Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Gary Paxton Industrial Park Vessel Haulout Project in Sitka, Alaska, 56317-56341 [2024-15012]
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SUMMARY:
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[FR Doc. 2024–15021 Filed 7–8–24; 8:45 am]
BILLING CODE 3510–08–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XD855]
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Gary Paxton
Industrial Park Vessel Haulout Project
in Sitka, Alaska
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
AGENCY:
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Notice; proposed incidental
harassment authorization; request for
comments on proposed authorization
and possible renewal.
ACTION:
NMFS has received a request
from the City and Borough of Sitka
(CBS) for authorization to take marine
mammals incidental to the Gary Paxton
Industrial Park Vessel Haulout Project
in Sawmill Cove in Sitka, Alaska.
Pursuant to the Marine Mammal
Protection Act (MMPA), NMFS is
requesting comments on its proposal to
issue an incidental harassment
authorization (IHA) to incidentally take
marine mammals during the specified
activities. NMFS is also requesting
comments on a possible one-time, 1year renewal that could be issued under
certain circumstances and if all
requirements are met, as described in
the Request for Public Comments
section at the end of this notice. NMFS
will consider public comments prior to
making any final decision on the
issuance of the requested MMPA
authorization and agency responses will
be summarized in the final notice of our
decision.
SUMMARY:
Comments and information must
be received no later than August 8,
2024.
DATES:
Comments should be
addressed to Jolie Harrison, Chief,
Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service and should be
submitted via email to ITP.Fleming@
noaa.gov. Electronic copies of the
application and supporting documents,
as well as a list of the references cited
in this document, may be obtained
online at: https://www.fisheries.
noaa.gov/national/marine-mammalprotection/incidental-takeauthorizations-construction-activities.
In case of problems accessing these
documents, please call the contact listed
below.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments, including all
attachments, must not exceed a 25megabyte file size. All comments
received are a part of the public record
and will generally be posted online at
https://www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act without
change. All personal identifying
information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
ADDRESSES:
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Federal Register / Vol. 89, No. 131 / Tuesday, July 9, 2024 / Notices
information or otherwise sensitive or
protected information.
FOR FURTHER INFORMATION CONTACT: Kate
Fleming, Office of Protected Resources
(OPR), NMFS, (301) 427–8401.
SUPPLEMENTARY INFORMATION:
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Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
proposed or, if the taking is limited to
harassment, a notice of a proposed IHA
is provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of the takings are set forth.
The definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
National Environmental Policy Act
(NEPA)
To comply with the NEPA of 1969 (42
U.S.C. 4321 et seq.) and NOAA
Administrative Order (NAO) 216–6A,
NMFS must review our proposed action
(i.e., the issuance of an IHA) with
respect to potential impacts on the
human environment.
This action is consistent with
categories of activities identified in
Categorical Exclusion B4 (IHAs with no
anticipated serious injury or mortality)
of the Companion Manual for NAO 216–
6A, which do not individually or
cumulatively have the potential for
significant impacts on the quality of the
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human environment and for which we
have not identified any extraordinary
circumstances that would preclude this
categorical exclusion. Accordingly,
NMFS has preliminarily determined
that the issuance of the proposed IHA
qualifies to be categorically excluded
from further NEPA review.
We will review all comments
submitted in response to this notice
prior to concluding our NEPA process
or making a final decision on the IHA
request.
Summary of Request
On January 18, 2024, NMFS received
a request from CBS for an IHA to take
marine mammals incidental to
construction associated with the Gary
Paxton Industrial Park Vessel Haulout
Project in Sawmill Cove in Sitka,
Alaska. Following NMFS’ review of the
application, CBS submitted a revised
version on March 20, 2024, and another
on April 27, 2024. The application was
deemed adequate and complete on May
20, 2024. CBS’s request is for take of
nine species of marine mammals by
Level B harassment and, for a subset of
those species, by Level A harassment.
Neither CBS nor NMFS expect serious
injury or mortality to result from this
activity and, therefore, an IHA is
appropriate.
NMFS previously issued an IHA to
CBS for similar work (82 FR 47717,
October 13, 2017). CBS complied with
all the requirements (e.g., mitigation,
monitoring, and reporting) of the
previous IHA, and information
regarding their monitoring results may
be found in the Potential Effects of
Specified Activities on Marine
Mammals and Their Habitat section.
This proposed IHA would cover 1
year of a larger project; CBS intends to
request a future take authorization for
subsequent facets of the project. In year
1, construction of the following
elements would be completed: 150-ton
capacity vessel haulout piers, expanded
uplands including stormwater
collection and treatment, and a vessel
washdown pad. The larger multi-year
project involves construction of a
queuing float, approach dock and
gangway, a pile-supported deck area,
vessel haulout ramp, an uplands
shipyard, and pile anodes. While not
proposed to be constructed as part of
this project, CBS’s goal is to eventually
construct additional haulout piers to
accommodate removal of vessels up to
300 tons.
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Description of Proposed Activity
Overview
The CBS is proposing to construct a
vessel haulout facility at Gary Paxton
Industrial Park in Sawmill Cove in
Sitka, Alaska. Sitka is home to one of
the largest fishing fleets in Alaska, but
no public vessel haulout facility has
existed in Sitka since March 2022. The
project would enable vessels to be
hauled out for maintenance, ensuring
safety of operating fleet traffic and
boosting the local economy through jobs
and enterprise at nearby marine service
providers. Over the course of 1 year
between October 2024 and September
2025, CBS would use vibratory and
impact pile driving and vibratory
removal to install and extract piles.
These methods of pile driving would
introduce underwater sounds that may
result in take, by Levels A and B
harassment, of marine mammals.
Dates and Duration
The proposed IHA would be effective
from October 1, 2024, to September 30,
2025. The project would require
approximately 62 days of pile driving
between October 15 and March 15. Inwater construction activities would only
occur during daylight hours, and
typically over a 10- to 12-hour work
day.
Specific Geographic Region
Sawmill Cove is a small body of water
located near Sitka, Alaska, at the mouth
of Silver Bay, which opens to the Sitka
Sound and Gulf of Alaska (see figures 1
and 2 in CBS’s IHA application).
Sawmill Cove has a fairly even and
shallow seafloor that gradually falls to a
depth of approximately 40 meters (m)
(131 feet (ft)). To the southeast, Silver
Bay is approximately 0.8 kilometers
(km) (0.5 miles (mi)) wide, 8.9 km (5.5
mi) long, and 40–85 m (131–279 ft)
deep. The bay is uniform with few rock
outcroppings or islands. To the
southwest, the Eastern Channel opens to
Sitka Sound, dropping off to depths of
120 m (400 ft) approximately 1.6 km (1
mi) southwest of the project site.
Sawmill Cove is an active marine
commercial and industrial area, which
includes a multipurpose, deep-water
dock constructed in 2017 to
accommodate large vessel services,
Silver Bay Seafoods’ processing plant, a
Northern Southeast Regional
Aquaculture Association hatchery, and
other tenants such as Northline
Seafoods, Serka Welding and Boat
Fabrication, and Island Fever Diving.
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Figure 1. Gary Paxton Industrial Park (GPIP) project area overview (background
image from Google Earth 2023).
Detailed Description of the Specified
Activity
CBS proposes to construct a vessel
haulout facility within the Gary Paxton
Industrial Park in Sawmill Cove, Sitka
Alaska. Activities to be completed
during the period of the proposed IHA
include the construction of 150-ton
capacity vessel haulout piers, expanded
uplands including stormwater
collection and treatment, and a vessel
washdown pad. Major equipment and
materials associated with construction
would most likely be mobilized to the
project site from Juneau, another
southeast Alaska location, or Seattle,
Washington. The larger multi-year
project involves construction of a
queuing float, approach dock and
gangway, a pile-supported deck area,
vessel haulout ramp, an uplands
shipyard, and pile anodes.
150-Ton Capacity Vessel Haulout Piers
To construct the 150-ton capacity boat
haulout piers, 36-inch (in) [91
centimeter (cm)] steel haulout pier
support piles, both vertical and battered,
would be installed primarily with a
vibratory hammer (an American
Piledriving Equipment 200–6 or
comparable vibratory hammer from
another manufacturer). Following
vibratory installation, piles would be
proofed with an impact hammer in
order to achieve design bearing capacity
(a Delmag D–62 diesel impact hammer
or equivalent). Up to 24-in (61 cm)
diameter steel temporary template pipe
piles would be installed to facilitate
accurate installation of permanent piles.
Temporary piles would be installed and
removed using a vibratory hammer.
Temporary template piles would only
be necessary for vertical support piles;
batter piles would be installed utilizing
permanent vertical support piles as a
template. Following construction of pier
superstructures, 24-in diameter steel
fender piles would be installed with a
vibratory hammer.
TABLE 1—PILE TYPES, INSTALLATION METHODS, AND DURATIONS
Number of
piles
Method
Duration
per pile
(min)
Strikes
per pile
Days of
installation
or removal
Max piles
per day
Haulout Pier Support Pile
36-in Steel Pipe Pile ...........
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Vibratory Installation ...........
Impact Installation ..............
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N/A
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2
20
EN09JY24.008
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Pile size/type
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TABLE 1—PILE TYPES, INSTALLATION METHODS, AND DURATIONS—Continued
Pile size/type
Duration
per pile
(min)
Number of
piles
Method
Strikes
per pile
Days of
installation
or removal
Max piles
per day
Haulout Pier Batter Pile
36-in Steel Pipe Pile ...........
Vibratory Installation ...........
Impact Installation ..............
4
120
N/A
N/A
3,000
2
2
10
30
N/A
4
6
20
N/A
8
26
Haulout Pier Fender Pile
24-in Steel Pipe Pile ...........
Vibratory Installation ...........
6
Template Pile
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24-in Steel Pipe Pile ...........
Vibratory Installation and
Removal.
Expanded Uplands
Uplands expansion would facilitate
the construction of the pile-supported
150-ton capacity haulout piers.
Expanded uplands would be
constructed with armor rock, shot rock
borrow (bulk fill), and crushed aggregate
base course. Bulk fill would be placed
directly on the existing ground surface.
When possible, materials would be
placed in the dry during low tidal
conditions, however, initial fill
operations are planned to continue
regardless of the level of tide. The bulk
fill material would be delivered to the
project site by trucks which would enddump the material into on-site
stockpiles for spreading. Bulk fill
placement and spreading would be
accomplished by track-mounted
excavator, bulldozer, or motor grader.
Above Mean Low Low Water, material
would be placed in lifts of specified
thickness. Each lift of material would be
compacted with a vibratory drum roller
compactor; all compaction operations
would be performed when the tide is
below the elevation of the work. As each
lift of bulk fill material is placed, armor
rock would be concurrently placed to
protect the embankments from erosion
during construction. As with the bulk
fill materials, armor rock would be
delivered to the project site by trucks
and end-dumped into on-site stockpiles.
Armor rock would be individually
handled, manipulated, and placed on
the bulk fill side slopes by a trackmounted excavator, or crane.
A layer of base course would be
placed atop the expanded uplands area
and compacted, using similar methods
to the placement of bulk fill materials.
Stormwater Improvements
Stormwater improvements consisting
of storm drain catch basins, utility
holes, and associated piping would be
installed to control stormwater within
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52
the expanded uplands. The uplands
would be graded to facilitate stormwater
drainage towards the catch basins
installed in various locations
throughout the site.
Vessel Washdown Pad and Utility
Building
A permanent vessel washdown pad
would be installed adjacent to the
expanded uplands. A heated piping
system would be incorporated into the
concrete pad and the washdown pad
would be equipped with drainage for
vessel wash water. The drainage system
would collect wash water used for
vessel cleaning in a catch basin
incorporated into the washdown pad
and send it to a storm filter system
containing a grit chamber for filtration
of the effluent. All wash water would be
discharged into the Sitka municipal
sewer.
A 960-ft2 utility building would be
installed on-site, adjacent to the vessel
washdown pad, which would house the
water treatment equipment and
hydronic boilers for the heat piping
system.
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (see
Proposed Mitigation and Proposed
Monitoring and Reporting section).
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of CBS’s application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history of the potentially
affected species. NMFS fully considered
all of this information, and we refer the
reader to these descriptions, instead of
reprinting the information. Additional
information regarding population trends
and threats may be found in NMFS’
Stock Assessment Reports (SARs;
https://www.fisheries.noaa.gov/
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national/marine-mammal-protection/
marine-mammal-stock-assessments)
and more general information about
these species (e.g., physical and
behavioral descriptions) may be found
on NMFS’ website (https://
www.fisheries.noaa.gov/find-species).
Table 2 lists all species or stocks for
which take is expected and proposed to
be authorized for this activity and
summarizes information related to the
population or stock, including
regulatory status under the MMPA and
Endangered Species Act (ESA) and
potential biological removal (PBR),
where known. PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’ SARs). While no
serious injury or mortality is anticipated
or proposed to be authorized here, PBR
and annual serious injury and mortality
from anthropogenic sources are
included here as gross indicators of the
status of the species or stocks and other
threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’ stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’ U.S. Alaska and Pacific SARs.
All values presented in table 2 are the
most recent available at the time of
publication (including from the draft
2023 SARs) and are available online at:
https://www.fisheries.noaa.gov/
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national/marine-mammal-protection/
marine-mammal-stock-assessments.
TABLE 2—MARINE MAMMAL SPECIES 1 LIKELY TO OCCUR NEAR THE PROJECT AREA THAT MAY BE TAKEN BY CBS’S
ACTIVITIES
Common name
Scientific name
Stock
I
ESA/
MMPA
status;
strategic
(Y/N) 2
I
Stock abundance
(CV, Nmin, most recent
abundance survey) 3
Annual
M/SI 4
PBR
I
I
Order Artiodactyla—Cetacea—Mysticeti (baleen whales)
Family Eschrichtiidae:
Gray Whale .........................
Eschrichtius robustus ................
Eastern N Pacific ......................
-, -, N
26,960 (0.05, 25,849,
2016).
801
131
Family Balaenopteridae
(rorquals):
Humpback Whale ...............
Megaptera novaeangliae ..........
Hawai1i ......................................
-, -, N
127
27.09
Mexico-North Pacific .................
T, D, Y
11,278 (0.56, 7,265,
2020).
N/A (N/A, N/A, 2006) 5 ....
UND
0.57
Eastern North Pacific Alaska
Resident.
Eastern North Pacific Gulf of
Alaska, Aleutian Islands and
Bering Sea Transient.
Eastern Northern Pacific Northern Resident.
West Coast Transient ...............
N Pacific ....................................
-, -, N
Family Delphinidae:
Killer Whale ........................
Pacific White-Sided Dolphin
Family Phocoenidae (porpoises):
Harbor Porpoise .................
Orcinus orca .............................
Lagenorhynchus obliquidens ....
Phocoena phocoena .................
Yakutat/Southeast Alaska Offshore Waters.
19
1.3
-, -, N
1,920 (N/A, 1,920,
2019) 6.
587 (N/A, 587, 2012) 6 ....
5.9
0.8
-, -, N
302 (N/A, 302, 2018) 6 ....
2.2
0.2
2018) 6
-, -, N
-, -, N
349 (N/A, 349,
....
26,880 (N/A, N/A, 1990)
3.5
UND
0.4
0
-, -, N
N/A (N/A, N/A, 1997) 7 ....
UND
22.2
257,606 (N/A, 233,515,
2014).
626,618 (0.2, 530,376,
2019).
49,837 (N/A, 49,837,
2022) 8.
36,308 (N/A, 36,308,
2022) 9.
14,011
>321
11,403
373
299
267
2,178
93.2
356
77
Order Carnivora—Pinnipedia
Family Otariidae (eared seals
and sea lions):
CA Sea Lion .......................
Zalophus californianus ..............
U.S ............................................
-, -, N
Northern Fur Seal ...............
Callorhinus ursinus ...................
Eastern Pacific ..........................
-, D, Y
Steller Sea Lion ..................
Eumetopias jubatus ..................
Western .....................................
E, D, Y
Eastern ......................................
-, -, N
Sitka/Chatham Strait .................
-, -, N
Family Phocidae (earless seals):
Harbor Seal ........................
Phoca vitulina ...........................
13,289 (N/A, 11,883,
2015).
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1 Information on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy’s Committee on Taxonomy
(https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies; Committee on Taxonomy, 2022).
2 ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or which is determined to be
declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically designated under the MMPA
as depleted and as a strategic stock.
3 NMFS marine mammal SARs online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region. CV
is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable [explain if this is the case].
4 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated
mortality due to commercial fisheries is presented in some cases.
5 Abundance estimates are based upon data collected more than 8 years ago and, therefore, current estimates are considered unknown.
6N
est is based upon counts of individuals identified from photo-ID catalogs.
7 New stock split from Southeast Alaska stock.
8N
est is best estimate of counts, which have not been corrected for animals at sea during abundance surveys. Estimates provided are for the U.S. only. The overall
Nmin is 73,211 and overall PBR is 439.
9N
est is best estimate of counts, which have not been corrected for animals at sea during abundance surveys. Estimates provided are for the U.S. only.
As indicated above, all 9 species (with
14 managed stocks) in table 2
temporally and spatially co-occur with
the activity to the degree that take is
reasonably likely to occur. All species
that could potentially occur in the
proposed project areas are included in
table 1 of the IHA application. Sperm
whale, fin whale, North Pacific right
whale, minke whale, and Dall’s
porpoise are other marine mammals that
occur in the greater southeast Alaska
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area, but they are unlikely to be
encountered at the Gary Paxton
Industrial Park and thus are not
addressed further in this notice.
In addition, the northern sea otter
may be found in Sawmill Cove.
However, northern sea otter are
managed by the U.S. Fish and Wildlife
Service and are not considered further
in this document.
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Gray Whale
The migration pattern of gray whales
appears to follow a route along the
western coast of Southeast Alaska,
traveling northward from British
Columbia through Hecate Strait and
Dixon Entrance, passing the west coast
of Baranof Island from late March to
May and then return south in October
and November (Jones et al., 1984; Ford
et al., 2013). Gray whales are generally
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solitary, traveling alone or in small
groups (NMFS, 2022b).
Historically, sightings of gray whales
within Sitka Sound were common
during the spring herring spawn;
however, unusually large numbers of
gray whales have been documented in
western Sitka Sound near Kruzof Island
since 2014 and 2015 [Alaska
Department of Fish & Game (ADF&G),
2023; Wild et al., 2023]. It is unclear
what has triggered this increase, but
researchers believe it may be due to
reduced prey availability in other parts
of their range. Historical maps show that
herring spawn in the eastern channel
and Silver Bay in some years (ADF&G,
2023b). Additional historical records
from 1964 to 2011 indicate that herring
spawn in the Sitka Sound vicinity
approximately every 1–3 years (Sill and
Lemons, 2019). The most recent report
of herring spawning in Sawmill Cove
that NMFS is aware of occurred in 2011
(ADF&G, 2023b).
Records of gray whales in the Global
Biodiversity Information Facility (GBIF)
show 69 sightings reported by the
public within and immediately offshore
of Sitka Sound in the past 20 years
(GBIF, 2023a). Spanning from 1995 to
2000, weekly land-based surveys of
marine mammals from Sitka’s Whale
Park, located at the entrance to Silver
Bay, were completed between
September and May (Straley and
Pendell, 2017). Across 190 hours of
monitoring, three gray whales were
observed in November. During recent
marine mammal surveys associated with
construction projects near the project
area in Sitka Sound and in Silver Bay,
no gray whales were sighted [Turnagain
Marine Construction (TMC), 2017; CBS,
2019; Solstice, 2023].
Humpback Whale
Humpback whales congregate in Sitka
Sound in the spring to feed on spawning
herring (Wild et al., 2023) and again in
September through December to feed on
more diverse forage (Straley et al., 2018;
Wild et al., 2023). During the summer,
both herring and humpback whales
disperse throughout Sitka Sound and
away from the project area (Straley,
2017 pers comm. in Solstice, 2017).
During weekly surveys completed at
Sitka’s Whale Park between 1995 and
2000, Humpback whales were
frequently observed in groups of one to
four at a rate of 2.18 individuals per
day, with peak sightings in November
and December (Straley and Pendell,
2017). Similar group sizes were
documented during studies assessing
the potential influence of humpback
whales on wintering pacific herring
populations, completed in the fall
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(Straley et al., 2018). Groups of 25–30
whales were occasionally recorded in
areas outside Silver Bay in the Eastern
Channel (Straley and Pendell, 2017).
During construction of the Gary Paxton
Industrial Park Multipurpose Dock
Project in 2017, humpback whales were
typically observed in group sizes of two
(TMC, 2017. PSOs reported humpbacks
whales most frequently between 1,800–
2,000 m away, but distances recorded
ranged from 500 m to 5,000 m (TMC,
2017).
During monitoring in June 2019 for
the O’Connell Bridge Lightering Float
Pile Replacement Project (CBS, 2019)
within Crescent Bay and the Eastern
Channel, no humpback whales
observed. Observations during the
offshore geotechnical investigation for
this project resulted in four sightings of
nine total humpback whales during 80
hours of drilling operations between
September 20 and 29, 2023. Sightings
consisted of one to four whales
travelling, foraging, and swimming
throughout Silver Bay and into Herring
Cove (Solstice, 2023).
Humpback whales in the project area
are predominantly of the Hawaii
Distinct Population Segment (DPS),
which is not ESA-listed. However,
based on a comprehensive photoidentification study, individuals from
the Mexico DPS, which is listed as
threatened, are known to occur in
Southeast Alaska. Individuals of
different DPSs are known to intermix on
feeding grounds; therefore, all waters off
the coast of Alaska should be
considered to have ESA-listed
humpback whales. Approximately 2
percent of all humpback whales in
Southeast Alaska and northern British
Columbia are of the Mexico DPS, while
all others are of the Hawaii DPS (NMFS,
2021).
Killer Whale
Killer whales have been observed in
all oceans and seas of the world, but the
highest densities occur in colder and
more productive waters found at high
latitudes. Killer whales are found
throughout the North Pacific, and occur
along the entire Alaska coast, in British
Columbia and Washington inland
waterways, and along the outer coasts of
Washington, Oregon, and California.
Of the eight recognized killer whale
stocks, only the Alaska resident;
Northern resident; Gulf of Alaska,
Aleutian Islands, and Bering Sea
Transient (Gulf of Alaska transient); and
the West coast transient stocks are
considered in this application because
other stocks occur outside the
geographic area under consideration. It
is estimated that the majority of killer
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whales in the project area would be
from the Alaska Resident stock, (60.7
percent), followed by the Gulf of Alaska,
Aleutian Islands, and Bering Sea stock
(18.6 percent), then the West Coast
Transient (11.1 percent) and finally the
Northern Residents stock (9.6 percent)
(Young et al., 2023). The probability of
occurrence is estimated by dividing the
population of each stock by their
combined total population.
Records of killer whales in the GBIF
show 84 sightings reported by the
public within and immediately outside
of Sitka Sound in the past 20 years.
During weekly surveys at Whale Park in
Sitka between 1995 and 2000, killer
whales were ‘‘unpredictably’’ observed
in groups of four to eight at a rate of 0.22
individuals per day, with all sightings
most frequent in fall and spring (Straley
and Pendell, 2017). During recent
marine mammal surveys associated with
construction projects near the project
area in Sitka Sound and in Silver Bay,
no killer whales were sighted (TMC,
2017; CBS, 2019; Solstice, 2023).
Pacific White-Sided Dolphin
Pacific white-sided dolphins typically
inhabit the open ocean and coastal
waters away from shore (NMFS, 2022b).
Pacific white-sided dolphins are rare in
the inside passageways of Southeast
Alaska. Most observations occur off the
outer coast or in inland waterways near
entrances to the open ocean. However,
there are records of pacific white sided
dolphins observations in protected
inland waters of British Columbia since
at least the late 1980s (Morton, 2000;
Ashe, 2015) It is thought that Pacific
white-sided dolphins could be
experiencing a poleward shift in their
distribution in response to climate
change (Salvadeo et al., 2010; Rone et
al., 2017).
During weekly surveys completed at
Sitka’s Whale Park between 1995 and
2000, Pacific white sided dolphin were
rarely observed in groups of around four
at a rate of 0.02 individuals per day,
with all recorded sightings in February
(Straley and Pendell, 2017).
Recent construction monitoring
reports of monitoring in Sitka Sound
and in Silver Bay show no occurrence
of Pacific white-sided dolphins in the
project area (TMC, 2017; CBS, 2019;
Solstice, 2023).
Harbor Porpoise
The harbor porpoise inhabits
temperate, subarctic, and arctic waters.
In the eastern North Pacific, harbor
porpoises range from Point Barrow,
Alaska, to Point Conception, California.
Harbor porpoise primarily frequent
coastal waters and occur most
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frequently in waters less than 100 m
deep (Hobbs and Waite, 2010). They
may occasionally be found in deeper
offshore waters.
Harbor porpoise frequent nearshore
waters, but are not common in the
project vicinity. During weekly surveys
completed at Sitka’s Whale Park
between 1995 and 2000, harbor
porpoises were infrequently observed in
groups of about five to eight at a rate of
0.09 individuals per day, with peak
sightings in fall and late spring (Straley
and Pendell, 2017). During recent
marine mammal surveys associated with
construction projects near the project
area in Sitka Sound and in Silver Bay,
no harbor porpoise were sighted (TMC,
2017; CBS, 2019; Solstice, 2023).
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California Sea Lion
California sea lions live in coastal
waters and on beaches, docks, buoys,
and jetties. During the winter, male
California sea lions commonly migrate
to feeding grounds typically off
California, Oregon, Washington, British
Columbia, and recently and more rarely,
in southeast Alaska (Woodford 2020).
Females and pups typically stay close to
breeding colonies until the pups have
weened (NMFS 2022b). California sea
lions are occasionally sighted across the
Gulf of Alaska north to the Pribilof
Islands during all seasons of the year
(Maniscalco et al. 2004).
No research or monitoring reports
have indicated sightings of California
Sea Lions in the project area (Straley
and Pendell, 2017; TMC, 2017; CBS,
2019; Solstice, 2023). However, records
of California sea lions in the GBIF show
22 sightings reported by the public
within and immediately offshore of
Sitka Sound in the past 20 years,
suggesting a rare possibility of
occurrence.
Northern Fur Seal
Northern fur seals are typically found
in offshore waters outside of the
breeding season, although females and
young males may be found closer to
shore as they move to southern waters.
In Southeast Alaska and British
Columbia, they are known to
occasionally haul out at sea lion
rookeries (Carretta et al., 2022;
Committee on Endangered Wildlife in
Canada (COSEWIC), 2010).
Northern fur seals are considered rare
in the project area. Only four sightings
were included GBIF records within
Sitka Sound and nearby offshore waters
in the past 20 years, largely from agency
surveys reported in Ocean Biodiversity
Information System-Spatial Ecology
Analysis of Megavertebrate Populations
(GBIF, 2023a). Additionally, during
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weekly surveys at Whale Park in Sitka
between 1995 and 2000, no occurrences
of northern fur seals were reported
(Straley and Pendell, 2017), nor were
they documented during monitoring
completed for recent construction Sitka
Sound and in Silver Bay show (TMC,
2017; CBS, 2019; Solstice, 2023).
However, a female northern fur seal pup
was reported swimming ‘‘erratically’’
near the shore in Sitka in January 2023
before being transported to the Alaska
Sea Life Center for medical treatment
(McKenney, 2023).
Steller Sea Lion
The majority of Steller sea lions that
inhabit Southeast Alaska are part of the
eastern DPS; however, branded
individuals from the western DPS make
regular movements across the 144°
longitude boundary to the northern
‘‘mixing zone’’ haulouts and rookeries
within southeast Alaska (Jemison et al.,
2013). While haulouts and rookeries in
the northern portion of Southeast
Alaska may be important areas for
western DPS animals, there continues to
be little evidence that their regular range
extends to the southern haulouts and
rookeries in Southeast Alaska (Jemison
et al., 2018). However, genetic data
analyzed in Hastings et al. (2020)
indicated that up to 1.2 percent of
Steller sea lions near the project area
may be members of the western DPS.
Steller sea lions are common within
Sitka Sound and are likely to be found
within the project area year-round.
Steller sea lions were observed every
month of monitoring (September to
May) conducted at Whale Park between
1995 and 2000 (Straley and Pendell,
2017). Typical group sizes ranged from
1–2 (though sometimes over 100) at a
rate of 3.46 individuals per day, with
peak sightings in November, January,
and February.
In 2017, during construction of the
Gary Paxton Industrial Park
Multipurpose Dock Project in the same
area, an average of more than six Steller
sea lions per day were observed during
22 days of in-water construction per day
in October and November. Mean group
sizes recorded were two individuals.
During approximately 30 hours of
monitoring in June 2019 for the
O’Connell Bridge Lightering Float Pile
Replacement Project, a total of 42 Steller
sea lions were observed within Crescent
Bay and the Eastern Channel in group
sizes of 1 to 3 individuals. Several of
these individuals were recorded as
approaching or leaving Silver Bay (CBS,
2019). Finally, observations during the
offshore geotechnical investigation for
this project resulted in 79 sightings of
99 total Steller sea lions during 80 hours
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56323
of drilling operations between
September 20 and 29, 2023. Sightings
generally consisted of one to three sea
lions swimming largely within Sawmill
Cove (Solstice, 2023). PSOs observed
Steller sea lions at distances ranging
between 30 m to as far as 700 m from
the project site, with 10 percent of
individuals coming within less than 60
m of the project site, and over a third
of sightings occurring between 60 m and
130 m Solstice, 2023).
The project action area does not
overlap Steller sea lion critical habitat.
The Biorka Island haulout is the closest
designated critical habitat and is well
over 25 km southwest of the project
area. There are no known haulouts
within the project area.
Harbor Seal
Harbor seals are common in the inside
waters of southeastern Alaska, including
within the vicinity of the project area.
The species were observed during most
months of monitoring (September
through May) from data collected at
Whale Park between 1995 and 2000,
except in December and May (Straley
and Pendell, 2017). Harbor seals were
frequently observed in groups of one to
two. Harbor seals were also commonly
observed during recent construction
projects completed in the area, in
similar group sizes (one to two) (TMS,
2017; CBS, 2019; Solstice, 2023).
Similar to Steller sea lions, harbor seals
may linger in the project area for
multiple days. However, no designated
haulouts are within close proximity.
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Not all marine mammal
species have equal hearing capabilities
(e.g., Richardson et al., 1995; Wartzok
and Ketten, 1999; Au and Hastings,
2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine
mammals be divided into hearing
groups based on directly measured
(behavioral or auditory evoked potential
techniques) or estimated hearing ranges
(behavioral response data, anatomical
modeling, etc.). Subsequently, NMFS
(2018) described generalized hearing
ranges for these marine mammal hearing
groups. Generalized hearing ranges were
chosen based on the approximately 65decibel (dB) threshold from the
normalized composite audiograms, with
the exception for lower limits for low-
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frequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. Marine
mammal hearing groups and their
associated hearing ranges are provided
in table 3.
TABLE 3—MARINE MAMMAL HEARING GROUPS
[NMFS, 2018]
Hearing group
Generalized
hearing range *
Low-frequency (LF) cetaceans (baleen whales) .........................................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) ..............................................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, Cephalorhynchids, Lagenorhynchus cruciger & L.
australis).
Phocid pinnipeds (PW) (underwater) (true seals) .......................................................................................................................
Otariid pinnipeds (OW) (underwater) (sea lions and fur seals) ..................................................................................................
7 Hz to 35 kHz.
150 Hz to 160 kHz.
275 Hz to 160 kHz.
50 Hz to 86 kHz.
60 Hz to 39 kHz.
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65-dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al., 2007) and PW pinniped (approximation).
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
(Hemilä et al., 2006; Kastelein et al.,
2009; Reichmuth et al., 2013). This
division between phocid and otariid
pinnipeds is now reflected in the
updated hearing groups proposed in
Southall et al. 2019.
