Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to the SouthCoast Wind Project Offshore Massachusetts, 53708-53820 [2024-13770]
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53708
Federal Register / Vol. 89, No. 124 / Thursday, June 27, 2024 / Proposed Rules
www.regulations.gov and type NOAA–
NMFS–2024–0074 in the Rulemaking
National Oceanic and Atmospheric
Search box. Click on the ‘‘Comment’’
Administration
icon, complete the required fields, and
enter or attach your comments.
50 CFR Part 217
Instructions: Comments sent by any
other method, to any other address or
[Docket No. 240605–0153]
individual, or received after the end of
RIN 0648–BM11
the comment period, may not be
considered by NMFS. All comments
Takes of Marine Mammals Incidental to received are a part of the public record
Specified Activities; Taking Marine
and will generally be posted for public
Mammals Incidental to the SouthCoast viewing on https://www.regulations.gov
Wind Project Offshore Massachusetts
without change. All personal identifying
information (e.g., name, address),
AGENCY: National Marine Fisheries
confidential business information, or
Service (NMFS), National Oceanic and
otherwise sensitive information
Atmospheric Administration (NOAA),
submitted voluntarily by the sender will
Commerce.
be publicly accessible. NMFS will
ACTION: Proposed rule; proposed letter
accept anonymous comments (enter ‘‘N/
of authorization; request for comments.
A’’ in the required fields if you wish to
SUMMARY: NMFS received a request from remain anonymous).
SouthCoast Wind Energy LLC
A copy of SouthCoast’s Incidental
(SouthCoast) (formerly Mayflower Wind Take Authorization (ITA) application
Energy LLC), for Incidental Take
and supporting documents, as well as a
Regulations (ITR) and an associated
list of the references cited in this
Letter of Authorization (LOA) pursuant
document, may be obtained online at:
to the Marine Mammal Protection Act
https://www.fisheries.noaa.gov/
(MMPA). The requested regulations
national/marine-mammal-protection/
would govern the authorization of take,
incidental-take-authorizations-otherby Level A harassment and Level B
energy-activities-renewable. In case of
harassment, of small numbers of marine problems accessing these documents,
mammals over the course of five years
please call the contact listed below (see
(2027–2032) incidental to construction
FOR FURTHER INFORMATION CONTACT).
of the SouthCoast Wind Project
FOR FURTHER INFORMATION CONTACT:
(SouthCoast Project) offshore of
Carter Esch, Office of Protected
Massachusetts within the Bureau of
Resources, NMFS, (301) 427–8401.
Ocean Energy Management (BOEM)
SUPPLEMENTARY INFORMATION:
Commercial Lease of Submerged Lands
Purpose and Need for Regulatory
for Renewable Energy Development on
the Outer Continental Shelf (OCS) Lease Action
Area OCS–A 0521 (Lease Area) and
This proposed rule, if promulgated,
associated Export Cable Corridors
would provide a framework under the
(ECCs). Specified activities expected to
authority of the MMPA (16 U.S.C. 1361
result in incidental take are pile driving et seq.) to allow for the authorization of
(impact and vibratory), unexploded
take of marine mammals incidental to
ordnance or munitions and explosives
construction of the SouthCoast Project
of concern (UXO/MEC) detonation, and
within the Lease Area and along ECCs
site assessment surveys using highto landfall locations in Massachusetts.
resolution geophysical (HRG)
NMFS received a request from
equipment. NMFS requests comments
SouthCoast for 5-year regulations and a
on this proposed rule. NMFS will
LOA that would authorize take of
consider public comments prior to
individuals of 16 species of marine
making any final decision on the
mammals by harassment only (4 species
promulgation of the requested ITR and
by Level A harassment and Level B
issuance of the LOA; agency responses
harassment and 12 species by Level B
to public comments will be summarized harassment only) incidental to
in the final rule. The regulations, if
SouthCoast’s construction activities. No
promulgated, would be effective April 1, mortality or serious injury is anticipated
2027 through March 31, 2032.
or proposed for authorization. Please see
DATES: Comments and information must the Legal Authority for the Proposed
be received no later than July 29, 2024.
Action section below for relevant
ADDRESSES: A plain language summary
definitions.
of this proposed rule is available at
Legal Authority for the Proposed Action
https://www.regulations.gov/docket/
The MMPA prohibits the ‘‘take’’ of
NOAA–NMFS–2024–0074. Submit all
marine mammals, with certain
electronic public comments via the
exceptions. Sections 101(a)(5)(A) and
Federal e- Portal. Visit https://
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DEPARTMENT OF COMMERCE
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(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made, regulations are promulgated,
and public notice and an opportunity
for public comment are provided.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). If such findings are made,
NMFS must prescribe the permissible
methods of taking; other ‘‘means of
effecting the least practicable adverse
impact’’ on the affected species or
stocks and their habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance, and on the availability of
the species or stocks for taking for
certain subsistence uses (referred to as
‘‘mitigation’’); and requirements
pertaining to the monitoring and
reporting of such takings.
As noted above, no serious injury or
mortality is anticipated or proposed for
authorization in this proposed rule.
Relevant definitions of MMPA statutory
and regulatory terms are included
below:
• U.S. Citizen—individual U.S.
citizens or any corporation or similar
entity if it is organized under the laws
of the United States or any
governmental unit defined in 16 U.S.C.
1362(13); 50 CFR 216.103);
• Take—to harass, hunt, capture, or
kill, or attempt to harass, hunt, capture,
or kill any marine mammal (16 U.S.C.
1362(13); 50 CFR 216.3);
• Incidental harassment, Incidental
taking, and incidental, but not
intentional, taking—an accidental
taking. This does not mean that the
taking is unexpected, but rather it
includes those takings that are
infrequent, unavoidable or accidental
(50 CFR 216.103);
• Serious Injury—any injury that will
likely result in mortality (50 CFR 216.3);
• Level A harassment—any act of
pursuit, torment, or annoyance which
has the potential to injure a marine
mammal or marine mammal stock in the
wild (16 U.S.C. 1362(18); 50 CFR 216.3);
and
• Level B harassment—any act of
pursuit, torment, or annoyance which
has the potential to disturb a marine
mammal or marine mammal stock in the
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wild by causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering (16 U.S.C.
1362(18); 50 CFR 216.3).
Summary of Major Provisions Within
the Proposed Rule
The major provisions of this proposed
rule are:
• Allowing NMFS to authorize, under
a LOA, the take of small numbers of
marine mammals by Level A harassment
and/or Level B harassment incidental to
the SouthCoast Project and prohibiting
take of such species or stocks in any
manner not permitted (e.g., mortality or
serious injury);
• Establishing a seasonal moratorium
on foundation installation within 20
kilometers (km) (12.4 miles (mi)) of the
30-m isobath on the western side of
Nantucket Shoals which, for purposes of
this proposed rule, is hereafter referred
to as the North Atlantic Right Whale
Enhanced Mitigation Area (NARW
EMA), from October 16–May 31,
annually;
• Establishing a seasonal moratorium
on foundation installation throughout
the rest of the Lease Area January 1–
May 15 and a restriction on foundation
pile driving in December unless
Southcoast requests and NMFS
approves piling driving in December,
which would require SouthCoast to
implement enhanced mitigation and
monitoring to minimize impacts to
North Atlantic right whales (Eubalaena
glacialis);
• Establishing enhanced North
Atlantic right whale monitoring,
clearance, and shutdown procedures
SouthCoast must implement in the
NARW EMA August 1–October 15, and
throughout the rest of the Lease Area
May 16–31 and December 1–31;
• Establishing a seasonal moratorium
on the detonation of unexploded
ordnance or munitions and explosives
of concern (UXO/MEC) December 1–
April 30 to minimize impacts to North
Atlantic right whales;
• Requirements for UXO/MEC
detonations to only occur if all other
means of removal are exhausted (i.e., As
Low As Reasonably Practicable
(ALARP) risk mitigation procedure) and
conducting UXO/MEC detonations
during daylight hours only and limiting
detonations to 1 per 24 hour period;
• Conducting both visual and passive
acoustic monitoring (PAM) by trained,
NMFS-approved Protected Species
Observers (PSOs) and PAM operators
before, during, and after select in-water
construction activities;
• Requiring training for all
SouthCoast Project personnel to ensure
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marine mammal protocols and
procedures are understood;
• Establishing clearance and
shutdown zones for all in-water
construction activities to prevent or
reduce the risk of Level A harassment
and to minimize the risk of Level B
harassment, including a delay or
shutdown of foundation impact pile
driving and delay to UXO/MEC
detonation if a North Atlantic right
whale is observed at any distance by
PSOs or acoustically detected within
certain distances;
• Establishing minimum visibility
and PAM monitoring zones during
foundation impact pile driving and
detonations of UXO/MECs;
• Requiring use of a double bubble
curtain during all foundation pile
driving installation activities and UXO/
MEC detonations to reduce noise levels
to those modeled assuming a broadband
10 decibel (dB) attenuation;
• Requiring sound field verification
(SFV) monitoring during pile driving of
foundation piles and during UXO/MEC
detonations to measure in situ noise
levels for comparison against the
modeled results and ensure noise levels
assuming 10 dB attenuation are not
exceeded;
• Requiring SFV during the
operational phase of the SouthCoast
Project;
• Implementing soft-starts during pile
driving and ramp-up during the use of
high-resolution geophysical (HRG)
marine site characterization survey
equipment;
• Requiring various vessel strike
avoidance measures;
• Requiring various measures during
fisheries monitoring surveys, such as
immediately removing gear from the
water if marine mammals are
considered at-risk of interacting with
gear;
• Requiring regular and situational
reporting, including, but not limited to,
information regarding activities
occurring, marine mammal observations
and acoustic detections, and sound field
verification monitoring results; and
• Requiring monitoring of the North
Atlantic right whale sighting networks,
Channel 16, and PAM data as well as
reporting any sightings to NMFS.
Through adaptive management,
NMFS Office of Protected Resources
may modify (e.g., remove, revise, or add
to) the existing mitigation, monitoring,
or reporting measures summarized
above and required by the LOA.
NMFS must withdraw or suspend an
LOA issued under these regulations,
after notice and opportunity for public
comment, if it finds the methods of
taking or the mitigation, monitoring, or
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reporting measures are not being
substantially complied with (16 U.S.C.
1371(a)(5)(B); 50 CFR 216.106(e)).
Additionally, failure to comply with the
requirements of the LOA may result in
civil monetary penalties and knowing
violations may result in criminal
penalties (16 U.S.C. 1375; 50 CFR
216.106(g)).
National Environmental Policy Act
(NEPA)
On February 15, 2021, SouthCoast
submitted a Construction and
Operations Plan (COP) to BOEM for
approval to construct and operate the
SouthCoast Project, which has been
updated several times since, as recently
as September 2023. On November 1,
2021, BOEM published in the Federal
Register a Notice of Intent (NOI) to
prepare an Environmental Impact
Statement (EIS) for the COP (86 FR
60270). On February 17, 2023, BOEM
published and made its SouthCoast
Draft Environmental Impact Statement
(DEIS) for Commercial Wind Lease
OCS–A 0521 available for public
comment for 45 days, February 17, 2023
to April 3, 2023 (88 FR 10377). On April
4, 2023, BOEM extended the public
comment period by 15 days through
April 18, 2023 (88 FR 19986).
Additionally, BOEM held three virtual
public hearings on March 20, March 22,
and March 27, 2023.
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must evaluate the
potential impacts on the human
environment of the proposed action
(i.e., promulgating the regulations and
subsequently issuing a 5-year LOA to
SouthCoast) and alternatives to that
action. Accordingly, NMFS is a
cooperating agency on BOEM’s
Environmental Impact Statement (EIS)
and proposes to adopt the EIS, provided
our independent evaluation of the
document finds that it includes
adequate information analyzing the
effects on the human environment of
promulgating the proposed regulations
and issuing the LOA.
Information in the SouthCoast ITA
application, this proposed rule, and the
BOEM EIS mentioned above collectively
provide the environmental information
related to proposed promulgation of
these regulations and associated LOA
for public review and comment. NMFS
will review all comments submitted in
response to this proposed rulemaking
prior to concluding the NEPA process or
making a final decision on the request
for an ITA.
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Fixing America’s Surface
Transportation Act (FAST–41)
The SouthCoast Project is covered
under Title 41 of the Fixing America’s
Surface Transportation Act, or ‘‘FAST–
41.’’ FAST–41 includes a suite of
provisions designed to expedite the
environmental review for covered
infrastructure projects, including
enhanced interagency coordination as
well as milestone tracking on the
public-facing Permitting Dashboard.
FAST–41 also places a 2-year
limitations period on any judicial claim
that challenges the validity of a Federal
agency decision to issue or deny an
authorization for a FAST–41 covered
project. 42 U.S.C. 4370m–6(a)(1)(A).
SouthCoast’s proposed project is
listed on the Permitting Dashboard,
where milestones and schedules related
to the environmental review and
permitting for the project can be found:
https://www.permits.performance.gov/
permitting-project/southcoast-windenergy-llc-southcoast-wind.
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Summary of Request
On March 18, 2022, Mayflower Wind
Energy LLC (Mayflower Wind)
submitted a request for the
promulgation of regulations and
issuance of an associated 5-year LOA to
take marine mammals incidental to
construction activities associated with
the Mayflower Wind Project offshore of
Massachusetts in the Lease Area OCS–
A–0521. On February 1, 2023,
Mayflower Wind notified NMFS that it
changed its company name and project
name to SouthCoast Wind Energy LLC
and SouthCoast Wind Project,
respectively. SouthCoast’s request is for
the incidental, but not intentional,
taking of a small number of 16 marine
mammal species (comprising 16 stocks)
by Level B harassment (for all 16 species
or stocks) and by Level A harassment
(for four species or stocks). No serious
injury or mortality is expected to result
from the specified activities, nor is any
proposed for authorization.
In response to our questions and
comments and following extensive
information exchange between
SouthCoast and NMFS, SouthCoast
submitted revised applications on April
23, June 24, and August 16, 2022, and
a final revised application on September
14, 2022, which NMFS deemed
adequate and complete on September
19, 2022. On October 17, 2022, NMFS
published a notice of receipt (NOR) of
SouthCoast’s adequate and complete
application in the Federal Register (87
FR 62793), requesting comments and
soliciting information related to
SouthCoast’s request during a 30-day
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public comment period. During the
NOR public comment period, NMFS
received comment letters from one
member of the public, Seafreeze, Ltd,
and two environmental nongovernmental organizations:
Conservation Law Foundation and
Oceana. NMFS has reviewed all
submitted material and has taken the
material into consideration during the
drafting of this proposed rule.
Following publication of the NOR (87
FR 62793, October 17, 2022), NMFS
further assessed potential impacts of
SouthCoast’s proposed activities on
North Atlantic right whales that utilize
foraging habitat within and near the
Lease Area and consulted with
SouthCoast to develop enhanced
mitigation and monitoring measures
that would reduce the likelihood of
these potential impacts. On March 15,
2024, following extensive information
exchange, SouthCoast submitted a North
Atlantic Right Whale Enhanced
Mitigation Plan and Monitoring Plan
and revised application on March 15,
2024, which NMFS accepted on March
19, 2024.
NMFS previously issued two
Incidental Harassment Authorizations
(IHAs) to Mayflower Wind and one IHA
to SouthCoast Wind authorizing the
taking of marine mammals incidental to
marine site characterization surveys
(using HRG equipment) of SouthCoast’s
Lease Area (OCS–A 0521) (see 85 FR
45578, July 29, 2020; 86 FR 38033, July
19, 2021; 88 FR 31678, May 18, 2023).
To date, SouthCoast has complied with
all IHA requirements (e.g., mitigation,
monitoring, and reporting). Information
regarding SouthCoast’s monitoring
results, which were utilized in take
estimation, may be found in the
Estimated Take section, and the full
monitoring reports can be found on
NMFS’ website: https://www.fisheries.
noaa.gov/national/marine-mammalprotection/incidental-takeauthorizations-other-energy-activitiesrenewable.
On August 1, 2022, NMFS announced
proposed changes to the existing North
Atlantic right whale vessel speed
regulations to further reduce the
likelihood of mortalities and serious
injuries to endangered right whales from
vessel collisions, which are a leading
cause of the species’ decline and a
primary factor in an ongoing Unusual
Mortality Event (87 FR 46921). Should
a final vessel speed rule be promulgated
and become effective during the
effective period of these proposed
regulations (or any other MMPA
incidental take authorization), the
authorization holder would be required
to comply with any and all applicable
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requirements contained within such
final vessel speed rule. Specifically,
where measures in any final vessel
speed rule are more protective or
restrictive than those in this or any
other MMPA authorization,
authorization holders would be required
to comply with the requirements of such
rule. Alternatively, where measures in
this or any other MMPA authorization
are more restrictive or protective than
those in any final vessel speed rule, the
measures in the MMPA authorization
would remain in place. The
responsibility to comply with the
applicable requirements of any vessel
speed rule would become effective
immediately upon the effective date of
any final vessel speed rule and, when
notice is published of the effective date,
NMFS would also notify SouthCoast if
the measures in such speed rule were to
supercede any of the measures in the
MMPA authorization.
Description of the Specified Activities
Overview
SouthCoast has proposed to construct
and operate an up to 2,400 megawatt
(MW) offshore wind energy facility
(SouthCoast Project) in state and Federal
waters in the Atlantic Ocean in Lease
Area OCS–A–0521. This lease area is
located within the Massachusetts Wind
Energy Area (MA WEA), 26 nautical
miles (nm, 48 km) south of Martha’s
Vineyard and 20 nm (37 km) south of
Nantucket, Massachusetts. Development
of the offshore wind energy facility
would be divided into two projects,
each of which would be developed in
separate years. Project 1 and Project 2
would occupy the northeastern and
southwestern halves (approximately) of
the Lease Area, respectively. Each
Project would have the potential to
generate approximately 1,200 MW of
renewable energy. Once operational,
SouthCoast would allow the State of
Massachusetts to advance Federal and
State offshore wind targets as well as
reduce greenhouse gas emissions,
increase grid reliability, and support
economic development and growth in
the region.
The SouthCoast Project would consist
of several different types of permanent
offshore infrastructure: wind turbine
generators (WTGs), offshore substation
platforms (OSPs), associated WTG and
OSP foundations, inter-array and ECCs,
and offshore cabling. Onshore
substation and converter stations,
onshore interconnection routes, and
operations and maintenance (O&M)
facilities are also planned. There are 149
positions in OSP foundations (totaling
no more than 149) would be installed.
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The number of WTG foundations
installed would vary by project.
SouthCoast has not yet determined the
exact number of OSPs necessary to
support each project, but the total across
projects would not exceed five. Project
1 would include up to 85 WTG
foundations, and Project 2 would
include up to 73 WTG foundations for
a maximum of 147 WTG foundations for
both Project 1 and Project 2. Project 1
foundations would be installed in two
distinct areas. Subject to extensive
mitigation, including extended seasonal
restrictions and monitoring, SouthCoast
would install up to 54 foundations
within the NARW EMA, defined as the
northeastern portion of the lease area
within 20 km (9.3 mi) of the 30-m (98.4
ft) isobath along the western side of
Nantucket Shoals (see Figure 2 in the
Specified Geographical Area section for
more detail). The remaining foundations
for Project 1 (out of a maximum of 85)
would be installed in positions
immediately southwest of the NARW
EMA.
SouthCoast is considering three
foundation types for WTGs and OSPs:
monopile, piled jacket, and suctionbucket jacket. SouthCoast would install
up to two different foundation types for
WTGs (i.e., piled jacket and monopiles),
and potentially a third concept for OSPs
(e.g., suction bucket jacket). However,
due to economic and technical
infeasibility, suction-bucket jackets are
no longer under consideration for
Project 1. Geotechnical investigations at
Project 2 foundation locations are
ongoing, and SouthCoast will need to
assess the data to determine whether it
would be feasible to install suctionbucket jacket foundations, rather than
monopile or jacket foundations.
However, due to predicted installation
complexities, this is not the preferred
foundation type. If suction bucket
foundations are selected for Project 2,
pile driving would not be necessary.
SouthCoast is considering multiple
installation scenarios for each project,
which differ by foundation type and
number, and installation method. For
Project 1, SouthCoast plans to install
either all monopile WTG (Project 1,
Scenario 1; P1S1: 71 WTGs) or pin-piled
jacket (Project 1, Scenario 2; P1S2: 85
WTGs) foundations by impact pile
driving only. For Project 2, unless
suction bucket jackets are selected as
the preferred type, foundation
installation would also include either
all monopile or all piled jacket WTG
foundations, which would be installed
using impact pile driving only (Project
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2, Scenario 1; P2S1: 68 WTGs) or a
combination of vibratory and impact
(Project 2, Scenario 2; P2S2, 73 WTGs;
Project 2 Scenario 3; P2S3 62 WTGs)
pile driving. Each WTG and OSP would
be supported by a single foundation.
OSP monopile or piled jacket
foundations would be installed using
only impact pile driving. SouthCoast is
considering three OSP designs:
modular, integrated, and DC-converter.
Should they elect to install piled jacket
foundations to support OSPs, the
number of jacket legs and pin piles
would vary depending on the OSP
design. SouthCoast currently identifies
installation of one DC-converter OSP
per project, each supported by a piled
jacket foundation, as the most realistic
scenario.
Inter-array cables will transmit
electricity from the WTGs to the OSP.
Export cables would transmit electricity
from each OSP to a landfall site. All
offshore cables will connect to onshore
export cables, substations, and grid
connections, which would be located at
landfall locations. SouthCoast is
proposing to develop one preferred ECC
for both Project 1 and Project 2, making
landfall and interconnecting to the ISO
New England Inc. (ISO–NE) grid at
Brayton Point, in Somerset,
Massachusetts (i.e., the Brayton Point
Export Cable Corridor (Brayton Point
ECC)). For Project 2, SouthCoast is
proposing an alternative export cable
corridor which, if utilized, would make
landfall and interconnect to the ISO–NE
grid in the town of Falmouth, MA (the
Falmouth ECC) in the event that
technical, logistical, grid
interconnection, or other unforeseen
challenges arise during the design and
engineering phase that prevent Project 2
from making interconnection at Brayton
Point.
Specified activities would also
include temporary installation of up to
four nearshore gravity-based structures
(e.g., gravity cell or gravity-based
cofferdam) and/or dredged exit pits to
connect the offshore export cables to
onshore facilities; vessel-based site
characterization and assessment surveys
using high-resolution geophysical active
acoustic sources with frequencies of less
than 180 kilohertz (kHz) (HRG surveys);
detonation of up to 10 unexploded
ordnances or Munitions and Explosives
of Concern (UXO/MEC) of different
charge weights; several types of fishery
and ecological monitoring surveys; site
preparation work (e.g., boulder
removal); the placement of scour
protected; trenching, laying, and burial
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activities associated with the
installation of the export cable from
OSPs to shore-based switching and
substations and inter-array cables
between turbines; transit within the
Lease Area and between ports and the
Lease Area to transport crew, supplies,
and materials to support pile
installation via vessels; and WTG
operation.
Based on the current project schedule,
SouthCoast anticipates WTGs would
become operational for Project 1
beginning in approximately Q2 2029
and Project 2 by Q4 2031, after
installation is completed and all
necessary components, such as array
cables, OSPs, ECCs, and onshore
substations are installed. Turbines
would be commissioned individually by
personnel on location, so the number of
commissioning teams would dictate
how quickly turbines would become
operational. SouthCoast expects that all
turbines will be commissioned by Q4
2031.
Marine mammals exposed to elevated
noise levels during impact and vibratory
pile driving during foundation
installation, detonations of UXO/MECs,
or HRG surveys may be taken by Level
A harassment and/or Level B
harassment depending on the specified
activity. No serious injury or mortality
is anticipated or proposed for
authorization.
Dates and Duration
The specified activities would occur
over approximately 6 years, starting in
the fourth quarter of 2026 and
continuing through the end of 2031.
SouthCoast anticipates that the
specified activities with the potential to
result in take by harassment of marine
mammals would begin in the second
quarter of 2027 and occur throughout all
5 years of the proposed regulations
which, if issued, would be effective
from April 1, 2027–March 31, 2032.
The general schedule provided in
table 1 includes all of the major project
components, including those that may
result in harassment of marine
mammals (i.e., foundation installation,
HRG surveys, and UXO/MEC
detonation) and those that are not
expected to do so (shown in italics).
Projects 1 and 2 will be developed in
separate years, which may not be
consecutive. To allow flexibility in the
final design and during the construction
period, SouthCoast has not identified
specific years in which each Project
would be installed.
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Federal Register / Vol. 89, No. 124 / Thursday, June 27, 2024 / Proposed Rules
TABLE 1—ESTIMATED ACTIVITY SCHEDULE TO CONSTRUCT AND OPERATE THE SOUTHCOAST PROJECT
Specified activity
Estimated schedule
HRG Surveys .....................................................
Q2 2027–Q3 2031 ...........................................
Scour Protection Pre- or Post-Installation .........
WTG and OSP Foundation Installation, Project
1.
WTG and OSP Foundation Installation, Project
2.
Horizontal Directional Drilling at Cable Landfall
Sites.
UXO/MEC Detonations ......................................
Q1 2027–Q3 2029 ...........................................
Q2–Q4 2028 or Q2–Q4 20291 2 ......................
Any time of the year, up to 112.5 days per
year during construction of Project 1 and
Project 2, and up to 75 days per year during non-construction years.
Any time of the year.
Approximately 6 months.
Q2–Q4 2030 1 2 3 ..............................................
Approximately 6 months.
Project 1 Q4 2026–Q1 2027 ............................
Project 2 Q4 2029–Q1 2030
Q2–Q4 2028, 2029, and 2030 4 .......................
Approximately 6 months per project.
Inter-array Cable Installation ..............................
Project 1: 2028–2029 .......................................
Project 2: 2029–2030
Project 1: 2027–2029 .......................................
Project 2: 2029–2030
Before, during, and after construction of
Projects 1 and 2.
Export Cable Installation and Termination ........
Fishery Monitoring Surveys ...............................
Turbine Installation and Operation ....................
Activity timing
Up to 5 days for Project 1 and up to 5 days
for Project 2. No more than 10 days total.
Project 1: up to 16 months.
Project 2: up to 12 months.
Project 1: up to 30 months.
Project 2: up to 12 months.
Any time of year.
Initial turbines operational 2030, all turbines operational by 2032.
1 SouthCoast does not currently know in which of these years Project 1 and Project 2 construction would occur but estimates that each Project
would be completed in a single year (2 years total).
2 NMFS is proposing seasonal restriction mitigation measures that would limit pile driving to June 1 through October 15 in the NARW EMA and
May 16 through December 31 in the rest of the Lease Area (although proposing requiring NMFS’ prior approval to install foundations in December).
3 Should SouthCoast decide to install suction bucket foundations for Project 2, installation would occur Q2 2030–Q2 2031. This activity would
not be seasonally restricted because installation of this foundation type does not require pile driving.
4 NMFS is proposing seasonal restriction mitigation measures UXO/MEC detonations from December 1 through April 30.
5 Activities in italics are not expected to result in incidental take of marine mammals.
Specific Geographical Region
lotter on DSK11XQN23PROD with PROPOSALS2
Most of SouthCoast’s specified
activities would occur in the Northeast
U.S. Continental Shelf Large Marine
Ecosystem (NES LME), an area of
approximately 260,000 km2
(64,247,399.2 acres), spanning from
Cape Hatteras in the south to the Gulf
of Maine in the north. More specifically,
the Lease Area and ECC would be
located within the Mid-Atlantic Bight
subarea of the NES LME, which extends
between Cape Hatteras, North Carolina,
and Martha’s Vineyard, Massachusetts,
and eastward into the Atlantic to the
100-m (328.1 ft) isobath.
The Lease Area and ECCs are located
within the Southern New England (SNE)
sub-region of the Northeast U.S. Shelf
Ecosystem, at the northernmost end of
the Mid-Atlantic Bight (MAB), which is
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distinct from other regions based on
differences in productivity, species
assemblages and structure, and habitat
features (Cook and Auster, 2007).
Weather-driven surface currents, tidal
mixing, and estuarine outflow all
contribute to driving water movement
through the area (Kaplan, 2011), which
is subjected to highly seasonal variation
in temperature, stratification, and
productivity. The Lease Area, OCS–A
0521, is part of the Massachusetts Wind
Energy Area (MA WEA) (3,007 square
kilometers (km2) (742,974 acres))
(Figure 1). Within the MA WEA, the
Lease Area covers approximately 516
km2 (127, 388 acres) and is located
approximately 30 statute miles (mi) (26
nm; 48 km) south of Martha’s Vineyard,
Massachusetts, and approximately 23
mi (20 nm, 37 km) south of Nantucket,
Massachusetts. At its closest point to
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Fmt 4701
Sfmt 4702
land, the Lease Area is approximately
45 mi (39 nm, 72 km) south from the
mainland at Nobska Point in Falmouth,
Massachusetts.
During construction, the Project will
require support from temporary
construction laydown yard(s) and
construction port(s). The operational
phase of the Project will require support
from onshore O&M facilities. While a
final decision has not yet been made,
SouthCoast will likely use more than
one marshalling port for the SouthCoast
Project. The following ports are under
consideration: New Bedford, MA; Fall
River, MA; South Quay, RI; Salem
Harbor, MA; Port of New London, CT;
Port of Charleston, SC; Port of
Davisville, RI; Sparrows Point Port,
Maryland; and Sheet Harbor, Canada.
BILLING CODE 3510–22–P
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27JNP2
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PO 00000
Frm 00007
Fmt 4701
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Figure 1 - SouthCoast Project Location
27JNP2
53713
Point in Somerset, Massachusetts.
Within the Falmouth export cable
corridor, up to five submarine offshore
export cables, including up to four
power cables and up to one dedicated
communications cable, would be
installed from one or more OSPs within
the Lease Area and run through
Muskeget Channel into Nantucket
Sound in Massachusetts state waters to
E:\FR\FM\27JNP2.SGM
up to two dedicated communications
cables, would be installed from one or
more OSPs within the lease area in
Federal waters and run through the
Sakonnet River, make intermediate
landfall on Aquidneck Island in
Portsmouth, Rhode Island, which
includes an underground onshore
export cable route, and then into Mount
Hope Bay to make landfall at Brayton
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20:34 Jun 26, 2024
The Brayton Point ECC and the
Falmouth ECC would traverse Federal
and state territorial waters of
Massachusetts and Rhode Island,
making landfall at Brayton Point in
Somerset, Massachusetts or at
Falmouth, Massachusetts, respectively.
Within the Brayton Point ECC, up to six
submarine offshore export cables,
including up to four power cables and
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EP27JN24.000
~
-
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Federal Register / Vol. 89, No. 124 / Thursday, June 27, 2024 / Proposed Rules
lotter on DSK11XQN23PROD with PROPOSALS2
make landfall in Falmouth,
Massachusetts.
As described in further detail below,
SouthCoast proposed mitigation and
monitoring measures that would apply
throughout the Lease Area, as well as
VerDate Sep<11>2014
20:34 Jun 26, 2024
Jkt 262001
enhanced measures applicable to a
portion of the Lease Area that overlaps
with the NARW EMA. The 30-m (98.4
ft)) isobath represents bathymetry
defining the edge of Nantucket Shoals
and corresponds with the predicted
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Fmt 4701
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location of tidal mixing fronts in this
region (Simpson and Hunter, 1974;
Wilkin, 2006) and observations of high
productivity and North Atlantic right
whale foraging (Leiter et al., 2017; White
et al., 2020).
E:\FR\FM\27JNP2.SGM
27JNP2
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BILLING CODE 3510–22–C
·70.250
.
4'
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Jkt 262001
..
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'"""·•
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Frm 00009
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'•,
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.
••
...
•••.
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••••
·····•""
..... -1
____,
________
:il
.._,_
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b=--···---··-····-- ••••--+-r·-~-
...,,
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•• ••
Legend:
I
~
"-. I WIG and osp Positions;
w~►•
• Project 1 foundations inside Enhanced Mitigation Area 1
o Project 1 foundations outside of Enhanced Mitigation Area
• Project 2 foundations
Spatial Features:
27JNP2
EP27JN24.001
~1-----------+---·----~
Coordinate System: WGS 84
Projection: Lat./long (Geodeti¢ alias)
0
10
20 km
• • • 30-m Isobath
20-km boundary from the 30-m isobath
Part of Lease Area that overlaps the Enhanced Mitigation Area
•
Nantucket Shoals
BOEM Offshore Wind Lease Areas
Figure 2 - Map of Foundation Locations in the SouthCoast Lease Area, Including Those in Project 1 (Black and White
Circles), Project 2 (Gray Circles), and Inside the NARW EMA (Black Circles).
53715
approximately 37.1 to 63.5 m (121.7–
208.3 ft). Of the 149 foundation
locations, 101 are located in waters
depths less than 54 m (177 ft) and the
remaining 48 are located in water
E:\FR\FM\27JNP2.SGM
feet (ft)), near the landfall sites, to
approximately 64 m at the deepest
location in the lease area. Water depths
in the lease area, in relation to Mean
Lower Low Water (MLLW), range from
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20:34 Jun 26, 2024
Water depths in the project area
(which includes the lease area, cable
corridors, vessel transit lanes and
ensonified area above NMFS thresholds)
span from less than 1 meter ((m); 3.28
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depths from 54–64 m (177–210 ft).
Water depths along the Brayton Point
and Falmouth ECCs range from 0–41.5
m (0–136.2 ft) MLLW. The cable landfall
construction areas would be
approximately 2.0–10.0 m (6.6–32.8 ft)
deep in Somerset and 5.0 to 8.0 m
(16.4–26.3 ft) deep in Falmouth.
Geological conditions in the project
area, including sediment composition,
are the result of glacial processes. The
pattern of sediment distribution in the
Mid-Atlantic Bight is relatively simple.
The continental shelf south of New
England is broad and flat, dominated by
fine-grained sediments. Sediment
composition is primarily dominated by
sand, but varies by location, comprising
various sand grain sizes sand to silt.
Seafloor conditions in the Lease Area
align with the findings at nearby
locations in the RI/MA and MA WEAs
showing little relief and low complexity
(i.e., mostly homogeneous) (section
6.6.1.6.1, SouthCoast Wind COP, 2024;
Epsilon, 2018). Data collected as part of
SouthCoast’s benthic surveys indicate
varying levels of surficial sediment
mobility throughout the Lease Area and
ECCs, evidenced by the ubiquitous
presence of bedforms (ripples), both
large and small. The deeper shelf waters
of the Lease Area and ECCs are
characterized by predominantly rippled
sand and soft bottoms. Where the
Falmouth ECC would enter Muskeget
Channel and Nantucket Sound, the
surface sediments become coarser sand
with gravel and hard bottoms. The
coarser sediments represent reworked
glacial materials. No large-scale seabed
topographic features or bedforms were
found within the Lease Area
(SouthCoast Wind COP, 2024). Moraine
deposits related to the formation of
Martha’s Vineyard and Nantucket Island
have resulted in boulder fields along
portions of both ECCs (Baldwin et al.,
2016; Oldale, 1980). The Brayton Point
ECC also crosses moraine features
represented by the Southwest Shoal off
Martha’s Vineyard and Browns Ledge
off the Elizabeth Island in Rhode Island
Sound (section 3.1, SouthCoast Wind
COP, 2024).
The species that inhabit the benthic
habitats of the Lease Area and OCS are
typically described as infaunal species,
those living in the sediments (e.g.,
polychaetes, amphipods, mollusks), and
epifaunal species, those living on the
seafloor surface (mobile, e.g., sea starts,
sand dollars, sand shrimp) or attached
to substrates (sessile organisms; e.g.,
barnacles, anemones, tunicates). These
organisms are important food sources
for several commercially important
northern groundfish species.
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The SouthCoast Lease Area is located
adjacent to Nantucket Shoals, a broad
shallow and sandy shelf that extends
southeast of Nantucket Island. Waters
from the Gulf of Maine, the Great South
Channel, and Nantucket Sound
converge in this area, creating a wellmixed water column throughout the
year (Limeburner and Beardsley, 1982).
The shoals area has an underwater
dunelike topography and strong tidal
currents (PCCS, 2005). Surface currents
become stronger during the spring and
summer as heating and stratification
increase (Brookes, 1992; PCCS, 2005).
Due to wind and tidal mixing, a
persistent tidal front occurs along the
western edge of Nantucket Shoals,
(Chen et al., 1994a; b). This frontal
region typically spans approximately
10–20 km (6.2–12.4 mi) (Potter and
Lough, 1987; Lough and Manning, 2001;
Ullman and Cornillon, 2001; White and
Veit, 2020), with its strength and crossisobath flow potentially influenced by
regional winds (Ullman and Cornillon,
2001). The estimated location of this
front varies from the 50-m (164-ft)
isobath to inshore of the 30-m (98.4-ft)
isobath (Ullman and Cornillon, 2001;
Wilkin, 2006).
The ecology of the Nantucket Shoals
region is unique in that it supports
recurring enhanced aggregations of
zooplankton that provide prey for North
Atlantic right whales and other species
migrating to the region to forage
(Quintana-Rizzo et al., 2021). The region
is characterized by complex
hydrodynamics and ecology. The
hydrodynamics of this region result
from processes at variable spatial scales
that extend from oceanic (Gulf Stream
warm core rings) to local (tidal mixing)
and timescales of seasonal
(stratification) to decadal (National
Academy of Sciences (NAS), 2023). The
physical oceanographic and bathymetric
features (i.e., shallow, well-lit, wellmixed) provide for year-round high
phytoplankton biomass. Strong tidal
currents create thorough mixing of the
water column, distributing nutrients,
which enhances and concentrates
productivity of phytoplankton and
zooplankton (PCCS, 2005; White et al.,
2020). High productivity in the area is
also stimulated by a local tidal pump
generated by the tidal dissipation
between Nantucket Sound and the
shoals so significantly that this tidal
pump creates one of the largest tidal
dispensation areas in New England
(Chen et al., 2018; Quintana-Rizzo et al.,
2021). Hydrographic features, such as
circulation patterns and tides, result in
the flow of zooplankton into area from
source regions outside, rather than
increased primary productivity due to
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upwelling (Kenney and Wishner, 1995;
PCCS, 2005). The persistent frontal zone
on the western side of Nantucket
Shoals, with an estimated location that
varies from the 50-m isobath to inshore
of the 30-m (98.4-ft) isobath (Ullman
and Cornillon, 2001; Wilkin, 2006),
aggregates zooplankton prey whose
distributions are dependent on
hydrodynamics and frontal features
(White et al., 2020). These aggregations
not only draw North Atlantic right
whales but also other marine vertebrates
that forage on the resulting dense prey
patches, such as schooling fish and sea
ducks and white-winged scooters
(Scales et al., 2014; White et al., 2020).
The frontal zone is also associated with
a wide diversity of mollusk, crustacean,
and echinoderm species, as well as surf
clams, quahogs, and ‘‘intense winter
aggregations’’ of Gammarid amphipods
(White et al., 2020).
Detailed Description of Specified
Activities
Below, we provide detailed
descriptions of SouthCoast’s specified
activities, explicitly noting those that
are anticipated to result in the take of
marine mammals and for which
incidental take authorization is
requested. Additionally, a brief
explanation is provided for those
activities that are not expected to result
in the take of marine mammals. For
more information beyond that provided
here, see SouthCoast’s ITA application.
WTG and OSP Foundation Installation
SouthCoast proposes to install a
maximum of 149 foundations composed
of a combination of up to 147 WTG and
up to 5 OSP foundations, conforming to
spacing on a 1 nm x 1 nm (1.9 km x 1.9
km) grid layout, oriented east-west and
north-south). SouthCoast would be
restricted from pile driving in the
NARW EMA from October 16 through
May 31 and January 1 through May 15
in the remainder of the Lease Area.
SouthCoast should avoid pile driving in
December (i.e., it should not be
planned), and it may only occur with
prior approval by NMFS and
implementation of enhanced mitigation
and monitoring measures. SouthCoast
must notify NMFS in writing by
September 1 of that year, indicating that
circumstances are expected to
necessitate pile driving in December.
Project 1 would include installation of
up to 86 foundations (85 WTG, 1 OSP),
including 54 foundations located within
the NARW EMA and up to 32
foundations immediately to the
southwest of the NARW EMA.
Foundation installation would begin in
the northeast portion of the Project 1
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area (Figure 2) no earlier than June 1,
2028, given NMFS’ proposed pile
driving seasonal restriction. By
installing foundations in this portion of
the Project 1 area first (beginning June
1), SouthCoast would begin conducting
work closest to Nantucket Shoals and
then progressing towards the southwest
and moving away from Nantucket
Shoals. SouthCoast would complete
foundation installations in the NARW
EMA by October 15, prior to when
North Atlantic right whale occurrence is
expected to begin increasing in eastern
southern New England (e.g., Davis et al.,
2024). The number of WTG foundations
available for Project 2 depends on the
final footprint for Project 1, but the
combined number for both projects
would not exceed 147. SouthCoast
would install Project 2 foundations in
the portion of the Lease Area southwest
of Project 1.
SouthCoast would install foundations
using impact pile driving only for
Project 1 and a combination of impact
and vibratory pile driving for Project 2.
Vibratory setting, a technique wherein
the pile is initially installed with a
vibratory hammer until an impact
hammer is needed, is particularly useful
when soft seabed sediments, such as
those previously described for
SouthCoast’s project area in the
Specified Geographic Region section,
are not sufficiently stiff to support the
weight of the pile during the initial
installation, increasing the risk of ‘pile
run’ (i.e., where a pile sinks rapidly
through seabed sediments). Piles subject
to pile run can be difficult to recover
and pose significant safety risks to the
personnel and equipment on the
construction vessel. The vibratory
hammer mitigates this risk by forming a
hard connection to the pile using
hydraulic clamps, thereby acting as a
lifting/handling tool as well as a
vibratory hammer. The tool is inserted
into the pile on the construction vessel
deck, and the connection made. The
pile is then lifted, upended, and
lowered into position on the seabed
using the vessel crane. After the pile is
lowered into position, vibratory pile
installation will commence, whereby
piles are driven into soil using a
longitudinal vibration motion. The
vibratory hammer installation method
can continue until the pile is inserted to
a depth that is sufficient to fully support
the structure, and then the impact
hammer can be positioned and operated
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to complete the pile installation. This
can be accomplished using a single
installation vessel equipped with both
hammer types or two separate vessels,
each equipped with either the vibratory
or impact hammer.
For each Project, SouthCoast expects
to install foundations within a 6-month
period each year for two years.
However, it is possible that foundation
installation could continue into a
second year for either Project,
depending on construction logistics and
local and environmental conditions that
may influence SouthCoast’s ability to
maintain the planned construction
schedule. Regardless of shifts in the
construction schedule, the seasonal
restrictions on pile driving would apply.
SouthCoast has proposed to initiate
pile driving any time of day or night.
Once construction begins, SouthCoast
would proceed as rapidly as possible
while implementing all required
mitigation and monitoring measures, to
reduce the total duration of
construction. NMFS acknowledges the
benefits of completing construction
quickly during times when North
Atlantic right whales are unlikely to be
in the area but also recognizes
challenges associated with monitoring
during reduced visibility conditions,
such as at night. SouthCoast is currently
conducting a review of available,
systematically collected data on the
efficacy of technology to monitor
(visually and acoustically) marine
mammals during nighttime and in
reduced visibility conditions during
daytime. Should SouthCoast submit,
and NMFS approve, an Alternative
Monitoring Plan (which includes
nighttime pile driving monitoring), pile
driving may be initiated at night.
While the majority of foundation
installations would be sequential (i.e.,
one at a time), SouthCoast proposed
concurrent pile driving (i.e., two
installation vessels installing
foundations at the same time) for a
small number of foundations, limited to
the few days on which both OSP and
WTG foundations are installed
simultaneously. Using a single
installation vessel, SouthCoast
anticipates that a maximum of two
monopile foundations could be
sequentially driven into the seabed per
day, assuming 24-hour pile driving
operations; however, installation of one
monopile per day is expected to be more
common and the installation schedule
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53717
assumed for the take estimation
analyses reflects this (table 2). For jacket
foundation installation, SouthCoast
estimates that no more than four pin
piles (supporting one jacket foundation)
could be installed per 24 hours on days
limited to sequential installation.
SouthCoast anticipates that, on days
with concurrent pile driving using two
installation vessels, up to, 1) two WTG
monopiles or four WTG pin piles (by
one installation vessel) and, 2) four OSP
pin piles (by a second vessel, working
simultaneously) could be installed in 24
hours.
As described previously, SouthCoast
is considering several foundation
options. For Project 1, SouthCoast is
considering installation of two types of
WTG foundations, monopile or pinpiled jacket, which would be installed
by impact pile driving only. SouthCoast
is also considering these foundation
types for Project 2 but may use a
combination of vibratory and/or impact
pile driving for their installation.
Finally, suction-bucket jacket
foundations may provide an alternative
to monopile and pin-piled jacket
foundations to support WTGs for Project
2. However, installing this third
foundation type does not require impact
or vibratory pile driving, and it is not
anticipated to result in noise levels that
would cause harassment to marine
mammals. Therefore, suction-bucket
jacket foundations are not discussed
further beyond the brief explanation
below.
Although considering three
foundation types for Projects 1 and 2,
for the purposes of estimating the
maximum impacts to marine mammals
that could occur incidental to WTG and
OSP foundation installation, SouthCoast
assumed WTGs would be supported by
monopile or pin-piled jacket
foundations and that OSPs would be
supported by pin-piled jacket
foundations. For both Project 1 and
Project 2 acoustic and exposure
modeling of the potential acoustic
impacts resulting from installation of
monopiles and pin piles (see Estimated
Take section), SouthCoast proposed
multiple WTG and OSP foundation
installation scenarios for Projects 1 and
2, distinguished by foundation type and
number, installation method (i.e.,
impact only; vibratory and impact pile
driving), order (i.e., sequential or
concurrent) and construction schedule
(table 2).
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TABLE 2—POTENTIAL INSTALLATION SCENARIOS FOR PROJECT 1 AND PROJECT 2 1
Number of piles
Installation order and method
9/16-m monopile
1/day
9/16-m monopile
2/day
4.5-m pin piles
WTG jacket piles
4/day
4.5-m pin piled
OSP jacket
4/day
Total foundations
Total days
Project 1 (IMPACT ONLY)
Project 1 Scenario 1 (P1S1)
Sequential (IMPACT) .............
Concurrent (IMPACT) ............
44
3
24
............................
............................
............................
............................
12
71 WTG .............
1 OSP ...............
59
85 WTG .............
1 OSP ................
85
68 WTG .............
1 OSP ...............
53
73 WTG .............
1 OSP ................
49
Project 1 Scenario 2 (P1S2)
Sequential (IMPACT) .............
Concurrent (IMPACT) ............
............................
............................
............................
............................
324
16
............................
16
Project 2 (VIBE AND/OR IMPACT)
Project 2 Scenario 1 (P2S1)
Sequential (IMPACT) .............
Concurrent (IMPACT) ............
35
3
30
............................
............................
............................
............................
12
Project 2 Scenario 2 (P2S2)
Sequential (IMPACT) .............
Sequential (VIBE+IMPACT) ..
Concurrent (IMPACT) ............
3
19
3
............................
48
............................
I
............................
............................
............................
I
............................
............................
12
I
I
I
Project 2 Scenario 3 (P2S3)
Sequential (IMPACT) .............
Sequential (VIBE+IMPACT) ..
Concurrent (IMPACT) ............
............................
............................
............................
............................
............................
............................
40
192
16
............................
............................
16
62 WTG .............
1 OSP ................
62
1 Installation schedules vary based on foundation type (WTG monopile or pin-piled jacket, OSP pin-piled jacket) and number, installation method
(impact, or combination of vibratory and impact), and installation order (sequential or concurrent).
As described previously, SouthCoast
considered two WTG foundation
installation scenarios for Project 1 and
one scenario for Project 2 that would
employ impact pile driving only (I), and
two scenarios for Project 2 that would
require a combination of vibratory and
impact pile driving (V/I):
• Project 1
Æ Scenario 1 (I): 71 monopile WTG, 1
pin-piled jacket OSP
Æ Scenario 2 (I): 85 pin-piled jacket
WTG, 1 pin-piled jacket OSP
lotter on DSK11XQN23PROD with PROPOSALS2
• Project 2
Æ Scenario 1 (I): 68 monopile WTG, 1
pin-piled jacket OSP
Æ Scenario 2 (V/I): 73 monopile WTG,
1 pin-piled jacket OSP
Æ Scenario 3 (V/I): 62 pin-piled jacket
WTG, 1 pin-piled jacket OSP
For each Project, only one scenario
would be implemented. For example,
SouthCoast could choose to install
Scenario 1 for Project 1 (P1S1; 71
monopile WTG foundations, 1 pin-piled
jacket OSP foundation) and Scenario 1
for Project 2 (P2S1; 68 monopile WTG
foundations, 1 pin-piled jacket OSP
foundation) for a total of 139 WTG
monopile and 2 OSP pin-piled jacket
foundations, or 141 foundations overall
(table 2). Alternatively, SouthCoast
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could install Scenario 2 for Project 1
(P1S2; 85 WTG pin-piled jacket
foundations, and 1 OSP pin-piled
jacket) and Scenario 3 for Project 2
(P2S3; 62 pin-piled jacket foundation, 1
pin-piled jacket OSP foundation), for a
total of 147 WTG and 2 OSP
foundations (or 149 foundations
overall). Both of these combinations fall
within SouthCoast’s PDE, which
specifies that SouthCoast would install
no more than up to 147 WTG
foundations and up to 5 OSP
foundations. Given this limitation, there
are Project 2 scenarios that can not be
combined with scenarios for Project 1
because the total WTG foundation
number would exceed 147 (i.e., the total
number of WTG foundations would be
153 should SouthCoast combine the
Project 1 Scenario 2 (85 pin-piled jacket
WTG foundations) with Project 2
Scenario 1 (68 monopile WTG
foundations) or 158 if combined with
Project 2 Scenario 2). Thus,
SouthCoast’s selection of a scenario for
Project 2 will depend on their scenario
choice for Project 1.
WTG Foundations
Monopile
SouthCoast proposed three scenarios
that include monopile installations to
support WTGs. A monopile foundation
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normally consists of a single steel
tubular section with several sections of
rolled steel plate welded together.
Secondary structures on each WTG
monopile foundation would include a
boat landing or alternative means of safe
access, ladders, a crane, and other
ancillary components. Figure 3 in
SouthCoast’s application provides a
conceptual example of a monopile.
SouthCoast would install up to 147
WTG monopile foundations with a
maximum diameter tapering from 9 m
(2.7 ft) above the waterline to 16 m (52.5
ft) below the waterline (9⁄16-m
monopile). A typical impact pile driven
monopile installation sequence begins
with transport of the monopiles either
directly to the Lease Area or to the
construction staging port by an
installation vessel or a feeding barge. At
the foundation location, the main
installation vessel upends the monopile
in a vertical position in the pile gripper
mounted on the side of the vessel. The
impact hammer is then lifted on top of
the pile and pile driving commences
with a 20-minute minimum soft-start,
where lower hammer energy is used at
the beginning of each pile installation to
allow marine mammal and prey to move
away from the sound source before
noise levels increase to the maximum
extent. Piles are driven until the target
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embedment depth is met, then the pile
hammer is removed and the monopile is
released from the pile gripper.
SouthCoast would install WTG
monopiles using an impact pile driver
with a maximum hammer energy of
6,600 kJ (model NNN 6600) for a total
of 7,000 strikes (including soft-start
hammer strikes) at a rate of 30 strikes
per minute to a total maximum
penetration depth of 50 m (164 ft). As
described previously, for pile
installations utilizing vibratory pile
driving as well, this impact installation
sequence would be preceded by use of
a vibratory hammer to drive the pile to
a depth that is sufficient to fully support
the structure before beginning the softstart and subsequent impact hammering.
For these piles, SouthCoast would use a
vibratory hammer (model HX–CV640)
followed by a maximum of 5,000 impact
hammer strikes (including soft-start)
using the same hammer and parameters
specified above.
SouthCoast is proposing to install the
majority of monopile foundations
consecutively using a single vessel and
on a small number of days, concurrently
with OSP piled jacket pin piles using
two vessels (see Dates and Duration
section). Under typical conditions,
impact installation of a single monopile
foundation is estimated to require up to
4 hours of active impact pile driving
(7,000 strikes/30 strikes per minute
equals approximately 233 minutes, or
3.9 hours), which can occur either in a
continuous 4-hour interval or
intermittently over a longer time period.
For installations requiring vibratory and
impact pile driving, the installation
duration is also expected to last
approximately 4 hours, beginning with
20 minutes of active vibratory driving,
followed by short period during which
the hammer set-up would be changed
from vibratory to impact, after which
impact installation would begin with a
20-minute soft-start (5,000 strikes/30
strikes per minute equals approximately
167 minutes, or 2.8 hours). Following
monopile installation completion,
SouthCoast anticipates it would then
take approximately 4 hours to move to
the next piling location. Once at the
new location, a 1-hour marine mammal
monitoring period would occur such
that there would be a minimum of 5
hours between pile installations. Based
on this schedule, SouthCoast estimates
a maximum of two monopiles could be
sequentially driven per day using a
single installation vessel, assuming a 24hour pile driving schedule.
For Project 1 Scenario 1, it is assumed
that all 71 WTG monopiles would be
installed using only an impact hammer
(i.e., no vibratory pile driving), requiring
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a maximum of 284 hours (71 WTGs × 4
hours each) of active impact pile
driving. Similarly, for Project 2 Scenario
1, it is assumed that all 68 monopiles
would be installed using the same
approach, for a total of 272 hours of
impact hammering. However, for Project
2 Scenario 2, it is assumed that 67 (out
of a total of 73) monopiles would be
installed using a combination of
vibratory and impact pile driving, and 6
monopiles would be installed using
only impact pile driving. Installation of
all WTG foundations for Project 2
Scenario 2 would require a total of
approximately 212 hours (6 WTGs × 4
hours plus 67 WTGs × 2.8 hours each)
of impact and 23 hours (67 WTGs × 20
minutes each) of vibratory pile driving.
Pin-Piled Jacket
As an alternative to monopiles,
SouthCoast proposed one scenario for
each Project (P1S2 and P2S3) that, when
combined, would include installation of
147 pin-piled jacket foundations to
support WTGs. Jackets are large lattice
structures made of steel tubes welded
together and supported by securing
piles (i.e., pin piles). Figure 4 of
SouthCoast’s application provides a
conceptual example of this type of
foundation. For the SouthCoast Project,
each WTG piled jacket foundation
would have up to four legs supported by
one pin pile per leg, for a total of up to
588 pin piles to support 147 WTGs.
Each pin pile would have a maximum
diameter of 4.5 m (14.7 ft). Pin-piled
jacket foundation installation is a multistage process, beginning with
preparation of the seabed by clearing
any debris. The WTG jacket foundations
are expected to be pre-piled, meaning
that pin piles would be installed first,
and the jacket structure would be set on
those pre-installed piles. Once the
piled-jacket foundation materials are
delivered to the Lease Area, a reusable
template would be placed on the
prepared seabed to ensure accurate
positioning of the pin piles that will be
installed to support the jacket. Pin piles
would be individually lowered into the
template and driven to the target
penetration depth using the same
approach described for monopile
installation. For installations requiring
only impact pile driving (e.g., P1S2),
SouthCoast would install pin piles
using an impact pile driver with a
maximum hammer energy of 3,500 kJ
(MHU 3500S) for a total of 4,000 strikes
(including soft-start hammer strikes) at
a rate of 30 strikes per minute to a
maximum penetration depth of 70 m
(229.6 ft). When installations require
both types of pile driving, this impact
pile driving sequence would only begin
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after SouthCoast utilized a vibratory
hammer (S–CV640) to set the pile to a
depth providing adequate stability.
Subsequent impact hammering (using
the same hammer specified) above
would require fewer strikes (n=2,667) to
drive the pile to the final 70-m
maximum penetration depth.
Under typical conditions, impact-only
installation (applicable to P1S2, and all
OSP pin-piled jacket foundations) of
each pin pile is estimated to require
approximately 2 hours of active impact
pile driving (4,000 strikes/30 strikes per
minute equals approximately 133
minutes, or 2.2 hours), for a maximum
of 8.8 hours total for a single WTG or
OSP pin- piled jacket foundation
supported by 4 pin piles. For each pin
pile requiring vibratory and impact pile
driving (applicable to P2S3 WTG pinpiled jacket foundations only), the
installation would begin with 90
minutes of vibratory hammering per pin
pile, and would require fewer hammer
strikes per pile over a shorter duration
compared to impact-only installations
(2,667 strikes/30 strikes per minute
equals approximately 89 minutes, or 1.5
hours), for a total of 6 hours for each
installation method (12 hours total). Pile
driving would occur continuously or
intermittently, with installations
requiring both methods of pile driving
punctuated by the time required to
change from the vibratory to impact
hammer. SouthCoast estimates that they
could install a maximum of four pin
piles per day, assuming use of a single
installation vessel and 24-hour pile
driving operations. Following pin pile
installations, a vessel would install the
jacket to the piles, either directly after
the piling vessel completes operations
or up to one year later.
For Project 1 Scenario 2, it is assumed
that all 85 WTG pin-piled jacket
foundations (for a total of 340 pin piles)
would be installed using only an impact
hammer (i.e., no vibratory pile driving),
requiring a maximum of 680 hours (85
WTGs × 8 hours each) of active impact
pile driving. For Project 2 Scenario 3, it
is assumed that 48 (out of a total of 62)
pin-piled jacket foundations (or 192 out
of 248 pin piles) would be installed
using a combination of vibratory and
impact pile driving, and 14 pin-piled
jacket foundations (or 56 pin piles)
would be installed using only impact
pile driving. Installation of all WTG
foundations for Project 2 Scenario 3
would require a total of approximately
184 hours (14 WTGs × 8 hours plus 48
WTGs × 1.5 hours each) of impact and
72 hours (48 WTGs × 90 minutes (or 1.5
hours) each) of vibratory pile driving.
Installation of WTG monopile and
pin-piled jacket foundations is
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anticipated to result in take of marine
mammals due to noise generated during
pile driving. Therefore, SouthCoast has
requested, and NMFS proposes to
authorize, take by Level A harassment
and Level B harassment of marine
mammals incidental to this activity.
lotter on DSK11XQN23PROD with PROPOSALS2
Suction Bucket
Suction bucket jackets have a similar
steel lattice design to the piled jacket
described previously, but the
connection to the seafloor is different
(see Figure 5 in SouthCoast’s
application for a conceptual example of
the WTG suction bucket jacket
foundation). These substructures use
suction-bucket foundations instead of
piles to secure the structure to the
seabed; thus, no impact driving would
be used for installation of WTG suction
bucket jackets. Should SouthCoast
select this foundation type for Project 2,
each of the suction-bucket jacket
substructures, including four buckets
per foundation (one per leg), would be
installed as described below. Similar to
monopiles and pin-piled jackets, the
number of suction-bucket jacket
foundations will depend on the final
design for Project 1. For suction-bucket
jackets, the jacket is lowered to the
seabed, the open bottom of the bucket
and weight of the jacket embeds the
bottom of the bucket in the seabed. To
complete the installation and secure the
foundation, water and air are pumped
out of the bucket creating a negative
pressure within the bucket, which
embeds the foundation buckets into the
seabed. The jacket can also be leveled at
this stage by varying the applied
pressure. The pumps will be released
from the suction buckets once the jacket
reaches its designed penetration. The
connection of the required suction hoses
is typically completed using a remotely
operated vehicle (ROV).
As previously indicated, installation
of suction bucket foundations is not
expected to result in take of marine
mammals; thus, this activity is not
further discussed.
Offshore Substation Platform (OSP)
Each construction scenario
SouthCoast defined includes
installation of a pin-piled jacket
foundation to support a single OSP per
Projects 1 and 2, However, in the ITA
application, SouthCoast indicates that
their project design envelope includes
the potential installation of up to a total
of 5 OSPs, situated on the same 1 nm
x 1 nm (1.9 km x 1.9 km) grid layout as
the WTG foundation, and describes
three OSP designs (i.e., modular,
integrated, or Direct Current (DC)
Converter) that are under consideration
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(see Figures 6, 7, and 8 in SouthCoast’s
ITA application). The number of OSPs
installed would vary based upon design.
Based on the COP PDE, SouthCoast
could install a minimum of a single
modular OSP on a monopile foundation,
and a maximum of five DC Converter
OSPs, each with nine pin-piled jacket
foundations secured by three pin piles
each, for a total of 135 pin piles. All
OSP monopile and pin-piled jacket
foundations would be installed using
only impact pile driving.
Installation of an OSP monopile
foundation would follow the same
parameters (e.g., pile diameter, hammer
energy, penetration depth) and
procedure as previously described for
WTG monopiles. OSP piled jacket
foundations would be similar to that
described for WTG piled jacket
foundations but would be installed
using a post-piling, rather than prepiling, installation sequence. In this
sequence, the seabed is prepared, the
jacket is set on the seafloor, and the
piles are driven through the jacket legs
to the designed penetration depth
(dependent upon which OSP design is
selected). The piles are connected to the
jacket via grouted and/or swaged
connections. A second vessel may
perform grouting tasks, freeing the
installation vessel to continue jacket
installation at a subsequent OSP
location, if needed. Pin piles for each
jacket design would be installed using
an impact hammer with a maximum
energy of 3,500 kJ. A maximum of four
OSP pin piles could be installed per day
using a single vessel, assuming 24-hour
pile driving operations. All impact pile
driving activity of pin piles would
include a 20-minute soft-start at the
beginning of each pile installation.
Installation of a single OSP piled jacket
foundation by impact pile driving (the
only proposed method) would vary by
design and the associated number of
supporting pin piles, each of which
would require 2 hours of impact
hammering.
The ‘‘Modular OSP’’ design would sit
on any one of the three types of
substructure designs (i.e., monopile,
piled jacket, or suction bucket) similar
in size and weight to those described for
the WTGs (see Section 1.1.1 in
SouthCoast’s ITA application), with the
topside connected to a transition piece
(TP). This Modular OSP design is an AC
solution and will likely hold a single
transformer with a single export cable.
This option is a relatively small design
relative to other options and, thus, has
benefits related to manufacture,
transportation, and installation. An
example of the Modular OSP on a jacket
substructure is shown in Figure 6 of
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SouthCoast’s ITR application. The
Modular OSP design assumes an OSP
topside height ranging from 50 m (164
ft) to 73.9 m (242.5 ft). A Modular OSP
piled jacket foundation would be the
smallest and include three to four legs
with one to two pin piles per leg (three
to eight total pin piles per piled jacket).
Pin piles would have a diameter of up
to 4.5 m (14.7 ft) and would be installed
using up to a 3,500-kJ hammer to a
target penetration depth of 70 m (229.6
ft) below the seabed.
The ‘‘Integrated OSP’’ design would
have a jacket substructure and a larger
topside than the Modular OSP. This
OSP option is also an AC solution and
is designed to support a high number of
inter-array cable connections as well as
the connection of multiple export
cables. This design differs from the
Modular OSP in that it is expected to
contain multiple transformers and
export cables integrated into a single
topside. The Integrated OSP design
assumes the same topside height
indicated for the Modular design.
Depending on the final weight of the
topside and soil conditions, the jacket
substructure may be four- or six-legged
and require support from one to three
piles per leg (up to 16 pin piles). The
larger size of the Integrated OSP would
provide housing for a greater number of
electrical components as compared to
smaller designs (such as the Modular
OSP), reducing the number of OSPs
required to support the proposed
Project. An example of the integrated
OSP design is shown in Figure 7 of
SouthCoast’s ITR application.
SouthCoast may install one or more
‘‘DC Converter OSPs.’’ This OSP option
would serve as a gathering platform for
inter-array cables and then convert
power from high-voltage AC to highvoltage DC or it could be connected to
one or more AC gathering units
(Modular or Integrated OSPs) and serve
to convert power from AC to DC prior
to transmission on an export cable. The
DC Converter OSP would be installed
on a piled jacket foundation with four
legs, each supported by three to four
3.9-m (12.8-ft) pin piles per leg (up to
16 total pin piles per jacket), installed
using a 3,500-kJ hammer to a target
penetration depth of 90 m (295.3 ft)
below the seabed. Please see Figure 8 in
SouthCoast’s ITR application for
example of a DC jacket OSP design.
Although SouthCoast has not yet
selected an OSP design or finalized their
foundation installation plan, they
anticipate that they would only install
only two of the five OSPs included in
the PDE, one per Project. Each OSP
would be supported by a piled jacket
foundation with four legs anchored by
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three to four pin piles (for a total of up
to 16 pin piles per OSP piled jacket).
SouthCoast plans to install a maximum
of four OSP jacket pin piles per day, so
an OSP jacket foundation requiring 16
pin piles would be installed over four
days (intermittently). For all three OSP
piled jacket options (modular,
integrated and DC-converter),
installation of a single pin pile is
anticipated to take up to 2 hours of pile
driving. It is anticipated that a
maximum of eight pin piles could be
driven into the seabed per day assuming
24-hour pile driving operation. Pile
driving activity will include a soft-start
at the beginning of each pin pile
installation. Impacts of pile-driving
noise incidental to OSP piled jacket
foundation installation have been
evaluated based on the use of a 3,500 kJ
hammer, as this is representative of the
maximum hammer energy included in
the PDE.
Installation of OSP foundations is
anticipated to result in take of marine
mammals due to noise generated during
pile driving. Therefore, SouthCoast has
requested, and NMFS proposes to
authorize, take by Level A harassment
and Level B harassment of marine
mammals incidental to OSP foundation
installation.
HRG Surveys
SouthCoast would conduct HRG
surveys to identify any seabed debris
and to support micrositing of the WTG
and OSP foundations and ECCs. These
surveys may utilize active acoustic
equipment such as multibeam
echosounders, side scan sonars, shallow
penetration sub-bottom profilers (SBPs)
(e.g., parametric Compressed HighIntensity Radiated Pulses (CHIRP) SBPs
and non-parametric SBP), medium
penetration sub-bottom profilers (e.g.,
sparkers and boomers), and ultra-short
baseline positioning equipment, some of
which are expected to result in the take
of marine mammals. Surveys would
occur annually, with durations
dependent on the activities occurring in
that year (i.e., construction years versus
non-construction years).
HRG surveys will be conducted using
up to four vessels. On average, 80-line
km (49.7-mi) will be surveyed per vessel
each survey day at approximately 5.6
km/hour (3 knots) on a 24-hour basis
although some vessels may only operate
during daylight hours (∼12-hour survey
vessels).
During the 2-year construction phase,
an estimated 4,000 km (2,485 mi) may
be surveyed within the Lease Area and
5,000 km (3,106 mi) along the ECCs in
water depth ranging from 2 m (6.5 ft) to
62 m (204 ft). A maximum of four
vessels will be used concurrently for
surveying. While the final survey plans
will not be completed until construction
contracting commences, HRG surveys
are anticipated to operate at any time of
year for a maximum of 112.5 survey
days per year.
During non-construction periods (3 of
the 5 years within the effective period
of the regulations), SouthCoast would
survey an estimated 2,800 km (1,7398
mi) in the Lease Area and 3,200 km
(1,988.4 mi) along the ECCs each year
for three years (n=18,000 km total).
Using the same estimate of 80 km (49.7
mi) of surveys completed each day per
vessel, approximately 75 days of
surveys would occur each year, for a
total of up to 225 active sound source
days over the 3-year operations period.
Of the HRG equipment types
proposed for use, the following sources
have the potential to result in take of
marine mammals:
• Shallow penetration sub-bottom
profilers (SBPs) to map the near-surface
stratigraphy (top 0 to 5 m (0 to 16 ft) of
sediment below seabed). A CHIRP
system emits sonar pulses that increase
in frequency over time. The pulse length
frequency range can be adjusted to meet
Projectvariables. These are typically
mounted on the hull of the vessel or
from a side pole.
• Medium penetration SBPs
(boomers) to map deeper subsurface
stratigraphy as needed. A boomer is a
broad-band sound source operating in
the 3.5 Hz to 10 kHz frequency range.
This system is typically mounted on a
sled and towed behind the vessel.
• Medium penetration SBPs
(sparkers) to map deeper subsurface
stratigraphy as needed. A sparker
creates acoustic pulses from 50 Hz to 4
kHz omni-directionally from the source
that can penetrate several hundred
meters into the seafloor. These are
typically towed behind the vessel with
adjacent hydrophone arrays to receive
the return signals.
Table 3 identifies all the
representative survey equipment that
operate below 180 kilohertz (kHz) (i.e.,
at frequencies that are audible and have
the potential to disturb marine
mammals) that may be used in support
of planned geophysical survey activities
and is likely to be detected by marine
mammals given the source level,
frequency, and beamwidth of the
equipment. Equipment with operating
frequencies above 180 kHz (e.g., SSS,
MBES) and equipment that does not
have an acoustic output (e.g.,
magnetometers) will also be used but
are not discussed further because they
are outside the general hearing range of
marine mammals likely to occur in the
Lease Area and ECCs. No take is
expected from the operation of these
sources; therefore, they are not
discussed further.
TABLE 3—SUMMARY OF REPRESENTATIVE HRG SURVEY EQUIPMENT AND OPERATING PARAMETERS
Equipment type
Representative model
Sub-bottom Profiler ......
EdgeTech 3100 with
SB 2–16 1 towfish.
EdgeTech DW–106 1 ..
Knudson Pinger 2 ........
Teledyn Benthos
CHIRP III—TTV
170 3.
Applied Acoustics
Dura-Spark UHD
(400 tips, 800 J).
Geomarine Geo-Spark
(400 tips, 800 J).
Applied Acoustics triple
plate S-Boom (700–
1,000 J).
lotter on DSK11XQN23PROD with PROPOSALS2
Sparker 4 ......................
Boomer ........................
Operating
frequency
(kHz)
Source
Level
SPLrms (dB)
Pulse
duration
(ms)
Source
Level0-pk
(dB)
Repetition rate
(Hz)
Beamwidth
(degrees)
Information
source
2–16
1–6
179
176
184
183
10
14.4
9.1
10
51
66
CF.
CF.
15
2–7
180
199
187
204
4
10
2
14.4
71
82
CF.
CF.
0.01–1.9
203
213
3.4
2
Omni
CF.
0.01–1.9
203
213
3.4
2
Omni
CF.
0.1–5
205
211
0.9
3
61
CF.
Note: J = joule; kHz = kilohertz; dB = decibels; SL = source level; UHD = ultra-high definition; rms = root-mean square; μPa = microPascals; re = referenced to;
SPL = sound pressure level; PK = zero-to-peak pressure level; Omni = omnidirectional source; CF = Crocker and Fratantonio (2016).
1 The EdgeTech Chirp 512i measurements and specifications provided by Crocker and Fratantonio (2016) were used as a proxy for the Edgetech 3100 with SB–
216 towfish and EdgeTech DW–106.
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2 The
EdgeTech Chirp 424 as a proxy for source levels as the Chirp 424 has similar operation settings as the Knudsen Pinger SBP.
3 The Knudsen 3202 Echosounder measurements and specifications provided by Crocker and Fratantonio (2016) were used as a proxy for the Teledyne Benthos
Chirp III TTV 170.
4 The SIG ELC 820 Sparker, 5 m source depth, 750 J setting was used a proxy for both the Applied Acoustics Dura-Spark UHD (400 tips, 800 J) and Geomarine
Geo-Spark (400 tips, 800 J).
Based on the operating frequencies of
HRG survey equipment in table 3 and
the hearing ranges of the marine
mammals that have the potential to
occur in the Lease Area and ECCs, HRG
survey activities have the potential to
result in take by Level B harassment of
marine mammals. No take by Level A
harassment is anticipated as a result of
HRG survey activities.
lotter on DSK11XQN23PROD with PROPOSALS2
UXO/MEC Detonations
SouthCoast anticipates encountering
UXO/MECs during Project construction
in the Lease Area and along the ECCs.
UXO/MECs include explosive
munitions such as bombs, shells, mines,
torpedoes, etc., that did not explode
when they were originally deployed or
were intentionally discarded in offshore
munitions dump sites to avoid landbased detonations. SouthCoast plans to
remove any UXO/MEC encountered,
else, the risk of incidental detonation
associated with conducting seabedaltering activities, such as cable laying
and foundation installation in proximity
to UXO/MECs, would potentially
jeopardize the health and safety of
Projectparticipants.
SouthCoast would follow an industry
standard As Low as Reasonably
Practicable (ALARP) process that
minimizes the number of detonations, to
the extent possible. For UXO/MECs that
are positively identified in proximity to
specified activities on the seabed,
several alternative strategies would be
considered prior to in-situ UXO/MEC
disposal. These may include: (1)
relocating the activity away from the
UXO/MEC (avoidance); (2) physical
UXO/MEC removal (lift and shift); (3)
alternative combustive removal
technique (low order disposal); (4)
cutting the UXO/MEC open to apportion
large ammunition or deactivate fused
munitions (cut and capture); or (5) using
shaped charges to ignite the explosive
materials and allow them to burn at a
slow rate rather than detonate
instantaneously (deflagration). Only
after these alternatives are considered
and found infeasible would in-situ highorder UXO/MEC detonation be pursued.
If detonation is necessary, detonation
noise could result in the take of marine
mammals by Level A harassment and
Level B harassment.
SouthCoast is currently conducting a
study to more accurately determine the
number of UXO/MECs that may be
encountered during the specified
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activities (see section 1.1.5 in
SouthCoast’s ITA application). Based on
estimates for other offshore wind
projects in southern New England,
SouthCoast assumes that up to ten
UXO/MEC 454-kg (1000 pounds; lbs)
charges, which is the largest charge that
is reasonably expected to be
encountered, may require in situ
detonation. Although it is highly
unlikely that all ten charges would
weigh 454 kg, this approach was
determined to be the most conservative
for the purposes of impact analysis. All
charged detonations would occur on
different days (i.e., only one detonation
would occur per day). In the event that
high-order detonation is determined to
be the preferred and safest method of
disposal, all detonations would occur
during daylight hours. SouthCoast
proposed a seasonal restriction on UXO/
MEC detonations from December 1–
April 30, annually.
UXO/MEC activities have the
potential to result in take by Level A
harassment and Level B harassment of
marine mammals. No non-auditory take
by Level A harassment is anticipated
due to proposed mitigation and
monitoring measures.
Cable Landfall Construction
Installation of the SouthCoast export
cables at the designated landfall sites
will be accomplished using horizontal
directional drilling (HDD) methodology.
HDD is a ‘‘trenchless’’ process for
installing cables or pipes which enables
the cables to remain buried below the
beach and intertidal zone while limiting
environmental impact during
installation. Drilling activities would
occur on land with the borehole
extending under the seabed to an exit
point offshore, outside of the intertidal
zone. There will be up to two ECCs,
both exiting the Lease Area in the
northwestern corner. These then split,
with one making landfall at Brayton
Point in Somerset, MA (Brayton Point
ECC) and the other in Falmouth, MA
(Falmouth ECC). The Brayton Point ECC
is anticipated to contain up to six export
cables, bundled where practicable,
while the Falmouth ECC is anticipated
to contain up to five export cables. HDD
seaward exit points will be sited within
the defined ECCs at the Brayton Point
and intermediate Aquidneck Island
landfall sites and at the Falmouth
landfall site(s). The exit points will be
within approximately 3,500 ft (1,069 m)
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of the shoreline for the Falmouth ECC
landfall(s), and within approximately
1,000 ft (305 m) of the shoreline for the
Brayton Point landfalls.
At the seaward exit point,
construction activities may include
installation of either a temporary
gravity-based structure (i.e., gravity cell
or gravity-based cofferdam) or a dredged
exit pit, neither of which would require
pile driving or hammering.
Additionally, a conductor pipe may be
installed at the exit point to support the
drilling activity. Conductor pipe
installation would include pushing or
jetting rather than pipe ramming.
For the Falmouth landfall locations,
the proposed HDD trajectory is
anticipated to be approximately 0.9 mi
(1.5 km) in length with a cable burial
depth of up to approximately 90 ft (27.4
m) below the seabed. HDD boreholes
will be separated by a distance of
approximately 33 ft (10 m). Each
offshore export cable is planned to
require a separate HDD, with an
individual bore and conduit for each
export cable. The number of boreholes
per site will be equal to the number of
power cables installed. The Falmouth
ECC would include up to four power
cables with up to four boreholes at each
landfall site. There may be up to one
additional communications cable;
however, the communications cable
would be installed within the same bore
as one of the power cables, likely within
a separate conduit.
For the Brayton Point and Aquidneck
Island intermediate landfall locations,
the proposed HDD trajectory is
anticipated to be approximately 0.3 mi
(0.5 km) in length with a cable burial
depth of up to approximately 90 ft (27.4
m) below the seabed. HDD bores will be
separated by a distance of
approximately 33 ft (10 m). It is
anticipated the high-voltage DC cables
will be unbundled at landfall. Each
high-voltage DC power cable is planned
to require a separate HDD, with an
individual bore and conduit for each
power cable. The Brayton Point and
Aquidneck Island ECCs will include up
to four power cables for a total of up to
four boreholes at each landfall site. Each
dedicated communications cable may be
installed within the same bore as a
power cable, likely within a separate
conduit.
In collaboration with the HDD
contractor, SouthCoast will further
assess the potential use of a dredged exit
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pit and/or gravity cell at each landfall
location. The specifics of each site will
be evaluated in detail, in terms of soil
and metocean conditions (i.e., current),
suitability for maintaining a dredged
exit pit for the duration of the HDD
construction, and other construction
planning factors that may affect the
HDD operation.
The relatively low noise levels
generated by installation and removal of
gravity-cell cofferdams, dredged exit
pits, and conductor pipe are not
expected to result in Level A
harassment or Level B harassment of
marine mammals. SouthCoast is not
requesting, and NMFS is not proposing
to authorize, take associated with
landfall construction activities.
Therefore, these activities are not
analyzed further in this document.
Cable Laying and Installation
Cable burial operations would occur
both in the Lease Area for the inter-array
cables connecting WTGs to OSPs and in
the ECCs for cables carrying power from
the OSPs to shore. The offshore export
cables would be buried in the seabed at
a target depth of up to 1.0 to 4.0 m (3.2
to 13.1 ft) while the inter-array cables
would be buried at a target depth up to
1.0 to 2.5 m (3.2 to 8.2 ft). Both cable
types would be buried onshore up to the
transition joint bays. All cable burial
operations would follow installation of
the monopile foundations as the
foundations must be in place to provide
connection points for the export cable
and inter-array cables. Cable laying,
cable installation, and cable burial
activities planned to occur during the
construction of the SouthCoast Project
May include the following: jetting;
vertical injection; leveling; mechanical
cutting; plowing (with or without jetassistance); pre-trenching; boulder
removal; and controlled flow
excavation. Installation of any required
protection at the cable ends is typically
completed prior to cable installation
from the vessel.
Some dredging may be required prior
to cable laying due to the presence of
sandwaves. Sandwave clearance may be
undertaken to provide a level bottom to
install the export cable. The work could
be undertaken by traditional dredging
methods such as a trailing suction
hopper. Alternatively, controlled flow
excavation or a water-injection dredger
could be used. In some cases, multiple
passes may be required. The method of
sand wave clearance SouthCoast
chooses would be based on the results
from the site investigation surveys and
cable design.
As the noise levels generated from
cable laying and installation work are
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low, the potential for take of marine
mammals to result is discountable.
SouthCoast is not requesting, and NMFS
is not proposing to authorize, take
associated with cable laying activities.
Therefore, cable laying activities are not
analyzed further in this document.
Vessel Operation
SouthCoast will utilize various types
of vessels over the course of the 5-year
proposed regulations for surveying,
foundation installation, cable
installation, WTG and OSP installation,
UXO/MEC detonation, and support
activities. SouthCoast anticipates
operating an average of 15 to 35 vessels
daily depending on construction phase,
with an expected maximum of 50
vessels in the Lease Area at one time
during the foundation installation
period. Table 4 provides a list of the
vessel types, number of each vessel
type, number of expected trips, and
anticipated years each vessel type will
be in use. All vessels will follow the
vessel strike avoidance measures as
described in the Proposed Mitigation
section.
To support offshore construction,
assembly and fabrication, crew transfer
and logistics, as well as other
operational activities, SouthCoast has
identified several existing domestic port
facilities located in Massachusetts (Ports
of Salem, New Bedford, Fall River),
Rhode Island (Ports of Providence and
Davisville), Connecticut (Port of New
London), and to a lesser extent
Maryland (Sparrows Point Port), South
Carolina (Port of Charleston), and Texas
(Port of Corpus Cristi).
The largest vessels are expected to be
used during the foundation installation
phase with heavy transport vessels,
heavy lift crane vessels, cable laying
vessels, supply and crew vessels, and
associated tugs and barges transporting
construction equipment and materials.
A large service operation vessel would
have the ability to stay in the lease area
and house crews overnight. These larger
vessels will generally move slowly over
a short distance between work locations,
within the Lease Area and along ECCs.
Smaller vessels would be used to
transfer crew and smaller dimension
Project materials to and from, as well as
within, the Lease Area. Transport
vessels will travel between several ports
and the Lease Area over the course of
the construction period following
mandatory vessel speed restrictions (see
Proposed Mitigation section). These
vessels will range in size from smaller
crew transport to tug and barge vessels.
Construction crews responsible for
assembling the WTGs would hotel
onboard installation vessels at sea, thus
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53723
limiting the number of crew vessel
transits expected during the
construction period. WTG and OSP
foundation installation vessels may
include jack-up, DP, or semisubmersible vessels. Jack-up vessels
lower their legs into the seabed for
stability and then lift out of the water,
whereas DP vessels utilize computercontrolled positioning systems and
thrusters to maintain their station.
SouthCoast is also considering the use
of heavy lift vessels, barges, feeder
vessels, and roll-on lift-off vessels to
transport WTG components to the Lease
Area for installation by the WTG
installation vessel. Fabrication and
installation vessels may include
transport vessels, feeder vessels, jack-up
vessels, and installation vessels.
Sounds from vessels associated with
the proposed Project are anticipated to
be similar in frequency to existing levels
of commercial traffic present in the
region. Vessel sound would be
associated with cable installation
vessels and operations, piling
installation vessels, and general transit
to and from WTG or OSP locations
during construction. During
construction, it is estimated that
multiple vessels may operate
concurrently at different locations
throughout the Lease Area or ECCs.
Some of these vessels may maintain
their position (using DP thrusters)
during pile driving or other construction
activities. The dominant underwater
sound source on DP vessels arises from
cavitation on the propeller blades of the
thrusters (Leggat et al., 1981). The noise
power from the propellers is
proportional to the number of blades,
propeller diameter, and propeller tip
speed. Sound levels generated by
vessels using DP are dependent on the
operational state and weather
conditions.
All vessels emit sound from
propulsion systems while in transit. The
SouthCoast Project would be
constructed in an area that consistently
experiences extensive marine traffic. As
such, marine mammals in the general
region are regularly subjected to vessel
activity and would potentially be
habituated to the associated underwater
noise as a result of this exposure
(BOEM, 2014b). Because noise from
vessel traffic associated with
construction activities is likely to be
similar to background vessel traffic
noise, the potential risk of impacts from
vessel noise to marine life is expected
to be low relative to the risk of impact
from pile-driving sound.
Sound produced through use of DP
thrusters is considered a continuous
sound source and similar to that
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produced by transiting vessels. DP
thrusters are typically operated either in
a similarly predictable manner or used
intermittently for short durations
around stationary activities. Sound
produced by DP thrusters would be
preceded by and associated with sound
from ongoing vessel noise and would be
similar in nature. Any marine mammals
in the vicinity of the activity would be
aware of the vessel’s presence, thus
making it unlikely that the noise source
would elicit a startle response.
Construction-related vessel activity,
including the use of dynamic
positioning thrusters, is not expected to
result in take of marine mammals.
SouthCoast did not request, and NMFS
does not propose to authorize, take
associated with vessel activity.
During operations, SouthCoast will
use crew transfer vessels (CTVs) and
service operations vessels (SOVs). The
number of each vessel type, number of
trips, and potential ports to be used
during operations and maintenance are
provided in table 4. The operations
vessels will follow the vessel strike
avoidance measures as described in the
Proposed Mitigation section.
TABLE 4—TYPE AND NUMBER OF VESSELS ANTICIPATED DURING CONSTRUCTION AND OPERATIONS
Estimated
number of
vessel type
Vessel types
Supply trips to
port from
lease area
(or point of
entry in U.S.,
where applicable 1)
Anticipated years in use
Vessel Use During Construction
Heavy Lift Crane Vessel ...............................................
Heavy Transport Vessel ...............................................
Tugboat .........................................................................
Crew Transfer Vessel ...................................................
Anchor Handling Tug ....................................................
Scour Protection Installation Vessel .............................
Cable Laying Barge ......................................................
1–5
1–20
1–12
2–5
1–10
1–2
1–3
70
65
655
1,608
16
40
20
Cable Transport and Lay Vessel ..................................
Maintenance Crew/CTVs ..............................................
Dredging Vessel ...........................................................
Survey Vessel ...............................................................
Barge ............................................................................
Jack-up Accommodation Vessel ..................................
DP Accommodation Vessel ..........................................
Service Operation Vessel .............................................
Multi-purpose Support Vessel/Service Operation Vessel.
1–5
2–5
1–5
1–5
1–6
1–2
1–2
1–4
1–8
88
1,608
100
26
510
14
16
480
660
2028–2031
2027–2031
2028–2031
2028–2031
2028–2031
2028–2030
2027–2028
2029–2030
2028–2029
2028–2031
2026–2027
2027–2031
2028–2031
2029–2030
2029–2030
2029–2031
2027–2031
(P1 and 2).
(P1 and 2).
(P1 and 2).
(P1 and 2).
(Projects 1 and 2).
(P1 and P2).
(Project 1).
(Project 2).
Project 1 and Project 2.
(P1 and 2).
(P1) 2029–2030 (P2).
(P1 and P2).
(P1 and P2).
(P1 and P2).
(P1 and P2).
(P1 and P2).
(P1 and P2).
Vessel Use During Operations
Maintenance Crew/Crew Transfer Vessels (CTVs) .....
Service Operation Vessel .............................................
While vessel strikes cause injury or
mortality of marine mammals, NMFS
does not anticipate such taking to occur
from the specified activity due to
general low probability and proposed
extensive vessel strike avoidance
measures (see Proposed Mitigation
section). SouthCoast has not requested,
and NMFS is not proposing to
authorize, take from vessel strikes.
lotter on DSK11XQN23PROD with PROPOSALS2
Seabed Preparation
Seabed preparations will be the first
offshore activity to occur during the
construction phase of the SouthCoast
Project, and may include scour (i.e.,
erosion) protection, sand leveling, sand
wave removal, and boulder removal.
Scour protection is the placement of
materials on the seafloor around the
substructures to prevent the
development of scour, or erosion,
created by the presence of structures.
Each substructure used for WTGs and
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1–2
1–2
15,015
1,638
2028–2031.
OSPs may require individual scour
protection, thus the type and amount
utilized will vary depending on the final
substructure type selected for
installation. For a substructure that
utilizes seabed penetration in the form
of piles or suction caissons, the use of
scour protectant to prevent scour
development results in minimized
substructure penetration. Scour
protection considered for Projects 1 and
2 may include rock (rock bags), concrete
mattresses, sandbags, artificial
seaweeds/reefs/frond mats, or selfdeploying umbrella systems (typically
used for suction-bucket jackets).
Installation activities and order of
events of scour protection will depend
on the type and material used. For rock
scour protection, a rock placement
vessel may be deployed. A thin layer of
filter stones would be placed prior to
pile driving activity while the armor
rock layer would be installed following
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completion of foundation installation.
Frond mats or umbrella-based structures
may be pre-attached to the substructure,
in which case the pile and scour
protection would be installed
simultaneously. For all types of scour
protection materials considered, the
results of detailed geological campaigns
and assessments will support the final
decision of the extent of scour
protection required. Placement of scour
protection may result in suspended
sediments and a minor conversion of
marine mammal prey benthic habitat
conversion of the existing sandy bottom
habitat to a hard bottom habitat as well
as potential beneficial reef effects (see
Section 1.3 of the ITA application).
Seabed preparation may also include
leveling, sand wave removal, and
boulder removal. SouthCoast may
utilize equipment to level the seabed
locally in order to use seabed operated
cable burial tools to ensure consistent
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burial is achieved. If sand waves are
present, the tops may be removed to
provide a level bottom to install the
export cable. Sand wave removal may
be conducted using a trailing suction
hopper dredger (or similar), a water
injection dredge in shallow areas, or a
constant flow excavator. Any boulder
discovered in the cable route during
pre-installation surveys that cannot be
easily avoided by micro-routing may be
removed using non-explosive methods
such as a grab lift or plow. If deemed
necessary, a pre-lay grapnel run will be
conducted to clear the cable route of
buried hazards along the installation
route to remove obstacles that could
impact cable installation such as
abandoned mooring lines, wires, or
fishing equipment. Site-specific
conditions will be assessed prior to any
boulder removal to ensure that boulder
removal can safely proceed. Boulder
clearance is a discreet action occurring
over a short duration resulting in short
term direct effects.
Sound produced by Dynamic
Positioning (DP) vessels is considered
non-impulsive and is typically more
dominant than mechanical or hydraulic
noises produced from the cable
trenching or boulder removal vessels
and equipment. Therefore, noise
produced by a pull vessel with a towed
plow or a support vessel carrying a
boulder grab would be comparable to or
less than the noise produced by DP
vessels, so impacts are also expected to
be similar. Boulder clearance is a
discreet action occurring over a short
duration resulting in short term direct
effects. Additionally, sound produced
by boulder clearance vessels and
equipment would be preceded by, and
associated with, sound from ongoing
vessel noise and would be similar in
nature. presence, further reducing the
potential for startle or flight responses
on the part of marine mammals.
Monitoring of past projects that entailed
use of DP thrusters has shown a lack of
observed marine mammal responses as
a result of exposure to sound from DP
thrusters (NMFS 2018). As DP thrusters
are not expected to result in take of
marine mammals, these activities are
not analyzed further in this document.
NMFS expects that marine mammals
would not be exposed to sounds levels
or durations from seafloor preparation
work that would disrupt behavioral
patterns. Therefore, the potential for
take of marine mammals to result from
these activities is discountable and
SouthCoast did not request, and NMFS
does not propose to authorize, any takes
associated with seafloor preparation
work. These activities are not analyzed
further in this document.
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NMFS does not expect site
preparation work, including boulder
removal and sand leveling, to generate
noise levels that would cause take of
marine mammals. Underwater noise
associated with these activities is
expected to be similar in nature to the
non-impulsive sound produced by the
DP cable lay vessels used to install
inter-array cables in the Lease Area and
export cables along the ECCs. Boulder
clearance is a discreet action occurring
over a short duration resulting in short
term direct effects.
Southcoast did not request take of
marine mammals incidental to this
activity, and based on the activity,
NMFS neither expects nor proposes to
authorize take of marine mammals
incidental to this activity. Thus, this
activity will not be discussed further.
Fisheries and Benthic Monitoring
SouthCoast has developed a fisheries
monitoring plan (FMP) focusing on the
Lease Area, an inshore FMP that focuses
on nearshore portions of the Brayton
Point ECC (i.e., the Sakonnet River), and
a benthic monitoring plan that covers
both offshore and inshore portions of
the Lease Area and ECCs. The fisheries
and benthic monitoring plans for the
SouthCoast Project were developed
following guidance outlined in
‘‘Guidelines for Providing Information
on Fisheries for Renewable Energy
Development on the Atlantic Outer
Continental Shelf’’ (BOEM, 2019) and
the Responsible Offshore Science
Alliance (ROSA) ‘‘Offshore Wind
Project Monitoring Framework and
Guidelines’’ (2021).
SouthCoast is working with the
University of Massachusetts
Dartmouth’s School for Marine Science
and Technology (SMAST) (in
partnership with the Massachusetts
Lobstermen’s Association) and Inspire
Environmental to develop and conduct
surveys as a cooperative research
program using local fishing vessels and
knowledge. SouthCoast intends to
conduct their research on contracted
commercial and recreational fishing
vessels whenever practicable.
Offshore fisheries monitoring will
likely include the following types of
surveys: trawls, ventless trap, drop
camera, neuston net, and acoustic
telemetry with tagging of highly
migratory species (e.g., blue sharks).
Inshore fisheries monitoring surveys
will also include acoustic telemetry
targeting commercially and
recreationally important fish species
(e.g., striped bass) and trap survey
targeting whelk. Benthic monitoring
plans are under development and may
include grab samples and collection of
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53725
imagery. Because the gear types and
equipment used for the acoustic
telemetry study, benthic habitat
monitoring, and drop camera
monitoring surveys do not have
components with which marine
mammals are likely to interact (i.e.,
become entangled in or hooked by),
these activities are unlikely to have any
impacts on marine mammals. Therefore,
only trap and trawl surveys, in general,
have the potential to result in
harassment to marine mammals.
However, based on proposed mitigation
and monitoring measures, taking marine
mammals from this specified activity is
not anticipated. A full description of
mitigation and monitoring measures can
be found in the Proposed Mitigation and
Proposed Monitoring sections.
Given the planned implementation of
the mitigation and monitoring measures,
SouthCoast did not request, and NMFS
is not proposing to authorize, take of
marine mammals incidental to research
trap and trawl surveys. Any lost gear
associated with the fishery surveys will
be reported to the NOAA Greater
Atlantic Regional Fisheries Office
Protected Resources Division (GARFO
PRD) as soon as possible. Therefore,
take from fishery surveys will not be
discussed further.
Description of Marine Mammals in the
Specified Geographical Region
Thirty-eight marine mammal species
and/or stocks under NMFS’ jurisdiction
have geographic ranges within the
western North Atlantic OCS (Hayes et
al., 2023). In the ITA application,
SouthCoast identified 31 of those
species that could potentially occur in
the Lease Area and surrounding waters.
However, for reasons described below,
SouthCoast has requested, and NMFS
proposes to authorize, take of only 16
species (comprising 16 stocks) of marine
mammals. Section 4 of SouthCoast’s
ITA application summarizes available
information regarding status and trends,
distribution and habitat preferences,
and behavior and life history of the
species included in SouthCoast’s take
estimation analyses, except for the
Atlantic spotted dolphin as it was
unintentionally excluded from this
section but included in Section 6 Take
Estimates for Marine Mammals. Given
previous observations of the species in
the RI/MA and MA WEAs, SouthCoast
included Atlantic spotted dolphins take
analyses (and Table 5), and is requesting
Level B harassment take of the species
incidental to foundation installation,
UXO/MEC detonation, and HRG
surveys, which NMFS is proposing for
authorization. NMFS fully considered
all available information for the
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potentially affected species, and we
refer the reader to Section 4 of the ITA
application for more details about each
species (except the Atlantic spotted
dolphin) instead of reprinting the
information. A description of Atlantic
spotted dolphin distribution, population
trends, and life history can be found in
the NMFS SAR (Hayes et al., 2019)
(https://media.fisheries.bnoaa.gov/dammigration/2019_sars_atlantic_
atlanticbspottedbdolphin.pdf).
Additional information regarding
population trends and threats may be
found in NMFS’ Stock Assessment
Reports (SARs; https://www.fisheries.
noaa.gov/national/marine-mammalprotection/draft-marine-mammal-stockassessment-reports) and more general
information about these species (e.g.,
physical and behavioral descriptions)
may be found on NMFS’ website
(https://www.fisheries.noaa.gov/findspecies).
Of the 31 marine mammal species
(comprising 31 stocks) SouthCoast
determined have geographic ranges that
include the project area, 14 are
considered rare or unexpected based on
the best scientific information available
(i.e., sighting and distribution data, low
predicted densities, and lack of
preferred habitat) for a given species.
SouthCoast did not request, and NMFS
is not proposing to authorize, take of
these species and they are not discussed
further in this proposed rulemaking:
biological removal (PBR), where known.
PBR is defined as ‘‘the maximum
number of animals, not including
natural mortalities, that may be removed
from a marine mammal stock while
allowing that stock to reach or maintain
its optimum sustainable population’’ (16
U.S.C. 1362(20)). While no mortality is
anticipated or proposed for
authorization, PBR and annual serious
injury and mortality from anthropogenic
sources are included here as gross
indicators of the status of the species or
stocks and other threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’ stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’ U.S. Atlantic and Gulf of Mexico
SARs. All values presented in table 5
are the most recent available at the time
of publication and, unless noted
otherwise, use NMFS’ draft 2023 SARs
(Hayes et al., 2024) available online at
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
draft-marine-mammal-stockassessment-reports.
Dwarf and pygmy sperm whales (Kogia
sima and K. breviceps), Cuvier’s beaked
whale (Ziphius cavirostris), four species
of Mesoplodont beaked whales
(Mesoplodon densitostris, M. europaeus,
M. mirus, and M. bidens), killer whale
(Orcinus orca), short-finned pilot whale
(Globicephalus macrohynchus), whitebeaked dolphin (Lagenorhynchus
albirotris), pantropical spotted dolphin
(Stenella attenuate), and the, striped
dolphin (Stenella coeruleoalba). Two
species of phocid pinnipeds are also
uncommon in the project area,
including: harp seals (Pagophilus
groenlandica) and hooded seals
(Cystophora cristata).
In addition, the Florida manatee
(Trichechus manatus; a sub-species of
the West Indian manatee) has been
previously documented as a rare visitor
to the Northeast region during summer
months (U.S. Fish and Wildlife Service
(USFWS), 2022). However, manatees are
managed by the USFWS and are not
considered further in this document.
More information on this species can be
found at the following website: https://
www.fws.gov/species/manateetrichechus-manatus.
Table 5 lists all species or stocks for
which take is likely and proposed for
authorization for this action and
summarizes information related to the
species or stock, including regulatory
status under the MMPA and Endangered
Species Act (ESA) and potential
TABLE 5—MARINE MAMMAL SPECIES 1 THAT MAY OCCUR IN THE SPECIFIED GEOGRAPHICAL REGION AND BE TAKEN BY
HARASSMENT
Common
name 1
Scientific name
Stock
I
ESA/
MMPA
status;
strategic
(Y/N) 2
I
Stock abundance
(CV, Nmin, most recent
abundance survey) 3
Annual
M/SI 4
PBR
I
I
Order Artiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Balaenidae:
North Atlantic right whale
Eubalaena glacialis ................
Western Atlantic .....................
E, D, Y
340 (0; 337; 2021); 356 (346–
363, 2022) 5.
0.7
6 27.2
Family Balaenopteridae
(rorquals):
Blue whale ........................
Fin whale ..........................
Sei whale .........................
Minke whale .....................
Humpback whale ..............
Balaenoptera musculus ..........
Balaenoptera physalus ...........
Balaenoptera borealis ............
Balaenoptera acutorostrata ....
Megaptera novaeangliae ........
Western North Atlantic ...........
Western North Atlantic ...........
Nova Scotia ............................
Canadian Eastern Coastal .....
Gulf of Maine ..........................
E, D, Y
E, D, Y
E, D, Y
-, -, N
-, -, Y
UNK (UNK; 402; 1980–2008)
6,802 (0.24; 5,573; 2021) ......
6,292 (1.02; 3,098; 2021) ......
21,968 (0.31; 17,002; 2021) ..
1,396 (0; 1,380; 2016) ...........
0.8
11
6.2
170
22
0
2.05
0.6
9.4
12.15
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Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Physeteridae:
Sperm whale ....................
Family Delphinidae:
Atlantic white-sided dolphin.
Atlantic spotted dolphin ....
Bottlenose dolphin 7 .........
Long-finned pilot whale 8 ..
Common dolphin (shortbeaked).
Risso’s dolphin ........................
Family Phocoenidae (porpoises):
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Physeter macrocephalus ........
North Atlantic ..........................
E, D, Y
5,895 (0.29; 4,639; 2021) ......
9.28
0.2
Lagenorhynchus acutus .........
Western North Atlantic ...........
-, -, N
93,233 (0.71; 54,433; 2021) ..
544
28
Stenella frontalis .....................
Tursiops truncatus ..................
Atlantic ...........
Atlantic Off-
-, -, N
-, -, N
31,506 (0.28; 25,042; 2021) ..
64,587 (0.24; 52,801; 2021) 7
250
507
0
28
Globicephala melas ................
Delphinus delphis ...................
Western North
Western North
shore.
Western North
Western North
Atlantic ...........
Atlantic ...........
-, -, N
-, -, N
39,215 (0.3; 30,627; 2021) ....
93,100 (0.21; 59,817; 2021) ..
306
1,452
5.7
414
Grampus griseus ....................
Western North Atlantic ...........
-, -, N
44,067 (0.19; 30,662; 2021) ..
307
18
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TABLE 5—MARINE MAMMAL SPECIES 1 THAT MAY OCCUR IN THE SPECIFIED GEOGRAPHICAL REGION AND BE TAKEN BY
HARASSMENT—Continued
Common
name 1
Harbor porpoise ...............
ESA/
MMPA
status;
strategic
(Y/N) 2
Scientific name
Stock
Phocoena phocoena ..............
Gulf of Maine/Bay of Fundy ...
Stock abundance
(CV, Nmin, most recent
abundance survey) 3
I-, -, N I85,765 (0.53; 56,420; 2021) .. I
Annual
M/SI 4
PBR
649
I
45
Order Carnivora—Superfamily Pinnipedia
Family Phocidae (earless
seals):
Gray seal 9 ........................
Harbor seal .......................
Halichoerus grypus ................
Phoca vitulina .........................
Western North Atlantic ...........
Western North Atlantic ...........
-, -, N
-, -, N
27,911 (0.20; 23,624; 2021) ..
61,336 (0.08; 57,637; 2018) ..
1,512
1,729
4,570
339
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1 Information on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy’s Committee on Taxonomy
(https://www.marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/; Committee on Taxonomy (2022)).
2 ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR, is declining and likely to be
listed under the ESA within the foreseeable future, or listed under the ESA. A marine mammal species or population is considered depleted under the MMPA if it is
below its optimum sustainable population (OSP) level, or is listed as endangered or threatened under the ESA.
3 CV is the coefficient of variation; Nmin is the minimum estimate of stock abundance.
4 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike).
5 The current SAR includes an estimated population (N
best 340) based on sighting history through November 2021 (Hayes et al., 2024). In October 2023, NMFS released a technical report identifying that the North Atlantic right whale population size based on sighting history through 2022 was 356 whales, with a 95 percent
credible interval ranging from 346 to 363 (Linden, 2023).
6 Total annual average observed North Atlantic right whale mortality during the period 2017–2021 was 7.1 animals and annual average observed fishery mortality
was 4.6 animals. Numbers presented in this table (27.2 total mortality and 176 fishery mortality) are 2016–2020 estimated annual means, accounting for undetected
mortality and serious injury.
7 There are two morphologically and genetically distinct common bottlenose morphotypes, the Western North Atlantic Northern Migratory Coastal stock and the
Western North Atlantic Offshore stock. The western North Atlantic offshore stock is primarily distributed along the outer shelf and slope from Georges Bank to Florida
during spring and summer and has been observed in the Gulf of Maine during late summer and fall (Hayes et al. 2020), whereas the northern migratory coastal stock
is distributed along the coast between southern Long Island, New York, and Florida (Hayes et al., 2018). Given their distribution, only the offshore stock of bottlenose
dolphins is likely to occur in the project area.
8 There are two pilot whale species, long-finned (Globicephala melas) and short-finned (Globicephala macrorhynchus), with distributions that overlap in the latitudinal range of the SouthCoast Project (Hayes et al., 2020; Roberts et al., 2016). Because it is difficult to differentiate between the two species at sea, sightings, and
thus the densities calculated from them, are generally reported together as Globicephala spp. (Roberts et al., 2016; Hayes et al., 2020). However, based on the best
available information, short-finned pilot whales occur in habitat that is both further offshore on the shelf break and further south than the project area (Hayes et al.,
2020). Therefore, NMFS assumes that any take of pilot whales would be of long-finned pilot whales.
9 NMFS’ stock abundance estimate (and associated PBR value) applies to the U.S. population only. Total stock abundance (including animals in Canada) is approximately 451,431. The annual M/SI value given is for the total stock.
As indicated above, all 16 species and
stocks in table 5 temporally and
spatially co-occur with the activity to
the degree that take is likely to occur.
Five of the marine mammal species for
which take is requested are listed as
endangered under the ESA: North
Atlantic right, blue, fin, sei, and sperm
whales. In addition to what is included
in sections 3 and 4 of SouthCoast’s ITA
application (https://www.fisheries.
noaa.gov/action/incidental-takeauthorization-southcoast-wind-llcconstruction-southcoast-wind-offshorewind), the SARs (https://www.fisheries.
noaa.gov/national/marine-mammalprotection/marine-mammal-stockassessments), and NMFS’ website
(https://www.fisheries.noaa.gov/speciesdirectory/marine-mammals), we
provide further detail below informing
the baseline for select species (e.g.,
information regarding current UMEs
and known important habitat areas,
such as Biologically Important Areas
(BIAs; https://oceannoise.noaa.gov/
biologically-important-areas) (Van Parijs
et al., 2015)). There are no ESAdesignated critical habitats for any
species within the project area.
Under the MMPA, a UME is defined
as ‘‘a stranding that is unexpected;
involves a significant die-off of any
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marine mammal population; and
demands immediate response’’ (16
U.S.C. 1421h(6)). As of May 20, 2024,
four UMEs are active. Below we include
information for species that are listed
under the ESA, have an active or
recently closed UME occurring along
the Atlantic coast, or for which there is
information available related to areas of
biological significance within the
project area.
North Atlantic Right Whale
The North Atlantic right whale has
been listed as Endangered since the
ESA’s enactment in 1973. The species
was recently uplisted from Endangered
to Critically Endangered on the
International Union for Conservation of
Nature (IUCN) Red List of Threatened
Species (Cooke, 2020). The uplisting
was due to a decrease in population size
(Pace et al., 2017), an increase in vessel
strikes and entanglements in fixed
fishing gear (Daoust et al., 2017; Davis
& Brillant, 2019; Knowlton et al., 2012;
Knowlton et al., 2022; Moore et al.,
2021; Sharp et al., 2019), and a decrease
in birth rate (Pettis et al., 2021; Reed et
al., 2022). There is a recovery plan
(NOAA Fisheries, 2005) for the North
Atlantic right whale and, in November
2022, NMFS completed the 5-year
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review and concluded that no change to
this listing status is warranted. (https://
www.fisheries.noaa.gov/resource/
document/north-atlantic-right-whale-5year-review). Designated by NMFS as a
Species in the Spotlight, the North
Atlantic right whale is considered
among the species with the greatest risk
of extinction in the near future (https://
www.fisheries.noaa.gov/topic/
endangered-species-conservation/
species-in-the-spotlight).
The North Atlantic right whale
population had only a 2.8-percent
recovery rate between 1990 and 2011
and an overall abundance decline of
23.5 percent from 2011–2019 (Hayes et
al., 2023). Since 2010, the North
Atlantic right whale population has
been in decline; however, the sharp
decrease observed from 2015 to 2020
appears to have slowed, though the
North Atlantic right whale population
continues to experience annual
mortalities above recovery thresholds
(Pace et al., 2017; Pace et al., 2021;
Linden, 2023). North Atlantic right
whale calving rates dropped from 2017
to 2020 with zero births recorded during
the 2017–2018 season. The 2020–2021
calving season had the first substantial
calving increase in 5 years with 20
calves born, followed by 15 calves
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during the 2021–2022 calving season
and 12 births in the 2022–2023 calving
season. As of May 20, 2024, the 2023–
2024 calving season includes 19 births.
However, mortalities continue to
outpace births, including three calf
mortalities/presumed mortalities during
the 2024 calving season, and the best
estimates indicate fewer than 70
reproductively active females remain in
the population (Hayes et al., 2024).
North Atlantic right whale total annual
mortality and serious injury (M/SI)
estimates have fluctuated in recent
years, as presented in annual stock
assessment reports. The estimate for
2022 (31.2) was a marked increase over
the previous year. In the 2022 SARs,
Hayes et al., (2023) report the total
annual North Atlantic right whale
mortality increased from 8.1 (which
represents 2016–2020) to 31.2 (which
represents 2015–2019), however, this
updated estimate also accounted for
undetected mortality and serious injury
(Hayes et al., 2024). Presently, the best
available peer-reviewed population
estimate for North Atlantic right whales
is 340 per the draft 2023 SARs (Hayes
et al., 2024). Approximately, 42 percent
of the population is known to be in
reduced health (Hamilton et al., 2021)
likely contributing to smaller body sizes
at maturation, making them more
susceptible to threats and reducing
fecundity (Moore et al., 2021; Reed et
al., 2022; Stewart et al., 2022; Pirotta et
al., 2024). Body size is generally
positively correlated to reproductive
potential. Pirrota et al. (2024) found
North Atlantic right whale body size
was strongly associated with the
probability of giving birth to a calf, such
that smaller body size was associated
with lower reproductive output. In turn,
shorter females that do calve tend to
produce offspring with a limited
maximum size, likely through a
combination of genetics and the
influence of body condition during
gestation and weaning (Pirotta et al.,
2024). When combined with other
factors (e.g., health deterioration due to
sublethal effects of entanglement), this
feedback loop has led to a decrease in
overall body length and fecundity over
the past 50 years (Pirotta et al., 2023;
Pirotta et al., 2024).
Since 2017, dead, seriously injured,
sublethally injured, or ill North Atlantic
right whales along the United States and
Canadian coasts have been documented,
necessitating a UME declaration and
investigation. The leading category for
the cause of death for this ongoing UME
is ‘‘human interaction,’’ specifically
from entanglements or vessel strikes. As
of May 20, 2024, there have been 39
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confirmed mortalities (dead, stranded,
or floaters), 1 pending mortality, and 34
seriously injured free-swimming whales
for a total of 74 whales. The UME also
considers animals with sublethal injury
or illness (i.e., ‘‘morbidity’’; n=51)
bringing the total number of whales in
the UME from 71 to 122. More
information about the North Atlantic
right whale UME is available online at
https://www.fisheries.noaa.gov/
national/marine-life-distress/2017-2023north-atlantic-right-whale-unusualmortality-event.
The project area both spatially and
temporally overlaps the migratory
corridor BIA, within which a portion of
the North Atlantic right whale
population migrates south to calving
grounds, generally in November and
December, followed by a northward
migration into feeding areas east and
north of the project area in March and
April (LaBrecque et al., 2015; Van Parijs
et al., 2015). While the Project does not
overlap previously identified critical
feeding habitat or a feeding BIA, it is
located within a recently described
important feeding area south of Martha’s
Vineyard and Nantucket, primarily
along the western side of Nantucket
Shoals (Kraus et al., 2016; O’Brien et al.,
2022, Quintano-Rizzo et al., 2021).
Finally, the Project overlaps the
currently established November 1
through April 30th Block Island
Seasonal Management Area (SMA) (73
FR 60173, October 10, 2008) and the
proposed November 1 through May 30
Atlantic Seasonal Speed Zone (87 FR
46921, August 1, 2022), which may be
used by North Atlantic right whales for
various activities, including feeding and
migration. Due to the current status of
North Atlantic right whales and the
overlap of the proposed Project with
areas of biological significance (i.e., a
migratory corridor, feeding habitat,
SMA), the potential impacts of the
proposed SouthCoast project on North
Atlantic right whales warrant particular
attention.
Recent research indicates that the
overall understanding of North Atlantic
right whale movement patterns remains
incomplete, and not all of the
population undergoes a consistent
annual migration (Davis et al., 2017;
Gowan et al., 2019; Krzystan et al.,
2018; O’Brien et al., 2022; Estabrook et
al., 2022; Davis et al., 2023; van Parijs
et al., 2023). The seasonal migration
between northern feeding grounds,
mating grounds, and southern calving
grounds off Florida and Georgia
involves a part of the population while
the remaining whales overwinter in
other widely distributed areas (Morano
et al., 2012, Cole et al., 2013, Bort et al.,
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2015, Davis et al., 2017). The results of
multistate temporary emigration
capture-recapture modeling, based on
sighting data collected over the past 22
years, indicate that non-calving females
may remain in the feeding habitat
during winter in the years preceding
and following the birth of a calf to
increase their energy stores (Gowen et
al., 2019). O’ Brien et al. (2022)
hypothesized that North Atlantic right
whales might gain an energetic
advantage by summertime foraging in
southern New England on sub-optimal
prey patches rather than engaging in the
extensive migration required to access
more high-quality prey patches in
northern feeding habitats (e.g., Gulf of
St. Lawrence). These observations of
transitions in North Atlantic right whale
habitat use, variability in seasonal
presence in identified core habitats, and
utilization of habitat outside of
previously focused survey effort
prompted the formation of a NMFS’
Expert Working Group, which identified
current data collection efforts, data gaps,
and provided recommendations for
future survey and research efforts
(Oleson et al., 2020).
North Atlantic right whale
distribution and demography has been
shown to depend on the distribution
and density of zooplankton, which
varies spatially and temporily. North
Atlantic right whales feed on highdensity patches of different zooplankton
species (e.g., calanoid copepods,
Centrophages spp., Pseudocalanus
spp.), but primarily on aggregations of
late-stage Calanus finmarchicus, a
species whose seasonal availability and
distribution has changed both spatially
and temporally over the last decade due
to an oceanographic regime shift that
has ultimately been linked to climate
change (Meyer-Gutbrod et al., 2021;
Meyer-Gutbrod et al., 2023; Record et
al., 2019; Sorochan et al., 2019). This
distribution change in prey availability
has led to shifts in North Atlantic right
whale habitat-use patterns over the
same time period (Davis et al., 2020;
Meyer-Gutbrod et al., 2022; QuintanoRizzo et al., 2021; O’Brien et al., 2022)
with reduced use of foraging habitats in
the Great South Channel and Bay of
Fundy and increased use of habitat
within Cape Cod Bay (Stone et al., 2017;
Mayo et al., 2018; Ganley et al., 2019;
Record et al., 2019; Meyer-Gutbrod et
al., 2021; O’Brien et al., 2022; Davis et
al., 2017). North Atlantic right whales
have recolonized areas that have not
had large numbers of right whales since
the whaling era, likely in response to
changes in zooplankton distribution
(e.g., Gulf of St. Lawrence, Simard et al.,
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2019; Nantucket Shoals, e.g., Kraus et
al., 2016; Quintana-Rizzo et al., 2021;
O’Brien et al., 2022; Davis et al., 2023;
Ganley et al., 2022; Van Parijs et al.,
2023).
Pendleton et al. (2022) found that
peak use of North Atlantic right whale
foraging habitat in Cape Cod Bay, north
of the Lease Area, has shifted over the
past 20 years to later in the spring,
likely due to variations in seasonal
conditions. However, initial yearly
sightings of individual North Atlantic
right whales in Cape Cod Bay have
started earlier in the year concurrent
with climate changes, indicating that
their migratory movements between
habitats may be cued by changes in
regional water temperature (Pendleton
et al., 2022). These changes have the
potential to lead to temporal
misalignment between North Atlantic
right whale seasonal arrival to this
foraging habitat and the availability of
the zooplankton prey (Ganley et al.,
2022).
North Atlantic right whale use of
habitats such as in the Gulf of St.
Lawrence and East Coast mid-Atlantic
waters of the U.S. have also increased
over time (Davis et al., 2017; Davis and
Brillant, 2019; Simard et al., 2019;
Crowe et al., 2021; Quintana-Rizzo et
al., 2021). Using passive acoustic data
collected from 2010–2018 throughout
the Gulf of St. Lawrence, a foraging
habitat more recently exploited by a
significant portion of the population,
Simard et al. (2019) documented the
presence of North Atlantic right whales
for an unexpectedly extended period at
four out of the eight recording stations,
from the end of April through January,
and found that occurrence peaked in the
area from August through November
each year. In 2015, the mean daily
occurrence of North Atlantic right
whales in the feeding grounds off Gaspé,
located on the west side of the upper
Gulf of St. Lawrence, quadrupled
compared to 2011–2014 (Simard et al.,
2019). However, there is concern that
prey biomass in the Gulf of St. Lawrence
may be insufficient in most years to
support successful reproduction of
North Atlantic right whales (Gavrilchuk
et al., 2021), which could impel whales
to seek out alternative foraging habitats.
Based on high-resolution climate
models, Ross et al., (2021) projected that
the redistribution of North Atlantic right
whales throughout the western North
Atlantic Ocean will continue at least
through the year 2050 (Ross et al., 2021).
Within the past decade in southern
New England, increasing year-round
observations of North Atlantic right
whales have occurred and include
documentation of social behaviors and
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foraging in all seasons, making it the
only known winter foraging habitat
(Kraus et al., 2016; Leiter et al., 2017;
Stone et al., 2017; Quintana-Rizzo et al.,
2021; O’Brien et al., 2022; Van Parijs et
al., 2023; Davis et al., 2023). Both visual
and acoustic lines of evidence
demonstrate the year-round presence of
North Atlantic right whales in southern
New England (Kraus et al., 2016;
Quintana-Rizzo et al. 2021; Estabrook et
al., 2022; O’Brian et al., 2022; Davis et
al., 2023; van Parijs et al., 2023). Right
whales were sighted in winter and
spring during aerial surveys conducted
in the RI/MA and MA WEAs from 2011–
2015 and 2017–2019 (Kraus et al., 2016;
Quintana-Rizzo et al., 2021; O’Brien et
al., 2022). There was not significant
variability in sighting rates among years,
indicating consistent annual seasonal
use of the area by North Atlantic right
whales. Despite the lack of visual
detection in most summer and fall
months, right whales were acoustically
detected in 30 out of the 36 recorded
months (Kraus et al., 2016). Since 2017,
whales have been sighted in southern
New England nearly every month with
peak sighting rates between late winter
and spring. Model outputs in QuintanaRizzo et al. (2021) suggested that 23
percent of the right whale population is
present from December through May,
and the mean residence time tripled
between 2011–2015 and 2017–2019 to
an average of 13 days during these same
months.
Based on analyses of PAM data
collected at recording sites in the RI/MA
and MA WEAs from 2011–2015,
Estabrook et al. (2022) report that North
Atlantic right whale upcall detections
occurred throughout both WEAs in all
seasons (during 34 of the 37 surveyed
months) but predominantly in the late
winter and spring, which aligns with
visual observations (Kraus et al., 2016;
Quintana-Rizzo et al., 2021). Among the
recording locations in southern New
England, detections were most frequent
on acoustic recorders along the eastern
side of the MA WEA (Estabrook et al.,
2022). December through April had
higher presence while June through
September had lower presence. Winter
(December–April) had the highest
presence (75 percent array-days,
n = 193), and summer (June–Sep had
the lowest presence (10 percent arraydays, n = 27). Spring and autumn were
similar, where approximately half of the
array-days had upcall detections. The
mean daily call rate for days upcalls
were detected was highest in January,
February, and March, accounting for 72
percent of all detected upcalls, and
calling rates were significantly different
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among seasons (Estabrook et al., 2022).
Upcalls were detected on 41 percent of
the 1,023 recording days in the MA
WEA and on only 24 percent of the
recording days in the RI–MA WEA.
Similarly, both van Parijs et al. (2023)
and. Davis et al. (2023) evaluated a
2020–2022 PAM dataset collected using
seven acoustic recorders deployed in
the RI/MA and MA WEAs, two
deployed on Cox Ledge (i.e., the
northwest side of the RI/MA WEA), four
along the eastern side of the MA WEA
(along a transect approximately parallel
to the 30-m isobath on the west side of
Nantucket Shoals, the same bathymetric
feature used to define the NARW EMA),
and one positioned towards the center
of Nantucket Shoals, and noted that
North Atlantic right whales were
acoustically detected at all seven sites
from September through May, with
sporadic presence in June through
August. Upcalls were detected at each
location nearly every week, annually,
with detections steadily increasing
through October, reaching consistently
high levels from November through
April, steadily declining in May, and
remaining low throughout summer.
Upcalls were detected nearly 7 days a
week December through March at the
two locations nearest the Lease Area
along the eastern edge of the MA WEA
(NS01 and NS02, see Figures 1 and 2 in
Davis et al., 2023). Comprehensively,
acoustic and visual observations of
North Atlantic right whales in southern
New England indicate that whales occur
year-round but more frequently in
winter and spring and in eastern (versus
western) southern New England.
While Nantucket Shoals is not
designated as critical North Atlantic
right whale habitat, its importance as a
foraging habitat is well established
(Leiter et al., 2017; Quintana-Rizzo et
al., 2021; Estabrook et al., 2022; O’Brien
et al., 2022). However, studies focusing
on the link between right whale habitat
use and zooplankton in the Nantucket
Shoals region are limited (National
Academy of Sciences, 2003). The supply
of zooplankton to the Nantucket Shoals
region is dependent on advection from
sources outside the Shoals via regional
circulation, but zooplankton aggregation
is presumably dependent on local
physical processes and zooplankton
behavior (National Academy of
Sciences, 2023). Nantucket Shoals’
unique oceanographic and bathymetric
features, including the persistent tidal
front described in the Specified
Geographical Area section, help sustain
year-round elevated phytoplankton
biomass and aggregate zooplankton prey
for North Atlantic right whales (White et
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al., 2020; Quintana-Rizzo et al., 2021).
O’Brien et al. (2022) hypothesize that
North Atlantic right whale southern
New England habitat use has increased
in recent years (i.e., over the last decade)
as a result of either, or a combination of,
a northward shift in prey distribution
(thus increasing local prey availability)
or a decline in prey in other abandoned
feeding areas (e.g., Gulf of Maine), both
induced by climate change. Pendleton et
al. (2022) characterize southern New
England as a ‘‘waiting room’’ for North
Atlantic right whales in the spring,
providing sufficient, although suboptimal, prey choices while North
Atlantic right whales wait for Calanus
finmarchicus supplies in Cape Cod Bay
(and other primary foraging grounds like
the Great South Channel) to optimize as
seasonal primary and secondary
production progresses. Throughout the
year, southern New England provides
opportunities for North Atlantic right
whales to capitalize on C.finmarchicus
blooms or alternative prey (e.g.,
Pseudocalanus elongatus and
Centropages spp., found in greater
concentrations than C.finmarchicus in
winter), although likely not to the extent
provided seasonally in more wellunderstood feeding habitats like Cape
Cod Bay in late spring or the Great
South Channel (O’Brien et al., 2022).
Although extensive data gaps,
highlighted in a recent report by the
National Academy of Sciences (NAS,
2023), have prevented development of a
thorough understanding of North
Atlantic right whale foraging ecology in
the Nantucket Shoals region, it is clear
that the habitat was historically valuable
to the species, given that the whaling
industry capitalized on consistent right
whale occurrence there and has again
become increasingly so over the last
decade.
Humpback Whale
Humpback whales were listed as
endangered under the Endangered
Species Conservation Act (ESCA) in
June 1970. In 1973, the ESA replaced
the ESCA, and humpbacks continued to
be listed as endangered. On September
8, 2016, NMFS divided the once single
species into 14 distinct population
segments (DPS), removed the specieslevel listing, and, in its place, listed four
DPSs as endangered and one DPS as
threatened (81 FR 62259; September 8,
2016). The remaining nine DPSs were
not listed. The West Indies DPS, which
is not listed under the ESA, is the only
DPS of humpback whales that is
expected to occur in the project area.
Bettridge et al. (2015) estimated the size
of the West Indies DPS population at
12,312 (95 percent confidence interval
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(CI) 8,688–15,954) whales in 2004–2005,
which is consistent with previous
population estimates of approximately
10,000–11,000 whales (Stevick et al.,
2003; Smith et al., 1999) and the
increasing trend for the West Indies DPS
(Bettridge et al., 2015).
The project area does not overlap any
ESA-designated critical habitat, BIAs, or
other important areas for the humpback
whales. A humpback whale feeding BIA
extends throughout the Gulf of Maine,
Stellwagen Bank, and Great South
Channel from May through December,
annually (LeBrecque et al., 2015).
However, this BIA is located further east
and north of, and thus, does not overlap
the project area.
Kraus et al. (2016) visually observed
humpback whales in the RI/MA and MA
WEAs and surrounding areas during all
seasons, but most frequently during
spring and summer months, particularly
from April to June. Concurrently
collected acoustic data (from 2011
through 2015) indicated that this
species may be present within the RI/
MA WEA year-round, with the highest
rates of acoustic detections in the winter
and spring (Kraus et al., 2016).
Analyzing PAM data collected at six
acoustic recording locations from
January 2020 through November 2022,
van Parijs et al. (2023) assessed daily,
weekly, and monthly patterns in
humpback whale acoustic occurrence
within the RI/MA and MA WEAs, and
found patterns similar to those
described in Kraus et al. (2016).
Humpback whale vocalizations were
detected in all months, although most
commonly from November through
June, annually, at recording sites in
eastern southern New England (near
Nantucket Shoals) (van Parijs et al.
2023). Detections at recorder locations
in western southern New England, near
Cox Ledge, were even more frequent
than at the eastern southern New
England recorder locations, indicating
humpback whales were present on a
nearly daily basis in all months except
September and October.
In New England waters, feeding is the
principal activity of humpback whales,
and their distribution in this region has
been largely correlated to abundance of
prey species, although behavior and
bathymetry are factors influencing
foraging strategy (Payne et al., 1986;
1990). Humpback whales are frequently
piscivorous when in New England
waters, feeding on herring (Clupea
harengus), sand lance (Ammodytes
spp.), and other small fishes, as well as
euphausiids in the northern Gulf of
Maine (Paquet et al., 1997). During
winter, the majority of humpback
whales from North Atlantic feeding
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areas (including the Gulf of Maine) mate
and calve in the West Indies, where
spatial and genetic mixing among
feeding groups occurs, though
significant numbers of animals are
found in mid- and high-latitude regions
at this time and some individuals have
been sighted repeatedly within the same
winter season, indicating that not all
humpback whales migrate south every
winter (Hayes et al., 2018).
Since January 2016, elevated
humpback whale mortalities have
occurred along the Atlantic coast from
Maine to Florida. This event was
declared a UME in April 2017. Partial or
full necropsy examinations have been
conducted on approximately half of the
212 known cases (as of January 5, 2024).
Of the whales examined (approximately
90), about 40 percent had evidence of
human interaction either from vessel
strike or entanglement. While a portion
of the whales have shown evidence of
pre-mortem vessel strike, this finding is
not consistent across all whales
examined and more research is needed.
NOAA is consulting with researchers
that are conducting studies on the
humpback whale populations, and these
efforts may provide information on
changes in whale distribution and
habitat use that could provide
additional insight into how these vessel
interactions occurred. More information
is available at: https://www.fisheries.
noaa.gov/national/marine-life-distress/
active-and-closed-unusual-mortalityevents.
Since December 1, 2022, the number
of humpback strandings along the midAtlantic coast has been elevated. In
some cases, the cause of death is not yet
known. In others, vessel strike has been
deemed the cause of death. As the
humpback whale population has grown,
they are seen more often in the MidAtlantic. These whales may be
following their prey (small fish) which
were reportedly close to shore in the
2022–2033 winter. Changing
distributions of prey impact larger
marine species that depend on them and
result in changing distribution of whales
and other marine life. These prey also
attract fish that are targeted by
recreational and commercial fishermen,
which increases the number of boats
and amount of fishing gear in these
areas. This nearshore movement
increases the potential for
anthropogenic interactions, particularly
as the increased presence of whales in
areas traveled by boats of all sizes
increases the risk of vessel strikes.
Minke Whale
Minke whales are common and
widely distributed throughout the U.S.
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Atlantic Exclusive Economic Zone
(EEZ) (Cetacean and Turtle Assessment
Program (CETAP), 1982; Hayes et al.,
2022), although their distribution has a
strong seasonal component. Individuals
have often been detected acoustically in
shelf waters from spring to fall and more
often detected in deeper offshore waters
from winter to spring (Risch et al.,
2013). Minke whales are abundant in
New England waters from May through
September (Pittman et al., 2006; Waring
et al., 2014), yet largely absent from
these areas during the winter, suggesting
the possible existence of a migratory
corridor (LaBrecque et al., 2015). A
migratory route for minke whales
transiting between northern feeding
grounds and southern breeding areas
may exist to the east of the Lease Area,
as minke whales may track warmer
waters along the continental shelf while
migrating (Risch et al., 2014). Risch et
al. (2014) suggests the presence of a
minke whale breeding ground offshore
of the southeastern U.S. during the
winter.
There are two minke whale feeding
BIAs from March through November,
annually, identified in the southern and
southwestern sections of the Gulf of
Maine, including multiple habitats:
Georges Bank, the Great South Channel,
Cape Cod Bay and Massachusetts Bay,
Stellwagen Bank, Cape Anne, and
Jeffreys Ledge (LeBrecque et al., 2015).
However, these BIAs do not overlap the
Lease Area or ECCs, as they are located
further east and north.
Although minke whales are sighted in
every season in southern New England
(O’Brien et al., 2022), minke whale use
of the area is highest during the months
of March through September (Kraus et
al., 2016; O’Brien et al., 2023), and the
species is largely absent in the winter
(Risch et al., 2013; Hayes et al., 2023).
Large feeding aggregations of humpback,
fin, and minke whales have been
observed during the summer (O’Brien et
al., 2023), suggesting southern New
England may serve as a supplemental
feeding grounds for these species. Aerial
survey data indicate that minke whales
are the most common baleen whale in
the RI/MA & MA WEAs (Kraus et al.,
2016; Quintana and Kraus, 2019;
O’Brien et al., 2021a, b). Surveys also
reported a shift in the greatest seasonal
abundance of minke whales from spring
(2017–2018) (Quintana and Kraus, 2019)
to summer (2018–2019 and 2020–2021)
(O’Brien et al., 2021a, b). Through
analysis of PAM data collected in
southern New England from January
2020 through November 2022, Van
Parijs et al. (2023) detected minke
whales at all seven passive acoustic
recorder deployment sites, primarily
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from March through June and August
through early December. Additional
detections occurred in January on Cox
Ledge and near the northeast portion of
the Lease Area.
Elevated minke whale mortalities
detected along the Atlantic coast from
Maine through South Carolina resulted
in the declaration of an on-going UME
in 2017. As of May 20, 2024, a total of
169 minke whales have stranded during
this UME. Full or partial necropsy
examinations were conducted on more
than 60 percent of the whales.
Preliminary findings show evidence of
human interactions or infectious
disease, but these findings are not
consistent across all of the minke
whales examined, so more research is
needed. More information is available
at: https://www.fisheries.noaa.gov/
national/marine-life-distress/2017-2022minke-whale-unusual-mortality-eventalong-atlantic-coast.
Sei Whale
The Nova Scotia stock of sei whales
can be found in deeper waters of the
continental shelf edge of the eastern
United States and northeastward to
south of Newfoundland (Mitchell, 1975;
Hain et al., 1985; Hayes et al., 2022). Sei
whales have been detected acoustically
along the Atlantic Continental Shelf and
Slope from south of Cape Hatteras,
North Carolina to the Davis Strait, and
acoustic occurrence has been increasing
in the mid-Atlantic region since 2010
(Davis et al., 2020).
Sei whales are largely planktivorous,
feeding primarily on euphausiids and
copepods (Hayes et al., 2023). Although
their migratory movements are not well
understood, sei whales are believed to
migrate between feeding grounds in
temperate and subpolar regions to
wintering grounds in lower latitudes
(Kenney and Vigness-Raposa, 2010;
Hayes et al., 2020). Through an analysis
of PAM data collected from X to X,
Davis et al. (2020) determined that peak
call detections occurred in northern
latitudes during summer, ranging from
Southern New England through the
Scotian Shelf. During spring and
summer, the stock is mainly
concentrated in these northern feeding
areas, including the Scotian Shelf
(Mitchell and Chapman, 1977), the Gulf
of Maine, Georges Bank, the Northeast
Channel, and south of Nantucket
(CETAP, 1982; Kraus et al., 2016;
Roberts et al., 2016; Palka et al., 2017;
Cholewiak et al., 2018; Hayes et al.,
2022). While sei whales generally occur
offshore, individuals may also move
into shallower, more inshore waters to
pursue prey (Payne et al., 1990; Halpin
et al., 2009; Hayes et al., 2023).
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53731
A sei whale feeding BIA occurs in
New England waters from May through
November (LaBrecque et al., 2015). This
BIA is located over 100 km to the east
and north of the project area and is not
expected to be impacted by the Project
activities.
Persistent year-round detections in
southern New England and the New
York Bight indicate that sei whales may
utilize these habitats to a greater extent
than previously thought (Hayes et al.,
2023). The results of an analysis of
acoustic data collected from January
2020 through November 2022 indicate
that sei whale acoustic presence in
southern New England peaks in late
winter and early spring (February to
May), and is otherwise sporadic
throughout the rest of the year (van
Parijs et al., 2023). Fewer detections
occurred at the two sites on Cox Ledge
to the west compared to the sites located
near the eastern edge of the MA WEA,
potentially indicating sei whales prefer
specific habitat within southern New
England (Figure 1 in van Parijs et al.,
2023).
Fin Whale
Fin whales frequently occur in the
waters of the U.S. Atlantic Exclusive
EEZ, principally from Cape Hatteras,
North Carolina northward and are
distributed in both continental shelf and
deep-water habitats (Hayes et al., 2023).
Although fin whales are present north of
the 35-degree latitude region in every
season and are broadly distributed
throughout the western North Atlantic
for most of the year, densities vary
seasonally (Edwards et al., 2015; Hayes
et al., 2023). Observations of fin whales
indicate that they typically feed in the
Gulf of Maine and the waters
surrounding New England, but their
mating and calving (and general
wintering) areas are largely unknown
(Hain et al., 1992; Hayes et al., 2021).
Acoustic detections of fin whale singers
augment and confirm these conclusions
for males drawn from visual sightings.
Recordings from Massachusetts Bay,
New York Bight, and deep-ocean areas
have detected some level of fin whale
singing from September through June
(Watkins et al., 1987; Clark and Gagnon,
2002; Morano et al., 2012). These
acoustic observations from both coastal
and deep-ocean regions support the
conclusion that male fin whales are
broadly distributed throughout the
western North Atlantic for most of the
year (Hayes et al., 2019).
New England waters represent a major
feeding ground for fin whales. A
relatively small fin whale feeding BIA
(2,933 km2), active from March through
October, is located approximately 34 km
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to the west of the Lease Area, offshore
of Montauk Point, New York (Hain et
al., 1992; LaBrecque et al. 2015). A
portion of the planned Brayton Point
ECC route traces the northeast edge of
the BIA. Although the Lease Area does
not overlap this BIA, should SouthCoast
decide to use vibratory pile driving to
install foundations for Project 2, it’s
possible that the resulting Level B
harassment zone may extend into the
southeastern edge of the BIA during
installation of the foundations on the
northwest edge of the Lease Area. A
separate larger year-round feeding BIA
(18,015 km2) located far to the northeast
in the southern Gulf of Maine does not
overlap with the project area and would,
thus, not be impacted by project
activities.
Kraus et al. (2016) suggest that,
compared to other baleen whale species,
fin whales have a high multi-seasonal
relative abundance in the RI/MA & MA
WEAs and surrounding areas. This
species was observed primarily in the
offshore (southern) regions of the RI/MA
& MA WEAs during spring and was
found closer to shore (northern areas)
during the summer months (Kraus et al.,
2016). Although fin whales were largely
absent from visual surveys in the RI/MA
& MA WEAs in the fall and winter
months (Kraus et al., 2016), acoustic
data indicate that this species is present
in the RI/MA & MA WEAs during all
months of the year, although to a much
lesser extent in summer (Morano et al.,
2012; Muirhead et al., 2018; Davis et al.,
2020). More recent surveys have
documented fin whales throughout
winter, spring, and summer (O’Brien et
al., 2020; 2021; 2022; 2023) with the
greatest abundance occurring during the
summer and clustered in the western
portion of the WEAs (O’Brien et al.,
2023). Most recently, from January 2020
through November 2022, van Parijs et
al. (2023) fin whales were acoustically
detected at all seven recording sites in
southern New England, which included
two locations on Cox Ledge (western
southern New England) and five
locations along the east side of the MA
WEA (along the western side of
Nantucket Shoals). Similar to
observations of humpback whale
acoustic occurrence, fin whales were
detected more frequently near Cox
Ledge than at locations closer to
Nantucket Shoals (van Paris et al.
(2023). Daily acoustic presence occurred
for the majority of the year, most
intensively in the fall, yet fin whales
were essentially acoustically absent at
all recorder locations from April
through August (van Parijs et al., 2023).
Although fin whale distribution is not
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fully understood, we expect that this
period lacking acoustic detections
corresponds to fin whale northward
movement in late spring towards higherlatitude foraging grounds.
Blue Whale
Much is unknown about the blue
whale populations. The last minimum
population abundance was estimated at
402, but insufficient data prevent
determining population trends (Hayes et
al., 2023). The total level of human
caused mortality and serious injury is
unknown, but it is believed to be
insignificant and approaching a zero
mortality and serious injury rate (Hayes
et al., 2019). There are no blue whale
BIAs or ESA-protected critical habitats
identified in the project area or along
the U.S. Eastern Seaboard. There is no
UME for blue whales.
In the North Atlantic Ocean, blue
whales range from the subtropics to the
Greenland Sea. The North Atlantic
Stock includes animals utilizing midlatitude (North Carolina coastal and
open ocean) to Arctic (Newfoundland
and Labrador) waters. Blue whales do
not regularly occur within the U.S. EEZ,
preferring offshore habitat with water
depths of 328 ft (100 m) or more
(Waring et al., 2011). The most frequent
sightings occur at higher latitudes off
eastern Canada in the Gulf of St.
Lawrence, with the greatest
concentration of this species in the St.
Lawrence Estuary (Comtois et al., 2010;
Lesage et al., 2007; Hayes et al., 2019).
They often are found near the
continental shelf edge where upwelling
produces concentrations of krill, their
main prey species (Yochem and
Leatherwood, 1985; Fiedler et al., 1998;
Gill et al., 2011).
Blue whales are uncommon in New
England coastal waters. Visual surveys
conducted in 2018–2020, did not result
in any sightings of blue whales in MA
and RI/MA WEAs (O’Brien et al., 2021a;
O’Brien et al., 2021b). However, Kraus
et al. (2016) conducted aerial and
acoustic surveys between 2011–2015 in
the MA and RI/MA WEAs and
surrounding areas and, although blue
whales were not visually observed, they
were infrequently acoustically detected
during winter. A 2008 study detected
blue whale calls in offshore areas of the
New York Bight, south of southern New
England, on 28 out of 258 days of
recordings (11 percent of recording
days), mostly during winter (Muirhead
et al., 2018). Van Paris et al. (2023)
detected a small number of blue whale
calls in southern New England in
January and February, although the
species was otherwise acoustically
absent. Given the long-distance
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propagation characteristics of lowfrequency blue whale vocalizations, it’s
possible blue whale calls detected in
southern New England originated from
distant whales. Together, these data
suggest that blue whales are rarely
present in the MA and RI/MA WEAs.
Sperm Whale
Sperm whales can be found
throughout the world’s oceans. They
can be found near the edge of the ice
pack in both hemispheres and are also
common along the equator. The North
Atlantic stock is distributed mainly
along the continental shelf-edge, over
the continental slope, and mid-ocean
regions, where they prefer water depths
of 600 m (1,969 ft) or more and are less
common in waters <300 m (984 ft) deep
(Waring et al., 2015; Hayes et al., 2020).
In the winter, sperm whales are
observed east and northeast of Cape
Hatteras. In the spring, sperm whales
are more widely distributed throughout
the Mid-Atlantic Bight and southern
portions of George’s Bank (Hayes et al.,
2020). In the summer, sperm whale
distribution is similar to the spring, but
they are more widespread in Georges
Bank and the Northeast Channel region
and are also observed inshore of the
100-m (328-ft) isobath south of New
England (Hayes et al., 2020). Sperm
whale occurrence on the continental
shelf in areas south of New England is
at its highest in the fall (Hayes et al.,
2020). Between April 2020 and
December 2021, there was 1 sighting of
2 individual sperm whales recorded
during HRG surveys conducted within
the area surrounding the Lease Area and
Falmouth ECC.
Kraus et al. (2016) observed sperm
whales four times in the RI/MA and MA
WEAs and surrounding areas in the
summer and fall during the 2011–2015
NLPSC aerial survey. Sperm whales,
traveling singly or in groups of three or
four, were observed three times in
August and September of 2012, and
once in June of 2015. Effort-weighted
average sighting rates could not be
calculated. The frequency of sperm
whale clicks exceeded the maximum
frequency of PAM equipment used in
the Kraus et al. (2016) study, so no
acoustic data are available for this
species from that study. Sperm whales
were observed only once in the MA
WEA and nearby waters during the
2010–2017 AMAPPS surveys (NEFSC
and SEFSC 2011, 2012, 2013, 2014,
2015, 2016, 2017, 2018). This occurred
during a summer shipboard survey in
2016.
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Phocid Seals
Harbor and gray seals have
experienced two UMEs since 2018,
although one was recently closed (2022
Pinniped UME in Maine) and closure of
the second, described here, is pending.
Beginning in July 2018, elevated
numbers of harbor seal and gray seal
mortalities occurred across Maine, New
Hampshire, and Massachusetts.
Additionally, stranded seals have
shown clinical signs as far south as
Virginia, although not in elevated
numbers, therefore the UME
investigation encompassed all seal
strandings from Maine to Virginia. A
total of 3,152 reported strandings (of all
species) occurred from July 1, 2018,
through March 13, 2020. Full or partial
necropsy examinations were conducted
on some of the seals and samples were
collected for testing. Based on tests
conducted thus far, the main pathogen
found in the seals is phocine distemper
virus. NMFS is performing additional
testing to identify any other factors that
may be involved in this UME, which is
pending closure. Information on this
UME is available online at: https://
www.fisheries.noaa.gov/new-englandmid-atlantic/marine-life-distress/20182020-pinniped-unusual-mortality-eventalong.
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Current data indicate
that not all marine mammal species
have equal hearing capabilities (e.g.,
Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008).
To reflect this, Southall et al. (2007)
recommended that marine mammals be
53733
divided into functional hearing groups
based on directly measured or estimated
hearing ranges on the basis of available
behavioral response data, audiograms
derived using auditory evoked potential
techniques, anatomical modeling, and
other data. Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 decibel
(dB) threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. Marine
mammal hearing groups and their
associated hearing ranges are provided
in table 6.
TABLE 6—MARINE MAMMAL HEARING GROUPS (NMFS, 2018)
Generalized hearing
range *
Hearing group
Low-frequency (LF) cetaceans (baleen whales) .....................................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) ...........................................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, cephalorhynchid, Lagenorhynchus cruciger & L.
australis).
Phocid pinnipeds (PW) (underwater) (true seals) ...................................................................................................................
7 Hz to 35 kHz.
150 Hz to 160 kHz.
275 Hz to 160 kHz.
50 Hz to 86 kHz.
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* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65 dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
(Hemilä et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013). For
more detail concerning these groups and
associated frequency ranges, please see
NMFS (2018) for a review of available
information.
NMFS notes that in 2019, Southall et
al. recommended new names for
hearing groups that are widely
recognized. However, this new hearing
group classification does not change the
weighting functions or acoustic
thresholds (i.e., the weighting functions
and thresholds in Southall et al. (2019)
are identical to NMFS 2018 Revised
Technical Guidance). When NMFS
updates our Technical Guidance, we
will be adopting the updated Southall et
al. (2019) hearing group classification.
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Acoustic Habitat
Acoustic habitat is defined as
distinguishable soundscapes inhabited
by individual animals or assemblages of
species, inclusive of both the sounds
they create and those they hear (NOAA,
2016). All of the sound present in a
particular location and time, considered
as a whole, comprises a ‘‘soundscape’’
(Pijanowski et al., 2011). When
examined from the perspective of the
animals experiencing it, a soundscape
may also be referred to as ‘‘acoustic
habitat’’ (Clark et al., 2009, Moore et al.,
2012, Merchant et al., 2015). High value
acoustic habitats, which vary spectrally,
spatially, and temporally, support
critical life functions (feeding, breeding,
and survival) of their inhabitants. Thus,
it is important to consider acute (e.g.,
stress or missed feeding/breeding
opportunities) and chronic effects (e.g.,
masking) of noise on important acoustic
habitats. Effects that accumulate over
long periods can ultimately result in
detrimental impacts on the individual,
stability of a population, or ecosystems
that they inhabit.
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Potential Effects of the Specified
Activities on Marine Mammals and
Their Habitat
This section includes a summary and
discussion of the ways that components
of the specified activity may impact
marine mammals and their habitat. The
Estimated Take section later in this
document includes a quantitative
analysis of the number of individuals
that are expected to be taken by this
activity. The Negligible Impact Analysis
and Determination section considers the
content of this section, the Estimated
Take section, and the Proposed
Mitigation section, to draw conclusions
regarding the likely impacts of these
activities on the reproductive success or
survivorship of individuals and how
those impacts on individuals are likely
to impact marine mammal species or
stocks. General background information
on marine mammal hearing was
provided previously (see the
Description of Marine Mammals in the
Specified Geographical Area section).
Here, the potential effects of sound on
marine mammals are discussed.
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SouthCoast has requested, and NMFS
proposes to authorize, the take of
marine mammals incidental to the
construction activities associated with
the SouthCoast project. In their
application, SouthCoast presented their
analyses of potential impacts to marine
mammals from the specified activities.
NMFS carefully reviewed the
information provided by SouthCoast
and also independently reviewed
applicable scientific research and
literature and other information to
evaluate the potential effects of
SouthCoast’s specified activities on
marine mammals.
The proposed activities would result
in the construction and placement of up
to 149 permanent foundations (up to
147 WTGs; up to 5 OSPs) in the marine
environment. Up to 10 UXO/MEC
detonations may occur during
construction if any found UXO/MEC
cannot be removed by other means.
There are a variety of types and degrees
of effects to marine mammals, prey
species, and habitat that could occur as
a result of SouthCoast’s specified
activities. Below, we provide a brief
description of the types of sound
sources that would be generated by the
project, the general impacts from these
types of activities, and an analysis of the
anticipated impacts on marine
mammals from SouthCoast’s specified
activities, with consideration of select
proposed mitigation measures.
Description of Sound Sources
This section contains a brief technical
background on sound, on the
characteristics of certain sound types,
and on metrics used in this proposal
inasmuch as the information is relevant
to the specified activity and to a
discussion of the potential effects of the
specified activity on marine mammals
found later in this document. For
general information on sound and its
interaction with the marine
environment, please see Au and
Hastings (2008), Richardson et al.
(1995), Urick (1983), as well as the
Discovery of Sound in the Sea (DOSITS)
website at https://dosits.org/.
Sound is a vibration that travels as an
acoustic wave through a medium such
as a gas, liquid or solid. Sound waves
alternately compress and decompress
the medium as the wave travels. These
compressions and decompressions are
detected as changes in pressure by
aquatic life and man-made sound
receptors such as hydrophones
(underwater microphones). In water,
sound waves radiate in a manner similar
to ripples on the surface of a pond and
may be either directed in a beam
(narrow beam or directional sources) or
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sound beams may radiate in all
directions (omnidirectional sources).
Sound travels in water more
efficiently than almost any other form of
energy, making the use of acoustics
ideal for the aquatic environment and
its inhabitants. In seawater, sound
travels at roughly 1,500 meters per
second (m/s). In-air, sound waves travel
much more slowly, at about 340 m/s.
However, the speed of sound can vary
by a small amount based on
characteristics of the transmission
medium, such as water temperature and
salinity.
The basic components of a sound
wave are frequency, wavelength,
velocity, and amplitude. Frequency is
the number of pressure waves that pass
by a reference point per unit of time and
is measured in Hz or cycles per second.
Wavelength is the distance between two
peaks or corresponding points of a
sound wave (length of one cycle).
Higher frequency sounds have shorter
wavelengths than lower frequency
sounds and typically attenuate
(decrease) more rapidly except in
certain cases in shallower water. The
intensity (or amplitude) of sounds are
measured in decibels (dB), which are a
relative unit of measurement that is
used to express the ratio of one value of
a power or field to another. Decibels are
measured on a logarithmic scale, so a
small change in dB corresponds to large
changes in sound pressure. For
example, a 10–dB increase is a ten-fold
increase in acoustic power. A 20–dB
increase is then a 100-fold increase in
power and a 30–dB increase is a 1,000fold increase in power. However, a tenfold increase in acoustic power does not
mean that the sound is perceived as
being ten times louder. Decibels are a
relative unit comparing two pressures;
therefore, a reference pressure must
always be indicated. For underwater
sound, this is 1 microPascal (mPa). For
in-air sound, the reference pressure is
20 mPa. The amplitude of a sound can
be presented in various ways; however,
NMFS typically considers three metrics.
In this proposed rule, all decibel levels
referenced to 1mPa.
Sound exposure level (SEL)
represents the total energy in a stated
frequency band over a stated time
interval or event and considers both
amplitude and duration of exposure
(represented as dB re 1 mPa2–s). SEL is
a cumulative metric; it can be
accumulated over a single pulse (for pile
driving this is often referred to as singlestrike SEL; SELss) or calculated over
periods containing multiple pulses
(SELcum). Cumulative SEL represents the
total energy accumulated by a receiver
over a defined time window or during
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an event. The SEL metric is useful
because it allows sound exposures of
different durations to be related to one
another in terms of total acoustic
energy. The duration of a sound event
and the number of pulses, however,
should be specified as there is no
accepted standard duration over which
the summation of energy is measured.
Sound is generally defined using
common metrics. Root mean square
(rms) is the quadratic mean sound
pressure over the duration of an
impulse. Root mean square is calculated
by squaring all of the sound amplitudes,
averaging the squares, and then taking
the square root of the average (Urick,
1983). Root mean square accounts for
both positive and negative values;
squaring the pressures makes all values
positive so that they may be accounted
for in the summation of pressure levels
(Hastings and Popper, 2005). This
measurement is often used in the
context of discussing behavioral effects,
in part because behavioral effects,
which often result from auditory cues,
may be better expressed through
averaged units than by peak pressures.
Peak sound pressure (also referred to as
zero-to-peak sound pressure or 0–pk) is
the maximum instantaneous sound
pressure measurable in the water at a
specified distance from the source, and
is represented in the same units as the
rms sound pressure. Along with SEL,
this metric is used in evaluating the
potential for PTS (permanent threshold
shift) and TTS (temporary threshold
shift). Peak pressure is also used to
evaluate the potential for gastrointestinal tract injury (Level A
harassment) from explosives. For
explosives, an impulse metric (Pa–s),
which is the integral of a transient
sound pressure over the duration of the
pulse, is used to evaluate the potential
for mortality (i.e., severe lung injury)
and slight lung injury. Thes impulse
metric thresholds account for animal
mass and depth.
Sounds can be either impulsive or
non-impulsive. The distinction between
these two sound types is important
because they have differing potential to
cause physical effects, particularly with
regard to hearing (e.g., Ward, 1997 in
Southall et al., 2007). Please see NMFS
et al. (2018) and Southall et al. (2007,
2019a) for an in-depth discussion of
these concepts. Impulsive sound
sources (e.g., airguns, explosions,
gunshots, sonic booms, impact pile
driving) produce signals that are brief
(typically considered to be less than one
second), broadband, atonal transients
(American National Standards Institute
(ANSI), 1986, 2005; Harris, 1998;
National Institute for Occupational
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Safety and Health (NIOSH), 1998;
International Organization for
Standardization (ISO, 2003)) and occur
either as isolated events or repeated in
some succession. Impulsive sounds are
all characterized by a relatively rapid
rise from ambient pressure to a maximal
pressure value followed by a rapid
decay period that may include a period
of diminishing, oscillating maximal and
minimal pressures, and generally have
an increased capacity to induce physical
injury as compared with sounds that
lack these features. Impulsive sounds
are typically intermittent in nature.
Non-impulsive sounds can be tonal,
narrowband, or broadband, brief or
prolonged, and may be either
continuous or intermittent (ANSI, 1995;
NIOSH, 1998). Some of these nonimpulsive sounds can be transient
signals of short duration but without the
essential properties of pulses (e.g., rapid
rise time). Examples of non-impulsive
sounds include those produced by
vessels, aircraft, machinery operations
such as drilling or dredging, vibratory
pile driving, and active sonar systems.
Sounds are also characterized by their
temporal component. Continuous
sounds are those whose sound pressure
level remains above that of the ambient
sound with negligibly small fluctuations
in level (NIOSH, 1998; ANSI, 2005)
while intermittent sounds are defined as
sounds with interrupted levels of low or
no sound (NIOSH, 1998). NMFS
identifies Level B harassment thresholds
based on if a sound is continuous or
intermittent.
Even in the absence of sound from the
specified activity, the underwater
environment is typically loud due to
ambient sound, which is defined as
environmental background sound levels
lacking a single source or point
(Richardson et al., 1995). The sound
level of a region is defined by the total
acoustical energy being generated by
known and unknown sources. These
sources may include physical (e.g.,
wind and waves, earthquakes, ice,
atmospheric sound), biological (e.g.,
sounds produced by marine mammals,
fish, and invertebrates), and
anthropogenic (e.g., vessels, dredging,
construction) sound. A number of
sources contribute to ambient sound,
including wind and waves, which are a
main source of naturally occurring
ambient sound for frequencies between
200 Hz and 50 kHz (International
Council for the Exploration of the Sea
(ICES), 1995). In general, ambient sound
levels tend to increase with increasing
wind speed and wave height.
Precipitation can become an important
component of total sound at frequencies
above 500 Hz and possibly down to 100
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Hz during quiet times. Marine mammals
can contribute significantly to ambient
sound levels as can some fish and
snapping shrimp. The frequency band
for biological contributions is from
approximately 12 Hz to over 100 kHz.
Sources of ambient sound related to
human activity include transportation
(surface vessels), dredging and
construction, oil and gas drilling and
production, geophysical surveys, sonar,
and explosions. Vessel noise typically
dominates the total ambient sound for
frequencies between 20 and 300 Hz. In
general, the frequencies of
anthropogenic sounds are below 1 kHz,
and if higher frequency sound levels are
created, they attenuate rapidly.
The sum of the various natural and
anthropogenic sound sources that
comprise ambient sound at any given
location and time depends not only on
the source levels (as determined by
current weather conditions and levels of
biological and human activity) but also
on the ability of sound to propagate
through the environment. In turn, sound
propagation is dependent on the
spatially and temporally varying
properties of the water column and sea
floor and is frequency-dependent. As a
result of the dependence on a large
number of varying factors, ambient
sound levels can be expected to vary
widely over both coarse and fine spatial
and temporal scales. Sound levels at a
given frequency and location can vary
by 10–20 dB from day to day
(Richardson et al., 1995). The result is
that, depending on the source type and
its intensity, sound from the specified
activity may be a negligible addition to
the local environment or could form a
distinctive signal that may affect marine
mammals. Human-generated sound is a
significant contributor to the acoustic
environment in the Project location.
Potential Effects of Underwater Sound
on Marine Mammals
Anthropogenic sounds cover a broad
range of frequencies and sound levels
and can have a range of highly variable
impacts on marine life from none or
minor to potentially severe responses
depending on received levels, duration
of exposure, behavioral context, and
various other factors. Broadly,
underwater sound from active acoustic
sources, such as those that would be
produced by SouthCoast’s activities, can
potentially result in one or more of the
following: temporary or permanent
hearing impairment, non-auditory
physical or physiological effects,
behavioral disturbance, stress, and
masking (Richardson et al., 1995;
Gordon et al., 2003; Nowacek et al.,
2007; Southall et al., 2007; Götz et al.,
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53735
2009; Erbe et al., 2016, 2019). Nonauditory physiological effects or injuries
that theoretically might occur in marine
mammals exposed to high level
underwater sound or as a secondary
effect of extreme behavioral reactions
(e.g., change in dive profile as a result
of an avoidance reaction) caused by
exposure to sound include neurological
effects, bubble formation, resonance
effects, and other types of organ or
tissue damage (Cox et al., 2006; Southall
et al., 2007; Zimmer and Tyack, 2007;
Tal et al., 2015). Potential effects from
explosive sound sources can range in
severity from behavioral disturbance or
tactile perception to physical
discomfort, slight injury of the internal
organs and the auditory system, or
mortality (Yelverton et al., 1973; Siebert
et al., 2022).
In general, the degree of effect of an
acoustic exposure is intrinsically related
to the signal characteristics, received
level, distance from the source, and
duration of the sound exposure, in
addition to the contextual factors of the
receiver (e.g., behavioral state at time of
exposure, age class, etc.). In general,
sudden, high level sounds can cause
hearing loss as can longer exposures to
lower level sounds. Moreover, any
temporary or permanent loss of hearing
will occur almost exclusively for noise
within an animal’s hearing range. We
describe below the specific
manifestations of acoustic effects that
may occur based on the activities
proposed by SouthCoast.
Richardson et al. (1995) described
zones of increasing intensity of effect
that might be expected to occur in
relation to distance from a source and
assuming that the signal is within an
animal’s hearing range. First (at the
greatest distance) is the area within
which the acoustic signal would be
audible (potentially perceived) to the
animal but not strong enough to elicit
any overt behavioral or physiological
response. The next zone (closer to the
receiving animal) corresponds with the
area where the signal is audible to the
animal and of sufficient intensity to
elicit behavioral or physiological
responsiveness. The third is a zone
within which, for signals of high
intensity, the received level is sufficient
to potentially cause discomfort or tissue
damage to auditory or other systems.
Overlaying these zones to a certain
extent is the area within which masking
(i.e., when a sound interferes with or
masks the ability of an animal to detect
a signal of interest that is above the
absolute hearing threshold) may occur;
the masking zone may be highly
variable in size.
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Below, we provide additional detail
regarding potential impacts on marine
mammals and their habitat from noise
in general, starting with hearing
impairment, as well as from the specific
activities SouthCoast plans to conduct,
to the degree it is available (noting that
there is limited information regarding
the impacts of offshore wind
construction on marine mammals).
Hearing Threshold Shift
Marine mammals exposed to highintensity sound or to lower-intensity
sound for prolonged periods can
experience hearing threshold shift (TS),
which NMFS defines as a change,
usually an increase, in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level expressed in decibels (NMFS,
2018). Threshold shifts can be
permanent, in which case there is an
irreversible increase in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
or temporary, in which there is
reversible increase in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
and the animal’s hearing threshold
would fully recover over time (Southall
et al., 2019a). Repeated sound exposure
that leads to TTS could cause PTS.
When PTS occurs, there can be
physical damage to the sound receptors
in the ear (i.e., tissue damage) whereas
TTS represents primarily tissue fatigue
and is reversible (Henderson et al.,
2008). In addition, other investigators
have suggested that TTS is within the
normal bounds of physiological
variability and tolerance and does not
represent physical injury (e.g., Ward,
1997; Southall et al., 2019a). Therefore,
NMFS does not consider TTS to
constitute auditory injury.
Relationships between TTS and PTS
thresholds have not been studied in
marine mammals, and there is no PTS
data for cetaceans. However, such
relationships are assumed to be similar
to those in humans and other terrestrial
mammals. Noise exposure can result in
either a permanent shift in hearing
thresholds from baseline (PTS; a 40–dB
threshold shift approximates a PTS
onset; e.g., Kryter et al., 1966; Miller,
1974; Henderson et al., 2008) or a
temporary, recoverable shift in hearing
that returns to baseline (a 6–dB
threshold shift approximates a TTS
onset; e.g., Southall et al., 2019a). Based
on data from terrestrial mammals, a
precautionary assumption is that the
PTS thresholds, expressed in the
unweighted peak sound pressure level
metric (PK), for impulsive sounds (such
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as impact pile driving pulses) are at
least 6 dB higher than the TTS
thresholds and the weighted PTS
cumulative sound exposure level
thresholds are 15 (impulsive sound) to
20 (non-impulsive sounds) dB higher
than TTS cumulative sound exposure
level thresholds (Southall et al., 2019a).
Given the higher level of sound or
longer exposure duration necessary to
cause PTS as compared with TTS, PTS
is less likely to occur as a result of these
activities, but it is possible and a small
amount has been proposed for
authorization for several species.
