop: T6–A10M, U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001 or to the OMB reviewer
at: OMB Office of Information and
Regulatory Affairs (3150–0011), Attn:
Desk Officer for the Nuclear Regulatory
Commission, 725 17th Street NW,
Washington, DC 20503.
Public Protection Notification
The NRC may not conduct or sponsor,
and a person is not required to respond
to, a collection of information unless the
document requesting or requiring the
collection displays a currently valid
OMB control number.
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X. Congressional Review Act
This final rule is a rule as defined in
the Congressional Review Act (5 U.S.C.
801–808). However, the Office of
Management and Budget has not found
it to be a major rule as defined in the
Congressional Review Act.
XIII. Voluntary Consensus Standards
The National Technology Transfer
and Advancement Act of 1995, Public
Law 104–113, requires that Federal
agencies use technical standards that are
developed or adopted by voluntary
consensus standards bodies unless
using such a standard is inconsistent
with applicable law or is otherwise
impractical. In this final rule, the NRC
is continuing to use the ASME BPV and
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OM Code Cases, which are ASMEapproved voluntary alternatives to
compliance with various provisions of
the ASME BPV and OM Codes. As
discussed in Section II.A. of this
document, the NRC’s approval of the
ASME Code Cases is accomplished by
amending the NRC’s regulations to
incorporate by reference the latest
revisions of the following, which are the
subject of this rulemaking, into § 50.55a:
RG 1.84, Revision 40; RG 1.147,
Revision 21; and RG 1.192, Revision 5.
The RGs list the ASME Code Cases that
the NRC has approved for use. The
ASME Code Cases are national
consensus standards as defined in the
National Technology Transfer and
Advancement Act of 1995 and OMB
Circular A–119. The ASME Code Cases
constitute voluntary consensus
standards, in which all interested
parties (including the NRC and
licensees of nuclear power plants)
participate.
NUREG–2228, ‘‘Weld Residual Stress
Finite Element Analysis Validation: Part
II—Proposed Validation Procedure,’’
published July 2020 (including errata
issued on September 22, 2021),
referenced in the amendatory text of this
rule, was previously approved for
incorporation by reference in § 50.55a.
The ASME BPV Code, Section XI, and
ASME OM Code, referenced in the
amendatory text of this rule, were
previously approved for incorporation
by reference in § 50.55a.
XIV. Incorporation by Reference—
Reasonable Availability to Interested
Parties
The NRC is incorporating by reference
three NRC RGs that list the ASME Code
Cases that the NRC has approved as
voluntary alternatives to certain
provisions of NRC-required editions and
addenda of the ASME BPV Code and the
ASME OM Code. These regulatory
guides are RG 1.84, Revision 40; RG
1.147, Revision 21; and RG 1.192,
Revision 5.
The NRC is required by law to obtain
approval for incorporation by reference
from the Office of the Federal Register
(OFR). The OFR’s requirements for
incorporation by reference are set forth
in 1 CFR part 51. The discussion in this
section complies with the requirement
for rules as set forth in 1 CFR 51.5(b)(2).
The NRC considers ‘‘interested
parties’’ to include all potential NRC
stakeholders, not only the individuals
and entities regulated or otherwise
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subject to the NRC’s regulatory
oversight. These NRC stakeholders are
not a homogenous group, so the
considerations for determining
‘‘reasonable availability’’ vary by class
of interested parties. The NRC identified
six classes of interested parties with
regard to the material to be incorporated
by reference in an NRC rule:
• Individuals and small entities
regulated or otherwise subject to the
NRC’s regulatory oversight. This class
includes applicants and potential
applicants for licenses and other NRC
regulatory approvals, and who are
subject to the material to be
incorporated by reference. In this
context, ‘‘small entities’’ has the same
meaning as set out in 10 CFR 2.810.
• Large entities otherwise subject to
the NRC’s regulatory oversight. This
class includes applicants and potential
applicants for licenses and other NRC
regulatory approvals, and who are
subject to the material to be
incorporated by reference. In this
context, a ‘‘large entity’’ is one that does
not qualify as a ‘‘small entity’’ under
§ 2.810.
• Non-governmental organizations
with institutional interests in the
matters regulated by the NRC.
• Other Federal agencies, States, local
governmental bodies (within the
meaning of § 2.315(c)).
• Federally recognized and Staterecognized Indian tribes.
• Members of the general public (i.e.,
individual, unaffiliated members of the
public who are not regulated or
otherwise subject to the NRC’s
regulatory oversight) who need access to
the materials that the NRC is
incorporating by reference in order to
participate in the rulemaking.
The three RGs that the NRC is
incorporating by reference in this final
rule are available without cost and can
be read online or downloaded online.
The three RGs can be viewed, by
appointment, at the NRC Technical
Library, which is located at Two White
Flint North, 11545 Rockville Pike,
Rockville, Maryland 20852; telephone:
301–415–7000; email:
Library.Resource@nrc.gov.
Because access to the three final RGs
is available in various forms at no cost,
the NRC determines that the three final
RGs (RG 1.84, Revision 40; RG 1.147,
Revision 21; and RG 1.192, Revision 5)
are reasonably available to all interested
parties.
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TABLE IV—REGULATORY GUIDES TO BE INCORPORATED BY REFERENCE IN 10 CFR 50.55a
Adams accession
No./Federal
Register citation
Document
RG 1.84, Design, Fabrication, and Materials Code Case Acceptability, ASME Section III, Revision 40 ..............................
RG 1.147, Inservice Inspection Code Case Acceptability, ASME Section XI, Division 1, Revision 21 .................................
RG 1.192, Operation and Maintenance Code Case Acceptability, ASME OM Code, Revision 5 .........................................
XV. Availability of Guidance
The NRC is issuing revised guidance,
RG 1.193, ‘‘ASME Code Cases Not
Approved for Use,’’ Revision 8, for the
implementation of the requirements in
this final rule. The guidance is available
as indicated in Section XVI,
‘‘Availability of Documents,’’ of this
document. You may access information
and comment submissions related to the
guidance by searching on https://
www.regulations.gov under Docket ID
NRC–2018–0291.
The regulatory guide lists code cases
that the NRC has not approved for
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generic use and will not be incorporated
by reference into the NRC’s regulations.
XVI. Availability of Documents
The documents identified in the
following table are available to
interested persons through one or more
of the following methods, as indicated.
TABLE V—AVAILABILITY OF DOCUMENTS
Adams accession
No./Federal
Register citation
ddrumheller on DSK120RN23PROD with RULES1
Document
RG 1.84, Design, Fabrication, and Materials Code Case Acceptability, ASME Section III, Revision 40, dated March,
2024.
RG 1.147, Inservice Inspection Code Case Acceptability, ASME Section XI, Division 1, Revision 21, dated March, 2024
RG 1.192, Operation and Maintenance Code Case Acceptability, ASME OM Code, Revision 5, dated March, 2024 .........
RG 1.193, ASME Code Cases Not Approved for Use, Revision 8, dated March, 2024 ........................................................
Rulemaking—Proposed Rule—Draft Regulatory Analysis for American Society of Mechanical Engineers Code Cases,
RG 1.84, Rev. 40; RG 1.147, Rev. 21; RG 1.192 Rev. 5; RG 1.193, Rev. 8, dated January 2023.
Final Rule: Final Regulatory Analysis, American Society of Mechanical Engineers Code Cases RG 1.84 Rev 40, RG
1.147 Rev 21, RG 1.192 Rev 5, and Revision of Inservice Inspection and Inservice Testing Code of Record Frequency Update dated March, 2024.
Final Rule: NRC Responses to Public Comments, American Society of Mechanical Engineers Code Cases RG 1.84 Rev
40, RG 1.147 Rev 21, RG 1.192 Rev 5, and Revision of Inservice Inspection and Inservice Testing Code of Record
Frequency Update, dated March, 2024.
Rulemaking—Proposed Rule—Federal Register Notice—American Society of Mechanical Engineers Code Cases and
Update Frequency, RG 1.84, Rev. 40; RG 1.147, Rev. 21; RG 1.192 Rev 5, dated February 2023.
Proposed Rule—American Society of Mechanical Engineers Code Cases and Update Frequency, RG 1.84, Rev. 40; RG
1.147, Rev. 21; RG 1.192, Rev 5, dated March 6, 2023.
SRM–SECY–21–0029, ‘‘Rulemaking Plan on Relaxation of Inservice Testing and Inservice Inspection Program Update
Frequencies Required in 10 CFR 50.55a,’’ dated November 8, 2021.
SECY–21–0029, ‘‘Rulemaking Plan on Relaxation of Inservice Testing and Inservice Inspection Program Update Frequencies Required in 10 CFR 50.55a,’’ dated March 15, 2021.
SECY–22–0075, ‘‘Staff Requirements–SECY–21–0029 Inservice Testing and Inservice Inspection Program Rulemakings
Update [NRC–2018–0291/3150–AK23],’’ dated August 10, 2022.
Regulatory Issue Summary 2004–12, ‘‘Clarification on Use of Later Editions and Addenda to the ASME OM Code and
Section XI,’’ dated July 28, 2004.
Public Meeting Summary for Proposed Rule: ASME Code Cases 40–21–5 and Update Frequency, dated March 20,
2023.
Rulemaking—Proposed Rule—OMB Supporting Statement for American Society of Mechanical Engineers Code Cases,
RG 1.84, Rev. 40; RG 1.147, Rev. 21; RG 1.192 Rev. 5; RG 1.193, Rev. 8, dated February 2023.
Rulemaking—Final Rule—OMB Supporting Statement for American Society of Mechanical Engineers Code Cases, RG
1.84, Rev. 40; RG 1.147, Rev. 21; RG 1.192 Rev. 5; RG 1.193, Rev. 8, dated December 2023.
ASME OM Code Case Applicability Index, dated July 1, 2022 ..............................................................................................
ASME Letter to NRC, ‘‘ASME Request for Including Specific Code Cases in Draft Revision 21 of Regulatory Guide
1.147,’’ dated December 22, 2021.
NUREG–2228, ‘‘Weld Residual Stress Finite Element Analysis Validation: Part II–Proposed Validation Procedure,’’ dated
July 2020.
Final Rule—‘‘Codes and Standards for Nuclear Power Plants and Technical Information,’’ February 12, 1976 ..................
Proposed Rule—‘‘Domestic Licensing of Production and Utilization Facilities Codes and Standards for Nuclear Powerplants,’’ January 18, 1979.
Final Rule—‘‘Domestic Licensing of Production and Utilization Facilities; Codes and Standards for Nuclear Powerplants,’’
October 9, 1979.
Codes and Standards for Nuclear Power Plants; Subsection IWE and Subsection IWL, August 8, 1996 ............................
Proposed Rule—Industry Codes and Standards; Amended Requirements, September 22, 1999 ........................................
Final Rule—Industry Codes and Standards; Amended Requirements, September 26, 2002 ...............................................
Final Rule—‘‘Incorporation by Reference of ASME BPV and OM Code Cases,’’ July 8, 2003 .............................................
Final Rule—‘‘Approval of American Society of Mechanical Engineers Code Cases,’’ March 3, 2022 ..................................
Final Rule—‘‘American Society of Mechanical Engineers 2019–2020 Code Editions Incorporation by Reference,’’ October 27, 2022.
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88 FR 13717
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ML042090436
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List of Subjects in 10 CFR Part 50
Administrative practice and
procedure, Antitrust, Backfitting,
Classified information, Criminal
penalties, Education, Emergency
planning, Fire prevention, Fire
protection, Incorporation by reference,
Intergovernmental relations, Nuclear
power plants and reactors, Penalties,
Radiation protection, Reactor siting
criteria, Reporting and recordkeeping
requirements, Whistleblowing.
For the reasons set out in the
preamble and under the authority of the
Atomic Energy Act of 1954, as amended;
the Energy Reorganization Act of 1974,
as amended; and 5 U.S.C. 552 and 553,
the NRC is amending 10 CFR part 50 as
follows:
PART 50—DOMESTIC LICENSING OF
PRODUCTION AND UTILIZATION
FACILITIES
1. The authority citation for part 50
continues to read as follows:
■
Authority: Atomic Energy Act of 1954,
secs. 11, 101, 102, 103, 104, 105, 108, 122,
147, 149, 161, 181, 182, 183, 184, 185, 186,
187, 189, 223, 234 (42 U.S.C. 2014, 2131,
2132, 2133, 2134, 2135, 2138, 2152, 2167,
2169, 2201, 2231, 2232, 2233, 2234, 2235,
2236, 2237, 2239, 2273, 2282); Energy
Reorganization Act of 1974, secs. 201, 202,
206, 211 (42 U.S.C. 5841, 5842, 5846, 5851);
Nuclear Waste Policy Act of 1982, sec. 306
(42 U.S.C. 10226); National Environmental
Policy Act of 1969 (42 U.S.C. 4332); 44 U.S.C.
3504 note; Sec. 109, Pub. L. 96–295, 94 Stat.
783.
2. In § 50.55a:
a. Revise the introductory text of
paragraph (a);
■ b. Revise and republish paragraph
(a)(3):
■ c. Revise paragraphs (b)(5) and (6);
■ d. Revise paragraphs (f)(4)(i) and (ii),
and (f)(4)(iv);
■ e. In paragraph (f)(5)(iv), remove the
text ‘‘120-month interval of operation’’,
wherever it appears, and add, in its
place, the text ‘‘inservice examination
and test interval’’;
■ f. In paragraph (f)(7), remove the text
‘‘120-month IST Program interval’’, and
add, in its place, the text ‘‘inservice
examination and test interval’’;
■ g. Revise paragraphs (g)(4) and (5);
and
■ h. Add paragraph (y).
The revisions and additions read as
follows:
ddrumheller on DSK120RN23PROD with RULES1
■
■
§ 50.55a
Codes and standards.
(a) Documents approved for
incorporation by reference. The material
listed in this paragraph (a) is
incorporated by reference into this
section with the approval of the Director
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of the Federal Register under 5 U.S.C.
552(a) and 1 CFR part 51. All approved
material is available for inspection at
the Nuclear Regulatory Commission
(NRC) and at the National Archives and
Records Administration (NARA).
Contact the NRC at NRC Technical
Library, Two White Flint North, 11545
Rockville Pike, Rockville, Maryland
20852; telephone: 301–415–7000; email:
Library.Resource@nrc.gov. For
information on the availability of this
material at NARA, visit
www.archives.gov/federal-register/cfr/
ibr-locations or email fr.inspection@
nara.gov. The material may be obtained
from the following sources in this
paragraph (a).
*
*
*
*
*
(3) U.S. Nuclear Regulatory
Commission (NRC): Public Document
Room, 11555 Rockville Pike, Rockville,
Maryland 20852; telephone: 1–800–
397–4209; email: pdr.resource@nrc.gov;
https://www.nrc.gov/reading-rm/doccollections/reg-guides/. The use of code
cases listed in the NRC regulatory
guides in paragraphs (a)(3)(i) through
(iii) of this section is acceptable with the
specified conditions in those guides
when implementing the editions and
addenda of the ASME BPV Code and
ASME OM Code incorporated by
reference in paragraph (a)(1) of this
section. The NRC report in paragraph
(a)(3)(iv) of this section is acceptable as
specified in the conditions when
implementing code cases listed in the
NRC regulatory guides in paragraphs
(a)(3)(i) through (iii) of this section.
(i) NRC Regulatory Guide 1.84,
Revision 40. NRC Regulatory Guide
1.84, Revision 40, ‘‘Design, Fabrication,
and Materials Code Case Acceptability,
ASME Section III,’’ issued March 2024,
with the requirements in paragraph
(b)(4) of this section.
(ii) NRC Regulatory Guide 1.147,
Revision 21. NRC Regulatory Guide
1.147, Revision 21, ‘‘Inservice
Inspection Code Case Acceptability,
ASME Section XI, Division 1,’’ issued
March 2024, which lists ASME Code
Cases that the NRC has approved in
accordance with the requirements in
paragraph (b)(5) of this section.
(iii) NRC Regulatory Guide 1.192,
Revision 5. NRC Regulatory Guide
1.192, Revision 5, ‘‘Operation and
Maintenance Code Case Acceptability,
ASME OM Code,’’ issued March 2024,
which lists ASME Code Cases that the
NRC has approved in accordance with
the requirements in paragraph (b)(6) of
this section.
(iv) NUREG–2228. NUREG–2228,
‘‘Weld Residual Stress Finite Element
Analysis Validation: Part II—Proposed
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58055
Validation Procedure,’’ published July
2020 (including Errata September 22,
2021), which is referenced in RG 1.147,
Revision 21.
*
*
*
*
*
(b) * * *
(5) Conditions on inservice inspection
Code Cases. Licensees may apply the
ASME BPV Code Cases listed in NRC
Regulatory Guide 1.147, as incorporated
by reference in paragraph (a)(3)(ii) of
this section, without prior NRC
approval, subject to the following:
(i) ISI Code Case condition: Applying
Code Cases. When a licensee initially
applies a listed Code Case, the licensee
must apply the most recent version of
that Code Case incorporated by
reference in paragraph (a) of this
section.
(ii) ISI Code Case condition: Applying
different revisions of Code Cases. If a
licensee has previously applied a Code
Case and a later version of the Code
Case is incorporated by reference in
paragraph (a) of this section, the
licensee may continue to apply, to the
end of the current code of record
interval, the previous version of the
Code Case, as authorized, or may apply
the later version of the Code Case,
including any NRC-specified conditions
placed on its use. Licensees who choose
to continue use of the Code Case during
subsequent code of record intervals will
be required to implement the latest
version incorporated by reference into
this section as listed in tables 1 and 2
of NRC Regulatory Guide 1.147, as
incorporated by reference in paragraph
(a)(3)(ii) of this section.
(iii) ISI Code Case condition:
Applying annulled Code Cases.
Application of an annulled Code Case is
prohibited unless a licensee previously
applied the listed Code Case prior to it
being listed as annulled in NRC
Regulatory Guide 1.147. If a licensee has
applied a listed Code Case that is later
listed as annulled in NRC Regulatory
Guide 1.147, the licensee may continue
to apply the Code Case to the end of the
current code of record interval.
(6) Conditions on ASME OM Code
Cases. Licensees may apply the ASME
OM Code Cases listed in NRC
Regulatory Guide 1.192, as incorporated
by reference in paragraph (a)(3)(iii) of
this section, without prior NRC
approval, subject to the following:
(i) OM Code Case condition: Applying
Code Cases. When a licensee initially
applies a listed Code Case, the licensee
must apply the most recent version of
that Code Case incorporated by
reference in paragraph (a) of this
section.
(ii) OM Code Case condition:
Applying different revisions of Code
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Cases. If a licensee has previously
applied a Code Case and a later version
of the Code Case is incorporated by
reference in paragraph (a) of this
section, the licensee may continue to
apply, to the end of the current code of
record interval, the previous version of
the Code Case, as authorized, or may
apply the later version of the Code Case,
including any NRC-specified conditions
placed on its use. Licensees who choose
to continue use of the Code Case during
subsequent code of record intervals will
be required to implement the latest
version incorporated by reference into
this section as listed in tables 1 and 2
of NRC Regulatory Guide 1.192, as
incorporated by reference in paragraph
(a)(3)(iii) of this section.
(iii) OM Code Case condition:
Applying annulled Code Cases.
Application of an annulled Code Case is
prohibited unless a licensee previously
applied the listed Code Case prior to it
being listed as annulled in NRC
Regulatory Guide 1.192. If a licensee has
applied a listed Code Case that is later
listed as annulled in NRC Regulatory
Guide 1.192, the licensee may continue
to apply the Code Case to the end of the
current code of record interval.