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2018) for a review of
available information.
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Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section provides a discussion of
the ways in which components of the
specified activity may impact marine
mammals and their habitat. The
Estimated Take of Marine Mammals
section later in this document includes
a quantitative analysis of the number of
individuals that are expected to be taken
by this activity. The Negligible Impact
Analysis and Determination section
considers the content of this section, the
Estimated Take of Marine Mammals
section, and the Proposed Mitigation
section, to draw conclusions regarding
the likely impacts of these activities on
the reproductive success or survivorship
of individuals and whether those
impacts are reasonably expected to, or
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.
Description of Sound Sources
The marine soundscape is comprised
of both ambient and anthropogenic
sounds. Ambient sound is defined as
the all-encompassing sound in a given
place and is usually a composite of
sound from many sources both near and
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far [American National Standards
Institute (ANSI), 1995]. The sound level
of an area is defined by the total
acoustical energy being generated by
known and unknown sources. These
sources may include physical (e.g.,
waves, wind, precipitation, earthquakes,
ice, atmospheric sound), biological (e.g.,
sounds produced by marine mammals,
fish, and invertebrates), and
anthropogenic sound (e.g., vessels,
dredging, aircraft, construction).
The sum of the various natural and
anthropogenic sound sources at any
given location and time—which
comprise ‘‘ambient’’ or ‘‘background’’
sound—depends not only on the source
levels (as determined by current
weather conditions and levels of
biological and shipping activity) but
also on the ability of sound to propagate
through the environment. In turn, sound
propagation is dependent on the
spatially and temporally varying
properties of the water column and sea
floor, and is frequency-dependent. As a
result of the dependence on a large
number of varying factors, ambient
sound levels can be expected to vary
widely over both coarse and fine spatial
and temporal scales. Sound levels at a
given frequency and location can vary
by 10–20 dB from day to day
(Richardson et al., 1995). The result is
that, depending on the source type and
its intensity, sound from the specified
activity may be a negligible addition to
the local environment or could form a
distinctive signal that may affect marine
mammals.
In-water construction activities
associated with the project would
include impact and vibratory pile
driving and removal. The sounds
produced by these activities fall into
one of two general sound types:
impulsive and non-impulsive.
Impulsive sounds (e.g., explosions,
gunshots, sonic booms, impact pile
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driving) are typically transient, brief
(less than 1 second), broadband, and
consist of high peak sound pressure
with rapid rise time and rapid decay
(ANSI, 1986; National Institute of
Occupational Safety and Health
(NIOSH), 1998; NMFS, 2018). Nonimpulsive sounds (e.g., aircraft,
machinery operations such as drilling or
dredging, vibratory pile driving, and
active sonar systems) can be broadband,
narrowband or tonal, brief or prolonged
(continuous or intermittent), and
typically do not have the high peak
sound pressure with rapid rise/decay
time that impulsive sounds do (ANSI,
1995; NIOSH, 1998; NMFS, 2018). The
distinction between these two sound
types is important because they have
differing potential to cause physical
effects, particularly with regard to
hearing (e.g., Ward, 1997, in Southall et
al., 2007).
Two types of hammers would be used
on this project: impact and vibratory.
Impact hammers operate by repeatedly
dropping a heavy piston onto a pile to
drive the pile into the substrate. Sound
generated by impact hammers is
characterized by rapid rise times and
high peak levels, a potentially injurious
combination (Hastings and Popper,
2005). Vibratory hammers install piles
by vibrating them and allowing the
weight of the hammer to push them into
the sediment. Vibratory hammers
produce significantly less sound than
impact hammers. Peak sound pressure
levels (SPLs) may be 180 dB or greater,
but are generally 10 to 20 dB lower than
SPLs generated during impact pile
driving of the same-sized pile (Oestman
et al., 2009). Rise time is slower,
reducing the probability and severity of
injury, and sound energy is distributed
over a greater amount of time (Nedwell
and Edwards, 2002; Carlson et al.,
2005).
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The likely or possible impacts of
CBS’s proposed activity on marine
mammals could involve both nonacoustic and acoustic stressors.
Potential non-acoustic stressors could
result from the physical presence of
equipment and personnel; however, any
impacts to marine mammals are
expected to be primarily acoustic in
nature. Acoustic stressors include
effects of heavy equipment operation
during pile installation and removal.
Acoustic Effects
The introduction of anthropogenic
noise into the aquatic environment from
pile driving and removal is the means
by which marine mammals may be
harassed from CBS’s specified activity.
In general, animals exposed to natural
or anthropogenic sound may experience
behavioral, physiological, and/or
physical effects, ranging in magnitude
from none to severe (Southall et al.,
2007, 2019). In general, exposure to pile
driving noise has the potential to result
in behavioral reactions (e.g., avoidance,
temporary cessation of foraging and
vocalizing, changes in dive behavior)
and, in limited cases, an auditory
threshold shift (TS). Exposure to
anthropogenic noise can also lead to
non-observable physiological responses
such an increase in stress hormones.
Additional noise in a marine mammal’s
habitat can mask acoustic cues used by
marine mammals to carry out daily
functions such as communication and
predator and prey detection. The effects
of pile driving noise on marine
mammals are dependent on several
factors, including, but not limited to,
sound type (e.g., impulsive vs. nonimpulsive), the species, age and sex
class (e.g., adult male vs. mom with
calf), duration of exposure, the distance
between the pile and the animal,
received levels, behavior at time of
exposure, and previous history with
exposure (Wartzok et al., 2004; Southall
et al., 2007). Here we discuss physical
auditory effects (TSs) followed by
behavioral effects and potential impacts
on habitat.
NMFS defines a noise-induced TS as
a change, usually an increase, in the
threshold of audibility at a specified
frequency or portion of an individual’s
hearing range above a previously
established reference level (NMFS,
2018). The amount of TS is customarily
expressed in dB. A TS can be permanent
or temporary. As described in NMFS
(2018), there are numerous factors to
consider when examining the
consequence of TS, including, but not
limited to, the signal temporal pattern
(e.g., impulsive or non-impulsive),
likelihood an individual would be
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exposed for a long enough duration or
to a high enough level to induce a TS,
the magnitude of the TS, time to
recovery (seconds to minutes or hours to
days), the frequency range of the
exposure (i.e., spectral content), the
hearing and vocalization frequency
range of the exposed species relative to
the signal’s frequency spectrum (i.e.,
how animal uses sound within the
frequency band of the signal; e.g.,
Kastelein et al., 2014), and the overlap
between the animal and the source (e.g.,
spatial, temporal, and spectral).
Permanent Threshold Shift (PTS)—
NMFS defines PTS as a permanent,
irreversible increase in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS, 2018). Available data from
humans and other terrestrial mammals
indicate that a 40-dB TS approximates
PTS onset (Ward et al., 1958, 1959;
Ward 1960; Kryter et al., 1966; Miller,
1974; Ahroon et al., 1996; Henderson et
al., 2008). PTS levels for marine
mammals are estimates, as with the
exception of a single study
unintentionally inducing PTS in a
harbor seal (Kastak et al., 2008), there
are no empirical data measuring PTS in
marine mammals largely due to the fact
that, for various ethical reasons,
experiments involving anthropogenic
noise exposure at levels inducing PTS
are not typically pursued or authorized
(NMFS, 2018).
Temporary Threshold Shift (TTS)—A
temporary, reversible increase in the
threshold of audibility at a specified
frequency or portion of an individual’s
hearing range above a previously
established reference level (NMFS,
2018). Based on data from cetacean TTS
measurements (Southall et al., 2007), a
TTS of 6 dB is considered the minimum
TS clearly larger than any day-to-day or
session-to-session variation in a
subject’s normal hearing ability
(Schlundt et al., 2000; Finneran et al.,
2000, 2002). As described in Finneran
(2015), marine mammal studies have
shown the amount of TTS increases
with cumulative sound exposure level
(SELcum) in an accelerating fashion: At
low exposures with lower SELcum, the
amount of TTS is typically small and
the growth curves have shallow slopes.
At exposures with higher SELcum, the
growth curves become steeper and
approach linear relationships with the
noise SEL.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
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56325
serious (similar to those discussed in
Masking, below). For example, a marine
mammal may be able to readily
compensate for a brief, relatively small
amount of TTS in a non-critical
frequency range that takes place during
a time when the animal is traveling
through the open ocean, where ambient
noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
time when communication is critical for
successful mother/calf interactions
could have more serious impacts. We
note that reduced hearing sensitivity as
a simple function of aging has been
observed in marine mammals, as well as
humans and other taxa (Southall et al.,
2007), so we can infer that strategies
exist for coping with this condition to
some degree, though likely not without
cost.
Many studies have examined noiseinduced hearing loss in marine
mammals (see Finneran (2015) and
Southall et al. (2019) for summaries).
TTS is the mildest form of hearing
impairment that can occur during
exposure to sound (Kryter, 2013). While
experiencing TTS, the hearing threshold
rises, and a sound must be at a higher
level in order to be heard. In terrestrial
and marine mammals, TTS can last from
minutes or hours to days (in cases of
strong TTS). In many cases, hearing
sensitivity recovers rapidly after
exposure to the sound ends. For
cetaceans, published data on the onset
of TTS are limited to captive bottlenose
dolphin (Tursiops truncatus), beluga
whale, harbor porpoise, and Yangtze
finless porpoise (Neophocoena
asiaeorientalis) (Southall et al., 2019).
For pinnipeds in water, measurements
of TTS are limited to harbor seals,
elephant seals (Mirounga angustirostris),
bearded seals (Erignathus barbatus) and
California sea lions (Zalophus
californianus) (Kastak et al., 1999, 2007;
Kastelein et al., 2019b, 2019c, 2021,
2022a, 2022b; Reichmuth et al., 2019;
Sills et al., 2020). TTS was not observed
in spotted (Phoca largha) and ringed
(Pusa hispida) seals exposed to single
airgun impulse sounds at levels
matching previous predictions of TTS
onset (Reichmuth et al., 2016). These
studies examine hearing thresholds
measured in marine mammals before
and after exposure to intense or longduration sound exposures. The
difference between the pre-exposure
and post-exposure thresholds can be
used to determine the amount of
threshold shift at various post-exposure
times.
The amount and onset of TTS
depends on the exposure frequency.
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Sounds at low frequencies, well below
the region of best sensitivity for a
species or hearing group, are less
hazardous than those at higher
frequencies, near the region of best
sensitivity (Finneran and Schlundt,
2013). At low frequencies, onset-TTS
exposure levels are higher compared to
those in the region of best sensitivity
(i.e., a low frequency noise would need
to be louder to cause TTS onset when
TTS exposure level is higher), as shown
for harbor porpoises and harbor seals
(Kastelein et al., 2019a, 2019c). Note
that in general, harbor seals and harbor
porpoises have a lower TTS onset than
other measured pinniped or cetacean
species (Finneran, 2015). In addition,
TTS can accumulate across multiple
exposures, but the resulting TTS will be
less than the TTS from a single,
continuous exposure with the same SEL
(Mooney et al., 2009; Finneran et al.,
2010; Kastelein et al., 2014, 2015). This
means that TTS predictions based on
the total, cumulative SEL will
overestimate the amount of TTS from
intermittent exposures, such as sonars
and impulsive sources. Nachtigall et al.
(2018) describe measurements of
hearing sensitivity of multiple
odontocete species (bottlenose dolphin,
harbor porpoise, beluga, and false killer
whale (Pseudorca crassidens)) when a
relatively loud sound was preceded by
a warning sound. These captive animals
were shown to reduce hearing
sensitivity when warned of an
impending intense sound. Based on
these experimental observations of
captive animals, the authors suggest that
wild animals may dampen their hearing
during prolonged exposures or if
conditioned to anticipate intense
sounds. Another study showed that
echolocating animals (including
odontocetes) might have anatomical
specializations that might allow for
conditioned hearing reduction and
filtering of low-frequency ambient
noise, including increased stiffness and
control of middle ear structures and
placement of inner ear structures
(Ketten et al., 2021). Data available on
noise-induced hearing loss for
mysticetes are currently lacking (NMFS,
2018). Additionally, the existing marine
mammal TTS data come from a limited
number of individuals within these
species.
Relationships between TTS and PTS
thresholds have not been studied in
marine mammals, and there is no PTS
data for cetaceans, but such
relationships are assumed to be similar
to those in humans and other terrestrial
mammals. PTS typically occurs at
exposure levels at least several decibels
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above that inducing mild TTS (e.g., a
40-dB threshold shift approximates PTS
onset (Kryter et al., 1966; Miller, 1974),
while a 6-dB threshold shift
approximates TTS onset (Southall et al.,
2007, 2019). Based on data from
terrestrial mammals, a precautionary
assumption is that the PTS thresholds
for impulsive sounds (such as impact
pile driving pulses as received close to
the source) are at least 6 dB higher than
the TTS threshold on a peak-pressure
basis and PTS cumulative sound
exposure level thresholds are 15 to 20
dB higher than TTS cumulative sound
exposure level thresholds (Southall et
al., 2007, 2019). Given the higher level
of sound or longer exposure duration
necessary to cause PTS as compared
with TTS, it is considerably less likely
that PTS could occur.
Activities for this project include
impact and vibratory pile driving and
removal. There would likely be pauses
in activities producing the sound during
each day. Given these pauses and the
fact that many marine mammals are
likely moving through the project areas
and not remaining for extended periods
of time, the potential for TS declines.
Behavioral Harassment—Exposure to
noise from pile driving also has the
potential to behaviorally disturb marine
mammals. Generally speaking, NMFS
considers a behavioral disturbance that
rises to the level of harassment under
the MMPA a non-minor response—in
other words, not every response
qualifies as behavioral disturbance, and
for responses that do, those of a higher
level, or accrued across a longer
duration, have the potential to affect
foraging, reproduction, or survival.
Behavioral disturbance may include a
variety of effects, including subtle
changes in behavior (e.g., minor or brief
avoidance of an area or changes in
vocalizations), more conspicuous
changes in similar behavioral activities,
and more sustained and/or potentially
severe reactions, such as displacement
from or abandonment of high-quality
habitat. Behavioral responses may
include changing durations of surfacing
and dives, changing direction and/or
speed; reducing/increasing vocal
activities; changing/cessation of certain
behavioral activities (such as socializing
or feeding); eliciting a visible startle
response or aggressive behavior (such as
tail/fin slapping or jaw clapping);
avoidance of areas where sound sources
are located. Pinnipeds may increase
their haul out time, possibly to avoid inwater disturbance (Thorson and Reyff,
2006). Behavioral responses to sound
are highly variable and context-specific
and any reactions depend on numerous
intrinsic and extrinsic factors (e.g.,
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species, state of maturity, experience,
current activity, reproductive state,
auditory sensitivity, time of day), as
well as the interplay between factors
(e.g., Richardson et al., 1995; Wartzok et
al., 2004; Southall et al., 2007, 2019;
Weilgart, 2007; Archer et al., 2010).
Behavioral reactions can vary not only
among individuals but also within an
individual, depending on previous
experience with a sound source,
context, and numerous other factors
(Ellison et al., 2012), and can vary
depending on characteristics associated
with the sound source (e.g., whether it
is moving or stationary, number of
sources, distance from the source). In
general, pinnipeds seem more tolerant
of, or at least habituate more quickly to,
potentially disturbing underwater sound
than do cetaceans, and generally seem
to be less responsive to exposure to
industrial sound than most cetaceans.
Please see Appendices B and C of
Southall et al. (2007) and Gomez et al.
(2016) for reviews of studies involving
marine mammal behavioral responses to
sound.
Habituation can occur when an
animal’s response to a stimulus wanes
with repeated exposure, usually in the
absence of unpleasant associated events
(Wartzok et al., 2004). Animals are most
likely to habituate to sounds that are
predictable and unvarying. It is
important to note that habituation is
appropriately considered as a
‘‘progressive reduction in response to
stimuli that are perceived as neither
aversive nor beneficial,’’ rather than as,
more generally, moderation in response
to human disturbance (Bejder et al.,
2009). The opposite process is
sensitization, when an unpleasant
experience leads to subsequent
responses, often in the form of
avoidance, at a lower level of exposure.
As noted above, behavioral state may
affect the type of response. For example,
animals that are resting may show
greater behavioral change in response to
disturbing sound levels than animals
that are highly motivated to remain in
an area for feeding (Richardson et al.,
1995; Wartzok et al., 2004; National
Research Council (NRC), 2005).
Controlled experiments with captive
marine mammals have showed
pronounced behavioral reactions,
including avoidance of loud sound
sources (Ridgway et al., 1997; Finneran
et al., 2003). Observed responses of wild
marine mammals to loud pulsed sound
sources (e.g., seismic airguns) have been
varied but often consist of avoidance
behavior or other behavioral changes
(Richardson et al., 1995; Morton and
Symonds, 2002; Nowacek et al., 2007).
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Available studies show wide variation
in response to underwater sound;
therefore, it is difficult to predict
specifically how any given sound in a
particular instance might affect marine
mammals perceiving the signal. If a
marine mammal does react briefly to an
underwater sound by changing its
behavior or moving a small distance, the
impacts of the change are unlikely to be
significant to the individual, let alone
the stock or population. However, if a
sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on individuals and populations
could be significant (e.g., Lusseau and
Bejder, 2007; Weilgart, 2007; NRC,
2005). However, there are broad
categories of potential response, which
we describe in greater detail here, that
include alteration of dive behavior,
alteration of foraging behavior, effects to
breathing, interference with or alteration
of vocalization, avoidance, and flight.
Changes in dive behavior can vary
widely and may consist of increased or
decreased dive times and surface
intervals as well as changes in the rates
of ascent and descent during a dive (e.g.,
Frankel and Clark, 2000; Costa et al.,
2003; Ng and Leung, 2003; Nowacek et
al., 2004; Goldbogen et al., 2013a,
2013b). Variations in dive behavior may
reflect interruptions in biologically
significant activities (e.g., foraging) or
they may be of little biological
significance. The impact of an alteration
to dive behavior resulting from an
acoustic exposure depends on what the
animal is doing at the time of the
exposure and the type and magnitude of
the response.
Disruption of feeding behavior can be
difficult to correlate with anthropogenic
sound exposure, so it is usually inferred
by observed displacement from known
foraging areas, the appearance of
secondary indicators (e.g., bubble nets
or sediment plumes), or changes in dive
behavior. As for other types of
behavioral response, the frequency,
duration, and temporal pattern of signal
presentation, as well as differences in
species sensitivity, are likely
contributing factors to differences in
response in any given circumstance
(e.g., Croll et al., 2001; Nowacek et al.,
2004; Madsen et al., 2006; Yazvenko et
al., 2007). A determination of whether
foraging disruptions incur fitness
consequences would require
information on or estimates of the
energetic requirements of the affected
individuals and the relationship
between prey availability, foraging effort
and success, and the life history stage of
the animal.
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Variations in respiration naturally
vary with different behaviors and
alterations to breathing rate as a
function of acoustic exposure can be
expected to co-occur with other
behavioral reactions, such as a flight
response or an alteration in diving.
However, respiration rates in and of
themselves may be representative of
annoyance or an acute stress response.
Various studies have shown that
respiration rates may either be
unaffected or could increase, depending
on the species and signal characteristics,
again highlighting the importance in
understanding species differences in the
tolerance of underwater noise when
determining the potential for impacts
resulting from anthropogenic sound
exposure (e.g., Kastelein et al., 2001,
2005, 2006; Gailey et al., 2007). For
example, harbor porpoise’ respiration
rate increased in response to pile
driving sounds at and above a received
broadband SPL of 136 dB (zero-peak
SPL: 151 dB re 1 mPa; SEL of a single
strike: 127 dB re 1 mPa2-s) (Kastelein et
al., 2013).
Marine mammals vocalize for
different purposes and across multiple
modes, such as whistling, echolocation
click production, calling, and singing.
Changes in vocalization behavior in
response to anthropogenic noise can
occur for any of these modes and may
result from a need to compete with an
increase in background noise or may
reflect increased vigilance or a startle
response. For example, in the presence
of potentially masking signals,
humpback whales and killer whales
have been observed to increase the
length of their songs (Miller et al., 2000;
Fristrup et al., 2003) or vocalizations
(Foote et al., 2004), respectively, while
North Atlantic right whales (Eubalaena
glacialis) have been observed to shift the
frequency content of their calls upward
while reducing the rate of calling in
areas of increased anthropogenic noise
(Parks et al., 2007). In some cases,
animals may cease sound production
during production of aversive signals
(Bowles et al., 1994).
Avoidance is the displacement of an
individual from an area or migration
path as a result of the presence of a
sound or other stressors, and is one of
the most obvious manifestations of
disturbance in marine mammals
(Richardson et al., 1995). For example,
gray whales are known to change
direction—deflecting from customary
migratory paths—in order to avoid noise
from seismic surveys (Malme et al.,
1984). Avoidance may be short-term,
with animals returning to the area once
the noise has ceased (e.g., Bowles et al.,
1994; Goold, 1996; Stone et al., 2000;
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Morton and Symonds, 2002; Gailey et
al., 2007). Longer-term displacement is
possible, however, which may lead to
changes in abundance or distribution
patterns of the affected species in the
affected region if habituation to the
presence of the sound does not occur
(e.g., Blackwell et al., 2004; Bejder et al.,
2006; Teilmann et al., 2006).
A flight response is a dramatic change
in normal movement to a directed and
rapid movement away from the
perceived location of a sound source.
The flight response differs from other
avoidance responses in the intensity of
the response (e.g., directed movement,
rate of travel). Relatively little
information on flight responses of
marine mammals to anthropogenic
signals exist, although observations of
flight responses to the presence of
predators have occurred (Connor and
Heithaus, 1996; Bowers et al., 2018).
The result of a flight response could
range from brief, temporary exertion and
displacement from the area where the
signal provokes flight to, in extreme
cases, marine mammal strandings
(England et al., 2001). However, it
should be noted that response to a
perceived predator does not necessarily
invoke flight (Ford and Reeves, 2008),
and whether individuals are solitary or
in groups may influence the response.
Behavioral disturbance can also
impact marine mammals in more subtle
ways. Increased vigilance may result in
costs related to diversion of focus and
attention (i.e., when a response consists
of increased vigilance, it may come at
the cost of decreased attention to other
critical behaviors such as foraging or
resting). These effects have generally not
been demonstrated for marine
mammals, but studies involving fishes
and terrestrial animals have shown that
increased vigilance may substantially
reduce feeding rates (e.g., Beauchamp
and Livoreil, 1997; Fritz et al., 2002;
Purser and Radford, 2011). In addition,
chronic disturbance can cause
population declines through reduction
of fitness (e.g., decline in body
condition) and subsequent reduction in
reproductive success, survival, or both
(e.g., Harrington and Veitch, 1992; Daan
et al., 1996; Bradshaw et al., 1998).
However, Ridgway et al. (2006) reported
that increased vigilance in bottlenose
dolphins exposed to sound over a 5-day
period did not cause any sleep
deprivation or stress effects.
Many animals perform vital functions,
such as feeding, resting, traveling, and
socializing, on a diel cycle (24-hour
cycle). Disruption of such functions
resulting from reactions to stressors
such as sound exposure are more likely
to be significant if they last more than
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one diel cycle or recur on subsequent
days (Southall et al., 2007).
Consequently, a behavioral response
lasting less than 1 day and not recurring
on subsequent days is not considered
particularly severe unless it could
directly affect reproduction or survival
(Southall et al., 2007). Note that there is
a difference between multi-day
substantive (i.e., meaningful) behavioral
reactions and multi-day anthropogenic
activities. For example, just because an
activity lasts for multiple days does not
necessarily mean that individual
animals are either exposed to activityrelated stressors for multiple days or,
further, exposed in a manner resulting
in sustained multi-day substantive
behavioral responses.
During a dock replacement project
completed at this site in 2017, monitors
observed marine mammals during
construction activities (i.e., vibratory or
impact installation 30-in and 48-in steel
piles; and vibratory removal of 16-in
wood piles) on 22 days between October
9 and November 9 (TMC, 2017). In most
cases behaviors were not reported, but
there is some information to indicate
that during pile driving a Steller sea lion
was observed feeding, and humpback
whales were observed moving through
the project area to the mouth of the bay
or to the inner bay. We expect similar
behavioral responses of marine
mammals to CBS’s specified activity for
this proposed project. That is,
disturbance, if any, is likely to be
temporary and localized (e.g., small area
movements).
Stress Responses—An animal’s
perception of a threat may be sufficient
to trigger stress responses consisting of
some combination of behavioral
responses, autonomic nervous system
responses, neuroendocrine responses, or
immune responses (e.g., Seyle, 1950;
Moberg, 2000). In many cases, an
animal’s first and sometimes most
economical (in terms of energetic costs)
response is behavioral avoidance of the
potential stressor. Autonomic nervous
system responses to stress typically
involve changes in heart rate, blood
pressure, and gastrointestinal activity.
These responses have a relatively short
duration and may or may not have a
significant long-term effect on an
animal’s fitness.
Neuroendocrine stress responses often
involve the hypothalamus-pituitaryadrenal system. Virtually all
neuroendocrine functions that are
affected by stress—including immune
competence, reproduction, metabolism,
and behavior—are regulated by pituitary
hormones. Stress-induced changes in
the secretion of pituitary hormones have
been implicated in failed reproduction,
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altered metabolism, reduced immune
competence, and behavioral disturbance
(e.g., Moberg, 1987; Blecha, 2000).
Increases in the circulation of
glucocorticoids are also equated with
stress (Romano et al., 2004).
The primary distinction between
stress (which is adaptive and does not
normally place an animal at risk) and
‘‘distress’’ is the cost of the response.
During a stress response, an animal uses
glycogen stores that can be quickly
replenished once the stress is alleviated.
In such circumstances, the cost of the
stress response would not pose serious
fitness consequences. However, when
an animal does not have sufficient
energy reserves to satisfy the energetic
costs of a stress response, energy
resources must be diverted from other
functions. This state of distress will last
until the animal replenishes its
energetic reserves sufficient to restore
normal function.
Relationships between these
physiological mechanisms, animal
behavior, and the costs of stress
responses are well-studied through
controlled experiments and for both
laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al.,
1998; Jessop et al., 2003; Krausman et
al., 2004; Lankford et al., 2005). Stress
responses due to exposure to
anthropogenic sounds or other stressors
and their effects on marine mammals
have also been reviewed (Fair and
Becker, 2000; Romano et al., 2002b)
and, more rarely, studied in wild
populations (e.g., Romano et al., 2002a).
For example, Rolland et al. (2012) found
that noise reduction from reduced ship
traffic in the Bay of Fundy was
associated with decreased stress in
North Atlantic right whales. These and
other studies lead to a reasonable
expectation that some marine mammals
will experience physiological stress
responses upon exposure to acoustic
stressors and that it is possible that
some of these would be classified as
‘‘distress.’’ In addition, any animal
experiencing TTS would likely also
experience stress responses (NRC,
2003), however distress is an unlikely
result of this project based on
observations of marine mammals during
previous, similar projects in the area.
Auditory Masking. Since many marine
mammals rely on sound to find prey,
moderate social interactions, and
facilitate mating (Tyack, 2008), noise
from anthropogenic sound sources can
interfere with these functions, but only
if the noise spectrum overlaps with the
hearing sensitivity of the receiving
marine mammal (Southall et al., 2007;
Clark et al., 2009; Hatch et al., 2012).
Chronic exposure to excessive, though
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not high-intensity, noise could cause
masking at particular frequencies for
marine mammals that utilize sound for
vital biological functions (Clark et al.,
2009). Acoustic masking is when other
noises such as from human sources
interfere with an animal’s ability to
detect, recognize, or discriminate
between acoustic signals of interest (e.g.,
those used for intraspecific
communication and social interactions,
prey detection, predator avoidance,
navigation) (Richardson et al., 1995;
Erbe et al., 2016). Therefore, under
certain circumstances, marine mammals
whose acoustical sensors or
environment are being severely masked
could also be impaired from maximizing
their performance fitness in survival
and reproduction. The ability of a noise
source to mask biologically important
sounds depends on the characteristics of
both the noise source and the signal of
interest (e.g., signal-to-noise ratio,
temporal variability, direction), in
relation to each other and to an animal’s
hearing abilities (e.g., sensitivity,
frequency range, critical ratios,
frequency discrimination, directional
discrimination, age or TTS hearing loss),
and existing ambient noise and
propagation conditions (Hotchkin and
Parks, 2013).
Under certain circumstances, marine
mammals experiencing significant
masking could also be impaired from
maximizing their performance fitness in
survival and reproduction. Therefore,
when the coincident (masking) sound is
human-made, it may be considered
harassment when disrupting or altering
critical behaviors. It is important to
distinguish TTS and PTS, which persist
after the sound exposure, from masking,
which occurs during the sound
exposure. Because masking (without
resulting in TS) is not associated with
abnormal physiological function, it is
not considered a physiological effect,
but rather a potential behavioral effect
(though not necessarily one that would
be associated with harassment).
The frequency range of the potentially
masking sound is important in
determining any potential behavioral
impacts. For example, low-frequency
signals may have less effect on highfrequency echolocation sounds
produced by odontocetes but are more
likely to affect detection of mysticete
communication calls and other
potentially important natural sounds
such as those produced by surf and
some prey species. The masking of
communication signals by
anthropogenic noise may be considered
as a reduction in the communication
space of animals (e.g., Clark et al., 2009)
and may result in energetic or other
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costs as animals change their
vocalization behavior (e.g., Miller et al.,
2000; Foote et al., 2004; Parks et al.,
2007; Di Iorio and Clark, 2010; Holt et
al., 2009). Masking can be reduced in
situations where the signal and noise
come from different directions
(Richardson et al., 1995), through
amplitude modulation of the signal, or
through other compensatory behaviors
(Hotchkin and Parks, 2013). Masking
can be tested directly in captive species
(e.g., Erbe, 2008), but in wild
populations it must be either modeled
or inferred from evidence of masking
compensation. There are few studies
addressing real-world masking sounds
likely to be experienced by marine
mammals in the wild (e.g., Branstetter et
al., 2013).
Marine mammals at or near the
proposed CBS project site may be
exposed to anthropogenic noise which
may be a source of masking.
Vocalization changes may result from a
need to compete with an increase in
background noise and include
increasing the source level, modifying
the frequency, increasing the call
repetition rate of vocalizations, or
ceasing to vocalize in the presence of
increased noise (Hotchkin and Parks,
2013). For example, in response to loud
noise, beluga whales may shift the
frequency of their echolocation clicks to
prevent masking by anthropogenic noise
(Tyack, 2000; Eickmeier and Vallarta,
2022).
Masking is more likely to occur in the
presence of broadband, relatively
continuous noise sources such as
vibratory pile driving. Energy
distribution of pile driving covers a
broad frequency spectrum, and sound
from pile driving would be within the
audible range of pinnipeds and
cetaceans present in the proposed action
area. While some construction during
the CBS’s activities may mask some
acoustic signals that are relevant to the
daily behavior of marine mammals, the
short-term duration and limited areas
affected make it very unlikely that the
fitness of individual marine mammals
would be impacted.
Airborne Acoustic Effects—Airborne
noise would primarily be an issue for
pinnipeds that are swimming or hauled
out near the project site within the range
of noise levels elevated above the
acoustic criteria. We recognize that
pinnipeds in the water could be
exposed to airborne sound that may
result in behavioral harassment when
looking with their heads above water.
Most likely, airborne sound would
cause behavioral responses similar to
those discussed above in relation to
underwater sound. For instance,
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anthropogenic sound could cause
hauled-out pinnipeds to exhibit changes
in their normal behavior, such as
reduction in vocalizations, or cause
them to temporarily abandon the area
and move further from the source.
However, these animals would
previously have been ‘‘taken’’ because
of exposure to underwater sound above
the behavioral harassment thresholds,
which are in all cases larger than those
associated with airborne sound. Thus,
the behavioral harassment of these
animals is already accounted for in
these estimates of potential take.
