Proposal To Extend the Cultural Property Agreement Between the United States and Ecuador, 31245-31246 [2024-08707]
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Federal Register / Vol. 89, No. 80 / Wednesday, April 24, 2024 / Notices
relationship.’’ 54 FINRA stated that it
expects that a member’s ‘‘reasonable
assessment’’ would take into
consideration several factors, such as:
(1) any potential conflicts of interest
in the registered person being in a
borrowing or lending arrangement with
a customer;
(2) the length and type of relationship
between the customer and registered
person;
(3) the material terms of the
borrowing or lending arrangement;
(4) the customer’s or the registered
person’s ability to repay the loan;
(5) the customer’s age;
(6) whether the registered person has
been a party to other borrowing or
lending arrangements with customers;
(7) whether, based on the facts and
circumstances observed in the member’s
business relationship with the customer,
the customer has a mental or physical
impairment that renders the customer
unable to protect his or her own
interests;
(8) any disciplinary history or indicia
of improper activity or conduct with
respect to the customer or the
customer’s account (e.g., excessive
trading); and
(9) any indicia of customer
vulnerability or undue influence of the
registered person over the customer.55
FINRA also stated that it would
expect a member to try to discuss the
arrangement with the customer, as part
of the member’s reasonable assessment
of the risks.56
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III. Proceedings To Determine Whether
To Approve or Disapprove File No. SR–
FINRA–2024–001 and Grounds for
Disapproval Under Consideration
The Commission is instituting
proceedings pursuant to Section
19(b)(2)(B) of the Exchange Act to
determine whether the proposed rule
change should be approved or
disapproved.57 Institution of
proceedings is appropriate at this time
in view of the legal and policy issues
raised by the proposed rule change.
Institution of proceedings does not
indicate that the Commission has
reached any conclusions with respect to
the proposed rule change.
Pursuant to Section 19(b)(2)(B) of the
Exchange Act, the Commission is
providing notice of the grounds for
disapproval under consideration.58 The
Commission is instituting proceedings
to allow for additional analysis and
54 Id.
55 See
Notice at 3971.
id. at 3972.
57 15 U.S.C. 78s(b)(2)(B).
58 Id.
56 See
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input concerning whether the proposed
rule change is consistent with the
Exchange Act and the rules thereunder.
IV. Request for Written Comments
The Commission requests that
interested persons provide written
submissions of their views, data, and
arguments with respect to the issues
identified above, as well as any other
concerns they may have with the
proposed rule change. In particular, the
Commission invites the written views of
interested persons concerning whether
the proposed rule change is consistent
with the Exchange Act and the rules
thereunder.
Although there do not appear to be
any issues relevant to approval or
disapproval that would be facilitated by
an oral presentation of views, data, and
arguments, the Commission will
consider, pursuant to Rule 19b–4, any
request for an opportunity to make an
oral presentation.59
Interested persons are invited to
submit written data, views, and
arguments regarding whether the
proposed rule change should be
approved or disapproved by May 15,
2024. Any person who wishes to file a
rebuttal to any other person’s
submission must file that rebuttal by
May 29, 2024.
Comments may be submitted by any
of the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include file number SR–
FINRA–2024–001 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to file
number SR–FINRA–2024–001. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
59 Section 19(b)(2) of the Exchange Act, as
amended by the Securities Acts Amendments of
1975, Public Law 94–29, 89 Stat. 97 (1975), grants
the Commission flexibility to determine what type
of proceeding—either oral or notice and
opportunity for written comments—is appropriate
for consideration of a particular proposal by a selfregulatory organization. See Securities Acts
Amendments of 1975, Report of the Senate
Committee on Banking, Housing and Urban Affairs
to Accompany S. 249, S. Rep. No. 75, 94th Cong.,
1st Sess. 30 (1975).
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31245
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filing
also will be available for inspection and
copying at the principal office of
FINRA. Do not include personal
identifiable information in submissions;
you should submit only information
that you wish to make available
publicly. We may redact in part or
withhold entirely from publication
submitted material that is obscene or
subject to copyright protection. All
submissions should refer to file number
SR–FINRA–2024–001 and should be
submitted on or before May 15, 2024. If
comments are received, any rebuttal
comments should be submitted on or
before May 29, 2024.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.60
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024–08681 Filed 4–23–24; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
[Public Notice: 12385]
Proposal To Extend the Cultural
Property Agreement Between the
United States and Ecuador
ACTION:
Public notice.