TTS is the mildest form of hearing
impairment that can occur during
exposure to sound, with a TTS of 6 dB
considered the minimum threshold shift
clearly larger than any day-to-day or
session-to-session variation in a
subject’s normal hearing ability
(Schlundt et al., 2000; Finneran et al.,
2000; Finneran et al., 2002). While
experiencing TTS, the hearing threshold
rises, and a sound must be at a higher
level in order to be heard. In terrestrial
and marine mammals, TTS can last from
minutes or hours to days (in cases of
strong TTS). In many cases, hearing
sensitivity recovers rapidly after
exposure to the sound ends. There is
data on sound levels and durations
necessary to elicit mild TTS for marine
mammals, but recovery is complicated
to predict and dependent on multiple
factors.
Marine mammal hearing plays a
critical role in communication with
conspecifics, and interpretation of
environmental cues for purposes such
as predator avoidance and prey capture.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious depending on the degree of
interference with marine mammals
hearing. For example, a marine mammal
may be able to readily compensate for
a brief, relatively small amount of TTS
in a non-critical frequency range that
occurs during a time where ambient
noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
time when communication is critical
(e.g., for successful mother/calf
interactions, consistent detection of
prey) could have more serious impacts.
Currently, TTS data only exist for four
species of cetaceans (bottlenose
dolphin, beluga whale (Delphinapterus
leucas), harbor porpoise, and Yangtze
finless porpoise (Neophocoena
asiaeorientalis)) and six species of
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pinnipeds (northern elephant seal
(Mirounga angustirostris), harbor seal,
ring seal, spotted seal, bearded seal, and
California sea lion (Zalophus
californianus)) that were exposed to a
limited number of sound sources (i.e.,
mostly tones and octave-band noise
with limited number of exposure to
impulsive sources such as seismic
airguns or impact pile driving) in
laboratory settings (Southall et al.,
2019). There is currently no data
available on noise-induced hearing loss
for mysticetes. For summaries of data on
TTS or PTS in marine mammals or for
further discussion of TTS or PTS onset
thresholds, please see Southall et al.
(2019), and NMFS (2018).
Recent studies with captive
odontocete species (bottlenose dolphin,
harbor porpoise, beluga, and false killer
whale) have observed increases in
hearing threshold levels when
individuals received a warning sound
prior to exposure to a relatively loud
sound (Nachtigall and Supin, 2013,
2015; Nachtigall et al., 2016a, 2016b,
2016c; Finneran, 2018;, Nachtigall et al.,
2018). These studies suggest that captive
animals have a mechanism to reduce
hearing sensitivity prior to impending
loud sounds. Hearing change was
observed to be frequency dependent and
Finneran (2018) suggests hearing
attenuation occurs within the cochlea or
auditory nerve. Based on these
observations on captive odontocetes, the
authors suggest that wild animals may
have a mechanism to self-mitigate the
impacts of noise exposure by
dampening their hearing during
prolonged exposures of loud sound, or
if conditioned to anticipate intense
sounds (Finneran, 2018; Nachtigall et
al., 2018).
Behavioral Effects
Exposure of marine mammals to
sound sources can result in, but is not
limited to, no response or any of the
following observable responses:
increased alertness; orientation or
attraction to a sound source; vocal
modifications; cessation of feeding;
cessation of social interaction; alteration
of movement or diving behavior; habitat
abandonment (temporary or permanent);
and, in severe cases, panic, flight,
stampede, or stranding, potentially
resulting in death (Southall et al., 2007).
A review of marine mammal responses
to anthropogenic sound was first
conducted by Richardson (1995). More
recent reviews address studies
conducted since 1995 and focused on
observations where the received sound
level of the exposed marine mammal(s)
was known or could be estimated
Nowacek et al., 2007; DeRuiter et al.,
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2013; Ellison et al., 2012; Gomez et al.,
2016; Southall et al., 2021; Gomez et al.
2016). Gomez et al. (2016) conducted a
review of the literature considering the
contextual information of exposure in
addition to received level and found
that higher received levels were not
always associated with more severe
behavioral responses and vice versa.
Southall et al. (2021) states that results
demonstrate that some individuals of
different species display clear yet varied
responses, some of which have negative
implications while others appear to
tolerate high levels and that responses
may not be fully predictable with
simple acoustic exposure metrics (e.g.,
received sound level). Rather, the
authors state that differences among
species and individuals along with
contextual aspects of exposure (e.g.,
behavioral state) appear to affect
response probability.
Behavioral responses to sound are
highly variable and context-specific.
Many different variables can influence
an animal’s perception of and response
to (nature and magnitude) an acoustic
event. An animal’s prior experience
with a sound or sound source affects
whether it is less likely (habituation) or
more likely (sensitization) to respond to
certain sounds in the future (animals
can also be innately predisposed to
respond to certain sounds in certain
ways) (Southall et al., 2019a). Related to
the sound itself, the perceived nearness
of the sound, bearing of the sound
(approaching versus retreating), the
similarity of a sound to biologically
relevant sounds in the animal’s
environment (i.e., calls of predators,
prey, or conspecifics), and familiarity of
the sound may affect the way an animal
responds to the sound (Southall et al.,
2007, DeRuiter et al., 2013). Individuals
(of different age, gender, reproductive
status, etc.) among most populations
will have variable hearing capabilities,
and differing behavioral sensitivities to
sounds that will be affected by prior
conditioning, experience, and current
activities of those individuals. Often,
specific acoustic features of the sound
and contextual variables (i.e., proximity,
duration, or recurrence of the sound or
the current behavior that the marine
mammal is engaged in or its prior
experience), as well as entirely separate
factors such as the physical presence of
a nearby vessel, may be more relevant
to the animal’s response than the
received level alone.
Overall, the variability of responses to
acoustic stimuli depends on the species
receiving the sound, the sound source,
and the social, behavioral, or
environmental contexts of exposure
(e.g., DeRuiter and Doukara, 2012). For
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example, Goldbogen et al. (2013b)
demonstrated that individual behavioral
state was critically important in
determining response of blue whales to
sonar, noting that some individuals
engaged in deep (greater than 50 m)
feeding behavior had greater dive
responses than those in shallow feeding
or non-feeding conditions. Some blue
whales in the Goldbogen et al. (2013a)
study that were engaged in shallow
feeding behavior demonstrated no clear
changes in diving or movement even
when received levels were high (∼160
dB re 1mPa) for exposures to 3–4 kHz
sonar signals, while deep feeding and
non-feeding whales showed a clear
response at exposures at lower received
levels of sonar and pseudorandom
noise. Southall et al. (2011) found that
blue whales had a different response to
sonar exposure depending on behavioral
state, more pronounced when deep
feeding/travel modes than when
engaged in surface feeding.
With respect to distance influencing
disturbance, DeRuiter et al. (2013)
examined behavioral responses of
Cuvier’s beaked whales to midfrequency sonar and found that whales
responded strongly at low received
levels (89–127 dB re 1μPa)by ceasing
normal fluking and echolocation,
swimming rapidly away, and extending
both dive duration and subsequent nonforaging intervals when the sound
source was 3.4–9.5 km (2.1–5.9 mi)
away. Importantly, this study also
showed that whales exposed to a similar
range of received levels (78–106 dB re
1μPa) from distant sonar exercises (118
km (73 mi) away) did not elicit such
responses, suggesting that context may
moderate reactions. Thus, distance from
the source is an important variable in
influencing the type and degree of
behavioral response and this variable is
independent of the effect of received
levels (e.g., DeRuiter et al., 2013;
Dunlop et al., 2017a, 2017b; Falcone et
al., 2017; Dunlop et al., 2018; Southall
et al., 2019b).
Ellison et al. (2012) outlined an
approach to assessing the effects of
sound on marine mammals that
incorporates contextual-based factors.
The authors recommend considering not
just the received level of sound but also
the activity the animal is engaged in at
the time the sound is received, the
nature and novelty of the sound (i.e., is
this a new sound from the animal’s
perspective), and the distance between
the sound source and the animal. They
submit that this ‘‘exposure context,’’ as
described, greatly influences the type of
behavioral response exhibited by the
animal. Forney et al. (2017) also point
out that an apparent lack of response
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(e.g., no displacement or avoidance of a
sound source) may not necessarily mean
there is no cost to the individual or
population, as some resources or
habitats may be of such high value that
animals may choose to stay, even when
experiencing stress or hearing loss.
Forney et al. (2017) recommend
considering both the costs of remaining
in an area of noise exposure such as
TTS, PTS, or masking, which could lead
to an increased risk of predation or
other threats or a decreased capability to
forage, and the costs of displacement,
including potential increased risk of
vessel strike, increased risks of
predation or competition for resources,
or decreased habitat suitable for
foraging, resting, or socializing. This
sort of contextual information is
challenging to predict with accuracy for
ongoing activities that occur over large
spatial and temporal expanses.
However, distance is one contextual
factor for which data exist to
quantitatively inform a take estimate,
and the method for predicting Level B
harassment in this rule does consider
distance to the source. Other factors are
often considered qualitatively in the
analysis of the likely consequences of
sound exposure, where supporting
information is available.
Behavioral change, such as
disturbance manifesting in lost foraging
time, in response to anthropogenic
activities is often assumed to indicate a
biologically significant effect on a
population of concern. However,
individuals may be able to compensate
for some types and degrees of shifts in
behavior, preserving their health and
thus their vital rates and population
dynamics. For example, New et al.
(2013) developed a model simulating
the complex social, spatial, behavioral
and motivational interactions of coastal
bottlenose dolphins in the Moray Firth,
Scotland, to assess the biological
significance of increased rate of
behavioral disruptions caused by vessel
traffic. Despite a modeled scenario in
which vessel traffic increased from 70 to
470 vessels a year (a six-fold increase in
vessel traffic) in response to the
construction of a proposed offshore
renewables’ facility, the dolphins’
behavioral time budget, spatial
distribution, motivations and social
structure remained unchanged.
Similarly, two bottlenose dolphin
populations in Australia were also
modeled over 5 years against a number
of disturbances (Reed et al., 2020) and
results indicate that habitat/noise
disturbance had little overall impact on
population abundances in either
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location, even in the most extreme
impact scenarios modeled.
Friedlaender et al. (2016) provided
the first integration of direct measures of
prey distribution and density variables
incorporated into across-individual
analyses of behavior responses of blue
whales to sonar, and demonstrated a
five-fold increase in the ability to
quantify variability in blue whale diving
behavior. When the prey field was
mapped and used as a covariate in
examining how behavioral state of blue
whales is influenced by mid-frequency
sound, the response in blue whale deepfeeding behavior was even more
apparent, reinforcing the need for
contextual variables to be included
when assessing behavioral responses
(Friedlaender et al., 2016). These results
illustrate that responses evaluated
without such measurements for foraging
animals may be misleading, which again
illustrates the context-dependent nature
of the probability of response.
The following subsections provide
examples of behavioral responses that
give an idea of the variability in
behavioral responses that would be
expected given the differential
sensitivities of marine mammal species
to sound, contextual factors, and the
wide range of potential acoustic sources
to which a marine mammal may be
exposed. Behavioral responses that
could occur for a given sound exposure
should be determined from the
literature that is available for each
species, or extrapolated from closely
related species when no information
exists, along with contextual factors.
Avoidance and Displacement
Avoidance is the displacement of an
individual from an area or migration
path as a result of the presence of a
sound or other stressors and is one of
the most obvious manifestations of
disturbance in marine mammals
(Richardson et al., 1995). For example,
gray whales (Eschrichtius robustus) and
humpback whales are known to change
direction, deflecting from customary
migratory paths, in order to avoid noise
from airgun surveys (Malme et al., 1984;
Dunlop et al., 2018). Avoidance is
qualitatively different from the flight
response but also differs in the
magnitude of the response (i.e., directed
movement, rate of travel, etc.).
Avoidance may be short-term with
animals returning to the area once the
noise has ceased (e.g., Malme et al.,
1984; Bowles et al., 1994; Goold, 1996;
Stone et al., 2000; Morton and
Symonds, 2002; Gailey et al., 2007;
Dähne et al., 2013; Russel et al., 2016).
Longer-term displacement is possible,
however, which may lead to changes in
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abundance or distribution patterns of
the affected species in the affected
region if habituation to the presence of
the sound does not occur (e.g.,
Blackwell et al., 2004; Bejder et al.,
2006; Teilmann et al., 2006; Forney et
al., 2017). Avoidance of marine
mammals during the construction of
offshore wind facilities (specifically,
impact pile driving) has been
documented in the literature with some
significant variation in the temporal and
spatial degree of avoidance and with
most studies focused on harbor
porpoises as one of the most common
marine mammals in European waters
(e.g., Tougaard et al., 2009; Dähne et al.,
2013; Thompson et al., 2013; Russell et
al., 2016; Brandt et al., 2018).
Available information on impacts to
marine mammals from pile driving
associated with offshore wind is limited
to information on harbor porpoises and
seals, as the vast majority of this
research has occurred at European
offshore wind projects where large
whales and other odontocete species are
uncommon. Harbor porpoises and
harbor seals are considered to be
behaviorally sensitive species (e.g.,
Southall et al., 2007) and the effects of
wind farm construction in Europe on
these species has been well
documented. These species have
received particular attention in
European waters due to their abundance
in the North Sea (Hammond et al., 2002;
Nachtsheim et al., 2021). A summary of
the literature on documented effects of
wind farm construction on harbor
porpoise and harbor seals is described
below.
Brandt et al. (2016) summarized the
effects of the construction of eight
offshore wind projects within the
German North Sea (i.e., Alpha Ventus,
BARD Offshore I, Borkum West II,
DanTysk, Global Tech I, Meerwind Süd/
Ost, Nordsee Ost, and Riffgat) between
2009 and 2013 on harbor porpoises,
combining PAM data from 2010–2013
and aerial surveys from 2009–2013 with
data on noise levels associated with pile
driving. Results of the analysis revealed
significant declines in porpoise
detections during pile driving when
compared to 25–48 hours before pile
driving began, with the magnitude of
decline during pile driving clearly
decreasing with increasing distances to
the construction site. During the
majority of projects, significant declines
in detections (by at least 20 percent)
were found within at least 5–10 km
(3.1–6.2 mi) of the pile driving site, with
declines at up to 20–30 km (12.4–18.6
mi) of the pile driving site documented
in some cases. Similar results
demonstrating the long-distance
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displacement of harbor porpoises (18–
25 km (11.2–15.5 mi)) and harbor seals
(up to 40 km (25 mi)) during impact pile
driving have also been observed during
the construction at multiple other
European wind farms (Tougaard et al.,
2009; Bailey et al., 2010.; Dähne et al.,
2013; Lucke et al., 2012; Haelters et al.,
2015).
While harbor porpoises and seals tend
to move several kilometers away from
wind farm construction activities, the
duration of displacement has been
documented to be relatively temporary.
In two studies at Horns Rev II using
impact pile driving, harbor porpoise
returned within 1–2 days following
cessation of pile driving (Tougaard et
al., 2009, Brandt et al., 2011). Similar
recovery periods have been noted for
harbor seals off England during the
construction of four wind farms
(Brasseur et al., 2012; Carroll et al.,
2010; Hamre et al., 2011; Hastie et al.,
2015; Russell et al., 2016). In some
cases, an increase in harbor porpoise
activity has been documented inside
wind farm areas following construction
(e.g., Lindeboom et al., 2011). Other
studies have noted longer term impacts
after impact pile driving. Near Dogger
Bank in Germany, harbor porpoises
continued to avoid the area for over 2
years after construction began (Gilles et
al. 2009). Approximately 10 years after
construction of the Nysted wind farm,
harbor porpoise abundance had not
recovered to the original levels
previously seen, although the
echolocation activity was noted to have
been increasing when compared to the
previous monitoring period (Teilmann
and Carstensen, 2012). However,
overall, there are no indications for a
population decline of harbor porpoises
in European waters (e.g., Brandt et al.,
2016). Notably, where significant
differences in displacement and return
rates have been identified for these
species, the occurrence of secondary
project-specific influences such as use
of mitigation measures (e.g., bubble
curtains, acoustic deterrent devices
(ADDs)) or the manner in which species
use the habitat in the project area are
likely the driving factors of this
variation.
NMFS notes the aforementioned
studies from Europe involve installing
much smaller piles than SouthCoast
proposes to install and therefore, we
anticipate noise levels from impact pile
driving to be louder. For this reason, we
anticipate that the greater distances of
displacement observed in harbor
porpoise and harbor seals documented
in Europe are likely to occur off of
Massachusetts. However, we do not
anticipate any greater severity of
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response due to harbor porpoise and
harbor seal habitat use off of
Massachusetts or population level
consequences similar to European
findings. In many cases, harbor
porpoises and harbor seals are resident
to the areas where European wind farms
have been constructed. However, off of
Massachusetts, harbor porpoises are
transient (with higher abundances in
winter when foundation installation
would not occur) and a small percentage
of the large harbor seal population are
only seasonally present with no
rookeries established. In summary, we
anticipate that harbor porpoise and
harbor seals will likely respond to pile
driving by moving several kilometers
away from the source but return to
typical habitat use patterns when pile
driving ceases.
Some avoidance behavior of other
marine mammal species has been
documented to be dependent on
distance from the source. As described
above, DeRuiter et al. (2013) noted that
distance from a sound source may
moderate marine mammal reactions in
their study of Cuvier’s beaked whales
(an acoustically sensitive species),
which showed the whales swimming
rapidly and silently away when a sonar
signal was 3.4–9.5 km (2.1–5.9 mi) away
while showing no such reaction to the
same signal when the signal was 118 km
(73 mi) away even though the received
levels were similar. Tyack et al. (1983)
conducted playback studies of
Surveillance Towed Array Sensor
System (SURTASS) low-frequency
active (LFA) sonar in a gray whale
migratory corridor off California.
Similar to North Atlantic right whales,
gray whales migrate close to shore
(approximately 2 km (1.2 mi) from
shore) and are low-frequency hearing
specialists. The LFA sonar source was
placed within the gray whale migratory
corridor (approximately 2 km (1.2 mi)
offshore) and offshore of most, but not
all, migrating whales (approximately 4
km (2.5 mi) offshore). These locations
influenced received levels and distance
to the source. For the inshore playbacks,
not unexpectedly, the louder the source
level of the playback (i.e., the louder the
received level), whale avoided the
source at greater distances. Specifically,
when the source level was 170 dB
SPLrms and 178 dBrms, whales avoided
the inshore source at ranges of several
hundred meters, similar to avoidance
responses reported by Malme et al.
(1983; 1984). Whales exposed to source
levels of 185 dBrms demonstrated
avoidance levels at ranges of +1 km
(+0.6 mi). While there was observed
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deflection from course, in no case did a
whale abandon its migratory behavior.
The signal context of the noise
exposure has been shown to play an
important role in avoidance responses.
In a 2007–2008 study in the Bahamas,
playback sounds of a potential
predator—a killer whale—resulted in a
similar but more pronounced reaction in
beaked whales (an acoustically sensitive
species), which included longer interdive intervals and a sustained straightline departure of more than 20 km (12.4
mi) from the area (Boyd et al., 2008;
Southall et al., 2009; Tyack et al., 2011).
SouthCoast does not anticipate and
NMFS is not proposing to authorize take
of beaked whales and, moreover, the
sounds produced by SouthCoast do not
have signal characteristics similar to
predators. Therefore, we would not
expect such extreme reactions to occur
for similar species.
One potential consequence of
behavioral avoidance is the altered
energetic expenditure of marine
mammals because energy is required to
move and avoid surface vessels or the
sound field associated with active sonar
(Frid and Dill, 2002). Most animals can
avoid that energetic cost by swimming
away at slow speeds or speeds that
minimize the cost of transport (MiksisOlds, 2006), as has been demonstrated
in Florida manatees (Miksis-Olds, 2006).
Those energetic costs increase, however,
when animals shift from a resting state,
which is designed to conserve an
animal’s energy, to an active state that
consumes energy the animal would
have conserved had it not been
disturbed. Marine mammals that have
been disturbed by anthropogenic noise
and vessel approaches are commonly
reported to shift from resting to active
behavioral states, which would imply
that they incur an energy cost.
Forney et al. (2017) detailed the
potential effects of noise on marine
mammal populations with high site
fidelity, including displacement and
auditory masking, noting that a lack of
observed response does not imply
absence of fitness costs and that
apparent tolerance of disturbance may
have population-level impacts that are
less obvious and difficult to document.
Avoidance of overlap between
disturbing noise and areas and/or times
of particular importance for sensitive
species may be critical to avoiding
population-level impacts because
(particularly for animals with high site
fidelity) there may be a strong
motivation to remain in the area despite
negative impacts. Forney et al. (2017)
stated that, for these animals, remaining
in a disturbed area may reflect a lack of
alternatives rather than a lack of effects.
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A flight response is a dramatic change
in normal movement to a directed and
rapid movement away from the
perceived location of a sound source.
The flight response differs from other
avoidance responses in the intensity of
the response (e.g., directed movement,
rate of travel). Relatively little
information on flight responses of
marine mammals to anthropogenic
signals exist, although observations of
flight responses to the presence of
predators have occurred (Connor and
Heithaus, 1996; Frid and Dill, 2002).
The result of a flight response could
range from brief, temporary exertion and
displacement from the area where the
signal provokes flight to, in extreme
cases, beaked whale strandings (Cox et
al., 2006; D’Amico et al., 2009).
However, it should be noted that
response to a perceived predator does
not necessarily invoke flight (Ford and
Reeves, 2008), and whether individuals
are solitary or in groups may influence
the response. Flight responses of marine
mammals have been documented in
response to mobile high intensity active
sonar (e.g., Tyack et al., 2011; DeRuiter
et al., 2013; Wensveen et al., 2019), and
more severe responses have been
documented when sources are moving
towards an animal or when they are
surprised by unpredictable exposures
(Watkins 1986; Falcone et al. 2017).
Generally speaking, however, marine
mammals would be expected to be less
likely to respond with a flight response
to either stationary pile driving (which
they can sense is stationary and
predictable) or significantly lower-level
HRG surveys unless they are within the
area ensonified above behavioral
harassment thresholds at the moment
the source is turned on (Watkins, 1986;
Falcone et al., 2017). A flight response
may also be possible in response to
UXO/MEC detonation. However,
detonations would be restricted to one
per day and a maximum of 10 over 5
years, thus, there would be limited
opportunities for flight response to be
elicited as a result of detonation noise.
The proposed mitigation and
monitoring would result in any animals
being far from the detonation location
(i.e., the clearance zones vary by hearing
group and charge weight, but all zones
are sized to ensure that marine
mammals are beyond the area where
PTS could occur prior to detonation)
and any flight response would be
spatially and temporally limited.
Diving and Foraging
Changes in dive behavior in response
to noise exposure can vary widely. They
may consist of increased or decreased
dive times and surface intervals as well
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as changes in the rates of ascent and
descent during a dive (e.g., Frankel and
Clark, 2000; Costa et al., 2003; Ng and
Leung, 2003; Nowacek et al.; 2004;
Goldbogen et al., 2013a, Goldbogen et
al. 2013b). Variations in dive behavior
may reflect interruptions in biologically
significant activities (e.g., foraging) or
they may be of little biological
significance. Variations in dive behavior
may also expose an animal to
potentially harmful conditions (e.g.,
increasing the chance of ship-strike) or
may serve as an avoidance response that
enhances survivorship. The impact of a
variation in diving resulting from an
acoustic exposure depends on what the
animal is doing at the time of the
exposure, the type and magnitude of the
response, and the context within which
the response occurs (e.g., the
surrounding environmental and
anthropogenic circumstances).
Nowacek et al. (2004) reported
disruptions of dive behaviors in foraging
North Atlantic right whales when
exposed to an alerting stimulus, an
action, they noted, that could lead to an
increased likelihood of vessel strike.
The alerting stimulus was in the form of
an 18 minute exposure that included
three 2-minute signals played three
times sequentially. This stimulus was
designed with the purpose of providing
signals distinct to background noise that
serve as localization cues. However, the
whales did not respond to playbacks of
either right whale social sounds or
vessel noise, highlighting the
importance of the sound characteristics
in producing a behavioral reaction.
Although source levels for the proposed
pile driving activities may exceed the
received level of the alerting stimulus
described by Nowacek et al. (2004),
proposed mitigation strategies (further
described in the Proposed Mitigation
section) will reduce the severity of any
response to proposed pile driving
activities. Converse to the behavior of
North Atlantic right whales, IndoPacific humpback dolphins have been
observed to dive for longer periods of
time in areas where vessels were present
and/or approaching (Ng and Leung,
2003). In both of these studies, the
influence of the sound exposure cannot
be decoupled from the physical
presence of a surface vessel, thus
complicating interpretations of the
relative contribution of each stimulus to
the response. Indeed, the presence of
surface vessels, their approach, and
speed of approach seemed to be
significant factors in the response of the
Indo-Pacific humpback dolphins (Ng
and Leung, 2003). Low frequency
signals of the Acoustic Thermometry of
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Ocean Climate (ATOC) sound source
were not found to affect dive times of
humpback whales in Hawaiian waters
(Frankel and Clark, 2000) or to overtly
affect elephant seal dives (Costa et al.,
2003). They did, however, produce
subtle effects that varied in direction
and degree among the individual seals,
illustrating the equivocal nature of
behavioral effects and consequent
difficulty in defining and predicting
them.
Disruption of feeding behavior can be
difficult to correlate with anthropogenic
sound exposure, so it is usually inferred
by observed displacement from known
foraging areas, the cessation of
secondary indicators of feeding (e.g.,
bubble nets or sediment plumes), or
changes in dive behavior. As for other
types of behavioral response, the
frequency, duration, and temporal
pattern of signal presentation as well as
differences in species sensitivity are
likely contributing factors to differences
in response in any given circumstance
(e.g., Croll et al., 2001; Nowacek et al.;
2004; Madsen et al., 2006; Yazvenko et
al., 2007; Southall et al., 2019b). An
understanding of the energetic
requirements of the affected individuals
and the relationship between prey
availability, foraging effort and success,
and the life history stage of the animal
can facilitate the assessment of whether
foraging disruptions are likely to incur
fitness consequences (Goldbogen et al.,
2013b; Farmer et al., 2018; Pirotta et al.,
2018a; Southall et al., 2019a; Pirotta et
al., 2021).
Impacts on marine mammal foraging
rates from noise exposure have been
documented, though there is little data
regarding the impacts of offshore
turbine construction specifically.
Several broader examples follow, and it
is reasonable to expect that exposure to
noise produced during the 5-years the
proposed rule would be effective could
have similar impacts.
Visual tracking, passive acoustic
monitoring, and movement recording
tags were used to quantify sperm whale
behavior prior to, during, and following
exposure to airgun arrays at received
levels in the range 140–160 dB at
distances of 7–13 km (4.3–8.1 mi),
following a phase-in of sound intensity
and full array exposures at 1–13 km
(0.6–8.1 mi) (Madsen et al., 2006; Miller
et al., 2009). Sperm whales did not
exhibit horizontal avoidance behavior at
the surface. However, foraging behavior
may have been affected. The sperm
whales exhibited 19 percent less vocal
(buzz) rate during full exposure relative
to post exposure, and the whale that
was approached most closely had an
extended resting period and did not
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resume foraging until the airguns had
ceased firing. The remaining whales
continued to execute foraging dives
throughout exposure; however,
swimming movements during foraging
dives were six percent lower during
exposure than control periods (Miller et
al., 2009). Miller et al. (2009) noted that
more data are required to understand
whether the differences were due to
exposure or natural variation in sperm
whale behavior.
Balaenopterid whales exposed to
moderate low-frequency signals similar
to the ATOC sound source
demonstrated no variation in foraging
activity (Croll et al., 2001) whereas five
out of six North Atlantic right whales
exposed to an acoustic alarm
interrupted their foraging dives
(Nowacek et al., 2004). Although the
received SPLs were similar in the latter
two studies, the frequency, duration,
and temporal pattern of signal
presentation were different. These
factors, as well as differences in species
sensitivity, are likely contributing
factors to the differential response. The
source levels of both the proposed
construction and HRG activities exceed
the source levels of the signals
described by Nowacek et al. (2004) and
Croll et al. (2001), and noise generated
by SouthCoast’s activities at least
partially overlaps in frequency with the
described signals. Blue whales exposed
to mid-frequency sonar in the Southern
California Bight were less likely to
produce low frequency calls usually
associated with feeding behavior
(Melcón et al., 2012). However, Melcón
et al. (2012) were unable to determine
if suppression of low-frequency calls
reflected a change in their feeding
performance or abandonment of
foraging behavior and indicated that
implications of the documented
responses are unknown. Further, it is
not known whether the lower rates of
calling actually indicated a reduction in
feeding behavior or social contact since
the study used data from remotely
deployed, passive acoustic monitoring
buoys. Results from the 2010–2011 field
season of a behavioral response study in
Southern California waters indicated
that, in some cases and at low received
levels, tagged blue whales responded to
mid-frequency sonar but that those
responses were mild and there was a
quick return to their baseline activity
(Southall et al., 2011; Southall et al.,
2012b, Southall et al., 2019b).
Southall et al. (2011) found that blue
whales had a different response to sonar
exposure depending on behavioral state,
which was more pronounced when
whales were in deep feeding/travel
modes than when engaged in surface
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feeding. Southall et al. (2023) conducted
a controlled exposure experiment (CEE)
study similar to Southall et al. (2011),
but focused on fin whale behavioral
responses to different sound sources
including mid-frequency active sonar
(MFAS), and pseudorandom noise
(PRN) signals lacking tonal patterns but
having frequency, duration, and source
levels similar to sonar. In general, fewer
fin whales (33 percent) displayed
observable behavioral responses to
similar noise stimuli compared to blue
whales (66 percent), and fin whale
responses were less dependent on the
behavioral state of the whale at the time
of exposure and more closely associated
with the received level (i.e., loudness) of
the signal. Similar to blue whales, some
fin whales responded to the sound
exposure by lunge feeding and deep
diving, particularly at higher received
levels, and returned to baseline
behaviors (i.e., as observed prior to
sound exposure) relatively quickly
following noise exposure. Southall et al.
(2023) found no evidence that noise
exposure compromised fin whale
foraging success, in contrast with
observations of noise-exposed foraging
blue whales by Friedlander et al. (2016).
The baseline acoustic environment
appeared to influence the degree of fin
whale behavioral responses. The five fin
whales that did present observable
behavioral responses did so to a greater
extent when exposed to PRN than
MFAS. Southall et al. (2023) conducted
the CEE in fin whale habitat that
overlaps with an area in southern
California frequently used for military
sonar training exercises, thus, whales
may be more familiar with sonar signals
than PRN, a novel stimulus. The
observations by Southall et al. (2023)
underscore the importance of
considering an animal’s exposure
history when evaluating behavioral
responses to particular noise stimuli.
Foraging strategies may impact
foraging efficiency, such as by reducing
foraging effort and increasing success in
prey detection and capture, in turn
promoting fitness and allowing
individuals to better compensate for
foraging disruptions. Surface feeding
blue whales did not show a change in
behavior in response to mid-frequency
simulated and real sonar sources with
received levels between 90 and 179 dB
re 1 μPa, but deep feeding and nonfeeding whales showed temporary
reactions including cessation of feeding,
reduced initiation of deep foraging
dives, generalized avoidance responses,
and changes to dive behavior (DeRuiter
et al., 2017; Goldbogen et al.; 2013b;
Sivle et al., 2015). Goldbogen et al.
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(2013b) indicate that disruption of
feeding and displacement could impact
individual fitness and health. However,
for this to be true, we would have to
assume that an individual whale could
not compensate for this lost feeding
opportunity by either immediately
feeding at another location, by feeding
shortly after cessation of acoustic
exposure, or by feeding at a later time.
Here, there is no indication that
individual fitness and health would be
impacted, particularly since
unconsumed prey would likely still be
available in the environment in most
cases following the cessation of acoustic
exposure. Seasonal restrictions on pile
driving and UXO/MEC detonations
would limit temporal and spatial cooccurrence of these activities and
foraging North Atlantic right whales
(and other marine mammal species) in
southern New England, thereby
minimizing disturbance during times of
year when prey are most abundant.
Similarly, while the rates of foraging
lunges decrease in humpback whales
due to sonar exposure, there was
variability in the response across
individuals with one animal ceasing to
forage completely and another animal
starting to forage during the exposure
(Sivle et al., 2016). In addition, almost
half of the animals that demonstrated
avoidance were foraging before the
exposure but the others were not; the
animals that avoided while not feeding
responded at a slightly lower received
level and greater distance than those
that were feeding (Wensveen et al.,
2017). These findings indicate the
behavioral state of the animal and
foraging strategies play a role in the type
and severity of a behavioral response.
Vocalizations and Auditory Masking
Marine mammals vocalize for
different purposes and across multiple
modes, such as whistling, production of
echolocation clicks, calling, and singing.
Changes in vocalization behavior in
response to anthropogenic noise can
occur for any of these modes and may
result directly from increased vigilance
or a startle response, or from a need to
compete with an increase in background
noise (see Erbe et al. (2016)’s review on
communication masking), the latter of
which is described more below.
For example, in the presence of
potentially masking signals, humpback
whales and killer whales have been
observed to increase the length of their
songs (Miller et al., 2000; Fristrup et al.,
2003; Foote et al., 2004) and blue
whales increased song production (Di
Iorio and Clark, 2009) while North
Atlantic right whales have been
observed to shift the frequency content
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of their calls upward while reducing the
rate of calling in areas of increased
anthropogenic noise (Parks et al., 2007).
In some cases, animals may cease or
reduce sound production during
production of aversive signals (Bowles
et al., 1994; Thode et al., 2020; Cerchio
et al., (2014); McDonald et al., 1995.
Blackwell et al. (2015) showed that
whales increased calling rates as soon as
airgun signals were detectable before
ultimately decreasing calling rates at
higher received levels.
Sound can disrupt behavior through
masking or interfering with an animal’s
ability to detect, recognize, or
discriminate between acoustic signals of
interest (e.g., those used for intraspecific
communication and social interactions,
prey detection, predator avoidance, or
navigation) (Richardson et al., 1995;
Erbe and Farmer, 2000; Tyack, 2000;
Erbe et al., 2016). Masking occurs when
the receipt of a sound is interfered with
by another coincident sound at similar
frequencies and at similar or higher
intensity and may occur whether the
sound is natural (e.g., snapping shrimp,
wind, waves, precipitation) or
anthropogenic (e.g., shipping, sonar,
seismic exploration) in origin. The
ability of a noise source to mask
biologically important sounds depends
on the characteristics of both the noise
source and the signal of interest (e.g.,
signal-to-noise ratio, temporal
variability, direction) in relation to each
other and to an animal’s hearing
abilities (e.g., sensitivity, frequency
range, critical ratios, frequency
discrimination, directional
discrimination, age, or TTS hearing
loss), and existing ambient noise and
propagation conditions.
Masking these acoustic signals can
disturb the behavior of individual
animals, groups of animals, or entire
populations. Masking can lead to
behavioral changes, including vocal
changes (e.g., Lombard effect, increasing
amplitude, or changing frequency),
cessation of foraging or lost foraging
opportunities, and leaving an area, to
both signalers and receivers in an
attempt to compensate for noise levels
(Erbe et al., 2016) or because sounds
that would typically have triggered a
behavior were not detected. In humans,
significant masking of tonal signals
occurs as a result of exposure to noise
in a narrow band of similar frequencies.
As the sound level increases, though,
the detection of frequencies above those
of the masking stimulus decreases also.
This principle is expected to apply to
marine mammals as well because of
common biomechanical cochlear
properties across taxa. Therefore, when
the coincident (masking) sound is man-
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made, it may be considered harassment
when disrupting behavioral patterns. It
is important to distinguish TTS and
PTS, which persist after the sound
exposure, from masking, which only
occurs during the sound exposure.
Because masking (without resulting in
threshold shift) is not associated with
abnormal physiological function, it is
not considered a physiological effect,
but rather a potential behavioral effect.
The frequency range of the potentially
masking sound is important in
determining any potential behavioral
impacts. For example, low-frequency
signals may have less effect on highfrequency echolocation sounds
produced by odontocetes but are more
likely to affect detection of mysticete
communication calls and other
potentially important natural sounds
such as those produced by surf and
some prey species. The masking of
communication signals by
anthropogenic noise may be considered
as a reduction in the communication
space of animals (e.g., Clark et al., 2009;
Matthews et al., 2017) and may result in
energetic or other costs as animals
change their vocalization behavior (e.g.,
Miller et al., 2000; Foote et al., 2004;
Parks et al., 2007; Di Iorio and Clark,
2009; Holt et al., 2009). Masking can be
reduced in situations where the signal
and noise come from different
directions (Richardson et al., 1995),
through amplitude modulation of the
signal, or through other compensatory
behaviors (Houser and Moore, 2014).
Masking can be tested directly in
captive species (e.g., Erbe, 2008), but in
wild populations it must be either
modeled or inferred from evidence of
masking compensation. There are few
studies addressing real-world masking
sounds likely to be experienced by
marine mammals in the wild (e.g.,
Branstetter et al., 2013; Cholewiak et al.,
2018).
The echolocation calls of toothed
whales are subject to masking by highfrequency sound. Human data indicate
low-frequency sound can mask highfrequency sounds (i.e., upward
masking). Studies on captive
odontocetes by Au et al. (1974, 1985,
1993) indicate that some species may
use various processes to reduce masking
effects (e.g., adjustments in echolocation
call intensity or frequency as a function
of background noise conditions). There
is also evidence that the directional
hearing abilities of odontocetes are
useful in reducing masking at the highfrequencies these cetaceans use to
echolocate but not at the low-tomoderate frequencies they use to
communicate (Zaitseva et al., 1980). A
study by Nachtigall and Supin (2008)
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showed that false killer whales adjust
their hearing to compensate for ambient
sounds and the intensity of returning
echolocation signals.
Impacts on signal detection, measured
by masked detection thresholds, are not
the only important factors to address
when considering the potential effects
of masking. As marine mammals use
sound to recognize conspecifics, prey,
predators, or other biologically
significant sources (Branstetter et al.,
2016), it is also important to understand
the impacts of masked recognition
thresholds (often called ‘‘informational
masking’’). Branstetter et al. (2016)
measured masked recognition
thresholds for whistle-like sounds of
bottlenose dolphins and observed that
they are approximately 4 dB above
detection thresholds (energetic masking)
for the same signals. Reduced ability to
recognize a conspecific call or the
acoustic signature of a predator could
have severe negative impacts.
Branstetter et al. (2016) observed that if
‘‘quality communication’’ is set at 90
percent recognition the output of
communication space models (which
are based on 50 percent detection)
would likely result in a significant
decrease in communication range.
As marine mammals use sound to
recognize predators (Allen et al., 2014;
Cummings and Thompson, 1971; Curé
et al., 2015; Fish and Vania, 1971), the
presence of masking noise may also
prevent marine mammals from
responding to acoustic cues produced
by their predators, particularly if it
occurs in the same frequency band. For
example, harbor seals that reside in the
coastal waters off British Columbia are
frequently targeted by mammal-eating
killer whales. The seals acoustically
discriminate between the calls of
mammal-eating and fish-eating killer
whales (Deecke et al., 2002), a capability
that should increase survivorship while
reducing the energy required to attend
to all killer whale calls. Similarly,
sperm whales (Curé et al., 2016;
Isojunno et al., 2016), long-finned pilot
whales (Visser et al., 2016), and
humpback whales (Curé et al., 2015)
changed their behavior in response to
killer whale vocalization playbacks;
these findings indicate that some
recognition of predator cues could be
missed if the killer whale vocalizations
were masked. The potential effects of
masked predator acoustic cues depends
on the duration of the masking noise
and the likelihood of a marine mammal
encountering a predator during the time
that detection and recognition of
predator cues are impeded.
Redundancy and context can also
facilitate detection of weak signals.
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These phenomena may help marine
mammals detect weak sounds in the
presence of natural or manmade noise.
Most masking studies in marine
mammals present the test signal and the
masking noise from the same direction.
The dominant background noise may be
highly directional if it comes from a
particular anthropogenic source such as
a ship or industrial site. Directional
hearing may significantly reduce the
masking effects of these sounds by
improving the effective signal-to-noise
ratio.
Masking affects both senders and
receivers of acoustic signals and, at
higher levels and longer duration, can
potentially have long-term chronic
effects on marine mammals at the
population level as well as at the
individual level. Low-frequency
ambient sound levels have increased by
as much as 20 dB (more than three times
in terms of SPL) in the world’s ocean
from pre-industrial periods, with most
of the increase from distant commercial
shipping (Hildebrand, 2009; Cholewiak
et al., 2018). All anthropogenic sound
sources, but especially chronic and
lower-frequency signals (e.g., from
commercial vessel traffic), contribute to
elevated ambient sound levels, thus
intensifying masking.
In addition to making it more difficult
for animals to perceive and recognize
acoustic cues in their environment,
anthropogenic sound presents separate
challenges for animals that are
vocalizing. When they vocalize, animals
are aware of environmental conditions
that affect the ‘‘active space’’ (or
communication space) of their
vocalizations, which is the maximum
area within which their vocalizations
can be detected before it drops to the
level of ambient noise (Brenowitz, 2004;
Brumm et al., 2004; Lohr et al., 2003).
Animals are also aware of
environmental conditions that affect
whether listeners can discriminate and
recognize their vocalizations from other
sounds, which is more important than
simply detecting that a vocalization is
occurring (Brenowitz, 1982; Brumm et
al., 2004; Dooling, 2004; Marten and
Marler, 1977; Patricelli and Blickley,
2006). Most species that vocalize have
evolved with an ability to make
adjustments to their vocalizations to
increase the signal-to-noise ratio, active
space, and recognizability/
distinguishability of their vocalizations
in the face of temporary changes in
background noise (Brumm et al., 2004;
Patricelli and Blickley, 2006).
Vocalizing animals can make
adjustments to vocalization
characteristics such as the frequency
structure, amplitude, temporal
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structure, and temporal delivery
(repetition rate), or ceasing to vocalize.
Many animals will combine several of
these strategies to compensate for high
levels of background noise.
Anthropogenic sounds that reduce the
signal-to-noise ratio of animal
vocalizations, increase the masked
auditory thresholds of animals listening
for such vocalizations, or reduce the
active space of an animal’s vocalizations
impair communication between
animals. Most animals that vocalize
have evolved strategies to compensate
for the effects of short-term or temporary
increases in background or ambient
noise on their songs or calls. Although
the fitness consequences of these vocal
adjustments are not directly known in
all instances, like most other trade-offs
animals must make, some of these
strategies likely come at a cost (Patricelli
and Blickley, 2006; Noren et al., 2017;
Noren et al., 2020). Shifting songs and
calls to higher frequencies may also
impose energetic costs (Lambrechts,
1996).
Marine mammals are also known to
make vocal changes in response to
anthropogenic noise. In cetaceans,
vocalization changes have been reported
from exposure to anthropogenic noise
sources such as sonar, vessel noise, and
seismic surveying (see the following for
examples: Gordon et al., 2003; Di Iorio
and Clark, 2009; Hatch et al., 2012; Holt
et al., 2009; Holt et al., 2011; Lesage et
al., 1999; McDonald et al., 2009; Parks
et al., 2007; Risch et al., 2012; Rolland
et al., 2012), as well as changes in the
natural acoustic environment (Dunlop et
al., 2014). Vocal changes can be
temporary or persistent. For example,
model simulation suggests that the
increase in starting frequency for the
North Atlantic right whale upcall over
the last 50 years resulted in increased
detection ranges between right whales.
The frequency shift, coupled with an
increase in call intensity by 20 dB, led
to a call detectability range of less than
3 km (1.9 mi) to over 9 km (5.6 mi)
(Tennessen and Parks, 2016). Holt et al.
(2009) measured killer whale call source
levels and background noise levels in
the 1 to 40 kHz band and reported that
the whales increased their call source
levels by 1 dB SPL for every one dB SPL
increase in background noise level.
Similarly, another study on St.
Lawrence River belugas reported a
similar rate of increase in vocalization
activity in response to passing vessels
(Scheifele et al., 2005). Di Iorio and
Clark (2009) showed that blue whale
calling rates vary in association with
seismic sparker survey activity, with
whales calling more on days with
surveys than on days without surveys.
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They suggested that the whales called
more during seismic survey periods as
a way to compensate for the elevated
noise conditions.
In some cases, these vocal changes
may have fitness consequences, such as
an increase in metabolic rates and
oxygen consumption, as observed in
bottlenose dolphins when increasing
their call amplitude (Holt et al., 2015).
A switch from vocal communication to
physical, surface-generated sounds,
such as pectoral fin slapping or
breaching, was observed for humpback
whales in the presence of increasing
natural background noise levels
indicating that adaptations to masking
may also move beyond vocal
modifications (Dunlop et al., 2010).
While these changes all represent
possible tactics by the sound-producing
animal to reduce the impact of masking,
the receiving animal can also reduce
masking by using active listening
strategies such as orienting to the sound
source, moving to a quieter location, or
reducing self-noise from hydrodynamic
flow by remaining still. The temporal
structure of noise (e.g., amplitude
modulation) may also provide a
considerable release from masking
through comodulation masking release
(a reduction of masking that occurs
when broadband noise, with a
frequency spectrum wider than an
animal’s auditory filter bandwidth at the
frequency of interest, is amplitude
modulated) (Branstetter and Finneran,
2008; Branstetter et al., 2013). Signal
type (e.g., whistles, burst-pulse, sonar
clicks) and spectral characteristics (e.g.,
frequency modulated with harmonics)
may further influence masked detection
thresholds (Branstetter et al., 2016;
Cunningham et al., 2014).
Masking is more likely to occur in the
presence of broadband, relatively
continuous noise sources such as
vessels. Several studies have shown
decreases in marine mammal
communication space and changes in
behavior as a result of the presence of
vessel noise. For example, right whales
were observed to shift the frequency
content of their calls upward while
reducing the rate of calling in areas of
increased anthropogenic noise (Parks et
al., 2007) as well as increasing the
amplitude (intensity) of their calls
(Parks, 2009; Parks et al., 2011). Clark et
al. (2009) observed that right whales’
communication space decreased by up
to 84 percent in the presence of vessels.
Cholewiak et al. (2018) also observed
loss in communication space in
Stellwagen National Marine Sanctuary
for North Atlantic right whales, fin
whales, and humpback whales with
increased ambient noise and shipping
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noise. Although humpback whales off
Australia did not change the frequency
or duration of their vocalizations in the
presence of vessel noise, source levels
were lower than expected compared to
observed source level changes with
increased wind noise, potentially
indicating some signal masking
(Dunlop, 2016). Multiple delphinid
species have also been shown to
increase the minimum or maximum
frequencies of their whistles in the
presence of anthropogenic noise and
reduced communication space (for
examples see: Holt et al., 2009; Holt et
al., 2011; Gervaise et al., 2012; Williams
et al., 2013; Hermannsen et al., 2014;
Papale et al., 2015; Liu et al., 2017).
While masking impacts are not a
concern from lower intensity, higher
frequency HRG surveys, some degree of
masking would be expected in the
vicinity of turbine pile driving (e.g.,
during vibratory pile driving, a
continuous acoustic source) and
concentrated support vessel operation.
However, pile driving is an intermittent
sound and would not be continuous
throughout the day.
Habituation and Sensitization
Habituation can occur when an
animal’s response to a stimulus wanes
with repeated exposure, usually in the
absence of unpleasant associated events
(Wartzok et al., 2003). Animals are most
likely to habituate to sounds that are
predictable and unvarying. It is
important to note that habituation is
appropriately considered as a
‘‘progressive reduction in response to
stimuli that are perceived as neither
aversive nor beneficial,’’ rather than as,
more generally, moderation in response
to human disturbance having a neutral
or positive outcome (Bejder et al., 2009).
The opposite process is sensitization,
when an unpleasant experience leads to
subsequent responses, often in the form
of avoidance, at a lower level of
exposure. Both habituation and
sensitization require an ongoing
learning process. As noted, behavioral
state may affect the type of response.
For example, animals that are resting
may show greater behavioral change in
response to disturbing sound levels than
animals that are highly motivated to
remain in an area for feeding
(Richardson et al., 1995; U.S. National
Research Council (NRC), 2003; Wartzok
et al., 2003; Southall et al., 2019b).
Controlled experiments with captive
marine mammals have shown
pronounced behavioral reactions,
including avoidance of loud sound
sources (e.g., Ridgway et al., 1997;
Finneran et al., 2003; Houser et al.
(2013a); Houser et al., 2013b; Kastelein
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et al., 2018). Observed responses of wild
marine mammals to loud impulsive
sound sources (typically airguns or
acoustic harassment devices) have been
varied but often consist of avoidance
behavior or other behavioral changes
suggesting discomfort (Morton and
Symonds, 2002; see also Richardson et
al., 1995; Nowacek et al., 2007;
Tougaard et al., 2009; Brandt et al.,
2011, Brandt et al., 2012, Dähne et al.,
2013; Brandt et al., 2014; Russell et al.,
2016; Brandt et al., 2018).
Stone (2015) reported data from at-sea
observations during 1,196 airgun
surveys from 1994 to 2010. When large
arrays of airguns (considered to be 500
in 3 or more) were firing, lateral
displacement, more localized
avoidance, or other changes in behavior
were evident for most odontocetes.
However, significant responses to large
arrays were found only for the minke
whale and fin whale. Behavioral
responses observed included changes in
swimming or surfacing behavior with
indications that cetaceans remained
near the water surface at these times.
Behavioral observations of gray whales
during an airgun survey monitored
whale movements and respirations pre, during-, and post-seismic survey
(Gailey et al., 2016). Behavioral state
and water depth were the best ‘natural’
predictors of whale movements and
respiration and after considering natural
variation, none of the response variables
were significantly associated with
survey or vessel sounds. Many
delphinids approach low-frequency
airgun source vessels with no apparent
discomfort or obvious behavioral change
(e.g., Barkaszi et al., 2012), indicating
the importance of frequency output in
relation to the species’ hearing
sensitivity.
Physiological Responses
An animal’s perception of a threat
may be sufficient to trigger stress
responses consisting of some
combination of behavioral responses,
autonomic nervous system responses,
neuroendocrine responses, or immune
responses (e.g., Seyle, 1950; Moberg and
Mench, 2000). In many cases, an
animal’s first and sometimes most
economical (in terms of energetic costs)
response is behavioral avoidance of the
potential stressor. Autonomic nervous
system responses to stress typically
involve changes in heart rate, blood
pressure, and gastrointestinal activity.
These responses have a relatively short
duration and may or may not have a
significant long-term effect on an
animal’s fitness.
Neuroendocrine stress responses often
involve the hypothalamus-pituitary-
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adrenal system. Virtually all
neuroendocrine functions that are
affected by stress—including immune
competence, reproduction, metabolism,
and behavior—are regulated by pituitary
hormones. Stress-induced changes in
the secretion of pituitary hormones have
been implicated in failed reproduction,
altered metabolism, reduced immune
competence, and behavioral disturbance
(e.g., Moberg, 1987; Blecha, 2000).
Increases in the circulation of
glucocorticoids are also equated with
stress (Romano et al., 2004).
The primary distinction between
stress (which is adaptive and does not
normally place an animal at risk) and
‘‘distress’’ is the cost of the response.
During a stress response, an animal uses
glycogen stores that can be quickly
replenished once the stress is alleviated.
In such circumstances, the cost of the
stress response would not pose serious
fitness consequences. However, when
an animal does not have sufficient
energy reserves to satisfy the energetic
costs of a stress response, energy
resources must be diverted from other
functions. This state of distress will last
until the animal replenishes its
energetic reserves sufficiently to restore
normal function.
Relationships between these
physiological mechanisms, animal
behavior, and the costs of stress
responses are well studied through
controlled experiments and for both
laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al.,
1998; Jessop et al., 2003; Krausman et
al., 2004; Lankford et al., 2005). Stress
responses due to exposure to
anthropogenic sounds or other stressors
and their effects on marine mammals
have also been reviewed (Fair and
Becker, 2000; Romano et al., 2002b)
and, more rarely, studied in wild
populations (e.g., Lusseau and Bejder,
2007; Romano et al., 2002a; Rolland et
al., 2012). For example, Rolland et al.
(2012) found that noise reduction from
reduced ship traffic in the Bay of Fundy
was associated with decreased stress in
North Atlantic right whales.
These and other studies lead to a
reasonable expectation that some
marine mammals will experience
physiological stress responses upon
exposure to acoustic stressors and that
it is possible that some of these would
be classified as ‘‘distress.’’ In addition,
any animal experiencing TTS would
likely also experience stress responses
(NRC, 2003, 2017). Respiration naturally
varies with different behaviors and
variations in respiration rate as a
function of acoustic exposure can be
expected to co-occur with other
behavioral reactions, such as a flight
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response or an alteration in diving.
However, respiration rates in and of
themselves may be representative of
annoyance or an acute stress response.
Mean exhalation rates of gray whales at
rest and while diving were found to be
unaffected by seismic surveys
conducted adjacent to the whale feeding
grounds (Gailey et al., 2007). Studies
with captive harbor porpoises show
increased respiration rates upon
introduction of acoustic alarms
(Kastelein et al., 2001; Kastelein et al.,
2006a) and emissions for underwater
data transmission (Kastelein et al.,
2005). However, exposure of the same
acoustic alarm to a striped dolphin
under the same conditions did not elicit
a response (Kastelein et al., 2006a),
again highlighting the importance in
understanding species differences in the
tolerance of underwater noise when
determining the potential for impacts
resulting from anthropogenic sound
exposure.
Stranding
The definition for a stranding under
title IV of the MMPA is that (A) a marine
mammal is dead and is (i) on a beach
or shore of the United States; or (ii) in
waters under the jurisdiction of the
United States (including any navigable
waters); or (B) a marine mammal is alive
and is (i) on a beach or shore of the
United States and is unable to return to
the water; (ii) on a beach or shore of the
United States and, although able to
return to the water, is in need of
apparent medical attention; or (iii) in
the waters under the jurisdiction of the
United States (including any navigable
waters), but is unable to return to its
natural habitat under its own power or
without assistance (16 U.S.C. 1421h).
Marine mammal strandings have been
linked to a variety of causes, such as
illness from exposure to infectious
agents, biotoxins, or parasites;
starvation; unusual oceanographic or
weather events; or anthropogenic causes
including fishery interaction, vessel
strike, entrainment, entrapment, sound
exposure, or combinations of these
stressors sustained concurrently or in
series. There have been multiple events
worldwide in which marine mammals
(primarily beaked whales, or other deep
divers) have stranded coincident with
relatively nearby activities utilizing
loud sound sources (primarily military
training events), and five in which midfrequency active sonar has been more
definitively determined to have been a
contributing factor.
There are multiple theories regarding
the specific mechanisms responsible for
marine mammal strandings caused by
exposure to loud sounds. One primary
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theme is the behaviorally mediated
responses of deep-diving species
(odontocetes), in which their startled
response to an acoustic disturbance (1)
affects ascent or descent rates, the time
they stay at depth or the surface, or
other regular dive patterns that are used
to physiologically manage gas formation
and absorption within their bodies, such
that the formation or growth of gas
bubbles damages tissues or causes other
injury, or (2) results in their flight to
shallow areas, enclosed bays, or other
areas considered ‘‘out of habitat,’’ in
which they become disoriented and
physiologically compromised. For more
information on marine mammal
stranding events and potential causes,
please see the Mortality and Stranding
section of NMFS Proposed Incidental
Take Regulations for the Navy’s
Training and Testing Activities in the
Hawaii-Southern California Training
and Testing Study Area (50 CFR part
218, Volume 83, No. 123, June 26,
2018).
The construction activities proposed
by SouthCoast (e.g., pile driving) do not
inherently have the potential to result in
marine mammal strandings. While
vessel strikes could kill or injure a
marine mammal (which may eventually
strand), the required mitigation
measures would reduce the potential for
take from these activities to de minimus
levels (see Proposed Mitigation section
for more details). As described above,
no mortality or serious injury is
anticipated or proposed for
authorization from any specified
activities.
Of the strandings documented to date
worldwide, NMFS is not aware of any
being attributed to pile driving or the
types of HRG equipment proposed for
use during SouthCoast’s surveys.
Recently, there has been heightened
interest in HRG surveys relative to
recent marine mammals strandings
along the U.S. East Coast. HRG surveys
involve the use of certain sources to
image the ocean bottom, which are very
different from seismic airguns used in
oil and gas surveys or tactical military
sonar, in that they produce much
smaller impact zones. Marine mammals
may respond to exposure to these
sources by, for example, avoiding the
immediate area, which is why offshore
wind developers have authorization to
allow for Level B (behavioral)
harassment, including SouthCoast.
However, because of the combination of
lower source levels, higher frequency,
narrower beam-width (for some
sources), and other factors, the area
within which a marine mammal might
be expected to be behaviorally disturbed
by HRG sources is much smaller (by
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orders of magnitude) than the impact
areas for seismic airguns or the military
sonar with which a small number of
marine mammal have been causally
associated. Specifically, estimated
harassment zones for HRG surveys are
typically less than 200 m (656.2 ft) (such
as those associated with the project),
while zones for military mid-frequency
active sonar or seismic airgun surveys
typically extend for several kilometers
ranging up to 10s of kilometers. Further,
because of this much smaller ensonified
area, any marine mammal exposure to
HRG sources is reasonably expected to
be at significantly lower levels and
shorter duration (associated with less
severe responses), and there is no
evidence suggesting, or reason to
speculate, that marine mammals
exposed to HRG survey noise are likely
to be injured, much less strand, as a
result. Last, all but one of the small
number of marine mammal stranding
events that have been causally
associated with exposure to loud sound
sources have been deep-diving toothed
whale species (not mysticetes), which
are known to respond differently to loud
sounds. NMFS has performed a
thorough review of a report submitted
by Rand (2023) that includes
measurements of the Geo-Marine GeoSource 400 sparker and suggests that
NMFS is assuming lower source and
received levels than is appropriate in its
assessments of HRG impacts. NMFS has
determined that the values in this
proposed rule are appropriate, based on
the model methodology (i.e., the
assumed source level propagated using
spherical spreading) here predicting a
peak level 3 dB louder than the
maximum measured peak level at the
closest measurement range in Rand
(2023).
Also of note, in an assessment of
monitoring reports for HRG surveys
received from 2021 through 2023, as
compared to the takes of marine
mammals authorized, an average of
fewer than 15 percent have been
detected within harassment zones, with
no more than 27 percent for any species
(common dolphins) and 20 percent or
less for all other species. The most
common behavioral change observed
while the HRG sound source was active
was ‘‘change direction’’ (i.e. a potential
behavioral reaction) though detections
of ‘‘no behavioral change’’ occurred at
least twice as many times as ‘‘change
direction.’’
Potential Effects of Disturbance on
Marine Mammal Fitness
The different ways that marine
mammals respond to sound are
sometimes indicators of the ultimate
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effect that exposure to a given stimulus
will have on the well-being (survival,
reproduction, etc.) of an animal. There
is numerous data relating the exposure
of terrestrial mammals from sound to
effects on reproduction or survival, and
data for marine mammals continues to
accumulate. Several authors have
reported that disturbance stimuli may
cause animals to abandon nesting and
foraging sites (Sutherland and
Crockford, 1993); may cause animals to
increase their activity levels and suffer
premature deaths or reduced
reproductive success when their energy
expenditures exceed their energy
budgets (Daan et al., 1996; Feare, 1976;
Mullner et al., 2004); or may cause
animals to experience higher predation
rates when they adopt risk-prone
foraging or migratory strategies (Frid
and Dill, 2002). Each of these studies
addressed the consequences of animals
shifting from one behavioral state (e.g.,
resting or foraging) to another
behavioral state (e.g., avoidance or
escape behavior) because of human
disturbance or disturbance stimuli.
Attention is the cognitive process of
selectively concentrating on one aspect
of an animal’s environment while
ignoring other things (Posner, 1994).
Because animals (including humans)
have limited cognitive resources, there
is a limit to how much sensory
information they can process at any
time. The phenomenon called
‘‘attentional capture’’ occurs when a
stimulus (usually a stimulus that an
animal is not concentrating on or
attending to) ‘‘captures’’ an animal’s
attention. This shift in attention can
occur consciously or subconsciously
(for example, when an animal hears
sounds that it associates with the
approach of a predator) and the shift in
attention can be sudden (Dukas, 2002;
van Rij, 2007). Once a stimulus has
captured an animal’s attention, the
animal can respond by ignoring the
stimulus, assuming a ‘‘watch and wait’’
posture, or treat the stimulus as a
disturbance and respond accordingly,
which includes scanning for the source
of the stimulus or ‘‘vigilance’’
(Cowlishaw et al., 2004).
Vigilance is an adaptive behavior that
helps animals determine the presence or
absence of predators, assess their
distance from conspecifics, or to attend
cues from prey (Bednekoff and Lima,
1998; Treves, 2000). Despite those
benefits, however, vigilance has a cost
of time; when animals focus their
attention on specific environmental
cues, they are not attending to other
activities such as foraging or resting.
These effects have generally not been
demonstrated for marine mammals, but
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studies involving fish and terrestrial
animals have shown that increased
vigilance may substantially reduce
feeding rates (Saino, 1994; Beauchamp
and Livoreil, 1997; Fritz et al., 2002;
Purser and Radford, 2011). Animals will
spend more time being vigilant, which
may translate to less time foraging or
resting, when disturbance stimuli
approach them more directly, remain at
closer distances, have a greater group
size (e.g., multiple surface vessels), or
when they co-occur with times that an
animal perceives increased risk (e.g.,
when they are giving birth or
accompanied by a calf).
The primary mechanism by which
increased vigilance and disturbance
appear to affect the fitness of individual
animals is by disrupting an animal’s
time budget and, as a result, reducing
the time they might spend foraging and
resting (which increases an animal’s
activity rate and energy demand while
decreasing their caloric intake/energy).
In a study of northern resident killer
whales off Vancouver Island, exposure
to boat traffic was shown to reduce
foraging opportunities and increase
traveling time (Holt et al., 2021). A
simple bioenergetics model was applied
to show that the reduced foraging
opportunities equated to a decreased
energy intake of 18 percent while the
increased traveling incurred an
increased energy output of 3–4 percent,
which suggests that a management
action based on avoiding interference
with foraging might be particularly
effective.
On a related note, many animals
perform vital functions, such as feeding,
resting, traveling, and socializing, on a
diel cycle (24-hr cycle). Behavioral
reactions to noise exposure (such as
disruption of critical life functions,
displacement, or avoidance of important
habitat) are more likely to be significant
for fitness if they last more than one diel
cycle or recur on subsequent days
(Southall et al., 2007). Consequently, a
behavioral response lasting less than
one day and not recurring on
subsequent days is not considered
particularly severe unless it could
directly affect reproduction or survival
(Southall et al., 2007). It is important to
note the difference between behavioral
reactions lasting or recurring over
multiple days and anthropogenic
activities lasting or recurring over
multiple days. For example, just
because certain activities last for
multiple days does not necessarily mean
that individual animals will be either
exposed to those activity-related
stressors (i.e., pile driving) for multiple
days or further exposed in a manner that
would result in sustained multi-day
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substantive behavioral responses.
However, special attention is warranted
where longer-duration activities overlay
areas in which animals are known to
congregate for longer durations for
biologically important behaviors.
There are few studies that directly
illustrate the impacts of disturbance on
marine mammal populations. Lusseau
and Bejder (2007) present data from
three long-term studies illustrating the
connections between disturbance from
whale-watching boats and populationlevel effects in cetaceans. In Shark Bay,
Australia, the abundance of bottlenose
dolphins was compared within adjacent
control and tourism sites over three
consecutive 4.5-year periods of
increasing tourism levels. Between the
second and third time periods, in which
tourism doubled, dolphin abundance
decreased by 15 percent in the tourism
area and did not change significantly in
the control area. In Fiordland, New
Zealand, two populations (Milford and
Doubtful Sounds) of bottlenose dolphins
with tourism levels that differed by a
factor of seven were observed and
significant increases in traveling time
and decreases in resting time were
documented for both. Consistent shortterm avoidance strategies were observed
in response to tour boats until a
threshold of disturbance was reached
(average 68 minutes between
interactions), after which the response
switched to a longer-term habitat
displacement strategy. For one
population, tourism only occurred in a
part of the home range. However,
tourism occurred throughout the home
range of the Doubtful Sound population
and once boat traffic increased beyond
the 68-minute threshold (resulting in
abandonment of their home range/
preferred habitat), reproductive success
drastically decreased (increased
stillbirths) and abundance decreased
significantly (from 67 to 56 individuals
in a short period).
In order to understand how the effects
of activities may or may not impact
species and stocks of marine mammals,
it is necessary to understand not only
what the likely disturbances are going to
be but how those disturbances may
affect the reproductive success and
survivorship of individuals and then
how those impacts to individuals
translate to population-level effects.
Following on the earlier work of a
committee of the U.S. National Research
Council (NRC, 2005); New et al. (2014),
in an effort termed the Potential
Consequences of Disturbance (PCoD),
outline an updated conceptual model of
the relationships linking disturbance to
changes in behavior and physiology,
health, vital rates, and population
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dynamics. This framework is a four-step
process progressing from changes in
individual behavior and/or physiology,
to changes in individual health, then
vital rates, and finally to populationlevel effects. In this framework,
behavioral and physiological changes
can have direct (acute) effects on vital
rates, such as when changes in habitat
use or increased stress levels raise the
probability of mother-calf separation or
predation; indirect and long-term
(chronic) effects on vital rates, such as
when changes in time/energy budgets or
increased disease susceptibility affect
health, which then affects vital rates; or
no effect to vital rates (New et al., 2014).
Since the PCoD general framework
was outlined and the relevant
supporting literature compiled, multiple
studies developing state-space energetic
models for species with extensive longterm monitoring (e.g., southern elephant
seals, North Atlantic right whales,
Ziphiidae beaked whales, and
bottlenose dolphins) have been
conducted and can be used to
effectively forecast longer-term
population-level impacts from
behavioral changes. While these are
very specific models with very specific
data requirements that cannot yet be
applied broadly to project-specific risk
assessments for the majority of species,
they are a critical first step towards
being able to quantify the likelihood of
a population level effect. Since New et
al. (2014), several publications have
described models developed to examine
the long-term effects of environmental
or anthropogenic disturbance of foraging
on various life stages of selected species
(e.g., sperm whale, Farmer et al. (2018);
California sea lion, McHuron et al.
(2018); blue whale, Pirotta et al. (2018a);
humpback whale, Dunlop et al. (2021)).
These models continue to add to
refinement of the approaches to the
PCoD framework. Such models also
help identify what data inputs require
further investigation. Pirotta et al.
(2018b) provides a review of the PCoD
framework with details on each step of
the process and approaches to applying
real data or simulations to achieve each
step.
Despite its simplicity, there are few
complete PCoD models available for any
marine mammal species due to a lack of
data available to parameterize many of
the steps. To date, no PCoD model has
been fully parameterized with empirical
data (Pirotta et al., 2018a) due to the fact
they are data intensive and logistically
challenging to complete. Therefore,
most complete PCoD models include
simulations, theoretical modeling, and
expert opinion to move through the
steps. For example, PCoD models have
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been developed to evaluate the effect of
wind farm construction on the North
Sea harbor porpoise populations (e.g.,
King et al., 2015; Nabe-Nielsen et al.,
2018). These models include a mix of
empirical data, expert elicitation (King
et al., 2015) and simulations of animals’
movements, energetics, and/or survival
(New et al., 2014; Nabe-Nielsen et al.,
2018).
PCoD models may also be approached
in different manners. Dunlop et al.
(2021) modeled migrating humpback
whale mother-calf pairs in response to
seismic surveys using both a forwards
and backwards approach. While a
typical forwards approach can
determine if a stressor would have
population-level consequences, Dunlop
et al. demonstrated that working
backwards through a PCoD model can
be used to assess the ‘‘worst case’’
scenario for an interaction of a target
species and stressor. This method may
be useful for future management goals
when appropriate data becomes
available to fully support the model. In
another example, harbor porpoise PCoD
model investigating the impact of
seismic surveys on harbor porpoise
included an investigation on underlying
drivers of vulnerability. Harbor porpoise
movement and foraging were modeled
for baseline periods and then for periods
with seismic surveys as well; the
models demonstrated that temporal (i.e.,
seasonal) variation in individual
energetics and their link to costs
associated with disturbances was key in
predicting population impacts
(Gallagher et al., 2021).
Behavioral change, such as
disturbance manifesting in lost foraging
time, in response to anthropogenic
activities is often assumed to indicate a
biologically significant effect on a
population of concern. However, as
described above, individuals may be
able to compensate for some types and
degrees of shifts in behavior, preserving
their health and thus their vital rates
and population dynamics. For example,
New et al. (2013) developed a model
simulating the complex social, spatial,
behavioral and motivational interactions
of coastal bottlenose dolphins in the
Moray Firth, Scotland, to assess the
biological significance of increased rate
of behavioral disruptions caused by
vessel traffic. Despite a modeled
scenario in which vessel traffic
increased from 70 to 470 vessels a year
(a six-fold increase in vessel traffic) in
response to the construction of a
proposed offshore renewables’ facility,
the dolphins’ behavioral time budget,
spatial distribution, motivations, and
social structure remain unchanged.
Similarly, two bottlenose dolphin
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populations in Australia were also
modeled over 5 years against a number
of disturbances (Reed et al., 2020), and
results indicated that habitat/noise
disturbance had little overall impact on
population abundances in either
location, even in the most extreme
impact scenarios modeled.
By integrating different sources of
data (e.g., controlled exposure data,
activity monitoring, telemetry tracking,
and prey sampling) into a theoretical
model to predict effects from sonar on
a blue whale’s daily energy intake,
Pirotta et al. (2021) found that tagged
blue whales’ activity budgets, lunging
rates, and ranging patterns caused
variability in their predicted cost of
disturbance. This method may be useful
for future management goals when
appropriate data becomes available to
fully support the model. Harbor
porpoise movement and foraging were
modeled for baseline periods and then
for periods with seismic surveys as well;
the models demonstrated that the
seasonality of the seismic activity was
an important predictor of impact
(Gallagher et al., 2021).
Keen et al. (2021) summarize the
emerging themes in PCoD models that
should be considered when assessing
the likelihood and duration of exposure
and the sensitivity of a population to
disturbance (see Table 1 from Keen et
al., 2021). The themes are categorized
by life history traits (movement ecology,
life history strategy, body size, and pace
of life), disturbance source
characteristics (overlap with
biologically important areas, duration
and frequency, and nature and context),
and environmental conditions (natural
variability in prey availability and
climate change). Keen et al. (2021) then
summarize how each of these features
influence an assessment, noting, for
example, that individual animals with
small home ranges have a higher
likelihood of prolonged or year-round
exposure, that the effect of disturbance
is strongly influenced by whether it
overlaps with biologically important
habitats when individuals are present,
and that continuous disruption will
have a greater impact than intermittent
disruption.
Nearly all PCoD studies and experts
agree that infrequent exposures of a
single day or less are unlikely to impact
individual fitness, let alone lead to
population level effects (Booth et al.,
2016; Booth et al., 2017; Christiansen
and Lusseau 2015; Farmer et al., 2018;
Wilson et al., 2020; Harwood and Booth
2016; King et al., 2015; McHuron et al.,
2018; National Academies of Sciences,
Engineering, and Medicine (NAS) 2017;
New et al., 2014; Pirotta et al., 2018a;
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Southall et al., 2007; Villegas-Amtmann
et al., 2015). As described through this
proposed rule, NMFS expects that any
behavioral disturbance that would occur
due to animals being exposed to
construction activity would be of a
relatively short duration, with behavior
returning to a baseline state shortly after
the acoustic stimuli ceases or the animal
moves far enough away from the source.
Given this, and NMFS’ evaluation of the
available PCoD studies, and the required
mitigation discussed later, any such
behavioral disturbance resulting from
SouthCoast’s activities is not expected
to impact individual animals’ health or
have effects on individual animals’
survival or reproduction, thus no
detrimental impacts at the population
level are anticipated. Marine mammals
may temporarily avoid the immediate
area but are not expected to
permanently abandon the area or their
migratory or foraging behavior. Impacts
to breeding, feeding, sheltering, resting,
or migration are not expected nor are
shifts in habitat use, distribution, or
foraging success.
Potential Effects From Explosive
Sources
With respect to the noise from
underwater explosives, the same
acoustic-related impacts described
above apply and are not repeated here.
Noise from explosives can cause hearing
impairment if an animal is close enough
to the sources; however, because noise
from an explosion is discrete, lasting
less than approximately one second, no
behavioral impacts below the TTS
threshold are anticipated considering
that SouthCoast would not detonate
more than one UXO/MEC per day and
only ten during the life of the proposed
rule. This section focuses on the
pressure-related impacts of underwater
explosives, including physiological
injury and mortality.
Underwater explosive detonations
send a shock wave and sound energy
through the water and can release
gaseous by-products, create an
oscillating bubble, or cause a plume of
water to shoot up from the water
surface. The shock wave and
accompanying noise are of most concern
to marine animals. Depending on the
intensity of the shock wave and size,
location, and depth of the animal, an
animal can be injured, killed, suffer
non-lethal physical effects, experience
hearing related effects with or without
behavioral responses, or exhibit
temporary behavioral responses or
tolerance from hearing the blast sound.
Generally, exposures to higher levels of
impulse and pressure levels would
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result in greater impacts to an
individual animal.
Injuries resulting from a shock wave
take place at boundaries between tissues
of different densities. Different
velocities are imparted to tissues of
different densities, and this can lead to
their physical disruption. Blast effects
are greatest at the gas-liquid interface
(Landsberg, 2000). Gas-containing
organs, particularly the lungs and
gastrointestinal tract, are especially
susceptible (Goertner, 1982; Hill, 1978;
Yelverton et al., 1973). Intestinal walls
can bruise or rupture, with subsequent
hemorrhage and escape of gut contents
into the body cavity. Less severe
gastrointestinal tract injuries include
contusions, petechiae (small red or
purple spots caused by bleeding in the
skin), and slight hemorrhaging
(Yelverton et al., 1973).
Because the ears are the most
sensitive to pressure, they are the organs
most sensitive to injury (Ketten, 2000).
Sound-related damage associated with
sound energy from detonations can be
theoretically distinct from injury from
the shock wave, particularly farther
from the explosion. If a noise is audible
to an animal, it has the potential to
damage the animal’s hearing by causing
decreased sensitivity (Ketten, 1995).
Lethal impacts are those that result in
immediate death or serious debilitation
in or near an intense source and are not,
technically, pure acoustic trauma
(Ketten, 1995). Sublethal impacts
include hearing loss, which is caused by
exposures to perceptible sounds. Severe
damage (from the shock wave) to the
ears includes tympanic membrane
rupture, fracture of the ossicles, and
damage to the cochlea, hemorrhage, and
cerebrospinal fluid leakage into the
middle ear. Moderate injury implies
partial hearing loss due to tympanic
membrane rupture and blood in the
middle ear. Permanent hearing loss also
can occur when the hair cells are
damaged by one very loud event as well
as by prolonged exposure to a loud
noise or chronic exposure to noise. The
level of impact from blasts depends on
both an animal’s location and at outer
zones, its sensitivity to the residual
noise (Ketten, 1995).
Given the mitigation measures
proposed, it is unlikely that any of the
more serious injuries or mortality
discussed above will result from any
UXO/MEC detonation that SouthCoast
might need to undertake. PTS, TTS, and
brief startle reactions are the most likely
impacts to result from this activity, if it
occurs (noting detonation is the last
method to be chosen for removal).
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Potential Effects From Vessel Strike
Vessel collisions with marine
mammals, also referred to as vessel
strikes or ship strikes, can result in
death or serious injury of the animal.
The most vulnerable marine mammals
are those that spend extended periods of
time at the surface in order to restore
oxygen levels within their tissues after
deep dives (e.g., the sperm whale).
Some baleen whales seem generally
unresponsive to vessel sound, making
them more susceptible to vessel
collisions (Nowacek et al., 2004).
Marine mammal responses to vessels
may include avoidance and changes in
dive pattern (NRC, 2003). Wounds
resulting from vessel strike may include
massive trauma, hemorrhaging, broken
bones, or propeller lacerations
(Knowlton and Kraus, 2001). An animal
at the surface could be struck directly by
a vessel, a surfacing animal could hit
the bottom of a vessel, or an animal just
below the surface could be cut by a
vessel’s propeller. Superficial strikes
may not kill or result in the death of the
animal. Lethal interactions are typically
associated with large whales, which are
occasionally found draped across the
bulbous bow of large commercial ships
upon arrival in port. Although smaller
cetaceans are more maneuverable in
relation to large vessels than are large
whales, they may also be susceptible to
strike. The severity of injuries typically
depends on the size and speed of the
vessel (Knowlton and Kraus, 2001; Laist
et al., 2001; Vanderlaan and Taggart,
2007; Conn and Silber, 2013). Impact
forces increase with speed as does the
probability of a strike at a given distance
(Silber et al., 2010; Gende et al., 2011).
An examination of all known vessel
strikes from all shipping sources
(civilian and military) indicates vessel
speed is a principal factor in whether a
vessel strike occurs and, if so, whether
it results in injury, serious injury, or
mortality (Knowlton and Kraus, 2001;
Laist et al., 2001; Jensen and Silber,
2003; Pace and Silber, 2005; Vanderlaan
and Taggart, 2007; Conn and Silber,
2013). In assessing records in which
vessel speed was known, Laist et al.
(2001) found a direct relationship
between the occurrence of a whale
strike and the speed of the vessel
involved in the collision. The authors
concluded that most deaths occurred
when a vessel was traveling in excess of
13 knots (15 mph).
Jensen and Silber (2003) detailed 292
records of known or probable vessel
strikes of all large whale species from
1975 to 2002. Of these, vessel speed at
the time of collision was reported for 58
cases. Of these 58 cases, 39 (or 67
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percent) resulted in serious injury or
death (19 of those resulted in serious
injury as determined by blood in the
water, propeller gashes or severed
tailstock, and fractured skull, jaw,
vertebrae, hemorrhaging, massive
bruising or other injuries noted during
necropsy and 20 resulted in death).
Operating speeds of vessels that struck
various species of large whales ranged
from 2 to 51 knots (2.3 to 59 mph). The
majority (79 percent) of these strikes
occurred at speeds of 13 knots (15 mph)
or greater. The average speed that
resulted in serious injury or death was
18.6 knots (21.4 mph). Pace and Silber
(2005) found that the probability of
death or serious injury increased rapidly
with increasing vessel speed.
Specifically, the predicted probability of
serious injury or death increased from
45 to 75 percent as vessel speed
increased from 10 to 14 knots (11.5 to
16 mph), and exceeded 90 percent at 17
knots (20 mph). Higher speeds during
collisions result in greater force of
impact and also appear to increase the
chance of severe injuries or death.
While modeling studies have suggested
that hydrodynamic forces pulling
whales toward the vessel hull increase
with increasing speed (Clyne, 1999;
Knowlton et al., 1995), this is
inconsistent with Silber et al. (2010),
which demonstrated that there is no
such relationship (i.e., hydrodynamic
forces are independent of speed).
In a separate study, Vanderlaan and
Taggart (2007) analyzed the probability
of lethal mortality of large whales at a
given speed, showing that the greatest
rate of change in the probability of a
lethal injury to a large whale as a
function of vessel speed occurs between
8.6 and 15 knots (9.9 and 17 mph). The
chances of a lethal injury decline from
approximately 80 percent at 15 knots
(17 mph) to approximately 20 percent at
8.6 knots (10 mph). At speeds below
11.8 knots (13.5 mph), the chances of
lethal injury drop below 50 percent,
while the probability asymptotically
increases toward 100 percent above 15
knots (17 mph).
The Jensen and Silber (2003) report
notes that the Large Whale Ship Strike
Database represents a minimum number
of collisions, because the vast majority
go undetected or unreported. In
contrast, SouthCoast’s personnel are
likely to detect any strike that does
occur because of the required personnel
training and lookouts, along with the
inclusion of PSOs as described in the
Proposed Mitigation section), and they
are required to report all ship strikes
involving marine mammals.
There are no known vessel strikes of
marine mammals by any offshore wind
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energy vessel in the U.S. Given the
extensive mitigation and monitoring
measures (see the Proposed Mitigation
and Proposed Monitoring and Reporting
section) that would be required of
SouthCoast, NMFS believes that a vessel
strike is not likely to occur.
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Potential Effects to Marine Mammal
Habitat
SouthCoast’s proposed activities
could potentially affect marine mammal
habitat through the introduction of
impacts to the prey species of marine
mammals (through noise, oceanographic
processes, or reef effects), acoustic
habitat (sound in the water column),
water quality, and biologically
important habitat for marine mammals.
Effects on Prey
Sound may affect marine mammals
through impacts on the abundance,
behavior, or distribution of prey species
(e.g., crustaceans, cephalopods, fish,
and zooplankton). Marine mammal prey
varies by species, season, and location
and, for some, is not well documented.
Here, we describe studies regarding the
effects of noise on known marine
mammal prey.
Fish utilize the soundscape and
components of sound in their
environment to perform important
functions such as foraging, predator
avoidance, mating, and spawning (e.g.,
Zelick and Mann., 1999; Fay, 2009). The
most likely effects on fishes exposed to
loud, intermittent, low-frequency
sounds are behavioral responses (i.e.,
flight or avoidance). Short duration,
sharp sounds (such as pile driving or
airguns) can cause overt or subtle
changes in fish behavior and local
distribution. The reaction of fish to
acoustic sources depends on the
physiological state of the fish, past
exposures, motivation (e.g., feeding,
spawning, migration), and other
environmental factors. Key impacts to
fishes may include behavioral
responses, hearing damage, barotrauma
(pressure-related injuries), and
mortality. While it is clear that the
behavioral responses of individual prey,
such as displacement or other changes
in distribution, can have direct impacts
on the foraging success of marine
mammals, the effects on marine
mammals of individual prey that
experience hearing damage, barotrauma,
or mortality is less clear, though
obviously population scale impacts that
meaningfully reduce the amount of prey
available could have more serious
impacts.
Fishes, like other vertebrates, have a
variety of different sensory systems to
glean information from ocean around
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them (Astrup and Mohl, 1993; Astrup,
1999; Braun and Grande, 2008; Carroll
et al., 2017; Hawkins and Johnstone,
1978; Ladich and Popper, 2004; Ladich
and Schulz-Mirbach, 2016; Mann, 2016;
Nedwell et al., 2004; Popper et al., 2003;
Popper et al., 2005). Depending on their
hearing anatomy and peripheral sensory
structures, which vary among species,
fishes hear sounds using pressure and
particle motion sensitivity capabilities
and detect the motion of surrounding
water (Fay et al., 2008) (terrestrial
vertebrates generally only detect
pressure). Most marine fishes primarily
detect particle motion using the inner
ear and lateral line system while some
fishes possess additional morphological
adaptations or specializations that can
enhance their sensitivity to sound
pressure, such as a gas-filled swim
bladder (Braun and Grande, 2008;
Popper and Fay, 2011).
Hearing capabilities vary considerably
between different fish species with data
only available for just over 100 species
out of the 34,000 marine and freshwater
fish species (Eschmeyer and Fong,
2016). In order to better understand
acoustic impacts on fishes, fish hearing
groups are defined by species that
possess a similar continuum of
anatomical features, which result in
varying degrees of hearing sensitivity
(Popper and Hastings, 2009a). There are
four hearing groups defined for all fish
species (modified from Popper et al.,
2014) within this analysis, and they
include: fishes without a swim bladder
(e.g., flatfish, sharks, rays, etc.); fishes
with a swim bladder not involved in
hearing (e.g., salmon, cod, pollock, etc.);
fishes with a swim bladder involved in
hearing (e.g., sardines, anchovy, herring,
etc.); and fishes with a swim bladder
involved in hearing and high-frequency
hearing (e.g., shad and menhaden). Most
marine mammal fish prey species would
not be likely to perceive or hear mid- or
high-frequency sonars. While hearing
studies have not been done on sardines
and northern anchovies, it would not be
unexpected for them to have hearing
similarities to Pacific herring (up to 2–
5 kHz) (Mann et al., 2005). Currently,
less data are available to estimate the
range of best sensitivity for fishes
without a swim bladder.
In terms of physiology, multiple
scientific studies have documented a
lack of mortality or physiological effects
to fish from exposure to low- and midfrequency sonar and other sounds
(Halvorsen et al., 2012a; J216 dB SELcum. Those
with swim bladders or at the egg or
larvae life stage, mortality was possible
at >203 dB SELcum. Other studies found
that 203 dB SELcum or above caused a
physiological response in other fish
species (Casper et al., 2012; Halvorsen
et al., 2012a; Halvorsen et al., 2012b;
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Casper et al., 2013a; Casper et al.,
2013b). However, in most fish species,
hair cells in the ear continuously
regenerate and loss of auditory function
likely is restored when damaged cells
are replaced with new cells. Halvorsen
et al. (2012a) showed that a TTS of 4–
6 dB was recoverable within 24 hours
for one species. Impacts would be most
severe when the individual fish is close
to the source and when the duration of
exposure is long. Injury caused by
barotrauma can range from slight to
severe and can cause death and is most
likely for fish with swim bladders.
Barotrauma injuries have been
documented during controlled exposure
to impact pile driving (Halvorsen et al.,
2012b; Casper et al., 2013a).
As described in the Proposed
Mitigation section below, SouthCoast
would utilize a sound attenuation
device which would reduce potential
for injury to marine mammal prey.
Other fish that experience hearing loss
as a result of exposure to explosions and
impulsive sound sources may have a
reduced ability to detect relevant
sounds such as predators, prey, or social
vocalizations. However, PTS has not
been known to occur in fishes and any
hearing loss in fish may be as temporary
as the timeframe required to repair or
replace the sensory cells that were
damaged or destroyed (Popper et al.,
2005; Popper et al., 2014; Smith et al.,
2006). It is not known if damage to
auditory nerve fibers could occur, and if
so, whether fibers would recover during
this process.
It is also possible for fish to be injured
or killed by an explosion from UXO/
MEC detonation. Physical effects from
pressure waves generated by underwater
sounds (e.g., underwater explosions)
could potentially affect fish within
proximity of the UXO/MEC detonation.
The shock wave from an underwater
explosion is lethal to fish at close range,
causing massive organ and tissue
damage and internal bleeding (Keevin
and Hempen, 1997). At greater distance
from the detonation point, the extent of
mortality or injury depends on a
number of factors including fish size,
body shape, orientation, and species
(Keevin and Hempen, 1997; Wright,
1982). At the same distance from the
source, larger fish are generally less
susceptible to death or injury, elongated
forms that are round in cross-section are
less at risk than deep-bodied forms, and
fish oriented sideways to the blast suffer
the greatest impact (Edds-Walton and
Finneran, 2006; O’Keeffe, 1984;
O’Keeffe and Young, 1984; Wiley et al.,
1981; Yelverton et al., 1975). Species
with gas-filled organs are more
susceptible to injury and mortality than
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those without them (Gaspin, 1975;
Gaspin et al., 1976; Goertner et al.,
1994). Barotrauma injuries have been
documented during controlled exposure
to impact pile driving (an impulsive
noise source, as are explosives and air
guns) (Halvorsen et al., 2012b; Casper et
al., 2013).
Fish not killed or driven from a
location by an explosion might change
their behavior, feeding pattern, or
distribution. Changes in behavior of fish
have been observed as a result of sound
produced by explosives, with effect
intensified in areas of hard substrate
(Wright, 1982). Stunning from pressure
waves could also temporarily
immobilize fish, making them more
susceptible to predation. The
abundances of various fish (and
invertebrates) near the detonation point
for explosives could be altered for a few
hours before animals from surrounding
areas repopulate the area. However,
these populations would likely be
replenished as waters near the
detonation point are mixed with
adjacent waters.
UXO/MEC detonations would be
dispersed in space and time; therefore,
repeated exposure of individual fishes
are unlikely. Mortality and injury effects
to fishes from explosives would be
localized around the area of a given inwater explosion but only if individual
fish and the explosive (and immediate
pressure field) were co-located at the
same time. Repeated exposure of
individual fish to sound and energy
from underwater explosions is not likely
given fish movement patterns,
especially schooling prey species. In
addition, most acoustic effects, if any,
are expected to be short-term and
localized. Long-term consequences for
fish populations, including key prey
species within the project area, would
not be expected.
Required soft-starts would allow prey
and marine mammals to move away
from the impact pile driving source
prior to any noise levels that may
physically injure prey, and the use of
the noise attenuation devices would
reduce noise levels to the degree any
mortality or injury of prey is also
minimized. Use of bubble curtains, in
addition to reducing impacts to marine
mammals, for example, is a key
mitigation measure in reducing injury
and mortality of ESA-listed salmon on
the U.S. West Coast. However, we
recognize some mortality, physical
injury and hearing impairment in
marine mammal prey may occur, but we
anticipate the amount of prey impacted
in this manner is minimal compared to
overall availability. Any behavioral
responses to pile driving by marine
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mammal prey are expected to be brief.
We expect that other impacts, such as
stress or masking, would occur in fish
that serve as marine mammal prey
(Popper et al., 2019); however, those
impacts would be limited to the
duration of impact pile driving and
during any UXO/MEC detonations and,
if prey were to move out the area in
response to noise, these impacts would
be minimized.
In addition to fish, prey sources such
as marine invertebrates could
potentially be impacted by noise
stressors as a result of the proposed
activities. However, most marine
invertebrates’ ability to sense sounds is
limited. Invertebrates appear to be able
to detect sounds (Pumphrey, 1950;
Frings and Frings, 1967) and are most
sensitive to low-frequency sounds
(Packard et al., 1990; Budelmann and
Williamson, 1994; Lovell et al., 2005;
Mooney et al., 2010). Data on response
of invertebrates such as squid, another
marine mammal prey species, to
anthropogenic sound is more limited
(de Soto, 2016; Sole et al., 2017). Data
suggest that cephalopods are capable of
sensing the particle motion of sounds
and detect low frequencies up to 1–1.5
kHz, depending on the species, and so
are likely to detect airgun noise (Kaifu
et al., 2008; Hu et al., 2009; Mooney et
al., 2010; Samson et al., 2014). Sole et
al. (2017) reported physiological
injuries to cuttlefish in cages placed atsea when exposed during a controlled
exposure experiment to low-frequency
sources (315 Hz, 139 to 142 dB re 1 μPa2
and 400 Hz, 139 to 141 dB re 1 μPa2).
Fewtrell and McCauley (2012) reported
squids maintained in cages displayed
startle responses and behavioral changes
when exposed to seismic airgun sonar
(136–162 re 1 μPa2·s). Jones et al. (2020)
found that when squid (Doryteuthis
pealeii) were exposed to impulse pile
driving noise, body pattern changes,
inking, jetting, and startle responses
were observed and nearly all squid
exhibited at least one response.
However, these responses occurred
primarily during the first eight impulses
and diminished quickly, indicating
potential rapid, short-term habituation.
Cephalopods have a specialized
sensory organ inside the head called a
statocyst that may help an animal
determine its position in space
(orientation) and maintain balance
(Budelmann, 1992). Packard et al.
(1990) showed that cephalopods were
sensitive to particle motion, not sound
pressure, and Mooney et al. (2010)
demonstrated that squid statocysts act
as an accelerometer through which
particle motion of the sound field can be
detected (Budelmann, 1992). Auditory
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injuries (lesions occurring on the
statocyst sensory hair cells) have been
reported upon controlled exposure to
low-frequency sounds, suggesting that
cephalopods are particularly sensitive to
low-frequency sound (Andre et al.,
2011; Sole et al., 2013). Behavioral
responses, such as inking and jetting,
have also been reported upon exposure
to low-frequency sound (McCauley et
al., 2000; Samson et al., 2014). Squids,
like most fish species, are likely more
sensitive to low frequency sounds and
may not perceive mid- and highfrequency sonars.
With regard to potential impacts on
zooplankton, McCauley et al. (2017)
found that exposure to airgun noise
resulted in significant depletion for
more than half the taxa present and that
there were two to three times more dead
zooplankton after airgun exposure
compared with controls for all taxa,
within 1 km (0.6 mi) of the airguns.
However, the authors also stated that in
order to have significant impacts on rselected species (i.e., those with high
growth rates and that produce many
offspring) such as plankton, the spatial
or temporal scale of impact must be
large in comparison with the ecosystem
concerned, and it is possible that the
findings reflect avoidance by
zooplankton rather than mortality
(McCauley et al., 2017). In addition, the
results of this study are inconsistent
with a large body of research that
generally finds limited spatial and
temporal impacts to zooplankton as a
result of exposure to airgun noise (e.g.,
Dalen and Knutsen, 1987; Payne, 2004;
Stanley et al., 2011). Most prior research
on this topic, which has focused on
relatively small spatial scales, has
showed minimal effects (e.g.,
Kostyuchenko, 1973; Booman et al.,
1996; S#tre and Ona, 1996; Pearson et
al., 1994; Bolle et al., 2012).
A modeling exercise was conducted
as a follow-up to the McCauley et al.
(2017) study (as recommended by
McCauley et al.), in order to assess the
potential for impacts on ocean
ecosystem dynamics and zooplankton
population dynamics (Richardson et al.,
2017). Richardson et al. (2017) found
that a full-scale airgun survey would
impact copepod abundance within the
survey area, but that effects at a regional
scale were minimal (2 percent decline
in abundance within 150 km of the
survey area and effects not discernible
over the full region). The authors also
found that recovery within the survey
area would be relatively quick (3 days
following survey completion), and
suggest that the quick recovery was due
to the fast growth rates of zooplankton,
and the dispersal and mixing of
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53751
zooplankton from both inside and
outside of the impacted region. The
authors also suggest that surveys in
areas with more dynamic ocean
circulation in comparison with the
study region and/or with deeper waters
(i.e., typical offshore wind locations)
would have less net impact on
zooplankton.
Notably, a more recent study
produced results inconsistent with
those of McCauley et al. (2017).
Researchers conducted a field and
laboratory study to assess if exposure to
airgun noise affects mortality, predator
escape response, or gene expression of
the copepod Calanus finmarchicus
(Fields et al., 2019). Immediate
mortality of copepods was significantly
higher, relative to controls, at distances
of 5 m (16.4 ft) or less from the airguns.
Mortality one week after the airgun blast
was significantly higher in the copepods
placed 10 m (32.8 ft) from the airgun but
was not significantly different from the
controls at a distance of 20 m (65.6 ft)
from the airgun. The increase in
mortality, relative to controls, did not
exceed 30 percent at any distance from
the airgun. Moreover, the authors
caution that even this higher mortality
in the immediate vicinity of the airguns
may be more pronounced than what
would be observed in free-swimming
animals due to increased flow speed of
fluid inside bags containing the
experimental animals. There were no
sublethal effects on the escape
performance or the sensory threshold
needed to initiate an escape response at
any of the distances from the airgun that
were tested. Whereas McCauley et al.
(2017) reported an SEL of 156 dB at a
range of 509–658 m (1,670–2,159 ft),
with zooplankton mortality observed at
that range, Fields et al. (2019) reported
an SEL of 186 dB at a range of 25 m (82
ft), with no reported mortality at that
distance.
The presence and operation of wind
turbines (both the foundation and WTG)
has been shown to impact meso- and
sub-meso-scale water column
circulation, which can affect the
density, distribution, and energy
content of zooplankton and thereby,
their availability as marine mammal
prey. Topside, atmospheric wakes result
in wind speed reductions influencing
upwelling and downwelling in the
ocean, while underwater structures such
as WTG and OSP foundations cause
turbulent current wakes, which impact
circulation, stratification, mixing,
turbidity, and sediment resuspension
(Daewel et al., 2022). Impacts from the
presence of structures and/or operation
of wind turbine generators are generally
likely to result in certain oceanographic
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effects, such as perturbation of
zooplankton aggregation mechanisms
through changes to the strength of tidal
currents and associated fronts,
stratification, the degree of mixing, and
primary production in the water
column, and these effects may alter the
production, distribution, and/or
availability of marine mammal
zooplankton prey (Chen et al., 2021;
Chen et al., 2024, Johnson et al., 2021,
Christiansen et al., 2022, Dorrell et al.,
2022).
Assessing the ecosystem impacts of
offshore wind development has a
unique set of challenges, including
minimizing uncertainties in the
fundamental understanding of how
existing physical and biological
oceanography might be altered by the
presence of a single offshore wind
turbine, by an offshore wind farm, or by
a region of adjacent offshore wind
farms. Physical models can
demonstrate, among many things, the
extent to which and how a single or
large number of operating offshore wind
turbine(s) can alter atmospheric and
hydrodynamic flow through
interruptions of local winds that drive
circulation processes and by creating
turbulence in the water column
surrounding the pile(s). For example,
Chen et al., 2024 found that regardless
of variations in wind intensity and
direction, the downwind wake caused
by WTGs, as modeled from a wind farm
simulation in a lease area located to the
west of the SouthCoast lease area, could
consistently produce and enhance
offshore water transport of zooplankton
(in this case scallop larvae), particularly
around the 40 to 50-m isobaths.
However, many physical and
biological processes are influenced by
cross-scale phenomena (e.g., aggregation
of dense zooplankton patches),
necessitating construction of more
complex models that tolerate varying
degrees of uncertainty. Thus,
determining the impacts of offshore
wind operations on not only physical
processes but trophic connections from
phytoplankton to marine mammals and
ultimately the ecosystem will require
significant data collection, monitoring,
modeling, and research effort. Given the
limited state of understanding of the
entire system in southern New England
and the changing oceanography and
ecology, identification of substantial
impacts on zooplankton, and
specifically on right whale prey, that
may result from wind energy
development in the Nantucket Shoals
region is difficult to assess ((National
Academy of Sciences (NAS), 2023.
SouthCoast intends to install up to
147 WTGs, up to 85 of which would be
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operational following completion of
Project 1 and the remainder operational
following installation of Project 2.
SouthCoast may commission turbines in
batches (i.e., not all foundations and
WTGs need to be installed per Project
before becoming operational). Based on
SouthCoast’s current schedule (Table 1),
commissioning could begin in early
2029, assuming foundations were
installed the previous year, thus, it is
possible that any influence of operating
turbines on local physical and/or
biological processes may be observable
at that time, depending on latency of
effects. Given the proposed sequencing,
NMFS anticipates the turbines closest to
Nantucket Shoals would be
commissioned first. As described above,
there is scientific uncertainty around
the scale of oceanographic impacts
(meters to kilometers) associated with
the presence of foundation structures
(e.g., monopile, piled jacket) in the
water, as well as operation of the WTGs.
Generally speaking and depending on
the extent, impacts on prey could
influence the distribution of marine
mammals in within and among foraging
habitats, potentially necessitating
additional energy expenditure to find
and capture prey, which could lead to
fitness consequences. Although studies
assessing the impacts of offshore wind
development on marine mammals are
limited and the results vary, the
repopulation of some wind energy areas
by harbor porpoises (Brandt et al., 2016;
Lindeboom et al., 2011) and harbor seals
(Lindeboom et al., 2011; Russell et al.,
2016) following the installation of wind
turbines indicates that, in some cases,
there is evidence that suitable habitat,
including prey resources, exists within
developed waters.
Reef Effects
The presence of WTG and OSP
foundations, scour protection, and cable
protection will result in a conversion of
the existing sandy bottom habitat to a
hard bottom habitat with areas of
vertical structural relief. This could
potentially alter the existing habitat by
creating an ‘‘artificial reef effect’’ that
results in colonization by assemblages
of both sessile and mobile animals
within the new hard-bottom habitat
(Wilhelmsson et al., 2006; Reubens et
al., 2013; Bergström et al., 2014; Coates
et al., 2014). This colonization by
marine species, especially hardsubstrate preferring species, can result
in changes to the diversity, composition,
and/or biomass of the area thereby
impacting the trophic composition of
the site (Wilhelmsson et al., 2010, Krone
et al., 2013; Bergström et al., 2014;
Hooper et al., 2017; Raoux et al., 2017;
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Harrison and Rousseau, 2020; Taormina
et al., 2020; Buyse et al., 2022a; ter
Hofstede et al., 2022).
Artificial structures can create
increased habitat heterogeneity
important for species diversity and
density (Langhamer, 2012). The WTG
and OSP foundations will extend
through the water column, which may
serve to increase settlement of
meroplankton or planktonic larvae on
the structures in both the pelagic and
benthic zones (Boehlert and Gill, 2010).
Fish and invertebrate species are also
likely to aggregate around the
foundations and scour protection which
could provide increased prey
availability and structural habitat
(Boehlert and Gill, 2010; Bonar et al.,
2015). Further, instances of species
previously unknown, rare, or
nonindigenous to an area have been
documented at artificial structures,
changing the composition of the food
web and possibly the attractability of
the area to new or existing predators
(Adams et al., 2014; de Mesel, 2015;
Bishop et al., 2017; Hooper et al., 2017;
Raoux et al., 2017; van Hal et al., 2017;
Degraer et al., 2020; Fernandez-Betelu et
al., 2022). Notably, there are examples
of these sites becoming dominated by
marine mammal prey species, such as
filter-feeding species and suspensionfeeding crustaceans (Andersson and
Öhman, 2010; Slavik et al., 2019;
Hutchison et al., 2020; Pezy et al., 2020;
Mavraki et al., 2022).
Numerous studies have documented
significantly higher fish concentrations
including species like cod and pouting
(Trisopterus luscus), flounder
(Platichthys flesus), eelpout (Zoarces
viviparus), and eel (Anguilla anguilla)
near in-water structures than in
surrounding soft bottom habitat
(Langhamer and Wilhelmsson, 2009;
Bergström et al., 2013; Reubens et al.,
2013). In the German Bight portion of
the North Sea, fish were most densely
congregated near the anchorages of
jacket foundations, and the structures
extending through the water column
were thought to make it more likely that
juvenile or larval fish encounter and
settle on them (Rhode Island Coastal
Resources Management Council (RI–
CRMC), 2010; Krone et al., 2013). In
addition, fish can take advantage of the
shelter provided by these structures
while also being exposed to stronger
currents created by the structures,
which generate increased feeding
opportunities and decreased potential
for predation (Wilhelmsson et al., 2006).
The presence of the foundations and
resulting fish aggregations around the
foundations is expected to be a longterm habitat impact, but the increase in
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prey availability could potentially be
beneficial for some marine mammals.
The most likely impact to marine
mammal habitat from the Project is
expected to be from pile driving, which
may affect marine mammal food sources
such as forage fish and zooplankton.
Water Quality
Temporary and localized reduction in
water quality will occur as a result of inwater construction activities. Most of
this effect will occur during pile driving
and installation of the cables, including
auxiliary work such as dredging and
scour placement. These activities will
disturb bottom sediments and may
cause a temporary increase in
suspended sediment in the Lease Area
and ECCs. Indirect effects of explosives
and unexploded ordnance to marine
mammals via sediment disturbance is
possible in the immediate vicinity of the
ordnance but through the
implementation of the mitigation, is it
not anticipated marine mammals would
be in the direct area of the explosive
source. Currents should quickly
dissipate any raised total suspended
sediment (TSS) levels, and levels should
return to background levels once the
Project activities in that area cease.
No direct impacts on marine
mammals are anticipated due to
increased TSS and turbidity; however,
turbidity within the water column has
the potential to reduce the level of
oxygen in the water and irritate the gills
of prey fish species in the Lease Area
and ECCs.
Further, contamination of water is not
anticipated. Degradation products of
Royal Demolition Explosive are not
toxic to marine organisms at realistic
exposure levels (Rosen and Lotufo,
2010). Relatively low solubility of most
explosives and their degradation
products means that concentrations of
these contaminants in the marine
environment are relatively low and
readily diluted. Furthermore, while
explosives and their degradation
products were detectable in marine
sediment approximately 6–12 in (0.15–
0.3 m) away from degrading ordnance,
the concentrations of these compounds
were not statistically distinguishable
from background beyond 3–6 ft (1–2 m)
from the degrading ordnance.
Turbidity plumes associated with the
Project would be temporary and
localized, and fish in the proposed
project area would be able to move away
from and avoid the areas where plumes
may occur. Therefore, it is expected that
the impacts on prey fish species from
turbidity, and therefore on marine
mammals, would be minimal and
temporary.
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Equipment used by SouthCoast for the
project, including ships and other
marine vessels, aircrafts, and other
implements, are also potential sources
of by-products (e.g., hydrocarbons,
particulate matter, heavy metals).
SouthCoast would be required to
properly maintain all equipment in
accordance with applicable legal
requirements such that operating
equipment meets Federal water quality
standards, where applicable. Given
these requirements, impacts to water
quality are expected to be minimal.
Acoustic Habitat
Acoustic habitat is the holistic
soundscape, encompassing all of the
biotic and abiotic sound in a particular
location and time, as perceived by an
individual. Animals produce sound for
and listen for sounds produced by
conspecifics (communication during
feeding, mating, and other social
activities), other animals (finding prey
or avoiding predators), and the physical
environment (finding suitable habitats,
navigating). Together, sounds made by
animals and the geophysical
environment (e.g., produced by
earthquakes, lightning, wind, rain,
waves) comprise the natural
contributions to the total soundscape.
These acoustic conditions, termed
acoustic habitat, are one attribute of an
animal’s total habitat.
Anthropogenic sound is another facet
of the soundscape that influences the
overall acoustic habitat. This may
include incidental contributions from
sources such as vessels or sounds
intentionally introduced to the marine
environment for data acquisition
purposes (e.g., use of high-resolution
geophysical surveys), detonations for
munitions disposal or coastal
constructions, sonar for Navy training
and testing purposes, or pile driving/
hammering for construction.projects.
Anthropogenic noise varies widely in its
frequency, content, duration, and
loudness, and these characteristics
greatly influence the potential habitatmediated effects to marine mammals
(please also see the previous discussion
on Masking), which may range from
local effects for brief periods of time to
chronic effects over large areas and for
long durations. Depending on the extent
of effects to their acoustic habitat,
animals may alter their communications
signals (thereby potentially expending
additional energy) or miss acoustic cues
(either conspecific or adventitious).
Problems arising from a failure to detect
cues are more likely to occur when
noise stimuli are chronic and overlap
with biologically relevant cues used for
communication, orientation, and
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predator/prey detection (Francis and
Barber, 2013). For more detail on these
concepts see, e.g., Barber et al., 2009;
Pijanowski et al., 2011; Francis and
Barber, 2013; Lillis et al., 2014.
Communication space describes the
area over which an animal’s acoustic
signal travels and is audible to the
intended receiver (Brenowitz, 1982;
Janik, 2000; Clark et al., 2009; Havlick
et al., 2022). The extent of this area
depends on the temporal and spectral
structure of the signal, the
characteristics of the environment, and
the receiver’s ability to detect (the
detection threshold) and discriminate
the signal from background noise (Wiley
and Richards, 1978; Clark et al., 2009;
Havlick et al., 2022). Large
communication spaces are created by
acoustic signals that propagate over long
distances relative to the distribution of
conspecifics, as exemplified by lowfrequency baleen whale vocalizations
(McGregor and Krebs, 1984; Morton,
1986; Janik, 2000). Conversely, both
natural and anthropogenic noise may
reduce communication space by
increasing background noise, leading to
a generalized contraction of the range
over which animals would be able to
detect signals of biological importance,
including eavesdropping on predators
and prey (Barber et al., 2009). Any
reduction in the communication space,
due to increased background noise
resulting in masking, may therefore
have detrimental effects on the ability of
animals to obtain important social and
environmental information. Such
metrics do not, in and of themselves,
document fitness consequences for the
marine animals that live in chronically
noisy environments. Long-term
population-level consequences of
acoustic signal interference mediated
through changes in the ultimate survival
and reproductive success of individuals
are difficult to study, and particularly in
the marine environment. However, it is
increasingly well documented that
aquatic species rely on qualities of
natural acoustic habitats. For example,
researchers have quantified reduced
detection of important ecological cues
(e.g., Francis and Barber, 2013;
Slabbekoorn et al., 2010) as well as
survivorship consequences in several
species (e.g., damselfish; Simpson et al.,
2016; larval Atlantic cod, Nedelec et al.,
2015a; embryonic sea hare, Nedelec et
al., 2015a) following noise exposure.
Although this proposed rulemaking
primarily covers the noise produced
from construction activities relevant to
the SouthCoast offshore wind facility,
operational noise was a consideration in
NMFS’ analysis of the project, as some,
and potentially all, turbines would
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become operational within the effective
period of the rule (if issued). Once
operational, offshore wind turbines are
known to produce continuous, nonimpulsive underwater noise, primarily
below 1 kHz (Tougaard et al., 2020;
Stöber and Thomsen, 2021).
In both newer, quieter, direct-drive
systems and older generation, geared
turbine designs, recent scientific studies
indicate that operational noise from
turbines is on the order of 110 to 125 dB
re 1 mPa root-mean-square sound
pressure level (SPLrms) at an
approximate distance of 50 m (164 ft)
(Tougaard et al., 2020). Recent
measurements of operational sound
generated from wind turbines (direct
drive, 6 MW, jacket foundations) at
Block Island wind farm (BIWF) indicate
average broadband levels of 119 dB at
50 m (164 ft) from the turbine, with
levels varying with wind speed (HDR,
Inc., 2019). Interestingly, measurements
from BIWF turbines showed operational
sound had less tonal components
compared to European measurements of
turbines with gear boxes.
Tougaard et al. (2020) further stated
that the operational noise produced by
WTGs is static in nature and lower than
noise produced by passing ships. This is
a noise source in this region to which
marine mammals are likely already
habituated. Furthermore, operational
noise levels are likely lower than those
ambient levels already present in active
shipping lanes, such that operational
noise would likely only be detected in
very close proximity to the WTG
(Thomsen et al., 2006; Tougaard et al.,
2020). Similarly, recent measurements
from a wind farm (3 MW turbines) in
China found at above 300 Hz, turbines
produced sound that was similar to
background levels (Zhang et al., 2021).
Other studies by Jansen and de Jong
(2016) and Tougaard et al. (2009)
determined that, while marine
mammals would be able to detect
operational noise from offshore wind
farms (again, based on older 2 MW
models) for several kilometers, they
expected no significant impacts on
individual survival, population
viability, marine mammal distribution,
or the behavior of the animals
considered in their study (harbor
porpoises and harbor seals). In addition,
Madsen et al. (2006) found the intensity
of noise generated by operational wind
turbines to be much less than the noises
present during construction, although
this observation was based on a single
turbine with a maximum power of 2
MW.
More recently, Stöber and Thomsen
(2021) used monitoring data and
modeling to estimate noise generated by
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more recently developed, larger (10
MW) direct-drive WTGs. Their findings,
similar to Tougaard et al. (2020),
demonstrate that there is a trend that
operational noise increases with turbine
size. Their study predicts broadband
source levels could exceed 170 dB
SPLrms for a 10 MW WTG; however,
those noise levels were generated based
on geared turbines; newer turbines
operate with direct drive technology.
The shift from using gear boxes to direct
drive technology is expected to reduce
the levels by 10 dB. The findings in the
Stöber and Thomsen (2021) study have
not been experimentally validated,
though the modeling (using largely
geared turbines parameters) performed
by Tougaard et al. (2020) yields similar
results for a hypothetical 10 MW WTG.
Recently, Holme et al. (2023)
cautioned that Tougaard et al. (2020)
and Stöber and Thomsen (2021)
extrapolated levels for larger turbines
should be interpreted with caution since
both studies relied on data from smaller
turbines (0.45 to 6.15 MW) collected
over a variety of environmental
conditions. They demonstrated that the
model presented in Tougaard et al.
(2020) tends to potentially overestimate
levels (up to approximately 8 dB)
measured to those in the field,
especially with measurements closer to
the turbine for larger turbines. Holme et
al. (2023) measured operational noise
from larger turbines (6.3 and 8.3 MW)
associated with three wind farms in
Europe and found no relationship
between turbine activity (power
production, which is proportional to the
blade’s revolutions per minute) and
noise level, though it was noted that this
missing relationship may have been
masked by the area’s relatively high
ambient noise sound levels. Sound
levels (RMS) of a 6.3 MW direct-drive
turbine were measured to be 117.3 dB
at a distance of 70 m (229.7 ft).
However, measurements from 8.3 MW
turbines were inconclusive as turbine
noise was deemed to have been largely
masked by ambient noise.
Finally, operational turbine
measurements are available from the
Coastal Virginia Offshore Wind (CVOW)
pilot pile project, where two 7.8 mmonopile WTGs were installed (HDR,
2023). Compared to BIWF, levels at
CVOW were higher (10–30 dB) below
120 Hz, believed to be caused by the
vibrations associated with the monopile
structure, while above 120 Hz levels
were consistent among the two wind
farms.
Overall, noise from operating turbines
would raise ambient noise levels in the
immediate vicinity of the turbines;
however, the spatial extent of increased
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noise levels would be limited. NMFS
proposes to require SouthCoast to
measure operational noise levels.
Estimated Take
This section provides an estimate of
the number of incidental takes that may
be authorized through the proposed
regulations, which will inform both
NMFS’ consideration of ‘‘small
numbers’’ and the negligible impact
determination. Harassment is the only
type of take expected to result from
these activities.
Authorized takes would be primarily
by Level B harassment, as use of the
acoustic sources (i.e., impact and
vibratory pile driving, site
characterization surveys, and UXO/MEC
detonations) has the potential to result
in disruption of marine mammal
behavioral patterns due to exposure to
elevated noise levels. Impacts such as
masking and TTS can contribute to
behavioral disturbances. There is also
some potential for auditory injury (Level
A harassment) to occur in select marine
mammal species incidental to the
specified activities (i.e., impact pile
driving and UXO/MEC detonations).
The required mitigation and monitoring
measures, the majority of which are not
considered in the estimated take
analysis, are expected to reduce the
extent of the taking to the lowest level
practicable.
While, in general, mortality and
serious injury of marine mammals could
occur from vessel strikes or UXO/MEC
detonation if an animal is close enough
to the source, the mitigation and
monitoring measures in this proposed
rule, when implemented, are expected
to minimize the potential for take by
mortality or serious injury such that the
probability for take is discountable. No
other activities have the potential to
result in mortality or serious injury, and
no serious injury is anticipated or
proposed for authorization through this
rulemaking.
Generally speaking, we estimate take
by considering: (1) thresholds above
which the best scientific information
available indicates marine mammals
will be behaviorally harassed or incur
some degree of permanent hearing
impairment or non-auditory injury; (2)
the area or volume of water that will be
ensonified above these levels in a day;
(3) the density or occurrence of marine
mammals within these ensonified areas;
and, (4) the number of days of activities.
We note that while these factors can
contribute to a basic calculation to
provide an initial prediction of potential
takes; additional information that can
qualitatively inform take estimates is
also sometimes available (e.g., previous
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monitoring results or average group
size).
Below, we describe NMFS’ acoustic
and non-auditory injury thresholds,
acoustic and exposure modeling
methodologies, marine mammal density
calculation methodology, occurrence
information, and the modeling and
methodologies applied to estimate
incidental take for each specified
activity likely to result in take by
harassment.
Marine Mammal Acoustic Thresholds
NMFS recommends the use of
acoustic thresholds that identify the
received level of underwater sound
above which exposed marine mammals
are likely to be behaviorally harassed
(equated to Level B harassment) or to
incur PTS of some degree (equated to
Level A harassment). Thresholds have
also been developed to identify the
levels above which animals may incur
different types of tissue damage (nonacoustic Level A harassment or
mortality) from exposure to pressure
waves from explosive detonation. A
summary of all NMFS’ thresholds can
be found at (https://www.fisheries.
noaa.gov/national/marine-mammalprotection/marine-mammal-acoustictechnical-guidance).
Level B Harassment
Though significantly driven by
received level, the onset of behavioral
disturbance from anthropogenic noise
exposure is also informed to varying
degrees by other factors related to the
source or exposure context (e.g.,
frequency, predictability, duty cycle,
duration of the exposure, signal-to-noise
ratio, distance to the source, ambient
noise, and the receiving animals
(animal’s hearing, motivation,
experience, demography, behavior at
time of exposure, life stage, depth)) and
can be difficult to predict (e.g., Southall
et al., 2007, 2021; Ellison et al., 2012).
Based on the best scientific information
available and the practical need to use
a threshold based on a metric that is
both predictable and measurable for
most activities, NMFS typically uses a
generalized acoustic threshold based on
received level to estimate the onset of
behavioral harassment. NMFS generally
predicts that marine mammals are likely
to be behaviorally harassed in a manner
considered to be Level B harassment
when exposed to underwater
anthropogenic noise above the received
sound pressure levels (SPLrms) of 120 dB
for continuous sources (e.g., vibratory
pile-driving, drilling) and above the
received SPLrms160 dB for nonexplosive impulsive or intermittent
sources (e.g., impact pile driving,
scientific sonar). Generally speaking,
Level B harassment take estimates based
on these behavioral harassment
thresholds are expected to include any
likely takes by TTS as, in most cases,
the likelihood of TTS occurs at
distances from the source less than
those at which behavioral harassment is
likely. TTS of a sufficient degree can
53755
manifest as behavioral harassment, as
reduced hearing sensitivity and the
potential reduced opportunities to
detect important signals (conspecific
communication, predators, prey) may
result in changes in behavior patterns
that would not otherwise occur.
Level A Harassment
NMFS’ Technical Guidance for
Assessing the Effects of Anthropogenic
Sound on Marine Mammal Hearing
(Version 2.0) (NMFS, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive). As dual metrics, NMFS
considers onset of PTS (Level A
harassment) to have occurred when
either one of the two metrics is
exceeded (i.e., metric resulting in the
largest isopleth). As described above,
SouthCoast’s proposed activities
include the use of both impulsive and
non-impulsive sources.
NMFS’ thresholds identifying the
onset of PTS are provided in table 7.
The references, analysis, and
methodology used in the development
of the thresholds are described in
NMFS’ 2018 Technical Guidance, which
may be accessed at:
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-acoustic-technical-guidance.
TABLE 7—ONSET OF PERMANENT THRESHOLD SHIFT (PTS)
[NMFS, 2018]
PTS onset thresholds *
(received level)
Hearing group
Impulsive
Low-Frequency (LF) Cetaceans ......................................
Mid-Frequency (MF) Cetaceans ......................................
High-Frequency (HF) Cetaceans .....................................
Phocid Pinnipeds (PW) (Underwater) .............................
Cell
Cell
Cell
Cell
1:
3:
5:
7:
Lp,0-pk,flat:
Lp,0-pk,flat:
Lp,0-pk,flat:
Lp,0-pk.flat:
219
230
202
218
dB;
dB;
dB;
dB;
Non-impulsive
LE,p, LF,24h: 183 dB ................
LE,p,MF,24h: 185 dB .................
LE,p,HF,24h: 155 dB .................
LE,p,PW,24h: 185 dB ................
Cell
Cell
Cell
Cell
2:
4:
6:
8:
LE,p, LF,24h: 199 dB.
LE,p,MF,24h: 198 dB.
LE,p,HF,24h: 173 dB.
LE,p,PW,24h: 201 dB.
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* Dual metric thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound
has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds are recommended
for consideration.
Note: Peak sound pressure level (Lp,0-pk) has a reference value of 1 μPa, and weighted cumulative sound exposure level (LE,p) has a reference value of 1μPa2s. In this 6able, thresholds are abbreviated to be more reflective of International Organization for Standardization standards (ISO, 2017). The subscript ‘‘flat’’ is being included to indicate peak sound pressure are flat weighted or unweighted within the generalized
hearing range of marine mammals (i.e., 7 Hz to 160 kHz). The subscript associated with cumulative sound exposure level thresholds indicates
the designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW pinnipeds) and that the recommended accumulation period is 24 hours. The weighted cumulative sound exposure level thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for action proponents to indicate the conditions under which these thresholds
will be exceeded.
Explosive Source
Based on the best scientific
information available, NMFS uses the
acoustic and pressure thresholds
indicated in tables 8 and 9 to predict the
onset of behavioral harassment, TTS,
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PTS, non-auditory injury, and mortality
incidental to explosive detonations.
Given SouthCoast would be limited to
detonating one UXO/MEC per day, the
TTS threshold is used to estimate the
potential for Level B (behavioral)
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harassment (i.e., individuals exposed
above the TTS threshold may also be
harassed by behavioral disruption, but
we do not anticipate any impacts from
exposure to UXO/MEC detonation
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below the TTS threshold would
constitute behavioral harassment).
TABLE 8—PTS ONSET, TTS ONSET, FOR UNDERWATER EXPLOSIVES
[NMFS, 2018]
Hearing group
Impulsive thresholds for TTS and behavioral
disturbance from a single detonation
PTS impulsive thresholds
Low-Frequency (LF) Cetaceans .......................
Mid-Frequency (MF) Cetaceans .......................
High-Frequency (HF) Cetaceans ......................
Phocid Pinnipeds (PW) (Underwater) ...............
Cell
Cell
Cell
Cell
1: Lpk,flat: 219 dB; LE,LF,24h: 183 dB .........
4: Lpk,flat: 230 dB; LE,MF,24h: 185 dB .........
7: Lpk,flat: 202 dB; LE,HF,24h: 155 dB .........
10: Lpk,flat: 218 dB; LE,PW,24h: 185 dB ......
Cell
Cell
Cell
Cell
2: Lpk,flat: 213 dB; LE,LF,24h: 168 dB.
5: Lpk,flat: 224 dB; LE,MF,24h: 170 dB.
8: Lpk,flat:196 dB; LE,HF,24h: 140 dB.
11: Lpk,flat: 212 dB; LE,PW,24h: 170 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS/TTS onset.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI, 2013). However, ANSI defines peak
sound pressure as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being included to indicate peak sound pressure should be flat weighted or unweighted within the overall marine mammal generalized hearing range. The
subscript associated with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF,
MF, and HF cetaceans, and PW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
Additional thresholds for nonauditory injury to lung and
gastrointestinal (GI) tracts from the blast
shock wave and/or onset of high peak
pressures are also relevant (at relatively
close ranges) (table 9). These criteria
have been developed by the U.S. Navy
(DoN (U.S. Department of the Navy)
2017a) and are based on the mass of the
animal and the depth at which it is
present in the water column. Equations
predicting the onset of the associated
potential effects are included below
(table 9).
TABLE 9—LUNG AND G.I. TRACT INJURY THRESHOLDS
[DoN, 2017]
Mortality
(severe lung injury) *
Hearing group
All Marine Mammals ...........................
Cell 1: Modified Goertner model;
Equation 1.
Slight lung injury *
Cell 2: Modified Goertner model;
Equation 2.
G.I. tract injury
Cell 3: Lpk,flat: 237 dB.
* Lung injury (severe and slight) thresholds are dependent on animal mass (Recommendation: Table C.9 from DoN (2017) based on adult and/
or calf/pup mass by species).
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa. In this table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI, 2013). However, ANSI defines peak sound pressure as incorporating frequency weighting, which is not the intent
for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being included to indicate peak sound pressure should be flat weighted or unweighted
within the overall marine mammal generalized hearing range.
Modified Goertner Equations for severe and slight lung injury (pascal-second):
Equation 1: 103M1⁄3(1 + D/10.1)1⁄6 Pa-s.
Equation 2: 47.5M1⁄3(1 + D/10.1)1⁄6 Pa-s.
M animal (adult and/or calf/pup) mass (kg) (Table C.9 in DoN, 2017).
D animal depth (meters).
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Modeling and Take Estimation
SouthCoast estimated density-based
exposures in two separate ways,
depending on the activity. To assess the
potential for Level A harassment and
Level B harassment resulting from
exposure to the underwater sound fields
produced during impact and vibratory
pile driving, sophisticated sound and
animal movement modeling was
conducted to account for movement and
behavior of marine mammals. For HRG
surveys and UXO/MEC detonations,
SouthCoast estimated the number of
takes by Level B harassment using a
simplified ‘‘static’’ method wherein the
take estimates are the product of
density, area of water ensonified above
the NMFS defined threshold (e.g.,
unweighted 160 dB SPLrms) levels, and
number of activity days (assuming a
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maximum of one UXO/MEC detonation
per day). For some species,
observational data from PSOs aboard
HRG survey vessels or group size
indicated that the density-based take
estimates may be insufficient to account
for the number of individuals of a
species that may be encountered during
the planned activities; thus, adjustments
were made to the density-based
estimates.
The assumptions and methodologies
used to estimate take, in consideration
of acoustic thresholds and appropriate
marine mammal density and occurrence
information, are described in activityspecific subsections below (i.e.,WTG
and OSP foundation installation, HRG
surveys, and UXO/MEC detonation).
Resulting distances to threshold
isopleths, densities used, activityspecific exposure estimates (as relevant
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to the analysis), and take estimates can
be found in each activity subsection
below. At the end of this section, we
present the total annual and 5-year take
estimates that NMFS proposes to
authorize.
Marine Mammal Density and
Occurrence
In this section, we provide
information about marine mammal
presence, density, or group dynamics
that will inform the take calculations for
all activities. Depending on the stock
and as described in the take estimation
section for each activity, take estimates
may be based on the Roberts et al.
(2023) density estimates, marine
mammal monitoring results from HRG
surveys, or average group sizes. The
density and occurrence information
resulting in the highest take estimate
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was considered in subsequent analyses,
and the explanation and results for each
activity are described in the specific
activity sub-sections.
Habitat-based density models
produced by the Duke University
Marine Geospatial Ecology Laboratory
and the Marine-life Data and Analysis
Team, based on the best available
marine mammal data obtained in a
collaboration between Duke University,
the Northeast Regional Planning Body,
the University of North Carolina
Wilmington, the Virginia Aquarium and
Marine Science Center, and NOAA
(Roberts et al., 2016a, 2016b, 2017,
2018, 2020, 2021a, 2021b, 2023),
represent the best available scientific
information regarding marine mammal
densities in and surrounding the Lease
Area and along ECCs. Density data are
subdivided into five separate raster data
layers for each species, including:
Abundance (density), 95 percent
Confidence Interval of Abundance, 5
percent Confidence Interval of
Abundance, Standard Error of
Abundance, and Coefficient of Variation
of Abundance.
Modifications to the densities used
were necessary for some species. The
estimated monthly density of seals
provided in Roberts et al. (2016; 2023)
includes all seal species present in the
region as a single guild. To split the
resulting ‘‘seal’’ density estimate by
species, SouthCoast multiplied the
estimate by the proportion of each
species observed by PSOs during
SouthCoast’s 2020–2021 site
characterization surveys (Milne, 2021;
2022). The proportions used were 231/
246 (0.939) for gray seals and 15/246
(0.061) for harbor seals. The ‘‘seal’’
density provided by Roberts et al. (2016;
2023) was then multiplied by these
proportions to get the species specific
densities. While the Roberts et al. (2016;
2023) seals guild includes all phocid
seals, as described in the Descriptions of
Marine Mammals in the Specified
Geographical Region section, harp seal
occurrence is considered rare and
unexpected in SNE. Given this, harp
seals were not included when splitting
the seal guild density and SouthCoast
did not request take for this species.
Monthly densities were unavailable for
pilot whales, so SouthCoast applied the
annual mean density to estimate take.
As described in the Marine Mammal
section, species’ distributions indicate
that the only species of pilot whale
expected to occur in SNE is the longfinned pilot whale; therefore, the
densities provided in Roberts et al.
(2016, 2023) are attributed to this
species (and not short-finned pilot
whales). Similarly, distribution data for
bottlenose dolphins stocks indicate that
the only stock likely to occur in SNE is
the Western North Atlantic offshore
stock, thus all Robert et al. (2016, 2023)
densities are attributed to this stock.
Below, we describe observational data
from monitoring reports and average
group size information, both of which
are appropriate to inform take estimates
for certain activities or species in lieu of
density estimates.
For some species and activities,
observational data from Protected
Species Observers (PSOs) aboard HRG
and geotechnical (GT) survey vessels
53757
indicate that the density-based exposure
estimates may be insufficient to account
for the number of individuals of a
species that may be encountered during
the planned activities. PSO data from
geophysical and geotechnical surveys
conducted in the area surrounding the
Lease Area and ECCs from April 2020
through December 2021 (RPS, 2021)
were analyzed to determine the average
number of individuals of each species
observed per vessel day. For each
species, the total number of individuals
observed (including the‘‘proportion of
unidentified individuals’’) was divided
by the number of vessel days during
which observations were conducted in
2020–2021 HRG surveys (555 survey
days) to calculate the number of
individuals observed per vessel day, as
shown in the final columns of Table 7
in the SouthCoast ITA application.
For other less-common species, the
predicted densities from Roberts et al.
(2016; 2023) are very low and the
resulting density-based exposure
estimate is less than a single animal or
a typical group size for the species. In
such cases, the mean group size was
considered as an alternative to the
density-based or PSO data-based take
estimates to account for potential
impacts on a group during an activity.
Mean group sizes for each species were
calculated from recent aerial and/or
vessel-based surveys, as shown in table
10. Additional detail regarding the
density and occurrence as well as the
methodology used to estimate take for
specific activities is included in the
activity-specific subsections below.
TABLE 10—MEAN GROUP SIZES OF SPECIES THAT MAY OCCUR IN THE PROJECT AREA
lotter on DSK11XQN23PROD with PROPOSALS2
Species
Individuals
North Atlantic right whale * ..............................
Blue whale * ....................................................
Fin whale * .......................................................
Humpback whale ............................................
Minke whale ....................................................
Sei whale * ......................................................
Sperm whale * .................................................
Atlantic spotted dolphin ...................................
Atlantic white-sided dolphin ............................
Bottlenose dolphin ..........................................
Common dolphin .............................................
Pilot whales .....................................................
Risso’s dolphin ................................................
Harbor porpoise ..............................................
Seals ...............................................................
(harbor and gray) ............................................
Sightings
145
3
155
160
103
41
208
1,335
223
259
2,896
117
1,215
121
201
60
3
86
82
83
25
138
46
8
33
83
14
224
45
144
Mean group
size
2.4
1.0
1.8
2.0
1.2
1.6
1.5
29.0
27.9
7.8
34.9
8.4
5.4
2.7
1.4
Information source
Kraus et al. (2016).
Palka et al. (2017).
Kraus et al. (2016).
Kraus et al. (2016).
Kraus et al. (2016).
Kraus et al. (2016).
Palka et al. (2017).
Palka et al. (2017).
Kraus et al. (2016).
Kraus et al. (2016).
Kraus et al. (2016).
Kraus et al. (2016).
Palka et al. (2017).
Kraus et al. (2016).
Palka et al. (2017).
* Denotes species listed under the Endangered Species Act.
The estimated exposure and take
tables for each activity present the
density-based exposure estimates, PSO-
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date derived take estimate, and mean
group size for each species. The number
of species-specific takes by Level B
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harassment that is proposed for
authorization is based on the largest of
these three values. Although animal
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exposure modeling resulted in Level A
harassment exposure estimates for other
species, NMFS is not proposing to
authorize Level A harassment take for
any species other than fin whales,
harbor porpoises, and harbor and gray
seals. The numbers of takes by Level A
harassment proposed for authorization
for these species are based strictly on
density-based exposure modeling
results (i.e., not on PSO-data derived
estimates or group size).
lotter on DSK11XQN23PROD with PROPOSALS2
WTG and OSP Foundation Installation
Here, for WTG and OSP monopile and
pin-piled jacket foundation installation,
we provide summary descriptions of the
modeling methodology used to predict
sound levels generated from the Project
with respect to harassment thresholds
and potential exposures using animal
movement, the density and/or
occurrence information used to support
the take estimates for this activity, and
the resulting acoustic and exposure
ranges, exposures, and authorized takes.
The predominant underwater noise
associated with the construction of
offshore components of the SouthCoast
Project would result from impact and
vibratory pile driving of the monopile
and jacket foundations. SouthCoast
employed JASCO Applied Sciences
(USA) Inc. (JASCO) to conduct acoustic
modeling to better understand sound
fields produced during these activities
(Limpert et al., 2024). The basic
modeling approach is to characterize the
sounds produced by the source, and
determine how the sounds propagate
within the surrounding water column.
For both impact and vibratory pile
driving, JASCO conducted sophisticated
source and propagation modeling (as
described below). JASCO also
conducted animal movement modeling
to estimate the potential for marine
mammal harassment incidental to pile
driving. JASCO estimated speciesspecific exposure probabilities by
considering the range- and depthdependent sound fields in relation to
animal movement in simulated
representative construction scenarios.
More details on these acoustic source
modeling, propagation modeling and
exposure modeling methods are
described below and can be found in
Limpert et al. (2024).
Pile Driving Acoustic Source Modeling
To model the sound emissions from
the piles, the force of the pile driving
hammers had to be modeled first.
JASCO used the GRL, Inc. Wave
Equation Analysis of Pile Driving wave
equation model (GRLWEAP) (Pile
Dynamics, 2010) in conjunction with
JASCO’s Pile Driving Source Model
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(PDSM), a physical model of pile
vibration and near-field sound radiation
(MacGillivray, 2014), to predict source
levels associated with impact and
vibratory pile driving activities. Forcing
functions, representing the force of the
impact or vibratory hammer at the top
of each 9/16-m monopile and 4.5-m
jacket foundation pile, were computed
using the GRLWEAP 2010 wave
equation model (GRLWEAP) (Pile
Dynamics, 2010), which includes a large
database of simulated impact and
vibratory hammers. The GRLWEAP
model assumed direct contact between
the representative impact and vibratory
hammers, helmets, and piles (i.e., no
cushioning material, which provides a
more conservative estimate). For
monopile and jacket foundations, the
piles were assumed to be vertical and
driven to a penetration depth of 35 m
(115 ft) and 60 m (197 ft), respectively.
Modeling assumed jacket foundation
piles were either pre- and post-piled. As
indicated in the Description of Specified
Activities section, pre-piling means that
the jacket structure will be set on preinstalled piles, as would be the case for
SouthCoast’s WTG foundations (if jacket
foundations are used for WTGs). OSP
foundations would be post-piled (using
only impact pile driving), meaning that
the jacket structure is placed on the
seafloor and piles would be
subsequently driven through guides at
the base of each leg. These jacket
foundations (which are separate from
the pin piles on which they sit) will also
radiate sound as the piles are driven. To
account for the additional sound
(beyond impact hammering of the OSP
pin piles) radiating from the jacket
structure, a 2–dB increase in received
levels was included in the propagation
calculations for OSP post-piling
installations, based on a
recommendation from Bellman et al.
(2020).
Modeling the forcing function for
vibratory pile driving required slightly
different considerations than for impact
pile driving given differences in the way
each hammer type interacts with a pile,
although the models used are the same
for installation methods. Piles deform
when driven with impact hammers,
creating a bulge that travels down the
pile and radiates sound into the
surrounding air, water, and seabed.
During the vibratory pile driving stage,
piles are driven into the substrate due
to longitudinal vibration motion at the
hammer’s operational frequency and
corresponding amplitude, which causes
the soil to liquefy, allowing the pile to
penetrate into the seabed. Using
GRLWEAP, one-second long vibratory
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forcing functions were computed for the
9/16-m monopile and 4.5-m jacket
foundations, assuming the use of 32
clamps with total weight of 2102.4 kN
for the monopile and 4 clamps with
total weight of 213.56 kN for the jacket
piles, connecting the hammer to the
piles. Non-linearities were introduced to
the vibratory forcing functions based on
the decay rate observed in data
measured during vibratory pile driving
of smaller diameter piles (Quijano et al.,
2017). Key modeling assumptions can
be found in Table B–1 in Appendix B
of Limpert et al. (2024). Please see
Figures 12 and 13 in Section 4.1.1 of
Limpert et al. (2024), for impact pile
driving forcing functions, and Figures
18 and 19 in section 4.1.2 for vibratory
pile driving forcing functions.
Both the impact and vibratory pile
driving forcing functions computed
using the GRLWEAP model were used
then as inputs to the PDSM model to
compute the resulting pile vibrations.
These models account for several
parameters that describe the operation—
pile type, material, size, and length—the
pile driving equipment, and
approximate pile penetration depth. The
PDSM physical model computes the
underwater vibration and sound
radiation of a pile by solving the
theoretical equations of motion for axial
and radial vibrations of a cylindrical
shell. Piles were modeled assuming
vertical installation using a finitedifference structural model of pile
vibration based on thin-shell theory.
The sound radiating from the pile itself
was simulated using a vertical array of
discrete point sources. This model is
used to estimate the energy distribution
per frequency (source spectrum) at a
close distance from the source (10 m
(32.8 ft)). Please see Appendix E in
Limpert et al. (2024), for a more detailed
description.
The amount of sound generated
during pile driving varies with the
energy required to drive piles to a
desired depth, and depends on the
sediment resistance encountered.
Sediment types with greater resistance
require hammers that deliver higher
energy strikes and/or an increased
number of strikes relative to
installations in softer sediment.
Maximum sound levels usually occur
during the last stage of impact pile
driving (i.e., when the pile is
approaching full installation depth)
where the greatest resistance is
encountered (Betke, 2008). Rather than
modeling increasing hammer energy
with increasing penetration depth,
SouthCoast assumed that maximum
hammer energy would be used
throughout the entire installation of
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monopiles and pin piles (tables 11 and
12). This is a conservative assumption,
given the project area includes a
predominantly sandy bottom habitat,
which is a softer sediment (see Specified
Geographical Area section) that would
require less than the maximum hammer
energy to penetrate.
Representative hammering schedules
for impact installation are shown in
table 11 and for installations requiring
vibratory followed by impact
installation in table 12. For impact
installation of 9/16-m WTG monopiles,
7,000 total hammer strikes were
assumed, using the maximum hammer
energy (6,600 kJ). The smaller 4.5-m pin
piles for the WTG and OSP jacket
foundations were assumed to require
4,000 total strikes using the maximum
hammer energy (3,500 kJ). Modeling
vibratory and subsequent impact
installation of 9/16-m monopiles
assumed 20 minutes of vibratory piling
followed by 5,000 strikes of impact
hammering. Installation of 4.5-m WTG
piles using both vibratory and impact
hammering methods assumed 90
minutes of vibratory pile driving
followed by 2,667 impact hammer
strikes.
TABLE 11—HAMMER ENERGY SCHEDULES FOR MONOPILE AND JACKET FOUNDATIONS INSTALLED WITH IMPACT HAMMER
ONLY
WTG monopile foundations
(9/16-m diameter)
WTG and OSP jacket foundations
(4.5-m diameter)
Hammer: NNN 6600
Hammer: MHU 3500S
Energy level (kilojoule, kJ) 1
Pile penetration depth (m)
Strike count
Energy level (kilojoule, kJ)
Pile penetration depth
Strike count
6,600 a ..............................................
6,600 b ..............................................
6,600 c ...............................................
2,000
2,000
3,000
0–10
11–21
22–35
3,500 a ..............................................
3,500 b ..............................................
3,500 c ..............................................
1,333
1,333
1,334
0–20
21–41
41–60
Total: .........................................
7,000
35
Total: .........................................
4,000
60
a, b, c—Modeling assumed application of the maximum hammer energy throughout the entire monopile installation. For ease of reference,
JASCO used this notation to differentiate progressive stages of installation at the same hammer energy but at different penetration depths and
number of hammer strikes.
TABLE 12—HAMMER ENERGY SCHEDULES FOR MONOPILE AND JACKET FOUNDATIONS INSTALLED WITH BOTH VIBRATORY
AND IMPACT HAMMERS
WTG monopile foundations (9/16-m diameter)
WTG jacket foundations (4.5-m diameter)
Hammers
Hammers
Vibratory HXCV640 and Impact NNN6600
Vibratory SCV640 and Impact MHU 3500S
Hammer
type
Energy level
(kilojoule, kJ)
Vibratory ..............................
Impact ..................................
Total: ............................
3,500
6,600
..........................
Pile
penetration
depth
(m)
Strike
count
Duration
(minutes)
..................
2,000
20
..................
0–10
11–21
3,000
..................
22–35
5,000
20
35
Hammer
type
Energy
level (kilojoule,
kJ)
Vibratory
Impact
..................
3,500
6,000
Pile
penetration
depth
(m)
Strike
count
Duration
(minutes)
..................
1,333
90
..................
0–20
21–41
1,334
..................
42–60
2,667
90
60
..........................
a, b, c—Modeling assumed application of the maximum hammer energy throughout the entire monopile installation. For ease of reference, JASCO used this notation to differentiate progressive stages of installation at the same hammer energy but at different penetration depths and number of hammer strikes.
TABLE 13—BROADBAND SEL (dB re 1 μPa2·S) PER MODELED ENERGY LEVEL AT 10 m FROM A 9/16-m MONOPILE AND
4.5-m PIN PILE INSTALLED USING A IMPACT HAMMER AT TWO REPRESENTATIVE LOCATIONS IN THE LEASE AREA a
Impact
hammer
lotter on DSK11XQN23PROD with PROPOSALS2
Pile type
SEL
Energy Level
(kilojoule, kJ) a
9/16-m Monopile ....................................
NNN6600 ...............................................
4.5-m Pin Pile ........................................
MHU 3500S ...........................................
L01 1
6,600 a
6,600 b
6,600 c
3,500
3,500
3,500
L02 1
207.5
206.2
206.9
197.4
198.5
195.7
208.1
206.9
207.1
198.1
198.7
190.5
1—L01 and L02 are located in the southwest and northeast sections of the Lease Area, respectively. See Figure 2 in Limpert et al. (2023) for
a map of these locations.
a, b, c—Modeling assumed application of the maximum hammer energy throughout the entire monopile installation. For ease of reference,
JASCO used this notation to differentiate progressive stages of installation at the same hammer energy but at different penetration depths and
number of hammer strikes.
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TABLE 14—BROADBAND SEL (dB re 1 μPa2·S) PER DURATION OF VIBRATORY PILING AT 10 m FROM A 9/16-m
MONOPILE AND 4.5-m PIN PILE INSTALLED USING IMPACT HAMMERING AT TWO REPRESENTATIVE LOCATIONS IN THE
LEASE AREA a
Pile type
Vibratory hammer
9/16-m Monopile ......................................................................
4.5-m Pin Pile ..........................................................................
SEL (dB re 1 μPa2·s
Vibratory pile driving duration
(min)
TA–CV320
HX–CV640
L01
20
90
L02
214.8
193.3
213.5
190.3
lotter on DSK11XQN23PROD with PROPOSALS2
a—L01 and L02 are located in the southwest and northeast sections of the Lease Area, respectively. See Figure 2 in Limpert et al. (2023) for
a map of these locations.
a, b, c—Modeling assumed application of the maximum hammer energy throughout the entire monopile installation. For ease of reference,
JASCO used this notation to differentiate progressive stages of installation at the same hammer energy but at different penetration depths and
number of hammer strikes.
Beyond understanding pile driving
source levels (estimated using forcing
functions), there are additional factors
to consider when determining the
degree to which noise would be
transmitted through the water column.
Noise abatement systems (NAS) are
often used to decrease the sound levels
in the water near a source by inserting
a local impedance change that acts as a
barrier to sound transmission.
Attenuation by impedance change can
be achieved through a variety of
technologies, including bubble curtains,
evacuated sleeve systems (e.g., IHCNoise Mitigation System (NMS)),
encapsulated bubble systems (e.g.,
HydroSound Dampers (HSD)), or
Helmholtz resonators (AdBm NMS). The
effectiveness of each system is
frequency dependent and may be
influenced by local environmental
conditions such as current and depth.
SouthCoast would employ systems to
attenuate noise during all pile driving of
monopile and jacket foundations,
including, at minimum, a double big
bubble curtain (DBBC). Several recent
studies summarizing the effectiveness of
NAS have shown that broadband sound
levels are likely to be reduced by
anywhere from 7 to 17 dB, depending
on the environment, pile size, and the
size, configuration and number of
systems used (Buehler et al., 2015;
Bellmann et al., 2020). Hence,
hypothetical broadband attenuation
levels of 0 dB, 6 dB, 10 dB, 15 dB, and
20 dB were incorporated into acoustic
modeling to gauge effects on the ranges
to thresholds given these levels of
attenuation. Although five attenuation
levels were evaluated, SouthCoast and
NMFS anticipate that the noise
attenuation system ultimately chosen
will be capable of reliably reducing
source levels by 10 dB; therefore,
modeling results assuming 10-dB
attenuation are carried forward in this
analysis for pile driving. See the
Proposed Mitigation section for more
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information regarding the justification
for the 10-dB attenuation assumption.
Acoustic Propagation Modeling
To estimate sound propagation during
foundation installation, JASCO’s used
the Full Waveform Range-dependent
Acoustic Model (FWRAM) to combine
the outputs of the source model with
spatial and temporal environmental
factors (e.g., location, oceanographic
conditions, and seabed type) to get timedomain representations of the sound
signals in the environment and estimate
sound field levels ((Limpert et al.
(2024), Section F.1 in Appendix F of
SouthCoast’s ITA application)). Because
the foundation pile is represented as a
linear array and FWRAM employs the
array starter method to accurately model
sound propagation from a spatially
distributed source (MacGillivray and
Chapman, 2012), using FWRAM ensures
accurate characterization of vertical
directivity effects in the near-field zone.
Due to seasonal changes in the
temperature and salinity of the water
column, sound propagation is likely to
vary among different times of the year.
To capture this variability, acoustic
modeling was conducted using an
average sound speed profile for a
‘‘summer’’ period including the months
of May through November, and a
‘‘winter’’ period including December
through April. FWRAM computes
pressure waveforms via Fourier
synthesis of the modeled acoustic
transfer function in closely spaced
frequency bands. This model is used to
estimate the energy distribution per
frequency (source spectrum) at a close
distance from the source (10 m (32.8 ft)).
Examples of decidecade spectral levels
for each foundation pile type, hammer
energy, and modeled location, using
average summer sound speed profile are
provided in Limpert et al. (2024).
Sounds produced by sequential
installation of the 9/16-m WTG
monopiles and 4.5-m pin piles were
modeled at two locations. Water depths
within the Lease Area range from 37 m
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to 64 m (121 ft to 210 ft). Sound fields
produced during both impact and
vibratory installation of 9/16-m WTG
monopiles and 4.5-m WTG and OSP pin
piles were modeled at two locations:
L01 in the southwest section of the lease
area in 38 m water depth and L02 in the
northeast section of the lease area in 53
m (173.9 ft) depth (Figure 2 in
Appendix A in Limpert et al., 2024).
Propagation modeling did not include
water depths between 54 m and 64 m
(deepest location) given the majority of
foundation locations (i.e., 101 out of
149) occur in depths less than 54 m (177
ft). The locations were selected to
represent the acoustic propagation
environment within the Lease Area and
may not be actual foundation locations.
JASCO selected alternative locations to
model the ensonified zones produced
during concurrent pile driving because
the foundation installation locations
would be closer together (i.e., separated
by approximately 2 nm) than those
selected for sequential foundation
installations.
For impulsive sounds from impact
pile driving as well as non-impulsive
sounds from vibratory piling, timedomain representations of the pressure
waves generated in the water are
required for calculating SPLrms and
SPLpeak at various distances from the
pile, metrics that are important for
characterizing potential impacts of pile
driving noise on marine mammals.
Furthermore, the pile must be
represented as a distributed source to
accurately characterize vertical
directivity effects in the near-field zone.
JASCO used FWRAM to compute
synthetic pressure waveforms as a
function of range and depth via Fourier
synthesis of transfer functions in closely
spaced frequency bands, in rangevarying marine acoustic environments.
Additional modeling details are
described in Limpert et al. (2024).
Impact and vibratory pile driving source
and propagation modeling provides
estimates of the distances from the pile
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location to NMFS’ Level A harassment
and Level B harassment threshold
isopleths.
JASCO calculated acoustic ranges,
which represent the distance to a
harassment threshold based on sound
propagation through the environment,
independent of movement of a receiver.
The use of acoustic ranges (R95%) to the
Level A harassment SELcum metric
thresholds to assess the potential for
PTS is considered an overly
conservative method, as it does not
account for animal movement and
behavior and, therefore, assumes that
animals are essentially stationary at that
distance for the entire duration of the
pile installation, a scenario that does not
reflect realistic animal behavior.
However, because NMFS’ Level A
harassment (SPLpeak) and Level B
harassment (SPLrms) thresholds refer to
instantaneous exposures, acoustic
ranges are a better representation of
distances to these NMFS’ instantaneous
harassment thresholds. These distances
were not applied to exposure estimation
but were used to define the Level B
harassment zones for all species (see
Proposed Mitigation and Monitoring) for
WTG and OSP foundation installation
in summer and winter, and the
minimum visibility zone for installation
of foundations in the NARW EMA (see
53761
Proposed Mitigation and Monitoring).
The following tables present the largest
acoustic ranges (R95%) among modeling
sites (Figure 2 in Limpert et al., 2024)
resulting from JASCO’s source and
propagation models, for both ‘‘summer’’
and ‘‘winter.’’ Table 15 presents the
R95% distances to the Level A
harassment (SPLpeak) isopleths. Table 16
provides R95% distances to the Level A
harassment (SELcum) thresholds for
impact-only and combined method (i.e.,
vibratory and impact pile driving)
installations, respectively. Finally, table
17 presents R95% distances for Level B
harassment thresholds, for impact (160
dB) and vibratory (120 dB) pile driving.
TABLE 15—ACOUSTIC RANGES (R95%), IN KILOMETERS (km), TO MARINE MAMMAL LEVEL A HARASSMENT THRESHOLDS
(SPLpeak) DURING IMPACT PILE DRIVING OF 9/16-m MONOPILES, 4.5-m PRE-PILED WTG JACKETS, AND 4.5-m
POST-PILED OSP JACKETS, ASSUMING 10 dB ATTENUATION IN BOTH SUMMER AND WINTER
Distances to level A (SPLpeak) harassment thresholds (km)
Hearing group
WTG 9/16-m monopile
LFC ..........................................................
MFC .........................................................
HFC ..........................................................
PW ...........................................................
WTG 4.5-m pre-piled pin
OSP 4.5-m post-piled pin
Summer
Winter
Summer
Winter
Summer
Winter
........................
........................
0.27
........................
........................
........................
0.26
........................
........................
........................
0.12
........................
........................
........................
0.13
........................
........................
........................
0.14
........................
........................
........................
0.13
........................
TABLE 16—ACOUSTIC RANGES (R95%), IN KILOMETERS (km), TO MARINE MAMMAL LEVEL A HARASSMENT THRESHOLDS
(SELcum) DURING PILE DRIVING OF 9/16-m MONOPILES, 4.5-m PRE-PILED WTG JACKETS, AND 4.5-m POST-PILED
OSP JACKETS, ASSUMING 10 dB ATTENUATION IN BOTH SUMMER AND WINTER
Distances to level A (SPLcum) harassment thresholds (km)
Hearing group
LFC .......................
MFC ......................
HFC .......................
PW ........................
1 Vibratory
Impact (I) or vibratory 1 and impact
(V/I) installation
I .............................
V/I .........................
I .............................
V/I .........................
I .............................
V/I .........................
I .............................
V/I .........................
WTG 9/16-m monopile
WTG 4.5-m pre-piled pin
OSP 4.5-m post-piled pin
Summer
Winter
Summer
Winter
Summer
Winter
6.09
6.19
........................
........................
0.26
0.2
0.79
0.81
6.68
6.8
........................
........................
0.3
0.2
0.79
0.85
4.94
2.11
........................
........................
0.09
0.02
0.48
0.11
5.16
2.15
........................
........................
0.09
0.02
0.49
0.11
5.83
........................
........................
........................
0.11
........................
0.68
........................
6.21
........................
........................
........................
0.12
........................
0.71
........................
pile driving applies to Project 2 only.
TABLE 17—ACOUSTIC RANGES (R95%), IN KILOMETERS (km), TO THE MARINE MAMMAL LEVEL B HARASSMENT THRESHOLDS DURING IMPACT (160 dB) AND VIBRATORY 1 (120 dB) PILE DRIVING OF 9/16-m MONOPILES, 4.5-m PRE-PILED
WTG JACKETS, AND 4.5-m POST-PILED OSP JACKETS, ASSUMING 10 dB ATTENUATION, IN SUMMER AND WINTER
Distances to level B (SPLrms) harassment thresholds (km)
Installation approach
WTG 9/16-m monopile
lotter on DSK11XQN23PROD with PROPOSALS2
Summer
Impact ......................................................
Vibratory ...................................................
1 Vibratory
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7.44
42.02
Winter
WTG 4.5-m pre-piled pin
OSP 4.5-m post-piled pin
Summer
Summer
Winter
4.88
........................
5.24
........................
8.63
84.63
Winter
4.18
15.83
4.41
21.92
pile driving applies to Project 2 only.
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lotter on DSK11XQN23PROD with PROPOSALS2
To assess the extent to which marine
mammal harassment might occur as a
result of movement within this acoustic
environment, JASCO next conducted
animal movement and exposure
modeling.
Animal Movement Modeling
To estimate the probability of
exposure of animals to sound above
NMFS’ harassment thresholds to during
foundation installation, JASCO’s
Animal Simulation Model Including
Noise Exposure (JASMINE) was used to
integrate the sound fields generated
from the source and propagation models
described above with species-typical
behavioral parameters (e.g., swim
speeds dive patterns). The parameters
used for forecasting realistic behaviors
(e.g., diving, foraging, and surface times)
were determined and interpreted from
marine species studies (e.g., tagging
studies) where available, or reasonably
extrapolated from related species
(Limpert et al., 2024).
Applying animal movement and
behavior within the modeled noise
fields allows for a more realistic
indication of the distances at which PTS
acoustic thresholds are reached that
considers the accumulation of sound
over different durations. Sound
exposure models such as JASMINE use
simulated animals (animats) to sample
the predicted 3–D sound fields with
movement derived from animal
observations (see Limpert et al., 2024).
Animats that exceed NMFS’ acoustic
thresholds are identified and the range
(distance from the noise source) for the
exceedances determined. The output of
the simulation is the exposure history
for each animat accumulated within the
simulation. An individual animat’s
sound exposure levels are summed over
a specific duration, (24 hours), to
determine its total received acoustic
energy (SEL) and maximum received
SPLPK and SPLrms. These received levels
are then compared to the harassment
threshold criteria. The combined history
of all animats gives a probability density
function of exposure above threshold
levels. The number of animals expected
to exceed the regulatory thresholds is
determined by scaling the number of
predicted animat exposures by the
species-specific density of animals in
the area. By programming animats to
behave like the 16 marine mammal
species that may be exposed to pile
driving noise, the sound fields are
sampled in a manner similar to that
expected for real animals.
Vibratory setting of piles followed by
impact pile driving is being considered
for Project 2 (Scenarios 2 and 3). Given
the qualities of vibratory pile driving
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noise (e.g., continuous, lower hammer
energy), Level A harassment (PTS) is not
an anticipated impact on marine
mammals incidental to SouthCoast’s use
of this method. Although the potential
to induce hearing loss is low during
vibratory driving, it does introduce
some SEL exposure that must be
considered in the 24-hour SELcum
estimates. For this reason, JASCO
computed acoustic ranges from the
combined sound energy from vibratory
and impact pile driving. These results
are presented in Appendix G in Limpert
et al. (2024). The PTS-onset SEL
thresholds are lower for impact piling
than for vibratory piling (table 7) so, to
be conservative, when estimating
acoustic ranges and the number of
animats exposed to potentially injurious
sound levels from both impact and
vibratory pile driving (for those piles
that may require both methods), the
lower (impulsive) SEL criteria were
applied to determine if thresholds were
exceeded.
Estimating the number of animats that
may be exposed to sound above a
behavioral SPL response threshold is
simpler because it does not require
integrating sound pressure over long
time periods. This calculation was done
separately for vibratory and impact pile
driving because these two sound
sources use different thresholds, and
they are temporally separated activities
(i.e., impact follows vibratory pile
driving). The numbers of animats
exposed above the 120 dB (vibratory)
and 160 dB (impact) Level B harassment
thresholds are calculated individually
and then the resulting numbers are
combined to get total behavioral
exposures from a single pile installed at
each representative location when both
hammer types are expected to be used
on a pile. Individual animats that are
exposed above behavioral thresholds for
both vibratory and impact pile driving
are only counted once to avoid overestimation.
For modeled animats that have
received enough acoustic energy to
exceed a given harassment threshold,
the exposure range for each animal is
defined as the closest point of approach
(CPA) to the source made by that animal
while it moved throughout the modeled
sound field, accumulating received
acoustic energy. The CPA for each of the
species-specific animats during a
simulation is recorded and then the
CPA distance that accounts for 95
percent of the animats that exceed an
acoustic threshold is determined. The
ER95% (95 percent exposure radial
distance) is the horizontal distance that
includes 95 percent of the CPAs of
animats exceeding a given impact
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threshold. The ER95% ranges are speciesspecific rather than categorized only by
any functional hearing group, which
allows for the incorporation of more
species-specific biological parameters
(e.g., dive durations, swim speeds) for
assessing the potential for PTS from pile
driving. Furthermore, because these
ER95% ranges are species-specific, they
can be used to develop mitigation
monitoring or shutdown zones.
As described in the Detailed
Description of Specific Activity section,
SouthCoast proposed construction
schedules that include both sequential
and concurrent foundation installations.
For sequential installations (both
vibratory and/or impact) of two
monopiles foundations or four jacket
pin piles per day, two sites were used
for modeling (see Figures 7 and 8,
Section 2.51 of Appendix A in Limpert
et al., 2024), both considered
representative locations of the Lease
Area (one location for each foundation).
Animats were exposed to only one
sound field at a time. Received levels
were accumulated over each animat’s
track over a 24-hour time window to
derive sound exposure levels (SEL).
Instantaneous single-exposure metrics
(e.g., SPLrms and SPLpeak) were recorded
at each simulation time step, and the
maximum received level was reported.
Concurrent operations were handled
slightly differently to capture the effects
of installing piles spatially close to each
other (i.e., 2 nm (2.3 mi; 3.7 km)). The
sites chosen for exposure modeling for
concurrent operations are shown in
Figure 9, Section 2.51 in Limpert et al.
(2024). When simulating concurrent
operations in JASMINE, sound fields
from separate piles may be overlapping
in time and space. For cumulative
metrics (SELcum), received energy from
each sound field the animat encounters
is summed over a 24-hour time window.
For SPL, received levels were summed
within each simulation time step and
the resultant maximum SPL over all
time steps was carried forward. For both
sequential and concurrent operations,
the resulting cumulative or maximum
received levels were then compared to
the NMFS’ thresholds criteria within
each analysis period.
Additional assumptions used in
modeling for each year of construction
are summarized in table 18. As
discussed previously, modeling
assumed SouthCoast would install
Project 1 WTG foundations using only
impact pile driving and Project 2 WTG
foundations using vibratory and/or
impact pile driving. All pin piles
supporting OSP jacket foundations
would be impact driven. In addition,
modeling assumed a seasonal restriction
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on pile driving from January 1 through
April 30. However, as previously
described, to provide additional North
Atlantic right whale protection,
SouthCoast would not install
foundation in the NARW EMA from
October 16 through May 31 or
throughout the rest of the Lease Area
from January 1 to May 15.
TABLE 18—ASSUMPTIONS USED IN WTG AND OSP FOUNDATION INSTALLATION EXPOSURE MODELING
Project 1
Parameter
WTG
monopiles
scenario 1
Number of foundations ............................
Pile diameter (m) .....................................
Piles per foundation .................................
Penetration depth (m) ..............................
Max hammer energy (kJ) .........................
Impact or Vibratory ..................................
Number of impact strikes 1 .......................
Piles/day ...................................................
Piling days ................................................
1 The
WTG
jackets
scenario 2
71
9/16
1
35
6600
Impact
7000
1–2
59
Project 2
WTG
monopiles
scenario 1
OSP jackets
85
4.5
4
60
3500
Impact
4000
4
85
1
4.5
12–16
60
3500
Impact
4000
4
0.75
WTG
monopiles
scenario 2
68
9/16
1
35
6600
Impact
7000
1–2
53
WTG
jackets
scenario 3
73
9/16
1
35
6600
Both
7000/5000
1–2
49
62
4.5
4
60
3500
Both
4000/2667
4
62
OSP jackets
1
4.5
12–16
60
3500
Impact
4000
4
0.75
second value is the number of strikes required when vibratory preceded impact pile driving.