Therefore, we do not believe that
authorization of incidental take
resulting from airborne sound for
pinnipeds is warranted, and airborne
sound is not discussed further.
Cetaceans are not expected to be
exposed to airborne sounds that would
result in harassment as defined under
the MMPA.
Marine Mammal Habitat Effects
The project would occur in an active
marine commercial and industrial area.
The new facility will consist primarily
of new structures though an existing
boat ramp will be filled. Construction
activities at the Gary Paxton Industrial
Park could have localized, temporary
impacts on marine mammal habitat and
their prey by increasing in-water SPLs
and slightly decreasing water quality.
Increased noise levels may affect
acoustic habitat (see Masking discussion
above) and adversely affect marine
mammal prey in the vicinity of the
project area (see discussion below).
During vibratory and impact pile
driving, elevated levels of underwater
noise would ensonify a portion of
Eastern Channel and Silver Bay, where
both fish and mammals occur and could
affect foraging success.
Construction activities are of short
duration and would likely have
temporary impacts on marine mammal
habitat through increases in underwater
and airborne sound. These sounds
would not be detectable at the nearest
known Steller sea lion and harbor sea
haulouts, which are well beyond the
maximum distance of predicted in-air
acoustical disturbance.
Water Quality—Temporary and
localized reduction in water quality
would occur as a result of in-water
construction activities. Most of this
effect would occur during the
installation and removal of piles when
bottom sediments are disturbed. The
installation and removal of piles would
disturb bottom sediments and may
cause a temporary increase in
suspended sediment in the project area.
During pile removal, sediment attached
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to the pile moves vertically through the
water column until gravitational forces
cause it to slough off under its own
weight. The small resulting sediment
plume is expected to settle out of the
water column within a few hours.
Studies of the effects of turbid water on
fish (marine mammal prey) suggest that
concentrations of suspended sediment
can reach thousands of milligrams per
liter before an acute toxic reaction is
expected (Burton, 1993).
Effects to turbidity and sedimentation
are expected to be short-term, minor,
and localized. Suspended sediments in
the water column should dissipate and
quickly return to background levels in
all construction scenarios. Turbidity
within the water column has the
potential to reduce the level of oxygen
in the water and irritate the gills of prey
fish species in the proposed project
area. However, turbidity plumes
associated with the project would be
temporary and localized, and fish in the
proposed project area would be able to
move away from and avoid the areas
where plumes may occur. Therefore, it
is expected that the impacts on prey fish
species from turbidity, and therefore on
marine mammals, would be minimal
and temporary. In general, the area
likely impacted by the proposed
construction activities is relatively small
compared to the available marine
mammal habitat in Silver Bay, and does
not include any areas of particular
importance.
In-Water Construction Effects on
Potential Prey—Sound may affect
marine mammals through impacts on
the abundance, behavior, or distribution
of prey species (e.g., crustaceans,
cephalopods, fish, zooplankton). Marine
mammal prey varies by species, season,
and location and, for some, is not well
documented. Here, we describe studies
regarding the effects of noise on known
marine mammal prey.
Fish utilize the soundscape and
components of sound in their
environment to perform important
functions such as foraging, predator
avoidance, mating, and spawning (e.g.,
Zelick et al., 1999; Fay, 2009).
Depending on their hearing anatomy
and peripheral sensory structures,
which vary among species, fishes hear
sounds using pressure and particle
motion sensitivity capabilities and
detect the motion of surrounding water
(Fay et al., 2008). The potential effects
of noise on fishes depends on the
overlapping frequency range, distance
from the sound source, water depth of
exposure, and species-specific hearing
sensitivity, anatomy, and physiology.
Key impacts to fishes may include
behavioral responses, hearing damage,
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barotrauma (pressure-related injuries),
and mortality.
Fish react to sounds which are
especially strong and/or intermittent
low-frequency sounds, and behavioral
responses such as flight or avoidance
are the most likely effects. Short
duration, sharp sounds can cause overt
or subtle changes in fish behavior and
local distribution. The reaction of fish to
noise depends on the physiological state
of the fish, past exposures, motivation
(e.g., feeding, spawning, migration), and
other environmental factors. Hastings
and Popper (2005) identified several
studies that suggest fish may relocate to
avoid certain areas of sound energy.
Additional studies have documented
effects of pile driving on fish, although
several are based on studies in support
of large, multiyear bridge construction
projects (e.g., Scholik and Yan, 2001,
2002; Popper and Hastings, 2009).
Several studies have demonstrated that
impulse sounds might affect the
distribution and behavior of some
fishes, potentially impacting foraging
opportunities or increasing energetic
costs (e.g., Fewtrell and McCauley,
2012; Pearson et al., 1992; Skalski et al.,
1992; Santulli et al., 1999; Paxton et al.,
2017). However, some studies have
shown no or slight reaction to impulse
sounds (e.g., Pena et al., 2013; Wardle
et al., 2001; Jorgenson and Gyselman,
2009; Cott et al., 2012). More
commonly, though, the impacts of noise
on fish are temporary.
SPLs of sufficient strength have been
known to cause injury to fish and fish
mortality. However, in most fish
species, hair cells in the ear
continuously regenerate and loss of
auditory function likely is restored
when damaged cells are replaced with
new cells. Halvorsen et al. (2012a)
showed that a TTS of 4–6 dB was
recoverable within 24 hours for one
species. Impacts would be most severe
when the individual fish is close to the
source and when the duration of
exposure is long. Injury caused by
barotrauma can range from slight to
severe and can cause death, and is most
likely for fish with swim bladders.
Barotrauma injuries have been
documented during controlled exposure
to impact pile driving (Halvorsen et al.,
2012b; Casper et al., 2013).
The greatest potential impact to fishes
during construction would occur during
impact pile installation of 24-in and 36in steel pipe piles, which is estimated
to occur on up to 30 days for a
maximum of 6,000 strikes per day. Inwater construction activities would only
occur during daylight hours, allowing
fish to forage and transit the project area
in the evening. Vibratory pile driving
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would possibly elicit behavioral
reactions from fishes such as temporary
avoidance of the area but is unlikely to
cause injuries to fishes or have
persistent effects on local fish
populations. Construction also would
have minimal permanent and temporary
impacts on benthic invertebrate species,
a marine mammal prey source. In
addition, it should be noted that the
area in question is low-quality habitat
since it is already highly developed and
experiences a high level of
anthropogenic noise from normal
operations and other vessel traffic. In
general, any negative impacts on marine
mammal prey species are expected to be
minor and temporary.
Fish populations in the proposed
project area that serve as marine
mammal prey could be temporarily
affected by noise from pile installation
and removal. The frequency range in
which fishes generally perceive
underwater sounds is 50 to 2,000 Hz,
with peak sensitivities below 800 Hz
(Popper and Hastings, 2009). Fish
behavior or distribution may change,
especially with strong and/or
intermittent sounds that could harm
fishes. High underwater SPLs have been
documented to alter behavior, cause
hearing loss, and injure or kill
individual fish by causing serious
internal injury (Hastings and Popper,
2005).
The most likely impact to fish from
pile driving activities in the project area
would be temporary behavioral
avoidance of the area. The duration of
fish avoidance of an area after pile
driving stops is unknown, but a rapid
return to normal recruitment,
distribution and behavior is anticipated.
In general, impacts to marine mammal
prey species are expected to be minor
and temporary due to the expected short
daily duration of individual pile driving
events.
In-Water Construction Effects on
Potential Foraging Habitat—The areas
likely impacted by the project are
relatively small compared to the
available habitat in adjacent Sitka
Sound and does not include any BIAs
or ESA-designated critical habitat. The
total seafloor area affected by pile
installation and removal and the new
dock footprints is a small area compared
to the vast foraging area available to
marine mammals in the area. Pile
driving and removal at the project site
would not obstruct long-term
movements or migration of marine
mammals.
Avoidance by potential prey (i.e., fish
or, in the case of transient killer whales,
other marine mammals) of the
immediate area due to the temporary
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loss of this foraging habitat is also
possible. The duration of fish and
marine mammal avoidance of this area
after pile driving stops is unknown, but
a rapid return to normal recruitment,
distribution, and behavior is
anticipated. Any behavioral avoidance
by fish or marine mammals of the
disturbed area would still leave
significantly large areas of fish and
marine mammal foraging habitat in the
nearby vicinity.
In summary, given the short daily
duration of sound associated with
individual pile driving events and the
relatively small areas being affected,
pile driving activities associated with
the proposed action are not likely to
have a permanent adverse effect on any
fish habitat, or populations of fish
species. Any behavioral avoidance by
fish of the disturbed area would still
leave significantly large areas of fish and
marine mammal foraging habitat in the
nearby vicinity. Thus, we conclude that
impacts of the specified activity are not
likely to have more than short-term
adverse effects on any prey habitat or
populations of prey species. Further,
any impacts to marine mammal habitat
are not expected to result in significant
or long-term consequences for
individual marine mammals, or to
contribute to adverse impacts on their
populations.
Estimated Take of Marine Mammals
This section provides an estimate of
the number of incidental takes proposed
for authorization through the IHA,
which will inform NMFS’ consideration
of ‘‘small numbers,’’ the negligible
impact determinations, and impacts on
subsistence uses.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance,
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Authorized takes would primarily be
by Level B harassment, as use of the
acoustic sources (i.e., pile driving) has
the potential to result in disruption of
behavioral patterns for individual
marine mammals. There is also some
potential for auditory injury (Level A
harassment) to result, primarily for
mysticetes, high frequency species and
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phocids because predicted auditory
injury zones are larger than for midfrequency species and otariids. Auditory
injury is unlikely to occur for other
groups except Steller sea lions because
this species is expected to commonly
occur in close proximity to the project
area. The proposed mitigation and
monitoring measures are expected to
minimize the severity of the taking to
the extent practicable.
As described previously, no serious
injury or mortality is anticipated or
proposed to be authorized for this
activity. Below we describe how the
proposed take numbers are estimated.
For acoustic impacts, generally
speaking, we estimate take by
considering: (1) acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) the number of days of activities.
We note that while these factors can
contribute to a basic calculation to
provide an initial prediction of potential
takes, additional information that can
qualitatively inform take estimates is
also sometimes available (e.g., previous
monitoring results or average group
size). Below, we describe the factors
considered here in more detail and
present the proposed take estimates.
Acoustic Thresholds
NMFS recommends the use of
acoustic thresholds that identify the
received level of underwater sound
above which exposed marine mammals
would be reasonably expected to be
behaviorally harassed (equated to Level
B harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment—Though
significantly driven by received level,
the onset of behavioral disturbance from
anthropogenic noise exposure is also
informed to varying degrees by other
factors related to the source or exposure
context (e.g., frequency, predictability,
duty cycle, duration of the exposure,
signal-to-noise ratio, distance to the
source), the environment (e.g.,
bathymetry, other noises in the area,
predators in the area), and the receiving
animals (hearing, motivation,
experience, demography, life stage,
depth) and can be difficult to predict
(e.g., Southall et al., 2007, 2021; Ellison
et al., 2012). Based on what the
available science indicates and the
practical need to use a threshold based
on a metric that is both predictable and
measurable for most activities, NMFS
typically uses a generalized acoustic
threshold based on received level to
estimate the onset of behavioral
harassment. NMFS generally predicts
that marine mammals are likely to be
behaviorally harassed in a manner
considered to be Level B harassment
when exposed to underwater
anthropogenic noise above root-meansquared pressure received levels (RMS
SPL) of 120 dB (referenced to 1
micropascal (re 1 mPa)) for continuous
(e.g., vibratory pile driving, drilling) and
above RMS SPL 160 dB re 1 mPa for nonexplosive impulsive (e.g., seismic
airguns) or intermittent (e.g., scientific
sonar) sources. Generally speaking,
Level B harassment take estimates based
on these behavioral harassment
thresholds are expected to include any
likely takes by TTS as, in most cases,
the likelihood of TTS occurs at
distances from the source less than
those at which behavioral harassment is
likely. TTS of a sufficient degree can
manifest as behavioral harassment, as
reduced hearing sensitivity and the
potential reduced opportunities to
detect important signals (conspecific
communication, predators, prey) may
result in changes in behavior patterns
that would not otherwise occur.
CBS’s proposed activity includes the
use of continuous (vibratory pile
driving) and impulsive (impact pile
driving) sources, and therefore the RMS
SPL thresholds of 120 and 160 dB re 1
mPa is/are applicable.
Level A harassment—NMFS’
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive). CBS’s proposed activity
includes the use of impulsive (impact
pile driving) and non-impulsive
(continuous pile driving) sources.
These thresholds are provided in the
table below. The references, analysis,
and methodology used in the
development of the thresholds are
described in NMFS’ 2018 Technical
Guidance, which may be accessed at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-acoustic-technicalguidance.
TABLE 4—THRESHOLDS IDENTIFYING THE ONSET OF PTS
PTS onset acoustic thresholds *
(received level)
Hearing group
Impulsive
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Low-Frequency (LF) Cetaceans ......................................
Mid-Frequency (MF) Cetaceans ......................................
High-Frequency (HF) Cetaceans .....................................
Phocid Pinnipeds (PW) (Underwater) .............................
Otariid Pinnipeds (OW) (Underwater) .............................
Cell
Cell
Cell
Cell
Cell
1:
3:
5:
7:
9:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
219
230
202
218
232
dB;
dB;
dB;
dB;
dB;
Non-impulsive
LE,LF,24h: 183 dB .........................
LE,MF,24h: 185 dB ........................
LE,HF,24h: 155 dB ........................
LE,PW,24h: 185 dB .......................
LE,OW,24h: 203 dB .......................
Cell
Cell
Cell
Cell
Cell
2: LE,LF,24h: 199 dB.
4: LE,MF,24h: 198 dB.
6: LE,HF,24h: 173 dB.
8: LE,PW,24h: 201 dB.
10: LE,OW,24h: 219 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this table, thresholds are abbreviated to reflect ANSI standards (ANSI, 2013). However, peak sound pressure is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being included to indicate peak
sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW
pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could be exceeded in a
multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
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Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that are used in estimating the area
ensonified above the acoustic
thresholds, including source levels and
transmission loss coefficient.
The sound field in the project area is
the existing background noise plus
activities are based on reviews of
measurements of the same or similar
types and dimensions of piles available
in the literature. Source levels for each
pile size and activity each year are
presented in table 5. Source levels for
vibratory installation and removal of
piles of the same diameter are assumed
to be the same.
additional construction noise from the
proposed project. Marine mammals are
expected to be affected via sound
generated by the primary components of
the project (i.e., pile driving and
removal).
The project includes vibratory pile
installation and removal, and impact
pile driving. Source levels for these
TABLE 5—ESTIMATES OF MEAN UNDERWATER SOUND LEVELS * GENERATED DURING VIBRATORY AND IMPACT PILE
INSTALLATION AND VIBRATORY PILE REMOVAL
Pile driving method
Impact ................................
Vibratory Installation and
Extraction.
Pile size
(in.)
Pile type
Steel
Steel
Steel
Steel
Steel
Steel
Pipe
Pipe
Pipe
Pipe
Pipe
Pipe
Support Pile ....
Batter Pile .......
Support ...........
Batter ..............
Fender ............
Template .........
dB RMS
dB peak
dB SEL
Reference
36
193
210
183
Caltrans 2015, 2020.
36
166
N/A
N/A
NMFS 2023 Calculations.
24
163
N/A
N/A
NMFS 2023 Calculations.
Note: dB peak = peak sound level; rms = root mean square; SEL = sound exposure level.
* All sound levels are referenced at 10 m.
TL is the decrease in acoustic
intensity as an acoustic pressure wave
propagates out from a source. TL
parameters vary with frequency,
temperature, sea conditions, current,
source and receiver depth, water depth,
water chemistry, and bottom
composition and topography. The
general formula for underwater TL is:
TL = B × Log10 (R1/R2),
where
TL = transmission loss in dB
B = transmission loss coefficient
R1 = the distance of the modeled SPL from
the driven pile, and
R2 = the distance from the driven pile of the
initial measurement
Absent site-specific acoustical
monitoring with differing measured TL,
included in the methods underlying this
optional tool, we anticipate that the
resulting isopleth estimates are typically
going to be overestimates of some
degree, which may result in an
overestimate of potential take by Level
A harassment. However, this optional
tool offers the best way to estimate
isopleth distances when more
sophisticated modeling methods are not
available or practical. For stationary
sources such as pile driving, the
optional User Spreadsheet tool predicts
the distance at which, if a marine
mammal remained at that distance for
the duration of the activity, it would be
expected to incur PTS. Inputs used in
the optional User Spreadsheet tool, and
the resulting estimated isopleths, are
reported below.
a practical spreading value of 15 is used
as the TL coefficient in the above
formula. Site-specific TL data for the
Sitka Sound are not available; therefore,
the default coefficient of 15 is used to
determine the distances to the Level A
harassment and Level B harassment
thresholds.
The ensonified area associated with
Level A harassment is more technically
challenging to predict due to the need
to account for a duration component.
Therefore, NMFS developed an optional
User Spreadsheet tool to accompany the
Technical Guidance that can be used to
relatively simply predict an isopleth
distance for use in conjunction with
marine mammal density or occurrence
to help predict potential takes. We note
that because of some of the assumptions
TABLE 6—USER SPREADSHEET INPUTS
Vibratory
36-in haulout
pier support
pile
I
36-in haulout
pier batter
pile
I
Impact
24-in haulout
pier fender
pile
24-in template
pile
Installation
Spreadsheet Tab Used .............................................................
Installation or
removal
A.1) Vibratory Pile Driving
Source Level (SPL) ...................................................................
166 RMS
I
Transmission Loss Coefficient ..................................................
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........................
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183 SEL
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30
I ........................ I ........................
20
........................
2
Distance of sound pressure level measurement ......................
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2.5
Number of piles per day ...........................................................
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pile
15
Weighting Factor Adjustment (kHz) ..........................................
Activity Duration per day (minutes) ...........................................
Number of strikes per pile .........................................................
36-in haulout
pier support
pile
10
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TABLE 7—LEVEL A HARASSMENT AND LEVEL B HARASSMENT ISOPLETHS AND ASSOCIATED AREAS FROM VIBRATORY AND
IMPACT PILE DRIVING AND VIBRATORY REMOVAL
Level A harassment: isopleths (m), areas (km2)
Pile size/type
Method
LF
I
MF
I
HF
I
PW
I
OW
Level B
harassment:
isopleth (m).
areas (km2)
Haulout Pier Support Pile
36-in steel pipe pile ...............
Vibratory Installation ..............
Impact Installation .................
23.4, (0.006)
2,516, (3.13)
2.1, (0.001)
89.5, (0.022)
34.5, (0.009)
2,997, (3.64)
14.2, (0.004)
1,347, (1.49)
1.0, (0.001)
98, (0.024)
11,659, (9.41)
1,585, (1.94)
54.8, (0.013)
3,928, (4.64)
22.5, (0.006)
1,765, (2.24)
1.6, (0.001)
128, (0.032)
11,659, (9.41)
1,585, (1.94)
21.8, (0.006)
9.0, (0.003)
0.6, (0.001)
7,356, (7.61)
26.4, (0.008)
10.9, (0.003)
0.8, (0.001)
7,356, (7.61)
Haulout Pier Batter Pile
36-in Steel Pipe Pile ..............
Vibratory Installation ..............
Impact Installation .................
37.1, (0.010)
3,297, (3.97)
3.3, (0.003)
117.3, (0.029)
Haulout Pier Fender Pile
24-in Steel Pipe Pile ..............
Vibratory Installation ..............
14.7, (0.004)
24-in Steel Pipe Pile ..............
Vibratory Installation and Removal.
17.9, (0.005)
1.3, (0.001)
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Template Pile
Marine Mammal Occurrence and Take
Estimation
In this section we provide information
about the occurrence of marine
mammals, including density or other
relevant information which will inform
the take calculations.
Additionally, we describe how the
occurrence information is synthesized
to produce a quantitative estimate of the
take that is reasonably likely to occur
and proposed for authorization.
Available information regarding marine
mammal occurrence in the vicinity of
the project area includes site-specific
and nearby survey information and
historic data sets. Prior data sets
consulted included: (1) Protected
Species Observer (PSO) monitoring
completed at the project site on 8 days
between September 20 and 29, 2023
during the geotechnical investigation
preceding this project (Solstice, 2023),
(2) PSO monitoring completed at the
project site on 22 days between October
and November 2017 during the
Multipurpose Dock Project (TMC, 2017),
(3) PSO monitoring completed at
O’Connell Bridge (approximately 7 km
to the east of the project site) on 4 days
in June 2019 (CBS, 2019); (4) Landbased surveys conducted at Sitka’s
Whale Park completed weekly between
September and May 1995–2000 (Straley
and Pendell (2017)); and, (5) data
available on the GBIF (see IHA
application for further details).
To estimate take, CBS referred to the
above referenced data sets to estimate
takes per day for each species and
multiplied this factor by the total
number of construction days. NMFS
finds it more appropriate to describe the
take estimate inputs according to a daily
occurrence probability in which groups
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1.6, (0.001)
per day and group size are estimated for
each species and multiplied by the
number of days of each type of pile
driving activity. The equation used to
estimate take by Level B harassment for
all species is:
Exposure Estimate = group size × groups
per day × days of pile driving
activity.
CBS proposes to implement shutdown
zones for mid-frequency cetaceans and
otariids (except Steller sea lions) that
meet or exceed the Level A harassment
isopleths for all activities. For phocids,
high frequency cetaceans, and lowfrequency cetaceans, the calculated
Level A harassment zones exceed the
proposed shutdown zones during
impact installation of 36-in steel piles,
planned to occur on 30 construction
days. Because the best available
abundance estimates for these species
cover the general region of Sitka Sound
and Silver Bay, estimates of take by
Level A harassment were based on the
maximum predicted Level B isopleth for
each pile type, typically from vibratory
pile driving. In the absence of density
data, best available monitoring data for
the general area were used to estimate
take by Level A harassment.
Specifically, to calculate estimated take
by Level A harassment for these species,
we proportionally compared, by hearing
group, the portion of the largest Level A
harassment area (km2) that exceeds the
planned shutdown zone area (km2) to
the area (km2) of the largest Level B
harassment zone across that pile type
(typically from vibratory pile driving).
This ratio was then multiplied by the
group size, daily sightings, and number
of construction days, according to the
following equation:
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Take by Level A harassment = Level A
harassment area (km2)/Level B
harassment area (km2) × group size
× groups per day × days of pile
driving.
For Steller sea lions, during impact
pile driving of 24-in and 36-in steel pipe
piles, the shutdown zone would be
established at 60 m rather than the
larger Level A harassment isopleths (100
m and 130 m, respectively) due to
practicability; local monitoring data
suggests that Steller sea lions frequently
occur within close proximity of the
project site. The method described
above did not produce an estimate of
take by Level A harassment consistent
with the best available data for this
species at the project location.
Therefore, recent monitoring data
collected at this site (Solstice, 2023),
were used as the basis of calculating
take by Level A harassment. The
proportion of Steller sea lions detected
between 60 m and 130 m was
multiplied by group size, number of
daily sightings, and multiplied by the
number of construction days when
impact pile driving is proposed
according to this equation:
Take by Level A harassment = group
size × groups per day × days of
impact pile driving activity x
proportion of Steller sea lions
observed occurring between 60–
130 m during geotechnical drilling.
Proposed take estimates were rounded
up to the nearest whole number in table
8.
Gray Whale
CBS requested take by Level B
harassment of 31 gray whales, based on
an estimated 1 gray whale every 2 days
for 62 construction days. However,
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during weekly surveys conducted from
September to May between 1995 and
2000, gray whales were infrequently
observed in groups of three from Whale
Park. As such, NMFS finds it more
appropriate to propose to authorize 1
group of 3 gray whales every 14
construction days (62/14 construction
days = 4.4 2-week construction week
periods), resulting in 14 takes by Level
B harassment (1 group × 3 gray whales
× 4.4 construction periods = 13.2 takes
by Level B harassment).
The proposed shutdown zone exceeds
the calculated Level A harassment zone
except during impact pile driving of 36in steel piles (support and battered),
estimated across 30 construction days.
As such, it is possible that gray whales
may occur in the Level A harassment
zone and stay long enough to incur PTS
before exiting. For 36-in support piles,
the ratio of the Level A harassment area
(km2) that exceeds the shutdown zone
to the maximum predicted Level B
harassment area (km2) is 0.06. This
activity is estimated to take place on 20
construction days. For 36-in batter piles,
the ratio of the Level A harassment area
(km2) that exceeds the shutdown zone
to the Level B harassment area is 0.16.
This activity is estimated to take place
on 10 construction days. As such, 3
takes by Level A harassment are
estimated [(0.06 × 4.4 construction
periods × 1 group × 3 gray whales) +
(0.16 × 4.4 construction periods × 1
group × 3 gray whales) = 2.9 takes by
Level A harassment].
Any individuals exposed to the higher
levels associated with the potential for
PTS closer to the source might also be
behaviorally disturbed, however, for the
purposes of quantifying take we do not
count those exposures of one individual
as a take by both Level A harassment
take and Level B harassment. Therefore,
takes by Level B harassment calculated
as described above were further
modified to deduct the proposed
amount of take by Level A harassment.
Therefore, NMFS proposes to authorize
3 takes by Level A harassment and 11
takes by Level B harassment for gray
whale, for a total of 14 takes. When
allocating take across stocks, take
estimates are rounded up to the nearest
whole number.
Humpback Whale
CBS requested take by Level B
harassment of 248 humpback whales,
based on an estimated 4 humpback
whales occurring every 1 construction
day for 62 construction days. NMFS
concurs with this take estimate,
acknowledging that two groups of two
humpback whales occurring each
construction day is reasonable based on
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previous monitoring data (2 groups × 2
humpback whales × 62 construction
days = 248 takes by Level B harassment
of humpback whale).
The proposed shutdown zone exceeds
the calculated Level A harassment zone
except during impact pile driving of 36in steel piles (support and battered),
estimated across 30 construction days.
As such, it is possible that humpback
whales may occur in the Level A
harassment zone and stay long enough
to incur PTS before exiting. For 36-in
support piles, the ratio of the Level A
harassment area (km2) that exceeds the
shutdown zone to the maximum
predicted Level B harassment area (km2)
is 0.06. This activity is estimated to take
place on 20 construction days. For 36in batter piles, the ratio of the Level A
harassment area (km2) that exceeds the
shutdown zone to the Level B
harassment area is 0.16. This activity is
estimated to take place on 10
construction days. As such, 12 takes by
Level A harassment are estimated [(0.06
× 20 construction days × 2 groups × 2
humpback whales) + (0.16 × 10
construction days × 2 groups × 2
humpback whales) = 11.2 takes by Level
A harassment].
Any individuals exposed to the higher
levels associated with the potential for
PTS closer to the source might also be
behaviorally disturbed, however, for the
purposes of quantifying take we do not
count those exposures of one individual
as a take by both Level A harassment
take and Level B harassment. Therefore,
takes by Level B harassment calculated
as described above were further
modified to deduct the proposed
amount of take by Level A harassment.
Therefore, NMFS proposes to authorize
12 takes by Level A harassment and 236
takes by Level B harassment for
humpback whale, for a total of 248
takes. When allocating take across
stocks, take estimates are rounded up to
the nearest whole number.
Killer Whale
CBS requested take by Level B
harassment of 32 killer whales, based on
an estimated 1 killer whale occurring
every 2 construction days for 62
construction days. However, because
killer whales were unpredictably
observed from Whale Park in groups of
4–8 during weekly surveys conducted
from September to May between 1995
and 2000, NMFS finds it more
appropriate to propose to authorize 1
group of 8 killer whales every 7
construction days (62/7 construction
days = 8.9 construction weeks),
resulting in 71 takes by Level B
harassment (1 group × 8 killer whales ×
8.9 construction weeks = 71 takes by
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Level B harassment). No takes by Level
A harassment were requested or are
proposed for authorization.
Pacific White-Sided Dolphin
CBS requested take by Level B
harassment of 16 Pacific white-sided
dolphin, based on an estimated 1 Pacific
white-sided dolphin occurring every 4
construction days for 62 construction
days. However, Pacific white-sided
dolphin were rarely observed from
Whale Park in groups of four during
weekly surveys conducted from
September to May between 1995 and
2000. As such, NMFS finds it more
appropriate to propose to authorize 1
group of 4 Pacific white-sided dolphin
every 14 construction days (62/14 = 4.4
2-week construction periods), resulting
in 18 takes by Level B harassment (1
group × 4 Pacific white-sided dolphin ×
construction 4.4 periods = 17.6 takes by
Level B harassment). No takes by Level
A harassment are requested or proposed
for authorization.
Harbor Porpoise
CBS requested take by Level B
harassment of 16 harbor porpoise, based
on an estimated 1 harbor porpoise
occurring every 4 construction days for
62 construction days. However, harbor
porpoise were rarely observed from
Whale Park in groups of five during
weekly surveys conducted from
September to May between 1995 and
2000. As such, NMFS finds it more
appropriate to propose to authorize 1
group of 5 harbor porpoise every 14
construction days (62/14 construction
days = 4.4 2-week construction week
periods), resulting in 22 takes by Level
B harassment (1 group × 5 harbor
porpoises × 4.4 construction periods =
22 takes by Level B harassment).
During impact pile driving of 36-in
steel piles, estimated across 30
construction days, the expected Level A
harassment zone is larger than the
planned shutdown zone (see Figure 1 of
the Marine Mammal Mitigation and
Monitoring Plan). As such, it is possible
that harbor porpoise may enter the Level
A harassment zone and stay long
enough to incur PTS before exiting. For
36-in support piles, the ratio of the
Level A harassment area (km2) that
exceeds the shutdown zone to the
maximum predicted Level B harassment
area (km2) is 0.38. This activity is
estimated to take place on 20
construction days (20 construction
days/14 days = 1.43 2-week
construction periods). For 36-in batter
piles, the ratio of the portion of the
Level A harassment area that exceeds
the shutdown zone area (km2) to the
maximum predicted Level B harassment
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area is 0.48. This activity is estimated to
take place on 10 construction days (10
construction days/14 days = 0.71 2week construction periods). As such,
five takes by Level A harassment are
estimated [(0.38 × 1 group × 5 harbor
porpoise × 1.43 2-week construction
periods) + (0.48 × 1 group × 5 harbor
porpoises × 0.71 2-week construction
periods) = 4.4 takes by Level A
harassment].
Any individuals exposed to the higher
levels associated with the potential for
PTS closer to the source might also be
behaviorally disturbed; however, for the
purposes of quantifying take we do not
count those exposures of one individual
as a take by both Level A harassment
and Level B harassment. Therefore,
NMFS proposes to authorize 5 takes by
Level A harassment and 17 takes by
Level B harassment for harbor porpoise,
for a total of 22 takes.
Steller Sea Lion
CBS requested take by Level B
harassment of 496 Steller sea lions,
based on an estimated 8 Steller sea lions
occurring every 1 construction day for
62 construction days. NMFS concurs
with this take estimate, acknowledging
that four groups of two Steller sea lions
occurring each construction day is
reasonable based on previous
monitoring data (2 groups × 4 Steller sea
lion × 62 construction days = 496 takes
by Level B harassment of Steller sea
lion).
During impact pile driving of 36-in
steel piles, estimated across 30
construction days, the expected Level A
harassment zone is larger than the
proposed shutdown zone. As such, it is
possible that Steller sea lion may enter
the Level A harassment zone and stay
long enough to incur PTS before exiting.
For 36-in support piles, the ratio of the
Level A harassment area that exceeds
the planned shutdown zone (km2) to the
maximum predicted Level B harassment
area (km2) for is 0.001. This activity is
estimated to take place on 20
construction days. For 36-in batter piles,
the ratio of the Level A harassment area
(km2) to the maximum predicted Level
B harassment area is 0.002. This activity
is estimated to take place on 10
construction days. As such, one take by
Level A harassment was estimated
[(0.001 × 20 construction days × 2
groups × 4 Steller sea lion × 20
construction days) + (0.002 × 10
construction days × 2 groups × 4 Steller
sea lion × 10 construction days) = 0.32
takes by Level A harassment].
