Notice of Funding Opportunity for the Fiscal Year 2021-2024 Restoration and Enhancement Grant Program, 57499-57516 [2024-15357]
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Federal Register / Vol. 89, No. 135 / Monday, July 15, 2024 / Notices
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
[Docket No. FHWA–2024–0052]
Agency Information Collection
Activities: Notice of Request for
Reinstatement of a Previously
Approved Information Collection
Federal Highway
Administration (FHWA), DOT.
ACTION: Notice of request for
reinstatement of a previously approved
information collection.
AGENCY:
The FHWA has forwarded the
information collection request described
in this notice to the Office of
Management and Budget (OMB) to
reinstate an information collection. We
are required to publish this notice in the
Federal Register by the Paperwork
Reduction Act of 1995.
DATES: Please submit comments by
August 14, 2024.
ADDRESSES: You may submit comments
identified by DOT Docket ID Number
0052 by any of the following methods:
Website: For access to the docket to
read background documents or
comments received go to the Federal
eRulemaking Portal: Go to https://
www.regulations.gov. Follow the online
instructions for submitting comments.
Fax: 1–202–493–2251.
Mail: Docket Management Facility,
U.S. Department of Transportation,
West Building Ground Floor, Room
W12–140, 1200 New Jersey Avenue SE,
Washington, DC 20590–0001.
Hand Delivery or Courier: U.S.
Department of Transportation, West
Building Ground Floor, Room W12–140,
1200 New Jersey Avenue SE,
Washington, DC 20590, between 9 a.m.
and 5 p.m. ET, Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT: Mr.
Paul Foundoukis, (785) 273–2655,
Department of Transportation, Federal
Highway Administration, Highway
Systems Performance (HPPI–20), Office
of Highway Policy Information, Office of
Policy & Governmental Affairs, 1200
New Jersey Avenue SE, Washington, DC
20590. Office hours are from 7:30 a.m.
to 4 p.m., Monday through Friday,
except Federal holidays.
SUPPLEMENTARY INFORMATION: We
published a Federal Register Notice
with a 60-day public comment period
on this information collection on May
10, 2024, at [89 FR 40528]. The
comments and FHWA’s responses are
below:
There were no comments received.
Title: Highway Performance
Monitoring System (HPMS).
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SUMMARY:
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OMB Control: 2125–0028.
Background: The HPMS data that is
collected is used for management
decisions that affect transportation,
including estimates of the Nation’s
future highway needs and assessments
of highway system performance. The
information is used by the FHWA to
develop and implement legislation and
by State and Federal transportation
officials to adequately plan, design, and
administer effective, safe, and efficient
transportation systems. This data is
essential to the FHWA and Congress in
evaluating the effectiveness of the
Federal-aid highway program. The
HPMS also provides mile and lane-mile
components of the Federal-Aid Highway
Fund apportionment formulae. The data
that is required by the HPMS is
continually reassessed and streamlined
by the FHWA. The process has recently
been updated to enable the transactional
submission of many data items, thereby
reducing the need to submit redundant
data each year.
Respondents: State governments of
the 50 States, the District of Columbia,
and the Commonwealth of Puerto Rico.
Frequency: Annually.
Estimated Average Burden per
Response: The estimated average burden
per response for the annual collection
and processing of the HPMS data is
2,010 hours for each State, the District
of Columbia, and the Commonwealth of
Puerto Rico.
Estimated Total Annual Burden
Hours: The estimated total annual
burden for all respondents is 104,520
hours.
Public Comments Invited: You are
asked to comment on any aspect of this
information collection, including: (1)
Whether the proposed collection is
necessary for the FHWA’s performance;
(2) the accuracy of the estimated
burdens; (3) ways for the FHWA to
enhance the quality, usefulness, and
clarity of the collected information; and
(4) ways that the burden could be
minimized, including the use of
electronic technology, without reducing
the quality of the collected information.
The agency will summarize and/or
include your comments in the request
for OMB’s clearance of this information
collection.
Authority: The Paperwork Reduction
Act of 1995; 44 U.S.C. chapter 35, as
amended; and 49 CFR 1.48.
Issued on: July 10, 2024.
Jazmyne Lewis,
Information Collection Officer.
[FR Doc. 2024–15445 Filed 7–12–24; 8:45 am]
BILLING CODE 4910–22–P
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DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration
Notice of Funding Opportunity for the
Fiscal Year 2021–2024 Restoration and
Enhancement Grant Program
Federal Railroad
Administration (FRA), Department of
Transportation (DOT).
ACTION: Notice of Funding Opportunity
(NOFO or Notice), Assistance Listing
(formerly CFDA) #20.324.
AGENCY:
This Notice details the
application requirements and
procedures to obtain grant funding for
eligible projects under the Restoration &
Enhancement (R&E) Grant Program for
Fiscal Years (FY) 2021–2024. This
Notice solicits applications for the R&E
Grant Program with funds made
available by the following: Consolidated
Appropriations Act, 2021, the
Infrastructure Investment and Jobs Act
(IIJA), and additional carryover funding
from Consolidated Appropriations Act,
2019 and Further Consolidated
Appropriations Act, 2020. The
opportunity described in this Notice is
made available under Assistance
Listings Number 20.324, ‘‘Restoration &
Enhancement Grant Program.’’
DATES: Applications for funding under
this solicitation are due no later than
11:59 p.m. Eastern Time (ET),
September 30, 2024. Applications for
funding received after 11:59 p.m. ET on
September 30, 2024 will not be
considered for funding. Incomplete
applications will not be considered for
funding. Applications that do not
adequately address the information
requested may be considered
incomplete. Adequacy of information
provided will also be considered in
evaluating the responsiveness to the
evaluation criteria. See Section D of this
Notice for additional information on the
application and submission
requirements and Section E of this
Notice for additional information on
review of applications.
ADDRESSES: Applications must be
submitted via www.Grants.gov. Only
applicants that comply with all
submission requirements described in
this Notice and submit applications
through www.Grants.gov will be eligible
for award.
FOR FURTHER INFORMATION CONTACT: For
further information concerning this
notice, please contact the FRA NOFO
Support program staff via email at FRANOFO-Support@dot.gov. If additional
assistance is needed, you may contact
Mr. Marc Dixon, Office of Rail Program
Development, Federal Railroad
SUMMARY:
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Federal Register / Vol. 89, No. 135 / Monday, July 15, 2024 / Notices
Administration, at email: marc.dixon@
dot.gov; or telephone: 202–493–0614.
SUPPLEMENTARY INFORMATION:
Notice to applicants: FRA
recommends that applicants read this
Notice in its entirety prior to preparing
application materials. Definitions of key
terms used throughout the Notice are
provided in Section A(3) below. These
key terms are capitalized throughout the
Notice. There are several administrative
and specific eligibility requirements
described herein with which applicants
must comply.
Table of Contents
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review Information
F. Federal Award Administration
Information
G. Federal Awarding Agency Contacts
H. Other Information
A. Program Description
SUMMARY OVERVIEW OF KEY INFORMATION—RESTORATION & ENHANCEMENT GRANT PROGRAM (R&E PROGRAM)
Issuing Agency .....................
Program Overview ...............
Objective ..............................
Eligible Applicants ................
Funding ................................
Deadline ...............................
U.S. Department of Transportation, Federal Railroad Administration (FRA).
The R&E Program provides grants for Initiating, Restoring, or Enhancing Intercity Rail Passenger Transportation
operations.
The objective is to help offset initial operating losses while the new or expanded Intercity Rail Passenger Transportation Services build their ridership and Revenue base, since such Services and frequencies do not realize
their longer-term ridership/Revenue potential immediately upon the start of operations.
Eligible applicants include:
1. A State (including the District of Columbia);
2. A group of States;
3. An entity implementing an Interstate Rail Compact;
4. A public agency or publicly chartered authority established by one or more States;
5. A political subdivision of a State;
6. A federally recognized Indian Tribe;
7. Amtrak or another Rail Carrier that provides Intercity Rail Passenger Transportation;
8. Any Rail Carrier in partnership with at least one of the entities described in (1) through (6), consistent with
49 U.S.C. 22908(a)(1)(H); and
9. Any combination of the entities described in (1) through (6), consistent with 49 U.S.C. 22908(a)(1)(I).
This NOFO will provide R&E funding of $153,845,680 to provide financial assistance for projected Net Operating
Costs. The R&E funding may not exceed the following for each Year of Service:
• 90 percent for the first Year of Service;
• 80 percent for the second Year of Service;
• 70 percent for the third Year of Service;
• 60 percent for the fourth Year of Service;
• 50 percent for the fifth Year of Service; and,
• 30 percent for the sixth Year of Service.
Applications for funding under this solicitation are due no later than 11:59 p.m., ET September 30, 2024.
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A. Program Description
1. Overview
The purpose of the R&E Grant
Program (‘‘Program’’ or ‘‘R&E Program’’)
is to provide financial assistance for
Initiating, Restoring, or Enhancing
Intercity Rail Passenger Transportation
operations as authorized under 49
U.S.C. 22908. Funding for the Program
under this NOFO is made available in
the following: Consolidated
Appropriations Act, 2021, Div. L, Tit. I,
Public Law 116–260; IIJA, 2021, Public
Law 117–58 (November 15, 2021); and
carryover funding from Consolidated
Appropriations Act, 2019, Div. G, Tit. I,
Public Law 116–6 and Further
Consolidated Appropriations Act, 2020,
Div. H, Tit. I, Public Law 116–94. FRA
will consider applications that are
consistent with the priorities in 49
U.S.C. 22908(d). The opportunities
described in this notice are made
available under Assistance Listing
20.324, ‘‘Restoration and
Enhancement.’’
The Program plays a vital role in the
success of Intercity Passenger Rail
Service by offsetting initial operating
losses while the new or expanded
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Services build their ridership and
Revenue base. As experienced around
the world and on the Amtrak network,
new Intercity Passenger Rail Service and
frequencies do not realize their longerterm ridership/Revenue potential
immediately upon Initiating operations.
The R&E program provides the greatest
support in the first years of operation,
and as ridership and Revenue grows
over the first six years of operations,
R&E funding is gradually reduced.
The U.S. Department of
Transportation (‘‘USDOT’’ or ‘‘DOT’’ or
‘‘Department’’) seeks to fund projects
that advance the Administration
Priorities (also known as USDOT
Strategic Goals) of safety, equity, climate
change and sustainability, workforce
development, job quality, and wealth
creation, as described in Section E as
well as the USDOT Strategic Plan,
Research, Development and Technology
Strategic Plan 1 and in executive orders.2
1 https://www.transportation.gov/sites/dot.gov/
files/2023-01/
USDOT%20RDT%20Strategic%20Plan%20FY2226_010523_508.pdf.
2 Executive Order 14008, Tackling the Climate
Crisis at Home and Abroad (86 FR 7619)—https://
www.whitehouse.gov/briefing-room/presidential-
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Section E, which outlines the grant
selection criteria, describes the process
for selecting projects that further these
goals. Section F(3) describes progress
and performance reporting requirements
for selected projects.
2. Changes From the FY 2018–2020 R&E
Program NOFO
This section describes significant
changes from the prior NOFO,3
actions/2021/01/27/executive-order-on-tacklingthe-climate-crisis-at-home-and-abroad/; Executive
Order 13985, Advancing Racial Equity and Support
for Underserved Communities Through the Federal
Government (86 FR 7009)—https://
www.whitehouse.gov/briefing-room/presidentialactions/2021/01/20/executive-order-advancingracial-equity-and-support-for-underservedcommunities-through-the-federal-government/;
Executive Order 14025, Worker Organizing and
Empowerment (86 FR 22829)—https://
www.whitehouse.gov/briefing-room/presidentialactions/2021/04/26/executive-order-on-workerorganizing-and-empowerment/; and Executive
Order 14052, Implementation of the Infrastructure
Investment and Jobs Act (86 FR 64335)—https://
www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/
2021-25286.pdf.
3 The FY 2018–2019 R&E NOFO and the
amendment to add FY 2020 R&E funding is
available on the FRA R&E Program website: https://
railroads.dot.gov/grants-loans/competitivediscretionary-grant-programs/restoration-andenhancement-grant-program.
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including changes to 49 U.S.C. 22908
resulting from the Program’s
reauthorization in IIJA Section 22304,
updated or changed definitions, changes
to award limits for recipients of FY
2017–2020 R&E Program grants, and
direction with respect to pre-award
costs.
• The more substantive changes to 49
U.S.C. 22908 resulting from IIJA section
22304 include the following:
Æ Definition of ‘‘Applicant’’ now
includes a federally recognized Indian
Tribe;
Æ Definition of ‘‘Operating
Assistance’’ added for Routes subject to
section 209 of the Passenger Rail
Investment and Improvement Act of
2008 (Pub. L. 110–432) (PRIIA);
Æ Priorities include Routes selected
under the Corridor Identification and
Development Program and operated by
Amtrak;
Æ Funding plan requirements for
initial capital and Operating Costs must
now cover the first six years of
operation, and, to the extent necessary,
capital and Operating Costs after the
first six years of operation;
Æ Grant Award Term Limits are
extended so R&E grants for any
individual Route or Service may not
provide funding for more than six years;
and,
Æ Maximum funding of projected Net
Operating Costs may not exceed the
following for each Year of Service: (1)
90 percent for the first Year of Service;
(2) 80 percent for the second Year of
Service; (3) 70 percent for the third Year
of Service; (4) 60 percent for the fourth
Year of Service; (5) 50 percent for the
fifth Year of Service; and (6) 30 percent
for the sixth Year of Service.
• FRA made changes to Definitions of
Key Terms section, including but not
limited to, updating ‘‘Operating
Assistance’’ and ‘‘Operating Costs,’’ and
adding terms such as ‘‘Revenue,’’
‘‘Route,’’ ‘‘Service,’’ and ‘‘Year of
Service.’’
• Prior R&E Program grant selections:
Section B(2) describes award limits for
projects selected under the FY 2017–
2020 R&E Program. Section D(2)(a)(iii)
provides direction to applicants for
additional funding for the same Service
on the same Route.
• Additional guidance on timing of
incurrence of pre-award costs.
• Each applicant must include
information that explains and supports
its authority to undertake the operations
activities in the proposed project, either
by itself or through agreement, if
selected for an award.
• Changes to applicability of written
agreements required under 49 U.S.C.
22905(c)(1).
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3. Definitions of Key Terms
Terms defined in this section are
capitalized throughout this NOFO.
a. ‘‘Commuter Rail Passenger
Transportation’’ means short-haul rail
passenger transportation in
metropolitan and suburban areas
usually having reduced fare, multiple
rides, and commuter tickets, and
morning and evening peak period
operations, consistent with 49 U.S.C.
24102(3); the term does not include
rapid transit operations in an urban area
that are not connected to the general
railroad system of transportation.
b. ‘‘Enhancing’’ or ‘‘Enhance’’ means
upgrading or modifying the Service
currently offered on an Intercity Rail
Passenger Transportation Route or train.
Examples include adding a station stop,
increasing frequency of a train (e.g., triweekly to daily train Service or
increasing daily train Service
frequencies), or modifying on-board
Services offered on the train (e.g., food
or sleeping accommodations).
c. ‘‘Initiating’’ or ‘‘Initiation’’ or
‘‘Initiate’’ means commencing Service
on an Intercity Rail Passenger
Transportation Route that did not
previously operate Intercity Rail
Passenger Transportation.
d. ‘‘Intercity Rail Passenger
Transportation’’ means rail passenger
transportation, except Commuter Rail
Passenger Transportation. See 49 U.S.C.
22901(3). In this NOFO, ‘‘Intercity
Passenger Rail Service’’ and ‘‘Intercity
Passenger Rail Transportation’’ are
equivalent terms to ‘‘Intercity Rail
Passenger Transportation.’’
e. ‘‘Interstate Rail Compact’’ means a
legislatively enacted agreement or
compact that establishes a formal,
legally binding relationship between
two or more States to prepare for and
provide Intercity Passenger Rail Service.
f. ‘‘Lifecycle Stage’’ means each of the
consecutive stages of a capital project as
it is developed and implemented that
includes Systems Planning, Project
Planning, Project Development, Final
Design, Construction, and Operation.
Each sequential stage involves specific
activities. Lifecycle Stages are further
described in FRA’s Guidance on
Development and Implementation of
Railroad Capital Projects (88 FR 2163,
Jan. 12, 2023) which can be found here:
https://railroads.dot.gov/elibrary/fraguidance-development-andimplementation-railroad-capital-project.
g. ‘‘National Environmental Policy
Act’’ or ‘‘NEPA’’ is a federal law that
requires federal agencies to analyze and
document the environmental impacts of
a proposed action in consultation with
appropriate federal, state, and local
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57501
authorities, and with the public. NEPA
classes of action include an
Environmental Impact Statement (EIS),
Environmental Analysis (EA) or
Categorical Exclusion (CE). The NEPA
class of action depends on the nature of
the proposed action, its complexity, and
the potential impacts. For purposes of
this NOFO, NEPA also includes all
related federal laws and regulations
including the Clean Air Act, Section 4(f)
of the Department of Transportation
Act, Section 7 of the Endangered
Species Act, and Section 106 of the
National Historic Preservation Act.
Additional information regarding FRA’s
environmental processes and
requirements are located at https://
railroads.dot.gov/rail-networkdevelopment/environment/environment.
h. ‘‘Net Operating Cost(s)’’ is defined
as Operating Costs incurred minus
Revenue for each Service on a Route.
i. ‘‘Operating Assistance’’ is defined
in 49 U.S.C. 22908(a)(2), with respect to
any Route subject to Section 209 of the
Passenger Rail Investment and
Improvement Act of 2008 (Pub. L. 110–
432) (PRIIA), as any cost allocated, or
that may be allocated, to a Route
pursuant to the cost methodology
established under Section 209 of PRIIA
or under 49 U.S.C. 24712, as described
in the Section 209 policy approved by
the State-Amtrak Intercity Passenger
Rail Committee.4 Such costs are
equivalent to the Section 209 state
responsibility or the operating cost
obligation allocated to the state under
the cost methodology policy.
j. ‘‘Operating Costs’’ means,
i. With respect to any Route subject to
Section 209 of PRIIA, the Operating
Assistance associated with the operation
of the Service for each Year of Service.
Eligible capital costs are limited to
capital overhaul (i.e., investment) costs
for Amtrak-owned equipment in
Service, including locomotives, cab
cars, coaches, and food Service cars.
ii. With respect to Routes not subject
to Section 209 of PRIIA, the expenses
associated with the operation of the
Service for each Year of Service.
Examples of such expenses may
include: staffing costs for train
4 FRA understands the definition of ‘‘Operating
Assistance’’ under 49 U.S.C. 22908(a)(2) as
providing information about eligible Operating
Costs for Routes that are subject to section 209.
Therefore, for the purposes of this NOFO, FRA uses
the term ‘‘Operating Assistance’’ in the definition
of ‘‘Operating Costs’’ for Routes that are subject to
section 209.
In addition, 49 U.S.C. 22908(b) uses the term
‘‘Operating Assistance’’ in authorizing the Secretary
to ‘‘develop and implement a program for issuing
Operating Assistance grants to applicants.’’ To
avoid confusion, FRA does not use the term
‘‘Operating Assistance’’ elsewhere in this NOFO.
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engineers, conductors, and on-board
Service crew; diesel fuel or electricity
costs associated with train propulsion
power; station costs such as ticket sales,
customer information, and train
dispatching Services; station building
utility and maintenance costs; lease
payments on rolling stock; routine
planned maintenance costs of
equipment and train cleaning; host
railroad access costs; train yard
operation costs; general and
administrative costs; and management,
marketing, sales and reservations costs.
Capital costs associated with equipment
are not eligible expenses for Routes that
are not subject to section 209 of PRIIA.
k. ‘‘Revenue’’ means the Revenue
attributable to the Service, including but
not limited to ticket Revenue and food
and beverage Revenue, calculated
annually for each Year of Service,
consistent with the cost methodology
policy required under section 209 PRIIA
and further described in 49 U.S.C.
24712, unless otherwise agreed to by
FRA and the applicant for Routes not
subject to section 209 of PRIIA.
l. ‘‘Rail Carrier’’ means a person
providing common carrier railroad
transportation for compensation. See 49
U.S.C. 24102.
m. ‘‘Restoring’’ or ‘‘Restore’’ means
reinstating Service to an Intercity Rail
Passenger Transportation Route that
formerly operated Intercity Rail
Passenger Transportation.
n. ‘‘Route’’ means the point-to-point
geographic location where a particular
Service is being offered.
o. ‘‘Service’’ means the specific
Enhancement activity or activities that
are proposed to be funded under this
NOFO, or the operation on the Route
that is being Initiated or Restored with
funding under this NOFO. Examples
include: the addition of one or more
frequencies or the addition of on-board
Services to trains on a Route. Service
does not include excursion train
Services or short-term Services for the
purpose of collecting data.
p. ‘‘Year of Service’’ means the 365day period used for calculating the
maximum funding under the Program as
well as the period in which costs may
be incurred to be eligible for
reimbursement. The recipient may
choose to start the first Year of Service
at any point between the initial
incurrence of cost for the Service
(including start-up costs) and the first
day of Revenue Service.
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B. Federal Award Information
1. Available Award Amount
The total funding available for awards
under this NOFO is $153,845,680.5
Should additional R&E funds become
available after the release of this NOFO,
FRA may elect to award such funds to
applications received under this NOFO.
The total amount in the previous
paragraph includes funding from
previous R&E Program years: $4,527,896
is available from the FY 2021
Appropriation; $145,395,000 is
available from the FY 2022–2024
advance appropriations in Title VIII of
Division J of IIJA ($48,465,000 from
each year); and $3,922,784 in carryover
funding from the FY 2019–2020
Appropriations is available.
2. Award Limits
Under 49 U.S.C. 22908(e)(2), not more
than six R&E grants may be
simultaneously active. FRA considers a
grant active at the time of selection. In
addition, FRA considers all selections
under the R&E program for the same
Service, on the same Route, to the same
recipient, as one R&E grant, subject to
the limitations in 49 U.S.C. 22908(e). To
date, FRA made four selections under
the R&E Program for three Services. Two
of the selections were for the same
applicant, for the same Service, on the
same Route; FRA considers this as a
single grant. Therefore, FRA currently
has three simultaneously active R&E
grants.6 Accordingly, under this NOFO,
FRA may select up to three Services on
Routes that (1) do not have a currently
active R&E grant or (2) do have a
currently active R&E grant but the
application is submitted by an applicant
that is different than the applicant or
recipient for the currently active R&E
grant. In addition, FRA may make up to
three selections for additional funding
to the same recipient for Services on
Routes that have a currently active R&E
grant, subject to the limitations in 49
U.S.C. 22908(e). An individual Service
5 Of the funding made available from FY 2021–
2023, $144,904 from FY 2021, $1,535,000 from FY
2022, and $1,535,000 from FY 2023 will be
separately made available for Special
Transportation Circumstances grants. Also, $47,200
from FY 2021, $250,000 from FY 2022, and
$250,000 from FY 2023 will be set-aside, from R&E
funding only (not the Amtrak National Network
account), for award and program oversight
conducted by FRA.
6 The currently active R&E grants selected from
the FY 2017 and FY 2018–2020 R&E NOFOs are the
CTrail Hartford Line Rail Enhancement Project;
Restoring Intercity Passenger Rail Service along
America’s Gulf Coast; and Twin Cities-MilwaukeeChicago Intercity Passenger Rail Service Project
(now known as Borealis).
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on a Route can only be selected for one
R&E award under this NOFO.
Under 49 U.S.C. 22908(e)(1), R&E
grants may not provide funding for more
than six years on any individual
Intercity Rail Passenger Transportation
Route and may not be renewed.
Currently active R&E grants that were
selected for three years of funding under
the FY 2017 and FY 2018–20 R&E
NOFOs are eligible for funding for
additional Years of Service for the same
Service on the same Route, not to
exceed a combined total of six years.
Applicants can apply to use R&E
funding for: (a) multiple Years of
Service or (b) only one Year of Service,
provided the Service has not already
received six years of R&E funding.
Recipients receiving less than six years
of funding for a Service on any
individual Intercity Rail Passenger
Transportation Route under this NOFO
and/or previous R&E NOFOs may apply
for R&E grants under future NOFOs, if
available.
3. Award Size
FRA anticipates selecting multiple
projects for the funding made available.