*
*
*
*
*
(f) * * *
(4) * * *
(i) Applicable IST Code: Initial code
of record interval. Inservice tests to
verify operational readiness of pumps
and valves, whose function is required
for safety, conducted during the initial
code of record interval must comply
with the requirements in the latest
edition and addenda of the ASME OM
Code incorporated by reference in
paragraph (a)(1)(iv) of this section on
the date no more than 18 months before
the date of issuance of the operating
license under this part, or no more than
18 months before the date scheduled for
initial loading of fuel under a combined
license under part 52 of this chapter (or
the optional ASME OM Code Cases
listed in NRC Regulatory Guide 1.192,
as incorporated by reference in
paragraph (a)(3)(iii) of this section,
subject to the conditions listed in
paragraph (b) of this section).
(ii) Applicable IST Code: Successive
code of record intervals. Inservice
examination of components and system
pressure tests conducted during
successive code of record intervals must
comply with the requirements of the
latest edition and addenda of the ASME
BPV Code incorporated by reference in
paragraph (a) of this section no more
than 18 months before the start of the
code of record interval (or the optional
ASME Code Cases listed in NRC
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Regulatory Guide 1.147, when using
ASME BPV Code, Section XI, or NRC
Regulatory Guide 1.192, when using the
ASME OM Code, as incorporated by
reference in paragraphs (a)(3)(ii) and
(iii) of this section), subject to the
conditions listed in paragraph (b) of this
section. However, a licensee whose
inservice inspection interval
commences during the 12 through 18month period after June 3, 2020, may
delay the update of their Appendix VIII
program by up to 18 months after June
3, 2020. Alternatively, licensees may, at
any time in their code of record interval,
elect to use the Appendix VIII in the
latest edition and addenda of the ASME
BPV Code incorporated by reference in
paragraph (a) of this section, subject to
any applicable conditions listed in
paragraph (b) of this section. Licensees
using this option must also use the same
edition and addenda of Appendix I,
Subarticle I–3200, as Appendix VIII,
including any applicable conditions
listed in paragraph (b) of this section.
*
*
*
*
*
(iv) Applicable IST Code: Use of later
Code editions and addenda. Inservice
tests of pumps and valves may meet the
requirements set forth in subsequent
editions and addenda that are
incorporated by reference in paragraph
(a)(1)(iv) of this section, subject to the
conditions listed in paragraph (b) of this
section, and subject to NRC approval.
Portions of editions or addenda may be
used, provided that all related
requirements of the respective editions
or addenda are met. NRC approval is not
required when updating the IST code of
record before the start of an IST interval
in which the updated IST code of record
will be used and when using the latest
edition incorporated by reference in
(a)(1)(iv) of this section in its entirety,
subject to the conditions listed in
paragraph (b) of this section (or the
optional ASME Code Cases listed in
NRC Regulatory Guide 1.147 or NRC
Regulatory Guide 1.192 as incorporated
by reference in paragraphs (a)(3)(ii) and
(iii) of this section, respectively).
*
*
*
*
*
(g) * * *
(4) Inservice inspection standards
requirement for operating plants.
Throughout the service life of a boiling
or pressurized water-cooled nuclear
power facility, components (including
supports) that are classified as ASME
BPVC Code Class 1, Class 2, and Class
3 must meet the requirements, except
design and access provisions and
preservice examination requirements,
set forth in Section XI of editions and
addenda of the ASME BPV Code that
become effective subsequent to editions
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Fmt 4700
Sfmt 4700
specified in paragraphs (g)(2) and (3) of
this section and that are incorporated by
reference in paragraph (a)(1)(ii) or (iv) of
this section for snubber examination
and testing of this section, to the extent
practical within the limitations of
design, geometry, and materials of
construction of the components.
Components that are classified as Class
MC pressure retaining components and
their integral attachments, and
components that are classified as Class
CC pressure retaining components and
their integral attachments, must meet
the requirements, except design and
access provisions and preservice
examination requirements, set forth in
Section XI of the ASME BPV Code and
addenda that are incorporated by
reference in paragraph (a)(1)(ii) of this
section subject to the condition listed in
paragraph (b)(2)(vi) of this section and
the conditions listed in paragraphs
(b)(2)(viii) and (ix) of this section, to the
extent practical within the limitation of
design, geometry, and materials of
construction of the components. When
using the 2006 Addenda or later of the
ASME BPV Code, Section XI, the
inservice examination, testing, and
service life monitoring requirements for
dynamic restraints (snubbers) must meet
the requirements set forth in the
applicable ASME OM Code as specified
in paragraph (b)(3)(v)(B) of this section.
When using the 2005 Addenda or earlier
edition or addenda of the ASME BPV
Code, Section XI, the inservice
examination, testing, and service life
monitoring requirements for dynamic
restraints (snubbers) must meet the
requirements set forth in either the
applicable ASME OM Code or ASME
BPV Code, Section XI as specified in
paragraph (b)(3)(v) of this section.
(i) Applicable ISI Code: Initial code of
record interval. Inservice examination of
components and system pressure tests
conducted during the initial code of
record interval must comply with the
requirements in the latest edition and
addenda of the ASME BPV Code
incorporated by reference in paragraph
(a) of this section on the date no more
than 18 months before the date of
issuance of the operating license under
this part, or no more than 18 months
before the date scheduled for initial
loading of fuel under a combined
license under part 52 of this chapter (or
the optional ASME Code Cases listed in
NRC Regulatory Guide 1.147, when
using ASME BPV Code, Section XI, or
NRC Regulatory Guide 1.192, when
using the ASME OM Code, as
incorporated by reference in paragraphs
(a)(3)(ii) and (iii) of this section,
respectively), subject to the conditions
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listed in paragraph (b) of this section.
Licensees may, at any time in their code
of record interval, elect to use the
Appendix VIII in the latest edition and
addenda of the ASME BPV Code
incorporated by reference in paragraph
(a) of this section, subject to any
applicable conditions listed in
paragraph (b) of this section. Licensees
using this option must also use the same
edition and addenda of Appendix I,
Subarticle I–3200, as Appendix VIII,
including any applicable conditions
listed in paragraph (b) of this section.
(ii) Applicable ISI Code: Successive
code of record intervals. Inservice
examination of components and system
pressure tests conducted during
successive code of record intervals must
comply with the requirements of the
latest edition and addenda of the ASME
BPV Code incorporated by reference in
paragraph (a) of this section no more
than 18 months before the start of the
code of record interval (or the optional
ASME Code Cases listed in NRC
Regulatory Guide 1.147, when using
ASME BPV Code, Section XI, or NRC
Regulatory Guide 1.192, when using the
ASME OM Code, as incorporated by
reference in paragraphs (a)(3)(ii) and
(iii) of this section), subject to the
conditions listed in paragraph (b) of this
section. However, a licensee whose
inservice inspection interval
commences during the 12 through 18month period after June 3, 2020, may
delay the update of their Appendix VIII
program by up to 18 months after June
3, 2020. Alternatively, licensees may, at
any time in their code of record interval,
elect to use the Appendix VIII in the
latest edition and addenda of the ASME
BPV Code incorporated by reference in
paragraph (a) of this section, subject to
any applicable conditions listed in
paragraph (b) of this section. Licensees
using this option must also use the same
edition and addenda of Appendix I,
Subarticle I–3200, as Appendix VIII,
including any applicable conditions
listed in paragraph (b) of this section.
(iii) Applicable ISI Code: Optional
surface examination requirement. When
applying editions and addenda prior to
the 2003 Addenda of Section XI of the
ASME BPV Code, licensees may, but are
not required to, perform the surface
examinations of high-pressure safety
injection systems specified in Table
IWB–2500–1, Examination Category B–
J, Item Numbers B9.20, B9.21, and
B9.22.
(iv) Applicable ISI Code: Use of
subsequent Code editions and addenda.
Inservice examination of components
and system pressure tests may meet the
requirements set forth in subsequent
editions and addenda that are
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incorporated by reference in paragraph
(a) of this section, subject to the
conditions listed in paragraph (b) of this
section, and subject to Commission
approval. Portions of editions or
addenda may be used, provided that all
related requirements of the respective
editions or addenda are met. NRC
approval is not required when updating
the ISI code of record before the start of
an ISI interval in which the updated ISI
code of record will be used and when
using the latest edition incorporated by
reference in (a)(1)(iv) of this section in
its entirety, subject to the conditions
listed in paragraph (b) of this section (or
the optional ASME Code Cases listed in
NRC Regulatory Guide 1.147 or NRC
Regulatory Guide 1.192 as incorporated
by reference in paragraphs (a)(3)(ii) and
(iii) of this section, respectively).
(v) Applicable ISI Code: Metal and
concrete containments. For a boiling or
pressurized water-cooled nuclear power
facility whose construction permit
under this part or combined license
under part 52 of this chapter was issued
after January 1, 1956, the following are
required:
(A) Metal and concrete containments:
First provision. Metal containment
pressure retaining components and their
integral attachments must meet the
inservice inspection, repair, and
replacement requirements applicable to
components that are classified as ASME
Code Class MC;
(B) Metal and concrete containments:
Second provision. Metallic shell and
penetration liners that are pressure
retaining components and their integral
attachments in concrete containments
must meet the inservice inspection,
repair, and replacement requirements
applicable to components that are
classified as ASME Code Class MC; and
(C) Metal and concrete containments:
Third provision. Concrete containment
pressure retaining components and their
integral attachments, and the posttensioning systems of concrete
containments, must meet the inservice
inspections, repair, and replacement
requirements applicable to components
that are classified as ASME Code Class
CC.
(5) Requirements for updating ISI
programs—(i) ISI program update:
Applicable ISI code of record. The
inservice inspection program for a
boiling or pressurized water-cooled
nuclear power facility must be revised
by the licensee, as necessary, to meet
the requirements of paragraph (g)(4) of
this section.
(ii) ISI program update: Conflicting
ISI Code requirements with technical
specifications. If a revised inservice
inspection program for a facility
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58057
conflicts with the technical
specifications for the facility, the
licensee must apply to the Commission
for amendment of the technical
specifications to conform the technical
specifications to the revised program.
The licensee must submit this
application, as specified in § 50.4, at
least six months before the start of the
code of record intervalduring which the
provisions become applicable, as
determined by paragraph (g)(4) of this
section.
(iii) ISI program update: Notification
of impractical ISI Code requirements. If
the licensee has determined that
conformance with a Code requirement is
impractical for its facility the licensee
must notify the NRC and submit, as
specified in § 50.4, information to
support the determinations.
Determinations of impracticality in
accordance with this section must be
based on the demonstrated limitations
experienced when attempting to comply
with the Code requirements during the
inservice inspection interval for which
the request is being submitted. Requests
for relief made in accordance with this
section must be submitted to the NRC
no later than 12 months after the
expiration of the initial or subsequent
inservice inspection interval for which
relief is sought.
(iv) ISI program update: Schedule for
completing impracticality
determinations. Where the licensee
determines that an examination
required by Code edition or addenda is
impractical, the basis for this
determination must be submitted for
NRC review and approval not later than
12 months after the expiration of the
initial or subsequent inservice
inspection interval for which relief is
sought.
*
*
*
*
*
(y) Definitions. As used in this
section:
Code of record interval means the
period of time between the code of
record updates required by paragraphs
(f)(4) and (g)(4) of this section for the
inservice examination and test programs
and inservice inspection programs,
respectively.
(1) For licensees with codes of record
prior to ASME BPV Code, Section XI,
2017 Edition, and OM Code, 2017
Edition, as incorporated by reference in
paragraph (a) of this section, the code of
record interval is the same as the
inservice inspection interval or
inservice examination and test interval.
(2) For licensees with codes of record
of ASME BPV Code, Section XI, 2017
Edition and OM Code, 2017 Edition, or
later, as incorporated by reference in
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paragraph (a) of this section, the code of
record interval is two consecutive
inservice inspection or inservice
examination and test intervals.
Inservice examination and test (IST)
code of record means the specific
edition(s) and addenda of the ASME
OM Code required by (f)(4)(i) or (ii) of
this section, subject to the conditions
listed in paragraph (b) of this section,
and applicable NRC endorsed code
cases, for inservice test to verify
operational readiness of pumps, valves,
and dynamic restraints, whose function
is required for safety.
Inservice examination and test (IST)
interval means the inservice
examination and test interval described
by the licensee’s code of record
(paragraph ISTA–3120 of the ASME OM
Code, 2001 Edition through 2009
Edition, or paragraph ISTA–3120 of the
ASME OM Code, 2012 Edition and
later).
Inservice examination and testing
(IST) program means the requirements
for preservice and inservice
examination and testing of pumps,
valves, and dynamic restraints within
the scope of this section to assess their
operational readiness in nuclear power
plants, including but not limited to:
(1) The requirements specified in the
ASME OM Code, as incorporated by
reference in this section, such as for test
or examination, responsibilities,
methods, intervals, parameters to be
measured and evaluated, criteria for
evaluating the results, corrective action,
personnel qualification, and
recordkeeping.
(2) Relief requested under paragraph
(f)(5)(iii) of this section and granted
under paragraph (f)(6)(i) of this section.
(3) Augmented IST requirements as
applied by the Commission under
paragraph (f)(6)(ii) of this section.
(4) Alternatives authorized under
paragraph (z) of this section.
Inservice inspection (ISI) code of
record means the specific edition(s) and
addenda of the ASME BPV Code,
Section XI, required by paragraphs
(g)(4)(i) or (ii) of this section, subject to
the conditions listed in paragraph (b) of
this section, and applicable NRC
endorsed code cases, for the inservice
examination of components and system
pressure tests.
Inservice inspection (ISI) interval
means the inservice inspection interval
described in Article IWA–2432 of ASME
BPV Code, Section XI, 1989 Edition
with 1991 Addenda through the 2008
Addenda, or Article IWA–2431 of
ASME BPV Code, Section XI, 2009
Addenda and later.
Inservice inspection (ISI) program
means the set of all administrative and
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technical requirements pertaining to
periodic examination of nuclear
components, as specified in ASME BPV
Code, Section XI, and this section,
including but not limited to:
(1) The requirements of IWA–2400 of
ASME BPV Code, Section XI, 1991
Addenda and later.
(2) Relief requested under paragraph
(g)(5)(iii) of this section and granted
under paragraph (g)(6)(i) of this section.
(3) The augmented inspection
program described in paragraph (g)(6)(ii)
of this section.
(4) Alternatives authorized under
paragraph (z) of this section.
*
*
*
*
*
■ 3. In appendix J to part 50, in section
III of option A:
■ a. Remove footnote 2;
■ b. Redesignate footnote 3 as new
footnote 2; and
■ c. Revise paragraph D.1.(a).
The revision reads as follows:
Appendix J to Part 50—Primary
Reactor Containment Leakage Testing
for Water-Cooled Power Reactors
*
*
*
*
*
Option A—Prescriptive Requirements
*
*
*
*
*
III. * * *
D. * * * 1. * * *
(a) After the preoperational leakage rate
tests, a set of three Type A tests shall be
performed, at approximately equal intervals
during each inservice inspection interval, as
defined in § 50.55a(y). The third test of each
set shall be conducted when the plant is shut
down for the final plant inservice inspections
of the inservice inspection interval.
*
*
*
*
*
Dated: July 5, 2024.
Nuclear Regulatory Commission.
Andrea Veil,
Director, Office of Nuclear Reactor
Regulation.
[FR Doc. 2024–15288 Filed 7–16–24; 8:45 am]
BILLING CODE 7590–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2024–0756; Project
Identifier MCAI–2023–00549–T; Amendment
39–22769; AD 2024–12–05]
RIN 2120–AA64
Airworthiness Directives; De Havilland
Aircraft of Canada Limited (Type
Certificate Previously Held by
Bombardier, Inc.) Airplanes
Federal Aviation
Administration (FAA), DOT.
AGENCY:
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ACTION:
Final rule.
The FAA is superseding
Airworthiness Directive (AD) 2021–25–
12 and AD 2022–11–11, which applied
to certain De Havilland Aircraft of
Canada Limited Model DHC–8–401 and
–402 airplanes. AD 2021–25–12
required repetitive lubrications of the
trailing arm of the nose landing gear
(NLG). AD 2021–25–12 also required
revising the existing maintenance or
inspection program to include new and
revised airworthiness limitations. AD
2022–11–11 required a modification to
the NLG shock strut assembly. This AD
continues to require the actions
specified in AD 2021–25–12 and AD
2022–11–11 and requires replacement of
the pivot pin and tow fitting assembly
with a new, improved pivot pin and tow
fitting assembly and prohibits the
installation of affected parts. This AD
was prompted by a determination that
the pivot pin and tow fitting assembly
of the NLG must be replaced. The FAA
is issuing this AD to address the unsafe
condition on these products.
DATES: This AD is effective August 21,
2024.
The Director of the Federal Register
approved the incorporation by reference
of a certain publication listed in this AD
as of August 21, 2024.
The Director of the Federal Register
approved the incorporation by reference
of a certain other publication listed in
this AD as of July 8, 2022 (87 FR 33627,
June 3, 2022).
The Director of the Federal Register
approved the incorporation by reference
of certain other publications listed in
this AD as of January 5, 2022 (86 FR
72174, December 21, 2021).
ADDRESSES:
AD Docket: You may examine the AD
docket at regulations.gov under Docket
No. FAA–2024–0756; or in person at
Docket Operations between 9 a.m. and
5 p.m., Monday through Friday, except
Federal holidays. The AD docket
contains this final rule, the mandatory
continuing airworthiness information
(MCAI), any comments received, and
other information. The address for
Docket Operations is U.S. Department of
Transportation, Docket Operations, M–
30, West Building Ground Floor, Room
W12–140, 1200 New Jersey Avenue SE,
Washington, DC 20590.
Material Incorporated by Reference:
• For De Havilland material
identified in this AD, contact De
Havilland Aircraft of Canada Limited,
Dash 8 Series Customer Response
Centre, 5800 Explorer Drive,
Mississauga, Ontario, L4W 5K9, Canada;
telephone North America (toll-free):
855–310–1013, Direct: 647–277–5820;
SUMMARY:
E:\FR\FM\17JYR1.SGM
17JYR1
Agencies
[Federal Register Volume 89, Number 137 (Wednesday, July 17, 2024)]
[Rules and Regulations]
[Pages 58039-58058]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-15288]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
========================================================================
Federal Register / Vol. 89, No. 137 / Wednesday, July 17, 2024 /
Rules and Regulations
[[Page 58039]]
NUCLEAR REGULATORY COMMISSION
10 CFR Part 50
[NRC-2018-0291]
RIN 3150-AK23
American Society of Mechanical Engineers Code Cases and Update
Frequency
AGENCY: Nuclear Regulatory Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is amending its
regulations to incorporate by reference revisions of three regulatory
guides to approve new, revised, and reaffirmed code cases published by
the American Society of Mechanical Engineers. This action allows
nuclear power plant licensees and applicants for construction permits,
operating licenses, combined licenses, standard design certifications,
standard design approvals, and manufacturing licenses to use the code
cases listed in these regulatory guides as voluntary alternatives to
engineering standards for the construction, inservice inspection, and
inservice testing of nuclear power plant components. These engineering
standards are set forth in the American Society of Mechanical Engineers
Boiler and Pressure Vessel Code and American Society of Mechanical
Engineers Operation and Maintenance Code, which are currently
incorporated by reference into the NRC's regulations. Further, this
final rule announces the availability of a related regulatory guide,
not incorporated by reference into the NRC's regulations, that lists
code cases that the NRC has not approved for use. Finally, this
rulemaking provides more flexibility to licensees by expanding the code
of record interval from ten years to two consecutive inservice testing
and inservice inspection intervals.