All proposed construction scenarios,
including foundation type, installation
method, number of monopiles or pin
piles installed per day, and the rate of
installation were presented in table 2 in
the Detailed Description of Specific
Activities section.
Tables 19–23 summarize the monthly
construction schedules for each scenario
assumed for modeling, including
installation sequence and method, and
the number of pile driving days per
month. However, construction
schedules cannot be fully predicted due
to uncontrollable environmental factors
(e.g., weather) and installation
schedules include variability (e.g., due
to drivability). The total number of
construction days per month would be
dependent on a number of factors,
including environmental conditions,
planning, construction, and installation
logistics. As described previously,
SouthCoast assumed that for sequential
WTG foundation installations (using a
single vessel), a maximum of 2 WTG
monopiles or 4 OSP piled jacket pin
piles may be driven in 24 hours. For
concurrent installation (using two
vessels), a maximum of 2 WTG
monopiles and 4 OSP piled jacket pin
piles or 4 WTG and 4 OSP pin piles may
be driven in 24 hours. It is unlikely that
these maximum installation rates would
be consistently attainable throughout
the construction phase, but this
schedule was considered to have the
greatest potential for Level A
harassment (PTS) and was, therefore,
carried forward into take estimation.
TABLE 19—SOUTHCOAST’S POTENTIAL FOUNDATION INSTALLATION SCHEDULE FOR PROJECT 1 SCENARIO 1 (P1S1)
Vibratory & impact
Concurrent
impact
Impact
WTG monopile
WTG monopile
WTG monopile
& OSP jacket
pin piles
Month
2/day
Totals
1/day
2/day
1/day
Total piles
Total days
1/day & 4/day
May ..............................
June .............................
July ...............................
Aug ...............................
Sept ..............................
Oct ................................
Nov ...............................
Dec ...............................
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
3
0
0
0
1
3
4
3
1
0
0
2
8
10
10
9
3
1
1
2
10
16
18
15
20
1
1
2
9
13
14
12
7
1
1
Total ......................
0
0
3
12
44
83
59
lotter on DSK11XQN23PROD with PROPOSALS2
TABLE 20—SOUTHCOAST’S POTENTIAL FOUNDATION INSTALLATION SCHEDULE FOR PROJECT 1 SCENARIO 2 (P1S2)
Vibratory &
impact
Concurrent
impact
Impact
WTG jacket
WTG monopile
& OSP jacket
pin piles
Totals
WTG jacket
Month
4/day
4/day
Total piles
Total days
1/day & 4/day
May ......................................................................................
June .....................................................................................
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TABLE 20—SOUTHCOAST’S POTENTIAL FOUNDATION INSTALLATION SCHEDULE FOR PROJECT 1 SCENARIO 2 (P1S2)—
Continued
Vibratory &
impact
Concurrent
impact
Impact
WTG jacket
WTG monopile
& OSP jacket
pin piles
Totals
WTG jacket
Month
4/day
4/day
Total piles
Total days
1/day & 4/day
July .......................................................................................
Aug .......................................................................................
Sept ......................................................................................
Oct ........................................................................................
Nov .......................................................................................
Dec .......................................................................................
0
0
0
0
0
0
0
0
0
4
0
0
12
14
12
12
10
3
48
56
48
80
40
12
12
14
12
16
10
3
Total ..............................................................................
0
0
81
356
85
TABLE 21—SOUTHCOAST’S POTENTIAL FOUNDATION INSTALLATION SCHEDULE FOR PROJECT 2 SCENARIO 1 (P2S1)
Vibratory & impact
Concurrent
impact
Impact
WTG monopile
WTG monopile
WTG monopile
& OSP jacket
pin piles
Month
2/day
Totals
1/day
2/day
1/day
Total piles
Total days
1/day & 4/day
May ..............................
June .............................
July ...............................
Aug ...............................
Sept ..............................
Oct ................................
Nov ...............................
Dec ...............................
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
3
0
0
0
3
3
3
3
3
0
0
2
6
6
6
6
6
2
1
2
12
12
12
12
27
2
1
2
9
9
9
9
12
2
1
Total ......................
0
0
0
15
35
80
53
TABLE 22—SOUTHCOAST’S POTENTIAL FOUNDATION INSTALLATION SCHEDULE FOR PROJECT 2 SCENARIO 2 (P2S2)
Vibratory & impact
Concurrent
impact
Impact
WTG monopile
WTG monopile
WTG monopile
& OSP jacket
pin piles
Month
2/day
Totals
1/day
2/day
1/day
Total piles
Total days
lotter on DSK11XQN23PROD with PROPOSALS2
1/day & 4/day
May ..............................
June .............................
July ...............................
Aug ...............................
Sept ..............................
Oct ................................
Nov ...............................
Dec ...............................
0
2
6
7
6
3
0
0
0
4
4
4
4
2
1
0
0
0
0
0
0
3
0
0
0
0
0
0
0
0
0
0
2
0
0
0
0
0
0
1
2
8
16
18
16
23
1
1
2
6
10
11
10
8
1
1
Total ......................
24
19
0
0
3
85
49
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TABLE 23—SOUTHCOAST’S POTENTIAL FOUNDATION INSTALLATION SCHEDULE FOR PROJECT 2 SCENARIO 3 (P2S3)
Vibratory &
impact
Concurrent
impact
Impact
WTG jacket
WTG monopile
& OSP jacket
pin piles
Totals
WTG jacket
Month
4/day
4/day
Total piles
Total days
1/day & 4/day
May ......................................................................................
June .....................................................................................
July .......................................................................................
Aug .......................................................................................
Sept ......................................................................................
Oct ........................................................................................
Nov .......................................................................................
Dec .......................................................................................
0
9
9
9
9
6
6
0
0
0
0
0
0
4
0
0
5
0
0
0
0
0
0
5
20
36
36
36
36
56
24
20
5
9
9
9
9
10
6
5
Total ..............................................................................
48
4
10
264
62
By incorporating animal movement
into the calculation of ranges to timedependent thresholds (SEL metrics),
ER95% values provide a more realistic
assessment of the distances within
which acoustic thresholds may be
exceeded. This also means that different
species within the same hearing group
can have different exposure ranges as a
result of species-specific movement
patterns. Substantial differences (greater
than 500 m (1,640 ft)) between species
within the same hearing group occurred
for low frequency-cetaceans, so Level A
harassment (PTS) ER95% values are
shown separately for those species
(tables 24–29). For mid-frequency
cetaceans and pinnipeds, the largest
value from any single species was
selected.
Projects 1 and 2 would include
sequential WTG foundation installations
using impact pile driving only and both
vibratory and impact pile driving
(Project 2 only), and concurrent WTG
and OSP installations using only impact
pile driving, each of which generates
different ER95% distances. The Level A
harassment (PTS) ER95% distances for
sequential installation of WTG
foundations using only impact pile
driving are shown in table 24 for both
summer and winter. SouthCoast does
not anticipate conducting vibratory or
concurrent pile driving in December,
thus the Level A harassment (PTS)
ER95% distances for sequential
installation of WTG foundations (both
monopile and pin-piled jacket) using
both vibratory and impact pile driving
are shown in table 25 for summer only.
Lastly, Level A harassment (PTS) ER95%
distances for potential concurrent
installation of WTG and OSP
foundations using impact pile driving
(also limited to ‘‘summer’’ for modeling)
are shown in table 26.
Comparison of the results in table 24
and table 26 show that the case
assuming sequential installation of two
WTG monopiles per day and concurrent
installation of two WTG monopiles and
4 OSP piles per day yield very similar
results. This may seem counterintuitive,
given the assumed number of piles
installed per day for concurrent
installations is larger than that assumed
for sequential installations, thus it might
be expected that Level A harassment
(PTS) ER95% distances would be larger
for concurrent installations. However,
for that result to occur, animal
movement modeling would have to
show that animals would routinely
occur close enough to one pile driving
location (e.g., WTG monopile) to
accumulate enough sound energy
without exceeding the Level A
harassment SELcum threshold, and then
also occur at the second pile driving
location (e.g., OSP jacket) at a distance
close enough to accumulate the
remaining sound energy needed to cross
the SELcum threshold. The animal
movement modeling showed this
sequence of events did not happen often
enough during concurrent installations
of WTG monopile and OSP jacket
foundations to cause a consistent
increase in the Level A harassment
(PTS) ER95% distances across all species.
This sequence of events did occur more
often during concurrent installation of
WTG jacket and OSP jacket foundation
installations, thus the Level A
harassment (PTS) ER95% distances for
concurrent installations were
consistently larger than for installation
of a single WTG jacket foundation on a
given day (table 26). This was likely a
result of the overall longer duration of
pile driving per day required for
installing 4 pin piles for each jacket
foundation.
TABLE 24—EXPOSURE RANGES (ER95%) 1 TO THE MARINE MAMMAL PTS (LEVEL A) CUMULATIVE SOUND EXPOSURE
LEVEL (SELcum) THRESHOLDS FOR SEQUENTIAL IMPACT PILE DRIVING INSTALLATION OF ONE OR TWO 9/16-m WTG
MONOPILES, FOUR 4.5-m WTG JACKET PIN PILES, OR FOUR 4.5-m OSP JACKET PIN PILES IN ONE DAY, ASSUMING
10 dB OF BROADBAND NOISE ATTENUATION IN SUMMER (S) AND WINTER (W) 2
lotter on DSK11XQN23PROD with PROPOSALS2
Range (km)
Hearing group
Blue whale * ...............................
Fin whale * .................................
Humpback whale .......................
Minke whale ..............................
N.Atl. right whale * .....................
Sei whale * .................................
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SELcum
threshold
(dB re 1
μPa2·s)
183
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9/16-m WTG monopiles
(1 piles/day)
9/16-m WTG monopiles
(2 piles/day)
4.5-m WTG jacket pin piles
(4 piles/day)
4.5-m OSP jacket pin
piles (4 piles/day)
S
W
S
W3
S
W
S
W
....................
3.99
3.13
2.41
2.83
3.06
....................
4.49
3.66
3
3.23
3.38
....................
4.15
3.46
2.42
2.95
3.19
....................
....................
....................
....................
....................
....................
....................
2.37
1.88
1.24
1.73
1.96
....................
2.55
1.96
1.28
1.85
2.22
....................
3.18
2.36
1.58
2.01
2.59
....................
3.50
2.54
1.79
2.13
2.72
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TABLE 24—EXPOSURE RANGES (ER95%) 1 TO THE MARINE MAMMAL PTS (LEVEL A) CUMULATIVE SOUND EXPOSURE
LEVEL (SELcum) THRESHOLDS FOR SEQUENTIAL IMPACT PILE DRIVING INSTALLATION OF ONE OR TWO 9/16-m WTG
MONOPILES, FOUR 4.5-m WTG JACKET PIN PILES, OR FOUR 4.5-m OSP JACKET PIN PILES IN ONE DAY, ASSUMING
10 dB OF BROADBAND NOISE ATTENUATION IN SUMMER (S) AND WINTER (W) 2—Continued
Range (km)
SELcum
threshold
(dB re 1
μPa2·s)
Hearing group
Mid-frequency ............................
High-frequency ..........................
Phocids ......................................
185
155
185
9/16-m WTG monopiles
(1 piles/day)
S
9/16-m WTG monopiles
(2 piles/day)
W
0
0
0.4
W3
S
0
0
0.34
0
0
0.12
4.5-m WTG jacket pin piles
(4 piles/day)
S
W
....................
....................
....................
0
0
0
4.5-m OSP jacket pin
piles (4 piles/day)
S
0
0
0.32
W
0
0
0.41
0
0
0.41
* Denotes species listed under the Endangered Species Act.
1 These are the maximum ER
95% values among modeling locations (L01 and L02 in Limpert et al., 2024).
2 For acoustic propagation modeling, two average sound speed profiles were used, one for the ‘‘summer’’ season (May–November) and a second for the ‘‘winter’’
season (December).
3 Given the small number of foundation installations planned for December (see tables 19–23), modeling assumed installation of only a single monopile per day for
‘‘winter.’’
TABLE 25—EXPOSURE RANGES (ER95%) 1 TO THE MARINE MAMMAL LEVEL A CUMULATIVE SOUND EXPOSURE LEVEL
(SELcum) THRESHOLDS DURING SEQUENTIAL VIBRATORY 2 AND IMPACT PILE DRIVING INSTALLATION OF ONE OR TWO
9/16-m WTG MONOPILES OR FOUR 4.5-m WTG JACKET PIN PILES ASSUMING 10 dB OF ATTENUATION IN SUMMER 3
Range (km)
SELcum
threshold
(dB re 1
μPa2·s)
Hearing group
Blue whale * ...............................................................................
Fin whale * .................................................................................
Humpback whale .......................................................................
Minke whale ..............................................................................
N.Atl. right whale * .....................................................................
Sei whale * .................................................................................
Mid-frequency ............................................................................
High-frequency ..........................................................................
Phocids ......................................................................................
183
185
155
185
WTG monopile
(1 pile/day)
WTG monopile
(2 piles/day)
WTG jacket pin piles
(4 piles/day)
Impact
Vibratory
Impact
Vibratory
Impact
Vibratory
....................
3.98
3.10
2.41
2.81
3.11
0
0
0.01
....................
0
0
0
0
0
0
0
0
....................
4.11
3.49
2.37
3.07
3.13
0
0
0.11
....................
0.08
0.18
0
0.13
0
0
0
0
....................
2.25
1.84
1.13
1.57
1.84
0
0
0
....................
0
0
0
0
0
0
0
0
* Denotes species listed under the Endangered Species Act.
1 These are the maximum ER
95% values among modeling locations (L01 and L02 in Limpert et al., 2024).
2 SouthCoast proposed vibratory pile driving for Project 2 (Scenarios 2 and 3) but not for Project 1.
3 For acoustic propagation modeling, two average sound speed profiles were used, one for the ‘‘summer’’ season (May–November) and a second for the ‘‘winter’’
season (December). Modeling assumed vibratory pile driving would only occur in ‘‘summer,’’ thus, table 25 does not present ‘‘winter’’ values.
TABLE 26—EXPOSURE RANGES (ER95%) 1 TO THE MARINE MAMMAL LEVEL A CUMULATIVE SOUND EXPOSURE LEVEL
(SELcum) THRESHOLDS DURING CONCURRENT 2 IMPACT PILE DRIVING INSTALLATION OF TWO 9/16-m WTG
MONOPILES AND FOUR 4.5-m OSP JACKET PIN PILES, OR FOUR 4.5-m WTG JACKET PIN PILES 2 AND FOUR 4.5-m
OSP JACKET PIN PILE IN ONE DAY ASSUMING 10 dB OF BROADBAND NOISE ATTENUATION IN SUMMER 3
lotter on DSK11XQN23PROD with PROPOSALS2
Range (km)
Hearing group
SELcum
threshold (dB
re 1 μPa2·s)
Low-frequency .............................................................................................................................
Blue whale ...................................................................................................................................
Fin whale * ...................................................................................................................................
Humpback whale .........................................................................................................................
Minke whale .................................................................................................................................
N.Atl. right whale * .......................................................................................................................
Sei whale * ...................................................................................................................................
Mid-frequency ..............................................................................................................................
High-frequency .............................................................................................................................
Phocids ........................................................................................................................................
183
........................
........................
........................
........................
........................
........................
185
155
185
16-m WTG
monopiles (2
piles/day) and
4.5-m OSP
jacket pin piles
(4 piles/day)
4.5-m WTG
jacket pin piles
(4 piles/day)
and 4.5-m
OSP jacket pin
piles (4 piles/
day)
........................
4.53
3.71
2.31
3.07
3.44
0
0
0.3
........................
3.58
2.57
1.56
1.92
2.31
0
0
0.17
* Denotes species listed under the Endangered Act.
1 These are the maximum ER
95% values among modeling locations (L01 and L02 in Limpert et al., 2024).
2 SouthCoast proposed concurrent impact pile driving of WTG and OSP foundations for Projects 1 and 2.
3 For acoustic propagation modeling, two average sound speed profiles were used, one for the ‘‘summer’’ season (May–November) and a second for the ‘‘winter’’ season (December).
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Federal Register / Vol. 89, No. 124 / Thursday, June 27, 2024 / Proposed Rules
for 1) sequential installation of WTG
foundations using only impact pile
driving for summer and winter (table
27); 2) summer-only sequential
installation of WTG foundations (both
monopile and pin-piled jacket) using
both vibratory and impact pile driving
(table 28); and 3) concurrent installation
In addition to ER95% distances to
Level A harassment (PTS) thresholds,
exposure modeling produced ER95%
distances to the Level B harassment 160
dB SPLrms (impact pile driving) and 120
dB SPLrms (vibratory pile driving)
thresholds. The following tables provide
the Level B harassment ER95% distances
of WTG monopile and OSP pin-piled
jacket foundations (table 29, also limited
to ‘‘summer’’). These ranges were used
to define the outer perimeter around the
Lease Area from which Roberts et al.
(2016, 2023) model data density grid
cells were selected for exposure
estimation.
TABLE 27—EXPOSURE RANGES (ER95%) 1 TO THE MARINE MAMMAL 160 dB LEVEL B HARASSMENT (SPLrms) THRESHOLD
FOR SEQUENTIAL IMPACT PILE DRIVING INSTALLATION OF ONE OR TWO 9/16-m WTG MONOPILES, FOUR 4.5-m WTG
JACKET PIN PILES, OR FOUR 4.5-m OSP JACKET PIN PILES IN ONE DAY, ASSUMING 10 dB OF BROADBAND NOISE
ATTENUATION IN SUMMER (S) AND WINTER (W) 2
Range (km)
9/16-m WTG monopiles
(1 piles/day)
Species
North Atlantic Right whale *
Blue Whale * ......................
Fin Whale * ........................
Sei Whale * ........................
Minke Whale .....................
Humpback Whale ..............
Sperm Whale * ..................
Atlantic Spotted Dolphin ....
Atlantic White-Sided Dolphin ................................
Bottlenose Dolphin, Offshore ..............................
Common Dolphin ..............
Pilot Whale ........................
Risso’s Dolphin .................
Harbor Porpoise ................
Gray Seal ..........................
Harbor Seal .......................
9/16-m WTG monopiles
(2 piles/day)
4.5-m WTG jacket pin piles
(4 piles/day)
4.5-m OSP jacket pin piles
(4 piles/day)
S
W
S
W3
S
W
S
W
6.82
........................
7.08
7.04
6.61
6.97
6.93
6.94
7.66
........................
8.33
8.17
7.64
8.03
7.93
8.17
6.71
........................
7.03
6.86
6.68
6.79
6.75
6.64
........................
........................
........................
........................
........................
........................
........................
........................
3.73
........................
3.92
3.85
3.47
3.77
3.73
3.80
3.85
........................
4.27
3.90
3.67
4.01
3.92
3.87
4.28
........................
4.55
4.42
4.34
4.45
4.34
4.40
4.54
........................
4.94
4.88
4.60
4.82
4.72
4.73
6.57
7.53
6.54
........................
3.55
3.61
4.14
4.38
5.51
6.67
6.80
7.02
6.67
7.48
6.91
6.55
7.61
7.65
7.89
7.54
8.58
7.87
5.46
6.44
6.60
6.87
6.67
7.29
6.84
........................
........................
........................
........................
........................
........................
........................
3.08
3.63
3.66
3.68
3.47
4.04
3.61
3.22
3.80
3.76
4.08
3.75
4.29
4.00
3.72
4.38
4.31
4.42
4.31
4.68
4.40
3.86
4.60
4.64
4.71
4.58
5.18
4.75
* Denotes species listed under the Endangered Species Act.
1 These are the maximum ER
95% values among modeling locations (L01 and L02 in Limpert et al., 2024).
2 For acoustic propagation modeling, two average sound speed profiles were used, one for the ‘‘summer’’ season (May–November) and a second for the ‘‘winter’’
season (December).
3 Given the small number of foundation installations planned for December (see tables 19–23), modeling assumed installation of only a single monopile per day for
‘‘winter.’’
TABLE 28—EXPOSURE RANGES (ER95%) 1 TO THE MARINE MAMMAL 160 dB AND 120 dB LEVEL B HARASSMENT
(SPLrms) THRESHOLDS DURING SEQUENTIAL VIBRATORY 2 AND IMPACT PILE DRIVING INSTALLATION OF ONE OR TWO
9/16-m WTG MONOPILES 3 OR FOUR 4.5-m WTG JACKET PIN PILES 4 ASSUMING 10 dB OF BROADBAND NOISE ATTENUATION IN SUMMER 5
Range (km)
lotter on DSK11XQN23PROD with PROPOSALS2
Species
WTG monopile (1 pile/day)
North Atlantic right whale .........................
Blue Whale * .............................................
Fin Whale .................................................
Sei Whale .................................................
Minke Whale ............................................
Humpback Whale .....................................
Sperm Whale ...........................................
Atlantic Spotted Dolphin ..........................
Atlantic White-Sided Dolphin ...................
Bottlenose Dolphin, Offshore ...................
Common Dolphin .....................................
Pilot Whale ...............................................
Risso’s Dolphin ........................................
Harbor Porpoise .......................................
Gray Seal .................................................
Harbor Seal ..............................................
WTG monopile (2 piles/day)
Impact
Vibratory
Impact
Vibratory
Impact
Vibratory
6.77
........................
7.06
7.01
6.65
6.96
6.83
6.90
6.64
5.46
6.74
6.70
6.97
6.68
7.49
6.81
39.14
........................
41.83
41.15
38.77
39.71
40.64
40.92
38.50
34.63
40.99
40.42
41.86
37.31
40.66
39.66
6.72
........................
7.00
6.87
6.69
6.84
6.81
6.65
6.58
5.42
6.43
6.56
6.86
6.59
7.30
6.84
38.20
........................
41.69
40.46
38.49
39.06
40.27
39.53
37.57
33.05
39.94
39.17
41.27
36.86
40.38
39.28
5.12
........................
5.48
5.35
5.06
5.23
5.32
5.35
5.03
4.32
5.17
5.12
5.26
5.16
5.54
5.11
15.21
........................
15.75
15.43
14.99
15.47
15.27
15.72
14.67
13.22
15.11
15.22
15.45
14.85
15.68
14.91
* Denotes species listed under the Endangered Species Act.
1 These are the maximum ER
95% values among modeling locations (L01 and L02 in Limpert et al., 2024).
2 SouthCoast proposed vibratory pile driving for Project 2, Scenarios 2 and 3, but not for Project 1.
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WTG jacket pin piles (4 piles/
day)
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3 Monopiles installed by 20 minutes of vibratory pile driving using HX–CV640 hammer followed by 5,000 strikes using NNN 6600 impact hammer.
4 Pin piles installed by 90 minutes of vibratory pile driving using S–CV640 hammer followed by 2,667 strikes using MHU 3500S impact hammer.
5 For acoustic propagation modeling, two average sound speed profiles were used, one for the ‘‘summer’’ season (May–November) and a second for the ‘‘winter’’ season (December). Modeling assumed vibratory pile driving would only occur in ‘‘summer,’’ thus, table 28 does not present
‘‘winter’’ values.
TABLE 29—EXPOSURE RANGES (ER95%) TO THE MARINE MAMMAL 160 dB LEVEL B HARASSMENT (SPLrms) THRESHOLD
DURING CONCURRENT IMPACT PILE DRIVING INSTALLATION OF TWO 9/16-m WTG MONOPILES AND FOUR 4.5-m OSP
JACKET PIN PILES, OR FOUR 4.5-m WTG JACKET PIN PILES AND FOUR 4.5-m OSP JACKET PIN PILE IN ONE DAY
ASSUMING 10 dB OF BROADBAND NOISE ATTENUATION IN THE SUMMER 1
Range (km)
Species
Fin whale * ...............................................................................................................................................................
Humpback whale .....................................................................................................................................................
Minke whale .............................................................................................................................................................
N.Atl. right whale * ...................................................................................................................................................
Sei whale * ...............................................................................................................................................................
Mid-frequency ..........................................................................................................................................................
High-frequency .........................................................................................................................................................
Phocids ....................................................................................................................................................................
16-m WTG
monopiles (2
piles/day) and
4.5-m OSP
jacket pin piles
(4 piles/day)
4.5-m WTG
jacket pin piles
(4 piles/day)
and 4.5-m
OSP jacket pin
piles (4 piles/
day)
4.53
3.71
2.31
3.07
3.44
0
0
0.3
3.58
2.57
1.56
1.92
2.31
0
0
0.17
lotter on DSK11XQN23PROD with PROPOSALS2
* Denotes species listed under the Endangered Act.
1 For acoustic propagation modeling, two average sound speed profiles were used, one for the ‘‘summer’’ season (May–November) and a second for the ‘‘winter’’ season (December). Modeling assumed concurrent installations would only occur in October, thus table 29 present values
for summer only.
SouthCoast modeled potential Level
A harassment and Level B harassment
density-based exposure estimates for all
five foundation installation schedules
(P1S1–P2S3), all of which include
sequential pile driving and concurrent
pile driving. In creating the installation
schedules used for exposure modeling,
the total number of installations was
spread across all potential months in
which they might occur (MayDecember) in order to incorporate the
month-to-month variability in species
densities. SouthCoast assumed that the
OSP jacket foundations would be
installed in October for each Project.
For both WTG and OSP foundation
installations, mean monthly densities
were calculated by first selecting
density data from 5 × 5 km (3.1 × 3.1
mi) grid cells (Roberts et al., 2016; 2023)
both within the Lease Area and beyond
its boundaries to predetermined
perimeter distances. The widths of the
perimeter (referred to as a ‘‘buffer’’ in
SouthCoast’s application) around the
activity area used to select density data
were determined using the ER95%,
distances to the isopleths corresponding
VerDate Sep<11>2014
20:34 Jun 26, 2024
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to Level A harassment (tables 24–26)
and Level B harassment (table 27–29)
thresholds, assuming 10-dB attenuation,
which vary according to sound source
(impact/vibratory piling) and season.
For each species, foundation type and
number, installation method, and
season, the most appropriate density
perimeter was selected from the
predetermined distances (i.e., 1 km (0.6
mi), 5 km (3.1 mi), 10 km (6.2 mi), 15
km (9.3 mi), 20 km (12.4 mi), 30 km
(18.6 mi), 40 km (25 mi), and 50 km
(31.1 mi)) by rounding the ER95% up to
the nearest predetermined perimeter
size. For example, if the Level A
harassment (PTS) ER95% was 7.1 km (4.4
mi) for a given species and activity, a
10-km (6.2-mi) perimeter was created
around the Lease Area and used to
calculate mean monthly densities that
were used in foundation installation
Level A harassment (PTS) exposure
estimates (e.g., table 30). Similarly, if
the 160 dB Level B harassment ER95%
was 20.1 km (12.5 mi) for a given
species or activity, a 30-km (18.6-mi)
perimeter around the Lease Area was
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created and used to calculate mean
monthly densities for exposure
estimation. In cases where the ER95%
was larger than 50 km (31.1 mi), the 50km (31.1-mi) perimeter was used. The
50-km (31.1-mi) limit is derived from
studies of mysticetes that demonstrate
received levels, distance from the
source, and behavioral context are
known to influence the probability of
behavioral response (Dunlop et al.,
2017). Please see Figure 10 in
SouthCoast’s ITA Application for an
example of a density map showing the
Roberts et al. (2016; 2023) density grid
cells overlaid on a map of the Lease
Area. Given the extensive number of
density tables used for exposure
modeling, we do not present them here
beyond the example provided in table
30. Please see tables in Section H.2.1.1
of Appendix H in Limpert et al. (2024)
for densities within the areas defined by
additional perimeter sizes (i.e., 1 km
(0.6 mi), 5 km (3.1 mi), 10 km (6.2 mi),
15 km (9.3 mi), 20 km (12.4 mi), 30 km
(18.6 mi), 40 km (25 mi), and 50 km
(31.1 mi)).
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Federal Register / Vol. 89, No. 124 / Thursday, June 27, 2024 / Proposed Rules
TABLE 30—MEAN MONTHLY MARINE MAMMAL DENSITY ESTIMATES (ANIMALS km1) WITHIN 10-km (6.2 mi) OF THE LEASE
AREA PERIMETER
Species
North Atlantic right whale * ........
Blue Whale * ..............................
Fin Whale * ................................
Sei Whale * ................................
Minke Whale .............................
Humpback Whale ......................
Sperm Whale * ..........................
Atlantic Spotted Dolphin ............
Atlantic White-Sided Dolphin ....
Bottlenose Dolphin, Offshore ....
Common Dolphin ......................
Pilot Whales ..............................
Risso’s Dolphin .........................
Harbor Porpoise ........................
Gray Seal ..................................
Harbor Seal ...............................
Jan
0.0054
0.0000
0.0022
0.0004
0.0011
0.0003
0.0005
0.0000
0.0263
0.0051
0.0933
0.0029
0.0005
0.1050
0.0594
0.1335
Feb
0.0060
0.000
0.0018
0.0003
0.0013
0.0003
0.0002
0.0000
0.0158
0.0012
0.0362
0.0029
0.0001
0.1135
0.0585
0.1314
Mar
0.0054
0.000
0.0015
0.0005
0.0014
0.0005
0.0002
0.0000
0.0111
0.0008
0.0320
0.0029
0.0000
0.1081
0.0419
0.0941
Apr
0.0050
0.000
0.0015
0.0012
0.0075
0.0018
0.0000
0.0001
0.0169
0.0022
0.0474
0.0029
0.0003
0.0936
0.0379
0.0850
May
0.0037
0.000
0.0030
0.0019
0.0151
0.0031
0.0002
0.0004
0.0369
0.0097
0.0799
0.0029
0.0014
0.0720
0.0499
0.1120
Jun
0.0008
0.000
0.0029
0.0007
0.0175
0.0035
0.0003
0.0006
0.0380
0.0163
0.1721
0.0029
0.0010
0.0174
0.0075
0.0167
July
0.0004
0.0000
0.0047
0.0002
0.0080
0.0021
0.0005
0.0005
0.0204
0.0177
0.01549
0.0029
0.0013
0.0174
0.0019
0.0043
Aug
Sep
0.0003
0.000
0.0036
0.0001
0.048
0.0012
0.0017
0.0008
0.0087
0.0200
0.2008
0.0029
0.0028
0.0156
0.0016
0.0037
Oct
0.0004
0.000
0.0027
0.0002
0.0054
0.0017
0.0009
0.0043
0.0193
0.0198
0.3334
0.0029
0.0035
0.0165
0.0028
0.0063
Nov
0.0006
0.000
0.0009
0.0004
0.0050
0.0025
0.0006
0.0068
0.0298
0.0181
0.3331
0.0029
0.0017
0.0203
0.0064
0.0145
0.0011
0.000
0.0005
0.0009
0.0005
0.0020
0.0004
0.0017
0.0225
0.0160
0.1732
0.0029
0.0015
0.0219
0.0246
0.0552
Dec
0.0033
0.000
0.0004
0.0007
0.0007
0.0003
0.0003
0.0002
0.0321
0.0129
0.1467
0.0029
0.0020
0.0675
0.0499
0.1120
* Listed as Endangered under the ESA.
1 Densities were calculated using the 2022 Duke Habitat-Based Marine Mammal Density Models (Roberts et al., 2016; 2023).
As previously discussed, SouthCoast’s
ITA application includes installation of
up to 147 WTG foundations and up to
5 OSP foundations in 149 positions
within the Lease Area. However, for the
purposes of exposure modeling,
SouthCoast assumed installation of two
OSPs (one per Project), each supported
by a piled jacket foundation secured by
12 to 16 pin piles.
TABLE 31—FOUNDATION INSTALLATION SCENARIOS
Scenario
Method: impact or vibratory
WTG foundation type
WTG
foundation
number
OSP pin pile
number
Piling days
Project 1
Scenario 1 .............................
Scenario 2 .............................
Impact ...................................
Impact ...................................
Monopile ...............................
Jacket ...................................
71
85
12
16
59
85
68
73
62
12
12
16
53
49
62
Project 2
lotter on DSK11XQN23PROD with PROPOSALS2
Scenario 1 .............................
Scenario 2 .............................
Scenario 3 .............................
Impact ...................................
Both ......................................
Both ......................................
SouthCoast calculated take estimates
for all five foundation installation
scenarios presented in their application,
based on modeled exposures and other
relevant data (e.g., PSO date, mean
group sizes). Tables 32–36 provide the
results of marine mammal exposure
modeling, which assumes 10-dB
attenuation and seasonal restrictions, for
each scenario. The Level A harassment
exposure estimates represent animats
that exceeded the PTS SELcum
thresholds as this metric was exceeded
prior to exceeding PTS SPLpeak
thresholds The Level B harassment
exposure estimates shown for Project 1
Scenarios 1 and 2, and Project 2
Scenario 1 represent animats exceeding
the unweighted 160 dB SPLrms criterion
because impact pile driving would be
VerDate Sep<11>2014
20:34 Jun 26, 2024
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Monopile ...............................
Monopile ...............................
Jacket ...................................
the only installation method in these
scenarios. The Level B harassment
exposure estimates shown for Project 2
Scenarios 2 and 3 (tables 32–36)
represent animats exceeding the
unweighted 120 dB SPLrms and/or 160
dB SPLrms criteria because these
scenarios require both vibratory and
impact pile driving. Columns 4 and 5 in
tables 32–36 show what the take
estimates would be if the PSO data or
average group size, respectively, were
used to inform the number of proposed
takes by Level B harassment in lieu of
the density and exposure modeling. The
last column represents the total Level B
harassment take estimate for each
species, based on the highest of the
three estimates (density-based
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exposures, PSO data, or average group
size).
Below we present the exposure
estimates and the take estimates for
these scenarios (Tables 32–36). For
Project 1, no single scenario results in
a greater amount of take for all species;
therefore, the maximum annual and 5year total amount of take proposed for
authorization is a combination of both
scenarios depending on species (i.e., the
scenario which resulted in the greatest
amount of take was carried forward for
each species). For Project 2, Scenario 2
results in the greatest amount of take for
all species and is carried forward in the
maximum annual and 5-year total
amount of take proposed for
authorization.
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Federal Register / Vol. 89, No. 124 / Thursday, June 27, 2024 / Proposed Rules
TABLE 32—PROJECT 1 SCENARIO 1 (P1S1): ESTIMATED LEVEL A HARASSMENT 1 AND LEVEL B HARASSMENT 2 TAKE
FROM INSTALLATION OF 71 WTG MONOPILE FOUNDATIONS AND 12 OSP JACKET PIN PILES, ASSUMING 10 dB OF
NOISE ATTENUATION
Level A
harassment
exposure
modeling
take estimate
P1S1
Species
Blue whale * .............................................
Fin whale * ................................................
Humpback whale .....................................
Minke whale .............................................
North Atlantic right whale * .......................
Sei whale * ...............................................
Atlantic spotted dolphin ............................
Atlantic white-sided dolphin .....................
Bottlenose dolphin ...................................
Common dolphin ......................................
Harbor porpoise .......................................
Pilot whales ..............................................
Risso’s dolphin .........................................
Sperm whale * ..........................................
Gray seal ..................................................
Harbor seal ..............................................
Level B
harassment
exposure
modeling
take estimate
P1S1
N/A
13.2
9.3
45.7
2.1
1.3
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.1
0.0
N/A
38.8
28.4
168.6
8.8
4.7
22.71
520.8
267.4
6,975.3
312.2
60.7
36.5
12.4
209.6
15.1
PSO data
take estimate
Mean group
size
........................
3.4
32.4
6.4
........................
0.9
........................
........................
84.2
735.6
0.1
3.7
........................
0.3
2.0
30.5
1.0
1.8
2.0
1.4
2.4
1.6
29.0
27.9
12.3
34.9
2.7
10.3
5.4
2.0
1.4
1.4
Estimated
level A
harassment
take
P1S1
0
14
10
46
3
2
0
0
0
0
0
0
0
0
1
1
Estimated
level B
harassment
take
P1S1
1
39
33
169
9
5
29
521
268
6.976
313
61
37
13
210
31
* Denotes species listed under the Endangered Species Act.
1 Level A harassment take estimates assumes no implementation of monitoring and mitigation measures beyond 10-dB attenuation using a
Noise Mitigation System, and seasonal restrictions.
2 Level B harassment take estimates are based on distances to the unweighted 120 dB threshold for vibratory pile driving and 160 dB threshold for impact pile driving.
TABLE 33—PROJECT 1 SCENARIO 2 (P1S2): ESTIMATED LEVEL A HARASSMENT 1 AND LEVEL B HARASSMENT 2 TAKE
FROM INSTALLATION OF 85 PILED JACKET WTG FOUNDATIONS AND 16 OSP JACKET PIN PILES ASSUMING 10 dB OF
NOISE ATTENUATION
Level A
harassment
exposure
modeling
take estimate
P1S2
Species
lotter on DSK11XQN23PROD with PROPOSALS2
Blue whale * .............................................
Fin whale * ................................................
Humpback whale .....................................
Minke whale .............................................
North Atlantic right whale * .......................
Sei whale * ...............................................
Atlantic spotted dolphin ............................
Atlantic white-sided dolphin .....................
Bottlenose dolphin ...................................
Common dolphin ......................................
Harbor porpoise .......................................
Pilot whales ..............................................
Risso’s dolphin .........................................
Sperm whale * ..........................................
Gray seal ..................................................
Harbor seal ..............................................
Level B
harassment
exposure
modeling
take estimate
P1S2
N/A
10.3
11.7
45.6
3.9
2.3
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.2
0.0
N/A
22.4
28.4
196.1
12.0
6.1
24,4
727.1
303.5
8.552.1
377.3
39.8
29.1
10.0
224.9
25.8
PSO data
take estimate
Mean group
size
........................
3.8
37.0
7.3
........................
1.0
........................
........................
96.0
839.2
0.2
4.2
........................
0.3
2.3
34.8
1.0
1.8
2.0
1.4
2.4
1.6
29.0
27.9
12.3
34.9
2.7
10.3
5.4
2.0
1.4
1.4
Estimated
level A
harassment
take
P1S2
0
11
12
46
4
3
0
0
0
0
0
0
0
0
1
0
Estimated
level B
harassment
take
P1S2
1
23
37
197
12
7
29
728
304
8,553
378
40
30
10
225
35
* Denotes species listed under the Endangered Species Act.
1 Level A harassment take estimates assumes no implementation of monitoring and mitigation measures beyond 10-dB attenuation using a
Noise Mitigation System, and seasonal restrictions.
2 Level B harassment take estimates are based on distances to the unweighted 120 dB threshold for vibratory pile driving and 160 dB threshold for impact pile driving.
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TABLE 34—PROJECT 2 SCENARIO 1 (P2S1): ESTIMATED LEVEL A HARASSMENT 1 AND LEVEL B HARASSMENT 2 TAKE
FROM INSTALLATION OF 68 MONOPILE WTG FOUNDATIONS AND 12 OSP JACKET PIN PILES ASSUMING 10 dB OF
NOISE ATTENUATION
Level A
harassment
exposure
modeling
take estimate
P2S1
Species
Blue whale * .............................................
Fin whale * ................................................
Humpback whale .....................................
Minke whale .............................................
North Atlantic right whale * .......................
Sei whale * ...............................................
Atlantic spotted dolphin ............................
Atlantic white-sided dolphin .....................
Bottlenose dolphin ...................................
Common dolphin ......................................
Harbor porpoise .......................................
Pilot whales ..............................................
Risso’s dolphin .........................................
Sperm whale * ..........................................
Gray seal ..................................................
Harbor seal ..............................................
Level B
harassment
exposure
modeling
take estimate
P2S1
N/A
11.0
9.7
45.0
2.2
1.5
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.1
0.0
N/A
31.9
28.8
163.9
9.1
5.2
26.05
550.1
249.7
6,912.3
304.3
57.5
31.9
10.4
234.1
16.9
PSO data
take estimate
Mean group
size
........................
3.2
31.1
6.2
........................
0.8
........................
........................
80.6
704.5
0.1
3.5
........................
0.3
1.9
29.2
1.0
1.8
2.0
1.4
2.4
1.6
29.0
27.9
12.3
34.9
2.7
10.3
5.4
2.0
1.4
1.4
Estimated
level A
harassment
take
P2S1
0
11
10
46
3
2
0
0
0
0
0
0
0
0
1
1
Estimated
level B
harassment
take
P2S1
1
32
32
164
10
6
29
551
250
6,913
305
58
32
11
235
30
* Denotes species listed under the Endangered Species Act.
1 Level A harassment take estimates assumes no implementation of monitoring and mitigation measures beyond 10-dB attenuation using a
Noise Mitigation System, and seasonal restrictions.
2 Level B harassment take estimates are based on distances to the unweighted 120 dB threshold for vibratory pile driving and 160 dB threshold for impact pile driving.
TABLE 35—PROJECT 2 SCENARIO 2 (P2S2): ESTIMATED LEVEL A HARASSMENT 1 AND LEVEL B HARASSMENT 2 TAKE
FROM INSTALLATION OF 73 MONOPILE WTG FOUNDATIONS AND 12 OSP JACKET PIN PILES ASSUMING 10 dB OF
NOISE ATTENUATION
Level A
harassment
exposure
modeling
take estimate
P2S2
Species
lotter on DSK11XQN23PROD with PROPOSALS2
Blue whale * .............................................
Fin whale * ................................................
Humpback whale .....................................
Minke whale .............................................
North Atlantic right whale * .......................
Sei whale * ...............................................
Atlantic spotted dolphin ............................
Atlantic white-sided dolphin .....................
Bottlenose dolphin ...................................
Common dolphin ......................................
Harbor porpoise .......................................
Pilot whales ..............................................
Risso’s dolphin .........................................
Sperm whale * ..........................................
Gray seal ..................................................
Harbor seal ..............................................
Level B
harassment
exposure
modeling
take estimate
P2S2
N/A
14.3
10.7
49.6
2.3
1.4
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.2
0.0
N/A
482.0
282.0
868.2
100.0
41.9
319.59
3,045.0
2,341.1
41,092.2
2,381.3
634.0
1,759.8
121.4
8,330.8
432.0
PSO data
take estimate
Mean group
size
........................
7.2
69.9
13.9
........................
1.9
........................
........................
181.4
1,585.1
0.3
8.0
........................
0.6
4.3
65.8
1.0
1.8
2.0
1.4
2.4
1.6
29.0
27.9
12.3
34.9
2.7
10.3
5.4
2.0
1.4
1.4
Estimated
level A
harassment
take
P2S2
0
15
11
50
3
2
0
0
0
0
0
0
0
0
1
1
Estimated
level B
harassment
take
P2S2
1
481
282
869
100
42
320
3,045
2,342
41,093
2,382
635
1,760
122
8,331
432
* Denotes species listed under the Endangered Species Act.
1 Level A harassment take estimates assumes no implementation of monitoring and mitigation measures beyond 10-dB attenuation using a
Noise Mitigation System, and seasonal restrictions.
2 Level B harassment take estimates are based on distances to the unweighted 120 dB threshold for vibratory pile driving and 160 dB threshold for impact pile driving.
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TABLE 36—PROJECT 2 SCENARIO 3 (P2S3): ESTIMATED LEVEL A HARASSMENT 1 AND LEVEL B HARASSMENT 2 TAKE
FROM INSTALLATION OF 62 PILED JACKET WTG FOUNDATIONS AND 16 OSP JACKET PIN PILES ASSUMING 10 dB OF
NOISE ATTENUATION
Level A
harassment
exposure
modeling
take estimate
P2S3
Species
Blue whale * .............................................
Fin whale * ................................................
Humpback whale .....................................
Minke whale .............................................
North Atlantic right whale * .......................
Sei whale * ...............................................
Atlantic spotted dolphin ............................
Atlantic white-sided dolphin .....................
Bottlenose dolphin ...................................
Common dolphin ......................................
Harbor porpoise .......................................
Long-finned pilot whale ............................
Risso’s dolphin .........................................
Sperm whale * ..........................................
Gray seal ..................................................
Harbor seal ..............................................
Level B
harassment
exposure
modeling
take estimate
P2S3
N/A
8.1
8.7
34.9
3.1
1.7
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.3
0.0
N/A
113.0
97.7
491.1
40.0
18.0
74.62
1,647.5
829.5
20,176.9
1,001.1
195.0
135.7
35.1
992.8
70.2
PSO data
take estimate
Mean group
size
........................
3.4
32.4
6.4
........................
0.9
........................
........................
84.2
735.6
0.1
3.7
........................
0.3
2.0
30.5
1.0
1.8
2.0
1.4
2.4
1.6
29.0
27.9
12.3
34.9
2.7
10.3
5.4
2.0
1.4
1.4
Estimated
level A
harassment
take
P2S3
0
9
9
35
4
2
0
0
0
0
0
0
0
0
1
0
Estimated
level B
harassment
take
P2S3
1
113
98
492
40
19
75
1,648
830
20,177
1,002
195
136
36
993
71
lotter on DSK11XQN23PROD with PROPOSALS2
* Denotes species listed under the Endangered Species Act.
1 Level A harassment take estimates assumes no implementation of monitoring and mitigation measures beyond 10-dB attenuation using a
Noise Mitigation System, and seasonal restrictions.
2 Level B harassment take estimates are based on distances to the unweighted 120 dB threshold for vibratory pile driving and 160 dB threshold for impact pile driving.
The model-based Level A harassment
(PTS) exposure estimates are
conservative in that they assume no
mitigation measures other than 10 dB of
sound attenuation and seasonal
restrictions. Although the enhanced
mitigation and monitoring measures
SouthCoast proposed (see Proposed
Mitigation and Proposed Monitoring
and Reporting sections below) are
specifically focused on reducing piledriving impacts on North Atlantic right
whales, other marine mammal species
would experience conservation benefits
as well (e.g., extended seasonal
restrictions, increased monitoring effort
and larger minimum visibility zone
improving detectability and mitigation
efficacy, extended pile-driving delays
(24–48 hrs) if a North Atlantic right
whale is detected). When implemented,
the additional mitigation measures
described in the Proposed Mitigation
section, including soft-start and
clearance/shutdown processes, would
reduce the already very low probability
of Level A harassment. Additionally,
modeling does not include any
avoidance behavior by the animals, yet
we know many marine mammals avoid
areas of loud sounds. Thus, it is
unlikely that an animal would remain
within the Level A harassment SELcum
zone long enough to incur PTS and
could potentially redirect their
movements away from the pile
installation location in response to the
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soft-start procedure. For these reasons,
SouthCoast is not requesting Level A
harassment (PTS) take incidental to
foundation installation for most marine
mammal species, even though animal
movement modeling estimated that a
small number of PTS exposures could
occur for multiple species (as shown in
tables 32–36). In the case of North
Atlantic right whales, the potential for
Level A harassment (PTS) has been
determined to be reduced to a de
minimis likelihood due to the enhanced
mitigation and monitoring measures,
which include even larger clearance and
shutdown zones (see Proposed
Mitigation and Proposed Monitoring
and Reporting sections). SouthCoast did
not request, and NMFS is not proposing
to authorize, take by Level A harassment
of North Atlantic right whales.
However, as a precautionary measure,
because the WTG and OSP foundation
installation Level A harassment ER95%
distances for fin whales are, in some
cases, substantially larger than for other
mysticete whales, Level A harassment
take is being requested for this species.
The second largest mysticete Level A
harassment ER95% distance was selected
as the clearance/shutdown zone size for
baleen whales to avoid Level A
harassment take of other mysticete
species. SouthCoast assumed that the
large clearance/shutdown zone size
along with the soft-start procedure and
potential for animal aversion to loud
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sounds would prevent Level A
harassment take of other species. In
most installation scenarios, 15–20
percent of the fin whale Level A
harassment ER95% zone extends beyond
the planned clearance/shutdown
distance for non-NARW baleen whales,
therefore, the requested Level A take for
fin whales incidental to foundation
installation is 20 percent of the fin
whale Level A exposure estimates
produced by the exposure modeling
(Project 1 = 14; Project 2 = 15). This
results in a request for 3 Level A
harassment takes for fin whales for both
Project 1 and Project 2 (total of 6 across
Projects). Table 37 shows the requested
take incidental to foundation
installation that is included in the total
take NMFS proposes to authorize.
For Project 1, no single scenario
resulted in a greater amount of take for
all species; therefore, the annual Level
B harassment take numbers carried
forward in table 37 reflect the maximum
take estimate for each species between
the two possible foundation installation
scenarios (P1S1 and P1S2). Similarly for
Project 2, the number of species-specific
Level B harassment takes in table 37
reflects the maximum take estimate
among the three analyzed scenarios
(P2S1, P2S2, P2S3) which, in all cases,
resulted from installations of P2S2.
However, the 5-year total take incidental
to foundation installation proposed for
authorization for a given species (shown
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in the last two columns in table 37) is
less than the direct sum across Projects
1 and 2 values in the columns to the left.
This is because the total number of takes
must be based on a realistic
construction scenario sequence that
does not include take estimates
resulting from modeling of installation
of more than 149 foundations. For
example, the number of estimated sei
whale Level B harassment takes in
column 3 of table 37 resulted from
modeling installation of Project 1
Scenario 2 (85 WTG foundations) and
the number in column 5 resulted from
modeling installation of Project 2
Scenario 2 (73 WTG foundations),
representing take incidental to
installation of a number of WTG
foundations (158) larger than the
maximum in SouthCoast’s PDE (147).
As described previously, some
combinations of Project 1 and 2
scenarios are not possible because they
would exceed the number of foundation
positions available. However,
SouthCoast indicates that the scenario
chosen for Project 2 is dependent on the
scenario installed for Project 1, which is
uncertain at this time. Given this
uncertainty, SouthCoast considers each
of the five installation scenarios (Project
1, Scenarios 1 or 2; Project 2, Scenarios
1–3) described in table 2 possible. To
ensure the total take proposed for
authorization is based on a realistic
number of foundations, the 5-year total
is based on installation of Project 1
Scenario 1 and Project 2 Scenario 2 (146
total foundations). This ensures that the
53773
take proposed for authorization for
Project 2 represents the maximum
possible yearly take among the three
scenarios considered for Project 2 as it
is estimated using the largest potential
ensonified zone (resulting from
vibratory pile driving) and that
sufficient take is requested for the full
buildout. SouthCoast also considers the
combination of Project 1 Scenario 2 and
Project 2 Scenario 3 (147 total
foundations) a realistic construction
plan. However, the 5-year take request
is based on Project 1 Scenario 1
combined with Project 2 Scenario 2
because it reflects a realistic
construction plan that results in the
greatest number of estimated takes.
TABLE 37—LEVEL A HARASSMENT (PTS) AND LEVEL B HARASSMENT TAKE INCIDENTAL TO WTG AND OSP FOUNDATION
INSTALLATION PROPOSED TO BE AUTHORIZED
SouthCoast requested
and NMFS proposed take
Project 1—maximum
between scenarios 1–2
(P1S1 and P1S2)
Species
Level A
harassment
Blue whale * .............................................
Fin whale * ................................................
Humpback whale .....................................
Minke whale .............................................
North Atlantic right whale * .......................
Sei whale * ...............................................
Atlantic spotted dolphin ............................
Atlantic white-sided dolphin .....................
Bottlenose dolphin ...................................
Common dolphin ......................................
Harbor porpoise .......................................
Pilot whales ..............................................
Risso’s dolphin .........................................
Sperm whale * ..........................................
Gray seal ..................................................
Harbor seal ..............................................
........................
3
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
Project 2—maximum
among scenarios 1–3
(P2S1, P2S2, and P1S2)
Level B
harassment
1
39
37
197
12
7
29
728
304
8,553
378
61
37
13
225
35
Level A
harassment
Level B
harassment
........................
3
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
1
481
282
869
100
42
320
3,045
2,342
41,093
2,382
635
1,760
122
8,331
432
Total based on realistic
combination of
project 1 scenario 1 and
project 2 scenario 2
Level A
harassment
........................
6
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
Level B
harassment
2
520
315
1,038
109
47
349
3,566
2,610
48,069
2,695
696
1,797
135
8,451
463
* Denotes species listed under the Endangered Species Act.
lotter on DSK11XQN23PROD with PROPOSALS2
UXO/MEC Detonation
SouthCoast may detonate up to 5
UXO/MECs within the Lease Area and
5 within the ECCs (10 UXOs/MECs
total) over the 5-year effective period of
the proposed rule. Charge weights of 2.3
kgs (2.2 lbs), 9.1 kgs (20.1 lbs), 45.5 kgs
(100 lbs), 227 kgs (500 lbs), and 454 kgs
(1,001 lbs), were modeled to determine
acoustic ranges to mortality,
gastrointestinal injury, lung injury, PTS,
and TTS thresholds. To do this, the
source pressure function used for
estimating peak pressure level and
impulse metrics was calculated with an
empirical model that approximates the
rapid conversion of solid explosive to
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Jkt 262001
gaseous form in a small bubble under
high pressure, followed by exponential
pressure decay as that bubble expands
(Hannay and Zykov, 2022). This initial
empirical model is only valid close to
the source (within tens of meters), so
alternative formulas were used beyond
those distances to a point where the
sound pressure decay with range
transitions to the spherical spreading
model. The SEL thresholds occur at
distances of many water depths in the
relatively shallow waters of the Project
(Hannay and Zykov, 2022). As a result,
the sound field becomes increasingly
influenced by the contributions of
sound energy reflected from the sea
surface and sea bottom multiples times.
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To account for this, propagation
modeling was carried out in decidecade
frequency bands using JASCO’s MONM.
This model applies a parabolic equation
approach for frequencies below 4 kHz
and a Gaussian beam ray trace model at
higher frequencies (Hannay and Zykov,
2022). In SouthCoast project’s location,
sound speed profiles generally change
little with depth, so these environments
do not have strong seasonal dependence
(see Figure 2 in the SouthCoast
Underwater Acoustic Modeling of UXO/
MEC report). The propagation modeling
for UXO/MEC detonations was
performed using an average sound
speed profile for ‘‘September’’, which is
slightly downward refracting. Please see
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authorization-SouthCoast-wind-llcconstruction-and-operation-SouthCoastwind) for more technical details about
the modeling methods, assumptions and
environmental parameters used as
inputs (Hannay and Zykov, 2022).
The exact type and net explosive
weight of UXO/MECs that may be
the supplementary report for
SouthCoast’s ITA application titled
‘‘Underwater Acoustic Modeling of
Detonations of Unexploded Ordnance
(UXO/MEC removal) for Mayflower
Wind Farm Construction,’’ found on
NMFS’ website (https://www.fisheries.
noaa.gov/action/incidental-take-
detonated are not known at this time;
however, they are likely to fall into one
of the bins identified in table 38. To
capture a range of UXO/MECs, five
categories or ‘‘bins’’ of net explosive
weight, established by the U.S. Navy
(2017a), were selected for acoustic
modeling (table 38).
TABLE 38—NAVY ‘‘BINS’’ AND CORRESPONDING MAXIMUM CHARGE WEIGHTS (EQUIVALENT TNT) MODELED
Maximum
equivalent
(kg)
Navy bin designation
lotter on DSK11XQN23PROD with PROPOSALS2
E4 .............................................................................................................................................................................
E6 .............................................................................................................................................................................
E8 .............................................................................................................................................................................
E10 ...........................................................................................................................................................................
E12 ...........................................................................................................................................................................
These charge weights were modeled
at five different locations and associated
depths located within the Lease Area
and ECCs. Two sites are located in the
Lease Area, S1 (60 m (196.9 ft)) and S2
(45 m (147.6 ft)). Three sites are located
within the ECCs, one along the western
ECC (S3, 30 m) and two along the
eastern ECC (S4, 20m (65.6 ft); S5, 10 m
(32.8 ft))). Sites 1 and 2 were deemed to
be representative of the Lease Area and
Sites 3–5 were deemed representative of
the ECCs where detonations could occur
(see Figure 1 in Hannay and Zykov,
2022). Exact locations for the modeling
sites are shown in Figure 1 of Hannay
and Zykov (2022).
All distances to isopleths modeled
can be found in Hannay and Zykov
(2022). It is not currently known how
easily SouthCoast would be able to
identify the size and charge weights of
UXOs/MECs in the field. Therefore,
NMFS has proposed to require
SouthCoast to implement mitigation
measures assuming the largest E12
charge weight as a conservative
approach. As such, distances to PTS
(tables 39 and 40) and TTS thresholds
(tables 41 and 42) for only the 454 kg
(1,001 lbs) UXO/MEC are presented, as
this size UXO/MEC has the greatest
potential for these impacts and is what
is used to estimate take. NMFS notes
that it is extremely unlikely that all 10
of the UXO/MECs found and requiring
detonation for the SouthCoast Project
would consist of this 454 kg (1,001 lbs)
charge weight. If SouthCoast is able to
reliably demonstrate that they can easily
and accurately identify charge weights
in the field, NMFS will consider
mitigation and monitoring zones based
on UXO/MEC charge weight for the final
VerDate Sep<11>2014
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rulemaking rather than assuming the
largest charge weight in every situation.
To further reduce impacts to marine
mammals, SouthCoast would deploy a
NAS (a DBBC, at minimum) during
every detonation event, similar to that
described for foundation installation,
with the expectation that their selected
system would be able to achieve 10-dB
attenuation. This expectation is based
on an assessment of UXO/MEC
clearance activities in European waters
as summarized by Bellman and Betke
(2021). NMFS would require SouthCoast
to deploy NAS(s) (a dBBC, at minimum)
during all denotations, thus it was
deemed appropriate to apply
attenuation R95% distances to
determine the size of the ensonified
zone for take estimation.
Given the impact zone sizes and the
required mitigation and monitoring
measures, neither mortality nor nonauditory injury are considered likely to
result from the activity. NMFS does not
expect or propose to authorize any nonauditory injury, serious injury, or
mortality of marine mammals from
UXO/MEC detonation. The modeled
distances, assuming 10 dB of sound
attenuation, to the mortality threshold
for all UXO/MECs sizes for all animal
masses for the ECCs and Lease Area are
small (i.e., 28–368 m (91.9 ft–1,207.4 ft);
see Tables 40–44 in SouthCoast’s
supplemental UXO/MEC modeling
report; Hannay and Zykov, 2022), as
compared to the distance/area that can
be effectively monitored. The modeled
distances to non-auditory injury
thresholds range from 67–694 m (219.8–
2,276.9 ft), assuming 10 dB of sound
attenuation (see Tables 35–39 in
SouthCoast’s supplemental UXO/MEC
modeling report; Hannay and Zykov,
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2.3
9.1
45.5
227
454
Weight (TNT)
(lbs)
5
20
100
500
1,000
2022). SouthCoast would be required to
conduct extensive monitoring using
both PSOs and PAM operators and clear
an area of marine mammals prior to any
detonation of UXOs/MECs. Given that
SouthCoast would be employing
multiple platforms to visually monitor
marine mammals as well as passive
acoustic monitoring, it is reasonable to
assume that marine mammals would be
reliably detected within approximately
700 m (2,296.59 ft) of the UXO/MEC
being detonated, the potential for
mortality or non-auditory injury is de
minimis. SouthCoast did not request,
and NMFS is not proposing to
authorize, take by mortality or nonauditory injury. For this reason, we are
not presenting all modeling results here;
however, they can be found in
SouthCoast’s UXO/MEC acoustic
modeling report (Hannay and Zykov,
2022).
To estimate the maximum ensonified
zones that could result from UXO/MEC
detonations, the largest acoustic ranges
(R95%; assuming 10-dB attenuation) to
PTS and TTS thresholds for the E12
UXO/MEC charge weight were used as
radii to calculate the area of a circle (pi
× r2; where r is the range to the
threshold level) for each marine
mammal hearing group. The largest
range for the Lease Area from Sites 1
and 2 (S1 and S2) is shown in tables 39
and 41 and for the ECCs the largest
range from Sites 3–5 (S3, S4, and S5) is
shown in tables 40 and 42. These results
represent the largest area potentially
ensonified above the PTS and TTS
threshold levels from a single
detonation within the SouthCoast ECCs
(tables 40 and 42) and Lease Area (tables
39 and 41).
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TABLE 39—LARGEST SEL-BASED R95% PTS-ONSET RANGES (IN METERS) SITES S1–S2 (LEASE AREA) MODELED
DURING UXO/MEC DETONATION, ASSUMING 10-dB SOUND REDUCTION
Representative site used for
modeling
Marine mammal hearing group
Distance (m) to PTS threshold
during E12
(454 kg) detonation
Rmax
Low-Frequency Cetaceans .....................................................
Mid-Frequency Cetaceans ......................................................
High-frequency cetaceans .......................................................
Phocid pinnipeds (in water) .....................................................
1 For
Site
Site
Site
Site
S1
S2
S1
S1
...................................
...................................
...................................
...................................
4,490
349
9,280
1,680
R95%
Maximum
ensonified
zone
(km2)
4,300
322
8,610
1,560
58.1
0.3
233
7.6
each hearing group, a given range (R95% or Rmax) reflects the modeling result for S1 or S2, whichever value was largest.
TABLE 40—LARGEST SEL-BASED R95% PTS-ONSET RANGES (IN METERS) SITES S3–S5 (ECCS) MODELED DURING
UXO/MEC DETONATION, ASSUMING 10-dB SOUND REDUCTION
Representative site used for
modeling
Marine mammal hearing group
Distance (m) to PTS threshold
during E12
(454 kg) detonation
Rmax
Low-frequency cetaceans .......................................................
Mid-frequency cetaceans ........................................................
High-frequency cetaceans .......................................................
Phocid pinnipeds (in water) .....................................................
1 For
Site
Site
Site
Site
S5
S5
S3
S5
...................................
...................................
...................................
...................................
5,830
659
8,190
2,990
R95%
Maximum
ensonified
zone
(km2)
4,840
597
7,390
2,600
73.6
1.1
172
21.2
each hearing group, a given range (R95% or Rmax) reflects the modeling result for S3, S4, or S5, whichever value was largest.
TABLE 41—LARGEST SEL-BASED R95% TTS-ONSET RANGES (IN METERS) FROM SITES S1–S2 (LEASE AREA) MODELED
DURING UXO/MEC DETONATION, ASSUMING 10-dB SOUND REDUCTION
Representative site used for
modeling
Marine mammal hearing group
Distance (m) to TTS threshold
during E12
(454 kg) detonation
Rmax
Low-frequency cetaceans .......................................................
Mid-frequency cetaceans ........................................................
High-frequency cetaceans .......................................................
Phocid pinnipeds (in water) .....................................................
1 For
Site
Site
Site
Site
S2
S1
S1
S2
...................................
...................................
...................................
...................................
13,200
2,820
15,400
7,610
R95%
Maximum
ensonified
zone
(km2)
11,900
2,550
14,100
6,990
445
20.4
625
154
each hearing group, a given range (R95% or Rmax) reflects the modeling result for S1 or S2, whichever value was largest.
TABLE 42—LARGEST SEL-BASED R95% TTS-ONSET RANGES (IN METERS) FROM SITES S3–S5 (ECCS) MODELED
DURING UXO/MEC DETONATION, ASSUMING 10-dB SOUND REDUCTION
Representative site used for
modeling
Marine mammal hearing group
Distance (m) to TTS threshold
during E12
(454 kg) detonation
Rmax
Low-frequency cetaceans .......................................................
Mid-frequency cetaceans ........................................................
High-frequency cetaceans .......................................................
Phocid pinnipeds (in water) .....................................................
lotter on DSK11XQN23PROD with PROPOSALS2
1 For
Sites S4 and S5 .....................
Site S3 ...................................
Site S4 and S5 ......................
Sites S4 and S5 .....................
13,500
2,820
15,600
7,820
R95%
Maximum
ensonified
zone
(km2)
11,800
2,480
13,700
7,020
437
19.3
589
155
each hearing group, a given range (R95% or Rmax) reflects the modeling result for S3, S4, or S5, whichever value was largest.
To avoid any in situ detonations of
UXO/MECs during periods when North
Atlantic right whale densities are
highest in and near the ECCs and Lease
Area, this activity would be restricted
from December 1 through April 30,
annually. Accordingly, for each species,
they selected the highest average
monthly density between May and
November and assumed all 10 UXO/
VerDate Sep<11>2014
20:34 Jun 26, 2024
Jkt 262001
MECs would be detonated in that month
to conservatively estimate exposures
from UXO/MEC detonation for a given
species in any given year. Given UXO/
MECs detonations have the potential to
occur anywhere within the Lease Area
and ECCs, a 15-km (9.3-mi) perimeter
was applied around the Lease and,
separately, the ECCs to define the area
over which densities would be
PO 00000
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Fmt 4701
Sfmt 4702
evaluated. As described above, in the
case of blue whales and pilot whales,
monthly densities were unavailable;
therefore, annual densities were used
instead.
Table 43 provides those densities and
the associated months in which the
species-specific densities are highest for
the Lease Area and ECCs.
E:\FR\FM\27JNP2.SGM
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TABLE 43—MAXIMUM AVERAGE MONTHLY MARINE MAMMAL DENSITIES (INDIVIDUALS/km2) WITHIN 15 km OF THE
SOUTHCOAST PROJECT ECCS AND LEASE AREA FROM MAY THROUGH NOVEMBER, AND THE MONTH IN WHICH THE
MAXIMUM DENSITY OCCURS
ECCs
Maximum average monthly
density
(individual/
km2)
Species
Blue whale * .................................................................
Fin whale * ...................................................................
Humpback whale .........................................................
Minke whale ................................................................
North Atlantic right whale * ..........................................
Sei whale * ...................................................................
Atlantic spotted dolphin ...............................................
Atlantic white-sided dolphin .........................................
Bottlenose dolphin .......................................................
Common dolphin .........................................................
Harbor porpoise ...........................................................
Pilot whales .................................................................
Risso’s dolphin ............................................................
Sperm whale * .............................................................
Grey seal .....................................................................
Harbor seal ..................................................................
0.0000
0.0013
0.0012
0.0107
0.0022
0.0007
0.0002
0.0102
0.0042
0.0335
0.0284
0.0002
0.0004
0.0003
0.1051
0.2362
Lease area
Maximum
density
Maximum density month
Annual ..............................
May ..................................
May ..................................
May ..................................
May ..................................
May ..................................
September .......................
May ..................................
August ..............................
November ........................
May ..................................
Annual ..............................
November ........................
August ..............................
May ..................................
May ..................................
0.0000
0.0047
0.0035
0.0175
0.0037
0.0019
0.0068
0.0380
0.0200
0.3334
0.0720
0.0029
0.0035
0.0017
0.0499
0.1120
Maximum average
monthly density
(individual/km2)
Annual
July
June
June
May
May
October
June
August
September
May
Annual
September
August
May
May
lotter on DSK11XQN23PROD with PROPOSALS2
* Denotes species listed under the Endangered Species Act.
Based on the available information,
up to five UXO/MEC detonations may
be necessary in the ECCs and up to five
in the Lease Area (10 UXO/MEC
detonations total). To estimate take
incidental to UXO/MEC detonations in
the SouthCoast ECCs, the maximum
ensonified areas based on the largest
R95≠ to Level A harassment (PTS) and
Level B harassment (TTS) thresholds
(assuming 10-dB attenuation) from a
single detonation (assuming the largest
UXO/MEC charge weight) in the ECC, as
shown in tables 40 and 42, were
multiplied by three (the maximum
number of UXOs/MECs that are
expected to be detonated in the
SouthCoast ECC in Year 1 of
construction) and two (the maximum
number of UXOs/MECs that are
expected to be detonated in the
SouthCoast ECC in Year 2 of
construction). The results were then
multiplied by the marine mammal
densities shown in table 43, resulting in
the exposures estimates in table 44. The
division of five total detonations within
the ECCs across the two years was based
on the relative number of foundations to
be installed in each year. The same
method was applied using the
maximum single detonation areas
shown in table 39 and table 41 to
VerDate Sep<11>2014
20:34 Jun 26, 2024
Jkt 262001
calculate the potential take from UXO/
MEC detonations in the Lease area. The
resulting density-based take estimates
for all 10 UXO/MEC detonations are
summarized in table 44. Table 52 in
SouthCoast’s application provides
annual take estimates separately for
each of the two years during which
UXO/MEC detonations may occur.
As shown below in table 44, the
likelihood of marine mammal exposures
above the PTS threshold is low,
especially considering the instantaneous
nature of the acoustic signal and the fact
that there will be no more than 10 UXO/
MECs detonated throughout the
effective period of the authorization.
Further, NMFS is proposing mitigation
and monitoring measures intended to
minimize the potential for PTS for most
marine mammal species, and the extent
and severity of behavioral harassment
(TTS), including: (1) time of year/
seasonal restrictions; (2) time of day
restrictions; (3) use of PSOs to visually
observe for North Atlantic right whales;
(4) use of PAM to acoustically detect
North Atlantic right whales; (5)
implementation of clearance zones; (6)
use of noise mitigation technology; and,
(7) post-detonation monitoring visual
and acoustic monitoring by PSOs and
PAM operators (see Proposed Mitigation
PO 00000
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and Proposed Monitoring and Reporting
sections below). However, given the
relatively large distances to the highfrequency cetacean Level A harassment
(PTS, SELcum) isopleth applicable to
harbor porpoises and the difficulty
detecting this species at sea, NMFS is
proposing to authorize 109 Level A
harassment takes of harbor porpoise
from UXO/MEC detonations. Similarly,
seals are difficult to detect at longer
ranges, and although the distances to
the phocid hearing group SEL PTS
threshold are not as large as those for
high-frequency cetaceans, it may not be
possible to detect all seals within the
PTS threshold distances even with the
proposed monitoring measures.
Therefore, NMFS is proposing to
authorize 40 Level A harassment takes
of gray seals and 4 Level A harassment
takes of harbor seals incidental to UXO/
MEC detonation. Although exposure
modeling resulted in small numbers of
estimated Level A harassment (PTS)
exposures for large whales (i.e., fin,
humpback, minke, North Atlantic, and
sei whales), NMFS anticipates that
implementation of the mitigation and
monitoring measures described above
will reduce the potential for Level A
harassment to discountable amounts.
E:\FR\FM\27JNP2.SGM
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TABLE 44—LEVEL A HARASSMENT (PTS) AND LEVEL B HARASSMENT (TTS, BEHAVIOR) ESTIMATED TAKE INCIDENTAL TO
UXO/MEC DETONATIONS 1 ASSUMING 10-dB NOISE ATTENUATION
Total level
A density
based
exposure
estimate
project 1
Marine mammal
species
Blue whale * .................
Fin whale * ...................
Humpback whale .........
Minke whale ................
North Atlantic right
whale * .....................
Sei whale * ...................
Atlantic spotted dolphin
Atlantic white-sided
dolphin .....................
Bottlenose dolphin .......
Common dolphin .........
Harbor porpoise ..........
Pilot whales .................
Risso’s dolphin ............
Sperm whale * .............
Gray seal .....................
Harbor seal ..................
Total level
B density
based
exposure
estimate
project 1
Total level
A density
based
exposure
estimate
project 2
Total level
B density
based
exposure
estimate
project 2
PSO data
take
estimate
Mean
group
size
Requested
level A take
project 1 2
Requested
level B take
project 1
Requested
level A take
project 2 2
Requested
level B take
project 2
0.0
1.1
0.9
5.5
0.0
12.5
9.2
46.4
0.0
0.7
0.6
3.6
0.0
8.3
6.1
30.9
....................
0.5
4.6
0.9
1.0
1.8
2.0
1.2
0
0
0
0
1
13
10
47
0
0
0
0
1
9
7
31
1.1
0.5
0.0
9.9
5.1
0.8
0.7
0.3
0.0
6.6
3.4
0.6
....................
....................
....................
2.4
1.6
29.0
0
0
0
10
6
29
0
0
0
7
4
29
0.0
0.0
0.4
64.9
0.0
0.0
0.0
23.9
1.5
4.5
2.4
39.7
262.3
0.4
0.4
0.2
140.6
9.1
0.0
0.0
0.3
43.2
0.0
0.0
0.0
15.9
1.1
3.1
1.6
26.5
174.8
0.2
0.2
0.2
93.8
6.1
....................
11.9
103.6
0.0
0.5
....................
0.0
0.1
0.2
27.9
7.8
34.9
2.7
8.4
5.4
1.5
1.4
1.4
0
0
0
65
0
0
0
24
2
28
13
104
263
11
6
2
141
10
0
0
0
44
0
0
0
16
2
28
13
104
175
11
6
2
94
7
* Denotes species listed under the Endangered Species Act.
1 SouthCoast expects up to 10 UXO/MECs will necessitate high-order removal (detonation), and anticipates that 5 of these would be found in the Lease Area, and
5 would be found in the export cable corridors.
2 Although UXO/MEC exposure modeling estimated potential Level A harassment (PTS) exposures for mysticete whales, SouthCoast did not request Level A harassment for these species given the assumption that their proposed monitoring and mitigation measures would prevent this form of take incidental to UXO/MEC
detonations.
HRG Surveys
(i.e., boomers and sparkers) and nonimpulsive (e.g., CHIRP SBPs) sources
(table 45).
SouthCoast’s proposed HRG survey
activity includes the use of impulsive
lotter on DSK11XQN23PROD with PROPOSALS2
TABLE 45—REPRESENTATIVE HRG SURVEY EQUIPMENT AND OPERATING FREQUENCIES
Operating
frequency
(kHz)
Equipment type
Representative equipment model
Sub-bottom Profiler ...................................
Sparker .....................................................
Boomer .....................................................
Teledyne Benthos Chirp III—TTV 170 .........................................................................
Applied Acoustics Dura-Spark UHD (400 tips, 800 J) .................................................
Applied Acoustics triple plate S-Boom (700 J) ............................................................
Authorized takes would be by Level B
harassment only in the form of
disruption of behavioral patterns for
individual marine mammals resulting
from exposure to noise from certain
HRG acoustic sources. Based primarily
on the characteristics of the signals
produced by the acoustic sources
planned for use, Level A harassment is
neither anticipated, even absent
mitigation, nor proposed for
authorization. Therefore, the potential
for Level A harassment is not evaluated
further. Please see SouthCoast’s
application for details of a quantitative
exposure analysis (i.e., calculated
distances to Level A harassment
isopleths and Level A harassment
exposures). No serious injury or
mortality is anticipated to result from
HRG survey activities.
In order to better account for the
narrower and directional beams of the
sources, NMFS has developed a tool,
VerDate Sep<11>2014
20:34 Jun 26, 2024
Jkt 262001
specific to HRG surveys, for determining
the sound pressure level (SPLrms) at the
160-dB isopleth for the purposes of
estimating the extent of Level B
harassment isopleths associated with
HRG survey equipment (NMFS, 2020).
This methodology incorporates
frequency-dependent absorption and
some directionality to refine estimated
ensonified zones. SouthCoast used
NMFS’ methodology with additional
modifications to incorporate a seawater
absorption formula and account for
energy emitted outside of the primary
beam of the source. For sources that
operate with different beamwidths, the
maximum beam width was used, and
the lowest frequency of the source was
used when calculating the frequencydependent absorption coefficient.
NMFS considers the data provided by
Crocker and Fratantonio (2016) to
represent the best scientific information
available on source levels associated
PO 00000
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2–7
0.01–1.9
0.1–5
with HRG equipment and therefore,
recommends that source levels provided
by Crocker and Fratantonio (2016) be
incorporated in the method described
above to estimate ranges to the Level A
harassment and Level B harassment
isopleths. In cases when the source level
for a specific type of HRG equipment is
not provided in Crocker and Fratantonio
(2016), NMFS recommends that either
the source levels provided by the
manufacturer be used or in instances
where source levels provided by the
manufacturer are unavailable or
unreliable, a proxy from Crocker and
Fratantonio (2016) be used instead.
SouthCoast utilized the NMFS User
Spreadsheet Tool (NMFS, 2018),
following these criteria for selecting the
appropriate inputs:
(1) For equipment that was measured
in Crocker and Fratantonio (2016), the
reported SL for the most likely
operational parameters was selected.
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(2) For equipment not measured in
Crocker and Fratantonio (2016), the best
available manufacturer specifications
were selected. Use of manufacturer
specifications represent the absolute
maximum output of any source and do
not adequately represent the operational
source. Therefore, they should be
considered an overestimate of the sound
propagation range for that equipment.
(3) For equipment that was not
measured in Crocker and Fratantonio
(2016) and did not have sufficient
manufacturer information, the closest
proxy source measured in Crocker and
Fratantonio (2016) was used.
The Teledyne Benthos Chirp III has
the highest source level, so it was also
selected as a representative sub-bottom
profiling system in table 45. Crocker and
Fratantonio (2016) measured source
levels of a device similar to the
Teledyne Benthos Chirp III TTV 170
towfish, the Knudsen 3202 Chirp sub-
bottom profiler, at several different
power settings. The highest power
settings measured for the Knudsen 3202
were determined to be applicable to a
hull-mounted Teledyne Benthos Chirp
III system, while the lowest power
settings were determined to be
applicable to the towfish version of the
Teledyne Benthos Chirp III that may be
used by SouthCoast. The EdgeTech
Chirp 512i measurements and
specifications provided by Crocker and
Fratantonio (2016) were used as a proxy
for both the Edgetech 3100 with SB–216
towfish and EdgeTech DW–106, given
its similar operations settings. The
EdgeTech Chirp 424 source levels were
used as a proxy for the Knudsen Pinger
sub-bottom profiler. The sparker
systems that may be used during the
HRG surveys, the Applied Acoustics
Dura-Spark and the Geomarine GeoSpark, were measured by Crocker and
Fratantonio (2016) but not with an
energy setting near 800 Joules (J). A
similar alternative system, the SIG ELC
820 sparker,measured with an input
voltage of 750 J, was used as a proxy for
both the Applied Acoustics Dura-Spark
UHD (400 tips, 800 J) and Geomarine
Geo-Spark (400 tips, 800 J), and was
conservatively assumed to be an
omnidirectional source.
Table 46 identifies all the
representative survey equipment that
operates below 180 kHz (i.e., at
frequencies that are audible and have
the potential to disturb marine
mammals) that may be used in support
of planned survey activities and are
likely to be detected by marine
mammals given the source level,
frequency, and beamwidth of the
equipment. This table also provides all
operating parameters used to calculate
the distances to threshold for marine
mammals.
TABLE 46—SUMMARY OF REPRESENTATIVE HRG SURVEY EQUIPMENT AND OPERATING PARAMETERS
Operating
frequency
(kHz)
Equipment type
Representative model
Sub-bottom Profiler ..
EdgeTech 3100 with SB–216 1 towfish ......................
EdgeTech DW–106 1 ..................................................
Knudson Pinger 2 ........................................................
Teledyne Benthos CHIRP III—TTV 170 3 ...................
Applied Acoustics Dura-Spark UHD (400 tips, 800 J)
Geomarine Geo-Spark (400 tips, 800 J) ....................
Applied Acoustics triple plate S-Boom (700 J) ...........
Sparker 4 ..................
Boomer ....................
Source
level
SPLrms
(dB)
2–16
1–6
15
2–7
0.01–1.9
0.01–1.9
0.1–5
Source
level0-pk
(dB)
179
176
180
199
203
203
205
Pulse
duration
(ms)
184
183
187
204
213
213
211
10
14.4
4
10
3.4
3.4
0.9
Repetition
rate
(Hz)
Beamwidth
(degrees)
Information
source
9.1
10
2
14.4
2
2
3
51
66
71
82
Omni
Omni
61
CF
CF
CF
CF
CF
CF
CF
Note: J = joule; kHz = kilohertz; dB = decibels; SL = source level; UHD = ultra-high definition; rms = root-mean square; μPa = microPascals; re = referenced to;
SPL = sound pressure level; PK = zero-to-peak pressure level; Omni = omnidirectional source; CF = Crocker and Fratantonio (2016).
1 The EdgeTech Chirp 512i measurements and specifications provided by Crocker and Fratantonio (2016) were used as a proxy for the Edgetech 3100 with SB–
216 towfish and EdgeTech DW–106.
2 The EdgeTech Chirp 424 measurements and specifications provided by Crocker and Fratantonio (2016) were used as a proxy for the Knudsen Pinger SBP.
3 The Knudsen 3202 Echosounder measurements and specifications provided by Crocker and Fratantonio (2016) were used as a proxy for the Teledyne Benthos
Chirp III TTV 170.
4 The SIG ELC 820 Sparker, 5 m source depth, 750 J setting was used as a proxy for both the Applied Acoustics Dura-Spark UHD (400 tips, 800 J) and
Geomarine Geo-Spark (400 tips, 800 J).
Results of modeling using the
methodology described above indicated
that, of the HRG equipment planned for
use by SouthCoast that has the potential
to result in Level B harassment of
marine mammals, sound produced by
the Geomarine Geo-Spark and Applied
Acoustics Dura-Spark would propagate
furthest to the Level B harassment
isopleth (141 m (462.6 ft); table 47). For
the purposes of take estimation, it was
conservatively assumed that sparkers
would be the dominant acoustic source
for all survey days (although, again, this
may not always be the case). Thus, the
range to the isopleth corresponding to
the threshold for Level B harassment for
and the boomer and sparkers (141 m
(462.6 ft)) was used as the basis of take
calculations for all marine mammals.
This is a conservative approach as the
actual sources used on individual
survey days or during a portion of a
survey day may produce smaller
distances to the Level B harassment
isopleth.
TABLE 47—DISTANCES TO THE LEVEL B HARASSMENT THRESHOLDS FOR REPRESENTATIVE HRG SOUND SOURCE OR
COMPARABLE SOUND SOURCE CATEGORY FOR EACH MARINE MAMMAL HEARING GROUP
lotter on DSK11XQN23PROD with PROPOSALS2
Equipment type
Level B harassment
threshold (m)
Representative model
All (SPLrms)
Sub-bottom Profiler ...................................
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Edgetech 3100 with SB–216 .......................................................................................
towfish ..........................................................................................................................
EdgeTech DW–106 1 ....................................................................................................
Knudson Pinger 2 .........................................................................................................
Teledyn Benthos CHIRP III—TTV 170 3 ......................................................................
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Federal Register / Vol. 89, No. 124 / Thursday, June 27, 2024 / Proposed Rules
53779
TABLE 47—DISTANCES TO THE LEVEL B HARASSMENT THRESHOLDS FOR REPRESENTATIVE HRG SOUND SOURCE OR
COMPARABLE SOUND SOURCE CATEGORY FOR EACH MARINE MAMMAL HEARING GROUP—Continued
Equipment type
Level B harassment
threshold (m)
Representative model
All (SPLrms)
Sparker .....................................................
Boomer .....................................................
Applied Acoustics Dura- ...............................................................................................
Spark UHD ...................................................................................................................
400 tips (800 J) ............................................................................................................
Geomarine Geo-Spark (400 tips, 800 J) .....................................................................
Applied Acoustics triple plate S-Boom (700–1,000 J) .................................................
To estimate species densities for the
HRG surveys occurring both within the
Lease Area and within the ECCs based
on Roberts et al. (2016; 2023), a 5-km
(3.11 mi) perimeter was applied around
each area (see Figures 14 and 15 of
SouthCoast’s application) using GIS
(ESRI, 2017). Given that HRG surveys
could occur at any point year-round and
is likely to be spread out throughout the
141
141
90
year, the annual average density for
each species was calculated using
average monthly densities from January
through December (table 48).
TABLE 48—ANNUAL AVERAGE MARINE MAMMAL DENSITIES ALONG THE EXPORT CABLE CORRIDORS AND SOUTHCOAST
LEASE AREA 1
Marine mammal species
Blue whale * .............................................................................................................................................................
Fin whale * ...............................................................................................................................................................
Humpback whale .....................................................................................................................................................
Minke whale .............................................................................................................................................................
North Atlantic right whale * ......................................................................................................................................
Sei whale * ...............................................................................................................................................................
Atlantic spotted dolphin ...........................................................................................................................................
Atlantic white-sided dolphin .....................................................................................................................................
Bottlenose dolphin ...................................................................................................................................................
Common dolphin ......................................................................................................................................................
Harbor porpoise .......................................................................................................................................................
Pilot whales ..............................................................................................................................................................
Risso’s dolphin .........................................................................................................................................................
Sperm whale * ..........................................................................................................................................................
Harbor seal ..............................................................................................................................................................
Gray seal .................................................................................................................................................................
ECCs annual
average density (individual
per km2)
Lease Area
Annual Average density
(individual per
km2)
0.0000
0.0008
0.0007
0.0029
0.0023
0.0003
0.0000
0.0050
0.0023
0.0218
0.0267
0.0002
0.0002
0.0001
0.1345
0.0599
0.0000
0.0022
0.0016
0.0057
0.0027
0.0006
0.0013
0.0231
0.0116
0.1503
0.0557
0.0029
0.0013
0.0005
0.0641
0.0285
lotter on DSK11XQN23PROD with PROPOSALS2
* Denotes species listed under the Endangered Species Act.
The maximum range (141 m (462.6 ft))
to the Level B harassment threshold and
the estimated trackline distance traveled
per day by a given survey vessel (i.e., 80
km (50 mi)) were then used to calculate
the daily ensonified area or zone of
influence (ZOI) around the survey
vessel.
The ZOI is a representation of the
maximum extent of the ensonified area
around a HRG sound source over a 24hr period. The ZOI for each piece of
equipment operating at or below 180
kHz was calculated per the following
formula:
ZOI = (Distance/day × 2r) + pi x r2
Where r is the linear distance from the source
to the harassment isopleth.
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The largest daily ZOI (22.6 km2 (8.7
mi2)), associated with the proposed use
of sparkers, was applied to all planned
survey days.
During construction, SouthCoast
estimated approximately a length of
4,000 km (2,485.5 mi) of surveys would
occur within the Lease Area and 5,000
km (3,106.8 mi) would occur within the
ECCs. Potential Level B density-based
harassment exposures were estimated
by multiplying the average annual
density of each species within the
survey area by the daily ZOI. That
product was then multiplied by the
number of planned survey days in each
sector during the approximately 2-year
construction timeframe (62.5 days in the
ECCs and 50 days in the Lease Area),
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and the product was rounded to the
nearest whole number. This assumed a
total ensonified area of 1,130 km2 (702.1
mi2) in the Lease Area and 1,412.5 km2
(877.7 mi2) along the ECCs. The densitybased modeled Level B harassment take
for HRG surveys during the construction
period assumes approximately 60
percent (5,400 km) and 40 percent
(3,600 km) of track lines would be
surveyed during Year 1 (associated with
Project 1) and Year 2 (associated with
Project 2), respectively. SouthCoast
estimated a conservative number of
annual takes by Level B harassment
based on the highest predicted value
among the density-based, PSO dataderived, or average group size estimates.
These results can be found in table 49.
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53780
Federal Register / Vol. 89, No. 124 / Thursday, June 27, 2024 / Proposed Rules
TABLE 49—ESTIMATED LEVEL B HARASSMENT TAKE INCIDENTAL TO HRG SURVEYS DURING THE 2-YEAR CONSTRUCTION
PERIOD
Project 1 estimated take
Project 2 estimated take
Marine mammal species
Lease area
Blue whale * ....................
Fin whale * ......................
Humpback whale ............
Minke whale ....................
North Atlantic right
whale *.
Sei whale * ......................
Atlantic spotted dolphin ..
Atlantic white-sided dolphin.
Bottlenose dolphin ..........
Common dolphin ............
Harbor porpoise ..............
Pilot whales ....................
Risso’s dolphin ...............
Sperm whale * .................
Gray seal ........................
Harbor seal .....................
0.0
1.2
0.9
3.2
1.5
ECCs
Lease area
ECCs
Total
densitybased take
estimate
PSO data
take
estimate
Mean
group size
Highest
annual
Level B
harassment take
Project 1
Highest
Annual Level
B harassment
take
Project 2
..................................
..................................
..................................
..................................
..................................
0.0
0.6
0.5
2.0
1.6
0.0
1.3
0.9
3.3
1.5
0.0
0.6
0.5
1.7
1.7
0.0
3.6
2.8
10.5
6.3
–
5.3
51.4
10.2
–
1.0
1.8
2.0
1.4
2.4
1
6
52
11
4
1
6
52
11
4
0.3 ..................................
0.7 ..................................
12.9 ................................
0.2
0.0
3.5
0.4
0.7
13.3
0.2
0.0
3.6
1.1
1.5
33.2
1.4
–
–
1.6
29.0
27.9
2
29
28
2
29
28
6.5 ..................................
83.8 ................................
31.1 ................................
1.6 ..................................
0.7 ..................................
0.3 ..................................
48.5 ................................
3.1 ..................................
1.6
15.2
18.6
0.1
0.1
0.1
127.2
8.3
6.7
86.1
31.9
1.7
0.8
0.3
49.8
3.2
1.7
15.6
19.1
0.1
0.1
0.1
130.8
8.5
16.4
200.8
100.8
3.6
1
0.7
355.6
23.1
133.4
1165.5
0.2
5.9
–
0.4
3.1
48.3
12.3
34.9
2.7
8.4
5.4
1.5
1.4
1.4
134
1,166
50
11
6
2
176
49
134
1,166
52
11
6
2
181
49
* Denotes species listed under the Endangered Species Act.
Note:–not applicable.
As mentioned previously, HRG
surveys would also routinely be carried
out during the period following
completion of foundation installations
which, for the purposes of exposure
modeling, SouthCoast assumed to be
three years. Generally, SouthCoast
followed the same approach as
described above for HRG surveys
occurring during the two years of
construction activities, modified to
account for reduced survey effort
following foundation installation.
During the three years when
construction is not occurring,
SouthCoast estimates that HRG surveys
would cover 2,800 km (1,739.8 mi)
within the Lease Area and 3,200 km
(1,988.4 mi) along the ECCs annually.
Maintaining that 80 km (50 mi) are
surveyed per day, this amounts to 35
days of survey activity in the Lease Area
and 40 days of survey activity along the
ECCs each year or 225 days total for the
three-year timeframe following the two
years of construction activities. Similar
to the approach outlined above, densitybased take was estimated by multiplying
the daily ZOI by the annual average
densities and the number of survey days
planned for the ECCs and SouthCoast
Lease Area. Using the same approach
described above, SouthCoast estimated a
conservative number of annual takes by
Level B harassment based on the highest
exposures predicted by the densitybased, PSO based, or average group sizebased estimates. The highest predicted
take estimate was multiplied by three to
yield the number of takes that is
proposed for authorization, as shown in
table 50 below.
TABLE 50—ESTIMATE TAKE, BY LEVEL B HARASSMENT, INCIDENTAL TO HRG SURVEYS DURING THE 3 YEARS WHEN
CONSTRUCTION WOULD NOT OCCUR
Annual operations
phase take by survey
area
Marine
mammal
species
lotter on DSK11XQN23PROD with PROPOSALS2
Lease area
Blue whale * ...............................................................................
Fin whale * .................................................................................
Humpback whale .......................................................................
Minke whale ..............................................................................
North Atlantic right whale * ........................................................
Sei whale * .................................................................................
Atlantic spotted dolphin .............................................................
Atlantic white-sided dolphin ......................................................
Bottlenose dolphin .....................................................................
Common dolphin .......................................................................
Harbor porpoise ........................................................................
Pilot whales ...............................................................................
Risso’s dolphin ..........................................................................
Sperm whale * ...........................................................................
Gray seal ...................................................................................
Harbor seal ................................................................................
0.0
1.8
1.3
4.5
2.1
0.5
1.0
18.3
9.2
119.0
44.1
2.3
1.1
0.4
68.8
4.5
ECCs
0.0
0.7
0.6
2.6
2.1
0.3
0.0
4.5
2.1
19.7
24.2
0.1
0.1
0.1
165.1
10.7
Annual
total
densitybased
take
estimate
0.0
2.5
1.9
7.1
4.2
0.7
1.1
22.8
11.3
138.7
68.3
2.5
1.2
0.5
234.0
15.2
Annual
PSO data
take
estimate
Mean
group
size
–
3.6
34.3
6.8
–
0.9
–
–
88.9
777.0
0.1
3.9
–
0.3
2.1
32.2
** Denotes species listed under the Endangered Species Act.
Note:–not applicable.
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1.0
1.8
2.0
1.4
2.4
1.6
29.0
27.9
12.3
34.9
2.7
10.3
5.4
2.0
1.4
1.4
Highest
annual
Level B
take
1
4
35
8
5
2
29
28
89
778
69
11
6
2
234
33
Total
Level B
harassment
take
over 3
years of
HRG
surveys
3
12
105
24
15
6
87
84
267
2,334
207
33
18
6
702
99
53781
Federal Register / Vol. 89, No. 124 / Thursday, June 27, 2024 / Proposed Rules
Total Proposed Take Across All
Activities
The species-specific numbers of
annual take by Level A harassment and
Level B harassment NMFS proposes to
authorize incidental to all specified
activities combined are provided in
table 51. Take estimation assumed piledriving noise will be attenuated by 10
dB and, where applicable,
implementation of seasonal restrictions
and clearance and shutdown processes
to discount the potential for Level A
harassment of most species for which it
was estimated. NMFS also presents the
5-year total number of takes proposed
for authorization for each species in
table 52.
Table 51 presents the annual take
proposed for authorization, based on the
assumption that specific activities
would occur in particular years.
SouthCoast currently plans to install all
permanent structures (i.e., WTG and
OSP foundations) within two of the five
years of the proposed effective period,
which includes a single year for Project
1 and a single year for Project 2.
However, foundation installations may
not begin in the first year of the effective
period of the rule or occur in sequential
years, and NMFS acknowledges that
construction schedules may shift. The
proposed rule allows for this flexibility;
however, the number of takes for each
species in any given year must not
exceed the maximum annual numbers
provided in table 53.
In table 51, years 1 and 2 represent
the assumed years (for take estimation)
in which SouthCoast would install WTG
and OSP foundations. For each species,
the Year 1 proposed take includes the
highest take estimate between P1S1 and
P1S2 for foundation installation, one
year of HRG surveys, and five highorder detonations of the heaviest charge
weight (E12) UXO/MECs (at a rate of
one per day for up to five days). The
proposed Level B harassment take for
Year 2 is based on P2S2 for foundation
installation, given it resulted in the
highest Level B harassment take
estimates among P2S1, P2S2, and P2S3
for all species because it includes
vibratory (in addition to impact) pile
driving of monopiles, one year of HRG
surveys, and up to five high-order
detonations of the heaviest charge
weight (E12) UXO/MECs (also at a rate
of one per day for up to five days). In
table 51, take for years 3–5 is incidental
to HRG surveys. All activities with the
potential to result in incidental take of
marine mammals are expected to be
completed by early 2031.
In making the negligible impact
determination, NMFS assesses both the
maximum annual total number of takes
(Level A harassment and Level B
harassment) of each marine mammal
species or stocks allowable in any one
year, which in the case of this proposed
rule is in Year 2, and the total taking of
each marine mammal species or stock
allowable during the 5-year effective
period of the rule.
NMFS has carefully considered all
information and analysis presented by
SouthCoast as well as all other
applicable information and, based on
the best scientific information available,
concurs that the SouthCoast’s estimates
of the types and number of take for each
species and stock are reasonable and,
thus, NMFS is proposing to authorize
the number requested.
TABLE 51—LEVEL A HARASSMENT AND LEVEL B HARASSMENT TAKES OF MARINE MAMMALS PROPOSED TO BE AUTHORIZED INCIDENTAL TO ALL ACTIVITIES DURING CONSTRUCTION AND DEVELOPMENT OF THE SOUTHCOAST OFFSHORE
WIND ENERGY PROJECT
Year 2 1
Year 1
Marine mammal species
Blue whale * .........................
Fin whale * ...........................
Humpback whale .................
Minke whale ........................
North Atlantic right whale * ..
Sei whale * ...........................
Atlantic spotted dolphin .......
Atlantic white-sided dolphin
Bottlenose dolphin 3 ............
Common dolphin .................
Harbor porpoise ..................
Long-finned pilot whales 3 ...
Risso’s dolphin ....................
Sperm whale * .....................
Gray seal .............................
Harbor seal ..........................
NMFS
stock
abundance
Level A
harassment
(max
annual)
2 402
6,802
1,396
21,968
338
6,292
39,921
93,221
62,851
172,974
95,543
39,215
35,215
4,349
27,300
61,336
Level B
harassment
0
3
0
0
0
0
0
0
0
0
* 65
0
0
0
* 24
2
Level A
harassment
3
58
99
255
26
15
87
784
451
9,823
691
83
49
17
542
94
0
3
0
0
0
0
0
0
0
0
44
0
0
0
16
2
Year 3
Level B
harassment
(max
annual)
3
496
341
911
111
48
378
3,101
2,489
42,363
2,609
657
1,772
126
8,606
488
Level A
harassment
Year 4
Level B
harassment
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Level A
harassment
1
4
35
8
5
2
29
28
89
778
69
11
6
2
234
33
Year 5
Level B
harassment
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Level A
harassment
1
4
35
8
5
2
29
28
89
778
69
11
6
2
234
33
Level B
harassment
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
4
35
8
5
2
29
28
89
778
69
11
6
2
234
33
* Denotes species listed under the Endangered Species Act.
TABLE 52—5-YEAR TOTAL LEVEL A HARASSMENT AND LEVEL B HARASSMENT TAKES OF MARINE MAMMALS PROPOSED
TO BE AUTHORIZED INCIDENTAL TO ALL ACTIVITIES DURING CONSTRUCTION AND DEVELOPMENT OF THE
SOUTHCOAST OFFSHORE WIND ENERGY PROJECT
lotter on DSK11XQN23PROD with PROPOSALS2
5-Year totals
NMFS stock
abundance
Marine mammal species
Blue whale * .................................................................................................................................
Fin whale * ...................................................................................................................................
Humpback whale .........................................................................................................................
Minke whale .................................................................................................................................
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1 402
6,802
1,396
21,968
27JNP2
Proposed
Level A
harassment
take
Proposed
Level B
harassment
0
6
0
0
9
566
541
1,162
53782
Federal Register / Vol. 89, No. 124 / Thursday, June 27, 2024 / Proposed Rules
TABLE 52—5-YEAR TOTAL LEVEL A HARASSMENT AND LEVEL B HARASSMENT TAKES OF MARINE MAMMALS PROPOSED
TO BE AUTHORIZED INCIDENTAL TO ALL ACTIVITIES DURING CONSTRUCTION AND DEVELOPMENT OF THE
SOUTHCOAST OFFSHORE WIND ENERGY PROJECT—Continued
5-Year totals
NMFS stock
abundance
Marine mammal species
North Atlantic right whale * ..........................................................................................................
Sei whale * ...................................................................................................................................
Atlantic spotted dolphin ...............................................................................................................
Atlantic white-sided dolphin .........................................................................................................
Bottlenose dolphin .......................................................................................................................
Common dolphin ..........................................................................................................................
Harbor porpoise ...........................................................................................................................
Long-finned pilot whales ..............................................................................................................
Risso’s dolphin .............................................................................................................................
Sperm whale * ..............................................................................................................................
Gray seal .....................................................................................................................................
Harbor seal ..................................................................................................................................
Proposed
Level A
harassment
take
338
6,292
39,921
93,233
62,851
172,974
95,543
39,215
35,215
4,349
27,300
61,336
Proposed
Level B
harassment
0
0
0
0
0
0
109
0
0
0
40
4
149
67
552
3,762
3,171
52,943
3,442
773
1,839
149
9,835
677
* Denotes species listed under the Endangered Species Act.
To inform both the negligible impact
analysis and the small numbers
determination, NMFS assesses the
maximum number of takes of marine
mammals that could occur within any
given year. In this calculation, the
maximum number of Level A
harassment takes in any one year is
summed with the maximum number of
Level B harassment takes in any one
year for each species to yield the highest
number of estimated take that could
occur in any year (table 53). Table 53
also depicts the number of takes relative
to the abundance of each stock. The
takes enumerated here represent daily
instances of take, not necessarily
individual marine mammals taken. One
take represents a day (24-hour period) in
which an animal was exposed to noise
above the associated harassment
threshold at least once. Some takes
represent a brief exposure above a
threshold, while in some cases takes
could represent a longer, or repeated,
exposure of one individual animal
above a threshold within a 24-hour
period. Whether or not every take
assigned to a species represents a
different individual depends on the
daily and seasonal movement patterns
of the species in the area. For example,
activity areas with continuous activities
(all or nearly every day) overlapping
known feeding areas (where animals are
known to remain for days or weeks on
end) or areas where species with small
home ranges live (e.g., some pinnipeds)
are more likely to result in repeated
takes to some individuals. Alternatively,
activities far out in the deep ocean or
takes to nomadic species where
individuals move over the population’s
range without spatial or temporal
consistency represent circumstances
where repeat takes of the same
individuals are less likely. In other
words, for example, 100 takes could
represent 100 individuals each taken on
1 day within the year, or it could
represent 5 individuals each taken on 20
days within the year, or some other
combination depending on the activity,
whether there are biologically important
areas in the project area, and the daily
and seasonal movement patterns of the
species of marine mammals exposed.
Wherever there is information to better
contextualize the enumerated takes for a
given species is available, it is discussed
in the Preliminary Negligible Impact
Analysis and Determination and/or
Small Numbers sections, as appropriate.
We recognize that certain activities
could shift within the 5-year effective
period of the rule; however, the rule
allows for that flexibility and the takes
are not expected to exceed those shown
in table 53 in any one year.
Of note, there is significant
uncertainty regarding the impacts of
turbine foundation presence and
operation on the oceanographic
conditions that serve to aggregate prey
species for North Atlantic right whales
and—given SouthCoast’s proximity to
Nantucket Shoals—it is possible that the
expanded analysis of turbine presence
and/or operation over the life of the
project developed for the ESA biological
opinion for the proposed SouthCoast
project or additional information
received during the public comment
period will necessitate modifications to
this analysis. For example, it is possible
that additional information or analysis
could result in a determination that
changes in the oceanographic
conditions that serve to aggregate North
Atlantic right whale prey may result in
impacts that would qualify as a take
under the MMPA for North Atlantic
right whales.
lotter on DSK11XQN23PROD with PROPOSALS2
TABLE 53—MAXIMUM NUMBER OF PROPOSED TAKES (LEVEL A HARASSMENT AND LEVEL B HARASSMENT) THAT COULD
OCCUR IN ANY ONE YEAR OF THE PROJECT RELATIVE TO STOCK POPULATION SIZE (ASSUMING EACH TAKE IS OF A
DIFFERENT INDIVIDUAL), AND TOTAL TAKE FOR 5-YEAR PERIOD
Maximum annual 1 take proposed to be authorized
NMFS stock
abundance
Marine mammal species
Blue whale * 2 .......................................................................
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Level A
harassment
1 402
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Level B
harassment
0
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Maximum
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3
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3
Total percent
stock taken
based on
maximum annual take
0.75
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TABLE 53—MAXIMUM NUMBER OF PROPOSED TAKES (LEVEL A HARASSMENT AND LEVEL B HARASSMENT) THAT COULD
OCCUR IN ANY ONE YEAR OF THE PROJECT RELATIVE TO STOCK POPULATION SIZE (ASSUMING EACH TAKE IS OF A
DIFFERENT INDIVIDUAL), AND TOTAL TAKE FOR 5-YEAR PERIOD—Continued
Maximum annual 1 take proposed to be authorized
NMFS stock
abundance
Marine mammal species
Fin whale * ............................................................................
Humpback whale .................................................................
Minke whale .........................................................................
North Atlantic right whale * ...................................................
Sei whale * ...........................................................................
Atlantic spotted dolphin ........................................................
Atlantic white-sided dolphin .................................................
Bottlenose dolphin, ..............................................................
Common dolphin ..................................................................
Harbor porpoise ...................................................................
Long-finned pilot whales ......................................................
Risso’s dolphin .....................................................................
Sperm whale * ......................................................................
Gray seal ..............................................................................
Harbor seal ..........................................................................
Maximum
Level A
harassment
6,802
1,396
21,968
3 338
6,292
39,921
93,221
62,851
172,974
95,543
68,139
35,215
4,349
27,300
61,336
Maximum
Level B
harassment
3
0
0
0
0
0
0
0
0
65
0
0
0
24
2
496
341
911
111
48
378
3,101
2,489
42,363
2,609
657
1,772
126
8,606
488
Maximum
annual take 4
499
341
911
111
48
378
3,101
2,489
42,363
2,674
657
1,772
126
8,630
490
Total percent
stock taken
based on
maximum annual take
7.34
24.4
4.15
32.8
0.76
0.95
3.33
3.96
24.5
2.80
0.96
5.03
2.90
31.6
0.80
* Denotes species listed under the Endangered Species Act.
1 The percent of stock impacted is the sum of the maximum number of Level A harassment takes in any year plus the maximum and Level B
harassment divided by the stock abundance estimate then multiplied by 100. The best available stock abundance estimates are derived from the
NMFS Stock Assessment Reports (Hayes et al., 2024). Year 2 has the maximum expected annual take authorized.
2 The minimum blue whale population is estimated at 402 (Hayes et al., 2024), although the exact value is not known. NMFS is utilizing this
value for our small numbers determination.
3 NMFS notes that the 2022 North Atlantic Right Whale Annual Report Card (Pettis et al., 2023; n=340) is the same as the draft 2023 SAR
(Hayes et al., 2024). While NMFS acknowledges the estimate found on the North Atlantic Right Whale Consortium’s website (https://
www.narwc.org/report-cards.html) matches, we have used the value presented in the draft 2023 SARs as the best available science for this final
action (88 FR 5495, January 29, 2024, https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports; nmin=340).
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Proposed Mitigation
In order to promulgate a rulemaking
under section 101(a)(5)(A) of the
MMPA, NMFS must set forth the
permissible methods of taking pursuant
to the activity and other means of
effecting the least practicable adverse
impact on the species or stock and its
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance and on the
availability of the species or stock for
taking for certain subsistence uses (latter
not applicable for this action). NMFS’
regulations require incidental take
authorization applicants to include in
their application information about the
availability and feasibility (e.g.,
economic and technological) of
equipment, methods, and manner of
conducting the activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully consider two
primary factors:
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(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (e.g., likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (i.e.,
probability of accomplishing the
mitigating result if implemented as
planned), the likelihood of effective
implementation (i.e., probability if
implemented as planned); and
(2) The practicability of the measures
for applicant implementation, which
may consider factors, such as: cost,
impact on operations, and, in the case
of military readiness activities,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
The mitigation strategies described
below are consistent with those required
and successfully implemented under
previous incidental take authorizations
issued in association with in-water
construction activities (e.g., soft-start,
establishing shutdown zones).
Additional measures have also been
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incorporated to account for the fact that
the construction activities would occur
offshore in an area that includes
important marine mammal habitat.
Modeling was performed to estimate
Level A harassment and Level B
harassment zone sizes, which were used
to inform mitigation measures for the
project’s activities to minimize Level A
harassment and Level B harassment to
the extent practicable. Generally
speaking, the proposed mitigation
measures considered and required here
fall into three categories: temporal (i.e.,
seasonal and daily) work restrictions,
real-time measures (e.g., clearance,
shutdown, and vessel strike avoidance),
and noise attenuation/reduction
measures. Temporal work restrictions
are designed to avoid operations when
marine mammals are concentrated or
engaged in behaviors that make them
more susceptible or make impacts more
likely to occur. When temporal
restrictions are in place, both the
number and severity of potential takes,
as well as both chronic (longer-term)
and acute effects are expected to be
reduced. Real-time measures, such as
clearing an area of marine mammals
prior to beginning activities or shutting
down an activity if it is occuring, as
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well as vessel strike avoidance
measures, are intended to reduce the
probability and severity of harassment
by taking steps in real time once a
higher-risk scenario is identified (e.g.,
once animals are detected within a
harassment zone). Noise attenuation
measures, such as bubble curtains, are
intended to reduce the noise at the
source, which reduces both acute
impacts as well as the contribution to
aggregate and cumulative noise that may
result in long-term chronic impacts.
Soft-starts are another type of noise
reduction measure in that animals are
warned of the introduction of sound
into their environment at lower levels
before higher noise levels are produced.
As a conservative measure applicable to
all project activities and vessels, if a
whale is observed or acoustically
detected but cannot be confirmed as a
species other than a North Atlantic right
whale, SouthCoast must assume that it
is a North Atlantic right whale and take
the appropriate mitigation measures.
Below, NMFS briefly describes the
required training, coordination, and
vessel strike avoidance measures that
apply to all specified activities, and in
the following subsections, we describe
the measures that apply specifically to
foundation installation, UXO/MEC
detonations, and HRG surveys.
Throughout, we also present enhanced
mitigation measures specifically focused
on reducing potential impacts of project
activities on North Atlantic right whales
given their population status and
baseline conditions, as described in the
Description of Marine Mammals in the
Specified Geographic Area section.
Details on specific mitigation
requirements can be found in section
217.334 of the proposed regulatory text
below in Part 217—Regulations
Governing The Taking And Importing
Of Marine Mammals.
Training and Coordination
NMFS requires all project employees
and contractors conducting activities on
the water, including but not limited to,
all vessel captains and crew, to be
trained in various marine mammal and
regulatory requirements. All relevant
personnel, including the marine
mammal monitoring team(s), are
required to participate in joint,
onboarding training prior to the
beginning of project activities. New
relevant personnel (e.g., new PSOs,
construction contractors, relevant crew)
who join the project after work
commences must also complete training
before they begin work. The training
must include review of, at minimum,
marine mammal detection and
identification methods, communication
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requirements and protocols, all required
mitigation measures for each activity,
including vessel strike avoidance
measures, to minimize impacts on
marine mammals and the authority of
the marine mammal monitoring team(s).
The training must support SouthCoast’s
compliance with these regulations and
associated LOA if promulgated and
issued. In addition, training would
include information and resources
available regarding applicable Federal
laws and regulations for protected
species. SouthCoast would provide
documentation of training to NMFS
prior to the start of in-water activities,
and any time new personnel receive
training.
Vessel Strike Avoidance Measures
Implementation of the numerous
vessel strike avoidance measures
included in this rule is expected to
reduce the risk of vessel strike to the
degree that vessel strike would be
avoided. While the likelihood of a
vessel strike is generally low without
these measures, vessel interaction is one
of the most common ways that marine
mammals are seriously injured or killed
by human activities. Therefore,
enhanced mitigation and monitoring
measures are required to avoid vessel
strikes to the extent practicable. While
many of these measures are proactive,
intending to avoid the heavy use of
vessels during times when marine
mammals of particular concern may be
in the area, several are reactive and
occur when Project personnel sight a
marine mammal. The vessel strike
avoidance mitigation requirements are
described generally here and in detail in
the proposed regulatory text in
proposed section 217.334(b)).
SouthCoast Wind must comply with all
vessel strike avoidance measures while
in the specific geographic region unless
a deviation is necessary to maintain safe
maneuvering speed and justified
because the vessel is in an area where
oceanographic, hydrographic, and/or
meteorological conditions severely
restrict the maneuverability of the
vessel; an emergency situation (as
defined in the proposed regulatory text)
presents a threat to the health, safety,
life of a person; or when a vessel is
actively engaged in emergency rescue or
response duties, including vessel-in
distress or environmental crisis
response.
While underway, SouthCoast Wind
would be required to monitor for marine
mammals and operate vessels in a
manner that reduces the potential for
vessel strike. SouthCoast must employ
at least one dedicated visual observer
(i.e., PSO or trained crew member) on
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each transiting vessel, regardless of
speed or size. The dedicated visual
observer(s) must maintain a vigilant
watch for all marine mammals during
transit and be equipped with suitable
monitoring technology (e.g., binoculars,
night vision devices) located at an
appropriate vantage point. Any marine
mammal detection by the observer (or
anyone else on the vessel) must
immediately be communicated to the
vessel captain and any required
mitigative action (e.g., reduce speed)
must be taken.
All of the project-related vessels
would be required to comply with
existing NMFS vessel speed restrictions
for North Atlantic right whales and
additional speed restriction measures
within this rule. Reducing vessel speed
is one of the most effective, feasible
options available to reduce the
likelihood of and effects from a vessel
strike. Numerous studies have indicated
that slowing the speed of vessels
reduces the risk of lethal vessel
collisions, particularly in areas where
right whales are abundant and vessel
traffic is common and otherwise
traveling at high speeds (Vanderlaan
and Taggart, 2007; Conn and Silber,
2013; Van der Hoop et al., 2014; Martin
et al., 2015; Crum et al., 2019). In
summary, all vessels must operate at 10
knots (18.5 km/hr) or less when
traveling from November 1 through
April 30; in a SMA, DMA, Slow Zone;
or when a North Atlantic right whale is
observed or acoustically detected.
Additionally, in the event that any
project-related vessel, regardless of size,
observes any large whale (other than a
North Atlantic right whale) within 500
m of an underway vessel or acoustically
detected via the PAM system in the
transit corridor, the vessel is required to
immediately reduce speeds to 10 knots
(18.5 km/hr) or less and turn away from
the animal until the whale can be
confirmed visually beyond 500 m (1,640
ft) of the vessel.
When vessel speed restrictions are not
in effect and a vessel is traveling at
greater than 10 knots 10 knots (18.5 km/
hr) in addition to the required dedicated
visual observer, SouthCoast would be
required to monitor the vessel transit
corridor(s) (the path(s) crew transfer
vessels take from port to any work area)
in real-time with PAM prior to and
during transits. Should SouthCoast
determine it may travel over 10 knots
(18.5 km/hr), it must submit a North
Atlantic Right Whale Vessel Strike
Avoidance Plan at least 180 days prior
to transiting over 10 knots (18.5 km/hr)
which fully identifies the
communication protocols and PAM
system proposed for use. NMFS must
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approve the plan before SouthCoast
Wind can operate vessels over 10 knots
(18.5 km/hr).
To monitor SouthCoast Wind’s
requirements with vessel speed
restrictions, all vessels must be
equipped with an AIS and SouthCoast
Wind must report all Maritime Mobile
Service Identify (MMSI) numbers to
NMFS Office of Protected Resources
prior to initiating in-water activities.
In addition to speed restrictions, all
project vessels, regardless of size, must
maintain the following minimum
separation distances between vessels
and marine mammals: 500 m (1,640 ft)
from North Atlantic right whale; 100 m
(328 ft) from sperm whales and nonNorth Atlantic right whale baleen
whales; and 50 m (164 ft) from all
delphinid cetaceans and pinnipeds (an
exception is made for those species that
approach the vessel such as bow-riding
dolphins) (table 56). All reasonable
steps must be taken to not violate
minimum separation distances. If any of
these species are sighted within their
respective minimum separation zone,
the underway vessel must turn away
from the animal and shift its engine to
neutral (if safe to do so) and the engines
must not be engaged until the animal(s)
have been observed to be outside of the
vessel’s path and beyond the respective
minimum separation zone.
Seasonal and Daily Restrictions and
Foundation Installation Sequencing
Temporal restrictions in places where
marine mammals are concentrated,
engaged in biologically important
behaviors, and/or present in sensitive
life stages are effective measures for
reducing the magnitude and severity of
human impacts. NMFS is requiring
temporal work restrictions to minimize
the risk of noise exposure to North
Atlantic right whales incidental to
certain specified activities to the extent
practicable. These temporal work
restrictions are expected to greatly
reduce the number of takes of North
Atlantic right whales that would have
otherwise occurred should all activities
be conducted during these months. The
measures proposed by SouthCoast Wind
and those included in this rule are built
around North Atlantic right whale
protection; however, they also afford
protection to other marine mammals
that are known to use the project area
with greater frequency during months
when the restrictions would be in place,
including other baleen whales.
As described in the Description of
Marine Mammals in the Specified
Geographic Area section above, North
Atlantic right whales may be present in
the specified geographical region
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throughout the year. As it is not
practicable to restrict activities yearround, NMFS evaluated the best
scientific information available to
identify temporal restrictions on
foundation pile driving and UXO/MEC
detonation that would ensure that the
mitigation measures effect the least
practicable adverse impact on marine
mammals. First, NMFS evaluated
density data (Roberts et al., 2023) which
demonstrate that from June through
October, the densities of North Atlantic
right whales are expected to be an order
of magnitude lower than those in
November through May (see table 30 as
an example). In addition, the number of
DMAs, which are triggered by a sighting
of three or more whales (and suggest
foraging behavior may be taking place
(Pace and Clapham, 2001)) also increase
November through May. Additionally,
the best available, recently published
science indicates North Atlantic right
whale presence is persistent beginning
in late October through May (e.g., Davis
et al., 2023; van Parijs et al., 2023) (see
Description of Marine Mammals in the
Specified Geographic Area). NMFS and
SouthCoast worked together to evaluate
these multiple data sources in
consideration of the modeling analysis
and proximity to known high density
areas of critical foraging importance in
and around Nantucket Shoals to identify
practicable temporal restrictions that
affect the least practicable adverse
impact on marine mammals. As
described previously, no foundation
pile driving would occur October 16–
May 31 inside the NARW EMA or
January 1–May 15 throughout the rest of
the Lease Area. Further, pile driving in
December outside of the NARW EMA
must not be planned (i.e., may only
occur due to unforeseen circumstances,
following approval by NMFS). Should
NMFS approve December pile driving
outside the NARW EMA, SouthCoast
would be required to implement
enhanced mitigation and monitoring
measures to further reduce potential
impacts to North Atlantic right whales
as well as other marine mammal
species.
As described previously, the area in
and around Nantucket Shoals is
important foraging habitat for many
marine mammal species. Therefore,
SouthCoast Wind, in coordination with
NMFS, has also proposed (and NMFS is
proposing to require) that SouthCoast
Wind sequence the installation of piles
strategically. In the NARW EMA,
SouthCoast would install foundations
beginning June 1 in the northernmost
positions, and sequence subsequent
installations to the south/southwest
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53785
such that foundation installation in
positions closest to Nantucket Shoals
would be completed during the period
of lowest North Atlantic right whale
occurrence in that area. NMFS would
require SouthCoast to install the
foundations as quickly as possible.
With respect to diel restrictions,
SouthCoast Wind has requested to
initiate pile driving during night time.
For nighttime pile driving to be
approved, SouthCoast would be
required to submit a Nighttime
Monitoring Plan for NMFS’ approval
that reliably demonstrates the efficacy of
their nighttime monitoring methods and
systems and provides evidence that
their systems are capable of detecting
marine mammals, particularly large
whales, at distances necessary to ensure
that the required mitigation measures
are effective. Should a plan not be
approved, SouthCoast Wind would be
restricted to initiating foundation pile
driving during daylight hours, no earlier
than 1 hour after civil sunrise and no
later than 1.5 hours before civil sunset.
Pile driving would be allowed to
continue after dark when the
installation of the same pile began
during daylight (1.5 hours before civil
sunset), when clearance zones were
fully visible for at least 30 minutes or
must proceed for human safety or
installation feasibility reasons.
There is no schedule for UXO/MEC
detonations, as they would be
considered on a case-by-case basis and
only after all other means of removal
have been exhausted. However,
SouthCoast proposed a seasonal
restriction on UXO/MEC detonations
from December 1 through April 30 in
both the Lease Area and ECCs to reduce
impacts to North Atlantic right whales
during peak occurrence periods.
SouthCoast proposes to detonate no
more than one UXO/MEC per 24-hr
period. Moreover, detonations may only
occur during daylight hours.
Given the very small harassment
zones resulting from HRG surveys and
that the best available science indicates
that any harassment from HRG surveys,
should a marine mammal be exposed to
sounds produced by the survey
equipment (e.g., boomer), would most
likely manifest as minor behavioral
harassment only (e.g., potentially some
avoidance of the HRG source),
SouthCoast did not propose and NMFS
is not proposing to require any seasonal
and daily restrictions for HRG surveys.
More information on activity-specific
seasonal and daily restrictions can be
found in the proposed regulatory text in
proposed sections 217.334(c)(1) and
217.334(c)(2).
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Noise Abatement Systems
SouthCoast Wind would be required
to employ noise abatement systems
(NAS), also known as noise attenuation
systems, during all foundation
installations (i.e., during both vibratory
and impact pile driving) and UXO/MEC
detonations to reduce the sound
pressure levels that are transmitted
through the water in an effort to reduce
ranges to acoustic thresholds and
minimize any acoustic impacts, to the
extent practicable, resulting from these
activities.
Two categories of NASs exist: primary
and secondary. A primary NAS would
be used to reduce the level of noise
produced by foundation installation
activities at the source, typically
through adjustments on to the
equipment (e.g., hammer strike
parameters). Primary NASs are still
evolving and would be considered for
use during mitigation efforts when the
NAS has been demonstrated as effective
in commercial projects. However, as
primary NASs are not fully effective at
eliminating noise, a secondary NAS
would be employed. The secondary
NAS is a device or group of devices that
would reduce noise as it was
transmitted through the water away
from the pile, typically through a
physical barrier that would reflect or
absorb sound waves and therefore,
reduce the distance the higher energy
sound propagates through the water
column.
Noise abatement systems, such as
bubble curtains, are used to decrease the
sound levels radiated from a source.
Bubbles create a local impedance
change that acts as a barrier to sound
transmission. The size of the bubbles
determines their effective frequency
band, with larger bubbles needed for
lower frequencies. There are a variety of
bubble curtain systems, confined or
unconfined bubbles, and some with
encapsulated bubbles or panels.
Attenuation levels also vary by type of
system, frequency band, and location.
Small bubble curtains have been
measured to reduce sound levels but
effective attenuation is highly
dependent on depth of water, current,
and configuration and operation of the
curtain (Austin et al., 2016; Koschinski
and Lüdemann, 2013). Bubble curtains
vary in terms of the sizes of the bubbles
and those with larger bubbles tend to
perform a bit better and more reliably,
particularly when deployed with two
separate rings (Bellmann, 2014;
Koschinski and Lüdemann, 2013; Nehls
et al., 2016). Encapsulated bubble
systems (e.g., Hydro Sound Dampers
(HSDs)), can be effective within their
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targeted frequency ranges (e.g., 100–800
Hz), and when used in conjunction with
a bubble curtain appear to create the
greatest attenuation.
The literature presents a wide array of
observed attenuation results for bubble
curtains. The variability in attenuation
levels is the result of variation in design
as well as differences in site conditions
and difficulty in properly installing and
operating in-water attenuation devices.
Dähne et al. (2017) found that single
bubble curtains that reduce sound levels
by 7 to 10 dB reduced the overall sound
level by approximately 12 dB when
combined as a double bubble curtain for
6-m steel monopiles in the North Sea.
During installation of monopiles
(consisting of approximately 8-m in
diameter) for more than 150 WTGs in
comparable water depths (≤25 m) and
conditions in Europe indicate that
attenuation of 10 dB is readily achieved
(Bellmann, 2019; Bellmann et al., 2020)
using single BBCs for noise attenuation.
While there are many assumptions that
influence results of acoustic modeling
(e.g., hammer energy, propagation),
sound field verification measurements
taken during construction of the South
Fork Wind Farm and Vineyard Wind 1
wind farm indicate that it is reasonable
to expect dual attenuation systems to
achieve at least 10 dB sound
attenuation.
SouthCoast Wind would be required
to use multiple NASs (e.g., double big
bubble curtain (DBBC)) to ensure that
measured sound levels do not exceed
the levels modeled assuming a 10-dB
sound level reduction for foundation
installation and high-order UXO/MEC
detonations, as well as implement
adjustments to operational protocols
(e.g., reduce hammer energy) to
minimize noise levels. A single bubble
curtain, alone or in combination with
another NAS device, may not be used
for either pile driving or UXO/MEC
detonation as previously received sound
field verification (SFV) data has
revealed that this approach is unlikely
to attenuate sounds to the degree that
measured distances to harassment
thresholds are equal to or smaller than
those modeled assuming 10 dB of
attenuation. Pursuant to the adaptive
management provisions included in the
proposed rule, should the research and
development phase of newer
attenuation systems demonstrate
effectiveness, SouthCoast Wind may
submit data on the efficacy of these
systems and request approval from
NMFS to use them during foundation
installation and UXO/MEC detonation
activities.
Together, these systems must reduce
noise levels to those not exceeding
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modeled ranges to Level A harassment
and Level B harassment isopleths
corresponding to those modeled
assuming 10-dB sound attenuation,
pending results of SFV; see the Sound
Field Verification section below and
Part 217—Regulations Governing The
Taking And Importing Of Marine
Mammals).
When a double big bubble curtain is
used (noting a single bubble curtain is
not allowed), SouthCoast Wind would
be required to maintain numerous
operational performance standards.
These standards are defined in the
proposed regulatory text in proposed
sections 217.334(c)(7) and 217.334(d)(5)
and include, but are not limited to, the
requirements that construction
contractors must train personnel in the
proper balancing of airflow to the
bubble ring and SouthCoast Wind must
submit a performance test and
maintenance report to NMFS within 72
hours following the performance test.
Corrections to the attenuation device to
meet regulatory requirements must
occur prior to use during foundation
installation activities and UXO/MEC
detonation. In addition, a full
maintenance check (e.g., manually
clearing holes) must occur prior to each
pile installation and UXO/MEC
detonation. Should SouthCoast Wind
identify that the NAS systems are not
optimized, they would be required to
make corrections to the NASs. The SFV
monitoring and reporting requirements
(see Proposed Monitoring and Reporting
section) would be the means by which
NMFS would determine if modifications
to the NASs would be required. Noise
abatement systems are not required
during HRG surveys. A NAS cannot
practicably be employed around a
moving survey ship, but SouthCoast
Wind would be required to make efforts
to minimize source levels by using the
lowest energy settings on equipment
that has the potential to result in
harassment of marine mammals (e.g.,
sparkers, CHIRPs, boomers) and turning
off equipment when not actively
surveying. Overall, minimizing the
amount and duration of noise in the
ocean from any of the project’s activities
through use of all means necessary and
practicable will affect the least
practicable adverse impact on marine
mammals.
Clearance and Shutdown Zones
NMFS requires the establishment of
both clearance and, where technically
feasible, shutdown zones during project
activities that have the potential to
result in harassment of marine
mammals. The purpose of ‘‘clearance’’
of a particular zone is to minimize
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potential instances of auditory injury
and more severe behavioral
disturbances by delaying the
commencement of an activity if marine
mammals are near the activity. The
purpose of a shutdown is to prevent a
specific acute impact, such as auditory
injury or severe behavioral disturbance
of sensitive species, by halting the
activity.
In addition to the zones described
above, SouthCoast Wind would be
required to establish a minimum
visibility zone during pile driving to
ensure that sighting conditions are
sufficient for PSOs to visually detect
marine mammals in the areas of highest
potential impact. No minimum visibility
zone would be required for UXO/MEC
detonation as the entire visual clearance
zone must be clearly visible, given the
potential for lung and GI injury. Within
the NARW EMA from August 1–October
15 and outside the NARW EMA from
May 16–31 and December 1–31, the
minimum visibility zone sizes would be
set equal to the largest Level B
harassment zone (unweighted acoustic
ranges to 160 dB re 1 mPa sound
pressure level) modeled for each pile
type, assuming 10 dB of noise
attenuation, rounded up to the nearest
0.1 km (0.06 mi) (7.5 km (4.7 mi)
monopiles; 4.9 km (3.0 mi) pin piles).
For installations outside the NARW
EMA from June 1–November 30, the
minimum visibility zone would extend
3.7 km (2.3 mi) from the pile driving
location (table 54). This distance equals
the second largest modeled ER95%
distance to the Level A harassment
isopleth (assuming 10 dB attenuation)
among all marine mammals, rounded up
to the closest 0.1 km (0.06 mi). The
entire minimum visibility zone must be
visible (i.e., not obscured by dark, rain,
fog, etc.) for a full 60 minutes
immediately prior to commencing
foundation pile driving. At no time
would foundation pile driving be
initiated when the minimum visibility
zones cannot be fully visually
monitored (using appropriate
technology), as determined by the Lead
PSO on duty.
All relevant clearance and shutdown
zones during project activities would be
monitored by NMFS-approved PSOs
and PAM operators (where required).
Marine mammals may be detected
visually or, in the case of pile driving
and UXO/MEC detonation, acoustically.
SouthCoast must design PAM systems
to acoustically detect North Atlantic
right whales to the identified PAM
Clearance and Shutdown Zones (table
54). The PAM system must also be able
to detect marine mammal vocalizations,
maximize baleen whale detections, and
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be capable of detecting North Atlantic
right whales to 10 km (6.2 km) and 15
km (9.3 mi), around pin piles and
monopiles, respectively. NMFS
recognizes that detectability of each
species’ vocalizations will vary based on
vocalization characteristics (e.g.,
frequency content, source level),
acoustic propagation conditions, and
competing noise sources), such that
other marine mammal species (e.g.,
harbor porpoise) may not be detected at
10 km (6.2 mi) or 15 km (9.3 mi). and
that, during pile driving, detecting
marine mammals very close to the pile
may be difficult due to masking from
pile driving noise. Acoustic detections
of any species would trigger mitigative
action (delays or shutdown), when
appropriate.
Before the start of the specified
activities (i.e., foundation installation,
UXO/MEC detonation, and HRG
surveys), SouthCoast Wind would be
required to ensure designated areas (i.e.,
clearance zones as provided in tables
54–56) are clear of marine mammals to
minimize the potential for and degree of
harassment once the noise-producing
activity begins. Immediately prior to
foundation installation and UXO/MEC
detonations, PSOs and PAM operators
would be required to begin visually and
acoustically monitor clearance zones for
marine mammals for a minimum of 60
minutes. For HRG surveys, PSOs would
be required to monitor these zones for
the 30 minutes directly before
commencing use of boomers, sparkers,
or CHIRPS. Clearance zones for all
activities (i.e., foundation installation,
UXO/MEC detonation, HRG surveys)
must be confirmed to be free of marine
mammals for 30-minutes immediately
prior to commencing these activities,
else, commencement of the activity
must be delayed until the animal(s) has
been observed exiting its respective
zone or until an additional time period
has elapsed with no further sightings. A
North Atlantic right whale sighting at
any distance by PSOs monitoring pile
driving or UXO/MEC activities or
acoustically detected within the PAM
clearance zone (for pile driving or UXO/
MEC detonations) would trigger a pile
driving or detonation delay.
In some cases, NMFS would require
SouthCoast to implement extended pile
driving delays to further reduce
potential impacts to North Atlantic right
whales utilizing habitat in the project
area. As described previously, North
Atlantic right whale occurrence in the
project area remains low in June and
July and begins to steadily increase from
August through the fall, reaching
maximum occurrence in winter,
particularly in the portion of the lease
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53787
area closest to Nantucket Shoals. For
foundation installations in the NARW
EMA from August 1–October 15 and
throughout the remainder of the lease
area May 16–31 and December 1–31,
annually, if a delay or shutdown is
triggered by a sighting of less than three
(i.e., one or two) North Atlantic right
whales or an acoustic detection within
the PAM clearance zone (10 km (6.2 mi),
pin piles; 15 km (9.3 mi), monopiles),
SouthCoast would be required to delay
commencement or resumption of pile
driving 24 hours rather than after 60
minutes pass without additional
sightings of the whale(s). While NMFS
is requiring seasonal restrictions, there
is potential for North Atlantic right
whales to congregate in the project area
when foundation pile driving activities
are occuring. Data demonstrates these
foraging aggregations are sporadic and
dependent upon availability of prey,
which is highly variable. For example,
in August and October 2022, a total of
9 and 10 North Atlantic right whales,
respectively, were sighted south of
Nantucket (southeast of SouthCoast’s
Lease Area) over multiple days. In May
2023, 58 North Atlantic right whales
were sighted southeast of Nantucket,
although further to the east of the Lease
Area than the 2022 sightings. The best
available science demonstrates that
when three or more North Atlantic right
whales are observed, more often than
not, they are both foraging and
persisting in an area (Pace and Clapham,
2001). Therefore, for all foundation
installations in the NARW EMA and
those outside the NARW EMA from May
16–31 and December 1–31, annually,
should PSOs sight three or more North
Atlantic right whales in the same areas/
times, SouthCoast would be required to
delay pile driving for 48 hours. In both
cases (i.e., 24- or 48-hour delay), NMFS
would require that SouthCoast complete
a vessel-based survey of the area around
the pile driving location (10-km (6.2-mi)
radius, pin piles; 15-km (9.3-mi) radius,
monopiles) to ensure North Atlantic
right whales are no longer in the project
area before they could commence pile
driving activities for the day.
Once an activity begins, an
observation of any marine mammal
entering or within its respective
shutdown zone (tables 54–56) would
trigger cessation of the activity. In the
case of pile driving, the shutdown
requirement may be waived if is not
practicable due to imminent risk of
injury or loss of life to an individual,
risk of damage to a vessel that creates
risk of injury or loss of life for
individuals, or where the lead engineer
determines there is pile refusal or pile
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instability. Because UXO/MEC
detonations are instantaneous, no
shutdown is possible; therefore, there
are clearance, but no shutdown, zones
for UXO/MEC detonations (table 55). In
situations when shutdown is called for
during foundation pile driving but
SouthCoast Wind determines shutdown
is not practicable due to any of the
aforementioned emergency reasons,
reduced hammer energy must be
implemented when the lead engineer
determines it is practicable.
Specifically, pile refusal or pile
instability could result in not being able
to shut down pile driving immediately.
Pile refusal occurs when a foundation
pile encounters significant resistance or
difficulty during the installation
process. Pile instability occurs when the
pile is unstable and unable to stay
standing if the piling vessel were to ‘‘let
go.’’ During these periods of instability,
the lead engineer may determine a shutdown is not feasible because the
shutdown combined with impending
weather conditions may require the
piling vessel to ‘‘let go’’ SouthCoast
Wind would be required to document
and report to NMFS all cases where the
emergency exemption is taken.
After shutdown, foundation
installation may be reinitiated once all
clearance zones are clear of marine
mammals for the minimum speciesspecific periods, or, if required to
maintain pile stability, at which time
the lowest hammer energy must be used
to maintain stability. As described
previously, for shutdowns triggered by
observations of North Atlantic right
whales, SouthCoast would not be able to
resume pile driving until a survey of the
10-km (6.2-mi; for 4.5-m pin piles) or
15-km (9.3-mi; for 9/16-m monopiles)
zone surrounding the installation
location is completed wherein no
additional sightings occur. Upon restarting pile driving, soft-start protocols
must be followed if pile driving has
ceased for 30 minutes or longer.
SouthCoast proposed equally-sized
clearance and shutdown zones for pile
driving, which are generally based on
Level A harassment (PTS) ER95%
distances, rounded up to the nearest 0.1
km (0.06 mi) for PSO clarity. For impact
pile driving, the visual clearance and
shutdown zones for large whales, other
than North Atlantic right whales,
correspond to the second largest
modeled Level A harassment (PTS)
exposure range (ER95%) distance,
assuming 10 dB attenuation.
Clearance and shutdown zone sizes
vary by activity and species groups. All
distances to the perimeter of these zones
are the radii from the center of the pile
(table 54), UXO/MEC detonation
location (table 55), or HRG acoustic
source (table 56). Pursuant to the
proposed adaptive management
provisions, SouthCoast may request
modification to these zone sizes (except
for those that apply to North Atlantic
right whales) as well as the minimum
visibility zone, pending results of sound
field verification (see Proposed
Monitoring and Reporting section). Any
changes to zone size would require
NMFS’ approval.
TABLE 54—CLEARANCE, SHUTDOWN, AND MINIMUM VISIBILITY ZONES, IN METERS (m), DURING SEQUENTIAL AND
CONCURRENT INSTALLATION OF 9/16-m MONOPILES AND 4.5-m PIN PILES IN SUMMER (AND WINTER)
Installation order
Sequential
Pile type
9/16-m Monopile
Method
4.5-m Pin pile
Concurrent
9/16-m Monopile
Impact only
Impact
Vibe
4.5-m Pin pile
Impact
1 WTG
Monopile
+ 4 OSP
pin piles
Vibe
Impact
North Atlantic right whale Visual Clearance/Shutdown Zone .............................................................
Sighting at any distance from PSOs on pile-driving or dedicated PSO vessels.
North Atlantic right whale PAM 1 Clearance/Shutdown Zone 1 ...........................................................
10,000 m (pin), 15,000 m (monopile).
Other baleen whales Clearance/Shutdown Zone 1 ...
Sperm whales & delphinids Clearance/Shutdown
Zone 1 ....................................................................
Harbor porpoise Clearance/Shutdown Zone 1 ..........
Seals Clearance/Shutdown Zone 1 ...........................
Minimum Visibility Zone 3 ..........................................
4 WTG
pin +4
OSP pin
piles
3,500 (3,700)
2,000 (2,300)
3,500
200
1,900
2 NAS
3,500
2,600
NAS
NAS
200 (400)
NAS
NAS
NAS
NAS
NAS
200
NAS
NAS
NAS
NAS
NAS
NAS
NAS
NAS
NAS
NAS
NAS
300
NAS
NAS
200
Within NARW EMA Enhanced: 4,800 m (pin) 7,400 m (mono); Outside NARW EMA: equal to ‘other baleen
whales’ impact pile driving clearance zones.
lotter on DSK11XQN23PROD with PROPOSALS2
1 The PAM system used during clearance and shutdown must be designed to detect marine mammal vocalizations, maximize baleen whale detections, and must be capable of detecting North Atlantic right whales at 10 km (6.2 mi) and 15 km (9.3 mi) for pin piles and monopile installations,
respectively. NMFS recognizes that detectability of each species’ vocalizations will vary based on vocalization characteristics (e.g., frequency content, source level), acoustic propagation conditions, and competing noise sources), such that other marine mammal species (e.g., harbor porpoise)
may not be detected at 10 km (6.2 mi) or 15 km (9.3 mi).
2 NAS = noise attenuation system (e.g., double bubble curtain (DBBC)). This zone size designation indicates that the clearance and shutdown
zones, based on modeled distances to the Level A harassment thresholds, would not extend beyond the DBBC deployment radius around the pile.
3 PSOs must be able to visually monitor minimum visibility zones. To provide enhanced protection of North Atlantic right whales during foundation installations in the NARW EMA, SouthCoast proposed monitoring of minimum visibility zones equal to the Level B harassment zones when installing pin piles (4.8 km (3.0 mi)) and monopiles (7.4 km (4.6 mi)). Outside the NARW EMA, the minimum visibility zone would be equal to
SouthCoast’s clearance/shutdown zones for ‘other baleen whales.’
SouthCoast proposed the following
clearance zone sizes for UXO/MEC
detonation, which are dependent on the
size (i.e., charge weight) of a UXO/MEC.
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SouthCoast has indicated that they will
be able to determine the UXO/MEC
charge weight prior to detonation. If the
charge weight is determined to be
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unknown or uncertain, SouthCoast
would implement the largest clearance
zone (E12, 454 kg (1,001 lbs)) prior to
detonation.
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TABLE 55—LEVEL B HARASSMENT AND CLEARANCE ZONES (IN METERS (m)) DURING UXO/MEC DETONATIONS IN THE
EXPORT CABLE CORRIDOR (ECC) AND LEASE AREA (LA), BY CHARGE WEIGHT AND ASSUMING 10 dB OF SOUND ATTENUATION
Low-frequency
cetaceans
UXO/MEC charge weights
ECC
Mid-frequency
cetaceans
LA
ECC
PAM Clearance Zone 1 .....................................................................
E4 (2.3 kg):
Level B harassment (m) ............................................................
Clearance Zone (m) ...................................................................
E6 (9.1 kg):
Level B harassment (m) ............................................................
Clearance Zone (m) ...................................................................
E8 (45.5 kg):
Level B harassment (m) ............................................................
Clearance Zone (m) ...................................................................
E10 (227 kg):
Level B harassment (m) ............................................................
Clearance Zone (m) ...................................................................
E12 (454 kg):
Level B harassment (m) ............................................................
Clearance Zone (m) ...................................................................
High-frequency
cetaceans
LA
ECC
Phocid
pinnipeds
LA
ECC
LA
15 km
2,800
800
2,900
400
500
100
500
50
6,200
2,500
6,200
2,200
1,300
300
1,500
100
4,500
1,500
4,700
800
800
200
800
50
7,900
3,500
8,000
3,200
2,200
500
2,400
200
7,300
2,900
7,500
1,800
1,300
300
1,300
100
10,100
4,900
10,300
4,900
3,900
1,000
3,900
600
10,300
4,200
10,500
3,400
2,100
500
2,200
300
12,600
6,600
12,900
7,200
6,000
1,900
6,000
1,200
11,800
4,900
11,900
4,300
2,500
600
2,600
400
13,700
7,400
14,100
8,700
7,100
2,600
7,000
1,600
1 The PAM system used during clearance must be designed to detect marine mammal vocalizations, maximize baleen whale detections, and must be capable of
detecting North Atlantic right whales at 15 km (9.3 mi). NMFS recognizes that detectability of each species’ vocalizations will vary based on vocalization characteristics (e.g., frequency content, source level), acoustic propagation conditions, and competing noise sources), such that other marine mammal species (e.g., harbor porpoise) may not be detected at 10 km (6.2 mi) or 15 km (9.3 mi).
For an HRG survey clearance process
that had begun in conditions with good
visibility, including via the use of night
vision equipment (i.e., IR/thermal
camera), and during which the Lead
PSO has determined that the clearance
zones (table 56) are clear of marine
mammals, survey operations would be
allowed to commence (i.e., no delay is
required) despite periods of inclement
weather and/or loss of daylight.
TABLE 56—LEVEL B HARASSMENT THRESHOLD RANGES AND MITIGATION ZONES DURING HRG SURVEYS
Level B
harassment zone
boomer/sparker
(m)
Species
North Atlantic right whale ............................................................
Other baleen whales 1 ..................................................................
Mid-frequency cetaceans 2 ...........................................................
High-frequency cetaceans ...........................................................
Phocid Pinnipeds .........................................................................
Level B
harassment zone
CHIRPs
(m)
141
141
141
141
Clearance zone
(m)
48
48
48
48
500
100
100
100
100
Shutdown zone
(m)
500
100
1 100
100
100
1 Baleen
2 An
whales other the North Atlantic right whale.
exception is noted for bow-riding delphinids of the following genera: Delphinus, Stenella, Lagenorhynchus, and Tursiops.
For any other in-water construction
heavy machinery activities (e.g.,
trenching, cable laying, etc.), if a marine
mammal is on a path towards or comes
within 10 m (32.8 ft) of equipment,
SouthCoast Wind would be required to
delay or cease operations until the
marine mammal has moved more than
10 m (32.8 ft) on a path away from the
activity to avoid direct interaction with
equipment.
lotter on DSK11XQN23PROD with PROPOSALS2
Soft-Start and Ramp-Up
The use of a soft-start for impact pile
driving or ramp-up for HRG surveys
procedures are employed to provide
additional protection to marine
mammals by warning them or providing
them with a chance to leave the area
prior to the impact hammer or HRG
equipment operating at full capacity.
Soft-start typically involves initiating
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hammer operation at a reduced energy
level, relative to the full operating
capacity, followed by a waiting period.
It is difficult to specify a reduction in
energy for any given hammer because of
variation across drivers and installation
conditions. Typically, NMFS requires a
soft-start procedure of the applicant
performing four to six strikes per minute
at 10 to 20 percent of the maximum
hammer energy, for a minimum of 20
minutes. To allow maximum flexibility
given Project-specific conditions and
any number of safety issues, particularly
if pile driving stops before target pile
penetration depth is reached, which
may result in pile refusal, general softstart requirements are incorporated into
the proposed regulatory text at proposed
section 217.334(c)(6) but specific softstart protocols considering final
construction design details, including
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site-specific soil properties and other
considerations, would be identified in
their Pile Driving Monitoring Plan,
which SouthCoast would submit to
NMFS for approval prior to begin
foundation installation.
HRG survey operators are required to
ramp-up sources when the acoustic
sources are used unless the equipment
operates on a binary on/off switch. The
ramp-up would involve starting from
the smallest setting to the operating
level over a period of approximately 30
minutes.
Soft-start and ramp-up would be
required at the beginning of each day’s
activity and at any time following a
cessation of activity of 30 minutes or
longer. Prior to soft-start or ramp-up
beginning, the operator must receive
confirmation from the PSO that the
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clearance zone is clear of any marine
mammals.
lotter on DSK11XQN23PROD with PROPOSALS2
Fishery Monitoring Surveys
While the likelihood of SouthCoast
Wind’s fishery monitoring surveys
impacting marine mammals is minimal,
NMFS is proposing to require
SouthCoast Wind to adhere to gear and
vessel mitigation measures to reduce the
risk of gear interaction to de minimis
levels. In addition, all crew undertaking
the fishery monitoring survey activities
would be required to receive protected
species identification training prior to
activities occurring and attend the
aforementioned onboarding training.
The specific requirements that NMFS is
proposing for the fishery monitoring
surveys can be found in the proposed
regulatory text in proposed section
217.334(f).
Based on our evaluation of the
mitigation measures, as well as other
measures considered by NMFS, NMFS
has preliminarily determined that these
measures will provide the means of
affecting the least practicable adverse
impact on the affected species or stocks
and their habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance.
Proposed Monitoring and Reporting
In order to promulgate a rulemaking
for an activity, section 101(a)(5)(A) of
the MMPA states that NMFS must set
forth requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104 (a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the project area. Effective
reporting is critical both to compliance
as well as ensuring that the most value
is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (i.e., individual or
cumulative, acute or chronic), through
better understanding of: (1) action or
environment (e.g., source
characterization, propagation, ambient
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noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (i.e., behavioral or
physiological) to acoustic stressors (i.e.,
acute, chronic, or cumulative), other
stressors, or cumulative impacts from
multiple stressors;
• How anticipated responses to
stressors impact either: (1) long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and/or
• Mitigation and monitoring
effectiveness.
Separately, monitoring is also
regularly used to support mitigation
implementation (i.e., mitigation
monitoring) and monitoring plans
typically include measures that both
support mitigation implementation and
increase our understanding of the
impacts of the activity on marine
mammals.
North Atlantic Right Whale Awareness
Monitoring
SouthCoast Wind must use available
sources of information on North
Atlantic right whale presence,
including, but not limited to, daily
monitoring of the Right Whale Sightings
Advisory System, Whale Alert, and
monitoring of U.S. Coast Guard very
high frequency (VHF) Channel 16
throughout each day to receive
notifications of any sightings and
information associated with any
regulatory management actions (e.g.,
establishment of a zone identifying the
need to reduce vessel speeds).
Maintaining frequent daily awareness of
North Atlantic right whale presence in
the area through SouthCoast’s ongoing
visual and passive acoustic monitoring
efforts and opportunistic data sources
(outside of SouthCoast Wind’s efforts)
and subsequent coordination for
disseminating that information across
Project personnel affords increased
protection of North Atlantic right
whales by alerting project personnel and
the marine mammal monitoring team to
a higher likelihood of encountering a
North Atlantic right whale, potentially
increasing the efficacy of mitigation and
vessel strike avoidance efforts. Finally,
at least one PAM operator must review
available passive acoustic data collected
in the project area within at least the 24
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hours, the duration recommended by
Davis et al. (2023), prior to foundation
installation or any UXO/MEC
detonations to identify detections of
North Atlantic right whales and convey
that information to project personnel
(e.g., vessel operators and crew, PSOs).
In addition to utilizing available
sources of information on marine
mammal presence as described above,
SouthCoast would be required to
employ and utilize a marine mammal
visual monitoring team to monitor
throughout (i.e., before, during, and
after) all specified activities (i.e.,
foundation installation, UXO/MEC
detonation, and HRG surveys)
consisting of NMFS-approved vesselbased PSOs and trained lookouts on all
vessels, and PAM operator(s) to monitor
throughout foundation installation and
UXO/MEC detonation. Visual
observations and acoustic detections
would be used to support the activityspecific mitigation measures (e.g.,
clearance zones). To increase
understanding of the impacts of the
activity on marine mammals, PSOs must
record all incidents of marine mammal
occurrence at any distance from the
piling locations, near the HRG acoustic
sources, and during UXO/MEC
detonations. PSOs would document all
behaviors and behavioral changes, in
concert with distance from an acoustic
source. Further, SFV during foundation
installation and UXO/MEC detonation is
required to ensure compliance and that
the potential impacts are within the
bounds of that analyzed. The required
monitoring, including PSO and PAM
Operator qualifications, is described
below, beginning with PSO measures
that are applicable to all the
aforementioned activities and PAM (for
specific activities).
Protected Species Observer and PAM
Operator Requirements
SouthCoast Wind would be required
to employ NMFS-approved PSOs and
PAM operators for certain activities.
PSOs are trained professionals who are
tasked with visually monitoring for
marine mammals during pile driving,
UXO/MEC detonations, and HRG
surveys. The primary purpose of a PSO
is to carry out the monitoring, collect
data, and, when appropriate, call for the
implementation of mitigation measures.
In addition to visual observations,
NMFS would require SouthCoast Wind
to conduct real-time acoustic
monitoring by PAM operators during
foundation pile driving, UXO/MEC
detonation, and vessel transit over 10
knots (18.5 km/hr).
The inclusion of PAM, which would
be conducted by NMFS-approved PAM
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operators utilizing standardized
measurement, processing, reporting, and
metadata methods and metrics for
offshore wind, combined with visual
data collection, is a valuable way to
provide the most accurate record of
species presence as possible and,
together, these two monitoring methods
are well understood to provide best
results when combined together (e.g.,
Barlow and Taylor, 2005; Clark et al.,
2010; Gerrodette et al., 2011; Van Parijs
et al., 2021). Acoustic monitoring (in
addition to visual monitoring) increases
the likelihood of detecting marine
mammals, if they are vocalizing, within
the shutdown and clearance zones of
project activities, which when applied
in combination of required shutdowns
helps to further reduce the risk of
marine mammals being exposed to
sound levels that could otherwise result
in acoustic injury or more intense
behavioral harassment. The exact
configuration and number of PAM
systems depends on the size of the
zone(s) being monitored, the amount of
noise expected in the area, and the
characteristics of the signals being
monitored.
The exact configuration and number
of PAM systems depends on the size of
the zone(s) being monitored, the amount
of noise expected in the area, and the
characteristics of the signals being
monitored. More closely-spaced
hydrophones would allow for more
directionality and range to the
vocalizing marine mammals. Larger
baleen cetacean species (i.e.,
mysticetes), which produce loud and
lower-frequency vocalizations, may be
able to be heard with fewer
hydrophones spaced at greater
distances. However, detection of smaller
cetaceans (e.g., mid-frequency
delphinids; odontocetes) may
necessitate more hydrophones and to be
spaced closer together given the shorter
range of the shorter, mid-frequency
acoustic signals (e.g., whistles and
echolocation clicks). As there are no
‘‘perfect fit’’ single-optimal-array
configurations, these set-ups would
need to be considered on a case-by-case
basis.
NMFS does not formally administer
any PSO or PAM operator training
programs or endorse specific providers
but would approve PSOs and PAM
operators that have successfully
completed courses that meet the
curriculum and training requirements
referenced below and/or demonstrate
experience. PSOs would be allowed to
act as PAM operators or PSOs (but not
simultaneously) as long as they
demonstrate that their training and
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experience are sufficient to perform
each task.
NMFS would provide PSO and PAM
operator approval, if the candidate is
qualified, to ensure that PSOs and PAM
operators have the necessary training
and/or experience to carry out their
duties competently. NMFS may approve
PSOs and PAM operators as conditional
or unconditional. A conditionallyapproved PSO may be one who has
completed training in the last 5 years
but has not yet attained the requisite
field experience. An unconditionally
approved PSO is one who has
completed training within the last 5
years (or completed training earlier but
has demonstrated recent experience
acting as a PSO) and attained the
necessary experience (i.e., demonstrate
experience with monitoring for marine
mammals at clearance and shutdown
zone sizes similar to those produced
during the respective activity). The
specific requirements for conditional
and unconditional approval can be
found in the proposed regulatory text in
proposed section 217.335(a)(7). PSOs
and PAM operators for pile driving and
UXO/MEC detonation must be
unconditionally approved. PSOs for
HRG surveys may be conditionally or
unconditionally approved; however,
conditionally-approved PSOs must be
paired with an unconditional-approved
PSO to ensure that the quality of marine
mammal observations and data
recording is kept consistent.
At least one PSO and PAM operator
per platform must be designated as a
Lead. To qualify as a Lead PSO or PAM
operator, the person must be
unconditionally approved and
demonstrate that they have a minimum
of 90 days of at-sea experience
monitoring marine mammals in the
specific role, with the conclusion of the
most recent relevant experience not
more than 18 months previous to
deployment. The person must also have
experience specifically monitoring
baleen whale species;
SouthCoast Wind must submit a list
of previously approved PSOs and PAM
operators to NMFS Office of Protected
Resources for review and confirmation
of their approval for specific roles at
least 30 days prior to commencement of
the activities requiring PSOs and PAM
operators or 15 days prior to when new,
previously approved PSOs and PAM
operators are required after activities
have commenced. For prospective PSOs
and PAM operators not previously
approved or for PSOs and PAM
operators whose approval is not current,
SouthCoast Wind must submit resumes
for approval to NMFS at least 60 days
prior to PSO and PAM operator use.
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Resumes must include information
related to roles for which approval is
being sought, relevant education,
experience, and training, including
dates, duration, location, and
description of prior PSO or PAM
operator experience. Resumes must be
accompanied by relevant
documentation of successful completion
of necessary training.
The number of PSOs and PAM
operators that would be required to
actively observe for the presence of
marine mammals are specific to each
activity, as are the types of equipment
required (e.g., big eyes on the pile
driving vessel; acoustic buoys) to
increase marine mammal detection
capabilities. A minimum of three onduty PSOs per platform (e.g., pile
driving vessel, dedicated PSO vessel)
would conduct monitoring before,
during, and after foundation
installations and UXO/MEC
detonations. A minimum number of
PAM operators would be required to
actively monitor for marine mammal
acoustic detections for these activities;
this number would be based on the
PAM systems and specified in the PAM
Plan SouthCoast would submit for
NMFS approval prior to the start of inwater activities. At least one PSO must
be on-duty during HRG surveys
conducted during daylight hours; and at
least two PSOs must be on-duty during
HRG surveys conducted during
nighttime. NMFS would not require
PAM or PAM operators during HRG
surveys.
The number of platforms from which
the required number of PSOs would
conduct monitoring depends on the
activity and timeframe. Within the
NARW EMA from June 1–August 15 and
outside the NARW EMA June 1–
November 30, SouthCoast would
conduct monitoring before, during, and
after foundation installation from three
dedicated PSO monitoring vessels, in
addition to the pile driving platform.
Within the NARW EMA from August
16–October 15 and outside the NARW
EMA May 16–May 31 and December 1–
31 (if NMFS approved SouthCoast’s
request for allowance to install
foundations in December), PSOs would
monitor from four dedicated PSO
vessels and the pile driving vessel (i.e.,
five platforms total). The number of
monitoring platforms required for UXO/
MEC detonations depends on the charge
weight. For detonation of lower charge
weight (E4–E8) UXO/MECs, SouthCoast
would conduct monitoring from the
main activity platform and a dedicated
PSO monitoring platform. If, after
attempting all methods of UXO/MEC
disposal, SouthCoast must detonate a
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heavier charge weight UXO/MEC (i.e.,
E10 or E12) that is predicted to result in
a larger ensonified zone (i.e., >5 km),
additional monitoring platforms (i.e.,
vessel, plane) would be required. During
HRG surveys, PSOs would conduct
monitoring from the survey vessels. In
addition to monitoring duties, PSOs and
PAM operators are responsible for data
collection. The data collected by PSO
and PAM operators and subsequent
analysis provide the necessary
information to inform an estimate of the
number of take that occurred during the
project, better understand the impacts of
the project on marine mammals, address
the effectiveness of monitoring and
mitigation measures, and to adaptively
manage activities and mitigation in the
future. Data reported includes
information on marine mammal
sightings, activity occurring at time of
sighting, monitoring conditions, and if
mitigative actions were taken. Specific
data collection requirements are
contained within the regulations at the
end of this rulemaking.
SouthCoast Wind would be required
to submit Pile Driving and UXO/MEC
Detonation Marine Mammal Monitoring
Plans and a PAM Plan to NMFS 180
days in advance of foundation
installation and UXO/MEC detonation.
The Plans must include details
regarding PSO and PAM monitoring
protocols and equipment proposed for
use, as described in the draft LOA
available at https://www.fisheries.
noaa.gov/action/incidental-takeauthorization-southcoast-wind-llcconstruction-southcoast-wind-offshorewind. More specifically, the PAM Plan
must, among other things, include a
description of all proposed PAM
equipment, address how the proposed
passive acoustic monitoring must follow
standardized measurement, processing
methods, reporting metrics, and
metadata standards for offshore wind as
described in NOAA and BOEM
Minimum Recommendations for Use of
Passive Acoustic Listening Systems in
Offshore Wind Energy Development
Monitoring and Mitigation Programs
(Van Parijs et al., 2021). NMFS must
approve the Plans prior to foundation
installation activities or UXO/MEC
detonation commencing.
Sound Field Verification (SFV)
SouthCoast would be required to
conduct SFV measurements during all
foundation installations and all UXO/
MEC detonations. At minimum, the first
three monopile foundations and four
pin piles must be monitored with
Thorough SFV (T–SFV), which requires,
at minimum, measurements at four
locations along one transect from the
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pile with each recorder equipped with
two hydrophones as well as an
additional recorder at a 90 degrees from
the transect (total of 10 hydrophones).
For example, SouthCoast would deploy
acoustic recorders at positions 750 m
(2,460.6 ft), 1500 m (4,921.3 ft)), 3000 m
(9,842.5 ft), and 10,000 m (32,808.4 ft)
in a single linear array due south and
another acoustic recorder due east of the
foundation installation location. SFV
protocols for impact pile driving, can be
found in ISO 18406 Underwater
acoustics—Measurement of radiated
underwater sound from percussive pile
driving (2017). T–SFV measurements
must continue until at least three
consecutive piles demonstrate distances
to thresholds are at or below those
modeled assuming 10 dB of attenuation.
Subsequent T–SFV measurements are
also required should larger piles be
installed or additional piles be driven
that are anticipated to produce longer
distances to harassment isopleths than
those previously measured (e.g., higher
hammer energy, greater number of
strikes, etc.). The required reporting
metrics associated with T–SFV can be
found in the draft LOA. The
requirements are extensive to ensure
monitoring is conducted appropriately
and the reporting (i.e., communicating
monitoring results to NMFS) is frequent
to ensure SouthCoast is making any
necessary adjustments quickly (e.g.,
ensure bubble curtain hose
maintenance, check bubble curtain air
pressure supply, add additional sound
attenuation) to ensure impacts to marine
mammals are not above those
considered in this analysis. SouthCoast
would be required to conduct
abbreviated SFV (A–SFV) on all piles
for which T–SFV is not conducted; the
reporting requirements and frequency of
reporting can be found in the proposed
regulatory text at proposed section
217.334(c)(20). SouthCoastWind must
also conduct SFV during operations to
better understand the sound fields and
potential impacts on marine mammals
associated with turbine operations.
Reporting
Prior to any construction activities
occurring, SouthCoast would be
required to provide a report to NMFS
Office of Protected Resources that
demonstrates that all SouthCoast
personnel, including the vessel crews,
vessel captains, PSOs, and PAM
operators have completed all required
trainings.
NMFS would require standardized
and frequent reporting from SouthCoast
Wind during the life of the regulations
and LOA. All data collected relating to
the Project would be recorded using
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industry-standard software (e.g.,
Mysticetus or a similar software)
installed on field laptops and/or tablets.
SouthCoast Wind is required to submit
weekly, monthly, annual, and
situational, and final reports. The
specifics of what we require to be
reported can be found in the proposed
regulatory text at proposed section
217.335(c).
Weekly Report—During foundation
installation activities, SouthCoast would
be required to compile and submit
weekly marine mammal monitoring
reports for foundation installation pile
driving to NMFS Office of Protected
Resources that document the daily start
and stop of all pile-driving activities,
the start and stop of associated
observation periods by PSOs, details on
the deployment of PSOs, a record of all
detections of marine mammals (acoustic
and visual), any mitigation actions (or if
mitigation actions could not be taken,
provide reasons why), and details on the
noise abatement system(s) (e.g., system
type, distance deployed from the pile,
bubble rate, etc.), and A–SFV results.