However, the 0.32 takes by Level A
harassment estimated using the method
described above does not likely reflect
the occurrence of Steller sea lion in the
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project area. Based on monitoring data
collected during geotechnical survey
conducted to inform this IHA
application, Steller sea lions are
expected to disproportionally occur
within close proximity to the project
site. Approximately 37 percent of Steller
sea lions documented during that
survey were observed between 60 m and
130 m, which corresponds to the Level
A zones during impact pile driving of
36-in piles. These scenarios may occur
on up to 30 construction days. Therefore
89 additional takes by Level A
harassment are proposed for
authorization (2 groups of 4 Steller sea
lion × 30 construction days × 0.37 = 89
takes by Level A harassment).
Any individuals exposed to the higher
levels associated with the potential for
PTS closer to the source might also be
behaviorally disturbed, however, for the
purposes of quantifying take we do not
count those exposures of one individual
as a take by both Level A and Level B
harassment. Therefore takes by Level B
harassment calculated as described
above are further modified to deduct the
proposed amount of take by Level A
harassment. Therefore, NMFS proposes
to authorize 89 takes by Level A
harassment and 407 takes by Level B
harassment for Steller sea lion, for a
total of 496 takes.
California Sea Lion
CBS requested take by Level B
harassment of five California sea lions,
based on an estimated one California sea
lion occurring every month that
construction is planned (October to
March = 5 months) to account for the
unlikely but small possibility that
California sea lion could occur in the
project area. However, NMFS finds it
more appropriate to estimate take by
Level B harassment according to
proposed duration of in-water work (62
construction days/30 days in 1 month =
2.06 construction months). As such,
NMFS proposes to authorize take by
Level B harassment of three California
sea lion (1 group × 1 California sea lion
× 2.06 construction months = 2.06 takes
by Level B harassment of California sea
lion). No takes by Level A harassment
are requested or proposed for
authorization.
Northern Fur Seal
CBS requested take by Level B
harassment of five northern fur seals,
based on an estimated one northern fur
seal occurring every month that
construction is planned (October—
March = 5 months) to account for the
unlikely but small possibility that
northern fur seals could occur in the
project area. However, NMFS finds it
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56335
more appropriate to estimate take by
Level B harassment according to
proposed duration of in-water work (62
construction days/30 days in 1 month =
2.06 months). As such, NMFS proposes
to authorize take by Level B harassment
of three northern fur seals (1 group × 1
northern fur seal × 2.06 construction
months = 2.06 takes by Level B
harassment of northern fur seal). No
takes by Level A harassment are
requested or proposed for authorization.
Harbor Seal
CBS requested take by Level B
harassment of 124 harbor seals, based
on an estimated 2 harbor seals occurring
every 2 construction days for 62
construction days. However, because
harbor seals are frequently documented
in the project area, NMFS finds it more
appropriate to propose to authorize 186
takes by Level B harassment of harbor
seal, based on the maximum groups size
of 3 documented at the project site in
2017 (1 group × 3 harbor seal × 62
construction days = 186 takes by Level
B harassment).
During impact pile driving of 36-in
steel piles, estimated across 30
construction days, the expected Level A
harassment zone is larger than the
planned shutdown zone. As such, it is
possible that harbor seal may enter the
Level A harassment zone and stay long
enough to incur PTS before exiting. For
36-in support piles, the ratio of the
Level A harassment area (km2) that
exceeds the planned shutdown zone to
the Level B harassment area (km2) is
0.16. This activity is estimated to take
place on 20 construction days. For 36in batter piles, the ratio of the Level A
harassment area that exceeds the
shutdown zone area (km2) to the
maximum predicted Level B harassment
area is 0.23 (km2). This activity is
estimated to take place on 10
construction days. As such, 34 takes by
Level A harassment are estimated [(0.16
× 20 construction days × 1 group × 3
harbor seals × 20 construction days) +
(0.23 × 10 construction days × 1 group
× 3 harbor seals) = 33.2 takes by Level
A harassment].
Any individuals exposed to the higher
levels associated with the potential for
PTS closer to the source might also be
behaviorally disturbed, however, for the
purposes of quantifying take we do not
count those exposures of one individual
as a take by both Level A harassment
take and Level B harassment. Therefore
takes by Level B harassment calculated
as described above are further modified
to deduct the proposed amount of take
by Level A harassment. Therefore,
NMFS proposes to authorize 34 takes by
Level A harassment and 152 takes by
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Level B harassment for harbor seal, for
a total of 186 takes.
The total proposed take authorization
for all species is summarized in table 8
below. Take by Level A harassment is
proposed for a total of 3 incidents for
gray whale, 11 incidents for humpback
whale, 5 incidents for harbor porpoise,
6 instances for Steller sea lion, and 34
incidents for harbor seal.
TABLE 8—PROPOSED TAKE BY STOCK AND HARASSMENT TYPE AND AS A PERCENTAGE OF STOCK ABUNDANCE
Proposed authorized take 1
Species
Stock
Gray Whale .....................................................
Eastern N Pacific ...........................................
Mexico—North Pacific ....................................
Hawai1i ............................................................
ENP Alaska Resident .....................................
ENP Northern Resident .................................
ENP Gulf of Alaska, Aleutian Islands, and
Bering Sea.
West Coast Transient ....................................
North Pacific ...................................................
Yakutat/Southeast Alaska Offshore Waters ..
Western DPS .................................................
Eastern DPS ..................................................
United States ..................................................
Eastern Pacific ...............................................
Sitka/Chatham Strait ......................................
Humpback Whale 2 .........................................
Killer Whale 3 ...................................................
Pacific white-sided dolphin .............................
Harbor Porpoise ..............................................
Steller sea lion 5 ..............................................
California sea lion ...........................................
Northern fur seal .............................................
Harbor Seal .....................................................
Level B
harassment
Level A
harassment
Proposed
take as a
percentage
of stock
abundance
11
5
231
44
7
14
3
1
11
0
0
0
<1
<1
<1
2.3
14.2
2.4
8
18
17
5
402
3
3
152
0
0
5
1
88
0
0
34
2.3
<1
(4)
<1
1.3
<1
<1
1.4
1 When
allocating take across stocks, take estimates are rounded up to the nearest whole number.
percent of take by Level A and Level B harassment of humpback whales are allocated to the Mexico DPS according to NMFS, 2021
3 Take by level B harassment of killer whale is allocated across stocks according to the proportion of the stock compared to total number of
animals in all four stocks that could occur in the project area: Alaska Residents, 60.7 percent; Northern Residents, 9.6 percent; Gulf of Alaska,
Aleutian Islands, and Bering Sea: 18.6 percent; West Coast Transient, 11.1 percent.
4 A reliable abundance estimate for this stock is currently unavailable.
5 1.2 percent take by Level A and Level B harassment of Steller sea lions are allocated to the Western DPS according to Hastings et al.
(2020).
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22
Proposed Mitigation
In order to issue an IHA under section
101(a)(5)(D) of the MMPA, NMFS must
set forth the permissible methods of
taking pursuant to the activity, and
other means of effecting the least
practicable impact on the species or
stock and its habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance, and on
the availability of the species or stock
for taking for certain subsistence uses
(latter not applicable for this action).
NMFS regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting the activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, NMFS considers two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
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mammals, marine mammal species or
stocks, and their habitat, as well as
subsistence uses. This considers the
nature of the potential adverse impact
being mitigated (likelihood, scope,
range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned);
and,
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost, and
impact on operations.
Mitigation for Marine Mammals and
Their Habitat
Shutdown Zones—For all pile driving
activities, CBS proposes to implement
shutdowns within designated zones.
The purpose of a shutdown zone is
generally to define an area within which
shutdown of the activity would occur
upon sighting of a marine mammal (or
in anticipation of an animal entering the
defined area). Shutdown zones vary
based on the activity type and marine
mammal hearing group (table 9). In most
cases, the shutdown zones are based on
the estimated Level A harassment
isopleth distances for each hearing
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group. However, in cases where it
would be challenging to detect marine
mammals at the Level A harassment
isopleth (e.g., for phocids, high
frequency cetaceans, and low frequency
cetaceans during impact pile driving)
and/or frequent shutdowns would
create practicability concerns (e.g.,
Steller sea lions during impact pile
driving), smaller shutdown zones have
been proposed (table 9).
Construction supervisors and crews,
Protected Species Observers (PSOs), and
relevant CBS staff must avoid direct
physical interaction with marine
mammals during construction activity.
If a marine mammal comes within 10 m
of such activity, operations must cease
and vessels must reduce speed to the
minimum level required to maintain
steerage and safe working conditions, as
necessary to avoid direct physical
interaction. If an activity is delayed or
halted due to the presence of a marine
mammal, the activity may not
commence or resume until either the
animal has voluntarily exited and been
visually confirmed beyond the
shutdown zone indicated in table 9, or
15 minutes have passed without redetection of the animal.
Finally, construction activities must
be halted upon observation of a species
for which incidental take is not
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authorized or a species for which
incidental take has been authorized but
the authorized number of takes has been
met entering or within any harassment
zone. If a marine mammal species not
covered under this IHA enters a
harassment zone, all in-water activities
will cease until the animal leaves the
zone or has not been observed for at
least 15 minutes, and NMFS would be
notified about species and precautions
taken. Pile driving will proceed if the
unauthorized species is observed
leaving the harassment zone or if 15
minutes have passed since the last
observation.
TABLE 9—PROPOSED SHUTDOWN ZONES
Shutdown zones (m)
Pile size/type
OW
Method
LF
MF
HF
PW
Steller
sea lion
Other
OW
Haulout Pier Support Pile
36-in Steel Pipe Pile .....................
Vibratory Installation .....................
Impact Installation .........................
30
2,000
10
90
40
300
20
130
10
60
10
100
10
120
60
300
30
130
10
60
10
130
20
10
30
10
10
10
20
10
30
20
10
10
Haulout Pier Batter Pile
36-in Steel Pipe Pile .....................
Vibratory Installation .....................
Impact Installation .........................
40
2,000
Haulout Pier Fender Pile
24-in Steel Pipe Pile .....................
Vibratory Installation .....................
Template Pile
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24-in Steel Pipe Pile .....................
Vibratory Installation and removal
Protected Species Observers (PSOs)—
The number and placement of PSOs
during all construction activities
(described in the Proposed Monitoring
and Reporting section) would ensure
that the entire shutdown zone is visible
during impact pile driving. In such
cases, PSOs would monitor the Level A
harassment zone and corresponding
shutdown zone to the greatest extent
practicable. CBS would employ at least
three PSOs for all pile driving activities.
Monitoring for Level A and Level B
Harassment—PSOs would monitor the
shutdown zones and beyond to the
extent that PSOs can see. Monitoring
beyond the shutdown zones enables
observers to be aware of and
communicate the presence of marine
mammals in the project areas outside
the shutdown zones and thus prepare
for a potential cessation of activity
should the animal enter the shutdown
zone. If a marine mammal enters either
harassment zone, PSOs will document
the marine mammal’s presence and
behavior.
Pre-and Post-Activity Monitoring—
Prior to the start of daily in-water
construction activity, or whenever a
break in pile driving of 30 minutes or
longer occurs, PSOs would observe the
shutdown zones and as much as the
harassment zones as possible for a
period of 30 minutes. Pre-start clearance
monitoring must be conducted during
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periods of visibility sufficient for the
lead PSO to determine that the
shutdown zones are clear of marine
mammals. If the shutdown zone is
obscured by fog or poor lighting
conditions, in-water construction
activity will not be initiated until the
entire shutdown zone is visible. Pile
driving may commence following 30
minutes of observation when the
determination is made that the
shutdown zones are clear of marine
mammals. If a marine mammal is
observed entering or within shutdown
zones, pile driving activity must be
delayed or halted. If pile driving is
delayed or halted due to the presence of
a marine mammal, the activity may not
commence or resume until either the
animal has voluntarily exited and been
visually confirmed beyond the
shutdown zone or 15 minutes have
passed without re-detection of the
animal. If a marine mammal for which
take by Level B harassment is
authorized is present in the Level B
harassment zone, activities may begin.
Soft-Start—The use of soft-start
procedures are believed to provide
additional protection to marine
mammals by providing warning and/or
giving marine mammals a chance to
leave the area prior to the hammer
operating at full capacity. For impact
pile driving, contractors would be
required to provide an initial set of three
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strikes from the hammer at reduced
energy, with each strike followed by a
30-second waiting period. This
procedure would be conducted a total of
three times before impact pile driving
begins. Soft start would be implemented
at the start of each day’s impact pile
driving and at any time following
cessation of impact pile driving for a
period of 30 minutes or longer. Soft start
is not required during vibratory pile
driving activities.
Based on our evaluation of the
applicant’s proposed measures, NMFS
has preliminarily determined that the
proposed mitigation measures provide
the means of effecting the least
practicable impact on the affected
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance. Note that the applicant
opted to forgo the use of a bubble
curtain as a mitigation measure as its
use would decrease production rates
due to the need to reposition the curtain
around piles and vessel traffic, the need
to maintain and operate the compressor,
and delays associated with mechanical
malfunctions.
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
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The MMPA implementing regulations at
50 CFR 216.104(a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present while conducting the activities.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
activity; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and,
• Mitigation and monitoring
effectiveness.
Visual Monitoring—Marine mammal
monitoring during pile driving activities
must be conducted by NMFS-approved
PSOs in a manner consistent with the
following:
• PSOs must be independent of the
activity contractor (for example,
employed by a subcontractor), and have
no other assigned tasks during
monitoring periods;
• At least one PSO must have prior
experience performing the duties of a
PSO during construction activity
pursuant to a NMFS-issued incidental
take authorization;
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• Other PSOs may substitute other
relevant experience, education (degree
in biological science or related field) or
training for experience performing the
duties of a PSO during construction
activities pursuant to a NMFS-issued
incidental take authorization;
• Where a team of three or more PSOs
is required, a lead observer or
monitoring coordinator will be
designated. The lead observer will be
required to have prior experience
working as a marine mammal observer
during construction activity pursuant to
a NMFS-issued incidental take
authorization; and,
• PSOs must be approved by NMFS
prior to beginning any activity subject to
this IHA.
PSOs should also have the following
additional qualifications:
• Ability to conduct field
observations and collect data according
to assigned protocols;
• Experience or training in the field
identification of marine mammals,
including identification of behaviors;
• Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
• Writing skills sufficient to prepare a
report of observations including, but not
limited to, the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates, times,
and reason for implementation of
mitigation (or why mitigation was note
implemented when required); and
marine mammal behavior; and,
• Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
Visual monitoring would be
conducted by a minimum of three
trained PSOs positioned at suitable
vantage points, such as the project site,
Sawmill Creek Road and Medveje
Hatchery (see figure 1 in the Marine
Mammal Mitigation and Monitoring
Plan). During vibratory pile driving, at
least one PSO would have an
unobstructed view of all water within
the shutdown zone. During impact pile
driving, a second PSO would be placed
at Sawmill Creek Road to ensure the
largest shutdown zone extending into
Eastern Channel is observable and a
third PSO would be placed at Medvejie
Hatchery to ensure as much of the
shutdown zone in Silver Bay is
observable as possible. All PSOs would
be stationed on elevated platforms to aid
in monitoring marine mammals.
Monitoring would be conducted 30
minutes before, during, and 30 minutes
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after all in water construction activities.
In addition, PSOs will record all
incidents of marine mammal
occurrence, regardless of distance from
activity, and will document any
behavioral reactions in concert with
distance from piles being driven or
removed. Pile driving activities include
the time to install or remove a single
pile or series of piles, as long as the time
elapsed between uses of the pile driving
equipment is no more than 30 minutes.
Reporting
CBS would submit a draft marine
mammal monitoring report to NMFS
within 90 days after the completion of
pile driving activities, or 60 days prior
to a requested date of issuance of any
future IHAs for the project, or other
projects at the same location, whichever
comes first. The marine mammal
monitoring report will include an
overall description of work completed,
a narrative regarding marine mammal
sightings, and associated PSO data
sheets. Specifically, the report will
include:
• Dates and times (begin and end) of
all marine mammal monitoring;
• Construction activities occurring
during each daily observation period,
including: (1) the number and type of
piles that were driven and the method
(e.g., impact or vibratory); and, (2) total
duration of driving time for each pile
(vibratory driving) and number of
strikes for each pile (impact driving);
• PSO locations during marine
mammal monitoring;
• Environmental conditions during
monitoring periods (at beginning and
end of PSO shift and whenever
conditions change significantly),
including Beaufort sea state and any
other relevant weather conditions
including cloud cover, fog, sun glare,
and overall visibility to the horizon, and
estimated observable distance;
• Upon observation of a marine
mammal, the following information: (1)
name of PSO who sighted the animal(s)
and PSO location and activity at time of
sighting; (2) time of sighting; (3)
identification of the animal(s) (e.g.,
genus/species, lowest possible
taxonomic level, or unidentified), PSO
confidence in identification, and the
composition of the group if there is a
mix of species; (4) distance and location
of each observed marine mammal
relative to the pile being driven for each
sighting; (5) estimated number of
animals (min/max/best estimate); (6)
estimated number of animals by cohort
(adults, juveniles, neonates, group
composition, etc.); (7) animal’s closest
point of approach and estimated time
spent within the harassment zone; and,
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(8) description of any marine mammal
behavioral observations (e.g., observed
behaviors such as feeding or traveling),
including an assessment of behavioral
responses thought to have resulted from
the activity (e.g., no response or changes
in behavioral state such as ceasing
feeding, changing direction, flushing, or
breaching);
• Number of marine mammals
detected within the harassment zones,
by species; and,
• Detailed information about
implementation of any mitigation (e.g.,
shutdowns and delays), a description of
specific actions that ensued, and
resulting changes in behavior of the
animal(s), if any.
A final report must be prepared and
submitted within 30 calendar days
following receipt of any NMFS
comments on the draft report. If no
comments are received from NMFS
within 30 calendar days of receipt of the
draft report, the report shall be
considered final. All PSO data would be
submitted electronically in a format that
can be queried such as a spreadsheet or
database and would be submitted with
the draft marine mammal report.
In the event that personnel involved
in the construction activities discover
an injured or dead marine mammal, the
Holder must report the incident to the
OPR, NMFS
(PR.ITP.MonitoringReports@noaa.gov
and itp.fleming@noaa.gov) and Alaska
Regional Stranding network (877–925–
7773) as soon as feasible. If the death or
injury was clearly caused by the
specified activity, the Holder must
immediately cease the activities until
NMFS OPR is able to review the
circumstances of the incident and
determine what, if any, additional
measures are appropriate to ensure
compliance with the terms of this IHA.
The Holder must not resume their
activities until notified by NMFS. The
report must include the following
information:
• Time, date, and location (latitude/
longitude) of the first discovery (and
updated location information if known
and applicable);
• Species identification (if known) or
description of the animal(s) involved;
• Condition of the animal(s)
(including carcass condition if the
animal is dead);
• Observed behaviors of the
animal(s), if alive;
• If available, photographs or video
footage of the animal(s); and,
• General circumstances under which
the animal was discovered.
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Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any impacts or responses (e.g.,
intensity, duration), the context of any
impacts or responses (e.g., critical
reproductive time or location, foraging
impacts affecting energetics), as well as
effects on habitat, and the likely
effectiveness of the mitigation. We also
assess the number, intensity, and
context of estimated takes by evaluating
this information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338, September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the baseline (e.g., as
reflected in the regulatory status of the
species, population size and growth rate
where known, ongoing sources of
human-caused mortality, or ambient
noise levels).
To avoid repetition, the discussion of
our analysis applies to all the species
listed in table 2, given that the
anticipated effects of this activity on
these different marine mammal stocks
are expected to be similar. There is little
information about the nature or severity
of the impacts, or the size, status, or
structure of any of these species or
stocks that would lead to a different
analysis for this activity.
Pile driving and removal activities
associated with the project, as outlined
previously, have the potential to disturb
or displace marine mammals.
Specifically, the specified activities may
result in take, in the form of Level B
harassment and, for some species, Level
A harassment from underwater sounds
generated by pile driving and removal.
Potential takes could occur if
individuals are present in the ensonified
zone when these activities are
underway.
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56339
No serious injury or mortality is
expected, even in the absence of
required mitigation measures, given the
nature of the activities. Further, no take
by Level A harassment is anticipated for
gray whale, killer whale, Pacific whitesided dolphin, California sea lion, and
Northern fur seal due to the application
of planned mitigation measures, such as
shutdown zones that encompass the
Level A harassment zones for the
species, the rarity of the species near the
action area, and the small Level A
harassment zones (for mid-frequency
cetaceans only) (see Proposed
Mitigation section).
Take by Level A harassment is
proposed for authorization for four
species (humpback whale, harbor
porpoise, harbor seal, and Steller sea
lion). Any take by Level A harassment
is expected to arise from, at most, a
small degree of PTS (i.e., minor
degradation of hearing capabilities
within regions of hearing that align most
completely with the energy produced by
impact pile driving such as the lowfrequency region below 2 kHz), not
severe hearing impairment or
impairment within the ranges of greatest
hearing sensitivity. Animals would need
to be exposed to higher levels and/or
longer duration than are expected to
occur here in order to incur any more
than a small degree of PTS.
Further, the amount of take proposed
for authorization by Level A harassment
is very low for the marine mammal
stocks and species. For five species,
NMFS anticipates no take by Level A
harassment over the duration of CBS’s
planned activities; NMFS expects no
more than 11 takes by Level A
harassment for humpback whale; 5 takes
by Level A harassment for harbor
porpoise; 34 takes by Level A
harassment for harbor seal NMFS; and
89 takes by Level A harassment for
Steller sea lion. If hearing impairment
occurs, it is most likely that the affected
animal would lose only a few dB in its
hearing sensitivity. Due to the small
degree anticipated, any PTS potential
incurred would not be expected to affect
the reproductive success or survival of
any individuals, much less result in
adverse impacts on the species or stock.
Additionally, some subset of the
individuals that are behaviorally
harassed could also simultaneously
incur some small degree of TTS for a
short duration of time. However, since
the hearing sensitivity of individuals
that incur TTS is expected to recover
completely within minutes to hours, it
is unlikely that the brief hearing
impairment would affect the
individual’s long-term ability to forage
and communicate with conspecifics,
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and would therefore not likely impact
reproduction or survival of any
individual marine mammal, let alone
adversely affect rates of recruitment or
survival of the species or stock.
Effects on individuals that are taken
by Level B harassment in the form of
behavioral disruption, on the basis of
reports in the literature as well as
monitoring from other similar activities,
would likely be limited to reactions
such as avoidance, increased swimming
speeds, increased surfacing time, or
decreased foraging (if such activity were
occurring) (e.g., Thorson and Reyff,
2006). Most likely, individuals would
simply move away from the sound
source and temporarily avoid the area
where pile driving is occurring. If sound
produced by project activities is
sufficiently disturbing, animals are
likely to simply avoid the area while the
activities are occurring. We expect that
any avoidance of the project areas by
marine mammals would be temporary
in nature and that any marine mammals
that avoid the project areas during
construction would not be permanently
displaced. Short-term avoidance of the
project areas and energetic impacts of
interrupted foraging or other important
behaviors is unlikely to affect the
reproduction or survival of individual
marine mammals, and the effects of
behavioral disturbance on individuals is
not likely to accrue in a manner that
would affect the rates of recruitment or
survival of any affected stock.
The project is also not expected to
have significant adverse effects on
affected marine mammals’ habitats. The
project activities would not modify
existing marine mammal habitat for a
significant amount of time. The
activities may cause a low level of
turbidity in the water column and some
fish may leave the area of disturbance,
thus temporarily impacting marine
mammals’ foraging opportunities in a
limited portion of the foraging range;
but, because of the short duration of the
activities and the relatively small area of
the habitat that may be affected (with no
known particular importance to marine
mammals), the impacts to marine
mammal habitat are not expected to
cause significant or long-term negative
consequences.
While Steller sea lions are common in
the project area, there are no essential
primary constituent elements, such as
haulouts or rookeries, present. The
nearest haulout is well over 25 km
away. Therefore, the project is not
expected to have significant adverse
effects on the critical habitat of Western
DPS Steller sea lions. No areas of
specific biological importance (e.g., ESA
critical habitat, BIAs, or other areas) for
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any other species are known to co-occur
with the project area.
In addition, it is unlikely that minor
noise effects in a small, localized area of
habitat would have any effect on each
stock’s ability to recover. In
combination, we believe that these
factors, as well as the available body of
evidence from other similar activities,
demonstrate that the potential effects of
the specified activities would have only
minor, short-term effects on individuals.
The specified activities are not expected
to impact rates of recruitment or
survival and would therefore not result
in population-level impacts.
In summary and as described above,
the following factors primarily support
our preliminary determination that the
impacts resulting from this activity are
not expected to adversely affect any of
the species or stocks through effects on
annual rates of recruitment or survival:
• No serious injury or mortality is
anticipated or authorized;
• Level A harassment would be very
small amounts of a low degree;
• Take by Level A harassment of only
humpback whale, harbor porpoise,
Steller sea lions and harbor seals;
• For all species, Silver Bay and East
Channel are a very small and peripheral
part of their range;
• Anticipated takes by Level B
harassment are relatively low for all
stocks. Level B harassment would be
primarily in the form of behavioral
disturbance, resulting in avoidance of
the project areas around where impact
or vibratory pile driving is occurring,
with some low-level TTS that may limit
the detection of acoustic cues for
relatively brief amounts of time in
relatively confined footprints of
activities;
• Effects on species that serve as prey
for marine mammals from the activities
are expected to be short-term and,
therefore, any associated impacts on
marine mammal feeding are not
expected to result in significant or longterm consequences for individuals, or to
accrue to adverse impacts on their
populations;
• The ensonified areas are very small
relative to the overall habitat ranges of
all species and stocks, and would not
adversely affect ESA-designated critical
habitat for any species or any areas of
known biological importance;
• The lack of anticipated significant
or long-term negative effects to marine
mammal habitat; and,
• CBS would implement mitigation
measures including visual monitoring,
soft-start, and shutdown zones to
minimize the numbers of marine
mammals exposed to injurious levels of
sound, and to ensure that take by Level
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A harassment is, at most, a small degree
of PTS.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted previously, only take of
small numbers of marine mammals may
be authorized under sections
101(a)(5)(A) and (D) of the MMPA for
specified activities other than military
readiness activities. The MMPA does
not define small numbers and so, in
practice, where estimated numbers are
available, NMFS compares the number
of individuals taken to the most
appropriate estimation of abundance of
the relevant species or stock in our
determination of whether an
authorization is limited to small
numbers of marine mammals. When the
predicted number of individuals to be
taken is fewer than one-third of the
species or stock abundance, the take is
considered to be of small numbers.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
The amount of take NMFS proposed
to authorize is below one third of the
estimated stock abundance for all
species. This is likely a conservative
estimate because we assume all takes
are of different individual animals,
which likely would not be the case.
Some individuals may return multiple
times in a day, but PSOs would count
them as separate takes if they cannot be
individually identified.
The most recent abundance estimate
for the Mexico-North Pacific stock of
humpback whale is likely unreliable as
it is more than 8 years old. The most
relevant estimate of this stock’s
abundance in Southeast Alaska is 918
humpback whales (Wade, 2021), so the
4 proposed takes by Level B harassment
and 1 proposed take by Level A
harassment is small relative to the
estimated abundance (<1 percent), even
if each proposed take occurred to a new
individual.
There is no abundance information
available for the Yakutat/Southeast
Alaska stock of harbor porpoise.
However, the take numbers are
sufficiently small (13 takes by Level B
harassment and 9 takes by Level A
harassment) that we can safely assume
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that they are small relative to any
reasonable assumption of likely
population abundance for these stocks.
For reference, current abundance
estimates for harbor porpoise stocks in
southeast Alaska include 1,619
(Northern Southeast Alaska Inland
Waters) and 890 (Southern Southeast
Alaska Inland Waters).
Based on the analysis contained
herein of the proposed activity
(including the proposed mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS preliminarily finds that small
numbers of marine mammals would be
taken relative to the population size of
the affected species or stocks.
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Unmitigable Adverse Impact Analysis
and Determination
In order to issue an IHA, NMFS must
find that the specified activity will not
have an ‘‘unmitigable adverse impact’’
on the subsistence uses of the affected
marine mammal species or stocks by
Alaskan Natives. NMFS has defined
‘‘unmitigable adverse impact’’ in 50 CFR
216.103 as an impact resulting from the
specified activity that: (1) is likely to
reduce the availability of the species to
a level insufficient for a harvest to meet
subsistence needs by (i) causing the
marine mammals to abandon or avoid
hunting areas, (ii) directly displacing
subsistence users, or (iii) placing
physical barriers between the marine
mammals and the subsistence hunters;
and, (2) cannot be sufficiently mitigated
by other measures to increase the
availability of marine mammals to allow
subsistence needs to be met.
For marine mammals, Alaska Natives
have traditionally harvested harbor seals
and Steller sea lions in Sitka, Alaska.
During the most recent ADF&G
subsistence harvest report (2013), about
11 percent of Sitka households used
subsistence-caught marine mammals,
however, this is the most recent data
available and there has not been a
survey since 2013 (ADF&G, 2023).
The proposed project is not likely to
adversely impact the availability of any
marine mammal species or stocks that
are commonly used for subsistence
purposes or impact subsistence harvest
of marine mammals in the region
because:
• There is no recent recorded
subsistence harvest of marine mammals
in the area;
• Construction activities are
temporary and localized to the Gary
Paxton Industrial Park, and industrial
area;
• Construction will not take place
during the herring spawning season
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when subsistence species are more
active;
• Mitigation measures will be
implemented to minimize disturbance
of marine mammals in the action area;
and,
• The project will not result in
significant changes to availability of
subsistence resources.
Based on the description of the
specified activity, the measures
described to minimize adverse effects
on the availability of marine mammals
for subsistence purposes, and the
proposed mitigation and monitoring
measures, NMFS has preliminarily
determined that there will not be an
unmitigable adverse impact on
subsistence uses from CBS’s proposed
activities.
Endangered Species Act
Section 7(a)(2) of the ESA of 1973
(ESA; 16 U.S.C. 1531 et seq.) requires
that each Federal agency insure that any
action it authorizes, funds, or carries out
is not likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally
whenever we propose to authorize take
for endangered or threatened species, in
this case with the Alaska Regional
Office (AKRO).
NMFS is proposing to authorize take
of western DPS of Steller sea lions and
the Mexico DPS of humpback whales,
which are listed under the ESA.
The Permits and Conservation
Division has requested initiation of
section 7 consultation with the AKRO
for the issuance of this IHA. NMFS will
conclude the ESA consultation prior to
reaching a determination regarding the
proposed issuance of the authorization.
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
an IHA to CBS for conducting Gary
Paxton Industrial Park Vessel Haulout
project in Sitka, Alaska between October
2024 and March 2025, provided the
previously mentioned mitigation,
monitoring, and reporting requirements
are incorporated. A draft of the
proposed IHA can be found at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities.
Request for Public Comments
We request comment on our analyses,
the proposed authorization, and any
other aspect of this notice of proposed
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56341
IHA for the proposed pile driving and
removal activities. We also request
comment on the potential renewal of
this proposed IHA as described in the
paragraph below. Please include with
your comments any supporting data or
literature citations to help inform
decisions on the request for this IHA or
a subsequent renewal IHA.