DATES: This final rule is effective on August 16, 2024. The
incorporation by reference of certain material listed in this rule is
approved by the Director of the Federal Register as of August 16, 2024.
The incorporation by reference of certain other material listed in the
rule was approved by the Director of the Federal Register as of April
4, 2022, and November 28, 2022.
ADDRESSES: Please refer to Docket ID NRC-2018-0291 when contacting the
NRC about the availability of information for this action. You may
obtain publicly available information related to this action by any of
the following methods:
Federal Rulemaking Website: Go to https://www.regulations.gov and search for Docket ID NRC-2018-0291. Address
questions about NRC dockets to Dawn Forder; telephone: 301-415-3407;
email: [email protected]. For technical questions, contact the
individuals listed in the FOR FURTHER INFORMATION CONTACT section of
this document.
NRC's Agencywide Documents Access and Management System
(ADAMS): You may obtain publicly available documents online in the
ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``Begin Web-based ADAMS
Search.'' For problems with ADAMS, please contact the NRC's Public
Document Room (PDR) reference staff at 1-800-397-4209, at 301-415-4737,
or by email to [email protected]. For the convenience of the reader,
instructions about obtaining materials referenced in this document are
provided in the ``Availability of Documents'' section.
NRC's PDR: The PDR, where you may examine and order copies
of publicly available documents, is open by appointment. To make an
appointment to visit the PDR, please send an email to
[email protected] or call 1-800-397-4209 or 301-415-4737, between 8
a.m. and 4 p.m. eastern time (ET), Monday through Friday, except
Federal holidays.
Technical Library: The Technical Library, which is located
at Two White Flint North, 11545 Rockville Pike, Rockville, Maryland
20852, is open by appointment only. Interested parties may make
appointments to examine documents by contacting the NRC Technical
Library by email at [email protected] between 8 a.m. and 4 p.m.
ET, Monday through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: Tyler Hammock, Office of Nuclear
Material Safety and Safeguards, telephone: 301-415-1381, email:
[email protected]; or Bruce Lin, Office of Nuclear Regulatory
Research, telephone: 301-415-2446, [email protected]. Both are staff of
the U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.
SUPPLEMENTARY INFORMATION:
Executive Summary
A. Need for the Regulatory Action
This rulemaking incorporates by reference the latest revisions of
three regulatory guides (RGs) into the NRC's regulations. The three RGs
identify new, revised, and reaffirmed code cases published by the
American Society of Mechanical Engineers (ASME) that the NRC has
determined are acceptable for use as voluntary alternatives to
compliance with certain provisions of the ASME Boiler and Pressure
Vessel Code (BPV Code) and the ASME Operation and Maintenance of
Nuclear Power Plants, Division 1, OM Code: Section IST (OM Code)
currently incorporated by reference into the NRC's regulations.
This rulemaking also revises the current NRC requirement for
nuclear power plant licensees to update the codes of record for their
inservice examination and testing (IST) and inservice inspection (ISI)
programs. Currently, licensees are required to update the code of
record every 10 years. This rulemaking would revise the requirement so
that licensees would update the code of record after completion of an
ISI and IST interval, with a maximum of two consecutive ISI and IST
intervals before licensees are required to update the code of record.
This revision applies to licensees that are implementing the 2017
Edition, or later editions, of the ASME OM Code and the 2017 Edition,
or later editions, of the ASME BPV Code, Section XI, as incorporated by
reference into Sec. 50.55a of title 10 of the Code of Federal
Regulations (10 CFR) ``Codes and standards'' as the codes of record of
their IST/ISI programs. This revision to the NRC's regulations
implements Commission direction in staff requirements memorandum (SRM)
[[Page 58040]]
SRM-SECY-21-0029 (dated November 8, 2021) in response to SECY-21-0029,
``Rulemaking Plan on Revision of Inservice Testing and Inservice
Inspection Program Update Frequencies Required in 10 CFR 50.55a,''
dated March 15, 2021.
Following completion of this code case rulemaking and the ASME
2021-2022 Code Editions rulemaking, the NRC plans to streamline
approval of code cases that do not require conditions and are unlikely
to receive significant and adverse public comments by using the direct
final rule process. The code cases that either require conditions or
are likely to receive significant and adverse comments will be combined
with the Code Editions rulemakings, which will continue to follow the
traditional proposed rule and comment rulemaking process.
B. Major Provisions
The NRC is incorporating by reference the following three RGs: RG
1.84, Design, Fabrication, and Materials Code Case Acceptability, ASME
Section III, Revision 40; RG 1.147, Inservice Inspection Code Case
Acceptability, ASME Section XI, Division 1, Revision 21; and RG 1.192,
Operation and Maintenance [OM] Code Case Acceptability, ASME OM Code,
Revision 5. This action allows nuclear power plant licensees and
applicants for construction permits, operating licenses, combined
licenses, standard design certifications, standard design approvals,
and manufacturing licenses to use the code cases listed in these
revised RGs as voluntary alternatives to ASME engineering standards for
the construction, inservice inspections, and inservice testing of
nuclear power plant components. The NRC also notes the availability of
RG 1.193, ``ASME Code Cases Not Approved for Use,'' Revision 8, which
lists code cases that the NRC has not approved for generic use and
would not be incorporated by reference into the NRC's regulations.
The NRC is revising the requirements in Sec. 50.55a(f)(4) and
(g)(4) to refer to the term ``code of record interval'' instead of
``120-month interval.'' This term, as well as others, is defined in new
definitions in Sec. 50.55a(y). Under the new rules, licensees may
maintain the same code of record in their IST and ISI programs for two
consecutive IST or ISI intervals. As a result of public comments on the
proposed rule, the NRC made changes in the final rule to allow
licensees to take advantage of this new flexibility provided their IST
or ISI programs implement the 2017 Edition of the ASME OM Code or ASME
BPV Code, Section XI, respectively. Also, as a result of public
comments, the NRC revised the final rule to update the language of
Sec. 50.55a(f)(4)(iv) and (g)(4)(iv) to allow licensees to use a later
edition of ASME OM Code and ASME BPV Code, Section XI, as incorporated
by reference into Sec. 50.55a, at the start of a new IST or ISI
interval without submitting a request to the NRC for approval. As a
result of these changes, licensees have the option to update their
codes of record at the end of each ISI or IST interval or after two
consecutive ISI or IST intervals.
C. Costs and Benefits
The NRC prepared a final regulatory analysis to determine the
expected quantitative costs and benefits of this final rule, as well as
qualitative factors to be considered in the NRC's rulemaking decision.
The analysis concluded that this final rule would result in net savings
to the industry and the NRC. As shown in table I, the estimated total
net benefit relative to the regulatory baseline and the quantitative
benefits would outweigh the costs by a range from approximately $45.6
million (7-percent net present value) to $56.2 million (3-percent net
present value).
Table I--Cost Benefit Summary
----------------------------------------------------------------------------------------------------------------
Total averted costs (costs)
-------------------------------------------------
Attribute 7% Net present 3% Net present
Undiscounted value value
----------------------------------------------------------------------------------------------------------------
Industry Implementation....................................... $0 $0 $0
Industry Operation............................................ 55,160,000 39,020,000 48,080,000
-------------------------------------------------
Total Industry Costs...................................... 55,160,000 39,020,000 48,080,000
NRC Implementation............................................ 0 0 0
NRC Operation................................................. 9,300,000 6,550,000 8,070,000
-------------------------------------------------
Total NRC Costs........................................... 9,300,000 6,550,000 8,070,000
-------------------------------------------------
Net................................................... 64,460,000 45,570,000 56,150,000
----------------------------------------------------------------------------------------------------------------
The final regulatory analysis also considered the following
qualitative considerations: (1) flexibility and decreased uncertainty
for licensees when making modifications or preparing to perform
inservice inspection or inservice testing (while continuing to ensure
safety); (2) consistency with the provisions of the National Technology
Transfer and Advancement Act of 1995, which encourages Federal
regulatory agencies to consider adopting voluntary consensus standards
as an alternative to de novo agency development of standards affecting
an industry; (3) consistency with the NRC's policy of evaluating the
latest versions of consensus standards in terms of their suitability
for endorsement by regulations and regulatory guides; and (4)
consistency with the NRC's goal to harmonize with international
standards to improve regulatory efficiency for both the NRC and
international standards groups.
The final regulatory analysis concludes that this final rule should
be adopted because it is justified when integrating the cost-beneficial
quantitative results and the positive and supporting nonquantitative
considerations in the decision. For more information, please see the
final regulatory analysis as indicated in Section XVI, ``Availability
of Documents.''
Table of Contents
I. Background
II. Discussion
III. Opportunities for Public Participation
IV. Public Comment Analysis
V. Section-by-Section Analysis
VI. Regulatory Flexibility Certification
VII. Regulatory Analysis
VIII. Backfitting and Issue Finality
IX. Plain Writing
[[Page 58041]]
X. Environmental Assessment and Final Finding of No Significant
Environmental Impact
XI. Paperwork Reduction Act
XII. Congressional Review Act
XIII. Voluntary Consensus Standards
XIV. Incorporation by Reference--Reasonable Availability to
Interested Parties
XV. Availability of Guidance
XVI. Availability of Documents
I. Background
A. Incorporation by Reference of Three Regulatory Guides
The ASME develops and publishes the ASME BPV Code, which contains
requirements for the design, construction, and inservice inspection of
nuclear power plant components, and the ASME OM Code,\1\ which contains
requirements for preservice and inservice testing of nuclear power
plant components. In response to BPV and OM Code user requests, the
ASME develops code cases that provide voluntary alternatives to BPV and
OM Code requirements under special circumstances.
---------------------------------------------------------------------------
\1\ The editions and addenda of the ASME Code for Operation and
Maintenance of Nuclear Power Plants have had different titles from
initial issuance and are referred to as the ``OM Code'' collectively
in this rule.
---------------------------------------------------------------------------
The NRC approves the ASME BPV and OM Codes in Sec. 50.55a, ``Codes
and standards,'' through the process of incorporation by reference. As
such, each provision of the ASME Codes incorporated by reference into
and mandated by Sec. 50.55a constitutes a legally binding NRC
requirement imposed by rule. As noted previously, the ASME code cases,
for the most part, represent alternative approaches for complying with
provisions of the ASME BPV and OM Codes. Accordingly, the NRC
periodically amends Sec. 50.55a to incorporate by reference the NRC's
RGs listing approved ASME code cases that may be used as voluntary
alternatives to the BPV and OM Codes.\2\
---------------------------------------------------------------------------
\2\ See Federal Register final rule, ``Incorporation by
Reference of ASME BPV and OM Code Cases'' (68 FR 40469; July 8,
2003).
---------------------------------------------------------------------------
This final rule is the latest in a series of rules that incorporate
by reference new versions of several RGs that identify new, revised,
and reaffirmed \3\ ASME Code Cases that the NRC unconditionally or
conditionally approves for use. In developing these RGs, the NRC
reviews the ASME BPV and OM Code Cases, determines the acceptability of
each code case, and publishes its findings in the RGs. The RGs are
revised periodically as new code cases are published by the ASME. The
NRC incorporates by reference the RGs listing acceptable and
conditionally acceptable ASME Code Cases into Sec. 50.55a. The NRC
published a final rule dated March 3, 2022, that incorporated by
reference into Sec. 50.55a the previous versions of the RGs, which are
RG 1.84, ``Design, Fabrication, and Materials Code Case Acceptability,
ASME Section III,'' Revision 39; RG 1.147, ``Inservice Inspection Code
Case Acceptability, ASME Section XI, Division 1,'' Revision 20; and RG
1.192, ``Operation and Maintenance Code Case Acceptability, ASME OM
Code,'' Revision 4.
---------------------------------------------------------------------------
\3\ Code cases are categorized by the ASME as one of three
types: new, revised, or reaffirmed. A new code case provides for a
new alternative to a specific ASME Code provision or addresses a new
need. The ASME defines a revised code case to be a revision
(modification) to an existing code case to address, for example,
technological advancements in examination techniques or to address
NRC conditions imposed in one of the RGs that have been incorporated
by reference into Sec. 50.55a. The ASME defines ``reaffirmed'' as
an OM Code Case that does not have any change to technical content
but includes editorial changes.
---------------------------------------------------------------------------
B. Revision to Code of Record Update Requirements
The NRC staff provided SECY-21-0029 to the Commission with a
proposed rulemaking plan for revising the IST and ISI code of record
update requirements in Sec. 50.55a. The Commission issued SRM-SECY-21-
0029, directing the staff to proceed with the proposed rulemaking plan.
In SECY-22-0075, ``Staff Requirements-SECY-21-0029 Inservice Testing
and Inservice Inspection Program Rulemakings Update,'' dated August 10,
2022, the staff described changes from the original plan in response to
new information and changed circumstances that affected the
implementation of SRM-SECY-21-0029. The changes described in SECY-22-
0075 included combining the ASME code case and the IST and ISI code of
record update rulemakings and also making conforming and clarifying
changes. One such change was adding a definition section (Sec.
50.55a(y)) where ``code of record interval'' (the period of time
between the code of record updates required by Sec. 50.55a(f)(4) and
(g)(4) for the IST and ISI programs, respectively) would be
differentiated from both the ISI and IST intervals (the ASME interval
described by the licensee's code of record).
In this final rulemaking, along with incorporating by reference
three regulatory guides on ASME code cases, the NRC is including rule
language that specifies that licensees may update their IST and ISI
codes of record every two consecutive IST intervals or ISI intervals
provided the licensee implements the 2017 Edition, or later edition or
addenda, of ASME BPV Code and the 2017 Edition, or later edition, of
the ASME OM Code, as incorporated by reference into Sec. 50.55a, for
their IST and ISI programs, respectively. With this revised requirement
to update the code of record, the NRC does not intend that the code of
record interval for an IST or ISI program would exceed 25 years, even
if ASME extends the IST interval or the ISI interval beyond 12 years in
the ASME OM Code or the ASME BPV Code, respectively. The 25-year
maximum code of record interval would allow the same code of record to
be used for two consecutive ISI or IST intervals, each up to 12 years,
plus the one-time 1-year extension for IST and ISI programs as
specified in the ASME OM Code and ASME BPV Code, respectively.
Licensees implementing the 2017 Edition, or later edition, of ASME BPV
Code, Section XI and the 2017 Edition, or later edition, of ASME OM
Code may immediately utilize the extended code of record interval. The
starting date for the 20- or 24-year code of record update interval
begins on the date that the licensee had previously incorporated the
2017 Edition, or later edition, as its code of record for the IST or
ISI program. Following completion of their current IST or ISI programs,
these licensees may choose to maintain the same code of record for the
successive IST or ISI interval or update the edition. Licensees
choosing to update the editions at the start of a new IST or ISI
interval may do so without NRC approval, per the new language in Sec.
50.55a(f)(4)(iv) and (g)(4)(iv). Licensees seeking to use a later
edition in the middle of an IST or ISI interval must still submit an
exemption request for NRC review and approval.
In Revision 5 to RG 1.192, the NRC is conditionally accepting ASME
OM Code Case OMN-31, ``Alternative to Allow Extension of ISTA-3120
Inservice Examination and Test Intervals From 10 Years to 12 Years,''
as a voluntary alternative to the 10-year interval specified in the
ASME OM Code for applicants and licensees implementing the 2017 Edition
of the ASME OM Code or later editions, as incorporated by reference in
Sec. 50.55a, as the code of record for their IST program. In Revision
21 to RG 1.147, the NRC is conditionally accepting ASME Code Case N-
921, ``Alternative 12-yr Inspection Interval Duration, Section XI,
Division 1,'' as a voluntary alternative to the 10-year interval
specified in Section XI, IWA-2400 of the ASME BPV Code for applicants
and licensees implementing the 2017 Edition of the ASME BPV Code or
later editions, as incorporated by reference in Sec. 50.55a, as the
code of record for their ISI program.
[[Page 58042]]
As a result of public comments, the NRC added a new condition requiring
that these code cases be implemented at the start of a new IST or ISI
interval. Implementation of these code cases in the middle of an IST or
ISI interval creates complications related to existing testing and
examination schedules and alternatives that were approved assuming a
10-year IST or ISI interval. Licensees seeking to apply these code
cases in the middle of an IST or ISI interval would need to obtain an
exemption under Sec. 50.12.
II. Discussion
A. Incorporation by Reference of Three Regulatory Guides
This final rule incorporates by reference the latest revisions of
the NRC's RGs that list the ASME BPV and OM Code Cases that the NRC
finds to be acceptable, or acceptable with NRC-specified conditions
(``conditionally acceptable''). RG 1.84, Revision 40 supersedes the
incorporation by reference of Revision 39; RG 1.147, Revision 21
supersedes the incorporation by reference of Revision 20; and RG 1.192,
Revision 5 supersedes the incorporation by reference of Revision 4.
The ASME Code Cases that are the subject of this final rule are the
new and revised Section III and Section XI Code Cases as listed in
Supplements 2 through 7 to the 2019 Edition of the ASME BPV Code,
Supplements 0 through 2 and selected code cases from Supplement 3 to
the 2021 Edition of the ASME BPV Code, and the OM Code Cases listed in
the 2022 Edition of the ASME OM Code. By letter dated December 22,
2021, ASME requested that the NRC consider including Code Cases N-663-
1, N-885-1, and N-921 in this rulemaking. In response, the NRC included
these three code cases within the scope of this rulemaking. The NRC is
also including OMN-31 within the scope of this rulemaking to provide
consistency between the ISI and IST programs.
RG 1.84, Revision 40, includes new information reviewed by
the NRC on the Section III Code Cases listed in Supplements 2 through 7
to the 2019 Edition, and Supplements 0 through 3 to the 2021 Edition of
the ASME BPV Code.
RG 1.147, Revision 21, includes information reviewed by
the NRC on the Section XI Code Cases listed in Supplements 2 through 7
to the 2019 Edition, Supplements 0 through 2 to the 2021 Edition, and
selected Code Cases from Supplement 3 to the 2021 Edition of the ASME
BPV Code.
RG 1.192, Revision 5, includes information reviewed by the
NRC on OM Code Cases listed in the 2022 Edition of the OM Code and on
the ASME Codes & Standards (C&S) Connect website.
The ASME publishes code cases that provide alternatives to existing
code requirements that the ASME developed and approved. This final rule
incorporates by reference the most recent revisions of RGs 1.84, 1.147,
and 1.192, which allow nuclear power plant licensees, and applicants
for combined licenses, standard design certifications, standard design
approvals, and manufacturing licenses under the regulations that govern
license certifications, to use the code cases listed in these RGs as
suitable alternatives to the ASME BPV and OM Codes for the
construction, inservice inspections, and inservice testing of nuclear
power plant components. The ASME makes the issued OM Code Cases
available on the OM Code website and provides an index listing the
issued OM Code Cases and their applicability in each ASME OM Code
edition. In contrast, the ASME publishes BPV Code Cases in a separate
document and at a different time than the ASME BPV Code Editions. This
final rule identifies the BPV Code Cases by the edition of the ASME BPV
Code under which they were published by the ASME and the OM Code Cases
by the most recent edition of the ASME OM Code to which they apply.
The following general guidance applies to the use of the ASME Code
Cases approved in the latest versions of the RGs that are incorporated
by reference into Sec. 50.55a as part of this final rule.
Specifically, the use of the code cases listed in the latest versions
of RGs 1.84, 1.147, and 1.192 are acceptable with the specified
conditions when implementing the editions and addenda of the ASME BPV
and OM Codes incorporated by reference in Sec. 50.55a.
The approval of a code case in these RGs constitutes acceptance of
its technical position for applications that are not precluded by other
requirements. The applicant or licensee is responsible for ensuring
that use of the code case does not conflict with regulatory
requirements or licensee commitments. The code cases listed in the RGs
are acceptable for use within the limits specified in the code cases.
