Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to U.S. Navy Repair and Replacement of the Q8 Bulkhead at Naval Station Norfolk, 55180-55215 [2024-14162]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 217
[Docket No. 240621–0172]
RIN 0648–BM74
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to U.S. Navy
Repair and Replacement of the Q8
Bulkhead at Naval Station Norfolk
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule, request for
comment.
Purpose and Need for Regulatory
Action
SUMMARY:
NMFS has received a request
from the U.S. Navy (Navy) for
authorization to take marine mammals
incidental to the Q8 Bulkhead repair
and replacement project at Naval
Station (NAVSTA) Norfolk in Norfolk,
Virginia over the course of 5-years (i.e.,
2025–2029) (the Project). Pursuant to
the Marine Mammal Protection Act
(MMPA), NMFS is proposing
regulations to govern that take, and
requests comments on the proposed
regulations. Agency responses will be
included in the notice of the final
decision.
This proposed rule would establish a
framework under the authority of the
MMPA (16 U.S.C. 1361 et seq.) to allow
for the authorization of take of marine
mammals incidental to the Navy’s
construction activities including pile
driving at NAVSTA Norfolk.
We received an application from the
Navy requesting 5-year regulations and
authorization to take multiple species of
marine mammals. Take would occur by
Level B harassment, incidental to
impact and vibratory pile driving.
Please see Background below for
definitions of harassment.
DATES:
Comments and information must
be received no later than August 2,
2024.
Legal Authority for the Proposed Action
A copy of the Navy’s
application and any supporting
documents, as well as a list of the
references cited in this document, may
be obtained online at: https://
www.fisheries.noaa.gov/action/
incidental-take-authorization-us-navys-
Section 101(a)(5)(A) of the MMPA (16
U.S.C. 1371(a)(5)(A)) directs the
Secretary of Commerce to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region for up to 5-years if,
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SUMMARY:
DATES:
July 3, 2024.
FOR FURTHER INFORMATION CONTACT:
Logan Bennett, Attorney Advisor, 202–
418–7790.
SUPPLEMENTARY INFORMATION:
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construction-activities-q8-bulkheadnaval-station.
In case of problems accessing these
documents, please call the contact listed
below (see FOR FURTHER INFORMATION
CONTACT).
Submit all electronic public
comments via the Federal e-Rulemaking
Portal. Go to https://
www.regulations.gov and enter NOAA–
NMFS–2024–0055 in the Search box.
Click on the ‘‘Comment’’ icon, complete
the required fields, and enter or attach
your comments.
Instructions: Comments sent by any
other method, to any other address or
individual, or received after the end of
the comment period, may not be
considered by NMFS. All comments
received are a part of the public records
and will generally be posted for public
viewing on https://www.regulations.gov
without change. All personal identifying
information (e.g., name, address),
confidential business information, or
otherwise sensitive information
submitted voluntarily by the sender will
be publicly accessible. NMFS will
accept anonymous comments (enter ‘‘N/
A’’ in the required fields if you wish to
remain anonymous). Attachments to
electronic comments will be accepted in
Microsoft Word, Excel, or Adobe PDF
file formats only.
FOR FURTHER INFORMATION CONTACT:
Craig Cockrell, Office of Protected
Resources, NMFS, (301) 427–8401 or
craig.cockrell@noaa.gov.
SUPPLEMENTARY INFORMATION:
ADDRESSES:
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after notice and public comment, the
agency makes certain findings and
issues regulations that set forth
permissible methods of taking pursuant
to that activity and other means of
effecting the ‘‘least practicable adverse
impact’’ on the affected species or
stocks and their habitat (see the
discussion below in the Proposed
Mitigation section), as well as
monitoring and reporting requirements.
Section 101(a)(5)(A) of the MMPA, and
the implementing regulations at 50 CFR
part 216 subpart I, provide the legal
basis for issuing this proposed rule
containing 5-year regulations, and for
any subsequent letters of authorization
(LOAs). As directed by this legal
authority, this proposed rule contains
mitigation, monitoring, and reporting
requirements.
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Summary of Major Provisions Within
the Proposed Rule
Following is a summary of the major
provisions of this proposed rule
regarding Navy construction activities.
These measures include:
• Required monitoring of the
construction areas to detect the presence
of marine mammals before beginning
construction activities;
• Shutdown of construction activities
under certain circumstances to avoid
injury of marine mammals; and
• Soft start for impact pile driving to
allow marine mammals the opportunity
to leave the area prior to beginning
impact pile driving at full power.
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions Section 101(a). Sections
101(a)(5)(A) and (D) of the MMPA (16
U.S.C. 1361 et seq.) direct the Secretary
of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but
not intentional, taking of small numbers
of marine mammals by U.S. citizens
who engage in a specified activity (other
than commercial fishing) within a
specified geographical region if certain
findings are made and either regulations
are proposed or, if the taking is limited
to harassment, a notice of a proposed
IHA is provided to the public for
review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses, where
relevant. Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
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affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of the takings are set forth
(Section 101 (5)(A)(i)(II)(aa)). The
definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of
regulations) with respect to potential
impacts on the human environment.
This action is consistent with
categories of activities identified in
Categorical Exclusion B4 (i.e., incidental
harassment authorizations (IHAs) with
no anticipated serious injury or
mortality) of the Companion Manual for
NAO 216–6A, which do not
individually or cumulatively have the
potential for significant impacts on the
quality of the human environment and
for which we have not identified any
extraordinary circumstances that would
preclude this categorical exclusion.
Accordingly, NMFS has preliminarily
determined that the issuance of the
proposed regulations and LOA qualifies
to be categorically excluded from
further NEPA review.
We will review all comments
submitted in response to this notice
prior to concluding our NEPA process
or making a final decision on final
regulations and the final LOA.
Summary of Request
On September 14, 2024, NMFS
received a request from the Navy for
authorization to take marine mammals
incidental to repair and replacement of
the Q8 Bulkhead at NAVSTA Norfolk in
Norfolk, VA. Following NMFS’ review
of the application, the Navy submitted
a revised version on December 18, 2024
and after review of that application a
second revised version was submitted
on January 16, 2024. The application
was deemed adequate and complete on
February 23, 2024. A notice of receipt of
the Navy’s application was published in
the Federal Register on March 14, 2024
(89 FR 18605). No comments were
received on the application during the
30-day comment period. Navy’s request
is for the take of four species by Level
B harassment only. Neither Navy nor
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NMFS expect serious injury or mortality
to result from this activity. The
proposed regulations would be valid for
5 years (2025–2029).
Description of Proposed Activity
Overview
The Navy proposes to repair and
replace the Q8 bulkhead at NAVSTA
Norfolk, originally constructed in 1957,
that has failed in multiple locations,
creating sinkholes and unsafe
conditions. Work on the bulkhead
would be conducted from Piers 12 and
14 to restore function of this Navy dock
system. Vibratory and impact hammers
would be used for pile removal and
installation. Sounds produced from
these pile removal and installation
activities may result in the incidental
take of marine mammals by Level B
harassment in the form of behavioral
harassment. The Q8 bulkhead consists
of an approximately 2,583 feet (ft)
(787.30 meters (m) long anchored
concrete sheet pile wall, beginning 400ft (121.92 m) south of Pier 12 and
terminating 1,024 ft (312.12 m) north of
Pier 14 (the Project Area). The Project
would occur at NAVSTA Norfolk in
Norfolk, Virginia near the mouth of the
James River. Work would be conducted
over 212 non-consecutive days to
complete the proposed pile removal and
installation activities.
Dates and Duration
The proposed regulations would be
valid for a period of 5 years (2025–
2029). The specified activities may
occur at any time during the 5-year
period of validity of the proposed
regulations. The Navy expects pile
removal and driving activities for the
entire Project to occur during
approximately 212 non-consecutive
days over three phases each of which
would take a year to complete, with the
greatest amount of work occurring
during Phase III (year 3) (approximately
204 days). However, in the event of
unforeseen delays, the Project may
occur over the full 5-year duration of
this proposed rule. The Navy plans to
conduct all work during daylight hours.
Specific Geographic Region
The Q8 bulkhead at NAVSTA Norfolk
is located at the confluence of the
Elizabeth River, James River,
Nansemond River, LaFeyette River,
Willoughby Bay, and Chesapeake Bay
(figure 1). The water depth of the
proposed action area can vary from six
ft (1.83 m) to 50 ft (15.24 m) when
measured at mean low water. The
station is home to 59 ships (including
five aircraft carriers), 187 aircraft, 18
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Federal Register / Vol. 89, No. 128 / Wednesday, July 3, 2024 / Proposed Rules
aircraft squadrons, and 326 tenant
commands. Waterfront structures
include 13 large piers, numerous small
piers, and bulkheads.
Anthropogenic sound is a significant
contributor to the ambient acoustic
environment surrounding NAVSTA
Norfolk, as it is located in close
proximity to shipping channels as well
as several Port of Virginia facilities with
frequent vessel traffic that altogether
have an annual average of 1,788 vessel
calls (Port of Virginia, 2021). Other
sources of human-generated underwater
sound not specific to naval installations
include sounds from commercial and
recreational vessel traffic. Additionally,
on average, maintenance dredging of the
navigation channel occurs every 2-years
(USACE and Port of Virginia, 2018).
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Figure 1. Site Location Map for NAVSTA Norfolk
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Detailed Description of the Specified
Activity
The proposed Project at NAVSTA
Norfolk would involve the repair and
replacement of the Q8 bulkhead.
Excavation of the shoreside portion
existing bulkhead would occur to
expose the existing concrete relieving
platform for inspection, to facilitate
removal and replacement of existing
stormwater outfall pipes and catch
basins, and to accommodate installation
of a new tie-back rod system. Once the
replacement of the stormwater outfall
pipes and catch basins are completed
the pile removal and installation
activities would begin in three phases.
The new sheet piles would be installed
outboard of the existing sheet pile wall
and concrete and composite fender piles
would be installed incrementally along
the span of the bulkhead. Pile removal
and installation activities over the three
phases are presented below in table 1.
Once construction is complete the
previously excavated fill material would
be placed in a similar location to allow
for repaving of the shoreward area of the
bulkhead. In-water construction
activities, include pile removal and
installation and are described in detail
below:
Pile Removal—Vibratory hammers are
expected to be used to remove piles;
however, a direct pull method or
clamshell device may be used to remove
piles. These three pile removal methods
are described below. Take is not
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expected to occur for direct pull and
clamshell removal methods; therefore,
they will not be described past what is
provided below nor included in the
analysis presented in this rulemaking:
• Vibratory Extraction—This method
uses a barge-mounted crane with a
vibratory driver to remove all pile types.
The vibratory driver is a large
mechanical device (5–16 tons)
suspended from a crane by a cable and
positioned on top of a pile. The pile is
then loosened from the sediments by
activating the driver and slowly lifting
up on the driver with the aid of the
crane. Once the pile is released from the
sediments, the crane continues to raise
the driver and pull the pile from the
sediment. The driver is typically shut
off once the pile is loosened from the
sediments. The pile is then pulled from
the water and placed on a barge.
Vibratory extraction usually takes
between less than one minute (for
timber piles) to 30 minutes per pile
depending on the pile size, type, and
substrate conditions;
• Clamshell—In cases where use of a
vibratory driver is not possible (e.g.,
when the pile may break apart from
clamp force and vibration), a clamshell
apparatus may be lowered from the
crane in order to remove pile stubs. A
clamshell is a hinged steel apparatus
that operates similar to a set of steel
jaws. The bucket is lowered from a
crane and the jaws grasp the pile stub
as the crane pulls upward. The use and
size of the clamshell bucket would be
minimized to reduce the potential for
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generating turbidity during removal;
and
• Direct Pull—Piles may be removed
by wrapping the piles with a cable or
chain and pulling them directly from
the sediment with a crane. In some
cases, depending on access and
location, piles may be cut at or below
the mudline.
Pile Installation—Pile installation
would occur using both vibratory and
impact hammers. Vibratory hammers
install piles by vibrating them and
allowing the weight of the hammer to
push them into the sediment. Impact
hammers operate by repeatedly
dropping a heavy piston onto a pile to
drive the pile into the substrate.
Concrete piles and composite piles
would be installed using an impact or
vibratory hammer. Steel sheet piles
would be installed only using a
vibratory hammer.
Table 1 provides the estimated
construction schedule and production
rates for the proposed construction
activities considered for this proposed
rulemaking beginning with Phase I.
Each phase of the construction would
occur over a 1-year period for a total of
3-years. Some Project elements will use
only one method of pile installation
while others may use two methods (e.g.,
impact hammer or vibratory hammer
and impact hammer), but all pile
driving methods have been analyzed.
The method of installation will be
determined by the construction crew
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Figure 2. Location of the Q8 Bulkhead at NAVSTA Norfolk
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once demolition and installation has
begun.
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Table 1 -- Preliminary Construction Schedule for In-Water Activities
Method of pile
driving/removal
Pile
size/type
Phase I
(Year 1)
Vibratory
removal
18-in Prestressed
concrete
piles
56-in. steel
sheet piles
18-in Prestressed
concrete
piles
18-in Prestressed
concrete
piles
56-in. steel
sheet piles
18-in Prestressed
concrete
piles
16-in.
Composite
piles
56-in. steel
sheet piles
16-in.
Composite
piles
18-in Prestressed
concrete
piles
Vibratory install
Impact install
Phase II
(Year 2)
Vibratory
removal
Vibratory install
Impact install
Phase Ill
(Year 3)
Vibratory
removal
Vibratory install
Impact install
Impact install
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Concurrent Activities—In order to
maintain Project schedules, it is likely
that multiple pieces of equipment
would operate at the same time within
the Project Area. Table 2 provides a
summary of the possible equipment
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Total
number
of piles
139
Daily rate
(piles/day)
Total
days
6
24
183
6
31
109
6
19
61
6
11
81
6
15
49
6
II
178
6
30
283
6
48
105
6
18
26
6
5
combinations by phase where a
maximum of four pieces of in-water
equipment may be occurring
simultaneously. As mentioned above,
the method of installation, and whether
concurrent pile driving scenarios will be
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Total
days in
phase
74
37
101
implemented, will be determined by the
construction crew once the Project has
begun. Therefore, the total take estimate
reflects the highest amount for a given
activity during the proposed Project.
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Phase
(Year)
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Table 2 -- Summary of Possible Concurrent Pile Driving/Removal Equipment
Phase II
Phase Ill
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (see the
Proposed Mitigation and Proposed
Monitoring and Reporting sections).
Description of Marine Mammals in the
Area of Specified Activities
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Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history of the potentially
affected species. NMFS fully considered
all of this information, and we refer the
reader to these descriptions, instead of
reprinting the information. Additional
information regarding population trends
and threats may be found in NMFS’
Stock Assessment Reports (SARs;
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-stock-assessments)
and more general information about
these species (e.g., physical and
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Total equipment operating
3
3
4
behavioral descriptions) may be found
on NMFS’ website at: https://
www.fisheries.noaa.gov/find-species.
Table 3 lists all species or stocks for
which take is expected and proposed to
be authorized for this activity, and
summarizes information related to the
population or stock, including
regulatory status under the MMPA and
Endangered Species Act (ESA) and
potential biological removal (PBR),
where known. PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’ SARs) (Section 3
(19)(A). While no serious injury or
mortality is anticipated or proposed to
be authorized here, PBR and annual
serious injury and mortality from
anthropogenic sources are included here
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as gross indicators of the status of the
species or stocks and other threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’ stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’ U.S. Atlantic SARs. All values
presented in table 3 are the most recent
available at the time of publication
(including from the draft 2023 SARs)
and are available online at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments.
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Equipment types
Vibratory hammer (install
and removal) and impact
hammer
Vibratory hammer (install
and removal) and impact
hammer
Two Vibratory hammer
(install and removal) and
two impact hammers
Proiect phase
Phase I
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Table 3 -- Species Likely Impacted by the Specified Activities•
Scientific name
ESA/MMPA
status;
Strategic
(Y/N)2
Stock
Stock abundance
(CV, Nmin, most
recent abundance
survey)3
PBR
Annual
M/Sl4
Order Artiodactyla - Infraorder Cetacea - Mysticeti (baleen whales)
Family Balaenopteridae (rorquals)
1,396 (0, 1380,
Humpback
Megaptera
Gulf of Maine
-,-, N
22
12.15
2016)
novaeang/iae
whale
Odontoceti (toothed whales, dolphins, and porpoises)
Family Physeteridae
Northern
6,639 (0.41,
12.2-, -, y
Migratory
48
4,759, 2016)
21.5
Coastal
Bottlenose
Tursiops
Southern
3,751 (0.6, 2,353,
-, -, y
truncatus
Migratory
24
0-18.3
dolphin
2016)
Coastal
823 (0.06, 782,
Northern NC
-, -, N
7.8
7.2- 30
2017)
Estuarine
Family Phocoenidae (p01poises)
Harbor
Phocoena
Gulf of Maine/
85,765 (0.53,
-, -, N
145
649
porpoise
Bay of Fundy
56,420, 2021)
phocoena
Order Carnivora - Pinnipedia
Family Phocidae (earless seals)
61,336 (0.08,
Western North
-, -, N
1,729
339
Harbor Seal Phoca vitulina
57,637, 2018)
Atlantic
I-Information on the classification of marine mammal species can be found on the web page
for The Society for Marine Mammalogy's Committee on Taxonomy
(https://www.marinemammalscience.org/science-and-publications/list-marine-mammalspecies-subspecies/).
2 - ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash(-)
indicates that the species is not listed under the ESA or designated as depleted under the
MMPA. Under the A1MPA, a strategic stock is one for which the level ofdirect humancaused mortality exceeds P BR or which is determined to be declining and likely to be listed
under the ESA within the foreseeable fi1ture. Any species or stock listed under the ESA is
automatically designated under the MMPA as depleted and as a strategic stock.
3 - NMFS marine mammal stock assessment reports online at:
https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stockassessment-reports/. CV is coefficient of variation; Nmin is the minimum estimate of stock
abundance. In some cases, CV is not applicable.
4 - These values,found in NMFS's SARs, represent annual levels of human-caused mortality
plus serious injury from all sources combined (e.g., commercial fisheries, vessel strike).
Annual WSI often cannot be determined precisely and is in some cases presented as a
minimum value or range.
BILLING CODE 3510–22–C
As indicated above, all four species
(with six managed stocks) in table 3
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temporally and spatially co-occur with
the activity to the degree that take is
reasonably likely to occur. All species
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that could potentially occur in the
proposed action area are included in
table 3–1 of the IHA application. While
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Common
name
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gray seals (Halichoerus grypus) have
been documented in the area, the
temporal and/or spatial occurrence of
the species is such that take is not
expected to occur, and it is not
discussed further beyond the
explanation provided here.
Surveys conducted in the lower
Chesapeake Bay have observed gray
seals regularly near the mouth of the
Bay (Rees et al., 2016; Jones et al. 2018;
Jones & Rees, 2020, 2021, 2022).
Although gray seals are present at the
mouth of the Chesapeake Bay NMFS
reviewed monitoring reports from the
Hampton Roads Bridge-Tunnel
Expansion Project IHA (85 FR 48153,
August 10, 2020) and the Navy Pier 3
IHA (87 FR 15945, March 21, 2022) and
there were no gray seals observed
during either of those projects (Hampton
Roads Connector Partners 2023; W.F.
Magann Corporation 2023). Therefore,
take is not expected for these species
and they are not discussed further in
this document.
Humpback Whale
In the winter months, humpback
whales from waters off New England,
Canada, Greenland, Iceland, and
Norway, migrate to mate and calve
primarily in the West Indies, where
spatial and genetic mixing among these
groups occurs. NMFS defines a
humpback whale stock on the basis of
feeding location (i.e., Gulf of Maine).
However, our reference to humpback
whales in this document refers to any
individual of the species that are found
in the species geographic region. These
individuals may be from the same
breeding population (e.g., West Indies
breeding population of humpback
whales) but visit different feeding areas.
Prior to 2016, humpback whales were
listed under the ESA as an endangered
species worldwide. Following a 2015
global status review (Bettridge et al.,
2015), NMFS established 14 Distinct
Population Segments (DPSs) with
different listing statuses (81 FR 62259,
September 8, 2016) pursuant to the ESA.
Humpback whales in the Project Area
are expected to be from the West Indies
DPS, which consists of the whales
whose breeding range includes the
Atlantic margin of the Antilles from
Cuba to northern Venezuela, and whose
feeding range primarily includes the
Gulf of Maine, eastern Canada, and
western Greenland. This DPS is not ESA
listed. Bettridge et al., (2003) estimated
the size of the West Indies DPS at
12,312 (95 percent confidence interval
8,688–15,954) whales in 2004–05,
which is consistent with previous
population estimates of approximately
10,000–11,000 whales (Stevick et al.,
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2003; Smith et al., 1999) and the
increasing trend for the West Indies DPS
(Bettridge et al., 2015).
Since January 2016, elevated
humpback whale mortalities have
occurred along the Atlantic coast from
Maine through Florida. This event was
declared an unusual mortality event
(UME) in 2017. A portion of the whales
have shown evidence of pre-mortem
vessel strike; however, this finding is
not consistent across all whales
examined, and additional research is
needed. Since May 3, 2024, 221 Atlantic
humpback whales have been subject to
the active UME. Additional information
is available at: https://www.fisheries.
noaa.gov/national/marine-life-distress/
2016-2024-humpback-whale-unusualmortality-event-along-atlantic-coast.
Humpback whales are most likely to
occur near the mouth of the Chesapeake
Bay and coastal waters of Virginia Beach
between January and March; however,
they could be found in the area yearround, based on shipboard sighting and
stranding data (Barco and Swingle,
2014; Aschettino et al., 2015; 2016;
2017; 2018). Photo-identification data
support the repeated use of the midAtlantic region by individual humpback
whales. Results of the vessel surveys
show site fidelity in the survey area for
some individuals and a high level of
occurrence within shipping channels—
an important high-use area by both the
Navy and commercial traffic (Aschettino
et al., 2015; 2016; 2017; 2018).
Nearshore surveys conducted in early
2015 reported 61 individual humpback
whale sightings, and 135 individual
humpback whale sightings in late 2015
through May 2016 (Aschettino et al.,
2016). Subsequent surveys confirmed
the occurrence of humpback whales in
the nearshore survey area: 248
individuals were detected in 2016–2017
surveys (Aschettino et al., 2017), 32
individuals were detected in 2017–2018
surveys (Aschettino et al., 2018), and 80
individuals were detected in 2019
surveys (Aschettino et al., 2019).
Sightings in the Hampton Roads area in
the vicinity of NAVSTA Norfolk were
reported in nearshore surveys and
through tracking of satellite-tagged
whales in 2016, 2017 and 2019. The
numbers of whales detected, most of
which were juveniles, reflect the
varying level of survey effort and
changes in survey objectives from year
to year, and do not indicate abundance
trends over time. Recent monitoring
reports from the Hampton Roads BridgeTunnel Expansion Project and the Pier
3 Navy Construction Project did not
observe any humpback whales near the
project sites. Monitoring for the
Hampton Roads Bridge-Tunnel
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55187
Expansion Project spanned from
September 2020 through July 2021 (over
a 197-day period) and monitoring for
the Pier 3 Navy Construction Project
spanned from August 2022 to December
2022 (i.e., over a 45-day period)
(Hampton Roads Connector Partners
2023; W.F. Magann Corporation 2023).
Bottlenose Dolphin
Along the U.S. East Coast and
northern Gulf of Mexico, the bottlenose
dolphin stock structure is well studied.
There are currently 54 management
stocks identified by NMFS in the
western North Atlantic and Gulf of
Mexico, including oceanic, coastal, and
estuarine stocks (Hayes et al., 2017;
Waring et al., 2015, 2016).
Bottlenose dolphins inhabiting
nearshore coastal and estuarine waters
between New York and Florida may be
a separate species from their offshore
counterparts (Costa et al., 2022). The
offshore form is larger in total length
and skull length and has wider nasal
bones than the coastal form. Both
inhabit waters in the western North
Atlantic Ocean and Gulf of Mexico
(Curry and Smith, 1997; Hersh and
Duffield, 1990; Mead and Potter, 1995)
along the U.S. Atlantic coast. The
coastal species of bottlenose dolphin is
continuously distributed along the
Atlantic coast south of Long Island, New
York, around the Florida peninsula, and
along the Gulf of Mexico coast. This
type typically occurs in waters less than
25 meters deep (Waring et al., 2015).
The range of the offshore bottlenose
dolphin includes waters beyond the
continental slope (Kenney, 1990), and
offshore bottlenose dolphins may move
between the Gulf of Mexico and the
Atlantic (Wells et al., 1999).
Two coastal stocks are likely to be
present in the Project Area: (1) the
Western North Atlantic Northern
Migratory Coastal stock; and (2) the
Western North Atlantic Southern
Migratory Coastal stock. Additionally,
the Northern North Carolina Estuarine
System stock may occur in the Project
Area.
Bottlenose dolphins are the most
abundant marine mammal along the
Virginia coast and within the
Chesapeake Bay, typically traveling in
groups of 2–15 individuals, but
occasionally in groups of over 100
individuals (Engelhaupt et al., 2014;
2015; 2016). Bottlenose dolphins of the
Western North Atlantic Northern
Migratory Coastal stock winter along the
coast of North Carolina and migrate as
far north as Long Island, New York, in
the summer. They are rarely found
north of North Carolina in the winter
(NMFS, 2018). The Western North
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Atlantic Southern Migratory Coastal
stock occurs in waters of southern North
Carolina from October to December,
moving south during winter months and
north to North Carolina during spring
months. During July and August, the
Western North Atlantic Southern
Migratory Coastal stock is presumed to
occupy coastal waters north of Cape
Lookout, North Carolina, to the eastern
shore of Virginia (NMFS, 2018). It is
possible that these animals also occur
inside the Chesapeake Bay and in
nearshore coastal waters. The North
Carolina Estuarine System stock
dolphins may also occur in the
Chesapeake Bay during July and August
(NMFS, 2018).
Vessel surveys conducted along
coastal and offshore transects from
NAVSTA Norfolk to Virginia Beach in
most months from August 2012 to
August 2015 reported bottlenose
dolphins throughout the survey area,
including the vicinity of NAVSTA
Norfolk (Engelhaupt et al., 2014; 2015;
2016). The final results from this project
confirmed earlier findings that
bottlenose dolphins are common in the
study area, with highest densities in the
coastal waters in summer and fall
months. However, bottlenose dolphins
do not completely leave this area during
colder months, with approximately
200–300 individuals still present in
winter and spring months, which is
commonly referred to as the Chesapeake
Bay resident dolphin population
(Engelhaupt et al., 2016). During
monitoring of Pier 3 Navy Construction
Project, 18 bottlenose dolphins were
observed over 45 days of construction
(W.F. Magann Corporation 2023). Over
the 197 days of construction a total of
94 bottlenose dolphins were observed
during the Hampton Roads BridgeTunnel Expansion Project (Hampton
Roads Connector Partners 2023). For
both projects bottlenose dolphins were
the only marine mammal observed
while conducting monitoring activities.
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Harbor Porpoise
Harbor porpoises inhabit cool
temperate-to-subpolar waters, often
where prey aggregations are
concentrated (Watts and Gaskin, 1985).
Thus, they are frequently found in
shallow waters, most often near shore,
but they sometimes move into deeper
offshore waters. Harbor porpoises are
rarely found in waters warmer than 63
degrees Fahrenheit (17 degrees Celsius)
(Read 1999) and closely follow the
movements of their primary prey,
Atlantic herring (Gaskin 1992).