On a case-by-case basis, NMFS may
issue a one-time, 1-year renewal IHA
following notice to the public providing
an additional 15 days for public
comments when (1) up to another year
of identical or nearly identical activities
as described in the Description of
Proposed Activity section of this notice
is planned, or (2) the activities as
described in the Description of
Proposed Activity section of this notice
would not be completed by the time the
IHA expires and a renewal would allow
for completion of the activities beyond
that described in the Dates and Duration
section of this notice, provided all of the
following conditions are met:
• A request for renewal is received no
later than 60 days prior to the needed
renewal IHA effective date (recognizing
that the renewal IHA expiration date
cannot extend beyond 1 year from
expiration of the initial IHA).
• The request for renewal must
include the following:
(1) An explanation that the activities
to be conducted under the requested
renewal IHA are identical to the
activities analyzed under the initial
IHA, are a subset of the activities, or
include changes so minor (e.g.,
reduction in pile size) that the changes
do not affect the previous analyses,
mitigation and monitoring
requirements, or take estimates (with
the exception of reducing the type or
amount of take).
(2) A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized.
• Upon review of the request for
renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
mitigation and monitoring measures
will remain the same and appropriate,
and the findings in the initial IHA
remain valid.
Dated: July 2, 2024.
Kimberly Damon-Randall,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2024–15012 Filed 7–8–24; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 89, Number 131 (Tuesday, July 9, 2024)]
[Notices]
[Pages 56317-56341]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-15012]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[RTID 0648-XD855]
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Gary Paxton Industrial Park Vessel
Haulout Project in Sitka, Alaska
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments on proposed authorization and possible renewal.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from the City and Borough of Sitka
(CBS) for authorization to take marine mammals incidental to the Gary
Paxton Industrial Park Vessel Haulout Project in Sawmill Cove in Sitka,
Alaska. Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is
requesting comments on its proposal to issue an incidental harassment
authorization (IHA) to incidentally take marine mammals during the
specified activities. NMFS is also requesting comments on a possible
one-time, 1-year renewal that could be issued under certain
circumstances and if all requirements are met, as described in the
Request for Public Comments section at the end of this notice. NMFS
will consider public comments prior to making any final decision on the
issuance of the requested MMPA authorization and agency responses will
be summarized in the final notice of our decision.
DATES: Comments and information must be received no later than August
8, 2024.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service and should be submitted via email to
[email protected]. Electronic copies of the application and
supporting documents, as well as a list of the references cited in this
document, may be obtained online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. In case of problems accessing these documents,
please call the contact listed below.
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments, including all attachments, must
not exceed a 25-megabyte file size. All comments received are a part of
the public record and will generally be posted online at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act without change. All personal identifying
information (e.g., name, address) voluntarily submitted by the
commenter may be publicly accessible. Do not submit confidential
business
[[Page 56318]]
information or otherwise sensitive or protected information.
FOR FURTHER INFORMATION CONTACT: Kate Fleming, Office of Protected
Resources (OPR), NMFS, (301) 427-8401.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are proposed or, if the taking is limited to harassment, a notice of a
proposed IHA is provided to the public for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of the species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of the takings are set forth. The definitions
of all applicable MMPA statutory terms cited above are included in the
relevant sections below.
National Environmental Policy Act (NEPA)
To comply with the NEPA of 1969 (42 U.S.C. 4321 et seq.) and NOAA
Administrative Order (NAO) 216-6A, NMFS must review our proposed action
(i.e., the issuance of an IHA) with respect to potential impacts on the
human environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 (IHAs with no anticipated serious injury or
mortality) of the Companion Manual for NAO 216-6A, which do not
individually or cumulatively have the potential for significant impacts
on the quality of the human environment and for which we have not
identified any extraordinary circumstances that would preclude this
categorical exclusion. Accordingly, NMFS has preliminarily determined
that the issuance of the proposed IHA qualifies to be categorically
excluded from further NEPA review.
We will review all comments submitted in response to this notice
prior to concluding our NEPA process or making a final decision on the
IHA request.
Summary of Request
On January 18, 2024, NMFS received a request from CBS for an IHA to
take marine mammals incidental to construction associated with the Gary
Paxton Industrial Park Vessel Haulout Project in Sawmill Cove in Sitka,
Alaska. Following NMFS' review of the application, CBS submitted a
revised version on March 20, 2024, and another on April 27, 2024. The
application was deemed adequate and complete on May 20, 2024. CBS's
request is for take of nine species of marine mammals by Level B
harassment and, for a subset of those species, by Level A harassment.
Neither CBS nor NMFS expect serious injury or mortality to result from
this activity and, therefore, an IHA is appropriate.
NMFS previously issued an IHA to CBS for similar work (82 FR 47717,
October 13, 2017). CBS complied with all the requirements (e.g.,
mitigation, monitoring, and reporting) of the previous IHA, and
information regarding their monitoring results may be found in the
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat section.
This proposed IHA would cover 1 year of a larger project; CBS
intends to request a future take authorization for subsequent facets of
the project. In year 1, construction of the following elements would be
completed: 150-ton capacity vessel haulout piers, expanded uplands
including stormwater collection and treatment, and a vessel washdown
pad. The larger multi-year project involves construction of a queuing
float, approach dock and gangway, a pile-supported deck area, vessel
haulout ramp, an uplands shipyard, and pile anodes. While not proposed
to be constructed as part of this project, CBS's goal is to eventually
construct additional haulout piers to accommodate removal of vessels up
to 300 tons.
Description of Proposed Activity
Overview
The CBS is proposing to construct a vessel haulout facility at Gary
Paxton Industrial Park in Sawmill Cove in Sitka, Alaska. Sitka is home
to one of the largest fishing fleets in Alaska, but no public vessel
haulout facility has existed in Sitka since March 2022. The project
would enable vessels to be hauled out for maintenance, ensuring safety
of operating fleet traffic and boosting the local economy through jobs
and enterprise at nearby marine service providers. Over the course of 1
year between October 2024 and September 2025, CBS would use vibratory
and impact pile driving and vibratory removal to install and extract
piles. These methods of pile driving would introduce underwater sounds
that may result in take, by Levels A and B harassment, of marine
mammals.
Dates and Duration
The proposed IHA would be effective from October 1, 2024, to
September 30, 2025. The project would require approximately 62 days of
pile driving between October 15 and March 15. In-water construction
activities would only occur during daylight hours, and typically over a
10- to 12-hour work day.
Specific Geographic Region
Sawmill Cove is a small body of water located near Sitka, Alaska,
at the mouth of Silver Bay, which opens to the Sitka Sound and Gulf of
Alaska (see figures 1 and 2 in CBS's IHA application). Sawmill Cove has
a fairly even and shallow seafloor that gradually falls to a depth of
approximately 40 meters (m) (131 feet (ft)). To the southeast, Silver
Bay is approximately 0.8 kilometers (km) (0.5 miles (mi)) wide, 8.9 km
(5.5 mi) long, and 40-85 m (131-279 ft) deep. The bay is uniform with
few rock outcroppings or islands. To the southwest, the Eastern Channel
opens to Sitka Sound, dropping off to depths of 120 m (400 ft)
approximately 1.6 km (1 mi) southwest of the project site.
Sawmill Cove is an active marine commercial and industrial area,
which includes a multipurpose, deep-water dock constructed in 2017 to
accommodate large vessel services, Silver Bay Seafoods' processing
plant, a Northern Southeast Regional Aquaculture Association hatchery,
and other tenants such as Northline Seafoods, Serka Welding and Boat
Fabrication, and Island Fever Diving.
[[Page 56319]]
[GRAPHIC] [TIFF OMITTED] TN09JY24.008
Detailed Description of the Specified Activity
CBS proposes to construct a vessel haulout facility within the Gary
Paxton Industrial Park in Sawmill Cove, Sitka Alaska. Activities to be
completed during the period of the proposed IHA include the
construction of 150-ton capacity vessel haulout piers, expanded uplands
including stormwater collection and treatment, and a vessel washdown
pad. Major equipment and materials associated with construction would
most likely be mobilized to the project site from Juneau, another
southeast Alaska location, or Seattle, Washington. The larger multi-
year project involves construction of a queuing float, approach dock
and gangway, a pile-supported deck area, vessel haulout ramp, an
uplands shipyard, and pile anodes.
150-Ton Capacity Vessel Haulout Piers
To construct the 150-ton capacity boat haulout piers, 36-inch (in)
[91 centimeter (cm)] steel haulout pier support piles, both vertical
and battered, would be installed primarily with a vibratory hammer (an
American Piledriving Equipment 200-6 or comparable vibratory hammer
from another manufacturer). Following vibratory installation, piles
would be proofed with an impact hammer in order to achieve design
bearing capacity (a Delmag D-62 diesel impact hammer or equivalent). Up
to 24-in (61 cm) diameter steel temporary template pipe piles would be
installed to facilitate accurate installation of permanent piles.
Temporary piles would be installed and removed using a vibratory
hammer. Temporary template piles would only be necessary for vertical
support piles; batter piles would be installed utilizing permanent
vertical support piles as a template. Following construction of pier
superstructures, 24-in diameter steel fender piles would be installed
with a vibratory hammer.
Table 1--Pile Types, Installation Methods, and Durations
--------------------------------------------------------------------------------------------------------------------------------------------------------
Days of
Pile size/type Method Number of Duration per Strikes per Max piles per installation
piles pile (min) pile day or removal
--------------------------------------------------------------------------------------------------------------------------------------------------------
Haulout Pier Support Pile
--------------------------------------------------------------------------------------------------------------------------------------------------------
36-in Steel Pipe Pile..................... Vibratory Installation...... 20 60 N/A 2 20
Impact Installation......... N/A 2,000 2
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 56320]]
Haulout Pier Batter Pile
--------------------------------------------------------------------------------------------------------------------------------------------------------
36-in Steel Pipe Pile..................... Vibratory Installation...... 4 120 N/A 2 10
Impact Installation......... N/A 3,000 2
--------------------------------------------------------------------------------------------------------------------------------------------------------
Haulout Pier Fender Pile
--------------------------------------------------------------------------------------------------------------------------------------------------------
24-in Steel Pipe Pile..................... Vibratory Installation...... 6 30 N/A 4 6
--------------------------------------------------------------------------------------------------------------------------------------------------------
Template Pile
--------------------------------------------------------------------------------------------------------------------------------------------------------
24-in Steel Pipe Pile..................... Vibratory Installation and 52 20 N/A 8 26
Removal.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Expanded Uplands
Uplands expansion would facilitate the construction of the pile-
supported 150-ton capacity haulout piers. Expanded uplands would be
constructed with armor rock, shot rock borrow (bulk fill), and crushed
aggregate base course. Bulk fill would be placed directly on the
existing ground surface. When possible, materials would be placed in
the dry during low tidal conditions, however, initial fill operations
are planned to continue regardless of the level of tide. The bulk fill
material would be delivered to the project site by trucks which would
end-dump the material into on-site stockpiles for spreading. Bulk fill
placement and spreading would be accomplished by track-mounted
excavator, bulldozer, or motor grader. Above Mean Low Low Water,
material would be placed in lifts of specified thickness. Each lift of
material would be compacted with a vibratory drum roller compactor; all
compaction operations would be performed when the tide is below the
elevation of the work. As each lift of bulk fill material is placed,
armor rock would be concurrently placed to protect the embankments from
erosion during construction. As with the bulk fill materials, armor
rock would be delivered to the project site by trucks and end-dumped
into on-site stockpiles. Armor rock would be individually handled,
manipulated, and placed on the bulk fill side slopes by a track-mounted
excavator, or crane.
A layer of base course would be placed atop the expanded uplands
area and compacted, using similar methods to the placement of bulk fill
materials.
Stormwater Improvements
Stormwater improvements consisting of storm drain catch basins,
utility holes, and associated piping would be installed to control
stormwater within the expanded uplands. The uplands would be graded to
facilitate stormwater drainage towards the catch basins installed in
various locations throughout the site.
Vessel Washdown Pad and Utility Building
A permanent vessel washdown pad would be installed adjacent to the
expanded uplands. A heated piping system would be incorporated into the
concrete pad and the washdown pad would be equipped with drainage for
vessel wash water. The drainage system would collect wash water used
for vessel cleaning in a catch basin incorporated into the washdown pad
and send it to a storm filter system containing a grit chamber for
filtration of the effluent. All wash water would be discharged into the
Sitka municipal sewer.
A 960-ft\2\ utility building would be installed on-site, adjacent
to the vessel washdown pad, which would house the water treatment
equipment and hydronic boilers for the heat piping system.
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (see Proposed Mitigation and
Proposed Monitoring and Reporting section).
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of CBS's application summarize available
information regarding status and trends, distribution and habitat
preferences, and behavior and life history of the potentially affected
species. NMFS fully considered all of this information, and we refer
the reader to these descriptions, instead of reprinting the
information. Additional information regarding population trends and
threats may be found in NMFS' Stock Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about these species
(e.g., physical and behavioral descriptions) may be found on NMFS'
website (https://www.fisheries.noaa.gov/find-species).
Table 2 lists all species or stocks for which take is expected and
proposed to be authorized for this activity and summarizes information
related to the population or stock, including regulatory status under
the MMPA and Endangered Species Act (ESA) and potential biological
removal (PBR), where known. PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS'
SARs). While no serious injury or mortality is anticipated or proposed
to be authorized here, PBR and annual serious injury and mortality from
anthropogenic sources are included here as gross indicators of the
status of the species or stocks and other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS' U.S. Alaska and Pacific SARs. All values presented in table 2 are
the most recent available at the time of publication (including from
the draft 2023 SARs) and are available online at: https://
www.fisheries.noaa.gov/
[[Page 56321]]
national/marine-mammal-protection/marine-mammal-stock-assessments.
Table 2--Marine Mammal Species \1\ Likely To Occur Near the Project Area That May Be Taken by CBS's Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/ MMPA status; Stock abundance (CV,
Common name Scientific name Stock strategic (Y/N) Nmin, most recent PBR Annual M/
\2\ abundance survey) \3\ SI \4\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Artiodactyla--Cetacea--Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Eschrichtiidae:
Gray Whale...................... Eschrichtius robustus.. Eastern N Pacific...... -, -, N 26,960 (0.05, 25,849, 801 131
2016).
Family Balaenopteridae (rorquals):
Humpback Whale.................. Megaptera novaeangliae. Hawai[revaps]i......... -, -, N 11,278 (0.56, 7,265, 127 27.09
2020).
Mexico-North Pacific... T, D, Y N/A (N/A, N/A, 2006) UND 0.57
\5\.
Family Delphinidae:
Killer Whale.................... Orcinus orca........... Eastern North Pacific -, -, N 1,920 (N/A, 1,920, 19 1.3
Alaska Resident. 2019) \6\.
Eastern North Pacific -, -, N 587 (N/A, 587, 2012) 5.9 0.8
Gulf of Alaska, \6\.
Aleutian Islands and
Bering Sea Transient.
Eastern Northern -, -, N 302 (N/A, 302, 2018) 2.2 0.2
Pacific Northern \6\.
Resident.
West Coast Transient... -, -, N 349 (N/A, 349, 2018) 3.5 0.4
\6\.
Pacific White-Sided Dolphin..... Lagenorhynchus N Pacific.............. -, -, N 26,880 (N/A, N/A, UND 0
obliquidens. 1990).
Family Phocoenidae (porpoises):
Harbor Porpoise................. Phocoena phocoena...... Yakutat/Southeast -, -, N N/A (N/A, N/A, 1997) UND 22.2
Alaska Offshore Waters. \7\.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
sea lions):
CA Sea Lion..................... Zalophus californianus. U.S.................... -, -, N 257,606 (N/A, 233,515, 14,011 >321
2014).
Northern Fur Seal............... Callorhinus ursinus.... Eastern Pacific........ -, D, Y 626,618 (0.2, 530,376, 11,403 373
2019).
Steller Sea Lion................ Eumetopias jubatus..... Western................ E, D, Y 49,837 (N/A, 49,837, 299 267
2022) \8\.
Eastern................ -, -, N 36,308 (N/A, 36,308, 2,178 93.2
2022) \9\.
Family Phocidae (earless seals):
Harbor Seal..................... Phoca vitulina......... Sitka/Chatham Strait... -, -, N 13,289 (N/A, 11,883, 356 77
2015).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Information on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy's Committee on Taxonomy
(https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies; Committee on Taxonomy, 2022).
\2\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is
automatically designated under the MMPA as depleted and as a strategic stock.
\3\ NMFS marine mammal SARs online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region.
CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable [explain if this is the case].
\4\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
associated with estimated mortality due to commercial fisheries is presented in some cases.
\5\ Abundance estimates are based upon data collected more than 8 years ago and, therefore, current estimates are considered unknown.
\6\ Nest is based upon counts of individuals identified from photo-ID catalogs.
\7\ New stock split from Southeast Alaska stock.
\8\ Nest is best estimate of counts, which have not been corrected for animals at sea during abundance surveys. Estimates provided are for the U.S.
only. The overall Nmin is 73,211 and overall PBR is 439.
\9\ Nest is best estimate of counts, which have not been corrected for animals at sea during abundance surveys. Estimates provided are for the U.S.
only.
As indicated above, all 9 species (with 14 managed stocks) in table
2 temporally and spatially co-occur with the activity to the degree
that take is reasonably likely to occur. All species that could
potentially occur in the proposed project areas are included in table 1
of the IHA application. Sperm whale, fin whale, North Pacific right
whale, minke whale, and Dall's porpoise are other marine mammals that
occur in the greater southeast Alaska area, but they are unlikely to be
encountered at the Gary Paxton Industrial Park and thus are not
addressed further in this notice.
In addition, the northern sea otter may be found in Sawmill Cove.
However, northern sea otter are managed by the U.S. Fish and Wildlife
Service and are not considered further in this document.
Gray Whale
The migration pattern of gray whales appears to follow a route
along the western coast of Southeast Alaska, traveling northward from
British Columbia through Hecate Strait and Dixon Entrance, passing the
west coast of Baranof Island from late March to May and then return
south in October and November (Jones et al., 1984; Ford et al., 2013).
Gray whales are generally
[[Page 56322]]
solitary, traveling alone or in small groups (NMFS, 2022b).
Historically, sightings of gray whales within Sitka Sound were
common during the spring herring spawn; however, unusually large
numbers of gray whales have been documented in western Sitka Sound near
Kruzof Island since 2014 and 2015 [Alaska Department of Fish & Game
(ADF&G), 2023; Wild et al., 2023]. It is unclear what has triggered
this increase, but researchers believe it may be due to reduced prey
availability in other parts of their range. Historical maps show that
herring spawn in the eastern channel and Silver Bay in some years
(ADF&G, 2023b). Additional historical records from 1964 to 2011
indicate that herring spawn in the Sitka Sound vicinity approximately
every 1-3 years (Sill and Lemons, 2019). The most recent report of
herring spawning in Sawmill Cove that NMFS is aware of occurred in 2011
(ADF&G, 2023b).
Records of gray whales in the Global Biodiversity Information
Facility (GBIF) show 69 sightings reported by the public within and
immediately offshore of Sitka Sound in the past 20 years (GBIF, 2023a).
Spanning from 1995 to 2000, weekly land-based surveys of marine mammals
from Sitka's Whale Park, located at the entrance to Silver Bay, were
completed between September and May (Straley and Pendell, 2017). Across
190 hours of monitoring, three gray whales were observed in November.
During recent marine mammal surveys associated with construction
projects near the project area in Sitka Sound and in Silver Bay, no
gray whales were sighted [Turnagain Marine Construction (TMC), 2017;
CBS, 2019; Solstice, 2023].
Humpback Whale
Humpback whales congregate in Sitka Sound in the spring to feed on
spawning herring (Wild et al., 2023) and again in September through
December to feed on more diverse forage (Straley et al., 2018; Wild et
al., 2023). During the summer, both herring and humpback whales
disperse throughout Sitka Sound and away from the project area
(Straley, 2017 pers comm. in Solstice, 2017).
During weekly surveys completed at Sitka's Whale Park between 1995
and 2000, Humpback whales were frequently observed in groups of one to
four at a rate of 2.18 individuals per day, with peak sightings in
November and December (Straley and Pendell, 2017). Similar group sizes
were documented during studies assessing the potential influence of
humpback whales on wintering pacific herring populations, completed in
the fall (Straley et al., 2018). Groups of 25-30 whales were
occasionally recorded in areas outside Silver Bay in the Eastern
Channel (Straley and Pendell, 2017). During construction of the Gary
Paxton Industrial Park Multipurpose Dock Project in 2017, humpback
whales were typically observed in group sizes of two (TMC, 2017. PSOs
reported humpbacks whales most frequently between 1,800-2,000 m away,
but distances recorded ranged from 500 m to 5,000 m (TMC, 2017).
During monitoring in June 2019 for the O'Connell Bridge Lightering
Float Pile Replacement Project (CBS, 2019) within Crescent Bay and the
Eastern Channel, no humpback whales observed. Observations during the
offshore geotechnical investigation for this project resulted in four
sightings of nine total humpback whales during 80 hours of drilling
operations between September 20 and 29, 2023. Sightings consisted of
one to four whales travelling, foraging, and swimming throughout Silver
Bay and into Herring Cove (Solstice, 2023).
Humpback whales in the project area are predominantly of the Hawaii
Distinct Population Segment (DPS), which is not ESA-listed. However,
based on a comprehensive photo-identification study, individuals from
the Mexico DPS, which is listed as threatened, are known to occur in
Southeast Alaska. Individuals of different DPSs are known to intermix
on feeding grounds; therefore, all waters off the coast of Alaska
should be considered to have ESA-listed humpback whales. Approximately
2 percent of all humpback whales in Southeast Alaska and northern
British Columbia are of the Mexico DPS, while all others are of the
Hawaii DPS (NMFS, 2021).
Killer Whale
Killer whales have been observed in all oceans and seas of the
world, but the highest densities occur in colder and more productive
waters found at high latitudes. Killer whales are found throughout the
North Pacific, and occur along the entire Alaska coast, in British
Columbia and Washington inland waterways, and along the outer coasts of
Washington, Oregon, and California.
Of the eight recognized killer whale stocks, only the Alaska
resident; Northern resident; Gulf of Alaska, Aleutian Islands, and
Bering Sea Transient (Gulf of Alaska transient); and the West coast
transient stocks are considered in this application because other
stocks occur outside the geographic area under consideration. It is
estimated that the majority of killer whales in the project area would
be from the Alaska Resident stock, (60.7 percent), followed by the Gulf
of Alaska, Aleutian Islands, and Bering Sea stock (18.6 percent), then
the West Coast Transient (11.1 percent) and finally the Northern
Residents stock (9.6 percent) (Young et al., 2023). The probability of
occurrence is estimated by dividing the population of each stock by
their combined total population.
Records of killer whales in the GBIF show 84 sightings reported by
the public within and immediately outside of Sitka Sound in the past 20
years. During weekly surveys at Whale Park in Sitka between 1995 and
2000, killer whales were ``unpredictably'' observed in groups of four
to eight at a rate of 0.22 individuals per day, with all sightings most
frequent in fall and spring (Straley and Pendell, 2017). During recent
marine mammal surveys associated with construction projects near the
project area in Sitka Sound and in Silver Bay, no killer whales were
sighted (TMC, 2017; CBS, 2019; Solstice, 2023).
Pacific White-Sided Dolphin
Pacific white-sided dolphins typically inhabit the open ocean and
coastal waters away from shore (NMFS, 2022b). Pacific white-sided
dolphins are rare in the inside passageways of Southeast Alaska. Most
observations occur off the outer coast or in inland waterways near
entrances to the open ocean. However, there are records of pacific
white sided dolphins observations in protected inland waters of British
Columbia since at least the late 1980s (Morton, 2000; Ashe, 2015) It is
thought that Pacific white-sided dolphins could be experiencing a
poleward shift in their distribution in response to climate change
(Salvadeo et al., 2010; Rone et al., 2017).
During weekly surveys completed at Sitka's Whale Park between 1995
and 2000, Pacific white sided dolphin were rarely observed in groups of
around four at a rate of 0.02 individuals per day, with all recorded
sightings in February (Straley and Pendell, 2017).
Recent construction monitoring reports of monitoring in Sitka Sound
and in Silver Bay show no occurrence of Pacific white-sided dolphins in
the project area (TMC, 2017; CBS, 2019; Solstice, 2023).
Harbor Porpoise
The harbor porpoise inhabits temperate, subarctic, and arctic
waters. In the eastern North Pacific, harbor porpoises range from Point
Barrow, Alaska, to Point Conception, California. Harbor porpoise
primarily frequent coastal waters and occur most
[[Page 56323]]
frequently in waters less than 100 m deep (Hobbs and Waite, 2010). They
may occasionally be found in deeper offshore waters.
Harbor porpoise frequent nearshore waters, but are not common in
the project vicinity. During weekly surveys completed at Sitka's Whale
Park between 1995 and 2000, harbor porpoises were infrequently observed
in groups of about five to eight at a rate of 0.09 individuals per day,
with peak sightings in fall and late spring (Straley and Pendell,
2017). During recent marine mammal surveys associated with construction
projects near the project area in Sitka Sound and in Silver Bay, no
harbor porpoise were sighted (TMC, 2017; CBS, 2019; Solstice, 2023).
California Sea Lion
California sea lions live in coastal waters and on beaches, docks,
buoys, and jetties. During the winter, male California sea lions
commonly migrate to feeding grounds typically off California, Oregon,
Washington, British Columbia, and recently and more rarely, in
southeast Alaska (Woodford 2020). Females and pups typically stay close
to breeding colonies until the pups have weened (NMFS 2022b).
California sea lions are occasionally sighted across the Gulf of Alaska
north to the Pribilof Islands during all seasons of the year
(Maniscalco et al. 2004).
No research or monitoring reports have indicated sightings of
California Sea Lions in the project area (Straley and Pendell, 2017;
TMC, 2017; CBS, 2019; Solstice, 2023). However, records of California
sea lions in the GBIF show 22 sightings reported by the public within
and immediately offshore of Sitka Sound in the past 20 years,
suggesting a rare possibility of occurrence.
Northern Fur Seal
Northern fur seals are typically found in offshore waters outside
of the breeding season, although females and young males may be found
closer to shore as they move to southern waters. In Southeast Alaska
and British Columbia, they are known to occasionally haul out at sea
lion rookeries (Carretta et al., 2022; Committee on Endangered Wildlife
in Canada (COSEWIC), 2010).
Northern fur seals are considered rare in the project area. Only
four sightings were included GBIF records within Sitka Sound and nearby
offshore waters in the past 20 years, largely from agency surveys
reported in Ocean Biodiversity Information System-Spatial Ecology
Analysis of Megavertebrate Populations (GBIF, 2023a). Additionally,
during weekly surveys at Whale Park in Sitka between 1995 and 2000, no
occurrences of northern fur seals were reported (Straley and Pendell,
2017), nor were they documented during monitoring completed for recent
construction Sitka Sound and in Silver Bay show (TMC, 2017; CBS, 2019;
Solstice, 2023). However, a female northern fur seal pup was reported
swimming ``erratically'' near the shore in Sitka in January 2023 before
being transported to the Alaska Sea Life Center for medical treatment
(McKenney, 2023).
Steller Sea Lion
The majority of Steller sea lions that inhabit Southeast Alaska are
part of the eastern DPS; however, branded individuals from the western
DPS make regular movements across the 144[deg] longitude boundary to
the northern ``mixing zone'' haulouts and rookeries within southeast
Alaska (Jemison et al., 2013). While haulouts and rookeries in the
northern portion of Southeast Alaska may be important areas for western
DPS animals, there continues to be little evidence that their regular
range extends to the southern haulouts and rookeries in Southeast
Alaska (Jemison et al., 2018). However, genetic data analyzed in
Hastings et al. (2020) indicated that up to 1.2 percent of Steller sea
lions near the project area may be members of the western DPS.
Steller sea lions are common within Sitka Sound and are likely to
be found within the project area year-round. Steller sea lions were
observed every month of monitoring (September to May) conducted at
Whale Park between 1995 and 2000 (Straley and Pendell, 2017). Typical
group sizes ranged from 1-2 (though sometimes over 100) at a rate of
3.46 individuals per day, with peak sightings in November, January, and
February.
In 2017, during construction of the Gary Paxton Industrial Park
Multipurpose Dock Project in the same area, an average of more than six
Steller sea lions per day were observed during 22 days of in-water
construction per day in October and November. Mean group sizes recorded
were two individuals. During approximately 30 hours of monitoring in
June 2019 for the O'Connell Bridge Lightering Float Pile Replacement
Project, a total of 42 Steller sea lions were observed within Crescent
Bay and the Eastern Channel in group sizes of 1 to 3 individuals.
Several of these individuals were recorded as approaching or leaving
Silver Bay (CBS, 2019). Finally, observations during the offshore
geotechnical investigation for this project resulted in 79 sightings of
99 total Steller sea lions during 80 hours of drilling operations
between September 20 and 29, 2023. Sightings generally consisted of one
to three sea lions swimming largely within Sawmill Cove (Solstice,
2023). PSOs observed Steller sea lions at distances ranging between 30
m to as far as 700 m from the project site, with 10 percent of
individuals coming within less than 60 m of the project site, and over
a third of sightings occurring between 60 m and 130 m Solstice, 2023).
The project action area does not overlap Steller sea lion critical
habitat. The Biorka Island haulout is the closest designated critical
habitat and is well over 25 km southwest of the project area. There are
no known haulouts within the project area.
Harbor Seal
Harbor seals are common in the inside waters of southeastern
Alaska, including within the vicinity of the project area. The species
were observed during most months of monitoring (September through May)
from data collected at Whale Park between 1995 and 2000, except in
December and May (Straley and Pendell, 2017). Harbor seals were
frequently observed in groups of one to two. Harbor seals were also
commonly observed during recent construction projects completed in the
area, in similar group sizes (one to two) (TMS, 2017; CBS, 2019;
Solstice, 2023). Similar to Steller sea lions, harbor seals may linger
in the project area for multiple days. However, no designated haulouts
are within close proximity.
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Not all marine mammal species have equal
hearing capabilities (e.g., Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine mammals be divided into hearing
groups based on directly measured (behavioral or auditory evoked
potential techniques) or estimated hearing ranges (behavioral response
data, anatomical modeling, etc.). Subsequently, NMFS (2018) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65-
decibel (dB) threshold from the normalized composite audiograms, with
the exception for lower limits for low-
[[Page 56324]]
frequency cetaceans where the lower bound was deemed to be biologically
implausible and the lower bound from Southall et al. (2007) retained.
Marine mammal hearing groups and their associated hearing ranges are
provided in table 3.
Table 3--Marine Mammal Hearing Groups
[NMFS, 2018]
------------------------------------------------------------------------
Hearing group Generalized hearing range *
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen 7 Hz to 35 kHz.
whales).
Mid-frequency (MF) cetaceans 150 Hz to 160 kHz.
(dolphins, toothed whales, beaked
whales, bottlenose whales).
High-frequency (HF) cetaceans (true 275 Hz to 160 kHz.
porpoises, Kogia, river dolphins,
Cephalorhynchids, Lagenorhynchus
cruciger & L. australis).
Phocid pinnipeds (PW) (underwater) 50 Hz to 86 kHz.
(true seals).
Otariid pinnipeds (OW) (underwater) 60 Hz to 39 kHz.
(sea lions and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65-dB threshold from normalized
composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al., 2007) and PW pinniped (approximation).
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth et al.,
2013). This division between phocid and otariid pinnipeds is now
reflected in the updated hearing groups proposed in Southall et al.
2019.
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2018) for a review of available information.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section provides a discussion of the ways in which components
of the specified activity may impact marine mammals and their habitat.
The Estimated Take of Marine Mammals section later in this document
includes a quantitative analysis of the number of individuals that are
expected to be taken by this activity. The Negligible Impact Analysis
and Determination section considers the content of this section, the
Estimated Take of Marine Mammals section, and the Proposed Mitigation
section, to draw conclusions regarding the likely impacts of these
activities on the reproductive success or survivorship of individuals
and whether those impacts are reasonably expected to, or reasonably
likely to, adversely affect the species or stock through effects on
annual rates of recruitment or survival.