If the RG states an NRC condition on the use of a code case, then the
NRC condition supplements and does not supersede any condition(s)
specified in the code case, unless otherwise stated in the NRC
condition.
The ASME Code Cases may be revised for many reasons (e.g., to
incorporate operational examination and testing experience and to
update material requirements based on research results). On occasion,
an inaccuracy in an equation is discovered or an examination, as
practiced, is found inadequate to detect a newly discovered degradation
mechanism. Therefore, when an applicant or a licensee initially
implements a code case, Sec. 50.55a requires that the applicant or the
licensee implement the most recent version of that code case, as listed
in the RGs incorporated by reference. Code cases superseded by revision
are no longer acceptable for new applications unless otherwise
indicated.
Section III of the ASME BPV Code applies to new construction (e.g.,
the edition and addenda to be used in the construction of a plant are
selected based on the date of the construction permit and are not
changed thereafter, except voluntarily by the applicant or the
licensee). Section III may also be used for repair and replacement
activities under the provisions of Section XI of the ASME BPV Code.
Whether used for construction or later repair or replacement, when a
code case is first implemented by a licensee, the applicant implements
the latest edition incorporated by reference into Sec. 50.55a.
Thereafter, the applicant or licensee may continue to apply the version
of the code case they originally implemented or they may apply the
later version of the code case, including any NRC-specified conditions
placed on its use.
Licensees that were using a code case prior to the effective date
of its revision may continue to use the previous version until the next
update to the code of record for the ISI or IST program, as applicable.
This relieves licensees of the burden of having to update their ISI or
IST program each time a code case is revised by the ASME and approved
for use by the NRC. Code cases apply to specific editions and addenda,
and code cases may be revised if they are no longer accurate or
adequate, so licensees choosing to continue using a code case into a
later code of record interval (e.g., after updating the edition and
addenda) for the ISI or IST program must implement the latest version
incorporated by reference into Sec. 50.55a and listed in the RGs.
The ASME may annul code cases that are no longer required, are
determined to be inaccurate or inadequate, or have been incorporated
into the BPV or OM Codes. A code case may be revised, for example, to
incorporate user experience. The older or superseded version of the
code case cannot be applied by the
[[Page 58043]]
licensee or applicant for a first use of that code case. If an
applicant or a licensee applied a code case before it was listed as
superseded or annulled, the applicant or the licensee may continue to
use the code case until the applicant or the licensee updates its
construction code of record (in the case of an applicant, updates its
application) or until the licensee's code of record interval for the
ISI or IST program expires, after which the continued use of the code
case is prohibited unless NRC authorization is given under Sec.
50.55a(z). If a code case is incorporated by reference into Sec.
50.55a and later a revised version is issued by the ASME because
experience has shown that the design analysis, construction method,
examination method, or testing method is inadequate, the NRC will amend
Sec. 50.55a and the relevant RG to remove the approval of the
superseded code case. Applicants and licensees should not begin to
implement such superseded code cases in advance of the rulemaking.
B. ASME Code Cases Approved for Unconditional Use
The code cases discussed in table II are new, revised, or
reaffirmed code cases in which the NRC is not imposing any conditions.
The table identifies the regulatory guide listing the applicable code
case that the NRC approves for use.
Table II--Acceptable Code Cases
------------------------------------------------------------------------
Boiler and Pressure Vessel Code Section III (addressed in RG 1.84, Rev.
40, table 1)
-------------------------------------------------------------------------
Code case No. Published with supplement Title
------------------------------------------------------------------------
N-351-1.......... 3 (2021 Edition)............ Use of Standard Subsize
Charpy V-Notch Impact
Specimens, Section
III, Division 1;
Section III, Division
2; Section III,
Division 3.
N-893............ 4 (2019 Edition)............ Use of Alloy Steel Bar
and Mechanical Tubing
in Class 2 and 3
Patented Mechanical
Joints and Fittings,
Section III, Division
1.
N-900............ 3 (2019 Edition)............ Alternative Rules for
Level D Service Limits
of Class 1, 2, and 3
Piping Systems,
Section III, Division
1.
N-901............ 4 (2019 Edition)............ Use of ASME SA-494
Grade M35-1 for Line
Valve Bodies and
Bonnets, and Bodies,
Bonnets, and Yokes of
Pressure Relief Valves
for Class 2 and 3
Construction, Section
III, Division 1.
N-902............ 5 (2019 Edition)............ Thickness and Gradient
Factors for Piping
Fatigue Analyses,
Section III, Division
1.
N-904............ 6 (2019 Edition)............ Alternative Rules for
Simplified Elastic-
Plastic Analysis,
Section III, Division
1.
N-905............ 6 (2019 Edition)............ Alternate Design
Fatigue Curves to
Those Given in For
Section III
Appendices, Mandatory
Appendix I, Figures I-
9.1 and I-9.1M,
Section III, Division
1.
N-908............ 7 (2019 Edition)............ Use of Ferritic/
Austenitic Wrought
WPS32750/CRS32750
Fittings of Seamless
or Welded Construction
Conforming to SA-815,
Class 3, Section III,
Division 1.
N-910............ 7 (2019 Edition)............ Use of 25Cr-7Ni-4Mo-N
(Alloy UNS S32750
Austenitic/Ferritic
Duplex Stainless
Steel) Forgings,
Plate, and Welded and
Seamless Pipe and
Tubing Conforming to
SA-182, SA-240, SA-
789, or SA-790,
Section III, Division
1.
N-919............ 2 (2021 Edition)............ Alternative Fatigue
Evaluation Method to
Consider Environmental
Effects on Class 1
Components Section
III, Division 1.
N-920............ 2 (2021 Edition)............ Alternative Fatigue
Design Curves for
Ferritic Steels With
Ultimate Tensile
Strengths (UTS) <=80
ksi (552 MPa) and
Austenitic Steels,
Section III, Division
1.
------------------------------------------------------------------------
Boiler and Pressure Vessel Code Section XI
(addressed in RG 1.147, Rev. 21, table 1)
------------------------------------------------------------------------
N-561-4.......... 0 (2021 Edition)............ Alternative
Requirements for Wall
Thickness Restoration
of Class 2 and High
Energy Class 3 Carbon
Steel Piping, Section
XI, Division 1.
N-562-4.......... 0 (2021 Edition)............ Alternative
Requirements for Wall
Thickness Restoration
of Class 3 Moderate
Energy Carbon Steel
Piping, Section XI,
Division 1.
N-597-5.......... 0 (2021 Edition)............ Evaluation of Pipe Wall
Thinning, Section XI,
Division 1.
N-638-11......... 2 (2019 Edition)............ Similar and Dissimilar
Metal Welding Using
Ambient Temperature
Machine GTAW Temper
Bead Technique,
Section XI, Division
1.
N-661-5.......... 0 (2021 Edition)............ Alternative
Requirements for Wall
Thickness Restoration
of Class 2 and 3
Carbon Steel Piping
for Raw Water Service
Section XI, Division
1.
N-663-1.......... 3 (2021 Edition)............ Alternative
Requirements for
Classes 1 and 2
Surface Examinations,
Section XI, Division
1.
N-733-1.......... 6 (2019 Edition)............ Mitigation of Flaws in
NPS 3 (DN 80) and
Smaller Nozzles and
Nozzle Partial
Penetration Welds in
Vessels and Piping by
Use of a Mechanical
Connection
Modification, Section
XI, Division 1.
N-780-1.......... 1 (2021 Edition)............ Alternative
Requirements for
Upgrade, Substitution,
or Reconfiguration of
Examination Equipment
When Using Appendix
VIII Qualified
Ultrasonic Examination
Systems, Section XI,
Division 1.
N-786-4.......... 0 (2021 Edition)............ Alternative
Requirements for
Sleeve Reinforcement
of Class 2 and 3
Moderate Energy Carbon
Steel Piping, Section
XI, Division 1.
N-789-5.......... 1 (2021 Edition)............ Alternative
Requirements for Pad
Reinforcement of Class
2 and 3 Moderate
Energy Carbon Steel
Piping for Raw Water
Service, Section XI,
Division 1.
N-809-1.......... 0 (2021 Edition)............ Reference Fatigue Crack
Growth Rate Curves for
Austenitic Stainless
Steels in Pressurized
Reactor Water
Environments, Section
XI, Division 1.
N-853-1.......... 0 (2021 Edition)............ PWR Class 1 Primary
Piping Alloy 600 Full
Penetration Branch
Connection Weld Metal
Buildup for Material
Susceptible to Primary
Water Stress Corrosion
Cracking, Section XI,
Division 1.
N-865-2.......... 0 (2021 Edition)............ Alternative
Requirements for Pad
Reinforcement of Class
2 and 3 Atmospheric
Storage Tanks, Section
XI, Division 1.
N-877-1.......... 5 (2019 Edition)............ Alternative
Characterization Rules
for Multiple
Subsurface Radially
Oriented Planar Flaws,
Section XI, Division
1.
N-882-1.......... 0 (2021 Edition)............ Alternative
Requirements for
Attaching
Nonstructural
Electrical Connections
to Class 2 and 3
Components, Section
XI, Division 1.
[[Page 58044]]
N-885-1.......... 3 (2021 Edition)............ Alternative
Requirements for Table
IWB-2500-1,
Examination Category B-
N-1, Interior of
Reactor Vessel,
Category B-N-2, Welded
Core Support
Structures and
Interior Attachments
to Reactor Vessels,
Category BN-3,
Removable Core Support
Structures, Section
XI, Division 1.
N-888............ 5 (2019 Edition)............ Similar and Dissimilar
Metal Welding Using
Ambient Temperature
SMAW or Machine GTAW
Temper Bead Technique,
Section XI, Division
1.
N-896............ 2 (2019 Edition)............ Reference Crack Growth
Rate Curves for Stress
Corrosion Cracking of
Low Alloy Steels in
Boiling Water Reactor
Environments, Section
XI, Division 1.
N-911............ 0 (2021 Edition)............ Purchase, Exchange, or
Transfer of Material
Between Nuclear
Owners, Section XI,
Division 1.
N-912............ 0 (2021 Edition)............ Alternative
Requirements for
Qualification of
Material Suppliers and
Acceptance of
Materials, Section XI,
Division 1.
N-913............ 0 (2021 Edition)............ Alternative Examination
Requirements for Class
1 Pressure-Retaining
Welds in Control Rod
Drive Housings,
Section XI, Division
1.
N-917............ 2 (2021 Edition)............ Fatigue Crack Growth
Rate Curves for
Ferritic Steels in
Boiling Water Reactor
(BWR) Environments,
Section XI, Division
1.
------------------------------------------------------------------------
Operation and Maintenance Code (addressed in RG 1.192, Rev. 5, table 1)
-------------------------------------------------------------------------
Code case Most recent code edition \4\ Title
------------------------------------------------------------------------
OMN-28........... 2022 Edition................ Alternative Valve
Position Verification
Approach to Satisfy
ISTC-3700 for Valves
Not Susceptible to
Stem-Disk Separation.
OMN-29........... 2022 Edition................ Pump Condition
Monitoring Program.
OMN-30........... 2022 Edition................ Alternative Valve
Position Verification
Approach to Satisfy
ISTC-3700.
------------------------------------------------------------------------
C. ASME Code Cases Approved for Use With Conditions
---------------------------------------------------------------------------
\4\ Each code case or ASME Applicability Index List indicates
the ASME OM Code editions and addenda to which the code case
applies, except where a condition is specified in Sec. 50.55a or RG
1.192 related to technical content or applicability. This table
indicates the latest OM Code edition at the time of this rulemaking.
---------------------------------------------------------------------------
The NRC has determined that certain code cases, as issued by the
ASME, are generally acceptable for use, but that the alternative
requirements specified in those code cases must be supplemented to
provide an acceptable level of quality and safety. Accordingly, the NRC
imposed conditions on the use of these code cases to modify, limit, or
clarify their requirements. The conditions specify, for each applicable
code case, the additional activities that must be performed, the limits
on the activities specified in the code case, and/or the supplemental
information needed to provide clarity. These ASME Code Cases, listed in
table III, are included in table 2 of RG 1.84, RG 1.147, and RG 1.192.
This section provides the NRC's evaluation of the code cases and the
reasons for the NRC's conditions. Notations indicate the conditions
duplicated from previous versions of the RG.
Table III--Conditionally Acceptable Code Cases
------------------------------------------------------------------------
Boiler and Pressure Vessel Code Section III (addressed in RG 1.84, Rev.
40, table 2)
-------------------------------------------------------------------------
Code case No. Published with supplement Title
------------------------------------------------------------------------
N-71-21.......... 0 (2021 Edition)............ Additional Materials
for Subsection NF,
Class 1, 2, 3, and MC
Supports Fabricated by
Welding, Section III,
Division 1.
N-570-3.......... 0 (2021 Edition)............ Alternative Rules for
Linear Piping and
Linear Standard
Supports for Classes
1, 2, 3, and MC,
Section III, Division
1.
------------------------------------------------------------------------
Boiler and Pressure Vessel Code Section XI
(addressed in RG 1.147, Rev. 21, table 2)
------------------------------------------------------------------------
N-711-2.......... 6 (2019 Edition)............ Alternative Examination
Coverage Requirements
for Examination
Category B F, B J, C-F-
1, C-F-2, and R-A
Piping Welds, Section
XI, Division 1.
N-716-3.......... 5 (2019 Edition)............ Alternative
Classification and
Examination
Requirements, Section
XI, Division 1.
N-754-2.......... 0 (2021 Edition)............ Optimized Structural
Dissimilar Metal Weld
Overlay for Mitigation
of PWR Class 1 Items,
Section XI, Division
1.
N-766-4.......... 0 (2021 Edition)............ Nickel Alloy Reactor
Coolant Inlay and
Onlay for Mitigation
of PWR Full
Penetration
Circumferential Nickel
Alloy Dissimilar Metal
Welds in Class 1
Items, Section XI,
Division 1.
N-847-1.......... 0 (2021 Edition)............ Partial Excavation and
Deposition of Weld
Metal for Mitigation
of Class 1 Items,
Section XI, Division
1.
N-880-1.......... 0 (2021 Edition)............ Alternative to
Procurement
Requirements of IWA-
4143 for Nonstandard
Welded Fittings,
Section XI, Division
1.
[[Page 58045]]
N-899............ 3 (2019 Edition)............ Weld Residual Stress
Distributions for
Piping and Vessel
Nozzle Butt Welds
Fabricated With UNS
N06082, UNS W86182,
UNS N06052, or UNS
W86152 Weld Filler
Material, Section XI,
Division 1.
N-906............ 7 (2019 Edition)............ Flaw Evaluation
Procedure for Cast
Austenitic Stainless
Steel Piping and
Adjacent Fittings,
Section XI, Division
1.
N-921............ 3 (2021 Edition)............ Alternative 12-yr
Inspection Interval
Duration, Section XI,
Division 1.
------------------------------------------------------------------------
Operation and Maintenance Code (addressed in RG 1.192, Rev. 5, table 2)
-------------------------------------------------------------------------
Most recent OM code edition
Code case No. \5\ Title
------------------------------------------------------------------------
OMN-31........... 2022 Edition................ Alternative to Allow
Extension of ISTA-3120
Inservice Examination
and Test Intervals
From 10 Years to 12
Years.
------------------------------------------------------------------------
ASME BPV Code, Section III Code Cases (RG 1.84)
---------------------------------------------------------------------------
\5\ Each code case or ASME Applicability Index List indicates
the ASME OM Code editions and addenda to which the code case
applies, except where a condition is specified in Sec. 50.55a or RG
1.192 related to technical content or applicability. This table
indicates the latest OM Code edition at the time of this rulemaking.
Conditions specified for other OM Code Cases listed in Table 2 of RG
1.192 have not changed in this rulemaking other than updating to the
latest OM Code edition.
---------------------------------------------------------------------------
Code Case N-71-21 [Supplement 0, 2021 Edition]
Type: Revised
Title: Additional Materials for Subsection NF, Class 1, 2, 3, and MC
Supports Fabricated by Welding, Section III, Division 1
The conditions on Code Case N-71-21 are the same as the conditions
on N-71-20 that were approved by the NRC in Revision 39 of RG 1.84.
When the ASME revised N-71, the code case was not modified in a way
that would make it possible for the NRC to remove the conditions.
Therefore, the condition is retained in Revision 40 of RG 1.84.
Code Case N-570-3 [Supplement 0, 2021 Edition]
Type: Revised
Title: Alternative Rules for Linear Piping and Linear Standard Supports
for Classes 1, 2, 3, and MC, Section III, Division 1
Code Case N-570-3 updated references made to ANSI/AISC N690-1994
and ANSI/AISC N690-1994 (R2004) Supplement 2 with ANSI/AISC N690-18. A
difference between ANSI/AISC N690-18 and ANSI/AISC N690-1994 (R2004) is
that ANSI/AISC N690-18 allows the use of the Load and Resistance Factor
Design (LRFD) method or the Allowable Strength Design (ASD) method,
versus the allowable stress design method or plastic design method
contained in the ANSI/AISC N690-1994 (R2004) edition. Code Case N-570-2
explicitly stated in paragraph 3.11, that the plastic design method in
part 2 of ANSI/AISC N690-1994 (R2004) shall not be used. It is the
NRC's understanding that the alternative requirements of Code Case N-
570-3 for design are also intended to be limited to the design for
strength using the ASD method of ANSI/AISC N690-18, which is similar to
the allowable stress design method used in N-570-2; however, the code
case does not include such explicit qualifiers regarding the use of
ANSI/AISC N690-18. The alternative requirements for design in Code Case
N-570-3 would be limited to the design for strength using the ASD
method of ANSI/AISC N690-18. To provide clarity, the NRC is imposing a
condition: ``This Code Case shall not be used with the Load and
Resistance Factor Design method of ANSI/AISC N690-18.''
ASME BPV Code, Section XI Code Cases (RG 1.147)
Code Case N-711-2 [Supplement 6, 2019 Edition]
Type: Revised
Title: Alternative Examination Coverage Requirements for Examination
Category B-F, B-J, C-F-1, C-F-2, and R-A Piping Welds, Section XI,
Division 1
The condition on Code Case N-711-2 is identical to the condition on
N-711-1 that was approved by the NRC in Revision 20 of RG 1.147. When
the ASME revised N-711, the code case was not modified in a way that
would make it possible for the NRC to remove the condition. Therefore,
the condition is retained in Revision 21 of RG 1.147.
Code Case N-716-3 [Supplement 5, 2019 Edition]
Type: Revised
Title: Alternative Classification and Examination Requirements, Section
XI, Division 1
Code Case N-716 provides rules for alternative classification and
examination requirements for piping welds and components. Revision 3 to
Code Case N-716 removes the provision for plants issued an operating
license after January 1, 2012, to submit the application of this code
case for regulatory approval. The NRC is cognizant of the ASME Code's
desire to eliminate the provision for newly constructed plants to
submit first time applications of N-716 to the NRC. ASME adopted a
general policy to make ASME standards, including this code case, more
generally applicable internationally. However, the NRC's opinion is
that the new designs may introduce additional variables, which in the
absence of substantial operating experience with these new plants, may
introduce uncertainty on the applicability of this code case to the new
plants. Hence, the NRC has determined there is a need to review the
initial proposals for new plants for applications of N-716. The review
would confirm the absence of new degradation mechanisms and evaluate
any available operating experience, as well as any risk-related
information for the new plants, prior to the initial application of the
code case to new plants. Therefore, the NRC is imposing a condition
that this code case is not approved for use by plants issued an
[[Page 58046]]
operating license or combined license after January 1, 2012. However,
plants issued an operating license or combined license after January 1,
2012, may submit an alternative to use this code case in accordance
with Sec. 50.55a(z) for review and approval prior to implementation.