There are no predetermined minimum
or maximum dollar thresholds for
awards.
FRA strongly encourages applicants to
identify and include other state and/or
local public funding and/or private
funding to support the proposed project
to maximize competitiveness. A
recipient of a R&E grant may use the
grant funding in combination (i.e.,
administered separately but
concurrently) with other federal grants
that would benefit the applicable
Service.
4. Award Type
FRA will make awards for projects
selected under this NOFO through grant
agreements or cooperative agreements.
Grant agreements are used when FRA
does not expect to have substantial
federal involvement in carrying out the
funded activity. Cooperative agreements
allow for substantial federal
involvement in carrying out the agreed
upon investment, including technical
assistance, review of interim work
products, and increased program
oversight. The term ‘‘grant’’ is used
throughout this document and is
intended to reference funding awarded
through a grant agreement, as well as
funding awarded through a cooperative
agreement.
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The funding provided under this
NOFO will be made available to
recipients on a reimbursable basis.
Recipients must certify that their
expenditures are allowable, allocable,
reasonable, and necessary to the
approved project before seeking
reimbursement from FRA.
The FRA grant agreement consists of
three parts: Attachment 1: Standard
Terms and Conditions; Attachment 2:
Project-Specific Terms and Conditions;
and Terms and Conditions Exhibits. The
grant agreement templates are available
at: https://railroads.dot.gov/grantsloans/fra-discretionary-grantagreements. These templates are subject
to revision.
5. Concurrent Applications
DOT and FRA may concurrently
solicit applications for related
transportation infrastructure projects for
several financial assistance programs.
Applicants may submit applications
requesting funding for a related project
to one or more of these programs. In the
application for funding under this
NOFO, applicants must indicate the
other program(s) to which they
submitted or plan to submit an
application for funding the entire
project or certain components, as well
as highlight new or revised information
in the application responsive to this
NOFO that differs from the previously
submitted application(s).
ddrumheller on DSK120RN23PROD with NOTICES1
C. Eligibility Information
This section of the NOFO explains
applicant eligibility, project eligibility,
and cost sharing or matching 7
requirements. Applications that do not
meet the requirements in this section
will be ineligible for funding.
Instructions for submitting eligibility
information to FRA are detailed in
Section D of this Notice.
1. Eligible Applicants
Consistent with 49 U.S.C. 22908(a)(1),
eligible applicants for R&E funding are:
a. A State (including the District of
Columbia);
b. A group of States;
c. An entity implementing an
Interstate Rail Compact;
d. A public agency or publicly
chartered authority established by one
or more States;
e. A political subdivision of a State;
f. A federally recognized Indian Tribe;
g. Amtrak or another Rail Carrier that
provides Intercity Rail Passenger
Transportation;
7 49 U.S.C. 22908(e) identifies a maximum
funding limitation for R&E grants, but it does not
establish a maximum federal share or a minimum
non-federal cost share requirement.
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h. Any Rail Carrier in partnership
with at least one of the entities
described in paragraphs (a) through (f);
and
i. Any combination of the entities
described in paragraphs (a) through (f).
See Section D(2)(a)(iv) of this NOFO
for information about supporting
documentation required to demonstrate
eligibility in the application.
If an application includes a
partnership with more than one eligible
applicant, the application must identify
one lead eligible applicant to be the
recipient, as well as primary point of
contact for the application.8 Eligible
applicants may reference entities that
are not eligible applicants in an
application as project partners.
2. Cost Sharing or Matching
Grants for a project funded under the
Program shall not exceed 90 percent of
the projected Net Operating Costs for
the first Year of Service; 80 percent of
the Net Operating Costs for the second
Year of Service; 70 percent of the
projected Net Operating Costs for the
third Year of Service; 60 percent of the
projected Net Operating Costs for the
fourth Year of Service; 50 percent of the
projected Net Operating Costs for the
fifth Year of Service; and 30 percent of
the projected Net Operating Costs for
the sixth Year of Service. Net Operating
Costs not covered by the R&E grant may
be comprised of eligible public sector
funding (e.g., state, local, or other
federal funding) or private sector
funding.
Applicants must identify the source(s)
of non-R&E grant funds for the Service,
and they must clearly and distinctly
reflect these funds in the budget
sections of the application.
A recipient of a R&E grant under this
NOFO may use that grant in
combination with other federal grants
awarded that would benefit the
applicable Service.
3. Other
Operating Costs eligible for funding
under this NOFO must be for projects
within the United States and must be
8 If the proposed project involves executing cost
sharing agreements with other partners, prior to
application submission, the applicant (or lead
applicant, as applicable) should coordinate with
each partner to understand its respective financing/
payment requirements (e.g., considerations for any
partner’s requirement of upfront payment of its
share of costs as opposed to monthly invoicing,
challenges with partner not having financial
mechanism to recover any overpayment of funds to
the applicant, etc.). The applicant (or lead
applicant, as applicable) should describe this
coordination, identified challenges, and any
proposed resolution in the application. Only one
eligible applicant can be the recipient, and FRA
will only disburse funds to the recipient.
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57503
associated with Enhancing, Initiating, or
Restoring Service on an Intercity Rail
Passenger Transportation Route or train.
D. Application and Submission
Information
Required documents for the
application are outlined in the following
paragraphs. Applicants must complete
and submit all components of the
application. See Section D(2) for the
application checklist. FRA welcomes
the submission of additional relevant
supporting documentation, such as
planning, engineering and design
documentation (as applicable), and
letters of support from partnering
organizations, which will not count
against the Project Narrative 25-page
limit.
1. Address
Applicants may access application
materials at https://www.Grants.gov and
must submit all application materials in
their entirety through https://
www.Grants.gov no later than 5 p.m. ET,
on September 30, 2024. Applicants must
complete an Authorized Organization
Representative (AOR) profile on
www.Grants.gov and create a username
and password. Additional information
about the registration process is
available at: https://www.grants.gov/
web/grants/applicants/organizationregistration.html.
Applicants are strongly encouraged to
apply early to ensure that all materials
are received before the application
deadline. FRA reserves the right to
modify this deadline. General
information for submitting applications
through Grants.gov can be found at:
https://www.fra.dot.gov/Page/P0270.
FRA is committed to ensuring that
information is available in appropriate
alternative formats to meet the
requirements of persons who have a
disability. If you require an alternative
version of files provided, please contact
Laura Mahoney, Office of the Chief
Financial Officer, Federal Railroad
Administration, 1200 New Jersey
Avenue SE, Washington, DC 20590;
email: laura.mahoney@dot.gov; phone:
202–578–9337.
The E-Biz point of contact at the
applicant’s organization must respond
to the registration email from Grants.gov
and login at www.Grants.gov to
authorize the applicant as the AOR.
Please note there can be more than one
AOR for an organization.
If an applicant experiences difficulty
at any point during this process, please
call the Grants.gov Customer Center
Hotline at 1–800–518–4726, 24 hours a
day, 7 days a week (closed on Federal
holidays). For information and
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for funding. To support the application,
applicants may provide other relevant
and available optional supporting
documentation that may have been
developed by the applicant, especially
such documentation that provides
evidence of completion of the
appropriate Lifecycle Stage(s), if capital
improvements are necessary before
starting the operation Lifecycle Stage of
the proposed Service. FRA evaluates
project readiness for a Lifecycle Stage
when considering a proposed project for
funding. Additionally, applicants
selected to receive funding must satisfy
instructions on each of these processes,
please see instructions at: https://
www.grants.gov/web/grants/applicants/
apply-for-grants.html.
2. Content and Form of Application
Submission
FRA strongly advises applicants to
read this section carefully. Applicants
must submit all required information
and components of the application
package to be considered for funding.
Applications that are not submitted on
time or do not contain all required
documentation will not be considered
any applicable requirements in 49
U.S.C. 22905, including FRA’s Buy
America requirement and conditions
explained in part at https://
www.fra.dot.gov/page/P0185 and
further in Section F(2) of this Notice.
Sharing of Application Information—
FRA may share application information
within USDOT or with other federal
agencies if FRA determines that sharing
is relevant to the respective program’s
objectives.
Required documents and information
for an application package include the
following:
Attachment(s) name
NOFO section
Project Narrative ..........................................................................................................................................................................
Statement of Work (SOW), project budget, estimated project schedule, and performance measures .....................................
Capital and mobilization plan ......................................................................................................................................................
Operating plan .............................................................................................................................................................................
Funding plan ................................................................................................................................................................................
Status of negotiations and agreements ......................................................................................................................................
Environmental Compliance Documentation ................................................................................................................................
Funding Commitment Supporting Documentation ......................................................................................................................
SF 424—Application for Federal Assistance 9 ............................................................................................................................
SF 424A—Budget Information for Non-Construction ..................................................................................................................
SF 424B—Assurances for Non-Construction .............................................................................................................................
FRA F 30—Certifications Regarding Debarment, Suspension and Other Responsibility Matters, Drug-Free Workplace Requirements and Lobbying.
FRA F 251—Applicant Financial Capability Questionnaire ........................................................................................................
SF LLL—Disclosure of Lobbying Activities, if applicable ............................................................................................................
a. Project Narrative
This section describes the minimum
content required in the Project Narrative
section of the grant application. The
Project Narrative must follow the basic
outline below to address the program
D.2.b.xi.
D.2.b.xii.
requirements and assist evaluators in
locating relevant information.
Project narrative section name
NOFO section
I. Cover Page ..............................................................................................................................................................................
II. Project Summary .....................................................................................................................................................................
III. Grant Funds, Sources and Uses of Project Funds ...............................................................................................................
IV. Applicant Eligibility Criteria ....................................................................................................................................................
V. Project Eligibility Criteria .........................................................................................................................................................
VI. Detailed Project Description ..................................................................................................................................................
VII. Project Location ....................................................................................................................................................................
VIII. Evaluation and Selection Criteria ........................................................................................................................................
IX. Project Implementation and Management .............................................................................................................................
The applicant must provide the
content listed above in a narrative
statement. The Project Narrative may
not exceed 25 pages in length
(excluding cover pages, table of
contents, and supporting
documentation). FRA will not review or
D.2.a.
D.2.b.i.
D.2.b.ii.
D.2.b.iii.
D.2.b.iv.
D.2.b.v.
D.2.b.vi.
D.2.a.iii.
D.2.b.vii.
D.2.b.viii.
D.2.b.ix.
D.2.b.x.
consider Project Narratives beyond the
25-page limit. If possible, applicants
should submit supporting documents
via website links rather than hard
copies. If supporting documents are
submitted, applicants must clearly
identify the relevant portion of the
See
See
See
See
See
See
See
See
See
D.2.a.i.
D.2.a.ii.
D.2.a.iii.
D.2.a.iv.
D.2.a.v.
D.2.a.vi.
D.2.a.vii.
D.2.a.viii.
D.2.a.ix.
supporting document with the page
numbers of the cited information in the
Project Narrative. The Project Narrative
must adhere to the following outline:
i. Cover Page: Include a cover page
that lists the following elements in
either a table or formatted list:
ddrumheller on DSK120RN23PROD with NOTICES1
Project title
Applicant (Lead Applicant, as applicable).
City(ies), State(s), Congressional District(s) where the project is located.
Is this request funding an existing or new Route and/or Service?
Proposed or current Service operator?
Rail ROW owner(s)?
9 The amount requested from the R&E Program on
the SF–424 is the official record of request, and
therefore must be consistent with the amount
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requested in the Project Narrative and project
budget, including the breakdown of federal and
non-federal sources. For applications with
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discrepancies, FRA will defer to the funding
amount in the SF–424.
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57505
Project title
Host Railroad(s) of Route?
Proposed Years of Service.
Projected total Operating Costs for the proposed Service for all Years of Service in this application .......
Projected Revenue for the proposed Service for all Years of Service in this application ...........................
Projected total Net Operating Cost for the proposed Service for all Years of Service in this application ..
Total amount of R&E funding requested for all Years of Service.
Total amount of funding for Net Operating Costs not funded by proposed R&E grant for all Years of
Service.
Previously awarded R&E funding for the Service, if applicable, by Year of Service ...................................
Was a federal grant application previously submitted for any necessary capital projects on the Route or
for the Service described in this application?.
Are any capital improvements required to be completed before Initiation, Restoration, or Enhancement
activities under this request?.
ddrumheller on DSK120RN23PROD with NOTICES1
ii. Project Summary: Provide a brief
4–6 sentence summary of the proposed
project, including the Service and
Route. Include challenges the proposed
project aims to address and summarize
the intended outcomes and anticipated
benefits that will result from the
proposed project.
iii. Grant Funds, Sources and Uses of
Project Funds: In table format similar to
the Project Funding by Year of Service
Table in this section below [or: at the
end of this subsection], the applicant
must provide, for each Year of Service,
the following: (1) Year of Service start
date; (2) anticipated start date of each
Year of Service; (3) amount of R&E
funding requested; (4) projected Net
Operating Costs; (5) estimated Operating
Costs; (6) estimated Revenue; (7) percent
of Net Operating Costs for which R&E
funding is requested; (8) amount and
source of non-R&E funding (non-federal
funds and/or other federal funds, if
applicable); and, (9) eligible activities
for which R&E funding is requested.10 If
selected for award, recipients will be
expected to report Operating Costs,
Revenue, and Net Operating Costs for
each Year of Service.
Applicants for additional funding for
the same Service funded under a
currently active R&E grant must
describe how the funds under the FY
2017 and FY 2018–2020 R&E selections
and the requested funding under this
NOFO, if selected for award, will be
used. Specifically, the applicant should
describe, at a minimum, the following:
(1) for FY 2017 and FY 2018–2020 R&E
selections that have not yet been
10 Applicants should list specific eligible
activities and, to the extent practical, should not
group all activities under the general term
‘‘Operations.’’ Eligible R&E activities should be
consistent with Section C(2) of this Notice. If the
applicant determines that grouping certain
activities into a broader term is more appropriate,
the applicant should provide a narrative
explanation (separate from the table) of the specific
activities that are included in that term.
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obligated, whether the funds under this
NOFO would replace the previous R&E
awards; (2) how additional funds under
this NOFO will be applied to additional
Years of Service; and (3) how all R&E
funding will be used with respect to
each Year of Service.11 For such
applications, in a funding table similar
to the Project Funding by Year of
Service Table below, add columns to
identify the amount of the previous R&E
selection and previously committed
other funding, including the funding
source(s).
All applicants must include funding
commitment letters outlining proposed
or confirmed funding agreements in the
amount of the projected Net Operating
Costs that would not be funded through
the proposed R&E grant, in an
attachment or appendix to the
application.12 Also, if applicable,
indicate if the requested R&E funding or
non-federal and other federal funding
must be obligated or spent by a certain
date due to dependencies or
relationships with other federal or nonfederal funding sources, related projects,
law, or other factors. Rail Carriers other
11 For example, the applicant should describe if
it proposes to use all of the R&E grant funds from
the FY 2017 and FY 2018–20 R&E selections for the
first Year of Service, and use new funds under this
NOFO, if selected for award, for Years of Service
two (2) through six (6).
12 Applicants must indicate if funds are either (1)
committed with pending formal approvals, or (2)
committed with formal approvals received. If
formal approvals have been received, applicants
should submit evidence of the availability of funds,
which may include a state/local appropriation,
state/local administrative approval, board
resolution, a budget document highlighting the line
item or section committing funds to the proposed
project, approval of programming of other federal
funds, or any other similar documentation. The
applicant may provide this documentation in an
appendix. Documentation of previous and recent
local investments in the project may convey
evidence of state or local financial support for the
project but are not a commitment of funds. Any
funding commitment letters must be signed by an
authorized representative of the entity providing
the funds.
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$
$
$
R&E Program Year:/$ for Year(s) X of
Service.
If yes, please specify the program,
funding year and project title of the
previous application.
If yes, please summarize.
than Amtrak should state whether they
will require access to Amtrak’s
reservation system, stations, or facilities
because they are directly related to the
Rail Carrier’s operations, and whether
they expect the FRA to award a portion
of the requested R&E grant to Amtrak for
such access (and in what amount).13
Provide information about any requests
submitted to other programs for capital
funding related to the proposed project
that supports the project’s Initiation,
Restoration, or Enhancement of the
Intercity Rail Passenger Transportation
Service.
Project funding information must be
consistent throughout all application
materials, specifically the Standard
Form (SF) 424, Project Narrative, SOW,
project budget, and funding
commitment letters.14 The project
budget should be specific to the project
scope described in the applicant’s
request for funding under this NOFO.
The project budget should show how
different funding sources will share in
each activity and present the data in
dollars and percentages. The budget
should identify other federal funds the
applicant is applying for, has been
awarded, or intends to use for the
project. Funding sources should be
grouped into three categories: Nonfederal, R&E Program funds that are part
of this application request, and other
federal funds with specific amounts
from each funding source.
13 The Secretary, acting through the FRA, is
permitted in 49 U.S.C. 22908(h) to award an
appropriate portion of R&E grants under this NOFO
to Amtrak as compensation for permitting certain
access.
14 If there is a discrepancy between materials,
FRA will defer to the funding amounts shown in
the applicant’s SF 424 as the amount requested for
funding.
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PROJECT FUNDING BY YEAR OF SERVICE
Estimated
operating
costs
Year of service
Year
Year
Year
Year
Year
Year
1
2
3
4
5
6
[Add
[Add
[Add
[Add
[Add
[Add
start
start
start
start
start
start
Estimated
revenue
Projected net
operating
cost
R&E funds
requested
under this
NOFO
Percent
of net
operating
cost
requested
Non-R&E
amount/
source(s)
Eligible R&E
activities
by year of
service 15
date e.g., 6/01/25].
date e.g., 6/01/26].
date].
date].
date].
date].
Total.
iv. Applicant Eligibility Criteria: The
applicant must explain how the
applicant meets the applicant eligibility
criteria outlined in Section C of this
Notice. For public agencies and publicly
chartered authorities established by one
or more States, the explanation must
include citations to the applicable
enabling legislation.
If the applicant is eligible under 49
U.S.C. 22908(a)(1)(H) as a Rail Carrier in
partnership with at least one of the
other eligible entities in Section
22908(a)(1)(A) through (a)(1)(F), the
applicant should explain the
partnership and each entity’s
contribution to the partnership.
Similarly, if the applicant is a
combination of entities described in
Section 22908(a)(1)(A) through (a)(1)(F),
the application should explain the
partnership and each entity’s
contribution to the partnership.
Applicants must identify the
applicant’s legal authority to receive
federal financial assistance and
complete the project, including
management of contracts and other
activities necessary for the operation of
intercity rail passenger Service, and
provide supporting information,
including citations to authorizing
legislation and a legal opinion from the
applicant’s legal counsel.
v. Project Eligibility Criteria: The
applicant must explain how the
proposed project meets the project
eligibility criteria in Section C(3) of this
Notice.
vi. Detailed Project Description: The
applicant must include a detailed
project description that expands upon
the project summary. This detailed
description should provide the
following, at a minimum: 16 (1) the
specific components and elements of
the proposed project, including planned
Service frequency; (2) name and
description of the planned Routes and
schedules; (3) station facilities; (4)
equipment that will be used and how it
will be acquired or refurbished (if
necessary); (5) where equipment will be
maintained and by which entity; (6)
additional background on the challenges
the project aims to address; (7) the
expected users and beneficiaries of the
project; projected ridership, Revenues
and costs; (8) all railroads/entities
owning tracks to be used; (9) Service
providers or entities expected to provide
Services or facilities that will be used,
including access to Amtrak systems,
stations, and facilities; (10) train
operators and their qualifications; (11)
plan for ensuring safe operations; and
(12) any other information the applicant
deems necessary to justify the proposed
project. An applicant must also specify
whether it is seeking funding for a
proposed project that has already
received federal financial assistance,
and, if applicable, explain how the
proposed scope to be funded under this
Notice relates to the previous scope that
has received federal financial assistance.
vii. Project Location: The applicant
must include geospatial data for the
project along with other information as
shown in the example project location
table below, as well as a map of the
proposed project’s location. Geospatial
data can be expressed in terms of
decimal degrees for latitude and
longitude of at least five decimal places
of precision 17 (preferred option), along
with start and end mileposts designating
railroad code and subdivision name. On
the map, include the Congressional
districts in which the proposed project
will take place.
PROJECT LOCATION TABLE
Location
(e.g., corridor/
route name)
Start
latitude
Start
longitude
End
latitude
End
longitude
Host
railroad
Right-of-way
owner(s)
Railroad
subdivision
ddrumheller on DSK120RN23PROD with NOTICES1
Name of Service.
viii. Evaluation and Selection Criteria:
The applicant must include a thorough
discussion of how the proposed project
meets all the evaluation and selection
criteria. FRA will evaluate applications
based on project readiness, technical
merit, and project benefits, and will
consider how the applicant’s project
aligns with selection criteria (selection
preferences and Administration
Priorities). If an application does not
sufficiently address the evaluation
criteria and the selection criteria, it is
unlikely to be a competitive application.
Applicants are expected to follow the
directions and format requested in this
NOFO, and adherence to these
directions will be considered in
evaluations. Applicants are encouraged
to include quantifiable data related to
the Initiation, Enhancement, or
Restoration of Service.
ix. Project Implementation and
Management: The applicant must
describe proposed project
implementation and project
management arrangements. Include
15 Applicants should list specific eligible R&E
activities that are consistent with Section C(2) of
this Notice and should not list a general descriptive
term, such as ‘‘Operations,’’ for example, to cover
all activities.
16 The information should be consistent with
details in the capital and mobilization plan and
operating plan.
17 For example, if a project was proposed to start
at a (hypothetical) station at the Department of
Transportation Headquarters in Washington, DC,
then the reported latitude should be 38.87589 and
the longitude should be reported as ¥77.00337.
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descriptions of the expected
arrangements for project contracting,
contract oversight, change-order
management, risk management, and
conformance to federal requirements for
project progress reporting. Demonstrate
legal, financial, and technical capacity
to perform the proposed project.
Further, applicants must provide their
plan for taking affirmative steps to
employ small businesses consistent
with 2 CFR 200.321. Describe past
experience in managing and overseeing
similar projects, as applicable; the
technical qualifications and
demonstrated experience of key
personnel proposed to lead and perform
the technical efforts; and the
qualifications of the primary and
supporting organizations to fully and
successfully execute the proposed
project within the proposed timeframe
and budget, including a discussion of
the risk evaluation factors in 2 CFR
200.206(b) and the proposed approach
to assessing and mitigating project risk
(these factors may be summarized in the
Project Narrative and additional
information may be provided as
supporting documentation, as
applicable).18
b. Additional Application Elements
Applicants must submit the
documents and forms listed in this
section. NOTE: The Standard OMB
Forms needed for the electronic
application process are available at:
www.Grants.gov.
i. A statement of work (SOW)
addressing the scope, budget, estimated
project schedule, and performance
measures for the proposed project if it
were selected for award. Applicants are
expected to use the templates for the
SOW, project budget, estimated project
schedule, and performance measures
that are Articles 4–7 of Attachment 2:
Restoration and Enhancement Grant
Program Project Specific Terms and
Conditions. Those documents must
contain sufficient detail so FRA, and the
applicant, can understand the expected
outcomes of the proposed work to be
performed and can monitor progress
toward completing project tasks and
deliverables during a prospective grant’s
period of performance. Applications
that do not follow this format may be
considered incomplete and may not be
reviewed.19
When preparing the budget, the
estimated total Net Operating Cost of the
proposed project must be based on the
best available information, including
engineering studies, studies of economic
feasibility, environmental analyses, and
information on the expected use of
equipment and/or facilities. The project
schedule should be sufficiently detailed
to include the date when the first Year
of Service will commence and the
planned Revenue Service start date, as
well as reasonable due dates for
expenses associated with the operation
of the Service.
For all proposed projects, applicants
must provide information about
proposed performance measures, as
described in Section F(3) and required
in 2 CFR 200.301. Further, applicants
57507
must provide their plan for taking
affirmative steps to employ small
businesses consistent with 2 CFR
200.321.
ii. Capital and mobilization plan that
includes:
(A) A description of any necessary
capital investments recently completed
or not-yet-completed for the Service that
are related to the proposed project (as
applicable), Service planning actions
(such as environmental reviews), and
mobilization actions (such as
qualifications of train crews) required
for Initiation, Enhancement, or
Restoration of the intercity passenger
rail transportation; and
(B) A timeline for undertaking and
completing each of the investments and
actions referred to in subparagraph (A)
above. Applicants must follow the
sample timeline table format to the
extent practical (modifications can be
made by adding rows or columns, as
appropriate). In addition, the timeline
table must include all actions required,
along with realistic, estimated
completion timeframes, to start Service,
using FRA’s anticipated R&E award
selection timeframe as a key
milestone—see the FRA Discretionary
Grants Calendar on the FRA website.20
The applicant should describe which
eligible R&E activity(ies) are part of the
first Year of Service to help inform
when R&E grant cost accounting would
start. Separate from the table, applicants
should describe any assumptions or
provide any explanatory information to
add proper context.