Weekly reports will be due on
Wednesday for the previous week
(Sunday to Saturday). The weekly
reports are also required to identify
which turbines become operational and
when (a map must be provided). Once
all foundation pile installation is
complete, weekly reports would no
longer be required.
Monthly Report—SouthCoast would
be required to compile and submit
monthly reports to NMFS Office of
Protected Resources that include a
summary of all information in the
weekly reports, including project
activities carried out in the previous
month, vessel transits (number, type of
vessel, and route), number of piles
installed, all detections of marine
mammals, and any mitigative actions
taken. Monthly reports would be due on
the 15th of the month for the previous
month. The monthly report would also
identify which turbines become
operational and when, and a map must
be provided. Once all foundation pile
installation is complete, monthly
reports would no longer be required.
Annual Reporting—SouthCoast is
required to submit an annual marine
mammal monitoring (including visual
and acoustic observations of marine
mammals) report to NMFS Office of
Protected Resources by March 31st,
annually, describing in detail all of the
information required in the monitoring
section above for the previous calendar
year. A final annual report must be
prepared and submitted within 30
calendar days following receipt of any
NMFS comments on the draft report.
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Final Reporting—SouthCoast must
submit its draft 5-year report(s) to NMFS
Office of Protected Resources. The
report must contain, but is not limited
to, a description of activities conducted
(including GIS files where relevant), and
all visual and acoustic monitoring,
including all SFV and monitoring
effectiveness, conducted under the LOA
within 90 calendar days of the
completion of activities occurring under
the LOA. A final 5-year report must be
prepared and submitted within 60
calendar days following receipt of any
NMFS comments on the draft report.
Situational Reporting—Specific
situations encountered during the
development of the Project requires
immediate reporting. For instance, if a
North Atlantic right whale is observed
at any time by PSOs or project
personnel, the sighting must be
immediately (if not feasible, as soon as
possible and no longer than 24 hours
after the sighting) reported to NMFS. If
a North Atlantic right whale is
acoustically detected at any time via a
project-related PAM system, the
detection must be reported as soon as
possible and no longer than 24 hours
after the detection to NMFS via the 24hour North Atlantic right whale
Detection Template (https://
www.fisheries.noaa.gov/resource/
document/passive-acoustic-reportingsystem-templates). Calling the hotline is
not necessary when reporting PAM
detections via the template.
If a sighting of a stranded, entangled,
injured, or dead marine mammal occurs,
the sighting would be reported to NMFS
Office of Protected Resources, the NMFS
Greater Atlantic Stranding Coordinator
for the New England/Mid-Atlantic area
(866–755–6622), and the U.S. Coast
Guard within 24 hours. If the injury or
death was caused by a project activity,
SouthCoast Wind must immediately
cease all activities until NMFS Office of
Protected Resources is able to review
the circumstances of the incident and
determine what, if any, additional
measures are appropriate to ensure
compliance with the terms of the LOA.
NMFS Office of Protected Resources
may impose additional measures to
minimize the likelihood of further
prohibited take and ensure MMPA
compliance. SouthCoast may not
resume their activities until notified by
NMFS Office of Protected Resources.
In the event of a vessel strike of a
marine mammal by any vessel
associated with the Project, SouthCoast
Wind must immediately report the
strike incident. If the strike occurs in the
Greater Atlantic Region (Maine to
Virginia), SouthCoast must call the
NMFS Greater Atlantic Stranding
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Hotline. Separately, SouthCoast must
also and immediately report the
incident to NMFS Office of Protected
Resources and GARFO. SouthCoast
must immediately cease all on-water
activities until NMFS Office of
Protected Resources is able to review
the circumstances of the incident and
determine what, if any, additional
measures are appropriate to ensure
compliance with the terms of the LOA.
NMFS Office of Protected Resources
may impose additional measures to
minimize the likelihood of further
prohibited take and ensure MMPA
compliance. SouthCoast Wind may not
resume their activities until notified by
NMFS.
In the event of any lost gear associated
with the fishery surveys, SouthCoast
must report to the GARFO as soon as
possible or within 24 hours of the
documented time of missing or lost gear.
This report must include information on
any markings on the gear and any efforts
undertaken or planned to recover the
gear.
The specifics of what NMFS Office of
Protected Resources proposes to require
to be reported are included in the draft
LOA.
Sound Field Verification—SouthCoast
is required to submit interim T–SFV
reports after each foundation
installation and UXO/MEC detonation
as soon as possible but no later than 48
hours after monitoring of each activity
is complete. Reports for A–SFV must be
included in the weekly monitoring
reports. The final SFV report (including
both A–SFV and T–SFV results) for all
foundation installations and UXO/MEC
detonations would be required within
90 days following completion of sound
field verification monitoring.
Adaptive Management
The regulations governing the take of
marine mammals incidental to
SouthCoast’s construction activities
contain an adaptive management
component. Our understanding of the
effects of offshore wind construction
activities (e.g., acoustic and explosive
stressors) on marine mammals
continues to evolve, which makes the
inclusion of an adaptive management
component both valuable and necessary
within the context of 5-year regulations.
The monitoring and reporting
requirements in this proposed rule will
provide NMFS with information that
helps us to better understand the
impacts of the project’s activities on
marine mammals and informs our
consideration of whether any changes to
mitigation and monitoring are
appropriate. The use of adaptive
management allows NMFS to consider
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new information and modify mitigation,
monitoring, or reporting requirements,
as appropriate, with input from
SouthCoast regarding practicability, if
such modifications will have a
reasonable likelihood of more
effectively accomplishing the goals of
the measures.
The following are some of the
possible sources of new information to
be considered through the adaptive
management process: (1) results from
monitoring reports, including the
weekly, monthly, situational, and
annual reports required; (2) results from
research on marine mammals, noise
impacts, or other related topics; and (3)
any information that reveals that marine
mammals may have been taken in a
manner, extent, or number not
authorized by these regulations or
subsequent LOA. Adaptive management
decisions may be made at any time, as
new information warrants it. NMFS may
consult with SouthCoast Wind
regarding the practicability of the
modifications.
Preliminary Negligible Impact Analysis
and Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
by mortality, serious injury, Level A
harassment and Level B harassment, we
consider other factors, such as the likely
nature of any behavioral responses (e.g.,
intensity, duration), the context of any
such responses (e.g., critical
reproductive time or location,
migration) as well as effects on habitat
and the likely effectiveness of
mitigation. We also assess the number,
intensity, and context of estimated takes
by evaluating this information relative
to population status. Consistent with the
1989 preamble for NMFS’ implementing
regulations (54 FR 40338, September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
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sources of human-caused mortality, or
ambient noise levels).
In the Estimated Take section, we
estimated the maximum number of
takes, by Level A harassment and Level
B harassment, of marine mammal
species and stocks that could occur
incidental to SouthCoast’s specified
activities. The impact on the affected
species and stock that any given take
may have is dependent on many casespecific factors that need to be
considered in the negligible impact
analysis (e.g., the context of behavioral
exposures such as duration or intensity
of a disturbance, the health of impacted
animals, the status of a species that
incurs fitness-level impacts to
individuals, etc.). In this proposed rule,
we evaluate the likely impacts of the
enumerated harassment takes that are
proposed for authorization, in
consideration of the context in which
the predicted takes would occur. We
also collectively evaluate this
information as well as other more taxaspecific information and mitigation
measure effectiveness in group-specific
discussions that support our
preliminary negligible impact
determinations for each stock. No
serious injury or mortality is expected
or proposed for authorization for any
species or stock.
The Description of the Specified
Activities section describes
SouthCoast’s specified activities that
may result in the take of marine
mammals and an estimated schedule for
conducting those activities. SouthCoast
has provided a realistic construction
schedule, although we recognize
schedules may shift for a variety of
reasons (e.g., weather or supply delays).
For each species, the maximum number
of annual takes proposed for
authorization is based on the pile
driving scenario for each year (table X)
that resulted in the highest number of
Level B harassment takes for a given
species. The 5-year total number of
takes proposed for authorization is
based on installation of Project 1
Scenario 1 in a single year and Project
2 Scenario 2 in a single year. The total
number of authorized takes would not
exceed the maximum annual totals in
any given year or the 5-year total take
specified in tables 53 and 52,
respectively.
We base our analysis and preliminary
negligible impact determination on the
maximum number of takes that are
proposed for authorization in any given
year and the total takes proposed for
authorization across the 5-year effective
period of these regulations, if issued, as
well as extensive qualitative
consideration of other contextual factors
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that influence the severity and nature of
impacts on affected individuals and the
number and context of the individuals
affected. As stated before, the number of
takes, both maximum annual and 5-year
totals, alone are only a part of the
analysis.
To avoid repetition, we provide some
general analysis in this Negligible
Impact Analysis and Determination
section that applies to all the species
listed in table 5, given that some of the
anticipated effects of SouthCoast Wind’s
specified activities on marine mammals
are expected to be relatively similar in
nature. Then, we subdivide into more
detailed discussions for mysticetes,
odontocetes, and pinnipeds, which have
broad life history traits that support an
overarching discussion of some factors
considered within the analysis for those
groups (e.g., habitat-use patterns, highlevel differences in feeding strategies).
Last, we provide a preliminary
negligible impact determination for each
species or stock, providing information
relevant to our analysis, where
appropriate. Organizing our analysis by
grouping species or stocks that share
common traits or that would respond
similarly to effects of SouthCoast’s
activities and then providing species- or
stock-specific information allows us to
avoid duplication while ensuring that
we have analyzed the effects of the
specified activities on each affected
species or stock. It is important to note
that for all species or stocks, the
majority of the impacts are associated
with WTG and OSP foundation
installation, which would occur over 2
years per SouthCoast’s schedule (tables
19–23). The maximum annual take for
each species or stock would occur
during construction of Project 2. The
number of takes proposed for
authorization by NMFS in other years
would be notably less.
As described previously, no serious
injury or mortality is anticipated or
proposed for authorization. Nonauditory injury (e.g., lung injury or
gastrointestinal injury from UXO/MEC
detonation) is also not anticipated due
to the proposed mitigation measures
and would not be authorized in any
LOA issued under this rule. Any Level
A harassment authorized would be in
the form of auditory injury (i.e., PTS).
Behavioral Disturbance
In general, NMFS anticipates that
impacts on an individual that has been
harassed are likely to be more intense
when exposed to higher received levels
and for a longer duration (though this is
not a strictly linear relationship for
behavioral effects across species,
individuals, or circumstances) and less
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severe impacts result when exposed to
lower received levels and for a brief
duration. However, there is also growing
evidence of the importance of
contextual factors, such as distance from
a source in predicting marine mammal
behavioral response to sound—i.e.,
sounds of a similar level emanating
from a more distant source have been
shown to be less likely to evoke a
response of equal magnitude (e.g.,
DeRuiter and Doukara, 2012; Falcone et
al., 2017). As described in the Potential
Effects to Marine Mammals and their
Habitat section, the intensity and
duration of any impact resulting from
exposure to SouthCoast’s activities is
dependent upon a number of contextual
factors including, but not limited to,
sound source frequencies, whether the
sound source is stationary or moving
towards the animal, hearing ranges of
marine mammals, behavioral state at
time of exposure, status of individual
exposed (e.g., reproductive status, age
class, health) and an individual’s
experience with similar sound sources.
Southall et al. (2021), Ellison et al.
(2012), and Moore and Barlow (2013),
among others, emphasize the
importance of context (e.g., behavioral
state of the animals, distance from the
sound source) in evaluating behavioral
responses of marine mammals to
acoustic sources. Harassment of marine
mammals may result in behavioral
modifications (e.g., avoidance,
temporary cessation of foraging or
communicating, changes in respiration
or group dynamics, masking) or may
result in auditory impacts such as
hearing loss. In addition, some of the
lower level physiological stress
responses (e.g., change in respiration,
change in heart rate) discussed
previously would likely co-occur with
the behavioral modifications, although
these physiological responses are more
difficult to detect and fewer data exist
relating these responses to specific
received levels of sound. Level B
harassment takes, then, may have a
stress-related physiological component
as well; however, we would not expect
SouthCoast’s activities to produce
conditions of long-term and continuous
exposure to noise leading to long-term
physiological stress responses in marine
mammals that could affect reproduction
or survival.
In the range of exposure intensities
that might result in Level B harassment
(which by nature of the way it is
modeled/counted, occurs within one
day), the less severe end might include
exposure to comparatively lower levels
of a sound, at a greater distance from the
animal, for a few or several minutes. A
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less severe exposure of this nature could
result in a behavioral response such as
avoiding a small area that an animal
would otherwise have chosen to move
through or feed in for some number of
time, or breaking off one or a few
feeding bouts. More severe effects could
occur if an animal receives
comparatively higher levels at very
close distances, is exposed continuously
to one source for a longer time, or is
exposed intermittently throughout a
day. Such exposure might result in an
animal having a more severe avoidance
response and leaving a larger area for an
extended duration, potentially, for
example, losing feeding opportunities
for a day or more. Given the extensive
mitigation and monitoring measures
included in this rule, we anticipate
severe behavioral effects to be
minimized to the extent practicable.
Many species perform vital functions,
such as feeding, resting, traveling, and
socializing on a diel cycle (24-hour
cycle). Behavioral reactions to noise
exposure, when taking place in a
biologically important context, such as
disruption of critical life functions,
displacement, or avoidance of important
habitat, are more likely to be significant
if they last more than one day or recur
on subsequent days (Southall et al.,
2007) due to diel and lunar patterns in
diving and foraging behaviors observed
in many cetaceans (Baird et al., 2008;
Barlow et al., 2020; Henderson et al.,
2016, Schorr et al., 2014). It is important
to note the water depth in the Lease
Area and ECCs is shallow ranging from
0–41.5 in the ECCs and 37.1–63.4 in the
Lease Area) and deep-diving species,
such as sperm whales, are not expected
to be engaging in deep foraging dives
when exposed to noise above NMFS
harassment thresholds during the
specified activities. Therefore, we do
not anticipate foraging behavior in deep
water to be impacted by the specified
activities.
It is important to identify that the
estimated number of takes for each stock
does not necessarily equate to the
number of individual marine mammals
expected to be harassed (which may be
lower, depending on the circumstances),
but rather to the instances of take that
may occur. These instances may
represent either brief exposures of
seconds for UXO/MEC detonations,
seconds to minutes for HRG surveys, or,
in some cases, longer durations of
exposure within (but not exceeding) a
day (e.g., pile driving). Some members
of a species or stock may experience one
exposure (i.e., be taken on one day) as
they move through an area, while other
individuals may experience recurring
instances of take over multiple days
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throughout the year, in which case the
number of individuals taken is smaller
than the number of takes proposed for
authorization for that species or stock.
For species that are more likely to be
migrating through the area and/or for
which only a comparatively smaller
number of takes are predicted (e.g.,
some of the mysticetes), it is more likely
that each take represents a different
individual. However, for non-migrating
species or stocks with larger numbers of
predicted take, we expect that the total
anticipated takes represent exposures of
a smaller number of individuals of
which some would be taken across
multiple days.
For the SouthCoast Project, impact
pile driving of foundation piles is most
likely to result in a higher magnitude
and severity of behavioral disturbance
than other activities (i.e., vibratory pile
driving, UXO/MEC detonations, and
HRG surveys). Impact pile driving has
higher source levels than vibratory pile
driving and HRG surveys, and produces
much lower frequencies than most HRG
survey equipment, resulting in
significantly greater sound propagation
because lower frequencies typically
propagate further than higher
frequencies. While UXO/MEC
detonations may have higher source
levels than other activities, the number
of UXO/MEC detonations is limited (10
over 5 years) and each produces blast
noise and pressure for an extremely
short period (on the order of a fraction
of a second near the source and seconds
further from the source) as compared to
multiple hours of pile driving or HRG
surveys in a given day.
While foundation installation impact
pile driving is anticipated to result in
the most takes due to high source levels,
pile driving would not occur all day,
every day. Table 2 describes the number
of piles, by pile type and scenario, that
may be driven each day. As described
in the Description of Specified
Activities section, impact driving could
occur for up to 4 hours per monopile
and 2 hours per pin pile. For those piles
also including vibratory driving in
Project 2, the duration of impact driving
would be reduced. If vibratory pile
driving is used to set the pile (Project 2
only), this would be limited to 20
minutes per monopile and 90 minutes
per pin pile. No more than 2 monopiles
or 4 pin piles would be installed each
day for the majority of installations. As
described in the construction schedule
scenarios (Table 2), on 3 or 4 days for
each Project, two installation vessels
would work concurrently to install
WTG foundations and OSP foundations,
further reducing the overall amount of
time during which impact pile driving
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noise is transmitted into marine
mammal habitat. Impacts would be
minimized through implementation of
mitigation measures, including use of a
sound attenuation system, soft-starts,
and the implementation of clearance
and shutdown zones that either delay or
suspend, respectively, pile driving
when marine mammals are detected at
specified distances. Further, given
sufficient notice through the use of softstart, marine mammals are expected to
move away from a pile driving sound
source prior to becoming exposed to
very loud noise levels. The requirement
to couple visual monitoring (using
multiple PSOs) and PAM before and
during all foundation installation and
UXO/MEC detonations will increase the
overall capability to detect marine
mammals and effectively implement
realtime mitigation measures, as
compared to one method alone.
Measures such as the requirement to
apply noise attenuation systems and
implementation of clearance zones also
apply to UXO/MEC detonation(s),
which also have the potential to elicit
TTS and more severe behavioral
reactions; hence, severity of TTS and
behavioral responses, are expected to be
lower than would be the case without
noise mitigation.
Occasional, milder behavioral
reactions are unlikely to cause long-term
consequences for individual animals or
populations. Even if some smaller
subset of the takes are in the form of a
longer (several hours or a day) and more
severe response, if they are not expected
to be repeated over numerous or
sequential days, impacts to individual
fitness are not anticipated. Nearly all
studies and experts agree that infrequent
exposures of a single day or less are
unlikely to impact an individual’s
overall energy budget (Farmer et al.,
2018; Harris et al., 2017; King et al.,
2015; National Academy of Science,
2017; New et al., 2014; Southall et al.,
2007; Villegas-Amtmann et al., 2015).
Further, the effect of disturbance is
strongly influenced by whether it
overlaps with biologically important
habitats when individuals are present—
avoiding biologically important habitats
(which occur in both space and time)
will provide opportunities to
compensate for reduced or lost foraging
(Keen et al., 2021). Importantly, the
seasonal restrictions on pile driving and
UXO/MEC detonation limit take to those
times when species of particular
concern are less likely to be present in
biologically important habitats and, if
present, less likely to be engaged in
critical behaviors such as foraging.
Temporary Threshold Shift (TTS)
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Temporary Threshold Shift (TTS)
TTS is one form of Level B
harassment that marine mammals may
incur through exposure to SouthCoast’s
activities and, as described earlier, the
proposed takes by Level B harassment
may represent takes in the form of
behavioral disturbance, TTS, or both. As
discussed in the Potential Effects to
Marine Mammals and their Habitat
section, in general, TTS can last from a
few minutes to days, be of varying
degree, and occur across different
frequency bandwidths, all of which
determine the severity of the impacts on
the affected individual, which can range
from minor to more severe. Impact and
vibratory pile driving and UXO/MEC
detonations are broadband noise sources
(i.e., produce sound over a wide range
of frequencies) but most of the energy is
concentrated below 1–2 kHz, with a
small amount of energy ranging up to 20
kHz. Low-frequency cetaceans are most
susceptible to noise-induced hearing
loss at lower frequencies, given this is
a frequency band in which they produce
vocalizations to communicate with
conspecifics, we would anticipate the
potential for TTS incidental to pile
driving and detonations to be greater in
this hearing group (i.e., mysticetes)
compared to others (e.g., midfrequency). However, we would not
expect the TTS to span the entire
communication or hearing range of any
species given that the frequencies
produced by these activities do not span
entire hearing ranges for any particular
species. Additionally, though the
frequency range of TTS that marine
mammals might sustain would overlap
with some of the frequency ranges of
their vocalizations and other auditory
cues for the time periods when they are
in the vicinity of the sources, the
frequency range of TTS from
SouthCoast’s pile driving and UXO/
MEC detonation activities would not be
expected to span the entire frequency
range of one vocalization type, much
less span all types of vocalizations or of
all other critical auditory cues for any
given species, much less for long
continuous durations. The proposed
mitigation measures further reduce the
potential for TTS in mysticetes.
Generally, both the degree of TTS and
the duration of TTS would be greater if
the marine mammal is exposed to a
higher level of energy (which would
occur when the peak dB level is higher
or the duration is longer). The threshold
for the onset of TTS was discussed
previously (see Estimated Take). An
animal would have to approach closer
to the source or remain in the vicinity
of the sound source appreciably longer
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to increase the received SEL, which
would be unlikely considering the
proposed mitigation and the nominal
speed of the receiving animal relative to
the stationary sources such as impact
pile driving. The recovery time of TTS
is also of importance when considering
the potential impacts from TTS. In TTS
laboratory studies (as discussed in
Potential Effects of the Specified
Activities on Marine Mammals and
Their Habitat), some using exposures of
almost an hour in duration or up to 217
SEL, almost all individuals recovered
within 1 day (or less, often in minutes)
and we note that while the pile driving
activities last for hours a day, it is
unlikely that most marine mammals
would stay in close proximity to the
source long enough to incur more severe
TTS. UXO/MEC detonation also has the
potential to result in TTS. However,
given the duration of exposure is
extremely short (milliseconds), the
degree of TTS (i.e., the amount of dB
shift) is expected to be small and TTS
duration is expected to be short
(minutes to hours). Overall, given the
few instances in which any individual
might incur TTS, the low degree of TTS
and the short anticipated duration, and
very low likelihood that any TTS would
overlap the entirety of an individual’s
critical hearing range, it is unlikely that
TTS (of the nature expected to result
from SouthCoast’s activities) would
result in behavioral changes or other
impacts that would impact any
individual’s (of any hearing sensitivity)
reproduction or survival.
Permanent Threshold Shift (PTS)
NMFS proposes to authorize a very
small number of take by PTS to some
marine mammals. The numbers of
proposed annual takes by Level A
harassment are relatively low for all
marine mammal stocks and species
(table 51). The only activities incidental
to which we anticipate PTS may occur
is from exposure to impact pile driving
and UXO/MEC detonations, which
produce sounds that are both impulsive
and primarily concentrated in the lower
frequency ranges (below 1 kHz) (David,
2006; Krumpel et al., 2021). PTS would
consist of minor degradation of hearing
capabilities occurring predominantly at
frequencies one-half to one octave above
the frequency of the energy produced by
pile driving or instantaneous UXO/MEC
detonation (i.e., the low-frequency
region below 2 kHz) (Cody and
Johnstone, 1981; McFadden, 1986;
Finneran, 2015), not severe hearing
impairment. If hearing impairment
occurs from either impact pile driving
or UXO/MEC detonation, it is most
likely that the affected animal would
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lose a few decibels in its hearing
sensitivity, which in most cases is not
likely to meaningfully affect its ability
to forage and communicate with
conspecifics.
SouthCoast estimates 10 UXO/MECs
may be detonated and the exposure
analysis conservatively assumes that all
of the UXO/MECs found would consist
of the largest charge weight of UXO/
MEC (E12; 454 kg (1,001 lbs)). However,
it is highly unlikely that all charges
would be the maximum size; thus, the
number of takes by Level A harassment
that may occur incidental to the
detonation of the UXO/MECs is likely
less than what is estimated.
There are no PTS data on cetaceans
and only one instance of PTS being
induced in older harbor seals
(Reichmuth et al., 2019). However,
available TTS data (of mid-frequency
hearing specialists exposed to mid- or
high-frequency sounds (Southall et al.,
2007; NMFS, 2018; Southall et al.,
2019)) suggest that most threshold shifts
occur in the frequency range of the
source up to one octave higher than the
source. We would anticipate a similar
result for PTS. Further, no more than a
small degree of PTS is expected to be
associated with any of the incurred
Level A harassment given it is unlikely
that animals would stay in the close
vicinity of impact pile driving for a
duration long enough to produce more
than a small degree of PTS and given
sufficient notice through use of soft-start
prior to implementation of full hammer
energy during impact pile driving,
marine mammals are expected to move
away from a sound source that is
disturbing prior to it resulting in severe
PTS. Given UXO/MEC detonations are
instantaneous, the potential for PTS is
not a function of duration. NMFS
recognizes the distances to PTS
thresholds may be large for certain
species (e.g., over 8.6 km (28,215 ft)
based on the largest charge weights; see
tables 39–42); however, SouthCoast
would utilize multiple vessels equipped
with at minimum 3 PSOs each as well
as PAM to observe and acoustically
detect marine mammals. A marine
mammal within the PTS zone would
trigger a delay to detonation until the
clearance zones are declared clear of
marine mammals, thereby minimizing
potential for PTS for all marine mammal
species and ensuring that any PTS that
does occur is of a relatively low degree.
Auditory Masking or Communication
Impairment
The ultimate potential impacts of
masking on an individual are similar to
those discussed for TTS (e.g., decreased
ability to communicate, forage
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effectively, or detect predators), but an
important difference is that masking
only occurs during the time of the signal
versus TTS, which continues beyond
the duration of the signal. Also, though,
masking can result from the sum of
exposure to multiple signals, none of
which might individually cause TTS.
Fundamentally, masking is referred to
as a chronic effect because one of the
key potential harmful components of
masking is its duration—the fact that an
animal would have reduced ability to
hear or interpret critical cues becomes
much more likely to cause a problem
the longer it is occurring. Inherent in the
concept of masking is the fact that the
potential for the effect is only present
during the times that the animal and the
source are in close enough proximity for
the effect to occur (and further, this time
period would need to coincide with a
time that the animal was utilizing
sounds at the masked frequency).
As our analysis has indicated, for this
project we expect that impact pile
driving foundations have the greatest
potential to mask marine mammal
signals, and this pile driving may occur
for several, albeit intermittent, hours per
day for multiple days per year. Masking
is fundamentally more of a concern at
lower frequencies (which are pile
driving dominant frequencies) because
low-frequency signals propagate
significantly further than higher
frequencies and because they are more
likely to overlap both the narrower low
frequency calls of mysticetes, as well as
many non-communication cues related
to fish and invertebrate prey, and
geologic sounds that inform navigation.
However, the area in which masking
would occur for all marine mammal
species and stocks (e.g., predominantly
in the vicinity of the foundation pile
being driven) is small relative to the
extent of habitat used by each species
and stock. In summary, the nature of
SouthCoast’s activities, paired with
habitat use patterns by marine
mammals, does not support the
likelihood that the level of masking that
could occur would have the potential to
affect reproductive success or survival.
Impacts on Habitat and Prey
Pile driving associated with
foundation installation or UXO/MEC
detonation may result in impacts to
prey, the extent to which based, in part,
on the specific prey type. While fish and
invertebrate mortality or injury may
occur, it is anticipated that these types
of impacts would be limited to a very
small subset of available prey very close
to the source, and that the
implementation of mitigation measures
(e.g., use of a noise attenuation system
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during pile driving and UXO/MEC
detonation, soft-starts for pile driving)
would limit the severity and extent of
impacts (again, noting UXO/MEC
detonation would be limited to 10
events). Pile driving noise, both impact
and vibratory, UXO.MEC detonations,
and HRG surveys may cause mobile
prey species, primarily fish, to
temporarily leave the area of
disturbance, resulting in temporary
displacement from habitat near the pile
driving or detonation site. For those
HRG acoustic sources used by
SouthCoast that operate at frequencies
that are likely outside the hearing range
of marine mammal prey species, no
effects are anticipated.
Any behavioral avoidance of the
disturbed area by the subset of affected
fish is expected to be localized (i.e., fish
would not travel far from the site of
disturbance) and temporary, thus
piscivorous species (including marine
mammals and some larger fish species),
would still have access to significantly
large areas of prey in foraging habitat in
the nearby vicinity. Repeated exposure
of individual fish to sound and energy
from pile driving or underwater
explosions is not likely, given fish
movement patterns, especially
schooling prey species. The duration of
fish avoidance of an area after pile
driving stops or a UXO/MEC is
detonated is unknown, but it is
anticipated that there would be a rapid
return to normal recruitment,
distribution and behavior following
cessation of the disturbance. Long-term
consequences for fish populations,
including key prey species within the
project area, would not be expected.
Impacts to prey species with limited
self-mobility (e.g., zooplankton) would
also depend on proximity to the
specified activities, without the
potential for avoidance of the activity
site on the same spatial scale as fishes
and other mobile species. However,
impacts to zooplankton, in the context
of availability as marine mammal prey,
from these activities are expected to be
minimal, based on both experimental
data and theoretical modeling of
zooplankton population responses to
airgun noise exposure (see Effects on
Prey section). In general, the rapid
reproductive rate of zooplankton,
coupled with advection of zooplankton
from sources outside of the Lease Area
and ECCs would help support
maintenance of the population in these
areas, should pile driving or detonation
activities result in changes in
physiology impacting limiting
reproduction (e.g., growth suppression)
or mortality of zooplankton. Long-term
impacts to zooplankton populations and
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their habitat from pile driving and
detonation activities in the project area
are not anticipated, thereby limiting
potential impacts to zooplanktivorous
species, including North Atlantic right
whales.
In general, impacts to marine mammal
prey species from construction activities
are expected to be minor and temporary
due to the expected limited daily
duration of individual pile driving
events and few instances (10) of UXO/
MEC detonations. Behavioral changes in
prey in response to construction
activities could temporarily impact
marine mammals’ foraging
opportunities in a limited portion of the
foraging range but, because of the
relatively small area of the habitat that
may be affected at any given time (e.g.,
around a pile being driven) and the
temporary nature of the disturbance on
prey species, the impacts to marine
mammal habitat from construction
activities (i.e., foundation installation,
UXO/MEC detonation, and HRG
surveys) are not expected to cause
significant or long-term negative
consequences.
Cable presence is not anticipated to
impact marine mammal habitat as these
would be buried, and any
electromagnetic fields emanating from
the cables are not anticipated to result
in consequences that would impact
marine mammals’ prey to the extent
they would be unavailable for
consumption.
The physical presence of WTG
foundations and associated scour
protection within the Lease Area would
remain within marine mammal habitat
for approximately 30 years. The
submerged parts of these structures act
as artificial reefs, providing new
habitats and restructuring local ecology,
likely affecting some prey resources that
could benefit many species, including
some marine mammals. Wind turbine
presence and/or operations is, in
general, likely to result in
oceanographic effects in the marine
environment, and may alter aggregations
and distribution of marine mammal
zooplankton prey and other species
through changing the strength of tidal
currents and associated fronts, changes
in stratification, primary production, the
degree of mixing, and stratification in
the water column (Schultze et al., 2020;
Chen et al., 2021; Johnson et al., 2021;
Christiansen et al., 2022; Dorrell et al.,
2022). However, there is significant
uncertainty regarding the extent to and
rate at which changes may occur, how
potential changes might impact various
marine mammal prey species (e.g., fish,
copepods), and how or if impacts to
prey species might result in impacts to
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marine mammal foraging that may result
in fitness consequences.
The project would consist of no more
than 149 foundations supporting 147
WTGs and 2 OSPs in the Lease Area,
which will gradually become
operational (i.e., commissioned)
throughout construction of Project 1 and
Project 2. SouthCoast’s construction
schedule indicates that it is possible
that WTGs would not become
operational until the latter part of the 5year effective period of the rule, if
issued.
Mitigation To Reduce Impacts on All
Species
This proposed rulemaking includes a
variety of mitigation measures designed
to minimize impacts on all marine
mammals, with enhanced measures
focused on North Atlantic right whales
(the latter is described in more detail
below). For impact pile driving of
foundation piles and UXO/MEC
detonations, ten overarching mitigation
and monitoring measures are proposed,
which are intended to reduce both the
number and intensity of marine
mammal takes: (1) seasonal and time of
day work restrictions; (2) use of
multiple PSOs to visually observe for
marine mammals (with any detection
within specifically designated zones
that would trigger a delay or shutdown);
(3) use of PAM to acoustically detect
marine mammals, with a focus on
detecting baleen whales (with any
detection within designated zones
triggering delay or shutdown); (4)
implementation of clearance zones; (5)
implementation of shutdown zones; (6)
use of soft-start; (7) use of noise
attenuation technology; (8) maintaining
situational awareness of marine
mammal presence through the
requirement that any marine mammal
sighting(s) by SouthCoast’s personnel
must be reported to PSOs; (9) sound
field verification monitoring; and (10)
vessel strike avoidance measures to
reduce the risk of a collision with a
marine mammal and vessel. For HRG
surveys, we are requiring six measures:
(1) measures specifically for vessel
strike avoidance; (2) specific
requirements during daytime and
nighttime HRG surveys; (3)
implementation of clearance zones; (4)
implementation of shutdown zones; (5)
use of ramp-up of acoustic sources; and
(6) maintaining situational awareness of
marine mammal presence through the
requirement that any marine mammal
sighting(s) by SouthCoast’s personnel
must be reported to PSOs.
NMFS has proposed mitigation to
reduce the impacts of the specified
activities on the species and stocks to
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the extent practicable. The Proposed
Mitigation section discusses the manner
in which the required mitigation
measures reduce the magnitude and/or
severity of the take of marine mammals.
For pile driving and UXO/MEC
detonations, SouthCoast would be
required to reduce noise levels to the
lowest levels practicable and implement
additional NAS should SFV identify
that measured distances have exceeded
modeled distances to harassment
threshold isopleths, assuming a 10-dB
attenuation. Use of a soft-start during
impact pile driving will allow animals
to move away from the sound source
prior to applying higher hammer energy
levels needed to install the pile (this
anticipated behavior is accounted for in
the take estimates given they represent
installation of the entire pile at various
hammer energy levels, including very
low energy levels). SouthCoast would
not use a hammer energy greater than
necessary to install piles, thereby
minimizing exposures to higher sound
levels. Similarly, ramp-up during HRG
surveys would allow animals to move
away and avoid the acoustic sources
before they reach their maximum energy
level. For pile driving and HRG surveys,
clearance zone and shutdown zone
implementation, which are required
when marine mammals are within given
distances associated with certain impact
thresholds for all activities, would
reduce the magnitude and severity of
marine mammal take by delaying or
shutting down the activity if marine
mammals are detected within these
relevant zones, thus reducing the
potential for exposure to more
disturbing levels of noise. Additionally,
the use of multiple PSOs (WTG and OSP
foundation installation, HRG surveys,
and UXO/MEC detonations), PAM
operators (for impact foundation
installation and UXO/MEC detonation),
and maintaining awareness of marine
mammal sightings reported in the region
(for WTG and OSP foundation
installation, HRG surveys, and UXO/
MEC detonations) would aid in
detecting marine mammals that would
trigger the implementation of the
mitigation measures. The reporting
requirements, including SFV reporting
(for foundation installation, foundation
operation, and UXO/MEC detonations),
will assist NMFS in identifying if
impacts beyond those analyzed in this
proposed rule are occurring, potentially
leading to the need to enact adaptive
management measures in addition to or
in place of the proposed mitigation
measures. Overall, the proposed
mitigation measures affect the least
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practicable adverse impact on marine
mammals from the specified activities.
Mysticetes
Six mysticete species (comprising six
stocks) of cetaceans (North Atlantic
right whale, humpback whale, blue
whale, fin whale, sei whale, and minke
whale) may be taken by harassment.
These species, to varying extents, utilize
the specified geographicalregion,
including the Lease Area and ECCs, for
the purposes of migration, foraging, and
socializing. The extent to which any
given individual animal engages in
these behaviors in the area is speciesspecific, varies seasonally, and, in part,
is dependent upon the availability of
prey (with animals generally foraging if
the amount of prey necessary to forage
is available). For example, mysticetes
may be migrating through the project
area towards or from primary feeding
habitats (e.g., Cape Cod Bay, Stellwagen
Bank, Great South Channel, and Gulf of
St. Lawrence) and calving grounds in
the southeast, and thereby spending a
very limited amount of time in the
presence of the specified activities.
Alternatively, as discussed in the Effects
section and in the species-specific
sections below, mysticetes may be
engaged in foraging behavior over
several days. Overall, the mitigation
measures, including the enhanced
seasonal restrictions on pile driving and
UXO/MEC detonation, are specifically
designed to limit, to the maximum
extent practical, take to those times
when species of concern, namely the
North Atlantic right whale, are most
likely to not be engaged in critical
behaviors such as concentrated foraging.
As described previously, Nantucket
Shoals provides important foraging
habitat for multiple species. For Projects
1 and 2, the ensonified zone extending
to the NMFS harassment threshold
isopleths produced during impact
installation of foundations would
extend out to a distance of 7.4 km (4.6
mi) from each pile as it is installed,
including from foundations located
closest to Nantucket Shoals. While
vibratory pile driving for Project 2
would result in a larger ensonified zone
(42 km (26.1 mi)), foundations for that
project would be located in the
southwestern part of the Lease Area, a
minimum of 20 km (12.4 mi) from the
30-m (98.4-ft) isobath on the western
edge of Nantucket Shoals and vibratory
driving would be limited in duration for
each foundation using this method (up
to 90 minutes for each pin pile and up
to 20 minutes for each monopile). As
described in the Effects section, distance
from a source can be influential on the
intensity of impact (i.e., the farther a
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marine mammal receiver is from a
source, the less intense the expected
behavioral reaction). In addition, any
displacement of whales or interruption
of foraging bouts would be expected to
be relatively temporary in nature.
Seasonal restrictions on pile driving and
UXO/MEC detonations would ensure
that these activities do not occur during
prime foraging periods for particular
mysticete species, including the North
Atlantic right whale. Thus, for both
projects, the area of potential marine
mammal disturbance during pile driving
does not fully spatially and temporally
encompass the entirety of any specific
mysticete foraging habitat.
Behavioral data on mysticete
reactions to pile driving noise are scant.
Kraus et al. (2019) predicted that the
three main impacts of offshore wind
farms on marine mammals would
consist of displacement, behavioral
disruptions, and stress. Broadly, we can
look to studies that have focused on
other noise sources such as seismic
surveys and military training exercises,
which suggest that exposure to loud
signals can result in avoidance of the
sound source (or displacement if the
activity continues for a longer duration
in a place where individuals would
otherwise have been staying, which is
less likely for mysticetes in this area),
disruption of foraging activities (if they
are occurring in the area), local masking
around the source, associated stress
responses, and impacts to prey (as well
as TTS or PTS in some cases) that may
affect marine mammal behavior.
The potential for repeated exposures
is dependent upon the residency time of
whales, with migratory animals unlikely
to be exposed on repeated occasions and
animals remaining in the area to be
more likely exposed repeatedly. For
mysticetes, where relatively low
numbers of species-specific take by
Level B harassment are predicted
(compared to the abundance of the
mysticete species or stock, such as is
indicated in table 53) and movement
patterns for most species suggest that
individuals would not necessarily linger
around the project area for multiple
days, each predicted take likely
represents an exposure of a different
individual, with perhaps, for a few
species, a subset of takes potentially
representing a small number of repeated
takes of a limited number of individuals
across multiple days. In other words,
the behavioral disturbance to any
individual mysticete would, therefore,
likely occur within a single day within
a year, or potentially across a few days.
In general, the duration of exposures
would not be continuous throughout
any given day (with an estimated
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maximum of 8 hours of intermittent
impact pile driving per day in Project 1,
regardless of foundation type; up to 8
hours of intermittent impact driving if 2
monopiles are installed per day using
only an impact hammer in Project 2; up
to 5.6 hours of intermittent impact and
40 minutes of of vibratory pile driving
in Project 2 if installing 2 monopiles
requiring both installation methods; or
up to 6 hours of intermittent impact and
6 hours of vibratory pile driving if
installing 4 pin piles requiring both
methods). In addition, pile driving
would not occur on all consecutive days
within a given year, due to weather
delays or any number of logistical
constraints SouthCoast has identified.
Species-specific analysis regarding
potential for repeated exposures and
impacts is provided below.
The fin whale is the only mysticete
species for which PTS is anticipated
and proposed for authorization. As
described previously, PTS for
mysticetes from some project activities
may overlap frequencies used for
communication, navigation, or detecting
prey. However, given the nature and
duration of the activity, the mitigation
measures, and likely avoidance behavior
for pile driving, any PTS is expected to
be of a small degree, would be limited
to frequencies where pile driving noise
is concentrated (i.e., only a small subset
of their expected hearing range) and
would not be expected to impact
reproductive success or survival.
North Atlantic Right Whale
North Atlantic right whales are listed
as endangered under the ESA and as
both depleted and strategic stocks under
the MMPA. As described in the
Potential Effects to Marine Mammals
and Their Habitat section, North
Atlantic right whales are threatened by
a low population abundance, high
mortality rates, and low reproductive
rates. Recent studies have reported
individuals showing high stress levels
(e.g., Corkeron et al., 2017) and poor
health, which has further implications
on reproductive success and calf
survival (Christiansen et al., 2020;
Stewart et al., 2021; Stewart et al., 2022;
Pirotta et al., 2024). As described below,
a UME has been designated for North
Atlantic right whales. Given this, the
status of the North Atlantic right whale
population is of heightened concern
and, therefore, merits additional
analysis and consideration. No Level A
harassment, serious injury, or mortality
is anticipated or proposed for
authorization for this species.
For North Atlantic right whales, this
proposed rule would allow for the
authorization of up to 149 takes, by
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Level B harassment, over the 5-year
period, with no more than 111 takes by
Level B harassment allowed in any
single year. The majority of these takes
(n=111) would likely occur in the year
in which SouthCoast proposes to
construct Project 2 Scenario 2 (73
monopiles), with two-thirds (n=100)
occurring incidental to impact and
vibratory pile driving in the southern
portion of the Lease Area (farthest from
important feeding habitat near
Nantucket Shoals). Installation using a
combination of pile driving methods
would begin with vibratory pile driving,
which is expected to occur for 20
minutes per 9/16-m monopile and 90
minutes per 4.5-m pin pile, and require
fewer impact hammer strikes during the
impact hammering phase because the
pile would already be partially installed
using vibratory pile driving, thus
minimizing use of the installation
method (i.e., impact pile driving)
expected to elicit stronger behavioral
responses. Although the Level B
harassment zone resulting from
vibratory pile driving is larger (42 km
(26.1 mi)) than that produced by impact
hammering (7.4 km (4.6 mi)), it would
extend from Project 2 foundation only,
thus reducing overlap of the ensonified
zone with North Atlantic right whale
feeding habitat nearer Nantucket Shoals.
As described in the Potential Effects of
the Specified Activities on Marine
Mammals and Their Habitat section, the
best available science indicates that
distance from a source is an important
variable when considering both the
potential for and the anticipated
severity of behavioral disturbance from
an exposure in that it can have an effect
on behavioral response that is
independent of the effect of received
level (e.g., DeRuiter et al., 2013; Dunlop
et al., 2017a; Dunlop et al., 2017b;
Falcone et al., 2017; Dunlop et al., 2018;
Southall et al., 2019a). The maximum
number of North Atlantic right whale
takes that may occur in a given year are
primarily driven by Project 2, Scenario
2 in which impact and vibratory driving
are anticipated to result in 100 takes
(table 35). The majority of these takes
are due to extension of the ensonified
zone, given the 120-dB behavioral
threshold for vibratory driving, towards
areas with higher densities of North
Atlantic right whales on Nantucket
Shoals. Animals exposed to vibratory
driving sounds on the Shoals would be
tens of kilometers from the source;
therefore, while NMFS anticipates takes
may occur, the intensity of take is
expected to be minimal and not result
in behavioral changes that would
meaningfully result in impacts that
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could affect the population through
annual rates of recruitment or survival.
The maximum number of annual
takes (111 total, incidental to all
activities) equates to approximately 32.8
percent of the stock abundance, if each
take were considered to be of a different
individual. However, this is a highly
unlikely scenario given the reasons
described below. Further, far lower
numbers of take are expected in the
years when SouthCoast is not installing
foundations (e.g., years when only HRG
surveys would be occurring). For Project
1, only 12 takes (approximately 8
percent of all 149 takes) would be
incidental to installation of foundations
using impact pile driving as the only
installation method, the activity NMFS
anticipates would result in the most
intense behavioral responses. A small
number of Level B harassment takes (23)
would occur incidental to HRG surveys
over 5 years, an activity for which the
maximum size ensonified zone is very
small (141 m (462.6 ft)) and the severity
of any behavioral harassment is
expected to be very low. The remaining
takes (17) would occur incidentally to
10 instantaneous UXO/MEC
detonations, should they occur.
SouthCoast would detonate UXO/MECs
as a last resort, only after attempting
every other option available, including
avoidance (i.e., working around the
UXO/MEC location in the project area).
SouthCoast’s proposed seasonal
restriction on this activity (December 1–
April 30) would significantly reduce the
potential that detonation events occur
when North Atlantic right whales are
expected to be most frequent in
Southern New England region, and the
required extensive clearance process
prior to detonation would help ensure
no right whales were within the portion
of the Lease Area or ECC where the
planned detonation would occur,
minimizing the potential for more
severe TTS (e.g., longer lasting and of
higher shift) or behavioral reaction.
Detonations, if required, would be
instantaneous, further limiting the
probability of exposure to sound levels
likely to result in TTS or more severe
behavioral reactions. In consideration of
the enhanced mitigation measures,
including the extensive monitoring
proposed to detect North Atlantic right
whales to enact such mitigation, the
Level B harassment takes proposed for
authorization are expected to elicit only
minor behavioral responses (e.g.,
avoidance, temporary cessation of
foraging) and not result in impacts to
reproduction and survival.
As previously described, it is longestablished that coastal waters in SNE
are part of a known migratory corridor
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for North Atlantic right whales, but over
the past decade or more, it has become
increasingly clear that suitable foraging
habitat exists in the area as well. In
addition to increased occurrence
(understood through visual and PAM
detection data) in the area, the number
of DMAs declared in the area has also
increased in recent years. Foraging
North Atlantic right whales, particularly
those in groups of 3 or more, often
remain in a feeding area for up to 2
weeks (this is the basis for defining
DMAs), meaning individual whales may
be using SNE habitat for extended
periods. The region has been also been
characterized as an important transition
region (i.e., a stopover site for migrating
North Atlantic right whales moving to
or from southeastern calving grounds
and more northern feeding grounds, as
well as a feeding location utilized at
other times of the year by individuals
(Quintana-Rizzo et al., 2021; O’Brien et
al., 2022). Additional qualitative
observations in southern New England
include animals socializing (QuintanaRizzo et al., 2021). As described in the
Potential Effects of the Specified
Activities on Marine Mammals and
Their Habitat section, North Atlantic
right whales range outside of the project
area for their main feeding, breeding,
and calving activities; however, the
importance of Southern New England,
particularly the Nantucket Shoals area,
for critical behaviors such as foraging,
warranted the enhanced mitigation
measures described in this proposed
rule to minimize the potential impacts
on North Atlantic right whales.
Quintana-Rizzo et al. (2021) noted
different degrees of residency (i.e., the
minimum number of days an individual
remained in southern New England) for
right whales, with individual sighting
frequency ranging from 1 to 10 days,
annually. Resightings (i.e., observation
of the same individual on separate
occasions) occurred most frequently
from December through May. Model
outputs suggested that, during these
months, 23 percent of the species’
population was present in this region,
and that the mean residence time tripled
between their study periods (i.e.,
December through May, 2011–2015
compared to 2017–2019) to an average
of 13 days during these months. The
seasonal restriction on pile driving for
both Projects 1 and 2 includes this
period, thus reducing the potential for
repeated exposures of individual right
whales during either project because
whales are not expected to persist in the
project area to the same extent during
the months pile driving would occur.
The more extensive seasonal restriction
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within the NARW EMA (October 16–
May 31 would further reduce this
possibility, although the increased
likelihood of foraging activity closer to
Nantucket Shoals might create the
potential for repeated exposures, should
whales linger there to forage despite the
occurrence of construction activities in
the vicinity. Across all years, if an
individual were exposed during a
subsequent year, the impact of that
exposure is likely independent of the
previous exposure given the expectation
that impacts to marine mammals from
project activities would generally be
temporary (i.e., minutes to hours) and of
low severity, coupled with the extensive
duration between exposures. However,
the extensive mitigation and monitoring
measures SouthCoast would be required
to implement, including delaying or
ceasing pile driving for 24 to 48 hours
(depending on the number of animals
sighted and time of year) if SouthCoast
observes a North Atlantic right whale at
any distance or acoustically detects a
right whale within the 10-km (6.2-mi)
(pin pile) or 15-km (9.3-mi) (monopile)
PAM clearance/shutdown zone, are
expected to reduce impacts should take
occur.
Quintana-Rizzo et al. (2021) noted
that North Atlantic right whale sightings
during the 2017–2019 study period were
primarily concentrated in the
southeastern sections of the MA WEA,
throughout the northeast section of the
Lease Area and areas south of
Nantucket, during winter (December–
February), shifted northwest towards
Martha’s Vineyard and the RI/MA WEA
in spring (March–May), and to the east
higher up on Nantucket Shoals in the
summer (June–August) (Quintano-Rizzo
et al., 2021). Summer and fall sightings
did not occur in 2011–2015, and only a
small number of right whales were
sighted south of Nantucket (QuintanaRizzo et al., 2021). In PAM data
collected in southern New England from
2020 through 2022, acoustic detections
of North Atlantic right whales occurred
most frequently from November through
April, and less frequently from May
through mid-October, particularly in
recordings collected on the eastern edge
of the WEAs, within the NARW EMA,
compared to recordings collected in
western southern New England (van
Parijs et al., 2023; Davis et al., 2023).
Placing a moratorium on pile driving in
the NARW EMA from Oct 16–May 31
would minimize exposures of right
whales to pile driving noise, and any
potential associated foraging
disruptions, by avoiding foundation
installation when right whales are most
prevalent and most likely to be engaged
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in foraging in that part of the project
area, as well as minimizing the potential
for multiple exposures per individual
given pile driving would not occur
when residency times are expected to be
extended based on resighting frequency
and acoustic persistence data
(Quintano-Rizzo et al., 2021; Davis et
al., 2023). Similarly, seasonally
restricting pile driving from January 1–
May 15, annually, outside of the NARW
EMA (applicable to a portion of Project
1 foundations and all of Project 2
foundations), would extend the area
over which pile driving is limited
during the period of peak right whale
abundance in southern New England,
thus limiting exposures and temporary
foraging disturbances more broadly.
Similarly, restricting UXO/MEC
detonations from December 1–April 30
ensures that this activity would not
occur when North Atlantic right whales
utilize habitat in the project area most
often. Although HRG surveys would not
be subject to seasonal restrictions,
impacts from Level B harassment would
be minimal given the low numbers of
take proposed for authorization and
very small harassment zone.
In summary, North Atlantic right
whales in the project area are expected
to be predominately engaging in
migratory behavior during the spring
and fall, foraging behavior primarily in
late winter and spring (and, to some
degree, throughout the year), and social
behavior during winter and spring
(Quintana-Rizzo et al., 2021). Within the
project area, North Atlantic right whale
occurrence and foraging are both
expected to be most extensive near
Nantucket Shoals, along the eastern
edge of the MA WEA within the NARW
EMA. Given the species’ migratory
behavior and occurrence patterns, we
anticipate individual whales would
typically utilize specific habitat in the
project area (inside and outside the
NARW EMA), primarily during months
when foundation installation and UXO/
MEC detonation would not occur (given
the specific time/area restrictions on
these activities specific to inside, and
outside, the NARW EMA). It is
important to note the activities that
could occur from December through
May (i.e., are not seasonally restricted)
that may impact North Atlantic right
whales using the habitat for foraging
would be primarily HRG surveys, with
very small Level B harassment zones
(less than 150 m) due to rapid
transmission loss of the sounds
produced neither of which would result
in very high received levels. While
UXO/MEC detonation may occur in
November or May, the number of UXO/
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MECs are expected to be very minimal
(if any) and would be instantaneous in
nature; thereby, resulting in short term,
minimal impacts with any TTS that may
occur recovering quickly.
As described in the Description of
Marine Mammals in the Specified
Geographic Area section of this
preamble, North Atlantic right whales
are presently experiencing an ongoing
UME (beginning in June 2017).
Preliminary findings support human
interactions, specifically vessel strikes
and entanglements, as the cause of
death for the majority of North Atlantic
right whales. Given the current status of
the North Atlantic right whale, the loss
of even one individual could
significantly impact the population.
Any disturbance to North Atlantic right
whales due to SouthCoast’s activities is
expected to result in temporary
avoidance of the immediate area of
construction. As no injury, serious
injury, or mortality is expected or
proposed for authorization and Level B
harassment of North Atlantic right
whales will be reduced to the lowest
level practicable (both in magnitude and
severity) through use of mitigation
measures, the proposed number of takes
of North Atlantic right whales would
not exacerbate or compound the effects
of the ongoing UME.
As described in the general Mysticetes
section above, foundation installation is
likely to result in the greatest number of
annual takes and is of greatest concern
given loud source levels. This activity
would be most extensively limited to
locations outside of the NARW EMA
and during times when, based on the
best available science, North Atlantic
right whales are less frequently
encountered in the NARW EMA and
less likely to be engaged in critical
foraging behavior (although NMFS
recognizes North Atlantic right whales
may forage year-round in the project
area). Temporal limits on foundation
installation outside of the NARW EMA
are similarly defined by expectations,
based on the best available science, that
North Atlantic right whale occurrence
would be lowest when pile driving
would occur.
The potential types, severity, and
magnitude of impacts are also
anticipated to mirror that described in
the general Mysticetes section above,
including avoidance (the most likely
outcome), changes in foraging or
vocalization behavior, masking, and
temporary physiological impacts (e.g.,
change in respiration, change in heart
rate). Although a small amount of TTS
is possible, it is not likely. Importantly,
given the enhanced mitigation measures
specific to North Atlantic right whales,
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the effects of the activities are expected
to be sufficiently low-level and
localized to specific areas as to not
meaningfully impact important
migratory or foraging behaviors for
North Atlantic right whales. These takes
are expected to result in temporary
behavioral disturbance, such as slight
displacement (but not abandonment) of
migratory habitat or temporary cessation
of feeding.
In addition to the general mitigation
measures discussed earlier in the
Preliminary Negligible Impact Analysis
section, to provide enhanced protection
for right whales and minimize the
number and/or severity of exposures,
SouthCoast would be required to
implement conditionally-triggered
protocols in response to sightings or
acoustic detections of North Atlantic
right whales. If one or two North
Atlantic right whales is/are sighted or if
PAM operators detect a right whale
vocalization, pile driving would be
suspended until the next day,
commencing only after SouthCoast
conducts a vessel-based survey of the
zone around the pile driving location
(10-km (6.2-mi) zone for pin pile; 15-km
(9.3-mi) zone for monopile) to ensure
the zone is clear of North Atlantic right
whales. Pile driving would be delayed
for 482 days following a sighting of 3 or
more whales (more likely indicative of
a potential feeding aggregation),
followed by the same survey
requirement prior to commencing
foundation installation. Further, given
many of these exposures are generally
expected to occur to different individual
right whales migrating through (i.e.,
many individuals would not be
impacted on more than one day in a
year), with some subset potentially
being exposed on no more than a few
days within the year, they are unlikely
to result in energetic consequences that
could affect reproduction or survival of
any individuals.
Overall, NMFS expects that any
behavioral harassment of North Atlantic
right whales incidental to the specified
activities would not result in changes to
their migration patterns or foraging
success, as only temporary avoidance of
an area during construction is expected
to occur. As described previously, North
Atlantic right whales migrate, forage,
and socialize in the Lease Area, but are
not expected to remain in this habitat
(i.e., not expected to be engaged in
extensive foraging behavior) for
prolonged durations during the months
SouthCoast would install foundations,
considering the seasonal restrictions
SouthCoast proposed and NMFS would
require, relative to habitats to the north,
such as Cape Cod Bay, the Great South
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Channel, and the Gulf of St. Lawrence
(Mayo, 2018; Quintana-Rizzo et al.,
2021; Meyer-Gutbrod et al., 2022;
Plourde et al., 2024). Any temporarily
displaced animals would be able to
return to or continue to travel through
the project area and subsequently utilize
this habitat once activities have ceased.
Although acoustic masking may occur
in the vicinity of the foundation
installation activities, based on the
acoustic characteristics of noise
associated with impact pile driving (e.g.,
frequency spectra, short duration of
exposure) and construction surveys
(e.g., intermittent signals), NMFS
expects masking effects to be minimal.
Given that the majority of Project 1
foundations would be located within
the NARW EMA, where North Atlantic
right whales are most likely to occur
throughout the year, SouthCoast
decided to use the installation method
that resulted in a smaller ensonified
zone (i.e., impact pile driving).
Foundations would be installed farther
from the NARW EMA in the
southwestern half of the Lease Area for
Project 2, thus, if vibratory pile driving
occurs, the Level B harassment zone
would not overlap this high-use area to
the same extent. In addition, the most
severe masking impacts would likely
occur when a North Atlantic right whale
is in relatively close proximity to the
pile driving location, which would be
minimized given the requirement that
pile driving must be delayed or
shutdown if a North Atlantic right
whale is sighted at any distance or
acoustically detected within the PAM
clearance or shutdown zones (10-km
(6.2-mi) or 15-km (9.3-mi)) during
installation of 4.5-m pin piles or 9/16m monopiles, respectively). In addition,
both pile driving methods are expected
to occur intermittently within a day and
be confined to the months in which
North Atlantic right whales occur at
lower densities. Any masking effects
would be minimized by anticipated
mitigation effectiveness and likely
avoidance behaviors.
As described in the Potential Effects
to Marine Mammals and Their Habitat
section of this preamble, the distance of
the receiver to the source influences the
severity of response with greater
distances typically eliciting less severe
responses. NMFS recognizes North
Atlantic right whales migrating could be
pregnant females (in the fall) and cows
with older calves (in spring) and that
these animals may slightly alter their
migration course in response to any
foundation pile driving; however, we
anticipate that course diversion would
be of small magnitude. Hence, while
some avoidance of the pile driving
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activities may occur, we anticipate any
avoidance behavior of migratory North
Atlantic right whales would be similar
to that of gray whales (Tyack et al.,
1983), on the order of hundreds of
meters up to 1 to 2 km. This diversion
from a migratory path otherwise
uninterrupted by project activities is not
expected to result in meaningful
energetic costs that would impact
annual rates of recruitment or survival.
NMFS expects that North Atlantic right
whales would be able to avoid areas
during periods of active noise
production while not being forced out of
this portion of their habitat.
North Atlantic right whale presence
in the project area is year-round.
However, abundance during summer
months is lower compared to the winter
months, with spring and fall serving as
‘‘shoulder seasons’’ wherein abundance
waxes (fall) or wanes (spring). Given
this year-round habitat usage, in
recognition that where and when
whales may actually occur during
project activities is unknown, as it
depends on the annual migratory
behaviors, SouthCoast has proposed and
NMFS is proposing to require a suite of
mitigation measures designed to reduce
impacts to North Atlantic right whales
to the maximum extent practicable.
These mitigation measures (e.g.,
seasonal/daily work restrictions, vessel
separation distances, reduced vessel
speed, increased monitoring effort)
would not only avoid the likelihood of
vessel strikes but also would minimize
the severity of behavioral disruptions by
minimizing impacts (e.g., through sound
reduction using noise attenuation
systems and reduced temporal and
spatial overlap of project activities and
North Atlantic right whales). This
would further ensure that the number of
takes by Level B harassment that are
estimated to occur are not expected to
affect reproductive success or
survivorship by impacts to energy
intake or cow/calf interactions during
migratory transit. However, even in
consideration of recent habitat-use and
distribution shifts, SouthCoast would
still be installing foundations when the
occurrence of North Atlantic right
whales is expected to be lower.
As described in the Description of
Marine Mammals in the Specified
Geographic Area section of this
preamble, SouthCoast Project would be
constructed within the North Atlantic
right whale migratory corridor BIA,
which represents areas and months
within which a substantial portion of a
species is known to migrate. The Lease
Area is relatively narrow compared to
the width of the North Atlantic right
whale migratory corridor BIA
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(approximately 47.5 km (29.5 mi) versus
approximately 300 km (186 mi),
respectively, at the furthest points near
the Lease Area). Because of this, overall
North Atlantic right whale migration is
not expected to be impacted by the
proposed activities. There are no known
North Atlantic right whale mating or
calving areas within the project area.
Although the project area includes
foraging habitat, extensive mitigation
measures would minimize impacts by
temporally and spatially reducing cooccurrence of project activities and
feeding North Atlantic right whales.
Prey species (e.g., calanoid copepods)
are more broadly distributed throughout
southern New England during periods
when pile driving and UXO/MEC
detonation would occur (noting again
that North Atlantic right whale prey is
not particularly concentrated in the
project area relative to nearby habitats).
Therefore, any impacts to prey that may
occur during the effective period of
these regulations are also unlikely to
impact marine mammals in a manner
that would affect reproduction or
survival of any individuals.
The most significant measure to
minimize impacts to individual North
Atlantic right whales is the seasonal
moratorium on all foundation
installation activities in the NARW
EMA from October 16 through May 31,
annually, and throughout the rest of the
Lease Area from January 1 through May
15, as well as the limitation on these
activities in December (e.g., only work
with approval from NMFS), when North
Atlantic right whale abundance in the
Lease Area is expected to be highest.
NMFS also expects this measure to
greatly reduce the potential for mothercalf pairs to be exposed to impact pile
driving noise above the Level B
harassment threshold during their
annual spring migration through the
project area from calving grounds to
primary foraging grounds (e.g., Cape
Cod Bay). UXO/MEC detonations would
also be restricted from December 1
through April 30, annually. NMFS also
expects that the severity of any take of
North Atlantic right whales would be
reduced due to the additional proposed
mitigation measures that would ensure
that any exposures above the Level B
harassment threshold would result in
only short-term effects to individuals
exposed.
Pile driving and UXO/MEC
detonations may only begin in the
absence of North Atlantic right whales
(based on visual and passive acoustic
monitoring). If pile driving has
commenced, NMFS anticipates North
Atlantic right whales would avoid the
area, utilizing nearby waters to carry on
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pre-exposure behaviors. However,
foundation installation activities must
be shut down if a North Atlantic right
whale is sighted at any distance or
acoustically detected at any distance
within the PAM shutdown zone, unless
a shutdown is not feasible due to risk of
injury or loss of life. If a sighting of a
North Atlantic right whale within the
Level B harassment zone triggers
shutdown, both the duration and
intensity of exposure would be reduced.
NMFS anticipates that if North Atlantic
right whales are exposed to foundation
installation or UXO/MEC detonation
noise, it is unlikely a North Atlantic
right whale would approach the sound
source locations to the degree that they
would purposely expose themselves to
very high noise levels. This is because
observations of typical whale behavior
demonstrate likely avoidance of
harassing levels of sound where
possible (Richardson et al., 1985). These
measures are designed to avoid PTS and
also reduce the severity of Level B
harassment, including the potential for
TTS. While some TTS could occur,
given the mitigation measures (e.g.,
delay pile driving upon a sighting or
acoustic detection and shutting down
upon a sighting or acoustic detection),
the potential for TTS to occur is low
and, as described above for all
mysticetes, any TTS would be expected
to be of a relatively short duration and
small degree.
The proposed clearance and
shutdown measures are most effective
when detection efficiency is maximized,
as the measures are triggered by a
sighting or acoustic detection. To
maximize detection efficiency,
SouthCoast proposed and NMFS is
proposing to require the combination of
PAM and visual observers. In addition,
NMFS is proposing to require
communication protocols with other
project vessels and other heightened
awareness efforts (e.g., daily monitoring
of North Atlantic right whale sighting
databases) such that as a North Atlantic
right whale approaches the source (and
thereby could be exposed to higher
noise energy levels), PSO detection
efficacy would increase, the whale
would be detected, and a delay to
commencing pile driving or shutdown
(if feasible) would occur. NMFS is
proposing to require that, during three
timeframes (NARW EMA: August 1–Oct
15; outside NARW EMA: May 16–May
31 and December 1–31), SouthCoast
deploy four dedicated PSO vessels, each
with three on-duty PSOs, to monitor
before, during, and after pile driving for
right whale sightings ‘‘at any distance.’’
For all other foundation installation
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timeframes (NARW EMA: June 1–July
31; outside NARW EMA: June 1–
November 30) NMFS would require that
this monitoring be conducted by a
minimum 3 PSOs on each of three
dedicated PSO vessels. By increasing
the extent of monitoring platforms and
observers, and thereby the detection
efficacy, exposures would be minimized
because North Atlantic right whales
would be detected at greater distances,
prompting delay or shutdown before the
whale enters the Level B harassment
zone.
Given that specific locations for the
10 possible UXOs/MECs are not
presently known, SouthCoast has agreed
to undertake specific mitigation
measures to reduce impacts on any
North Atlantic right whales, including
delaying a UXO/MEC detonation if a
North Atlantic right whale is visually
observed or acoustically detected at any
distance. The UXO/MEC detonations
mitigation measures described above
would further reduce the potential to be
exposed to high received levels.
For HRG surveys, the maximum
distance to the Level B harassment
isopleth is 141 m (462.6 ft). Because of
the short maximum distance to the
Level B harassment isopleth, the
requirement that vessels maintain a
distance of 500 m (1,640.4 ft) from any
North Atlantic right whale, the fact
whales are unlikely to remain in close
proximity to an HRG survey vessel for
any length of time, and that the acoustic
source would be shutdown if a North
Atlantic right whale is observed within
500 m (1,640.4 ft) of the source, any
exposure to noise levels above the Level
B harassment threshold (if any) would
be very brief. To further minimize
exposures, ramp-up of boomers,
sparkers, and CHIRPs must be delayed
during the clearance period if PSOs
detect a North Atlantic right whale
within 500 m (1,640.4 ft) of the acoustic
source. Due to the nature of the activity,
and with implementation of the
proposed mitigation requirements, take
by Level A harassment is unlikely and,
therefore, not proposed for
authorization. Potential impacts
associated with Level B harassment
would include low-level, temporary
behavioral modifications, most likely in
the form of avoidance behavior. Given
the high level of precautions taken to
minimize both the amount and intensity
of Level B harassment on North Atlantic
right whales, it is unlikely that the
anticipated low-level exposures would
lead to reduced reproductive success or
survival for any individual North
Atlantic right whales.
Given the documented habitat use
within the area within the timeframe
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foundation installations and UXO/MEC
detonations may occur, a subset of these
takes may represent multiple exposures
of some number of individuals than is
the case for other mysticetes, though
some takes may also represent one-time
exposures to an individual the majority
of the individuals taken would be
impacted on only one day in a year,
with a small subset potentially impacted
on no more than a few days a year and,
further, low level impacts are generally
expected from any North Atlantic right
whale exposure. The magnitude and
severity of harassment are not expected
to result in impacts on the reproduction
or survival of any individuals, let alone
have impacts on annual rates of
recruitment or survival of this stock.
Given the low magnitude and severity
of the impacts from the take proposed
for authorization discussed above and in
consideration of the proposed
mitigation and other information
presented, SouthCoast’s specified
activities during the proposed effective
period of the rule are not expected to
result in impacts on the reproduction or
survival of any individuals, or affect
annual rates of recruitment or survival.
For these reasons, we have preliminarily
determined that the take by Level B
harassment only anticipated and
proposed for authorization would have
a negligible impact on the North
Atlantic right whale.
Of note, there is significant
uncertainty regarding the impacts of
turbine foundation presence and
operation on the oceanographic
conditions that serve to aggregate prey
species for North Atlantic right whales
and—given SouthCoast’s proximity to
Nantucket Shoals—it is possible that the
expanded analysis of turbine presence
and/or operation over the life of the
project developed for the ESA biological
opinion for the proposed SouthCoast
project or additional information
received during the public comment
period will necessitate modifications to
the proposed analysis, mitigation and
monitoring measures, and/or this
finding. For example, it is possible that
additional information or analysis could
result in a determination that changes in
the oceanographic conditions that serve
to aggregate North Atlantic right whale
prey may result in impacts that would
qualify as a take under the MMPA for
North Atlantic right whales.
Blue Whale
The blue whale is listed as
endangered under the ESA, and the
Western North Atlantic stock is
considered depleted and strategic under
the MMPA. There are no known areas
of specific biological importance in or
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around the project area, and there is no
ongoing UME. The actual abundance of
the stock is likely significantly greater
than what is reflected in the SAR
because the most recent population
estimates are primarily based on surveys
conducted in U.S. waters and the stock’s
range extends well beyond the U.S. EEZ.
No serious injury or mortality is
anticipated or authorized for this
species.
The rule allows up to nine takes of
blue whales, by Level B harassment,
over the 5-year period. The maximum
annual allowable number of takes by
Level B harassment is three, which
equates to approximately 0.75 percent of
the stock abundance if each take were
considered to be of a different
individual. Based on the migratory
nature of blue whales and the fact that
there are neither feeding nor
reproductive areas documented in or
near the project area, and in
consideration of the very low number of
predicted annual takes, it is unlikely
that the predicted instances of takes
would represent repeat takes of any
individual—in other words, each take
likely represents one whale exposed on
1 day within a year.
With respect to the severity of those
individual takes by Level B harassment,
we would anticipate impacts to be
limited to low-level, temporary
behavioral responses with avoidance
and potential masking impacts in the
vicinity of the foundation installation to
be the most likely type of response. Any
potential TTS would be concentrated at
half or one octave above the frequency
band of pile driving noise (most sound
is below 2 kHz) which does not include
the full predicted hearing range of blue
whales. Any hearing ability temporarily
impaired from TTS is anticipated to
return to pre-exposure conditions
within a relatively short time period
after the exposures cease. Any
avoidance of the project area due to the
activities would be expected to be
temporary.
Given the magnitude and severity of
the impacts discussed above, and in
consideration of the required mitigation
and other information presented,
SouthCoast’s activities are not expected
to result in impacts on the reproduction
or survival of any individuals, much
less affect annual rates of recruitment or
survival. For these reasons, we have
preliminarily determined that the take
by Level B harassment anticipated and
proposed to be authorized will have a
negligible impact on the western North
Atlantic stock of blue whales.
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Fin Whale
The fin whale is listed as endangered
under the ESA, and the western North
Atlantic stock is considered both
depleted and strategic under the MMPA.
No UME has been designated for this
species or stock.
The rule proposes to authorize up to
572 takes, by harassment only, over the
5-year effective period. The maximum
annual allowable take by Level A
harassment and Level B harassment, is
3 and 496, respectively (combined, this
annual take (n=499) equates to
approximately 7.34 percent of the stock
abundance, if each take were considered
to be of a different individual), with far
lower numbers than that expected in the
years without foundation installation
(e.g., years when only HRG surveys
would be occurring). Given the months
the project will occur and that southern
New England is generally considered a
feeding habitat, it is likely that some
subset of the individual whales exposed
could be taken several times annually.
Level B harassment is expected to be
in the form of behavioral disturbance,
primarily resulting in avoidance of the
Lease Area where foundation
installation is occurring, potential
disruption of feeding, and some lowlevel TTS and masking that may limit
the detection of acoustic cues for
relatively brief periods of time. Any
potential PTS would be minor (limited
to a few dB) and any TTS would be of
short duration and concentrated at half
or one octave above the frequency band
of pile driving noise (most sound is
below 2 kHz) which does not include
the full predicted hearing range of fin
whales.
Fin whales are present in the waters
off of New England year-round and are
one of the most frequently observed
large whales and cetaceans in
continental shelf waters, principally
from Cape Hatteras, North Carolina in
the Mid-Atlantic northward to Nova
Scotia, Canada (Sergeant, 1977; Sutcliffe
and Brodie, 1977; CETAP, 1982; Hain et
al., 1992; Geo-Marine, 2010; BOEM,
2012; Edwards et al., 2015; Hayes et al.,
2022). In the project area, fin whales
densities are highest in the winter and
summer months (Roberts et al., 2023)
though detections do occur in spring
and fall (Watkins et al., 1987; Clark and
Gagnon, 2002; Geo-Marine, 2010;
Morano et al., 2012). However, fin
whales feed more extensively in waters
in the Great South Channel north to the
Gulf Maine into the Gulf of St.
Lawrence, areas north and east of the
project area (Hayes et al., 2024).
As discussed previously, the majority
of project area is located to the east of
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small fin whale feeding BIA (2,933 km2
(724,760.1 acres)) east of Montauk Point,
New York (Figure 2.3 in LaBrecque et
al., 2015) that is active from March to
October. Except for a small section of
the Brayton Point route, the Lease Area
and the ECCs do not overlap the fin
whale feeding BIA. However, if
vibratory pile driving is used for Project
2, the ensonified zone resulting from
installation of the closest foundations
could extend into the southeastern side
of the BIA. Foundation installations and
UXO/MEC detonations have seasonal
work restrictions (i.e., spatial and
temporal) such that the temporal
overlap between these specified
activities and the active BIA timeframe
would exclude the months of March and
April. A separate larger year-round
feeding BIA (18,015 km2 (4,451,603.4
acres)) located to the east in the
southern Gulf of Maine does not overlap
with the project area and would thus
not be impacted by project activities.
We anticipate that if foraging is
occurring in the project area and
foraging whales are exposed to noise
levels of sufficient strength, they would
avoid the project area and move into the
remaining area of the feeding BIA that
would be unaffected to continue
foraging without substantial energy
expenditure or, depending on the time
of year, travel south towards New York
Bight foraging habitat or northeast to the
larger year-round feeding BIA.
Given the documented habitat use
within the area, some of the individuals
taken would likely be exposed on
multiple days. However, low level
impacts are generally expected from any
fin whale exposure. Given the
magnitude and severity of the impacts
discussed above (including no more
than 566 takes of the course of the 5year rule, and a maximum annual
allowable take by Level A harassment
and Level B harassment, of 3 and 496,
respectively), and in consideration of
the required mitigation and other
information presented, SouthCoast’s
activities are not expected to result in
impacts on the reproduction or survival
of any individuals, much less affect
annual rates of recruitment or survival.
For these reasons, we have determined
that the take by harassment anticipated
and proposed for authorization will
have a negligible impact on the western
North Atlantic stock of fin whales.
Sei Whale
Sei whales are listed as endangered
under the ESA, and the Nova Scotia
stock is considered both depleted and
strategic under the MMPA. There are no
known areas of specific biological
importance in or adjacent to the project
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area, and no UME has been designated
for this species or stock. No serious
injury or mortality is anticipated or
authorized for this species.
The rule authorizes up to 67 takes by
harassment over the 5-year period. No
Level A harassment is anticipated for
proposed for authorization. The
maximum annual allowable take by
Level B harassment is 48, which equates
to approximately 0.8 percent of the
stock abundance, if each take were
considered to be of a different
individual), with far lower numbers
than that expected in the years without
foundation installation (e.g., years when
only HRG surveys would be occurring).
As described in the Description of
Marine Mammals in the Specified
Geographic Area section of this
preamble, most of the sei whale
distribution is concentrated in Canadian
waters and seasonally in northerly U.S.
waters, although they are uncommonly
observed as far south as the waters off
of New York. Because sei whales are
migratory and their known feeding areas
are east and north of the project area
(e.g., there is a feeding BIA in the Gulf
of Maine), they would be more likely to
be moving through and, considering this
and the very low number of total takes,
it is unlikely that any individual would
be exposed more than once within a
given year.
With respect to the severity of those
individual takes by Level B harassment,
we anticipate impacts to be limited to
low-level, temporary behavioral
responses with avoidance and potential
masking impacts in the vicinity of the
WTG installation to be the most likely
type of response. Any potential PTS and
TTS would likely be concentrated at
half or one octave above the frequency
band of pile driving noise (most sound
is below 2 kHz) which does not include
the full predicted hearing range of sei
whales. Moreover, any TTS would be of
a small degree. Any avoidance of the
project area due to the Project’s
activities would be expected to be
temporary.
Given the magnitude and severity of
the impacts discussed above (including
no more than 67 takes of the course of
the 5-year rule, and a maximum annual
allowable take of 0 by Level A
harassment and 48 by Level B
harassment), and in consideration of the
required mitigation and other
information presented, SouthCoast’s
activities are not expected to result in
impacts on the reproduction or survival
of any individuals, much less affect
annual rates of recruitment or survival.
For these reasons, we have preliminarily
determined that the take by harassment
anticipated and proposed to be
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authorized will have a negligible impact
on the Nova Scotia stock of sei whales.
Minke Whale
Minke whales are not listed under the
ESA, and the Canadian East Coast stock
is neither considered depleted nor
strategic under the MMPA. There are no
known areas of specific biological
importance in or adjacent to the project
area. As described in the Description of
Marine Mammals in the Specific
Geographic Area section of this
preamble, a UME has been designated
for this species but is pending closure.
No serious injury or mortality is
anticipated or authorized for this
species.
The rule authorizes up to 1,162 takes
by Level B harassment over the 5-year
period. No Level A harassment is
anticipated or proposed for
authorization. The maximum annual
allowable take by Level B harassment is
911, which equates to approximately 4
percent of the stock abundance, if each
take were considered to be of a different
individual), with far lower numbers
than that expected in the years without
foundation installation (e.g., years when
only HRG surveys would be occurring).
As described in the Description of
Marine Mammals in the Specified
Geographic Area section, minke whales
inhabit coastal waters during much of
the year and are common offshore the
U.S. Eastern Seaboard with a strong
seasonal component in the continental
shelf and in deeper, off-shelf waters
(CETAP, 1982; Hayes et al., 2022; Hayes
et al., 2024). Spring through fall are
times of relatively widespread and
common acoustic occurrence on the
continental shelf. From September
through April, minke whales are
frequently detected in deep-ocean
waters throughout most of the western
North Atlantic (Clark and Gagnon, 2002;
Risch et al., 2014; Hayes et al., 2024).
Minke whales were detected in southern
New England primarily in the spring
and fall, with few detections in the
summer and winter. In eastern southern
New England, near the project area,
acoustic detections were most frequent
from April through mid-June (van Parijs
et al., 2023). Because minke whales are
migratory and their known feeding areas
are north and east of the project area,
including a feeding BIA in the
southwestern Gulf of Maine and
George’s Bank, they would be more
likely to be transiting through (with
each take representing a separate
individual), though it is possible that
some subset of the individual whales
exposed could be taken up to a few
times annually.
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As previously detailed in the
Description of Marine Mammals in the
Specified Geographic Area section,
there is a UME for minke whales along
the Atlantic coast, from Maine through
South Carolina, with the highest
number of deaths in Massachusetts,
Maine, and New York. Preliminary
findings in several of the whales have
shown evidence of human interactions
or infectious diseases. However, we note
that the population abundance is
approximately 22,000, and the take by
Level B harassment authorized through
this action is not expected to exacerbate
the UME.
We anticipate the impacts of this
harassment to follow those described in
the general Mysticetes section above.
Any TTS would be of short duration
and concentrated at half or one octave
above the frequency band of pile driving
noise (most sound is below 2 kHz)
which does not include the full
predicted hearing range of minke
whales. Level B harassment would be
temporary, with primary impacts being
temporary displacement of the project
area but not abandonment of any
migratory or foraging behavior.
Given the magnitude and severity of
the impacts discussed above (including
no more than 1,162 takes of the course
of the 5-year rule, and a maximum
annual allowable take by Level A
harassment and Level B harassment, of
0 and 911, respectively), and in
consideration of the required mitigation
and other information presented,
SouthCoast’s activities are not expected
to result in impacts on the reproduction
or survival of any individuals, much
less affect annual rates of recruitment or
survival. For these reasons, we have
preliminarily determined that the take
by harassment anticipated and proposed
for authorized will have a negligible
impact on the Canadian Eastern Coastal
stock of minke whales.
Humpback Whale
The West Indies Distinct Population
Segments (DPS) of humpback whales is
not listed as threatened or endangered
under the ESA but the Gulf of Maine
stock, which includes individuals from
the West Indies DPS, is considered
strategic under the MMPA. However, as
described in the Description of Marine
Mammals in the Specified Geographic
Area section of this preamble to the
rule, humpback whales along the
Atlantic Coast have been experiencing
an active UME as elevated humpback
whale mortalities have occurred along
the Atlantic coast from Maine through
Florida since January 2016. Of the cases
examined, approximately 40 percent
had evidence of human interaction
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(vessel strike or entanglement). Take
from vessel strike and entanglement is
not authorized. Despite the UME, the
relevant population of humpback
whales (the West Indies breeding
population, or DPS of which the Gulf of
Maine stock is a part) remains stable at
approximately 12,000 individuals.
NMFS is proposing to authorize up to
541 takes, by Level B harassment, over
the 5-year period. No Level A
harassment take is proposed for
authorization. The maximum annual
allowable take by Level B harassment is
341, which equates to approximately 24
percent of the stock abundance, if each
take were considered to be of a different
individual), with far lower numbers
than that expected in the years without
foundation installation (e.g., years when
only HRG surveys would be occurring).
Given that feeding is considered the
principal activity of humpback whales
in southern New England waters, it is
likely that some subset of the individual
whales exposed could be taken several
times annually.
Among the activities analyzed, the
combination of impact and vibratory
pile driving has the potential to result
in the highest amount of annual take of
humpback whales (0 takes by Level A
harassment and 341 takes by Level B
harassment) and is of greatest concern,
given the associated loud source levels
associated with impact pile driving and
large Level B harassment zone resulting
from vibratory pile driving.
In the western North Atlantic,
humpback whales feed during spring,
summer, and fall over a geographic
range encompassing the eastern coast of
the U.S. Feeding is generally considered
to be focused in areas north of the
project area, including in a feeding BIA
in the Gulf of Maine/Stellwagen Bank/
Great South Channel, but has been
documented off the coast of southern
New England and as far south as
Virginia (Swingle et al., 1993). Foraging
animals tend to remain in the area for
extended durations to capitalize on the
food sources.
Assuming humpback whales who are
feeding in waters within or surrounding
the project area behave similarly, we
expect that the predicted instances of
disturbance could consist of some
individuals that may be exposed on
multiple days if they are utilizing the
area as foraging habitat. Also similar to
other baleen whales, if migrating, such
individuals would likely be exposed to
noise levels from the project above the
harassment thresholds only once during
migration through the project area.
For all the reasons described in the
Mysticetes section above, we anticipate
any potential PTS and TTS would be
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concentrated at half or one octave above
the frequency band of pile driving noise
(most sound is below 2 kHz), which
does not include the full predicted
hearing range of baleen whales. If TTS
is incurred, hearing sensitivity would
likely return to pre-exposure levels
relatively shortly after exposure ends.
Any masking or physiological responses
would also be of low magnitude and
severity for reasons described above.
Given the magnitude and severity of
the impacts discussed above (including
no more than 541 takes over the course
of the 5-year rule, and a maximum
annual allowable take by Level A
harassment and Level B harassment, of
0 and 341 respectively), and in
consideration of the required mitigation
measures and other information
presented, SouthCoast’s activities are
not expected to result in impacts on the
reproduction or survival of any
individuals, much less affect annual
rates of recruitment or survival. For
these reasons, we have preliminarily
determined that the take by harassment
anticipated and proposed for
authorization will have a negligible
impact on the Gulf of Maine stock of
humpback whales.
Odontocetes
In this section, we include
information here that applies to all of
the odontocete species and stocks
addressed below, which are further
divided into the following subsections:
sperm whales, dolphins and small
whales; and harbor porpoises. These
sub-sections include more specific
information, as well as conclusions for
each stock represented.
The takes of odontocetes proposed for
authorization are incidental to pile
driving, UXO/MEC detonations, and
HRG surveys. No serious injury or
mortality is anticipated or proposed for
authorization. We anticipate that, given
ranges of individuals (i.e., that some
individuals remain within a small area
for some period of time) and nonmigratory nature of some odontocetes in
general (especially as compared to
mysticetes), a larger subset of these
takes are more likely to represent
multiple exposures of some number of
individuals than is the case for
mysticetes, though some takes may also
represent one-time exposures to an
individual. Foundation installation is
likely to disturb odontocetes to the
greatest extent compared to UXO/MEC
detonations and HRG surveys. While we
expect animals to avoid the area during
foundation installation and UXO/MEC
detonations, their habitat range is
extensive compared to the area
ensonified during these activities. In
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addition, as described above, UXO/MEC
detonations are instantaneous; therefore,
any disturbance would be very limited
in time.
Any masking or TTS effects are
anticipated to be of low severity. First,
while the frequency range of pile
driving, the most impactful planned
activity in terms of response severity,
falls within a portion of the frequency
range of most odontocete vocalizations,
odontocete vocalizations span a much
wider range than the low frequency
construction activities planned for the
project. Also, as described above, recent
studies suggest odontocetes have a
mechanism to self-mitigate the impacts
of noise exposure (i.e., reduce hearing
sensitivity), which could potentially
reduce TTS impacts. Any masking or
TTS is anticipated to be limited and
would typically only interfere with
communication within a portion of an
odontocete’s range and as discussed
earlier, the effects would only be
expected to be of a short duration and
for TTS, a relatively small degree.
Furthermore, odontocete echolocation
occurs predominantly at frequencies
significantly higher than low frequency
construction activities. Therefore, there
is little likelihood that threshold shift
would interfere with feeding behaviors.
The sources operate at higher
frequencies than foundation installation
activities HRG surveys and UXO/MEC
detonations. However, sounds from
these sources attenuate very quickly in
the water column, as described above.
Therefore, any potential for PTS and
TTS and masking is very limited.
Further, odontocetes (e.g., common
dolphins, spotted dolphins, bottlenose
dolphins) have demonstrated an affinity
to bow-ride actively surveying HRG
surveys. Therefore, the severity of any
harassment, if it does occur, is
anticipated to be minimal based on the
lack of avoidance previously
demonstrated by these species.
The waters off the coast of
Massachusetts are used by several
odontocete species; however, none
(except the sperm whale) are listed
under the ESA and there are no known
habitats of particular importance. In
general, odontocete habitat ranges are
far-reaching along the Atlantic coast of
the U.S., and the waters off of New
England, including the project area, do
not contain any particularly unique
odontocete habitat features.
Sperm Whale
The Western North Atlantic stock of
sperm whales spans the East Coast out
into oceanic waters well beyond the
U.S. EEZ. Although listed as
endangered, the primary threat faced by
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the sperm whale (i.e., commercial
whaling) has been eliminated and,
further, sperm whales in the western
North Atlantic were little affected by
modern whaling (Taylor et al., 2008).
Current potential threats to the species
globally include vessel strikes,
entanglement in fishing gear,
anthropogenic noise, exposure to
contaminants, climate change, and
marine debris. There is no currently
reported trend for the stock and,
although the species is listed as
endangered under the ESA, there are no
specific issues with the status of the
stock that cause particular concern (e.g.,
no UMEs). There are no known areas of
biological importance (e.g., critical
habitat or BIAs) in or near the project
area.
No mortality, serious injury or Level
A harassment is anticipated or proposed
for authorization for this species.
Impacts would be limited to Level B
harassment and would occur to only a
small number of individuals (maximum
of 126 in any given year (likely year 2)
and 149 across all 5 years) incidental to
pile driving, UXO/MEC detonation(s),
and HRG surveys. Sperm whales are not
common within the project area due to
the shallow waters, and it is not
expected that any noise levels would
reach habitat in which sperm whales are
common, including deep-water foraging
habitat. If sperm whales do happen to be
present in the project area during any
activities related to the SouthCoast
project, they would likely be only
transient visitors and not engaging in
any significant behaviors. This very low
magnitude and severity of effects is not
expected to result in impacts on the
reproduction or survival of individuals,
much less impact annual rates of
recruitment or survival. For these
reasons, we have preliminarily
determined, in consideration of all of
the effects of the SouthCoast’s activities
combined, that the take proposed for
authorization would have a negligible
impact on the North Atlantic stock of
sperm whales.
Dolphins and Small Whales (Including
Delphinids and Pilot Whales)
There are no specific issues with the
status of odontocete stocks that cause
particular concern (e.g., no recent
UMEs). No mortality or serious injury is
expected or proposed for authorization
for these stocks. No Level A harassment
is anticipated or proposed for
authorization for any dolphin or small
whale.
The maximum number of take, by
Level B harassment, proposed for
authorization within any one year for all
odontocetes cetacean stocks ranges from
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522 to 52,943 instances, which is less
than approximately 5 percent for 5
stocks and less that 25 percent for one
stock, as compared to the population
size for all stocks. The common
dolphin, one of the most frequently
occurring marine mammals in southern
New England, is the species for which
take estimation resulted in the
maximum number of takes (n=52,943)
and associated population percentage
(24.5 percent) among small odontocetes.
As described above for odontocetes
broadly, we anticipate that a fair
number of these instances of take in a
day represent multiple exposures of a
smaller number of individuals, meaning
the actual number of individuals taken
is lower. Although some amount of
repeated exposure to some individuals
is likely given the duration of activity
proposed by SouthCoast, the intensity of
any Level B harassment combined with
the availability of alternate nearby
foraging habitat suggests that the likely
impacts would not impact the
reproduction or survival of any
individuals.
Overall, the populations of all
dolphins and small whale species and
stocks for which we propose to
authorize take are stable (no declining
population trends), not facing existing
UMEs, and the small number,
magnitude and severity of takes is not
expected to result in impacts on the
reproduction or survival of any
individuals, much less affect annual
rates of recruitment or survival. For
these reasons, we have preliminarily
determined, in consideration of all of
the effects of the SouthCoast’s activities
combined, that the take proposed for
authorization would have a negligible
impact on all dolphin and small whale
species and stocks considered in this
analysis.
Harbor Porpoises
The Gulf of Maine/Bay of Fundy stock
of harbor porpoises is found
predominantly in northern U.S. coastal
waters (less than 150 m depth) and up
into Canada’s Bay of Fundy. Although
the population trend is not known, there
are no UMEs or other factors that cause
particular concern for this stock. No
mortality or non-auditory injury is
anticipated or proposed for
authorization for this stock. NMFS
proposes to authorize 109 takes by Level
A harassment (PTS; incidental to UXO/
MEC detonations) and 3,442 takes by
Level B harassment (incidental to
multiple activities).
Regarding the severity of takes by
behavioral Level B harassment, because
harbor porpoises are particularly
sensitive to noise, it is likely that a fair
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number of the responses could be of a
moderate nature, particularly to pile
driving. In response to pile driving,
harbor porpoises are likely to avoid the
area during construction, as previously
demonstrated in Tougaard et al. (2009)
in Denmark, in Dahne et al. (2013) in
Germany, and in Vallejo et al. (2017) in
the United Kingdom, although a study
by Graham et al. (2019) may indicate
that the avoidance distance could
decrease over time. However, pile
driving is scheduled to occur when
harbor porpoise abundance is low off
the coast of Massachusetts and, given
alternative foraging areas, any avoidance
of the area by individuals is not likely
to impact the reproduction or survival
of any individuals. Given only one
UXO/MEC would be detonated on any
given day and up to only 10 UXO/MEC
would be detonated over the 5-year
effective period of the LOA, any
behavioral response would be brief and
of a low severity.
With respect to PTS and TTS, the
effects on an individual are likely
relatively low given the frequency bands
of pile driving (most energy below 2
kHz) compared to harbor porpoise
hearing (150 Hz to 160 kHz peaking
around 40 kHz). Specifically, PTS or
TTS is unlikely to impact hearing ability
in their more sensitive hearing ranges,
or the frequencies in which they
communicate and echolocate.
Regardless, we have authorized a
limited amount of PTS, but expect any
PTS that may occur to be within the
very low end of their hearing range
where harbor porpoises are not
particularly sensitive, and any PTS
would be of small magnitude. As such,
any PTS would not interfere with key
foraging or reproductive strategies
necessary for reproduction or survival.
In summary, the number of takes
proposed for authorization across all 5
years is 109 by Level A harassment and
3,442 by Level B harassment. While
harbor porpoises are likely to avoid the
area during any construction activity
discussed herein, as demonstrated
during European wind farm
construction, the time of year in which
work would occur is when harbor
porpoises are not in high abundance,
and any work that does occur would not
result in the species’ abandonment of
the waters off of Massachusetts. The low
magnitude and severity of harassment
effects is not expected to result in
impacts on the reproduction or survival
of any individuals, let alone have
impacts on annual rates of recruitment
or survival of this stock. No mortality or
serious injury is anticipated or proposed
for authorization. For these reasons, we
have preliminarily determined, in
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consideration of all of the effects of the
SouthCoast’s activities combined, that
the proposed authorized take would
have a negligible impact on the Gulf of
Maine/Bay of Fundy stock of harbor
porpoises.
Phocids (Harbor Seals and Gray Seals)
Neither the harbor seal nor gray seal
are listed under the ESA. SouthCoast
requested, and NMFS proposes to
authorize, that no more than 4 and 677
harbor seals and 40 and 9,835 gray seals
may be taken by Level A harassment
and Level B harassment, respectively,
within any one year. These species
occur in Massachusetts waters most
often in winter, when impact pile
driving and UXO/MEC detonations
would not occur. Seals are also more
likely to be close to shore such that
exposure to impact pile driving would
be expected to be at lower levels
generally (but still above NMFS
behavioral harassment threshold). The
majority of takes of these species is from
monopile installations, and HRG
surveys. Research and observations
show that pinnipeds in the water may
be tolerant of anthropogenic noise and
activity (a review of behavioral reactions
by pinnipeds to impulsive and nonimpulsive noise can be found in
Richardson et al. (1995) and Southall et
al. (2007)). Available data, though
limited, suggest that exposures between
approximately 90 and 140 dB SPL do
not appear to induce strong behavioral
responses in pinnipeds exposed to nonpulse sounds in water (Costa et al.,
2003; Jacobs and Terhune, 2002;
Kastelein et al., 2006c). Although there
was no significant displacement during
construction as a whole, Russell et al.
(2016) found that displacement did
occur during active pile driving at
predicted received levels between 168
and 178 dB re 1mPa(p-p); however seal
distribution returned to the pre-piling
condition within two hours of cessation
of pile driving. Pinnipeds may not react
at all until the sound source is
approaching (or they approach the
sound source) within a few hundred
meters and then may alert, ignore the
stimulus, change their behaviors, or
avoid the immediate area by swimming
away or diving. Effects on pinnipeds
that are taken by Level B harassment in
the project area would likely be limited
to reactions such as increased
swimming speeds, increased surfacing
time, or decreased foraging (if such
activity were occurring). Most likely,
individuals would simply move away
from the sound source and be
temporarily displaced from those areas
(see Lucke et al., 2006; Edren et al.,
2010; Skeate et al., 2012; Russell et al.,
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2016). Given their documented
tolerance of anthropogenic sound
(Richardson et al., 1995; Southall et al.,
2007), repeated exposures of individuals
of either of these species to levels of
sound that may cause Level B
harassment are unlikely to significantly
disrupt foraging behavior. Given the low
anticipated magnitude of impacts from
any given exposure, even repeated Level
B harassment across a few days of some
small subset of individuals, which
could occur, is unlikely to result in
impacts on the reproduction or survival
of any individuals. Moreover, pinnipeds
would benefit from the mitigation
measures described in the Proposed
Mitigation section.
SouthCoast requested, and NMFS is
proposing to authorize, a limited
number of takes by Level A harassment
in the form of PTS (4 harbor seals and
40 gray seals) incidental to UXO/MEC
detonations over the 5-year effective
period of the rule. As described above,
noise from UXO/MEC detonation is low
frequency and while any PTS that does
occur would fall within the lower end
of pinniped hearing ranges (50 Hz to 86
kHz), PTS would not occur at
frequencies where pinniped hearing is
most sensitive. In summary, any PTS,
would be of limited degree and not
occur across the entire or even most
sensitive hearing range. Hence, any
impacts from PTS are likely to be of low
severity and not interfere with behaviors
critical to reproduction or survival.
Elevated numbers of harbor seal and
gray seal mortalities were first observed
in July 2018 and occurred across Maine,
New Hampshire, and Massachusetts
until 2020. Based on tests conducted so
far, the main pathogen found in the
seals belonging to that UME was
phocine distemper virus, although
additional testing to identify other
factors that may be involved in this
UME are underway. In 2022, a UME was
declared in Maine with some harbor and
gray seals testing positive for highly
pathogenic avian influenza (HPAI)
H5N1. Although elevated strandings
continue. For harbor seals, the
population abundance is over 75,000
and annual M/SI (350) is well below
PBR (2,006) (Hayes et al., 2020). The
population abundance for gray seals in
the United States is over 27,000, with an
estimated overall abundance, including
seals in Canada, of approximately
450,000. In addition, the abundance of
gray seals is likely increasing in the U.S.
Atlantic, as well as in Canada (Hayes et
al., 2020).
Overall, impacts from the Level B
harassment take proposed for
authorization incidental to SouthCoast’s
specified activities would be of
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relatively low magnitude and a low
severity. Similarly, while some
individuals may incur PTS overlapping
some frequencies that are used for
foraging and communication, given the
low degree, the impacts would not be
expected to impact reproduction or
survival of any individuals. In
consideration of all of the effects of
SouthCoast’s activities combined, we
have preliminarily determined that the
authorized take will have a negligible
impact on harbor seals and gray seals.
Preliminary Negligible Impact
Determination
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the proposed marine mammal take
from all of SouthCoast ’s specified
activities combined will have a
negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under sections 101(a)(5)(A) and (D) of
the MMPA for specified activities other
than military readiness activities. The
MMPA does not define small numbers
and so, in practice, where estimated
numbers are available, NMFS compares
the number of individuals estimated to
be taken to the most appropriate
estimation of abundance of the relevant
species or stock in our determination of
whether an authorization is limited to
small numbers of marine mammals.
When the predicted number of
individuals to be taken is less than onethird of the species or stock abundance,
the take is considered to be of small
numbers. Additionally, other qualitative
factors may be considered in the
analysis, such as the temporal or spatial
scale of the activities.
NMFS proposes to authorize
incidental take (by Level A harassment
and Level B harassment) of 16 species
of marine mammal (with 16 managed
stocks). The maximum number of takes
possible within any one year and
proposed for authorization relative to
the best available population abundance
is less than one-third for all species and
stocks potentially impacted (i.e., less
than 1 percent for 5 stocks, less than 8
percent for 7 stocks, less than 25 percent
for 2 stocks, and less than 33 percent for
2 stocks; see table 53).
Based on the analysis contained
herein of the proposed activities
(including the proposed mitigation and
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monitoring measures) and the
anticipated take of marine mammals,
NMFS preliminarily finds that small
numbers of marine mammals would be
taken relative to the population size of
the affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has determined that
the total taking of affected species or
stocks would not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
Classification
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Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency ensure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the promulgation of
rulemakings, NMFS consults internally
whenever we propose to authorize take
for endangered or threatened species, in
this case with the NMFS Greater
Atlantic Regional Field Office (GARFO).
NMFS is proposing to authorize the
take of five marine mammal species
which are listed under the ESA: the
North Atlantic right, sei, fin, blue, and
sperm whale. The Permit and
Conservation Division requested
initiation of Section 7 consultation on
November 1, 2022 with GARFO for the
promulgation of this proposed
rulemaking. NMFS will conclude the
Endangered Species Act consultation
prior to reaching a determination
regarding the proposed issuance of the
authorization. The proposed regulations
and any subsequent LOA(s) would be
conditioned such that, in addition to
measures included in those documents,
SouthCoast would also be required to
abide by the reasonable and prudent
measures and terms and conditions of a
Biological Opinion and Incidental Take
Statement, issued by NMFS, pursuant to
Section 7 of the Endangered Species
Act.
Executive Order 12866
The Office of Management and Budget
has determined that this proposed rule
is not significant for purposes of
Executive Order 12866.
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Regulatory Flexibility Act (RFA)
Pursuant to the RFA (5 U.S.C. 601 et
seq.), the Chief Counsel for Regulation
of the Department of Commerce has
certified to the Chief Counsel for
Advocacy of the Small Business
Administration that this proposed rule,
if adopted, would not have a significant
economic impact on a substantial
number of small entities. SouthCoast is
the sole entity that would be subject to
the requirements in these proposed
regulations, and SouthCoast is not a
small governmental jurisdiction, small
organization, or small business, as
defined by the RFA. Because of this
certification, a regulatory flexibility
analysis is not required and none has
been prepared.
Paperwork Reduction Act (PRA)
Notwithstanding any other provision
of law, no person is required to respond
to nor shall a person be subject to a
penalty for failure to comply with a
collection of information subject to the
requirements of the PRA unless that
collection of information displays a
currently valid Office of Management
and Budget (OMB) control number.
These requirements have been approved
by OMB under control number 0648–
0151 and include applications for
regulations, subsequent LOA, and
reports. Submit comments regarding any
aspect of this data collection, including
suggestions for reducing the burden, to
NMFS.
Coastal Zone Management Act (CZMA)
We have preliminarily determined
that this action is not within or would
not affect a state’s coastal zone, and thus
do not require a consistency
determination under 307(c)(3)(A) of the
Coastal Zone Management Act (CZMA;
16 U.S.C. 1456 (c)(3)(A)). Since the
proposed action is expected to authorize
incidental take of marine mammals in
coastal waters and on the outer
continental shelf, and is an unlisted
activity under 15 CFR 930.54, the only
way in which this action would be
subject to state consistency review is if
the state timely submits an unlisted
activity request to the Director of
NOAA’s Office for Coastal Management
(along with copies concurrently
submitted to the applicant and NMFS)
within 30 days from the date of
publication of the notice of proposed
rulemaking in the Federal Register and
the Director approves such request.
Proposed Promulgation
As a result of these preliminary
determinations, NMFS proposes to
promulgate regulations that allow for
the authorization of take, by Level A
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53809
harassment and Level B harassment,
incidental to construction activities
associated with the SouthCoast Wind
Project offshore of Massachusetts for a
5-year period from April 1, 2027,
through March 31, 2032, provided the
previously mentioned mitigation,
monitoring, and reporting requirements
are incorporated.
Request for Additional Information and
Public Comments
NMFS requests interested persons to
submit comments, information, and
suggestions concerning SouthCoast’s
request and the proposed regulations
(see ADDRESSES). All comments will be
reviewed and evaluated as we prepare
the final rule and make final
determinations on whether to issue the
requested authorization. This proposed
rule and referenced documents provide
all environmental information relating
to our proposed action for public
review.
Recognizing, as a general matter, that
this action is one of many current and
future wind energy actions, we invite
comment on the relative merits of the
IHA, single-action rule/LOA, and
programmatic multi-action rule/LOA
approaches, including potential marine
mammal take impacts resulting from
this and other related wind energy
actions and possible benefits resulting
from regulatory certainty and efficiency.
List of Subjects in 50 CFR Part 217
Administrative practice and
procedure, Endangered and threatened
species, Fish, Fisheries, Marine
mammals, Penalties, Reporting and
recordkeeping requirements,
Transportation, Wildlife.
Dated: June 17, 2024.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For reasons set forth in the preamble,
NMFS proposes to amend 50 CFR part
217 as follows:
PART 217—REGULATIONS
GOVERNING THE TAKING AND
IMPORTING OF MARINE MAMMALS
1. The authority citation for part 217
continues to read as follows:
■
Authority: 16 U.S.C. 1361 et seq., unless
otherwise noted.
2. Add subpart HH, consisting of
§§ 217.330 through 217.339, to read as
follows:
■
Subpart HH—Taking Marine Mammals
Incidental to the SouthCoast Wind Offshore
Wind Farm Project Offshore Massachusetts
Sec.
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217.330 Specified activity and specified
geographical region.
217.331 Effective dates.
217.332 Permissible methods of taking.
217.333 Prohibitions.
217.334 Mitigation requirements.
217.335 Requirements for monitoring and
reporting.
217.336 Letter of Authorization.
217.337 Modifications of Letter of
Authorization.
217.338–217.339 [Reserved]
Subpart HH—Taking Marine Mammals
Incidental to the SouthCoast Wind
Project Offshore Massachusetts
§ 217.330 Specified activity and specified
geographical region.
(a) Regulations in this subpart apply
only to activities associated with the
SouthCoast Wind Project conducted by
SouthCoast Wind Energy, LLC
(SouthCoast Wind) and those persons
SouthCoast Wind authorizes or funds to
conduct activities on its behalf in the
area outlined in paragraph (b) of this
section. Requirements imposed on
SouthCoast Wind must be implemented
by those persons it authorizes or funds
to conduct activities on its behalf.
(b) The specified geographical region
is the Mid-Atlantic Bight and vessel
transit routes to marshaling ports in
Charleston, South Carolina and Sheet
Harbor, Canada. The Mid-Atlantic Bight
extends between Cape Hatteras, North
Carolina and Martha’s Vineyard,
Massachusetts, extending westward into
the Atlantic to the 100-m isobath and
includes, but is not limited to, the
Bureau of Ocean Energy Management
(BOEM) Lease Area Outer Continental
Shelf (OCS)–A–0521 Commercial Lease
of Submerged Lands for Renewable
Energy Development, two export cable
routes, and two sea-to-shore transition
point at Brayton Point in Somerset,
Massachusetts and Falmouth,
Massachusetts.
(c) The specified activities are impact
and vibratory pile driving to install
wind turbine generator (WTG) and
offshore substation platform (OSP)
foundations; high-resolution
geophysical (HRG) site characterization
surveys; detonation of unexploded
ordnances or munitions and explosives
of concern (UXOs/MECs); fisheries and
benthic monitoring surveys; placement
of scour protection; sand leveling;
dredging; trenching, laying, and burial
activities associated with the
installation of the export cable from the
OSP to shore based converter stations
and inter-array cables between WTG
foundations; vessel transit within the
specified geographical region to
transport crew, supplies, and materials;
and WTG operations.
§ 217.331
Effective dates.
The regulations in this subpart are
effective from April 1, 2027 through
March 31, 2032.
§ 217.332
Permissible methods of taking.
Under a LOA issued pursuant to
§§ 216.106 and 217.336, SouthCoast
Wind and those persons it authorizes or
funds to conduct activities on its behalf,
may incidentally, but not intentionally,
take marine mammals within the
specified geographicalregion in the
following ways, provided SouthCoast
Wind is in compliance with all terms,
conditions, and requirements of the
regulations in this subpart and the LOA.
(a) By Level B harassment associated
with the acoustic disturbance of marine
mammals by impact and vibratory pile
driving of WTG and OSP foundations;
UXO/MEC detonations, and HRG site
characterization surveys.
(b) By Level A harassment associated
with impact pile driving WTG and OSP
foundations and UXO/MEC detonations.
(c) The incidental take of marine
mammals by the activities listed in
paragraphs (a) and (b) of this section is
limited to the following species and
stocks:
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TABLE 1 TO PARAGRAPH (c)
Marine mammal species
Scientific name
Blue whale .........................................................
Fin whale ...........................................................
Sei whale ...........................................................
Minke whale .......................................................
North Atlantic right whale ..................................
Humpback whale ...............................................
Sperm whale ......................................................
Atlantic spotted dolphin .....................................
Atlantic white-sided dolphin ...............................
Bottlenose dolphin .............................................
Common dolphin ...............................................
Harbor porpoise .................................................
Long-finned pilot whale .....................................
Risso’s dolphin ..................................................
Gray seal ...........................................................
Harbor seal ........................................................
Balaenoptera musculus ....................................
Balaenoptera physalus .....................................
Balaenoptera borealis ......................................
Balaenoptera acutorostrata ..............................
Eubalaena glacialis ..........................................
Megaptera novaeangliae ..................................
Physeter macrocephalus ..................................
Stenella frontalis ...............................................
Lagenorhynchus acutus ...................................
Tursiops truncatus ............................................
Delphinus delphis .............................................
Phocoena phocoena ........................................
Globicephala melas ..........................................
Grampus griseus ..............................................
Halichoerus grypus ...........................................
Phoca vitulina ...................................................
Western North Atlantic.
Western North Atlantic.
Nova Scotia.
Canadian East Stock.
Western North Atlantic.
Gulf of Maine.
North Atlantic.
Western North Atlantic.
Western North Atlantic.
Western North Atlantic Offshore.
Western North Atlantic.
Gulf of Maine/Bay of Fundy.
Western North Atlantic.
Western North Atlantic.
Western North Atlantic.
Western North Atlantic.
§ 217.333
(c) Take any marine mammal
specified in § 217.332(c) in any manner
other than specified in § 217.332(a) and
(b).
this subpart. These mitigation measures
include, but are not limited to:
(a) General Conditions. SouthCoast
Wind must comply with the following
general measures:
(1) A copy of any issued LOA must be
in the possession of SouthCoast Wind
and its designees, all vessel operators,
visual protected species observers
(PSOs), passive acoustic monitoring
(PAM) operators, pile driver operators,
and any other relevant designees
operating under the authority of the
Prohibitions.
Except for the takings described in
§ 217.332 and authorized by a LOA
issued under §§ 217.336 or 217.337, it is
unlawful for any person to do any of the
following in connection with the
activities described in this subpart.
(a) Violate or fail to comply with the
terms, conditions, and requirements of
this subpart or a LOA issued under
§§ 217.336 or 217.337.
(b) Take any marine mammal not
specified in § 217.332(c).
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§ 217.334
Stock
Mitigation requirements.
When conducting the specified
activities identified in §§ 217.330(c),
SouthCoast Wind must implement the
following mitigation measures
contained in this section and any LOA
issued under §§ 217.336 or 217.337 of
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issued LOA; (2) SouthCoast Wind must
conduct training for construction
supervisors, construction crews, and the
PSO and PAM team prior to the start of
all construction activities and when
new personnel join the work in order to
explain responsibilities, communication
procedures, marine mammal monitoring
and reporting protocols, and operational
procedures. A description of the
training program must be provided to
NMFS at least 60 days prior to the
initial training before in-water activities
begin. Confirmation of all required
training must be documented on a
training course log sheet and reported to
NMFS Office of Protected Resources
prior to initiating project activities;
(3) SouthCoast Wind is required to
use available sources of information on
North Atlantic right whale presence to
aid in monitoring efforts. These include
daily monitoring of the Right Whale
Sighting Advisory System, consulting of
the WhaleAlert app, and monitoring of
the Coast Guard’s VHF Channel 16 to
receive notifications of marine mammal
sightings and information associated
with any Dynamic Management Areas
(DMA) and Slow Zones;
(4) Any marine mammal observation
by project personnel must be
immediately communicated to any onduty PSOs and PAM operator(s). Any
large whale observation or acoustic
detection by any project personnel must
be conveyed to all vessel captains;
(5) If an individual from a species for
which authorization has not been
granted or a species for which
authorization has been granted but the
authorized take number has been met is
observed entering or within the relevant
clearance zone prior to beginning a
specified activity, the activity must be
delayed. If an activity is ongoing and an
individual from a species for which
authorization has not been granted or a
species for which authorization has
been granted but the authorized take
number has been met is observed
entering or within the relevant
shutdown zone, the activity must be
shut down (i.e., cease) immediately
unless shutdown would result in
imminent risk of injury or loss of life to
an individual, pile refusal, or pile
instability. The activity must not
commence or resume until the animal(s)
has been confirmed to have left the
clearance or shutdown zones and is on
a path away from the applicable zone or
after 30 minutes for all baleen whale
species and sperm whales, and 15
minutes for all other species;
(6) In the event that a large whale is
sighted or acoustically detected that
cannot be confirmed as a non-North
Atlantic right whale, it must be treated
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as if it were a North Atlantic right whale
for purposes of mitigation;
(7) For in-water construction heavy
machinery activities listed in section
1(a), if a marine mammal is detected
within or about to enter 10 meters (m)
(32.8 feet (ft)) of equipment, SouthCoast
Wind must cease operations until the
marine mammal has moved more than
10 m on a path away from the activity
to avoid direct interaction with
equipment;
(8) All vessels must be equipped with
a properly installed, operational
Automatic Identification System (AIS)
device prior to vessel use and
SouthCoast Wind must report all
Maritime Mobile Service Identify
(MMSI) numbers to NMFS Office of
Protected Resources;
(9) By accepting a LOA, SouthCoast
Wind consents to on-site observation
and inspections by Federal agency
personnel (including NOAA personnel)
during activities described in this
subpart, for the purposes of evaluating
the implementation and effectiveness of
measures contained within this subpart
and the LOA; and
(10) It is prohibited to assault, harm,
harass (including sexually harass),
oppose, impede, intimidate, impair, or
in any way influence or interfere with
a PSO, PAM operator, or vessel crew
member acting as an observer, or
attempt the same. This prohibition
includes, but is not limited to, any
action that interferes with an observer’s
responsibilities or that creates an
intimidating, hostile, or offensive
environment. Personnel may report any
violations to the NMFS Office of Law
Enforcement.
(b) Vessel strike avoidance measures:
SouthCoast Wind must comply with the
following vessel strike avoidance
measures while in the specific
geographic region unless a deviation is
necessary to maintain safe maneuvering
speed and justified because the vessel is
in an area where oceanographic,
hydrographic, and/or meteorological
conditions severely restrict the
maneuverability of the vessel; an
emergency situation presents a threat to
the health, safety, life of a person; or
when a vessel is actively engaged in
emergency rescue or response duties,
including vessel-in distress or
environmental crisis response. An
emergency is defined as a serious event
that occurs without warning and
requires immediate action to avert,
control, or remedy harm.
(1) Prior to the start of the Project’s
activities involving vessels, all vessel
personnel must receive a protected
species training that covers, at a
minimum, identification of marine
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mammals that have the potential to
occur in the specified geographical
region; detection and observation
methods in both good weather
conditions (i.e., clear visibility, low
winds, low sea states) and bad weather
conditions (i.e., fog, high winds, high
sea states, with glare); sighting
communication protocols; all vessel
strike avoidance mitigation
requirements; and information and
resources available to the project
personnel regarding the applicability of
Federal laws and regulations for
protected species. This training must be
repeated for any new vessel personnel
who join the project. Confirmation of
the vessel personnels’ training and
understanding of the LOA requirements
must be documented on a training
course log sheet and reported to NMFS
within 30 days of completion of
training, prior to personnel joining
vessel operations;
(2) All vessel operators and dedicated
visual observers must maintain a
vigilant watch for all marine mammals
and slow down, stop their vessel, or
alter course to avoid striking any marine
mammal;
(3) All transiting vessels, operating at
any speed must have a dedicated visual
observer on duty at all times to monitor
for marine mammals within a 180
degrees (°) direction of the forward path
of the vessel (90° port to 90° starboard)
located at an appropriate vantage point
for ensuring vessels are maintaining
required separation distances. Dedicated
visual observers may be PSOs or crew
members, but crew members
responsible for these duties must be
provided sufficient training by
SouthCoast Wind to distinguish marine
mammals from other phenomena and
must be able to identify a marine
mammal as a North Atlantic right
whale, other large whale (defined in this
context as sperm whales or baleen
whales other than North Atlantic right
whales), or other marine mammals.
Dedicated visual observers must be
equipped with alternative monitoring
technology (e.g., night vision devices,
infrared cameras) for periods of low
visibility (e.g., darkness, rain, fog, etc.).
The dedicated visual observer must not
have any other duties while observing
and must receive prior training on
protected species detection and
identification, vessel strike avoidance
procedures, how and when to
communicate with the vessel captain,
and reporting requirements in this
subpart;
(4) All vessel operators and dedicated
visual observers must continuously
monitor US Coast Guard VHF Channel
16 at the onset of transiting through the
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duration of transit. At the onset of
transiting and at least once every 4
hours, vessel operators and/or trained
crew member(s) must also monitor the
project’s Situational Awareness System,
(if applicable), WhaleAlert, and relevant
NOAA information systems such as the
Right Whale Sighting Advisory System
(RWSAS) for the presence of North
Atlantic right whales;
(5) Prior to transit, vessel operators
must check for information regarding
the establishment of Seasonal and
Dynamic Management Areas, Slow
Zones, and any information regarding
North Atlantic right whale sighting
locations;
(6) All vessel operators must abide by
vessel speed regulations (50 CFR
224.105). Nothing in this subpart
exempts vessels from any other
applicable marine mammal speed or
approach regulations;
(7) All vessels, regardless of size, must
immediately reduce speed to 10 knots
(18.5 km/hr) or less for at least 24 hours
when a North Atlantic right whale is
sighted at any distance by any project
related personnel or acoustically
detected by any project-related PAM
system. Each subsequent observation or
acoustic detection in the Project area
must trigger an additional 24-hour
period. If a North Atlantic right whale
is reported via any of the monitoring
systems (described in paragraph (b)(4) of
this section) within 10 km of a transiting
vessel(s), that vessel must operate at 10
knots (18.5 km/hr) or less for 24 hours
following the reported detection.
(8) In the event that a DMA or Slow
Zone is established that overlaps with
an area where a project-associated
vessel is operating, that vessel,
regardless of size, must transit that area
at 10 knots (18.5 km/hr) or less;
(9) Between November 1st and April
30th, all vessels, regardless of size, must
operate at 10 knots (18.5 km/hr) or less
in the specified geographical region,
except for vessels while transiting in
Narragansett Bay or Long Island Sound;
(10) All vessels, regardless of size,
must immediately reduce speed to 10
knots (18.5 km/hr) or less when any
large whale, (other than a North Atlantic
right whale), mother/calf pairs, or large
assemblages of non-delphinid cetaceans
are observed within 500 m (0.31 mi) of
a transiting vessel;
(11) If a vessel is traveling at any
speed greater than 10 knots (18.5 km/hr)
(i.e., no speed restrictions are enacted)
in the transit corridor (defined as from
a port to the Lease Area or return), in
addition to the required dedicated
visual observer, SouthCoast Wind must
monitor the transit corridor in real-time
with PAM prior to and during transits.
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If a North Atlantic right whale is
detected via visual observation or PAM
within or approaching the transit
corridor, all vessels in the transit
corridor must travel at 10 knots (18.5
km/hr) or less for 24 hours following the
detection. Each subsequent detection
shall trigger a 24-hour reset. A
slowdown in the transit corridor expires
when there has been no further North
Atlantic right whale visual or acoustic
detection in the transit corridor in the
past 24 hours;
(12) All vessels must maintain a
minimum separation distance of 500 m
from North Atlantic right whales. If
underway, all vessels must steer a
course away from any sighted North
Atlantic right whale at 10 knots (18.5
km/hr) or less such that the 500-m
minimum separation distance
requirement is not violated. If a North
Atlantic right whale is sighted within
500 m of an underway vessel, that
vessel must turn away from the
whale(s), reduce speed and shift the
engine to neutral. Engines must not be
engaged until the whale has moved
outside of the vessel’s path and beyond
500 m;
(13) All vessels must maintain a
minimum separation distance of 100 m
(328 ft) from sperm whales and nonNorth Atlantic right whale baleen
whales. If one of these species is sighted
within 100 m (328 ft) of an underway
vessel, the vessel must turn away from
the whale(s), reduce speed, and shift the
engine(s) to neutral. Engines must not
be engaged until the whale has moved
outside of the vessel’s path and beyond
100 m (328 ft);
(14) All vessels must maintain a
minimum separation distance of 50 m
(164 ft) from all delphinid cetaceans and
pinnipeds with an exception made for
those that approach the vessel (e.g.,
bow-riding dolphins). If a delphinid
cetacean or pinniped is sighted within
50 m (164 ft) of a transiting vessel, that
vessel must turn away from the
animal(s), reduce speed, and shift the
engine to neutral, with an exception
made for those that approach the vessel
(e.g., bow-riding dolphins). Engines
must not be engaged until the animal(s)
has moved outside of the vessel’s path
and beyond 50 m (164 ft);
(15) All vessels underway must not
divert or alter course to approach any
marine mammal; and
(16) SouthCoast Wind must submit a
Marine Mammal Vessel Strike
Avoidance Plan 180 days prior to the
planned start of vessel activity that
provides details on all relevant
mitigation and monitoring measures for
marine mammals, vessel speeds and
transit protocols from all planned ports,
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vessel-based observer protocols for
transiting vessels, communication and
reporting plans, and proposed
alternative monitoring equipment in
varying weather conditions, darkness,
sea states, and in consideration of the
use of artificial lighting. If SouthCoast
Wind plans to implement PAM in any
transit corridor to allow vessel transit
above 10 knots (18.5 km/hr) the plan
must describe how PAM, in
combination with visual observations,
will be conducted. If a plan is not
submitted and approved by NMFS prior
to vessel operations, all project vessels
must travel at speeds of 10 knots (18.5
km/hr) or less. SouthCoast Wind must
comply with any approved Marine
Mammal Vessel Strike Avoidance Plan.
(c) Wind turbine generator (WTG) and
offshore substation platform (OSP)
foundation installation. The following
requirements apply to vibratory and
impact pile driving activities associated
with the installation of WTG and OSP
foundations: (1) Foundation pile driving
activities must not occur January 1
through May 15 throughout the Lease
Area. From October 16 through May 31,
impact and vibratory pile driving must
not occur at locations in SouthCoast’s
Lease Area within the North Atlantic
right whale Enhanced Mitigation Area
(NARW EMA; defined as the area within
20 km (12.4 mi) from the 30-m (98-ft)
isobath on the west side of Nantucket
Shoals);
(2) Outside of the NARW EMA,
foundation pile driving must not be
planned for December; however, it may
occur only if necessary to complete pile
driving within a given year and with
prior approval by NMFS and
implementation of enhanced mitigation
and monitoring (see 217.334(c)(7),
217.334(c)(13)). SouthCoast Wind must
notify NMFS in writing by September 1
of that year if circumstances are
expected to necessitate pile driving in
December;
(3) In the NARW EMA, SouthCoast
must install foundations as quickly as
possible and sequence them from the
northeast corner of the Lease Area to the
southwest corner such that foundation
installation in positions closest to
Nantucket Shoals are completed during
the period of lowest North Atlantic right
whale occurrence in that area;
(4) Monopiles must be no larger than
a tapered 9/16-m diameter monopile
design and pin piles must be no larger
than 4.5-m diameter design. The
minimum amount of hammer energy
necessary to effectively and safely
install and maintain the integrity of the
piles must be used. Impact hammer
energies must not exceed 6,600
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kilojoules (kJ) for monopile installations
and 3,500 kJ for pin pile installations;
(5) SouthCoast must not initiate pile
driving earlier than 1 hour after civil
sunrise or later than 1.5 hours prior to
civil sunset unless SouthCoast submits
and NMFS approves a Nighttime Pile
Driving Monitoring Plan that
demonstrates the efficacy of their lowvisibility visual monitoring technology
(e.g., night vision devices, Infrared (IR)
cameras) to effectively monitor the
mitigation zones in low visibility
conditions. SouthCoast must submit this
plan or plans (if separate Daytime
Reduced Visibility and Nighttime
Monitoring Plans are prepared) at least
180 calendar days before foundation
installation is planned to begin.
SouthCoast must submit a separate Plan
describing daytime reduced visibility
monitoring if the information in the
Nighttime Monitoring Plan does not
sufficiently apply to all low-visibility
monitoring;
(6) SouthCoast Wind must utilize a
soft-start protocol at the beginning of
foundation installation for each impact
pile driving event and at any time
following a cessation of impact pile
driving for 30 minutes or longer;
(7) SouthCoast Wind must deploy, at
minimum, a double bubble curtain
during all foundation pile driving;
(i) The double bubble curtain must
distribute air bubbles using an air flow
rate of at least 0.5 m3/(min*m). The
double bubble curtain must surround
100 percent of the piling perimeter
throughout the full depth of the water
column. In the unforeseen event of a
single compressor malfunction, the
offshore personnel operating the bubble
curtain(s) must make adjustments to the
air supply and operating pressure such
that the maximum possible sound
attenuation performance of the bubble
curtain(s) is achieved;
(ii) The lowest bubble ring must be in
contact with the seafloor for the full
circumference of the ring, and the
weights attached to the bottom ring
must ensure 100-percent seafloor
contact.
(iii) No parts of the ring or other
objects may prevent full seafloor contact
with a bubble curtain ring.
(iv) SouthCoast Wind must inspect
and carry out maintenance on the noise
attenuation systems prior to every pile
driving event and prepare and submit a
Noise Attenuation System (NAS)
inspection/performance report. For piles
for which Thorough SFV (T–SFV) (as
required by 217.334(c)(19)) is carried
out, this report must be submitted as
soon as it is available, but no later than
when the interim T–SFV report is
submitted for the respective pile.
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Performance reports for all subsequent
piles must be submitted with the weekly
pile driving reports. All reports must be
submitted by email to
pr.itp.monitoringreports@noaa.gov.
(8) SouthCoast Wind must utilize
PSOs. Each monitoring platform must
have at least three on-duty PSOs. PSOs
must be located on the pile driving
vessel as well as on a minimum of three
PSO-dedicated vessels inside the NARW
EMA June 1 through July 31 and outside
the NARW EMA June 1 through
November 30, and a minimum of four
PSO-dedicated vessels within the
NARW EMA from August 1 through
October 15 and throughout the Lease
Area from May 16–31 and December 1–
31 (if pile driving in December is
deemed necessary and approved by
NMFS);
(9) Concurrent with visual
monitoring, SouthCoast Wind must
utilize PAM operator(s), as described in
a NMFS-approved PAM Plan, who must
conduct acoustic monitoring of marine
mammals for 60 minutes before, during,
and 30 minutes after completion of
impact and vibratory pile driving for
each pile. PAM operators must
immediately communicate all
detections of marine mammals to the
Lead PSO, including any determination
regarding species identification,
distance, and bearing and the degree of
confidence in the determination;
(10) To increase situational awareness
prior to pile driving, the PAM operator
must review PAM data collected within
the 24 hours prior to a pile installation;
(11) The PAM system must be able to
detect marine mammal vocalizations,
maximize baleen whale detections, and
detect North Atlantic right whale
vocalizations up to a distance of 10 km
(6.2 mi) and 15 km (9.3mi) during pin
pile and monopile installation,
respectively. NMFS recognizes that
detectability of each species’
vocalizations will vary based on
vocalization characteristics (e.g.,
frequency content, source level),
acoustic propagation conditions, and
competing noise sources), such that
other marine mammal species (e.g.,
harbor porpoise) may not be detected at
10 km (6.2 mi) or 15 km (9.3 mi);
(12) SouthCoast Wind must submit a
Passive Acoustic Monitoring Plan (PAM
Plan) to NMFS Office of Protected
Resources for review and approval at
least 180 days prior to the planned start
of foundation installation activities and
abide by the Plan if approved;
(13) SouthCoast Wind must establish
clearance and shutdown zones, which
must be measured using the radial
distance from the pile being driven. All
clearance zones must be confirmed to be
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free of marine mammals for 30 minutes
immediately prior to the beginning of
soft-start procedures or vibratory pile
driving. If a marine mammal (other than
a North Atlantic right whale) is detected
within or about to enter the applicable
clearance zones during this 30-minute
time period, vibratory and impact pile
driving must be delayed until the
animal has been visually observed
exiting the clearance zone or until a
specific time period has elapsed with no
further sightings. The specific time
periods are 30 minutes for all baleen
whale species and sperm whales and 15
minutes for all other species;
(14) For North Atlantic right whales,
any visual observation by a PSO at any
distance, or acoustic detection within
the 10-km (6.2-mi) (pin pile) and 15-km
(9.32-mi) (monopile) PAM clearance
and shutdown zones must trigger a
delay to the commencement or
shutdown (if already begun) of pile
driving. For any acoustic detection
within the North Atlantic right whale
PAM clearance and shutdown zones or
sighting of 1 or 2 North Atlantic right
whales, SouthCoast Wind must delay
commencement of or shutdown pile
driving for 24 hours. For any sighting of
3 or more North Atlantic right whales,
SouthCoast Wind must delay
commencement of or shutdown pile
driving for 48 hours. Prior to beginning
clearance at the pile driving location
after these periods, SouthCoast must
conduct a vessel-based survey to
visually clear the 10-km (6.2-mi) zone,
if installing pin piles that day, or 15-km
(9.32-mi) zone, if installing monopiles.
(15) If visibility decreases such that
the entire clearance zone is not visible,
at minimum, PSOs must be able to
visually clear (i.e., confirm no marine
mammals are present) the minimum
visibility zone. The entire minimum
visibility zone must be visible (i.e., not
obscured by dark, rain, fog, etc.) for the
full 60 minutes immediately prior to
commencing impact and vibratory pile
driving;
(16) If a marine mammal is detected
(visually or acoustically) entering or
within the respective shutdown zone
after pile driving has begun, the PSO or
PAM operator must call for a shutdown
of pile driving and SouthCoast Wind
must stop pile driving immediately,
unless shutdown is not practicable due
to imminent risk of injury or loss of life
to an individual or risk of damage to a
vessel that creates risk of injury or loss
of life for individuals, or the lead
engineer determines there is risk of pile
refusal or pile instability. If pile driving
is not shut down due to one of these
situations, SouthCoast Wind must
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reduce hammer energy to the lowest
level practicable to maintain stability;
(17) If pile driving has been shut
down due to the presence of a marine
mammal other than a North Atlantic
right whale, pile driving must not restart
until either the marine mammal(s) has
voluntarily left the species-specific
clearance zone and has been visually or
acoustically confirmed beyond that
clearance zone, or, when specific time
periods have elapsed with no further
sightings or acoustic detections. The
specific time periods are 30 minutes for
all non-North Atlantic right whale
baleen whale species and sperm whales
and 15 minutes for all other species. In
cases where these criteria are not met,
pile driving may restart only if
necessary to maintain pile stability at
which time SouthCoast Wind must use
the lowest hammer energy practicable to
maintain stability;
(18) SouthCoast Wind must submit a
Pile Driving Marine Mammal
Monitoring Plan to NMFS Office of
Protected Resources for review and
approval at least 180 days prior to
planned start of foundation pile driving
and abide by the Plan if approved.
SouthCoast Wind must obtain both
NMFS Office of Protected Resources and
NMFS Greater Atlantic Regional
Fisheries Office Protected Resources
Division’s concurrence with this Plan
prior to the start of any pile driving;
(19) SouthCoast Wind must perform
T–SFV measurements during
installation of, at minimum, the first
three WTG monopile foundations, first
four WTG pin piles, and all OSP jacket
foundation pin piles;
(i) T–SFV measurements must
continue until at least three consecutive
monopiles or four consecutive pin piles
demonstrate noise levels are at or below
those modeled, assuming 10 decibels
(dB) of attenuation. Subsequent T–SFV
measurements are also required should
larger piles be installed or if additional
monopiles or pin piles are driven that
may produce louder sound fields than
those previously measured (e.g., from
higher hammer energy, greater number
of strikes);
(ii) T–SFV measurements must be
made at a minimum of four distances
from the pile(s) being driven along a
single transect in the direction of lowest
transmission loss (i.e., projected lowest
transmission loss coefficient), including,
but not limited to, 750 m (2,460 ft) and
three additional ranges selected such
that measurement of modeled Level A
harassment and Level B harassment
isopleths are accurate, feasible, and
avoids extrapolation (i.e., recorder
spacing is approximately logarithmic
and significant gaps near expected
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isopleths are avoided). At least one
additional measurement at an azimuth
90 degrees from the transect array at 750
m (2,460 ft) must be made. At each
location, there must be a near bottom
and mid-water column hydrophone
(acoustic recorder);
(iii) If any of the T–SFV results
indicate that distances to harassment
isopleths were exceeded, then
SouthCoast Wind must implement
additional measures for all subsequent
foundation installations to ensure the
measured distances to the Level A
harassment and Level B harassment
threshold isopleths do not exceed those
modeled assuming 10 dB attenuation.
SouthCoast Wind must also increase
clearance, shutdown, and/or Level B
harassment zone sizes to those
identified by NMFS until T–SFV
measurements on at least three
additional monopiles or four pin piles
demonstrate distances to harassment
threshold isopleths meet or are less than
those modeled assuming 10-dB of
attenuation. For every 1,500 m (4,900 ft)
that a marine mammal clearance or
shutdown zone is expanded, additional
PSOs must be deployed from additional
platforms/vessels to ensure adequate
and complete monitoring of the
expanded clearance and/or shutdown
zone(s), with each PSO responsible for
scanning no more than 120 degrees (°)
out to a radius no greater than 1,500 m
(4,900 ft). SouthCoast Wind must
optimize the sound attenuation systems
(e.g., ensure hose maintenance, pressure
testing, etc.) to, at least, meet noise
levels modeled, assuming 10-dB
attenuation, within three monopiles or
four pin piles, or else foundation
installation activities must cease until
NMFS and SouthCoast Wind can
evaluate potential reasons for louder
than anticipated noise levels.
Alternatively, if SouthCoast determines
T–SFV results demonstrate noise levels
are within those modeled assuming 10
dB attenuation, SouthCoast may
proceed to the next pile after submitting
the interim report to NMFS;
(20) SouthCoast Wind also must
conduct abbreviated SFV, using at least
one acoustic recorder (consisting of a
bottom and mid-water column
hydrophone) for every foundation for
which T–SFV monitoring is not
conducted. All abbreviated SFV data
must be included in weekly reports.
Any indications that distances to the
identified Level A harassment and Level
B harassment thresholds for marine
mammals may be exceeded based on
this abbreviated monitoring must be
addressed by SouthCoast Wind in the
weekly report, including an explanation
of factors that contributed to the
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exceedance and corrective actions that
were taken to avoid exceedance on
subsequent piles. SouthCoast Wind
must meet with NMFS within two
business days of SouthCoast Wind’s
submission of a report that includes an
exceedance to discuss if any additional
action is necessary;
(21) The SFV measurement systems
must have a sensitivity for the expected
sound levels from pile driving received
at the nominal ranges throughout the
installation of the pile. The frequency
range of SFV measurement systems
must cover the range of at least 20 hertz
(Hz) to 20 kilohertz (kHz). The SFV
measurement systems must be designed
to have omnidirectional sensitivity so
that the broadband received level of all
pile driving exceeds the system noise
floor by at least 10 dB. The dynamic
range of the SFV measurement system
must be sufficient such that at each
location, and the signals avoid poor
signal-to-noise ratios for low amplitude
signals and avoid clipping, nonlinearity,
and saturation for high amplitude
signals;
(22) SouthCoast must ensure that all
hydrophones used in pile installation
SFV measurements systems have
undergone a full system, traceable
laboratory calibration conforming to
International Electrotechnical
Commission (IEC) 60565, or an
equivalent standard procedure from a
factory or accredited source, at a date
not to exceed 2 years before
deployment, to guarantee each
hydrophone receives accurate sound
levels. Additional in situ calibration
checks using a pistonphone must be
performed before and after each
hydrophone deployment. If the
measurement system employs filters via
hardware or software (e.g., high-pass,
low-pass, etc.), which is not already
accounted for by the calibration, the
filter performance (i.e., the filter’s
frequency response) must be known,
reported, and the data corrected for the
filter’s effect before analysis;
(23) SouthCoast Wind must be
prepared with additional equipment
(e.g., hydrophones, recording devices,
hydrophone calibrators, cables,
batteries), which exceeds the amount of
equipment necessary to perform the
measurements, such that technical
issues can be mitigated before
measurement;
(24) If any of the SFV measurements
from any pile indicate that the distance
to any isopleth of concern is greater
than those modeled assuming 10-dB
attenuation, before the next pile is
installed, SouthCoast Wind must
implement the following measures, as
applicable: identify and propose for
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review and concurrence; additional,
modified, and/or alternative noise
attenuation measures or operational
changes that present a reasonable
likelihood of reducing sound levels to
the modeled distances; provide a
written explanation to NMFS Office of
Protected Resources supporting that
determination, and request concurrence
to proceed; and, following NMFS Office
of Protected Resources’ concurrence,
deploy those additional measures on
any subsequent piles that are installed
(e.g., if threshold distances are exceeded
on pile 1, then additional measures
must be deployed before installing pile
2);
(25) If SFV measurements indicate
that ranges to isopleths corresponding to
the Level A harassment and Level B
harassment thresholds are less than the
ranges predicted by modeling (assuming
10-dB attenuation) for 3 consecutive
monopiles or 4 consecutive pin piles,
SouthCoast Wind may submit a request
to NMFS Office of Protected Resources
for a modification of the mitigation
zones for non-North Atlantic right
whale species. Mitigation zones for
North Atlantic right whales cannot be
decreased;
(26) SouthCoast must measure
background noise (i.e., noise absent pile
driving) for 30 minutes before and after
each pile installation;
(27) SouthCoast must conduct SFV
measurements upon commencement of
turbine operations to estimate turbine
operational source levels, in accordance
with a NMFS-approved Foundation
Installation Pile Driving SFV Plan. SFV
must be conducted in the same manner
as previously described in paragraph
(13) of this section, with adjustments to
measurement distances, number of
hydrophones, and hydrophone
sensitivities being made, as necessary;
and
(28) SouthCoast Wind must submit a
SFV Plan for thorough and abbreviated
SFV for foundation installation and
WTG operations to NMFS Office of
Protected Resources for review and
approval at least 180 days prior to
planned start of foundation installation
activities and abide by the Plan if
approved. Pile driving may not occur
until NMFS provides SouthCoast
concurrence that implementation of the
SFV Plan meets the requirements in the
LOA.
(d) UXO/MEC detonation. The
following requirements apply to
Unexploded Ordnances and Munitions
and Explosives of Concern (UXO/MEC)
detonation:
(1) Upon encountering a UXO/MEC,
SouthCoast Wind can only resort to
high-order removal (i.e., detonation) if
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all other means of removal are
impracticable (i.e., As Low As
Reasonably Practicable (ALARP) risk
mitigation procedure)) and this
determination must be documented and
submitted to NMFS;
(2) UXO/MEC detonations must not
occur from December 1 through April
30;
(3) UXO/MEC detonations must only
occur during daylight hours (1 hour
after civil sunrise through 1.5 hours
prior to civil sunset);
(4) No more than one detonation can
occur within a 24-hour period. No more
than 10 detonations may occur
throughout the effective period of these
regulations;
(5) SouthCoast Wind must deploy, at
minimum, a double bubble curtain
during all UXO/MEC detonations and
comply with the following requirements
related to noise abatement:
(i) The bubble curtain(s) must
distribute air bubbles using an air flow
rate of at least 0.5 m3/(min*m). The
bubble curtain(s) must surround 100
percent of the UXO/MEC detonation
perimeter throughout the full depth of
the water column. In the unforeseen
event of a single compressor
malfunction, the offshore personnel
operating the bubble curtain(s) must
make adjustments to the air supply and
operating pressure such that the
maximum possible noise attenuation
performance of the bubble curtain(s) is
achieved;
(ii) The lowest bubble ring must be in
contact with the seafloor for the full
circumference of the ring, and the
weights attached to the bottom ring
must ensure 100-percent seafloor
contact;
(iii) No parts of the ring or other
objects may prevent full seafloor
contact;
(iv) Construction contractors must
train personnel in the proper balancing
of airflow to the ring. Construction
contractors must submit an inspection/
performance report for approval by
SouthCoast Wind within 72 hours
following the performance test.
SouthCoast Wind must then submit that
report to NMFS Office of Protected
Resources;
(v) Corrections to the bubble ring(s) to
meet the performance standards in this
paragraph (5) must occur prior to UXO/
MEC detonations. If SouthCoast Wind
uses a noise mitigation device in
addition to the bubble curtain,
SouthCoast Wind must maintain similar
quality control measures as described in
this paragraph (5); and
(vi) SouthCoast Wind must inspect
and carry out maintenance on the noise
attenuation system prior to every UXO/
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MEC detonation and prepare and submit
a Noise Attenuation System (NAS)
inspection/performance report as soon
as it is available and prior to the UXO/
MEC detonation to NMFS Office of
Protected Resources.
(6) SouthCoast Wind must conduct
SFV during all UXO/MEC detonations at
a minimum of three locations (at two
water depths at each location) from each
detonation in a direction toward deeper
water in accordance with the following
requirements:
(i) SouthCoast Wind must empirically
determine source levels (peak and
cumulative sound exposure level), the
ranges to the isopleths corresponding to
the Level A harassment and Level B
harassment threshold isopleths in
meters and the transmission loss
coefficient(s). SouthCoast Wind may
estimate ranges to the Level A
harassment and Level B harassment
isopleths by extrapolating from in situ
measurements conducted at several
distances from the detonation location
monitored;
(ii) The SFV measurement systems
must have a sensitivity for the expected
sound levels from detonations received
at the nominal ranges throughout the
detonation. The dynamic range of the
SFV measurement systems must be
sufficient such that at each location, the
signals avoid poor signal-to-noise ratios
for low amplitude signals and the
signals avoid clipping, nonlinearity, and
saturation for high amplitude signals;
(iii) All hydrophones used in UXO/
MEC SFV measurements systems are
required to have undergone a full
system, traceable laboratory calibration
conforming to International
Electrotechnical Commission (IEC)
60565, or an equivalent standard
procedure, from a factory or accredited
source to ensure the hydrophone
receives accurate sound levels, at a date
not to exceed 2 years before
deployment. Additional in-situ
calibration checks using a pistonphone
are required to be performed before and
after each hydrophone deployment. If
the measurement system employs filters
via hardware or software (e.g., highpass, low-pass, etc.), which is not
already accounted for by the calibration,
the filter performance (i.e., the filter’s
frequency response) must be known,
reported, and the data corrected before
analysis;
(iv) SouthCoast Wind must be
prepared with additional equipment
(hydrophones, recording devices,
hydrophone calibrators, cables,
batteries, etc.), which exceeds the
amount of equipment necessary to
perform the measurements, such that
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technical issues can be mitigated before
measurement;
(v) SouthCoast Wind must submit
SFV reports within 72 hours after each
UXO/MEC detonation;
(vi) If acoustic field measurements
collected during UXO/MEC detonation
indicate ranges to the isopleths,
corresponding to Level A harassment
and Level B harassment thresholds, are
greater than the ranges predicted by
modeling (assuming 10 dB attenuation),
SouthCoast Wind must implement
additional noise mitigation measures
prior to the next UXO/MEC detonation.
SouthCoast Wind must provide written
notification to NMFS Office of Protected
Resources of the changes planned for
the next detonation within 24 hours of
implementation. Subsequent UXO/MEC
detonation activities must not occur
until NMFS and SouthCoast Wind can
evaluate the situation and ensure future
detonations will not exceed noise levels
modeled assuming 10-dB attenuation;
and
(vii) SouthCoast Wind must optimize
the noise attenuation systems (e.g.,
ensure hose maintenance, pressure
testing) to, at least, meet noise levels
modeled, assuming 10-dB attenuation.
(7) SouthCoast Wind must establish
and implement clearance zones for
UXO/MEC detonation using both visual
and acoustic monitoring;
(8) At least three on-duty PSOs must
be stationed on each monitoring
platform and be monitoring for 60
minutes prior to, during, and 30
minutes after each UXO/MEC
detonation. The number of platforms is
contingent upon the size of the UXO/
MEC detonation to be identified in
SouthCoast’s UXO/MEC Detonation
Marine Mammal Monitoring Plan and
must be sufficient such that PSOs are
able to visually clear the entire
clearance zone. Concurrently, at least
one PAM operator must be actively
monitoring for marine mammals with
PAM 60 minutes before, during, and 30
minutes after detonation; and
(9) All clearance zones must be
confirmed to be acoustically free of
marine mammals for 30 minutes prior to
a detonation. If a marine mammal is
observed entering or within the relevant
clearance zone prior to the initiation of
a detonation, detonation must be
delayed and must not begin until either
the marine mammal(s) has voluntarily
left the specific clearance zones and
have been visually and acoustically
confirmed beyond that clearance zone,
or, when specific time periods have
elapsed with no further sightings or
acoustic detections. The specific time
periods are 30 minutes for all baleen
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whale species and sperm whales and 15
minutes for all other species.
(e) HRG surveys. The following
requirements apply to HRG surveys
operating sub-bottom profilers (SBPs)
(e.g., boomers, sparkers, and
Compressed High Intensity Radiated
Pulse (CHIRPS)) (hereinafter referred to
as ‘‘acoustic sources’’):
(1) SouthCoast Wind must establish
and implement clearance and shutdown
zones for HRG surveys using visual
monitoring. These zones must be
measured using the radial distance(s)
from the acoustic source(s) currently in
use;
(2) SouthCoast must utilize PSO(s), as
described in § 217.335(e). Visual
monitoring must begin no less than 30
minutes prior to initiation of specified
acoustic sources and must continue
until 30 minutes after use of specified
acoustic sources ceases. Any PSO on
duty has the authority to delay the start
of survey operations or shutdown
operations if a marine mammal is
detected within the applicable zones.
When delay or shutdown is instructed
by a PSO, the mitigative action must be
taken and any dispute resolved only
following deactivation;
(3) Prior to starting the survey and
after receiving confirmation from the
PSOs that the clearance zone is clear of
any marine mammals, SouthCoast Wind
is required to ramp-up acoustic sources
to half power for 5 minutes prior to
commencing full power, unless the
equipment operates on a binary on/off
switch (in which case ramp-up is not
required). Any ramp-up of acoustic
sources may only commence when
visual clearance zones are fully visible
(e.g., not obscured by darkness, rain,
fog, etc.) and clear of marine mammals,
as determined by the Lead PSO, for at
least 30 minutes immediately prior to
the initiation of survey activities using
a specified acoustic source. Ramp-ups
must be scheduled so as to minimize the
time spent with the source activated;
(4) Prior to a ramp-up procedure
starting, the acoustic source operator
must notify the Lead PSO of the
planned start of ramp-up. The
notification time must not be less than
60 minutes prior to the planned rampup or activation in order to allow the
PSO(s) time to monitor the clearance
zone(s) for 30 minutes prior to the
initiation of ramp-up or activation (prestart clearance). During this 30-minute
clearance period, the entire applicable
clearance zones must be visible;
(5) A PSO conducting clearance
observations must be notified again
immediately prior to reinitiating rampup procedures and the operator must
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receive confirmation from the PSO to
proceed;
(6) If a marine mammal is observed
within a clearance zone during the 30
minute clearance period, ramp-up or
acoustic surveys may not begin until the
animal(s) has been observed voluntarily
exiting its respective clearance zone or
until a specific time period has elapsed
with no further sighting. The specific
time periods are 30 minutes for all
baleen whale species and sperm whales
and 15 minutes for all other species;
(7) In any case when the clearance
process has begun in conditions with
good visibility, including via the use of
night vision/reduced visibility
monitoring equipment (infrared (IR)/
thermal camera), and the Lead PSO has
determined that the clearance zones are
clear of marine mammals, survey
operations may commence (i.e., no
delay is required) despite periods of
inclement weather and/or loss of
daylight. Ramp-up may occur at times of
poor visibility, including nighttime, if
required visual monitoring has occurred
with no detections of marine mammals
in the 30 minutes prior to beginning
ramp-up;
(8) Once the survey has commenced,
SouthCoast Wind must shut down
acoustic sources if a marine mammal
enters a respective shutdown zone. In
cases when the shutdown zones become
obscured for brief periods (less than 30
minutes) due to inclement weather,
survey operations would be allowed to
continue (i.e., no shutdown is required)
so long as no marine mammals have
been detected. The shutdown
requirement does not apply to small
delphinids of the following genera:
Delphinus, Stenella, Lagenorhynchus,
and Tursiops. If there is uncertainty
regarding the identification of a marine
mammal species (i.e., whether the
observed marine mammal belongs to
one of the delphinid genera for which
shutdown is waived), the PSOs must
use their best professional judgment in
making the decision to call for a
shutdown. Shutdown is required if a
delphinid that belongs to a genus other
than those specified in this paragraph of
this section is detected in the shutdown
zone;
(9) If an acoustic source has been shut
down due to the presence of a marine
mammal, the use of an acoustic source
may not commence or resume until the
animal(s) has been confirmed to have
left the Level B harassment zone or until
a full 30 minutes for all baleen whale
species and sperm whales and 15
minutes for all other species have
elapsed with no further sighting. If an
acoustic source is shut down for reasons
other than mitigation (e.g., mechanical
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difficulty) for less than 30 minutes, it
may be activated again without ramp-up
only if PSOs have maintained constant
observation and no additional
detections of any marine mammal
occurred within the respective
shutdown zones. If an acoustic source is
shut down for a period longer than 30
minutes, then all clearance and ramp-up
procedures must be initiated;
(10) If multiple HRG vessels are
operating concurrently, any
observations of marine mammals must
be communicated to PSOs on all nearby
survey vessels; and
(11) Should an autonomous survey
vehicle (ASV) be used during HRG
surveys, the ASV must remain with 800
m (2,635 ft) of the primary vessel while
conducting survey operations; two PSOs
must be stationed on the mother vessel
at the best vantage points to monitor the
clearance and shutdown zones around
the ASV; at least one PSO must monitor
the output of a thermal high-definition
camera installed on the mother vessel to
monitor the field-of-view around the
ASV using a hand-held tablet, and
during periods of reduced visibility
(e.g., darkness, rain, or fog), PSOs must
use night-vision goggles with thermal
clip-ons and a hand-held spotlight to
monitor the clearance and shutdown
zones around the ASV.
(f) Fisheries Monitoring Surveys. The
following measures apply during
fisheries monitoring surveys and must
be implemented by SouthCoast Wind:
(1) Marine mammal monitoring must
be conducted within 1 nmi (1.85 km)
from the planned survey location by the
trained captain and/or a member of the
scientific crew for 15 minutes prior to
deploying gear, throughout gear
deployment and use, and for 15 minutes
after haul back;
(2) All captains and crew conducting
fishery surveys must be trained in
marine mammal detection and
identification;
(3) Gear must not be deployed if there
is a risk of interaction with marine
mammals. Gear must not be deployed
until a minimum of 15 consecutive
minutes have elapsed during which no
marine mammal sightings within 1 nmi
(1,852 m) of the sampling station have
occurred;
(4) If marine mammals are sighted
within 1 nm of the planned location
(i.e., station) within the 15 minutes prior
to gear deployment, then SouthCoast
Wind must move the vessel away from
the marine mammal to a different
section of the sampling area. If, after
moving on, marine mammals are still
visible from the vessel, SouthCoast
Wind must move again to an area
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visibly clear of marine mammals or skip
the station;
(5) If a marine mammal is at risk of
interacting with deployed gear or set, all
gear must be immediately removed from
the water. If marine mammals are
sighted before the gear is fully removed
from the water, the vessel must slow its
speed and maneuver the vessel away
from the animals to minimize potential
interactions with the observed animal;
(6) Survey gear must be deployed as
soon as possible once the vessel arrives
on station and after fulfilling the
requirements in (g)(1) and (g)(3);
(7) SouthCoast Wind must maintain
visual marine mammal monitoring effort
during the entire period of time that
gear is in the water (i.e., throughout gear
deployment, fishing, and retrieval). If
marine mammals are sighted before the
gear is fully removed from the water,
SouthCoast Wind will take the most
appropriate action to avoid marine
mammal interaction;
(8) All fisheries monitoring gear must
be fully cleaned and repaired (if
damaged) before each use/deployment;
(9) SouthCoast Wind’s fixed gear must
comply with the Atlantic Large Whale
Take Reduction Plan regulations at 50
CFR 229.32 during fisheries monitoring
surveys;
(10) Trawl tows must be limited to a
maximum of 20 minute trawl-time and
trawl tows must not exceed at a speed
of 3.0 knots (3.5 mph);
(11) All gear must be emptied as close
to the deck/sorting area and as quickly
as possible after retrieval;
(12) During trawl surveys, vessel or
scientific crew must open the cod end
of the trawl net close to the deck in
order to avoid injury to animals that
may be caught in the gear;
(13) All fishery survey-related lines
must include the breaking strength of all
lines being less than 1,700 pounds (lbs;
771 kilograms (kg)). This may be
accomplished by using whole buoy line
that has a breaking strength of 1,700 lbs
(771 kg); or buoy line with weak inserts
that result in line having an overall
breaking strength of 1,700 lbs (771 kg);
(14) During any survey that uses
vertical lines, buoy lines must be
weighted and must not float at the
surface of the water. All groundlines
must be composed entirely of sinking
lines. Buoy lines must utilize weak
links. Weak links must break cleanly
leaving behind the bitter end of the line.
The bitter end of the line must be free
of any knots when the weak link breaks.
Splices are not considered to be knots.
The attachment of buoys, toggles, or
other floatation devices to groundlines
is prohibited;
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(15) All in-water survey gear,
including buoys, must be properly
labeled with the scientific permit
number or identification as SouthCoast
Wind’s research gear. All labels and
markings on the gear, buoys, and buoy
lines must also be compliant with the
applicable regulations, and all buoy
markings must comply with instructions
received by the NOAA Greater Atlantic
Regional Fisheries Office Protected
Resources Division;
(16) All survey gear must be removed
from the water whenever not in active
survey use (i.e., no wet storage);
(17) All reasonable efforts that do not
compromise human safety must be
undertaken to recover gear; and
(18) Any lost gear associated with the
fishery surveys must be reported to the
NOAA Greater Atlantic Regional
Fisheries Office Protected Resources
Division within 24 hours.
§ 217.335 Monitoring and Reporting
Requirements.
SouthCoast Wind must implement the
following monitoring and reporting
requirements when conducting the
specified activities (see § 217.330(c)):
(a) Protected species observer (PSO)
and passive acoustic monitoring (PAM)
operator qualifications: SouthCoast
Wind must implement the following
measures applicable to PSOs and PAM
operators:
(1) SouthCoast Wind must use NMFSapproved PSOs and PAM operators that
are employed by a third-party observer
provider. PSOs and PAM operators must
have no tasks other than to conduct
observational effort, collect data, and
communicate with and instruct relevant
personnel regarding the presence of
marine mammals and mitigation
requirements;
(2) All PSOs and PAM operators must
have successfully attained a bachelor’s
degree from an accredited college or
university with a major in one of the
natural sciences. The educational
requirements may be waived if the PSO
or PAM operator has acquired the
relevant experience and skills (see
§ 217.335(a)(3)) for visually and/or
acoustically detecting marine mammals
in a range of environmental conditions
(e.g., sea state, visibility) within zone
sizes equivalent to the clearance and
shutdown zones required by these
regulations. Requests for such a waiver
must be submitted to NMFS Office of
Protected Resources prior to or when
SouthCoast Wind requests PSO and
PAM operator approvals and must
include written justification describing
alternative experience. Alternate
experience that may be considered
includes, but is not limited to,
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conducting academic, commercial, or
government-sponsored marine mammal
visual and/or acoustic surveys or
previous work experience as a PSO/
PAM operator. All PSO’s and PAM
operators should demonstrate good
standing and consistently good
performance of all assigned duties;
(3) PSOs must have visual acuity in
both eyes (with correction of vision
being permissible) sufficient enough to
discern moving targets on the water’s
surface with the ability to estimate the
target size and distance (binocular use is
allowable); ability to conduct field
observations and collect data according
to the assigned protocols, writing skills
sufficient to document observations and
the ability to communicate orally by
radio or in-person with project
personnel to provide real-time
information on marine mammals
observed in the area;
(4) All PSOs must be trained to
identify northwestern Atlantic Ocean
marine mammal species and behaviors
and be able to conduct field
observations and collect data according
to assigned protocols. Additionally,
PSOs must have the ability to work with
all required and relevant software and
equipment necessary during
observations described in paragraphs
(b)(2) and (b)(3) of this section;
(5) All PSOs and PAM operators must
have successfully completed a PSO,
PAM, or refresher training course within
the last 5 years and obtained a
certificate of course completion that
must be submitted to NMFS. This
requirement is waived for any PSOs and
PAM operators that completed a
relevant training course more than five
years prior to seeking approval but have
been working consistently as a PSO or
PAM operator within the past five years;
(6) At least one on-duty PSO and
PAM operator, where applicable, per
platform must be designated as a Lead
during each of the specified activities;
(7) PSOs and PAM operators are
responsible for obtaining NMFS’
approval. NMFS may approve PSOs as
conditional or unconditional. An
unconditionally approved PSO is one
who has completed training within the
last 5 years and attained the necessary
experience (i.e., demonstrate experience
with monitoring for marine mammals at
clearance and shutdown zone sizes
similar to those produced during the
respective activity) or for PSOs and
PAM operators who completed training
more than five years previously and
have worked in the specified role
consistently for at least the past 5 years.
A conditionally-approved PSO may be
one who has completed training in the
last 5 years but has not yet attained the
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requisite field experience. To qualify as
a Lead PSO or PAM operator, the person
must be unconditionally approved and
demonstrate that they have a minimum
of 90 days of at-sea experience in the
specific role, with the conclusion of the
most recent relevant experience not
more than 18 months previous to
deployment, and must also have
experience specifically monitoring
baleen whale species;
(7) PSOs for HRG surveys may be
unconditionally or conditionally
approved. A conditionally approved
PSO for HRG surveys must be paired
with an unconditionally approved PSO;
(8) PSOs and PAM operators for
foundation installation and UXO
detonation must be unconditionally
approved;
(9) SouthCoast Wind must submit
NMFS-approved PSO and PAM operator
resumes to NMFS Office of Protected
Resources for review and confirmation
of their approval for specific roles at
least 90 days prior to commencement of
the activities requiring PSOs/PAM
operators or 30 days prior to when new
PSOs/PAM operators are required after
activities have commenced. Resumes
must include information related to
relevant education, experience, and
training, including dates, duration (i.e.,
number of days as a PSO or PAM
operator per project), location, and
description of each prior PSO or PAM
operator experience (i.e., zone sizes
monitored, how monitoring supported
mitigation; PAM system/software
utilized);
(10) For prospective PSOs and PAM
operators not previously approved by
NMFS or for PSOs and PAM operators
whose approval is not current (i.e.,
approval date is more than 5 years prior
to the start of monitoring duties),
SouthCoast Wind must submit the list of
pre-approved PSOs and PAM operators
for qualification verification at least 60
days prior to PSO and PAM operator
use. Resumes must include information
detailed in 217.335(a)(9). Resumes must
be accompanied by certificate of
completion of a NMFS-approved PSO
and/or PAM training/course;
(11) To be approved as a PAM
operator, the person must meet the
following qualifications: the PAM
operator must have completed a PAM
Operator training course, and
demonstrate prior experience using
PAM software, equipment, and real-time
acoustic detection systems. They must
demonstrate that they have prior
experience independently analyzing
archived and/or real-time PAM data to
identify and classify baleen whale and
other marine mammal vocalizations by
species, including North Atlantic right
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whale and humpback whale
vocalizations, and experience with
deconfliction of multiple species’
vocalizations that are similar and/or
received concurrently. PAM operators
must be independent observers (i.e., not
construction personnel), trained to use
relevant project-specific PAM software
and equipment, and must also be able
to test software and hardware
functionality prior to beginning realtime monitoring. The PAM operator
must be able to identify and classify
marine mammal acoustic detections by
species in real-time (prioritizing North
Atlantic right whales and noting other
marine mammals vocalizations, when
detected). At a minimum, for each
acoustic detection, the PAM operator
must be able to categorically determine
whether a North Atlantic right whale is
detected, possibly detected, or not
detected, and notify the Lead PSO of
any confirmed or possible detections,
including baleen whale detections that
cannot be identified to species. If the
PAM software is capable of localization
of sounds or deriving bearings and
distance, the PAM operators must
demonstrate experience using this
technique;
(12) PSOs may work as PAM
operators and vice versa if NMFS
approves each individual for both roles;
however, they may only perform one
role at any one time and must not
exceed work time restrictions, which
must be tallied cumulatively; and
(13) All PSOs and PAM operators
must complete a Permits and
Environmental Compliance Plan
training that must be held by the Project
compliance representative(s) prior to the
start of in-water project activities and
whenever new PSOs and PAM operators
join the marine mammal monitoring
team. PSOs and PAM operators must
also complete training and orientation
with the construction operation to
provide for personal safety;
(b) General PSO and PAM operator
requirements. The following measures
apply to PSOs and PAM operators and
must be implemented by SouthCoast
Wind: (1) All PSOs must be located at
the best vantage point(s) on any
platform, as determined by the Lead
PSO, in order to collectively obtain 360degree visual coverage of the entire
clearance and shutdown zones around
the activity area and as much of the
Level B harassment zone as possible.
PAM operators may be located on a
vessel or remotely on-shore but must
have a computer station equipped with
a data collection software system and
acoustic data analysis software available
wherever they are stationed, and data or
data products must be streamed in real-
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time or in near real-time to allow PAM
operators to provide assistance to onduty PSOs in determining if mitigation
is required (i.e., delay or shutdown);
(2) PSOs must use high magnification
(25x) binoculars, standard handheld
(7x) binoculars, and the naked eye to
search continuously for marine
mammals during visual monitoring.