Code Case N-754-2 [Supplement 0, 2021 Edition]
Type: Revised
Title: Optimized Structural Dissimilar Metal Weld Overlay for
Mitigation of PWR Class 1 Items, Section XI, Division 1
The NRC is revising the conditions on N-754-1 to remove the
reference to the NRC's safety evaluation for the topical report
``Materials Reliability Program (MRP): Technical Basis for Preemptive
Weld Overlays for Alloy 82/182 Butt Welds in PWRs'' (MRP-169) and to
clarify the examination requirements.
The first condition deals with the use of this code case on a pipe
that implements NRC-approved leak-before-break (LBB) methodology. The
application of the LBB concept to a pipe is that if a flaw develops in
a pipe with certain favorable material properties, the pipe will most
likely leak first before it fails catastrophically. The existing
leakage detection system in the nuclear plant will detect the leakage
and alert the operator. The operator would have sufficient time to shut
down the plant safely to perform corrective actions. The NRC has
approved LBB for certain Class 1 reactor coolant system piping in
pressurized water reactor plants based on the plant-specific and
piping-specific LBB analysis, which shows that the probability of the
piping rupture is extremely low under conditions consistent with the
design basis for the piping as required in General Design Criterion 4
of 10 CFR part 50, appendix A. The LBB methodology and analysis,
including specific safety margins, are reviewed and approved via the
license amendment process. The LBB implementation is documented in the
plant final safety analysis report. When an optimized weld overlay is
installed onto pipes that are approved for LBB, the licensee must
verify that the safety margins specified in the original LBB analysis
are still satisfied.
The second condition states that the preservice and inservice
examinations of the overlaid pipe using this code case must be
performed in accordance with Sec. 50.55a(g)(6)(ii)(F). Paragraph 3(c)
of N-754-2 states that ``In lieu of all other Preservice and Inservice
inspection requirements, the examination requirements in accordance
with N-770-2 (or later in accordance with [Paragraph] 5) shall be met.
Alternately, the requirements of [subparagraphs] (1) through (3) below
may be used to modify the provisions of N-770-2 (or later in accordance
with [Paragraph] 5).'' As stated, if the inspection of the overlaid
pipe performed in accordance with N-770-2 cannot be met or performed,
alternatives of paragraphs 3(c)(1), 3(c)(2) and 3(c)(3) of N-754-2
could be used. The NRC identified the following issues regarding the
statement in paragraph 3(c):
Paragraphs 3(c)(2) and 3(c)(3) of N-754-2 are related to
the design and analysis, not the inspection of the overlaid pipe.
Therefore, it is not clear how these two paragraphs can be used to
modify the inspection provisions of N-770-5.
The inspection provisions of paragraph 3(c)(1) can be
different from the provisions of Note 14, Preservice Inspection for
Optimized Weld Overlays, and Note 18, Inservice Inspection of Optimized
Weld Overlays, of table 1 of N-770. The NRC notes that 10 CFR
50.55a(g)(6)(ii)(F) mandates the use of N-770, as conditioned, for the
examination requirements for optimized weld overlays in dissimilar
metal butt welds. Therefore, for regulatory clarity regarding
preservice and inservice inspection requirements, the condition is
provided.
Section 50.55a(g)(6)(ii)(F) mandates the implementation of
N-770-5, rather than N-770-2.
Therefore, the NRC is imposing this condition to clarify the
examination requirements in Paragraph 3 of N-754-2 and to ensure that
N-770-5 is implemented as required by Sec. 50.55a(g)(6)(ii)(F).
Code Case N-766-4 [Supplement 0, 2021 Edition]
Type: Revised
Title: Nickel Alloy Reactor Coolant Inlay and Onlay for Mitigation of
PWR Full Penetration Circumferential Nickel Alloy Dissimilar Metal
Welds in Class 1 Items, Section XI, Division 1
The conditions on Code Case N-766-4 are identical to the conditions
on N-766-3 that were approved by the NRC in the previous revision of RG
1.147. When the ASME revised N-766, the code case was not modified in a
way that would make it possible for the NRC to remove the conditions.
Therefore, the conditions are retained in Revision 21 of RG 1.147.
Code Case N-847-1 [Supplement 0, 2021 Edition]
Type: Revised
Title: Partial Excavation and Deposition of Weld Metal for Mitigation
of Class 1 Items, Section XI, Division 1
The conditions on Code Case N-847-1 are identical to the conditions
on N-847 that were approved by the NRC in the previous revision of RG
1.147. When the ASME revised N-847, the code case was not modified in a
way that would make it possible for the NRC to remove the conditions.
Therefore, the conditions are retained in Revision 21 of RG 1.147.
Code Case N-880-1 [Supplement 0, 2021 Edition]
Type: Revised
Title: Alternative to Procurement Requirements of IWA-4143 for
Nonstandard Welded Fittings, Section XI, Division 1
Code Case N-880-1 removes the size limitation in N-880 by
eliminating the NPS 2 size limit. The NRC does not agree with removing
the small size limitation (NPS 2 and under). The NRC is imposing a
condition to continue to limit the scope of the code case to NPS 2 (DN
50) or smaller fittings because there is insufficient technical basis
to expand the application to items larger than NPS 2 (DN 50). The only
justification provided for this change was that it is an arbitrary
limitation. However, the limitation to NPS 2 (DN 50) and under was
based on the capacity of the reactor coolant makeup system being able
to safely shutdown the plant if these fittings fail, and therefore, is
not an arbitrary limitation.
Without a condition, approval of the code case would allow the use
of these non-standard or specialized fittings in any Class 1, 2, and 3
systems, including the reactor coolant makeup system. Therefore, the
failure of these fittings, which lack operating experience to
demonstrate their reliability, could also affect the reactor coolant
makeup system's ability to provide sufficient makeup capacity.
Therefore, the NRC is imposing a new condition to limit the use of Code
Case N-880-1 to NPS 2 (DN 50) or smaller fittings.
Conditions 2 and 3 are identical to the conditions on N-880 that
were approved by the NRC in a previous revision of RG 1.147. When the
ASME revised N-880, the code case was not modified in a way that would
make it possible for the NRC to remove Conditions 2 and 3. Therefore,
those conditions are retained in Revision 21 of RG 1.147.
Code Case N-899 [Supplement 3, 2019 Edition]
Type: New
[[Page 58047]]
Title: Weld Residual Stress Distributions for Piping and Vessel Nozzle
Butt Welds Fabricated With UNS N06082, UNS W86182, UNS N06052, or UNS
W86152 Weld Filler Material, Section XI, Division 1
Code Case N-899 provides an alternative method for calculating the
values of weld residual stress as a function of distance through the
wall thickness for dissimilar metal butt welds in the reactor coolant
pressure boundary. The NRC notes that Code Case N-899 may be used in
conjunction with methodologies similar to those in Section XI,
Nonmandatory Appendix A, Article A-3000 to calculate the crack tip
stress intensity factor, KI, for inside surface connected
flaws in piping or vessel nozzle butt welds fabricated with UNS N06082,
UNS W86182, UNS N06052, or UNS W86152 weld filler material.
In many cases, plants do not have information on the actual repairs
performed to Alloy 82/182 butt welds. However, operating experience and
records indicate that repairs were common, including some welds being
repaired multiple times. Weld repairs generally cause the weld residual
stress to become more severe. Given the uncertainty in whether a weld
repair exists or not, the NRC has generally found that it is
appropriate to assume that a repair is present for the purposes of flaw
evaluation. Therefore, consistent with the established NRC position for
the weld residual stress distribution analysis for the subject welds of
this code case, the inside surface repair residual stress distributions
of Code Case N-899 are acceptable for use provided all known and
documented repairs are bounded by the 50-percent through wall repair
assumed in the case. Based on the above discussion, the NRC is imposing
the condition that only the standard weld residual stress distributions
with repairs in paragraphs -2331 and -2332 would be approved for use
and only if they bound all known or documented repairs previously
performed on the subject weld.
Similarly, the NRC also notes that when Paragraph -3000,
``Calculation of Residual Stress Using Finite Element Analysis,'' is
applied as an option to use finite element analysis to calculate weld
residual stress distributions, the weld residual stress analysis should
incorporate a minimum of a 50 percent through-wall inside surface
connected weld repair as part of the analysis. This is consistent with
the NRC position on repairs and weld residual stress calculations
stated above. If documentation of a repair is found or a previous
repair is known, the weld residual stress analysis must be evaluated to
determine if it is bounded by the 50-percent repair by modeling or flaw
evaluation. The more conservative of either 50-percent repair
assumption or the combination of all known previous repairs should be
used in the development of the weld residual stress distribution.
Therefore, the NRC is imposing the following condition: when developing
a plant specific weld residual stress distribution, the finite element
analysis calculation of the weld residual stress distribution must use
the more bounding of either an assumed previous inside surface repair
of 50 percent through-wall or the combination of all known or
documented previous repairs.
Code Case N-906 [Supplement 7, 2019 Edition]
Type: New
Title: Flaw Evaluation Procedure for Cast Austenitic Stainless Steel
Piping and Adjacent Fittings, Section XI, Division 1
Code Case N-906 provides a flaw evaluation procedure for cast
austenitic stainless steel piping and fittings adjacent to girth welds
as alternatives to the methods in Nonmandatory Appendix C, C-4210 and
C-6330. Paragraph 1(b) of Code Case N-906 states that the provisions of
this Case shall be applied to operating temperatures of 500 [deg]F to
625 [deg]F (260 [deg]C to 330 [deg]C). The paragraph also states that,
if a thermal transient below this range of temperatures occurs at the
flaw location, the appropriate toughness, Ji, at the minimum
transient temperature shall be used along with the applied stresses at
that minimum transient temperature. Accordingly, if a thermal transient
occurs below the specified temperature range, the code case requires
that the flaw evaluation use the fracture toughness and applied
stresses at the minimum transient temperature.
However, the limiting fracture toughness and relevant applied
stress for the flaw under the thermal transient may not be those at the
minimum transient temperature. For example, Figure 32 of NUREG/CR-4513,
Revision 2, ``Estimation of Fracture Toughness of Cast Stainless Steels
during Thermal Aging in LWR Systems,'' shows that the fracture
toughness of a cast austenitic stainless steel material at room
temperature may be higher than that at an elevated temperature.
Therefore, the NRC is imposing a condition to delete the reference to
the minimum transient temperature that is associated with the
appropriate fracture toughness and applied stresses for the flaw
evaluation. The condition also clarifies that the flaw evaluation must
use the fracture toughness and applied stresses that are limiting for
the flaw.
Code Case N-921 [Supplement 3, 2021 Edition]
Type: New
Title: Alternative 12-Year Inspection Interval Duration, Section XI,
Division 1
Code Case N-921 increases the inservice inspection interval defined
in Section XI, IWA-2400 from 10 years to 12 years. Section XI, IWA-2400
requires that licensees have an inservice inspection program that
includes, for example, inspection plans, inservice inspection interval
dates, and identification of code cases to be applied during the
interval. While IWA-2400 requires that licensees specify the edition or
addenda of Section XI that will be applied during the interval, Section
XI does not prescribe what constitutes an appropriate edition or
addenda. In fact, IWA-2410 states that edition or addenda is ``as
required by the regulatory authority having jurisdiction at the plant
site.'' The regulation at Sec. 50.55a(g)(4)(ii) determines which
edition or addenda the licensee should apply to inservice inspection
programs for a successive ISI interval. This regulation, along with the
definitions in Sec. 50.55a(y), assumes a 10-year inservice inspection
interval, unless the licensee's code of record is the 2017 Edition of
ASME BPV Section XI or later.
A licensee applying this code case is, therefore, required by Sec.
50.55a(4)(g)(ii) to update the code of record every 10 years. The
inservice inspection interval and the code of record update interval
should be synchronized to promote order and predictability in licensee
inservice inspection programs.
The proposed rule applied the flexibilities of this code case to
licensees using the 2019 Edition of Section XI or later. However, in
response to multiple commenters, the NRC performed an analysis between
the 2019 Edition of Section XI and the 2017 Edition of Section XI and
determined that no safety significant changes exist between the two
editions. Because no safety significant changes were identified between
the 2019 and 2017 editions, the NRC concluded that it would be
appropriate to extend the flexibility to licensees on the 2017 Edition.
In response to a comment, the NRC is adding a requirement that
licensees implement Code Case N-921 only at the beginning of an ISI
interval. For licensees already using the 2017 Edition, or later, of
Section XI,
[[Page 58048]]
implementation of Code Case N-921 must wait until the start of the next
ISI interval. There are complications associated with extending the ISI
interval mid-interval. For instance, licensees wanting to extend the
ISI interval mid-interval would need to evaluate all NRC-approved
alternatives to determine if they should be resubmitted, especially
considering that NRC may have granted the alternative assuming a 10-
year ISI interval. See Section II.F, ``Mid-Interval Discussion and
Example,'' for a more detailed discussion of performing mid-interval
updates. Further, Code Case N-921 specifies requirements in terms of
three 4-year periods, so licensees would need to reconcile their
inspection schedules accordingly. Therefore, this final rule specifies
that Code Case N-921 can only be implemented following a routine update
of the ISI program (i.e., cannot be implemented mid-interval) and
requires the licensee's ISI code of record to be the 2017 Edition, or
later, of the BPV Code.
In response to a public comment, the NRC added a condition on Code
Case N-921 to allow the exceptions described in Section XI, IWB-
2411(a), IWC-2411(a), and IWD-2411(a). These provisions provide
exceptions to the inspection period requirements of tables IWB-2411-1,
IWC-2411-1, and IWD-2411-1, respectively. These exceptions, which are
in the Code provisions applicable to this alternative, were left out of
the code case. The NRC approved these exceptions in the original code
provisions through incorporation by reference of ASME BPV Code Section
XI, without conditions. Therefore, the NRC agreed with the commenter
and added a condition that the same exceptions of IWB-2411(a), IWC-
2411(a), and IWD-2411(a) should apply to table 1 of Code Case N-921.
In response to a public comment, the NRC added a condition on Code
Case N-921 that the code case cannot be used to modify examination
schedules for augmented inspections under Sec. 50.55a(g)(6)(ii). Code
Case N-921 only provides alternative to Section XI requirements, not
NRC regulations. Licensees must continue implementing the augmented
inspections as specified in Sec. 50.55a(g)(6)(ii) and the associated
code cases. The NRC staff intends to continue participating in ASME
Code committee discussions on this matter. The NRC may revisit the
relationship between Code Case N-921 and the augmented inspection
program in a future rulemaking.
ASME Operation and Maintenance Code Cases (RG 1.192)
Code Case OMN-31 [2022 Edition]
Type: New
Title: Alternative to Allow Extension of ISTA-3120 Inservice
Examination and Test Intervals From 10 Years to 12 Years
For the same reasons explained for Section XI Code Case N-921
above, including the response to public comments, the NRC is
restricting the use of OMN-31 to licensees implementing the ASME OM
Code, 2017 Edition, or later, as the code of record for the IST
Program, as well as imposing a condition that licensees may only begin
implementing Code Case OMN-31 at the beginning of an IST interval as
specified in ASME OM Code, paragraph ISTA-3120. See Section II.F,
``Mid-Interval Discussion and Example,'' for a more detailed discussion
of performing mid-interval updates.
As indicated in RG 1.192, this OM Code Case may be applied by
licensees implementing the 2017 Edition, or later, of the ASME OM Code
incorporated by reference in Sec. 50.55a, as the code of record for
the IST Program, contrary to the ASME OM Code Case Applicability Index,
dated July 1, 2022. The NRC is also imposing a condition that licensees
may only begin implementing Code Case OMN-31 at the beginning of an IST
interval as specified in ASME OM Code, paragraph ISTA-3120.
Other OM Code Cases in Table 2 of Revision 5 to RG 1.192
No changes were made to the OM Code Cases listed in table 2 of the
Revision 5 to RG 1.192 (except for new Code Case OMN-31, discussed
previously) from the versions that were listed in OM Code Cases listed
in table 2 of Revision 4 to RG 1.192. Therefore, the conditions on the
OM Code Cases listed in table 2 of the Revision 5 to RG 1.192 (except
for new Code Case OMN-31) are identical to the conditions on those OM
Code Cases that were approved by the NRC in Revision 4 of RG 1.192. The
OM Code Cases listed in table 2 of the Revision 5 to RG 1.192 were re-
affirmed by the ASME for the 2022 Edition of the OM Code with no change
to those OM Code Cases. Therefore, the conditions on the OM Code Cases
in table 2 are retained in Revision 5 of RG 1.192.
D. ASME Code Cases Not Approved for Use (RG 1.193)
The ASME Code Cases that are currently issued by the ASME, but not
approved for generic use by the NRC, are listed in RG 1.193, ``ASME
Code Cases not Approved for Use.'' In addition to the ASME Code Cases
that the NRC has found to be technically or programmatically
unacceptable, RG 1.193 includes code cases on reactor designs for high-
temperature gas-cooled reactors and liquid metal reactors, reactor
designs not currently licensed by the NRC, and certain requirements in
Section III, Division 2, for submerged spent fuel waste casks, that are
not endorsed by the NRC. Regulatory Guide 1.193 complements RGs 1.84,
1.147, and 1.192. It should be noted that the NRC is not proposing to
adopt any of the code cases listed in RG 1.193.
E. Revision to Code of Record Update Requirements
Nuclear power plant licensees maintain their IST and ISI programs,
respectively, in accordance with the requirements of the ASME OM Code
and ASME BPV Code, Section XI, as incorporated by reference in Sec.
50.55a. The initial concept of a 10-year ISI interval first appeared in
the 1970 Edition of the ASME BPV Code, Section XI, in paragraph IS-240.
This 10-year interval (referred to as the ISI interval) is only related
to ASME ISI requirements. There is a corresponding 10-year IST interval
for the OM Code requirements.
Later, in a final rule published in February 1976 (41 FR 6256), the
NRC revised Sec. 50.55a to require IST code of record updates every 20
months and ISI code of record updates every 40 months. This requirement
was (and still is) independent from the ISI and IST intervals defined
by the respective codes. In the early years of the development of ISI
and IST programmatic requirements, the NRC requirement to update the
codes of record was not synchronized with the ASME concept of an IST or
ISI interval. In January 1979 (44 FR 3719), the NRC proposed changes to
Sec. 50.55a to extend the 20- and 40-month update intervals to 120
months (10 years), to promote consistency with the 10-year interval in
the ASME codes. The corresponding final rule was published in October
1979 (44 FR 57912).
Paragraph IWA-2420 of the 1989 Edition and later of ASME BPV Code,
Section XI, requires that nuclear plant owners prepare inspection plans
and schedules for each ISI interval. These plans should include a
listing of all code cases to be applied during the ISI interval and
alternatives authorized under Sec. 50.55a(z). The revision to Sec.
50.55a in this rulemaking does not alter those requirements. In
defining the inspection program, paragraph IWA-2410 of ASME BPV Code,
Section XI,
[[Page 58049]]
states, ``The Code Edition and Addenda for preservice inspection and
for initial and successive inservice inspection intervals shall be as
required by the regulatory authority having jurisdiction at the plant
site.'' Therefore, while ASME BPV Code, Section XI, requires plant
owners to declare which edition of Section XI will be applied during
each ISI interval, the code does not specify what constitutes an
appropriate edition of Section XI.