Description of Sound Sources
The marine soundscape is comprised of both ambient and
anthropogenic sounds. Ambient sound is defined as the all-encompassing
sound in a given place and is usually a composite of sound from many
sources both near and far [American National Standards Institute
(ANSI), 1995]. The sound level of an area is defined by the total
acoustical energy being generated by known and unknown sources. These
sources may include physical (e.g., waves, wind, precipitation,
earthquakes, ice, atmospheric sound), biological (e.g., sounds produced
by marine mammals, fish, and invertebrates), and anthropogenic sound
(e.g., vessels, dredging, aircraft, construction).
The sum of the various natural and anthropogenic sound sources at
any given location and time--which comprise ``ambient'' or
``background'' sound--depends not only on the source levels (as
determined by current weather conditions and levels of biological and
shipping activity) but also on the ability of sound to propagate
through the environment. In turn, sound propagation is dependent on the
spatially and temporally varying properties of the water column and sea
floor, and is frequency-dependent. As a result of the dependence on a
large number of varying factors, ambient sound levels can be expected
to vary widely over both coarse and fine spatial and temporal scales.
Sound levels at a given frequency and location can vary by 10-20 dB
from day to day (Richardson et al., 1995). The result is that,
depending on the source type and its intensity, sound from the
specified activity may be a negligible addition to the local
environment or could form a distinctive signal that may affect marine
mammals.
In-water construction activities associated with the project would
include impact and vibratory pile driving and removal. The sounds
produced by these activities fall into one of two general sound types:
impulsive and non-impulsive. Impulsive sounds (e.g., explosions,
gunshots, sonic booms, impact pile driving) are typically transient,
brief (less than 1 second), broadband, and consist of high peak sound
pressure with rapid rise time and rapid decay (ANSI, 1986; National
Institute of Occupational Safety and Health (NIOSH), 1998; NMFS, 2018).
Non-impulsive sounds (e.g., aircraft, machinery operations such as
drilling or dredging, vibratory pile driving, and active sonar systems)
can be broadband, narrowband or tonal, brief or prolonged (continuous
or intermittent), and typically do not have the high peak sound
pressure with rapid rise/decay time that impulsive sounds do (ANSI,
1995; NIOSH, 1998; NMFS, 2018). The distinction between these two sound
types is important because they have differing potential to cause
physical effects, particularly with regard to hearing (e.g., Ward,
1997, in Southall et al., 2007).
Two types of hammers would be used on this project: impact and
vibratory. Impact hammers operate by repeatedly dropping a heavy piston
onto a pile to drive the pile into the substrate. Sound generated by
impact hammers is characterized by rapid rise times and high peak
levels, a potentially injurious combination (Hastings and Popper,
2005). Vibratory hammers install piles by vibrating them and allowing
the weight of the hammer to push them into the sediment. Vibratory
hammers produce significantly less sound than impact hammers. Peak
sound pressure levels (SPLs) may be 180 dB or greater, but are
generally 10 to 20 dB lower than SPLs generated during impact pile
driving of the same-sized pile (Oestman et al., 2009). Rise time is
slower, reducing the probability and severity of injury, and sound
energy is distributed over a greater amount of time (Nedwell and
Edwards, 2002; Carlson et al., 2005).
[[Page 56325]]
The likely or possible impacts of CBS's proposed activity on marine
mammals could involve both non-acoustic and acoustic stressors.
Potential non-acoustic stressors could result from the physical
presence of equipment and personnel; however, any impacts to marine
mammals are expected to be primarily acoustic in nature. Acoustic
stressors include effects of heavy equipment operation during pile
installation and removal.
Acoustic Effects
The introduction of anthropogenic noise into the aquatic
environment from pile driving and removal is the means by which marine
mammals may be harassed from CBS's specified activity. In general,
animals exposed to natural or anthropogenic sound may experience
behavioral, physiological, and/or physical effects, ranging in
magnitude from none to severe (Southall et al., 2007, 2019). In
general, exposure to pile driving noise has the potential to result in
behavioral reactions (e.g., avoidance, temporary cessation of foraging
and vocalizing, changes in dive behavior) and, in limited cases, an
auditory threshold shift (TS). Exposure to anthropogenic noise can also
lead to non-observable physiological responses such an increase in
stress hormones. Additional noise in a marine mammal's habitat can mask
acoustic cues used by marine mammals to carry out daily functions such
as communication and predator and prey detection. The effects of pile
driving noise on marine mammals are dependent on several factors,
including, but not limited to, sound type (e.g., impulsive vs. non-
impulsive), the species, age and sex class (e.g., adult male vs. mom
with calf), duration of exposure, the distance between the pile and the
animal, received levels, behavior at time of exposure, and previous
history with exposure (Wartzok et al., 2004; Southall et al., 2007).
Here we discuss physical auditory effects (TSs) followed by behavioral
effects and potential impacts on habitat.
NMFS defines a noise-induced TS as a change, usually an increase,
in the threshold of audibility at a specified frequency or portion of
an individual's hearing range above a previously established reference
level (NMFS, 2018). The amount of TS is customarily expressed in dB. A
TS can be permanent or temporary. As described in NMFS (2018), there
are numerous factors to consider when examining the consequence of TS,
including, but not limited to, the signal temporal pattern (e.g.,
impulsive or non-impulsive), likelihood an individual would be exposed
for a long enough duration or to a high enough level to induce a TS,
the magnitude of the TS, time to recovery (seconds to minutes or hours
to days), the frequency range of the exposure (i.e., spectral content),
the hearing and vocalization frequency range of the exposed species
relative to the signal's frequency spectrum (i.e., how animal uses
sound within the frequency band of the signal; e.g., Kastelein et al.,
2014), and the overlap between the animal and the source (e.g.,
spatial, temporal, and spectral).
Permanent Threshold Shift (PTS)--NMFS defines PTS as a permanent,
irreversible increase in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS, 2018). Available data
from humans and other terrestrial mammals indicate that a 40-dB TS
approximates PTS onset (Ward et al., 1958, 1959; Ward 1960; Kryter et
al., 1966; Miller, 1974; Ahroon et al., 1996; Henderson et al., 2008).
PTS levels for marine mammals are estimates, as with the exception of a
single study unintentionally inducing PTS in a harbor seal (Kastak et
al., 2008), there are no empirical data measuring PTS in marine mammals
largely due to the fact that, for various ethical reasons, experiments
involving anthropogenic noise exposure at levels inducing PTS are not
typically pursued or authorized (NMFS, 2018).
Temporary Threshold Shift (TTS)--A temporary, reversible increase
in the threshold of audibility at a specified frequency or portion of
an individual's hearing range above a previously established reference
level (NMFS, 2018). Based on data from cetacean TTS measurements
(Southall et al., 2007), a TTS of 6 dB is considered the minimum TS
clearly larger than any day-to-day or session-to-session variation in a
subject's normal hearing ability (Schlundt et al., 2000; Finneran et
al., 2000, 2002). As described in Finneran (2015), marine mammal
studies have shown the amount of TTS increases with cumulative sound
exposure level (SELcum) in an accelerating fashion: At low
exposures with lower SELcum, the amount of TTS is typically
small and the growth curves have shallow slopes. At exposures with
higher SELcum, the growth curves become steeper and approach
linear relationships with the noise SEL.
Depending on the degree (elevation of threshold in dB), duration
(i.e., recovery time), and frequency range of TTS, and the context in
which it is experienced, TTS can have effects on marine mammals ranging
from discountable to serious (similar to those discussed in Masking,
below). For example, a marine mammal may be able to readily compensate
for a brief, relatively small amount of TTS in a non-critical frequency
range that takes place during a time when the animal is traveling
through the open ocean, where ambient noise is lower and there are not
as many competing sounds present. Alternatively, a larger amount and
longer duration of TTS sustained during time when communication is
critical for successful mother/calf interactions could have more
serious impacts. We note that reduced hearing sensitivity as a simple
function of aging has been observed in marine mammals, as well as
humans and other taxa (Southall et al., 2007), so we can infer that
strategies exist for coping with this condition to some degree, though
likely not without cost.
Many studies have examined noise-induced hearing loss in marine
mammals (see Finneran (2015) and Southall et al. (2019) for summaries).
TTS is the mildest form of hearing impairment that can occur during
exposure to sound (Kryter, 2013). While experiencing TTS, the hearing
threshold rises, and a sound must be at a higher level in order to be
heard. In terrestrial and marine mammals, TTS can last from minutes or
hours to days (in cases of strong TTS). In many cases, hearing
sensitivity recovers rapidly after exposure to the sound ends. For
cetaceans, published data on the onset of TTS are limited to captive
bottlenose dolphin (Tursiops truncatus), beluga whale, harbor porpoise,
and Yangtze finless porpoise (Neophocoena asiaeorientalis) (Southall et
al., 2019). For pinnipeds in water, measurements of TTS are limited to
harbor seals, elephant seals (Mirounga angustirostris), bearded seals
(Erignathus barbatus) and California sea lions (Zalophus californianus)
(Kastak et al., 1999, 2007; Kastelein et al., 2019b, 2019c, 2021,
2022a, 2022b; Reichmuth et al., 2019; Sills et al., 2020). TTS was not
observed in spotted (Phoca largha) and ringed (Pusa hispida) seals
exposed to single airgun impulse sounds at levels matching previous
predictions of TTS onset (Reichmuth et al., 2016). These studies
examine hearing thresholds measured in marine mammals before and after
exposure to intense or long-duration sound exposures. The difference
between the pre-exposure and post-exposure thresholds can be used to
determine the amount of threshold shift at various post-exposure times.
The amount and onset of TTS depends on the exposure frequency.
[[Page 56326]]
Sounds at low frequencies, well below the region of best sensitivity
for a species or hearing group, are less hazardous than those at higher
frequencies, near the region of best sensitivity (Finneran and
Schlundt, 2013). At low frequencies, onset-TTS exposure levels are
higher compared to those in the region of best sensitivity (i.e., a low
frequency noise would need to be louder to cause TTS onset when TTS
exposure level is higher), as shown for harbor porpoises and harbor
seals (Kastelein et al., 2019a, 2019c). Note that in general, harbor
seals and harbor porpoises have a lower TTS onset than other measured
pinniped or cetacean species (Finneran, 2015). In addition, TTS can
accumulate across multiple exposures, but the resulting TTS will be
less than the TTS from a single, continuous exposure with the same SEL
(Mooney et al., 2009; Finneran et al., 2010; Kastelein et al., 2014,
2015). This means that TTS predictions based on the total, cumulative
SEL will overestimate the amount of TTS from intermittent exposures,
such as sonars and impulsive sources. Nachtigall et al. (2018) describe
measurements of hearing sensitivity of multiple odontocete species
(bottlenose dolphin, harbor porpoise, beluga, and false killer whale
(Pseudorca crassidens)) when a relatively loud sound was preceded by a
warning sound. These captive animals were shown to reduce hearing
sensitivity when warned of an impending intense sound. Based on these
experimental observations of captive animals, the authors suggest that
wild animals may dampen their hearing during prolonged exposures or if
conditioned to anticipate intense sounds. Another study showed that
echolocating animals (including odontocetes) might have anatomical
specializations that might allow for conditioned hearing reduction and
filtering of low-frequency ambient noise, including increased stiffness
and control of middle ear structures and placement of inner ear
structures (Ketten et al., 2021). Data available on noise-induced
hearing loss for mysticetes are currently lacking (NMFS, 2018).
Additionally, the existing marine mammal TTS data come from a limited
number of individuals within these species.
Relationships between TTS and PTS thresholds have not been studied
in marine mammals, and there is no PTS data for cetaceans, but such
relationships are assumed to be similar to those in humans and other
terrestrial mammals. PTS typically occurs at exposure levels at least
several decibels above that inducing mild TTS (e.g., a 40-dB threshold
shift approximates PTS onset (Kryter et al., 1966; Miller, 1974), while
a 6-dB threshold shift approximates TTS onset (Southall et al., 2007,
2019). Based on data from terrestrial mammals, a precautionary
assumption is that the PTS thresholds for impulsive sounds (such as
impact pile driving pulses as received close to the source) are at
least 6 dB higher than the TTS threshold on a peak-pressure basis and
PTS cumulative sound exposure level thresholds are 15 to 20 dB higher
than TTS cumulative sound exposure level thresholds (Southall et al.,
2007, 2019). Given the higher level of sound or longer exposure
duration necessary to cause PTS as compared with TTS, it is
considerably less likely that PTS could occur.
Activities for this project include impact and vibratory pile
driving and removal. There would likely be pauses in activities
producing the sound during each day. Given these pauses and the fact
that many marine mammals are likely moving through the project areas
and not remaining for extended periods of time, the potential for TS
declines.
Behavioral Harassment--Exposure to noise from pile driving also has
the potential to behaviorally disturb marine mammals. Generally
speaking, NMFS considers a behavioral disturbance that rises to the
level of harassment under the MMPA a non-minor response--in other
words, not every response qualifies as behavioral disturbance, and for
responses that do, those of a higher level, or accrued across a longer
duration, have the potential to affect foraging, reproduction, or
survival. Behavioral disturbance may include a variety of effects,
including subtle changes in behavior (e.g., minor or brief avoidance of
an area or changes in vocalizations), more conspicuous changes in
similar behavioral activities, and more sustained and/or potentially
severe reactions, such as displacement from or abandonment of high-
quality habitat. Behavioral responses may include changing durations of
surfacing and dives, changing direction and/or speed; reducing/
increasing vocal activities; changing/cessation of certain behavioral
activities (such as socializing or feeding); eliciting a visible
startle response or aggressive behavior (such as tail/fin slapping or
jaw clapping); avoidance of areas where sound sources are located.
Pinnipeds may increase their haul out time, possibly to avoid in-water
disturbance (Thorson and Reyff, 2006). Behavioral responses to sound
are highly variable and context-specific and any reactions depend on
numerous intrinsic and extrinsic factors (e.g., species, state of
maturity, experience, current activity, reproductive state, auditory
sensitivity, time of day), as well as the interplay between factors
(e.g., Richardson et al., 1995; Wartzok et al., 2004; Southall et al.,
2007, 2019; Weilgart, 2007; Archer et al., 2010). Behavioral reactions
can vary not only among individuals but also within an individual,
depending on previous experience with a sound source, context, and
numerous other factors (Ellison et al., 2012), and can vary depending
on characteristics associated with the sound source (e.g., whether it
is moving or stationary, number of sources, distance from the source).
In general, pinnipeds seem more tolerant of, or at least habituate more
quickly to, potentially disturbing underwater sound than do cetaceans,
and generally seem to be less responsive to exposure to industrial
sound than most cetaceans. Please see Appendices B and C of Southall et
al. (2007) and Gomez et al. (2016) for reviews of studies involving
marine mammal behavioral responses to sound.
Habituation can occur when an animal's response to a stimulus wanes
with repeated exposure, usually in the absence of unpleasant associated
events (Wartzok et al., 2004). Animals are most likely to habituate to
sounds that are predictable and unvarying. It is important to note that
habituation is appropriately considered as a ``progressive reduction in
response to stimuli that are perceived as neither aversive nor
beneficial,'' rather than as, more generally, moderation in response to
human disturbance (Bejder et al., 2009). The opposite process is
sensitization, when an unpleasant experience leads to subsequent
responses, often in the form of avoidance, at a lower level of
exposure.
As noted above, behavioral state may affect the type of response.
For example, animals that are resting may show greater behavioral
change in response to disturbing sound levels than animals that are
highly motivated to remain in an area for feeding (Richardson et al.,
1995; Wartzok et al., 2004; National Research Council (NRC), 2005).
Controlled experiments with captive marine mammals have showed
pronounced behavioral reactions, including avoidance of loud sound
sources (Ridgway et al., 1997; Finneran et al., 2003). Observed
responses of wild marine mammals to loud pulsed sound sources (e.g.,
seismic airguns) have been varied but often consist of avoidance
behavior or other behavioral changes (Richardson et al., 1995; Morton
and Symonds, 2002; Nowacek et al., 2007).
[[Page 56327]]
Available studies show wide variation in response to underwater
sound; therefore, it is difficult to predict specifically how any given
sound in a particular instance might affect marine mammals perceiving
the signal. If a marine mammal does react briefly to an underwater
sound by changing its behavior or moving a small distance, the impacts
of the change are unlikely to be significant to the individual, let
alone the stock or population. However, if a sound source displaces
marine mammals from an important feeding or breeding area for a
prolonged period, impacts on individuals and populations could be
significant (e.g., Lusseau and Bejder, 2007; Weilgart, 2007; NRC,
2005). However, there are broad categories of potential response, which
we describe in greater detail here, that include alteration of dive
behavior, alteration of foraging behavior, effects to breathing,
interference with or alteration of vocalization, avoidance, and flight.
Changes in dive behavior can vary widely and may consist of
increased or decreased dive times and surface intervals as well as
changes in the rates of ascent and descent during a dive (e.g., Frankel
and Clark, 2000; Costa et al., 2003; Ng and Leung, 2003; Nowacek et
al., 2004; Goldbogen et al., 2013a, 2013b). Variations in dive behavior
may reflect interruptions in biologically significant activities (e.g.,
foraging) or they may be of little biological significance. The impact
of an alteration to dive behavior resulting from an acoustic exposure
depends on what the animal is doing at the time of the exposure and the
type and magnitude of the response.
Disruption of feeding behavior can be difficult to correlate with
anthropogenic sound exposure, so it is usually inferred by observed
displacement from known foraging areas, the appearance of secondary
indicators (e.g., bubble nets or sediment plumes), or changes in dive
behavior. As for other types of behavioral response, the frequency,
duration, and temporal pattern of signal presentation, as well as
differences in species sensitivity, are likely contributing factors to
differences in response in any given circumstance (e.g., Croll et al.,
2001; Nowacek et al., 2004; Madsen et al., 2006; Yazvenko et al.,
2007). A determination of whether foraging disruptions incur fitness
consequences would require information on or estimates of the energetic
requirements of the affected individuals and the relationship between
prey availability, foraging effort and success, and the life history
stage of the animal.
Variations in respiration naturally vary with different behaviors
and alterations to breathing rate as a function of acoustic exposure
can be expected to co-occur with other behavioral reactions, such as a
flight response or an alteration in diving. However, respiration rates
in and of themselves may be representative of annoyance or an acute
stress response. Various studies have shown that respiration rates may
either be unaffected or could increase, depending on the species and
signal characteristics, again highlighting the importance in
understanding species differences in the tolerance of underwater noise
when determining the potential for impacts resulting from anthropogenic
sound exposure (e.g., Kastelein et al., 2001, 2005, 2006; Gailey et
al., 2007). For example, harbor porpoise' respiration rate increased in
response to pile driving sounds at and above a received broadband SPL
of 136 dB (zero-peak SPL: 151 dB re 1 [mu]Pa; SEL of a single strike:
127 dB re 1 [mu]Pa\2\-s) (Kastelein et al., 2013).
Marine mammals vocalize for different purposes and across multiple
modes, such as whistling, echolocation click production, calling, and
singing. Changes in vocalization behavior in response to anthropogenic
noise can occur for any of these modes and may result from a need to
compete with an increase in background noise or may reflect increased
vigilance or a startle response. For example, in the presence of
potentially masking signals, humpback whales and killer whales have
been observed to increase the length of their songs (Miller et al.,
2000; Fristrup et al., 2003) or vocalizations (Foote et al., 2004),
respectively, while North Atlantic right whales (Eubalaena glacialis)
have been observed to shift the frequency content of their calls upward
while reducing the rate of calling in areas of increased anthropogenic
noise (Parks et al., 2007). In some cases, animals may cease sound
production during production of aversive signals (Bowles et al., 1994).
Avoidance is the displacement of an individual from an area or
migration path as a result of the presence of a sound or other
stressors, and is one of the most obvious manifestations of disturbance
in marine mammals (Richardson et al., 1995). For example, gray whales
are known to change direction--deflecting from customary migratory
paths--in order to avoid noise from seismic surveys (Malme et al.,
1984). Avoidance may be short-term, with animals returning to the area
once the noise has ceased (e.g., Bowles et al., 1994; Goold, 1996;
Stone et al., 2000; Morton and Symonds, 2002; Gailey et al., 2007).
Longer-term displacement is possible, however, which may lead to
changes in abundance or distribution patterns of the affected species
in the affected region if habituation to the presence of the sound does
not occur (e.g., Blackwell et al., 2004; Bejder et al., 2006; Teilmann
et al., 2006).
A flight response is a dramatic change in normal movement to a
directed and rapid movement away from the perceived location of a sound
source. The flight response differs from other avoidance responses in
the intensity of the response (e.g., directed movement, rate of
travel). Relatively little information on flight responses of marine
mammals to anthropogenic signals exist, although observations of flight
responses to the presence of predators have occurred (Connor and
Heithaus, 1996; Bowers et al., 2018). The result of a flight response
could range from brief, temporary exertion and displacement from the
area where the signal provokes flight to, in extreme cases, marine
mammal strandings (England et al., 2001). However, it should be noted
that response to a perceived predator does not necessarily invoke
flight (Ford and Reeves, 2008), and whether individuals are solitary or
in groups may influence the response.
Behavioral disturbance can also impact marine mammals in more
subtle ways. Increased vigilance may result in costs related to
diversion of focus and attention (i.e., when a response consists of
increased vigilance, it may come at the cost of decreased attention to
other critical behaviors such as foraging or resting). These effects
have generally not been demonstrated for marine mammals, but studies
involving fishes and terrestrial animals have shown that increased
vigilance may substantially reduce feeding rates (e.g., Beauchamp and
Livoreil, 1997; Fritz et al., 2002; Purser and Radford, 2011). In
addition, chronic disturbance can cause population declines through
reduction of fitness (e.g., decline in body condition) and subsequent
reduction in reproductive success, survival, or both (e.g., Harrington
and Veitch, 1992; Daan et al., 1996; Bradshaw et al., 1998). However,
Ridgway et al. (2006) reported that increased vigilance in bottlenose
dolphins exposed to sound over a 5-day period did not cause any sleep
deprivation or stress effects.
Many animals perform vital functions, such as feeding, resting,
traveling, and socializing, on a diel cycle (24-hour cycle). Disruption
of such functions resulting from reactions to stressors such as sound
exposure are more likely to be significant if they last more than
[[Page 56328]]
one diel cycle or recur on subsequent days (Southall et al., 2007).
Consequently, a behavioral response lasting less than 1 day and not
recurring on subsequent days is not considered particularly severe
unless it could directly affect reproduction or survival (Southall et
al., 2007). Note that there is a difference between multi-day
substantive (i.e., meaningful) behavioral reactions and multi-day
anthropogenic activities. For example, just because an activity lasts
for multiple days does not necessarily mean that individual animals are
either exposed to activity-related stressors for multiple days or,
further, exposed in a manner resulting in sustained multi-day
substantive behavioral responses.
During a dock replacement project completed at this site in 2017,
monitors observed marine mammals during construction activities (i.e.,
vibratory or impact installation 30-in and 48-in steel piles; and
vibratory removal of 16-in wood piles) on 22 days between October 9 and
November 9 (TMC, 2017). In most cases behaviors were not reported, but
there is some information to indicate that during pile driving a
Steller sea lion was observed feeding, and humpback whales were
observed moving through the project area to the mouth of the bay or to
the inner bay. We expect similar behavioral responses of marine mammals
to CBS's specified activity for this proposed project. That is,
disturbance, if any, is likely to be temporary and localized (e.g.,
small area movements).
Stress Responses--An animal's perception of a threat may be
sufficient to trigger stress responses consisting of some combination
of behavioral responses, autonomic nervous system responses,
neuroendocrine responses, or immune responses (e.g., Seyle, 1950;
Moberg, 2000). In many cases, an animal's first and sometimes most
economical (in terms of energetic costs) response is behavioral
avoidance of the potential stressor. Autonomic nervous system responses
to stress typically involve changes in heart rate, blood pressure, and
gastrointestinal activity. These responses have a relatively short
duration and may or may not have a significant long-term effect on an
animal's fitness.
Neuroendocrine stress responses often involve the hypothalamus-
pituitary-adrenal system. Virtually all neuroendocrine functions that
are affected by stress--including immune competence, reproduction,
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been
implicated in failed reproduction, altered metabolism, reduced immune
competence, and behavioral disturbance (e.g., Moberg, 1987; Blecha,
2000). Increases in the circulation of glucocorticoids are also equated
with stress (Romano et al., 2004).
The primary distinction between stress (which is adaptive and does
not normally place an animal at risk) and ``distress'' is the cost of
the response. During a stress response, an animal uses glycogen stores
that can be quickly replenished once the stress is alleviated. In such
circumstances, the cost of the stress response would not pose serious
fitness consequences. However, when an animal does not have sufficient
energy reserves to satisfy the energetic costs of a stress response,
energy resources must be diverted from other functions. This state of
distress will last until the animal replenishes its energetic reserves
sufficient to restore normal function.
Relationships between these physiological mechanisms, animal
behavior, and the costs of stress responses are well-studied through
controlled experiments and for both laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al., 1998; Jessop et al., 2003;
Krausman et al., 2004; Lankford et al., 2005). Stress responses due to
exposure to anthropogenic sounds or other stressors and their effects
on marine mammals have also been reviewed (Fair and Becker, 2000;
Romano et al., 2002b) and, more rarely, studied in wild populations
(e.g., Romano et al., 2002a). For example, Rolland et al. (2012) found
that noise reduction from reduced ship traffic in the Bay of Fundy was
associated with decreased stress in North Atlantic right whales. These
and other studies lead to a reasonable expectation that some marine
mammals will experience physiological stress responses upon exposure to
acoustic stressors and that it is possible that some of these would be
classified as ``distress.'' In addition, any animal experiencing TTS
would likely also experience stress responses (NRC, 2003), however
distress is an unlikely result of this project based on observations of
marine mammals during previous, similar projects in the area.
Auditory Masking. Since many marine mammals rely on sound to find
prey, moderate social interactions, and facilitate mating (Tyack,
2008), noise from anthropogenic sound sources can interfere with these
functions, but only if the noise spectrum overlaps with the hearing
sensitivity of the receiving marine mammal (Southall et al., 2007;
Clark et al., 2009; Hatch et al., 2012). Chronic exposure to excessive,
though not high-intensity, noise could cause masking at particular
frequencies for marine mammals that utilize sound for vital biological
functions (Clark et al., 2009). Acoustic masking is when other noises
such as from human sources interfere with an animal's ability to
detect, recognize, or discriminate between acoustic signals of interest
(e.g., those used for intraspecific communication and social
interactions, prey detection, predator avoidance, navigation)
(Richardson et al., 1995; Erbe et al., 2016). Therefore, under certain
circumstances, marine mammals whose acoustical sensors or environment
are being severely masked could also be impaired from maximizing their
performance fitness in survival and reproduction. The ability of a
noise source to mask biologically important sounds depends on the
characteristics of both the noise source and the signal of interest
(e.g., signal-to-noise ratio, temporal variability, direction), in
relation to each other and to an animal's hearing abilities (e.g.,
sensitivity, frequency range, critical ratios, frequency
discrimination, directional discrimination, age or TTS hearing loss),
and existing ambient noise and propagation conditions (Hotchkin and
Parks, 2013).
Under certain circumstances, marine mammals experiencing
significant masking could also be impaired from maximizing their
performance fitness in survival and reproduction. Therefore, when the
coincident (masking) sound is human-made, it may be considered
harassment when disrupting or altering critical behaviors. It is
important to distinguish TTS and PTS, which persist after the sound
exposure, from masking, which occurs during the sound exposure. Because
masking (without resulting in TS) is not associated with abnormal
physiological function, it is not considered a physiological effect,
but rather a potential behavioral effect (though not necessarily one
that would be associated with harassment).
The frequency range of the potentially masking sound is important
in determining any potential behavioral impacts. For example, low-
frequency signals may have less effect on high-frequency echolocation
sounds produced by odontocetes but are more likely to affect detection
of mysticete communication calls and other potentially important
natural sounds such as those produced by surf and some prey species.
The masking of communication signals by anthropogenic noise may be
considered as a reduction in the communication space of animals (e.g.,
Clark et al., 2009) and may result in energetic or other
[[Page 56329]]
costs as animals change their vocalization behavior (e.g., Miller et
al., 2000; Foote et al., 2004; Parks et al., 2007; Di Iorio and Clark,
2010; Holt et al., 2009). Masking can be reduced in situations where
the signal and noise come from different directions (Richardson et al.,
1995), through amplitude modulation of the signal, or through other
compensatory behaviors (Hotchkin and Parks, 2013). Masking can be
tested directly in captive species (e.g., Erbe, 2008), but in wild
populations it must be either modeled or inferred from evidence of
masking compensation. There are few studies addressing real-world
masking sounds likely to be experienced by marine mammals in the wild
(e.g., Branstetter et al., 2013).
Marine mammals at or near the proposed CBS project site may be
exposed to anthropogenic noise which may be a source of masking.
Vocalization changes may result from a need to compete with an increase
in background noise and include increasing the source level, modifying
the frequency, increasing the call repetition rate of vocalizations, or
ceasing to vocalize in the presence of increased noise (Hotchkin and
Parks, 2013). For example, in response to loud noise, beluga whales may
shift the frequency of their echolocation clicks to prevent masking by
anthropogenic noise (Tyack, 2000; Eickmeier and Vallarta, 2022).
Masking is more likely to occur in the presence of broadband,
relatively continuous noise sources such as vibratory pile driving.
Energy distribution of pile driving covers a broad frequency spectrum,
and sound from pile driving would be within the audible range of
pinnipeds and cetaceans present in the proposed action area. While some
construction during the CBS's activities may mask some acoustic signals
that are relevant to the daily behavior of marine mammals, the short-
term duration and limited areas affected make it very unlikely that the
fitness of individual marine mammals would be impacted.
Airborne Acoustic Effects--Airborne noise would primarily be an
issue for pinnipeds that are swimming or hauled out near the project
site within the range of noise levels elevated above the acoustic
criteria. We recognize that pinnipeds in the water could be exposed to
airborne sound that may result in behavioral harassment when looking
with their heads above water. Most likely, airborne sound would cause
behavioral responses similar to those discussed above in relation to
underwater sound. For instance, anthropogenic sound could cause hauled-
out pinnipeds to exhibit changes in their normal behavior, such as
reduction in vocalizations, or cause them to temporarily abandon the
area and move further from the source. However, these animals would
previously have been ``taken'' because of exposure to underwater sound
above the behavioral harassment thresholds, which are in all cases
larger than those associated with airborne sound. Thus, the behavioral
harassment of these animals is already accounted for in these estimates
of potential take. Therefore, we do not believe that authorization of
incidental take resulting from airborne sound for pinnipeds is
warranted, and airborne sound is not discussed further. Cetaceans are
not expected to be exposed to airborne sounds that would result in
harassment as defined under the MMPA.
Marine Mammal Habitat Effects
The project would occur in an active marine commercial and
industrial area. The new facility will consist primarily of new
structures though an existing boat ramp will be filled. Construction
activities at the Gary Paxton Industrial Park could have localized,
temporary impacts on marine mammal habitat and their prey by increasing
in-water SPLs and slightly decreasing water quality. Increased noise
levels may affect acoustic habitat (see Masking discussion above) and
adversely affect marine mammal prey in the vicinity of the project area
(see discussion below). During vibratory and impact pile driving,
elevated levels of underwater noise would ensonify a portion of Eastern
Channel and Silver Bay, where both fish and mammals occur and could
affect foraging success.
Construction activities are of short duration and would likely have
temporary impacts on marine mammal habitat through increases in
underwater and airborne sound. These sounds would not be detectable at
the nearest known Steller sea lion and harbor sea haulouts, which are
well beyond the maximum distance of predicted in-air acoustical
disturbance.
Water Quality--Temporary and localized reduction in water quality
would occur as a result of in-water construction activities. Most of
this effect would occur during the installation and removal of piles
when bottom sediments are disturbed. The installation and removal of
piles would disturb bottom sediments and may cause a temporary increase
in suspended sediment in the project area. During pile removal,
sediment attached to the pile moves vertically through the water column
until gravitational forces cause it to slough off under its own weight.