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In the western North Atlantic, harbor
porpoise range from Cumberland Sound
on the east coast of Baffin Island,
southeast along the eastern coast of
Labrador to Newfoundland and the Gulf
of St. Lawrence, then southwest to about
34 degrees North on the coast of North
Carolina (Waring et al., 2016). During
winter (January to March), intermediate
densities of harbor porpoises can be
found in waters off New Jersey to North
Carolina, and lower densities are found
in waters off New York to New
Brunswick, Canada (Waring et al.,
2016). Harbor porpoises sighted off the
mid-Atlantic during winter include
porpoises from other western North
Atlantic populations (Rosel et al., 1999).
There does not appear to be a
temporally coordinated migration or a
specific migratory route to and from the
Bay of Fundy region (Waring et al.,
2016). During the fall (October to
December) and the spring (April to
June), harbor porpoises are widely
dispersed from New Jersey to Maine,
with lower densities farther north and
south (LaBrecque et al., 2015).
Harbor seals regularly haul out on
rocks around the portal islands of the
CBBT and on mud flats on the nearby
southern tip of the Eastern Shore from
December through April (Rees et al.,
2016; Jones et al., 2018). Seals captured
in 2018 on the Eastern Shore and tagged
with satellite-tracked tags that lasted
from 2 to 5 months spent at least 60
days in Virginia waters before departing
the area. All tagged seals returned
regularly to the capture site while in
Virginia waters, but individuals utilized
offshore and Chesapeake Bay waters to
different extents (Ampela et al., 2019).
The area that was utilized most heavily
was near the Eastern Shore capture site,
but some seals ranged into the
Chesapeake Bay. To supplement this
information, there were no harbor seals
observed during construction activities
for the Pier 3 Navy Construction Project
or the Hampton Roads Bridge-Tunnel
Expansion Project (Hampton Roads
Connector Partners 2023; W.F. Magann
Corporation 2023).
Based on stranding reports, passive
acoustic recorders, and shipboard
surveys, harbor porpoise occur in
coastal waters primarily in winter and
spring months, but there is little
information on their presence in the
Chesapeake Bay. They do not appear to
be abundant in the NAVSTA Norfolk
area in most years, but this is
confounded by wide variations in
stranding occurrences over the past
decade. There were no harbor porpoise
observed during construction activities
for the Pier 3 Navy Construction Project
or the Hampton Roads Bridge-Tunnel
Expansion Project (Hampton Roads
Connector Partners 2023; W.F. Magann
Corporation 2023).
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Not all marine mammal
species have equal hearing capabilities
(e.g., Richardson et al., 1995; Wartzok
and Ketten, 1999; Au and Hastings,
2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine
mammals be divided into hearing
groups based on directly measured
(behavioral or auditory evoked potential
techniques) or estimated hearing ranges
(behavioral response data, anatomical
modeling, etc.). Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 decibel
(dB) threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. Marine
mammal hearing groups and their
associated hearing ranges are provided
in table 4.
Harbor Seal
The Western North Atlantic stock of
harbor seals occurs in the Project Area.
Harbor seal distribution along the U.S.
Atlantic coast has shifted in recent
years, with an increased number of seals
reported from southern New England to
the mid-Atlantic region (DiGiovanni et
al., 2011; Hayes et al., 2021). Regular
sightings of seals in Virginia have
become a common occurrence in winter
and early spring (Costidis et al., 2019).
Winter haulout sites for harbor seals
have been documented in the
Chesapeake Bay at the Chesapeake Bay
Bridge Tunnel (CBBT), on the Virginia
Eastern Shore, and near Oregon Inlet,
North Carolina (Waring et al., 2016;
Rees et al., 2016; Jones et al., 2018).
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Marine Mammal Hearing
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Table 4 -- Marine Mammal Hearing Groups (NMFS, 2018)
Generalized Hearing
Range*
Hearing Group
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
(Hemilä et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2018) for a review of
available information.
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Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section provides a discussion of
the ways in which components of the
specified activity may impact marine
mammals and their habitat. The
Estimated Take of Marine Mammals
section later in this document includes
a quantitative analysis of the number of
individuals that are expected to be taken
by this activity. The Negligible Impact
Analysis and Determination section
considers the content of this section, the
Estimated Take of Marine Mammals
section, and the Proposed Mitigation
section, to draw conclusions regarding
the likely impacts of these activities on
the reproductive success or survivorship
of individuals and whether those
impacts are reasonably expected to, or
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.
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Description of Sound Sources
The marine soundscape is comprised
of both ambient and anthropogenic
sounds. Ambient sound is defined as
the all-encompassing sound in a given
place and is usually a composite of
sound from many sources both near and
far. The sound level of an area is
defined by the total acoustical energy
being generated by known and
unknown sources. These sources may
include physical (e.g., waves, wind,
precipitation, earthquakes, ice,
atmospheric sound), biological (e.g.,
sounds produced by marine mammals,
fish, and invertebrates), and
anthropogenic sound (e.g., vessels,
dredging, aircraft, construction).
The sum of the various natural and
anthropogenic sound sources at any
given location and time—which
comprise ‘‘ambient’’ or ‘‘background’’
sound—depends not only on the source
levels (as determined by current
weather conditions and levels of
biological and shipping activity) but
also on the ability of sound to propagate
through the environment. In turn, sound
propagation is dependent on the
spatially and temporally varying
properties of the water column and sea
floor and is frequency-dependent. As a
result of the dependence on a large
number of varying factors, ambient
sound levels can be expected to vary
widely over both coarse and fine spatial
and temporal scales. Sound levels at a
given frequency and location can vary
by 10–20 dB from day to day
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(Richardson et al., 1995). The result is
that, depending on the source type and
its intensity, sound from the specified
activity may be a negligible addition to
the local environment or could form a
distinctive signal that may affect marine
mammals.
In-water construction activities
associated with the Project would
include vibratory pile driving and
removal and impact pile driving. The
sounds produced by these activities fall
into one of two general sound types: (1)
impulsive; and (2) non-impulsive.
Impulsive sounds (e.g., explosions,
gunshots, sonic booms, impact pile
driving) are typically transient, brief
(i.e., less than 1 second), broadband, and
consist of high peak sound pressure
with rapid rise time and rapid decay
(ANSI 1986; NIOSH 1998; ANSI 2005;
NMFS 2018). Non-impulsive sounds
(e.g., aircraft, machinery operations
such as drilling or dredging, vibratory
pile driving, and active sonar systems)
can be broadband, narrowband or tonal,
brief or prolonged (continuous or
intermittent), and typically do not have
the high peak sound pressure with raid
rise/decay time that impulsive sounds
do (ANSI 1995; NIOSH 1998; NMFS
2018). The distinction between these
two sound types is important because
they have differing potential to cause
physical effects, particularly with regard
to hearing (e.g., Ward 1997 in Southall
et al., 2007).
Impact hammers operate by
repeatedly dropping a heavy piston onto
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Low-frequency (LF) cetaceans
7 Hz to 35 kHz
(baleen whales)
Mid-frequency (MF) cetaceans
150 Hz to 160 kHz
(dolphins, toothed whales, beaked whales, bottlenose whales)
High-frequency (HF) cetaceans
(true porpoises, Kogia, river dolphins, Cephalorhynchid,
275 Hz to 160 kHz
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impulsive vs. non-impulsive), the
species, age and sex class (e.g., adult
male vs. mom with calf), duration of
exposure, the distance between the pile
and there animal, received levels,
behavior at time of exposure, and
previous history with exposure
(Wartzok et al., 2004; Southall et al.,
2007). Here we discuss physical
auditory effects (threshold shifts)
followed by behavioral effects and
potential impacts on habitat.
NMFS defines a noise-induced
threshold shift (TS) as a change, usually
an increase, in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS 2018). The amount of
threshold shift is customarily expressed
in dB. A TS can be permanent or
temporary. As described in NMFS
(2018), there are numerous factors to
consider when examining the
consequence of TS, including, but not
limited to, the signal temporal pattern
(e.g., impulsive or non-impulsive),
likelihood an individual would be
exposed for a long enough duration or
to a high enough level to induce a TS,
the magnitude of the TS, time to
recovery (seconds to minutes or hours to
days), the frequency range of the
exposure (i.e., spectral content), the
hearing and vocalization frequency
range of the exposed species relative to
the signal’s frequency spectrum (i.e.,
how an animal uses sound within the
frequency band of the signal; e.g.,
Kastelein et al., 2014), and the overlap
between the animal and the source (e.g.,
spatial, temporal, and spectral).
Permanent Threshold Shift (PTS)—
NMFS defines PTS as a permanent,
irreversible increase in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS 2018). Available data from
humans and other terrestrial mammals
indicate that a 40 dB threshold shift
approximates PTS onset (see Ward et
al., 1958, 1959; Ward 1960; Kryter et al.,
1966; Miller 1974; Ahroon et al., 1996;
Henderson et al., 2008). PTS levels for
marine mammals are estimates (with the
exception of a single study
unintentionally inducing PTS in a
harbor seal (Kastak et al., 2008)), and
there are no empirical data measuring
PTS in marine mammals largely due to
the fact that, for various ethical reasons,
experiments involving anthropogenic
noise exposure at levels inducing PTS
are not typically pursued or authorized
(NMFS 2018).
Temporary Threshold Shift (TTS)—
TTS is a temporary, reversible increase
in the threshold of audibility at a
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specified frequency or portion of an
individual’s hearing range above a
previously established reference level
(NMFS 2018). Based on data from
cetacean TTS measurements (see
Southall et al., 2007), a TTS of six dB
is considered the minimum threshold
shift clearly larger than any day-to-day
or session-to-session variation in a
subject’s normal hearing ability
(Schlundt et al., 2000; Finneran et al.,
2000, 2002). As described in Finneran
(2015), marine mammal studies have
shown the amount of TTS increases
with cumulative sound exposure level
(SELcum) in an accelerating fashion. At
low exposures with lower SELcum, the
amount of TTS is typically small and
the growth curves have shallow slopes.
At exposures with higher SELcum, the
growth curves become steeper and
approach linear relationships with the
noise SEL.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious (similar to those discussed in
auditory masking, below). For example,
a marine mammal may be able to readily
compensate for a brief, relatively small
amount of TTS in a non-critical
frequency range that takes place during
a time when the animal is traveling
through the open ocean, where ambient
noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
a time when communication is critical
for successful mother/calf interactions
could have more serious impacts. We
note that reduced hearing sensitivity as
a simple function of aging has been
observed in marine mammals, as well as
humans and other taxa (Southall et al.,
2007), so we can infer that strategies
exist for coping with this condition to
some degree, though likely not without
cost.
Currently, TTS data only exist for four
species of cetaceans (i.e., bottlenose
dolphin, beluga whale (Delphinapterus
leucas), harbor porpoise, and Yangtze
finless porpoise (Neophocoena
asiaeorientalis)) and five species of
pinnipeds exposed to a limited number
of sound sources (i.e., mostly tones and
octave-band noise) in laboratory settings
(Finneran 2015). TTS was not observed
in trained spotted (Phoca largha) and
ringed (Pusa hispida) seals exposed to
impulsive noise at levels matching
previous predictions of TTS onset
(Reichmuth et al., 2016). In general,
harbor seals and harbor porpoises have
a lower TTS onset than other measured
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khammond on DSKJM1Z7X2PROD with PROPOSALS
pinniped or cetacean species (Finneran
2015). Additionally, the existing marine
mammal TTS data come from a limited
number of individuals within these
species. No data are available on noiseinduced hearing loss for mysticetes. For
summaries of data on TTS in marine
mammals or for further discussion of
TTS onset thresholds, please see
Southall et al. (2007), Finneran and
Jenkins (2012), Finneran (2015), and
table 5 in NMFS (2018).
Installing piles for this Project
requires a combination of impact pile
driving and vibratory pile driving. For
this Project, these activities would not
occur at the same time and there would
be pauses in activities producing the
sound during each day. Given these
pauses and that many marine mammals
are likely moving through the
ensonified area and not remaining for
extended periods of time, the potential
for TS declines.
Behavioral Effects
Exposure to noise from pile driving
and removal also has the potential to
behaviorally disturb marine mammals.
Available studies show wide variation
in response to underwater sound;
therefore, it is difficult to predict
specifically how any given sound in a
particular instance might affect marine
mammals perceiving the signal. If a
marine mammal does react briefly to an
underwater sound by changing its
behavior or moving a small distance, the
impacts of the change are unlikely to be
significant to the individual, let alone
the stock or population. However, if a
sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on individuals and populations
could be significant (e.g., Lusseau and
Bejder, 2007; Weilgart, 2007; NRC, 2005;
Southall et al., 2021).
Disturbance may result in: (1)
changing durations of surfacing and
dives, number of blows per surfacing, or
moving direction and/or speed; (2)
reduced/increased vocal activities; (3)
changing/cessation of certain behavioral
activities (e.g., socializing or feeding);
(4) visible startle response or aggressive
behavior (e.g., tail/fluke slapping or jaw
clapping); (5) avoidance of areas where
sound sources are located. Pinnipeds
may increase their haul out time,
possibly to avoid in-water disturbance
(Thorson and Reyff, 2006). Behavioral
responses to sound are highly variable
and context-specific, and any reactions
depend on numerous intrinsic and
extrinsic factors (e.g., species, state of
maturity, experience, current activity,
reproductive state, auditory sensitivity,
time of day), as well as the interplay
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between those factors (e.g., Richardson
et al., 1995; Wartzok et al., 2003;
Southall et al., 2007, Southall et al.
2021; Weilgart, 2007; Archer et al.,
2010). Behavioral reactions can vary not
only among individuals but also within
exposures of an individual, depending
on previous experience with a sound
source, context, and numerous other
factors (Ellison et al., 2012; Southall et
al., 2021), and can vary depending on
characteristics associated with the
sound source (e.g., whether it is moving
or stationary, number of sources,
distance from the source). In general,
pinnipeds seem more tolerant of, or at
least habituate more quickly to,
potentially disturbing underwater sound
than do cetaceans, and generally seem
to be less responsive to exposure to
industrial sound than most cetaceans.
For a review of studies involving marine
mammal behavioral responses to sound,
see: Southall et al., 2007; Gomez et al.,
2016; and Southall et al., 2021.
Disruption of feeding behavior can be
difficult to correlate with anthropogenic
sound exposure, so it is usually inferred
by observed displacement from known
foraging areas, the appearance of
secondary indicators (e.g., bubble nets
or sediment plumes), or changes in dive
behavior. As for other types of
behavioral response, the frequency,
duration, and temporal pattern of signal
presentation, as well as differences in
species sensitivity, are likely
contributing factors to differences in
response in any given circumstance
(e.g., Croll et al., 2001; Nowacek et al.,
2004; Madsen et al., 2006; Yazvenko et
al., 2007). A determination of whether
foraging disruptions incur fitness
consequences would require
information on or estimates of the
energetic requirements of the affected
individuals and the relationship
between prey availability, foraging effort
and success, and the life history stage of
the animal.
In 2021, the Navy monitored
construction activities at Pier 3 during
pile driving activities from August
through December. That project was in
roughly the same location as the Q8
bulkhead. Four detections of 35
bottlenose dolphins occurred over 45
total days of construction. All 35 of the
bottlenose dolphins that were observed
were in estimated Level B harassment
zones and occurred just in the month of
August (W.F. Magann Corporation
2023). The I–64 Hampton Roads BridgeTunnel Expansion Project pile driving
occurred from January through
December of 2023 over 234 days. During
that work, 94 bottlenose dolphins were
observed entering harassment zones (92
in estimated Level B harassment zones
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55191
and two in estimated Level A
harassment zones) (Hampton Roads
Connector Partners 2023). During both
of these projects, the only marine
mammals observed were bottlenose
dolphins and no visible signs of
disturbance were noted for any of the
dolphins. Given the similarities in
activities and habitat and the fact the
same species are involved, we expect
similar behavioral responses of marine
mammals to the specified activity. That
is, disturbance, if any, is likely to be
temporary and localized (e.g., small area
movements).
Airborne Acoustic Effects—Although
pinnipeds are known to haul-out
regularly on man-made objects (e.g., the
CBBT), we believe that incidents of take
resulting solely from airborne sound are
unlikely due to the sheltered proximity
between the proposed Project Area and
these haulout sites (i.e., over 16 miles
(26 km)). There is a possibility that an
animal could surface in-water, but with
head out, within the area in which
airborne sound exceeds relevant
thresholds and thereby be exposed to
levels of airborne sound that we
associate with harassment, but any such
occurrence would likely be accounted
for in our estimate of incidental take
from underwater sound. Therefore,
authorization of incidental take
resulting from airborne sound for
pinnipeds is not warranted, and
airborne sound is not discussed further
here. Cetaceans are not expected to be
exposed to airborne sounds that would
result in harassment as defined under
the MMPA.
Marine Mammal Habitat Effects
The Navy’s construction activities
could have localized, temporary impacts
on marine mammal habitat by
increasing in-water sound pressure
levels and slightly decreasing water
quality. However, since the focus of the
proposed action is pile driving, no net
habitat loss is expected as the new Q8
bulkhead would be immediately
seaward of the existing bulkhead or
would encapsulate the existing
bulkhead. Construction activities are of
short duration and would likely have
temporary impacts on marine mammal
habitat through increases in underwater
sounds. Increased noise levels may
affect the acoustic habitat and adversely
affect marine mammal prey in the
vicinity of the Project Area (see
discussion below). During pile driving
activities, elevated levels of underwater
noise would ensonify the Project Area
where both fishes and marine mammals
may occur and could affect foraging
success. Additionally, marine mammals
may avoid the area during construction,
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however displacement due to noise is
expected to be temporary and is not
expected to result in long-term effects to
the individuals or populations. The area
likely impacted by the Project is
relatively small compared to the
available habitat in the surrounding
waters of the Chesapeake Bay.
Temporary and localized reduction in
water quality will occur because of inwater construction activities as well.
Most of this effect will occur during the
installation and removal of piles when
bottom sediments are disturbed. The
installation of piles will disturb bottom
sediments and may cause a temporary
increase in suspended sediment in the
Project Area. In general, turbidity
associated with pile installation is
localized to an approximately 25-ft (7.6
m) radius around the pile (Everitt et al.,
1980). Cetaceans are not expected to be
close enough to the pile driving areas to
experience effects of turbidity, and any
pinnipeds could avoid localized areas of
turbidity. Therefore, we expect the
impact from increased turbidity levels
to be discountable to marine mammals
and do not discuss it further.
In-Water Construction Effects on
Potential Foraging Habitat—The
proposed activities would not result in
permanent impacts to habitats used
directly by marine mammals except for
the actual footprint of the new Q8
bulkhead. The total seafloor area
affected by pile installation and removal
is a very small area that is not known
to be of particular importance compared
to the vast foraging area available to
marine mammals in the Project Area
and lower Chesapeake Bay. Pile
extraction and installation may have
impacts on benthic invertebrate species
primarily associated with disturbance of
sediments that may cover or displace
some invertebrates. The impacts will be
temporary and highly localized, and no
habitat will be permanently displaced
by construction. Therefore, it is
expected that impacts on foraging
opportunities for marine mammals due
to the construction of the Q8 bulkhead
would be minimal.
It is possible that avoidance by
potential prey (i.e., fish) in the
immediate area may occur due to
temporary loss of this foraging habitat.
The duration of fish avoidance of this
area after pile driving stops is unknown,
but we anticipate a rapid return to
normal recruitment, distribution, and
behavior. Any behavioral avoidance by
fish of the disturbed area would still
leave large areas of fish and marine
mammal foraging habitat in the nearby
vicinity in the Project Area and lower
Chesapeake Bay.
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Effects on Potential Prey—Sound may
affect marine mammals through impacts
on the abundance, behavior, or
distribution of prey species (e.g., fish).
Marine mammal prey varies by species,
season, and location. Here, we describe
studies regarding the effects of noise on
known marine mammal prey.
Fish utilize the soundscape and
components of sound in their
environment to perform important
functions such as foraging, predator
avoidance, mating, and spawning (e.g.,
Zelick et al., 1999; Fay, 2009).
Depending on their hearing anatomy
and peripheral sensory structures,
which vary among species, fish hear
sounds using pressure and particle
motion sensitivity capabilities and
detect the motion of surrounding water
(Fay et al., 2008). The potential effects
of noise on fishes depend on the
overlapping frequency range, distance
from the sound source, water depth of
exposure, and species-specific hearing
sensitivity, anatomy, and physiology.
Key impacts to fishes may include
behavioral responses, hearing damage,
pressure-related injuries (i.e.,
barotrauma), and mortality.
Fish react to sounds which are
especially strong and/or intermittent
low-frequency sounds, and behavioral
responses such as flight or avoidance
are the most likely effects. Short
duration, sharp sounds can cause overt
or subtle changes in fish behavior and
local distribution. The reaction of fish to
noise depends on the physiological state
of the fish, past exposures, motivation
(e.g., feeding, spawning, migration), and
other environmental factors. Hastings
and Popper (2005) identified several
studies that suggest fish may relocate to
avoid certain areas of sound energy.
Additional studies have documented
effects of pile driving on fish, although
several are based on studies in support
of large, multiyear bridge construction
projects (e.g., Scholik and Yan, 2001,
2002; Popper and Hastings, 2009).
Several studies have demonstrated that
impulse sounds might affect the
distribution and behavior of some
fishes, potentially impacting foraging
opportunities or increasing energetic
costs (e.g., Fewtrell and McCauley,
2012; Pearson et al., 1992; Skalski et al.,
1992; Santulli et al., 1999; Paxton et al.,
2017). However, some studies have
shown no or slight reaction to impulse
sounds (e.g., Pena et al., 2013; Wardle
et al., 2001; Jorgenson and Gyselman,
2009; Cott et al., 2012).
SPLs of sufficient strength have been
known to cause injury to fish and fish
mortality. However, in most fish
species, hair cells in the ear
continuously regenerate and loss of
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auditory function likely is restored
when damaged cells are replaced with
new cells. Halvorsen et al. (2012a)
showed that a TTS of 4–6 dB was
recoverable within 24 hours for one
species. Impacts would be most severe
when the individual fish is close to the
source and when the duration of
exposure is long. Injury caused by
barotrauma can range from slight to
severe and can cause death and is most
likely for fish with swim bladders.
Barotrauma injuries have been
documented during controlled exposure
to impact pile driving (Halvorsen et al.,
2012b; Casper et al., 2013).
The most likely impact to fish from
pile driving activities in the Project Area
would be temporary behavioral
avoidance of the area. The duration of
fish avoidance of an area after pile
driving stops is unknown, but a rapid
return to normal recruitment,
distribution and behavior is anticipated.
The area impacted by the Project is
relatively small compared to the
available habitat in the remainder of the
Project Area and the lower Chesapeake
Bay, and there are no areas of particular
importance that would be impacted by
this Project. Any behavioral avoidance
by fish of the disturbed area would still
leave significantly large areas of fish and
marine mammal foraging habitat in the
nearby vicinity. As described in the
preceding, the potential for the Navy’s
construction to affect the availability of
prey to marine mammals or to
meaningfully impact the quality of
physical or acoustic habitat is
considered to be insignificant.
Estimated Take of Marine Mammals
This section provides an estimate of
the number of incidental takes proposed
for authorization, which will inform
both NMFS’ consideration of ‘‘small
numbers,’’ and the negligible impact
determinations.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance,
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment) (16 U.S.C.
1362(18)(A)(i)–(ii)).
Authorized takes would be by Level B
harassment only, in the form of
disruption of behavioral patterns for
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individual marine mammals resulting
from exposure to sounds emitted from
pile driving. Based on the nature of the
activity and the anticipated
effectiveness of the mitigation measures
(i.e., shutdown zones) discussed in
detail below in the Proposed Mitigation
section, Level A harassment is neither
anticipated nor proposed to be
authorized.
As described previously, no serious
injury or mortality is anticipated or
proposed to be authorized for this
activity. Below we describe how the
proposed take numbers are estimated.
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For acoustic impacts, generally
speaking, we estimate take by
considering: (1) acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and (4) the number of days of activities.
We note that while these factors can
contribute to a basic calculation to
provide an initial prediction of potential
takes, additional information that can
qualitatively inform take estimates is
also sometimes available (e.g., previous
monitoring results or average group
size). Below, we describe the factors
considered here in more detail and
present the proposed take estimates.
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Acoustic Thresholds
NMFS recommends the use of
acoustic thresholds that identify the
received level of underwater sound
above which exposed marine mammals
would be reasonably expected to be
behaviorally harassed (equated to Level
B harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment—Though
significantly driven by received level,
the onset of behavioral disturbance from
anthropogenic noise exposure is also
informed to varying degrees by other
factors related to the source or exposure
context (e.g., frequency, predictability,
duty cycle, duration of the exposure,
signal-to-noise ratio, distance to the
source), the environment (e.g.,
bathymetry, other noises in the area,
predators in the area), and the state of
the receiving animals (e.g., hearing,
motivation, experience, demography,
life stage, depth) and can be difficult to
predict (e.g., Southall et al., 2007, 2021,
Ellison et al., 2012). Based on what the
available science indicates and the
practical need to use a threshold based
on a metric that is both predictable and
measurable for most activities, NMFS
typically uses a generalized acoustic
threshold based on received level to
estimate the onset of behavioral
harassment. NMFS generally predicts
that marine mammals are likely to be
behaviorally harassed in a manner
considered to be Level B harassment
when exposed to underwater
anthropogenic noise above root-meansquared pressure received levels (RMS
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55193
SPL) of 120 dB (referenced to one
micropascal (re one mPa)) for continuous
(e.g., vibratory pile driving) and above
RMS SPL 160 dB re one mPa for nonexplosive impulsive (e.g., seismic
airguns) or intermittent (e.g., scientific
sonar) sources. Generally speaking,
Level B harassment take estimates based
on these behavioral harassment
thresholds are expected to include any
likely takes by TTS as, in most cases,
the likelihood of TTS occurs at
distances from the source less than
those at which behavioral harassment is
likely. TTS of a sufficient degree can
manifest as behavioral harassment, as
reduced hearing sensitivity and the
potential reduced opportunities to
detect important signals (i.e.,
conspecific communication, predators,
and prey) may result in changes in
behavior patterns that would not
otherwise occur.
The Navy’s activity includes the use
of continuous (e.g., vibratory pile
driving and removal) and impulsive
(e.g., impact pile driving) sources, and
therefore the RMS SPL thresholds of 120
and 160 dB re one mPa are applicable.
These thresholds are provided in table
5 below. The references, analysis, and
methodology used in the development
of the thresholds are described in
NMFS’ 2018 Technical Guidance, which
may be accessed at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-acoustic-technical-guidance.
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Table 5 -- Thresholds Identifying the Onset of Permanent Threshold Shift.
PTS Onset Acoustic Thresholds•
(Received Level)
Hearing Group
Impulsive
Non-impulsive
Cell I
Cell 2
Low-Frequency (LF)
Lpk,tlat: 219 dB
LE,LF,24h: 199 dB
Cetaceans
LE,LF,24h: 183 dB
Cell 3
Cell 4
Mid-Frequency (MF)
Lpk,tlat: 230 dB
fa,MF,24h: 198 dB
Cetaceans
LE,MF,24h: 185 dB
Cell 5
Cell 6
High-Frequency (HF)
Lpk,tlat: 202 dB
LE,HF,24h: 173 dB
Cetaceans
LE,HF,24h: 155 dB
Cell 7
Cell 8
Phocid Pinnipeds (PW)
Lpk,tlat: 218 dB
fa,PW,24h: 201 dB
(Underwater)
LE,PW,24h: 185 dB
Cell 9
Cell JO
Otariid Pinnipeds (OW)
Lpk,tlat: 232 dB
LE,OW,24h: 219 dB
(Underwater)
LE,OW,24h: 203 dB
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the
largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of
exceeding the peak sound pressure level thresholds associated with impulsive sounds,
these thresholds should also be considered.