Similarly, Paragraph ISTA-3110, ``Test and Examination Plans,'' in
the 2020 Edition of the ASME OM Code requires that nuclear plant owners
prepare test plans for the preservice test period, initial IST
intervals, and subsequent IST intervals. These plans should include a
listing of all code cases to be applied during the IST interval, relief
granted under Sec. 50.55a(f), and alternatives authorized under Sec.
50.55a(z). Paragraph ISTA-3110 requires in subparagraph (a) that each
IST plan shall include ``the edition and addenda of this Section that
apply to the required tests and examinations.'' Therefore, while the
ASME OM Code requires nuclear power plant owners to declare which
edition and addenda of the OM Code will be applied during each IST
interval, the OM Code does not specify what constitutes an appropriate
edition and addenda of the OM Code.
Therefore, neither ASME BPV Code, Section XI nor the OM Code
specify which edition to use. Rather, the NRC's regulations in Sec.
50.55a determine the appropriate edition and addenda of the ASME BPV
Code, Section XI or OM Code to be applied in each ISI or IST interval,
respectively. The changes to these code of record requirements in this
rulemaking are focused on that aspect alone.
The NRC does not intend the extension of the code of record
interval to affect the orderly implementation of IST and ISI programs.
Therefore, the final rule is designed to synchronize the requirements
of ASME Codes and Sec. 50.55a as much as possible. For licensees with
codes of record prior to ASME BPV Code, Section XI, 2017 Edition, and
OM Code, 2017 Edition, as incorporated by reference in Sec. 50.55a,
the final rule specifies that the code of record interval for the ISI
and IST programs shall be the same as the ISI interval or IST interval.
This is consistent with the current requirements. For licensees with
codes of record of ASME BPV Code, Section XI, 2017 Edition, or later
editions and addenda, and ASME OM Code, 2017 Edition, or later
editions, as incorporated by reference in Sec. 50.55a, the final rule
specifies that the code of record interval for the ISI and IST programs
is two consecutive ISI or IST intervals, respectively.
With this revised requirement to update the code of record, the NRC
does not intend that the code of record interval for an IST or ISI
program will exceed 25 years, even if ASME extends the IST interval or
the ISI interval beyond 12 years in the ASME OM Code or the ASME BPV
Code, respectively. The 25-year maximum code of record interval allows
the same code of record to be used for two consecutive ISI or IST
intervals, each up to 12 years, plus the one-time, 1-year extension for
IST and ISI programs as specified in the ASME OM Code and ASME BPV
Code, respectively. The Commission has not approved extending the code
of record intervals beyond the 25-year maximum in this rulemaking. If
future editions of the ASME OM Code or ASME BPV Code or future code
cases extend the IST interval or ISI interval, respectively, beyond 12
years, the NRC would need to maintain the 25-year maximum code of
record interval.
In response to public comments, the NRC does not intend for
licensees with codes of record of ASME BPV Code, Section XI, 2017
Edition, or later editions and addenda, and ASME OM Code, 2017 Edition,
or later editions, as incorporated by reference into Sec. 50.55a, to
be required to maintain the same code of record for the two consecutive
ASME intervals. Accordingly, the NRC modified Sec. 50.55a(f)(4)(iv)
and (g)(4)(iv) to ensure that licensees and applicants maintain the
ability to update their code of record at the end of each ASME interval
without NRC approval. These licensees also may implement the extended
code of record interval immediately when the rule becomes effective.
The code of record interval for these licensees, per the definitions in
Sec. 50.55a(y), is two consecutive IST or ISI intervals (not 20 or 24
years). Therefore, these licensees may update their code of record
either at the end of the current IST or ISI interval or at the end of
the subsequent IST or ISI interval.
The concept of a 120-month interval is referenced repeatedly in
Sec. 50.55a. However, the current language is not consistent or well-
defined. As such, the NRC provided clarifying language by introducing
certain definitions in Sec. 50.55a(y). The definitions include IST
code of record, ISI code of record, code of record interval, IST
interval, ISI program, IST program, and ISI interval. The NRC updated
the language throughout Sec. 50.55a to be consistent with the
definitions.
The NRC requested feedback on the proposed definitions and if more
definitions were warranted. In general, commenters supported the
proposed definitions. One commenter recommended that the definition for
code of record be two specific definitions (IST code of record and ISI
code of record) and requested that the NRC determine where the snubber
program should be discussed. As a response to these specific comments,
the NRC is providing two definitions for code of record: IST code of
record and ISI code of record. Also, the NRC modified the IST code of
record definition to include the snubber program.
In the 2006 Addenda of the ASME BPV Code, Section XI, ASME moved
the requirements for snubbers to Subsection ISTD, ``Preservice and
Inservice Requirements for Dynamic Restraints (Snubbers) in Water-
Cooled Reactor Nuclear Power Plants,'' of the OM Code. Inservice
examination, testing, and service life monitoring of dynamic restraints
(snubbers) must meet the inservice examination and testing requirements
set forth in the applicable ASME OM Code or ASME BPV Code, Section XI,
as specified in Sec. 50.55a(b)(3)(v)(A) and (B). When using the 2006
Addenda or later of the ASME BPV Code, Section XI, the inservice
examination, testing, and service life monitoring requirements for
dynamic restraints (snubbers) must meet the requirements set forth in
the applicable ASME OM Code as specified in Sec. 50.55a(b)(3)(v)(B).
When using the 2005 Addenda or earlier edition or addenda of the ASME
BPV Code, Section XI, ASME OM Code, 1995 Edition through latest edition
and addenda may be used for the inservice examination, testing, and
service life monitoring requirements for dynamic restraints (snubbers),
in place of the requirements of the applicable ASME BPV Code, Section
XI, as specified in Sec. 50.55a(b)(3)(v). Nuclear power plant
licensees are transitioning to the 2006 Addenda and later editions of
the ASME OM Code at their next IST Code of Record update. Licensees are
encouraged to discuss their plans regarding the snubber programs with
their NRC project manager when preparing to implement IST programs with
extended intervals.
With respect to relief from impractical IST requirements as
requested in accordance with Sec. 50.55a(f)(5)(iv), neither the
rulemaking language regarding the code of record interval nor
application of Code Cases OMN-31 or N-921 extend the approval timeframe
for previously granted relief requests. At the end of the Inservice
Examination and Test Interval, the licensee would
[[Page 58050]]
reassess whether the IST requirement continues to be impractical and
submit an updated relief request as necessary. The NRC is implementing
similar revisions for the ISI requirements in Sec. 50.55a(g)(5)(iii)
and (iv).
With respect to alternative requests in accordance with Sec.
50.55a(z), the NRC will address the duration of each new authorized
alternative in the safety evaluation, describing its review of the
request consistent with the current procedures for evaluating
alternative requests. Existing NRC-approved alternatives were likely
authorized based on the IST or ISI interval. Neither the rulemaking
language regarding the code of record interval nor application of Code
Cases OMN-31 or N-921 extend the approval timeframe for existing
alternatives. Licensees should refer to the NRC safety evaluation to
determine the timeframe for which the alternative is authorized and
resubmit the request in an appropriate timeframe to maintain compliance
with IST and ISI requirements. Licensees may request future
alternatives based upon the code of record interval.
In addition, the NRC updated references to the 10-year service
period in appendix J to 10 CFR part 50 to be consistent with the
definitions in Sec. 50.55a(y), in which the NRC is allowing the ISI
period to be extended to 12 years. The current rules for Type A tests
under Option A (prescriptive requirements) explicitly reference the 10-
year service period required in Sec. 50.55a for inservice inspections.
Consistent with the NRC's stated goal of maintaining consistency across
all NRC rules regarding ISI and IST programs, the NRC is revising
appendix J to directly reference the interval defined in 10 CFR 50.55a,
to accommodate a 12-year ISI interval. For the reasons stated in SECY-
22-0075, the NRC made this revision without changing the intent or
basis for the Type A test requirement in appendix J.
Licensees are currently required to submit various documents, such
as IST plans and schedules or Section XI flaw evaluations, to the NRC
each IST or ISI interval. The language in this rulemaking regarding the
code of record intervals does not alter those submittal requirements in
any way. Therefore, licensees should carefully distinguish requirements
that apply to the code of record interval from those that apply to the
IST or ISI interval. For example, Sec. 50.55a(f)(7) requires IST plans
to be submitted within 90 days of their implementation for the
applicable 120-month IST program interval. This rule would revise the
terms used in paragraph (f)(7) for consistency with the new
definitions, but submittal of IST plans would still be required within
90 days of their implementation for the applicable IST interval.
F. Mid-Interval Discussion and Example
The NRC recognizes that a licensee might consider updating its code
of record for the ISI/IST program to a more recent Code edition (such
as 2017 Edition or later) during an ISI/IST interval to take advantage
of the allowance in the rule to double the code of record interval.
Similarly, a licensee might consider implementing Code Case N-921
during an ISI interval or Code Case OMN-31 during an IST interval. The
staff notes that complications may arise because of reconciling Section
XI and OM Code requirements and requests that were granted or
authorized for a 10-year ISI/IST interval relative to the edition
previously specified in the licensee's ISI/IST program. The NRC will
review mid-interval requests by licensees to update to a more recent
edition of the ASME Code as the new code of record for the ISI/IST
program per the existing process described in 10 CFR 50.55a(g)(4)(iv)
or 50.55a(f)(4)(iv) and Regulatory Issue Summary 2004-12. Licensees
making such requests should evaluate the impact of updating the code of
record on their ISI/IST program, including the completed ISI/IST
activities and planned ISI/IST activities. Licensees should review
previously authorized alternatives under 10 CFR 50.55a(z) and determine
if they need to be resubmitted because of the specific duration
specified in the request and authorization. The licensee should also
review any previously granted relief requests for their duration and
the need for resubmittal, as applicable. If such reviews and approvals
are completed, licensees may take advantage of the extended code of
record interval afforded by the rule.
The staff notes that the code of record interval is defined as two
consecutive ISI/IST Intervals (rather than 20 or 24 years). A licensee
that updates the code of record during an ISI/IST interval would be
able to maintain the same code of record for the remainder of the
current ISI/IST interval and the entirety of the subsequent ISI/IST
interval. At the end of the subsequent ISI/IST interval, however, the
licensee must update its code of record, since two consecutive ISI/IST
intervals have passed. For example, a licensee begins a new ISI/IST
interval in January 2020. In 2025, the licensee requests to implement
the 2017 edition of ASME BPV Code Section XI or OM Code under 10 CFR
50.55a(g)(4)(iv) or (f)(4)(iv). If the NRC approves the request, the
ISI/IST interval would end in January 2030 (i.e., 10 years from January
2020 when the ISI/IST interval began), while the code of record
interval would extend to 2040. If the licensee chooses to implement
Code Case N-921 or OMN-31 in January 2030, the ISI/IST interval and the
code of record interval would extend to 2042.
Upon the effective date of this final rule, a licensee already
implementing the 2017 Edition, or later edition, of the ASME Code for
the ISI/IST program would continue with its ongoing 10-year ISI/IST
interval with the 2017 Edition, or later edition, as the code of record
for the ISI/IST program. At the end of the ongoing 10-year ISI/IST
interval, the licensee would assess the ISI/IST program as required in
the ASME Code, including the need to resubmit requests for alternatives
or relief that expired at the end of the 10-year ISI/IST interval. At
that time, the licensee could remain on the same Code edition as the
code of record for the subsequent ISI/IST interval, and NRC approval
would not be required to do so. At the end of that ISI/IST interval,
the licensee would update its code of record to the latest Code edition
incorporated by reference in 10 CFR 50.55a 18 months before the
beginning date of the next ISI/IST interval and submit any alternative
or relief requests for the next ISI/IST interval.
III. Opportunities for Public Participation
The proposed rule was published in the Federal Register on March 6,
2023 (88 FR 13717) for a 60-day comment period ending May 5, 2023. On
May 3, 2023, the NRC published notification in the Federal Register (88
FR 27712) extending the public comment period by an additional 42 days
to end on June 16, 2023. The NRC held a public meeting on March 20,
2023, and developed a public meeting summary (ML23083B303).
IV. Public Comment Analysis
The NRC published the proposed rule and noticed the draft
regulatory guides for public comment in the Federal Register. The NRC
received 13 comment submissions. A comment submission is a
communication or document submitted to the NRC by an individual or
entity, with one or more individual comments addressing a subject or
issue. Private citizens provided two comment submissions, nuclear
industry organizations provided seven comment submissions, business/
trade associations provided three comment submissions, and one comment
[[Page 58051]]
submission was submitted anonymously.
The comment submissions generally addressed the code cases and
their proposed conditions. Many of the comments objected to the
proposed conditions for Code Case N-921 (five comments), Code Case OMN-
31 (three comments), and the rule language associated with the code
edition requirements for implementing the extended code of record
intervals (four comments). The NRC received two comments objecting to
the fact that the proposed rule language on the extended code of record
interval did not allow for licensees and applicants to update their
code of record following completion of a single IST or ISI interval
without first receiving NRC approval. The NRC received one comment that
was outside the scope of this rulemaking.
The public comment submittals are available from the Federal e-
Rulemaking website at https://www.regulations.gov under Docket ID NRC-
2018-0291. The NRC prepared a summary and analysis of public comments
received on the proposed rule and draft regulatory guides, which is
available as indicated in Section XVI, ``Availability of Documents,''
of this document. Responses to the public comments, including a summary
of how the final rule text or the regulatory guides changed as a result
of the public comments, can be found in the public comment analysis.
For more information about the associated guidance documents, see
Section XVI, ``Availability of Guidance,'' of this document.
V. Section-by-Section Analysis
This section describes the primary revisions made by this final
rule; minor editorial and administrative corrections to correct
spacing, administrative errors, and typos are not identified in this
analysis.
The NRC revised the following paragraphs in Sec. 50.55a as
follows:
Paragraph (a)(3)(i)
This final rule revises the reference to ``NRC Regulatory Guide
1.84, Revision 39,'' by removing ``Revision 39'' and adding in its
place ``Revision 40'' and changing the month and year for the
document's revision date.
Paragraph (a)(3)(ii)
This final rule revises the reference to ``NRC Regulatory Guide
1.147, Revision 20'' by removing ``Revision 20'' and adding in its
place ``Revision 21'' and changing the month and year for the
document's revision date.
Paragraph (a)(3)(iii)
This final rule revises the reference to ``NRC Regulatory Guide
1.192, Revision 4'' by removing ``Revision 4'' and adding in its place
``Revision 5'' and changing the month and year for the document's
revision date.
Paragraph (b)(5)(ii)
This final rule amends paragraph (b)(5)(ii) by replacing the text
``120-month interval'' with ``code of record interval'' and ``120-month
ISI program intervals'' with the text ``code of record intervals.''
Paragraph (b)(5)(iii)
This final rule amends paragraph (b)(5)(iii) by replacing the text
``120-month interval'' with the text ``code of record interval.''
Paragraph (b)(6)(ii)
This final rule amends paragraph (b)(6)(ii) by replacing the text
``120-month interval'' and ``120-month ISI program intervals'' with the
text ``code of record intervals.''
Paragraph (b)(6)(iii)
This final rule amends paragraph (b)(6)(iii) by replacing the text
``120-month interval'' with the text ``code of record interval.''
Paragraph (f)(4)(i)
This final rule revises the heading and text of paragraph (f)(4)(i)
by replacing the text ``120-month'' with the text ``code of record.''
This final rule also inserts the text ``no more than'' to clarify that
licensees may consider ASME OM Code editions incorporated by reference
less than 18 months before the date of issuance of the operating
license or before the date of initial fuel load.
Paragraph (f)(4)(ii)
This final rule revises the heading and text of paragraph
(f)(4)(ii) by replacing the text ``120-month'' with the text ``code of
record.'' This final rule also inserts the text ``no more than'' to
clarify that licensees may consider ASME OM Code editions incorporated
by reference less than 18 months before the start of the code of record
interval.
Paragraph (f)(4)(iv)
This final rule revises paragraph (f)(4)(iv) by adding language
describing when licensees may update their code of record without NRC
approval.
Paragraph (f)(5)(iv)
This final rule amends paragraph (f)(5)(iv) by replacing the text
``120-month interval of operation'' with the text ``inservice
examination and test interval.''
Paragraph (f)(7)
This final rule amends paragraph (f)(7) by replacing the text
``120-month IST program interval'' with the text ``inservice
examination and test interval''.
Paragraph (g)(4) Introductory Text
This final rule amends paragraph (g)(4) introductory text by
inserting the text ``BPV'' into the text ``ASME Code Class 1, Class 2,
and Class 3'' to clarify the language.
Paragraph (g)(4)(i)
This final rule revises paragraph (g)(4)(i) to replace the text
``120-month interval'' with the text ``code of record interval,''
replace the text ``120-month inspection interval'' with the text ``code
of record interval,'' replace the text ``120-month ISI interval'' with
the text ``code of record interval,'' insert the text ``BPV'' into the
text ``ASME Code incorporated by reference'' to clarify the language,
and insert the text ``no more than'' to clarify that licensees may use
ASME BPV Code, Section XI, editions incorporated by reference less than
18 months before the start of the code of record interval.
Paragraph (g)(4)(ii)
This final rule revises paragraph (g)(4)(ii) by replacing the text
``120-month intervals'' with ``code of record intervals,'' replacing
the text ``120-month inspection interval'' with ``code of record
interval,'' inserting the text ``BPV'' into the text ``ASME Code
incorporated by reference'' to clarify the language, and inserting the
text ``no more than'' to clarify that licensees may use ASME BPV Code,
Section XI, editions incorporated by reference less than 18 months
before the start of the code of record interval.
Paragraph (g)(4)(iv)
This final rule revises paragraph (g)(4)(iv) by adding language
describing when licensees may update their code of record without NRC
approval.
Paragraph (g)(5)(i)
This final rule amends the heading for paragraph (g)(5)(i) by
replacing the text ``ISI Code editions and addenda'' with the text
``ISI code of record.''
Paragraph (g)(5)(ii)
This final rule amends paragraph (g)(5)(ii) by replacing the text
``period'' with the text ``code of record interval.''
[[Page 58052]]
Paragraph (g)(5)(iii)
This final rule amends paragraph (g)(5)(iii) by replacing the text
``120-month inspection interval'' with ``inservice inspection
interval.''
Paragraph (g)(5)(iv)
This final rule amends paragraph (g)(5)(iv) by replacing the text
``120-month inspection interval'' with ``inservice inspection
interval.''
Paragraph (y)
This final rule adds paragraph (y) to provide definitions of
important terms used in Sec. 50.55a: code of record interval,
inservice examination and test (IST) code of record, inservice
examination and test (IST) interval, inservice examination and testing
(IST) program, inservice inspection (ISI) code of record, inservice
inspection (ISI) interval, and inservice inspection (ISI) program.
Appendix J to 10 CFR Part 50
This final rule revises paragraph D.1.(a) in section III of option
A to replace the text ``10-year service period'' with the text
``inservice inspection interval, as defined in 10 CFR 50.55a(y),'' and
replace the text ``10-year plant'' with the text ``final plant''. This
final rule also removes footnote 2 and redesignates footnote 3 as
footnote 2.
VI. Regulatory Flexibility Certification
Under the Regulatory Flexibility Act (5 U.S.C. 605(b)), the NRC
certifies that this rule does not have a significant economic impact on
a substantial number of small entities. This final rule affects only
the licensing and operation of nuclear power plants. The companies that
own these plants do not fall within the scope of the definition of
``small entities'' set forth in the Regulatory Flexibility Act or the
size standards established by the NRC (10 CFR 2.810).
VII. Regulatory Analysis
The NRC has prepared a final regulatory analysis on this
regulation. The analysis examines the costs and benefits of the
alternatives considered by the NRC. The regulatory analysis is
available as indicated in the ``Availability of Documents'' section of
this document.