Proposal to extend the
Memorandum of Understanding
between the Government of the United
States of America and the Government
of the Republic of Ecuador Concerning
the Imposition of Import Restrictions on
Categories of Archaeological and
Ethnological Material of Ecuador.
FOR FURTHER INFORMATION CONTACT:
Allison Davis Lehmann, Cultural
Heritage Center, Bureau of Educational
and Cultural Affairs: (771) 204–4765;
SUMMARY:
60 17 CFR 200.30–3(a)(12); 17 CFR 200.30–
3(a)(57).
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Federal Register / Vol. 89, No. 80 / Wednesday, April 24, 2024 / Notices
culprop@state.gov; include ‘‘Ecuador’’
in the subject line.
SUPPLEMENTARY INFORMATION: Pursuant
to the authority vested in the Assistant
Secretary of State for Educational and
Cultural Affairs, and pursuant to 19
U.S.C. 2602(f)(1), an extension of the
Memorandum of Understanding
between the Government of the United
States of America and the Government
of the Republic of Ecuador Concerning
the Imposition of Import Restrictions on
Categories of Archaeological and
Ethnological Material of Ecuador is
hereby proposed.
A copy of the Memorandum of
Understanding, the Designated List of
categories of material currently
restricted from import into the United
States, and related information can be
found at the Cultural Heritage Center
website: https://culturalheritage.
state.gov.
Allison R. Davis Lehmann,
Executive Director, Cultural Property
Advisory Committee, Bureau of Educational
and Cultural Affairs, Department of State.
[FR Doc. 2024–08707 Filed 4–23–24; 8:45 am]
BILLING CODE 4710–05–P
DEPARTMENT OF STATE
[Public Notice: 12384]
Proposal To Extend the Cultural
Property Agreement Between the
United States and Jordan
ACTION:
Proposal to extend the
Memorandum of Understanding
between the Government of the United
States of America and the Government
of the Hashemite Kingdom of Jordan
Concerning the Imposition of Import
Restrictions on Categories of
Archaeological Material of Jordan.
FOR FURTHER INFORMATION CONTACT:
Virginia Herrmann, Cultural Heritage
Center, Bureau of Educational and
Cultural Affairs: (202) 728–0533;
culprop@state.gov; include ‘‘Jordan’’ in
the subject line.
SUPPLEMENTARY INFORMATION: Pursuant
to the authority vested in the Assistant
Secretary of State for Educational and
Cultural Affairs, and pursuant to 19
U.S.C. 2602(f)(1), an extension of the
Memorandum of Understanding
between the Government of the United
States of America and the Government
of the Hashemite Kingdom of Jordan
Concerning the Imposition of Import
Restrictions on Categories of
Archaeological Material of Jordan is
hereby proposed.
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Allison R. Davis Lehmann,
Executive Director, Cultural Property
Advisory Committee, Bureau of Educational
and Cultural Affairs, Department of State.
[FR Doc. 2024–08706 Filed 4–23–24; 8:45 am]
BILLING CODE 4710–05–P
DEPARTMENT OF STATE
[Public Notice: 12383]
Cultural Property Advisory Committee;
Notice of Meeting
The Department of State
announces the location, dates, times,
and agenda for the next meeting of the
Cultural Property Advisory Committee
(‘‘the Committee’’).
DATES: The Committee will meet
virtually from June 4–6, 2024, from 9
a.m. to 5 p.m. (EDT).
FOR FURTHER INFORMATION CONTACT:
Allison Davis, Cultural Heritage Center,
Bureau of Educational and Cultural
Affairs: (771) 204–4765; (culprop@
state.gov).
SUMMARY:
SUPPLEMENTARY INFORMATION:
Public notice.
SUMMARY:
A copy of the Memorandum of
Understanding, the Designated List of
categories of material currently
restricted from import into the United
States, and related information can be
found at the Cultural Heritage Center
website: https://culturalheritage.
state.gov.
Participation: The public may
participate in, or observe, the virtual
open session on June 4, 2024, from 2
p.m. to 3 p.m. (EDT). More information
below.
The Assistant Secretary of State for
Educational and Cultural Affairs calls a
meeting of the Cultural Property
Advisory Committee (‘‘the Committee’’)
in accordance with the Convention on
Cultural Property Implementation Act
(19 U.S.C. 2601–2613) (‘‘the Act’’). A
portion of this meeting will be closed to
the public pursuant to 5 U.S.C.