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Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that are used in estimating the area
ensonified above the acoustic
thresholds, including source levels and
transmission loss coefficient.
The sound field in the Project Area is
the existing background noise plus
additional construction noise from the
proposed Project. Marine mammals are
expected to be affected via sound
generated by the primary components of
the Project (i.e., impact pile driving and
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vibratory pile driving and removal). The
maximum underwater area ensonified
above the thresholds for individual
activities of behavioral harassment
referenced above is 93.5 km2 (36.1 mi2)
and would consist of an area reaching
the opposite shoreline of the river (see
figures 6.6, 6.8, and 6.10 in the Navy’s
application for the Incidental Take
Authorization for the Q8 bulkhead
Project). The maximum (underwater)
area ensonified above the thresholds for
concurrent activities of behavioral
harassment referenced above is 97.9
km2 (37.8 mi2) and would consist of a
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similar area reaching the opposite
shoreline of the river as individual
activities (see figures 6.11–6.16 in the
Navy’s application). Additionally,
vessel traffic and other commercial and
industrial activities in the Project Area
may contribute to elevated background
noise levels which may mask sounds
produced by the Project.
Transmission loss (TL) is the decrease
in acoustic intensity as an acoustic
pressure wave propagates out from a
source. TL parameters vary with
frequency, temperature, sea conditions,
current, source and receiver depth,
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Note: Peak sound pressure (Lpk) has a reference value of one µPa, and cumulative sound
exposure level (LE) has a reference value of 1µPa 2 s. In this table, thresholds are
abbreviated to reflect American National Standards Institute standards (ANSI 2013).
However, peak sound pressure is defined by ANSI as incorporating frequency weighting,
which is not the intent for this Technical Guidance. Hence, the subscript "flat" is included
to indicate peak sound pressure should be flat weighted or unweighted within the
generalized hearing range. The subscript associated with cumulative sound exposure level
thresholds indicates the designated marine mammal auditory weighting function (LF, MF,
and HF cetaceans, and PW and OW pinnipeds) and that the recommended accumulation
period is 24 hours. The cumulative sound exposure level thresholds could be exceeded in a
multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible,
it is valuable for action proponents to indicate the conditions under which these acoustic
thresholds will be exceeded.
Federal Register / Vol. 89, No. 128 / Wednesday, July 3, 2024 / Proposed Rules
water depth, water chemistry, and
bottom composition and topography.
The general formula for underwater TL
is:
TL = B * Log10 (R1/R2),
where
TL = transmission loss in dB
B = transmission loss coefficient
R1 = the distance of the modeled SPL from
the driven pile, and
R2 = the distance from the driven pile of the
initial measurement
This formula neglects loss due to
scattering and absorption, which is
assumed to be zero here. The degree to
which underwater sound propagates
away from a sound source is dependent
on a variety of factors, most notably the
water bathymetry and presence or
absence of reflective or absorptive
conditions including in-water structures
and sediments. Spherical spreading
occurs in a perfectly unobstructed (i.e.,
free-field) environment not limited by
depth or water surface, resulting in a 6dB reduction in sound level for each
doubling of distance from the source
(20*log[range]). Cylindrical spreading
occurs in an environment in which
sound propagation is bounded by the
water surface and sea bottom, resulting
in a reduction of three dB in sound level
for each doubling of distance from the
source (10*log[range]). A practical
spreading value of 15 is often used
under conditions, such as the Project
site, where water increases with depth
as the receiver moves away from the
shoreline, resulting in an expected
propagation environment that would lie
between spherical and cylindrical
spreading loss conditions. Practical
spreading loss is assumed here.
The intensity of pile driving sounds is
greatly influenced by factors such as the
type of piles, hammers, and the physical
environment in which the activity takes
place. In order to calculate the distances
to the Level A harassment and the Level
B harassment sound thresholds for the
methods and piles being used in this
Project, the Navy and NMFS used
acoustic monitoring data from other
locations to develop proxy source levels
for the various pile types, sizes, and
methods. The Project includes vibratory
and impact installation of prestressed
concrete and composite piles and
vibratory removal of existing concrete
piles. Steel sheet piles to make up the
55195
wall of the bulkhead would be installed
with vibratory hammers. Source levels
for each pile size and driving method
for individual activities are presented in
table 6. For concurrent activities where
two noise sources have overlapping
sound fields, there is potential for
higher sound levels than for nonoverlapping sources because the
isopleth of one sound source
encompasses the sound source of
another isopleth. In such instances, the
sources are considered additive and
combined using the rules of decibel
addition. For addition of two
simultaneous sources, the difference
between the two sound source levels is
calculated, and: (1) if that difference is
between zero and one dB, three dB are
added to the higher sound source level;
(2) if the difference is between two or
three dB, two dB are added to the
highest sound source level; (3) if the
difference is between four to nine dB,
one dB is added to the highest sound
source level; and (4) with differences of
10 dB or more, there is no addition.
Source levels for each pile size and
vibratory driving for concurrent
activities are presented in table 7.
Table 6 -- Proxy Sound Source Levels for Pile Sizes and Driving Methods
VerDate Sep<11>2014
Pile Size
Method
56-in sheet
pile
Literature source
dBRMS
re lµPa
dB SELre
lµPa 2sec
dB peak
re lµPa
Vibratory
168
NIA
NIA
Illingworth and
Rodkin, 2017
18-in
concrete
Vibratory
162
NIA
NIA
Caltrans, 2020
16-in
composite
Vibratory
158
NIA
NIA
Illingworth and
Rodkin, 2017
18-in
concrete
Impact
170
160
185
e4sciences, 2023
16-in
composite
Impact
169
157
177
Illingworth and
Rodkin, 2017
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Proxy Source Level
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Table 7 -- Proxy Sound Source Levels for concurrent activities
Vibratory
Installation Source
1 [dB RMS]
Vibratory
Revised SL to
Extract Source 2
be used [dB
[dB RMS]
RMS]
Source I: Vibratory hammer 56inch steel sheet pile; Source 2:
Vibratory extraction of 18-inch
concrete pile
168
162
169
Source 1: Vibratory hammer 18inch concrete pile; Source 2:
Vibratory extraction of 18-inch
concrete pile
162
162
165
Source I: Vibratory hammer 56inch steel sheet pile; Source 2: I 6
in composite pile
168
158
168
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The ensonified area associated with
Level A harassment is more technically
challenging to predict due to the need
to account for a duration component.
Therefore, NMFS developed an optional
User Spreadsheet tool to accompany the
Technical Guidance that can be used to
relatively simply predict an isopleth
distance for use in conjunction with
marine mammal density or occurrence
to help predict potential takes. We note
that because of some of the assumptions
included in the methods underlying this
optional tool, we anticipate that the
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resulting isopleth estimates are typically
going to be overestimates of some
degree, which may result in an
overestimate of potential take by Level
A harassment. However, this optional
tool offers the best way to estimate
isopleth distances when more
sophisticated modeling methods are not
available or practical. For stationary
sources impact or vibratory pile driving
and removal, the optional User
Spreadsheet tool predicts the distance at
which, if a marine mammal remained at
that distance for the duration of the
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activity, it would be expected to incur
PTS. Inputs used in the optional User
Spreadsheet tool, and the resulting
estimated isopleths, are reported below.
For concurrent activities where
combined impact and vibratory hammer
scenarios shown in table 10, the
estimated Level A isopleth distances
reflect the impact driving activity and
the estimated Level B isopleth distances
reflect the combined vibratory source
levels for that activity.
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Pile Size and Type
Federal Register / Vol. 89, No. 128 / Wednesday, July 3, 2024 / Proposed Rules
55197
Table 8 -- User Spreadsheet Input Parameters Used for Calculating Level A Harassment
Phase
(Year)
Phase 1
(Year I)
Phase II
(Year 2)
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Phase III
(Year 3)
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Pile size
and
installation
method
Spreadsheet
tab used
Weighting
factor
adjustment
(kHz)
Number
of
strikes
per pile
Number
of piles
per day
Activity
duration
(minutes)
18-in
concrete
impact
installation
E.l Impact
pile driving
2
307
6
NIA
18-in
concrete
vibratory
extraction
A.I
Vibratory
pile driving
2.5
NIA
6
14
56-in sheet
pile
vibratory
installation
A.l
Vibratory
pile driving
2.5
NIA
6
24
18-in
concrete
impact
installation
E.1 lmpact
pile driving
2
499
6
NIA
18-in
concrete
vibratory
extraction
A.I
Vibratory
pile driving
2.5
NIA
6
26
56-in sheet
pile
vibratory
installation
A.I
Vibratory
pile driving
2.5
NIA
6
28
16-in
composite
impact
installation
E.l Impact
pile driving
2
540
6
NIA
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Isopleths
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18-in
concrete
vibratory
installation
E.l Impact
pile driving
2
540
6
NIA
16-in
composite
vibratory
extraction
A.l
Vibratory
pile driving
2.5
NIA
6
20
56-in sheet
pile
vibratory
installation
A.1
2.5
NIA
6
38
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Vibratory
pile driving
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55199
Table 9 -- Calculated Level A and Level B Harassment Isopleths for Individual
Activities
Level A harassment zone (m)
LFcetaceans
MFcetaceans
HFcetaceans
Phocids
Level B
harassment
zone (m)
18-in concrete impact
installation
43.9
1.6
52.3
23.5
46.4
18-in concrete vibratory
extraction
10.0
0.9
14.7
6.1
6,310
56-in sheet pile vibratory
installation
35.9
3.2
53.0
21.8
15,849
18-in concrete impact
installation
60.8
2.2
72.4
32.5
46.4
18-in concrete vibratory
extraction
15.1
1.3
22.3
9.2
6,310
56-in sheet pile vibratory
installation
39.7
3.2
58.7
24.2
15,849
16-in composite impact
installation
40.4
1.4
48.1
21.6
39.8
18-in concrete impact
installation
64.0
2.3
76.3
34.3
46.4
16-in composite vibratory
extraction
6.8
0.6
JO.I
4.2
3,415
56-in sheet pile vibratory
installation
48.7
4.3
72.0
29.6
15,849
Phase (Y car)
Phase 1 (Year l )
Phase TI (Year 2)
Activity
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Table 10 -- Calculated Level A and Level B Harassment Isopleths for Concurrent
Activities
Level A harassment zone (m) 1
LFcetaceans
MFcetaceans
HFcetaceans
Phocids
Level B
harassment
zone (m)
Vibratory extract 18-in
concrete piles and
vibratory install 56-in
steel sheet piles
41.8
3.7
61.8
25.4
18,478
Vibratory extract 18-in
concrete piles: vibratory
install 56-in steel sheet
piles; impact install 18-in
concrete piles
43.9
1.6
52.3
23.5
18,478
Vibratory extract 18-in
concrete piles and
vibratory install 56-in
steel sheet piles
46.3
4.1
68.5
28.2
18,478
Vibratory install 56-in
steel sheet piles and
impact install 18-in
concrete piles
60.8
2.2
72.4
32.5
15,849
Vibratory extract 18-in
concrete piles and
vibratory install 56-in
steel sheet piles
56.8
5.0
84.0
34.5
18,478
Vibratory install 56-in
steel sheet piles and
impact install 16-in
composite piles
40.4
1.4
48.1
21.6
15,849
Phase (Year)
Phase 1 (Year 1)
Activity
Phase II (Year 2)
Phase ITT (Year 3)
The maximum distance to the Level A
harassment threshold during
construction would be during the
impact driving of 18-inch (in) concrete
piles during Phase III of individual
activities (i.e., 64.0 m for humpback
whale) and during the concurrent
vibratory extraction of 18-in concrete
piles, vibratory installation of 56-in steel
sheet piles, and impact install 18-in
concrete piles for concurrent activities
of Phase I (i.e., 5.4 m for bottlenose
dolphin; 89.8 m for harbor porpoises;
and 36.9 m for pinnipeds). Given these
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relatively small isopleths, if a marine
mammal enters the shutdown zone
during impact pile driving it is expected
that the construction activity would be
shut down before any marine mammal
would incur PTS. Therefore, no take by
Level A harassment is expected during
the construction activities associated
with the Q8 bulkhead. The largest
calculated Level B harassment isopleth
extends out to 18,478 m, which would
result from concurrent pile driving of
the scenarios presented in table 9. The
largest Level B harassment zone of
18,478 m is not an attainable observable
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distance in all directions, but in some
areas the distance is smaller due to the
zone being cut off by landmasses. The
Level B harassment zone will be
monitored to the maximum extent
possible.
Marine Mammal Occurrence and Take
Estimation
In this section we provide information
about the occurrence of marine
mammals, including density or other
relevant information which will inform
the take calculations. We describe how
the information provided is synthesized
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to produce a quantitative estimate of the
take that is reasonably likely to occur
and proposed for authorization.
Humpback Whale
Humpback whales occur in the mouth
of the Chesapeake Bay and nearshore
waters of Virginia during winter and
spring months. Several satellite tagged
humpback whales were detected west of
the Chesapeake Bay Bridge Tunnel,
including two individuals with
locations near NAVSTA Norfolk and
Joint Expeditionary Base Little Creek
(Aschettino et al., 2017). Group size was
not reported in these surveys; however,
most whales detected were juveniles.
Although two individuals were detected
in the vicinity of the proposed Project
Area during shipboard surveys
conducted in 2020, there is no evidence
that they lingered for multiple days
(Aschettino, 2020). Because no density
estimates are available for the species in
this area, the Navy estimated, and
NMFS concurs, that one potential
sighting of an average size group (i.e.,
two individuals) could occur every 60
days of pile driving. Therefore, given
the number of Project days expected in
each year (table 1), NMFS is proposing
to authorize a total of 16 takes by Level
B harassment of humpback whale over
the 5-year authorization, with no more
than four takes by Level B harassment
in a given year.
The largest Level A harassment zone
for low-frequency cetaceans extends
approximately 64 m from the source
during impact pile driving of the 18-in
concrete piles (table 9). The Navy plans
to shut down if a humpback whale is
sighted within any of the Level A
harassment zones for all activities.
Therefore, NMFS is not proposing to
authorize take by Level A harassment of
humpback whales.
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Bottlenose Dolphins
The expected number of bottlenose
dolphins in the Project Area was
estimated using inshore seasonal
densities provided in Engelhaupt et al.
(2016) from vessel line-transect surveys
near NAVSTA Norfolk and adjacent
areas near Virginia Beach, Virginia, from
August 2012 through August 2015. This
density includes sightings inshore of the
Chesapeake Bay from NAVSTA Norfolk
west to the Thimble Shoals Bridge and
is the most representative density for
the Project Area. To calculate potential
Level B harassment takes of bottlenose
dolphin, NMFS conservatively
multiplied the density of 1.38 dolphin/
km2 (from Engelhaupt et al., 2016) by
the largest Level B harassment isopleth
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55201
for each activity (tables 9 and 10), and
then by the number of days associated
with that activity (table 1). For example,
to calculate Level B harassment takes
associated with work at the Q8
bulkhead in Phase I for the vibratory
removal of 18-in concrete piles, NMFS
multiplied the density (i.e., 1.38
dolphins/km2) by the Level B
harassment zone for that activity (i.e.,
43.3 km2) by the proportional number of
pile driving days for that activity (i.e.,
24 days) for a total of 1,437 Level B
harassment takes for that activity during
Phase I. Takes by Level B harassment
were calculated for both individual pile
driving activities and concurrent pile
driving activities, as authorized takes
are conservatively based on the scenario
that produces more takes by Level B
harassment (table 11). Therefore, NMFS
proposes to authorize 14,191 takes by
Level B harassment of bottlenose
dolphin across all 5 years, with no more
than 6,168 takes in a given year.
The largest Level A harassment zone
for mid-frequency cetaceans extends
approximately 5.4 m from the source
during concurrent activities during
Phase I (table 10). A minimum
shutdown zone of 10 m would be
established for all construction
activities. The Navy plans to shut down
all activities if a bottlenose dolphin is
sighted within the shutdown zones for
mid-frequency cetaceans. Therefore,
NMFS is not proposing to authorize take
by Level A harassment of bottlenose
dolphins.
days, Phase II would be 37 days, and
Phase III would be 101 days. Takes by
Level B harassment were calculated for
both individual pile driving activities
and concurrent pile driving activities, as
authorized takes are conservatively
based on the scenario that produced the
larger exposure estimate (table 11).
Using the above methodology, NMFS
calculated an exposure estimate of eight
incidents of take for harbor porpoises.
Harbor Porpoise
NMFS expects that harbor seals are
likely to be present from November to
April and, consistent with other recent
projects (88 FR 31633, May 18, 2023; 87
FR 15945, March 31, 2022; 86 FR 24340;
May 6, 2021, and 86 FR 17458; April 2,
2021), NMFS calculated take by Level B
harassment by multiplying 13.6 seals by
the maximum number of pile driving
days expected to occur from November
through April. Therefore, we expect the
total number of takes by Level B
harassment for harbor seals to be 2,882.
Harbor porpoises are known to occur
in the coastal waters near Virginia
Beach (Hayes et al., 2019). Density data
for this species within the Project
vicinity do not exist or were not
calculated because sample sizes were
too small to produce reliable estimates
of density. Harbor porpoise sighting
data collected by the Navy near
NAVSTA Norfolk and Virginia Beach
from 2012 to 2015 (Engelhaupt et al.
2014; 2015; 2016) did not produce
enough sightings to calculate densities.
One group of two harbor porpoises was
seen during spring 2015 (Engelhaupt et
al. 2016). Elsewhere in their range,
harbor porpoises typically occur in
groups of two to three individuals
(Carretta et al. 2001; Smultea et al.
2017).
Due to there being no density
estimates for the species in the Project
Area, the Navy conservatively estimated
one exposure of two porpoises for every
60 days of pile driving. Total pile
driving days for Phase I would be 74
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NMFS does not expect any Level A
harassment of harbor porpoise during
this Project. The largest Level A
harassment zone for high-frequency
cetaceans extends approximately 89.8 m
from the source during concurrent
activities during Phase I (table 10). The
Navy plans to shut down all activities
if a harbor porpoise is sighted within
the shutdown zones for high-frequency
cetaceans. Therefore, NMFS is not
proposing to authorize take by Level A
harassment of harbor porpoise.
Harbor Seal
The expected number of harbor seals
in the Project Area was estimated using
systematic land- and vessel-based
survey data for in-water and hauled out
seals collected by the U.S. Navy at the
CBBT rock armor and portal islands
from 2014 through 2019 (Jones et al.,
2020). The average daily seal count from
the field season ranged from eight to 23
seals, with an average of 13.6 harbor
seals across all the field seasons.
NMFS does not expect any Level A
harassment of harbor seals during this
Project. The largest Level A harassment
zone for phocids extends approximately
36.9 m from the source during
concurrent activities during Phase I
(table 10). The Navy plans to shut down
all activities if a harbor porpoise is
sighted within the shutdown zones for
phocids. Therefore, NMFS is not
proposing to authorize take by Level A
harassment of harbor seals.
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Table 11 -- Proposed Authorized Takes by Level B Harassment by Species and Stock in
Comparison to Stock Abundance
Phase 1
Species
Level B
(Individual
activities)
Level B
(Concurrent
activities)
Total
Stock
Abundance
Percentage
of Stock
Humpback
2
2
2
1,396
<1
Bottlenose
dolphinNorthern
Migratory
(NM) 1,2
2,607
6,639
39.27
Bottlenose
dolphinSouthern
Migratory
(SM) i,2
2,607
3,751
69.50
200
823
24.30
5,414
2,888
Bottlenose
dolphin - NC
Estuarine 1' 2
Harbor
porpoise
4
2
4
85,765
<1
Harbor seal
1,006
408
1,006
61,336
1.64
Humpback
2
2
2
1,396
<1
1,205
6,639
18.15
1,205
3,751
32.12
200
823
24.30
2
85,765
<1
Bottlenose
dolphin NMl,2
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Phase 2
Bottlenose
dolphin SMl,2
2,609
2,179
Bottlenose
dolphin-NC
Estuarine 1, 2
Harbor
porpoise
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LOA
Construction
Phase (Year)
Federal Register / Vol. 89, No. 128 / Wednesday, July 3, 2024 / Proposed Rules
Harbor seal
503
653
653
61,336
1.06
Humpback
4
2
4
1,396
<1
3,256
6,639
49.04
3,256
3,751
85.80
200
823
24.30
Bottlenose
dolphin -
55203
NMI,2
Bottlenose
dolphin Phase 3
6,168
6,712
SMl,2
Bottlenose
dolphin- NC
Estuarine 1• 2
1Take
Harbor
porpoise
4
2
4
85,765
<1
Harbor seal
1,236
625
1,373
61,336
2.24
estimates are weighted based on the assumed percentages ofpopulation for each
distinct stock, those percentages were also used to predict the proportion of animals present
in the Project Area from each stock. Please see Small Numbers section for additional
information.
2Assumes
multiple repeated takes of the same individuals. Please see Small Numbers section
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BILLING CODE 3510–22–C
Proposed Mitigation
In order to issue an IHA under section
101(a)(5)(D) of the MMPA, NMFS must
set forth the permissible methods of
taking pursuant to the activity, and
other means of effecting the least
practicable impact on the species or
stock and its habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance. NMFS
regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting the activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
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least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, NMFS considers two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (e.g., likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned),
and;
(2) The practicability of the measures
for applicant implementation, which
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may consider such things as cost,
impact on operations.
In addition to the measures described
later in this section, the Navy will
employ the following mitigation
measures:
• The Navy will conduct briefings
between construction supervisors and
crews, the marine mammal monitoring
team, and Navy staff prior to the start of
all pile driving activity and when new
personnel join the work, to explain
responsibilities, communication
procedures, marine mammal monitoring
protocol, and operational procedures;
• If a marine mammal comes within
10 m of construction activities,
including in-water heavy machinery
work, operations shall cease and vessels
shall reduce speed to the minimum
level required to maintain steerage and
safe working conditions;
• Pile driving activity must be halted
upon observation of either a species for
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which incidental take is not authorized
or a species for which incidental take
has been authorized but the authorized
number of takes has been met, entering
or is within the harassment zone.
The following mitigation measures
apply to the Navy’s in-water
construction activities.
Establishment of Shutdown Zones—
The Navy will establish shutdown zones
for all pile driving and removal
activities. The purpose of a shutdown
zone is generally to define an area
within which shutdown of the activity
would occur upon sighting of a marine
mammal (or in anticipation of an animal
entering the defined area). Shutdown
zones will vary based on the activity
type and marine mammal hearing group
(tables 12 and 13).
Protected Species Observers (PSOs)—
The placement of PSOs during all pile
driving and removal activities
(described in the Proposed Monitoring
and Reporting section) will ensure that
the entire shutdown zone is visible. A
minimum of two PSOs would be used
during all activities.
Monitoring for Level A and B
Harassment—The Navy will monitor
the Level B harassment zones (i.e., areas
where SPLs are equal to or exceed the
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160 dB rms threshold for impact pile
driving, and the 120 dB rms threshold
during vibratory pile driving and
removal) to the extent practicable, and
all of the Level A harassment zones and
shutdown zones, during all pile driving
days. Monitoring zones provide utility
for observing by establishing monitoring
protocols for areas adjacent to the
shutdown zones. Monitoring zones
enable observers to be aware of and
communicate the presence of marine
mammals in the Project Area outside the
shutdown zone and thus prepare for a
potential cessation of activity should the
animal enter the shutdown zone.
Pre-Activity Monitoring—Prior to the
start of daily in-water construction
activity, or whenever a break in pile
driving/removal of 30 minutes or longer
occurs, PSOs will observe the shutdown
and monitoring zones for a period of 30
minutes. Pile driving may commence
following 30 minutes of observation
when the determination is made that the
shutdown zones are clear of marine
mammals. If a marine mammal is
observed within the shutdown zones
listed in table 12 or table 13, pile
driving activity must be delayed or
halted. If pile driving is delayed or
halted due to the presence of a marine
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mammal, the activity may not
commence or resume until either the
animal has voluntarily exited and been
visually confirmed beyond the
shutdown zones or 15 minutes have
passed without re-detection of the
animal. If work ceases for more than 30
minutes, the pre-activity monitoring of
the shutdown zones will commence. A
determination that the shutdown zone is
clear must be made during a period of
good visibility (i.e., the entire shutdown
zone and surrounding waters must be
visible to the naked eye).
Soft Start—Soft start procedures are
used to provide additional protection to
marine mammals by providing warning
and/or giving marine mammals a chance
to leave the area prior to the hammer
operating at full capacity. For impact
pile driving, contractors will be required
to provide an initial set of three strikes
from the hammer at reduced energy,
followed by a 30-second waiting period,
then two subsequent reduced-energy
strike sets. Soft starts will be
implemented at the start of each day’s
impact pile driving and at any time
following cessation of impact pile
driving for a period of 30 minutes or
longer.
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Table 12 -- Proposed Shutdown and Monitoring Zones for Individual Activities
Proposed Shutdown Zones (m)
LFcetaceans
HFcetaceans
All other
marine
mammals
Level B
monitoring
zones all
marme
mammals
18-in concrete impact
installation
50
60
30
50
18-in concrete vibratory
extraction
10
20
10
6,310
56-in sheet pile vibratory
installation
40
60
30
15,850
18-in concrete impact
installation
70
80
40
50
18-in concrete vibratory
extraction
20
30
10
6,310
56-in sheet pile vibratory
installation
40
60
30
15,850
16-in composite impact
installation
50
50
30
40
18-in concrete impact
installation
70
80
40
50
16-in composite
vibratory extraction
10
20
10
3,415
56-in sheet pile vibratory
installation
50
80
30
15,850
Phase (Year)
Phase 1 (Year 1)
Phase II (Year 2)
Activity
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Table 13 -- Proposed Shutdown and Monitoring Zones for Concurrent Activities
Proposed Shutdown Zones (m)
LFcetaceans
HFcetaceans
All other
marine
mammals
Level B
monitoring
zones all
marme
mammals
Vibratory extract 18-in
concrete piles and
vibratory install 56-in
steel sheet piles
50
70
30
18,480
Vibratory extract 18-in
concrete piles; vibratory
install 56-in steel sheet
piles; impact install 18-in
concrete piles
70
90
40
18,480
Vibratory extract 18-in
concrete piles and
vibratory install 56-in
steel sheet piles
50
70
30
18,480
Vibratory install 56-in
steel sheet piles and
impact install 18-in
concrete piles
50
80
30
15,850
Vibratory extract 18-in
concrete piles and
vibratory install 56-in
steel sheet piles
50
70
30
18,480
Vibratory install 56-in
steel sheet piles and
impact install 16-in
composite piles
50
80
30
15,850
Phase (Year)
Phase 1 (Year 1)
Activity
Phase TT (Year 2)
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BILLING CODE 3510–22–C
Based on our evaluation of the
applicant’s proposed measures, as well
as other measures considered by NMFS,
NMFS has preliminarily determined
that the proposed mitigation measures
provide the means of effecting the least
practicable impact on the affected
species or stocks and their habitat,
paying particular attention to rookeries,
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mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104(a)(13) indicate that
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requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present while conducting the activities.