The small resulting sediment plume is expected to settle out of the
water column within a few hours. Studies of the effects of turbid water
on fish (marine mammal prey) suggest that concentrations of suspended
sediment can reach thousands of milligrams per liter before an acute
toxic reaction is expected (Burton, 1993).
Effects to turbidity and sedimentation are expected to be short-
term, minor, and localized. Suspended sediments in the water column
should dissipate and quickly return to background levels in all
construction scenarios. Turbidity within the water column has the
potential to reduce the level of oxygen in the water and irritate the
gills of prey fish species in the proposed project area. However,
turbidity plumes associated with the project would be temporary and
localized, and fish in the proposed project area would be able to move
away from and avoid the areas where plumes may occur. Therefore, it is
expected that the impacts on prey fish species from turbidity, and
therefore on marine mammals, would be minimal and temporary. In
general, the area likely impacted by the proposed construction
activities is relatively small compared to the available marine mammal
habitat in Silver Bay, and does not include any areas of particular
importance.
In-Water Construction Effects on Potential Prey--Sound may affect
marine mammals through impacts on the abundance, behavior, or
distribution of prey species (e.g., crustaceans, cephalopods, fish,
zooplankton). Marine mammal prey varies by species, season, and
location and, for some, is not well documented. Here, we describe
studies regarding the effects of noise on known marine mammal prey.
Fish utilize the soundscape and components of sound in their
environment to perform important functions such as foraging, predator
avoidance, mating, and spawning (e.g., Zelick et al., 1999; Fay, 2009).
Depending on their hearing anatomy and peripheral sensory structures,
which vary among species, fishes hear sounds using pressure and
particle motion sensitivity capabilities and detect the motion of
surrounding water (Fay et al., 2008). The potential effects of noise on
fishes depends on the overlapping frequency range, distance from the
sound source, water depth of exposure, and species-specific hearing
sensitivity, anatomy, and physiology. Key impacts to fishes may include
behavioral responses, hearing damage,
[[Page 56330]]
barotrauma (pressure-related injuries), and mortality.
Fish react to sounds which are especially strong and/or
intermittent low-frequency sounds, and behavioral responses such as
flight or avoidance are the most likely effects. Short duration, sharp
sounds can cause overt or subtle changes in fish behavior and local
distribution. The reaction of fish to noise depends on the
physiological state of the fish, past exposures, motivation (e.g.,
feeding, spawning, migration), and other environmental factors.
Hastings and Popper (2005) identified several studies that suggest fish
may relocate to avoid certain areas of sound energy. Additional studies
have documented effects of pile driving on fish, although several are
based on studies in support of large, multiyear bridge construction
projects (e.g., Scholik and Yan, 2001, 2002; Popper and Hastings,
2009). Several studies have demonstrated that impulse sounds might
affect the distribution and behavior of some fishes, potentially
impacting foraging opportunities or increasing energetic costs (e.g.,
Fewtrell and McCauley, 2012; Pearson et al., 1992; Skalski et al.,
1992; Santulli et al., 1999; Paxton et al., 2017). However, some
studies have shown no or slight reaction to impulse sounds (e.g., Pena
et al., 2013; Wardle et al., 2001; Jorgenson and Gyselman, 2009; Cott
et al., 2012). More commonly, though, the impacts of noise on fish are
temporary.
SPLs of sufficient strength have been known to cause injury to fish
and fish mortality. However, in most fish species, hair cells in the
ear continuously regenerate and loss of auditory function likely is
restored when damaged cells are replaced with new cells. Halvorsen et
al. (2012a) showed that a TTS of 4-6 dB was recoverable within 24 hours
for one species. Impacts would be most severe when the individual fish
is close to the source and when the duration of exposure is long.
Injury caused by barotrauma can range from slight to severe and can
cause death, and is most likely for fish with swim bladders. Barotrauma
injuries have been documented during controlled exposure to impact pile
driving (Halvorsen et al., 2012b; Casper et al., 2013).
The greatest potential impact to fishes during construction would
occur during impact pile installation of 24-in and 36-in steel pipe
piles, which is estimated to occur on up to 30 days for a maximum of
6,000 strikes per day. In-water construction activities would only
occur during daylight hours, allowing fish to forage and transit the
project area in the evening. Vibratory pile driving would possibly
elicit behavioral reactions from fishes such as temporary avoidance of
the area but is unlikely to cause injuries to fishes or have persistent
effects on local fish populations. Construction also would have minimal
permanent and temporary impacts on benthic invertebrate species, a
marine mammal prey source. In addition, it should be noted that the
area in question is low-quality habitat since it is already highly
developed and experiences a high level of anthropogenic noise from
normal operations and other vessel traffic. In general, any negative
impacts on marine mammal prey species are expected to be minor and
temporary.
Fish populations in the proposed project area that serve as marine
mammal prey could be temporarily affected by noise from pile
installation and removal. The frequency range in which fishes generally
perceive underwater sounds is 50 to 2,000 Hz, with peak sensitivities
below 800 Hz (Popper and Hastings, 2009). Fish behavior or distribution
may change, especially with strong and/or intermittent sounds that
could harm fishes. High underwater SPLs have been documented to alter
behavior, cause hearing loss, and injure or kill individual fish by
causing serious internal injury (Hastings and Popper, 2005).
The most likely impact to fish from pile driving activities in the
project area would be temporary behavioral avoidance of the area. The
duration of fish avoidance of an area after pile driving stops is
unknown, but a rapid return to normal recruitment, distribution and
behavior is anticipated. In general, impacts to marine mammal prey
species are expected to be minor and temporary due to the expected
short daily duration of individual pile driving events.
In-Water Construction Effects on Potential Foraging Habitat--The
areas likely impacted by the project are relatively small compared to
the available habitat in adjacent Sitka Sound and does not include any
BIAs or ESA-designated critical habitat. The total seafloor area
affected by pile installation and removal and the new dock footprints
is a small area compared to the vast foraging area available to marine
mammals in the area. Pile driving and removal at the project site would
not obstruct long-term movements or migration of marine mammals.
Avoidance by potential prey (i.e., fish or, in the case of
transient killer whales, other marine mammals) of the immediate area
due to the temporary loss of this foraging habitat is also possible.
The duration of fish and marine mammal avoidance of this area after
pile driving stops is unknown, but a rapid return to normal
recruitment, distribution, and behavior is anticipated. Any behavioral
avoidance by fish or marine mammals of the disturbed area would still
leave significantly large areas of fish and marine mammal foraging
habitat in the nearby vicinity.
In summary, given the short daily duration of sound associated with
individual pile driving events and the relatively small areas being
affected, pile driving activities associated with the proposed action
are not likely to have a permanent adverse effect on any fish habitat,
or populations of fish species. Any behavioral avoidance by fish of the
disturbed area would still leave significantly large areas of fish and
marine mammal foraging habitat in the nearby vicinity. Thus, we
conclude that impacts of the specified activity are not likely to have
more than short-term adverse effects on any prey habitat or populations
of prey species. Further, any impacts to marine mammal habitat are not
expected to result in significant or long-term consequences for
individual marine mammals, or to contribute to adverse impacts on their
populations.
Estimated Take of Marine Mammals
This section provides an estimate of the number of incidental takes
proposed for authorization through the IHA, which will inform NMFS'
consideration of ``small numbers,'' the negligible impact
determinations, and impacts on subsistence uses.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance, which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would primarily be by Level B harassment, as use
of the acoustic sources (i.e., pile driving) has the potential to
result in disruption of behavioral patterns for individual marine
mammals. There is also some potential for auditory injury (Level A
harassment) to result, primarily for mysticetes, high frequency species
and
[[Page 56331]]
phocids because predicted auditory injury zones are larger than for
mid-frequency species and otariids. Auditory injury is unlikely to
occur for other groups except Steller sea lions because this species is
expected to commonly occur in close proximity to the project area. The
proposed mitigation and monitoring measures are expected to minimize
the severity of the taking to the extent practicable.
As described previously, no serious injury or mortality is
anticipated or proposed to be authorized for this activity. Below we
describe how the proposed take numbers are estimated.
For acoustic impacts, generally speaking, we estimate take by
considering: (1) acoustic thresholds above which NMFS believes the best
available science indicates marine mammals will be behaviorally
harassed or incur some degree of permanent hearing impairment; (2) the
area or volume of water that will be ensonified above these levels in a
day; (3) the density or occurrence of marine mammals within these
ensonified areas; and, (4) the number of days of activities. We note
that while these factors can contribute to a basic calculation to
provide an initial prediction of potential takes, additional
information that can qualitatively inform take estimates is also
sometimes available (e.g., previous monitoring results or average group
size). Below, we describe the factors considered here in more detail
and present the proposed take estimates.
Acoustic Thresholds
NMFS recommends the use of acoustic thresholds that identify the
received level of underwater sound above which exposed marine mammals
would be reasonably expected to be behaviorally harassed (equated to
Level B harassment) or to incur PTS of some degree (equated to Level A
harassment).
Level B Harassment--Though significantly driven by received level,
the onset of behavioral disturbance from anthropogenic noise exposure
is also informed to varying degrees by other factors related to the
source or exposure context (e.g., frequency, predictability, duty
cycle, duration of the exposure, signal-to-noise ratio, distance to the
source), the environment (e.g., bathymetry, other noises in the area,
predators in the area), and the receiving animals (hearing, motivation,
experience, demography, life stage, depth) and can be difficult to
predict (e.g., Southall et al., 2007, 2021; Ellison et al., 2012).
Based on what the available science indicates and the practical need to
use a threshold based on a metric that is both predictable and
measurable for most activities, NMFS typically uses a generalized
acoustic threshold based on received level to estimate the onset of
behavioral harassment. NMFS generally predicts that marine mammals are
likely to be behaviorally harassed in a manner considered to be Level B
harassment when exposed to underwater anthropogenic noise above root-
mean-squared pressure received levels (RMS SPL) of 120 dB (referenced
to 1 micropascal (re 1 [mu]Pa)) for continuous (e.g., vibratory pile
driving, drilling) and above RMS SPL 160 dB re 1 [mu]Pa for non-
explosive impulsive (e.g., seismic airguns) or intermittent (e.g.,
scientific sonar) sources. Generally speaking, Level B harassment take
estimates based on these behavioral harassment thresholds are expected
to include any likely takes by TTS as, in most cases, the likelihood of
TTS occurs at distances from the source less than those at which
behavioral harassment is likely. TTS of a sufficient degree can
manifest as behavioral harassment, as reduced hearing sensitivity and
the potential reduced opportunities to detect important signals
(conspecific communication, predators, prey) may result in changes in
behavior patterns that would not otherwise occur.
CBS's proposed activity includes the use of continuous (vibratory
pile driving) and impulsive (impact pile driving) sources, and
therefore the RMS SPL thresholds of 120 and 160 dB re 1 [mu]Pa is/are
applicable.
Level A harassment--NMFS' Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) as a result of exposure to noise from
two different types of sources (impulsive or non-impulsive). CBS's
proposed activity includes the use of impulsive (impact pile driving)
and non-impulsive (continuous pile driving) sources.
These thresholds are provided in the table below. The references,
analysis, and methodology used in the development of the thresholds are
described in NMFS' 2018 Technical Guidance, which may be accessed at:
https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
Table 4--Thresholds Identifying the Onset of PTS
----------------------------------------------------------------------------------------------------------------
PTS onset acoustic thresholds * (received level)
Hearing group ------------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans........... Cell 1: Lpk,flat: 219 dB; Cell 2: LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans........... Cell 3: Lpk,flat: 230 dB; Cell 4: LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans.......... Cell 5: Lpk,flat: 202 dB; Cell 6: LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater)..... Cell 7: Lpk,flat: 218 dB; Cell 8: LE,PW,24h: 201 dB.
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater).... Cell 9: Lpk,flat: 232 dB; Cell 10: LE,OW,24h: 219 dB.
LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [mu]Pa, and cumulative sound exposure level (LE) has
a reference value of 1[mu]Pa\2\s. In this table, thresholds are abbreviated to reflect ANSI standards (ANSI,
2013). However, peak sound pressure is defined by ANSI as incorporating frequency weighting, which is not the
intent for this Technical Guidance. Hence, the subscript ``flat'' is being included to indicate peak sound
pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting
function (LF, MF, and HF cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is
24 hours. The cumulative sound exposure level thresholds could be exceeded in a multitude of ways (i.e.,
varying exposure levels and durations, duty cycle). When possible, it is valuable for action proponents to
indicate the conditions under which these acoustic thresholds will be exceeded.
[[Page 56332]]
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that are used in estimating the area ensonified above the
acoustic thresholds, including source levels and transmission loss
coefficient.
The sound field in the project area is the existing background
noise plus additional construction noise from the proposed project.
Marine mammals are expected to be affected via sound generated by the
primary components of the project (i.e., pile driving and removal).
The project includes vibratory pile installation and removal, and
impact pile driving. Source levels for these activities are based on
reviews of measurements of the same or similar types and dimensions of
piles available in the literature. Source levels for each pile size and
activity each year are presented in table 5. Source levels for
vibratory installation and removal of piles of the same diameter are
assumed to be the same.
Table 5--Estimates of Mean Underwater Sound Levels * Generated During Vibratory and Impact Pile Installation and Vibratory Pile Removal
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pile size
Pile driving method Pile type (in.) dB RMS dB peak dB SEL Reference
--------------------------------------------------------------------------------------------------------------------------------------------------------
Impact................................... Steel Pipe Support Pile..... 36 193 210 183 Caltrans 2015, 2020.
Steel Pipe Batter Pile......
Vibratory Installation and Extraction.... Steel Pipe Support.......... 36 166 N/A N/A NMFS 2023 Calculations.
Steel Pipe Batter...........
Steel Pipe Fender........... 24 163 N/A N/A NMFS 2023 Calculations.
Steel Pipe Template.........
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note: dB peak = peak sound level; rms = root mean square; SEL = sound exposure level.
* All sound levels are referenced at 10 m.
TL is the decrease in acoustic intensity as an acoustic pressure
wave propagates out from a source. TL parameters vary with frequency,
temperature, sea conditions, current, source and receiver depth, water
depth, water chemistry, and bottom composition and topography. The
general formula for underwater TL is:
TL = B x Log10 (R1/R2),
where
TL = transmission loss in dB
B = transmission loss coefficient
R1 = the distance of the modeled SPL from the driven
pile, and
R2 = the distance from the driven pile of the initial
measurement
Absent site-specific acoustical monitoring with differing measured
TL, a practical spreading value of 15 is used as the TL coefficient in
the above formula. Site-specific TL data for the Sitka Sound are not
available; therefore, the default coefficient of 15 is used to
determine the distances to the Level A harassment and Level B
harassment thresholds.
The ensonified area associated with Level A harassment is more
technically challenging to predict due to the need to account for a
duration component. Therefore, NMFS developed an optional User
Spreadsheet tool to accompany the Technical Guidance that can be used
to relatively simply predict an isopleth distance for use in
conjunction with marine mammal density or occurrence to help predict
potential takes. We note that because of some of the assumptions
included in the methods underlying this optional tool, we anticipate
that the resulting isopleth estimates are typically going to be
overestimates of some degree, which may result in an overestimate of
potential take by Level A harassment. However, this optional tool
offers the best way to estimate isopleth distances when more
sophisticated modeling methods are not available or practical. For
stationary sources such as pile driving, the optional User Spreadsheet
tool predicts the distance at which, if a marine mammal remained at
that distance for the duration of the activity, it would be expected to
incur PTS. Inputs used in the optional User Spreadsheet tool, and the
resulting estimated isopleths, are reported below.
Table 6--User Spreadsheet Inputs
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory Impact
-----------------------------------------------------------------------------------------------
36-in haulout 36-in haulout 24-in haulout 36-in haulout 36-in haulout
pier support pier batter pier fender 24-in template pier support pier batter
pile pile pile pile pile pile
--------------------------------------------------------------------------------------------------------------------------------------------------------
Installation Installation
or removal Installation
-----------------------------------------------------------------------------------------------
Spreadsheet Tab Used.................................... A.1) Vibratory Pile Driving
E.1) Impact Pile Driving
-----------------------------------------------------------------------------------------------
Source Level (SPL)...................................... 166 RMS
163 RMS
183 SEL
-----------------------------------------------------------------------------------------------
Transmission Loss Coefficient........................... 15
-----------------------------------------------------------------------------------------------
Weighting Factor Adjustment (kHz)....................... 2.5
2
-----------------------------------------------------------------------------------------------
Activity Duration per day (minutes)..................... 60 120 30 20 .............. ..............
Number of strikes per pile.............................. .............. .............. .............. .............. 2,000 3,000
-----------------------------------------------------------------------------------------------
Number of piles per day................................. 2 4 8
-----------------------------------------------------------------------------------------------
Distance of sound pressure level measurement............ 10
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 56333]]
Table 7--Level A Harassment and Level B Harassment Isopleths and Associated Areas From Vibratory and Impact Pile Driving and Vibratory Removal
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A harassment: isopleths (m), areas (km\2\) Level B
-------------------------------------------------------------------------------- harassment:
Pile size/type Method isopleth (m).
LF MF HF PW OW areas (km\2\)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Haulout Pier Support Pile
--------------------------------------------------------------------------------------------------------------------------------------------------------
36-in steel pipe pile............. Vibratory 23.4, (0.006) 2.1, (0.001) 34.5, (0.009) 14.2, (0.004) 1.0, (0.001) 11,659, (9.41)
Installation.
Impact Installation. 2,516, (3.13) 89.5, (0.022) 2,997, (3.64) 1,347, (1.49) 98, (0.024) 1,585, (1.94)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Haulout Pier Batter Pile
--------------------------------------------------------------------------------------------------------------------------------------------------------
36-in Steel Pipe Pile............. Vibratory 37.1, (0.010) 3.3, (0.003) 54.8, (0.013) 22.5, (0.006) 1.6, (0.001) 11,659, (9.41)
Installation.
Impact Installation. 3,297, (3.97) 117.3, (0.029) 3,928, (4.64) 1,765, (2.24) 128, (0.032) 1,585, (1.94)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Haulout Pier Fender Pile
--------------------------------------------------------------------------------------------------------------------------------------------------------
24-in Steel Pipe Pile............. Vibratory 14.7, (0.004) 1.3, (0.001) 21.8, (0.006) 9.0, (0.003) 0.6, (0.001) 7,356, (7.61)
Installation.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Template Pile
--------------------------------------------------------------------------------------------------------------------------------------------------------
24-in Steel Pipe Pile............. Vibratory 17.9, (0.005) 1.6, (0.001) 26.4, (0.008) 10.9, (0.003) 0.8, (0.001) 7,356, (7.61)
Installation and
Removal.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Marine Mammal Occurrence and Take Estimation
In this section we provide information about the occurrence of
marine mammals, including density or other relevant information which
will inform the take calculations.
Additionally, we describe how the occurrence information is
synthesized to produce a quantitative estimate of the take that is
reasonably likely to occur and proposed for authorization. Available
information regarding marine mammal occurrence in the vicinity of the
project area includes site-specific and nearby survey information and
historic data sets. Prior data sets consulted included: (1) Protected
Species Observer (PSO) monitoring completed at the project site on 8
days between September 20 and 29, 2023 during the geotechnical
investigation preceding this project (Solstice, 2023), (2) PSO
monitoring completed at the project site on 22 days between October and
November 2017 during the Multipurpose Dock Project (TMC, 2017), (3) PSO
monitoring completed at O'Connell Bridge (approximately 7 km to the
east of the project site) on 4 days in June 2019 (CBS, 2019); (4) Land-
based surveys conducted at Sitka's Whale Park completed weekly between
September and May 1995-2000 (Straley and Pendell (2017)); and, (5) data
available on the GBIF (see IHA application for further details).
To estimate take, CBS referred to the above referenced data sets to
estimate takes per day for each species and multiplied this factor by
the total number of construction days. NMFS finds it more appropriate
to describe the take estimate inputs according to a daily occurrence
probability in which groups per day and group size are estimated for
each species and multiplied by the number of days of each type of pile
driving activity. The equation used to estimate take by Level B
harassment for all species is:
Exposure Estimate = group size x groups per day x days of pile driving
activity.
CBS proposes to implement shutdown zones for mid-frequency
cetaceans and otariids (except Steller sea lions) that meet or exceed
the Level A harassment isopleths for all activities. For phocids, high
frequency cetaceans, and low-frequency cetaceans, the calculated Level
A harassment zones exceed the proposed shutdown zones during impact
installation of 36-in steel piles, planned to occur on 30 construction
days. Because the best available abundance estimates for these species
cover the general region of Sitka Sound and Silver Bay, estimates of
take by Level A harassment were based on the maximum predicted Level B
isopleth for each pile type, typically from vibratory pile driving. In
the absence of density data, best available monitoring data for the
general area were used to estimate take by Level A harassment.
Specifically, to calculate estimated take by Level A harassment for
these species, we proportionally compared, by hearing group, the
portion of the largest Level A harassment area (km\2\) that exceeds the
planned shutdown zone area (km\2\) to the area (km\2\) of the largest
Level B harassment zone across that pile type (typically from vibratory
pile driving). This ratio was then multiplied by the group size, daily
sightings, and number of construction days, according to the following
equation:
Take by Level A harassment = Level A harassment area (km\2\)/Level B
harassment area (km\2\) x group size x groups per day x days of pile
driving.
For Steller sea lions, during impact pile driving of 24-in and 36-
in steel pipe piles, the shutdown zone would be established at 60 m
rather than the larger Level A harassment isopleths (100 m and 130 m,
respectively) due to practicability; local monitoring data suggests
that Steller sea lions frequently occur within close proximity of the
project site. The method described above did not produce an estimate of
take by Level A harassment consistent with the best available data for
this species at the project location. Therefore, recent monitoring data
collected at this site (Solstice, 2023), were used as the basis of
calculating take by Level A harassment. The proportion of Steller sea
lions detected between 60 m and 130 m was multiplied by group size,
number of daily sightings, and multiplied by the number of construction
days when impact pile driving is proposed according to this equation:
Take by Level A harassment = group size x groups per day x days of
impact pile driving activity x proportion of Steller sea lions observed
occurring between 60-130 m during geotechnical drilling.
Proposed take estimates were rounded up to the nearest whole number
in table 8.
Gray Whale
CBS requested take by Level B harassment of 31 gray whales, based
on an estimated 1 gray whale every 2 days for 62 construction days.
However,
[[Page 56334]]
during weekly surveys conducted from September to May between 1995 and
2000, gray whales were infrequently observed in groups of three from
Whale Park. As such, NMFS finds it more appropriate to propose to
authorize 1 group of 3 gray whales every 14 construction days (62/14
construction days = 4.4 2-week construction week periods), resulting in
14 takes by Level B harassment (1 group x 3 gray whales x 4.4
construction periods = 13.2 takes by Level B harassment).
The proposed shutdown zone exceeds the calculated Level A
harassment zone except during impact pile driving of 36-in steel piles
(support and battered), estimated across 30 construction days. As such,
it is possible that gray whales may occur in the Level A harassment
zone and stay long enough to incur PTS before exiting. For 36-in
support piles, the ratio of the Level A harassment area (km\2\) that
exceeds the shutdown zone to the maximum predicted Level B harassment
area (km\2\) is 0.06. This activity is estimated to take place on 20
construction days. For 36-in batter piles, the ratio of the Level A
harassment area (km\2\) that exceeds the shutdown zone to the Level B
harassment area is 0.16. This activity is estimated to take place on 10
construction days. As such, 3 takes by Level A harassment are estimated
[(0.06 x 4.4 construction periods x 1 group x 3 gray whales) + (0.16 x
4.4 construction periods x 1 group x 3 gray whales) = 2.9 takes by
Level A harassment].
Any individuals exposed to the higher levels associated with the
potential for PTS closer to the source might also be behaviorally
disturbed, however, for the purposes of quantifying take we do not
count those exposures of one individual as a take by both Level A
harassment take and Level B harassment. Therefore, takes by Level B
harassment calculated as described above were further modified to
deduct the proposed amount of take by Level A harassment. Therefore,
NMFS proposes to authorize 3 takes by Level A harassment and 11 takes
by Level B harassment for gray whale, for a total of 14 takes. When
allocating take across stocks, take estimates are rounded up to the
nearest whole number.
Humpback Whale
CBS requested take by Level B harassment of 248 humpback whales,
based on an estimated 4 humpback whales occurring every 1 construction
day for 62 construction days. NMFS concurs with this take estimate,
acknowledging that two groups of two humpback whales occurring each
construction day is reasonable based on previous monitoring data (2
groups x 2 humpback whales x 62 construction days = 248 takes by Level
B harassment of humpback whale).
The proposed shutdown zone exceeds the calculated Level A
harassment zone except during impact pile driving of 36-in steel piles
(support and battered), estimated across 30 construction days. As such,
it is possible that humpback whales may occur in the Level A harassment
zone and stay long enough to incur PTS before exiting. For 36-in
support piles, the ratio of the Level A harassment area (km\2\) that
exceeds the shutdown zone to the maximum predicted Level B harassment
area (km\2\) is 0.06. This activity is estimated to take place on 20
construction days. For 36-in batter piles, the ratio of the Level A
harassment area (km\2\) that exceeds the shutdown zone to the Level B
harassment area is 0.16. This activity is estimated to take place on 10
construction days. As such, 12 takes by Level A harassment are
estimated [(0.06 x 20 construction days x 2 groups x 2 humpback whales)
+ (0.16 x 10 construction days x 2 groups x 2 humpback whales) = 11.2
takes by Level A harassment].
Any individuals exposed to the higher levels associated with the
potential for PTS closer to the source might also be behaviorally
disturbed, however, for the purposes of quantifying take we do not
count those exposures of one individual as a take by both Level A
harassment take and Level B harassment. Therefore, takes by Level B
harassment calculated as described above were further modified to
deduct the proposed amount of take by Level A harassment. Therefore,
NMFS proposes to authorize 12 takes by Level A harassment and 236 takes
by Level B harassment for humpback whale, for a total of 248 takes.
When allocating take across stocks, take estimates are rounded up to
the nearest whole number.
Killer Whale
CBS requested take by Level B harassment of 32 killer whales, based
on an estimated 1 killer whale occurring every 2 construction days for
62 construction days. However, because killer whales were unpredictably
observed from Whale Park in groups of 4-8 during weekly surveys
conducted from September to May between 1995 and 2000, NMFS finds it
more appropriate to propose to authorize 1 group of 8 killer whales
every 7 construction days (62/7 construction days = 8.9 construction
weeks), resulting in 71 takes by Level B harassment (1 group x 8 killer
whales x 8.9 construction weeks = 71 takes by Level B harassment). No
takes by Level A harassment were requested or are proposed for
authorization.
Pacific White-Sided Dolphin
CBS requested take by Level B harassment of 16 Pacific white-sided
dolphin, based on an estimated 1 Pacific white-sided dolphin occurring
every 4 construction days for 62 construction days. However, Pacific
white-sided dolphin were rarely observed from Whale Park in groups of
four during weekly surveys conducted from September to May between 1995
and 2000. As such, NMFS finds it more appropriate to propose to
authorize 1 group of 4 Pacific white-sided dolphin every 14
construction days (62/14 = 4.4 2-week construction periods), resulting
in 18 takes by Level B harassment (1 group x 4 Pacific white-sided
dolphin x construction 4.4 periods = 17.6 takes by Level B harassment).
No takes by Level A harassment are requested or proposed for
authorization.
Harbor Porpoise
CBS requested take by Level B harassment of 16 harbor porpoise,
based on an estimated 1 harbor porpoise occurring every 4 construction
days for 62 construction days. However, harbor porpoise were rarely
observed from Whale Park in groups of five during weekly surveys
conducted from September to May between 1995 and 2000. As such, NMFS
finds it more appropriate to propose to authorize 1 group of 5 harbor
porpoise every 14 construction days (62/14 construction days = 4.4 2-
week construction week periods), resulting in 22 takes by Level B
harassment (1 group x 5 harbor porpoises x 4.4 construction periods =
22 takes by Level B harassment).
During impact pile driving of 36-in steel piles, estimated across
30 construction days, the expected Level A harassment zone is larger
than the planned shutdown zone (see Figure 1 of the Marine Mammal
Mitigation and Monitoring Plan). As such, it is possible that harbor
porpoise may enter the Level A harassment zone and stay long enough to
incur PTS before exiting. For 36-in support piles, the ratio of the
Level A harassment area (km\2\) that exceeds the shutdown zone to the
maximum predicted Level B harassment area (km\2\) is 0.38. This
activity is estimated to take place on 20 construction days (20
construction days/14 days = 1.43 2-week construction periods). For 36-
in batter piles, the ratio of the portion of the Level A harassment
area that exceeds the shutdown zone area (km\2\) to the maximum
predicted Level B harassment
[[Page 56335]]
area is 0.48. This activity is estimated to take place on 10
construction days (10 construction days/14 days = 0.71 2-week
construction periods). As such, five takes by Level A harassment are
estimated [(0.38 x 1 group x 5 harbor porpoise x 1.43 2-week
construction periods) + (0.48 x 1 group x 5 harbor porpoises x 0.71 2-
week construction periods) = 4.4 takes by Level A harassment].
Any individuals exposed to the higher levels associated with the
potential for PTS closer to the source might also be behaviorally
disturbed; however, for the purposes of quantifying take we do not
count those exposures of one individual as a take by both Level A
harassment and Level B harassment. Therefore, NMFS proposes to
authorize 5 takes by Level A harassment and 17 takes by Level B
harassment for harbor porpoise, for a total of 22 takes.
Steller Sea Lion
CBS requested take by Level B harassment of 496 Steller sea lions,
based on an estimated 8 Steller sea lions occurring every 1
construction day for 62 construction days. NMFS concurs with this take
estimate, acknowledging that four groups of two Steller sea lions
occurring each construction day is reasonable based on previous
monitoring data (2 groups x 4 Steller sea lion x 62 construction days =
496 takes by Level B harassment of Steller sea lion).
During impact pile driving of 36-in steel piles, estimated across
30 construction days, the expected Level A harassment zone is larger
than the proposed shutdown zone. As such, it is possible that Steller
sea lion may enter the Level A harassment zone and stay long enough to
incur PTS before exiting. For 36-in support piles, the ratio of the
Level A harassment area that exceeds the planned shutdown zone (km\2\)
to the maximum predicted Level B harassment area (km\2\) for is 0.001.
This activity is estimated to take place on 20 construction days. For
36-in batter piles, the ratio of the Level A harassment area (km\2\) to
the maximum predicted Level B harassment area is 0.002. This activity
is estimated to take place on 10 construction days. As such, one take
by Level A harassment was estimated [(0.001 x 20 construction days x 2
groups x 4 Steller sea lion x 20 construction days) + (0.002 x 10
construction days x 2 groups x 4 Steller sea lion x 10 construction
days) = 0.32 takes by Level A harassment].
However, the 0.32 takes by Level A harassment estimated using the
method described above does not likely reflect the occurrence of
Steller sea lion in the project area. Based on monitoring data
collected during geotechnical survey conducted to inform this IHA
application, Steller sea lions are expected to disproportionally occur
within close proximity to the project site. Approximately 37 percent of
Steller sea lions documented during that survey were observed between
60 m and 130 m, which corresponds to the Level A zones during impact
pile driving of 36-in piles. These scenarios may occur on up to 30
construction days. Therefore 89 additional takes by Level A harassment
are proposed for authorization (2 groups of 4 Steller sea lion x 30
construction days x 0.37 = 89 takes by Level A harassment).
Any individuals exposed to the higher levels associated with the
potential for PTS closer to the source might also be behaviorally
disturbed, however, for the purposes of quantifying take we do not
count those exposures of one individual as a take by both Level A and
Level B harassment. Therefore takes by Level B harassment calculated as
described above are further modified to deduct the proposed amount of
take by Level A harassment. Therefore, NMFS proposes to authorize 89
takes by Level A harassment and 407 takes by Level B harassment for
Steller sea lion, for a total of 496 takes.