During foundation installation, at least
three PSOs on each dedicated PSO
vessel must be equipped with functional
Big Eye binoculars (e.g., 25 x 150; 2.7
view angle; individual ocular focus;
height control). These must be pedestal
mounted on the deck at the best vantage
point that provides for optimal sea
surface observation and PSO safety.
PAM operators must use a NMFSapproved PAM system to conduct
acoustic monitoring;
(3) During periods of low visibility
(e.g., darkness, rain, fog, poor weather
conditions, etc.), PSOs must use
alternative technology (e.g., infrared or
thermal cameras) to monitor the
mitigation zones;
(4) PSOs and PAM operators must not
exceed 4 consecutive watch hours on
duty at any time, must have a 2-hour
(minimum) break between watches, and
must not exceed a combined watch
schedule of more than 12 hours in a 24hour period; and
(5) SouthCoast Wind must ensure that
PSOs conduct, as rotation schedules
allow, observations for comparison of
sighting rates and behavior with and
without use of the specified acoustic
sources. Off-effort PSO monitoring must
be reflected in the PSO monitoring
reports.
(c) Reporting. SouthCoast Wind must
comply with the following reporting
measures:
(1) Prior to initiation of project
activities, SouthCoast Wind must
demonstrate in a report submitted to
NMFS Office of Protected Resources
(pr.itp.monitoringreports@noaa.gov)
that all required training for SouthCoast
Wind personnel, including the vessel
crews, vessel captains, PSOs, and PAM
operators has been completed;
(2) SouthCoast Wind must use a
standardized reporting system. All data
collected related to the Project must be
recorded using industry-standard
software that is installed on field
laptops and/or tablets. Unless stated
otherwise, all reports must be submitted
to NMFS Office of Protected Resources
(PR.ITP.MonitoringReports@noaa.gov),
dates must be in MM/DD/YYYY format,
and location information must be
provided in Decimal Degrees and with
the coordinate system information (e.g.,
NAD83, WGS84);
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(3) Full detection data, metadata, and
location of recorders (or GPS tracks, if
applicable) from all real-time
hydrophones used for monitoring
during foundation installation and
UXO/MEC detonations must be
submitted within 90 calendar days
following completion of activities
requiring PAM for mitigation via the
International Organization for
Standardization (ISO) standard
metadata forms available on the NMFS
Passive Acoustic Reporting System
website (https://www.fisheries.
noaa.gov/resource/document/passiveacoustic-reportingsystem-templates).
Submit the completed data templates to
nmfs.nec.pacmdata@noaa.gov. The full
acoustic recordings from real-time
systems must also be sent to the
National Centers for Environmental
Information (NCEI) for archiving within
90 days following completion of
activities requiring PAM for mitigation.
Submission details can be found at:
https://www.ncei.noaa.gov/products/
passive-acoustic-data;
(4) SouthCoast Wind must compile
and submit weekly reports during
foundation installation containing, at
minimum, the marine mammal
monitoring and abbreviated SFV data to
NMFS Office of Protected Resources
(pr.itp.monitoringreports@noaa.gov).
Weekly reports are due on Wednesday
for the previous week (Sunday–
Saturday);
(5) SouthCoast Wind must compile
and submit monthly reports during
foundation installation containing, at
minimum, data as described in the
weekly reports to NMFS Office of
Protected Resources
(pr.itp.monitoringreports@noaa.gov).
Monthly reports are due on the 15th of
the month for the previous month;
(6) SouthCoast Wind must submit a
draft annual marine mammal
monitoring report to NMFS
(PR.ITP.monitoringreports@noaa.gov)
no later than March 31, annually that
contains data for all specified activities.
The final annual marine mammal
monitoring report must be prepared and
submitted within 30 calendar days
following the receipt of any comments
from NMFS on the draft report;
(7) SouthCoast Wind must submit the
T–SFV interim report no later than 48
hours after cessation of pile driving for
a given foundation installation. In
addition to the 48-hour interim reports,
SouthCoast Wind must submit a draft
annual SFV report to NMFS
(PR.ITP.monitoringreports@noaa.gov)
no later than 90 days after SFV is
completed for the year. The final annual
SFV report must be prepared and
submitted within 30 calendar days (or
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Sfmt 4702
53819
longer upon approval by NMFS)
following the receipt of any comments
from NMFS on the draft report;
(8) SouthCoast Wind must submit its
draft final 5-year report to NMFS
(PR.ITP.monitoringreports@noaa.gov)
on all visual and acoustic monitoring,
including SFV monitoring, within 90
calendar days of the completion of the
specified activities. A 5-year report must
be prepared and submitted within 60
calendar days (or longer upon approval
by NMFS) following receipt of any
NMFS Office of Protected Resources
comments on the draft report;
(9) SouthCoast Wind must submit
SFV results from UXO/MEC detonation
monitoring in a report prior to
detonating a subsequent UXO/MEC or
within the relevant weekly report,
whichever comes first;
(10) SouthCoast must submit bubble
curtain performance reports within 48
hours of each bubble curtain
deployment;
(11) SouthCoast Wind must provide
NMFS Office of Protected Resources
with notification of planned UXO/MEC
detonation as soon as possible but at
least 48 hours prior to the planned
detonation unless this 48-hour
notification requirement would create
delays to the detonation that would
result in imminent risk of human life or
safety. This notification must include
the coordinates of the planned
detonation, the estimated charge size,
and any other information available on
the characteristics of the UXO/MEC;
(13) SouthCoast Wind must submit a
report to the NMFS Office of Protected
Resources (insert ITP monitoring email)
within 24 hours if an exemption to any
of the requirements in the regulations
and LOA is taken;
(14) SouthCoast Wind must submit
reports on all North Atlantic right whale
sightings and any dead or entangled
marine mammal sightings to NMFS
Office of Protected Resources
(PR.ITP.MonitoringReports@noaa.gov);
and
(15) SouthCoast Wind must report any
lost gear associated with the fishery
surveys to the NOAA Greater Atlantic
Regional Fisheries Office Protected
Resources Division
(nmfs.gar.incidentaltake@noaa.gov) as
soon as possible or within 24 hours of
the documented time of missing or lost
gear.
§ 217.336
Letter of Authorization.
(a) To incidentally take marine
mammals pursuant to these regulations,
SouthCoast Wind must apply for and
obtain an LOA;
(b) An LOA, unless suspended or
revoked, may be effective for a period of
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time not to exceed the effective period
of this subpart;
(c) If an LOA expires prior to the
expiration date of these regulations,
SouthCoast Wind may apply for and
obtain a renewal of the LOA;
(d) In the event of projected changes
to the activity or to mitigation and
monitoring measures required by an
LOA, SouthCoast Wind must apply for
and obtain a modification of the LOA as
described in § 217.337; and
(e) The LOA must set forth:
(1) Permissible methods of incidental
taking;
(2) Means of effecting the least
practicable adverse impact (i.e.,
mitigation) on the species, its habitat,
and on the availability of the species for
subsistence uses; and
(3) Requirements for monitoring and
reporting.
(f) Issuance of the LOA must be based
on a determination that the level of
taking must be consistent with the
findings made for the total taking
allowable under this subpart; and
(g) Notice of issuance or denial of an
LOA must be published in the Federal
Register within 30 days of a
determination.
§ 217.337 Modifications of Letter of
Authorization.
lotter on DSK11XQN23PROD with PROPOSALS2
(a) A LOA issued under §§ 216.106
and 217.336 of this section for the
activities identified in § 217.330(c) shall
be modified upon request by SouthCoast
Wind, provided that:
(1) The specified activity and
mitigation, monitoring, and reporting
measures, as well as the anticipated
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20:34 Jun 26, 2024
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impacts, are the same as those described
and analyzed for this subpart (excluding
changes made pursuant to the adaptive
management provision in paragraph
(c)(1) of this section); and
(2) NMFS determines that the
mitigation, monitoring, or reporting
measures required by the previous LOA
under this subpart were implemented.
(b) For a LOA modification request by
the applicant that includes changes to
the activity or the mitigation,
monitoring, or reporting measures
(excluding changes made pursuant to
the adaptive management provision in
paragraph (c)(1) of this section), the
LOA shall be modified, provided that:
(1) NMFS determines that the changes
to the activity or the mitigation,
monitoring, or reporting do not change
the findings made for the regulations in
this subpart and do not result in more
than a minor change in the total
estimated number of takes (or
distribution by species or years); and
(2) NMFS may publish a notice of
proposed modified LOA in the Federal
Register, including the associated
analysis of the change, and solicit
public comment before issuing the LOA.
(c) A LOA issued under §§ 216.106
and 217.336 of this section for the
activities identified in § 217.330(c) may
be modified by NMFS under the
following circumstances:
(1) Through adaptive management,
NMFS may modify (including remove,
revise, or add to) the existing mitigation,
monitoring, or reporting measures after
consulting with SouthCoast Wind
regarding the practicability of the
modifications, if doing so creates a
PO 00000
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reasonable likelihood of more
effectively accomplishing the goals of
the mitigation and monitoring measures
set forth in this subpart.
(i) Possible sources of data that could
contribute to the decision to modify the
mitigation, monitoring, or reporting
measures in an LOA include, but are not
limited to:
(A) Results from SouthCoast Wind’s
monitoring;
(B) Results from other marine
mammals and/or sound research or
studies; and
(C) Any information that reveals
marine mammals may have been taken
in a manner, extent, or number not
authorized by this subpart or
subsequent LOA.
(ii) If, through adaptive management,
the modifications to the mitigation,
monitoring, or reporting measures are
substantial, NMFS shall publish a notice
of proposed LOA in the Federal
Register and solicit public comment;
and
(2) If NMFS determines that an
emergency exists that poses a significant
risk to the well-being of the species or
stocks of marine mammals specified in
the LOA issued pursuant to §§ 216.106
and 217.336 of this section, a LOA may
be modified without prior notice or
opportunity for public comment. Notice
would be published in the Federal
Register within 30 days of the action.
§§ 217.338–217.339
[Reserved]
[FR Doc. 2024–13770 Filed 6–25–24; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 89, Number 124 (Thursday, June 27, 2024)]
[Proposed Rules]
[Pages 53708-53820]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-13770]
[[Page 53707]]
Vol. 89
Thursday,
No. 124
June 27, 2024
Part II
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Part 217
Takes of Marine Mammals Incidental to Specified Activities; Taking
Marine Mammals Incidental to the SouthCoast Wind Project Offshore
Massachusetts; Proposed Rule
Federal Register / Vol. 89 , No. 124 / Thursday, June 27, 2024 /
Proposed Rules
[[Page 53708]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 217
[Docket No. 240605-0153]
RIN 0648-BM11
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to the SouthCoast Wind Project
Offshore Massachusetts
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; proposed letter of authorization; request for
comments.
-----------------------------------------------------------------------
SUMMARY: NMFS received a request from SouthCoast Wind Energy LLC
(SouthCoast) (formerly Mayflower Wind Energy LLC), for Incidental Take
Regulations (ITR) and an associated Letter of Authorization (LOA)
pursuant to the Marine Mammal Protection Act (MMPA). The requested
regulations would govern the authorization of take, by Level A
harassment and Level B harassment, of small numbers of marine mammals
over the course of five years (2027-2032) incidental to construction of
the SouthCoast Wind Project (SouthCoast Project) offshore of
Massachusetts within the Bureau of Ocean Energy Management (BOEM)
Commercial Lease of Submerged Lands for Renewable Energy Development on
the Outer Continental Shelf (OCS) Lease Area OCS-A 0521 (Lease Area)
and associated Export Cable Corridors (ECCs). Specified activities
expected to result in incidental take are pile driving (impact and
vibratory), unexploded ordnance or munitions and explosives of concern
(UXO/MEC) detonation, and site assessment surveys using high-resolution
geophysical (HRG) equipment. NMFS requests comments on this proposed
rule. NMFS will consider public comments prior to making any final
decision on the promulgation of the requested ITR and issuance of the
LOA; agency responses to public comments will be summarized in the
final rule. The regulations, if promulgated, would be effective April
1, 2027 through March 31, 2032.
DATES: Comments and information must be received no later than July 29,
2024.
ADDRESSES: A plain language summary of this proposed rule is available
at https://www.regulations.gov/docket/ NOAA-NMFS-2024-0074. Submit all
electronic public comments via the Federal e- Portal. Visit https://www.regulations.gov and type NOAA-NMFS-2024-0074 in the Rulemaking
Search box. Click on the ``Comment'' icon, complete the required
fields, and enter or attach your comments.
Instructions: Comments sent by any other method, to any other
address or individual, or received after the end of the comment period,
may not be considered by NMFS. All comments received are a part of the
public record and will generally be posted for public viewing on
https://www.regulations.gov without change. All personal identifying
information (e.g., name, address), confidential business information,
or otherwise sensitive information submitted voluntarily by the sender
will be publicly accessible. NMFS will accept anonymous comments (enter
``N/A'' in the required fields if you wish to remain anonymous).
A copy of SouthCoast's Incidental Take Authorization (ITA)
application and supporting documents, as well as a list of the
references cited in this document, may be obtained online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-other-energy-activities-renewable. In case of
problems accessing these documents, please call the contact listed
below (see FOR FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT: Carter Esch, Office of Protected
Resources, NMFS, (301) 427-8401.
SUPPLEMENTARY INFORMATION:
Purpose and Need for Regulatory Action
This proposed rule, if promulgated, would provide a framework under
the authority of the MMPA (16 U.S.C. 1361 et seq.) to allow for the
authorization of take of marine mammals incidental to construction of
the SouthCoast Project within the Lease Area and along ECCs to landfall
locations in Massachusetts. NMFS received a request from SouthCoast for
5-year regulations and a LOA that would authorize take of individuals
of 16 species of marine mammals by harassment only (4 species by Level
A harassment and Level B harassment and 12 species by Level B
harassment only) incidental to SouthCoast's construction activities. No
mortality or serious injury is anticipated or proposed for
authorization. Please see the Legal Authority for the Proposed Action
section below for relevant definitions.
Legal Authority for the Proposed Action
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made, regulations are
promulgated, and public notice and an opportunity for public comment
are provided.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). If such findings are made, NMFS must prescribe the
permissible methods of taking; other ``means of effecting the least
practicable adverse impact'' on the affected species or stocks and
their habitat, paying particular attention to rookeries, mating
grounds, and areas of similar significance, and on the availability of
the species or stocks for taking for certain subsistence uses (referred
to as ``mitigation''); and requirements pertaining to the monitoring
and reporting of such takings.
As noted above, no serious injury or mortality is anticipated or
proposed for authorization in this proposed rule. Relevant definitions
of MMPA statutory and regulatory terms are included below:
U.S. Citizen--individual U.S. citizens or any corporation
or similar entity if it is organized under the laws of the United
States or any governmental unit defined in 16 U.S.C. 1362(13); 50 CFR
216.103);
Take--to harass, hunt, capture, or kill, or attempt to
harass, hunt, capture, or kill any marine mammal (16 U.S.C. 1362(13);
50 CFR 216.3);
Incidental harassment, Incidental taking, and incidental,
but not intentional, taking--an accidental taking. This does not mean
that the taking is unexpected, but rather it includes those takings
that are infrequent, unavoidable or accidental (50 CFR 216.103);
Serious Injury--any injury that will likely result in
mortality (50 CFR 216.3);
Level A harassment--any act of pursuit, torment, or
annoyance which has the potential to injure a marine mammal or marine
mammal stock in the wild (16 U.S.C. 1362(18); 50 CFR 216.3); and
Level B harassment--any act of pursuit, torment, or
annoyance which has the potential to disturb a marine mammal or marine
mammal stock in the
[[Page 53709]]
wild by causing disruption of behavioral patterns, including, but not
limited to, migration, breathing, nursing, breeding, feeding, or
sheltering (16 U.S.C. 1362(18); 50 CFR 216.3).
Summary of Major Provisions Within the Proposed Rule
The major provisions of this proposed rule are:
Allowing NMFS to authorize, under a LOA, the take of small
numbers of marine mammals by Level A harassment and/or Level B
harassment incidental to the SouthCoast Project and prohibiting take of
such species or stocks in any manner not permitted (e.g., mortality or
serious injury);
Establishing a seasonal moratorium on foundation
installation within 20 kilometers (km) (12.4 miles (mi)) of the 30-m
isobath on the western side of Nantucket Shoals which, for purposes of
this proposed rule, is hereafter referred to as the North Atlantic
Right Whale Enhanced Mitigation Area (NARW EMA), from October 16-May
31, annually;
Establishing a seasonal moratorium on foundation
installation throughout the rest of the Lease Area January 1-May 15 and
a restriction on foundation pile driving in December unless Southcoast
requests and NMFS approves piling driving in December, which would
require SouthCoast to implement enhanced mitigation and monitoring to
minimize impacts to North Atlantic right whales (Eubalaena glacialis);
Establishing enhanced North Atlantic right whale
monitoring, clearance, and shutdown procedures SouthCoast must
implement in the NARW EMA August 1-October 15, and throughout the rest
of the Lease Area May 16-31 and December 1-31;
Establishing a seasonal moratorium on the detonation of
unexploded ordnance or munitions and explosives of concern (UXO/MEC)
December 1-April 30 to minimize impacts to North Atlantic right whales;
Requirements for UXO/MEC detonations to only occur if all
other means of removal are exhausted (i.e., As Low As Reasonably
Practicable (ALARP) risk mitigation procedure) and conducting UXO/MEC
detonations during daylight hours only and limiting detonations to 1
per 24 hour period;
Conducting both visual and passive acoustic monitoring
(PAM) by trained, NMFS-approved Protected Species Observers (PSOs) and
PAM operators before, during, and after select in-water construction
activities;
Requiring training for all SouthCoast Project personnel to
ensure marine mammal protocols and procedures are understood;
Establishing clearance and shutdown zones for all in-water
construction activities to prevent or reduce the risk of Level A
harassment and to minimize the risk of Level B harassment, including a
delay or shutdown of foundation impact pile driving and delay to UXO/
MEC detonation if a North Atlantic right whale is observed at any
distance by PSOs or acoustically detected within certain distances;
Establishing minimum visibility and PAM monitoring zones
during foundation impact pile driving and detonations of UXO/MECs;
Requiring use of a double bubble curtain during all
foundation pile driving installation activities and UXO/MEC detonations
to reduce noise levels to those modeled assuming a broadband 10 decibel
(dB) attenuation;
Requiring sound field verification (SFV) monitoring during
pile driving of foundation piles and during UXO/MEC detonations to
measure in situ noise levels for comparison against the modeled results
and ensure noise levels assuming 10 dB attenuation are not exceeded;
Requiring SFV during the operational phase of the
SouthCoast Project;
Implementing soft-starts during pile driving and ramp-up
during the use of high-resolution geophysical (HRG) marine site
characterization survey equipment;
Requiring various vessel strike avoidance measures;
Requiring various measures during fisheries monitoring
surveys, such as immediately removing gear from the water if marine
mammals are considered at-risk of interacting with gear;
Requiring regular and situational reporting, including,
but not limited to, information regarding activities occurring, marine
mammal observations and acoustic detections, and sound field
verification monitoring results; and
Requiring monitoring of the North Atlantic right whale
sighting networks, Channel 16, and PAM data as well as reporting any
sightings to NMFS.
Through adaptive management, NMFS Office of Protected Resources may
modify (e.g., remove, revise, or add to) the existing mitigation,
monitoring, or reporting measures summarized above and required by the
LOA.
NMFS must withdraw or suspend an LOA issued under these
regulations, after notice and opportunity for public comment, if it
finds the methods of taking or the mitigation, monitoring, or reporting
measures are not being substantially complied with (16 U.S.C.
1371(a)(5)(B); 50 CFR 216.106(e)). Additionally, failure to comply with
the requirements of the LOA may result in civil monetary penalties and
knowing violations may result in criminal penalties (16 U.S.C. 1375; 50
CFR 216.106(g)).
National Environmental Policy Act (NEPA)
On February 15, 2021, SouthCoast submitted a Construction and
Operations Plan (COP) to BOEM for approval to construct and operate the
SouthCoast Project, which has been updated several times since, as
recently as September 2023. On November 1, 2021, BOEM published in the
Federal Register a Notice of Intent (NOI) to prepare an Environmental
Impact Statement (EIS) for the COP (86 FR 60270). On February 17, 2023,
BOEM published and made its SouthCoast Draft Environmental Impact
Statement (DEIS) for Commercial Wind Lease OCS-A 0521 available for
public comment for 45 days, February 17, 2023 to April 3, 2023 (88 FR
10377). On April 4, 2023, BOEM extended the public comment period by 15
days through April 18, 2023 (88 FR 19986). Additionally, BOEM held
three virtual public hearings on March 20, March 22, and March 27,
2023.
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must evaluate the potential impacts on the human environment of
the proposed action (i.e., promulgating the regulations and
subsequently issuing a 5-year LOA to SouthCoast) and alternatives to
that action. Accordingly, NMFS is a cooperating agency on BOEM's
Environmental Impact Statement (EIS) and proposes to adopt the EIS,
provided our independent evaluation of the document finds that it
includes adequate information analyzing the effects on the human
environment of promulgating the proposed regulations and issuing the
LOA.
Information in the SouthCoast ITA application, this proposed rule,
and the BOEM EIS mentioned above collectively provide the environmental
information related to proposed promulgation of these regulations and
associated LOA for public review and comment. NMFS will review all
comments submitted in response to this proposed rulemaking prior to
concluding the NEPA process or making a final decision on the request
for an ITA.
[[Page 53710]]
Fixing America's Surface Transportation Act (FAST-41)
The SouthCoast Project is covered under Title 41 of the Fixing
America's Surface Transportation Act, or ``FAST-41.'' FAST-41 includes
a suite of provisions designed to expedite the environmental review for
covered infrastructure projects, including enhanced interagency
coordination as well as milestone tracking on the public-facing
Permitting Dashboard. FAST-41 also places a 2-year limitations period
on any judicial claim that challenges the validity of a Federal agency
decision to issue or deny an authorization for a FAST-41 covered
project. 42 U.S.C. 4370m-6(a)(1)(A).
SouthCoast's proposed project is listed on the Permitting
Dashboard, where milestones and schedules related to the environmental
review and permitting for the project can be found: https://www.permits.performance.gov/permitting-project/southcoast-wind-energy-llc-southcoast-wind.
Summary of Request
On March 18, 2022, Mayflower Wind Energy LLC (Mayflower Wind)
submitted a request for the promulgation of regulations and issuance of
an associated 5-year LOA to take marine mammals incidental to
construction activities associated with the Mayflower Wind Project
offshore of Massachusetts in the Lease Area OCS-A-0521. On February 1,
2023, Mayflower Wind notified NMFS that it changed its company name and
project name to SouthCoast Wind Energy LLC and SouthCoast Wind Project,
respectively. SouthCoast's request is for the incidental, but not
intentional, taking of a small number of 16 marine mammal species
(comprising 16 stocks) by Level B harassment (for all 16 species or
stocks) and by Level A harassment (for four species or stocks). No
serious injury or mortality is expected to result from the specified
activities, nor is any proposed for authorization.
In response to our questions and comments and following extensive
information exchange between SouthCoast and NMFS, SouthCoast submitted
revised applications on April 23, June 24, and August 16, 2022, and a
final revised application on September 14, 2022, which NMFS deemed
adequate and complete on September 19, 2022. On October 17, 2022, NMFS
published a notice of receipt (NOR) of SouthCoast's adequate and
complete application in the Federal Register (87 FR 62793), requesting
comments and soliciting information related to SouthCoast's request
during a 30-day public comment period. During the NOR public comment
period, NMFS received comment letters from one member of the public,
Seafreeze, Ltd, and two environmental non-governmental organizations:
Conservation Law Foundation and Oceana. NMFS has reviewed all submitted
material and has taken the material into consideration during the
drafting of this proposed rule.
Following publication of the NOR (87 FR 62793, October 17, 2022),
NMFS further assessed potential impacts of SouthCoast's proposed
activities on North Atlantic right whales that utilize foraging habitat
within and near the Lease Area and consulted with SouthCoast to develop
enhanced mitigation and monitoring measures that would reduce the
likelihood of these potential impacts. On March 15, 2024, following
extensive information exchange, SouthCoast submitted a North Atlantic
Right Whale Enhanced Mitigation Plan and Monitoring Plan and revised
application on March 15, 2024, which NMFS accepted on March 19, 2024.
NMFS previously issued two Incidental Harassment Authorizations
(IHAs) to Mayflower Wind and one IHA to SouthCoast Wind authorizing the
taking of marine mammals incidental to marine site characterization
surveys (using HRG equipment) of SouthCoast's Lease Area (OCS-A 0521)
(see 85 FR 45578, July 29, 2020; 86 FR 38033, July 19, 2021; 88 FR
31678, May 18, 2023). To date, SouthCoast has complied with all IHA
requirements (e.g., mitigation, monitoring, and reporting). Information
regarding SouthCoast's monitoring results, which were utilized in take
estimation, may be found in the Estimated Take section, and the full
monitoring reports can be found on NMFS' website: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-other-energy-activities-renewable.
On August 1, 2022, NMFS announced proposed changes to the existing
North Atlantic right whale vessel speed regulations to further reduce
the likelihood of mortalities and serious injuries to endangered right
whales from vessel collisions, which are a leading cause of the
species' decline and a primary factor in an ongoing Unusual Mortality
Event (87 FR 46921). Should a final vessel speed rule be promulgated
and become effective during the effective period of these proposed
regulations (or any other MMPA incidental take authorization), the
authorization holder would be required to comply with any and all
applicable requirements contained within such final vessel speed rule.
Specifically, where measures in any final vessel speed rule are more
protective or restrictive than those in this or any other MMPA
authorization, authorization holders would be required to comply with
the requirements of such rule. Alternatively, where measures in this or
any other MMPA authorization are more restrictive or protective than
those in any final vessel speed rule, the measures in the MMPA
authorization would remain in place. The responsibility to comply with
the applicable requirements of any vessel speed rule would become
effective immediately upon the effective date of any final vessel speed
rule and, when notice is published of the effective date, NMFS would
also notify SouthCoast if the measures in such speed rule were to
supercede any of the measures in the MMPA authorization.
Description of the Specified Activities
Overview
SouthCoast has proposed to construct and operate an up to 2,400
megawatt (MW) offshore wind energy facility (SouthCoast Project) in
state and Federal waters in the Atlantic Ocean in Lease Area OCS-A-
0521. This lease area is located within the Massachusetts Wind Energy
Area (MA WEA), 26 nautical miles (nm, 48 km) south of Martha's Vineyard
and 20 nm (37 km) south of Nantucket, Massachusetts. Development of the
offshore wind energy facility would be divided into two projects, each
of which would be developed in separate years. Project 1 and Project 2
would occupy the northeastern and southwestern halves (approximately)
of the Lease Area, respectively. Each Project would have the potential
to generate approximately 1,200 MW of renewable energy. Once
operational, SouthCoast would allow the State of Massachusetts to
advance Federal and State offshore wind targets as well as reduce
greenhouse gas emissions, increase grid reliability, and support
economic development and growth in the region.
The SouthCoast Project would consist of several different types of
permanent offshore infrastructure: wind turbine generators (WTGs),
offshore substation platforms (OSPs), associated WTG and OSP
foundations, inter-array and ECCs, and offshore cabling. Onshore
substation and converter stations, onshore interconnection routes, and
operations and maintenance (O&M) facilities are also planned. There are
149 positions in OSP foundations (totaling no more than 149) would be
installed.
[[Page 53711]]
The number of WTG foundations installed would vary by project.
SouthCoast has not yet determined the exact number of OSPs necessary to
support each project, but the total across projects would not exceed
five. Project 1 would include up to 85 WTG foundations, and Project 2
would include up to 73 WTG foundations for a maximum of 147 WTG
foundations for both Project 1 and Project 2. Project 1 foundations
would be installed in two distinct areas. Subject to extensive
mitigation, including extended seasonal restrictions and monitoring,
SouthCoast would install up to 54 foundations within the NARW EMA,
defined as the northeastern portion of the lease area within 20 km (9.3
mi) of the 30-m (98.4 ft) isobath along the western side of Nantucket
Shoals (see Figure 2 in the Specified Geographical Area section for
more detail). The remaining foundations for Project 1 (out of a maximum
of 85) would be installed in positions immediately southwest of the
NARW EMA.
SouthCoast is considering three foundation types for WTGs and OSPs:
monopile, piled jacket, and suction-bucket jacket. SouthCoast would
install up to two different foundation types for WTGs (i.e., piled
jacket and monopiles), and potentially a third concept for OSPs (e.g.,
suction bucket jacket). However, due to economic and technical
infeasibility, suction-bucket jackets are no longer under consideration
for Project 1. Geotechnical investigations at Project 2 foundation
locations are ongoing, and SouthCoast will need to assess the data to
determine whether it would be feasible to install suction-bucket jacket
foundations, rather than monopile or jacket foundations. However, due
to predicted installation complexities, this is not the preferred
foundation type. If suction bucket foundations are selected for Project
2, pile driving would not be necessary.
SouthCoast is considering multiple installation scenarios for each
project, which differ by foundation type and number, and installation
method. For Project 1, SouthCoast plans to install either all monopile
WTG (Project 1, Scenario 1; P1S1: 71 WTGs) or pin-piled jacket (Project
1, Scenario 2; P1S2: 85 WTGs) foundations by impact pile driving only.
For Project 2, unless suction bucket jackets are selected as the
preferred type, foundation installation would also include either all
monopile or all piled jacket WTG foundations, which would be installed
using impact pile driving only (Project 2, Scenario 1; P2S1: 68 WTGs)
or a combination of vibratory and impact (Project 2, Scenario 2; P2S2,
73 WTGs; Project 2 Scenario 3; P2S3 62 WTGs) pile driving. Each WTG and
OSP would be supported by a single foundation. OSP monopile or piled
jacket foundations would be installed using only impact pile driving.
SouthCoast is considering three OSP designs: modular, integrated, and
DC-converter. Should they elect to install piled jacket foundations to
support OSPs, the number of jacket legs and pin piles would vary
depending on the OSP design. SouthCoast currently identifies
installation of one DC-converter OSP per project, each supported by a
piled jacket foundation, as the most realistic scenario.
Inter-array cables will transmit electricity from the WTGs to the
OSP. Export cables would transmit electricity from each OSP to a
landfall site. All offshore cables will connect to onshore export
cables, substations, and grid connections, which would be located at
landfall locations. SouthCoast is proposing to develop one preferred
ECC for both Project 1 and Project 2, making landfall and
interconnecting to the ISO New England Inc. (ISO-NE) grid at Brayton
Point, in Somerset, Massachusetts (i.e., the Brayton Point Export Cable
Corridor (Brayton Point ECC)). For Project 2, SouthCoast is proposing
an alternative export cable corridor which, if utilized, would make
landfall and interconnect to the ISO-NE grid in the town of Falmouth,
MA (the Falmouth ECC) in the event that technical, logistical, grid
interconnection, or other unforeseen challenges arise during the design
and engineering phase that prevent Project 2 from making
interconnection at Brayton Point.
Specified activities would also include temporary installation of
up to four nearshore gravity-based structures (e.g., gravity cell or
gravity-based cofferdam) and/or dredged exit pits to connect the
offshore export cables to onshore facilities; vessel-based site
characterization and assessment surveys using high-resolution
geophysical active acoustic sources with frequencies of less than 180
kilohertz (kHz) (HRG surveys); detonation of up to 10 unexploded
ordnances or Munitions and Explosives of Concern (UXO/MEC) of different
charge weights; several types of fishery and ecological monitoring
surveys; site preparation work (e.g., boulder removal); the placement
of scour protected; trenching, laying, and burial activities associated
with the installation of the export cable from OSPs to shore-based
switching and substations and inter-array cables between turbines;
transit within the Lease Area and between ports and the Lease Area to
transport crew, supplies, and materials to support pile installation
via vessels; and WTG operation.
Based on the current project schedule, SouthCoast anticipates WTGs
would become operational for Project 1 beginning in approximately Q2
2029 and Project 2 by Q4 2031, after installation is completed and all
necessary components, such as array cables, OSPs, ECCs, and onshore
substations are installed. Turbines would be commissioned individually
by personnel on location, so the number of commissioning teams would
dictate how quickly turbines would become operational. SouthCoast
expects that all turbines will be commissioned by Q4 2031.
Marine mammals exposed to elevated noise levels during impact and
vibratory pile driving during foundation installation, detonations of
UXO/MECs, or HRG surveys may be taken by Level A harassment and/or
Level B harassment depending on the specified activity. No serious
injury or mortality is anticipated or proposed for authorization.
Dates and Duration
The specified activities would occur over approximately 6 years,
starting in the fourth quarter of 2026 and continuing through the end
of 2031. SouthCoast anticipates that the specified activities with the
potential to result in take by harassment of marine mammals would begin
in the second quarter of 2027 and occur throughout all 5 years of the
proposed regulations which, if issued, would be effective from April 1,
2027-March 31, 2032.
The general schedule provided in table 1 includes all of the major
project components, including those that may result in harassment of
marine mammals (i.e., foundation installation, HRG surveys, and UXO/MEC
detonation) and those that are not expected to do so (shown in
italics). Projects 1 and 2 will be developed in separate years, which
may not be consecutive. To allow flexibility in the final design and
during the construction period, SouthCoast has not identified specific
years in which each Project would be installed.
[[Page 53712]]
Table 1--Estimated Activity Schedule To Construct and Operate the
SouthCoast Project
------------------------------------------------------------------------
Specified activity Estimated schedule Activity timing
------------------------------------------------------------------------
HRG Surveys..................... Q2 2027-Q3 2031... Any time of the
year, up to 112.5
days per year
during
construction of
Project 1 and
Project 2, and up
to 75 days per
year during non-
construction
years.
Scour Protection Pre- or Post- Q1 2027-Q3 2029... Any time of the
Installation. year.
WTG and OSP Foundation Q2-Q4 2028 or Q2- Approximately 6
Installation, Project 1. Q4 2029\1\ \2\. months.
WTG and OSP Foundation Q2-Q4 2030 \1\ \2\ Approximately 6
Installation, Project 2. \3\. months.
Horizontal Directional Drilling Project 1 Q4 2026- Approximately 6
at Cable Landfall Sites. Q1 2027. months per
Project 2 Q4 2029- project.
Q1 2030.
UXO/MEC Detonations............. Q2-Q4 2028, 2029, Up to 5 days for
and 2030 \4\. Project 1 and up
to 5 days for
Project 2. No
more than 10 days
total.
Inter-array Cable Installation.. Project 1: 2028- Project 1: up to
2029. 16 months.
Project 2: 2029- Project 2: up to
2030. 12 months.
Export Cable Installation and Project 1: 2027- Project 1: up to
Termination. 2029. 30 months.
Project 2: 2029- Project 2: up to
2030. 12 months.
Fishery Monitoring Surveys...... Before, during, Any time of year.
and after
construction of
Projects 1 and 2.
---------------------------------------
Turbine Installation and Initial turbines operational 2030, all
Operation. turbines operational by 2032.
------------------------------------------------------------------------
\1\ SouthCoast does not currently know in which of these years Project 1
and Project 2 construction would occur but estimates that each Project
would be completed in a single year (2 years total).
\2\ NMFS is proposing seasonal restriction mitigation measures that
would limit pile driving to June 1 through October 15 in the NARW EMA
and May 16 through December 31 in the rest of the Lease Area (although
proposing requiring NMFS' prior approval to install foundations in
December).
\3\ Should SouthCoast decide to install suction bucket foundations for
Project 2, installation would occur Q2 2030-Q2 2031. This activity
would not be seasonally restricted because installation of this
foundation type does not require pile driving.
\4\ NMFS is proposing seasonal restriction mitigation measures UXO/MEC
detonations from December 1 through April 30.
\5\ Activities in italics are not expected to result in incidental take
of marine mammals.
Specific Geographical Region
Most of SouthCoast's specified activities would occur in the
Northeast U.S. Continental Shelf Large Marine Ecosystem (NES LME), an
area of approximately 260,000 km\2\ (64,247,399.2 acres), spanning from
Cape Hatteras in the south to the Gulf of Maine in the north. More
specifically, the Lease Area and ECC would be located within the Mid-
Atlantic Bight subarea of the NES LME, which extends between Cape
Hatteras, North Carolina, and Martha's Vineyard, Massachusetts, and
eastward into the Atlantic to the 100-m (328.1 ft) isobath.
The Lease Area and ECCs are located within the Southern New England
(SNE) sub-region of the Northeast U.S. Shelf Ecosystem, at the
northernmost end of the Mid-Atlantic Bight (MAB), which is distinct
from other regions based on differences in productivity, species
assemblages and structure, and habitat features (Cook and Auster,
2007). Weather-driven surface currents, tidal mixing, and estuarine
outflow all contribute to driving water movement through the area
(Kaplan, 2011), which is subjected to highly seasonal variation in
temperature, stratification, and productivity. The Lease Area, OCS-A
0521, is part of the Massachusetts Wind Energy Area (MA WEA) (3,007
square kilometers (km\2\) (742,974 acres)) (Figure 1). Within the MA
WEA, the Lease Area covers approximately 516 km\2\ (127, 388 acres) and
is located approximately 30 statute miles (mi) (26 nm; 48 km) south of
Martha's Vineyard, Massachusetts, and approximately 23 mi (20 nm, 37
km) south of Nantucket, Massachusetts. At its closest point to land,
the Lease Area is approximately 45 mi (39 nm, 72 km) south from the
mainland at Nobska Point in Falmouth, Massachusetts.
During construction, the Project will require support from
temporary construction laydown yard(s) and construction port(s). The
operational phase of the Project will require support from onshore O&M
facilities. While a final decision has not yet been made, SouthCoast
will likely use more than one marshalling port for the SouthCoast
Project. The following ports are under consideration: New Bedford, MA;
Fall River, MA; South Quay, RI; Salem Harbor, MA; Port of New London,
CT; Port of Charleston, SC; Port of Davisville, RI; Sparrows Point
Port, Maryland; and Sheet Harbor, Canada.
BILLING CODE 3510-22-P
[[Page 53713]]
[GRAPHIC] [TIFF OMITTED] TP27JN24.000
The Brayton Point ECC and the Falmouth ECC would traverse Federal
and state territorial waters of Massachusetts and Rhode Island, making
landfall at Brayton Point in Somerset, Massachusetts or at Falmouth,
Massachusetts, respectively. Within the Brayton Point ECC, up to six
submarine offshore export cables, including up to four power cables and
up to two dedicated communications cables, would be installed from one
or more OSPs within the lease area in Federal waters and run through
the Sakonnet River, make intermediate landfall on Aquidneck Island in
Portsmouth, Rhode Island, which includes an underground onshore export
cable route, and then into Mount Hope Bay to make landfall at Brayton
Point in Somerset, Massachusetts. Within the Falmouth export cable
corridor, up to five submarine offshore export cables, including up to
four power cables and up to one dedicated communications cable, would
be installed from one or more OSPs within the Lease Area and run
through Muskeget Channel into Nantucket Sound in Massachusetts state
waters to
[[Page 53714]]
make landfall in Falmouth, Massachusetts.
As described in further detail below, SouthCoast proposed
mitigation and monitoring measures that would apply throughout the
Lease Area, as well as enhanced measures applicable to a portion of the
Lease Area that overlaps with the NARW EMA. The 30-m (98.4 ft)) isobath
represents bathymetry defining the edge of Nantucket Shoals and
corresponds with the predicted location of tidal mixing fronts in this
region (Simpson and Hunter, 1974; Wilkin, 2006) and observations of
high productivity and North Atlantic right whale foraging (Leiter et
al., 2017; White et al., 2020).
[[Page 53715]]
[GRAPHIC] [TIFF OMITTED] TP27JN24.001
BILLING CODE 3510-22-C
Water depths in the project area (which includes the lease area,
cable corridors, vessel transit lanes and ensonified area above NMFS
thresholds) span from less than 1 meter ((m); 3.28 feet (ft)), near the
landfall sites, to approximately 64 m at the deepest location in the
lease area. Water depths in the lease area, in relation to Mean Lower
Low Water (MLLW), range from approximately 37.1 to 63.5 m (121.7-208.3
ft). Of the 149 foundation locations, 101 are located in waters depths
less than 54 m (177 ft) and the remaining 48 are located in water
[[Page 53716]]
depths from 54-64 m (177-210 ft). Water depths along the Brayton Point
and Falmouth ECCs range from 0-41.5 m (0-136.2 ft) MLLW. The cable
landfall construction areas would be approximately 2.0-10.0 m (6.6-32.8
ft) deep in Somerset and 5.0 to 8.0 m (16.4-26.3 ft) deep in Falmouth.
Geological conditions in the project area, including sediment
composition, are the result of glacial processes. The pattern of
sediment distribution in the Mid-Atlantic Bight is relatively simple.
The continental shelf south of New England is broad and flat, dominated
by fine-grained sediments. Sediment composition is primarily dominated
by sand, but varies by location, comprising various sand grain sizes
sand to silt. Seafloor conditions in the Lease Area align with the
findings at nearby locations in the RI/MA and MA WEAs showing little
relief and low complexity (i.e., mostly homogeneous) (section
6.6.1.6.1, SouthCoast Wind COP, 2024; Epsilon, 2018). Data collected as
part of SouthCoast's benthic surveys indicate varying levels of
surficial sediment mobility throughout the Lease Area and ECCs,
evidenced by the ubiquitous presence of bedforms (ripples), both large
and small. The deeper shelf waters of the Lease Area and ECCs are
characterized by predominantly rippled sand and soft bottoms. Where the
Falmouth ECC would enter Muskeget Channel and Nantucket Sound, the
surface sediments become coarser sand with gravel and hard bottoms. The
coarser sediments represent reworked glacial materials. No large-scale
seabed topographic features or bedforms were found within the Lease
Area (SouthCoast Wind COP, 2024). Moraine deposits related to the
formation of Martha's Vineyard and Nantucket Island have resulted in
boulder fields along portions of both ECCs (Baldwin et al., 2016;
Oldale, 1980). The Brayton Point ECC also crosses moraine features
represented by the Southwest Shoal off Martha's Vineyard and Browns
Ledge off the Elizabeth Island in Rhode Island Sound (section 3.1,
SouthCoast Wind COP, 2024).
The species that inhabit the benthic habitats of the Lease Area and
OCS are typically described as infaunal species, those living in the
sediments (e.g., polychaetes, amphipods, mollusks), and epifaunal
species, those living on the seafloor surface (mobile, e.g., sea
starts, sand dollars, sand shrimp) or attached to substrates (sessile
organisms; e.g., barnacles, anemones, tunicates). These organisms are
important food sources for several commercially important northern
groundfish species.
The SouthCoast Lease Area is located adjacent to Nantucket Shoals,
a broad shallow and sandy shelf that extends southeast of Nantucket
Island. Waters from the Gulf of Maine, the Great South Channel, and
Nantucket Sound converge in this area, creating a well-mixed water
column throughout the year (Limeburner and Beardsley, 1982).
The shoals area has an underwater dunelike topography and strong
tidal currents (PCCS, 2005). Surface currents become stronger during
the spring and summer as heating and stratification increase (Brookes,
1992; PCCS, 2005). Due to wind and tidal mixing, a persistent tidal
front occurs along the western edge of Nantucket Shoals, (Chen et al.,
1994a; b). This frontal region typically spans approximately 10-20 km
(6.2-12.4 mi) (Potter and Lough, 1987; Lough and Manning, 2001; Ullman
and Cornillon, 2001; White and Veit, 2020), with its strength and
cross-isobath flow potentially influenced by regional winds (Ullman and
Cornillon, 2001). The estimated location of this front varies from the
50-m (164-ft) isobath to inshore of the 30-m (98.4-ft) isobath (Ullman
and Cornillon, 2001; Wilkin, 2006).
The ecology of the Nantucket Shoals region is unique in that it
supports recurring enhanced aggregations of zooplankton that provide
prey for North Atlantic right whales and other species migrating to the
region to forage (Quintana-Rizzo et al., 2021). The region is
characterized by complex hydrodynamics and ecology. The hydrodynamics
of this region result from processes at variable spatial scales that
extend from oceanic (Gulf Stream warm core rings) to local (tidal
mixing) and timescales of seasonal (stratification) to decadal
(National Academy of Sciences (NAS), 2023). The physical oceanographic
and bathymetric features (i.e., shallow, well-lit, well-mixed) provide
for year-round high phytoplankton biomass. Strong tidal currents create
thorough mixing of the water column, distributing nutrients, which
enhances and concentrates productivity of phytoplankton and zooplankton
(PCCS, 2005; White et al., 2020). High productivity in the area is also
stimulated by a local tidal pump generated by the tidal dissipation
between Nantucket Sound and the shoals so significantly that this tidal
pump creates one of the largest tidal dispensation areas in New England
(Chen et al., 2018; Quintana-Rizzo et al., 2021). Hydrographic
features, such as circulation patterns and tides, result in the flow of
zooplankton into area from source regions outside, rather than
increased primary productivity due to upwelling (Kenney and Wishner,
1995; PCCS, 2005). The persistent frontal zone on the western side of
Nantucket Shoals, with an estimated location that varies from the 50-m
isobath to inshore of the 30-m (98.4-ft) isobath (Ullman and Cornillon,
2001; Wilkin, 2006), aggregates zooplankton prey whose distributions
are dependent on hydrodynamics and frontal features (White et al.,
2020). These aggregations not only draw North Atlantic right whales but
also other marine vertebrates that forage on the resulting dense prey
patches, such as schooling fish and sea ducks and white-winged scooters
(Scales et al., 2014; White et al., 2020). The frontal zone is also
associated with a wide diversity of mollusk, crustacean, and echinoderm
species, as well as surf clams, quahogs, and ``intense winter
aggregations'' of Gammarid amphipods (White et al., 2020).
Detailed Description of Specified Activities
Below, we provide detailed descriptions of SouthCoast's specified
activities, explicitly noting those that are anticipated to result in
the take of marine mammals and for which incidental take authorization
is requested. Additionally, a brief explanation is provided for those
activities that are not expected to result in the take of marine
mammals. For more information beyond that provided here, see
SouthCoast's ITA application.
WTG and OSP Foundation Installation
SouthCoast proposes to install a maximum of 149 foundations
composed of a combination of up to 147 WTG and up to 5 OSP foundations,
conforming to spacing on a 1 nm x 1 nm (1.9 km x 1.9 km) grid layout,
oriented east-west and north-south). SouthCoast would be restricted
from pile driving in the NARW EMA from October 16 through May 31 and
January 1 through May 15 in the remainder of the Lease Area. SouthCoast
should avoid pile driving in December (i.e., it should not be planned),
and it may only occur with prior approval by NMFS and implementation of
enhanced mitigation and monitoring measures. SouthCoast must notify
NMFS in writing by September 1 of that year, indicating that
circumstances are expected to necessitate pile driving in December.
Project 1 would include installation of up to 86 foundations (85
WTG, 1 OSP), including 54 foundations located within the NARW EMA and
up to 32 foundations immediately to the southwest of the NARW EMA.
Foundation installation would begin in the northeast portion of the
Project 1
[[Page 53717]]
area (Figure 2) no earlier than June 1, 2028, given NMFS' proposed pile
driving seasonal restriction. By installing foundations in this portion
of the Project 1 area first (beginning June 1), SouthCoast would begin
conducting work closest to Nantucket Shoals and then progressing
towards the southwest and moving away from Nantucket Shoals. SouthCoast
would complete foundation installations in the NARW EMA by October 15,
prior to when North Atlantic right whale occurrence is expected to
begin increasing in eastern southern New England (e.g., Davis et al.,
2024). The number of WTG foundations available for Project 2 depends on
the final footprint for Project 1, but the combined number for both
projects would not exceed 147. SouthCoast would install Project 2
foundations in the portion of the Lease Area southwest of Project 1.
SouthCoast would install foundations using impact pile driving only
for Project 1 and a combination of impact and vibratory pile driving
for Project 2. Vibratory setting, a technique wherein the pile is
initially installed with a vibratory hammer until an impact hammer is
needed, is particularly useful when soft seabed sediments, such as
those previously described for SouthCoast's project area in the
Specified Geographic Region section, are not sufficiently stiff to
support the weight of the pile during the initial installation,
increasing the risk of `pile run' (i.e., where a pile sinks rapidly
through seabed sediments). Piles subject to pile run can be difficult
to recover and pose significant safety risks to the personnel and
equipment on the construction vessel. The vibratory hammer mitigates
this risk by forming a hard connection to the pile using hydraulic
clamps, thereby acting as a lifting/handling tool as well as a
vibratory hammer. The tool is inserted into the pile on the
construction vessel deck, and the connection made. The pile is then
lifted, upended, and lowered into position on the seabed using the
vessel crane. After the pile is lowered into position, vibratory pile
installation will commence, whereby piles are driven into soil using a
longitudinal vibration motion. The vibratory hammer installation method
can continue until the pile is inserted to a depth that is sufficient
to fully support the structure, and then the impact hammer can be
positioned and operated to complete the pile installation. This can be
accomplished using a single installation vessel equipped with both
hammer types or two separate vessels, each equipped with either the
vibratory or impact hammer.
For each Project, SouthCoast expects to install foundations within
a 6-month period each year for two years. However, it is possible that
foundation installation could continue into a second year for either
Project, depending on construction logistics and local and
environmental conditions that may influence SouthCoast's ability to
maintain the planned construction schedule. Regardless of shifts in the
construction schedule, the seasonal restrictions on pile driving would
apply.
SouthCoast has proposed to initiate pile driving any time of day or
night. Once construction begins, SouthCoast would proceed as rapidly as
possible while implementing all required mitigation and monitoring
measures, to reduce the total duration of construction. NMFS
acknowledges the benefits of completing construction quickly during
times when North Atlantic right whales are unlikely to be in the area
but also recognizes challenges associated with monitoring during
reduced visibility conditions, such as at night. SouthCoast is
currently conducting a review of available, systematically collected
data on the efficacy of technology to monitor (visually and
acoustically) marine mammals during nighttime and in reduced visibility
conditions during daytime. Should SouthCoast submit, and NMFS approve,
an Alternative Monitoring Plan (which includes nighttime pile driving
monitoring), pile driving may be initiated at night.
While the majority of foundation installations would be sequential
(i.e., one at a time), SouthCoast proposed concurrent pile driving
(i.e., two installation vessels installing foundations at the same
time) for a small number of foundations, limited to the few days on
which both OSP and WTG foundations are installed simultaneously. Using
a single installation vessel, SouthCoast anticipates that a maximum of
two monopile foundations could be sequentially driven into the seabed
per day, assuming 24-hour pile driving operations; however,
installation of one monopile per day is expected to be more common and
the installation schedule assumed for the take estimation analyses
reflects this (table 2). For jacket foundation installation, SouthCoast
estimates that no more than four pin piles (supporting one jacket
foundation) could be installed per 24 hours on days limited to
sequential installation. SouthCoast anticipates that, on days with
concurrent pile driving using two installation vessels, up to, 1) two
WTG monopiles or four WTG pin piles (by one installation vessel) and,
2) four OSP pin piles (by a second vessel, working simultaneously)
could be installed in 24 hours.
As described previously, SouthCoast is considering several
foundation options. For Project 1, SouthCoast is considering
installation of two types of WTG foundations, monopile or pin-piled
jacket, which would be installed by impact pile driving only.
SouthCoast is also considering these foundation types for Project 2 but
may use a combination of vibratory and/or impact pile driving for their
installation. Finally, suction-bucket jacket foundations may provide an
alternative to monopile and pin-piled jacket foundations to support
WTGs for Project 2. However, installing this third foundation type does
not require impact or vibratory pile driving, and it is not anticipated
to result in noise levels that would cause harassment to marine
mammals. Therefore, suction-bucket jacket foundations are not discussed
further beyond the brief explanation below.
Although considering three foundation types for Projects 1 and 2,
for the purposes of estimating the maximum impacts to marine mammals
that could occur incidental to WTG and OSP foundation installation,
SouthCoast assumed WTGs would be supported by monopile or pin-piled
jacket foundations and that OSPs would be supported by pin-piled jacket
foundations. For both Project 1 and Project 2 acoustic and exposure
modeling of the potential acoustic impacts resulting from installation
of monopiles and pin piles (see Estimated Take section), SouthCoast
proposed multiple WTG and OSP foundation installation scenarios for
Projects 1 and 2, distinguished by foundation type and number,
installation method (i.e., impact only; vibratory and impact pile
driving), order (i.e., sequential or concurrent) and construction
schedule (table 2).
[[Page 53718]]
Table 2--Potential Installation Scenarios for Project 1 and Project 2 \1\
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Number of piles
------------------------------------------------------------------------
Installation order and method 9/16-m monopile 9/16-m monopile 4.5-m pin piles 4.5-m pin piled Total foundations Total days
1/day 2/day WTG jacket piles OSP jacket
4/day 4/day
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Project 1 (IMPACT ONLY)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Project 1 Scenario 1 (P1S1)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Sequential (IMPACT)..................... 44 24 ................ ................ 71 WTG........................ 1 OSP......................... 59
Concurrent (IMPACT)..................... 3 ................ ................ 12
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Project 1 Scenario 2 (P1S2)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Sequential (IMPACT)..................... ................ ................ 324 ................ 85 WTG........................ 1 OSP......................... 85
Concurrent (IMPACT)..................... ................ ................ 16 16
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Project 2 (VIBE AND/OR IMPACT)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Project 2 Scenario 1 (P2S1)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Sequential (IMPACT)..................... 35 30 ................ ................ 68 WTG........................ 1 OSP......................... 53
Concurrent (IMPACT)..................... 3 ................ ................ 12
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Project 2 Scenario 2 (P2S2)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Sequential (IMPACT)..................... 3 ................ ................ ................ 73 WTG........................ 1 OSP......................... 49
Sequential (VIBE+IMPACT)................ 19 48 ................ ................
Concurrent (IMPACT)..................... 3 ................ ................ 12
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Project 2 Scenario 3 (P2S3)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Sequential (IMPACT)..................... ................ ................ 40 ................ 62 WTG........................ 1 OSP......................... 62
Sequential (VIBE+IMPACT)................ ................ ................ 192 ................
Concurrent (IMPACT)..................... ................ ................ 16 16
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Installation schedules vary based on foundation type (WTG monopile or pin-piled jacket, OSP pin-piled jacket) and number, installation method (impact, or combination of vibratory and
impact), and installation order (sequential or concurrent).
As described previously, SouthCoast considered two WTG foundation
installation scenarios for Project 1 and one scenario for Project 2
that would employ impact pile driving only (I), and two scenarios for
Project 2 that would require a combination of vibratory and impact pile
driving (V/I):
Project 1
[cir] Scenario 1 (I): 71 monopile WTG, 1 pin-piled jacket OSP
[cir] Scenario 2 (I): 85 pin-piled jacket WTG, 1 pin-piled jacket OSP
Project 2
[cir] Scenario 1 (I): 68 monopile WTG, 1 pin-piled jacket OSP
[cir] Scenario 2 (V/I): 73 monopile WTG, 1 pin-piled jacket OSP
[cir] Scenario 3 (V/I): 62 pin-piled jacket WTG, 1 pin-piled jacket OSP
For each Project, only one scenario would be implemented. For
example, SouthCoast could choose to install Scenario 1 for Project 1
(P1S1; 71 monopile WTG foundations, 1 pin-piled jacket OSP foundation)
and Scenario 1 for Project 2 (P2S1; 68 monopile WTG foundations, 1 pin-
piled jacket OSP foundation) for a total of 139 WTG monopile and 2 OSP
pin-piled jacket foundations, or 141 foundations overall (table 2).
Alternatively, SouthCoast could install Scenario 2 for Project 1 (P1S2;
85 WTG pin-piled jacket foundations, and 1 OSP pin-piled jacket) and
Scenario 3 for Project 2 (P2S3; 62 pin-piled jacket foundation, 1 pin-
piled jacket OSP foundation), for a total of 147 WTG and 2 OSP
foundations (or 149 foundations overall). Both of these combinations
fall within SouthCoast's PDE, which specifies that SouthCoast would
install no more than up to 147 WTG foundations and up to 5 OSP
foundations. Given this limitation, there are Project 2 scenarios that
can not be combined with scenarios for Project 1 because the total WTG
foundation number would exceed 147 (i.e., the total number of WTG
foundations would be 153 should SouthCoast combine the Project 1
Scenario 2 (85 pin-piled jacket WTG foundations) with Project 2
Scenario 1 (68 monopile WTG foundations) or 158 if combined with
Project 2 Scenario 2). Thus, SouthCoast's selection of a scenario for
Project 2 will depend on their scenario choice for Project 1.
WTG Foundations
Monopile
SouthCoast proposed three scenarios that include monopile
installations to support WTGs. A monopile foundation normally consists
of a single steel tubular section with several sections of rolled steel
plate welded together. Secondary structures on each WTG monopile
foundation would include a boat landing or alternative means of safe
access, ladders, a crane, and other ancillary components. Figure 3 in
SouthCoast's application provides a conceptual example of a monopile.
SouthCoast would install up to 147 WTG monopile foundations with a
maximum diameter tapering from 9 m (2.7 ft) above the waterline to 16 m
(52.5 ft) below the waterline (\9/16\-m monopile). A typical impact
pile driven monopile installation sequence begins with transport of the
monopiles either directly to the Lease Area or to the construction
staging port by an installation vessel or a feeding barge. At the
foundation location, the main installation vessel upends the monopile
in a vertical position in the pile gripper mounted on the side of the
vessel. The impact hammer is then lifted on top of the pile and pile
driving commences with a 20-minute minimum soft-start, where lower
hammer energy is used at the beginning of each pile installation to
allow marine mammal and prey to move away from the sound source before
noise levels increase to the maximum extent. Piles are driven until the
target
[[Page 53719]]
embedment depth is met, then the pile hammer is removed and the
monopile is released from the pile gripper. SouthCoast would install
WTG monopiles using an impact pile driver with a maximum hammer energy
of 6,600 kJ (model NNN 6600) for a total of 7,000 strikes (including
soft-start hammer strikes) at a rate of 30 strikes per minute to a
total maximum penetration depth of 50 m (164 ft). As described
previously, for pile installations utilizing vibratory pile driving as
well, this impact installation sequence would be preceded by use of a
vibratory hammer to drive the pile to a depth that is sufficient to
fully support the structure before beginning the soft-start and
subsequent impact hammering. For these piles, SouthCoast would use a
vibratory hammer (model HX-CV640) followed by a maximum of 5,000 impact
hammer strikes (including soft-start) using the same hammer and
parameters specified above.
SouthCoast is proposing to install the majority of monopile
foundations consecutively using a single vessel and on a small number
of days, concurrently with OSP piled jacket pin piles using two vessels
(see Dates and Duration section). Under typical conditions, impact
installation of a single monopile foundation is estimated to require up
to 4 hours of active impact pile driving (7,000 strikes/30 strikes per
minute equals approximately 233 minutes, or 3.9 hours), which can occur
either in a continuous 4-hour interval or intermittently over a longer
time period. For installations requiring vibratory and impact pile
driving, the installation duration is also expected to last
approximately 4 hours, beginning with 20 minutes of active vibratory
driving, followed by short period during which the hammer set-up would
be changed from vibratory to impact, after which impact installation
would begin with a 20-minute soft-start (5,000 strikes/30 strikes per
minute equals approximately 167 minutes, or 2.8 hours). Following
monopile installation completion, SouthCoast anticipates it would then
take approximately 4 hours to move to the next piling location. Once at
the new location, a 1-hour marine mammal monitoring period would occur
such that there would be a minimum of 5 hours between pile
installations. Based on this schedule, SouthCoast estimates a maximum
of two monopiles could be sequentially driven per day using a single
installation vessel, assuming a 24-hour pile driving schedule.
For Project 1 Scenario 1, it is assumed that all 71 WTG monopiles
would be installed using only an impact hammer (i.e., no vibratory pile
driving), requiring a maximum of 284 hours (71 WTGs x 4 hours each) of
active impact pile driving. Similarly, for Project 2 Scenario 1, it is
assumed that all 68 monopiles would be installed using the same
approach, for a total of 272 hours of impact hammering. However, for
Project 2 Scenario 2, it is assumed that 67 (out of a total of 73)
monopiles would be installed using a combination of vibratory and
impact pile driving, and 6 monopiles would be installed using only
impact pile driving. Installation of all WTG foundations for Project 2
Scenario 2 would require a total of approximately 212 hours (6 WTGs x 4
hours plus 67 WTGs x 2.8 hours each) of impact and 23 hours (67 WTGs x
20 minutes each) of vibratory pile driving.
Pin-Piled Jacket
As an alternative to monopiles, SouthCoast proposed one scenario
for each Project (P1S2 and P2S3) that, when combined, would include
installation of 147 pin-piled jacket foundations to support WTGs.
Jackets are large lattice structures made of steel tubes welded
together and supported by securing piles (i.e., pin piles). Figure 4 of
SouthCoast's application provides a conceptual example of this type of
foundation. For the SouthCoast Project, each WTG piled jacket
foundation would have up to four legs supported by one pin pile per
leg, for a total of up to 588 pin piles to support 147 WTGs. Each pin
pile would have a maximum diameter of 4.5 m (14.7 ft). Pin-piled jacket
foundation installation is a multi-stage process, beginning with
preparation of the seabed by clearing any debris. The WTG jacket
foundations are expected to be pre-piled, meaning that pin piles would
be installed first, and the jacket structure would be set on those pre-
installed piles. Once the piled-jacket foundation materials are
delivered to the Lease Area, a reusable template would be placed on the
prepared seabed to ensure accurate positioning of the pin piles that
will be installed to support the jacket. Pin piles would be
individually lowered into the template and driven to the target
penetration depth using the same approach described for monopile
installation. For installations requiring only impact pile driving
(e.g., P1S2), SouthCoast would install pin piles using an impact pile
driver with a maximum hammer energy of 3,500 kJ (MHU 3500S) for a total
of 4,000 strikes (including soft-start hammer strikes) at a rate of 30
strikes per minute to a maximum penetration depth of 70 m (229.6 ft).
When installations require both types of pile driving, this impact pile
driving sequence would only begin after SouthCoast utilized a vibratory
hammer (S-CV640) to set the pile to a depth providing adequate
stability. Subsequent impact hammering (using the same hammer
specified) above would require fewer strikes (n=2,667) to drive the
pile to the final 70-m maximum penetration depth.
Under typical conditions, impact-only installation (applicable to
P1S2, and all OSP pin-piled jacket foundations) of each pin pile is
estimated to require approximately 2 hours of active impact pile
driving (4,000 strikes/30 strikes per minute equals approximately 133
minutes, or 2.2 hours), for a maximum of 8.8 hours total for a single
WTG or OSP pin- piled jacket foundation supported by 4 pin piles. For
each pin pile requiring vibratory and impact pile driving (applicable
to P2S3 WTG pin-piled jacket foundations only), the installation would
begin with 90 minutes of vibratory hammering per pin pile, and would
require fewer hammer strikes per pile over a shorter duration compared
to impact-only installations (2,667 strikes/30 strikes per minute
equals approximately 89 minutes, or 1.5 hours), for a total of 6 hours
for each installation method (12 hours total). Pile driving would occur
continuously or intermittently, with installations requiring both
methods of pile driving punctuated by the time required to change from
the vibratory to impact hammer. SouthCoast estimates that they could
install a maximum of four pin piles per day, assuming use of a single
installation vessel and 24-hour pile driving operations. Following pin
pile installations, a vessel would install the jacket to the piles,
either directly after the piling vessel completes operations or up to
one year later.
For Project 1 Scenario 2, it is assumed that all 85 WTG pin-piled
jacket foundations (for a total of 340 pin piles) would be installed
using only an impact hammer (i.e., no vibratory pile driving),
requiring a maximum of 680 hours (85 WTGs x 8 hours each) of active
impact pile driving. For Project 2 Scenario 3, it is assumed that 48
(out of a total of 62) pin-piled jacket foundations (or 192 out of 248
pin piles) would be installed using a combination of vibratory and
impact pile driving, and 14 pin-piled jacket foundations (or 56 pin
piles) would be installed using only impact pile driving. Installation
of all WTG foundations for Project 2 Scenario 3 would require a total
of approximately 184 hours (14 WTGs x 8 hours plus 48 WTGs x 1.5 hours
each) of impact and 72 hours (48 WTGs x 90 minutes (or 1.5 hours) each)
of vibratory pile driving.
Installation of WTG monopile and pin-piled jacket foundations is
[[Page 53720]]
anticipated to result in take of marine mammals due to noise generated
during pile driving. Therefore, SouthCoast has requested, and NMFS
proposes to authorize, take by Level A harassment and Level B
harassment of marine mammals incidental to this activity.
Suction Bucket
Suction bucket jackets have a similar steel lattice design to the
piled jacket described previously, but the connection to the seafloor
is different (see Figure 5 in SouthCoast's application for a conceptual
example of the WTG suction bucket jacket foundation). These
substructures use suction-bucket foundations instead of piles to secure
the structure to the seabed; thus, no impact driving would be used for
installation of WTG suction bucket jackets. Should SouthCoast select
this foundation type for Project 2, each of the suction-bucket jacket
substructures, including four buckets per foundation (one per leg),
would be installed as described below. Similar to monopiles and pin-
piled jackets, the number of suction-bucket jacket foundations will
depend on the final design for Project 1. For suction-bucket jackets,
the jacket is lowered to the seabed, the open bottom of the bucket and
weight of the jacket embeds the bottom of the bucket in the seabed. To
complete the installation and secure the foundation, water and air are
pumped out of the bucket creating a negative pressure within the
bucket, which embeds the foundation buckets into the seabed. The jacket
can also be leveled at this stage by varying the applied pressure. The
pumps will be released from the suction buckets once the jacket reaches
its designed penetration. The connection of the required suction hoses
is typically completed using a remotely operated vehicle (ROV).
As previously indicated, installation of suction bucket foundations
is not expected to result in take of marine mammals; thus, this
activity is not further discussed.
Offshore Substation Platform (OSP)
Each construction scenario SouthCoast defined includes installation
of a pin-piled jacket foundation to support a single OSP per Projects 1
and 2, However, in the ITA application, SouthCoast indicates that their
project design envelope includes the potential installation of up to a
total of 5 OSPs, situated on the same 1 nm x 1 nm (1.9 km x 1.9 km)
grid layout as the WTG foundation, and describes three OSP designs
(i.e., modular, integrated, or Direct Current (DC) Converter) that are
under consideration (see Figures 6, 7, and 8 in SouthCoast's ITA
application). The number of OSPs installed would vary based upon
design. Based on the COP PDE, SouthCoast could install a minimum of a
single modular OSP on a monopile foundation, and a maximum of five DC
Converter OSPs, each with nine pin-piled jacket foundations secured by
three pin piles each, for a total of 135 pin piles. All OSP monopile
and pin-piled jacket foundations would be installed using only impact
pile driving.
Installation of an OSP monopile foundation would follow the same
parameters (e.g., pile diameter, hammer energy, penetration depth) and
procedure as previously described for WTG monopiles. OSP piled jacket
foundations would be similar to that described for WTG piled jacket
foundations but would be installed using a post-piling, rather than
pre-piling, installation sequence. In this sequence, the seabed is
prepared, the jacket is set on the seafloor, and the piles are driven
through the jacket legs to the designed penetration depth (dependent
upon which OSP design is selected). The piles are connected to the
jacket via grouted and/or swaged connections. A second vessel may
perform grouting tasks, freeing the installation vessel to continue
jacket installation at a subsequent OSP location, if needed. Pin piles
for each jacket design would be installed using an impact hammer with a
maximum energy of 3,500 kJ. A maximum of four OSP pin piles could be
installed per day using a single vessel, assuming 24-hour pile driving
operations. All impact pile driving activity of pin piles would include
a 20-minute soft-start at the beginning of each pile installation.
Installation of a single OSP piled jacket foundation by impact pile
driving (the only proposed method) would vary by design and the
associated number of supporting pin piles, each of which would require
2 hours of impact hammering.
The ``Modular OSP'' design would sit on any one of the three types
of substructure designs (i.e., monopile, piled jacket, or suction
bucket) similar in size and weight to those described for the WTGs (see
Section 1.1.1 in SouthCoast's ITA application), with the topside
connected to a transition piece (TP). This Modular OSP design is an AC
solution and will likely hold a single transformer with a single export
cable. This option is a relatively small design relative to other
options and, thus, has benefits related to manufacture, transportation,
and installation. An example of the Modular OSP on a jacket
substructure is shown in Figure 6 of SouthCoast's ITR application. The
Modular OSP design assumes an OSP topside height ranging from 50 m (164
ft) to 73.9 m (242.5 ft). A Modular OSP piled jacket foundation would
be the smallest and include three to four legs with one to two pin
piles per leg (three to eight total pin piles per piled jacket). Pin
piles would have a diameter of up to 4.5 m (14.7 ft) and would be
installed using up to a 3,500-kJ hammer to a target penetration depth
of 70 m (229.6 ft) below the seabed.
The ``Integrated OSP'' design would have a jacket substructure and
a larger topside than the Modular OSP. This OSP option is also an AC
solution and is designed to support a high number of inter-array cable
connections as well as the connection of multiple export cables. This
design differs from the Modular OSP in that it is expected to contain
multiple transformers and export cables integrated into a single
topside. The Integrated OSP design assumes the same topside height
indicated for the Modular design. Depending on the final weight of the
topside and soil conditions, the jacket substructure may be four- or
six-legged and require support from one to three piles per leg (up to
16 pin piles). The larger size of the Integrated OSP would provide
housing for a greater number of electrical components as compared to
smaller designs (such as the Modular OSP), reducing the number of OSPs
required to support the proposed Project. An example of the integrated
OSP design is shown in Figure 7 of SouthCoast's ITR application.
SouthCoast may install one or more ``DC Converter OSPs.'' This OSP
option would serve as a gathering platform for inter-array cables and
then convert power from high-voltage AC to high-voltage DC or it could
be connected to one or more AC gathering units (Modular or Integrated
OSPs) and serve to convert power from AC to DC prior to transmission on
an export cable. The DC Converter OSP would be installed on a piled
jacket foundation with four legs, each supported by three to four 3.9-m
(12.8-ft) pin piles per leg (up to 16 total pin piles per jacket),
installed using a 3,500-kJ hammer to a target penetration depth of 90 m
(295.3 ft) below the seabed. Please see Figure 8 in SouthCoast's ITR
application for example of a DC jacket OSP design. Although SouthCoast
has not yet selected an OSP design or finalized their foundation
installation plan, they anticipate that they would only install only
two of the five OSPs included in the PDE, one per Project. Each OSP
would be supported by a piled jacket foundation with four legs anchored
by
[[Page 53721]]
three to four pin piles (for a total of up to 16 pin piles per OSP
piled jacket). SouthCoast plans to install a maximum of four OSP jacket
pin piles per day, so an OSP jacket foundation requiring 16 pin piles
would be installed over four days (intermittently). For all three OSP
piled jacket options (modular, integrated and DC-converter),
installation of a single pin pile is anticipated to take up to 2 hours
of pile driving. It is anticipated that a maximum of eight pin piles
could be driven into the seabed per day assuming 24-hour pile driving
operation. Pile driving activity will include a soft-start at the
beginning of each pin pile installation. Impacts of pile-driving noise
incidental to OSP piled jacket foundation installation have been
evaluated based on the use of a 3,500 kJ hammer, as this is
representative of the maximum hammer energy included in the PDE.
Installation of OSP foundations is anticipated to result in take of
marine mammals due to noise generated during pile driving. Therefore,
SouthCoast has requested, and NMFS proposes to authorize, take by Level
A harassment and Level B harassment of marine mammals incidental to OSP
foundation installation.
HRG Surveys
SouthCoast would conduct HRG surveys to identify any seabed debris
and to support micrositing of the WTG and OSP foundations and ECCs.
These surveys may utilize active acoustic equipment such as multibeam
echosounders, side scan sonars, shallow penetration sub-bottom
profilers (SBPs) (e.g., parametric Compressed High-Intensity Radiated
Pulses (CHIRP) SBPs and non-parametric SBP), medium penetration sub-
bottom profilers (e.g., sparkers and boomers), and ultra-short baseline
positioning equipment, some of which are expected to result in the take
of marine mammals. Surveys would occur annually, with durations
dependent on the activities occurring in that year (i.e., construction
years versus non-construction years).
HRG surveys will be conducted using up to four vessels. On average,
80-line km (49.7-mi) will be surveyed per vessel each survey day at
approximately 5.6 km/hour (3 knots) on a 24-hour basis although some
vessels may only operate during daylight hours (~12-hour survey
vessels).
During the 2-year construction phase, an estimated 4,000 km (2,485
mi) may be surveyed within the Lease Area and 5,000 km (3,106 mi) along
the ECCs in water depth ranging from 2 m (6.5 ft) to 62 m (204 ft). A
maximum of four vessels will be used concurrently for surveying. While
the final survey plans will not be completed until construction
contracting commences, HRG surveys are anticipated to operate at any
time of year for a maximum of 112.5 survey days per year.
During non-construction periods (3 of the 5 years within the
effective period of the regulations), SouthCoast would survey an
estimated 2,800 km (1,7398 mi) in the Lease Area and 3,200 km (1,988.4
mi) along the ECCs each year for three years (n=18,000 km total). Using
the same estimate of 80 km (49.7 mi) of surveys completed each day per
vessel, approximately 75 days of surveys would occur each year, for a
total of up to 225 active sound source days over the 3-year operations
period.
Of the HRG equipment types proposed for use, the following sources
have the potential to result in take of marine mammals:
Shallow penetration sub-bottom profilers (SBPs) to map the
near-surface stratigraphy (top 0 to 5 m (0 to 16 ft) of sediment below
seabed). A CHIRP system emits sonar pulses that increase in frequency
over time. The pulse length frequency range can be adjusted to meet
Projectvariables. These are typically mounted on the hull of the vessel
or from a side pole.
Medium penetration SBPs (boomers) to map deeper subsurface
stratigraphy as needed. A boomer is a broad-band sound source operating
in the 3.5 Hz to 10 kHz frequency range. This system is typically
mounted on a sled and towed behind the vessel.
Medium penetration SBPs (sparkers) to map deeper
subsurface stratigraphy as needed. A sparker creates acoustic pulses
from 50 Hz to 4 kHz omni-directionally from the source that can
penetrate several hundred meters into the seafloor. These are typically
towed behind the vessel with adjacent hydrophone arrays to receive the
return signals.
Table 3 identifies all the representative survey equipment that
operate below 180 kilohertz (kHz) (i.e., at frequencies that are
audible and have the potential to disturb marine mammals) that may be
used in support of planned geophysical survey activities and is likely
to be detected by marine mammals given the source level, frequency, and
beamwidth of the equipment. Equipment with operating frequencies above
180 kHz (e.g., SSS, MBES) and equipment that does not have an acoustic
output (e.g., magnetometers) will also be used but are not discussed
further because they are outside the general hearing range of marine
mammals likely to occur in the Lease Area and ECCs. No take is expected
from the operation of these sources; therefore, they are not discussed
further.
Table 3--Summary of Representative HRG Survey Equipment and Operating Parameters
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source
Representative Operating Level Source Pulse Repetition Beamwidth
Equipment type model frequency SPLrms (dB) Level0-pk duration rate (Hz) (degrees) Information source
(kHz) (dB) (ms)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Sub-bottom Profiler......... EdgeTech 3100 2-16 179 184 10 9.1 51 CF.
with SB 2-16 1-6 176 183 14.4 10 66 CF.
\1\ towfish.
EdgeTech DW-106
\1\.
Knudson Pinger 15 180 187 4 2 71 CF.
\2\. 2-7 199 204 10 14.4 82 CF.
Teledyn Benthos
CHIRP III--TTV
170 \3\.
Sparker \4\................. Applied 0.01-1.9 203 213 3.4 2 Omni CF.
Acoustics Dura-
Spark UHD (400
tips, 800 J).
Geomarine Geo- 0.01-1.9 203 213 3.4 2 Omni CF.
Spark (400
tips, 800 J).
Boomer...................... Applied 0.1-5 205 211 0.9 3 61 CF.
Acoustics
triple plate S-
Boom (700-
1,000 J).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note: J = joule; kHz = kilohertz; dB = decibels; SL = source level; UHD = ultra-high definition; rms = root-mean square; [mu]Pa = microPascals; re =
referenced to; SPL = sound pressure level; PK = zero-to-peak pressure level; Omni = omnidirectional source; CF = Crocker and Fratantonio (2016).
\1\ The EdgeTech Chirp 512i measurements and specifications provided by Crocker and Fratantonio (2016) were used as a proxy for the Edgetech 3100 with
SB-216 towfish and EdgeTech DW-106.
[[Page 53722]]
\2\ The EdgeTech Chirp 424 as a proxy for source levels as the Chirp 424 has similar operation settings as the Knudsen Pinger SBP.
\3\ The Knudsen 3202 Echosounder measurements and specifications provided by Crocker and Fratantonio (2016) were used as a proxy for the Teledyne
Benthos Chirp III TTV 170.
\4\ The SIG ELC 820 Sparker, 5 m source depth, 750 J setting was used a proxy for both the Applied Acoustics Dura-Spark UHD (400 tips, 800 J) and
Geomarine Geo-Spark (400 tips, 800 J).
Based on the operating frequencies of HRG survey equipment in table
3 and the hearing ranges of the marine mammals that have the potential
to occur in the Lease Area and ECCs, HRG survey activities have the
potential to result in take by Level B harassment of marine mammals. No
take by Level A harassment is anticipated as a result of HRG survey
activities.
UXO/MEC Detonations
SouthCoast anticipates encountering UXO/MECs during Project
construction in the Lease Area and along the ECCs. UXO/MECs include
explosive munitions such as bombs, shells, mines, torpedoes, etc., that
did not explode when they were originally deployed or were
intentionally discarded in offshore munitions dump sites to avoid land-
based detonations. SouthCoast plans to remove any UXO/MEC encountered,
else, the risk of incidental detonation associated with conducting
seabed-altering activities, such as cable laying and foundation
installation in proximity to UXO/MECs, would potentially jeopardize the
health and safety of Projectparticipants.
SouthCoast would follow an industry standard As Low as Reasonably
Practicable (ALARP) process that minimizes the number of detonations,
to the extent possible. For UXO/MECs that are positively identified in
proximity to specified activities on the seabed, several alternative
strategies would be considered prior to in-situ UXO/MEC disposal. These
may include: (1) relocating the activity away from the UXO/MEC
(avoidance); (2) physical UXO/MEC removal (lift and shift); (3)
alternative combustive removal technique (low order disposal); (4)
cutting the UXO/MEC open to apportion large ammunition or deactivate
fused munitions (cut and capture); or (5) using shaped charges to
ignite the explosive materials and allow them to burn at a slow rate
rather than detonate instantaneously (deflagration). Only after these
alternatives are considered and found infeasible would in-situ high-
order UXO/MEC detonation be pursued. If detonation is necessary,
detonation noise could result in the take of marine mammals by Level A
harassment and Level B harassment.
SouthCoast is currently conducting a study to more accurately
determine the number of UXO/MECs that may be encountered during the
specified activities (see section 1.1.5 in SouthCoast's ITA
application). Based on estimates for other offshore wind projects in
southern New England, SouthCoast assumes that up to ten UXO/MEC 454-kg
(1000 pounds; lbs) charges, which is the largest charge that is
reasonably expected to be encountered, may require in situ detonation.
Although it is highly unlikely that all ten charges would weigh 454 kg,
this approach was determined to be the most conservative for the
purposes of impact analysis. All charged detonations would occur on
different days (i.e., only one detonation would occur per day). In the
event that high-order detonation is determined to be the preferred and
safest method of disposal, all detonations would occur during daylight
hours. SouthCoast proposed a seasonal restriction on UXO/MEC
detonations from December 1-April 30, annually.
UXO/MEC activities have the potential to result in take by Level A
harassment and Level B harassment of marine mammals. No non-auditory
take by Level A harassment is anticipated due to proposed mitigation
and monitoring measures.
Cable Landfall Construction
Installation of the SouthCoast export cables at the designated
landfall sites will be accomplished using horizontal directional
drilling (HDD) methodology. HDD is a ``trenchless'' process for
installing cables or pipes which enables the cables to remain buried
below the beach and intertidal zone while limiting environmental impact
during installation. Drilling activities would occur on land with the
borehole extending under the seabed to an exit point offshore, outside
of the intertidal zone. There will be up to two ECCs, both exiting the
Lease Area in the northwestern corner. These then split, with one
making landfall at Brayton Point in Somerset, MA (Brayton Point ECC)
and the other in Falmouth, MA (Falmouth ECC). The Brayton Point ECC is
anticipated to contain up to six export cables, bundled where
practicable, while the Falmouth ECC is anticipated to contain up to
five export cables. HDD seaward exit points will be sited within the
defined ECCs at the Brayton Point and intermediate Aquidneck Island
landfall sites and at the Falmouth landfall site(s). The exit points
will be within approximately 3,500 ft (1,069 m) of the shoreline for
the Falmouth ECC landfall(s), and within approximately 1,000 ft (305 m)
of the shoreline for the Brayton Point landfalls.
At the seaward exit point, construction activities may include
installation of either a temporary gravity-based structure (i.e.,
gravity cell or gravity-based cofferdam) or a dredged exit pit, neither
of which would require pile driving or hammering. Additionally, a
conductor pipe may be installed at the exit point to support the
drilling activity. Conductor pipe installation would include pushing or
jetting rather than pipe ramming.
For the Falmouth landfall locations, the proposed HDD trajectory is
anticipated to be approximately 0.9 mi (1.5 km) in length with a cable
burial depth of up to approximately 90 ft (27.4 m) below the seabed.
HDD boreholes will be separated by a distance of approximately 33 ft
(10 m). Each offshore export cable is planned to require a separate
HDD, with an individual bore and conduit for each export cable. The
number of boreholes per site will be equal to the number of power
cables installed. The Falmouth ECC would include up to four power
cables with up to four boreholes at each landfall site. There may be up
to one additional communications cable; however, the communications
cable would be installed within the same bore as one of the power
cables, likely within a separate conduit.
For the Brayton Point and Aquidneck Island intermediate landfall
locations, the proposed HDD trajectory is anticipated to be
approximately 0.3 mi (0.5 km) in length with a cable burial depth of up
to approximately 90 ft (27.4 m) below the seabed. HDD bores will be
separated by a distance of approximately 33 ft (10 m). It is
anticipated the high-voltage DC cables will be unbundled at landfall.
Each high-voltage DC power cable is planned to require a separate HDD,
with an individual bore and conduit for each power cable. The Brayton
Point and Aquidneck Island ECCs will include up to four power cables
for a total of up to four boreholes at each landfall site. Each
dedicated communications cable may be installed within the same bore as
a power cable, likely within a separate conduit.
In collaboration with the HDD contractor, SouthCoast will further
assess the potential use of a dredged exit
[[Page 53723]]
pit and/or gravity cell at each landfall location. The specifics of
each site will be evaluated in detail, in terms of soil and metocean
conditions (i.e., current), suitability for maintaining a dredged exit
pit for the duration of the HDD construction, and other construction
planning factors that may affect the HDD operation.
The relatively low noise levels generated by installation and
removal of gravity-cell cofferdams, dredged exit pits, and conductor
pipe are not expected to result in Level A harassment or Level B
harassment of marine mammals. SouthCoast is not requesting, and NMFS is
not proposing to authorize, take associated with landfall construction
activities. Therefore, these activities are not analyzed further in
this document.
Cable Laying and Installation
Cable burial operations would occur both in the Lease Area for the
inter-array cables connecting WTGs to OSPs and in the ECCs for cables
carrying power from the OSPs to shore. The offshore export cables would
be buried in the seabed at a target depth of up to 1.0 to 4.0 m (3.2 to
13.1 ft) while the inter-array cables would be buried at a target depth
up to 1.0 to 2.5 m (3.2 to 8.2 ft). Both cable types would be buried
onshore up to the transition joint bays. All cable burial operations
would follow installation of the monopile foundations as the
foundations must be in place to provide connection points for the
export cable and inter-array cables. Cable laying, cable installation,
and cable burial activities planned to occur during the construction of
the SouthCoast Project May include the following: jetting; vertical
injection; leveling; mechanical cutting; plowing (with or without jet-
assistance); pre-trenching; boulder removal; and controlled flow
excavation. Installation of any required protection at the cable ends
is typically completed prior to cable installation from the vessel.
Some dredging may be required prior to cable laying due to the
presence of sandwaves. Sandwave clearance may be undertaken to provide
a level bottom to install the export cable. The work could be
undertaken by traditional dredging methods such as a trailing suction
hopper. Alternatively, controlled flow excavation or a water-injection
dredger could be used. In some cases, multiple passes may be required.
The method of sand wave clearance SouthCoast chooses would be based on
the results from the site investigation surveys and cable design.
As the noise levels generated from cable laying and installation
work are low, the potential for take of marine mammals to result is
discountable. SouthCoast is not requesting, and NMFS is not proposing
to authorize, take associated with cable laying activities. Therefore,
cable laying activities are not analyzed further in this document.
Vessel Operation
SouthCoast will utilize various types of vessels over the course of
the 5-year proposed regulations for surveying, foundation installation,
cable installation, WTG and OSP installation, UXO/MEC detonation, and
support activities. SouthCoast anticipates operating an average of 15
to 35 vessels daily depending on construction phase, with an expected
maximum of 50 vessels in the Lease Area at one time during the
foundation installation period. Table 4 provides a list of the vessel
types, number of each vessel type, number of expected trips, and
anticipated years each vessel type will be in use. All vessels will
follow the vessel strike avoidance measures as described in the
Proposed Mitigation section.
To support offshore construction, assembly and fabrication, crew
transfer and logistics, as well as other operational activities,
SouthCoast has identified several existing domestic port facilities
located in Massachusetts (Ports of Salem, New Bedford, Fall River),
Rhode Island (Ports of Providence and Davisville), Connecticut (Port of
New London), and to a lesser extent Maryland (Sparrows Point Port),
South Carolina (Port of Charleston), and Texas (Port of Corpus Cristi).
The largest vessels are expected to be used during the foundation
installation phase with heavy transport vessels, heavy lift crane
vessels, cable laying vessels, supply and crew vessels, and associated
tugs and barges transporting construction equipment and materials. A
large service operation vessel would have the ability to stay in the
lease area and house crews overnight. These larger vessels will
generally move slowly over a short distance between work locations,
within the Lease Area and along ECCs. Smaller vessels would be used to
transfer crew and smaller dimension Project materials to and from, as
well as within, the Lease Area. Transport vessels will travel between
several ports and the Lease Area over the course of the construction
period following mandatory vessel speed restrictions (see Proposed
Mitigation section). These vessels will range in size from smaller crew
transport to tug and barge vessels. Construction crews responsible for
assembling the WTGs would hotel onboard installation vessels at sea,
thus limiting the number of crew vessel transits expected during the
construction period. WTG and OSP foundation installation vessels may
include jack-up, DP, or semi-submersible vessels. Jack-up vessels lower
their legs into the seabed for stability and then lift out of the
water, whereas DP vessels utilize computer-controlled positioning
systems and thrusters to maintain their station. SouthCoast is also
considering the use of heavy lift vessels, barges, feeder vessels, and
roll-on lift-off vessels to transport WTG components to the Lease Area
for installation by the WTG installation vessel. Fabrication and
installation vessels may include transport vessels, feeder vessels,
jack-up vessels, and installation vessels.
Sounds from vessels associated with the proposed Project are
anticipated to be similar in frequency to existing levels of commercial
traffic present in the region. Vessel sound would be associated with
cable installation vessels and operations, piling installation vessels,
and general transit to and from WTG or OSP locations during
construction. During construction, it is estimated that multiple
vessels may operate concurrently at different locations throughout the
Lease Area or ECCs. Some of these vessels may maintain their position
(using DP thrusters) during pile driving or other construction
activities. The dominant underwater sound source on DP vessels arises
from cavitation on the propeller blades of the thrusters (Leggat et
al., 1981). The noise power from the propellers is proportional to the
number of blades, propeller diameter, and propeller tip speed. Sound
levels generated by vessels using DP are dependent on the operational
state and weather conditions.
All vessels emit sound from propulsion systems while in transit.
The SouthCoast Project would be constructed in an area that
consistently experiences extensive marine traffic. As such, marine
mammals in the general region are regularly subjected to vessel
activity and would potentially be habituated to the associated
underwater noise as a result of this exposure (BOEM, 2014b). Because
noise from vessel traffic associated with construction activities is
likely to be similar to background vessel traffic noise, the potential
risk of impacts from vessel noise to marine life is expected to be low
relative to the risk of impact from pile-driving sound.
Sound produced through use of DP thrusters is considered a
continuous sound source and similar to that
[[Page 53724]]
produced by transiting vessels. DP thrusters are typically operated
either in a similarly predictable manner or used intermittently for
short durations around stationary activities. Sound produced by DP
thrusters would be preceded by and associated with sound from ongoing
vessel noise and would be similar in nature. Any marine mammals in the
vicinity of the activity would be aware of the vessel's presence, thus
making it unlikely that the noise source would elicit a startle
response. Construction-related vessel activity, including the use of
dynamic positioning thrusters, is not expected to result in take of
marine mammals. SouthCoast did not request, and NMFS does not propose
to authorize, take associated with vessel activity.
During operations, SouthCoast will use crew transfer vessels (CTVs)
and service operations vessels (SOVs). The number of each vessel type,
number of trips, and potential ports to be used during operations and
maintenance are provided in table 4. The operations vessels will follow
the vessel strike avoidance measures as described in the Proposed
Mitigation section.
Table 4--Type and Number of Vessels Anticipated During Construction and Operations
----------------------------------------------------------------------------------------------------------------
Supply trips
to port from
Estimated lease area (or
Vessel types number of point of entry Anticipated years in use
vessel type in U.S., where
applicable
\1\)
----------------------------------------------------------------------------------------------------------------
Vessel Use During Construction
----------------------------------------------------------------------------------------------------------------
Heavy Lift Crane Vessel....................... 1-5 70 2028-2031 (P1 and 2).
Heavy Transport Vessel........................ 1-20 65 2027-2031 (P1 and 2).
Tugboat....................................... 1-12 655 2028-2031 (P1 and 2).
Crew Transfer Vessel.......................... 2-5 1,608 2028-2031 (P1 and 2).
Anchor Handling Tug........................... 1-10 16 2028-2031 (Projects 1 and 2).
Scour Protection Installation Vessel.......... 1-2 40 2028-2030 (P1 and P2).
Cable Laying Barge............................ 1-3 20 2027-2028 (Project 1).
2029-2030 (Project 2).
Cable Transport and Lay Vessel................ 1-5 88 2028-2029 Project 1 and Project
2.
Maintenance Crew/CTVs......................... 2-5 1,608 2028-2031 (P1 and 2).
Dredging Vessel............................... 1-5 100 2026-2027 (P1) 2029-2030 (P2).
Survey Vessel................................. 1-5 26 2027-2031 (P1 and P2).
Barge......................................... 1-6 510 2028-2031 (P1 and P2).
Jack-up Accommodation Vessel.................. 1-2 14 2029-2030 (P1 and P2).
DP Accommodation Vessel....................... 1-2 16 2029-2030 (P1 and P2).
Service Operation Vessel...................... 1-4 480 2029-2031 (P1 and P2).
Multi-purpose Support Vessel/Service Operation 1-8 660 2027-2031 (P1 and P2).
Vessel.
----------------------------------------------------------------------------------------------------------------
Vessel Use During Operations
----------------------------------------------------------------------------------------------------------------
Maintenance Crew/Crew Transfer Vessels (CTVs). 1-2 15,015 2028-2031.
Service Operation Vessel...................... 1-2 1,638
----------------------------------------------------------------------------------------------------------------
While vessel strikes cause injury or mortality of marine mammals,
NMFS does not anticipate such taking to occur from the specified
activity due to general low probability and proposed extensive vessel
strike avoidance measures (see Proposed Mitigation section). SouthCoast
has not requested, and NMFS is not proposing to authorize, take from
vessel strikes.
Seabed Preparation
Seabed preparations will be the first offshore activity to occur
during the construction phase of the SouthCoast Project, and may
include scour (i.e., erosion) protection, sand leveling, sand wave
removal, and boulder removal. Scour protection is the placement of
materials on the seafloor around the substructures to prevent the
development of scour, or erosion, created by the presence of
structures. Each substructure used for WTGs and OSPs may require
individual scour protection, thus the type and amount utilized will
vary depending on the final substructure type selected for
installation. For a substructure that utilizes seabed penetration in
the form of piles or suction caissons, the use of scour protectant to
prevent scour development results in minimized substructure
penetration. Scour protection considered for Projects 1 and 2 may
include rock (rock bags), concrete mattresses, sandbags, artificial
seaweeds/reefs/frond mats, or self-deploying umbrella systems
(typically used for suction-bucket jackets). Installation activities
and order of events of scour protection will depend on the type and
material used. For rock scour protection, a rock placement vessel may
be deployed. A thin layer of filter stones would be placed prior to
pile driving activity while the armor rock layer would be installed
following completion of foundation installation. Frond mats or
umbrella-based structures may be pre-attached to the substructure, in
which case the pile and scour protection would be installed
simultaneously. For all types of scour protection materials considered,
the results of detailed geological campaigns and assessments will
support the final decision of the extent of scour protection required.
Placement of scour protection may result in suspended sediments and a
minor conversion of marine mammal prey benthic habitat conversion of
the existing sandy bottom habitat to a hard bottom habitat as well as
potential beneficial reef effects (see Section 1.3 of the ITA
application).
Seabed preparation may also include leveling, sand wave removal,
and boulder removal. SouthCoast may utilize equipment to level the
seabed locally in order to use seabed operated cable burial tools to
ensure consistent
[[Page 53725]]
burial is achieved. If sand waves are present, the tops may be removed
to provide a level bottom to install the export cable. Sand wave
removal may be conducted using a trailing suction hopper dredger (or
similar), a water injection dredge in shallow areas, or a constant flow
excavator. Any boulder discovered in the cable route during pre-
installation surveys that cannot be easily avoided by micro-routing may
be removed using non-explosive methods such as a grab lift or plow. If
deemed necessary, a pre-lay grapnel run will be conducted to clear the
cable route of buried hazards along the installation route to remove
obstacles that could impact cable installation such as abandoned
mooring lines, wires, or fishing equipment. Site-specific conditions
will be assessed prior to any boulder removal to ensure that boulder
removal can safely proceed. Boulder clearance is a discreet action
occurring over a short duration resulting in short term direct effects.
Sound produced by Dynamic Positioning (DP) vessels is considered
non-impulsive and is typically more dominant than mechanical or
hydraulic noises produced from the cable trenching or boulder removal
vessels and equipment. Therefore, noise produced by a pull vessel with
a towed plow or a support vessel carrying a boulder grab would be
comparable to or less than the noise produced by DP vessels, so impacts
are also expected to be similar. Boulder clearance is a discreet action
occurring over a short duration resulting in short term direct effects.
Additionally, sound produced by boulder clearance vessels and equipment
would be preceded by, and associated with, sound from ongoing vessel
noise and would be similar in nature. presence, further reducing the
potential for startle or flight responses on the part of marine
mammals. Monitoring of past projects that entailed use of DP thrusters
has shown a lack of observed marine mammal responses as a result of
exposure to sound from DP thrusters (NMFS 2018). As DP thrusters are
not expected to result in take of marine mammals, these activities are
not analyzed further in this document.
NMFS expects that marine mammals would not be exposed to sounds
levels or durations from seafloor preparation work that would disrupt
behavioral patterns. Therefore, the potential for take of marine
mammals to result from these activities is discountable and SouthCoast
did not request, and NMFS does not propose to authorize, any takes
associated with seafloor preparation work. These activities are not
analyzed further in this document.
NMFS does not expect site preparation work, including boulder
removal and sand leveling, to generate noise levels that would cause
take of marine mammals. Underwater noise associated with these
activities is expected to be similar in nature to the non-impulsive
sound produced by the DP cable lay vessels used to install inter-array
cables in the Lease Area and export cables along the ECCs. Boulder
clearance is a discreet action occurring over a short duration
resulting in short term direct effects.
Southcoast did not request take of marine mammals incidental to
this activity, and based on the activity, NMFS neither expects nor
proposes to authorize take of marine mammals incidental to this
activity. Thus, this activity will not be discussed further.
Fisheries and Benthic Monitoring
SouthCoast has developed a fisheries monitoring plan (FMP) focusing
on the Lease Area, an inshore FMP that focuses on nearshore portions of
the Brayton Point ECC (i.e., the Sakonnet River), and a benthic
monitoring plan that covers both offshore and inshore portions of the
Lease Area and ECCs. The fisheries and benthic monitoring plans for the
SouthCoast Project were developed following guidance outlined in
``Guidelines for Providing Information on Fisheries for Renewable
Energy Development on the Atlantic Outer Continental Shelf'' (BOEM,
2019) and the Responsible Offshore Science Alliance (ROSA) ``Offshore
Wind Project Monitoring Framework and Guidelines'' (2021).
SouthCoast is working with the University of Massachusetts
Dartmouth's School for Marine Science and Technology (SMAST) (in
partnership with the Massachusetts Lobstermen's Association) and
Inspire Environmental to develop and conduct surveys as a cooperative
research program using local fishing vessels and knowledge. SouthCoast
intends to conduct their research on contracted commercial and
recreational fishing vessels whenever practicable.
Offshore fisheries monitoring will likely include the following
types of surveys: trawls, ventless trap, drop camera, neuston net, and
acoustic telemetry with tagging of highly migratory species (e.g., blue
sharks). Inshore fisheries monitoring surveys will also include
acoustic telemetry targeting commercially and recreationally important
fish species (e.g., striped bass) and trap survey targeting whelk.
Benthic monitoring plans are under development and may include grab
samples and collection of imagery. Because the gear types and equipment
used for the acoustic telemetry study, benthic habitat monitoring, and
drop camera monitoring surveys do not have components with which marine
mammals are likely to interact (i.e., become entangled in or hooked
by), these activities are unlikely to have any impacts on marine
mammals. Therefore, only trap and trawl surveys, in general, have the
potential to result in harassment to marine mammals. However, based on
proposed mitigation and monitoring measures, taking marine mammals from
this specified activity is not anticipated. A full description of
mitigation and monitoring measures can be found in the Proposed
Mitigation and Proposed Monitoring sections.
Given the planned implementation of the mitigation and monitoring
measures, SouthCoast did not request, and NMFS is not proposing to
authorize, take of marine mammals incidental to research trap and trawl
surveys. Any lost gear associated with the fishery surveys will be
reported to the NOAA Greater Atlantic Regional Fisheries Office
Protected Resources Division (GARFO PRD) as soon as possible.
Therefore, take from fishery surveys will not be discussed further.
Description of Marine Mammals in the Specified Geographical Region
Thirty-eight marine mammal species and/or stocks under NMFS'
jurisdiction have geographic ranges within the western North Atlantic
OCS (Hayes et al., 2023). In the ITA application, SouthCoast identified
31 of those species that could potentially occur in the Lease Area and
surrounding waters. However, for reasons described below, SouthCoast
has requested, and NMFS proposes to authorize, take of only 16 species
(comprising 16 stocks) of marine mammals. Section 4 of SouthCoast's ITA
application summarizes available information regarding status and
trends, distribution and habitat preferences, and behavior and life
history of the species included in SouthCoast's take estimation
analyses, except for the Atlantic spotted dolphin as it was
unintentionally excluded from this section but included in Section 6
Take Estimates for Marine Mammals. Given previous observations of the
species in the RI/MA and MA WEAs, SouthCoast included Atlantic spotted
dolphins take analyses (and Table 5), and is requesting Level B
harassment take of the species incidental to foundation installation,
UXO/MEC detonation, and HRG surveys, which NMFS is proposing for
authorization. NMFS fully considered all available information for the
[[Page 53726]]
potentially affected species, and we refer the reader to Section 4 of
the ITA application for more details about each species (except the
Atlantic spotted dolphin) instead of reprinting the information. A
description of Atlantic spotted dolphin distribution, population
trends, and life history can be found in the NMFS SAR (Hayes et al.,
2019) (https://media.fisheries.bnoaa.gov/dam-migration/2019_sars_atlantic_atlanticbspottedbdolphin.pdf).
Additional information regarding population trends and threats may
be found in NMFS' Stock Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/draft-marine-mammal-stock-assessment-reports) and more general information about
these species (e.g., physical and behavioral descriptions) may be found
on NMFS' website (https://www.fisheries.noaa.gov/find-species).
Of the 31 marine mammal species (comprising 31 stocks) SouthCoast
determined have geographic ranges that include the project area, 14 are
considered rare or unexpected based on the best scientific information
available (i.e., sighting and distribution data, low predicted
densities, and lack of preferred habitat) for a given species.
SouthCoast did not request, and NMFS is not proposing to authorize,
take of these species and they are not discussed further in this
proposed rulemaking: Dwarf and pygmy sperm whales (Kogia sima and K.
breviceps), Cuvier's beaked whale (Ziphius cavirostris), four species
of Mesoplodont beaked whales (Mesoplodon densitostris, M. europaeus, M.
mirus, and M. bidens), killer whale (Orcinus orca), short-finned pilot
whale (Globicephalus macrohynchus), white-beaked dolphin
(Lagenorhynchus albirotris), pantropical spotted dolphin (Stenella
attenuate), and the, striped dolphin (Stenella coeruleoalba). Two
species of phocid pinnipeds are also uncommon in the project area,
including: harp seals (Pagophilus groenlandica) and hooded seals
(Cystophora cristata).
In addition, the Florida manatee (Trichechus manatus; a sub-species
of the West Indian manatee) has been previously documented as a rare
visitor to the Northeast region during summer months (U.S. Fish and
Wildlife Service (USFWS), 2022). However, manatees are managed by the
USFWS and are not considered further in this document. More information
on this species can be found at the following website: https://www.fws.gov/species/manatee-trichechus-manatus.
Table 5 lists all species or stocks for which take is likely and
proposed for authorization for this action and summarizes information
related to the species or stock, including regulatory status under the
MMPA and Endangered Species Act (ESA) and potential biological removal
(PBR), where known. PBR is defined as ``the maximum number of animals,
not including natural mortalities, that may be removed from a marine
mammal stock while allowing that stock to reach or maintain its optimum
sustainable population'' (16 U.S.C. 1362(20)). While no mortality is
anticipated or proposed for authorization, PBR and annual serious
injury and mortality from anthropogenic sources are included here as
gross indicators of the status of the species or stocks and other
threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS' U.S. Atlantic and Gulf of Mexico SARs. All values presented in
table 5 are the most recent available at the time of publication and,
unless noted otherwise, use NMFS' draft 2023 SARs (Hayes et al., 2024)
available online at https://www.fisheries.noaa.gov/national/marine-mammal-protection/draft-marine-mammal-stock-assessment-reports.
Table 5--Marine Mammal Species \1\ That May Occur in the Specified Geographical Region and Be Taken by Harassment
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/ MMPA status; Stock abundance (CV,
Common name \1\ Scientific name Stock strategic (Y/N) Nmin, most recent PBR Annual M/
\2\ abundance survey) \3\ SI \4\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Artiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Balaenidae:
North Atlantic right whale...... Eubalaena glacialis.... Western Atlantic....... E, D, Y 340 (0; 337; 2021); 0.7 \6\ 27.2
356 (346-363, 2022)
\5\.
Family Balaenopteridae (rorquals):
Blue whale...................... Balaenoptera musculus.. Western North Atlantic. E, D, Y UNK (UNK; 402; 1980- 0.8 0
2008).
Fin whale....................... Balaenoptera physalus.. Western North Atlantic. E, D, Y 6,802 (0.24; 5,573; 11 2.05
2021).
Sei whale....................... Balaenoptera borealis.. Nova Scotia............ E, D, Y 6,292 (1.02; 3,098; 6.2 0.6
2021).
Minke whale..................... Balaenoptera Canadian Eastern -, -, N 21,968 (0.31; 17,002; 170 9.4
acutorostrata. Coastal. 2021).
Humpback whale.................. Megaptera novaeangliae. Gulf of Maine.......... -, -, Y 1,396 (0; 1,380; 2016) 22 12.15
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Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
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Family Physeteridae:
Sperm whale..................... Physeter macrocephalus. North Atlantic......... E, D, Y 5,895 (0.29; 4,639; 9.28 0.2
2021).
Family Delphinidae:
Atlantic white-sided dolphin.... Lagenorhynchus acutus.. Western North Atlantic. -, -, N 93,233 (0.71; 54,433; 544 28
2021).
Atlantic spotted dolphin........ Stenella frontalis..... Western North Atlantic. -, -, N 31,506 (0.28; 25,042; 250 0
2021).
Bottlenose dolphin \7\.......... Tursiops truncatus..... Western North Atlantic -, -, N 64,587 (0.24; 52,801; 507 28
Offshore. 2021) \7\.
Long-finned pilot whale \8\..... Globicephala melas..... Western North Atlantic. -, -, N 39,215 (0.3; 30,627; 306 5.7
2021).
Common dolphin (short-beaked)... Delphinus delphis...... Western North Atlantic. -, -, N 93,100 (0.21; 59,817; 1,452 414
2021).
Risso's dolphin..................... Grampus griseus........ Western North Atlantic. -, -, N 44,067 (0.19; 30,662; 307 18
2021).
Family Phocoenidae (porpoises):
[[Page 53727]]
Harbor porpoise................. Phocoena phocoena...... Gulf of Maine/Bay of -, -, N 85,765 (0.53; 56,420; 649 45
Fundy. 2021).
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Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Phocidae (earless seals):
Gray seal \9\................... Halichoerus grypus..... Western North Atlantic. -, -, N 27,911 (0.20; 23,624; 1,512 4,570
2021).
Harbor seal..................... Phoca vitulina......... Western North Atlantic. -, -, N 61,336 (0.08; 57,637; 1,729 339
2018).
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\1\ Information on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy's Committee on Taxonomy
(https://www.marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/; Committee on Taxonomy (2022)).
\2\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR, is
declining and likely to be listed under the ESA within the foreseeable future, or listed under the ESA. A marine mammal species or population is
considered depleted under the MMPA if it is below its optimum sustainable population (OSP) level, or is listed as endangered or threatened under the
ESA.
\3\ CV is the coefficient of variation; Nmin is the minimum estimate of stock abundance.
\4\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike).
\5\ The current SAR includes an estimated population (Nbest 340) based on sighting history through November 2021 (Hayes et al., 2024). In October 2023,
NMFS released a technical report identifying that the North Atlantic right whale population size based on sighting history through 2022 was 356
whales, with a 95 percent credible interval ranging from 346 to 363 (Linden, 2023).
\6\ Total annual average observed North Atlantic right whale mortality during the period 2017-2021 was 7.1 animals and annual average observed fishery
mortality was 4.6 animals. Numbers presented in this table (27.2 total mortality and 176 fishery mortality) are 2016-2020 estimated annual means,
accounting for undetected mortality and serious injury.
\7\ There are two morphologically and genetically distinct common bottlenose morphotypes, the Western North Atlantic Northern Migratory Coastal stock
and the Western North Atlantic Offshore stock. The western North Atlantic offshore stock is primarily distributed along the outer shelf and slope from
Georges Bank to Florida during spring and summer and has been observed in the Gulf of Maine during late summer and fall (Hayes et al. 2020), whereas
the northern migratory coastal stock is distributed along the coast between southern Long Island, New York, and Florida (Hayes et al., 2018). Given
their distribution, only the offshore stock of bottlenose dolphins is likely to occur in the project area.
\8\ There are two pilot whale species, long-finned (Globicephala melas) and short-finned (Globicephala macrorhynchus), with distributions that overlap
in the latitudinal range of the SouthCoast Project (Hayes et al., 2020; Roberts et al., 2016). Because it is difficult to differentiate between the
two species at sea, sightings, and thus the densities calculated from them, are generally reported together as Globicephala spp. (Roberts et al.,
2016; Hayes et al., 2020). However, based on the best available information, short-finned pilot whales occur in habitat that is both further offshore
on the shelf break and further south than the project area (Hayes et al., 2020). Therefore, NMFS assumes that any take of pilot whales would be of
long-finned pilot whales.
\9\ NMFS' stock abundance estimate (and associated PBR value) applies to the U.S. population only. Total stock abundance (including animals in Canada)
is approximately 451,431. The annual M/SI value given is for the total stock.
As indicated above, all 16 species and stocks in table 5 temporally
and spatially co-occur with the activity to the degree that take is
likely to occur. Five of the marine mammal species for which take is
requested are listed as endangered under the ESA: North Atlantic right,
blue, fin, sei, and sperm whales. In addition to what is included in
sections 3 and 4 of SouthCoast's ITA application (https://www.fisheries.noaa.gov/action/incidental-take-authorization-southcoast-wind-llc-construction-southcoast-wind-offshore-wind), the SARs (https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments), and NMFS' website (https://www.fisheries.noaa.gov/species-directory/marine-mammals), we provide
further detail below informing the baseline for select species (e.g.,
information regarding current UMEs and known important habitat areas,
such as Biologically Important Areas (BIAs; https://oceannoise.noaa.gov/biologically-important-areas) (Van Parijs et al.,
2015)). There are no ESA-designated critical habitats for any species
within the project area.
Under the MMPA, a UME is defined as ``a stranding that is
unexpected; involves a significant die-off of any marine mammal
population; and demands immediate response'' (16 U.S.C. 1421h(6)). As
of May 20, 2024, four UMEs are active. Below we include information for
species that are listed under the ESA, have an active or recently
closed UME occurring along the Atlantic coast, or for which there is
information available related to areas of biological significance
within the project area.
North Atlantic Right Whale
The North Atlantic right whale has been listed as Endangered since
the ESA's enactment in 1973. The species was recently uplisted from
Endangered to Critically Endangered on the International Union for
Conservation of Nature (IUCN) Red List of Threatened Species (Cooke,
2020). The uplisting was due to a decrease in population size (Pace et
al., 2017), an increase in vessel strikes and entanglements in fixed
fishing gear (Daoust et al., 2017; Davis & Brillant, 2019; Knowlton et
al., 2012; Knowlton et al., 2022; Moore et al., 2021; Sharp et al.,
2019), and a decrease in birth rate (Pettis et al., 2021; Reed et al.,
2022). There is a recovery plan (NOAA Fisheries, 2005) for the North
Atlantic right whale and, in November 2022, NMFS completed the 5-year
review and concluded that no change to this listing status is
warranted. (https://www.fisheries.noaa.gov/resource/document/north-atlantic-right-whale-5-year-review). Designated by NMFS as a Species in
the Spotlight, the North Atlantic right whale is considered among the
species with the greatest risk of extinction in the near future
(https://www.fisheries.noaa.gov/topic/endangered-species-conservation/species-in-the-spotlight).
The North Atlantic right whale population had only a 2.8-percent
recovery rate between 1990 and 2011 and an overall abundance decline of
23.5 percent from 2011-2019 (Hayes et al., 2023). Since 2010, the North
Atlantic right whale population has been in decline; however, the sharp
decrease observed from 2015 to 2020 appears to have slowed, though the
North Atlantic right whale population continues to experience annual
mortalities above recovery thresholds (Pace et al., 2017; Pace et al.,
2021; Linden, 2023). North Atlantic right whale calving rates dropped
from 2017 to 2020 with zero births recorded during the 2017-2018
season. The 2020-2021 calving season had the first substantial calving
increase in 5 years with 20 calves born, followed by 15 calves
[[Page 53728]]
during the 2021-2022 calving season and 12 births in the 2022-2023
calving season. As of May 20, 2024, the 2023-2024 calving season
includes 19 births. However, mortalities continue to outpace births,
including three calf mortalities/presumed mortalities during the 2024
calving season, and the best estimates indicate fewer than 70
reproductively active females remain in the population (Hayes et al.,
2024). North Atlantic right whale total annual mortality and serious
injury (M/SI) estimates have fluctuated in recent years, as presented
in annual stock assessment reports. The estimate for 2022 (31.2) was a
marked increase over the previous year. In the 2022 SARs, Hayes et al.,
(2023) report the total annual North Atlantic right whale mortality
increased from 8.1 (which represents 2016-2020) to 31.2 (which
represents 2015-2019), however, this updated estimate also accounted
for undetected mortality and serious injury (Hayes et al., 2024).
Presently, the best available peer-reviewed population estimate for
North Atlantic right whales is 340 per the draft 2023 SARs (Hayes et
al., 2024). Approximately, 42 percent of the population is known to be
in reduced health (Hamilton et al., 2021) likely contributing to
smaller body sizes at maturation, making them more susceptible to
threats and reducing fecundity (Moore et al., 2021; Reed et al., 2022;
Stewart et al., 2022; Pirotta et al., 2024). Body size is generally
positively correlated to reproductive potential. Pirrota et al. (2024)
found North Atlantic right whale body size was strongly associated with
the probability of giving birth to a calf, such that smaller body size
was associated with lower reproductive output. In turn, shorter females
that do calve tend to produce offspring with a limited maximum size,
likely through a combination of genetics and the influence of body
condition during gestation and weaning (Pirotta et al., 2024). When
combined with other factors (e.g., health deterioration due to
sublethal effects of entanglement), this feedback loop has led to a
decrease in overall body length and fecundity over the past 50 years
(Pirotta et al., 2023; Pirotta et al., 2024).
Since 2017, dead, seriously injured, sublethally injured, or ill
North Atlantic right whales along the United States and Canadian coasts
have been documented, necessitating a UME declaration and
investigation. The leading category for the cause of death for this
ongoing UME is ``human interaction,'' specifically from entanglements
or vessel strikes. As of May 20, 2024, there have been 39 confirmed
mortalities (dead, stranded, or floaters), 1 pending mortality, and 34
seriously injured free-swimming whales for a total of 74 whales. The
UME also considers animals with sublethal injury or illness (i.e.,
``morbidity''; n=51) bringing the total number of whales in the UME
from 71 to 122. More information about the North Atlantic right whale
UME is available online at https://www.fisheries.noaa.gov/national/marine-life-distress/2017-2023-north-atlantic-right-whale-unusual-mortality-event.
The project area both spatially and temporally overlaps the
migratory corridor BIA, within which a portion of the North Atlantic
right whale population migrates south to calving grounds, generally in
November and December, followed by a northward migration into feeding
areas east and north of the project area in March and April (LaBrecque
et al., 2015; Van Parijs et al., 2015). While the Project does not
overlap previously identified critical feeding habitat or a feeding
BIA, it is located within a recently described important feeding area
south of Martha's Vineyard and Nantucket, primarily along the western
side of Nantucket Shoals (Kraus et al., 2016; O'Brien et al., 2022,
Quintano-Rizzo et al., 2021). Finally, the Project overlaps the
currently established November 1 through April 30th Block Island
Seasonal Management Area (SMA) (73 FR 60173, October 10, 2008) and the
proposed November 1 through May 30 Atlantic Seasonal Speed Zone (87 FR
46921, August 1, 2022), which may be used by North Atlantic right
whales for various activities, including feeding and migration. Due to
the current status of North Atlantic right whales and the overlap of
the proposed Project with areas of biological significance (i.e., a
migratory corridor, feeding habitat, SMA), the potential impacts of the
proposed SouthCoast project on North Atlantic right whales warrant
particular attention.
Recent research indicates that the overall understanding of North
Atlantic right whale movement patterns remains incomplete, and not all
of the population undergoes a consistent annual migration (Davis et
al., 2017; Gowan et al., 2019; Krzystan et al., 2018; O'Brien et al.,
2022; Estabrook et al., 2022; Davis et al., 2023; van Parijs et al.,
2023). The seasonal migration between northern feeding grounds, mating
grounds, and southern calving grounds off Florida and Georgia involves
a part of the population while the remaining whales overwinter in other
widely distributed areas (Morano et al., 2012, Cole et al., 2013, Bort
et al., 2015, Davis et al., 2017). The results of multistate temporary
emigration capture-recapture modeling, based on sighting data collected
over the past 22 years, indicate that non-calving females may remain in
the feeding habitat during winter in the years preceding and following
the birth of a calf to increase their energy stores (Gowen et al.,
2019). O' Brien et al. (2022) hypothesized that North Atlantic right
whales might gain an energetic advantage by summertime foraging in
southern New England on sub-optimal prey patches rather than engaging
in the extensive migration required to access more high-quality prey
patches in northern feeding habitats (e.g., Gulf of St. Lawrence).
These observations of transitions in North Atlantic right whale habitat
use, variability in seasonal presence in identified core habitats, and
utilization of habitat outside of previously focused survey effort
prompted the formation of a NMFS' Expert Working Group, which
identified current data collection efforts, data gaps, and provided
recommendations for future survey and research efforts (Oleson et al.,
2020).
North Atlantic right whale distribution and demography has been
shown to depend on the distribution and density of zooplankton, which
varies spatially and temporily. North Atlantic right whales feed on
high-density patches of different zooplankton species (e.g., calanoid
copepods, Centrophages spp., Pseudocalanus spp.), but primarily on
aggregations of late-stage Calanus finmarchicus, a species whose
seasonal availability and distribution has changed both spatially and
temporally over the last decade due to an oceanographic regime shift
that has ultimately been linked to climate change (Meyer-Gutbrod et
al., 2021; Meyer-Gutbrod et al., 2023; Record et al., 2019; Sorochan et
al., 2019). This distribution change in prey availability has led to
shifts in North Atlantic right whale habitat-use patterns over the same
time period (Davis et al., 2020; Meyer-Gutbrod et al., 2022; Quintano-
Rizzo et al., 2021; O'Brien et al., 2022) with reduced use of foraging
habitats in the Great South Channel and Bay of Fundy and increased use
of habitat within Cape Cod Bay (Stone et al., 2017; Mayo et al., 2018;
Ganley et al., 2019; Record et al., 2019; Meyer-Gutbrod et al., 2021;
O'Brien et al., 2022; Davis et al., 2017). North Atlantic right whales
have recolonized areas that have not had large numbers of right whales
since the whaling era, likely in response to changes in zooplankton
distribution (e.g., Gulf of St. Lawrence, Simard et al.,
[[Page 53729]]
2019; Nantucket Shoals, e.g., Kraus et al., 2016; Quintana-Rizzo et
al., 2021; O'Brien et al., 2022; Davis et al., 2023; Ganley et al.,
2022; Van Parijs et al., 2023).
Pendleton et al. (2022) found that peak use of North Atlantic right
whale foraging habitat in Cape Cod Bay, north of the Lease Area, has
shifted over the past 20 years to later in the spring, likely due to
variations in seasonal conditions. However, initial yearly sightings of
individual North Atlantic right whales in Cape Cod Bay have started
earlier in the year concurrent with climate changes, indicating that
their migratory movements between habitats may be cued by changes in
regional water temperature (Pendleton et al., 2022). These changes have
the potential to lead to temporal misalignment between North Atlantic
right whale seasonal arrival to this foraging habitat and the
availability of the zooplankton prey (Ganley et al., 2022).
North Atlantic right whale use of habitats such as in the Gulf of
St. Lawrence and East Coast mid-Atlantic waters of the U.S. have also
increased over time (Davis et al., 2017; Davis and Brillant, 2019;
Simard et al., 2019; Crowe et al., 2021; Quintana-Rizzo et al., 2021).
Using passive acoustic data collected from 2010-2018 throughout the
Gulf of St. Lawrence, a foraging habitat more recently exploited by a
significant portion of the population, Simard et al. (2019) documented
the presence of North Atlantic right whales for an unexpectedly
extended period at four out of the eight recording stations, from the
end of April through January, and found that occurrence peaked in the
area from August through November each year. In 2015, the mean daily
occurrence of North Atlantic right whales in the feeding grounds off
Gasp[eacute], located on the west side of the upper Gulf of St.
Lawrence, quadrupled compared to 2011-2014 (Simard et al., 2019).
However, there is concern that prey biomass in the Gulf of St. Lawrence
may be insufficient in most years to support successful reproduction of
North Atlantic right whales (Gavrilchuk et al., 2021), which could
impel whales to seek out alternative foraging habitats. Based on high-
resolution climate models, Ross et al., (2021) projected that the
redistribution of North Atlantic right whales throughout the western
North Atlantic Ocean will continue at least through the year 2050 (Ross
et al., 2021).
Within the past decade in southern New England, increasing year-
round observations of North Atlantic right whales have occurred and
include documentation of social behaviors and foraging in all seasons,
making it the only known winter foraging habitat (Kraus et al., 2016;
Leiter et al., 2017; Stone et al., 2017; Quintana-Rizzo et al., 2021;
O'Brien et al., 2022; Van Parijs et al., 2023; Davis et al., 2023).
Both visual and acoustic lines of evidence demonstrate the year-round
presence of North Atlantic right whales in southern New England (Kraus
et al., 2016; Quintana-Rizzo et al. 2021; Estabrook et al., 2022;
O'Brian et al., 2022; Davis et al., 2023; van Parijs et al., 2023).
Right whales were sighted in winter and spring during aerial surveys
conducted in the RI/MA and MA WEAs from 2011-2015 and 2017-2019 (Kraus
et al., 2016; Quintana-Rizzo et al., 2021; O'Brien et al., 2022). There
was not significant variability in sighting rates among years,
indicating consistent annual seasonal use of the area by North Atlantic
right whales. Despite the lack of visual detection in most summer and
fall months, right whales were acoustically detected in 30 out of the
36 recorded months (Kraus et al., 2016). Since 2017, whales have been
sighted in southern New England nearly every month with peak sighting
rates between late winter and spring. Model outputs in Quintana-Rizzo
et al. (2021) suggested that 23 percent of the right whale population
is present from December through May, and the mean residence time
tripled between 2011-2015 and 2017-2019 to an average of 13 days during
these same months.
Based on analyses of PAM data collected at recording sites in the
RI/MA and MA WEAs from 2011-2015, Estabrook et al. (2022) report that
North Atlantic right whale upcall detections occurred throughout both
WEAs in all seasons (during 34 of the 37 surveyed months) but
predominantly in the late winter and spring, which aligns with visual
observations (Kraus et al., 2016; Quintana-Rizzo et al., 2021). Among
the recording locations in southern New England, detections were most
frequent on acoustic recorders along the eastern side of the MA WEA
(Estabrook et al., 2022). December through April had higher presence
while June through September had lower presence. Winter (December-
April) had the highest presence (75 percent array-days, n = 193), and
summer (June-Sep had the lowest presence (10 percent array-days, n =
27). Spring and autumn were similar, where approximately half of the
array-days had upcall detections. The mean daily call rate for days
upcalls were detected was highest in January, February, and March,
accounting for 72 percent of all detected upcalls, and calling rates
were significantly different among seasons (Estabrook et al., 2022).
Upcalls were detected on 41 percent of the 1,023 recording days in the
MA WEA and on only 24 percent of the recording days in the RI-MA WEA.
Similarly, both van Parijs et al. (2023) and. Davis et al. (2023)
evaluated a 2020-2022 PAM dataset collected using seven acoustic
recorders deployed in the RI/MA and MA WEAs, two deployed on Cox Ledge
(i.e., the northwest side of the RI/MA WEA), four along the eastern
side of the MA WEA (along a transect approximately parallel to the 30-m
isobath on the west side of Nantucket Shoals, the same bathymetric
feature used to define the NARW EMA), and one positioned towards the
center of Nantucket Shoals, and noted that North Atlantic right whales
were acoustically detected at all seven sites from September through
May, with sporadic presence in June through August. Upcalls were
detected at each location nearly every week, annually, with detections
steadily increasing through October, reaching consistently high levels
from November through April, steadily declining in May, and remaining
low throughout summer. Upcalls were detected nearly 7 days a week
December through March at the two locations nearest the Lease Area
along the eastern edge of the MA WEA (NS01 and NS02, see Figures 1 and
2 in Davis et al., 2023). Comprehensively, acoustic and visual
observations of North Atlantic right whales in southern New England
indicate that whales occur year-round but more frequently in winter and
spring and in eastern (versus western) southern New England.
While Nantucket Shoals is not designated as critical North Atlantic
right whale habitat, its importance as a foraging habitat is well
established (Leiter et al., 2017; Quintana-Rizzo et al., 2021;
Estabrook et al., 2022; O'Brien et al., 2022). However, studies
focusing on the link between right whale habitat use and zooplankton in
the Nantucket Shoals region are limited (National Academy of Sciences,
2003). The supply of zooplankton to the Nantucket Shoals region is
dependent on advection from sources outside the Shoals via regional
circulation, but zooplankton aggregation is presumably dependent on
local physical processes and zooplankton behavior (National Academy of
Sciences, 2023). Nantucket Shoals' unique oceanographic and bathymetric
features, including the persistent tidal front described in the
Specified Geographical Area section, help sustain year-round elevated
phytoplankton biomass and aggregate zooplankton prey for North Atlantic
right whales (White et
[[Page 53730]]
al., 2020; Quintana-Rizzo et al., 2021). O'Brien et al. (2022)
hypothesize that North Atlantic right whale southern New England
habitat use has increased in recent years (i.e., over the last decade)
as a result of either, or a combination of, a northward shift in prey
distribution (thus increasing local prey availability) or a decline in
prey in other abandoned feeding areas (e.g., Gulf of Maine), both
induced by climate change. Pendleton et al. (2022) characterize
southern New England as a ``waiting room'' for North Atlantic right
whales in the spring, providing sufficient, although sub-optimal, prey
choices while North Atlantic right whales wait for Calanus finmarchicus
supplies in Cape Cod Bay (and other primary foraging grounds like the
Great South Channel) to optimize as seasonal primary and secondary
production progresses. Throughout the year, southern New England
provides opportunities for North Atlantic right whales to capitalize on
C.finmarchicus blooms or alternative prey (e.g., Pseudocalanus
elongatus and Centropages spp., found in greater concentrations than
C.finmarchicus in winter), although likely not to the extent provided
seasonally in more well-understood feeding habitats like Cape Cod Bay
in late spring or the Great South Channel (O'Brien et al., 2022).
Although extensive data gaps, highlighted in a recent report by the
National Academy of Sciences (NAS, 2023), have prevented development of
a thorough understanding of North Atlantic right whale foraging ecology
in the Nantucket Shoals region, it is clear that the habitat was
historically valuable to the species, given that the whaling industry
capitalized on consistent right whale occurrence there and has again
become increasingly so over the last decade.
Humpback Whale
Humpback whales were listed as endangered under the Endangered
Species Conservation Act (ESCA) in June 1970. In 1973, the ESA replaced
the ESCA, and humpbacks continued to be listed as endangered. On
September 8, 2016, NMFS divided the once single species into 14
distinct population segments (DPS), removed the species-level listing,
and, in its place, listed four DPSs as endangered and one DPS as
threatened (81 FR 62259; September 8, 2016). The remaining nine DPSs
were not listed. The West Indies DPS, which is not listed under the
ESA, is the only DPS of humpback whales that is expected to occur in
the project area. Bettridge et al. (2015) estimated the size of the
West Indies DPS population at 12,312 (95 percent confidence interval
(CI) 8,688-15,954) whales in 2004-2005, which is consistent with
previous population estimates of approximately 10,000-11,000 whales
(Stevick et al., 2003; Smith et al., 1999) and the increasing trend for
the West Indies DPS (Bettridge et al., 2015).
The project area does not overlap any ESA-designated critical
habitat, BIAs, or other important areas for the humpback whales. A
humpback whale feeding BIA extends throughout the Gulf of Maine,
Stellwagen Bank, and Great South Channel from May through December,
annually (LeBrecque et al., 2015). However, this BIA is located further
east and north of, and thus, does not overlap the project area.
Kraus et al. (2016) visually observed humpback whales in the RI/MA
and MA WEAs and surrounding areas during all seasons, but most
frequently during spring and summer months, particularly from April to
June. Concurrently collected acoustic data (from 2011 through 2015)
indicated that this species may be present within the RI/MA WEA year-
round, with the highest rates of acoustic detections in the winter and
spring (Kraus et al., 2016). Analyzing PAM data collected at six
acoustic recording locations from January 2020 through November 2022,
van Parijs et al. (2023) assessed daily, weekly, and monthly patterns
in humpback whale acoustic occurrence within the RI/MA and MA WEAs, and
found patterns similar to those described in Kraus et al. (2016).
Humpback whale vocalizations were detected in all months, although most
commonly from November through June, annually, at recording sites in
eastern southern New England (near Nantucket Shoals) (van Parijs et al.
2023). Detections at recorder locations in western southern New
England, near Cox Ledge, were even more frequent than at the eastern
southern New England recorder locations, indicating humpback whales
were present on a nearly daily basis in all months except September and
October.
In New England waters, feeding is the principal activity of
humpback whales, and their distribution in this region has been largely
correlated to abundance of prey species, although behavior and
bathymetry are factors influencing foraging strategy (Payne et al.,
1986; 1990). Humpback whales are frequently piscivorous when in New
England waters, feeding on herring (Clupea harengus), sand lance
(Ammodytes spp.), and other small fishes, as well as euphausiids in the
northern Gulf of Maine (Paquet et al., 1997). During winter, the
majority of humpback whales from North Atlantic feeding areas
(including the Gulf of Maine) mate and calve in the West Indies, where
spatial and genetic mixing among feeding groups occurs, though
significant numbers of animals are found in mid- and high-latitude
regions at this time and some individuals have been sighted repeatedly
within the same winter season, indicating that not all humpback whales
migrate south every winter (Hayes et al., 2018).
Since January 2016, elevated humpback whale mortalities have
occurred along the Atlantic coast from Maine to Florida. This event was
declared a UME in April 2017. Partial or full necropsy examinations
have been conducted on approximately half of the 212 known cases (as of
January 5, 2024). Of the whales examined (approximately 90), about 40
percent had evidence of human interaction either from vessel strike or
entanglement. While a portion of the whales have shown evidence of pre-
mortem vessel strike, this finding is not consistent across all whales
examined and more research is needed. NOAA is consulting with
researchers that are conducting studies on the humpback whale
populations, and these efforts may provide information on changes in
whale distribution and habitat use that could provide additional
insight into how these vessel interactions occurred. More information
is available at: https://www.fisheries.noaa.gov/national/marine-life-distress/active-and-closed-unusual-mortality-events.
Since December 1, 2022, the number of humpback strandings along the
mid-Atlantic coast has been elevated. In some cases, the cause of death
is not yet known. In others, vessel strike has been deemed the cause of
death. As the humpback whale population has grown, they are seen more
often in the Mid-Atlantic. These whales may be following their prey
(small fish) which were reportedly close to shore in the 2022-2033
winter. Changing distributions of prey impact larger marine species
that depend on them and result in changing distribution of whales and
other marine life. These prey also attract fish that are targeted by
recreational and commercial fishermen, which increases the number of
boats and amount of fishing gear in these areas. This nearshore
movement increases the potential for anthropogenic interactions,
particularly as the increased presence of whales in areas traveled by
boats of all sizes increases the risk of vessel strikes.
Minke Whale
Minke whales are common and widely distributed throughout the U.S.
[[Page 53731]]
Atlantic Exclusive Economic Zone (EEZ) (Cetacean and Turtle Assessment
Program (CETAP), 1982; Hayes et al., 2022), although their distribution
has a strong seasonal component. Individuals have often been detected
acoustically in shelf waters from spring to fall and more often
detected in deeper offshore waters from winter to spring (Risch et al.,
2013). Minke whales are abundant in New England waters from May through
September (Pittman et al., 2006; Waring et al., 2014), yet largely
absent from these areas during the winter, suggesting the possible
existence of a migratory corridor (LaBrecque et al., 2015). A migratory
route for minke whales transiting between northern feeding grounds and
southern breeding areas may exist to the east of the Lease Area, as
minke whales may track warmer waters along the continental shelf while
migrating (Risch et al., 2014). Risch et al. (2014) suggests the
presence of a minke whale breeding ground offshore of the southeastern
U.S. during the winter.
There are two minke whale feeding BIAs from March through November,
annually, identified in the southern and southwestern sections of the
Gulf of Maine, including multiple habitats: Georges Bank, the Great
South Channel, Cape Cod Bay and Massachusetts Bay, Stellwagen Bank,
Cape Anne, and Jeffreys Ledge (LeBrecque et al., 2015). However, these
BIAs do not overlap the Lease Area or ECCs, as they are located further
east and north.
Although minke whales are sighted in every season in southern New
England (O'Brien et al., 2022), minke whale use of the area is highest
during the months of March through September (Kraus et al., 2016;
O'Brien et al., 2023), and the species is largely absent in the winter
(Risch et al., 2013; Hayes et al., 2023). Large feeding aggregations of
humpback, fin, and minke whales have been observed during the summer
(O'Brien et al., 2023), suggesting southern New England may serve as a
supplemental feeding grounds for these species. Aerial survey data
indicate that minke whales are the most common baleen whale in the RI/
MA & MA WEAs (Kraus et al., 2016; Quintana and Kraus, 2019; O'Brien et
al., 2021a, b). Surveys also reported a shift in the greatest seasonal
abundance of minke whales from spring (2017-2018) (Quintana and Kraus,
2019) to summer (2018-2019 and 2020-2021) (O'Brien et al., 2021a, b).
Through analysis of PAM data collected in southern New England from
January 2020 through November 2022, Van Parijs et al. (2023) detected
minke whales at all seven passive acoustic recorder deployment sites,
primarily from March through June and August through early December.
Additional detections occurred in January on Cox Ledge and near the
northeast portion of the Lease Area.
Elevated minke whale mortalities detected along the Atlantic coast
from Maine through South Carolina resulted in the declaration of an on-
going UME in 2017. As of May 20, 2024, a total of 169 minke whales have
stranded during this UME. Full or partial necropsy examinations were
conducted on more than 60 percent of the whales. Preliminary findings
show evidence of human interactions or infectious disease, but these
findings are not consistent across all of the minke whales examined, so
more research is needed. More information is available at: https://www.fisheries.noaa.gov/national/marine-life-distress/2017-2022-minke-whale-unusual-mortality-event-along-atlantic-coast.
Sei Whale
The Nova Scotia stock of sei whales can be found in deeper waters
of the continental shelf edge of the eastern United States and
northeastward to south of Newfoundland (Mitchell, 1975; Hain et al.,
1985; Hayes et al., 2022). Sei whales have been detected acoustically
along the Atlantic Continental Shelf and Slope from south of Cape
Hatteras, North Carolina to the Davis Strait, and acoustic occurrence
has been increasing in the mid-Atlantic region since 2010 (Davis et
al., 2020).
Sei whales are largely planktivorous, feeding primarily on
euphausiids and copepods (Hayes et al., 2023). Although their migratory
movements are not well understood, sei whales are believed to migrate
between feeding grounds in temperate and subpolar regions to wintering
grounds in lower latitudes (Kenney and Vigness-Raposa, 2010; Hayes et
al., 2020). Through an analysis of PAM data collected from X to X,
Davis et al. (2020) determined that peak call detections occurred in
northern latitudes during summer, ranging from Southern New England
through the Scotian Shelf. During spring and summer, the stock is
mainly concentrated in these northern feeding areas, including the
Scotian Shelf (Mitchell and Chapman, 1977), the Gulf of Maine, Georges
Bank, the Northeast Channel, and south of Nantucket (CETAP, 1982; Kraus
et al., 2016; Roberts et al., 2016; Palka et al., 2017; Cholewiak et
al., 2018; Hayes et al., 2022). While sei whales generally occur
offshore, individuals may also move into shallower, more inshore waters
to pursue prey (Payne et al., 1990; Halpin et al., 2009; Hayes et al.,
2023).
A sei whale feeding BIA occurs in New England waters from May
through November (LaBrecque et al., 2015). This BIA is located over 100
km to the east and north of the project area and is not expected to be
impacted by the Project activities.
Persistent year-round detections in southern New England and the
New York Bight indicate that sei whales may utilize these habitats to a
greater extent than previously thought (Hayes et al., 2023). The
results of an analysis of acoustic data collected from January 2020
through November 2022 indicate that sei whale acoustic presence in
southern New England peaks in late winter and early spring (February to
May), and is otherwise sporadic throughout the rest of the year (van
Parijs et al., 2023). Fewer detections occurred at the two sites on Cox
Ledge to the west compared to the sites located near the eastern edge
of the MA WEA, potentially indicating sei whales prefer specific
habitat within southern New England (Figure 1 in van Parijs et al.,
2023).
Fin Whale
Fin whales frequently occur in the waters of the U.S. Atlantic
Exclusive EEZ, principally from Cape Hatteras, North Carolina northward
and are distributed in both continental shelf and deep-water habitats
(Hayes et al., 2023). Although fin whales are present north of the 35-
degree latitude region in every season and are broadly distributed
throughout the western North Atlantic for most of the year, densities
vary seasonally (Edwards et al., 2015; Hayes et al., 2023).
Observations of fin whales indicate that they typically feed in the
Gulf of Maine and the waters surrounding New England, but their mating
and calving (and general wintering) areas are largely unknown (Hain et
al., 1992; Hayes et al., 2021). Acoustic detections of fin whale
singers augment and confirm these conclusions for males drawn from
visual sightings. Recordings from Massachusetts Bay, New York Bight,
and deep-ocean areas have detected some level of fin whale singing from
September through June (Watkins et al., 1987; Clark and Gagnon, 2002;
Morano et al., 2012). These acoustic observations from both coastal and
deep-ocean regions support the conclusion that male fin whales are
broadly distributed throughout the western North Atlantic for most of
the year (Hayes et al., 2019).
New England waters represent a major feeding ground for fin whales.
A relatively small fin whale feeding BIA (2,933 km\2\), active from
March through October, is located approximately 34 km
[[Page 53732]]
to the west of the Lease Area, offshore of Montauk Point, New York
(Hain et al., 1992; LaBrecque et al. 2015). A portion of the planned
Brayton Point ECC route traces the northeast edge of the BIA. Although
the Lease Area does not overlap this BIA, should SouthCoast decide to
use vibratory pile driving to install foundations for Project 2, it's
possible that the resulting Level B harassment zone may extend into the
southeastern edge of the BIA during installation of the foundations on
the northwest edge of the Lease Area. A separate larger year-round
feeding BIA (18,015 km\2\) located far to the northeast in the southern
Gulf of Maine does not overlap with the project area and would, thus,
not be impacted by project activities.
Kraus et al. (2016) suggest that, compared to other baleen whale
species, fin whales have a high multi-seasonal relative abundance in
the RI/MA & MA WEAs and surrounding areas. This species was observed
primarily in the offshore (southern) regions of the RI/MA & MA WEAs
during spring and was found closer to shore (northern areas) during the
summer months (Kraus et al., 2016). Although fin whales were largely
absent from visual surveys in the RI/MA & MA WEAs in the fall and
winter months (Kraus et al., 2016), acoustic data indicate that this
species is present in the RI/MA & MA WEAs during all months of the
year, although to a much lesser extent in summer (Morano et al., 2012;
Muirhead et al., 2018; Davis et al., 2020). More recent surveys have
documented fin whales throughout winter, spring, and summer (O'Brien et
al., 2020; 2021; 2022; 2023) with the greatest abundance occurring
during the summer and clustered in the western portion of the WEAs
(O'Brien et al., 2023). Most recently, from January 2020 through
November 2022, van Parijs et al. (2023) fin whales were acoustically
detected at all seven recording sites in southern New England, which
included two locations on Cox Ledge (western southern New England) and
five locations along the east side of the MA WEA (along the western
side of Nantucket Shoals). Similar to observations of humpback whale
acoustic occurrence, fin whales were detected more frequently near Cox
Ledge than at locations closer to Nantucket Shoals (van Paris et al.
(2023). Daily acoustic presence occurred for the majority of the year,
most intensively in the fall, yet fin whales were essentially
acoustically absent at all recorder locations from April through August
(van Parijs et al., 2023). Although fin whale distribution is not fully
understood, we expect that this period lacking acoustic detections
corresponds to fin whale northward movement in late spring towards
higher-latitude foraging grounds.
Blue Whale
Much is unknown about the blue whale populations. The last minimum
population abundance was estimated at 402, but insufficient data
prevent determining population trends (Hayes et al., 2023). The total
level of human caused mortality and serious injury is unknown, but it
is believed to be insignificant and approaching a zero mortality and
serious injury rate (Hayes et al., 2019). There are no blue whale BIAs
or ESA-protected critical habitats identified in the project area or
along the U.S. Eastern Seaboard. There is no UME for blue whales.
In the North Atlantic Ocean, blue whales range from the subtropics
to the Greenland Sea. The North Atlantic Stock includes animals
utilizing mid-latitude (North Carolina coastal and open ocean) to
Arctic (Newfoundland and Labrador) waters. Blue whales do not regularly
occur within the U.S. EEZ, preferring offshore habitat with water
depths of 328 ft (100 m) or more (Waring et al., 2011). The most
frequent sightings occur at higher latitudes off eastern Canada in the
Gulf of St. Lawrence, with the greatest concentration of this species
in the St. Lawrence Estuary (Comtois et al., 2010; Lesage et al., 2007;
Hayes et al., 2019). They often are found near the continental shelf
edge where upwelling produces concentrations of krill, their main prey
species (Yochem and Leatherwood, 1985; Fiedler et al., 1998; Gill et
al., 2011).
Blue whales are uncommon in New England coastal waters. Visual
surveys conducted in 2018-2020, did not result in any sightings of blue
whales in MA and RI/MA WEAs (O'Brien et al., 2021a; O'Brien et al.,
2021b). However, Kraus et al. (2016) conducted aerial and acoustic
surveys between 2011-2015 in the MA and RI/MA WEAs and surrounding
areas and, although blue whales were not visually observed, they were
infrequently acoustically detected during winter. A 2008 study detected
blue whale calls in offshore areas of the New York Bight, south of
southern New England, on 28 out of 258 days of recordings (11 percent
of recording days), mostly during winter (Muirhead et al., 2018). Van
Paris et al. (2023) detected a small number of blue whale calls in
southern New England in January and February, although the species was
otherwise acoustically absent. Given the long-distance propagation
characteristics of low-frequency blue whale vocalizations, it's
possible blue whale calls detected in southern New England originated
from distant whales. Together, these data suggest that blue whales are
rarely present in the MA and RI/MA WEAs.
Sperm Whale
Sperm whales can be found throughout the world's oceans. They can
be found near the edge of the ice pack in both hemispheres and are also
common along the equator. The North Atlantic stock is distributed
mainly along the continental shelf-edge, over the continental slope,
and mid-ocean regions, where they prefer water depths of 600 m (1,969
ft) or more and are less common in waters <300 m (984 ft) deep (Waring
et al., 2015; Hayes et al., 2020). In the winter, sperm whales are
observed east and northeast of Cape Hatteras. In the spring, sperm
whales are more widely distributed throughout the Mid-Atlantic Bight
and southern portions of George's Bank (Hayes et al., 2020). In the
summer, sperm whale distribution is similar to the spring, but they are
more widespread in Georges Bank and the Northeast Channel region and
are also observed inshore of the 100-m (328-ft) isobath south of New
England (Hayes et al., 2020). Sperm whale occurrence on the continental
shelf in areas south of New England is at its highest in the fall
(Hayes et al., 2020). Between April 2020 and December 2021, there was 1
sighting of 2 individual sperm whales recorded during HRG surveys
conducted within the area surrounding the Lease Area and Falmouth ECC.
Kraus et al. (2016) observed sperm whales four times in the RI/MA
and MA WEAs and surrounding areas in the summer and fall during the
2011-2015 NLPSC aerial survey. Sperm whales, traveling singly or in
groups of three or four, were observed three times in August and
September of 2012, and once in June of 2015. Effort-weighted average
sighting rates could not be calculated. The frequency of sperm whale
clicks exceeded the maximum frequency of PAM equipment used in the
Kraus et al. (2016) study, so no acoustic data are available for this
species from that study. Sperm whales were observed only once in the MA
WEA and nearby waters during the 2010-2017 AMAPPS surveys (NEFSC and
SEFSC 2011, 2012, 2013, 2014, 2015, 2016, 2017, 2018). This occurred
during a summer shipboard survey in 2016.
[[Page 53733]]
Phocid Seals
Harbor and gray seals have experienced two UMEs since 2018,
although one was recently closed (2022 Pinniped UME in Maine) and
closure of the second, described here, is pending. Beginning in July
2018, elevated numbers of harbor seal and gray seal mortalities
occurred across Maine, New Hampshire, and Massachusetts. Additionally,
stranded seals have shown clinical signs as far south as Virginia,
although not in elevated numbers, therefore the UME investigation
encompassed all seal strandings from Maine to Virginia. A total of
3,152 reported strandings (of all species) occurred from July 1, 2018,
through March 13, 2020. Full or partial necropsy examinations were
conducted on some of the seals and samples were collected for testing.
Based on tests conducted thus far, the main pathogen found in the seals
is phocine distemper virus. NMFS is performing additional testing to
identify any other factors that may be involved in this UME, which is
pending closure. Information on this UME is available online at:
https://www.fisheries.noaa.gov/new-england-mid-atlantic/marine-life-distress/2018-2020-pinniped-unusual-mortality-event-along.
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Current data indicate that not all marine
mammal species have equal hearing capabilities (e.g., Richardson et
al., 1995; Wartzok and Ketten, 1999; Au and Hastings, 2008). To reflect
this, Southall et al. (2007) recommended that marine mammals be divided
into functional hearing groups based on directly measured or estimated
hearing ranges on the basis of available behavioral response data,
audiograms derived using auditory evoked potential techniques,
anatomical modeling, and other data. Note that no direct measurements
of hearing ability have been successfully completed for mysticetes
(i.e., low-frequency cetaceans). Subsequently, NMFS (2018) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65
decibel (dB) threshold from the normalized composite audiograms, with
the exception for lower limits for low-frequency cetaceans where the
lower bound was deemed to be biologically implausible and the lower
bound from Southall et al. (2007) retained. Marine mammal hearing
groups and their associated hearing ranges are provided in table 6.
Table 6--Marine Mammal Hearing Groups (NMFS, 2018)
------------------------------------------------------------------------
Hearing group Generalized hearing range *
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen 7 Hz to 35 kHz.
whales).
Mid-frequency (MF) cetaceans 150 Hz to 160 kHz.
(dolphins, toothed whales, beaked
whales, bottlenose whales).
High-frequency (HF) cetaceans (true 275 Hz to 160 kHz.
porpoises, Kogia, river dolphins,
cephalorhynchid, Lagenorhynchus
cruciger & L. australis).
Phocid pinnipeds (PW) (underwater) 50 Hz to 86 kHz.
(true seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65 dB threshold from normalized
composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
2013). For more detail concerning these groups and associated frequency
ranges, please see NMFS (2018) for a review of available information.
NMFS notes that in 2019, Southall et al. recommended new names for
hearing groups that are widely recognized. However, this new hearing
group classification does not change the weighting functions or
acoustic thresholds (i.e., the weighting functions and thresholds in
Southall et al. (2019) are identical to NMFS 2018 Revised Technical
Guidance). When NMFS updates our Technical Guidance, we will be
adopting the updated Southall et al. (2019) hearing group
classification.
Acoustic Habitat
Acoustic habitat is defined as distinguishable soundscapes
inhabited by individual animals or assemblages of species, inclusive of
both the sounds they create and those they hear (NOAA, 2016). All of
the sound present in a particular location and time, considered as a
whole, comprises a ``soundscape'' (Pijanowski et al., 2011). When
examined from the perspective of the animals experiencing it, a
soundscape may also be referred to as ``acoustic habitat'' (Clark et
al., 2009, Moore et al., 2012, Merchant et al., 2015). High value
acoustic habitats, which vary spectrally, spatially, and temporally,
support critical life functions (feeding, breeding, and survival) of
their inhabitants. Thus, it is important to consider acute (e.g.,
stress or missed feeding/breeding opportunities) and chronic effects
(e.g., masking) of noise on important acoustic habitats. Effects that
accumulate over long periods can ultimately result in detrimental
impacts on the individual, stability of a population, or ecosystems
that they inhabit.
Potential Effects of the Specified Activities on Marine Mammals and
Their Habitat
This section includes a summary and discussion of the ways that
components of the specified activity may impact marine mammals and
their habitat. The Estimated Take section later in this document
includes a quantitative analysis of the number of individuals that are
expected to be taken by this activity. The Negligible Impact Analysis
and Determination section considers the content of this section, the
Estimated Take section, and the Proposed Mitigation section, to draw
conclusions regarding the likely impacts of these activities on the
reproductive success or survivorship of individuals and how those
impacts on individuals are likely to impact marine mammal species or
stocks. General background information on marine mammal hearing was
provided previously (see the Description of Marine Mammals in the
Specified Geographical Area section). Here, the potential effects of
sound on marine mammals are discussed.
[[Page 53734]]
SouthCoast has requested, and NMFS proposes to authorize, the take
of marine mammals incidental to the construction activities associated
with the SouthCoast project. In their application, SouthCoast presented
their analyses of potential impacts to marine mammals from the
specified activities. NMFS carefully reviewed the information provided
by SouthCoast and also independently reviewed applicable scientific
research and literature and other information to evaluate the potential
effects of SouthCoast's specified activities on marine mammals.
The proposed activities would result in the construction and
placement of up to 149 permanent foundations (up to 147 WTGs; up to 5
OSPs) in the marine environment. Up to 10 UXO/MEC detonations may occur
during construction if any found UXO/MEC cannot be removed by other
means. There are a variety of types and degrees of effects to marine
mammals, prey species, and habitat that could occur as a result of
SouthCoast's specified activities. Below, we provide a brief
description of the types of sound sources that would be generated by
the project, the general impacts from these types of activities, and an
analysis of the anticipated impacts on marine mammals from SouthCoast's
specified activities, with consideration of select proposed mitigation
measures.
Description of Sound Sources
This section contains a brief technical background on sound, on the
characteristics of certain sound types, and on metrics used in this
proposal inasmuch as the information is relevant to the specified
activity and to a discussion of the potential effects of the specified
activity on marine mammals found later in this document. For general
information on sound and its interaction with the marine environment,
please see Au and Hastings (2008), Richardson et al. (1995), Urick
(1983), as well as the Discovery of Sound in the Sea (DOSITS) website
at https://dosits.org/.
Sound is a vibration that travels as an acoustic wave through a
medium such as a gas, liquid or solid. Sound waves alternately compress
and decompress the medium as the wave travels. These compressions and
decompressions are detected as changes in pressure by aquatic life and
man-made sound receptors such as hydrophones (underwater microphones).
In water, sound waves radiate in a manner similar to ripples on the
surface of a pond and may be either directed in a beam (narrow beam or
directional sources) or sound beams may radiate in all directions
(omnidirectional sources).
Sound travels in water more efficiently than almost any other form
of energy, making the use of acoustics ideal for the aquatic
environment and its inhabitants. In seawater, sound travels at roughly
1,500 meters per second (m/s). In-air, sound waves travel much more
slowly, at about 340 m/s. However, the speed of sound can vary by a
small amount based on characteristics of the transmission medium, such
as water temperature and salinity.
The basic components of a sound wave are frequency, wavelength,
velocity, and amplitude. Frequency is the number of pressure waves that
pass by a reference point per unit of time and is measured in Hz or
cycles per second. Wavelength is the distance between two peaks or
corresponding points of a sound wave (length of one cycle). Higher
frequency sounds have shorter wavelengths than lower frequency sounds
and typically attenuate (decrease) more rapidly except in certain cases
in shallower water. The intensity (or amplitude) of sounds are measured
in decibels (dB), which are a relative unit of measurement that is used
to express the ratio of one value of a power or field to another.
Decibels are measured on a logarithmic scale, so a small change in dB
corresponds to large changes in sound pressure. For example, a 10-dB
increase is a ten-fold increase in acoustic power. A 20-dB increase is
then a 100-fold increase in power and a 30-dB increase is a 1,000-fold
increase in power. However, a ten-fold increase in acoustic power does
not mean that the sound is perceived as being ten times louder.
Decibels are a relative unit comparing two pressures; therefore, a
reference pressure must always be indicated. For underwater sound, this
is 1 microPascal ([mu]Pa). For in-air sound, the reference pressure is
20 [mu]Pa. The amplitude of a sound can be presented in various ways;
however, NMFS typically considers three metrics. In this proposed rule,
all decibel levels referenced to 1[mu]Pa.
Sound exposure level (SEL) represents the total energy in a stated
frequency band over a stated time interval or event and considers both
amplitude and duration of exposure (represented as dB re 1 [mu]Pa\2\-
s). SEL is a cumulative metric; it can be accumulated over a single
pulse (for pile driving this is often referred to as single-strike SEL;
SELss) or calculated over periods containing multiple pulses
(SELcum). Cumulative SEL represents the total energy
accumulated by a receiver over a defined time window or during an
event. The SEL metric is useful because it allows sound exposures of
different durations to be related to one another in terms of total
acoustic energy. The duration of a sound event and the number of
pulses, however, should be specified as there is no accepted standard
duration over which the summation of energy is measured.
Sound is generally defined using common metrics. Root mean square
(rms) is the quadratic mean sound pressure over the duration of an
impulse. Root mean square is calculated by squaring all of the sound
amplitudes, averaging the squares, and then taking the square root of
the average (Urick, 1983). Root mean square accounts for both positive
and negative values; squaring the pressures makes all values positive
so that they may be accounted for in the summation of pressure levels
(Hastings and Popper, 2005). This measurement is often used in the
context of discussing behavioral effects, in part because behavioral
effects, which often result from auditory cues, may be better expressed
through averaged units than by peak pressures. Peak sound pressure
(also referred to as zero-to-peak sound pressure or 0-pk) is the
maximum instantaneous sound pressure measurable in the water at a
specified distance from the source, and is represented in the same
units as the rms sound pressure. Along with SEL, this metric is used in
evaluating the potential for PTS (permanent threshold shift) and TTS
(temporary threshold shift). Peak pressure is also used to evaluate the
potential for gastro-intestinal tract injury (Level A harassment) from
explosives. For explosives, an impulse metric (Pa-s), which is the
integral of a transient sound pressure over the duration of the pulse,
is used to evaluate the potential for mortality (i.e., severe lung
injury) and slight lung injury. Thes impulse metric thresholds account
for animal mass and depth.
Sounds can be either impulsive or non-impulsive. The distinction
between these two sound types is important because they have differing
potential to cause physical effects, particularly with regard to
hearing (e.g., Ward, 1997 in Southall et al., 2007). Please see NMFS et
al. (2018) and Southall et al. (2007, 2019a) for an in-depth discussion
of these concepts. Impulsive sound sources (e.g., airguns, explosions,
gunshots, sonic booms, impact pile driving) produce signals that are
brief (typically considered to be less than one second), broadband,
atonal transients (American National Standards Institute (ANSI), 1986,
2005; Harris, 1998; National Institute for Occupational
[[Page 53735]]
Safety and Health (NIOSH), 1998; International Organization for
Standardization (ISO, 2003)) and occur either as isolated events or
repeated in some succession. Impulsive sounds are all characterized by
a relatively rapid rise from ambient pressure to a maximal pressure
value followed by a rapid decay period that may include a period of
diminishing, oscillating maximal and minimal pressures, and generally
have an increased capacity to induce physical injury as compared with
sounds that lack these features. Impulsive sounds are typically
intermittent in nature.
Non-impulsive sounds can be tonal, narrowband, or broadband, brief
or prolonged, and may be either continuous or intermittent (ANSI, 1995;
NIOSH, 1998). Some of these non-impulsive sounds can be transient
signals of short duration but without the essential properties of
pulses (e.g., rapid rise time). Examples of non-impulsive sounds
include those produced by vessels, aircraft, machinery operations such
as drilling or dredging, vibratory pile driving, and active sonar
systems.
Sounds are also characterized by their temporal component.
Continuous sounds are those whose sound pressure level remains above
that of the ambient sound with negligibly small fluctuations in level
(NIOSH, 1998; ANSI, 2005) while intermittent sounds are defined as
sounds with interrupted levels of low or no sound (NIOSH, 1998). NMFS
identifies Level B harassment thresholds based on if a sound is
continuous or intermittent.
Even in the absence of sound from the specified activity, the
underwater environment is typically loud due to ambient sound, which is
defined as environmental background sound levels lacking a single
source or point (Richardson et al., 1995). The sound level of a region
is defined by the total acoustical energy being generated by known and
unknown sources. These sources may include physical (e.g., wind and
waves, earthquakes, ice, atmospheric sound), biological (e.g., sounds
produced by marine mammals, fish, and invertebrates), and anthropogenic
(e.g., vessels, dredging, construction) sound. A number of sources
contribute to ambient sound, including wind and waves, which are a main
source of naturally occurring ambient sound for frequencies between 200
Hz and 50 kHz (International Council for the Exploration of the Sea
(ICES), 1995). In general, ambient sound levels tend to increase with
increasing wind speed and wave height. Precipitation can become an
important component of total sound at frequencies above 500 Hz and
possibly down to 100 Hz during quiet times. Marine mammals can
contribute significantly to ambient sound levels as can some fish and
snapping shrimp. The frequency band for biological contributions is
from approximately 12 Hz to over 100 kHz. Sources of ambient sound
related to human activity include transportation (surface vessels),
dredging and construction, oil and gas drilling and production,
geophysical surveys, sonar, and explosions. Vessel noise typically
dominates the total ambient sound for frequencies between 20 and 300
Hz. In general, the frequencies of anthropogenic sounds are below 1
kHz, and if higher frequency sound levels are created, they attenuate
rapidly.
The sum of the various natural and anthropogenic sound sources that
comprise ambient sound at any given location and time depends not only
on the source levels (as determined by current weather conditions and
levels of biological and human activity) but also on the ability of
sound to propagate through the environment. In turn, sound propagation
is dependent on the spatially and temporally varying properties of the
water column and sea floor and is frequency-dependent. As a result of
the dependence on a large number of varying factors, ambient sound
levels can be expected to vary widely over both coarse and fine spatial
and temporal scales. Sound levels at a given frequency and location can
vary by 10-20 dB from day to day (Richardson et al., 1995). The result
is that, depending on the source type and its intensity, sound from the
specified activity may be a negligible addition to the local
environment or could form a distinctive signal that may affect marine
mammals. Human-generated sound is a significant contributor to the
acoustic environment in the Project location.
Potential Effects of Underwater Sound on Marine Mammals
Anthropogenic sounds cover a broad range of frequencies and sound
levels and can have a range of highly variable impacts on marine life
from none or minor to potentially severe responses depending on
received levels, duration of exposure, behavioral context, and various
other factors. Broadly, underwater sound from active acoustic sources,
such as those that would be produced by SouthCoast's activities, can
potentially result in one or more of the following: temporary or
permanent hearing impairment, non-auditory physical or physiological
effects, behavioral disturbance, stress, and masking (Richardson et
al., 1995; Gordon et al., 2003; Nowacek et al., 2007; Southall et al.,
2007; G[ouml]tz et al., 2009; Erbe et al., 2016, 2019). Non-auditory
physiological effects or injuries that theoretically might occur in
marine mammals exposed to high level underwater sound or as a secondary
effect of extreme behavioral reactions (e.g., change in dive profile as
a result of an avoidance reaction) caused by exposure to sound include
neurological effects, bubble formation, resonance effects, and other
types of organ or tissue damage (Cox et al., 2006; Southall et al.,
2007; Zimmer and Tyack, 2007; Tal et al., 2015). Potential effects from
explosive sound sources can range in severity from behavioral
disturbance or tactile perception to physical discomfort, slight injury
of the internal organs and the auditory system, or mortality (Yelverton
et al., 1973; Siebert et al., 2022).
In general, the degree of effect of an acoustic exposure is
intrinsically related to the signal characteristics, received level,
distance from the source, and duration of the sound exposure, in
addition to the contextual factors of the receiver (e.g., behavioral
state at time of exposure, age class, etc.). In general, sudden, high
level sounds can cause hearing loss as can longer exposures to lower
level sounds. Moreover, any temporary or permanent loss of hearing will
occur almost exclusively for noise within an animal's hearing range. We
describe below the specific manifestations of acoustic effects that may
occur based on the activities proposed by SouthCoast.