Effective reporting is critical both to
compliance as well as ensuring that the
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most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
activity; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and
• Mitigation and monitoring
effectiveness.
Visual Monitoring
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Marine mammal monitoring during
pile driving and removal must be
conducted by qualified, NMFS
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approved PSOs, in accordance with the
following:
• PSOs must be independent of the
activity contractor (e.g., employed by a
subcontractor) and have no other
assigned tasks during monitoring
periods;
• At least one PSO must have prior
experience performing the duties of a
PSO during construction activity
pursuant to a NMFS-issued incidental
take authorization;
• Other PSOs may substitute other
relevant experience, education (i.e., a
degree in biological science or related
field), or training for prior experience
performing the duties of a PSO during
construction activity pursuant to a
NMFS-issued incidental take
authorization;
• PSOs must be approved by NMFS
prior to beginning any activity subject to
this proposed rulemaking; and
• A lead observer or monitoring
coordinator must be designated. The
lead observer must have prior
experience performing the duties of a
PSO during construction activity
pursuant to a NMFS-issued incidental
take authorization.
PSOs must have the following
additional qualifications:
• Ability to conduct field
observations and collect data according
to assigned protocols;
• Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
• Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
• Writing skills sufficient to prepare a
report of observations including but not
limited to: (1) the number and species
of marine mammals observed; (2) dates
and times when in-water construction
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55207
activities were conducted; (3) dates,
times, and reason for implementation of
mitigation (or why mitigation was not
implemented when required); and (4)
marine mammal behavior; and
• Ability to communicate orally, by
radio or in person, with Project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
Given the configuration of the
harassment zones, which vary
depending on the pile type/size and the
pile driver type (tables 9 and 10), it is
assumed that two PSO would be
sufficient to monitor the zones for
impact drivers, and three to four PSOs
would be sufficient to monitor the zones
for vibratory drivers given the proposed
placement of the observers in the
vicinity of the Project Area. However,
additional monitors may be added if
warranted by the level of marine
mammal activity in the area. PSOs will
be placed at the best vantage point(s)
practicable (figure 3) to monitor for
marine mammals and implement
shutdown/delay procedures when
applicable by calling for the shutdown
by the pile driver operator. PSOs would
be deployed on the Green Mile Fishing
Pier during vibratory driving of piles
when monitoring zones are
exceptionally large.
Monitoring will be conducted 30
minutes before, during, and after all in
water construction activities. In
addition, observers shall record all
incidents of marine mammal
occurrence, regardless of distance from
activity, and shall document any
behavioral reactions in concert with
distance from piles being driven or
removed. Pile driving activities include
the time to install or remove a single
pile or series of piles, as long as the time
elapsed between uses of the pile driving
equipment is no more than 30 minutes.
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Legend
0
N
Potential Protected Species Observer Locatjons
A
0
0.25 0.5
1
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0 0.25
0.5
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sound recording levels during pile
driving activities. The Navy would
collect data on 10 percent of the number
of total piles driven for each pile type.
Hydrophones would be placed at
locations 33 ft from the noise source
and, where the potential for Level A
(PTS onset) harassment exists, at a
second representative monitoring
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location that is a distance of 20 times
the depth of water at the pile location,
to the maximum extent practicable. For
the pile driving events acoustically
measured, 100 percent of the data will
be analyzed. Please see the Navy’s
Acoustic Monitoring Plan and section
13.2 in the application for additional
detail.
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55209
Table 14- Number of Piles for Hydroacoustic Monitoring
Total Piles
Number Monitored
200
Method of Install of
Removal
Vibratory
18-in concrete
18-in concrete
184
Impact
18
56-in steel sheet
547
Vibratory
55
16-in composite
178
Vibratory
18
16-in composite
105
Impact
II
Environmental data shall be collected
and will include, but will not be limited
to, the following: (1) wind speed and
direction; (2) air temperature; (3)
humidity; (4) surface water temperature;
(5) water depth; (6) wave height; (7)
weather conditions; and (8) other factors
that could contribute to influencing
underwater sound levels (e.g., aircrafts,
boats, etc.).
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Reporting
The Navy is required to submit an
annual report on all activities and
marine mammal monitoring results to
NMFS within 90 days following the end
of each construction year. Additionally,
a draft comprehensive 5-year summary
report must be submitted to NMFS
within 90 days of the end of the Project.
The annual reports will include an
overall description of work completed,
a narrative regarding marine mammal
sightings, and associated PSO data
sheets. Specifically, the report must
include:
• Dates and times (begin and end) of
all marine mammal monitoring;
• Construction activities occurring
during each daily observation period,
including: (a) how many and what type
of piles were driven or removed and the
method (i.e., impact or vibratory); and
(b) the total duration of time for each
pile (vibratory driving) or number of
strikes for each pile (impact driving);
• PSO locations during marine
mammal monitoring; and
• Environmental conditions during
monitoring periods (at beginning and
end of PSO shift and whenever
conditions change significantly),
including Beaufort sea state and any
other relevant weather conditions
including cloud cover, fog, sun glare,
and overall visibility to the horizon, and
estimated observable distance.
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Upon observation of a marine
mammal the following information must
be reported:
• Name of PSO who sighted the
animal(s) and PSO location and activity
at the time of the sighting;
• Time of the sighting;
• Identification of the animal(s) (e.g.,
genus/species, lowest possible
taxonomic level, or unidentified), PSO
confidence in identification, and the
composition of the group if there is a
mix of species;
• Distance and bearing of each
observed marine mammal relative to the
pile being driven or removed for each
sighting;
• Estimated number of animals (min/
max/best estimate);
• Estimated number of animals by
cohort (e.g., adults, juveniles, neonates,
group composition, etc.);
• Description of any marine mammal
behavioral observations (e.g., observed
behaviors such as feeding or traveling),
including an assessment of behavioral
responses thought to have resulted from
the activity (e.g., no response or changes
in behavioral state such as ceasing
feeding, changing direction, flushing, or
breaching);
• Number of marine mammals
detected within the harassment zones,
by species; and
• Detailed information about
implementation of any mitigation (e.g.,
shutdowns and delays), a description of
specified actions that ensured, and
resulting changes in behavior of the
animal(s), if any.
The acoustic monitoring report must
contain the informational elements
described in the Acoustic Monitoring
Plan and, at minimum, must include:
• Hydrophone equipment and
methods: (1) recording device, sampling
rate, distance (m) from the pile where
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20
recordings were made; and (2) the depth
of water and recording device(s);
• Type and size of pile being driven,
substrate type, method of driving during
recordings (e.g., hammer model and
energy), and total pile driving duration;
• Whether a sound attenuation device
is used and, if so, a detailed description
of the device used and the duration of
its use per pile;
• For impact pile driving: (1) number
of strikes and strike rate; (2) depth of
substrate to penetrate; (3) pulse duration
and mean, median, and maximum
sound levels (dB re: one mPa): (4) root
mean square sound pressure level
(SPLrms); and (5) cumulative sound
exposure level (SELcum), peak sound
pressure level (SPLpeak), and singlestrike sound exposure level (SELs-s);
and
• For vibratory driving/removal: (1)
duration of driving per pile; and (2)
mean, median, and maximum sound
levels (dB re: one mPa): SPLrms,
SELcum (and timeframe over which the
sound is averaged).
If no comments are received from
NMFS within 30 days, the draft reports
will constitute the final reports. If
comments are received, a final report
addressing NMFS’ comments must be
submitted within 30 days after receipt of
comments. All PSO datasheets and/or
raw sighting data must be submitted
with the draft marine mammal report.
Reporting Injured or Dead Marine
Mammals
In the unanticipated event that the
specified activity clearly causes the take
of a marine mammal in a manner
prohibited by the LOA (if issued) and
the regulations (e.g., an injury, serious
injury, or mortality) the Navy shall
report the incident to Office of Protected
Resources, NMFS, and the Greater
Atlantic Region New England/Mid-
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Atlantic Stranding Coordinator. The
report must include the following
information:
• Description of the incident;
• Environmental conditions (e.g.,
Beaufort sea state, visibility);
• Description of all marine mammal
observations in the 24 hours preceding
the incident;
• Species identification or
description of the animal(s) involved;
• Fate of the animal(s); and
• Photographs or video footage of the
animal(s) (if equipment is available).
Activities would not resume until
NMFS is able to review the
circumstances of the prohibited take.
NMFS would work with the Navy to
determine what is necessary to
minimize the likelihood of further
prohibited take and ensure MMPA
compliance. The Navy would not be
able to resume their activities until
notified by NMFS.
In the event that the Navy discovers
an injured or dead marine mammal, and
the lead PSO determines that the cause
of the injury or death is unknown and
the death is relatively recent (e.g., in
less than a moderate state of
decomposition as described in the next
paragraph), the Navy would
immediately report the incident to the
Office of Protected Resources, NMFS,
and the Greater Atlantic Region New
England/Mid-Atlantic Stranding
Coordinator. The report would include
the same information identified in the
paragraph above. Activities would be
able to continue while NMFS reviews
the circumstances of the incident.
NMFS would work with the Navy to
determine whether modifications in the
activities are appropriate.
In the event that the Navy discovers
an injured or dead marine mammal and
the lead PSO determines that the injury
or death is not associated with or related
to the activities authorized in the LOA
(e.g., previously wounded animal,
carcass with moderate to advanced
decomposition, or scavenger damage),
the Navy would report the incident to
the Office of Protected Resources,
NMFS, and the NMFS Greater Atlantic
Region New England/Mid-Atlantic
Stranding Coordinator, within 24 hours
of the discovery. The Navy would
provide photographs, video footage (if
available), or other documentation of
the stranded animal sighting to NMFS
and the Marine Mammal Stranding
Network.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
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reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any impacts or responses (e.g.,
intensity, duration), the context of any
impacts or responses (e.g., critical
reproductive time or location, foraging
impacts affecting energetics), as well as
effects on habitat, and the likely
effectiveness of the mitigation. We also
assess the number, intensity, and
context of estimated takes by evaluating
this information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338, September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the baseline (e.g., as
reflected in the regulatory status of the
species, population size and growth rate
where known, ongoing sources of
human-caused mortality, or ambient
noise levels).
To avoid repetition, this introductory
discussion of our analysis applies to all
the species listed in table 3, given that
many of the anticipated effects of this
Project on different marine mammal
stocks are expected to be relatively
similar in nature. Where there are
meaningful differences between species
or stocks, or groups of species, in
anticipated individual responses to
activities, impact of expected take on
the population due to differences in
population status, or impacts on habitat,
they are described independently in the
analysis below.
Construction activities associated
with the Project, as outlined previously,
have the potential to disturb or displace
marine mammals. Specifically, the
specified activities may result in take, in
the form of Level B harassment from
underwater sounds generated by pile
driving and removal. Potential takes
could occur if marine mammals are
present in zones ensonified above the
thresholds for Level B harassment,
identified above, while activities are
underway.
Level A harassment is unlikely
considering the small Level A
harassment zones (tables 9 and 10) and
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corresponding shutdown zones (tables
12 and 13) where activities would cease
if animals were present in those zones.
Also, pile driving and removal activities
are of relatively short duration and an
animal would have to remain within the
area estimated to be ensonified above
the Level A harassment threshold for
multiple hours to incur PTS. This is
highly unlikely given marine mammal
movement throughout the area,
especially for small, fast-moving species
such as small cetaceans and pinnipeds.
Therefore, NMFS is not proposing to
authorize take by Level A harassment
during any portion of the Navy’s
activities.
The nature of activities included in
the Navy’s pile driving Project
precludes the likelihood of serious
injury or mortality. For all species and
stocks, take will occur within a limited,
confined area (i.e., immediately
surrounding NAVSTA Norfolk in the
Chesapeake Bay area) of the stock’s
range. Level B harassment will be
reduced to the level of least practicable
adverse impact through use of
mitigation measures described herein.
Furthermore, the number of individuals
expected to be taken is extremely small
relative to the stock abundance for all
species.
Effects on individuals that are taken
by Level B harassment, on the basis of
reports in the literature as well as
monitoring from other similar activities,
will likely be limited to reactions such
as increased swimming speeds,
increased surfacing time, decreased
foraging (if such activity were
occurring), or avoidance (e.g., Thorson
and Reyff 2006; Hampton Roads
Connector Partners 2023; W.F. Magann
Corporation 2023). Individual animals,
even if taken multiple times, will most
likely move away from the sound source
and be temporarily displaced from the
areas of pile driving, although even this
reaction has been observed primarily
only in association with impact pile
driving. The pile driving activities
analyzed here are similar to, or less
impactful than, numerous other
construction activities conducted along
both Atlantic and Pacific coasts, which
have taken place with no known longterm adverse consequences from
behavioral harassment. Furthermore,
many Projects similar to this one are
also believed to result in multiple takes
of individual animals without any
documented long-term adverse effects.
Level B harassment will be minimized
through use of mitigation measures
described herein and, if take does occur
the impacts would be expected to be
minimal, particularly as the Project is
located on a busy waterfront with high
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amounts of vessel traffic and other
ambient noise.
A UME has been declared for
humpback whales in the U.S. Atlantic.
However, we do not expect authorized
takes to exacerbate or compound upon
these ongoing UMEs. As noted
previously, no injury, serious injury, or
mortality is expected or authorized, and
the impact of Level B harassment takes
of humpback whale will be minimized
through the incorporation of the
mitigation measures. The UME does not
yet provide cause for concern regarding
population-level impacts. Despite the
UME, the relevant population of
humpback whales (the West Indies
breeding population, or DPS) remains
healthy.
The Project is also not expected to
have significant adverse effects on
affected marine mammals’ habitats. The
Project activities will not modify
existing marine mammal habitat for a
significant amount of time. The
activities may cause some fish to leave
the area of disturbance, thus temporarily
impacting marine mammals’ foraging
opportunities in a limited portion of the
foraging range; however, because of the
short duration of the activities and the
relatively small area of the habitat that
may be affected (with no known
particular importance to marine
mammals), the impacts to marine
mammal habitat are not expected to
cause significant or long-term negative
consequences.
In summary and as described above,
the following factors primarily support
our preliminary determination that the
impacts resulting from this activity are
not expected to adversely affect any of
the species or stocks through effects on
annual rates of recruitment or survival:
• No serious injury or mortality is
anticipated or authorized;
• The intensity of anticipated takes
by Level B harassment is relatively low
for all stocks;
• The specified activity and
associated ensonified areas are very
small relative to the overall habitat
ranges of all species and do not include
habitat areas of special significance,
including any pinniped haulouts;
• The lack of anticipated significant
or long-term negative effects to marine
habitat;
• The presumed efficacy of the
mitigation measures in reducing the
effects of the taking incidental to the
specified activity; and
• Monitoring reports from similar
work in the Chesapeake Bay have
documented little to no effect on
individuals of the same species
impacted by similar activities.
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Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted previously, only take of
small numbers of marine mammals may
be authorized under sections
101(a)(5)(A) and (D) of the MMPA for
specified activities other than military
readiness activities. The MMPA does
not define small numbers and so, in
practice, where estimated numbers are
available, NMFS compares the
maximum number of individuals taken
in any year to the most appropriate
estimation of abundance of the relevant
species or stock in our determination of
whether an authorization is limited to
small numbers of marine mammals.
When the predicted maximum annual
number of individuals to be taken is
fewer than one-third of the species or
stock abundance, the take is considered
to be of small numbers. Additionally,
other qualitative factors may be
considered in the analysis, such as the
temporal or spatial scale of the
activities.
The maximum annual take NMFS
proposes to authorize for the four
marine mammal stocks is below onethird of the estimated stock abundance
for all species except for the western
north Atlantic (WNA) southern coastal
migratory stock and the WNA northern
coastal migratory stock of bottlenose
dolphins (see table 11).
There are three bottlenose dolphin
stocks that could occur in the Project
Area. Therefore, the largest estimated
annual take by Level B harassment of
6,712 bottlenose dolphin would likely
be split among the northern migratory
coastal stock, the southern migratory
coastal stock, and the northern North
Carolina estuarine stock (NNCES).
Based on the stocks’ respective
occurrence in the area, NMFS estimates
that there would be no more than 200
takes from the NNCES stock during each
phase of construction, representing 24
percent of that population, with the
remaining takes split evenly between
the northern and southern coastal
migratory stocks. Based on the
consideration of various factors as
described below, we have preliminarily
determined that the number of
individuals taken will comprise less
than one-third of the best available
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55211
population abundance estimate of either
coastal migratory stock. Detailed
descriptions of the stocks’ ranges have
been provided in the Description of
Marine Mammals in the Area of
Specified Activities section.
Both the WNA northern migratory
stock and the WNA southern migratory
stock have expansive ranges and they
are the only dolphin stocks thought to
make broad scale, seasonal migrations
in coastal waters of the WNA. Given the
large ranges associated with these two
stocks, it is unlikely that large segments
of either stock would approach the
Project Area and enter into the
Chesapeake Bay. The majority of both
stocks are likely to be found widely
dispersed across their respective habitat
ranges and unlikely to be concentrated
in or near the Chesapeake Bay.
Furthermore, the Chesapeake Bay and
nearby offshore waters represent the
boundaries of the ranges of each of the
two coastal stocks during migration. The
WNA northern migratory stock is found
during warm water months from coastal
Virginia, including the Chesapeake Bay
and Long Island, New York. The stock
migrates south in the late summer and
fall. During cold water months,
dolphins may be found in coastal waters
from Cape Lookout, North Carolina, to
the North Carolina/Virginia border.
During January-March, the WNA
southern migratory stock appears to
move as far south as northern Florida.
From April-June, the stock moves back
north to North Carolina. During the
warm water months of July-August, the
stock is presumed to occupy the coastal
waters north of Cape Lookout, North
Carolina, to Assateague, Virginia,
including the Chesapeake Bay. There is
likely some overlap between the stocks
during spring and fall migrations, but
the extent of overlap is unknown.
In summary and as described above,
the following factors primarily support
our determination regarding the
incidental take of small numbers of the
affected stocks of a species or stock:
• The maximum annual take of
marine mammal stocks proposed for
authorization comprises less than three
percent of any stock abundance (with
the exception of the three bottlenose
dolphin stocks);
• Potential bottlenose dolphin takes
in the Project Area are likely to be
allocated among three distinct stocks;
• Bottlenose dolphin stocks in the
Project Area have extensive ranges and
it would be unlikely to find a high
percentage of the individuals of any one
stock concentrated in a relatively small
area such as the Project Area or the
Chesapeake Bay;
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• The Chesapeake Bay represents the
migratory boundary for each of the
specified dolphin stocks and it would
be unlikely to find a high percentage of
any stock concentrated at such
boundaries; and
• Many of the takes would likely be
repeats of the same animals, including
from a resident population of the
Chesapeake Bay.
Based on the analysis contained
herein of the proposed activity
(including the proposed mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS preliminarily finds that small
numbers of marine mammals would be
taken relative to the population size of
the affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has determined that
the total taking of affected species or
stocks would not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
Endangered Species Act
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA; 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally
whenever we propose to authorize take
for endangered or threatened species.
No incidental take of ESA-listed
species is proposed for authorization or
expected to result from this activity.
Therefore, NMFS has determined that
formal consultation under section 7 of
the ESA is not required for this action.
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Request for Information
NMFS requests that interested
persons submit comments, information,
and suggestions concerning the Navy’s
request and the proposed regulations
(see ADDRESSES). All comments will be
reviewed and evaluated as we prepare a
final rule and make final determinations
on whether to issue the requested
authorization. This proposed rule and
supporting documents provide all
environmental information relating to
our proposed action for public review.
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Classification
Pursuant to the procedures
established to implement Executive
Order 12866, the Office of Management
and Budget has determined that this
proposed rule is not significant.
Pursuant to section 605(b) of the
Regulatory Flexibility Act (RFA), the
Chief Counsel for Regulation of the
Department of Commerce has certified
to the Chief Counsel for Advocacy of the
Small Business Administration that this
proposed rule, if adopted, would not
have significant economic impact on a
substantial number of small entities.
The U.S. Navy is the sole entity that
would be subject to the requirements in
these proposed regulations, and the
Navy is not a small governmental
jurisdiction, small organization, or small
business, as defined by the RFA.
Because of this certification, a
regulatory flexibility analysis in not
required and none has been prepared.
This proposed rule does not contain
a collection-of-information requirement
subject to the provisions of the
Paperwork Reduction Act (PRA)
because the applicant is a Federal
agency.
List of Subjects in 50 CFR Part 217
Acoustics, Administrative practice
and procedure, Construction,
Endangered and threatened species,
Marine mammals, Mitigation and
monitoring requirements, Reporting
requirements, Wildlife.
Dated: June 24, 2024.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For reasons set forth in the preamble,
NOAA proposes to amend 50 CFR part
217 as follows:
PART 217—REGULATIONS
GOVERNING THE TAKING AND
IMPORTING OF MARINE MAMMALS
1. The authority citation for part 217
continues to read as follows:
■
Authority: 16 U.S.C. 1361 et seq., unless
otherwise noted.
■
2. Add subpart X to read as follows
Subpart X—Taking and Importing
Marine Mammals Incidental to Navy
Construction of the Q8 Bulkhead
Repair and Replacement Project at
Naval Station Norfolk at Norfolk,
Virginia
Sec.
217.230 Specified activity and geographical
region.
217.231 Effective dates.
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217.232 Permissible methods of taking.
217.233 Prohibitions.
217.234 Mitigation requirements.
217.235 Requirements for monitoring and
reporting.
217.236 Letters of Authorization.
217.237 Renewals and modifications of
Letters of Authorization.
§ 217.230 Specified activity and
geographical region.
(a) Regulations in this subpart apply
only to the U.S. Navy (Navy) and those
persons it authorizes or funds to
conduct activities on its behalf for the
taking of marine mammals that occurs
in the areas outlined in paragraph (b) of
this section and that occurs incidental
to construction activities related to the
repair and replacement of the Q8
bulkhead at Naval Station Norfolk at
Norfolk, Virginia.
(b) The taking of marine mammals by
the Navy may be authorized in a Letter
of Authorization (LOA) only if it occurs
at Naval Station Norfolk, Norfolk,
Virginia.
§ 217.231
Effective Dates
Regulations under this subpart are
effective from January 1, 2025, through
December 31, 2029.
§ 217.232
Permissible methods of taking.
Under an LOA issued pursuant to
§§ 216.106 and 217.236 of this chapter,
the Holder of the LOA (hereinafter
‘‘Navy’’) may incidentally, but not
intentionally, take marine mammals
within the area described in
§ 217.230(b) by harassment associated
with construction activities related to
the repair and replacement of the Q8
bulkhead, provided the activity is in
compliance with all terms, conditions,
and requirements of the regulations in
this subpart and the applicable LOA.
§ 217.233
Prohibitions
(a) Except for the takings
contemplated in § 217.232 and
authorized by a LOA issued under
§§ 216.106 and 217.236 of this chapter,
it is unlawful for any person to do any
of the following in connection with the
activities described in § 217.230:
(1) Violate, or fail to comply with, the
terms, conditions, and requirements of
this subpart or a LOA issued under
§§ 216.106 and 217.236 of this chapter;
(2) Take any marine mammal not
specified in such LOA;
(3) Take any marine mammal
specified in such LOA in any manner
other than as specified;
(4) Take a marine mammal specified
in such LOA after NMFS determines
such taking results in more than a
negligible impact on the species or
stocks of such marine mammal; or
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(5) Take a marine mammal specified
in such LOA after NMFS determined
such taking results in an unmitigable
adverse impact on the species or stock
of such marine mammal for taking for
subsistence uses.
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§ 217.234
Mitigation requirements.
(a) When conducting the activities
identified in § 217.230(a), the mitigation
measures contained in this subpart and
any LOA issued under §§ 216.106 and
217.236 of this chapter must be
implemented by the Navy. These
mitigation measures include:
(1) A copy of any issued LOA must be
in the possession of the Navy,
supervisory construction personnel,
lead protected species observers (PSOs),
and any other relevant designees of the
Navy operating under the authority of
the LOA at all times that activities
subject to the LOA are being conducted;
(2) The Navy must ensure that
construction supervisors and crews, the
monitoring team, and relevant Navy
staff are trained prior to the start of
activities subject to any issued LOA, so
that responsibilities, communication
procedures, monitoring protocols, and
operational procedures are clearly
understood. New personnel joining
during the Project must be trained prior
to commencing work;
(3) The Navy, construction
supervisors and crews, and relevant
Navy staff must avoid direct physical
interaction with marine mammals
during construction activity. If a marine
mammal comes within 10 m of such
activity, operations must cease and
vessels must reduce speed to the
minimum level required to maintain
steerage and safe working conditions, as
necessary to avoid direct physical
interaction;
(4) The Navy must employ PSOs and
establish monitoring locations as
described in the NMFS-approved
Marine Mammal Monitoring Plan. The
Navy must monitor the Project Area to
the maximum extent possible based on
the required number of PSOs, required
monitoring locations, and
environmental conditions;
(5) For all pile driving activities, the
Navy shall implement shutdown zones
with radial distances as identified in a
LOA issued under § 217.236. If a marine
mammal is observed entering or within
the shutdown zone, such operations
must be delayed or halted.
(6) Monitoring must take place from
30 minutes prior to initiation of a pile
driving activity (i.e., pre-start clearance
monitoring) through 30 minutes postcompletion of a pile driving activity.
(7) Pre-start clearance monitoring
must be conducted during periods of
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visibility sufficient for the lead PSO to
determine that the shutdown zones are
clear of marine mammals. Pile driving
may commence following 30 minutes of
observation when the determination is
made that the shutdown zones are clear
of marine mammals.
(8) If a marine mammal is observed
entering or within the shutdown zones,
pile driving activity must be delayed or
halted.
(9) If pile driving is delayed or halted
due to the presence of a marine
mammal, the activity may not
commence or resume until either the
animal has voluntarily exited and been
visually confirmed beyond the
shutdown zone or 15 minutes have
passed without re-detection of the
animal.
(10) Pile driving activity must be
halted upon observation of either a
species for which incidental take is not
authorized or a species for which
incidental take has been authorized but
the authorized number of takes has been
met, entering or within the harassment
zone.
(11) The Navy must use soft start
techniques when impact pile driving.
Soft start requires contractors to provide
an initial set of strikes at reduced
energy, followed by a 30-second waiting
period, then two subsequent reducedenergy strike sets. A soft start must be
implemented at the start of each day’s
impact pile driving and at any time
following cessation of impact pile
driving for a period of 30 minutes or
longer.
§ 217.235 Requirements for monitoring
and reporting.
(a) The Navy shall submit a Marine
Mammal Monitoring Plan to NMFS for
approval in advance of construction.
Marine mammal monitoring must be
conducted in accordance with the
conditions in this section and the
NMFS-approved Marine Mammal
Monitoring Plan.
(b) Monitoring must be conducted by
qualified, NMFS-approved PSOs, in
accordance with the following
conditions:
(1) PSOs must be independent of the
activity contractor (e.g., employed by a
subcontractor) and have no other
assigned tasks during monitoring
periods;
(2) At least one PSO must have prior
experience performing the duties of an
observer during construction activity
pursuant to a NMFS-issued incidental
take authorization;
(3) Other observers may substitute
other relevant experience, education
(i.e., degree in biological science or
related field), or training for prior
PO 00000
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Sfmt 4702
55213
experience performing the duties of an
observer during construction activity
pursuant to a NMFS-issued incidental
take authorization;
(4) One observer must be designated
as lead observer or monitoring
coordinator. The lead observer must
have prior experience performing the
duties of a PSO during construction
activity pursuant to a NMFS-issued
incidental take authorization;
(5) Observers must be approved by
NMFS prior to beginning any activity
subject to any issued LOA;
(6) For all pile driving activities, a
minimum of two observers shall be
stationed at the best vantage points
practicable. One of these observers must
be positioned to monitor for marine
mammals and implement shutdown/
delay procedures.