California Sea Lion
CBS requested take by Level B harassment of five California sea
lions, based on an estimated one California sea lion occurring every
month that construction is planned (October to March = 5 months) to
account for the unlikely but small possibility that California sea lion
could occur in the project area. However, NMFS finds it more
appropriate to estimate take by Level B harassment according to
proposed duration of in-water work (62 construction days/30 days in 1
month = 2.06 construction months). As such, NMFS proposes to authorize
take by Level B harassment of three California sea lion (1 group x 1
California sea lion x 2.06 construction months = 2.06 takes by Level B
harassment of California sea lion). No takes by Level A harassment are
requested or proposed for authorization.
Northern Fur Seal
CBS requested take by Level B harassment of five northern fur
seals, based on an estimated one northern fur seal occurring every
month that construction is planned (October--March = 5 months) to
account for the unlikely but small possibility that northern fur seals
could occur in the project area. However, NMFS finds it more
appropriate to estimate take by Level B harassment according to
proposed duration of in-water work (62 construction days/30 days in 1
month = 2.06 months). As such, NMFS proposes to authorize take by Level
B harassment of three northern fur seals (1 group x 1 northern fur seal
x 2.06 construction months = 2.06 takes by Level B harassment of
northern fur seal). No takes by Level A harassment are requested or
proposed for authorization.
Harbor Seal
CBS requested take by Level B harassment of 124 harbor seals, based
on an estimated 2 harbor seals occurring every 2 construction days for
62 construction days. However, because harbor seals are frequently
documented in the project area, NMFS finds it more appropriate to
propose to authorize 186 takes by Level B harassment of harbor seal,
based on the maximum groups size of 3 documented at the project site in
2017 (1 group x 3 harbor seal x 62 construction days = 186 takes by
Level B harassment).
During impact pile driving of 36-in steel piles, estimated across
30 construction days, the expected Level A harassment zone is larger
than the planned shutdown zone. As such, it is possible that harbor
seal may enter the Level A harassment zone and stay long enough to
incur PTS before exiting. For 36-in support piles, the ratio of the
Level A harassment area (km\2\) that exceeds the planned shutdown zone
to the Level B harassment area (km\2\) is 0.16. This activity is
estimated to take place on 20 construction days. For 36-in batter
piles, the ratio of the Level A harassment area that exceeds the
shutdown zone area (km\2\) to the maximum predicted Level B harassment
area is 0.23 (km\2\). This activity is estimated to take place on 10
construction days. As such, 34 takes by Level A harassment are
estimated [(0.16 x 20 construction days x 1 group x 3 harbor seals x 20
construction days) + (0.23 x 10 construction days x 1 group x 3 harbor
seals) = 33.2 takes by Level A harassment].
Any individuals exposed to the higher levels associated with the
potential for PTS closer to the source might also be behaviorally
disturbed, however, for the purposes of quantifying take we do not
count those exposures of one individual as a take by both Level A
harassment take and Level B harassment. Therefore takes by Level B
harassment calculated as described above are further modified to deduct
the proposed amount of take by Level A harassment. Therefore, NMFS
proposes to authorize 34 takes by Level A harassment and 152 takes by
[[Page 56336]]
Level B harassment for harbor seal, for a total of 186 takes.
The total proposed take authorization for all species is summarized
in table 8 below. Take by Level A harassment is proposed for a total of
3 incidents for gray whale, 11 incidents for humpback whale, 5
incidents for harbor porpoise, 6 instances for Steller sea lion, and 34
incidents for harbor seal.
Table 8--Proposed Take by Stock and Harassment Type and as a Percentage of Stock Abundance
----------------------------------------------------------------------------------------------------------------
Proposed authorized take \1\ Proposed take
-------------------------------- as a
Species Stock percentage of
Level B Level A stock
harassment harassment abundance
----------------------------------------------------------------------------------------------------------------
Gray Whale............................ Eastern N Pacific....... 11 3 <1
Mexico--North Pacific... 5 1 <1
Humpback Whale \2\.................... Hawai[revaps]i.......... 231 11 <1
Killer Whale \3\...................... ENP Alaska Resident..... 44 0 2.3
ENP Northern Resident... 7 0 14.2
ENP Gulf of Alaska, 14 0 2.4
Aleutian Islands, and
Bering Sea.
West Coast Transient.... 8 0 2.3
Pacific white-sided dolphin........... North Pacific........... 18 0 <1
Harbor Porpoise....................... Yakutat/Southeast Alaska 17 5 (\4\)
Offshore Waters.
Steller sea lion \5\.................. Western DPS............. 5 1 <1
Eastern DPS............. 402 88 1.3
California sea lion................... United States........... 3 0 <1
Northern fur seal..................... Eastern Pacific......... 3 0 <1
Harbor Seal........................... Sitka/Chatham Strait.... 152 34 1.4
----------------------------------------------------------------------------------------------------------------
\1\ When allocating take across stocks, take estimates are rounded up to the nearest whole number.
\2\ 2 percent of take by Level A and Level B harassment of humpback whales are allocated to the Mexico DPS
according to NMFS, 2021
\3\ Take by level B harassment of killer whale is allocated across stocks according to the proportion of the
stock compared to total number of animals in all four stocks that could occur in the project area: Alaska
Residents, 60.7 percent; Northern Residents, 9.6 percent; Gulf of Alaska, Aleutian Islands, and Bering Sea:
18.6 percent; West Coast Transient, 11.1 percent.
\4\ A reliable abundance estimate for this stock is currently unavailable.
\5\ 1.2 percent take by Level A and Level B harassment of Steller sea lions are allocated to the Western DPS
according to Hastings et al. (2020).
Proposed Mitigation
In order to issue an IHA under section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to the
activity, and other means of effecting the least practicable impact on
the species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of the species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting the
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, NMFS
considers two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat, as
well as subsistence uses. This considers the nature of the potential
adverse impact being mitigated (likelihood, scope, range). It further
considers the likelihood that the measure will be effective if
implemented (probability of accomplishing the mitigating result if
implemented as planned), the likelihood of effective implementation
(probability implemented as planned); and,
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, and impact on
operations.
Mitigation for Marine Mammals and Their Habitat
Shutdown Zones--For all pile driving activities, CBS proposes to
implement shutdowns within designated zones. The purpose of a shutdown
zone is generally to define an area within which shutdown of the
activity would occur upon sighting of a marine mammal (or in
anticipation of an animal entering the defined area). Shutdown zones
vary based on the activity type and marine mammal hearing group (table
9). In most cases, the shutdown zones are based on the estimated Level
A harassment isopleth distances for each hearing group. However, in
cases where it would be challenging to detect marine mammals at the
Level A harassment isopleth (e.g., for phocids, high frequency
cetaceans, and low frequency cetaceans during impact pile driving) and/
or frequent shutdowns would create practicability concerns (e.g.,
Steller sea lions during impact pile driving), smaller shutdown zones
have been proposed (table 9).
Construction supervisors and crews, Protected Species Observers
(PSOs), and relevant CBS staff must avoid direct physical interaction
with marine mammals during construction activity. If a marine mammal
comes within 10 m of such activity, operations must cease and vessels
must reduce speed to the minimum level required to maintain steerage
and safe working conditions, as necessary to avoid direct physical
interaction. If an activity is delayed or halted due to the presence of
a marine mammal, the activity may not commence or resume until either
the animal has voluntarily exited and been visually confirmed beyond
the shutdown zone indicated in table 9, or 15 minutes have passed
without re-detection of the animal.
Finally, construction activities must be halted upon observation of
a species for which incidental take is not
[[Page 56337]]
authorized or a species for which incidental take has been authorized
but the authorized number of takes has been met entering or within any
harassment zone. If a marine mammal species not covered under this IHA
enters a harassment zone, all in-water activities will cease until the
animal leaves the zone or has not been observed for at least 15
minutes, and NMFS would be notified about species and precautions
taken. Pile driving will proceed if the unauthorized species is
observed leaving the harassment zone or if 15 minutes have passed since
the last observation.
Table 9--Proposed Shutdown Zones
----------------------------------------------------------------------------------------------------------------
Shutdown zones (m)
-----------------------------------------------------------------
OW
Pile size/type Method ---------------------
LF MF HF PW Steller
sea lion Other OW
----------------------------------------------------------------------------------------------------------------
Haulout Pier Support Pile
----------------------------------------------------------------------------------------------------------------
36-in Steel Pipe Pile........ Vibratory 30 10 40 20 10 10
Installation.
Impact 2,000 90 300 130 60 100
Installation.
----------------------------------------------------------------------------------------------------------------
Haulout Pier Batter Pile
----------------------------------------------------------------------------------------------------------------
36-in Steel Pipe Pile........ Vibratory 40 10 60 30 10 10
Installation.
Impact 2,000 120 300 130 60 130
Installation.
----------------------------------------------------------------------------------------------------------------
Haulout Pier Fender Pile
----------------------------------------------------------------------------------------------------------------
24-in Steel Pipe Pile........ Vibratory 20 10 30 10 10 10
Installation.
----------------------------------------------------------------------------------------------------------------
Template Pile
----------------------------------------------------------------------------------------------------------------
24-in Steel Pipe Pile........ Vibratory 20 10 30 20 10 10
Installation
and removal.
----------------------------------------------------------------------------------------------------------------
Protected Species Observers (PSOs)--The number and placement of
PSOs during all construction activities (described in the Proposed
Monitoring and Reporting section) would ensure that the entire shutdown
zone is visible during impact pile driving. In such cases, PSOs would
monitor the Level A harassment zone and corresponding shutdown zone to
the greatest extent practicable. CBS would employ at least three PSOs
for all pile driving activities.
Monitoring for Level A and Level B Harassment--PSOs would monitor
the shutdown zones and beyond to the extent that PSOs can see.
Monitoring beyond the shutdown zones enables observers to be aware of
and communicate the presence of marine mammals in the project areas
outside the shutdown zones and thus prepare for a potential cessation
of activity should the animal enter the shutdown zone. If a marine
mammal enters either harassment zone, PSOs will document the marine
mammal's presence and behavior.
Pre-and Post-Activity Monitoring--Prior to the start of daily in-
water construction activity, or whenever a break in pile driving of 30
minutes or longer occurs, PSOs would observe the shutdown zones and as
much as the harassment zones as possible for a period of 30 minutes.
Pre-start clearance monitoring must be conducted during periods of
visibility sufficient for the lead PSO to determine that the shutdown
zones are clear of marine mammals. If the shutdown zone is obscured by
fog or poor lighting conditions, in-water construction activity will
not be initiated until the entire shutdown zone is visible. Pile
driving may commence following 30 minutes of observation when the
determination is made that the shutdown zones are clear of marine
mammals. If a marine mammal is observed entering or within shutdown
zones, pile driving activity must be delayed or halted. If pile driving
is delayed or halted due to the presence of a marine mammal, the
activity may not commence or resume until either the animal has
voluntarily exited and been visually confirmed beyond the shutdown zone
or 15 minutes have passed without re-detection of the animal. If a
marine mammal for which take by Level B harassment is authorized is
present in the Level B harassment zone, activities may begin.
Soft-Start--The use of soft-start procedures are believed to
provide additional protection to marine mammals by providing warning
and/or giving marine mammals a chance to leave the area prior to the
hammer operating at full capacity. For impact pile driving, contractors
would be required to provide an initial set of three strikes from the
hammer at reduced energy, with each strike followed by a 30-second
waiting period. This procedure would be conducted a total of three
times before impact pile driving begins. Soft start would be
implemented at the start of each day's impact pile driving and at any
time following cessation of impact pile driving for a period of 30
minutes or longer. Soft start is not required during vibratory pile
driving activities.
Based on our evaluation of the applicant's proposed measures, NMFS
has preliminarily determined that the proposed mitigation measures
provide the means of effecting the least practicable impact on the
affected species or stocks and their habitat, paying particular
attention to rookeries, mating grounds, and areas of similar
significance. Note that the applicant opted to forgo the use of a
bubble curtain as a mitigation measure as its use would decrease
production rates due to the need to reposition the curtain around piles
and vessel traffic, the need to maintain and operate the compressor,
and delays associated with mechanical malfunctions.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking.
[[Page 56338]]
The MMPA implementing regulations at 50 CFR 216.104(a)(13) indicate
that requests for authorizations must include the suggested means of
accomplishing the necessary monitoring and reporting that will result
in increased knowledge of the species and of the level of taking or
impacts on populations of marine mammals that are expected to be
present while conducting the activities. Effective reporting is
critical both to compliance as well as ensuring that the most value is
obtained from the required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the activity; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and,
Mitigation and monitoring effectiveness.
Visual Monitoring--Marine mammal monitoring during pile driving
activities must be conducted by NMFS-approved PSOs in a manner
consistent with the following:
PSOs must be independent of the activity contractor (for
example, employed by a subcontractor), and have no other assigned tasks
during monitoring periods;
At least one PSO must have prior experience performing the
duties of a PSO during construction activity pursuant to a NMFS-issued
incidental take authorization;
Other PSOs may substitute other relevant experience,
education (degree in biological science or related field) or training
for experience performing the duties of a PSO during construction
activities pursuant to a NMFS-issued incidental take authorization;
Where a team of three or more PSOs is required, a lead
observer or monitoring coordinator will be designated. The lead
observer will be required to have prior experience working as a marine
mammal observer during construction activity pursuant to a NMFS-issued
incidental take authorization; and,
PSOs must be approved by NMFS prior to beginning any
activity subject to this IHA.
PSOs should also have the following additional qualifications:
Ability to conduct field observations and collect data
according to assigned protocols;
Experience or training in the field identification of
marine mammals, including identification of behaviors;
Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
Writing skills sufficient to prepare a report of
observations including, but not limited to, the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates, times, and reason for implementation
of mitigation (or why mitigation was note implemented when required);
and marine mammal behavior; and,
Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
Visual monitoring would be conducted by a minimum of three trained
PSOs positioned at suitable vantage points, such as the project site,
Sawmill Creek Road and Medveje Hatchery (see figure 1 in the Marine
Mammal Mitigation and Monitoring Plan). During vibratory pile driving,
at least one PSO would have an unobstructed view of all water within
the shutdown zone. During impact pile driving, a second PSO would be
placed at Sawmill Creek Road to ensure the largest shutdown zone
extending into Eastern Channel is observable and a third PSO would be
placed at Medvejie Hatchery to ensure as much of the shutdown zone in
Silver Bay is observable as possible. All PSOs would be stationed on
elevated platforms to aid in monitoring marine mammals.
Monitoring would be conducted 30 minutes before, during, and 30
minutes after all in water construction activities. In addition, PSOs
will record all incidents of marine mammal occurrence, regardless of
distance from activity, and will document any behavioral reactions in
concert with distance from piles being driven or removed. Pile driving
activities include the time to install or remove a single pile or
series of piles, as long as the time elapsed between uses of the pile
driving equipment is no more than 30 minutes.
Reporting
CBS would submit a draft marine mammal monitoring report to NMFS
within 90 days after the completion of pile driving activities, or 60
days prior to a requested date of issuance of any future IHAs for the
project, or other projects at the same location, whichever comes first.
The marine mammal monitoring report will include an overall description
of work completed, a narrative regarding marine mammal sightings, and
associated PSO data sheets. Specifically, the report will include:
Dates and times (begin and end) of all marine mammal
monitoring;
Construction activities occurring during each daily
observation period, including: (1) the number and type of piles that
were driven and the method (e.g., impact or vibratory); and, (2) total
duration of driving time for each pile (vibratory driving) and number
of strikes for each pile (impact driving);
PSO locations during marine mammal monitoring;
Environmental conditions during monitoring periods (at
beginning and end of PSO shift and whenever conditions change
significantly), including Beaufort sea state and any other relevant
weather conditions including cloud cover, fog, sun glare, and overall
visibility to the horizon, and estimated observable distance;
Upon observation of a marine mammal, the following
information: (1) name of PSO who sighted the animal(s) and PSO location
and activity at time of sighting; (2) time of sighting; (3)
identification of the animal(s) (e.g., genus/species, lowest possible
taxonomic level, or unidentified), PSO confidence in identification,
and the composition of the group if there is a mix of species; (4)
distance and location of each observed marine mammal relative to the
pile being driven for each sighting; (5) estimated number of animals
(min/max/best estimate); (6) estimated number of animals by cohort
(adults, juveniles, neonates, group composition, etc.); (7) animal's
closest point of approach and estimated time spent within the
harassment zone; and,
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(8) description of any marine mammal behavioral observations (e.g.,
observed behaviors such as feeding or traveling), including an
assessment of behavioral responses thought to have resulted from the
activity (e.g., no response or changes in behavioral state such as
ceasing feeding, changing direction, flushing, or breaching);
Number of marine mammals detected within the harassment
zones, by species; and,
Detailed information about implementation of any
mitigation (e.g., shutdowns and delays), a description of specific
actions that ensued, and resulting changes in behavior of the
animal(s), if any.
A final report must be prepared and submitted within 30 calendar
days following receipt of any NMFS comments on the draft report. If no
comments are received from NMFS within 30 calendar days of receipt of
the draft report, the report shall be considered final. All PSO data
would be submitted electronically in a format that can be queried such
as a spreadsheet or database and would be submitted with the draft
marine mammal report.
In the event that personnel involved in the construction activities
discover an injured or dead marine mammal, the Holder must report the
incident to the OPR, NMFS ([email protected] and
[email protected]) and Alaska Regional Stranding network (877-925-
7773) as soon as feasible. If the death or injury was clearly caused by
the specified activity, the Holder must immediately cease the
activities until NMFS OPR is able to review the circumstances of the
incident and determine what, if any, additional measures are
appropriate to ensure compliance with the terms of this IHA. The Holder
must not resume their activities until notified by NMFS. The report
must include the following information:
Time, date, and location (latitude/longitude) of the first
discovery (and updated location information if known and applicable);
Species identification (if known) or description of the
animal(s) involved;
Condition of the animal(s) (including carcass condition if
the animal is dead);
Observed behaviors of the animal(s), if alive;
If available, photographs or video footage of the
animal(s); and,
General circumstances under which the animal was
discovered.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any impacts or responses (e.g., intensity, duration),
the context of any impacts or responses (e.g., critical reproductive
time or location, foraging impacts affecting energetics), as well as
effects on habitat, and the likely effectiveness of the mitigation. We
also assess the number, intensity, and context of estimated takes by
evaluating this information relative to population status. Consistent
with the 1989 preamble for NMFS' implementing regulations (54 FR 40338,
September 29, 1989), the impacts from other past and ongoing
anthropogenic activities are incorporated into this analysis via their
impacts on the baseline (e.g., as reflected in the regulatory status of
the species, population size and growth rate where known, ongoing
sources of human-caused mortality, or ambient noise levels).
To avoid repetition, the discussion of our analysis applies to all
the species listed in table 2, given that the anticipated effects of
this activity on these different marine mammal stocks are expected to
be similar. There is little information about the nature or severity of
the impacts, or the size, status, or structure of any of these species
or stocks that would lead to a different analysis for this activity.
Pile driving and removal activities associated with the project, as
outlined previously, have the potential to disturb or displace marine
mammals. Specifically, the specified activities may result in take, in
the form of Level B harassment and, for some species, Level A
harassment from underwater sounds generated by pile driving and
removal. Potential takes could occur if individuals are present in the
ensonified zone when these activities are underway.
No serious injury or mortality is expected, even in the absence of
required mitigation measures, given the nature of the activities.
Further, no take by Level A harassment is anticipated for gray whale,
killer whale, Pacific white-sided dolphin, California sea lion, and
Northern fur seal due to the application of planned mitigation
measures, such as shutdown zones that encompass the Level A harassment
zones for the species, the rarity of the species near the action area,
and the small Level A harassment zones (for mid-frequency cetaceans
only) (see Proposed Mitigation section).
Take by Level A harassment is proposed for authorization for four
species (humpback whale, harbor porpoise, harbor seal, and Steller sea
lion). Any take by Level A harassment is expected to arise from, at
most, a small degree of PTS (i.e., minor degradation of hearing
capabilities within regions of hearing that align most completely with
the energy produced by impact pile driving such as the low-frequency
region below 2 kHz), not severe hearing impairment or impairment within
the ranges of greatest hearing sensitivity. Animals would need to be
exposed to higher levels and/or longer duration than are expected to
occur here in order to incur any more than a small degree of PTS.
Further, the amount of take proposed for authorization by Level A
harassment is very low for the marine mammal stocks and species. For
five species, NMFS anticipates no take by Level A harassment over the
duration of CBS's planned activities; NMFS expects no more than 11
takes by Level A harassment for humpback whale; 5 takes by Level A
harassment for harbor porpoise; 34 takes by Level A harassment for
harbor seal NMFS; and 89 takes by Level A harassment for Steller sea
lion. If hearing impairment occurs, it is most likely that the affected
animal would lose only a few dB in its hearing sensitivity. Due to the
small degree anticipated, any PTS potential incurred would not be
expected to affect the reproductive success or survival of any
individuals, much less result in adverse impacts on the species or
stock.
Additionally, some subset of the individuals that are behaviorally
harassed could also simultaneously incur some small degree of TTS for a
short duration of time. However, since the hearing sensitivity of
individuals that incur TTS is expected to recover completely within
minutes to hours, it is unlikely that the brief hearing impairment
would affect the individual's long-term ability to forage and
communicate with conspecifics,
[[Page 56340]]
and would therefore not likely impact reproduction or survival of any
individual marine mammal, let alone adversely affect rates of
recruitment or survival of the species or stock.
Effects on individuals that are taken by Level B harassment in the
form of behavioral disruption, on the basis of reports in the
literature as well as monitoring from other similar activities, would
likely be limited to reactions such as avoidance, increased swimming
speeds, increased surfacing time, or decreased foraging (if such
activity were occurring) (e.g., Thorson and Reyff, 2006). Most likely,
individuals would simply move away from the sound source and
temporarily avoid the area where pile driving is occurring. If sound
produced by project activities is sufficiently disturbing, animals are
likely to simply avoid the area while the activities are occurring. We
expect that any avoidance of the project areas by marine mammals would
be temporary in nature and that any marine mammals that avoid the
project areas during construction would not be permanently displaced.
Short-term avoidance of the project areas and energetic impacts of
interrupted foraging or other important behaviors is unlikely to affect
the reproduction or survival of individual marine mammals, and the
effects of behavioral disturbance on individuals is not likely to
accrue in a manner that would affect the rates of recruitment or
survival of any affected stock.
The project is also not expected to have significant adverse
effects on affected marine mammals' habitats. The project activities
would not modify existing marine mammal habitat for a significant
amount of time. The activities may cause a low level of turbidity in
the water column and some fish may leave the area of disturbance, thus
temporarily impacting marine mammals' foraging opportunities in a
limited portion of the foraging range; but, because of the short
duration of the activities and the relatively small area of the habitat
that may be affected (with no known particular importance to marine
mammals), the impacts to marine mammal habitat are not expected to
cause significant or long-term negative consequences.
While Steller sea lions are common in the project area, there are
no essential primary constituent elements, such as haulouts or
rookeries, present. The nearest haulout is well over 25 km away.
Therefore, the project is not expected to have significant adverse
effects on the critical habitat of Western DPS Steller sea lions. No
areas of specific biological importance (e.g., ESA critical habitat,
BIAs, or other areas) for any other species are known to co-occur with
the project area.
In addition, it is unlikely that minor noise effects in a small,
localized area of habitat would have any effect on each stock's ability
to recover. In combination, we believe that these factors, as well as
the available body of evidence from other similar activities,
demonstrate that the potential effects of the specified activities
would have only minor, short-term effects on individuals. The specified
activities are not expected to impact rates of recruitment or survival
and would therefore not result in population-level impacts.
In summary and as described above, the following factors primarily
support our preliminary determination that the impacts resulting from
this activity are not expected to adversely affect any of the species
or stocks through effects on annual rates of recruitment or survival:
No serious injury or mortality is anticipated or
authorized;
Level A harassment would be very small amounts of a low
degree;
Take by Level A harassment of only humpback whale, harbor
porpoise, Steller sea lions and harbor seals;
For all species, Silver Bay and East Channel are a very
small and peripheral part of their range;
Anticipated takes by Level B harassment are relatively low
for all stocks. Level B harassment would be primarily in the form of
behavioral disturbance, resulting in avoidance of the project areas
around where impact or vibratory pile driving is occurring, with some
low-level TTS that may limit the detection of acoustic cues for
relatively brief amounts of time in relatively confined footprints of
activities;
Effects on species that serve as prey for marine mammals
from the activities are expected to be short-term and, therefore, any
associated impacts on marine mammal feeding are not expected to result
in significant or long-term consequences for individuals, or to accrue
to adverse impacts on their populations;
The ensonified areas are very small relative to the
overall habitat ranges of all species and stocks, and would not
adversely affect ESA-designated critical habitat for any species or any
areas of known biological importance;
The lack of anticipated significant or long-term negative
effects to marine mammal habitat; and,
CBS would implement mitigation measures including visual
monitoring, soft-start, and shutdown zones to minimize the numbers of
marine mammals exposed to injurious levels of sound, and to ensure that
take by Level A harassment is, at most, a small degree of PTS.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from the proposed activity will have a negligible impact on
all affected marine mammal species or stocks.
Small Numbers
As noted previously, only take of small numbers of marine mammals
may be authorized under sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. When the predicted number of
individuals to be taken is fewer than one-third of the species or stock
abundance, the take is considered to be of small numbers. Additionally,
other qualitative factors may be considered in the analysis, such as
the temporal or spatial scale of the activities.
The amount of take NMFS proposed to authorize is below one third of
the estimated stock abundance for all species. This is likely a
conservative estimate because we assume all takes are of different
individual animals, which likely would not be the case. Some
individuals may return multiple times in a day, but PSOs would count
them as separate takes if they cannot be individually identified.
The most recent abundance estimate for the Mexico-North Pacific
stock of humpback whale is likely unreliable as it is more than 8 years
old. The most relevant estimate of this stock's abundance in Southeast
Alaska is 918 humpback whales (Wade, 2021), so the 4 proposed takes by
Level B harassment and 1 proposed take by Level A harassment is small
relative to the estimated abundance (<1 percent), even if each proposed
take occurred to a new individual.
There is no abundance information available for the Yakutat/
Southeast Alaska stock of harbor porpoise. However, the take numbers
are sufficiently small (13 takes by Level B harassment and 9 takes by
Level A harassment) that we can safely assume
[[Page 56341]]
that they are small relative to any reasonable assumption of likely
population abundance for these stocks. For reference, current abundance
estimates for harbor porpoise stocks in southeast Alaska include 1,619
(Northern Southeast Alaska Inland Waters) and 890 (Southern Southeast
Alaska Inland Waters).
Based on the analysis contained herein of the proposed activity
(including the proposed mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS preliminarily finds that small
numbers of marine mammals would be taken relative to the population
size of the affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
In order to issue an IHA, NMFS must find that the specified
activity will not have an ``unmitigable adverse impact'' on the
subsistence uses of the affected marine mammal species or stocks by
Alaskan Natives. NMFS has defined ``unmitigable adverse impact'' in 50
CFR 216.103 as an impact resulting from the specified activity that:
(1) is likely to reduce the availability of the species to a level
insufficient for a harvest to meet subsistence needs by (i) causing the
marine mammals to abandon or avoid hunting areas, (ii) directly
displacing subsistence users, or (iii) placing physical barriers
between the marine mammals and the subsistence hunters; and, (2) cannot
be sufficiently mitigated by other measures to increase the
availability of marine mammals to allow subsistence needs to be met.
For marine mammals, Alaska Natives have traditionally harvested
harbor seals and Steller sea lions in Sitka, Alaska. During the most
recent ADF&G subsistence harvest report (2013), about 11 percent of
Sitka households used subsistence-caught marine mammals, however, this
is the most recent data available and there has not been a survey since
2013 (ADF&G, 2023).
The proposed project is not likely to adversely impact the
availability of any marine mammal species or stocks that are commonly
used for subsistence purposes or impact subsistence harvest of marine
mammals in the region because:
There is no recent recorded subsistence harvest of marine
mammals in the area;
Construction activities are temporary and localized to the
Gary Paxton Industrial Park, and industrial area;
Construction will not take place during the herring
spawning season when subsistence species are more active;
Mitigation measures will be implemented to minimize
disturbance of marine mammals in the action area; and,
The project will not result in significant changes to
availability of subsistence resources.
Based on the description of the specified activity, the measures
described to minimize adverse effects on the availability of marine
mammals for subsistence purposes, and the proposed mitigation and
monitoring measures, NMFS has preliminarily determined that there will
not be an unmitigable adverse impact on subsistence uses from CBS's
proposed activities.
Endangered Species Act
Section 7(a)(2) of the ESA of 1973 (ESA; 16 U.S.C. 1531 et seq.)
requires that each Federal agency insure that any action it authorizes,
funds, or carries out is not likely to jeopardize the continued
existence of any endangered or threatened species or result in the
destruction or adverse modification of designated critical habitat. To
ensure ESA compliance for the issuance of IHAs, NMFS consults
internally whenever we propose to authorize take for endangered or
threatened species, in this case with the Alaska Regional Office
(AKRO).
NMFS is proposing to authorize take of western DPS of Steller sea
lions and the Mexico DPS of humpback whales, which are listed under the
ESA.
The Permits and Conservation Division has requested initiation of
section 7 consultation with the AKRO for the issuance of this IHA. NMFS
will conclude the ESA consultation prior to reaching a determination
regarding the proposed issuance of the authorization.
Proposed Authorization
As a result of these preliminary determinations, NMFS proposes to
issue an IHA to CBS for conducting Gary Paxton Industrial Park Vessel
Haulout project in Sitka, Alaska between October 2024 and March 2025,
provided the previously mentioned mitigation, monitoring, and reporting
requirements are incorporated. A draft of the proposed IHA can be found
at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities.
Request for Public Comments
We request comment on our analyses, the proposed authorization, and
any other aspect of this notice of proposed IHA for the proposed pile
driving and removal activities. We also request comment on the
potential renewal of this proposed IHA as described in the paragraph
below. Please include with your comments any supporting data or
literature citations to help inform decisions on the request for this
IHA or a subsequent renewal IHA.
On a case-by-case basis, NMFS may issue a one-time, 1-year renewal
IHA following notice to the public providing an additional 15 days for
public comments when (1) up to another year of identical or nearly
identical activities as described in the Description of Proposed
Activity section of this notice is planned, or (2) the activities as
described in the Description of Proposed Activity section of this
notice would not be completed by the time the IHA expires and a renewal
would allow for completion of the activities beyond that described in
the Dates and Duration section of this notice, provided all of the
following conditions are met:
A request for renewal is received no later than 60 days
prior to the needed renewal IHA effective date (recognizing that the
renewal IHA expiration date cannot extend beyond 1 year from expiration
of the initial IHA).
The request for renewal must include the following:
(1) An explanation that the activities to be conducted under the
requested renewal IHA are identical to the activities analyzed under
the initial IHA, are a subset of the activities, or include changes so
minor (e.g., reduction in pile size) that the changes do not affect the
previous analyses, mitigation and monitoring requirements, or take
estimates (with the exception of reducing the type or amount of take).
(2) A preliminary monitoring report showing the results of the
required monitoring to date and an explanation showing that the
monitoring results do not indicate impacts of a scale or nature not
previously analyzed or authorized.
Upon review of the request for renewal, the status of the
affected species or stocks, and any other pertinent information, NMFS
determines that there are no more than minor changes in the activities,
the mitigation and monitoring measures will remain the same and
appropriate, and the findings in the initial IHA remain valid.
Dated: July 2, 2024.
Kimberly Damon-Randall,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2024-15012 Filed 7-8-24; 8:45 am]
BILLING CODE 3510-22-P