SAMPLE TIMELINE TABLE
Activity *
Environmental Clearance ................................................................................................
Securing Equipment.
Train Crew Hiring.
Train Crew Qualifying.
Agreement with host railroad (preparation of draft through execution).
Operating agreement (preparation of draft through execution).
Cost share agreement (preparation of draft through execution).
Process of securing approvals for the name of the new Service, as applicable.
[Insert other activity (e.g., any necessary capital improvements, etc.)].
[Insert other activity].
Start of Revenue Service.
Status
(not started,
in progress,
complete,
or not
applicable **)
R&E eligible
activity
planned to be
part of first
year of
service?
(yes/no)
Est. start date
(month/year)
............................
............................
MONTH 202X .....
Est. completion
date
(month/year)
MONTH 202X.
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* Applicants should include all major and notable activities, whether they are eligible or not eligible under the R&E Program, that are necessary for Revenue Service
to begin. If an activity is complete at the time of application submission, indicate completion date (Month/Year).
18 Project risks, such as procurement delays,
litigation uncertainties, pending decisions on
securing commitments of funds (and any
uncertainty with timing of necessary state/local
legislative appropriation action) or other federal
funding assistance sources, concerns expressed by
stakeholders, or lack of legislative approval, affect
the likelihood of successful project start and
completion. Applicants must identify all material
risks to the project and the strategies that the lead
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applicant and any project partners have undertaken
or will undertake to mitigate those risks. The
applicant will assess the greatest risks to the project
and identify how the project parties will mitigate
those risks. The applicant must include its risk
monitoring, management and mitigation strategy
and explain management staffing plans and
procedures.
19 The FRA grant agreement consists of three
parts: Attachment 1: Standard Terms and
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Conditions, Attachment 2: Project-Specific Terms
and Conditions, and Terms and Conditions
Exhibits. The updated agreements are available at:
https://railroads.dot.gov/grants-loans/fradiscretionary-grant-agreements.
20 https://railroads.dot.gov/elibrary/calendar-frapublications-cy2024 or https://railroads.dot.gov/
grants-loans/grants-loans (under the ‘Related Links’
section).
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iii. Operating plan describing:
(A) Planned Service operation;
(B) Identity and qualifications of the
train operator;
(C) Identity and qualifications of any
other Service providers (e.g., on-board
Service, equipment maintenance,
station staff);
(D) Service frequency;
(E) Planned Routes and schedules;
(F) Station facilities that will be
utilized;
(G) Projected ridership, Revenues, and
costs, along with descriptions of how
and when the projections were
developed;
(H) Equipment that will be utilized,
how and when such equipment will be
acquired or refurbished (if necessary),
and where such equipment will be
maintained; and
(I) A plan for ensuring safe operations
and compliance with applicable safety
regulations.
iv. Funding plan that:
(A) Describes the funding of initial
capital costs and Operating Costs for the
first six years of operation, along with
projected Revenue and Net Operating
Costs. Provide date of cost estimates and
indicate if cost estimate updates are
pending or needed;
(B) Includes commitment by the
applicant to provide the funds described
in subparagraph (1) to the extent not
covered by federal grants and Revenues;
and
(C) Describes the funding of Operating
Costs and capital costs, to the extent
necessary, after the first six years of
operation.
(D) The applicant should propose a
schedule for payment of invoices and
submission of federal reimbursement
requests.21 Also, describe how that
proposed schedule aligns with the
applicant’s fiscal year and reconciliation
of expenditures. The applicant should
generally describe its process, including
timeframes, to reconcile Operating Costs
and account for Revenue for each Year
of Service in relation to its fiscal year.
For example, if some Operating Costs
for the first Year of Service are incurred
near the end of the fiscal year, describe
the process to reconcile all first Year of
Service Operating Costs, as it could
impact budgeting and financial
accounting for subsequent Years of
Service. FRA will work with applicants
selected for an R&E award to review and
discuss further.
v. Status of negotiations and
agreements with:
21 Applicant can list timeframes, such as
‘‘invoices to be paid [insert number] days after
receipt of invoice; reimbursement requests would
be submitted on [insert appropriate timeframe
(quarterly, semi-annually, etc.)] basis, etc.’’
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(A) Each of the railroads or regional
transportation authorities whose tracks
or facilities would be utilized by the
Service;
(B) The anticipated Rail Carrier if
such entity is not part of the applicant
group;
(C) Any other Service providers or
entities expected to provide Services or
facilities that will be used by the
Service, including any required access
to Amtrak systems, stations, and
facilities if Amtrak is not part of the
applicant group; and
(D) Cost share partners if there will be
multiple parties contributing toward the
cost of the Service. Indicate the level of
approval required within each entity
and/or if any council, board, or
legislative approval is required.
vi. Environmental compliance
documentation, as applicable, if a
website link is not cited in the Project
Narrative. Applicants should explain
what federal (and, if appropriate, state,
tribal, and local) environmental
compliance and permitting
requirements have been completed.
Such requirements include NEPA and
other federal, state, tribal, and local
permitting requirements, if applicable.
For all other federal, state, tribal, and
local permitting requirements, the
applicant should describe which
permits apply, the status of those
reviews, and the expected timeline for
completion. If the NEPA process is
complete, an applicant should indicate
the date of completion, and provide a
website link or other reference to the
documents demonstrating compliance
with NEPA, which might include a final
Categorical Exclusion determination
documentation, Finding of No
Significant Impact, or Record of
Decision. If the NEPA process is not yet
underway, the application should state
this. If the NEPA process is underway,
but not complete, the application
should detail the type of NEPA review
underway, where the project is in the
process, and indicate the anticipated
date of completion of all NEPA-related
milestones. Additional information
regarding FRA’s environmental
processes and requirements is located at
https://railroads.dot.gov/rail-networkdevelopment/environment/environment.
vii. SF 424—Application for Federal
Assistance.
viii. SF 424A—Budget Information for
Non-Construction.
ix. SF 424B—Assurances for NonConstruction.
x. FRA F30—Certification Regarding
Debarment, Suspension and Other
Responsibility Matters, Drug-Free
Workplace Requirements and Lobbying.
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xi. FRA F 251—Applicant Financial
Capability Questionnaire.
xii. SF LLL—Disclosure of Lobbying
Activities.
3. Unique Entity Identifier (UEI) and
System for Award Management (SAM)
To apply for funding through
www.Grants.gov, applicants must be
properly registered in SAM before
submitting an application, provide a
valid UEI in its application, and
continue to maintain an active SAM
registration all as described in detail
below. Complete instructions on how to
register and submit an application can
be found at www.Grants.gov. Registering
with Grants.gov is a one-time process;
however, it can take up to several weeks
for first-time registrants to receive
confirmation and a user password. FRA
recommends that applicants start the
registration process as early as possible
to prevent delays that may preclude
submitting an application package by
the application deadline. Applications
will not be accepted after the due date.
FRA may not make a grant award to
an applicant until the applicant has
complied with all applicable SAM
requirements, and if an applicant has
not fully complied with the
requirements by the time the federal
awarding agency is ready to make a
federal award, the federal awarding
agency may determine that the
applicant is not qualified to receive a
federal award and use that
determination as a basis for making a
federal award to another applicant. Late
applications, including those that are
the result of a failure to register or
comply with Grants.gov applicant
requirements in a timely manner, will
not be considered. If an applicant has
not fully complied with the
requirements by the submission
deadline, the application will not be
considered. To submit an application
through www.Grants.gov, applicants
must follow the directions below in
Section D(3)(a).
a. Register With the SAM at
www.SAM.gov
All applicants for federal financial
assistance must maintain current
registrations in the SAM database. An
applicant must be registered in SAM to
successfully register in Grants.gov. The
SAM database is the repository for
standard information about federal
financial assistance applicants,
recipients, and subrecipients.
Organizations that have previously
submitted applications via
www.Grants.gov are already registered
with SAM, as it is a requirement for
Grants.gov registration. Please note,
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however, that applicants must update or
renew their SAM registration at least
once per year to maintain an active
status. Therefore, it is critical to check
registration status well in advance of the
application deadline. If an applicant is
selected for an award, the applicant
must maintain an active SAM
registration with current information
throughout the period of the award,
including information on a recipient’s
immediate and highest-level owner and
subsidiaries, as well as on all
predecessors that have been awarded a
federal contract or grant within the last
three years, if applicable. Information
about SAM registration procedures is
available at www.SAM.gov.
b. Obtain a Unique Entity Identifier
On April 4, 2022, the Federal
government discontinued using the Data
Universal Numbering System (DUNS).
The DUNS number was replaced by a
new, non-proprietary identifier that is
provided by the System for Award
Management (SAM.gov). This new
identifier is called the Unique Entity
Identifier (UEI), or the Entity ID. To find
or request a Unique Entity Identifier,
please visit www.SAM.gov.
ddrumheller on DSK120RN23PROD with NOTICES1
4. Submission Dates and Times
Applicants must submit complete
applications to www.Grants.gov no later
than 11:59 p.m. ET, September 30, 2024.
Applicants will receive a systemgenerated acknowledgement of receipt.
FRA reviews www.Grants.gov
information on dates/times of
applications submitted to determine
timeliness of submissions. Late
applications will be neither reviewed
nor considered. To apply for funding
under this announcement, all applicants
are expected to be registered as an
organization with Grants.gov.
Applicants are strongly encouraged to
apply early to ensure all materials are
received before this deadline.
To ensure a fair competition of
limited discretionary funds, no late
submissions will be reviewed for any
reason, including: (1) failure to
complete the Grants.gov registration
process before the deadline; (2) failure
to follow Grants.gov instructions on
how to register and apply as posted on
its website; (3) failure to follow all the
instructions in this NOFO; and (4)
technical issues experienced with the
applicant’s computer or information
technology environment.
5. Intergovernmental Review
Intergovernmental Review is required
for this Program. Applicants must
contact their state single point of contact
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to comply with their state’s process
under Executive Order 12372.22
6. Funding Restrictions
Consistent with 2 CFR 200.458, as
applicable, FRA will only approve preaward costs if such costs are incurred
pursuant to the negotiation and in
anticipation of the grant agreement and
if such costs are necessary for efficient
and timely performance of the scope of
work.23 Under 2 CFR 200.458, grant
recipients must seek written approval
from FRA for pre-award activities to be
eligible for reimbursement under the
grant. Activities initiated prior to the
execution of a grant or without FRA’s
written approval may be ineligible for
reimbursement.
FRA is prohibited under 49 U.S.C.
22905(f) from providing R&E grants for
Commuter Rail Passenger
Transportation. FRA’s interpretation of
this provision is informed by the
language in 49 U.S.C. 22908(b). Under
this NOFO, FRA’s primary intent in
funding projects is to help offset initial
operating losses while the new or
expanded Intercity Passenger Rail
Services build their ridership and
Revenue base. Such projects may be
located on shared corridors where
Commuter Rail Passenger
Transportation and/or freight rail also
benefit from the project.
7. Other Submission Requirements
a. Submission Location
Applications must be submitted to
www.Grants.gov. FRA does not accept
applications via mailed paper, fax
machine, email, or other means.
b. Consideration of Applications
Only applicants who comply with all
submission deadlines described in this
NOFO and electronically submit valid,
on-time applications through
www.Grants.gov will be eligible for
award.
c. Late Applications
Any applications that Grants.gov time
stamps after 11:59 p.m. ET September
30, 2024 will not be accepted.
Applicants are strongly encouraged to
make submissions days, if not weeks, in
advance of the deadline, and applicants
facing technical issues are advised to
contact the Grants.gov helpdesk well in
advance of the deadline.
22 https://www.archives.gov/federal-register/
codification/executive-order/12372.html.
23 For more information on pre-award costs, see
FRA Answers to Frequently Asked Questions about
Pre-Award Authority, available at: https://
railroads.dot.gov/elibrary/federal-railroadadministration-answers-frequently-asked-questionsabout-pre-award.
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57509
E. Application Review Information
1. Criteria
a. Eligibility and Completeness Review
FRA will first screen each application
for applicant and project eligibility
(eligibility requirements are outlined in
Section C of this Notice) and
completeness (application
documentation and submission
requirements are outlined in Section D
of this Notice). As described in Section
D(2)(a)(iv), FRA will also evaluate
information provided by the applicant
to identify and support its legal
authority to undertake the activities it
would conduct if it is selected for an
R&E grant award.
b. Evaluation Criteria
FRA will evaluate all eligible and
complete applications using the
evaluation criteria (as part of the merit
review) outlined in this section to
determine project readiness, technical
merit, and project benefits. FRA will
consider the adequacy of information
provided in the application in
evaluating whether the application is
complete and responsive to the
evaluation criteria.
i. Project Readiness
In evaluating Project Readiness, FRA
will evaluate project and applicant risk
based on the applicant’s preparedness
and capacity to implement the proposed
project, including whether the applicant
is reasonably equipped to begin
operation of the Service in a timely
manner to meet their proposed
schedule. FRA will evaluate whether
the applicant is able to meet project
milestones and use federal funds
efficiently to deliver the proposed
project.24 In addition to responding to
the Project Readiness criteria, applicants
should provide a thorough summary of
the following, which should overlap
with information in the required
documents: operating plan; capital and
mobilization plan including any capital
investments, Service planning actions,
mobilization actions (such as
qualification of train crews); and
timeline for undertaking and completing
each of the investments. Describe
additional information such as the
status of negotiation of any cost share
agreements between partners (indicate
the level of approval required within
each entity); acquisition of equipment
status and timeline; construction of any
24 Additional information on DOT’s Project
Readiness checklist can be found here: https://
www.transportation.gov/grants/dot-navigator/
project-readiness-checklist-dot-discretionary-grantapplicants.
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necessary infrastructure for the
Initiation, Restoration, or Enhancement
of Service to be funded under this
Notice; status of the installation and/or
full implementation of a Positive Train
Control system, as applicable; other
federal/non-federal agency approvals
(e.g. Surface Transportation Board
approval); and, other actions necessary
for Initiation, Restoration, and
Enhancement of Service that have been
completed or remain necessary for
completion.
FRA will evaluate application
information for the degree to which the
application demonstrates strong project
readiness, evidenced by:
(A) The appropriate planning, design,
any environmental reviews, negotiation
of agreements, acquisition of equipment,
construction, and other actions
necessary for Initiation, Restoration, or
Enhancement of Service have been
completed or nearly completed (49
U.S.C. 22908(d)(1));
(B) Funds are committed (i.e., level of
certainty of the commitment, such as
the funds are secured with necessary
approvals vs. necessary approvals are
pending) to cover the portion of the Net
Operating Costs not covered by the R&E
grant;
(C) The capital and mobilization plan,
operating plan, funding plan, and status
of negotiations and agreements
described in Section D(2)(b), are
appropriate for the proposed project,
including the planned first Year of
Service, proposed Service start date, and
subsequent Year(s) of Service included
in the proposed grant period of the
proposed project, at a minimum (See 49
U.S.C. 22908(c)).
ii. Technical Merit
In evaluating Technical Merit, FRA
will evaluate the degree to which the
SOW, project budget, and estimated
project schedule are reasonable and
appropriate to achieve the expected
outcomes, commitment of necessary
resources and workforce to deliver the
project, and the proposed project
elements are appropriate for the project
funding request. FRA will also consider
applicant risk with respect to the
applicant’s past performance as a FRA
recipient for grant-funded projects, as
applicable. FRA will evaluate
application information for the degree to
which:
(A) The tasks and subtasks outlined in
the SOW, estimated project schedule,
and project budget, are reasonable and
appropriate to achieve the expected
outcomes of the proposed project;
(B) The technical qualifications and
demonstrated experience of key
personnel proposed to lead and perform
the technical efforts, and the
qualifications of the primary and
supporting organizations to fully and
successfully execute the proposed
project within the proposed timeframe
and budget;
(C) The applicant’s past performance
in developing and delivering similar
projects, as applicable, and previous
financial contributions;
(D) The applicant’s proposed
approach to assessing and mitigating
risk is appropriate for the proposed
project;
(E) Whether the applicant has, or will
have, the legal, financial, and technical
capacity to carry out the project;
satisfactory continuing access to
equipment or facilities; and the
capability and willingness to maintain
the equipment or facilities.
iii. Project Benefits
FRA will evaluate the project benefits
of the proposed project for the
anticipated private and public benefits,
including any combination of the
following:
(A) Provide daily or daytime Service
over Routes where such Service did not
previously exist (49 U.S.C. 22908(d)(3));
(B) Restore Service over Routes
formerly operated by Amtrak, including
Routes described in section 11304 of the
Passenger Rail Reform and Investment
Act of 2015 (49 U.S.C. 22908(d)(2));
(C) Provide Service to regions and
communities that are underserved or
not served by other intercity public
transportation (49 U.S.C. 22908(d)(6));
(D) Foster economic development,
particularly in rural communities and
for disadvantaged populations (49
U.S.C. 22908(d)(7));
(E) Provide other non-transportation
benefits (49 U.S.C. 22908(d)(8)); and,
(F) Enhance connectivity and
geographic coverage of the existing
national network of Intercity Passenger
Rail Service (49 U.S.C. 22908(d)(9)).
For each evaluation criterion—Project
Readiness, Technical Merit, and Project
Benefits—FRA will evaluate whether
the application demonstrates level of
risk or responsiveness, as applicable,
and will result in a rating of
‘‘unacceptable,’’ ‘‘high,’’ ‘‘medium,’’ or
‘‘low’’ as described in the rubric tables
below. For each merit criterion, FRA
will use rubric ratings with applied
criteria to evaluate whether the
applications meet the defined
thresholds:
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MERIT CRITERIA RATINGS—PROJECT READINESS (RISK)
[For the Project Readiness Criteria described in Section E(1), FRA will evaluate the application’s responsiveness to the criteria, including an
assessment of supporting justifications, and assign a cumulative Project Readiness risk rating.]
Unacceptable
High risk
Medium risk
Low risk
Application provides limited or no information necessary to assess the readiness criterion; application fails to
demonstrate support, progress, or
completion of appropriate Service
preparation activities; or application
contains one or more barriers that
would prevent project delivery.
Application provides insufficient information to assess the readiness criterion; application does not demonstrate that sufficient support,
progress, or completion of appropriate Service preparation activities
but indicates risk to advancing the
project without foreseeable delays; or
application contains a barrier that
would likely prevent project delivery
in any of these areas.
Application provides sufficient information to assess the project readiness
criteria; demonstrates support,
progress, or completion of appropriate Service preparation activities,
but indicates some risk to advancing
the project in a timely manner; and
the application does not contain a
barrier that would likely prevent
project delivery in any of these
areas.
Application provides thorough and
complete information and evidence
to assess the project readiness criteria, and demonstrates strong support, progress, or completion of appropriate Service preparation activities, and indicates minimal risk to advancing the project in a timely manner; and application does not contain
a barrier that would likely prevent
project delivery in any of these
areas.
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MERIT CRITERIA RATINGS—TECHNICAL MERIT
[For the Technical Merit Criteria described in Section E(1), FRA will evaluate the application’s responsiveness to the criteria, including an
assessment of supporting justifications, and assign a cumulative technical merit rating.]
Unacceptable
Acceptable
Responsive
Highly responsive
Application provides limited or no information necessary to assess the technical merit criteria, or application
demonstrates one or more significant
technical challenges that would prevent the applicant from delivering the
project.
Application contains insufficient information to assess one or more of the
technical merit criteria, or application
demonstrates technical challenges
that could affect project delivery, but
not prevent the applicant from delivering the project.
Application provides sufficient information and evidence to assess the
technical merit criteria, and it demonstrates that the applicant can deliver the project with minimal technical challenges.
Application provides thorough and
complete information and evidence
to assess the technical merit criteria,
and sufficiently demonstrates that the
project can be successfully delivered
by the applicant.
MERIT CRITERIA RATINGS—PROJECT BENEFITS
[For the Project Benefits Criteria described in Section E(1) FRA will evaluate the application’s responsiveness to the criteria, including an
assessment of supporting justifications, and assign a cumulative Project Benefits rating.]
Unacceptable
Acceptable
Responsive
Highly responsive
Application provides limited or no information necessary to assess the
project benefits criteria, and demonstrates the project is not likely to
achieve its intended benefits.
The application contains insufficient information to assess the project benefits criteria; or does not demonstrate
that the project will achieve all its intended benefits.
Application provides sufficient information to assess the project benefits
criteria, and adequately demonstrates that the project will likely
achieve its intended benefits.
Application provides thorough and
complete information and evidence
to assess the project benefits criteria,
and it sufficiently demonstrates that
the project will achieve its intended
benefits.
In addition to the ratings described
above, FRA will also apply the selection
preferences and consider the
Administration Priorities, both
described in Section E(1).
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iv. Selection Criteria
After completing the review of
eligibility, completeness, and evaluation
criteria (merit review), among projects
of similar merit, FRA will apply the
following criteria:
(A) Selection Preferences. FRA will
give preference to applications that
include or demonstrate—
1. The proposed R&E funding is less
than the maximum funding limit for the
applicable Year(s) of Service, as
specified in Section C(2);
2. The application includes funding
more than one source, such as state,
local, regional governmental, and/or
private sources, demonstrating broad
participation by affected stakeholders
(49 U.S.C. 22908(d)(4));
3. The applicant has funding plan that
demonstrates the Service will be
financially sustainable beyond the grant
period of performance (49 U.S.C.
22908(d)(5));
4. The proposed Services are on
Route(s) selected under the Corridor
Identification and Development
Program and operated by Amtrak (49
U.S.C. 22908(d)(10)); 25 and,
25 The Corridor Identification and Development
Program (Corridor ID) is a new program authorized
under IIJA. FRA recently developed the program
including the three corridor development steps
(Steps), as well as made its first award selections
on December 8, 2023, in response to the FY 2022
Corridor ID NOFO. Only projects proposed for
funding under this NOFO that have completed all
Corridor ID Steps will receive this preference. At
the time of publication of this NOFO, no corridor
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5. The start of Revenue Service is
likely to occur within one year of award
selection. This means most Service
preparation activities, particularly
activities with uncertain duration or
duration of more than one year and
activities necessary to resolve complex
issues, have been initiated, are well
underway, and have realistic near-term
completion dates based on supporting
explanations and/or documentation.
This is due to the limitation on the
number of active R&E grants.
(B) Administration Priorities:
USDOT prioritizes projects that help
to address transportation insecurity,
which is the inability for people to get
to where they need to go to meet the
needs of their daily life regularly,
reliably, and safely due to either the
high cost of transportation, lack of
access, or lack of safe transportation
options. When identifying projects,
applicants must consider how the
proposed project will increase safety,
lower transportation costs, increase the
availability of multimodal
transportation options, and decrease
greenhouse gas emissions. Funding
applications should state the identified
area of transportation insecurity the
project is mitigating or reversing.
USDOT will also consider whether the
applicant is participating in a federal
technical assistance program as part of
the cross-government place based
technical assistance efforts, as
appropriate.
1. Safety: FRA will assess the project’s
ability to foster a safe transportation
has completed all Corridor ID Steps; therefore, it is
not expected that any applicants will benefit from
this preference.
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system for the movement of goods and
people, consistent with the
Administration’s Priorities to reduce
transportation-related fatalities and
serious injuries across the transportation
system. Such considerations will
include, but are not limited to, safe
operations of the Intercity Passenger
Rail Service. Overall, FRA expects that
projects will provide positive safety
benefits for all users and not negatively
impact safety for all users.
2. Climate Change and Sustainability:
FRA will assess the project’s ability to
reduce the harmful effects of climate
change and anticipate necessary
improvements to prepare for extreme
weather events. Such considerations
may include, but are not limited to, the
extent to which the project reduces
emissions, promotes energy efficiency,
increases resiliency, incorporates
evidence-based climate resilience
measures or features, and avoids
adverse environmental impacts to air
quality. Projects that lead to a
significant reduction of emissions meet
the objective of this priority.