552b(c)(9)(B) and 19 U.S.C. 2605(h).
Meeting Agenda: The Committee will
review a request from the Government
of Ukraine seeking import restrictions
on archaeological and ethnological
materials, the proposed extension of an
agreement with the Government of the
Hashemite Kingdom of Jordan, and the
proposed extension of an agreement
with the Government of the Republic of
Ecuador. In addition, the Committee
will undertake a continuing review of
the effectiveness of other cultural
property agreements and emergency
actions currently in force.
The Open Session: The public can
observe the virtual open session on June
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4, 2024. Registered participants may
provide oral comments for up to a
maximum of five (5) minutes each. The
Department provides specific
instructions on how to observe or
provide oral comments at the open
session at https://eca.state.gov/
highlight/cultural-property-advisorycommittee-meeting-june-4-6-2024.
Oral Comments: Register to speak at
the open session by sending an email
with your name and organizational
affiliation, as well as any requests for
reasonable accommodation, by May 27,
2024. Written comments are not
required to make an oral comment
during the open session.
Written Comments: The Committee
will review written comments if
received by 11:59 p.m. (EDT) on May
27, 2024. Written comments may be
submitted in two ways, depending on
whether they contain confidential
information:
b General Comments: For general
comments, use https://
www.regulations.gov, enter the docket
[DIR will insert the number], and follow
the prompts.
b Confidential Comments: For
comments that contain privileged or
confidential information (within the
meaning of 19 U.S.C. 2605(i)(1)), please
email submissions to culprop@state.gov.
Include ‘‘Ukraine,’’ ‘‘Ecuador,’’ and/or
‘‘Jordan’’ in the subject line.
b Disclaimer: The Cultural Heritage
Center website contains additional
information about each agenda item,
including categories of archaeological
and ethnological material that may be
included in import restrictions: https://
eca.state.gov/highlight/culturalproperty-advisory-committee-meetingjune-4-6-2024. Comments should relate
specifically to the determinations
specified in the Act at 19 U.S.C.
2602(a)(1). Written comments submitted
via regulations.gov are not private and
are posted at https://
www.regulations.gov. Because written
comments cannot be edited to remove
any personally identifying or contact
information, we caution against
including any such information in an
electronic submission without
appropriate permission to disclose that
information (including trade secrets and
commercial or financial information
that are privileged or confidential
within the meaning of 19 U.S.C.
2605(i)(1)). We request that any party
soliciting or aggregating written
comments from other persons inform
those persons that the Department will
not edit their comments to remove any
identifying or contact information and
that they therefore should not include
any such information in their comments
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Agencies
[Federal Register Volume 89, Number 80 (Wednesday, April 24, 2024)]
[Notices]
[Pages 31245-31246]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-08707]
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DEPARTMENT OF STATE
[Public Notice: 12385]
Proposal To Extend the Cultural Property Agreement Between the
United States and Ecuador
ACTION: Public notice.
-----------------------------------------------------------------------
SUMMARY: Proposal to extend the Memorandum of Understanding between the
Government of the United States of America and the Government of the
Republic of Ecuador Concerning the Imposition of Import Restrictions on
Categories of Archaeological and Ethnological Material of Ecuador.
FOR FURTHER INFORMATION CONTACT: Allison Davis Lehmann, Cultural
Heritage Center, Bureau of Educational and Cultural Affairs: (771) 204-
4765;
[[Page 31246]]
[email protected]; include ``Ecuador'' in the subject line.
SUPPLEMENTARY INFORMATION: Pursuant to the authority vested in the
Assistant Secretary of State for Educational and Cultural Affairs, and
pursuant to 19 U.S.C. 2602(f)(1), an extension of the Memorandum of
Understanding between the Government of the United States of America
and the Government of the Republic of Ecuador Concerning the Imposition
of Import Restrictions on Categories of Archaeological and Ethnological
Material of Ecuador is hereby proposed.
A copy of the Memorandum of Understanding, the Designated List of
categories of material currently restricted from import into the United
States, and related information can be found at the Cultural Heritage
Center website: https://culturalheritage.state.gov.
Allison R. Davis Lehmann,
Executive Director, Cultural Property Advisory Committee, Bureau of
Educational and Cultural Affairs, Department of State.
[FR Doc. 2024-08707 Filed 4-23-24; 8:45 am]
BILLING CODE 4710-05-P