Richardson et al. (1995) described zones of increasing intensity of
effect that might be expected to occur in relation to distance from a
source and assuming that the signal is within an animal's hearing
range. First (at the greatest distance) is the area within which the
acoustic signal would be audible (potentially perceived) to the animal
but not strong enough to elicit any overt behavioral or physiological
response. The next zone (closer to the receiving animal) corresponds
with the area where the signal is audible to the animal and of
sufficient intensity to elicit behavioral or physiological
responsiveness. The third is a zone within which, for signals of high
intensity, the received level is sufficient to potentially cause
discomfort or tissue damage to auditory or other systems. Overlaying
these zones to a certain extent is the area within which masking (i.e.,
when a sound interferes with or masks the ability of an animal to
detect a signal of interest that is above the absolute hearing
threshold) may occur; the masking zone may be highly variable in size.
[[Page 53736]]
Below, we provide additional detail regarding potential impacts on
marine mammals and their habitat from noise in general, starting with
hearing impairment, as well as from the specific activities SouthCoast
plans to conduct, to the degree it is available (noting that there is
limited information regarding the impacts of offshore wind construction
on marine mammals).
Hearing Threshold Shift
Marine mammals exposed to high-intensity sound or to lower-
intensity sound for prolonged periods can experience hearing threshold
shift (TS), which NMFS defines as a change, usually an increase, in the
threshold of audibility at a specified frequency or portion of an
individual's hearing range above a previously established reference
level expressed in decibels (NMFS, 2018). Threshold shifts can be
permanent, in which case there is an irreversible increase in the
threshold of audibility at a specified frequency or portion of an
individual's hearing range or temporary, in which there is reversible
increase in the threshold of audibility at a specified frequency or
portion of an individual's hearing range and the animal's hearing
threshold would fully recover over time (Southall et al., 2019a).
Repeated sound exposure that leads to TTS could cause PTS.
When PTS occurs, there can be physical damage to the sound
receptors in the ear (i.e., tissue damage) whereas TTS represents
primarily tissue fatigue and is reversible (Henderson et al., 2008). In
addition, other investigators have suggested that TTS is within the
normal bounds of physiological variability and tolerance and does not
represent physical injury (e.g., Ward, 1997; Southall et al., 2019a).
Therefore, NMFS does not consider TTS to constitute auditory injury.
Relationships between TTS and PTS thresholds have not been studied
in marine mammals, and there is no PTS data for cetaceans. However,
such relationships are assumed to be similar to those in humans and
other terrestrial mammals. Noise exposure can result in either a
permanent shift in hearing thresholds from baseline (PTS; a 40-dB
threshold shift approximates a PTS onset; e.g., Kryter et al., 1966;
Miller, 1974; Henderson et al., 2008) or a temporary, recoverable shift
in hearing that returns to baseline (a 6-dB threshold shift
approximates a TTS onset; e.g., Southall et al., 2019a). Based on data
from terrestrial mammals, a precautionary assumption is that the PTS
thresholds, expressed in the unweighted peak sound pressure level
metric (PK), for impulsive sounds (such as impact pile driving pulses)
are at least 6 dB higher than the TTS thresholds and the weighted PTS
cumulative sound exposure level thresholds are 15 (impulsive sound) to
20 (non-impulsive sounds) dB higher than TTS cumulative sound exposure
level thresholds (Southall et al., 2019a). Given the higher level of
sound or longer exposure duration necessary to cause PTS as compared
with TTS, PTS is less likely to occur as a result of these activities,
but it is possible and a small amount has been proposed for
authorization for several species.
TTS is the mildest form of hearing impairment that can occur during
exposure to sound, with a TTS of 6 dB considered the minimum threshold
shift clearly larger than any day-to-day or session-to-session
variation in a subject's normal hearing ability (Schlundt et al., 2000;
Finneran et al., 2000; Finneran et al., 2002). While experiencing TTS,
the hearing threshold rises, and a sound must be at a higher level in
order to be heard. In terrestrial and marine mammals, TTS can last from
minutes or hours to days (in cases of strong TTS). In many cases,
hearing sensitivity recovers rapidly after exposure to the sound ends.
There is data on sound levels and durations necessary to elicit mild
TTS for marine mammals, but recovery is complicated to predict and
dependent on multiple factors.
Marine mammal hearing plays a critical role in communication with
conspecifics, and interpretation of environmental cues for purposes
such as predator avoidance and prey capture. Depending on the degree
(elevation of threshold in dB), duration (i.e., recovery time), and
frequency range of TTS, and the context in which it is experienced, TTS
can have effects on marine mammals ranging from discountable to serious
depending on the degree of interference with marine mammals hearing.
For example, a marine mammal may be able to readily compensate for a
brief, relatively small amount of TTS in a non-critical frequency range
that occurs during a time where ambient noise is lower and there are
not as many competing sounds present. Alternatively, a larger amount
and longer duration of TTS sustained during time when communication is
critical (e.g., for successful mother/calf interactions, consistent
detection of prey) could have more serious impacts.
Currently, TTS data only exist for four species of cetaceans
(bottlenose dolphin, beluga whale (Delphinapterus leucas), harbor
porpoise, and Yangtze finless porpoise (Neophocoena asiaeorientalis))
and six species of pinnipeds (northern elephant seal (Mirounga
angustirostris), harbor seal, ring seal, spotted seal, bearded seal,
and California sea lion (Zalophus californianus)) that were exposed to
a limited number of sound sources (i.e., mostly tones and octave-band
noise with limited number of exposure to impulsive sources such as
seismic airguns or impact pile driving) in laboratory settings
(Southall et al., 2019). There is currently no data available on noise-
induced hearing loss for mysticetes. For summaries of data on TTS or
PTS in marine mammals or for further discussion of TTS or PTS onset
thresholds, please see Southall et al. (2019), and NMFS (2018).
Recent studies with captive odontocete species (bottlenose dolphin,
harbor porpoise, beluga, and false killer whale) have observed
increases in hearing threshold levels when individuals received a
warning sound prior to exposure to a relatively loud sound (Nachtigall
and Supin, 2013, 2015; Nachtigall et al., 2016a, 2016b, 2016c;
Finneran, 2018;, Nachtigall et al., 2018). These studies suggest that
captive animals have a mechanism to reduce hearing sensitivity prior to
impending loud sounds. Hearing change was observed to be frequency
dependent and Finneran (2018) suggests hearing attenuation occurs
within the cochlea or auditory nerve. Based on these observations on
captive odontocetes, the authors suggest that wild animals may have a
mechanism to self-mitigate the impacts of noise exposure by dampening
their hearing during prolonged exposures of loud sound, or if
conditioned to anticipate intense sounds (Finneran, 2018; Nachtigall et
al., 2018).
Behavioral Effects
Exposure of marine mammals to sound sources can result in, but is
not limited to, no response or any of the following observable
responses: increased alertness; orientation or attraction to a sound
source; vocal modifications; cessation of feeding; cessation of social
interaction; alteration of movement or diving behavior; habitat
abandonment (temporary or permanent); and, in severe cases, panic,
flight, stampede, or stranding, potentially resulting in death
(Southall et al., 2007). A review of marine mammal responses to
anthropogenic sound was first conducted by Richardson (1995). More
recent reviews address studies conducted since 1995 and focused on
observations where the received sound level of the exposed marine
mammal(s) was known or could be estimated Nowacek et al., 2007;
DeRuiter et al.,
[[Page 53737]]
2013; Ellison et al., 2012; Gomez et al., 2016; Southall et al., 2021;
Gomez et al. 2016). Gomez et al. (2016) conducted a review of the
literature considering the contextual information of exposure in
addition to received level and found that higher received levels were
not always associated with more severe behavioral responses and vice
versa. Southall et al. (2021) states that results demonstrate that some
individuals of different species display clear yet varied responses,
some of which have negative implications while others appear to
tolerate high levels and that responses may not be fully predictable
with simple acoustic exposure metrics (e.g., received sound level).
Rather, the authors state that differences among species and
individuals along with contextual aspects of exposure (e.g., behavioral
state) appear to affect response probability.
Behavioral responses to sound are highly variable and context-
specific. Many different variables can influence an animal's perception
of and response to (nature and magnitude) an acoustic event. An
animal's prior experience with a sound or sound source affects whether
it is less likely (habituation) or more likely (sensitization) to
respond to certain sounds in the future (animals can also be innately
predisposed to respond to certain sounds in certain ways) (Southall et
al., 2019a). Related to the sound itself, the perceived nearness of the
sound, bearing of the sound (approaching versus retreating), the
similarity of a sound to biologically relevant sounds in the animal's
environment (i.e., calls of predators, prey, or conspecifics), and
familiarity of the sound may affect the way an animal responds to the
sound (Southall et al., 2007, DeRuiter et al., 2013). Individuals (of
different age, gender, reproductive status, etc.) among most
populations will have variable hearing capabilities, and differing
behavioral sensitivities to sounds that will be affected by prior
conditioning, experience, and current activities of those individuals.
Often, specific acoustic features of the sound and contextual variables
(i.e., proximity, duration, or recurrence of the sound or the current
behavior that the marine mammal is engaged in or its prior experience),
as well as entirely separate factors such as the physical presence of a
nearby vessel, may be more relevant to the animal's response than the
received level alone.
Overall, the variability of responses to acoustic stimuli depends
on the species receiving the sound, the sound source, and the social,
behavioral, or environmental contexts of exposure (e.g., DeRuiter and
Doukara, 2012). For example, Goldbogen et al. (2013b) demonstrated that
individual behavioral state was critically important in determining
response of blue whales to sonar, noting that some individuals engaged
in deep (greater than 50 m) feeding behavior had greater dive responses
than those in shallow feeding or non-feeding conditions. Some blue
whales in the Goldbogen et al. (2013a) study that were engaged in
shallow feeding behavior demonstrated no clear changes in diving or
movement even when received levels were high (~160 dB re 1[micro]Pa)
for exposures to 3-4 kHz sonar signals, while deep feeding and non-
feeding whales showed a clear response at exposures at lower received
levels of sonar and pseudorandom noise. Southall et al. (2011) found
that blue whales had a different response to sonar exposure depending
on behavioral state, more pronounced when deep feeding/travel modes
than when engaged in surface feeding.
With respect to distance influencing disturbance, DeRuiter et al.
(2013) examined behavioral responses of Cuvier's beaked whales to mid-
frequency sonar and found that whales responded strongly at low
received levels (89-127 dB re 1mPa)by ceasing normal fluking and
echolocation, swimming rapidly away, and extending both dive duration
and subsequent non-foraging intervals when the sound source was 3.4-9.5
km (2.1-5.9 mi) away. Importantly, this study also showed that whales
exposed to a similar range of received levels (78-106 dB re 1mPa) from
distant sonar exercises (118 km (73 mi) away) did not elicit such
responses, suggesting that context may moderate reactions. Thus,
distance from the source is an important variable in influencing the
type and degree of behavioral response and this variable is independent
of the effect of received levels (e.g., DeRuiter et al., 2013; Dunlop
et al., 2017a, 2017b; Falcone et al., 2017; Dunlop et al., 2018;
Southall et al., 2019b).
Ellison et al. (2012) outlined an approach to assessing the effects
of sound on marine mammals that incorporates contextual-based factors.
The authors recommend considering not just the received level of sound
but also the activity the animal is engaged in at the time the sound is
received, the nature and novelty of the sound (i.e., is this a new
sound from the animal's perspective), and the distance between the
sound source and the animal. They submit that this ``exposure
context,'' as described, greatly influences the type of behavioral
response exhibited by the animal. Forney et al. (2017) also point out
that an apparent lack of response (e.g., no displacement or avoidance
of a sound source) may not necessarily mean there is no cost to the
individual or population, as some resources or habitats may be of such
high value that animals may choose to stay, even when experiencing
stress or hearing loss. Forney et al. (2017) recommend considering both
the costs of remaining in an area of noise exposure such as TTS, PTS,
or masking, which could lead to an increased risk of predation or other
threats or a decreased capability to forage, and the costs of
displacement, including potential increased risk of vessel strike,
increased risks of predation or competition for resources, or decreased
habitat suitable for foraging, resting, or socializing. This sort of
contextual information is challenging to predict with accuracy for
ongoing activities that occur over large spatial and temporal expanses.
However, distance is one contextual factor for which data exist to
quantitatively inform a take estimate, and the method for predicting
Level B harassment in this rule does consider distance to the source.
Other factors are often considered qualitatively in the analysis of the
likely consequences of sound exposure, where supporting information is
available.
Behavioral change, such as disturbance manifesting in lost foraging
time, in response to anthropogenic activities is often assumed to
indicate a biologically significant effect on a population of concern.
However, individuals may be able to compensate for some types and
degrees of shifts in behavior, preserving their health and thus their
vital rates and population dynamics. For example, New et al. (2013)
developed a model simulating the complex social, spatial, behavioral
and motivational interactions of coastal bottlenose dolphins in the
Moray Firth, Scotland, to assess the biological significance of
increased rate of behavioral disruptions caused by vessel traffic.
Despite a modeled scenario in which vessel traffic increased from 70 to
470 vessels a year (a six-fold increase in vessel traffic) in response
to the construction of a proposed offshore renewables' facility, the
dolphins' behavioral time budget, spatial distribution, motivations and
social structure remained unchanged. Similarly, two bottlenose dolphin
populations in Australia were also modeled over 5 years against a
number of disturbances (Reed et al., 2020) and results indicate that
habitat/noise disturbance had little overall impact on population
abundances in either
[[Page 53738]]
location, even in the most extreme impact scenarios modeled.
Friedlaender et al. (2016) provided the first integration of direct
measures of prey distribution and density variables incorporated into
across-individual analyses of behavior responses of blue whales to
sonar, and demonstrated a five-fold increase in the ability to quantify
variability in blue whale diving behavior. When the prey field was
mapped and used as a covariate in examining how behavioral state of
blue whales is influenced by mid-frequency sound, the response in blue
whale deep-feeding behavior was even more apparent, reinforcing the
need for contextual variables to be included when assessing behavioral
responses (Friedlaender et al., 2016). These results illustrate that
responses evaluated without such measurements for foraging animals may
be misleading, which again illustrates the context-dependent nature of
the probability of response.
The following subsections provide examples of behavioral responses
that give an idea of the variability in behavioral responses that would
be expected given the differential sensitivities of marine mammal
species to sound, contextual factors, and the wide range of potential
acoustic sources to which a marine mammal may be exposed. Behavioral
responses that could occur for a given sound exposure should be
determined from the literature that is available for each species, or
extrapolated from closely related species when no information exists,
along with contextual factors.
Avoidance and Displacement
Avoidance is the displacement of an individual from an area or
migration path as a result of the presence of a sound or other
stressors and is one of the most obvious manifestations of disturbance
in marine mammals (Richardson et al., 1995). For example, gray whales
(Eschrichtius robustus) and humpback whales are known to change
direction, deflecting from customary migratory paths, in order to avoid
noise from airgun surveys (Malme et al., 1984; Dunlop et al., 2018).
Avoidance is qualitatively different from the flight response but also
differs in the magnitude of the response (i.e., directed movement, rate
of travel, etc.). Avoidance may be short-term with animals returning to
the area once the noise has ceased (e.g., Malme et al., 1984; Bowles et
al., 1994; Goold, 1996; Stone et al., 2000; Morton and Symonds, 2002;
Gailey et al., 2007; D[auml]hne et al., 2013; Russel et al., 2016).
Longer-term displacement is possible, however, which may lead to
changes in abundance or distribution patterns of the affected species
in the affected region if habituation to the presence of the sound does
not occur (e.g., Blackwell et al., 2004; Bejder et al., 2006; Teilmann
et al., 2006; Forney et al., 2017). Avoidance of marine mammals during
the construction of offshore wind facilities (specifically, impact pile
driving) has been documented in the literature with some significant
variation in the temporal and spatial degree of avoidance and with most
studies focused on harbor porpoises as one of the most common marine
mammals in European waters (e.g., Tougaard et al., 2009; D[auml]hne et
al., 2013; Thompson et al., 2013; Russell et al., 2016; Brandt et al.,
2018).
Available information on impacts to marine mammals from pile
driving associated with offshore wind is limited to information on
harbor porpoises and seals, as the vast majority of this research has
occurred at European offshore wind projects where large whales and
other odontocete species are uncommon. Harbor porpoises and harbor
seals are considered to be behaviorally sensitive species (e.g.,
Southall et al., 2007) and the effects of wind farm construction in
Europe on these species has been well documented. These species have
received particular attention in European waters due to their abundance
in the North Sea (Hammond et al., 2002; Nachtsheim et al., 2021). A
summary of the literature on documented effects of wind farm
construction on harbor porpoise and harbor seals is described below.
Brandt et al. (2016) summarized the effects of the construction of
eight offshore wind projects within the German North Sea (i.e., Alpha
Ventus, BARD Offshore I, Borkum West II, DanTysk, Global Tech I,
Meerwind S[uuml]d/Ost, Nordsee Ost, and Riffgat) between 2009 and 2013
on harbor porpoises, combining PAM data from 2010-2013 and aerial
surveys from 2009-2013 with data on noise levels associated with pile
driving. Results of the analysis revealed significant declines in
porpoise detections during pile driving when compared to 25-48 hours
before pile driving began, with the magnitude of decline during pile
driving clearly decreasing with increasing distances to the
construction site. During the majority of projects, significant
declines in detections (by at least 20 percent) were found within at
least 5-10 km (3.1-6.2 mi) of the pile driving site, with declines at
up to 20-30 km (12.4-18.6 mi) of the pile driving site documented in
some cases. Similar results demonstrating the long-distance
displacement of harbor porpoises (18-25 km (11.2-15.5 mi)) and harbor
seals (up to 40 km (25 mi)) during impact pile driving have also been
observed during the construction at multiple other European wind farms
(Tougaard et al., 2009; Bailey et al., 2010.; D[auml]hne et al., 2013;
Lucke et al., 2012; Haelters et al., 2015).
While harbor porpoises and seals tend to move several kilometers
away from wind farm construction activities, the duration of
displacement has been documented to be relatively temporary. In two
studies at Horns Rev II using impact pile driving, harbor porpoise
returned within 1-2 days following cessation of pile driving (Tougaard
et al., 2009, Brandt et al., 2011). Similar recovery periods have been
noted for harbor seals off England during the construction of four wind
farms (Brasseur et al., 2012; Carroll et al., 2010; Hamre et al., 2011;
Hastie et al., 2015; Russell et al., 2016). In some cases, an increase
in harbor porpoise activity has been documented inside wind farm areas
following construction (e.g., Lindeboom et al., 2011). Other studies
have noted longer term impacts after impact pile driving. Near Dogger
Bank in Germany, harbor porpoises continued to avoid the area for over
2 years after construction began (Gilles et al. 2009). Approximately 10
years after construction of the Nysted wind farm, harbor porpoise
abundance had not recovered to the original levels previously seen,
although the echolocation activity was noted to have been increasing
when compared to the previous monitoring period (Teilmann and
Carstensen, 2012). However, overall, there are no indications for a
population decline of harbor porpoises in European waters (e.g., Brandt
et al., 2016). Notably, where significant differences in displacement
and return rates have been identified for these species, the occurrence
of secondary project-specific influences such as use of mitigation
measures (e.g., bubble curtains, acoustic deterrent devices (ADDs)) or
the manner in which species use the habitat in the project area are
likely the driving factors of this variation.
NMFS notes the aforementioned studies from Europe involve
installing much smaller piles than SouthCoast proposes to install and
therefore, we anticipate noise levels from impact pile driving to be
louder. For this reason, we anticipate that the greater distances of
displacement observed in harbor porpoise and harbor seals documented in
Europe are likely to occur off of Massachusetts. However, we do not
anticipate any greater severity of
[[Page 53739]]
response due to harbor porpoise and harbor seal habitat use off of
Massachusetts or population level consequences similar to European
findings. In many cases, harbor porpoises and harbor seals are resident
to the areas where European wind farms have been constructed. However,
off of Massachusetts, harbor porpoises are transient (with higher
abundances in winter when foundation installation would not occur) and
a small percentage of the large harbor seal population are only
seasonally present with no rookeries established. In summary, we
anticipate that harbor porpoise and harbor seals will likely respond to
pile driving by moving several kilometers away from the source but
return to typical habitat use patterns when pile driving ceases.
Some avoidance behavior of other marine mammal species has been
documented to be dependent on distance from the source. As described
above, DeRuiter et al. (2013) noted that distance from a sound source
may moderate marine mammal reactions in their study of Cuvier's beaked
whales (an acoustically sensitive species), which showed the whales
swimming rapidly and silently away when a sonar signal was 3.4-9.5 km
(2.1-5.9 mi) away while showing no such reaction to the same signal
when the signal was 118 km (73 mi) away even though the received levels
were similar. Tyack et al. (1983) conducted playback studies of
Surveillance Towed Array Sensor System (SURTASS) low-frequency active
(LFA) sonar in a gray whale migratory corridor off California. Similar
to North Atlantic right whales, gray whales migrate close to shore
(approximately 2 km (1.2 mi) from shore) and are low-frequency hearing
specialists. The LFA sonar source was placed within the gray whale
migratory corridor (approximately 2 km (1.2 mi) offshore) and offshore
of most, but not all, migrating whales (approximately 4 km (2.5 mi)
offshore). These locations influenced received levels and distance to
the source. For the inshore playbacks, not unexpectedly, the louder the
source level of the playback (i.e., the louder the received level),
whale avoided the source at greater distances. Specifically, when the
source level was 170 dB SPLrms and 178 dBrms,
whales avoided the inshore source at ranges of several hundred meters,
similar to avoidance responses reported by Malme et al. (1983; 1984).
Whales exposed to source levels of 185 dBrms demonstrated
avoidance levels at ranges of +1 km (+0.6 mi). While there was observed
deflection from course, in no case did a whale abandon its migratory
behavior.
The signal context of the noise exposure has been shown to play an
important role in avoidance responses. In a 2007-2008 study in the
Bahamas, playback sounds of a potential predator--a killer whale--
resulted in a similar but more pronounced reaction in beaked whales (an
acoustically sensitive species), which included longer inter-dive
intervals and a sustained straight-line departure of more than 20 km
(12.4 mi) from the area (Boyd et al., 2008; Southall et al., 2009;
Tyack et al., 2011). SouthCoast does not anticipate and NMFS is not
proposing to authorize take of beaked whales and, moreover, the sounds
produced by SouthCoast do not have signal characteristics similar to
predators. Therefore, we would not expect such extreme reactions to
occur for similar species.
One potential consequence of behavioral avoidance is the altered
energetic expenditure of marine mammals because energy is required to
move and avoid surface vessels or the sound field associated with
active sonar (Frid and Dill, 2002). Most animals can avoid that
energetic cost by swimming away at slow speeds or speeds that minimize
the cost of transport (Miksis-Olds, 2006), as has been demonstrated in
Florida manatees (Miksis-Olds, 2006). Those energetic costs increase,
however, when animals shift from a resting state, which is designed to
conserve an animal's energy, to an active state that consumes energy
the animal would have conserved had it not been disturbed. Marine
mammals that have been disturbed by anthropogenic noise and vessel
approaches are commonly reported to shift from resting to active
behavioral states, which would imply that they incur an energy cost.
Forney et al. (2017) detailed the potential effects of noise on
marine mammal populations with high site fidelity, including
displacement and auditory masking, noting that a lack of observed
response does not imply absence of fitness costs and that apparent
tolerance of disturbance may have population-level impacts that are
less obvious and difficult to document. Avoidance of overlap between
disturbing noise and areas and/or times of particular importance for
sensitive species may be critical to avoiding population-level impacts
because (particularly for animals with high site fidelity) there may be
a strong motivation to remain in the area despite negative impacts.
Forney et al. (2017) stated that, for these animals, remaining in a
disturbed area may reflect a lack of alternatives rather than a lack of
effects.
A flight response is a dramatic change in normal movement to a
directed and rapid movement away from the perceived location of a sound
source. The flight response differs from other avoidance responses in
the intensity of the response (e.g., directed movement, rate of
travel). Relatively little information on flight responses of marine
mammals to anthropogenic signals exist, although observations of flight
responses to the presence of predators have occurred (Connor and
Heithaus, 1996; Frid and Dill, 2002). The result of a flight response
could range from brief, temporary exertion and displacement from the
area where the signal provokes flight to, in extreme cases, beaked
whale strandings (Cox et al., 2006; D'Amico et al., 2009). However, it
should be noted that response to a perceived predator does not
necessarily invoke flight (Ford and Reeves, 2008), and whether
individuals are solitary or in groups may influence the response.
Flight responses of marine mammals have been documented in response to
mobile high intensity active sonar (e.g., Tyack et al., 2011; DeRuiter
et al., 2013; Wensveen et al., 2019), and more severe responses have
been documented when sources are moving towards an animal or when they
are surprised by unpredictable exposures (Watkins 1986; Falcone et al.
2017). Generally speaking, however, marine mammals would be expected to
be less likely to respond with a flight response to either stationary
pile driving (which they can sense is stationary and predictable) or
significantly lower-level HRG surveys unless they are within the area
ensonified above behavioral harassment thresholds at the moment the
source is turned on (Watkins, 1986; Falcone et al., 2017). A flight
response may also be possible in response to UXO/MEC detonation.
However, detonations would be restricted to one per day and a maximum
of 10 over 5 years, thus, there would be limited opportunities for
flight response to be elicited as a result of detonation noise. The
proposed mitigation and monitoring would result in any animals being
far from the detonation location (i.e., the clearance zones vary by
hearing group and charge weight, but all zones are sized to ensure that
marine mammals are beyond the area where PTS could occur prior to
detonation) and any flight response would be spatially and temporally
limited.
Diving and Foraging
Changes in dive behavior in response to noise exposure can vary
widely. They may consist of increased or decreased dive times and
surface intervals as well
[[Page 53740]]
as changes in the rates of ascent and descent during a dive (e.g.,
Frankel and Clark, 2000; Costa et al., 2003; Ng and Leung, 2003;
Nowacek et al.; 2004; Goldbogen et al., 2013a, Goldbogen et al. 2013b).
Variations in dive behavior may reflect interruptions in biologically
significant activities (e.g., foraging) or they may be of little
biological significance. Variations in dive behavior may also expose an
animal to potentially harmful conditions (e.g., increasing the chance
of ship-strike) or may serve as an avoidance response that enhances
survivorship. The impact of a variation in diving resulting from an
acoustic exposure depends on what the animal is doing at the time of
the exposure, the type and magnitude of the response, and the context
within which the response occurs (e.g., the surrounding environmental
and anthropogenic circumstances).
Nowacek et al. (2004) reported disruptions of dive behaviors in
foraging North Atlantic right whales when exposed to an alerting
stimulus, an action, they noted, that could lead to an increased
likelihood of vessel strike. The alerting stimulus was in the form of
an 18 minute exposure that included three 2-minute signals played three
times sequentially. This stimulus was designed with the purpose of
providing signals distinct to background noise that serve as
localization cues. However, the whales did not respond to playbacks of
either right whale social sounds or vessel noise, highlighting the
importance of the sound characteristics in producing a behavioral
reaction. Although source levels for the proposed pile driving
activities may exceed the received level of the alerting stimulus
described by Nowacek et al. (2004), proposed mitigation strategies
(further described in the Proposed Mitigation section) will reduce the
severity of any response to proposed pile driving activities. Converse
to the behavior of North Atlantic right whales, Indo-Pacific humpback
dolphins have been observed to dive for longer periods of time in areas
where vessels were present and/or approaching (Ng and Leung, 2003). In
both of these studies, the influence of the sound exposure cannot be
decoupled from the physical presence of a surface vessel, thus
complicating interpretations of the relative contribution of each
stimulus to the response. Indeed, the presence of surface vessels,
their approach, and speed of approach seemed to be significant factors
in the response of the Indo-Pacific humpback dolphins (Ng and Leung,
2003). Low frequency signals of the Acoustic Thermometry of Ocean
Climate (ATOC) sound source were not found to affect dive times of
humpback whales in Hawaiian waters (Frankel and Clark, 2000) or to
overtly affect elephant seal dives (Costa et al., 2003). They did,
however, produce subtle effects that varied in direction and degree
among the individual seals, illustrating the equivocal nature of
behavioral effects and consequent difficulty in defining and predicting
them.
Disruption of feeding behavior can be difficult to correlate with
anthropogenic sound exposure, so it is usually inferred by observed
displacement from known foraging areas, the cessation of secondary
indicators of feeding (e.g., bubble nets or sediment plumes), or
changes in dive behavior. As for other types of behavioral response,
the frequency, duration, and temporal pattern of signal presentation as
well as differences in species sensitivity are likely contributing
factors to differences in response in any given circumstance (e.g.,
Croll et al., 2001; Nowacek et al.; 2004; Madsen et al., 2006; Yazvenko
et al., 2007; Southall et al., 2019b). An understanding of the
energetic requirements of the affected individuals and the relationship
between prey availability, foraging effort and success, and the life
history stage of the animal can facilitate the assessment of whether
foraging disruptions are likely to incur fitness consequences
(Goldbogen et al., 2013b; Farmer et al., 2018; Pirotta et al., 2018a;
Southall et al., 2019a; Pirotta et al., 2021).
Impacts on marine mammal foraging rates from noise exposure have
been documented, though there is little data regarding the impacts of
offshore turbine construction specifically. Several broader examples
follow, and it is reasonable to expect that exposure to noise produced
during the 5-years the proposed rule would be effective could have
similar impacts.
Visual tracking, passive acoustic monitoring, and movement
recording tags were used to quantify sperm whale behavior prior to,
during, and following exposure to airgun arrays at received levels in
the range 140-160 dB at distances of 7-13 km (4.3-8.1 mi), following a
phase-in of sound intensity and full array exposures at 1-13 km (0.6-
8.1 mi) (Madsen et al., 2006; Miller et al., 2009). Sperm whales did
not exhibit horizontal avoidance behavior at the surface. However,
foraging behavior may have been affected. The sperm whales exhibited 19
percent less vocal (buzz) rate during full exposure relative to post
exposure, and the whale that was approached most closely had an
extended resting period and did not resume foraging until the airguns
had ceased firing. The remaining whales continued to execute foraging
dives throughout exposure; however, swimming movements during foraging
dives were six percent lower during exposure than control periods
(Miller et al., 2009). Miller et al. (2009) noted that more data are
required to understand whether the differences were due to exposure or
natural variation in sperm whale behavior.
Balaenopterid whales exposed to moderate low-frequency signals
similar to the ATOC sound source demonstrated no variation in foraging
activity (Croll et al., 2001) whereas five out of six North Atlantic
right whales exposed to an acoustic alarm interrupted their foraging
dives (Nowacek et al., 2004). Although the received SPLs were similar
in the latter two studies, the frequency, duration, and temporal
pattern of signal presentation were different. These factors, as well
as differences in species sensitivity, are likely contributing factors
to the differential response. The source levels of both the proposed
construction and HRG activities exceed the source levels of the signals
described by Nowacek et al. (2004) and Croll et al. (2001), and noise
generated by SouthCoast's activities at least partially overlaps in
frequency with the described signals. Blue whales exposed to mid-
frequency sonar in the Southern California Bight were less likely to
produce low frequency calls usually associated with feeding behavior
(Melc[oacute]n et al., 2012). However, Melc[oacute]n et al. (2012) were
unable to determine if suppression of low-frequency calls reflected a
change in their feeding performance or abandonment of foraging behavior
and indicated that implications of the documented responses are
unknown. Further, it is not known whether the lower rates of calling
actually indicated a reduction in feeding behavior or social contact
since the study used data from remotely deployed, passive acoustic
monitoring buoys. Results from the 2010-2011 field season of a
behavioral response study in Southern California waters indicated that,
in some cases and at low received levels, tagged blue whales responded
to mid-frequency sonar but that those responses were mild and there was
a quick return to their baseline activity (Southall et al., 2011;
Southall et al., 2012b, Southall et al., 2019b).
Southall et al. (2011) found that blue whales had a different
response to sonar exposure depending on behavioral state, which was
more pronounced when whales were in deep feeding/travel modes than when
engaged in surface
[[Page 53741]]
feeding. Southall et al. (2023) conducted a controlled exposure
experiment (CEE) study similar to Southall et al. (2011), but focused
on fin whale behavioral responses to different sound sources including
mid-frequency active sonar (MFAS), and pseudorandom noise (PRN) signals
lacking tonal patterns but having frequency, duration, and source
levels similar to sonar. In general, fewer fin whales (33 percent)
displayed observable behavioral responses to similar noise stimuli
compared to blue whales (66 percent), and fin whale responses were less
dependent on the behavioral state of the whale at the time of exposure
and more closely associated with the received level (i.e., loudness) of
the signal. Similar to blue whales, some fin whales responded to the
sound exposure by lunge feeding and deep diving, particularly at higher
received levels, and returned to baseline behaviors (i.e., as observed
prior to sound exposure) relatively quickly following noise exposure.
Southall et al. (2023) found no evidence that noise exposure
compromised fin whale foraging success, in contrast with observations
of noise-exposed foraging blue whales by Friedlander et al. (2016). The
baseline acoustic environment appeared to influence the degree of fin
whale behavioral responses. The five fin whales that did present
observable behavioral responses did so to a greater extent when exposed
to PRN than MFAS. Southall et al. (2023) conducted the CEE in fin whale
habitat that overlaps with an area in southern California frequently
used for military sonar training exercises, thus, whales may be more
familiar with sonar signals than PRN, a novel stimulus. The
observations by Southall et al. (2023) underscore the importance of
considering an animal's exposure history when evaluating behavioral
responses to particular noise stimuli.
Foraging strategies may impact foraging efficiency, such as by
reducing foraging effort and increasing success in prey detection and
capture, in turn promoting fitness and allowing individuals to better
compensate for foraging disruptions. Surface feeding blue whales did
not show a change in behavior in response to mid-frequency simulated
and real sonar sources with received levels between 90 and 179 dB re 1
mPa, but deep feeding and non-feeding whales showed temporary reactions
including cessation of feeding, reduced initiation of deep foraging
dives, generalized avoidance responses, and changes to dive behavior
(DeRuiter et al., 2017; Goldbogen et al.; 2013b; Sivle et al., 2015).
Goldbogen et al. (2013b) indicate that disruption of feeding and
displacement could impact individual fitness and health. However, for
this to be true, we would have to assume that an individual whale could
not compensate for this lost feeding opportunity by either immediately
feeding at another location, by feeding shortly after cessation of
acoustic exposure, or by feeding at a later time. Here, there is no
indication that individual fitness and health would be impacted,
particularly since unconsumed prey would likely still be available in
the environment in most cases following the cessation of acoustic
exposure. Seasonal restrictions on pile driving and UXO/MEC detonations
would limit temporal and spatial co-occurrence of these activities and
foraging North Atlantic right whales (and other marine mammal species)
in southern New England, thereby minimizing disturbance during times of
year when prey are most abundant.
Similarly, while the rates of foraging lunges decrease in humpback
whales due to sonar exposure, there was variability in the response
across individuals with one animal ceasing to forage completely and
another animal starting to forage during the exposure (Sivle et al.,
2016). In addition, almost half of the animals that demonstrated
avoidance were foraging before the exposure but the others were not;
the animals that avoided while not feeding responded at a slightly
lower received level and greater distance than those that were feeding
(Wensveen et al., 2017). These findings indicate the behavioral state
of the animal and foraging strategies play a role in the type and
severity of a behavioral response.
Vocalizations and Auditory Masking
Marine mammals vocalize for different purposes and across multiple
modes, such as whistling, production of echolocation clicks, calling,
and singing. Changes in vocalization behavior in response to
anthropogenic noise can occur for any of these modes and may result
directly from increased vigilance or a startle response, or from a need
to compete with an increase in background noise (see Erbe et al.
(2016)'s review on communication masking), the latter of which is
described more below.
For example, in the presence of potentially masking signals,
humpback whales and killer whales have been observed to increase the
length of their songs (Miller et al., 2000; Fristrup et al., 2003;
Foote et al., 2004) and blue whales increased song production (Di Iorio
and Clark, 2009) while North Atlantic right whales have been observed
to shift the frequency content of their calls upward while reducing the
rate of calling in areas of increased anthropogenic noise (Parks et
al., 2007). In some cases, animals may cease or reduce sound production
during production of aversive signals (Bowles et al., 1994; Thode et
al., 2020; Cerchio et al., (2014); McDonald et al., 1995. Blackwell et
al. (2015) showed that whales increased calling rates as soon as airgun
signals were detectable before ultimately decreasing calling rates at
higher received levels.
Sound can disrupt behavior through masking or interfering with an
animal's ability to detect, recognize, or discriminate between acoustic
signals of interest (e.g., those used for intraspecific communication
and social interactions, prey detection, predator avoidance, or
navigation) (Richardson et al., 1995; Erbe and Farmer, 2000; Tyack,
2000; Erbe et al., 2016). Masking occurs when the receipt of a sound is
interfered with by another coincident sound at similar frequencies and
at similar or higher intensity and may occur whether the sound is
natural (e.g., snapping shrimp, wind, waves, precipitation) or
anthropogenic (e.g., shipping, sonar, seismic exploration) in origin.
The ability of a noise source to mask biologically important sounds
depends on the characteristics of both the noise source and the signal
of interest (e.g., signal-to-noise ratio, temporal variability,
direction) in relation to each other and to an animal's hearing
abilities (e.g., sensitivity, frequency range, critical ratios,
frequency discrimination, directional discrimination, age, or TTS
hearing loss), and existing ambient noise and propagation conditions.
Masking these acoustic signals can disturb the behavior of
individual animals, groups of animals, or entire populations. Masking
can lead to behavioral changes, including vocal changes (e.g., Lombard
effect, increasing amplitude, or changing frequency), cessation of
foraging or lost foraging opportunities, and leaving an area, to both
signalers and receivers in an attempt to compensate for noise levels
(Erbe et al., 2016) or because sounds that would typically have
triggered a behavior were not detected. In humans, significant masking
of tonal signals occurs as a result of exposure to noise in a narrow
band of similar frequencies. As the sound level increases, though, the
detection of frequencies above those of the masking stimulus decreases
also. This principle is expected to apply to marine mammals as well
because of common biomechanical cochlear properties across taxa.
Therefore, when the coincident (masking) sound is man-
[[Page 53742]]
made, it may be considered harassment when disrupting behavioral
patterns. It is important to distinguish TTS and PTS, which persist
after the sound exposure, from masking, which only occurs during the
sound exposure. Because masking (without resulting in threshold shift)
is not associated with abnormal physiological function, it is not
considered a physiological effect, but rather a potential behavioral
effect.
The frequency range of the potentially masking sound is important
in determining any potential behavioral impacts. For example, low-
frequency signals may have less effect on high-frequency echolocation
sounds produced by odontocetes but are more likely to affect detection
of mysticete communication calls and other potentially important
natural sounds such as those produced by surf and some prey species.
The masking of communication signals by anthropogenic noise may be
considered as a reduction in the communication space of animals (e.g.,
Clark et al., 2009; Matthews et al., 2017) and may result in energetic
or other costs as animals change their vocalization behavior (e.g.,
Miller et al., 2000; Foote et al., 2004; Parks et al., 2007; Di Iorio
and Clark, 2009; Holt et al., 2009). Masking can be reduced in
situations where the signal and noise come from different directions
(Richardson et al., 1995), through amplitude modulation of the signal,
or through other compensatory behaviors (Houser and Moore, 2014).
Masking can be tested directly in captive species (e.g., Erbe, 2008),
but in wild populations it must be either modeled or inferred from
evidence of masking compensation. There are few studies addressing
real-world masking sounds likely to be experienced by marine mammals in
the wild (e.g., Branstetter et al., 2013; Cholewiak et al., 2018).
The echolocation calls of toothed whales are subject to masking by
high-frequency sound. Human data indicate low-frequency sound can mask
high-frequency sounds (i.e., upward masking). Studies on captive
odontocetes by Au et al. (1974, 1985, 1993) indicate that some species
may use various processes to reduce masking effects (e.g., adjustments
in echolocation call intensity or frequency as a function of background
noise conditions). There is also evidence that the directional hearing
abilities of odontocetes are useful in reducing masking at the high-
frequencies these cetaceans use to echolocate but not at the low-to-
moderate frequencies they use to communicate (Zaitseva et al., 1980). A
study by Nachtigall and Supin (2008) showed that false killer whales
adjust their hearing to compensate for ambient sounds and the intensity
of returning echolocation signals.
Impacts on signal detection, measured by masked detection
thresholds, are not the only important factors to address when
considering the potential effects of masking. As marine mammals use
sound to recognize conspecifics, prey, predators, or other biologically
significant sources (Branstetter et al., 2016), it is also important to
understand the impacts of masked recognition thresholds (often called
``informational masking''). Branstetter et al. (2016) measured masked
recognition thresholds for whistle-like sounds of bottlenose dolphins
and observed that they are approximately 4 dB above detection
thresholds (energetic masking) for the same signals. Reduced ability to
recognize a conspecific call or the acoustic signature of a predator
could have severe negative impacts. Branstetter et al. (2016) observed
that if ``quality communication'' is set at 90 percent recognition the
output of communication space models (which are based on 50 percent
detection) would likely result in a significant decrease in
communication range.
As marine mammals use sound to recognize predators (Allen et al.,
2014; Cummings and Thompson, 1971; Cur[eacute] et al., 2015; Fish and
Vania, 1971), the presence of masking noise may also prevent marine
mammals from responding to acoustic cues produced by their predators,
particularly if it occurs in the same frequency band. For example,
harbor seals that reside in the coastal waters off British Columbia are
frequently targeted by mammal-eating killer whales. The seals
acoustically discriminate between the calls of mammal-eating and fish-
eating killer whales (Deecke et al., 2002), a capability that should
increase survivorship while reducing the energy required to attend to
all killer whale calls. Similarly, sperm whales (Cur[eacute] et al.,
2016; Isojunno et al., 2016), long-finned pilot whales (Visser et al.,
2016), and humpback whales (Cur[eacute] et al., 2015) changed their
behavior in response to killer whale vocalization playbacks; these
findings indicate that some recognition of predator cues could be
missed if the killer whale vocalizations were masked. The potential
effects of masked predator acoustic cues depends on the duration of the
masking noise and the likelihood of a marine mammal encountering a
predator during the time that detection and recognition of predator
cues are impeded.
Redundancy and context can also facilitate detection of weak
signals. These phenomena may help marine mammals detect weak sounds in
the presence of natural or manmade noise. Most masking studies in
marine mammals present the test signal and the masking noise from the
same direction. The dominant background noise may be highly directional
if it comes from a particular anthropogenic source such as a ship or
industrial site. Directional hearing may significantly reduce the
masking effects of these sounds by improving the effective signal-to-
noise ratio.
Masking affects both senders and receivers of acoustic signals and,
at higher levels and longer duration, can potentially have long-term
chronic effects on marine mammals at the population level as well as at
the individual level. Low-frequency ambient sound levels have increased
by as much as 20 dB (more than three times in terms of SPL) in the
world's ocean from pre-industrial periods, with most of the increase
from distant commercial shipping (Hildebrand, 2009; Cholewiak et al.,
2018). All anthropogenic sound sources, but especially chronic and
lower-frequency signals (e.g., from commercial vessel traffic),
contribute to elevated ambient sound levels, thus intensifying masking.
In addition to making it more difficult for animals to perceive and
recognize acoustic cues in their environment, anthropogenic sound
presents separate challenges for animals that are vocalizing. When they
vocalize, animals are aware of environmental conditions that affect the
``active space'' (or communication space) of their vocalizations, which
is the maximum area within which their vocalizations can be detected
before it drops to the level of ambient noise (Brenowitz, 2004; Brumm
et al., 2004; Lohr et al., 2003). Animals are also aware of
environmental conditions that affect whether listeners can discriminate
and recognize their vocalizations from other sounds, which is more
important than simply detecting that a vocalization is occurring
(Brenowitz, 1982; Brumm et al., 2004; Dooling, 2004; Marten and Marler,
1977; Patricelli and Blickley, 2006). Most species that vocalize have
evolved with an ability to make adjustments to their vocalizations to
increase the signal-to-noise ratio, active space, and recognizability/
distinguishability of their vocalizations in the face of temporary
changes in background noise (Brumm et al., 2004; Patricelli and
Blickley, 2006). Vocalizing animals can make adjustments to
vocalization characteristics such as the frequency structure,
amplitude, temporal
[[Page 53743]]
structure, and temporal delivery (repetition rate), or ceasing to
vocalize.
Many animals will combine several of these strategies to compensate
for high levels of background noise. Anthropogenic sounds that reduce
the signal-to-noise ratio of animal vocalizations, increase the masked
auditory thresholds of animals listening for such vocalizations, or
reduce the active space of an animal's vocalizations impair
communication between animals. Most animals that vocalize have evolved
strategies to compensate for the effects of short-term or temporary
increases in background or ambient noise on their songs or calls.
Although the fitness consequences of these vocal adjustments are not
directly known in all instances, like most other trade-offs animals
must make, some of these strategies likely come at a cost (Patricelli
and Blickley, 2006; Noren et al., 2017; Noren et al., 2020). Shifting
songs and calls to higher frequencies may also impose energetic costs
(Lambrechts, 1996).
Marine mammals are also known to make vocal changes in response to
anthropogenic noise. In cetaceans, vocalization changes have been
reported from exposure to anthropogenic noise sources such as sonar,
vessel noise, and seismic surveying (see the following for examples:
Gordon et al., 2003; Di Iorio and Clark, 2009; Hatch et al., 2012; Holt
et al., 2009; Holt et al., 2011; Lesage et al., 1999; McDonald et al.,
2009; Parks et al., 2007; Risch et al., 2012; Rolland et al., 2012), as
well as changes in the natural acoustic environment (Dunlop et al.,
2014). Vocal changes can be temporary or persistent. For example, model
simulation suggests that the increase in starting frequency for the
North Atlantic right whale upcall over the last 50 years resulted in
increased detection ranges between right whales. The frequency shift,
coupled with an increase in call intensity by 20 dB, led to a call
detectability range of less than 3 km (1.9 mi) to over 9 km (5.6 mi)
(Tennessen and Parks, 2016). Holt et al. (2009) measured killer whale
call source levels and background noise levels in the 1 to 40 kHz band
and reported that the whales increased their call source levels by 1 dB
SPL for every one dB SPL increase in background noise level. Similarly,
another study on St. Lawrence River belugas reported a similar rate of
increase in vocalization activity in response to passing vessels
(Scheifele et al., 2005). Di Iorio and Clark (2009) showed that blue
whale calling rates vary in association with seismic sparker survey
activity, with whales calling more on days with surveys than on days
without surveys. They suggested that the whales called more during
seismic survey periods as a way to compensate for the elevated noise
conditions.
In some cases, these vocal changes may have fitness consequences,
such as an increase in metabolic rates and oxygen consumption, as
observed in bottlenose dolphins when increasing their call amplitude
(Holt et al., 2015). A switch from vocal communication to physical,
surface-generated sounds, such as pectoral fin slapping or breaching,
was observed for humpback whales in the presence of increasing natural
background noise levels indicating that adaptations to masking may also
move beyond vocal modifications (Dunlop et al., 2010).
While these changes all represent possible tactics by the sound-
producing animal to reduce the impact of masking, the receiving animal
can also reduce masking by using active listening strategies such as
orienting to the sound source, moving to a quieter location, or
reducing self-noise from hydrodynamic flow by remaining still. The
temporal structure of noise (e.g., amplitude modulation) may also
provide a considerable release from masking through comodulation
masking release (a reduction of masking that occurs when broadband
noise, with a frequency spectrum wider than an animal's auditory filter
bandwidth at the frequency of interest, is amplitude modulated)
(Branstetter and Finneran, 2008; Branstetter et al., 2013). Signal type
(e.g., whistles, burst-pulse, sonar clicks) and spectral
characteristics (e.g., frequency modulated with harmonics) may further
influence masked detection thresholds (Branstetter et al., 2016;
Cunningham et al., 2014).
Masking is more likely to occur in the presence of broadband,
relatively continuous noise sources such as vessels. Several studies
have shown decreases in marine mammal communication space and changes
in behavior as a result of the presence of vessel noise. For example,
right whales were observed to shift the frequency content of their
calls upward while reducing the rate of calling in areas of increased
anthropogenic noise (Parks et al., 2007) as well as increasing the
amplitude (intensity) of their calls (Parks, 2009; Parks et al., 2011).
Clark et al. (2009) observed that right whales' communication space
decreased by up to 84 percent in the presence of vessels. Cholewiak et
al. (2018) also observed loss in communication space in Stellwagen
National Marine Sanctuary for North Atlantic right whales, fin whales,
and humpback whales with increased ambient noise and shipping noise.
Although humpback whales off Australia did not change the frequency or
duration of their vocalizations in the presence of vessel noise, source
levels were lower than expected compared to observed source level
changes with increased wind noise, potentially indicating some signal
masking (Dunlop, 2016). Multiple delphinid species have also been shown
to increase the minimum or maximum frequencies of their whistles in the
presence of anthropogenic noise and reduced communication space (for
examples see: Holt et al., 2009; Holt et al., 2011; Gervaise et al.,
2012; Williams et al., 2013; Hermannsen et al., 2014; Papale et al.,
2015; Liu et al., 2017). While masking impacts are not a concern from
lower intensity, higher frequency HRG surveys, some degree of masking
would be expected in the vicinity of turbine pile driving (e.g., during
vibratory pile driving, a continuous acoustic source) and concentrated
support vessel operation. However, pile driving is an intermittent
sound and would not be continuous throughout the day.
Habituation and Sensitization
Habituation can occur when an animal's response to a stimulus wanes
with repeated exposure, usually in the absence of unpleasant associated
events (Wartzok et al., 2003). Animals are most likely to habituate to
sounds that are predictable and unvarying. It is important to note that
habituation is appropriately considered as a ``progressive reduction in
response to stimuli that are perceived as neither aversive nor
beneficial,'' rather than as, more generally, moderation in response to
human disturbance having a neutral or positive outcome (Bejder et al.,
2009). The opposite process is sensitization, when an unpleasant
experience leads to subsequent responses, often in the form of
avoidance, at a lower level of exposure. Both habituation and
sensitization require an ongoing learning process. As noted, behavioral
state may affect the type of response. For example, animals that are
resting may show greater behavioral change in response to disturbing
sound levels than animals that are highly motivated to remain in an
area for feeding (Richardson et al., 1995; U.S. National Research
Council (NRC), 2003; Wartzok et al., 2003; Southall et al., 2019b).
Controlled experiments with captive marine mammals have shown
pronounced behavioral reactions, including avoidance of loud sound
sources (e.g., Ridgway et al., 1997; Finneran et al., 2003; Houser et
al. (2013a); Houser et al., 2013b; Kastelein
[[Page 53744]]
et al., 2018). Observed responses of wild marine mammals to loud
impulsive sound sources (typically airguns or acoustic harassment
devices) have been varied but often consist of avoidance behavior or
other behavioral changes suggesting discomfort (Morton and Symonds,
2002; see also Richardson et al., 1995; Nowacek et al., 2007; Tougaard
et al., 2009; Brandt et al., 2011, Brandt et al., 2012, D[auml]hne et
al., 2013; Brandt et al., 2014; Russell et al., 2016; Brandt et al.,
2018).
Stone (2015) reported data from at-sea observations during 1,196
airgun surveys from 1994 to 2010. When large arrays of airguns
(considered to be 500 in 3 or more) were firing, lateral displacement,
more localized avoidance, or other changes in behavior were evident for
most odontocetes. However, significant responses to large arrays were
found only for the minke whale and fin whale. Behavioral responses
observed included changes in swimming or surfacing behavior with
indications that cetaceans remained near the water surface at these
times. Behavioral observations of gray whales during an airgun survey
monitored whale movements and respirations pre-, during-, and post-
seismic survey (Gailey et al., 2016). Behavioral state and water depth
were the best `natural' predictors of whale movements and respiration
and after considering natural variation, none of the response variables
were significantly associated with survey or vessel sounds. Many
delphinids approach low-frequency airgun source vessels with no
apparent discomfort or obvious behavioral change (e.g., Barkaszi et
al., 2012), indicating the importance of frequency output in relation
to the species' hearing sensitivity.
Physiological Responses
An animal's perception of a threat may be sufficient to trigger
stress responses consisting of some combination of behavioral
responses, autonomic nervous system responses, neuroendocrine
responses, or immune responses (e.g., Seyle, 1950; Moberg and Mench,
2000). In many cases, an animal's first and sometimes most economical
(in terms of energetic costs) response is behavioral avoidance of the
potential stressor. Autonomic nervous system responses to stress
typically involve changes in heart rate, blood pressure, and
gastrointestinal activity. These responses have a relatively short
duration and may or may not have a significant long-term effect on an
animal's fitness.
Neuroendocrine stress responses often involve the hypothalamus-
pituitary-adrenal system. Virtually all neuroendocrine functions that
are affected by stress--including immune competence, reproduction,
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been
implicated in failed reproduction, altered metabolism, reduced immune
competence, and behavioral disturbance (e.g., Moberg, 1987; Blecha,
2000). Increases in the circulation of glucocorticoids are also equated
with stress (Romano et al., 2004).
The primary distinction between stress (which is adaptive and does
not normally place an animal at risk) and ``distress'' is the cost of
the response. During a stress response, an animal uses glycogen stores
that can be quickly replenished once the stress is alleviated. In such
circumstances, the cost of the stress response would not pose serious
fitness consequences. However, when an animal does not have sufficient
energy reserves to satisfy the energetic costs of a stress response,
energy resources must be diverted from other functions. This state of
distress will last until the animal replenishes its energetic reserves
sufficiently to restore normal function.
Relationships between these physiological mechanisms, animal
behavior, and the costs of stress responses are well studied through
controlled experiments and for both laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al., 1998; Jessop et al., 2003;
Krausman et al., 2004; Lankford et al., 2005). Stress responses due to
exposure to anthropogenic sounds or other stressors and their effects
on marine mammals have also been reviewed (Fair and Becker, 2000;
Romano et al., 2002b) and, more rarely, studied in wild populations
(e.g., Lusseau and Bejder, 2007; Romano et al., 2002a; Rolland et al.,
2012). For example, Rolland et al. (2012) found that noise reduction
from reduced ship traffic in the Bay of Fundy was associated with
decreased stress in North Atlantic right whales.
These and other studies lead to a reasonable expectation that some
marine mammals will experience physiological stress responses upon
exposure to acoustic stressors and that it is possible that some of
these would be classified as ``distress.'' In addition, any animal
experiencing TTS would likely also experience stress responses (NRC,
2003, 2017). Respiration naturally varies with different behaviors and
variations in respiration rate as a function of acoustic exposure can
be expected to co-occur with other behavioral reactions, such as a
flight response or an alteration in diving. However, respiration rates
in and of themselves may be representative of annoyance or an acute
stress response. Mean exhalation rates of gray whales at rest and while
diving were found to be unaffected by seismic surveys conducted
adjacent to the whale feeding grounds (Gailey et al., 2007). Studies
with captive harbor porpoises show increased respiration rates upon
introduction of acoustic alarms (Kastelein et al., 2001; Kastelein et
al., 2006a) and emissions for underwater data transmission (Kastelein
et al., 2005). However, exposure of the same acoustic alarm to a
striped dolphin under the same conditions did not elicit a response
(Kastelein et al., 2006a), again highlighting the importance in
understanding species differences in the tolerance of underwater noise
when determining the potential for impacts resulting from anthropogenic
sound exposure.
Stranding
The definition for a stranding under title IV of the MMPA is that
(A) a marine mammal is dead and is (i) on a beach or shore of the
United States; or (ii) in waters under the jurisdiction of the United
States (including any navigable waters); or (B) a marine mammal is
alive and is (i) on a beach or shore of the United States and is unable
to return to the water; (ii) on a beach or shore of the United States
and, although able to return to the water, is in need of apparent
medical attention; or (iii) in the waters under the jurisdiction of the
United States (including any navigable waters), but is unable to return
to its natural habitat under its own power or without assistance (16
U.S.C. 1421h).
Marine mammal strandings have been linked to a variety of causes,
such as illness from exposure to infectious agents, biotoxins, or
parasites; starvation; unusual oceanographic or weather events; or
anthropogenic causes including fishery interaction, vessel strike,
entrainment, entrapment, sound exposure, or combinations of these
stressors sustained concurrently or in series. There have been multiple
events worldwide in which marine mammals (primarily beaked whales, or
other deep divers) have stranded coincident with relatively nearby
activities utilizing loud sound sources (primarily military training
events), and five in which mid-frequency active sonar has been more
definitively determined to have been a contributing factor.
There are multiple theories regarding the specific mechanisms
responsible for marine mammal strandings caused by exposure to loud
sounds. One primary
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theme is the behaviorally mediated responses of deep-diving species
(odontocetes), in which their startled response to an acoustic
disturbance (1) affects ascent or descent rates, the time they stay at
depth or the surface, or other regular dive patterns that are used to
physiologically manage gas formation and absorption within their
bodies, such that the formation or growth of gas bubbles damages
tissues or causes other injury, or (2) results in their flight to
shallow areas, enclosed bays, or other areas considered ``out of
habitat,'' in which they become disoriented and physiologically
compromised. For more information on marine mammal stranding events and
potential causes, please see the Mortality and Stranding section of
NMFS Proposed Incidental Take Regulations for the Navy's Training and
Testing Activities in the Hawaii-Southern California Training and
Testing Study Area (50 CFR part 218, Volume 83, No. 123, June 26,
2018).
The construction activities proposed by SouthCoast (e.g., pile
driving) do not inherently have the potential to result in marine
mammal strandings. While vessel strikes could kill or injure a marine
mammal (which may eventually strand), the required mitigation measures
would reduce the potential for take from these activities to de minimus
levels (see Proposed Mitigation section for more details). As described
above, no mortality or serious injury is anticipated or proposed for
authorization from any specified activities.
Of the strandings documented to date worldwide, NMFS is not aware
of any being attributed to pile driving or the types of HRG equipment
proposed for use during SouthCoast's surveys. Recently, there has been
heightened interest in HRG surveys relative to recent marine mammals
strandings along the U.S. East Coast. HRG surveys involve the use of
certain sources to image the ocean bottom, which are very different
from seismic airguns used in oil and gas surveys or tactical military
sonar, in that they produce much smaller impact zones. Marine mammals
may respond to exposure to these sources by, for example, avoiding the
immediate area, which is why offshore wind developers have
authorization to allow for Level B (behavioral) harassment, including
SouthCoast. However, because of the combination of lower source levels,
higher frequency, narrower beam-width (for some sources), and other
factors, the area within which a marine mammal might be expected to be
behaviorally disturbed by HRG sources is much smaller (by orders of
magnitude) than the impact areas for seismic airguns or the military
sonar with which a small number of marine mammal have been causally
associated. Specifically, estimated harassment zones for HRG surveys
are typically less than 200 m (656.2 ft) (such as those associated with
the project), while zones for military mid-frequency active sonar or
seismic airgun surveys typically extend for several kilometers ranging
up to 10s of kilometers. Further, because of this much smaller
ensonified area, any marine mammal exposure to HRG sources is
reasonably expected to be at significantly lower levels and shorter
duration (associated with less severe responses), and there is no
evidence suggesting, or reason to speculate, that marine mammals
exposed to HRG survey noise are likely to be injured, much less strand,
as a result. Last, all but one of the small number of marine mammal
stranding events that have been causally associated with exposure to
loud sound sources have been deep-diving toothed whale species (not
mysticetes), which are known to respond differently to loud sounds.
NMFS has performed a thorough review of a report submitted by Rand
(2023) that includes measurements of the Geo-Marine Geo-Source 400
sparker and suggests that NMFS is assuming lower source and received
levels than is appropriate in its assessments of HRG impacts. NMFS has
determined that the values in this proposed rule are appropriate, based
on the model methodology (i.e., the assumed source level propagated
using spherical spreading) here predicting a peak level 3 dB louder
than the maximum measured peak level at the closest measurement range
in Rand (2023).
Also of note, in an assessment of monitoring reports for HRG
surveys received from 2021 through 2023, as compared to the takes of
marine mammals authorized, an average of fewer than 15 percent have
been detected within harassment zones, with no more than 27 percent for
any species (common dolphins) and 20 percent or less for all other
species. The most common behavioral change observed while the HRG sound
source was active was ``change direction'' (i.e. a potential behavioral
reaction) though detections of ``no behavioral change'' occurred at
least twice as many times as ``change direction.''
Potential Effects of Disturbance on Marine Mammal Fitness
The different ways that marine mammals respond to sound are
sometimes indicators of the ultimate effect that exposure to a given
stimulus will have on the well-being (survival, reproduction, etc.) of
an animal. There is numerous data relating the exposure of terrestrial
mammals from sound to effects on reproduction or survival, and data for
marine mammals continues to accumulate. Several authors have reported
that disturbance stimuli may cause animals to abandon nesting and
foraging sites (Sutherland and Crockford, 1993); may cause animals to
increase their activity levels and suffer premature deaths or reduced
reproductive success when their energy expenditures exceed their energy
budgets (Daan et al., 1996; Feare, 1976; Mullner et al., 2004); or may
cause animals to experience higher predation rates when they adopt
risk-prone foraging or migratory strategies (Frid and Dill, 2002). Each
of these studies addressed the consequences of animals shifting from
one behavioral state (e.g., resting or foraging) to another behavioral
state (e.g., avoidance or escape behavior) because of human disturbance
or disturbance stimuli.
Attention is the cognitive process of selectively concentrating on
one aspect of an animal's environment while ignoring other things
(Posner, 1994). Because animals (including humans) have limited
cognitive resources, there is a limit to how much sensory information
they can process at any time. The phenomenon called ``attentional
capture'' occurs when a stimulus (usually a stimulus that an animal is
not concentrating on or attending to) ``captures'' an animal's
attention. This shift in attention can occur consciously or
subconsciously (for example, when an animal hears sounds that it
associates with the approach of a predator) and the shift in attention
can be sudden (Dukas, 2002; van Rij, 2007). Once a stimulus has
captured an animal's attention, the animal can respond by ignoring the
stimulus, assuming a ``watch and wait'' posture, or treat the stimulus
as a disturbance and respond accordingly, which includes scanning for
the source of the stimulus or ``vigilance'' (Cowlishaw et al., 2004).
Vigilance is an adaptive behavior that helps animals determine the
presence or absence of predators, assess their distance from
conspecifics, or to attend cues from prey (Bednekoff and Lima, 1998;
Treves, 2000). Despite those benefits, however, vigilance has a cost of
time; when animals focus their attention on specific environmental
cues, they are not attending to other activities such as foraging or
resting. These effects have generally not been demonstrated for marine
mammals, but
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studies involving fish and terrestrial animals have shown that
increased vigilance may substantially reduce feeding rates (Saino,
1994; Beauchamp and Livoreil, 1997; Fritz et al., 2002; Purser and
Radford, 2011). Animals will spend more time being vigilant, which may
translate to less time foraging or resting, when disturbance stimuli
approach them more directly, remain at closer distances, have a greater
group size (e.g., multiple surface vessels), or when they co-occur with
times that an animal perceives increased risk (e.g., when they are
giving birth or accompanied by a calf).
The primary mechanism by which increased vigilance and disturbance
appear to affect the fitness of individual animals is by disrupting an
animal's time budget and, as a result, reducing the time they might
spend foraging and resting (which increases an animal's activity rate
and energy demand while decreasing their caloric intake/energy). In a
study of northern resident killer whales off Vancouver Island, exposure
to boat traffic was shown to reduce foraging opportunities and increase
traveling time (Holt et al., 2021). A simple bioenergetics model was
applied to show that the reduced foraging opportunities equated to a
decreased energy intake of 18 percent while the increased traveling
incurred an increased energy output of 3-4 percent, which suggests that
a management action based on avoiding interference with foraging might
be particularly effective.
On a related note, many animals perform vital functions, such as
feeding, resting, traveling, and socializing, on a diel cycle (24-hr
cycle). Behavioral reactions to noise exposure (such as disruption of
critical life functions, displacement, or avoidance of important
habitat) are more likely to be significant for fitness if they last
more than one diel cycle or recur on subsequent days (Southall et al.,
2007). Consequently, a behavioral response lasting less than one day
and not recurring on subsequent days is not considered particularly
severe unless it could directly affect reproduction or survival
(Southall et al., 2007). It is important to note the difference between
behavioral reactions lasting or recurring over multiple days and
anthropogenic activities lasting or recurring over multiple days. For
example, just because certain activities last for multiple days does
not necessarily mean that individual animals will be either exposed to
those activity-related stressors (i.e., pile driving) for multiple days
or further exposed in a manner that would result in sustained multi-day
substantive behavioral responses. However, special attention is
warranted where longer-duration activities overlay areas in which
animals are known to congregate for longer durations for biologically
important behaviors.
There are few studies that directly illustrate the impacts of
disturbance on marine mammal populations. Lusseau and Bejder (2007)
present data from three long-term studies illustrating the connections
between disturbance from whale-watching boats and population-level
effects in cetaceans. In Shark Bay, Australia, the abundance of
bottlenose dolphins was compared within adjacent control and tourism
sites over three consecutive 4.5-year periods of increasing tourism
levels. Between the second and third time periods, in which tourism
doubled, dolphin abundance decreased by 15 percent in the tourism area
and did not change significantly in the control area. In Fiordland, New
Zealand, two populations (Milford and Doubtful Sounds) of bottlenose
dolphins with tourism levels that differed by a factor of seven were
observed and significant increases in traveling time and decreases in
resting time were documented for both. Consistent short-term avoidance
strategies were observed in response to tour boats until a threshold of
disturbance was reached (average 68 minutes between interactions),
after which the response switched to a longer-term habitat displacement
strategy. For one population, tourism only occurred in a part of the
home range. However, tourism occurred throughout the home range of the
Doubtful Sound population and once boat traffic increased beyond the
68-minute threshold (resulting in abandonment of their home range/
preferred habitat), reproductive success drastically decreased
(increased stillbirths) and abundance decreased significantly (from 67
to 56 individuals in a short period).
In order to understand how the effects of activities may or may not
impact species and stocks of marine mammals, it is necessary to
understand not only what the likely disturbances are going to be but
how those disturbances may affect the reproductive success and
survivorship of individuals and then how those impacts to individuals
translate to population-level effects. Following on the earlier work of
a committee of the U.S. National Research Council (NRC, 2005); New et
al. (2014), in an effort termed the Potential Consequences of
Disturbance (PCoD), outline an updated conceptual model of the
relationships linking disturbance to changes in behavior and
physiology, health, vital rates, and population dynamics. This
framework is a four-step process progressing from changes in individual
behavior and/or physiology, to changes in individual health, then vital
rates, and finally to population-level effects. In this framework,
behavioral and physiological changes can have direct (acute) effects on
vital rates, such as when changes in habitat use or increased stress
levels raise the probability of mother-calf separation or predation;
indirect and long-term (chronic) effects on vital rates, such as when
changes in time/energy budgets or increased disease susceptibility
affect health, which then affects vital rates; or no effect to vital
rates (New et al., 2014).
Since the PCoD general framework was outlined and the relevant
supporting literature compiled, multiple studies developing state-space
energetic models for species with extensive long-term monitoring (e.g.,
southern elephant seals, North Atlantic right whales, Ziphiidae beaked
whales, and bottlenose dolphins) have been conducted and can be used to
effectively forecast longer-term population-level impacts from
behavioral changes. While these are very specific models with very
specific data requirements that cannot yet be applied broadly to
project-specific risk assessments for the majority of species, they are
a critical first step towards being able to quantify the likelihood of
a population level effect. Since New et al. (2014), several
publications have described models developed to examine the long-term
effects of environmental or anthropogenic disturbance of foraging on
various life stages of selected species (e.g., sperm whale, Farmer et
al. (2018); California sea lion, McHuron et al. (2018); blue whale,
Pirotta et al. (2018a); humpback whale, Dunlop et al. (2021)). These
models continue to add to refinement of the approaches to the PCoD
framework. Such models also help identify what data inputs require
further investigation. Pirotta et al. (2018b) provides a review of the
PCoD framework with details on each step of the process and approaches
to applying real data or simulations to achieve each step.
Despite its simplicity, there are few complete PCoD models
available for any marine mammal species due to a lack of data available
to parameterize many of the steps. To date, no PCoD model has been
fully parameterized with empirical data (Pirotta et al., 2018a) due to
the fact they are data intensive and logistically challenging to
complete. Therefore, most complete PCoD models include simulations,
theoretical modeling, and expert opinion to move through the steps. For
example, PCoD models have
[[Page 53747]]
been developed to evaluate the effect of wind farm construction on the
North Sea harbor porpoise populations (e.g., King et al., 2015; Nabe-
Nielsen et al., 2018). These models include a mix of empirical data,
expert elicitation (King et al., 2015) and simulations of animals'
movements, energetics, and/or survival (New et al., 2014; Nabe-Nielsen
et al., 2018).
PCoD models may also be approached in different manners. Dunlop et
al. (2021) modeled migrating humpback whale mother-calf pairs in
response to seismic surveys using both a forwards and backwards
approach. While a typical forwards approach can determine if a stressor
would have population-level consequences, Dunlop et al. demonstrated
that working backwards through a PCoD model can be used to assess the
``worst case'' scenario for an interaction of a target species and
stressor. This method may be useful for future management goals when
appropriate data becomes available to fully support the model. In
another example, harbor porpoise PCoD model investigating the impact of
seismic surveys on harbor porpoise included an investigation on
underlying drivers of vulnerability. Harbor porpoise movement and
foraging were modeled for baseline periods and then for periods with
seismic surveys as well; the models demonstrated that temporal (i.e.,
seasonal) variation in individual energetics and their link to costs
associated with disturbances was key in predicting population impacts
(Gallagher et al., 2021).
Behavioral change, such as disturbance manifesting in lost foraging
time, in response to anthropogenic activities is often assumed to
indicate a biologically significant effect on a population of concern.
However, as described above, individuals may be able to compensate for
some types and degrees of shifts in behavior, preserving their health
and thus their vital rates and population dynamics. For example, New et
al. (2013) developed a model simulating the complex social, spatial,
behavioral and motivational interactions of coastal bottlenose dolphins
in the Moray Firth, Scotland, to assess the biological significance of
increased rate of behavioral disruptions caused by vessel traffic.
Despite a modeled scenario in which vessel traffic increased from 70 to
470 vessels a year (a six-fold increase in vessel traffic) in response
to the construction of a proposed offshore renewables' facility, the
dolphins' behavioral time budget, spatial distribution, motivations,
and social structure remain unchanged. Similarly, two bottlenose
dolphin populations in Australia were also modeled over 5 years against
a number of disturbances (Reed et al., 2020), and results indicated
that habitat/noise disturbance had little overall impact on population
abundances in either location, even in the most extreme impact
scenarios modeled.
By integrating different sources of data (e.g., controlled exposure
data, activity monitoring, telemetry tracking, and prey sampling) into
a theoretical model to predict effects from sonar on a blue whale's
daily energy intake, Pirotta et al. (2021) found that tagged blue
whales' activity budgets, lunging rates, and ranging patterns caused
variability in their predicted cost of disturbance. This method may be
useful for future management goals when appropriate data becomes
available to fully support the model. Harbor porpoise movement and
foraging were modeled for baseline periods and then for periods with
seismic surveys as well; the models demonstrated that the seasonality
of the seismic activity was an important predictor of impact (Gallagher
et al., 2021).
Keen et al. (2021) summarize the emerging themes in PCoD models
that should be considered when assessing the likelihood and duration of
exposure and the sensitivity of a population to disturbance (see Table
1 from Keen et al., 2021). The themes are categorized by life history
traits (movement ecology, life history strategy, body size, and pace of
life), disturbance source characteristics (overlap with biologically
important areas, duration and frequency, and nature and context), and
environmental conditions (natural variability in prey availability and
climate change). Keen et al. (2021) then summarize how each of these
features influence an assessment, noting, for example, that individual
animals with small home ranges have a higher likelihood of prolonged or
year-round exposure, that the effect of disturbance is strongly
influenced by whether it overlaps with biologically important habitats
when individuals are present, and that continuous disruption will have
a greater impact than intermittent disruption.
Nearly all PCoD studies and experts agree that infrequent exposures
of a single day or less are unlikely to impact individual fitness, let
alone lead to population level effects (Booth et al., 2016; Booth et
al., 2017; Christiansen and Lusseau 2015; Farmer et al., 2018; Wilson
et al., 2020; Harwood and Booth 2016; King et al., 2015; McHuron et
al., 2018; National Academies of Sciences, Engineering, and Medicine
(NAS) 2017; New et al., 2014; Pirotta et al., 2018a; Southall et al.,
2007; Villegas-Amtmann et al., 2015). As described through this
proposed rule, NMFS expects that any behavioral disturbance that would
occur due to animals being exposed to construction activity would be of
a relatively short duration, with behavior returning to a baseline
state shortly after the acoustic stimuli ceases or the animal moves far
enough away from the source. Given this, and NMFS' evaluation of the
available PCoD studies, and the required mitigation discussed later,
any such behavioral disturbance resulting from SouthCoast's activities
is not expected to impact individual animals' health or have effects on
individual animals' survival or reproduction, thus no detrimental
impacts at the population level are anticipated. Marine mammals may
temporarily avoid the immediate area but are not expected to
permanently abandon the area or their migratory or foraging behavior.
Impacts to breeding, feeding, sheltering, resting, or migration are not
expected nor are shifts in habitat use, distribution, or foraging
success.
Potential Effects From Explosive Sources
With respect to the noise from underwater explosives, the same
acoustic-related impacts described above apply and are not repeated
here. Noise from explosives can cause hearing impairment if an animal
is close enough to the sources; however, because noise from an
explosion is discrete, lasting less than approximately one second, no
behavioral impacts below the TTS threshold are anticipated considering
that SouthCoast would not detonate more than one UXO/MEC per day and
only ten during the life of the proposed rule. This section focuses on
the pressure-related impacts of underwater explosives, including
physiological injury and mortality.
Underwater explosive detonations send a shock wave and sound energy
through the water and can release gaseous by-products, create an
oscillating bubble, or cause a plume of water to shoot up from the
water surface. The shock wave and accompanying noise are of most
concern to marine animals. Depending on the intensity of the shock wave
and size, location, and depth of the animal, an animal can be injured,
killed, suffer non-lethal physical effects, experience hearing related
effects with or without behavioral responses, or exhibit temporary
behavioral responses or tolerance from hearing the blast sound.
Generally, exposures to higher levels of impulse and pressure levels
would
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result in greater impacts to an individual animal.
Injuries resulting from a shock wave take place at boundaries
between tissues of different densities. Different velocities are
imparted to tissues of different densities, and this can lead to their
physical disruption. Blast effects are greatest at the gas-liquid
interface (Landsberg, 2000). Gas-containing organs, particularly the
lungs and gastrointestinal tract, are especially susceptible (Goertner,
1982; Hill, 1978; Yelverton et al., 1973). Intestinal walls can bruise
or rupture, with subsequent hemorrhage and escape of gut contents into
the body cavity. Less severe gastrointestinal tract injuries include
contusions, petechiae (small red or purple spots caused by bleeding in
the skin), and slight hemorrhaging (Yelverton et al., 1973).
Because the ears are the most sensitive to pressure, they are the
organs most sensitive to injury (Ketten, 2000). Sound-related damage
associated with sound energy from detonations can be theoretically
distinct from injury from the shock wave, particularly farther from the
explosion. If a noise is audible to an animal, it has the potential to
damage the animal's hearing by causing decreased sensitivity (Ketten,
1995). Lethal impacts are those that result in immediate death or
serious debilitation in or near an intense source and are not,
technically, pure acoustic trauma (Ketten, 1995). Sublethal impacts
include hearing loss, which is caused by exposures to perceptible
sounds. Severe damage (from the shock wave) to the ears includes
tympanic membrane rupture, fracture of the ossicles, and damage to the
cochlea, hemorrhage, and cerebrospinal fluid leakage into the middle
ear. Moderate injury implies partial hearing loss due to tympanic
membrane rupture and blood in the middle ear. Permanent hearing loss
also can occur when the hair cells are damaged by one very loud event
as well as by prolonged exposure to a loud noise or chronic exposure to
noise. The level of impact from blasts depends on both an animal's
location and at outer zones, its sensitivity to the residual noise
(Ketten, 1995).
Given the mitigation measures proposed, it is unlikely that any of
the more serious injuries or mortality discussed above will result from
any UXO/MEC detonation that SouthCoast might need to undertake. PTS,
TTS, and brief startle reactions are the most likely impacts to result
from this activity, if it occurs (noting detonation is the last method
to be chosen for removal).
Potential Effects From Vessel Strike
Vessel collisions with marine mammals, also referred to as vessel
strikes or ship strikes, can result in death or serious injury of the
animal. The most vulnerable marine mammals are those that spend
extended periods of time at the surface in order to restore oxygen
levels within their tissues after deep dives (e.g., the sperm whale).
Some baleen whales seem generally unresponsive to vessel sound, making
them more susceptible to vessel collisions (Nowacek et al., 2004).
Marine mammal responses to vessels may include avoidance and changes in
dive pattern (NRC, 2003). Wounds resulting from vessel strike may
include massive trauma, hemorrhaging, broken bones, or propeller
lacerations (Knowlton and Kraus, 2001). An animal at the surface could
be struck directly by a vessel, a surfacing animal could hit the bottom
of a vessel, or an animal just below the surface could be cut by a
vessel's propeller. Superficial strikes may not kill or result in the
death of the animal. Lethal interactions are typically associated with
large whales, which are occasionally found draped across the bulbous
bow of large commercial ships upon arrival in port. Although smaller
cetaceans are more maneuverable in relation to large vessels than are
large whales, they may also be susceptible to strike. The severity of
injuries typically depends on the size and speed of the vessel
(Knowlton and Kraus, 2001; Laist et al., 2001; Vanderlaan and Taggart,
2007; Conn and Silber, 2013). Impact forces increase with speed as does
the probability of a strike at a given distance (Silber et al., 2010;
Gende et al., 2011).
An examination of all known vessel strikes from all shipping
sources (civilian and military) indicates vessel speed is a principal
factor in whether a vessel strike occurs and, if so, whether it results
in injury, serious injury, or mortality (Knowlton and Kraus, 2001;
Laist et al., 2001; Jensen and Silber, 2003; Pace and Silber, 2005;
Vanderlaan and Taggart, 2007; Conn and Silber, 2013). In assessing
records in which vessel speed was known, Laist et al. (2001) found a
direct relationship between the occurrence of a whale strike and the
speed of the vessel involved in the collision. The authors concluded
that most deaths occurred when a vessel was traveling in excess of 13
knots (15 mph).
Jensen and Silber (2003) detailed 292 records of known or probable
vessel strikes of all large whale species from 1975 to 2002. Of these,
vessel speed at the time of collision was reported for 58 cases. Of
these 58 cases, 39 (or 67 percent) resulted in serious injury or death
(19 of those resulted in serious injury as determined by blood in the
water, propeller gashes or severed tailstock, and fractured skull, jaw,
vertebrae, hemorrhaging, massive bruising or other injuries noted
during necropsy and 20 resulted in death). Operating speeds of vessels
that struck various species of large whales ranged from 2 to 51 knots
(2.3 to 59 mph). The majority (79 percent) of these strikes occurred at
speeds of 13 knots (15 mph) or greater. The average speed that resulted
in serious injury or death was 18.6 knots (21.4 mph). Pace and Silber
(2005) found that the probability of death or serious injury increased
rapidly with increasing vessel speed. Specifically, the predicted
probability of serious injury or death increased from 45 to 75 percent
as vessel speed increased from 10 to 14 knots (11.5 to 16 mph), and
exceeded 90 percent at 17 knots (20 mph). Higher speeds during
collisions result in greater force of impact and also appear to
increase the chance of severe injuries or death. While modeling studies
have suggested that hydrodynamic forces pulling whales toward the
vessel hull increase with increasing speed (Clyne, 1999; Knowlton et
al., 1995), this is inconsistent with Silber et al. (2010), which
demonstrated that there is no such relationship (i.e., hydrodynamic
forces are independent of speed).
In a separate study, Vanderlaan and Taggart (2007) analyzed the
probability of lethal mortality of large whales at a given speed,
showing that the greatest rate of change in the probability of a lethal
injury to a large whale as a function of vessel speed occurs between
8.6 and 15 knots (9.9 and 17 mph). The chances of a lethal injury
decline from approximately 80 percent at 15 knots (17 mph) to
approximately 20 percent at 8.6 knots (10 mph). At speeds below 11.8
knots (13.5 mph), the chances of lethal injury drop below 50 percent,
while the probability asymptotically increases toward 100 percent above
15 knots (17 mph).
The Jensen and Silber (2003) report notes that the Large Whale Ship
Strike Database represents a minimum number of collisions, because the
vast majority go undetected or unreported. In contrast, SouthCoast's
personnel are likely to detect any strike that does occur because of
the required personnel training and lookouts, along with the inclusion
of PSOs as described in the Proposed Mitigation section), and they are
required to report all ship strikes involving marine mammals.
There are no known vessel strikes of marine mammals by any offshore
wind
[[Page 53749]]
energy vessel in the U.S. Given the extensive mitigation and monitoring
measures (see the Proposed Mitigation and Proposed Monitoring and
Reporting section) that would be required of SouthCoast, NMFS believes
that a vessel strike is not likely to occur.
Potential Effects to Marine Mammal Habitat
SouthCoast's proposed activities could potentially affect marine
mammal habitat through the introduction of impacts to the prey species
of marine mammals (through noise, oceanographic processes, or reef
effects), acoustic habitat (sound in the water column), water quality,
and biologically important habitat for marine mammals.
Effects on Prey
Sound may affect marine mammals through impacts on the abundance,
behavior, or distribution of prey species (e.g., crustaceans,
cephalopods, fish, and zooplankton). Marine mammal prey varies by
species, season, and location and, for some, is not well documented.
Here, we describe studies regarding the effects of noise on known
marine mammal prey.
Fish utilize the soundscape and components of sound in their
environment to perform important functions such as foraging, predator
avoidance, mating, and spawning (e.g., Zelick and Mann., 1999; Fay,
2009). The most likely effects on fishes exposed to loud, intermittent,
low-frequency sounds are behavioral responses (i.e., flight or
avoidance). Short duration, sharp sounds (such as pile driving or
airguns) can cause overt or subtle changes in fish behavior and local
distribution. The reaction of fish to acoustic sources depends on the
physiological state of the fish, past exposures, motivation (e.g.,
feeding, spawning, migration), and other environmental factors. Key
impacts to fishes may include behavioral responses, hearing damage,
barotrauma (pressure-related injuries), and mortality. While it is
clear that the behavioral responses of individual prey, such as
displacement or other changes in distribution, can have direct impacts
on the foraging success of marine mammals, the effects on marine
mammals of individual prey that experience hearing damage, barotrauma,
or mortality is less clear, though obviously population scale impacts
that meaningfully reduce the amount of prey available could have more
serious impacts.
Fishes, like other vertebrates, have a variety of different sensory
systems to glean information from ocean around them (Astrup and Mohl,
1993; Astrup, 1999; Braun and Grande, 2008; Carroll et al., 2017;
Hawkins and Johnstone, 1978; Ladich and Popper, 2004; Ladich and
Schulz-Mirbach, 2016; Mann, 2016; Nedwell et al., 2004; Popper et al.,
2003; Popper et al., 2005). Depending on their hearing anatomy and
peripheral sensory structures, which vary among species, fishes hear
sounds using pressure and particle motion sensitivity capabilities and
detect the motion of surrounding water (Fay et al., 2008) (terrestrial
vertebrates generally only detect pressure). Most marine fishes
primarily detect particle motion using the inner ear and lateral line
system while some fishes possess additional morphological adaptations
or specializations that can enhance their sensitivity to sound
pressure, such as a gas-filled swim bladder (Braun and Grande, 2008;
Popper and Fay, 2011).
Hearing capabilities vary considerably between different fish
species with data only available for just over 100 species out of the
34,000 marine and freshwater fish species (Eschmeyer and Fong, 2016).
In order to better understand acoustic impacts on fishes, fish hearing
groups are defined by species that possess a similar continuum of
anatomical features, which result in varying degrees of hearing
sensitivity (Popper and Hastings, 2009a). There are four hearing groups
defined for all fish species (modified from Popper et al., 2014) within
this analysis, and they include: fishes without a swim bladder (e.g.,
flatfish, sharks, rays, etc.); fishes with a swim bladder not involved
in hearing (e.g., salmon, cod, pollock, etc.); fishes with a swim
bladder involved in hearing (e.g., sardines, anchovy, herring, etc.);
and fishes with a swim bladder involved in hearing and high-frequency
hearing (e.g., shad and menhaden). Most marine mammal fish prey species
would not be likely to perceive or hear mid- or high-frequency sonars.
While hearing studies have not been done on sardines and northern
anchovies, it would not be unexpected for them to have hearing
similarities to Pacific herring (up to 2-5 kHz) (Mann et al., 2005).
Currently, less data are available to estimate the range of best
sensitivity for fishes without a swim bladder.
In terms of physiology, multiple scientific studies have documented
a lack of mortality or physiological effects to fish from exposure to
low- and mid-frequency sonar and other sounds (Halvorsen et al., 2012a;
J[oslash]rgensen et al., 2005; Juanes et al., 2017; Kane et al., 2010;
Kvadsheim and Sevaldsen, 2005; Popper et al., 2007; Popper et al.,
2016; Watwood et al., 2016). Techer et al. (2017) exposed carp in
floating cages for up to 30 days to low-power 23 and 46 kHz source
without any significant physiological response. Other studies have
documented either a lack of TTS in species whose hearing range cannot
perceive sonar (such as Navy sonar), or for those species that could
perceive sonar-like signals, any TTS experienced would be recoverable
(Halvorsen et al., 2012a; Ladich and Fay, 2013; Popper and Hastings,
2009a, 2009b; Popper et al., 2014; Smith, 2016). Only fishes that have
specializations that enable them to hear sounds above about 2,500 Hz
(2.5 kHz), such as herring (Halvorsen et al., 2012a; Mann et al., 2005;
Mann, 2016; Popper et al., 2014), would have the potential to receive
TTS or exhibit behavioral responses from exposure to mid-frequency
sonar. In addition, any sonar induced TTS to fish with a hearing range
could perceive sonar would only occur in the narrow spectrum of the
source (e.g., 3.5 kHz) compared to the fish's total hearing range
(e.g., 0.01 kHz to 5 kHz).
In terms of behavioral responses, Juanes et al. (2017) discuss the
potential for negative impacts from anthropogenic noise on fish, but
the author's focus was on broader based sounds, such as ship and boat
noise sources. Watwood et al. (2016) also documented no behavioral
responses by reef fish after exposure to mid-frequency active sonar.
Doksaeter et al. (2009; 2012) reported no behavioral responses to mid-
frequency sonar (such as naval sonar) by Atlantic herring;
specifically, no escape reactions (vertically or horizontally) were
observed in free swimming herring exposed to mid-frequency sonar
transmissions. Based on these results (Doksaeter et al., 2009;
Doksaeter et al., 2012; Sivle et al., 2012), Sivle et al. (2014)
created a model in order to report on the possible population-level
effects on Atlantic herring from active sonar. The authors concluded
that the use of sonar poses little risk to populations of herring
regardless of season, even when the herring populations are aggregated
and directly exposed to sonar. Finally, Bruintjes et al. (2016)
commented that fish exposed to any short-term noise within their
hearing range might initially startle, but would quickly return to
normal behavior.
Pile-driving noise during construction is of particular concern as
the very high sound pressure levels could potentially prevent fish from
reaching breeding or spawning sites, finding food, and acoustically
locating mates. A playback study in West Scotland revealed that there
was a significant movement response to the pile-driving stimulus in
both species at relatively low received sound pressure levels (sole:
144-156 dB
[[Page 53750]]
re 1[mu]Pa Peak; cod: 140-161 dB re 1 [mu]Pa Peak, particle motion
between 51 x 10 and 62 x 104\4\ m/s\2\ peak) (Mueller-Blenkle et al.,
2010). The swimming speed of the sole increased significantly during
the playback period compared to before and after playback of
construction noise when compared to the playbacks of before and after
construction. While not statistically significant, cod also displayed a
similar reaction, yet results were not significant. Cod showed a
behavioral response during before, during, and after construction
playbacks. However, cod demonstrated a specific and significant
freezing response at the onset and cessation of the playback recording.
Both species displayed indications of directional movements away from
the playback source. During wind farm construction in the Eastern
Taiwan Strait, Type 1 soniferous fish chorusing showed a relatively
lower intensity and longer duration, while Type 2 chorusing exhibited
higher intensity and no changes in its duration. Deviation from regular
fish vocalization patterns may affect fish reproductive success, cause
migration, augmented predation, or physiological alterations.
Occasional behavioral reactions to activities that produce
underwater noise sources are unlikely to cause long-term consequences
for individual fish or populations. The most likely impact to fish from
impact and vibratory pile driving activities at the project areas would
be temporary behavioral avoidance of the area. Any behavioral avoidance
by fish of the disturbed area would still leave significantly large
areas of fish and marine mammal foraging habitat in the nearby
vicinity. The duration of fish avoidance of an area after pile driving
stops is unknown, but a rapid return to normal recruitment,
distribution and behavior is anticipated. In general, impacts to marine
mammal prey species are expected to be minor and temporary due to the
expected short daily duration of individual pile driving events and the
relatively small areas being affected.
SPLs of sufficient strength have been known to cause fish auditory
impairment, injury, and mortality. Popper et al. (2014) found that fish
with or without air bladders could experience TTS at 186 dB
SELcum. Mortality could occur for fish without swim bladders
at >216 dB SELcum. Those with swim bladders or at the egg or
larvae life stage, mortality was possible at >203 dB SELcum.
Other studies found that 203 dB SELcum or above caused a
physiological response in other fish species (Casper et al., 2012;
Halvorsen et al., 2012a; Halvorsen et al., 2012b; Casper et al., 2013a;
Casper et al., 2013b). However, in most fish species, hair cells in the
ear continuously regenerate and loss of auditory function likely is
restored when damaged cells are replaced with new cells. Halvorsen et
al. (2012a) showed that a TTS of 4-6 dB was recoverable within 24 hours
for one species. Impacts would be most severe when the individual fish
is close to the source and when the duration of exposure is long.
Injury caused by barotrauma can range from slight to severe and can
cause death and is most likely for fish with swim bladders. Barotrauma
injuries have been documented during controlled exposure to impact pile
driving (Halvorsen et al., 2012b; Casper et al., 2013a).
As described in the Proposed Mitigation section below, SouthCoast
would utilize a sound attenuation device which would reduce potential
for injury to marine mammal prey. Other fish that experience hearing
loss as a result of exposure to explosions and impulsive sound sources
may have a reduced ability to detect relevant sounds such as predators,
prey, or social vocalizations. However, PTS has not been known to occur
in fishes and any hearing loss in fish may be as temporary as the
timeframe required to repair or replace the sensory cells that were
damaged or destroyed (Popper et al., 2005; Popper et al., 2014; Smith
et al., 2006). It is not known if damage to auditory nerve fibers could
occur, and if so, whether fibers would recover during this process.
It is also possible for fish to be injured or killed by an
explosion from UXO/MEC detonation. Physical effects from pressure waves
generated by underwater sounds (e.g., underwater explosions) could
potentially affect fish within proximity of the UXO/MEC detonation. The
shock wave from an underwater explosion is lethal to fish at close
range, causing massive organ and tissue damage and internal bleeding
(Keevin and Hempen, 1997). At greater distance from the detonation
point, the extent of mortality or injury depends on a number of factors
including fish size, body shape, orientation, and species (Keevin and
Hempen, 1997; Wright, 1982). At the same distance from the source,
larger fish are generally less susceptible to death or injury,
elongated forms that are round in cross-section are less at risk than
deep-bodied forms, and fish oriented sideways to the blast suffer the
greatest impact (Edds-Walton and Finneran, 2006; O'Keeffe, 1984;
O'Keeffe and Young, 1984; Wiley et al., 1981; Yelverton et al., 1975).
Species with gas-filled organs are more susceptible to injury and
mortality than those without them (Gaspin, 1975; Gaspin et al., 1976;
Goertner et al., 1994). Barotrauma injuries have been documented during
controlled exposure to impact pile driving (an impulsive noise source,
as are explosives and air guns) (Halvorsen et al., 2012b; Casper et
al., 2013).
Fish not killed or driven from a location by an explosion might
change their behavior, feeding pattern, or distribution. Changes in
behavior of fish have been observed as a result of sound produced by
explosives, with effect intensified in areas of hard substrate (Wright,
1982). Stunning from pressure waves could also temporarily immobilize
fish, making them more susceptible to predation. The abundances of
various fish (and invertebrates) near the detonation point for
explosives could be altered for a few hours before animals from
surrounding areas repopulate the area. However, these populations would
likely be replenished as waters near the detonation point are mixed
with adjacent waters.
UXO/MEC detonations would be dispersed in space and time;
therefore, repeated exposure of individual fishes are unlikely.
Mortality and injury effects to fishes from explosives would be
localized around the area of a given in-water explosion but only if
individual fish and the explosive (and immediate pressure field) were
co-located at the same time. Repeated exposure of individual fish to
sound and energy from underwater explosions is not likely given fish
movement patterns, especially schooling prey species. In addition, most
acoustic effects, if any, are expected to be short-term and localized.
Long-term consequences for fish populations, including key prey species
within the project area, would not be expected.
Required soft-starts would allow prey and marine mammals to move
away from the impact pile driving source prior to any noise levels that
may physically injure prey, and the use of the noise attenuation
devices would reduce noise levels to the degree any mortality or injury
of prey is also minimized. Use of bubble curtains, in addition to
reducing impacts to marine mammals, for example, is a key mitigation
measure in reducing injury and mortality of ESA-listed salmon on the
U.S. West Coast. However, we recognize some mortality, physical injury
and hearing impairment in marine mammal prey may occur, but we
anticipate the amount of prey impacted in this manner is minimal
compared to overall availability. Any behavioral responses to pile
driving by marine
[[Page 53751]]
mammal prey are expected to be brief. We expect that other impacts,
such as stress or masking, would occur in fish that serve as marine
mammal prey (Popper et al., 2019); however, those impacts would be
limited to the duration of impact pile driving and during any UXO/MEC
detonations and, if prey were to move out the area in response to
noise, these impacts would be minimized.
In addition to fish, prey sources such as marine invertebrates
could potentially be impacted by noise stressors as a result of the
proposed activities. However, most marine invertebrates' ability to
sense sounds is limited. Invertebrates appear to be able to detect
sounds (Pumphrey, 1950; Frings and Frings, 1967) and are most sensitive
to low-frequency sounds (Packard et al., 1990; Budelmann and
Williamson, 1994; Lovell et al., 2005; Mooney et al., 2010). Data on
response of invertebrates such as squid, another marine mammal prey
species, to anthropogenic sound is more limited (de Soto, 2016; Sole et
al., 2017). Data suggest that cephalopods are capable of sensing the
particle motion of sounds and detect low frequencies up to 1-1.5 kHz,
depending on the species, and so are likely to detect airgun noise
(Kaifu et al., 2008; Hu et al., 2009; Mooney et al., 2010; Samson et
al., 2014). Sole et al. (2017) reported physiological injuries to
cuttlefish in cages placed at-sea when exposed during a controlled
exposure experiment to low-frequency sources (315 Hz, 139 to 142 dB re
1 mPa\2\ and 400 Hz, 139 to 141 dB re 1 mPa\2\). Fewtrell and McCauley
(2012) reported squids maintained in cages displayed startle responses
and behavioral changes when exposed to seismic airgun sonar (136-162 re
1 mPa\2\[middot]s). Jones et al. (2020) found that when squid
(Doryteuthis pealeii) were exposed to impulse pile driving noise, body
pattern changes, inking, jetting, and startle responses were observed
and nearly all squid exhibited at least one response. However, these
responses occurred primarily during the first eight impulses and
diminished quickly, indicating potential rapid, short-term habituation.
Cephalopods have a specialized sensory organ inside the head called
a statocyst that may help an animal determine its position in space
(orientation) and maintain balance (Budelmann, 1992). Packard et al.
(1990) showed that cephalopods were sensitive to particle motion, not
sound pressure, and Mooney et al. (2010) demonstrated that squid
statocysts act as an accelerometer through which particle motion of the
sound field can be detected (Budelmann, 1992). Auditory injuries
(lesions occurring on the statocyst sensory hair cells) have been
reported upon controlled exposure to low-frequency sounds, suggesting
that cephalopods are particularly sensitive to low-frequency sound
(Andre et al., 2011; Sole et al., 2013). Behavioral responses, such as
inking and jetting, have also been reported upon exposure to low-
frequency sound (McCauley et al., 2000; Samson et al., 2014). Squids,
like most fish species, are likely more sensitive to low frequency
sounds and may not perceive mid- and high-frequency sonars.
With regard to potential impacts on zooplankton, McCauley et al.
(2017) found that exposure to airgun noise resulted in significant
depletion for more than half the taxa present and that there were two
to three times more dead zooplankton after airgun exposure compared
with controls for all taxa, within 1 km (0.6 mi) of the airguns.
However, the authors also stated that in order to have significant
impacts on r-selected species (i.e., those with high growth rates and
that produce many offspring) such as plankton, the spatial or temporal
scale of impact must be large in comparison with the ecosystem
concerned, and it is possible that the findings reflect avoidance by
zooplankton rather than mortality (McCauley et al., 2017). In addition,
the results of this study are inconsistent with a large body of
research that generally finds limited spatial and temporal impacts to
zooplankton as a result of exposure to airgun noise (e.g., Dalen and
Knutsen, 1987; Payne, 2004; Stanley et al., 2011). Most prior research
on this topic, which has focused on relatively small spatial scales,
has showed minimal effects (e.g., Kostyuchenko, 1973; Booman et al.,
1996; S[aelig]tre and Ona, 1996; Pearson et al., 1994; Bolle et al.,
2012).
A modeling exercise was conducted as a follow-up to the McCauley et
al. (2017) study (as recommended by McCauley et al.), in order to
assess the potential for impacts on ocean ecosystem dynamics and
zooplankton population dynamics (Richardson et al., 2017). Richardson
et al. (2017) found that a full-scale airgun survey would impact
copepod abundance within the survey area, but that effects at a
regional scale were minimal (2 percent decline in abundance within 150
km of the survey area and effects not discernible over the full
region). The authors also found that recovery within the survey area
would be relatively quick (3 days following survey completion), and
suggest that the quick recovery was due to the fast growth rates of
zooplankton, and the dispersal and mixing of zooplankton from both
inside and outside of the impacted region. The authors also suggest
that surveys in areas with more dynamic ocean circulation in comparison
with the study region and/or with deeper waters (i.e., typical offshore
wind locations) would have less net impact on zooplankton.
Notably, a more recent study produced results inconsistent with
those of McCauley et al. (2017). Researchers conducted a field and
laboratory study to assess if exposure to airgun noise affects
mortality, predator escape response, or gene expression of the copepod
Calanus finmarchicus (Fields et al., 2019). Immediate mortality of
copepods was significantly higher, relative to controls, at distances
of 5 m (16.4 ft) or less from the airguns. Mortality one week after the
airgun blast was significantly higher in the copepods placed 10 m (32.8
ft) from the airgun but was not significantly different from the
controls at a distance of 20 m (65.6 ft) from the airgun. The increase
in mortality, relative to controls, did not exceed 30 percent at any
distance from the airgun. Moreover, the authors caution that even this
higher mortality in the immediate vicinity of the airguns may be more
pronounced than what would be observed in free-swimming animals due to
increased flow speed of fluid inside bags containing the experimental
animals. There were no sublethal effects on the escape performance or
the sensory threshold needed to initiate an escape response at any of
the distances from the airgun that were tested. Whereas McCauley et al.
(2017) reported an SEL of 156 dB at a range of 509-658 m (1,670-2,159
ft), with zooplankton mortality observed at that range, Fields et al.
(2019) reported an SEL of 186 dB at a range of 25 m (82 ft), with no
reported mortality at that distance.
The presence and operation of wind turbines (both the foundation
and WTG) has been shown to impact meso- and sub-meso-scale water column
circulation, which can affect the density, distribution, and energy
content of zooplankton and thereby, their availability as marine mammal
prey. Topside, atmospheric wakes result in wind speed reductions
influencing upwelling and downwelling in the ocean, while underwater
structures such as WTG and OSP foundations cause turbulent current
wakes, which impact circulation, stratification, mixing, turbidity, and
sediment resuspension (Daewel et al., 2022). Impacts from the presence
of structures and/or operation of wind turbine generators are generally
likely to result in certain oceanographic
[[Page 53752]]
effects, such as perturbation of zooplankton aggregation mechanisms
through changes to the strength of tidal currents and associated
fronts, stratification, the degree of mixing, and primary production in
the water column, and these effects may alter the production,
distribution, and/or availability of marine mammal zooplankton prey
(Chen et al., 2021; Chen et al., 2024, Johnson et al., 2021,
Christiansen et al., 2022, Dorrell et al., 2022).
Assessing the ecosystem impacts of offshore wind development has a
unique set of challenges, including minimizing uncertainties in the
fundamental understanding of how existing physical and biological
oceanography might be altered by the presence of a single offshore wind
turbine, by an offshore wind farm, or by a region of adjacent offshore
wind farms. Physical models can demonstrate, among many things, the
extent to which and how a single or large number of operating offshore
wind turbine(s) can alter atmospheric and hydrodynamic flow through
interruptions of local winds that drive circulation processes and by
creating turbulence in the water column surrounding the pile(s). For
example, Chen et al., 2024 found that regardless of variations in wind
intensity and direction, the downwind wake caused by WTGs, as modeled
from a wind farm simulation in a lease area located to the west of the
SouthCoast lease area, could consistently produce and enhance offshore
water transport of zooplankton (in this case scallop larvae),
particularly around the 40 to 50-m isobaths.
However, many physical and biological processes are influenced by
cross-scale phenomena (e.g., aggregation of dense zooplankton patches),
necessitating construction of more complex models that tolerate varying
degrees of uncertainty. Thus, determining the impacts of offshore wind
operations on not only physical processes but trophic connections from
phytoplankton to marine mammals and ultimately the ecosystem will
require significant data collection, monitoring, modeling, and research
effort. Given the limited state of understanding of the entire system
in southern New England and the changing oceanography and ecology,
identification of substantial impacts on zooplankton, and specifically
on right whale prey, that may result from wind energy development in
the Nantucket Shoals region is difficult to assess ((National Academy
of Sciences (NAS), 2023.
SouthCoast intends to install up to 147 WTGs, up to 85 of which
would be operational following completion of Project 1 and the
remainder operational following installation of Project 2. SouthCoast
may commission turbines in batches (i.e., not all foundations and WTGs
need to be installed per Project before becoming operational). Based on
SouthCoast's current schedule (Table 1), commissioning could begin in
early 2029, assuming foundations were installed the previous year,
thus, it is possible that any influence of operating turbines on local
physical and/or biological processes may be observable at that time,
depending on latency of effects. Given the proposed sequencing, NMFS
anticipates the turbines closest to Nantucket Shoals would be
commissioned first. As described above, there is scientific uncertainty
around the scale of oceanographic impacts (meters to kilometers)
associated with the presence of foundation structures (e.g., monopile,
piled jacket) in the water, as well as operation of the WTGs. Generally
speaking and depending on the extent, impacts on prey could influence
the distribution of marine mammals in within and among foraging
habitats, potentially necessitating additional energy expenditure to
find and capture prey, which could lead to fitness consequences.
Although studies assessing the impacts of offshore wind development on
marine mammals are limited and the results vary, the repopulation of
some wind energy areas by harbor porpoises (Brandt et al., 2016;
Lindeboom et al., 2011) and harbor seals (Lindeboom et al., 2011;
Russell et al., 2016) following the installation of wind turbines
indicates that, in some cases, there is evidence that suitable habitat,
including prey resources, exists within developed waters.
Reef Effects
The presence of WTG and OSP foundations, scour protection, and
cable protection will result in a conversion of the existing sandy
bottom habitat to a hard bottom habitat with areas of vertical
structural relief. This could potentially alter the existing habitat by
creating an ``artificial reef effect'' that results in colonization by
assemblages of both sessile and mobile animals within the new hard-
bottom habitat (Wilhelmsson et al., 2006; Reubens et al., 2013;
Bergstr[ouml]m et al., 2014; Coates et al., 2014). This colonization by
marine species, especially hard-substrate preferring species, can
result in changes to the diversity, composition, and/or biomass of the
area thereby impacting the trophic composition of the site (Wilhelmsson
et al., 2010, Krone et al., 2013; Bergstr[ouml]m et al., 2014; Hooper
et al., 2017; Raoux et al., 2017; Harrison and Rousseau, 2020; Taormina
et al., 2020; Buyse et al., 2022a; ter Hofstede et al., 2022).
Artificial structures can create increased habitat heterogeneity
important for species diversity and density (Langhamer, 2012). The WTG
and OSP foundations will extend through the water column, which may
serve to increase settlement of meroplankton or planktonic larvae on
the structures in both the pelagic and benthic zones (Boehlert and
Gill, 2010). Fish and invertebrate species are also likely to aggregate
around the foundations and scour protection which could provide
increased prey availability and structural habitat (Boehlert and Gill,
2010; Bonar et al., 2015). Further, instances of species previously
unknown, rare, or nonindigenous to an area have been documented at
artificial structures, changing the composition of the food web and
possibly the attractability of the area to new or existing predators
(Adams et al., 2014; de Mesel, 2015; Bishop et al., 2017; Hooper et
al., 2017; Raoux et al., 2017; van Hal et al., 2017; Degraer et al.,
2020; Fernandez-Betelu et al., 2022). Notably, there are examples of
these sites becoming dominated by marine mammal prey species, such as
filter-feeding species and suspension-feeding crustaceans (Andersson
and [Ouml]hman, 2010; Slavik et al., 2019; Hutchison et al., 2020; Pezy
et al., 2020; Mavraki et al., 2022).
Numerous studies have documented significantly higher fish
concentrations including species like cod and pouting (Trisopterus
luscus), flounder (Platichthys flesus), eelpout (Zoarces viviparus),
and eel (Anguilla anguilla) near in-water structures than in
surrounding soft bottom habitat (Langhamer and Wilhelmsson, 2009;
Bergstr[ouml]m et al., 2013; Reubens et al., 2013). In the German Bight
portion of the North Sea, fish were most densely congregated near the
anchorages of jacket foundations, and the structures extending through
the water column were thought to make it more likely that juvenile or
larval fish encounter and settle on them (Rhode Island Coastal
Resources Management Council (RI-CRMC), 2010; Krone et al., 2013). In
addition, fish can take advantage of the shelter provided by these
structures while also being exposed to stronger currents created by the
structures, which generate increased feeding opportunities and
decreased potential for predation (Wilhelmsson et al., 2006). The
presence of the foundations and resulting fish aggregations around the
foundations is expected to be a long-term habitat impact, but the
increase in
[[Page 53753]]
prey availability could potentially be beneficial for some marine
mammals.
The most likely impact to marine mammal habitat from the Project is
expected to be from pile driving, which may affect marine mammal food
sources such as forage fish and zooplankton.
Water Quality
Temporary and localized reduction in water quality will occur as a
result of in-water construction activities. Most of this effect will
occur during pile driving and installation of the cables, including
auxiliary work such as dredging and scour placement. These activities
will disturb bottom sediments and may cause a temporary increase in
suspended sediment in the Lease Area and ECCs. Indirect effects of
explosives and unexploded ordnance to marine mammals via sediment
disturbance is possible in the immediate vicinity of the ordnance but
through the implementation of the mitigation, is it not anticipated
marine mammals would be in the direct area of the explosive source.
Currents should quickly dissipate any raised total suspended sediment
(TSS) levels, and levels should return to background levels once the
Project activities in that area cease.
No direct impacts on marine mammals are anticipated due to
increased TSS and turbidity; however, turbidity within the water column
has the potential to reduce the level of oxygen in the water and
irritate the gills of prey fish species in the Lease Area and ECCs.
Further, contamination of water is not anticipated. Degradation
products of Royal Demolition Explosive are not toxic to marine
organisms at realistic exposure levels (Rosen and Lotufo, 2010).
Relatively low solubility of most explosives and their degradation
products means that concentrations of these contaminants in the marine
environment are relatively low and readily diluted. Furthermore, while
explosives and their degradation products were detectable in marine
sediment approximately 6-12 in (0.15-0.3 m) away from degrading
ordnance, the concentrations of these compounds were not statistically
distinguishable from background beyond 3-6 ft (1-2 m) from the
degrading ordnance.
Turbidity plumes associated with the Project would be temporary and
localized, and fish in the proposed project area would be able to move
away from and avoid the areas where plumes may occur. Therefore, it is
expected that the impacts on prey fish species from turbidity, and
therefore on marine mammals, would be minimal and temporary.
Equipment used by SouthCoast for the project, including ships and
other marine vessels, aircrafts, and other implements, are also
potential sources of by-products (e.g., hydrocarbons, particulate
matter, heavy metals). SouthCoast would be required to properly
maintain all equipment in accordance with applicable legal requirements
such that operating equipment meets Federal water quality standards,
where applicable. Given these requirements, impacts to water quality
are expected to be minimal.
Acoustic Habitat
Acoustic habitat is the holistic soundscape, encompassing all of
the biotic and abiotic sound in a particular location and time, as
perceived by an individual. Animals produce sound for and listen for
sounds produced by conspecifics (communication during feeding, mating,
and other social activities), other animals (finding prey or avoiding
predators), and the physical environment (finding suitable habitats,
navigating). Together, sounds made by animals and the geophysical
environment (e.g., produced by earthquakes, lightning, wind, rain,
waves) comprise the natural contributions to the total soundscape.
These acoustic conditions, termed acoustic habitat, are one attribute
of an animal's total habitat.
Anthropogenic sound is another facet of the soundscape that
influences the overall acoustic habitat. This may include incidental
contributions from sources such as vessels or sounds intentionally
introduced to the marine environment for data acquisition purposes
(e.g., use of high-resolution geophysical surveys), detonations for
munitions disposal or coastal constructions, sonar for Navy training
and testing purposes, or pile driving/hammering for
construction.projects. Anthropogenic noise varies widely in its
frequency, content, duration, and loudness, and these characteristics
greatly influence the potential habitat-mediated effects to marine
mammals (please also see the previous discussion on Masking), which may
range from local effects for brief periods of time to chronic effects
over large areas and for long durations. Depending on the extent of
effects to their acoustic habitat, animals may alter their
communications signals (thereby potentially expending additional
energy) or miss acoustic cues (either conspecific or adventitious).
Problems arising from a failure to detect cues are more likely to occur
when noise stimuli are chronic and overlap with biologically relevant
cues used for communication, orientation, and predator/prey detection
(Francis and Barber, 2013). For more detail on these concepts see,
e.g., Barber et al., 2009; Pijanowski et al., 2011; Francis and Barber,
2013; Lillis et al., 2014.
Communication space describes the area over which an animal's
acoustic signal travels and is audible to the intended receiver
(Brenowitz, 1982; Janik, 2000; Clark et al., 2009; Havlick et al.,
2022). The extent of this area depends on the temporal and spectral
structure of the signal, the characteristics of the environment, and
the receiver's ability to detect (the detection threshold) and
discriminate the signal from background noise (Wiley and Richards,
1978; Clark et al., 2009; Havlick et al., 2022). Large communication
spaces are created by acoustic signals that propagate over long
distances relative to the distribution of conspecifics, as exemplified
by low-frequency baleen whale vocalizations (McGregor and Krebs, 1984;
Morton, 1986; Janik, 2000). Conversely, both natural and anthropogenic
noise may reduce communication space by increasing background noise,
leading to a generalized contraction of the range over which animals
would be able to detect signals of biological importance, including
eavesdropping on predators and prey (Barber et al., 2009). Any
reduction in the communication space, due to increased background noise
resulting in masking, may therefore have detrimental effects on the
ability of animals to obtain important social and environmental
information. Such metrics do not, in and of themselves, document
fitness consequences for the marine animals that live in chronically
noisy environments. Long-term population-level consequences of acoustic
signal interference mediated through changes in the ultimate survival
and reproductive success of individuals are difficult to study, and
particularly in the marine environment. However, it is increasingly
well documented that aquatic species rely on qualities of natural
acoustic habitats. For example, researchers have quantified reduced
detection of important ecological cues (e.g., Francis and Barber, 2013;
Slabbekoorn et al., 2010) as well as survivorship consequences in
several species (e.g., damselfish; Simpson et al., 2016; larval
Atlantic cod, Nedelec et al., 2015a; embryonic sea hare, Nedelec et
al., 2015a) following noise exposure.
Although this proposed rulemaking primarily covers the noise
produced from construction activities relevant to the SouthCoast
offshore wind facility, operational noise was a consideration in NMFS'
analysis of the project, as some, and potentially all, turbines would
[[Page 53754]]
become operational within the effective period of the rule (if issued).
Once operational, offshore wind turbines are known to produce
continuous, non-impulsive underwater noise, primarily below 1 kHz
(Tougaard et al., 2020; St[ouml]ber and Thomsen, 2021).
In both newer, quieter, direct-drive systems and older generation,
geared turbine designs, recent scientific studies indicate that
operational noise from turbines is on the order of 110 to 125 dB re 1
[mu]Pa root-mean-square sound pressure level (SPLrms) at an
approximate distance of 50 m (164 ft) (Tougaard et al., 2020). Recent
measurements of operational sound generated from wind turbines (direct
drive, 6 MW, jacket foundations) at Block Island wind farm (BIWF)
indicate average broadband levels of 119 dB at 50 m (164 ft) from the
turbine, with levels varying with wind speed (HDR, Inc., 2019).
Interestingly, measurements from BIWF turbines showed operational sound
had less tonal components compared to European measurements of turbines
with gear boxes.
Tougaard et al. (2020) further stated that the operational noise
produced by WTGs is static in nature and lower than noise produced by
passing ships. This is a noise source in this region to which marine
mammals are likely already habituated. Furthermore, operational noise
levels are likely lower than those ambient levels already present in
active shipping lanes, such that operational noise would likely only be
detected in very close proximity to the WTG (Thomsen et al., 2006;
Tougaard et al., 2020). Similarly, recent measurements from a wind farm
(3 MW turbines) in China found at above 300 Hz, turbines produced sound
that was similar to background levels (Zhang et al., 2021). Other
studies by Jansen and de Jong (2016) and Tougaard et al. (2009)
determined that, while marine mammals would be able to detect
operational noise from offshore wind farms (again, based on older 2 MW
models) for several kilometers, they expected no significant impacts on
individual survival, population viability, marine mammal distribution,
or the behavior of the animals considered in their study (harbor
porpoises and harbor seals). In addition, Madsen et al. (2006) found
the intensity of noise generated by operational wind turbines to be
much less than the noises present during construction, although this
observation was based on a single turbine with a maximum power of 2 MW.
More recently, St[ouml]ber and Thomsen (2021) used monitoring data
and modeling to estimate noise generated by more recently developed,
larger (10 MW) direct-drive WTGs. Their findings, similar to Tougaard
et al. (2020), demonstrate that there is a trend that operational noise
increases with turbine size. Their study predicts broadband source
levels could exceed 170 dB SPLrms for a 10 MW WTG; however,
those noise levels were generated based on geared turbines; newer
turbines operate with direct drive technology. The shift from using
gear boxes to direct drive technology is expected to reduce the levels
by 10 dB. The findings in the St[ouml]ber and Thomsen (2021) study have
not been experimentally validated, though the modeling (using largely
geared turbines parameters) performed by Tougaard et al. (2020) yields
similar results for a hypothetical 10 MW WTG.
Recently, Holme et al. (2023) cautioned that Tougaard et al. (2020)
and St[ouml]ber and Thomsen (2021) extrapolated levels for larger
turbines should be interpreted with caution since both studies relied
on data from smaller turbines (0.45 to 6.15 MW) collected over a
variety of environmental conditions. They demonstrated that the model
presented in Tougaard et al. (2020) tends to potentially overestimate
levels (up to approximately 8 dB) measured to those in the field,
especially with measurements closer to the turbine for larger turbines.
Holme et al. (2023) measured operational noise from larger turbines
(6.3 and 8.3 MW) associated with three wind farms in Europe and found
no relationship between turbine activity (power production, which is
proportional to the blade's revolutions per minute) and noise level,
though it was noted that this missing relationship may have been masked
by the area's relatively high ambient noise sound levels. Sound levels
(RMS) of a 6.3 MW direct-drive turbine were measured to be 117.3 dB at
a distance of 70 m (229.7 ft). However, measurements from 8.3 MW
turbines were inconclusive as turbine noise was deemed to have been
largely masked by ambient noise.
Finally, operational turbine measurements are available from the
Coastal Virginia Offshore Wind (CVOW) pilot pile project, where two 7.8
m-monopile WTGs were installed (HDR, 2023). Compared to BIWF, levels at
CVOW were higher (10-30 dB) below 120 Hz, believed to be caused by the
vibrations associated with the monopile structure, while above 120 Hz
levels were consistent among the two wind farms.
Overall, noise from operating turbines would raise ambient noise
levels in the immediate vicinity of the turbines; however, the spatial
extent of increased noise levels would be limited. NMFS proposes to
require SouthCoast to measure operational noise levels.
Estimated Take
This section provides an estimate of the number of incidental takes
that may be authorized through the proposed regulations, which will
inform both NMFS' consideration of ``small numbers'' and the negligible
impact determination. Harassment is the only type of take expected to
result from these activities.
Authorized takes would be primarily by Level B harassment, as use
of the acoustic sources (i.e., impact and vibratory pile driving, site
characterization surveys, and UXO/MEC detonations) has the potential to
result in disruption of marine mammal behavioral patterns due to
exposure to elevated noise levels. Impacts such as masking and TTS can
contribute to behavioral disturbances. There is also some potential for
auditory injury (Level A harassment) to occur in select marine mammal
species incidental to the specified activities (i.e., impact pile
driving and UXO/MEC detonations). The required mitigation and
monitoring measures, the majority of which are not considered in the
estimated take analysis, are expected to reduce the extent of the
taking to the lowest level practicable.
While, in general, mortality and serious injury of marine mammals
could occur from vessel strikes or UXO/MEC detonation if an animal is
close enough to the source, the mitigation and monitoring measures in
this proposed rule, when implemented, are expected to minimize the
potential for take by mortality or serious injury such that the
probability for take is discountable. No other activities have the
potential to result in mortality or serious injury, and no serious
injury is anticipated or proposed for authorization through this
rulemaking.
Generally speaking, we estimate take by considering: (1) thresholds
above which the best scientific information available indicates marine
mammals will be behaviorally harassed or incur some degree of permanent
hearing impairment or non-auditory injury; (2) the area or volume of
water that will be ensonified above these levels in a day; (3) the
density or occurrence of marine mammals within these ensonified areas;
and, (4) the number of days of activities. We note that while these
factors can contribute to a basic calculation to provide an initial
prediction of potential takes; additional information that can
qualitatively inform take estimates is also sometimes available (e.g.,
previous
[[Page 53755]]
monitoring results or average group size).
Below, we describe NMFS' acoustic and non-auditory injury
thresholds, acoustic and exposure modeling methodologies, marine mammal
density calculation methodology, occurrence information, and the
modeling and methodologies applied to estimate incidental take for each
specified activity likely to result in take by harassment.
Marine Mammal Acoustic Thresholds
NMFS recommends the use of acoustic thresholds that identify the
received level of underwater sound above which exposed marine mammals
are likely to be behaviorally harassed (equated to Level B harassment)
or to incur PTS of some degree (equated to Level A harassment).
Thresholds have also been developed to identify the levels above which
animals may incur different types of tissue damage (non-acoustic Level
A harassment or mortality) from exposure to pressure waves from
explosive detonation. A summary of all NMFS' thresholds can be found at
(https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance).
Level B Harassment
Though significantly driven by received level, the onset of
behavioral disturbance from anthropogenic noise exposure is also
informed to varying degrees by other factors related to the source or
exposure context (e.g., frequency, predictability, duty cycle, duration
of the exposure, signal-to-noise ratio, distance to the source, ambient
noise, and the receiving animals (animal's hearing, motivation,
experience, demography, behavior at time of exposure, life stage,
depth)) and can be difficult to predict (e.g., Southall et al., 2007,
2021; Ellison et al., 2012). Based on the best scientific information
available and the practical need to use a threshold based on a metric
that is both predictable and measurable for most activities, NMFS
typically uses a generalized acoustic threshold based on received level
to estimate the onset of behavioral harassment. NMFS generally predicts
that marine mammals are likely to be behaviorally harassed in a manner
considered to be Level B harassment when exposed to underwater
anthropogenic noise above the received sound pressure levels
(SPLrms) of 120 dB for continuous sources (e.g., vibratory
pile-driving, drilling) and above the received SPLrms160 dB
for non-explosive impulsive or intermittent sources (e.g., impact pile
driving, scientific sonar). Generally speaking, Level B harassment take
estimates based on these behavioral harassment thresholds are expected
to include any likely takes by TTS as, in most cases, the likelihood of
TTS occurs at distances from the source less than those at which
behavioral harassment is likely. TTS of a sufficient degree can
manifest as behavioral harassment, as reduced hearing sensitivity and
the potential reduced opportunities to detect important signals
(conspecific communication, predators, prey) may result in changes in
behavior patterns that would not otherwise occur.
Level A Harassment
NMFS' Technical Guidance for Assessing the Effects of Anthropogenic
Sound on Marine Mammal Hearing (Version 2.0) (NMFS, 2018) identifies
dual criteria to assess auditory injury (Level A harassment) to five
different marine mammal groups (based on hearing sensitivity) as a
result of exposure to noise from two different types of sources
(impulsive or non-impulsive). As dual metrics, NMFS considers onset of
PTS (Level A harassment) to have occurred when either one of the two
metrics is exceeded (i.e., metric resulting in the largest isopleth).
As described above, SouthCoast's proposed activities include the use of
both impulsive and non-impulsive sources.
NMFS' thresholds identifying the onset of PTS are provided in table
7. The references, analysis, and methodology used in the development of
the thresholds are described in NMFS' 2018 Technical Guidance, which
may be accessed at: www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
Table 7--Onset of Permanent Threshold Shift (PTS)
[NMFS, 2018]
----------------------------------------------------------------------------------------------------------------
PTS onset thresholds * (received level)
Hearing group ------------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans........... Cell 1: Lp,0-pk,flat: 219 Cell 2: LE,p, LF,24h: 199 dB.
dB; LE,p, LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans........... Cell 3: Lp,0-pk,flat: 230 Cell 4: LE,p,MF,24h: 198 dB.
dB; LE,p,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans.......... Cell 5: Lp,0-pk,flat: 202 Cell 6: LE,p,HF,24h: 173 dB.
dB; LE,p,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater)..... Cell 7: Lp,0-pk.flat: 218 Cell 8: LE,p,PW,24h: 201 dB.
dB; LE,p,PW,24h: 185 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS
onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds
associated with impulsive sounds, these thresholds are recommended for consideration.
Note: Peak sound pressure level (Lp,0-pk) has a reference value of 1 [micro]Pa, and weighted cumulative sound
exposure level (LE,p) has a reference value of 1[micro]Pa\2\s. In this 6able, thresholds are abbreviated to be
more reflective of International Organization for Standardization standards (ISO, 2017). The subscript
``flat'' is being included to indicate peak sound pressure are flat weighted or unweighted within the
generalized hearing range of marine mammals (i.e., 7 Hz to 160 kHz). The subscript associated with cumulative
sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF,
and HF cetaceans, and PW pinnipeds) and that the recommended accumulation period is 24 hours. The weighted
cumulative sound exposure level thresholds could be exceeded in a multitude of ways (i.e., varying exposure
levels and durations, duty cycle). When possible, it is valuable for action proponents to indicate the
conditions under which these thresholds will be exceeded.
Explosive Source
Based on the best scientific information available, NMFS uses the
acoustic and pressure thresholds indicated in tables 8 and 9 to predict
the onset of behavioral harassment, TTS, PTS, non-auditory injury, and
mortality incidental to explosive detonations. Given SouthCoast would
be limited to detonating one UXO/MEC per day, the TTS threshold is used
to estimate the potential for Level B (behavioral) harassment (i.e.,
individuals exposed above the TTS threshold may also be harassed by
behavioral disruption, but we do not anticipate any impacts from
exposure to UXO/MEC detonation
[[Page 53756]]
below the TTS threshold would constitute behavioral harassment).
Table 8--PTS Onset, TTS Onset, for Underwater Explosives
[NMFS, 2018]
------------------------------------------------------------------------
Impulsive
thresholds for TTS
Hearing group PTS impulsive and behavioral
thresholds disturbance from a
single detonation
------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans.... Cell 1: Lpk,flat: Cell 2: Lpk,flat:
219 dB; 213 dB;
LE,LF,24h: 183 dB. LE,LF,24h: 168
dB.
Mid-Frequency (MF) Cetaceans.... Cell 4: Lpk,flat: Cell 5: Lpk,flat:
230 dB; 224 dB;
LE,MF,24h: 185 dB. LE,MF,24h: 170
dB.
High-Frequency (HF) Cetaceans... Cell 7: Lpk,flat: Cell 8:
202 dB; Lpk,flat:196 dB;
LE,HF,24h: 155 dB. LE,HF,24h: 140
dB.
Phocid Pinnipeds (PW) Cell 10: Lpk,flat: Cell 11: Lpk,flat:
(Underwater). 218 dB; 212 dB;
LE,PW,24h: 185 dB. LE,PW,24h: 170
dB.
------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever
results in the largest isopleth for calculating PTS/TTS onset.
Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa,
and cumulative sound exposure level (LE) has a reference value of
1[micro]Pa\2\s. In this table, thresholds are abbreviated to reflect
American National Standards Institute standards (ANSI, 2013). However,
ANSI defines peak sound pressure as incorporating frequency weighting,
which is not the intent for this Technical Guidance. Hence, the
subscript ``flat'' is being included to indicate peak sound pressure
should be flat weighted or unweighted within the overall marine mammal
generalized hearing range. The subscript associated with cumulative
sound exposure level thresholds indicates the designated marine mammal
auditory weighting function (LF, MF, and HF cetaceans, and PW
pinnipeds) and that the recommended accumulation period is 24 hours.
The cumulative sound exposure level thresholds could be exceeded in a
multitude of ways (i.e., varying exposure levels and durations, duty
cycle). When possible, it is valuable for action proponents to
indicate the conditions under which these acoustic thresholds will be
exceeded.
Additional thresholds for non-auditory injury to lung and
gastrointestinal (GI) tracts from the blast shock wave and/or onset of
high peak pressures are also relevant (at relatively close ranges)
(table 9). These criteria have been developed by the U.S. Navy (DoN
(U.S. Department of the Navy) 2017a) and are based on the mass of the
animal and the depth at which it is present in the water column.
Equations predicting the onset of the associated potential effects are
included below (table 9).
Table 9--Lung and G.I. Tract Injury Thresholds
[DoN, 2017]
----------------------------------------------------------------------------------------------------------------
Mortality (severe Slight lung injury
Hearing group lung injury) * * G.I. tract injury
----------------------------------------------------------------------------------------------------------------
All Marine Mammals............... Cell 1: Modified Cell 2: Modified Cell 3: Lpk,flat: 237 dB.
Goertner model; Goertner model;
Equation 1. Equation 2.
----------------------------------------------------------------------------------------------------------------
* Lung injury (severe and slight) thresholds are dependent on animal mass (Recommendation: Table C.9 from DoN
(2017) based on adult and/or calf/pup mass by species).
Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa. In this table, thresholds are abbreviated
to reflect American National Standards Institute standards (ANSI, 2013). However, ANSI defines peak sound
pressure as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the
subscript ``flat'' is being included to indicate peak sound pressure should be flat weighted or unweighted
within the overall marine mammal generalized hearing range.
Modified Goertner Equations for severe and slight lung injury (pascal-second):
Equation 1: 103M\1/3\(1 + D/10.1)\1/6\ Pa-s.
Equation 2: 47.5M\1/3\(1 + D/10.1)\1/6\ Pa-s.
M animal (adult and/or calf/pup) mass (kg) (Table C.9 in DoN, 2017).
D animal depth (meters).
Modeling and Take Estimation
SouthCoast estimated density-based exposures in two separate ways,
depending on the activity. To assess the potential for Level A
harassment and Level B harassment resulting from exposure to the
underwater sound fields produced during impact and vibratory pile
driving, sophisticated sound and animal movement modeling was conducted
to account for movement and behavior of marine mammals. For HRG surveys
and UXO/MEC detonations, SouthCoast estimated the number of takes by
Level B harassment using a simplified ``static'' method wherein the
take estimates are the product of density, area of water ensonified
above the NMFS defined threshold (e.g., unweighted 160 dB
SPLrms) levels, and number of activity days (assuming a
maximum of one UXO/MEC detonation per day). For some species,
observational data from PSOs aboard HRG survey vessels or group size
indicated that the density-based take estimates may be insufficient to
account for the number of individuals of a species that may be
encountered during the planned activities; thus, adjustments were made
to the density-based estimates.
The assumptions and methodologies used to estimate take, in
consideration of acoustic thresholds and appropriate marine mammal
density and occurrence information, are described in activity-specific
subsections below (i.e.,WTG and OSP foundation installation, HRG
surveys, and UXO/MEC detonation). Resulting distances to threshold
isopleths, densities used, activity-specific exposure estimates (as
relevant to the analysis), and take estimates can be found in each
activity subsection below. At the end of this section, we present the
total annual and 5-year take estimates that NMFS proposes to authorize.
Marine Mammal Density and Occurrence
In this section, we provide information about marine mammal
presence, density, or group dynamics that will inform the take
calculations for all activities. Depending on the stock and as
described in the take estimation section for each activity, take
estimates may be based on the Roberts et al. (2023) density estimates,
marine mammal monitoring results from HRG surveys, or average group
sizes. The density and occurrence information resulting in the highest
take estimate
[[Page 53757]]
was considered in subsequent analyses, and the explanation and results
for each activity are described in the specific activity sub-sections.
Habitat-based density models produced by the Duke University Marine
Geospatial Ecology Laboratory and the Marine-life Data and Analysis
Team, based on the best available marine mammal data obtained in a
collaboration between Duke University, the Northeast Regional Planning
Body, the University of North Carolina Wilmington, the Virginia
Aquarium and Marine Science Center, and NOAA (Roberts et al., 2016a,
2016b, 2017, 2018, 2020, 2021a, 2021b, 2023), represent the best
available scientific information regarding marine mammal densities in
and surrounding the Lease Area and along ECCs. Density data are
subdivided into five separate raster data layers for each species,
including: Abundance (density), 95 percent Confidence Interval of
Abundance, 5 percent Confidence Interval of Abundance, Standard Error
of Abundance, and Coefficient of Variation of Abundance.
Modifications to the densities used were necessary for some
species. The estimated monthly density of seals provided in Roberts et
al. (2016; 2023) includes all seal species present in the region as a
single guild. To split the resulting ``seal'' density estimate by
species, SouthCoast multiplied the estimate by the proportion of each
species observed by PSOs during SouthCoast's 2020-2021 site
characterization surveys (Milne, 2021; 2022). The proportions used were
231/246 (0.939) for gray seals and 15/246 (0.061) for harbor seals. The
``seal'' density provided by Roberts et al. (2016; 2023) was then
multiplied by these proportions to get the species specific densities.
While the Roberts et al. (2016; 2023) seals guild includes all phocid
seals, as described in the Descriptions of Marine Mammals in the
Specified Geographical Region section, harp seal occurrence is
considered rare and unexpected in SNE. Given this, harp seals were not
included when splitting the seal guild density and SouthCoast did not
request take for this species. Monthly densities were unavailable for
pilot whales, so SouthCoast applied the annual mean density to estimate
take. As described in the Marine Mammal section, species' distributions
indicate that the only species of pilot whale expected to occur in SNE
is the long-finned pilot whale; therefore, the densities provided in
Roberts et al. (2016, 2023) are attributed to this species (and not
short-finned pilot whales). Similarly, distribution data for bottlenose
dolphins stocks indicate that the only stock likely to occur in SNE is
the Western North Atlantic offshore stock, thus all Robert et al.
(2016, 2023) densities are attributed to this stock. Below, we describe
observational data from monitoring reports and average group size
information, both of which are appropriate to inform take estimates for
certain activities or species in lieu of density estimates.
For some species and activities, observational data from Protected
Species Observers (PSOs) aboard HRG and geotechnical (GT) survey
vessels indicate that the density-based exposure estimates may be
insufficient to account for the number of individuals of a species that
may be encountered during the planned activities. PSO data from
geophysical and geotechnical surveys conducted in the area surrounding
the Lease Area and ECCs from April 2020 through December 2021 (RPS,
2021) were analyzed to determine the average number of individuals of
each species observed per vessel day. For each species, the total
number of individuals observed (including the``proportion of
unidentified individuals'') was divided by the number of vessel days
during which observations were conducted in 2020-2021 HRG surveys (555
survey days) to calculate the number of individuals observed per vessel
day, as shown in the final columns of Table 7 in the SouthCoast ITA
application.
For other less-common species, the predicted densities from Roberts
et al. (2016; 2023) are very low and the resulting density-based
exposure estimate is less than a single animal or a typical group size
for the species. In such cases, the mean group size was considered as
an alternative to the density-based or PSO data-based take estimates to
account for potential impacts on a group during an activity. Mean group
sizes for each species were calculated from recent aerial and/or
vessel-based surveys, as shown in table 10. Additional detail regarding
the density and occurrence as well as the methodology used to estimate
take for specific activities is included in the activity-specific
subsections below.
Table 10--Mean Group Sizes of Species That May Occur in the Project Area
----------------------------------------------------------------------------------------------------------------
Mean group
Species Individuals Sightings size Information source
----------------------------------------------------------------------------------------------------------------
North Atlantic right whale *.......... 145 60 2.4 Kraus et al. (2016).
Blue whale *.......................... 3 3 1.0 Palka et al. (2017).
Fin whale *........................... 155 86 1.8 Kraus et al. (2016).
Humpback whale........................ 160 82 2.0 Kraus et al. (2016).
Minke whale........................... 103 83 1.2 Kraus et al. (2016).
Sei whale *........................... 41 25 1.6 Kraus et al. (2016).
Sperm whale *......................... 208 138 1.5 Palka et al. (2017).
Atlantic spotted dolphin.............. 1,335 46 29.0 Palka et al. (2017).
Atlantic white-sided dolphin.......... 223 8 27.9 Kraus et al. (2016).
Bottlenose dolphin.................... 259 33 7.8 Kraus et al. (2016).
Common dolphin........................ 2,896 83 34.9 Kraus et al. (2016).
Pilot whales.......................... 117 14 8.4 Kraus et al. (2016).
Risso's dolphin....................... 1,215 224 5.4 Palka et al. (2017).
Harbor porpoise....................... 121 45 2.7 Kraus et al. (2016).
Seals................................. 201 144 1.4 Palka et al. (2017).
(harbor and gray).....................
----------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
The estimated exposure and take tables for each activity present
the density-based exposure estimates, PSO-date derived take estimate,
and mean group size for each species. The number of species-specific
takes by Level B harassment that is proposed for authorization is based
on the largest of these three values. Although animal
[[Page 53758]]
exposure modeling resulted in Level A harassment exposure estimates for
other species, NMFS is not proposing to authorize Level A harassment
take for any species other than fin whales, harbor porpoises, and
harbor and gray seals. The numbers of takes by Level A harassment
proposed for authorization for these species are based strictly on
density-based exposure modeling results (i.e., not on PSO-data derived
estimates or group size).
WTG and OSP Foundation Installation
Here, for WTG and OSP monopile and pin-piled jacket foundation
installation, we provide summary descriptions of the modeling
methodology used to predict sound levels generated from the Project
with respect to harassment thresholds and potential exposures using
animal movement, the density and/or occurrence information used to
support the take estimates for this activity, and the resulting
acoustic and exposure ranges, exposures, and authorized takes.
The predominant underwater noise associated with the construction
of offshore components of the SouthCoast Project would result from
impact and vibratory pile driving of the monopile and jacket
foundations. SouthCoast employed JASCO Applied Sciences (USA) Inc.
(JASCO) to conduct acoustic modeling to better understand sound fields
produced during these activities (Limpert et al., 2024). The basic
modeling approach is to characterize the sounds produced by the source,
and determine how the sounds propagate within the surrounding water
column. For both impact and vibratory pile driving, JASCO conducted
sophisticated source and propagation modeling (as described below).
JASCO also conducted animal movement modeling to estimate the potential
for marine mammal harassment incidental to pile driving. JASCO
estimated species-specific exposure probabilities by considering the
range- and depth-dependent sound fields in relation to animal movement
in simulated representative construction scenarios. More details on
these acoustic source modeling, propagation modeling and exposure
modeling methods are described below and can be found in Limpert et al.
(2024).
Pile Driving Acoustic Source Modeling
To model the sound emissions from the piles, the force of the pile
driving hammers had to be modeled first. JASCO used the GRL, Inc. Wave
Equation Analysis of Pile Driving wave equation model (GRLWEAP) (Pile
Dynamics, 2010) in conjunction with JASCO's Pile Driving Source Model
(PDSM), a physical model of pile vibration and near-field sound
radiation (MacGillivray, 2014), to predict source levels associated
with impact and vibratory pile driving activities. Forcing functions,
representing the force of the impact or vibratory hammer at the top of
each 9/16-m monopile and 4.5-m jacket foundation pile, were computed
using the GRLWEAP 2010 wave equation model (GRLWEAP) (Pile Dynamics,
2010), which includes a large database of simulated impact and
vibratory hammers. The GRLWEAP model assumed direct contact between the
representative impact and vibratory hammers, helmets, and piles (i.e.,
no cushioning material, which provides a more conservative estimate).
For monopile and jacket foundations, the piles were assumed to be
vertical and driven to a penetration depth of 35 m (115 ft) and 60 m
(197 ft), respectively. Modeling assumed jacket foundation piles were
either pre- and post-piled. As indicated in the Description of
Specified Activities section, pre-piling means that the jacket
structure will be set on pre-installed piles, as would be the case for
SouthCoast's WTG foundations (if jacket foundations are used for WTGs).
OSP foundations would be post-piled (using only impact pile driving),
meaning that the jacket structure is placed on the seafloor and piles
would be subsequently driven through guides at the base of each leg.
These jacket foundations (which are separate from the pin piles on
which they sit) will also radiate sound as the piles are driven. To
account for the additional sound (beyond impact hammering of the OSP
pin piles) radiating from the jacket structure, a 2-dB increase in
received levels was included in the propagation calculations for OSP
post-piling installations, based on a recommendation from Bellman et
al. (2020).
Modeling the forcing function for vibratory pile driving required
slightly different considerations than for impact pile driving given
differences in the way each hammer type interacts with a pile, although
the models used are the same for installation methods. Piles deform
when driven with impact hammers, creating a bulge that travels down the
pile and radiates sound into the surrounding air, water, and seabed.
During the vibratory pile driving stage, piles are driven into the
substrate due to longitudinal vibration motion at the hammer's
operational frequency and corresponding amplitude, which causes the
soil to liquefy, allowing the pile to penetrate into the seabed. Using
GRLWEAP, one-second long vibratory forcing functions were computed for
the 9/16-m monopile and 4.5-m jacket foundations, assuming the use of
32 clamps with total weight of 2102.4 kN for the monopile and 4 clamps
with total weight of 213.56 kN for the jacket piles, connecting the
hammer to the piles. Non-linearities were introduced to the vibratory
forcing functions based on the decay rate observed in data measured
during vibratory pile driving of smaller diameter piles (Quijano et
al., 2017). Key modeling assumptions can be found in Table B-1 in
Appendix B of Limpert et al. (2024). Please see Figures 12 and 13 in
Section 4.1.1 of Limpert et al. (2024), for impact pile driving forcing
functions, and Figures 18 and 19 in section 4.1.2 for vibratory pile
driving forcing functions.
Both the impact and vibratory pile driving forcing functions
computed using the GRLWEAP model were used then as inputs to the PDSM
model to compute the resulting pile vibrations. These models account
for several parameters that describe the operation--pile type,
material, size, and length--the pile driving equipment, and approximate
pile penetration depth. The PDSM physical model computes the underwater
vibration and sound radiation of a pile by solving the theoretical
equations of motion for axial and radial vibrations of a cylindrical
shell. Piles were modeled assuming vertical installation using a
finite-difference structural model of pile vibration based on thin-
shell theory. The sound radiating from the pile itself was simulated
using a vertical array of discrete point sources. This model is used to
estimate the energy distribution per frequency (source spectrum) at a
close distance from the source (10 m (32.8 ft)). Please see Appendix E
in Limpert et al. (2024), for a more detailed description.
The amount of sound generated during pile driving varies with the
energy required to drive piles to a desired depth, and depends on the
sediment resistance encountered. Sediment types with greater resistance
require hammers that deliver higher energy strikes and/or an increased
number of strikes relative to installations in softer sediment. Maximum
sound levels usually occur during the last stage of impact pile driving
(i.e., when the pile is approaching full installation depth) where the
greatest resistance is encountered (Betke, 2008). Rather than modeling
increasing hammer energy with increasing penetration depth, SouthCoast
assumed that maximum hammer energy would be used throughout the entire
installation of
[[Page 53759]]
monopiles and pin piles (tables 11 and 12). This is a conservative
assumption, given the project area includes a predominantly sandy
bottom habitat, which is a softer sediment (see Specified Geographical
Area section) that would require less than the maximum hammer energy to
penetrate.
Representative hammering schedules for impact installation are
shown in table 11 and for installations requiring vibratory followed by
impact installation in table 12. For impact installation of 9/16-m WTG
monopiles, 7,000 total hammer strikes were assumed, using the maximum
hammer energy (6,600 kJ). The smaller 4.5-m pin piles for the WTG and
OSP jacket foundations were assumed to require 4,000 total strikes
using the maximum hammer energy (3,500 kJ). Modeling vibratory and
subsequent impact installation of 9/16-m monopiles assumed 20 minutes
of vibratory piling followed by 5,000 strikes of impact hammering.
Installation of 4.5-m WTG piles using both vibratory and impact
hammering methods assumed 90 minutes of vibratory pile driving followed
by 2,667 impact hammer strikes.
Table 11--Hammer Energy Schedules For Monopile and Jacket Foundations Installed With Impact Hammer Only
----------------------------------------------------------------------------------------------------------------
WTG monopile foundations (9/16-m diameter) WTG and OSP jacket foundations (4.5-m diameter)
----------------------------------------------------------------------------------------------------------------
Hammer: NNN 6600 Hammer: MHU 3500S
----------------------------------------------------------------------------------------------------------------
Pile Pile
Energy level (kilojoule, kJ) Strike count penetration Energy level Strike count penetration
\1\ depth (m) (kilojoule, kJ) depth
----------------------------------------------------------------------------------------------------------------
6,600 \a\.................... 2,000 0-10 3,500 \a\....... 1,333 0-20
6,600 \b\.................... 2,000 11-21 3,500 \b\....... 1,333 21-41
6,600 \c\.................... 3,000 22-35 3,500 \c\....... 1,334 41-60
--------------------------------- -------------------------------
Total:................... 7,000 35 Total:....... 4,000 60
----------------------------------------------------------------------------------------------------------------
a, b, c--Modeling assumed application of the maximum hammer energy throughout the entire monopile installation.
For ease of reference, JASCO used this notation to differentiate progressive stages of installation at the
same hammer energy but at different penetration depths and number of hammer strikes.
Table 12--Hammer Energy Schedules For Monopile and Jacket Foundations Installed With Both Vibratory and Impact Hammers
--------------------------------------------------------------------------------------------------------------------------------------------------------
WTG monopile foundations (9/16-m diameter) WTG jacket foundations (4.5-m diameter)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Hammers Hammers
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory HXCV640 and Impact NNN6600 Vibratory SCV640 and Impact MHU 3500S
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pile Pile
Hammer type Energy level Strike Duration penetration Hammer Energy level Strike Duration penetration
(kilojoule, kJ) count (minutes) depth (m) type (kilojoule, kJ) count (minutes) depth (m)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory..................... 3,500 .......... 20 0-10 Vibratory 3,500 .......... 90 0-20
Impact........................ 6,600 2,000 .......... 11-21 Impact 6,000 1,333 .......... 21-41
-------------------------------------- -------------------------------------
3,000 .......... 22-35 1,334 .......... 42-60
-------------------------------------------------------------------------------------------------------------------------
Total:.................... ............... 5,000 20 35 .......... ............... 2,667 90 60
--------------------------------------------------------------------------------------------------------------------------------------------------------
a, b, c--Modeling assumed application of the maximum hammer energy throughout the entire monopile installation. For ease of reference, JASCO used this
notation to differentiate progressive stages of installation at the same hammer energy but at different penetration depths and number of hammer
strikes.
Table 13--Broadband SEL (dB re 1 [mu]Pa\2\[middot]s) per Modeled Energy Level at 10 m From a 9/16-m Monopile and
4.5-m Pin Pile Installed Using a Impact Hammer at Two Representative Locations in the Lease Area \a\
----------------------------------------------------------------------------------------------------------------
Energy Level SEL
Pile type Impact hammer (kilojoule, kJ) -------------------------------------
\a\ L01 \1\ L02 \1\
----------------------------------------------------------------------------------------------------------------
9/16-m Monopile.................. NNN6600............. 6,600 \a\ 207.5 208.1
6,600 \b\ 206.2 206.9
6,600 \c\ 206.9 207.1
4.5-m Pin Pile................... MHU 3500S........... 3,500 197.4 198.1
3,500 198.5 198.7
3,500 195.7 190.5
----------------------------------------------------------------------------------------------------------------
1--L01 and L02 are located in the southwest and northeast sections of the Lease Area, respectively. See Figure 2
in Limpert et al. (2023) for a map of these locations.
a, b, c--Modeling assumed application of the maximum hammer energy throughout the entire monopile installation.
For ease of reference, JASCO used this notation to differentiate progressive stages of installation at the
same hammer energy but at different penetration depths and number of hammer strikes.
[[Page 53760]]
Table 14--Broadband SEL (dB re 1 [mu]Pa\2\[middot]s) Per Duration of Vibratory Piling at 10 m From a 9/16-m
Monopile and 4.5-m Pin Pile Installed Using Impact Hammering at Two Representative Locations in the Lease Area
\a\
----------------------------------------------------------------------------------------------------------------
Vibratory pile SEL (dB re 1 [mu]Pa\2\[middot]s
Pile type Vibratory hammer driving duration -------------------------------------
(min) L01 L02
----------------------------------------------------------------------------------------------------------------
9/16-m Monopile..................... TA-CV320 20 214.8 213.5
4.5-m Pin Pile...................... HX-CV640 90 193.3 190.3
----------------------------------------------------------------------------------------------------------------
a--L01 and L02 are located in the southwest and northeast sections of the Lease Area, respectively. See Figure 2
in Limpert et al. (2023) for a map of these locations.
a, b, c--Modeling assumed application of the maximum hammer energy throughout the entire monopile installation.
For ease of reference, JASCO used this notation to differentiate progressive stages of installation at the
same hammer energy but at different penetration depths and number of hammer strikes.
Beyond understanding pile driving source levels (estimated using
forcing functions), there are additional factors to consider when
determining the degree to which noise would be transmitted through the
water column. Noise abatement systems (NAS) are often used to decrease
the sound levels in the water near a source by inserting a local
impedance change that acts as a barrier to sound transmission.
Attenuation by impedance change can be achieved through a variety of
technologies, including bubble curtains, evacuated sleeve systems
(e.g., IHC-Noise Mitigation System (NMS)), encapsulated bubble systems
(e.g., HydroSound Dampers (HSD)), or Helmholtz resonators (AdBm NMS).
The effectiveness of each system is frequency dependent and may be
influenced by local environmental conditions such as current and depth.
SouthCoast would employ systems to attenuate noise during all pile
driving of monopile and jacket foundations, including, at minimum, a
double big bubble curtain (DBBC). Several recent studies summarizing
the effectiveness of NAS have shown that broadband sound levels are
likely to be reduced by anywhere from 7 to 17 dB, depending on the
environment, pile size, and the size, configuration and number of
systems used (Buehler et al., 2015; Bellmann et al., 2020). Hence,
hypothetical broadband attenuation levels of 0 dB, 6 dB, 10 dB, 15 dB,
and 20 dB were incorporated into acoustic modeling to gauge effects on
the ranges to thresholds given these levels of attenuation. Although
five attenuation levels were evaluated, SouthCoast and NMFS anticipate
that the noise attenuation system ultimately chosen will be capable of
reliably reducing source levels by 10 dB; therefore, modeling results
assuming 10-dB attenuation are carried forward in this analysis for
pile driving. See the Proposed Mitigation section for more information
regarding the justification for the 10-dB attenuation assumption.
Acoustic Propagation Modeling
To estimate sound propagation during foundation installation,
JASCO's used the Full Waveform Range-dependent Acoustic Model (FWRAM)
to combine the outputs of the source model with spatial and temporal
environmental factors (e.g., location, oceanographic conditions, and
seabed type) to get time-domain representations of the sound signals in
the environment and estimate sound field levels ((Limpert et al.
(2024), Section F.1 in Appendix F of SouthCoast's ITA application)).
Because the foundation pile is represented as a linear array and FWRAM
employs the array starter method to accurately model sound propagation
from a spatially distributed source (MacGillivray and Chapman, 2012),
using FWRAM ensures accurate characterization of vertical directivity
effects in the near-field zone. Due to seasonal changes in the
temperature and salinity of the water column, sound propagation is
likely to vary among different times of the year. To capture this
variability, acoustic modeling was conducted using an average sound
speed profile for a ``summer'' period including the months of May
through November, and a ``winter'' period including December through
April. FWRAM computes pressure waveforms via Fourier synthesis of the
modeled acoustic transfer function in closely spaced frequency bands.
This model is used to estimate the energy distribution per frequency
(source spectrum) at a close distance from the source (10 m (32.8 ft)).
Examples of decidecade spectral levels for each foundation pile type,
hammer energy, and modeled location, using average summer sound speed
profile are provided in Limpert et al. (2024).
Sounds produced by sequential installation of the 9/16-m WTG
monopiles and 4.5-m pin piles were modeled at two locations. Water
depths within the Lease Area range from 37 m to 64 m (121 ft to 210
ft). Sound fields produced during both impact and vibratory
installation of 9/16-m WTG monopiles and 4.5-m WTG and OSP pin piles
were modeled at two locations: L01 in the southwest section of the
lease area in 38 m water depth and L02 in the northeast section of the
lease area in 53 m (173.9 ft) depth (Figure 2 in Appendix A in Limpert
et al., 2024). Propagation modeling did not include water depths
between 54 m and 64 m (deepest location) given the majority of
foundation locations (i.e., 101 out of 149) occur in depths less than
54 m (177 ft). The locations were selected to represent the acoustic
propagation environment within the Lease Area and may not be actual
foundation locations. JASCO selected alternative locations to model the
ensonified zones produced during concurrent pile driving because the
foundation installation locations would be closer together (i.e.,
separated by approximately 2 nm) than those selected for sequential
foundation installations.
For impulsive sounds from impact pile driving as well as non-
impulsive sounds from vibratory piling, time-domain representations of
the pressure waves generated in the water are required for calculating
SPLrms and SPLpeak at various distances from the
pile, metrics that are important for characterizing potential impacts
of pile driving noise on marine mammals. Furthermore, the pile must be
represented as a distributed source to accurately characterize vertical
directivity effects in the near-field zone. JASCO used FWRAM to compute
synthetic pressure waveforms as a function of range and depth via
Fourier synthesis of transfer functions in closely spaced frequency
bands, in range-varying marine acoustic environments. Additional
modeling details are described in Limpert et al. (2024). Impact and
vibratory pile driving source and propagation modeling provides
estimates of the distances from the pile
[[Page 53761]]
location to NMFS' Level A harassment and Level B harassment threshold
isopleths.
JASCO calculated acoustic ranges, which represent the distance to a
harassment threshold based on sound propagation through the
environment, independent of movement of a receiver. The use of acoustic
ranges (R95) to the Level A harassment
SELcum metric thresholds to assess the potential for PTS is
considered an overly conservative method, as it does not account for
animal movement and behavior and, therefore, assumes that animals are
essentially stationary at that distance for the entire duration of the
pile installation, a scenario that does not reflect realistic animal
behavior. However, because NMFS' Level A harassment
(SPLpeak) and Level B harassment (SPLrms)
thresholds refer to instantaneous exposures, acoustic ranges are a
better representation of distances to these NMFS' instantaneous
harassment thresholds. These distances were not applied to exposure
estimation but were used to define the Level B harassment zones for all
species (see Proposed Mitigation and Monitoring) for WTG and OSP
foundation installation in summer and winter, and the minimum
visibility zone for installation of foundations in the NARW EMA (see
Proposed Mitigation and Monitoring). The following tables present the
largest acoustic ranges (R95) among modeling sites
(Figure 2 in Limpert et al., 2024) resulting from JASCO's source and
propagation models, for both ``summer'' and ``winter.'' Table 15
presents the R95 distances to the Level A harassment
(SPLpeak) isopleths. Table 16 provides
R95 distances to the Level A harassment
(SELcum) thresholds for impact-only and combined method
(i.e., vibratory and impact pile driving) installations, respectively.
Finally, table 17 presents R95 distances for Level B
harassment thresholds, for impact (160 dB) and vibratory (120 dB) pile
driving.
Table 15--Acoustic Ranges (R95), in Kilometers (km), to Marine Mammal Level A Harassment Thresholds (SPLpeak) During Impact Pile Driving of 9/16-
m Monopiles, 4.5-m Pre-Piled WTG Jackets, and 4.5-m Post-Piled OSP Jackets, Assuming 10 dB Attenuation in Both Summer and Winter
--------------------------------------------------------------------------------------------------------------------------------------------------------
Distances to level A (SPLpeak) harassment thresholds (km)
-----------------------------------------------------------------------------------------------
Hearing group WTG 9/16-m monopile WTG 4.5-m pre-piled pin OSP 4.5-m post-piled pin
-----------------------------------------------------------------------------------------------
Summer Winter Summer Winter Summer Winter
--------------------------------------------------------------------------------------------------------------------------------------------------------
LFC..................................................... .............. .............. .............. .............. .............. ..............
MFC..................................................... .............. .............. .............. .............. .............. ..............
HFC..................................................... 0.27 0.26 0.12 0.13 0.14 0.13
PW...................................................... .............. .............. .............. .............. .............. ..............
--------------------------------------------------------------------------------------------------------------------------------------------------------
Table 16--Acoustic Ranges (R95), in Kilometers (km), to Marine Mammal Level A Harassment Thresholds (SELcum) During Pile Driving of 9/16-m
Monopiles, 4.5-m Pre-Piled WTG Jackets, and 4.5-m Post-Piled OSP Jackets, Assuming 10 dB Attenuation in Both Summer and Winter
--------------------------------------------------------------------------------------------------------------------------------------------------------
Distances to level A (SPLcum) harassment thresholds (km)
Impact (I) or -----------------------------------------------------------------------------------------------
Hearing group vibratory \1\ and WTG 9/16-m monopile WTG 4.5-m pre-piled pin OSP 4.5-m post-piled pin
impact (V/I) -----------------------------------------------------------------------------------------------
installation Summer Winter Summer Winter Summer Winter
--------------------------------------------------------------------------------------------------------------------------------------------------------
LFC............................... I................... 6.09 6.68 4.94 5.16 5.83 6.21
V/I................. 6.19 6.8 2.11 2.15 .............. ..............
MFC............................... I................... .............. .............. .............. .............. .............. ..............
V/I................. .............. .............. .............. .............. .............. ..............
HFC............................... I................... 0.26 0.3 0.09 0.09 0.11 0.12
V/I................. 0.2 0.2 0.02 0.02 .............. ..............
PW................................ I................... 0.79 0.79 0.48 0.49 0.68 0.71
V/I................. 0.81 0.85 0.11 0.11 .............. ..............
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Vibratory pile driving applies to Project 2 only.
Table 17--Acoustic Ranges (R95), in Kilometers (km), to the Marine Mammal Level B Harassment Thresholds During Impact (160 dB) and Vibratory \1\
(120 dB) Pile Driving of 9/16-m Monopiles, 4.5-m Pre-Piled WTG Jackets, and 4.5-m Post-Piled OSP Jackets, Assuming 10 dB Attenuation, in Summer and
Winter
--------------------------------------------------------------------------------------------------------------------------------------------------------
Distances to level B (SPLrms) harassment thresholds (km)
-----------------------------------------------------------------------------------------------
Installation approach WTG 9/16-m monopile WTG 4.5-m pre-piled pin OSP 4.5-m post-piled pin
-----------------------------------------------------------------------------------------------
Summer Winter Summer Winter Summer Winter
--------------------------------------------------------------------------------------------------------------------------------------------------------
Impact.................................................. 7.44 8.63 4.18 4.41 4.88 5.24
Vibratory............................................... 42.02 84.63 15.83 21.92 .............. ..............
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Vibratory pile driving applies to Project 2 only.
[[Page 53762]]
To assess the extent to which marine mammal harassment might occur
as a result of movement within this acoustic environment, JASCO next
conducted animal movement and exposure modeling.
Animal Movement Modeling
To estimate the probability of exposure of animals to sound above
NMFS' harassment thresholds to during foundation installation, JASCO's
Animal Simulation Model Including Noise Exposure (JASMINE) was used to
integrate the sound fields generated from the source and propagation
models described above with species-typical behavioral parameters
(e.g., swim speeds dive patterns). The parameters used for forecasting
realistic behaviors (e.g., diving, foraging, and surface times) were
determined and interpreted from marine species studies (e.g., tagging
studies) where available, or reasonably extrapolated from related
species (Limpert et al., 2024).
Applying animal movement and behavior within the modeled noise
fields allows for a more realistic indication of the distances at which
PTS acoustic thresholds are reached that considers the accumulation of
sound over different durations. Sound exposure models such as JASMINE
use simulated animals (animats) to sample the predicted 3-D sound
fields with movement derived from animal observations (see Limpert et
al., 2024). Animats that exceed NMFS' acoustic thresholds are
identified and the range (distance from the noise source) for the
exceedances determined. The output of the simulation is the exposure
history for each animat accumulated within the simulation. An
individual animat's sound exposure levels are summed over a specific
duration, (24 hours), to determine its total received acoustic energy
(SEL) and maximum received SPLPK and SPLrms.
These received levels are then compared to the harassment threshold
criteria. The combined history of all animats gives a probability
density function of exposure above threshold levels. The number of
animals expected to exceed the regulatory thresholds is determined by
scaling the number of predicted animat exposures by the species-
specific density of animals in the area. By programming animats to
behave like the 16 marine mammal species that may be exposed to pile
driving noise, the sound fields are sampled in a manner similar to that
expected for real animals.
Vibratory setting of piles followed by impact pile driving is being
considered for Project 2 (Scenarios 2 and 3). Given the qualities of
vibratory pile driving noise (e.g., continuous, lower hammer energy),
Level A harassment (PTS) is not an anticipated impact on marine mammals
incidental to SouthCoast's use of this method. Although the potential
to induce hearing loss is low during vibratory driving, it does
introduce some SEL exposure that must be considered in the 24-hour
SELcum estimates. For this reason, JASCO computed acoustic
ranges from the combined sound energy from vibratory and impact pile
driving. These results are presented in Appendix G in Limpert et al.
(2024). The PTS-onset SEL thresholds are lower for impact piling than
for vibratory piling (table 7) so, to be conservative, when estimating
acoustic ranges and the number of animats exposed to potentially
injurious sound levels from both impact and vibratory pile driving (for
those piles that may require both methods), the lower (impulsive) SEL
criteria were applied to determine if thresholds were exceeded.