3. Equity and Justice40: FRA will
assess elements including how the
project will enable all people within the
multimodal transportation networks to
reach their desired destination safely,
affordably, and with a comparable level
of efficiency and ease, how the project
helps reconnect communities and
mitigate neighborhood bifurcation, and
how the applicant will engage the
public, including disadvantaged
communities, during the project’s
operations Lifecycle Stage. FRA will
consider the benefits and potential
burdens a project may create, who
would experience them, and how the
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benefits and potential burdens will
impact underserved/disadvantaged
communities.
Applicants are strongly encouraged to
use FRA’s Justice40 Rail Explorer Tool,
(https://usdot.maps.arcgis.com/apps/
webappviewer/?id=
fd9810f673b64d228ae072bead46f703)
in their assessment, which is a railspecific complement to the USDOT
Equitable Transportation Community
(ETC) Explorer.26 The FRA Justice40
Rail Explorer Tool provides GIS
information on communities and
pollution based on the project’s
location, and applicants can use this
tool to note how their project location
scores across several different measures.
Transportation disadvantaged
communities experience burden, as a
result of underinvestment in
transportation, in the following five
components: Transportation Insecurity,
Climate and Disaster Risk Burden,
Environmental Burden, Health
Vulnerability, and Social Vulnerability.
4. Workforce Development, Job
Quality, and Wealth Creation: FRA will
assess how the project will create goodpaying, safe jobs with free and fair
choice to join a union; promote
investments in high-quality workforce
development programs with supportive
services to help train, place, and retain
people in good-paying jobs or registered
apprenticeships, with a focus on
women, people of color, and others who
are underrepresented in infrastructure
jobs (people with disabilities, people
with convictions, etc.); and change
hiring policies and workplace cultures
to promote the entry and retention of
underrepresented populations. Also,
FRA will consider how the project
promotes local inclusive economic
development and entrepreneurship such
as the utilization of Disadvantaged
Business Enterprises, Minority-owned
Businesses, Women-owned Businesses,
or U.S. Small Business Administration
8(a) Business Development program
firms.
For Administration Priorities, FRA
will evaluate whether the application
demonstrates level of risk or
responsiveness, as applicable, and will
result in a rating of ‘‘Non-responsive,’’
‘‘Acceptable,’’ ‘‘Responsive,’’ or ‘‘Highly
Responsive’’ as described in the rubric
below. Applicants do not need to
respond to all of the Administration
Priorities if a certain criterion is not
applicable to the proposed project or
indicate if a criterion is not applicable.
ADMINISTRATION PRIORITIES RATINGS
[For the Administration Priorities Criteria described in Section E (1), FRA will evaluate the application’s responsiveness to the criteria, including
an assessment of supporting justifications.]
Non-responsive
Acceptable
Responsive
Highly responsive
Application contains insufficient information to assess benefits to any of the
Administration Priorities OR project is
inconsistent with one or more of the
Administration Priorities.
Application contains limited information
that is supported by some evidence,
but primarily described qualitatively,
that the project is consistent with at
least one of the Administration Priorities.
Application contains sufficient information that is adequately supported by
both quantitative and qualitative evidence that the project has clear and
direct benefits in at least one of the
Administration Priorities.
Application contains thorough and complete information that is strongly supported by both quantitative and qualitative evidence that the project has
clear, direct, and significant benefits
in one or more of the Administration
Priorities, and is not inconsistent with
any of the Administration Priorities.
The evaluation process may draw
upon subject matter experts within FRA
Divisions whose expertise is relevant to
understanding the application’s
responsiveness to the Program criteria,
such as assessing the applicant’s
capacity to successfully deliver the
project in compliance with applicable
federal requirements based on factors
including, but not limited to, the
recipient’s experience working with
federal agencies, previous experience
with DOT discretionary grant awards
and/or the technical experience and
resources dedicated to the proposed
project. Finally, in determining the
allocation of program funds, FRA may
also consider geographic diversity,
diversity in the size of the systems
receiving funding, and the applicant’s
receipt of other competitive awards.
Upon completion of all reviews, FRA
will finalize an Overall Rating for each
application. This rating will be a
combination of the results of the three
merit criteria reviews, specifically
Project Readiness, Project Benefits, and
Technical Merit criteria ratings as
described in Section E(1); and the
Administration Priorities as described
in Section E(1). Provided in the Overall
Rating Rubric below, each rating has
defined parameters by which each
application will be assessed.
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OVERALL RATING
Not recommended
Acceptable
Recommended
Highly recommended
The application received an overall
score of unacceptable based on
Project Readiness, Technical Merit,
and Project Benefits ratings, and consideration of Administration Priorities.
The application received an overall
score of acceptable based on Project
Readiness, Technical Merit, and
Project Benefits ratings, and consideration of Administration Priorities.
The application received an overall
score of recommended based on
Project Readiness, Technical Merit,
and Project Benefits ratings, and has
clear and direct benefits in one of the
Administration Priorities.
The application received an overall
score of highly recommended based
on Project Readiness, Technical
Merit, and Project Benefits ratings,
and has clear, direct, and significant
benefits in one or more of the Administration Priorities.
2. Review and Selection Process
FRA will conduct a five-part
application review process, as follows:
26 As appropriate, applicants may also
supplement the Justice40 Rail Explorer Tool by
referencing the Climate & Economic Justice
Screening Tool (CEJST), a new tool by the White
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a. Intake and Eligibility Phase: Screen
applications for applicant and project
eligibility, completeness, and the
minimum amount of non-federal funds
or other federal financial assistance
(completed by the Evaluation
House Council on Environmental Quality (CEQ),
that aims to help Federal agencies identify
disadvantaged communities as part of the Justice40
initiative to accomplish the goal that 40 percent of
benefits from certain federal investment reach
disadvantaged communities.
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Management and Oversight Team
(EMOT) comprised of FRA program
review directors who manage the preaward process);
b. Evaluation Review Phase: Evaluate
remaining applications against the
technical merit criteria, project benefit
criteria, and project readiness, assess
environmental review risk, and consider
alignment with the Administration
Priorities. The evaluation review is
conducted by technical merit review
panels consisting of FRA staff. The
technical merit review panels may also
include other staff from the U.S.
Department of Transportation (DOT).
The EMOT will compile the results of
the Evaluation Review Phase consistent
with the R&E Program selection
preferences. After considering all FRA
reviews under the statutory
requirements and evaluation and
selection criteria, applications will be
assigned an overall rating of ‘‘Highly
Recommended,’’ ‘‘Recommended,’’
‘‘Acceptable,’’ or ‘‘Not Recommended’’;
c. Steering Committee Phase: The
Steering Committee is comprised of
Senior Directors with the Office of
Railroad Development, which may also
include senior leadership from the
Railroad Office of Safety and other
relevant departments. The Steering
Committee advises the EMOT in the
development and review of the
proposed materials in preparation of the
Senior Review Team (SRT) briefing. The
Steering Committee may request more
information from FRA offices whose
expertise may be relevant.
d. Senior Review Phase: The SRT will
review, apply selection criteria, and
recommend initial selection of projects
for the FRA Administrator’s review
(completed by a Senior Review Team,
which will include FRA senior
leadership and may include senior
leadership from the Office of the
Secretary, as needed); and
e. Selection and Award Phase: Select
recommended awards for the Under
Secretary of Transportation’s or his
designee’s review and approval
(completed by the FRA Administrator).
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3. Reporting Matters Related to Integrity
and Performance
Before making a federal award with a
total amount of federal funding greater
than the simplified acquisition
threshold per 2 CFR 200.1 and 2 CFR
200.320, FRA will review and consider
any information about the applicant that
is in the designated integrity and
performance system accessible through
SAM (currently the Federal Awardee
Performance and Integrity Information
System (FAPIIS)). See 41 U.S.C. 2313.
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An applicant, at its option, may
review information in the designated
integrity and performance systems
accessible through SAM and comment
on any information about itself that a
federal awarding agency previously
entered and is currently in the
designated integrity and performance
system accessible through SAM.
FRA will consider any comments by
the applicant, in addition to the other
information, in making a judgment
about the applicant’s integrity, business
ethics, and record of performance under
federal awards when completing the
review of risk posed by applicants as
described in 2 CFR 200.206.
F. Federal Award Administration
Information
1. Federal Award Notices
FRA will announce applications
selected for funding in a press release
and on FRA’s website after the
application review period. This
announcement is FRA’s notification to
successful and unsuccessful applicants
alike. FRA will contact applicants with
successful applications after
announcement with information and
instructions about the award process.
This notification is not an authorization
to begin proposed project activities.
FRA requires satisfaction of applicable
requirements by the applicant and a
formal agreement signed by both the
recipient and the FRA, including an
approved scope, schedule, and budget,
before obligating the grant. See an
example of standard terms and
conditions for FRA grant awards at
https://railroads.dot.gov/grants-loans/
fra-discretionary-grant-agreements. This
template is subject to revision.
2. Administrative and National Policy
Requirements
In connection with any program or
activity conducted with or benefiting
from funds awarded under this Notice,
recipients of funds must comply with
all applicable requirements of federal
law, including, without limitation, the
Constitution of the United States; the
conditions of performance,
nondiscrimination requirements, and
other assurances made applicable to the
award of funds in accordance with
regulations of DOT; and applicable
federal financial assistance and
contracting principles promulgated by
the Office of Management and Budget.
In complying with these requirements,
recipients, must ensure, in particular,
that no concession agreements are
denied, or other contracting decisions
made, on the basis of speech or other
activities protected by the First
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57513
Amendment. If DOT determines that a
recipient has failed to comply with
applicable federal requirements, DOT
may terminate the award of funds and
disallow previously incurred costs,
requiring the grantee to reimburse any
expended award funds.
Examples of administrative and
national policy requirements include: 2
CFR part 200; procurement standards at
2 CFR part 200 subpart D, 2 CFR
1207.317, and 2 CFR 200.401;
compliance with federal civil rights
laws and regulations; disadvantaged
business enterprises requirements;
debarment and suspension
requirements; drug-free workplace
requirements; FRA’s and OMB’s
Assurances and Certifications; the
Americans with Disabilities Act (ADA);
safety requirements; NEPA; and
environmental justice requirements.
Unless otherwise stated in statutory or
legislative authority, or appropriations
language, all financial assistance awards
follow the Uniform Administrative
Requirements, Cost Principles and
Audit Requirements for Federal Awards
at 2 CFR part 200 and 2 CFR part 1201.
Assistance under this NOFO is subject
to the grant conditions in 49 U.S.C.
22905, including protective
arrangements that are equivalent to the
protective arrangements established
under section 504 of the Railroad
Revitalization and Regulatory Reform
Act of 1976 (45 U.S.C. 836) with respect
to employees affected by actions taken
in connection with the project to be
financed in whole or in part by grants
subject to 49 U.S.C. 22905, and the
provision deeming operators Rail
Carriers and employers for certain
purposes.27
Projects that have not sufficiently
considered climate change and
sustainability in their planning, as
determined by FRA, will be required to
do so before obligating a grant,
consistent with Executive Order
14008,28 Tackling the Climate Crisis at
Home and Abroad (86 FR 7619). In the
grant agreement, recipients will be
expected to describe activities they have
taken or will take that addresses climate
change. Activities that address climate
change include, but are not limited to,
demonstrating the proposed project will
result in significant greenhouse gas
27 Under 49 U.S.C. 22905(c)(1), a written
agreement between the applicant and the owner of
railroad rights-of-way is only required if the project
uses the railroad right-of-way. Financial assistance
for a project that is limited to operations does not
use the railroad right-of-way, so no such agreement
is required.
28 https://www.whitehouse.gov/briefing-room/
presidential-actions/2021/01/27/executive-orderon-tackling-the-climate-crisis-at-home-and-abroad/.
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emissions reductions; the project
supports emissions reductions goals in
a local/regional/state plan; the project
improves disaster preparedness and
resilience; and the project primarily
focuses on funding for state of good
repair and clean transportation options,
including public transportation,
walking, biking, and micro-mobility.
Activities that address environmental
justice inequities include, but are not
limited to, supporting a modal shift in
freight or passenger movement to reduce
emissions or reduce induced travel
demand.
Projects must consider and address
equity and barriers to opportunity in
their planning, as determined by FRA,
consistent with Executive Order
13985,29 Advancing Racial Equity and
Support for Underserved Communities
Through the Federal Government (86 FR
7009). In the grant agreement, recipients
should include a description of
activities they have taken or will take
that addresses equity and barriers to
opportunity. These activities may
include, but are not limited to:
completing an equity impact analysis
for the project; adopting an equity and
inclusion program/plan; conducting
meaningful public engagement to ensure
underserved communities are provided
an opportunity to be involved in the
planning process; including investments
that either redress past barriers to
opportunity or that proactively create
new connections and opportunities for
underserved communities; hiring from
local communities; improving access to
or providing economic growth
opportunities for underserved,
overburdened, or rural communities; or
addressing historic or current
inequitable air pollution or other
environmental burdens and impacts.
Recipients must comply with
applicable appropriations act
requirements and all relevant
requirements of 2 CFR part 200. Rights
to intangible property under grants
awarded under this NOFO are governed
in accordance with 2 CFR part 200.315.
See an example of standard terms and
conditions for FRA grant awards at
https://railroads.fra.dot.gov/elibrary/
award-administration-and-grantconditions. This template is subject to
revision.
To the extent that applicants have not
sufficiently considered job quality and
labor rights in their planning, as
determined by the Department of Labor,
the applicants will be required to do so
29 https://www.whitehouse.gov/briefing-room/
presidential-actions/2021/01/20/executive-orderadvancing-racial-equity-and-support-forunderserved-communities-through-the-federalgovernment/.
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before receiving funds for construction,
consistent with Executive Order
14025,30 Worker Organizing and
Empowerment (86 FR 22829), and
Executive Order
14052,31 Implementation of the
Infrastructure Investment and Jobs Act
(86 FR 64335). Specifically, the project
delivery actions must support: (a) strong
labor standards and the free and fair
choice to join a union, including project
labor agreements, local hire agreements,
distribution of workplace rights notices,
and use of an appropriately trained
workforce; (b) high-quality workforce
development programs, including
registered apprenticeship, labormanagement training programs, and
supportive services to help train, place,
and retain people in good-paying jobs
and apprenticeships; and (c)
comprehensive planning and policies to
promote hiring and inclusion for all
groups of workers, including through
the use of local and economic hiring
preferences, linkage agreements with
workforce programs that serve
underrepresented groups, and proactive
plans to prevent harassment.
1973, and the Vietnam Era Veterans’
Readjustment Assistance Act of 1974.
Together these legal authorities make it
unlawful for federal contractors and
subcontractors to discriminate in
employment because of race, color,
religion, sex, sexual orientation, gender
identity, national origin, disability, or
status as a protected veteran.
b. Critical Infrastructure Security,
Cybersecurity, and Resilience
It is the policy of the United States to
strengthen the security and resilience of
its critical infrastructure against both
physical and cyber threats. Each
applicant selected for federal funding
under this notice must demonstrate,
prior to signing of the grant agreement,
efforts to consider and address physical
and cyber security risks relevant to the
transportation mode and type and scale
of the project. Proposed projects that
have not appropriately considered and
addressed physical and cyber security
and resilience in their planning, design,
and project oversight, as determined by
the Department and the Department of
Homeland Security, will be required to
do so before grant obligation, consistent
a. Federal Contract Compliance
with the National Security
As a condition of grant award and
Memorandum Presidential Policy
consistent with Executive Order
Directive 221 to Secure and Enhance the
11246,32 Equal Employment Opportunity Resilience of U.S. Critical
(30 FR 12319, and as amended), all
Infrastructure.33
federally assisted contractors are
c. Domestic Preference Requirements
required to make good faith efforts to
meet the goals of 6.9 percent of
Assistance under this NOFO is subject
construction project hours being
to the Buy America requirements in 49
performed by women, in addition to
U.S.C. 22905(a) and the Build America,
goals that vary based on geography for
Buy America Act, Public Law 117–58,
construction work hours and for work
70901–52. In addition, as expressed in
being performed by people of color.
Executive Order 14005,34 Ensuring the
Under Section 503 of the Rehabilitation
Future Is Made in All of America by All
Act and its implementing regulations,
of America’s Workers (86 FR 7475), it is
affirmative action obligations for certain
the policy of the executive branch to
contractors include an aspirational
maximize, consistent with law, the use
employment goal of seven percent
of goods, products, and materials
workers with disabilities.
produced in, and services offered in, the
The U.S. Department of Labor’s Office
United States. FRA expects all
of Federal Contract Compliance
applicants to comply with that
Programs (OFCCP) is charged with
requirement without needing a waiver.
protecting America’s workers by
However, to obtain a waiver, an
enforcing equal employment
applicant must be prepared to
opportunity and affirmative action
demonstrate how the applicant will
obligations of employers that do
maximize the use of domestic goods,
business with the federal government.
products, and materials in constructing
OFCCP enforces Executive Order 11246,
its project. If an applicant anticipates it
Section 503 of the Rehabilitation Act of
may need a waiver, the applicant should
indicate the need in its application and
30 https://www.whitehouse.gov/briefing-room/
presidential-actions/2021/04/26/executive-orderon-worker-organizing-and-empowerment/.
31 https://www.whitehouse.gov/briefing-room/
presidential-actions/2022/09/12/executive-orderon-the-implementation-of-the-energy-andinfrastructure-provisions-of-the-inflation-reductionact-of-2022/.
32 https://www.dol.gov/agencies/ofccp/executiveorder-11246/ca-11246.
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33 https://www.whitehouse.gov/briefing-room/
statements-releases/2024/04/30/fact-sheet-bidenharris-administration-announces-new-nationalsecurity-memorandum-on-critical-infrastructure/.
34 https://www.whitehouse.gov/briefing-room/
presidential-actions/2021/01/25/executive-orderon-ensuring-the-future-is-made-in-all-of-americaby-all-of-americas-workers/.
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submit materials necessary for such
requests together with its application.
d. Civil Rights and Title VI
As a condition of a grant award, grant
recipients should demonstrate that the
recipient has a plan for compliance with
civil rights obligations and
nondiscrimination laws, including Title
VI of the Civil Rights Act of 1964 and
implementing regulations (49 CFR part
21), the Americans with Disabilities Act
of 1990 (ADA), Section 504 of the
Rehabilitation Act, all other civil rights
requirements, and accompanying
regulations. This may include a current
Title VI plan, completed Community
Participation Plan, and a plan to address
any legacy infrastructure or facilities
that are not compliant with ADA
standards. DOT’s and the applicable
Operating Administrations’ Office of
Civil Rights may work with awarded
grant recipients to ensure full
compliance with Federal civil rights
requirements.
3. Reporting
a. Progress Reporting on Grant Activity
Each applicant selected for a grant
will be required to comply with all
standard FRA reporting requirements,
including quarterly progress reports,
quarterly federal financial reports, and
interim and final performance reports,
as well as all applicable auditing,
monitoring and close out requirements.
Reports may be submitted
electronically. Pursuant to 2 CFR
170.210, non-federal entities applying
under this NOFO must have the
necessary processes and systems in
place to comply with the reporting
requirements should they receive
federal funding.
57515
b. Additional Reporting
Applicants selected for funding are
required to comply with all reporting
requirements in the standard terms and
conditions for FRA grant awards
including 2 CFR 180.335 and 2 CFR
180.350. If the total value of a selected
applicant’s currently active grants,
cooperative agreements, and
procurement contracts from all federal
awarding agencies exceeds $10,000,000
for any period of time during the period
of performance of this federal award,
then the applicant must maintain the
information reported to SAM and
ensure that is made available in the
designated integrity and performance
system (currently the Federal Awardee
Performance and Integrity Information
System (FAPIIS)) about civil, criminal,
or administrative proceedings described
in paragraph 2 of this award term and
condition. This is a statutory
requirement under section 872 of Public
Law 110–417, as amended (41 U.S.C.
2313). As required by section 3010 of
Public Law 111–212, all information
posted in the designated integrity and
performance system on or after April 15,
2011, except past performance reviews
required for federal procurement
contracts, will be publicly available.
435 (2019) urges federal awarding
agencies and federal assistance
recipients and subrecipients to use
program evaluation as a critical tool to
learn, to improve equitable delivery,
and to elevate program service and
delivery across the Project Performance
Period of the grant agreement/
cooperative agreement. Evaluation
means ‘‘an assessment using systematic
data collection and analysis of one or
more programs, policies, and
organizations intended to assess their
effectiveness and efficiency’’ (5 U.S.C.
311). Credible program evaluation
activities are implemented with
relevance and utility, rigor,
independence and objectivity,
transparency, and ethics (OMB Circular
A–11, Part 6 Section 290).
For grant recipients receiving an
award, evaluation costs are allowable
costs (either as direct or indirect), unless
prohibited by statute or regulation, and
such costs may include the personnel
and equipment needed for data
infrastructure and expertise in data
analysis, performance, and evaluation (2
CFR part 200).
c. Performance and Program Evaluation
Recipients and subrecipients are also
encouraged to incorporate program
evaluation, including associated data
collection activities from the outset of
their program design and
implementation, to meaningfully
document and measure their progress
towards meeting an agency priority
goal(s). Title I of the Foundations for
Evidence-Based Policymaking Act of
2018 (Evidence Act), Public Law 115–
Each applicant selected for funding
must collect information and report on
the project’s performance using
measures mutually agreed upon by FRA
and the recipient to assess progress in
achieving strategic goals and objectives.
Examples of some performance
measures are listed in the table below.
The applicable measure(s) will depend
upon the type of project, consistent with
the recipient’s application materials and
program goals.
d. Performance Reporting
EXAMPLE PERFORMANCE MEASURES
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Performance measures
Unit reported
Primary administration priority
Number of Passenger Trains ...
Total number of Passenger
Trains per Year.
Passenger Ridership (i.e.,
Counts).
Total Ridership per Year ........
Annual Revenue .......................
U.S. Dollars per Year .............
e. Program Evaluation
As a condition of grant award,
grantees may be required to participate
in an evaluation undertaken by DOT, or
another agency or partner. The
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Workforce Development, Job
Quality, and Wealth Creation.
Workforce Development, Job
Quality, and Wealth Creation.
Workforce Development, Job
Quality, and Wealth Creation.
evaluation may take different forms
such as an implementation assessment
across grant recipients, an impact and/
or outcomes analysis of all or selected
sites within or across grantee, or a
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Description
The number of daily passenger trains between city pairs on the Route.
Total annual passenger ridership represented
in total tickets sold or trips completed for
passengers boarding and alighting (departing and arriving) at all stations on the
Route.
Total annual Revenue generated from ridership of the Service, represented from total
tickets sold for trips originating or terminating at all stations on the Route.
benefit/cost analysis or assessment of
return on investment. DOT may require
applicants to collect data elements to
aid the evaluation. As a part of the
evaluation, as a condition of award,
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recipient must agree to: (1) make records
available to the evaluation contractor;
(2) provide access to program records,
and any other relevant documents to
calculate costs and benefits; (3) in the
case of an impact analysis, facilitate the
access to relevant information as
requested; and (4) follow evaluation
procedures as specified by the
evaluation contractor or DOT staff.
Issued in Washington, DC.
Jennifer Mitchell,
Deputy Administrator.
G. Federal Awarding Agency Contacts
[DOT–OST–2024–0072]
For further information concerning
this Notice, please contact the FRA
NOFO Support program staff via email
at FRA-NOFO-Support@dot.gov. If
additional assistance is needed, you
may contact Mr. Marc Dixon, Office of
Rail Program Development, Federal
Railroad Administration, at email:
marc.dixon@dot.gov; or telephone: 202–
493–0614.
Department of Transportation Equity
Action Plan Update
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H. Other Information
All information submitted as part of
or in support of any application shall
use publicly available data or data that
can be made public and methodologies
that are accepted by industry practice
and standards, to the extent possible. If
the application includes information the
applicant considers to be a trade secret
or confidential commercial or financial
information, the applicant should do the
following: (1) Note on the front cover
that the submission ‘‘Contains
Confidential Business Information
(CBI)’’; (2) mark each affected page
‘‘CBI’’; and (3) highlight or otherwise
denote the CBI portions.