(7) The Navy shall monitor the
harassment zones to the maximum
extent practicable and the entire
shutdown zones. The Navy shall
monitor at least a portion of the Level
B harassment zone on all pile driving
days.
(8) The Navy shall conduct
hydroacoustic data collection in
accordance with an Acoustic
Monitoring Plan that must be approved
by NMFS in advance of construction.
(9) The shutdown/monitoring zones
may be modified with NMFS’ approval
following NMFS’ acceptance of an
acoustic monitoring report.
(10) The Navy must submit a draft
monitoring report to NMFS within 90
calendar days of the completion of each
construction year. A draft
comprehensive five-year summary
report must also be submitted to NMFS
within 90 days of the end of the Project.
The reports must detail the monitoring
protocol and summarize the data
recorded during monitoring. Final
annual reports and the final
comprehensive report must be prepared
and submitted within 30 days following
resolution of any NMFS comments on
the draft report. If no comments are
received from NMFS within 30 days of
receipt of the draft report, the report
must be considered final. If comments
are received, a final report addressing
NMFS comments must be submitted
within 30 days after receipt of
comments. The reports must at
minimum contain the informational
elements described below (as well as
any additional information described in
the Marine Mammal Monitoring Plan),
including:
(i) Dates and times (begin and end) of
all marine mammal monitoring;
(ii) Construction activities occurring
during each daily observation period,
including the number and type of piles
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that were driven or removed and by
what method (i.e., impact or vibratory),
total duration of driving time for each
pile (vibratory) and number of strikes
for each pile (impact);
(iii) PSO locations during marine
mammal monitoring;
(iv) Environmental conditions during
monitoring periods (at beginning and
end of PSO shift and whenever
conditions change significantly),
including Beaufort sea state and any
other relevant weather conditions
including cloud cover, fog, sun glare,
and overall visibility to the horizon, and
estimated observable distance;
(v) Upon observation of a marine
mammal, the following information:
(A) Name of PSO who sighted the
animal(s) and PSO location and activity
at time of sighting;
(B) Time of sighting;
(C) Identification of the animal(s)
(e.g., genus/species, lowest possible
taxonomic level, or unidentified), PSO
confidence in identification, and the
composition of the group if there is a
mix of species;
(D) Distance and location of each
observed marine mammal relative to the
pile being driven for each sighting;
(E) Estimated number of animals
(min/max/best estimate);
(F) Estimated number of animals by
cohort (adults, juveniles, neonates,
group composition, etc.);
(G) Animal’s closest point of approach
and estimated time spent within the
harassment zone;
(H) Description of any marine
mammal behavioral observations (e.g.,
observed behaviors such as feeding or
traveling), including an assessment of
behavioral responses thought to have
resulted from the activity (e.g., no
response or changes in behavioral state
such as ceasing feeding, changing
direction, flushing, or breaching);
(vii) Number of marine mammals
detected within the harassment zones,
by species; and
(viii) Detailed information about
implementation of any mitigation (e.g.,
shutdown and delays), a description of
specific actions that ensued, and
resulting changes in behavior of the
animal(s), if any.
(11) The Holder must submit all PSO
data electronically in a format that can
be queried such as a spreadsheet or
database (i.e., digital images of data
sheets are not sufficient).
(12) The Navy must report
hydroacoustic data collected as required
by a LOA issued under §§ 216.106 of
this chapter and 217.236 and as
discussed in the Navy’s Acoustic
Monitoring Plan approved by NMFS.
(13) In the event that personnel
involved in the construction activities
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discover an injured or dead marine
mammal, the Navy shall report the
incident to the Office of Protected
Resources (OPR), NMFS, and to the
Greater Atlantic Region New England/
Mid-Atlantic Regional Stranding
Coordinator as soon as feasible. If the
death or injury was clearly caused by
the specified activity, the Navy must
immediately cease the specified
activities until NMFS is able to review
the circumstances of the incident and
determine what, if any, additional
measures are appropriate to ensure
compliance with the terms of the
authorization. The Navy must not
resume their activities until notified by
NMFS. The report must include the
following information:
(i) Time, date, and location (latitude/
longitude) of the first discovery (and
updated location information if known
and applicable);
(ii) Species identification (if known)
or description of the animal(s) involved;
(iii) Condition of the animal(s)
(including carcass condition if the
animal is dead);
(iv) Observed behaviors of the
animal(s), if alive;
(v) If available, photographs or video
footage of the animal(s); and
(vi) General circumstances under
which the animal was discovered.
§ 217.236
Letters of Authorization.
(a) To incidentally take marine
mammals pursuant to these regulations,
the Navy must apply for and obtain an
LOA.
(b) An LOA, unless suspended or
revoked, may be effective for a period of
time not to exceed the expiration date
of these regulations.
(c) If an LOA expires prior to the
expiration date of these regulations, the
Navy may apply for and obtain a
renewal of the LOA.
(d) In the event of projected changes
to the activity or to mitigation and
monitoring measures required by an
LOA, the Navy must apply for and
obtain a modification of the LOA as
described in § 217.236.
(e) The LOA must set forth the
following information:
(1) Permissible methods of incidental
taking;
(2) Means of effecting the least
practicable adverse impact (i.e.,
mitigation) on the species, its habitat,
and on the availability of the species for
subsistence uses; and
(3) Requirements for monitoring and
reporting.
(f) Issuance of the LOA must be based
on a determination that the level of
taking must be consistent with the
findings made for the total taking
allowable under these regulations.
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Sfmt 4702
(g) Notice of issuance or denial of an
LOA must be published in the Federal
Register within 30 days of a
determination.
§ 217.237 Renewals and modifications of
Letters of Authorization.
(a) An LOA issued under §§ 216.106
of this chapter and 217.236 for the
activity identified in § 217.230(a) may
be renewed or modified upon request by
the applicant, provided that:
(1) The proposed specified activity
and mitigation, monitoring, and
reporting measures, as well as the
anticipated impacts, are the same as
those described and analyzed for these
regulations; and
(2) NMFS determines that the
mitigation, monitoring, and reporting
measures required by the previous LOA
under these regulations were
implemented.
(b) For LOA modification or renewal
requests by the applicant that include
changes to the activity or the mitigation,
monitoring, or reporting that do not
change the findings made for the
regulations or result in no more than a
minor change in the total estimated
number of takes (or distribution by
species or years), NMFS may publish a
notice of proposed LOA in the Federal
Register, including the associated
analysis of the change, and solicit
public comment before issuing the LOA.
(c) A LOA issued under §§ 216.106 of
this chapter and 217.236 for the activity
identified in § 217.230(a) may be
modified by NMFS under the following
circumstances:
(1) NMFS may modify (including
augment) the existing mitigation,
monitoring, or reporting measures (after
consulting with Navy regarding the
practicability of the modifications) if
doing so creates a reasonable likelihood
of more effectively accomplishing the
goals of the mitigation and monitoring
set forth in the preamble for these
regulations;
(i) Possible sources of data that could
contribute to the decision to modify the
mitigation, monitoring, or reporting
measures in a LOA:
(A) Results from Navy’s monitoring
from previous years;
(B) Results from other marine
mammal and/or sound research or
studies; and
(C) Any information that reveals
marine mammals may have been taken
in a manner, extent or number not
authorized by these regulations or
subsequent LOAs; and
(ii) If, through adaptive management,
the modifications to the mitigation,
monitoring, or reporting measures are
substantial, NMFS must publish a
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notice of proposed LOA in the Federal
Register and solicit public comment;
(2) If NMFS determines that an
emergency exists that poses a significant
risk to the well-being of the species or
stocks of marine mammals specified in
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a LOA issued pursuant to § 216.106 of
this chapter and § 217.236, a LOA may
be modified without prior notice or
opportunity for public comment.
Notification would be published in the
PO 00000
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action.
§ § 217.238–217.239
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Agencies
[Federal Register Volume 89, Number 128 (Wednesday, July 3, 2024)]
[Proposed Rules]
[Pages 55180-55215]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-14162]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 217
[Docket No. 240621-0172]
RIN 0648-BM74
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to U.S. Navy Repair and Replacement of
the Q8 Bulkhead at Naval Station Norfolk
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule, request for comment.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from the U.S. Navy (Navy) for
authorization to take marine mammals incidental to the Q8 Bulkhead
repair and replacement project at Naval Station (NAVSTA) Norfolk in
Norfolk, Virginia over the course of 5-years (i.e., 2025-2029) (the
Project). Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is
proposing regulations to govern that take, and requests comments on the
proposed regulations. Agency responses will be included in the notice
of the final decision.
DATES: Comments and information must be received no later than August
2, 2024.
ADDRESSES: A copy of the Navy's application and any supporting
documents, as well as a list of the references cited in this document,
may be obtained online at: https://www.fisheries.noaa.gov/action/incidental-take-authorization-us-navys-construction-activities-q8-bulkhead-naval-station.
In case of problems accessing these documents, please call the
contact listed below (see FOR FURTHER INFORMATION CONTACT).
Submit all electronic public comments via the Federal e-Rulemaking
Portal. Go to https://www.regulations.gov and enter NOAA-NMFS-2024-0055
in the Search box. Click on the ``Comment'' icon, complete the required
fields, and enter or attach your comments.
Instructions: Comments sent by any other method, to any other
address or individual, or received after the end of the comment period,
may not be considered by NMFS. All comments received are a part of the
public records and will generally be posted for public viewing on
https://www.regulations.gov without change. All personal identifying
information (e.g., name, address), confidential business information,
or otherwise sensitive information submitted voluntarily by the sender
will be publicly accessible. NMFS will accept anonymous comments (enter
``N/A'' in the required fields if you wish to remain anonymous).
Attachments to electronic comments will be accepted in Microsoft Word,
Excel, or Adobe PDF file formats only.
FOR FURTHER INFORMATION CONTACT: Craig Cockrell, Office of Protected
Resources, NMFS, (301) 427-8401 or [email protected].
SUPPLEMENTARY INFORMATION:
Purpose and Need for Regulatory Action
This proposed rule would establish a framework under the authority
of the MMPA (16 U.S.C. 1361 et seq.) to allow for the authorization of
take of marine mammals incidental to the Navy's construction activities
including pile driving at NAVSTA Norfolk.
We received an application from the Navy requesting 5-year
regulations and authorization to take multiple species of marine
mammals. Take would occur by Level B harassment, incidental to impact
and vibratory pile driving. Please see Background below for definitions
of harassment.
Legal Authority for the Proposed Action
Section 101(a)(5)(A) of the MMPA (16 U.S.C. 1371(a)(5)(A)) directs
the Secretary of Commerce to allow, upon request, the incidental, but
not intentional, taking of small numbers of marine mammals by U.S.
citizens who engage in a specified activity (other than commercial
fishing) within a specified geographical region for up to 5-years if,
[[Page 55181]]
after notice and public comment, the agency makes certain findings and
issues regulations that set forth permissible methods of taking
pursuant to that activity and other means of effecting the ``least
practicable adverse impact'' on the affected species or stocks and
their habitat (see the discussion below in the Proposed Mitigation
section), as well as monitoring and reporting requirements. Section
101(a)(5)(A) of the MMPA, and the implementing regulations at 50 CFR
part 216 subpart I, provide the legal basis for issuing this proposed
rule containing 5-year regulations, and for any subsequent letters of
authorization (LOAs). As directed by this legal authority, this
proposed rule contains mitigation, monitoring, and reporting
requirements.
Summary of Major Provisions Within the Proposed Rule
Following is a summary of the major provisions of this proposed
rule regarding Navy construction activities. These measures include:
Required monitoring of the construction areas to detect
the presence of marine mammals before beginning construction
activities;
Shutdown of construction activities under certain
circumstances to avoid injury of marine mammals; and
Soft start for impact pile driving to allow marine mammals
the opportunity to leave the area prior to beginning impact pile
driving at full power.
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions Section 101(a). Sections 101(a)(5)(A) and (D) of the MMPA
(16 U.S.C. 1361 et seq.) direct the Secretary of Commerce (as delegated
to NMFS) to allow, upon request, the incidental, but not intentional,
taking of small numbers of marine mammals by U.S. citizens who engage
in a specified activity (other than commercial fishing) within a
specified geographical region if certain findings are made and either
regulations are proposed or, if the taking is limited to harassment, a
notice of a proposed IHA is provided to the public for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence
uses, where relevant. Further, NMFS must prescribe the permissible
methods of taking and other ``means of effecting the least practicable
adverse impact'' on the affected species or stocks and their habitat,
paying particular attention to rookeries, mating grounds, and areas of
similar significance, and on the availability of the species or stocks
for taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of the takings are set forth (Section 101
(5)(A)(i)(II)(aa)). The definitions of all applicable MMPA statutory
terms cited above are included in the relevant sections below.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of
regulations) with respect to potential impacts on the human
environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 (i.e., incidental harassment authorizations
(IHAs) with no anticipated serious injury or mortality) of the
Companion Manual for NAO 216-6A, which do not individually or
cumulatively have the potential for significant impacts on the quality
of the human environment and for which we have not identified any
extraordinary circumstances that would preclude this categorical
exclusion. Accordingly, NMFS has preliminarily determined that the
issuance of the proposed regulations and LOA qualifies to be
categorically excluded from further NEPA review.
We will review all comments submitted in response to this notice
prior to concluding our NEPA process or making a final decision on
final regulations and the final LOA.
Summary of Request
On September 14, 2024, NMFS received a request from the Navy for
authorization to take marine mammals incidental to repair and
replacement of the Q8 Bulkhead at NAVSTA Norfolk in Norfolk, VA.
Following NMFS' review of the application, the Navy submitted a revised
version on December 18, 2024 and after review of that application a
second revised version was submitted on January 16, 2024. The
application was deemed adequate and complete on February 23, 2024. A
notice of receipt of the Navy's application was published in the
Federal Register on March 14, 2024 (89 FR 18605). No comments were
received on the application during the 30-day comment period. Navy's
request is for the take of four species by Level B harassment only.
Neither Navy nor NMFS expect serious injury or mortality to result from
this activity. The proposed regulations would be valid for 5 years
(2025-2029).
Description of Proposed Activity
Overview
The Navy proposes to repair and replace the Q8 bulkhead at NAVSTA
Norfolk, originally constructed in 1957, that has failed in multiple
locations, creating sinkholes and unsafe conditions. Work on the
bulkhead would be conducted from Piers 12 and 14 to restore function of
this Navy dock system. Vibratory and impact hammers would be used for
pile removal and installation. Sounds produced from these pile removal
and installation activities may result in the incidental take of marine
mammals by Level B harassment in the form of behavioral harassment. The
Q8 bulkhead consists of an approximately 2,583 feet (ft) (787.30 meters
(m) long anchored concrete sheet pile wall, beginning 400-ft (121.92 m)
south of Pier 12 and terminating 1,024 ft (312.12 m) north of Pier 14
(the Project Area). The Project would occur at NAVSTA Norfolk in
Norfolk, Virginia near the mouth of the James River. Work would be
conducted over 212 non-consecutive days to complete the proposed pile
removal and installation activities.
Dates and Duration
The proposed regulations would be valid for a period of 5 years
(2025-2029). The specified activities may occur at any time during the
5-year period of validity of the proposed regulations. The Navy expects
pile removal and driving activities for the entire Project to occur
during approximately 212 non-consecutive days over three phases each of
which would take a year to complete, with the greatest amount of work
occurring during Phase III (year 3) (approximately 204 days). However,
in the event of unforeseen delays, the Project may occur over the full
5-year duration of this proposed rule. The Navy plans to conduct all
work during daylight hours.
Specific Geographic Region
The Q8 bulkhead at NAVSTA Norfolk is located at the confluence of
the Elizabeth River, James River, Nansemond River, LaFeyette River,
Willoughby Bay, and Chesapeake Bay (figure 1). The water depth of the
proposed action area can vary from six ft (1.83 m) to 50 ft (15.24 m)
when measured at mean low water. The station is home to 59 ships
(including five aircraft carriers), 187 aircraft, 18
[[Page 55182]]
aircraft squadrons, and 326 tenant commands. Waterfront structures
include 13 large piers, numerous small piers, and bulkheads.
Anthropogenic sound is a significant contributor to the ambient
acoustic environment surrounding NAVSTA Norfolk, as it is located in
close proximity to shipping channels as well as several Port of
Virginia facilities with frequent vessel traffic that altogether have
an annual average of 1,788 vessel calls (Port of Virginia, 2021). Other
sources of human-generated underwater sound not specific to naval
installations include sounds from commercial and recreational vessel
traffic. Additionally, on average, maintenance dredging of the
navigation channel occurs every 2-years (USACE and Port of Virginia,
2018).
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Detailed Description of the Specified Activity
The proposed Project at NAVSTA Norfolk would involve the repair and
replacement of the Q8 bulkhead. Excavation of the shoreside portion
existing bulkhead would occur to expose the existing concrete relieving
platform for inspection, to facilitate removal and replacement of
existing stormwater outfall pipes and catch basins, and to accommodate
installation of a new tie-back rod system. Once the replacement of the
stormwater outfall pipes and catch basins are completed the pile
removal and installation activities would begin in three phases. The
new sheet piles would be installed outboard of the existing sheet pile
wall and concrete and composite fender piles would be installed
incrementally along the span of the bulkhead. Pile removal and
installation activities over the three phases are presented below in
table 1. Once construction is complete the previously excavated fill
material would be placed in a similar location to allow for repaving of
the shoreward area of the bulkhead. In-water construction activities,
include pile removal and installation and are described in detail
below:
Pile Removal--Vibratory hammers are expected to be used to remove
piles; however, a direct pull method or clamshell device may be used to
remove piles. These three pile removal methods are described below.
Take is not expected to occur for direct pull and clamshell removal
methods; therefore, they will not be described past what is provided
below nor included in the analysis presented in this rulemaking:
Vibratory Extraction--This method uses a barge-mounted
crane with a vibratory driver to remove all pile types. The vibratory
driver is a large mechanical device (5-16 tons) suspended from a crane
by a cable and positioned on top of a pile. The pile is then loosened
from the sediments by activating the driver and slowly lifting up on
the driver with the aid of the crane. Once the pile is released from
the sediments, the crane continues to raise the driver and pull the
pile from the sediment. The driver is typically shut off once the pile
is loosened from the sediments. The pile is then pulled from the water
and placed on a barge. Vibratory extraction usually takes between less
than one minute (for timber piles) to 30 minutes per pile depending on
the pile size, type, and substrate conditions;
Clamshell--In cases where use of a vibratory driver is not
possible (e.g., when the pile may break apart from clamp force and
vibration), a clamshell apparatus may be lowered from the crane in
order to remove pile stubs. A clamshell is a hinged steel apparatus
that operates similar to a set of steel jaws. The bucket is lowered
from a crane and the jaws grasp the pile stub as the crane pulls
upward. The use and size of the clamshell bucket would be minimized to
reduce the potential for generating turbidity during removal; and
Direct Pull--Piles may be removed by wrapping the piles
with a cable or chain and pulling them directly from the sediment with
a crane. In some cases, depending on access and location, piles may be
cut at or below the mudline.
Pile Installation--Pile installation would occur using both
vibratory and impact hammers. Vibratory hammers install piles by
vibrating them and allowing the weight of the hammer to push them into
the sediment. Impact hammers operate by repeatedly dropping a heavy
piston onto a pile to drive the pile into the substrate. Concrete piles
and composite piles would be installed using an impact or vibratory
hammer. Steel sheet piles would be installed only using a vibratory
hammer.
Table 1 provides the estimated construction schedule and production
rates for the proposed construction activities considered for this
proposed rulemaking beginning with Phase I. Each phase of the
construction would occur over a 1-year period for a total of 3-years.
Some Project elements will use only one method of pile installation
while others may use two methods (e.g., impact hammer or vibratory
hammer and impact hammer), but all pile driving methods have been
analyzed. The method of installation will be determined by the
construction crew
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once demolition and installation has begun.
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Concurrent Activities--In order to maintain Project schedules, it
is likely that multiple pieces of equipment would operate at the same
time within the Project Area. Table 2 provides a summary of the
possible equipment combinations by phase where a maximum of four pieces
of in-water equipment may be occurring simultaneously. As mentioned
above, the method of installation, and whether concurrent pile driving
scenarios will be implemented, will be determined by the construction
crew once the Project has begun. Therefore, the total take estimate
reflects the highest amount for a given activity during the proposed
Project.
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Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (see the Proposed Mitigation
and Proposed Monitoring and Reporting sections).
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history of the potentially affected species. NMFS
fully considered all of this information, and we refer the reader to
these descriptions, instead of reprinting the information. Additional
information regarding population trends and threats may be found in
NMFS' Stock Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and
more general information about these species (e.g., physical and
behavioral descriptions) may be found on NMFS' website at: https://www.fisheries.noaa.gov/find-species.
Table 3 lists all species or stocks for which take is expected and
proposed to be authorized for this activity, and summarizes information
related to the population or stock, including regulatory status under
the MMPA and Endangered Species Act (ESA) and potential biological
removal (PBR), where known. PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS'
SARs) (Section 3 (19)(A). While no serious injury or mortality is
anticipated or proposed to be authorized here, PBR and annual serious
injury and mortality from anthropogenic sources are included here as
gross indicators of the status of the species or stocks and other
threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS' U.S. Atlantic SARs. All values presented in table 3 are the most
recent available at the time of publication (including from the draft
2023 SARs) and are available online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments.
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As indicated above, all four species (with six managed stocks) in
table 3 temporally and spatially co-occur with the activity to the
degree that take is reasonably likely to occur. All species that could
potentially occur in the proposed action area are included in table 3-1
of the IHA application. While
[[Page 55187]]
gray seals (Halichoerus grypus) have been documented in the area, the
temporal and/or spatial occurrence of the species is such that take is
not expected to occur, and it is not discussed further beyond the
explanation provided here.
Surveys conducted in the lower Chesapeake Bay have observed gray
seals regularly near the mouth of the Bay (Rees et al., 2016; Jones et
al. 2018; Jones & Rees, 2020, 2021, 2022). Although gray seals are
present at the mouth of the Chesapeake Bay NMFS reviewed monitoring
reports from the Hampton Roads Bridge-Tunnel Expansion Project IHA (85
FR 48153, August 10, 2020) and the Navy Pier 3 IHA (87 FR 15945, March
21, 2022) and there were no gray seals observed during either of those
projects (Hampton Roads Connector Partners 2023; W.F. Magann
Corporation 2023). Therefore, take is not expected for these species
and they are not discussed further in this document.
Humpback Whale
In the winter months, humpback whales from waters off New England,
Canada, Greenland, Iceland, and Norway, migrate to mate and calve
primarily in the West Indies, where spatial and genetic mixing among
these groups occurs. NMFS defines a humpback whale stock on the basis
of feeding location (i.e., Gulf of Maine). However, our reference to
humpback whales in this document refers to any individual of the
species that are found in the species geographic region. These
individuals may be from the same breeding population (e.g., West Indies
breeding population of humpback whales) but visit different feeding
areas.
Prior to 2016, humpback whales were listed under the ESA as an
endangered species worldwide. Following a 2015 global status review
(Bettridge et al., 2015), NMFS established 14 Distinct Population
Segments (DPSs) with different listing statuses (81 FR 62259, September
8, 2016) pursuant to the ESA. Humpback whales in the Project Area are
expected to be from the West Indies DPS, which consists of the whales
whose breeding range includes the Atlantic margin of the Antilles from
Cuba to northern Venezuela, and whose feeding range primarily includes
the Gulf of Maine, eastern Canada, and western Greenland. This DPS is
not ESA listed. Bettridge et al., (2003) estimated the size of the West
Indies DPS at 12,312 (95 percent confidence interval 8,688-15,954)
whales in 2004-05, which is consistent with previous population
estimates of approximately 10,000-11,000 whales (Stevick et al., 2003;
Smith et al., 1999) and the increasing trend for the West Indies DPS
(Bettridge et al., 2015).
Since January 2016, elevated humpback whale mortalities have
occurred along the Atlantic coast from Maine through Florida. This
event was declared an unusual mortality event (UME) in 2017. A portion
of the whales have shown evidence of pre-mortem vessel strike; however,
this finding is not consistent across all whales examined, and
additional research is needed. Since May 3, 2024, 221 Atlantic humpback
whales have been subject to the active UME. Additional information is
available at: https://www.fisheries.noaa.gov/national/marine-life-distress/2016-2024-humpback-whale-unusual-mortality-event-along-atlantic-coast.
Humpback whales are most likely to occur near the mouth of the
Chesapeake Bay and coastal waters of Virginia Beach between January and
March; however, they could be found in the area year-round, based on
shipboard sighting and stranding data (Barco and Swingle, 2014;
Aschettino et al., 2015; 2016; 2017; 2018). Photo-identification data
support the repeated use of the mid-Atlantic region by individual
humpback whales. Results of the vessel surveys show site fidelity in
the survey area for some individuals and a high level of occurrence
within shipping channels--an important high-use area by both the Navy
and commercial traffic (Aschettino et al., 2015; 2016; 2017; 2018).
Nearshore surveys conducted in early 2015 reported 61 individual
humpback whale sightings, and 135 individual humpback whale sightings
in late 2015 through May 2016 (Aschettino et al., 2016). Subsequent
surveys confirmed the occurrence of humpback whales in the nearshore
survey area: 248 individuals were detected in 2016-2017 surveys
(Aschettino et al., 2017), 32 individuals were detected in 2017-2018
surveys (Aschettino et al., 2018), and 80 individuals were detected in
2019 surveys (Aschettino et al., 2019). Sightings in the Hampton Roads
area in the vicinity of NAVSTA Norfolk were reported in nearshore
surveys and through tracking of satellite-tagged whales in 2016, 2017
and 2019. The numbers of whales detected, most of which were juveniles,
reflect the varying level of survey effort and changes in survey
objectives from year to year, and do not indicate abundance trends over
time. Recent monitoring reports from the Hampton Roads Bridge-Tunnel
Expansion Project and the Pier 3 Navy Construction Project did not
observe any humpback whales near the project sites. Monitoring for the
Hampton Roads Bridge-Tunnel Expansion Project spanned from September
2020 through July 2021 (over a 197-day period) and monitoring for the
Pier 3 Navy Construction Project spanned from August 2022 to December
2022 (i.e., over a 45-day period) (Hampton Roads Connector Partners
2023; W.F. Magann Corporation 2023).
Bottlenose Dolphin
Along the U.S. East Coast and northern Gulf of Mexico, the
bottlenose dolphin stock structure is well studied. There are currently
54 management stocks identified by NMFS in the western North Atlantic
and Gulf of Mexico, including oceanic, coastal, and estuarine stocks
(Hayes et al., 2017; Waring et al., 2015, 2016).