Estimating the number of animats that may be exposed to sound above
a behavioral SPL response threshold is simpler because it does not
require integrating sound pressure over long time periods. This
calculation was done separately for vibratory and impact pile driving
because these two sound sources use different thresholds, and they are
temporally separated activities (i.e., impact follows vibratory pile
driving). The numbers of animats exposed above the 120 dB (vibratory)
and 160 dB (impact) Level B harassment thresholds are calculated
individually and then the resulting numbers are combined to get total
behavioral exposures from a single pile installed at each
representative location when both hammer types are expected to be used
on a pile. Individual animats that are exposed above behavioral
thresholds for both vibratory and impact pile driving are only counted
once to avoid over-estimation.
For modeled animats that have received enough acoustic energy to
exceed a given harassment threshold, the exposure range for each animal
is defined as the closest point of approach (CPA) to the source made by
that animal while it moved throughout the modeled sound field,
accumulating received acoustic energy. The CPA for each of the species-
specific animats during a simulation is recorded and then the CPA
distance that accounts for 95 percent of the animats that exceed an
acoustic threshold is determined. The ER95 (95
percent exposure radial distance) is the horizontal distance that
includes 95 percent of the CPAs of animats exceeding a given impact
threshold. The ER95 ranges are species-specific
rather than categorized only by any functional hearing group, which
allows for the incorporation of more species-specific biological
parameters (e.g., dive durations, swim speeds) for assessing the
potential for PTS from pile driving. Furthermore, because these
ER95 ranges are species-specific, they can be used
to develop mitigation monitoring or shutdown zones.
As described in the Detailed Description of Specific Activity
section, SouthCoast proposed construction schedules that include both
sequential and concurrent foundation installations. For sequential
installations (both vibratory and/or impact) of two monopiles
foundations or four jacket pin piles per day, two sites were used for
modeling (see Figures 7 and 8, Section 2.51 of Appendix A in Limpert et
al., 2024), both considered representative locations of the Lease Area
(one location for each foundation). Animats were exposed to only one
sound field at a time. Received levels were accumulated over each
animat's track over a 24-hour time window to derive sound exposure
levels (SEL). Instantaneous single-exposure metrics (e.g.,
SPLrms and SPLpeak) were recorded at each
simulation time step, and the maximum received level was reported.
Concurrent operations were handled slightly differently to capture
the effects of installing piles spatially close to each other (i.e., 2
nm (2.3 mi; 3.7 km)). The sites chosen for exposure modeling for
concurrent operations are shown in Figure 9, Section 2.51 in Limpert et
al. (2024). When simulating concurrent operations in JASMINE, sound
fields from separate piles may be overlapping in time and space. For
cumulative metrics (SELcum), received energy from each sound
field the animat encounters is summed over a 24-hour time window. For
SPL, received levels were summed within each simulation time step and
the resultant maximum SPL over all time steps was carried forward. For
both sequential and concurrent operations, the resulting cumulative or
maximum received levels were then compared to the NMFS' thresholds
criteria within each analysis period.
Additional assumptions used in modeling for each year of
construction are summarized in table 18. As discussed previously,
modeling assumed SouthCoast would install Project 1 WTG foundations
using only impact pile driving and Project 2 WTG foundations using
vibratory and/or impact pile driving. All pin piles supporting OSP
jacket foundations would be impact driven. In addition, modeling
assumed a seasonal restriction
[[Page 53763]]
on pile driving from January 1 through April 30. However, as previously
described, to provide additional North Atlantic right whale protection,
SouthCoast would not install foundation in the NARW EMA from October 16
through May 31 or throughout the rest of the Lease Area from January 1
to May 15.
Table 18--Assumptions Used in WTG and OSP Foundation Installation Exposure Modeling
--------------------------------------------------------------------------------------------------------------------------------------------------------
Project 1 Project 2
------------------------------------------------------------------------------------------
Parameter WTG WTG WTG
monopiles WTG jackets OSP jackets monopiles monopiles WTG jackets OSP jackets
scenario 1 scenario 2 scenario 1 scenario 2 scenario 3
--------------------------------------------------------------------------------------------------------------------------------------------------------
Number of foundations........................................ 71 85 1 68 73 62 1
Pile diameter (m)............................................ 9/16 4.5 4.5 9/16 9/16 4.5 4.5
Piles per foundation......................................... 1 4 12-16 1 1 4 12-16
Penetration depth (m)........................................ 35 60 60 35 35 60 60
Max hammer energy (kJ)....................................... 6600 3500 3500 6600 6600 3500 3500
Impact or Vibratory.......................................... Impact Impact Impact Impact Both Both Impact
Number of impact strikes \1\................................. 7000 4000 4000 7000 7000/5000 4000/2667 4000
Piles/day.................................................... 1-2 4 4 1-2 1-2 4 4
Piling days.................................................. 59 85 0.75 53 49 62 0.75
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ The second value is the number of strikes required when vibratory preceded impact pile driving.
All proposed construction scenarios, including foundation type,
installation method, number of monopiles or pin piles installed per
day, and the rate of installation were presented in table 2 in the
Detailed Description of Specific Activities section.
Tables 19-23 summarize the monthly construction schedules for each
scenario assumed for modeling, including installation sequence and
method, and the number of pile driving days per month. However,
construction schedules cannot be fully predicted due to uncontrollable
environmental factors (e.g., weather) and installation schedules
include variability (e.g., due to drivability). The total number of
construction days per month would be dependent on a number of factors,
including environmental conditions, planning, construction, and
installation logistics. As described previously, SouthCoast assumed
that for sequential WTG foundation installations (using a single
vessel), a maximum of 2 WTG monopiles or 4 OSP piled jacket pin piles
may be driven in 24 hours. For concurrent installation (using two
vessels), a maximum of 2 WTG monopiles and 4 OSP piled jacket pin piles
or 4 WTG and 4 OSP pin piles may be driven in 24 hours. It is unlikely
that these maximum installation rates would be consistently attainable
throughout the construction phase, but this schedule was considered to
have the greatest potential for Level A harassment (PTS) and was,
therefore, carried forward into take estimation.
Table 19--SouthCoast's Potential Foundation Installation Schedule for Project 1 Scenario 1 (P1S1)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory & impact Concurrent Impact Totals
-------------------------------- impact ---------------------------------------------------------------
WTG monopile ---------------- WTG monopile
-------------------------------- WTG monopile & ---------------------------------------------------------------
Month OSP jacket pin
piles
2/day 1/day ---------------- 2/day 1/day Total piles Total days
1/day & 4/day
--------------------------------------------------------------------------------------------------------------------------------------------------------
May..................................... 0 0 0 0 2 2 2
June.................................... 0 0 0 1 8 10 9
July.................................... 0 0 0 3 10 16 13
Aug..................................... 0 0 0 4 10 18 14
Sept.................................... 0 0 0 3 9 15 12
Oct..................................... 0 0 3 1 3 20 7
Nov..................................... 0 0 0 0 1 1 1
Dec..................................... 0 0 0 0 1 1 1
---------------------------------------------------------------------------------------------------------------
Total............................... 0 0 3 12 44 83 59
--------------------------------------------------------------------------------------------------------------------------------------------------------
Table 20--SouthCoast's Potential Foundation Installation Schedule for Project 1 Scenario 2 (P1S2)
----------------------------------------------------------------------------------------------------------------
Vibratory & Concurrent Impact Totals
impact impact -----------------------------------------------
-------------------------------- WTG jacket
WTG jacket WTG monopile & -----------------------------------------------
Month ---------------- OSP jacket pin
piles
4/day ---------------- 4/day Total piles Total days
1/day & 4/day
----------------------------------------------------------------------------------------------------------------
May............................. 0 0 8 32 8
June............................ 0 0 10 40 10
[[Page 53764]]
July............................ 0 0 12 48 12
Aug............................. 0 0 14 56 14
Sept............................ 0 0 12 48 12
Oct............................. 0 4 12 80 16
Nov............................. 0 0 10 40 10
Dec............................. 0 0 3 12 3
-------------------------------------------------------------------------------
Total....................... 0 0 81 356 85
----------------------------------------------------------------------------------------------------------------
Table 21--SouthCoast's Potential Foundation Installation Schedule for Project 2 Scenario 1 (P2S1)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory & impact Concurrent Impact Totals
-------------------------------- impact ---------------------------------------------------------------
WTG monopile ---------------- WTG monopile
-------------------------------- WTG monopile & ---------------------------------------------------------------
Month OSP jacket pin
piles
2/day 1/day ---------------- 2/day 1/day Total piles Total days
1/day & 4/day
--------------------------------------------------------------------------------------------------------------------------------------------------------
May..................................... 0 0 0 0 2 2 2
June.................................... 0 0 0 3 6 12 9
July.................................... 0 0 0 3 6 12 9
Aug..................................... 0 0 0 3 6 12 9
Sept.................................... 0 0 0 3 6 12 9
Oct..................................... 0 0 3 3 6 27 12
Nov..................................... 0 0 0 0 2 2 2
Dec..................................... 0 0 0 0 1 1 1
---------------------------------------------------------------------------------------------------------------
Total............................... 0 0 0 15 35 80 53
--------------------------------------------------------------------------------------------------------------------------------------------------------
Table 22--SouthCoast's Potential Foundation Installation Schedule for Project 2 Scenario 2 (P2S2)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory & impact Concurrent Impact Totals
-------------------------------- impact ---------------------------------------------------------------
WTG monopile ---------------- WTG monopile
-------------------------------- WTG monopile & ---------------------------------------------------------------
Month OSP jacket pin
piles
2/day 1/day ---------------- 2/day 1/day Total piles Total days
1/day & 4/day
--------------------------------------------------------------------------------------------------------------------------------------------------------
May..................................... 0 0 0 0 2 2 2
June.................................... 2 4 0 0 0 8 6
July.................................... 6 4 0 0 0 16 10
Aug..................................... 7 4 0 0 0 18 11
Sept.................................... 6 4 0 0 0 16 10
Oct..................................... 3 2 3 0 0 23 8
Nov..................................... 0 1 0 0 0 1 1
Dec..................................... 0 0 0 0 1 1 1
---------------------------------------------------------------------------------------------------------------
Total............................... 24 19 0 0 3 85 49
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 53765]]
Table 23--SouthCoast's Potential Foundation Installation Schedule for Project 2 Scenario 3 (P2S3)
----------------------------------------------------------------------------------------------------------------
Vibratory & Concurrent Impact Totals
impact impact -----------------------------------------------
-------------------------------- WTG jacket
WTG jacket WTG monopile & -----------------------------------------------
Month ---------------- OSP jacket pin
piles
4/day ---------------- 4/day Total piles Total days
1/day & 4/day
----------------------------------------------------------------------------------------------------------------
May............................. 0 0 5 20 5
June............................ 9 0 0 36 9
July............................ 9 0 0 36 9
Aug............................. 9 0 0 36 9
Sept............................ 9 0 0 36 9
Oct............................. 6 4 0 56 10
Nov............................. 6 0 0 24 6
Dec............................. 0 0 5 20 5
-------------------------------------------------------------------------------
Total....................... 48 4 10 264 62
----------------------------------------------------------------------------------------------------------------
By incorporating animal movement into the calculation of ranges to
time-dependent thresholds (SEL metrics), ER95 values
provide a more realistic assessment of the distances within which
acoustic thresholds may be exceeded. This also means that different
species within the same hearing group can have different exposure
ranges as a result of species-specific movement patterns. Substantial
differences (greater than 500 m (1,640 ft)) between species within the
same hearing group occurred for low frequency-cetaceans, so Level A
harassment (PTS) ER95 values are shown separately
for those species (tables 24-29). For mid-frequency cetaceans and
pinnipeds, the largest value from any single species was selected.
Projects 1 and 2 would include sequential WTG foundation
installations using impact pile driving only and both vibratory and
impact pile driving (Project 2 only), and concurrent WTG and OSP
installations using only impact pile driving, each of which generates
different ER95 distances. The Level A harassment
(PTS) ER95 distances for sequential installation of
WTG foundations using only impact pile driving are shown in table 24
for both summer and winter. SouthCoast does not anticipate conducting
vibratory or concurrent pile driving in December, thus the Level A
harassment (PTS) ER95 distances for sequential
installation of WTG foundations (both monopile and pin-piled jacket)
using both vibratory and impact pile driving are shown in table 25 for
summer only. Lastly, Level A harassment (PTS) ER95
distances for potential concurrent installation of WTG and OSP
foundations using impact pile driving (also limited to ``summer'' for
modeling) are shown in table 26.
Comparison of the results in table 24 and table 26 show that the
case assuming sequential installation of two WTG monopiles per day and
concurrent installation of two WTG monopiles and 4 OSP piles per day
yield very similar results. This may seem counterintuitive, given the
assumed number of piles installed per day for concurrent installations
is larger than that assumed for sequential installations, thus it might
be expected that Level A harassment (PTS) ER95
distances would be larger for concurrent installations. However, for
that result to occur, animal movement modeling would have to show that
animals would routinely occur close enough to one pile driving location
(e.g., WTG monopile) to accumulate enough sound energy without
exceeding the Level A harassment SELcum threshold, and then
also occur at the second pile driving location (e.g., OSP jacket) at a
distance close enough to accumulate the remaining sound energy needed
to cross the SELcum threshold. The animal movement modeling
showed this sequence of events did not happen often enough during
concurrent installations of WTG monopile and OSP jacket foundations to
cause a consistent increase in the Level A harassment (PTS)
ER95 distances across all species. This sequence of
events did occur more often during concurrent installation of WTG
jacket and OSP jacket foundation installations, thus the Level A
harassment (PTS) ER95 distances for concurrent
installations were consistently larger than for installation of a
single WTG jacket foundation on a given day (table 26). This was likely
a result of the overall longer duration of pile driving per day
required for installing 4 pin piles for each jacket foundation.
Table 24--Exposure Ranges (ER95%) \1\ to the Marine Mammal PTS (Level A) Cumulative Sound Exposure Level (SELcum) Thresholds for Sequential Impact Pile
Driving Installation of One or Two 9/16-m WTG Monopiles, Four 4.5-m WTG Jacket Pin Piles, or Four 4.5-m OSP Jacket Pin Piles in One Day, Assuming 10 dB
of Broadband Noise Attenuation in Summer (S) and Winter (W) \2\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Range (km)
SELcum threshold -------------------------------------------------------------------------------------------------------
(dB re 1 9/16-m WTG monopiles (1 9/16-m WTG monopiles (2 4.5-m WTG jacket pin 4.5-m OSP jacket pin
Hearing group [mu]Pa2[middot]s) piles/day) piles/day) piles (4 piles/day) piles (4 piles/day)
-------------------------------------------------------------------------------------------------------
S W S W\3\ S W S W
--------------------------------------------------------------------------------------------------------------------------------------------------------
Blue whale *................. 183 ........... ........... ........... ........... ........... ........... ........... ...........
Fin whale *.................. ................. 3.99 4.49 4.15 ........... 2.37 2.55 3.18 3.50
Humpback whale............... ................. 3.13 3.66 3.46 ........... 1.88 1.96 2.36 2.54
Minke whale.................. ................. 2.41 3 2.42 ........... 1.24 1.28 1.58 1.79
N.Atl. right whale *......... ................. 2.83 3.23 2.95 ........... 1.73 1.85 2.01 2.13
Sei whale *.................. ................. 3.06 3.38 3.19 ........... 1.96 2.22 2.59 2.72
[[Page 53766]]
Mid-frequency................ 185 0 0 0 ........... 0 0 0 0
High-frequency............... 155 0 0 0 ........... 0 0 0 0
Phocids...................... 185 0.4 0.34 0.12 ........... 0 0.32 0.41 0.41
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
\1\ These are the maximum ER95% values among modeling locations (L01 and L02 in Limpert et al., 2024).
\2\ For acoustic propagation modeling, two average sound speed profiles were used, one for the ``summer'' season (May-November) and a second for the
``winter'' season (December).
\3\ Given the small number of foundation installations planned for December (see tables 19-23), modeling assumed installation of only a single monopile
per day for ``winter.''
Table 25--Exposure Ranges (ER95%) \1\ to the Marine Mammal Level A Cumulative Sound Exposure Level (SELcum) Thresholds During Sequential Vibratory \2\
and Impact Pile Driving Installation of One or Two 9/16-m WTG Monopiles or Four 4.5-m WTG Jacket Pin Piles Assuming 10 dB of Attenuation in Summer \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Range (km)
-----------------------------------------------------------------------------
SELcum threshold WTG monopile (1 pile/ WTG monopile (2 piles/ WTG jacket pin piles (4
Hearing group (dB re 1 day) day) piles/day)
[mu]Pa\2\[middot]s) -----------------------------------------------------------------------------
Impact Vibratory Impact Vibratory Impact Vibratory
--------------------------------------------------------------------------------------------------------------------------------------------------------
Blue whale *......................................... 183 ........... ........... ........... ........... ........... ...........
Fin whale *.......................................... ................... 3.98 0 4.11 0.08 2.25 0
Humpback whale....................................... ................... 3.10 0 3.49 0.18 1.84 0
Minke whale.......................................... ................... 2.41 0 2.37 0 1.13 0
N.Atl. right whale *................................. ................... 2.81 0 3.07 0.13 1.57 0
Sei whale *.......................................... ................... 3.11 0 3.13 0 1.84 0
Mid-frequency........................................ 185 0 0 0 0 0 0
High-frequency....................................... 155 0 0 0 0 0 0
Phocids.............................................. 185 0.01 0 0.11 0 0 0
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
\1\ These are the maximum ER95% values among modeling locations (L01 and L02 in Limpert et al., 2024).
\2\ SouthCoast proposed vibratory pile driving for Project 2 (Scenarios 2 and 3) but not for Project 1.
\3\ For acoustic propagation modeling, two average sound speed profiles were used, one for the ``summer'' season (May-November) and a second for the
``winter'' season (December). Modeling assumed vibratory pile driving would only occur in ``summer,'' thus, table 25 does not present ``winter''
values.
Table 26--Exposure Ranges (ER95%) \1\ to the Marine Mammal Level A Cumulative Sound Exposure Level (SELcum)
Thresholds During Concurrent \2\ Impact Pile Driving Installation of Two 9/16-m WTG Monopiles and Four 4.5-m OSP
Jacket Pin Piles, or Four 4.5-m WTG Jacket Pin Piles \2\ and Four 4.5-m OSP Jacket Pin Pile in One Day Assuming
10 dB of Broadband Noise Attenuation in Summer \3\
----------------------------------------------------------------------------------------------------------------
Range (km)
-------------------------------
16-m WTG 4.5-m WTG
SELcum threshold monopiles (2 jacket pin
Hearing group (dB re 1 piles/day) and piles (4 piles/
[mu]Pa\2\[middot]s) 4.5-m OSP day) and 4.5-m
jacket pin OSP jacket pin
piles (4 piles/ piles (4 piles/
day) day)
----------------------------------------------------------------------------------------------------------------
Low-frequency.............................................. 183
Blue whale................................................. ................... .............. ..............
Fin whale *................................................ ................... 4.53 3.58
Humpback whale............................................. ................... 3.71 2.57
Minke whale................................................ ................... 2.31 1.56
N.Atl. right whale *....................................... ................... 3.07 1.92
Sei whale *................................................ ................... 3.44 2.31
Mid-frequency.............................................. 185 0 0
High-frequency............................................. 155 0 0
Phocids.................................................... 185 0.3 0.17
----------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Act.
\1\ These are the maximum ER95% values among modeling locations (L01 and L02 in Limpert et al., 2024).
\2\ SouthCoast proposed concurrent impact pile driving of WTG and OSP foundations for Projects 1 and 2.
\3\ For acoustic propagation modeling, two average sound speed profiles were used, one for the ``summer'' season
(May-November) and a second for the ``winter'' season (December).
[[Page 53767]]
In addition to ER95 distances to Level A
harassment (PTS) thresholds, exposure modeling produced
ER95 distances to the Level B harassment 160 dB
SPLrms (impact pile driving) and 120 dB SPLrms
(vibratory pile driving) thresholds. The following tables provide the
Level B harassment ER95 distances for 1) sequential
installation of WTG foundations using only impact pile driving for
summer and winter (table 27); 2) summer-only sequential installation of
WTG foundations (both monopile and pin-piled jacket) using both
vibratory and impact pile driving (table 28); and 3) concurrent
installation of WTG monopile and OSP pin-piled jacket foundations
(table 29, also limited to ``summer''). These ranges were used to
define the outer perimeter around the Lease Area from which Roberts et
al. (2016, 2023) model data density grid cells were selected for
exposure estimation.
Table 27--Exposure Ranges (ER95%) \1\ to the Marine Mammal 160 dB Level B Harassment (Splrms) Threshold for Sequential Impact Pile Driving Installation of One or Two 9/16-m WTG Monopiles, Four
4.5-m WTG Jacket Pin Piles, or Four 4.5-m OSP Jacket Pin Piles in One Day, Assuming 10 dB of Broadband Noise Attenuation in Summer (S) and Winter (W) \2\
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Range (km)
-------------------------------------------------------------------------------------------------------------------------------
9/16-m WTG monopiles (1 piles/ 9/16-m WTG monopiles (2 piles/ 4.5-m WTG jacket pin piles (4 4.5-m OSP jacket pin piles (4
Species day) day) piles/day) piles/day)
-------------------------------------------------------------------------------------------------------------------------------
S W S W \3\ S W S W
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
North Atlantic Right whale *.................................... 6.82 7.66 6.71 .............. 3.73 3.85 4.28 4.54
Blue Whale *.................................................... .............. .............. .............. .............. .............. .............. .............. ..............
Fin Whale *..................................................... 7.08 8.33 7.03 .............. 3.92 4.27 4.55 4.94
Sei Whale *..................................................... 7.04 8.17 6.86 .............. 3.85 3.90 4.42 4.88
Minke Whale..................................................... 6.61 7.64 6.68 .............. 3.47 3.67 4.34 4.60
Humpback Whale.................................................. 6.97 8.03 6.79 .............. 3.77 4.01 4.45 4.82
Sperm Whale *................................................... 6.93 7.93 6.75 .............. 3.73 3.92 4.34 4.72
Atlantic Spotted Dolphin........................................ 6.94 8.17 6.64 .............. 3.80 3.87 4.40 4.73
Atlantic White-Sided Dolphin.................................... 6.57 7.53 6.54 .............. 3.55 3.61 4.14 4.38
Bottlenose Dolphin, Offshore.................................... 5.51 6.55 5.46 .............. 3.08 3.22 3.72 3.86
Common Dolphin.................................................. 6.67 7.61 6.44 .............. 3.63 3.80 4.38 4.60
Pilot Whale..................................................... 6.80 7.65 6.60 .............. 3.66 3.76 4.31 4.64
Risso's Dolphin................................................. 7.02 7.89 6.87 .............. 3.68 4.08 4.42 4.71
Harbor Porpoise................................................. 6.67 7.54 6.67 .............. 3.47 3.75 4.31 4.58
Gray Seal....................................................... 7.48 8.58 7.29 .............. 4.04 4.29 4.68 5.18
Harbor Seal..................................................... 6.91 7.87 6.84 .............. 3.61 4.00 4.40 4.75
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
\1\ These are the maximum ER95% values among modeling locations (L01 and L02 in Limpert et al., 2024).
\2\ For acoustic propagation modeling, two average sound speed profiles were used, one for the ``summer'' season (May-November) and a second for the ``winter'' season (December).
\3\ Given the small number of foundation installations planned for December (see tables 19-23), modeling assumed installation of only a single monopile per day for ``winter.''
Table 28--Exposure Ranges (ER95%) \1\ to the Marine Mammal 160 dB and 120 dB Level B Harassment (SPLrms) Thresholds During Sequential Vibratory \2\ and
Impact Pile Driving Installation of One or Two 9/16-m WTG Monopiles \3\ or Four 4.5-m WTG Jacket Pin Piles \4\ Assuming 10 dB of Broadband Noise
Attenuation in Summer \5\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Range (km)
-----------------------------------------------------------------------------------------------
WTG monopile (1 pile/day) WTG monopile (2 piles/day) WTG jacket pin piles (4 piles/
Species ---------------------------------------------------------------- day)
-------------------------------
Impact Vibratory Impact Vibratory Impact Vibratory
--------------------------------------------------------------------------------------------------------------------------------------------------------
North Atlantic right whale.............................. 6.77 39.14 6.72 38.20 5.12 15.21
Blue Whale *............................................ .............. .............. .............. .............. .............. ..............
Fin Whale............................................... 7.06 41.83 7.00 41.69 5.48 15.75
Sei Whale............................................... 7.01 41.15 6.87 40.46 5.35 15.43
Minke Whale............................................. 6.65 38.77 6.69 38.49 5.06 14.99
Humpback Whale.......................................... 6.96 39.71 6.84 39.06 5.23 15.47
Sperm Whale............................................. 6.83 40.64 6.81 40.27 5.32 15.27
Atlantic Spotted Dolphin................................ 6.90 40.92 6.65 39.53 5.35 15.72
Atlantic White-Sided Dolphin............................ 6.64 38.50 6.58 37.57 5.03 14.67
Bottlenose Dolphin, Offshore............................ 5.46 34.63 5.42 33.05 4.32 13.22
Common Dolphin.......................................... 6.74 40.99 6.43 39.94 5.17 15.11
Pilot Whale............................................. 6.70 40.42 6.56 39.17 5.12 15.22
Risso's Dolphin......................................... 6.97 41.86 6.86 41.27 5.26 15.45
Harbor Porpoise......................................... 6.68 37.31 6.59 36.86 5.16 14.85
Gray Seal............................................... 7.49 40.66 7.30 40.38 5.54 15.68
Harbor Seal............................................. 6.81 39.66 6.84 39.28 5.11 14.91
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
\1\ These are the maximum ER95% values among modeling locations (L01 and L02 in Limpert et al., 2024).
\2\ SouthCoast proposed vibratory pile driving for Project 2, Scenarios 2 and 3, but not for Project 1.
[[Page 53768]]
\3\ Monopiles installed by 20 minutes of vibratory pile driving using HX-CV640 hammer followed by 5,000 strikes using NNN 6600 impact hammer.
\4\ Pin piles installed by 90 minutes of vibratory pile driving using S-CV640 hammer followed by 2,667 strikes using MHU 3500S impact hammer.
\5\ For acoustic propagation modeling, two average sound speed profiles were used, one for the ``summer'' season (May-November) and a second for the
``winter'' season (December). Modeling assumed vibratory pile driving would only occur in ``summer,'' thus, table 28 does not present ``winter''
values.
Table 29--Exposure Ranges (ER95%) to the Marine Mammal 160 dB Level B
Harassment (SPLrms) Threshold During Concurrent Impact Pile Driving
Installation of Two 9/16-m WTG Monopiles and Four 4.5-m OSP Jacket Pin
Piles, or Four 4.5-m Wtg Jacket Pin Piles and Four 4.5-m OSP Jacket Pin
Pile in One Day Assuming 10 dB of Broadband Noise Attenuation in the
Summer \1\
------------------------------------------------------------------------
Range (km)
-------------------------------
16-m WTG 4.5-m WTG
monopiles (2 jacket pin
Species piles/day) and piles (4 piles/
4.5-m OSP day) and 4.5-m
jacket pin OSP jacket pin
piles (4 piles/ piles (4 piles/
day) day)
------------------------------------------------------------------------
Fin whale *............................. 4.53 3.58
Humpback whale.......................... 3.71 2.57
Minke whale............................. 2.31 1.56
N.Atl. right whale *.................... 3.07 1.92
Sei whale *............................. 3.44 2.31
Mid-frequency........................... 0 0
High-frequency.......................... 0 0
Phocids................................. 0.3 0.17
------------------------------------------------------------------------
* Denotes species listed under the Endangered Act.
\1\ For acoustic propagation modeling, two average sound speed profiles
were used, one for the ``summer'' season (May-November) and a second
for the ``winter'' season (December). Modeling assumed concurrent
installations would only occur in October, thus table 29 present
values for summer only.
SouthCoast modeled potential Level A harassment and Level B
harassment density-based exposure estimates for all five foundation
installation schedules (P1S1-P2S3), all of which include sequential
pile driving and concurrent pile driving. In creating the installation
schedules used for exposure modeling, the total number of installations
was spread across all potential months in which they might occur (May-
December) in order to incorporate the month-to-month variability in
species densities. SouthCoast assumed that the OSP jacket foundations
would be installed in October for each Project.
For both WTG and OSP foundation installations, mean monthly
densities were calculated by first selecting density data from 5 x 5 km
(3.1 x 3.1 mi) grid cells (Roberts et al., 2016; 2023) both within the
Lease Area and beyond its boundaries to predetermined perimeter
distances. The widths of the perimeter (referred to as a ``buffer'' in
SouthCoast's application) around the activity area used to select
density data were determined using the ER95,
distances to the isopleths corresponding to Level A harassment (tables
24-26) and Level B harassment (table 27-29) thresholds, assuming 10-dB
attenuation, which vary according to sound source (impact/vibratory
piling) and season. For each species, foundation type and number,
installation method, and season, the most appropriate density perimeter
was selected from the predetermined distances (i.e., 1 km (0.6 mi), 5
km (3.1 mi), 10 km (6.2 mi), 15 km (9.3 mi), 20 km (12.4 mi), 30 km
(18.6 mi), 40 km (25 mi), and 50 km (31.1 mi)) by rounding the
ER95 up to the nearest predetermined perimeter size.
For example, if the Level A harassment (PTS) ER95
was 7.1 km (4.4 mi) for a given species and activity, a 10-km (6.2-mi)
perimeter was created around the Lease Area and used to calculate mean
monthly densities that were used in foundation installation Level A
harassment (PTS) exposure estimates (e.g., table 30). Similarly, if the
160 dB Level B harassment ER95 was 20.1 km (12.5 mi)
for a given species or activity, a 30-km (18.6-mi) perimeter around the
Lease Area was created and used to calculate mean monthly densities for
exposure estimation. In cases where the ER95 was
larger than 50 km (31.1 mi), the 50-km (31.1-mi) perimeter was used.
The 50-km (31.1-mi) limit is derived from studies of mysticetes that
demonstrate received levels, distance from the source, and behavioral
context are known to influence the probability of behavioral response
(Dunlop et al., 2017). Please see Figure 10 in SouthCoast's ITA
Application for an example of a density map showing the Roberts et al.
(2016; 2023) density grid cells overlaid on a map of the Lease Area.
Given the extensive number of density tables used for exposure
modeling, we do not present them here beyond the example provided in
table 30. Please see tables in Section H.2.1.1 of Appendix H in Limpert
et al. (2024) for densities within the areas defined by additional
perimeter sizes (i.e., 1 km (0.6 mi), 5 km (3.1 mi), 10 km (6.2 mi), 15
km (9.3 mi), 20 km (12.4 mi), 30 km (18.6 mi), 40 km (25 mi), and 50 km
(31.1 mi)).
[[Page 53769]]
Table 30--Mean Monthly Marine Mammal Density Estimates (Animals km\1\) Within 10-km (6.2 mi) of the Lease Area Perimeter
--------------------------------------------------------------------------------------------------------------------------------------------------------
Species Jan Feb Mar Apr May Jun July Aug Sep Oct Nov Dec
--------------------------------------------------------------------------------------------------------------------------------------------------------
North Atlantic right whale *.... 0.0054 0.0060 0.0054 0.0050 0.0037 0.0008 0.0004 0.0003 0.0004 0.0006 0.0011 0.0033
Blue Whale *.................... 0.0000 0.000 0.000 0.000 0.000 0.000 0.0000 0.000 0.000 0.000 0.000 0.000
Fin Whale *..................... 0.0022 0.0018 0.0015 0.0015 0.0030 0.0029 0.0047 0.0036 0.0027 0.0009 0.0005 0.0004
Sei Whale *..................... 0.0004 0.0003 0.0005 0.0012 0.0019 0.0007 0.0002 0.0001 0.0002 0.0004 0.0009 0.0007
Minke Whale..................... 0.0011 0.0013 0.0014 0.0075 0.0151 0.0175 0.0080 0.048 0.0054 0.0050 0.0005 0.0007
Humpback Whale.................. 0.0003 0.0003 0.0005 0.0018 0.0031 0.0035 0.0021 0.0012 0.0017 0.0025 0.0020 0.0003
Sperm Whale *................... 0.0005 0.0002 0.0002 0.0000 0.0002 0.0003 0.0005 0.0017 0.0009 0.0006 0.0004 0.0003
Atlantic Spotted Dolphin........ 0.0000 0.0000 0.0000 0.0001 0.0004 0.0006 0.0005 0.0008 0.0043 0.0068 0.0017 0.0002
Atlantic White-Sided Dolphin.... 0.0263 0.0158 0.0111 0.0169 0.0369 0.0380 0.0204 0.0087 0.0193 0.0298 0.0225 0.0321
Bottlenose Dolphin, Offshore.... 0.0051 0.0012 0.0008 0.0022 0.0097 0.0163 0.0177 0.0200 0.0198 0.0181 0.0160 0.0129
Common Dolphin.................. 0.0933 0.0362 0.0320 0.0474 0.0799 0.1721 0.01549 0.2008 0.3334 0.3331 0.1732 0.1467
Pilot Whales.................... 0.0029 0.0029 0.0029 0.0029 0.0029 0.0029 0.0029 0.0029 0.0029 0.0029 0.0029 0.0029
Risso's Dolphin................. 0.0005 0.0001 0.0000 0.0003 0.0014 0.0010 0.0013 0.0028 0.0035 0.0017 0.0015 0.0020
Harbor Porpoise................. 0.1050 0.1135 0.1081 0.0936 0.0720 0.0174 0.0174 0.0156 0.0165 0.0203 0.0219 0.0675
Gray Seal....................... 0.0594 0.0585 0.0419 0.0379 0.0499 0.0075 0.0019 0.0016 0.0028 0.0064 0.0246 0.0499
Harbor Seal..................... 0.1335 0.1314 0.0941 0.0850 0.1120 0.0167 0.0043 0.0037 0.0063 0.0145 0.0552 0.1120
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Listed as Endangered under the ESA.
\1\ Densities were calculated using the 2022 Duke Habitat-Based Marine Mammal Density Models (Roberts et al., 2016; 2023).
As previously discussed, SouthCoast's ITA application includes
installation of up to 147 WTG foundations and up to 5 OSP foundations
in 149 positions within the Lease Area. However, for the purposes of
exposure modeling, SouthCoast assumed installation of two OSPs (one per
Project), each supported by a piled jacket foundation secured by 12 to
16 pin piles.
Table 31--Foundation Installation Scenarios
----------------------------------------------------------------------------------------------------------------
Method: impact WTG foundation WTG foundation OSP pin pile
Scenario or vibratory type number number Piling days
----------------------------------------------------------------------------------------------------------------
Project 1
----------------------------------------------------------------------------------------------------------------
Scenario 1................... Impact.......... Monopile....... 71 12 59
Scenario 2................... Impact.......... Jacket......... 85 16 85
----------------------------------------------------------------------------------------------------------------
Project 2
----------------------------------------------------------------------------------------------------------------
Scenario 1................... Impact.......... Monopile....... 68 12 53
Scenario 2................... Both............ Monopile....... 73 12 49
Scenario 3................... Both............ Jacket......... 62 16 62
----------------------------------------------------------------------------------------------------------------
SouthCoast calculated take estimates for all five foundation
installation scenarios presented in their application, based on modeled
exposures and other relevant data (e.g., PSO date, mean group sizes).
Tables 32-36 provide the results of marine mammal exposure modeling,
which assumes 10-dB attenuation and seasonal restrictions, for each
scenario. The Level A harassment exposure estimates represent animats
that exceeded the PTS SELcum thresholds as this metric was exceeded
prior to exceeding PTS SPLpeak thresholds The Level B
harassment exposure estimates shown for Project 1 Scenarios 1 and 2,
and Project 2 Scenario 1 represent animats exceeding the unweighted 160
dB SPLrms criterion because impact pile driving would be the
only installation method in these scenarios. The Level B harassment
exposure estimates shown for Project 2 Scenarios 2 and 3 (tables 32-36)
represent animats exceeding the unweighted 120 dB SPLrms
and/or 160 dB SPLrms criteria because these scenarios
require both vibratory and impact pile driving. Columns 4 and 5 in
tables 32-36 show what the take estimates would be if the PSO data or
average group size, respectively, were used to inform the number of
proposed takes by Level B harassment in lieu of the density and
exposure modeling. The last column represents the total Level B
harassment take estimate for each species, based on the highest of the
three estimates (density-based exposures, PSO data, or average group
size).
Below we present the exposure estimates and the take estimates for
these scenarios (Tables 32-36). For Project 1, no single scenario
results in a greater amount of take for all species; therefore, the
maximum annual and 5-year total amount of take proposed for
authorization is a combination of both scenarios depending on species
(i.e., the scenario which resulted in the greatest amount of take was
carried forward for each species). For Project 2, Scenario 2 results in
the greatest amount of take for all species and is carried forward in
the maximum annual and 5-year total amount of take proposed for
authorization.
[[Page 53770]]
Table 32--Project 1 Scenario 1 (P1S1): Estimated Level A Harassment \1\ and Level B Harassment \2\ Take From Installation of 71 WTG Monopile Foundations
and 12 OSP Jacket Pin Piles, Assuming 10 dB of Noise Attenuation
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A Level B
harassment harassment Estimated Estimated
Species exposure exposure PSO data take Mean group level A level B
modeling take modeling take estimate size harassment harassment
estimate P1S1 estimate P1S1 take P1S1 take P1S1
--------------------------------------------------------------------------------------------------------------------------------------------------------
Blue whale *............................................ N/A N/A .............. 1.0 0 1
Fin whale *............................................. 13.2 38.8 3.4 1.8 14 39
Humpback whale.......................................... 9.3 28.4 32.4 2.0 10 33
Minke whale............................................. 45.7 168.6 6.4 1.4 46 169
North Atlantic right whale *............................ 2.1 8.8 .............. 2.4 3 9
Sei whale *............................................. 1.3 4.7 0.9 1.6 2 5
Atlantic spotted dolphin................................ 0.0 22.71 .............. 29.0 0 29
Atlantic white-sided dolphin............................ 0.0 520.8 .............. 27.9 0 521
Bottlenose dolphin...................................... 0.0 267.4 84.2 12.3 0 268
Common dolphin.......................................... 0.0 6,975.3 735.6 34.9 0 6.976
Harbor porpoise......................................... 0.0 312.2 0.1 2.7 0 313
Pilot whales............................................ 0.0 60.7 3.7 10.3 0 61
Risso's dolphin......................................... 0.0 36.5 .............. 5.4 0 37
Sperm whale *........................................... 0.0 12.4 0.3 2.0 0 13
Gray seal............................................... 0.1 209.6 2.0 1.4 1 210
Harbor seal............................................. 0.0 15.1 30.5 1.4 1 31
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
\1\ Level A harassment take estimates assumes no implementation of monitoring and mitigation measures beyond 10-dB attenuation using a Noise Mitigation
System, and seasonal restrictions.
\2\ Level B harassment take estimates are based on distances to the unweighted 120 dB threshold for vibratory pile driving and 160 dB threshold for
impact pile driving.
Table 33--Project 1 Scenario 2 (P1S2): Estimated Level A Harassment \1\ and Level B Harassment \2\ Take From Installation of 85 Piled Jacket WTG
Foundations and 16 OSP Jacket Pin Piles Assuming 10 dB of Noise Attenuation
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A Level B
harassment harassment Estimated Estimated
Species exposure exposure PSO data take Mean group level A level B
modeling take modeling take estimate size harassment harassment
estimate P1S2 estimate P1S2 take P1S2 take P1S2
--------------------------------------------------------------------------------------------------------------------------------------------------------
Blue whale *............................................ N/A N/A .............. 1.0 0 1
Fin whale *............................................. 10.3 22.4 3.8 1.8 11 23
Humpback whale.......................................... 11.7 28.4 37.0 2.0 12 37
Minke whale............................................. 45.6 196.1 7.3 1.4 46 197
North Atlantic right whale *............................ 3.9 12.0 .............. 2.4 4 12
Sei whale *............................................. 2.3 6.1 1.0 1.6 3 7
Atlantic spotted dolphin................................ 0.0 24,4 .............. 29.0 0 29
Atlantic white-sided dolphin............................ 0.0 727.1 .............. 27.9 0 728
Bottlenose dolphin...................................... 0.0 303.5 96.0 12.3 0 304
Common dolphin.......................................... 0.0 8.552.1 839.2 34.9 0 8,553
Harbor porpoise......................................... 0.0 377.3 0.2 2.7 0 378
Pilot whales............................................ 0.0 39.8 4.2 10.3 0 40
Risso's dolphin......................................... 0.0 29.1 .............. 5.4 0 30
Sperm whale *........................................... 0.0 10.0 0.3 2.0 0 10
Gray seal............................................... 0.2 224.9 2.3 1.4 1 225
Harbor seal............................................. 0.0 25.8 34.8 1.4 0 35
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
\1\ Level A harassment take estimates assumes no implementation of monitoring and mitigation measures beyond 10-dB attenuation using a Noise Mitigation
System, and seasonal restrictions.
\2\ Level B harassment take estimates are based on distances to the unweighted 120 dB threshold for vibratory pile driving and 160 dB threshold for
impact pile driving.
[[Page 53771]]
Table 34--Project 2 Scenario 1 (P2S1): Estimated Level A Harassment \1\ and Level B Harassment \2\ Take From Installation of 68 Monopile WTG Foundations
and 12 OSP Jacket Pin Piles Assuming 10 dB of Noise Attenuation
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A Level B
harassment harassment Estimated Estimated
Species exposure exposure PSO data take Mean group level A level B
modeling take modeling take estimate size harassment harassment
estimate P2S1 estimate P2S1 take P2S1 take P2S1
--------------------------------------------------------------------------------------------------------------------------------------------------------
Blue whale *............................................ N/A N/A .............. 1.0 0 1
Fin whale *............................................. 11.0 31.9 3.2 1.8 11 32
Humpback whale.......................................... 9.7 28.8 31.1 2.0 10 32
Minke whale............................................. 45.0 163.9 6.2 1.4 46 164
North Atlantic right whale *............................ 2.2 9.1 .............. 2.4 3 10
Sei whale *............................................. 1.5 5.2 0.8 1.6 2 6
Atlantic spotted dolphin................................ 0.0 26.05 .............. 29.0 0 29
Atlantic white-sided dolphin............................ 0.0 550.1 .............. 27.9 0 551
Bottlenose dolphin...................................... 0.0 249.7 80.6 12.3 0 250
Common dolphin.......................................... 0.0 6,912.3 704.5 34.9 0 6,913
Harbor porpoise......................................... 0.0 304.3 0.1 2.7 0 305
Pilot whales............................................ 0.0 57.5 3.5 10.3 0 58
Risso's dolphin......................................... 0.0 31.9 .............. 5.4 0 32
Sperm whale *........................................... 0.0 10.4 0.3 2.0 0 11
Gray seal............................................... 0.1 234.1 1.9 1.4 1 235
Harbor seal............................................. 0.0 16.9 29.2 1.4 1 30
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
\1\ Level A harassment take estimates assumes no implementation of monitoring and mitigation measures beyond 10-dB attenuation using a Noise Mitigation
System, and seasonal restrictions.
\2\ Level B harassment take estimates are based on distances to the unweighted 120 dB threshold for vibratory pile driving and 160 dB threshold for
impact pile driving.
Table 35--Project 2 Scenario 2 (P2S2): Estimated Level A Harassment \1\ and Level B Harassment \2\ Take From Installation of 73 Monopile WTG Foundations
and 12 OSP Jacket Pin Piles Assuming 10 dB of Noise Attenuation
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A Level B
harassment harassment Estimated Estimated
Species exposure exposure PSO data take Mean group level A level B
modeling take modeling take estimate size harassment harassment
estimate P2S2 estimate P2S2 take P2S2 take P2S2
--------------------------------------------------------------------------------------------------------------------------------------------------------
Blue whale *............................................ N/A N/A .............. 1.0 0 1
Fin whale *............................................. 14.3 482.0 7.2 1.8 15 481
Humpback whale.......................................... 10.7 282.0 69.9 2.0 11 282
Minke whale............................................. 49.6 868.2 13.9 1.4 50 869
North Atlantic right whale *............................ 2.3 100.0 .............. 2.4 3 100
Sei whale *............................................. 1.4 41.9 1.9 1.6 2 42
Atlantic spotted dolphin................................ 0.0 319.59 .............. 29.0 0 320
Atlantic white-sided dolphin............................ 0.0 3,045.0 .............. 27.9 0 3,045
Bottlenose dolphin...................................... 0.0 2,341.1 181.4 12.3 0 2,342
Common dolphin.......................................... 0.0 41,092.2 1,585.1 34.9 0 41,093
Harbor porpoise......................................... 0.0 2,381.3 0.3 2.7 0 2,382
Pilot whales............................................ 0.0 634.0 8.0 10.3 0 635
Risso's dolphin......................................... 0.0 1,759.8 .............. 5.4 0 1,760
Sperm whale *........................................... 0.0 121.4 0.6 2.0 0 122
Gray seal............................................... 0.2 8,330.8 4.3 1.4 1 8,331
Harbor seal............................................. 0.0 432.0 65.8 1.4 1 432
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
\1\ Level A harassment take estimates assumes no implementation of monitoring and mitigation measures beyond 10-dB attenuation using a Noise Mitigation
System, and seasonal restrictions.
\2\ Level B harassment take estimates are based on distances to the unweighted 120 dB threshold for vibratory pile driving and 160 dB threshold for
impact pile driving.
[[Page 53772]]
Table 36--Project 2 Scenario 3 (P2S3): Estimated Level A Harassment \1\ and Level B Harassment \2\ Take From Installation of 62 Piled Jacket WTG
Foundations and 16 OSP Jacket Pin Piles Assuming 10 dB of Noise Attenuation
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A Level B
harassment harassment Estimated Estimated
Species exposure exposure PSO data take Mean group level A level B
modeling take modeling take estimate size harassment harassment
estimate P2S3 estimate P2S3 take P2S3 take P2S3
--------------------------------------------------------------------------------------------------------------------------------------------------------
Blue whale *............................................ N/A N/A .............. 1.0 0 1
Fin whale *............................................. 8.1 113.0 3.4 1.8 9 113
Humpback whale.......................................... 8.7 97.7 32.4 2.0 9 98
Minke whale............................................. 34.9 491.1 6.4 1.4 35 492
North Atlantic right whale *............................ 3.1 40.0 .............. 2.4 4 40
Sei whale *............................................. 1.7 18.0 0.9 1.6 2 19
Atlantic spotted dolphin................................ 0.0 74.62 .............. 29.0 0 75
Atlantic white-sided dolphin............................ 0.0 1,647.5 .............. 27.9 0 1,648
Bottlenose dolphin...................................... 0.0 829.5 84.2 12.3 0 830
Common dolphin.......................................... 0.0 20,176.9 735.6 34.9 0 20,177
Harbor porpoise......................................... 0.0 1,001.1 0.1 2.7 0 1,002
Long-finned pilot whale................................. 0.0 195.0 3.7 10.3 0 195
Risso's dolphin......................................... 0.0 135.7 .............. 5.4 0 136
Sperm whale *........................................... 0.0 35.1 0.3 2.0 0 36
Gray seal............................................... 0.3 992.8 2.0 1.4 1 993
Harbor seal............................................. 0.0 70.2 30.5 1.4 0 71
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
\1\ Level A harassment take estimates assumes no implementation of monitoring and mitigation measures beyond 10-dB attenuation using a Noise Mitigation
System, and seasonal restrictions.
\2\ Level B harassment take estimates are based on distances to the unweighted 120 dB threshold for vibratory pile driving and 160 dB threshold for
impact pile driving.
The model-based Level A harassment (PTS) exposure estimates are
conservative in that they assume no mitigation measures other than 10
dB of sound attenuation and seasonal restrictions. Although the
enhanced mitigation and monitoring measures SouthCoast proposed (see
Proposed Mitigation and Proposed Monitoring and Reporting sections
below) are specifically focused on reducing pile-driving impacts on
North Atlantic right whales, other marine mammal species would
experience conservation benefits as well (e.g., extended seasonal
restrictions, increased monitoring effort and larger minimum visibility
zone improving detectability and mitigation efficacy, extended pile-
driving delays (24-48 hrs) if a North Atlantic right whale is
detected). When implemented, the additional mitigation measures
described in the Proposed Mitigation section, including soft-start and
clearance/shutdown processes, would reduce the already very low
probability of Level A harassment. Additionally, modeling does not
include any avoidance behavior by the animals, yet we know many marine
mammals avoid areas of loud sounds. Thus, it is unlikely that an animal
would remain within the Level A harassment SELcum zone long
enough to incur PTS and could potentially redirect their movements away
from the pile installation location in response to the soft-start
procedure. For these reasons, SouthCoast is not requesting Level A
harassment (PTS) take incidental to foundation installation for most
marine mammal species, even though animal movement modeling estimated
that a small number of PTS exposures could occur for multiple species
(as shown in tables 32-36). In the case of North Atlantic right whales,
the potential for Level A harassment (PTS) has been determined to be
reduced to a de minimis likelihood due to the enhanced mitigation and
monitoring measures, which include even larger clearance and shutdown
zones (see Proposed Mitigation and Proposed Monitoring and Reporting
sections). SouthCoast did not request, and NMFS is not proposing to
authorize, take by Level A harassment of North Atlantic right whales.
However, as a precautionary measure, because the WTG and OSP
foundation installation Level A harassment ER95
distances for fin whales are, in some cases, substantially larger than
for other mysticete whales, Level A harassment take is being requested
for this species. The second largest mysticete Level A harassment
ER95 distance was selected as the clearance/shutdown
zone size for baleen whales to avoid Level A harassment take of other
mysticete species. SouthCoast assumed that the large clearance/shutdown
zone size along with the soft-start procedure and potential for animal
aversion to loud sounds would prevent Level A harassment take of other
species. In most installation scenarios, 15-20 percent of the fin whale
Level A harassment ER95 zone extends beyond the
planned clearance/shutdown distance for non-NARW baleen whales,
therefore, the requested Level A take for fin whales incidental to
foundation installation is 20 percent of the fin whale Level A exposure
estimates produced by the exposure modeling (Project 1 = 14; Project 2
= 15). This results in a request for 3 Level A harassment takes for fin
whales for both Project 1 and Project 2 (total of 6 across Projects).
Table 37 shows the requested take incidental to foundation installation
that is included in the total take NMFS proposes to authorize.
For Project 1, no single scenario resulted in a greater amount of
take for all species; therefore, the annual Level B harassment take
numbers carried forward in table 37 reflect the maximum take estimate
for each species between the two possible foundation installation
scenarios (P1S1 and P1S2). Similarly for Project 2, the number of
species-specific Level B harassment takes in table 37 reflects the
maximum take estimate among the three analyzed scenarios (P2S1, P2S2,
P2S3) which, in all cases, resulted from installations of P2S2.
However, the 5-year total take incidental to foundation installation
proposed for authorization for a given species (shown
[[Page 53773]]
in the last two columns in table 37) is less than the direct sum across
Projects 1 and 2 values in the columns to the left. This is because the
total number of takes must be based on a realistic construction
scenario sequence that does not include take estimates resulting from
modeling of installation of more than 149 foundations. For example, the
number of estimated sei whale Level B harassment takes in column 3 of
table 37 resulted from modeling installation of Project 1 Scenario 2
(85 WTG foundations) and the number in column 5 resulted from modeling
installation of Project 2 Scenario 2 (73 WTG foundations), representing
take incidental to installation of a number of WTG foundations (158)
larger than the maximum in SouthCoast's PDE (147). As described
previously, some combinations of Project 1 and 2 scenarios are not
possible because they would exceed the number of foundation positions
available. However, SouthCoast indicates that the scenario chosen for
Project 2 is dependent on the scenario installed for Project 1, which
is uncertain at this time. Given this uncertainty, SouthCoast considers
each of the five installation scenarios (Project 1, Scenarios 1 or 2;
Project 2, Scenarios 1-3) described in table 2 possible. To ensure the
total take proposed for authorization is based on a realistic number of
foundations, the 5-year total is based on installation of Project 1
Scenario 1 and Project 2 Scenario 2 (146 total foundations). This
ensures that the take proposed for authorization for Project 2
represents the maximum possible yearly take among the three scenarios
considered for Project 2 as it is estimated using the largest potential
ensonified zone (resulting from vibratory pile driving) and that
sufficient take is requested for the full buildout. SouthCoast also
considers the combination of Project 1 Scenario 2 and Project 2
Scenario 3 (147 total foundations) a realistic construction plan.
However, the 5-year take request is based on Project 1 Scenario 1
combined with Project 2 Scenario 2 because it reflects a realistic
construction plan that results in the greatest number of estimated
takes.
Table 37--Level A Harassment (PTS) and Level B Harassment Take Incidental to WTG and OSP Foundation Installation Proposed To Be Authorized
--------------------------------------------------------------------------------------------------------------------------------------------------------
SouthCoast requested and NMFS proposed take
-----------------------------------------------------------------------------------------------
Project 1--maximum between Project 2--maximum among Total based on realistic
scenarios 1-2 (P1S1 and P1S2) scenarios 1-3 (P2S1, P2S2, and combination of project 1
Species -------------------------------- P1S2) scenario 1 and project 2
-------------------------------- scenario 2
Level A Level B -------------------------------
harassment harassment Level A Level B Level A Level B
harassment harassment harassment harassment
--------------------------------------------------------------------------------------------------------------------------------------------------------
Blue whale *............................................ .............. 1 .............. 1 .............. 2
Fin whale *............................................. 3 39 3 481 6 520
Humpback whale.......................................... .............. 37 .............. 282 .............. 315
Minke whale............................................. .............. 197 .............. 869 .............. 1,038
North Atlantic right whale *............................ .............. 12 .............. 100 .............. 109
Sei whale *............................................. .............. 7 .............. 42 .............. 47
Atlantic spotted dolphin................................ .............. 29 .............. 320 .............. 349
Atlantic white-sided dolphin............................ .............. 728 .............. 3,045 .............. 3,566
Bottlenose dolphin...................................... .............. 304 .............. 2,342 .............. 2,610
Common dolphin.......................................... .............. 8,553 .............. 41,093 .............. 48,069
Harbor porpoise......................................... .............. 378 .............. 2,382 .............. 2,695
Pilot whales............................................ .............. 61 .............. 635 .............. 696
Risso's dolphin......................................... .............. 37 .............. 1,760 .............. 1,797
Sperm whale *........................................... .............. 13 .............. 122 .............. 135
Gray seal............................................... .............. 225 .............. 8,331 .............. 8,451
Harbor seal............................................. .............. 35 .............. 432 .............. 463
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
UXO/MEC Detonation
SouthCoast may detonate up to 5 UXO/MECs within the Lease Area and
5 within the ECCs (10 UXOs/MECs total) over the 5-year effective period
of the proposed rule. Charge weights of 2.3 kgs (2.2 lbs), 9.1 kgs
(20.1 lbs), 45.5 kgs (100 lbs), 227 kgs (500 lbs), and 454 kgs (1,001
lbs), were modeled to determine acoustic ranges to mortality,
gastrointestinal injury, lung injury, PTS, and TTS thresholds. To do
this, the source pressure function used for estimating peak pressure
level and impulse metrics was calculated with an empirical model that
approximates the rapid conversion of solid explosive to gaseous form in
a small bubble under high pressure, followed by exponential pressure
decay as that bubble expands (Hannay and Zykov, 2022). This initial
empirical model is only valid close to the source (within tens of
meters), so alternative formulas were used beyond those distances to a
point where the sound pressure decay with range transitions to the
spherical spreading model. The SEL thresholds occur at distances of
many water depths in the relatively shallow waters of the Project
(Hannay and Zykov, 2022). As a result, the sound field becomes
increasingly influenced by the contributions of sound energy reflected
from the sea surface and sea bottom multiples times. To account for
this, propagation modeling was carried out in decidecade frequency
bands using JASCO's MONM. This model applies a parabolic equation
approach for frequencies below 4 kHz and a Gaussian beam ray trace
model at higher frequencies (Hannay and Zykov, 2022). In SouthCoast
project's location, sound speed profiles generally change little with
depth, so these environments do not have strong seasonal dependence
(see Figure 2 in the SouthCoast Underwater Acoustic Modeling of UXO/MEC
report). The propagation modeling for UXO/MEC detonations was performed
using an average sound speed profile for ``September'', which is
slightly downward refracting. Please see
[[Page 53774]]
the supplementary report for SouthCoast's ITA application titled
``Underwater Acoustic Modeling of Detonations of Unexploded Ordnance
(UXO/MEC removal) for Mayflower Wind Farm Construction,'' found on
NMFS' website (https://www.fisheries.noaa.gov/action/incidental-take-authorization-SouthCoast-wind-llc-construction-and-operation-SouthCoast-wind) for more technical details about the modeling methods,
assumptions and environmental parameters used as inputs (Hannay and
Zykov, 2022).
The exact type and net explosive weight of UXO/MECs that may be
detonated are not known at this time; however, they are likely to fall
into one of the bins identified in table 38. To capture a range of UXO/
MECs, five categories or ``bins'' of net explosive weight, established
by the U.S. Navy (2017a), were selected for acoustic modeling (table
38).
Table 38--Navy ``Bins'' and Corresponding Maximum Charge Weights
(Equivalent TNT) Modeled
------------------------------------------------------------------------
Maximum
Navy bin designation equivalent Weight (TNT)
(kg) (lbs)
------------------------------------------------------------------------
E4...................................... 2.3 5
E6...................................... 9.1 20
E8...................................... 45.5 100
E10..................................... 227 500
E12..................................... 454 1,000
------------------------------------------------------------------------
These charge weights were modeled at five different locations and
associated depths located within the Lease Area and ECCs. Two sites are
located in the Lease Area, S1 (60 m (196.9 ft)) and S2 (45 m (147.6
ft)). Three sites are located within the ECCs, one along the western
ECC (S3, 30 m) and two along the eastern ECC (S4, 20m (65.6 ft); S5, 10
m (32.8 ft))). Sites 1 and 2 were deemed to be representative of the
Lease Area and Sites 3-5 were deemed representative of the ECCs where
detonations could occur (see Figure 1 in Hannay and Zykov, 2022). Exact
locations for the modeling sites are shown in Figure 1 of Hannay and
Zykov (2022).
All distances to isopleths modeled can be found in Hannay and Zykov
(2022). It is not currently known how easily SouthCoast would be able
to identify the size and charge weights of UXOs/MECs in the field.
Therefore, NMFS has proposed to require SouthCoast to implement
mitigation measures assuming the largest E12 charge weight as a
conservative approach. As such, distances to PTS (tables 39 and 40) and
TTS thresholds (tables 41 and 42) for only the 454 kg (1,001 lbs) UXO/
MEC are presented, as this size UXO/MEC has the greatest potential for
these impacts and is what is used to estimate take. NMFS notes that it
is extremely unlikely that all 10 of the UXO/MECs found and requiring
detonation for the SouthCoast Project would consist of this 454 kg
(1,001 lbs) charge weight. If SouthCoast is able to reliably
demonstrate that they can easily and accurately identify charge weights
in the field, NMFS will consider mitigation and monitoring zones based
on UXO/MEC charge weight for the final rulemaking rather than assuming
the largest charge weight in every situation.
To further reduce impacts to marine mammals, SouthCoast would
deploy a NAS (a DBBC, at minimum) during every detonation event,
similar to that described for foundation installation, with the
expectation that their selected system would be able to achieve 10-dB
attenuation. This expectation is based on an assessment of UXO/MEC
clearance activities in European waters as summarized by Bellman and
Betke (2021). NMFS would require SouthCoast to deploy NAS(s) (a dBBC,
at minimum) during all denotations, thus it was deemed appropriate to
apply attenuation R95% distances to determine the size of the
ensonified zone for take estimation.
Given the impact zone sizes and the required mitigation and
monitoring measures, neither mortality nor non-auditory injury are
considered likely to result from the activity. NMFS does not expect or
propose to authorize any non-auditory injury, serious injury, or
mortality of marine mammals from UXO/MEC detonation. The modeled
distances, assuming 10 dB of sound attenuation, to the mortality
threshold for all UXO/MECs sizes for all animal masses for the ECCs and
Lease Area are small (i.e., 28-368 m (91.9 ft-1,207.4 ft); see Tables
40-44 in SouthCoast's supplemental UXO/MEC modeling report; Hannay and
Zykov, 2022), as compared to the distance/area that can be effectively
monitored. The modeled distances to non-auditory injury thresholds
range from 67-694 m (219.8-2,276.9 ft), assuming 10 dB of sound
attenuation (see Tables 35-39 in SouthCoast's supplemental UXO/MEC
modeling report; Hannay and Zykov, 2022). SouthCoast would be required
to conduct extensive monitoring using both PSOs and PAM operators and
clear an area of marine mammals prior to any detonation of UXOs/MECs.
Given that SouthCoast would be employing multiple platforms to visually
monitor marine mammals as well as passive acoustic monitoring, it is
reasonable to assume that marine mammals would be reliably detected
within approximately 700 m (2,296.59 ft) of the UXO/MEC being
detonated, the potential for mortality or non-auditory injury is de
minimis. SouthCoast did not request, and NMFS is not proposing to
authorize, take by mortality or non-auditory injury. For this reason,
we are not presenting all modeling results here; however, they can be
found in SouthCoast's UXO/MEC acoustic modeling report (Hannay and
Zykov, 2022).
To estimate the maximum ensonified zones that could result from
UXO/MEC detonations, the largest acoustic ranges
(R95; assuming 10-dB attenuation) to PTS and TTS
thresholds for the E12 UXO/MEC charge weight were used as radii to
calculate the area of a circle (pi x r\2\; where r is the range to the
threshold level) for each marine mammal hearing group. The largest
range for the Lease Area from Sites 1 and 2 (S1 and S2) is shown in
tables 39 and 41 and for the ECCs the largest range from Sites 3-5 (S3,
S4, and S5) is shown in tables 40 and 42. These results represent the
largest area potentially ensonified above the PTS and TTS threshold
levels from a single detonation within the SouthCoast ECCs (tables 40
and 42) and Lease Area (tables 39 and 41).
[[Page 53775]]
Table 39--Largest SEL-Based R95 PTS-Onset Ranges (in Meters) Sites S1-S2 (Lease Area) Modeled During UXO/
MEC Detonation, Assuming 10-dB Sound Reduction
----------------------------------------------------------------------------------------------------------------
Distance (m) to PTS threshold
Representative site used during E12 (454 kg) detonation Maximum
Marine mammal hearing group for modeling -------------------------------- ensonified
Rmax R95 zone (km\2\)
----------------------------------------------------------------------------------------------------------------
Low-Frequency Cetaceans............... Site S1................. 4,490 4,300 58.1
Mid-Frequency Cetaceans............... Site S2................. 349 322 0.3
High-frequency cetaceans.............. Site S1................. 9,280 8,610 233
Phocid pinnipeds (in water)........... Site S1................. 1,680 1,560 7.6
----------------------------------------------------------------------------------------------------------------
\1\ For each hearing group, a given range (R95 or Rmax) reflects the modeling result for S1 or S2,
whichever value was largest.
Table 40--Largest SEL-Based R95 PTS-Onset Ranges (in Meters) Sites S3-S5 (ECCs) Modeled During UXO/MEC
Detonation, Assuming 10-dB Sound Reduction
----------------------------------------------------------------------------------------------------------------
Distance (m) to PTS threshold
Representative site used during E12 (454 kg) detonation Maximum
Marine mammal hearing group for modeling -------------------------------- ensonified
Rmax R95 zone (km\2\)
----------------------------------------------------------------------------------------------------------------
Low-frequency cetaceans............... Site S5................. 5,830 4,840 73.6
Mid-frequency cetaceans............... Site S5................. 659 597 1.1
High-frequency cetaceans.............. Site S3................. 8,190 7,390 172
Phocid pinnipeds (in water)........... Site S5................. 2,990 2,600 21.2
----------------------------------------------------------------------------------------------------------------
\1\ For each hearing group, a given range (R95 or Rmax) reflects the modeling result for S3, S4, or S5,
whichever value was largest.
Table 41--Largest SEL-Based R95 TTS-Onset Ranges (in Meters) From Sites S1-S2 (Lease Area) Modeled
During UXO/MEC Detonation, Assuming 10-dB Sound Reduction
----------------------------------------------------------------------------------------------------------------
Distance (m) to TTS threshold
Representative site used during E12 (454 kg) detonation Maximum
Marine mammal hearing group for modeling -------------------------------- ensonified
Rmax R95 zone (km\2\)
----------------------------------------------------------------------------------------------------------------
Low-frequency cetaceans............... Site S2................. 13,200 11,900 445
Mid-frequency cetaceans............... Site S1................. 2,820 2,550 20.4
High-frequency cetaceans.............. Site S1................. 15,400 14,100 625
Phocid pinnipeds (in water)........... Site S2................. 7,610 6,990 154
----------------------------------------------------------------------------------------------------------------
\1\ For each hearing group, a given range (R95 or Rmax) reflects the modeling result for S1 or S2,
whichever value was largest.
Table 42--Largest SEL-Based R95 TTS-Onset Ranges (In Meters) From Sites S3-S5 (ECCs) Modeled During UXO/
MEC Detonation, Assuming 10-dB Sound Reduction
----------------------------------------------------------------------------------------------------------------
Distance (m) to TTS threshold
Representative site used during E12 (454 kg) detonation Maximum
Marine mammal hearing group for modeling -------------------------------- ensonified
Rmax R95 zone (km\2\)
----------------------------------------------------------------------------------------------------------------
Low-frequency cetaceans............... Sites S4 and S5......... 13,500 11,800 437
Mid-frequency cetaceans............... Site S3................. 2,820 2,480 19.3
High-frequency cetaceans.............. Site S4 and S5.......... 15,600 13,700 589
Phocid pinnipeds (in water)........... Sites S4 and S5......... 7,820 7,020 155
----------------------------------------------------------------------------------------------------------------
\1\ For each hearing group, a given range (R95 or Rmax) reflects the modeling result for S3, S4, or S5,
whichever value was largest.
To avoid any in situ detonations of UXO/MECs during periods when
North Atlantic right whale densities are highest in and near the ECCs
and Lease Area, this activity would be restricted from December 1
through April 30, annually. Accordingly, for each species, they
selected the highest average monthly density between May and November
and assumed all 10 UXO/MECs would be detonated in that month to
conservatively estimate exposures from UXO/MEC detonation for a given
species in any given year. Given UXO/MECs detonations have the
potential to occur anywhere within the Lease Area and ECCs, a 15-km
(9.3-mi) perimeter was applied around the Lease and, separately, the
ECCs to define the area over which densities would be evaluated. As
described above, in the case of blue whales and pilot whales, monthly
densities were unavailable; therefore, annual densities were used
instead.
Table 43 provides those densities and the associated months in
which the species-specific densities are highest for the Lease Area and
ECCs.
[[Page 53776]]
Table 43--Maximum Average Monthly Marine Mammal Densities (Individuals/km\2\) Within 15 km of the SouthCoast
Project ECCs and Lease Area From May Through November, and the Month in Which the Maximum Density Occurs
----------------------------------------------------------------------------------------------------------------
ECCs Lease area
-----------------------------------------------------------------------------
Maximum
average
Species monthly Maximum Maximum average
density Maximum density month density monthly density
(individual/ (individual/km\2\)
km\2\)
----------------------------------------------------------------------------------------------------------------
Blue whale *...................... 0.0000 Annual............... 0.0000 Annual
Fin whale *....................... 0.0013 May.................. 0.0047 July
Humpback whale.................... 0.0012 May.................. 0.0035 June
Minke whale....................... 0.0107 May.................. 0.0175 June
North Atlantic right whale *...... 0.0022 May.................. 0.0037 May
Sei whale *....................... 0.0007 May.................. 0.0019 May
Atlantic spotted dolphin.......... 0.0002 September............ 0.0068 October
Atlantic white-sided dolphin...... 0.0102 May.................. 0.0380 June
Bottlenose dolphin................ 0.0042 August............... 0.0200 August
Common dolphin.................... 0.0335 November............. 0.3334 September
Harbor porpoise................... 0.0284 May.................. 0.0720 May
Pilot whales...................... 0.0002 Annual............... 0.0029 Annual
Risso's dolphin................... 0.0004 November............. 0.0035 September
Sperm whale *..................... 0.0003 August............... 0.0017 August
Grey seal......................... 0.1051 May.................. 0.0499 May
Harbor seal....................... 0.2362 May.................. 0.1120 May
----------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
Based on the available information, up to five UXO/MEC detonations
may be necessary in the ECCs and up to five in the Lease Area (10 UXO/
MEC detonations total). To estimate take incidental to UXO/MEC
detonations in the SouthCoast ECCs, the maximum ensonified areas based
on the largest R95% to Level A harassment (PTS) and Level B
harassment (TTS) thresholds (assuming 10-dB attenuation) from a single
detonation (assuming the largest UXO/MEC charge weight) in the ECC, as
shown in tables 40 and 42, were multiplied by three (the maximum number
of UXOs/MECs that are expected to be detonated in the SouthCoast ECC in
Year 1 of construction) and two (the maximum number of UXOs/MECs that
are expected to be detonated in the SouthCoast ECC in Year 2 of
construction). The results were then multiplied by the marine mammal
densities shown in table 43, resulting in the exposures estimates in
table 44. The division of five total detonations within the ECCs across
the two years was based on the relative number of foundations to be
installed in each year. The same method was applied using the maximum
single detonation areas shown in table 39 and table 41 to calculate the
potential take from UXO/MEC detonations in the Lease area. The
resulting density-based take estimates for all 10 UXO/MEC detonations
are summarized in table 44. Table 52 in SouthCoast's application
provides annual take estimates separately for each of the two years
during which UXO/MEC detonations may occur.
As shown below in table 44, the likelihood of marine mammal
exposures above the PTS threshold is low, especially considering the
instantaneous nature of the acoustic signal and the fact that there
will be no more than 10 UXO/MECs detonated throughout the effective
period of the authorization. Further, NMFS is proposing mitigation and
monitoring measures intended to minimize the potential for PTS for most
marine mammal species, and the extent and severity of behavioral
harassment (TTS), including: (1) time of year/seasonal restrictions;
(2) time of day restrictions; (3) use of PSOs to visually observe for
North Atlantic right whales; (4) use of PAM to acoustically detect
North Atlantic right whales; (5) implementation of clearance zones; (6)
use of noise mitigation technology; and, (7) post-detonation monitoring
visual and acoustic monitoring by PSOs and PAM operators (see Proposed
Mitigation and Proposed Monitoring and Reporting sections below).
However, given the relatively large distances to the high-frequency
cetacean Level A harassment (PTS, SELcum) isopleth
applicable to harbor porpoises and the difficulty detecting this
species at sea, NMFS is proposing to authorize 109 Level A harassment
takes of harbor porpoise from UXO/MEC detonations. Similarly, seals are
difficult to detect at longer ranges, and although the distances to the
phocid hearing group SEL PTS threshold are not as large as those for
high-frequency cetaceans, it may not be possible to detect all seals
within the PTS threshold distances even with the proposed monitoring
measures. Therefore, NMFS is proposing to authorize 40 Level A
harassment takes of gray seals and 4 Level A harassment takes of harbor
seals incidental to UXO/MEC detonation. Although exposure modeling
resulted in small numbers of estimated Level A harassment (PTS)
exposures for large whales (i.e., fin, humpback, minke, North Atlantic,
and sei whales), NMFS anticipates that implementation of the mitigation
and monitoring measures described above will reduce the potential for
Level A harassment to discountable amounts.
[[Page 53777]]
Table 44--Level A Harassment (PTS) and Level B Harassment (TTS, Behavior) Estimated Take Incidental to UXO/MEC Detonations \1\ Assuming 10-dB Noise Attenuation
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Total level Total level Total level Total level
A density B density A density B density Requested Requested Requested Requested
based based based based PSO data Mean level A level B level A level B
Marine mammal species exposure exposure exposure exposure take group take take take take
estimate estimate estimate estimate estimate size project 1 project 1 project 2 project 2
project 1 project 1 project 2 project 2 \2\ \2\
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Blue whale *....................................................... 0.0 0.0 0.0 0.0 ........... 1.0 0 1 0 1
Fin whale *........................................................ 1.1 12.5 0.7 8.3 0.5 1.8 0 13 0 9
Humpback whale..................................................... 0.9 9.2 0.6 6.1 4.6 2.0 0 10 0 7
Minke whale........................................................ 5.5 46.4 3.6 30.9 0.9 1.2 0 47 0 31
North Atlantic right whale *....................................... 1.1 9.9 0.7 6.6 ........... 2.4 0 10 0 7
Sei whale *........................................................ 0.5 5.1 0.3 3.4 ........... 1.6 0 6 0 4
Atlantic spotted dolphin........................................... 0.0 0.8 0.0 0.6 ........... 29.0 0 29 0 29
Atlantic white-sided dolphin....................................... 0.0 4.5 0.0 3.1 ........... 27.9 0 28 0 28
Bottlenose dolphin................................................. 0.0 2.4 0.0 1.6 11.9 7.8 0 13 0 13
Common dolphin..................................................... 0.4 39.7 0.3 26.5 103.6 34.9 0 104 0 104
Harbor porpoise.................................................... 64.9 262.3 43.2 174.8 0.0 2.7 65 263 44 175
Pilot whales....................................................... 0.0 0.4 0.0 0.2 0.5 8.4 0 11 0 11
Risso's dolphin.................................................... 0.0 0.4 0.0 0.2 ........... 5.4 0 6 0 6
Sperm whale *...................................................... 0.0 0.2 0.0 0.2 0.0 1.5 0 2 0 2
Gray seal.......................................................... 23.9 140.6 15.9 93.8 0.1 1.4 24 141 16 94
Harbor seal........................................................ 1.5 9.1 1.1 6.1 0.2 1.4 2 10 2 7
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
\1\ SouthCoast expects up to 10 UXO/MECs will necessitate high-order removal (detonation), and anticipates that 5 of these would be found in the Lease Area, and 5 would be found in the export
cable corridors.
\2\ Although UXO/MEC exposure modeling estimated potential Level A harassment (PTS) exposures for mysticete whales, SouthCoast did not request Level A harassment for these species given the
assumption that their proposed monitoring and mitigation measures would prevent this form of take incidental to UXO/MEC detonations.
HRG Surveys
SouthCoast's proposed HRG survey activity includes the use of
impulsive (i.e., boomers and sparkers) and non-impulsive (e.g., CHIRP
SBPs) sources (table 45).
Table 45--Representative HRG Survey Equipment and Operating Frequencies
------------------------------------------------------------------------
Operating
Equipment type Representative frequency
equipment model (kHz)
------------------------------------------------------------------------
Sub-bottom Profiler............ Teledyne Benthos Chirp 2-7
III--TTV 170.
Sparker........................ Applied Acoustics Dura- 0.01-1.9
Spark UHD (400 tips,
800 J).
Boomer......................... Applied Acoustics 0.1-5
triple plate S-Boom
(700 J).
------------------------------------------------------------------------
Authorized takes would be by Level B harassment only in the form of
disruption of behavioral patterns for individual marine mammals
resulting from exposure to noise from certain HRG acoustic sources.
Based primarily on the characteristics of the signals produced by the
acoustic sources planned for use, Level A harassment is neither
anticipated, even absent mitigation, nor proposed for authorization.
Therefore, the potential for Level A harassment is not evaluated
further. Please see SouthCoast's application for details of a
quantitative exposure analysis (i.e., calculated distances to Level A
harassment isopleths and Level A harassment exposures). No serious
injury or mortality is anticipated to result from HRG survey
activities.
In order to better account for the narrower and directional beams
of the sources, NMFS has developed a tool, specific to HRG surveys, for
determining the sound pressure level (SPLrms) at the 160-dB
isopleth for the purposes of estimating the extent of Level B
harassment isopleths associated with HRG survey equipment (NMFS, 2020).
This methodology incorporates frequency-dependent absorption and some
directionality to refine estimated ensonified zones. SouthCoast used
NMFS' methodology with additional modifications to incorporate a
seawater absorption formula and account for energy emitted outside of
the primary beam of the source. For sources that operate with different
beamwidths, the maximum beam width was used, and the lowest frequency
of the source was used when calculating the frequency-dependent
absorption coefficient.
NMFS considers the data provided by Crocker and Fratantonio (2016)
to represent the best scientific information available on source levels
associated with HRG equipment and therefore, recommends that source
levels provided by Crocker and Fratantonio (2016) be incorporated in
the method described above to estimate ranges to the Level A harassment
and Level B harassment isopleths. In cases when the source level for a
specific type of HRG equipment is not provided in Crocker and
Fratantonio (2016), NMFS recommends that either the source levels
provided by the manufacturer be used or in instances where source
levels provided by the manufacturer are unavailable or unreliable, a
proxy from Crocker and Fratantonio (2016) be used instead. SouthCoast
utilized the NMFS User Spreadsheet Tool (NMFS, 2018), following these
criteria for selecting the appropriate inputs:
(1) For equipment that was measured in Crocker and Fratantonio
(2016), the reported SL for the most likely operational parameters was
selected.
[[Page 53778]]
(2) For equipment not measured in Crocker and Fratantonio (2016),
the best available manufacturer specifications were selected. Use of
manufacturer specifications represent the absolute maximum output of
any source and do not adequately represent the operational source.
Therefore, they should be considered an overestimate of the sound
propagation range for that equipment.
(3) For equipment that was not measured in Crocker and Fratantonio
(2016) and did not have sufficient manufacturer information, the
closest proxy source measured in Crocker and Fratantonio (2016) was
used.
The Teledyne Benthos Chirp III has the highest source level, so it
was also selected as a representative sub-bottom profiling system in
table 45. Crocker and Fratantonio (2016) measured source levels of a
device similar to the Teledyne Benthos Chirp III TTV 170 towfish, the
Knudsen 3202 Chirp sub-bottom profiler, at several different power
settings. The highest power settings measured for the Knudsen 3202 were
determined to be applicable to a hull-mounted Teledyne Benthos Chirp
III system, while the lowest power settings were determined to be
applicable to the towfish version of the Teledyne Benthos Chirp III
that may be used by SouthCoast. The EdgeTech Chirp 512i measurements
and specifications provided by Crocker and Fratantonio (2016) were used
as a proxy for both the Edgetech 3100 with SB-216 towfish and EdgeTech
DW-106, given its similar operations settings. The EdgeTech Chirp 424
source levels were used as a proxy for the Knudsen Pinger sub-bottom
profiler. The sparker systems that may be used during the HRG surveys,
the Applied Acoustics Dura-Spark and the Geomarine Geo-Spark, were
measured by Crocker and Fratantonio (2016) but not with an energy
setting near 800 Joules (J). A similar alternative system, the SIG ELC
820 sparker,measured with an input voltage of 750 J, was used as a
proxy for both the Applied Acoustics Dura-Spark UHD (400 tips, 800 J)
and Geomarine Geo-Spark (400 tips, 800 J), and was conservatively
assumed to be an omnidirectional source.
Table 46 identifies all the representative survey equipment that
operates below 180 kHz (i.e., at frequencies that are audible and have
the potential to disturb marine mammals) that may be used in support of
planned survey activities and are likely to be detected by marine
mammals given the source level, frequency, and beamwidth of the
equipment. This table also provides all operating parameters used to
calculate the distances to threshold for marine mammals.
Table 46--Summary of Representative HRG Survey Equipment and Operating Parameters
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source
Operating level Source Pulse Repetition Beamwidth Information
Equipment type Representative model frequency SPLrms level0-pk duration rate (Hz) (degrees) source
(kHz) (dB) (dB) (ms)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Sub-bottom Profiler.................... EdgeTech 3100 with SB-216 2-16 179 184 10 9.1 51 CF
\1\ towfish.
EdgeTech DW-106 \1\....... 1-6 176 183 14.4 10 66 CF
Knudson Pinger \2\........ 15 180 187 4 2 71 CF
Teledyne Benthos CHIRP 2-7 199 204 10 14.4 82 CF
III--TTV 170 \3\.
Sparker \4\............................ Applied Acoustics Dura- 0.01-1.9 203 213 3.4 2 Omni CF
Spark UHD (400 tips, 800
J).
Geomarine Geo-Spark (400 0.01-1.9 203 213 3.4 2 Omni CF
tips, 800 J).
Boomer................................. Applied Acoustics triple 0.1-5 205 211 0.9 3 61 CF
plate S-Boom (700 J).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note: J = joule; kHz = kilohertz; dB = decibels; SL = source level; UHD = ultra-high definition; rms = root-mean square; [micro]Pa = microPascals; re =
referenced to; SPL = sound pressure level; PK = zero-to-peak pressure level; Omni = omnidirectional source; CF = Crocker and Fratantonio (2016).
\1\ The EdgeTech Chirp 512i measurements and specifications provided by Crocker and Fratantonio (2016) were used as a proxy for the Edgetech 3100 with
SB-216 towfish and EdgeTech DW-106.
\2\ The EdgeTech Chirp 424 measurements and specifications provided by Crocker and Fratantonio (2016) were used as a proxy for the Knudsen Pinger SBP.
\3\ The Knudsen 3202 Echosounder measurements and specifications provided by Crocker and Fratantonio (2016) were used as a proxy for the Teledyne
Benthos Chirp III TTV 170.
\4\ The SIG ELC 820 Sparker, 5 m source depth, 750 J setting was used as a proxy for both the Applied Acoustics Dura-Spark UHD (400 tips, 800 J) and
Geomarine Geo-Spark (400 tips, 800 J).
Results of modeling using the methodology described above indicated
that, of the HRG equipment planned for use by SouthCoast that has the
potential to result in Level B harassment of marine mammals, sound
produced by the Geomarine Geo-Spark and Applied Acoustics Dura-Spark
would propagate furthest to the Level B harassment isopleth (141 m
(462.6 ft); table 47). For the purposes of take estimation, it was
conservatively assumed that sparkers would be the dominant acoustic
source for all survey days (although, again, this may not always be the
case). Thus, the range to the isopleth corresponding to the threshold
for Level B harassment for and the boomer and sparkers (141 m (462.6
ft)) was used as the basis of take calculations for all marine mammals.
This is a conservative approach as the actual sources used on
individual survey days or during a portion of a survey day may produce
smaller distances to the Level B harassment isopleth.
Table 47--Distances to the Level B Harassment Thresholds for
Representative HRG Sound Source or Comparable Sound Source Category For
Each Marine Mammal Hearing Group
------------------------------------------------------------------------
Level B
harassment
threshold (m)
Equipment type Representative model ---------------
All (SPLrms)
------------------------------------------------------------------------
Sub-bottom Profiler............ Edgetech 3100 with SB- 4
216.
towfish................
EdgeTech DW-106 \1\.... 3
Knudson Pinger \2\..... 6
Teledyn Benthos CHIRP 66
III--TTV 170 \3\.
[[Page 53779]]
Sparker........................ Applied Acoustics Dura- 141
Spark UHD..............
400 tips (800 J).......
Geomarine Geo-Spark 141
(400 tips, 800 J).
Boomer......................... Applied Acoustics 90
triple plate S-Boom
(700-1,000 J).
------------------------------------------------------------------------
To estimate species densities for the HRG surveys occurring both
within the Lease Area and within the ECCs based on Roberts et al.
(2016; 2023), a 5-km (3.11 mi) perimeter was applied around each area
(see Figures 14 and 15 of SouthCoast's application) using GIS (ESRI,
2017). Given that HRG surveys could occur at any point year-round and
is likely to be spread out throughout the year, the annual average
density for each species was calculated using average monthly densities
from January through December (table 48).
Table 48--Annual Average Marine Mammal Densities Along the Export Cable
Corridors and SouthCoast Lease Area \1\
------------------------------------------------------------------------
ECCs annual Lease Area
average Annual Average
Marine mammal species density density
(individual (individual
per km\2\) per km\2\)
------------------------------------------------------------------------
Blue whale *............................ 0.0000 0.0000
Fin whale *............................. 0.0008 0.0022
Humpback whale.......................... 0.0007 0.0016
Minke whale............................. 0.0029 0.0057
North Atlantic right whale *............ 0.0023 0.0027
Sei whale *............................. 0.0003 0.0006
Atlantic spotted dolphin................ 0.0000 0.0013
Atlantic white-sided dolphin............ 0.0050 0.0231
Bottlenose dolphin...................... 0.0023 0.0116
Common dolphin.......................... 0.0218 0.1503
Harbor porpoise......................... 0.0267 0.0557
Pilot whales............................ 0.0002 0.0029
Risso's dolphin......................... 0.0002 0.0013
Sperm whale *........................... 0.0001 0.0005
Harbor seal............................. 0.1345 0.0641
Gray seal............................... 0.0599 0.0285
------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
The maximum range (141 m (462.6 ft)) to the Level B harassment
threshold and the estimated trackline distance traveled per day by a
given survey vessel (i.e., 80 km (50 mi)) were then used to calculate
the daily ensonified area or zone of influence (ZOI) around the survey
vessel.
The ZOI is a representation of the maximum extent of the ensonified
area around a HRG sound source over a 24-hr period. The ZOI for each
piece of equipment operating at or below 180 kHz was calculated per the
following formula:
ZOI = (Distance/day x 2r) + pi x r\2\
Where r is the linear distance from the source to the harassment
isopleth.
The largest daily ZOI (22.6 km\2\ (8.7 mi\2\)), associated with the
proposed use of sparkers, was applied to all planned survey days.
During construction, SouthCoast estimated approximately a length of
4,000 km (2,485.5 mi) of surveys would occur within the Lease Area and
5,000 km (3,106.8 mi) would occur within the ECCs. Potential Level B
density-based harassment exposures were estimated by multiplying the
average annual density of each species within the survey area by the
daily ZOI. That product was then multiplied by the number of planned
survey days in each sector during the approximately 2-year construction
timeframe (62.5 days in the ECCs and 50 days in the Lease Area), and
the product was rounded to the nearest whole number. This assumed a
total ensonified area of 1,130 km\2\ (702.1 mi\2\) in the Lease Area
and 1,412.5 km\2\ (877.7 mi\2\) along the ECCs. The density-based
modeled Level B harassment take for HRG surveys during the construction
period assumes approximately 60 percent (5,400 km) and 40 percent
(3,600 km) of track lines would be surveyed during Year 1 (associated
with Project 1) and Year 2 (associated with Project 2), respectively.
SouthCoast estimated a conservative number of annual takes by Level B
harassment based on the highest predicted value among the density-
based, PSO data-derived, or average group size estimates. These results
can be found in table 49.
[[Page 53780]]
Table 49--Estimated Level B Harassment Take Incidental to HRG Surveys During the 2-Year Construction Period
--------------------------------------------------------------------------------------------------------------------------------------------------------
Project 1 estimated take Project 2 estimated Highest
-------------------------------- take Total annual Highest
------------------------ density- PSO data Mean group Level B Annual Level B
Marine mammal species based take take size harassment harassment
Lease area ECCs Lease area ECCs estimate estimate take take Project 2
Project 1
--------------------------------------------------------------------------------------------------------------------------------------------------------
Blue whale *.................... 0.0............... 0.0 0.0 0.0 0.0 - 1.0 1 1
Fin whale *..................... 1.2............... 0.6 1.3 0.6 3.6 5.3 1.8 6 6
Humpback whale.................. 0.9............... 0.5 0.9 0.5 2.8 51.4 2.0 52 52
Minke whale..................... 3.2............... 2.0 3.3 1.7 10.5 10.2 1.4 11 11
North Atlantic right whale *.... 1.5............... 1.6 1.5 1.7 6.3 - 2.4 4 4
Sei whale *..................... 0.3............... 0.2 0.4 0.2 1.1 1.4 1.6 2 2
Atlantic spotted dolphin........ 0.7............... 0.0 0.7 0.0 1.5 - 29.0 29 29
Atlantic white-sided dolphin.... 12.9.............. 3.5 13.3 3.6 33.2 - 27.9 28 28
Bottlenose dolphin.............. 6.5............... 1.6 6.7 1.7 16.4 133.4 12.3 134 134
Common dolphin.................. 83.8.............. 15.2 86.1 15.6 200.8 1165.5 34.9 1,166 1,166
Harbor porpoise................. 31.1.............. 18.6 31.9 19.1 100.8 0.2 2.7 50 52
Pilot whales.................... 1.6............... 0.1 1.7 0.1 3.6 5.9 8.4 11 11
Risso's dolphin................. 0.7............... 0.1 0.8 0.1 1 - 5.4 6 6
Sperm whale *................... 0.3............... 0.1 0.3 0.1 0.7 0.4 1.5 2 2
Gray seal....................... 48.5.............. 127.2 49.8 130.8 355.6 3.1 1.4 176 181
Harbor seal..................... 3.1............... 8.3 3.2 8.5 23.1 48.3 1.4 49 49
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
Note:-not applicable.
As mentioned previously, HRG surveys would also routinely be
carried out during the period following completion of foundation
installations which, for the purposes of exposure modeling, SouthCoast
assumed to be three years. Generally, SouthCoast followed the same
approach as described above for HRG surveys occurring during the two
years of construction activities, modified to account for reduced
survey effort following foundation installation. During the three years
when construction is not occurring, SouthCoast estimates that HRG
surveys would cover 2,800 km (1,739.8 mi) within the Lease Area and
3,200 km (1,988.4 mi) along the ECCs annually. Maintaining that 80 km
(50 mi) are surveyed per day, this amounts to 35 days of survey
activity in the Lease Area and 40 days of survey activity along the
ECCs each year or 225 days total for the three-year timeframe following
the two years of construction activities. Similar to the approach
outlined above, density-based take was estimated by multiplying the
daily ZOI by the annual average densities and the number of survey days
planned for the ECCs and SouthCoast Lease Area. Using the same approach
described above, SouthCoast estimated a conservative number of annual
takes by Level B harassment based on the highest exposures predicted by
the density-based, PSO based, or average group size-based estimates.
The highest predicted take estimate was multiplied by three to yield
the number of takes that is proposed for authorization, as shown in
table 50 below.
Table 50--Estimate Take, by Level B Harassment, Incidental to HRG Surveys During the 3 Years When Construction Would Not Occur
--------------------------------------------------------------------------------------------------------------------------------------------------------
Annual operations phase Total Level
take by survey area Annual Highest B
-------------------------- total Annual PSO Mean group annual harassment
Marine mammal species density- data take size Level B take over 3
Lease area ECCs based take estimate take years of
estimate HRG surveys
--------------------------------------------------------------------------------------------------------------------------------------------------------
Blue whale *................................................. 0.0 0.0 0.0 - 1.0 1 3
Fin whale *.................................................. 1.8 0.7 2.5 3.6 1.8 4 12
Humpback whale............................................... 1.3 0.6 1.9 34.3 2.0 35 105
Minke whale.................................................. 4.5 2.6 7.1 6.8 1.4 8 24
North Atlantic right whale *................................. 2.1 2.1 4.2 - 2.4 5 15
Sei whale *.................................................. 0.5 0.3 0.7 0.9 1.6 2 6
Atlantic spotted dolphin..................................... 1.0 0.0 1.1 - 29.0 29 87
Atlantic white-sided dolphin................................. 18.3 4.5 22.8 - 27.9 28 84
Bottlenose dolphin........................................... 9.2 2.1 11.3 88.9 12.3 89 267
Common dolphin............................................... 119.0 19.7 138.7 777.0 34.9 778 2,334
Harbor porpoise.............................................. 44.1 24.2 68.3 0.1 2.7 69 207
Pilot whales................................................. 2.3 0.1 2.5 3.9 10.3 11 33
Risso's dolphin.............................................. 1.1 0.1 1.2 - 5.4 6 18
Sperm whale *................................................ 0.4 0.1 0.5 0.3 2.0 2 6
Gray seal.................................................... 68.8 165.1 234.0 2.1 1.4 234 702
Harbor seal.................................................. 4.5 10.7 15.2 32.2 1.4 33 99
--------------------------------------------------------------------------------------------------------------------------------------------------------
** Denotes species listed under the Endangered Species Act.
Note:-not applicable.
[[Page 53781]]
Total Proposed Take Across All Activities
The species-specific numbers of annual take by Level A harassment
and Level B harassment NMFS proposes to authorize incidental to all
specified activities combined are provided in table 51. Take estimation
assumed pile-driving noise will be attenuated by 10 dB and, where
applicable, implementation of seasonal restrictions and clearance and
shutdown processes to discount the potential for Level A harassment of
most species for which it was estimated. NMFS also presents the 5-year
total number of takes proposed for authorization for each species in
table 52.
Table 51 presents the annual take proposed for authorization, based
on the assumption that specific activities would occur in particular
years. SouthCoast currently plans to install all permanent structures
(i.e., WTG and OSP foundations) within two of the five years of the
proposed effective period, which includes a single year for Project 1
and a single year for Project 2. However, foundation installations may
not begin in the first year of the effective period of the rule or
occur in sequential years, and NMFS acknowledges that construction
schedules may shift. The proposed rule allows for this flexibility;
however, the number of takes for each species in any given year must
not exceed the maximum annual numbers provided in table 53.
In table 51, years 1 and 2 represent the assumed years (for take
estimation) in which SouthCoast would install WTG and OSP foundations.
For each species, the Year 1 proposed take includes the highest take
estimate between P1S1 and P1S2 for foundation installation, one year of
HRG surveys, and five high-order detonations of the heaviest charge
weight (E12) UXO/MECs (at a rate of one per day for up to five days).
The proposed Level B harassment take for Year 2 is based on P2S2 for
foundation installation, given it resulted in the highest Level B
harassment take estimates among P2S1, P2S2, and P2S3 for all species
because it includes vibratory (in addition to impact) pile driving of
monopiles, one year of HRG surveys, and up to five high-order
detonations of the heaviest charge weight (E12) UXO/MECs (also at a
rate of one per day for up to five days). In table 51, take for years
3-5 is incidental to HRG surveys. All activities with the potential to
result in incidental take of marine mammals are expected to be
completed by early 2031.
In making the negligible impact determination, NMFS assesses both
the maximum annual total number of takes (Level A harassment and Level
B harassment) of each marine mammal species or stocks allowable in any
one year, which in the case of this proposed rule is in Year 2, and the
total taking of each marine mammal species or stock allowable during
the 5-year effective period of the rule.
NMFS has carefully considered all information and analysis
presented by SouthCoast as well as all other applicable information
and, based on the best scientific information available, concurs that
the SouthCoast's estimates of the types and number of take for each
species and stock are reasonable and, thus, NMFS is proposing to
authorize the number requested.
Table 51--Level A Harassment and Level B Harassment Takes of Marine Mammals Proposed To Be Authorized Incidental to All Activities During Construction and Development of the SouthCoast
Offshore Wind Energy Project
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Year 1 Year 2 \1\ Year 3 Year 4 Year 5
-----------------------------------------------------------------------------------------------------------------------
NMFS stock Level A Level B
Marine mammal species abundance harassment Level B Level A harassment Level A Level B Level A Level B Level A Level B
(max harassment harassment (max harassment harassment harassment harassment harassment harassment
annual) annual)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Blue whale *................................................ \2\ 402 0 3 0 3 0 1 0 1 0 1
Fin whale *................................................. 6,802 3 58 3 496 0 4 0 4 0 4
Humpback whale.............................................. 1,396 0 99 0 341 0 35 0 35 0 35
Minke whale................................................. 21,968 0 255 0 911 0 8 0 8 0 8
North Atlantic right whale *................................ 338 0 26 0 111 0 5 0 5 0 5
Sei whale *................................................. 6,292 0 15 0 48 0 2 0 2 0 2
Atlantic spotted dolphin.................................... 39,921 0 87 0 378 0 29 0 29 0 29
Atlantic white-sided dolphin................................ 93,221 0 784 0 3,101 0 28 0 28 0 28
Bottlenose dolphin \3\...................................... 62,851 0 451 0 2,489 0 89 0 89 0 89
Common dolphin.............................................. 172,974 0 9,823 0 42,363 0 778 0 778 0 778
Harbor porpoise............................................. 95,543 * 65 691 44 2,609 0 69 0 69 0 69
Long-finned pilot whales \3\................................ 39,215 0 83 0 657 0 11 0 11 0 11
Risso's dolphin............................................. 35,215 0 49 0 1,772 0 6 0 6 0 6
Sperm whale *............................................... 4,349 0 17 0 126 0 2 0 2 0 2
Gray seal................................................... 27,300 * 24 542 16 8,606 0 234 0 234 0 234
Harbor seal................................................. 61,336 2 94 2 488 0 33 0 33 0 33
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
Table 52--5-Year Total Level A Harassment and Level B Harassment Takes of Marine Mammals Proposed To Be
Authorized Incidental to All Activities During Construction and Development of the SouthCoast Offshore Wind
Energy Project
----------------------------------------------------------------------------------------------------------------
5-Year totals
-------------------------------
Marine mammal species NMFS stock Proposed Level
abundance A harassment Proposed Level
take B harassment
----------------------------------------------------------------------------------------------------------------
Blue whale *.................................................... \1\ 402 0 9
Fin whale *..................................................... 6,802 6 566
Humpback whale.................................................. 1,396 0 541
Minke whale..................................................... 21,968 0 1,162
[[Page 53782]]
North Atlantic right whale *.................................... 338 0 149
Sei whale *..................................................... 6,292 0 67
Atlantic spotted dolphin........................................ 39,921 0 552
Atlantic white-sided dolphin.................................... 93,233 0 3,762
Bottlenose dolphin.............................................. 62,851 0 3,171
Common dolphin.................................................. 172,974 0 52,943
Harbor porpoise................................................. 95,543 109 3,442
Long-finned pilot whales........................................ 39,215 0 773
Risso's dolphin................................................. 35,215 0 1,839
Sperm whale *................................................... 4,349 0 149
Gray seal....................................................... 27,300 40 9,835
Harbor seal..................................................... 61,336 4 677
----------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
To inform both the negligible impact analysis and the small numbers
determination, NMFS assesses the maximum number of takes of marine
mammals that could occur within any given year. In this calculation,
the maximum number of Level A harassment takes in any one year is
summed with the maximum number of Level B harassment takes in any one
year for each species to yield the highest number of estimated take
that could occur in any year (table 53). Table 53 also depicts the
number of takes relative to the abundance of each stock. The takes
enumerated here represent daily instances of take, not necessarily
individual marine mammals taken. One take represents a day (24-hour
period) in which an animal was exposed to noise above the associated
harassment threshold at least once. Some takes represent a brief
exposure above a threshold, while in some cases takes could represent a
longer, or repeated, exposure of one individual animal above a
threshold within a 24-hour period. Whether or not every take assigned
to a species represents a different individual depends on the daily and
seasonal movement patterns of the species in the area. For example,
activity areas with continuous activities (all or nearly every day)
overlapping known feeding areas (where animals are known to remain for
days or weeks on end) or areas where species with small home ranges
live (e.g., some pinnipeds) are more likely to result in repeated takes
to some individuals. Alternatively, activities far out in the deep
ocean or takes to nomadic species where individuals move over the
population's range without spatial or temporal consistency represent
circumstances where repeat takes of the same individuals are less
likely. In other words, for example, 100 takes could represent 100
individuals each taken on 1 day within the year, or it could represent
5 individuals each taken on 20 days within the year, or some other
combination depending on the activity, whether there are biologically
important areas in the project area, and the daily and seasonal
movement patterns of the species of marine mammals exposed. Wherever
there is information to better contextualize the enumerated takes for a
given species is available, it is discussed in the Preliminary
Negligible Impact Analysis and Determination and/or Small Numbers
sections, as appropriate. We recognize that certain activities could
shift within the 5-year effective period of the rule; however, the rule
allows for that flexibility and the takes are not expected to exceed
those shown in table 53 in any one year.
Of note, there is significant uncertainty regarding the impacts of
turbine foundation presence and operation on the oceanographic
conditions that serve to aggregate prey species for North Atlantic
right whales and--given SouthCoast's proximity to Nantucket Shoals--it
is possible that the expanded analysis of turbine presence and/or
operation over the life of the project developed for the ESA biological
opinion for the proposed SouthCoast project or additional information
received during the public comment period will necessitate
modifications to this analysis. For example, it is possible that
additional information or analysis could result in a determination that
changes in the oceanographic conditions that serve to aggregate North
Atlantic right whale prey may result in impacts that would qualify as a
take under the MMPA for North Atlantic right whales.
Table 53--Maximum Number of Proposed Takes (Level A Harassment and Level B Harassment) That Could Occur in Any
One Year of the Project Relative to Stock Population Size (Assuming Each Take Is of a Different Individual), and
Total Take for 5-Year Period
----------------------------------------------------------------------------------------------------------------
Maximum annual \1\ take proposed to be authorized
---------------------------------------------------------------
Total percent
Marine mammal species NMFS stock stock taken
abundance Maximum Level Maximum Level Maximum annual based on
A harassment B harassment take \4\ maximum annual
take
----------------------------------------------------------------------------------------------------------------
Blue whale * \2\................ \1\ 402 0 3 3 0.75
[[Page 53783]]
Fin whale *..................... 6,802 3 496 499 7.34
Humpback whale.................. 1,396 0 341 341 24.4
Minke whale..................... 21,968 0 911 911 4.15
North Atlantic right whale *.... \3\ 338 0 111 111 32.8
Sei whale *..................... 6,292 0 48 48 0.76
Atlantic spotted dolphin........ 39,921 0 378 378 0.95
Atlantic white-sided dolphin.... 93,221 0 3,101 3,101 3.33
Bottlenose dolphin,............. 62,851 0 2,489 2,489 3.96
Common dolphin.................. 172,974 0 42,363 42,363 24.5
Harbor porpoise................. 95,543 65 2,609 2,674 2.80
Long-finned pilot whales........ 68,139 0 657 657 0.96
Risso's dolphin................. 35,215 0 1,772 1,772 5.03
Sperm whale *................... 4,349 0 126 126 2.90
Gray seal....................... 27,300 24 8,606 8,630 31.6
Harbor seal..................... 61,336 2 488 490 0.80
----------------------------------------------------------------------------------------------------------------
* Denotes species listed under the Endangered Species Act.
\1\ The percent of stock impacted is the sum of the maximum number of Level A harassment takes in any year plus
the maximum and Level B harassment divided by the stock abundance estimate then multiplied by 100. The best
available stock abundance estimates are derived from the NMFS Stock Assessment Reports (Hayes et al., 2024).
Year 2 has the maximum expected annual take authorized.
\2\ The minimum blue whale population is estimated at 402 (Hayes et al., 2024), although the exact value is not
known. NMFS is utilizing this value for our small numbers determination.
\3\ NMFS notes that the 2022 North Atlantic Right Whale Annual Report Card (Pettis et al., 2023; n=340) is the
same as the draft 2023 SAR (Hayes et al., 2024). While NMFS acknowledges the estimate found on the North
Atlantic Right Whale Consortium's website (https://www.narwc.org/report-cards.html) matches, we have used the
value presented in the draft 2023 SARs as the best available science for this final action (88 FR 5495,
January 29, 2024, https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports; nmin=340).
Proposed Mitigation
In order to promulgate a rulemaking under section 101(a)(5)(A) of
the MMPA, NMFS must set forth the permissible methods of taking
pursuant to the activity and other means of effecting the least
practicable adverse impact on the species or stock and its habitat,
paying particular attention to rookeries, mating grounds, and areas of
similar significance and on the availability of the species or stock
for taking for certain subsistence uses (latter not applicable for this
action). NMFS' regulations require incidental take authorization
applicants to include in their application information about the
availability and feasibility (e.g., economic and technological) of
equipment, methods, and manner of conducting the activity or other
means of effecting the least practicable adverse impact upon the
affected species or stocks and their habitat (50 CFR 216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (e.g., likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented (i.e.,
probability of accomplishing the mitigating result if implemented as
planned), the likelihood of effective implementation (i.e., probability
if implemented as planned); and
(2) The practicability of the measures for applicant
implementation, which may consider factors, such as: cost, impact on
operations, and, in the case of military readiness activities,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
The mitigation strategies described below are consistent with those
required and successfully implemented under previous incidental take
authorizations issued in association with in-water construction
activities (e.g., soft-start, establishing shutdown zones). Additional
measures have also been incorporated to account for the fact that the
construction activities would occur offshore in an area that includes
important marine mammal habitat. Modeling was performed to estimate
Level A harassment and Level B harassment zone sizes, which were used
to inform mitigation measures for the project's activities to minimize
Level A harassment and Level B harassment to the extent practicable.
Generally speaking, the proposed mitigation measures considered and
required here fall into three categories: temporal (i.e., seasonal and
daily) work restrictions, real-time measures (e.g., clearance,
shutdown, and vessel strike avoidance), and noise attenuation/reduction
measures. Temporal work restrictions are designed to avoid operations
when marine mammals are concentrated or engaged in behaviors that make
them more susceptible or make impacts more likely to occur. When
temporal restrictions are in place, both the number and severity of
potential takes, as well as both chronic (longer-term) and acute
effects are expected to be reduced. Real-time measures, such as
clearing an area of marine mammals prior to beginning activities or
shutting down an activity if it is occuring, as
[[Page 53784]]
well as vessel strike avoidance measures, are intended to reduce the
probability and severity of harassment by taking steps in real time
once a higher-risk scenario is identified (e.g., once animals are
detected within a harassment zone). Noise attenuation measures, such as
bubble curtains, are intended to reduce the noise at the source, which
reduces both acute impacts as well as the contribution to aggregate and
cumulative noise that may result in long-term chronic impacts. Soft-
starts are another type of noise reduction measure in that animals are
warned of the introduction of sound into their environment at lower
levels before higher noise levels are produced. As a conservative
measure applicable to all project activities and vessels, if a whale is
observed or acoustically detected but cannot be confirmed as a species
other than a North Atlantic right whale, SouthCoast must assume that it
is a North Atlantic right whale and take the appropriate mitigation
measures.
Below, NMFS briefly describes the required training, coordination,
and vessel strike avoidance measures that apply to all specified
activities, and in the following subsections, we describe the measures
that apply specifically to foundation installation, UXO/MEC
detonations, and HRG surveys. Throughout, we also present enhanced
mitigation measures specifically focused on reducing potential impacts
of project activities on North Atlantic right whales given their
population status and baseline conditions, as described in the
Description of Marine Mammals in the Specified Geographic Area section.
Details on specific mitigation requirements can be found in section
217.334 of the proposed regulatory text below in Part 217--Regulations
Governing The Taking And Importing Of Marine Mammals.
Training and Coordination
NMFS requires all project employees and contractors conducting
activities on the water, including but not limited to, all vessel
captains and crew, to be trained in various marine mammal and
regulatory requirements. All relevant personnel, including the marine
mammal monitoring team(s), are required to participate in joint,
onboarding training prior to the beginning of project activities. New
relevant personnel (e.g., new PSOs, construction contractors, relevant
crew) who join the project after work commences must also complete
training before they begin work. The training must include review of,
at minimum, marine mammal detection and identification methods,
communication requirements and protocols, all required mitigation
measures for each activity, including vessel strike avoidance measures,
to minimize impacts on marine mammals and the authority of the marine
mammal monitoring team(s). The training must support SouthCoast's
compliance with these regulations and associated LOA if promulgated and
issued. In addition, training would include information and resources
available regarding applicable Federal laws and regulations for
protected species. SouthCoast would provide documentation of training
to NMFS prior to the start of in-water activities, and any time new
personnel receive training.
Vessel Strike Avoidance Measures
Implementation of the numerous vessel strike avoidance measures
included in this rule is expected to reduce the risk of vessel strike
to the degree that vessel strike would be avoided. While the likelihood
of a vessel strike is generally low without these measures, vessel
interaction is one of the most common ways that marine mammals are
seriously injured or killed by human activities. Therefore, enhanced
mitigation and monitoring measures are required to avoid vessel strikes
to the extent practicable. While many of these measures are proactive,
intending to avoid the heavy use of vessels during times when marine
mammals of particular concern may be in the area, several are reactive
and occur when Project personnel sight a marine mammal. The vessel
strike avoidance mitigation requirements are described generally here
and in detail in the proposed regulatory text in proposed section
217.334(b)). SouthCoast Wind must comply with all vessel strike
avoidance measures while in the specific geographic region unless a
deviation is necessary to maintain safe maneuvering speed and justified
because the vessel is in an area where oceanographic, hydrographic,
and/or meteorological conditions severely restrict the maneuverability
of the vessel; an emergency situation (as defined in the proposed
regulatory text) presents a threat to the health, safety, life of a
person; or when a vessel is actively engaged in emergency rescue or
response duties, including vessel-in distress or environmental crisis
response.
While underway, SouthCoast Wind would be required to monitor for
marine mammals and operate vessels in a manner that reduces the
potential for vessel strike. SouthCoast must employ at least one
dedicated visual observer (i.e., PSO or trained crew member) on each
transiting vessel, regardless of speed or size. The dedicated visual
observer(s) must maintain a vigilant watch for all marine mammals
during transit and be equipped with suitable monitoring technology
(e.g., binoculars, night vision devices) located at an appropriate
vantage point. Any marine mammal detection by the observer (or anyone
else on the vessel) must immediately be communicated to the vessel
captain and any required mitigative action (e.g., reduce speed) must be
taken.
All of the project-related vessels would be required to comply with
existing NMFS vessel speed restrictions for North Atlantic right whales
and additional speed restriction measures within this rule. Reducing
vessel speed is one of the most effective, feasible options available
to reduce the likelihood of and effects from a vessel strike. Numerous
studies have indicated that slowing the speed of vessels reduces the
risk of lethal vessel collisions, particularly in areas where right
whales are abundant and vessel traffic is common and otherwise
traveling at high speeds (Vanderlaan and Taggart, 2007; Conn and
Silber, 2013; Van der Hoop et al., 2014; Martin et al., 2015; Crum et
al., 2019). In summary, all vessels must operate at 10 knots (18.5 km/
hr) or less when traveling from November 1 through April 30; in a SMA,
DMA, Slow Zone; or when a North Atlantic right whale is observed or
acoustically detected. Additionally, in the event that any project-
related vessel, regardless of size, observes any large whale (other
than a North Atlantic right whale) within 500 m of an underway vessel
or acoustically detected via the PAM system in the transit corridor,
the vessel is required to immediately reduce speeds to 10 knots (18.5
km/hr) or less and turn away from the animal until the whale can be
confirmed visually beyond 500 m (1,640 ft) of the vessel.
When vessel speed restrictions are not in effect and a vessel is
traveling at greater than 10 knots 10 knots (18.5 km/hr) in addition to
the required dedicated visual observer, SouthCoast would be required to
monitor the vessel transit corridor(s) (the path(s) crew transfer
vessels take from port to any work area) in real-time with PAM prior to
and during transits. Should SouthCoast determine it may travel over 10
knots (18.5 km/hr), it must submit a North Atlantic Right Whale Vessel
Strike Avoidance Plan at least 180 days prior to transiting over 10
knots (18.5 km/hr) which fully identifies the communication protocols
and PAM system proposed for use. NMFS must
[[Page 53785]]
approve the plan before SouthCoast Wind can operate vessels over 10
knots (18.5 km/hr).
To monitor SouthCoast Wind's requirements with vessel speed
restrictions, all vessels must be equipped with an AIS and SouthCoast
Wind must report all Maritime Mobile Service Identify (MMSI) numbers to
NMFS Office of Protected Resources prior to initiating in-water
activities.
In addition to speed restrictions, all project vessels, regardless
of size, must maintain the following minimum separation distances
between vessels and marine mammals: 500 m (1,640 ft) from North
Atlantic right whale; 100 m (328 ft) from sperm whales and non-North
Atlantic right whale baleen whales; and 50 m (164 ft) from all
delphinid cetaceans and pinnipeds (an exception is made for those
species that approach the vessel such as bow-riding dolphins) (table
56). All reasonable steps must be taken to not violate minimum
separation distances. If any of these species are sighted within their
respective minimum separation zone, the underway vessel must turn away
from the animal and shift its engine to neutral (if safe to do so) and
the engines must not be engaged until the animal(s) have been observed
to be outside of the vessel's path and beyond the respective minimum
separation zone.
Seasonal and Daily Restrictions and Foundation Installation Sequencing
Temporal restrictions in places where marine mammals are
concentrated, engaged in biologically important behaviors, and/or
present in sensitive life stages are effective measures for reducing
the magnitude and severity of human impacts. NMFS is requiring temporal
work restrictions to minimize the risk of noise exposure to North
Atlantic right whales incidental to certain specified activities to the
extent practicable. These temporal work restrictions are expected to
greatly reduce the number of takes of North Atlantic right whales that
would have otherwise occurred should all activities be conducted during
these months. The measures proposed by SouthCoast Wind and those
included in this rule are built around North Atlantic right whale
protection; however, they also afford protection to other marine
mammals that are known to use the project area with greater frequency
during months when the restrictions would be in place, including other
baleen whales.
As described in the Description of Marine Mammals in the Specified
Geographic Area section above, North Atlantic right whales may be
present in the specified geographical region throughout the year. As it
is not practicable to restrict activities year-round, NMFS evaluated
the best scientific information available to identify temporal
restrictions on foundation pile driving and UXO/MEC detonation that
would ensure that the mitigation measures effect the least practicable
adverse impact on marine mammals. First, NMFS evaluated density data
(Roberts et al., 2023) which demonstrate that from June through
October, the densities of North Atlantic right whales are expected to
be an order of magnitude lower than those in November through May (see
table 30 as an example). In addition, the number of DMAs, which are
triggered by a sighting of three or more whales (and suggest foraging
behavior may be taking place (Pace and Clapham, 2001)) also increase
November through May. Additionally, the best available, recently
published science indicates North Atlantic right whale presence is
persistent beginning in late October through May (e.g., Davis et al.,
2023; van Parijs et al., 2023) (see Description of Marine Mammals in
the Specified Geographic Area). NMFS and SouthCoast worked together to
evaluate these multiple data sources in consideration of the modeling
analysis and proximity to known high density areas of critical foraging
importance in and around Nantucket Shoals to identify practicable
temporal restrictions that affect the least practicable adverse impact
on marine mammals. As described previously, no foundation pile driving
would occur October 16-May 31 inside the NARW EMA or January 1-May 15
throughout the rest of the Lease Area. Further, pile driving in
December outside of the NARW EMA must not be planned (i.e., may only
occur due to unforeseen circumstances, following approval by NMFS).
Should NMFS approve December pile driving outside the NARW EMA,
SouthCoast would be required to implement enhanced mitigation and
monitoring measures to further reduce potential impacts to North
Atlantic right whales as well as other marine mammal species.
As described previously, the area in and around Nantucket Shoals is
important foraging habitat for many marine mammal species. Therefore,
SouthCoast Wind, in coordination with NMFS, has also proposed (and NMFS
is proposing to require) that SouthCoast Wind sequence the installation
of piles strategically. In the NARW EMA, SouthCoast would install
foundations beginning June 1 in the northernmost positions, and
sequence subsequent installations to the south/southwest such that
foundation installation in positions closest to Nantucket Shoals would
be completed during the period of lowest North Atlantic right whale
occurrence in that area. NMFS would require SouthCoast to install the
foundations as quickly as possible.
With respect to diel restrictions, SouthCoast Wind has requested to
initiate pile driving during night time. For nighttime pile driving to
be approved, SouthCoast would be required to submit a Nighttime
Monitoring Plan for NMFS' approval that reliably demonstrates the
efficacy of their nighttime monitoring methods and systems and provides
evidence that their systems are capable of detecting marine mammals,
particularly large whales, at distances necessary to ensure that the
required mitigation measures are effective. Should a plan not be
approved, SouthCoast Wind would be restricted to initiating foundation
pile driving during daylight hours, no earlier than 1 hour after civil
sunrise and no later than 1.5 hours before civil sunset. Pile driving
would be allowed to continue after dark when the installation of the
same pile began during daylight (1.5 hours before civil sunset), when
clearance zones were fully visible for at least 30 minutes or must
proceed for human safety or installation feasibility reasons.
There is no schedule for UXO/MEC detonations, as they would be
considered on a case-by-case basis and only after all other means of
removal have been exhausted. However, SouthCoast proposed a seasonal
restriction on UXO/MEC detonations from December 1 through April 30 in
both the Lease Area and ECCs to reduce impacts to North Atlantic right
whales during peak occurrence periods. SouthCoast proposes to detonate
no more than one UXO/MEC per 24-hr period. Moreover, detonations may
only occur during daylight hours.
Given the very small harassment zones resulting from HRG surveys
and that the best available science indicates that any harassment from
HRG surveys, should a marine mammal be exposed to sounds produced by
the survey equipment (e.g., boomer), would most likely manifest as
minor behavioral harassment only (e.g., potentially some avoidance of
the HRG source), SouthCoast did not propose and NMFS is not proposing
to require any seasonal and daily restrictions for HRG surveys.
More information on activity-specific seasonal and daily
restrictions can be found in the proposed regulatory text in proposed
sections 217.334(c)(1) and 217.334(c)(2).
[[Page 53786]]
Noise Abatement Systems
SouthCoast Wind would be required to employ noise abatement systems
(NAS), also known as noise attenuation systems, during all foundation
installations (i.e., during both vibratory and impact pile driving) and
UXO/MEC detonations to reduce the sound pressure levels that are
transmitted through the water in an effort to reduce ranges to acoustic
thresholds and minimize any acoustic impacts, to the extent
practicable, resulting from these activities.
Two categories of NASs exist: primary and secondary. A primary NAS
would be used to reduce the level of noise produced by foundation
installation activities at the source, typically through adjustments on
to the equipment (e.g., hammer strike parameters). Primary NASs are
still evolving and would be considered for use during mitigation
efforts when the NAS has been demonstrated as effective in commercial
projects. However, as primary NASs are not fully effective at
eliminating noise, a secondary NAS would be employed. The secondary NAS
is a device or group of devices that would reduce noise as it was
transmitted through the water away from the pile, typically through a
physical barrier that would reflect or absorb sound waves and
therefore, reduce the distance the higher energy sound propagates
through the water column.
Noise abatement systems, such as bubble curtains, are used to
decrease the sound levels radiated from a source. Bubbles create a
local impedance change that acts as a barrier to sound transmission.
The size of the bubbles determines their effective frequency band, with
larger bubbles needed for lower frequencies. There are a variety of
bubble curtain systems, confined or unconfined bubbles, and some with
encapsulated bubbles or panels. Attenuation levels also vary by type of
system, frequency band, and location. Small bubble curtains have been
measured to reduce sound levels but effective attenuation is highly
dependent on depth of water, current, and configuration and operation
of the curtain (Austin et al., 2016; Koschinski and L[uuml]demann,
2013). Bubble curtains vary in terms of the sizes of the bubbles and
those with larger bubbles tend to perform a bit better and more
reliably, particularly when deployed with two separate rings (Bellmann,
2014; Koschinski and L[uuml]demann, 2013; Nehls et al., 2016).
Encapsulated bubble systems (e.g., Hydro Sound Dampers (HSDs)), can be
effective within their targeted frequency ranges (e.g., 100-800 Hz),
and when used in conjunction with a bubble curtain appear to create the
greatest attenuation.
The literature presents a wide array of observed attenuation
results for bubble curtains. The variability in attenuation levels is
the result of variation in design as well as differences in site
conditions and difficulty in properly installing and operating in-water
attenuation devices. D[auml]hne et al. (2017) found that single bubble
curtains that reduce sound levels by 7 to 10 dB reduced the overall
sound level by approximately 12 dB when combined as a double bubble
curtain for 6-m steel monopiles in the North Sea. During installation
of monopiles (consisting of approximately 8-m in diameter) for more
than 150 WTGs in comparable water depths (>25 m) and conditions in
Europe indicate that attenuation of 10 dB is readily achieved
(Bellmann, 2019; Bellmann et al., 2020) using single BBCs for noise
attenuation. While there are many assumptions that influence results of
acoustic modeling (e.g., hammer energy, propagation), sound field
verification measurements taken during construction of the South Fork
Wind Farm and Vineyard Wind 1 wind farm indicate that it is reasonable
to expect dual attenuation systems to achieve at least 10 dB sound
attenuation.
SouthCoast Wind would be required to use multiple NASs (e.g.,
double big bubble curtain (DBBC)) to ensure that measured sound levels
do not exceed the levels modeled assuming a 10-dB sound level reduction
for foundation installation and high-order UXO/MEC detonations, as well
as implement adjustments to operational protocols (e.g., reduce hammer
energy) to minimize noise levels. A single bubble curtain, alone or in
combination with another NAS device, may not be used for either pile
driving or UXO/MEC detonation as previously received sound field
verification (SFV) data has revealed that this approach is unlikely to
attenuate sounds to the degree that measured distances to harassment
thresholds are equal to or smaller than those modeled assuming 10 dB of
attenuation. Pursuant to the adaptive management provisions included in
the proposed rule, should the research and development phase of newer
attenuation systems demonstrate effectiveness, SouthCoast Wind may
submit data on the efficacy of these systems and request approval from
NMFS to use them during foundation installation and UXO/MEC detonation
activities.
Together, these systems must reduce noise levels to those not
exceeding modeled ranges to Level A harassment and Level B harassment
isopleths corresponding to those modeled assuming 10-dB sound
attenuation, pending results of SFV; see the Sound Field Verification
section below and Part 217--Regulations Governing The Taking And
Importing Of Marine Mammals).
When a double big bubble curtain is used (noting a single bubble
curtain is not allowed), SouthCoast Wind would be required to maintain
numerous operational performance standards. These standards are defined
in the proposed regulatory text in proposed sections 217.334(c)(7) and
217.334(d)(5) and include, but are not limited to, the requirements
that construction contractors must train personnel in the proper
balancing of airflow to the bubble ring and SouthCoast Wind must submit
a performance test and maintenance report to NMFS within 72 hours
following the performance test. Corrections to the attenuation device
to meet regulatory requirements must occur prior to use during
foundation installation activities and UXO/MEC detonation. In addition,
a full maintenance check (e.g., manually clearing holes) must occur
prior to each pile installation and UXO/MEC detonation. Should
SouthCoast Wind identify that the NAS systems are not optimized, they
would be required to make corrections to the NASs. The SFV monitoring
and reporting requirements (see Proposed Monitoring and Reporting
section) would be the means by which NMFS would determine if
modifications to the NASs would be required. Noise abatement systems
are not required during HRG surveys. A NAS cannot practicably be
employed around a moving survey ship, but SouthCoast Wind would be
required to make efforts to minimize source levels by using the lowest
energy settings on equipment that has the potential to result in
harassment of marine mammals (e.g., sparkers, CHIRPs, boomers) and
turning off equipment when not actively surveying. Overall, minimizing
the amount and duration of noise in the ocean from any of the project's
activities through use of all means necessary and practicable will
affect the least practicable adverse impact on marine mammals.
Clearance and Shutdown Zones
NMFS requires the establishment of both clearance and, where
technically feasible, shutdown zones during project activities that
have the potential to result in harassment of marine mammals. The
purpose of ``clearance'' of a particular zone is to minimize
[[Page 53787]]
potential instances of auditory injury and more severe behavioral
disturbances by delaying the commencement of an activity if marine
mammals are near the activity. The purpose of a shutdown is to prevent
a specific acute impact, such as auditory injury or severe behavioral
disturbance of sensitive species, by halting the activity.
In addition to the zones described above, SouthCoast Wind would be
required to establish a minimum visibility zone during pile driving to
ensure that sighting conditions are sufficient for PSOs to visually
detect marine mammals in the areas of highest potential impact. No
minimum visibility zone would be required for UXO/MEC detonation as the
entire visual clearance zone must be clearly visible, given the
potential for lung and GI injury. Within the NARW EMA from August 1-
October 15 and outside the NARW EMA from May 16-31 and December 1-31,
the minimum visibility zone sizes would be set equal to the largest
Level B harassment zone (unweighted acoustic ranges to 160 dB re 1
[mu]Pa sound pressure level) modeled for each pile type, assuming 10 dB
of noise attenuation, rounded up to the nearest 0.1 km (0.06 mi) (7.5
km (4.7 mi) monopiles; 4.9 km (3.0 mi) pin piles). For installations
outside the NARW EMA from June 1-November 30, the minimum visibility
zone would extend 3.7 km (2.3 mi) from the pile driving location (table
54). This distance equals the second largest modeled
ER95 distance to the Level A harassment isopleth
(assuming 10 dB attenuation) among all marine mammals, rounded up to
the closest 0.1 km (0.06 mi). The entire minimum visibility zone must
be visible (i.e., not obscured by dark, rain, fog, etc.) for a full 60
minutes immediately prior to commencing foundation pile driving. At no
time would foundation pile driving be initiated when the minimum
visibility zones cannot be fully visually monitored (using appropriate
technology), as determined by the Lead PSO on duty.
All relevant clearance and shutdown zones during project activities
would be monitored by NMFS-approved PSOs and PAM operators (where
required). Marine mammals may be detected visually or, in the case of
pile driving and UXO/MEC detonation, acoustically. SouthCoast must
design PAM systems to acoustically detect North Atlantic right whales
to the identified PAM Clearance and Shutdown Zones (table 54). The PAM
system must also be able to detect marine mammal vocalizations,
maximize baleen whale detections, and be capable of detecting North
Atlantic right whales to 10 km (6.2 km) and 15 km (9.3 mi), around pin
piles and monopiles, respectively. NMFS recognizes that detectability
of each species' vocalizations will vary based on vocalization
characteristics (e.g., frequency content, source level), acoustic
propagation conditions, and competing noise sources), such that other
marine mammal species (e.g., harbor porpoise) may not be detected at 10
km (6.2 mi) or 15 km (9.3 mi). and that, during pile driving, detecting
marine mammals very close to the pile may be difficult due to masking
from pile driving noise. Acoustic detections of any species would
trigger mitigative action (delays or shutdown), when appropriate.
Before the start of the specified activities (i.e., foundation
installation, UXO/MEC detonation, and HRG surveys), SouthCoast Wind
would be required to ensure designated areas (i.e., clearance zones as
provided in tables 54-56) are clear of marine mammals to minimize the
potential for and degree of harassment once the noise-producing
activity begins. Immediately prior to foundation installation and UXO/
MEC detonations, PSOs and PAM operators would be required to begin
visually and acoustically monitor clearance zones for marine mammals
for a minimum of 60 minutes. For HRG surveys, PSOs would be required to
monitor these zones for the 30 minutes directly before commencing use
of boomers, sparkers, or CHIRPS. Clearance zones for all activities
(i.e., foundation installation, UXO/MEC detonation, HRG surveys) must
be confirmed to be free of marine mammals for 30-minutes immediately
prior to commencing these activities, else, commencement of the
activity must be delayed until the animal(s) has been observed exiting
its respective zone or until an additional time period has elapsed with
no further sightings. A North Atlantic right whale sighting at any
distance by PSOs monitoring pile driving or UXO/MEC activities or
acoustically detected within the PAM clearance zone (for pile driving
or UXO/MEC detonations) would trigger a pile driving or detonation
delay.
In some cases, NMFS would require SouthCoast to implement extended
pile driving delays to further reduce potential impacts to North
Atlantic right whales utilizing habitat in the project area. As
described previously, North Atlantic right whale occurrence in the
project area remains low in June and July and begins to steadily
increase from August through the fall, reaching maximum occurrence in
winter, particularly in the portion of the lease area closest to
Nantucket Shoals. For foundation installations in the NARW EMA from
August 1-October 15 and throughout the remainder of the lease area May
16-31 and December 1-31, annually, if a delay or shutdown is triggered
by a sighting of less than three (i.e., one or two) North Atlantic
right whales or an acoustic detection within the PAM clearance zone (10
km (6.2 mi), pin piles; 15 km (9.3 mi), monopiles), SouthCoast would be
required to delay commencement or resumption of pile driving 24 hours
rather than after 60 minutes pass without additional sightings of the
whale(s). While NMFS is requiring seasonal restrictions, there is
potential for North Atlantic right whales to congregate in the project
area when foundation pile driving activities are occuring. Data
demonstrates these foraging aggregations are sporadic and dependent
upon availability of prey, which is highly variable. For example, in
August and October 2022, a total of 9 and 10 North Atlantic right
whales, respectively, were sighted south of Nantucket (southeast of
SouthCoast's Lease Area) over multiple days. In May 2023, 58 North
Atlantic right whales were sighted southeast of Nantucket, although
further to the east of the Lease Area than the 2022 sightings. The best
available science demonstrates that when three or more North Atlantic
right whales are observed, more often than not, they are both foraging
and persisting in an area (Pace and Clapham, 2001). Therefore, for all
foundation installations in the NARW EMA and those outside the NARW EMA
from May 16-31 and December 1-31, annually, should PSOs sight three or
more North Atlantic right whales in the same areas/times, SouthCoast
would be required to delay pile driving for 48 hours. In both cases
(i.e., 24- or 48-hour delay), NMFS would require that SouthCoast
complete a vessel-based survey of the area around the pile driving
location (10-km (6.2-mi) radius, pin piles; 15-km (9.3-mi) radius,
monopiles) to ensure North Atlantic right whales are no longer in the
project area before they could commence pile driving activities for the
day.
Once an activity begins, an observation of any marine mammal
entering or within its respective shutdown zone (tables 54-56) would
trigger cessation of the activity. In the case of pile driving, the
shutdown requirement may be waived if is not practicable due to
imminent risk of injury or loss of life to an individual, risk of
damage to a vessel that creates risk of injury or loss of life for
individuals, or where the lead engineer determines there is pile
refusal or pile
[[Page 53788]]
instability. Because UXO/MEC detonations are instantaneous, no shutdown
is possible; therefore, there are clearance, but no shutdown, zones for
UXO/MEC detonations (table 55). In situations when shutdown is called
for during foundation pile driving but SouthCoast Wind determines
shutdown is not practicable due to any of the aforementioned emergency
reasons, reduced hammer energy must be implemented when the lead
engineer determines it is practicable. Specifically, pile refusal or
pile instability could result in not being able to shut down pile
driving immediately. Pile refusal occurs when a foundation pile
encounters significant resistance or difficulty during the installation
process. Pile instability occurs when the pile is unstable and unable
to stay standing if the piling vessel were to ``let go.'' During these
periods of instability, the lead engineer may determine a shut-down is
not feasible because the shutdown combined with impending weather
conditions may require the piling vessel to ``let go'' SouthCoast Wind
would be required to document and report to NMFS all cases where the
emergency exemption is taken.
After shutdown, foundation installation may be reinitiated once all
clearance zones are clear of marine mammals for the minimum species-
specific periods, or, if required to maintain pile stability, at which
time the lowest hammer energy must be used to maintain stability. As
described previously, for shutdowns triggered by observations of North
Atlantic right whales, SouthCoast would not be able to resume pile
driving until a survey of the 10-km (6.2-mi; for 4.5-m pin piles) or
15-km (9.3-mi; for 9/16-m monopiles) zone surrounding the installation
location is completed wherein no additional sightings occur. Upon re-
starting pile driving, soft-start protocols must be followed if pile
driving has ceased for 30 minutes or longer.
SouthCoast proposed equally-sized clearance and shutdown zones for
pile driving, which are generally based on Level A harassment (PTS)
ER95 distances, rounded up to the nearest 0.1 km
(0.06 mi) for PSO clarity. For impact pile driving, the visual
clearance and shutdown zones for large whales, other than North
Atlantic right whales, correspond to the second largest modeled Level A
harassment (PTS) exposure range (ER95) distance,
assuming 10 dB attenuation.
Clearance and shutdown zone sizes vary by activity and species
groups. All distances to the perimeter of these zones are the radii
from the center of the pile (table 54), UXO/MEC detonation location
(table 55), or HRG acoustic source (table 56). Pursuant to the proposed
adaptive management provisions, SouthCoast may request modification to
these zone sizes (except for those that apply to North Atlantic right
whales) as well as the minimum visibility zone, pending results of
sound field verification (see Proposed Monitoring and Reporting
section). Any changes to zone size would require NMFS' approval.
Table 54--Clearance, Shutdown, and Minimum Visibility Zones, in Meters (m), During Sequential and Concurrent Installation of 9/16-m Monopiles and 4.5-m
Pin Piles in Summer (and Winter)
--------------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------------
Installation order Sequential
Concurrent
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pile type 9/16-m Monopile 4.5-m Pin pile 9/16-m Monopile
4.5-m Pin pile 1 WTG 4 WTG pin
Monopile +4 OSP
+ 4 OSP pin piles
pin piles
--------------------------------------------------------------------------------------------------------------------------------------------------------
Method Impact only Impact Vibe Impact Vibe Impact
--------------------------------------------------------------------------------------------------------------------------------------------------------
North Atlantic right whale Visual Clearance/
Shutdown Zone.................................... Sighting at any distance from PSOs on pile-driving or dedicated PSO vessels.
-----------------------------------------------------------------------------------------------------
North Atlantic right whale PAM \1\ Clearance/
Shutdown Zone \1\................................ 10,000 m (pin), 15,000 m (monopile).
-----------------------------------------------------------------------------------------------------
Other baleen whales Clearance/Shutdown Zone \1\... 3,500 (3,700) 2,000 (2,300) 3,500 200 1,900 \2\ NAS 3,500 2,600
Sperm whales & delphinids Clearance/Shutdown Zone NAS NAS NAS NAS NAS NAS NAS NAS
\1\..............................................
Harbor porpoise Clearance/Shutdown Zone \1\....... NAS NAS NAS NAS NAS NAS NAS NAS
Seals Clearance/Shutdown Zone \1\................. 200 (400) NAS 200 NAS NAS NAS 300 200
-----------------------------------------------------------------------------------------------------
Minimum Visibility Zone \3\....................... Within NARW EMA Enhanced: 4,800 m (pin) 7,400 m (mono); Outside NARW EMA: equal to `other baleen
whales' impact pile driving clearance zones.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ The PAM system used during clearance and shutdown must be designed to detect marine mammal vocalizations, maximize baleen whale detections, and must
be capable of detecting North Atlantic right whales at 10 km (6.2 mi) and 15 km (9.3 mi) for pin piles and monopile installations, respectively. NMFS
recognizes that detectability of each species' vocalizations will vary based on vocalization characteristics (e.g., frequency content, source level),
acoustic propagation conditions, and competing noise sources), such that other marine mammal species (e.g., harbor porpoise) may not be detected at 10
km (6.2 mi) or 15 km (9.3 mi).
\2\ NAS = noise attenuation system (e.g., double bubble curtain (DBBC)). This zone size designation indicates that the clearance and shutdown zones,
based on modeled distances to the Level A harassment thresholds, would not extend beyond the DBBC deployment radius around the pile.
\3\ PSOs must be able to visually monitor minimum visibility zones. To provide enhanced protection of North Atlantic right whales during foundation
installations in the NARW EMA, SouthCoast proposed monitoring of minimum visibility zones equal to the Level B harassment zones when installing pin
piles (4.8 km (3.0 mi)) and monopiles (7.4 km (4.6 mi)). Outside the NARW EMA, the minimum visibility zone would be equal to SouthCoast's clearance/
shutdown zones for `other baleen whales.'
SouthCoast proposed the following clearance zone sizes for UXO/MEC
detonation, which are dependent on the size (i.e., charge weight) of a
UXO/MEC. SouthCoast has indicated that they will be able to determine
the UXO/MEC charge weight prior to detonation. If the charge weight is
determined to be unknown or uncertain, SouthCoast would implement the
largest clearance zone (E12, 454 kg (1,001 lbs)) prior to detonation.
[[Page 53789]]
Table 55--Level B Harassment and Clearance Zones (in Meters (m)) During UXO/MEC Detonations in the Export Cable Corridor (ECC) and Lease Area (LA), by
Charge Weight and Assuming 10 dB of Sound Attenuation
--------------------------------------------------------------------------------------------------------------------------------------------------------
Low-frequency Mid-frequency High-frequency Phocid pinnipeds
cetaceans cetaceans cetaceans ---------------------
UXO/MEC charge weights ------------------------------------------------------------------
ECC LA ECC LA ECC LA ECC LA
--------------------------------------------------------------------------------------------------------------------------------------------------------
PAM Clearance Zone \1\.......................................... 15 km
---------------------------------------------------------------------------------------
E4 (2.3 kg):
Level B harassment (m)...................................... 2,800 2,900 500 500 6,200 6,200 1,300 1,500
Clearance Zone (m).......................................... 800 400 100 50 2,500 2,200 300 100
E6 (9.1 kg):
Level B harassment (m)...................................... 4,500 4,700 800 800 7,900 8,000 2,200 2,400
Clearance Zone (m).......................................... 1,500 800 200 50 3,500 3,200 500 200
E8 (45.5 kg):
Level B harassment (m)...................................... 7,300 7,500 1,300 1,300 10,100 10,300 3,900 3,900
Clearance Zone (m).......................................... 2,900 1,800 300 100 4,900 4,900 1,000 600
E10 (227 kg):
Level B harassment (m)...................................... 10,300 10,500 2,100 2,200 12,600 12,900 6,000 6,000
Clearance Zone (m).......................................... 4,200 3,400 500 300 6,600 7,200 1,900 1,200
E12 (454 kg):
Level B harassment (m)...................................... 11,800 11,900 2,500 2,600 13,700 14,100 7,100 7,000
Clearance Zone (m).......................................... 4,900 4,300 600 400 7,400 8,700 2,600 1,600
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ The PAM system used during clearance must be designed to detect marine mammal vocalizations, maximize baleen whale detections, and must be capable
of detecting North Atlantic right whales at 15 km (9.3 mi). NMFS recognizes that detectability of each species' vocalizations will vary based on
vocalization characteristics (e.g., frequency content, source level), acoustic propagation conditions, and competing noise sources), such that other
marine mammal species (e.g., harbor porpoise) may not be detected at 10 km (6.2 mi) or 15 km (9.3 mi).
For an HRG survey clearance process that had begun in conditions
with good visibility, including via the use of night vision equipment
(i.e., IR/thermal camera), and during which the Lead PSO has determined
that the clearance zones (table 56) are clear of marine mammals, survey
operations would be allowed to commence (i.e., no delay is required)
despite periods of inclement weather and/or loss of daylight.
Table 56--Level B Harassment Threshold Ranges and Mitigation Zones During HRG Surveys
----------------------------------------------------------------------------------------------------------------
Level B
harassment zone Level B Clearance zone Shutdown zone
Species boomer/sparker harassment zone (m) (m)
(m) CHIRPs (m)
----------------------------------------------------------------------------------------------------------------
North Atlantic right whale............ 141 48 500 500
Other baleen whales \1\............... 100 100
Mid-frequency cetaceans \2\........... 141 48 100 \1\ 100
High-frequency cetaceans.............. 141 48 100 100
Phocid Pinnipeds...................... 141 48 100 100
----------------------------------------------------------------------------------------------------------------
\1\ Baleen whales other the North Atlantic right whale.
\2\ An exception is noted for bow-riding delphinids of the following genera: Delphinus, Stenella,
Lagenorhynchus, and Tursiops.
For any other in-water construction heavy machinery activities
(e.g., trenching, cable laying, etc.), if a marine mammal is on a path
towards or comes within 10 m (32.8 ft) of equipment, SouthCoast Wind
would be required to delay or cease operations until the marine mammal
has moved more than 10 m (32.8 ft) on a path away from the activity to
avoid direct interaction with equipment.
Soft-Start and Ramp-Up
The use of a soft-start for impact pile driving or ramp-up for HRG
surveys procedures are employed to provide additional protection to
marine mammals by warning them or providing them with a chance to leave
the area prior to the impact hammer or HRG equipment operating at full
capacity. Soft-start typically involves initiating hammer operation at
a reduced energy level, relative to the full operating capacity,
followed by a waiting period. It is difficult to specify a reduction in
energy for any given hammer because of variation across drivers and
installation conditions. Typically, NMFS requires a soft-start
procedure of the applicant performing four to six strikes per minute at
10 to 20 percent of the maximum hammer energy, for a minimum of 20
minutes. To allow maximum flexibility given Project-specific conditions
and any number of safety issues, particularly if pile driving stops
before target pile penetration depth is reached, which may result in
pile refusal, general soft-start requirements are incorporated into the
proposed regulatory text at proposed section 217.334(c)(6) but specific
soft-start protocols considering final construction design details,
including site-specific soil properties and other considerations, would
be identified in their Pile Driving Monitoring Plan, which SouthCoast
would submit to NMFS for approval prior to begin foundation
installation.
HRG survey operators are required to ramp-up sources when the
acoustic sources are used unless the equipment operates on a binary on/
off switch. The ramp-up would involve starting from the smallest
setting to the operating level over a period of approximately 30
minutes.
Soft-start and ramp-up would be required at the beginning of each
day's activity and at any time following a cessation of activity of 30
minutes or longer. Prior to soft-start or ramp-up beginning, the
operator must receive confirmation from the PSO that the
[[Page 53790]]
clearance zone is clear of any marine mammals.
Fishery Monitoring Surveys
While the likelihood of SouthCoast Wind's fishery monitoring
surveys impacting marine mammals is minimal, NMFS is proposing to
require SouthCoast Wind to adhere to gear and vessel mitigation
measures to reduce the risk of gear interaction to de minimis levels.
In addition, all crew undertaking the fishery monitoring survey
activities would be required to receive protected species
identification training prior to activities occurring and attend the
aforementioned onboarding training. The specific requirements that NMFS
is proposing for the fishery monitoring surveys can be found in the
proposed regulatory text in proposed section 217.334(f).
Based on our evaluation of the mitigation measures, as well as
other measures considered by NMFS, NMFS has preliminarily determined
that these measures will provide the means of affecting the least
practicable adverse impact on the affected species or stocks and their
habitat, paying particular attention to rookeries, mating grounds, and
areas of similar significance.
Proposed Monitoring and Reporting
In order to promulgate a rulemaking for an activity, section
101(a)(5)(A) of the MMPA states that NMFS must set forth requirements
pertaining to the monitoring and reporting of such taking. The MMPA
implementing regulations at 50 CFR 216.104 (a)(13) indicate that
requests for authorizations must include the suggested means of
accomplishing the necessary monitoring and reporting that will result
in increased knowledge of the species and of the level of taking or
impacts on populations of marine mammals that are expected to be
present in the project area. Effective reporting is critical both to
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (i.e., individual or cumulative, acute
or chronic), through better understanding of: (1) action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (i.e., behavioral or
physiological) to acoustic stressors (i.e., acute, chronic, or
cumulative), other stressors, or cumulative impacts from multiple
stressors;
How anticipated responses to stressors impact either: (1)
long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and/or
Mitigation and monitoring effectiveness.
Separately, monitoring is also regularly used to support mitigation
implementation (i.e., mitigation monitoring) and monitoring plans
typically include measures that both support mitigation implementation
and increase our understanding of the impacts of the activity on marine
mammals.
North Atlantic Right Whale Awareness Monitoring
SouthCoast Wind must use available sources of information on North
Atlantic right whale presence, including, but not limited to, daily
monitoring of the Right Whale Sightings Advisory System, Whale Alert,
and monitoring of U.S. Coast Guard very high frequency (VHF) Channel 16
throughout each day to receive notifications of any sightings and
information associated with any regulatory management actions (e.g.,
establishment of a zone identifying the need to reduce vessel speeds).
Maintaining frequent daily awareness of North Atlantic right whale
presence in the area through SouthCoast's ongoing visual and passive
acoustic monitoring efforts and opportunistic data sources (outside of
SouthCoast Wind's efforts) and subsequent coordination for
disseminating that information across Project personnel affords
increased protection of North Atlantic right whales by alerting project
personnel and the marine mammal monitoring team to a higher likelihood
of encountering a North Atlantic right whale, potentially increasing
the efficacy of mitigation and vessel strike avoidance efforts.
Finally, at least one PAM operator must review available passive
acoustic data collected in the project area within at least the 24
hours, the duration recommended by Davis et al. (2023), prior to
foundation installation or any UXO/MEC detonations to identify
detections of North Atlantic right whales and convey that information
to project personnel (e.g., vessel operators and crew, PSOs).
In addition to utilizing available sources of information on marine
mammal presence as described above, SouthCoast would be required to
employ and utilize a marine mammal visual monitoring team to monitor
throughout (i.e., before, during, and after) all specified activities
(i.e., foundation installation, UXO/MEC detonation, and HRG surveys)
consisting of NMFS-approved vessel-based PSOs and trained lookouts on
all vessels, and PAM operator(s) to monitor throughout foundation
installation and UXO/MEC detonation. Visual observations and acoustic
detections would be used to support the activity-specific mitigation
measures (e.g., clearance zones). To increase understanding of the
impacts of the activity on marine mammals, PSOs must record all
incidents of marine mammal occurrence at any distance from the piling
locations, near the HRG acoustic sources, and during UXO/MEC
detonations. PSOs would document all behaviors and behavioral changes,
in concert with distance from an acoustic source. Further, SFV during
foundation installation and UXO/MEC detonation is required to ensure
compliance and that the potential impacts are within the bounds of that
analyzed. The required monitoring, including PSO and PAM Operator
qualifications, is described below, beginning with PSO measures that
are applicable to all the aforementioned activities and PAM (for
specific activities).
Protected Species Observer and PAM Operator Requirements
SouthCoast Wind would be required to employ NMFS-approved PSOs and
PAM operators for certain activities. PSOs are trained professionals
who are tasked with visually monitoring for marine mammals during pile
driving, UXO/MEC detonations, and HRG surveys. The primary purpose of a
PSO is to carry out the monitoring, collect data, and, when
appropriate, call for the implementation of mitigation measures. In
addition to visual observations, NMFS would require SouthCoast Wind to
conduct real-time acoustic monitoring by PAM operators during
foundation pile driving, UXO/MEC detonation, and vessel transit over 10
knots (18.5 km/hr).
The inclusion of PAM, which would be conducted by NMFS-approved PAM
[[Page 53791]]
operators utilizing standardized measurement, processing, reporting,
and metadata methods and metrics for offshore wind, combined with
visual data collection, is a valuable way to provide the most accurate
record of species presence as possible and, together, these two
monitoring methods are well understood to provide best results when
combined together (e.g., Barlow and Taylor, 2005; Clark et al., 2010;
Gerrodette et al., 2011; Van Parijs et al., 2021). Acoustic monitoring
(in addition to visual monitoring) increases the likelihood of
detecting marine mammals, if they are vocalizing, within the shutdown
and clearance zones of project activities, which when applied in
combination of required shutdowns helps to further reduce the risk of
marine mammals being exposed to sound levels that could otherwise
result in acoustic injury or more intense behavioral harassment. The
exact configuration and number of PAM systems depends on the size of
the zone(s) being monitored, the amount of noise expected in the area,
and the characteristics of the signals being monitored.
The exact configuration and number of PAM systems depends on the
size of the zone(s) being monitored, the amount of noise expected in
the area, and the characteristics of the signals being monitored. More
closely-spaced hydrophones would allow for more directionality and
range to the vocalizing marine mammals. Larger baleen cetacean species
(i.e., mysticetes), which produce loud and lower-frequency
vocalizations, may be able to be heard with fewer hydrophones spaced at
greater distances. However, detection of smaller cetaceans (e.g., mid-
frequency delphinids; odontocetes) may necessitate more hydrophones and
to be spaced closer together given the shorter range of the shorter,
mid-frequency acoustic signals (e.g., whistles and echolocation
clicks). As there are no ``perfect fit'' single-optimal-array
configurations, these set-ups would need to be considered on a case-by-
case basis.
NMFS does not formally administer any PSO or PAM operator training
programs or endorse specific providers but would approve PSOs and PAM
operators that have successfully completed courses that meet the
curriculum and training requirements referenced below and/or
demonstrate experience. PSOs would be allowed to act as PAM operators
or PSOs (but not simultaneously) as long as they demonstrate that their
training and experience are sufficient to perform each task.
NMFS would provide PSO and PAM operator approval, if the candidate
is qualified, to ensure that PSOs and PAM operators have the necessary
training and/or experience to carry out their duties competently. NMFS
may approve PSOs and PAM operators as conditional or unconditional. A
conditionally-approved PSO may be one who has completed training in the
last 5 years but has not yet attained the requisite field experience.
An unconditionally approved PSO is one who has completed training
within the last 5 years (or completed training earlier but has
demonstrated recent experience acting as a PSO) and attained the
necessary experience (i.e., demonstrate experience with monitoring for
marine mammals at clearance and shutdown zone sizes similar to those
produced during the respective activity). The specific requirements for
conditional and unconditional approval can be found in the proposed
regulatory text in proposed section 217.335(a)(7). PSOs and PAM
operators for pile driving and UXO/MEC detonation must be
unconditionally approved. PSOs for HRG surveys may be conditionally or
unconditionally approved; however, conditionally-approved PSOs must be
paired with an unconditional-approved PSO to ensure that the quality of
marine mammal observations and data recording is kept consistent.
At least one PSO and PAM operator per platform must be designated
as a Lead. To qualify as a Lead PSO or PAM operator, the person must be
unconditionally approved and demonstrate that they have a minimum of 90
days of at-sea experience monitoring marine mammals in the specific
role, with the conclusion of the most recent relevant experience not
more than 18 months previous to deployment. The person must also have
experience specifically monitoring baleen whale species;
SouthCoast Wind must submit a list of previously approved PSOs and
PAM operators to NMFS Office of Protected Resources for review and
confirmation of their approval for specific roles at least 30 days
prior to commencement of the activities requiring PSOs and PAM
operators or 15 days prior to when new, previously approved PSOs and
PAM operators are required after activities have commenced. For
prospective PSOs and PAM operators not previously approved or for PSOs
and PAM operators whose approval is not current, SouthCoast Wind must
submit resumes for approval to NMFS at least 60 days prior to PSO and
PAM operator use. Resumes must include information related to roles for
which approval is being sought, relevant education, experience, and
training, including dates, duration, location, and description of prior
PSO or PAM operator experience. Resumes must be accompanied by relevant
documentation of successful completion of necessary training.
The number of PSOs and PAM operators that would be required to
actively observe for the presence of marine mammals are specific to
each activity, as are the types of equipment required (e.g., big eyes
on the pile driving vessel; acoustic buoys) to increase marine mammal
detection capabilities. A minimum of three on-duty PSOs per platform
(e.g., pile driving vessel, dedicated PSO vessel) would conduct
monitoring before, during, and after foundation installations and UXO/
MEC detonations. A minimum number of PAM operators would be required to
actively monitor for marine mammal acoustic detections for these
activities; this number would be based on the PAM systems and specified
in the PAM Plan SouthCoast would submit for NMFS approval prior to the
start of in-water activities. At least one PSO must be on-duty during
HRG surveys conducted during daylight hours; and at least two PSOs must
be on-duty during HRG surveys conducted during nighttime. NMFS would
not require PAM or PAM operators during HRG surveys.
The number of platforms from which the required number of PSOs
would conduct monitoring depends on the activity and timeframe. Within
the NARW EMA from June 1-August 15 and outside the NARW EMA June 1-
November 30, SouthCoast would conduct monitoring before, during, and
after foundation installation from three dedicated PSO monitoring
vessels, in addition to the pile driving platform. Within the NARW EMA
from August 16-October 15 and outside the NARW EMA May 16-May 31 and
December 1-31 (if NMFS approved SouthCoast's request for allowance to
install foundations in December), PSOs would monitor from four
dedicated PSO vessels and the pile driving vessel (i.e., five platforms
total). The number of monitoring platforms required for UXO/MEC
detonations depends on the charge weight. For detonation of lower
charge weight (E4-E8) UXO/MECs, SouthCoast would conduct monitoring
from the main activity platform and a dedicated PSO monitoring
platform. If, after attempting all methods of UXO/MEC disposal,
SouthCoast must detonate a
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heavier charge weight UXO/MEC (i.e., E10 or E12) that is predicted to
result in a larger ensonified zone (i.e., >5 km), additional monitoring
platforms (i.e., vessel, plane) would be required. During HRG surveys,
PSOs would conduct monitoring from the survey vessels. In addition to
monitoring duties, PSOs and PAM operators are responsible for data
collection. The data collected by PSO and PAM operators and subsequent
analysis provide the necessary information to inform an estimate of the
number of take that occurred during the project, better understand the
impacts of the project on marine mammals, address the effectiveness of
monitoring and mitigation measures, and to adaptively manage activities
and mitigation in the future. Data reported includes information on
marine mammal sightings, activity occurring at time of sighting,
monitoring conditions, and if mitigative actions were taken. Specific
data collection requirements are contained within the regulations at
the end of this rulemaking.
SouthCoast Wind would be required to submit Pile Driving and UXO/
MEC Detonation Marine Mammal Monitoring Plans and a PAM Plan to NMFS
180 days in advance of foundation installation and UXO/MEC detonation.
The Plans must include details regarding PSO and PAM monitoring
protocols and equipment proposed for use, as described in the draft LOA
available at https://www.fisheries.noaa.gov/action/incidental-take-authorization-southcoast-wind-llc-construction-southcoast-wind-offshore-wind. More specifically, the PAM Plan must, among other
things, include a description of all proposed PAM equipment, address
how the proposed passive acoustic monitoring must follow standardized
measurement, processing methods, reporting metrics, and metadata
standards for offshore wind as described in NOAA and BOEM Minimum
Recommendations for Use of Passive Acoustic Listening Systems in
Offshore Wind Energy Development Monitoring and Mitigation Programs
(Van Parijs et al., 2021). NMFS must approve the Plans prior to
foundation installation activities or UXO/MEC detonation commencing.
Sound Field Verification (SFV)
SouthCoast would be required to conduct SFV measurements during all
foundation installations and all UXO/MEC detonations. At minimum, the
first three monopile foundations and four pin piles must be monitored
with Thorough SFV (T-SFV), which requires, at minimum, measurements at
four locations along one transect from the pile with each recorder
equipped with two hydrophones as well as an additional recorder at a 90
degrees from the transect (total of 10 hydrophones). For example,
SouthCoast would deploy acoustic recorders at positions 750 m (2,460.6
ft), 1500 m (4,921.3 ft)), 3000 m (9,842.5 ft), and 10,000 m (32,808.4
ft) in a single linear array due south and another acoustic recorder
due east of the foundation installation location. SFV protocols for
impact pile driving, can be found in ISO 18406 Underwater acoustics--
Measurement of radiated underwater sound from percussive pile driving
(2017). T-SFV measurements must continue until at least three
consecutive piles demonstrate distances to thresholds are at or below
those modeled assuming 10 dB of attenuation. Subsequent T-SFV
measurements are also required should larger piles be installed or
additional piles be driven that are anticipated to produce longer
distances to harassment isopleths than those previously measured (e.g.,
higher hammer energy, greater number of strikes, etc.). The required
reporting metrics associated with T-SFV can be found in the draft LOA.
The requirements are extensive to ensure monitoring is conducted
appropriately and the reporting (i.e., communicating monitoring results
to NMFS) is frequent to ensure SouthCoast is making any necessary
adjustments quickly (e.g., ensure bubble curtain hose maintenance,
check bubble curtain air pressure supply, add additional sound
attenuation) to ensure impacts to marine mammals are not above those
considered in this analysis. SouthCoast would be required to conduct
abbreviated SFV (A-SFV) on all piles for which T-SFV is not conducted;
the reporting requirements and frequency of reporting can be found in
the proposed regulatory text at proposed section 217.334(c)(20).
SouthCoastWind must also conduct SFV during operations to better
understand the sound fields and potential impacts on marine mammals
associated with turbine operations.
Reporting
Prior to any construction activities occurring, SouthCoast would be
required to provide a report to NMFS Office of Protected Resources that
demonstrates that all SouthCoast personnel, including the vessel crews,
vessel captains, PSOs, and PAM operators have completed all required
trainings.
NMFS would require standardized and frequent reporting from
SouthCoast Wind during the life of the regulations and LOA. All data
collected relating to the Project would be recorded using industry-
standard software (e.g., Mysticetus or a similar software) installed on
field laptops and/or tablets. SouthCoast Wind is required to submit
weekly, monthly, annual, and situational, and final reports. The
specifics of what we require to be reported can be found in the
proposed regulatory text at proposed section 217.335(c).
Weekly Report--During foundation installation activities,
SouthCoast would be required to compile and submit weekly marine mammal
monitoring reports for foundation installation pile driving to NMFS
Office of Protected Resources that document the daily start and stop of
all pile-driving activities, the start and stop of associated
observation periods by PSOs, details on the deployment of PSOs, a
record of all detections of marine mammals (acoustic and visual), any
mitigation actions (or if mitigation actions could not be taken,
provide reasons why), and details on the noise abatement system(s)
(e.g., system type, distance deployed from the pile, bubble rate,
etc.), and A-SFV results. Weekly reports will be due on Wednesday for
the previous week (Sunday to Saturday). The weekly reports are also
required to identify which turbines become operational and when (a map
must be provided). Once all foundation pile installation is complete,
weekly reports would no longer be required.
Monthly Report--SouthCoast would be required to compile and submit
monthly reports to NMFS Office of Protected Resources that include a
summary of all information in the weekly reports, including project
activities carried out in the previous month, vessel transits (number,
type of vessel, and route), number of piles installed, all detections
of marine mammals, and any mitigative actions taken. Monthly reports
would be due on the 15th of the month for the previous month. The
monthly report would also identify which turbines become operational
and when, and a map must be provided. Once all foundation pile
installation is complete, monthly reports would no longer be required.
Annual Reporting--SouthCoast is required to submit an annual marine
mammal monitoring (including visual and acoustic observations of marine
mammals) report to NMFS Office of Protected Resources by March 31st,
annually, describing in detail all of the information required in the
monitoring section above for the previous calendar year. A final annual
report must be prepared and submitted within 30 calendar days following
receipt of any NMFS comments on the draft report.
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Final Reporting--SouthCoast must submit its draft 5-year report(s)
to NMFS Office of Protected Resources. The report must contain, but is
not limited to, a description of activities conducted (including GIS
files where relevant), and all visual and acoustic monitoring,
including all SFV and monitoring effectiveness, conducted under the LOA
within 90 calendar days of the completion of activities occurring under
the LOA. A final 5-year report must be prepared and submitted within 60
calendar days following receipt of any NMFS comments on the draft
report.
Situational Reporting--Specific situations encountered during the
development of the Project requires immediate reporting. For instance,
if a North Atlantic right whale is observed at any time by PSOs or
project personnel, the sighting must be immediately (if not feasible,
as soon as possible and no longer than 24 hours after the sighting)
reported to NMFS. If a North Atlantic right whale is acoustically
detected at any time via a project-related PAM system, the detection
must be reported as soon as possible and no longer than 24 hours after
the detection to NMFS via the 24-hour North Atlantic right whale
Detection Template (https://www.fisheries.noaa.gov/resource/document/passive-acoustic-reporting-system-templates). Calling the hotline is
not necessary when reporting PAM detections via the template.
If a sighting of a stranded, entangled, injured, or dead marine
mammal occurs, the sighting would be reported to NMFS Office of
Protected Resources, the NMFS Greater Atlantic Stranding Coordinator
for the New England/Mid-Atlantic area (866-755-6622), and the U.S.
Coast Guard within 24 hours. If the injury or death was caused by a
project activity, SouthCoast Wind must immediately cease all activities
until NMFS Office of Protected Resources is able to review the
circumstances of the incident and determine what, if any, additional
measures are appropriate to ensure compliance with the terms of the
LOA. NMFS Office of Protected Resources may impose additional measures
to minimize the likelihood of further prohibited take and ensure MMPA
compliance. SouthCoast may not resume their activities until notified
by NMFS Office of Protected Resources.
In the event of a vessel strike of a marine mammal by any vessel
associated with the Project, SouthCoast Wind must immediately report
the strike incident. If the strike occurs in the Greater Atlantic
Region (Maine to Virginia), SouthCoast must call the NMFS Greater
Atlantic Stranding Hotline. Separately, SouthCoast must also and
immediately report the incident to NMFS Office of Protected Resources
and GARFO. SouthCoast must immediately cease all on-water activities
until NMFS Office of Protected Resources is able to review the
circumstances of the incident and determine what, if any, additional
measures are appropriate to ensure compliance with the terms of the
LOA. NMFS Office of Protected Resources may impose additional measures
to minimize the likelihood of further prohibited take and ensure MMPA
compliance. SouthCoast Wind may not resume their activities until
notified by NMFS.
In the event of any lost gear associated with the fishery surveys,
SouthCoast must report to the GARFO as soon as possible or within 24
hours of the documented time of missing or lost gear. This report must
include information on any markings on the gear and any efforts
undertaken or planned to recover the gear.