The DOT regulations implementing
the Freedom of Information Act (FOIA)
are found at 49 CFR part 7 Subpart C—
Availability of Reasonably Described
Records under the Freedom of
Information Act which sets forth rules
for FRA to make requested materials,
information, and records publicly
available under FOIA. Unless prohibited
by law and to the extent permitted
under the FOIA, contents of
applications and proposals submitted by
successful applicants may be released in
response to FOIA requests. In addition,
following the completion of the
selection process and announcement of
awards, FRA may publish a list of all
applications received along with the
names of the applicant organizations
and funding amounts requested. Except
for information withheld under the
previous paragraph, FRA may also make
application narratives publicly available
or share application information within
DOT or with other Federal agencies if
FRA determines that sharing is relevant
to the respective program’s objectives.
VerDate Sep<11>2014
18:25 Jul 12, 2024
Jkt 262001
[FR Doc. 2024–15357 Filed 7–12–24; 8:45 am]
BILLING CODE 4910–06–P
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
Office of the Secretary (OST),
Department of Transportation (DOT).
ACTION: Request for Information (RFI).
AGENCY:
The Office of the Secretary of
Transportation (OST) invites public
comment on the most meaningful
activities to advance equity that should
be considered as part of DOT’s 2024
update to its Equity Action Plan. The
responses to this RFI will help the
Department of Transportation (DOT, or
the Department) understand the impact
of our equity activities to date and
inform what equity-related activities
and performance metrics we prioritize
through the Plan.
DATES: Comments are requested by
August 14, 2024. See the
SUPPLEMENTARY INFORMATION section on
‘‘Public Participation,’’ below, for more
information about written comments.
Written Comments: Responses to this
RFI are voluntary Comments should
refer to the docket number above and be
submitted by one of the following
methods:
• Federal Rulemaking Portal: https://
www.regulations.gov. Follow the online
instructions for submitting comments.
• Mail: Docket Management Facility,
U.S. Department of Transportation, 1200
New Jersey Avenue SE, West Building
Ground Floor, Room W12–140,
Washington, DC 20590–0001.
• Hand Delivery: 1200 New Jersey
Avenue SE, West Building Ground
Floor, Room W12–140, Washington, DC,
between 9 a.m. and 5 p.m. ET, Monday
through Friday, except Federal
Holidays.
Instructions: For detailed instructions
on submitting comments and additional
information on the rulemaking process,
see the Public Participation heading of
the SUPPLEMENTARY INFORMATION section
of this document. Note that all
comments received will be posted
without change to https://
www.regulations.gov, including any
personal information provided.
Privacy Act: Except as provided below
(‘‘confidential business information’’),
all comments received into the docket
SUMMARY:
PO 00000
Frm 00133
Fmt 4703
Sfmt 4703
will be made public in their entirety.
The comments will be searchable by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You should
not include information in your
comment that you do not want to be
made public. For information on DOT’s
Privacy Act compliance, see https://
www.transportation.gov/privacy.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov or to the street
address listed above. Follow the online
instructions for accessing the dockets.
FOR FURTHER INFORMATION CONTACT:
Please email Equity@dot.gov or contact
Kristin Wood at 774–293–2726 with
questions. Office hours are from 8 a.m.
to 5 p.m. EDT, Monday through Friday,
except for Federal holidays.
SUPPLEMENTARY INFORMATION:
Through this Request for Information
(RFI), the Department solicits input from
the public on the following question:
(1) What activities being advanced
through DOT’s Equity Action Plan
would be the most meaningful in
advancing equity?
(a) What activities can be expanded?
(b) What new activities can DOT
consider for the future?
This section includes additional
background information related to
DOT’s Equity Action Plan that may be
helpful in responding to this question.
The DOT Strategic Plan (available at
https://www.transportation.gov/dotstrategic-plan) is a roadmap for the
Department’s implementation of six
strategic goals, one of which is Equity.
The Equity strategic goal states that the
Department will ‘‘reduce inequities
across our transportation systems and
the communities they affect’’ and
‘‘support and engage people and
communities to promote safe,
affordable, accessible, and multimodal
access to opportunities and services
while reducing transportation-related
disparities, adverse community impacts,
and health effects.’’
In response to Executive Order (E.O.)
13985, Advancing Racial Equity and
Support for Underserved Communities
Through the Federal Government
(https://www.federalregister.gov/
documents/2021/01/25/2021-01753/
advancing-racial-equity-and-supportfor-underserved-communities-throughthe-federal-government), the
Department developed its first Equity
Action Plan (https://
www.transportation.gov/priorities/
equity/actionplan). It highlighted key
actions that the Department will
E:\FR\FM\15JYN1.SGM
15JYN1
Agencies
[Federal Register Volume 89, Number 135 (Monday, July 15, 2024)]
[Notices]
[Pages 57499-57516]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-15357]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration
Notice of Funding Opportunity for the Fiscal Year 2021-2024
Restoration and Enhancement Grant Program
AGENCY: Federal Railroad Administration (FRA), Department of
Transportation (DOT).
ACTION: Notice of Funding Opportunity (NOFO or Notice), Assistance
Listing (formerly CFDA) #20.324.
-----------------------------------------------------------------------
SUMMARY: This Notice details the application requirements and
procedures to obtain grant funding for eligible projects under the
Restoration & Enhancement (R&E) Grant Program for Fiscal Years (FY)
2021-2024. This Notice solicits applications for the R&E Grant Program
with funds made available by the following: Consolidated Appropriations
Act, 2021, the Infrastructure Investment and Jobs Act (IIJA), and
additional carryover funding from Consolidated Appropriations Act, 2019
and Further Consolidated Appropriations Act, 2020. The opportunity
described in this Notice is made available under Assistance Listings
Number 20.324, ``Restoration & Enhancement Grant Program.''
DATES: Applications for funding under this solicitation are due no
later than 11:59 p.m. Eastern Time (ET), September 30, 2024.
Applications for funding received after 11:59 p.m. ET on September 30,
2024 will not be considered for funding. Incomplete applications will
not be considered for funding. Applications that do not adequately
address the information requested may be considered incomplete.
Adequacy of information provided will also be considered in evaluating
the responsiveness to the evaluation criteria. See Section D of this
Notice for additional information on the application and submission
requirements and Section E of this Notice for additional information on
review of applications.
ADDRESSES: Applications must be submitted via www.Grants.gov. Only
applicants that comply with all submission requirements described in
this Notice and submit applications through www.Grants.gov will be
eligible for award.
FOR FURTHER INFORMATION CONTACT: For further information concerning
this notice, please contact the FRA NOFO Support program staff via
email at [email protected]. If additional assistance is needed,
you may contact Mr. Marc Dixon, Office of Rail Program Development,
Federal Railroad
[[Page 57500]]
Administration, at email: [email protected]; or telephone: 202-493-
0614.
SUPPLEMENTARY INFORMATION:
Notice to applicants: FRA recommends that applicants read this
Notice in its entirety prior to preparing application materials.
Definitions of key terms used throughout the Notice are provided in
Section A(3) below. These key terms are capitalized throughout the
Notice. There are several administrative and specific eligibility
requirements described herein with which applicants must comply.
Table of Contents
A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review Information
F. Federal Award Administration Information
G. Federal Awarding Agency Contacts
H. Other Information
Summary Overview of Key Information--Restoration & Enhancement Grant
Program (R&E Program)
------------------------------------------------------------------------
------------------------------------------------------------------------
Issuing Agency............... U.S. Department of Transportation,
Federal Railroad Administration (FRA).
Program Overview............. The R&E Program provides grants for
Initiating, Restoring, or Enhancing
Intercity Rail Passenger Transportation
operations.
Objective.................... The objective is to help offset initial
operating losses while the new or
expanded Intercity Rail Passenger
Transportation Services build their
ridership and Revenue base, since such
Services and frequencies do not realize
their longer-term ridership/Revenue
potential immediately upon the start of
operations.
Eligible Applicants.......... Eligible applicants include:
1. A State (including the District of
Columbia);
2. A group of States;
3. An entity implementing an
Interstate Rail Compact;
4. A public agency or publicly
chartered authority established by
one or more States;
5. A political subdivision of a State;
6. A federally recognized Indian
Tribe;
7. Amtrak or another Rail Carrier that
provides Intercity Rail Passenger
Transportation;
8. Any Rail Carrier in partnership
with at least one of the entities
described in (1) through (6),
consistent with 49 U.S.C.
22908(a)(1)(H); and
9. Any combination of the entities
described in (1) through (6),
consistent with 49 U.S.C.
22908(a)(1)(I).
Funding...................... This NOFO will provide R&E funding of
$153,845,680 to provide financial
assistance for projected Net Operating
Costs. The R&E funding may not exceed
the following for each Year of Service:
90 percent for the first Year
of Service;
80 percent for the second
Year of Service;
70 percent for the third Year
of Service;
60 percent for the fourth
Year of Service;
50 percent for the fifth Year
of Service; and,
30 percent for the sixth Year
of Service.
Deadline..................... Applications for funding under this
solicitation are due no later than 11:59
p.m., ET September 30, 2024.
------------------------------------------------------------------------
A. Program Description
1. Overview
The purpose of the R&E Grant Program (``Program'' or ``R&E
Program'') is to provide financial assistance for Initiating,
Restoring, or Enhancing Intercity Rail Passenger Transportation
operations as authorized under 49 U.S.C. 22908. Funding for the Program
under this NOFO is made available in the following: Consolidated
Appropriations Act, 2021, Div. L, Tit. I, Public Law 116-260; IIJA,
2021, Public Law 117-58 (November 15, 2021); and carryover funding from
Consolidated Appropriations Act, 2019, Div. G, Tit. I, Public Law 116-6
and Further Consolidated Appropriations Act, 2020, Div. H, Tit. I,
Public Law 116-94. FRA will consider applications that are consistent
with the priorities in 49 U.S.C. 22908(d). The opportunities described
in this notice are made available under Assistance Listing 20.324,
``Restoration and Enhancement.''
The Program plays a vital role in the success of Intercity
Passenger Rail Service by offsetting initial operating losses while the
new or expanded Services build their ridership and Revenue base. As
experienced around the world and on the Amtrak network, new Intercity
Passenger Rail Service and frequencies do not realize their longer-term
ridership/Revenue potential immediately upon Initiating operations. The
R&E program provides the greatest support in the first years of
operation, and as ridership and Revenue grows over the first six years
of operations, R&E funding is gradually reduced.
The U.S. Department of Transportation (``USDOT'' or ``DOT'' or
``Department'') seeks to fund projects that advance the Administration
Priorities (also known as USDOT Strategic Goals) of safety, equity,
climate change and sustainability, workforce development, job quality,
and wealth creation, as described in Section E as well as the USDOT
Strategic Plan, Research, Development and Technology Strategic Plan \1\
and in executive orders.\2\
---------------------------------------------------------------------------
\1\ https://www.transportation.gov/sites/dot.gov/files/2023-01/USDOT%20RDT%20Strategic%20Plan%20FY22-26_010523_508.pdf.
\2\ Executive Order 14008, Tackling the Climate Crisis at Home
and Abroad (86 FR 7619)--https://www.whitehouse.gov/briefing-room/presidential-actions/2021/01/27/executive-order-on-tackling-the-climate-crisis-at-home-and-abroad/; Executive Order 13985, Advancing
Racial Equity and Support for Underserved Communities Through the
Federal Government (86 FR 7009)--https://www.whitehouse.gov/briefing-room/presidential-actions/2021/01/20/executive-order-advancing-racial-equity-and-support-for-underserved-communities-through-the-federal-government/; Executive Order 14025, Worker
Organizing and Empowerment (86 FR 22829)--https://www.whitehouse.gov/briefing-room/presidential-actions/2021/04/26/executive-order-on-worker-organizing-and-empowerment/; and Executive
Order 14052, Implementation of the Infrastructure Investment and
Jobs Act (86 FR 64335)--https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-25286.pdf.
---------------------------------------------------------------------------
Section E, which outlines the grant selection criteria, describes
the process for selecting projects that further these goals. Section
F(3) describes progress and performance reporting requirements for
selected projects.
2. Changes From the FY 2018-2020 R&E Program NOFO
This section describes significant changes from the prior NOFO,\3\
[[Page 57501]]
including changes to 49 U.S.C. 22908 resulting from the Program's
reauthorization in IIJA Section 22304, updated or changed definitions,
changes to award limits for recipients of FY 2017-2020 R&E Program
grants, and direction with respect to pre-award costs.
---------------------------------------------------------------------------
\3\ The FY 2018-2019 R&E NOFO and the amendment to add FY 2020
R&E funding is available on the FRA R&E Program website: https://railroads.dot.gov/grants-loans/competitive-discretionary-grant-programs/restoration-and-enhancement-grant-program.
---------------------------------------------------------------------------
The more substantive changes to 49 U.S.C. 22908 resulting
from IIJA section 22304 include the following:
[cir] Definition of ``Applicant'' now includes a federally
recognized Indian Tribe;
[cir] Definition of ``Operating Assistance'' added for Routes
subject to section 209 of the Passenger Rail Investment and Improvement
Act of 2008 (Pub. L. 110-432) (PRIIA);
[cir] Priorities include Routes selected under the Corridor
Identification and Development Program and operated by Amtrak;
[cir] Funding plan requirements for initial capital and Operating
Costs must now cover the first six years of operation, and, to the
extent necessary, capital and Operating Costs after the first six years
of operation;
[cir] Grant Award Term Limits are extended so R&E grants for any
individual Route or Service may not provide funding for more than six
years; and,
[cir] Maximum funding of projected Net Operating Costs may not
exceed the following for each Year of Service: (1) 90 percent for the
first Year of Service; (2) 80 percent for the second Year of Service;
(3) 70 percent for the third Year of Service; (4) 60 percent for the
fourth Year of Service; (5) 50 percent for the fifth Year of Service;
and (6) 30 percent for the sixth Year of Service.
FRA made changes to Definitions of Key Terms section,
including but not limited to, updating ``Operating Assistance'' and
``Operating Costs,'' and adding terms such as ``Revenue,'' ``Route,''
``Service,'' and ``Year of Service.''
Prior R&E Program grant selections: Section B(2) describes
award limits for projects selected under the FY 2017-2020 R&E Program.
Section D(2)(a)(iii) provides direction to applicants for additional
funding for the same Service on the same Route.
Additional guidance on timing of incurrence of pre-award
costs.
Each applicant must include information that explains and
supports its authority to undertake the operations activities in the
proposed project, either by itself or through agreement, if selected
for an award.
Changes to applicability of written agreements required
under 49 U.S.C. 22905(c)(1).
3. Definitions of Key Terms
Terms defined in this section are capitalized throughout this NOFO.
a. ``Commuter Rail Passenger Transportation'' means short-haul rail
passenger transportation in metropolitan and suburban areas usually
having reduced fare, multiple rides, and commuter tickets, and morning
and evening peak period operations, consistent with 49 U.S.C. 24102(3);
the term does not include rapid transit operations in an urban area
that are not connected to the general railroad system of
transportation.
b. ``Enhancing'' or ``Enhance'' means upgrading or modifying the
Service currently offered on an Intercity Rail Passenger Transportation
Route or train. Examples include adding a station stop, increasing
frequency of a train (e.g., tri-weekly to daily train Service or
increasing daily train Service frequencies), or modifying on-board
Services offered on the train (e.g., food or sleeping accommodations).
c. ``Initiating'' or ``Initiation'' or ``Initiate'' means
commencing Service on an Intercity Rail Passenger Transportation Route
that did not previously operate Intercity Rail Passenger
Transportation.
d. ``Intercity Rail Passenger Transportation'' means rail passenger
transportation, except Commuter Rail Passenger Transportation. See 49
U.S.C. 22901(3). In this NOFO, ``Intercity Passenger Rail Service'' and
``Intercity Passenger Rail Transportation'' are equivalent terms to
``Intercity Rail Passenger Transportation.''
e. ``Interstate Rail Compact'' means a legislatively enacted
agreement or compact that establishes a formal, legally binding
relationship between two or more States to prepare for and provide
Intercity Passenger Rail Service.
f. ``Lifecycle Stage'' means each of the consecutive stages of a
capital project as it is developed and implemented that includes
Systems Planning, Project Planning, Project Development, Final Design,
Construction, and Operation. Each sequential stage involves specific
activities. Lifecycle Stages are further described in FRA's Guidance on
Development and Implementation of Railroad Capital Projects (88 FR
2163, Jan. 12, 2023) which can be found here: https://railroads.dot.gov/elibrary/fra-guidance-development-and-implementation-railroad-capital-project.
g. ``National Environmental Policy Act'' or ``NEPA'' is a federal
law that requires federal agencies to analyze and document the
environmental impacts of a proposed action in consultation with
appropriate federal, state, and local authorities, and with the public.
NEPA classes of action include an Environmental Impact Statement (EIS),
Environmental Analysis (EA) or Categorical Exclusion (CE). The NEPA
class of action depends on the nature of the proposed action, its
complexity, and the potential impacts. For purposes of this NOFO, NEPA
also includes all related federal laws and regulations including the
Clean Air Act, Section 4(f) of the Department of Transportation Act,
Section 7 of the Endangered Species Act, and Section 106 of the
National Historic Preservation Act. Additional information regarding
FRA's environmental processes and requirements are located at https://railroads.dot.gov/rail-network-development/environment/environment.
h. ``Net Operating Cost(s)'' is defined as Operating Costs incurred
minus Revenue for each Service on a Route.
i. ``Operating Assistance'' is defined in 49 U.S.C. 22908(a)(2),
with respect to any Route subject to Section 209 of the Passenger Rail
Investment and Improvement Act of 2008 (Pub. L. 110-432) (PRIIA), as
any cost allocated, or that may be allocated, to a Route pursuant to
the cost methodology established under Section 209 of PRIIA or under 49
U.S.C. 24712, as described in the Section 209 policy approved by the
State-Amtrak Intercity Passenger Rail Committee.\4\ Such costs are
equivalent to the Section 209 state responsibility or the operating
cost obligation allocated to the state under the cost methodology
policy.
---------------------------------------------------------------------------
\4\ FRA understands the definition of ``Operating Assistance''
under 49 U.S.C. 22908(a)(2) as providing information about eligible
Operating Costs for Routes that are subject to section 209.
Therefore, for the purposes of this NOFO, FRA uses the term
``Operating Assistance'' in the definition of ``Operating Costs''
for Routes that are subject to section 209.
In addition, 49 U.S.C. 22908(b) uses the term ``Operating
Assistance'' in authorizing the Secretary to ``develop and implement
a program for issuing Operating Assistance grants to applicants.''
To avoid confusion, FRA does not use the term ``Operating
Assistance'' elsewhere in this NOFO.
---------------------------------------------------------------------------
j. ``Operating Costs'' means,
i. With respect to any Route subject to Section 209 of PRIIA, the
Operating Assistance associated with the operation of the Service for
each Year of Service. Eligible capital costs are limited to capital
overhaul (i.e., investment) costs for Amtrak-owned equipment in
Service, including locomotives, cab cars, coaches, and food Service
cars.
ii. With respect to Routes not subject to Section 209 of PRIIA, the
expenses associated with the operation of the Service for each Year of
Service. Examples of such expenses may include: staffing costs for
train
[[Page 57502]]
engineers, conductors, and on-board Service crew; diesel fuel or
electricity costs associated with train propulsion power; station costs
such as ticket sales, customer information, and train dispatching
Services; station building utility and maintenance costs; lease
payments on rolling stock; routine planned maintenance costs of
equipment and train cleaning; host railroad access costs; train yard
operation costs; general and administrative costs; and management,
marketing, sales and reservations costs. Capital costs associated with
equipment are not eligible expenses for Routes that are not subject to
section 209 of PRIIA.
k. ``Revenue'' means the Revenue attributable to the Service,
including but not limited to ticket Revenue and food and beverage
Revenue, calculated annually for each Year of Service, consistent with
the cost methodology policy required under section 209 PRIIA and
further described in 49 U.S.C. 24712, unless otherwise agreed to by FRA
and the applicant for Routes not subject to section 209 of PRIIA.
l. ``Rail Carrier'' means a person providing common carrier
railroad transportation for compensation. See 49 U.S.C. 24102.
m. ``Restoring'' or ``Restore'' means reinstating Service to an
Intercity Rail Passenger Transportation Route that formerly operated
Intercity Rail Passenger Transportation.
n. ``Route'' means the point-to-point geographic location where a
particular Service is being offered.
o. ``Service'' means the specific Enhancement activity or
activities that are proposed to be funded under this NOFO, or the
operation on the Route that is being Initiated or Restored with funding
under this NOFO. Examples include: the addition of one or more
frequencies or the addition of on-board Services to trains on a Route.
Service does not include excursion train Services or short-term
Services for the purpose of collecting data.
p. ``Year of Service'' means the 365-day period used for
calculating the maximum funding under the Program as well as the period
in which costs may be incurred to be eligible for reimbursement. The
recipient may choose to start the first Year of Service at any point
between the initial incurrence of cost for the Service (including
start-up costs) and the first day of Revenue Service.
B. Federal Award Information
1. Available Award Amount
The total funding available for awards under this NOFO is
$153,845,680.\5\ Should additional R&E funds become available after the
release of this NOFO, FRA may elect to award such funds to applications
received under this NOFO.
---------------------------------------------------------------------------
\5\ Of the funding made available from FY 2021-2023, $144,904
from FY 2021, $1,535,000 from FY 2022, and $1,535,000 from FY 2023
will be separately made available for Special Transportation
Circumstances grants. Also, $47,200 from FY 2021, $250,000 from FY
2022, and $250,000 from FY 2023 will be set-aside, from R&E funding
only (not the Amtrak National Network account), for award and
program oversight conducted by FRA.
---------------------------------------------------------------------------
The total amount in the previous paragraph includes funding from
previous R&E Program years: $4,527,896 is available from the FY 2021
Appropriation; $145,395,000 is available from the FY 2022-2024 advance
appropriations in Title VIII of Division J of IIJA ($48,465,000 from
each year); and $3,922,784 in carryover funding from the FY 2019-2020
Appropriations is available.
2. Award Limits
Under 49 U.S.C. 22908(e)(2), not more than six R&E grants may be
simultaneously active. FRA considers a grant active at the time of
selection. In addition, FRA considers all selections under the R&E
program for the same Service, on the same Route, to the same recipient,
as one R&E grant, subject to the limitations in 49 U.S.C. 22908(e). To
date, FRA made four selections under the R&E Program for three
Services. Two of the selections were for the same applicant, for the
same Service, on the same Route; FRA considers this as a single grant.
Therefore, FRA currently has three simultaneously active R&E grants.\6\
Accordingly, under this NOFO, FRA may select up to three Services on
Routes that (1) do not have a currently active R&E grant or (2) do have
a currently active R&E grant but the application is submitted by an
applicant that is different than the applicant or recipient for the
currently active R&E grant. In addition, FRA may make up to three
selections for additional funding to the same recipient for Services on
Routes that have a currently active R&E grant, subject to the
limitations in 49 U.S.C. 22908(e). An individual Service on a Route can
only be selected for one R&E award under this NOFO.
---------------------------------------------------------------------------
\6\ The currently active R&E grants selected from the FY 2017
and FY 2018-2020 R&E NOFOs are the CTrail Hartford Line Rail
Enhancement Project; Restoring Intercity Passenger Rail Service
along America's Gulf Coast; and Twin Cities-Milwaukee-Chicago
Intercity Passenger Rail Service Project (now known as Borealis).
---------------------------------------------------------------------------
Under 49 U.S.C. 22908(e)(1), R&E grants may not provide funding for
more than six years on any individual Intercity Rail Passenger
Transportation Route and may not be renewed. Currently active R&E
grants that were selected for three years of funding under the FY 2017
and FY 2018-20 R&E NOFOs are eligible for funding for additional Years
of Service for the same Service on the same Route, not to exceed a
combined total of six years.
Applicants can apply to use R&E funding for: (a) multiple Years of
Service or (b) only one Year of Service, provided the Service has not
already received six years of R&E funding. Recipients receiving less
than six years of funding for a Service on any individual Intercity
Rail Passenger Transportation Route under this NOFO and/or previous R&E
NOFOs may apply for R&E grants under future NOFOs, if available.
3. Award Size
FRA anticipates selecting multiple projects for the funding made
available. There are no predetermined minimum or maximum dollar
thresholds for awards.