VIII. Backfitting and Issue Finality
The provisions in this final rule allow licensees and applicants to
voluntarily apply NRC-approved code cases, sometimes with NRC-specified
conditions. The approved code cases are listed in three RGs that are
incorporated by reference into Sec. 50.55a. An applicant's or a
licensee's voluntary application of an approved code case does not
constitute backfitting because there is no imposition of a new
requirement or new position.
Similarly, voluntary application of an approved code case by a 10
CFR part 52 applicant or licensee does not represent NRC imposition of
a requirement or action and, therefore, is not inconsistent with any
issue finality provision in 10 CFR part 52. For these reasons, the NRC
finds that this final rule does not involve any provisions requiring
the preparation of a backfit analysis or documentation demonstrating
that one or more of the issue finality criteria in 10 CFR part 52 are
met.
Code of Record Update Backfitting Considerations: Section XI of the
ASME BPV Code and the ASME OM Code
The revisions to the code of record intervals of Section XI of the
ASME BPV Code and the ASME OM Code are related to the ISI and IST
programs of operating reactors. However, the Backfit Rule generally
does not apply to incorporation by reference of later editions and
addenda of the ASME BPV Code (Section XI) and OM Code. The NRC's
longstanding regulatory practice has been to incorporate later versions
of the ASME Codes into Sec. 50.55a. Under the former Sec. 50.55a,
licensees were required to revise their ISI and IST programs every 120
months to the latest edition and addenda of Section XI of the ASME BPV
Code and the ASME OM Code incorporated by reference into Sec. 50.55a
18 months before the start of a new 120-month ISI and IST interval.
Thus, when the NRC approves and requires the use of a later version of
the Code for ISI and IST, it is implementing this longstanding
regulatory practice and requirement. The NRC revised this requirement
to allow licensees to update to the latest edition and addenda before
the start of every other ISI and IST interval. The NRC also revised
Sec. 50.55a(f)(4)(iv) and (g)(4)(iv) to allow licensees to use a later
edition of ASME BPV Code Section XI or ASME OM Code without submitting
a request for NRC approval, provided that the licensee implements the
later edition at the start of a new ISI or IST interval. These
revisions, taken together, constitute a voluntary relaxation, and thus
not a backfit, because licensees will continue to have the option to
voluntarily update before the start of each ISI or IST interval under
Sec. 50.55a(f)(4)(iv) or (g)(4)(iv).
Conclusion
The NRC finds that the incorporation by reference into Sec. 50.55a
of the three RGs containing the latest NRC-approved code cases and the
revision of Sec. 50.55a to allow the extended code of record interval,
does not constitute backfitting or represent an inconsistency with any
issue finality provisions in 10 CFR part 52.
IX. Plain Writing
The Plain Writing Act of 2010 (Pub. L. 111-274) requires Federal
agencies to write documents in a clear, concise, and well-organized
manner. The NRC has written this document to be consistent with the
Plain Writing Act as well as the Presidential Memorandum, ``Plain
Language in Government Writing,'' published June 10, 1998 (63 FR
31885).
X. Environmental Assessment and Final Finding of No Significant
Environmental Impact
The Commission has determined under the National Environmental
Policy Act of 1969, as amended, and the Commission's regulations in
subpart A of 10 CFR part 51, that this rule, if adopted, would not be a
major Federal action significantly affecting the quality of the human
environment and, therefore, an environmental impact statement is not
required.
The determination of this environmental assessment is that there
will be no significant effect on the quality of the human environment
from this action. The NRC did not receive public comments regarding any
aspect of this environmental assessment.
As voluntary alternatives to the ASME Code, NRC-approved code cases
provide an equivalent level of safety. The IST and ISI code of record
update frequency is changing the update frequency of a program.
Therefore, the probability or consequences of accidents is not changed.
There also are no significant, non-radiological impacts associated with
this action because no changes would be made affecting non-radiological
plant effluents and because no changes would be made in activities that
would adversely affect the environment. The determination of this
environmental assessment is that there would be no significant offsite
impact to the public from this action.
XI. Paperwork Reduction Act
This final rule contains new or amended collections of information
subject to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et
seq.). The collections of information were approved by the Office of
Management and Budget, approval number 3150-0264.
The burden to the public for the information collection(s) is
estimated to average 162 hours per response, including the time for
reviewing
[[Page 58053]]
instructions, searching existing data sources, gathering, and
maintaining the data needed, and completing and reviewing the
information collection.
The information collection is being conducted to document the plans
for a select number of newly licensed operating power reactors to
implement Code Case N-716-3. Information will be used by the NRC to
verify applicability of the code case to the new plants including
absence of degradation mechanisms and evaluate with any available
operating experience, as well as risk-related information for the new
plants, prior to application of the Code Case. Responses to this
collection of information are voluntary under Sec. 50.55a(z).
You may submit comments on any aspect of the information
collection(s), including suggestions for reducing the burden, by the
following methods:
Federal rulemaking website: Go to https://www.regulations.gov and search for Docket ID NRC-2018-0291.
Mail comments to: FOIA, Library, and Information
Collections Branch, Office of the Chief Information Officer, Mail Stop:
T6-A10M, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001
or to the OMB reviewer at: OMB Office of Information and Regulatory
Affairs (3150-0011), Attn: Desk Officer for the Nuclear Regulatory
Commission, 725 17th Street NW, Washington, DC 20503.
Public Protection Notification
The NRC may not conduct or sponsor, and a person is not required to
respond to, a collection of information unless the document requesting
or requiring the collection displays a currently valid OMB control
number.
X. Congressional Review Act
This final rule is a rule as defined in the Congressional Review
Act (5 U.S.C. 801-808). However, the Office of Management and Budget
has not found it to be a major rule as defined in the Congressional
Review Act.
XIII. Voluntary Consensus Standards
The National Technology Transfer and Advancement Act of 1995,
Public Law 104-113, requires that Federal agencies use technical
standards that are developed or adopted by voluntary consensus
standards bodies unless using such a standard is inconsistent with
applicable law or is otherwise impractical. In this final rule, the NRC
is continuing to use the ASME BPV and OM Code Cases, which are ASME-
approved voluntary alternatives to compliance with various provisions
of the ASME BPV and OM Codes. As discussed in Section II.A. of this
document, the NRC's approval of the ASME Code Cases is accomplished by
amending the NRC's regulations to incorporate by reference the latest
revisions of the following, which are the subject of this rulemaking,
into Sec. 50.55a: RG 1.84, Revision 40; RG 1.147, Revision 21; and RG
1.192, Revision 5. The RGs list the ASME Code Cases that the NRC has
approved for use. The ASME Code Cases are national consensus standards
as defined in the National Technology Transfer and Advancement Act of
1995 and OMB Circular A-119. The ASME Code Cases constitute voluntary
consensus standards, in which all interested parties (including the NRC
and licensees of nuclear power plants) participate.
NUREG-2228, ``Weld Residual Stress Finite Element Analysis
Validation: Part II--Proposed Validation Procedure,'' published July
2020 (including errata issued on September 22, 2021), referenced in the
amendatory text of this rule, was previously approved for incorporation
by reference in Sec. 50.55a. The ASME BPV Code, Section XI, and ASME
OM Code, referenced in the amendatory text of this rule, were
previously approved for incorporation by reference in Sec. 50.55a.
XIV. Incorporation by Reference--Reasonable Availability to Interested
Parties
The NRC is incorporating by reference three NRC RGs that list the
ASME Code Cases that the NRC has approved as voluntary alternatives to
certain provisions of NRC-required editions and addenda of the ASME BPV
Code and the ASME OM Code. These regulatory guides are RG 1.84,
Revision 40; RG 1.147, Revision 21; and RG 1.192, Revision 5.
The NRC is required by law to obtain approval for incorporation by
reference from the Office of the Federal Register (OFR). The OFR's
requirements for incorporation by reference are set forth in 1 CFR part
51. The discussion in this section complies with the requirement for
rules as set forth in 1 CFR 51.5(b)(2).
The NRC considers ``interested parties'' to include all potential
NRC stakeholders, not only the individuals and entities regulated or
otherwise subject to the NRC's regulatory oversight. These NRC
stakeholders are not a homogenous group, so the considerations for
determining ``reasonable availability'' vary by class of interested
parties. The NRC identified six classes of interested parties with
regard to the material to be incorporated by reference in an NRC rule:
Individuals and small entities regulated or otherwise
subject to the NRC's regulatory oversight. This class includes
applicants and potential applicants for licenses and other NRC
regulatory approvals, and who are subject to the material to be
incorporated by reference. In this context, ``small entities'' has the
same meaning as set out in 10 CFR 2.810.
Large entities otherwise subject to the NRC's regulatory
oversight. This class includes applicants and potential applicants for
licenses and other NRC regulatory approvals, and who are subject to the
material to be incorporated by reference. In this context, a ``large
entity'' is one that does not qualify as a ``small entity'' under Sec.
2.810.
Non-governmental organizations with institutional
interests in the matters regulated by the NRC.
Other Federal agencies, States, local governmental bodies
(within the meaning of Sec. 2.315(c)).
Federally recognized and State-recognized Indian tribes.
Members of the general public (i.e., individual,
unaffiliated members of the public who are not regulated or otherwise
subject to the NRC's regulatory oversight) who need access to the
materials that the NRC is incorporating by reference in order to
participate in the rulemaking.
The three RGs that the NRC is incorporating by reference in this
final rule are available without cost and can be read online or
downloaded online. The three RGs can be viewed, by appointment, at the
NRC Technical Library, which is located at Two White Flint North, 11545
Rockville Pike, Rockville, Maryland 20852; telephone: 301-415-7000;
email: [email protected].
Because access to the three final RGs is available in various forms
at no cost, the NRC determines that the three final RGs (RG 1.84,
Revision 40; RG 1.147, Revision 21; and RG 1.192, Revision 5) are
reasonably available to all interested parties.
[[Page 58054]]
Table IV--Regulatory Guides To Be Incorporated by Reference in 10 CFR
50.55a
------------------------------------------------------------------------
Adams accession No./Federal
Document Register citation
------------------------------------------------------------------------
RG 1.84, Design, Fabrication, and ML23291A008
Materials Code Case Acceptability, ASME
Section III, Revision 40.
RG 1.147, Inservice Inspection Code Case ML23291A003
Acceptability, ASME Section XI, Division
1, Revision 21.
RG 1.192, Operation and Maintenance Code ML23291A006
Case Acceptability, ASME OM Code,
Revision 5.
------------------------------------------------------------------------
XV. Availability of Guidance
The NRC is issuing revised guidance, RG 1.193, ``ASME Code Cases
Not Approved for Use,'' Revision 8, for the implementation of the
requirements in this final rule. The guidance is available as indicated
in Section XVI, ``Availability of Documents,'' of this document. You
may access information and comment submissions related to the guidance
by searching on https://www.regulations.gov under Docket ID NRC-2018-
0291.
The regulatory guide lists code cases that the NRC has not approved
for generic use and will not be incorporated by reference into the
NRC's regulations.
XVI. Availability of Documents
The documents identified in the following table are available to
interested persons through one or more of the following methods, as
indicated.
Table V--Availability of Documents
------------------------------------------------------------------------
Adams accession No./Federal
Document Register citation
------------------------------------------------------------------------
RG 1.84, Design, Fabrication, and ML23291A008
Materials Code Case Acceptability, ASME
Section III, Revision 40, dated March,
2024.
RG 1.147, Inservice Inspection Code Case ML23291A003
Acceptability, ASME Section XI, Division
1, Revision 21, dated March, 2024.
RG 1.192, Operation and Maintenance Code ML23291A006
Case Acceptability, ASME OM Code,
Revision 5, dated March, 2024.
RG 1.193, ASME Code Cases Not Approved for ML23291A007
Use, Revision 8, dated March, 2024.
Rulemaking--Proposed Rule--Draft ML22243A006
Regulatory Analysis for American Society
of Mechanical Engineers Code Cases, RG
1.84, Rev. 40; RG 1.147, Rev. 21; RG
1.192 Rev. 5; RG 1.193, Rev. 8, dated
January 2023.
Final Rule: Final Regulatory Analysis, ML23291A333
American Society of Mechanical Engineers
Code Cases RG 1.84 Rev 40, RG 1.147 Rev
21, RG 1.192 Rev 5, and Revision of
Inservice Inspection and Inservice
Testing Code of Record Frequency Update
dated March, 2024.
Final Rule: NRC Responses to Public ML23291A328
Comments, American Society of Mechanical
Engineers Code Cases RG 1.84 Rev 40, RG
1.147 Rev 21, RG 1.192 Rev 5, and
Revision of Inservice Inspection and
Inservice Testing Code of Record
Frequency Update, dated March, 2024.
Rulemaking--Proposed Rule--Federal ML22243A005
Register Notice--American Society of
Mechanical Engineers Code Cases and
Update Frequency, RG 1.84, Rev. 40; RG
1.147, Rev. 21; RG 1.192 Rev 5, dated
February 2023.
Proposed Rule--American Society of 88 FR 13717
Mechanical Engineers Code Cases and
Update Frequency, RG 1.84, Rev. 40; RG
1.147, Rev. 21; RG 1.192, Rev 5, dated
March 6, 2023.
SRM-SECY-21-0029, ``Rulemaking Plan on ML21312A490
Relaxation of Inservice Testing and
Inservice Inspection Program Update
Frequencies Required in 10 CFR 50.55a,''
dated November 8, 2021.
SECY-21-0029, ``Rulemaking Plan on ML20273A286
Relaxation of Inservice Testing and
Inservice Inspection Program Update
Frequencies Required in 10 CFR 50.55a,''
dated March 15, 2021.
SECY-22-0075, ``Staff Requirements-SECY-21- ML22124A178
0029 Inservice Testing and Inservice
Inspection Program Rulemakings Update
[NRC-2018-0291/3150-AK23],'' dated August
10, 2022.
Regulatory Issue Summary 2004-12, ML042090436
``Clarification on Use of Later Editions
and Addenda to the ASME OM Code and
Section XI,'' dated July 28, 2004.
Public Meeting Summary for Proposed Rule: ML23083B303
ASME Code Cases 40-21-5 and Update
Frequency, dated March 20, 2023.
Rulemaking--Proposed Rule--OMB Supporting ML22243A007
Statement for American Society of
Mechanical Engineers Code Cases, RG 1.84,
Rev. 40; RG 1.147, Rev. 21; RG 1.192 Rev.
5; RG 1.193, Rev. 8, dated February 2023.
Rulemaking--Final Rule--OMB Supporting ML23291A341
Statement for American Society of
Mechanical Engineers Code Cases, RG 1.84,
Rev. 40; RG 1.147, Rev. 21; RG 1.192 Rev.
5; RG 1.193, Rev. 8, dated December 2023.
ASME OM Code Case Applicability Index, ML22279A967
dated July 1, 2022.
ASME Letter to NRC, ``ASME Request for ML22046A112
Including Specific Code Cases in Draft
Revision 21 of Regulatory Guide 1.147,''
dated December 22, 2021.
NUREG-2228, ``Weld Residual Stress Finite ML20212L592
Element Analysis Validation: Part II-
Proposed Validation Procedure,'' dated
July 2020.
Final Rule--``Codes and Standards for 41 FR 6256
Nuclear Power Plants and Technical
Information,'' February 12, 1976.
Proposed Rule--``Domestic Licensing of 44 FR 3719
Production and Utilization Facilities
Codes and Standards for Nuclear
Powerplants,'' January 18, 1979.
Final Rule--``Domestic Licensing of 44 FR 57912
Production and Utilization Facilities;
Codes and Standards for Nuclear
Powerplants,'' October 9, 1979.
Codes and Standards for Nuclear Power 61 FR 41303
Plants; Subsection IWE and Subsection
IWL, August 8, 1996.
Proposed Rule--Industry Codes and 64 FR 51370
Standards; Amended Requirements,
September 22, 1999.
Final Rule--Industry Codes and Standards; 67 FR 60520
Amended Requirements, September 26, 2002.
Final Rule--``Incorporation by Reference 68 FR 40469
of ASME BPV and OM Code Cases,'' July 8,
2003.
Final Rule--``Approval of American Society 87 FR 11934
of Mechanical Engineers Code Cases,''
March 3, 2022.
Final Rule--``American Society of 87 FR 65128
Mechanical Engineers 2019-2020 Code
Editions Incorporation by Reference,''
October 27, 2022.
------------------------------------------------------------------------
[[Page 58055]]
List of Subjects in 10 CFR Part 50
Administrative practice and procedure, Antitrust, Backfitting,
Classified information, Criminal penalties, Education, Emergency
planning, Fire prevention, Fire protection, Incorporation by reference,
Intergovernmental relations, Nuclear power plants and reactors,
Penalties, Radiation protection, Reactor siting criteria, Reporting and
recordkeeping requirements, Whistleblowing.
For the reasons set out in the preamble and under the authority of
the Atomic Energy Act of 1954, as amended; the Energy Reorganization
Act of 1974, as amended; and 5 U.S.C. 552 and 553, the NRC is amending
10 CFR part 50 as follows:
PART 50--DOMESTIC LICENSING OF PRODUCTION AND UTILIZATION
FACILITIES
0
1. The authority citation for part 50 continues to read as follows:
Authority: Atomic Energy Act of 1954, secs. 11, 101, 102, 103,
104, 105, 108, 122, 147, 149, 161, 181, 182, 183, 184, 185, 186,
187, 189, 223, 234 (42 U.S.C. 2014, 2131, 2132, 2133, 2134, 2135,
2138, 2152, 2167, 2169, 2201, 2231, 2232, 2233, 2234, 2235, 2236,
2237, 2239, 2273, 2282); Energy Reorganization Act of 1974, secs.
201, 202, 206, 211 (42 U.S.C. 5841, 5842, 5846, 5851); Nuclear Waste
Policy Act of 1982, sec. 306 (42 U.S.C. 10226); National
Environmental Policy Act of 1969 (42 U.S.C. 4332); 44 U.S.C. 3504
note; Sec. 109, Pub. L. 96-295, 94 Stat. 783.
0
2. In Sec. 50.55a:
0
a. Revise the introductory text of paragraph (a);
0
b. Revise and republish paragraph (a)(3):
0
c. Revise paragraphs (b)(5) and (6);
0
d. Revise paragraphs (f)(4)(i) and (ii), and (f)(4)(iv);
0
e. In paragraph (f)(5)(iv), remove the text ``120-month interval of
operation'', wherever it appears, and add, in its place, the text
``inservice examination and test interval'';
0
f. In paragraph (f)(7), remove the text ``120-month IST Program
interval'', and add, in its place, the text ``inservice examination and
test interval'';
0
g. Revise paragraphs (g)(4) and (5); and
0
h. Add paragraph (y).
The revisions and additions read as follows:
Sec. 50.55a Codes and standards.
(a) Documents approved for incorporation by reference. The material
listed in this paragraph (a) is incorporated by reference into this
section with the approval of the Director of the Federal Register under
5 U.S.C. 552(a) and 1 CFR part 51. All approved material is available
for inspection at the Nuclear Regulatory Commission (NRC) and at the
National Archives and Records Administration (NARA). Contact the NRC at
NRC Technical Library, Two White Flint North, 11545 Rockville Pike,
Rockville, Maryland 20852; telephone: 301-415-7000; email:
[email protected]. For information on the availability of this
material at NARA, visit www.archives.gov/federal-register/cfr/ibr-locations or email [email protected]. The material may be obtained
from the following sources in this paragraph (a).