Bottlenose dolphins inhabiting nearshore coastal and estuarine
waters between New York and Florida may be a separate species from
their offshore counterparts (Costa et al., 2022). The offshore form is
larger in total length and skull length and has wider nasal bones than
the coastal form. Both inhabit waters in the western North Atlantic
Ocean and Gulf of Mexico (Curry and Smith, 1997; Hersh and Duffield,
1990; Mead and Potter, 1995) along the U.S. Atlantic coast. The coastal
species of bottlenose dolphin is continuously distributed along the
Atlantic coast south of Long Island, New York, around the Florida
peninsula, and along the Gulf of Mexico coast. This type typically
occurs in waters less than 25 meters deep (Waring et al., 2015). The
range of the offshore bottlenose dolphin includes waters beyond the
continental slope (Kenney, 1990), and offshore bottlenose dolphins may
move between the Gulf of Mexico and the Atlantic (Wells et al., 1999).
Two coastal stocks are likely to be present in the Project Area:
(1) the Western North Atlantic Northern Migratory Coastal stock; and
(2) the Western North Atlantic Southern Migratory Coastal stock.
Additionally, the Northern North Carolina Estuarine System stock may
occur in the Project Area.
Bottlenose dolphins are the most abundant marine mammal along the
Virginia coast and within the Chesapeake Bay, typically traveling in
groups of 2-15 individuals, but occasionally in groups of over 100
individuals (Engelhaupt et al., 2014; 2015; 2016). Bottlenose dolphins
of the Western North Atlantic Northern Migratory Coastal stock winter
along the coast of North Carolina and migrate as far north as Long
Island, New York, in the summer. They are rarely found north of North
Carolina in the winter (NMFS, 2018). The Western North
[[Page 55188]]
Atlantic Southern Migratory Coastal stock occurs in waters of southern
North Carolina from October to December, moving south during winter
months and north to North Carolina during spring months. During July
and August, the Western North Atlantic Southern Migratory Coastal stock
is presumed to occupy coastal waters north of Cape Lookout, North
Carolina, to the eastern shore of Virginia (NMFS, 2018). It is possible
that these animals also occur inside the Chesapeake Bay and in
nearshore coastal waters. The North Carolina Estuarine System stock
dolphins may also occur in the Chesapeake Bay during July and August
(NMFS, 2018).
Vessel surveys conducted along coastal and offshore transects from
NAVSTA Norfolk to Virginia Beach in most months from August 2012 to
August 2015 reported bottlenose dolphins throughout the survey area,
including the vicinity of NAVSTA Norfolk (Engelhaupt et al., 2014;
2015; 2016). The final results from this project confirmed earlier
findings that bottlenose dolphins are common in the study area, with
highest densities in the coastal waters in summer and fall months.
However, bottlenose dolphins do not completely leave this area during
colder months, with approximately 200-300 individuals still present in
winter and spring months, which is commonly referred to as the
Chesapeake Bay resident dolphin population (Engelhaupt et al., 2016).
During monitoring of Pier 3 Navy Construction Project, 18 bottlenose
dolphins were observed over 45 days of construction (W.F. Magann
Corporation 2023). Over the 197 days of construction a total of 94
bottlenose dolphins were observed during the Hampton Roads Bridge-
Tunnel Expansion Project (Hampton Roads Connector Partners 2023). For
both projects bottlenose dolphins were the only marine mammal observed
while conducting monitoring activities.
Harbor Porpoise
Harbor porpoises inhabit cool temperate-to-subpolar waters, often
where prey aggregations are concentrated (Watts and Gaskin, 1985).
Thus, they are frequently found in shallow waters, most often near
shore, but they sometimes move into deeper offshore waters. Harbor
porpoises are rarely found in waters warmer than 63 degrees Fahrenheit
(17 degrees Celsius) (Read 1999) and closely follow the movements of
their primary prey, Atlantic herring (Gaskin 1992).
In the western North Atlantic, harbor porpoise range from
Cumberland Sound on the east coast of Baffin Island, southeast along
the eastern coast of Labrador to Newfoundland and the Gulf of St.
Lawrence, then southwest to about 34 degrees North on the coast of
North Carolina (Waring et al., 2016). During winter (January to March),
intermediate densities of harbor porpoises can be found in waters off
New Jersey to North Carolina, and lower densities are found in waters
off New York to New Brunswick, Canada (Waring et al., 2016). Harbor
porpoises sighted off the mid-Atlantic during winter include porpoises
from other western North Atlantic populations (Rosel et al., 1999).
There does not appear to be a temporally coordinated migration or a
specific migratory route to and from the Bay of Fundy region (Waring et
al., 2016). During the fall (October to December) and the spring (April
to June), harbor porpoises are widely dispersed from New Jersey to
Maine, with lower densities farther north and south (LaBrecque et al.,
2015).
Based on stranding reports, passive acoustic recorders, and
shipboard surveys, harbor porpoise occur in coastal waters primarily in
winter and spring months, but there is little information on their
presence in the Chesapeake Bay. They do not appear to be abundant in
the NAVSTA Norfolk area in most years, but this is confounded by wide
variations in stranding occurrences over the past decade. There were no
harbor porpoise observed during construction activities for the Pier 3
Navy Construction Project or the Hampton Roads Bridge-Tunnel Expansion
Project (Hampton Roads Connector Partners 2023; W.F. Magann Corporation
2023).
Harbor Seal
The Western North Atlantic stock of harbor seals occurs in the
Project Area. Harbor seal distribution along the U.S. Atlantic coast
has shifted in recent years, with an increased number of seals reported
from southern New England to the mid-Atlantic region (DiGiovanni et
al., 2011; Hayes et al., 2021). Regular sightings of seals in Virginia
have become a common occurrence in winter and early spring (Costidis et
al., 2019). Winter haulout sites for harbor seals have been documented
in the Chesapeake Bay at the Chesapeake Bay Bridge Tunnel (CBBT), on
the Virginia Eastern Shore, and near Oregon Inlet, North Carolina
(Waring et al., 2016; Rees et al., 2016; Jones et al., 2018).
Harbor seals regularly haul out on rocks around the portal islands
of the CBBT and on mud flats on the nearby southern tip of the Eastern
Shore from December through April (Rees et al., 2016; Jones et al.,
2018). Seals captured in 2018 on the Eastern Shore and tagged with
satellite-tracked tags that lasted from 2 to 5 months spent at least 60
days in Virginia waters before departing the area. All tagged seals
returned regularly to the capture site while in Virginia waters, but
individuals utilized offshore and Chesapeake Bay waters to different
extents (Ampela et al., 2019). The area that was utilized most heavily
was near the Eastern Shore capture site, but some seals ranged into the
Chesapeake Bay. To supplement this information, there were no harbor
seals observed during construction activities for the Pier 3 Navy
Construction Project or the Hampton Roads Bridge-Tunnel Expansion
Project (Hampton Roads Connector Partners 2023; W.F. Magann Corporation
2023).
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Not all marine mammal species have equal
hearing capabilities (e.g., Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine mammals be divided into hearing
groups based on directly measured (behavioral or auditory evoked
potential techniques) or estimated hearing ranges (behavioral response
data, anatomical modeling, etc.). Note that no direct measurements of
hearing ability have been successfully completed for mysticetes (i.e.,
low-frequency cetaceans). Subsequently, NMFS (2018) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65
decibel (dB) threshold from the normalized composite audiograms, with
the exception for lower limits for low-frequency cetaceans where the
lower bound was deemed to be biologically implausible and the lower
bound from Southall et al. (2007) retained. Marine mammal hearing
groups and their associated hearing ranges are provided in table 4.
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The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
2013).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2018) for a review of available information.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section provides a discussion of the ways in which components
of the specified activity may impact marine mammals and their habitat.
The Estimated Take of Marine Mammals section later in this document
includes a quantitative analysis of the number of individuals that are
expected to be taken by this activity. The Negligible Impact Analysis
and Determination section considers the content of this section, the
Estimated Take of Marine Mammals section, and the Proposed Mitigation
section, to draw conclusions regarding the likely impacts of these
activities on the reproductive success or survivorship of individuals
and whether those impacts are reasonably expected to, or reasonably
likely to, adversely affect the species or stock through effects on
annual rates of recruitment or survival.
Description of Sound Sources
The marine soundscape is comprised of both ambient and
anthropogenic sounds. Ambient sound is defined as the all-encompassing
sound in a given place and is usually a composite of sound from many
sources both near and far. The sound level of an area is defined by the
total acoustical energy being generated by known and unknown sources.
These sources may include physical (e.g., waves, wind, precipitation,
earthquakes, ice, atmospheric sound), biological (e.g., sounds produced
by marine mammals, fish, and invertebrates), and anthropogenic sound
(e.g., vessels, dredging, aircraft, construction).
The sum of the various natural and anthropogenic sound sources at
any given location and time--which comprise ``ambient'' or
``background'' sound--depends not only on the source levels (as
determined by current weather conditions and levels of biological and
shipping activity) but also on the ability of sound to propagate
through the environment. In turn, sound propagation is dependent on the
spatially and temporally varying properties of the water column and sea
floor and is frequency-dependent. As a result of the dependence on a
large number of varying factors, ambient sound levels can be expected
to vary widely over both coarse and fine spatial and temporal scales.
Sound levels at a given frequency and location can vary by 10-20 dB
from day to day (Richardson et al., 1995). The result is that,
depending on the source type and its intensity, sound from the
specified activity may be a negligible addition to the local
environment or could form a distinctive signal that may affect marine
mammals.
In-water construction activities associated with the Project would
include vibratory pile driving and removal and impact pile driving. The
sounds produced by these activities fall into one of two general sound
types: (1) impulsive; and (2) non-impulsive. Impulsive sounds (e.g.,
explosions, gunshots, sonic booms, impact pile driving) are typically
transient, brief (i.e., less than 1 second), broadband, and consist of
high peak sound pressure with rapid rise time and rapid decay (ANSI
1986; NIOSH 1998; ANSI 2005; NMFS 2018). Non-impulsive sounds (e.g.,
aircraft, machinery operations such as drilling or dredging, vibratory
pile driving, and active sonar systems) can be broadband, narrowband or
tonal, brief or prolonged (continuous or intermittent), and typically
do not have the high peak sound pressure with raid rise/decay time that
impulsive sounds do (ANSI 1995; NIOSH 1998; NMFS 2018). The distinction
between these two sound types is important because they have differing
potential to cause physical effects, particularly with regard to
hearing (e.g., Ward 1997 in Southall et al., 2007).
Impact hammers operate by repeatedly dropping a heavy piston onto
[[Page 55190]]
a pile to drive the pile into the substrate. Sound generated by impact
hammers is characterized by rapid rise times and high peak levels, a
potentially injurious combination (Hastings and Popper 2005). Vibratory
hammers install piles by vibrating them and allowing the weight of the
hammer to push them into the sediment. The vibrations produced also
cause liquefaction of the substrate surrounding the pile, enabling the
pile to be extracted or driven into the ground more easily. Vibratory
hammers produce significantly less sound than impact hammers. Peak
sound pressure levels (SPLs) may be 180 dB or greater but are generally
10 to 20 dB lower than SPLs generated during impact pile driving of the
same-sized pile (Oestman et al., 2009). Rise time is slower, reducing
the probability and severity of injury, and sound energy is distributed
over a greater amount of time (Nedwell and Edwards 2002; Carlson et
al., 2005).
The likely or possible impacts of the Navy's proposed activity on
marine mammals could involve both non-acoustic and acoustic stressors.
Potential non-acoustic stressors could result from the physical
presence of the equipment and personnel; however, any impacts to marine
mammals are expected to be primarily acoustic in nature and no takes
specifically attributed to non-acoustic stressors are expected to
occur. Acoustic stressors include effects of heavy equipment operation
during pile driving and removal.
Acoustic Impacts
The introduction of anthropogenic noise into the aquatic
environment from pile driving is the primary means by which marine
mammals may be harassed from the Navy's specified activity. In general,
animals exposed to natural or anthropogenic sound may experience
physical and psychological effects, ranging in magnitude from none to
severe (Southall et al., 2007 and Southall et al. 2021). In general,
exposure to pile driving noise has the potential to result in auditory
threshold shifts and behavioral reactions (e.g., avoidance, temporary
cessation of foraging and vocalizing, changes in dive behavior).
Exposure to anthropogenic noise can also lead to non-observable
physiological responses such an increase in stress hormones. Additional
noise in a marine mammal's habitat can mask acoustic cues used by
marine mammals to carry out daily functions such as communication and
predator and prey detection. The effects of pile driving noise on
marine mammals are dependent on several factors, including, but not
limited to, sound type (e.g., impulsive vs. non-impulsive), the
species, age and sex class (e.g., adult male vs. mom with calf),
duration of exposure, the distance between the pile and there animal,
received levels, behavior at time of exposure, and previous history
with exposure (Wartzok et al., 2004; Southall et al., 2007). Here we
discuss physical auditory effects (threshold shifts) followed by
behavioral effects and potential impacts on habitat.
NMFS defines a noise-induced threshold shift (TS) as a change,
usually an increase, in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS 2018). The amount of
threshold shift is customarily expressed in dB. A TS can be permanent
or temporary. As described in NMFS (2018), there are numerous factors
to consider when examining the consequence of TS, including, but not
limited to, the signal temporal pattern (e.g., impulsive or non-
impulsive), likelihood an individual would be exposed for a long enough
duration or to a high enough level to induce a TS, the magnitude of the
TS, time to recovery (seconds to minutes or hours to days), the
frequency range of the exposure (i.e., spectral content), the hearing
and vocalization frequency range of the exposed species relative to the
signal's frequency spectrum (i.e., how an animal uses sound within the
frequency band of the signal; e.g., Kastelein et al., 2014), and the
overlap between the animal and the source (e.g., spatial, temporal, and
spectral).
Permanent Threshold Shift (PTS)--NMFS defines PTS as a permanent,
irreversible increase in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS 2018). Available data from
humans and other terrestrial mammals indicate that a 40 dB threshold
shift approximates PTS onset (see Ward et al., 1958, 1959; Ward 1960;
Kryter et al., 1966; Miller 1974; Ahroon et al., 1996; Henderson et
al., 2008). PTS levels for marine mammals are estimates (with the
exception of a single study unintentionally inducing PTS in a harbor
seal (Kastak et al., 2008)), and there are no empirical data measuring
PTS in marine mammals largely due to the fact that, for various ethical
reasons, experiments involving anthropogenic noise exposure at levels
inducing PTS are not typically pursued or authorized (NMFS 2018).
Temporary Threshold Shift (TTS)--TTS is a temporary, reversible
increase in the threshold of audibility at a specified frequency or
portion of an individual's hearing range above a previously established
reference level (NMFS 2018). Based on data from cetacean TTS
measurements (see Southall et al., 2007), a TTS of six dB is considered
the minimum threshold shift clearly larger than any day-to-day or
session-to-session variation in a subject's normal hearing ability
(Schlundt et al., 2000; Finneran et al., 2000, 2002). As described in
Finneran (2015), marine mammal studies have shown the amount of TTS
increases with cumulative sound exposure level (SELcum) in an
accelerating fashion. At low exposures with lower SELcum, the amount of
TTS is typically small and the growth curves have shallow slopes. At
exposures with higher SELcum, the growth curves become steeper and
approach linear relationships with the noise SEL.
Depending on the degree (elevation of threshold in dB), duration
(i.e., recovery time), and frequency range of TTS, and the context in
which it is experienced, TTS can have effects on marine mammals ranging
from discountable to serious (similar to those discussed in auditory
masking, below). For example, a marine mammal may be able to readily
compensate for a brief, relatively small amount of TTS in a non-
critical frequency range that takes place during a time when the animal
is traveling through the open ocean, where ambient noise is lower and
there are not as many competing sounds present. Alternatively, a larger
amount and longer duration of TTS sustained during a time when
communication is critical for successful mother/calf interactions could
have more serious impacts. We note that reduced hearing sensitivity as
a simple function of aging has been observed in marine mammals, as well
as humans and other taxa (Southall et al., 2007), so we can infer that
strategies exist for coping with this condition to some degree, though
likely not without cost.
Currently, TTS data only exist for four species of cetaceans (i.e.,
bottlenose dolphin, beluga whale (Delphinapterus leucas), harbor
porpoise, and Yangtze finless porpoise (Neophocoena asiaeorientalis))
and five species of pinnipeds exposed to a limited number of sound
sources (i.e., mostly tones and octave-band noise) in laboratory
settings (Finneran 2015). TTS was not observed in trained spotted
(Phoca largha) and ringed (Pusa hispida) seals exposed to impulsive
noise at levels matching previous predictions of TTS onset (Reichmuth
et al., 2016). In general, harbor seals and harbor porpoises have a
lower TTS onset than other measured
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pinniped or cetacean species (Finneran 2015). Additionally, the
existing marine mammal TTS data come from a limited number of
individuals within these species. No data are available on noise-
induced hearing loss for mysticetes. For summaries of data on TTS in
marine mammals or for further discussion of TTS onset thresholds,
please see Southall et al. (2007), Finneran and Jenkins (2012),
Finneran (2015), and table 5 in NMFS (2018).
Installing piles for this Project requires a combination of impact
pile driving and vibratory pile driving. For this Project, these
activities would not occur at the same time and there would be pauses
in activities producing the sound during each day. Given these pauses
and that many marine mammals are likely moving through the ensonified
area and not remaining for extended periods of time, the potential for
TS declines.
Behavioral Effects
Exposure to noise from pile driving and removal also has the
potential to behaviorally disturb marine mammals. Available studies
show wide variation in response to underwater sound; therefore, it is
difficult to predict specifically how any given sound in a particular
instance might affect marine mammals perceiving the signal. If a marine
mammal does react briefly to an underwater sound by changing its
behavior or moving a small distance, the impacts of the change are
unlikely to be significant to the individual, let alone the stock or
population. However, if a sound source displaces marine mammals from an
important feeding or breeding area for a prolonged period, impacts on
individuals and populations could be significant (e.g., Lusseau and
Bejder, 2007; Weilgart, 2007; NRC, 2005; Southall et al., 2021).
Disturbance may result in: (1) changing durations of surfacing and
dives, number of blows per surfacing, or moving direction and/or speed;
(2) reduced/increased vocal activities; (3) changing/cessation of
certain behavioral activities (e.g., socializing or feeding); (4)
visible startle response or aggressive behavior (e.g., tail/fluke
slapping or jaw clapping); (5) avoidance of areas where sound sources
are located. Pinnipeds may increase their haul out time, possibly to
avoid in-water disturbance (Thorson and Reyff, 2006). Behavioral
responses to sound are highly variable and context-specific, and any
reactions depend on numerous intrinsic and extrinsic factors (e.g.,
species, state of maturity, experience, current activity, reproductive
state, auditory sensitivity, time of day), as well as the interplay
between those factors (e.g., Richardson et al., 1995; Wartzok et al.,
2003; Southall et al., 2007, Southall et al. 2021; Weilgart, 2007;
Archer et al., 2010). Behavioral reactions can vary not only among
individuals but also within exposures of an individual, depending on
previous experience with a sound source, context, and numerous other
factors (Ellison et al., 2012; Southall et al., 2021), and can vary
depending on characteristics associated with the sound source (e.g.,
whether it is moving or stationary, number of sources, distance from
the source). In general, pinnipeds seem more tolerant of, or at least
habituate more quickly to, potentially disturbing underwater sound than
do cetaceans, and generally seem to be less responsive to exposure to
industrial sound than most cetaceans. For a review of studies involving
marine mammal behavioral responses to sound, see: Southall et al.,
2007; Gomez et al., 2016; and Southall et al., 2021.
Disruption of feeding behavior can be difficult to correlate with
anthropogenic sound exposure, so it is usually inferred by observed
displacement from known foraging areas, the appearance of secondary
indicators (e.g., bubble nets or sediment plumes), or changes in dive
behavior. As for other types of behavioral response, the frequency,
duration, and temporal pattern of signal presentation, as well as
differences in species sensitivity, are likely contributing factors to
differences in response in any given circumstance (e.g., Croll et al.,
2001; Nowacek et al., 2004; Madsen et al., 2006; Yazvenko et al.,
2007). A determination of whether foraging disruptions incur fitness
consequences would require information on or estimates of the energetic
requirements of the affected individuals and the relationship between
prey availability, foraging effort and success, and the life history
stage of the animal.
In 2021, the Navy monitored construction activities at Pier 3
during pile driving activities from August through December. That
project was in roughly the same location as the Q8 bulkhead. Four
detections of 35 bottlenose dolphins occurred over 45 total days of
construction. All 35 of the bottlenose dolphins that were observed were
in estimated Level B harassment zones and occurred just in the month of
August (W.F. Magann Corporation 2023). The I-64 Hampton Roads Bridge-
Tunnel Expansion Project pile driving occurred from January through
December of 2023 over 234 days. During that work, 94 bottlenose
dolphins were observed entering harassment zones (92 in estimated Level
B harassment zones and two in estimated Level A harassment zones)
(Hampton Roads Connector Partners 2023). During both of these projects,
the only marine mammals observed were bottlenose dolphins and no
visible signs of disturbance were noted for any of the dolphins. Given
the similarities in activities and habitat and the fact the same
species are involved, we expect similar behavioral responses of marine
mammals to the specified activity. That is, disturbance, if any, is
likely to be temporary and localized (e.g., small area movements).
Airborne Acoustic Effects--Although pinnipeds are known to haul-out
regularly on man-made objects (e.g., the CBBT), we believe that
incidents of take resulting solely from airborne sound are unlikely due
to the sheltered proximity between the proposed Project Area and these
haulout sites (i.e., over 16 miles (26 km)). There is a possibility
that an animal could surface in-water, but with head out, within the
area in which airborne sound exceeds relevant thresholds and thereby be
exposed to levels of airborne sound that we associate with harassment,
but any such occurrence would likely be accounted for in our estimate
of incidental take from underwater sound. Therefore, authorization of
incidental take resulting from airborne sound for pinnipeds is not
warranted, and airborne sound is not discussed further here. Cetaceans
are not expected to be exposed to airborne sounds that would result in
harassment as defined under the MMPA.
Marine Mammal Habitat Effects
The Navy's construction activities could have localized, temporary
impacts on marine mammal habitat by increasing in-water sound pressure
levels and slightly decreasing water quality. However, since the focus
of the proposed action is pile driving, no net habitat loss is expected
as the new Q8 bulkhead would be immediately seaward of the existing
bulkhead or would encapsulate the existing bulkhead. Construction
activities are of short duration and would likely have temporary
impacts on marine mammal habitat through increases in underwater
sounds. Increased noise levels may affect the acoustic habitat and
adversely affect marine mammal prey in the vicinity of the Project Area
(see discussion below). During pile driving activities, elevated levels
of underwater noise would ensonify the Project Area where both fishes
and marine mammals may occur and could affect foraging success.
Additionally, marine mammals may avoid the area during construction,
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however displacement due to noise is expected to be temporary and is
not expected to result in long-term effects to the individuals or
populations. The area likely impacted by the Project is relatively
small compared to the available habitat in the surrounding waters of
the Chesapeake Bay.
Temporary and localized reduction in water quality will occur
because of in-water construction activities as well. Most of this
effect will occur during the installation and removal of piles when
bottom sediments are disturbed. The installation of piles will disturb
bottom sediments and may cause a temporary increase in suspended
sediment in the Project Area. In general, turbidity associated with
pile installation is localized to an approximately 25-ft (7.6 m) radius
around the pile (Everitt et al., 1980). Cetaceans are not expected to
be close enough to the pile driving areas to experience effects of
turbidity, and any pinnipeds could avoid localized areas of turbidity.
Therefore, we expect the impact from increased turbidity levels to be
discountable to marine mammals and do not discuss it further.
In-Water Construction Effects on Potential Foraging Habitat--The
proposed activities would not result in permanent impacts to habitats
used directly by marine mammals except for the actual footprint of the
new Q8 bulkhead. The total seafloor area affected by pile installation
and removal is a very small area that is not known to be of particular
importance compared to the vast foraging area available to marine
mammals in the Project Area and lower Chesapeake Bay. Pile extraction
and installation may have impacts on benthic invertebrate species
primarily associated with disturbance of sediments that may cover or
displace some invertebrates. The impacts will be temporary and highly
localized, and no habitat will be permanently displaced by
construction. Therefore, it is expected that impacts on foraging
opportunities for marine mammals due to the construction of the Q8
bulkhead would be minimal.
It is possible that avoidance by potential prey (i.e., fish) in the
immediate area may occur due to temporary loss of this foraging
habitat. The duration of fish avoidance of this area after pile driving
stops is unknown, but we anticipate a rapid return to normal
recruitment, distribution, and behavior. Any behavioral avoidance by
fish of the disturbed area would still leave large areas of fish and
marine mammal foraging habitat in the nearby vicinity in the Project
Area and lower Chesapeake Bay.
Effects on Potential Prey--Sound may affect marine mammals through
impacts on the abundance, behavior, or distribution of prey species
(e.g., fish). Marine mammal prey varies by species, season, and
location. Here, we describe studies regarding the effects of noise on
known marine mammal prey.
Fish utilize the soundscape and components of sound in their
environment to perform important functions such as foraging, predator
avoidance, mating, and spawning (e.g., Zelick et al., 1999; Fay, 2009).
Depending on their hearing anatomy and peripheral sensory structures,
which vary among species, fish hear sounds using pressure and particle
motion sensitivity capabilities and detect the motion of surrounding
water (Fay et al., 2008). The potential effects of noise on fishes
depend on the overlapping frequency range, distance from the sound
source, water depth of exposure, and species-specific hearing
sensitivity, anatomy, and physiology. Key impacts to fishes may include
behavioral responses, hearing damage, pressure-related injuries (i.e.,
barotrauma), and mortality.
Fish react to sounds which are especially strong and/or
intermittent low-frequency sounds, and behavioral responses such as
flight or avoidance are the most likely effects. Short duration, sharp
sounds can cause overt or subtle changes in fish behavior and local
distribution. The reaction of fish to noise depends on the
physiological state of the fish, past exposures, motivation (e.g.,
feeding, spawning, migration), and other environmental factors.
Hastings and Popper (2005) identified several studies that suggest fish
may relocate to avoid certain areas of sound energy. Additional studies
have documented effects of pile driving on fish, although several are
based on studies in support of large, multiyear bridge construction
projects (e.g., Scholik and Yan, 2001, 2002; Popper and Hastings,
2009). Several studies have demonstrated that impulse sounds might
affect the distribution and behavior of some fishes, potentially
impacting foraging opportunities or increasing energetic costs (e.g.,
Fewtrell and McCauley, 2012; Pearson et al., 1992; Skalski et al.,
1992; Santulli et al., 1999; Paxton et al., 2017). However, some
studies have shown no or slight reaction to impulse sounds (e.g., Pena
et al., 2013; Wardle et al., 2001; Jorgenson and Gyselman, 2009; Cott
et al., 2012).
SPLs of sufficient strength have been known to cause injury to fish
and fish mortality. However, in most fish species, hair cells in the
ear continuously regenerate and loss of auditory function likely is
restored when damaged cells are replaced with new cells. Halvorsen et
al. (2012a) showed that a TTS of 4-6 dB was recoverable within 24 hours
for one species. Impacts would be most severe when the individual fish
is close to the source and when the duration of exposure is long.
Injury caused by barotrauma can range from slight to severe and can
cause death and is most likely for fish with swim bladders. Barotrauma
injuries have been documented during controlled exposure to impact pile
driving (Halvorsen et al., 2012b; Casper et al., 2013).
The most likely impact to fish from pile driving activities in the
Project Area would be temporary behavioral avoidance of the area. The
duration of fish avoidance of an area after pile driving stops is
unknown, but a rapid return to normal recruitment, distribution and
behavior is anticipated.