The specifics of what NMFS Office of Protected Resources proposes
to require to be reported are included in the draft LOA.
Sound Field Verification--SouthCoast is required to submit interim
T-SFV reports after each foundation installation and UXO/MEC detonation
as soon as possible but no later than 48 hours after monitoring of each
activity is complete. Reports for A-SFV must be included in the weekly
monitoring reports. The final SFV report (including both A-SFV and T-
SFV results) for all foundation installations and UXO/MEC detonations
would be required within 90 days following completion of sound field
verification monitoring.
Adaptive Management
The regulations governing the take of marine mammals incidental to
SouthCoast's construction activities contain an adaptive management
component. Our understanding of the effects of offshore wind
construction activities (e.g., acoustic and explosive stressors) on
marine mammals continues to evolve, which makes the inclusion of an
adaptive management component both valuable and necessary within the
context of 5-year regulations.
The monitoring and reporting requirements in this proposed rule
will provide NMFS with information that helps us to better understand
the impacts of the project's activities on marine mammals and informs
our consideration of whether any changes to mitigation and monitoring
are appropriate. The use of adaptive management allows NMFS to consider
new information and modify mitigation, monitoring, or reporting
requirements, as appropriate, with input from SouthCoast regarding
practicability, if such modifications will have a reasonable likelihood
of more effectively accomplishing the goals of the measures.
The following are some of the possible sources of new information
to be considered through the adaptive management process: (1) results
from monitoring reports, including the weekly, monthly, situational,
and annual reports required; (2) results from research on marine
mammals, noise impacts, or other related topics; and (3) any
information that reveals that marine mammals may have been taken in a
manner, extent, or number not authorized by these regulations or
subsequent LOA. Adaptive management decisions may be made at any time,
as new information warrants it. NMFS may consult with SouthCoast Wind
regarding the practicability of the modifications.
Preliminary Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' by mortality, serious injury, Level A harassment and Level B
harassment, we consider other factors, such as the likely nature of any
behavioral responses (e.g., intensity, duration), the context of any
such responses (e.g., critical reproductive time or location,
migration) as well as effects on habitat and the likely effectiveness
of mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS' implementing
regulations (54 FR 40338, September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing
[[Page 53794]]
sources of human-caused mortality, or ambient noise levels).
In the Estimated Take section, we estimated the maximum number of
takes, by Level A harassment and Level B harassment, of marine mammal
species and stocks that could occur incidental to SouthCoast's
specified activities. The impact on the affected species and stock that
any given take may have is dependent on many case-specific factors that
need to be considered in the negligible impact analysis (e.g., the
context of behavioral exposures such as duration or intensity of a
disturbance, the health of impacted animals, the status of a species
that incurs fitness-level impacts to individuals, etc.). In this
proposed rule, we evaluate the likely impacts of the enumerated
harassment takes that are proposed for authorization, in consideration
of the context in which the predicted takes would occur. We also
collectively evaluate this information as well as other more taxa-
specific information and mitigation measure effectiveness in group-
specific discussions that support our preliminary negligible impact
determinations for each stock. No serious injury or mortality is
expected or proposed for authorization for any species or stock.
The Description of the Specified Activities section describes
SouthCoast's specified activities that may result in the take of marine
mammals and an estimated schedule for conducting those activities.
SouthCoast has provided a realistic construction schedule, although we
recognize schedules may shift for a variety of reasons (e.g., weather
or supply delays). For each species, the maximum number of annual takes
proposed for authorization is based on the pile driving scenario for
each year (table X) that resulted in the highest number of Level B
harassment takes for a given species. The 5-year total number of takes
proposed for authorization is based on installation of Project 1
Scenario 1 in a single year and Project 2 Scenario 2 in a single year.
The total number of authorized takes would not exceed the maximum
annual totals in any given year or the 5-year total take specified in
tables 53 and 52, respectively.
We base our analysis and preliminary negligible impact
determination on the maximum number of takes that are proposed for
authorization in any given year and the total takes proposed for
authorization across the 5-year effective period of these regulations,
if issued, as well as extensive qualitative consideration of other
contextual factors that influence the severity and nature of impacts on
affected individuals and the number and context of the individuals
affected. As stated before, the number of takes, both maximum annual
and 5-year totals, alone are only a part of the analysis.
To avoid repetition, we provide some general analysis in this
Negligible Impact Analysis and Determination section that applies to
all the species listed in table 5, given that some of the anticipated
effects of SouthCoast Wind's specified activities on marine mammals are
expected to be relatively similar in nature. Then, we subdivide into
more detailed discussions for mysticetes, odontocetes, and pinnipeds,
which have broad life history traits that support an overarching
discussion of some factors considered within the analysis for those
groups (e.g., habitat-use patterns, high-level differences in feeding
strategies).
Last, we provide a preliminary negligible impact determination for
each species or stock, providing information relevant to our analysis,
where appropriate. Organizing our analysis by grouping species or
stocks that share common traits or that would respond similarly to
effects of SouthCoast's activities and then providing species- or
stock-specific information allows us to avoid duplication while
ensuring that we have analyzed the effects of the specified activities
on each affected species or stock. It is important to note that for all
species or stocks, the majority of the impacts are associated with WTG
and OSP foundation installation, which would occur over 2 years per
SouthCoast's schedule (tables 19-23). The maximum annual take for each
species or stock would occur during construction of Project 2. The
number of takes proposed for authorization by NMFS in other years would
be notably less.
As described previously, no serious injury or mortality is
anticipated or proposed for authorization. Non-auditory injury (e.g.,
lung injury or gastrointestinal injury from UXO/MEC detonation) is also
not anticipated due to the proposed mitigation measures and would not
be authorized in any LOA issued under this rule. Any Level A harassment
authorized would be in the form of auditory injury (i.e., PTS).
Behavioral Disturbance
In general, NMFS anticipates that impacts on an individual that has
been harassed are likely to be more intense when exposed to higher
received levels and for a longer duration (though this is not a
strictly linear relationship for behavioral effects across species,
individuals, or circumstances) and less severe impacts result when
exposed to lower received levels and for a brief duration. However,
there is also growing evidence of the importance of contextual factors,
such as distance from a source in predicting marine mammal behavioral
response to sound--i.e., sounds of a similar level emanating from a
more distant source have been shown to be less likely to evoke a
response of equal magnitude (e.g., DeRuiter and Doukara, 2012; Falcone
et al., 2017). As described in the Potential Effects to Marine Mammals
and their Habitat section, the intensity and duration of any impact
resulting from exposure to SouthCoast's activities is dependent upon a
number of contextual factors including, but not limited to, sound
source frequencies, whether the sound source is stationary or moving
towards the animal, hearing ranges of marine mammals, behavioral state
at time of exposure, status of individual exposed (e.g., reproductive
status, age class, health) and an individual's experience with similar
sound sources. Southall et al. (2021), Ellison et al. (2012), and Moore
and Barlow (2013), among others, emphasize the importance of context
(e.g., behavioral state of the animals, distance from the sound source)
in evaluating behavioral responses of marine mammals to acoustic
sources. Harassment of marine mammals may result in behavioral
modifications (e.g., avoidance, temporary cessation of foraging or
communicating, changes in respiration or group dynamics, masking) or
may result in auditory impacts such as hearing loss. In addition, some
of the lower level physiological stress responses (e.g., change in
respiration, change in heart rate) discussed previously would likely
co-occur with the behavioral modifications, although these
physiological responses are more difficult to detect and fewer data
exist relating these responses to specific received levels of sound.
Level B harassment takes, then, may have a stress-related physiological
component as well; however, we would not expect SouthCoast's activities
to produce conditions of long-term and continuous exposure to noise
leading to long-term physiological stress responses in marine mammals
that could affect reproduction or survival.
In the range of exposure intensities that might result in Level B
harassment (which by nature of the way it is modeled/counted, occurs
within one day), the less severe end might include exposure to
comparatively lower levels of a sound, at a greater distance from the
animal, for a few or several minutes. A
[[Page 53795]]
less severe exposure of this nature could result in a behavioral
response such as avoiding a small area that an animal would otherwise
have chosen to move through or feed in for some number of time, or
breaking off one or a few feeding bouts. More severe effects could
occur if an animal receives comparatively higher levels at very close
distances, is exposed continuously to one source for a longer time, or
is exposed intermittently throughout a day. Such exposure might result
in an animal having a more severe avoidance response and leaving a
larger area for an extended duration, potentially, for example, losing
feeding opportunities for a day or more. Given the extensive mitigation
and monitoring measures included in this rule, we anticipate severe
behavioral effects to be minimized to the extent practicable.
Many species perform vital functions, such as feeding, resting,
traveling, and socializing on a diel cycle (24-hour cycle). Behavioral
reactions to noise exposure, when taking place in a biologically
important context, such as disruption of critical life functions,
displacement, or avoidance of important habitat, are more likely to be
significant if they last more than one day or recur on subsequent days
(Southall et al., 2007) due to diel and lunar patterns in diving and
foraging behaviors observed in many cetaceans (Baird et al., 2008;
Barlow et al., 2020; Henderson et al., 2016, Schorr et al., 2014). It
is important to note the water depth in the Lease Area and ECCs is
shallow ranging from 0-41.5 in the ECCs and 37.1-63.4 in the Lease
Area) and deep-diving species, such as sperm whales, are not expected
to be engaging in deep foraging dives when exposed to noise above NMFS
harassment thresholds during the specified activities. Therefore, we do
not anticipate foraging behavior in deep water to be impacted by the
specified activities.
It is important to identify that the estimated number of takes for
each stock does not necessarily equate to the number of individual
marine mammals expected to be harassed (which may be lower, depending
on the circumstances), but rather to the instances of take that may
occur. These instances may represent either brief exposures of seconds
for UXO/MEC detonations, seconds to minutes for HRG surveys, or, in
some cases, longer durations of exposure within (but not exceeding) a
day (e.g., pile driving). Some members of a species or stock may
experience one exposure (i.e., be taken on one day) as they move
through an area, while other individuals may experience recurring
instances of take over multiple days throughout the year, in which case
the number of individuals taken is smaller than the number of takes
proposed for authorization for that species or stock. For species that
are more likely to be migrating through the area and/or for which only
a comparatively smaller number of takes are predicted (e.g., some of
the mysticetes), it is more likely that each take represents a
different individual. However, for non-migrating species or stocks with
larger numbers of predicted take, we expect that the total anticipated
takes represent exposures of a smaller number of individuals of which
some would be taken across multiple days.
For the SouthCoast Project, impact pile driving of foundation piles
is most likely to result in a higher magnitude and severity of
behavioral disturbance than other activities (i.e., vibratory pile
driving, UXO/MEC detonations, and HRG surveys). Impact pile driving has
higher source levels than vibratory pile driving and HRG surveys, and
produces much lower frequencies than most HRG survey equipment,
resulting in significantly greater sound propagation because lower
frequencies typically propagate further than higher frequencies. While
UXO/MEC detonations may have higher source levels than other
activities, the number of UXO/MEC detonations is limited (10 over 5
years) and each produces blast noise and pressure for an extremely
short period (on the order of a fraction of a second near the source
and seconds further from the source) as compared to multiple hours of
pile driving or HRG surveys in a given day.
While foundation installation impact pile driving is anticipated to
result in the most takes due to high source levels, pile driving would
not occur all day, every day. Table 2 describes the number of piles, by
pile type and scenario, that may be driven each day. As described in
the Description of Specified Activities section, impact driving could
occur for up to 4 hours per monopile and 2 hours per pin pile. For
those piles also including vibratory driving in Project 2, the duration
of impact driving would be reduced. If vibratory pile driving is used
to set the pile (Project 2 only), this would be limited to 20 minutes
per monopile and 90 minutes per pin pile. No more than 2 monopiles or 4
pin piles would be installed each day for the majority of
installations. As described in the construction schedule scenarios
(Table 2), on 3 or 4 days for each Project, two installation vessels
would work concurrently to install WTG foundations and OSP foundations,
further reducing the overall amount of time during which impact pile
driving noise is transmitted into marine mammal habitat. Impacts would
be minimized through implementation of mitigation measures, including
use of a sound attenuation system, soft-starts, and the implementation
of clearance and shutdown zones that either delay or suspend,
respectively, pile driving when marine mammals are detected at
specified distances. Further, given sufficient notice through the use
of soft-start, marine mammals are expected to move away from a pile
driving sound source prior to becoming exposed to very loud noise
levels. The requirement to couple visual monitoring (using multiple
PSOs) and PAM before and during all foundation installation and UXO/MEC
detonations will increase the overall capability to detect marine
mammals and effectively implement realtime mitigation measures, as
compared to one method alone. Measures such as the requirement to apply
noise attenuation systems and implementation of clearance zones also
apply to UXO/MEC detonation(s), which also have the potential to elicit
TTS and more severe behavioral reactions; hence, severity of TTS and
behavioral responses, are expected to be lower than would be the case
without noise mitigation.
Occasional, milder behavioral reactions are unlikely to cause long-
term consequences for individual animals or populations. Even if some
smaller subset of the takes are in the form of a longer (several hours
or a day) and more severe response, if they are not expected to be
repeated over numerous or sequential days, impacts to individual
fitness are not anticipated. Nearly all studies and experts agree that
infrequent exposures of a single day or less are unlikely to impact an
individual's overall energy budget (Farmer et al., 2018; Harris et al.,
2017; King et al., 2015; National Academy of Science, 2017; New et al.,
2014; Southall et al., 2007; Villegas-Amtmann et al., 2015). Further,
the effect of disturbance is strongly influenced by whether it overlaps
with biologically important habitats when individuals are present--
avoiding biologically important habitats (which occur in both space and
time) will provide opportunities to compensate for reduced or lost
foraging (Keen et al., 2021). Importantly, the seasonal restrictions on
pile driving and UXO/MEC detonation limit take to those times when
species of particular concern are less likely to be present in
biologically important habitats and, if present, less likely to be
engaged in critical behaviors such as foraging. Temporary Threshold
Shift (TTS)
[[Page 53796]]
Temporary Threshold Shift (TTS)
TTS is one form of Level B harassment that marine mammals may incur
through exposure to SouthCoast's activities and, as described earlier,
the proposed takes by Level B harassment may represent takes in the
form of behavioral disturbance, TTS, or both. As discussed in the
Potential Effects to Marine Mammals and their Habitat section, in
general, TTS can last from a few minutes to days, be of varying degree,
and occur across different frequency bandwidths, all of which determine
the severity of the impacts on the affected individual, which can range
from minor to more severe. Impact and vibratory pile driving and UXO/
MEC detonations are broadband noise sources (i.e., produce sound over a
wide range of frequencies) but most of the energy is concentrated below
1-2 kHz, with a small amount of energy ranging up to 20 kHz. Low-
frequency cetaceans are most susceptible to noise-induced hearing loss
at lower frequencies, given this is a frequency band in which they
produce vocalizations to communicate with conspecifics, we would
anticipate the potential for TTS incidental to pile driving and
detonations to be greater in this hearing group (i.e., mysticetes)
compared to others (e.g., mid-frequency). However, we would not expect
the TTS to span the entire communication or hearing range of any
species given that the frequencies produced by these activities do not
span entire hearing ranges for any particular species. Additionally,
though the frequency range of TTS that marine mammals might sustain
would overlap with some of the frequency ranges of their vocalizations
and other auditory cues for the time periods when they are in the
vicinity of the sources, the frequency range of TTS from SouthCoast's
pile driving and UXO/MEC detonation activities would not be expected to
span the entire frequency range of one vocalization type, much less
span all types of vocalizations or of all other critical auditory cues
for any given species, much less for long continuous durations. The
proposed mitigation measures further reduce the potential for TTS in
mysticetes.
Generally, both the degree of TTS and the duration of TTS would be
greater if the marine mammal is exposed to a higher level of energy
(which would occur when the peak dB level is higher or the duration is
longer). The threshold for the onset of TTS was discussed previously
(see Estimated Take). An animal would have to approach closer to the
source or remain in the vicinity of the sound source appreciably longer
to increase the received SEL, which would be unlikely considering the
proposed mitigation and the nominal speed of the receiving animal
relative to the stationary sources such as impact pile driving. The
recovery time of TTS is also of importance when considering the
potential impacts from TTS. In TTS laboratory studies (as discussed in
Potential Effects of the Specified Activities on Marine Mammals and
Their Habitat), some using exposures of almost an hour in duration or
up to 217 SEL, almost all individuals recovered within 1 day (or less,
often in minutes) and we note that while the pile driving activities
last for hours a day, it is unlikely that most marine mammals would
stay in close proximity to the source long enough to incur more severe
TTS. UXO/MEC detonation also has the potential to result in TTS.
However, given the duration of exposure is extremely short
(milliseconds), the degree of TTS (i.e., the amount of dB shift) is
expected to be small and TTS duration is expected to be short (minutes
to hours). Overall, given the few instances in which any individual
might incur TTS, the low degree of TTS and the short anticipated
duration, and very low likelihood that any TTS would overlap the
entirety of an individual's critical hearing range, it is unlikely that
TTS (of the nature expected to result from SouthCoast's activities)
would result in behavioral changes or other impacts that would impact
any individual's (of any hearing sensitivity) reproduction or survival.
Permanent Threshold Shift (PTS)
NMFS proposes to authorize a very small number of take by PTS to
some marine mammals. The numbers of proposed annual takes by Level A
harassment are relatively low for all marine mammal stocks and species
(table 51). The only activities incidental to which we anticipate PTS
may occur is from exposure to impact pile driving and UXO/MEC
detonations, which produce sounds that are both impulsive and primarily
concentrated in the lower frequency ranges (below 1 kHz) (David, 2006;
Krumpel et al., 2021). PTS would consist of minor degradation of
hearing capabilities occurring predominantly at frequencies one-half to
one octave above the frequency of the energy produced by pile driving
or instantaneous UXO/MEC detonation (i.e., the low-frequency region
below 2 kHz) (Cody and Johnstone, 1981; McFadden, 1986; Finneran,
2015), not severe hearing impairment. If hearing impairment occurs from
either impact pile driving or UXO/MEC detonation, it is most likely
that the affected animal would lose a few decibels in its hearing
sensitivity, which in most cases is not likely to meaningfully affect
its ability to forage and communicate with conspecifics.
SouthCoast estimates 10 UXO/MECs may be detonated and the exposure
analysis conservatively assumes that all of the UXO/MECs found would
consist of the largest charge weight of UXO/MEC (E12; 454 kg (1,001
lbs)). However, it is highly unlikely that all charges would be the
maximum size; thus, the number of takes by Level A harassment that may
occur incidental to the detonation of the UXO/MECs is likely less than
what is estimated.
There are no PTS data on cetaceans and only one instance of PTS
being induced in older harbor seals (Reichmuth et al., 2019). However,
available TTS data (of mid-frequency hearing specialists exposed to
mid- or high-frequency sounds (Southall et al., 2007; NMFS, 2018;
Southall et al., 2019)) suggest that most threshold shifts occur in the
frequency range of the source up to one octave higher than the source.
We would anticipate a similar result for PTS. Further, no more than a
small degree of PTS is expected to be associated with any of the
incurred Level A harassment given it is unlikely that animals would
stay in the close vicinity of impact pile driving for a duration long
enough to produce more than a small degree of PTS and given sufficient
notice through use of soft-start prior to implementation of full hammer
energy during impact pile driving, marine mammals are expected to move
away from a sound source that is disturbing prior to it resulting in
severe PTS. Given UXO/MEC detonations are instantaneous, the potential
for PTS is not a function of duration. NMFS recognizes the distances to
PTS thresholds may be large for certain species (e.g., over 8.6 km
(28,215 ft) based on the largest charge weights; see tables 39-42);
however, SouthCoast would utilize multiple vessels equipped with at
minimum 3 PSOs each as well as PAM to observe and acoustically detect
marine mammals. A marine mammal within the PTS zone would trigger a
delay to detonation until the clearance zones are declared clear of
marine mammals, thereby minimizing potential for PTS for all marine
mammal species and ensuring that any PTS that does occur is of a
relatively low degree.
Auditory Masking or Communication Impairment
The ultimate potential impacts of masking on an individual are
similar to those discussed for TTS (e.g., decreased ability to
communicate, forage
[[Page 53797]]
effectively, or detect predators), but an important difference is that
masking only occurs during the time of the signal versus TTS, which
continues beyond the duration of the signal. Also, though, masking can
result from the sum of exposure to multiple signals, none of which
might individually cause TTS. Fundamentally, masking is referred to as
a chronic effect because one of the key potential harmful components of
masking is its duration--the fact that an animal would have reduced
ability to hear or interpret critical cues becomes much more likely to
cause a problem the longer it is occurring. Inherent in the concept of
masking is the fact that the potential for the effect is only present
during the times that the animal and the source are in close enough
proximity for the effect to occur (and further, this time period would
need to coincide with a time that the animal was utilizing sounds at
the masked frequency).
As our analysis has indicated, for this project we expect that
impact pile driving foundations have the greatest potential to mask
marine mammal signals, and this pile driving may occur for several,
albeit intermittent, hours per day for multiple days per year. Masking
is fundamentally more of a concern at lower frequencies (which are pile
driving dominant frequencies) because low-frequency signals propagate
significantly further than higher frequencies and because they are more
likely to overlap both the narrower low frequency calls of mysticetes,
as well as many non-communication cues related to fish and invertebrate
prey, and geologic sounds that inform navigation. However, the area in
which masking would occur for all marine mammal species and stocks
(e.g., predominantly in the vicinity of the foundation pile being
driven) is small relative to the extent of habitat used by each species
and stock. In summary, the nature of SouthCoast's activities, paired
with habitat use patterns by marine mammals, does not support the
likelihood that the level of masking that could occur would have the
potential to affect reproductive success or survival.
Impacts on Habitat and Prey
Pile driving associated with foundation installation or UXO/MEC
detonation may result in impacts to prey, the extent to which based, in
part, on the specific prey type. While fish and invertebrate mortality
or injury may occur, it is anticipated that these types of impacts
would be limited to a very small subset of available prey very close to
the source, and that the implementation of mitigation measures (e.g.,
use of a noise attenuation system during pile driving and UXO/MEC
detonation, soft-starts for pile driving) would limit the severity and
extent of impacts (again, noting UXO/MEC detonation would be limited to
10 events). Pile driving noise, both impact and vibratory, UXO.MEC
detonations, and HRG surveys may cause mobile prey species, primarily
fish, to temporarily leave the area of disturbance, resulting in
temporary displacement from habitat near the pile driving or detonation
site. For those HRG acoustic sources used by SouthCoast that operate at
frequencies that are likely outside the hearing range of marine mammal
prey species, no effects are anticipated.
Any behavioral avoidance of the disturbed area by the subset of
affected fish is expected to be localized (i.e., fish would not travel
far from the site of disturbance) and temporary, thus piscivorous
species (including marine mammals and some larger fish species), would
still have access to significantly large areas of prey in foraging
habitat in the nearby vicinity. Repeated exposure of individual fish to
sound and energy from pile driving or underwater explosions is not
likely, given fish movement patterns, especially schooling prey
species. The duration of fish avoidance of an area after pile driving
stops or a UXO/MEC is detonated is unknown, but it is anticipated that
there would be a rapid return to normal recruitment, distribution and
behavior following cessation of the disturbance. Long-term consequences
for fish populations, including key prey species within the project
area, would not be expected.
Impacts to prey species with limited self-mobility (e.g.,
zooplankton) would also depend on proximity to the specified
activities, without the potential for avoidance of the activity site on
the same spatial scale as fishes and other mobile species. However,
impacts to zooplankton, in the context of availability as marine mammal
prey, from these activities are expected to be minimal, based on both
experimental data and theoretical modeling of zooplankton population
responses to airgun noise exposure (see Effects on Prey section). In
general, the rapid reproductive rate of zooplankton, coupled with
advection of zooplankton from sources outside of the Lease Area and
ECCs would help support maintenance of the population in these areas,
should pile driving or detonation activities result in changes in
physiology impacting limiting reproduction (e.g., growth suppression)
or mortality of zooplankton. Long-term impacts to zooplankton
populations and their habitat from pile driving and detonation
activities in the project area are not anticipated, thereby limiting
potential impacts to zooplanktivorous species, including North Atlantic
right whales.
In general, impacts to marine mammal prey species from construction
activities are expected to be minor and temporary due to the expected
limited daily duration of individual pile driving events and few
instances (10) of UXO/MEC detonations. Behavioral changes in prey in
response to construction activities could temporarily impact marine
mammals' foraging opportunities in a limited portion of the foraging
range but, because of the relatively small area of the habitat that may
be affected at any given time (e.g., around a pile being driven) and
the temporary nature of the disturbance on prey species, the impacts to
marine mammal habitat from construction activities (i.e., foundation
installation, UXO/MEC detonation, and HRG surveys) are not expected to
cause significant or long-term negative consequences.
Cable presence is not anticipated to impact marine mammal habitat
as these would be buried, and any electromagnetic fields emanating from
the cables are not anticipated to result in consequences that would
impact marine mammals' prey to the extent they would be unavailable for
consumption.
The physical presence of WTG foundations and associated scour
protection within the Lease Area would remain within marine mammal
habitat for approximately 30 years. The submerged parts of these
structures act as artificial reefs, providing new habitats and
restructuring local ecology, likely affecting some prey resources that
could benefit many species, including some marine mammals. Wind turbine
presence and/or operations is, in general, likely to result in
oceanographic effects in the marine environment, and may alter
aggregations and distribution of marine mammal zooplankton prey and
other species through changing the strength of tidal currents and
associated fronts, changes in stratification, primary production, the
degree of mixing, and stratification in the water column (Schultze et
al., 2020; Chen et al., 2021; Johnson et al., 2021; Christiansen et
al., 2022; Dorrell et al., 2022). However, there is significant
uncertainty regarding the extent to and rate at which changes may
occur, how potential changes might impact various marine mammal prey
species (e.g., fish, copepods), and how or if impacts to prey species
might result in impacts to
[[Page 53798]]
marine mammal foraging that may result in fitness consequences.
The project would consist of no more than 149 foundations
supporting 147 WTGs and 2 OSPs in the Lease Area, which will gradually
become operational (i.e., commissioned) throughout construction of
Project 1 and Project 2. SouthCoast's construction schedule indicates
that it is possible that WTGs would not become operational until the
latter part of the 5-year effective period of the rule, if issued.
Mitigation To Reduce Impacts on All Species
This proposed rulemaking includes a variety of mitigation measures
designed to minimize impacts on all marine mammals, with enhanced
measures focused on North Atlantic right whales (the latter is
described in more detail below). For impact pile driving of foundation
piles and UXO/MEC detonations, ten overarching mitigation and
monitoring measures are proposed, which are intended to reduce both the
number and intensity of marine mammal takes: (1) seasonal and time of
day work restrictions; (2) use of multiple PSOs to visually observe for
marine mammals (with any detection within specifically designated zones
that would trigger a delay or shutdown); (3) use of PAM to acoustically
detect marine mammals, with a focus on detecting baleen whales (with
any detection within designated zones triggering delay or shutdown);
(4) implementation of clearance zones; (5) implementation of shutdown
zones; (6) use of soft-start; (7) use of noise attenuation technology;
(8) maintaining situational awareness of marine mammal presence through
the requirement that any marine mammal sighting(s) by SouthCoast's
personnel must be reported to PSOs; (9) sound field verification
monitoring; and (10) vessel strike avoidance measures to reduce the
risk of a collision with a marine mammal and vessel. For HRG surveys,
we are requiring six measures: (1) measures specifically for vessel
strike avoidance; (2) specific requirements during daytime and
nighttime HRG surveys; (3) implementation of clearance zones; (4)
implementation of shutdown zones; (5) use of ramp-up of acoustic
sources; and (6) maintaining situational awareness of marine mammal
presence through the requirement that any marine mammal sighting(s) by
SouthCoast's personnel must be reported to PSOs.
NMFS has proposed mitigation to reduce the impacts of the specified
activities on the species and stocks to the extent practicable. The
Proposed Mitigation section discusses the manner in which the required
mitigation measures reduce the magnitude and/or severity of the take of
marine mammals. For pile driving and UXO/MEC detonations, SouthCoast
would be required to reduce noise levels to the lowest levels
practicable and implement additional NAS should SFV identify that
measured distances have exceeded modeled distances to harassment
threshold isopleths, assuming a 10-dB attenuation. Use of a soft-start
during impact pile driving will allow animals to move away from the
sound source prior to applying higher hammer energy levels needed to
install the pile (this anticipated behavior is accounted for in the
take estimates given they represent installation of the entire pile at
various hammer energy levels, including very low energy levels).
SouthCoast would not use a hammer energy greater than necessary to
install piles, thereby minimizing exposures to higher sound levels.
Similarly, ramp-up during HRG surveys would allow animals to move away
and avoid the acoustic sources before they reach their maximum energy
level. For pile driving and HRG surveys, clearance zone and shutdown
zone implementation, which are required when marine mammals are within
given distances associated with certain impact thresholds for all
activities, would reduce the magnitude and severity of marine mammal
take by delaying or shutting down the activity if marine mammals are
detected within these relevant zones, thus reducing the potential for
exposure to more disturbing levels of noise. Additionally, the use of
multiple PSOs (WTG and OSP foundation installation, HRG surveys, and
UXO/MEC detonations), PAM operators (for impact foundation installation
and UXO/MEC detonation), and maintaining awareness of marine mammal
sightings reported in the region (for WTG and OSP foundation
installation, HRG surveys, and UXO/MEC detonations) would aid in
detecting marine mammals that would trigger the implementation of the
mitigation measures. The reporting requirements, including SFV
reporting (for foundation installation, foundation operation, and UXO/
MEC detonations), will assist NMFS in identifying if impacts beyond
those analyzed in this proposed rule are occurring, potentially leading
to the need to enact adaptive management measures in addition to or in
place of the proposed mitigation measures. Overall, the proposed
mitigation measures affect the least practicable adverse impact on
marine mammals from the specified activities.
Mysticetes
Six mysticete species (comprising six stocks) of cetaceans (North
Atlantic right whale, humpback whale, blue whale, fin whale, sei whale,
and minke whale) may be taken by harassment. These species, to varying
extents, utilize the specified geographicalregion, including the Lease
Area and ECCs, for the purposes of migration, foraging, and
socializing. The extent to which any given individual animal engages in
these behaviors in the area is species-specific, varies seasonally,
and, in part, is dependent upon the availability of prey (with animals
generally foraging if the amount of prey necessary to forage is
available). For example, mysticetes may be migrating through the
project area towards or from primary feeding habitats (e.g., Cape Cod
Bay, Stellwagen Bank, Great South Channel, and Gulf of St. Lawrence)
and calving grounds in the southeast, and thereby spending a very
limited amount of time in the presence of the specified activities.
Alternatively, as discussed in the Effects section and in the species-
specific sections below, mysticetes may be engaged in foraging behavior
over several days. Overall, the mitigation measures, including the
enhanced seasonal restrictions on pile driving and UXO/MEC detonation,
are specifically designed to limit, to the maximum extent practical,
take to those times when species of concern, namely the North Atlantic
right whale, are most likely to not be engaged in critical behaviors
such as concentrated foraging.
As described previously, Nantucket Shoals provides important
foraging habitat for multiple species. For Projects 1 and 2, the
ensonified zone extending to the NMFS harassment threshold isopleths
produced during impact installation of foundations would extend out to
a distance of 7.4 km (4.6 mi) from each pile as it is installed,
including from foundations located closest to Nantucket Shoals. While
vibratory pile driving for Project 2 would result in a larger
ensonified zone (42 km (26.1 mi)), foundations for that project would
be located in the southwestern part of the Lease Area, a minimum of 20
km (12.4 mi) from the 30-m (98.4-ft) isobath on the western edge of
Nantucket Shoals and vibratory driving would be limited in duration for
each foundation using this method (up to 90 minutes for each pin pile
and up to 20 minutes for each monopile). As described in the Effects
section, distance from a source can be influential on the intensity of
impact (i.e., the farther a
[[Page 53799]]
marine mammal receiver is from a source, the less intense the expected
behavioral reaction). In addition, any displacement of whales or
interruption of foraging bouts would be expected to be relatively
temporary in nature. Seasonal restrictions on pile driving and UXO/MEC
detonations would ensure that these activities do not occur during
prime foraging periods for particular mysticete species, including the
North Atlantic right whale. Thus, for both projects, the area of
potential marine mammal disturbance during pile driving does not fully
spatially and temporally encompass the entirety of any specific
mysticete foraging habitat.
Behavioral data on mysticete reactions to pile driving noise are
scant. Kraus et al. (2019) predicted that the three main impacts of
offshore wind farms on marine mammals would consist of displacement,
behavioral disruptions, and stress. Broadly, we can look to studies
that have focused on other noise sources such as seismic surveys and
military training exercises, which suggest that exposure to loud
signals can result in avoidance of the sound source (or displacement if
the activity continues for a longer duration in a place where
individuals would otherwise have been staying, which is less likely for
mysticetes in this area), disruption of foraging activities (if they
are occurring in the area), local masking around the source, associated
stress responses, and impacts to prey (as well as TTS or PTS in some
cases) that may affect marine mammal behavior.
The potential for repeated exposures is dependent upon the
residency time of whales, with migratory animals unlikely to be exposed
on repeated occasions and animals remaining in the area to be more
likely exposed repeatedly. For mysticetes, where relatively low numbers
of species-specific take by Level B harassment are predicted (compared
to the abundance of the mysticete species or stock, such as is
indicated in table 53) and movement patterns for most species suggest
that individuals would not necessarily linger around the project area
for multiple days, each predicted take likely represents an exposure of
a different individual, with perhaps, for a few species, a subset of
takes potentially representing a small number of repeated takes of a
limited number of individuals across multiple days. In other words, the
behavioral disturbance to any individual mysticete would, therefore,
likely occur within a single day within a year, or potentially across a
few days.
In general, the duration of exposures would not be continuous
throughout any given day (with an estimated maximum of 8 hours of
intermittent impact pile driving per day in Project 1, regardless of
foundation type; up to 8 hours of intermittent impact driving if 2
monopiles are installed per day using only an impact hammer in Project
2; up to 5.6 hours of intermittent impact and 40 minutes of of
vibratory pile driving in Project 2 if installing 2 monopiles requiring
both installation methods; or up to 6 hours of intermittent impact and
6 hours of vibratory pile driving if installing 4 pin piles requiring
both methods). In addition, pile driving would not occur on all
consecutive days within a given year, due to weather delays or any
number of logistical constraints SouthCoast has identified. Species-
specific analysis regarding potential for repeated exposures and
impacts is provided below.
The fin whale is the only mysticete species for which PTS is
anticipated and proposed for authorization. As described previously,
PTS for mysticetes from some project activities may overlap frequencies
used for communication, navigation, or detecting prey. However, given
the nature and duration of the activity, the mitigation measures, and
likely avoidance behavior for pile driving, any PTS is expected to be
of a small degree, would be limited to frequencies where pile driving
noise is concentrated (i.e., only a small subset of their expected
hearing range) and would not be expected to impact reproductive success
or survival.
North Atlantic Right Whale
North Atlantic right whales are listed as endangered under the ESA
and as both depleted and strategic stocks under the MMPA. As described
in the Potential Effects to Marine Mammals and Their Habitat section,
North Atlantic right whales are threatened by a low population
abundance, high mortality rates, and low reproductive rates. Recent
studies have reported individuals showing high stress levels (e.g.,
Corkeron et al., 2017) and poor health, which has further implications
on reproductive success and calf survival (Christiansen et al., 2020;
Stewart et al., 2021; Stewart et al., 2022; Pirotta et al., 2024). As
described below, a UME has been designated for North Atlantic right
whales. Given this, the status of the North Atlantic right whale
population is of heightened concern and, therefore, merits additional
analysis and consideration. No Level A harassment, serious injury, or
mortality is anticipated or proposed for authorization for this
species.
For North Atlantic right whales, this proposed rule would allow for
the authorization of up to 149 takes, by Level B harassment, over the
5-year period, with no more than 111 takes by Level B harassment
allowed in any single year. The majority of these takes (n=111) would
likely occur in the year in which SouthCoast proposes to construct
Project 2 Scenario 2 (73 monopiles), with two-thirds (n=100) occurring
incidental to impact and vibratory pile driving in the southern portion
of the Lease Area (farthest from important feeding habitat near
Nantucket Shoals). Installation using a combination of pile driving
methods would begin with vibratory pile driving, which is expected to
occur for 20 minutes per 9/16-m monopile and 90 minutes per 4.5-m pin
pile, and require fewer impact hammer strikes during the impact
hammering phase because the pile would already be partially installed
using vibratory pile driving, thus minimizing use of the installation
method (i.e., impact pile driving) expected to elicit stronger
behavioral responses. Although the Level B harassment zone resulting
from vibratory pile driving is larger (42 km (26.1 mi)) than that
produced by impact hammering (7.4 km (4.6 mi)), it would extend from
Project 2 foundation only, thus reducing overlap of the ensonified zone
with North Atlantic right whale feeding habitat nearer Nantucket
Shoals. As described in the Potential Effects of the Specified
Activities on Marine Mammals and Their Habitat section, the best
available science indicates that distance from a source is an important
variable when considering both the potential for and the anticipated
severity of behavioral disturbance from an exposure in that it can have
an effect on behavioral response that is independent of the effect of
received level (e.g., DeRuiter et al., 2013; Dunlop et al., 2017a;
Dunlop et al., 2017b; Falcone et al., 2017; Dunlop et al., 2018;
Southall et al., 2019a). The maximum number of North Atlantic right
whale takes that may occur in a given year are primarily driven by
Project 2, Scenario 2 in which impact and vibratory driving are
anticipated to result in 100 takes (table 35). The majority of these
takes are due to extension of the ensonified zone, given the 120-dB
behavioral threshold for vibratory driving, towards areas with higher
densities of North Atlantic right whales on Nantucket Shoals. Animals
exposed to vibratory driving sounds on the Shoals would be tens of
kilometers from the source; therefore, while NMFS anticipates takes may
occur, the intensity of take is expected to be minimal and not result
in behavioral changes that would meaningfully result in impacts that
[[Page 53800]]
could affect the population through annual rates of recruitment or
survival.
The maximum number of annual takes (111 total, incidental to all
activities) equates to approximately 32.8 percent of the stock
abundance, if each take were considered to be of a different
individual. However, this is a highly unlikely scenario given the
reasons described below. Further, far lower numbers of take are
expected in the years when SouthCoast is not installing foundations
(e.g., years when only HRG surveys would be occurring). For Project 1,
only 12 takes (approximately 8 percent of all 149 takes) would be
incidental to installation of foundations using impact pile driving as
the only installation method, the activity NMFS anticipates would
result in the most intense behavioral responses. A small number of
Level B harassment takes (23) would occur incidental to HRG surveys
over 5 years, an activity for which the maximum size ensonified zone is
very small (141 m (462.6 ft)) and the severity of any behavioral
harassment is expected to be very low. The remaining takes (17) would
occur incidentally to 10 instantaneous UXO/MEC detonations, should they
occur. SouthCoast would detonate UXO/MECs as a last resort, only after
attempting every other option available, including avoidance (i.e.,
working around the UXO/MEC location in the project area). SouthCoast's
proposed seasonal restriction on this activity (December 1-April 30)
would significantly reduce the potential that detonation events occur
when North Atlantic right whales are expected to be most frequent in
Southern New England region, and the required extensive clearance
process prior to detonation would help ensure no right whales were
within the portion of the Lease Area or ECC where the planned
detonation would occur, minimizing the potential for more severe TTS
(e.g., longer lasting and of higher shift) or behavioral reaction.
Detonations, if required, would be instantaneous, further limiting the
probability of exposure to sound levels likely to result in TTS or more
severe behavioral reactions. In consideration of the enhanced
mitigation measures, including the extensive monitoring proposed to
detect North Atlantic right whales to enact such mitigation, the Level
B harassment takes proposed for authorization are expected to elicit
only minor behavioral responses (e.g., avoidance, temporary cessation
of foraging) and not result in impacts to reproduction and survival.
As previously described, it is long-established that coastal waters
in SNE are part of a known migratory corridor for North Atlantic right
whales, but over the past decade or more, it has become increasingly
clear that suitable foraging habitat exists in the area as well. In
addition to increased occurrence (understood through visual and PAM
detection data) in the area, the number of DMAs declared in the area
has also increased in recent years. Foraging North Atlantic right
whales, particularly those in groups of 3 or more, often remain in a
feeding area for up to 2 weeks (this is the basis for defining DMAs),
meaning individual whales may be using SNE habitat for extended
periods. The region has been also been characterized as an important
transition region (i.e., a stopover site for migrating North Atlantic
right whales moving to or from southeastern calving grounds and more
northern feeding grounds, as well as a feeding location utilized at
other times of the year by individuals (Quintana-Rizzo et al., 2021;
O'Brien et al., 2022). Additional qualitative observations in southern
New England include animals socializing (Quintana-Rizzo et al., 2021).
As described in the Potential Effects of the Specified Activities on
Marine Mammals and Their Habitat section, North Atlantic right whales
range outside of the project area for their main feeding, breeding, and
calving activities; however, the importance of Southern New England,
particularly the Nantucket Shoals area, for critical behaviors such as
foraging, warranted the enhanced mitigation measures described in this
proposed rule to minimize the potential impacts on North Atlantic right
whales.
Quintana-Rizzo et al. (2021) noted different degrees of residency
(i.e., the minimum number of days an individual remained in southern
New England) for right whales, with individual sighting frequency
ranging from 1 to 10 days, annually. Resightings (i.e., observation of
the same individual on separate occasions) occurred most frequently
from December through May. Model outputs suggested that, during these
months, 23 percent of the species' population was present in this
region, and that the mean residence time tripled between their study
periods (i.e., December through May, 2011-2015 compared to 2017-2019)
to an average of 13 days during these months. The seasonal restriction
on pile driving for both Projects 1 and 2 includes this period, thus
reducing the potential for repeated exposures of individual right
whales during either project because whales are not expected to persist
in the project area to the same extent during the months pile driving
would occur. The more extensive seasonal restriction within the NARW
EMA (October 16-May 31 would further reduce this possibility, although
the increased likelihood of foraging activity closer to Nantucket
Shoals might create the potential for repeated exposures, should whales
linger there to forage despite the occurrence of construction
activities in the vicinity. Across all years, if an individual were
exposed during a subsequent year, the impact of that exposure is likely
independent of the previous exposure given the expectation that impacts
to marine mammals from project activities would generally be temporary
(i.e., minutes to hours) and of low severity, coupled with the
extensive duration between exposures. However, the extensive mitigation
and monitoring measures SouthCoast would be required to implement,
including delaying or ceasing pile driving for 24 to 48 hours
(depending on the number of animals sighted and time of year) if
SouthCoast observes a North Atlantic right whale at any distance or
acoustically detects a right whale within the 10-km (6.2-mi) (pin pile)
or 15-km (9.3-mi) (monopile) PAM clearance/shutdown zone, are expected
to reduce impacts should take occur.
Quintana-Rizzo et al. (2021) noted that North Atlantic right whale
sightings during the 2017-2019 study period were primarily concentrated
in the southeastern sections of the MA WEA, throughout the northeast
section of the Lease Area and areas south of Nantucket, during winter
(December-February), shifted northwest towards Martha's Vineyard and
the RI/MA WEA in spring (March-May), and to the east higher up on
Nantucket Shoals in the summer (June-August) (Quintano-Rizzo et al.,
2021). Summer and fall sightings did not occur in 2011-2015, and only a
small number of right whales were sighted south of Nantucket (Quintana-
Rizzo et al., 2021). In PAM data collected in southern New England from
2020 through 2022, acoustic detections of North Atlantic right whales
occurred most frequently from November through April, and less
frequently from May through mid-October, particularly in recordings
collected on the eastern edge of the WEAs, within the NARW EMA,
compared to recordings collected in western southern New England (van
Parijs et al., 2023; Davis et al., 2023). Placing a moratorium on pile
driving in the NARW EMA from Oct 16-May 31 would minimize exposures of
right whales to pile driving noise, and any potential associated
foraging disruptions, by avoiding foundation installation when right
whales are most prevalent and most likely to be engaged
[[Page 53801]]
in foraging in that part of the project area, as well as minimizing the
potential for multiple exposures per individual given pile driving
would not occur when residency times are expected to be extended based
on resighting frequency and acoustic persistence data (Quintano-Rizzo
et al., 2021; Davis et al., 2023). Similarly, seasonally restricting
pile driving from January 1-May 15, annually, outside of the NARW EMA
(applicable to a portion of Project 1 foundations and all of Project 2
foundations), would extend the area over which pile driving is limited
during the period of peak right whale abundance in southern New
England, thus limiting exposures and temporary foraging disturbances
more broadly. Similarly, restricting UXO/MEC detonations from December
1-April 30 ensures that this activity would not occur when North
Atlantic right whales utilize habitat in the project area most often.
Although HRG surveys would not be subject to seasonal restrictions,
impacts from Level B harassment would be minimal given the low numbers
of take proposed for authorization and very small harassment zone.
In summary, North Atlantic right whales in the project area are
expected to be predominately engaging in migratory behavior during the
spring and fall, foraging behavior primarily in late winter and spring
(and, to some degree, throughout the year), and social behavior during
winter and spring (Quintana-Rizzo et al., 2021). Within the project
area, North Atlantic right whale occurrence and foraging are both
expected to be most extensive near Nantucket Shoals, along the eastern
edge of the MA WEA within the NARW EMA. Given the species' migratory
behavior and occurrence patterns, we anticipate individual whales would
typically utilize specific habitat in the project area (inside and
outside the NARW EMA), primarily during months when foundation
installation and UXO/MEC detonation would not occur (given the specific
time/area restrictions on these activities specific to inside, and
outside, the NARW EMA). It is important to note the activities that
could occur from December through May (i.e., are not seasonally
restricted) that may impact North Atlantic right whales using the
habitat for foraging would be primarily HRG surveys, with very small
Level B harassment zones (less than 150 m) due to rapid transmission
loss of the sounds produced neither of which would result in very high
received levels. While UXO/MEC detonation may occur in November or May,
the number of UXO/MECs are expected to be very minimal (if any) and
would be instantaneous in nature; thereby, resulting in short term,
minimal impacts with any TTS that may occur recovering quickly.
As described in the Description of Marine Mammals in the Specified
Geographic Area section of this preamble, North Atlantic right whales
are presently experiencing an ongoing UME (beginning in June 2017).
Preliminary findings support human interactions, specifically vessel
strikes and entanglements, as the cause of death for the majority of
North Atlantic right whales. Given the current status of the North
Atlantic right whale, the loss of even one individual could
significantly impact the population. Any disturbance to North Atlantic
right whales due to SouthCoast's activities is expected to result in
temporary avoidance of the immediate area of construction. As no
injury, serious injury, or mortality is expected or proposed for
authorization and Level B harassment of North Atlantic right whales
will be reduced to the lowest level practicable (both in magnitude and
severity) through use of mitigation measures, the proposed number of
takes of North Atlantic right whales would not exacerbate or compound
the effects of the ongoing UME.
As described in the general Mysticetes section above, foundation
installation is likely to result in the greatest number of annual takes
and is of greatest concern given loud source levels. This activity
would be most extensively limited to locations outside of the NARW EMA
and during times when, based on the best available science, North
Atlantic right whales are less frequently encountered in the NARW EMA
and less likely to be engaged in critical foraging behavior (although
NMFS recognizes North Atlantic right whales may forage year-round in
the project area). Temporal limits on foundation installation outside
of the NARW EMA are similarly defined by expectations, based on the
best available science, that North Atlantic right whale occurrence
would be lowest when pile driving would occur.
The potential types, severity, and magnitude of impacts are also
anticipated to mirror that described in the general Mysticetes section
above, including avoidance (the most likely outcome), changes in
foraging or vocalization behavior, masking, and temporary physiological
impacts (e.g., change in respiration, change in heart rate). Although a
small amount of TTS is possible, it is not likely. Importantly, given
the enhanced mitigation measures specific to North Atlantic right
whales, the effects of the activities are expected to be sufficiently
low-level and localized to specific areas as to not meaningfully impact
important migratory or foraging behaviors for North Atlantic right
whales. These takes are expected to result in temporary behavioral
disturbance, such as slight displacement (but not abandonment) of
migratory habitat or temporary cessation of feeding.
In addition to the general mitigation measures discussed earlier in
the Preliminary Negligible Impact Analysis section, to provide enhanced
protection for right whales and minimize the number and/or severity of
exposures, SouthCoast would be required to implement conditionally-
triggered protocols in response to sightings or acoustic detections of
North Atlantic right whales. If one or two North Atlantic right whales
is/are sighted or if PAM operators detect a right whale vocalization,
pile driving would be suspended until the next day, commencing only
after SouthCoast conducts a vessel-based survey of the zone around the
pile driving location (10-km (6.2-mi) zone for pin pile; 15-km (9.3-mi)
zone for monopile) to ensure the zone is clear of North Atlantic right
whales. Pile driving would be delayed for 482 days following a sighting
of 3 or more whales (more likely indicative of a potential feeding
aggregation), followed by the same survey requirement prior to
commencing foundation installation. Further, given many of these
exposures are generally expected to occur to different individual right
whales migrating through (i.e., many individuals would not be impacted
on more than one day in a year), with some subset potentially being
exposed on no more than a few days within the year, they are unlikely
to result in energetic consequences that could affect reproduction or
survival of any individuals.
Overall, NMFS expects that any behavioral harassment of North
Atlantic right whales incidental to the specified activities would not
result in changes to their migration patterns or foraging success, as
only temporary avoidance of an area during construction is expected to
occur. As described previously, North Atlantic right whales migrate,
forage, and socialize in the Lease Area, but are not expected to remain
in this habitat (i.e., not expected to be engaged in extensive foraging
behavior) for prolonged durations during the months SouthCoast would
install foundations, considering the seasonal restrictions SouthCoast
proposed and NMFS would require, relative to habitats to the north,
such as Cape Cod Bay, the Great South
[[Page 53802]]
Channel, and the Gulf of St. Lawrence (Mayo, 2018; Quintana-Rizzo et
al., 2021; Meyer-Gutbrod et al., 2022; Plourde et al., 2024). Any
temporarily displaced animals would be able to return to or continue to
travel through the project area and subsequently utilize this habitat
once activities have ceased.
Although acoustic masking may occur in the vicinity of the
foundation installation activities, based on the acoustic
characteristics of noise associated with impact pile driving (e.g.,
frequency spectra, short duration of exposure) and construction surveys
(e.g., intermittent signals), NMFS expects masking effects to be
minimal. Given that the majority of Project 1 foundations would be
located within the NARW EMA, where North Atlantic right whales are most
likely to occur throughout the year, SouthCoast decided to use the
installation method that resulted in a smaller ensonified zone (i.e.,
impact pile driving). Foundations would be installed farther from the
NARW EMA in the southwestern half of the Lease Area for Project 2,
thus, if vibratory pile driving occurs, the Level B harassment zone
would not overlap this high-use area to the same extent. In addition,
the most severe masking impacts would likely occur when a North
Atlantic right whale is in relatively close proximity to the pile
driving location, which would be minimized given the requirement that
pile driving must be delayed or shutdown if a North Atlantic right
whale is sighted at any distance or acoustically detected within the
PAM clearance or shutdown zones (10-km (6.2-mi) or 15-km (9.3-mi))
during installation of 4.5-m pin piles or 9/16-m monopiles,
respectively). In addition, both pile driving methods are expected to
occur intermittently within a day and be confined to the months in
which North Atlantic right whales occur at lower densities. Any masking
effects would be minimized by anticipated mitigation effectiveness and
likely avoidance behaviors.
As described in the Potential Effects to Marine Mammals and Their
Habitat section of this preamble, the distance of the receiver to the
source influences the severity of response with greater distances
typically eliciting less severe responses. NMFS recognizes North
Atlantic right whales migrating could be pregnant females (in the fall)
and cows with older calves (in spring) and that these animals may
slightly alter their migration course in response to any foundation
pile driving; however, we anticipate that course diversion would be of
small magnitude. Hence, while some avoidance of the pile driving
activities may occur, we anticipate any avoidance behavior of migratory
North Atlantic right whales would be similar to that of gray whales
(Tyack et al., 1983), on the order of hundreds of meters up to 1 to 2
km. This diversion from a migratory path otherwise uninterrupted by
project activities is not expected to result in meaningful energetic
costs that would impact annual rates of recruitment or survival. NMFS
expects that North Atlantic right whales would be able to avoid areas
during periods of active noise production while not being forced out of
this portion of their habitat.
North Atlantic right whale presence in the project area is year-
round. However, abundance during summer months is lower compared to the
winter months, with spring and fall serving as ``shoulder seasons''
wherein abundance waxes (fall) or wanes (spring). Given this year-round
habitat usage, in recognition that where and when whales may actually
occur during project activities is unknown, as it depends on the annual
migratory behaviors, SouthCoast has proposed and NMFS is proposing to
require a suite of mitigation measures designed to reduce impacts to
North Atlantic right whales to the maximum extent practicable. These
mitigation measures (e.g., seasonal/daily work restrictions, vessel
separation distances, reduced vessel speed, increased monitoring
effort) would not only avoid the likelihood of vessel strikes but also
would minimize the severity of behavioral disruptions by minimizing
impacts (e.g., through sound reduction using noise attenuation systems
and reduced temporal and spatial overlap of project activities and
North Atlantic right whales). This would further ensure that the number
of takes by Level B harassment that are estimated to occur are not
expected to affect reproductive success or survivorship by impacts to
energy intake or cow/calf interactions during migratory transit.
However, even in consideration of recent habitat-use and distribution
shifts, SouthCoast would still be installing foundations when the
occurrence of North Atlantic right whales is expected to be lower.
As described in the Description of Marine Mammals in the Specified
Geographic Area section of this preamble, SouthCoast Project would be
constructed within the North Atlantic right whale migratory corridor
BIA, which represents areas and months within which a substantial
portion of a species is known to migrate. The Lease Area is relatively
narrow compared to the width of the North Atlantic right whale
migratory corridor BIA (approximately 47.5 km (29.5 mi) versus
approximately 300 km (186 mi), respectively, at the furthest points
near the Lease Area). Because of this, overall North Atlantic right
whale migration is not expected to be impacted by the proposed
activities. There are no known North Atlantic right whale mating or
calving areas within the project area. Although the project area
includes foraging habitat, extensive mitigation measures would minimize
impacts by temporally and spatially reducing co-occurrence of project
activities and feeding North Atlantic right whales. Prey species (e.g.,
calanoid copepods) are more broadly distributed throughout southern New
England during periods when pile driving and UXO/MEC detonation would
occur (noting again that North Atlantic right whale prey is not
particularly concentrated in the project area relative to nearby
habitats). Therefore, any impacts to prey that may occur during the
effective period of these regulations are also unlikely to impact
marine mammals in a manner that would affect reproduction or survival
of any individuals.
The most significant measure to minimize impacts to individual
North Atlantic right whales is the seasonal moratorium on all
foundation installation activities in the NARW EMA from October 16
through May 31, annually, and throughout the rest of the Lease Area
from January 1 through May 15, as well as the limitation on these
activities in December (e.g., only work with approval from NMFS), when
North Atlantic right whale abundance in the Lease Area is expected to
be highest. NMFS also expects this measure to greatly reduce the
potential for mother-calf pairs to be exposed to impact pile driving
noise above the Level B harassment threshold during their annual spring
migration through the project area from calving grounds to primary
foraging grounds (e.g., Cape Cod Bay). UXO/MEC detonations would also
be restricted from December 1 through April 30, annually. NMFS also
expects that the severity of any take of North Atlantic right whales
would be reduced due to the additional proposed mitigation measures
that would ensure that any exposures above the Level B harassment
threshold would result in only short-term effects to individuals
exposed.
Pile driving and UXO/MEC detonations may only begin in the absence
of North Atlantic right whales (based on visual and passive acoustic
monitoring). If pile driving has commenced, NMFS anticipates North
Atlantic right whales would avoid the area, utilizing nearby waters to
carry on
[[Page 53803]]
pre-exposure behaviors. However, foundation installation activities
must be shut down if a North Atlantic right whale is sighted at any
distance or acoustically detected at any distance within the PAM
shutdown zone, unless a shutdown is not feasible due to risk of injury
or loss of life. If a sighting of a North Atlantic right whale within
the Level B harassment zone triggers shutdown, both the duration and
intensity of exposure would be reduced. NMFS anticipates that if North
Atlantic right whales are exposed to foundation installation or UXO/MEC
detonation noise, it is unlikely a North Atlantic right whale would
approach the sound source locations to the degree that they would
purposely expose themselves to very high noise levels. This is because
observations of typical whale behavior demonstrate likely avoidance of
harassing levels of sound where possible (Richardson et al., 1985).
These measures are designed to avoid PTS and also reduce the severity
of Level B harassment, including the potential for TTS. While some TTS
could occur, given the mitigation measures (e.g., delay pile driving
upon a sighting or acoustic detection and shutting down upon a sighting
or acoustic detection), the potential for TTS to occur is low and, as
described above for all mysticetes, any TTS would be expected to be of
a relatively short duration and small degree.
The proposed clearance and shutdown measures are most effective
when detection efficiency is maximized, as the measures are triggered
by a sighting or acoustic detection. To maximize detection efficiency,
SouthCoast proposed and NMFS is proposing to require the combination of
PAM and visual observers. In addition, NMFS is proposing to require
communication protocols with other project vessels and other heightened
awareness efforts (e.g., daily monitoring of North Atlantic right whale
sighting databases) such that as a North Atlantic right whale
approaches the source (and thereby could be exposed to higher noise
energy levels), PSO detection efficacy would increase, the whale would
be detected, and a delay to commencing pile driving or shutdown (if
feasible) would occur. NMFS is proposing to require that, during three
timeframes (NARW EMA: August 1-Oct 15; outside NARW EMA: May 16-May 31
and December 1-31), SouthCoast deploy four dedicated PSO vessels, each
with three on-duty PSOs, to monitor before, during, and after pile
driving for right whale sightings ``at any distance.'' For all other
foundation installation timeframes (NARW EMA: June 1-July 31; outside
NARW EMA: June 1-November 30) NMFS would require that this monitoring
be conducted by a minimum 3 PSOs on each of three dedicated PSO
vessels. By increasing the extent of monitoring platforms and
observers, and thereby the detection efficacy, exposures would be
minimized because North Atlantic right whales would be detected at
greater distances, prompting delay or shutdown before the whale enters
the Level B harassment zone.
Given that specific locations for the 10 possible UXOs/MECs are not
presently known, SouthCoast has agreed to undertake specific mitigation
measures to reduce impacts on any North Atlantic right whales,
including delaying a UXO/MEC detonation if a North Atlantic right whale
is visually observed or acoustically detected at any distance. The UXO/
MEC detonations mitigation measures described above would further
reduce the potential to be exposed to high received levels.
For HRG surveys, the maximum distance to the Level B harassment
isopleth is 141 m (462.6 ft). Because of the short maximum distance to
the Level B harassment isopleth, the requirement that vessels maintain
a distance of 500 m (1,640.4 ft) from any North Atlantic right whale,
the fact whales are unlikely to remain in close proximity to an HRG
survey vessel for any length of time, and that the acoustic source
would be shutdown if a North Atlantic right whale is observed within
500 m (1,640.4 ft) of the source, any exposure to noise levels above
the Level B harassment threshold (if any) would be very brief. To
further minimize exposures, ramp-up of boomers, sparkers, and CHIRPs
must be delayed during the clearance period if PSOs detect a North
Atlantic right whale within 500 m (1,640.4 ft) of the acoustic source.
Due to the nature of the activity, and with implementation of the
proposed mitigation requirements, take by Level A harassment is
unlikely and, therefore, not proposed for authorization. Potential
impacts associated with Level B harassment would include low-level,
temporary behavioral modifications, most likely in the form of
avoidance behavior. Given the high level of precautions taken to
minimize both the amount and intensity of Level B harassment on North
Atlantic right whales, it is unlikely that the anticipated low-level
exposures would lead to reduced reproductive success or survival for
any individual North Atlantic right whales.
Given the documented habitat use within the area within the
timeframe foundation installations and UXO/MEC detonations may occur, a
subset of these takes may represent multiple exposures of some number
of individuals than is the case for other mysticetes, though some takes
may also represent one-time exposures to an individual the majority of
the individuals taken would be impacted on only one day in a year, with
a small subset potentially impacted on no more than a few days a year
and, further, low level impacts are generally expected from any North
Atlantic right whale exposure. The magnitude and severity of harassment
are not expected to result in impacts on the reproduction or survival
of any individuals, let alone have impacts on annual rates of
recruitment or survival of this stock.
Given the low magnitude and severity of the impacts from the take
proposed for authorization discussed above and in consideration of the
proposed mitigation and other information presented, SouthCoast's
specified activities during the proposed effective period of the rule
are not expected to result in impacts on the reproduction or survival
of any individuals, or affect annual rates of recruitment or survival.
For these reasons, we have preliminarily determined that the take by
Level B harassment only anticipated and proposed for authorization
would have a negligible impact on the North Atlantic right whale.
Of note, there is significant uncertainty regarding the impacts of
turbine foundation presence and operation on the oceanographic
conditions that serve to aggregate prey species for North Atlantic
right whales and--given SouthCoast's proximity to Nantucket Shoals--it
is possible that the expanded analysis of turbine presence and/or
operation over the life of the project developed for the ESA biological
opinion for the proposed SouthCoast project or additional information
received during the public comment period will necessitate
modifications to the proposed analysis, mitigation and monitoring
measures, and/or this finding. For example, it is possible that
additional information or analysis could result in a determination that
changes in the oceanographic conditions that serve to aggregate North
Atlantic right whale prey may result in impacts that would qualify as a
take under the MMPA for North Atlantic right whales.
Blue Whale
The blue whale is listed as endangered under the ESA, and the
Western North Atlantic stock is considered depleted and strategic under
the MMPA. There are no known areas of specific biological importance in
or
[[Page 53804]]
around the project area, and there is no ongoing UME. The actual
abundance of the stock is likely significantly greater than what is
reflected in the SAR because the most recent population estimates are
primarily based on surveys conducted in U.S. waters and the stock's
range extends well beyond the U.S. EEZ. No serious injury or mortality
is anticipated or authorized for this species.
The rule allows up to nine takes of blue whales, by Level B
harassment, over the 5-year period. The maximum annual allowable number
of takes by Level B harassment is three, which equates to approximately
0.75 percent of the stock abundance if each take were considered to be
of a different individual. Based on the migratory nature of blue whales
and the fact that there are neither feeding nor reproductive areas
documented in or near the project area, and in consideration of the
very low number of predicted annual takes, it is unlikely that the
predicted instances of takes would represent repeat takes of any
individual--in other words, each take likely represents one whale
exposed on 1 day within a year.
With respect to the severity of those individual takes by Level B
harassment, we would anticipate impacts to be limited to low-level,
temporary behavioral responses with avoidance and potential masking
impacts in the vicinity of the foundation installation to be the most
likely type of response. Any potential TTS would be concentrated at
half or one octave above the frequency band of pile driving noise (most
sound is below 2 kHz) which does not include the full predicted hearing
range of blue whales. Any hearing ability temporarily impaired from TTS
is anticipated to return to pre-exposure conditions within a relatively
short time period after the exposures cease. Any avoidance of the
project area due to the activities would be expected to be temporary.
Given the magnitude and severity of the impacts discussed above,
and in consideration of the required mitigation and other information
presented, SouthCoast's activities are not expected to result in
impacts on the reproduction or survival of any individuals, much less
affect annual rates of recruitment or survival. For these reasons, we
have preliminarily determined that the take by Level B harassment
anticipated and proposed to be authorized will have a negligible impact
on the western North Atlantic stock of blue whales.
Fin Whale
The fin whale is listed as endangered under the ESA, and the
western North Atlantic stock is considered both depleted and strategic
under the MMPA. No UME has been designated for this species or stock.
The rule proposes to authorize up to 572 takes, by harassment only,
over the 5-year effective period. The maximum annual allowable take by
Level A harassment and Level B harassment, is 3 and 496, respectively
(combined, this annual take (n=499) equates to approximately 7.34
percent of the stock abundance, if each take were considered to be of a
different individual), with far lower numbers than that expected in the
years without foundation installation (e.g., years when only HRG
surveys would be occurring). Given the months the project will occur
and that southern New England is generally considered a feeding
habitat, it is likely that some subset of the individual whales exposed
could be taken several times annually.
Level B harassment is expected to be in the form of behavioral
disturbance, primarily resulting in avoidance of the Lease Area where
foundation installation is occurring, potential disruption of feeding,
and some low-level TTS and masking that may limit the detection of
acoustic cues for relatively brief periods of time. Any potential PTS
would be minor (limited to a few dB) and any TTS would be of short
duration and concentrated at half or one octave above the frequency
band of pile driving noise (most sound is below 2 kHz) which does not
include the full predicted hearing range of fin whales.
Fin whales are present in the waters off of New England year-round
and are one of the most frequently observed large whales and cetaceans
in continental shelf waters, principally from Cape Hatteras, North
Carolina in the Mid-Atlantic northward to Nova Scotia, Canada
(Sergeant, 1977; Sutcliffe and Brodie, 1977; CETAP, 1982; Hain et al.,
1992; Geo-Marine, 2010; BOEM, 2012; Edwards et al., 2015; Hayes et al.,
2022). In the project area, fin whales densities are highest in the
winter and summer months (Roberts et al., 2023) though detections do
occur in spring and fall (Watkins et al., 1987; Clark and Gagnon, 2002;
Geo-Marine, 2010; Morano et al., 2012). However, fin whales feed more
extensively in waters in the Great South Channel north to the Gulf
Maine into the Gulf of St. Lawrence, areas north and east of the
project area (Hayes et al., 2024).
As discussed previously, the majority of project area is located to
the east of small fin whale feeding BIA (2,933 km\2\ (724,760.1 acres))
east of Montauk Point, New York (Figure 2.3 in LaBrecque et al., 2015)
that is active from March to October. Except for a small section of the
Brayton Point route, the Lease Area and the ECCs do not overlap the fin
whale feeding BIA. However, if vibratory pile driving is used for
Project 2, the ensonified zone resulting from installation of the
closest foundations could extend into the southeastern side of the BIA.
Foundation installations and UXO/MEC detonations have seasonal work
restrictions (i.e., spatial and temporal) such that the temporal
overlap between these specified activities and the active BIA timeframe
would exclude the months of March and April. A separate larger year-
round feeding BIA (18,015 km\2\ (4,451,603.4 acres)) located to the
east in the southern Gulf of Maine does not overlap with the project
area and would thus not be impacted by project activities. We
anticipate that if foraging is occurring in the project area and
foraging whales are exposed to noise levels of sufficient strength,
they would avoid the project area and move into the remaining area of
the feeding BIA that would be unaffected to continue foraging without
substantial energy expenditure or, depending on the time of year,
travel south towards New York Bight foraging habitat or northeast to
the larger year-round feeding BIA.
Given the documented habitat use within the area, some of the
individuals taken would likely be exposed on multiple days. However,
low level impacts are generally expected from any fin whale exposure.
Given the magnitude and severity of the impacts discussed above
(including no more than 566 takes of the course of the 5-year rule, and
a maximum annual allowable take by Level A harassment and Level B
harassment, of 3 and 496, respectively), and in consideration of the
required mitigation and other information presented, SouthCoast's
activities are not expected to result in impacts on the reproduction or
survival of any individuals, much less affect annual rates of
recruitment or survival. For these reasons, we have determined that the
take by harassment anticipated and proposed for authorization will have
a negligible impact on the western North Atlantic stock of fin whales.
Sei Whale
Sei whales are listed as endangered under the ESA, and the Nova
Scotia stock is considered both depleted and strategic under the MMPA.
There are no known areas of specific biological importance in or
adjacent to the project
[[Page 53805]]
area, and no UME has been designated for this species or stock. No
serious injury or mortality is anticipated or authorized for this
species.
The rule authorizes up to 67 takes by harassment over the 5-year
period. No Level A harassment is anticipated for proposed for
authorization. The maximum annual allowable take by Level B harassment
is 48, which equates to approximately 0.8 percent of the stock
abundance, if each take were considered to be of a different
individual), with far lower numbers than that expected in the years
without foundation installation (e.g., years when only HRG surveys
would be occurring). As described in the Description of Marine Mammals
in the Specified Geographic Area section of this preamble, most of the
sei whale distribution is concentrated in Canadian waters and
seasonally in northerly U.S. waters, although they are uncommonly
observed as far south as the waters off of New York. Because sei whales
are migratory and their known feeding areas are east and north of the
project area (e.g., there is a feeding BIA in the Gulf of Maine), they
would be more likely to be moving through and, considering this and the
very low number of total takes, it is unlikely that any individual
would be exposed more than once within a given year.
With respect to the severity of those individual takes by Level B
harassment, we anticipate impacts to be limited to low-level, temporary
behavioral responses with avoidance and potential masking impacts in
the vicinity of the WTG installation to be the most likely type of
response. Any potential PTS and TTS would likely be concentrated at
half or one octave above the frequency band of pile driving noise (most
sound is below 2 kHz) which does not include the full predicted hearing
range of sei whales. Moreover, any TTS would be of a small degree. Any
avoidance of the project area due to the Project's activities would be
expected to be temporary.
Given the magnitude and severity of the impacts discussed above
(including no more than 67 takes of the course of the 5-year rule, and
a maximum annual allowable take of 0 by Level A harassment and 48 by
Level B harassment), and in consideration of the required mitigation
and other information presented, SouthCoast's activities are not
expected to result in impacts on the reproduction or survival of any
individuals, much less affect annual rates of recruitment or survival.
For these reasons, we have preliminarily determined that the take by
harassment anticipated and proposed to be authorized will have a
negligible impact on the Nova Scotia stock of sei whales.
Minke Whale
Minke whales are not listed under the ESA, and the Canadian East
Coast stock is neither considered depleted nor strategic under the
MMPA. There are no known areas of specific biological importance in or
adjacent to the project area. As described in the Description of Marine
Mammals in the Specific Geographic Area section of this preamble, a UME
has been designated for this species but is pending closure. No serious
injury or mortality is anticipated or authorized for this species.
The rule authorizes up to 1,162 takes by Level B harassment over
the 5-year period. No Level A harassment is anticipated or proposed for
authorization. The maximum annual allowable take by Level B harassment
is 911, which equates to approximately 4 percent of the stock
abundance, if each take were considered to be of a different
individual), with far lower numbers than that expected in the years
without foundation installation (e.g., years when only HRG surveys
would be occurring). As described in the Description of Marine Mammals
in the Specified Geographic Area section, minke whales inhabit coastal
waters during much of the year and are common offshore the U.S. Eastern
Seaboard with a strong seasonal component in the continental shelf and
in deeper, off-shelf waters (CETAP, 1982; Hayes et al., 2022; Hayes et
al., 2024). Spring through fall are times of relatively widespread and
common acoustic occurrence on the continental shelf. From September
through April, minke whales are frequently detected in deep-ocean
waters throughout most of the western North Atlantic (Clark and Gagnon,
2002; Risch et al., 2014; Hayes et al., 2024). Minke whales were
detected in southern New England primarily in the spring and fall, with
few detections in the summer and winter. In eastern southern New
England, near the project area, acoustic detections were most frequent
from April through mid-June (van Parijs et al., 2023). Because minke
whales are migratory and their known feeding areas are north and east
of the project area, including a feeding BIA in the southwestern Gulf
of Maine and George's Bank, they would be more likely to be transiting
through (with each take representing a separate individual), though it
is possible that some subset of the individual whales exposed could be
taken up to a few times annually.
As previously detailed in the Description of Marine Mammals in the
Specified Geographic Area section, there is a UME for minke whales
along the Atlantic coast, from Maine through South Carolina, with the
highest number of deaths in Massachusetts, Maine, and New York.
Preliminary findings in several of the whales have shown evidence of
human interactions or infectious diseases. However, we note that the
population abundance is approximately 22,000, and the take by Level B
harassment authorized through this action is not expected to exacerbate
the UME.
We anticipate the impacts of this harassment to follow those
described in the general Mysticetes section above. Any TTS would be of
short duration and concentrated at half or one octave above the
frequency band of pile driving noise (most sound is below 2 kHz) which
does not include the full predicted hearing range of minke whales.
Level B harassment would be temporary, with primary impacts being
temporary displacement of the project area but not abandonment of any
migratory or foraging behavior.
Given the magnitude and severity of the impacts discussed above
(including no more than 1,162 takes of the course of the 5-year rule,
and a maximum annual allowable take by Level A harassment and Level B
harassment, of 0 and 911, respectively), and in consideration of the
required mitigation and other information presented, SouthCoast's
activities are not expected to result in impacts on the reproduction or
survival of any individuals, much less affect annual rates of
recruitment or survival. For these reasons, we have preliminarily
determined that the take by harassment anticipated and proposed for
authorized will have a negligible impact on the Canadian Eastern
Coastal stock of minke whales.
Humpback Whale
The West Indies Distinct Population Segments (DPS) of humpback
whales is not listed as threatened or endangered under the ESA but the
Gulf of Maine stock, which includes individuals from the West Indies
DPS, is considered strategic under the MMPA. However, as described in
the Description of Marine Mammals in the Specified Geographic Area
section of this preamble to the rule, humpback whales along the
Atlantic Coast have been experiencing an active UME as elevated
humpback whale mortalities have occurred along the Atlantic coast from
Maine through Florida since January 2016. Of the cases examined,
approximately 40 percent had evidence of human interaction
[[Page 53806]]
(vessel strike or entanglement). Take from vessel strike and
entanglement is not authorized. Despite the UME, the relevant
population of humpback whales (the West Indies breeding population, or
DPS of which the Gulf of Maine stock is a part) remains stable at
approximately 12,000 individuals.
NMFS is proposing to authorize up to 541 takes, by Level B
harassment, over the 5-year period. No Level A harassment take is
proposed for authorization. The maximum annual allowable take by Level
B harassment is 341, which equates to approximately 24 percent of the
stock abundance, if each take were considered to be of a different
individual), with far lower numbers than that expected in the years
without foundation installation (e.g., years when only HRG surveys
would be occurring). Given that feeding is considered the principal
activity of humpback whales in southern New England waters, it is
likely that some subset of the individual whales exposed could be taken
several times annually.
Among the activities analyzed, the combination of impact and
vibratory pile driving has the potential to result in the highest
amount of annual take of humpback whales (0 takes by Level A harassment
and 341 takes by Level B harassment) and is of greatest concern, given
the associated loud source levels associated with impact pile driving
and large Level B harassment zone resulting from vibratory pile
driving.
In the western North Atlantic, humpback whales feed during spring,
summer, and fall over a geographic range encompassing the eastern coast
of the U.S. Feeding is generally considered to be focused in areas
north of the project area, including in a feeding BIA in the Gulf of
Maine/Stellwagen Bank/Great South Channel, but has been documented off
the coast of southern New England and as far south as Virginia (Swingle
et al., 1993). Foraging animals tend to remain in the area for extended
durations to capitalize on the food sources.
Assuming humpback whales who are feeding in waters within or
surrounding the project area behave similarly, we expect that the
predicted instances of disturbance could consist of some individuals
that may be exposed on multiple days if they are utilizing the area as
foraging habitat. Also similar to other baleen whales, if migrating,
such individuals would likely be exposed to noise levels from the
project above the harassment thresholds only once during migration
through the project area.
For all the reasons described in the Mysticetes section above, we
anticipate any potential PTS and TTS would be concentrated at half or
one octave above the frequency band of pile driving noise (most sound
is below 2 kHz), which does not include the full predicted hearing
range of baleen whales. If TTS is incurred, hearing sensitivity would
likely return to pre-exposure levels relatively shortly after exposure
ends. Any masking or physiological responses would also be of low
magnitude and severity for reasons described above.
Given the magnitude and severity of the impacts discussed above
(including no more than 541 takes over the course of the 5-year rule,
and a maximum annual allowable take by Level A harassment and Level B
harassment, of 0 and 341 respectively), and in consideration of the
required mitigation measures and other information presented,
SouthCoast's activities are not expected to result in impacts on the
reproduction or survival of any individuals, much less affect annual
rates of recruitment or survival. For these reasons, we have
preliminarily determined that the take by harassment anticipated and
proposed for authorization will have a negligible impact on the Gulf of
Maine stock of humpback whales.
Odontocetes
In this section, we include information here that applies to all of
the odontocete species and stocks addressed below, which are further
divided into the following subsections: sperm whales, dolphins and
small whales; and harbor porpoises. These sub-sections include more
specific information, as well as conclusions for each stock
represented.
The takes of odontocetes proposed for authorization are incidental
to pile driving, UXO/MEC detonations, and HRG surveys. No serious
injury or mortality is anticipated or proposed for authorization. We
anticipate that, given ranges of individuals (i.e., that some
individuals remain within a small area for some period of time) and
non-migratory nature of some odontocetes in general (especially as
compared to mysticetes), a larger subset of these takes are more likely
to represent multiple exposures of some number of individuals than is
the case for mysticetes, though some takes may also represent one-time
exposures to an individual. Foundation installation is likely to
disturb odontocetes to the greatest extent compared to UXO/MEC
detonations and HRG surveys. While we expect animals to avoid the area
during foundation installation and UXO/MEC detonations, their habitat
range is extensive compared to the area ensonified during these
activities. In addition, as described above, UXO/MEC detonations are
instantaneous; therefore, any disturbance would be very limited in
time.
Any masking or TTS effects are anticipated to be of low severity.
First, while the frequency range of pile driving, the most impactful
planned activity in terms of response severity, falls within a portion
of the frequency range of most odontocete vocalizations, odontocete
vocalizations span a much wider range than the low frequency
construction activities planned for the project. Also, as described
above, recent studies suggest odontocetes have a mechanism to self-
mitigate the impacts of noise exposure (i.e., reduce hearing
sensitivity), which could potentially reduce TTS impacts. Any masking
or TTS is anticipated to be limited and would typically only interfere
with communication within a portion of an odontocete's range and as
discussed earlier, the effects would only be expected to be of a short
duration and for TTS, a relatively small degree.
Furthermore, odontocete echolocation occurs predominantly at
frequencies significantly higher than low frequency construction
activities. Therefore, there is little likelihood that threshold shift
would interfere with feeding behaviors. The sources operate at higher
frequencies than foundation installation activities HRG surveys and
UXO/MEC detonations. However, sounds from these sources attenuate very
quickly in the water column, as described above. Therefore, any
potential for PTS and TTS and masking is very limited. Further,
odontocetes (e.g., common dolphins, spotted dolphins, bottlenose
dolphins) have demonstrated an affinity to bow-ride actively surveying
HRG surveys. Therefore, the severity of any harassment, if it does
occur, is anticipated to be minimal based on the lack of avoidance
previously demonstrated by these species.
The waters off the coast of Massachusetts are used by several
odontocete species; however, none (except the sperm whale) are listed
under the ESA and there are no known habitats of particular importance.
In general, odontocete habitat ranges are far-reaching along the
Atlantic coast of the U.S., and the waters off of New England,
including the project area, do not contain any particularly unique
odontocete habitat features.
Sperm Whale
The Western North Atlantic stock of sperm whales spans the East
Coast out into oceanic waters well beyond the U.S. EEZ. Although listed
as endangered, the primary threat faced by
[[Page 53807]]
the sperm whale (i.e., commercial whaling) has been eliminated and,
further, sperm whales in the western North Atlantic were little
affected by modern whaling (Taylor et al., 2008). Current potential
threats to the species globally include vessel strikes, entanglement in
fishing gear, anthropogenic noise, exposure to contaminants, climate
change, and marine debris. There is no currently reported trend for the
stock and, although the species is listed as endangered under the ESA,
there are no specific issues with the status of the stock that cause
particular concern (e.g., no UMEs). There are no known areas of
biological importance (e.g., critical habitat or BIAs) in or near the
project area.
No mortality, serious injury or Level A harassment is anticipated
or proposed for authorization for this species. Impacts would be
limited to Level B harassment and would occur to only a small number of
individuals (maximum of 126 in any given year (likely year 2) and 149
across all 5 years) incidental to pile driving, UXO/MEC detonation(s),
and HRG surveys. Sperm whales are not common within the project area
due to the shallow waters, and it is not expected that any noise levels
would reach habitat in which sperm whales are common, including deep-
water foraging habitat. If sperm whales do happen to be present in the
project area during any activities related to the SouthCoast project,
they would likely be only transient visitors and not engaging in any
significant behaviors. This very low magnitude and severity of effects
is not expected to result in impacts on the reproduction or survival of
individuals, much less impact annual rates of recruitment or survival.
For these reasons, we have preliminarily determined, in consideration
of all of the effects of the SouthCoast's activities combined, that the
take proposed for authorization would have a negligible impact on the
North Atlantic stock of sperm whales.
Dolphins and Small Whales (Including Delphinids and Pilot Whales)
There are no specific issues with the status of odontocete stocks
that cause particular concern (e.g., no recent UMEs). No mortality or
serious injury is expected or proposed for authorization for these
stocks. No Level A harassment is anticipated or proposed for
authorization for any dolphin or small whale.
The maximum number of take, by Level B harassment, proposed for
authorization within any one year for all odontocetes cetacean stocks
ranges from 522 to 52,943 instances, which is less than approximately 5
percent for 5 stocks and less that 25 percent for one stock, as
compared to the population size for all stocks. The common dolphin, one
of the most frequently occurring marine mammals in southern New
England, is the species for which take estimation resulted in the
maximum number of takes (n=52,943) and associated population percentage
(24.5 percent) among small odontocetes. As described above for
odontocetes broadly, we anticipate that a fair number of these
instances of take in a day represent multiple exposures of a smaller
number of individuals, meaning the actual number of individuals taken
is lower. Although some amount of repeated exposure to some individuals
is likely given the duration of activity proposed by SouthCoast, the
intensity of any Level B harassment combined with the availability of
alternate nearby foraging habitat suggests that the likely impacts
would not impact the reproduction or survival of any individuals.
Overall, the populations of all dolphins and small whale species
and stocks for which we propose to authorize take are stable (no
declining population trends), not facing existing UMEs, and the small
number, magnitude and severity of takes is not expected to result in
impacts on the reproduction or survival of any individuals, much less
affect annual rates of recruitment or survival. For these reasons, we
have preliminarily determined, in consideration of all of the effects
of the SouthCoast's activities combined, that the take proposed for
authorization would have a negligible impact on all dolphin and small
whale species and stocks considered in this analysis.
Harbor Porpoises
The Gulf of Maine/Bay of Fundy stock of harbor porpoises is found
predominantly in northern U.S. coastal waters (less than 150 m depth)
and up into Canada's Bay of Fundy. Although the population trend is not
known, there are no UMEs or other factors that cause particular concern
for this stock. No mortality or non-auditory injury is anticipated or
proposed for authorization for this stock. NMFS proposes to authorize
109 takes by Level A harassment (PTS; incidental to UXO/MEC
detonations) and 3,442 takes by Level B harassment (incidental to
multiple activities).
Regarding the severity of takes by behavioral Level B harassment,
because harbor porpoises are particularly sensitive to noise, it is
likely that a fair number of the responses could be of a moderate
nature, particularly to pile driving. In response to pile driving,
harbor porpoises are likely to avoid the area during construction, as
previously demonstrated in Tougaard et al. (2009) in Denmark, in Dahne
et al. (2013) in Germany, and in Vallejo et al. (2017) in the United
Kingdom, although a study by Graham et al. (2019) may indicate that the
avoidance distance could decrease over time. However, pile driving is
scheduled to occur when harbor porpoise abundance is low off the coast
of Massachusetts and, given alternative foraging areas, any avoidance
of the area by individuals is not likely to impact the reproduction or
survival of any individuals. Given only one UXO/MEC would be detonated
on any given day and up to only 10 UXO/MEC would be detonated over the
5-year effective period of the LOA, any behavioral response would be
brief and of a low severity.
With respect to PTS and TTS, the effects on an individual are
likely relatively low given the frequency bands of pile driving (most
energy below 2 kHz) compared to harbor porpoise hearing (150 Hz to 160
kHz peaking around 40 kHz). Specifically, PTS or TTS is unlikely to
impact hearing ability in their more sensitive hearing ranges, or the
frequencies in which they communicate and echolocate. Regardless, we
have authorized a limited amount of PTS, but expect any PTS that may
occur to be within the very low end of their hearing range where harbor
porpoises are not particularly sensitive, and any PTS would be of small
magnitude. As such, any PTS would not interfere with key foraging or
reproductive strategies necessary for reproduction or survival.
In summary, the number of takes proposed for authorization across
all 5 years is 109 by Level A harassment and 3,442 by Level B
harassment. While harbor porpoises are likely to avoid the area during
any construction activity discussed herein, as demonstrated during
European wind farm construction, the time of year in which work would
occur is when harbor porpoises are not in high abundance, and any work
that does occur would not result in the species' abandonment of the
waters off of Massachusetts. The low magnitude and severity of
harassment effects is not expected to result in impacts on the
reproduction or survival of any individuals, let alone have impacts on
annual rates of recruitment or survival of this stock. No mortality or
serious injury is anticipated or proposed for authorization. For these
reasons, we have preliminarily determined, in
[[Page 53808]]
consideration of all of the effects of the SouthCoast's activities
combined, that the proposed authorized take would have a negligible
impact on the Gulf of Maine/Bay of Fundy stock of harbor porpoises.
Phocids (Harbor Seals and Gray Seals)
Neither the harbor seal nor gray seal are listed under the ESA.
SouthCoast requested, and NMFS proposes to authorize, that no more than
4 and 677 harbor seals and 40 and 9,835 gray seals may be taken by
Level A harassment and Level B harassment, respectively, within any one
year. These species occur in Massachusetts waters most often in winter,
when impact pile driving and UXO/MEC detonations would not occur. Seals
are also more likely to be close to shore such that exposure to impact
pile driving would be expected to be at lower levels generally (but
still above NMFS behavioral harassment threshold). The majority of
takes of these species is from monopile installations, and HRG surveys.
Research and observations show that pinnipeds in the water may be
tolerant of anthropogenic noise and activity (a review of behavioral
reactions by pinnipeds to impulsive and non-impulsive noise can be
found in Richardson et al. (1995) and Southall et al. (2007)).
Available data, though limited, suggest that exposures between
approximately 90 and 140 dB SPL do not appear to induce strong
behavioral responses in pinnipeds exposed to non-pulse sounds in water
(Costa et al., 2003; Jacobs and Terhune, 2002; Kastelein et al.,
2006c). Although there was no significant displacement during
construction as a whole, Russell et al. (2016) found that displacement
did occur during active pile driving at predicted received levels
between 168 and 178 dB re 1[micro]Pa(p-p); however seal
distribution returned to the pre-piling condition within two hours of
cessation of pile driving. Pinnipeds may not react at all until the
sound source is approaching (or they approach the sound source) within
a few hundred meters and then may alert, ignore the stimulus, change
their behaviors, or avoid the immediate area by swimming away or
diving. Effects on pinnipeds that are taken by Level B harassment in
the project area would likely be limited to reactions such as increased
swimming speeds, increased surfacing time, or decreased foraging (if
such activity were occurring). Most likely, individuals would simply
move away from the sound source and be temporarily displaced from those
areas (see Lucke et al., 2006; Edren et al., 2010; Skeate et al., 2012;
Russell et al., 2016). Given their documented tolerance of
anthropogenic sound (Richardson et al., 1995; Southall et al., 2007),
repeated exposures of individuals of either of these species to levels
of sound that may cause Level B harassment are unlikely to
significantly disrupt foraging behavior. Given the low anticipated
magnitude of impacts from any given exposure, even repeated Level B
harassment across a few days of some small subset of individuals, which
could occur, is unlikely to result in impacts on the reproduction or
survival of any individuals. Moreover, pinnipeds would benefit from the
mitigation measures described in the Proposed Mitigation section.
SouthCoast requested, and NMFS is proposing to authorize, a limited
number of takes by Level A harassment in the form of PTS (4 harbor
seals and 40 gray seals) incidental to UXO/MEC detonations over the 5-
year effective period of the rule. As described above, noise from UXO/
MEC detonation is low frequency and while any PTS that does occur would
fall within the lower end of pinniped hearing ranges (50 Hz to 86 kHz),
PTS would not occur at frequencies where pinniped hearing is most
sensitive. In summary, any PTS, would be of limited degree and not
occur across the entire or even most sensitive hearing range. Hence,
any impacts from PTS are likely to be of low severity and not interfere
with behaviors critical to reproduction or survival.
Elevated numbers of harbor seal and gray seal mortalities were
first observed in July 2018 and occurred across Maine, New Hampshire,
and Massachusetts until 2020. Based on tests conducted so far, the main
pathogen found in the seals belonging to that UME was phocine distemper
virus, although additional testing to identify other factors that may
be involved in this UME are underway. In 2022, a UME was declared in
Maine with some harbor and gray seals testing positive for highly
pathogenic avian influenza (HPAI) H5N1. Although elevated strandings
continue. For harbor seals, the population abundance is over 75,000 and
annual M/SI (350) is well below PBR (2,006) (Hayes et al., 2020). The
population abundance for gray seals in the United States is over
27,000, with an estimated overall abundance, including seals in Canada,
of approximately 450,000. In addition, the abundance of gray seals is
likely increasing in the U.S. Atlantic, as well as in Canada (Hayes et
al., 2020).
Overall, impacts from the Level B harassment take proposed for
authorization incidental to SouthCoast's specified activities would be
of relatively low magnitude and a low severity. Similarly, while some
individuals may incur PTS overlapping some frequencies that are used
for foraging and communication, given the low degree, the impacts would
not be expected to impact reproduction or survival of any individuals.
In consideration of all of the effects of SouthCoast's activities
combined, we have preliminarily determined that the authorized take
will have a negligible impact on harbor seals and gray seals.
Preliminary Negligible Impact Determination
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the proposed marine
mammal take from all of SouthCoast 's specified activities combined
will have a negligible impact on all affected marine mammal species or
stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals
estimated to be taken to the most appropriate estimation of abundance
of the relevant species or stock in our determination of whether an
authorization is limited to small numbers of marine mammals. When the
predicted number of individuals to be taken is less than one-third of
the species or stock abundance, the take is considered to be of small
numbers. Additionally, other qualitative factors may be considered in
the analysis, such as the temporal or spatial scale of the activities.
NMFS proposes to authorize incidental take (by Level A harassment
and Level B harassment) of 16 species of marine mammal (with 16 managed
stocks). The maximum number of takes possible within any one year and
proposed for authorization relative to the best available population
abundance is less than one-third for all species and stocks potentially
impacted (i.e., less than 1 percent for 5 stocks, less than 8 percent
for 7 stocks, less than 25 percent for 2 stocks, and less than 33
percent for 2 stocks; see table 53).
Based on the analysis contained herein of the proposed activities
(including the proposed mitigation and
[[Page 53809]]
monitoring measures) and the anticipated take of marine mammals, NMFS
preliminarily finds that small numbers of marine mammals would be taken
relative to the population size of the affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
determined that the total taking of affected species or stocks would
not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence purposes.
Classification
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency ensure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the promulgation of
rulemakings, NMFS consults internally whenever we propose to authorize
take for endangered or threatened species, in this case with the NMFS
Greater Atlantic Regional Field Office (GARFO).
NMFS is proposing to authorize the take of five marine mammal
species which are listed under the ESA: the North Atlantic right, sei,
fin, blue, and sperm whale. The Permit and Conservation Division
requested initiation of Section 7 consultation on November 1, 2022 with
GARFO for the promulgation of this proposed rulemaking. NMFS will
conclude the Endangered Species Act consultation prior to reaching a
determination regarding the proposed issuance of the authorization. The
proposed regulations and any subsequent LOA(s) would be conditioned
such that, in addition to measures included in those documents,
SouthCoast would also be required to abide by the reasonable and
prudent measures and terms and conditions of a Biological Opinion and
Incidental Take Statement, issued by NMFS, pursuant to Section 7 of the
Endangered Species Act.
Executive Order 12866
The Office of Management and Budget has determined that this
proposed rule is not significant for purposes of Executive Order 12866.
Regulatory Flexibility Act (RFA)
Pursuant to the RFA (5 U.S.C. 601 et seq.), the Chief Counsel for
Regulation of the Department of Commerce has certified to the Chief
Counsel for Advocacy of the Small Business Administration that this
proposed rule, if adopted, would not have a significant economic impact
on a substantial number of small entities. SouthCoast is the sole
entity that would be subject to the requirements in these proposed
regulations, and SouthCoast is not a small governmental jurisdiction,
small organization, or small business, as defined by the RFA. Because
of this certification, a regulatory flexibility analysis is not
required and none has been prepared.
Paperwork Reduction Act (PRA)
Notwithstanding any other provision of law, no person is required
to respond to nor shall a person be subject to a penalty for failure to
comply with a collection of information subject to the requirements of
the PRA unless that collection of information displays a currently
valid Office of Management and Budget (OMB) control number. These
requirements have been approved by OMB under control number 0648-0151
and include applications for regulations, subsequent LOA, and reports.
Submit comments regarding any aspect of this data collection, including
suggestions for reducing the burden, to NMFS.
Coastal Zone Management Act (CZMA)
We have preliminarily determined that this action is not within or
would not affect a state's coastal zone, and thus do not require a
consistency determination under 307(c)(3)(A) of the Coastal Zone
Management Act (CZMA; 16 U.S.C. 1456 (c)(3)(A)). Since the proposed
action is expected to authorize incidental take of marine mammals in
coastal waters and on the outer continental shelf, and is an unlisted
activity under 15 CFR 930.54, the only way in which this action would
be subject to state consistency review is if the state timely submits
an unlisted activity request to the Director of NOAA's Office for
Coastal Management (along with copies concurrently submitted to the
applicant and NMFS) within 30 days from the date of publication of the
notice of proposed rulemaking in the Federal Register and the Director
approves such request.
Proposed Promulgation
As a result of these preliminary determinations, NMFS proposes to
promulgate regulations that allow for the authorization of take, by
Level A harassment and Level B harassment, incidental to construction
activities associated with the SouthCoast Wind Project offshore of
Massachusetts for a 5-year period from April 1, 2027, through March 31,
2032, provided the previously mentioned mitigation, monitoring, and
reporting requirements are incorporated.
Request for Additional Information and Public Comments
NMFS requests interested persons to submit comments, information,
and suggestions concerning SouthCoast's request and the proposed
regulations (see ADDRESSES). All comments will be reviewed and
evaluated as we prepare the final rule and make final determinations on
whether to issue the requested authorization. This proposed rule and
referenced documents provide all environmental information relating to
our proposed action for public review.
Recognizing, as a general matter, that this action is one of many
current and future wind energy actions, we invite comment on the
relative merits of the IHA, single-action rule/LOA, and programmatic
multi-action rule/LOA approaches, including potential marine mammal
take impacts resulting from this and other related wind energy actions
and possible benefits resulting from regulatory certainty and
efficiency.
List of Subjects in 50 CFR Part 217
Administrative practice and procedure, Endangered and threatened
species, Fish, Fisheries, Marine mammals, Penalties, Reporting and
recordkeeping requirements, Transportation, Wildlife.
Dated: June 17, 2024.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For reasons set forth in the preamble, NMFS proposes to amend 50
CFR part 217 as follows:
PART 217--REGULATIONS GOVERNING THE TAKING AND IMPORTING OF MARINE
MAMMALS
0
1. The authority citation for part 217 continues to read as follows:
Authority: 16 U.S.C. 1361 et seq., unless otherwise noted.
0
2. Add subpart HH, consisting of Sec. Sec. 217.330 through 217.339, to
read as follows:
Subpart HH--Taking Marine Mammals Incidental to the SouthCoast Wind
Offshore Wind Farm Project Offshore Massachusetts
Sec.
[[Page 53810]]
217.330 Specified activity and specified geographical region.
217.331 Effective dates.
217.332 Permissible methods of taking.
217.333 Prohibitions.
217.334 Mitigation requirements.
217.335 Requirements for monitoring and reporting.
217.336 Letter of Authorization.
217.337 Modifications of Letter of Authorization.
217.338-217.339 [Reserved]
Subpart HH--Taking Marine Mammals Incidental to the SouthCoast Wind
Project Offshore Massachusetts
Sec. 217.330 Specified activity and specified geographical region.
(a) Regulations in this subpart apply only to activities associated
with the SouthCoast Wind Project conducted by SouthCoast Wind Energy,
LLC (SouthCoast Wind) and those persons SouthCoast Wind authorizes or
funds to conduct activities on its behalf in the area outlined in
paragraph (b) of this section. Requirements imposed on SouthCoast Wind
must be implemented by those persons it authorizes or funds to conduct
activities on its behalf.
(b) The specified geographical region is the Mid-Atlantic Bight and
vessel transit routes to marshaling ports in Charleston, South Carolina
and Sheet Harbor, Canada. The Mid-Atlantic Bight extends between Cape
Hatteras, North Carolina and Martha's Vineyard, Massachusetts,
extending westward into the Atlantic to the 100-m isobath and includes,
but is not limited to, the Bureau of Ocean Energy Management (BOEM)
Lease Area Outer Continental Shelf (OCS)-A-0521 Commercial Lease of
Submerged Lands for Renewable Energy Development, two export cable
routes, and two sea-to-shore transition point at Brayton Point in
Somerset, Massachusetts and Falmouth, Massachusetts.
(c) The specified activities are impact and vibratory pile driving
to install wind turbine generator (WTG) and offshore substation
platform (OSP) foundations; high-resolution geophysical (HRG) site
characterization surveys; detonation of unexploded ordnances or
munitions and explosives of concern (UXOs/MECs); fisheries and benthic
monitoring surveys; placement of scour protection; sand leveling;
dredging; trenching, laying, and burial activities associated with the
installation of the export cable from the OSP to shore based converter
stations and inter-array cables between WTG foundations; vessel transit
within the specified geographical region to transport crew, supplies,
and materials; and WTG operations.
Sec. 217.331 Effective dates.
The regulations in this subpart are effective from April 1, 2027
through March 31, 2032.
Sec. 217.332 Permissible methods of taking.
Under a LOA issued pursuant to Sec. Sec. 216.106 and 217.336,
SouthCoast Wind and those persons it authorizes or funds to conduct
activities on its behalf, may incidentally, but not intentionally, take
marine mammals within the specified geographicalregion in the following
ways, provided SouthCoast Wind is in compliance with all terms,
conditions, and requirements of the regulations in this subpart and the
LOA.
(a) By Level B harassment associated with the acoustic disturbance
of marine mammals by impact and vibratory pile driving of WTG and OSP
foundations; UXO/MEC detonations, and HRG site characterization
surveys.
(b) By Level A harassment associated with impact pile driving WTG
and OSP foundations and UXO/MEC detonations.
(c) The incidental take of marine mammals by the activities listed
in paragraphs (a) and (b) of this section is limited to the following
species and stocks:
Table 1 to Paragraph (c)
------------------------------------------------------------------------
Marine mammal species Scientific name Stock
------------------------------------------------------------------------
Blue whale...................... Balaenoptera Western North
musculus. Atlantic.
Fin whale....................... Balaenoptera Western North
physalus. Atlantic.
Sei whale....................... Balaenoptera Nova Scotia.
borealis.
Minke whale..................... Balaenoptera Canadian East
acutorostrata. Stock.
North Atlantic right whale...... Eubalaena Western North
glacialis. Atlantic.
Humpback whale.................. Megaptera Gulf of Maine.
novaeangliae.
Sperm whale..................... Physeter North Atlantic.
macrocephalus.
Atlantic spotted dolphin........ Stenella frontalis Western North
Atlantic.
Atlantic white-sided dolphin.... Lagenorhynchus Western North
acutus. Atlantic.
Bottlenose dolphin.............. Tursiops truncatus Western North
Atlantic
Offshore.
Common dolphin.................. Delphinus delphis. Western North
Atlantic.
Harbor porpoise................. Phocoena phocoena. Gulf of Maine/Bay
of Fundy.
Long-finned pilot whale......... Globicephala melas Western North
Atlantic.
Risso's dolphin................. Grampus griseus... Western North
Atlantic.
Gray seal....................... Halichoerus grypus Western North
Atlantic.
Harbor seal..................... Phoca vitulina.... Western North
Atlantic.
------------------------------------------------------------------------
Sec. 217.333 Prohibitions.
Except for the takings described in Sec. 217.332 and authorized by
a LOA issued under Sec. Sec. 217.336 or 217.337, it is unlawful for
any person to do any of the following in connection with the activities
described in this subpart.
(a) Violate or fail to comply with the terms, conditions, and
requirements of this subpart or a LOA issued under Sec. Sec. 217.336
or 217.337.
(b) Take any marine mammal not specified in Sec. 217.332(c).
(c) Take any marine mammal specified in Sec. 217.332(c) in any
manner other than specified in Sec. 217.332(a) and (b).
Sec. 217.334 Mitigation requirements.
When conducting the specified activities identified in Sec. Sec.
217.330(c), SouthCoast Wind must implement the following mitigation
measures contained in this section and any LOA issued under Sec. Sec.
217.336 or 217.337 of this subpart. These mitigation measures include,
but are not limited to:
(a) General Conditions. SouthCoast Wind must comply with the
following general measures:
(1) A copy of any issued LOA must be in the possession of
SouthCoast Wind and its designees, all vessel operators, visual
protected species observers (PSOs), passive acoustic monitoring (PAM)
operators, pile driver operators, and any other relevant designees
operating under the authority of the
[[Page 53811]]
issued LOA; (2) SouthCoast Wind must conduct training for construction
supervisors, construction crews, and the PSO and PAM team prior to the
start of all construction activities and when new personnel join the
work in order to explain responsibilities, communication procedures,
marine mammal monitoring and reporting protocols, and operational
procedures. A description of the training program must be provided to
NMFS at least 60 days prior to the initial training before in-water
activities begin. Confirmation of all required training must be
documented on a training course log sheet and reported to NMFS Office
of Protected Resources prior to initiating project activities;
(3) SouthCoast Wind is required to use available sources of
information on North Atlantic right whale presence to aid in monitoring
efforts. These include daily monitoring of the Right Whale Sighting
Advisory System, consulting of the WhaleAlert app, and monitoring of
the Coast Guard's VHF Channel 16 to receive notifications of marine
mammal sightings and information associated with any Dynamic Management
Areas (DMA) and Slow Zones;
(4) Any marine mammal observation by project personnel must be
immediately communicated to any on-duty PSOs and PAM operator(s). Any
large whale observation or acoustic detection by any project personnel
must be conveyed to all vessel captains;
(5) If an individual from a species for which authorization has not
been granted or a species for which authorization has been granted but
the authorized take number has been met is observed entering or within
the relevant clearance zone prior to beginning a specified activity,
the activity must be delayed. If an activity is ongoing and an
individual from a species for which authorization has not been granted
or a species for which authorization has been granted but the
authorized take number has been met is observed entering or within the
relevant shutdown zone, the activity must be shut down (i.e., cease)
immediately unless shutdown would result in imminent risk of injury or
loss of life to an individual, pile refusal, or pile instability. The
activity must not commence or resume until the animal(s) has been
confirmed to have left the clearance or shutdown zones and is on a path
away from the applicable zone or after 30 minutes for all baleen whale
species and sperm whales, and 15 minutes for all other species;
(6) In the event that a large whale is sighted or acoustically
detected that cannot be confirmed as a non-North Atlantic right whale,
it must be treated as if it were a North Atlantic right whale for
purposes of mitigation;
(7) For in-water construction heavy machinery activities listed in
section 1(a), if a marine mammal is detected within or about to enter
10 meters (m) (32.8 feet (ft)) of equipment, SouthCoast Wind must cease
operations until the marine mammal has moved more than 10 m on a path
away from the activity to avoid direct interaction with equipment;
(8) All vessels must be equipped with a properly installed,
operational Automatic Identification System (AIS) device prior to
vessel use and SouthCoast Wind must report all Maritime Mobile Service
Identify (MMSI) numbers to NMFS Office of Protected Resources;
(9) By accepting a LOA, SouthCoast Wind consents to on-site
observation and inspections by Federal agency personnel (including NOAA
personnel) during activities described in this subpart, for the
purposes of evaluating the implementation and effectiveness of measures
contained within this subpart and the LOA; and
(10) It is prohibited to assault, harm, harass (including sexually
harass), oppose, impede, intimidate, impair, or in any way influence or
interfere with a PSO, PAM operator, or vessel crew member acting as an
observer, or attempt the same. This prohibition includes, but is not
limited to, any action that interferes with an observer's
responsibilities or that creates an intimidating, hostile, or offensive
environment. Personnel may report any violations to the NMFS Office of
Law Enforcement.
(b) Vessel strike avoidance measures: SouthCoast Wind must comply
with the following vessel strike avoidance measures while in the
specific geographic region unless a deviation is necessary to maintain
safe maneuvering speed and justified because the vessel is in an area
where oceanographic, hydrographic, and/or meteorological conditions
severely restrict the maneuverability of the vessel; an emergency
situation presents a threat to the health, safety, life of a person; or
when a vessel is actively engaged in emergency rescue or response
duties, including vessel-in distress or environmental crisis response.
An emergency is defined as a serious event that occurs without warning
and requires immediate action to avert, control, or remedy harm.
(1) Prior to the start of the Project's activities involving
vessels, all vessel personnel must receive a protected species training
that covers, at a minimum, identification of marine mammals that have
the potential to occur in the specified geographical region; detection
and observation methods in both good weather conditions (i.e., clear
visibility, low winds, low sea states) and bad weather conditions
(i.e., fog, high winds, high sea states, with glare); sighting
communication protocols; all vessel strike avoidance mitigation
requirements; and information and resources available to the project
personnel regarding the applicability of Federal laws and regulations
for protected species. This training must be repeated for any new
vessel personnel who join the project. Confirmation of the vessel
personnels' training and understanding of the LOA requirements must be
documented on a training course log sheet and reported to NMFS within
30 days of completion of training, prior to personnel joining vessel
operations;
(2) All vessel operators and dedicated visual observers must
maintain a vigilant watch for all marine mammals and slow down, stop
their vessel, or alter course to avoid striking any marine mammal;
(3) All transiting vessels, operating at any speed must have a
dedicated visual observer on duty at all times to monitor for marine
mammals within a 180 degrees ([deg]) direction of the forward path of
the vessel (90[deg] port to 90[deg] starboard) located at an
appropriate vantage point for ensuring vessels are maintaining required
separation distances. Dedicated visual observers may be PSOs or crew
members, but crew members responsible for these duties must be provided
sufficient training by SouthCoast Wind to distinguish marine mammals
from other phenomena and must be able to identify a marine mammal as a
North Atlantic right whale, other large whale (defined in this context
as sperm whales or baleen whales other than North Atlantic right
whales), or other marine mammals. Dedicated visual observers must be
equipped with alternative monitoring technology (e.g., night vision
devices, infrared cameras) for periods of low visibility (e.g.,
darkness, rain, fog, etc.). The dedicated visual observer must not have
any other duties while observing and must receive prior training on
protected species detection and identification, vessel strike avoidance
procedures, how and when to communicate with the vessel captain, and
reporting requirements in this subpart;
(4) All vessel operators and dedicated visual observers must
continuously monitor US Coast Guard VHF Channel 16 at the onset of
transiting through the
[[Page 53812]]
duration of transit. At the onset of transiting and at least once every
4 hours, vessel operators and/or trained crew member(s) must also
monitor the project's Situational Awareness System, (if applicable),
WhaleAlert, and relevant NOAA information systems such as the Right
Whale Sighting Advisory System (RWSAS) for the presence of North
Atlantic right whales;
(5) Prior to transit, vessel operators must check for information
regarding the establishment of Seasonal and Dynamic Management Areas,
Slow Zones, and any information regarding North Atlantic right whale
sighting locations;
(6) All vessel operators must abide by vessel speed regulations (50
CFR 224.105). Nothing in this subpart exempts vessels from any other
applicable marine mammal speed or approach regulations;
(7) All vessels, regardless of size, must immediately reduce speed
to 10 knots (18.5 km/hr) or less for at least 24 hours when a North
Atlantic right whale is sighted at any distance by any project related
personnel or acoustically detected by any project-related PAM system.
Each subsequent observation or acoustic detection in the Project area
must trigger an additional 24-hour period. If a North Atlantic right
whale is reported via any of the monitoring systems (described in
paragraph (b)(4) of this section) within 10 km of a transiting
vessel(s), that vessel must operate at 10 knots (18.5 km/hr) or less
for 24 hours following the reported detection.
(8) In the event that a DMA or Slow Zone is established that
overlaps with an area where a project-associated vessel is operating,
that vessel, regardless of size, must transit that area at 10 knots
(18.5 km/hr) or less;
(9) Between November 1st and April 30th, all vessels, regardless of
size, must operate at 10 knots (18.5 km/hr) or less in the specified
geographical region, except for vessels while transiting in
Narragansett Bay or Long Island Sound;
(10) All vessels, regardless of size, must immediately reduce speed
to 10 knots (18.5 km/hr) or less when any large whale, (other than a
North Atlantic right whale), mother/calf pairs, or large assemblages of
non-delphinid cetaceans are observed within 500 m (0.31 mi) of a
transiting vessel;
(11) If a vessel is traveling at any speed greater than 10 knots
(18.5 km/hr) (i.e., no speed restrictions are enacted) in the transit
corridor (defined as from a port to the Lease Area or return), in
addition to the required dedicated visual observer, SouthCoast Wind
must monitor the transit corridor in real-time with PAM prior to and
during transits. If a North Atlantic right whale is detected via visual
observation or PAM within or approaching the transit corridor, all
vessels in the transit corridor must travel at 10 knots (18.5 km/hr) or
less for 24 hours following the detection. Each subsequent detection
shall trigger a 24-hour reset. A slowdown in the transit corridor
expires when there has been no further North Atlantic right whale
visual or acoustic detection in the transit corridor in the past 24
hours;
(12) All vessels must maintain a minimum separation distance of 500
m from North Atlantic right whales. If underway, all vessels must steer
a course away from any sighted North Atlantic right whale at 10 knots
(18.5 km/hr) or less such that the 500-m minimum separation distance
requirement is not violated. If a North Atlantic right whale is sighted
within 500 m of an underway vessel, that vessel must turn away from the
whale(s), reduce speed and shift the engine to neutral. Engines must
not be engaged until the whale has moved outside of the vessel's path
and beyond 500 m;
(13) All vessels must maintain a minimum separation distance of 100
m (328 ft) from sperm whales and non-North Atlantic right whale baleen
whales. If one of these species is sighted within 100 m (328 ft) of an
underway vessel, the vessel must turn away from the whale(s), reduce
speed, and shift the engine(s) to neutral. Engines must not be engaged
until the whale has moved outside of the vessel's path and beyond 100 m
(328 ft);
(14) All vessels must maintain a minimum separation distance of 50
m (164 ft) from all delphinid cetaceans and pinnipeds with an exception
made for those that approach the vessel (e.g., bow-riding dolphins). If
a delphinid cetacean or pinniped is sighted within 50 m (164 ft) of a
transiting vessel, that vessel must turn away from the animal(s),
reduce speed, and shift the engine to neutral, with an exception made
for those that approach the vessel (e.g., bow-riding dolphins). Engines
must not be engaged until the animal(s) has moved outside of the
vessel's path and beyond 50 m (164 ft);
(15) All vessels underway must not divert or alter course to
approach any marine mammal; and
(16) SouthCoast Wind must submit a Marine Mammal Vessel Strike
Avoidance Plan 180 days prior to the planned start of vessel activity
that provides details on all relevant mitigation and monitoring
measures for marine mammals, vessel speeds and transit protocols from
all planned ports, vessel-based observer protocols for transiting
vessels, communication and reporting plans, and proposed alternative
monitoring equipment in varying weather conditions, darkness, sea
states, and in consideration of the use of artificial lighting. If
SouthCoast Wind plans to implement PAM in any transit corridor to allow
vessel transit above 10 knots (18.5 km/hr) the plan must describe how
PAM, in combination with visual observations, will be conducted. If a
plan is not submitted and approved by NMFS prior to vessel operations,
all project vessels must travel at speeds of 10 knots (18.5 km/hr) or
less. SouthCoast Wind must comply with any approved Marine Mammal
Vessel Strike Avoidance Plan.
(c) Wind turbine generator (WTG) and offshore substation platform
(OSP) foundation installation. The following requirements apply to
vibratory and impact pile driving activities associated with the
installation of WTG and OSP foundations: (1) Foundation pile driving
activities must not occur January 1 through May 15 throughout the Lease
Area. From October 16 through May 31, impact and vibratory pile driving
must not occur at locations in SouthCoast's Lease Area within the North
Atlantic right whale Enhanced Mitigation Area (NARW EMA; defined as the
area within 20 km (12.4 mi) from the 30-m (98-ft) isobath on the west
side of Nantucket Shoals);
(2) Outside of the NARW EMA, foundation pile driving must not be
planned for December; however, it may occur only if necessary to
complete pile driving within a given year and with prior approval by
NMFS and implementation of enhanced mitigation and monitoring (see
217.334(c)(7), 217.334(c)(13)). SouthCoast Wind must notify NMFS in
writing by September 1 of that year if circumstances are expected to
necessitate pile driving in December;
(3) In the NARW EMA, SouthCoast must install foundations as quickly
as possible and sequence them from the northeast corner of the Lease
Area to the southwest corner such that foundation installation in
positions closest to Nantucket Shoals are completed during the period
of lowest North Atlantic right whale occurrence in that area;
(4) Monopiles must be no larger than a tapered 9/16-m diameter
monopile design and pin piles must be no larger than 4.5-m diameter
design. The minimum amount of hammer energy necessary to effectively
and safely install and maintain the integrity of the piles must be
used. Impact hammer energies must not exceed 6,600
[[Page 53813]]
kilojoules (kJ) for monopile installations and 3,500 kJ for pin pile
installations;
(5) SouthCoast must not initiate pile driving earlier than 1 hour
after civil sunrise or later than 1.5 hours prior to civil sunset
unless SouthCoast submits and NMFS approves a Nighttime Pile Driving
Monitoring Plan that demonstrates the efficacy of their low-visibility
visual monitoring technology (e.g., night vision devices, Infrared (IR)
cameras) to effectively monitor the mitigation zones in low visibility
conditions. SouthCoast must submit this plan or plans (if separate
Daytime Reduced Visibility and Nighttime Monitoring Plans are prepared)
at least 180 calendar days before foundation installation is planned to
begin. SouthCoast must submit a separate Plan describing daytime
reduced visibility monitoring if the information in the Nighttime
Monitoring Plan does not sufficiently apply to all low-visibility
monitoring;
(6) SouthCoast Wind must utilize a soft-start protocol at the
beginning of foundation installation for each impact pile driving event
and at any time following a cessation of impact pile driving for 30
minutes or longer;
(7) SouthCoast Wind must deploy, at minimum, a double bubble
curtain during all foundation pile driving;
(i) The double bubble curtain must distribute air bubbles using an
air flow rate of at least 0.5 m\3\/(min*m). The double bubble curtain
must surround 100 percent of the piling perimeter throughout the full
depth of the water column. In the unforeseen event of a single
compressor malfunction, the offshore personnel operating the bubble
curtain(s) must make adjustments to the air supply and operating
pressure such that the maximum possible sound attenuation performance
of the bubble curtain(s) is achieved;
(ii) The lowest bubble ring must be in contact with the seafloor
for the full circumference of the ring, and the weights attached to the
bottom ring must ensure 100-percent seafloor contact.
(iii) No parts of the ring or other objects may prevent full
seafloor contact with a bubble curtain ring.
(iv) SouthCoast Wind must inspect and carry out maintenance on the
noise attenuation systems prior to every pile driving event and prepare
and submit a Noise Attenuation System (NAS) inspection/performance
report. For piles for which Thorough SFV (T-SFV) (as required by
217.334(c)(19)) is carried out, this report must be submitted as soon
as it is available, but no later than when the interim T-SFV report is
submitted for the respective pile. Performance reports for all
subsequent piles must be submitted with the weekly pile driving
reports. All reports must be submitted by email to
[email protected].
(8) SouthCoast Wind must utilize PSOs. Each monitoring platform
must have at least three on-duty PSOs. PSOs must be located on the pile
driving vessel as well as on a minimum of three PSO-dedicated vessels
inside the NARW EMA June 1 through July 31 and outside the NARW EMA
June 1 through November 30, and a minimum of four PSO-dedicated vessels
within the NARW EMA from August 1 through October 15 and throughout the
Lease Area from May 16-31 and December 1-31 (if pile driving in
December is deemed necessary and approved by NMFS);
(9) Concurrent with visual monitoring, SouthCoast Wind must utilize
PAM operator(s), as described in a NMFS-approved PAM Plan, who must
conduct acoustic monitoring of marine mammals for 60 minutes before,
during, and 30 minutes after completion of impact and vibratory pile
driving for each pile. PAM operators must immediately communicate all
detections of marine mammals to the Lead PSO, including any
determination regarding species identification, distance, and bearing
and the degree of confidence in the determination;
(10) To increase situational awareness prior to pile driving, the
PAM operator must review PAM data collected within the 24 hours prior
to a pile installation;
(11) The PAM system must be able to detect marine mammal
vocalizations, maximize baleen whale detections, and detect North
Atlantic right whale vocalizations up to a distance of 10 km (6.2 mi)
and 15 km (9.3mi) during pin pile and monopile installation,
respectively. NMFS recognizes that detectability of each species'
vocalizations will vary based on vocalization characteristics (e.g.,
frequency content, source level), acoustic propagation conditions, and
competing noise sources), such that other marine mammal species (e.g.,
harbor porpoise) may not be detected at 10 km (6.2 mi) or 15 km (9.3
mi);
(12) SouthCoast Wind must submit a Passive Acoustic Monitoring Plan
(PAM Plan) to NMFS Office of Protected Resources for review and
approval at least 180 days prior to the planned start of foundation
installation activities and abide by the Plan if approved;
(13) SouthCoast Wind must establish clearance and shutdown zones,
which must be measured using the radial distance from the pile being
driven. All clearance zones must be confirmed to be free of marine
mammals for 30 minutes immediately prior to the beginning of soft-start
procedures or vibratory pile driving. If a marine mammal (other than a
North Atlantic right whale) is detected within or about to enter the
applicable clearance zones during this 30-minute time period, vibratory
and impact pile driving must be delayed until the animal has been
visually observed exiting the clearance zone or until a specific time
period has elapsed with no further sightings. The specific time periods
are 30 minutes for all baleen whale species and sperm whales and 15
minutes for all other species;
(14) For North Atlantic right whales, any visual observation by a
PSO at any distance, or acoustic detection within the 10-km (6.2-mi)
(pin pile) and 15-km (9.32-mi) (monopile) PAM clearance and shutdown
zones must trigger a delay to the commencement or shutdown (if already
begun) of pile driving. For any acoustic detection within the North
Atlantic right whale PAM clearance and shutdown zones or sighting of 1
or 2 North Atlantic right whales, SouthCoast Wind must delay
commencement of or shutdown pile driving for 24 hours. For any sighting
of 3 or more North Atlantic right whales, SouthCoast Wind must delay
commencement of or shutdown pile driving for 48 hours. Prior to
beginning clearance at the pile driving location after these periods,
SouthCoast must conduct a vessel-based survey to visually clear the 10-
km (6.2-mi) zone, if installing pin piles that day, or 15-km (9.32-mi)
zone, if installing monopiles.
(15) If visibility decreases such that the entire clearance zone is
not visible, at minimum, PSOs must be able to visually clear (i.e.,
confirm no marine mammals are present) the minimum visibility zone. The
entire minimum visibility zone must be visible (i.e., not obscured by
dark, rain, fog, etc.) for the full 60 minutes immediately prior to
commencing impact and vibratory pile driving;
(16) If a marine mammal is detected (visually or acoustically)
entering or within the respective shutdown zone after pile driving has
begun, the PSO or PAM operator must call for a shutdown of pile driving
and SouthCoast Wind must stop pile driving immediately, unless shutdown
is not practicable due to imminent risk of injury or loss of life to an
individual or risk of damage to a vessel that creates risk of injury or
loss of life for individuals, or the lead engineer determines there is
risk of pile refusal or pile instability. If pile driving is not shut
down due to one of these situations, SouthCoast Wind must
[[Page 53814]]
reduce hammer energy to the lowest level practicable to maintain
stability;
(17) If pile driving has been shut down due to the presence of a
marine mammal other than a North Atlantic right whale, pile driving
must not restart until either the marine mammal(s) has voluntarily left
the species-specific clearance zone and has been visually or
acoustically confirmed beyond that clearance zone, or, when specific
time periods have elapsed with no further sightings or acoustic
detections. The specific time periods are 30 minutes for all non-North
Atlantic right whale baleen whale species and sperm whales and 15
minutes for all other species. In cases where these criteria are not
met, pile driving may restart only if necessary to maintain pile
stability at which time SouthCoast Wind must use the lowest hammer
energy practicable to maintain stability;
(18) SouthCoast Wind must submit a Pile Driving Marine Mammal
Monitoring Plan to NMFS Office of Protected Resources for review and
approval at least 180 days prior to planned start of foundation pile
driving and abide by the Plan if approved. SouthCoast Wind must obtain
both NMFS Office of Protected Resources and NMFS Greater Atlantic
Regional Fisheries Office Protected Resources Division's concurrence
with this Plan prior to the start of any pile driving;
(19) SouthCoast Wind must perform T-SFV measurements during
installation of, at minimum, the first three WTG monopile foundations,
first four WTG pin piles, and all OSP jacket foundation pin piles;
(i) T-SFV measurements must continue until at least three
consecutive monopiles or four consecutive pin piles demonstrate noise
levels are at or below those modeled, assuming 10 decibels (dB) of
attenuation. Subsequent T-SFV measurements are also required should
larger piles be installed or if additional monopiles or pin piles are
driven that may produce louder sound fields than those previously
measured (e.g., from higher hammer energy, greater number of strikes);
(ii) T-SFV measurements must be made at a minimum of four distances
from the pile(s) being driven along a single transect in the direction
of lowest transmission loss (i.e., projected lowest transmission loss
coefficient), including, but not limited to, 750 m (2,460 ft) and three
additional ranges selected such that measurement of modeled Level A
harassment and Level B harassment isopleths are accurate, feasible, and
avoids extrapolation (i.e., recorder spacing is approximately
logarithmic and significant gaps near expected isopleths are avoided).
At least one additional measurement at an azimuth 90 degrees from the
transect array at 750 m (2,460 ft) must be made. At each location,
there must be a near bottom and mid-water column hydrophone (acoustic
recorder);
(iii) If any of the T-SFV results indicate that distances to
harassment isopleths were exceeded, then SouthCoast Wind must implement
additional measures for all subsequent foundation installations to
ensure the measured distances to the Level A harassment and Level B
harassment threshold isopleths do not exceed those modeled assuming 10
dB attenuation. SouthCoast Wind must also increase clearance, shutdown,
and/or Level B harassment zone sizes to those identified by NMFS until
T-SFV measurements on at least three additional monopiles or four pin
piles demonstrate distances to harassment threshold isopleths meet or
are less than those modeled assuming 10-dB of attenuation. For every
1,500 m (4,900 ft) that a marine mammal clearance or shutdown zone is
expanded, additional PSOs must be deployed from additional platforms/
vessels to ensure adequate and complete monitoring of the expanded
clearance and/or shutdown zone(s), with each PSO responsible for
scanning no more than 120 degrees ([deg]) out to a radius no greater
than 1,500 m (4,900 ft). SouthCoast Wind must optimize the sound
attenuation systems (e.g., ensure hose maintenance, pressure testing,
etc.) to, at least, meet noise levels modeled, assuming 10-dB
attenuation, within three monopiles or four pin piles, or else
foundation installation activities must cease until NMFS and SouthCoast
Wind can evaluate potential reasons for louder than anticipated noise
levels. Alternatively, if SouthCoast determines T-SFV results
demonstrate noise levels are within those modeled assuming 10 dB
attenuation, SouthCoast may proceed to the next pile after submitting
the interim report to NMFS;
(20) SouthCoast Wind also must conduct abbreviated SFV, using at
least one acoustic recorder (consisting of a bottom and mid-water
column hydrophone) for every foundation for which T-SFV monitoring is
not conducted. All abbreviated SFV data must be included in weekly
reports. Any indications that distances to the identified Level A
harassment and Level B harassment thresholds for marine mammals may be
exceeded based on this abbreviated monitoring must be addressed by
SouthCoast Wind in the weekly report, including an explanation of
factors that contributed to the exceedance and corrective actions that
were taken to avoid exceedance on subsequent piles. SouthCoast Wind
must meet with NMFS within two business days of SouthCoast Wind's
submission of a report that includes an exceedance to discuss if any
additional action is necessary;
(21) The SFV measurement systems must have a sensitivity for the
expected sound levels from pile driving received at the nominal ranges
throughout the installation of the pile. The frequency range of SFV
measurement systems must cover the range of at least 20 hertz (Hz) to
20 kilohertz (kHz). The SFV measurement systems must be designed to
have omnidirectional sensitivity so that the broadband received level
of all pile driving exceeds the system noise floor by at least 10 dB.
The dynamic range of the SFV measurement system must be sufficient such
that at each location, and the signals avoid poor signal-to-noise
ratios for low amplitude signals and avoid clipping, nonlinearity, and
saturation for high amplitude signals;
(22) SouthCoast must ensure that all hydrophones used in pile
installation SFV measurements systems have undergone a full system,
traceable laboratory calibration conforming to International
Electrotechnical Commission (IEC) 60565, or an equivalent standard
procedure from a factory or accredited source, at a date not to exceed
2 years before deployment, to guarantee each hydrophone receives
accurate sound levels. Additional in situ calibration checks using a
pistonphone must be performed before and after each hydrophone
deployment. If the measurement system employs filters via hardware or
software (e.g., high-pass, low-pass, etc.), which is not already
accounted for by the calibration, the filter performance (i.e., the
filter's frequency response) must be known, reported, and the data
corrected for the filter's effect before analysis;
(23) SouthCoast Wind must be prepared with additional equipment
(e.g., hydrophones, recording devices, hydrophone calibrators, cables,
batteries), which exceeds the amount of equipment necessary to perform
the measurements, such that technical issues can be mitigated before
measurement;
(24) If any of the SFV measurements from any pile indicate that the
distance to any isopleth of concern is greater than those modeled
assuming 10-dB attenuation, before the next pile is installed,
SouthCoast Wind must implement the following measures, as applicable:
identify and propose for
[[Page 53815]]
review and concurrence; additional, modified, and/or alternative noise
attenuation measures or operational changes that present a reasonable
likelihood of reducing sound levels to the modeled distances; provide a
written explanation to NMFS Office of Protected Resources supporting
that determination, and request concurrence to proceed; and, following
NMFS Office of Protected Resources' concurrence, deploy those
additional measures on any subsequent piles that are installed (e.g.,
if threshold distances are exceeded on pile 1, then additional measures
must be deployed before installing pile 2);
(25) If SFV measurements indicate that ranges to isopleths
corresponding to the Level A harassment and Level B harassment
thresholds are less than the ranges predicted by modeling (assuming 10-
dB attenuation) for 3 consecutive monopiles or 4 consecutive pin piles,
SouthCoast Wind may submit a request to NMFS Office of Protected
Resources for a modification of the mitigation zones for non-North
Atlantic right whale species. Mitigation zones for North Atlantic right
whales cannot be decreased;
(26) SouthCoast must measure background noise (i.e., noise absent
pile driving) for 30 minutes before and after each pile installation;
(27) SouthCoast must conduct SFV measurements upon commencement of
turbine operations to estimate turbine operational source levels, in
accordance with a NMFS-approved Foundation Installation Pile Driving
SFV Plan. SFV must be conducted in the same manner as previously
described in paragraph (13) of this section, with adjustments to
measurement distances, number of hydrophones, and hydrophone
sensitivities being made, as necessary; and
(28) SouthCoast Wind must submit a SFV Plan for thorough and
abbreviated SFV for foundation installation and WTG operations to NMFS
Office of Protected Resources for review and approval at least 180 days
prior to planned start of foundation installation activities and abide
by the Plan if approved. Pile driving may not occur until NMFS provides
SouthCoast concurrence that implementation of the SFV Plan meets the
requirements in the LOA.
(d) UXO/MEC detonation. The following requirements apply to
Unexploded Ordnances and Munitions and Explosives of Concern (UXO/MEC)
detonation:
(1) Upon encountering a UXO/MEC, SouthCoast Wind can only resort to
high-order removal (i.e., detonation) if all other means of removal are
impracticable (i.e., As Low As Reasonably Practicable (ALARP) risk
mitigation procedure)) and this determination must be documented and
submitted to NMFS;
(2) UXO/MEC detonations must not occur from December 1 through
April 30;
(3) UXO/MEC detonations must only occur during daylight hours (1
hour after civil sunrise through 1.5 hours prior to civil sunset);
(4) No more than one detonation can occur within a 24-hour period.
No more than 10 detonations may occur throughout the effective period
of these regulations;
(5) SouthCoast Wind must deploy, at minimum, a double bubble
curtain during all UXO/MEC detonations and comply with the following
requirements related to noise abatement:
(i) The bubble curtain(s) must distribute air bubbles using an air
flow rate of at least 0.5 m\3\/(min*m). The bubble curtain(s) must
surround 100 percent of the UXO/MEC detonation perimeter throughout the
full depth of the water column. In the unforeseen event of a single
compressor malfunction, the offshore personnel operating the bubble
curtain(s) must make adjustments to the air supply and operating
pressure such that the maximum possible noise attenuation performance
of the bubble curtain(s) is achieved;
(ii) The lowest bubble ring must be in contact with the seafloor
for the full circumference of the ring, and the weights attached to the
bottom ring must ensure 100-percent seafloor contact;
(iii) No parts of the ring or other objects may prevent full
seafloor contact;
(iv) Construction contractors must train personnel in the proper
balancing of airflow to the ring. Construction contractors must submit
an inspection/performance report for approval by SouthCoast Wind within
72 hours following the performance test. SouthCoast Wind must then
submit that report to NMFS Office of Protected Resources;
(v) Corrections to the bubble ring(s) to meet the performance
standards in this paragraph (5) must occur prior to UXO/MEC
detonations. If SouthCoast Wind uses a noise mitigation device in
addition to the bubble curtain, SouthCoast Wind must maintain similar
quality control measures as described in this paragraph (5); and
(vi) SouthCoast Wind must inspect and carry out maintenance on the
noise attenuation system prior to every UXO/MEC detonation and prepare
and submit a Noise Attenuation System (NAS) inspection/performance
report as soon as it is available and prior to the UXO/MEC detonation
to NMFS Office of Protected Resources.
(6) SouthCoast Wind must conduct SFV during all UXO/MEC detonations
at a minimum of three locations (at two water depths at each location)
from each detonation in a direction toward deeper water in accordance
with the following requirements:
(i) SouthCoast Wind must empirically determine source levels (peak
and cumulative sound exposure level), the ranges to the isopleths
corresponding to the Level A harassment and Level B harassment
threshold isopleths in meters and the transmission loss coefficient(s).
SouthCoast Wind may estimate ranges to the Level A harassment and Level
B harassment isopleths by extrapolating from in situ measurements
conducted at several distances from the detonation location monitored;
(ii) The SFV measurement systems must have a sensitivity for the
expected sound levels from detonations received at the nominal ranges
throughout the detonation. The dynamic range of the SFV measurement
systems must be sufficient such that at each location, the signals
avoid poor signal-to-noise ratios for low amplitude signals and the
signals avoid clipping, nonlinearity, and saturation for high amplitude
signals;
(iii) All hydrophones used in UXO/MEC SFV measurements systems are
required to have undergone a full system, traceable laboratory
calibration conforming to International Electrotechnical Commission
(IEC) 60565, or an equivalent standard procedure, from a factory or
accredited source to ensure the hydrophone receives accurate sound
levels, at a date not to exceed 2 years before deployment. Additional
in-situ calibration checks using a pistonphone are required to be
performed before and after each hydrophone deployment. If the
measurement system employs filters via hardware or software (e.g.,
high-pass, low-pass, etc.), which is not already accounted for by the
calibration, the filter performance (i.e., the filter's frequency
response) must be known, reported, and the data corrected before
analysis;
(iv) SouthCoast Wind must be prepared with additional equipment
(hydrophones, recording devices, hydrophone calibrators, cables,
batteries, etc.), which exceeds the amount of equipment necessary to
perform the measurements, such that
[[Page 53816]]
technical issues can be mitigated before measurement;
(v) SouthCoast Wind must submit SFV reports within 72 hours after
each UXO/MEC detonation;
(vi) If acoustic field measurements collected during UXO/MEC
detonation indicate ranges to the isopleths, corresponding to Level A
harassment and Level B harassment thresholds, are greater than the
ranges predicted by modeling (assuming 10 dB attenuation), SouthCoast
Wind must implement additional noise mitigation measures prior to the
next UXO/MEC detonation. SouthCoast Wind must provide written
notification to NMFS Office of Protected Resources of the changes
planned for the next detonation within 24 hours of implementation.
Subsequent UXO/MEC detonation activities must not occur until NMFS and
SouthCoast Wind can evaluate the situation and ensure future
detonations will not exceed noise levels modeled assuming 10-dB
attenuation; and
(vii) SouthCoast Wind must optimize the noise attenuation systems
(e.g., ensure hose maintenance, pressure testing) to, at least, meet
noise levels modeled, assuming 10-dB attenuation.
(7) SouthCoast Wind must establish and implement clearance zones
for UXO/MEC detonation using both visual and acoustic monitoring;
(8) At least three on-duty PSOs must be stationed on each
monitoring platform and be monitoring for 60 minutes prior to, during,
and 30 minutes after each UXO/MEC detonation. The number of platforms
is contingent upon the size of the UXO/MEC detonation to be identified
in SouthCoast's UXO/MEC Detonation Marine Mammal Monitoring Plan and
must be sufficient such that PSOs are able to visually clear the entire
clearance zone. Concurrently, at least one PAM operator must be
actively monitoring for marine mammals with PAM 60 minutes before,
during, and 30 minutes after detonation; and
(9) All clearance zones must be confirmed to be acoustically free
of marine mammals for 30 minutes prior to a detonation. If a marine
mammal is observed entering or within the relevant clearance zone prior
to the initiation of a detonation, detonation must be delayed and must
not begin until either the marine mammal(s) has voluntarily left the
specific clearance zones and have been visually and acoustically
confirmed beyond that clearance zone, or, when specific time periods
have elapsed with no further sightings or acoustic detections. The
specific time periods are 30 minutes for all baleen whale species and
sperm whales and 15 minutes for all other species.
(e) HRG surveys. The following requirements apply to HRG surveys
operating sub-bottom profilers (SBPs) (e.g., boomers, sparkers, and
Compressed High Intensity Radiated Pulse (CHIRPS)) (hereinafter
referred to as ``acoustic sources''):
(1) SouthCoast Wind must establish and implement clearance and
shutdown zones for HRG surveys using visual monitoring. These zones
must be measured using the radial distance(s) from the acoustic
source(s) currently in use;
(2) SouthCoast must utilize PSO(s), as described in Sec.
217.335(e). Visual monitoring must begin no less than 30 minutes prior
to initiation of specified acoustic sources and must continue until 30
minutes after use of specified acoustic sources ceases. Any PSO on duty
has the authority to delay the start of survey operations or shutdown
operations if a marine mammal is detected within the applicable zones.
When delay or shutdown is instructed by a PSO, the mitigative action
must be taken and any dispute resolved only following deactivation;
(3) Prior to starting the survey and after receiving confirmation
from the PSOs that the clearance zone is clear of any marine mammals,
SouthCoast Wind is required to ramp-up acoustic sources to half power
for 5 minutes prior to commencing full power, unless the equipment
operates on a binary on/off switch (in which case ramp-up is not
required). Any ramp-up of acoustic sources may only commence when
visual clearance zones are fully visible (e.g., not obscured by
darkness, rain, fog, etc.) and clear of marine mammals, as determined
by the Lead PSO, for at least 30 minutes immediately prior to the
initiation of survey activities using a specified acoustic source.
Ramp-ups must be scheduled so as to minimize the time spent with the
source activated;
(4) Prior to a ramp-up procedure starting, the acoustic source
operator must notify the Lead PSO of the planned start of ramp-up. The
notification time must not be less than 60 minutes prior to the planned
ramp-up or activation in order to allow the PSO(s) time to monitor the
clearance zone(s) for 30 minutes prior to the initiation of ramp-up or
activation (pre-start clearance). During this 30-minute clearance
period, the entire applicable clearance zones must be visible;
(5) A PSO conducting clearance observations must be notified again
immediately prior to reinitiating ramp-up procedures and the operator
must receive confirmation from the PSO to proceed;
(6) If a marine mammal is observed within a clearance zone during
the 30 minute clearance period, ramp-up or acoustic surveys may not
begin until the animal(s) has been observed voluntarily exiting its
respective clearance zone or until a specific time period has elapsed
with no further sighting. The specific time periods are 30 minutes for
all baleen whale species and sperm whales and 15 minutes for all other
species;
(7) In any case when the clearance process has begun in conditions
with good visibility, including via the use of night vision/reduced
visibility monitoring equipment (infrared (IR)/thermal camera), and the
Lead PSO has determined that the clearance zones are clear of marine
mammals, survey operations may commence (i.e., no delay is required)
despite periods of inclement weather and/or loss of daylight. Ramp-up
may occur at times of poor visibility, including nighttime, if required
visual monitoring has occurred with no detections of marine mammals in
the 30 minutes prior to beginning ramp-up;
(8) Once the survey has commenced, SouthCoast Wind must shut down
acoustic sources if a marine mammal enters a respective shutdown zone.
In cases when the shutdown zones become obscured for brief periods
(less than 30 minutes) due to inclement weather, survey operations
would be allowed to continue (i.e., no shutdown is required) so long as
no marine mammals have been detected. The shutdown requirement does not
apply to small delphinids of the following genera: Delphinus, Stenella,
Lagenorhynchus, and Tursiops. If there is uncertainty regarding the
identification of a marine mammal species (i.e., whether the observed
marine mammal belongs to one of the delphinid genera for which shutdown
is waived), the PSOs must use their best professional judgment in
making the decision to call for a shutdown. Shutdown is required if a
delphinid that belongs to a genus other than those specified in this
paragraph of this section is detected in the shutdown zone;
(9) If an acoustic source has been shut down due to the presence of
a marine mammal, the use of an acoustic source may not commence or
resume until the animal(s) has been confirmed to have left the Level B
harassment zone or until a full 30 minutes for all baleen whale species
and sperm whales and 15 minutes for all other species have elapsed with
no further sighting. If an acoustic source is shut down for reasons
other than mitigation (e.g., mechanical
[[Page 53817]]
difficulty) for less than 30 minutes, it may be activated again without
ramp-up only if PSOs have maintained constant observation and no
additional detections of any marine mammal occurred within the
respective shutdown zones. If an acoustic source is shut down for a
period longer than 30 minutes, then all clearance and ramp-up
procedures must be initiated;
(10) If multiple HRG vessels are operating concurrently, any
observations of marine mammals must be communicated to PSOs on all
nearby survey vessels; and
(11) Should an autonomous survey vehicle (ASV) be used during HRG
surveys, the ASV must remain with 800 m (2,635 ft) of the primary
vessel while conducting survey operations; two PSOs must be stationed
on the mother vessel at the best vantage points to monitor the
clearance and shutdown zones around the ASV; at least one PSO must
monitor the output of a thermal high-definition camera installed on the
mother vessel to monitor the field-of-view around the ASV using a hand-
held tablet, and during periods of reduced visibility (e.g., darkness,
rain, or fog), PSOs must use night-vision goggles with thermal clip-ons
and a hand-held spotlight to monitor the clearance and shutdown zones
around the ASV.
(f) Fisheries Monitoring Surveys. The following measures apply
during fisheries monitoring surveys and must be implemented by
SouthCoast Wind:
(1) Marine mammal monitoring must be conducted within 1 nmi (1.85
km) from the planned survey location by the trained captain and/or a
member of the scientific crew for 15 minutes prior to deploying gear,
throughout gear deployment and use, and for 15 minutes after haul back;
(2) All captains and crew conducting fishery surveys must be
trained in marine mammal detection and identification;
(3) Gear must not be deployed if there is a risk of interaction
with marine mammals. Gear must not be deployed until a minimum of 15
consecutive minutes have elapsed during which no marine mammal
sightings within 1 nmi (1,852 m) of the sampling station have occurred;
(4) If marine mammals are sighted within 1 nm of the planned
location (i.e., station) within the 15 minutes prior to gear
deployment, then SouthCoast Wind must move the vessel away from the
marine mammal to a different section of the sampling area. If, after
moving on, marine mammals are still visible from the vessel, SouthCoast
Wind must move again to an area visibly clear of marine mammals or skip
the station;
(5) If a marine mammal is at risk of interacting with deployed gear
or set, all gear must be immediately removed from the water. If marine
mammals are sighted before the gear is fully removed from the water,
the vessel must slow its speed and maneuver the vessel away from the
animals to minimize potential interactions with the observed animal;
(6) Survey gear must be deployed as soon as possible once the
vessel arrives on station and after fulfilling the requirements in
(g)(1) and (g)(3);
(7) SouthCoast Wind must maintain visual marine mammal monitoring
effort during the entire period of time that gear is in the water
(i.e., throughout gear deployment, fishing, and retrieval). If marine
mammals are sighted before the gear is fully removed from the water,
SouthCoast Wind will take the most appropriate action to avoid marine
mammal interaction;
(8) All fisheries monitoring gear must be fully cleaned and
repaired (if damaged) before each use/deployment;
(9) SouthCoast Wind's fixed gear must comply with the Atlantic
Large Whale Take Reduction Plan regulations at 50 CFR 229.32 during
fisheries monitoring surveys;
(10) Trawl tows must be limited to a maximum of 20 minute trawl-
time and trawl tows must not exceed at a speed of 3.0 knots (3.5 mph);
(11) All gear must be emptied as close to the deck/sorting area and
as quickly as possible after retrieval;
(12) During trawl surveys, vessel or scientific crew must open the
cod end of the trawl net close to the deck in order to avoid injury to
animals that may be caught in the gear;
(13) All fishery survey-related lines must include the breaking
strength of all lines being less than 1,700 pounds (lbs; 771 kilograms
(kg)). This may be accomplished by using whole buoy line that has a
breaking strength of 1,700 lbs (771 kg); or buoy line with weak inserts
that result in line having an overall breaking strength of 1,700 lbs
(771 kg);
(14) During any survey that uses vertical lines, buoy lines must be
weighted and must not float at the surface of the water. All
groundlines must be composed entirely of sinking lines. Buoy lines must
utilize weak links. Weak links must break cleanly leaving behind the
bitter end of the line. The bitter end of the line must be free of any
knots when the weak link breaks. Splices are not considered to be
knots. The attachment of buoys, toggles, or other floatation devices to
groundlines is prohibited;
(15) All in-water survey gear, including buoys, must be properly
labeled with the scientific permit number or identification as
SouthCoast Wind's research gear. All labels and markings on the gear,
buoys, and buoy lines must also be compliant with the applicable
regulations, and all buoy markings must comply with instructions
received by the NOAA Greater Atlantic Regional Fisheries Office
Protected Resources Division;
(16) All survey gear must be removed from the water whenever not in
active survey use (i.e., no wet storage);
(17) All reasonable efforts that do not compromise human safety
must be undertaken to recover gear; and
(18) Any lost gear associated with the fishery surveys must be
reported to the NOAA Greater Atlantic Regional Fisheries Office
Protected Resources Division within 24 hours.
Sec. 217.335 Monitoring and Reporting Requirements.
SouthCoast Wind must implement the following monitoring and
reporting requirements when conducting the specified activities (see
Sec. 217.330(c)):
(a) Protected species observer (PSO) and passive acoustic
monitoring (PAM) operator qualifications: SouthCoast Wind must
implement the following measures applicable to PSOs and PAM operators:
(1) SouthCoast Wind must use NMFS-approved PSOs and PAM operators
that are employed by a third-party observer provider. PSOs and PAM
operators must have no tasks other than to conduct observational
effort, collect data, and communicate with and instruct relevant
personnel regarding the presence of marine mammals and mitigation
requirements;
(2) All PSOs and PAM operators must have successfully attained a
bachelor's degree from an accredited college or university with a major
in one of the natural sciences. The educational requirements may be
waived if the PSO or PAM operator has acquired the relevant experience
and skills (see Sec. 217.335(a)(3)) for visually and/or acoustically
detecting marine mammals in a range of environmental conditions (e.g.,
sea state, visibility) within zone sizes equivalent to the clearance
and shutdown zones required by these regulations. Requests for such a
waiver must be submitted to NMFS Office of Protected Resources prior to
or when SouthCoast Wind requests PSO and PAM operator approvals and
must include written justification describing alternative experience.
Alternate experience that may be considered includes, but is not
limited to,
[[Page 53818]]
conducting academic, commercial, or government-sponsored marine mammal
visual and/or acoustic surveys or previous work experience as a PSO/PAM
operator. All PSO's and PAM operators should demonstrate good standing
and consistently good performance of all assigned duties;
(3) PSOs must have visual acuity in both eyes (with correction of
vision being permissible) sufficient enough to discern moving targets
on the water's surface with the ability to estimate the target size and
distance (binocular use is allowable); ability to conduct field
observations and collect data according to the assigned protocols,
writing skills sufficient to document observations and the ability to
communicate orally by radio or in-person with project personnel to
provide real-time information on marine mammals observed in the area;
(4) All PSOs must be trained to identify northwestern Atlantic
Ocean marine mammal species and behaviors and be able to conduct field
observations and collect data according to assigned protocols.
Additionally, PSOs must have the ability to work with all required and
relevant software and equipment necessary during observations described
in paragraphs (b)(2) and (b)(3) of this section;
(5) All PSOs and PAM operators must have successfully completed a
PSO, PAM, or refresher training course within the last 5 years and
obtained a certificate of course completion that must be submitted to
NMFS. This requirement is waived for any PSOs and PAM operators that
completed a relevant training course more than five years prior to
seeking approval but have been working consistently as a PSO or PAM
operator within the past five years;
(6) At least one on-duty PSO and PAM operator, where applicable,
per platform must be designated as a Lead during each of the specified
activities;
(7) PSOs and PAM operators are responsible for obtaining NMFS'
approval. NMFS may approve PSOs as conditional or unconditional. An
unconditionally approved PSO is one who has completed training within
the last 5 years and attained the necessary experience (i.e.,
demonstrate experience with monitoring for marine mammals at clearance
and shutdown zone sizes similar to those produced during the respective
activity) or for PSOs and PAM operators who completed training more
than five years previously and have worked in the specified role
consistently for at least the past 5 years. A conditionally-approved
PSO may be one who has completed training in the last 5 years but has
not yet attained the requisite field experience. To qualify as a Lead
PSO or PAM operator, the person must be unconditionally approved and
demonstrate that they have a minimum of 90 days of at-sea experience in
the specific role, with the conclusion of the most recent relevant
experience not more than 18 months previous to deployment, and must
also have experience specifically monitoring baleen whale species;
(7) PSOs for HRG surveys may be unconditionally or conditionally
approved. A conditionally approved PSO for HRG surveys must be paired
with an unconditionally approved PSO;
(8) PSOs and PAM operators for foundation installation and UXO
detonation must be unconditionally approved;
(9) SouthCoast Wind must submit NMFS-approved PSO and PAM operator
resumes to NMFS Office of Protected Resources for review and
confirmation of their approval for specific roles at least 90 days
prior to commencement of the activities requiring PSOs/PAM operators or
30 days prior to when new PSOs/PAM operators are required after
activities have commenced. Resumes must include information related to
relevant education, experience, and training, including dates, duration
(i.e., number of days as a PSO or PAM operator per project), location,
and description of each prior PSO or PAM operator experience (i.e.,
zone sizes monitored, how monitoring supported mitigation; PAM system/
software utilized);
(10) For prospective PSOs and PAM operators not previously approved
by NMFS or for PSOs and PAM operators whose approval is not current
(i.e., approval date is more than 5 years prior to the start of
monitoring duties), SouthCoast Wind must submit the list of pre-
approved PSOs and PAM operators for qualification verification at least
60 days prior to PSO and PAM operator use. Resumes must include
information detailed in 217.335(a)(9). Resumes must be accompanied by
certificate of completion of a NMFS-approved PSO and/or PAM training/
course;
(11) To be approved as a PAM operator, the person must meet the
following qualifications: the PAM operator must have completed a PAM
Operator training course, and demonstrate prior experience using PAM
software, equipment, and real-time acoustic detection systems. They
must demonstrate that they have prior experience independently
analyzing archived and/or real-time PAM data to identify and classify
baleen whale and other marine mammal vocalizations by species,
including North Atlantic right whale and humpback whale vocalizations,
and experience with deconfliction of multiple species' vocalizations
that are similar and/or received concurrently. PAM operators must be
independent observers (i.e., not construction personnel), trained to
use relevant project-specific PAM software and equipment, and must also
be able to test software and hardware functionality prior to beginning
real-time monitoring. The PAM operator must be able to identify and
classify marine mammal acoustic detections by species in real-time
(prioritizing North Atlantic right whales and noting other marine
mammals vocalizations, when detected). At a minimum, for each acoustic
detection, the PAM operator must be able to categorically determine
whether a North Atlantic right whale is detected, possibly detected, or
not detected, and notify the Lead PSO of any confirmed or possible
detections, including baleen whale detections that cannot be identified
to species. If the PAM software is capable of localization of sounds or
deriving bearings and distance, the PAM operators must demonstrate
experience using this technique;
(12) PSOs may work as PAM operators and vice versa if NMFS approves
each individual for both roles; however, they may only perform one role
at any one time and must not exceed work time restrictions, which must
be tallied cumulatively; and
(13) All PSOs and PAM operators must complete a Permits and
Environmental Compliance Plan training that must be held by the Project
compliance representative(s) prior to the start of in-water project
activities and whenever new PSOs and PAM operators join the marine
mammal monitoring team. PSOs and PAM operators must also complete
training and orientation with the construction operation to provide for
personal safety;
(b) General PSO and PAM operator requirements. The following
measures apply to PSOs and PAM operators and must be implemented by
SouthCoast Wind: (1) All PSOs must be located at the best vantage
point(s) on any platform, as determined by the Lead PSO, in order to
collectively obtain 360-degree visual coverage of the entire clearance
and shutdown zones around the activity area and as much of the Level B
harassment zone as possible. PAM operators may be located on a vessel
or remotely on-shore but must have a computer station equipped with a
data collection software system and acoustic data analysis software
available wherever they are stationed, and data or data products must
be streamed in real-
[[Page 53819]]
time or in near real-time to allow PAM operators to provide assistance
to on-duty PSOs in determining if mitigation is required (i.e., delay
or shutdown);
(2) PSOs must use high magnification (25x) binoculars, standard
handheld (7x) binoculars, and the naked eye to search continuously for
marine mammals during visual monitoring. During foundation
installation, at least three PSOs on each dedicated PSO vessel must be
equipped with functional Big Eye binoculars (e.g., 25 x 150; 2.7 view
angle; individual ocular focus; height control). These must be pedestal
mounted on the deck at the best vantage point that provides for optimal
sea surface observation and PSO safety. PAM operators must use a NMFS-
approved PAM system to conduct acoustic monitoring;
(3) During periods of low visibility (e.g., darkness, rain, fog,
poor weather conditions, etc.), PSOs must use alternative technology
(e.g., infrared or thermal cameras) to monitor the mitigation zones;
(4) PSOs and PAM operators must not exceed 4 consecutive watch
hours on duty at any time, must have a 2-hour (minimum) break between
watches, and must not exceed a combined watch schedule of more than 12
hours in a 24-hour period; and
(5) SouthCoast Wind must ensure that PSOs conduct, as rotation
schedules allow, observations for comparison of sighting rates and
behavior with and without use of the specified acoustic sources. Off-
effort PSO monitoring must be reflected in the PSO monitoring reports.
(c) Reporting. SouthCoast Wind must comply with the following
reporting measures:
(1) Prior to initiation of project activities, SouthCoast Wind must
demonstrate in a report submitted to NMFS Office of Protected Resources
([email protected]) that all required training for
SouthCoast Wind personnel, including the vessel crews, vessel captains,
PSOs, and PAM operators has been completed;
(2) SouthCoast Wind must use a standardized reporting system. All
data collected related to the Project must be recorded using industry-
standard software that is installed on field laptops and/or tablets.
Unless stated otherwise, all reports must be submitted to NMFS Office
of Protected Resources ([email protected]), dates must
be in MM/DD/YYYY format, and location information must be provided in
Decimal Degrees and with the coordinate system information (e.g.,
NAD83, WGS84);
(3) Full detection data, metadata, and location of recorders (or
GPS tracks, if applicable) from all real-time hydrophones used for
monitoring during foundation installation and UXO/MEC detonations must
be submitted within 90 calendar days following completion of activities
requiring PAM for mitigation via the International Organization for
Standardization (ISO) standard metadata forms available on the NMFS
Passive Acoustic Reporting System website (https://www.fisheries.noaa.gov/resource/document/passive-acoustic-reportingsystem-templates). Submit the completed data templates to
[email protected]. The full acoustic recordings from real-time
systems must also be sent to the National Centers for Environmental
Information (NCEI) for archiving within 90 days following completion of
activities requiring PAM for mitigation. Submission details can be
found at: https://www.ncei.noaa.gov/products/passive-acoustic-data;
(4) SouthCoast Wind must compile and submit weekly reports during
foundation installation containing, at minimum, the marine mammal
monitoring and abbreviated SFV data to NMFS Office of Protected
Resources ([email protected]). Weekly reports are due
on Wednesday for the previous week (Sunday-Saturday);
(5) SouthCoast Wind must compile and submit monthly reports during
foundation installation containing, at minimum, data as described in
the weekly reports to NMFS Office of Protected Resources
([email protected]). Monthly reports are due on the
15th of the month for the previous month;
(6) SouthCoast Wind must submit a draft annual marine mammal
monitoring report to NMFS ([email protected]) no later
than March 31, annually that contains data for all specified
activities. The final annual marine mammal monitoring report must be
prepared and submitted within 30 calendar days following the receipt of
any comments from NMFS on the draft report;
(7) SouthCoast Wind must submit the T-SFV interim report no later
than 48 hours after cessation of pile driving for a given foundation
installation. In addition to the 48-hour interim reports, SouthCoast
Wind must submit a draft annual SFV report to NMFS
([email protected]) no later than 90 days after SFV is
completed for the year. The final annual SFV report must be prepared
and submitted within 30 calendar days (or longer upon approval by NMFS)
following the receipt of any comments from NMFS on the draft report;
(8) SouthCoast Wind must submit its draft final 5-year report to
NMFS ([email protected]) on all visual and acoustic
monitoring, including SFV monitoring, within 90 calendar days of the
completion of the specified activities. A 5-year report must be
prepared and submitted within 60 calendar days (or longer upon approval
by NMFS) following receipt of any NMFS Office of Protected Resources
comments on the draft report;
(9) SouthCoast Wind must submit SFV results from UXO/MEC detonation
monitoring in a report prior to detonating a subsequent UXO/MEC or
within the relevant weekly report, whichever comes first;
(10) SouthCoast must submit bubble curtain performance reports
within 48 hours of each bubble curtain deployment;
(11) SouthCoast Wind must provide NMFS Office of Protected
Resources with notification of planned UXO/MEC detonation as soon as
possible but at least 48 hours prior to the planned detonation unless
this 48-hour notification requirement would create delays to the
detonation that would result in imminent risk of human life or safety.
This notification must include the coordinates of the planned
detonation, the estimated charge size, and any other information
available on the characteristics of the UXO/MEC;
(13) SouthCoast Wind must submit a report to the NMFS Office of
Protected Resources (insert ITP monitoring email) within 24 hours if an
exemption to any of the requirements in the regulations and LOA is
taken;
(14) SouthCoast Wind must submit reports on all North Atlantic
right whale sightings and any dead or entangled marine mammal sightings
to NMFS Office of Protected Resources
([email protected]); and
(15) SouthCoast Wind must report any lost gear associated with the
fishery surveys to the NOAA Greater Atlantic Regional Fisheries Office
Protected Resources Division ([email protected]) as soon
as possible or within 24 hours of the documented time of missing or
lost gear.
Sec. 217.336 Letter of Authorization.
(a) To incidentally take marine mammals pursuant to these
regulations, SouthCoast Wind must apply for and obtain an LOA;
(b) An LOA, unless suspended or revoked, may be effective for a
period of
[[Page 53820]]
time not to exceed the effective period of this subpart;
(c) If an LOA expires prior to the expiration date of these
regulations, SouthCoast Wind may apply for and obtain a renewal of the
LOA;
(d) In the event of projected changes to the activity or to
mitigation and monitoring measures required by an LOA, SouthCoast Wind
must apply for and obtain a modification of the LOA as described in
Sec. 217.337; and
(e) The LOA must set forth:
(1) Permissible methods of incidental taking;
(2) Means of effecting the least practicable adverse impact (i.e.,
mitigation) on the species, its habitat, and on the availability of the
species for subsistence uses; and
(3) Requirements for monitoring and reporting.
(f) Issuance of the LOA must be based on a determination that the
level of taking must be consistent with the findings made for the total
taking allowable under this subpart; and
(g) Notice of issuance or denial of an LOA must be published in the
Federal Register within 30 days of a determination.
Sec. 217.337 Modifications of Letter of Authorization.
(a) A LOA issued under Sec. Sec. 216.106 and 217.336 of this
section for the activities identified in Sec. 217.330(c) shall be
modified upon request by SouthCoast Wind, provided that:
(1) The specified activity and mitigation, monitoring, and
reporting measures, as well as the anticipated impacts, are the same as
those described and analyzed for this subpart (excluding changes made
pursuant to the adaptive management provision in paragraph (c)(1) of
this section); and
(2) NMFS determines that the mitigation, monitoring, or reporting
measures required by the previous LOA under this subpart were
implemented.
(b) For a LOA modification request by the applicant that includes
changes to the activity or the mitigation, monitoring, or reporting
measures (excluding changes made pursuant to the adaptive management
provision in paragraph (c)(1) of this section), the LOA shall be
modified, provided that:
(1) NMFS determines that the changes to the activity or the
mitigation, monitoring, or reporting do not change the findings made
for the regulations in this subpart and do not result in more than a
minor change in the total estimated number of takes (or distribution by
species or years); and
(2) NMFS may publish a notice of proposed modified LOA in the
Federal Register, including the associated analysis of the change, and
solicit public comment before issuing the LOA.
(c) A LOA issued under Sec. Sec. 216.106 and 217.336 of this
section for the activities identified in Sec. 217.330(c) may be
modified by NMFS under the following circumstances:
(1) Through adaptive management, NMFS may modify (including remove,
revise, or add to) the existing mitigation, monitoring, or reporting
measures after consulting with SouthCoast Wind regarding the
practicability of the modifications, if doing so creates a reasonable
likelihood of more effectively accomplishing the goals of the
mitigation and monitoring measures set forth in this subpart.
(i) Possible sources of data that could contribute to the decision
to modify the mitigation, monitoring, or reporting measures in an LOA
include, but are not limited to:
(A) Results from SouthCoast Wind's monitoring;
(B) Results from other marine mammals and/or sound research or
studies; and
(C) Any information that reveals marine mammals may have been taken
in a manner, extent, or number not authorized by this subpart or
subsequent LOA.
(ii) If, through adaptive management, the modifications to the
mitigation, monitoring, or reporting measures are substantial, NMFS
shall publish a notice of proposed LOA in the Federal Register and
solicit public comment; and
(2) If NMFS determines that an emergency exists that poses a
significant risk to the well-being of the species or stocks of marine
mammals specified in the LOA issued pursuant to Sec. Sec. 216.106 and
217.336 of this section, a LOA may be modified without prior notice or
opportunity for public comment. Notice would be published in the
Federal Register within 30 days of the action.
Sec. Sec. 217.338-217.339 [Reserved]
[FR Doc. 2024-13770 Filed 6-25-24; 8:45 am]
BILLING CODE 3510-22-P