* * * * *
(3) U.S. Nuclear Regulatory Commission (NRC): Public Document Room,
11555 Rockville Pike, Rockville, Maryland 20852; telephone: 1-800-397-
4209; email: [email protected]; https://www.nrc.gov/reading-rm/doc-collections/reg-guides/. The use of code cases listed in the NRC
regulatory guides in paragraphs (a)(3)(i) through (iii) of this section
is acceptable with the specified conditions in those guides when
implementing the editions and addenda of the ASME BPV Code and ASME OM
Code incorporated by reference in paragraph (a)(1) of this section. The
NRC report in paragraph (a)(3)(iv) of this section is acceptable as
specified in the conditions when implementing code cases listed in the
NRC regulatory guides in paragraphs (a)(3)(i) through (iii) of this
section.
(i) NRC Regulatory Guide 1.84, Revision 40. NRC Regulatory Guide
1.84, Revision 40, ``Design, Fabrication, and Materials Code Case
Acceptability, ASME Section III,'' issued March 2024, with the
requirements in paragraph (b)(4) of this section.
(ii) NRC Regulatory Guide 1.147, Revision 21. NRC Regulatory Guide
1.147, Revision 21, ``Inservice Inspection Code Case Acceptability,
ASME Section XI, Division 1,'' issued March 2024, which lists ASME Code
Cases that the NRC has approved in accordance with the requirements in
paragraph (b)(5) of this section.
(iii) NRC Regulatory Guide 1.192, Revision 5. NRC Regulatory Guide
1.192, Revision 5, ``Operation and Maintenance Code Case Acceptability,
ASME OM Code,'' issued March 2024, which lists ASME Code Cases that the
NRC has approved in accordance with the requirements in paragraph
(b)(6) of this section.
(iv) NUREG-2228. NUREG-2228, ``Weld Residual Stress Finite Element
Analysis Validation: Part II--Proposed Validation Procedure,''
published July 2020 (including Errata September 22, 2021), which is
referenced in RG 1.147, Revision 21.
* * * * *
(b) * * *
(5) Conditions on inservice inspection Code Cases. Licensees may
apply the ASME BPV Code Cases listed in NRC Regulatory Guide 1.147, as
incorporated by reference in paragraph (a)(3)(ii) of this section,
without prior NRC approval, subject to the following:
(i) ISI Code Case condition: Applying Code Cases. When a licensee
initially applies a listed Code Case, the licensee must apply the most
recent version of that Code Case incorporated by reference in paragraph
(a) of this section.
(ii) ISI Code Case condition: Applying different revisions of Code
Cases. If a licensee has previously applied a Code Case and a later
version of the Code Case is incorporated by reference in paragraph (a)
of this section, the licensee may continue to apply, to the end of the
current code of record interval, the previous version of the Code Case,
as authorized, or may apply the later version of the Code Case,
including any NRC-specified conditions placed on its use. Licensees who
choose to continue use of the Code Case during subsequent code of
record intervals will be required to implement the latest version
incorporated by reference into this section as listed in tables 1 and 2
of NRC Regulatory Guide 1.147, as incorporated by reference in
paragraph (a)(3)(ii) of this section.
(iii) ISI Code Case condition: Applying annulled Code Cases.
Application of an annulled Code Case is prohibited unless a licensee
previously applied the listed Code Case prior to it being listed as
annulled in NRC Regulatory Guide 1.147. If a licensee has applied a
listed Code Case that is later listed as annulled in NRC Regulatory
Guide 1.147, the licensee may continue to apply the Code Case to the
end of the current code of record interval.
(6) Conditions on ASME OM Code Cases. Licensees may apply the ASME
OM Code Cases listed in NRC Regulatory Guide 1.192, as incorporated by
reference in paragraph (a)(3)(iii) of this section, without prior NRC
approval, subject to the following:
(i) OM Code Case condition: Applying Code Cases. When a licensee
initially applies a listed Code Case, the licensee must apply the most
recent version of that Code Case incorporated by reference in paragraph
(a) of this section.
(ii) OM Code Case condition: Applying different revisions of Code
[[Page 58056]]
Cases. If a licensee has previously applied a Code Case and a later
version of the Code Case is incorporated by reference in paragraph (a)
of this section, the licensee may continue to apply, to the end of the
current code of record interval, the previous version of the Code Case,
as authorized, or may apply the later version of the Code Case,
including any NRC-specified conditions placed on its use. Licensees who
choose to continue use of the Code Case during subsequent code of
record intervals will be required to implement the latest version
incorporated by reference into this section as listed in tables 1 and 2
of NRC Regulatory Guide 1.192, as incorporated by reference in
paragraph (a)(3)(iii) of this section.
(iii) OM Code Case condition: Applying annulled Code Cases.
Application of an annulled Code Case is prohibited unless a licensee
previously applied the listed Code Case prior to it being listed as
annulled in NRC Regulatory Guide 1.192. If a licensee has applied a
listed Code Case that is later listed as annulled in NRC Regulatory
Guide 1.192, the licensee may continue to apply the Code Case to the
end of the current code of record interval.
* * * * *
(f) * * *
(4) * * *
(i) Applicable IST Code: Initial code of record interval. Inservice
tests to verify operational readiness of pumps and valves, whose
function is required for safety, conducted during the initial code of
record interval must comply with the requirements in the latest edition
and addenda of the ASME OM Code incorporated by reference in paragraph
(a)(1)(iv) of this section on the date no more than 18 months before
the date of issuance of the operating license under this part, or no
more than 18 months before the date scheduled for initial loading of
fuel under a combined license under part 52 of this chapter (or the
optional ASME OM Code Cases listed in NRC Regulatory Guide 1.192, as
incorporated by reference in paragraph (a)(3)(iii) of this section,
subject to the conditions listed in paragraph (b) of this section).
(ii) Applicable IST Code: Successive code of record intervals.
Inservice examination of components and system pressure tests conducted
during successive code of record intervals must comply with the
requirements of the latest edition and addenda of the ASME BPV Code
incorporated by reference in paragraph (a) of this section no more than
18 months before the start of the code of record interval (or the
optional ASME Code Cases listed in NRC Regulatory Guide 1.147, when
using ASME BPV Code, Section XI, or NRC Regulatory Guide 1.192, when
using the ASME OM Code, as incorporated by reference in paragraphs
(a)(3)(ii) and (iii) of this section), subject to the conditions listed
in paragraph (b) of this section. However, a licensee whose inservice
inspection interval commences during the 12 through 18-month period
after June 3, 2020, may delay the update of their Appendix VIII program
by up to 18 months after June 3, 2020. Alternatively, licensees may, at
any time in their code of record interval, elect to use the Appendix
VIII in the latest edition and addenda of the ASME BPV Code
incorporated by reference in paragraph (a) of this section, subject to
any applicable conditions listed in paragraph (b) of this section.
Licensees using this option must also use the same edition and addenda
of Appendix I, Subarticle I-3200, as Appendix VIII, including any
applicable conditions listed in paragraph (b) of this section.
* * * * *
(iv) Applicable IST Code: Use of later Code editions and addenda.
Inservice tests of pumps and valves may meet the requirements set forth
in subsequent editions and addenda that are incorporated by reference
in paragraph (a)(1)(iv) of this section, subject to the conditions
listed in paragraph (b) of this section, and subject to NRC approval.
Portions of editions or addenda may be used, provided that all related
requirements of the respective editions or addenda are met. NRC
approval is not required when updating the IST code of record before
the start of an IST interval in which the updated IST code of record
will be used and when using the latest edition incorporated by
reference in (a)(1)(iv) of this section in its entirety, subject to the
conditions listed in paragraph (b) of this section (or the optional
ASME Code Cases listed in NRC Regulatory Guide 1.147 or NRC Regulatory
Guide 1.192 as incorporated by reference in paragraphs (a)(3)(ii) and
(iii) of this section, respectively).
* * * * *
(g) * * *
(4) Inservice inspection standards requirement for operating
plants. Throughout the service life of a boiling or pressurized water-
cooled nuclear power facility, components (including supports) that are
classified as ASME BPVC Code Class 1, Class 2, and Class 3 must meet
the requirements, except design and access provisions and preservice
examination requirements, set forth in Section XI of editions and
addenda of the ASME BPV Code that become effective subsequent to
editions specified in paragraphs (g)(2) and (3) of this section and
that are incorporated by reference in paragraph (a)(1)(ii) or (iv) of
this section for snubber examination and testing of this section, to
the extent practical within the limitations of design, geometry, and
materials of construction of the components. Components that are
classified as Class MC pressure retaining components and their integral
attachments, and components that are classified as Class CC pressure
retaining components and their integral attachments, must meet the
requirements, except design and access provisions and preservice
examination requirements, set forth in Section XI of the ASME BPV Code
and addenda that are incorporated by reference in paragraph (a)(1)(ii)
of this section subject to the condition listed in paragraph (b)(2)(vi)
of this section and the conditions listed in paragraphs (b)(2)(viii)
and (ix) of this section, to the extent practical within the limitation
of design, geometry, and materials of construction of the components.
When using the 2006 Addenda or later of the ASME BPV Code, Section XI,
the inservice examination, testing, and service life monitoring
requirements for dynamic restraints (snubbers) must meet the
requirements set forth in the applicable ASME OM Code as specified in
paragraph (b)(3)(v)(B) of this section. When using the 2005 Addenda or
earlier edition or addenda of the ASME BPV Code, Section XI, the
inservice examination, testing, and service life monitoring
requirements for dynamic restraints (snubbers) must meet the
requirements set forth in either the applicable ASME OM Code or ASME
BPV Code, Section XI as specified in paragraph (b)(3)(v) of this
section.
(i) Applicable ISI Code: Initial code of record interval. Inservice
examination of components and system pressure tests conducted during
the initial code of record interval must comply with the requirements
in the latest edition and addenda of the ASME BPV Code incorporated by
reference in paragraph (a) of this section on the date no more than 18
months before the date of issuance of the operating license under this
part, or no more than 18 months before the date scheduled for initial
loading of fuel under a combined license under part 52 of this chapter
(or the optional ASME Code Cases listed in NRC Regulatory Guide 1.147,
when using ASME BPV Code, Section XI, or NRC Regulatory Guide 1.192,
when using the ASME OM Code, as incorporated by reference in paragraphs
(a)(3)(ii) and (iii) of this section, respectively), subject to the
conditions
[[Page 58057]]
listed in paragraph (b) of this section. Licensees may, at any time in
their code of record interval, elect to use the Appendix VIII in the
latest edition and addenda of the ASME BPV Code incorporated by
reference in paragraph (a) of this section, subject to any applicable
conditions listed in paragraph (b) of this section. Licensees using
this option must also use the same edition and addenda of Appendix I,
Subarticle I-3200, as Appendix VIII, including any applicable
conditions listed in paragraph (b) of this section.
(ii) Applicable ISI Code: Successive code of record intervals.
Inservice examination of components and system pressure tests conducted
during successive code of record intervals must comply with the
requirements of the latest edition and addenda of the ASME BPV Code
incorporated by reference in paragraph (a) of this section no more than
18 months before the start of the code of record interval (or the
optional ASME Code Cases listed in NRC Regulatory Guide 1.147, when
using ASME BPV Code, Section XI, or NRC Regulatory Guide 1.192, when
using the ASME OM Code, as incorporated by reference in paragraphs
(a)(3)(ii) and (iii) of this section), subject to the conditions listed
in paragraph (b) of this section. However, a licensee whose inservice
inspection interval commences during the 12 through 18-month period
after June 3, 2020, may delay the update of their Appendix VIII program
by up to 18 months after June 3, 2020. Alternatively, licensees may, at
any time in their code of record interval, elect to use the Appendix
VIII in the latest edition and addenda of the ASME BPV Code
incorporated by reference in paragraph (a) of this section, subject to
any applicable conditions listed in paragraph (b) of this section.
Licensees using this option must also use the same edition and addenda
of Appendix I, Subarticle I-3200, as Appendix VIII, including any
applicable conditions listed in paragraph (b) of this section.
(iii) Applicable ISI Code: Optional surface examination
requirement. When applying editions and addenda prior to the 2003
Addenda of Section XI of the ASME BPV Code, licensees may, but are not
required to, perform the surface examinations of high-pressure safety
injection systems specified in Table IWB-2500-1, Examination Category
B-J, Item Numbers B9.20, B9.21, and B9.22.
(iv) Applicable ISI Code: Use of subsequent Code editions and
addenda. Inservice examination of components and system pressure tests
may meet the requirements set forth in subsequent editions and addenda
that are incorporated by reference in paragraph (a) of this section,
subject to the conditions listed in paragraph (b) of this section, and
subject to Commission approval. Portions of editions or addenda may be
used, provided that all related requirements of the respective editions
or addenda are met. NRC approval is not required when updating the ISI
code of record before the start of an ISI interval in which the updated
ISI code of record will be used and when using the latest edition
incorporated by reference in (a)(1)(iv) of this section in its
entirety, subject to the conditions listed in paragraph (b) of this
section (or the optional ASME Code Cases listed in NRC Regulatory Guide
1.147 or NRC Regulatory Guide 1.192 as incorporated by reference in
paragraphs (a)(3)(ii) and (iii) of this section, respectively).
(v) Applicable ISI Code: Metal and concrete containments. For a
boiling or pressurized water-cooled nuclear power facility whose
construction permit under this part or combined license under part 52
of this chapter was issued after January 1, 1956, the following are
required:
(A) Metal and concrete containments: First provision. Metal
containment pressure retaining components and their integral
attachments must meet the inservice inspection, repair, and replacement
requirements applicable to components that are classified as ASME Code
Class MC;
(B) Metal and concrete containments: Second provision. Metallic
shell and penetration liners that are pressure retaining components and
their integral attachments in concrete containments must meet the
inservice inspection, repair, and replacement requirements applicable
to components that are classified as ASME Code Class MC; and
(C) Metal and concrete containments: Third provision. Concrete
containment pressure retaining components and their integral
attachments, and the post-tensioning systems of concrete containments,
must meet the inservice inspections, repair, and replacement
requirements applicable to components that are classified as ASME Code
Class CC.
(5) Requirements for updating ISI programs--(i) ISI program update:
Applicable ISI code of record. The inservice inspection program for a
boiling or pressurized water-cooled nuclear power facility must be
revised by the licensee, as necessary, to meet the requirements of
paragraph (g)(4) of this section.
(ii) ISI program update: Conflicting ISI Code requirements with
technical specifications. If a revised inservice inspection program for
a facility conflicts with the technical specifications for the
facility, the licensee must apply to the Commission for amendment of
the technical specifications to conform the technical specifications to
the revised program. The licensee must submit this application, as
specified in Sec. 50.4, at least six months before the start of the
code of record intervalduring which the provisions become applicable,
as determined by paragraph (g)(4) of this section.
(iii) ISI program update: Notification of impractical ISI Code
requirements. If the licensee has determined that conformance with a
Code requirement is impractical for its facility the licensee must
notify the NRC and submit, as specified in Sec. 50.4, information to
support the determinations. Determinations of impracticality in
accordance with this section must be based on the demonstrated
limitations experienced when attempting to comply with the Code
requirements during the inservice inspection interval for which the
request is being submitted. Requests for relief made in accordance with
this section must be submitted to the NRC no later than 12 months after
the expiration of the initial or subsequent inservice inspection
interval for which relief is sought.
(iv) ISI program update: Schedule for completing impracticality
determinations. Where the licensee determines that an examination
required by Code edition or addenda is impractical, the basis for this
determination must be submitted for NRC review and approval not later
than 12 months after the expiration of the initial or subsequent
inservice inspection interval for which relief is sought.
* * * * *
(y) Definitions. As used in this section:
Code of record interval means the period of time between the code
of record updates required by paragraphs (f)(4) and (g)(4) of this
section for the inservice examination and test programs and inservice
inspection programs, respectively.
(1) For licensees with codes of record prior to ASME BPV Code,
Section XI, 2017 Edition, and OM Code, 2017 Edition, as incorporated by
reference in paragraph (a) of this section, the code of record interval
is the same as the inservice inspection interval or inservice
examination and test interval.
(2) For licensees with codes of record of ASME BPV Code, Section
XI, 2017 Edition and OM Code, 2017 Edition, or later, as incorporated
by reference in
[[Page 58058]]
paragraph (a) of this section, the code of record interval is two
consecutive inservice inspection or inservice examination and test
intervals.
Inservice examination and test (IST) code of record means the
specific edition(s) and addenda of the ASME OM Code required by
(f)(4)(i) or (ii) of this section, subject to the conditions listed in
paragraph (b) of this section, and applicable NRC endorsed code cases,
for inservice test to verify operational readiness of pumps, valves,
and dynamic restraints, whose function is required for safety.
Inservice examination and test (IST) interval means the inservice
examination and test interval described by the licensee's code of
record (paragraph ISTA-3120 of the ASME OM Code, 2001 Edition through
2009 Edition, or paragraph ISTA-3120 of the ASME OM Code, 2012 Edition
and later).
Inservice examination and testing (IST) program means the
requirements for preservice and inservice examination and testing of
pumps, valves, and dynamic restraints within the scope of this section
to assess their operational readiness in nuclear power plants,
including but not limited to:
(1) The requirements specified in the ASME OM Code, as incorporated
by reference in this section, such as for test or examination,
responsibilities, methods, intervals, parameters to be measured and
evaluated, criteria for evaluating the results, corrective action,
personnel qualification, and recordkeeping.
(2) Relief requested under paragraph (f)(5)(iii) of this section
and granted under paragraph (f)(6)(i) of this section.
(3) Augmented IST requirements as applied by the Commission under
paragraph (f)(6)(ii) of this section.
(4) Alternatives authorized under paragraph (z) of this section.
Inservice inspection (ISI) code of record means the specific
edition(s) and addenda of the ASME BPV Code, Section XI, required by
paragraphs (g)(4)(i) or (ii) of this section, subject to the conditions
listed in paragraph (b) of this section, and applicable NRC endorsed
code cases, for the inservice examination of components and system
pressure tests.
Inservice inspection (ISI) interval means the inservice inspection
interval described in Article IWA-2432 of ASME BPV Code, Section XI,
1989 Edition with 1991 Addenda through the 2008 Addenda, or Article
IWA-2431 of ASME BPV Code, Section XI, 2009 Addenda and later.
Inservice inspection (ISI) program means the set of all
administrative and technical requirements pertaining to periodic
examination of nuclear components, as specified in ASME BPV Code,
Section XI, and this section, including but not limited to:
(1) The requirements of IWA-2400 of ASME BPV Code, Section XI, 1991
Addenda and later.
(2) Relief requested under paragraph (g)(5)(iii) of this section
and granted under paragraph (g)(6)(i) of this section.
(3) The augmented inspection program described in paragraph
(g)(6)(ii) of this section.
(4) Alternatives authorized under paragraph (z) of this section.
* * * * *
0
3. In appendix J to part 50, in section III of option A:
0
a. Remove footnote 2;
0
b. Redesignate footnote 3 as new footnote 2; and
0
c. Revise paragraph D.1.(a).
The revision reads as follows:
Appendix J to Part 50--Primary Reactor Containment Leakage Testing for
Water-Cooled Power Reactors
* * * * *
Option A--Prescriptive Requirements
* * * * *
III. * * *
D. * * * 1. * * *
(a) After the preoperational leakage rate tests, a set of three
Type A tests shall be performed, at approximately equal intervals
during each inservice inspection interval, as defined in Sec.
50.55a(y). The third test of each set shall be conducted when the
plant is shut down for the final plant inservice inspections of the
inservice inspection interval.
* * * * *
Dated: July 5, 2024.
Nuclear Regulatory Commission.
Andrea Veil,
Director, Office of Nuclear Reactor Regulation.
[FR Doc. 2024-15288 Filed 7-16-24; 8:45 am]
BILLING CODE 7590-01-P