The area impacted by the Project is relatively small compared to
the available habitat in the remainder of the Project Area and the
lower Chesapeake Bay, and there are no areas of particular importance
that would be impacted by this Project. Any behavioral avoidance by
fish of the disturbed area would still leave significantly large areas
of fish and marine mammal foraging habitat in the nearby vicinity. As
described in the preceding, the potential for the Navy's construction
to affect the availability of prey to marine mammals or to meaningfully
impact the quality of physical or acoustic habitat is considered to be
insignificant.
Estimated Take of Marine Mammals
This section provides an estimate of the number of incidental takes
proposed for authorization, which will inform both NMFS' consideration
of ``small numbers,'' and the negligible impact determinations.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance, which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment) (16 U.S.C. 1362(18)(A)(i)-
(ii)).
Authorized takes would be by Level B harassment only, in the form
of disruption of behavioral patterns for
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individual marine mammals resulting from exposure to sounds emitted
from pile driving. Based on the nature of the activity and the
anticipated effectiveness of the mitigation measures (i.e., shutdown
zones) discussed in detail below in the Proposed Mitigation section,
Level A harassment is neither anticipated nor proposed to be
authorized.
As described previously, no serious injury or mortality is
anticipated or proposed to be authorized for this activity. Below we
describe how the proposed take numbers are estimated.
For acoustic impacts, generally speaking, we estimate take by
considering: (1) acoustic thresholds above which NMFS believes the best
available science indicates marine mammals will be behaviorally
harassed or incur some degree of permanent hearing impairment; (2) the
area or volume of water that will be ensonified above these levels in a
day; (3) the density or occurrence of marine mammals within these
ensonified areas; and (4) the number of days of activities. We note
that while these factors can contribute to a basic calculation to
provide an initial prediction of potential takes, additional
information that can qualitatively inform take estimates is also
sometimes available (e.g., previous monitoring results or average group
size). Below, we describe the factors considered here in more detail
and present the proposed take estimates.
Acoustic Thresholds
NMFS recommends the use of acoustic thresholds that identify the
received level of underwater sound above which exposed marine mammals
would be reasonably expected to be behaviorally harassed (equated to
Level B harassment) or to incur PTS of some degree (equated to Level A
harassment).
Level B Harassment--Though significantly driven by received level,
the onset of behavioral disturbance from anthropogenic noise exposure
is also informed to varying degrees by other factors related to the
source or exposure context (e.g., frequency, predictability, duty
cycle, duration of the exposure, signal-to-noise ratio, distance to the
source), the environment (e.g., bathymetry, other noises in the area,
predators in the area), and the state of the receiving animals (e.g.,
hearing, motivation, experience, demography, life stage, depth) and can
be difficult to predict (e.g., Southall et al., 2007, 2021, Ellison et
al., 2012). Based on what the available science indicates and the
practical need to use a threshold based on a metric that is both
predictable and measurable for most activities, NMFS typically uses a
generalized acoustic threshold based on received level to estimate the
onset of behavioral harassment. NMFS generally predicts that marine
mammals are likely to be behaviorally harassed in a manner considered
to be Level B harassment when exposed to underwater anthropogenic noise
above root-mean-squared pressure received levels (RMS SPL) of 120 dB
(referenced to one micropascal (re one [mu]Pa)) for continuous (e.g.,
vibratory pile driving) and above RMS SPL 160 dB re one [mu]Pa for non-
explosive impulsive (e.g., seismic airguns) or intermittent (e.g.,
scientific sonar) sources. Generally speaking, Level B harassment take
estimates based on these behavioral harassment thresholds are expected
to include any likely takes by TTS as, in most cases, the likelihood of
TTS occurs at distances from the source less than those at which
behavioral harassment is likely. TTS of a sufficient degree can
manifest as behavioral harassment, as reduced hearing sensitivity and
the potential reduced opportunities to detect important signals (i.e.,
conspecific communication, predators, and prey) may result in changes
in behavior patterns that would not otherwise occur.
The Navy's activity includes the use of continuous (e.g., vibratory
pile driving and removal) and impulsive (e.g., impact pile driving)
sources, and therefore the RMS SPL thresholds of 120 and 160 dB re one
[mu]Pa are applicable.
These thresholds are provided in table 5 below. The references,
analysis, and methodology used in the development of the thresholds are
described in NMFS' 2018 Technical Guidance, which may be accessed at:
https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
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Ensonified Area
Here, we describe operational and environmental parameters of the
activity that are used in estimating the area ensonified above the
acoustic thresholds, including source levels and transmission loss
coefficient.
The sound field in the Project Area is the existing background
noise plus additional construction noise from the proposed Project.
Marine mammals are expected to be affected via sound generated by the
primary components of the Project (i.e., impact pile driving and
vibratory pile driving and removal). The maximum underwater area
ensonified above the thresholds for individual activities of behavioral
harassment referenced above is 93.5 km\2\ (36.1 mi\2\) and would
consist of an area reaching the opposite shoreline of the river (see
figures 6.6, 6.8, and 6.10 in the Navy's application for the Incidental
Take Authorization for the Q8 bulkhead Project). The maximum
(underwater) area ensonified above the thresholds for concurrent
activities of behavioral harassment referenced above is 97.9 km\2\
(37.8 mi\2\) and would consist of a similar area reaching the opposite
shoreline of the river as individual activities (see figures 6.11-6.16
in the Navy's application). Additionally, vessel traffic and other
commercial and industrial activities in the Project Area may contribute
to elevated background noise levels which may mask sounds produced by
the Project.
Transmission loss (TL) is the decrease in acoustic intensity as an
acoustic pressure wave propagates out from a source. TL parameters vary
with frequency, temperature, sea conditions, current, source and
receiver depth,
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water depth, water chemistry, and bottom composition and topography.
The general formula for underwater TL is:
TL = B * Log10 (R1/R2),
where
TL = transmission loss in dB
B = transmission loss coefficient
R1 = the distance of the modeled SPL from the driven pile, and
R2 = the distance from the driven pile of the initial measurement
This formula neglects loss due to scattering and absorption, which
is assumed to be zero here. The degree to which underwater sound
propagates away from a sound source is dependent on a variety of
factors, most notably the water bathymetry and presence or absence of
reflective or absorptive conditions including in-water structures and
sediments. Spherical spreading occurs in a perfectly unobstructed
(i.e., free-field) environment not limited by depth or water surface,
resulting in a 6-dB reduction in sound level for each doubling of
distance from the source (20*log[range]). Cylindrical spreading occurs
in an environment in which sound propagation is bounded by the water
surface and sea bottom, resulting in a reduction of three dB in sound
level for each doubling of distance from the source (10*log[range]). A
practical spreading value of 15 is often used under conditions, such as
the Project site, where water increases with depth as the receiver
moves away from the shoreline, resulting in an expected propagation
environment that would lie between spherical and cylindrical spreading
loss conditions. Practical spreading loss is assumed here.
The intensity of pile driving sounds is greatly influenced by
factors such as the type of piles, hammers, and the physical
environment in which the activity takes place. In order to calculate
the distances to the Level A harassment and the Level B harassment
sound thresholds for the methods and piles being used in this Project,
the Navy and NMFS used acoustic monitoring data from other locations to
develop proxy source levels for the various pile types, sizes, and
methods. The Project includes vibratory and impact installation of
prestressed concrete and composite piles and vibratory removal of
existing concrete piles. Steel sheet piles to make up the wall of the
bulkhead would be installed with vibratory hammers. Source levels for
each pile size and driving method for individual activities are
presented in table 6. For concurrent activities where two noise sources
have overlapping sound fields, there is potential for higher sound
levels than for non-overlapping sources because the isopleth of one
sound source encompasses the sound source of another isopleth. In such
instances, the sources are considered additive and combined using the
rules of decibel addition. For addition of two simultaneous sources,
the difference between the two sound source levels is calculated, and:
(1) if that difference is between zero and one dB, three dB are added
to the higher sound source level; (2) if the difference is between two
or three dB, two dB are added to the highest sound source level; (3) if
the difference is between four to nine dB, one dB is added to the
highest sound source level; and (4) with differences of 10 dB or more,
there is no addition. Source levels for each pile size and vibratory
driving for concurrent activities are presented in table 7.
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The ensonified area associated with Level A harassment is more
technically challenging to predict due to the need to account for a
duration component. Therefore, NMFS developed an optional User
Spreadsheet tool to accompany the Technical Guidance that can be used
to relatively simply predict an isopleth distance for use in
conjunction with marine mammal density or occurrence to help predict
potential takes. We note that because of some of the assumptions
included in the methods underlying this optional tool, we anticipate
that the resulting isopleth estimates are typically going to be
overestimates of some degree, which may result in an overestimate of
potential take by Level A harassment. However, this optional tool
offers the best way to estimate isopleth distances when more
sophisticated modeling methods are not available or practical. For
stationary sources impact or vibratory pile driving and removal, the
optional User Spreadsheet tool predicts the distance at which, if a
marine mammal remained at that distance for the duration of the
activity, it would be expected to incur PTS. Inputs used in the
optional User Spreadsheet tool, and the resulting estimated isopleths,
are reported below. For concurrent activities where combined impact and
vibratory hammer scenarios shown in table 10, the estimated Level A
isopleth distances reflect the impact driving activity and the
estimated Level B isopleth distances reflect the combined vibratory
source levels for that activity.
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The maximum distance to the Level A harassment threshold during
construction would be during the impact driving of 18-inch (in)
concrete piles during Phase III of individual activities (i.e., 64.0 m
for humpback whale) and during the concurrent vibratory extraction of
18-in concrete piles, vibratory installation of 56-in steel sheet
piles, and impact install 18-in concrete piles for concurrent
activities of Phase I (i.e., 5.4 m for bottlenose dolphin; 89.8 m for
harbor porpoises; and 36.9 m for pinnipeds). Given these relatively
small isopleths, if a marine mammal enters the shutdown zone during
impact pile driving it is expected that the construction activity would
be shut down before any marine mammal would incur PTS. Therefore, no
take by Level A harassment is expected during the construction
activities associated with the Q8 bulkhead. The largest calculated
Level B harassment isopleth extends out to 18,478 m, which would result
from concurrent pile driving of the scenarios presented in table 9. The
largest Level B harassment zone of 18,478 m is not an attainable
observable distance in all directions, but in some areas the distance
is smaller due to the zone being cut off by landmasses. The Level B
harassment zone will be monitored to the maximum extent possible.
Marine Mammal Occurrence and Take Estimation
In this section we provide information about the occurrence of
marine mammals, including density or other relevant information which
will inform the take calculations. We describe how the information
provided is synthesized
[[Page 55201]]
to produce a quantitative estimate of the take that is reasonably
likely to occur and proposed for authorization.
Humpback Whale
Humpback whales occur in the mouth of the Chesapeake Bay and
nearshore waters of Virginia during winter and spring months. Several
satellite tagged humpback whales were detected west of the Chesapeake
Bay Bridge Tunnel, including two individuals with locations near NAVSTA
Norfolk and Joint Expeditionary Base Little Creek (Aschettino et al.,
2017). Group size was not reported in these surveys; however, most
whales detected were juveniles. Although two individuals were detected
in the vicinity of the proposed Project Area during shipboard surveys
conducted in 2020, there is no evidence that they lingered for multiple
days (Aschettino, 2020). Because no density estimates are available for
the species in this area, the Navy estimated, and NMFS concurs, that
one potential sighting of an average size group (i.e., two individuals)
could occur every 60 days of pile driving. Therefore, given the number
of Project days expected in each year (table 1), NMFS is proposing to
authorize a total of 16 takes by Level B harassment of humpback whale
over the 5-year authorization, with no more than four takes by Level B
harassment in a given year.
The largest Level A harassment zone for low-frequency cetaceans
extends approximately 64 m from the source during impact pile driving
of the 18-in concrete piles (table 9). The Navy plans to shut down if a
humpback whale is sighted within any of the Level A harassment zones
for all activities. Therefore, NMFS is not proposing to authorize take
by Level A harassment of humpback whales.
Bottlenose Dolphins
The expected number of bottlenose dolphins in the Project Area was
estimated using inshore seasonal densities provided in Engelhaupt et
al. (2016) from vessel line-transect surveys near NAVSTA Norfolk and
adjacent areas near Virginia Beach, Virginia, from August 2012 through
August 2015. This density includes sightings inshore of the Chesapeake
Bay from NAVSTA Norfolk west to the Thimble Shoals Bridge and is the
most representative density for the Project Area. To calculate
potential Level B harassment takes of bottlenose dolphin, NMFS
conservatively multiplied the density of 1.38 dolphin/km\2\ (from
Engelhaupt et al., 2016) by the largest Level B harassment isopleth for
each activity (tables 9 and 10), and then by the number of days
associated with that activity (table 1). For example, to calculate
Level B harassment takes associated with work at the Q8 bulkhead in
Phase I for the vibratory removal of 18-in concrete piles, NMFS
multiplied the density (i.e., 1.38 dolphins/km\2\) by the Level B
harassment zone for that activity (i.e., 43.3 km\2\) by the
proportional number of pile driving days for that activity (i.e., 24
days) for a total of 1,437 Level B harassment takes for that activity
during Phase I. Takes by Level B harassment were calculated for both
individual pile driving activities and concurrent pile driving
activities, as authorized takes are conservatively based on the
scenario that produces more takes by Level B harassment (table 11).
Therefore, NMFS proposes to authorize 14,191 takes by Level B
harassment of bottlenose dolphin across all 5 years, with no more than
6,168 takes in a given year.
The largest Level A harassment zone for mid-frequency cetaceans
extends approximately 5.4 m from the source during concurrent
activities during Phase I (table 10). A minimum shutdown zone of 10 m
would be established for all construction activities. The Navy plans to
shut down all activities if a bottlenose dolphin is sighted within the
shutdown zones for mid-frequency cetaceans. Therefore, NMFS is not
proposing to authorize take by Level A harassment of bottlenose
dolphins.
Harbor Porpoise
Harbor porpoises are known to occur in the coastal waters near
Virginia Beach (Hayes et al., 2019). Density data for this species
within the Project vicinity do not exist or were not calculated because
sample sizes were too small to produce reliable estimates of density.
Harbor porpoise sighting data collected by the Navy near NAVSTA Norfolk
and Virginia Beach from 2012 to 2015 (Engelhaupt et al. 2014; 2015;
2016) did not produce enough sightings to calculate densities. One
group of two harbor porpoises was seen during spring 2015 (Engelhaupt
et al. 2016). Elsewhere in their range, harbor porpoises typically
occur in groups of two to three individuals (Carretta et al. 2001;
Smultea et al. 2017).
Due to there being no density estimates for the species in the
Project Area, the Navy conservatively estimated one exposure of two
porpoises for every 60 days of pile driving. Total pile driving days
for Phase I would be 74 days, Phase II would be 37 days, and Phase III
would be 101 days. Takes by Level B harassment were calculated for both
individual pile driving activities and concurrent pile driving
activities, as authorized takes are conservatively based on the
scenario that produced the larger exposure estimate (table 11). Using
the above methodology, NMFS calculated an exposure estimate of eight
incidents of take for harbor porpoises.
NMFS does not expect any Level A harassment of harbor porpoise
during this Project. The largest Level A harassment zone for high-
frequency cetaceans extends approximately 89.8 m from the source during
concurrent activities during Phase I (table 10). The Navy plans to shut
down all activities if a harbor porpoise is sighted within the shutdown
zones for high-frequency cetaceans. Therefore, NMFS is not proposing to
authorize take by Level A harassment of harbor porpoise.
Harbor Seal
The expected number of harbor seals in the Project Area was
estimated using systematic land- and vessel-based survey data for in-
water and hauled out seals collected by the U.S. Navy at the CBBT rock
armor and portal islands from 2014 through 2019 (Jones et al., 2020).
The average daily seal count from the field season ranged from eight to
23 seals, with an average of 13.6 harbor seals across all the field
seasons.
NMFS expects that harbor seals are likely to be present from
November to April and, consistent with other recent projects (88 FR
31633, May 18, 2023; 87 FR 15945, March 31, 2022; 86 FR 24340; May 6,
2021, and 86 FR 17458; April 2, 2021), NMFS calculated take by Level B
harassment by multiplying 13.6 seals by the maximum number of pile
driving days expected to occur from November through April. Therefore,
we expect the total number of takes by Level B harassment for harbor
seals to be 2,882.
NMFS does not expect any Level A harassment of harbor seals during
this Project. The largest Level A harassment zone for phocids extends
approximately 36.9 m from the source during concurrent activities
during Phase I (table 10). The Navy plans to shut down all activities
if a harbor porpoise is sighted within the shutdown zones for phocids.
Therefore, NMFS is not proposing to authorize take by Level A
harassment of harbor seals.
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Proposed Mitigation
In order to issue an IHA under section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to the
activity, and other means of effecting the least practicable impact on
the species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance. NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting the
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, NMFS
considers two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (e.g., likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned), the likelihood of effective implementation (probability
implemented as planned), and;
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations.
In addition to the measures described later in this section, the
Navy will employ the following mitigation measures:
The Navy will conduct briefings between construction
supervisors and crews, the marine mammal monitoring team, and Navy
staff prior to the start of all pile driving activity and when new
personnel join the work, to explain responsibilities, communication
procedures, marine mammal monitoring protocol, and operational
procedures;
If a marine mammal comes within 10 m of construction
activities, including in-water heavy machinery work, operations shall
cease and vessels shall reduce speed to the minimum level required to
maintain steerage and safe working conditions;
Pile driving activity must be halted upon observation of
either a species for
[[Page 55204]]
which incidental take is not authorized or a species for which
incidental take has been authorized but the authorized number of takes
has been met, entering or is within the harassment zone.
The following mitigation measures apply to the Navy's in-water
construction activities.
Establishment of Shutdown Zones--The Navy will establish shutdown
zones for all pile driving and removal activities. The purpose of a
shutdown zone is generally to define an area within which shutdown of
the activity would occur upon sighting of a marine mammal (or in
anticipation of an animal entering the defined area). Shutdown zones
will vary based on the activity type and marine mammal hearing group
(tables 12 and 13).
Protected Species Observers (PSOs)--The placement of PSOs during
all pile driving and removal activities (described in the Proposed
Monitoring and Reporting section) will ensure that the entire shutdown
zone is visible. A minimum of two PSOs would be used during all
activities.
Monitoring for Level A and B Harassment--The Navy will monitor the
Level B harassment zones (i.e., areas where SPLs are equal to or exceed
the 160 dB rms threshold for impact pile driving, and the 120 dB rms
threshold during vibratory pile driving and removal) to the extent
practicable, and all of the Level A harassment zones and shutdown
zones, during all pile driving days. Monitoring zones provide utility
for observing by establishing monitoring protocols for areas adjacent
to the shutdown zones. Monitoring zones enable observers to be aware of
and communicate the presence of marine mammals in the Project Area
outside the shutdown zone and thus prepare for a potential cessation of
activity should the animal enter the shutdown zone.
Pre-Activity Monitoring--Prior to the start of daily in-water
construction activity, or whenever a break in pile driving/removal of
30 minutes or longer occurs, PSOs will observe the shutdown and
monitoring zones for a period of 30 minutes. Pile driving may commence
following 30 minutes of observation when the determination is made that
the shutdown zones are clear of marine mammals. If a marine mammal is
observed within the shutdown zones listed in table 12 or table 13, pile
driving activity must be delayed or halted. If pile driving is delayed
or halted due to the presence of a marine mammal, the activity may not
commence or resume until either the animal has voluntarily exited and
been visually confirmed beyond the shutdown zones or 15 minutes have
passed without re-detection of the animal. If work ceases for more than
30 minutes, the pre-activity monitoring of the shutdown zones will
commence. A determination that the shutdown zone is clear must be made
during a period of good visibility (i.e., the entire shutdown zone and
surrounding waters must be visible to the naked eye).
Soft Start--Soft start procedures are used to provide additional
protection to marine mammals by providing warning and/or giving marine
mammals a chance to leave the area prior to the hammer operating at
full capacity. For impact pile driving, contractors will be required to
provide an initial set of three strikes from the hammer at reduced
energy, followed by a 30-second waiting period, then two subsequent
reduced-energy strike sets. Soft starts will be implemented at the
start of each day's impact pile driving and at any time following
cessation of impact pile driving for a period of 30 minutes or longer.
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Based on our evaluation of the applicant's proposed measures, as
well as other measures considered by NMFS, NMFS has preliminarily
determined that the proposed mitigation measures provide the means of
effecting the least practicable impact on the affected species or
stocks and their habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104(a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present while
conducting the activities. Effective reporting is critical both to
compliance as well as ensuring that the
[[Page 55207]]
most value is obtained from the required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the activity; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and
Mitigation and monitoring effectiveness.
Visual Monitoring
Marine mammal monitoring during pile driving and removal must be
conducted by qualified, NMFS approved PSOs, in accordance with the
following:
PSOs must be independent of the activity contractor (e.g.,
employed by a subcontractor) and have no other assigned tasks during
monitoring periods;
At least one PSO must have prior experience performing the
duties of a PSO during construction activity pursuant to a NMFS-issued
incidental take authorization;
Other PSOs may substitute other relevant experience,
education (i.e., a degree in biological science or related field), or
training for prior experience performing the duties of a PSO during
construction activity pursuant to a NMFS-issued incidental take
authorization;
PSOs must be approved by NMFS prior to beginning any
activity subject to this proposed rulemaking; and
A lead observer or monitoring coordinator must be
designated. The lead observer must have prior experience performing the
duties of a PSO during construction activity pursuant to a NMFS-issued
incidental take authorization.
PSOs must have the following additional qualifications:
Ability to conduct field observations and collect data
according to assigned protocols;
Experience or training in the field identification of
marine mammals, including the identification of behaviors;
Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
Writing skills sufficient to prepare a report of
observations including but not limited to: (1) the number and species
of marine mammals observed; (2) dates and times when in-water
construction activities were conducted; (3) dates, times, and reason
for implementation of mitigation (or why mitigation was not implemented
when required); and (4) marine mammal behavior; and
Ability to communicate orally, by radio or in person, with
Project personnel to provide real-time information on marine mammals
observed in the area as necessary.
Given the configuration of the harassment zones, which vary
depending on the pile type/size and the pile driver type (tables 9 and
10), it is assumed that two PSO would be sufficient to monitor the
zones for impact drivers, and three to four PSOs would be sufficient to
monitor the zones for vibratory drivers given the proposed placement of
the observers in the vicinity of the Project Area. However, additional
monitors may be added if warranted by the level of marine mammal
activity in the area. PSOs will be placed at the best vantage point(s)
practicable (figure 3) to monitor for marine mammals and implement
shutdown/delay procedures when applicable by calling for the shutdown
by the pile driver operator. PSOs would be deployed on the Green Mile
Fishing Pier during vibratory driving of piles when monitoring zones
are exceptionally large.
Monitoring will be conducted 30 minutes before, during, and after
all in water construction activities. In addition, observers shall
record all incidents of marine mammal occurrence, regardless of
distance from activity, and shall document any behavioral reactions in
concert with distance from piles being driven or removed. Pile driving
activities include the time to install or remove a single pile or
series of piles, as long as the time elapsed between uses of the pile
driving equipment is no more than 30 minutes.
[[Page 55208]]
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Acoustic Monitoring
The Navy will implement in situ acoustic monitoring efforts to
measure SPLs from in-water construction activities for pile types and
methods that have not been previously collected at NAVSTA Norfolk
(table 14). The Navy will collect and evaluate acoustic sound recording
levels during pile driving activities. The Navy would collect data on
10 percent of the number of total piles driven for each pile type.
Hydrophones would be placed at locations 33 ft from the noise source
and, where the potential for Level A (PTS onset) harassment exists, at
a second representative monitoring location that is a distance of 20
times the depth of water at the pile location, to the maximum extent
practicable. For the pile driving events acoustically measured, 100
percent of the data will be analyzed. Please see the Navy's Acoustic
Monitoring Plan and section 13.2 in the application for additional
detail.
[[Page 55209]]
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Environmental data shall be collected and will include, but will
not be limited to, the following: (1) wind speed and direction; (2) air
temperature; (3) humidity; (4) surface water temperature; (5) water
depth; (6) wave height; (7) weather conditions; and (8) other factors
that could contribute to influencing underwater sound levels (e.g.,
aircrafts, boats, etc.).
Reporting
The Navy is required to submit an annual report on all activities
and marine mammal monitoring results to NMFS within 90 days following
the end of each construction year. Additionally, a draft comprehensive
5-year summary report must be submitted to NMFS within 90 days of the
end of the Project. The annual reports will include an overall
description of work completed, a narrative regarding marine mammal
sightings, and associated PSO data sheets. Specifically, the report
must include:
Dates and times (begin and end) of all marine mammal
monitoring;
Construction activities occurring during each daily
observation period, including: (a) how many and what type of piles were
driven or removed and the method (i.e., impact or vibratory); and (b)
the total duration of time for each pile (vibratory driving) or number
of strikes for each pile (impact driving);
PSO locations during marine mammal monitoring; and
Environmental conditions during monitoring periods (at
beginning and end of PSO shift and whenever conditions change
significantly), including Beaufort sea state and any other relevant
weather conditions including cloud cover, fog, sun glare, and overall
visibility to the horizon, and estimated observable distance.
Upon observation of a marine mammal the following information must
be reported:
Name of PSO who sighted the animal(s) and PSO location and
activity at the time of the sighting;
Time of the sighting;
Identification of the animal(s) (e.g., genus/species,
lowest possible taxonomic level, or unidentified), PSO confidence in
identification, and the composition of the group if there is a mix of
species;
Distance and bearing of each observed marine mammal
relative to the pile being driven or removed for each sighting;
Estimated number of animals (min/max/best estimate);
Estimated number of animals by cohort (e.g., adults,
juveniles, neonates, group composition, etc.);
Description of any marine mammal behavioral observations
(e.g., observed behaviors such as feeding or traveling), including an
assessment of behavioral responses thought to have resulted from the
activity (e.g., no response or changes in behavioral state such as
ceasing feeding, changing direction, flushing, or breaching);
Number of marine mammals detected within the harassment
zones, by species; and
Detailed information about implementation of any
mitigation (e.g., shutdowns and delays), a description of specified
actions that ensured, and resulting changes in behavior of the
animal(s), if any.
The acoustic monitoring report must contain the informational
elements described in the Acoustic Monitoring Plan and, at minimum,
must include:
Hydrophone equipment and methods: (1) recording device,
sampling rate, distance (m) from the pile where recordings were made;
and (2) the depth of water and recording device(s);
Type and size of pile being driven, substrate type, method
of driving during recordings (e.g., hammer model and energy), and total
pile driving duration;
Whether a sound attenuation device is used and, if so, a
detailed description of the device used and the duration of its use per
pile;
For impact pile driving: (1) number of strikes and strike
rate; (2) depth of substrate to penetrate; (3) pulse duration and mean,
median, and maximum sound levels (dB re: one [mu]Pa): (4) root mean
square sound pressure level (SPLrms); and (5) cumulative sound exposure
level (SELcum), peak sound pressure level (SPLpeak), and single-strike
sound exposure level (SELs-s); and
For vibratory driving/removal: (1) duration of driving per
pile; and (2) mean, median, and maximum sound levels (dB re: one
[mu]Pa): SPLrms, SELcum (and timeframe over which the sound is
averaged).
If no comments are received from NMFS within 30 days, the draft
reports will constitute the final reports. If comments are received, a
final report addressing NMFS' comments must be submitted within 30 days
after receipt of comments. All PSO datasheets and/or raw sighting data
must be submitted with the draft marine mammal report.