FRA strongly encourages applicants to identify and include other
state and/or local public funding and/or private funding to support the
proposed project to maximize competitiveness. A recipient of a R&E
grant may use the grant funding in combination (i.e., administered
separately but concurrently) with other federal grants that would
benefit the applicable Service.
4. Award Type
FRA will make awards for projects selected under this NOFO through
grant agreements or cooperative agreements. Grant agreements are used
when FRA does not expect to have substantial federal involvement in
carrying out the funded activity. Cooperative agreements allow for
substantial federal involvement in carrying out the agreed upon
investment, including technical assistance, review of interim work
products, and increased program oversight. The term ``grant'' is used
throughout this document and is intended to reference funding awarded
through a grant agreement, as well as funding awarded through a
cooperative agreement.
[[Page 57503]]
The funding provided under this NOFO will be made available to
recipients on a reimbursable basis. Recipients must certify that their
expenditures are allowable, allocable, reasonable, and necessary to the
approved project before seeking reimbursement from FRA.
The FRA grant agreement consists of three parts: Attachment 1:
Standard Terms and Conditions; Attachment 2: Project-Specific Terms and
Conditions; and Terms and Conditions Exhibits. The grant agreement
templates are available at: https://railroads.dot.gov/grants-loans/fra-discretionary-grant-agreements. These templates are subject to
revision.
5. Concurrent Applications
DOT and FRA may concurrently solicit applications for related
transportation infrastructure projects for several financial assistance
programs. Applicants may submit applications requesting funding for a
related project to one or more of these programs. In the application
for funding under this NOFO, applicants must indicate the other
program(s) to which they submitted or plan to submit an application for
funding the entire project or certain components, as well as highlight
new or revised information in the application responsive to this NOFO
that differs from the previously submitted application(s).
C. Eligibility Information
This section of the NOFO explains applicant eligibility, project
eligibility, and cost sharing or matching \7\ requirements.
Applications that do not meet the requirements in this section will be
ineligible for funding. Instructions for submitting eligibility
information to FRA are detailed in Section D of this Notice.
---------------------------------------------------------------------------
\7\ 49 U.S.C. 22908(e) identifies a maximum funding limitation
for R&E grants, but it does not establish a maximum federal share or
a minimum non-federal cost share requirement.
---------------------------------------------------------------------------
1. Eligible Applicants
Consistent with 49 U.S.C. 22908(a)(1), eligible applicants for R&E
funding are:
a. A State (including the District of Columbia);
b. A group of States;
c. An entity implementing an Interstate Rail Compact;
d. A public agency or publicly chartered authority established by
one or more States;
e. A political subdivision of a State;
f. A federally recognized Indian Tribe;
g. Amtrak or another Rail Carrier that provides Intercity Rail
Passenger Transportation;
h. Any Rail Carrier in partnership with at least one of the
entities described in paragraphs (a) through (f); and
i. Any combination of the entities described in paragraphs (a)
through (f).
See Section D(2)(a)(iv) of this NOFO for information about
supporting documentation required to demonstrate eligibility in the
application.
If an application includes a partnership with more than one
eligible applicant, the application must identify one lead eligible
applicant to be the recipient, as well as primary point of contact for
the application.\8\ Eligible applicants may reference entities that are
not eligible applicants in an application as project partners.
---------------------------------------------------------------------------
\8\ If the proposed project involves executing cost sharing
agreements with other partners, prior to application submission, the
applicant (or lead applicant, as applicable) should coordinate with
each partner to understand its respective financing/payment
requirements (e.g., considerations for any partner's requirement of
upfront payment of its share of costs as opposed to monthly
invoicing, challenges with partner not having financial mechanism to
recover any overpayment of funds to the applicant, etc.). The
applicant (or lead applicant, as applicable) should describe this
coordination, identified challenges, and any proposed resolution in
the application. Only one eligible applicant can be the recipient,
and FRA will only disburse funds to the recipient.
---------------------------------------------------------------------------
2. Cost Sharing or Matching
Grants for a project funded under the Program shall not exceed 90
percent of the projected Net Operating Costs for the first Year of
Service; 80 percent of the Net Operating Costs for the second Year of
Service; 70 percent of the projected Net Operating Costs for the third
Year of Service; 60 percent of the projected Net Operating Costs for
the fourth Year of Service; 50 percent of the projected Net Operating
Costs for the fifth Year of Service; and 30 percent of the projected
Net Operating Costs for the sixth Year of Service. Net Operating Costs
not covered by the R&E grant may be comprised of eligible public sector
funding (e.g., state, local, or other federal funding) or private
sector funding.
Applicants must identify the source(s) of non-R&E grant funds for
the Service, and they must clearly and distinctly reflect these funds
in the budget sections of the application.
A recipient of a R&E grant under this NOFO may use that grant in
combination with other federal grants awarded that would benefit the
applicable Service.
3. Other
Operating Costs eligible for funding under this NOFO must be for
projects within the United States and must be associated with
Enhancing, Initiating, or Restoring Service on an Intercity Rail
Passenger Transportation Route or train.
D. Application and Submission Information
Required documents for the application are outlined in the
following paragraphs. Applicants must complete and submit all
components of the application. See Section D(2) for the application
checklist. FRA welcomes the submission of additional relevant
supporting documentation, such as planning, engineering and design
documentation (as applicable), and letters of support from partnering
organizations, which will not count against the Project Narrative 25-
page limit.
1. Address
Applicants may access application materials at https://www.Grants.gov and must submit all application materials in their
entirety through https://www.Grants.gov no later than 5 p.m. ET, on
September 30, 2024. Applicants must complete an Authorized Organization
Representative (AOR) profile on www.Grants.gov and create a username
and password. Additional information about the registration process is
available at: https://www.grants.gov/web/grants/applicants/organization-registration.html.
Applicants are strongly encouraged to apply early to ensure that
all materials are received before the application deadline. FRA
reserves the right to modify this deadline. General information for
submitting applications through Grants.gov can be found at: https://www.fra.dot.gov/Page/P0270. FRA is committed to ensuring that
information is available in appropriate alternative formats to meet the
requirements of persons who have a disability. If you require an
alternative version of files provided, please contact Laura Mahoney,
Office of the Chief Financial Officer, Federal Railroad Administration,
1200 New Jersey Avenue SE, Washington, DC 20590; email:
[email protected]; phone: 202-578-9337.
The E-Biz point of contact at the applicant's organization must
respond to the registration email from Grants.gov and login at
www.Grants.gov to authorize the applicant as the AOR. Please note there
can be more than one AOR for an organization.
If an applicant experiences difficulty at any point during this
process, please call the Grants.gov Customer Center Hotline at 1-800-
518-4726, 24 hours a day, 7 days a week (closed on Federal holidays).
For information and
[[Page 57504]]
instructions on each of these processes, please see instructions at:
https:// www.grants.gov/web/grants/applicants/apply-for-grants.html.
2. Content and Form of Application Submission
FRA strongly advises applicants to read this section carefully.
Applicants must submit all required information and components of the
application package to be considered for funding. Applications that are
not submitted on time or do not contain all required documentation will
not be considered for funding. To support the application, applicants
may provide other relevant and available optional supporting
documentation that may have been developed by the applicant, especially
such documentation that provides evidence of completion of the
appropriate Lifecycle Stage(s), if capital improvements are necessary
before starting the operation Lifecycle Stage of the proposed Service.
FRA evaluates project readiness for a Lifecycle Stage when considering
a proposed project for funding. Additionally, applicants selected to
receive funding must satisfy any applicable requirements in 49 U.S.C.
22905, including FRA's Buy America requirement and conditions explained
in part at https://www.fra.dot.gov/page/P0185 and further in Section
F(2) of this Notice.
Sharing of Application Information--FRA may share application
information within USDOT or with other federal agencies if FRA
determines that sharing is relevant to the respective program's
objectives.
Required documents and information for an application package
include the following:
------------------------------------------------------------------------
Attachment(s) name NOFO section
------------------------------------------------------------------------
Project Narrative.......................... D.2.a.
Statement of Work (SOW), project budget, D.2.b.i.
estimated project schedule, and
performance measures.
Capital and mobilization plan.............. D.2.b.ii.
Operating plan............................. D.2.b.iii.
Funding plan............................... D.2.b.iv.
Status of negotiations and agreements...... D.2.b.v.
Environmental Compliance Documentation..... D.2.b.vi.
Funding Commitment Supporting Documentation D.2.a.iii.
SF 424--Application for Federal Assistance D.2.b.vii.
\9\.
SF 424A--Budget Information for Non- D.2.b.viii.
Construction.
SF 424B--Assurances for Non-Construction... D.2.b.ix.
FRA F 30--Certifications Regarding D.2.b.x.
Debarment, Suspension and Other
Responsibility Matters, Drug-Free
Workplace Requirements and Lobbying.
FRA F 251--Applicant Financial Capability D.2.b.xi.
Questionnaire.
SF LLL--Disclosure of Lobbying Activities, D.2.b.xii.
if applicable.
------------------------------------------------------------------------
a. Project Narrative
This section describes the minimum content required in the Project
Narrative section of the grant application. The Project Narrative must
follow the basic outline below to address the program requirements and
assist evaluators in locating relevant information.
---------------------------------------------------------------------------
\9\ The amount requested from the R&E Program on the SF-424 is
the official record of request, and therefore must be consistent
with the amount requested in the Project Narrative and project
budget, including the breakdown of federal and non-federal sources.
For applications with discrepancies, FRA will defer to the funding
amount in the SF-424.
------------------------------------------------------------------------
Project narrative section name NOFO section
------------------------------------------------------------------------
I. Cover Page.............................. See D.2.a.i.
II. Project Summary........................ See D.2.a.ii.
III. Grant Funds, Sources and Uses of See D.2.a.iii.
Project Funds.
IV. Applicant Eligibility Criteria......... See D.2.a.iv.
V. Project Eligibility Criteria............ See D.2.a.v.
VI. Detailed Project Description........... See D.2.a.vi.
VII. Project Location...................... See D.2.a.vii.
VIII. Evaluation and Selection Criteria.... See D.2.a.viii.
IX. Project Implementation and Management.. See D.2.a.ix.
------------------------------------------------------------------------
The applicant must provide the content listed above in a narrative
statement. The Project Narrative may not exceed 25 pages in length
(excluding cover pages, table of contents, and supporting
documentation). FRA will not review or consider Project Narratives
beyond the 25-page limit. If possible, applicants should submit
supporting documents via website links rather than hard copies. If
supporting documents are submitted, applicants must clearly identify
the relevant portion of the supporting document with the page numbers
of the cited information in the Project Narrative. The Project
Narrative must adhere to the following outline:
i. Cover Page: Include a cover page that lists the following
elements in either a table or formatted list:
------------------------------------------------------------------------
Project title
------------------------------------------------------------------------
Applicant (Lead Applicant, as applicable).......
City(ies), State(s), Congressional District(s)
where the project is located.
Is this request funding an existing or new Route
and/or Service?
Proposed or current Service operator?
Rail ROW owner(s)?
[[Page 57505]]
Host Railroad(s) of Route?
Proposed Years of Service.......................
Projected total Operating Costs for the proposed $
Service for all Years of Service in this
application.
Projected Revenue for the proposed Service for $
all Years of Service in this application.
Projected total Net Operating Cost for the $
proposed Service for all Years of Service in
this application.
Total amount of R&E funding requested for all
Years of Service.
Total amount of funding for Net Operating Costs
not funded by proposed R&E grant for all Years
of Service.
Previously awarded R&E funding for the Service, R&E Program Year:/$
if applicable, by Year of Service. for Year(s) X of
Service.
Was a federal grant application previously If yes, please specify
submitted for any necessary capital projects on the program, funding
the Route or for the Service described in this year and project
application?. title of the previous
application.
Are any capital improvements required to be If yes, please
completed before Initiation, Restoration, or summarize.
Enhancement activities under this request?.
------------------------------------------------------------------------
ii. Project Summary: Provide a brief 4-6 sentence summary of the
proposed project, including the Service and Route. Include challenges
the proposed project aims to address and summarize the intended
outcomes and anticipated benefits that will result from the proposed
project.
iii. Grant Funds, Sources and Uses of Project Funds: In table
format similar to the Project Funding by Year of Service Table in this
section below [or: at the end of this subsection], the applicant must
provide, for each Year of Service, the following: (1) Year of Service
start date; (2) anticipated start date of each Year of Service; (3)
amount of R&E funding requested; (4) projected Net Operating Costs; (5)
estimated Operating Costs; (6) estimated Revenue; (7) percent of Net
Operating Costs for which R&E funding is requested; (8) amount and
source of non-R&E funding (non-federal funds and/or other federal
funds, if applicable); and, (9) eligible activities for which R&E
funding is requested.\10\ If selected for award, recipients will be
expected to report Operating Costs, Revenue, and Net Operating Costs
for each Year of Service.
---------------------------------------------------------------------------
\10\ Applicants should list specific eligible activities and, to
the extent practical, should not group all activities under the
general term ``Operations.'' Eligible R&E activities should be
consistent with Section C(2) of this Notice. If the applicant
determines that grouping certain activities into a broader term is
more appropriate, the applicant should provide a narrative
explanation (separate from the table) of the specific activities
that are included in that term.
---------------------------------------------------------------------------
Applicants for additional funding for the same Service funded under
a currently active R&E grant must describe how the funds under the FY
2017 and FY 2018-2020 R&E selections and the requested funding under
this NOFO, if selected for award, will be used. Specifically, the
applicant should describe, at a minimum, the following: (1) for FY 2017
and FY 2018-2020 R&E selections that have not yet been obligated,
whether the funds under this NOFO would replace the previous R&E
awards; (2) how additional funds under this NOFO will be applied to
additional Years of Service; and (3) how all R&E funding will be used
with respect to each Year of Service.\11\ For such applications, in a
funding table similar to the Project Funding by Year of Service Table
below, add columns to identify the amount of the previous R&E selection
and previously committed other funding, including the funding
source(s).
---------------------------------------------------------------------------
\11\ For example, the applicant should describe if it proposes
to use all of the R&E grant funds from the FY 2017 and FY 2018-20
R&E selections for the first Year of Service, and use new funds
under this NOFO, if selected for award, for Years of Service two (2)
through six (6).
---------------------------------------------------------------------------
All applicants must include funding commitment letters outlining
proposed or confirmed funding agreements in the amount of the projected
Net Operating Costs that would not be funded through the proposed R&E
grant, in an attachment or appendix to the application.\12\ Also, if
applicable, indicate if the requested R&E funding or non-federal and
other federal funding must be obligated or spent by a certain date due
to dependencies or relationships with other federal or non-federal
funding sources, related projects, law, or other factors. Rail Carriers
other than Amtrak should state whether they will require access to
Amtrak's reservation system, stations, or facilities because they are
directly related to the Rail Carrier's operations, and whether they
expect the FRA to award a portion of the requested R&E grant to Amtrak
for such access (and in what amount).\13\ Provide information about any
requests submitted to other programs for capital funding related to the
proposed project that supports the project's Initiation, Restoration,
or Enhancement of the Intercity Rail Passenger Transportation Service.
---------------------------------------------------------------------------
\12\ Applicants must indicate if funds are either (1) committed
with pending formal approvals, or (2) committed with formal
approvals received. If formal approvals have been received,
applicants should submit evidence of the availability of funds,
which may include a state/local appropriation, state/local
administrative approval, board resolution, a budget document
highlighting the line item or section committing funds to the
proposed project, approval of programming of other federal funds, or
any other similar documentation. The applicant may provide this
documentation in an appendix. Documentation of previous and recent
local investments in the project may convey evidence of state or
local financial support for the project but are not a commitment of
funds. Any funding commitment letters must be signed by an
authorized representative of the entity providing the funds.
\13\ The Secretary, acting through the FRA, is permitted in 49
U.S.C. 22908(h) to award an appropriate portion of R&E grants under
this NOFO to Amtrak as compensation for permitting certain access.
---------------------------------------------------------------------------
Project funding information must be consistent throughout all
application materials, specifically the Standard Form (SF) 424, Project
Narrative, SOW, project budget, and funding commitment letters.\14\ The
project budget should be specific to the project scope described in the
applicant's request for funding under this NOFO. The project budget
should show how different funding sources will share in each activity
and present the data in dollars and percentages. The budget should
identify other federal funds the applicant is applying for, has been
awarded, or intends to use for the project. Funding sources should be
grouped into three categories: Non-federal, R&E Program funds that are
part of this application request, and other federal funds with specific
amounts from each funding source.
---------------------------------------------------------------------------
\14\ If there is a discrepancy between materials, FRA will defer
to the funding amounts shown in the applicant's SF 424 as the amount
requested for funding.
[[Page 57506]]
Project Funding by Year of Service
--------------------------------------------------------------------------------------------------------------------------------------------------------
Percent of
Estimated R&E funds net Non-R&E Eligible R&E
Year of service operating Estimated Projected net requested operating amount/ activities by
costs revenue operating cost under this cost source(s) year of
NOFO requested service \15\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Year 1 [Add start date e.g., 6/01/25].................
Year 2 [Add start date e.g., 6/01/26].................
Year 3 [Add start date]...............................
Year 4 [Add start date]...............................
Year 5 [Add start date]...............................
Year 6 [Add start date]...............................
-------------------------------------------------------------------------------------------------
Total.............................................
--------------------------------------------------------------------------------------------------------------------------------------------------------
iv. Applicant Eligibility Criteria: The applicant must explain how
the applicant meets the applicant eligibility criteria outlined in
Section C of this Notice. For public agencies and publicly chartered
authorities established by one or more States, the explanation must
include citations to the applicable enabling legislation.
---------------------------------------------------------------------------
\15\ Applicants should list specific eligible R&E activities
that are consistent with Section C(2) of this Notice and should not
list a general descriptive term, such as ``Operations,'' for
example, to cover all activities.
---------------------------------------------------------------------------
If the applicant is eligible under 49 U.S.C. 22908(a)(1)(H) as a
Rail Carrier in partnership with at least one of the other eligible
entities in Section 22908(a)(1)(A) through (a)(1)(F), the applicant
should explain the partnership and each entity's contribution to the
partnership. Similarly, if the applicant is a combination of entities
described in Section 22908(a)(1)(A) through (a)(1)(F), the application
should explain the partnership and each entity's contribution to the
partnership.
Applicants must identify the applicant's legal authority to receive
federal financial assistance and complete the project, including
management of contracts and other activities necessary for the
operation of intercity rail passenger Service, and provide supporting
information, including citations to authorizing legislation and a legal
opinion from the applicant's legal counsel.
v. Project Eligibility Criteria: The applicant must explain how the
proposed project meets the project eligibility criteria in Section C(3)
of this Notice.
vi. Detailed Project Description: The applicant must include a
detailed project description that expands upon the project summary.
This detailed description should provide the following, at a minimum:
\16\ (1) the specific components and elements of the proposed project,
including planned Service frequency; (2) name and description of the
planned Routes and schedules; (3) station facilities; (4) equipment
that will be used and how it will be acquired or refurbished (if
necessary); (5) where equipment will be maintained and by which entity;
(6) additional background on the challenges the project aims to
address; (7) the expected users and beneficiaries of the project;
projected ridership, Revenues and costs; (8) all railroads/entities
owning tracks to be used; (9) Service providers or entities expected to
provide Services or facilities that will be used, including access to
Amtrak systems, stations, and facilities; (10) train operators and
their qualifications; (11) plan for ensuring safe operations; and (12)
any other information the applicant deems necessary to justify the
proposed project. An applicant must also specify whether it is seeking
funding for a proposed project that has already received federal
financial assistance, and, if applicable, explain how the proposed
scope to be funded under this Notice relates to the previous scope that
has received federal financial assistance.
---------------------------------------------------------------------------
\16\ The information should be consistent with details in the
capital and mobilization plan and operating plan.
---------------------------------------------------------------------------
vii. Project Location: The applicant must include geospatial data
for the project along with other information as shown in the example
project location table below, as well as a map of the proposed
project's location. Geospatial data can be expressed in terms of
decimal degrees for latitude and longitude of at least five decimal
places of precision \17\ (preferred option), along with start and end
mileposts designating railroad code and subdivision name. On the map,
include the Congressional districts in which the proposed project will
take place.
---------------------------------------------------------------------------
\17\ For example, if a project was proposed to start at a
(hypothetical) station at the Department of Transportation
Headquarters in Washington, DC, then the reported latitude should be
38.87589 and the longitude should be reported as -77.00337.
Project Location Table
--------------------------------------------------------------------------------------------------------------------------------------------------------
Location (e.g.,
corridor/route Start Start End End Host Right-of-way Railroad
name) latitude longitude latitude longitude railroad owner(s) subdivision
--------------------------------------------------------------------------------------------------------------------------------------------------------
Name of Service.........................
--------------------------------------------------------------------------------------------------------------------------------------------------------
viii. Evaluation and Selection Criteria: The applicant must include
a thorough discussion of how the proposed project meets all the
evaluation and selection criteria. FRA will evaluate applications based
on project readiness, technical merit, and project benefits, and will
consider how the applicant's project aligns with selection criteria
(selection preferences and Administration Priorities). If an
application does not sufficiently address the evaluation criteria and
the selection criteria, it is unlikely to be a competitive application.
Applicants are expected to follow the directions and format requested
in this NOFO, and adherence to these directions will be considered in
evaluations. Applicants are encouraged to include quantifiable data
related to the Initiation, Enhancement, or Restoration of Service.
ix. Project Implementation and Management: The applicant must
describe proposed project implementation and project management
arrangements. Include
[[Page 57507]]
descriptions of the expected arrangements for project contracting,
contract oversight, change-order management, risk management, and
conformance to federal requirements for project progress reporting.
Demonstrate legal, financial, and technical capacity to perform the
proposed project.
Further, applicants must provide their plan for taking affirmative
steps to employ small businesses consistent with 2 CFR 200.321.
Describe past experience in managing and overseeing similar projects,
as applicable; the technical qualifications and demonstrated experience
of key personnel proposed to lead and perform the technical efforts;
and the qualifications of the primary and supporting organizations to
fully and successfully execute the proposed project within the proposed
timeframe and budget, including a discussion of the risk evaluation
factors in 2 CFR 200.206(b) and the proposed approach to assessing and
mitigating project risk (these factors may be summarized in the Project
Narrative and additional information may be provided as supporting
documentation, as applicable).\18\
---------------------------------------------------------------------------
\18\ Project risks, such as procurement delays, litigation
uncertainties, pending decisions on securing commitments of funds
(and any uncertainty with timing of necessary state/local
legislative appropriation action) or other federal funding
assistance sources, concerns expressed by stakeholders, or lack of
legislative approval, affect the likelihood of successful project
start and completion. Applicants must identify all material risks to
the project and the strategies that the lead applicant and any
project partners have undertaken or will undertake to mitigate those
risks. The applicant will assess the greatest risks to the project
and identify how the project parties will mitigate those risks. The
applicant must include its risk monitoring, management and
mitigation strategy and explain management staffing plans and
procedures.
---------------------------------------------------------------------------
b. Additional Application Elements
Applicants must submit the documents and forms listed in this
section. NOTE: The Standard OMB Forms needed for the electronic
application process are available at: www.Grants.gov.
i. A statement of work (SOW) addressing the scope, budget,
estimated project schedule, and performance measures for the proposed
project if it were selected for award. Applicants are expected to use
the templates for the SOW, project budget, estimated project schedule,
and performance measures that are Articles 4-7 of Attachment 2:
Restoration and Enhancement Grant Program Project Specific Terms and
Conditions. Those documents must contain sufficient detail so FRA, and
the applicant, can understand the expected outcomes of the proposed
work to be performed and can monitor progress toward completing project
tasks and deliverables during a prospective grant's period of
performance. Applications that do not follow this format may be
considered incomplete and may not be reviewed.\19\
---------------------------------------------------------------------------
\19\ The FRA grant agreement consists of three parts: Attachment
1: Standard Terms and Conditions, Attachment 2: Project-Specific
Terms and Conditions, and Terms and Conditions Exhibits. The updated
agreements are available at: https://railroads.dot.gov/grants-loans/fra-discretionary-grant-agreements.
---------------------------------------------------------------------------
When preparing the budget, the estimated total Net Operating Cost
of the proposed project must be based on the best available
information, including engineering studies, studies of economic
feasibility, environmental analyses, and information on the expected
use of equipment and/or facilities. The project schedule should be
sufficiently detailed to include the date when the first Year of
Service will commence and the planned Revenue Service start date, as
well as reasonable due dates for expenses associated with the operation
of the Service.
For all proposed projects, applicants must provide information
about proposed performance measures, as described in Section F(3) and
required in 2 CFR 200.301. Further, applicants must provide their plan
for taking affirmative steps to employ small businesses consistent with
2 CFR 200.321.
ii. Capital and mobilization plan that includes:
(A) A description of any necessary capital investments recently
completed or not-yet-completed for the Service that are related to the
proposed project (as applicable), Service planning actions (such as
environmental reviews), and mobilization actions (such as
qualifications of train crews) required for Initiation, Enhancement, or
Restoration of the intercity passenger rail transportation; and
(B) A timeline for undertaking and completing each of the
investments and actions referred to in subparagraph (A) above.
Applicants must follow the sample timeline table format to the extent
practical (modifications can be made by adding rows or columns, as
appropriate). In addition, the timeline table must include all actions
required, along with realistic, estimated completion timeframes, to
start Service, using FRA's anticipated R&E award selection timeframe as
a key milestone--see the FRA Discretionary Grants Calendar on the FRA
website.\20\ The applicant should describe which eligible R&E
activity(ies) are part of the first Year of Service to help inform when
R&E grant cost accounting would start. Separate from the table,
applicants should describe any assumptions or provide any explanatory
information to add proper context.
---------------------------------------------------------------------------
\20\ https://railroads.dot.gov/elibrary/calendar-fra-publications-cy2024 or https://railroads.dot.gov/grants-loans/grants-loans (under the `Related Links' section).
Sample Timeline Table
----------------------------------------------------------------------------------------------------------------
R&E eligible
Status (not activity planned
started, in to be part of Est. start date Est. completion date
Activity * progress, first year of (month/year) (month/year)
complete, or not service? (yes/
applicable **) no)
----------------------------------------------------------------------------------------------------------------
Environmental Clearance........ ................ ................ MONTH 202X........... MONTH 202X.
Securing Equipment.............
Train Crew Hiring..............
Train Crew Qualifying..........
Agreement with host railroad
(preparation of draft through
execution).
Operating agreement
(preparation of draft through
execution).
Cost share agreement
(preparation of draft through
execution).
Process of securing approvals
for the name of the new
Service, as applicable.
[Insert other activity (e.g.,
any necessary capital
improvements, etc.)].
[Insert other activity]........
Start of Revenue Service.......
----------------------------------------------------------------------------------------------------------------
* Applicants should include all major and notable activities, whether they are eligible or not eligible under
the R&E Program, that are necessary for Revenue Service to begin. If an activity is complete at the time of
application submission, indicate completion date (Month/Year).
[[Page 57508]]
iii. Operating plan describing:
(A) Planned Service operation;
(B) Identity and qualifications of the train operator;
(C) Identity and qualifications of any other Service providers
(e.g., on-board Service, equipment maintenance, station staff);
(D) Service frequency;
(E) Planned Routes and schedules;
(F) Station facilities that will be utilized;
(G) Projected ridership, Revenues, and costs, along with
descriptions of how and when the projections were developed;
(H) Equipment that will be utilized, how and when such equipment
will be acquired or refurbished (if necessary), and where such
equipment will be maintained; and
(I) A plan for ensuring safe operations and compliance with
applicable safety regulations.
iv. Funding plan that:
(A) Describes the funding of initial capital costs and Operating
Costs for the first six years of operation, along with projected
Revenue and Net Operating Costs. Provide date of cost estimates and
indicate if cost estimate updates are pending or needed;
(B) Includes commitment by the applicant to provide the funds
described in subparagraph (1) to the extent not covered by federal
grants and Revenues; and
(C) Describes the funding of Operating Costs and capital costs, to
the extent necessary, after the first six years of operation.
(D) The applicant should propose a schedule for payment of invoices
and submission of federal reimbursement requests.\21\ Also, describe
how that proposed schedule aligns with the applicant's fiscal year and
reconciliation of expenditures. The applicant should generally describe
its process, including timeframes, to reconcile Operating Costs and
account for Revenue for each Year of Service in relation to its fiscal
year. For example, if some Operating Costs for the first Year of
Service are incurred near the end of the fiscal year, describe the
process to reconcile all first Year of Service Operating Costs, as it
could impact budgeting and financial accounting for subsequent Years of
Service. FRA will work with applicants selected for an R&E award to
review and discuss further.
---------------------------------------------------------------------------
\21\ Applicant can list timeframes, such as ``invoices to be
paid [insert number] days after receipt of invoice; reimbursement
requests would be submitted on [insert appropriate timeframe
(quarterly, semi-annually, etc.)] basis, etc.''
---------------------------------------------------------------------------
v. Status of negotiations and agreements with:
(A) Each of the railroads or regional transportation authorities
whose tracks or facilities would be utilized by the Service;
(B) The anticipated Rail Carrier if such entity is not part of the
applicant group;
(C) Any other Service providers or entities expected to provide
Services or facilities that will be used by the Service, including any
required access to Amtrak systems, stations, and facilities if Amtrak
is not part of the applicant group; and
(D) Cost share partners if there will be multiple parties
contributing toward the cost of the Service. Indicate the level of
approval required within each entity and/or if any council, board, or
legislative approval is required.
vi. Environmental compliance documentation, as applicable, if a
website link is not cited in the Project Narrative. Applicants should
explain what federal (and, if appropriate, state, tribal, and local)
environmental compliance and permitting requirements have been
completed. Such requirements include NEPA and other federal, state,
tribal, and local permitting requirements, if applicable. For all other
federal, state, tribal, and local permitting requirements, the
applicant should describe which permits apply, the status of those
reviews, and the expected timeline for completion. If the NEPA process
is complete, an applicant should indicate the date of completion, and
provide a website link or other reference to the documents
demonstrating compliance with NEPA, which might include a final
Categorical Exclusion determination documentation, Finding of No
Significant Impact, or Record of Decision. If the NEPA process is not
yet underway, the application should state this. If the NEPA process is
underway, but not complete, the application should detail the type of
NEPA review underway, where the project is in the process, and indicate
the anticipated date of completion of all NEPA-related milestones.
Additional information regarding FRA's environmental processes and
requirements is located at https://railroads.dot.gov/rail-network-development/environment/environment.
vii. SF 424--Application for Federal Assistance.
viii. SF 424A--Budget Information for Non-Construction.
ix. SF 424B--Assurances for Non-Construction.
x. FRA F30--Certification Regarding Debarment, Suspension and Other
Responsibility Matters, Drug-Free Workplace Requirements and Lobbying.
xi. FRA F 251--Applicant Financial Capability Questionnaire.
xii. SF LLL--Disclosure of Lobbying Activities.
3. Unique Entity Identifier (UEI) and System for Award Management (SAM)
To apply for funding through www.Grants.gov, applicants must be
properly registered in SAM before submitting an application, provide a
valid UEI in its application, and continue to maintain an active SAM
registration all as described in detail below. Complete instructions on
how to register and submit an application can be found at
www.Grants.gov. Registering with Grants.gov is a one-time process;
however, it can take up to several weeks for first-time registrants to
receive confirmation and a user password. FRA recommends that
applicants start the registration process as early as possible to
prevent delays that may preclude submitting an application package by
the application deadline. Applications will not be accepted after the
due date.
FRA may not make a grant award to an applicant until the applicant
has complied with all applicable SAM requirements, and if an applicant
has not fully complied with the requirements by the time the federal
awarding agency is ready to make a federal award, the federal awarding
agency may determine that the applicant is not qualified to receive a
federal award and use that determination as a basis for making a
federal award to another applicant. Late applications, including those
that are the result of a failure to register or comply with Grants.gov
applicant requirements in a timely manner, will not be considered. If
an applicant has not fully complied with the requirements by the
submission deadline, the application will not be considered. To submit
an application through www.Grants.gov, applicants must follow the
directions below in Section D(3)(a).
a. Register With the SAM at www.SAM.gov
All applicants for federal financial assistance must maintain
current registrations in the SAM database. An applicant must be
registered in SAM to successfully register in Grants.gov. The SAM
database is the repository for standard information about federal
financial assistance applicants, recipients, and subrecipients.
Organizations that have previously submitted applications via
www.Grants.gov are already registered with SAM, as it is a requirement
for Grants.gov registration. Please note,
[[Page 57509]]
however, that applicants must update or renew their SAM registration at
least once per year to maintain an active status. Therefore, it is
critical to check registration status well in advance of the
application deadline. If an applicant is selected for an award, the
applicant must maintain an active SAM registration with current
information throughout the period of the award, including information
on a recipient's immediate and highest-level owner and subsidiaries, as
well as on all predecessors that have been awarded a federal contract
or grant within the last three years, if applicable. Information about
SAM registration procedures is available at www.SAM.gov.
b. Obtain a Unique Entity Identifier
On April 4, 2022, the Federal government discontinued using the
Data Universal Numbering System (DUNS). The DUNS number was replaced by
a new, non-proprietary identifier that is provided by the System for
Award Management (SAM.gov). This new identifier is called the Unique
Entity Identifier (UEI), or the Entity ID. To find or request a Unique
Entity Identifier, please visit www.SAM.gov.
4. Submission Dates and Times
Applicants must submit complete applications to www.Grants.gov no
later than 11:59 p.m. ET, September 30, 2024. Applicants will receive a
system-generated acknowledgement of receipt. FRA reviews www.Grants.gov
information on dates/times of applications submitted to determine
timeliness of submissions. Late applications will be neither reviewed
nor considered. To apply for funding under this announcement, all
applicants are expected to be registered as an organization with
Grants.gov. Applicants are strongly encouraged to apply early to ensure
all materials are received before this deadline.
To ensure a fair competition of limited discretionary funds, no
late submissions will be reviewed for any reason, including: (1)
failure to complete the Grants.gov registration process before the
deadline; (2) failure to follow Grants.gov instructions on how to
register and apply as posted on its website; (3) failure to follow all
the instructions in this NOFO; and (4) technical issues experienced
with the applicant's computer or information technology environment.
5. Intergovernmental Review
Intergovernmental Review is required for this Program. Applicants
must contact their state single point of contact to comply with their
state's process under Executive Order 12372.\22\
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\22\ https://www.archives.gov/federal-register/codification/executive-order/12372.html.
---------------------------------------------------------------------------
6. Funding Restrictions
Consistent with 2 CFR 200.458, as applicable, FRA will only approve
pre-award costs if such costs are incurred pursuant to the negotiation
and in anticipation of the grant agreement and if such costs are
necessary for efficient and timely performance of the scope of
work.\23\ Under 2 CFR 200.458, grant recipients must seek written
approval from FRA for pre-award activities to be eligible for
reimbursement under the grant. Activities initiated prior to the
execution of a grant or without FRA's written approval may be
ineligible for reimbursement.
---------------------------------------------------------------------------
\23\ For more information on pre-award costs, see FRA Answers to
Frequently Asked Questions about Pre-Award Authority, available at:
https://railroads.dot.gov/elibrary/federal-railroad-administration-answers-frequently-asked-questions-about-pre-award.
---------------------------------------------------------------------------
FRA is prohibited under 49 U.S.C. 22905(f) from providing R&E
grants for Commuter Rail Passenger Transportation. FRA's interpretation
of this provision is informed by the language in 49 U.S.C. 22908(b).
Under this NOFO, FRA's primary intent in funding projects is to help
offset initial operating losses while the new or expanded Intercity
Passenger Rail Services build their ridership and Revenue base. Such
projects may be located on shared corridors where Commuter Rail
Passenger Transportation and/or freight rail also benefit from the
project.
7. Other Submission Requirements
a. Submission Location
Applications must be submitted to www.Grants.gov. FRA does not
accept applications via mailed paper, fax machine, email, or other
means.
b. Consideration of Applications
Only applicants who comply with all submission deadlines described
in this NOFO and electronically submit valid, on-time applications
through www.Grants.gov will be eligible for award.
c. Late Applications
Any applications that Grants.gov time stamps after 11:59 p.m. ET
September 30, 2024 will not be accepted. Applicants are strongly
encouraged to make submissions days, if not weeks, in advance of the
deadline, and applicants facing technical issues are advised to contact
the Grants.gov helpdesk well in advance of the deadline.
E. Application Review Information
1. Criteria
a. Eligibility and Completeness Review
FRA will first screen each application for applicant and project
eligibility (eligibility requirements are outlined in Section C of this
Notice) and completeness (application documentation and submission
requirements are outlined in Section D of this Notice). As described in
Section D(2)(a)(iv), FRA will also evaluate information provided by the
applicant to identify and support its legal authority to undertake the
activities it would conduct if it is selected for an R&E grant award.
b. Evaluation Criteria
FRA will evaluate all eligible and complete applications using the
evaluation criteria (as part of the merit review) outlined in this
section to determine project readiness, technical merit, and project
benefits. FRA will consider the adequacy of information provided in the
application in evaluating whether the application is complete and
responsive to the evaluation criteria.
i. Project Readiness
In evaluating Project Readiness, FRA will evaluate project and
applicant risk based on the applicant's preparedness and capacity to
implement the proposed project, including whether the applicant is
reasonably equipped to begin operation of the Service in a timely
manner to meet their proposed schedule. FRA will evaluate whether the
applicant is able to meet project milestones and use federal funds
efficiently to deliver the proposed project.\24\ In addition to
responding to the Project Readiness criteria, applicants should provide
a thorough summary of the following, which should overlap with
information in the required documents: operating plan; capital and
mobilization plan including any capital investments, Service planning
actions, mobilization actions (such as qualification of train crews);
and timeline for undertaking and completing each of the investments.
Describe additional information such as the status of negotiation of
any cost share agreements between partners (indicate the level of
approval required within each entity); acquisition of equipment status
and timeline; construction of any
[[Page 57510]]
necessary infrastructure for the Initiation, Restoration, or
Enhancement of Service to be funded under this Notice; status of the
installation and/or full implementation of a Positive Train Control
system, as applicable; other federal/non-federal agency approvals (e.g.
Surface Transportation Board approval); and, other actions necessary
for Initiation, Restoration, and Enhancement of Service that have been
completed or remain necessary for completion.
---------------------------------------------------------------------------
\24\ Additional information on DOT's Project Readiness checklist
can be found here: https://www.transportation.gov/grants/dot-navigator/project-readiness-checklist-dot-discretionary-grant-applicants.
---------------------------------------------------------------------------
FRA will evaluate application information for the degree to which
the application demonstrates strong project readiness, evidenced by:
(A) The appropriate planning, design, any environmental reviews,
negotiation of agreements, acquisition of equipment, construction, and
other actions necessary for Initiation, Restoration, or Enhancement of
Service have been completed or nearly completed (49 U.S.C.
22908(d)(1));
(B) Funds are committed (i.e., level of certainty of the
commitment, such as the funds are secured with necessary approvals vs.
necessary approvals are pending) to cover the portion of the Net
Operating Costs not covered by the R&E grant;
(C) The capital and mobilization plan, operating plan, funding
plan, and status of negotiations and agreements described in Section
D(2)(b), are appropriate for the proposed project, including the
planned first Year of Service, proposed Service start date, and
subsequent Year(s) of Service included in the proposed grant period of
the proposed project, at a minimum (See 49 U.S.C. 22908(c)).
ii. Technical Merit
In evaluating Technical Merit, FRA will evaluate the degree to
which the SOW, project budget, and estimated project schedule are
reasonable and appropriate to achieve the expected outcomes, commitment
of necessary resources and workforce to deliver the project, and the
proposed project elements are appropriate for the project funding
request. FRA will also consider applicant risk with respect to the
applicant's past performance as a FRA recipient for grant-funded
projects, as applicable. FRA will evaluate application information for
the degree to which:
(A) The tasks and subtasks outlined in the SOW, estimated project
schedule, and project budget, are reasonable and appropriate to achieve
the expected outcomes of the proposed project;
(B) The technical qualifications and demonstrated experience of key
personnel proposed to lead and perform the technical efforts, and the
qualifications of the primary and supporting organizations to fully and
successfully execute the proposed project within the proposed timeframe
and budget;
(C) The applicant's past performance in developing and delivering
similar projects, as applicable, and previous financial contributions;
(D) The applicant's proposed approach to assessing and mitigating
risk is appropriate for the proposed project;
(E) Whether the applicant has, or will have, the legal, financial,
and technical capacity to carry out the project; satisfactory
continuing access to equipment or facilities; and the capability and
willingness to maintain the equipment or facilities.
iii. Project Benefits
FRA will evaluate the project benefits of the proposed project for
the anticipated private and public benefits, including any combination
of the following:
(A) Provide daily or daytime Service over Routes where such Service
did not previously exist (49 U.S.C. 22908(d)(3));
(B) Restore Service over Routes formerly operated by Amtrak,
including Routes described in section 11304 of the Passenger Rail
Reform and Investment Act of 2015 (49 U.S.C. 22908(d)(2));
(C) Provide Service to regions and communities that are underserved
or not served by other intercity public transportation (49 U.S.C.
22908(d)(6));
(D) Foster economic development, particularly in rural communities
and for disadvantaged populations (49 U.S.C. 22908(d)(7));
(E) Provide other non-transportation benefits (49 U.S.C.
22908(d)(8)); and,
(F) Enhance connectivity and geographic coverage of the existing
national network of Intercity Passenger Rail Service (49 U.S.C.
22908(d)(9)).
For each evaluation criterion--Project Readiness, Technical Merit,
and Project Benefits--FRA will evaluate whether the application
demonstrates level of risk or responsiveness, as applicable, and will
result in a rating of ``unacceptable,'' ``high,'' ``medium,'' or
``low'' as described in the rubric tables below. For each merit
criterion, FRA will use rubric ratings with applied criteria to
evaluate whether the applications meet the defined thresholds:
Merit Criteria Ratings--Project Readiness (Risk)
[For the Project Readiness Criteria described in Section E(1), FRA will
evaluate the application's responsiveness to the criteria, including an
assessment of supporting justifications, and assign a cumulative Project
Readiness risk rating.]
------------------------------------------------------------------------
Unacceptable High risk Medium risk Low risk
------------------------------------------------------------------------
Application Application Application Application
provides limited provides provides provides
or no insufficient sufficient thorough and
information information to information to complete
necessary to assess the assess the information and
assess the readiness project evidence to
readiness criterion; readiness assess the
criterion; application does criteria; project
application not demonstrate demonstrates readiness
fails to that sufficient support, criteria, and
demonstrate support, progress, or demonstrates
support, progress, or completion of strong support,
progress, or completion of appropriate progress, or
completion of appropriate Service completion of
appropriate Service preparation appropriate
Service preparation activities, but Service
preparation activities but indicates some preparation
activities; or indicates risk risk to activities, and
application to advancing the advancing the indicates
contains one or project without project in a minimal risk to
more barriers foreseeable timely manner; advancing the
that would delays; or and the project in a
prevent project application application timely manner;
delivery. contains a does not and application
barrier that contain a does not
would likely barrier that contain a
prevent project would likely barrier that
delivery in any prevent project would likely
of these areas. delivery in any prevent project
of these areas. delivery in any
of these areas.
------------------------------------------------------------------------
[[Page 57511]]
Merit Criteria Ratings--Technical Merit
[For the Technical Merit Criteria described in Section E(1), FRA will
evaluate the application's responsiveness to the criteria, including an
assessment of supporting justifications, and assign a cumulative
technical merit rating.]
------------------------------------------------------------------------
Highly
Unacceptable Acceptable Responsive responsive
------------------------------------------------------------------------
Application Application Application Application
provides limited contains provides provides
or no insufficient sufficient thorough and
information information to information and complete
necessary to assess one or evidence to information and
assess the more of the assess the evidence to
technical merit technical merit technical merit assess the
criteria, or criteria, or criteria, and technical merit
application application it demonstrates criteria, and
demonstrates one demonstrates that the sufficiently
or more technical applicant can demonstrates
significant challenges that deliver the that the
technical could affect project with project can be
challenges that project minimal successfully
would prevent delivery, but technical delivered by
the applicant not prevent the challenges. the applicant.
from delivering applicant from
the project. delivering the
project.
------------------------------------------------------------------------
Merit Criteria Ratings--Project Benefits
[For the Project Benefits Criteria described in Section E(1) FRA will
evaluate the application's responsiveness to the criteria, including an
assessment of supporting justifications, and assign a cumulative Project
Benefits rating.]
------------------------------------------------------------------------
Highly
Unacceptable Acceptable Responsive responsive
------------------------------------------------------------------------
Application The application Application Application
provides limited contains provides provides
or no insufficient sufficient thorough and
information information to information to complete
necessary to assess the assess the information and
assess the project benefits project evidence to
project benefits criteria; or benefits assess the
criteria, and does not criteria, and project
demonstrates the demonstrate that adequately benefits
project is not the project will demonstrates criteria, and
likely to achieve all its that the it sufficiently
achieve its intended project will demonstrates
intended benefits. likely achieve that the
benefits. its intended project will
benefits. achieve its
intended
benefits.
------------------------------------------------------------------------
In addition to the ratings described above, FRA will also apply the
selection preferences and consider the Administration Priorities, both
described in Section E(1).
iv. Selection Criteria
After completing the review of eligibility, completeness, and
evaluation criteria (merit review), among projects of similar merit,
FRA will apply the following criteria:
(A) Selection Preferences. FRA will give preference to applications
that include or demonstrate--
1. The proposed R&E funding is less than the maximum funding limit
for the applicable Year(s) of Service, as specified in Section C(2);
2. The application includes funding more than one source, such as
state, local, regional governmental, and/or private sources,
demonstrating broad participation by affected stakeholders (49 U.S.C.
22908(d)(4));
3. The applicant has funding plan that demonstrates the Service
will be financially sustainable beyond the grant period of performance
(49 U.S.C. 22908(d)(5));
4. The proposed Services are on Route(s) selected under the
Corridor Identification and Development Program and operated by Amtrak
(49 U.S.C. 22908(d)(10)); \25\ and,
---------------------------------------------------------------------------
\25\ The Corridor Identification and Development Program
(Corridor ID) is a new program authorized under IIJA. FRA recently
developed the program including the three corridor development steps
(Steps), as well as made its first award selections on December 8,
2023, in response to the FY 2022 Corridor ID NOFO. Only projects
proposed for funding under this NOFO that have completed all
Corridor ID Steps will receive this preference. At the time of
publication of this NOFO, no corridor has completed all Corridor ID
Steps; therefore, it is not expected that any applicants will
benefit from this preference.
---------------------------------------------------------------------------
5. The start of Revenue Service is likely to occur within one year
of award selection. This means most Service preparation activities,
particularly activities with uncertain duration or duration of more
than one year and activities necessary to resolve complex issues, have
been initiated, are well underway, and have realistic near-term
completion dates based on supporting explanations and/or documentation.
This is due to the limitation on the number of active R&E grants.
(B) Administration Priorities:
USDOT prioritizes projects that help to address transportation
insecurity, which is the inability for people to get to where they need
to go to meet the needs of their daily life regularly, reliably, and
safely due to either the high cost of transportation, lack of access,
or lack of safe transportation options. When identifying projects,
applicants must consider how the proposed project will increase safety,
lower transportation costs, increase the availability of multimodal
transportation options, and decrease greenhouse gas emissions. Funding
applications should state the identified area of transportation
insecurity the project is mitigating or reversing. USDOT will also
consider whether the applicant is participating in a federal technical
assistance program as part of the cross-government place based
technical assistance efforts, as appropriate.
1. Safety: FRA will assess the project's ability to foster a safe
transportation system for the movement of goods and people, consistent
with the Administration's Priorities to reduce transportation-related
fatalities and serious injuries across the transportation system. Such
considerations will include, but are not limited to, safe operations of
the Intercity Passenger Rail Service. Overall, FRA expects that
projects will provide positive safety benefits for all users and not
negatively impact safety for all users.
2. Climate Change and Sustainability: FRA will assess the project's
ability to reduce the harmful effects of climate change and anticipate
necessary improvements to prepare for extreme weather events. Such
considerations may include, but are not limited to, the extent to which
the project reduces emissions, promotes energy efficiency, increases
resiliency, incorporates evidence-based climate resilience measures or
features, and avoids adverse environmental impacts to air quality.
Projects that lead to a significant reduction of emissions meet the
objective of this priority.