Reporting Injured or Dead Marine Mammals
In the unanticipated event that the specified activity clearly
causes the take of a marine mammal in a manner prohibited by the LOA
(if issued) and the regulations (e.g., an injury, serious injury, or
mortality) the Navy shall report the incident to Office of Protected
Resources, NMFS, and the Greater Atlantic Region New England/Mid-
[[Page 55210]]
Atlantic Stranding Coordinator. The report must include the following
information:
Description of the incident;
Environmental conditions (e.g., Beaufort sea state,
visibility);
Description of all marine mammal observations in the 24
hours preceding the incident;
Species identification or description of the animal(s)
involved;
Fate of the animal(s); and
Photographs or video footage of the animal(s) (if
equipment is available).
Activities would not resume until NMFS is able to review the
circumstances of the prohibited take. NMFS would work with the Navy to
determine what is necessary to minimize the likelihood of further
prohibited take and ensure MMPA compliance. The Navy would not be able
to resume their activities until notified by NMFS.
In the event that the Navy discovers an injured or dead marine
mammal, and the lead PSO determines that the cause of the injury or
death is unknown and the death is relatively recent (e.g., in less than
a moderate state of decomposition as described in the next paragraph),
the Navy would immediately report the incident to the Office of
Protected Resources, NMFS, and the Greater Atlantic Region New England/
Mid-Atlantic Stranding Coordinator. The report would include the same
information identified in the paragraph above. Activities would be able
to continue while NMFS reviews the circumstances of the incident. NMFS
would work with the Navy to determine whether modifications in the
activities are appropriate.
In the event that the Navy discovers an injured or dead marine
mammal and the lead PSO determines that the injury or death is not
associated with or related to the activities authorized in the LOA
(e.g., previously wounded animal, carcass with moderate to advanced
decomposition, or scavenger damage), the Navy would report the incident
to the Office of Protected Resources, NMFS, and the NMFS Greater
Atlantic Region New England/Mid-Atlantic Stranding Coordinator, within
24 hours of the discovery. The Navy would provide photographs, video
footage (if available), or other documentation of the stranded animal
sighting to NMFS and the Marine Mammal Stranding Network.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any impacts or responses (e.g., intensity, duration),
the context of any impacts or responses (e.g., critical reproductive
time or location, foraging impacts affecting energetics), as well as
effects on habitat, and the likely effectiveness of the mitigation. We
also assess the number, intensity, and context of estimated takes by
evaluating this information relative to population status. Consistent
with the 1989 preamble for NMFS' implementing regulations (54 FR 40338,
September 29, 1989), the impacts from other past and ongoing
anthropogenic activities are incorporated into this analysis via their
impacts on the baseline (e.g., as reflected in the regulatory status of
the species, population size and growth rate where known, ongoing
sources of human-caused mortality, or ambient noise levels).
To avoid repetition, this introductory discussion of our analysis
applies to all the species listed in table 3, given that many of the
anticipated effects of this Project on different marine mammal stocks
are expected to be relatively similar in nature. Where there are
meaningful differences between species or stocks, or groups of species,
in anticipated individual responses to activities, impact of expected
take on the population due to differences in population status, or
impacts on habitat, they are described independently in the analysis
below.
Construction activities associated with the Project, as outlined
previously, have the potential to disturb or displace marine mammals.
Specifically, the specified activities may result in take, in the form
of Level B harassment from underwater sounds generated by pile driving
and removal. Potential takes could occur if marine mammals are present
in zones ensonified above the thresholds for Level B harassment,
identified above, while activities are underway.
Level A harassment is unlikely considering the small Level A
harassment zones (tables 9 and 10) and corresponding shutdown zones
(tables 12 and 13) where activities would cease if animals were present
in those zones. Also, pile driving and removal activities are of
relatively short duration and an animal would have to remain within the
area estimated to be ensonified above the Level A harassment threshold
for multiple hours to incur PTS. This is highly unlikely given marine
mammal movement throughout the area, especially for small, fast-moving
species such as small cetaceans and pinnipeds. Therefore, NMFS is not
proposing to authorize take by Level A harassment during any portion of
the Navy's activities.
The nature of activities included in the Navy's pile driving
Project precludes the likelihood of serious injury or mortality. For
all species and stocks, take will occur within a limited, confined area
(i.e., immediately surrounding NAVSTA Norfolk in the Chesapeake Bay
area) of the stock's range. Level B harassment will be reduced to the
level of least practicable adverse impact through use of mitigation
measures described herein. Furthermore, the number of individuals
expected to be taken is extremely small relative to the stock abundance
for all species.
Effects on individuals that are taken by Level B harassment, on the
basis of reports in the literature as well as monitoring from other
similar activities, will likely be limited to reactions such as
increased swimming speeds, increased surfacing time, decreased foraging
(if such activity were occurring), or avoidance (e.g., Thorson and
Reyff 2006; Hampton Roads Connector Partners 2023; W.F. Magann
Corporation 2023). Individual animals, even if taken multiple times,
will most likely move away from the sound source and be temporarily
displaced from the areas of pile driving, although even this reaction
has been observed primarily only in association with impact pile
driving. The pile driving activities analyzed here are similar to, or
less impactful than, numerous other construction activities conducted
along both Atlantic and Pacific coasts, which have taken place with no
known long-term adverse consequences from behavioral harassment.
Furthermore, many Projects similar to this one are also believed to
result in multiple takes of individual animals without any documented
long-term adverse effects. Level B harassment will be minimized through
use of mitigation measures described herein and, if take does occur the
impacts would be expected to be minimal, particularly as the Project is
located on a busy waterfront with high
[[Page 55211]]
amounts of vessel traffic and other ambient noise.
A UME has been declared for humpback whales in the U.S. Atlantic.
However, we do not expect authorized takes to exacerbate or compound
upon these ongoing UMEs. As noted previously, no injury, serious
injury, or mortality is expected or authorized, and the impact of Level
B harassment takes of humpback whale will be minimized through the
incorporation of the mitigation measures. The UME does not yet provide
cause for concern regarding population-level impacts. Despite the UME,
the relevant population of humpback whales (the West Indies breeding
population, or DPS) remains healthy.
The Project is also not expected to have significant adverse
effects on affected marine mammals' habitats. The Project activities
will not modify existing marine mammal habitat for a significant amount
of time. The activities may cause some fish to leave the area of
disturbance, thus temporarily impacting marine mammals' foraging
opportunities in a limited portion of the foraging range; however,
because of the short duration of the activities and the relatively
small area of the habitat that may be affected (with no known
particular importance to marine mammals), the impacts to marine mammal
habitat are not expected to cause significant or long-term negative
consequences.
In summary and as described above, the following factors primarily
support our preliminary determination that the impacts resulting from
this activity are not expected to adversely affect any of the species
or stocks through effects on annual rates of recruitment or survival:
No serious injury or mortality is anticipated or
authorized;
The intensity of anticipated takes by Level B harassment
is relatively low for all stocks;
The specified activity and associated ensonified areas are
very small relative to the overall habitat ranges of all species and do
not include habitat areas of special significance, including any
pinniped haulouts;
The lack of anticipated significant or long-term negative
effects to marine habitat;
The presumed efficacy of the mitigation measures in
reducing the effects of the taking incidental to the specified
activity; and
Monitoring reports from similar work in the Chesapeake Bay
have documented little to no effect on individuals of the same species
impacted by similar activities.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from the proposed activity will have a negligible impact on
all affected marine mammal species or stocks.
Small Numbers
As noted previously, only take of small numbers of marine mammals
may be authorized under sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the maximum number of individuals
taken in any year to the most appropriate estimation of abundance of
the relevant species or stock in our determination of whether an
authorization is limited to small numbers of marine mammals. When the
predicted maximum annual number of individuals to be taken is fewer
than one-third of the species or stock abundance, the take is
considered to be of small numbers. Additionally, other qualitative
factors may be considered in the analysis, such as the temporal or
spatial scale of the activities.
The maximum annual take NMFS proposes to authorize for the four
marine mammal stocks is below one-third of the estimated stock
abundance for all species except for the western north Atlantic (WNA)
southern coastal migratory stock and the WNA northern coastal migratory
stock of bottlenose dolphins (see table 11).
There are three bottlenose dolphin stocks that could occur in the
Project Area. Therefore, the largest estimated annual take by Level B
harassment of 6,712 bottlenose dolphin would likely be split among the
northern migratory coastal stock, the southern migratory coastal stock,
and the northern North Carolina estuarine stock (NNCES). Based on the
stocks' respective occurrence in the area, NMFS estimates that there
would be no more than 200 takes from the NNCES stock during each phase
of construction, representing 24 percent of that population, with the
remaining takes split evenly between the northern and southern coastal
migratory stocks. Based on the consideration of various factors as
described below, we have preliminarily determined that the number of
individuals taken will comprise less than one-third of the best
available population abundance estimate of either coastal migratory
stock. Detailed descriptions of the stocks' ranges have been provided
in the Description of Marine Mammals in the Area of Specified
Activities section.
Both the WNA northern migratory stock and the WNA southern
migratory stock have expansive ranges and they are the only dolphin
stocks thought to make broad scale, seasonal migrations in coastal
waters of the WNA. Given the large ranges associated with these two
stocks, it is unlikely that large segments of either stock would
approach the Project Area and enter into the Chesapeake Bay. The
majority of both stocks are likely to be found widely dispersed across
their respective habitat ranges and unlikely to be concentrated in or
near the Chesapeake Bay.
Furthermore, the Chesapeake Bay and nearby offshore waters
represent the boundaries of the ranges of each of the two coastal
stocks during migration. The WNA northern migratory stock is found
during warm water months from coastal Virginia, including the
Chesapeake Bay and Long Island, New York. The stock migrates south in
the late summer and fall. During cold water months, dolphins may be
found in coastal waters from Cape Lookout, North Carolina, to the North
Carolina/Virginia border. During January-March, the WNA southern
migratory stock appears to move as far south as northern Florida. From
April-June, the stock moves back north to North Carolina. During the
warm water months of July-August, the stock is presumed to occupy the
coastal waters north of Cape Lookout, North Carolina, to Assateague,
Virginia, including the Chesapeake Bay. There is likely some overlap
between the stocks during spring and fall migrations, but the extent of
overlap is unknown.
In summary and as described above, the following factors primarily
support our determination regarding the incidental take of small
numbers of the affected stocks of a species or stock:
The maximum annual take of marine mammal stocks proposed
for authorization comprises less than three percent of any stock
abundance (with the exception of the three bottlenose dolphin stocks);
Potential bottlenose dolphin takes in the Project Area are
likely to be allocated among three distinct stocks;
Bottlenose dolphin stocks in the Project Area have
extensive ranges and it would be unlikely to find a high percentage of
the individuals of any one stock concentrated in a relatively small
area such as the Project Area or the Chesapeake Bay;
[[Page 55212]]
The Chesapeake Bay represents the migratory boundary for
each of the specified dolphin stocks and it would be unlikely to find a
high percentage of any stock concentrated at such boundaries; and
Many of the takes would likely be repeats of the same
animals, including from a resident population of the Chesapeake Bay.
Based on the analysis contained herein of the proposed activity
(including the proposed mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS preliminarily finds that small
numbers of marine mammals would be taken relative to the population
size of the affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
determined that the total taking of affected species or stocks would
not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence purposes.
Endangered Species Act
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA; 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally whenever we propose to authorize take for
endangered or threatened species.
No incidental take of ESA-listed species is proposed for
authorization or expected to result from this activity. Therefore, NMFS
has determined that formal consultation under section 7 of the ESA is
not required for this action.
Request for Information
NMFS requests that interested persons submit comments, information,
and suggestions concerning the Navy's request and the proposed
regulations (see ADDRESSES). All comments will be reviewed and
evaluated as we prepare a final rule and make final determinations on
whether to issue the requested authorization. This proposed rule and
supporting documents provide all environmental information relating to
our proposed action for public review.
Classification
Pursuant to the procedures established to implement Executive Order
12866, the Office of Management and Budget has determined that this
proposed rule is not significant.
Pursuant to section 605(b) of the Regulatory Flexibility Act (RFA),
the Chief Counsel for Regulation of the Department of Commerce has
certified to the Chief Counsel for Advocacy of the Small Business
Administration that this proposed rule, if adopted, would not have
significant economic impact on a substantial number of small entities.
The U.S. Navy is the sole entity that would be subject to the
requirements in these proposed regulations, and the Navy is not a small
governmental jurisdiction, small organization, or small business, as
defined by the RFA. Because of this certification, a regulatory
flexibility analysis in not required and none has been prepared.
This proposed rule does not contain a collection-of-information
requirement subject to the provisions of the Paperwork Reduction Act
(PRA) because the applicant is a Federal agency.
List of Subjects in 50 CFR Part 217
Acoustics, Administrative practice and procedure, Construction,
Endangered and threatened species, Marine mammals, Mitigation and
monitoring requirements, Reporting requirements, Wildlife.
Dated: June 24, 2024.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For reasons set forth in the preamble, NOAA proposes to amend 50
CFR part 217 as follows:
PART 217--REGULATIONS GOVERNING THE TAKING AND IMPORTING OF MARINE
MAMMALS
0
1. The authority citation for part 217 continues to read as follows:
Authority: 16 U.S.C. 1361 et seq., unless otherwise noted.
0
2. Add subpart X to read as follows
Subpart X--Taking and Importing Marine Mammals Incidental to Navy
Construction of the Q8 Bulkhead Repair and Replacement Project at
Naval Station Norfolk at Norfolk, Virginia
Sec.
217.230 Specified activity and geographical region.
217.231 Effective dates.
217.232 Permissible methods of taking.
217.233 Prohibitions.
217.234 Mitigation requirements.
217.235 Requirements for monitoring and reporting.
217.236 Letters of Authorization.
217.237 Renewals and modifications of Letters of Authorization.
Sec. 217.230 Specified activity and geographical region.
(a) Regulations in this subpart apply only to the U.S. Navy (Navy)
and those persons it authorizes or funds to conduct activities on its
behalf for the taking of marine mammals that occurs in the areas
outlined in paragraph (b) of this section and that occurs incidental to
construction activities related to the repair and replacement of the Q8
bulkhead at Naval Station Norfolk at Norfolk, Virginia.
(b) The taking of marine mammals by the Navy may be authorized in a
Letter of Authorization (LOA) only if it occurs at Naval Station
Norfolk, Norfolk, Virginia.
Sec. 217.231 Effective Dates
Regulations under this subpart are effective from January 1, 2025,
through December 31, 2029.
Sec. 217.232 Permissible methods of taking.
Under an LOA issued pursuant to Sec. Sec. 216.106 and 217.236 of
this chapter, the Holder of the LOA (hereinafter ``Navy'') may
incidentally, but not intentionally, take marine mammals within the
area described in Sec. 217.230(b) by harassment associated with
construction activities related to the repair and replacement of the Q8
bulkhead, provided the activity is in compliance with all terms,
conditions, and requirements of the regulations in this subpart and the
applicable LOA.
Sec. 217.233 Prohibitions
(a) Except for the takings contemplated in Sec. 217.232 and
authorized by a LOA issued under Sec. Sec. 216.106 and 217.236 of this
chapter, it is unlawful for any person to do any of the following in
connection with the activities described in Sec. 217.230:
(1) Violate, or fail to comply with, the terms, conditions, and
requirements of this subpart or a LOA issued under Sec. Sec. 216.106
and 217.236 of this chapter;
(2) Take any marine mammal not specified in such LOA;
(3) Take any marine mammal specified in such LOA in any manner
other than as specified;
(4) Take a marine mammal specified in such LOA after NMFS
determines such taking results in more than a negligible impact on the
species or stocks of such marine mammal; or
[[Page 55213]]
(5) Take a marine mammal specified in such LOA after NMFS
determined such taking results in an unmitigable adverse impact on the
species or stock of such marine mammal for taking for subsistence uses.
Sec. 217.234 Mitigation requirements.
(a) When conducting the activities identified in Sec. 217.230(a),
the mitigation measures contained in this subpart and any LOA issued
under Sec. Sec. 216.106 and 217.236 of this chapter must be
implemented by the Navy. These mitigation measures include:
(1) A copy of any issued LOA must be in the possession of the Navy,
supervisory construction personnel, lead protected species observers
(PSOs), and any other relevant designees of the Navy operating under
the authority of the LOA at all times that activities subject to the
LOA are being conducted;
(2) The Navy must ensure that construction supervisors and crews,
the monitoring team, and relevant Navy staff are trained prior to the
start of activities subject to any issued LOA, so that
responsibilities, communication procedures, monitoring protocols, and
operational procedures are clearly understood. New personnel joining
during the Project must be trained prior to commencing work;
(3) The Navy, construction supervisors and crews, and relevant Navy
staff must avoid direct physical interaction with marine mammals during
construction activity. If a marine mammal comes within 10 m of such
activity, operations must cease and vessels must reduce speed to the
minimum level required to maintain steerage and safe working
conditions, as necessary to avoid direct physical interaction;
(4) The Navy must employ PSOs and establish monitoring locations as
described in the NMFS-approved Marine Mammal Monitoring Plan. The Navy
must monitor the Project Area to the maximum extent possible based on
the required number of PSOs, required monitoring locations, and
environmental conditions;
(5) For all pile driving activities, the Navy shall implement
shutdown zones with radial distances as identified in a LOA issued
under Sec. 217.236. If a marine mammal is observed entering or within
the shutdown zone, such operations must be delayed or halted.
(6) Monitoring must take place from 30 minutes prior to initiation
of a pile driving activity (i.e., pre-start clearance monitoring)
through 30 minutes post-completion of a pile driving activity.
(7) Pre-start clearance monitoring must be conducted during periods
of visibility sufficient for the lead PSO to determine that the
shutdown zones are clear of marine mammals. Pile driving may commence
following 30 minutes of observation when the determination is made that
the shutdown zones are clear of marine mammals.
(8) If a marine mammal is observed entering or within the shutdown
zones, pile driving activity must be delayed or halted.
(9) If pile driving is delayed or halted due to the presence of a
marine mammal, the activity may not commence or resume until either the
animal has voluntarily exited and been visually confirmed beyond the
shutdown zone or 15 minutes have passed without re-detection of the
animal.
(10) Pile driving activity must be halted upon observation of
either a species for which incidental take is not authorized or a
species for which incidental take has been authorized but the
authorized number of takes has been met, entering or within the
harassment zone.
(11) The Navy must use soft start techniques when impact pile
driving. Soft start requires contractors to provide an initial set of
strikes at reduced energy, followed by a 30-second waiting period, then
two subsequent reduced-energy strike sets. A soft start must be
implemented at the start of each day's impact pile driving and at any
time following cessation of impact pile driving for a period of 30
minutes or longer.
Sec. 217.235 Requirements for monitoring and reporting.
(a) The Navy shall submit a Marine Mammal Monitoring Plan to NMFS
for approval in advance of construction. Marine mammal monitoring must
be conducted in accordance with the conditions in this section and the
NMFS-approved Marine Mammal Monitoring Plan.
(b) Monitoring must be conducted by qualified, NMFS-approved PSOs,
in accordance with the following conditions:
(1) PSOs must be independent of the activity contractor (e.g.,
employed by a subcontractor) and have no other assigned tasks during
monitoring periods;
(2) At least one PSO must have prior experience performing the
duties of an observer during construction activity pursuant to a NMFS-
issued incidental take authorization;
(3) Other observers may substitute other relevant experience,
education (i.e., degree in biological science or related field), or
training for prior experience performing the duties of an observer
during construction activity pursuant to a NMFS-issued incidental take
authorization;
(4) One observer must be designated as lead observer or monitoring
coordinator. The lead observer must have prior experience performing
the duties of a PSO during construction activity pursuant to a NMFS-
issued incidental take authorization;
(5) Observers must be approved by NMFS prior to beginning any
activity subject to any issued LOA;
(6) For all pile driving activities, a minimum of two observers
shall be stationed at the best vantage points practicable. One of these
observers must be positioned to monitor for marine mammals and
implement shutdown/delay procedures.
(7) The Navy shall monitor the harassment zones to the maximum
extent practicable and the entire shutdown zones. The Navy shall
monitor at least a portion of the Level B harassment zone on all pile
driving days.
(8) The Navy shall conduct hydroacoustic data collection in
accordance with an Acoustic Monitoring Plan that must be approved by
NMFS in advance of construction.
(9) The shutdown/monitoring zones may be modified with NMFS'
approval following NMFS' acceptance of an acoustic monitoring report.
(10) The Navy must submit a draft monitoring report to NMFS within
90 calendar days of the completion of each construction year. A draft
comprehensive five-year summary report must also be submitted to NMFS
within 90 days of the end of the Project. The reports must detail the
monitoring protocol and summarize the data recorded during monitoring.
Final annual reports and the final comprehensive report must be
prepared and submitted within 30 days following resolution of any NMFS
comments on the draft report. If no comments are received from NMFS
within 30 days of receipt of the draft report, the report must be
considered final. If comments are received, a final report addressing
NMFS comments must be submitted within 30 days after receipt of
comments. The reports must at minimum contain the informational
elements described below (as well as any additional information
described in the Marine Mammal Monitoring Plan), including:
(i) Dates and times (begin and end) of all marine mammal
monitoring;
(ii) Construction activities occurring during each daily
observation period, including the number and type of piles
[[Page 55214]]
that were driven or removed and by what method (i.e., impact or
vibratory), total duration of driving time for each pile (vibratory)
and number of strikes for each pile (impact);
(iii) PSO locations during marine mammal monitoring;
(iv) Environmental conditions during monitoring periods (at
beginning and end of PSO shift and whenever conditions change
significantly), including Beaufort sea state and any other relevant
weather conditions including cloud cover, fog, sun glare, and overall
visibility to the horizon, and estimated observable distance;
(v) Upon observation of a marine mammal, the following information:
(A) Name of PSO who sighted the animal(s) and PSO location and
activity at time of sighting;
(B) Time of sighting;
(C) Identification of the animal(s) (e.g., genus/species, lowest
possible taxonomic level, or unidentified), PSO confidence in
identification, and the composition of the group if there is a mix of
species;
(D) Distance and location of each observed marine mammal relative
to the pile being driven for each sighting;
(E) Estimated number of animals (min/max/best estimate);
(F) Estimated number of animals by cohort (adults, juveniles,
neonates, group composition, etc.);
(G) Animal's closest point of approach and estimated time spent
within the harassment zone;
(H) Description of any marine mammal behavioral observations (e.g.,
observed behaviors such as feeding or traveling), including an
assessment of behavioral responses thought to have resulted from the
activity (e.g., no response or changes in behavioral state such as
ceasing feeding, changing direction, flushing, or breaching);
(vii) Number of marine mammals detected within the harassment
zones, by species; and
(viii) Detailed information about implementation of any mitigation
(e.g., shutdown and delays), a description of specific actions that
ensued, and resulting changes in behavior of the animal(s), if any.
(11) The Holder must submit all PSO data electronically in a format
that can be queried such as a spreadsheet or database (i.e., digital
images of data sheets are not sufficient).
(12) The Navy must report hydroacoustic data collected as required
by a LOA issued under Sec. Sec. 216.106 of this chapter and 217.236
and as discussed in the Navy's Acoustic Monitoring Plan approved by
NMFS.
(13) In the event that personnel involved in the construction
activities discover an injured or dead marine mammal, the Navy shall
report the incident to the Office of Protected Resources (OPR), NMFS,
and to the Greater Atlantic Region New England/Mid-Atlantic Regional
Stranding Coordinator as soon as feasible. If the death or injury was
clearly caused by the specified activity, the Navy must immediately
cease the specified activities until NMFS is able to review the
circumstances of the incident and determine what, if any, additional
measures are appropriate to ensure compliance with the terms of the
authorization. The Navy must not resume their activities until notified
by NMFS. The report must include the following information:
(i) Time, date, and location (latitude/longitude) of the first
discovery (and updated location information if known and applicable);
(ii) Species identification (if known) or description of the
animal(s) involved;
(iii) Condition of the animal(s) (including carcass condition if
the animal is dead);
(iv) Observed behaviors of the animal(s), if alive;
(v) If available, photographs or video footage of the animal(s);
and
(vi) General circumstances under which the animal was discovered.
Sec. 217.236 Letters of Authorization.
(a) To incidentally take marine mammals pursuant to these
regulations, the Navy must apply for and obtain an LOA.
(b) An LOA, unless suspended or revoked, may be effective for a
period of time not to exceed the expiration date of these regulations.
(c) If an LOA expires prior to the expiration date of these
regulations, the Navy may apply for and obtain a renewal of the LOA.
(d) In the event of projected changes to the activity or to
mitigation and monitoring measures required by an LOA, the Navy must
apply for and obtain a modification of the LOA as described in Sec.
217.236.
(e) The LOA must set forth the following information:
(1) Permissible methods of incidental taking;
(2) Means of effecting the least practicable adverse impact (i.e.,
mitigation) on the species, its habitat, and on the availability of the
species for subsistence uses; and
(3) Requirements for monitoring and reporting.
(f) Issuance of the LOA must be based on a determination that the
level of taking must be consistent with the findings made for the total
taking allowable under these regulations.
(g) Notice of issuance or denial of an LOA must be published in the
Federal Register within 30 days of a determination.
Sec. 217.237 Renewals and modifications of Letters of Authorization.
(a) An LOA issued under Sec. Sec. 216.106 of this chapter and
217.236 for the activity identified in Sec. 217.230(a) may be renewed
or modified upon request by the applicant, provided that:
(1) The proposed specified activity and mitigation, monitoring, and
reporting measures, as well as the anticipated impacts, are the same as
those described and analyzed for these regulations; and
(2) NMFS determines that the mitigation, monitoring, and reporting
measures required by the previous LOA under these regulations were
implemented.
(b) For LOA modification or renewal requests by the applicant that
include changes to the activity or the mitigation, monitoring, or
reporting that do not change the findings made for the regulations or
result in no more than a minor change in the total estimated number of
takes (or distribution by species or years), NMFS may publish a notice
of proposed LOA in the Federal Register, including the associated
analysis of the change, and solicit public comment before issuing the
LOA.
(c) A LOA issued under Sec. Sec. 216.106 of this chapter and
217.236 for the activity identified in Sec. 217.230(a) may be modified
by NMFS under the following circumstances:
(1) NMFS may modify (including augment) the existing mitigation,
monitoring, or reporting measures (after consulting with Navy regarding
the practicability of the modifications) if doing so creates a
reasonable likelihood of more effectively accomplishing the goals of
the mitigation and monitoring set forth in the preamble for these
regulations;
(i) Possible sources of data that could contribute to the decision
to modify the mitigation, monitoring, or reporting measures in a LOA:
(A) Results from Navy's monitoring from previous years;
(B) Results from other marine mammal and/or sound research or
studies; and
(C) Any information that reveals marine mammals may have been taken
in a manner, extent or number not authorized by these regulations or
subsequent LOAs; and
(ii) If, through adaptive management, the modifications to the
mitigation, monitoring, or reporting measures are substantial, NMFS
must publish a
[[Page 55215]]
notice of proposed LOA in the Federal Register and solicit public
comment;
(2) If NMFS determines that an emergency exists that poses a
significant risk to the well-being of the species or stocks of marine
mammals specified in a LOA issued pursuant to Sec. 216.106 of this
chapter and Sec. 217.236, a LOA may be modified without prior notice
or opportunity for public comment. Notification would be published in
the Federal Register within 30 days of the action.
Sec. Sec. 217.238-217.239 [Reserved]
[FR Doc. 2024-14162 Filed 7-2-24; 8:45 am]
BILLING CODE 3510-22-P