3. Equity and Justice40: FRA will assess elements including how the
project will enable all people within the multimodal transportation
networks to reach their desired destination safely, affordably, and
with a comparable level of efficiency and ease, how the project helps
reconnect communities and mitigate neighborhood bifurcation, and how
the applicant will engage the public, including disadvantaged
communities, during the project's operations Lifecycle Stage. FRA will
consider the benefits and potential burdens a project may create, who
would experience them, and how the
[[Page 57512]]
benefits and potential burdens will impact underserved/disadvantaged
communities.
Applicants are strongly encouraged to use FRA's Justice40 Rail
Explorer Tool, (https://usdot.maps.arcgis.com/apps/webappviewer/?id=fd9810f673b64d228ae072bead46f703) in their assessment,
which is a rail-specific complement to the USDOT Equitable
Transportation Community (ETC) Explorer.\26\ The FRA Justice40 Rail
Explorer Tool provides GIS information on communities and pollution
based on the project's location, and applicants can use this tool to
note how their project location scores across several different
measures. Transportation disadvantaged communities experience burden,
as a result of underinvestment in transportation, in the following five
components: Transportation Insecurity, Climate and Disaster Risk
Burden, Environmental Burden, Health Vulnerability, and Social
Vulnerability.
---------------------------------------------------------------------------
\26\ As appropriate, applicants may also supplement the
Justice40 Rail Explorer Tool by referencing the Climate & Economic
Justice Screening Tool (CEJST), a new tool by the White House
Council on Environmental Quality (CEQ), that aims to help Federal
agencies identify disadvantaged communities as part of the Justice40
initiative to accomplish the goal that 40 percent of benefits from
certain federal investment reach disadvantaged communities.
---------------------------------------------------------------------------
4. Workforce Development, Job Quality, and Wealth Creation: FRA
will assess how the project will create good-paying, safe jobs with
free and fair choice to join a union; promote investments in high-
quality workforce development programs with supportive services to help
train, place, and retain people in good-paying jobs or registered
apprenticeships, with a focus on women, people of color, and others who
are underrepresented in infrastructure jobs (people with disabilities,
people with convictions, etc.); and change hiring policies and
workplace cultures to promote the entry and retention of
underrepresented populations. Also, FRA will consider how the project
promotes local inclusive economic development and entrepreneurship such
as the utilization of Disadvantaged Business Enterprises, Minority-
owned Businesses, Women-owned Businesses, or U.S. Small Business
Administration 8(a) Business Development program firms.
For Administration Priorities, FRA will evaluate whether the
application demonstrates level of risk or responsiveness, as
applicable, and will result in a rating of ``Non-responsive,''
``Acceptable,'' ``Responsive,'' or ``Highly Responsive'' as described
in the rubric below. Applicants do not need to respond to all of the
Administration Priorities if a certain criterion is not applicable to
the proposed project or indicate if a criterion is not applicable.
Administration Priorities Ratings
[For the Administration Priorities Criteria described in Section E (1),
FRA will evaluate the application's responsiveness to the criteria,
including an assessment of supporting justifications.]
------------------------------------------------------------------------
Highly
Non-responsive Acceptable Responsive responsive
------------------------------------------------------------------------
Application Application Application Application
contains contains limited contains contains
insufficient information that sufficient thorough and
information to is supported by information complete
assess benefits some evidence, that is information
to any of the but primarily adequately that is
Administration described supported by strongly
Priorities OR qualitatively, both supported by
project is that the project quantitative both
inconsistent is consistent and qualitative quantitative
with one or more with at least evidence that and qualitative
of the one of the the project has evidence that
Administration Administration clear and the project has
Priorities. Priorities. direct benefits clear, direct,
in at least one and significant
of the benefits in one
Administration or more of the
Priorities. Administration
Priorities, and
is not
inconsistent
with any of the
Administration
Priorities.
------------------------------------------------------------------------
The evaluation process may draw upon subject matter experts within
FRA Divisions whose expertise is relevant to understanding the
application's responsiveness to the Program criteria, such as assessing
the applicant's capacity to successfully deliver the project in
compliance with applicable federal requirements based on factors
including, but not limited to, the recipient's experience working with
federal agencies, previous experience with DOT discretionary grant
awards and/or the technical experience and resources dedicated to the
proposed project. Finally, in determining the allocation of program
funds, FRA may also consider geographic diversity, diversity in the
size of the systems receiving funding, and the applicant's receipt of
other competitive awards.
Upon completion of all reviews, FRA will finalize an Overall Rating
for each application. This rating will be a combination of the results
of the three merit criteria reviews, specifically Project Readiness,
Project Benefits, and Technical Merit criteria ratings as described in
Section E(1); and the Administration Priorities as described in Section
E(1). Provided in the Overall Rating Rubric below, each rating has
defined parameters by which each application will be assessed.
Overall Rating
----------------------------------------------------------------------------------------------------------------
Not recommended Acceptable Recommended Highly recommended
----------------------------------------------------------------------------------------------------------------
The application received an overall The application received The application The application
score of unacceptable based on an overall score of received an overall received an overall
Project Readiness, Technical Merit, acceptable based on score of recommended score of highly
and Project Benefits ratings, and Project Readiness, based on Project recommended based on
consideration of Administration Technical Merit, and Readiness, Technical Project Readiness,
Priorities. Project Benefits Merit, and Project Technical Merit, and
ratings, and Benefits ratings, and Project Benefits
consideration of has clear and direct ratings, and has
Administration benefits in one of the clear, direct, and
Priorities. Administration significant benefits
Priorities. in one or more of the
Administration
Priorities.
----------------------------------------------------------------------------------------------------------------
2. Review and Selection Process
FRA will conduct a five-part application review process, as
follows:
a. Intake and Eligibility Phase: Screen applications for applicant
and project eligibility, completeness, and the minimum amount of non-
federal funds or other federal financial assistance (completed by the
Evaluation
[[Page 57513]]
Management and Oversight Team (EMOT) comprised of FRA program review
directors who manage the pre-award process);
b. Evaluation Review Phase: Evaluate remaining applications against
the technical merit criteria, project benefit criteria, and project
readiness, assess environmental review risk, and consider alignment
with the Administration Priorities. The evaluation review is conducted
by technical merit review panels consisting of FRA staff. The technical
merit review panels may also include other staff from the U.S.
Department of Transportation (DOT). The EMOT will compile the results
of the Evaluation Review Phase consistent with the R&E Program
selection preferences. After considering all FRA reviews under the
statutory requirements and evaluation and selection criteria,
applications will be assigned an overall rating of ``Highly
Recommended,'' ``Recommended,'' ``Acceptable,'' or ``Not Recommended'';
c. Steering Committee Phase: The Steering Committee is comprised of
Senior Directors with the Office of Railroad Development, which may
also include senior leadership from the Railroad Office of Safety and
other relevant departments. The Steering Committee advises the EMOT in
the development and review of the proposed materials in preparation of
the Senior Review Team (SRT) briefing. The Steering Committee may
request more information from FRA offices whose expertise may be
relevant.
d. Senior Review Phase: The SRT will review, apply selection
criteria, and recommend initial selection of projects for the FRA
Administrator's review (completed by a Senior Review Team, which will
include FRA senior leadership and may include senior leadership from
the Office of the Secretary, as needed); and
e. Selection and Award Phase: Select recommended awards for the
Under Secretary of Transportation's or his designee's review and
approval (completed by the FRA Administrator).
3. Reporting Matters Related to Integrity and Performance
Before making a federal award with a total amount of federal
funding greater than the simplified acquisition threshold per 2 CFR
200.1 and 2 CFR 200.320, FRA will review and consider any information
about the applicant that is in the designated integrity and performance
system accessible through SAM (currently the Federal Awardee
Performance and Integrity Information System (FAPIIS)). See 41 U.S.C.
2313.
An applicant, at its option, may review information in the
designated integrity and performance systems accessible through SAM and
comment on any information about itself that a federal awarding agency
previously entered and is currently in the designated integrity and
performance system accessible through SAM.
FRA will consider any comments by the applicant, in addition to the
other information, in making a judgment about the applicant's
integrity, business ethics, and record of performance under federal
awards when completing the review of risk posed by applicants as
described in 2 CFR 200.206.
F. Federal Award Administration Information
1. Federal Award Notices
FRA will announce applications selected for funding in a press
release and on FRA's website after the application review period. This
announcement is FRA's notification to successful and unsuccessful
applicants alike. FRA will contact applicants with successful
applications after announcement with information and instructions about
the award process. This notification is not an authorization to begin
proposed project activities. FRA requires satisfaction of applicable
requirements by the applicant and a formal agreement signed by both the
recipient and the FRA, including an approved scope, schedule, and
budget, before obligating the grant. See an example of standard terms
and conditions for FRA grant awards at https://railroads.dot.gov/grants-loans/fra-discretionary-grant-agreements. This template is
subject to revision.
2. Administrative and National Policy Requirements
In connection with any program or activity conducted with or
benefiting from funds awarded under this Notice, recipients of funds
must comply with all applicable requirements of federal law, including,
without limitation, the Constitution of the United States; the
conditions of performance, nondiscrimination requirements, and other
assurances made applicable to the award of funds in accordance with
regulations of DOT; and applicable federal financial assistance and
contracting principles promulgated by the Office of Management and
Budget. In complying with these requirements, recipients, must ensure,
in particular, that no concession agreements are denied, or other
contracting decisions made, on the basis of speech or other activities
protected by the First Amendment. If DOT determines that a recipient
has failed to comply with applicable federal requirements, DOT may
terminate the award of funds and disallow previously incurred costs,
requiring the grantee to reimburse any expended award funds.
Examples of administrative and national policy requirements
include: 2 CFR part 200; procurement standards at 2 CFR part 200
subpart D, 2 CFR 1207.317, and 2 CFR 200.401; compliance with federal
civil rights laws and regulations; disadvantaged business enterprises
requirements; debarment and suspension requirements; drug-free
workplace requirements; FRA's and OMB's Assurances and Certifications;
the Americans with Disabilities Act (ADA); safety requirements; NEPA;
and environmental justice requirements. Unless otherwise stated in
statutory or legislative authority, or appropriations language, all
financial assistance awards follow the Uniform Administrative
Requirements, Cost Principles and Audit Requirements for Federal Awards
at 2 CFR part 200 and 2 CFR part 1201.
Assistance under this NOFO is subject to the grant conditions in 49
U.S.C. 22905, including protective arrangements that are equivalent to
the protective arrangements established under section 504 of the
Railroad Revitalization and Regulatory Reform Act of 1976 (45 U.S.C.
836) with respect to employees affected by actions taken in connection
with the project to be financed in whole or in part by grants subject
to 49 U.S.C. 22905, and the provision deeming operators Rail Carriers
and employers for certain purposes.\27\
---------------------------------------------------------------------------
\27\ Under 49 U.S.C. 22905(c)(1), a written agreement between
the applicant and the owner of railroad rights-of-way is only
required if the project uses the railroad right-of-way. Financial
assistance for a project that is limited to operations does not use
the railroad right-of-way, so no such agreement is required.
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Projects that have not sufficiently considered climate change and
sustainability in their planning, as determined by FRA, will be
required to do so before obligating a grant, consistent with Executive
Order 14008,\28\ Tackling the Climate Crisis at Home and Abroad (86 FR
7619). In the grant agreement, recipients will be expected to describe
activities they have taken or will take that addresses climate change.
Activities that address climate change include, but are not limited to,
demonstrating the proposed project will result in significant
greenhouse gas
[[Page 57514]]
emissions reductions; the project supports emissions reductions goals
in a local/regional/state plan; the project improves disaster
preparedness and resilience; and the project primarily focuses on
funding for state of good repair and clean transportation options,
including public transportation, walking, biking, and micro-mobility.
Activities that address environmental justice inequities include, but
are not limited to, supporting a modal shift in freight or passenger
movement to reduce emissions or reduce induced travel demand.
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\28\ https://www.whitehouse.gov/briefing-room/presidential-actions/2021/01/27/executive-order-on-tackling-the-climate-crisis-at-home-and-abroad/.
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Projects must consider and address equity and barriers to
opportunity in their planning, as determined by FRA, consistent with
Executive Order 13985,\29\ Advancing Racial Equity and Support for
Underserved Communities Through the Federal Government (86 FR 7009). In
the grant agreement, recipients should include a description of
activities they have taken or will take that addresses equity and
barriers to opportunity. These activities may include, but are not
limited to: completing an equity impact analysis for the project;
adopting an equity and inclusion program/plan; conducting meaningful
public engagement to ensure underserved communities are provided an
opportunity to be involved in the planning process; including
investments that either redress past barriers to opportunity or that
proactively create new connections and opportunities for underserved
communities; hiring from local communities; improving access to or
providing economic growth opportunities for underserved, overburdened,
or rural communities; or addressing historic or current inequitable air
pollution or other environmental burdens and impacts.
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\29\ https://www.whitehouse.gov/briefing-room/presidential-actions/2021/01/20/executive-order-advancing-racial-equity-and-support-for-underserved-communities-through-the-federal-government/.
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Recipients must comply with applicable appropriations act
requirements and all relevant requirements of 2 CFR part 200. Rights to
intangible property under grants awarded under this NOFO are governed
in accordance with 2 CFR part 200.315. See an example of standard terms
and conditions for FRA grant awards at https://railroads.fra.dot.gov/elibrary/award-administration-and-grant-conditions. This template is
subject to revision.
To the extent that applicants have not sufficiently considered job
quality and labor rights in their planning, as determined by the
Department of Labor, the applicants will be required to do so before
receiving funds for construction, consistent with Executive Order
14025,\30\ Worker Organizing and Empowerment (86 FR 22829), and
Executive Order 14052,\31\ Implementation of the Infrastructure
Investment and Jobs Act (86 FR 64335). Specifically, the project
delivery actions must support: (a) strong labor standards and the free
and fair choice to join a union, including project labor agreements,
local hire agreements, distribution of workplace rights notices, and
use of an appropriately trained workforce; (b) high-quality workforce
development programs, including registered apprenticeship, labor-
management training programs, and supportive services to help train,
place, and retain people in good-paying jobs and apprenticeships; and
(c) comprehensive planning and policies to promote hiring and inclusion
for all groups of workers, including through the use of local and
economic hiring preferences, linkage agreements with workforce programs
that serve underrepresented groups, and proactive plans to prevent
harassment.
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\30\ https://www.whitehouse.gov/briefing-room/presidential-actions/2021/04/26/executive-order-on-worker-organizing-and-empowerment/.
\31\ https://www.whitehouse.gov/briefing-room/presidential-actions/2022/09/12/executive-order-on-the-implementation-of-the-energy-and-infrastructure-provisions-of-the-inflation-reduction-act-of-2022/.
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a. Federal Contract Compliance
As a condition of grant award and consistent with Executive Order
11246,\32\ Equal Employment Opportunity (30 FR 12319, and as amended),
all federally assisted contractors are required to make good faith
efforts to meet the goals of 6.9 percent of construction project hours
being performed by women, in addition to goals that vary based on
geography for construction work hours and for work being performed by
people of color. Under Section 503 of the Rehabilitation Act and its
implementing regulations, affirmative action obligations for certain
contractors include an aspirational employment goal of seven percent
workers with disabilities.
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\32\ https://www.dol.gov/agencies/ofccp/executive-order-11246/ca-11246.
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The U.S. Department of Labor's Office of Federal Contract
Compliance Programs (OFCCP) is charged with protecting America's
workers by enforcing equal employment opportunity and affirmative
action obligations of employers that do business with the federal
government. OFCCP enforces Executive Order 11246, Section 503 of the
Rehabilitation Act of 1973, and the Vietnam Era Veterans' Readjustment
Assistance Act of 1974. Together these legal authorities make it
unlawful for federal contractors and subcontractors to discriminate in
employment because of race, color, religion, sex, sexual orientation,
gender identity, national origin, disability, or status as a protected
veteran.
b. Critical Infrastructure Security, Cybersecurity, and Resilience
It is the policy of the United States to strengthen the security
and resilience of its critical infrastructure against both physical and
cyber threats. Each applicant selected for federal funding under this
notice must demonstrate, prior to signing of the grant agreement,
efforts to consider and address physical and cyber security risks
relevant to the transportation mode and type and scale of the project.
Proposed projects that have not appropriately considered and addressed
physical and cyber security and resilience in their planning, design,
and project oversight, as determined by the Department and the
Department of Homeland Security, will be required to do so before grant
obligation, consistent with the National Security Memorandum
Presidential Policy Directive 221 to Secure and Enhance the Resilience
of U.S. Critical Infrastructure.\33\
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\33\ https://www.whitehouse.gov/briefing-room/statements-releases/2024/04/30/fact-sheet-biden-harris-administration-announces-new-national-security-memorandum-on-critical-infrastructure/.
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c. Domestic Preference Requirements
Assistance under this NOFO is subject to the Buy America
requirements in 49 U.S.C. 22905(a) and the Build America, Buy America
Act, Public Law 117-58, 70901-52. In addition, as expressed in
Executive Order 14005,\34\ Ensuring the Future Is Made in All of
America by All of America's Workers (86 FR 7475), it is the policy of
the executive branch to maximize, consistent with law, the use of
goods, products, and materials produced in, and services offered in,
the United States. FRA expects all applicants to comply with that
requirement without needing a waiver. However, to obtain a waiver, an
applicant must be prepared to demonstrate how the applicant will
maximize the use of domestic goods, products, and materials in
constructing its project. If an applicant anticipates it may need a
waiver, the applicant should indicate the need in its application and
[[Page 57515]]
submit materials necessary for such requests together with its
application.
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\34\ https://www.whitehouse.gov/briefing-room/presidential-actions/2021/01/25/executive-order-on-ensuring-the-future-is-made-in-all-of-america-by-all-of-americas-workers/.
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d. Civil Rights and Title VI
As a condition of a grant award, grant recipients should
demonstrate that the recipient has a plan for compliance with civil
rights obligations and nondiscrimination laws, including Title VI of
the Civil Rights Act of 1964 and implementing regulations (49 CFR part
21), the Americans with Disabilities Act of 1990 (ADA), Section 504 of
the Rehabilitation Act, all other civil rights requirements, and
accompanying regulations. This may include a current Title VI plan,
completed Community Participation Plan, and a plan to address any
legacy infrastructure or facilities that are not compliant with ADA
standards. DOT's and the applicable Operating Administrations' Office
of Civil Rights may work with awarded grant recipients to ensure full
compliance with Federal civil rights requirements.
3. Reporting
a. Progress Reporting on Grant Activity
Each applicant selected for a grant will be required to comply with
all standard FRA reporting requirements, including quarterly progress
reports, quarterly federal financial reports, and interim and final
performance reports, as well as all applicable auditing, monitoring and
close out requirements. Reports may be submitted electronically.
Pursuant to 2 CFR 170.210, non-federal entities applying under this
NOFO must have the necessary processes and systems in place to comply
with the reporting requirements should they receive federal funding.
b. Additional Reporting
Applicants selected for funding are required to comply with all
reporting requirements in the standard terms and conditions for FRA
grant awards including 2 CFR 180.335 and 2 CFR 180.350. If the total
value of a selected applicant's currently active grants, cooperative
agreements, and procurement contracts from all federal awarding
agencies exceeds $10,000,000 for any period of time during the period
of performance of this federal award, then the applicant must maintain
the information reported to SAM and ensure that is made available in
the designated integrity and performance system (currently the Federal
Awardee Performance and Integrity Information System (FAPIIS)) about
civil, criminal, or administrative proceedings described in paragraph 2
of this award term and condition. This is a statutory requirement under
section 872 of Public Law 110-417, as amended (41 U.S.C. 2313). As
required by section 3010 of Public Law 111-212, all information posted
in the designated integrity and performance system on or after April
15, 2011, except past performance reviews required for federal
procurement contracts, will be publicly available.
c. Performance and Program Evaluation
Recipients and subrecipients are also encouraged to incorporate
program evaluation, including associated data collection activities
from the outset of their program design and implementation, to
meaningfully document and measure their progress towards meeting an
agency priority goal(s). Title I of the Foundations for Evidence-Based
Policymaking Act of 2018 (Evidence Act), Public Law 115-435 (2019)
urges federal awarding agencies and federal assistance recipients and
subrecipients to use program evaluation as a critical tool to learn, to
improve equitable delivery, and to elevate program service and delivery
across the Project Performance Period of the grant agreement/
cooperative agreement. Evaluation means ``an assessment using
systematic data collection and analysis of one or more programs,
policies, and organizations intended to assess their effectiveness and
efficiency'' (5 U.S.C. 311). Credible program evaluation activities are
implemented with relevance and utility, rigor, independence and
objectivity, transparency, and ethics (OMB Circular A-11, Part 6
Section 290).
For grant recipients receiving an award, evaluation costs are
allowable costs (either as direct or indirect), unless prohibited by
statute or regulation, and such costs may include the personnel and
equipment needed for data infrastructure and expertise in data
analysis, performance, and evaluation (2 CFR part 200).
d. Performance Reporting
Each applicant selected for funding must collect information and
report on the project's performance using measures mutually agreed upon
by FRA and the recipient to assess progress in achieving strategic
goals and objectives. Examples of some performance measures are listed
in the table below. The applicable measure(s) will depend upon the type
of project, consistent with the recipient's application materials and
program goals.
Example Performance Measures
----------------------------------------------------------------------------------------------------------------
Primary administration
Performance measures Unit reported priority Description
----------------------------------------------------------------------------------------------------------------
Number of Passenger Trains........... Total number of Workforce Development, The number of daily
Passenger Trains per Job Quality, and passenger trains
Year. Wealth Creation. between city pairs on
the Route.
Passenger Ridership (i.e., Counts)... Total Ridership per Workforce Development, Total annual passenger
Year. Job Quality, and ridership represented
Wealth Creation. in total tickets sold
or trips completed for
passengers boarding
and alighting
(departing and
arriving) at all
stations on the Route.
Annual Revenue....................... U.S. Dollars per Year.. Workforce Development, Total annual Revenue
Job Quality, and generated from
Wealth Creation. ridership of the
Service, represented
from total tickets
sold for trips
originating or
terminating at all
stations on the Route.
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e. Program Evaluation
As a condition of grant award, grantees may be required to
participate in an evaluation undertaken by DOT, or another agency or
partner. The evaluation may take different forms such as an
implementation assessment across grant recipients, an impact and/or
outcomes analysis of all or selected sites within or across grantee, or
a benefit/cost analysis or assessment of return on investment. DOT may
require applicants to collect data elements to aid the evaluation. As a
part of the evaluation, as a condition of award,
[[Page 57516]]
recipient must agree to: (1) make records available to the evaluation
contractor; (2) provide access to program records, and any other
relevant documents to calculate costs and benefits; (3) in the case of
an impact analysis, facilitate the access to relevant information as
requested; and (4) follow evaluation procedures as specified by the
evaluation contractor or DOT staff.
G. Federal Awarding Agency Contacts
For further information concerning this Notice, please contact the
FRA NOFO Support program staff via email at [email protected].
If additional assistance is needed, you may contact Mr. Marc Dixon,
Office of Rail Program Development, Federal Railroad Administration, at
email: [email protected]; or telephone: 202-493-0614.
H. Other Information
All information submitted as part of or in support of any
application shall use publicly available data or data that can be made
public and methodologies that are accepted by industry practice and
standards, to the extent possible. If the application includes
information the applicant considers to be a trade secret or
confidential commercial or financial information, the applicant should
do the following: (1) Note on the front cover that the submission
``Contains Confidential Business Information (CBI)''; (2) mark each
affected page ``CBI''; and (3) highlight or otherwise denote the CBI
portions.
The DOT regulations implementing the Freedom of Information Act
(FOIA) are found at 49 CFR part 7 Subpart C--Availability of Reasonably
Described Records under the Freedom of Information Act which sets forth
rules for FRA to make requested materials, information, and records
publicly available under FOIA. Unless prohibited by law and to the
extent permitted under the FOIA, contents of applications and proposals
submitted by successful applicants may be released in response to FOIA
requests. In addition, following the completion of the selection
process and announcement of awards, FRA may publish a list of all
applications received along with the names of the applicant
organizations and funding amounts requested. Except for information
withheld under the previous paragraph, FRA may also make application
narratives publicly available or share application information within
DOT or with other Federal agencies if FRA determines that sharing is
relevant to the respective program's objectives.
Issued in Washington, DC.
Jennifer Mitchell,
Deputy Administrator.
[FR Doc. 2024-15357 Filed 7-12-24; 8:45 am]
BILLING CODE 4910-06-P